Case details

Court: med
Docket #: 1:01-cv-00026
Case Name: SECURITIES AND EXCH v. BROOKS
PACER case #: 1105
Date filed: 2001-02-08
Date terminated: 2002-12-02
Assigned to: JUDGE GEORGE Z. SINGAL
Case Cause: 15:78m(a) Securities Exchange Act
Nature of Suit: 850 Securities/Commodities
Jury Demand: None
Jurisdiction: U.S. Government Plaintiff

Parties

Represented Party Attorney & Contact Info
SECURITIES AND EXCHANGE COMMISSION
Plaintiff
KIMBERLY M. ZIMMER
SECURITIES AND EXCHANGE COMMISSION 73 TREMONT STREET SUITE 600 BOSTON, MA 2108-3912 617-424-5900
TERMINATED: 07/17/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

MARTIN F. HEALEY
SECURITIES AND EXCHANGE COMMISSION 73 TREMONT STREET SUITE 600 BOSTON, MA 2108-3912 617-424-5900
LEAD ATTORNEY ATTORNEY TO BE NOTICED

JUAN MARCEL MARCELINO
SECURITIES AND EXCHANGE COMMISSION 73 TREMONT STREET SUITE 600 BOSTON, MA 2108-3912 617-424-5900
ATTORNEY TO BE NOTICED

DAVID M BROOKS
Defendant
DAVID M BROOKS
P. O. BOX 283 WINTHROP, ME 04364 PRO SE

Documents

Date Filed Document # Attachment # Short Description Long Description Upload date SHA1 hash
2001-02-08 1 0 COMPLAINT filed; (Service of Process Deadline 6/8/01 ) (mlh) (Entered: 02/08/2001)
2001-03-09 2 0 ANSWER to Complaint by DAVID M BROOKS, pro se (err) (Entered: 03/09/2001)
2001-03-12 3 0 SCHEDULING ORDER setting Discovery cutoff 7/13/01; Deadline for filing of all motions 7/20/01; Ready for Trial Date 11/5/01; Proposed Discovery and Mtn Plan ddln 3/30/01 (signed by MAG. JUDGE MARGARET J. KRAVCHUK) cc: cnsl. CONSENT FORM mailed to pltf cnsl. (mlh) (Entered: 03/12/2001)
2001-03-20 4 0 Letter MOTION by DAVID M BROOKS to Amend Scheduling Order - Reason: extend conference date ; Response to Motion due 4/10/01 for SECURITIES AND EXCH (jgw) (Entered: 03/21/2001)
2001-04-09 5 0 MOTION by SECURITIES AND EXCH to Amend Scheduling Order - Reason: extend all deadlines with proposed discovery plan; Response to Motion due 5/1/01 for DAVID M BROOKS (jgw) Modified on 04/10/2001 (Entered: 04/10/2001)
2001-04-09 6 0 MOTION by SECURITIES AND EXCH for David Marder to Withdraw as Attorney and substitute Attorney Kimberly Zimmer (jgw) (Entered: 04/10/2001)
2001-07-16 7 0 MOTION by SECURITIES AND EXCH for Kimberly M. Zimmer to Withdraw as Attorney (jgw) (Entered: 07/16/2001)
2002-03-05 8 0 FINAL PRETRIAL MEMORANDUM by SECURITIES AND EXCH (bld) (Entered: 03/05/2002)
2002-03-12 9 0 ORDER, to reset final pretrial memorandum deadline for 3/20/02 for DAVID M BROOKS ; pltf to notify Court by 3/21/02 if telephone conference necessary after receipt of memo ( signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (jgw) (Entered: 03/12/2002)
2002-03-20 10 0 FINAL PRETRIAL MEMORANDUM by DAVID M BROOKS (bld) (Entered: 03/20/2002)
2002-03-21 11 0 ORDER for Conference, set Telephone Conference for 2:30 3/28/02 (re: witness issue ) signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (bld) (Entered: 03/22/2002)
2002-03-28 12 0 REPORT OF FINAL PRETRIAL CONFERENCE AND ORDER filed granting [0-0] motion for Protection from Trial 4/11 - 5/11, granting [0-0] motion in Limine to exclude testimony of Malcolm Harris, set trial brief deadline for 5/6/02 for DAVID M BROOKS, for SECURITIES AND EXCH , estimated trial time is 3 days ( signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (jgw) (Entered: 03/29/2002)
2002-05-08 13 0 NOTICE OF SETTLEMENT filed by SECURITIES AND EXCH ; PROCEDURAL ORDER signed by William S. Brownell; Stipulation of Dismissal due 6/28/02 cc:cnsl (err) (Entered: 05/08/2002)
2002-06-28 14 0 MOTION by SECURITIES AND EXCH to Extend Time to file proposed settlement/consent final judgment (jgw) (Entered: 06/28/2002)
2002-07-31 15 0 MOTION by SECURITIES AND EXCH to Extend Time to file proposed final judgment (jgw) (Entered: 07/31/2002)
2002-09-03 16 0 3rd Assented MOTION by SECURITIES AND EXCH to Extend Time to file consent and proposed judgment (jgw) (Entered: 09/03/2002)
2002-10-07 17 0 MOTION by SECURITIES AND EXCH to Extend Time to file consent and proposed final judgment (jgw) (Entered: 10/07/2002)
2002-11-08 18 0 NOTICE OF SETTLEMENT filed by SECURITIES AND EXCH ; PROCEDURAL ORDER signed by William S. Brownell; Stipulation of Dismissal due 12/9/02 (Terminated mtns: ) cc:cnsl (seal user) (Entered: 11/08/2002)
2002-11-12 19 0 ORDER vacating [18-1] procedural order, set specific document deadline for 11/29/02 for DAVID M BROOKS, for SECURITIES AND EXCH to file proposed consent judgment ( signed by MAG. JUDGE MARGARET J. KRAVCHUK ) cc: cnsl (jgw) (Entered: 11/12/2002)
2002-11-29 20 0 CONSENT of David M. Brooks (jgw) (Entered: 12/02/2002)
2002-12-02 21 0 CONSENT JUDGMENT for SECURITIES AND EXCH against DAVID M BROOKS ( signed by Judge GEORGE Z. SINGAL ) cc:cnsl (jgw) (Entered: 12/02/2002)
2003-07-22 22 0 MOTION for Order transferring payment of disgorgement to the US Treasury by SECURITIES AND EXCHANGE COMMISSION with memorandum in support.Responses due by 8/12/2003. (jgw, ) (Entered: 07/24/2003)
2003-08-15 23 0 ORDER transferring payment of disgorgement to the US Treasury By Chief Judge GEORGE Z. SINGAL. (seal user mo portland, ) (Entered: 08/15/2003)