Case details

Court: nysd
Docket #: 1:04-cv-08144
PACER case #: 256509
Date filed: 2004-10-15
Date terminated: 2009-12-23
Date of last filing: 2009-12-14
Assigned to: Judge Colleen McMahon
Case Cause: 15:77 Securities Fraud
Nature of Suit: 850 Securities/Commodities
Jury Demand: Plaintiff
Jurisdiction: Federal Question

Documents

Date Filed Document # Attachment # Short Description Long Description Upload date SHA1 hash
2004-10-15 1 0 Complaint
2004-10-15 2 0 Rule 7.1 Corporate Disclosure Statement
2004-11-10 3 0 Waiver of Service Executed
2004-11-10 4 0 Waiver of Service Executed
2004-11-10 5 0 Waiver of Service Executed
2004-11-10 6 0 Waiver of Service Executed
2004-11-09 7 0 Notice of Case Assignment/Reassignment
2004-11-24 8 0 Stipulation and Order
2004-11-30 9 0 Notice (Other)
2004-12-14 10 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 11 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 12 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 13 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 14 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 15 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 16 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 17 0 Memorandum of Law in Support of Motion
2004-12-14 18 0 Declaration in Support of Motion
2004-12-14 19 0 Certificate of Service Other
2004-12-14 20 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 21 0 Memorandum of Law in Support of Motion
2004-12-14 22 0 Declaration in Support of Motion
2004-12-14 23 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 24 0 Motion to Appoint Lead Plaintiff(s)
2004-12-14 25 0 Motion to Appoint Lead Plaintiff(s)
2004-12-23 26 0 Notice (Other)
2005-01-06 27 0 Response to Motion
2005-01-06 28 0 Response in Support of Motion
2005-01-06 29 0 Declaration in Support of Motion
2005-01-06 30 0 Declaration in Support of Motion
2005-01-06 31 0 Motion to Appoint Lead Plaintiff(s)
2005-01-05 32 0 Order
2005-01-18 33 0 Reply Memorandum of Law in Support of Motion
2005-01-18 34 0 Declaration in Support of Motion
2005-01-18 35 0 Reply Memorandum of Law in Support of Motion
2005-01-21 36 0 Notice of Appearance
2005-01-24 37 0 Notice of Substitution of Attorney
2005-01-26 38 0 Order on Motion to Appoint Lead Plaintiff(s)
2005-02-01 39 0 Notice of Substitution of Attorney
2005-02-01 40 0 Affidavit of Service Other
2005-02-02 41 0 Affidavit of Service Other
2005-02-09 42 0 Order
2005-02-16 43 0 Stipulation and Order
2005-03-14 44 0 Motion to Appear Pro Hac Vice
2005-03-14 45 0 Notice of Appearance
2005-03-30 46 0 Order
2005-04-04 47 0 Notice (Other)
2005-04-20 48 0 Amended Complaint
2005-04-25 49 0 Affidavit of Service Other
2005-04-25 50 0 Certificate of Service Other
2005-04-25 51 0 Certificate of Service Other
2005-05-02 52 0 Affidavit of Service Complaints
2005-05-16 53 0 Notice of Appearance
2005-05-25 54 0 Stipulation and Order
2005-06-17 55 0 Notice of Appearance
2005-06-17 56 0 Notice of Substitution of Attorney
2005-06-21 57 0 Rule 7.1 Corporate Disclosure Statement
2005-06-30 58 0 Order
2005-06-30 59 0 Stipulation and Order
2005-06-30 60 0 Order
2005-07-19 61 0 Notice of Change of Address
2005-07-26 62 0 Endorsed Letter
2005-07-29 63 0 Motion to Dismiss
2005-07-29 64 0 Memorandum of Law in Support of Motion
2005-07-29 65 0 Declaration in Support of Motion
2005-07-29 66 0 Certificate of Service Other
2005-07-29 67 0 Motion to Dismiss
2005-07-29 68 0 Memorandum of Law in Support of Motion
2005-08-04 69 0 Affidavit of Service Other
2005-08-08 70 0 Motion to Appear Pro Hac Vice
2005-08-12 71 0 Motion to Dismiss
2005-08-12 72 0 Motion to Dismiss
2005-08-12 73 0 Motion to Dismiss
2005-08-12 74 0 Motion to Dismiss
2005-08-17 75 0 Order on Motion to Appear Pro Hac Vice
2005-08-26 76 0 Notice of Appearance
2005-08-26 77 0 Motion to Dismiss
2005-08-26 78 0 Motion to Dismiss
2005-08-26 79 0 Motion to Dismiss
2005-08-26 80 0 Certificate of Service Other
2005-08-26 81 0 Notice of Appearance
2005-08-26 82 0 Motion to Dismiss
2005-08-26 83 0 Memorandum of Law in Support of Motion
2005-08-26 84 0 Declaration in Support of Motion
2005-08-26 85 0 Motion to Dismiss
2005-08-26 86 0 Certificate of Service Other
2005-08-26 87 0 Declaration in Support of Motion
2005-08-26 88 0 Motion to Dismiss
2005-08-26 89 0 Memorandum of Law in Support of Motion
2005-08-26 90 0 Motion to Dismiss
2005-08-26 91 0 Motion to Dismiss
2005-08-26 92 0 Certificate of Service Other
2005-08-26 93 0 Memorandum of Law in Support of Motion
2005-08-30 94 0 Memorandum of Law in Support of Motion
2005-09-22 95 0 Notice of Change of Address
2005-10-26 96 0 Stipulation and Order
2005-11-02 97 0 Stipulation and Order
2005-11-11 98 0 Memorandum of Law in Opposition to Motion
2005-11-11 99 0 Declaration in Opposition to Motion
2005-11-14 100 0 Memorandum of Law in Opposition to Motion
2005-11-16 101 0 Order
2005-11-22 102 0 Memorandum of Law in Opposition to Motion
2005-11-22 103 0 Declaration in Opposition to Motion
2005-11-22 104 0 Memorandum of Law in Opposition to Motion
2005-12-14 105 0 Stipulation and Order
2006-01-04 106 0 Stipulation and Order
2006-01-04 107 0 Notice of Change of Address
2006-01-05 108 0 Reply Memorandum of Law in Support of Motion
2006-01-05 109 0 Certificate of Service Other
2006-01-06 110 0 Reply Memorandum of Law in Support of Motion
2006-01-06 111 0 Affidavit of Service Other
2006-01-06 112 0 Reply Memorandum of Law in Support of Motion
2006-01-06 113 0 Reply Memorandum of Law in Support of Motion
2006-01-06 114 0 Certificate of Service Other
2006-01-06 115 0 Reply Memorandum of Law in Support of Motion
2006-01-06 116 0 Reply Memorandum of Law in Support of Motion
2006-01-06 117 0 Certificate of Service Other
2006-01-06 118 0 Reply Memorandum of Law in Support of Motion
2006-01-06 119 0 Reply Memorandum of Law in Support of Motion
2006-01-06 120 0 Certificate of Service Other
2006-01-11 121 0 Notice of Appearance
2006-01-11 122 0 Endorsed Letter
2006-01-26 123 0 Remark
2006-03-22 124 0 Order
2006-04-19 125 0 Notice (Other)
2006-04-19 126 0 Certificate of Service Other
2006-04-18 127 0 MDL Order Transfer Origin in S.D.N.Y.
2006-07-20 128 0 Memorandum & Opinion
2006-07-24 129 0 Endorsed Letter
2006-08-01 130 0 Notice of Substitution of Attorney
2006-08-01 131 0 Certificate of Service Other
2006-08-18 132 0 Memorandum of Law
2006-08-18 133 0 Declaration in Support
2006-08-25 134 0 Order
2006-08-31 135 0 Memorandum of Law in Opposition
2006-09-01 136 0 Memorandum of Law in Opposition
2006-09-01 137 0 Memorandum of Law
2006-09-01 138 0 Declaration
2006-09-01 139 0 Declaration
2006-09-08 140 0 Reply Memorandum of Law in Oppisition
2006-09-27 141 0 Memorandum & Opinion
2006-10-13 142 0 Amended Complaint 2010-08-19 16:07:18 fea32c298a247764fd929cb74467ffc6f4d8b11d
2006-10-26 143 0 Order
2006-11-15 144 0 Order
2006-11-15 145 0 Stipulation and Order
2006-12-11 146 0 Order
2006-12-12 147 0 Answer to Amended Complaint
2006-12-12 148 0 Certificate of Service Other
2006-12-12 149 0 Answer to Amended Complaint
2006-12-12 150 0 Answer to Amended Complaint
2006-12-12 151 0 Certificate of Service Other
2006-12-21 152 0 Response
2006-12-29 153 0 Response
2006-12-29 154 0 Declaration in Support
2006-12-29 155 0 Certificate of Service Other
2007-01-03 156 0 Notice of Appearance
2007-01-03 157 0 Response
2007-01-03 158 0 Certificate of Service Other
2007-01-29 159 0 Order
2007-02-01 160 0 Motion to Withdraw as Attorney
2007-02-20 161 0 Notice (Other)
2007-02-21 162 0 Endorsed Letter
2007-02-21 163 0 Order on Motion to Withdraw as Attorney
2007-03-07 164 0 Order
2007-03-13 165 0 Notice (Other)
2007-04-18 166 0 Scheduling Order
2007-04-18 167 0 Protective Order
2007-05-14 168 0 Motion to Dismiss
2007-05-14 169 0 Memorandum of Law in Support of Motion
2007-05-14 170 0 Declaration in Support of Motion
2007-05-14 171 0 Certificate of Service Other
2007-05-14 172 0 Memorandum of Law in Support of Motion
2007-05-14 173 0 Certificate of Service Other
2007-05-30 174 0 Order
2007-07-03 175 0 Motion for Extension of Time to File Response/Reply
2007-07-06 176 0 Order
2007-07-12 177 0 Response to Motion
2007-07-13 178 0 Response to Motion
2007-08-02 179 0 Reply Memorandum of Law in Support of Motion
2007-08-02 180 0 Reply Memorandum of Law in Support of Motion
2007-08-02 181 0 Declaration in Support of Motion
2007-08-02 182 0 Certificate of Service Other
2007-08-07 183 0 Motion to Appear Pro Hac Vice
2007-08-21 184 0 Order on Motion to Appear Pro Hac Vice
2007-10-24 185 0 Protective Order
2007-11-13 186 0 Status Report
2007-11-13 187 0 Remark
2007-11-14 188 0 Memorandum & Opinion
2007-11-08 189 0 Motion to Appear Pro Hac Vice
2007-11-08 190 0 Motion to Appear Pro Hac Vice
2007-11-19 191 0 Notice of Appearance
2007-11-28 192 0 Order on Motion to Appear Pro Hac Vice
2007-11-28 193 0 Order on Motion to Appear Pro Hac Vice
2007-12-04 194 0 Motion to Appear Pro Hac Vice
2007-12-12 195 0 Order on Motion to Appear Pro Hac Vice
2007-12-13 196 0 Notice of Appeal
2008-01-19 197 0 Notice of Change of Address
2008-02-19 198 0 Memorandum of Law in Opposition
2008-02-19 199 0 Declaration
2008-02-19 200 0 Certificate of Service Other
2008-02-21 201 0 Notice (Other)
2008-03-07 202 0 Response to Discovery
2008-03-07 203 0 Certificate of Service Other
2008-03-19 204 0 USCA Mandate
2008-03-21 205 0 Protective Order
2008-05-28 206 0 Notice (Other) 2010-03-10 11:30:20 fa9ef0fa4a550504090c173eb59b4cd285e4a41d
2008-05-28 207 0 Notice (Other)
2008-06-03 208 0 Motion to Appear Pro Hac Vice
2008-06-17 209 0 Motion for Discovery
2008-06-17 210 0 Declaration in Support of Motion 2010-03-10 11:35:17 effb3a62df42fcc2feb976d081e21310796e8948
210 1 2010-03-10 11:36:41 f4830d48f7ae1e930526972ee21c569af4ca0aa1
210 2
210 3
210 4
210 5
210 6
210 7
210 8
210 9
210 10
210 11
2008-06-17 211 0 Declaration in Support of Motion
2008-06-18 212 0 Order on Motion to Appear Pro Hac Vice
2008-06-18 213 0 Objection (non-motion)
2008-06-18 214 0 Declaration in Support
2008-06-18 215 0 Declaration
2008-07-01 216 0 Notice (Other)
2008-07-01 217 0 Notice (Other)
2008-07-03 218 0 Memorandum of Law in Opposition
2008-07-11 219 0 Reply Memorandum of Law in Support of Motion
2008-07-22 220 0 Notice (Other)
2008-07-30 221 0 Memorandum & Opinion
2008-08-05 222 0 Notice (Other)
2008-08-05 223 0 Motion for Miscellaneous Relief
2008-08-05 224 0 Memorandum of Law in Support of Motion
2008-08-05 225 0 Declaration in Support of Motion
2008-08-11 226 0 Memorandum of Law in Opposition to Motion
2008-08-11 227 0 Declaration in Opposition to Motion
2008-08-11 228 0 Declaration in Opposition to Motion
2008-08-11 229 0 Certificate of Service Other
2008-08-11 230 0 Certificate of Service Other
2008-08-18 231 0 Reply Memorandum of Law in Support of Motion
2008-08-19 233 0 Notice (Other)
2008-08-21 234 0 Order
2008-09-09 237 0 Notice (Other)
2008-09-18 238 0 Notice (Other)
2008-09-29 239 0 Motion to Certify Class
2008-09-29 240 0 Memorandum of Law in Support of Motion
2008-09-29 241 0 Declaration in Support of Motion
2008-10-01 242 0 Declaration in Support of Motion
2008-10-01 243 0 Affidavit in Support of Motion
2008-10-01 244 0 Declaration in Support of Motion
2008-10-01 245 0 Declaration in Support of Motion
2008-10-01 246 0 Declaration in Support of Motion
2008-10-01 247 0 Declaration in Support of Motion
2008-10-16 248 0 Notice (Other)
2008-10-17 249 0 Notice (Other)
2008-11-13 250 0 Memorandum of Law in Opposition to Motion
2008-11-13 251 0 Memorandum of Law in Opposition to Motion
2008-11-13 252 0 Declaration in Support
2008-11-13 253 0 Memorandum of Law in Opposition to Motion
2008-11-13 254 0 Declaration in Opposition to Motion
2008-11-13 255 0 Declaration in Opposition to Motion
2008-11-13 256 0 Certificate of Service Other
2008-12-03 258 0 Notice (Other)
2008-12-04 259 0 Notice of Change of Address
2008-12-11 260 0 Stipulation and Order
2009-01-05 261 0 Notice of Appearance
2009-01-06 262 0 Notice of Appearance
2009-01-06 263 0 Notice of Appearance
2009-01-09 264 0 Reply Memorandum of Law in Support of Motion
2009-01-09 265 0 Declaration in Support of Motion
2009-01-09 266 0 Reply Affidavit in Support of Motion
2009-01-09 267 0 Sealed Document
2009-01-14 268 0 Notice of Appearance
2009-01-14 269 0 Notice of Appearance
2009-02-10 270 0 Notice (Other)
2009-02-10 271 0 Notice (Other)
2009-02-13 272 0 Memorandum of Law in Opposition to Motion
2009-02-13 273 0 Declaration in Opposition to Motion
2009-02-13 274 0 Reply Memorandum of Law in Oppisition to Motion
2009-02-13 275 0 Reply Memorandum of Law in Oppisition to Motion
2009-02-13 276 0 Declaration in Opposition to Motion
2009-02-13 277 0 Declaration in Opposition to Motion
2009-02-13 278 0 Certificate of Service Other
2009-02-26 279 0 Response in Support of Motion
2009-03-11 280 0 Notice (Other)
2009-04-29 281 0 Motion to Appear Pro Hac Vice
2009-06-10 282 0 Notice (Other)
2009-06-10 283 0 Notice (Other)
2009-07-13 284 0 Notice (Other)
2009-07-13 285 0 Notice (Other)
2009-07-28 286 0 Notice (Other)
2009-07-31 287 0 Notice (Other)
2009-08-07 288 0 Notice (Other) 2009-09-17 17:28:11 8fb1831c7c641b19f76fe480e757352a50919e66
2009-08-25 289 0 Notice (Other)
2009-08-27 290 0 Objection (non-motion)
2009-08-27 291 0 Declaration in Support
2009-09-02 292 0 Opposition Brief
2009-09-02 293 0 Declaration in Support
2009-09-02 294 0 Opposition Brief
2009-09-02 295 0 Declaration
2009-09-10 296 0 Notice of Case Assignment/Reassignment
2009-09-17 297 0 Status Report
2009-09-29 298 0 Order on Motion to Appear Pro Hac Vice
2009-11-03 299 0 Notice (Other)
2009-11-13 300 0 Notice of Settlement 2009-11-13 15:13:10 c6e81ac65b8c919652c4fcbdc0c8eb9c39c73986
300 1 Exhibit A - Preliminary Approval Order 2009-11-13 15:17:09 bc8a245e4eb7a8e720d6a66541ed0ac2d0edaa3c
300 2 Exhibit 1 - Notice Administrator for U.S. District Court
300 3 1 to Exhibit 1 - Plan of Allocation of Net Settlement Fund
300 4 Exhibit 2 - Proof of Claim and Release
300 5 Exhibit 3 - Summary Notice of Proposed Settlement of Class Action and Settlement
300 6 Exhibit B - Final Approval Order and Judgment of Dismissal with Prejudice
300 7 Exhibit C - Letter of Credit
2009-12-07 301 0 Order on Motion to Certify Class 2009-12-08 10:46:24 b10fe981a337a91a2cda3b3e309b70a380f900ba
2009-12-14 302 0 Notice of Appearance
2009-12-14 303 0 Objection (non-motion)
2009-12-14 304 0 Objection (non-motion)
305 0
306 0
307 0
308 0
309 0
310 0
311 0
312 0
313 0
314 0
315 0
316 0
317 0
318 0
319 0
320 0
321 0
322 0
323 0
324 0
325 0
326 0
327 0
328 0
329 0
2009-12-23 330 0 FILING ERROR - DEFICIENT DOCKET ENTRY - FILED IN ERROR - PURSUANT TO LETTER OF EDWARD F. SIEGEL (dated 12/23/09) - NOTICE of Withdrawal of Objection To Class Action Settlement of Hermine Union. Document filed by Hermine Union. (Horowitz, Eric) Modified on 12/29/2009 (kco). (Entered: 12/23/2009)
2009-12-23 331 0 MOTION to Withdraw 304 Objection (non-motion), 303 Objection (non-motion). Document filed by Hermine Union.(Horowitz, Eric) (Entered: 12/23/2009)
2009-12-23 332 0 DECLARATION of Eric S. Horowitz in Support re: 331 MOTION to Withdraw 304 Objection (non-motion), 303 Objection (non-motion).. Document filed by Hermine Union. (Horowitz, Eric) (Entered: 12/23/2009)
2009-12-23 333 0 DECISION AND ORDER APPROVING THE SETTLEMENT, CERTIFYING THE CLASS FOR SETTLEMENT PURPOSES, APPROVING THE PLAN OF ALLOCATION OF THE SETTLEMENT FUND, AWARDING ATTORNEYS' FEES, AND REJECTING THE OBJECTIONS: For the reasons stated above, the Court (1) approves the Settlement; (2) grants Lead Counsel's Fee Application of 13.5% of the Settlement Fund; (3) grants Lead Counsel's request for reimbursement of expenses in the amount of $7,848,411.84; and (4) grants Lead Plaintiff's' PSLRA Award Request for expenses totaling $214,657.14 ($70,000 for the Ohio Plaintiff's and $144,657.14 for the New Jersey Plaintiffs). ORDER granting 311 Motion for Settlement; granting 313 Motion for Attorney Fees; granting 331 Motion to Withdraw. (Signed by Judge Colleen McMahon on 12/23/09) (db) (Entered: 12/23/2009) 2010-07-09 04:55:06 58c60a503b2faf333ab170195413ca77d19b48a2
2009-12-23 334 0 ORDER REGARDING WITHDRAWAL OF EXCLUSIONS: 1. The definitions in the Stipulation and Agreement of Settlement dated as of November 10, 2009 are incorporated herein. 2. Any Person that has timely and properly requested to be excluded from the Class and the Settlement and that would be a Class Member but for the request for exclusion, may, no later than February 22, 2010 (the final day for timely submission of claims by Class Members for payment from the Net Settlement Fund), withdraw the exclusion and participate in the Settlementas a Class Member. (Signed by Judge Colleen McMahon on 12/23/09) Filed In Associated Cases: 1:04-cv-08144-CM, 1:04-cv-08179-CM, 1:04-cv-08225-CM, 1:04-cv-08923-CM, 1:04-cv-09300-CM(db) (Entered: 12/23/2009)
2009-12-23 335 0 FINAL APPROVAL ORDER AND JUDGMENT OF DISMISSAL WITH PREJUDICE settling action. (Signed by Judge Colleen McMahon on 12/23/09) (Attachments: # 1 notice of right to appeal)Filed In Associated Cases: 1:04-cv-08144-CM, 1:04-cv-08179-CM, 1:04-cv-08225-CM, 1:04-cv-08923-CM, 1:04-cv-09300-CM(ml) (Entered: 12/23/2009) 2010-01-10 19:00:08 3b2424e174c32c189e87cab3c0d87907407b3879
335 1
335 2 notice of right to appeal
337 0 2010-10-10 20:45:09 09f4287843a5ff56135a09025ea9118a47065860