Case details

Court: dcd
Docket #: 1:10-cr-00218
Case Name: USA v. BARCLAYS BANK PLC
PACER case #: 143530
Date filed: 2010-08-16
Date of last filing: 2013-02-14
Assigned to: Judge Emmet G. Sullivan

Parties

Represented Party Attorney & Contact Info
BARCLAYS BANK PLC
Defendant (1)
 
Bruce William Hickey
SULLIVAN & CROMWELL LLP
1701 Pennsylvania Avenue, NW
Suite 800
Washington, DC 20006
(202) 956-7055
Fax: (202) 956-7022
Email: hickeyb@sullcrom.com
TERMINATED: 07/13/2012
LEAD ATTORNEY
Designation: Retained

David H. Braff
SULLIVAN & CROMWELL LLP
125 Broad Street
New York, NY 10004
(212) 558-4705
Email: braffd@sullcrom.com
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Steven R. Peikin
SULLIVAN & CROMWELL LLP
125 Broad Street
New York, NY 10004
Email: peikins@sullcrom.com
PRO HAC VICE
ATTORNEY TO BE NOTICED
Designation: Retained

Documents

Date Filed Document # Attachment # Short Description Long Description Upload date SHA1 hash
2010-08-16 1 0 INFORMATION as to BARCLAYS BANK PLC (1) on Counts 1 and 2. (tnr, ) (Entered: 08/16/2010) 2016-07-31 13:40:26 166a7a30ed35bb269b5523aaa72b926e5bc408b2
2010-08-16 2 0 Joint MOTION for Approval of Deferred Prosecution Agreement and Exclusion of Time Under the Speedy Trial Act by USA as to BARCLAYS BANK PLC. (Attachments: # 1 Exhibit A- Deferred Prosecution Agreement and Factual Statement, # 2 Exhibit B- Information, # 3 Text of Proposed Order)(tnr, ) (Entered: 08/16/2010) 2010-08-17 11:52:43 50d5c3878f06d78c159d892aedf489e5464b04f1
2 1 Exhibit A- Deferred Prosecution Agreement and Factual Statement
2 2 Exhibit B- Information
2 3 Text of Proposed Order
2010-08-16 3 0 NOTICE OF ATTORNEY APPEARANCE: Bruce William Hickey appearing for BARCLAYS BANK PLC as retained counsel. (tnr, ) (Entered: 08/16/2010)
2010-08-16 4 0 MOTION for Admission Pro Hac Vice of David H. Braff: Attorney Name- David H. Braff, Address- Sullivan & Cromwell LLP, 125 Broad Street, New York, New York 10004, Phone No. - 212-558-4705 by BARCLAYS BANK PLC. (tnr, ) (Entered: 08/16/2010)
2010-08-17 5 0 Unopposed MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Steven R. Peikin. :Address- 125 Broad Street, New York, New York 10004. Phone No. - (212) 558-7228. Fax No. - (212) 558-3588 by BARCLAYS BANK PLC. (Attachments: # 1 Declaration of Steven R. Peikin, # 2 Text of Proposed Order)(Hickey, Bruce) (Entered: 08/17/2010)
2010-08-17 6 0 NOTICE of Filing of Materials Requested by the Court by BARCLAYS BANK PLC (Attachments: # 1 Written Resolutions)(Hickey, Bruce) (Entered: 08/17/2010)
6 1 Written Resolutions 2010-08-18 18:05:39 c23c77831681760f6a874130bc2f06f129f9aca4
2010-08-18 7 0 ORDER granting 2 the Joint Motion for Approval of the Deferred Prosecution Agreement and Exclusion of Time Under the Speedy Trial Act as to BARCLAYS BANK PLC. Signed by Judge Emmet G. Sullivan on August 18, 2010. (lcegs2) (Main Document 7 replaced on 8/18/2010) (clv, ). (Entered: 08/18/2010) 2010-08-18 18:01:42 19a41ef4443247cca64be50f13ed28c654f2b352
2010-09-09 8 0 Waiver of Indictment signed by BARCLAYS BANK PLC. (Hickey, Bruce) Modified on 9/9/2010 (tnr, ). (Entered: 09/09/2010)
2010-09-09 9 0 Waiver of Speedy Trial, Venue, and Jurisdiction Challenges signed by BARCLAYS BANK PLC. (Hickey, Bruce) Modified on 9/9/2010 (tnr, ). (Entered: 09/09/2010)
2010-11-18 10 0 STATUS REPORT by BARCLAYS BANK PLC (Hickey, Bruce) (Entered: 11/18/2010)
2010-11-18 11 0 STATUS REPORT by USA as to BARCLAYS BANK PLC (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Gerrity, Kevin) (Entered: 11/18/2010)
2011-03-23 12 0 NOTICE OF SUBSTITUTION OF COUNSEL as to USA. Attorney Mosier, Michael George added. Substituting for attorney Kevin Gerrity (Mosier, Michael) (Entered: 03/23/2011)
2011-08-04 13 0 TRANSCRIPT OF PROCEEDINGS in case as to BARCLAYS BANK PLC before Judge Emmet G. Sullivan held on 08/16/10; Page Numbers: 1-13. Date of Issuance:8/4/11. Court Reporter/Transcriber Catalina Kerr, Telephone number 202-354-3258, Court Reporter Email Address : catykerr@msn.com.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 8/25/2011. Redacted Transcript Deadline set for 9/4/2011. Release of Transcript Restriction set for 11/2/2011.(Kerr, Catalina) (Entered: 08/04/2011)
2011-08-04 14 0 TRANSCRIPT OF PROCEEDINGS in case as to BARCLAYS BANK PLC before Judge Emmet G. Sullivan held on 8/17/10; Page Numbers: 1-8. Date of Issuance:8/4/11. Court Reporter/Transcriber Catalina Kerr, Telephone number 202-354-3258, Court Reporter Email Address : catykerr@msn.com.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 8/25/2011. Redacted Transcript Deadline set for 9/4/2011. Release of Transcript Restriction set for 11/2/2011.(Kerr, Catalina) (Entered: 08/04/2011)
2011-08-04 15 0 TRANSCRIPT OF PROCEEDINGS in case as to BARCLAYS BANK PLC before Judge Emmet G. Sullivan held on 8/18/10; Page Numbers: 1-69. Date of Issuance:8/4/11. Court Reporter/Transcriber Catalina Kerr, Telephone number 202-354-3258, Court Reporter Email Address : catykerr@msn.com.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 8/25/2011. Redacted Transcript Deadline set for 9/4/2011. Release of Transcript Restriction set for 11/2/2011.(Kerr, Catalina) (Entered: 08/04/2011)
2011-11-14 16 0 STATUS REPORT by BARCLAYS BANK PLC (Attachments: # 1 Exhibit A)(Peikin, Steven) (Entered: 11/14/2011)
2011-11-15 17 0 ENTERED IN ERROR.....NOTICE OF ATTORNEY APPEARANCE Daniel Michael Marposon appearing for USA. (Marposon, Daniel) Modified on 11/16/2011 (zhsj, ). (Entered: 11/15/2011)
2011-11-15 18 0 STATUS REPORT by USA as to BARCLAYS BANK PLC (Attachments: # 1 Exhibit Exhibit A)(Marposon, Daniel) (Entered: 11/15/2011)
2011-11-15 19 0 NOTICE OF ATTORNEY APPEARANCE Daniel Michael Marposon appearing for USA. Corrected Copy as to Bar No. (Marposon, Daniel) (Entered: 11/15/2011)
2011-11-21 20 0 STATUS REPORT SUPPLEMENTAL by USA as to BARCLAYS BANK PLC (Attachments: # 1 Exhibit Exhibit B)(Marposon, Daniel) (Entered: 11/21/2011)
2012-01-12 21 0 TRANSCRIPT OF PROCEEDINGS in case as to BARCLAYS BANK PLC before Judge Emmet G. Sullivan held on 11/23/10; Page Numbers: 1-10. Date of Issuance:1/12/12. Court Reporter/Transcriber Catalina Kerr, Telephone number 202.354.3258, Court Reporter Email Address : catykerr@msn.com.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 2/2/2012. Redacted Transcript Deadline set for 2/12/2012. Release of Transcript Restriction set for 4/11/2012.(Kerr, Catalina) (Entered: 01/12/2012)
2012-05-30 22 0 STATUS REPORT of Barclays Bank PLC by BARCLAYS BANK PLC (Peikin, Steven) (Entered: 05/30/2012)
2012-05-30 23 0 STATUS REPORT by the United States by USA as to BARCLAYS BANK PLC (Marposon, Daniel) (Entered: 05/30/2012)
2012-06-01 24 0 STATUS REPORT Supplemental by the United States by USA as to BARCLAYS BANK PLC (Attachments: # 1 Exhibit A, Supervisors Letter 5/30/12)(Marposon, Daniel) (Entered: 06/01/2012)
2012-07-11 25 0 JOINT STATEMENT Jof the USA and Barclays Bank Pursuant to the Court's June 28, 2012 Order. (Marposon, Daniel) Modified on 7/12/2012 (hsj, ). (Entered: 07/11/2012)
2012-07-13 26 0 NOTICE of withdraw as counsel for defendant Barclays Bank PLC, by BARCLAYS BANK PLC (Hickey, Bruce) (Entered: 07/13/2012)
2012-08-31 27 0 MOTION to Dismiss Case by USA as to BARCLAYS BANK PLC. (Attachments: # 1 Text of Proposed Order)(Marposon, Daniel) (Entered: 08/31/2012)
2012-12-03 28 0 ORDER granting 27 Motion to Dismiss Case as to BARCLAYS BANK PLC (1). Signed by Judge Emmet G. Sullivan on 11/30/2012. (hsj, ) (Entered: 12/04/2012)
2013-02-13 29 0 TRANSCRIPT OF PROCEEDINGS in case as to BARCLAYS BANK PLC before Judge Emmet G. Sullivan held on 11/22/11; Page Numbers: 1-10. Date of Issuance:2/13/13. Court Reporter/Transcriber Catalina Kerr, Telephone number 202-354-3258, Court Reporter Email Address : catykerr@msn.com.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 3/6/2013. Redacted Transcript Deadline set for 3/16/2013. Release of Transcript Restriction set for 5/14/2013.(Kerr, Catalina) (Entered: 02/13/2013) 2016-09-06 10:59:43 96618aab6c8a782525247ab94e168c92af8c018c
2013-02-14 30 0 TRANSCRIPT OF PROCEEDINGS in case as to BARCLAYS BANK PLC before Judge Emmet G. Sullivan held on 6/25/12; Page Numbers: 1-7. Date of Issuance:2/14/13. Court Reporter/Transcriber Catalina Kerr, Telephone number 202-354-3258, Court Reporter Email Address : catykerr@msn.com.<P></P>For the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.<P>NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at ww.dcd.uscourts.gov.<P></P> Redaction Request due 3/7/2013. Redacted Transcript Deadline set for 3/17/2013. Release of Transcript Restriction set for 5/15/2013.(Kerr, Catalina) (Entered: 02/14/2013) 2016-09-13 23:47:18 74fab1290515177bd7f4f92314f5fb46fd463a48