| Court: | iasd |
| Docket #: | 4:09-cv-00433 |
| Case Name: | Curran v. Principal Management Corporation et al |
| PACER case #: | 40309 |
| Date filed: | 2009-10-28 |
| Date terminated: | 2013-06-11 |
| Assigned to: | Senior Judge Robert W. Pratt |
| Referred to: | Magistrate Judge Celeste F. Bremer |
| Case Cause: | 15:78m(a) Securities Exchange Act |
| Nature of Suit: | 850 Securities/Commodities |
| Jury Demand: | None |
| Jurisdiction: | Federal Question |
| Represented Party | Attorney & Contact Info |
| Judith Curran Plaintiff for the use and benefit of the Principal Funds, Inc. Strategic Asset Management (SAM) Portfolios, Principal Mortgage Securities Fund, Principal Income Fund, Principal High Yield Fund, Principal Preferred Securities Fund, Principal Short Term Income etc |
David Harris Goldman Kodi A. Brotherson Laura R Gerber Lynn Lincoln Sarko Michael J. Carroll Michael Woerner Sharon T. Hritz Tana Lin |
| Michael Earp Plaintiff for the use and benefit of the Principal Funds, Inc. Strategic Asset Management (SAM) Balanced Portfolio, Principal SAM Strategic Growth Portfolio, Principal Government & High Quality Bond (fka Principal Mortgate Securities Fund, Principal Income Fund etc |
Sharon T. Hritz Tana Lin David Harris Goldman Michael Woerner |
| Principal Management Corporation Defendant |
Brian L Campbell David F Graham Alex J Kaplan Alfred Robert Pietrzak Andrew R Escobar Andrew W Stern Brian Neach Justin Bennett Bernstein Mark B Blocker Phillip R. Kaplan Sarah H Newman |
| Principal Global Investors, LLC Defendant |
Andrew R Escobar Brian L Campbell Phillip R. Kaplan |
| Principal Funds Distributor, Inc. Defendant |
Brian L Campbell David F Graham Alex J Kaplan Alfred Robert Pietrzak Andrew R Escobar Andrew W Stern Brian Neach Justin Bennett Bernstein Mark B Blocker Phillip R. Kaplan Sarah H Newman |
| Principal Global Investors LLC Defendant TERMINATED: 06/08/2010 |
Brian L Campbell Andrew R Escobar Justin Bennett Bernstein Phillip R. Kaplan |
| Date Filed | Document # | Attachment # | Short Description | Long Description | Upload date | SHA1 hash |
| 2009-10-28 | 1 | 0 | COMPLAINT against Principal Management Corporation, Principal Global Investors, LLC, Principal Funds Distributor, Inc. Filing fee paid in the amount of $ 350., filed by Judith Curran. Notice of Dismissal for lack of Service deadline set for 2/25/2010. Rule 16 Notice of Dismissal set for 2/25/2010. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Civil Cover Sheet)(Goldman, David) (Entered: 10/28/2009) | 2010-06-09 14:43:34 | 57bfe36869396dfe2f037ac344d9b8efed84ee5e | |
| 1 | 1 | Exhibit 1 | ||||
| 1 | 2 | Exhibit 1 | ||||
| 1 | 3 | Exhibit 2 | ||||
| 1 | 4 | Exhibit 3 | ||||
| 1 | 5 | Exhibit 4 | ||||
| 1 | 6 | Exhibit 5 | ||||
| 1 | 7 | Exhibit 6 | ||||
| 1 | 8 | Exhibit 7 | ||||
| 1 | 9 | Exhibit 8 | ||||
| 1 | 10 | Exhibit 9 | ||||
| 1 | 11 | Civil Cover Sheet | ||||
| 2009-11-02 | 2 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 08630000000001004889 Fee paid in the amount of $75.Motions referred to Ross A. Walters. by Judith Curran. (Goldman, David) (Entered: 11/02/2009) | |||
| 2009-11-02 | 3 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 08630000000001004909 Fee paid in the amount of $75.Motions referred to Ross A. Walters. by Judith Curran. (Goldman, David) (Entered: 11/02/2009) | |||
| 2009-11-02 | 4 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 08630000000001004919 Fee paid in the amount of $75.Motions referred to Ross A. Walters. by Judith Curran. (Goldman, David) (Entered: 11/02/2009) | |||
| 2009-11-02 | 5 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 08630000000001004927 Fee paid in the amount of $75.Motions referred to Ross A. Walters. by Judith Curran. (Goldman, David) (Entered: 11/02/2009) | |||
| 2009-11-03 | 6 | 0 | TEXT ORDER granting 2 Motion for Leave to Appear Pro Hac Vice for attorney, Lynn Lincoln Sarko. Signed by Clerk Marjorie Krahn on 11/03/09. (bp ) (Entered: 11/03/2009) | |||
| 2009-11-03 | 7 | 0 | TEXT ORDER granting 3 Motion for Leave to Appear Pro Hac Vice for attorney, Michael Woerner. Signed by Clerk Marjorie Krahn on 11/03/09. (bp ) (Entered: 11/03/2009) | |||
| 2009-11-03 | 8 | 0 | TEXT ORDER granting 4 Motion for Leave to Appear Pro Hac Vice for attorney, Tana Lin. Signed by Clerk Marjorie Krahn on 11/03/09. (bp ) (Entered: 11/03/2009) | |||
| 2009-11-03 | 9 | 0 | TEXT ORDER granting 5 Motion for Leave to Appear Pro Hac Vice for attorney, Laura R. Gerber. Signed by Clerk Marjorie Krahn on 11/03/09. (bp ) (Entered: 11/03/2009) | |||
| 2009-11-09 | 10 | 0 | WAIVER OF SERVICE Returned Executed by Principal Management Corporation, Principal Global Investors, LLC, Principal Funds Distributor, Inc.. Principal Management Corporation waiver served on 11/9/2009, answer due 1/8/2010; Principal Global Investors, LLC waiver served on 11/9/2009, answer due 1/8/2010; Principal Funds Distributor, Inc. waiver served on 11/9/2009, answer due 1/8/2010. (Campbell, Brian) (Entered: 11/09/2009) | |||
| 2009-12-14 | 11 | 0 | Corporate Disclosure/Statement of Interest by Principal Management Corporation, Principal Global Investors, LLC, Principal Funds Distributor, Inc.. (Campbell, Brian) (Entered: 12/14/2009) | |||
| 2010-01-06 | 12 | 0 | Unresisted MOTION for Extension of Time to File Motion to Dismiss Motions referred to Ross A. Walters. by Principal Management Corporation, Principal Global Investors, LLC, Principal Funds Distributor, Inc.. Responses due by 1/25/2010 (Campbell, Brian) (Entered: 01/06/2010) | |||
| 2010-01-07 | 13 | 0 | TEXT ORDER: ORDER granting 12 defendants' uncontested motion to extend the deadline to file their motion to dismiss. Defendants shall have until 1/29/2010 to move or plead in response to the complaint. Entered by Magistrate Judge Ross A. Walters on 1/7/2010.(kln) (Entered: 01/07/2010) | |||
| 2010-01-07 | 14 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 08630000000001047308 Fee paid in the amount of $75.Motions referred to Celeste F. Bremer. by Principal Management Corporation, Principal Global Investors, LLC, Principal Funds Distributor, Inc.. (Campbell, Brian) (Entered: 01/07/2010) | |||
| 2010-01-07 | 15 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 08630000000001047325 Fee paid in the amount of $75.Motions referred to Celeste F. Bremer. by Principal Management Corporation, Principal Global Investors, LLC, Principal Funds Distributor, Inc.. (Campbell, Brian) (Entered: 01/07/2010) | |||
| 2010-01-08 | 16 | 0 | TEXT ORDER granting 14 Motion for Leave to Appear Pro Hac Vice for Phillip Kaplan; and granting 15 Motion for Leave to Appear Pro Hac Vice for attorney Andrew Escobar.. Signed by Clerk Marjorie Krahn on 1/8/2010. (fm) (Entered: 01/08/2010) | |||
| 2010-01-15 | 17 | 0 | AMENDED COMPLAINT against Principal Funds Distributor, Inc., Principal Global Investors, LLC, Principal Management Corporation., filed by Judith Curran, Michael Earp. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9)(Woerner, Michael) (Entered: 01/15/2010) | 2011-06-01 16:07:54 | 74b765ad810cee2b8c4f78d93fe52c81dc2c8bfd | |
| 17 | 1 | Exhibit 1 | ||||
| 17 | 2 | Exhibit 1 | ||||
| 17 | 3 | Exhibit 2 | ||||
| 17 | 4 | Exhibit 3 | ||||
| 17 | 5 | Exhibit 4 | ||||
| 17 | 6 | Exhibit 5 | ||||
| 17 | 7 | Exhibit 6 | ||||
| 17 | 8 | Exhibit 7 | ||||
| 17 | 9 | Exhibit 8 | ||||
| 17 | 10 | Exhibit 9 | ||||
| 2010-01-29 | 18 | 0 | MOTION to Dismiss ORAL ARGUMENT REQUESTED by Principal Funds Distributor, Inc., Principal Global Investors, LLC, Principal Management Corporation. Responses due by 2/16/2010 (Attachments: # 1 Request for Judicial Notice, # 2 Appendix of Unreported Authority, # 3 Declaration of Andrew R. Escobar)(Campbell, Brian) (Entered: 01/29/2010) | 2010-06-09 15:12:45 | 8b58d779c0f9029566ad8c112f9910038812e864 | |
| 18 | 1 | Request for Judicial Notice | ||||
| 18 | 2 | Appendix of Unreported Authority | ||||
| 18 | 3 | Declaration of Andrew R. Escobar | ||||
| 2010-01-29 | 19 | 0 | MOTION to file overlength brief Motions referred to Celeste F. Bremer. by Principal Funds Distributor, Inc., Principal Global Investors, LLC, Principal Management Corporation. Responses due by 2/16/2010 (Attachments: # 1 Brief in Support)(Campbell, Brian) (Entered: 01/29/2010) | |||
| 2010-01-29 | 20 | 0 | NOTICE by Principal Funds Distributor, Inc., Principal Global Investors, LLC, Principal Management Corporation re 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED / Notice of Lodging of Exhibits to the Declaration of Andrew R. Escobar in support of Defendants' Motion to Dismiss the Amended Complaint (Attachments: # 1 Exhibit A to the Declaration of Andrew R. Escobar, # 2 Exhibit B to the Declaration of Andrew R. Escobar, # 3 Exhibit C to the Declaration of Andrew R. Escobar, # 4 Exhibit D to the Declaration of Andrew R. Escobar, # 5 Exhibit E to the Declaration of Andrew R. Escobar, # 6 Exhibit F to the Declaration of Andrew R. Escobar, # 7 Exhibit G to the Declaration of Andrew R. Escobar, # 8 Exhibit H to the Declaration of Andrew R. Escobar)(Escobar, Andrew) (Entered: 01/29/2010) | |||
| 2010-02-01 | 21 | 0 | TEXT ORDER granting 19 Motion to file overlength brief. The Clerk shall detach and file the brief attached to the Motion 19 . Signed by Magistrate Judge Celeste F. Bremer on 2/1/2010. (mlr) (Entered: 02/01/2010) | |||
| 2010-02-02 | 22 | 0 | Brief in Support of Defendant's Motion to Dismiss by Principal Funds Distributor, Inc., Principal Global Investors, LLC, and Principal Management Corporation re 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED (fm ) (Entered: 02/02/2010) | 2011-06-01 16:09:20 | 8daca96727667092bf2882310707c6e51530e36c | |
| 2010-02-16 | 23 | 0 | MOTION to file overlength brief in Opposition to Defendants' Motion to Dismiss the Amended Complaint by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 3/5/2010 (Attachments: # 1 Exhibit A - Opposition Brief, # 2 Appendix Unreported Authority)(Woerner, Michael) (Entered: 02/16/2010) | |||
| 2010-02-19 | 24 | 0 | TEXT ORDER granting 23 Motion to file overlength brief. The Clerk shall detach and file the brief attached to the Motion 23 . Signed by Magistrate Judge Celeste F. Bremer on 2/19/2010. (mlr) (Entered: 02/19/2010) | |||
| 2010-02-22 | 25 | 0 | RESPONSE to Motion re 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED filed by Judith Curran, Michael Earp. Replies due by 3/4/2010. (Attachments: # 1 Appendix Unreported Authority) (gk, ) (Entered: 02/22/2010) | 2011-06-01 16:18:40 | 706879f05d43c92e2fb7caa9c287b057e9522808 | |
| 25 | 2 | |||||
| 2010-02-25 | 26 | 0 | PROPOSED SCHEDULING ORDER AND DISCOVERY PLAN. (Gerber, Laura) (Entered: 02/25/2010) | |||
| 2010-03-01 | 27 | 0 | TEXT ORDER Setting Hearing on Motion 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED : Motion Hearing set for 3/16/2010 09:00 AM in Des Moines - Room 420 - 4th Floor before Chief Judge Robert W. Pratt.. Signed by Chief Judge Robert W. Pratt on 3/1/2010. (mlm, ) (Entered: 03/01/2010) | |||
| 2010-03-04 | 28 | 0 | REPLY BRIEF re 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED filed by Principal Funds Distributor, Inc., Principal Global Investors, LLC, Principal Management Corporation. (Attachments: # 1 Supplemental Request for Judicial Notice, # 2 Supplemental Declaration of Andrew R. Escobar, # 3 Exhibit A to Supplemental Declaration of Andrew R. Escobar, # 4 Exhibit B to Supplemental Declaration of Andrew R. Escobar, # 5 Exhibit C to Supplemental Declaration of Andrew R. Escobar, # 6 Exhibit D to Supplemental Declaration of Andrew R. Escobar, # 7 Exhibit E to Supplemental Declaration of Andrew R. Escobar, # 8 Exhibit F to Supplemental Declaration of Andrew R. Escobar)(Campbell, Brian) (Entered: 03/04/2010) | 2011-06-01 16:23:47 | e3717fd662f99f63790e793756775d172bd89787 | |
| 2010-03-05 | 29 | 0 | TEXT ORDER re 26 PROPOSED SCHEDULING ORDER AND DISCOVERY PLAN. The Court sets this for a Rule 16(b) hearing to discuss scheduling. Hearing set for 3/25/2010 at 10:00 AM by telephone conference call placed by counsel for Plaintiff before Magistrate Judge Celeste F. Bremer. For purposes of this hearing, the Court may be reached at (515) 284-6200. Signed by Magistrate Judge Celeste F. Bremer on 3/5/2010. (mlr) (Entered: 03/05/2010) | |||
| 2010-03-15 | 30 | 0 | TEXT ORDER Setting Hearing on Motion 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED : Motion Hearing set for 3/16/2010 09:00 AM in Des Moines - ROOM 265 - 2ND FLOOR before Chief Judge Robert W. Pratt.. Signed by Chief Judge Robert W. Pratt on 3/15/2010. (mlm, ) (Entered: 03/15/2010) | |||
| 2010-03-16 | 31 | 0 | Minute Entry for proceedings held before Chief Judge Robert W. Pratt: Motion Hearing held on 3/16/2010 re 18 MOTION to Dismiss ORAL ARGUMENT REQUESTED filed by Principal Global Investors, LLC, Principal Management Corporation, Principal Funds Distributor, Inc.. (Court Reporter Eileen Hicks.) (ajd) (Entered: 03/16/2010) | |||
| 2010-03-25 | 32 | 0 | Unresisted MOTION for Protective Order by Principal Funds Distributor, Inc., Principal Global Investors, LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 4/12/2010 (Attachments: # 1 Exhibit A)(Campbell, Brian) (Main Document 32 replaced on 3/25/2010) (ljf, ). (Entered: 03/25/2010) | |||
| 2010-03-25 | 33 | 0 | Minute Entry for proceedings held before Magistrate Judge Celeste F. Bremer: Motion Hearing held on 3/25/2010 re 26 PROPOSED SCHEDULING ORDER AND DISCOVERY PLAN. (Court Reporter None.) (dv, ) (Entered: 03/25/2010) | |||
| 2010-03-26 | 34 | 0 | STIPULATED PROTECTIVE ORDER. Signed by Magistrate Judge Celeste F. Bremer on 3/26/2010. (mlr) (Entered: 03/26/2010) | |||
| 2010-03-26 | 35 | 0 | ORDER adopting 26 PROPOSED SCHEDULING ORDER AND DISCOVERY PLAN: Fifteen-day Bench Trial set for 5/21/2012 09:00 AM in Des Moines - Room 265 - 2nd Floor before Chief Judge Robert W. Pratt. Final Pretrial Conference set for 5/9/2012 10:00 AM in Des Moines Courthouse before Magistrate Judge Celeste F. Bremer. Add Parties due by 6/23/2010. Amended Pleadings due by 6/23/2010. Discovery due by 3/22/2011. Plaintiffs Expert Witness due by 6/21/2011. Defendants Expert Witness due by 8/22/2011. Plaintiffs Rebuttal Witness Deadline due by 10/24/2011. Dispositive Motion Deadline due by 1/25/2012. Signed by Magistrate Judge Celeste F. Bremer on 3/26/2010. (mlr) (Additional attachment(s) added on 3/26/2010: # 1 proposed final pretrial order) (Entered: 03/26/2010) | |||
| 2010-04-06 | 36 | 0 | REVISED SCHEDULING ORDER: Fifteen-day Bench Trial set for 9/24/2012 09:00 AM in Des Moines - Room 265 - 2nd Floor before Chief Judge Robert W. Pratt. Final Pretrial Conference set for 9/12/2012 10:00 AM in Des Moines Courthouse before Magistrate Judge Celeste F. Bremer. Add Parties due by 6/23/2010. Amended Pleadings due by 6/23/2010. Defendants Expert Witness due by 12/21/2011. Discovery due by 7/22/2011. Plaintiffs Expert Witness due by 10/21/2011. Plaintiffs Rebuttal Witness Deadline due by 1/23/2012. Signed by Magistrate Judge Celeste F. Bremer on 4/6/2010. (mlr) (Entered: 04/06/2010) | 2011-08-02 15:41:31 | 361bce433ca3bf388bc3972e43faf13442397b54 | |
| 2010-04-21 | 37 | 0 | TRANSCRIPT of Proceedings held on 3/16/2010 before Judge Pratt. Court Reporter/Transcriber: Eileen Hicks, Telephone Number: 515/243-6596. Page No(s).: 1-84. Transcript may be viewed at court public terminal or purchased through Court Reporter/Transcriber before deadline for Release of Transcript Restriction. After that date it may be obtained through court reporter, Clerk's Office, or PACER.. Redaction Request due 5/12/2010. Redacted Transcript Deadline set for 5/24/2010. Release of Transcript Restriction set for 7/20/2010. (Hicks, Eileen) (Entered: 04/21/2010) | |||
| 2010-06-08 | 38 | 0 | ORDER granting in part and denying in part 18 Motion to Dismiss Party Principal Global Investors LLC terminated.. Signed by Chief Judge Robert W. Pratt on 6/8/2010. (mlm, ) (Entered: 06/08/2010) | 2010-06-09 14:38:34 | 4b5deb31fa2cf405d0b1240b2694702799403553 | |
| 2010-06-21 | 39 | 0 | STIPULATION Motion to Amend Scheduling Order and Discovery Plan by Judith Curran, Michael Earp. (Attachments: # 1 Text of Proposed Order Proposed Order)(Lin, Tana) Modified making the document a motion on 6/22/2010 (ljf, ). (Entered: 06/21/2010) | |||
| 2010-06-22 | 41 | 0 | NOTICE by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation of Withdrawal of Counsel (Escobar, Andrew) (Entered: 06/22/2010) | 2011-08-01 11:56:38 | 93193fc035d4db2a3f0298aa94e5885712ead61c | |
| 2010-06-23 | 42 | 0 | TEXT ORDER granting 39 Motion for Extension of Time of R16/Scheduling Order Deadlines. Add Parties due by 8/31/2010. Amended Pleadings due by 8/31/2010. Signed by Magistrate Judge Celeste F. Bremer on 6/23/2010. (mlr) (Entered: 06/23/2010) | |||
| 2010-06-30 | 43 | 0 | MOTION for Reconsideration re 38 Order on Motion to Dismiss by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 7/19/2010 (Attachments: # 1 Brief in Support off Defendants' Motion For Reconsideration On The Limited Question of Standing, # 2 Proof of Service)(Kaplan, Phillip) (Entered: 06/30/2010) | |||
| 43 | 2 | Brief in Support off Defendants' Motion For Reconsideration On The Limited | 2011-08-15 15:44:24 | bf9a0128c834edc5b91f703207892182f24554dc | ||
| 43 | 3 | Proof of Service | ||||
| 2010-07-01 | 44 | 0 | Unresisted MOTION for Extension of Time to File Response to Defendants Principal Management Corporation and Principal Funds Distributor, Inc.'s Motion for Reconsideration on the Limited Question of Standing by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 7/19/2010 (Attachments: # 1 Text of Proposed Order)(Lin, Tana) (Entered: 07/01/2010) | |||
| 2010-07-02 | 45 | 0 | TEXT ORDER granting 44 Plaintiffs' unopposed Motion for Extension of Time to and including July 21, 2010 to File response to Defendants' limited Motion for Reconsideration. Signed by Magistrate Judge Celeste F. Bremer on 7/2/2010. (mlr) (Entered: 07/02/2010) | |||
| 2010-07-08 | 46 | 0 | Defendants' ANSWER to 17 Amended Complaint, by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Certificate of Service)(Kaplan, Phillip) (Entered: 07/08/2010) | 2011-06-01 16:32:59 | 783e4fed6ba6f4bfbeb0f3c130a7250857e77ae1 | |
| 46 | 1 | Certificate of Service | ||||
| 2010-07-21 | 47 | 0 | RESPONSE to Motion re 43 MOTION for Reconsideration re 38 Order on Motion to Dismiss MOTION for Reconsideration re 38 Order on Motion to Dismiss filed by Judith Curran, Michael Earp. Replies due by 8/2/2010.(Lin, Tana) (Entered: 07/21/2010) | |||
| 2010-07-28 | 48 | 0 | REPLY Brief in Support of re 43 MOTION for Reconsideration re 38 Order on Motion to Dismiss MOTION for Reconsideration re 38 Order on Motion to Dismiss filed by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation. (Attachments: # 1 Proof of Service)(Kaplan, Phillip) (Entered: 07/28/2010) | |||
| 2010-08-02 | 49 | 0 | MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 8/19/2010 (Attachments: # 1 Brief in Support, # 2 Request for Judicial Notice, # 3 Affidavit Declaration of Tana Lin, # 4 Text of Proposed Order)(Lin, Tana) (Entered: 08/02/2010) | |||
| 2010-08-16 | 50 | 0 | Joint MOTION for Extension of Time For Scheduling Order/R16 Deadlines of Add Parties, Amend Pleadings by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 9/2/2010 (Attachments: # 1 Text of Proposed Order)(Lin, Tana) (Entered: 08/16/2010) | |||
| 2010-08-16 | 51 | 0 | ORDER granting 50 Motion for Extension of Time of R16/Scheduling Order Deadlines. Add Parties due by 10/8/2010. Amended Pleadings due by 10/8/2010. Signed by Magistrate Judge Celeste F. Bremer on 8/16/2010. (mlr) (Entered: 08/16/2010) | |||
| 2010-08-19 | 52 | 0 | RESPONSE to Motion re 49 MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses / Resistance to Plaintiffs' Motion to Strike Certain Defendants' Affirmative Defenses filed by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation. Replies due by 8/30/2010. (Attachments: # 1 Proof of Service)(Kaplan, Phillip) (Entered: 08/19/2010) | |||
| 2010-08-30 | 53 | 0 | REPLY re 49 MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses filed by Judith Curran, Michael Earp.(Lin, Tana) (Entered: 08/30/2010) | |||
| 2010-09-03 | 54 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1219558 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Bernstein, Justin) (Entered: 09/03/2010) | |||
| 2010-09-08 | 55 | 0 | TEXT ORDER granting 54 Motion for Leave to Appear Pro Hac Vice. Signed by Clerk Marjorie Krahn on 9/8/2010. (gk, ) (Entered: 09/08/2010) | |||
| 2010-09-30 | 56 | 0 | MOTION to Amend/Correct Stipulated Motion to Amend Scheduling Order and Discovery Plan by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 10/18/2010 (Attachments: # 1 Text of Proposed Order)(Lin, Tana) (Entered: 09/30/2010) | |||
| 2010-10-04 | 57 | 0 | TEXT ORDER GRANTING 56 MOTION to Amend/Correct Stipulated Motion to Amend Scheduling Order and Discovery Plan filed by Michael Earp, Judith Curran: Add Parties due by 10/13/2010. Amended Pleadings due by 10/13/2010.. Signed by Magistrate Judge Celeste F. Bremer on 10/4/2010. (mlr) (Entered: 10/04/2010) | |||
| 2010-10-25 | 58 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1256284 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Kaplan, Phillip) (Entered: 10/25/2010) | |||
| 2010-11-01 | 59 | 0 | TEXT ORDER granting 58 Motion for Leave to Appear Pro Hac Vice. Signed by Clerk Marjorie Krahn on 11/1/2010. (gk, ) (Entered: 11/01/2010) | |||
| 2010-11-05 | 60 | 0 | TEXT ORDER: The Court sets these cases, 4:10-cv-00508, Curran v. Principal Management Corporation, and 4:09-cv-00433, Curran v. Principal Management Corporation, et al., for a status conference to discuss consolidation. This hearing will take place by telephone conference call placed by counsel for Plaintiff at 10:00 a.m. on November 16, 2010. For purposes of this hearing, the Court may be reached at (515) 284-6200. Status Conference set for 11/16/2010 at 10:00 AM in Phone Hearing before Magistrate Judge Celeste F. Bremer. Signed by Magistrate Judge Celeste F. Bremer on 11/5/2010. (mlr) (Entered: 11/05/2010) | |||
| 2010-11-16 | 61 | 0 | Minute Entry for proceedings held before Magistrate Judge Celeste F. Bremer: TelephoneStatus Conference in chambers held on 11/16/2010. (No Court Reporter or FTR Gold) (pb, ) Modified on 11/16/2010 (pb, To add no reporter or tape ). (Entered: 11/16/2010) | |||
| 2010-11-16 | 62 | 0 | ORDER: Case Nos. 4:09-cv-00433 and 4:10-cv-00508 are consolidated under 4:09-cv-00433. Further pleadings shall carry the 4:09-cv-00433 caption only. Counsel shall continue to confer but if unable to agree as to scope by 12/10/2010 they should file a motion for a Fed. R. Civ. P. 26(f) discovery conference. Bench trial remains set for 9/24/2012 and final pretrial conference at 10:00 a.m. on 9/12/2012. Signed by Magistrate Judge Celeste F. Bremer on 11/16/2010. (nsr) (Entered: 11/16/2010) | |||
| 2010-12-09 | 63 | 0 | TEXT ORDER setting Rule 26 conference re: discovery matters, on 12/15/10 at 3:30 p.m. by conference call placed by Plaintiffs' counsel. The Court may be reached at 515-284-6200. Signed by Magistrate Judge Celeste F. Bremer on 12/9/2010. (npg ) (Entered: 12/09/2010) | |||
| 2010-12-14 | 64 | 0 | REPORT of Rule 26(f) Planning Meeting by Principal Funds Distributor, Inc., Principal Management Corporation. (Kaplan, Phillip) (Entered: 12/14/2010) | |||
| 2010-12-14 | 65 | 0 | REPORT of Rule 26(f) Planning Meeting by Judith Curran, Michael Earp. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2)(Lin, Tana) (Entered: 12/14/2010) | |||
| 2010-12-14 | 66 | 0 | CERTIFICATE OF SERVICE by Principal Funds Distributor, Inc., Principal Management Corporation re 64 Report of Rule 26(f) Planning Meeting (Kaplan, Phillip) (Entered: 12/14/2010) | |||
| 2010-12-15 | 67 | 0 | Minute Entry for proceedings held before Magistrate Judge Celeste F. Bremer: Rule 26 Telephone Conference held on 12/15/2010. (Court Reporter Jackie Sinnott.) (pb, ) (Entered: 12/15/2010) | |||
| 2010-12-17 | 68 | 0 | TRANSCRIPT of Proceedings held on December 15, 2010 before Judge Celeste F. Bremer. Court Reporter/Transcriber: Jackie M. Sinnott, Telephone Number: 515-243-6596. Page No(s).: 1 - 21. Transcript may be viewed at court public terminal or purchased through Court Reporter/Transcriber before deadline for Release of Transcript Restriction. After that date it may be obtained through court reporter, Clerk's Office, or PACER.. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set for 3/17/2011. (Sinnott, Jackie) (Entered: 12/17/2010) | |||
| 2010-12-17 | 69 | 0 | NOTICE by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation / Notice of Withdrawal of Counsel (Bernstein, Justin) (Entered: 12/17/2010) | 2011-08-01 11:58:07 | e167d83163ca9f6434a31b847ee002e7a6bb0c6c | |
| 2010-12-17 | 70 | 0 | ORDER regarding status Conference and discovery management.. Signed by Magistrate Judge Celeste F. Bremer on 12/17/2010. (don, ) (Entered: 12/17/2010) | 2011-08-02 15:43:15 | 0015aceb2859cb572df1d3217ee56a15ed096c50 | |
| 2010-12-20 | 71 | 0 | TEXT ORDER Setting Hearing on Motion 43 MOTION for Reconsideration re 38 Order on Motion to Dismiss MOTION for Reconsideration re 38 Order on Motion to Dismiss, 49 MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses MOTION to Strike 46 Answer to Amended Complaint Certain of Defendants' Affirmative Defenses : THE COURT WILL ALSO HEAR THE PARTIES REGARDING THE TREATMENT OF THE ANNIVERSARY CASE -- SEE CLERK'S 70. Motion Hearing set for 1/13/2011 02:30 PM in Des Moines - Room 265 - 2nd Floor before Chief Judge Robert W. Pratt.. Signed by Chief Judge Robert W. Pratt on 12/20/2010. (mlm, ) (Entered: 12/20/2010) | |||
| 2010-12-22 | 72 | 0 | ORDER denying 49 Motion to Strike. Signed by Chief Judge Robert W. Pratt on 12/22/2010. (mlm, ) (Entered: 12/22/2010) | |||
| 2010-12-28 | 73 | 0 | Defendants ANSWER to Complaint / to Plaintiffs' Anniversary Complaint by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.(Kaplan, Phillip) (Entered: 12/28/2010) | 2011-05-16 18:03:17 | bd73f746af7b1f8d3d70f85b66742ebb33fa9550 | |
| 2011-01-13 | 74 | 0 | Minute Entry for proceedings held before Chief Judge Robert W. Pratt: Motion Hearing held on 1/13/2011 re 43 MOTION for Reconsideration re 38 Order on Motion to Dismiss MOTION for Reconsideration re 38 Order on Motion to Dismiss filed by Principal Management Corporation, Principal Funds Distributor, Inc. (Court Reporter Edie Daniels.) (slb,) (Entered: 01/13/2011) | |||
| 2011-01-24 | 75 | 0 | TRANSCRIPT of Proceedings held on 01/13/11 before Judge Robert W. Pratt. Court Reporter/Transcriber: Edie Spriggs Daniels, Telephone Number: 515-243-6596. Page No(s).: 1 - 47. Transcript may be viewed at court public terminal or purchased through Court Reporter/Transcriber before deadline for Release of Transcript Restriction. After that date it may be obtained through court reporter, Clerk's Office, or PACER.. Redaction Request due 2/14/2011. Redacted Transcript Deadline set for 2/25/2011. Release of Transcript Restriction set for 4/25/2011. (Daniels, Edith) (Entered: 01/24/2011) | |||
| 2011-01-24 | 76 | 0 | ORDER granting 43 Motion for Reconsideration. Signed by Chief Judge Robert W. Pratt on 1/24/2011. (mlm, ) (Entered: 01/24/2011) | 2011-06-01 16:25:49 | 55ba6f043b7e7f1bf0d8408b548a353845a25bbf | |
| 2011-02-14 | 77 | 0 | MOTION for Reconsideration re 76 Order on Motion for Reconsideration by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 3/3/2011 (Attachments: # 1 Brief in Support)(Lin, Tana) (Entered: 02/14/2011) | |||
| 77 | 1 | 2011-08-15 15:48:27 | ff8254d1ac9f9336a02617db0c94a04212d10c00 | |||
| 2011-02-14 | 78 | 0 | DECLARATION of Tana Lin re 77 MOTION for Reconsideration re 76 Order on Motion for Reconsideration by Judith Curran, Michael Earp. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Lin, Tana) (Entered: 02/14/2011) | |||
| 2011-02-17 | 79 | 0 | NOTICE by Judith Curran, Michael Earp re 77 MOTION for Reconsideration re 76 Order on Motion for Reconsideration, 78 Declaration Request for Judicial Notice (Lin, Tana) (Entered: 02/17/2011) | |||
| 2011-03-03 | 80 | 0 | RESPONSE to Motion re 77 MOTION for Reconsideration re 76 Order on Motion for Reconsideration / Defendants' Resistance to Plaintiffs' Motion to Reconsider the Court's Order on Statutory Standing Regarding The Underlying Funds And Amend The Pleadings Or, In The Alternative, Request For Permission For An Interlocutory Appeal filed by Principal Funds Distributor, Inc., Principal Management Corporation. Replies due by 3/14/2011. (Attachments: # 1 Declaration of Brian Neach in Support of Resistance, # 2 Exhibit A to Neach Declaration, # 3 Request for Judicial Notice)(Neach, Brian) (Entered: 03/03/2011) | |||
| 2011-03-04 | 81 | 0 | ORDER denying 77 Motion for Reconsideration. Signed by Chief Judge Robert W. Pratt on 3/4/2011. (mlm, ) (Entered: 03/04/2011) | 2011-08-02 11:42:53 | 36a5cecbbb20ca77043c194b2a01b9cf9320b8a8 | |
| 2011-06-01 | 82 | 0 | MOTION for Leave to Appear Pro Hac Vice by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Campbell, Brian) (Entered: 06/01/2011) | 2012-06-29 17:36:33 | 7ff9ebf11f55df00f0a7eefed9e55d620dccaa30 | |
| 2011-06-01 | 83 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1419689 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Campbell, Brian) (Entered: 06/01/2011) | |||
| 2011-06-01 | 84 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1419702 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Campbell, Brian) (Entered: 06/01/2011) | |||
| 2011-06-01 | 85 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1419713 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Campbell, Brian) (Entered: 06/01/2011) | |||
| 2011-06-03 | 86 | 0 | TEXT ORDER granting 82 , 83 , 84 & 85 Motions for Leave to Appear Pro Hac Vice. Signed by Clerk Marjorie Krahn on 6/3/2011. (gk, ) (Entered: 06/03/2011) | |||
| 2011-06-14 | 87 | 0 | NOTICE by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation / Notice of Withdrawal of Counsel for Defendants (Kaplan, Phillip) (Entered: 06/14/2011) | 2011-08-01 12:09:06 | b8ef0c70637924870f0e6854aa39a232466b60ce | |
| 2011-06-22 | 88 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1437177 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Campbell, Brian) (Entered: 06/22/2011) | 2011-08-01 12:27:22 | 0a1f5e27dd76c5410ff91bcb469609210d648b02 | |
| 2011-06-27 | 89 | 0 | TEXT ORDER granting 88 Motion for Leave to Appear Pro Hac Vice. Signed by Clerk Majorie Krahn on 6/27/2011. (gk, ) (Entered: 06/27/2011) | 2011-08-01 12:12:33 | 6c25e0451d9eb1cd6ae7354c70f2c581b8fdbda5 | |
| 2011-07-22 | 90 | 0 | STATUS REPORT JOINT CASE STATUS REPORT by Judith Curran, Michael Earp. (Lin, Tana) (Entered: 07/22/2011) | 2011-08-01 15:57:24 | b940297508243d238dbc02aa3963a7cf4ebc8c96 | |
| 2011-08-09 | 91 | 0 | Joint MOTION to Amend/Correct 36 Order,,, Set Deadlines/Hearings,, by Judith Curran, Michael Earp, Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 8/26/2011 (Attachments: # 1 Text of Proposed Order)(Lin, Tana) (Entered: 08/09/2011) | |||
| 2011-08-15 | 92 | 0 | ORDER Granting Motion: 91 Joint MOTION to Amend/Correct 36 Order. Defendants Expert Witness due by 9/14/2012. Dispositive Motion Deadline due by 2/15/2013. Final Pretrial Conference set for 6/5/2013 10:00 AM in Des Moines - Room 455 - 4th Floor South before Magistrate Judge Celeste F. Bremer. Plaintiffs Expert Witness due by 7/13/2012. Plaintiffs Rebuttal Witness Deadline due by 10/12/2012. Discovery due by 4/13/2012. Bench Trial set for 6/17/2013 09:00 AM in Des Moines - Room 265 - 2nd Floor before Chief Judge Robert W. Pratt. Signed by Magistrate Judge Celeste F. Bremer on 8/15/2011. (gk, ) (Entered: 08/15/2011) | 2012-07-11 16:28:12 | 52bf850728857770f920603d960cafc39e431f86 | |
| 2011-10-28 | 93 | 0 | ***STRICKEN PER ORDER 11/22/11 AND WILL TO BE REFILED AS A NEW CASE*** SECOND ANNIVERSARY COMPLAINT against All Defendants Filing fee paid in the amount of $ 350., filed by Judith Curran, Michael Earp. Notice of Dismissal for lack of Service deadline set for 2/27/2012. Rule 16 Notice of Dismissal set for 2/27/2012. (Attachments: # 1 Civil Cover Sheet, # 2 Attachment to Civil Cover Sheet, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9)(Goldman, David) Modified on 11/23/2011 (don, ). (Entered: 10/28/2011) | 2011-11-01 15:45:08 | 10045f17a2be4a70eb762fb53f0997304aba3ac7 | |
| 93 | 1 | Civil Cover Sheet | ||||
| 93 | 2 | Attachment to Civil Cover Sheet | ||||
| 93 | 3 | Exhibit 1 | ||||
| 93 | 4 | Exhibit 2 | ||||
| 93 | 5 | Exhibit 3 | ||||
| 93 | 6 | Exhibit 4 | ||||
| 93 | 7 | Exhibit 5 | ||||
| 93 | 8 | Exhibit 6 | ||||
| 93 | 9 | Exhibit 7 | ||||
| 93 | 10 | Exhibit 8 | ||||
| 93 | 11 | Exhibit 9 | ||||
| 2011-11-15 | 94 | 0 | TEXT ORDER SETTING TELEPHONE HEARING. ON NOVEMBER 22, 2011, AT 1:30 P.M., THE COURT WILL HEAR THE PARTIES REGARDING PLAINTIFF'S INTENT FOR THE STATUS AND EFFECT OF THEIR "SECOND ANNIVERSARY COMPLAINT." THE COURT UNDERSTANDS THAT PLAINTIFFS SEEK TO PRESERVE CERTAIN DAMAGES ARGUMENTS; HOWEVER, THERE CANNOT BE MORE THAN ONE ACTIVE COMPLAINT IN A CIVIL CASE. COUNSEL SHOULD CALL THE COURT'S "MEET ME" LINE AT 515 284-6260 -- PASSWORD 116260. AT THE APPOINTED HOUR, THE COURT WILL JOIN THE CONFERENCE CALL.. Signed by Judge Robert W. Pratt on 11/15/2011. (mlm, ) (Entered: 11/15/2011) | |||
| 2011-11-22 | 95 | 0 | TEXT Minute Entry for proceedings held before Judge Robert W. Pratt: Telephone Conference held on 11/22/2011. (Court Reporter Theresa Kenkel.) (slb) (Entered: 11/22/2011) | |||
| 2011-11-22 | 96 | 0 | TEXT ORDER re 93 Complaint, filed by Michael Earp, Judith Curran. Based on a telephone conference with the parties (Clerks No. 95), it appears that the "Second Anniversary Complaint" was filed in this case in error. Therefore, the filing at Clerk's No. 93 is hereby STRICKEN from this case. The Clerk of Court's Office shall re-file the documents contained in Clerk's No. 93 as a new case and then consolidate that new case with this original case. The record shall reflect the receipt of a credit card payment made on 10/28/11; this payment shall be credited toward the filing fee for the new case. Signed by Judge Robert W. Pratt on 11/22/2011. (slb) (Entered: 11/22/2011) | |||
| 2012-01-20 | 97 | 0 | ANSWER to Complaint by Principal Funds Distributor, Inc., Principal Management Corporation.(Newman, Sarah) (Entered: 01/20/2012) | 2012-01-25 11:43:19 | 7229b4a7fdc63b5c88e419fddc303a0db3e618f8 | |
| 2012-03-12 | 98 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1669382 Fee paid in the amount of $75. by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. (Hritz, Sharon) (Entered: 03/12/2012) | |||
| 2012-03-13 | 99 | 0 | TEXT ORDER granting 98 Motion for Leave to Appear Pro Hac Vice for Sharon T. Hritz. Signed by Marjorie Krahn on 3/13/2012. (sc) (Entered: 03/13/2012) | 2012-04-19 17:33:44 | 4e51a00f960f13126f68b2076ec38fa67ec553e9 | |
| 2012-03-19 | 100 | 0 | Joint MOTION for Extension of Time For Scheduling Order/R16 Deadlines of Fact Discovery by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 4/5/2012 (Attachments: # 1 Text of Proposed Order)(Lin, Tana) (Entered: 03/19/2012) | |||
| 2012-03-21 | 101 | 0 | ORDER granting 100 Motion for Extension of Time of R16/Scheduling Order Deadlines Discovery due by 5/2/2012.. Signed by Magistrate Judge Celeste F. Bremer on 3/20/2012. (gk, ) (Entered: 03/21/2012) | |||
| 2012-07-13 | 102 | 0 | Joint MOTION to Amend/Correct 92 Order, Set Scheduling Order Deadlines, Terminate Motions, Set Trial Management Order Deadlines Joint Motion To Amend Expert Disclosure Schedule by Judith Curran, Michael Earp, Principal Funds Distributor, Inc., Principal Management Corporation. Motions referred to Celeste F. Bremer. Responses due by 7/30/2012 (Attachments: # 1 Text of Proposed Order)(Blocker, Mark) Modified on 8/15/2012 (kb). (Entered: 07/13/2012) | 2013-04-01 18:52:33 | e8412c943fd8efd3f785c4b0a8429be5e96e85e7 | |
| 102 | 1 | |||||
| 2012-07-13 | 103 | 0 | TEXT ORDER granting 102 Motion to Amend Scheduling Order deadlines. Defendants' Expert witness disclosures due by October 12, 2012; Plaintiff's Rebuttal Witness disclosures due by November 21, 2012. Signed by Magistrate Judge Celeste F. Bremer on 7/13/2012. (mlr) (Entered: 07/13/2012) | 2013-04-01 18:54:24 | 6153009507b4ce34ec4fa4a8d851d0c38d9ef5cf | |
| 2013-01-09 | 104 | 0 | MOTION to Amend/Correct 92 Order, Set Scheduling Order Deadlines, Terminate Motions, Set Trial Management Order Deadlines,,,,,,,, Defendants Agreed Motion To Amend Dispositive Motion Schedule by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 1/28/2013 (Attachments: # 1 Text of Proposed Order)(Blocker, Mark) (Entered: 01/09/2013) | 2013-04-06 15:14:42 | 4dca06252e16d2ab1422f691c78abc9b29b9deef | |
| 104 | 1 | Text of Proposed Order | ||||
| 2013-01-09 | 105 | 0 | TEXT ORDER granting 104 Motion to Amend Scheduling Order deadlines. Dispositive motions due by February 22, 2013; responses to dispositive motion due by March 22, 2013; replies in support of dispositive motion due April 5, 2013. Signed by Magistrate Judge Celeste F. Bremer on 1/9/2013. (mlr) (Entered: 01/09/2013) | 2013-12-04 14:33:40 | 53326226caf8875ba34d4434568d027bef20ac27 | |
| 2013-02-22 | 106 | 0 | MOTION for Summary Judgment Plaintiffs' Motion for Partial Summary Judgment by Judith Curran, Michael Earp. Responses due by 3/18/2013 (Attachments: # 1 Memorandum in Support, # 2 Statement of Material Facts, # 3 Appendix)(Lin, Tana) (Entered: 02/22/2013) | |||
| 106 | 1 | Memorandum in Support | 2013-02-25 13:54:33 | aa0bcf378a4985f0e9736f5a2997dc6d8b874f76 | ||
| 106 | 2 | Statement of Material Facts | ||||
| 106 | 3 | Appendix | ||||
| 2013-02-22 | 107 | 0 | NOTICE by Judith Curran, Michael Earp re 106 MOTION for Summary Judgment Plaintiffs' Motion for Partial Summary Judgment Request for Judicial Notice (Lin, Tana) (Entered: 02/22/2013) | |||
| 2013-02-23 | 109 | 0 | MOTION to file overlength brief (Defendants brief was filed under seal as an attachment to the summary judgment motion) by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 3/14/2013 (Blocker, Mark) (Entered: 02/23/2013) | |||
| 2013-02-25 | 110 | 0 | TEXT ONLY ORDER granting Defendants' 109 Motion to file overlength brief in support of their Motion for Summary Judgment. Signed by Magistrate Judge Celeste F. Bremer on 2/25/2013. (mlr) (Entered: 02/25/2013) | |||
| 2013-02-28 | 112 | 0 | MOTION for Leave to Appear Pro Hac Vice Receipt Number: 0863-1978410 Fee paid in the amount of $75. by Principal Funds Distributor, Inc., Principal Global Investors LLC, Principal Management Corporation.Motions referred to Celeste F. Bremer. (Campbell, Brian) (Entered: 02/28/2013) | |||
| 2013-03-01 | 113 | 0 | TEXT ORDER granting 112 Motion for Leave to Appear Pro Hac Vice by David F Graham. Signed by Clerk, Marjorie Krahn on 3/1/2013. (gk, ) (Entered: 03/01/2013) | |||
| 2013-03-12 | 114 | 0 | MOTION to Compel by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 3/29/2013 (Attachments: # 1 Memorandum in Support MEMORANDUM IN SUPPORT OF PLAINTIFFS MOTION TO COMPEL FURTHER DEPOSITION TESTIMONY FROM DEFENSE EXPERT PATRICIA CHADWICK, # 2 Certificate of Compliance)(Lin, Tana) (Entered: 03/12/2013) | |||
| 2013-03-12 | 115 | 0 | DECLARATION of Tana Lin in Support of Plaintiffs' Motion to Compel Further Deposition Testimony from Defense Expert Patricia Chadwick re 114 MOTION to Compel by Judith Curran, Michael Earp. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit)(Lin, Tana) (Entered: 03/12/2013) | |||
| 2013-03-13 | 116 | 0 | TEXT ONLY ORDER re 114 MOTION to Compel filed by Michael Earp, Judith Curran. Hearing on this Motion is set for 4/2/2013 10:30 AM in Phone Hearing before Magistrate Judge Celeste F. Bremer. Counsel should call the Court's conference line at 515-284-6266 and enter code 116266 at the prompt. Signed by Magistrate Judge Celeste F. Bremer on 3/13/2013. (mlr) (Entered: 03/13/2013) | |||
| 2013-03-18 | 117 | 0 | Unresisted MOTION to file overlength brief by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 4/4/2013 (Lin, Tana) (Entered: 03/18/2013) | |||
| 2013-03-18 | 118 | 0 | TEXT ONLY ORDER granting 117 unresisted Motion to file overlength brief up to 40 pages. Signed by Magistrate Judge Celeste F. Bremer on 3/18/2013. (mlr) (Entered: 03/18/2013) | |||
| 2013-03-19 | 119 | 0 | MOTION for Summary Judgment (Originally Filed Under Seal As Dkt. 108) (Public Version) by Principal Funds Distributor, Inc., Principal Management Corporation. Responses due by 4/12/2013 (Attachments: # 1 Memorandum in Support of Motion for Summary Judgment (Redacted Version Originally Filed Under Seal As Dkt. 108-1), # 2 Declaration of Sarah Newman (Originally Filed Under Seal As Dkt. 108-2), # 3 Corrected Statement of Proposed Undisputed Facts (Redacted Version Originally Filed Under Seal As Dkt. 111-1), # 4 Appendix Index (Originally Filed Under Seal As Dkt. 108-4), # 5 Appendix Section I: Pleadings (Originally Filed Under Seal As Dkt. 108-5), # 6 Appendix Section IV: Resumes (Redacted Version Originally Filed Under Seal As Dkt. 108-11), # 7 Appendix Section V: Agreements (Originally Filed Under Seal As Dkt. 108-12), # 8 Appendix Section VII: Annual Reports, Prospectuses, and Statements (Originally Filed Under Seal As Dkt. 111-4 and 111-5) (Part 1), # 9 Appendix Section VII: Annual Reports, Prospectuses, and Statements (Originally Filed Under Seal As Dkt. 111-4 and 111-5) (Part 2), # 10 Appendix Section VIII: Web References (Originally Filed Under Seal As Dkt. 108-27), # 11 Appendix Section IX: Miscellaneous (Redacted Version Originally Filed Under Seal As Dkt. 108-28))(Blocker, Mark) (Entered: 03/19/2013) | 2013-03-25 10:46:26 | 84a12aecfdbb8c8948b2f5a5c3bddb9e8bb7f0ed | |
| 119 | 1 | Memorandum in Support of Motion for Summary Judgment (Redacted Version Original | ||||
| 119 | 2 | Declaration of Sarah Newman (Originally Filed Under Seal As Dkt. 108-2) | ||||
| 119 | 3 | Corrected Statement of Proposed Undisputed Facts (Redacted Version Originally F | ||||
| 119 | 4 | Appendix Index (Originally Filed Under Seal As Dkt. 108-4) | ||||
| 119 | 5 | Appendix Section I: Pleadings (Originally Filed Under Seal As Dkt. 108-5) | ||||
| 119 | 6 | Appendix Section IV: Resumes (Redacted Version Originally Filed Under Seal As | ||||
| 119 | 7 | Appendix Section V: Agreements (Originally Filed Under Seal As Dkt. 108-12) | ||||
| 119 | 8 | Appendix Section VII: Annual Reports, Prospectuses, and Statements (Originally | ||||
| 119 | 9 | Appendix Section VII: Annual Reports, Prospectuses, and Statements (Originally | ||||
| 119 | 10 | Appendix Section VIII: Web References (Originally Filed Under Seal As Dkt. 108- | ||||
| 119 | 11 | Appendix Section IX: Miscellaneous (Redacted Version Originally Filed Under Sea | ||||
| 2013-03-19 | 120 | 0 | MOTION to Seal Previously Filed Summary Judgment Papers (Dkt. 108-1, Dkt. 108-6, Dkt. 108-7, Dkt. 108-8, Dkt. 108-9, Dkt. 108-10, Dkt. 108-11, Dkt. 108-13; Dkt. 108-14; Dkt. 108-15, Dkt. 108-16, Dkt. 108-17, Dkt. 108-18, Dkt. 108-19, Dkt. 108-20, Dkt. 108-21, Dkt. 108-22, Dkt. 108-23, Dkt. 108-24, Dkt. 108-28, Dkt. 108-29, Dkt. 108-30, Dkt. 111-1, Dkt. 111-2, and Dkt. 111-3) by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 4/5/2013 (Blocker, Mark) (Entered: 03/19/2013) | |||
| 2013-03-20 | 121 | 0 | TEXT ONLY ORDER granting 120 Motion to Seal. Signed by Magistrate Judge Celeste F. Bremer on 3/20/2013. (mlr) (Entered: 03/20/2013) | |||
| 2013-03-22 | 122 | 0 | RESPONSE to Motion re 106 MOTION for Summary Judgment Plaintiffs' Motion for Partial Summary Judgment filed by Principal Funds Distributor, Inc., Principal Management Corporation. Replies due by 4/1/2013. (Attachments: # 1 Defendants Response To Plaintiffs Statement Of Undisputed Facts (Redacted Version), # 2 Defendants Statement Of Additional Material Facts, # 3 Declaration Of Sarah H. Newman In Support Of Defendants Opposition To Plaintiffs Motion For Partial Summary Judgment, # 4 Appendix In Support Of Defendants Opposition To Plaintiffs Motion For Partial Summary Judgment)(Blocker, Mark) (Entered: 03/22/2013) | 2013-03-25 17:11:53 | 320e0be626cb5e465b2e82734fd00afe31cd350b | |
| 122 | 1 | |||||
| 122 | 2 | |||||
| 122 | 3 | |||||
| 122 | 4 | |||||
| 2013-03-22 | 123 | 0 | MOTION for Leave to File under Seal Defendants Response To Plaintiffs Statement Of Undisputed Facts by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 4/8/2013 (Blocker, Mark) (Entered: 03/22/2013) | |||
| 2013-03-22 | 124 | 0 | Sealed Document re 119 MOTION for Summary Judgment (Originally Filed Under Seal As Dkt. 108) (Public Version) PLAINTIFFS BRIEF IN RESISTANCE TO DEFENDANTS MOTION FOR SUMMARY JUDGMENT by Judith Curran, Michael Earp. (Attachments: # 1 Statement of Material Facts PLAINTIFFS RESPONSE TO DEFENDANTS CORRECTED STATEMENT OF PROPOSED UNDISPUTED FACTS IN SUPPORT OF DEFENDANTS MOTION FOR SUMMARY JUDGMENT, # 2 Statement of Undisputed Facts PLAINTIFFS STATEMENT OF ADDITIONAL UNDISPUTED MATERIAL FACTS IN OPPOSITION TO MOTION FOR SUMMARY JUDGMENT, # 3 Affidavit DECLARATION OF TANA LIN IN SUPPORT OF PLAINTIFFS BRIEF IN RESISTANCE TO DEFENDANTS MOTION FOR SUMMARY JUDGMENT, # 4 Appendix APPENDIX FOR PLAINTIFFS RESISTANCE TO DEFENDANTS MOTION FOR SUMMARY JUDGMENT, # 5 Appendix 1-83, # 6 Appendix 84-208, # 7 Appendix 209-404, # 8 Appendix 405-482, # 9 Appendix 483-661, # 10 Appendix 662-760, # 11 Appendix 761-842, # 12 Appendix 843-935, # 13 Appendix 936-1102, # 14 Appendix 1103-1284)(Lin, Tana) (Entered: 03/22/2013) | |||
| 2013-03-25 | 125 | 0 | TEXT ONLY ORDER granting 123 Motion for Leave to File Under Seal. Signed by Magistrate Judge Celeste F. Bremer on 3/25/2013. (mlr) (Entered: 03/25/2013) | |||
| 2013-03-25 | 126 | 0 | Sealed Document re 122 Response to Motion,, 106 MOTION for Summary Judgment Plaintiffs' Motion for Partial Summary Judgment Defendants Response To Plaintiffs Statement Of Undisputed Facts by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) (Entered: 03/25/2013) | |||
| 2013-03-29 | 127 | 0 | RESPONSE to Motion re 114 MOTION to Compel Further Deposition Testimony from Defense Expert Patricia Chadwick filed by Principal Funds Distributor, Inc., Principal Management Corporation. Replies due by 4/8/2013. (Attachments: # 1 Declaration of Sarah H. Newman in Support, # 2 Declaration Exhibit List with Exhibits A to D)(Blocker, Mark) (Entered: 03/29/2013) | |||
| 2013-03-29 | 128 | 0 | Sealed Document re 127 Response to Motion, by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) (Entered: 03/29/2013) | |||
| 2013-03-29 | 129 | 0 | DECLARATION of re 127 Response to Motion, of Patricia Chadwick by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) (Entered: 03/29/2013) | |||
| 2013-04-01 | 130 | 0 | REPLY in Support of Plaintiffs' Motion to Compel Further Deposition Testimony from Defense Expert Patricia Chadwick re 114 MOTION to Compel filed by Judith Curran, Michael Earp. (Attachments: # 1 Affidavit Declaration of Tana Lin in Support of Reply in Support of Plaintiffs' Motion to Compel Further Deposition Testimony from Defense Expert Patricia Chadwick, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3)(Lin, Tana) (Entered: 04/01/2013) | |||
| 2013-04-02 | 131 | 0 | Minute Entry for proceedings held before Magistrate Judge Celeste F. Bremer: Motion Hearing held on 4/2/2013 re 114 MOTION to Compel filed by Michael Earp, Judith Curran. (Court Reporter Theresa Kenkel.) (dv, ) (Entered: 04/02/2013) | |||
| 2013-04-02 | 132 | 0 | ORDER granting 114 Motion to Compel. Signed by Magistrate Judge Celeste F. Bremer on 4/2/2013. (gk, ) (Entered: 04/02/2013) | |||
| 2013-04-05 | 133 | 0 | TEXT ORDER Setting Hearing on Motion 119 MOTION for Summary Judgment (Originally Filed Under Seal As Dkt. 108) (Public Version), 106 MOTION for Summary Judgment Plaintiffs' Motion for Partial Summary Judgment : Motion Hearing set for 4/17/2013 01:30 PM in Des Moines - Room 265 - 2nd Floor before Senior Judge Robert W. Pratt.. Signed by Senior Judge Robert W. Pratt on 4/5/2013. (mlm, ) (Entered: 04/05/2013) | |||
| 2013-04-05 | 134 | 0 | REPLY REPLY IN SUPPORT OF PLAINTIFFS MOTION FOR PARTIAL SUMMARY JUDGMENT re 106 MOTION for Summary Judgment Plaintiffs' Motion for Partial Summary Judgment filed by Judith Curran, Michael Earp. (Attachments: # 1 Statement of Material Facts)(Lin, Tana) (Entered: 04/05/2013) | |||
| 2013-04-05 | 135 | 0 | MOTION to file overlength brief by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 4/22/2013 (Blocker, Mark) (Entered: 04/05/2013) | |||
| 2013-04-05 | 136 | 0 | Sealed Document re 119 MOTION for Summary Judgment (Originally Filed Under Seal As Dkt. 108) (Public Version) Reply Memorandum in Support by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) (Entered: 04/05/2013) | |||
| 2013-04-05 | 137 | 0 | Sealed Document re 124 Sealed Document,,,, 119 Response to Plaintiffs' Statement of Additional Undisputed Material Facts by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) Modified on 4/8/2013 to create link to motion (sk, ). (Entered: 04/05/2013) | |||
| 2013-04-05 | 138 | 0 | Sealed Document re 136 Sealed Document, 119 137 Sealed Document by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Appendix Section I, # 2 Appendix Section II, # 3 Appendix Section III, # 4 Appendix Section IV, # 5 Appendix Section V, # 6 Declaration of Sarah Newman)(Blocker, Mark) Modified on 4/8/2013 (sk, ). (Entered: 04/05/2013) | |||
| 2013-04-08 | 139 | 0 | CAMERAS PILOT PROJECT: NOTIFICATION REGARDING VIDEO RECORDING - Parties should complete Form E, Party Response Regarding Video Recording, and return it to the Clerk's Office no later than 7 (seven) days before the scheduled hearing. Do NOT file Form E in CM/ECF. E-mail Form E to IASD_casemanagers@iasd.uscourts.gov. Notification and Party Response Forms Regarding Video Recording sent to Parties. (sk, ) (Main Document 139 replaced on 4/8/2013) (sk, ). (Entered: 04/08/2013) | |||
| 2013-04-09 | 140 | 0 | TEXT ONLY ORDER granting 135 Motion to file overlength brief. Signed by Magistrate Judge Celeste F. Bremer on 4/9/2013. (mlr) (Entered: 04/09/2013) | |||
| 2013-04-10 | 141 | 0 | Sealed Motion by Judith Curran, Michael Earp. (Attachments: # 1 Brief in Support PLAINTIFFS MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO EXCLUDE CERTAIN PROPOSED EXPERT TESTIMONY OF RUSSELL F. PEPPET AND GLENN HUBBARD, # 2 Affidavit DECLARATION OF TANA LIN IN SUPPORT OF PLAINTIFFS MOTION TO EXCLUDE CERTAIN PROPOSED EXPERT TESTIMONY OF RUSSELL PEPPET AND GLENN HUBBARD, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7)(Lin, Tana) Modified on 4/11/2013 to change to sealed motion (originally filed as sealed motion) (sk, ). (Entered: 04/10/2013) | |||
| 2013-04-12 | 142 | 0 | MOTION TO IMPANEL AN ADVISORY JURY by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 4/29/2013 (Attachments: # 1 Exhibit 1)(Lin, Tana) (Entered: 04/12/2013) | |||
| 2013-04-12 | 143 | 0 | MOTION to Strike The Expert Reports Of Charles W. Murdock And James D. Lamb, And Preclude Them From Testifying At Trial by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 4/29/2013 (Blocker, Mark) (Entered: 04/12/2013) | |||
| 2013-04-12 | 144 | 0 | Sealed Document re 143 MOTION to Strike The Expert Reports Of Charles W. Murdock And James D. Lamb, And Preclude Them From Testifying At Trial Memorandum In Support Of Defendants Motion To Strike The Expert Reports Of Charles W. Murdock And James D. Lamb, And Preclude Them From Testifying At Trial by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Declaration of Sarah H. Newman, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K)(Blocker, Mark) (Entered: 04/12/2013) | |||
| 2013-04-15 | 145 | 0 | RESPONSE to Motion re 119 MOTION for Summary Judgment (Originally Filed Under Seal As Dkt. 108) (Public Version) Originally Filed Under Seal as Dkt. 124 filed by Judith Curran, Michael Earp. Replies due by 4/25/2013. (Attachments: # 1 Statement of Material Facts PLAINTIFFS RESPONSE TO DEFENDANTS CORRECTED STATEMENT OF PROPOSED UNDISPUTED FACTS IN SUPPORT OF DEFENDANTS MOTION FOR SUMMARY JUDGMENT, # 2 Statement of Undisputed Facts PLAINTIFFS STATEMENT OF ADDITIONAL UNDISPUTED MATERIAL FACTS IN OPPOSITION TO MOTION FOR SUMMARY JUDGMENT, # 3 Affidavit DECLARATION OF TANA LIN IN SUPPORT OF PLAINTIFFS BRIEF IN RESISTANCE TO DEFENDANTS MOTION FOR SUMMARY JUDGMENT, # 4 Appendix APPENDIX FOR PLAINTIFFS RESISTANCE TO DEFENDANTS MOTION FOR SUMMARY JUDGMENT, # 5 Appendix Appendix 1-83, # 6 Appendix Appendix 84-208, # 7 Appendix Appendix 209-404, # 8 Appendix Appendix 405-482, # 9 Appendix Appendix 483-661, # 10 Appendix Appendix 662-760, # 11 Appendix Appendix 761-842, # 12 Appendix Appendix 843-935, # 13 Appendix Appendix 936-1102, # 14 Appendix Appendix 1103-1284)(Lin, Tana) (Entered: 04/15/2013) | 2013-04-16 16:27:43 | 1261a3b0f7aed0ca88828ceba5ac152d2f627b46 | |
| 145 | 1 | Statement of Material Facts PLAINTIFFS RESPONSE TO DEFENDANTS CORRECTED STATEMEN | ||||
| 145 | 2 | Statement of Undisputed Facts PLAINTIFFS STATEMENT OF ADDITIONAL UNDISPUTED MATE | ||||
| 145 | 3 | Affidavit DECLARATION OF TANA LIN IN SUPPORT OF PLAINTIFFS BRIEF IN RESISTANCE T | ||||
| 145 | 4 | Appendix APPENDIX FOR PLAINTIFFS RESISTANCE TO DEFENDANTS MOTION FOR SUMMARY JUD | ||||
| 145 | 5 | Appendix Appendix 1-83 | ||||
| 145 | 6 | Appendix Appendix 84-208 | ||||
| 145 | 7 | Appendix Appendix 209-404 | ||||
| 145 | 8 | Appendix Appendix 405-482 | ||||
| 145 | 9 | Appendix Appendix 483-661 | ||||
| 145 | 10 | Appendix Appendix 662-760 | ||||
| 145 | 11 | Appendix Appendix 761-842 | ||||
| 145 | 12 | Appendix Appendix 843-935 | ||||
| 145 | 13 | Appendix Appendix 936-1102 | ||||
| 145 | 14 | Appendix Appendix 1103-1284 | ||||
| 2013-04-15 | 146 | 0 | MOTION to Seal Plaintiffs' Motion to Seal Previously Filed Summary Judgment Papers by Judith Curran, Michael Earp.Motions referred to Celeste F. Bremer. Responses due by 5/2/2013 (Lin, Tana) (Entered: 04/15/2013) | |||
| 2013-04-17 | 147 | 0 | Minute Entry for proceedings held before Senior Judge Robert W. Pratt: Motion Hearing held on 4/17/2013 on 106 and 119 . (hc) Modified on 4/18/2013 to add association to motions (sk, ). (Entered: 04/17/2013) | |||
| 2013-04-18 | 148 | 0 | TEXT ONLY ORDER granting 146 Motion to Seal previously filed summary judgment papers. Signed by Magistrate Judge Celeste F. Bremer on 4/18/2013. (mlr) (Entered: 04/18/2013) | |||
| 2013-04-24 | 149 | 0 | TRANSCRIPT of Proceedings re 147 Jury Trial - Held held on 4/17/13 before Judge Pratt. Court Reporter/Transcriber: Theresa Kenkel, Telephone Number: 515-243-6596. Page No(s).: 1-120. Transcript may be viewed at court public terminal or purchased through Court Reporter/Transcriber before deadline for Release of Transcript Restriction. After that date it may be obtained through court reporter, Clerk's Office, or PACER.. Redaction Request due 5/20/2013. Redacted Transcript Deadline set for 5/31/2013. Release of Transcript Restriction set for 7/26/2013. (Kenkel, Theresa) (Entered: 04/24/2013) | |||
| 2013-04-25 | 150 | 0 | REDACTION to 136 Sealed Document Reply Memorandum in Support of Motion for Summary Judgment by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) Modified on 4/30/2013 add link (don, ). (Entered: 04/25/2013) | |||
| 2013-04-25 | 151 | 0 | REDACTION to 137 Sealed Document, Response to Plaintiffs Statement of Additional Undisputed Material Facts by Principal Funds Distributor, Inc., Principal Management Corporation. (Blocker, Mark) Modified on 4/30/2013 add link(don, ). (Entered: 04/25/2013) | |||
| 2013-04-25 | 152 | 0 | REDACTION to 138 Sealed Document, by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Supplemental Appendix Section I: Annual Reports, Proposals, and Prospectuses, # 2 Supplemental Appendix Section V: Miscellaneous, # 3 Declaration of Sarah Newman)(Blocker, Mark) Modified on 4/30/2013 add link(don, ). (Entered: 04/25/2013) | |||
| 2013-04-25 | 153 | 0 | MOTION to Seal Previously Filed Summary Judgment Reply Papers (Dkt. 136, Dkt. 137, Dkt. 138, Dkt. 138-1, and all attachments to Dkt. 138 (Dkt. 138-1 through Dkt. 138-6)) by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 5/13/2013 (Blocker, Mark) (Entered: 04/25/2013) | |||
| 2013-04-26 | 154 | 0 | REDACTION to 144 Sealed Document,, Memorandum in Support of Motion to Strike the Expert Reports of Charles W. Murdock and James D. Lamb and Preclude Them from Testifying at Trial by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Declaration of Sarah Newman, # 2 Exhibit B - Murdock Dep. excerpt, # 3 Exhibit D - Murdock CV, # 4 Exhibit G - Lamb Dep. excerpt, # 5 Exhibit H - Lamb CV, # 6 Exhibit I - Lamb Dep excerpt from Williams v. Waddell & Reed Investment, # 7 Exhibit J - Order from Jones v. Harris, # 8 Exhibit K - Plaintiffs brief from Jones v. Harris)(Blocker, Mark) (Entered: 04/26/2013) | |||
| 2013-04-26 | 155 | 0 | MOTION to Seal Previously Filed Documents In Support Of Defendants Motion To Strike The Expert Reports Of Charles W. Murdock And James D. Lamb (Dkt. 144 and all attachments (Dkt. 144-1 through Dkt. 144-12)) by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 5/13/2013 (Blocker, Mark) (Entered: 04/26/2013) | |||
| 2013-04-29 | 156 | 0 | RESPONSE to Motion re 142 MOTION TO IMPANEL AN ADVISORY JURY Defendants Memorandum Of Law In Opposition To Plaintiffs Motion To Impanel An Advisory Jury filed by Principal Funds Distributor, Inc., Principal Management Corporation. Replies due by 5/9/2013.(Blocker, Mark) (Entered: 04/29/2013) | |||
| 2013-04-29 | 157 | 0 | Sealed Document re 141 SEALED MOTION Memorandum In Opposition To Plaintiffs Motion To Exclude Certain Proposed Testimony Of Russell F. Peppet And Glenn Hubbard by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Declaration of Sarah H. Newman, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(Blocker, Mark) (Entered: 04/29/2013) | |||
| 2013-04-29 | 158 | 0 | Sealed Motion to file Overlength Brief re 144 Sealed Document,, by Judith Curran, Michael Earp. (Attachments: # 1 Memorandum in Support PLAINTIFFS OPPOSITION TO DEFENDANTS MOTION TO STRIKE THE EXPERT REPORTS OF CHARLES W. MURDOCK AND JAMES D. LAMB, # 2 Affidavit DECLARATION OF TANA LIN IN SUPPORT OF PLAINTIFFS OPPOSITION TO DEFENDANTS MOTION TO STRIKE THE EXPERT REPORTS OF CHARLES W. MURDOCK AND JAMES D. LAMB, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9, # 12 Exhibit 10, # 13 Exhibit 11)(Lin, Tana) Modified on 5/3/2013 (gk, ). (Entered: 04/29/2013) | |||
| 2013-05-02 | 159 | 0 | REPLY in Support of Plaintiffs' re 142 MOTION TO IMPANEL AN ADVISORY JURY filed by Judith Curran, Michael Earp.(Lin, Tana) (Entered: 05/02/2013) | |||
| 2013-05-09 | 160 | 0 | Sealed Document re 143 MOTION to Strike The Expert Reports Of Charles W. Murdock And James D. Lamb, And Preclude Them From Testifying At Trial (Reply Memorandum In Further Support Of Defendants Motion To Strike The Expert Reports Of Charles W. Murdock And James D. Lamb, And Preclude Them From Testifying At Trial) by Principal Funds Distributor, Inc., Principal Management Corporation. (Attachments: # 1 Supplemental Declaration of Sarah Newman, # 2 Exhibit A - Peppet Report excerpt, # 3 Exhibit B - Horngren excerpt, # 4 Exhibit C - Plaintiffs Supplemental Initial Disclosures)(Blocker, Mark) (Entered: 05/09/2013) | |||
| 2013-05-09 | 161 | 0 | MOTION to file overlength brief (Re: Docket Entry 160 - Reply Memorandum In Further Support Of Defendants Motion To Strike The Expert Reports Of Charles W. Murdock And James D. Lamb, And Preclude Them From Testifying At Trial (Filed Under Seal)) by Principal Funds Distributor, Inc., Principal Management Corporation.Motions referred to Celeste F. Bremer. Responses due by 5/28/2013 (Blocker, Mark) (Entered: 05/09/2013) | |||
| 2013-05-09 | 162 | 0 | Sealed Document re 141 SEALED MOTION PLAINTIFFS REPLY IN SUPPORT OF MOTION TO EXCLUDE CERTAIN PROPOSED EXPERT TESTIMONY OF RUSSELL F. PEPPET AND GLENN HUBBARD by Judith Curran, Michael Earp. (Lin, Tana) (Entered: 05/09/2013) | |||
| 2013-05-10 | 163 | 0 | TEXT ONLY ORDER granting 161 Motion to file overlength brief. Signed by Magistrate Judge Celeste F. Bremer on 5/10/2013. (mlr) (Entered: 05/10/2013) | |||
| 2013-05-17 | 164 | 0 | TEXT ONLY ORDER for Closing Documents: The Court was advised by counsel that this case has been settled. Closing documents (i.e., a stipulated dismissal signed by counsel for both parties) shall be filed by June 17, 2013. If no closing documents are filed, pursuant to Local Rule 41.c the Court may order dismissal of this action without further notice. Within 60 days of a dismissal order, either party may petition to have the case reinstated after showing good cause as to why settlement was not in fact consummated. Final Pretrial Conference set for June 5, 2013, and Trial set for June 17, 2013, are canceled. Dismissal Papers due by 6/17/2013. Signed by Magistrate Judge Celeste F. Bremer on 5/17/2013. (mlr) (Entered: 05/17/2013) | 2013-06-11 10:44:38 | 35a538addfe7f1afecd163565bdb56a85417b93c | |
| 2013-06-10 | 165 | 0 | STIPULATION of Dismissal with Prejudice by Judith Curran, Michael Earp. (Attachments: # 1 Text of Proposed Order)(Lin, Tana) (Entered: 06/10/2013) | 2013-06-11 10:43:26 | 4073a4b18686ff6d2196fc7f7e599786d3ae617d | |
| 165 | 1 | Text of Proposed Order | 2013-06-11 10:45:25 | 04071c8ead0ed08413537414869dab3e5243ef2a | ||
| 2013-06-12 | 166 | 0 | ORDER re 165 Stipulation filed by Michael Earp, Judith Curran. Signed by Senior Judge Robert W. Pratt on 6/12/2013. (mlm, ) (Entered: 06/12/2013) | 2013-06-13 12:05:38 | 33d31dcb5a07ceb36bddfaf4279922613556eb50 |