Date Filed |
Document # |
Attachment # |
Short Description |
Long Description |
Upload date |
SHA1 hash |
2001-02-08 |
1 |
0 |
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COMPLAINT filed; (Service of Process Deadline 6/8/01 ) (mlh) (Entered: 02/08/2001) |
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2001-03-09 |
2 |
0 |
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ANSWER to Complaint by DAVID M BROOKS, pro se (err) (Entered: 03/09/2001) |
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2001-03-12 |
3 |
0 |
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SCHEDULING ORDER setting Discovery cutoff 7/13/01; Deadline for filing of all motions 7/20/01; Ready for Trial Date 11/5/01; Proposed Discovery and Mtn Plan ddln 3/30/01 (signed by MAG. JUDGE MARGARET J. KRAVCHUK) cc: cnsl. CONSENT FORM mailed to pltf cnsl. (mlh) (Entered: 03/12/2001) |
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2001-03-20 |
4 |
0 |
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Letter MOTION by DAVID M BROOKS to Amend Scheduling Order - Reason: extend conference date ; Response to Motion due 4/10/01 for SECURITIES AND EXCH (jgw) (Entered: 03/21/2001) |
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2001-04-09 |
5 |
0 |
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MOTION by SECURITIES AND EXCH to Amend Scheduling Order - Reason: extend all deadlines with proposed discovery plan; Response to Motion due 5/1/01 for DAVID M BROOKS (jgw) Modified on 04/10/2001 (Entered: 04/10/2001) |
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2001-04-09 |
6 |
0 |
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MOTION by SECURITIES AND EXCH for David Marder to Withdraw as Attorney and substitute Attorney Kimberly Zimmer (jgw) (Entered: 04/10/2001) |
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2001-07-16 |
7 |
0 |
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MOTION by SECURITIES AND EXCH for Kimberly M. Zimmer to Withdraw as Attorney (jgw) (Entered: 07/16/2001) |
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2002-03-05 |
8 |
0 |
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FINAL PRETRIAL MEMORANDUM by SECURITIES AND EXCH (bld) (Entered: 03/05/2002) |
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2002-03-12 |
9 |
0 |
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ORDER, to reset final pretrial memorandum deadline for 3/20/02 for DAVID M BROOKS ; pltf to notify Court by 3/21/02 if telephone conference necessary after receipt of memo ( signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (jgw) (Entered: 03/12/2002) |
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2002-03-20 |
10 |
0 |
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FINAL PRETRIAL MEMORANDUM by DAVID M BROOKS (bld) (Entered: 03/20/2002) |
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2002-03-21 |
11 |
0 |
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ORDER for Conference, set Telephone Conference for 2:30 3/28/02 (re: witness issue ) signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (bld) (Entered: 03/22/2002) |
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2002-03-28 |
12 |
0 |
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REPORT OF FINAL PRETRIAL CONFERENCE AND ORDER filed granting [0-0] motion for Protection from Trial 4/11 - 5/11, granting [0-0] motion in Limine to exclude testimony of Malcolm Harris, set trial brief deadline for 5/6/02 for DAVID M BROOKS, for SECURITIES AND EXCH , estimated trial time is 3 days ( signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (jgw) (Entered: 03/29/2002) |
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2002-05-08 |
13 |
0 |
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NOTICE OF SETTLEMENT filed by SECURITIES AND EXCH ; PROCEDURAL ORDER signed by William S. Brownell; Stipulation of Dismissal due 6/28/02 cc:cnsl (err) (Entered: 05/08/2002) |
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2002-06-28 |
14 |
0 |
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MOTION by SECURITIES AND EXCH to Extend Time to file proposed settlement/consent final judgment (jgw) (Entered: 06/28/2002) |
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2002-07-31 |
15 |
0 |
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MOTION by SECURITIES AND EXCH to Extend Time to file proposed final judgment (jgw) (Entered: 07/31/2002) |
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2002-09-03 |
16 |
0 |
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3rd Assented MOTION by SECURITIES AND EXCH to Extend Time to file consent and proposed judgment (jgw) (Entered: 09/03/2002) |
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2002-10-07 |
17 |
0 |
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MOTION by SECURITIES AND EXCH to Extend Time to file consent and proposed final judgment (jgw) (Entered: 10/07/2002) |
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2002-11-08 |
18 |
0 |
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NOTICE OF SETTLEMENT filed by SECURITIES AND EXCH ; PROCEDURAL ORDER signed by William S. Brownell; Stipulation of Dismissal due 12/9/02 (Terminated mtns: ) cc:cnsl (seal user) (Entered: 11/08/2002) |
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2002-11-12 |
19 |
0 |
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ORDER vacating [18-1] procedural order, set specific document deadline for 11/29/02 for DAVID M BROOKS, for SECURITIES AND EXCH to file proposed consent judgment ( signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (jgw) (Entered: 11/12/2002) |
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2002-11-29 |
20 |
0 |
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CONSENT of David M. Brooks (jgw) (Entered: 12/02/2002) |
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2002-12-02 |
21 |
0 |
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CONSENT JUDGMENT for SECURITIES AND EXCH against DAVID M BROOKS ( signed by Judge GEORGE Z. SINGAL ) cc:cnsl (jgw) (Entered: 12/02/2002) |
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2003-07-22 |
22 |
0 |
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MOTION for Order transferring payment of disgorgement to the US Treasury by SECURITIES AND EXCHANGE COMMISSION with memorandum in support.Responses due by 8/12/2003. (jgw, ) (Entered: 07/24/2003) |
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2003-08-15 |
23 |
0 |
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ORDER transferring payment of disgorgement to the US Treasury By Chief Judge GEORGE Z. SINGAL. (seal user mo portland, ) (Entered: 08/15/2003) |
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