| Court: | mad |
| Docket #: | 1:03-cv-12082 |
| Case Name: | Securities and Exchange Commission v. Scott et al |
| PACER case #: | 88862 |
| Date filed: | 2003-10-27 |
| Date terminated: | 2007-06-04 |
| Assigned to: | Senior Judge Edward F. Harrington |
| Case Cause: | 15:78m(a) Securities Exchange Act |
| Nature of Suit: | 850 Securities/Commodities |
| Jury Demand: | Plaintiff |
| Jurisdiction: | U.S. Government Plaintiff |
| Represented Party | Attorney & Contact Info |
| Securities and Exchange Commission Plaintiff |
Ian D. Roffman Martin F Healey Luke T. Cadigan |
| Justin M. Scott Defendant |
Adam L. Sisitsky John Sylvia Benjamin Stephen Clark Jessica C. Sergi John J. Tangney , Jr. R. Robert Popeo Sarah B. Herlihy |
| Omid Kamshad Defendant |
Elizabeth M. Rotenberg Elizabeth M. Rotenberg-Schwartz Jacques Daniel Farrell James J. McGuire John A.D. Gilmore John Sylvia Kirsten Nelson Cunha Mark A. Berube Stacey A. Bell Bruce S. Barnett Matthew J. Iverson |
| Date Filed | Document # | Attachment # | Short Description | Long Description | Upload date | SHA1 hash |
| 2003-10-27 | 1 | 0 | COMPLAINT against Omid Kamshad, Justin M. Scott Filing fee: waived, filed by Securities and Exchange Commission.(Holahan, Sandra) (Entered: 10/30/2003) | 2010-02-18 09:29:27 | 112c4be92f2a150f3ac3df405c65d4bb164f2e5d | |
| 2003-11-18 | 2 | 0 | NOTICE of Scheduling Conference Scheduling Conference set for 1/28/2004 02:00 PM in Courtroom 19 before Edward F. Harrington. (Holahan, Sandra) (Entered: 11/19/2003) | |||
| 2003-11-20 | 3 | 0 | SUMMONS Returned Executed Justin M. Scott served on 10/28/2003, answer due 11/17/2003. (Tebo, Susan) (Entered: 11/25/2003) | |||
| 2003-11-20 | 4 | 0 | SUMMONS Returned Executed Omid Kamshad served on 10/28/2003, answer due 11/17/2003. (Tebo, Susan) (Entered: 11/25/2003) | |||
| 2004-01-20 | 5 | 0 | MOTION to Dismiss by Justin Scott.(Holahan, Sandra) Modified on 1/22/2004 (Holahan, Sandra). (Entered: 01/22/2004) | 2011-05-25 13:57:15 | e6444af73d6f9d49250dc34d042e56bcdddd5bb5 | |
| 2004-01-20 | 6 | 0 | MEMORANDUM in Support re 5 MOTION to Dismiss filed by Justin M. Scott. (Holahan, Sandra) (Entered: 01/22/2004) | 2011-05-25 13:57:56 | afb02128e4d359fe7fac851d7b49816c14a7fd1f | |
| 2004-01-20 | 7 | 0 | MOTION to Dismiss by Omid Kamshad.(Holahan, Sandra) (Entered: 01/22/2004) | |||
| 2004-01-20 | 8 | 0 | MEMORANDUM in Support re 7 MOTION to Dismiss filed by Omid Kamshad. (Holahan, Sandra) (Entered: 01/22/2004) | |||
| 2004-01-20 | 9 | 0 | AFFIDAVIT of Michael E. Liftik re 7 MOTION to Dismiss by Omid Kamshad. (Attachments: # 1 Exhibit A-C (NOT SCANNED))(Holahan, Sandra) (Entered: 01/22/2004) | |||
| 2004-01-28 | 10 | 0 | Judge Edward F. Harrington : PROCEDURAL ORDER re pretrial; Final Pretrial Conference set for 6/15/2005 02:00 PM in Courtroom 19 before Edward F. Harrington. SO ORDERED. cc/cl(Holahan, Sandra) (Entered: 01/29/2004) | |||
| 2004-01-21 | 11 | 0 | JOINT STATEMENT re scheduling conference. (Holahan, Sandra) (Entered: 01/30/2004) | |||
| 2004-02-25 | 12 | 0 | CERTIFICATION pursuant to Local Rule 16.1 by Justin M. Scott.(Holahan, Sandra) (Entered: 03/01/2004) | |||
| 2004-03-05 | 13 | 0 | MEMORANDUM in Opposition re 7 MOTION to Dismiss, 5 MOTION to Dismiss filed by Securities and Exchange Commission. c/s. (Bell, Marie) (Entered: 03/08/2004) | |||
| 2004-03-24 | 14 | 0 | ANSWER to Complaint by Justin M. Scott.(Holahan, Sandra) (Entered: 03/31/2004) | |||
| 2004-03-23 | 15 | 0 | ANSWER to Complaint by Omid Kamshad.(Holahan, Sandra) (Entered: 03/31/2004) | |||
| 2004-03-24 | 16 | 0 | CERTIFICATION pursuant to Local Rule 16.1 by Omid Kamshad.(Holahan, Sandra) (Entered: 03/31/2004) | |||
| 2004-05-28 | 17 | 0 | NOTICE of Withdrawal of Appearance of Michael E. Liftik as counsel for defendant Omid Kamshad (Holahan, Sandra) (Entered: 06/03/2004) | |||
| 2004-06-29 | 18 | 0 | MOTION to Quash deposition notice by Securities and Exchange Commission.(Holahan, Sandra) (Entered: 06/30/2004) | |||
| 2004-06-29 | 19 | 0 | MEMORANDUM in Support re 18 MOTION to Quash filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A-E (NOT SCANNED))(Holahan, Sandra) (Entered: 06/30/2004) | |||
| 2004-06-29 | 20 | 0 | MOTION to Compel by Omid Kamshad.(BOUND - NOT SCANNED)(Holahan, Sandra) (Entered: 06/30/2004) | |||
| 2004-06-29 | 21 | 0 | MEMORANDUM in Support re 20 MOTION to Compel filed by Omid Kamshad. (Holahan, Sandra) (Entered: 06/30/2004) | |||
| 2004-07-09 | 22 | 0 | ASSENTED MOTION for Extension of Time to 7/20/2004 to submit oppositions to 2 discovery motions by Securities and Exchange Commission.(Holahan, Sandra) (Entered: 07/12/2004) | |||
| 2004-07-20 | 23 | 0 | Opposition re 18 MOTION to Quash Deposition filed by Justin M. Scott. (Attachments: # 1 Exhibit A)(Lowney, Jessica) (Entered: 07/20/2004) | |||
| 2004-07-20 | 24 | 0 | MEMORANDUM in Opposition re 20 MOTION to Compel filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A-C (NOT SCANNED))(Holahan, Sandra) (Entered: 07/21/2004) | |||
| 2004-07-20 | 25 | 0 | Opposition re 18 MOTION to Quash filed by Omid Kamshad. (Attachments: # 1 Exhibit A-C (NOT SCANNED))(Holahan, Sandra) (Entered: 07/21/2004) | |||
| 2004-07-26 | 26 | 0 | NOTICE of Appearance by Kirsten M. Nelson on behalf of Omid Kamshad (Howarth, George) (Entered: 07/27/2004) | |||
| 2004-07-28 | 27 | 0 | Judge Edward F. Harrington : ELECTRONIC ORDER entered granting 20 Motion to Compel. SO ORDERED. cc/cl (Holahan, Sandra) (Entered: 08/04/2004) | |||
| 2004-10-20 | 28 | 0 | Joint MOTION for Extension of Time to Complete Discovery filed by Justin M. Scott.(Herlihy, Sarah) (Entered: 10/20/2004) | |||
| 2004-10-21 | 29 | 0 | Judge Edward F. Harrington : REVISED PROCEDURAL ORDER re pretrial Final Pretrial Conference RESET for 10/13/2005 02:00 PM in Courtroom 13 before Edward F. Harrington. SO ORDERED. cc/cl(Holahan, Sandra) (Entered: 10/21/2004) | |||
| 2004-11-30 | 30 | 0 | MOTION for entry of an order for the protection and exchange of confidential information by Omid Kamshad, Justin M. Scott and Putnam Investment Management, LLC (not a party to case). (Attachments: # 1 Exhibit A)(Holahan, Sandra) (Entered: 12/08/2004) | |||
| 2004-12-14 | 31 | 0 | Judge Edward F. Harrington : ORDER entered STIPULATION AND ORDER re the protection and exchange of confidential information. cc/cl(Holahan, Sandra) (Entered: 12/15/2004) | |||
| 2005-01-28 | 32 | 0 | NOTICE of Appearance by John J. Tangney, Jr on behalf of Justin M. Scott (Tangney, John) (Entered: 01/28/2005) | |||
| 2005-01-28 | 33 | 0 | Joint MOTION for Extension of Time to December 19, 2005 to Complete Discovery by Justin M. Scott.(Tangney, John) (Entered: 01/28/2005) | |||
| 2005-02-01 | 34 | 0 | Judge Edward F. Harrington : ORDER entered. REVISED PROCEDURAL ORDER re pretrial: Final Pretrial Conference RESET for 2/14/2006 02:00 PM in Courtroom 13 before Judge Edward F. Harrington. SO ORDERED. cc/cl(Holahan, Sandra) (Entered: 02/08/2005) | |||
| 2005-02-23 | 35 | 0 | NOTICE by Omid Kamshad Firm Name Change (Gilmore, John) (Entered: 02/23/2005) | |||
| 2005-07-01 | 36 | 0 | NOTICE of Appearance by Bruce S. Barnett on behalf of Omid Kamshad (Barnett, Bruce) (Entered: 07/01/2005) | |||
| 2005-07-11 | 37 | 0 | Joint MOTION for Extension of Time to September 30, 2005 to Complete Discovery and for Other Corresponding Extensions of the Scheduling Order by Securities and Exchange Commission, Justin M. Scott, Omid Kamshad.(Barnett, Bruce) (Entered: 07/11/2005) | |||
| 2005-07-12 | 38 | 0 | Judge Edward F. Harrington : ORDER entered. REVISED PROCEDURAL ORDER re pretrial: Final Pretrial Conference RESET for 3/14/2006 11:00 AM in Courtroom 13 before Judge Edward F. Harrington. SO ORDERED. cc/cl(Holahan, Sandra) (Entered: 07/12/2005) | |||
| 2005-08-19 | 39 | 0 | MOTION to Compel Production of Documents from Analysis Group, Inc. and Peter Tufano by Justin M. Scott, Omid Kamshad.(Barnett, Bruce) (Entered: 08/19/2005) | |||
| 2005-08-19 | 40 | 0 | MEMORANDUM in Support re 39 MOTION to Compel Production of Documents from Analysis Group, Inc. and Peter Tufano filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I# 10 Exhibit J)(Barnett, Bruce) (Entered: 08/19/2005) | |||
| 2005-08-22 | 41 | 0 | NOTICE of Appearance by Jonathan L. Kotlier on behalf of Analysis Group, Inc., Peter Tufano. c/s. (Bell, Marie) (Entered: 08/23/2005) | |||
| 2005-08-22 | 42 | 0 | MOTION to Quash Subpoenas and for Protective Order, by Analysis Group, Inc., Peter Tufano. c/s.(Bell, Marie) (Entered: 08/23/2005) | |||
| 2005-08-22 | 43 | 0 | MEMORANDUM in Support re 42 MOTION to Quash Subpoenas and for Protective Order filed by Analysis Group, Inc., Peter Tufano. c/s. (Bell, Marie) (Entered: 08/23/2005) | |||
| 2005-08-22 | 44 | 0 | AFFIDAVIT of Peter Tufano re 42 MOTION to Quash Subpoenas and for Protective Order by Peter Tufano. c/s. (Attachments: # 1 Exhibit A# 2 Exhibit B-PART 1# 3 Exhibit B-PART 2# 4 Exhibit B-PART 3)(Bell, Marie) (Entered: 08/23/2005) | |||
| 2005-08-22 | 45 | 0 | AFFIDAVIT of Michael Quinn re 42 MOTION to Quash Subpoenas and for Protective Order. c/s. (Attachments: # 1 Exhibit A)(Bell, Marie) (Entered: 08/23/2005) | |||
| 2005-08-22 | 46 | 0 | AFFIDAVIT of Jonathan Kotlier re 42 MOTION to Quash Subpoenas and for Protective Order. c/s. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G)(Bell, Marie) (Entered: 08/23/2005) | |||
| 2005-08-23 | 47 | 0 | NOTICE of Appearance by Sarah E. Walters on behalf of Analysis Group, Inc., Peter Tufano. c/s. (Bell, Marie) (Entered: 08/25/2005) | |||
| 2005-09-01 | 48 | 0 | RESPONSE to Motion re 42 MOTION for Protective Order MOTION to Quash, 39 MOTION to Compel Production of Documents from Analysis Group, Inc. and Peter Tufano filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 09/01/2005) | |||
| 2005-09-02 | 49 | 0 | Opposition re 39 MOTION to Compel Production of Documents from Analysis Group, Inc. and Peter Tufano filed by Analysis Group, Inc., Peter Tufano. (Walters, Sarah) (Entered: 09/02/2005) | |||
| 2005-09-06 | 50 | 0 | Judge Edward F. Harrington : ORDER entered granting in part and denying in part 39 Motion to Compel, finding as moot 42 Motion for Protective Order, finding as moot 42 Motion to Quash. SO ORDERED. cc/cl (Holahan, Sandra) (Entered: 09/06/2005) | |||
| 2005-09-16 | 51 | 0 | Joint MOTION for Extension of Time to Complete Discovery by Justin M. Scott.(Lowney, Jessica) (Entered: 09/16/2005) | |||
| 2005-11-21 | 52 | 0 | Joint MOTION for Extension of Time by Securities and Exchange Commission, Justin M. Scott, Omid Kamshad.(Lowney, Jessica) (Entered: 11/21/2005) | |||
| 2005-11-22 | 53 | 0 | Judge Edward F. Harrington : Electronic ORDER entered. REVISED PROCEDURAL ORDER re pretrial: Final Pretrial Conference RESET for 4/04/2006 11:00 AM in Courtroom 13 before Senior Judge Edward F. Harrington. SO ORDERED. cc/cl(Holahan, Sandra) Modified on 11/29/2005 (Holahan, Sandra). (Entered: 11/29/2005) | |||
| 2005-12-02 | 54 | 0 | MOTION to Compel Responses to Interrogatories and Requests for Production of Documents Propounded to Defendants Scott and Kamshad by Securities and Exchange Commission.(Roffman, Ian) (Entered: 12/02/2005) | |||
| 2005-12-02 | 55 | 0 | MEMORANDUM in Support re 54 MOTION to Compel Responses to Interrogatories and Requests for Production of Documents Propounded to Defendants Scott and Kamshad filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I)(Roffman, Ian) (Entered: 12/02/2005) | |||
| 2005-12-08 | 56 | 0 | NOTICE of Withdrawal of Appearance by Kirsten M. Nelson (Nelson, Kirsten) (Entered: 12/08/2005) | |||
| 2005-12-16 | 57 | 0 | Joint MEMORANDUM in Opposition re 54 MOTION to Compel Responses to Interrogatories and Requests for Production of Documents Propounded to Defendants Scott and Kamshad filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3)(Barnett, Bruce) (Entered: 12/16/2005) | |||
| 2006-01-10 | 58 | 0 | MOTION for Extension of Time to Produce Expert Report Until Plaintiff Has Complied with its Rule 26 Disclosure Obligations by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Memorandum in Support# 2 Exhibit A# 3 Exhibit B# 4 Exhibit C# 5 Exhibit D# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H# 10 Exhibit I# 11 Exhibit J# 12 Exhibit K# 13 Exhibit L# 14 Exhibit M# 15 Exhibit N# 16 Exhibit O)(Lowney, Jessica) (Entered: 01/10/2006) | |||
| 2006-01-10 | 59 | 0 | Emergency MOTION for Order to Require Plaintiff to Respond by January 17, 2006, to Defendants' Emergency Motion to Extend time to Produce Their Expert Report by Justin M. Scott, Omid Kamshad.(Barnett, Bruce) (Entered: 01/10/2006) | |||
| 2006-01-18 | 60 | 0 | NOTICE by Justin M. Scott, Omid Kamshad re 58 MOTION for Extension of Time to Produce Expert Report Until Plaintiff Has Complied with its Rule 26 Disclosure Obligations Withdrawal of Motion Without Prejudice (Lowney, Jessica) (Entered: 01/18/2006) | |||
| 2006-02-16 | 61 | 0 | NOTICE of Change of Address by John A.D. Gilmore (Gilmore, John) (Entered: 02/16/2006) | |||
| 2006-02-17 | 62 | 0 | Joint MOTION for Extension of Time to Complete Discovery by Securities and Exchange Commission, Justin M. Scott, Omid Kamshad.(Lowney, Jessica) (Entered: 02/17/2006) | |||
| 2006-02-21 | 63 | 0 | Judge Edward F. Harrington : ORDER entered. REVISED PROCEDURAL ORDER re pretrial: Final Pretrial Conference RESET for 6/27/2006 11:00 AM in Courtroom 13 before Senior Judge Edward F. Harrington. SO ORDERED. cc/cl(Holahan, Sandra) (Entered: 02/21/2006) | |||
| 2006-02-21 | 64 | 0 | NOTICE issued to Attorney Martin F. Healey regarding mandatory use of ECF in compliance with Local Rule 5.4. Failure to comply may result in the imposition of sanctions. (Holahan, Sandra) (Entered: 02/21/2006) | |||
| 2006-02-23 | 65 | 0 | NOTICE of Change of Address by Ian D. Roffman for Plaintiff Securities and Exchange Commission (Roffman, Ian) (Entered: 02/23/2006) | |||
| 2006-06-20 | 66 | 0 | PRETRIAL MEMORANDUM by Securities and Exchange Commission, Justin M. Scott, Omid Kamshad. (Roffman, Ian) (Entered: 06/20/2006) | |||
| 2006-06-20 | 67 | 0 | NOTICE of Appearance by Luke T. Cadigan on behalf of Securities and Exchange Commission (Cadigan, Luke) (Entered: 06/20/2006) | |||
| 2006-06-27 | 68 | 0 | Judge Edward F. Harrington : ORDER entered re: filing of summary judgment motions and motion for a Daubert hearing. (Holahan, Sandra) (Entered: 06/27/2006) | |||
| 2006-07-27 | 69 | 0 | NOTICE of Appearance by James R. Carroll on behalf of Putnam Investment Management, LLC (Carroll, James) (Entered: 07/27/2006) | 2014-12-04 19:20:15 | 2e145b18f44cfa3fcbc044f40a8df5ce37ace79c | |
| 2006-07-27 | 70 | 0 | CORPORATE DISCLOSURE STATEMENT by Putnam Investment Management, LLC. (Carroll, James) (Entered: 07/27/2006) | 2014-12-04 19:22:28 | e23eb33f116fb62e9b4e16baa05cd7eec1a5f424 | |
| 2006-07-27 | 71 | 0 | MOTION to Seal Confidential Documents And Information (Unopposed) by Putnam Investment Management, LLC. (Attachments: # 1 Exhibit A)(Carroll, James) (Entered: 07/27/2006) | |||
| 2006-07-27 | 72 | 0 | RESPONSE to Motion re 71 MOTION to Seal Confidential Documents And Information (Unopposed) filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 07/27/2006) | |||
| 2006-07-27 | 73 | 0 | MOTION in Limine Defendants' Motion to Exclude Testimony of Charles Trzcinka by all defendants.(Iverson, Matthew) (Entered: 07/27/2006) | |||
| 2006-07-27 | 74 | 0 | MEMORANDUM in Support re 73 MOTION in Limine Defendants' Motion to Exclude Testimony of Charles Trzcinka filed by all defendants. (Iverson, Matthew) Additional attachment(s) added on 7/28/2006 (Costello, Helen). Additional attachment(s) added on 8/2/2006 (Folan, Karen). (Entered: 07/27/2006) | |||
| 2006-07-27 | 75 | 0 | MOTION for Summary Judgment by Justin M. Scott.(Sylvia, John) (Entered: 07/27/2006) | 2011-05-25 13:59:26 | 6492490c03eab35f78d9412b0ccfcd284c551ede | |
| 2006-07-27 | 76 | 0 | MEMORANDUM in Support re 75 MOTION for Summary Judgment filed by Justin M. Scott. (Sylvia, John) (Entered: 07/27/2006) | 2011-05-25 14:04:12 | b9ae37496f46bb26a9626a17bf42495fe70efcb2 | |
| 2006-07-27 | 77 | 0 | STATEMENT of facts re 75 MOTION for Summary Judgment, 73 MOTION in Limine Defendants' Motion to Exclude Testimony of Charles Trzcinka. (Sylvia, John) (Entered: 07/27/2006) | |||
| 2006-07-27 | 78 | 0 | Assented to MOTION for Leave to File Briefs in excess of 20 pages by Justin M. Scott, Omid Kamshad.(Barnett, Bruce) (Entered: 07/27/2006) | |||
| 2006-07-27 | 79 | 0 | MOTION for Summary Judgment by Omid Kamshad.(Barnett, Bruce) (Entered: 07/27/2006) | |||
| 2006-07-27 | 80 | 0 | APPENDIX/EXHIBIT re 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment, 73 MOTION in Limine Defendants' Motion to Exclude Testimony of Charles Trzcinka Defendants' Appendix by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Affidavit of Matthew Iverson# 2 Tab A Part I# 3 Tab A Part II# 4 Tab B# 5 Tab C# 6 Tab D# 7 Tab E# 8 Tab E Part II# 9 Tab E Part III# 10 Tab E Part IV# 11 Tab F# 12 Tab G Part I# 13 Tab G Part II# 14 Tab H# 15 Tab I# 16 Tab J# 17 Tab K# 18 Tab L# 19 Tab M# 20 Tab N# 21 Tab O# 22 Tab P# 23 Tab Q# 24 Tab R# 25 Tab S# 26 Tab T# 27 Tab U# 28 Tab V# 29 Tab W# 30 Tab X# 31 Tab Y# 32 Tab Z# 33 Tab AA# 34 Tab BB# 35 Tab CC# 36 Tab DD# 37 Tab EE# 38 Tab FF# 39 Tab GG# 40 Tab HH# 41 Tab II# 42 Tab JJ# 43 Tab KK# 44 Tab LL# 45 Tab MM Part I# 46 Tab MM Part II# 47 Tab NN# 48 Tab OO)(Barnett, Bruce) (Entered: 07/27/2006) | |||
| 2006-07-27 | 81 | 0 | MEMORANDUM in Support re 79 MOTION for Summary Judgment filed by Omid Kamshad. (Barnett, Bruce) (Entered: 07/27/2006) | |||
| 2006-08-09 | 82 | 0 | Assented to MOTION for Extension of Time to Sept. 1, 2006 to File Response/Reply as to 73 MOTION in Limine Defendants' Motion to Exclude Testimony of Charles Trzcinka, 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment by Securities and Exchange Commission.(Roffman, Ian) (Entered: 08/09/2006) | |||
| 2006-08-10 | 83 | 0 | NOTICE of Appearance by R. Robert Popeo on behalf of Justin M. Scott (Popeo, R.) (Entered: 08/10/2006) | |||
| 2006-08-14 | 84 | 0 | NOTICE of Withdrawal of Appearance by John J. Tangney, Jr (Tangney, John) (Entered: 08/14/2006) | |||
| 2006-09-01 | 85 | 0 | NOTICE of Appearance by Adam L. Sisitsky on behalf of Justin M. Scott (Sisitsky, Adam) (Entered: 09/01/2006) | |||
| 2006-09-01 | 86 | 0 | MOTION to Compel Interrogatory Responses by Justin M. Scott.(Sylvia, John) (Entered: 09/01/2006) | |||
| 2006-09-01 | 87 | 0 | MOTION to Quash by Justin M. Scott.(Sylvia, John) (Entered: 09/01/2006) | |||
| 2006-09-01 | 88 | 0 | MEMORANDUM in Support re 87 MOTION to Quash filed by Justin M. Scott. (Attachments: # Exhibit A# 2 Exhibit B# 3 Exhibit C)(Sylvia, John) Additional attachment(s) added on 9/11/2006 (Folan, Karen). (Entered: 09/01/2006) | |||
| 2006-09-01 | 89 | 0 | MEMORANDUM in Support re 86 MOTION to Compel Interrogatory Responses filed by Justin M. Scott. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D, Part I# 5 Exhibit D, Part II# 6 Exhibit E# 7 Exhibit F# 8 Exhibit G# 9 Exhibit H# 10 Exhibit I# 11 Exhibit J, Part I# 12 Exhibit J, Part II# 13 Exhibit K)(Sylvia, John) (Entered: 09/01/2006) | |||
| 2006-09-01 | 90 | 0 | Assented to MOTION for Leave to File an Opposition to Defendants' Motions for Summary Judgment in Excess of 20 Pages by Securities and Exchange Commission.(Roffman, Ian) (Entered: 09/01/2006) | |||
| 2006-09-01 | 91 | 0 | MEMORANDUM in Opposition re 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 09/01/2006) | |||
| 2006-09-01 | 92 | 0 | Statement of Material Facts L.R. 56.1 re 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 09/01/2006) | |||
| 2006-09-01 | 93 | 0 | NOTICE by Securities and Exchange Commission of Paper Filing of Appendix of Exhibits and Testimony Cited in its Local Rule 56.1 Statement of Facts (3 Volumes) (Roffman, Ian) (Entered: 09/01/2006) | |||
| 2006-09-01 | 94 | 0 | MOTION to Strike the Affidavit of Joseph L. Manning by Securities and Exchange Commission.(Roffman, Ian) (Entered: 09/01/2006) | |||
| 2006-09-01 | 95 | 0 | MOTION for Sanctions or For Order Compelling Further Answers to Interrogatories by Omid Kamshad.(Barnett, Bruce) (Entered: 09/01/2006) | |||
| 2006-09-01 | 96 | 0 | MEMORANDUM in Support re 95 MOTION for Sanctions or For Order Compelling Further Answers to Interrogatories filed by Omid Kamshad. (Attachments: # 1 A# 2 B# 3 C# 4 D# 5 E-1# 6 E-2# 7 F# 8 G# 9 H# 10 I# 11 J)(Barnett, Bruce) (Entered: 09/01/2006) | |||
| 2006-09-01 | 97 | 0 | Opposition re 73 MOTION in Limine Defendants' Motion to Exclude Testimony of Charles Trzcinka and Request for Hearing filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A - Expert Report of Charles A. Trzcinka# 2 Exhibit B - Excerpts, Testimony of Charles A. Trzcinka# 3 Exhibit C - Excerpts, Testimony of Robert Comment# 4 Exhibit D - Excerpts, Testimony of Justin Scott# 5 Exhibit E - Excerpts, Testimony of Omid Kamshad)(Roffman, Ian) (Entered: 09/01/2006) | |||
| 2006-09-07 | 98 | 0 | Assented to MOTION for Leave to File Reply by all defendants.(Iverson, Matthew) (Entered: 09/07/2006) | |||
| 2006-09-15 | 99 | 0 | Opposition re 87 MOTION to Quash Deposition Subpoena of Non-Party Joseph L. Manning filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 09/15/2006) | |||
| 2006-09-15 | 100 | 0 | Opposition re 86 MOTION to Compel Interrogatory Responses, 95 MOTION for Sanctions or For Order Compelling Further Answers to Interrogatories filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 09/15/2006) | |||
| 2006-09-15 | 101 | 0 | Opposition re 94 MOTION to Strike the Affidavit of Joseph L. Manning filed by all defendants. (Attachments: # 1 Tab A# 2 Tab B# 3 Tab C# 4 Tab D)(Iverson, Matthew) (Entered: 09/15/2006) | |||
| 2006-09-20 | 102 | 0 | MOTION for Extension of Time to 10/13/06 to File Response/Reply In Support of Summary Judgment by Securities and Exchange Commission, Justin M. Scott, Omid Kamshad.(Sylvia, John) (Entered: 09/20/2006) | |||
| 2006-10-11 | 103 | 0 | Second MOTION for Extension of Time to October 27, 2006 to File Response/Reply as to 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment by Securities and Exchange Commission, Justin M. Scott, Omid Kamshad.(Iverson, Matthew) (Entered: 10/11/2006) | |||
| 2006-10-27 | 104 | 0 | MOTION for Extension of Time to November 29, 2006 to File Response/Reply in Support of Motion for Summary Judgment by Justin M. Scott.(Sisitsky, Adam) (Entered: 10/27/2006) | |||
| 2006-10-27 | 105 | 0 | Amended MOTION for Extension of Time to November 10, 2006 to File Response/Reply in Support of Motion for Summary Judgment by Justin M. Scott.(Sisitsky, Adam) (Entered: 10/27/2006) | |||
| 2006-11-09 | 106 | 0 | Assented to MOTION for Extension of Time to 11/22/06 to File Response/Reply Briefs In Support of Motion for Summary Judgment by Omid Kamshad.(Gilmore, John) (Entered: 11/09/2006) | |||
| 2006-11-21 | 107 | 0 | Assented to MOTION for Extension of Time to December 1, 2006 to File Response/Reply as to 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment by Omid Kamshad.(Berube, Mark) (Entered: 11/21/2006) | |||
| 2006-11-16 | 108 | 0 | NOTICE of Appearance by Mark A. Berube on behalf of Omid Kamshad (Folan, Karen) (Entered: 11/29/2006) | |||
| 2006-11-24 | 109 | 0 | MOTION for Leave to Appear Pro Hac Vice for admission of Stacey A. Bell by Omid Kamshad.(Folan, Karen) (Entered: 11/29/2006) | |||
| 2006-11-16 | 110 | 0 | MOTION for Leave to Appear Pro Hac Vice for admission of James McGuire by Omid Kamshad.(Folan, Karen) (Entered: 11/29/2006) | |||
| 2006-11-16 | 111 | 0 | MOTION for Leave to Appear Pro Hac Vice for admission of Jacques Daniel Farrell by Omid Kamshad.(Folan, Karen) (Entered: 11/29/2006) | |||
| 2006-11-16 | 112 | 0 | MOTION for Leave to Appear Pro Hac Vice for admission of Elizabeth M. Rotenberg by Omid Kamshad.(Folan, Karen) (Entered: 11/29/2006) | |||
| 2006-11-30 | 113 | 0 | Assented to MOTION to Withdraw as Attorney for Omid Kamshad by DLA Piper US LLP.(Iverson, Matthew) (Entered: 11/30/2006) | |||
| 2006-12-01 | 114 | 0 | REPLY to Response to Motion re 75 MOTION for Summary Judgment, 79 MOTION for Summary Judgment filed by Omid Kamshad. (Attachments: # 1 Exhibit A PART 1# 2 Exhibit A PART 2# 3 Exhibit B# 4 Exhibit C)(Berube, Mark) (Entered: 12/01/2006) | |||
| 2006-12-04 | 115 | 0 | REPLY to Response to Motion re 75 MOTION for Summary Judgment filed by Justin M. Scott. (Sisitsky, Adam) (Entered: 12/04/2006) | |||
| 2007-01-09 | 116 | 0 | Judge Edward F. Harrington : ORDER entered. SCHEDULING ORDER: Status conference set for January 18, 2007 at 10:00 a.m.(Folan, Karen) (Entered: 01/10/2007) | |||
| 2007-01-10 | 117 | 0 | Assented to MOTION to Continue Status Conference to 01/24/2007 or 01/25/2007 by Omid Kamshad.(Rotenberg-Schwartz, Elizabeth) (Entered: 01/10/2007) | |||
| 2007-01-16 | 118 | 0 | Judge Edward F. Harrington : ORDER entered. SCHEDULING ORDER: Hearing reset for January 24, 2007 at 10:00 a.m.(Folan, Karen) (Entered: 01/16/2007) | |||
| 2007-01-24 | 119 | 0 | Judge Edward F. Harrington : SCHEDULING ORDER entered setting Motion Hearing for February 8, 2007 at 10:00 a.m. (Folan, Karen) (Entered: 01/25/2007) | |||
| 2007-02-01 | 120 | 0 | Memorandum of Law in support of motion for Leave to Take Third Party Discovery by Omid Kamshad. (Attachments: # 1 Affidavit of James J. McGuire# 2 Text of Proposed Order # 3 Text of Proposed Order to Show Cause# 4 Exhibit Certificate of Compliance)(Berube, Mark) Modified on 2/8/2007 (Folan, Karen). (Entered: 02/01/2007) | |||
| 2007-02-02 | 121 | 0 | MOTION for Order to Show Cause by Omid Kamshad.(Berube, Mark) (Entered: 02/02/2007) | |||
| 2007-02-07 | 122 | 0 | Opposition re 120 MOTION for Order to Show Cause for Leave to Take Third Party Discovery, 121 MOTION for Order to Show Cause filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 02/07/2007) | |||
| 2007-02-08 | 123 | 0 | Letter/request (non-motion) from Mark A. Berube regarding Non-Party Putnam Investments' Unopposed Motion to Impound. (Berube, Mark) (Entered: 02/08/2007) | |||
| 2007-02-07 | 124 | 0 | MEMORANDUM of law in Opposition re 121 MOTION for leave to take discovery filed by Putnam Investment Management, LLC., FILED UNDER SEAL. (Folan, Karen) (Entered: 02/08/2007) | 2014-12-04 19:20:16 | 4d206a2cd37ee1a2083be883b17b9dc0dba2dd39 | |
| 2007-02-08 | 125 | 0 | Withdrawal of motion: 121 MOTION for Order to Show Cause filed by Omid Kamshad,.. (Berube, Mark) (Entered: 02/08/2007) | |||
| 2007-02-12 | 126 | 0 | BRIEF by Securities and Exchange Commission Concerning the Right to a Jury Trial. (Roffman, Ian) (Entered: 02/12/2007) | |||
| 2007-02-12 | 127 | 0 | TRANSCRIPT of Motion for Summary Judgment Hearing held on February 8, 2007 before Judge Harrington. Court Reporter: Catherine A. Handel. The original transcripts are maintained in the case file in the Clerk's Office. Copies may be obtained by contacting the court reporter at 617/261-0555 or the Clerk's Office. (Scalfani, Deborah) (Entered: 02/12/2007) | |||
| 2007-02-13 | 128 | 0 | Judge Edward F. Harrington : ORDER entered denying 75 Motion for Summary Judgment, denying 79 Motion for Summary Judgment. Settlement conference set for April 16, 2007 at 11:00 a.m. (Folan, Karen) (Entered: 02/13/2007) | 2010-02-18 09:27:20 | 1a9d36755cab12c263c1a3764a24b5c79b77e0a2 | |
| 2007-02-13 | 129 | 0 | Judge Edward F. Harrington : ORDER entered. Jury Trial set for 5/14/2007 09:00 AM before Senior Judge Edward F. Harrington.(Folan, Karen) (Entered: 02/13/2007) | |||
| 2007-03-29 | 130 | 0 | Judge Edward F. Harrington : REVISED SCHEDULING ORDER entered. Settlement conference rescheduled to Tuesday, April 17, 2007, at 11:00 a.m.(Folan, Karen) (Entered: 03/29/2007) | |||
| 2007-04-23 | 131 | 0 | NOTICE of Appearance by Benjamin Stephen Clark on behalf of Justin M. Scott (Clark, Benjamin) (Entered: 04/23/2007) | |||
| 2007-04-24 | 132 | 0 | JOINT STATEMENT of counsel regarding Stipulations, Issues to be Tried and Witnesses. (Roffman, Ian) (Entered: 04/24/2007) | |||
| 2007-04-25 | 133 | 0 | MOTION in Limine No. 1 to Preclude Any Reference to or Evidence Concerning the SEC's Purported Lack of Concern about Excessive Short-Term Trading or the Absence of Specific Regulations Aimed at Curtailing Market Timing and Excessive Short-Term Trading by Securities and Exchange Commission. (Attachments: # 1 Exhibit A - Comment Report Excerpts# 2 Text of Proposed Order)(Roffman, Ian) (Entered: 04/25/2007) | |||
| 2007-04-25 | 134 | 0 | MOTION in Limine No. 2 to Preclude Any Reference to or Evidence Concerning the Defendants' Lack of Registration With the Commission by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Roffman, Ian) (Entered: 04/25/2007) | |||
| 2007-04-25 | 135 | 0 | MOTION in Limine No. 3 to Preclude Any Reference to or Evidence Concerning Market Timing by Particular Individuals Other Than Defendants by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Roffman, Ian) (Entered: 04/25/2007) | |||
| 2007-04-25 | 136 | 0 | MOTION in Limine No. 4 To Preclude Any Testimony From Robert Comment Concerning The General Nature or Characteristics of Mutual Funds and the Mutual Fund Industry, Including That Mutual Funds Purportedly Cater to Short-Term Traders by Securities and Exchange Commission. (Attachments: # 1 Exhibit A - Comment Report Excerpts# 2 Exhibit B - Comment Transcript Excerpts# 3 Exhibit C - Survey Excerpt# 4 Text of Proposed Order)(Roffman, Ian) (Entered: 04/25/2007) | |||
| 2007-04-25 | 137 | 0 | MOTION in Limine Number Two to Exclude Evidence Concerning Putnam Settlement by Justin M. Scott, Omid Kamshad.(Sylvia, John) (Entered: 04/25/2007) | |||
| 2007-04-25 | 138 | 0 | MOTION in Limine To Exclude Testimony Of Peter Tufano by Justin M. Scott, Omid Kamshad.(Sylvia, John) (Entered: 04/25/2007) | |||
| 2007-04-25 | 139 | 0 | MEMORANDUM in Support re 137 MOTION in Limine Number Two to Exclude Evidence Concerning Putnam Settlement filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Affidavit of John F. Sylvia# 2 Exhibit A# 3 Exhibit B Part 1# 4 Exhibit B Part 2# 5 Exhibit C# 6 Exhibit D)(Sylvia, John) (Entered: 04/25/2007) | |||
| 2007-04-25 | 140 | 0 | MEMORANDUM in Support re 138 MOTION in Limine To Exclude Testimony Of Peter Tufano filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Affidavit of John F. Sylvia# 2 Exhibit A# 3 Exhibit B# 4 Exhibit B Part 2# 5 Exhibit C)(Sylvia, John) (Entered: 04/25/2007) | |||
| 2007-04-25 | 141 | 0 | MOTION for Leave to File Motions Under Seal Due To Putnam Confidentiality Order by Justin M. Scott, Omid Kamshad.(Sylvia, John) (Entered: 04/25/2007) | |||
| 2007-04-25 | 142 | 0 | MOTION in Limine No. 6 to Exclude Reports of Internal Investigations Designated as Trial Exhibits by The Government by Justin M. Scott, Omid Kamshad.(Berube, Mark) (Entered: 04/25/2007) | |||
| 2007-04-25 | 143 | 0 | MOTION in Limine No. 9 to Exclude Evidence of Defendants' Deferred Compensation and Salary by Justin M. Scott, Omid Kamshad.(Berube, Mark) (Entered: 04/25/2007) | |||
| 2007-04-25 | 144 | 0 | MEMORANDUM in Support re 142 MOTION in Limine No. 6 to Exclude Reports of Internal Investigations Designated as Trial Exhibits by The Government filed by Justin M. Scott, Omid Kamshad. (Berube, Mark) (Entered: 04/25/2007) | |||
| 2007-04-25 | 145 | 0 | MEMORANDUM in Support re 143 MOTION in Limine No. 9 to Exclude Evidence of Defendants' Deferred Compensation and Salary filed by Justin M. Scott, Omid Kamshad. (Berube, Mark) (Entered: 04/25/2007) | |||
| 2007-04-26 | 146 | 0 | CERTIFICATE OF CONSULTATION re 141 MOTION for Leave to File Motions Under Seal Due To Putnam Confidentiality Order. (Lowney, Jessica) (Entered: 04/26/2007) | |||
| 2007-04-27 | 147 | 0 | Emergency MOTION to Dismiss by Justin M. Scott, Omid Kamshad.(Sylvia, John) (Entered: 04/27/2007) | |||
| 2007-04-27 | 148 | 0 | Emergency MOTION Order Opposition to Be Filed on May 2, 2007 re 147 Emergency MOTION to Dismiss by Justin M. Scott, Omid Kamshad.(Sylvia, John) (Entered: 04/27/2007) | |||
| 2007-04-27 | 149 | 0 | MEMORANDUM in Support re 147 Emergency MOTION to Dismiss filed by Justin M. Scott, Omid Kamshad. (Sylvia, John) (Entered: 04/27/2007) | |||
| 2007-04-27 | 150 | 0 | AFFIDAVIT in Support re 149 Memorandum in Support of Motion To Dismiss. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H, PART 1# 9 Exhibit H, PART 2# 10 Exhibit I# 11 Exhibit J, PART 1# 12 Exhibit J, PART 2# 13 Exhibit K# 14 Exhibit L# 15 Exhibit M# 16 Exhibit N# 17 Exhibit O# 18 Exhibit P# 19 Exhibit Q# 20 Exhibit R# 21 Exhibit S# 22 Exhibit T# 23 Exhibit U# 24 Exhibit V# 25 Exhibit W# 26 Exhibit X)(Sylvia, John) (Entered: 04/27/2007) | |||
| 2007-04-30 | 151 | 0 | Opposition re 148 Emergency MOTION Order Opposition to Be Filed on May 2, 2007 re 147 Emergency MOTION to Dismiss filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 04/30/2007) | |||
| 2007-04-30 | 152 | 0 | MOTION to Amend Answer by Justin M. Scott. (Attachments: # 1 Exhibit A)(Sylvia, John) (Entered: 04/30/2007) | |||
| 2007-04-30 | 153 | 0 | Securities and Exchange Commission's Exhibit List as of 4/30/07 by Securities and Exchange Commission.. (Roffman, Ian) (Entered: 04/30/2007) | |||
| 2007-04-30 | 154 | 0 | Defendants' Exhibit List as of 4/30/07 by Justin M. Scott, Omid Kamshad.. (Berube, Mark) (Entered: 04/30/2007) | |||
| 2007-05-02 | 155 | 0 | Judge Edward F. Harrington : ORDER entered. (Folan, Karen) (Entered: 05/02/2007) | 2010-02-18 09:26:21 | 40bdfc5ae9da55a1b5198b73e782ad63a80c92d8 | |
| 2007-04-26 | 156 | 0 | MOTION in Limine Number Three by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL.(Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 157 | 0 | MEMORANDUM in Support re 156 MOTION in Limine filed by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 158 | 0 | AFFIDAVIT of Mark Berube re 156 MOTION in Limine by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 159 | 0 | MOTION in Limine Number 4 to preclude the SEC from offering Lay Opinion Testimony of Putnam Trustees by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL.(Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 160 | 0 | MEMORANDUM in Support re 159 MOTION in Limine filed by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 161 | 0 | MOTION in Limine Number Five to exlclude the February 18, 2000 Memorandum of Richard B. Tibbetts by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL.(Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 162 | 0 | MEMORANDUM in Support re 161 MOTION in Limine filed by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 163 | 0 | AFFIDAVIT of John Sylvia re 161 MOTION in Limine, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 164 | 0 | MOTION in Limine Number Seven to exclude evidence of Putnam Redemptions after October, 2003 by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL.(Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 165 | 0 | MEMORANDUM in Support re 164 MOTION in Limine filed by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 166 | 0 | AFFIDAVIT of Mark Berube re 164 MOTION in Limine by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 167 | 0 | MOTION in Limine Number 8 to Exclude evidence of Trustee Memoranda and Minutes by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL.(Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-04-26 | 168 | 0 | MEMORANDUM in Support re 167 MOTION in Limine filed by Justin M. Scott, Omid Kamshad, FILED UNDER SEAL. (Folan, Karen) (Entered: 05/03/2007) | |||
| 2007-05-03 | 169 | 0 | Opposition re 136 MOTION in Limine No. 4 To Preclude Any Testimony From Robert Comment Concerning The General Nature or Characteristics of Mutual Funds and the Mutual Fund Industry, Including That Mutual Funds Purportedly Cater to Short-Term Traders filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I# 10 Exhibit J)(Sylvia, John) (Entered: 05/03/2007) | |||
| 2007-05-03 | 170 | 0 | Opposition re 138 MOTION in Limine To Exclude Testimony Of Peter Tufano filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 171 | 0 | Opposition re 137 MOTION in Limine Number Two to Exclude Evidence Concerning Putnam Settlement filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 172 | 0 | MEMORANDUM in Opposition re 133 MOTION in Limine No. 1 to Preclude Any Reference to or Evidence Concerning the SEC's Purported Lack of Concern about Excessive Short-Term Trading or the Absence of Specific Regulations Aimed at Curtailing Market Timing and Excessive Short-Term filed by Justin M. Scott, Omid Kamshad. (Berube, Mark) (Entered: 05/03/2007) | |||
| 2007-05-03 | 173 | 0 | Opposition re 135 MOTION in Limine No. 3 to Preclude Any Reference to or Evidence Concerning Market Timing by Particular Individuals Other Than Defendants filed by Justin M. Scott, Omid Kamshad. (Berube, Mark) (Entered: 05/03/2007) | |||
| 2007-05-03 | 174 | 0 | Joint Opposition re 134 MOTION in Limine No. 2 to Preclude Any Reference to or Evidence Concerning the Defendants' Lack of Registration With the Commission filed by Justin M. Scott, Omid Kamshad. (Sylvia, John) (Entered: 05/03/2007) | |||
| 2007-05-03 | 175 | 0 | Opposition re 156 MOTION in Limine number three filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A - Expert Report# 2 Exhibit B - Trzcinka Transcript Excerpts# 3 Exhibit C - Manning Transcript Excerpts# 4 Exhibit D - Scott Transcript Excerpts# 5 Exhibit E - Kamshad Transcript Excerpts# 6 Exhibit F - Comment Transcript Excerpts)(Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 176 | 0 | Opposition re 159 MOTION in Limine number four filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 177 | 0 | Opposition re 161 MOTION in Limine Number Five filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit A through D)(Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 178 | 0 | Opposition re 142 MOTION in Limine No. 6 to Exclude Reports of Internal Investigations Designated as Trial Exhibits by The Government filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 179 | 0 | Opposition re 164 MOTION in Limine Number Seven filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 180 | 0 | Opposition re 167 MOTION in Limine Number Eight filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-03 | 181 | 0 | Opposition re 143 MOTION in Limine No. 9 to Exclude Evidence of Defendants' Deferred Compensation and Salary filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/03/2007) | |||
| 2007-05-07 | 182 | 0 | REPLY to Response to Motion re 156 MOTION in Limine filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Affidavit of Mark A. Berube in Support of Defendants' Reply to Motion in Limine Number 3# 2 Exhibit A to Affidavit of Mark A. Berube in Support of Defendants' Reply to Motion in Limine Number 3)(Berube, Mark) (Entered: 05/07/2007) | |||
| 2007-05-07 | 183 | 0 | REPLY to Response to Motion re 167 MOTION in Limine Eight filed by Justin M. Scott, Omid Kamshad. (Sylvia, John) (Entered: 05/07/2007) | |||
| 2007-05-07 | 184 | 0 | REPLY to Response to Motion re 159 MOTION in Limine Four filed by Justin M. Scott, Omid Kamshad. (Sylvia, John) (Entered: 05/07/2007) | |||
| 2007-05-07 | 185 | 0 | REPLY to Response to Motion re 138 MOTION in Limine To Exclude Testimony Of Peter Tufano filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Sylvia, John) (Entered: 05/07/2007) | |||
| 2007-05-07 | 186 | 0 | REPLY to Response to Motion re 134 MOTION in Limine No. 2 to Preclude Any Reference to or Evidence Concerning the Defendants' Lack of Registration With the Commission filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/07/2007) | |||
| 2007-05-07 | 187 | 0 | REPLY to Response to Motion re 136 MOTION in Limine No. 4 To Preclude Any Testimony From Robert Comment Concerning The General Nature or Characteristics of Mutual Funds and the Mutual Fund Industry, Including That Mutual Funds Purportedly Cater to Short-Term Traders filed by Securities and Exchange Commission. (Roffman, Ian) (Entered: 05/07/2007) | |||
| 2007-05-07 | 188 | 0 | NOTICE by Justin M. Scott, Omid Kamshad of Defendants' Objections to Plaintiff's Exhibits and to the Qualifications of Plaintiff's Experts (Sylvia, John) (Entered: 05/07/2007) | |||
| 2007-05-07 | 189 | 0 | NOTICE by Securities and Exchange Commission of Objections to the Qualifications of Expert Witnesses (Roffman, Ian) (Entered: 05/07/2007) | |||
| 2007-05-07 | 190 | 0 | NOTICE by Securities and Exchange Commission of Objections to Proposed Exhibits (Roffman, Ian) (Entered: 05/07/2007) | |||
| 2007-05-07 | 191 | 0 | REPLY to Response to Motion re 142 MOTION in Limine No. 6 to Exclude Reports of Internal Investigations Designated as Trial Exhibits by The Government filed by Justin M. Scott, Omid Kamshad. (Attachments: # 1 Affidavit of Mark A. Berube in Support of Defendants' Reply to Motion in Limine Number 6# 2 Exhibit A to the Affidavit of Mark A. Berube in Support of Defendants' Reply to Motion in Limine Number 6)(Berube, Mark) (Entered: 05/07/2007) | |||
| 2007-05-07 | 192 | 0 | REPLY to Response to Motion re 164 MOTION in Limine Number Seven filed by Justin M. Scott, Omid Kamshad. (Berube, Mark) (Entered: 05/07/2007) | |||
| 2007-05-07 | 193 | 0 | REPLY to Response to Motion re 143 MOTION in Limine No. 9 to Exclude Evidence of Defendants' Deferred Compensation and Salary filed by Justin M. Scott, Omid Kamshad. (Berube, Mark) (Entered: 05/07/2007) | |||
| 2007-05-08 | 194 | 0 | Judge Edward F. Harrington : ORDER entered denying 133 Motion in Limine, denying 134 Motion in Limine, denying 135 Motion in Limine, denying 136 Motion in Limine, denying 137 Motion in Limine, denying 138 Motion in Limine, denying 142 Motion in Limine, denying 143 Motion in Limine, denying 156 Motion in Limine, denying 159 Motion in Limine, denying 161 Motion in Limine, denying 164 Motion in Limine, denying 167 Motion in Limine (Folan, Karen) (Entered: 05/08/2007) | |||
| 2007-05-08 | 195 | 0 | Amended Pretrial Exhibit List by Justin M. Scott, Omid Kamshad.. (Berube, Mark) (Entered: 05/08/2007) | |||
| 2007-05-14 | 196 | 0 | Judge Edward F. Harrington : ORDER entered. "The trial in the above-entitled action is continued sine die."(Folan, Karen) (Entered: 05/15/2007) | 2010-02-18 09:34:10 | e5da25ece94ea756b48753704d292910638cb788 | |
| 2007-06-04 | 197 | 0 | Consent of Defendant Omid Kamshad, filed. (Folan, Karen) (Entered: 06/04/2007) | 2010-09-02 14:42:04 | fea7a998c23ba9094a512d2d78f6a246e263b20a | |
| 2007-06-04 | 198 | 0 | Judge Edward F. Harrington : FINAL JUDGMENT as to defendant Omid Kamshad entered. (Folan, Karen) (Entered: 06/04/2007) | 2010-09-02 14:44:35 | 6b9a9c5f0c24ccfa75108417e7ca7a14006c4f9f | |
| 2007-06-04 | 199 | 0 | Consent of Defendant Justin Scott, filed. (Folan, Karen) (Entered: 06/04/2007) | 2010-09-02 14:45:29 | 7ccf9dffbb60fba1cd5c301dfe264c8a5b536f63 | |
| 2007-06-04 | 200 | 0 | Judge Edward F. Harrington : FINAL JUDGMENT as to Defendant Justin Scott entered.(Folan, Karen) (Entered: 06/04/2007) | 2010-02-18 09:38:36 | e7f194b72a93bd07d45966b7bf3ce429e55c6e00 |