| Court: | nysd |
| Docket #: | 1:14-cv-00923 |
| Case Name: | NDV Investment Company et al v. Apex Clearing Corporation et al |
| PACER case #: | 423328 |
| Date filed: | 2014-02-13 |
| Date of last filing: | 2014-03-20 |
| Assigned to: | Judge Richard M. Berman |
| Case Cause: | 09:0010 Petition to Vacate Arbitration Award |
| Nature of Suit: | 890 Other Statutory Actions |
| Jury Demand: | None |
| Jurisdiction: | Federal Question |
| Represented Party | Attorney & Contact Info |
| NDV Investment Company Petitioner |
Elzbieta Kurkowski |
| JM Property SP Z.O.O. SP K Petitioner |
Elzbieta Kurkowski |
| Jerzy Mendelka Petitioner |
Elzbieta Kurkowski |
| Apex Clearing Corporation Respondent |
Bertrand Jachel Choe Michael J. Lohnes |
| Apex Clearing Corporation Respondent as successor in interest and obligation to Penson Financial Services, Inc. |
|
| Apex Clearing Corporation, as successor in interest and obligation to Pension Financial Services, Inc. Respondent |
Bertrand Jachel Choe |
| Date Filed | Document # | Attachment # | Short Description | Long Description | Upload date | SHA1 hash |
| 2014-02-13 | 1 | 0 | Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration | MOTION TO VACATE ARBITRATION AWARD. (Filing Fee $ 350.00, Receipt Number 1087608).Document filed by NDV Investment Company, Jerzy Mendelka, JM Property SP Z.O.O. SP K.(laq) Modified on 2/19/2014 (laq). (Entered: 02/19/2014) | ||
| 2014-02-13 | 2 | 0 | Civil Cover Sheet | CIVIL COVER SHEET filed. (laq) (Entered: 02/19/2014) | ||
| 2014-02-19 | 3 | 0 | Affidavit of Service Other | AFFIDAVIT OF SERVICE of Attorney Affirmation of Service served on Apex Clearing Corporation on February 14, 2014. Service was accepted by KattanMuchinRosenMann, LLP as Attorneys for Apex Clearing Corporation. Document filed by JM Property SP Z.O.O. SP K, Jerzy Mendelka, NDV Investment Company. (Kurkowski, Elzbieta) (Entered: 02/19/2014) | ||
| 2014-02-25 | 4 | 0 | Waiver of Service Executed | WAIVER OF SERVICE RETURNED EXECUTED. Apex Clearing Corporation waiver sent on 2/24/2014, answer due 4/25/2014. Document filed by NDV Investment Company. (Kurkowski, Elzbieta) (Entered: 02/25/2014) | ||
| 2014-03-05 | 5 | 0 | Notice of Appearance | NOTICE OF APPEARANCE by Bertrand Jachel Choe on behalf of Apex Clearing Corporation, Apex Clearing Corporation, as successor in interest and obligation to Pension Financial Services, Inc.. (Choe, Bertrand) (Entered: 03/05/2014) | 2014-04-25 21:29:40 | 55a5a67458abc98dea4964575e541ad1869f6477 |
| 2014-03-19 | 6 | 0 | Motion to Appear Pro Hac Vice | MOTION for Michael J. Lohnes to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9470120. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Apex Clearing Corporation. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order)(Lohnes, Michael) (Entered: 03/19/2014) | ||
| 2014-03-20 | 7 | 0 | Order on Motion to Appear Pro Hac Vice | ORDER FOR ADMISSION PRO HAC VICE granting 6 Motion for Michael J. Lohnes to Appear Pro Hac Vice. (Signed by Judge Richard M. Berman on 3/20/2014) (ja) (Entered: 03/20/2014) | ||
| 2014-04-25 | 8 | 0 | NOTICE of Memorandum of Law In Opposition to Plaintiffs' Motion to Vacate and in Support of Defendant's Cross-Motion to Confirm the Arbitration Award re: 1 Petition to Compel/Confirm/Modify/Stay/Vacate Arbitration. Document filed by Apex Clearing Corporation. (Attachments: # 1 Exhibit A - Arbitration Disclosure Report, # 2 Exhibit B - FINRA Dispute Resolution, # 3 Exhibit C - F. Harmon Letter, # 4 Exhibit D - Regulatory Notice 09-07)(Lohnes, Michael) (Entered: 04/25/2014) | |||
| 14 | 0 | 2014-09-02 18:32:00 | 54c77b3789dea0d89d3f7d313a8d81f16361cd17 | |||
| 15 | 0 | |||||
| 16 | 0 |