| Court: | nysd |
| Docket #: | 1:13-cv-09237 |
| Case Name: | Prudent Forex Fund I L.L.C. et al v. Barclays Bank Plc, et al |
| PACER case #: | 421828 |
| Date filed: | 2013-12-31 |
| Date terminated: | 2014-02-13 |
| Assigned to: | Judge Lorna G. Schofield |
| Case Cause: | 28:1337 Sherman-Clayton Act |
| Nature of Suit: | 410 Anti-Trust |
| Jury Demand: | Plaintiff |
| Jurisdiction: | Federal Question |
| Represented Party | Attorney & Contact Info |
| Prudent Forex Fund I L.L.C. Plaintiff on behalf of themselves and all others similarly situated |
Pamela A. Markert Solomon B. Cera Thomas C. Bright Daniel H. Silverman Geoffrey Milbank Horn Manuel Juan Dominguez Michael Benjamin Eisenkraft Raymond P Girnys Vincent Briganti |
| Prudent Capital Management, L.L.C. Plaintiff on behalf of themselves and all others similarly situated |
Pamela A. Markert Solomon B. Cera Thomas C. Bright Daniel H. Silverman Geoffrey Milbank Horn Manuel Juan Dominguez Michael Benjamin Eisenkraft Raymond P Girnys Vincent Briganti |
| Barclays Bank Plc, Defendant |
David Harold Braff Jeffrey T. Scott Qian Allison Gao Yvonne Susan Quinn |
| Barclays Capital Inc. Defendant |
David Harold Braff Jeffrey T. Scott Qian Allison Gao Yvonne Susan Quinn |
| BNP Paribas Group Defendant |
David C. Esseks Brian Alexander de Haan |
| BNP Paribas North America Inc. Defendant |
David C. Esseks Brian Alexander de Haan |
| Citibank, N.A. Defendant |
Andrew Arthur Ruffino |
| Citigroup, Inc. Defendant |
Andrew Arthur Ruffino |
| Credit Suisse Group AG Defendant |
David George Januszewski Elai E. Katz Herbert Scott Washer Jason Michael Hall |
| Credit Suisse Securities (USA) L.L.C. Defendant |
David George Januszewski Elai E. Katz Herbert Scott Washer Jason Michael Hall |
| Deutsche Bank AG Defendant |
Joseph Serino , JR. Eric Foster Leon Robert S. Khuzami |
| Goldman Sachs Group Inc. Defendant |
Thomas J. Moloney Andrew Michael Darcy Elizabeth Vicens George S Cary Leah Brannon Victor L. Hou |
| Goldman, Sachs & Co. Defendant |
Thomas J. Moloney Andrew Michael Darcy Elizabeth Vicens George S Cary Leah Brannon Victor L. Hou |
| HSBC Holdings plc, Defendant |
Edwin R Deyoung Gregory Thomas Casamento Roger Brian Cowie |
| HSBC Bank PLC Defendant |
Edwin R Deyoung Gregory Thomas Casamento Roger Brian Cowie |
| JPMorgan Chase & Co. Defendant |
Peter Edward Greene Boris Bershteyn Patrick Joseph Fitzgerald Peter S. Julian |
| Lloyds Banking Group plc Defendant |
Marc Joel Gottridge Lisa Jean Fried |
| Morgan Stanley Defendant |
Jonathan M. Moses Keia Denise Cole |
| Royal Bank of Scotland Group plc Defendant |
Arthur J. Burke Greg Donald Andres Lewis Charles Shioleno |
| UBS AG Defendant |
Peter Sullivan Joel Steven Sanders Rachel Alden Lavery |
| UBS Securities L.L.C. Defendant |
Peter Sullivan Joel Steven Sanders Rachel Alden Lavery |
| John Does 1-50 Defendant |
|
| City of Haverhill Retirement System Interested Party |
Christopher M. Burke |
| Employees' Retirement System of the Government of the Virgin Islands Interested Party |
Christopher M. Burke |
| Oklahoma Firefighters Pension and Retirement System Interested Party |
Christopher M. Burke |
| Value Recovery Fund LLC Plaintiff |
Andrew J Entwistle |
| Augustus International Master Fund, L.P. Plaintiff |
Andrew J Entwistle |
| State-Boston Retirement System Plaintiff |
State-Boston Retirement System |
| JP Morgan Chase Bank, National Association Defendant |
Peter Edward Greene Boris Bershteyn Patrick Joseph Fitzgerald Peter S. Julian |
| Date Filed | Document # | Attachment # | Short Description | Long Description | Upload date | SHA1 hash |
| 2013-12-31 | 1 | 0 | COMPLAINT against BNP Paribas Group, BNP Paribas North America Inc., Barclays Bank Plc,, Barclays Capital Inc., Citibank, N.A., Citigroup, Inc., Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C., Deutsche Bank AG, Goldman Sachs Group Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Holdings plc,, JPMorgan Chase & Co., John Does 1-50, Lloyds Banking Group plc, Royal Bank of Scotland Group plc, Morgan Stanley, UBS AG, UBS Securities L.L.C.. (Filing Fee $ 350.00, Receipt Number not indicated)Document filed by Prudent Forex Fund I L.L.C., Prudent Capital Management, L.L.C. (Attachments: # 1 2, # 2 3)(laq) (Entered: 01/07/2014) | 2014-01-26 16:18:15 | 3b77726a22ff19806a6d15e5fe753269263e5718 | |
| 1 | 1 | 2 | 2014-01-26 16:17:22 | 2b1ee024e4dd4d16717c4271fa7a5220745ed6d9 | ||
| 1 | 2 | 3 | 2014-01-26 16:15:31 | 31bf5f80f75d6119c51cb4e22d888f3dd9e81d0f | ||
| 2014-01-08 | 2 | 0 | NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of Deutsche Bank AG. (Serino, Joseph) (Entered: 01/08/2014) | |||
| 2014-01-08 | 3 | 0 | NOTICE OF APPEARANCE by Eric Foster Leon on behalf of Deutsche Bank AG. (Leon, Eric) (Entered: 01/08/2014) | |||
| 2013-12-31 | 4 | 0 | STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (laq) (Entered: 01/10/2014) | |||
| 2014-01-10 | 5 | 0 | ENDORSED LETTER addressed to Judge Richard M. Berman from Yvonne S. Quinn, David G. Januszewski, Andrew A. Ruffino, Joseph Serino, Jr., Peter E. Greene, Marc Gottridge, Arthur J. Burke and Joel S. Sanders dated 1/10/14 re: Counsel requests that these cases be referred to a single judge. ENDORSEMENT: Regretably, this Court was unable to take the additional cases which included parties (new) that gave rise to a conflict. cc Judge Schofield + Furman. (Signed by Judge Richard M. Berman on 1/10/2014) (mro) (Entered: 01/13/2014) | |||
| 2014-01-13 | 6 | 0 | MOTION for Solomon B. Cera to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9254406. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Cera, Solomon) (Entered: 01/13/2014) | |||
| 2014-01-13 | 7 | 0 | MOTION for Thomas C. Bright to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9254415. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Bright, Thomas) (Entered: 01/13/2014) | |||
| 2014-01-13 | 8 | 0 | MOTION for Pamela A. Markert to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9254419. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Markert, Pamela) (Entered: 01/13/2014) | |||
| 2014-01-15 | 9 | 0 | ORDER: Initial Conference set for 3/3/2014 at 11:30 AM in Courtroom 1106, Thurgood Marshal Courthouse, 40 Foley Square, New York, NY 10007 before Judge Lorna G. Schofield. (Signed by Judge Lorna G. Schofield on 1/15/2014) (tn) (Entered: 01/15/2014) | |||
| 2014-01-16 | 10 | 0 | NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C.. (Washer, Herbert) (Entered: 01/16/2014) | |||
| 2014-01-16 | 11 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C.. Document filed by Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C..(Washer, Herbert) (Entered: 01/16/2014) | |||
| 2014-01-16 | 12 | 0 | NOTICE OF APPEARANCE by David George Januszewski on behalf of Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C.. (Januszewski, David) (Entered: 01/16/2014) | |||
| 2014-01-16 | 13 | 0 | NOTICE OF APPEARANCE by Jason Michael Hall on behalf of Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C.. (Hall, Jason) (Entered: 01/16/2014) | |||
| 2014-01-16 | 14 | 0 | NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C.. (Katz, Elai) (Entered: 01/16/2014) | |||
| 2014-01-16 | 15 | 0 | LETTER addressed to Judge Lorna G. Schofield from defendants dated January 16, 2014 Document filed by Barclays Bank Plc,, Citibank, N.A., Citigroup, Inc., Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C., Deutsche Bank AG, JPMorgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Scotland Group plc, UBS AG, UBS Securities L.L.C..(Januszewski, David) (Entered: 01/16/2014) | |||
| 2014-01-17 | 16 | 0 | NOTICE OF APPEARANCE by Yvonne Susan Quinn on behalf of Barclays Bank Plc,, Barclays Capital Inc.. (Quinn, Yvonne) (Entered: 01/17/2014) | |||
| 2014-01-17 | 17 | 0 | NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Bank Plc,, Barclays Capital Inc.. (Braff, David) (Entered: 01/17/2014) | |||
| 2014-01-17 | 18 | 0 | NOTICE OF APPEARANCE by Jeffrey T. Scott on behalf of Barclays Bank Plc,, Barclays Capital Inc.. (Scott, Jeffrey) (Entered: 01/17/2014) | |||
| 2014-01-17 | 19 | 0 | NOTICE OF APPEARANCE by Qian Allison Gao on behalf of Barclays Bank Plc,, Barclays Capital Inc.. (Gao, Qian) (Entered: 01/17/2014) | |||
| 2014-01-17 | 20 | 0 | FILING ERROR - NOT ALL CORPORATE PARENTS/OTHER AFFILIATES WERE ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays PLC for Barclays Bank Plc,, Barclays Capital Inc.. Document filed by Barclays Bank Plc,, Barclays Capital Inc..(Quinn, Yvonne) Modified on 1/23/2014 (lb). (Entered: 01/17/2014) | |||
| 2014-01-17 | 21 | 0 | LETTER addressed to Judge Lorna G. Schofield from Patrick J. Coughlin and Christopher Burke dated January 17, 2014 re: In Response to Defendants' January 16, 2014. Document filed by City of Haverhill Retirement System, Employees' Retirement System of the Government of the Virgin Islands, Oklahoma Firefighters Pension and Retirement System.(Coughlin, Patrick) (Entered: 01/17/2014) | |||
| 2014-01-17 | 22 | 0 | MOTION to Appear Pro Hac Vice by Manuel John Dominguez. Filing fee $ 200.00, receipt number 0208-9274112. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Attachments: # 1 Exhibit Certificate of Good Standing - FL, # 2 Text of Proposed Order)(Dominguez, Manuel) (Entered: 01/17/2014) | |||
| 2014-01-17 | 23 | 0 | MOTION to Appear Pro Hac Vice by Daniel H. Silverman. Filing fee $ 200.00, receipt number 0208-9274200. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Attachments: # 1 Exhibit Certificate of Good Standing - DC, # 2 Exhibit Certificate of Good Standing - NY, # 3 Text of Proposed Order)(Silverman, Daniel) (Entered: 01/17/2014) | |||
| 2013-12-31 | 24 | 0 | STATEMENT OF RELATEDNESS re: that this action be filed as related to 13-cv-7789. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.(laq) (Entered: 01/21/2014) | |||
| 2014-01-22 | 25 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Deutsche Bank AG.(Serino, Joseph) (Entered: 01/22/2014) | |||
| 2014-01-22 | 26 | 0 | NOTICE OF APPEARANCE by Robert S. Khuzami on behalf of Deutsche Bank AG. (Khuzami, Robert) (Entered: 01/22/2014) | |||
| 2014-01-23 | 27 | 0 | MEMO ENDORSEMENT on re: (11 in 1:13-cv-09080-LGS) Letter, filed by Citibank, N.A., UBS AG, JPMorgan Chase Bank, Credit Suisse Securities (USA) LLC, JPMorgan Chase & Co., UBS Securities LLC, Barclays Bank PLC, Cedit Suisse Group AG, Citigroup, Inc., Deutsche Bank AG, Royal Bank of Scotland Group, plc, (21 in 1:13-cv-09125-LGS) Letter, filed by Citigroup Inc., Citibank, N.A., JPMorgan Chase Bank, UBS AG, The Royal Bank of Scotland Group plc, UBS Securities L.L.C., JPMorgan Chase & Co., Credit Suisse Securities (USA) L.L.C., Barclays Bank Plc,, Deutsche Bank AG, Credit Suisse Group AG, (15 in 1:13-cv-09237-LGS) Letter, filed by Citibank, N.A., Royal Bank of Scotland Group plc, UBS AG, Lloyds Banking Group plc, UBS Securities L.L.C., JPMorgan Chase & Co., Credit Suisse Securities (USA) L.L.C., Barclays Bank Plc,, Citigroup, Inc., Deutsche Bank AG, Credit Suisse Group AG, (35 in 1:13-cv-07953-LGS) Letter, filed by Citibank, N.A., JPMorgan Chase & Co, UBS AG, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Barclays Bank PLC, JPMorgan Chase Bank, National Association, Citigroup, Inc., Deutsche Bank AG, Royal Bank of Scotland Group, plc, Credit Suisse Group AG, (70 in 1:13-cv-07789-LGS) Letter, filed by Royal Bank of Scotland Group, PLC, UBS AG, Credit Suisse Securities (USA) LLC, JPMorgan Chase & Co., JPMorgan Chase Bank National Association, UBS Securities LLC, Barclays Bank PLC, Citigroup, N.A., Citigroup, Inc., Deutsche Bank AG, Credit Suisse Group AG. ENDORSEMENT: Application denied. The Case Management Plan entered by Judge Berman in 13-cv-7953 will remain in force, other than the conference set for March 11, 2014, which is hereby adjourned. The Court will address any further proposed changes to the discovery schedule at the March 3, 2014 conference. (Signed by Judge Lorna G. Schofield on 1/23/2014) (lmb) (Entered: 01/23/2014) | |||
| 2014-01-23 | 28 | 0 | NOTICE OF APPEARANCE by Jonathan M. Moses on behalf of Morgan Stanley. (Moses, Jonathan) (Entered: 01/23/2014) | |||
| 2014-01-23 | 29 | 0 | NOTICE OF APPEARANCE by Keia Denise Cole on behalf of Morgan Stanley. (Cole, Keia) (Entered: 01/23/2014) | |||
| 2014-01-23 | 30 | 0 | FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Morgan Stanley.(Moses, Jonathan) Modified on 1/23/2014 (lb). (Entered: 01/23/2014) | |||
| 2014-01-23 | 31 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays PLC for Barclays Bank Plc,. Document filed by Barclays Bank Plc,.(Quinn, Yvonne) (Entered: 01/23/2014) | |||
| 2014-01-23 | 32 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Bank PLC, Corporate Parent Barclays Group US Inc., Corporate Parent Barclays PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Quinn, Yvonne) (Entered: 01/23/2014) | |||
| 2014-01-23 | 33 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley. Document filed by Morgan Stanley.(Moses, Jonathan) (Entered: 01/23/2014) | |||
| 2014-01-23 | 34 | 0 | LETTER MOTION for Conference (Pre-Motion Conference) addressed to Judge Lorna G. Schofield from Christopher M. Burke dated 1/23/2014. Document filed by City of Haverhill Retirement System, Employees' Retirement System of the Government of the Virgin Islands, Oklahoma Firefighters Pension and Retirement System.(Burke, Christopher) (Entered: 01/23/2014) | |||
| 2014-01-24 | 35 | 0 | NOTICE OF APPEARANCE by Thomas J. Moloney on behalf of Goldman Sachs Group Inc., Goldman, Sachs & Co.. (Moloney, Thomas) (Entered: 01/24/2014) | |||
| 2014-01-24 | 36 | 0 | NOTICE OF APPEARANCE by Elizabeth Vicens on behalf of Goldman Sachs Group Inc., Goldman, Sachs & Co.. (Vicens, Elizabeth) (Entered: 01/24/2014) | |||
| 2014-01-24 | 37 | 0 | NOTICE OF APPEARANCE by Victor L. Hou on behalf of Goldman Sachs Group Inc., Goldman, Sachs & Co.. (Hou, Victor) (Entered: 01/24/2014) | |||
| 2014-01-24 | 38 | 0 | NOTICE OF APPEARANCE by Andrew Michael Darcy on behalf of Goldman Sachs Group Inc., Goldman, Sachs & Co.. (Darcy, Andrew) (Entered: 01/24/2014) | |||
| 2014-01-27 | 39 | 0 | NOTICE OF APPEARANCE by Marc Joel Gottridge on behalf of Lloyds Banking Group plc. (Gottridge, Marc) (Entered: 01/27/2014) | |||
| 2014-01-27 | 40 | 0 | NOTICE OF APPEARANCE by Lisa Jean Fried on behalf of Lloyds Banking Group plc. (Fried, Lisa) (Entered: 01/27/2014) | |||
| 2014-01-27 | 41 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Lloyds Banking Group plc.(Fried, Lisa) (Entered: 01/27/2014) | |||
| 2014-01-27 | 42 | 0 | AFFIDAVIT OF SERVICE. BNP Paribas Group served on 1/16/2014, answer due 2/6/2014. Service was accepted by T. Delace, General Agent. Document filed by Prudent Forex Fund I L.L.C.; Prudent Capital Management, L.L.C.. (Briganti, Vincent) (Entered: 01/27/2014) | |||
| 2014-01-27 | 43 | 0 | AFFIDAVIT OF SERVICE. BNP Paribas North America Inc. served on 1/16/2014, answer due 2/6/2014. Service was accepted by T. Delace, General Agent. Document filed by Prudent Forex Fund I L.L.C.; Prudent Capital Management, L.L.C.. (Briganti, Vincent) (Entered: 01/27/2014) | |||
| 2014-01-27 | 44 | 0 | AFFIDAVIT OF SERVICE. Goldman, Sachs & Co. served on 1/16/2014, answer due 2/6/2014. Service was accepted by J. Cook, General Agent. Document filed by Prudent Forex Fund I L.L.C.; Prudent Capital Management, L.L.C.. (Briganti, Vincent) (Entered: 01/27/2014) | |||
| 2014-01-27 | 45 | 0 | AFFIDAVIT OF SERVICE. Goldman Sachs Group Inc. served on 1/16/2014, answer due 2/6/2014. Service was accepted by J. Cook, General Agent. Document filed by Prudent Forex Fund I L.L.C.; Prudent Capital Management, L.L.C.. (Briganti, Vincent) (Entered: 01/27/2014) | |||
| 2014-01-27 | 46 | 0 | AFFIDAVIT OF SERVICE. Morgan Stanley served on 1/16/2014, answer due 2/6/2014. Service was accepted by Y. Nitta, General Agent. Document filed by Prudent Forex Fund I L.L.C.; Prudent Capital Management, L.L.C.. (Briganti, Vincent) (Entered: 01/27/2014) | |||
| 2014-01-27 | 47 | 0 | LETTER addressed to Judge Lorna G. Schofield from Thomas J. Moloney dated January 27, 2014 re: the Stay Letter submitted today by the Simmtech case defendants, etc.. Document filed by Goldman Sachs Group Inc., Goldman, Sachs & Co..(Moloney, Thomas) (Entered: 01/27/2014) | |||
| 2014-01-27 | 48 | 0 | CERTIFICATE OF SERVICE of Judge Schofield's January 15, 2014 Order and her Individual Rules and Procedures served on Defendants' Counsel on 1/22/2014-1/27/2014. Service was made by email. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Briganti, Vincent) (Entered: 01/27/2014) | |||
| 2014-01-28 | 49 | 0 | ORDER granting 6 Motion for Solomon B. Cera to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 01/28/2014) | |||
| 2014-01-28 | 50 | 0 | ORDER granting 7 Motion for Thomas C. Bright to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 01/28/2014) | |||
| 2014-01-28 | 51 | 0 | ORDER granting 8 Motion for Pamela A. Markert to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 01/28/2014) | |||
| 2014-01-28 | 52 | 0 | ORDER granting 22 Motion for Manuel John Dominguez to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 01/28/2014) | |||
| 2014-01-28 | 53 | 0 | ORDER granting 23 Motion for Daniel H. Silverman to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 01/28/2014) | |||
| 2014-01-28 | 54 | 0 | NOTICE OF APPEARANCE by Michael Benjamin Eisenkraft on behalf of Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C.. (Eisenkraft, Michael) (Entered: 01/28/2014) | |||
| 2014-01-28 | 55 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. Document filed by Goldman Sachs Group Inc., Goldman, Sachs & Co..(Moloney, Thomas) (Entered: 01/28/2014) | |||
| 2014-01-28 | 56 | 0 | LETTER MOTION for Conference re: 34 LETTER MOTION for Conference (Pre-Motion Conference) addressed to Judge Lorna G. Schofield from Christopher M. Burke dated 1/23/2014. LETTER MOTION for Conference (Pre-Motion Conference) addressed to Judge Lorna G. Schofield from Christopher M. Burke dated 1/23/2014. Letter Motion for Pre-Motion Conference addressed to Judge Lorna G. Schofield from J. Douglas Richards and Solomon B. Cera dated 1/28/2014. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C..(Eisenkraft, Michael) (Entered: 01/28/2014) | |||
| 2014-01-28 | 57 | 0 | ORDER granting 34 Letter Motion for Conference & granting 56 Letter Motion for Conference: Application granted. A conference to discuss the consolidation of the actions and the appointment of lead counsel is scheduled for February 13, 2014, at 11:10 a.m. The parties shall file letters setting forth any proposals they intend to make regarding consolidation or appointment no later than three days prior to the conference. (Status Conference set for 2/13/2014 at 11:10 AM in Courtroom 1106, Thurgood Marshal Courthouse, 40 Foley Square, New York, NY 10007 before Judge Lorna G. Schofield.) (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 01/28/2014) | |||
| 2014-01-30 | 58 | 0 | MOTION for George S. Cary to Appear Pro Hac Vice , dated January 30, 2014. Filing fee $ 200.00, receipt number 0208-9311997. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs Group Inc., Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Cary, George) (Entered: 01/30/2014) | |||
| 2014-01-30 | 59 | 0 | MOTION for Leah Brannon to Appear Pro Hac Vice , dated January 30, 2014. Filing fee $ 200.00, receipt number 0208-9312065. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs Group Inc., Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Brannon, Leah) (Entered: 01/30/2014) | |||
| 2014-01-29 | 60 | 0 | MEMO ENDORSEMENT on re: (44 in 1:13-cv-07953-LGS) Letter, filed by Citibank, N.A., JPMorgan Chase & Co, UBS AG, Credit Suisse Securities (USA) LLC, UBS Securities LLC, Barclays Bank PLC, JPMorgan Chase Bank, National Association, Deutsche Bank AG, Citigroup, Inc., Royal Bank of Scotland Group, plc, Credit Suisse Group AG. ENDORSEMENT: Application granted in part and denied in part. Discovery is stayed until the March 3, 2014, case management conference and will be further addressed at that time. (Signed by Judge Lorna G. Schofield on 1/29/2014) ***Filed in 13cv7953, 13cv7789, 13cv9237, 14cv350, 14cv475, 13cv9125, and 13cv9080. (tn) Modified on 2/7/2014 (tn). (Entered: 01/30/2014) | |||
| 2014-01-31 | 61 | 0 | MOTION for Roger Brian Cowie to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9317428. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC Holdings plc,. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order Order for Admission Pro Hac Vice)(Cowie, Roger) (Entered: 01/31/2014) | |||
| 2014-02-04 | 62 | 0 | ORDER granting 58 Motion for George S. Cary to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 02/04/2014) | |||
| 2014-02-04 | 63 | 0 | ORDER granting 61 Motion for Roger Brian Cowie to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 02/04/2014) | |||
| 2014-02-04 | 64 | 0 | NOTICE OF APPEARANCE by Gregory Thomas Casamento on behalf of HSBC Bank PLC, HSBC Holdings plc,. (Casamento, Gregory) (Entered: 02/04/2014) | |||
| 2014-02-04 | 65 | 0 | FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT.. Document filed by HSBC Bank PLC, HSBC Holdings plc,.(Casamento, Gregory) Modified on 2/5/2014 (lb). (Entered: 02/04/2014) | |||
| 2014-02-04 | 66 | 0 | NOTICE OF APPEARANCE by Edwin R Deyoung on behalf of HSBC Bank PLC, HSBC Holdings plc,. (Deyoung, Edwin) (Entered: 02/04/2014) | |||
| 2014-02-05 | 67 | 0 | NOTICE OF APPEARANCE by Arthur J. Burke on behalf of Royal Bank of Scotland Group plc. (Burke, Arthur) (Entered: 02/05/2014) | |||
| 2014-02-05 | 68 | 0 | NOTICE OF APPEARANCE by Greg Donald Andres on behalf of Royal Bank of Scotland Group plc. (Andres, Greg) (Entered: 02/05/2014) | |||
| 2014-02-05 | 69 | 0 | NOTICE OF APPEARANCE by Lewis Charles Shioleno on behalf of Royal Bank of Scotland Group plc. (Shioleno, Lewis) (Entered: 02/05/2014) | |||
| 2014-02-05 | 70 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Royal Bank of Scotland Group plc.(Burke, Arthur) (Entered: 02/05/2014) | |||
| 2014-02-06 | 71 | 0 | NOTICE OF APPEARANCE by Andrew Arthur Ruffino on behalf of Citibank, N.A., Citigroup, Inc.. (Ruffino, Andrew) (Entered: 02/06/2014) | |||
| 2014-02-06 | 72 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Citicorp for Citibank, N.A., Citigroup, Inc.. Document filed by Citibank, N.A., Citigroup, Inc..(Ruffino, Andrew) (Entered: 02/06/2014) | |||
| 2014-02-05 | 73 | 0 | STIPULATION AND ORDER SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE OR OTHERWISE RESPOND TO COMPLAINT: IT IS HEREBY STIPULATED AND AGREED: 1. Defendants' deadline to answer, move or otherwise respond to the Complaint in this action is hereby vacated until after the Consolidated Complaint is filed and will be set consistent with the schedule that is anticipated to be discussed among all parties and to be ordered by the Court. 2. The undersigned counsel for the Defendants that have not been served in this action are authorized to accept service of the summons and the Complaint on behalf of their respective clients, and hereby do so and acknowledge service pursuant to Fed. R. Civ. P. 4(h). 3. Except as to the defense of insufficiency of service of process in this action, no defense of any of the Defendants, including without limitation defenses based upon lack of personal jurisdiction, is prejudiced or waived by such Defendant's executing, agreeing to, joining or filing this Stipulation. (Signed by Judge Lorna G. Schofield on 2/6/2014) (lmb) (Entered: 02/06/2014) | |||
| 2014-02-06 | 74 | 0 | NOTICE OF APPEARANCE by Rachel Alden Lavery on behalf of UBS AG, UBS Securities L.L.C.. (Lavery, Rachel) (Entered: 02/06/2014) | |||
| 2014-02-06 | 75 | 0 | NOTICE OF APPEARANCE by Peter Sullivan on behalf of UBS AG, UBS Securities L.L.C.. (Sullivan, Peter) (Entered: 02/06/2014) | |||
| 2014-02-06 | 76 | 0 | MOTION for JOEL S. SANDERS to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9335352. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities L.L.C.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sanders, Joel) (Entered: 02/06/2014) | |||
| 2014-02-07 | 77 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Bank PLC. Document filed by HSBC Bank PLC, HSBC Holdings plc,.(Casamento, Gregory) (Entered: 02/07/2014) | |||
| 2014-02-10 | 78 | 0 | LETTER addressed to Judge Lorna G. Schofield from Yvonne Quinn, David Esseks, Andrew Ruffino, David Januszewski, Joseph Serino, Jr., Thomas Moloney, Roger Cowie, Peter Greene, Marc Gottridge, Jonathan Moses, Arthur Burke and Joel Sanders dated 2-10-14 re: Interim Lead Counsel and Consolidation. Document filed by BNP Paribas Group, BNP Paribas North America Inc., Barclays Bank Plc,, Barclays Capital Inc., Citibank, N.A., Citigroup, Inc., Credit Suisse Group AG, Credit Suisse Securities (USA) L.L.C., Deutsche Bank AG, Goldman Sachs Group Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Holdings plc,, JPMorgan Chase & Co., Lloyds Banking Group plc, Royal Bank of Scotland Group plc, Morgan Stanley.(Gao, Qian) (Entered: 02/10/2014) | |||
| 2014-02-10 | 79 | 0 | LETTER addressed to Judge Lorna G. Schofield from Michael Eisenkraft dated February 10, 2014 re: Proposal for Appointment of Interim Lead Class Counsel. Document filed by Prudent Capital Management, L.L.C., Prudent Forex Fund I L.L.C..(Eisenkraft, Michael) (Entered: 02/10/2014) | |||
| 2014-02-10 | 80 | 0 | LETTER addressed to Judge Lorna G. Schofield from Christopher M. Burke and Michael D. Hausfeld dated February 10, 2014 re: Interim Lead Counsel and Consolidation. Document filed by City of Haverhill Retirement System, Oklahoma Firefighters Pension and Retirement System.(Burke, Christopher) (Entered: 02/10/2014) | |||
| 2014-02-10 | 81 | 0 | LETTER addressed to Judge Lorna G. Schofield from Andrew J. Entwistle dated February 10, 2014 re: Proposal for Appointment of Lead Counsel. Document filed by Value Recovery Fund LLC, Augustus International Master Fund, L.P..(Entwistle, Andrew) (Entered: 02/10/2014) | |||
| 2014-02-10 | 82 | 0 | LETTER addressed to Judge Lorna G. Schofield from Daniel Brockett dated February 10, 2014 re: Proposal for Appointment of Lead Counsel. Document filed by State-Boston Retirement System.(Brockett, Daniel) (Entered: 02/10/2014) | |||
| 2014-02-11 | 83 | 0 | NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of Augustus International Master Fund, L.P., Value Recovery Fund LLC. (Entwistle, Andrew) (Entered: 02/11/2014) | |||
| 2014-02-11 | 84 | 0 | ORDER: To obtain information on Thursday, February 13, 2014, about whether the Court is closed because of inclement weather, please call 212-805-0515 or check the SDNY website after 7 AM. If the Court is open at the scheduled time of the conference, it will proceed. If the Court is closed at that time, the conference will be rescheduled. (Schofield, Lorna)(Text Only Order) (Entered: 02/11/2014) | |||
| 2014-02-12 | 85 | 0 | NOTICE OF APPEARANCE by David C. Esseks on behalf of BNP Paribas Group, BNP Paribas North America Inc.. (Esseks, David) (Entered: 02/12/2014) | |||
| 2014-02-12 | 86 | 0 | NOTICE OF APPEARANCE by Brian Alexander de Haan on behalf of BNP Paribas Group, BNP Paribas North America Inc.. (de Haan, Brian) (Entered: 02/12/2014) | |||
| 2014-02-13 | 87 | 0 | ORDER granting 59 Motion for Leah Brannon to Appear Pro Hac Vice & granting 76 Motion for Joel S. Sanders to Appear Pro Hac Vice (HEREBY ORDERED by Judge Lorna G. Schofield)(Text Only Order) (Schofield, Lorna) (Entered: 02/13/2014) | |||
| 2014-02-14 | 88 | 0 | NOTICE OF APPEARANCE by Peter Edward Greene on behalf of JP Morgan Chase Bank, National Association, JPMorgan Chase & Co.. (Greene, Peter) (Entered: 02/14/2014) | |||
| 2014-02-14 | 89 | 0 | RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JP Morgan Chase & Co. for JP Morgan Chase Bank, National Association; Corporate Parent No Corporate Parent for JPMorgan Chase & Co.. Document filed by JP Morgan Chase Bank, National Association, JPMorgan Chase & Co..(Greene, Peter) (Entered: 02/14/2014) | |||
| 2014-02-14 | 90 | 0 | NOTICE OF APPEARANCE by Boris Bershteyn on behalf of JP Morgan Chase Bank, National Association, JPMorgan Chase & Co.. (Bershteyn, Boris) (Entered: 02/14/2014) | |||
| 2014-02-14 | 91 | 0 | NOTICE OF APPEARANCE by Patrick Joseph Fitzgerald on behalf of JP Morgan Chase Bank, National Association, JPMorgan Chase & Co.. (Fitzgerald, Patrick) (Entered: 02/14/2014) | |||
| 2014-02-14 | 92 | 0 | NOTICE OF APPEARANCE by Peter S. Julian on behalf of JP Morgan Chase Bank, National Association, JPMorgan Chase & Co.. (Julian, Peter) (Entered: 02/14/2014) | |||
| 2014-02-13 | 93 | 0 | ORDER: It is hereby ORDERED that the Clerk of the Court consolidate case 13-cv-7789 (as lead case) with cases 13-cv-9080, 13-cv-9125, 13-cv-9237, 14-cv-350, 14-cv-475, 14-cv-494, 14-cv-752, 14-cv-787, 14-cv-825, 14-cv-867, 14-cv-876 and 14-cv-902 (as member cases) for all purposes. Case 13-cv-7953 shall remain a separate action. All filings made after the issuance of this Order in connection with the consolidated action shall be entered in the docket of the remaining lowest-numbered case 13-cv-7789. After consolidation, the Clerk shall amend the caption of the case to be: In re Foreign Exchange Benchmark Rates Antitrust Litigation. The Clerk is further directed to close all higher-numbered cases referenced herein, except for case 13- cv-7953. It is further ORDERED that, for the reasons stated at the conference, Scott + Scott, L.L.P. shall serve as interim lead counsel to the putative U.S. class. It is further ORDERED that no later than March 31, 2014, interim lead counsel shall file a Consolidated Class Action Complaint. It is further ORDERED that all deadlines for Defendants to answer or otherwise respond to the currently operative Complaints are cancelled; and all scheduling orders and case management plans in the above cases are VACATED. It is further ORDERED that an initial pre-trial conference shall be held on March 3, 2014, at 11:30 a.m., where counsel shall be prepared to discuss schedules for motions and discovery, as well as any motion to stay discovery. The parties should consider the Courts individual rules, including Rules III.A and III.C.2. No later than 7 days prior to the conference, the parties shall submit a joint Proposed Civil Case Management Plan, a joint letter addressing the issues enumerated in the initial pretrial orders and any other issues they wish the Court to address at the March 3 conference. (Signed by Judge Lorna G. Schofield on 2/13/2014) Filed In Associated Cases: 1:13-cv-07789-LGS et al.(ft) (Entered: 02/19/2014) | |||
| 2014-03-01 | 94 | 0 | MEMORANDUM OF LAW in Opposition re: (115 in 1:13-cv-07789-LGS) MOTION for Reconsideration of the Court's February 19, 2014 Order.. Document filed by United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:13-cv-07789-LGS et al.(Briganti, Vincent) (Entered: 03/01/2014) |