| Date Filed |
Document # |
Attachment # |
Short Description |
Long Description |
Upload date |
SHA1 hash |
| 01/03/2011 |
01207233035 |
0 |
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PETITION FOR REVIEW filed [1286281] by NetCoalition and Securities Industry and Financial Markets Association of a decision by federal agency [Service Date: 01/03/2011 ]
Disclosure Statement: Attached; Certificate of Parties: Not Applicable to this Filing [11-1001] |
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| 01/03/2011 |
01207233043 |
0 |
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STATEMENT FILED [1286285] by NetCoalition and Securities Industry and Financial Markets Association
with Disclosure Listing
[Service Date: 01/03/2011 ] [11-1001] |
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| 01/19/2011 |
01207237256 |
0 |
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CLERK'S ORDER filed [1288594] directing party to file initial submissions: PETITIONER docketing statement due 02/18/2011. PETITIONER certificate as to parties, etc. due 02/18/2011. PETITIONER statement of issues due 02/18/2011. PETITIONER underlying decision due 02/18/2011. PETITIONER deferred appendix statement due 02/18/2011. PETITIONER procedural motions due 02/18/2011. PETITIONER dispositive motions due 03/07/2011; directing party to file initial submissions: RESPONDENT entry of appearance due 02/18/2011. RESPONDENT procedural motions due 02/18/2011. RESPONDENT certified index to record due 03/07/2011. RESPONDENT dispositive motions due 03/07/2011 [11-1001] |
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| 01/19/2011 |
01207237263 |
0 |
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CERTIFIED COPY [1288597] of Petition for Review sent to respondent [1286281-2] [11-1001] |
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| 01/31/2011 |
01207241384 |
0 |
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MOTION filed [1290913] by NYSE Arca, Inc. for leave to intervene [Disclosure Listing: Attached] [Service Date: 01/31/2011 ] [11-1001] (Henkin, Douglas) |
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| 02/02/2011 |
01207242132 |
0 |
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MOTION filed [1291356] by The Nasdaq Stock Market LLC and NASDAQ OMX PHLX LLC for leave to intervene [Disclosure Listing: Attached]
[Service Date: 02/02/2011 ] [11-1001] (Scalia, Eugene) |
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| 02/18/2011 |
01207246550 |
0 |
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DOCKETING STATEMENT FILED [1293913] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [11-1001] (Blanc, Roger) |
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| 02/18/2011 |
01207246565 |
0 |
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MOTION filed [1293919] by NetCoalition and Securities Industry and Financial Markets Association to consolidate cases (Response to Motion served by mail due on 03/03/2011)
[Service Date: 02/18/2011 by CM/ECF NDA]
Pages: 11-15. [11-1001] (Blanc, Roger) |
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| 02/18/2011 |
01207246861 |
0 |
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DOCKETING STATEMENT FILED [1294145] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [11-1001] (Blanc, Roger) |
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| 02/18/2011 |
01207246864 |
0 |
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STATEMENT OF ISSUES FILED [1294146] by NetCoalition and Securities Industry and Financial Markets Association [Service Date: 02/18/2011 ] [11-1001] (Blanc, Roger) |
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| 02/18/2011 |
01207246867 |
0 |
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STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL FILED [1294147] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] Intent: AppxDeferred [11-1001] (Blanc, Roger) |
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| 02/18/2011 |
01207246870 |
0 |
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CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1294148] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [11-1001] (Blanc, Roger) |
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| 02/18/2011 |
01207246873 |
0 |
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DOCKETING STATEMENT FILED [1294149] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [10-1420] (Blanc, Roger) |
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| 02/18/2011 |
01207246876 |
0 |
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STATEMENT OF ISSUES FILED [1294150] by NetCoalition and Securities Industry and Financial Markets Association [Service Date: 02/18/2011 ] [10-1420] (Blanc, Roger) |
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| 02/18/2011 |
01207246879 |
0 |
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STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL FILED [1294151] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] Intent: AppxDeferred [10-1420] (Blanc, Roger) |
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| 02/18/2011 |
01207246882 |
0 |
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CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1294152] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [10-1420] (Blanc, Roger) |
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| 02/18/2011 |
01207246885 |
0 |
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DOCKETING STATEMENT FILED [1294153] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [10-1421] (Blanc, Roger) |
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| 02/18/2011 |
01207246888 |
0 |
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STATEMENT OF ISSUES FILED [1294154] by NetCoalition and Securities Industry and Financial Markets Association [Service Date: 02/18/2011 ] [10-1421] (Blanc, Roger) |
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| 02/18/2011 |
01207246891 |
0 |
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STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL FILED [1294155] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] Intent: AppxDeferred [10-1421] (Blanc, Roger) |
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| 02/18/2011 |
01207246894 |
0 |
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CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1294156] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [10-1421] (Blanc, Roger) |
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| 02/18/2011 |
01207246897 |
0 |
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DOCKETING STATEMENT FILED [1294157] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [10-1422] (Blanc, Roger) |
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| 02/18/2011 |
01207246900 |
0 |
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STATEMENT OF ISSUES FILED [1294158] by NetCoalition and Securities Industry and Financial Markets Association [Service Date: 02/18/2011 ] [10-1422] (Blanc, Roger) |
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| 02/18/2011 |
01207246903 |
0 |
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STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL FILED [1294159] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] Intent: AppxDeferred [10-1422] (Blanc, Roger) |
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| 02/18/2011 |
01207246906 |
0 |
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CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1294160] by NetCoalition and Securities Industry and Financial Markets Association
[Service Date: 02/18/2011 ] [10-1422] (Blanc, Roger) |
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| 03/03/2011 |
01207250578 |
0 |
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MODIFIED DOCKET TEXT--RESPONSE IN OPPOSITION FILED [1296248] by Nasdaq Stock Market, LLC in 10-1420, NASDAQ OMX PHLX LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, NASDAQ OMX PHLX LLC and Nasdaq Stock Market, LLC in 11-1001 to motion to consolidate [1293924-2], motion to consolidate [1293923-2], motion to consolidate [1293921-2], motion to consolidate [1293919-2] [Service Date: 03/03/2011 by US Mail, CM/ECF NDA] Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001]--[Edited 03/03/2011 by SMC] (Scalia, Eugene) |
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| 03/03/2011 |
01207250859 |
0 |
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MODIFIED DOCKET TEXT--CORRECTED RESPONSE IN OPPOSITION FILED [1296402] by NYSE Arca, Inc. in 11-1001 to motion to consolidate [1293921-2] and to response in opposition filed [1296248]. [Service Date: 03/03/2011 by Email, US Mail, CM/ECF NDA] Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001]--[Edited 03/04/2011 by AY] (Henkin, Douglas) |
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| 03/07/2011 |
01207251215 |
0 |
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MOTION filed [1296637] by SEC in 10-1420 to extend time to file certified index (Response to Motion served by mail due on 03/21/2011)
[Service Date: 03/07/2011 by CM/ECF NDA]
Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001] (Pennington, Mark) |
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| 03/07/2011 |
01207251447 |
0 |
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MOTION filed [1296783] by NYSE Arca, Inc. in 11-1001 to dismiss case for lack of jurisdiction (Response to Motion served by mail due on 03/21/2011)
[Service Date: 03/07/2011 by US Mail, CM/ECF NDA]
Pages: 1-10. [11-1001, 10-1420, 10-1421, 10-1422] (Henkin, Douglas) |
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| 03/07/2011 |
01207251499 |
0 |
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MODIFIED PARTY FILER--MOTION filed [1296802] by Nasdaq Stock Market, LLC in 10-1420, NASDAQ OMX PHLX LLC in 10-1421, and Nasdaq Stock Market, LLC in 10-1422 to dismiss case for lack of jurisdiction (Response to Motion served by mail due on 03/21/2011) [Service Date: 03/07/2011 by 3rd Party, CM/ECF NDA] Pages: 16-20. [10-1420, 10-1421, 10-1422]--[Edited 03/08/2011 by SMC] (Scalia, Eugene) |
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| 03/07/2011 |
01207251506 |
0 |
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MOTION filed [1296805] by NASDAQ OMX PHLX LLC and Nasdaq Stock Market, LLC to dismiss case for lack of jurisdiction (Response to Motion served by mail due on 03/21/2011)
[Service Date: 03/07/2011 by CM/ECF NDA, 3rd Party]
Pages: 16-20. [11-1001] (Scalia, Eugene) |
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| 03/08/2011 |
01207251536 |
0 |
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ENTRY OF APPEARANCE filed [1296818] by Mark Pennington and co-counsel Luis De La Torre on behalf of Respondent SEC in 10-1420. [10-1420, 10-1421, 10-1422, 11-1001] (Pennington, Mark) |
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| 03/11/2011 |
01207252703 |
0 |
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AMENDED MOTION filed [1297556] by SEC in 10-1420 to dismiss case for lack of jurisdiction (Response to Motion served by mail due on 03/24/2011)
[Service Date: 03/11/2011 by CM/ECF NDA]
Pages: 16-20. [10-1420, 10-1421, 10-1422, 11-1001] (Pennington, Mark) |
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| 03/14/2011 |
01207253290 |
0 |
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REPLY FILED [1297921] by NetCoalition and Securities Industry and Financial Markets Association in 11-1001
to response [1296402-2]
[Service Date: 03/14/2011 by CM/ECF NDA] Pages: 1-10. [11-1001, 10-1420, 10-1421, 10-1422] (Blanc, Roger) |
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| 03/21/2011 |
01207255486 |
0 |
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RESPONSE IN OPPOSITION FILED [1299161] by NetCoalition and Securities Industry and Financial Markets Association in 11-1001 to motion to dismiss case for lack of jurisdiction [1297556-2]
[Service Date: 03/21/2011 by CM/ECF NDA]
Pages: 16-20. [11-1001, 10-1420, 10-1421, 10-1422] (Blanc, Roger) |
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| 03/28/2011 |
01207257377 |
0 |
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REPLY FILED [1300242] by SEC in 10-1420
to response [1299161-2]
[Service Date: 03/28/2011 by CM/ECF NDA] Pages: 11-15. [10-1420, 10-1421, 10-1422, 11-1001] (Pennington, Mark) |
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| 03/31/2011 |
01207258624 |
0 |
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MODIFIED PARTY FILER--REPLY FILED [1300955] by Nasdaq Stock Market, LLC in 10-1420, NASDAQ OMX PHLX LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, NASDAQ OMX PHLX LLC and Nasdaq Stock Market, LLC in 11-1001 to response [1299161-2] [Service Date: 03/31/2011 by CM/ECF NDA] Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001]--[Edited 03/31/2011 by SMC] (Scalia, Eugene) |
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| 03/31/2011 |
01207258840 |
0 |
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INCORRECT DOCKET ENTRY-DISREGARD--MOTION filed [1301104] by NetCoalition in 10-1420, 10-1421, 10-1422, 11-1001 to dismiss case (Response to Motion served by mail due on 04/14/2011) [Service Date: 03/31/2011 by CM/ECF NDA] Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001]--[Edited 04/01/2011 by SMC] (Henkin, Douglas) |
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| 03/31/2011 |
01207258855 |
0 |
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CORRECTED REPLY FILED [1301111] by NYSE Arca, Inc. in 11-1001
to response
[Service Date: 03/31/2011 by CM/ECF NDA] Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001] (Henkin, Douglas) |
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| 04/01/2011 |
01207258910 |
0 |
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CLERK'S ORDER filed [1301140] granting motion to potpone filing administrative record [1296637-2] [10-1420, 10-1421, 10-1422, 11-1001] |
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| 04/22/2011 |
01207264672 |
0 |
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CLERK'S ORDER filed [1304566] granting motion for leave to intervene. [1290148-2] in 10-1420, granting motion for leave to intervene. [1290154-2] in 10-1421, granting motion for leave to intervene. [1290156-2] in 10-1422, granting motion for leave to intervene. [1291356-2] in 11-1001, granting motion for leave to intervene. [1290913-2] in 11-1001 [10-1420, 10-1421, 10-1422, 11-1001] |
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| 05/11/2011 |
01207269602 |
0 |
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LETTER FILED [1307321] by NetCoalition and Securities Industry and Financial Markets Association in 11-1001
.
[Service Date: 05/11/2011 ] [11-1001, 10-1420, 10-1421, 10-1422] (Blanc, Roger) |
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| 05/13/2011 |
01207270532 |
0 |
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RESPONSE FILED [1307876] by Nasdaq Stock Market, LLC in 10-1420; NASDAQ OMX PHLX LLC in 10-1421; Nasdaq Stock Market, LLC in 10-1422; and, Nasdaq Stock Market, LLC and NASDAQ OMX PHLX LLC in 11-1001 to letter [1307321-2]
[Service Date: 05/13/2011 by CM/ECF NDA] Pages: 1-10. [10-1420, 10-1421, 10-1422, 11-1001]--[Edited 05/16/2011 by SMC] (Scalia, Eugene) |
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| 05/19/2011 |
01207271878 |
0 |
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LETTER FILED [1308651] by SEC in 10-1420, 10-1421, 10-1422, 11-1001
pursuant to FRAP 28j advising of additional authorities
[Service Date: 05/19/2011 ] [10-1420, 10-1421, 10-1422, 11-1001] (Pennington, Mark) |
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| 05/19/2011 |
01207271989 |
0 |
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LETTER FILED [1308712] by NYSE Arca, Inc. in 11-1001
pursuant to FRAP 28j advising of additional authorities
[Service Date: 05/19/2011 ] [11-1001, 10-1420, 10-1421, 10-1422] (Henkin, Douglas) |
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| 06/03/2011 |
01207276442 |
0 |
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PER CURIAM ORDER filed [1311374] ORDERED that the motion to dismiss the petition in No. 10-1420 be granted; FURTHER ORDERED that the motion to consolidate No. 10-1420 with Nos. 10-1421, 10-1422, and 11-1001 be dismissed as moot. Pursuant to D.C. Circuit Rule 36, this disposition will not be published. The Clerk is directed to withhold issuance of the mandate herein until seven days after resolution of any timely petition for rehearing or petition for rehearing en banc. Before Judges: Rogers, Griffith and Kavanaugh. [10-1420, 10-1421, 10-1422, 11-1001, 11-1065] |
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| 06/03/2011 |
01207276495 |
0 |
|
PER CURIAM ORDER filed [1311399] Upon consideration of the motions to consolidate, the oppositions thereto, and
the reply; the motions to dismiss, the opposition thereto, and the replies; and the Rule 28(j) letters and the response, it is ORDERED that Nos. 10-1421, 10-1422, 11-1001 and 11-1065 be consolidated. It is FURTHER ORDERED that the motions to dismiss the petitions in Nos. 10-1421, 10-1422, and 11-1001 be referred to the merits panel to which these petitions are assigned. It is FURTHER ORDERED, on the court's own motion, that the parties submit by July 1, 2011, proposed formats for the briefing of these cases. (SEE ORDER FOR DETAILS) Before Judges: Rogers, Griffith and Kavanaugh. [10-1421, 10-1422, 11-1001, 11-1065] |
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| 07/01/2011 |
01207285158 |
0 |
|
RESPONSE FILED [1316251] by SEC in 10-1421, 10-1422, 11-1001, 11-1065
to order
[Service Date: 07/01/2011 by CM/ECF NDA] Pages: 1-10. [10-1421, 10-1422, 11-1001, 11-1065] (Pennington, Mark) |
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| 07/01/2011 |
01207285249 |
0 |
|
RESPONSE FILED [1316285] by NetCoalition and Securities Industry and Financial Markets Association in 10-1421
to order [1311399-2],[1311399-3]
[Service Date: 07/01/2011 by CM/ECF NDA] Pages: 1-10. [10-1421, 10-1422, 11-1001, 11-1065] (Blanc, Roger) |
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| 07/01/2011 |
01207285305 |
0 |
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RESPONSE FILED [1316315] by NASDAQ OMX PHLX LLC and Nasdaq Stock Market, LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, 11-1001, NASDAQ OMX PHLX LLC in 11-1065
to order [1311399-2],[1311399-3]
[Service Date: 07/01/2011 by CM/ECF NDA] Pages: 1-10. [10-1421, 10-1422, 11-1001, 11-1065] (Scalia, Eugene) |
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| 07/01/2011 |
01207285328 |
0 |
|
RESPONSE FILED [1316331] by NYSE Arca, Inc. in 10-1421
to order [1311399-2],[1311399-3]
[Service Date: 07/01/2011 by CM/ECF NDA] Pages: 1-10. [10-1421, 10-1422, 11-1001, 11-1065] (Henkin, Douglas) |
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| 07/05/2011 |
01207285765 |
0 |
|
CERTIFIED INDEX TO RECORD [1316567] by SEC
[Service Date: 07/05/2011 ] [10-1421] (de la Torre, Luis) |
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| 07/05/2011 |
01207285768 |
0 |
|
CERTIFIED INDEX TO RECORD [1316568] by SEC in 10-1422
[Service Date: 07/05/2011 ] [10-1422, 10-1421] (de la Torre, Luis) |
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| 07/05/2011 |
01207285780 |
0 |
|
CERTIFIED INDEX TO RECORD [1316577] by SEC in 11-1001
[Service Date: 07/05/2011 ] [11-1001, 10-1421] (de la Torre, Luis) |
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| 07/05/2011 |
01207285788 |
0 |
|
CERTIFIED INDEX TO RECORD [1316580] by SEC in 11-1065
[Service Date: 07/05/2011 ] [11-1065, 10-1421] (de la Torre, Luis) |
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| 09/01/2011 |
01207303451 |
0 |
|
PER CURIAM ORDER filed [1327430] considering response [1316315-2], considering response [1316285-2], considering response [1316251-2], setting briefing schedule: PETITIONER Brief due 11/01/2011. RESPONDENT Brief due on 12/16/2011. INTERVENOR for RESPONDENT Brief due 01/09/2012. PETITIONER Reply Brief due 02/23/2012. Appendix due 03/08/2012. PETITIONER Final Brief due 03/22/2012. RESPONDENT Final Brief due on 03/22/2012. INTERVENOR for RESPONDENT Final Brief due 03/22/2012. PETITIONER Final Reply Brief due 03/22/2012 Before Judges: Henderson, Tatel and Griffith. [10-1421, 10-1422, 11-1001, 11-1065] |
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| 11/01/2011 |
01207323437 |
0 |
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JOINT PETITIONER BRIEF [1339264] filed by NetCoalition and Securities Industry and Financial Markets Association in 10-1421, 10-1422, 11-1001, 11-1065 [Service Date: 11/01/2011 ] Length of Brief: 13,962 Words. [10-1421, 10-1422, 11-1001, 11-1065] (Phillips, Carter) |
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| 12/16/2011 |
01207338929 |
0 |
|
RESPONDENT FINAL BRIEF [1347967] filed by SEC in 10-1421 [Service Date: 12/16/2011 ] Length of Brief: 11.481 words. [10-1421, 10-1422, 11-1001, 11-1065] (Pennington, Mark) |
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| 01/09/2012 |
01207345465 |
0 |
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MODIFIED PARTY FILER--JOINT INTERVENOR FOR RESPONDENT BRIEF [1351720] filed by NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 11-1001, NASDAQ OMX PHLX LLC in 11-1065 [Service Date: 01/09/2012 ] Length of Brief: 9,780 Words. [10-1421, 10-1422, 11-1001, 11-1065]--[Edited 01/10/2012 by SMC] (Scalia, Eugene) |
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| 02/17/2012 |
01207359100 |
0 |
|
MODIFIED PARTY FILER--JOINT LETTER FILED [1359270] by NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, NASDAQ OMX PHLX LLC and Nasdaq Stock Market, LLC in 11-1001, and NASDAQ OMX PHLX LLC in 11-1065 pursuant to FRAP 28j advising of additional authorities [Service Date: 02/17/2012 ] [10-1421, 10-1422, 11-1001, 11-1065]--[Edited 02/21/2012 by SMC] (Scalia, Eugene) |
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| 02/23/2012 |
01207360490 |
0 |
|
JOINT PETITIONER REPLY BRIEF [1360018] filed by NetCoalition and Securities Industry and Financial Markets Association in 10-1421, 10-1422, 11-1001, 11-1065 [Service Date: 02/23/2012 ] Length of Brief: 6,996 Words. [10-1421, 10-1422, 11-1001, 11-1065] (Phillips, Carter) |
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| 02/23/2012 |
01207360496 |
0 |
|
JOINT LETTER FILED [1360023] by NetCoalition and Securities Industry and Financial Markets Association in 10-1421, 10-1422, 11-1001, 11-1065
pursuant to FRAP 28j advising of additional authorities
[Service Date: 02/23/2012 ] [10-1421, 10-1422, 11-1001, 11-1065] (Phillips, Carter) |
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| 03/08/2012 |
01207365098 |
0 |
|
NOTICE FILED [1362598] by NetCoalition in 10-1421
of submission of paper filing.
[Service Date: 03/08/2012 ] [10-1421, 10-1422, 11-1001, 11-1065] (Blanc, Roger) |
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| 03/22/2012 |
01207369309 |
0 |
|
JOINT INTERVENOR FOR RESPONDENT FINAL BRIEF [1365012] filed by NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 11-1001, NASDAQ OMX PHLX LLC in 11-1065 [Service Date: 03/22/2012 ] Length of Brief: 9,812 Words. [10-1421, 10-1422, 11-1001, 11-1065] (Scalia, Eugene) |
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| 03/22/2012 |
01207369419 |
0 |
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JOINT PETITIONER FINAL BRIEF [1365076] filed by NetCoalition and Securities Industry and Financial Markets Association in 10-1421, 10-1422, 11-1001, 11-1065 [Service Date: 03/22/2012 ] Length of Brief: 13,734 Words. [10-1421, 10-1422, 11-1001, 11-1065] (Phillips, Carter) |
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| 03/22/2012 |
01207369422 |
0 |
|
JOINT PETITIONER FINAL REPLY BRIEF [1365077] filed by NetCoalition and Securities Industry and Financial Markets Association in 10-1421, 10-1422, 11-1001, 11-1065 [Service Date: 03/22/2012 ] Length of Brief: 6,990 Words. [10-1421, 10-1422, 11-1001, 11-1065] (Phillips, Carter) |
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| 06/14/2012 |
01207394320 |
0 |
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NOTICE FILED [1378721] by NASDAQ OMX PHLX LLC and Nasdaq Stock Market, LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, 11-1001, NASDAQ OMX PHLX LLC in 11-1065
to withdraw attorney Ryan Jeffrey Watson who represented Nasdaq Stock Market, LLC and NASDAQ OMX PHLX LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, Nasdaq Stock Market, LLC and NASDAQ OMX PHLX LLC in 11-1001 and NASDAQ OMX PHLX LLC in 11-1065
[Service Date: 06/14/2012 ] [10-1421, 10-1422, 11-1001, 11-1065] (Watson, Ryan) |
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| 08/29/2012 |
01207417160 |
0 |
|
CLERK'S ORDER filed [1391871] scheduling oral argument before Judges SENTELLE, HENDERSON, ROGERS Tuesday, 11/13/2012 AM [10-1421, 10-1422, 11-1001, 11-1065] |
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| 10/26/2012 |
01207435171 |
0 |
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PER CURIAM ORDER filed [1401838] allocating oral argument time as follows: Petitioners -- 20 Minutes, Respondent -- 20 Minutes; directing party to file Form 72 notice of arguing attorney - due 11/06/2012. [10-1421, 10-1422, 11-1001, 11-1065] |
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| 11/05/2012 |
01207437582 |
0 |
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JOINT LETTER FILED [1403146] by NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 10-1421
pursuant to FRAP 28j advising of additional authorities
[Service Date: 11/05/2012 ] [10-1421, 10-1422, 11-1001, 11-1065] (Scalia, Eugene) |
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| 11/09/2012 |
01207439464 |
0 |
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JOINT LETTER FILED [1404250] by NetCoalition and Securities Industry and Financial Markets Association in 10-1421, 10-1422, 11-1001, 11-1065
pursuant to FRAP 28j advising of additional authorities
[Service Date: 11/09/2012 ] [10-1421, 10-1422, 11-1001, 11-1065] (Phillips, Carter) |
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| 11/13/2012 |
01207439864 |
0 |
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ORAL ARGUMENT HELD before Judges Sentelle, Henderson and Rogers. [10-1421, 10-1422, 11-1001, 11-1065] |
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| 12/03/2012 |
01207446094 |
0 |
|
ENTRY OF APPEARANCE filed [1407811] by Mark Pennington and co-counsel Benjamin Vetter on behalf of Respondent SEC in 10-1421. [10-1421, 10-1422, 11-1001, 11-1065] (Vetter, Benjamin) |
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| 04/12/2013 |
01207485898 |
0 |
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JOINT LETTER FILED [1430602] by NASDAQ OMX PHLX LLC, NYSE Arca, Inc. and Nasdaq Stock Market, LLC in 10-1421, Nasdaq Stock Market, LLC in 10-1422, 11-1001, NASDAQ OMX PHLX LLC in 11-1065
pursuant to FRAP 28j advising of additional authorities
[Service Date: 04/12/2013 ] [10-1421, 10-1422, 11-1001, 11-1065] (Scalia, Eugene) |
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| 04/30/2013 |
01207490906 |
0 |
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PER CURIAM JUDGMENT filed [1433286]
that the petitions for review are dismissed
for the reasons in the accompanying opinion
. Before Judges: Henderson, Rogers and Sentelle. [10-1421, 10-1422, 11-1001, 11-1065] |
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| 04/30/2013 |
01207490909 |
0 |
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OPINION filed [1433289] (Pages: 22) for the Court by Judge Henderson [10-1421, 10-1422, 11-1001, 11-1065] |
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