Case details

Court: nyed
Docket #: 1:05-cr-00613
Case Name: USA v. Mahaffy et al
PACER case #: 254748
Date filed: 2005-08-11
Date terminated: 2009-12-29
Assigned to: Judge John Gleeson
Referred to: Chief Mag. Judge Steven M. Gold

Parties

Represented Party Attorney & Contact Info
Robert F. Malin
Defendant (5)
TERMINATED: 12/29/2009		 
Jerry Daniel Bernstein
Blank Rome LLP
405 Lexington Avenue
New York, NY 10174
212-885-5398
Fax: 212-332-3766
Email: jbernstein@blankrome.com
TERMINATED: 04/26/2006
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Laura A. Brill
Blank Rome LLP
The Chrysler Building
405 Lexington Avenue
New York, NY 10174
212-885-5533
Fax: 917-332-3797
Email: lbrill@blankrome.com
TERMINATED: 04/26/2006
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Marc A Fernich
Law Offices of Marc Fernich
750 Lexington Avenue
15th Floor
New York, NY 10022
(212) 446-2346
Fax: 212-446-2330
Email: maf@fernichlaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Roland G. Riopelle
Sercarz & Riopelle LLP
152 West 57th Street
24th Floor
New York, NY 10019
212-586-4900
Fax: 212-586-1234
Email: rriopelle@sercarzandriopelle.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: CJA Appointment

Diane Ferrone
Sercarz & Riopelle LLP
152 W 57th Street
24th Floor
New York, NY 10019
212-586-4900
Fax: 212-586-1234
Email: dferrone@sercarzandriopelle.com
ATTORNEY TO BE NOTICED

Documents

Date Filed Document # Attachment # Short Description Long Description Upload date SHA1 hash
2006-03-30 47 0 SUPERSEDING INDICTMENT as to Kenneth E. Mahaffy, Jr (1) count(s) 1s, 2s-21s, 22s, 23s-33s, 37s-38s, Timothy J. O'Connell (2) count(s) 1s, 2s-21s, 22s, 23s-33s, 34s-35s, 36s, David G. Ghysels, Jr (4) count(s) 1s, 2s-21s, 22s, 23s-33s, Robert F. Malin (5) count(s) 1, 2-21, 22, Linus N. Nwaigwe (6) count(s) 1, 39-40, Michael A. Picone (7) count(s) 1, 22, 41, Keevin H. Leonard (8) count(s) 1, 2-21, 22. (Sica, Michele) (Entered: 03/30/2006)
2006-04-03 51 0 Minute Entry for proceedings held before Lois Bloom :Bond Hearing as to Robert F. Malin held on 4/3/2006. Surety were sworn and advised of bond obligations by the Court and signed the bond. (Williams-Jackson, Sandy) (Entered: 04/04/2006)
2006-04-04 52 0 ORDER Setting Conditions of Release and Bond as to Robert F. Malin: Deft release upon Secured Appearance Bond in the amount of $300,000. The deft must remain in USA and may not leave without court permission. 1 financially responsible surety to sign bond by 4/3/06. Ordered by Judge Marilyn D. Go on 3/21/06. (Williams-Jackson, Sandy) (Entered: 04/04/2006)
2006-03-21 54 0 Minute Entry for proceedings held before Marilyn D. Go :Arraignment as to Robert F. Malin (5) Count 1,2-21,22 held on 3/21/2006, Plea entered by Robert F. Malin (5) Count 1,2-21,22. by Robert F. Malin Not Guilty on counts All. Defendant was released on $300,000 secured bond with conditions. The next status conference is set for 3-24-06 @ 11:00 a.m. (Sica, Michele) (Entered: 04/05/2006)
2006-04-05 56 0 NOTICE OF ATTORNEY APPEARANCE: Laura A. Brill, Jerry Daniel Bernstein appearing for Robert F. Malin (Sica, Michele) (Entered: 04/05/2006)
2006-04-05 59 0 Order to Unseal Indictment as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. . Ordered by Judge Marilyn D. Go on 3/21/06. (Sica, Michele) (Entered: 04/07/2006)
2006-04-10 63 0 SUPERSEDING INDICTMENT as to Kenneth E. Mahaffy, Jr (1) count(s) 1ss, 22ss, 23ss-33ss, 37ss-38ss, Timothy J. O'Connell (2) count(s) 1ss, 2ss-21ss, 22ss, 23ss-33ss, 34ss-35ss, 36ss, David G. Ghysels, Jr (4) count(s) 1ss, 2ss-21ss, 22ss, 23ss-33ss, Robert F. Malin (5) count(s) 1s, 2s-21s, 22s, Linus N. Nwaigwe (6) count(s) 1s, 39s-40s, Michael A. Picone (7) count(s) 1s, 22s, 41s, Keevin H. Leonard (8) count(s) 1s, 2s-21s, 22s. (Sica, Michele) (Entered: 04/10/2006)
2006-03-24 64 0 Minute Entry for proceedings held before I. Leo Glasser :Arraignment as to Kenneth E. Mahaffy Jr. (1) Count 1s,2s-21s,22s,37s-38s and Linus N. Nwaigwe (6) Count 1s,39s-40s and Keevin H. Leonard (8) Count 1s,2s-21s,22s and Michael A. Picone (7) Count 1s,22s,41s and David G. Ghysels Jr. (4) Count 1s,2s-21s,22s,23s-33s and Robert F. Malin (5) Count 1s,2s-21s,22s and Timothy J. O'Connell (2) Count 1s,2s-21s,22s,34s-35s,36s held on 3/24/2006, Plea entered by Kenneth E. Mahaffy Jr. (1) Count 1ss,1,1s,2,2s-21s,4,10,13-14,21,22ss,22,22s,23ss-33ss,23s-33s,24,26,28,36-37,37ss-38ss, 37s-38s and David G. Ghysels Jr. (4) Count 1,1ss,1s,2ss-21ss,2s-21s,7-9,11-12,21,22ss,22s,23,23ss-33ss,23s-33s,25 and Timothy J. O'Connell (2) Count 1,1ss,1s,2,2ss-21ss,2s-21s,4,10,13-15,17-19,21,22,22ss,22s,23ss-33ss,23s-33s,24,26, 28,30,32,34,34ss-35ss,34s-35s,36ss,36s,38,39-40. by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard Not Guilty on counts All (S-1) counts. Case called. AUSA: Michael Asaro. Defendants appear with counsel. Arraigned and informed of rights. Bail Set. Cent'd for defendants. Speedy trial info: Start- 3-24-06 Stop-5-12-06. (Court Reporter Gene Rudolph.) (Sica, Michele) (Entered: 04/11/2006)
2006-03-21 66 0 Minute Entry for proceedings held before Marilyn D. Go :Arraignment as to Robert F. Malin (5) Count 1s,2s-21s,22s held on 3/21/2006, Bond set as to Robert F. Malin (5) $300,000.00 secured bond, Plea entered by Robert F. Malin Not Guilty on counts All counts of the superseding indictment. Defense Counsel: Jerry Bernstein, AUSA: Mike Asaro/Sean Casey. The next status conference is set for 3-24-06 @ 11:00 a.m. (Sica, Michele) (Entered: 04/12/2006)
2006-04-18 73 0 NOTICE; that this case will be called in the United States District Court on 4-20-06 @ 11:00 a.m. in Courtroom 8B South Wing as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard, regarding the (Sica, Michele) (Entered: 04/18/2006)
2006-04-19 74 0 Letter regarding indictment as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 04/19/2006)
2006-04-25 76 0 ORDER as to Robert F. Malin, So ordering the withdrawal of Jerry Bernstein as counsel . Ordered by Judge I. Leo Glasser on 4/17/06. (Sica, Michele) (Entered: 04/25/2006)
2006-04-26 77 0 NOTICE OF ATTORNEY APPEARANCE: Roland G. Riopelle appearing for Robert F. Malin (Johnson, Tanya) (Entered: 04/26/2006)
2006-05-01 82 0 Letter to all defense counsel regarding proposed draft summary chart stipulation as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 05/01/2006)
2006-05-22 89 0 SEALED ENVELOPE containing correspondence.(Vaughn, Terry) (Entered: 05/22/2006)
2006-05-26 94 0 MOTION to Dismiss Counts 1-21 of the Indictment; severing the trial of defendant; and requiring the government to provide a bill of particulars by Robert F. Malin. (Riopelle, Roland) (Entered: 05/26/2006)
2006-05-26 95 0 AFFIDAVIT in Support by Robert F. Malin re 94 MOTION to Dismiss Counts 1-21 of the Indictment; severing the trial of defendant; and requiring the government to provide a bill of particulars (Attachments: # 1 Exhibit A)(Riopelle, Roland) (Entered: 05/26/2006)
2006-05-26 96 0 PRETRIAL MEMORANDUM in support (ECF#94) by Robert F. Malin (Riopelle, Roland) (Entered: 05/26/2006)
2006-05-30 104 0 Letter to Court regarding proposed Stipulation and Order as to draft summary charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Text of Proposed Order Proposed Stipulation and Order regarding draft summary charts)(Asaro, Michael) (Entered: 05/30/2006)
2006-06-01 106 0 Stipulation & ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard; . Ordered by Judge I. Leo Glasser on 5/31/06. (Sica, Michele) (Entered: 06/01/2006)
2006-06-07 110 0 Letter stating no objection to government's application for a stay of the SEC litigation as to Robert F. Malin (Riopelle, Roland) (Entered: 06/07/2006)
2006-06-13 112 0 Letter to Court requesting adjournment of pretrial motion schedule as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 06/13/2006)
2006-06-21 113 0 Letter to Defense Counsel enclosing draft summary charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 06/21/2006)
2006-06-23 114 0 RESPONSE in Opposition Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 101 Notice of MOTION for Bill of Particulars , and other relief and memorandum in support, 97 First MOTION to Dismiss, 99 MOTION to Dismiss, 100 First MOTION to Dismiss, 94 MOTION to Dismiss Counts 1-21 of the Indictment; severing the trial of defendant; and requiring the government to provide a bill of particulars, 91 Notice of MOTION to Dismiss (Attachments: # 1 Appendix Table of Contents# 2 Appendix Table of Authorities# 3 Exhibit Exhibit A# 4 Exhibit Exhibit B# 5 Exhibit Exhibit C# 6 Exhibit Exhibit D# 7 Exhibit Exhibit E# 8 Exhibit Exhibit F# 9 Exhibit Exhibit G# 10 Exhibit Exhibit H# 11 Exhibit Exhibit I)(Asaro, Michael) (Entered: 06/23/2006)
2006-06-26 115 0 MOTION for Extension of Time to File Response/Reply from June 28 to June 30, 2006 by Robert F. Malin. (Riopelle, Roland) (Entered: 06/26/2006)
2006-06-28 119 0 Letter to Defense Counsel regarding disclosure of information regarding potential witness as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 06/28/2006)
2006-06-30 121 0 SEALED DOCUMENT PLACED IN VAULT (Sica, Michele) (Entered: 06/30/2006)
2006-06-30 122 0 RESPONSE in Support Robert F. Malin re 94 MOTION to Dismiss Counts 1-21 of the Indictment; severing the trial of defendant; and requiring the government to provide a bill of particulars (Riopelle, Roland) (Entered: 06/30/2006)
2006-07-05 128 0 Letter Defense counsel regarding production of draft summary charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 07/05/2006)
2006-07-06 131 0 Letter to the Court regarding surreply to defendants' pretrial motions (revised) as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 07/06/2006)
2006-07-06 132 0 ORDER as to Robert F. Malin Granting the adjournment of the time to file a reply brief from 6-28-06 until 6-30-06 (Sica, Michele) (Entered: 07/06/2006)
2006-07-06 133 0 Letter to Court correcting Part V of surreply to defendants' pretrial motions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 07/06/2006)
2006-07-10 134 0 MOTION to Compel by Robert F. Malin. (Riopelle, Roland) (Entered: 07/10/2006)
2006-07-11 136 0 RESPONSE in Opposition Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 134 MOTION to Compel (Asaro, Michael) (Entered: 07/11/2006)
2006-07-11 137 0 Letter to the Court regarding proposed trial date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 07/11/2006)
2006-07-17 142 0 REPLY TO RESPONSE to Motion Robert F. Malin re 134 MOTION to Compel (Riopelle, Roland) (Entered: 07/17/2006)
2006-07-17 143 0 Letter responding to Picone's July 12, 2006 letter and Nwaigwe's July 13, 2006 letter regarding a proposed trial date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 07/17/2006)
2006-07-18 144 0 SCHEDULING ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard . Ordered by Judge I. Leo Glasser on 07/18/06. (Chiodo, Marie) (Entered: 07/18/2006)
2006-07-19 145 0 Letter to all defense counsel regarding supplemental discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 07/19/2006)
2006-07-25 147 0 TRANSCRIPT of Conference/Arraignment as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/24/06 before Judge Glasser. Counsel for parties present. Court Reporter: Gene Rudolph. (Fernandez, Erica) (Entered: 07/25/2006)
2006-08-02 150 0 MEMORANDUM OPINION denying Defendants' motions to dismiss for insufficiency of the Indictment and improper venue. Ordered by Judge I. Leo Glasser on 8/2/06. (Slarskey, David) (Entered: 08/02/2006)
2006-08-04 151 0 Letter re: proposed trial dates as to Robert F. Malin (Riopelle, Roland) (Entered: 08/04/2006)
2006-08-11 154 0 Letter to Court regarding handwriting subpoenas as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 08/11/2006)
2006-08-31 155 0 ORDER as to pretrial motions of Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. Ordered by Judge I. Leo Glasser on 8/31/06. (Slarskey, David) (Entered: 08/31/2006)
2006-09-06 156 0 Letter to all defense counsel regarding supplemental discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 09/06/2006)
2006-10-13 159 0 DECLARATION BY ROLAND G. RIOPELLE Representing Robert F. Malin. (exhibit A attached) (Sica, Michele) (Entered: 10/13/2006)
2006-10-31 160 0 TRANSCRIPT of Arraignment as to Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/21/2006 before Judge Go. (Barrett, C.) (Entered: 10/31/2006)
2006-11-02 161 0 Letter advising the Court of a change in attorney's trial calendar as to Robert F. Malin (Riopelle, Roland) (Entered: 11/02/2006)
2006-11-02 162 0 Letter to Court regarding government's availability for February 2007 trial date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 11/02/2006)
2006-11-16 166 0 Letter to Court regarding Superseding Indictment S-3 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Appendix Superseding Indictment S-3)(Asaro, Michael) (Entered: 11/16/2006)
2006-11-17 167 0 Letter to court correcting explanation changes to Superseding Indictment S-3 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 11/17/2006)
2006-11-16 172 0 SUPERSEDING INDICTMENT as to Kenneth E. Mahaffy, Jr (1) count(s) 1sss, 5sss, 8sss-9sss, 22sss, 23sss, 25sss, 27sss-28sss, 32sss-33sss, 37sss-38sss, Timothy J. O'Connell (2) count(s) 1sss, 5sss, 8sss-10sss, 12sss-14sss, 17sss-21sss, 22sss, 23sss, 25sss, 27sss-31sss, 34sss-35sss, 36sss, David G. Ghysels, Jr (4) count(s) 1sss, 2sss-4sss, 6sss-7sss, 22sss, 24sss, 26sss, Robert F. Malin (5) count(s) 1ss, 2ss-16ss, 22ss, Linus N. Nwaigwe (6) count(s) 1ss, 39ss-40ss, Michael A. Picone (7) count(s) 1ss, 22ss, 41ss, Keevin H. Leonard (8) count(s) 1ss, 2ss-16ss, 22ss. AUSA Sean Patrick Casey (Sica, Michele) (Entered: 12/05/2006)
2006-12-27 173 0 Letter to all defense counsel regarding supplemental discovery and reciprocal discovery request as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 12/27/2006)
2007-01-11 174 0 Letter to Defense Counsel regarding supplemental discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 01/11/2007)
2007-01-19 176 0 STIPLUATION by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Stipulation and Order# 2) (Casey, Sean) (Entered: 01/19/2007)
2007-01-22 178 0 Letter to defendants regarding additional discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 01/22/2007)
2007-01-23 179 0 STIPULATION & ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. Ordered by Judge I. Leo Glasser on 1/22/07. (Sica, Michele) (Entered: 01/23/2007)
2007-01-24 180 0 Letter to defense counsel regarding supplemental discovery and draft transcripts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 01/24/2007)
2007-01-30 181 0 First MOTION in Limine by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E) (Asaro, Michael) (Entered: 01/30/2007)
2007-02-02 182 0 Letter to Court regarding updated version of government's in limine motion as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Updated in limine motion# 2 Table of Contents# 3 Exhibit A# 4 Exhibit B# 5 Exhibit C# 6 Exhibit D# 7 Exhibit E) (Asaro, Michael) (Entered: 02/02/2007)
2007-02-05 183 0 Letter to Glasser, J. advising the Court as to a proposed, agreed upon schedule for replies to the Government's motions in limine, subject to Court approval as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Maffeo, J.) (Entered: 02/05/2007)
2007-02-07 185 0 Letter to Court requesting Curcio hearing re Mahaffy's counsel as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 02/07/2007)
2007-02-14 190 0 NOTICE OF ATTORNEY APPEARANCE Eric Ross Komitee appearing for USA. (Appearances of Eric Komitee and Sean Casey, in Addition to Michael Asaro, who has already appeared) (Komitee, Eric) (Entered: 02/14/2007)
2007-02-14 191 0 Letter to defense counsel regarding revised redactions to Picone's SEC testimony as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Revised Picone Redactions) (Asaro, Michael) (Entered: 02/14/2007)
2007-02-15 192 0 Letter to defendants regarding supplemental discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 02/15/2007)
2007-02-16 196 0 RESPONSE in Opposition Robert F. Malin re 181 MOTION in Limine (Attachments: # 1 Exhibit A) (Riopelle, Roland) (Entered: 02/16/2007)
2007-02-17 197 0 NOTICE of Expert and Curriculum Vitae by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Expert Notice) (Casey, Sean) (Entered: 02/17/2007)
2007-02-26 201 0 REPLY TO RESPONSE to Motion Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 181 MOTION in Limine, 184 Letter MOTION to Sever Defendant (Attachments: # 1 Table of Contents) (Asaro, Michael) (Entered: 02/26/2007)
2007-02-26 202 0 NOTICE of Intent to Use Evidence by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Sercarz, Maurice) (Entered: 02/26/2007)
2007-02-26 203 0 Letter to Defendants enclosing preliminary exhibit list as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Preliminary Exhibit List) (Asaro, Michael) (Entered: 02/26/2007)
2007-02-28 204 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. Certificate of Engagement and Criminal Pretrial Order. Ordered by Judge I. Leo Glasser on 2/28/2007. (Dillon, James) (Entered: 02/28/2007)
2007-03-01 205 0 Letter Responding to Defendants' Expert Discovery Notice as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 03/01/2007)
2007-03-02 206 0 Letter to defense counsel regarding supplemental discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/02/2007)
2007-03-02 207 0 Letter to defense counsel regarding supplemental expert disclosure as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Resume) (Asaro, Michael) (Entered: 03/02/2007)
2007-03-05 208 0 Letter to defense counsel regarding preliminary 3500 and other matters as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Preliminary 3500 list# 2 Excerpts of Leonard NASD testimony# 3 Excerpts of Nwaigwe NASD testimony# 4 Excerpts of Nwaigwe SEC testimony# 5 Excerpts of Picone SEC testimony# 6 Handwriting analysis report) (Asaro, Michael) (Entered: 03/05/2007)
2007-03-07 212 0 Letter Requesting Additional Peremptory Challenges for the Parties as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Text of Proposed Order) (Quijano, Peter) (Entered: 03/07/2007)
2007-03-08 214 0 Letter responding to Government's letter of March 1, 2007 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Sercarz, Maurice) (Entered: 03/08/2007)
2007-03-08 215 0 Letter to defense counsel regarding supplemental exhibits and 3500 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/08/2007)
2007-03-08 216 0 Letter to defense counsel regarding draft charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 # 2 # 3) (Asaro, Michael) (Entered: 03/08/2007)
2007-03-09 217 0 Letter to defense counsel enclosing additional draft charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 # 2) (Asaro, Michael) (Entered: 03/09/2007)
2007-03-12 220 0 Proposed Voir Dire by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 03/12/2007)
2007-03-12 223 0 Letter to defense counsel regarding proposed stipulations and correction to exhibits as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1) (Asaro, Michael) (Entered: 03/12/2007)
2007-03-13 226 0 Letter to defense counsel regarding Giglio disclosures as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/13/2007)
2007-03-14 227 0 SEALED DOCUMENT PLACED IN VAULT (Sica, Michele) (Entered: 03/14/2007)
2007-03-14 228 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. The respective severance motions of the defendants are hereby DENIED. Ordered by Judge I. Leo Glasser on 3/14/07. (Chiodo, Marie) (Entered: 03/14/2007)
2007-03-14 229 0 MEMORANDUM AND ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. The seven defendants will be given four additional peremptory challenges for a total of 14, and the government will be given two more for a total of 8. The manner and order which those challenges will be exercised will be discussed with counsel before jury selection begins.. Ordered by Judge I. Leo Glasser on 3/14/07. (Chiodo, Marie) (Entered: 03/14/2007)
2007-03-14 230 0 Letter Regarding Defendant Mahaffy's Proffer Statement and Defendant Malin's Proffered Expert Testimony as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 03/14/2007)
2007-03-14 231 0 ORDER as to the use of cellular phones by defense counsel while on trial. Ordered by Judge I. Leo Glasser on 03/14/07. (Chiodo, Marie) (Entered: 03/14/2007)
2007-03-14 232 0 Letter to defense counsel regarding government witness order as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/14/2007)
2007-03-14 233 0 Letter to defense counsel regarding correction to stipulation and draft transcript of squawk box excerpt as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 corrected stip page# 2 draft transcript) (Asaro, Michael) (Entered: 03/14/2007)
2007-03-15 235 0 Letter Regarding Certain Revised and Supplemental Exhibits as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 03/15/2007)
2007-03-15 236 0 Letter to defense counsel regarding additional draft summary charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 # 2 # 3 # 4 # 5 # 6 # 7 # 8) (Asaro, Michael) (Entered: 03/15/2007)
2007-03-15 237 0 Letter to defenses counsel regarding supplemental discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/15/2007)
2007-03-16 240 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. Government's motions in limine are granted in part, and ruling is deferred to trial in part. Ordered by Judge I. Leo Glasser on 3/16/2007. (Dillon, James) (Entered: 03/16/2007)
2007-03-16 241 0 MOTION in Limine Re Expert Testimony of Prof. Steven Thel by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Hoffman, Jeffrey) (Entered: 03/16/2007)
2007-03-16 242 0 Letter Stating the Government's Intention to Display Certain Items in Opening Statements, If the Court Permits as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Supplement Charts and Exhibits) (Komitee, Eric) (Entered: 03/16/2007)
2007-03-19 244 0 Letter to defense counsel regarding summary charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/19/2007)
2007-03-20 245 0 First MOTION in Limine to preclude certain avenues of cross examination of government witnesses by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Asaro, Michael) (Entered: 03/20/2007)
2007-03-20 246 0 Letter to defense counsel disclosing additional draft chart as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1) (Asaro, Michael) (Entered: 03/20/2007)
2007-03-20 247 0 Letter responding to defendant Mahaffy's March 19, 2007 motion to compel the government to produce additional draft charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/20/2007)
2007-03-19 249 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Selection as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/19/2007. Case called. Defts appear with counsel. Jury trial set for 3-20-07. Voir Dire begins (Court Reporter S. Silverman.) (Sica, Michele) (Entered: 03/20/2007)
2007-03-20 251 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/20/2007. Case called. Defts appear with counsel. Juror sworn and trial begins govt opens. Deft opens. Jury trial cont'd to 3-21-07 (Court Reporter S. Silverman.) (Sica, Michele) (Entered: 03/21/2007)
2007-03-23 252 0 SEALED DOCUMENT PLACED IN VAULT (Sica, Michele) (Entered: 03/23/2007)
2007-03-21 253 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/21/2007. Case called. Defts appear with counsel. Jury trial cont'd to 3-22-07. (Court Reporter Shelly Silverman.) (Sica, Michele) (Entered: 03/23/2007)
2007-03-22 254 0 Minute Entry for proceedings held before I. Leo Glasser : For a Criminal Cause Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/22/2007. Case called, Defts appear with counsel. Jury trial cont's to 3-26-07. AUSA: Michael Asaro/Sean Casey/Eric Komitee/Claire Kedeshian/Sandeep Satwalekar. Defense Counsel: Thomas Dunn (Court Reporter Shelly Silverman.) (Sica, Michele) (Entered: 03/23/2007)
2007-03-23 255 0 WITNESS LIST by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 03/23/2007)
2007-03-25 257 0 Letter Opposing Defendant Picone's Request To Admit Additional Portions of His SEC Testimony as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 03/25/2007)
2007-03-26 259 0 Letter to defense counsel regarding additional other acts evidence for defendant Ghysels as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/26/2007)
2007-03-26 261 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/26/2007 Case called, Defts appear with counsel. Jury trial cont'd. Jury trial resumes. Jury trial continued to 3-27-07 (Court Reporter Diane Molas.) (Sica, Michele) (Entered: 03/27/2007)
2007-03-27 262 0 Minute Entry: Criminal Cause for Trial held before Judge I. Leo Glasser as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard on 3/27/2007. AUSA(s) Michael Asaro/Sean Casey/Eric Komitee/Claire Kedeshian/Sandeep Satwalekar. Defense Counsel(s) Stephen Scaring, Mildred Whalen, Jeffrey Hoffman/John Pollok, Roland Riopelle, Donna Newman/Peter Quijano, Bruce Maffeo, and Thomas Dunn. Case called. Deft(s) appear with counsel Jury trial cont'd to 3/28/07. (Court Reporter Diane Molas.) (Black, Amanda) (Entered: 03/28/2007)
2007-03-28 264 0 Letter to court regarding testimony of Steve Johnson as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 03/28/2007)
2007-03-28 265 0 Letter Responding to Defendant Nwaigwe's Request to Exclude Part of His SEC Testimony as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit 619G) (Komitee, Eric) (Entered: 03/28/2007)
2007-03-28 266 0 NOTICE of Application to Revoke Defendant O'Connell's Bail by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 03/28/2007)
2007-03-29 267 0 NOTICE of application to revoke defendant O'Connell's bail by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 03/29/2007)
2007-03-30 268 0 WITNESS LIST by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 03/30/2007)
2007-03-29 269 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/29/2007. (Court Reporter Diane Molas.) (Sica, Michele) (Entered: 03/30/2007)
2007-03-28 270 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/28/2007. Case called. Deft appears with counsel. Jury trial cont'd to 3-29-07. (Court Reporter Diane Molas.) (Sica, Michele) (Entered: 03/30/2007)
2007-04-01 275 0 Letter Regarding Direct Testimony of Robert Murphy, Esq., as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/01/2007)
2007-04-02 279 0 Proposed Jury Instructions by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Government's Criminal Forfeiture Requests to Charge# 2 Government's Criminal Forfeiture Special Verdict Sheet) (Kedeshian, Claire) (Entered: 04/02/2007)
2007-04-02 280 0 Letter to Court enclosing Government's Requests to Charge as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Government's Requests to Charge) (Asaro, Michael) (Entered: 04/02/2007)
2007-03-28 282 0 Minute Entry for proceedings held before I. Leo Glasser :For a Criminal Cause for a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/28/2007. Case called. Jury Trial cont'd to 3-29-07 (Court Reporter Fred Guerino.) (Sica, Michele) (Entered: 04/04/2007)
2007-04-04 286 0 Letter Regarding the Direct Testimony of Robert Murphy, Esq. as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Supplement SEC Letter) (Komitee, Eric) (Entered: 04/04/2007)
2007-04-05 288 0 Letter in response to Mahaffy's request for witness statement as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 04/05/2007)
2007-04-06 290 0 Letter regarding witness diary as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 04/06/2007)
2007-04-05 291 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/5/2007. Case called. Deft appear with counsel. Jury Trial resumes. Jury trial cont'd to 4-9-07 (Sica, Michele) (Entered: 04/09/2007)
2007-04-10 292 0 Letter to Court seeking to limit cross examination of witness John Amore as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 04/10/2007)
2007-04-10 293 0 Letter regarding exhibits replacing previously produced draft exhibits as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Satwalekar, Sandeep) (Entered: 04/10/2007)
2007-04-09 294 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/9/2007. Case called. Deft appears with counsel. Jury trial continued to 4-10-07 (Court Reporter Anthony Mancuso.) (Sica, Michele) (Entered: 04/10/2007)
2007-04-10 295 0 MEMORANDUM OPINION as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. LeonardDefendant Picone's motion to supplement testimony offered by the Government DENIED. Defendant Nwaigwe's motion to preclude Government from offering excerpt from SEC testimony DENIED. Ordered by Judge I. Leo Glasser on 04/09/2007. (Moskowitz, Eve) (Entered: 04/10/2007)
2007-04-12 296 0 Letter Seeking Permission to Introduce A Portion of Defendant Mahaffy's Wells Submission as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Mahaffy Wells Submission Dated 5/12/04 (GX 604)) (Komitee, Eric) (Entered: 04/12/2007)
2007-04-13 298 0 WITNESS LIST by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 04/13/2007)
2007-04-15 301 0 Letter Concerning The Testimony of a Witness To Be Called On April 16, 2007 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/15/2007)
2007-04-16 302 0 Letter Replying to Mahaffy's April 13 Letter Regarding Mahaffy's Wells Submission Statement as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/16/2007)
2007-04-11 303 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/11/2007. Case called. Defts appear with counsel. Trial resumes. Jury trial cont'd to 4-16-07. (Court Reporter Anthony Mancuso.) (Sica, Michele) (Entered: 04/16/2007)
2007-04-16 304 0 Proposed Jury Instructions by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/16/2007)
2007-04-16 305 0 Minute Entry for proceedings held before I. Leo Glasser :For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/16/2007. Case called. Deft appears with counsel. Jury trial resumes. Jury Trial continued to 4-17-07 (Court Reporter Gene Rudolph.) (Sica, Michele) (Entered: 04/17/2007)
2007-04-17 306 0 Letter Regarding the Cross-Examination of A Witness Scheduled For April 18 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/17/2007)
2007-04-16 307 0 Minute Entry for proceedings held before I. Leo Glasser : for aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/16/2007. Case called Defts appear with counsel. Jury trial resumes. Jury trial cont'd to 4-17-07 (Court Reporter Gene Rudolph.) (Sica, Michele) (Entered: 04/18/2007)
2007-04-20 308 0 Letter to Court regarding motion to preclude certain cross-examination of Inspector Pankaj Sharma as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 04/20/2007)
2007-04-20 309 0 SEALED DOCUMENT PLACED IN VAULT (Sica, Michele) (Entered: 04/20/2007)
2007-04-20 310 0 Letter to Preclude Defense Expert Testimony as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C) (Satwalekar, Sandeep) (Entered: 04/20/2007)
2007-04-17 311 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/17/2007. Case called. Deft(s) appear with counsel. Jury trial resumes. Jury trial cont'd to 4-18-07 (Court Reporter Gene Rudolph.) (Sica, Michele) (Entered: 04/20/2007)
2007-04-18 312 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/18/2007. Case called. Deft(s) appear with counsel. Jury Trial resumes. Jury trial cont'd to 4-20-07 (Court Reporter Gene Rudolph.) (Sica, Michele) (Entered: 04/20/2007)
2007-04-22 316 0 Letter Regarding Mahaffy Proffer Statement, Industry Practice Instruction, and Defense Expert Discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/22/2007)
2007-04-22 317 0 TRIAL BRIEF by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Wolfe, Susan) (Entered: 04/22/2007)
2007-04-22 318 0 Letter to Court replying to Mahaffy and O'Connell's response in opposition to the government's motion to limit cross-examination of Inspector Sharma as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 04/22/2007)
2007-04-24 320 0 MEMORANDUM OPINION as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard, granting the Government's motion to preclude the expert testimony of defendant Mahaffy and Ghysels' expert witnesses. Ordered by Judge I. Leo Glasser on 04/24/2007. (Moskowitz, Eve) (Entered: 04/24/2007)
2007-04-24 321 0 MEMORANDUM OPINION as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. Government's motion to preclude certain cross-examination of Postal Inspector Pankaj Sharma is granted in part and denied in part. Ordered by Judge I. Leo Glasser on 4/24/2007. (Dillon, James) (Entered: 04/24/2007)
2007-04-24 322 0 Letter Regarding Securities Fraud Jury Charge as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/24/2007)
2007-04-23 323 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/23/2007. Case called. Deft(s) appear with counsel. Jury trial resumes. Jury trial cont'd 4-24-07 (Court Reporter mickey Brymer.) (Sica, Michele) (Entered: 04/26/2007)
2007-04-24 324 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/24/2007. Case called, Deft9s) appear with counel. Jury trial resumes. Jury trial cont'd to 4-25-07 (Court Reporter mickey Brymer.) (Sica, Michele) (Entered: 04/26/2007)
2007-04-25 325 0 Minute Entry for proceedings held before I. Leo Glasser : For Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/25/2007. Case called. Defendants appear with counsel. Jury trial resumes. Jury trial continued to 4-26-07 (Court Reporter mickey Brymer.) (Sica, Michele) (Entered: 04/27/2007)
2007-04-26 326 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/26/2007. Case called. Defts appear with counsel. Jury trial resumes. Jury trial continued to 4-30-07 (Court Reporter mickey Brymer.) (Sica, Michele) (Entered: 04/27/2007)
2007-04-27 327 0 Supplemental MOTION for Declaration of Mistrial by Defendant Ghysels; Supplemental Memorandum of Law re Jury Instructions and Improper Amendment of Indictment and Objections to Government's Requests to Charge by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Wolfe, Susan) (Entered: 04/27/2007)
2007-04-27 329 0 Proposed Jury Instructions by Robert F. Malin (Sercarz, Maurice) (Entered: 04/27/2007)
2007-04-27 330 0 Letter Regarding Jury Instructions on Section 1348 Counts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/27/2007)
2007-04-28 332 0 Letter Enclosing Government's Revised Request to Charge on Securities Fraud Counts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Government's Revised Request to Charge (Securities Fraud) (Clean Copy)# 2 Government's Revised Request to Charge (Securities Fraud) (Changes Marked)) (Komitee, Eric) (Entered: 04/28/2007)
2007-04-29 333 0 Letter Responding to Various Defense Requests to Charge as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 04/29/2007)
2007-04-30 334 0 Proposed Jury Instructions by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1) (Wolfe, Susan) (Entered: 04/30/2007)
2007-04-30 335 0 Proposed Jury Instructions by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Wolfe, Susan) (Entered: 04/30/2007)
2007-04-30 336 0 Letter Renewing Government's Request for Instruction That Industry Practice Is Not A Defense To Fraud Charge as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Gov't's Letter of April 22, 2007, Concerning Industry Practice) (Komitee, Eric) (Entered: 04/30/2007)
2007-04-30 337 0 Minute Entry for proceedings held before I. Leo Glasser :Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/30/2007. Jury trial continued to 5/1/2007. (Barrett, C) (Entered: 05/01/2007)
2007-05-01 338 0 Minute Entry for proceedings held before I. Leo Glasser : For aJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/1/2007. Case called. Defendants appear with counsel. Jury trial resumes. Jury trial continued to 5-2-07. (Court Reporter Ronald Tolkin.) (Sica, Michele) (Entered: 05/02/2007)
2007-05-02 339 0 Letter Regarding Verdict Sheet as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 05/02/2007)
2007-05-03 340 0 EXHIBIT LIST by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit Exhibit List Categorized by Subject# 2 Exhibit Exhibit List Sorted by Exhibit Number) (Satwalekar, Sandeep) (Entered: 05/03/2007)
2007-05-03 341 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/3/2007. Case called. Appear with counsel. Jury trial resumes. Jury trial cont'd to 5-4-07 (Court Reporter Ronald Tolkin.) (Sica, Michele) (Entered: 05/04/2007)
2007-05-04 342 0 EXHIBIT LIST by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit Exhibit List Categorized by Subject# 2 Exhibit Exhibit List Sorted by Exhibit Number) (Satwalekar, Sandeep) (Entered: 05/04/2007)
2007-05-03 343 0 Minute Entry for proceedings held before I. Leo Glasser : ForJury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/3/2007. Jury trial continued to 5-4-07 at 9:30 a.m. (Court Reporter Ronald Tolkin.) (Sica, Michele) (Entered: 05/07/2007)
2007-05-04 344 0 Minute Entry for proceedings held before I. Leo Glasser : For Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/4/2007. Case called, Defendants appear with counsel. Jury trial resumes. Jury trial cont'd to 5-7-07 (Court Reporter Ronald Tolkin.) (Sica, Michele) (Entered: 05/07/2007)
2007-05-09 345 0 Letter by Gvt. in further support of criminal forfeiture proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Kedeshian, Claire) (Entered: 05/09/2007)
2007-05-07 346 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/7/2007. Case called. Defts appear with counsel. Jury trial resumes. Jury trial continued to 5-8-07 (Court Reporter Burt Sulzer.) (Sica, Michele) (Entered: 05/09/2007)
2007-05-08 347 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/8/2007. Case called. Defts appear with counsel. Jury trial resumes. Jury trial cont'd to 5-9-07 (Court Reporter Burt Sulzer.) (Sica, Michele) (Entered: 05/09/2007)
2007-05-10 349 0 Letter by USA regarding forfeiture issues as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Kedeshian, Claire) (Entered: 05/10/2007)
2007-05-09 350 0 Minute Entry for proceedings held before I. Leo Glasser :For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/9/2007. Case called. Defts appear with counsel. Jury trial resumes. Jury trial cont'd to 5-10-07 (Court Reporter Burt Sulzer.) (Sica, Michele) (Entered: 05/11/2007)
2007-05-14 355 0 COURT EXHIBITS AS TO Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (EXHIBITS 2-14 ATTACHED) (Sica, Michele) (Entered: 05/14/2007)
2007-05-14 357 0 SCHEDULING ORDER as to defendants request for an Order extending their time to file their motions pursuant to Fed. R. Cr. P. 29(c) signed by the Honorable I. Leo Glasser on 05/14/07. (Chiodo, Marie) (Entered: 05/14/2007)
2007-05-10 358 0 Minute Entry for proceedings held before I. Leo Glasser : For a Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/10/2007. Case called, Deft's appear with counsel. Jury trial resumes. Jury trial ends. Guilty Verdict on counts 35 and 36 for Defendant Timothy O'Connell. Not guilty verdict on counts 2-40. A mistrial has been declared by the Court on Count one. Conspiracy to commit securities fraud. (Court Reporter Burt Sulzer.) (Sica, Michele) (Entered: 05/15/2007)
2007-05-10 359 0 JURY VERDICT SHEET as to Timothy J. O'Connell (2) Guilty on Count 35sss,36sssKenneth E. Mahaffy Jr. (1) Not Guilty on Count 1ss,1,1s,1sss,2,2s-21s,4,5sss,8sss-9sss,10,13-14,21,22ss,22,22s,22sss,23ss-33ss,23s-33s, 23sss,24,25sss,26,27sss-28sss,28,32sss-33sss,36-37,37ss-38ss,37s-38s,37sss-38sss and Linus N. Nwaigwe (6) Not Guilty on Count 1s,1,1ss,39s-40s,39-40,39ss-40ss and Keevin H. Leonard (8) Not Guilty on Count 1,1s,1ss,2-21,2s-21s,2ss-16ss,22,22s,22ss and Michael A. Picone (7) Not Guilty on Count 1,1s,1ss,22,22s,22ss,41,41s,41ss and David G. Ghysels Jr. (4) Not Guilty on Count 1,1ss,1s,1sss,2ss-21ss,2s-21s,2sss-4sss,6sss-7sss,7-9,11-12,21,22ss,22s,22sss,23, 23ss-33ss,23s-33s,24sss,25,26sss and Robert F. Malin (5) Not Guilty on Count 1s,1,1ss,2s-21s,2-21,2ss-16ss,22s,22,22ss and Timothy J. O'Connell (2) Not Guilty on Count 1,1ss,1sss,2,2ss-21ss,2s-21s,4,5sss,8sss-10sss,10,12sss-14sss,13-15,17-19,17sss-21sss, 21,22,22ss,22s,22sss,23ss-33ss,23s-33s,23sss,24,25sss,26,27sss-31sss,28,30,32,34,34ss-35ss, 34s-35s,34sss,36ss,36s,38,39-40. (Sica, Michele) (Entered: 05/15/2007)
2007-05-18 360 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4-2-07 before Judge Glasser. Court Reporter: Fred Guerino. (Sica, Michele) (Entered: 05/18/2007)
2007-03-21 361 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/21/07 before Judge Glasser. Court Reporter: Sheldon Silverman. (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 362 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/27/07 before Judge Glasser. Court Reporter: Diane Molas. (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 363 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/28/07 before Judge Glasser. Court Reporter: Diane Molas. (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 364 0 TRANSCRIPT of Jury Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/29/07 before Judge Glasser. Court Reporter: Diane Molas. AUSA: Michael Asaro, Eric Komitee, Sandeep Satwalekar. Defense Attorneys as listed in transcript (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 365 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/9/07 before Judge G. Court Reporter: Diane Molas. (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 366 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/10/07 before Judge Glasser. Court Reporter: Anthony Mancuso. AUSA: Michael Asaro, Eric Komitee, Sandeep Satwalekar. Defense Attorneys as listed in transcript (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 367 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/11/07 before Judge Glasser. Court Reporter: Anthony Mancuso. AUSA: Michael Asaro, Eric Komitee, Sandeep Satwalekar. Defense Attorneys as listed on transcript (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 368 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4-16-07 before Judge Glasser. Court Reporter: Gene Rudolph. AUSA: Michael Asaro, Eric Komitee, Sandeep Satwalekar. Defense Attorneys as listed in transcript (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 369 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/17/07 before Judge Glasser. Court Reporter: Gene Rudolph. AUSA: Michael Asaro, Eric Komitee, Sandeep Satwalekar. Defense Attorneys as listed in transcript (Sica, Michele) (Entered: 05/18/2007)
2007-05-18 370 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/18/07 before Judge Glasser. Court Reporter: Gene Rudolph. AUSA: Michael Asaro, Eric Komitee, Sandeep Satwalekar. Defense Attorneys as listed in transcript (Sica, Michele) (Entered: 05/18/2007)
2007-05-21 371 0 Letter to Court regarding request for retrial date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 05/21/2007)
2007-03-26 372 0 TRANSCRIPT of JURY TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/26/07 before Judge Glasser. Court Reporter: Diane Molas. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 373 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/20/07 before Judge Glasser. Court Reporter: Gene Rudolph. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 374 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/23/07 before Judge Glasser. Court Reporter: mickey Brymer. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 375 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/24/07 before Judge Glasser. Court Reporter: mickey Brymer. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 376 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/25/07 before Judge Glasser. Court Reporter: mickey Brymer. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 377 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/26/07 before Judge Glasser. Court Reporter: mickey Brymer. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 378 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/30/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 379 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/1/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 380 0 TRANSCRIPT of TRIAL Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/2/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/21/2007)
2007-05-21 381 0 Letter from Judge Glasser to Assistant United States Attorneys recusing himself from retrying the defendants on Count One of the indictment. (Chiodo, Marie) (Entered: 05/21/2007)
2007-05-22 382 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/3/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 383 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/4/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 384 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/5/07 before Judge Glasser. Court Reporter: Fred Guerino. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 385 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/7/07 before Judge Glasser. Court Reporter: Burt Sulzer. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 386 0 TRANSCRIPT of TRIALProceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/7/07 before Judge G. Court Reporter: Burt Sulzer. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 387 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/8/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 388 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 5/9/07 before Judge Glasser. Court Reporter: Ronald Tolkin. (Sica, Michele) (Entered: 05/22/2007)
2007-05-22 389 0 Letter to Hon. Allyne R. Ross as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Asaro, Michael) (Entered: 05/22/2007)
2007-05-23 391 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: Status Conference set for 6/4/2007 @ 02:00 PM before Senior-Judge Jack B. Weinstein. Briefs should be submitted on or before 5/31/2007. Ordered by Judge Jack B. Weinstein, on 5/23/2007. (Barrett, C) (Entered: 05/23/2007)
2007-05-25 397 0 NOTICE OF HEARING: the 6/4 conference will be held as scheduled. Judge Glasser's motion schedule is adopted. All motions will be heard 6/29/2007 @ 11:00 a.m. (Signed by June Lowe, case manager, on 5/25/2007) (Barrett, C) (Entered: 05/25/2007)
2007-05-31 398 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: Attend conference on 6/4 as scheduled. If parties agree reschedule as soon as practicable with help of case coordinator Lowe. Ordered by Judge Jack B. Weinstein, on 5/25/2007. (Endorsed on letter dated 5/24/2007 from Mildred M. Whalen to USDJ Weinstein) (Barrett, C) (Entered: 05/31/2007)
2007-05-31 399 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: the schedule for motions approved by Judge Glasser approved by Court. Ordered by Judge Jack B. Weinstein, on 5/25/2007. (Endorsed on letter dated 5/24/2007 from Stephen P. Searing to USDJ Weinstein) (Barrett, C) (Entered: 05/31/2007)
2007-06-15 406 0 MOTION to Dismiss the Indictment pursuant to Fed.R.Crim.P. 29(C) by Robert F. Malin. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C) (Riopelle, Roland) (Entered: 06/15/2007)
2007-06-20 414 0 Letter requesting additional time as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Casey, Sean) (Entered: 06/20/2007)
2007-06-21 416 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: the government's request for a one-week extension to 6/29/2007 to respond to defts' post trial motions is GRANTED. Motion Hearing set for 7/20/2007 @ 09:30 AM before Senior-Judge Jack B. Weinstein. Ordered by Judge Jack B. Weinstein, on 6/21/2007. (Endorsed on letter dated 6/20/2007 from Sean Patrick Casey to USDJ Weinstein) (Barrett, C) (Entered: 06/21/2007)
2007-06-26 419 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: Motion Hearing scheduled for 7/20/2007, is adjourned to 8/9/2007 @ 11:00 a.m. Ordered by Judge Jack B. Weinstein, on 6/25/2007. (Barrett, C) (Entered: 06/26/2007)
2007-06-04 420 0 Minute Entry for proceedings held before Jack B. Weinstein :Status Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone held on 6/4/2007. Speedy Trial Start: 6/21/07; stop: 11/5/07. Post Trial motions will be heard 6/29/07. Tentative trial date 11/5/07. (Court Reporter Shelly Silverman.) (Puma, Christine) (Entered: 06/28/2007)
2007-06-29 426 0 JUDGMENT as to Robert F. Malin (5), Count(s) 22ss, 2ss-16ss, JUDGMENT OF ACQUITTAL AS TO DEFENDANT ROBERT F. MALIN ON COUNTS 2SS THRU 16SS AND 22SS. Ordered by I Leo Glasser dtd 5-17-07. Ordered by Judge I. Leo Glasser on 5/17/07. (Sica, Michele) (Entered: 06/29/2007)
2007-06-29 427 0 RESPONSE to Motion Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 411 MOTION for Acquittal Under Fed R. Crim P. 29 and Motion to Bar Re-Trial on Count One of the Indictment, and Preclude Admission of any Evidence of Acquitted Conduct, 408 First MOTION to Amend/Correct 407 First MOTION for Acquittal Under Fed. R. Crim. Pro. 29 and Motion to Bar Re-Trial on Count One of the Indictment, and Preclude Admission of any Evidence of Acquitted Conduct filed by Michael A. Picone to repFirst MOTION to Amend/Correct 407 First MOTION for Acquittal Under Fed. R. Crim. Pro. 29 and Motion to Bar Re-Trial on Count One of the Indictment, and Preclude Admission of any Evidence of Acquitted Conduct filed by Michael A. Picone to rep, 406 MOTION to Dismiss the Indictment pursuant to Fed.R.Crim.P. 29(C), 410 MOTION for Acquittal and bar on retrial of count 1 of the indictment, 412 MOTION to Dismiss Count One and Bar Retrial Under Doctrine of Colateral Estoppel MOTION to Exclude Evidence of Acquitted Conduct MOTION to Set Aside Verdict MOTION to Sever Defendant Ghysels MOTION for Acquittal Under F.R.Cr. Pro. 29, 409 MOTION for Acquittal and Order Barring Retrial Government's Response to Defendants' Post-Trial Motions (Satwalekar, Sandeep) (Entered: 06/29/2007)
2007-07-16 435 0 RESPONSE in Support Robert F. Malin re 406 MOTION to Dismiss the Indictment pursuant to Fed.R.Crim.P. 29(C) (Riopelle, Roland) (Entered: 07/16/2007)
2007-07-25 441 0 Letter in response to the Court's Order of July 24, 2007 as to Robert F. Malin (Attachments: # 1 Exhibit A# 2 Exhibit B) (Riopelle, Roland) (Entered: 07/25/2007)
2007-07-25 442 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: at the 7/31/2007 hearing on defts' RULE 29 and Double Jeopardy motions, the court directs argument on the outlined questions. To the extent any of these issues have previously been briefed before Judge Glasser, the parties may resubmit their prior briefs. They shall submit a copy of any order--oral or written--issued by Judge Glasser on these or other relevant subjects. Ordered by Judge Jack B. Weinstein, on 7/24/2007. (Barrett, C) (Entered: 07/25/2007)
2007-07-27 447 0 Letter from the Government In Response to Questions Posed in the Court's Order of July 24, 2007 (without exhibits) as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 07/27/2007)
2007-07-30 449 0 Letter in response to Government's letter of July 27, 2007 as to Robert F. Malin (Riopelle, Roland) (Entered: 07/30/2007)
2007-07-30 451 0 Letter from the Government In Response to July 30 Letters By Defendants Malin and Mahaffy as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Komitee, Eric) (Entered: 07/30/2007)
2007-08-07 458 0 RESPONSE in Opposition Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 411 MOTION for Acquittal Under Fed R. Crim P. 29 and Motion to Bar Re-Trial on Count One of the Indictment, and Preclude Admission of any Evidence of Acquitted Conduct, 408 First MOTION to Amend/Correct 407 First MOTION for Acquittal Under Fed. R. Crim. Pro. 29 and Motion to Bar Re-Trial on Count One of the Indictment, and Preclude Admission of any Evidence of Acquitted Conduct filed by Michael A. Picone to repFirst MOTION to Amend/Correct 407 First MOTION for Acquittal Under Fed. R. Crim. Pro. 29 and Motion to Bar Re-Trial on Count One of the Indictment, and Preclude Admission of any Evidence of Acquitted Conduct filed by Michael A. Picone to rep, 406 MOTION to Dismiss the Indictment pursuant to Fed.R.Crim.P. 29(C), 410 MOTION for Acquittal and bar on retrial of count 1 of the indictment, 412 MOTION to Dismiss Count One and Bar Retrial Under Doctrine of Colateral Estoppel MOTION to Exclude Evidence of Acquitted Conduct MOTION to Set Aside Verdict MOTION to Sever Defendant Ghysels MOTION for Acquittal Under F.R.Cr. Pro. 29, 409 MOTION for Acquittal and Order Barring Retrial Supplemental Letter (Weinstein, Paul) (Entered: 08/07/2007)
2007-08-07 463 0 Letter in response to the Court's request for authority for reconsideration as to Robert F. Malin (Riopelle, Roland) (Entered: 08/07/2007)
2007-08-14 465 0 MEMORANDUM & ORDER RULE 29, DOUBLE JEOPARDY, & CRIMINAL COLLATERAL ESTOPPEL, as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard: the defendants' RULE 29, Double Jeopardy, and collateral estoppel motions are denied. Ordered by Judge Jack B. Weinstein, on 8/13/2007. Copies faxed by Chambers. (Barrett, C) (Entered: 08/14/2007)
2007-09-06 478 0 Letter MOTION for Hearing /ruling in advance of trial the remaining motion by Robert F. Malin. (Barrett, C) (Entered: 09/06/2007)
2007-09-06 479 0 TRANSCRIPT of Motions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 7/31/2007 before Judge Weinstein. Court Reporter: Henry Shapiro. (Barrett, C) (Entered: 09/06/2007)
2007-11-02 489 0 TRANSCRIPT of trial Proceedings held on 3/19/07 before Judge Glasser. Court Reporter: Sheldon Silverman. Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Sica, Michele) (Entered: 11/02/2007)
2007-11-02 490 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/20/07 before Judge Glasser. Court Reporter: Sheldon Silverman. (Sica, Michele) (Entered: 11/02/2007)
2007-11-02 491 0 TRANSCRIPT of Trial Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 3/22/07 before Judge Glasser. Court Reporter: Sheldon Silverman. (Sica, Michele) (Entered: 11/02/2007)
2007-09-11 492 0 Minute Entry for proceedings held before Jack B. Weinstein :Pretrial Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 9/11/2007. Rulings on the record. (Barrett, C) (Entered: 11/05/2007)
2008-04-18 497 0 LETTER MOTION to Travel by Robert F. Malin. (Barrett, C) (Entered: 04/18/2008)
2008-04-18 498 0 ORDER approved on consent and conditions 497 Motion to Travel as to Robert F. Malin (5). Ordered by Senior Judge Jack B. Weinstein, on 4/10/2008. (Barrett, C) (Entered: 04/18/2008)
2008-06-18 500 0 ENDORSED ORDER as to Robert F. Malin: It is the order of the Court that the defendant's term of supervision be terminated. Ordered by Senior Judge Jack B. Weinstein, on 6/13/2008. Copies mailed by Chambers. (Barrett, C) (Entered: 06/18/2008)
2008-07-28 505 0 ORDER as to Kenneth E. Mahaffy, Jr, et al.: Status Conference set for 8/18/2008 at 11:00 AM before Senior Judge Jack B. Weinstein. Ordered by Senior Judge Jack B. Weinstein, on 7/28/2008. (Barrett, C) (Entered: 07/28/2008)
2008-08-27 517 0 NOTICE OF ATTORNEY APPEARANCE Jonathan E. Green appearing for USA. AUSAs Paul Schoeman, James McMahon and Jonathan Green Enter Appearances (Green, Jonathan) (Entered: 08/27/2008)
2008-08-29 519 0 MEMORANDUM in Support Robert F. Malin re 406 MOTION to Dismiss the Indictment pursuant to Fed.R.Crim.P. 29(C) and in light of the Second Circuit's recent ruling in United States v. Finnerty 533 F.3d 143 (2d Cir. 2008) (Riopelle, Roland) (Entered: 08/29/2008)
2008-09-05 522 0 RESPONSE in Opposition Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 520 MOTION to Dismiss the Indictment for the reasons set forth in Codefendants Malin, Ghysels and Mahaffy's Motions hereby joined, 516 Supplemental MOTION to Dismiss indictment, 518 Letter MOTION to Dismiss the Indictment/Count One, 514 MOTION for Acquittal pursuant to Rule 29, in light of U.S. v. Finnerty (Green, Jonathan) (Entered: 09/05/2008)
2008-09-08 523 0 RESPONSE in Support Robert F. Malin re 406 MOTION to Dismiss the Indictment pursuant to Fed.R.Crim.P. 29(C) (Riopelle, Roland) (Entered: 09/08/2008)
2008-08-18 525 0 Minute Entry for proceedings held before Senior Judge Jack B. Weinstein:Pretrial Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 8/18/2008. Tentative trial date 11/17/2008. Status conference and motions 9/12/2008 at 11 a.m. (Barrett, C) (Entered: 09/08/2008)
2008-09-12 528 0 Minute Entry for proceedings held before Senior Judge Jack B. Weinstein:denying Motion to Dismiss the indictment as to David G. Ghysels Jr. (4); denying 516 Motion to Dismiss as to Linus N. Nwaigwe (6); denying 520 Motion to Dismiss as to Michael A. Picone (7); Hearing as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 9/12/2008 re 516 Supplemental MOTION to Dismiss indictment filed by Linus N. Nwaigwe, 520 MOTION to Dismiss the Indictment for the reasons set forth in Codefendants Malin, Ghysels and Mahaffy's Motions hereby joined filed by Michael A. Picone, 518 Letter MOTION to Dismiss the Indictment/Count One filed by David G. Ghysels, Jr. Deft Mahaffy has curico hearing. Deft Mahaffy advises the court that he wishes to continue with counsel. The court accepts attorney Andrew Frisch's application to represent Defendant Mahaffy. (Barrett, C) (Entered: 09/17/2008)
2008-09-22 530 0 Letter Requesting Order of Excludable Delay as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 09/22/2008)
2008-09-17 531 0 ORDER as to Kenneth E. Mahaffy, Jr, et al.: For the reasons stated on the record today, the defts' motions to dismiss the remaining count of the indictment are denied. Ordered by Senior Judge Jack B. Weinstein, on 9/12/2008. (Barrett, C) (Entered: 09/24/2008)
2008-09-23 532 0 ORDER endorsed on 530 Letter requesting Order of Excludable Delay: GRANTED because of complexity of case as to all Dfts. Ordered by Senior Judge Jack B. Weinstein on 9/23/2008. (Abdallah, Fida) (Entered: 10/02/2008)
2008-10-16 535 0 SUPERSEDING INDICTMENT as to Kenneth E. Mahaffy, Jr., (1) count 1ssss; Timothy J. O'Connell (2) count 1ssss; David G. Ghysels, Jr., (4) count 1ssss; Robert F. Malin (5) count 1sss; Linus N. Nwaigwe (6) count 1sss; Michael A. Picone (7) count 1sss; and Keevin H. Leonard (8) count 1sss. (Abdallah, Fida) (Entered: 10/22/2008)
2008-10-21 536 0 Minute Entry for proceedings held before Magistrate Judge Roanne L. Mann:Arraignment as to Kenneth E. Mahaffy Jr. (1) count 1ssss; Robert F. Malin (5) count 1sss; Linus N. Nwaigwe (6) count 1sss; Michael A. Picone (7) count 1sss; Keevin H. Leonard (8) count 1sss held on 10/21/2008. Dfts arraigned on the superseding indictment. All Dfts entered not guilty plea. Status conference set for 10/23/08 @ 2:00 before Judge Weinstein. (Log # 11:22 - 11:29) (Abdallah, Fida) (Entered: 10/22/2008)
2008-10-24 539 0 CJA 23 Financial Affidavit by Robert F. Malin. (Barrett, C) (Entered: 10/24/2008)
2008-10-28 541 0 ORDER the request that the time between 9/12/08 and the present 11/17/08 trial date be excluded is granted. Ordered by Senior Judge Jack B. Weinstein on 9/30/08. (Greene, Donna) (Entered: 10/28/2008)
2008-11-19 543 0 Minute Entry for proceedings held before Senior Judge Jack B. Weinstein:denying 533 Motion to Sever Defendant as to Kenneth E. Mahaffy Jr. (1); Attorney Appointment Hearing as to Robert F. Malin; Pretrial Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone held on 10/23/2008. Roland Riopelle is appointed CJA counsel to represent deft Malin. Jury selection and trial 2/17/2009. (Barrett, C) (Entered: 11/19/2008)
2008-12-15 546 0 NOTICE Government's Notice Pursuant to FRE 404(b) by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 12/15/2008)
2008-12-23 549 0 Letter Enclosing Draft Charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 12/23/2008)
2009-01-12 556 0 Letter regarding Government's FINRA witness as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 01/12/2009)
2009-01-12 557 0 RESPONSE in Opposition Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard re 551 MOTION for Bill of Particulars MOTION in Limine MOTION to Sever Defendant MOTION to Strike MOTION for Disclosure (Green, Jonathan) (Entered: 01/12/2009)
2009-01-13 560 0 First MOTION in Limine To Preclude Certain Cross Examination by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Green, Jonathan) (Entered: 01/13/2009)
2009-01-24 566 0 Letter Regarding Exhibit List as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 01/24/2009)
2009-01-25 567 0 Letter regarding prospective defense witness Paul F. Meyer as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 01/25/2009)
2009-01-26 568 0 Letter Regarding 404(b) evidence as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 01/26/2009)
2009-01-26 569 0 Letter Enclosing Draft Charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 01/26/2009)
2009-01-29 572 0 Letter Enclosing Exhibits From First Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 01/29/2009)
2009-01-29 573 0 MOTION in Limine to preclude evidence regarding Christopher Ranni by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (McMahon, James) (Entered: 01/29/2009)
2009-01-30 574 0 Letter Regarding Government Exhibit 907 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 01/30/2009)
2009-01-30 575 0 Letter Attaching Four Additional Draft Charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 01/30/2009)
2009-01-30 576 0 Letter Requesting Adjournment of Trial Date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 01/30/2009)
2009-02-02 577 0 Letter Regarding Trial Date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 02/02/2009)
2009-02-10 581 0 Letter Regarding Dominick Bonnano as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 02/10/2009)
2009-02-11 582 0 Letter Enclosing Draft Charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C) (Green, Jonathan) (Entered: 02/11/2009)
2009-01-21 583 0 Minute Entry for proceedings held before Senior Judge Jack B. Weinstein: Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 1/21/2009. The parties are to inform the court no later than 1/31/2009 if they are able to proceed to trial on 3/30/2009. (Barrett, C) (Entered: 02/12/2009)
2009-02-13 584 0 ORDER OF RECUSAL in case as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard Senior-Judge I. Leo Glasser and Senior-Judge Jack B. Weinstein recused. Case reassigned to Chief Judge Raymond J. Dearie for all further proceedings. Ordered by Chief Judge Raymond J. Dearie on 2/13/2009. (Bowens, Priscilla) (Entered: 02/13/2009)
2009-02-17 586 0 Letter proposing schedule for motions in limine as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 02/17/2009)
2009-02-18 587 0 Letter Providing Status Update as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Green, Jonathan) (Entered: 02/18/2009)
2009-02-19 588 0 MOTION in Limine to preclude the government from eliciting certain testimony from its witness W.Fellus by Robert F. Malin. (Attachments: # 1 Exhibit A) (Riopelle, Roland) (Entered: 02/19/2009)
2009-02-19 589 0 Minute Entry for proceedings held before Chief Judge Raymond J. Dearie: Status Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 2/19/2009. Counsel for parties present. Discussion held. Court advises counsel that trial will proceed, if they all are in agreement, on 4/8/09 with a magistrate judge selecting the jury on 3/30/09. Counsel consent to a magistrate judge selecting the jury and the trial beginning on 4/8/09. Government estimates the length of trial to be 3 to 4 weeks. Court sets the following motion in limine schedule: defense motion due 3/9/09; government response due 3/23/09. (Court Reporter: Holly Driscoll). (Chee, Alvin) (Entered: 02/20/2009)
2009-02-20 590 0 NOTICE TO COUNSEL as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard: It has been brought to the Court's attention that Passover begins the evening of Wednesday, April 8th, and Good Friday follows on April 10th. For obvious reasons, our intended start date for trial will have to be scrapped. Given the competing schedules of counsel and the Court, it may be necessary to find a judge to try the case as originally scheduled on March 30th. I invite counsel to confer on an alternative start date, consistent with the schedules of the Court and all counsel. For counsel's guidance, the Court cannot meet the weeks of March 30th and April 6th. Without a suitable stipulated date for the commencement of trial, the trial will be reassigned to another judge. We invite a joint submission, if any, by 3 PM on February 23rd. Ordered by Chief Judge Raymond J. Dearie on 2/20/2009. (Chee, Alvin) (Entered: 02/20/2009)
2009-02-24 593 0 Letter Regarding Date for Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 02/24/2009)
2009-02-24 594 0 Letter advising of consensus on trial date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 02/24/2009)
2009-02-26 595 0 ORDER OF REASSIGNMENT for trial in case as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard Chief Judge Raymond J. Dearie recused. Case reassigned to Judge John Gleeson for all further proceedings. Ordered by Chief Judge Raymond J. Dearie on 2/26/2009. (Bowens, Priscilla) (Entered: 02/26/2009)
2009-02-27 596 0 Letter to Judge Gleeson regarding March 6, 2009 status conference as to Robert F. Malin (Riopelle, Roland) (Entered: 02/27/2009)
2009-02-27 599 0 Letter Enclosing Additional Draft Summary Charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Green, Jonathan) (Entered: 02/27/2009)
2009-03-04 601 0 Letter to Government about miscellaneous pretrial issues as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/04/2009)
2009-03-06 603 0 Letter Enclosing Additional Discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 03/06/2009)
2009-03-06 604 0 MOTION to Appoint Counsel and Payment of Interim Vouchers by Robert F. Malin. (Riopelle, Roland) (Entered: 03/06/2009)
2009-03-08 605 0 MOTION in Limine To Preclude Evidence by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Riopelle, Roland) (Entered: 03/08/2009)
2009-03-09 606 0 First MOTION in Limine by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Listed Block Squawk Box Policies and Procedures, # 2 Mahaffy-Lee Email Exchange, # 3 Sample Page of Government Exhibit 1, # 4 Government Exhibit 7, # 5 Cover letter attaching courtesy copy to the Court) (Frisch, Andrew) (Entered: 03/09/2009)
2009-03-09 607 0 Letter responding to government inquiry as to Santiago-O'Connell recording as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/09/2009)
2009-03-09 608 0 Letter Responding to Mr. Frisch's March 4, 2009 Letter as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 03/09/2009)
2009-03-09 609 0 MOTION in Limine letter motion joining in motions in limine separately filed by co-defndants by Keevin H. Leonard as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Golub, Mitchell) (Entered: 03/09/2009)
2009-03-09 610 0 Third MOTION in Limine by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 03/09/2009)
2009-03-11 614 0 Letter Enclosing Additional Discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 03/11/2009)
2009-03-12 615 0 Letter proposing voir dire questions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/12/2009)
2009-03-12 616 0 MOTION in Limine supplemental in Limine motion by Keevin H. Leonard as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Golub, Mitchell) (Entered: 03/12/2009)
2009-03-13 617 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 1/21/2009, before Judge Weinstein. Court Reporter/Transcriber TypeWrite Word Processing, Telephone number 518-581-8973. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/3/2009. Redacted Transcript Deadline set for 4/13/2009. Release of Transcript Restriction set for 6/11/2009. (Sanders, Melanie) (Entered: 03/13/2009)
2009-03-13 618 0 Letter Enclosing Draft Charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 03/13/2009)
2009-03-15 619 0 Letter Enclosing Proposed Stipulation Concerning Section 12 of the Securities Exchange Act of 1934 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 03/15/2009)
2009-03-16 620 0 Letter providing notice of Dr. Simon Wu as a summary and expert witness as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/16/2009)
2009-03-06 622 0 Minute Entry for proceedings held before Judge John Gleeson: Case called. All defendants' appearances are waived by the Court with the consent of the Court. Defense counsel Andrew J. Frisch, Esq. appears for defendant Kenneth Mahaffy. Defense counsel Mildred Whalen, Esq. appears defendant for Timothy O'Connell. Defense counsel Jeffrey Hoffman, Esq. appears for defendant David Ghysels. Defense counsel Roland Riopelle, Esq. appears for defendant Robert Malin. Defense counsel Donna Newman, Esq. appears for defendant Linus Nwaigwe. Defense counsel Thomas Dunn, Esq. and Mitchell Golub, Esq. appear for the defendant Keevin Leonard. AUSA Paul Schoeman, AUSA Jonathan Green, and AUSA James McMahon appear for the government. Status Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe and Keevin H. Leonard held on 3/6/2009. The case is set for Jury Selection and Trial scheduled for March 30, 2009 at 9:30 AM in courtroom 6C South before Judge John Gleeson. Motions in Limine are due as follows: Motion due by 3/9/09; Opposition due by 3/20/09; and the Oral Argument is set for March 27, 2009 at 10:30 AM in courtroom 6C South before Judge John Gleeson. (Court Reporter Marsha Diamond.) (Lee, Ilene) (Entered: 03/17/2009)
2009-03-19 623 0 Letter regarding counsel's trial schedule as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Golub, Mitchell) (Entered: 03/19/2009)
2009-03-19 624 0 Letter supplementing motion in limine and seeking permission to do so as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C) (Frisch, Andrew) (Entered: 03/19/2009)
2009-03-19 625 0 Letter to government certain information from Yahoo and Bloomberg as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/19/2009)
2009-03-20 627 0 MEMORANDUM in Opposition re 605 MOTION in Limine, 616 MOTION in Limine, 609 MOTION in Limine, 606 First MOTION in Limine, 612 MOTION in Limine, 611 MOTION to Dismiss Under Doctrine of Void For Vagueness 18 U.C.S. 1346 MOTION in Limine to Preclude 404(b) evidence and in opposition to Government Motion In Limine to Preclude Cross-Examination MOTION in Limine to Preclude 404(b) evidence and in opposition to Government Motion In Limine to Preclude Cross-Examination, 613 First MOTION in Limine Government's Response to Defendants' Motions In Limine (Green, Jonathan) (Entered: 03/20/2009)
2009-03-21 628 0 Letter Regarding Trial Schedule as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 03/21/2009)
2009-03-21 629 0 Letter Reply In Favor Of Malin's Motions In Limine as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 03/21/2009)
2009-03-22 630 0 REPLY TO RESPONSE to Motion re 606 MOTION in Limine (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Frisch, Andrew) (Entered: 03/22/2009)
2009-03-22 631 0 Letter enclosing additional discovery and draft charts as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Schoeman, Paul) (Entered: 03/22/2009)
2009-03-22 632 0 MOTION in Limine to preclude expert testimony of Simon Wu by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit) (Schoeman, Paul) (Entered: 03/22/2009)
2009-03-23 635 0 MOTION in Limine to preclude evidence of SEC settlement order by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit SEC Order, # 2 Exhibit SEC Release) (Schoeman, Paul) (Entered: 03/23/2009)
2009-03-24 636 0 NOTICE of Intent to Use Evidence by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard Reciprocal Discovery Rule 16 (Riopelle, Roland) (Entered: 03/24/2009)
2009-03-24 637 0 RESPONSE to Motion re 635 MOTION in Limine to preclude testimony/evidence of SEC Order (Riopelle, Roland) (Entered: 03/24/2009)
2009-03-24 639 0 Letter in response to government's motion to preclude expert testimony of Simon Wu, PhD as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Frisch, Andrew) (Entered: 03/24/2009)
2009-03-25 640 0 Letter in response to government letter of March 22, 2009 about SEC settlement as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/25/2009)
2009-03-25 642 0 Letter Enclosing Draft Transcripts of Government's Exhibits 907 and 908 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Green, Jonathan) (Entered: 03/25/2009)
2009-03-25 644 0 Letter Enclosing A Summary Of Pending Motions In Limine as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 03/25/2009)
2009-03-26 645 0 RESPONSE in Support re 612 MOTION in Limine To Admit Tape Recording of Christopher Ranni for Impeachment purposes (Riopelle, Roland) (Entered: 03/26/2009)
2009-03-26 646 0 Letter providing additional discovery as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 03/26/2009)
2009-03-26 647 0 REPLY TO RESPONSE to Motion re 632 MOTION in Limine to preclude expert testimony of Simon Wu (Schoeman, Paul) (Entered: 03/26/2009)
2009-03-26 649 0 TRIAL BRIEF by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 03/26/2009)
2009-03-27 652 0 Proposed Voir Dire by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Schoeman, Paul) (Entered: 03/27/2009)
2009-03-29 653 0 Letter Enclosing (1) the Government's Exhibit List, (2) a List of Names To Be Read to the Jury, and (3) the Government's Witness List as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C) (Green, Jonathan) (Entered: 03/29/2009)
2009-03-27 655 0 Minute Entry for proceedings held before Judge John Gleeson: Case called. Defendant Kenneth Mahaffy appears with defense counsel Andrew J. Frisch, Esq. Defendant Timothy O'Connell appears with defense counsel Mildred Whalen, Esq. Defendant David Ghysels appears with defense counsel Jeffrey Hoffman, Esq. Defendant Robert Malin appears with defense counsel Roland Riopelle, Esq. Defendant Linus Nwaigwe appears with defense counsel Donna Newman, Esq. Defendant Keevin Leonard appears with defense counsel Thomas Dunn, Esq. and Mitchell Golub, Esq. AUSA Paul Schoeman, AUSA Jonathan Green, and AUSA James McMahon appear for the government. Pretrial Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe and Keevin H. Leonard held on 3/27/2009. Discussions in re: the various Motions filed in preparation for the trial were argued and ruled on by the Court. The Jury selection and trial remains scheduled for Monday March 30, 2009 at 9:30 AM in courtroom 6C South before Judge John Gleeson. (Court Reporter Nicole Warren.) (Lee, Ilene) (Entered: 03/31/2009)
2009-04-05 657 0 Letter enclosing trial subpoena to FINRA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 04/05/2009)
2009-04-06 658 0 Letter Requesting Preclusion of Evidence Regarding David Luce as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 04/06/2009)
2009-03-30 661 0 Minute Entry for proceedings held before Judge John Gleeson:Voir Dire held on 3/30/2009 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard. Jury selected. Trial begins. Trial resumes 3/31/09 at 9:30. Dft's opening continue. AUSA Paul Schoeman, Jonathan Green and James McMahon. See Calendar for Defense appearances. (Court Reporter Fred Guerino and Henry Shapiro.) (Piper, Francine) (Entered: 04/08/2009)
2009-03-31 662 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 3/31/2009. Dft opens. Trial resumed. Trial resumes 4/1/09 at 9:30. AUSA Paul Shoeman, Jonathan Green, James McMahon. See calendar for Defense Counsel. (Court Reporter Fred Guerino and Henry Shapiro.) (Piper, Francine) (Entered: 04/08/2009)
2009-04-01 663 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/1/2009. Trial resumed. Trial resumes 4/2/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon. See calendar for Defense Counsel. (Court Reporter Fred Guerino, Anthony Frisolone and Henry Shapiro.) (Piper, Francine) (Entered: 04/08/2009)
2009-04-02 664 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/2/2009. Trial resumed. Trial resumes 4/6/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon. See calendar for Defense Counsel. (Court Reporter Fred Guerino, Anthony Frisolone and Henry Shapiro.) (Piper, Francine) (Entered: 04/08/2009)
2009-04-06 665 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/6/2009. Trial resumed. Trial continues tomorrow to 4/7/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon. (Court Reporter Anthony Mancuso, Burt Sulzer, Sheldon Silverman.) (Piper, Francine) (Entered: 04/08/2009)
2009-04-07 666 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/7/2009. Trial resumed. Trial continues 4/8/09 at 9:00. AUSA Paul Schoeman, Jonathan Green and James McMahon. See calendar for Defense Counsel. (Court Reporter Anthony Mancuso, Marsha Diamond, Sheldon Silverman and Burt Sulzer.) (Piper, Francine) (Entered: 04/08/2009)
2009-04-09 667 0 NOTICE of Intent to Use Evidence by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 04/09/2009)
2009-04-09 668 0 NOTICE of Intent to Offer Prior Testimony as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 04/09/2009)
2009-04-08 669 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/8/2009. Trial resumes again on 4/13/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon. See calendar for Defense Counsel. (Court Reporter Anthony Mancuso, Marsha Diamond and Sheldon Silverman.) (Piper, Francine) (Entered: 04/09/2009)
2009-04-09 670 0 NOTICE of Intent to Use Evidence by Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 04/09/2009)
2009-04-10 671 0 MOTION to Compel Government to pay travel and lodging expenses for witness by Linus N. Nwaigwe as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Newman, Donna) (Entered: 04/10/2009)
2009-04-10 672 0 Letter Regarding Offer of Prior Testimony of Keevin Leonard as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 04/10/2009)
2009-04-10 673 0 Proposed Jury Instructions by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 04/10/2009)
2009-04-11 674 0 Proposed Jury Instructions by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 04/11/2009)
2009-04-11 675 0 Letter MOTION in Limine To Preclude John Coakley and John Hewitt as Witnesses by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Riopelle, Roland) (Entered: 04/11/2009)
2009-04-14 679 0 Proposed Jury Instructions by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Wolfe, Susan) (Entered: 04/14/2009)
2009-04-14 680 0 Letter Objections to Govt's Requests to Charge as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Wolfe, Susan) (Entered: 04/14/2009)
2009-04-13 681 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/13/2009. Trial resumed. Trial resumes 4/14/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon. (Court Reporter Gene Rudolph and Sheldon Silverman.) (Piper, Francine) Modified on 4/14/2009 (Piper, Francine). (Entered: 04/14/2009)
2009-04-14 682 0 NOTICE OF ATTORNEY APPEARANCE Brian D. Morris appearing for USA. (Morris, Brian) (Entered: 04/14/2009)
2009-04-14 683 0 Proposed Jury Instructions by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 USA (Forfeiture) Proposed Special Verdict Form) (Morris, Brian) (Entered: 04/14/2009)
2009-04-14 685 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/14/2009. Govt rest. Dft rests. Trial resumes 4/15/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon; See calendar for defense counsel. (Court Reporter Gene Rudolph, Sheldon Silverman and Marsha Diamond.) (Piper, Francine) (Entered: 04/15/2009)
2009-04-15 686 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/15/2009. Govt summation. Dft summation. Trial resumed. Summations continue 4/16/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon. See calendar for Defense Counsel. (Court Reporter Gene Rudolph, Sheldon Silverman and Marsha Diamond.) (Piper, Francine) (Entered: 04/16/2009)
2009-04-17 687 0 Letter Regarding the Government's Application to Reopen the Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 04/17/2009)
2009-04-16 688 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/16/2009. Dfts summation continued. Govt's rebuttal. Trial resumes 4/20/09 at 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon; See calendar for Defense Counsel. (Court Reporter Gene Rudolph, Marsha Diamond and Anthony Mancuso.) (Piper, Francine) (Entered: 04/17/2009)
2009-04-20 689 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/20/2009. Jurors charged and begin deliberations. Deliberations continued tomorrow 4/21/09 at 9:30. AUSA Paul Schoeman, See calendar for Defense Counsel. (Court Reporter Mickey Brymer.) (Piper, Francine) (Entered: 04/22/2009)
2009-04-21 690 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/21/2009. Second day of deliberations. Deliberations continued on 4/22/09 9:30. AUSA Paul Schoeman, Jonathan Green and James McMahon; See calendar for Defense Counsel. (Court Reporter Mickey Brymer.) (Piper, Francine) (Entered: 04/22/2009)
2009-04-22 691 0 CJA 20 as to Robert F. Malin: Authorization to Pay Roland Riopelle- Voucher # 090406000279. Ordered by Judge John Gleeson on 4/1/2009. (Rios, Laura) (Entered: 04/22/2009)
2009-04-23 693 0 CJA 24 as to Robert F. Malin: Authorization to Pay Anthony Mancuso - Voucher # 090420000029. Ordered by Judge John Gleeson on 4/7/2009. (Rios, Laura) (Entered: 04/23/2009)
2009-04-23 694 0 ORDER: Please see attached order setting briefing schedules for post-trial motions, forfeiture submissions and sentencing. Ordered by Judge John Gleeson on 4/23/2009. (Gleeson, John) (Entered: 04/23/2009)
2009-04-20 695 0 Jury Notes as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard (Piper, Francine) (Entered: 04/24/2009)
2009-04-22 696 0 EXHIBIT AND WITNESS LIST by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard (Piper, Francine) (Entered: 04/24/2009)
2009-04-22 697 0 COURT EXHIBITS by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard (Piper, Francine) (Entered: 04/24/2009)
2009-04-22 698 0 JURY VERDICT as to Kenneth E. Mahaffy Jr. (1) Guilty on Count 1ssss and Timothy J. O'Connell (2) Guilty on Count 1ssss and David G. Ghysels Jr. (4) Guilty on Count 1ssss and Robert F. Malin (5) Guilty on Count 1sss and Linus N. Nwaigwe (6) Guilty on Count 1sss and Keevin H. Leonard (8) Guilty on Count 1sss. (Piper, Francine) (Entered: 04/24/2009)
2009-04-22 699 0 Minute Entry for proceedings held before Judge John Gleeson:Jury Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 4/22/2009. Third day of deliberations. Jury reaches a verdict of guilty on the single counts. Sentencing 7/31/09 at 2:00. AUSA Paul Schoeman, Jonathan Green, James McMahon; See calendar for Defense Counsel. (Court Reporter Mickey Brymer.) (Piper, Francine) (Entered: 04/24/2009)
2009-04-24 700 0 STIPULATION AND WAIVER OF JURY TRIAL as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard. (Ordered by Judge John Gleeson on 4/22/2009) (Piper, Francine) (Entered: 04/24/2009)
2009-05-14 703 0 CJA 20 as to Robert F. Malin: Authorization to Pay Ronald Riopelle- Voucher # 090512000076. Ordered by Judge John Gleeson on 5/07/2009. (Rios, Laura) (Entered: 05/14/2009)
2009-05-15 704 0 MOTION for Forfeiture of Property by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Proposed Order of Findings of Fact and Conclusions of Law, # 7 Proposed Order of Forfeiture) (Morris, Brian) (Entered: 05/15/2009)
2009-05-29 706 0 MOTION for Extension of Time to File Post-Trial Motions and Forfeiture Findings by David G. Ghysels, Jr, Linus N. Nwaigwe as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Wolfe, Susan) (Entered: 05/29/2009)
2009-05-29 707 0 Letter seeking one-week extention on submission of defendants' post-trial submissions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 05/29/2009)
2009-06-11 711 0 Monthly MOTION for Acquittal by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Riopelle, Roland) (Entered: 06/11/2009)
2009-06-11 712 0 RESPONSE in Opposition re 704 MOTION for Forfeiture of Property By Robert Malin (Riopelle, Roland) (Entered: 06/11/2009)
2009-06-11 713 0 Letter Response of United States to Post-Trial Discovery Request as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Morris, Brian) (Entered: 06/11/2009)
2009-06-26 725 0 REPLY TO RESPONSE to Motion re 704 MOTION for Forfeiture of Property by United States (Morris, Brian) (Entered: 06/26/2009)
2009-07-10 727 0 RESPONSE in Opposition re 711 MOTION for Acquittal, 723 MOTION for Acquittal pursuant to Federal Rule of Criminal Procedure 29 (c) and Motion for a new trial pursuant to Federal Rule of Criminal Procedure 33, 710 MOTION for Acquittal pursuant to F.R.Cr.P. 29(c) and/or Motion for a New Trial pursuant to F.R.Cr.P. 33, 716 MOTION for Acquittal Pursuant to Rule 33 MOTION to Dismiss Pursuant to Rule 29, 720 MOTION for Acquittal Pursuant to F.R.Cr. P. Rule 20 MOTION for New Trial Pursuant to F.R.Cr. P Rule 33, 719 MOTION for Acquittal pursuant to Rule 29 MOTION for New Trial pursuant to Rule 33 (Green, Jonathan) (Entered: 07/10/2009)
2009-07-15 729 0 MOTION to Continue sentencing to September 11, 2009 by Timothy J. O'Connell as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Whalen, Mildred) (Entered: 07/15/2009)
2009-07-20 730 0 Letter seeking extension of time to file replies in support of post-trial motions as to all defendants as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 07/20/2009)
2009-07-23 734 0 REPLY TO RESPONSE to Motion re 716 MOTION for Acquittal Pursuant to Rule 33 MOTION to Dismiss Pursuant to Rule 29 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C) (Frisch, Andrew) (Entered: 07/23/2009)
2009-08-20 738 0 Letter requesting adjournment of sentencing currently scheduled for September 11, 2009 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Newman, Donna) Modified on 8/21/2009 (Barrett, C). (Entered: 08/20/2009)
2009-08-24 739 0 RESPONSE in Opposition re 704 MOTION for Forfeiture of Property Supplemental Letter re recent decision (Wolfe, Susan) (Entered: 08/24/2009)
2009-09-09 740 0 Letter advising Court of opinion in United States v. Wittig as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 09/09/2009)
2009-10-14 745 0 MOTION for New Trial pursuant to Fed.R.Crim.P. 33 by Robert F. Malin. (Attachments: # 1 Exhibit A) (Riopelle, Roland) (Entered: 10/14/2009)
2009-10-16 749 0 Letter seeking adjournment of sentencing as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 10/16/2009)
2009-11-03 751 0 MOTION for New Trial Based on Newly Discovered Evidence and Supplementing co-defendant Malin'n la by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D) (Frisch, Andrew) (Entered: 11/03/2009)
2009-11-04 753 0 SENTENCING MEMORANDUM by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard (Green, Jonathan) (Entered: 11/04/2009)
2009-11-16 754 0 SENTENCING MEMORANDUM by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C) (Frisch, Andrew) (Entered: 11/16/2009)
2009-11-24 756 0 MOTION for Forfeiture of Property Letter Requesting Forfeiture of Substitute Assets by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Affidavit of Postal Inspector Kenneth M. Lucente, # 2 Proposed Findings of Fact and Conclusions of Law, # 3 Preliminary Order of Forfeiture) (Morris, Brian) (Entered: 11/24/2009)
2009-11-25 757 0 RESPONSE in Opposition re 752 MOTION to Set Aside Verdict Based on Exculpatory and newly discovered evidence MOTION for New Trial Joining in Co-defendants' Motions, 751 MOTION for New Trial Based on Newly Discovered Evidence and Supplementing co-defendant Malin'n la, 747 MOTION for New Trial pursuant to Fed. R. Crim. P. 33, 745 MOTION for New Trial pursuant to Fed.R.Crim.P. 33 (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 11/25/2009)
2009-11-27 764 0 SENTENCING MEMORANDUM by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 11/27/2009)
2009-12-01 768 0 Letter in reply to government's letter of November 25, 2009 regarding flash trading as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Frisch, Andrew) (Entered: 12/01/2009)
2009-12-01 769 0 Letter Government's Reply Letter Regarding "Law Of The Case" as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 12/01/2009)
2009-12-03 771 0 Minute Entry for proceedings held before Judge John Gleeson:terminating 704 Motion for Forfeiture of Property as to Kenneth E. Mahaffy Jr. (1), Timothy J. O'Connell (2), David G. Ghysels Jr. (4), Robert F. Malin (5), Linus N. Nwaigwe (6), Keevin H. Leonard (8); denying 711 Motion for Acquittal as to Kenneth E. Mahaffy Jr. (1), Timothy J. O'Connell (2), David G. Ghysels Jr. (4), Robert F. Malin (5), Linus N. Nwaigwe (6), Keevin H. Leonard (8); denying 716 Motion for Acquittal as to Kenneth E. Mahaffy Jr. (1); denying 716 Motion to Dismiss as to Kenneth E. Mahaffy Jr. (1); denying 751 Motion for New Trial as to Kenneth E. Mahaffy Jr. (1), Timothy J. O'Connell (2), David G. Ghysels Jr. (4), Robert F. Malin (5), Linus N. Nwaigwe (6), Keevin H. Leonard (8); Motion Hearing as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard held on 12/3/2009 re 704 MOTION for Forfeiture of Property filed by USA, 711 MOTION for Acquittal filed by Robert F. Malin, 751 MOTION for New Trial Based on Newly Discovered Evidence and Supplementing co-defendant Malin'n la filed by Kenneth E. Mahaffy, Jr., 716 MOTION for Acquittal Pursuant to Rule 33 MOTION to Dismiss Pursuant to Rule 29 filed by Kenneth E. Mahaffy, Jr. The sentencing for dft Timothy O'Connell has been adjourned to 12/10/09 at 2:30 in light of his unavailability to appear today. The court has made rulings regarding Loss Computations: Re: Guidelines and Forfeiture amounts (also read into the record) 704 . The govt is to submit to the court a Preliminary Order of Forfeiture incorporating the court's rulings by 12/10/09. All applications for bail pending appeal shall be submitted to the court via writing. All applications for a waiver of the interest on the forfeiture orders, may be filed to the court via writing. AUSA and Defense Counsel, please see docket sheet. (Court Reporter Anthony Mancuso.) (Piper, Francine) (Entered: 12/04/2009)
2009-12-04 773 0 NOTICE OF APPEAL by Robert F. Malin (Riopelle, Roland) (Entered: 12/04/2009)
2009-12-06 774 0 MOTION for Bond Pending Appeal by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Riopelle, Roland) (Entered: 12/06/2009)
2009-12-09 779 0 Letter Requesting RDAP Recommendation, and extending surrender date as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 12/09/2009)
2009-12-10 780 0 MOTION for Forfeiture of Property Letter Enclosing Preliminary Order of Forfeiture by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Preliminary Order of Forfeiture) (Morris, Brian) (Entered: 12/10/2009)
2009-12-10 782 0 Letter addressing government's proposed order of forfeiture as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 12/10/2009)
2009-12-14 786 0 Letter Application bail pending appeal as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Dunn, Thomas) (Entered: 12/14/2009)
2009-12-15 789 0 Letter seeking additional day to submit supplement to application for bond as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 12/15/2009)
2009-12-16 790 0 Letter in further support of release pending appeal as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D) (Frisch, Andrew) (Entered: 12/16/2009)
2009-12-17 792 0 Letter Joining In Rule 33 Motion as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Riopelle, Roland) (Entered: 12/17/2009)
2009-12-18 794 0 Letter Enclosing Revised Preliminary Order of Forfeiture, Replying to Defendants' Responses In Opposition to Government's Motion for Entry of Preliminary Order of Forfeiture (Dkt. ## 782, 783 and 784), and Consenting to Defendants' Requests for Waiver of Interest on Forfeiture Amounts (Dkt. ## 775, 781, and 783) as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Preliminary Order of Forfeiture) (Morris, Brian) (Entered: 12/18/2009)
2009-12-18 795 0 Letter Application to join in REnewal of Rule 33 Motion based upon newly discovered evidence as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Dunn, Thomas) (Entered: 12/18/2009)
2009-12-21 797 0 Letter requesting that judgments of conviction not be filed until at least 12/24/09 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 12/21/2009)
2009-12-21 799 0 RESPONSE in Opposition re 774 MOTION for Bond Pending Appeal, 785 MOTION to Continue Bail pending appeal Government's Memorandum Of Law In Opposition To Defendants Motions For Release Pending Appeal (Green, Jonathan) (Entered: 12/21/2009)
2009-12-22 800 0 ORDER OF FORFEITURE as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard. (Ordered by Judge John Gleeson on 12/18/2009) (Piper, Francine) (Entered: 12/22/2009)
2009-12-23 801 0 Letter in reply to government's letter of December 21, 2009, and in support of request that the Court delay filing the judgment, adjourn surrender date sine die and set a briefing schedule on motion to dismiss the indictment or for a new trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F) (Frisch, Andrew) (Entered: 12/23/2009)
2009-12-03 803 0 Minute Entry for proceedings held before Judge John Gleeson:Sentencing held on 12/3/2009 for Robert F. Malin (5), Count(s) 1, 1s, 1ss, 2-21, 22, 22s, 2s-21s, All open counts dismissed on the motion of the U.S.; Count(s) 1sss, Imprisoned for 48 months. The court recommends to the bureau of prisons for Incarceration at FCI Morgantown, West Virginia. Dft shall surrender for service of sentence at the institution designated by the bureau of prisons before 12p.m. on 3/1/10. 4 years supervised release. 500 hours drug substance abuse treatment program while incarcerated. Special Assessment $100.00. AUSA (see docket sheet); Defense Counsel, Roland G. Riopelle/Diane Ferrone.(Court Reporter Anthony Mancuso.) (Piper, Francine) (Entered: 12/29/2009)
2009-12-29 804 0 JUDGMENT as to Robert F. Malin (5), Count(s) 1, 1s, 1ss, 2-21, 22, 22s, 2s-21s, All open counts dismissed on the motion of the U.S.; Count(s) 1sss, Imprisoned for 48 months. The court recommends to the bureau of prisons for Incarceration at FCI Morgantown, West Virginia. Dft shall surrender for service of sentence at the institution designated by the bureau of prisons before 12p.m. on 3/1/10. 4 years supervised release. 500 hours drug substance abuse treatment program while incarcerated. Special Assessment $100.00.; Count(s) 22ss, 2ss-16ss, (Ordered by Judge John Gleeson on 12/28/2009) C/M by chambers. (Piper, Francine) (Entered: 12/29/2009)
2009-12-30 820 0 Letter Requesting Modification to Judgment as to Robert F. Malin (Riopelle, Roland) (Entered: 12/30/2009)
2010-01-11 829 0 RESPONSE in Opposition re 774 MOTION for Bond Pending Appeal Government's Memorandum Of Law In Response To Defendants' Motions For Bail Pending Appeal Based On SEC Testimony (Green, Jonathan) (Entered: 01/11/2010)
2010-01-12 830 0 Letter seeking permission to file a further submission in support of bond pending appeal and in reply to the government's response as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 01/12/2010)
2010-01-12 831 0 ORDER: Please see attached order resolving the four outstanding motions for release pending appeal. Ordered by Judge John Gleeson on 1/12/2010. (Gleeson, John) (Entered: 01/12/2010)
2010-01-19 835 0 SCHEDULING ORDER re Order Referring Motion: The Court will hold a telephone conference in this matter at 2:00 p.m. on January 26, 2010. The purpose of the conference will be to schedule the filing of any additional submissions, and a date for argument, with respect to the matters referred to me by United States District Judge Gleeson in his Order dated December 18, 2009. Counsel for defendants will be expected to waive their clients appearance or request that the conference be held in person, at least two days before the conference date. Counsel for the United States shall arrange the conference call. So Ordered by Chief Magistrate Judge Steven M. Gold on 1/19/2010. (Vasquez, Lea) (Entered: 01/19/2010)
2010-01-21 836 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/13/09, before Judge Gleeson. Court Reporter/Transcriber G. Rudolph, Telephone number 718-613-2538. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/11/2010. Redacted Transcript Deadline set for 2/22/2010. Release of Transcript Restriction set for 4/21/2010. (Rudolph, Gene) (Entered: 01/21/2010)
2010-01-21 837 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/14/09, before Judge Gleeson. Court Reporter/Transcriber G. Rudolph, Telephone number 718-613-2538. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/11/2010. Redacted Transcript Deadline set for 2/22/2010. Release of Transcript Restriction set for 4/21/2010. (Rudolph, Gene) (Entered: 01/21/2010)
2010-01-21 838 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/15/09, before Judge Gleeson. Court Reporter/Transcriber G. Rudolph, Telephone number 718-613-2538. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/11/2010. Redacted Transcript Deadline set for 2/22/2010. Release of Transcript Restriction set for 4/21/2010. (Rudolph, Gene) (Entered: 01/21/2010)
2010-01-21 839 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 4/16/09, before Judge Gleeson. Court Reporter/Transcriber G. Rudolph, Telephone number 718-613-2538. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/11/2010. Redacted Transcript Deadline set for 2/22/2010. Release of Transcript Restriction set for 4/21/2010. (Rudolph, Gene) (Entered: 01/21/2010)
2010-01-29 844 0 NOTICE OF ATTORNEY APPEARANCE: Marc A Fernich appearing for Robert F. Malin (Fernich, Marc) (Entered: 01/29/2010)
2010-01-29 845 0 First MOTION to Continue waive conference appearance of counsel and client by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Fernich, Marc) (Entered: 01/29/2010)
2010-02-12 846 0 Letter to the Hon. John Gleeson requesting an extension until 2/26/10 to submit their supplemental Rule 33 motions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Newman, Donna) (Entered: 02/12/2010)
2010-02-17 847 0 Letter on behalf of Mahaffy, Ghysels and O'Connell for extension of time until February 22, 2010 to file motion for dismissal of the indictment or a new trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 02/17/2010)
2010-02-17 848 0 Letter Regarding Extension of Time to File Rule 33 Motion as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 02/17/2010)
2010-02-22 851 0 Letter seeking permission to file oversized memorandum of law in support of moton to dismiss indictment as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Frisch, Andrew) (Entered: 02/22/2010)
2010-02-22 852 0 MOTION to Dismiss Affirmation of Andrew J. Frisch in support of motion to dismiss indictment or alternatively for a new trial by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit A) (Frisch, Andrew) (Entered: 02/22/2010)
2010-02-22 853 0 MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, part I) by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L) (Frisch, Andrew) (Entered: 02/22/2010)
2010-02-22 854 0 MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, Part II) by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Frisch, Andrew) (Entered: 02/22/2010)
2010-02-22 855 0 First MOTION for New Trial Based on Newly-Discovered Evidence by Robert F. Malin as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Fernich, Marc) (Entered: 02/22/2010)
2010-02-23 858 0 First MOTION to Set Aside Verdict Letter Motion of Keevan Leonard joining in motions of Mahaffy and Ghysels by Keevin H. Leonard as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Dunn, Thomas) (Entered: 02/23/2010)
2010-02-23 860 0 CJA 20 as to Robert F. Malin: Authorization to Pay Roland Riopelle. Voucher # 100217000099. Ordered by Judge John Gleeson on 2/10/2010. (Rios, Laura) (Entered: 02/23/2010)
2010-02-24 863 0 First MOTION for New Trial Based on Newly Discovered Evidence by Robert F. Malin. (Fernich, Marc) (Entered: 02/24/2010)
2010-02-25 864 0 Letter Requesting Two Week Extension Of Time For The Government To File Its Response To The Pending Motions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 02/25/2010)
2009-12-29 866 0 NOTICE OF APPEAL by Robert F. Malin re 804 Judgment. The Defendant appeals the judgment that was entered on 12/29/09. No Fee Paid for the Deft has a CJA attorney. NOA served ECF. Please Note This NOA was originally filed 12/4/09. (Gonzalez, Mary) (Entered: 03/09/2010)
2010-03-22 871 0 Letter Requesting Permission To File An Oversize Memorandum Of Law In Opposition To Defendatns' Motions For A New Trial as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Green, Jonathan) (Entered: 03/22/2010)
2010-03-22 872 0 RESPONSE in Opposition re 861 First MOTION to Vacate Motion to Vacate Conviction, Dismiss Indictment or in alternative grant a New Trial under Rule 33 of Federal Rules of Criminal Procedure based upon Brady violation, 856 Notice of MOTION to Dismiss Indictment for Brady Violations MOTION for Hearing Re Dismissal of Indictment MOTION for New Trial Re Brady Violations, 850 MOTION for New Trial, 862 MOTION to Dismiss Indictment or Alternatively for a New Trial, 863 First MOTION for New Trial Based on Newly Discovered Evidence, 865 MOTION to Dismiss the Indictment or Alternatively for a New Trial (Green, Jonathan) (Entered: 03/22/2010)
2010-03-29 874 0 REPLY TO RESPONSE to Motion re 854 MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, Part II) MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, Part II), 855 First MOTION for New Trial Based on Newly-Discovered Evidence, 863 First MOTION for New Trial Based on Newly Discovered Evidence, 858 First MOTION to Set Aside Verdict Letter Motion of Keevan Leonard joining in motions of Mahaffy and Ghysels, 852 MOTION to Dismiss Affirmation of Andrew J. Frisch in support of motion to dismiss indictment or alternatively for a new trial, 853 MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, part I) MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, part I) MOTION to Dismiss or Alternatively for a New Trial (Memorandum of Law, part I) (Fernich, Marc) (Entered: 03/29/2010)
2010-04-05 880 0 Letter by United States of America as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Proposed Order) (Kedeshian, Claire) (Entered: 04/05/2010)
2010-04-07 882 0 Letter Attaching Notes Related To DeSalvo as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 04/07/2010)
2010-04-08 883 0 Minute Entry for proceedings held before Judge John Gleeson: Case called. Defendant Kenneth Mahaffy appears with defense counsel Andrew J. Frisch, Esq. Defendant Timothy O'Connell's appearance is waived by the Court. Defense counsel Mildred Whalen, Esq present for Timohty O'Connell. Defendant David Ghysels appears via telephone with defense counsel Jeffrey Hoffman, Esq. and Susan C. Wolfe, Esq. Defendant Robert Malin appears with defense counsel Marc Fernich, Esq. Defendant Linus Nwaigwe appears with defense counsel Donna Newman, Esq. Defendant Keevin Leonard appears with defense counsel Thomas Dunn, Esq. and Mitchell Golub, Esq. AUSA Jonathan Green and AUSA James McMahon appear for the government. Oral Arguments on Motions as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe and Keevin H. Leonard held on 4/8/2010 re 861 First MOTION to Vacate Motion to Vacate Conviction, Dismiss Indictment or in alternative grant a New Trial under Rule 33 of Federal Rules of Criminal Procedure based upon Brady violation filed by Keevin H. Leonard, 856 Notice of MOTION to Dismiss Indictment for Brady Violations MOTION for Hearing Re Dismissal of Indictment MOTION for New Trial Re Brady Violations filed by David G. Ghysels, Jr., 850 MOTION for New Trial filed by Timothy J. O'Connell, 862 MOTION to Dismiss Indictment or Alternatively for a New Trial filed by Kenneth E. Mahaffy, Jr., 863 First MOTION for New Trial Based on Newly Discovered Evidence filed by Robert F. Malin, and 865 MOTION to Dismiss the Indictment or Alternatively for a New Trial filed by Linus N. Nwaigwe. The arguments from all parties were heard and the Court's decision is reserved. The decision will be file via ECF separately. (Court Reporter Gene Rudolph.) (Lee, Ilene) (Entered: 04/08/2010)
2010-04-16 886 0 Letter Responding to Mahaffy's April 16, 2010 Letter as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Green, Jonathan) (Entered: 04/16/2010)
2010-04-23 888 0 Letter Responding To The Court's Order Dated April 21, 2010 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Exhibit A) (Green, Jonathan) (Entered: 04/23/2010)
2010-04-29 892 0 Letter Joining All Defense Arguments on Pending Brady Motion as to Robert F. Malin (Fernich, Marc) (Entered: 04/29/2010)
2010-06-04 898 0 Letter MOTION for Extension of Time to File Submissions in Opposition to Forfeiture of Substitute Assets by David G. Ghysels, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Wolfe, Susan) (Entered: 06/04/2010)
2010-07-21 901 0 ORDER denying the defendants' motion to dismiss or for a new trial 862 , 850 , 856 , 863 , 865 , 861 : See attached memorandum and order. Ordered by Judge John Gleeson on 7/21/2010. (Gleeson, John) (Entered: 07/21/2010)
2010-07-23 902 0 NOTICE OF APPEAL by Robert F. Malin re 804 Judgment,, 901 Order on Motion to Dismiss, Order on Motion for New Trial, Order on Motion to Vacate. The Defendant appeals the Memo & Order entered on 7/21/10. Filing fee $ 455.Receipt # 46530177777668. NOA FILED ECF. (Gonzalez, Mary) (Entered: 07/23/2010)
2010-09-30 921 0 REPLY TO RESPONSE to Motion re 780 MOTION for Forfeiture of Property Letter Enclosing Preliminary Order of Forfeiture, 756 MOTION for Forfeiture of Property Letter Requesting Forfeiture of Substitute Assets (Attachments: # 1 Appendix of Relevant Pages from December 3, 2009 Sentencing Transcript) (Morris, Brian) (Entered: 09/30/2010)
2010-11-16 933 0 OBJECTION TO REPORT AND RECOMMENDATIONS 929 by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Kedeshian, Claire) (Entered: 11/16/2010)
2010-11-23 936 0 Letter Request for Permission to File Response to Defendants' Objections to R&R as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Kedeshian, Claire) (Entered: 11/23/2010)
2011-02-03 939 0 PRELIMINARY ORDER OF FORFEITURE. Certified copies (5) forwarded to AUSA Claire S. Kedeshia and Brian D. Morris by chambers. Ordered by Judge John Gleeson on 2/2/2011. (Greene, Donna) (Entered: 02/03/2011)
2011-02-10 941 0 Letter in Response to Defendants' February 4, 2011 regarding clerical errors to Preliminary Order of Forfeiture, dated February 2, 2011 and entered on February 3, 2011 as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (Attachments: # 1 Proposed Order Revised Preliminary Order of Forfeiture) (Kedeshian, Claire) (Entered: 02/10/2011)
2011-07-21 947 0 Certificate of Service by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard Affidavit of publication, legal notice was published on an official government website, www.forfeiture.gov on June 7, 2011 and ending July 6, 2011. (Kedeshian, Claire) (Entered: 07/21/2011)
2012-02-03 949 0 ORDER as to Robert F. Malin, Application granted for substitution of collateral, but subject to Ms. Muss providing a "recognition agreement" or other document evidencing the cooperative corporations consent to the govt lien. (Ordered by Magistrate Judge Marilyn D. Go on 1/31/12) (Piper, Francine) (Entered: 02/03/2012)
2012-08-10 950 0 Letter as to Robert F. Malin 8/10/12 from Roland Riopelle to Judge Gleeson, Requesting Reappointment Pursuant to the Criminal Justice Act. (Piper, Francine) (Entered: 08/15/2012)
2012-08-27 951 0 Letter MOTION to Modify Conditions of Release by Robert F. Malin. (Riopelle, Roland) (Entered: 08/27/2012)
2012-08-28 952 0 ORDER FOR ACCEPTANCE OF CASH BAIL, as to Robert F. Malin, Bail having been fixed by the District Court in the amount of $300,000 of which sum $50,000 in cash is to be deposited with the Clerk of Court. It is ordered that the Clerk, USDC, EDNY accept the said amount of $50,000 when tendered on behalf of dft. (Ordered by Judge John Gleeson on 8/28/2012) (Piper, Francine) (Entered: 08/28/2012)
2012-09-24 955 0 MANDATE of USCA (certified copy) as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard. It is ORDERED THAT the judgments of the District Court are VACATED and that the cases are REMANDED in accordance with the opinion of this court. Mandate issued on 9/24/12. (Attachments: # 1 Opinion) (Manuel, Germaine) (Entered: 09/24/2012)
2012-09-24 956 0 MANDATE of USCA (certified copy) as to Robert F. Malin. It is ORDERED that the judgments of the District Court are VACATED and that the cases are REMANDED in accordance with the opinion of this court. Mandate issued on 9/24/12. (Attachments: # 1 Opinion) (Manuel, Germaine) (Entered: 09/24/2012)
2012-10-02 959 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on October 23, 2008, before Judge Weinstein. Court Reporter/Transcriber Ronald E. Tolkin, Official Court Reporter, Telephone number 718-613-2647. Email address: ronald_tolkin@nyed.uscourts.gov. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/23/2012. Redacted Transcript Deadline set for 11/2/2012. Release of Transcript Restriction set for 12/31/2012. (Tolkin, Ronald) (Entered: 10/02/2012)
2012-10-04 961 0 Minute Entry for proceedings held before Judge John Gleeson: Case called. Defendant Kenneth Mahaffey appears with counsel Andrew J. Frisch, Esq. Defendant Timothy O'Connell (appearance was waived by the Court) has his counsel Mildred M. Whalen, Esq. present. Defendant David Ghysels (appears via telephone) has his counsel Jeffrey C. Hoffman, Esq. present. Defendant Robert Malin appears with counsel Roland Riopelle, Esq. Defendant Linus Nwaigwe appears with counsel Donna Newman, Esq. Defendant Keevin Leonard appears with counsel Thomas F.X. Dunn, Esq. AUSA James McMahon and AUSA Claire Kedeshian appear for the government. Inspector Ken Lucente present. Status Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe and Keevin H. Leonard held on 10/4/2012. In light of the recent remand from the U.S. Court of Appeals, the government has requested for additional time to review this case. The next Status Conference is scheduled on November 2, 2012 at 10:00 AM in courtroom 6C South before Judge John Gleeson. The defendant Linus Nwaigwe's request to attend his sister's funeral in Nigeria has been granted by the Court with no objection from the government. (Court Reporter Gene Rudolph.) (Lee, Ilene) (Entered: 10/04/2012)
2012-11-14 964 0 MOTION to Modify Conditions of Release to Permit Travel and Release Passport by Robert F. Malin. (Piper, Francine) (Entered: 11/15/2012)
2012-11-14 965 0 Minute Entry for proceedings held before Judge John Gleeson: Case called. Defendant Kenneth Mahaffey appears with counsel Andrew J. Frisch, Esq. Defendant Timothy O'Connell (appearance was waived by the Court) has his counsel Mildred M. Whalen, Esq. present. Defendant David Ghysels (appears via telephone) has his counsel Jeffrey C. Hoffman, Esq. present. Defendant Robert Malin appears with counsel Roland Riopelle, Esq. Defendant Linus Nwaigwe appears with counsel Donna Newman, Esq. Defendant Keevin Leonard appears with counsel Thomas F.X. Dunn, Esq. AUSA James McMahon and AUSA Claire Kedeshian appear for the government. Inspector Ken Lucente present. Status Conference as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin and Linus N. Nwaigwe, Keevin H. Leonard held on 11/14/2012. The parties are still in negotiations and require additional time. The next Status Conference is set for January 4, 2013 at 11:00 AM in courtroom 6C South before Judge John Gleeson. The speedy trial time is excluded until the next conference date. (Court Reporter Judi Johnson.) (Lee, Ilene) (Entered: 11/15/2012)
2012-11-15 966 0 NOTICE OF ATTORNEY APPEARANCE: Diane Ferrone appearing for Robert F. Malin (Ferrone, Diane) (Entered: 11/15/2012)
2013-01-02 967 0 MOTION to Continue and reschedule status conference by Kenneth E. Mahaffy, Jr as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard. (Frisch, Andrew) (Entered: 01/02/2013)
2013-02-04 968 0 STATUS REPORT by USA as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard (McMahon, James) (Entered: 02/04/2013)
2013-03-28 971 0 ORDER as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Keevin H. Leonard. Ordered that the six defts in the above captioned case is to have their bonds exonerated and released, including any properties posted as collateral to secure the bonds. The Pre Trial Services Department is also ordered to immediately return all six passports to either the deft. or the defense counsel of record.. Ordered by Judge John Gleeson on 3/28/2013. (Greene, Donna) (Entered: 03/28/2013)
2013-03-28 972 0 ORDER as to Robert F. Malin. It is ordered that deft. Robert F. Malin's bail be exonerated in all respects; and the Pre Trial Services Agency is directed to return Robert Malin's passport to him; and the Clerk of Court is directed to return the $50,000 in cash bail posted by Marilyn Waldorf to secure the defts appearance to Ms. Waldorf, by making a check payable to her in the amount of $50,000 together with any interest owed to her, and mail such check. Ordered by Judge John Gleeson on 3/28/2013. (Greene, Donna) (Entered: 03/28/2013)
2013-05-23 974 0 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings as to Kenneth E. Mahaffy, Jr, Timothy J. O'Connell, Ralph D. Casbarro, David G. Ghysels, Jr, Robert F. Malin, Linus N. Nwaigwe, Michael A. Picone, Keevin H. Leonard held on 09/12/2008, before Judge JBW. Court Reporter/Transcriber Victoria A. Torres Butler. Email address: VButlerRPR@aol.com. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/13/2013. Redacted Transcript Deadline set for 6/24/2013. Release of Transcript Restriction set for 8/21/2013. (Torres-Butler, Victoria) (Entered: 05/23/2013)
2013-06-20 975 0 NOTICE OF ATTORNEY APPEARANCE Sarah Mary Coyne appearing for USA. (Coyne, Sarah) (Entered: 06/20/2013)