Case details

Court: ilnd
Docket #: 1:11-cv-00991
Case Name: Brasher v. Broadwind Energy, Inc. et al
PACER case #: 252436
Date filed: 2011-02-11
Date terminated: 2013-06-27
Date of last filing: 2014-09-23
Assigned to: Honorable James B. Zagel
Case Cause: 15:78m(a) Securities Exchange Act
Nature of Suit: 850 Securities/Commodities
Jury Demand: Both
Jurisdiction: Federal Question

Parties

Represented Party Attorney & Contact Info
Arthur L. Brasher
Plaintiff
Individually and on Behalf of All Others Similarly Situated TERMINATED: 05/15/2012
Lori Ann Fanning
Miller Law LLC 115 South LaSalle Street Suite 2910 Chicago, IL 60603 (312) 332-3400 Fax: (312) 676-2676 Email: LFanning@MillerLawLLC.com
ATTORNEY TO BE NOTICED

Marvin Alan Miller
Miller Law LLC 115 South LaSalle Street Suite 2910 Chicago, IL 60603 (312) 332-3400 Fax: (312) 676-2676 Email: Mmiller@millerlawllc.com
ATTORNEY TO BE NOTICED

William B Federman
Federman & Sherwood 10205 North Pennsylvania Avenue Oklahoma City, OK 73120 (405) 235-1560 Fax: (405) 239-2112 Email: wbf@federmanlaw.com
ATTORNEY TO BE NOTICED

Brian M. Grothues
Plaintiff
William B Federman
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph Russello
Coughlin Stoia Geller Rudman & Robbins LLP 58 South Service Road Suite 200 Melville, NY 11747 631 367 7100 Email: jrussello@csgrr.com
PRO HAC VICE ATTORNEY TO BE NOTICED

Jerry Pehlke
Movant
TERMINATED: 11/26/2012
James T. Crotty
James T. Crotty & Associates 208 S LaSalle St Suite 1750 Chicago, IL 60604 312-623-1599 Email: jamestcrotty@aol.com
ATTORNEY TO BE NOTICED

Jennifer S. Montagna
Federman & Sherwood 10205 North Pennsylvania Avenue Oklahoma City, OK 73120 (405) 235-1560 Email: jsm@federmanlaw.com
PRO HAC VICE ATTORNEY TO BE NOTICED

William B Federman
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Broadwind Energy, Inc.
Defendant
James Wallace Ducayet
Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: jducayet@sidley.com
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Brian S. Shull
Federal Trade Commission 600 Pennsylvania Avenue, N.W. #NF-3158 Washington, DC 20580 202-326-3720 Email: bshull@ftc.gov
ATTORNEY TO BE NOTICED

David Michael Baron
City of Chicago, Department of Law 30 N. LaSalle St. Suite 900 Chicago, IL 60602 (312) 744-9018 Fax: 312-742-3925 Email: david.baron@cityofchicago.org
ATTORNEY TO BE NOTICED

Kristen R Seeger
Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: kseeger@sidley.com
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
Sidley Austin LLP (Chicago) One South Dearborn Street Chicago, IL 60603 312 853 7121 Email: mlaval@sidley.com
ATTORNEY TO BE NOTICED

J. Cameron Drecoll
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

David Michael Baron
(See above for address)
ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Stephanie K. Kushner
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Matthew J. Gadow
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Stephen E. Graham
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Kevin E. Johnson
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Tontine Capital Partners, L.P.
Defendant
Gary Stein
Schulte Roth & Zabel Llp 919 Third Avenue New York, NY 10022 (212) 756-2441 Email: gary.stein@srz.com
PRO HAC VICE ATTORNEY TO BE NOTICED

John Conroy Martin
MartinSirott LLC 30 North LaSalle Street Suite 2825 Chicago, IL 60602 (312) 368-9000 Email: jmartin@martinsirott.com
ATTORNEY TO BE NOTICED

Michael G. Cutini
Schulte Roth & Zabel Llp 919 Third Avenue New York, NY 10022 (212) 756-2224 Email: michael.cutini@srz.com
PRO HAC VICE ATTORNEY TO BE NOTICED

Tontine Capital Overseas Master Fund, L.P.
Defendant
Gary Stein
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

John Conroy Martin
(See above for address)
ATTORNEY TO BE NOTICED

Michael G. Cutini
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Tontine Partners, L.P.
Defendant
Gary Stein
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

John Conroy Martin
(See above for address)
ATTORNEY TO BE NOTICED

Michael G. Cutini
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Tontine Overseas Fund, Ltd.
Defendant
Gary Stein
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

John Conroy Martin
(See above for address)
ATTORNEY TO BE NOTICED

Michael G. Cutini
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Tontine 25 Overseas Master Fund, L.P.
Defendant
Gary Stein
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

John Conroy Martin
(See above for address)
ATTORNEY TO BE NOTICED

Michael G. Cutini
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey Gendell
Defendant
Gary Stein
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

John Conroy Martin
(See above for address)
ATTORNEY TO BE NOTICED

James M Lindstrom
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

David P. Reiland
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Charles H. Beynon
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

William T. Fejes, Jr.
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Terence P. Fox
Defendant
James Wallace Ducayet
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kristen R Seeger
(See above for address)
ATTORNEY TO BE NOTICED

Meredith Jenkins Laval
(See above for address)
ATTORNEY TO BE NOTICED

Jerry Pehlke
Movant
TERMINATED: 11/26/2012
James T. Crotty
James T. Crotty & Associates 208 S LaSalle St Suite 1750 Chicago, IL 60604 312-623-1599 Email: jamestcrotty@aol.com
ATTORNEY TO BE NOTICED

Jennifer S. Montagna
Federman & Sherwood 10205 North Pennsylvania Avenue Oklahoma City, OK 73120 (405) 235-1560 Email: jsm@federmanlaw.com
PRO HAC VICE ATTORNEY TO BE NOTICED

William B Federman
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Jeff Bischoff
Movant
Eugene Stepniak
Movant

Documents

Date Filed Document # Attachment # Short Description Long Description Upload date SHA1 hash
2011-02-11 1 0 complaint COMPLAINT for Violation of the Federal Securities Laws filed by Arthur L. Brasher; Jury Demand. Filing fee $ 350, receipt number 0752-5698514.(Miller, Marvin) (Entered: 02/11/2011)
2011-02-11 2 0 civil cover sheet CIVIL Cover Sheet (Miller, Marvin) (Entered: 02/11/2011)
2011-02-11 3 0 attorney appearance ATTORNEY Appearance for Plaintiff Arthur L. Brasher by Marvin Alan Miller (Miller, Marvin) (Entered: 02/11/2011)
2011-02-11 4 0 attorney appearance ATTORNEY Appearance for Plaintiff Arthur L. Brasher by Lori Ann Fanning (Fanning, Lori) (Entered: 02/11/2011)
2011-02-11 5 0 summons issued SUMMONS Issued as to Defendants Broadwind Energy, Inc., J. Cameron Drecoll, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner (mb, ) (Entered: 02/14/2011)
2011-02-14 6 0 summons returned executed SUMMONS Returned Executed by Arthur L. Brasher as to Broadwind Energy, Inc. on 2/14/2011, answer due 3/7/2011. (Miller, Marvin) (Entered: 02/14/2011)
2011-02-24 7 0 summons returned executed SUMMONS Returned Executed by Arthur L. Brasher as to Matthew J. Gadow on 2/16/2011, answer due 3/9/2011. (Miller, Marvin) (Entered: 02/24/2011)
2011-03-01 8 0 summons returned executed SUMMONS Returned Executed by Arthur L. Brasher as to Kevin E. Johnson on 2/24/2011, answer due 3/17/2011. (Miller, Marvin) (Entered: 03/01/2011)
2011-03-07 9 0 attorney appearance ATTORNEY Appearance for Defendant Broadwind Energy, Inc. by James Wallace Ducayet (Ducayet, James) (Entered: 03/07/2011)
2011-03-07 10 0 attorney appearance ATTORNEY Appearance for Defendant Broadwind Energy, Inc. by Kristen R Seeger (Seeger, Kristen) (Entered: 03/07/2011)
2011-03-07 11 0 attorney appearance ATTORNEY Appearance for Defendant Broadwind Energy, Inc. by Brian S. Shull (Shull, Brian) (Entered: 03/07/2011)
2011-03-07 12 0 stipulation STIPULATION Regarding Scheduling (Shull, Brian) (Entered: 03/07/2011)
2011-03-07 13 0 notification of affiliates pursuant to local rule 3.2 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Broadwind Energy, Inc. (Shull, Brian) (Entered: 03/07/2011)
2011-03-15 14 0 summons returned unexecuted SUMMONS Returned Unexecuted by Arthur L. Brasher as to J. Cameron Drecoll. (Miller, Marvin) (Entered: 03/15/2011)
2011-03-15 15 0 summons returned executed SUMMONS Returned Executed by Arthur L. Brasher as to Stephanie K. Kushner on 2/16/2011, answer due 3/9/2011. (Miller, Marvin) (Entered: 03/15/2011)
2011-03-21 16 0 summons returned executed SUMMONS Returned Executed by Arthur L. Brasher as to Stephen E. Graham on 2/26/2011, answer due 3/21/2011. (Miller, Marvin) (Entered: 03/21/2011)
2011-03-30 17 0 set/reset hearings MINUTE entry before Honorable James B. Zagel: Status hearing set for 4/18/2011 at 10:00 AM.Mailed notice (drw, ) (Entered: 03/30/2011)
2011-04-07 18 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher. J. Cameron Drecoll waiver sent on 4/6/2011, answer due 6/6/2011. (Miller, Marvin) (Entered: 04/07/2011) 2011-04-08 05:45:30 2810ec9a64ecbeb0c6a7b76436f52e48af92bdea
2011-04-11 19 0 terminate hearings MINUTE entry before Honorable James B. Zagel:Status hearing set for 4/18/2011 is stricken. By agreement, defendants need not answer or file any motion directed to the pending complaint. Plaintiff shall either file a consolidated complaint or notify defendants that the current complaint shall be the operative complaint 49 days after entry of the Courts order appointing lead plaintiff and lead counsel. Defendants answer(s) or motion(s) to dismiss and accompanying memorandum of law shall be filed within 49 days of the filing of the consolidated complaint or, if none is filed, within 49 days of the iling designating the current complaint as the operative complaint. Any memoranda in opposition to the motion(s) to dismiss shall be filed within 49 days of the filing of the motion(s) to dismiss. Any reply to memoranda in opposition to he motion(s) to dismiss shall be filed within 28 days of the filing of the memoranda opposing the motion(s) to dismiss.Mailed notice (drw, ) (Entered: 04/11/2011) 2011-04-12 04:39:25 8fcbf37c4b8f71beb88768de8de65708e1e59ee0
2011-04-12 20 0 motion for miscellaneous relief MOTION by Movant Jerry PehlkeAppointment of Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel (Crotty, James) (Entered: 04/12/2011) 2011-04-13 04:31:15 0dd362bc33fb8d18185c1c224786ee9755605b5c
2011-04-12 21 0 response in support of motion RESPONSE by Jerry Pehlkein Support of MOTION by Movant Jerry PehlkeAppointment of Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel 20 (Attachments: # 1 Exhibit Exhibit 1)(Crotty, James) (Entered: 04/12/2011) 2011-04-13 04:32:33 f66f6173badd686807bf394ad3a5f66943f334d8
21 1 2011-04-13 04:31:06 56d09ea375ccad84140e2116e860b53c505bade8
2011-04-12 22 0 certificate of service CERTIFICATE of Service by James T. Crotty on behalf of Jerry Pehlke (Crotty, James) (Entered: 04/12/2011) 2011-04-13 04:30:26 49d81a4261c7353ff46580d355791978b9029362
2011-04-12 23 0 attorney appearance ATTORNEY Appearance for Movant Jerry Pehlke by James T. Crotty (Crotty, James) (Entered: 04/12/2011) 2011-04-13 04:30:16 ef01caba464c103f4b458d602455a8e5a80de38d
2011-04-12 24 0 motion for miscellaneous relief MOTION by Movants Jeff Bischoff, Eugene StepniakAPPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF LEAD PLAINTIFFS SELECTION OF LEAD AND LIAISON COUNSEL (Attachments: # 1 Text of Proposed Order Ex. A - Proposed Order, # 2 Exhibit Ex. B - Notice, # 3 Exhibit Ex. C - Certification, # 4 Exhibit Ex. D - Loss Chart, # 5 Exhibit Ex. E - Miller Law LLC Firm Resume, # 6 Exhibit Ex. F - Robbins Geller Rudman & Dowd LLP Firm Resume)(Miller, Marvin) (Entered: 04/12/2011) 2011-04-13 04:34:44 a4fd1c3bcedfd30bf23bc059b430fb963b2f3f72
24 1 2011-04-13 04:34:52 ab7edd739e197ec267f48e25acd00abfeb5b1813
24 2 2011-04-13 04:35:09 31aa9dea16797cc5eb4faa71b02e88290e3b6b3e
24 3 2011-04-13 04:36:27 d8291a69b1e136557b498e7555ba08d46cea4bed
24 4 2011-04-13 04:36:14 e404934408c2b9d17788679604247cf8e56789ab
24 5 2011-04-13 04:39:50 87051fae66a782f8628372f0ba330de36d41c490
24 6
2011-04-12 25 0 memorandum in support of motion MEMORANDUM by Jeff Bischoff, Eugene Stepniak in support of motion for miscellaneous relief, 24 MEMORANDUM OF LAW IN SUPPORT OF JEFF BISCHOFF AND EUGENE STEPNIAKS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF LEAD PLAINTIFFS SELECTION OF LEAD AND LIAISON COUNSEL (Miller, Marvin) (Entered: 04/12/2011) 2011-04-13 04:30:01 feff4be21875f51c971b77d04fc31ca2223bf998
2011-04-12 26 0 notice of motion NOTICE of Motion by Marvin Alan Miller for presentment of motion for miscellaneous relief, 24 before Honorable James B. Zagel on 4/19/2011 at 10:15 AM. (Miller, Marvin) (Entered: 04/12/2011) 2011-04-13 04:29:49 94ea94ec8f4888ba36163a870faad01d21a4c4ed
2011-04-14 27 0 notice of motion NOTICE of Motion by James T. Crotty for presentment of motion for miscellaneous relief 20 , motion for miscellaneous relief, 24 before Honorable James B. Zagel on 4/19/2011 at 10:15 AM. (Crotty, James) (Entered: 04/14/2011) 2011-04-15 04:43:19 3fb7bfce44c18f1ed144813b2a7b1d4ffb9bd1f3
2011-04-14 28 0 stipulation STIPULATION regarding notice of motion 27 (Crotty, James) (Entered: 04/14/2011) 2011-04-15 04:45:23 e3f60cb29aa6d0d04f6b2154f59bf5e1346c9cd7
2011-04-18 29 0 terminate hearings MINUTE entry before Honorable James B. Zagel:Set deadlines as to motion for appointment of lead plaintiff 20 , motion for appointment of lead counsel 24 responses due by 5/3/2011. Replies due by 5/10/2011. Noticed hearing 4/19/2011 is stricken.Mailed notice (drw, ) (Entered: 04/18/2011) 2011-04-19 05:51:16 de1db9d135eb4c1d596ba892b478a9e94b2c64e0
2011-04-28 30 0 motion for miscellaneous relief MOTION by Plaintiff Arthur L. BrasherNotice of Withdrawal of Motion for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel (Miller, Marvin) (Entered: 04/28/2011) 2011-04-29 04:33:26 f9e8ad6408ddc2770d234cf71e020719bf4cdbfe
2011-05-12 31 0 motion to appear pro hac vice MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-5997287. (Federman, William) (Entered: 05/12/2011) 2011-05-13 05:30:17 2db6e3b7bdc865ca98fb72b29b7a3e07dc631edd
2011-05-13 32 0 motion to appear pro hac vice MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-5998617. (Montagna, Jennifer) (Entered: 05/13/2011) 2011-05-16 03:21:26 546d01b81e5db6db500aeacef9203ba3d6817c21
2011-05-16 33 0 order on motion for miscellaneous relief MINUTE entry before Honorable James B. Zagel:Motion 30 is withdrawn; Motion to withdraw is granted. Application to appear pro hac vice 31 is granted. Application to appear pro hac vice 32 is granted.Mailed notice (drw, ) (Entered: 05/16/2011) 2011-05-17 04:33:22 83ec9e6e9d3ca12a580ce6f2f5f91974b7f59638
2011-07-05 34 0 motion for attorney representation MOTION by Plaintiff Arthur L. Brasher to appoint counsel (Attachments: # 1 Exhibit Exhibit 1)(Crotty, James) (Entered: 07/05/2011)
34 1 Exhibit Exhibit 1
2011-07-05 35 0 notice of motion NOTICE of Motion by James T. Crotty for presentment of motion to appoint counsel 34 , motion for miscellaneous relief 20 before Honorable James B. Zagel on 7/7/2011 at 10:15 AM. (Crotty, James) (Entered: 07/05/2011) 2011-07-06 04:36:19 a694c4dcec24b7ea1cf41fd289122e20d9d347cf
2011-07-06 36 0 attorney appearance ATTORNEY Appearance for Defendants J. Cameron Drecoll, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner by James Wallace Ducayet (Ducayet, James) (Entered: 07/06/2011) 2011-07-07 04:35:38 351cfaebcafc934079112fed402ac3442187d9fb
2011-07-06 37 0 attorney appearance ATTORNEY Appearance for Defendants J. Cameron Drecoll, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner by Kristen R Seeger (Seeger, Kristen) (Entered: 07/06/2011) 2011-07-07 04:35:32 86d186c95db7845f41126a054caac234ad916538
2011-07-06 38 0 attorney appearance ATTORNEY Appearance for Defendants Broadwind Energy, Inc., J. Cameron Drecoll, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner by Meredith Jenkins Laval (Laval, Meredith) (Entered: 07/06/2011) 2011-07-07 04:36:23 5446f4bab78fe45bb9bee87db6e02f5c854d1efa
2011-07-07 39 0 order on motion for attorney representation MINUTE entry before Honorable James B. Zagel: Motion hearing held on 7/7/2011. Plaintiff's Motion for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection and Liaison Counsel [20,34] is granted. Mailed notice (drw, ) (Entered: 07/26/2011)
2011-08-05 40 0 text entry MINUTE entry before Honorable James B. Zagel:Consolidated complaint filing deadline is set for 9/13/2011.Mailed notice (drw, ) (Entered: 08/05/2011) 2011-08-08 04:51:38 d2bc47c12a55804a10ea09e375ecb0574f6345d7
2011-09-13 41 0 amended complaint AMENDED complaint by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke against All Defendants (Attachments: # 1 Exhibit 1- Grothues Declaration)(Federman, William) (Entered: 09/13/2011)
2011-09-26 42 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Jeffrey Gendell waiver sent on 9/19/2011, answer due 11/18/2011. (Federman, William) (Entered: 09/26/2011) 2011-09-27 04:44:56 2d62b7d4a3c33def7486f7f216bab313c0d9cb0b
2011-09-26 43 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Tontine Partners, L.P. waiver sent on 9/19/2011, answer due 11/18/2011. (Federman, William) (Entered: 09/26/2011) 2011-09-27 04:44:45 fae1e6e12b43f92cba20df7f727f1107a2f4cc0a
2011-09-26 44 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Tontine 25 Overseas Master Fund, L.P. waiver sent on 9/19/2011, answer due 11/18/2011. (Federman, William) (Entered: 09/26/2011) 2011-09-27 04:44:38 97807378052e41bbade59e02cd482c197bae07cd
2011-09-26 45 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Tontine Capital Partners, L.P. waiver sent on 9/19/2011, answer due 11/18/2011. (Federman, William) (Entered: 09/26/2011) 2011-09-27 04:44:30 a557cf3886b17aa26455ca8464e39e33d610601e
2011-09-26 46 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Tontine Capital Overseas Master Fund, L.P. waiver sent on 9/19/2011, answer due 11/18/2011. (Federman, William) (Entered: 09/26/2011) 2011-09-27 04:44:23 f209f3051755b1b1981c76f7c89bf508d9b440a5
2011-09-26 47 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Tontine Overseas Fund, Ltd. waiver sent on 9/19/2011, answer due 11/18/2011. (Federman, William) (Entered: 09/26/2011) 2011-09-27 04:45:41 4f7b2cba0d005998c3d35e3efaf5a3e4eefd675b
2011-10-04 48 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. James M Lindstrom waiver sent on 9/21/2011, answer due 11/21/2011. (Federman, William) (Entered: 10/04/2011) 2011-10-05 06:21:48 5085ed471a474821e95b0e80f718783a23e23f59
2011-10-04 49 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. DAVID P REILAND waiver sent on 9/21/2011, answer due 11/21/2011. (Federman, William) (Entered: 10/04/2011) 2011-10-05 06:21:40 ecdf8ad290bd7f4f34ba4a8764bcbd6d8fe91cc1
2011-10-04 50 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Charles H. Beynon waiver sent on 9/21/2011, answer due 11/21/2011. (Federman, William) (Entered: 10/04/2011) 2011-10-05 06:21:33 a4c371b5e00994b1517085ecd7ce02dc7d71affb
2011-10-04 51 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. William T. Fejes, Jr waiver sent on 9/21/2011, answer due 11/21/2011. (Federman, William) (Entered: 10/04/2011) 2011-10-05 06:21:26 95e18da431b4c42de27495612ab0d598ea122c53
2011-10-04 52 0 waiver of service executed WAIVER OF SERVICE returned executed by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke. Terence P. Fox waiver sent on 9/21/2011, answer due 11/21/2011. (Federman, William) (Entered: 10/04/2011) 2011-10-05 07:31:00 920f6894a003cbf08a1fb81a5434361c54a370d8
2011-10-17 53 0 attorney appearance ATTORNEY Appearance for Defendants Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Capital Partners, L.P., Tontine Overseas Fund, Ltd., Tontine Partners, L.P. by John Conroy Martin (Martin, John) (Entered: 10/17/2011) 2011-10-18 05:45:58 9eab70203207e2a84ff60842dfafc5dacf1fedef
2011-10-18 54 0 attorney appearance ATTORNEY Appearance for Defendants Charles H. Beynon, William T. Fejes, Jr, Terence P. Fox, James M Lindstrom, DAVID P REILAND by James Wallace Ducayet (Ducayet, James) (Entered: 10/18/2011) 2011-10-19 05:12:44 a6c79771764a2989b4810fb3759b4dcd819f2307
2011-10-18 55 0 attorney appearance ATTORNEY Appearance for Defendants Charles H. Beynon, William T. Fejes, Jr, Terence P. Fox, James M Lindstrom, DAVID P REILAND by Kristen R Seeger (Seeger, Kristen) (Entered: 10/18/2011) 2011-10-19 05:12:36 9e23c84c92490467e8d494c3b1ebe6a1c3468745
2011-10-18 56 0 attorney appearance ATTORNEY Appearance for Defendants Charles H. Beynon, William T. Fejes, Jr, Terence P. Fox, James M Lindstrom, DAVID P REILAND by Meredith Jenkins Laval (Laval, Meredith) (Entered: 10/18/2011) 2011-10-19 05:15:44 fcae6a920de3c24ea4f1d8c910fae7e2129158f3
2011-10-19 57 0 stipulation STIPULATION Regarding Scheduling and Extension of Page Limitations (Laval, Meredith) (Entered: 10/19/2011) 2011-10-20 05:37:02 af5a9dc5edd0a08c186a473d87cec4c65fb43181
2011-11-01 58 0 motion for order MOTION by Defendants Charles H. Beynon, Broadwind Energy, Inc., J. Cameron Drecoll, William T. Fejes, Jr, Terence P. Fox, Matthew J. Gadow, Jeffrey Gendell, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner, James M Lindstrom, DAVID P REILAND, Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Capital Partners, L.P., Tontine Overseas Fund, Ltd., Tontine Partners, L.P., Plaintiffs Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke for order Granting Stipulation Regarding Scheduling and Extension of Page Limitations (Dkt. # 57) (Laval, Meredith) (Entered: 11/01/2011) 2011-11-02 05:47:08 369f0744df0f1de0bc4c48c8f9bd0a6d6cae1ab8
2011-11-01 59 0 notice of motion NOTICE of Motion by Meredith Jenkins Laval for presentment of motion for order,, 58 before Honorable James B. Zagel on 11/3/2011 at 10:15 AM. (Laval, Meredith) (Entered: 11/01/2011) 2011-11-02 05:48:50 cf4d862612bed01c9276233fad44b672d3e81748
2011-11-02 60 0 order on motion for order MINUTE entry before Honorable James B. Zagel:Notice of motion hearing 11/3/2011 is stricken. Joint motion for entry of order granting joint stipulation regarding scheduling and extension of page limitation 58 is granted. Motion to dismiss now due 11/18/2011. Response now due 1/6/2012. Reply now due 2/2/2012. Briefs in excess of fifteen pages shall be filed.Mailed notice (drw, ) (Entered: 11/02/2011) 2011-11-03 04:18:31 d082bf3d26f5a437300bb64523c1ed8917b94975
2011-11-03 61 0 motion to appear pro hac vice MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-6534632. (Stein, Gary) (Entered: 11/03/2011) 2011-11-04 03:59:15 b15e40460590851b8f78e1ef641f6cd9debaad3f
2011-11-03 62 0 motion to appear pro hac vice MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-6534670. (Cutini, Michael) (Entered: 11/03/2011) 2011-11-04 04:00:38 5ca57ed0611720aa6837b57750e1dffca7a1d107
2011-11-18 63 0 motion to dismiss MOTION by Defendants DAVID P REILAND, Kevin E. Johnson, Broadwind Energy, Inc., Terence P. Fox, James M Lindstrom, William T. Fejes, Jr, Stephen E. Graham, Charles H. Beynon, J. Cameron Drecoll, Stephanie K. Kushner, Matthew J. Gadow to dismiss (Ducayet, James) (Entered: 11/18/2011) 2011-11-19 06:08:24 f1609a6e532103b97d629c79468af54fc7276fcd
2011-11-18 64 0 memorandum in support of motion MEMORANDUM by Charles H. Beynon, Broadwind Energy, Inc., J. Cameron Drecoll, William T. Fejes, Jr, Terence P. Fox, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner, James M Lindstrom, DAVID P REILAND in support of motion to dismiss, 63 (Attachments: # 1 Exhibit List, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N, # 16 Exhibit O, # 17 Exhibit P, # 18 Exhibit Q, # 19 Exhibit R, # 20 Exhibit S)(Ducayet, James) (Entered: 11/18/2011)
64 1 Exhibit List
64 2 Exhibit A
64 3 Exhibit B
64 4 Exhibit C
64 5 Exhibit D
64 6 Exhibit E
64 7 Exhibit F
64 8 Exhibit G
64 9 Exhibit H
64 10 Exhibit I
64 11 Exhibit J
64 12 Exhibit K
64 13 Exhibit L
64 14 Exhibit M
64 15 Exhibit N
64 16 Exhibit O
64 17 Exhibit P
64 18 Exhibit Q
64 19 Exhibit R
64 20 Exhibit S
2011-11-18 65 0 attorney appearance ATTORNEY Appearance for Defendant Jeffrey Gendell by John Conroy Martin (Martin, John) (Entered: 11/18/2011) 2011-11-19 06:08:11 e34236bf3b57a24227329ad514b3cac72eab11ab
2011-11-18 66 0 motion to dismiss MOTION by Defendants Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Jeffrey Gendell, Tontine Overseas Fund, Ltd., Tontine Capital Partners, L.P., Tontine Partners, L.P. to dismiss (Martin, John) (Entered: 11/18/2011) 2011-11-19 06:08:01 631fdeed5cbd307de1679dd4e0adb71f867e3d56
2011-11-18 67 0 memorandum in support of motion MEMORANDUM by Jeffrey Gendell, Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Capital Partners, L.P., Tontine Overseas Fund, Ltd., Tontine Partners, L.P. in support of motion to dismiss 66 (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Martin, John) (Entered: 11/18/2011)
67 1 Exhibit 1 2011-11-19 06:09:21 f9b3e6f2e56acc7fa4f5a54ff5d38f7d66fc9ee2
67 2 Exhibit 2
67 3 Exhibit 3
2011-11-22 68 0 notification of affiliates pursuant to local rule 3.2 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Capital Partners, L.P., Tontine Overseas Fund, Ltd., Tontine Partners, L.P. (Martin, John) (Entered: 11/22/2011) 2011-11-23 04:43:02 c766f9bc6722789443bc6a3cff9c611ec9bc129b
2011-12-23 69 0 stipulation STIPULATION regarding order on motion for order, terminate hearings, terminate motions,,, 60 (Montagna, Jennifer) (Entered: 12/23/2011) 2011-12-26 04:42:23 3f334d762ad3f50f460c0e7d58ae6e45e7a736f4
2012-01-03 70 0 notice of motion JOINT STIPULATION regarding scheduling by James T. Crotty (Crotty, James) (Docket Text Modified by Clerk's Office on 1/5/2012) (mb, ). (Entered: 01/03/2012) 2012-01-04 04:24:44 7278e56ce77151693fa7b40376ce7f9caea6235f
2012-01-04 71 0 order on motion to appear pro hac vice MINUTE entry before Honorable James B. Zagel:Application to appear pro hac vice 61 is granted. Application to appear pro hac vice 62 is granted. Set deadlines/hearing as to motion to dismiss, 63 and motion to dismiss 66 :; Motions terminated: Motions to dismiss 63 and 66 responses due by 1/20/2012. Replies due by 2/21/2012. Status hearing set for 3/26/2012 at 10:00 AM. Motion hearing set for 1/5/2012 is stricken.Mailed notice (drw, ) (Entered: 01/04/2012) 2012-01-05 03:18:48 5d444852d78db6fbe65a1170e868fec2d5419f09
2012-01-20 72 0 memorandum in opposition to motion MEMORANDUM by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke in Opposition to motion to dismiss 66 (Federman, William) (Entered: 01/20/2012)
2012-01-20 73 0 memorandum in opposition to motion MEMORANDUM by Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke in Opposition to motion to dismiss, 63 (Federman, William) (Entered: 01/20/2012)
2012-02-21 74 0 reply to response to motion REPLY by Charles H. Beynon, Broadwind Energy, Inc., J. Cameron Drecoll, William T. Fejes, Jr, Terence P. Fox, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner, James M Lindstrom, DAVID P REILAND to memorandum in opposition to motion 73 , MOTION by Defendants DAVID P REILAND, Kevin E. Johnson, Broadwind Energy, Inc., Terence P. Fox, James M Lindstrom, William T. Fejes, Jr, Stephen E. Graham, Charles H. Beynon, J. Cameron Drecoll, Stephanie K. Kushner, Matthew J. Gadow to dismiss 63 (Laval, Meredith) (Entered: 02/21/2012)
2012-02-21 75 0 reply to response to motion REPLY by Jeffrey Gendell, Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Tontine Capital Partners, L.P., Tontine Overseas Fund, Ltd., Tontine Partners, L.P. to MOTION by Defendants Tontine 25 Overseas Master Fund, L.P., Tontine Capital Overseas Master Fund, L.P., Jeffrey Gendell, Tontine Overseas Fund, Ltd., Tontine Capital Partners, L.P., Tontine Partners, L.P. to dismiss 66 (Stein, Gary) (Entered: 02/21/2012) 2012-02-22 05:06:37 f847c92a0c867783309a5573aeb588dfbd746457
2012-03-07 76 0 motion for leave to file MOTION by Plaintiffs Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke for leave to file Surreply Memo of Law in Response to Reply Memo of Law in Support of the Broadwind Defendants' Motion to Dismiss (Attachments: # 1 Exhibit 1)(Crotty, James) (Entered: 03/07/2012)
76 1 Exhibit 1
2012-03-07 77 0 notice of motion NOTICE of Motion by James T. Crotty for presentment of motion for leave to file, 76 before Honorable James B. Zagel on 3/13/2012 at 10:15 AM. (Crotty, James) (Entered: 03/07/2012) 2012-03-09 06:06:29 3b4da92c3f1a5a9a61059d1c1df4e927f65892ac
2012-03-13 78 0 sur-reply SUR-REPLY by Plaintiffs Arthur L. Brasher, Brian M. Grothues, Jerry Pehlke to motion to dismiss, 63 (Crotty, James) (Entered: 03/13/2012) 2012-03-14 04:26:01 afc96af41a8d9a8bd45acc0b6cafcf7af4a36726
2012-03-13 79 0 order on motion for leave to file MINUTE entry before Honorable James B. Zagel:Motion hearing held. Plaintiffs' motion for leave to file surreply 76 is granted; defendants' response is due by 3/20/2012. Each side is limited to a four page brief.Mailed notice (clw, ) (Entered: 03/13/2012) 2012-03-14 04:27:41 c6f9cde05e50ca6c2ce4f852a107ac1390b7c07b
2012-03-16 80 0 terminate hearings MINUTE entry before Honorable James B. Zagel: Status hearing (3-26-2012) is reset for 4/5/2012 at 10:00 AM.Mailed notice (drw, ) (Entered: 03/16/2012) 2012-03-17 06:15:26 c066563283e4ef60839c7063c53317e2903ad6f2
2012-03-20 81 0 Response RESPONSE by Defendants Charles H. Beynon, Broadwind Energy, Inc., J. Cameron Drecoll, William T. Fejes, Jr, Terence P. Fox, Matthew J. Gadow, Stephen E. Graham, Kevin E. Johnson, Stephanie K. Kushner, James M Lindstrom, DAVID P REILAND to sur-reply 78 (Laval, Meredith) (Entered: 03/20/2012) 2012-03-21 05:24:25 1de24bee415c28a6c83413740f009e7f0956c50c
2012-04-05 82 0 terminate hearings MINUTE entry before Honorable James B. Zagel:Status hearing held on 4/5/2012. Motion to dismiss written ruling to be made by mail. Status hearing set for 5/21/2012 at 10:00 AM.Mailed notice (drw, ) (Entered: 04/05/2012) 2012-04-06 05:06:57 4134acafbc1827b065954ab37313971fde69851d
2012-04-19 83 0 order on motion to dismiss MINUTE entry before Honorable James B. Zagel:Motions to dismiss 63 66 are granted in part and denied in part.Mailed notice (drw, ) (Entered: 04/19/2012) 2012-04-20 09:09:30 5b2f92029ca6b6afbc6a3e8be8f03415d5e408bc
2012-04-19 84 0 memorandum opinion and order MEMORANDUM OPINION AND ORDER. Mailed notice(drw, ) (Entered: 04/19/2012) 2012-04-20 08:31:36 7d5b72427da030170ca75ab95c1be880474a3f56
2012-05-01 85 0 stipulation STIPULATION Extending Time to Answer (Laval, Meredith) (Entered: 05/01/2012) 2012-05-02 04:12:35 41055e58384958ac4170bffe7189f88b798154d9
2012-05-01 86 0 text entry MINUTE entry before Honorable James B. Zagel:By agreement, defendants answer due on or by 5/21/2012. Said answer may be filed in excess of the page limitation.Mailed notice (drw, ) (Entered: 05/14/2012) 2012-05-15 05:23:45 9510e2d91965e6f2444685e4cadbc932aef20c67
2012-05-14 87 0 report of rule 26(f) planning meeting REPORT of Rule 26(f) Planning Meeting (Ducayet, James) (Entered: 05/14/2012) 2012-05-15 05:24:21 9808ee10a7cdb45bae0ec79b2b51b09b56f508e0
2012-05-15 88 0 notice of voluntary dismissal NOTICE of Voluntary Dismissal by Arthur L. Brasher (Federman, William) (Entered: 05/15/2012) 2012-05-16 04:42:41 e4159f90a4bc201194a22767a4dba7154e28f280
2012-05-15 89 0 terminate hearings MINUTE entry before Honorable James B. Zagel: Status hearing (5-21-2012) is reset for 7/16/2012 at 10:00 AM.Mailed notice (drw, ) (Entered: 05/15/2012) 2012-05-16 04:45:56 e9161a3c6def153894c9635532a397905cd4af5d
2012-05-21 90 0 answer to amended complaint ANSWER to amended complaint by Broadwind Energy, Inc., J. Cameron Drecoll(Ducayet, James) (Entered: 05/21/2012)
2012-06-20 91 0 motion for leave to file excess pages MOTION by Defendants Broadwind Energy, Inc., J. Cameron Drecoll, Plaintiffs Brian M. Grothues, Jerry Pehlke for leave to file excess pages for Class Certification Briefing (Federman, William) (Entered: 06/20/2012) 2012-06-21 04:01:48 a247365897c321685d75e4a156a93f8aac6bb340
2012-06-20 92 0 notice of motion NOTICE of Motion by William B Federman for presentment of motion for leave to file excess pages 91 before Honorable James B. Zagel on 6/26/2012 at 10:15 AM. (Federman, William) (Entered: 06/20/2012) 2012-06-21 04:03:31 dfc8df8a2c981c376c57d153cb8089510b7b027f
2012-05-15 93 0 add and terminate parties MINUTE entry before Honorable James B. Zagel:Plaintiff's Arthur L. Brasher (Individually and on Behalf of All Others Similarly Situated) is withdrawn as a party pursuant to FRCvP 41(a)(1)(A). terminated.Mailed notice (drw, ) (Entered: 06/22/2012) 2012-06-25 02:09:47 2d266120ad061aa7b342cc22d485ed6ca04997f2
2012-06-22 94 0 motion to certify class MOTION by Plaintiffs Brian M. Grothues, Jerry Pehlke to certify class (Federman, William) (Entered: 06/22/2012) 2012-06-25 02:09:34 8b2bf20ae484c052226a02988fd82fcdc8889feb
2012-06-22 95 0 memorandum in support of motion MEMORANDUM by Brian M. Grothues, Jerry Pehlke in support of motion to certify class 94 (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Federman, William) (Entered: 06/22/2012)
95 1 Exhibit 1
95 2 Exhibit 2 2012-06-25 02:12:35 3b18a1b1d5f5228d9f427b81ceac2b6aac3898c7
2012-06-25 96 0 order on motion for leave to file excess pages MINUTE entry before Honorable James B. Zagel:Motion for leave to file excess pages regarding motion for class certification 91 is granted. Notice of motion hearing 6/26/2012 is stricken. Mailed notice (drw, ) (Entered: 06/25/2012) 2012-06-26 04:36:31 ed4856bb2181ce48d438ea9e35cf9c0b7603e4c9
2012-05-14 97 0 order PROTECTIVE ORDER. Mailed notice(drw, ) (Entered: 07/13/2012) 2012-07-16 05:23:01 0d05225550b245fb0263b59b826baeeffbc2bea8
2012-07-13 98 0 terminate hearings MINUTE entry before Honorable James B. Zagel:Motion to certify class 94 response due by 8/16/2012. Reply due by 9/6/2012. Status hearing (7-16-2012) is reset for 10/4/2012 at 10:00 AM.Mailed notice (drw, ) (Entered: 07/13/2012) 2012-07-16 05:24:40 374bd2e07d9bfc7292a8c3be9c801782db3273a5
2012-07-18 99 0 motion for miscellaneous relief MOTION by Defendants Broadwind Energy, Inc., J. Cameron Drecoll, Plaintiffs Brian M. Grothues, Jerry Pehlke Joint Motion To Adjourn Briefing Schedule On Plaintiffs Motion For Class Certification (Ducayet, James) (Entered: 07/18/2012) 2012-07-19 05:18:36 176a881bc149043b8906f456b415bc900fe61d98
2012-07-18 100 0 notice of motion NOTICE of Motion by James Wallace Ducayet for presentment of motion for miscellaneous relief 99 before Honorable James B. Zagel on 7/24/2012 at 10:15 AM. (Ducayet, James) (Entered: 07/18/2012) 2012-07-19 05:15:41 eca20b9892b1f3e9d224f3e05e6643314f6ff92b
2012-07-23 101 0 order on motion to certify class MINUTE entry before Honorable James B. Zagel: Notice of motion hearing 7/24/2012 is stricken. Motion to stay briefing on motion for class certification 94 pending arbitration 99 is granted. Motion to certify class 94 is is held in abeyance.Mailed notice (drw, ) (Entered: 07/23/2012) 2012-07-24 04:51:29 20cba75877459573e91e710d78d29577b0a43593
2012-10-09 102 0 motion to appear pro hac vice MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-7632264. (Crotty, James) (Entered: 10/09/2012) 2012-10-10 05:11:59 2a3fd81211c227cbfb074241bfdccf79dee54902
2012-10-09 103 0 motion to appear pro hac vice MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-7632371. (Crotty, James) (Entered: 10/09/2012) 2012-10-10 05:12:54 01266a9936ff9c6d7a32fc5633f7e67e47728fd1
2012-10-04 104 0 order on motion to certify class MINUTE entry before Honorable James B. Zagel:Status hearing held on 10/4/2012. Application to appear pro hac vice 102 is granted. Application to appear pro hac vice 103 is granted. Motion to certify class 94 is entered and continued. Response due by 11/30/2012 Reply due by 1/18/2013. Status hearing set for 2/11/2013 at 10:00 AM.Mailed notice (drw, ) (Entered: 10/19/2012)
2012-11-01 105 0 motion for protective order MOTION by Defendants Broadwind Energy, Inc., J. Cameron Drecoll for protective order (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Ducayet, James) (Entered: 11/01/2012)
105 1 Exhibit A
105 2 Exhibit B
2012-11-01 106 0 notice of motion NOTICE of Motion by James Wallace Ducayet for presentment of motion for protective order 105 before Honorable James B. Zagel on 11/20/2012 at 10:15 AM. (Ducayet, James) (Entered: 11/01/2012) 2012-11-02 04:45:57 53b83c98c2b13af506109bc4d9e3d82c63ba060a
2012-11-01 107 0 stipulation STIPULATION regarding motion for protective order 105 Stipulation Regarding Scheduling for Motion for Protective Order (Ducayet, James) (Entered: 11/01/2012) 2012-11-02 04:46:50 1319735ffe47f3f422c02cc317931e0a042e3d05
2012-11-12 108 0 memorandum in opposition to motion MEMORANDUM by Brian M. Grothues, Jerry Pehlke in Opposition to motion for protective order 105 (Federman, William) (Entered: 11/12/2012) 2012-11-13 01:58:05 1f724b3678acc70a7845ac2432b2053433d2cae9
2012-11-12 109 0 motion to seal MOTION by Plaintiffs Brian M. Grothues, Jerry Pehlke to seal certain documents and references in the Federman Declaration to such documents (Federman, William) (Entered: 11/12/2012) 2012-11-13 01:57:55 8355ad73f282317b39e8e91342f73f5bbc4b52eb
2012-11-12 110 0 affidavit in opposition to motion AFFIDAVIT by Plaintiff Brian M. Grothues, Movant Jerry Pehlke in Opposition to MOTION by Plaintiffs Brian M. Grothues, Jerry Pehlke to seal certain documents and references in the Federman Declaration to such documents 109 REDACTED (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Federman, William) (Entered: 11/12/2012) 2012-11-13 01:56:43 fb118737259f08dad326486958ab0221000df630
110 1 Exhibit A 2012-11-13 01:56:51 4964b70c2adda3f4aac532e0d4f529076cfdd267
110 2 Exhibit B 2012-11-13 01:57:00 7327af6ad85326161e428403ee704371875acb7e
110 3 Exhibit C 2012-11-13 01:57:09 4ea435d0c5c248c79f712f22c261fa918b692a74
110 4 Exhibit D 2012-11-13 01:57:18 a61c4a23065a121040eff2fde4856c2da897536a
110 5 Exhibit E 2012-11-13 01:57:26 8145f9be7eddb4792afb3362f573c1505316d1e0
110 6 Exhibit F 2012-11-13 01:57:35 05f8ff73f0d82a831e1cc6d16d0cd69060140873
110 7 Exhibit G 2012-11-13 02:00:29 dd2511cc805965771cbe7690bdd951c95ffae50b
2012-11-16 111 0 motion to withdraw MOTION by Plaintiff Brian M. Grothues to withdraw and Substitute Lead Plaintiff (Attachments: # 1 Exhibit 1 - Declaration of Brian Grothues)(Federman, William) (Entered: 11/16/2012)
111 1 Exhibit 1 - Declaration of Brian Grothues
2012-11-16 112 0 notice of motion NOTICE of Motion by William B Federman for presentment of motion to withdraw 111 before Honorable James B. Zagel on 11/27/2012 at 10:15 AM. (Federman, William) (Entered: 11/16/2012) 2012-11-19 04:18:20 ef75d75a25730cb72f3f978662927eebed104fd9
2012-11-19 113 0 reply to response to motion REPLY by Broadwind Energy, Inc., J. Cameron Drecoll to memorandum in opposition to motion 108 (Ducayet, James) (Entered: 11/19/2012) 2012-11-20 04:33:34 a92da9c506b55422985ce655f8682662d6596cc0
2012-11-26 114 0 stipulation STIPULATION regarding motion to withdraw 111 Stipulation regarding Plaintiffs' Motion for Withdrawal and Substitution of Lead Plaintiff (Ducayet, James) (Entered: 11/26/2012) 2012-11-27 04:23:24 d2a0ab4396fadfb4d80e28cb2db917f7fdd9c3b1
2012-11-20 115 0 order on motion for protective order MINUTE entry before Honorable James B. Zagel:Motion hearing held on 11/20/2012. MOTION by Defendants for protective order 105 is granted for the reasons stated in open court. MOTION by Plaintiffs to file under seal certain documents and references in the Federman Declaration to such documents 109 is granted. Mailed notice (drw, ) (Entered: 11/26/2012) 2012-11-27 04:23:13 a298b9a01eb59837c16776da38c900e3cd3a71f1
2012-11-26 116 0 order on motion to withdraw MINUTE entry before Honorable James B. Zagel:Notice of motion hearing 11/27/2012 is stricken. Motion to withdraw Jerry Pehlke as lead plaintiff 111 is granted without objection. Plaintiff Jerry Pehlke is withdrawn. Motion to substitute Brian M. Grothues as lead plaintiff 111 response brief is due by 12/7/2012. Reply brief is due by 12/14/2012.Mailed notice (drw, ) (Entered: 11/26/2012) 2012-11-27 04:24:52 73025525e4b6c4b3e48a8d97d192f7a7399aa7f7
2012-11-27 117 0 motion for leave to file excess pages MOTION by Defendants Broadwind Energy, Inc., J. Cameron Drecoll, Plaintiff Brian M. Grothues for leave to file excess pages for Class Certification Briefing (Attachments: # 1 Text of Proposed Order Stipulation regarding Enlarging Page Limits for Class Certification Briefing)(Ducayet, James) (Entered: 11/27/2012)
117 1 Text of Proposed Order Stipulation regarding Enlarging Page Limits for Class Cer
2012-11-27 118 0 notice of motion NOTICE of Motion by James Wallace Ducayet for presentment of motion for leave to file excess pages, 117 before Honorable James B. Zagel on 11/29/2012 at 10:15 AM. (Ducayet, James) (Entered: 11/27/2012) 2012-11-28 04:02:51 f5514add8f9d0868ef9df961e381929bafec6373
2012-11-28 119 0 attorney appearance ATTORNEY Appearance for Defendants Broadwind Energy, Inc., J. Cameron Drecoll by David Michael Baron (Baron, David) (Entered: 11/28/2012) 2012-11-29 04:19:18 db0d8109d7e13c96147402b0c59776f6386439ad
2012-11-28 120 0 notice of filing NOTICE by Brian M. Grothues re MOTION by Plaintiffs Brian M. Grothues, Jerry Pehlke to certify class 94 Partial Withdrawal of Motion (Federman, William) (Entered: 11/28/2012) 2012-11-29 04:19:07 c4ad2cf17b865cede9e3ab914bb7d11ec50676ae
2012-11-28 121 0 order on motion for leave to file excess pages MINUTE entry before Honorable James B. Zagel:Notice of motion hearing 11/28/2012 is stricken. Motion for leave to file a 35 page memorandum in opposition and a 25 page reply brief regarding the motion for class certification 117 is granted.Mailed notice (drw, ) (Entered: 11/28/2012) 2012-11-29 19:01:46 4d058dccf93e2b4c65d28f655086e2651c009ef2
2012-11-30 122 0 memorandum in opposition to motion MEMORANDUM by Broadwind Energy, Inc., J. Cameron Drecoll in Opposition to motion to certify class 94 (Attachments: # 1 Exhibit List, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Ducayet, James) (Entered: 11/30/2012)
122 1 Exhibit List 2012-12-03 01:21:09 4f52b4d65a4e3b822a1b3867992955ed9bc629d5
122 2 Exhibit A
122 3 Exhibit B 2012-12-03 01:21:19 7f9f3f3364b8e244fd42cc07d04ec8ff994b4941
122 4 Exhibit C 2012-12-03 01:21:29 87d2ec450034dcad8ee001ad59d0b91832965a2e
122 5 Exhibit D 2012-12-03 01:24:40 d423152a13691f3c98faca1bb7936402e58f02cf
2012-12-07 123 0 Response RESPONSE by Defendants Broadwind Energy, Inc., J. Cameron Drecoll in Opposition to Motion to Substitute Brian M. Grothues as Lead Plaintiff 111 (Ducayet, James) (Entered: 12/07/2012) 2012-12-10 04:03:27 63fa628fc508ab4c7555b21785325a45bb518383
2012-12-11 124 0 stipulation STIPULATION regarding order on motion to withdraw, terminate hearings, set motion and R&R deadlines/hearings, add and terminate parties,,,, 116 (Federman, William) (Entered: 12/11/2012) 2012-12-12 03:21:55 da6935cf7c587ec7e5011676a787bd59ecece3c3
2012-12-19 125 0 stipulation STIPULATION Regarding Scheduling (Federman, William) (Entered: 12/19/2012) 2012-12-20 04:09:58 a02e5443f1b7587e44bfc523e0dec95316810360
2012-12-27 126 0 stipulation STIPULATION Regarding Scheduling (Federman, William) (Entered: 12/27/2012) 2012-12-28 03:38:13 63ae6141757f0d8afea6cbac4ec5e43c019d424f
2012-12-27 127 0 terminate motion and R&R deadlines/hearings MINUTE entry before Honorable James B. Zagel:By agreement of the parties, reply brief to motion to substitute counsel 111 is now due by 1/11/2013.Mailed notice (drw, ) (Entered: 12/27/2012) 2012-12-28 03:39:41 237c2a6416be80f353dcc6fa8cda57f09a0f1fb1
2013-01-10 128 0 stipulation STIPULATION Regarding Scheduling (Federman, William) (Entered: 01/10/2013) 2013-01-11 04:06:37 7129d5800823bf69866b4af634e66537a4e331d5
2013-02-06 129 0 terminate hearings MINUTE entry before Honorable James B. Zagel: Pursuant to the parties' Stipulation Regarding Scheduling 128 , the deadline for Plaintiff to file his Reply in Support of the Motion for Withdrawal is extended to 2/11/13. The deadline for Plaintiff to file his Reply Brief in Support of the Motion for Class Certification is extended to 2/18/13. Status hearing set for 2/11/13 at 10:00 a.m. is reset to 4/4/13 at 10:00 a.m. Mailed notice (ep, ) (Entered: 02/06/2013) 2013-02-07 02:54:59 25dee49fa28203c929f96ff7a77e0507559ad65e
2013-03-11 130 0 stipulation STIPULATION of Settlement (Ducayet, James) (Entered: 03/11/2013)
2013-03-11 131 0 motion for settlement MOTION by Defendants Broadwind Energy, Inc., J. Cameron Drecoll, Plaintiff Brian M. Grothues for settlement Joint Motion for Preliminary Approval of Settlement (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit A-2, # 4 Exhibit A-3, # 5 Exhibit A-4, # 6 Exhibit A-5, # 7 Exhibit B, # 8 Exhibit C)(Ducayet, James) (Entered: 03/11/2013)
131 1 Exhibit A
131 2 Exhibit A-1
131 3 Exhibit A-2
131 4 Exhibit A-3
131 5 Exhibit A-4
131 6 Exhibit A-5
131 7 Exhibit B
131 8 Exhibit C
2013-03-11 132 0 notice of motion NOTICE of Motion by James Wallace Ducayet for presentment of motion for settlement, 131 before Honorable James B. Zagel on 3/14/2013 at 09:30 AM. (Ducayet, James) (Entered: 03/11/2013) 2013-03-12 04:28:24 c45b78a1345bb285b4271efacb67b6fd24709a68
2013-03-14 133 0 order on motion for settlement MINUTE entry before Honorable James B. Zagel: Motion hearing held. Defendants' Joint Motion for Preliminary Approval 131 is granted. Final approval hearing set for 6/27/13 at 10:00 a.m. Mailed notice (ep, ) (Entered: 03/19/2013)
2013-05-28 134 0 motion for settlement MOTION by Plaintiff Brian M. Grothues for settlement and Approval of Plan of Allocation and Memorandum in Support (Attachments: # 1 Text of Proposed Order)(Federman, William) (Entered: 05/28/2013) 2013-05-29 04:03:09 4a295b743278afe0c5747a8c84887579dd84cc66
134 1 Text of Proposed Order 2013-05-29 04:03:22 599b1abff87a1d851a8b8bd66dfbe86e47214aae
2013-05-28 135 0 motion for attorney fees MOTION by Plaintiff Brian M. Grothues for attorney fees and Reimbursement of Litigation Expenses and Memorandum in Support (Attachments: # 1 Text of Proposed Order)(Federman, William) (Entered: 05/28/2013) 2013-05-29 04:08:23 a6bae8aeebbf2f8848a283cc07f68c4f9b312690
135 1 Text of Proposed Order 2013-05-29 04:09:23 9be904841216e1a6a3a0461a32b1b7a88bea524e
2013-05-28 136 0 declaration DECLARATION of William B. Federman regarding motion for attorney fees 135 , motion for settlement 134 (Attachments: # 1 Exhibit 1 - Declaration of Judge Anderson, # 2 Exhibit 2 - Affidavit of Edward Sincavage, # 3 Exhibit 3 - NERA Report, # 4 Exhibit 4 - Declaration of William B. Federman, # 5 Exhibit 5 - Declaration of Joseph Russello, # 6 Exhibit 6 - Declaration of Brian M. Grothues)(Federman, William) (Entered: 05/28/2013)
136 1 Exhibit 1 - Declaration of Judge Anderson 2013-05-29 04:02:21 0a9f5dff1cb1cae2c23d3d2c7a8a7ae0d3e2e5d2
136 2 Exhibit 2 - Affidavit of Edward Sincavage
136 3 Exhibit 3 - NERA Report
136 4 Exhibit 4 - Declaration of William B. Federman 2013-05-29 04:02:15 a79d45ab8bd309ee87627d1c55ff66fcf99d943f
136 5 Exhibit 5 - Declaration of Joseph Russello
136 6 Exhibit 6 - Declaration of Brian M. Grothues 2013-05-29 04:04:01 6d70b51ae242c79c3aca2a1fa756f977dc151fe8
2013-06-11 137 0 declaration DECLARATION of Meredith Jenkins Laval (Laval, Meredith) (Entered: 06/11/2013) 2013-06-12 04:01:22 4441c1dccb05e2f482c9d97b773aca2fb6994365
2013-06-18 138 0 memorandum in support of motion MEMORANDUM by Brian M. Grothues in support of motion for attorney fees 135 , motion for settlement 134 (Supplemental) (Attachments: # 1 Exhibit 1 - Request for Exclusion)(Federman, William) (Entered: 06/18/2013) 2014-08-20 14:25:12 27e6d539a2f0916fff096d2d473dc594928047ec
138 1 Exhibit 1 - Request for Exclusion
2013-06-27 139 0 order on motion to certify class MINUTE entry before Honorable James B. Zagel: Final approval hearing held. Plaintiff's Motion for Settlement 134 and Plaintiff's Motion for Attorneys' Fees 135 are granted. Final judgment is entered and this matter is dismissed with prejudice. Civil case terminated. Enter Orders. Mailed notice (ep, ) (Entered: 07/03/2013) 2016-10-17 19:09:57 b4f85b35da78df21f8cf7339073f427e4efbac4a
2013-06-27 140 0 order FINAL Judgment and Order of Dismissal with Prejudice. Signed by the Honorable James B. Zagel on 6/27/2013. (ep, ) Modified on 7/3/2013 (ep, ). (Entered: 07/03/2013) 2016-10-17 19:09:08 fdc06d3105c5f212021f6a6ade9fee302fd2c118
2013-06-27 141 0 order ORDER Awarding Attorneys' Fees and Expenses. Signed by the Honorable James B. Zagel on 6/27/2013. (ep, ) (Entered: 07/03/2013)
2013-06-27 142 0 entered judgment ENTERED JUDGMENT. (ep, ) (Entered: 07/03/2013) 2016-10-17 19:12:53 34ad9b8c5cb35f79f802489b17acb4faea89a495
2014-08-28 143 0 motion for disbursement of funds MOTION by Plaintiff Brian M. Grothues for disbursement of funds and Memorandum of Law in Support (Attachments: # 1 Exhibit 1 - Heffler Affidavit, # 2 Text of Proposed Order)(Federman, William) (Entered: 08/28/2014)
2014-09-15 144 0 notice of motion NOTICE of Motion by James T. Crotty for presentment of motion for disbursement of funds 143 before Honorable James B. Zagel on 9/23/2014 at 09:30 AM. (Crotty, James) (Entered: 09/15/2014)
2014-09-23 145 0 order on motion for disbursement of funds MINUTE entry before the Honorable James B. Zagel: Motion hearing held. Plaintiff's Motion for Disbursement of Funds 143 is granted. Enter Settlement Distribution Order. Mailed notice (ep, ) (Entered: 09/26/2014)