| Court: | txnd |
| Docket #: | 3:97-cv-03103 |
| Case Name: | SEC v. Sachdeva, et al |
| PACER case #: | 48221 |
| Date filed: | 1997-12-18 |
| Date terminated: | 1997-12-22 |
| Assigned to: | Chief Judge Sidney A Fitzwater |
| Case Cause: | 15:77 Securities |
| Nature of Suit: | 850 Other Statutes: Securities/Commodities/Exchange |
| Jury Demand: | None |
| Jurisdiction: | U.S. Government Plaintiff |
| Represented Party | Attorney & Contact Info |
| Securities and Exchange Commission Plaintiff |
Erich T Schwartz |
| Sanjeev "Tony" Sachdeva Defendant |
|
| Nasim "Nicky&quo Aziz Defendant |
| Date Filed | Document # | Attachment # | Short Description | Long Description | Upload date | SHA1 hash |
| 1997-12-18 | 1 | 0 | COMPLAINT filed; No fee USA (14) (lmn) (Entered: 12/19/1997) | |||
| 1997-12-18 | 2 | 0 | NOTICE of consent and undertakings of Sanjeev Sachdeva by plaintiff Securities & Exchang (4) (lmn) (Entered: 12/19/1997) | |||
| 1997-12-18 | 3 | 0 | NOTICE of undertaking of Nasim Aziz by plaintiff Securities & Exchang (3) (lmn) (Entered: 12/19/1997) | |||
| 1997-12-18 | 4 | 0 | SUMMONS(ES) issued for defendant Sanjeev "Tony" Sachdeva, defendant Nasim "Nicky" Aziz (iss-2) (lmn) (Entered: 12/19/1997) | |||
| 1997-12-22 | 5 | 0 | FINAL JUDGMENT...Sachdeva shall pay a penalty of $50,000 pursuant to Sect 20(d) of Securities Act [15 USC Sect 77t(d)] & Sect 21(d)(3) of Exchange Act [15 USC Sect 78u(d)(3) to the SEC w/in 10 business days of entry of final judgment; annexed consent is incorporated herein w/same force & effect as if fully set forth herein & Sachdeva shall fully comply w/his undertakings as set forth in annexed consent. See order for specifics. ( signed by Judge Fitzwater) Copies to counsel: 12.23.97 Page(s): 6 (alh) (Entered: 12/23/1997) | 2017-08-14 23:17:12 | 4141b2507066677d1678cb541d190452341306d2 | |
| 1997-12-22 | 6 | 0 | FINAL JUDGMENT...Aziz shall pay a penalty of $5,000 pursuant to Sect 21(d)(3) of Exchange Act [15 USC Sect 78u(d)(3)] to SEC w/in 10 business days of entry of final judgment; annexed consent is incorporated herein w/same force & effect as if fully set forth herein & Aziz shall fully comply w/his undertakings as set forth in annexed consent. See order for specifics. ( signed by Judge Fitzwater) Copies to counsel: 12.23.97 Page(s): 4 (alh) (Entered: 12/23/1997) |