| Court: | nysb |
| Docket #: | 09-01272 |
| Case Name: | Adversary Proceeding - Docket #09-01272 |
| PACER case #: | 181627 |
| Date filed: | 2009-06-10 |
| Assigned to: | Judge Burton R. Lifland |
| Represented Party | Attorney & Contact Info |
| Diane Peskin Plaintiff 51 East Wall Street Bethlehem, PA 18018 |
Helen Chaitman Helen Davis Chaitman |
| Roger Peskin Plaintiff 51 East Wall Street Bethlehem, PA 18018 |
Helen Chaitman Helen Davis Chaitman |
| Maureen Ebel Plaintiff 506 Hansen Drive West Chester, PA 19380 |
Helen Chaitman Helen Davis Chaitman |
| Irving H. Picard, Defendant |
David J. Sheehan Marc E. Hirschfield Seanna Brown |
| Date Filed | Document # | Attachment # | Short Description | Long Description | Upload date | SHA1 hash |
| 2009-06-10 | 1 | 0 | Complaint against Irving H. Picard . Nature(s) of Suit: (91 (Declaratory judgment)), (SS (SIPA Case - 15 U.S.C. 78aaa et.seq.)) Filed by Helen Davis Chaitman on behalf of Diane Peskin, Roger Peskin, Maureen Ebel. (Chaitman, Helen) Docket Text Modified on 6/10/2009 (Bush, Brent) (Entered: 06/10/2009) | 2010-01-22 12:35:06 | 0b1851f6e0f1cf867916403d8249791348d981c3 | |
| 2009-06-10 | 2 | 0 | Summons with Notice of Pre-Trial Conference issued by Clerk's Office with Pre-Trial Conference set for 7/28/2009 at 10:00 AM at Courtroom 623 (BRL), Answer due by 7/10/2009, (Leggett, Venice) (Entered: 06/10/2009) | |||
| 2009-06-11 | 3 | 0 | Affidavit of Service (related document(s) 2 , 1 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 06/11/2009) | |||
| 2009-06-24 | 4 | 0 | Notice of Appearance of David Sheehan filed by David J. Sheehan on behalf of Irving H. Picard. (Sheehan, David) (Entered: 06/24/2009) | |||
| 2009-06-24 | 5 | 0 | Notice of Appearance of Marc Hirschfield filed by Marc E. Hirschfield on behalf of Irving H. Picard. (Hirschfield, Marc) (Entered: 06/24/2009) | |||
| 2009-06-24 | 6 | 0 | Notice of Appearance of Seanna Brown filed by Seanna Brown on behalf of Irving H. Picard. (Brown, Seanna) (Entered: 06/24/2009) | |||
| 2009-06-24 | 7 | 0 | Certificate of Service of Notices of Appearance of David Sheehan, Marc Hirschfield and Seanna Brown (related document(s) 4 , 6 , 5 ) filed by Marc E. Hirschfield on behalf of Irving H. Picard. (Hirschfield, Marc) (Entered: 06/24/2009) | |||
| 2009-07-09 | 8 | 0 | Stipulation and Order Signed on 7/9/2009 Extending Defendant's Time to Answer Complaint. (Epps, Juanita) (Entered: 07/09/2009) | |||
| 2009-07-10 | 9 | 0 | Letter Letter to Hon. Burton R. Lifland with proposed Order filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 07/10/2009) | |||
| 2009-07-13 | 10 | 0 | Letter dated July 13, 2009 in Response to the July 10, 2009 Letter Submitted by Helen Davis Chaitman, Esq. on Behalf of Plaintiffs (related document(s) 9 ) filed by David J. Sheehan on behalf of Irving H. Picard. (Sheehan, David) (Entered: 07/13/2009) | |||
| 2009-07-17 | 11 | 0 | Motion to Dismiss Adversary Proceeding filed by Seanna Brown on behalf of Irving H. Picard. with hearing to be held on 8/25/2009 at 10:00 AM at Courtroom 623 (BRL) Responses due by 8/10/2009, (Attachments: # 1 Exhibit Proposed Order# 2 Exhibit Memorandum of Law In Support of Motion to Dismiss# 3 Exhibit Declaration of David J. Sheehan# 4 Exhibit A# 5 Exhibit B# 6 Exhibit C# 7 Exhibit D# 8 Exhibit Declaration of Matthew B. Greenblatt# 9 Exhibit A# 10 Exhibit B# 11 Exhibit C# 12 Exhibit D# 13 Exhibit E# 14 Exhibit F# 15 Exhibit G# 16 Exhibit H) (Brown, Seanna) (Entered: 07/17/2009) | |||
| 2009-07-17 | 12 | 0 | Memorandum of Law of the Securities Investor Protection Corporation in Support of Defendant Irving H. Picard, Trustee's, Motion to Dismiss Complaint, or In the Alternative, to Strike (related document(s) 11 ) filed by Josephine Wang on behalf of Josephine Wang. (Wang, Josephine) (Entered: 07/17/2009) | |||
| 2009-07-17 | 13 | 0 | Declaration of Hemant Sharma in Support of Defendant Irving H. Picard, Trustee's, Motion to Dismiss Complaint, or in the Alternative, to Strike (related document(s) 12 ) filed by Josephine Wang on behalf of Securities Investor Protection Corp.. (Attachments: # 1 Exhibit A) (Wang, Josephine) (Entered: 07/17/2009) | |||
| 2009-07-17 | 14 | 0 | Certificate of Service re Memorandum of Law in Support of Motion to Dismiss (related document(s) 12 ) filed by Josephine Wang on behalf of Securities Investor Protection Corp.. (Wang, Josephine) (Entered: 07/17/2009) | |||
| 2009-07-21 | 15 | 0 | Notice of Appearance (related document(s) 12 ) filed by Josephine Wang on behalf of Securities Investor Protection Corp.. (Wang, Josephine) (Entered: 07/21/2009) | |||
| 2009-07-21 | 16 | 0 | Certificate of Service of Motion to Dismiss Complaint (related document(s) 11 ) filed by Seanna Brown on behalf of Irving H. Picard. (Brown, Seanna) (Entered: 07/21/2009) | |||
| 2009-07-24 | 17 | 0 | Letter Confirming Adjournment of the Pretrial Conference From 7/28/2009 to 9/9/2009 filed by Seanna Brown on behalf of Irving H. Picard. (Brown, Seanna) (Entered: 07/24/2009) | |||
| 2009-08-07 | 18 | 0 | Letter dated August 7,2009 to Hon. Burton R. Lifland with respect to plaintiffs' cross-motion for partial summary judgment filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/07/2009) | |||
| 2009-08-10 | 19 | 0 | Letter in Response to the 8/7/2009 Letter Submitted by Phillips Nizer LLP on behalf of Plaintiffs (related document(s) 18 ) filed by David J. Sheehan on behalf of Irving H. Picard. (Sheehan, David) (Entered: 08/10/2009) | |||
| 2009-08-10 | 20 | 0 | Cross Motion for Summary Judgment for a Declaratory Judgment (related document(s) 11 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/10/2009) | |||
| 2009-08-10 | 21 | 0 | Declaration of Helen Davis Chaitman, Esq. in opposition to Defendant's Motion to Dismiss Complaint (related document(s) 20 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C# 4 Exhibit Exhibit D# 5 Exhibit Exhibit E# 6 Exhibit Exhibit F# 7 Exhibit Exhibit G# 8 Exhibit Exhibit H# 9 Exhibit Exhibit I# 10 Exhibit Exhibit J) (Chaitman, Helen) (Entered: 08/10/2009) | |||
| 2009-08-10 | 22 | 0 | Statement of Material Facts Pursuant to Local Bankruptcy Rule 7056-1 (related document(s) 20 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/10/2009) | |||
| 2009-08-10 | 23 | 0 | Memorandum of Law in Opposition to Defendant's Motion to Dismiss the Complaint or, in the Alternative to Strike and in Support of Plaintiffs' Cross-motion (related document(s) 20 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/10/2009) | |||
| 2009-08-10 | 24 | 0 | Letter /Defendant's Letter Response to the Filing of Plainitffs' Summary Judgment Motion (related document(s) 20 , 23 , 18 , 22 , 19 , 21 ) filed by David J. Sheehan on behalf of Irving H. Picard. (Sheehan, David) (Entered: 08/10/2009) | |||
| 2009-08-10 | 25 | 0 | Certificate of Service re Notice of Cross-Motion for a Declaratory Judgment (related document(s) 20 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/10/2009) | |||
| 2009-08-12 | 26 | 0 | Memorandum Endorsement signed on 8/12/2009 Striking Plaintiffs' Cross-Motion Seeking Summary Judgment (related document(s) 23 , 18 , 19 , 24 ). (Saenz De Viteri, Monica) (Entered: 08/12/2009) | |||
| 2009-08-12 | 27 | 0 | Letter Endorsement signed on 8/12/2009 Denying Plaintiffs' Request to File Cross-Motion for Summary Judgment (related document(s) 26 ). (Saenz De Viteri, Monica) (Entered: 08/12/2009) | |||
| 2009-08-13 | 28 | 0 | Notice of Adjournment of Hearing filed by Marc E. Hirschfield on behalf of Irving H. Picard. with hearing to be held on 9/9/2009 at 10:00 AM at Courtroom 623 (BRL) (Attachments: # 1 Appendix Certificate of Service)(Hirschfield, Marc) (Entered: 08/13/2009) | |||
| 2009-08-17 | 29 | 0 | Declaration Declaration of Helen Davis Chaitman, Esq. in Opposition to Defendant's Motion to Dismiss Complaint, or, in the Alternative, to Strike (related document(s) 26 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C# 4 Exhibit Exhibit D# 5 Exhibit Exhibit E# 6 Exhibit Exhibit F# 7 Exhibit Exhibit G# 8 Exhibit Exhibit H# 9 Exhibit Exhibit I) (Chaitman, Helen) (Entered: 08/17/2009) | |||
| 2009-08-17 | 30 | 0 | Opposition Brief Plaintiff's Memorandum of Law in Opposition to Defendant's Motion to Dismiss the Complaint or, in the Alternative, to Strike Allegations from the Complaint (related document(s) 26 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/17/2009) | |||
| 2009-08-17 | 31 | 0 | Certificate of Service Certificate of Service filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 08/17/2009) | |||
| 2009-08-17 | 32 | 0 | (INCORRECT PDF FILE SUBMITTED, SEE DOCUMENT # 33 FOR CORRECT ENTRY) Motion to Authorize for leave to file a brief Amicus Curiae setting forth matters not previously put before the Court (or put before it only cursorily), and statement of the interest of Amicus (related document(s) 1 ) filed by Lawrence R. Velvel. (Chou, Rosalyn) Modified on 9/16/2009 (Richards, Beverly). (Entered: 08/17/2009) | |||
| 2009-08-17 | 33 | 0 | Motion to Authorize for leave to file a brief Amicus Curiae setting forth matters not previously put before the Court (or put before it only cursorily), and statement of the interest of Amicus (related document(s) 1 ) filed by Lawrence R. Velvel. (Attachments: # 1 Brief of Amicus Curiae) (Chou, Rosalyn) (Entered: 08/17/2009) | |||
| 2009-08-19 | 34 | 0 | Objection to Motion /Trustee's Objection to Motion For Leave to File Amicus Curiae Brief (related document(s) 32 , 33 ) filed by Marc E. Hirschfield on behalf of Irving H. Picard. (Attachments: # 1 Appendix Certificate of Service) (Hirschfield, Marc) (Entered: 08/19/2009) | |||
| 2009-08-21 | 35 | 0 | Motion to Approve / Notice of Customers' Motion to be Heard on Trustee's Motion to Dismiss and on Net Equity Issue in Adversary Proceeding No. 09-1272 (related document(s) 11 ) filed by Jonathan M. Landers on behalf of Paul J. Robinson, Lester Kolodny, Robert Horowitz, Dr. Gerald Blumenthal. (Attachments: # 1 Memorandum of Law# 2 Exhibit A to Memorandum of Law - Customers' Statement in Support of Trustee's Motion to Dismiss# 3 Proposed Order# 4 Certificate of Service) (Landers, Jonathan) (Entered: 08/21/2009) | |||
| 2009-08-25 | 36 | 0 | Response /Reply to trustee's objection to the filing of an amicus curiae brief (related document(s) 34 ) filed by Lawrence R. Velvel. (Chou, Rosalyn) (Entered: 08/25/2009) | |||
| 2009-08-27 | 37 | 0 | Reply to Motion /Reply to Plaintiffs' Opposition to Defendant Irving H. Picard, Trustee's, Motion to Dismiss Complaint, or in The Alternative, To Strike filed by David J. Sheehan on behalf of Irving H. Picard. (Attachments: # 1 Appendix Certificate of Service) (Sheehan, David) (Entered: 08/27/2009) | |||
| 2009-08-28 | 38 | 0 | Memorandum of Law Reply Memorandum of Law of the Securities Investor Protection Corporation in Support of Defendant Irving H. Picard, Trustee's, Motion to Dismiss Complaint, or In the Alternative, to Strike (related document(s) 37 ) filed by Josephine Wang on behalf of Securities Investor Protection Corp.. (Attachments: # 1 Certificate of Service) (Wang, Josephine) (Entered: 08/28/2009) | |||
| 2009-09-01 | 39 | 0 | Amended Complaint against Irving H. Picard Amended Complaint Filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 09/01/2009) | |||
| 2009-09-01 | 40 | 0 | Certificate of Service Certificate of Service filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 09/01/2009) | |||
| 2009-09-09 | 41 | 0 | Minute Order signed on 9/9/2009 Denying Motion for Leave to File A Brief Amicus Curiae. As per Record of the Hearing Held on 9/9/09, the Motion is Hereby Denied to the Extent Set Forth Therein (Related Doc # 33 , 32 , 34 , 36 ). (Saenz De Viteri, Monica) (Entered: 09/09/2009) | |||
| 2009-09-10 | 42 | 0 | Memorandum Decision and Order signed on 9/10/2009 Granting the Trustee's Motion to Dismiss the Plaintiffs' Complaint, Approving Order to Schedule Hearing on "Net Equity" Issue and Granting Customers' Motion to be Heard on Trustee's Motion to Dismiss and on Net Equity Issue in Adversary Proceeding No. 09-1272 (related document(s) 11 ) (Nulty, Lynda) Docket Text Modified on 9/11/2009 (Bush, Brent) (Entered: 09/10/2009) | 2009-12-03 12:54:30 | 8e50820241e1710beb2037bc972915cddbbd0f46 | |
| 2009-09-11 | 43 | 0 | Errata Order signed on 9/11/2009 (related document(s) 42 ) (White, Greg) (Entered: 09/11/2009) | |||
| 2009-09-18 | 44 | 0 | Notice of Appeal Notice of Appeal (related document(s) 43 , 42 ) filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Attachments: # 1 Civil Cover Sheet)(Chaitman, Helen) (Entered: 09/18/2009) | |||
| 2009-09-28 | 45 | 0 | Designation of Contents (appellant). Plaintiffs Designation Of Contents For Inclusion In Record On Appeal And Statement Of Issues On Appeal Of The Bankruptcy Courts September 10, 2009 Memorandum Decision And Order Granting Trustees Motion To Dismiss Plaintiffs Complaint And September 11, 2009 Errata Order filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B Part 1# 3 Exhibit Exhibit B Part 2# 4 Exhibit Exhibit B Part 3# 5 Exhibit Exhibit C)(Chaitman, Helen) (Entered: 09/28/2009) | |||
| 2009-09-28 | 46 | 0 | Certificate of Service Certificate of Service filed by Helen Chaitman on behalf of Maureen Ebel, Diane Peskin, Roger Peskin. (Chaitman, Helen) (Entered: 09/28/2009) | |||
| 2009-10-08 | 47 | 0 | Counter Designation (appellee) of Additional Items and Counter Statement of Issues to be Presented on Appeal (related document(s) 45 ) filed by David J. Sheehan on behalf of Irving H. Picard. (Attachments: # 1 Exhibit 3# 2 Exhibit 4# 3 Exhibit 5# 4 Exhibit 6# 5 Exhibit 7# 6 Exhibit 8# 7 Exhibit 9# 8 Exhibit 10# 9 Exhibit 11# 10 Exhibit 12# 11 Exhibit 13# 12 Exhibit 14)(Sheehan, David) (Entered: 10/08/2009) | |||
| 2009-10-08 | 48 | 0 | Certificate of Service of Appellee's Counter Designation of Additional Items and Counter Statement of Issues to Be Presented on Appeal (related document(s) 47 ) filed by David J. Sheehan on behalf of Irving H. Picard. (Sheehan, David) (Entered: 10/08/2009) | |||
| 2009-10-15 | 49 | 0 | Civil Cover Sheet from U.S. District Court, Case Number: 0908730 Judge John G. Koeltl (related document(s) 44 ) filed by Clerk's Office of the U.S. Bankruptcy Court, S.D.N.Y.. (Rouzeau, Anatin) (Entered: 10/15/2009) | |||
| 2009-11-05 | 50 | 0 | Motion to Authorize /for leave to file an amicus curiae brief setting forth matters not previously put before the court and statement of the interest of amicus filed by Alan J. Winters. (Chou, Rosalyn) (Entered: 11/05/2009) | |||
| 2009-11-19 | 51 | 0 | Response filed by Alan J. Winters. (Chou, Rosalyn) (Entered: 11/19/2009) | |||
| 2009-12-07 | 52 | 0 | Motion to Authorize for leave to file an amicus curiae brief setting forth matters not previously put before the court and satement of the interest of amicus filed by Alan J. Winters. (Chou, Rosalyn) (Entered: 12/07/2009) |