REISSUED AS PART OF TH€ TENTH ANNIVERSARY OBSERVANCE NATIONAL SCIENCE FOUNDATION iag& Marine Biological Laboratory Library Woods Hole, ^\as3achusett5 Gift of Bostwick H. Ketchum - 1976 s o o Vannevar Bush B9c science ^ A report to the President on a Program for Postwar Scientific Research By Vannevar Bush Director of the Office of Scientific Research and Development July 1945 Picpriiitcd Jiily 1960 Niitiotiid Scicticf Fotnulation Wns/ij«^(oji, D. C. r-(>() — M) Science — The Endless Frontier "New frontiers of the mind are before us, and if they are pioneered with the same vision, boldness, and drive with which we have waged this war we can create a fuller and more fruitful emplovment and a fuller and more fruitful life." — Franklin D. Roosevelt. November 17, 1944. FOREWORD The National Science Foundation has rendered a useful ser\'icc in reprinting Science, the Endless Frontier as part ot its tenth anni\'crsarv observance. The Report, as well as the studies that supported it, represents the collective efforts ot a group of dis- tinguished scientists and other scholars who brought their special experience and knowledge to bear on the problem of establishing a strong research and develop- ment effort in the postwar period. Their hndings with respect to the relations of government to science and education merit a re-reading in the light of todav's events. Dr. Waterman's Introduction constitutes an effective summary of the extent t(j which the recom- mendations of Science, the Endless Frontier have been realized during the Fifteen )'ears since it first appeared. I welcome the republication and hope that it will be a genuine serxice to all who have responsi- bilities for the national effort in scientific research and development. Vannevar Bush 111 TABLE OF CONTENTS Foreword iii Introduction vii Letter of Transmittal 1 President Roosevelt's Letter 3 Summar\' of the Report 5 Part One: Introduction: Scientific Progress is Essential 10 Science is a Proper Concern of Go\ ernment 11 Go\ernment Relations to Science — Past .md Future 11 Freedom of Inquir\ Must be Preser\ ed 12 Part Two: The \\\ir A^j^ainst Disease: In War 13 In Peace 13 Unsoh-ed Problems 14 Broad and Basic Studies Needed 14 Coordinated Attack on S|iccial Problems 14 Action is Necessarx 15 Part Three: Science mid the Piddic Welfare Relation to National Sccuiitx 17 Science and lobs 18 The Importance of Basic Research 18 Centers of Basic Research 19 Research W^ithin the Cio\ ernment 20 Industrial Research 21 International Exchange of Scicntidc Inlormation 22 The Special Need for EedLial Sup[iort 22 The Cost of a Program 22 V Part Four: Renewal of Our Scientific Talent: Nature of the Problem 23 A Note of Warning 23 The Wartime Deficit 24 Improve the Quahty 24 Remove the Barriers 25 The Generation in Uniform Must Not be Lost 25 A Program 26 Part Five: A Problem of Scientific Reconversion: Effects of MobiHzation of Science for War 28 Security Restrictions Should be Lifted Promptly 28 Need for Coordination 29 A Board to Control Release 29 Publication Should be Encouraged 30 Part Six: The Means to the End: New Responsibilities for Go\ernmcnt 31 The Mechanism 31 Five Fundamentals 32 Military Research 33 National Research Foundation 34 L Purposes 34 IL Members , 34 IIL Organizations 35 IV. Functions 37 V. Patent Policy 38 VI. Special Authority 38 VII. Budget .' 39 Action b\' Congress 40 Appendices 1. Committees Consulted 43 2. Report of the Medical Advisory Committee, Dr. W. W. Palmer, Chairman 46 3. Report of the Committee on Science and the Public Welfare, Dr. Isaiah Bowman, Chairman 70 4. Report of the Committee on Disco\er\ and De\elopment of Scientific Talent, Dr. Henry Allen Moe, Chairman 135 5. Report of the Committee on Publication of Scientific Inlormation, Dr. Irvin Stewart, Chairman 186 Index 193 VI INTRODUCTION Alan T. Waterman Director, National Science Foundation On November 17, 1944, President Franklin D. Roosevelt addressed a letter to Vannevar Bush, director of the wartime Office of Scientific Research and Development, asking his advice as to how the lessons that had been learned from that experience could be applied in the days of peace that lay ahead. With the help and recommendations of four committees of dis- tinguished scientists and other scholars, Dr. Bush set forth in clear and specific terms what he felt the relations of government to science should be and how these should be sustained. His report to the President was published in July 1945, under the imaginative title. Science, the Endless Frontier. The major recommendation was that a "National Research Foundation" should be established by the Congress to serve as a focal point for the support and encouragement of basic research and education in the sciences and for the development of national science policy. Five years later, in May^ 1950, the Congress passed the National Science Foundation Act of 1950, bringing the new foundation into being. On the occasion of the tenth anniversary of the Foundation's establishment, it seems appropriate to turn again to Science, the Endless Frontier and to attempt some assessment of the extent to which the objectives it set forth have been met. A re-reading impresses one with the perspicacity with which this remarkable document anticipated the major needs and problems relating to research and development in the postwar period. Although there have been shifts in emphasis since the report was written 15 years ago, its principles and its clear enunciation of the fundamental responsibility of the Federal Government in the area of research and development are as fresh and sound today as when they were written. The original edition of Science, the Endless Frontier has long been out of print and the National Science Foundation is happy to make it available once more — not as an historical document, but as a classic expression of desirable relationships between government and science in the United States. Its usefulness and validity today are all the more remarkable when it is remembered that Dr. Bush and his advisers were of course quite unable to anticipate the specific developments that have most profoundly influenced our time, namely, the Korean war and the cold war, the missile and satellite race, the Soviet technological challenge, and the rapid acceleration of space research. Nor could Dr. Bush have estimated, in the final days of World War II, the full growth and direction of the atomic energy effort, including vii the large-scale programs and peaceful uses of nuclear energy. But he did anticipate in fullest measure that important developments would occur and that science and science education would be of immense importance in the postwar growth of the United States. The closing words of his Report were strongly prophetic: "On the wisdom with which we bring science to bear against the problems of the coming years depends in large measure our future as a nation." Science and Government Dr. Bush expressed the view that science is the proper concern of govern- ment but pointed out that the Government had only begun to utilize science in the Nation's welfare. He cited the absence within the Government of a body charged with formulating or executing national science policy and pointed out that there were no standing committees of the Congress devoted to this important subject. At the present time, science policy is constantly being made by the National Science Foundation with respect to basic re- search; by the President's Science Advisory Committee in matters in which the Chief Executive is responsible for direct action; and by the Federal Coun- cil on Science and Technology on coordination and. planning that involve the interaction of the agencies of the Government concerned with research and development. There are now three standing committees in the Congress whose con- cerns are directly related to science and technology: the Joint Committee on Atomic Energy; the Senate Committee on Aeronautical and Space Sciences; and the House Committee on Science and Astronautics. Twenty- four agencies within the Federal Government are responsible for the Gov- ernment's obligation of funds for conduct of research and development, although nine agencies account for 99 per cent of the total. The Importance of Basic Research The principal focus of Science, the Endless Frontier is the importance of basic research. Of it. Dr. Bush said: Basic research leads to new knowledge. It provides scientific capital. It creates the fund from which the practical applications of knowledge must be drawn. . . . Today, it is truer than ever that basic research is the pacemaker of technological progress. ... A nation which dei^ends upon others for its new basic scientific knowledge will be slow in its industrial progress and weak in its competitive position in world trade, regardless of its mechanical skill. Dr. Bush viewed the publicly and privately supported colleges and uni- versities and the endowed research institutes as the centers of basic research that must furnish both the new scientific knowledge and the trained research workers. He pointed out that if they were to meet the rapidly increasing demands of industry and government for new scientific knowledge, their basic research would have to be strengthened by the use of public funds. Basic research is fundamental to all of the research and training needs viii which the Report considers. It is through basic research in biology, bio- chemistry and other sciences, for example, that the solutions to major disease problems are to be reached. Basic research is necessary to national defense if the United States is not to find itself fighting the next war with weapons merely improved from the last. Economic growth and the development of new products in industry are dependent upon rich resources of basic knowl- edge. And finally, knowledge of the methods and techniques of basic research is essential to the training and full development of skilled research investigators. In the years since Science, the Endless Frontier was written, there has been an increased awareness on the part of the Government of the importance of basic research as shown by a steady trend upward in the amount of Federal funds for basic research and by an increase in the number and diversity of Government sources bv which such support is furnished. I lowexer, the per- centage of funds available for basic research has failed to increase in relation to total Federal funds for research and development — remaining somewhere between 6 and 7 per cent for a number of years. In short, all the problems relating to the understanding and nurture of basic research in this country have not been solved. The general public is still far from a true understanding of the nature of basic research and of the funda- mental difference between science and technology. The evidence suggests that industry could profitably support a larger basic research effort both in its ov^rn laboratories and in the form of extramural support for colleges and universities. The relative proportion of Federal research and development funds between basic research and applied research and development has not achieved a completely desirable balance. These matters will be considered in somewhat greater detail further on under the discussion of the National Science Foundation. Research Within the Government Science, the Endless Frontier notes that research within the Government is an important part of our total research activity and urges that it be strength- ened and expanded. In particular, it cites the need for revision of personnel practices and procedures in order to place the Government in a more advan- tageous position in competing with industries and the universities for first- class scientific talent. Some progress has been made toward carrying out these recommendations. A series of legislative acts has created an excepted category for scientific per- sonnel, authorized the Federal agencies to pay travel expenses to posts of duty, and provided opportunity for scientific and professional employees to take leave with pay, for educational and training purposes. Changes in adminis- trative attitudes have brought about an improved climate of opinion in Gov- ernment laboratories which has resulted in increased opportunity and funds for Government scientists to engage in basic research. Publication in scien- tific journals is encouraged, and the payment of travel expenses to enable Government employees to attend scientific meetings is now rather generally accepted as right and necessary. ix With respect to the organization of the administration of scientific activities within the Government, the Report declares: In the Government the arrangement whereby the numerous scientific agencies form parts of larger departments has both advantages and disadvantages. But the present pattern is firmly established and there is much to be said for it. There is, however, a very real need for some measure of coordination of the common scientific activities of these agencies, both as to policies and budgets, and at present no such means exist. The Report recommends : A permanent Science Advisory Board should be created to consult with these scientific bureaus and to advise the executive and legislative branches of Government as to the policies and budgets of Government agencies engaged in scientific research. The Report recommends that the board should be composed "of disinterested scientists w^ho have no connection with the affairs of any Government agency." These observations are of particular interest in view of the current debate over the need for a Department of Science and Technology. The coordina- tion of common scientific activities, both as to policies and budget, is the responsibility for the newly established Federal Council on Science and Tech- nology; and the advice and counsel of disinterested scientists is available to the President through his Science Advisory Committee. It should be noted, however, that full attention to these matters was stim- ulated primarily by the Russian sputnik. Immediately after its successful launching, the post of Special Assistant to the President for Science and Technology was created; and the President's Science Advisory Committee — which had been established under the Office of Defense Mobilization in 1950 — was reconstituted and placed directly under the President. Industrial Research The Bush Report approaches the issue of industrial research by stating directly: "The simplest and most effective way in which the Government can strengthen industrial research is to support basic research and to develop scientific talent." It goes on to point out, however, that one of the most important factors affecting the amount of industrial research is tax law, and it recommends that the Internal Revenue Code be amended to remove un- certainties in regard to the deductibility of research and development ex- penditures as current charges against net income. The tax laws have now been changed, partially at least, to meet this par- ticular problem. Among various legislative provisions designed to encourage business participation in private research ventures are Section 174 of the Internal Revenue Code of 1954, which permits business expenditures for research to be deducted from taxable income, and Section 9 of the Small Business Act of 1958, which encourages small business concerns to engage in joint research and development efforts. The contributions of industrial research to our development as a nation are too obvious to require review. Furthermore research and development are themselves developing into a major industry for which the late Sumner Slichter coined the phrase, "industry of discovery. The importance of research to economic stabilization and gnnvth is now almost universally recog- nized. In 1958 the National Science Foundation sponsored a conference on research and development and its impact on the economy. The impact of the conference itself was such that industrial officials who attended confessed afterwards that the conference had convinced them that they should not reduce research and development expenditures in the face of the 1958 re- cession. It is hoped that industry will continue to accord full support to basic research, both in its own laboratories, and, to the extent possible, through extramural support of basic research in the universities. Organized labor is also developing an increasing awareness of the relation of research to the health and growth of the economy. In 1959 the AFL-CIO sponsored a conference on "Labor and Science in a Changing World." The conference acknowledged the inevitability of the technological progress and explored ways in which organized labor could meet the challenges and demands of the new technology. Medical Research Medical research is a point of major emphasis in Science, the Endless Fron- tier. An entire chapter, "The War Against Disease," is devoted to it and it was studied in great detail by one of the four advisory committees. Upper- most in the minds of Dr. Bush and his consultants were the impressive ac- complishments of the military medical research and development effort and the absence of a specific agency for their continued support following the close of the war. Here again the emphasis was on basic studies. The Report observes : It is wholly probable that progress in the treatment of cardiovascular disease, renal disease, cancer, and similar refractory diseases will be made as the result of funda- mental discoveries in subjects unrelated to those diseases and perhaps entirely un- expected by the investigator. Further progress requires that the entire front of medicine and the underlying sciences of chemistry, physics, anatomy, biochemistry, physiology, pharmacolog>', bacteriology, pathology, parasitology, etc, be broadly developed. Both Dr. Bush and his Medical Advisory Committee recommended action on ihe part of the Federal Government to initiate a support program for basic medical research in the medical schools and in the universities through grants for research and through fellowships. Dr. Bush recommended that the pro- posed program be administered by a "Division of Medical Research" of the "National Research Foundation"; the committee recommended that a second organization be established, to be called the National Foundation for Medical Research. Actually, both recommendations have been met by subsequent events, which resulted in both a division within the National Science Foun- dation that supports basic medical science (Division of Biological and Medical Sciences) and in a completely independent organization, the National In- stitutes of Health, which has far surpassed in its support programs anything that the Committee envisioned in the recommended Medical Research Foundation. The two sets of recommendations did not differ greatly as to the amount of support that should be established at the initiation of the program — Bush xi recommending an initial start of $5 million a year extending upwards to perhaps $20 million a year at the end of five years; his Medical Advisory Com- mittee recommending a start of approximately $5 to $7 million annually, with larger sums to follow as the program developed. The Committee urged the need for unrestricted grants, with support of fellowships and projects being of relati\ely less importance in their thinking. A striking feature of postwar developments in the Government's support program for medical and health-related sciences has been the rapid rate of increment of funds. This is the result of the deep and continuing interest of the Congress in the progress of medical research. The National Institutes of Health has increased its obligations for research grants alone from $85,000 in 1945 (a year when the Bush Report suggests S5 to $7 million) to more than $155 million for grants and contracts in 1959. In addition, of course, the Institutes operate their own intramural research program at the Clinical Center and funds for this were around $45 million for 1959. That both organizational recommendations have been met — that is, for a di\'ision of the Foundation and for a separate institutional organization — appears to have been a fortunate turn of affairs. The National Institutes of Health stresses research aimed at the care and cure of diseases, including basic research related to its mission, as defined b\ Executive Order 10512. The National Science Foundation, on the other hand, supports basic research in this area primarily for the purpose of ad\'ancing our knowledge and under- standing of biological and medical fields. With more than one source of funds available from the Federal Government, scientists enjoy the broader base of support that is consistent with American tradition. Although the U. S. Public Health Ser\'ice and the National Science Foundation are the principal sources of funds for medical research, mention should also be made of the intramural programs of the Veterans Adminis- tration, the military services, and the medical research programs of the Atomic Energy Commission. Military Research With the ci\'ilian Office of Scientific Research and Development just bringing to a close its brilliantly successful program of wartime research on weapons and devices of warfare, and problems of military medicine. Dr. Bush felt that a certain amount of long-range scientific research on military problems should continue to be carried on in peacetime b\' a civilian group. Such research would complement research on the improvement of existing weapons which, he felt, could best be done within the militarv establishment. He therefore recommended that the new "National Research Foundation" should include a division of national defense. For this he contemplated a modest level of expenditures of $10 million for the first year, rising to $20 million by the end of the fifth year. Here again, as in the case of medical research, the situation evolved in a way quite different from that originally visualized by Bush, but which has probably met the substance of his principal recommendations. A division of national defense was stricken from proposed legislation establishing a new xii agency largely because the delay had resulted in different measures being taken. The military services, who were well jileased with the civilian re- search performed in the universities under OSRl) sponsorship, continued such arrangements with the unixersities by writing appropriate new contracts to continue the work started under OSRD auspices or to launch entirely new investigations. In ensuing years, many contracts of this type were entered into by the military services with a growing number of universities. The central laboratories originally associated with OSRD contracts, such as the Applied Physics Laboratory, Johns Hopkins University, the Radiation Labora- tory at M.LT., and the Jet Propulsion Laboratory of the California Institute of Technology, developed into the research centers, which, though supported by military funds, are operated by civilian scientists under civilian manage- ment. In addition to applied research for the solution of immediate problems, the three services gradually expanded their research programs to include grants for basic research — in general related to their missions but often of a very fundamental nature. During the five-year period between the publication of Science, the Endless Frontier and the enactment of the National Science Foundation legislation in 1950, the Navy Department, through its Office of Naval Research (established b\' Congress in 1946) gave generous support to basic research in a wide variety of fields. Later, by order of their respective secretaries, a similar pattern was adopted by the Department of the Army, through its Office of Ordnance Research, and the Air Force, through the Air Force Office of Scientific Research. The Bush thesis that "some research on military problems should be con- tinued, in time of peace as well as in war, by civilians independently of the military establishment" has not been adequately tested because of the un- certain character of the peace that has existed since the close of World War II. In general, however, it can be said that a substantial number of the Nation's top scientists, both within the Department of Defense and in outside institu- tions, are applying their talents to military problems with imagination and \'igor. International Relations in Science With their long tradition of effectix'e international cooperation in science, it is not surprising that a group of scientists should urge upon the Government the importance of a vital program for the continuing international exchange of scientific information, through both the medium of scientific literature and active participation in international conferences, symposia, and other forms of international collaboration in science. Thus the Committee on Science and the Public Welfare recommended that scientific attaches be appointed to serve in certain selected United States em- bassies. "Such a post, ' observed the Committee, "would appear to be most important in countries such as Russia, where a great deal, if not all, of the scientific activity is controlled or directed by the government and where other channels of scientific communication have been greatly restricted for several xiii years." This recommendation was reaffirmed by a special Department of State International Science Steering Committee in its report, Science and Foreign Policy, released in May 1950 at about the same time the National Science Foundation legislation was being enacted. The Office of Science Adviser to the Secretary of State was established in a preliminary way in the summer of 1950 and the post of Science Adviser was formally filled as such in February 1951. During the first year, science attaches were assigned to London, Stockholm and Bern. The following year similar posts were added in Bonn and Paris. Following the resignation of the Science Adviser in July 1953, the program was gradually permitted to lapse. Meanwhile, the scientific community, which felt that the program had made a definite contribution to international understanding and cooperation in science, pressed for a reactivation of the program — principally through the medium of editorial comment as expressed in various scientific journals. Under urging from the National Academy of Sciences, the National Science Foundation, and the President's Science Ad- visory Committee, the Department of State decided to renew and strengthen the program in July 1957. The new Science Adviser took office in January 1958. In January 1959 the attache program was again active, with attaches assigned to London, Paris, Stockholm, Bonn, Rome, Tokyo, New Delhi, Rio de Janeiro, and Buenos Aires. At the present time no real obstacle appears to exist to the fulfillment of the original Bush proposal that a scientific attache in Moscow would be useful. In addition, the way appears to have been opened for better ex- change between the U. S. and the U.S.S.R. of both scientific information and scientists under the Bronk-Nesmeyanov Agreement of July 1959. As far as international scientific conferences are concerned, the situation is probably more satisfactory than at any time since the Bush Report was pub- lished. U. S. attendance at such meetings has been strengthened and placed on a more orderly basis through the National Science Foundation's authority to pay travel expenses of American scientists attending scientific meetings abroad and through the continued backing of the scientific unions by the National Academy of Sciences. In general, scientists are chosen to represent the U. S. by their peers acting usually through the scientific societies. With respect to foreign scientists traveling to the U. S. for scientific meet- ings, there have been some improvements in the situation. The visa problem of recent years has been greatly alleviated. The current problem, which is a very real one for science but which transcends scientific considerations, is the problem of recognition and non-recognition of certain nations. The inter- national scientific community operates without regard to political considera- tions and establishes its meetings and selects its delegates solely on the basis of their scientific qualifications. When these run head-on into political con- siderations involving the entrance of foreign nationals, there are, of course, knotty problems to be solved. At the present time, these problems appear to admit of no easy solution. On the positive side, by far the largest and most impressive example of eflfective international cooperation in science was the International Geo- physical Year of 1957-58. The U. S. was one of 66 nations participating in the XIV 18-month period of intensive geophysical research. The scientific program was under the direction of the U. S. National Committee for the International Geophysical Year, National Academy of Sciences. Here again the Bush Report anticipated what was to come by citing the International Polar Year as an example of significant international scientific activity. The Report rec- ommended that "the National Research Foundation be charged with the responsibility of participating in such international cooperative scientific enter- prises as it deems desirable." The National Science Foundation secured and administered Government funds for U. S. participation in the International Geophysical Year to the extent of $43,500,000. In the contemporary scene, international activities in science have neces- sarily widened to include political considerations. Through such mediums as the International Conference on the Peaceful Uses of Atomic Energy, the nations of the world are working to divert the powerful new forces of nuclear energy into constructive uses. Similarly, the nations may find it necessary in the common good to agree and cooperate on scientific and practical aspects of outer space research. The Antarctic Treaty under which twelve nations have agreed to preserve the Antarctic as a great scientific laboratory is a major landmark in international relations. Renewal of Scientific Talent In a chapter entitled "Renewal of Our Scientific Talent," Dr. Bush takes as a major premise the statement of James B. Conant that ". . . in every section of the entire area where the word science may properly be applied, the limit- ing factor is a human one. We shall have rapid or slow advance in this direc- tion or in that depending on the number of really first-class men who are engaged in the work in question. ... So in the last analysis the future of science in this country will be determined by our basic educational policy." Dr. Bush and his advisory committee on education were concerned (1) with broadening the base from which students with scientific aptitude and talents could be drawn, and (2) with filling the wartime deficit in young scientists and engineers. They were concerned with quality and with the full opera- tion of the democratic process. They felt that all boys and girls should be able to feel that, if they have what it takes, there is no limit to the opportunity. A ceiling should not be imposed on a young person's educational opportunities either by limited family means or negative family attitudes. Science, the Endless Frontier also emphasized the importance of teaching in these words: "Improvement in the teaching of science is imperative; for students of latent scientific ability are particularly vulnerable to high school teaching which fails to awaken interest or to provide adequate instruction." The specific recommendations of the Bush Report in the area of science education were for the establishment of a national program of science scholar- ships and science fellowships and for the subsequent enrollment of the re- cipients of these awards in a National Science Reserve upon which the Gov- ernment could draw in times of emergency. In the establishment and operation of the Foundation's program of educa- tion in the sciences, there has been fundamental and perhaps unanimous XV agreement with the Bush thesis. The methods and techniques by which these objectives are to be accomphshed do not coincide at every point with the rather general proposals set forth in the Bush Report; nevertheless, I think it can be said that all the programs that the Foundation has initiated and supported have contributed in significant measure to the principal rec- ommendation of Dr. Bush, namely, that the Nation's pool of scientific talent should be strengthened and improved. In the very first year of operation with its total budget only $3.5 million, the Foundation awarded 575 predoctoral and postdoctoral fellowships. Over the ten-year period the fellowship program has been gradually expanded to include fellowships in other categories, and more than 12,000 fellowships in all cate- gories have been awarded. The Foundation has not embarked upon a program of scholarship support for a number of reasons, the principal one being the conviction of the National Science Board that an undergraduate program of scholarship support should not be limited to a particular field of science or even to science and engineer- ing generally. The Foundation does, however, support several programs of a different type which provide to gifted students, at both the undergraduate and secondary-school levels, research experience and educational opportunities far beyond those afforded by the normal curriculum. Financial assistance for undergraduate students was anticipated by Dr. Bush and his Committee. Although Public Law 346 (G.I. Bill of Rights) had been passed in 1944 and is mentioned at some length in Science, the Endless Frontier, its ultimate impact was not apparent at that time. The final sum- ming up is impressive. Of the more than 7.5 million veterans who took advantage of this training, more than two million pursued courses in schools of higher learning. Almost 10 per cent of the total (744,000) pursued courses in scientific fields. The engineering profession attracted 45,000 and medicine and related courses more than 180,000. The remaining 113,000 who elected to study in the natural sciences were variously distributed among geology, chemistry, geography, metallurgy, physics, medicine, dentistry, and others. About two million veterans of the Korean conflict received similar educa- tional opportunities under the Veterans Readjustment Assistance Act of 1952. Engineering, medical, dental, and scientific fields attracted about a quarter million of these. Other sources of financial aid for undergraduate students include the National Merit Scholarship Corporation, a nonprofit institution established and supported by philanthropic foundations and business organizations, and the National Defense Education Act of 1958, which provides for loans to students in institutions of higher education. Dr. Bush's urgent plea that the generation in uniform should not be lost seems to have been abundantly answered. The evidence suggests also that the military services are making constructi\'e efforts to utilize both draftees and officers in positions in which they can make use of specialized skills and training. The services also have interesting programs for continuing the advanced education of highly qualified men through such mediums as the Navy Postgraduate School and through direct subsidy of advanced education for military men in colleges and universities. xvi A comparison of the support levels tor scientific personnel and education recommended in Science, the Endless Frontier and those that actually obtain is difficult. The Bush recommendation of $7 million lor the first year, rising to $29 milhon by the fifth year, was based on an annual program of 6,000 undergraduate scholarships and 300 graduate fellowships. The National Science Foundation's obligations for scientific personnel, education and man- power, which in the early years were devoted largely to graduate fellowship support, totaled approximately $1.5 million the first year and $4 million about the fifth year. During this period, of course. Federal funds for education were also available through the G.I. Bill, through the fellowships of the National Institutes of Health, and the Atomic Energy Commission, as well as from other sources. By 1960 the Foundation's obligations for scientific personnel and education totaled more than $65 million, of which more than half went for institutes to improve the teaching of mathematics and science principally in — biit not limited to — the high school. The institutes program initiated by the Founda- tion on an experimental basis in 1953 appealed particularly to Congress and for several succeeding years funds have been specifically appropriated by Con- gress for this purpose. A significant assessment of the impact and value of these programs is diffi- cult at close range. A number of years, possibly a generation, will be required before we may be able to judge fairly the extent to which Federal-support programs have met their objectives. In the National Science Foundation, quality rather than numbers has been stressed. We have felt that it was important for the whole broad rank and file of students to be made aware of the opportunities and intellectual satisfac- tions of science as well as other fields; it has seemed to us especially important that those with special aptitudes and ability from whatever walk of Hfe should have the fullest opportunitv for the realization of their talents. The Foundation is trying to the extent possible to meet the problem at its source. It agrees fully with the Bush stress upon the importance of the teaching of science at the high school level. It has been apparent that in order to teach modern science effectively, teachers must not only be ade- quately trained themselves but must have the opportunity to work with up-to- date curriculums and course content and with proper laboratories and equip- ment. Beginning with the work of the Physical Sciences Study Group at M.I.T., the Foundation is supporting studies looking toward the complete revision and up-dating of course content in physics, mathematics, chemistry, and biology. This work has included the preparation of new textbooks and teach- ing aids and the introduction of imaginative and stimulating new equipment. It seems reasonable to assume that these constructive efforts must by their very nature influence for the better the teaching of science. Nevertheless, nothing that has been accomplished thus far provides reason for complacency^- As a nation we still seem a long way from a universal understanding and appreciation for intellectual activity generally and probably will remain so until we attach roughly the same importance to academic achievement as we do, for example, to prowess in sports. xvn Reconversion At the close of the war Dr. Bush and the scientific community generally were keenly aware of the volume and importance of the scientific information generated during the War and which had necessarily been subject to severe security restrictions. Of the medical information developed during the War, however, the greater part had remained unclassified and had been published. Dr. Bush expressed the view ". . . that most of the remainder of the classified scientific material should be released as soon as there is ground for belief that an enemv will not be able to turn it against us in this war." On the whole, this problem seems to have been successfully met. Despite the enormous volume of material involved and the shortages of military and tech- nical personnel qualified to rule on the security status of technical data, de- classification has been steadilv going on since the War. The Department of Defense through its Office of Declassification Policy and the Atomic Energy Commission through its Division of Classification are actively attacking this problem on a continuing basis. In the opinion of some who are dealing with this problem, more reports are being declassified than consumers can find time to read. The latter point, of course, is related to the whole broad problem of the dissemination, storage, and retrieval of scientific information. This problem has received attention from the National Science Foundation since its in- ception, but because of limitation of funds, activities in this area were nec- essarily supported at a fairly low level until recently. Early in 1958 the President's Science Advisory Committee made a detailed study of what the Government should do to improve the flow of scientific information and thereby increase its utilization. As a result of the Committee's recommenda- tions, the President directed that the scientific information activity of the National Science Foundation should be strengthened and expanded. At about the same time, under Title IX of Public Law 85-864 (the National Defense Education Act of 1958), the Foundation was authorized to establish a Science Information Service and also a Science Information Council, which would include in its membership outstanding scientists, information experts, and heads of Federal Bureaus and agencies that are directly concerned with the dissemination of information. In a number of programs the Office of Science Information Service of the Foundation has sought to improve the dissemination of existing materials by helping to provide for prompt publication of research results, reference aids and information centers of various kinds, and translations of significant scien- tific papers in languages not widely understood by American scientists. In addition, the Foundation is supporting a slowly growing body of research directed to whole new approaches in various aspects of the information prob- lem. Most of the research is concerned with exploration of ways of using machines to help with information processing tasks, such as the organization, storage and searching of scientific information and the- translation of scientific publications from foreign languages into English. Before machines can process the texts of documents, however, for either mechanized information searching systems or mechanical translation systems, more precise knowledge of syntax and semantics is needed. Therefore, current research acti\nties in xviii these areas are extending our understanding of language with the expectation that uhimately machines will be able to handle linguistic data. The recommendation of Science, the Endless Frontier that the National Research Foundation should include a Division of Publications and Scien- tific Collaboration has been substantively realized by the creation within the National Science Foundation of the OIHce of Science Information Service. The National Science Foundation In a final chapter labeled "The Means to the End," Science, the Endless Frontier recommends the establishment of a National Research Foundation, conceived as the principal means for carrying out the other major recom- mendations contained in the Report. The five years of legislative debate during which the scientific community urged upon Congress the importance of establishing a new foundation are history too familiar to require repetition here. President 1 ruman's veto of the bill that was finally passed by both Houses of Congress in 1947 was a major disappointment. The President's objections were directed toward the administrative structure of the new agency under which the director would be elected by a board, a provision which he felt would render it insufficiently responsive to the will of the people. The Bill that was finally passed in May 1950 met the principal objections of the President by specifying that both the Director and the Members of the 24-member board should be appointed by the President. This unusual arrangement left over-all policy determination and program approval largely in the hands of the Board, with the Director reporting to the President, al- though serving ex officio on the Board and acting as its executive officer. In 1958 the Board, through an ad hoc committee appointed for the purpose, reviewed the working relationship of the Director and the Board in the light of experience and noted that this relationship has been harmonious and con- structive largely as a result of the excellent cooperation on the part of both. The Board noted further that each year of successful operation, built on a clear understanding on the part of each Board Member of his proper func- tion, and upon wise statesmanship on the part of the Director and his asso- ciates gives assurance of continued success. The Board further observed that as each year passes a body of precedents for sound administrative procedures is being built up that may ultimately become an unwritten constitution which will prevail. Some of the organizational anomaly of the Foundation was resolved in 1959 when Congress amended the National Science Foundation Act to permit the Board to delegate authority to the Director and its Executive Committee to approve grants and contracts in certain situations. The delegation of author- ity has since been implemented by Board action. In other details, the structure of the National Science Foundation, as finally constituted, does not difter substantially from that proposed by Science, the Endless Frontier, except in the omission of a Division of National Defense. The Report proposed the following Divisions: Medical Research, Natural Science, National Defense, Scientific Personnel and Education, Division of Publications and Scientific Collaboration and appropriate staflf offices. xix The principal divisions of the Foundation are: Biology and Medicine; * Mathematical, Physical and Engineering Sciences; and Division of Scientific Personnel and Education. There is also an Office of Science Information Service, an Office of Special International Programs, an Office of Special Studies, as well as an administrative division. In 1958 the National Science Board approved the establishment of an Office of Social Sciences, thus bestowing formal status on Foundation support of the social sciences which has been carried on on a limited basis since the early days of the Foundation. The social sciences support program which was undertaken on the strength of the permissive phrase in the Act "and other sciences ' includes projects in the following fields: physical anthropology, func- tional archaeology, cultural anthropology, psycholinguistics, human ecology, demography, sociology, social psychology, economic and social geography, economics, history of science, and philosophy of science. Thus in the National Science Foundation we have a functioning organ- ization closely resembling in organization and design the National Research Foundation proposed by Dr. Bush. Certainly in ideals and objectives it is a prototype of the institution en- visioned in Science, the Endless Frontier. The really important question is, of course, to what extent has the Foundation been successful in serving the high purposes and needs for which it was created? Dr. Bush enunciated five basic principles that should characterize an effec- tive program of Government support for scientific research and education : (1) Whatever the extent of support may be, there must be stability of funds over a period of years so that long-range programs may be undertaken. (2) The agency to administer such funds should be composed of citizens selected only on the basis of their interest in and capacity to promote the work of the agency. They should be persons of broad interest in and understanding of the peculiarities of scientific research and education. (3) The agency should promote research through contracts or grants to organizations outside the Federal Government. It should not operate any laboratories of its own. (4) Support of basic research in the public and private colleges, universities, and research institutes must leave the internal control of policy, personnel, and the method and scope of the research to the institutions themselves. This is of the utmost importance. (5) While assuring complete independence and freedom for the nature, scope, and methodology of research carried on in the institutions receiving public funds, and while retaining discretion in the allocation of funds among such institutions, the Foundation proposed herein must be responsible to the President and Congress. ( 1 ) The Foundation is aware that continuity and stabihty are most impor- tant in the support of basic research. This can be achieved in two principal ways: one, by making the grant or contract for a term of years rather than for a single year and renewable; the other, by setting aside a revolving fund for the renewal of grants or contracts when the term expires, without reference to the annual appropriation. In the early years, budget limitations made it difficult for the Foundation to provide long-range support. As funds have become available, however, the amount and duration of the average grant has steadily increased. The value of the average research grant in fiscal year 1953 was $10,300, for an average duration of 1.9 years; and in fiscal year 1960 the average estimated value has risen to $30,500, with an axerage * Under the terms of the Act biology and medical research were initially to be separate divisions. After consideration during the first year it was decided to combine these into a single division. XX duration of 2.3 years. Indixidual grants arc being made for as long as five years. Thus fuller support is being achicxed, and with grants of longer duration the trend is toward increasing stability. (2) The National Science Foundation has been extraordinarily fortunate in the calibre of the people who have manned its regular staff, as well as in the advisors and consultants who have served untiringly. The National Science Board, as prescribed by law, is composed of persons "eminent in the fields of the basic sciences, medical science, engineering, agriculture, educa- tion or public affairs; . . . selected solelv on the basis of established records of distinguished service; and ... so selected as to provide representation of the views of the scientific leaders in all areas of the Nation." The substantive divi- sions ha\'e statutory dixisional committees of scientists eminent in their respec- tive fields or specialties, and a similar committee for the Office of Social Sci- ences was recentlv named. At the program level there is an advisory panel for each program which advises and counsels the program director and provides assistance in the formulation of the program in that particular discipline. The regular Foundation staff is selected largely from college and university fac- ulties— many serving on leave for the term of their appointment. The Foundation maintains \'iable relationships with the scientific and edu- cational communities which make possible constant interchange of views and information. (3) The Foundation is permitted to operate no laboratories of its own. Early in its history the decision was made that the grant, in general, affords the most effective means of support for basic research. As a result of the Foundation's efforts, furthermore, the Eightv-Fifth Congress passed Public Law 934, which extends the grant-making authority to appropriate Federal agencies and permits them, also, in the case of basic research grants, to vest title to research equipment with the institution receiving the grant, provided such equipment is not needed for government purposes. The need for major facilities for basic research purposes — not wholly antici- pated by the Bush Report — has given rise to a situation in which the Founda- tion is supporting the construction and operation of such facilities by means of contracts with qualified organizations. For example, in astronomy, where urgent need exists for both photoelectric instruments and radiotelescopes, the Foundation is supporting two major facilities: the National Radio Astronomy Observatory at Green Bank, West Virginia, and the Kitt Peak National Ob- servatory near Tucson, Arizona. The former is being operated bv Associated Universities Incorporated, composed of nine eastern universities, which has had notable experience in the management of large-scale research in the opera- tion of the Brookhaven National Laboratory. The Kitt Peak Observatory is being constructed and operated by the Association of Universities for Research in Astronomy, a group of eight uni\'ersities with major astronomy depart- ments, which was organized specifically for this purpose. The Foundation has also contributed substantial support to other large- scale facilities for basic research, including high-speed computers, an ocean- ographic research vessel, and nuclear reactors. An even more recent program, which is somewhat related to the facility program, is the development of graduate research laboratories under which xxi the Foundation provides funds for the reno\'ation and equipment of the re- search laboratories of graduate schools. (4) In the operation of its program, the National Science Foundation has sought to hold to a minimum the burdens imposed upon academic institutions. Administrative requirements on grantees, fellows and contractors are the minimum consonant with accountability and responsibility for public funds. In the last analysis, however, the scientific and academic communities must be the final judge of the extent to which Federal support has been given without interference in internal affairs or burdensome controls. During its first ten years of operation the Foundation has had no serious complaints on this score. (5) The Foundation has found its responsibilities to the President and the Congress in no wise incompatible with its independence and freedom of operation. Congress in its wisdom endowed the Foundation with an un- usually broad charter. It is so broad, in fact, that the Foundation from time to time has had to place its own interpretation on its Act and to make policy decisions regarding what not to do. This wide latitude has enabled the Foundation to approach the immense and challenging problems of modern science in innovational and experimental ways. The Director enjoys cordial working relationships with the Special Assist- ant to the President and with the President's Science Advisory Committee. Whenever circumstances require it, he has direct access to the President. The Director is a member of the National Aeronautics and Space Council, the Federal Council on Science and Technology, a consultant to the President's Science Advisory Committee and a member of the Defense Science Board. The foregoing summary probably represents the extent to which we are able to comment on the success with which these five fundamentals have been met. A more complete judgment must await the perspective of history. So far as the operations of the Foundation are concerned, these have been substantially covered in the course of commenting on the major recommenda tions of Science, the Endless Frontier. Upon examination, the Foundation s programs, particularly in the area of research support and education in the sciences, will be found to correspond closely with the principal recommenda- tions of Science, the Endless Frontier. An extremelv troublesome and difficult problem is the Foundation's relation to the development of national science policv and to the e\'aluation and corre- lation functions. The National Science Foundation Act authorizes and directs the Foundation — to develop and encourage the pursuit of a national poHcy for the promotion of basic research and education in the sciences; to evaluate scientific research programs undertaken by agencies of the Federal Govern- ment, and to correlate the Foundation's scientific research programs with those under- taken by individuals and by public and pri\'ate research groups; . . . The number and variety of Federal research programs prompted the Foun- dation at the outset to consider what should be the responsibilities of the several Federal agencies with respect to the support of extramural research and de\'elopment in the sciences. After conferences bv NSF staff members with the Bureau of the Budget and other agencies, the Foundation's primary xxii recommendations were set forth in Executixe Order 10521 of March 17, 1954. The Order states that the Foundation "shall . . . recommend to the President policies for the promotion and support of basic research and education in the sciences, including policies with respect to furnishing guidance toward de- fining the res]X)nsibiHtics of the Federal Government in the conduct and support oi basic scientific research." The Order further directs that the Foundation shall be increasingly re- sponsible for the support of general-purpose basic research but recognizes, also, the importance and desirability of other agencies' conducting and sup- porting basic research in fields closely associated to their missions. The Foundation is not expected to have responsibility for the applied research and de\ elopment programs of other agencies, and each agency is accountable for the scope and quality of its developmental effort. With respect to the evaluation function, the Foundation has con- sistently pointed out that it is unrealistic to expect one agency to render judgment on the o\er-all performance of another agency unless an agency requests such help. The Foundation has chosen instead to approach the problem in terms of specific areas of science. Through close liaison and exchange of information with other science agencies, the Foundation has endeavored to identify areas that are receiving inadequate support or that require attention for other reasons. In this way it has been possible to bring about needed adjustments on an amicable, cooperative basis. Executive Order 10807 of March 13, 1959, establishing the Federal Council on Science and Technology, also redefines the Foundation's role in the de- velopment of national science policy as applying only to basic research. Within this more specialized framework, the Foundation has been steadily formulating national science policies in the course of day-to-day operations, frequently on the basis of agreement and understanding with other agencies. Those who insist that policy must be handed down "ready made" in the form of a proclamation or edict do not understand the policy-making process. To be workable, policy must evolve on the basis of experience. In 1959 the Foundation listed a compilation of some fifty science policies of a government-wide, national character that had been recommended by the Foundation during the previous eight years. Drawn from a variety of public statements and published reports the policies are grouped under the following broad categories: Basic Research; Government-University Relationships in the Conduct of Federally Sponsored Research; Indirect Costs; Education and Training; Federal Financial Support of Research Facilities; Government- Industry Relationships on Research; International Scientific Activities; Or- ganization and Administration of Research; Medical Research, and Scientific Information. As background data for its own research programs and for policy formula- tion concerning the role of the Federal Government in the support of science, the Foundation early established a series of studies of the nature and extent of the national eflfort in research and development. Comprehensive surveys are made on a recurring basis of the research and development effort of in- dustry and of universities and other nonprofit institutions. The Foundation's analyses of the support of research and development by Federal agencies are xxm published annually in Federal Funds for Science. In addition to statistical surveys of the volume of research and development, the Foundation is also engaged in analytical studies of the close relationship that exists between research and development and the economy in order to achieve a fuller under- standing of the effects of research and development on various economic and industrial activities. The whole effort carries out the directive in the Execu- tive Order "to make comprehensive studies and recommendations regarding the Nation's research effort and its resources for scientific activities. . . ." A final word about the Foundation's budget is perhaps of interest. The fol- lowing table summarizes Dr. Bush's projected budget for the National Re- search Foundation and the National Science Foundation's actual appropria- tion for its fifth operating year, fiscal year 1956; 1952 was the first year for which operating funds ($3.5 million) were appropriated for the Foundation by Congress. (millions of dollars) Activity "■ Bush's Budget for the National Re- search Foundation NSF funds ' 5th Year 9th Year 1st Year 5 th Year (FY 1956) (FY 1960) Division of Medical Research 5.0 10.0 10.0 7.0 .5 1.0 20.0 50.0 20.0 29.0 1.0 2.5 3 3 Division of Natural Sciences '^ 10.0 67.1 Division of National Defense Division of Scientific Personnel Education and 3.4 64.5 Division of Publications & Scientific Collaboration * .4 5.4 Administration Other " 1.3 6.2 .9 16.0 Total 33.5 122.5 16.0 159.2 ■^ Except for the "other" category, these were the activities enumerated by Dr. Bush in his projected budget for the Foundation. = Fiscal year 1956 data from The Budget of the United States, 1956, p. 159. In fiscal year 1960 the Foundation's total adjusted appropriation amounts to $154.8 million. The total of $159.2 million, shown here, includes $4.4 million carried forward from fiscal year 1959. See part 3, Hearings before the Suhccnnnnttee on Appropriations, House of Representatives, Eighty-Sixth Congress, Second Session, Independent Offices Appropriations for 1961, for further details on program activities. ■ Funds administered by the Foundation's Biological and Medical Sciences Division are included in the total shown for the Division of Natural Sciences. This total also includes grants for the social sciences. ' Scientific information program activities are administered in the Foundation by the Office of Science Information Service. "^Includes funds for facilities, other program activities, and all adjustments. A glance at the chart indicates that by the end of the fifth year the Foun- dation was operating at a level fifty per cent lower than that recommended b\- Dr. Bush for the first year. By the fifth year the National Science Founda- tion was operating at about thirteen per cent of the level suggested by Dr. Bush for that year. By 1960, however, the Foundation's appropriation for all activities was $159,200,000, almost ten times the 1956 level. xxiv In order to understand the whole support situation it is necessary to look beyond a bare statistical comparison of Dr. Bush's recommendations and the Foundation's financial resources. As pre\'iously mentioned, Dr. Bush had visualized the Foundation as the sole support of basic research in the Govern- ment. This has been far from the fact. As already noted, a number of agencies began actively to support basic research during the five years of legislative debate of the National Science Foundation bills. It is estimated that in 1956 the Federal Government obligated about $200 million for basic research. Of this amount somewhat less than $120 million went for basic research related to "national defense" (Department of Defense $72 million, and Atomic Energy Commission $45 million). Twenty-six million dollars represents the total basic research reported bv the National Institutes of Health for the year. The remainder of the $200 million is variously distrib- uted among the Departments of Agriculture, Commerce, Interior, National Advisory Committee for Aeronautics, National Science Foundation, and the Smithsonian Institution. Rough estimates indicate that about $115 million of the $200 million total 1956 obligation for basic research went to nonprofit institutions, including colleges and universities, research centers, research institutions, hospitals, and so on. Thus it would appear from these estimates that although the Founda- tion itself had not reached the projected level of basic research support pro- posed for its fifth year the Federal Government as a whole was providing the kind of basic research support visualized by Dr. Bush at a level somewhat higher than he projected. In the history of the National Science Foundation's appropriations one is able to trace something of the public reaction to the international and national political situation. A $15 million limit on the Foundation's appropriations had been written into the law.* For its first year of operations, however, Congress appropriated to the Foundation only a small fraction of that amount — $3.5 million. Appropriations for the Foundation climbed slowly but steadily as Congress gained confidence in its operations and possibly also as a result of some dawning recognition on the part of the public of the importance of basic research. By the fifth year, 1956, the appropriation was up to $16 million. In the summer of 1955 the Foundation published a National Re- search Council study, Soviet Professional Manpower, which drew sobering comparisons between the rates at w^hich the U. S. and the U.S.S.R. are train- ing scientific and technical manpower. One result of these findings was that the Congress sharply increased Foundation funds for education in the sciences. The Foundation appropriation for fiscal year 1957, $40 million, more than doubled that of the preceding year. The next large increment came in 1959 when $130 million was appropriated in the wake of intense national concern over the Russian sputnik and all that it implied. Funds available for fiscal year 1960 total more than $159 million. What can be said in summation? The principal mechanisms recommended by Dr. Bush for the support and encouragement of basic research and educa- tion in the sciences have been realized. All branches of the Federal Govern- ment have recognized the importance of these matters to the public welfare, * This limitation was repealed by Act of Aug. 8, 1953 (67 Stat. 488). XXV and support is available in a variety of forms from a variety of sources. The universities, which have been the principal recipients of support, have ex- pressed their approval of this diversity in the sources of support. Such diver- sitv has meant more funds, greater flexibility, and the possibility of more than one approach. It is difficult to say what the optimum level of support should be except to recognize that at some point a finite limit is set by the number of competent investigators available. At the present time the ratio of basic research funds to the over-all research and development funds of the Federal budget is something like seven per cent. Undoubtedly the ratio should be higher. We have the organization; to a considerable extent v\'e ha\'e the dollars, people, and facilities. Can we conclude, then, that the objectives of the Bush Report have been fully met? When one has been verv close to the scene it is not possible to speak with complete objectivity and detachment. I think it can be said that the Government is doing well, both in the pro- vision of funds and in the exercise of leadership. There remains, however, one conspicuous difficulty to be overcome. It is that people generally still do not clearly understand and appreciate the importance of education and the importance of science as distinguished from technology. As Dr. Bush so trenchantly observed: The distinction between applied and pure research is not a hard and fast one, and industrial scientists may tackle specific problems from broad fundamental viewpoints. But it is important to emphasize that there is a perverse law governing research: under the pressure for immediate resuks, and unless deliberate policies are set up to guard against this, applied research invariably drives out pure. This moral is clear: It is pure research which deserves and requires special protection and specially assured support. It must be admitted that as a people and a Nation we have not been prop- erly appreciative of intellectual achievement. This awareness and apprecia- tion is not something the Government can legislate into being. We must build it into our national consciousness through our educational system, and until we do, science and all other forms of intellectual activity will lack the firm foundation they require. XXVI LETTER OF TRANSMITTAL Office of Scientific Research and Development 1530 P Street, NW. Washington 25, D. C. July 5, 1945. Dear Mr. President: In a letter dated November 17, 1944, President Roosevelt requested my recommendations on the following points: (1) What can be done, consistent with military security, and with the prior approval of the military authorities, to make known to the world as soon as possible the contributions which have been made during our war effort to scientific knowledge? (2) With particular reference to the war of science against disease, what can be done now to organize a program for continuing in the future the work which has been done in medicine and related sciences? (3) What can the Government do now and in the future to aid research activities bv public and private organizations? (4) Can an effective program be proposed for discovering and developing scientific talent in American youth so that the continuing future of scientific research in this country mav be assured on a level comparable to what has been done during the war? It is clear from President Roosevelt's letter that in speaking of science he had in mind the natural sciences, including biology and medicine, and I have so interpreted his questions. Progress in other fields, such as the social sciences and the humanities, is likewise important; but the program for science presented in my report warrants immediate attention. In seeking answers to President Roosevelt's questions I have had the assistance of distinguished committees specially qualified to advise in respect to these subjects. The committees have given these matters the serious attention thev deserve; indeed, they have regarded this as an opportunity to participate in shaping the policy of the countrv with reference to scien- tific research. They have had many meetings and have submitted formal reports. I have been in close touch with the work of the committees and with their members throughout. I have examined all of the data they assembled and the suggestions thev submitted on the points raised in Presi- dent Roose\'elt's letter. 1 Although the report which I submit herewith is my own, the facts, con- clusions, and recommendations are based on the findings of the committees which have studied these questions. Since my report is necessarily brief, I am including as appendices the full reports of the committees. A single mechanism for implementing the recommendations of the several committees is essential. In proposing such a mechanism I have departed somewhat from the specific recommendations of the committees, but I have since been assured that the plan I am proposing is fully acceptable to the committee members. The pioneer spirit is still vigorous within this Nation. Science offers a largelv unexplored hinterland for the pioneer who has the tools for his task. The rewards of such exploration both for the Nation and the individual are great. Scientific progress is one essential kev to our security as a nation, to our better health, to more jobs, to a higher standard of living, and to our cultural progress. Respectfully vours, (s) V. Bush, Director. The President of the United States, The White House, Washington, D. C. PRESIDENT ROOSEVELT'S LETTER The White House Washington, D. C. November 17, 1944 Dear Dr. Bush: The Office of Scientific Research and Development, of which you are the Director, represents a unique experiment of team-work and cooperation in coordinating scientific research and in applying existing scientific knowledge to the solution of the technical problems paramount in war. Its work has been conducted in the utmost secrecy and carried on without public recog- nition of anv kind; but its tangible results can be found in the communiques coming in from the battlefronts all over the world. Some day the full story of its achievements can be told. There is, howe\er, no reason whv the lessons to be found in this experi- ment cannot be profitablv employed in times of peace. The information, the techniques, and the research experience developed by the Office of Scientific Research and Development and bv the thousands of scientists in the uni- versities and in private industry, should be used in the days of peace ahead for the improvement of the national health, the creation of new enterprises bringing new jobs, and the betterment of the national standard of living. It is with that objectixe in mind that I would like to ha\'e your recom- mendations on the following four major points: First: What can be done, consistent with military security, and with the prior approval of the military authorities, to make known to the world as soon as possible the contributions which have been made during our war effort to scientific knowledge? The diffusion of such knowledge should help us stimulate new enterprises, provide jobs for our returning servicemen and other workers, and make pos- sible great strides for the improvement of the national well-being. Second: With particular reference to the war of science against disease, what can be done now to organize a program for continuing in the future the work which has been done in medicine and related sciences? The fact that the annual deaths in this country from one or two diseases alone are far in excess of the total number of lives lost by us in battle during this war should make us conscious of the duty we owe future generations. Third: What can the Government do now and in the future to aid research activities by public and pri\'ate organizations? The proper roles of public and of private research, and their interrelation, should be carefully considered. FoTirth: Can an effective program be proposed for discoxering and devel- oping scientific talent in American youth so that the continuing future of scientific research in this country may be assured on a level comparable to what has been done during the war? New frontiers of the mind are before us, and if they are pioneered with the same vision, boldness, and drive with which we have waged this war we can create a fuller and more fruitful employment and a fuller and more fruitful life. I hope that, after such consultation as you may deem advisable with your associates and others, vou can let me have your considered judgment on these matters as soon as convenient — reporting on each when you are ready, rather than waiting for completion of your studies in all. Very sincerelv vours, (s) Franklin D. Roosevelt. Dr. Vannevar Bush, Office of Scientific Research and Development, Washington, D. C. SUMMARY OF THE REPORT Scientific Progress is Essential Progress in the war against disease depends upon a flow of new scientific knowledge. New products, new industries, and more jobs require continuous additions to knowledge of the laws of nature, and the application of that knowledge to practical purposes. Similarly, our defense against aggression demands new knowledge so that we can develop new and improved weapons. This essential, new knowledge can be obtained onlv through basic scientific research. Science can be effective in the national welfare onlv as a member of a team, whether the conditions be peace or war. But without scientific prog- ress no amount of achievement in other directions can insure our health, prosperity, and security as a nation in the modern world. For the War Against Disease We have taken great strides in the war against disease. The death rate for all diseases in the Armv, including overseas forces, has been reduced from 14.1 per thousand in the last war to 0.6 per thousand in this war. In the last 40 vears life expectancy has increased from 49 to 65 vears, largelv as a consequence of the reduction in the death rates of infants and children. But we are far from the goal. The annual deaths from one or two diseases far exceed the total number of American lives lost in battle during this war. A large fraction of these deaths in our civilian population cut short the useful lives of our citizens. Approximately 7,000,000 persons in the United States are mentally ill and their care costs the public over $175,000,000 a vear. Clearly much illness remains for which adequate means of prevention and cure are not vet known. The responsibility for basic research in medicine and the underlying sciences, so essential to progress in the war against disease, falls primarily upon the medical schools and universities. Yet we find that the traditional sources of support for medical research in the medical schools and universi- ties, largely endowment income, foundation grants, and private donations, are diminishing and there is no immediate prospect of a change in this trend. Meanwhile, the cost of medical research has been rising. If we are to main- tain the progress in medicine which has marked the last 25 years, the Gov- ernment should extend financial support to basic medical research in the medical schools and in universities. For Our ISational Security The bitter and dangerous battle against the U-boat was a battle of scien- tific techniques — and our margin of success was dangerously small. The new eyes which radar has supplied can sometimes be blinded by new scien- tific developments. V— 2 was countered only by capture of the launching sites. We cannot again relv on our allies to hold off the enemy while we struggle to catch up. There must be more — and more adequate — military research in peacetime. It is essential that the civilian scientists continue in peacetime some portion of those contributions to national security which they ha\'e made so effectively during the war. This can best be done through a civilian-controlled organization with close liaison with the Armv and Navy, but with funds direct from Congress, and the clear power to initiate military research which will supplement and strengthen that carried on directly under the control of the Armv and Navv- And for the Public Welfare One of our hopes is that after the war there will be full employment. To reach that goal the full creative and productive energies of the American people must be released. To create more jobs we must make new and better and cheaper products. We want plentv of new, vigorous enterprises. But new products and processes are not born full-grown. They are founded on new principles and new conceptions which in turn result from basic scien- tific research. Basic scientific research is scientific capital. Moreover, we cannot any longer depend upon Europe as a major source of this scientific capital. Clearly, more and better scientific research is one essential to the achievement of our goal of full employment. How do we increase this scientific capital? First, we must have plenty of men and women trained in science, for upon them depends both the creation of new knowledge and its application to practical purposes. Second, we must strengthen the centers of basic research which are principally the colleges, universities, and research institutes. These institutions provide the environ- ment which is most conducive to the creation of new scientific knowledge and least under pressure for immediate, tangible results. With some notable exceptions, most research in industry and in Government involves applica- tion of existing scientific knowledge to practical problems. It is only the colleges, universities, and a few research institutes that devote most of their research efforts to expanding the frontiers of knowledge. Expenditures for scientific research by industry and Goyernment increased from $140,000,000 in 1930 to $309,000,000 in 1940. Those for the colleges and universities increased from $20,000,000 to $31,000,000, while those for research institutes declined from $5,200,000 to $4,500,000 during the same period. If the colleges, universities, and research institutes are to meet the rapidly increasing demands of industry and Government for new scientific knowledge, their basic research should be strengthened by use of public funds. For science to serve as a powerful factor in our national welfare, applied research both in Government and in industry must be vigorous. To improve the quality of scientific research within the Government, steps should be taken to modifv the procedures for recruiting, classifying, and compensating scientific personnel in order to reduce the present handicap of governmental scientific bureaus in competing with industry and the universities for top- grade scientific talent. To provide coordination of the common scientific activities of these governmental agencies as to policies and budgets, a perma- nent Science Advisorv Board should be created to advise the executive and legislative branches of Government on these matters. The most important ways in which the Government can promote industrial research are to increase the flow of new scientific knowledge through support of basic research, and to aid in the development of scientific talent. In addi- tion, the Government should provide suitable incentives to industry to con- duct research (a) by clarification of present uncertainties in the Internal Revenue Code in regard to the deductibility of research and development expenditures as current charges against net income, and (h^ by strengthen- ing the patent svstem so as to eliminate uncertainties which now bear heavily on small industries and so as to prevent abuses which reflect discredit upon a basically sound svstem. In addition, ways should be found to cause the benefits of basic research to reach industries which do not now utilize new scientific knowledge. We Must Renew Our Scientific Talent The responsibility for the creation of new scientific knowledge — and for most of its application — rests on that small body of men and women who understand the fundamental laws of nature and are skilled in the techniques of scientific research. We shall have rapid or slow advance on any scientific frontier depending on the number of highly qualified and trained scientists exploring it. The deficit of science and technology students who, but for the war, would have received bachelor's degrees is about 150,000. It is estimated that the deficit of those obtaining advanced degrees in these fields will amount in 1955 to about 17,000 — for it takes at least 6 years from college entry— te^ achieve a doctor's degree or its equivalent in science or engineering. The real ceiling on our productivity of new scientific knowledge and its applica- tion in the war against disease, and the development of new products and new industries, is the number of trained scientists available. The training of a scientist is a long and expensive process. Studies clearly show that there are talented individuals in every part of the population, but with few exceptions, those without the means of buying higher education go without it. If ability, and not the circumstance of family fortune, deter- mines who shall receive higher education in science, then we shall be assured of constantly impro\'ing quality at eyery leyel of scientific activity. The Goyernment should provide a reasonable number of undergraduate scholarships and graduate fellowships in order to develop scientific talent in American youth. The plans should be designed to attract into science only that proportion of youthful talent appropriate to the needs of science in relation to the other needs of the Nation for high abilities. Including Those in Uniform The most immediate prospect of making up the deficit in scientific per- sonnel is to develop the scientific talent in the generation now in uniform. Even if we should start now to train the current crop of high-school gradu- ates none would complete graduate studies before 1951. The Armed Services should comb their records for men who, prior to or during the war, have given evidence of talent for science, and make prompt arrangements, con- sistent with current discharge plans, for ordering those who remain in uni- form, as soon as militarily possible, to duty at institutions here and overseas where they can continue their scientific education. Moreover, the Services should see that those who study o\'erseas have the benefit of the latest scientific information resulting from research during the war. The Lid Must Be Lifted While most of the war research has in\'olved the application of existing scientific knowledge to the problems of war, rather than basic research, there has been accumulated a \'ast amount of information relating to the applica- tion of science to particular problems. Much of this can be used by industry. It is also needed for teaching in the colleges and universities here and in the Armed Forces Institutes overseas. Some of this information must remain secret, but most of it should be made public as soon as there is ground for belief that the enemy will not be able to turn it against us in this war. To select that portion which should be made public, to coordinate its release, and definitely to encourage its publication, a Board composed of Army, Navy, and civilian scientific members should be promptly established. A Program for Action The Government should accept new responsibilities for ]:)romoting the flow of new scientific knowledge and the de\'elopmcnt of scientific talent in our youth. These responsibilities are the proper concern of the Government, for thev xitallv affect our health, our jobs, and our naticjnal security. It is in keeping also with basic United States policy that the Government should foster the opening of new frontiers and this is the modern way to do it. For 8 many years the Government has wisely suppoi'ted research in the agricul- tural colleges and the benefits have been great. The time has come when such support should be extended to other fields. The effective discharge of these new responsibilities will require the full attention of some over-all agency devoted to that purpose. There is not now in the permanent governmental structure receiving its funds from Congress an agency adapted to supplementing the support of basic research in the colleges, uni\'ersities, and research institutes, both in medicine and the natural sciences, adapted to supporting research on new weapons for both Services, or adapted to administering a program of science scholarships and fellowships. Therefore I recommend that a new agency for these purposes be estab- lished. Such an agencv should be composed of persons of broad interest and experience, having an understanding of the peculiarities of scientific research and scientific education. It should have stability of funds so that long-range programs may be undertaken. It should recognize that freedom of inquiry must be preserved and should leave internal control of policy, personnel, and the method and scope of research to the institutions in which it is carried on. It should be fully responsible to the President and through him to the Congress for its program. Early action on these recommendations is imperative if this Nation is to meet the challenge of science in the crucial years ahead. On the wisdom with which we bring science to bear in the war against disease, in the crea- tion of new industries, and in the strengthening of our Armed Forces depends in large measure our future as a nation. Part One INTRODUCTION Scientific Progress Is Essential We all know how much the new drug, penicillin, has meant to our griev- ously wounded men on the grim battlefronts of this war— the countless lives it has saved — the incalculable suffering which its use has prevented. Science and the great practical genius of this Nation made this achievement possible. Some of us know the vital role which radar has played in bringing the Allied Nations to victory over Nazi Germany and in driving the Japanese steadilv back from their island bastions. Again it was painstaking scientific research over manv years that made radar possible. What we often forget are the millions of pay envelopes on a peacetime Saturdav night which are filled because new products and new industries have provided jobs for countless Americans. Science made that possible, too. In 1939 millions of people were emploved in industries which did not even exist at the close of the last war — radio, air conditioning, rayon and other synthetic fibers, and plastics are examples of the products of these industries. But these things do not mark the end of progress — they are but the begin- ning if we make full use of our scientific resources. New manufacturing industries can be started and many older industries greatly strengthened and expanded if we continue to studv nature's laws and apply new knowledge to practical purposes. Great advances in agriculture are also based upon scientific research. Plants which are more resistant to disease and are adapted to short growing seasons, the pre\'ention and cure of livestock diseases, the control of our insect enemies, better fertilizers, and improved agricultural practices, all stem from painstak- ing scientific research. Advances in science when put to practical use mean more jobs, higher wages, shorter hours, more abundant crops, more leisure for recreation, for studv, for learning how to live without the deadening drudgery whi'ch has been the burden of the common man for ages past. Ad\'ances in science wdll also bring higher standards of living, will lead to the pre\ention or cure of diseases, will promote conser\'ation of our limited national resources, and will assure means of defense against aggression. But to achieve these objectives — to secure a high level of emplovment, to maintain a position of world lead- ership— the flow of new scientific knowledge must be both continuous and substantial. Our population increased from 75 million to 130 million between 1900 10 and 1940. In some countries comparable increases have been accompanied by famine. In this country the increase has been accompanied by more abundant Food suppK', better lixing, more leisure, longer life, and better health. 1 his is, largely, the product of three factors — the free play of initia- tive of a vigorous people under democrac)', the heritage of great natural wealth, and the advance of science and its application. Science, by itself, provides no panacea for individual, social, and economic ills. It can be effective in the national welfare onlv as a member of a team, whether the conditions be peace or war. But without scientific progress no amount of achievement in other directions can insure our health, prosperity, and securitv as a nation in the modern world. Science Is a Proper Concern of Government It has been basic United States policy that Government should foster the opening of new frontiers. It opened the seas to clipper ships and furnished land for pioneers. Although these frontiers have more or less disappeared, the frontier of science remains. It is in keeping with the American tradition — one which has made the United States great — that new frontiers shall be made accessible for development by all American citizens. Moreover, since health, well-being, and security are proper concerns of Government, scientific progress is, and must be, of vital interest to Govern- ment. Without scientific progress the national health would deteriorate; without scientific progress we could not hope for improvement in our stand- ard of living or for an increased number of jobs for our citizens; and without scientific progress we could not have maintained our liberties against tyranny. Government Relations to Science — Past and Future From early days the Government has taken an active interest in scientific matters. During the nineteenth century the Coast and Geodetic Survey, the Naval Observatory, the Department of Agriculture, and the Geological Sur- vey were established. Through the Land Grant Gollege Acts the Govern- ment has supported research in state institutions for more than 80 vears on a gradually increasing scale. Since 1900 a large number of scientific agencies have been established within the Federal Government, until in 1939 they numbered more than 40. Much of the scientific research done by Government agencies is inter- mediate in character between the two types of work commonly referred to as basic and applied research. Almost all Government scientific work has ultimate practical objectives but, in many fields of broad national concern, it commonly involves long-teyn investigation of a fundamental nature. Gen- erally speaking, the scientific agencies of Government are not so concerned with immediate practical objectives as are the laboratories of industry nor, on the other hand, are they as free to explore any natural phenomena without regard to possible economic applications as are the educational and private research institutions. Government scientific agencies have splendid records of achievement, but they are limited in function. 11 We have no national policy for science. The Government has only begun to utilize science in the Nation's welfare. There is no body within the Gov- ernment charged with formulating or executing a national science policy. There are no standing committees of the Congress devoted to this important subject. Science has been in the wings. It should be brought to the center of the stage — for in it lies much of our hope for the future. There are areas of science in which the public interest is acute but which are likely to be cultivated inadequately if left without more support than will come from private sources. These areas — such as research on military prob- lems, agriculture, housing, public health, certain medical, research, and re- search involving expensive capital facilities beyond the capacity of private institutions — should be advanced by active Government support. To date, with the exception of the intensive war research conducted by the Office of Scientific Research and Development, such support has been meager and intermittent. For reasons presented in this report we are entering a period when science needs and deserves increased support from public funds. Freedom of Inquiry Must Be Preserved The publicly and privately supported colleges, universities, and research institutes are the centers of basic research. They are the wellsprings of knowledge and understanding. As long as they are vigorous and healthy and their scientists are free to pursue the truth wherever it may lead, there will be a flow of new scientific knowledge to those who can apply it to practical problems in Government, in industrv, or elsewhere. Many of the lessons learned in the war-time application of science under Government can be profitably applied in peace. The Government is pecul- iarly fitted to perform certain functions, such as the coordination and support of broad programs on problems of great national importance. But we must proceed with caution in carrying over the methods which work in wartime to the very different conditions of peace. We must remove the rigid controls which we have had to impose, and recover freedom of inquiry and that healthy competitive scientific spirit so necessary for expansion of the frontiers of scientific knowledge. Scientific progress on a broad front results from the free play of free intellects, working on subjects of their own choice, in the manner dictated by their curiosity for exploration of the unknown. Freedom of inquiry must be preserved under any plan for Government support of science in accord- ance with the Five Fundamentals listed on page 32. The studv of the momentous questions presented in President Roosevelt's letter has been made by able committees working diligently. This report presents conclusions and recommendations based upon the studies of these committees which appear in full as the appendices. Only in the creation of one over-all mechanism rather than several does this report depart from the specific recommendations of the committees. The members of the committees have reviewed the recommendations in regard to the single mechanism and have found this plan thoroughly acceptable. 12 Part Two THE WAR AGAINST DISEASE In War The death rate for all diseases in the Army, including the overseas forces, has been reduced from 14.1 per thousand in the last war to 0.6 per thousand in this war. Such ravaging diseases as yellow fever, dysentery, typhus, tetanus, pneu- monia, and meningitis have been all but conquered by penicillin and the sulfa drugs, the insecticide DDT, better vaccines, and improved hvgienic measures. Malaria has been controlled. There has been dramatic progress in surgery. The striking advances in medicine during the war have heen possible only because we had a large backlog of scientific data accumulated through basic research in many scientific fields in the years before the war. In Peace In the last 40 years life expectancy in the United States has increased from 49 to 65 years largely as a consequence of the reduction in the death rates of infants and children; in the last 20 years the death rate from the diseases of childhood has been reduced 87 percent. Diabetes has been brought under control by insulin, pernicious anemia by liver extracts; and» the once widespread deficiency diseases have been much reduced, even in the lowest income groups, by accessory food factors and improvement of diet. Notable advances have been made in the early diagnosis of cancer, and in the surgical and radiation treatment of the disease. These results have been achieved through a great amount of basic research in medicine and the preclinical sciences, and by the dissemination of this new scientific knowledge through the physicians and medical services and public health agencies of the country. In this cooperative endeavor the pharmaceutical industry has played an important role, especially during the war. All of the medical and public health groups share credit for these achievements; they form interdependent members of a team. Progress in combating disease defends ufon an expanding body of new scientifc knowledge. 13 Unsolved Problems As President Roosevelt observed, the annual deaths from one or two diseases are far in excess of the total number of American lives lost in battle during this war. A large fraction of these deaths in our civilian population cut short the useful lives of our citizens. This is our present position despite the fact that in the last three decades notable progress has been made in civilian medicine. The reduction in death rate from diseases of childhood has shifted the emphasis to the middle and old age groups, particularly to the malignant diseases and the degenerative processes prominent in later life. Cardiovascular disease, including chronic disease of the kidneys, arterio- sclerosis, and cerebral hemorrhage, now account for 45 percent of the deaths in the United States. Second are the infectious diseases, and third is cancer. Added to these are manv maladies (for example, the common cold, arthritis, asthma and hav fever, peptic ulcer) which, though infrequentlv fatal, cause incalculable disability. Another aspect of the changing emphasis is the increase of mental diseases. Approximately 7 million persons in the United States are mentally ill; more than one-third of the hospital beds are occupied by such persons, at a cost of $175 million a year. Each year 125,000 new mental cases are hospitalized. N ot with St an ding great progress in prolonging the span of life and in relief of suffering, much illness remains for which adequate means of prevention and cure are not yet known. While additional physicians, hospitals, and health programs are needed, their full usefidness cannot he attained unless we enlarge our knowledge of the human organism and the nature of disease. Any extension of medical facilities must he accompanied hy an expanded program of medical training and research. Broad and Basic Studies Needed Discoveries pertinent to medical progress have often come from remote and unexpected sources, and it is certain that this will be true in the future. It is whollv probable that progress in the treatment of cardiovascular disease, renal disease, cancer, and similar refractory diseases will be made as the result of fundamental discoveries in subjects unrelated to those diseases, and perhaps entirelv unexpected by the investigator. Further progress requires that the entire front of medicine and the underlving sciences of chemistrv, phvsics, anatomy, biochemistry, phvsiologv, pharmacology, bacteriology, pathology, parasitology, etc., be broadly developed. Progress in the war against disease residts from discoveries in remote and unexpected fields of medicine and the underlying sciences. Coordinated Attack on Special Problems Penicillin reached our troops in time to save countless li\es because the Government coordinated and supported the program of research and develop- ment on the drug. The development moved from the early laboratory stage to large scale production and use in a fraction of the time it would have 14 taken without such leadership. The search for hctter anti-malarials, which proceeded at a moderate temjx) for many years, has been accelerated enor- mously by Government support during the war. Other examples can be cited in which medical progress has been similarly advanced. In achieving these results, the Government has provided over-all coordination and support; it has not dictated how the work should be done within any cooperating institution. Discovery of new therapeutic agents and methods usually results from basic studies in medicine and the underlying sciences. The development of such materials and methods to the point at which they become available- to medical practitioners requires teamwork involving the medical schools, the science departments of universities. Government and the pharmaceutical industry. Government initiative, support, and coordination can be very efifective in this development phase. Governvient initiative and swpfort for the develofment of newly discov- ered therapeutic materials and methods can reduce the time required to bring the benefits to the fublic. Action is Necessary The primary place for medical research is in the medical schools and uni- versities. In some cases coordinated direct attack on special problems may be made by teams of investigators, supplementing similar attacks carried on by the Army, Navy, Public Health Service, and other organizations. Apart from teaching, however, the primarv obligation of the medical schools and univer- sities is to continue the traditional function of such institutions, namely, to provide the individual worker with an opportunitv for free, untrammeled study of nature, in the directions and bv the methods suggested by his inter- ests, curiosity, and imagination. The history of medical science teaches clearly the supreme importance of affording the prepared mind complete freedom for the exercise of initiative. It is the special province of the medical schools and universities to foster medical research in this way — a duty which cannot be shifted to Government agencies, industrial organizations, or to any other institutions. Where clinical investigations of the human body are required, the medical schools are in a unique position, because of their close relationship to teaching hospitals, to integrate such investigations with the work of the departments of preclinical science, and to impart new knowledge to physicians in training. At the same time, the teaching hospitals are especially well qualified to carry on medical research because of their close connection with the medical schools, on which they depend for staff and supervision. Between World War I and World War II the United States overtook all other nations in medical research and assumed a position of world leadership. To a considerable extent this progress reflected the liberal financial support from universitv endowment income, gifts from individuals, and foundation grants in the 20's. The growth of research departments in medical schools has been verv uneven, however, and in consequence most of the important work has been done in a few large schools. This should be corrected by build- 15 ing up the weaker institutions, especially in regions which now have no strong medical research activities. The traditional sources of support for medical research, largely endowment income, foundation grants, and private donations, are diminishing, and there is no immediate prospect of a change in this trend. Meanwhile, research costs have stcadiK' risen. More elaborate and expensive equipment is required, supplies are more costlv, and the wages of assistants are higher. Industry is onlv to a limited extent a source of funds for basic medical research. It is clear that if we are to maintain the progress in medicine which has marked the last 25 years, the Government shoidd extend financial support to basic medical research in the medical schools and in the universities, through grants both for research and for fellowships. The amotint which can he effec- tively spent in the first year shotdd not exceed 5 million dollars. After a pro- gram is under way perhaps 20 million dollars a year can he spent effectively. 16 Part Three SCIENCE AND THE PUBLIC WELFARE Relation to National Security In this war it has become clear beyond all doubt that scientific research is absolutely essential to national security. The bitter and dangerous battle against the U-boat was a battle of scientific techniques — and our margin of success was dangerously small. The new eves which radar supplied to our fighting forces quickly evoked the development of scientific countermeasures which could often blind them. This again represents the ever continuing battle of techniques. The V— 1 attack on London was finally defeated by three devices developed during this war and used superbly in the field. V— 2 was countered only by capture of the launching sites. The Secretaries of War and Navy recently stated in a joint letter to the National Academy of Sciences: This war emphasizes three facts of supreme importance to national security: (1) Powerful new tactics of defense and offense are developed around new weapons created by scientific and engineering research; (2) the competitive time element in developing those weapons and tactics may be decisive; (3) war is increasingly total war, in which the armed services must be supplemented by active participation of every element of civilian population. To insure continued preparedness along farsighted technical lines, the research scien- tists of the country must be called upon to continue in peacetime some substantial portion of those types of contribution to national security which they have made so effectively during the stress of the present war * * *. There must be more — and more adequate — military research during peace- time. We cannot again rely on our allies to hold off the enemy while we struggle to catch up. Further, it is clear that only the Government can under- take military research; for it must be carried on in secret, much of it has no commercial value, and it is expensive. The obligation of Government to support research on military problems is inescapable. iModern war requires the use of the most advanced scientific techniques. Many of the leaders in the development of radar are scientists who before the war had been exploring the nucleus of the atom. While there must be increased emphasis on science in the future training of officer^s lor both the Army and Navy, such men cannot be expected to be specialists in scientific 17 research. Therefore, a professional partnership between the officers in the Services and civiHan scientists is needed. The Armv and Na\v should continue to carry on research and de\'elopment on the improvement of current weapons. For manv years the National Ad\'isory Committee for Aeronautics has supplemented the work of the Army and Navy by conducting basic research on the problems of flight. There should now be permanent ci\'ilian acti\'ity to supplement the research work of the Services in other scientific fields so as to carry on in time of peace some part of the actixities of the emergency wartime Office of Scientific Research and De\'elopment. Military preparedness reciiiires a pernianeiit independent, civilian-contyoUed organization, having close liaison with the Army and Navy, but with funds directly jrovi Congress and with the clear power to initiate military research which will supplement and strengthen that carried on directly under the control of the Army and Navy. I Science and Jobs One of our hopes is that after the v\'ar there will be full employment, and that the production of goods and ser\'ices will ser\'e to raise our standard of living. We do not know yet how we shall reach that goal, but it is certain that it can be achieved only by releasing the full creati\'e and productive energies of the American people. Surely we will not get there by standing still, merely by making the same things we made before and selling them at the same or higher prices. We will not get ahead in international trade unless we offer new and more attractive and cheaper products. Where will these new products come from? How will we find ways to make better products at lower cost? The answer is clear. There must be a stream of new scientific knowledge to turn the wheels of pri\'ate and public enterprise. There must be plenty of men and women trained in science and technology for upon them depend both the creation of new knowledge and its application to practical purposes. More and better scientific research is essential to the achievement of our goal of full employment. The Importance of Basic Research Basic research is performed without thought of practical ends. It results in general knowledge and an understanding of nature and its laws. This general knowledge provides the means of answering a large number of im- portant practical problems, though it ma\' not give a complete specific answer to any one of them. The function of applied research is to provide such complete answers. The scientist doing basic research may not be at all inter- ested in the practical applications of his work, yet the further progress of industrial development would e\entually stagnate if basic scientific research were long neolccted. One of the peculiarities of basic science is the variety of paths which lead 18 to productive advance. Many of the most important discoveries have come as a result of experiments undertaken with xerv different purposes in mind. Statistically it is certain that important and highly useful discoxeries will result from some fraction of the undertakings in hasic science; hut the results of any one particular in\ estimation cannot be predicted with accuracy. Basic research leads to new knowledge. It provides scientific capital. It creates the iund Irom which the practical applications of knowledge must be draw n. New products and new processes do not appear full-grown. They are founded on new principles and new conceptions, which in turn are painstakingK' dex'cloped by research in the purest realms of science. Toda\', it is truer than e\er that basic research is the pacemaker of tech- nological progress. In the nineteenth century, Yankee mechanical ingenuity, building largely upon the basic discoveries of European scientists, could greath' advance the technical arts. Now the situation is different. A uatiou which depends upon others for its new basic scientific knowledge will he slow in its industrial progress and weak in its competitive position in world trade, regardless of its mechanical skill. Centers of Basic Research Publicly and pri\'ately supported colleges and universities and the endowed research institutes must furnish both the new scientific knowledge and the trained research workers. These institutions are uniquely qualified by tradi- tion and h\ their special characteristics to carry on basic research. They are charged with the responsibility of conser\'ing the knowledge accumulated by the past, imparting that knowledge to students, and contributing new knowledge of all kinds. It is chiefly in these institutions that scientists may work in an atmosphere which is relatively free from the adverse pressure of con\'ention, prejudice, or commercial necessity. At their best they provide the scientific worker with a strong sense of solidarity and security, as well as a substantial degree of personal intellectual freedom. All of these factors are of great importance in the development of new knowledge, since much of new knowledge is certain to arouse opposition because of its tendency to challenge current beliefs or practice. Industry is generally inhibited by preconceived goals, by its own clearly defined standards, and by the constant pressure of commercial necessity. Satis- factory progress in basic science seldom occurs under conditions prevailing in the normal industrial laboratory. There are some notable exceptions, it is true, but even in such cases it is rarely possible to match the universities in respect to the freedom which is so important to scientific discovery. To serve effecti\'ely as the centers of basic research these institutions must be strong and healthy. They must attract our best scientists as teachers and investigators. They must offer research opportunities and sufficient compen- sation to enable them to compete with industry and government for the cream of scientific talent. During the past 25 years there has been a great increase in industrial research involving the application of scientific knowledge to a multitude of practical purposes — thus pro\'iding new products, new industries, new invest-- ment opportunities, and millions of jobs. During the same period research 19 within Government — again largely applied research — has also been greatly expanded. In the decade from 1930 to 1940 expenditures for industrial research increased from $116,000,000 to $240,000,000 and those for scientific research in Government rose from $24,000,000 to $69,000,000. During the same period expenditures for scientific research in the colleges and univer- sities increased from $20,000,000 to $31,000,000, while those in the endowed research institutes declined from $5,200,000 to $4,500,000. These are the best estimates available. The figures have been taken from a variety of sources and arbitrary definitions have necessarily been applied, but it is believed that they may be accepted as indicating the following trends: (a) Expenditures for scientific research by industry and Government — almost entirely applied research — have more than doubled between 1930 and 1940. Whereas in 1930 they were six times as large as the research expenditures of the colleges, universities, and research insti- tutes, by 1940 they were nearly ten times as large. (b) While expenditures for scientific research in the colleges and univer- sities increased by ope-half during this period, those for the endowed research institutes have slowly declined. // the colleges, universities, and research institutes are to vieet the rapidly increasing demands of industry and Government for new scientific knowledge, their basic research shoidd he strengthened l^y ^^se of fiihlic funds. Research Within the Government Although there are some notable exceptions, most research conducted within governmental laboratories is of an applied nature. This has always been true and is likely to remain so. Hence Government, like industry, is dependent upon the colleges, universities, and research institutes to expand the basic scientific frontiers and to furnish trained scientific investigators. Research within the Government represents an important part of our total research activity and needs to be strengthened and expanded after the war. Such expansion should be directed to fields of inquiry and service which are of public importance and are not adequately carried on by private organi- zations. The most important single factor in scientific and technical work is the quality of personnel employed. The procedures currently followed within the Government for recruiting, classifying and compensating such personnel place the Government under a severe handicap in competing with industry and the universities for first-class scientific talent. Steps should be taken to reduce that handicap. In the Government the arrangement whereby the numerous scientific agencies form parts of large departments has both advantages and disadvan- tages. But the present pattern is firmly established and there is much to be said for it. There is, however, a very real need for some measure of coordin- ation of the common scientific activities of these agencies, both as to policies and budgets, and at present no such means exist. A permanent Science Advisory Board shoidd he created to consult with 20 these scientific bureaus and to advise the executive and legislative branches of Government as to the policies and budgets of Government agencies engaged in scientific research. This board should be composed of disinterested scientists who have no connection with the affairs of any Government agency. Industrial Research The simplest and most effective way in which the Government can strengthen industrial research is to support basic research and to develop scientific talent. The benefits of basic research do not reach all industries equally or at the same speed. Some small enterprises never receive any of the benefits. It has been suggested that the benefits might be better utilized if "research clinics" for such enterprises were to be established. Businessmen would thus be able to make more use of research than they now do. This proposal is certainly worthy of further study. One of the most important factors affecting the amount of industrial research is the income-tax law. Government action in respect to this subject will affect the rate of technical progress in industry. Uncertainties as to the attitude of the Bureau of Internal Revenue regarding the deduction of research and development expenses are a deterrent to research expenditure. These uncertainties arise from lack of clarity of the tax law as to the proper treatment of such costs. The Internal Revenue Code shoidd be amended to remove present uncer- tainties in regard to the deductibility of research and development expendi- tures as current charges against net income. Research is also affected bv the patent laws. They stimulate new invention and they make it possible for new industries to be built around new devices or new processes. These industries generate new jobs and new products, all of which contribute to the welfare and the strength of the country. Yet, uncertainties in the operation of the patent laws have impaired the ability of small industries to translate new ideas into processes and products of value to the Nation. These uncertainties are, in part, attributable to the difficulties and expense incident to the operation of the patent svstem as it presently exists. These uncertainties are also attributable to the existence of certain abuses which have appeared in the use of patents. The abuses should be corrected. They have led to extravagantly critical attacks which tend to discredit a basicallv sound svstem. It is important that the patent svstem continue to serve the countrv in the manner intended by the Gonstitution, for it has been a vital element in the industrial vigor which has distinguished this Nation. The National Patent Planning Commission has reported on this subject. In addition, a detailed studv, with recommendations concerning the extent to which modifications should be made in our patent laws is currently being made under the leadership of the Secretarv of Commerce. It is recommended, therefore, that specific action with regard to the patent laws be withheld pending the submission of the report devoted exclusively to that subject. 21 International Exchange of Scientific Information International exchange of scientific information is of growing importance. Increasing specialization of science will make it more important than ever that scientists in this country keep continually abreast of developments abroad. In addition, a flow of scientific information constitutes one facet of general international accord which should be cultivated. The Government can accomplish significant results in several ways: by aiding in the arrangement of international science congresses, in the official accrediting of American scientists to such gatherings, in the official reception of foreign scientists of standing in this country, in making possible a rapid flow of technical information, including translation service, and possibly in the provision of international fellowships. Private foundations and other groups partially fulfill some of these functions at present, but their scope is incomplete and inadequate. The Government should take an active role in promoting the international flow of scientific information. The Special ISeed for Federal Support We can no longer count on ravaged Europe as a source of fundamental knowledge. In the past we have devoted much of our best eff^orts to the application of such knowledge which has been discovered abroad. In the future we must pay increased attention to discovering this knowledge for ourselves particularly since the scientific applications of the future will be more than ever dependent upon such basic knowledge. New impetus must be given to research in our country. Such new impetus can come promptly only from the Government. Expenditures for research in the colleges, universities, and research institutes will otherwise not be able to meet the additional demands of increased public need for research. Further, we cannot expect industry adequately to fill the gap. Industry will fully rise to the challenge of applying new knowledge to new products. The commercial incentive can be relied upon for that. But basic research is essentially noncommercial in nature. It will not receive the attention it requires if left to industry. For many years the Government has wisely supported research in the agricultural colleges and the benefits have been great. The time has come when such support should be extended to other fields. In providing Government support, however, we must endeavor to preserve as far as possible the private support of research both in industry and in the colleges, universities, and research institutes. These private sources should continue to carry their share of the financial burden. The Cost of a Program It is estimated that an adequate program for Federal support of basic research in the colleges, universities, and research institutes and for financing important applied research in the public interest, will cost about 10 million dollars at the outset and may rise to about 50 million dollars annually when fully underway at the end of perhaps 5 years. 22 Part Four RENEWAL OF OUR SCIENTIFIC TALENT Nature of the Problem The responsibility for the creation of new scientific knowledge rests on that small body of men and women who understand the fundamental laws of nature and are skilled in the techniques of scientific research. While there will always be the rare individual who will rise to the top without benefit of formal education and training, he is the exception and even he might make a more notable contribution if he had the benefit of the best education we have to offer. I cannot improve on President Conant's statement that: "* * * in every section of the entire area where the word science may properly be applied, the limiting factor is a human one. We shall have rapid or slow advance in this direction or in that depending on the number of really first-class men Vv'ho are engaged in the work in question. * * * So in the last analysis, the future of science in this country will be determined by our basic educational policy." A Note of Warning It would be follv to set up a program under which research in the natural sciences and medicine was expanded at the cost of the social sciences, humanities, and other studies so essential to national well-being. This point has been well stated by the Moe Committee as follows: "As citizens, as good citizens, we therefore think that we must have in mind while examining the question before us — the discovery and development of scientific talent — the needs of the whole national welfare. We could not suggest to you a program which would syphon into science and technology a disproportionately large share of the Nation's highest abilities, without doing harm to the Nation, nor, indeed, without crippling science. * * * Science cannot live by and unto itself alone." "The uses to which high ability in youth can be put are various and, to a large extent, are determined by social pressures and rewards. When aided by selective devices for picking out scientifically talented youth, it is clear that large sums of money for scholarships and fellowships and monetary and other rewards in disproportionate amounts might draw into science too large a percentage of the Nation's high ability, with a result highly detrimental to the Nation and to science. Plans for the discovery and development of scientific talent must be related to the other needs of society for high ability * * *. There is never enough ability at high levels to satisfy all the needs of the Nation; we would not seek to draw into science any more of it than science's proportionate share." 23 The W artime Deficit Among the voung men and women qualified to take up scientific work, since 1940 there have been few students o\'er 18, except some in medicine and engineering in Armv and Navy programs and a few 4-F's, who ha\'e followed an integrated scientific course of studies. Neither our allies nor, so far as we know, our enemies have done anything so radical as thus to suspend almost completelv their educational activities in scientific pursuits during the war period. Two great principles have guided us in this country as we have turned our full efforts to war. First, the sound democratic principle that there should be no favored classes or special pri\'ilege in a time of peril, that all should be readv to sacrifice equallv; second, the tenet that every man should serve in the capacity in which his talents and experience can best be applied for the prosecution of the war effort. In general we have held these principles well in balance. In my opinion, however, we ha\'e drawn too heavily for nonscientific pur- poses upon the great natural resource which resides in our trained young scientists and engineers. For the general good of the countrv too manv such men have gone into uniform, and their talents have not always been fully utilized. With the exception of those men engaged in war research, all physically fit students at graduate level ha\'e been taken into the armed forces. Those readv for college training in the sciences have not been per- mitted to enter upon that training. There is thus an accumulating deficit of trained research personnel which will continue for many years. The deficit of science and technology students who, but for the war, would have recei\'ed bachelor's degrees is about 150,000. The deficit of those holding advanced degrees — that is, voung scholars trained to the point where thev are capable of carrving on original work — has been estimated as amounting to about 17,000 bv 1955 in chemistrv, engineering, geologv, mathematics, phvsics, psvchologv, and the biological sciences. With vioitntir2g demands for scientists both for teaching and for research, we will enter the postwar period with a serious deficit in our trained scientific personnel. Improve the Quality Confronted with these deficits, we are compelled to look to the use of our basic human resources and formulate a program which will assure their conservation and effectixe development. The committee advising me on scientific personnel has stated the following principle which should guide our planning: "If we were all-knowing and all-wise we might, but we think probably not, write you a plan whereby there might be selected for training, which they otherwise would not get, those who, 20 vears hence, would be scientific leaders, and we might not bother about any lesser manifestations of scientific ability. But in the present state of knowledge a plan cannot be made which will select, and assist, only those young men and women who will gi\'e the top future leadership to science. To get top leadership there must be a relatively large base of high ability selected for development and then successive skim- mings of the cream of ability at successive times and at higher levels. No one can select 24 from the bottom those who will be the leaders at the top because unmeasured and unknown factors enter into scientific, or any, leadershij). There are brains and character, strength and health, happiness and spiritual vitality, interest and motivation, and no one knows what else, that must needs enter into this supra-mathematical calculus. "We think we probablv would not, even if we were all-wise and all-knowing, write you a plan whereby you would be assured of scientific leadership at one stroke. We think as we think because we are not interested in setting up an elect. We think it much the best plan, in this constitutional Republic, that opportunity be held out to all kinds and conditions of men whereby they can better themselves. This is the American way; this is the way the United States has become what it is. We think it very important that circumstances be such that there be no ceilings, other than ability itself, to intel- lectual ambition. We think it very important that everv boy and girl shall know that, if he shows that he has what it takes, the sky is the limit. Even if it be shown subsequently that he has not what it takes to go to the top, he will go farther than he would otherwise go if there had been a ceiling bevond v\'hich he alwavs knew he could not aspire. "By proceeding from point to point and taking stock on the way, by giving further opportunity to those who show themsekes worthy of further opportunity, by giving the most opportunity to those who show themselves continually developing — this is the way v^'e propose. This is the American way: a man works for what he gets." Remove the Barriers Higher education in this country is largely for those who have the means. If those who have the means coincided entirely with those persons who have the talent we should not be squandering a part of our higher education on those undeserving of it, nor neglecting great talent among those who fail to attend college for economic reasons. There are talented individuals in everv segment of the population, but with few exceptions those without the means of buying higher education go without it. Here is a tremendous waste of the greatest resource of a nation — the intelligence of its citizens. If ability, and not the circumstance of family fortune, is made to determine who shall receive higher education in science, then we shall he assured of constantly improving qjiality at every level of scientific activity. The Generation in Uniform Must !Sot Be Lost We have a serious deficit in scientific personnel partly because the men who would have studied science in the colleges and universities have been serving in the Armed Forces. Many had begun their studies before they went to war. Others with capacitv for scientific education went to war after finishing high school. The most immediate prospect of making up some of the deficit in scientific personnel is by salvaging scientific talent from the generation in uniform. For even if we should start now to train the current crop of high school graduates, it would be 1951 before thev would complete graduate studies and be prepared for effective scientific research. This fact underlines the necessity of salvaging potential scientists in uniform. The Armed Services shoidd comb their records for vien who, prior to or during the war, have given evidence of talent for science, and make prompt arrangements, consistent with current discharge plans, for ordering those who remain in iiniforui as soon as militarily possible to duty at institutions 25 here and overseas where the\ can continue their scientific education. More- over, they should see that those who study overseas have the benefit of the latest scientific developments. A Program The countr\' ma\' be proud of the fact that 95 percent of bovs and girls of fifth grade age are enrolled in school, but the drop in enrollment after the fifth grade is less satisfying. For e\'erv 1,000 students in the fifth grade, 600 are lost to education before the end of high school, and all but 72 have ceased formal education before completion of college. While we are con- cerned primarily with methods of selecting and educating high school grad- uates at the college and higher le\'els, we cannot be complacent about the loss of potential talent which is inherent in the present situation. Students drop out of school, college, and graduate school, or do not get that far, for a variety of reasons: they cannot aflford to go on; schools and colleges prox'iding courses equal to their capacity are not available locally; business and industry recruit many of the most promising before they have finished the training of which they are capable. These reasons apply with particular force to science: the road is long and expensix'C; it extends at least 6 years beyond high school; the percentage of science students who can obtain first-rate training in institutions near home is small. Improvement in the teaching of science is imperative, for students of latent scientific abilitx' are particularly xulnerable to high school teaching which fails to awaken interest or to provide adequate instruction. To enlarge the group of specially qualified men and women it is necessary to increase the number who go to college. This involves improved high school instruction, provision for helping indi\'idual talented students to finish high school (primarily the responsibility of the local communities), and opportunities for more capable, promising high school students to go to college. Anything short of this means serious waste of higher education and neglect of human resources. To encoiirage and enable a larger number of young tnen and women of ability to take wp science as a career, and in order gradually to reduce the defcit of trained scientifc personnel, it is recommended that provision be made for a reasonable number of ia) undergraduate scholarships and gradu- ate fellowships and (b) fellowships for advanced training and fundamental research. The details shoidd be worked out with reference to the interests of the several States and of the universities and colleges; and care shotdd be taken not to impair the freedom of the institutions and individuals concerned. The program proposed by the Moe Committee in Appendix 4 would pro- vide 24,000 undergraduate scholarships and 900 graduate fellowships and would cost about $30,000,000 annually when in full operation. Each year under this program 6,000 undergraduate scholarships would be made avail- able to high school graduates, and 300 graduate fellowships would be offered to college graduates. Approximately the scale of allowances provided for 26 under the educational |)ro!4iain \ov returning veterans has heen used in estimating the cost ot this program. The plan is, further, that all those who recei\'e such scholarships or fellow- ships in science should be enrolled in a National Science Reserve and be liable to call into the ser\'ice of the Government, in connection with scientific or technical work in time ol war or other national emergency declared by Congress or proclaimed b\ the President. Thus, in addition to the general benefits to the Nation by reason of the addition to its trained ranks of such a corps of scientific workers, there would be a definite benefit to the Nation in ha\ing these scientific workers on call in national emergencies. The Government would be well advised to invest the money involved in this plan e\en if the benefits to the Nation were thought of solely — which they are not — in terms of national preparedness. 27 Part Five A PROBLEM OF SCIENTIFIC RECONVERSION Effects of Mobilization of Science for War We have been living on our fat. For more than 5 years many of our scientists have been fighting the w^ar in the laboratories, in the factories and shops, and at the front. We have been directing the energies of our scientists to the development of weapons and materials and methods on a large number of relatively narrow projects initiated and controlled by the Office of Scientific Research and Development and other Government agencies. Like troops, the scientists have been mobilized and thrown into action to serv^e their country in time of emergency. But thev have been diverted to a greater extend than is generally appreciated from the search for answers to the funda- mental problems — from the search on which human welfare and progress depends. This is not a complaint — it is a fact. The mobilization of science behind the lines is aiding the fighting men at the front to win the war and to shorten it; and it has resulted incidentally in the accumulation of a vast amount of experience and knowledge of the application of science to par- ticular problems, much of which can be put to use when the war is over. Fortunately, this country had the scientists — and the time — to make this contribution and thus to advance the date of victory. Security Restrictions Shotild be Lifted Promptly Much of the information and experience acquired during the war is confined to the agencies that gathered it. Except to the extent that military security dictates otherwise, such knowledge should be spread upon the record for the benefit of the general public. Thanks to the wise provision of the Secretary of War and the Secretary of the Navy, most of the results of wartime medical research have been published. Sc\'eral hundred articles have appeared in the professional jour- nals; many are in process of publication. The material still subject to security classification should be released as soon as possible. It is my view that most of the remainder of the classified scientific material should be released as soon as there is ground for belief that the enemy will not be able to turn it against us in this war. Most of the information needed by industry and in education can be released without disclosing its embodi- 28 ments in actual militarv material and devices. Basically there is no reason to believe that scientists of other countries will not in time rediscover every- thing we now know which is held in secrecy. A broad dissemination of scientific information upon which further advances can readily be made furnishes a sounder foundation lor our national security than a policy of restriction which would impede our own progress although imposed in the hope that possible enemies would not catch up with us. During the war it has been necessary for selected groups of scientists to work on specialized problems, with relatively little information as to what other groups were doing and had done. Working against time, the Office of Scientific Research and Development has been obliged to enforce this practice during the war, although it was realized by all concerned that it was an emergency measure which prevented the continuous cross-fertilization so essential to fruitful scientific effort. Our ability to overcovie jwssihle future enemies defends upon scientific advances which will proceed more rapidly with diffusion of knowledge than under a policy of continued restriction of knowledge now in our possession. Need for Coordination In planning the release of scientific data and experience collected in connection with the war, we must not overlook the fact that research has gone forward under many auspices — the Army, the Navy, the Office of Scientific Research and Development, the National Advisory Committee for Aeronautics, other departments and agencies of the Government, educational institutions, and many industrial organizations. There ha\'e been numerous cases of independent discovery of the same truth in different places. To permit the release of information by one agency and to continue to restrict it elsewhere would be unfair in its effect and would tend to impair the morale and efficiency of scientists who have submerged individual interests in the controls and restrictions of war. A part of the information now classified which should be released is possessed jointly by our allies and ourselves. Plans for release of such information should be coordinated with our allies to minimize danger of international friction which would result from sporadic uncontrolled release. A Board to Control Release The agency responsible for recommending the release of information from military classification should be an Army, Navy, civilian body, well grounded in science and technology. It should be competent to advise the Secretary of War and the Secretary of the Navy. It should, moreover, have sufficient recognition to secure prompt and practical decisions. To satisfy these considerations I recommend the estahlishmcnt of a Board, made up equally of scientists and military men, whose function would he to pass upon the declassification and to control the release for puhlication of scientific inforviation which is now classified. 29 Publication Should Be Encouraged The release of information from security regulations is but one phase of the problem. The other is to provide for preparation of the material and its publication in a form and at a price which will facilitate dissemination and use. In the case of the Office of Scientific Research and Development, arrangements have been made for the preparation of manuscripts, while the staffs under our control are still assembled and in possession of the records, as soon as the pressure for production of results for this war has begun to relax. We should get this scientific material to scientists everywhere with great promptness, and at as low a price as is consistent with suitable format. We should also get it to the men studving overseas so that they will know what has happened in their absence. It is recommended that measures which will encourage and facilitate the ■preparation and fmhlication of reports he adopted forthwith hy all agencies, governmental and private, possessing scientific information released from security control. 30 Part Six THE MEANS TO THE END New Responsibilities for Government One lesson is clear from the reports of the several committees attached as appendices. The Federal Go\'ernment should accept new responsibilities for promoting the creation of new scientific knowledge and the development of scientific talent in our vouth. The extent and nature of these new responsibilities are set forth in detail in the reports of the committees whose recommendations in this regard are fullv endorsed. In discharging these responsibilities Federal funds should be made avail- able. We ha\'e given much thought to the question of how plans for the use of Federal funds mav be arranged so that such funds will not drive out of the picture funds from local governments, foundations, and private donors. We believe that our proposals will minimize that effect, but we do not think that it can be completely avoided. We submit, however, that the Nation's need for more and better scientific research is such that the risk must be accepted. It is also clear that the effective discharge of these responsibilities will require the full attention of some over-all agency devoted to that purpose. There should be a focal point within the Government for a concerted pro- gram of assisting scientific research conducted outside of Government. Such an agencv should furnish the funds needed to support basic research in the colleges and universities, should coordinate where possible research programs on matters of utmost importance to the national welfare, should formulate a national policv for the Government toward science, should sponsor the inter- change of scientific information among scientists and laboratories both in this country and abroad, and should ensure that the incentives to research in industry and the universities are maintained. All of the committees advising on these matters agree on the necessitv for such an agency. The Mechanism There are within Government departments many groups whose interests are primarilv those of scientific research. Notable examples are found within the Departments of Agriculture, Commerce, Interior, and the Federal Secu- ritv Agencv. These groups are concerned with science as collateral and 31 peripheral to the major problems of those Departments. These groups should remain where they are, and continue to perform their present functions, including the support of agricultural research by grants to the land grant colleges and experimental stations, since then- largest contribution lies in apph'ing fundamental knowledge to the special problems of the Departments within which thc\ are established. By the same token these groups cannot be made the repository of the new and large responsibilities in science which belong to the Government and which the Government should accept. The recommendations in this report which relate to research within the Go\'ernment, to the release of scientific information, to clarification of the tax laws, and to the recovery and develop- ment of our scientific talent now in uniform can be implemented by action within the existing structure of the Government. But nowhere in the gov- ernmental structure recei\'ing its funds from Congress is there an agency adapted to supplementing the support of basic research in the universities, both in medicine and the natural sciences; adapted to supporting research on new weapons for both Services; or adapted to administering a program of science scholarships and fellowships. A new agenc\' should be established, therefore, bv the Congress for the purpose. Such an agencv, moreover, should be an independent agency dex'oted to the support of scientific research and advanced scientific education alone. Industr\' learned manv vears ago that basic research cannot often be fruitfulK' conducted as an adjunct to or a subdixision of an operating agency or department. Operating agencies ha\e immediate operating goals and are under constant pressure to produce in a tangible wav, for that is the test of their value. None of these conditions is favorable to basic research. Research is the exploration of the unknown and is necessarily speculati\e. It is in- hibited bv con\'entional approaches, traditions, and standards. It cannot be satisfactorily conducted in an atmosphere where it is gauged and tested by operating or production standards. Basic scientific research should not, therefore, be placed under an operating agency whose paramount concern is anything other than research. Research will always suffer when put in competition with operations. The decision that there should be a new and independent agencx' was reached bv each of the committees advising in these matters. I am con\ inced that these new functions should be centered in one agency. Science is fundamcntalK a unitary thing. The number of independent agencies should be kept to a minimum. Much medical progress, for example, will come from fundamental ad\'ances in chemistrw Separation of the sci- ences in tight comjiartments, as would occur if more than one agency were involved, would retard and not ad\'ance scientific knowledge as a whole. Five Fiindanieiilnls There are certain basic principles which must underlie the program of Government supjiort for scientific research and education if such support is to be effecti\c and if it is to a\()id impairing the \'erv things we seek to foster. These principles are as follows: 32 (1) Whatever the extent of support may be, there must be stability of funds over a period of years so that long-range programs may be undertaken. (2) The agencv to administer such funds should be composed of citizens selected only on the basis of their interest in and capacity to promote the work of the agency. They should be persons of broad interest in and under- standing of the peculiarities of scientific research and education. (3) The agency should promote research through contracts or grants to organizations outside the Federal Government. It should not operate any laboratories of its own. (4) Support of basic research in the public and private colleges, uni- versities, and research institutes must leave the internal control of policy, personnel, and the method and scope of the research to the institutions themselves. This is of the utmost importance. (5) While assuring complete independence and freedom for the nature, scope, and methodology of research carried on in the institutions receiving public funds, and while retaining discretion in the allocation of funds among such institutions, the Foundation proposed herein must be responsible to the President and the Congress. Only through such responsibility can we main- tain the proper relationship between science and other aspects of a democratic system. The usual controls of audits, reports, budgeting, and the like, should, of course, apply to the administrative and fiscal operations of the Foundation, subject, however, to such adjustments in procedure as are necessary to meet the special requirements of research. Basic research is a long-term process — it ceases to be basic if immediate results are expected on short-term support. Methods should therefore be found which will permit the agency to make commitments of funds from current appropriations for programs of five years duration or longer. Conti- nuity and stability of the program and its support may be expected (a) from the growing realization by the Congress of the benefits to the public from scientific research, and (1?) from the conviction which will grow among those who conduct research under the auspices of the agency that good quality work will be followed by continuing support. Military Research As stated earlier in this report, military preparedness requires a permanent, independent, civilian-controlled organization, having close Haison with the Army and Navy, but with funds direct from Congress and the clear power to initiate military research which will supplement and strengthen that carried on directly under the control of the Army and Navy. As a temporary measure the National Academy of Sciences has established the Research Board for National Security at the request of the Secretary of War and the Secretarv of the Navy. This is highly desirable in order that there may be no interruption in the relations between scientists and military men after the emergencv wartime Office of Scientific Research and Development goes out of existence. The C'ongress is now considering legislation to provide funds for this Board by direct appropriation. 33 I belie^•e that, as a permanent measure, it would be appropriate to add to the agenc\- needed to perform the other functions recommended in this report the responsibihties for civihan-initiated and civihan-controllcd mihtary research. The function of such a ci\iHan group would be primarily to con- duct long-range scientific research on military problems — leaving to the Services research on the improvement of existing weapons. Some research on military problems should be conducted, in time of peace as well as in war, b\ ci\ilians independently of the military establishment. It is the primary responsibility of the /\rm\- and Na\'y to train the men, make available the weapons, and employ the strategy that will bring victor)^ in combat. The Armed Ser\'ices cannot be expected to be experts in all of the complicated fields which make it possible for a great nation to fight success- fully in total war. There are certain kinds of research — such as research on the improvement of existing weapons — which can best be done within the military establishment. Howexer, the job of long-range research involving application of the newest scientific disco\'eries to military needs should be the responsibilitx' of those cix'ilian scientists in the universities and in indus- try who are best trained to discharge it thoroughly and successfully. It is essential that both kinds of research go forward and that there be the closest liaison between the two groups. Placing the civilian military research function in the proposed agency would bring it into close relationship with a broad program of basic research in both the natural sciences and medicine. A balance between military' and other research could thus readily be maintained. The establishment of the new agency, including a civilian military re- search group, should not be delayed by the existence of the Research Board for National Security, which is a temporary measure. Nor should the creation of the new agency be delayed by uncertainties in regard to the postwar organization of our militar\' departments themselves. Clearly, the new agency, includinp a civilian military research group within it, can remain sufficiently flexible to adapt its operations to whatever may be the hnal organization of the military departments. National Research Foundation It is m\' judgment that the national interest in scientific research and scientific education can best be promoted by the creation of a National Research Foundation. I. Purposes The National Research Foundation should develop and promote a national policy for scientific research and scientific education, should support basic research in nonprofit organizations, should develop scientific talent in Amer- ican youth by means of scholarships and fellowships, and should by contract and otherwise support long-range research on military matters. II. Members 1. Responsibility to the people, through the President and Congress, should be placed in the hands of, say nine Members, who should be persons not 34 otherwise eonneeted with the Government and not representative of any special interest, who shoidd be known as National Research Foundation Members, selected b\ the President on the basis of their interest in and capacitv to promote the purposes of the Foundation. 2. The terms of the Members should be, say, 4 vears, and no Member should be eligible for immediate reappointment prox'ided he has served a full 4-vear term. It should be arranged that the Members first appointed ser\'e terms of such length that at least two Members are appointed each succeeding year. 3. The Members should serve without compensation but should be en- titled to their expenses incurred in the performance of their duties. 4. The Members should elect their own chairman annually. 5. The chief executive oflicer of the Foundation should be a director appointed by the Members. Subject to the direction and supervision of the Foundation Members (acting as a board), the director should discharge all the fiscal, legal, and administrative functions of the Foundation. The direc- tor should receive a salary that is fully adequate to attract an outstanding man to the post. 6. There should be an administrative office responsible to the director to handle in one place the fiscal, legal, personnel, and other similar admin- istrative functions necessary to the accomplishment of the purposes of the Foundation. 7. With the exception of the director, the division members, and one executive ofiicer appointed by the director to administer the affairs of each division, all employees of the Foundation should be appointed under Civil Service rcpulations. "is" III. Ormnization 1. In order to accomplish the purposes of the Foundation, the Members should establish several professional Divisions to be responsible to the Mem- bers. At the outset these Divisions should be: a. Division of Medical Research. — The function of this Division should be to support medical research. h. Division of Natural Sciences. — The function of this Division should be to support research in the physical and natural sciences. c. Division of National Defense. — It should be the function of this Divi- sion to support long-range scientific research on military matters. d. Division of Scientific Personnel and Education. — It should be the func- tion of this Division to support and to supervise the grant of scholar- ships and fellowships in science. e. Division of Pid?lications and Scientific Collaboration. — This Division should be charged with encouraging the publication of scientific knowl- edge and promoting international exchange of scientific information. 2. Each Division of the Foundation should be made up of at least five members, appointed by the Members of the Foundation. In making such appointments the Members should request and consider recommendations from the National Academy of Sciences which should be asked to establish a new National Research Foundation nominating committee in order to 35 bring together the recommendations of scientists in all organizations. The chairman of each Division should be appointed by the Members of the Foundation. 3. The Division Members should be appointed for such terms as the Members of the Foundation may determine, and may be reappointed at the discretion of the Members. They should receive their expenses and com- pensation for their services at a per diem rate of, say, $50 while engaged on business of the Foundation, but no Division Member should receive more than, say, $10,000 compensation per year. 4. Membership of the Division of National Defense should include, in addition to, say, five civilian members, one representative designated by the Secretary of War, and one representative of the Secretary of the Navy, who should serve without additional compensation for this duty. Proposed Organization of National Research Foundation NATIONAL RESEARCH FOUNDATION MEMBERS DIRECTOR DIVISION OF MEDICAL RESEARCH MEMBERS EXECUTIVE OFFICER STAFF OFFICES GENERAL COUNSEL FINANCE OFFICER ADMINISTRATIVE PLANNING PERSONNEL DIVISION OF NATURAL SCIENCES MEMBERS EXECUTIVE OFFICER DIVISION OF SCIENTIFIC PERSONNEL & EDUCATION MEMBERS DIVISION OF NATIONAL DEFENSE MEMBERS EXECUTIVE OFFICER DIVISION OF PUBLICATIONS & SCIENTIFIC COLLABORATION MEMBERS EXECUTIVE OFFICER EXECUTIVE OFFICER 36 IV. Functions 1. The Mevihers of the Foundation should have the following functions, powers, and duties: a. To formulate over-all policies of the Foundation. h. To establish and maintain such offices within the United States, its territories and possessions, as they may deem necessary. c. To meet and function at any place within the United States, its terri- tories and possessions. d. To obtain and utilize the services of other Government agencies to the extent that such agencies are prepared to render such services. e. To adopt, promulgate, amend, and rescind rules and regulations to carrv out the provisions of the legislation and the policies and practices of the Foundation. f. To review and balance the financial requirements of the several Divi- sions and to propose to the President the annual estimate for the funds required by each Division. Appropriations should be earmarked for the purposes of specific Divisions, but the Foundation should be left discretion with respect to the expenditure of each Division's funds. g. To make contracts or grants for the conduct of research by negotiation without advertising for bids. And with the advice of the National Research Foundation Divisions concerned — h. To create such advisory and cooperating agencies and councils, State, regional, or national, as in their judgment will aid in effectuating the purposes of the legislation, and to pay the expenses thereof. i. To enter into contracts with or make grants to educational and non- profit research institutions for support of scientific research. j. To initiate and finance in appropriate agencies, institutions, or organi- zations, research on problems related to the national defense. k. To initiate and finance in appropriate organizations research projects for which existing facilities are unavailable or inadequate. /. To establish scholarships and fellowships in the natural sciences includ- ing biology and medicine. m. To promote the dissemination of scientific and technical information and to further its international exchange. n. To support international cooperation in science by providing financial aid for international meetings, associations of scientific societies, and scientific research programs organized on an international basis. o. To devise and promote the use of methods of improving the transition between research and its practical application in industi'y. 2. The Divisions should he responsible to the Members of the Founda- tion for — a. Formulation of programs and policy within the scope of the particular Divisions. h. Recommendation regarding the allocation of research programs among research organizations. 37 c. Recommendation of appropriate arrangements between the Foundation and the organizations selected to carry on the program. d. Recommendation of arrangements with State and local authorities in regard to cooperation in a program of science scholarships and fellow- ships. e. Periodic review of the quality of research being conducted under the auspices of the particular Division and revision of the program of sup- port of research. /. Presentatidn of budgets of financial needs for the work of the Division. g. Maintaining liaison with other scientific research agencies, both gov- ernmental and private, concerned with the work of the Division. V. Patent Policy The success of the National Research Foundation in promoting scientific research in this country will depend to a very large degree upon the coop- eration of organizations outside the Government. In making contracts with or grants to such organizations the Foundation should protect the public interest adequately and at the same time leave the cooperating organizations with adequate freedom and incentive to conduct scientific research. The public interest will normally be adequately protected if the Government receives a royaltv-free license for governmental purposes under any patents resulting from work financed by the Foundation. There should be no obli- gation on the research institution to patent discoveries made as a result of support from the Foundation. There should certainly not be anv absolute requirement that all rights in such discoveries be assigned to the Government, but it should be left to the discretion of the Director and the interested Divi- sion whether in special cases the public interest requires such an assignment. Legislation on this point should leave to the Members of the Foundation discretion as to its patent policv in order that patent arrangements mav be adjusted as circumstances and the public interest require. VI. Special Authority In order to insure that men of great competence and experience may be designated as Members of the Foundation and as Members of the several professional Divisions, the legislation creating the Foundation should contain specific authorization so that the Members of the Foundation and the Mem- bers of the Divisions may also engage in private and gainful employment, notwithstanding the provisions of anv other laws: provided, however, that no compensation for such employment is received in any form from any profit-making institution which receives funds under contract, or otherwise, from the Division or Divisions of the Foundation with which the individual is concerned. In normal times, in view of the restrictive statutory prohibi- tions against dual interests on the part of Government officials, it would be virtually impossible to persuade persons having private employment of any kind to serve the Government in an official capacity. In order, however, to secure the part-time services of the most competent men as Members of the Foundation and the Divisions, these stringent prohibitions should be relaxed to the extent indicated. Since research is unlike the procurement of standardized items, which are 38 susceptible to competitive bidding on fixed specifications, the legislation creating the National Research Foundation should free the Foundation from the obligation to place its contracts for research through advertising for bids. This is particularK' so since the measure of a successful research contract lies not in the dollar cost but in the qualitative and quantitative contribution which is made to our knowledge. The extent of this contribution in turn depends on the creative spirit and talent which can be brought to bear within a research laboratory. The National Research Foundation must, therefore, be free to place its research contracts or grants not only with those institu- tions which have a demonstrated research capacity but also with other insti- tutions whose latent talent or creative atmosphere affords promise of research success. As in the case of the research sponsored during the war by the Ofhce of Scientific Research and Development, the research sponsored by the National Research Foundation should be conducted, in general, on an actual cost basis without profit to the institution receiving the research contract or grant. There is one other matter which requires special mention. Since research does not fall within the category of normal commercial or procurement operations which are easily covered by the usual contractual relations, it is essential that certain statutory and regulatory fiscal requirements be waived in the case of research contractors. For example, the National Research Foundation should be authorized by legislation to make, modify, or amend contracts of all kinds with or without legal consideration, and without per- formance bonds. Similarlv, advance payments should be allowed in the discretion of the Director of the Foundation when required. Finally, the normal vouchering requirements of the General Accounting Office with respect to detailed itemization or substantiation of vouchers submitted under cost contracts should be relaxed for research contractors. Adherence to the usual procedures in the case of research contracts will impair the efficiency of research operations and will needlesslv increase the cost of the work to the Government. Without the broad authority along these lines which was contained in the First War Powers Act and its implementing Executive Orders, together with the special relaxation of vouchering requirements granted by the General Accounting Office, the Office of Scientific Research and Development would have been gravely handicapped in carr)nng on research on military matters during this war. Colleges and universities in which research will be conducted principally under contract with the Foundation are, unlike commercial institutions, not equipped to handle the detailed vouchering procedures and auditing technicalities which are re- quired of the usual Government contractors. VIL Budget Studies by the several committees provide a partial basis for making an estimate of the order of magnitude of the funds required to implement the proposed program. Clearly the program should grow in a healthy manner from modest beginnings. The following very rough estimates are given for the first year of operation after the Foundation is organized and operating, and for the fifth year of operation when it is expected that the operations would have reached a fairlv stable level: 39 Activity Millions of dollars First year Fifth year Division of Medical Research ._ _ _ $5.0 10.0 10.0 7.0 .5 1.0 $20.0 Division of Natural Sciences Division of National Defense 50.0 20.0 Division of Scientific Personnel and Education 29.0 Division of Publications and Scientific Collaboration Administration . . . _ _ _ . 1.0 2.5 33.5 122.5 Action by Congress The National Research Foundation herein proposed meets the urgent need of the davs ahead. The form of the organization suggested is the result of considerable deliberation. The form is important. The very successful pattern of organization of the National Advisory Committee for Aeronautics, which has promoted basic research on problems of flight during the past thirty years, has been carefully considered in proposing the method of appointment of iMembers of the Foundation and in defining their respon- sibilities. Moreover, whate\'er program is established it is vitally important that it satisf\' the Fi\'e Fundamentals. The Foundation here proposed has been described only in outline. The excellent reports of the committees which studied these matters are attached as appendices. They will be of aid in furnishing detailed suggestions. Legislation is necessar\-. It should be drafted with great care. Early action is imperative, hovyever, if this Nation is to meet the challenge of science and fully utilize the potentialities of science. On the wisdom with which we bring science to bear against the problems of the coming years depends in large measure our future as a Nation. 40 APPENDICES 41 IN MEMORIAM The following members of the advisory committees have died since the publication of Science, the Endless Frontier in 1945: Isaiah Bowman Walter C. Coffey Karl T. Compton r. e. doherty Clarence A. Dykstra Farnham p. Griffiths W. S. Hunter W. Rupert Maclaurin Charles E. MacQuigg Cleveland Norcross J. Hugh ODonnell W. W. Palmer J. T. Tate Kenneth B. Turner 42 Appendix 1 Committees Consulted Question "With particular reference to the war of science against disease, what can be done now to organize a program for continuing in the future the work which has been done in medicine and related sciences?" Committee Dr. W. W. Palmer, chairman; Bard professor of medicine, Columbia Uni- versity; director of medical service of Presb\'terian Hospital, New York City.' Dr. Homer VV. Smith, secretary; director, physiology laboratory, School of Medicine, New York University. Dr. Kenneth B. Turner, assistant secretary; assistant professor of medicine, Columbia University. Dr. VV. B. Castle, professor of medicine, Harvard Unixersitv; associate di- rector, Thorndike Memorial Laboratory, Boston City Hospital. Dr. Edward A. Doisy, director, department of physiology and biochemistry, St. Louis Llniversity School of Medicine (recipient of Nobel Award). Dr. Ernest Goodpasture, professor of pathology. School of Medicine, Van- derbilt Unix'ersitv. Dr. Alton Ochsner, professor of surgery and head of the department of surgery at Tulane LIni\'ersity School of Medicine. Dr. Linus Pauling, head of the division of chemistry and chemical engineer- ing and director of the chemical laboratories at the California Institute of Technology. Dr. James |. Waring, professor of medicine, Llniversity of Colorado School of Medicine. 43 Question "What can the Government do now and in the future to aid research activities bv pubhc and private organizations? The proper roles of public and of pri\ate research, and their interrelation, should be carefully considered. ' Committee Dr. Isaiah Bowman, chairman; president of Johns Hopkins University. Dr. J. T. Tate, vice chairman; research professor of physics, University of Minnesota. Dr. W. Rupert Maclaurin, secretarv; professor of economics, Massachusetts Institute of Technology. Dr. 01i\er E. Bucklev, president of the Bell Telephone Laboratories. Dr. Weaker C. Coffev, president of the Uni\ersitv of Minnesota. Mr. Oscar S. Cox, deputy administrator of the Foreign Economic Admin- istration. Col. Bradlev Dewev, president of Dewey & Almv Chemical Co. Dr. Clarence A. Dvkstra, prox'ost of the Uni\'ersitv of California at Los Angeles. Dr. C. P. Haskins, director of Haskins Laboratories. Dr. Edwin H. Land, president and director of research, Polaroid Corpora- tion. Dr. Charles E. MacOuigg, dean of the College of Engineering, Ohio State Uni\'ersitv. Dr. Harold G. Moulton, president of the Brookings Institution. Re\'. ]. Hugh O'Donnell, president of the LIni\ersit\' of Notre Dame. Dr. I. I. Rabi, professor of phvsics, Columbia Uni\'ersit^' (recipient of Nobel Award). Dr. Warren Wea\'er, director for natural sciences. Rockefeller Foundation. Dr. Robert E. Wilson, chairman of the board, Standard Oil Co. of Indiana. Dr. William E. \\^-ather, director, LI. S. Geological Survev. Question "Can an effective program be proposed for discovering and developing scientific talent in American vouth so that the continuing future of scien- tific research in this country mav be assured on a le\'el comparable to what has been done during the war? ' Committee Dr. Henr\' Allen Moe, chairman; secretar\'-general of the John Simon Gug- genheim Memorial Foundation. Mr. Lawrence K. Frank, secretary. Mr. Henrv Chauncev, assistant secretarv. Dr. Henr\' A. Barton, director of the American Institute of Phvsics. Dr. C. Lalor Burdick, special assistant to the president, E. I. du Pont de Nemours & Co. Co]itinHL>d, next pngf 44 Dr. J. B. Conant, president of Harvard University; chairman of the National Defense Research Committee. Dr. Watson Davis, editor and director of Science Service. Dr. R. E. Dohertv, president of the Carnegie Institute of Technology. Dr. Paul E. Elicker, executive secretary, National Association of Secondary School Principals. Mr. Farnham P. Griffiths, lawyer, San Francisco. Dr. W. S. Hunter, professor of psychology at Brown University. Dr. T. R. McConnell, dean of the College of Science, Literature, and Arts at the Universitv of Minnesota. Mr. Walter S. Rogers, director of the Institute of Current World Affairs. Dr. Harlow Shapley, director of the Harvard College Observatory. Dr. Hugh S. Taylor, dean of the Graduate School, Princeton University. Dr. E. B. Wilson, professor of vital statistics. Harvard Universitv School of Public Health. Question "What can be done, consistent with military security, and with the prior approval of the military authorities, to make known to the world as soon as possible the contributions which have been made during our war eflfort to scientific knowledge"?" Committee Dr. lr\'in Stewart, chairman; executive secretary of the Office of Scientific Research and Development; director of the Committee on Scientific Aids to Learning of the National Research Council. Mr. Cleveland Norcross, secretary; executive assistant to the executive sec- retary of the Office of Scientific Research and Development. Dr. 1. P. Baxter III, president of Williams College; historian of the Office of Scientific Research and Development. Dr. Karl T. Compton, president of the Massachusetts Institute of Tech- nology; chairman of the Research Board for National Security; member of the National Defense Research Committee. Dr. 1. B. Conant, president of Harvard University; chairman of the National Defense Research Committee. Dr. A. N. Richards, vice president of the University of Pennsylvania in charge of Medical Affairs; chairman of the Committee on Medical Re- search of the Office of Scientific Research and Development. Dr. M. A. Tuve, director, applied physics laboratory, Johns Hopkins Uni- versitv; staff member of the department of Terrestrial Magnetism of the Carnegie Institution of Washington. Mr. Carroll L. Wilson, executive assistant to the Director of the Office of Scientific Research and Development. 45 Appendix 2 Report of tlie Medical Advisory Coramlttee Table of Contents Page Letter of transmittal 47 Members of the Committee — 48 Summary 49 Recommendations 51 Part I. Considerations on which the recommendations of the Committee are based 52 1. The record of medicine in World War II 52 2. The Committee on Medical Research of the Office of Scientific Research and Development 53 3. Effect of war on medical research 54 4. The need for continued medical research 54 5. Importance of fundamental research to the progress of medicine 55 6. The place of medical schools and universities in medical research 56 7. Medical research under State sponsorship in Great Britain 56 8. The need for Federal aid to medical research 57 9. How financial aid should be supplied 58 10. Estimated cost of program 60 11. The need for an independent agency 60 12. Compensation 61 13. Patent rights 61 Part II. Fundamental principles governing the use of Federal funds for medical research 62 Part III. Recorrunendations outlining the establishment of a "National Founda- tion for Medical Research" as an independent Federal agency 64 1. Composition of the Foundation 64 Board of trustees 64 Technical board 65 Office of the executive secretary 66 2. Functions of the Foundation 66 Financial aid 67 a. General research funds 67 b. Fellowships 67 c. Grants-in-aid 68 Coordination and initiation of research 68 3. Reports 68 4. Authority to modify procedure -— 69 46 LETTER OF TRANSMITTAL Dr. Vannevar Bush, Director, Office of Scientific Research and Developinent, 1530 P Street NW., Washington 25, D. C. My Dear Dr. Bush: It is my privilege to submit herewith the report of the Medical Advisory Committee appointed by you in January of this year to answer the second question in President Roosevelt's letter of November 17, 1944, which was worded : With particular reference to the war of science against disease, what can be done now to organize a program for continuing in the future the work which has been done in medicine and related sciences? The fact that the annual deaths in this country from one or two diseases alone are far in excess of the total number of lives lost by us in battle during this war should make us conscious of the duty we owe future generations. In preparing this report, the Committee has consulted some 350 repre- sentatives from 73 of the 77 medical schools of the United States, from the Services, from various research institutions, from the pharmaceutical indus- trv, and from philanthropic foundations; it has conferred in joint meeting with the Committee on Medical Research; and it has received written com- ment and advice from many leaders in medicine and allied sciences through- out the country. The report, which is preceded by a summarv, is in three parts: (1) Con- siderations on which the recommendations of the Committee are based, (2) fundamental principles governing the use of Federal funds for medical re- search, (3) recommendations outlining the establishment of a National Foundation for Medical Research as an independent Federal agency. The Committee recognizes a great and urgent need for the expansion and renovation of medical school laboratories. However, our study has taken no account of this requirement, pertinent as it is to medical research, since a building program was considered outside the scope of our assignment. This report has the unanimous approval of mv Committee and I submit it with the conviction that it has, almost without exception, the endorsement of the manv individuals to whom the Committee is so deeplv indebted for freely gi\'en and \aluable ad\ice. Respectfully vours, Walter W. Palmer, Chairman, Medical Advisory Committee. April 25, 1945. 47 MEMBERS OF THE COMMITTEE Dr. Walter W. Palmer, chairman, Bard professor of medicine, Columbia University; director of medical service of the Presbyterian Hospital, New York City. Dr. Homer W. Smith, secretary, director, physiology laboratory. School of Medicine, New York University. Dr. Kenneth B. Turner, assistant secretary, assistant professor of medicine, Columbia University. Dr. William B. Castle, professor of medicine. Harvard University; associate director, Thorndike Memorial Laboratory, Boston City Hospital. Dr. Edward A. Doisy, director, department of physiology and biochemistry, St. Louis University School of Medicine (recipient of Nobel Award). Dr. Ernest Goodpasture, professor of pathology. School of Medicine, Van- derbilt University. Dr. Alton Ochsner, professor of surgery and head of the department of surgery, Tulane University School of Medicine. Dr. Linus Pauling, head of the division of chemistry and chemical engineer- ing, director of the chemical laboratories at the California Institute of Technology. Dr. James J. Waring, professor of medicine, Uni\'ersity of Colorado School of Medicine. 48 SUMMARY Impressed by the contributions medicine has made in the present world struggle, President Roosevelt asked what could be done by the Government in the future to aid "the war of science against disease." Recognition of the brilliant record of medicine in World War II has brought comfort to thousands of families with members in the armed forces. Compared to World War I the death rate for all diseases in the Army, includ- ing overseas forces, has fallen from 14.1 to 0.6 per 1,000 strength. Penicillin and the sulfonamides, the insecticide DDT, better vaccines, and improved hygienic measures have all but conquered yellow fever, dysentery, typhus, tetanus, pneumonia, meningitis. Malaria has been controlled. Disability from venereal disease has been radically reduced by new methods of treat- ment. Dramatic progress in surgery has been aided by the increased avail- ability of blood and plasma for transfusions. Much of the credit for these advances is properly assignable to the Com- mittee on Medical Research of the Office of Scientific Research and Devel- opment. In 3 years this organization has developed penicillin and DDT; supported blood fractionation studies resulting in serum albumin as a blood substitute and immune globulin as a new countermeasure against infections; and standardized the effective treatment of malaria with atabrine now used by the armed forces. Up to July 1944, this program had cost $15,000,000, a modest outlay for the saving in suffering and lives. These dramatic advances in medicine during the war have been the result of developmental rather than fundamental research, and have come through the application, to problems of wartime importance, of a large backlog of scientific data accumulated through careful research in the years prior to the war. In the meantime, sorely needed additions to- basic knowledge have been prevented. The war has forced us to set aside fundamental research to a large extent. Our capacity to carry out research in the future has been impaired bv the curtailment of medical education, the absorption of physi- cians into the armed forces, the prohibition against training draft-eligible men in the basic medical sciences, and the diversion into developmental problems of those scientists who were able to remain in their laboratories. The universities are the chief contributors to pure science, for research thrives best in an atmosphere of academic freedom. It is to the universities 49 that we must turn to train more men for research and to provide the infor- mation that will enable us to solve the problems of cancer, degenerative disease and the ageing process, neuropsychiatric disorders, peptic ulcer, asthma, and e\'en the common cold. Universitv funds that can be used for medical research are decreasing as research costs rise. Income from endowment is steadily shrinking, while endowment itself is no longer being increased bv large new gifts. Medical schools must continue to meet relativelv fixed expenses of teaching and overhead from smaller budgets, with the result that less money is left for research. Medical research will continue in the future, regardless of any adverse circumstances. The Go\'ernment, however, has an opportunity to play an important role in supplementing the depleted research budgets of medical schools. Federal aid will increase the volume of medical research; it will strengthen the promise of important discoverv and speed its fulfillment; it will encourage and develop the financiallv weaker schools now at a serious disad\'antage; and it will enable the United States to maintain its position of world leadership in medical research in competition with the nations of Europe where State funds have long been available for scientific research. When a government wiselv invests the people's monev in medical research, the people receive huge dividends in the form of better health and longer lives. If Federal funds are to be used to aid medical research, they should be provided in three forms: 1. Funds should be made available as unrestricted grants, with no portion earmarked for a specific purpose, to supplv technical help and materials; to enable a limited number of voung people to obtain research experience during their regular course in medicine; to build up research in institutions where, for financial reasons, it is not now well-developed; and to cover a multitude oF research requirements within each institution. The admin- istration of these funds should be decentralized to the fullest possible extent, allowing full plav to the wisdom and experience of medical school faculties and administrators. If a central agency were to attempt to underwrite a program of this sort item by item, the costs of administration would be pro- hibitive, and the organization would be too rigid and ponderous to meet the numerous, diverse, and sometimes rapidly varying needs of the institutions. 2. Funds should be made available to support fellowships in order that young people with aptitude for research mav be selected, trained, and given an opportunity to carry on research. 3. Funds should be made available to support special projects of consid- erable magnitude and importance bv grants-in-aid. The Federal agency should receive its funds by such means as to permit it to fa\'or long term grants, up to 10 years. Federal aid should be initiated modestly. Funds exceeding the capacity of the Nation's research institutions to utilize them effectively would do harm bv encouraging mediocre work and by driving away unix'crsitv and foundation support. The responsible agency must remain free from political influence and resistant to special pressures. Its policies must be determined 50 by scientists who bring sympathetic understanding to the problems of research. The agency must have the necessary flexibility to modify its procedures in the light of experience. From available information it is estimated that approximately 5 to 7 million dollars annually could be used effectively in the immediate postwar period. As the research program develops a larger sum may be required. Recommendations The Committee recommends that Government aid be provided for medi- cal research through the creation of an independent Federal agency to be called the National Foundation for Medical Research. The Foundation would consist of a board of trustees, a technical board, and the necessary administrative organization. The board of trustees would consist of five eminent scientists appointed by the President with the approval of the Senate for terms of 5 years, and in such a way initially as to secure rotation by the retirement of one member each year. The trustees would serve on a part-time basis, be paid for their work, and be appointed without regard to civil-service laws. Meetings of the trustees would be held monthly with one meeting annually in each of six geographical regions. The trustees would determine the policies of the Foundation and act on all requests for funds. The technical board would consist of 12 scientists, representing special fields of medical science, appointed by the trustees for terms of 3 years, and in such a way initially as to secure rotation by the retirement of 4 members each year. Technical board members would serve on a part-time basis, be paid for their work, and be appointed without regard to the civil-service laws. Members of the technical board would have the necessary aides and ad hoc committees to assist them in the performance of their duties. The technical board would forward all requests for funds to the trustees with recommendations for appropriate action, follow the progress of work sup- ported by the Foundation, and prepare reports or appraisals requested by the trustees. The financial and other business affairs of the Foundation would be in charge of a full-time executive secretary responsible to the trustees. The Foundation would not engage in research but would initiate and coordinate research in existing institutions and maintain liaison with inter- ested domestic and foreign agencies. 51 Part One Considerations on which the Recommendations of the Committee are Based 1. The Record of Medicine in World War II We believe that at no time has su- perior medical and surgical care been a\'ailable to the public generally than is now recei\ed by our armed forces even in the most remote parts of the world. Public knowledge of the ex- cellence of this care has brought com- fort to thousands of anxious families and has strengthened the morale of our fighting men. The magnificent records of the medical departments of the Arm\' and Navy are directly attributable to two factors: (1) The training men re- cei\'ed before the war in American medical schools and teaching hospi- tals was the best in the world, and, when war came, large reserves of superbly trained physicians and sur- geons were available for the armed forces. (2) Medical progress had been rapid before the war and was continued at an accelerated rate dur- ing the war under the stimulus of the Committee on Medical Research and the Army Epidemiologv Board. The results are spectacular. Be- tween World War I and World War II, the death rate for all diseases in the Army, including overseas forces, has been reduced from 14.1 to 0.6 per 1,000 strength. Dysentery, for- merly the scourge of armies, has be- come a minor problem. Tetanus, typhoid, paratyphoid, cholera, and smallpox have been practicallv elimi- nated. As a result of a potent vaccine 52 and impro\'ed mosquito control, yel- low fever has not appeared in the Armv or Navy. The prompt arrest of the Naples epidemic of typhus by means of the insecticide DDT is a dramatic example of preventive medicine. The use of the sulfa drugs has lowered the death rate from lobar pneumonia in the Armv from 24 per- cent in World War I to less than 1 percent at present. The death rate from meningitis has been reduced to one-tenth of that in World War I. Penicillin is one of the great tri- umphs of modern therapeutics. By its use death rates and disability from infections due to the staphylococcus, streptococcus, pneumococcus, and an- thrax bacillus have been greatly re- duced. It has also proved to be a most effective weapon in limiting mfection and in accelerating healing of wounds and burns. As a result of treatment with penicillin the days per man per year lost from active duty in 1944 because of venereal dis- ease were one-third of those for 1940. The temporary disabling complica- tions of gonorrhea have been cut in this period to one twenty-fourth. Ad\'ances in surgery have been scarcely less dramatic. Despite dev- astating antipersonnel munitions, the fatality rate among the wounded has been as low as in any war in history. Prolonged and difficult operations are performed successfully in field hos- pitals close to the front. Surgical skill has been aided by the avail- ability of large quantities of plasma and whole blood for the treatment of severely wounded men. 2. The Committee on Medical Research of the Office of Scien- tific Research and Development In the summer of 1940, the advice of the Di\'ision of Medical Sciences of the National Research Council was sought by the Surgeons General in many fields of medicine and sur- pery. Ultimately 13 committees and 43 subcommittees were set up in avi- ation medicine, chemotherapy, con- valescence and rehabilitation, drugs and medical supplies, industrial medi- cine, medicine including malarial studies, infectious diseases, nutrition, tropical disease, tuberculosis, venereal diseases, etc., neuropsychiatry, path- ology, sanitary engineering, shock and transfusion, surgery, and the treatment of gas casualties. In June 1941, the Committee on Medical Research was organized un- der the Office of Scientific Research and Development, to "initiate and support scientific research on medical problems affecting the national de- fense." The existing committees of the National Research Council acted in an advisory capacity to the new organization. As of December 1, 1944, 496 re- search contracts had been executed by the Committee on Medical Re- search with 120 different institutions. Over 95 percent of these contracts were with universities or teaching hospitals. The personnel represented in this work numbered about 2,670, of whom 553 were physicians. These investigators have studied dysentery, bubonic plague, cholera, gas gan- grene, influenza, tuberculosis, hemo- lytic streptococcal disease, encepha- litis, primary atypical pneumonia, airborne infections, venereal diseases, infected wounds, burns, neurosur- gery. X-rays, surgical sutures, shock, blood substitutes, treatment of gas casualties, convalescence and reha- bilitation, insect and rodent control, antimalarial drugs, and the develop- ment and use of penicillin. Among the most conspicuous achievements of this program are the following: a. The acquisition, in civilian hos- pitals and laboratories, of suffi- cient knowledge of the thera- peutic value of penicillin to warrant its official adoption by the medical divisions of the Army and Navy and to provide the impetus for the great pro- duction program that has made this remarkable drug available in large quantities for both mili- tary and civilian use. h. Developments in insect repel- lents and insecticides, particu- larly DDT, important in guard- ing troops against insect-borne diseases such as typhus and malaria. c. The study of human blood plasma which has led to use by the armed forces of serum al- bumin as a blood substitute, of immune globulins to combat in- fections, and of fibrin foam to stop bleeding. d. The improvement and stand- ardization of the treatment of malaria by atabrine. e. The determination of the rela- tive usefulness of sulfonamide drugs in the treatment of wounds and burns. f. The physiological indoctrination of our airmen and the develop- ment of devices which enable them to endure the rigors of 53 high altitudes without disastrous loss of fighting capacity or life. It is fair to say that without the Office of Scientific Research and De- \'elopment or its equivalent few or none of the investigations listed above would have been carried out with the same speed and thoroughness. This research program to June 30, 1944, had cost over $15,000,000. Private funds were not available to finance this work. 3. Effect of War on Medical Research Despite this imposing record of practical achievement, the war has seriously retarded the long-range de- velopment of medicine in ways per- haps not immediately apparent to the uninformed, but nevertheless with effects that will be longlasting. Because those physicians and scien- tists who have remained in their laboratories have, for patriotic rea- sons, devoted themselves to special problems raised by the exigencies of war, essential fundamental research has decreased to an extent which can only be viewed with grave concern. Our hospitals and medical schools have suffered serious depletions of staff in order to supply the armed forces with needed physicians. Medi- cal education has been hurried and impaired by the accelerated program, and the advanced training of young men has been in practically complete abeyance throughout the war. This diversion of physicians, coupled with an effective prohibition against gradu- ate training in the ancillary sciences has left the fields of medical science barren and without the seed to pro- duce a new generation of investi- gators. It will be many years before medicine fully recovers. 4. The Need for Continued Medical Research It must be emphasized that nearly all that was good or apparently new in war medicine had its roots in civilian medicine. The pressure of war served chiefly to accelerate the development and large scale applica- tion to military needs of previously known facts. Medicine must consider now how to attack the medical prob- lems of peace. As President Roosevelt noted, the annual deaths in this country from one or two diseases alone are far in excess of the total number of lives lost by us in battle. This is true even though notable progress has been made in civilian medicine during the past three decades. Diabetes has been brought under control by the dis- covery of insulin; pernicious anemia by the use of liver therapy; and the once widespread deficiency diseases hav^e been almost eradicated, even in the poorest income groups, by the discovery of accessory food factors and the improvement of the diet. Notable advances have been made in the early diagnosis of cancer, and in the surgical and radiation treat- ment of this dreaded disease. In the period of 1900 to 1942, the average life expectancy of the Ameri- can people increased from 49 to 65 years, largely as a result of the re- duction in the death rates of infants and children. In the last two decades, the death rate from diseases of child- hood has been reduced 87 percent. Deaths from scarlet fever have been reduced 92 percent, from whooping cough 74 percent, and from measles 91 percent. The death rate from diph- theria among children (5 to 14) is only one eighteenth what it was two decades ago. Only one-fourth as many children die today from tuber- 54 culosis and pneumonia as would if the mortality rate of 20 years ago still preyailed. The death rate among children between the ages of 5 and 14 from all causes combined was cut 57 percent between 1922 and 1942. For eyery three children who die under current conditions, more than seyen would haye died if the death rate of two decades ago had continued. This reduction in the death rate in childhood has shifted the emphasis in medicine to the middle- and old- age groups, and particularly to the malignant diseases and the degenera- tiye processes which are prominent in the later decades of life. Cardioyas- cular disease, including chronic dis- ease of the kidneys, arteriosclerosis, and cerebral hemorrhage, now ac- counts for 45 percent of the deaths in the United States. Second in im- portance are the infectious diseases, and third is cancer. Added to these are many maladies (for example, the common cold, arthritis, asthma and hay feyer, peptic ulcer) which, though infrequently fatal, cause in- calculable disability. Another aspect of the changing emphasis in clinical medicine is the increasing incidence of mental dis- ease. Approximately 7,000,000 per- sons in the United States are men- tally ill. More than one-third of the hospital beds in this country are filled with such persons at a cost of $175,- 000,000 annually. Each year nearly 125,000 mentally ill new patients are hospitalized. In short, despite notable progress in prolonging the span of human life and in alleyiating suffering, ade- quate methods of preyention and cure are not yet ayailable for many diseases. Additional hospitals, physi- cians, and mechanisms for dispersing knowledge, howeyer useful, cannot su])ply a complete solution. We sim- ply do not know enough, and in- creased facilities for medical care will not supply the missing answers. The basic task faced by medicine is con- tinued exploration of the human organism and the nature of disease. This exploration has only begun. 5. Importance of Fundamental Research to the Progress of Medicine Research in medicine may be car- ried out eflfectiyely in two ways: First, by a coordinated attack on a particular disease; or second, by inde- pendent studies of the fundamental nature of the human body and its physiological mechanisms, of the nature of bacteria, yiruses, and other agents of disease, and of the influence of enyironment on both. An example of the first method is the attack on malaria carried out under the Army, Nayy, Public Health Seryice, the National Research Council, and the Office of Scientific Research and De- yelopment. The discoyery of peni- cillin is an example of the second method: Fleming noted that a com- mon mold, Penicilliuvi notatum, in- hibited the growth of a culture of bacteria in which it appeared as a contaminant. Thus an incidental ob- servation in the course of studies un- related to chemotherapy furnished the basis for the ultimate deyelop- ment of the most valuable chemo- therapeutic agent known. Discoveries in medicine have often come from the most remote and un- expected fields of science in the past; and it is probable that this will be equally true in the future. It is not unlikely that significant progress in the treatment of cardiovascular dis- ease, kidney disease, cancer, and other 55 refractory conditions will be made, perhaps unexpectedly, iis the result of fundamental discoveries in fields unrelated to these diseases. To discover is to "obtain for the first time sight or knowledge of some fact or principle hitherto unknown." Discovery cannot be achieved by di- rective. Further progress requires that the entire field of medicine and the underlying sciences of chemistry, physics, anatomy, biochemistry, physi- ology, pharmacology, bacteriology, pathology, parasitology, etc., be de- veloped impartially. 6. The Place of Medical Schools and Universities in Medical Research The medical schools and universi- ties of this country can contribute to medical progress by carrying on re- search to the limit of available facili- ties and personnel, and by training competent investigators for an en- larged program in the future. In some cases coordinated direct attacks will be made on special prob- lems by teams of investigators from the medical schools, supplementing similar direct attacks carried on by the Army, Navy, Public Health Serv- ice, and other organizations. How- ever, the main obligation of the medical schools and universities, in addition to teaching, will be to con- tinue the traditional function of these institutions — that of providing the in- dividual worker with an opportunity for the voluntary and untrammeled study in the directions and by the methods suggested by his imagination and curiosity. The entire history of science bears testimony to the su- preme importance of affording the prepared mind complete freedom for the exercise of initiative. The special duty and privilege of the medical schools and universities is to foster medical research in this way, and this duty cannot be shifted to Govern- ment agencies, industrial organiza- tions, or any other institutions. Because of their close relationship to teaching hospitals, the medical schools are in a unique position to integrate clinical investigation with the work of the departments of pre- clinical science, and to impart new knowledge to physicians in training. Conversely, the teaching hospitals are especially well organized to carry on medical research because of their close relationship to the schools, on which they depend for staff and supervision. Not all our medical schools are equally developed. Because of inade- quate financial support or lack of trained personnel, some of them can contribute little to medical research. A great increase in the resources of the Nation would be achieved by stimulating research in these less fa- vored schools. It is imperative that we employ all possible methods of improving the research facilities and research staffs of our present medical schools before considering the estab- lishment of new institutions. 7. Medical Research Under State Sponsorship in Great Britain Although Federal aid for medical research was brought about in the United States largely under pressure of war, Government support of re- search has been general in Europe for many years. As a rule this support has been delegated to organizations separate from the ordinary Govern- ment bureaus in order to remove it as far as possible from political influ- ence and to place the administration 56 of funds in the hands of men experi- enced in research. In Great Britain as early as 101 I the promotion of medical research was explicitly recognized as a respon- sibility of the State by the establish ment of the Medical Research Com- mittee, which became the Medical Research Council in 1920. The Council has administrative autonomy with general responsibility to a com- mittee of ministers in the Priyy Council. It receives money from both Parliament and nongovernmen- tal sources specifically for furthering medical research and has no connec- tion with any system of medical care or health insurance. The Medical Research Council has continued to play an increasingly im- portant and eminently successful role in its field. Through it Government support for medical research and the aid of medical science to the Govern- ment are assured. Medical research in Great Britain also receives indirect Government aid through the University Grants Com- mittee, a Standing Committee of the Treasury. Its members are independ- ent experts of acknowledged repute and thoroughly familiar with the problems of university administration. The Committee's terms of reference are "To inquire into the financial needs of university education in the United Kingdom, and to advise the Government as to the application of any grants that may be made by Parliament toward meeting them." Although the University Grants Committee does not give direct grants for specific medical research projects, it holds that research is one of the primary functions of a university and an indispensable element in the work of university teachers. Grants to the institutions are in the form of unre- stricted funds with no portion ear- marked for a s[)ecilic jiurpose. Through a recent act of Parliament whereby this Committee is enabled to award $4,000,000 annually to medical schools and $2,000,000 to teaching hospitals, this indirect sup- port of medical research by the Government has been substantially increased. 8. The Need for Federal Aid to Medical Research Between World War I and World War II the United States overtook the other nations in medical research and forged ahead to a position of world leadership. If this leadership is to be maintained, some form of Go\'ernment financial aid to the medi- cal schools will be necessary. This view is accepted by the Committee and by nearly all whom the Com- mittee has consulted. Dr. A. N. Richards, Chairman of the Committee on Medical Research, reported to the Subcommittee on Wartime Health and Education of the Committee on Education and Labor of the United States Senate that, in connection with medical re- search, "The experience of the Office of Scientific Research and Develop- ment has proved that none of the universities which were called upon for Office of Scientific Research and Development work could afford to undertake it on the scale which the emergency demanded at the expense of its own resources. Hence, if the concerted efforts of medical investi- gators which have yielded so much of value during the war are to be con- tinued on any comparable scale dur- ing the peace, the conclusion is in- escapable that they must be supported by government." 57 At the same hearing, Dr. Lewis H. Weed, Chairman of the Di\'ision of Medical Sciences of the National Re- search Council, stated '"" "" '^ Much of medical research will necessarily have to be abandoned in the private and semiprivate institutions of the country unless Go\'ernment subsidv is made available in some form for the general support of medical research." Without Federal support American medical research will not stop, but without it our opportunities to ad- \'ance medical knowledge cannot fully be exploited, and our objectives will be reached more slowlv. It has been computed that the an- nual budgets of the 77 medical schools in the United States total about $26,000,000. The portion of this sum spent for medical research cannot be determined accurately. In- come from tuition amounts to $8,000,000, leaving a deficit of $18,000,000 annually. To meet this deficit the schools, apart from those connected with State universities and financed by the respective States, draw upon many sources. A substantial part comes from uni- versity endowment, but during the past 10 years the amount of new endowment to medical schools has greatly diminished. At the same time the income from present endowment has been cut by one-third. With con- tinued high taxation it is improbable that large gifts and bequests for scien- tific work can be expected in the future. In many instances funds are allo- cated to the medical schools from tuition fees dcri\cd from other de- partments of the university. Another source of research funds is the foundations, but, as in the case of the universities, the income from foundation endowment is decreasing. Moreo\'er. the foundations in general favor short-term grants to projects which carry promise of yielding im- mediate results. Industry is a potential source of funds, but gifts from this source are usually for specific problems of a developmental nature. Universit\' alumni associations contribute only relatively small sums. Direct gifts from indi\'iduals are a substantial aid at times, but the medical schools must compete with all charities and churches for these funds. Further- more, it is estimated that gifts from individuals, while perhaps more nu- merous, are far smaller in total than the large contributions of individual donors in the past. When the funds available to a medical school are cut, the institution usually retrenches by curtailing the portion used for research. Overhead and teaching expenses must be met, and research becomes a luxury. Finally, while research funds are decreasing, the costs of research are steadily rising. More elaborate and expensive equipment is required, sup- plies are more costly, and the wages of assistants are higher. 9. How Financial Aid Should be Supplied Federal financial aid to the medi- cal schools should be provided in three forms: General research funds, fellowships, and grants-in-aid. General research funds It is the Committee's opinion that unrestricted grants, with no portion earmarked for specific purposes, and with administration delegated to local research boards, would be the most \'aluable and productive form in which Government support could be given. 58 A medical school consists of a dozen or more semi-autonomous de- partments, each with its own budget. In the schools fa\'ored with a large endowment, research projects arc con- stantly in progress in all departments; in financially weaker schools, the budget of a department may be too small to supply as much as a secretary for the department head, and research is, of course, a financial impossibility. E\'en in the most fayorcd depart- ments, the quality and quantity of re- search would be greatly increased if it were possible to employ an extra technical assistant or tvyo, to purchase additional supplies or a necessary piece of equipment, to improve or enlarge animal quarters, or to meet other countless small financial re- quirements that may arise suddenly and may be of a temporary nature. In departments with small budgets such requirements are eyen more pressing. Many medical schools at present haye small likelihood of se- curing grants-in-aid because they ha\'e neither personnel nor equip- ment to conduct successfully the type of research project appropriately fi- nanced by this method. If a central agency were to attempt to meet item by item these many requirements by means of specific grants, the administrative costs would be prohibitixe. The amount needed for each item is small, but the total amount needed by an institution may be relatively large. Furthermore, a central agency would lack the flexibility to meet the rapidly varying and often temporary research needs that arise in the medi- cal schools. A promising lead in re- search mav prove patently false within a month or two. It is equally important that the project should then be stopped, and its personnel and equipment promptly diverted to more producti\'e work, as it is that the project should have been given a trial. A special use for general research funds would be to provide "junior fellowships" which would allow a medical student to interrupt his course, usually between the preclini- cal and clinical years, and to devote himself full-time to research for a year or two. The chances in this country for medical students to gain research experience prior to gradua- tion are few, and as a result much research ability goes undiscovered. Candidates for these fellowships would be unknown to a central agency, which would have to rely entirely upon the judgment of the local research board for their selec- tion. Hence it would be proper and economical to provide these fellow- ships from the general research funds administered by the local board. The provision of funds as block grants to local research boards would exercise to greatest advantage the principle of decentralization of con- trol of research; would eliminate costly overhead; would create a flexi- ble mechanism to meet rapidly vary- ing needs; would allow full play to the wisdom and experience of medi- cal school faculties and administra- tors, whose knowledge in aggregate and whose particular knowledge of local needs must always exceed that of a central agency; would promote research in laboratories where it is now poor!)' developed; would foster investigations of an exploratory na- ture; and would provide the greatest and most eff'ective stimulus to medi- cal research. ¥e\\o\vs\i\fs Federal funds should be used to support fellowships, extending over periods up to 6 years, to be awarded 59 bv the Government agency to enable selected men to obtain training in re- search, to learn techniques in fields other than those of their basic scien- tific education, or to undertake re- search on a full-time basis. Since 1921 the fellowship program, sup- ported by the Rockefeller Foundation and administered by the Medical Fel- lowship Board of the National Re- search Council, has made an impor- tant contribution to the ad\ance of medical science and to the training of teachers and investigators in the United States. An increase in the number of such fellowships is greatly needed. Grants-in-aid A limited number of important re- search projects both of immediate and long-range consequence, will require special grants-in-aid. On occasion, through grants-in-aid, support should be given to medical schools, hospitals, or nonprofit scientific institutions to enable a senior investigator to develop the problems of his interest more rapidly and effectively. 10. Estimated Cost of Program No final statement on costs is possible at this time. From informa- tion received from the deans of medi- cal schools, from the expenditures of the Committee on Medical Research, and from other sources, it is estimated that approximately 5 to 7 million dol- lars annually can be used effectively in the immediate postwar period. A larger sum mav be required when the program is fully underway. This esti- mate does not include the possible assumption of present commitments of the Office of Scientific Research and Development. A more definite statement would require prolonged studv. 11. The ISeed for an Independent Agency Advances in medical science have come and will continue to come pre- ponderantly from medical schools or science departments of universities. Therefore the problem of improving medical research and of training more top-flight in\'estigators is primarily one of aiding the medical schools and unixersities to utilize their research and educational facilities to the full- est extent. In the Committee's opinion, medi- cal research could best be promoted by the creation of an independent Federal agency. This new organization would not conflict with the medical interests of existing Government agencies, none of which is primarily concerned with developing the basic medical sciences or with training personnel, both of which are functions of the unixer- sities. Some duplication of investiga- tion would occur in problems in which civilian investigators and one or more Government agencies were mutually interested. However, it can- not be too strongly emphasized that, far from being wasteful, duplication is imperative in medical research, where each new discovery can be accepted only after repeated confirma- tion by independent observers ap- proaching the problem from different points of view. The duplication is more apparent than real, as the re- sults of independent in\'estigators working on a common problem rarely agree exactly, and the differences are frequently the basis for new dis- coveries. Rather than conflicting with exist- ing agencies, the proposed body would supplement the research activ- ities of these agencies in a valuable manner. Only through the efforts of 60 such a body can our Gcncrnnicnt agencies be supplied with the neces- sary increase in numbers oi expert personnel and with the all-important increase in basic scientific knowledge on which medical ad\ance depends. As the function of the proposed agency is broadly conceiyed. as it must be concerned not onl\' with research but \yith the training of personnel required b\' all existing agencies, and as it must operate through non-Goyernmental education institutions, the future of which rests heavily upon private endowment or support by the States, it is the Com- mittee's con\iction that the Federal agency concerned with medical re- search should be created de novo and be independent of all existing agen- cies, none of which is sufficiently free of specialization of interest to vyarrant assigning to it the sponsorship of a program so broad and so intimately related to civilian institutions. 12. Compensation The Committee belie\'es that better effort will be put into the work of the agency by members if they are paid. The question of adjustment of salary from parent institutions should be left to the parties concerned. It is estimated that members of the board of trustees and technical board, as proposed below, will be called upon to gi\'e an a\'erage of one-third of their time to the work of the agency. One-half the time of the aides may be required. This includes time devoted by members to the work of the agency at their official stations and in traveling. Over the past 25 years there has been an increasing draft of expert personnel from the medical schools to meet the demand for scientists in acti\ities related to the national wel- fare, until at present, exen discount- ing the increased demands of war, man\' teachers and investigators are unable to discharge their responsibili- ties to the institutions which pay their salaries. A further increase in this borrowing of personnel without com- pensation can inflict only injury upon the medical schools. Moreover, many competent inves- tigators in medicine and surgery draw a negligible fraction of their income as salary, depending financially upon clinical practice. Participation in the work of the agency may interrupt this practice and the resulting loss of in- come may exclude such persons from service. 13. Patent Rights The practice in regard to patent rights on discoveries and inventions bearing on human health varies in diflferent medical institutions in this country. The Committee has made no effort to codify them, or to arrive at a generally acceptable policy. It seems to the Committee that under the present patent laws the principle of patenting certain types of discoveries and in\'entions to ex- clude misuse is sound. Since perhaps the majority of institutions do not capitalize their patent privileges, and since such practice would be incom- patible with Government sponsored research, it is suggested that, where a patent be granted on research which has been sponsored by Gov- ernment in whole or in part, the ownership of the patent remain in the inventor, and that the Govern- ment receive, in addition to a royalty- free license, the power to require the licensing of others. 61 Part Two Fundamental Principles Governing the Use of Federal Funds for Medical Research As stated above, the Committee is convinced that Federal aid is neces- sary to ensure maximal progress in the development of medical science. It is also convinced that this aid, if misdirected, mav do serious harm. It believes that among the major principles which should govern the application of Federal aid to medical research are the following: a. Until experience has indicated the best plan of organization and procedure, the Federal agency created to aid medical research should be kept as flexi- ble as possible. One of our colleagues has written "The common history of social organi- zations has been their creation in response to an idea, their flowering under the influence of the idea, their loss of the idea, and their perpetuation for the maintenance of the prestige of the office-holder." Onlv if authority to experiment with or- ganization is written into its charter will an agency designed to aid medical research escape this fate. h. The administration of Federal aid to medical research must be free from political influence and protected against special pres- sures. c. Men who are experienced in research and who understand the problems of the investigator should administer the agency and determine its policies. Since the agency will be concerned primarily with basic scientific research in, and scientific train- ing and policies pertinent to, endowed or State supported civilian institutions, and since the armed forces, the Public Health Service, and other exist- ing governmental services have specialized interests, the Com- mittee believes that it is as im- proper for any one of these serv- ices to hold the power of vote in matters pertaining to the pro- posed new agencv as it would be for one or more members of the agency to vote in the medi- cal councils of the services. d. The agency should not attempt to dominate or regiment medical research but should function by creating greater opportunities and more freedom for investiga- tion, and by aiding in coopera- tive eff^orts. It should not at- tempt to influence the selection of personnel, the conditions of tenure, the salary level, or other internal aff^airs of the institu- tions to which it gives aid. e. Any program of Federal aid to medical research should be mod- estly initiated in terms of actual needs and conservatively in- creased as the capacity of the medical schools to utilize addi- 62 tional funds is demonstrated. If the Government spends too much in medical research, other funds will be driven out and the Government will be the sole source of support. The schools should remain free to elect the potential donor to whom they wish to apply. As Senator Pep- per has stated, "Government can not, and must not, take the place of philanthropy and industry in the sponsorship of research." /. The establishment of life-time research professorships, or of protracted research fellowships, at the expense of Federal funds is considered unwise. In excep- tional instances, as for example when an in\'estigator demon- strates unusual ability, or it is desirable to relieve a senior and experienced person from aca- demic or clinical responsibilities in order to free him for research, support should be obtained from general research funds or through a grant-in-aid. g. A grave danger in any effort to accelerate discovery is the ease with which the quality of the work can be lowered by encour- aging men to undertake research who are inadequately prepared or unfitted for the task. Medi- ocre research work in medicine is not only apt to be useless, but may prove dangerous by mis- leading medical practice and by fostering false hopes in the public. This danger must be guarded against by constantly encouraging confirmatory work or "challenging investigations." h. The agency should not serve merely as a mechanism for dis- bursing funds for particular re- search projects, but should always attempt to maintain a broad view of the needs of the whole field of medical research. i. It is belie\'ed that it would be unwise for a national body con- cerned with medical research to give prizes or otherwise to dis- pense praise or blame. It is also believed that this agency should avoid even the semblance of scientific authority. What is ac- ceptable or unacceptable in medicine must be established by tested methods of examination and not be made to appear as such because of the imprimatur of a national body. j. The agency should come to share in the leadership of medi- cal investigation by encouraging individual initiative and free- dom of research, and with a careful avoidance of coercion and regimentation, which might lead not only to mediocre work but to disastrous impairment of the spirit of cooperation, and of research itself. Individual scien- tific curiosity, community of in- terest and regard for the com- mon weal must in peace replace as a cohesive force the patriotism of war. 63 Part Three Recommendations Outlining the Establishment of a "National Foundation for Medical Research" as an Independent Federal Agency It is recommended that an inde- pendent agency of the Federal Gov- ernment be estabhshed, to be known as the National Foundation for Medi- cal Research.^ 1. Composition of the Foundation The foundation is to be composed of (a) a board of trustees, (1?) a tech- nical board, and (c) an executive secretarv s office. Board of Trustees The board of trustees is to consist of five persons appointed without regard to the Civil Service Laws by the President of the United States and subject to confirmation by the Senate. They are to be chosen on the basis of scientific achievement and leadership, wide knowledge of medi- cal problems, capacity for adminis- tration and organization, and with reasonable regard for geographical representation. The board of trustees is to elect its own chairman. A member of the board of trustees is to serve on a part-time basis for a term of 5 vears and is not to be eligible for reappointment. A mem- ber appointed to a vacancy caused by death or resignation is eligible for reappointment for a full term pro- 1 Wherever used the term "medical research" is intended to include related aspects of den- tistry, veterinary medicine, biology, entomology, protozoology, and similar fields. viding his short term has been less than 2 vears. No two members serv- ing simultaneously shall be chosen from the same institution. The suc- cessor to a retiring member shall not be chosen from the same institution except in unusual instances. The original members of the board of trustees are to be appointed for 2, 3, 4, 5, and 6 vears, respectively, in order to assure continuity and ro- tation. Whenever a vacancy occurs or is to occur, the chairman is to transmit to the President of the United States for his information a list of suitable candidates. In pre- paring this list, the chairman is in- structed to seek the advice of the President of the National Academy of Sciences. The chairman is to represent the Foundation in matters affecting medi- cal research where the interests of other Government agencies are in- voh'cd. The board of trustees is to meet not less than once each month. At least one regular meeting each year is to be held in each of the following geographical areas: North Atlantic, South Atlantic, North Central, South Central, Rocky Mountain, and Pa- cific coast areas. The board of trustees is to deter- mine the broad policies of the Foun- dation. It is to appoint members of the technical board and is to have the authority to approve or disapprove 64 all recommendations ol the technical board. It may request the chairman and other members oi the tech nical board to sit with it whenever necessary. The board of trustees is to establish necessary liaison offices to insure a free exchange of information with all domestic and foreign agencies or services interested in medical re- search. It is to in\'ite the Surgeons General of the Armv, the Navy, the United States Public Health Service, the Air Force, or responsible officers of other domestic or foreign organi- zations as may be indicated, to ap- point appropriate liaison officers to sit with it during deliberations of interest to those agencies. Liaison officers are not to have the power of vote. Remuneration Each member of the board of trus- tees is to be paid a salary of seventy- five hundred dollars ($7,500) per annum for that portion of his time which he devotes to the services of the Foundation. In accordance with Government regulations, a member is to receive travel expenses and suit- able per diem to cover other costs when traveling. Technical Board A technical board, composed ini- tially of 12 persons, is to be ap- pointed, without regard to the Civil Service Laws, by the board of trus- tees. The members of the technical board are to be chosen on the basis of their knowledge and experience in special fields of medical research and the related sciences, and with reasonable regard for geographical representation. The office of a board member is to remain in his parent institution. At the discretion of the board oi trustees the membership of the technical board mav be increased or decreased in number. A member of the technical board should not ordinarily be considered eligible lor reappointment, but a re- tired member may be appointed to the board of trustees. A member ap- pointed to fill an unexpired term is eligible for reappointment for a full term. No two members serving simul- taneously shall be chosen from the same institution. The successor to a retiring member shall not be chosen from the same institution except in unusual instances. The chairman of the technical board is to be designated by the board of trustees. He is to represent the technical board before the trustees, is to call meetings of the technical board as frequently as necessary, and is to be responsible for the supervision of the activities of the board and the preparation of reports required by the board of trustees. The original members of the tech- nical board are to be appointed in groups of 4 to serve 2, 3, and 4 years, respectively, in order to assure con- tinuity and rotation. Remuneration Each member of the technical board is to serve on a part-time basis for 3 years, and is to receive a salary to be determined by the Board of Trustees, but not to exceed five thou- sand dollars ($5,000) a year for that portion of his time which he devotes to the services of the Foundation. In accordance with Government regula- tions, a member is to receive travel expenses and suitable per diem to cover other costs when traveling. Aides Each member of the technical board may, with the approval of the technical board, appoint one or more 65 aides without regard to the Ci\il Service Laws. These aides are to be selected on the basis of quahfication in a special research field and are to serve on a part-time basis for periods up to 3 years. As determined bv the board of trustees, aides are to be compensated for time spent in the work of the Foundation, and when traveling are to receive tra\'el expenses in accord- ance with Government regulations and a suitable per diem to cover other costs. As aides are scientists in a poten- tially productive period, provision is to be made to insure that thev remain professionally acti\'e, and that service with the technical board does not jeopardize their academic careers. Committees The technical board is to appoint ad hoc committees to advise with a particular member on medical prob- lems. Members of such committees are to be appointed consultants with per diem compensation up to twenty- five dollars ($25), and in accordance with Go\ernment regulations are to receive travel expenses and suitable per diem to cover other costs when tra\'eling. Aides and committees appointed for a technical board member are to be discharged on the expiration of the member's term, but continued service may be in\ ited bv the mem- ber's successor. Authority of the technical hoard The technical board is to receive, review and recommend to the board of trustees on all requests for gen- eral research funds, fellowships, and grants-in-aid. It is to take such steps as are neces- sary to put appro\cd programs into effect. It is to maintain reasonable super- vision of work under general research funds and grants-in-aid and of the acti\'ities of Fellows, and keep the trustees informed on the progress of this work. It is to arrange for the preparation of reports or appraisals as requested by the board of trustees. Its members are to keep themselves informed on the status of pertinent medical problems, to which end thev are authorized to convene round-table discussions, to invite competent per- sons to prepare summaries of specific problems, and to seek authoritative information in any other appropriate manner. It is to recei\e and consider recom- mendations from individual investi- gators with regard to the further development of problems of possible scientific interest. Office of the Executive Secretary A full-time executive secretary is to be appointed bv the board of trus- tees after consultation with appropri- ate Government fiscal and accounting agencies. The executive secretarv is to organize administrative, fiscal, and accounting offices for the conduct of the business of the Foundation. Fiscal actions approved bv the board of trustees are to be put into effect by the executi\'e secretary and his affili- ated officers. Except for the executi\e secretarv, all members of the stafii^ of the execu- ti\e secretarv are to be drawn from qualified ci\'il-ser\ice lists. 2. Functions of the Foundation The functions of the Foundation are to be (a) to further medical re- 66 search by providing financial aid through general research funds, fel- lowships and grants-in-aid; (1?) to coordinate research in progress and to initiate new work considered essen- tial; (c) to establish necessary liaison to secure a free exchange of medical information. Financial Aid a. General research funds On application, a block grant may be made to a medical school for gen- eral use over a period of 1 to 10 vears for the promotion of research pro- vided the institution can present evi- dence that it can efficiently utilize for scientific research the funds re- quested, and that it is prepared to give a reasonable accounting of the expenditure of funds received. The institution is to have a research com- mittee, drawn preferablv from the executive faculty and active investi- gators, which is to be informed on all local research expenditures, and is to be responsible for the administra- tion of the grant and for reports and accounting required by the Founda- tion. The institutions are to be allowed wide latitude in the expenditure of general research funds, but these ex- penditures are to be subject to review periodically by the Foundation, which is to have the power of can- cellation. It is recommended that general re- search funds be used in part for junior fellowships to be awarded, without reference to the Foundation, to students working for an M.D. de- gree, in order to permit the recipients to devote 1 or 2 years on a full-time basis to acquiring more specialized knowledge of the techniques of medi- cal research than is possible during the regular course. Junior fellowships are not to be used as scholarships to defray medical school tuition. The policy of each institution in regard to number of Junior Fellows, the value of the stipend, and other fea- tures of general importance is to be subject to review by the Foundation. Formal discussions concerning re- newal of general research funds should be completed 1 to 3 years in advance of termination. If an application for general re- search funds is refused, the applicant institution may appeal directly to the board of trustees for a review. In allocating general research funds, the Foundation is to consider both the immediate needs and prom- ise of development of the applicant institutions, and is to take cognizance of the effects of such funds upon the support of medical schools bv their parent institutions. Equipment purchased under gen- eral research funds is to become the property of the institution to which the block grant is made. b. Fellowships Fellowships are to be awarded by the Foundation, for a period of 1 to 3 years, to approved applicants having the M.D., Ph.D., or D.D.S. degree or equivalent attainment, to enable the recipients to acquire research training, to undertake research, to learn special techniques, or to pursue studies in related sciences. Fellow- ships may be renewed for a period up to 3 years, but onlv in exceptional instances should the term of a fellow- ship exceed 6 vears. The holder of a fellowship is to be publicly desig- nated as a 'Tellovv of the National Foundation for Medical Research." In the initial selection of Fellows, potentialities for dexelopment of lead- 67 ership in medicine should be vveiglied as heavily as past performance in re search work. Fellows are to be en- couraged to take further work in the fundamental sciences to remedy any deficiencies in a contemplated re- search career, but fellowships are not to be used to pro\'ide residencies, or primarily for obtaining postgraduate degrees or for qualifying for Certifi- cation by the Specialty Boards. Fellowships are primarily intended to enable men to recei\'e research training and to engage in acti\'e re- search, but they should include ex- perience in teaching or the clinical care of patients, as these exercises are essential to balanced research train- ing and are imperatiye if a Fellow is to fit himself for. maximal usefulness in medicine or the medical sciences. Fellowship stipends are to be de- termined by the Foundation with due consideration of uni\'ersity salaries paid persons with equivalent training and experience, and to the desira- bility of encouraging relatively senior men to devote themsehes to research. Research expenses of a Fellow may be met by the Foundation. If an in- stitution matches insurance or an- nuity payments bv its faculty, a similar payment is to be added by the Foundation to the Fellow's stipend. A fellowship is to lapse automati- cally if a Fellow transfers to another institution without approxal by the Foundation. c. GrafJts-in-aid On application, grants-in-aid ex- tending for 1 to 10 years may be made to universities, medical schools, or other nonprofit scientific institu- tions for the support of specific proj- ects or of specified investigators. Ap- plications for grants-in-aid are to carry the endorsement of the appli- cant institution. Formal discussions concerning renewal should be com- pleted prior to the beginning of the last third of the period of the grant. Reasonable overhead expenses may be included in the financial statement accompanying a request for a grant, but overhead payments are not to be automatic. Reports are to be submitted under each grant as required by the Foun- dation. Equipment purchased under a grant is to become the property of the institution to which the grant is made. If a request for a grant or for the extension of a grant is refused, the applicant institution may appeal di- rectly to the board of trustees for a review. Coordination and Initiation of Research The Foundation is to consider methods designed to stimulate re- search, to impro\'e research conditions in institutions where it is now not well developed, to effect coordination among investigators working in a common field, and to facilitate publi- cation, dissemination, and experi- mental application of scientific in- formation. The Foundation is to initiate and support such new research work as may be indicated, but it is not itself to enpage in research. Its integrative and catalytic efforts are to be carried out by recommendation and invita- tion rather than by direction. 3. Reports The Foundation is to report annu- ally to the President, in the form he requests, on the progress of work car- ried out under its authority. With the President's approval, all or part of the annual report is to be published. 68 4. Authority to Modify to make and alter speeific regulations Procedure -ji-jj iq experiment in proecdures for The organization and responsibility fostering medieal research is to be of the Foundation are to be defined incorporated in the charter of the as broadly as possible. The authority Foundation. 69 Appendix 3 Report of the Committee on Science and the Public Welfare Table of Contents Page Letter of transmittal 7 1 Members of the Committee — - 72 Preface 73 Summary 74 A National Research Foundation 75 Research carried on by the Federal Government 75 Environmental aids to industrial research 76 Part I. Introduction 77 II. Present status and trends in American science 81 A. The nature of scientific research 81 B. Development of scientific research in the United States 83 C. The national research budget 85 III. Scientific research in American universities and colleges 90 A. The university as a research environment 90 B. Form of aid to universities 93 IV. Scientific research in the Government service 99 A. Suggested reforms — _ 100 V. Aids to industrial research and technology 107 A. Assistance to technical clinics for small business enterprise 107 B. Grants to nonprofit industrial institutes for fundamental research 108 C. Encouragement for new scientific enterprises 108 D. Strengthening the patent system -.. 109 VI. Taxation and research 110 A. Present tax treatment of research and development expendi- tures ._ 1 1 0 B. Recommendations for legislative action 111 C. Broad tax considerations 112 Vn. International scientific cooperation 113 A. Support and sponsorship of international cooperative scien- tific enterprises 113 VIII. A National Research Foundation 115 A. Organization 115 B. Powers and responsibilities 116 C. Patent policies of the Foundation 117 Appendix A. Library aids 118 Appendix B. Analysis of university research expenditures 122 70 LETTER OF TRANSMITTAL April 16, 1945. Dr. Vannevar Bush, Director, Office of Scientific Research and Development, 16th and P Streets NW., Washington, D. C. Dear Dr. Bush: It is with satisfaction that I hand you herewith a copy of the report of the Committee on Science and the Public Welfare. We have had a number of meetings with good attendance and excellent discussion. We have unanimously agreed on practically all essential points. If the report aids in any degree in completing the task assigned you by the late President Roosevelt all members of the committee, I feel sure, will be gratified. Sincerely yours, Isaiah Bowman, Chairman, Committee on Science and the Public Welfare. 71 MEMBERS OF THE COMMITTEE Isaiah Bowman, Chairman, President, Johns Hopkins University. John T. Tate, Vice Chairman, Research Professor of Phvsics, University of Minnesota. W. Rupert Maclaurin, Secretary, Professor of Economics, Massachusetts Institute of Technology. Ohver E. Buckley, President, Bell Telephone Laboratories. Walter C. Coffey, President, University of Minnesota. Oscar S. Cox, Deputy Administrator, Foreign Economic Administration. Bradley Dewey, President, Dewey & Almy Chemical Company. Clarence A. Dvkstra, Provost, University of California at Los Angeles. Caryl P. Haskins, Director, Haskins Laboratories. Edwin H. Land, President and Director of Research, Polaroid Corporation. Charles E. MacOuigg, Dean of Engineering, Ohio State LIniversity. Harold G. Moulton, President, Brookings Institution. J. Hugh O'Donnell, President, Notre Dame LIniversity. I. I. Rabi, Professor of Physics, Columbia University (recipient of Nobel Award). Warren Weaver, Director for Natural Sciences, Rockefeller Eoundation. Robert E. Wilson, Chairman of the Board, Standard Oil Company of Indiana. William E. Wrather, Director, U. S. Geological Survey, Department of Interior. 72 f PREFACE Dr. Isaiah Bowman was named by Dr. Vannevar Bush, Director of the Office of Scientific Research and Development, as chairman of a committee to consider this question raised by President Roosevelt in his letter of Novem- ber 17, 1944, to Dr. Bush: "What can the Government do now and in the future to aid research activities by public and private organizations? The proper roles of public and of private research and their interrelationship should be carefully considered." The Bowman Committee has confined its attention to research activities in the natural sciences, engineering, and agriculture. Clinical medicine has been considered bv another committee. The support of the social sciences, it is believed, represents an important problem in itself which should be handled as a separate issue. In analvzing the task assigned to the Bowman Committee, the project was divided into the following major questions: 1. What should the Government do to assist research in universities and nonprofit research institutes? 2. What should the Government do to assist scientific research con- ducted by the Government itself? 3. What should the Government do to assist research in industrv? 4. What changes, if any, should be made in our present tax structure to stimulate industrial research? 5. What policv should the Government follow to encourage greater international interchange of scientific knowledge and engineering art after the war? 6. What are the proper roles of public and private research? The Committee was divided into working groups to consider each of these questions except the last. The whole report is concerned with the basic problem of the proper roles of public and private agencies in scientific re- search. The analyses undertaken by the working groups have been combined into a final report which is submitted herewith. In addition to numerous meetings of the subcommittees the main Com- mittee has held three full meetinos, the first of which was devoted to resolving the problem into its major parts, the second to discussing the concept of the Federal Go\'ernment in relation to research, and the last to considering the recommendations of the subcommittees. 73 SUMMARY Interest in the question of Federal aid to research reflects widespread recognition by the American people that the security of a modern nation depends in a vital way upon scientific research and technological progress. It is equally clear that public health, higher standards of living, conserva- tion of national resources, new manufacturing which creates new jobs and investment opportunities — in short, the prosperity, well-being and progress of the American Nation — all require the continued flow of new scientific knowledge. Even if a nation's manpower declines in relative numbers, even if its geographical frontiers become fixed, there always remains one inex- haustible national resource — creative scientific research. In view of the importance of science to the Nation, the Federal Govern- ment, by virtue of its charge to provide for the common defense and general welfare, has the responsibility of encouraging and aiding scientific progress. It has recognized this responsibility by providing research laboratories within the structure of government, by providing a climate of law within which industry could progress on its ov>/n initiative, and by making limited appro- priations to certain types of educational institutions. Study of the present status of research has shown convincingly that certain basic parts of our research structure require increased financial support. Since the evidence is clear that private sources cannot assume the entire burden, the committee has been forced to the conclusion that an increased measure of direct Federal aid is necessary. We believe that it is possible to devise methods whereby great benefits to research may be achieved by such aid without sacrificing the freedom essential for scientific advance or the academic independence of our traditional institutions. We therefore urge that the Federal Government take a more active interest in promoting scientific research, and in assuring that the Nation gain there- from the benefits of increased security and increased welfare. We are con- vinced that the most effective way for the Federal Government to serve these purposes is to provide to our educational institutions and research institutes support for basic research and training for research. By so doing, the Gov- ernment will increase the flow of new knowledge and the supply of young scientists trained in research. It is on this new knowledge that applied science must build, and it is from the ranks of those trained in research that the leaders in applied science must come. 74 If this new knowledge and an adequate supply of trained men are pro- vided, it is our opinion that the ordinary course of industrial activity can be relied upon to convert to practical application in industry most of the advances made in research. However, we believe that in certain instances measures can and should be devised to expedite the transition from scientific discovery to technological application. To this end we recommend that procedures be devised for supplying research information to small companies and stimulating them in the application of the latest technology. In the international sphere the lack of any official Federal support for scientific meetings or experimental programs organized on an international scale has been a frequent source of embarrassment and difficulty. By pro- viding official recognition and financial support to such undertakings the Government could do much to facilitate scientific interchange and promote international good will. A National Research Foundation We believe that our national and international needs and responsibilities in the field of science require the creation of a new Federal instrumentaHty. We therefore recommend that a National Research Foundation be created for the promotion of scientific research and of the applications of research to enhance the security and welfare of the Nation. The control of the Foundation should be in the hands of a board of trustees. This board should be appointed by the President of the United States from a panel nominated by the National Academy of Sciences. The Foundation shall be empowered, among other things, to: 1. Distribute funds in support of scientific research in educational and nonprofit research institutions, such research to be wholly under the control of such institutions. 2. Initiate and finance, in appropriate agencies, research projects for which existing facilities are unavailable or inadequate. 3. Establish scholarships and fellowships in the natural sciences. 4. Promote dissemination of scientific and technical information. 5. Support international cooperation in science by providing finan- cial aid for international congresses, worldwide associations of scientific societies and scientific research programs organized on an international basis. 6. Devise methods of improving the transition between pure research and its practical applications in industry. Research Carried on by the Federal Government Research carried on directly by the Federal Government represents an important part of our total research activity and needs to be strengthened and expanded after the war. Expansion, however, should be limited to fields of inquirv and service which are of public importance and are not ade- quatelv carried on bv private enterprise. 75 To increase the effectiveness of research done within the various depart- ments and laboratories of Government a number of important changes in existing practices are desirable. 1. The most important single factor in scientific and technical work is the quality of personnel employed. Separate and distinct procedures for recruiting and classifying scientific personnel are warranted bv the exacting technical requirements in these services. No one change from current practice would do more to improve the quality of research con- ducted by the Government than to establish a separate branch of the Civil Service for scientific and technical positions. 2. A general up-grading of positions and salaries in the scientific services of Go\ernment, accompanied bv a careful selection of new talent, would be a major contribution to improvement of the quality of research conducted by the Government. 3. Research programs of Government should be assured in terms of their long-run objectives. Appropriations bv Congress to the principal Government scientific departments should be made in lump sums for broad programs of research extending over several years. Appropriations within the assured sum might then be made available as at present in the annual budget. 4. A permanent science advisory board should be created to consult with Government agencies and to advise the executi\e and legislative branches of Government as to the policies and budgets of Government agencies engaged in scientific research. Environmental Aids to Intlustrial Research The structure of Federal taxation and the operation of the patent system have an important impact on the research and development policies of indus- try. In designing postwar taxes, consideration should be given to increasing incentives to industrial research. The proper treatment of research costs for tax purposes should receive clear legislative definition. Specific recommenda tions on this point are included in the main body of the report. 76 Introduction Part One President Roosevelt has asked: What can tlie Go\'ernmcnt do now and in the future to aid research activities bv public and private organizations? * * * The information, the techniques, and the research experience developed by the Office of Scientific Research and Develop- ment and by the thousands of scientists in the universities and in private industry, should be used in the days of peace ahead for the improvement of the national health, the creation of new enterprises bringing new jobs, and the betterment of the na- tional standard of living. New frontiers of the mind are before us, and if they are pioneered with the same vision, boldness, and drive with which we have waged this war we can create a fuller and more fruit- ful employment and a fuller and more fruitful life. The President's request reflects widespread recognition by the Amer- ican people that the security of a modern nation depends in a vital way upon scientific research and tech- nological progress. It is equally clear that public health, higher standards of living, conservation of national re- sources, new jobs and investment op- portunities— in short, the prosperity, well-being and progress of the Amer- ican Nation — all require the con- tinued flow of new scientific knowl- edge. Even if a nation's manpower declines in relative numbers, even if its geographical frontiers become fixed, there always remains one in- exhaustible national resource — crea- tive scientific research. The advanced state of technology in the American economy, of which we are justly proud, could not have been realized without sound institu- tional foundations. Our public and prix'ate universities and nonprofit re- search institutes, our industrial re- search laboratories, the research agen- cies operated by the State and Fed- eral Governments, all constitute part of a cooperative pattern within which tremendous achievements have al- ready been made. We are confident that within that same framework even greater developments in science will mark the future. The continued progress of science is a matter of the highest national importance. The Federal Govern- ment, by virtue of its charge to pro- vide for the common defense and general welfare, has the responsibility of encouraging and aiding such prog- ress. It has recognized this responsi- bilitv in the past bv providing re- search laboratories within the struc- ture of government, bv providing a climate of law within which industry could advance on its own initiative, and by making limited appropriations to certain types of educational and research institutions. As far as the committee can determine, there is no major dissent from the view that the first two methods of aiding scientific progress fall within the proper func- tion of government. The time has come, however, for a careful evaluation of the questions raised by direct Federal aid to private institutions. Our universities clearly stand in need of increased financial 77 support if they are to strengthen their basic contributions to the scientific fife of the Nation. Financial aid may also be required to speed up the transition between basic discoveries in university laboratories and their practical industrial applications. The committee has therefore felt com- pelled to examine from the stand- point of public policy the question: "Is a substantial increase in Federal financial aid to scientific research in educational and other nonprofit re- search institutions necessary and de- sirable?" If the necessity were not clearly demonstrable, several considerations might argue for the undesirability of such Federal support. These center upon the fear that Federal aid might lead to centralized control. It is the firm conviction of the committee that centralized control of research by any small group of persons would be dis- astrous whether such persons were in government, in industry, or in the universities. There might be a dan- ger, too, that increased Federal aid would discourage existing sources of financial support. Private individuals might lose interest in contributing to research institutions and the great foundations might turn their atten- tion to other fields. The States might reduce the support given their large universities. These varied sources of support have contributed materially to the development of vigorous centers of independent initiative throughout the United States and prevented control by any one group. The committee has had to weigh these considerations against an analy- sis of the adequacy of the over-all support for science in America rela- tive to the needs of society. Our na- tional pre-eminence in the fields of applied research and technology should not blind us to the truth that, with respect to pure research — the discovery of fundamental new knowl- edge and basic scientific principles — America has occupied a secondary place. Our spectacular development of the automobile, the airplane, and radio obscures the fact that they were all based on fundamental discoveries made in nineteenth-century Europe. From Europe also came formulation of most of the laws governing the transformation of energy, the physi- cal and chemical structure of matter, the behavior of electricity, light, and magnetism. In recent years the United States has made progress in the field of pure science, but an ex- amination of the relevant statistics suggests that our efforts in the field of applied science have increased much faster so that the proportion of pure to applied research continues to decrease. Several reasons make it imperative to increase pure research at this stage in our history. First, the intellectual banks of continental Europe, from which we former Iv borrowed, have become bankrupt through the ravages of war. No longer can we count upon those sources for fundamental science. Second, in this modern age, more than ever before, pure research is the pace-maker of technological progress. In the nineteenth century, Yankee mechanical ingenuitv, build- ing upon the basic discoveries of European science, could greatly ad- vance the technical arts. Today the situation is different. Future prog- ress will be most striking in those highly complex fields — electronics, aerodynamics, chemistry — which are based directly upon the foundations of modern science. In the next gen- eration, technological advance and basic scientific discoverv will be in- 78 separable; a nation which borrows its basic knowledge will be hopelessly handicapped in the race for innova- tion. The other world powers, we know, intend to foster scientific re- search in the future. Moreover, it is part of our democratic creed to affirm the intrinsic cultural and aesthetic worth of man's attempt to ad\'ance the frontiers of knowledge and un- derstanding. By that same creed the prestige of a nation is enhanced by its contributions — made in a spirit of friendlv cooperation and competition — to the world-wide battle against ignorance, want, and disease. The increasing need for the culti- vation of science in this country is onlv too apparent. Are we equipped to meet it? Traditional support from private gifts, from endowment in- come, from grants by the large foun- dations, and from appropriations by State legislatures cannot meet the need. Research in the natural sci- ences and engineering is becoming increasingly costly; and the infla- tionary impact of the war is likely to heighten the financial burden of university research. The committee has considered whether industry could or should assume most of the burden of support of fundamental research or whether other adequate sources of private assistance are in sight. The answer appears to be in the negative. The committee has therefore be- come convinced that an increased measure of Federal aid to scientific research is necessary. Means must be found for administering such aid without incurring centralized control or discouraging private support. Basically this problem is but one example of a series of similar prob- lems of government in a democracy. Many of our important political de- cisions invoKe the necessity of bal- ancing irreducible national functions against the free play of individual initiative. It is the belief of this com- mittee that if certain basic safe- guards are observed in designing a plan for Government support to sci- ence, great benefits can be achieved without loss of initiative or freedom. The experience of the land-grant colleges represents an important prece- dent. The scale of Federal aid has been modest but has led to very sig- nificant results especially in agricul- ture; it has not led to domination by small groups; it has not been ca- pricious and uncertain. On the con- trary, it has progressed on a slowly expanding scale for o\ex 80 years. No evidence has been brought before the committee that this sort of Fed- eral aid has discouraged other sources of support. The land-grant colleges are examples of harmonious coopera- tion among State and Federal Gov- ernments, private indi\'iduals, and industry. American experience with support of higher education by State and local governments has been ex- tremely satisfactory, our vigorous State universities standing as impres- sive testimonials. The committee foresees that an in- creased measure of Federal support will raise new problems. We have, therefore, carefully considered the possibility of increasing Federal aid for scientific research without, at the same time, introducing undesirable paternalism. For, in order to be fruitful, scientific research must be free — free from the influence of pressure groups, free from the neces- sity of producing immediate practical results, free from dictation by any central board. Many have been impressed by the vyay in which certain fields of applied 79 science have benefited, during the war, from an increased measure of planned coordination and direction. It has thus been very natural to sup- pose that peacetime research would benefit equally from the application of similar methods. There are, of course, types of scientific inquiry that require planning and coordination, and a large degree of control is in- evitable and proper in applied re- search. However, there are several reasons why pure science in peace- time cannot wisely or usefully adopt some of the procedures that have worked so well during the war. War is an enterprise that lends itself al- most ideally to planning and regi- mentation, because immediate ends are more rigidly prescribed than is possible in other human activities. Much of the success of science dur- ing the war is an unhealthy success, won by forcing applications of sci- ence to the disruption or complete displacement of that basic activity in pure science which is essential to continuing applications. Finally, and perhaps most important of all, scien- tists willingly suffer during war a degree of direction and control which they would find intolerable and stul- tifying in times of peace. It is the belief of this committee that increased support of research in American universities and nonprofit institutes will provide the most posi- tive aid to science and technology. But we do not believe that any pro- gram is better than no program — - that an ill-devised distribution of Fed- eral funds will aid the growth of science. Our concrete proposals seek to augment the quality as well as the quantity of scientific research. We believe that there are historical prece- dents of Goyernment aid to research, both in this country and abroad, which show the possibilftv of pro- viding, within the framework of sound administrative practice, sus- tained nonpolitical grants which would operate in such a manner as to call forth from existing institu- tions even greater initiative, effort, and accomplishment. The organization or instrument finally set up should not attempt to play the role of an all-seeing, all- powerful planning board trying to guide in detail the normal growth- processes of science. The first and most essential requirement is that the groups administering a program of research assistance be composed of men of the highest integrity, ability, and experience, with a thorough un- derstanding of the problems of sci- ence. The committee believes that an independent Government body, created by the Congress, free from hampering restrictions, staffed with the ablest personnel obtainable, and empowered to give sustained and far- sighted assistance to science with assurance of continuing support, would constitute the best possible solution. It is our belief that the desired purposes can best be served and the possible dangers minimized by cen- tering the responsibility for this pro- gram in a new organization, a Na- tional Research Foundation, whose function should be the promotion of scientific research and of the appli- cations of research to enhance the security and welfare of the Nation. 80 Part Two Present Status and Trends In American Science To aid in formulating policies of assistance to research, it will be help- ful first to analyze the important types of scientific activity and to sketch the deyelopment of the prin- cipal types of American scientific institutions. A. The Nature of Scientific Research Scientific research may be divided into the following broad categories: (1) pure research, (2) background research, and (3) applied research and development. The boundaries between them are by no means clear- cut and it is frequently difficult to assign a given investigation to any single category. On the other hand, typical instances are easily recog- nized, and study of them reveals that each category requires different in- stitutional arrangements for maxi- mum development. 1. Pure Research Pure research is research without specific practical ends. It results in general knowledge and understand- ing of nature and its laws. This gen- eral knowledge provides the means of answering a large number of im- portant practical problems, though it may not give a specific solution to any one of them. The pure scientist may not be at all interested in the practical applications of his work; vet the development of important new industries depends primarily on a continuing vigcuous progress of pure science. One of the peculiarities of [)ure science is the variety of paths which lead to productive advance. Many of the most important discoveries have come as a result of experiments un- dertaken with quite different pur- poses in mind. Statistically it is cer- tain that important and highly useful discoveries will result from some frac- tion of the work undertaken; but the results of any one particular inves- tigation cannot be predicted with accuracy. The unpredictable nature of pure science makes desirable the provision of rather special circumstances for its pursuit. Pure research demands from its followers the freedom of mind to look at familiar facts from unfamiliar points of view. It does not always lend itself to organized efforts and is refractory to direction from above. In fact, nowhere else is the principle of freedom more important for signifi- cant achievement. It should be pointed out, however, that many branches of pure science increasingly involve the cooperative efforts of nu- merous, individuals, and expensive capital equipment shared by many workers. By general consent the discoveries of pure science have for centuries been immediately consigned to the public domain and no valid prece- dent exists for restricting the advan- tages of knowledge of this sort to any 81 individual, corporation, State, or Na- tion. All the people are the bene- ficiaries. Go\'ernments dedicated to the public welfare, therefore, ha\'e a responsibilitN' for encouraging and supporting the production of new knowledge on the broadest possible basis. In the United States this re- sponsibility has long been recognized. 2. Background Research The preparation of accurate topo- graphic and geologic maps, the col- lection of meteorological data, the determination of physical and chemi- cal constants, the description of spe- cies of animals, plants, and minerals, the establishment of standards for hormones, drugs, and X-ray therapy; these and similar types of scientific work are here grouped together un- der the term background research. Such background knowledge pro\'ides essential data for ad\ances in both pure and applied science. It is also widely used by the engineer, the physician and the public at large. In contrast to pure science, the objec- tives of this type of research and the methods to be used are reasonably clear before an in\'estigation is under- taken. Thus, comprehensive pro- grams may be mapped out and the work carried on by relatively large numbers of trained personnel as a coordinated effort. Scientific work of this character is necessarily carried on in all t\'pes of research organizations — in universi- ties, in industry, and in Government bureaus. Much of it e\'olves as a nec- essary byproduct either of applied research or of dexelopment. Only \'ery rarely, however, does the knowl- edge obtained emerge in patentable form and the public welfare is usu- allv best ser\'ed by prompt publica- tion of the results. There seems to be little disagree- ment with the view that these sur- veys and descriptions of basic facts and the determination of standards are proper fields for Government ac- tion and that centralization of cer- tain aspects of this work in Federal laboratories carries many advantages. There are few private organizations equipped to carry out more than a small fraction of the research needed in these fields. And it is obvious, for example, that topographic maps are most useful when maps for the entire country observe similar rules in re- gard to scale, contour lines, conven- tional markings for roads, dwellings, etc. Similarly, standard units for hor- mones should be based on uniform test procedures and be stated, so far as is possible, in uniform units. The Federal Government has recognized these responsibilities in principle and the Bureau of Standards serves as an excellent example of how such work can be carried out most efficiently. Recent technical advance in such fields as synthetic chemistry and in- dustrial biology have resulted in a stream of new compounds and mate- rials too rapid for present laboratories to catalogue. Many substances of great potential usefulness are either completely unknown, or their prop- erties inadequately described. Com- plex minerals such as coal, and a wealth of agricultural products, are composed of chemical compounds, any one of which may become the basis of a new industry. What is needed is enough knowledge about their potentialities to justify the pri- \'ate investment necessary for their practical application. If the problem is left entirely in pri\'ate hands, prog- ress may be very slow. At present, only the larger industrial laboratories have the capacity to engage exten- 82 sivelv in such research. It seems de- sirable, therefore, for the Government to arrange for work of this sort, either in its own laboratories or in outside institutions, and to make the results of this research generally available in a systematic manner. 3. Applied Research and Devel- opment Applied research and development differs in several important respects from pure science. Since the objec- tive can often be definitelv mapped out beforehand, the work lends itself to organized effort. If successful, the results of applied research are of a definitely practical or commercial value. The very heavy expenses of such work are, therefore, undertaken by private organizations onlv in the hope of ultimately recovering the funds in\'ested. In several fields, admittedly, such as agriculture and in various special industries where the individual pro- ducing units are small and widely dispersed, the presence of a profit motive does not ensure the existence of adequate research and develop- ment. The substantial research work initiated by the Department of Agri- culture has developed in response to these special needs. The distinction between applied and pure research is not a hard and fast one, and industrial scientists may tackle specific problems from broad fundamental \'iewpoints. But it is important to emphasize that there is a perverse law governing research: Under the pressure for immediate re- sults, and unless deliberate policies are set up to guard against this, ap- plied research invariably drives out pure. The moral is clear: It is pure re- search which deserves and requires special protection and specially as sured support. B. Development of Scientific Re- search in the United States During the colonial period of American history, scientific work was carried on in random, sporadic fash- ion, and for the most part outside the universities. Franklin and Jefferson are outstanding examples of the type of gifted amateur whose influence upon American science continued to be felt well into the nineteenth cen- tury. In the first decades of the Re- public, the older American colleges began to gi\'e science increased at- tention in the curriculum. But de- spite the presence on their faculties of such outstanding individuals as the Sillimans, Louis Agassiz, and Joseph Henry, it cannot be concluded that the colleges were active centers of research, or that science received much emphasis in institutions which, if they were not so exclusively con- cerned with religious instruction as heretofore, were still devoted to the ideals of a liberal education along the lines of strict classical and liter- ary tradition. With the college environment in- imical or at least cool toward the growth of scientific research, neither Government support nor private en- dowment was available in the United States for the promotion of pure re- search until late in the nineteenth century. This is in marked contrast to the principal European countries where, almost without exception, science was directly supported by the governments. Gradually in response to a steadily increasing need, the Federal Government established the scientific bureaus that it needed to fulfill its obligations to the public. 83 During the course of the century it created the Coast and Geodetic Sur- vey, the Naval Observatory, the De- partment of Agriculture, and the Geological Survey. In 1836, to cite an early example of Federal support of a scientific venture, the Wilkes Exploring Expedition was authorized "to expand the bounds of science and to promote knowledge." But the practical nature of all these acti\'ities is evident. Despite several eloquent expressions by scientific men of the important long-run utility of sponsor- ing pure science, the Congress turned a deaf ear to all proposals for creating scientific institutions having anything but limited and strictly utilitarian purposes. Washington's plan for a national university, and the various suggestions for a Government-spon- sored academy or a national institu- tion had the support of public figures like Jefferson, Madison, and John Quincy Adams but were unpopular in Congress and were often strenu- ously opposed by the older private colleges. If Government support for science was not forthcoming, neither was support from private gifts or bequests. It is significant that the first consid- erable sum for the support of pure science came from a foreigner, the Englishman James Smithson, with whose bequest Congress — after de- bating its acceptance and disposition for nearly 10 years — created the Smithsonian Institution. As a result of the profound forces which were converting America in the last decade of the nineteenth cen- tury from an essentially backward agricultural Nation to a world power, changes took place in our attitudes toward science and learning and to- ward the encouragement that should properly be accorded them. The State universities and land-grant colleges grew and prospered through generous public support. Science also became one of the beneficiaries of the pri\'ate fortunes built up in the later nine- teenth century. Whereas earlier it had been evident that only the Gov- ernment could assume the burden of erecting and supporting an astronomi- cal observatory, there were now men like James Lick with fortunes large enough to build and endow such ex- pensive centers of research. Equally important were the contributions of private philanthropy in developing universities and in the direct support of research through the creation of nonprofit science institutions and philanthropic foundations. Two of our best-known privately endowed institutions devoted to pure research, the Carnegie Institution of Washington and the Rockefeller In- stitute, were created shortly after the turn of the century. From the same gigantic fortunes stemmed the Rocke- feller Foundation and the Carnegie Corporation. Their tremendous con- tributions to the progress of scientific research, not only in America, but throughout the world, cannot be ex- aggerated. The latter part of the nineteenth and the early twentieth centuries witnessed the de\'elopment of the American medical schools, which to- day serve as research centers not only for applied or practical medicine but for fundamental research in many biological problems which are basic to medicine. The medical schools appear to have been particularly at- tractive objects of private philan- thropy. Various factors, such as the regulation of standards by the pro- fession at large and the active inter- est of two or three of the largest foundations, haye gi\'en to the medi- 84 cal schools of the country a uniformly ad\'anced status not enjoved hv other di\'isions of our uni\crsities. In fact, only in the case of medical schools can the United States be said to excel all other countries in the number of first-rate research institutions per unit of population. Almost equally significant is the growth of the Federal Government's own scientific bureaus. The existing agencies and departments, especially the Department of Agriculture, un- derwent an extraordinary develop- ment. An outstanding feature was the expanding program of grants-in- aid to the State agricultural experi- ment stations. The first decades of the twentieth century saw the crea- tion of a number of new scientific bureaus and laboratories: the Bureau of Mines, the Bureau of Standards, and the National Institute of Health. The First World War led to the crea- tion of the principal service labora- tories, the Na\'al Research Labora- tory, for example, and the National Advisory Committee for Aeronautics. By 1932 the total Government ex- penditure for research had risen to over 40 million dollars, more than double the figure for 1922. But no factor in the gradual emer- gence of American science from its dependent state is more striking than the growth of research laboratories in industry. Prior to 1880 there were few, if any, commercial laboratories worthy of the name; but in the last decades of the nineteenth century powerful new industries, especially in the electrical field, grew out of basic technological discoveries and the inventive genius of men like Bell, Edison, and Elihu Thomson. Firms in these new industries almost from the outset adopted the policy of main- taining their lead by energetic pro- grams of scientific and technological research resulting in patents based in large part on the work of their own laboratories. The First World War provided a further stimulus to the growth of commercial laboratories by revealing the inadequacies of our position in industrial research as compared to Germany, especially in the chemical field. Much of our present chemical industry, together with its vast re- search potential, grew up in response to needs which were demonstrated in the war, aided by the availability of patents seized from their former German owners. C. The National Research Budget The over-all picture of the devel- opment of research in the United States, as reflected in the changed structure and magnitude of the na- tional research expenditures of the last 15 years, is shown in table I and in the corresponding figure I. Since statistical information is nec- essarily fragmentary and dependent upon arbitrary definitions, most of the estimates are subject to a very considerable margin of error. Never- theless, the following generalizations seem warranted: (1) Of the three principal groups engaged in research, private industry contributes by far the largest portion of the total national expenditures, with the Government coming next and the educational institutions last. (2) Research expenditures of in- dustry, Government, and industrial institutes have been expanding con- siderably more rapidly (fig. I), than research in uni\'ersities and science institutes. During the war, the Government expanded its research budget from 85 $69,000,000 in 1940 to $720,000,000 dustry and to the universities. This in 1944. Not all of this large increase resulted in changing the trend of took place in Government labora- university research expenditures. The tories. Substantial sums went to in- universities spent $28,000,000 on Table Scientific Research Expenditures and National Income Year National income ' Industry ■ Nonprofit industrial research institutes = Government (Federal and State)' Colleges and univer- sities " Research Institutes « Total scientific research ex- penditures 1920 Millions $74,200 59,400 60,700 71,600 72,100 76,000 81,600 80,100 81,700 87,200 77,300 60,300 42,900 42,200 49,500 54,400 62,900 70 , 500 64,600 70,829 77,809 96,900 122,200 149,400 160,700 Thousands $29,468 37,400 44 ,-000 50,000 58,000 64,000 70,000 75,928 88,000 106,000 116,000 131,320 120,000 110,268 124,000 136,000 152,000 160,000 177,168 200,000 234,000 Thousands Thousands Thousands Thousands Thousands 1921- - .. 1922 1923 $560 1,240 990 740 1,540 2,470 2,530 3,580 4,080 5,000 6,110 9,139 14,079 $15,615 16,336 18,087 16,995 17,119 17,757 22,825 24,066 26,945 40,081 1924 1925 - 1926 1927 1928 1929 -_. .- 1930 1931 1932 1933 $20,353 "24^840" $5,212 5,218 5,159 4,887 4,767 4,785 4,701 4,635 4,596 4,531 4,549 $166,191 191^676 1934 1935 1936 1937 1938 1939 22,243 25,328 33,891 40,786 49,382 19,286 "25^660" 28^496' 171,836 "218^22 "263^722 1940 1941 69,136 207,259 332,151 561,507 719,813 31,450 345,245 1942 39,575 1943 1944 ' Kuznets, Simon S., National Income and Its Composition, 1919-38, Vol. I (New York, National Bureau of Economic Research, 1941), p. 137. ■ National Resources Committee, Research — A National Resource, Vol. II, Industrial Research (Washing- ton, Supt. Docs., 1938), p. 174; Perazich, G. and Field, P., Industrial Research and Changing Technology (Philadelphia, WPA, National Research Project, Rep. No. M-4, Jan. 1940), p. 65. ' Includes the industrial research institutes supported primarily by contributions from industry. Esti- mated $5,000,000 spent by nonprofit industrial research institutes for 1939 and extrapolated for other years by the Battelle Memorial Institute figures given in their publication Research in Action (Columbus, 1944), p. 51. ' Report on Federal Government expenditures on scientific research. Excludes Federal grants to agricul- tural experiment stations. 3 percent of Federal Government expenditures estimated as equivalent to scien- tific research expenditures by the States, exclusive of their grants to agricultural experiment stations and colleges and universities, which are included in the expenditures by the latter. 1940-44 Federal Govern- ment figures do not include grants to "educational institutions and foundations." ' The National Resources Committee reported that $50,000,000 were spent on research by all colleges and universities in 1935-36. Based on the surveys by the Bowman Committee, it was estimated that $25,000,000 of this were for expenditures on research in the natural sciences. The trend shown in research expenditures of a large sample of universities and colleges was used to extrapolate for years other than 1936. Figures in- clude grants from foundations and from the Government for agricultural experiment stations. 'Includes the endowed research institutes which are not connected with any industry nor an integral part of any university, such as the Rockefeller Institute of Medical Research, the Wistar Institute, the Carnegie Institution of Washington, the Marine Biological Laboratory at Woods Hole, etc. The estimates have been made upon published information and questionnaires. The trend shown in the institutions on which complete information was available was used to extrapolate the research expenditures in other re- search institutes. It was estimated that six institutes constituted 75 percent of the total expenditures. 86 research in 1938, while in 1943-44 the Office of Scientific Research and Development, alone, contracted for $90,000,000 of research in univer- sities and colleges. Certain problems which should be considered in planning for a national postwar research program, and some guidance in meeting these problems, can be ascertained from a study of the basic prewar trends and relation- ships. Particularlv important is a studv of the relative expenditures for pure and applied research. Accord- ing to the best available estimates, industrv before the war devoted about 5 percent of its research budget, or $9,000,000,^ and Govern- ment about 15 percent, or $7,500,- 000, to pure research. Colleges, uni- versities, and endowed research insti- tutes spent 70 percent of their re- search budgets, or a total sum of nearly $23,000,000 in this way. Total national expenditure for pure science thus amounted to ap- proximately $40,000,000 while that for applied reached a figure of $227,- 000,000, a ratio of nearly 1 to 6. In England, where the development of industrial research is, admittedlv, In the year 1938. \'ery retarded, the corresponding ratio of pure to applied research is esti- mated at 1 to 1.2.- In the decade from 1930 to 1940 applied research was expanding much more rapidly in the United States than was pure research. During this period industrial research expanded by 100 percent and governmental re- search by 200 percent. Research in colleges and universities increased bv 50 percent, and the endowed re- search institutes (which were pri- marilv devoted to pure research) de- clined bv nearly 15 percent. It may be concluded, therefore, that since governmental and industrial expendi- ture is growing so rapidly, relative to that of the universities, generous support to university research is es- sential if the proportion of pure to applied research is to be maintained at anything like the previous relation- ship. This support will have to include substantial expenditures for capital facilities. The great decline in capital outlays of privately supported insti- tutions is very striking. - Computed from research budgets listed by Bernal, J. D., The Social Functio}i of Science (London, Routledge, 1939). Annual Expenditures for Capital Outlay All Institutions of Higher Education Millions of Dollars Privately supported Publicly supported Fiscal year institutions institutions 1929-30 $73.1 $36.6 1931-32 56.8 35.0 1933-34 18.1 11.4 1935-36 15.3 32.1 1937-38 29.6 40.9 1939-40 20.6 63.6 1941 42 19.8 31.8 Source: Biennial Surveys of Education (Washington, U. S. Office of Education). 87 Some portion of the new plant and equipment constructed during the last few years for the purpose of war research can be converted to peace- time uses. Nevertheless, a consider- able amount of new investment will have to be undertaken after the war. There can be no doubt that such new construction could constitute one of the most productive kinds of public and private investment. Next to the achievement of an ade- quate total volume of research activi- ties and the establishment of a proper proportion between its pure and ap- plied phases, maintenance of a con- tinuous and steady expansion should be considered one of the most impor- Figure Expenditures for Scientific Research in the United States Dollars Per $1,000 of National Income > • iV / 1 TQi FAL / \ / f / / \ / / / \_ y • ^MENT • 1 GOVERh / P f 1 J / 1 / • / N INDUSTRY / / / ^ / /■ / / ^V / / / / / • f i 1 / / • / • 1 ^ >. - , ^ /\ .^ ^ ^ ^ • / \ / COLLEGES AND / RESEARC H INSTITUTES,^ J- -^rr. ,.^ UNIVERSITIES .1.1 ... 1 \ INDUSTRIAL RESEARCH \ . 1 INSTITIITFSN^ ^ 0 1920 1925 1930 1935 1940 1945 88 tant objectives of a far-sighted na- tional research poHcy. Idle scientihc talent and a retarded rate of scien- tific and technological progress have been the usual result of economic depression. Steady maintenance of a generally high level of production and emplovment would naturally ob- viate the necessity of special stabili- zation policies in respect to research and technological development. In the period of postwar transition and possible temporary recession, how- ever, increased governmental expend- iture mav be necessary in order to offset the probable reduction of re- search activities in industry and in prixately financed universities. Even if such a temporary recession should be much milder than the great de- pression of the early 1930's, the abso- lute reduction in the national re- search budget would be substantial since the general level of research is now much higher than it was 15 years ago. It is urged, therefore, that anv national scientific foundation that is established should, as far as is consistent with sound and equita- ble policy, increase its grants for re- search in periods of depression. 89 Part Three Scientific Research in American Universities and Colleges A. The University as a Research Environment Historical development has given the sanction of tradition to the promi- nent role plaved by the universities in the progress of pure science. The advent of the agricultural and engi- neering schools has also increased university interest and responsibilitv in the field of applied research and development. Several factors combine to empha- size the appropriateness of universi- ties for research. The university as a whole is charged with the responsi- bilitv not onh- of maintaining the knowledge of the past and imparting it to students but of contributing to new knowledge of all kinds. The scientific worker is thus pro\'ided with colleagues who, though they may represent widely differing fields, all have an understanding and appre- ciation of the value of new knowl- edge. The long struggle for academic freedom has provided our universities with the means of protecting the sci- entist from many of the immediate pressures of convention or prejudice. The university at its best proxides its workers with a strong sense of group solidarity and security, plus a sub- stantial degree of personal and intel- lectual freedom. Both are essential in the development of new knowl- edge, much of which can arouse opposition because of its tendency to challenge current beliefs and prac- tices. 1. Present Status of Pure Re- search in American Universities The rapid expansion of university education in this country during the present century is encouraging, but it is wise to remember that a large part of this increase has been devoted to undergraduate departments and was especially designed to meet increased teaching responsibilities. More than any other country in the world, the United States has under- taken to provide higher education on a broad base. There has been an even more remarkable percentage rate of growth in the number of students taking postgraduate courses in Ameri- can uni\'ersities. Development of re- search has not, however, paralleled this rapid expansion in teaching. 2. Backgrounds and Trends of Financial Support to Universities The support of our large private universities and colleges has come mainly from endowment gifts and foundation grants. The prodigious growth of our public institutions has been supported by appropriations from the various legislatures. Since 1929 fundamental changes in the American tax and income structure and decline in interest rates have slowed down the rate of new private gifts and endowment earnings. Stu- dents' fees constitute an increasing proportion of the total support of private institutions, and capital out- lays in those universities are definitely 90 on the downgrade. At the same time research has become increasingh' ex- pensive and man\' State legislatures are finding it diBlcult to provide ade- quate support for such activities in their universities. The science departments of univer- sities have found it necessary, in view of the decrease in gifts by individ- uals, to relv more upon industrial corporations for assistance. This may imply the distortion of university re- search in the direction of short-range problems at the expense of more fundamental research. Also the free- dom of the university scientist may be decreased by the introduction of some degree of commercial control. Undoubtedly, if proper safeguards are maintained, cooperative research performed for industry in universities can be expected to increase in the future to the advantage of both parties concerned. But in this report which wishes steadily to emphasize the need for freedom in science, it is well to speak of the need to guard against control of science by industry as well as against control of science bv government. If university research is to keep pace with the growth of our economy, if able people are to be attracted to college research and teaching, it is clear that new sources of financial support must be found. Incomes of other professions — doctors, lawyers, dentists, engineers, etc. — have in- creased considerablv during the war. The cost of living has risen markedly. For the first time the personal in- come tax bears sharply on the middle- income groups. And in the face of these factors, professorial earnings have been frozen at a level which was not considered to be overgen- erous 15 vears ago. A continuation of this trend will certainly ha\'e an adverse effect upon the recruitment and retention of able university sci- entists. 3. Immediate Effects of the War The above trends were in evidence even before the war. Yet in addition, the present conflict has added a num- ber of very special problems which will dominate the situation for a number of years to come. First, and most important, has been the virtual cessation of training of new scientific personnel. As a result, we must simply accept as axiomatic the fact that there will be an insuffi- ciency of fully trained young scien- tists after the war and that it will take a considerable period of time to repair the deficiency. The war has also created a serious problem of reconversion and reha- bilitation for the individual scientist. The mature scholar, as well as the advanced student whose curriculum had to be interrupted, needs re-edu- cation and readjustment. The prob- lem is not simply one of returning to the status quo ante helium. In many cases the war has increased the re- search time and opportunities of American college scientists. Neces- sarily the concentration in relatively few centers of the bulk of war re- search will, and should, be reversed in time of peace. But it would defi- nitely not be in the national interest if the dispersal of research staffs away from the largest institutions should mean a marked reduction in the re- search opportunities and effectiveness of university scientists. Teaching and research are comple- mentary activities, each aiding and reinforcing the other. But if too much of the teaching is of a routine, elementary character, and if the num- ber of teaching hours is so great as 91 to absorb too much of the time and creative eneroy of the scientists, then the two acti\ ities become competiti\ e. Before the war, in all but a few of the most prosperous unixersities, teaching loads were excessixe from the standpoint of optimal research output.' The need to make up for the wartime deferment of training may necessitate the "acceleration" of educational programs to a three-term basis for some years after the war. again with harmful effects to re- search. To' the well-trained uni\'ersit\' sci- entist now enoaoed in war work, the immediate academic outlook may haye lost some of its appeal, espe- cially if he is research minded. For during the war he has had. perhaps for the first time in his life, the fa cilities and assistance to carry on re search in a really efficient wav. At the same time, industrial laboratories will be bidding eagerly for his serv- er o ices. Uni\ersity salaries tend to be low compared with those in industry and tKere has been a steady flow of unix'ersity scientists into industrial laboratories. Since one of the most important fruits of pure research is the creation of outstanding applied research men, it is \ery much in the national interest that this mo\ement take place in some degree. But in the immediate postwar period there is danger that an undue number of trained individuals may go into in- dustry, stripping the uni\'ersities of those who are most competent to teach a new generation of research workers. It is of the utmost impor- tance, therefore, to maintain a fa- vorable competiti\e position for uni- x-ersities relati\'e to industr\'. Paradoxically, increasing the teach- ing load of uni\ersity scientists to ^ See appendix B. meet postwar demands may intensify the teaching shortage through its tendencN to encourage transfers to industry. A number of partial solu- tions suggest themseh-es, each being possible onK' if financial support is a\'ailable to make research opportuni- ties mcne plentiful and teaching more attractixe. Numerous scientists on war work may be encouraged to re- turn to their unixersities; many of the newly trained war scientists may be encouraged to remain in the uni- versities; competent scientists who before the war were in institutions with \'er\' little science teaching may be transferred to the more active cen- ters; finally, unixersities may decide to alter teaching methods and size of classes for at least a few years after the war. These are important short- run makeshifts. In the long run the solution will be found in the training of more scientists. It is also \'itally important that sufficient laboratory assistance, mate- rials, apparatus, clerical and manual aid be provided for those university staff members who are undertaking research in the natural sciences. It is anomalous, to say the least, that unixersities and colleges should hire first-class scientists, equip them with offices and laboratories, and then fail to proA'ide them with the supple- mentary funds necessary for produc- ti\'e research. No industrial labora- tory would be so imprudent as to use the time of highly paid staff members for doing shop work. A survey was made by this com- mittee to make possible a quantitative comparison of the support of research in universities, nonprofit research in- stitutions and industrial laboratories during the prewar \'ears. The aim was to disco\'er just how nearly the unixersities were approximating the 92 practice, in the use of research per- sonnel, wiiich research institutes and especialh industrial lahoratcMies had found to be economical and cllicicnt.' The results showed that, just prior to the war, university science depart- ments were spending on the direct operating costs of research — appara- tus, materials, technical assistance — sums of the order of 10 to 40 cents for ever\' dollar of salary paid to members of the research staff. A fie- ure of 15 to 20 cents per salary dollar was typical of most departments. Fig- ures abo\'e 30 cents were uncommon and were considered to be distinctly liberal by standards of current univer- sity practice. By contrast, in a similar survey of a number of industrial re- search laboratories, a figure of 40 cents for direct research expenditures, per dollar of salarv paid to the re- search staff, was the lowest encoun- tered.' In most of the firms report- ing, the research expenditures ranged from $1 to $3 for each dollar of sal- arv. Industries ha\'e found that gen- erous expenditures for assistance to research workers are economical in the long run. Clearly steps must be taken to help the universities bring their supplementary research expend- itures more into line with the best practice. If the prewar support of research in uni\'ersities was inadequate, the postwar situation promises to be worse, unless drastic remedies are applied. In view of the wartime in- crease of some 27 percent in the price level of all goods,- each of the already inadequate university research dollars will go much less far than before the war. It is as though every natural science department had alreadv re- ^ See appendix B. - B. L. S. Cost of Lh'ing Index, all items, March 15, 1940, to January 15, 1945. cei\ed a cut in its postwar research budget ol from one cpiartcr to one- third. This prospect is serious lor all uni- \'ersitics but i~)crhaps most acute for the 25 universities just below the first half dozen in size and resources. The large wartime unix'crsity research lab- oratories ha\'e drawn upon the inter- mediate uni\ersities for staffs. Such tried and experienced men can make \'aluable contributions in their home institutions if adequate funds are made available. Here lies the imme- diate opportunity from the Nation's point of view, although much also re- mains to be done at the highest and lowest le\'els. B. Form of Aid to Universities Althou^ih the Go\'ernment mav render important indirect aid to imi- versities by keeping its own labora- tories, libraries and other research fa- cilities at a high level of efficiency, the principal need is for direct finan- cial support under conditions which will not endanger academic freedom and the personal independence of the investipator. This committee does not feel that it is desirable to supply these funds by a series of annual conoressional appropriations for specific projects; the difficulties these have raised within the Government service testify to the e\'ils that would be introduced into the university environment by this practice. The preservation of academic freedom requires that funds be allocated in a way that would minimize the possibility of external control and would encourage long- term projects. Experience in other countries and the example of the successful private foundations suggest that a largely autonomous board with a staff of 93 men trained in science is the most appropriate agency for carrying on this phase of the Government's re- sponsibiHtv for scientific progress. Recommendations for the formation of a National Research Foundation and additional responsibilities with which it mav be charged appear else- where in this report. The following paragraphs are devoted to an outline of the committee's views respecting its operation in relation to universities. To give funds intelligently in sup- port of fundamental research is a difficult task and there is no gener- ally accepted rule of procedure. The private foundations follow a number of different policies and' are con- stantly revising their procedures on the basis of accumulating experience. A Government board would have new and perplexing problems stem- ming from its status as an arm of the Government, and from the fact that the resources at its command would presumably be large in comparison with those of any single university or private foundation. The commit- tee recommends, therefore, that such a board be in large measure free to formulate its own rules of procedure for allocating funds to universities, as long as these do not transgress certain broad general principles. The most important of these gen- eral principles are as follows: (1) The funds supplied to the universities should be used for the support of significant research with special emphasis on the universi- ties' position as the chief contribu- tor to pure science. (2) In making grants the board should assure itself that the univer- sity has competent and adequately trained personnel to guide the studies. (3) Grants to uni\'ersities or to men working in universities must be made in such a way as to avoid control of the internal policy of the university, so that the univer- sity and not the board will have full responsibility for the admin- istration of the grant after it is once made. (4) A constant effort should be made to improve the general re- search level in institutions of higher education throughout the country. No matter on what conditions money is given to universities, the very existence of such support will, of course, modify university policy. In fact, the increased emphasis on research, which will be the object of the Foundation, itself constitutes a change in policy. And despite the fact that our committee is concerned only with the natural sciences, action along the lines proposed cannot fail to have influence on the humanities and the social sciences. It is our hope and belief that the provision of funds for the natural sciences would, in some measure, free university funds for use in the other fields. Aside from such general influences, how- ever, it would be necessary to devise ways and means of allocating funds in large measure without deterviining what particular jirohlevis are to he worked on and who is to carry theiii otit. The principle of variety and de- centralization of control is nowhere more important than in scientific work, where the fostering of novelty must be the first concern. One of the most useful ways of preserving these opportunities is to allow the greatest possible latitude to the accumulated wisdom of university administrative officers and faculties. The committee has given a great deal of thought to the technical form 94 in which Government grants should be made in order best to reflect these principles. It does not wish to recom- mend that the proposed board be re- stricted to the use of any particular plan, as experience will undoubtedly reveal in each defects and adx'antages which cannot be predicted before- hand. The committee, however, feels that any instrumentality set up to aid research in unix'ersities should be em- powered to allocate funds in any or all of the following ways: 1. Matching Grants to Private and State Supported Institutions It is proposed that research funds be made available to accredited uni- versities, colleges, and engineering schools on a matching basis, and in a manner that will be virtually auto- matic. These grants would be con- tingent upon satisfying the admin- istrating board that certain clearly stated requirements, largely of a tech- nical bookkeeping nature have been met by the particular institution in question. The grant would be for fluid research purposes within the institution, rather than to any par- ticular department or person. Once a university were accepted as a par- ticipant in this plan, and as long as it continued to meet the required conditions, it would expect to receive the grant as a regular annual appro- priation, with no other control than some form of Government audit to insure that the money was, in fact, used in support of research. The Government would match dollar for dollar (or according to any other simple formula) the sums the uni- versity expended for research. Although certain practical difficul- ties must be recognized and dealt with, many considerations make such matching grants attracti^'e in princi- ple. First, and perhaps most impor- tant, it leaves to the recipient institu- tion complete freedom in the selec- tion of research programs and per- sonnel. Second, it encourages local support and utilizes the important forces of local interest and pride, both in screening out unworthy projects and in carrying through worth-while ones. Third, the size of the grant is geared more or less realistically to the ability of the institution to utilize it effectively. Fourth, since the grants are largely automatic in character, the board is freed from the burden of investigating intensively the large number of potential recipients and arriving at a decision in regard to the merits and defects of each. The experience of the private foundations demonstrates that judgments of this sort are extremely difficult and time- consuming, even when pursued on a small scale. The burden of work for a Go\'ernment board with much larger funds at its disposal is bound to be far greater. There is, of course, the practical problem of determining research costs as distinguished from other outlays. University accounting practice is by no means uniform and there are in- herent difficulties in deciding what part of the costs of laboratory space, staff salaries, administrative overhead and so forth is occasioned by research and what part by teaching. Certain funds now received by universities, notably as a result of contracts with industry, should almost certainly not be matched by the Government, espe- cially if the resulting discoveries were to become the exclusive property of the industrial donor. Difficulties of this nature, however, are not insu- perable and should not weigh heavily against the many advantages of the scheme. 95 2. Discretionary Grants Matching grants, however, may well be attacked as a method of main taining the status quo, in which a few universities tend to dominate scientific research. It is, in fact, essen- tial to the healthy growth of science that the Foundation should help to spread the research spirit as widelv as possible throughout the United States. If the recruitment of future scientific personnel is to proceed from a suflficientlv broad base, it is impor- tant that as large a number of stu- dents as possible be made aware of the research point of view. Many of our colleges and engineering schools are not now able to support a signifi- cant amount of research.-'' The level of research practice in these institu- tions can best be raised through dis- cretionary grants. The committee recommends, there- fore, that the board of trustees be empowered to expend a substantial part of its funds on a discretionary iDasis, either as grants-in-aid for prom- ising special projects or in the pro- vision of large and expensive capital facilities. a. Grants-in-aid Much of the funds now granted bv private foundations to universities is in the form of grants-in-aid for spe- cial purposes. These range in size from a few hundred dollars for 1 year to several hundred thousand dollars for a period of 5 to 10 years. A Government foundation with larger sums at its command would presumably be in a position to make appropriations of considerable size and for long periods of time. Indeed the very magnitude of its responsi- bilities would require that it abstain from frittering away its efforts on a ^ See appendix B. large number of small and transitory projects. Once proper precautions are taken to avoid obvious pitfalls, several ad- vantages of relatively stable grants-in- aid argue strongly for their adoption in certain circumstances. Of first im- portance is the fact that they offer what is probably the best means of supporting promising projects in in- stitutions whose present status does not enable them to benefit sufficiently under matching grants. In this con- nection particular attention should be given to attaining a better balance of research activity throughout the country. h. Grants for Capital Facilities It has already been pointed out that any plans for expansion of re- search in educational institutions will require additional investment in buildings and equipment. Increases in the total number of students are expected to bring student enrollment considerably above prewar levels and will bring great pressure on existing facilities which are already over- crowded. Substantial sums will there- fore be required to provide adequate facilities for advanced research. In addition the trends in many fields of scientific research point to- ward the increasing importance of large and highly expensive pieces of equipment which, at present, can be purchased and maintained only by fa\'ored institutions. The astrono- mers were perhaps the first to face this problem, but now the physicist wishes to work with a cyclotron or betatron, and the biochemist with an ultracentrifuge or mass spectrograph; and workers in many fields have need for the services of computing centers or for the use of complicated calculat- ing equipment, such as the differen- 96 tial analyzer. Much of present-day engineering research requires large installations of a semi-industrial na- ture. It is, accordingly, suggested that the Goyernment could greatly aid the course of both pure and applied re- search by making ayailable these fa- cilities to uni\ersities, vyith proyisions that they should be used coopera- tiyely by other institutions in the region. A detailed proposal for the management of such facilities will probably need close study; and the needs of each center should be adapted to its peculiar local circum stances. This proposal appears to haye a number of inherent ad\'antages: (1) It proyides necessary facilities that would not otherwise be readily ayail- able, and an economical and demo- cratic way of using them, (2) it rec- ognizes the cooperatiye aspects of modern research and proyides facili- ties where workers could come to- gether for a common effort and inter- change of ideas, and (3) care in the placement of such equipment would immediately stimulate and strengthen research efforts in hitherto less fa- yored areas. 3. Postdoctoral Research Fellowships Another committee under the chairmanship of Dr. Moe"* has made a careful analysis of the problem of recruiting and training future re- search workers up to the leyel of the doctorate. The Moe Committee is recommending a substantial program * The Moe Committee was appointed by Dr. Bush to assist in answering the President's question "Can an effective program be pro- posed for discovering and developing scientific talent in American youth so that the continu- ing future of scientific research in this country may be assured on a level comparable to what has been done during the war?" (See Presi- dent's letter.) of undergraduate and predoctoral sci- ence fellowships. We should like to rcinlorce these recommendations by stating our belief that the need for additional personnel is one of the most pressing which faces uniyersi- ties, industry, and Goyernment. The \'er)' heart of any successful program of research is the existence of a strong body of highly trained men. Ade- quate funds can be of immense yalue in giving a large number of qualified persons the opportunity for the nec- essary training and study. Not only will pro\'isions for undergraduate and predoctoral fellowships help supply future workers, but grants in the lat- ter category will immediately con- tribute to the productive research done in universities. Much of the actual experimental work carried on in these institutions is done by stu- dents pursuing the Ph.D. degree under the direction of mature inves- tigators. Every additional qualified student assistant thus increases the effectiveness of the senior staff mem- bers. The Bowman Committee also wishes to recommend a program of post-doctoral fellowships as a direct aid to research. The National Re- search Council, with funds received from the Rockefeller Foundation, has for many years granted a number of fellowships to research workers who have recently received advanced de- grees and wish a year or two more to establish themselves firmly in in- \'estigatiye work before taking up extensive teaching responsibilities. A notably high proportion of the recip- ients have gone on to distinguished careers in science or one of the allied arts, notably in medicine. One of the most important aspects of these fel- lowships is that their holders have in the majority of instances used them 97 for work at institutions other than those in which thev obtained their degrees. Thus, they not onlv broad- ened their own training but contrib- uted greatly to the interchange of ideas and methods between labora- tories. In the immediate postwar period, an increase in the number of these fellowships would be especially important in re-establishing in scien- tific work many men who had com- pleted their formal education before joining the armed forces and would thus be ineligible for aid under the G.I. Bill of Rights. The fellowships should also be helpful in certain fields of pure and applied science where a combination of skills is re- quired and where the cost of a thorough training is prohibitive un- der present conditions. 4. Senior Research Felloivships Although scholarship and fellow- ships such as those described above have operated successfully on a fairly large scale in the past, fewer oppor- tunities exist for similar aid to the mature investigator. One of the foun- dations has for several years gi\'en special attention to this field, and shortly before the war the National Research Council instituted the Welch Fellowships in Medicine for men of relatively advanced though hardly mature academic status. In the opinion of the committee, how- ever, much more needs to be done to enable really experienced investiga- tors to develop and utilize their tal- ents most effectively. The problem, in fact, appears to be far beyond the means of private resources. Research workers who have reached the status of assistant professor or above tend to remain in their own uni\ersities and their time available for research tends to become increasingly broken up. In theory, the sabbatical year gives an opportunity for intensive research or travel, but in recent years universities have been less and less able to grant such freedom from academic routine. The resulting immobility of the sen- ior staff serves to isolate the intel- lectual life of a university from that of its fellows, and the indi\'iduals concerned, lacking outside stimula- tion, may incline more and more to perfunctory performance of routine duties. The tendency of American universities to select full professors and department heads from within their own staffs only aggra\'ates these undesirable conditions. Fellowships large enough to meet the salaries of advanced academic personnel for periods of intensive re- search work at their own institutions or at other universities would be an effective means of attacking these problems. Such grants offer an espe- cially powerful tool for building up research in institutions that are just beginning to develop the research spirit, either by enabling their facul- ties to receive advanced training else- where or by bringing distinguished workers to them from other institu- tions. An accompanying grant to cover the use of research facilities should be made to the institution selected by the recipient of the fel- lowship. Efforts should also be made to encourage mature scientists in indus- try and government to avail them- selves of the opportunity pro\ided in this program to do fundamental re- search in universities of their own choice. This should help in part to speed the transition between pure re- search and its practical applications. 98 Part Four Scientific Research in the Government Service An analysis of the activities of the various scientific bureaus gives con- vincing proof that the recognized re- sponsibihties of the Government in scientific research are wide indeed. The tvpes of research in u'hich it is directly engaged mav be roughlv classified under three headings: (1) research that is essential to the effec- tive operation of Government depart- ments; (2) research of broad scien- tific and economic importance that has long-range value to the Nation and for which the Federal Govern- ment has assumed a large share of the responsibilitv (particularlv impor- tant has been Government research for industries made up of manv small units); and (3) technological re- search of public concern, which is either too expensive or whose success is too problematical or too far distant to attract the research efforts of com- mercial enterprise. In this category would also be placed research pro- grams, requiring elaborate coordina- tion, which the Government is pecul- iarly well-fitted to direct. Much of Government research is of wide scope and long-range char- acter. It is predominantly a team affair, and often involves the corre- lation and integration of a Nation- wide effort, with the Government enlisting the cooperation of investiga- tors from industry and universities throughout the countrv. The devel- opment of the contract mechanism for sponsoring research has been a most important factor in this type of cooperation. The planning, organiza- tion and successful administration of such far-reaching research programs often raise problems much more com- plex than those encountered in the operation of laboratories devoted ex- clusively to specific sciences. The general problem of improving the conditions under which the Gov- ernment conducts research, and the special problem of coordinating the various scientific activities of the Gov- ernment, has been previously consid- ered by a number of other commit- tees who have reported to the Gon- gress or to the President. In 1884, a committee of the National Academv of Sciences reported to the Gongress on the condition of several of the most important scientific bureaus. This committee recommended the consolidation of the four agencies under consideration into a single De- partment of Science, or, if that were not deemed practical, the creation of an advisorv "permanent commission" charged with coordinating and im- proving the scientific services of the Government. Neither recommenda- tion was acted upon. In 1908, an- other committee of the National Academy recommended a permanent board to advise on the work of the scientific bureaus, the board to con- sist of the heads of the various bu- reaus, four delegates from Congress, and "five to seven eminent men of science not connected with the Gov- ernment service." No action was taken as a result of this report. A 99 temporarv Science Ad\'isor\' Board was appointed b\' President Roose\ elt in 1933 and asked to consider specific problems of the organization of \'a- rious scientific bureaus and to rec- ommend a program for more acti\e support of research by the Federal Government. In the 2 years of its activities, the board made man\ \alu- able recommendations and brought about useful improvements in the Government service. The board sub- mitted its first report in 1934 and its final report late in 1935. In this final report the board strongly rec- ommended the creation of a perma- nent science advisory board for the scientific services of the Federal Gov- ernment. Several years later the National Resources Committee pub- lished a study of Federal aids to re- search and of the place of scientific work in the Government.^ Findings of these two committees have been consulted freely in the preparation of the present chapter. Suggestions from research workers and research direc- tors long connected with Government bureaus afford a basis for recommen- dations supplemental to those pro- posed by the earlier committees. A. Suggested Reforms The special problems of the con- duct of research by the Government are made more difficult than is nec- essary by the application to research activities and to research personnel of regulations designed primarily to gov- ern custodial, regulatory, or other functions of Government. Many of these regulations and restrictions seri- ously hamper successful prosecution of research work by Government agencies. If research is to be con- ducted by Government, its distinc- ^ Research— A National Resource. I. Relation of the Federal Government to Research. t'ne character should be recognized, and it should be freed from as many as possible of these hampering restric- tions. Fiscal and budgetar\' proce- dures should be modified to fit the particular needs of research work rather than attempting to adapt re- search procedures to inflexible regu- lations applicable to other items of Government expense. Ci\'il Ser\'ice regulations should be modified to permit the most advantageous pro- cedures for recruiting and classifying scientific personnel. Research bv Government bureaus should be co- ordinated with research in other pub- lic and private scientific institutions. 1. Fiscal and Budgetary Procedures The scientific work of Government bureaus could be assisted greatly by simplifying procedures in order to permit more effective use of the funds appropriated for research. The principal modifications suggested here are aimed at granting wider latitude and greater flexibility for planning and executing sustained research programs. The necessary changes in procedure can probably best be determined by a special com- mittee composed of governmental and nongovernmental scientists and representatives of the budgetary or appropriating authorities. a. Appropriations for Long-Tenn Programs Current budgetary procedure of Go\'ernment provides funds on an annual basis, yet only a small per- centage of the research conducted by Government agencies can be planned adequately or appraised satisfactorily on a 1-year basis. Research programs should somehow be assured in terms of their long-run objectives. If ap- 100 pio\'Cc], funds should bo guaranteed over the period of years neeessar\ to permit e(Mitinuit\' of effort and attain ment of these uhimate ohjeeti\es. Appropriations should he in lump sums for broad programs rather than in speeifie sums lor detailed projeets. Requiring detailed justiheations ot an annual budget tends to stultify research by ignoring its intrinsic un- certainty. Appropriations within the assured sum might then be made available as at present in the annual budget. This plan has attained lim ited acceptance in certain depart- ments of the Government, but the procedure should be made uniform throughout scientific bureaus. It oives needed Hexibilitx' to research programs and permits modification to meet unexpected developments which almost inevitably arise. b. Cooperative Support of Research hy Public and Private Agencies The degree of cooperation by pub- lic and private agencies in the finan- cial support of research has never been uniform in all departments of the Go\'ernment. It should be made a relatively simple matter for any sci- entific bureau of the Government to accept funds from State or local gov- ernments, from nonprofit research in- stitutions, or from private industry, for cooperative scientific investiga- tions that are in the public interest. It is particularly important that Federal research agencies should be able to cooperate freely with State and municipal governments. Many problems of predominantly local con- cern can be studied most advanta- geously by State agencies, such as agricultural experiment stations, health departments, and mineral re- source bureaus. To the extent that the results of these studies are of more than local interest, they should rec(.'i\e fin.mcial support through the I c'deral bureaus that are particularly interested. The Federal Go\'ernment should, perhaps, make a special efiort to stimulate development of research organizations in backward States. c. Siniplificatioii of fiscal Reoiilations Government regulations resardina the purchase of supplies and equip- ment, while intended to assure econ- omy and fair dealing to all, often hamper research programs. The call- ing for bids and the insistence on purchase of the lowest-priced mate- rial is no doubt fully justified for the great bulk of Government supplies. Nevertheless, the required proce- dures do not always yield scientific etjuipment of the best quality, and the nominal saving is usually far out- weighed by intangible losses in delay and frustration of the research staff. Liberalization of the rules for pur- chase of scientific equipment is, there- fore, recommended. 2. Operation of the Civil Service The most important single factor in scientific and technical work is the quality of personnel employed. Sci- entific and professional personnel in Government service are now subject to approximately the same system of recruitment, promotion, and super- vision as those in the clerical, fiscal, and custodial positions. Separate and distinct procedures for recruiting and classifying scientific personnel are warranted by the exacting technical requirements in these services. No one change from current practice would do more to improve the qual- ity of research conducted by the Gov- ernment than the establishment of a separate branch of the Civil Service for scientific and technical positions. 101 The Civil Service was instituted to replace the demoralizing "Spoils Sys- tem" bv an orderlv merit system of recruiting efficient personnel for Gov- ernment service. It has been largely successful in eliminating the "spoils- men"; and any modifications designed to improve present methods of recruit- ing and protecting personnel must not imperil the defense now afforded against political influence and favor- itism in making appointments. The keystone of the merit system is com- petition open to all qualified appli- cants for a position; but the Civil Service has been severely criticized because of the slow and cumbersome machinery necessary to insure this competition. The general suggestions offered here are designed to meet the more serious of these criticisms with- out undermining the essentials of the merit system. The precise form of changes needed in present Civil Serv- ice procedures deserves study by a special committee of governmental, university, and industrial scientists and representatives of the Civil Ser\ - ice Commission. a. Entrance Requirements for Scientific Service The standards for entrance into scientific and professional positions in the Government should be approxi- mately those maintained for compara- ble posts in universities and indus- tries. Civil Service positions are sub- jected to continuous political pressure to relax entrance requirements; and recently the educational requirements for a number of scientific classifica- tions have been removed. This opens the way to possible appointments by personal favoritism and political pref- erence. Action should be taken im- mediately to re-establish the require- ment of a university or college degree for entrance into all scientific and professional services. Exceptions in especially meritorious cases should be granted only upon recommendation of qualified scientists. In many types of Government em- ployment, standards are not lowered by granting military preference to candidates who have served in the armed forces, although, strictly speak- ing, such preference is a departure from the merit system. In scientific and technical services, however, in- dividuals unable to qualify without special preference are not really bene- fited by appointment to positions for which they are unqualified; and when such appointments are made, the work inevitably suffers. Any lowering of entrance requirements, whether for civilians or v^eterans, is distinctly harmful to the scientific services of Government. b. Recruitment of Scientific Personnel The methods of recruiting for gov- ernmental service presupposes a sup- ply of able applicants for every posi- tion to be filled. However, in the years immediately preceding the pres- ent war there was a shortage of able young scientists. This shortage is likely to be even more acute after the war, because of the interruption of training programs. Government scientific bureaus are under a severe handicap in compet- ing with industrial laboratories which employ college seniors bv the use of the personal interview followed by prompt appointment. This handicap should be offset as much as possible without jeopardizing the fundamen- tal objectives of Civil Service. It should be permissible for representa- tives of Government agencies to in- terview students and to persuade the more able ones to apply for employ- ment. The months of delay between 102 application, examination, and notifi- cation of appointment should, if pos- sible, be reduced to a few days. College seniors could be given ap- pointments effective on the day of their graduation. The necessary safe- guards could be maintained by a longer period of probationary employ- ment and by the requirement of suit- able examinations before promotion to higher grades. Government bu- reaus could further improve their chances of successful recruitment from the colleges by making wider use of temporary student appoint- ments during summer \'acations. c. Salary Scale The opportunitN' for full-time scien- tific work, freedom to publish results, and the satisfaction of serving the national interest attract many able scientists to the Government service. But salary scales must be broadly commensurate with those of private institutions if these scientists are ex- pected to remain in Government serv- ice. Entrance salaries in Go\'ernment scientific positions are usually slightly above this competitive level. How- ever, promotion is slow in Go\'ern- ment service, and the higher positions carry salaries much lower than those offered in industry. The present sys- tem of efficiency ratings and promo- tion procedures is designed to assure fair and uniform treatment for all governmental positions. But this sys- tem is so elaborate that it requires handling by many persons of non- technical training. Furthermore, in most branches of Go\'ernment serv- ice, the higher salaries are almost solely for super\'isory positions. As a result, the senior professional posi- tion, with a salary range of $4,600 to $5,400 a year, is the highest ordi- narih' attained by Government scien- tists in nonadministrative positions. Civil Service regulations should be modified to permit exceptionally qualified scientists to reach salaries of $9,000 or more a year even though thc\' ma\' not have important adminis- trati\'e responsibilities. It is sometimes said that one of the most serious limitations of scientific work b\' the Government is the in- ability to pay salaries large enough to get outstanding directors for re- search organizations. Although no legal restrictions, except the neces- sity for congressional appro\'al, pre- vent the employment of a director of a research bureau at whatever salary is deemed necessary, practical con- siderations— such as comparison with the salaries of Department Secretaries and members of Congress — ine\'itably impose limitations. In actual practice, few research directors ha\'e received more than $9,000 a year. Under the stress of war needs, when expert talent was urgently re- quired, the departments of Govern- ment, particularly the so-called "war agencies," succeeded to some extent in breaking down the tradition of low Government salaries. Many technical positions and salaries were, in effect, up-graded; and this contributed sig- nificantly to the flow of talent into Go\'ernment ser\'ice during the war emergency. A more general and per- manent up-grading of positions and salaries in the scientific services of CTOvernment, accompanied by a care- ful selection of new talent, would be a major contribution to improvement of the quality of research conducted by the Government. d. Security of Tenure The security of tenure in Civil Service is partial compensation for the lower salaries in many types of governmental employment, especially during periods of depression. But if 103 scientific and professional personnel are to be classified separately from other Government employees, and if they are to receive salaries approxi- mating those of their colleagues in universities and in industry, care must be taken that this security of tenure does not become a shelter for incompetence and mediocrity. Many of the more able and ener- getic scientists in Government service are offered higher salaries elsewhere. Inevitably, a number of these offers are accepted, with the result that the less qualified employees tend to con- stitute a larger proportion of those who remain. Unless a research bu- reau can replace such losses with new employees of equal ability, it is forced to operate with only the resi- due of its scientific staff after continu- ous raids. An additional handicap is the difficulty, under Civil Service regulations, of demoting or dismissing incompetent, mediocre, or poorly ad- justed individuals. f-ligher standards for entrance into scientific positions, longer and more closely supervised periods of proba- tion, examinations for promotions in the lowest grades, with the alterna- tive of separation from the service, and higher salaries for the abler scien- tists are some of the methods by which the quality of scientific work of the Government can be improved. 3. Coordination of Governmental Research The extensive development of the sciences in recent vears, and the in- creasing complexity of governmental research, make it more difficult each year to coordinate the scientific work conducted by the Government and to integrate governmental research with that of universities, endowed in- stitutions, and industrial organiza- tions. Parallel investigations of cer- tain important research problems are to be encouraged rather than avoided, and duplication should not neces- sarily be the bugbear in science that it is in other types of governmental acti\ity. Ne\'ertheless, it becomes in- creasingly important that the research personnel of \'arious governmental bureaus keep in close touch with one another and with current technical developments and public needs. a. CoordinaUon of Research Within the Government A specific need is for an inter- bureau committee or council of rep- resentatives of the principal scien- tific bureaus. Such a committee might be set up under the Bureau of the Budget, or other appropriate auspices, to advise on interrelationships of re- search programs of the different agen- cies, and to compare the effectiveness of different procedures for adminis- tering governmental research. Recom- mendations from such a committee on policies of budget procedure or of classification of scientific personnel should carry more weight than the recommendation of a single bureau. The practice of utilizing scientific employees of one bureau as con- sultants for other bureaus is difficult under existing regulations. But if this practice were generally adopted, it would further coordination of re- search programs by disseminating more widely a knowledge of the re- lated problems under investigation by \'arious agencies and of the different methods by which these problems are being attacked. b. Coordination of Governmental Re- search with Outside Organizations There is a widespread impression that a research project, once started 104 bv a Go\crnmcnt hurcaii, uvax con tinue long after it has served its origi- nal purpose. Research jirojects need continuous reappraisal in the light of scientific ad\ance and technological developments. Orderh re\'ision of re search programs should be the normal and expected result of scientific [irog- ress. The danger that a research bu- reau ma\ fail to revise its programs or its methods when thev become obsolete is minimized most surelv bv encouraging members of the scien- tific staff to maintain close contact with their professional colleagues elsewhere. Government emplovees engaged in research should be en- couraged to participate in the activi- ties and publications of national scientific societies. This means, among other things, more liberal funds for tra\'el to scientific meetings, f^urthcrmore, it should be legallv pos- sible for anv Government bureau to keep in close touch with modern ideas within its field of science bv assigning emplovees on full pav for graduate work at universities or for research projects to be conducted at endowed or industrial institutions or at official research organizations in this or other countries. Scientists from uni\'ersities, research institu- tions, State agencies and industrial organizations should be invited to accept appointments for short-term projects in Government bureaus. Facilities should likewise be ex- tended to visiting scientists from for- eign countries. c. Clarification of Patent Policy for Government Employees The present policv of granting patents to the emplovees of some Government bureaus for inventions in the field of the bureau's official duties does not instill public confi- dence in Government employees nor encourage industr\' to share new in- lormation v\ith Go\'ernmcnt agencies. Attention should be given to the recommendations of the National Patent Planning C'ommission that all inventions made within the specifi- cally designated chities of Govern- ment employees be assigned to the Government and that doubtful cases be decided by a central board on Government patents.^ 4. Advisory Committees to the Separate Bureaus and a Perma- nent Science Advisory Board Many of the changes here recom- mended to assure proper coordination of governmental research and raise the le\'el of its performance depend in considerable measure upon the ex- istence of ad\'isory committees to the several scientific bureaus. The excel- lent service rendered bv the several advisory committees already in exis- tence has demonstrated the \'alue of these bodies. Their use, however, is not universal, and at present only the more progressive bureaus actively seek outside advice. It is therefore urged that advisorv committees, com- posed of scientists from outside the Government service, be established for each of the bureaus or agencies in which extensive research is being conducted. There has been ample experience, also, to demonstrate the need for a permanent Science Advisorv Board, similar to the body which served so successfully on a temporary basis from 1933 to 1935. Such a central board could correlate the activities of the specialized advisory committees, and would probablv be the proper ^ See Second Report of the National Patent Planning Commission (Washington, 1944), pp. 10-12. 105 body to recommend the personnel of the various committees. It would be in a position to advise Congress and the Bureau of the Budget on the qualitv and importance of research being conducted bv the bureaus. Bv being able to relv upon the disinter- ested advice of such a bodv, Congress might be willing to appropriate sums for long-term programs of basic re- search whose importance it is difficult or impossible for nontechnical per- sons to evaluate properlv. Besides consulting with the bureau chiefs on their individual or collective prob- lems, the board would find it helpful to meet at stated intervals with the interbureau committee proposed ear- lier in this chapter. We add our recommendation to those of earlier committees and strongly urge the creation of a per- manent Science Advisory Board, em- powered to assume over-all re- sponsibility for advising the various branches of the Government in scien- tific matters. We suggest that this board cooperate closelv with the National Research Foundation. 106 Part Five Aids to Industrial Research and Technology Industrial research in America has enjoyed a rapid and extensive growth. There are also widespread indications that industry is planning to undertake applied research on a greatly ex- panded scale in the postwar period — an encouraging and wholesome pros- pect. At the same time it is evident that research in American industry is concentrated to a considerable ex- tent in a relatively small number of industrial units and in a few particu- larly progressive industries. Thirteen companies emploved nearly one-third of all industrial research personnel in the year 1938. In the rubber in- dustry, one-quarter of the companies emplo\'ed 90 percent of the research workers, while in petroleum and in- dustrial chemicals the respective per- centages were 85 and 88. This is not to suggest that there should be a considerable degree of uniformity among the units of an industry or between industries as to the percent age of research effort in each. But the implications of the increasing concentration of industrial research in this country deserve special study. One important fact is clear — the process of transition from pure re- search to its practical application does not work equallv effectively in all in- dustries. For example, the petroleum industry has for years supported far more research than has the coal in- dustry. New technical developments in the petroleum field have made it possible to carry on an increasing amount of research while the relative backwardness of the coal industry, where small units predominate, has resulted in fewer and fewer new de- velopments and a less and less healthy over-all situation. Time did not permit an intensive and well-rounded investigation of this subject. The Committee feels strongly, however, that the National Research Foundation should be charged with the responsibility of studying the process of technological development in industry and of ex- perimenting with methods of aid to industrial research. The following suggestions are tentative and submit- ted with the thought that they might be of assistance to the Board in meet- ing this important challenge. A. Assistance to Technical Clinics for Small Business Enterprise It is the belief of the Committee that the most effective research wells up from below. Our objective, there- fore, should be to develop as many indi\'idual centers of research initia- tive in industry as is possible. The seeds of industrial research that are planted now in small, vigorous indus- trial enterprises may yield tremendous returns in the future. There is con- siderable difficulty, however, in get- ting research started in enterprises which have not been research-minded in the past. To meet this need a number of special research clinics have been es- tablished in different regions, e. g., 107 the New England Industrial Re- search Foundation. These clinics make their services a\'ailablc to the small business concerns of the region in which they ser\'e. It is difficult to place this type of enterprise entirely on a self-supporting basis especially where its important promotional ac- tivities are concerned. The Com- mittee believes that this moxement should be encouraged. It therefore recommends that the National Re- search Foundation be empowered to make sustaining grants to cover part of the administrative costs involved in such organizations, provided they are run on a nonprofit basis. The acti\'ities of such ser\ices should include stimulation of busi- ness interest in research and technical developments, aid to small businesses in interpreting the trends in technical de\'eIopments, consultation with in- dividual concerns to aid them in a diagnosis of their technical problems, and maintenance of a directory serv- ice to put small businessmen in touch with competent individuals and proper sources of information neces- sary for further work. Unix'crsities, engineering schools and nonprofit industrial research in- stitutes should be eligible to receive grants from the National Research Foundation to perform such services. Insofar as possible, organizations with grass-roots foundations standing high in communit\' prestige and offering a substantial background in actixe research work, should be selected. The staff of such a clinic might in- clude a limited number of full- or part-time indixiduals for general pro- motional and ach'isory work; but there should also be available a panel of experts in as many fields as possible for counsel on specific problems. War experience has demonstrated that such organizations must be able to bring their information directly to the plant. It is believed that in the proper hands such services will prove very helpful and can be of significant value in the long run in developing \'igorous new research organizations and reducing the existing concentra- tion of research in a relatively small number of companies. B. Grants to Nonprofit Industrial In- stitutes for Fundamental Research In recent years an increasing num- ber of industries in which research has lagged in the past have attempted to meet the problem by establishing special research institutes to serve the industry. Such institutes are usually supported by annual grants from in- di\'idual business concerns. One of the difficulties that these institutes have faced is the pressure for short- range accomplishments. In conse- quence, research undertaken has not been sufficiently basic to achieve the most significant results. It is sug- gested, therefore, that where non- profit industrial institutes are deemed capable of undertaking important long-range research they should be eligible for grants for fundamental research from the National Research Foundation. C. Encouragement for New Scientific Enterprises In addition to these recommenda- tions, some members of the Com- mittee feel that special steps should be taken to encourage the launching of small scientific enterprises. Other members, while sympathetic to these objectives, do not believe that any practical method could be devised for handling such problems through a Government agency. 108 Those members of the Committee who fa\or taking some positi\ e action to help launch new scientific enter- prises bcheve that greater opportuni- ties should be pro\'icled to indi\iduals who are primarily interested in new applications of recent advances in pure science rather than in basic in- quiry itself. This thought has been elaborated by one of the members of the Committee in the following terms: The country needs new types of indus- trial activity. We should not be satisfied with the cvcle of displacement of one good technical product made of metal by the same product made of plastic, and so on, in a rather unimaginative utilization of fundamental developments. What is re- quired is the rapid invention and evolu- tion of the peacetime analogues of jet- propelled vehicles, bazookas, and the mul- tiplicity of secret, bold developments of the war. New types of industrial activity could be aided if students of engineering and science were strongly encouraged at the undergraduate stage to study unsolved technical problems and to invent solutions for them. On graduation those young men who wish to strike out for themselves should have the opportunity to complete their inventions, both theoretically and practically, in an actual enterprise. In large industrial organizations which pro- vide the principal outlet for such men there is a long path of duty which the young scientist must pursue before he can become very effective in original contribu- tion. Furthermore, most large industrial concerns are limited by policy to special directions of expansion within the well- established field of activity of the com- pany. On the other hand, most small companies do not have the resources or the facilities to support "scientific pros- pecting." Thus the young man leaving the university with a proposal for a new kind of industrial activity is frequently not able to find a matrix for the development of his ideas in any established industrial organization. Neither is it always satisfactory that such a potential scientific entrepreneur remain in the university for graduate work. The Ph.D. degree in the American univer- sity may not best fit a man for such a career; it makes him a good scholar but may dampen his early leanings in the di- rection of the commercial development of his ideas. The Committee was not able to agree on a solution to this problem. The matter was regarded as of suffi- cient importance, however, to justify careful investigation by the National Research Foundation in the hope that it might be able to devise special methods and techniques of encour- aging young scientists in the de- velopment of their inventions and in the launching of new scientific enterprises. D. Strengthening the Patent System Patents are the life of research. No study of the aids to research or the incentives to research would be com- plete without an inquiry into the manner in which the patent laws and the patent system of this country might be strengthened. The Com- mittee has given its attention to this important problem and has advised Dr. Bush informally of its views on this subject. No detailed recommendations on the patent aspects of research are herein contained since Dr. Bush is independently making a study of this problem looking to a separate report to the President. This Committee wishes to emphasize, however, the very vital importance of a strong patent system to the development of new and active small enterprises and the stimulation of healthy scientific research. 109 Part Six Taxation and Research Federal corporate income taxes have an important bearing on the amount of scientific research and new-product development undertaken by private enterprises. An examina- tion of the present treatment of re- search and development expenditures for tax purposes is therefore an im- portant aspect of a study designed to determine, as requested bv President Roose\'elt, what the Government can do to aid research acti\'ities conducted by private organizations. A. Present Tax Treatment of Re- search and Development Expenditures The deduction of research and development ex-penditiires as current charges against net income is gener- ally permitted bv the Bureau of In- ternal Revenue. In broad terms the policv of the Bureau appears to be as follows: Firms that spend approxi- matelv the same amount on research and development work vear after year and consistentlv claim these ex- penditures as deductions from cur- rent income seldom have substantial amounts of their claims disallowed. On the other hand, where the amounts spent on research and devel- opment fluctuate widelv from year to year and where the taxpaver does not follow a consistent accounting practice in handling research and de- \'elopment expenditures, the Bureau tends to question more closelv the taxpayer's treatment of such expendi- tures. This policy may sometimes re- sult in a less favorable treatment for new and small companies than for large, established companies. 1. Uncertainty in Minds of Taxpayers Manv taxpavers believe that in re- cent years the Bureau of Internal Revenue has been adopting an in- creasingly critical attitude toward the deductibility of research and devel- opment costs. This impression, so far as the Committee can determine, is not the result of any deliberate change in the policv of the Bureau. Rather, it has probablv arisen from the justifiable tendency of the Bureau to review more closelv all items af- fecting taxable income in vears of high tax rates. The uncertainty on the part of tax- payers is heightened by the fact that the tax law and Treasury regulations do not clearlv specify the proper treatment of research and develop- ment costs. There are relativelv few court cases on the problem; moreover, existing cases seem to support the view that many research and develop- ment costs are capital expenditures. Consequently, if the Bureau should abandon its present liberal policv and attempt to enforce the capitalization of research and development costs wherever possible, its action might well be sustained in court. If research and development costs were required to be capitalized, thev could presumably be amortized over their useful life. The task of de- 110 termining the proper basis of amorti- zation would, however, be extremely difficult and frequently impossible of solution. If the tax law were very narrowly interpreted, it is conceiv- able, although not likely, that the difficulty of determining a proper basis for amortizing capitalized re- search costs might make it impossible for such costs ever to be deducted for tax purposes. The Treasury regula- tions now permit intangible assets to be amortized only when the useful life of the asset can be determined with reasonable accuracy. Since a delay of several years ordi- narily occurs before a tax return is finally audited and closed by the Bu- reau of Internal Revenue, the un- certain status of the deductibility of research and development expendi- tures can involve very large sums of money. Small firms making heavy research expenditures, in particular, are restricted by this uncertainty in their commitments for fixed invest- ments. 2. Proper Accounting Treatment of Research and Development Costs No simple, universally applicable principles can be laid down as to the proper accounting treatment of re- search and development costs. Some research costs are clearly current ex- penses: they either turn out to be worthless or merely enable the tax- payer to keep abreast of his com- petitor. Other research expenditures may improve the long-run position of an enterprise, but the amount of the expenditures properly allocable to a given product, and the proper basis of amortization of these expenditures, may be almost impossible to deter- mine. In a few cases such as, per- haps, the development of a new model of an airplane, the capital nature of the expenditure may be fairly obvious, and it may be possible to determine a reasonably satisfactory basis for amortizing the expenditure. Even in such instances, however, it is frequently impossible to determine in the year that a given expenditure is made whether a valuable capital asset will be developed. 3. The Public Interest This report assumes that the stimu- lation of research and development work, especially by small enterprises, is in the national interest. It there- fore follows that the present tax un- certainties of research expenditures should be removed. The case for taking this action is particularly strong since, for the most part, all that is needed is a specific legal sanc- tion of the present Treasury practice. B. Recommendations for Legislative Action Recommendation (1). — Deductibil- ity of expenditures on research and development (other than expendi- tures for the acquisition of tangible capital assets). The Internal Revenue Code should be amended to give the taxpayer in every taxable year an option : (a) To deduct currently all expen- ditures on scientific research and the development of new products and processes, other than expenditures for the acquisition of tangible capital assets; or (h) To capitalize such expendi- tures as deferred charges and amor- tize them according to a specified plan that in the judgment of the tax- payer is deemed reasonable; or (c) To deduct currently such part of these expenditures as in the judg- 111 ment of the taxpayer is deemed to be a current cost and to capitalize the remainder as deferred charges and amortize them according to a speci- fied plan that in the judgment of the taxpayer is deemed reasonable. This recommendation appears to be clearly desirable. Its primary effect would be to give clear legal sanction to present practice and hence to re- move the uncertainty of the present law. A secondary effect would be to give the taxpayer more flexibility in the deduction of research and devel- opment costs. Verv little change in current practice, however, would ordi- narily result from the increased de- gree of flexibilitv. Most taxpayers would continue their present policy of treating research and development costs as an annual expense. Since no simple rule, properly applicable to all cases can be devised, it seems wise to give the taxpaver considerable free- dom of action. Recovimendation (2). — Amortiza- tion of expenditures for the acquisi- tion of tangible capital assets used for scientific research and the develop- ment of new products and processes. The Internal Revenue Code should be amended to give the taxpayer an option : (a) To amortize the cost of tan- gible capital assets used for scientific research and the development of new products and processes in equal amounts over a period of five years; or (h) To depreciate such assets at the same rates as ordinarily allowed on such assets. Recommendation (2) provides for an optional accelerated amortization of tangible capital assets acquired and used for the development of new products and processes. As such, it is consistent in purpose with recom- mendations made by the Roosevelt Administration for the accelerated amortization of all depreciable assets. The present recommendation would not, however, raise many of the diffi- culties of the general proposal, since it would apply to only a very small percentage of fixed assets and hence would not significantly affect the revenue yield of the tax structure. In general, expenditures for the acquisition of tangible capital assets constitute a minor fraction of all out- lays on research and development. Moreover, in some instances at least, research equipment is alreadv depre- ciated at a rapid rate. Nevertheless, this recommendation has been sup- ported bv most of the businessmen whose opinion on the proposal has been obtained. C. Broad Tax Considerations The preceding sections of this re- port have been confined to issues related directly to the treatment of research and development expendi- tures. Two broader tax revisions, clearlv desirable on other grounds than for the sole purpose of promot- ing research and development work, would be verv helpful in stimu- latino increased research and devel- opment expenditures. Consequently, the Committee concurs in the recom- mendations that have already been made by other groups: (1) That immediate legislative ac- tion be taken to make the tax refunds from the carrv-back provisions and from the postwar refund of 10 per- cent of excess profits taxes more promptlv available to taxpayers dur- ing the transition period; and (2) That the net operating loss carry-over provided by the present tax law be increased from 2 years, to, at least, 5 or 6 years. 112 Part Seven International Scientific Cooperation Perhaps more than any other na- tional activity, scientific research and development depend upon close rela- tionships with other countries. Scien- tific knowledge is not limited by geographical or racial boundaries, and it is almost impossible to think of any branch of science which has progressed very far without amalgam- ating discoveries made in several different nations. In the past, most of this interchange has gone on in- formally and directly between the members of the scientific communi- ties concerned, without regard to political considerations. Certain obvi- ous barriers such as that of language have hampered free communication, but, on the whole, relations between scientists have probably been closer than between the representatives of anv other segment of society. The growth of science in the last few decades and its increasingly close relationship to other national inter- ests have demonstrated the need for more official methods of carrying on international scientific activity. A. Support and Sponsorship of International Cooperative Scientific Enterprises That this country has never pro- vided any method of participating ofhciallv in international scientific J enterprises has frequently been an embarrassment to various scientific groups. If the present tendency, in other countries, of closely integrating science with Government continues, the need will exist for some official body to carry on international scien- tific activities. (A good example of such an activity was the so-called "International Polar Year" in which several countries, interested in the compilation of scientific data of the Arctic regions, pooled information and techniques. This cooperation gave added value to the results of the study by providing uniform methods of ob- servation and presentation of the data collected.) The Government could not onlv provide some modest financ- ing for such international cooperative projects, but it could also facilitate them by arranging for means of travel, visas, and so forth. It is therefore recommended that the National Research Foundation be charged with the responsibility of participating in such international cooperative scientific enterprises as it deems desirable. 1. International Scientific Congresses The Foundation should also par- ticipate in arrangements for interna- tional scientific conferences whereby scientific workers in different coun- tries may be brought together to ex- change ideas. These were held more or less regularly before the war and were found to be stimulating and useful forms of assistance to the ad- vancement of science. As far as the United States was concerned, how- 113 ever, its representatives were fre- quently hampered, especially when they were acting as hosts for confer- ences held in this country, by the lack of Go\ernment financial aid and by difficulties in arranging for official courtesies relating to the travel of outstanding men from abroad and for other marks of official recognition which are commonly available in Europe. An organization such as the National Research Foundation could be very helpful in making these arrangements. 2. International Fellowships If the Foundation is set up as sug- gested, it would be empowered to grant scholarships and fellowships to qualified scientists. It is recom- mended that attention be given to awarding some of these fellowships to Americans who wish foreign travel and study, and to scientists from abroad to undertake advanced re- search in this country. Private foun- dations have found this to be an excellent way not only of aiding scientific progress but of promoting international understanding as well. Holders of such fellowships are likelv to be disinterested representatives of their countries and well equipped to observe the national life of the coun- try thev visit. Such a program should be undertaken with particular care to avoid specialized political or per- sonal interests, and it would be well to draw freely upon the experience of the National Research Council or the private foundations which have been successful in this field in the past. 3. Scientific Attaches The Committee would like to sug- gest, as an experiment, that scientific attache's be appointed to serve in cer- tain selected United States embassies. They should be men of high profes- sional scientific attainments whose tenure of the post would be tempo- rary— perhaps 1 or 2 years — and whose principal duties would be con- cerned with facilitating the various aspects of scientific cooperation dis- cussed above. It is also expected that in less formal ways they would im- prove their knowledge of science as it is pursued abroad and would in turn contribute something from their experience in this country. Such a post \yould appear to be most impor- tant in countries such as Russia where a great deal, if not all, of the scientific activity is controlled or di- rected by the government and where other channels of scientific communi- cation ha\'e been greatly restricted for several vears. 114 A National Research Foundation Part Eight As a means to implement the rec- ommendations of this report, it is proposed that the Congress should create a National Research Founda- tion. The function of this new Fed- eral agency should be to assist and encourage research in the public in- terest by disbursement of funds allo- cated by the Congress for that pur- pose. Its board of trustees should be eminent men who are cognizant of the needs of science, and experienced in administration. The members of this board should be appointed bv the President of the United States from a panel nominated bv the National Academy of Sciences. It is proposed that the Foundation be given an original nonearning capi- talization of $500,000,000, to be called and expended, with the ap- proval of Congress, over not less than 10 years. As has been discussed ear- lier in this report, scientists and edu- cators emphasize the cardinal impor- tance of creating a board which (1) can budget its expenditures over a considerable period of time; (2) will not be subject to review in detail by the legislature, and (3) will be able to withstand political pressures. The British University Grants Committee, which has been operating successfully for many years with funds supplied by Parliament and whose postwar role is undergoing great expansion, serves as one of many examples cor- roborating the desirabilit\' of the above features. It should be clearly understood, however, that the present committee does not recommend any instrumentality which would not be accountable to the President, the Congress, and the public for its operations. A. Organization The board of trustees should com- prise about 15 members, each serving on a part-time basis, with remunera- tion at the rate of $50 per diem when on official duty, plus necessary travel and subsistence expenses. The term of office should normally be for 5 years and no retiring member should be eligible for reappointment until after a lapse of 2 additional years. In order to insure continuity, there should be a staggering of the terms of office of the various members. Ir is suggested, therefore, that at the outset the first appointments be for \'arying periods of time. Because the progress of science depends in great measure on the vigorous and progres- sive abilities of younger men, the Committee suggests that in making appointments to the board and in its policies on retirements an effort be made to keep the age distribution such as to assure dynamic leadership. The board should have the power to appoint an executive director of recognized ability who would be a full-time officer, receiving a salary commensurate with the dignity and importance of his position and respon- sibilities. The details of the internal administrative organization of the Foundation cannot profitably be dis- cussed here. The executive staff of the Foundation and its board of di- rectors would no doubt wish to 115 modif\- iind chiinue aclministrati\'e procedures in the light of experience acquired. Presumabh', the executi\'e director would have at his command a staff of experts, each responsible for a major division of science: the physi- cal sciences, the biological sciences, engineering, agriculture, etc. These experts would be full-time profes- sional employees of high salary and status, charged with the task of keep- ing in touch with research all over the country. By lightening the bur- den of administration for the board, they would permit it to concentrate on important policy decisions. Not the least of the problems which would have to be faced bv the new organization would be that of main- taining close contact with research in all parts of the country. B. Powers and Responsibilities The broad, general object of the Foundation is to promote the general welfare through support to science. However, more concrete powers, re- sponsibilities, and limitations must, in the judgment of this Committee, be placed upon the scientific Foundation when it is established. Under the guise of "promoting the general wel- fare," the agency should not be able to set itself up in business to produce in competition with existing industry. Its primary purpose is to provide en- couragement, and where necessary, financial aid, without at the same time introducing centralized control of research. The Foundation should be empowered to receive gifts or be- quests for the support of scientific re- search from outside sources as well as from the Government. In carrying out its objectives, the Foundation should take all necessary or proper steps: (a) To study and keep itself cur- rentlv informed on the present state of science in the United States and to seek ways of apph'ing its resources to the discovery of useful knowledge. ih) To initiate, encourage, sponsor and finance scientific research and development with emphasis on re- search aimed at (1) increasing the general fund of basic scientific knowl edge and thus creating new industries and increased employment, (2) pro- moting the conserx'ation and better utilization of natural resources, and (3) improving the health of the Na- tion. The Foundation should utilize to the greatest extent feasible the existing facilities in the Federal Gov- ernment, State governments, educa- tional institutions, public and private foundations, laboratories, and re- search institutes. No contract or grant-in-aid made in furtherance of this provision should introduce con- trol by the Foundation over the in- ternal policies or operations of the contractor or grantee. (c) To establish or provide new or additional scientific and technical re- search facilities in geographical areas or specialized fields of study or en- deavor where none exist or where existing facilities are deemed by the Foundation to be inadequate: Pro- vided, That the Foundation should not itself undertake directly to oper- ate such facilities. {d) To provide for and assure the most comprehensi\'e collection and dissemination of scientific and techni- cal knowledge and information by aids to libraries, bibliographic serv- ices, translating activities, etc. (e) To seek out latent scientific talent, and to foster and support scientific and technical education and training through grants to individ- uals, educational institutions, public 116 and prixatc foundations, laboratories and research institutes, and througli scholarships, fellowships and prizes. (/) To assist scientists, inxentors, and research workers bv affording them opportunities to engage in re- search and developmental activities. (g) To act in cooperation with the National Academy of Sciences in ad- vising the President, the Congress, and the xarious departments, inde- pendent establishments, and agencies of the Government on scientific matters. (h) To make its facilities, person- nel and resources fullv axailable to the United States of America in the event of war or the declaration of a national emergency by the President or the Congress. (i) To cooperate with the Army, Navy, and civilian militarv research organizations for the rapid inter- change of information on basic scien- tific problems of use in national defense. It should coordinate its ac- tivities wherever possible with these organizations to prevent unnecessary duplication. ij) To assist industry and business, particularly small enterprises, in es- tablishing research facilities and in obtaining scientific and technical in- formation and guidance, in order to expedite the transition from scientific discovery to technological application. (k) To help maintain a continu- ous and steady expansion of scien- tific research by increasing its grants for research in periods of depression, as far as is consistent with sound and equitable policy. (I) To represent the United States of America in effecting better inter- national cooperation in scientific ac- tivities, to assist in the freer inter- national exchange of scientific and technical knowledge and information and scientific and technical person- nel, to help sponsor and finance international scientific congresses or associations and cooperative scientific research programs. The board should also be empow- ered to make grants for such historical and economic studies as it believes necessary to fulfill its responsibili- ties in investigating scientific re- search and its practical applications in industry. Finally, it should be stressed that confidence must be reposed in the integrity, character, and qualifications of the individuals comprising the board of directors. No curbs, restric- tions, or limitations on their powers would provide adequate safeguards, or take the place of character and ability; and the introduction of a series of hampering limitations would lead to inflexibility and inefficient operation. C. Patent Policies of the Foundation The Foundation should set up its own general rules for the handling of patent policies. It is felt that in establishing these policies the Foun- dation should interfere as little as pos- sible with the practices of the difTerent universities and research institutions. It is expected that the obtaining of patents by universities on work fi- nanced by the National Research Foundation will remain a minor by- product of the fundamental research undertaken. The patent policy of the universities and research institutions should not be permitted to interfere with early publication of results. Moreover, the patent policy of the recipients of grants should be such as to foster widespread public use of worth-while developments. 117 Appendix A Library Aids Adequate technical libraries are an indispensable tool for research work- ers. Every new discovery depends upon a host of former ones, and every year brings additions to the store of knowledge which must be mastered by the scientist. The magnitude of the task of keeping all this knowledge available to the scholar requires that he be provided with every possible aid and convenience. These services may be considered under three head- ings: (A) interlibrarv cooperation, (B) abstracting and translating serv- ices, and (C) bibliographic and ref- erence services. At the present time none of these services can be said to be entirely adequate and the rapid expansion of published materials makes it very un- likely that private resources can con- tinue library services even on their present level. The problem is so large and requires so much special knowl- edge and training that the Committee does not feel in a position to make specific recommendations as to where Government aid can best be brought to bear. It does, however, feel strongly that a Government board such as the National Research Foundation pro- posed elsewhere in this report should give careful attention to the problems presented below, and should devote part of its funds to their solution. Several existing Government agen- cies, such as the Library of Congress and the Army Medical Library, could, if they were supplied with suf- ficient resources, do much to impro\'e existing services throughout the coun- try. The following paragraphs con- tain a short summary of the Com- mittee's views regarding the most important issues involved in the improvement of library services. A. Interlibrary Cooperation The three largest libraries in this country, the Library of Congress, the Harvard University Library, and the New York Public Library, have long ago given up any hope of collecting all materials necessary for research. Considerable evidence exists that over the past 150 vears, libraries in this country have been doubling in size every 16 years. This geometrical pro- gression raises great problems requir- ing that attention be given to the various technical proposals which have been made for reducing the bulk of this material and for simpli- fying the problem of storage and cataloguing. Pending the widespread adoption of really revolutionary tech- nical aids, it will be necessary to make comprehensive arrangements for in- terlibrary cooperation. There are two important problems 118 here. One, that of securing in this country at least one copy of all needed items. Various estimates have suggested that existing library hold- ings represent from one-third to one- half of all the books published. In other words, nowhere in this country are there copies of many millions of books, pamphlets, magazines, etc. The second part of the problem is securing enough copies of various titles so that they are strategically available to students and scholars. For some books, perhaps, one copy would be enough, for others, how- ever, there should be copies distrib- uted according to some cooperative plan. The participating institutions would then be free to reduce the rest of their collections to what may be called "working libraries." Adequate data are not yet at hand for defining the limits of such working libraries in the various scientific fields, and analyses of the sort recently under- taken by the Association of Research Libraries are urgently needed. Studies made by this group of the use of chemical periodicals suggest that a reasonable working library covering over 90 percent of the ordinary chem- ical laboratory's needs could be main- tained by purchasing less than half of the available periodical literature. Interlibrary cooperative plans could take the form of agreements among all libraries whereby each would at- tempt to be inclusive in limited fields. This would involve union catalogues on a regional and national basis and smoothly organized transportation ar- rangements. The Committee recog- nizes that proposals such as this have been frequently under study by librarians and that there are many difficulties to be surmounted. Federal aid for the library system of the coun- try might well have as its central object the strengthening of the Li- brary of Congress so that it could foster programs of cooperation. Both the Library of Congress and the Army Medical Library occupy lead- ing positions in their fields. Yet these two Government institutions still have to look to private sources for much of their support, especially for projects involving experimentation with new methods. Two foundations alone have contributed over half a million dollars to the Library of Con- gress in the past few years. Before leaving the subject of li- braries it may be well to draw atten- tion to an acute though temporary problem brought on by the war. Few, if any, European scientific publica- tions for the last 5 years have been reaching this country in adequate volume. Many important periodicals published are not represented at all and others are available in only a few libraries and in broken sets. The end of the war will not bring about a solution to the problem since much of this material was published in re- duced editions because of wartime restrictions on paper and printing. Furthermore, much existing material has been destroyed by enemy action. If American libraries are not to show serious gaps in their collections of important foreign periodical litera- ture, it will be necessary to provide funds for reproducing much of this material. The funds necessary for such a project are entirely beyond private resources, and it is proposed, therefore, that the Government un- dertake to fill this need. B. Abstracting and Translating Services One of the most useful tools whereby the scientist is enabled to 119 keep up with the flow of pubhcation is the collection of abstracts published in several different fields. Their pub- lication is extremely laborious and expensive, involving, as it does, the reading, summarizing, editing, and printing of all scientific articles pub- lished from month to month. At the present time much of this labor is donated bv scientists who would rather sacrifice some of their research time than be deprived of this useful service. The existence of these pub- lications is a precarious one and fi- nancial deficits are frequently en- countered. Since the start of the war, many continental publications have not been available for abstracting and a large number of American and British papers have been withheld for security reasons. If, as seems likely, it will not be possible to get this accumulated sup- ply of papers abstracted by persons working without compensation, sub- stantial costs may be expected. With the advent of Russia as an important contributor to science, the problem of translating services be- comes acute. Hitherto, most Ameri- can scientists have been able to read the languages in which most scien- tific work was published. Unfortu- nately, there is little likelihood that many of the present generation will learn Russian in the near future. Translation and republication of im- portant Russian works would, there- fore, appear to be necessary and is likely to be very expensive. A studv of the problem insofar as it concerns biology is now under way by the editors of Biological Abstracts, and within a period of several months it should be possible to give a reason- ably accurate statement of the cost involved. Since such work would benefit not only science generally in the United States but would very likelv promote the use of English in other countries, it seems proper to recommend that the United States Government consider methods by which the cost of such work could be met. C. Bibliographic and Reference Services The rapid accumulation of scien- tific publication continually increases the problem of keeping up with ad- vances even within a single field. Every year earlier work is obscured by the mass of contemporary publica- tion. Frequently discoveries have been published in the past which were neglected because their ultimate significance was not apparent in time. The task of bringing these past dis- coveries to bear on present problems is a difficult one. Searching the in- dices of a hundred different periodi- cals for the past several decades is an almost insuperable task. In some fields, notablv medicine, consolidated and cumulative indices are available; in others the abstracting sources are an aid. For various reasons, however, these mechanisms are not wholly sat- isfactory. For example, the index catalogue of the Surgeon General's Library, which is the only publica- tion attempting to gather together all medical publication in a single cumu- lative index, is up to date for only one letter of the alphabet in anv 1 year. Few other fields, however, can boast of anv cumulative catalogue of periodical articles. Another attempt to meet the need is made bv the reference services maintained as a part of library serv- ice. In theory, these organizations supply lists of publications bearing on particular subjects. In several fields an adequate job may be done 120 insofar as books or monographs are concerned, but rarely is sufficient at- tention given to periodical articles, which are far more important to the scientist. Furthermore, these services are frequentlv restricted in practice to older workers of distinguished rep- utation. The young man who wishes to be informed about past work is frequentlv compelled to divert much energy which could be better spent in his laboratory. It seems probable that use of cat- aloguing and sorting devices now available in the form of business machines and the use of microfilm technique might go far to improve present methods of searching the literature and making bibliographies. Other technical advances mav be ex- pected lurther to simplify the prob- lem. Adequate utilization of techni- cal advance, however, would mean reclassifving all scientific literature for at least the past several decades. In the future this problem could be met by arranging for classification of every article prior to publication ac- cording to some prearranged system. Again the Committee wishes to emphasize that it is not equipped to make specific recommendations in re- gard to technical library practice. It merely wishes to call attention to the existence of problems which, because of their magnitude and the large measure of centralization necessary for solution, appear to be proper sub- jects of Federal concern. 121 Appendix B Analysis of University Researcli Expenditures Research Expenditures in a Large Sample of American Colleges and Universities To obtain factual information con- cerning research expenditures in 1939—40 and an estimate of postwar needs, questionnaires were sent to the 315 colleges and universities ac- credited by the Association of Amer- ican Universities. Replies from 188 institutions were received, giving an over-all coverage of 60 percent. The coverage among the larger institu- tions was higher (over 80 percent) than that among the smaller schools. Of the 188 colleges reporting, 125 have organized research programs; the remaining 63 have not conducted research. Table I summarizes the returns from the 125 institutions supporting research. Table I Expenditures and Needs of University Research Natural Sciences and Engineering ' This category includes all items of research expense exclusive of buildings and items of major capital research equipment. ' These figures are estimates by the universities of their needs for capital facilities, including items of major capital research equipment and general laboratory facilities, without which the postwar research projects envisaged could not be carried on adequately. ' Of the $26,000,000 over and above prewar expenditures that would be required to finance these projects, the universities estimate that they will be able to raise only $7,000,000 through "normal" channels. ' It was estimated that, of the 315 colleges and universities accredited by the Association of American Universities, 150 have organized research programs in the natural sciences and engineering. Returns were received from 125 of these institutions. We have estimated the totals for 150 research universities by add- ing 20 percent to each category. 122 There are about 150 colleges and universities in the United States that have organized research programs in the natural sciences and engineering. We have estimated that research ex- penditures in these institutions amounted to $26,000,000 in 1939-40. Estimates of postwar projects call for annual expenditures of $57,000,000. Although this must be regarded as a verv rough approximation, internal evidence from the returns, and am- plifving statements accompanying manv of them, suggest that if ade- quate funds and personnel were available the universities would be able to carry out projects of this mag- nitude. Many of the universities, for example, have prepared careful lists of important projects that their staffs wish to undertake after the war. Postwar estimates for capital facili- ties were aggregated. They total $130,000,000, but most of them in- clude facilities used jointly for teach- ing and research. Some of the comments which ac- companied replies to the question- naires are given below: The great discrepancy between the fi- nancial figures for 1939 and for our ideal after the war is easily explainable — and not on the basis that we are hoping to get some money from the Government. There is just one way that scientific research can prosper and grow apace here, and that is for promising young men to have the time to do it. Therefore, we are certain that if funds became available either from outside or some gift to the college about which we know nothing at the present time, we should like to use them for a considerable enlargement of our staffs, which would mean that the men promising in research might carry only a half-time teaching load. This we should hope in its totality would amount to the full time of two or three extra men in each department. * » » The estimates which we have made for the future represent somewhat large in- creases over our pre-war expenditures, but they are quite in line with the funds which we have been expending for re- search in the war years. » » * Our estimate of postwar needs for re- search are based upon definite information concerning the research which our depart- ments in the sciences feel they are capable of undertaking and which they want very much to undertake as soon as funds are available. * * » Although the administration and faculty are giving greater recognition to the needs of such research, it is apparent that the state will hardly rise to the occasion with adequate appropriations. The university is, therefore, in need of considerable sup- port for its research program in the post- war period. Research in Small Colleges Quite interesting reports were re- ceived from small colleges on their attitudes toward scientific research and their desire to encourage it. One small but well-endowed college in the East stated that its primary ob- jective is a high quality of under- graduate teaching, and that it con- siders continued scholarly interest in research essential in order to obtain this objective. It has done so, in gen- eral, by four different means: (1) Grants-in-aid from a special fund. (2) Leaves of absence to permit fac- ulty members to work at other insti- tutions. (3) The maintenance of a well-equipped machine shop and car- penter shop with expert assistance for the sole use of the science depart- ments. (4) A liberal purchase policy for instruments that can be used for both instruction and research. This resulted in a well-equipped electron- ics laboratory at the beginning of the war, which was put to valuable use at once when war broke out. The type of policy outlined is much more liberal in its encourage- ment of research than was found in 123 most of the smaller colleges. It does, however, represent the aims of a con- siderable number of them, and the adoption of similar policies by others certainly deserves encouragement. Nonresearch Institutions The returns from the 63 colleges that do not have organized research programs were mostly in the form of letters; few attempted to fill out the questionnaires. The replies are of some interest, however, and they suggest that the small liberal arts colleges fall into two definite groups. Some of these schools view them- selves as purely teaching institutions and have no interest in developing research programs. Furthermore, a number of them are strongly opposed to Federal subsidy. The following comment is typical: In general it is my opinion that the Federal Government should not undertake to establish any far-reaching program for the support of research in either public or private colleges or universities. I do not believe such relations can be established and permanently maintained without in- volving political control, which has proved so disastrous in Germany and other totali- tarian states. On the other hand, many of the smaller colleges feel that they could make important contributions to re search, if funds were available to them for that purpose. Of the 63 nonresearch institutions reporting, 25 made statements, of which the fol- lowing are tvpical: • With adequate funds, we could rea- sonably expect a much greater devotion to research than obtains at present, for the members of our staff have both the inter- est and the training requisite for fruitful work. » * * Personally, I believe that if funds were available it would contribute toward the advancement of science to have one or two members of the staff of a liberal arts col- lege engaged in minor projects of research, such as could be carried on satisfactorily with the equipment that such a college has. In developing a program of post- war Federal aid to scientific research, attention should be given to the po- tentialities of these schools. To the ex- tent that our sample is representative, at least 40 percent of the small lib- eral arts colleges in this country are desirous of conducting research, and are prevented from doing so by lack of funds. 124 Research Expenditures in a Small Sample of Leading Universities, Industrial Research Laboratories and Nonprofit Science Institutes To obtain a detailed pieture of re- search expenditures in natural sci- ence departments, a special investi- gation was made in 13 leading uni- versities and institutes of technology throughout the country. In each uni- versity, the president was requested to appoint a consultant in the natural sciences to cooperate in securing the necessary information. Inquiries were made with respect to the departments of chemistry, physics and biology, and of electrical, mechanical and chemical engineering. In those uni- versities which had medical schools, similar inquiries were made in the departments of anatomy, physiology, biochemistry, and bacteriology. The relevant data were then compared with research expenditures in 10 of our leading industrial laboratories and in 7 nonprofit science institutes. It should be remembered, in assess- ing the results, that the data were prepared under pressure of time. The accounting systems in different insti- tutions differ widely; in some in- stances, detailed figures could be ob- tained with relative ease, while in others it was necessary to make some rather crude guesses. University Research Expenditures Time and funds for research varied substantially between departments in the same university and between uni- versities. Analysis of these variations suggests that much remains to be done if the majority of natural sci- entists with research interests are to be given the opportunities for re- search that are available in the most favored departments. Engineering departments, in general, appear to have very meager funds for research, although there are a few notable ex- ceptions. At least two of the engi- neering schools under consideration have undertaken far-reaching expan- sions in research activity since the year 1940 — expansions not due to the war, and, indeed, impeded by the war. If these are carried through ac- cording to present plans, the postwar research picture in these institutions will be very different from that for 1939-40. Extraordinary variations are shown in the extent to which direct research expenditures are met from outside sources — especiallv grants from in- dustry or the foundations. Many de- partments draw more than half of their support from these outside sources and some of them get all their funds in this way. Comparisons were made of re- search expenditures in various uni- versity departments, industrial labo- ratories and science institutes. Ex- penses were divided into professional salaries and direct operating expenses of research.^ This latter category in- cluded expenditures for equipment, apparatus, technical and research as- 1 See tables II-VI inclusive, columns 4 and 6; and table VII, columns 2 and 3. 125 sistance, publishing costs associated with research, etc. A calculation was then made of the amount of these direct expenses in relation to profes- sional salaries. The minimum figure in any of the industrial laboratories or science institutes studied was about forty cents per dollar of pro- fessional salary; typical figures are near one dollar, and in certain cases the figure was more than two, or even three, dollars. The highest figures for the university departments — with one or two striking exceptions, such as the chemistry department in insti- tution number 8 — are approximately the same as the lowest figures for the industrial laboratories and science in- stitutes. Typical figures for univer- sity departments are about twenty cents per dollar of salary, and often are considerably lower. Although it is very difficult to judge, there appeared to be a corre- lation between the research contri- butions of a university department and the amount of research assistance made available to its professional workers. In the institutions and de- partments less adequately provided with such support there are many men with research ability whose pro- ductivity could be significantly in- creased by the provision of more ade- quate research funds. Such funds might be used to diminish heavy teaching loads, which leave many men with little time for research, and to provide essential apparatus and technical assistance. Time Devoted to Teaching and Research The universities and engineering schools included in this survey rank among the leading institutions of the country. In all of them research is fostered and encouraged, and is con- sidered an important factor in aca- demic promotion. However, the va- rious institutions differ considerably in the relative emphasis given to teaching and research. In a general way the 13 institutions may be said to fall into two groups: In group A, comprising institutions 1, 5, 8, 10, and 13, the teaching load is relatively light, but varies consid- erably among individuals. For some members of the staff it is moderately hiph, while for others it is only 2 or 3 hours a week. These institutions are also likely to have some research professors who do no teaching at all. Most members of the staff are ex- pected to devote more than half of their time to research. Of the five institutions that fall in group A, four are privately endowed. Nos. 1 and 5 are large universities in which a great deal of research is being actively car- ried on in all departments. No. 10 is a similar medium-size institution. No. 8 is an institution devoted pri- marily to the natural sciences and engineering. One very large State university (No. 13) also appears to belong in this category, at least, as regards some of its science depart- ments. Group B (Nos. 2, 4, 9, 11, and 12) is made up of important State univer- sities. The teaching load is consid- erably heavier in this group, averag- ing around 12 class-room hours per week. Most members of the staff, however, are able to devote about one-quarter of their time to research, and sometimes more. Research pro- fessorships involving little or no teaching are extremely rare in these universities. Three private institutions (Nos. 3, 6, and 7) appear to lie somewhere between groups A and B in regard to the relative allocation of time be- tween teaching and research. 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CO HI bo > < (i; L. c •o o c T) ca ^ X c o >-* uT n> a> a Xi m 4-:) •^ 3-W M 1« (thousands) 4 Number of technical research personnel per professional individual 5 Ratio column 3 to column 2 1= $253 1,225 1,025 393 610 91 380 46 100 80 $124 1,250 3,709 154 285 49 286 102 69 107 0.24 .40 1.04 .39 .50 .29 1.89 .70 2.00 .13 0.48 2 1.02 3 - 3.62 4 .39 5 .47 6 .54 7 . .76 8 2.23 9 10 - .69 1.34 Nonprofit Science Institutes 13 2 $51 518 73 29 26 98 347 $23 557 32 36 55 80 483 0.76 2.18 .53 .18 1.50 .53 .76 0.45 1.07 3 - - .44 4 1.24 5 6 7 _ 2.12 .82 1.39 ' Includes expenditures for equipment, apparatus, technical and research assistance, publishing costs Associated with research, field trips, expeditions, etc. 2 1 and 7 are large electrical companies; 2 is a communications company; 3 and 4 are oil companies; 5 is a large and 9 a small chemical concern; 6 is a meat-packing company; 8 is a glass company; and 10 is a large pharmaceutical firm. = 1 and 2 are institutions for medical research ; 3, 4, and 5 for biological research ; 6 and 7 for research in the physical sciences. is a large privately endowed univer- sity, associated with a large State ag- ricultural school. No. 6 is an impor- tant engineering school. No. 7 is a medium-size liberal arts university. In engineering de-partments, the teaching schedule is generally con- siderably heavier than in physics, chemistry and biologv; often it runs to 18 class-room hours per week. In some institutions, however, the teach- ing schedule for engineers is no heavier than in other departments of the university. hi the medical sciences, teaching (prewar) was frequently concen- trated in one 4-month term, during which time the teaching load was fairly heavy; but the remaining 8 months commonly involved little or no teaching. Some institutions devi- ate from this pattern, but, on the whole, facultv members in the medi- cal sciences tend to have a large frac- tion of their time available for re- search. In several institutions the amount of teaching done by men in the lower academic ranks was consider- ably higher than for the full and 133 associate professors. In other cases, the amount of teaching was practi- cally identical, regardless of rank. Often there were marked differences between one department and another in the same university. For instance, the chemistry department in one in- stitution reported the regular teach- ing load in hours per week as: full professors, 3; associate professors, 8; assistant professors, 10; instructors, 12. This is an unusual amount of var- iation with rank. The biologv depart- ment in the same institution reported a uniform figure for all academic ranks. In this particular institution the chemistry department appears to have been much more extensively endowed than the other science de- partments. 134 Appendix 4 Report of tlie Committee on Discovery and Development of Scientific Talent Table of Contents Page Letter of transmittal „„ 1 36 Summary — 137 Preface 142 I. Long-term plans 147 1. The desirability of and necessity for the proposed plans .— 147 2. The desirability and necessary extent of the proposed long- term plans 150 3. The recommended long-term plan and means for achieving it 152 II. Plans for the near future — 158 1. Deficits of scientific and technological personnel resulting from war and selective-service policies 158 2. Plans for integrated scientific training for soldiers and sailors 160 3. The importance of quality of instruction in "Army universities" abroad ___ _ 161 4. The place of the GI Bill of Rights in ameliorating scientific and technological deficits 162 5. Duties of schools, colleges, universities, and technical schools to returning veterans 163 6. Importance of problem of scientific training of men in armed forces.... 165 Appendix A. The educational pyramid: studies concerning able students lost to higher education 166 Appendix B. Data concerning training of personned for science and technology -._. 177 Appendix C Suggested administrative organization, bases of selection, schedule and procedures 1 80 135 LETTER OF TRANSMITTAL June 4, 1945. Dr. Vannevar Bush, Director, Office of Scientific Research and Development, 1530 P Street NW., Washington, D. C. Dear Dr. Bush: To assist you in making recommendations in response to President Roose- velt's letter of November 17, 1944, you assigned consideration of the fourth question in that letter to the following-named committee: Dr. Henry A. Barton, director, American Institute of Physics. Dr. C. Lalor Burdick, special assistant to the president, E. I. du Pont de Nemours & Co. Dr. James B. Conant, ptesident, Harvard University. Dr. Watson Davis, director, Science Service. Dr. Robert E. Doherty, president, Carnegie Institute of Technology. Dr. Paul E. Elicker, executive secretary. National Association of Sec- ondary School Principals. Mr. Farnham P. Griffiths, lawyer, San Francisco. Dr. W. S. Hunter, professor of psychologv. Brown University. Dr. T. R. McConnell, dean. College of Science, Literature, and the Arts, University of Minnesota. Mr. Henry Allen Moe, secretary general, John Simon Guggenheim Memorial Foundation. Mr. Walter S. Rogers, director. Institute of Current World Affairs. Dr. Harlow Shapley, director. Harvard College Observatory. Dr. Hugh S. Tavlor, dean of the graduate school, Princeton University. Dr. E. B. Wilson, professor of vital statistics. Harvard University School of Public Health. Mr. Henry Chauncey and Mr. Lawrence K. Frank are the committee's secretaries. The committee held onlv two meetings, but there has been constant inter- change of materials by mail and we have conferred frequentlv among our- selves and with others. The report herewith presented is a joint effort and it is agreed to, both as to content and form, by the whole committee. This result has been arrived at, not by compromise, but by study of the relevant facts in the light of the committee members' varied experience, and by dis- cussion and agreement upon the conclusions to be drawn from those facts in the light of our experience. Respectfully submitted, Henry Allen Moe, Chairman, Committee on Discovery and Development of Scientific Talent. 136 SUMMARY To the question asked of you by President Roosevelt, "Can an effective program be proposed for discovering and developing scientific talent in Amer- ican youth so that the continuing future of scientific research in this country may be assured on a level comparable to what has been done during the war?", wur committee reports affirmatively, stating their considered judg- ment that an effective program of support from the Federal Government to that end can be organized and, indeed, must be organized in order to assure the continuation of scientific and technological training and research on a scale adequate to the needs of the Nation, in peace or war. There is a long history of support granted by the Federal Government for training and re- search and it is our judgment that that type of support needs to be, and can be successfully, extended to provide for those highly talented youth with scientific interests and ability who must be assisted else they will not be able to obtain the scientific and engineering training which they merit and which the good of the Nation requires that they obtain. Our proposals to these ends have two phases: I. Long-term plans, aimed at ensuring through the long future an ade- quate supply of scientists and engineers by discovering and developing scien- tific talent in American youth; and II. Plans for the immediate future, aimed at making up, in part, the deficits in the ranks of scientists and engineers resulting from the war and the Nation's Selective Service policy. /. Long-Term Plans The Evidence for Our Conclusions The intelligence of the citizenry is a national resource which transcends in importance all other natural resources. To be effective, that intelligence must be trained. The evidence shows that many voung citizens of high intelligence fail to get the training of which thev are capable. The reasons for that failure are chiefly economic and geographical and can be remedied. Existing provisions, by scholarships and fellowships, are inadequate to meet the needs of this group, nor will State, local, and private plans for such assistance, which are now under discussion, be adequate. Our plans, simply, are plans — as respects science and engineering — to train for the national 137 welfare the highest abiHty of the youth of the Nation without regard to where it was born and raised and without regard to the size of the family income. Much of our evidence and many of our conclusions on that evidence are applicable to helds other than science and engineering; but our plans, naturally, do not go bevond our mandate to make effective plans for the discovery and dexelopment of scientific talent in American youth. The Necessary and Desirable Extent of the Proposed Plans Throughout our deliberations, we have had it in mind that, by scholar- ships and fellowships and monetarv and other rewards in disproportionate amounts, too large a percentage of the Nation's high ability might be drawn into science with a result highly detrimental to the Nation and to science. Plans for the discovery and development of scientific talent must be related to the other needs of society for high abilitv. Since there never is enough abilitv at high levels to satisfy all the needs of our complex civilization for such ability, we would not seek to draw into science any more of it than science's proportionate share. In that spirit of reasonableness our plans are: We recommend that each year 6,000 4-year scholarships be awarded to enable youth of scientific promise to work for bachelor's degrees in scientific and technological fields. We recommend further that 300 3-year fellowships be awarded each year to enable the recipients to obtain advanced training leading to doctoral degrees in science and technology. The maximum total of Scholars, if and when the plan is in full operation, would be 24,000 and the maximum total number of Fellows would be 900. Maximum annual costs if the plan is to be realized fully may reach, after the fourth year of operation, $29,000,000. Outline of the Plan and of the Means for Achieving It The Scholars should be chosen by State committees of selection and the Fellows by a national committee of selection. The Scholars shall be eligible for the fellowships but the fellowships shall also be open to other qualified students. We recommend that, for the Scholars, the scale of support should be that provided by the GI Bill of Rights for veterans, namely up to $500 annually for tuition and other fees, plus $50 monthly for personal support if single, and $75 monthlv if married. For the Fellows, there should be an allowance up to $500 for tuition and other fees and up to $100 monthly for personal support. The Scholars and Fellows should be chosen solely on the basis of merit, without regard to sex, color, race, creed, or need. All those who receive benefits under this plan, both Scholars and Fellows, should be enrolled in a National Science Reserve and be liable to call into the service of the Federal Government, in connection with scientific or tech- nical work in time of war or other national emergency declared by Congress or proclaimed bv the President. Thus, in addition to the general benefits to the Nation by reason of the addition to its trained ranks of such a corps of scientific workers, there would be a definite benefit to the Nation in having these scientific workers on call in national emergencies. Evidence presented to the committee shows that, if such a science reserve had been in existence 138 in 1940 and had included many of the best scientists, the mobiHzation of scientific men before Pearl Harbor would have been much more rapid and effective than it was possible to make it. We believe that the obligation vmdcrtaken by the recipients of National Science Reserve scholarships and fellowships would constitute a real q^iid fro quo and that the Federal Government would be well advised to invest the money involved even if the benefits to the Nation were thought of solely — which they are not — in terms of national preparedness. As merit should be the sole basis of selecting the Scholars and Fellows, likewise merit should be the sole basis of their continuing to hold their scholarships and fellowships — 4 years for the Scholars and a maximum of 3 years for the Fellows. Unless the Scholars and Fellows maintain good behavior, good health, and scientific progress in the top quarter of their classes, the assistance they are receiving should be terminated. The quotas of scholarships to be awarded by the State (and Territorial) committees of selection should be determined by the number of their sec- ondary school graduates of the previous year as related to the national total of such graduates. That is, the national total of 6,000 scholarships would be prorated to the States in the same proportion as their high school graduates bear to the whole national total of such graduates. We recommend that the establishment of the organization to operate the plan and its super\'ision be entrusted to the National Academy of Sciences — the top scientific organization of the country and the one which, through the years since its establishment in 1863, has shown itself to have the knowledge, integrity, ability to withstand pressures, and concern for the national welfare, which will be required. //. Plans for the Immediate Future Because Selective Service policies have not taken account of the Nation's vital needs for scientists and engineers, the training of men in the fields of science and technology during the war has almost completely stopped. Be- cause of these stoppages, not until at least 6 years after the war will scientists trained for research emerge from the graduate schools in any significant quantities. Consequentlv, there is an accumulating deficit in the number of trained research scientists and that deficit will continue for a number of years. The deficits of bachelor's degrees in science and technology are already probably about 150,000. The deficits of scientific doctoral degrees — that is, of young scholars trained to the point where they are capable of original work — has been estimated, for the period 1941 projected to 1955, to be more than 16,000. All patriotic citizens who are informed about these matters agree that, for military security, good public health, full employment, and a higher stand- ard of living after the war, these deficits are very serious. Neither our allies, nor our enemies, permitted any such deficits to develop but on the contrary maintained or increased national programs for the training of scientists and engineers. The feasible remedies in the situation, as we find it now, appear to us to be these: 139 1. We recommend that the Research Board for National Security and the Army and Navv find men who, before their induction and during their service, have shown promise of scientific abiHty and that they be ordered, by name, to dutv in the United States as students for training in science and engineering of a grade and quafity available to civilians in peacetime. This should be adopted as the considered policy of the armed services and no desire of a commanding officer to retain a potential scientist for his useful- ness on the spot should be allowed to interfere with the operation of the policv. Merit should be the sole basis for the selection of these students and merit alone should determine the number selected. We think that probably the total would be no more than 100,000 and that number, following VE-day, could not be militarilv significant. For building up the Nation's scientific strength, however, that number would be very significant. If well selected on their merits as students of science, these men would constitute the pre- mium crop of future scientists and we know that the future of our country in peace and war depends on that premium crop. Under this proposed plan, be it noted, there would be no disruption of plans already made for the discharge of soldiers from the Army. While students, their discharges would occur in accordance with the already estab- lished rating scale. It would not do to propose that such a plan should be done on a volunteer basis — that is, that personnel of the Army and Navy should request orders to duty as students. It would not do because manv of the best of them probablv would not request such orders, from feelings that they would not wish to be put in the position of seeming to shirk their full patriotic duty. 2. The Armv has made plans for setting up in foreign countries, when and where the military situation permits, courses of study for soldiers, including courses in science and technology. These plans are all to the good. The further important thing to ensure is that the courses shall be the best and most up-to-date that can be given. Unless it is to do a disservice to the soldiers taking its training, the Armed Forces Institute must be prepared with instruction that is wholly up to date in its higher levels; but the fact of the matter remains that since the Massachusetts Institute of Technology, the California Institute of Technology, the Ryerson Laboratory of the Uni- versity of Chicago, and others, cannot be moved abroad, the plan for Army universities must be supplemented by what we have suggested in our first proposal above. 3. Public Law 346, Seventy-eighth Congress, commonly known as the GI Bill of Rights, provides for the education of veterans of this war under certain conditions, at the expense of the Federal Government. Among the returning soldiers and sailors will be many with marked scientific talent which should be developed, through further education, for the national good. However, the 1 year of education which the law provides for essentially all veterans clearly will not be enough to train a scientist nor in most instances to com- plete training begun prior to entrv into the armed forces. The law makes the amount of education bevond 1 year at Government expense depend on length of service rather than on ability to profit from the education. 140 It appears to us that our mandate to set up an effective plan for discovering and developing scientific talent must take into account the scientific poten- tialities among the 10,000,000 voung Americans now in the armed forces. To this end, it is recommended that the Veterans' Administration set up an adequate counseling serxice for those veterans of marked scientific talent and that a complete scientific education at Government expense he provided for a group of them selected on the basis of merit and irrespective of the length of their military service. Here, again, we believe it best to recom- mend that standards of scientific abilitv be the limiting factors rather than to suggest that definite numbers be selected for training. Amendment of the GI Bill of Rights, to make that law an instrument for the amelioration of the deficits of scientists resulting from the war and Selective Service policy, seems to us essential for the safety and continued prosperity of the Nation. The adequate handling of the education of the scientific and technological talent now under arms will be a primary test of the effectiveness of the Government in meeting the whole problem to which we have been asked to direct our attention. The future scientific and technical leaders in the United States are now largely in military service. Unless exceptional steps are taken to recruit and train talent from the armed services at or before the close of the war, the future will find this country seriously handicapped for scientific and technological leadership. In peace or war, the handicap might prove fatal to our standards of living and to our way of life. 141 PREFACE You asked us to advise you upon the fourth question of President Roose- velt's letter to you concerning future scientific development in the United States. The question is: Can an effective program be proposed for discovering and developing scientific talent in American youth so that the continuing future of scientific research in this country may be assured on a level comparable to what has been done during the war? In our judgment the answer to the question is in all respects in the affirmative. We conclude also that the program envisaged by the question is both necessary and desirable. The difficult questions are upon the neces- sary and desirable extent of such a program and upon the best means for its accomplishment. Our report, accordingly, will be under three heads: the necessity, the extent and the means for making the envisaged program effective. There are, however, some general considerations which we deem it well to place before you prior to proceeding to the body of this report. President Roosevelt's letter to you looks toward a science that will be a decisive element in the national welfare in peace as it has been in war. He said, "New frontiers of the mind are before us, and if they are pioneered with the same vision, boldness, and drive with which we have waged this war we can create a fuller and more fruitful employment and a fuller and a more fruitful life. " It is clear that the letter refers to science as the word is commonlv understood, or, more technically described, to science now within the purview of the National Academy of Sciences, that is, to mathe- matics, the phvsical and biological sciences including psychology, geology, geography and anthropologv and their engineering, industrial, agricultural and medical applications. To science in this sense, therefore, the recom- mendations in this report will be limited. The statesmanship of science, however, requires that science be concerned with more than science. Science can only be an effective element in the national welfare as a member of a team, whether the condition be peace or war. As citfzens, as 'good citizens, we therefore think that we must have in mind while examining the question before us — the discovery and develop- ment of scientific talent — the needs of the whole national welfare. We could not suggest to you a program which would syphon into science and 142 technology a disproportionately large share of the Nation's highest abilities, without doing harm to the Nation, nor, indeed, without crippling science. The very fruits of science become available only through enterprise, indus- try and wisdom on the part of others as well as scientists. Science cannot live by and unto itself alone. This is not an idle fancy. Germany and Japan show us that it is not. They had fine science; but because they did not have governments "of the people, by the people and for the people" the world is now at war. This is not to say that science is responsible: it is to say, however, that, except as a member of a larger team, science is of limited value to the national welfare. The uses to which high ability in vouth can be put are various and, to a large extent, are determined by social pressures and rewards. When aided by selective devices for picking out scientifically talented youth, it is clear that large sums of money for scholarships and fellowships and monetary and other rewards in disproportionate amounts might draw into science too large a percentage of the Nation's high ability, with a result highly detrimental to the Nation and to science. Plans for the discovery and development of scientific talent must be related to the other needs of society for high ability: science, in the words of the man in the street, must not, and must not try to, hog it all. This is our deep conviction, and therefore the plans that we shall propose herein will endeavor to relate the need of the Nation for science to the needs of the Nation for high-grade trained minds in other fields. There is never enough ability at high levels to satisfy all the needs of the Nation; we would not seek to draw into science any more of it than science's proportionate share. Through all ages of civilization far-seeing men and women and govern- ments have been concerned with the necessity of providing for the leader- ship of the future, as one essential factor in the survival, or progress, of civilization. Provision for the leadership of the future is necessary because high ability, adventurous talent, is not born only into families that can pay for its development. It is a fact that a large proportion of the world's best brains and finest spirits have attained or accelerated their development through outside support, of the type that we should call scholarship or fellowship assistance. This is a profound social fact: a large part of the world's leaders in science and other fields of scholarship, in the creative arts, and even in public affairs, has required a financial leg up, while working toward leadership. Upon anv studv of the history of the development of leadership we may be reasonablv sure that a large part of the men and women who in future will lead us in all walks of life will need extraordinary boosts up the ladder at some stages of their careers — boosts provided by individuals, institutions, and governmental agencies, on the basis of a showing of very special ability — in the form of scholarships, fellowships, and grants-in-aid. No nation has ever done as well as we have in equalizing educational opportunity, nor, probably, in giving the most adequate opportunity to the best; but it can easily be shown, and we shall show it, that we could do better. And we also shall show how we as a nation can do better. Why we as a nation should be concerned to do better appears in the 143 following statement by Dr. Robert Gordon Sproul, President of the Univer- sity of California — a statement of such cogency and sound common sense that we are glad to adopt it as our own: One of the major responsibilities of the university of the future, is to see that the money it spends * '^ * goes toward the education of the most worthy candidates in each generation. The intelligence of the citizenry of a nation is a natural resource which transcends in importance all other natural resources * * * One may condone the waste of many natural resources on the ground that science will some day discover a substitute that is just as good. But intelligence is quite unique, and though science search dili- gently it will never find a substitute for it, nor will the war lords. Universities * * * are conservators of the above-average intelligence of the nation * * * Every conservation program must proceed along two lines: it must safeguard the known reserves of a given resource, and it must also, through exploration and every other means, make a determined effort to ascertain accurately the further supplies of that resource. We do not know how much intelligence the citizenry of this Nation is capable of producing. We pay little attention to intelligence unless it forces itself to the surface and trickles into a college or university by force of gravity. If it happens to come to the surface in the backwoods area or a rural district, where the process of trickling down to college is made difficult by distance and by lack of funds, the chances are that the trickle will sink into the earth again, "unwept, unhonored, and unsung" — unless, of course, it happens to be one of the fastest running, highest-jumping, or quickest trickles on the track, court, or gridiron. Across the continent from Dr. Sproul, Dr. James B. Conant, President of Harvard University and a member of this Committee, coming at the ques- tion from another direction, has made a statement to like effect which his colleagues of the committee would adopt as their own: * * * in every section of the entire area where the word science may properly be applied, the limiting factor is a human one. We shall have rapid or slow advance in this direction or in that depending on the number of really first-class men who are engaged in the work in question. If I have learned anything from my experience in Washington as chairman of the National Defense Research Committee, it is that ten second-rate men are no substitute for one first-class man. It is no use pouring second- class men on a problem, even if you are under the greatest pressure for a solution; second-class men often do more harm than good. So in the last analysis, the future of science in this country will be determined by our basic educational policy. And finally we would quote the Board of Regents of the State of New York who recently declared: The need is imperative for enrolling the ablest young people of the State in institu- tions of higher education. This proposal is defensible not in terms of the desire of the colleges to obtain students. Fundamentally, the case rests on the need of any State to bring its best minds up to a high level of understanding and accomplishments. This statement also we adopt as basic to our thinking. The data which prove the truth of the quoted statements are well known and some parts of them are set forth in a Appendix A attached to this report. Here we simply give samples and it is to be noted that these samples apply not only to scientific ability in American youth but to ability generally: An Indiana study published in 1922 showed: If we compare the records made on our tests by the group of seniors representing the richest and the poorest homes, we find that there are proportionally more children possessing the highest grades of mental ability among the poorest class than among the wealthiest class, and more individuals with high average grades of intelligence among the wealthier than among the poorer group. The wealthiest group ranks high on central tendency. The poorest salaried group ranks low on central tendency and also 144 has a larger percentage of individuals possessing the lower grades of mental ability. But there are individuals in this class who obtain the highest intelligence rating made by high school seniors. * * * It is still more significant that so many of this most superior group of high-school seniors will not attend college, while those with the most inferior grades of intelligence are planning to attend, in ever increasing numbers. Twenty-five percent of the brightest seniors found in the entire State said they were not planning to attend college at all, while 65 to 70 percent of the dullest seniors had definitely decided to go to college, most of them having already selected the college they expected to attend. In Minnesota, it was shown that the probability of college attendance for a high school graduate of high college ability who is the son or daughter of a father employed in a professional or managerial group is several times greater than that for the son or daughter of a farmer or unskilled laborer. This study also showed that for every high school graduate who ranked in the upper 10 percent of his high school class and enrolled in college, another high school graduate who also ranked in the upper 10 percent did not enter college. A Pennsylvania study showed that, in that State, dividing a sampling of the youth of approximately equal high ability into two socio-economic groups, 93 percent of children of the upper socio-economic group were graduated from high school and 57 percent attended college. But in the lower socio- economic group, only 72 percent of the children were graduated from high school and only 13 percent attended college. As emphasized, this report is concerned with discovering and developing scientific talent, but in its proper setting and relationship to other needs for talent for the Nation's welfare. In the report we shall suggest, as befits our mandate, the appropriation of Federal funds to be applied only to the pur- pose of discovering and developing scientific talent; but, as we have pointed out, we recognize that there is need for the discovery and development of talent in all lines and we point out that most of the plans and procedures recommended herein for science are equally applicable to the discovery and development of talent in other fields. What shall be done with Federal funds for the discovery and develop- ment of talent, scientific and other, in American youth is for the wisdom of Congress to determine. As taxpayers and as men concerned with the states- manship of science, we have been deeply concerned with the question how plans for the use of Federal funds for scientific development may be set up so that Federal funds do not drive out of the picture funds from local gov- ernments, foundations, and private persons. We think that our proposals will minimize that effect, but, with proper candor, we do not think that our proposals will be completely effective to avoid what we do not want to happen. We think, however, that the Nation's need for more and better science is such that the risk must be accepted. In this report, consonant with our mandate to make effective plans for the discovery and development of scientific talent in American youth, we recommend plans to assist able young men and women to carry their studies from the end of high school through the doctorate. Beyond that we do not go in our recommendations, not only because we do not think the word "youth" ought to be stretched to include men and women of post-doctoral 145 age, but also because your committees reporting upon other questions in President Roosevelt's letter are making recommendations for assistance to post-doctoral investigators. For our part, we are of opinion that the basic problem, at least for the next decade, will be to find more young talent and to give it a chance to develop into more first-rate investigators than we now have. That is the problem at which this report aims. At present the opportuni- ties for education beyond high school are accidental to too large an extent — determined by the accidents of geography and economic income. We seek, in this constitutional Republic, 'as respects science and engineering, to train for the national welfare the highest ability without regard to where it was born and reared and without regard to the size of the family income. 146 Part One Long-term Plans 1. The Desirability of and Neces- sity for the Proposed Plans We are convinced that there is no possibility that too much abihty of the highest order can be discovered and developed : the needs of our com- plex social organization for brains and character at the highest level can never be surfeited. Moreover, it is appropriate to point out, when con- sidering the need for scientific train- ing, that the first-rate scientist and engineer cannot do his work effec- tively unless he has a few good ones in a secondarv role at his disposal as assistants and sometimes a great many as hands and as instruments for the execution of his ideas. We have only to look about us, from the point of view of citizens, to know that the current need for crea- tive brains is not being met: there is too much wrong with the world and with our country to have doubt about that. As scholars and admin- istrators of scholarly affairs we also know out of our own experiences that there is a deficiency in the sup- ply of first-rate scientific workers. All of us know of problems in science whose solutions are urgently needed for indi\'idual and the collective wel- fare. The limiting factors, all along the line, are brains and character. In Appendix A attached to this re- port, some startling figures are given as to the number of young people who drop out before completing high school. The country may be proud of the fact that 95 percent of boys and girls of fifth grade age are en- rolled in our schools, but we cannot help being concerned with the fact that with each succeeding grade the percentage falls. For every 1,000 stu- dents in the fifth grade, 600 are lost to education before the end of high school has been reached, and all but 72 have ceased formal education be- fore 4 years of college are completed. While this report is concerned pri- marily with methods of selecting and educating high school graduates at the college and higher levels, we can- not be unconcerned with the poten- tial loss of talent which is inherent in the present situation in our pri- marv and secondary schools. The Nation's students may be dia- grammed as a pyramid. At the base of the diagram are the students be- ginning the first grade. As we keep looking at this body of students, they drop out more and more rapidly and the sides of the diagram slope in sharply, making a pyramidal figure. Students drop out of grade and high schools for a variety of reasons. The reasons which concern us in this report are only those which relate to the highly talented. Many of these indi\'iduals of great promise who are lost in the process are academic cas- ualties undoubtedly to be charged against the inadequacy of the local secondary education available to them. Studies of the situation in different States show that the prob- lem is by no means the same through- 147 out the country. The figures that have been given above are the oxer- all figures for the Nation: in some States the loss is much less, in others much greater. Unless one were to believe — which we do not — that there is a corresponding difference in the distribution of native abilitv among the States, one cannot help reaching the conclusion that the dif- ferences reflect great variation in the quality of our secondary education. It is not .within our mandate to enter into the controversial subject of the way in which a larger amount of public funds should be expended on secondary education in those States where the amount now spent per pupil is very low, and it is surely no coincidence that it is in these very States that we find the losses, from the fifth grade on, to be the greatest. We would be remiss in our duty, however, if we did not point out that much remains to be done to make our educational system effective in developing the latent talent of the Nation by improving the quality of the secondary schools in many locali- ties so that no boy or girl of talent and promise may be deprived of the proper high school education. Among those who drop out before completing high school, both in the States which provide excellent public education and in those which are less advanced in this respect, there un- doubtedly are some at least who have potentialities for becoming first-rate scientists and engineers. The early discovery of such individuals who have dropped out of the educational system obviously presents peculiar difficulties. The Committee suggests to employers, and to educational, sci- entific, and labor leaders that serious consideration be given to the prob- lems involved in the discovery of such individuals and in getting them back into educational institutions where their talents can be dexeloped in spite of their lack of complete high school trammg. Students drop out of high school, college, and graduate school, or do not get that far, for a variety of rea- sons. The reasons that concern us are only those which relate to the talented and they are (1) that they cannot afford to go, (2) that schools and colleges proxiding work of inter- est and up to the level of their abili- ties are not available locally, and (3) that business and industry recruit from among the ablest before they ha\'e finished the training of which they are capable. These reasons apply generally, but they apply with particular force to science: 1. The educational road to becom- ing a high-grade scientist is long and expensive, and the families of many able students cannot afford to pay their way. It is of a length at least 6 years beyond high school and it is expensive because, as is evident, no large percentage of science students can get first-rate training in educa- tional institutions while living at home. 2. Students of scientific capability are particularly vulnerable to bad or inadequate mathematical and scien- tific teaching in secondary school which fails to awaken their interest in science or to give them adequate instruction. Improvement in the teaching of science all along the line is imperative. To become a first-rate scientist it is necessary to get a good start early, and a good start early means good secondary school science teaching. No matter how gifted and capable a person may be, if he is not interested to finish secondary 148 school, or does not have the oppor- tunity to complete secondary school, he cannot — as things are — go on to collecje and to graduate school. 3. Recruitment from among gifted students bv business and industry likewise applies with particular force to science. A young man may well find the place in which eventually he will achieve high distinction in industry, following graduation from college, if his place ought to be, for example, in management or applied science. But if his place, consider- ing his abilities, might be at the top in scientific research, he will be seri- ously handicapped if he stops his training without proceeding to the level represented by the doctorate. Industry and business cannot afford, as a long-term proposition, to recruit, prior to completion of training, those potential scientists who appear capa- ble of contributing to fundamental advances or who should be teachers. In the light of the studies made, having regard to the facts of the educational pyramid, it clearly is es- sential to provide for the early school- ing of more able students in order that a large enough group will sur- vive to become a larger quota of stu- dents of the highest ability at the apex of the pyramid. To increase this small group of exceptionally able men and women it is necessary to enlarge the number of students of high ability who go to college. This involves bet- ter high schools, provision for help- ing individual, talented students to finish high school (primarily, we con- ceive, responsibilities of every local community), and opportunities for more capable, promising high school students to go to college. Any other practice constitutes an indefensible and wasteful utilization of higher education and neglect of our human resources. If we were all-knowing and all-wise we might, but we think probably not, write vou a plan v\'hcrebv there might be selected for training, which they otherwise would not get, those who, 20 years hence, would be scientific leaders and we might not bother about any lesser manifestations of sci- entific ability. But in the present state of knowledge a plan cannot be made which will select, and assist, only those young men and women who will give the top future leader- ship to science. To get top leader- ship there must be a relatively large base of high ability selected for de- velopment and then successive skim- mings of the cream of ability at suc- cessive times and at higher levels. No one can select from the bottom those who will be the leaders at the top because unmeasured and un- known factors enter into scientific, or any, leadership. There are brains and character, strength and health, happiness and spiritual vitality, in- terest and motivation, and no one knows what else, that must needs enter into this supra-mathematical calculus. We think we probably would not, even if we were all-wise and all- knowing, write you a plan whereby you would be assured of scientific leadership at one stroke. We think as we think because we are not inter- ested in setting up an elect. We think it much the best plan, in this consti- tutional Republic, that opportunity be held out to all kinds and condi- tions of men whereby they can better themselves. This is the American way; this is the way the United States has become what it is. We think it very important that circumstances be such that there be no ceilings, other 149 than ability itself, to intellectual am- bition. We think it very important that every bov and girl shall know that, if he shows that he "has what it takes," the sky is the limit. Even if it be shown subsequently that he has not what it takes to go to the top, he will go further than he would otherwise go if there had been a ceil- ing beyond which he always knew he could not aspire. By proceeding from point to point and taking stock on the way, by giv- ing further opportunity to those who show themselves worthy of further opportunity, by giving the most op portunity to those who shaw them- selves continually developing — this is the way we propose. This is the American way: a man works for what he gets. 2. The Desirable and Necessary Extent of the Proposed Long- Term Plans As said in the general preamble to this report, we think that plans for the discovery and development of sci- entific talent should have a limit re- lated to the needs of the Nation as a whole for trained talent in all ac- tivities that are necessary for the national welfare. We think, also as stated, that while we have no fears that too much top ability can be found and developed there is some danger that too many scientists of less than top ability may be trained, there- by debasing the currency of scientific training to the point where scientific careers may not look attracti\'e either to the best or to the second best. How to calculate the Nation's fu- ture needs for scientists, or to docu- ment fullv a judgment upon the question, we confess we do not know. But we have some evidence to sup- port what we, at any rate, regard as informed conclusions. This evidence is set forth in Appendix B attached hereto. In summary it shows the fol- lowing facts germane to this report: In the year 1941 there were con- ferred 53,534 undergraduate degrees in natural science and in technology. In the last 6 years before the war, the average annual number of Ph.D. degrees conferred in natural science and technological fields was 1,649. For some years to come, as pointed out elsewhere in this report, these numbers must be increased in an at- tempt to make up for the accumu- lated deficits in trained scientific and technological personnel caused by wartime interruptions to basic educa- tion and specialized training. We have carefully studied data and indications concerning the Nation's future needs for scientists and tech- nologists as a basis for determining the necessary and desirable extent of plans for discovering and developing scientific talent. We have concluded that the best that can be done is to make a practical, executive judgment after consideration of the material; and such a judgment leads us to pro- pose that 6,000 science students an- nually be selected for assistance in obtaining the bachelor's degree. This number we judge to be not too large from any point of view or too small to be effective. Similarly, making an executive judgment upon numbers of students proposed to be assisted annually to obtain doctoral degrees in science, we arrive at the figure 250, plus 50 for medical research doctorates unless your Committee upon the second question in President Roosevelt's let- ter makes a separate recommendation on fellowships in that field, which we understand is not their present in- tention. It is not intended that the 150 50 proposed medical-research pre- doctoral fellowships shall be admin- istered nor allocated separately but simply that the recommended total number of predoctoral fellowships be increased to 300. The number 250 is arrived at by considering, inter alia, that it would be 10 percent of the prewar average of science doctorates conferred, 165, plus a number endeavoring to make up some of the science doctoral deficit incurred during the war years when science students, practically, have been and are nonexistent. Our think- ing concerning the added 50 medical research doctorates goes along the same lines. These figures, we wish to empha- size, are not provable but equally we wish to emphasize they appear rea- sonable to us. It has been in our thinking throughout this report that we do not want to inflate or debase the currency of scientific training by artificially stimulating its issuance bevond the Nation's needs for such training. Further, we desire to emphasize the point that, until we see the look of the postwar world, policies cannot be determined with finality. And, until policies can be determined, alterna- tive plans, and sliding scales within those plans, are the onlv plans that make sense. We cannot, as we have said, guarantee that our figure of 6,000 assisted science students in each entering class and 250-300 as- sisted candidates for science doctor- ates a year are the correct figures for the needed result. We conclude, simply, that they are good figures with which to begin, alwavs pro- vided that they be not frozen and mav be changed in the light of ex- perience and as future demands for scientists and need for Federal assist- ance in training them may be shown. Elsewhere in this report it is rec- ommended that the administrative agency which may be charged with making our proposals operative be charged also with a continuing re- search function in which studies of opportunities for scientific and tech- nological employment should have a major place. When considering the question whether or not the group of under- graduates selected for training under the plan herein recommended be too large, it ought to be remembered that the majority will not go on to research careers but rather to various kinds of engineering practice, plant manage- ment activities and to many other kinds of practical work connected with industry and technological proc- esses. For industries based on highly advanced scientific techniques which must be adapted constantly to new scientific discoveries, training in sci- ence is essential throughout the man- agement, and while it cannot be said that a man, because he is a good scientist, is therefore a good manager for such a business, still without sci- entific training, he could hardly func- tion at all. Moreover, for such a busi- ness a scientific training is, qua the business, probably as good a training as any other. Furthermore, in reference to sci- entific training at the undergraduate level, we quote with approval a state- ment by a distinguished committee of English scholars, from social, human- istic and science fields, published by Nuffield College of the University of Oxford: * * * We live in a world in which sci- ence lies at the very roots of community, and a mastery of scientific thinking grows more and more indispensable for the suc- cessful practice of the arts of life. The culture of the modern age, if it is to have 151 meaning, must be deeply imbued with scientific ways of thought. It must absorb science, without forsaking what is of value in the older ways or conduces to the understanding of those deeper problems which science by itself is impotent to answer. It is a question, not of substitut- ing a scientific culture for that which has gone before, but of reaching a wider appreciation in which the sciences in their modern development fall into their due place * * * 3. The Recommended Long- Term Plan and Means for Achieving It As stated in the preceding section, we propose that the number of un- dergraduate students of science and technology assisted under the plan shall be 6,000 annually and that the number of assisted doctoral students in the same fields shall be 250 or 300 annually. This would make the 4-year maximum total of undergraduates 24,000 and the 2- to 3-year maximum total of graduate students 900. Maxi- mum annual costs, if the plan is to be realized fully, may reach, after the fourth year of operation, $29,000,000. It is our idea that these highly selected students, if they proceed to doctorates, in many cases will be able to obtain that degree after 6 years of undergraduate and graduate work; but provision should be made for those who require 3, instead of 2, years of graduate work. In this connection, we wish to em- phasize the responsibility of educa- tional institutions in this plan. Under the central purpose of the plan — to provide scientific training for students of superior ability and equal oppor- tunity to all American youth to quali- fy in competition for such training — educational institutions will face the obligation of providing a training commensurate intellectually with the superior ability of this special group. The Committee believes that a pro- gram which is appropriate for the rank and file of college students will not be appropriate for these, or other, highly selected individuals. It appears to us that the scale of support for the undergraduate stu- dents selected under the proposed plan should be that provided by Con- gress under the so called GI Bill of Rights, namely, tuition and other fees up to $500 annually and, for personal support, $50 a month during the months of each year when the Schol- ars actually are engaged in full-time study. Benefits under the plan should not be restricted to young and recent secondary school graduates but should be available also to those who, hav- ing worked in business and industry, desire to obtain scientific training at the college level. Such Scholars, if married, should receive, as also pro- vided in the GI Bill of Rights, $75 monthly for support when engaged in full-time study. Persons who receive benefits under the plan should be selected solely on the basis of merit, without regard to sex, race, color, or creed. The question whether or not finan- cial need should be considered as a factor in awarding benefits under the plan has been the subject of much study, consultation, and thoughtful consideration by the Committee. We conclude that need should not be a factor in the awards, for many rea- sons, among which are that, if need is to be considered, there would be required a means test of the parents, difficult if not impossible to admin- ister with equity; those who receive benefits under the plan would be labeled as poor; and in cases where parents were not sympathetic to higher education their children might be cut off from the benefits of the plan. 152 Moreover, we consider that, aj^art from and in addition to the general benefits to the Nation flowing from the addition to its trained ranks of such a corps of scientific workers, there should be a definite and stated quid fro quo from the beneficiaries to the Nation. Hence, we propose that the beneficiaries under the plan should constitute a National Science Reserve, with definite and stated obli- gations to the Nation for scientific work similar to the obligations of members of the Army and Navy Re- serves for service of the kind for which they have been prepared. We suggest that recipients of un- dergraduate scholarships under the proposed plan be known as National Science Reserve Scholars and that recipients of predoctoral fellowships be called National Science Reserve Fellows. The awards of Science Reserve Scholarships for college training for the bachelor's degree should be based upon tests of ability and aptitude to insure that the successful candidates will be oriented to scientific and tech- nological pursuits. Moreover, accept- ance of the Scholarships and Fellow- ships should be understood by the re- cipients as indicating intention to en- gage professionally in scientific and technological work but not as consti- tuting an absolute obligation to do so. We recommend that the recipient of a National Reserve Scholarship or Fellowship shall agree that, upon the completion of his undergraduate or graduate training, he shall be en- rolled in the National Science Re- serve and be liable to call into the service of the Federal Government, in connection with scientific or tech- nical work in time of war or of a national emergency declared by Con- gress or proclaimed by the President — the conditions of employment and the salary to be determined at that time by the President. This call would be at the option of the Federal Government. It is con- templated that, in cases where men had not for years been engaged in scientific or technical activities, the Government probably would not ex- ercise the right of call. In addition to the binding obliga- tion to serve the Government (if called) full-time in case of war or a national emergency, the members of the Reserve should pledge themselves to render assistance to the Govern- ment in time of peace, through serv- ice on advisory committees and on a consulting basis insofar as they are able to do so without gross interfer- ence with their professional work or the rendering of effective service to their employers. We believe that the proposed Na- tional Science Reserve would be of real service to the Nation. Evidence presented to the Committee shows that, if such a science reserve had been in existence in 1940 and had included the best scientists, the mobil- ization of scientific and technical men to assist the Army and the Navy (directly and through OSRD), be- fore Pearl Harbor, would have been more rapid and effective than it was possible to make it. We believe that the obligation undertaken by the re- cipients of National Science Reserve scholarships and fellowships would constitute a real quid pro quo and that the Federal Government would be well advised to invest the money involved even if the benefits to the Nation were thought of solely — which they are not — in terms of na- tional preparedness. The exact extent and duration of the obligation to serve, assumed by 153 members of the National Science Re- serve, of course, would be for the wisdom of Congress to determine in relation to the needs of the Nation and to the obligations of graduates of the Military and Naval Academies, of members of the Army and Naval Reserves and indeed of all citizens in time of war or other national emer- gency. It is agreed by the Committee in respect to the administration of the National Science Reserve Scholar- ships that while the plan must be national in character, the principle of local administration must be rec- ognized. The American scene which looks rather uniform from anv one place has infinite variety and intense individuality at close range. This must be recognized. Our plan for the selection of Na- tional Science Reserve Scholars is set forth tentatively in Appendix C at- tached hereto. In brief it is this: The 6,000 proposed scholarships should be assigned to the States ^ on the basis of the number of their sec- ondary school graduates of the previ- ous year as related to the national total of such graduates. On the basis of the 1939-40 fig- ures, State quotas of scholars would be as stated in the table on the fol- lowing page. It is recommended that, for the National Science Reserve Scholars, the administrative organization, the bases of selection and the procedures be as follows in brief: Proposals for a "National Scientific 1 It is intended that the proposed scholarships shall he availahlc also to secondao' school graduates in the Territories and Insular Pos- sessions but we have not statistics relating to them comparable to those for the States and for the District of 0)lumbia given on this page. Allocation of scholarships to the Terri- tories and Insular Possessions, of course, would decrease the State quotas. Research Foundation" are under dis- cussion by your Committees and among the proposed powers of such a foundation is power to contract with other agencies for the performance of functions within the scope of the foundation. It would be our recom- mendation that the foundation, or any similar organization which may be established, should make arrange- ments for choosing Scholars and Fellows under the proposed plan through the National Academy of Sciences, if that organization be will- ing to accept the responsibility. The operation of the plan, we recom- mend, should be entrusted to the Academy's operating agency, the Na- tional Research Council. More pre- cise details of the National Acade- my's participation and the means by which it is suggested that operations be carried on are stated in Appen- dix C. To ensure the fairest, most effec- tive and most up-to-date methods of selection, advisory bodies expert in such matters must be set up. No existing national science organization has shown itself to be as well- equipped for such advisory functions — working both with nonmembers of the academy and with members — as the National Academy has shown itself to be through the years. A central administrative staff, chosen for ability and integrity, also must be set up. As outlined in Appendix C, com- mittees of selection would be set up in each State. These committees, it is suggested, should consist of five members, to wit: three scientists, one of whom should serve as chairman; one member of a college or university facultv, trained and experienced in the field of selection and guidance; and one representative of secondary 154 State Secondary school graduates ' State quotas: scholarships Alabama Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Totals 1 16 3 12 72 11 17 2 5 12 18 6 75 37 30 23 17 17 8 13 46 44 30 13 33 6 17 1 4 39 3 17 30 7 73 23 13 99 5 12 8 17 56 8 3 20 21 17 33 3 ,222 ,498 ,226 ,301 ,900 ,614 ,353 ,278 ,666 ,302 ,815 ,508 ,470 ,671 ,326 ,675 ,405 ,485 ,016 ,830 ,522 ,337 ,979 ,343 ,617 ,970 ,005 ,670 ,973 ,745 ,901 ,372 ,182 ,616 ,467 ,002 ,351 ,978 ,687 ,059 ,857 ,348 ,212 ,130 ,263 ,170 ,571 ,464 ,213 1,218,545 80 17 60 356 59 87 12 26 62 90 34 372 184 151 115 87 86 42 64 231 219 149 69 164 33 88 5 23 197 18 580 150 35 362 116 64 489 29 62 40 88 277 40 15 100 104 87 165 16 5,999 ' Public high school graduates 1939-40 plus 1/6 of the private and parochial secondary school enrollment. Statistics of State School Systems, 1939-40, 1941-42, Biennial Survey of Education, U. S. Office of Education. education within the State, usually a secondary school principal or a high school supervisor in the State depart- ment of education. At least one of the scientists, it is suggested, should be from agriculture or from industry within the State. The administrative staff of the na- 155 tional over-all organization, in cooper- ation with the advisory bodies, would prepare tests in accordance with the best thought upon such matters. These tests would be given to all applicants throughout the country and the test reports would be sent to the national organization for evalua- tion. The national staff also would collect other relevant data and judg- ments concerning each applicant and upon the basis of the tests and other material would certify to the State committees a number of qualified candidates equal to twice the States quota- — ^it being proxided, howe\'er, that no applicants shall be certified who do not attain a certain minimum national standard. The dossiers of these candidates would be sent to the State committees and those commit- tees would have the responsibility of making the final selections of the Scholars up to the number of the State's quota. The machinery and procedures for administering these scholarships are outlined only in general terms at this time. It is clear that valid methods for selecting students of high ability are available in the experience of persons and organizations which have been working on this problem for many years. Doubtless better meth- ods will be available in future and the methods adopted for the National Science Reserve Scholarships should be the best available at the time they are being used. Concerning machinery for admin- istration of the National Science Re- serve Fellowships, we can be brief: They should be administered na- tionally as the National Research Council Fellowships are adminis- tered. Whether or not a "National Scientific Research Foundation" or similar body be established, we judge that the National Research Council of the National Academy of Sciences would be the best agency to admin- ister the proposed National Science Reserve Fellowships; for the National Research Council has shown that it has the know-how and integrity to administer well a Fellowship pro- pram on a national basis. It should be noted that we propose that the fellowships (as distinct from the scholarships) should be awarded on a national, not a State, basis. For the National Scientific Re- ser\'e Fellowships as for the Scholar- ships, the sole basis of selection should be merit, without regard to sex, race, color, creed, or need. It is recommended that fellowship (as distinct from scholarship) stip- ends should be fixed by the awarding agency on a scale up to $100 monthly, plus payments for tuition and other fees up to a maximum of $500 an- nually. Throughout the whole plan, for both scholarships and fellowships, there should run an insistence upon high-grade work by the holder, other- wise the fellowship or scholarship shall be terminated by the awarding agency. Scholarships shall be tenable for 4 academic years or the equivalent. Fellowships shall be tenable for the duration of graduate studies leading to the doctoral degree, up to a maxi- mum of 3 academic years or the equivalent. Both shall be held upon the following conditions: (n) Continuance of good health. (1?) Continuance of good behavior. (c) Scientific progress at the level of the best 25 percent of former stu- dents in the scientific departments primarily concerned. If a Scholar or Fellow drops out 156 for failure or other reasons, his schol- arship or fellowship should lapse. Alternates should not be appointed. The scholarships and fellowships should be valid for any college or uni- versity, within the territory of the United States, of the holder's choice, subject to the advice and consent of the awarding agency concerning rele- vant facilities for scientihc work. With the consent of the awarding agency, a Scholar or Fellow may change the location of his work to another college, university or techni- cal school which is judged to be bet- ter suited to his scientific development. National Science Reser\'e Scholars should be eligible to appointment as National Science Reserve Fellows, but appointments to the fellowships should not be restricted to the Na- tional Science Reserve Scholars. The fellowships should be open to com- petition from all pre-doctoral science students. It is recommended that the award of the scholarships and of the fellow- ships be commenced simultaneously, or approximately so, to the full an- nual number in each category. The Committee recommends that the National Agency in charge ol the scholarships and fellowships should carry on continuing research into methods of selection and con- tinuing study of unfolding oppor- tunities (and the reverse) for em- ployment in science and technology. Among effective means for the dis- covery and development of scientific talent in American youth are means for developing public interest in science. It will not be sufficient, if science is to remain healthy in root and branch, merely to develop a large number of scientists and to provide them with the financial support necessary for their investigations. There is also the necessity of creating a better understanding of the role and place of science in our national life, so that public approval and sup- port for the future development of science will be forthcoming. 157 Part Two Plans for the Near Future The preceding sections of this re- port propose plans for the disco\'ery and development of scientific talent in American youth as a long-term proposition. There is, however, an immediate and pressing problem which is a result of the war. 1 . Deficits of Scientific and Tech- nological Personnel Resulting from War and Selective Service Policies The training of men in the fields of science and technology during the war has almost completely stopped. With the exception of some 2,400 men on the reserved list who have been taken from their studies for civilian war research, all physically fit graduate students have been taken into the armed forces. College stu- dents majoring in the sciences have also been taken into the armed forces. Those ready for college training in the sciences have not been permitted to enter. Because of these curtail- ments, it will require at least 6 years after the war ends before scientists trained for research will emerge from the graduate schools in any signifi- cant quantity. Consequently there is an accumulating deficit in the num- ber of trained research scientists. That deficit will continue for a num- ber of years. The deficits in science and tech- nology students who, but for the war, would have been granted bachelor's degrees in these fields are probably already about 150,000. The deficits, in science and tech- nology, of doctoral degrees — that is, of young scholars trained to the point where they are capable of carrying on original work — have been calcu- lated by the American Institute of Physics, as follows: Total prob- Deficit able deficit accumulated Probable due to war 1941 through Estimated Total 1941 deficits 1946 1941 through 1944 deficit 1945 through 1945 through 1955 1955 Chemistry 240 550 790 4,460 5,250 Engineering 148 82 230 730 960 Geology 63 50 113 317 430 Mathematics 161 100 261 939 1,200 Physics 251 160 411 1,589 2,000 Psychology 96 84 180 550 730 Biological Sciences... 665 725 1,390 4,910 6,300 Totals 1,624 1,751 3,375 13,495 16,870 158 All patriotic citizens, who are well- informed on these matters, agree that, for military security, good public health, full employment and a higher standard of living after the war, these deficits are very serious. In a recent radio address Dr. Arthur H. Compton, Professor of Physics in the University of Chicago and Nobel Prize winner, said: It takes at least 6 years for a capable 18-year-old to train himself for effective scientific research. Even if we should start now to resume such training, it will thus be at least 6 years before a normal supply of young professionals will again be avail- able to our laboratories. Can we afford to wait any longer? Admiral J. A. Purer, Coordinator of Research and Development, United States Navy Department, has said: I want to mention the great personal interest that the Secretary of War, Mr. Stimson, and the Secretary of the Navy, Mr. Forrestal, are taking in postwar mili- tary research. There is a growing belief that important as it may be to maintain after the war ground forces, air forces, and sea forces of a size commensurate with our national responsibilities, it may be even more important to keep the weapons and the material in general which we supply to these forces in step with the advances of science. Stocking our arsenals with the weapons of this war is no guarantee that we can win the next war with them. In fact, that may be the quickest way of losing the next war. It would be wiser to maintain arsenals of only modest size whether we are speaking of ships or guns or aircraft and to use the money saved thereby to continually replace the old things with the new creations of the re- search laboratory and of American inven- tive genius. Our industry should be kept alert to begin quickly the production of the vast quantities of materials needed when war threatens; and this readiness should concern itself especially with the new things. We hope for your aid in supporting this position among those who are engaged in research. Dr. Charles L. Parsons, Secretary of the American Chemical Society, wrote President Roosevelt: American technology has given birth to the greatest power of all time. Today, we are drying up prosperity at its source. Pub- lic opinion of the future will view with amazement the waste of scientists in Wodd War JI * * * Our children and our grandchildren will not forgive the loss of an entire generation of scientists. Dr. Charles Allen Thomas, direc- tor of the Monsanto Chemical Com- pany's research laboratories, declared: Scientific suicide faces America unless immediate and adequate steps are taken to train replacements for technical men going into the armed services. Statements of this type are fairly representative of the thinking of in- formed men in the armed services and in civilian life. The situation, in brief, is that since the passage of the Selective Service Act in the autumn of 1940, there have been practically no students over 18, outside of students of medi- cine and engineering in Army and Navy programs, and a few 4-F's, who have followed an integrated scien- tific program in the United States. Neither our allies nor, so far as is known, our enemies have permitted any such condition to develop; but on the contrary have maintained or increased national programs for the training of scientists and technolo- gists. It takes at least 6 years for a capable 18-year-old person to train himself for effective scientific re- search. Having regard to this long period of training and on the basis of prewar figures showing both the number of students of physical science in graduate schools and of doctoral degrees then conferred, the accumulating deficit of scientists has been calculated, with the results al- ready presented. That these deficits 159 are a serious matter for the welfare of the Nation be the condition peace or war, is agreed. What are the feasi ble remedies? Proposals to change the policy of draft boards to the end that students of science and technology shall not be drafted are too late. The damage has been done: these students already are in the Armv and Navy, cut off from integrated scientific and techno- logical training. Proposals for their early discharge from the Army and Navy are not feasible. The Armv has made its plans for the discharge of personnel as soon as feasible in accordance with a rating scale con ceded to be fair and reasonable from the standpoint of the individual GI — however it may disregard the risk to the Nation's scientific strength. Plans for the discovery and development of scientific talent in American youth who are in the Army and Navy must, to be practicable and reasonable, take account of the existing situation and of plans for demobilization already adopted. Our proposals, in the situation as we find it, are these: 2. Plans for Integrated Scientific Training for Soldiers and Sailors There should be prepared now lists of promising students of science and technology — students who before and after their entry into the armed serv- ices have shown high ability in these fields. Arrangements should be made now with the Army and the Navy whereby, now that it is militarily fea- sible, these talented students should be ordered to duty in the United States for fully independent, inte- grated scientific study of a grade available to civilians in peace times. This should be adopted as the con- sidered policy of the armed services and no desire of a commanding offi- cer to retain a potential scientist for his usefulness on the spot should be allowed to interfere with the opera- tion of the policy. It is recommended that this plan be carried out, not in terms of a stated number of young scientists, but rather that, now, centers of science and technology in the United States should be combed for infor- mation concerning those students who, prior to the war, had given evidence of high talent for science and technology; and that, as soon as militarily possible, these students by name, should be ordered to duty as students. Probably no more than 100,000 of the 10,000,000 men in the Army and Navy would be in- volved and now, following VE-day, that number could not be militarily significant. Likewise, we recommend that the armed services comb their records for men who, during the war, have given evidence of high talent for science and technology, and that they also be included in this plan. It is recommended that the plan be not restricted to students at any par- ticular level of studies, but rather that science students who have shown their abilities at all levels of studies, from college freshman to postdoctoral students, be included. It is also spe- cifically recommended that former teachers of science in the armed forces be included in this plan. The machinery for the discovery of the students under this plan, we venture to suggest, could best be set up within the Research Board for National Security. Under this proposed plan, be it noted, there would be no disruption of plans already made for the dis- charge of soldiers from the Army; 160 while students, their discharges would occur in accordance with the already established rating scale. It would not do to propose that such a plan should be done on a volunteer basis — that is, that personnel ol" the Army and Navy should request orders to duty as students. It would not do because many of the best of them probably would elect to remain in the armed services, inspired by feelings that they would not wish to be put in the position of seeming to shirk their full patriotic duty. Our recommendation is empha- sized in the cases of men whose scien- tific training was well started before their induction, the more so the further that training had advanced. It is important to remember that the induction of many students in the critical science and technological fields was delayed and that under actual demobilizing plans they will consequently be among the last to return to civil life. A way must be found to insure the quick resumption of their training, composing, as they do, the recognized "premium crop" of science and technology. The future of our country in peace and war depends on that premium crop. 3. The Importance of Quality of Instruction in ''''Army Universi- ties^- Abroad The Army has made plans for set- ting up in foreign countries, when and where the military situation per- mits, courses of study for soldiers, including courses in science and tech- nology. These plans are all to the good. The further important thing to ensure is that the courses shall be the best and most up-to-date that can be given, and shall include adequate laboratory work. You stated the issue in your letter of November 19, 1944, to General Frederick H. Osborn: There have been in this country, by reason of war research, advances which will gradually permeate our entire indus- trial, scientific, and technical structure. Are the metallurgists now in the Army to return and find that they have studied alloys that are out-of-date? Are mechani- cal engineers to find that advanced think- ing on gas turbines has outpaced those who have been at the front, and the new knowledge has not been extended to them? Are the large number of medical men in the field to have no direct contact until they return with those who have made more advance in medical research in the last few years than usually occurs in a decade? It must be ensured that these ques- tions can be answered in the nega- tive. The Armed Forces Institute must be prepared with instruction that is wholly up-to-date in its higher levels; but the fact of the matter re- mains that since the Massachusetts Institute of Technology, the Cali- fornia Institute of Technology, the Ryerson Laboratory of the University of Chicago, and others, cannot be moved abroad, the plan for Army universities must be supplemented by what we have suggested in our first proposal above. The Committee emphasizes that for men of scientific promise and abihty there is special need that the Armed Forces Institute have its in- struction modern, up-to-date, and of the best effectiveness. It is clear that there is a vast opportunity in this program for strengthening the tech- nical work of the country by inte- grating the training given to soldiers possessing technical proficiencies with problems of modern industry and technology, especially for men who do not plan to go on to advanced scientific training. So far as possible, the universities and technical schools of the country doubtless would stand 161 ready to cooperate with the Armed Forces histitute along these Hnes, if requested by the Army, by sending overseas instructors in technical and scientific subjects — instructors, who, fresh from war research, would be up-to-date. Technical branches of business and industry might well do the same. 4. The Place of the GI Bill of Rights in Ameliorating Scientific and Technological Deficits Public Law 346, Sexenty-eighth Congress, commonly known as the Gl Bill of Rights, provides for the education of veterans of this war un- der certain conditions, at the expense of the Federal Government. Among the returning soldiers and sailors will be many with marked scientific talent which should be developed through further education, for the national good. However, the 1 year of edu- cation which the law provides for essentially all veterans clearly will not be enouph to train a scientist nor in most instances to complete training begun prior to entry into the armed forces. The law makes the amount of education beyond 1 year at Gov- ernment expense depend on length of service rather than on ability to profit from the education. It would seem to us that our mandate to set up an effecti\'e plan for discovering and developing scientific talent must take into account the scientific potentiali- ties among the 10,000,000 young Americans now in the armed forces. Accordingly, it is recommended that: (a) a special advisory committee of scientists be appointed to assist the administrators of the law to discover and direct the counseling of those veterans who have marked scientific talent; (h) an adequate advising and coun- seling service be established in each State or region; and (c) a complete scientific education at Government expense be provided for a group selected on the basis of the educational record of the first Near (assured to all veterans) and such other tests as may be neces- sary— the length of this education to be determined, on the merits of each case, b)' the special adxisory com- mittee. Under the suggested plans inter- ested veterans while studying science for the first year, during which as veterans they are entitled to support from the Federal Government, would submit their records and take certain tests. Outstanding men and women of scientific talent would be se- lected— and we recommend a selec- tive process as rigorous as that pro- vided under our main plan — and be provided with funds at the rate pre- vailing in the GI Bill of Rights for completion of college courses in science, and also for graduate train- ing to those possessing very high abilities. We are informed that to some ex- tent the proposals herein outlined could be put into effect under the present law by administrative action, and we venture to recommend such action to the extent allowable. We believe, however, that it would be advisable, in addition, to have new legislation authorizing the adminis- trators of the law to select, as an estimate, possibly 5,000 veterans of each age group (i. e., those born in a given calendar year) for scientific education at the expense of the Fed- eral Government (at the rates speci- fied in present laws) irrespective of the length of their military service and up to a total of 6 years. Here, we think it sounder to recommend 162 that standards of scientific and tech- nological ability be the limiting fac- tors, rather than to recommend that definite numbers of veterans be se- lected for training. In dealing with the veterans, for whom we think the best possible training should be of- fered, the only sound way for the administrators of the law to proceed is qualitatively, on the basis of assist- ing those who can maintain the high- est standards, rather than on the basis of any quantitative estimates or fixed quotas. It is not necessary to stress further that the proper handling of the reser- voir of scientific talent now in the armed forces is of the first importance from the point of view of continuity in future supply of scientists. Not all of the scientific talent in the age groups here considered (those born in the years 1921 to 1928, roughly) is to be found in the armed forces, because some of the trained scientists among them have been kept at civilian tasks of utmost urgency for the war effort. However, such as- signment to civilian status through Selective Service mechanism has been far from effective in the past year or two, and for those born later than 1924 (now 21 years of age or less), practically no exemptions from mili- tary service (except by reason of physical disability) have been al- lowed. Each year that the 18-year olds are called up for service in the armed forces a large portion of the potential scientific talent of that age group is cut off from adequate train- ing. Among these younger men are those who will be the most promising candidates for further scientific edu- cation when demobilized; yet, be- cause, under the provisions of the present law, the length of education depends on length of service, it will be those young men who can have the least Government assistance. Amendment of the law to rectify this situation, at least insofar as future scientists are concerned, seems to us essential for the safety and continued prosperity of the Nation. The relation of the proposed ex- tensions of the provisions of the Gl Bill of Rights to the long-term plan envisaged earlier in this report for the National Science Reserve is ob- vious. Those educated in science under the veterans' law for a period prolonged beyond the period to which as veterans they would be entitled should likewise be members of the National Science Reserve. The rela- tion of the proposed extensions to our proposals for ordering members of the armed forces to duty as students like- wise is obvious. That group would remain in the armed services only as long as, under actual plans for de- mobilization, they are required to remain. Thereafter, they would take up the educational benefits to which they will be entitled under the GI Bill of Rights, and under, we trust, our proposed extensions of benefits to the specially talented among them. 5. Duties of Schools^ Colleges, Universities and Technical Schools to Returning Veterans However, this is a problem not only for the Federal Government to solve, but also is one requiring that the States and the colleges, universi- ties, and technical schools take lead- ership. We say emphatically to the colleges, and universities and techni- cal schools that it is up to them to be extremely flexible and broad- minded in handling the returning veteran. Unless they are willing and able to devise ways and means of developing in science those able vet- 163 erans who do not meet the usual formal requirements, they will lose som? of the best talent in the country. In particular, they must devise means of building on the basis of the very partial but highly detailed technical training that many of these men have received in service. Some of this large group of men, perhaps millions, who have learned about machines and electrical equipment can be further developed, for the well-being of the country, through special insti- tutions or vocational schools. More over, from this group can be culled first-rate scientific talent, provided that the universities and technical schools do what they ought to do. The rigidity of academic institutions must not be permitted to drive av^ay from training talented veterans. We recognize a dilemma here: the scientific professions, including medi- cine and indeed all the learned pro- fessions as well, nowadays require, because of the complexities and vast extent of modern knowledge, both breadth and intensity in preparation. On the other hand, the generation with which we are concerned has al- ready lost up to 5 years of educational time, and if the most ambitious among them are not to be repelled, ways must be found to shorten the period required for them to complete their formal education. It is a con- dition, not a theory, that confronts us and our judgment is that the Nation will lose much if our educa- tional institutions do not recognize that many veterans will feel the need for making up lost time, and help them make it up. Otherwise, we are sure, a significant quantity of them will be lost to higher education. Further, there is the problem of veterans needing to complete their secondary school training. Many of them, interested in completing their interrupted high school programs, will be deterred from doing so be- cause, by reason of their greater age and maturity, they will be reluctant to go back to regular school classes with adolescents, to submit to the usual high school routines and re- quirements, and otherwise to live and associate with such youngsters. This situation must be met. A similar problem confronts many youths em- ployed in war industries. Provision for these "over-age" high school students is very necessary in postwar educational programs, espe- cially for those who are not primarily concerned with vocational training, which apparently will be amply pro- vided under present and proposed programs. Special provisions, such as those stated by the Regents of the State of New York, must be put into effect to make it attractive for able and promising youth to complete high school and thereby become eli- gible for college under one or more of the scholarship plans that will be available for talented high school graduates. Otherwise they will be lost to science and to higher educa- tion, generally. In considering plans and programs for discovering and developing scien- tific talent in American youth, the needs of these particular groups must not be overlooked since they will in- clude some of the potential leaders of the future, especially among the veterans who will have had war ex- perience that has helped them to mature and develop. They must not be penalized for their priceless ad- vantage, not now recognized in our regular educational arrangements. The "Regents' Plan for Postwar Education in the State of New York" 164 makes the following statement on this subject: The men and women demobilized from the armed forces, together with workers of hke age released from war industries, will include many thousands of persons whose educational career was interrupted below high school graduation. The military per- sonnel will probably be granted scholar- ships large enough to take care of personal expenses. If offered a flexible program at the secondary level, with appropriate al- lowances for military experience and for work in the Armed Forces Institute, many of these veterans would fit into classroom, laboratory, and shop instruction. Others will be older and perhaps averse to receiv- ing regular instruction in company with young pupils. , , , , School authorities should make an m- ventory of all building, staff, and curricu- lum facilities, for the purpose of develop- ing special opportunities for returning vet- erans and workers. In large cities it may be helpful to set aside a school building to house a special War Service School de- voted to high school work for young per- sons returning from the military service and the war industries. The courses could be accelerated and the calendar fully uti- lized in order to permit a saving of time. These schools, like others, would grant credit for work completed in the Armed Forces Institute. In smaller cities War Service Schools at the secondary level could be established on a regional basis. We commend the Regents' plan to educators throughout the Nation. We commend also the plan whereby men and women in the armed forces may complete academic requirements, while in the armed forces, for graduation from secondary schools. Such educational achieve- ment is possible through work in the service schools, the off-duty educa- tional program, and the educational opportunities of the United States Armed Forces Institute. For men and women who lack a substantial proportion of the requirements for high school graduation, the Army's General Educational Development Tests are helpful in determining the grade level at which service personnel should properly resume their civilian education. The machinery to this end is complete and the procedure is as follows: A complete educational record established while in the serv- ice, should be recorded on the official form USAFI No. 47 and returned by the man or woman in the armed forces to the secondary school for evaluation and the award of credit toward graduation. This will facili- tate a continuance of education in college of qualified persons. Veterans of World War II who do not file a USAFI credit application form be- fore leaving the service should use a certified copy of their separation rec- ord as evidence of in-service training. 6. Importance of Problem of Scientific Training of Men in Armed Forces The adequate handling of the edu- cation of the scientific and techno- logical talent now under arms will be a primary test of the effectiveness of the Government in meeting the whole problem to which we have been asked to direct our attention. The future scientific and technical leaders in the United States are now largely in military service. Unless exceptional steps are taken to recruit and train talent from the armed serv- ice at or before the close of the war, the future will find this country seri- ously handicapped for scientific and technological leadership. In peace or war, the handicap might prove fatal to our standards of living and to our way of life. 165 Appendix A The Educational Pyramid: Studies Concerning Able Students Lost to Higher Education To be effective, a plan for discov- ering and developing scientific talent in American youth must be built upon the country's existing educa- tional structure and be consonant with its current operations. Such a plan must recognize the undoubted fact that there is not an unlimited number of individuals of high ability and must ensure that the relatively few with creative capacity in science will be found early and be helped and encouraged to go on through the years of study required to complete professional and research training. An over-all picture of the child and youth population and of the en- rollments in educational institutions is necessary for an understanding of the dimensions of the problem pre- sented by the proposed plan to dis- cover and train young persons of potential scientific ability. Such a picture follows: The census of 1940 reported the following figures of population under 20 years of age: Total Percent Male Percent Female Percent Under 5 years 5 to 9 years 10 to 14 years 15 to 19 years 10,540,524 10,684,622 11,745,935 12,333,513 8.0 8.1 8.9 9.4 5,353,808 5,418,823 5,952,329 6,180,143 8.1 8.2 9.0 9.4 5,186,716 5,265,799 5,793,606 6,153,370 7.9 8.0 8.8 9.4 It will be noted that there are fewer children in the early ages than in later childhood or in the adoles- cent years. These figures become even more significant in the light of the changes which occurred between 1930 and 1940: (a) The number of children under 5 years of age decreased, from 1930 to 1940, by some 900,000. (h) The number of children of ages from 5 to 9 years decreased, from 1930 to 1940, by some 1,900- 000. It is estimated that by 1950 there will be a decrease of some 2 million, and possibly more, in the age group 10 to 19 years. Since the current larger number of babies born during the war will not reach adolescence for another 10 years at least, there will be fewer bovs and girls reaching high' school and college ages in the next 7 to 10 years. The following figures from the 1940 census show the age and school attendance of the Nation's 46 million boys and girls and youth: 166 Age group 5 years 6 years 7 to 9 years 10 to 13 years 14 years 15 years 16 to 17 years 18 to 19 years 20 years 21 to 24 years Total number Number attending school Percent attending 2,142,407 2,054,385 6,485,830 9,340,205 2,405,730 2,422,519 4,892,170 5,018,834 2,367,042 9,220,793 385,160 1,420,051 6,119,026 8,915,669 2,224,670 2,122,995 3,361,206 1,449,485 294,962 465,875 18.0 69.1 94.3 95.5 92.5 87.6 68.7 28.9 12.5 5.1 The percentage figures by age groups showing school attendance during 1940 are: Percent attending school in each age grou-p Age group: 5 to 6 years 43 7 to 13 years _ _— 95 14 to 15 years _... 90 16 to 17 years.. __ 68 18 to 20 years _ 23.6 21 to 24 years _ 5.1 It will be observed that the per- centage of school attendance rises to age 13 when boys and girls approach the end of the elementary school and junior high school and likewise when employment in many States becomes legal; but that thereafter it declines. From age 17 on, the decline in at- tendance is rapid, to the 5.1 percent in the years 21 to 24 of college and university attendance. The following figures show the educational attainments of the popu- lation 25 years old and over in the year 1940: School years completed Total Number school years completed. Grade school: 1 to 4 years 5 and 6 years 7 and 8 years High school: 1 to 3 years 4 years College: 1 to 3 years 4 years or more Median school years completed. Number of persons 73,733,866 2,799,923 7 8 25 11 10 4 3 ,304,689 ,515,111 ,897,953 ,181,995 ,551,680 ,075,184 ,407,331 Percent 100.0 3.8 9.9 11.6 35.1 15.2 14.3 5.5 4.6 8.4 Not including persons for whom school years completed were not reported. It will be noted that about half of cent had had less than a fifth-grade the population 25 years of age and education. over had completed approximately The foregoing figures of school 8^2 grades but that some 13.7 per- attendance collected in the 1940 167 census may be compared with the enrollments by grades in the public schools of the country as tabulated by the United States Office of Edu- cation. Again it will be noted that there is a marked decline after the seventh grade and a progressive dimi- nution through the years of high school : — "Statistics of State School Systems, 1937-38 1941-42 Elementary school pupils Kindergarten First grade Second grade Third grade Fourth grade Fifth grade Sixth grade Seventh grade Eighth grade Secondary school pupils.. First year Second year Third year Fourth Year Post graduate 19,748,174 18,174,668 607,034 3,317,144 2,486,550 2,444,381 2,402,617 2,342,428 2,252,722 2,173,173 1,722,125 6,226,934 625,783 2,930,762 2,215,100 2,175,245 2,196,732 2,166,018 2,124,494 2,060,752 1,679,782 6,387,805 1,979,379 1,669,281 1,379,398 1,150,506 48,370 1,927,040 1,705,546 1,450,788 1,273,141 31,090 1939-40 Surveys 1940-42. and 1941-42." Biennial of Education, 1938-40, (Table III, p. 9.) In the year 1941—42 there was a decrease in high school enrollments of about 189,000, distributed as follows: First year of high school 84,000 Second year 61,000 Third year __ 35,000 Fourth year 9,000 Recent reports indicate a larger decrease in high school attendance for the years 1942—43, with indica- tions that some 160,000 boys and some 50,000 girls had left high school. Efforts to reduce the number of students leaving high school and to persuade others to return, have apparently checked this decline in high school enrollments in 1944-45. There is, as these figures indicate, a progressive reduction in the num- ber of students at each successively higher level of education. Thus, the total student body may be compared to a pyramid with a broad base of elementary pupils sloping upwards to the apex of professional and graduate students. Various detailed studies of how and when students drop out along the educational sequence have been made which throw light upon the size of and occasion for withdrawals, and the reasons therefor. Starting with 1,000 pupils enrolled in the fifth grade (figures for earlier grades are confusing because of pupil retardations), the following figures show the extent to which they are reduced in each successive year: 168 Elementary school: Fifth grade, 1930-31 1,000 Sixth grade - 943 Seventh grade - 872 Eighth grade -- 824 High school: First year 770 Second year — 652 Third year __.... 529 Fourth year - 463 Graduates,' 1938 -- 417 College : First year 146 Graduate, 1942 72 [Statistical Summary of Education, 1939-40 (p. 39)] In prewar years, of these 72 college graduates, only a few went on to master's degrees and an even smaller number received doctorates. The foregoing data reveal the gross declines measured in terms of student enrollments. More detailed and indi- vidualized studies (cited later) of those who drop out of high school or who fail to go on to college show that there is a significantly large pro- portion of students of ability, of high level of intelligence, who do not go to college because of lack of funds. In addition it is believed that there are many able, talented, students, whose numbers are difficult to esti- mate accurately because only a few sample studies have been made, who do not continue their education be- cause schools are inadequate or inaccessible. Among those who do enter college there is a progressive decrease in each succeeding college year. A study conducted by the United States Of- fice of Education on "College Stu- dent Mortality" (Bulletin 1937, No. 11) found that in 1936-37 the per- centage of students leaving each year was as follows: Percent In the freshman year 33.8 In the sophomore year 16.7 In the junior year .._ 7.7 In the senior year 3.9 In short, of every 100 students who entered the university in the first vear, some 62 withdrew or left before graduation. The figure 62 is, how- ever, a gross figure since it includes 45 students who left to enter other institutions (e.g., students who left after 2 years to enter professional school) or who returned later to the same or went to other institutions of the same level. The reasons for with- drawing or leaving were as follows: Percentages 18.4 were dismissed for failure in work. 12.4 because of financial difficulties. 12.2 miscellaneous reasons. 6.1 lack of interest. 3.4 sickness. 1.1 disciplinary causes. 0.8 needed at home. 0.6 death. 45.0 unknown. Those with the lowest academic marks had the highest percentage of withdrawals and those with the high- est academic marks had the lowest percentage of withdrawals. But it is to be noted that 12.4 percent, or about one in eight, withdrew because of financial difficulties, indicating that economic need, personally or of the family, was responsible for their leaving college before graduation. As the foregoing material indicates, students drop out of school in large numbers between the ages of 13 and 14 and likewise during the high school years. Among those who thus drop out there is a significant propor- tion who have the capacity for fur- ther education but who do not con- tinue their schooling. It appears that this premature leaving from high school (and failure to go on to col- lege) arises from — Failure to provide educational programs suited to different students who therefore be- come bored and drop out. 169 Active recruitment by business and industry of promising youth who for their own good and the national interest should be encouraged to con- tinue their education. Lack of provision for assisting needy students in high school who must take jobs to help support themselves or their families. The responsibility for improving these conditions is primarily upon the local communitv and business inter- ests and the State governments, al- though it must be recognized that, in some sections of the country, re- sources are lacking to provide ade- quate high schools. A number of recent studies have shown that among high school grad- uates there are many who have the intelligence and ability for college but who do not go to college for a variety of reasons, chiefly economic and geographic. Excerpts from these studies are given at the end of this section as evidence of ihe present failure to provide adequately for the continued education of promising American youth. In the light of the studies made, having regard to the facts of the edu- cational pyramid, it clearly is essen- tial to provide for the early schooling of more able students in order that a large enough group will survive to become a larger quota of high-ability students at the apex of the pyramid. No matter how capable and gifted bovs and girls mav be, if thev do not have opportunities to complete ele- mentary and high school, they cannot go on to college and thence to gradu- ate school for research training. To increase this small group of exceptionally able men and women it is necessary to enlarge the number of able students who go to college. This involves more and better high schools, with provisions for helping capable students in the high schools (primarily a responsibility of every local community) and opportunities for more capable, promising high school students to go to college. Any other practice constitutes an inde- fensible and wasteful utilization of higher education and neglect of our human resources. Following are summaries of studies pertinent to our inquiry concerning able students lost to higher educa- tion: The Carnegie Foundation carried out a thorough investigation into the relationships and mutual responsibili- ties of the high schools and colleges of Pennsvlvania. One of the pur- poses of the study was to answer the question: Who shall go to college? The procedure of the study in- volved extensive testing of high school seniors and college students, study of records, and study of prog- ress made in college. Comparisons were then made between college and non-college groups and between va- rious college groups. The results of this study showed that the group of high school gradu- ates who went to work included many fully as able to obtain high test scores as any pupils who went di- rectly to college. Pennsylvania col- leges of arts alone took nearly 4,000 of the high school group tested in 1928. The colleges accepted nearly 1,000 with test scores below the aver- age of the group who did not go to college and they failed to enroll 3,000 with better average scores than the 4,000 they did admit. Although the college group exhibited a test score 170 average superior to that of the non- college group, it did not include the many able and often brilliant high school graduates who could not pay the college bills. — The Student and His Knowl- edge, by W. S. Learned and Ben D. Wood. Carnegie Foundation for the Advancement of Teaching; Bulletin 29, 1938. In Minnesota a study was made of students who graduated from high school in 1938 to see what they were doing a year later. About 22,000 young people were included in this study which showed the following: "What were youth doing a year following graduation? Minnesota high school graduates of June 1938, fall into three broad groups of ap- proximately equal numbers. One- third found full-time employment within a year following graduation. Another third continued their train- ing in either collegiate or preparatory schools. The third group was made up of graduates who secured part- time employment only, of the unem- ployed, and of those graduates for whom principals were unable to sup- ply information. "Of the 22,306 young people who finished high school in June 1938, 35 percent were employed full time and 7 percent had secured part-time employment in April 1939; 12 per- cent were unemployed; 23 percent were enrolled in colleges or univer- sities, and an additional 12 percent were receiving training in other kinds of schools — trade schools, com- mercial colleges, schools of nursing, high schools as postgraduates. High school principals were unable to re- port the whereabouts of 1 1 percent. "Was there a relationshif between scholastic achievement in high school and em'ployment or further training for Minnesota high school graduates? When the relationship of scholastic success in high school to the post- high school status of the graduates of June 1938 was studied, these three trends were found : As one goes down the ability scale (1) the percentage of graduates employed increased, (2) the percentage of unemployed gradu- ates also increased, and (3) the per- centage of graduates who continued their training beyond high school de- creased. When, however, only those graduates who presumably were in the labor market (not continuing their education) were considered, high school success bore little rela- tion to employment and unemploy- ment. "Many able graduates, however, were not attending college. Consid- erably less than half of the high school graduates who ranked in the upper 30 percent of their high school classes were enrolled in college. More than 15 percent of these able gradu- ates who did not continue their train- ing were unemployed. High marks in school are doubtless desirable, but they were not the open sesame to college halls or employment for those graduates" (p. 35). For every (high school) graduate who ranked in the upper 10 percent of his high school class and entered college, another graduate who also ranked in the upper 10 percent did not enter college. For every graduate who ranked in the upper 30 percent of his class and entered college, two graduates who ranked in the upper 30 percent did not enter college. "Was there a relationship between socio-economic status as indicated by the fathers' occu-pations and the sta- 171 tus of Minnesota young feofle a year following their graduation? From the professional end of the occupational scale to the unskilled labor end, (1) employment increased, (2) unemplo)Tnent increased, and (3) the proportions of graduates continuing their training decreased. From this study of the Minnesota high school graduate of June 1938. it would seem that the probability of college attendance for a graduate who is the son or daughter of a father employed in a professional or mana- gerial group is several times greater than that for the son or daughter of a farmer or of an unskilled laborer. Among the June 1938 graduates, children of the unemployed were themselves unemployed in greater proportion than children of fathers at work" (p. 36). Many able high school graduates were not enrolled for further educa- tion. "It is no longer safe to assume — if it ever was — that the most intelli- gent high school graduates go to col- lege. It is of fundamental importance for all the people of the State to know how generally young people who would make the best teachers, lawyers, accountants, doctors, engi- neers, and statesmen are able to at- tend colleges and universities. It has been assumed traditionally that the most capable high schol graduates go to college. It is suggested by this study, however, that geography and the economic resources of the family are perhaps as closely related to col- lege attendance as is intellectual fit- ness" (p. 39). — "What Happens to High School Graduates?" by G. Lester Anderson and T. J. Berning. Studies in Higher Education. Biennial Report of the Committee on Educational Research 1938-40. University of Minnesota, 1941. "It is possible to investigate the availability of educational opportu- nity '^ '^ "^ in various parts of the countr\'. For example a study of youth in Pennsylvania was conducted about a decade ago by the State De- partment of Public Instruction and the American Youth Commission. The socio-economic status and edu- cational history were ascertained for a group of 910 pupils with intelli- gence quotients of 110 or above. It is generally assumed that pupils with intelligence quotients above 1 10 are good college material. This group of superior pupils was divided into two subgroups on the basis of socio- economic status. Of the upper socio- economic group, 93 percent gradu- ated from high school and 57 percent attended college. Of the lower socio- economic group, 72 percent gradu- ated from high school and 13 percent attended college. Further study of the data in Table II will show even more clearly that the group with below-average socio-economic status had relatively less educational op- portunity than the group with above- average socio-economic status, al- though both groups were about equal in intellectual abihty" (p. 51). "A similar conclusion must be drawn from a study made by Helen B. Goetsch on 1,023 able students who graduated from Milwaukee high schools in 1937 and 1938. These stu- dents all had I. Q.'s of 117 or above. The income of their parents is di- rectly related to college attendance, as is shown in Table III. The higher the parents' income, the greater is the proportion who went to college" (p. 52). 172 "Table il: Relation of Intelligence to Educational Opportunity [Record of students with intelligence quotients of 110 or above] Socio-economic Socio-economic Educational advance status above average status below average Total group Number Percent Number Percent Number Percer\t Dropped school at eighth grade or below. 4 0.07 27 7.9 31 3.4 Completed ninth, tenth, or eleventh grade but did not graduate from high school 36 6.2 69 20.2 105 11.6 Graduated from high school but did not attend college 206 322 36.3 56.8 202 44 59.0 12.9 408 366 44.8 Attended college _ ... 40.2 Total 568 100.0 342 100.0 910 100.0 "Table III: Relation of Parental Income to Full-Tlme College Attendance of Superior Milwaukee High School Graduates Fercent in college Parental income: full time $8,000+ - 100.0 $5, 000-$7, 999 ..- -- 92. 0 $3, 000-$4, 999 72. 9 $2, 000-$2, 999 44. 4 $1, 500-$l, 999.... 28. 9 $ 1 , 000-$ 1 , 499.... 25 . 5 $500- $999 26. 8 Under $500 20. 4 "We see what actually happens if school graduates except those who we consider the 191 students who attended private schools. Table IV were graduates of the Old City High shows what happened to these people School over a 5-year period. This after graduation and what the social number includes all the white high make-up of the group was" (p. 59). "Table IV: College Attendance of High School Graduates in Old City Class Number Percent of total by class Number attending college Percent of each social class attending college Percent by social class of all who attend college Upper . .... ... 14 54 31 43 19 30 7 28 16 23 10 16 10 37 18 7 0 0 72 69 58 16 0 0 14 Upper middle . 51 Middle 25 Lower middle Lower 10 0 Unknown 0 Total 191 100 72 100 173 "The Hometown school has a fine building and an undifferentiated cur- riculum so that the same high school education is available to all the chil- dren, whether they have college am- bitions or not. In Hometown, 80 percent of the boys and girls of high school age attend high school. Why do they go? What do they and their parents expect from a high school education? "First of all, no upper-upper class family has children in high school. The lower-uppers and upper-middles account for about the same propor- tions of pupils as one would expect from their proportions in the total population. The lower-middles con- tribute less than one would expect and the upper-lower and lower-lower contribute more, probably because the lower-class people have larger families and therefore, more prospec- tive pupils. "Of all high school students classi- fied as lower-upper or upper-middle, 88 percent will go on to college while only 12 percent of those in the three bottom classes expect to go to col- lege. Of the total high school pupils, 20 percent are preparing to go to college and 80 percent were definitely not going to college" (p. 66). "The generalization that different curricula and types of institutions are adapted to different statuses is illus- trated by Goetsch's study. She found that the hierarchv of family income was reflected in a hierarchy of courses pursued by students in higher in- stitutions, as shown in Table VI" (p. 72). "Table VI: Parental Income and College Courses Median Curriculum: parental income Law .._.. $2, 1 1 8 Medicine and Dentistry 2,1 12 Liberal Arts 2,068 Journalism 1,907 Engineering 1,884 Teaching 1 , 5 70 Commercial 1,543 Nursing 1,368 Industrial Trades 1 , 1 04 — Who Shall Be Educated: The Challenge of Unequal Opportunities, by W. Lloyd Warner, Robert J. Havighurst, Martin B. Loeb. Harper & Bros., New York City, 1944. "The findings of this study, in har- mony with the findings of other studies, show that approximately as many of the ablest high school gradu- ates are out of college as are in college. "On the basis of the sample (of 1,754 cases), the upper quarter of the State's 16,000 high school gradu- ates would contain a minimum of 4,000 of the ablest individuals, the type of students who really do well in college. Forty-nine percent of 4,000 is 1,960 individuals with high potential college ability, who for some reason or reasons, did not enroll in college. From the point of view of the colleges, as well as of the in- dividuals and of society, the loss in human resources indicated in these data is highly significant. "Table 8 shows that for every four 174 able boys in the upper quarter there were six able girls. Table 1 1 shows that the ratio of able boys to able girls in the upper quarter enrolled in college was 6 to 4.5. Thus, it is clear that the greatest social and personal loss of human resources comes in the ranks of able girls in the upper quar- ter" (pp. 37-38). — "The Utilization of Potential College Ability Found in June 1940, Graduates of Kentucky High Schools," by Horace Leonard Davis. Bulletin of the Bureau of School Service, College of Education, Uni- versity of Kentucky. Vol. XV. No. 1. Sept. 1942. "Location of brightest seniors. When we determine which economic group furnished the largest percent- age of seniors possessing the higher grades of intelligence we secure dif- ferent results. All economic groups except the highest salaried group are represented in the highest one per- centile class. Table XLII shows the percentage of students belonging to each economic group whose mental test score gave them a rating of A-f or A, the highest grades made on the tests, also the percentage making a mental rating of E — or F, the low- est grades of intelligence possessed by our total or standard group. Groups 2, 3, and 4, where the in- come varied from $1,000 to $4,500, have the largest percentage of seniors rated A-|- and groups 1 and 5 the smallest. Groups 3 and 4, are supe- rior to group 2 in the percentage of students rated A-|- or A. "From a study of our distribution tables it appears that neither group 1 nor group 5 contain students who score above 180 points in the tests. But seniors possessing this grade of ability were found in each of the other economic groups. The bright- est students belong to group 4, the annual income of whose parents ranged from $1,000 to $2,000. Eight students belonging to the group, 6 boys and 2 girls, made scores over 185. And 5 students in our lowest economic group (annual income $500 to $1,000) made scores ranging from 175 to ISO, while there was but a single student in our highest salaried group who made a score above 175 points" (p. 213). 'Percent of Students In Each Economic Group Possessing Highest or Lowest Grades of Ability Economic groups compared Percent rated: A+ A+ or A F E- or F Total cases. _ 1 2 3 4 Salary $4,500- $12,000 Salary $3,000- $4,500 Salary $2,000- $3,000 Salary $1,000- $2,000 1.89 3.01 2.48 2.49 7.56 7.53 10.07 8.24 1.08 1.50 .55 .81 5.13 6.52 4.69 5.03 370 199 724 1,964 Salary $500- $1,000 0.82 5.68 1.92 8.99 1,089 "If we count all students whose test groups arrange themselves . . . : scores gave them a mental rating of Group 3 (income $2,000 to $3,000) A-j-, A or B, these \arious economic comes first; group 2 (annual income 175 of $3,000 to -$4,500) comes second; group 4 (annual income of $1,000 to $2,000) ranks third; while the high- est and lowest salaried groups come last" (p. 214). "If we compare the records made on our tests by the group of seniors representing the richest and the poor- est homes, we find that there are proportionally more children possess- ing the highest grades of mental ability among the poorest class than among the wealthiest class, and more individuals with high average grades of intelligence among the wealthier than among the poorer group. The wealthiest group ranks high on cen- tral tendency. The poorest salaried group ranks low on central tendency and also has a larger percentage of in- dividuals possessing the lower grades of mental abilitv. But there are in- dividuals in this class who obtain the highest intelligence rating made by high school seniors" (p. 216). "Brightest seniors not going to col- lege. It is still more significant that so many of this most superior group of high school seniors will not attend college, while those with the most inferior grades of intelligence are planning to attend, in ever increasing numbers. Twenty-five percent of the brightest seniors found in the entire State said they were not planning to attend college at all, while 65 to 70 percent of the dullest seniors had definitely decided to go to college, most of them having already selected the college they expected to attend" (p. 298). — The Intelligence of High School Seniors, by William F. Book. The Macmillan Company, New York, 1928. 176 Appendix B Data Concerning Training of Personnel for Science and Technology The relatively small number of able students who graduate from col- lege must be shared by the various professional schools and by the gradu- ate schools which train for research in the natural sciences, the social sciences, and the arts and humanities. From compilations made by the American Association of Collegiate Registrars, the following figures show the distribution of undergraduate de- grees in 1941 among broad academic and professional fields: Social sciences 17,947 Social science and allied fields of law, business administration, education, divinity, library training, journalism, etc 70,829 Mathematics and physical sciences 6,440 Mathematics, physical science and allied fields of engineering, min- ing, chemistry, etc 25,044 Biological sciences 5,812 Biological sciences and allied fields of medicine, nursing, dentistry, pharmacy, agriculture, forestry, home economics, etc.._ 28,490 In the fields of research these fall into broad groups, as follows: Social science 17,947 Natural science 16,050 Natural science and technology 53,534 A compilation of Ph.D. degrees in the 6 years before the war shows the following distribution among the physical, earth, biological and medical sciences, psychology, public health, and anthropolog)^: Subject Astronomy... Chemistry Engineering.. Mathematics- Metallurgy. - Physics Geology Meteorology. Mineralogy. . Seismology.. Paleontology - Biochemistry. Agriculture. . Anatomy 1935 11 470 63 77 11 150 62 1 1 2 12 '77" 25 1936 5 482 48 84 16 147 64 0 5 10 '53" 15 1937 9 497 70 76 7 158 42 1 3 8 "48" 14 1938 12 426 59 62 7 165 58 4 5 9 101 37 20 1939 5 482 44 91 9 148 49 2 1 13 127 40 17 1940 6 527 77 103 11 191 55 0 4 2 11 130 58 21 Average 8 479 60 82 10 160 799 55 1 3 1 60* 11 (120) 52 19 177 Subject 1935 1936 1937 1938 1939 1940 Average Bacteriology and Microbiology- - Botany Entomology Genetics 38 110 34 10 24 76 113 14 10 101 4 13 41 108 30 21 14 83 132 12 18 118 13 20 46 88 51 13 21 103 98 1 14 112 9 15 40 106 33 31 16 66 102 7 19 108 15 18 56 108 47 32 11 59 102 9 23 123 8 11 59 112 48 26 20 70 112 10 23 120 15 26 47 105 41 22 Horticulture Physiology 18 76 Zoology 110 621 Medicine and Surgery Pharmacology 9 18 Psychology 114 Public Health Anthropology 11 17 169 Total 1,649 It will be noted that the physical sciences provided about 800 or al- most half of the total number of doctor's degrees in science, of which, in turn, about one-half were in chem- istry. The earth sciences provided an additional 60 degrees. After the physical sciences the largest number of degrees were in the life sciences, with about 800 degrees distributed among the several divi- sions as follows: Medical sciences 300 Biology _____ 307 Agriculture 52 Psychology ___ 114 Anthropology 1 1 784 The National Roster made an in- ventory of graduate students in non- professional and non-vocational schools and departments, as of De- cember 1942, which showed the num- ber then enrolled in the graduate schools, divided into disciplines as follows: Physical sciences 5,698 Chemistry 3,045 Geology 182 Mathematics 545 Meteorology 918 Physics (electronic) 227 Physics (non-electronic) __ 680 Other physical sciences. ___ 101 Biology _____ 1,120 Social sciences _ 3,857 Economics 1,034 Geography 79 History ____ 812 Psychology 543 Other social studies 1,389 Languages, literature, fine arts, and music 2,157 Other major fields 486 13,318 It will be noted that there were about 5,700 graduate students in physical science and some 1,100 in biology at the time of this report. In terms of the educational pyra- mid, the total number of graduate students shown above in all branches of non-professional and non-voca- tional graduate study form but a small proportion of the total college enrollments of approximately 1,400,- 000 in 1939-40. Moreover, the 1,649 who received Ph.D. degrees in the sciences listed above were about one- half of the total number of all Ph.D. degrees (about 3,300 in 1939-40). 178 Special studies have been made by lative deficit in the number of stu- the Institute of Physics on the effect dents receiving Ph.D. degrees, in the of war upon the training of research several physical sciences and engi- personnel in the graduate schools. neering, which will continue and These indicate that there is a cumu- grow until several years after the war: Chemistry Engineering Geology Mathematics Physics Psychology Biological sciences Totals Accumulated deficit, 1941 through 1944 240 148 63 161 251 96 665 1,624 Estimated deficit, 1945 550 82 50 100 160 84 725 1,751 Total 1941 through 1945 790 230 113 261 411 180 1,390 3,375 Probable deficits, 1946 through 1955 4,460 730 317 939 1,589 550 4,910 13,495 Total prob- able deficit due to war, 1941 through 1955 5,250 960 430 1,200 2,000 730 6,300 16,870 Proposals for enlarging the number of students entering the graduate schools to be trained for research must be considered in relation to the probable demand for trained research workers as expressed in available jobs. Thus, necessary as it is to enlarge the number of graduate students in order to produce the relatively few research students of exceptional ability, the danger of an oversupply of trained research personnel must be kept con- stantly in mind. The unhappy plight of scholars in Europe after the last war when there was a surplus should not be forgotten. Likewise proposals for recruiting more college students into the physi- cal and biological sciences and enlist- ing more graduate students for train- ing in research in the physical and biological sciences should be viewed in the light of the over-all needs of the country and of the requirements in other fields of research and in the several professions. If too many of the limited number of high quality students are absorbed by fields of sci- entific research, research in the social sciences and in the arts and humani- ties may be jeopardized with probably unfavorable reactions upon scientific research. 179 Appendix C Suggested Administrative Organization, Bases of Selection, Schedule and Procedures /. Administrative Organization Proposals for a National Scientific Research Foundation are under dis- cussion, such a foundation to be charged with responsibility for the administration of the several national scientific programs being recom- mended by the committees advising Dr. Bush. Among the suggested powers of such a foundation is power to make contracts with other agencies for the performance of functions within the scope of the foundation. It would be our recommendation that the foundation, or any similar agency which may be established, should make arrangements for choosing Scholars and Fellows under the pro- posed plans through the National Academy of Sciences, if that organi- zation be willing to accept the re- sponsibility. The National Academy, as a representative body of the scien- tists of the country, would be the logical organization to sponsor this program; and association with the National Academy would give the program respect and prestige. It is further recommended that: (a) The President of the National Academv of Sciences, with the ad- vice and consent of the Administra- tive Committee of the National Re- search Council, periodically should appoint a National Science Reserve Advisory Committee which would advise him regarding methods of se- lection and the arrangements for the entire program within the provisions of the legislation. (I7) The President of the National Academy of Sciences with the advice of the advisory committee should ap- point a Director of the National Science Reserve Program, who would devote his full time to the work. Sub- ject to the general supervision of the administrative committee of the Na- tional Research Council, the Director would establish a national office, select the administrative and research staff, develop detailed plans and ad- minister the program. The Director would appoint a technical advisory committee, or committees for the development of tests of scientific promise, of the inventory of activities and interests and of the recommen- dation blank and rating scale. (c) The President of the National Academy of Sciences with the advice of the advisory committee would ap- point State committees of selection, to consist of five members, to wit: three scientists, one of whom should serve as chairman; one member of a college or university faculty, trained and experienced in the field of selec- tion and guidance; and one repre- sentative of secondary education, usu- ally a school principal or one of the high school supervisors in the State department of education. At least one of the scientists, it is suggested, should be from agriculture, or from industry, within the State. The State committees of selection, under our plan, would have the responsibility of making the final appointments to the limit of the State quotas. These 180 committees would make their selec- tions on the basis of the dossiers of the candidates which would be sup- plied to them by the national office, plus such other material as the State committees may decide to gather and use. The national office, on the basis of the tests of scientific promise and the applicants' school records, would select twice the State's quota and re- port the names and records of such candidates to the State committees. The State committees would make the final selections from among these candidates. No candidates who do not attain a certain minimum na- tional standard should be certified to the State committees. In the selection of the general ad- visory committee, and also in choos- ing the membership of the technical committee or committees, the persons and oreanizations that have had the greatest experience in constructing, administering and interpreting the particular kind of measuring instru- ments to be used in this program should be consulted. Such organiza- tions include the committee on Measurement and Guidance of the American Council on Education, the Cooperative Test Service, the Col- lege Entrance Examination Board, the Graduate Record Examination Office of the Carnegie Foundation, the Measurement and Guidance Proj- ect in Engineering Education, the Examination Staff of the Armed Forces Institute, and the University of Iowa Examination project. Direc- tors, and in some instances, other staff members of these agencies are among those who have had the great- est amount of experience in prepar- ing measurement instruments of the type necessary. To make certain that the selection instruments are as ade- quate as they can be made, it will be essential to draw upon the combined experience and technical knowledge and judgment of these persons and agencies. The whole job must be done at the highest possible level of professional competence. //. Bases of Selection} It is proposed that there be four principal sources of information and judgment upon which final selection of the Scholars should be based; but that only the first two of these be used in the preliminary screening: (1) Score on test of scientific promise. (2) School record, especially rank- in-class. (3) Candidate's application in- cluding an inventory of ac- tivities and interests. (4) Recommendation of principals and teachers regarding candi- date's ability and personal qualities. It is strongly recommmended that these tests and examinations be un- dertaken on an experimental basis and be continually revised and im- proved in the light of actual experi- ence and of the performance of stu- dents selected. The first few years of the program especially should be con- sidered experimental so that new and promising methods can be tried out, particularly for the discovery of the candidates' interests and personality characteristics, including evidence of some concern for social understand- ing and responsibility. For the present, and subject to change in the light of experience and 1 This section applies especially to the discov- ery of talented youth who are attending high school. The committee, as indicated in the body of its report, recognizes that there is also the problem of finding, and giving opportunity tcx talented youth who are outside high schools and that, for them, variations from standard proce- dures will be required. 181 research upon the vaHdity of indices of prediction, it is recommended that: The test score and rank-in-class in school should be combined into one index of academic promise which should be used as the basis of screen- ing. For each State a critical score on the index should be set at a point which would yield twice the State quota, provided that the State critical score were above the national mini- mum score. For the candidates above the State critical score, additional information should be collected so that in the final selection it will be possible to take into account certain important qualities such as originality, creative ability, motivation, emotional sta- bility, and qualities of leadership. For the convenience of the State committees of selection, a summary sheet would be prepared giving the essential data from the four sources of information indicated above and this summary sheet would be at- tached to the front of each candidate's dossier when it is sent to the State committee. The State committees should be provided with directions to assist them in interpreting the various items of information about each candidate. The State committees, however, should be entirely free to use and evaluate the information in accord- ance with their best judgments and should be encouraged to collect addi- tional information, •such as interview reports, concerning the applicants, to provide the broadest possible bases for the process of selection. ]. Test of Scientific Promise (a) Length. — The test should be of sufficient length for efficient selec- tion, perhaps of 5 or 6 hours dura- tion. It should not be a speed test. (h) Type of questions. — The test should be of the objective or con- trolled-answer type. The unreliability of free answer questions as well as the limitation in sampling imposed by such questions restricts their use- fulness for the present purpose. (c) Content. — There should be several sections in the test. The ma- terials throughout should be such as to involve a complex of aptitude and achievement as the most satisfactorv measure. The subject matter should be related particularly to scientific ability instead of to general academic promise. (d) Level of difficulty. — It is im- portant that the test be of maximum selectivity at and above the critical score. Studies of the results of the best mathematics and science tests now in use indicate that students who make very high scores on such tests can be expected to succeed in scientific courses during the first year of college with a high degree of certainty. (e) Preparation of the tests. — (I) The test should be prepared after consideration of the specifications rec- ommended by the advisory committee which would include both scientists and testing specialists. (2) The test material should be pretested on a suitable population and the final test made up of the most successful items. 2. School Record The school record is important be- cause it is a measure not only of ability but of the application of that ability in academic work over a period of several years. It has been found to be as useful in predicting college success as an aptitude test and when combined with the test score, the combination provides an index that is superior to either item 182 used alone. The school record not only adds the element of industrious- ness but rank-in-class and test score are what might be described as auto- matically compensatory indices. Apti- tude test scores are not entirely inde- pendent of the home and school background. Although aptitude more than achievement is measured, no aptitude tests are "pure " and uninflu- enced by previous training. Conse- quently individuals attending "good" schools are likely to be somewhat overrated by their test scores. For such students, their rank-in-class score is likely to be an underesti- mate of their achievement. Boys and girls from inferior schools on the other hand are likely to be under- rated by their test scores and over- rated by their rank-in-class. The two indices combined, therefore, provide a fairer basis for screening than either alone. The most reliable single measure of school success is rank-in-class. Marking systems and standards diff^er from school to school but the signifi- cance of relative standing in class remains fairly constant. Pragmati- cally it has been found to be the best index of school achievement. For all candidates who are above the State critical score on the screen- ing index, complete transcripts of high school records should be obtained along with other information to be used by the State committees in making the final selections. 3. Candidate's A'pflication, Including an Inventory of Activities and Interests The application blank which can- didates who pass the screening test will be required to fill out will con- tain (a) the questions concerning age, family, schools attended, etc., such as are usually asked on a col- lege admission blank; (1?) an ex- tensive inventory of activities and interests specifically prepared for this purpose; (c) a statement of the extra- curricular scientific activities of the student during the preceding 2 years. Inventories of activities and inter- ests, while not yet in as high a stage of development as intelligence tests, are valuable in indicating personal and intellectual qualities not meas- ured by tests. Indications of such qualities as the individual's ability to get along with others, his scientific interests and motivation, his emo- tional stability may be obtained from the inventory. These indications should be checked against the rat- ings of the principal and teachers on those same qualities. An advisory committee composed of men who have specialized in this field of measurement should be ap- pointed to draw up the specifications for the inventory of activities and in- terests to be developed by the staff of the national office. 4. Recommendation of Principal and Teachers Regarding Candi- date's Ability and Personal Qualities Although the principal and teach- ers are not entirely impartial persons from whom to receive recommenda- tions, they have a better comparative basis for making judgments and are more 'likely to make fair and frank estimates than others whose opinion of the candidates might be requested. The recommendation blank should be in two parts. The first part would contain a large number of multiple choice questions and rating scales, the answer to some of which would relate to specific observations on 183 points of fact, while others would involve judgment of less tangible qualities. Each teacher who has had the candidate in class or in extra- curricular activities would indicate his or her answer by initialling the blank. The principal would finally, with an X, indicate the consensus. The second part of the blank would call for statements regarding a few particularly important qualities, such as concrete evidence of originality or creative abilitv in the field of science. Part one would yield indications on the same qualities as would be in- dicated by the candidate's inventory of activities and interests, so that the two sets of scores could be considered together and serve as a check on each other. The advisory committee charged with the responsibility of preparing the specifications for the inventorv of activities and interests should also prepare the specifications for the rec- ommendation blank. ///. Schedule and Procedures (Tentative) June 1-Oct. 1 Preliminary publicity through newspapers, magazines, and radio. Oct. 1 Announcement by letter to State departments of education, superintendents of schools, and principals, giving the de- tailed plans of the competitions. School principals would be sent a return postal card on which to indicate the num- ber of students in the school who would take the screening test and the names of the teachers who would administer it. Oct. 20 Return postal cards due at national office. Oct. 20— Nov. 15 Screening tests and directions for administration shipped to schools. Dec. 1 Screening tests administered. A detachable portion of the an- swer sheet containing the same serial number as the answer sheet would be turned over to the principal after the candi- date has filled in his name and the name of the school so that the principal can enter the candidate's rank-in-class. (Complete directions for the principal will be printed on the form.) Dec. 5-Jan. 10 Scoring of tests and calculation of composite index for screen- ing. Jan. 10 Notice to candidates of success on screening test. Letter to principals of schools having successful candidates with ap- plication and recommendation blanks enclosed. Full direc- tions will be given the principal for the administration of the inventory of activities and interests and for the filling out of the recommendation blank. Feb. 10 Application and recommendation blanks due at the national office. Feb. 10-Mar. 10 Candidates' dossiers put in order and shipped to State commit- tees of selection. Mar. 20-Apr. 10 State committees go over applications, gather additional infor- mation (if they wish), and make selections. Apr. 10 List of men and women selected for scholarships sent to national office. Apr. 15 State committees notify candidates of selection for scholar- ships. Apr. 16— Public announcement of selection of scholars. May 1 Successful candidates must notify State committee of accept- ance, of the university or college they wish to attend and of the science course they wish to pursue. 184 May 15 - State committee notifies appointees of approval of college and course of study and corresponds with those where approval is withheld. May 30 — . Final revised list of appointees with name of college they will attend and course of study they will pursue sent by the State committee to national office. (From this point on, appointees deal directly with national office.) IV. Minimum Annual Cost of Selection (Estimated) Screening: 200,000 candidates at $1 - $200,000 Final selection: 12,000 candidates: National office at $5 60,000 State committees at $2 24,000 Research and experimentation Caverage).... 50,000 334,000 It is of the utmost importance that stage of development. A strong re- adequate funds be allocated for re- search program would certainly lead search on the methods of selection. ^^ improvement in the selection of Although present knowledge makes ^ . . , . . p , .?, ^ J rr • • 1- • future scientists and in view or trie It possible to do an ertective 30b in selecting youth of scientific promise, suggested size of the program would work in this field is still in the early be a long-run economy. 185 Appendix 5 Report of the Committee on Publication of Scientific Information Table of Contents Page Letter of transmittal — -- - 187 Members of the Committee 188 Report : 1. Need for lifting restrictions 189 2. Release from military classification 190 3. Agreement with our Allies on release of information 191 4. Stimulation of publication -— — 191 5 . Recommendations 192 186 LETTER OF TRANSMITTAL Dr. Vannevar Bush, Director, Office of Scientific Research and Development, 1530 P Street, NW., Washington, D. C. January 9, 1945. IMy Dear Dr. Bush: It is my pleasure to submit herewith the report of the Committee appointed to assist vou in answering the first question in President Roosevelt's letter to vou of November 17, 1944, which was expressed as follows: "First: What can be done, consistent with military security, and with the prior approval of the military authorities, to make known to the world as soon as possible the contributions which have been made dur- ing our war effort to scientific knowledge? "The diffusion of such knowledge should help us to stimulate new enterprises, provide jobs for our returning servicemen and other workers, and make possible great strides for the improvement of the national well-being." In preparing the report the members of the Committee had the benefit of discussions with a number of persons concerned with the publication of scientific information. There has been general agreement that one of the primary problems in the field of pubUcation is the establishment of an agency which, as a general principle, will permit the release of scientific information as soon as it can no longer be used against us in the present war and on terms which will be fair to all concerned. In particular, speed of release should be accompanied by a mechanism which will lift the restrictions on publication in a particular field uniformly for all workers in that field, regardless of the particular agency of the Government for which the work might originally have been done. The Committee feels strongly that this mechanism should be established without any unnecessary delay. Sincerely yours, Irvin Stewart, Chairman, Committee on Publication of Scientific Information 187 MEMBERS OF THE COMMITTEE Dr. Irvin Stewart, chairman; director, committee on scientific aids to learning, National Research Council; executive secretary, Office of Scientific Research and Development. Dr. J. P. Baxter III, president, Williams College. Dr. Karl T. Compton, president, Massachusetts Institute of Technology. Dr. James B. Conant, president, Har\'ard Unixersity. Dr. A. N. Richards, vice president in charge of medical affairs, University of Pennsylvania. Dr. M. A. Tuve, phvsicist, department of terrestrial magnetism, Carnegie Institution of Washington. Mr. Carroll L. Wilson, executive assistant to the director, Office of Scien- tific Research and Development. Mr. Cleveland Norcross. secretarv, executive assistant to the executive secretary, Office of Scientific Research and Development. 188 REPORT The following report is submitted in answer to your request for advice with respect to the first point in President Roosevelt's letter to you of Novem- ber 17, 1944. 1. ISeed for Lifting Restrictions The frontiers of science must be thrown open so that all who have the ability to explore may advance from the farthest position which anyone has attained. During the war we have been living to a considerable extent on our scientific capital, as scientists who would normally be extending the frontiers of knowledge have instead devoted their efforts to the application of our scientific knowledge to the development of new and better equipment, processes, and materials for war purposes. A large part of such new scientific discoveries as have been made, together with the great amount of information on the techniques of application, are now classified as confidential or secret. The restrictions incident to war have prevented the wide spread of the kind of information upon which American science, education, and industry nor- mally build. Scientists engaged on war projects have acquired new knowl- edge in specific fields, but they have not been given access to similar ac- quisitions by their colleagues in other fields. Thus, while there is a fund of new knowledge scattered among a large number of individual scientists, no one of them has access to all of it; and the broad base of scientific knowl- edge available to all scientists has not been correspondingly extended. This situation should be speedily corrected. During the first year of the existence of the Office of Scientific Research and Development a decision was made by the Secretaries of War and Navy that in the fields of medical research, publication of new knowledge should be withheld onlv if that knowledge gave promise of conferring military ad- vantage. Hence it has been possible to publish most of the newlv developed knowledge in the medical field. Several hundred articles have alreadv been published in the professional journals and others are in the process of publica- tion. The amount of classified medical material has been held to a minimum. It has been confined largely to limited subjects of immediate battle front im- portance and to information which might be related to strategy. Even these limited restrictions should be lifted as soon as military conditions permit. Not all of our troops can be returned immediately upon the cessation of 189 hostilities. Many men must remain overseas, some in armies of occupation, others awaiting the provision of faciHties for their return. Educational facilities must be provided for them during this period. Very recent techniques de- veloped in our laboratories in connection with the prosecution of war devel- opments can and should be made available in the Army universities overseas to qualified men in order that they may thereby be enabled to return to this country with as modern and advanced approach to some of the subjects of moment as they would have had if they had remained here during the war, or if they had been selected for early return and re-entry into universities in this country. To accomplish this not only must the information be available in printed form, but men familiar with latest developments should be chosen as instructors in the Army universities. The returning soldier who wants to pick up his interrupted plans for a career as a scientist or engineer deserves access to the very latest develop- ments and techniques. It will be a tragedv for him and for the country if he is trained in the light of the knowledge of 1940 rather than 1945. Because of the war we have lost several classes of scientists and engineers, both under- graduate and graduate. The gap can never be entirely filled, and it can be successfully narrowed only if the classes graduating in the immediate postwar years can be trained in advanced developments and techniques. We must overcome, not aggravate, the effects upon science and upon the country as a whole of the wartime loss of several classes of scientists. These considerations merit emphasis in addition to those mentioned in the President's letter of November 17. 2. Release from Military Classification The first, and most important, step is to obtain the release of scientific material from its military classification as soon as conditions permit. Basically there is no reason to believe that scientists of other countries will not in time re-discover everything we now know. A sounder foundation for our national security rests in a broad dissemination of scientific knowledge upon which further advances can be more readily made than in a policy of restriction which would impede our further advances in the hope that our potential enemies will not catch up with us. The Committee believes that, with few exceptions, our national interests require the release of most of our war- acquired scientific information as soon as it is evident that our enemies will not be able to turn that information against us in the present war. It further believes that most of this information can be released without disclosing its embodiments in actual military material and devices. Research has gone forward under many auspices, the Army, the Navy, the National Advisory Committee for Aeronautics, the Office of Scientific Re- search and Development, various other Government departments and many industrial establishments and academic institutions. In many cases there have doubtless been independent discoveries of the same truth in different places. To permit the release of information from one place and restrict it from another would not only be unfair but would impair the morale and efficiency of scientists who have readily subscribed to the policy of restriction dictated by war needs. 190 The agency charged with the duty of recommending release of information from military classification should be a continuing one well grounded in science and technology, which can couple advice to the military with an ability to obtain prompt decisions. With that in mind you have recently proposed the establishment within the National Academy of Sciences of a board to control the release and promote publication of certain scientific in- formation. Its standing at the apex of the scientific world together with its contributions to the present war qualify the Academy in a unique manner to perform this service. The proposed board with its joint Army, Navy, and civilian membership should be able to act promptly and intelligently, with full appreciation of both military and civilian implications of its decisions. It should provide the speed which is essential if delay is not to nullify a large part of the benefit sought by the release of newly discovered scientific infor- mation. Obviously the board should be adequately manned to act promptly. 3. Agreement with Our Allies on Release of Information Some of the information which should be released is possessed jointly by our allies and ourselves. Release in this country should be coordinated with release in other countries where the restriction has been jointly imposed in both. A central agency such as the proposed board should be able to handle this normally time-consuming but important matter with a minimum loss of time and danger of international friction. 4. Stimulation of Publication It is obvious that the contributions to scientific knowledge "made during the war effort" fall into many categories. Much of this information is now being made public through various media as, for example, most of the results of medical research. This report is directed to those contributions to scientific knowledge which are prevented from being "made known to the world" because of Government restrictions. Most of this information resulted from work in which some Government agency was interested and is now under security classification. The two chief obstacles to prompt publication are: (I) security regulations; (2) the policy of cognizant agencies in releasing investigators to publish freely. A courageous policy on the part of adminis- trative officers of Government agencies in assisting and stimulating prompt publication by Government scientists as well as private contractors and their employees as soon as security regulations are relaxed will cover point two. The first point, we believe, can be covered by the creation of the board to control the release and promote the publication of certain scientific informa- tion. The object is to get the scientific results of war research written by out- standing experts, completelv available, especially to young scientists, at as low a cost to them as is consistent with doing the job well. In connection with scientific war research being performed under contracts of governmental agencies, which has necessitated bringing together large groups of scientists, the most advantageous time for preparation of manu- scripts may well be during the final months of the contract, while the scien- 191 tific staffs are still assembled and in possession of all records, but after the pressure for production of war results has begun to relax. Obviously not all reports will merit publication and distribution. Where Government-financed research is involved, the contracting agency must make the decision. In every case, however, this decision should be made upon the basis of the public interest in the dissemination of the information, not upon the presence or absence of funds to defray the cost of publication and dis- tribution of the report. The publication plans of the Office of Scientific Research and Development are being made in accordance with the principles of the preceding para- graphs. The effectiveness of these plans, as well as the publication of other scientific information developed in connection with war research, will depend largely upon the speed with which the proposed Academy board is estab- lished and the effectiveness with which it functions after its establishment. The impetus which has produced remarkable results in the laboratory and in the field will be lost if publication is unduly delayed. 5. Recommendations In specific answer to the first point in the President's letter, therefore, your Committee recommends the following: 1. The prompt establishment and adequate staffing within the National Academy of Sciences of the proposed board to control the release and promote publication of certain scientific information. This is essential. 2. The adoption by that board of a liberal policy generally permitting the release of scientific information as soon as it is apparent that such information cannot be turned against us in the present war. 3. The encouragement of scientists to publish the results of their investiga- tion in "open " fields covered by releases by the board. 4. The stimulation and assistance of investigators to prompt publication by administrative officers of cognizant Government agencies. 5. The provision of adequate financing for the publication and distribution of the reports mentioned in the preceding paragraph. 192 INDEX INDEX Abstracting services. See Libraries; Refer- ence aids. Adams, John Quincy, support of ideas for Government-sponsored academy, 84. Air conditioning, 10. Air Force, development of basic research programs by, xiii. See also Armed services; Military services. Advisory Board. Board. See Science Advisory Airborne infections, 53. Advisory committees, recommended for each Government bureau engaged in scientific work, 105-106. Aerodynamics, future progress in, to be striking, 78. Aeronautical and Space Sciences, Senate Committee on, viii. Aeronautics. See National Advisory Com- mittee for Aeronautics; National Aeronautics and Space Council; Sci- ence and Astronautics, House Com- mittee on. AFL-CIO, conference on "Labor and Sci- ence in a Changing World," xi. Agassiz, Louis, 83. Agricultural experiment stations, 86, notes 4 and 5. Agricultural schools, growth of, as factor in applied research, 90. Agriculture: Federal aid to research in, through land-grant colleges, 9, 22, 79; advances based on scientific research, 10, 11, 12; subject of study by the Bowman Committee, 73; distribution of undergraduate degrees among al- lied fields and, 177; Ph.D. degrees in, 177, 178. Agriculture, Department of: Federal funds obligations for basic research by, xxv; interest in scientific research, 31-32, 83; establishment of, 84. Allies: continued scientific training by, during World War II, 159; need for agreement with, on release of war- time-developed scientific data, 191. Altitudes, development of devices to com- bat effects of, on airmen, 53. Alumni associations, as inadequate source of medical research funds, 58. American Association of Collegiate Regis- trars, distribution made by, of under- graduate degrees among academic and professional fields, and of Ph.D. de- grees by science fields, 177-178. American Council on Education, proposed utilization of the Committee on Meas- urement and Guidance of, in the scholarship and fellowship program, 181. American Institute of Physics, calculations by, on deficits of scientific and tech- nological personnel, 158. American Universities, Association of: sur- vey of universities and colleges ac- credited by, on expenditures for scien- tific research, 122 ff. American Youth Commission, socio-eco- nomic study of students related to school attendance, 172, 173. Anatomy: development of, basic to medical progress, xi, 14, 56; analysis of re- search in selected university depart- ments of, 130; Ph.D. degrees in, 177; See also Research, medical. 195 Anderson, G. Lester, and Berning. T. J., What Happens to High School Grad- uates, data from, 171-172. Anemia, 13, 54. Antarctic Treat>% landmark in interna- tional scientific relations, xv. Anthropology, in NSF support programs, xx; included within the scope of sci- ence considered by the Moe Commit- tee, 142; distribution of Ph.D. degrees among other fields and, 177-178; Ph.D. degrees in, 178. Applied Physics Laboratory', xiii. Applied research. See Research, applied. Archaeology', functional, in NSF support programs, xx. Armed forces. See Armed services. Armed Forces Institutes, need for scientific knowledge based on World War II to be made available in, 8; need for quality' training in, 140, 161-162; work in, recommended as an allow- ance toward continued education; 165; proposed utilization of the ex- amination staff of, in the scholarship and fellowship program, 181. Armed services: Dr. Bush on — Need to salvage scientific talent in, during World War II, xvi, 7-8, 25- 26; need for research to develop new weapons for, 9; need for professional partnership between civilian scien- tists and, 17-18; role of, in scientific research, 33-34; recommended repre- sentation of, in proposed National Research Foundation, 36. Pahner Committee on — Factors contributing to successes of medical departments of, World War II, 52; scientific interests of, as spe- cialized, 62. Aloe Committee on — Need to salvage scientific talent in, during World War II, 139-141, 158- 162. See also Military services. Stewart Committee on — Need to salvage scientific talent in, during World War II, 189-190. Armv: Dr. Biish on — Role of, in medical research, 15; in- creased emphasis on science in officer training, 17; need for continued re- search by, 17-18; scientific students in, 24; as participant in wartime scientific research, 29; as board mem- ber to declassify scientific informa- tion, 29. Palmer Committee on — Death rate in, from disease. World Wars I and II, 49, 52; adoption of use of penicillin by, 53; role of, in medical research, 55,. 56. BownhDi Connnittce on — Cooperation with, as function of pro- posed National Research Foundation, 117. Moe Committee on — Recommended participation of, in program to locate and develop scien- tific talent in the armed forces, 140- 141; students of medicine and engi- neering in educational programs of, 159; plans for integrated scientific training in, to reduce wartime deficit in trained personnel, 160-162, 165. Stewart Committee on — Wartime scientific research under auspices of, 190; need for participa- tion of, in decisions on release of wartime-developed scientific data, 191. See also Armed services; Army, De- partment of the; Military services; Talent. Army, Department of the: development of basic research programs by, xiii. See also Armed services; Army; Military services. Army Epidemiology Board, medical prog- ress during World War II stimulated by, 52. Army Medical Library, 118, 119. "Armv Universities" abroad, need for, 161-162. Army's General Educational Development Tests, 165. Arteriosclerosis, 14, 55. Arthritis, 14, 55. Associated Universities Incorporated, xxi. Association of Universities for Research in Astronomy, xxi. Asthma, 14,55. Astronomy, Ph.D. degrees in, 177. See also Kitt Peak National Observatory; National Radio Astronomy Observa- tory; Associated Llniversities Incor- porated; Association of Universities for Research in Astronomy. Atabrine, 49, 53. Atomic Energy, International Conference on the Peaceful Uses of, xv. Atomic Energ>' Commission, program for medical research, xii; declassification of wartime scientific data by, xviii; Federal funds obligations for basic research for national defense bv, xxv. 196 Attaches. See Scientific attaches. Aviation, development of devices to com- bat effects of high ahitudes, 53. Aviation medicine, committee on, 53. Bacteriology, development of, basic to medical progress, xi, 14, 56; analysis of research in selected uni\ersity de- partments, 129, note 5 data, 130; Ph.D. degrees in microbiology and, 178. See also Research, medical. Barton, Henn.- A., member. Committee on Disco\'ers' and De\elopment of Scien- tific Talent, 44, 136. Basic Research. See Research, Basic. Battelle Memorial Institute, Research in Action, 86, note 3. Baxter, J. P., Ill, member, Committee on Publication of Scientific Infonnation, 45, 188. Bell, Alexander Graham, 85. Bernal, J. D., The Social Function of Science, 87, note 2. Berning, T. J. See Anderson, G. Lester. Bibliographic services. See Libraries. Bids on research projects, recommendation to waive requirements on, 38-39. Biochemistry: development of, basic to medical progress, xi, 14, 56; analysis of research in selected university de- partments of biology, including, 129; Ph.D. degrees in, 177. Biological sciences, included within the scope of science considered by the Moe Committeee, 142; deficit in per- sonnel trained in, 158; undergraduate degrees in allied fields and, 177; dis- tribution of Ph.D. degrees among other fields and, 177-178; deficits in training research personnel in, 179. Biology: development of improved course content for teaching, supported by NSF, xvii; term "medical research" to include related aspects of, 64, note 1; analysis of research in, 122- 134, passim; Ph.D. degrees in, 178; graduate school enrollments in, 178. Biolog^' and Medicine, Division of, in NSF, XX. Biophysics, analysis of research in selected university' departments of biology, in- cluding, 129. Blood, increased availability of plasma and, for transfusions, 49; fractionation studies, 49; plasma and substitutes, 53. Book, William F., The Intelligence of //ig/( School Seniors, data from, 175- 176. Botanv, Ph.D. degrees in, 178. See Biology. Bowman, Isaiah, chairman. Committee on Science and the Public Welfare, 44, 71, 72, 73; transmittal of report, 71. Bronk-Nesmeyanov Agreement, scientific cooperation under, xiv. Brookhaven National Laboratory, xxi. Bubonic plague, 53. Buckley, Oliver E., member. Committee on Science and the Public Welfare, 44, 72. Budget, Federal: amounts proposed for medical research, xi-xii; amounts pro- posed for military research, xii; for International Geophysical Year, xv; for NSF, xxiv-xxvi; proposals con- cerning, for proiwsed National Re- search Foundation; 39-40; estimated, for Federal aid to medical research, 60; suggested reforms in procedures, for scientific work of the Govern- ment, 100-101. See also United States Congress. Budget, national research: public and pri- vate funds for research, 85-89. Burdick, C. Lalor, member, Committee on Discovery and Development of Scien- tific Talent, 44, 136. Bureau of Standards, work of, as example of Government's responsibility in background scientific research, 82. Burns, studied, 53. Bush, Vannevar, frontispiece; as Director of OSRD, vii; transmittal of Science, the Endless Frontier, vii, 1-2; letter from President Roosevelt, to, vii, 3-4; comparison of recommendations with developments since 1950, vii-xx\'i. Business administration, 177. See Social sciences. California Institute of Technology, 140, 141; Jet Propulsion Laboratory of, xiii. Cancer, ix, 13, 14, 54, 55-56. Cardiovascular diseases, xi, 14, 55-56. Carnegie Corporation, 84. Carnegie Foundation: study by, in Penn- sylvania, of able students in relation to college attendance, 170-171; pro- posed utilization of the Graduate Rec- ord Examination Office of, in the 197 scholarship and fellowship program, 181. Carnegie Institution, 84, 86 note 6. Castle, William B., member, Medical Ad- visory Committee, 43, 48. Census, 1940, population under 20 years of age, 166; age and school attend- ance, 166-167. Cerebral hemorrhage, 14, 55. Chauncey, Henry, asst. sec. Committee on Discovery and Development of Scientific Talent, 44, 136. Chemical companies, included in survey of research in industrial laboratories, 133, note 2. Chemistry: development of, basic to medi- cal progress, xi, 14, 56; development of improved course content for teach- ing, supported by NSF, xvii; future progress to be striking in, 78; analysis of research in, in universities, col- leges, industrial research laboratories, and nonprofit science institutes, 122- 134 passim; deficit in personnel trained in, 158, 179; distribution of undergraduate degrees in allied fields and, 177; Ph.D. degrees in, 177; graduate school enrollments in, 178. Chemotherapy, committee on, 53. Childhood, reduction in death rates in, various diseases, 54-55. Cholera, 52, 53. Civil Service, establishment of excepted category for scientific personnel, ix; reforms needed in, for scientific per- sonnel, 7, 101-104; regulations of, to apply in proposed establishment of National Research Foundation, 35; separate branch of, recommended for scientific and technical positions, 76; up-grading of scientific positions rec- ommended, 76. Civilian controls in military scientific re- search, 33-34. Civilian participation in declassification and publication of wartime scientific research data, 29-30, 191. Coast and Geodetic Survey, establishment of, 84. Coffey, Walter C, member. Committee on Science and the Public Welfare, 44-72. Cold, common, 14, 55. College attendance and graduation, sta- tistics and analyses concerning, 166- 176, passim. See also Tables. College enrollment, statistics from studies in Indiana, Minnesota, and Pennsyl- vania on mental ability, high school attendance and graduation, and on college enrollment, related to socio- economic groups, 144-145. College Entrance Examination Board, pro- posed utilization of, in the scholarship and fellowship program, 181. Colleges. See Universities and colleges. Colleges, small, scientific research in, 123- 124. Commerce, Department of: Federal funds obligations for basic research by, xx\'; interest in scientific research, 31-32. Commerce, Secretary of: study by, con- cerning patent laws as they affect in- dustrial research, 21. Committee, Medical Advisory', member- ship, 43, 48; report by, 46-69. Committee on Discovery and Development of Scientific Talent, membership, 44- 45, 136; report by, 135-185. Committee on Publication of Scientific Infonnation, membership, 45, 188; report by, 186-192. Committee on Science and the Public Welfare, membership, 43-44, 72; re- port by, 70-134. Committees consulted by Dr. Bush, 43-45. Communications company, included in survey of research in industrial lab- oratories, 133, note 2. Compton, Arthur H., quoted, on deficit of trained scientific personnel, 159. Compton, Karl T., member. Committee on Publication of Scientific Information, 45, 188. Conant, James B., statement by, on de- velopment of scientific talent, 23; member. Committee on Discovery' and Development of Scientific Talent, 45, 1 36; member, Committee on Publica- tion of Scientific Information, 45, 188; as chairman of the National De- fense Research Committee, 144; quoted, on future of science being dependent upon national educational policy, 144. Congress. See United States Congress. Contracts, research, need to waive certain statutory and regulatory fiscal require- ments, 38-39. See General Account- ing Office. Convalescence, committee on, 53. Cooperative Test Service, proposed utiliza- tion of, in the scholarship and fel- lowship program, 181. Cox, Oscar S., member, Committee on 198 Science and the Public Welfare, Diphtheria, reduction in death rate from 44, 72. 54. Disease, the "war" against, xi, 1, 3, 5, 7, 9, 10-11, 14-16, 49. See also Death rates; Diseases; Medical Advisory Committee; Research, medical. Davis, Horace Leonard, The Utilization of Potential College Ahility Found in ]une 1940, Graduates of Kentucky High Schools, data from, 174-175. Davis, Watson, member. Committee on Discovery and Development of Scien- tific Talent, 45, 136. DDT, 13, 49, 52, 53. Death rates, from disease, World Wars I and II, 5, 13, 49, 52; in childhood, 13, 14, 54-55; from disease, compared to war casualties, 1, 13-14, 54; reduc- tion in, from various diseases, 54-55. See also Life expectancy. Deaths, principal diseases causing, 14, 55. Defense, Department of: peacetime vigor of, in research, xiii; declassification of wartime scientific data by, xviii; Fed- eral funds obligations for basic re- search for national defense by, xxv. Defense Mobilization, Office of, x. Defense Science Board, xxii. Deficiency diseases, 13. Deficits in trained research personnel. See Talent. Degenerative processes, 14. Degrees, Ph.D.: deficits, 139; annually, in science and technology (6-year pe- riod), 150; proposed 300 fellowships for students working toward, 150- 151; distribution of, by science fields, 177-178. See also Fellowships and scholarships. Degrees, undergraduate: deficits, 139; in science and technology (1941), 150; proposed assistance to 6,000 students annually, to obtain, 150, 151; dis- tribution of, by academic and profes- sional fields, 177. See also Fellow- ships and scholarships. Demography, in NSF support programs, XX. Dentistry, term "medical research" to in- clude related aspects of, 64, note 1; distribution of undergraduate degrees in allied fields and, 177. See also Biological sciences; Research, medical. Dewey, Bradley, member. Committee on Science and the Public Welfare, 44, 72. Diabetes, 13, 54. Diet, 13, 54. Diseases, basic research as contributory to solutions to, viii-ix; emphasis shifted to those of middle- and old-age groups, 14, 55; principal death caus- ing, 55; studies on, by Division of Medical Sciences, National Research Council, and Committee on Medical Research, OSRD, 53. Diseases, childhood, reduction in death rate from, 54-55. Diseases, deficiency, near eradication of, 54. Diseases, infectious, committee on, 54. Diseases, tropical, committee on, 53. Divinity, distribution of undergraduate de- grees in allied fields and, 177. Doherty, R. E. member. Committee on Discovery and Development of Scien- tific Talent, 45, 136. Doisy, Edward A., member, Medical Ad- visory Committee, 43, 48. Drugs, committee on, 53. Dykstra, Clarence A., member. Commit- tee on Science and the Public Wel- fare, 44, 72. Dysentery, 13, 49, 52, 53. Earth sciences, distribution of Ph.D. de- grees among other fields and, 177- 178. Ecology, human, in NSF support pro- grams, XX. Economic studies related to scientific re- search and its application, recom- mended as function of proposed Na- tional Research Foundation, 117. Economics, in NSF support programs; xx; graduate school enrollments in, 178. Economy. See National economy. Edison, Thomas A., 85. Education (as field of study), distribution of undergraduate degrees in allied fields and, 177. See also Social sciences. Education, statistics on enrollments in schools at various levels, 26; able students lost to, at higher level, 166-176. 199 Education, scientific: five principles of Government support of, xx-xxi. See also Research, basic; Research, scien- tific; Scientific Personnel and Edu- cation, Division of. Education, United States Office of: sta- tistics on enrollments in public schools, 168. Education and Labor, U. S. Senate Com- mittee on: report by OSRD to a sub- committee of, on need for Federal support of medical research, 57. Education and Training, NSF compila- tion of science policies on, xxiii. Educational institutions, expenditures for scientific research, 85, 89. See also Research institutes; Universities. Educational opportunity, intelligence re- lated to, 173, Table III. Educational policy. Dr. Conant quoted on future of science as dependent upon, XV, 23, 144. See also National sci- ence policy; Talent. Educational programs, inadequacy of, for talented students, 169. Educational pyramid (able students lost to higher education), studies concern- ing, 147-149, 166-176 (see also Ta- bles); graduate students related to total college enrollments, 178. Electrical companies, included in survey of research in industrial laboratories, 133, note 2. Electronics, future progress to be striking in, 78. Elicker, Paul E., member. Committee on Discovery and Development of Scien- tific Talent, 45, 136. Employment, scientific progress related to, 6, 10, 11, 18, 74; promotion of re- search aimed at increasing basic scien- tific knowledge leading to new indus- tries and increase in, as responsibility of proposed National Research Foun- dation, 116. Encephalitis, 53. Engineering, subject of study by the Bow- man Committee, 73 (see also Com- mittee on Science and the Public Welfare); costliness of research in, 79; deficit in personnel trained in, 158, 179; students of, in Army and Navy programs, 159; Ph.D. degrees in, 177; distribution of undergrad- uate degrees in allied fields and, 177. Engineering, chemical: analysis of re search in, 122-134, passim; Tables, 122, 128 note 4 data, 131, 133. Engineering, electrical: analysis of re- search in, 122-134, passim; Tables, 122, 132, 133. Engineering, sanitary: committee on, 53. Engineering and natural sciences: Division of Mathematical, Physical and Engi- neering Sciences in NSF, xx; analysis of research in, and postwar needs by universities, colleges, industrial re- search laboratories, and nonprofit sci- ence institutes, 122-134, passim; Ta- bles, 122, 127-133. Engineering Education, Measurement and Guidance Project in: proposed utili- zation of, in the scholarship and fel- lowship program, 181. Engineering schools: growth of, as factor in applied science, 90; recommended grants to, for industrial research serv- ices, 108. Entomology, term "medical research" to include related aspects of, 64, note 1; economic, 129 note 5 data; Ph.D. degrees in, 178. Europe, former source of basic scientific knowledge, 6, 22, 78; use of public funds in, for medical research, 50, 56-57; governmental support of sci- ence in, prior to support in U. S., 83. Executive Orders: 10512, xii; 10521, xxiii; 10807, xxiii. Experiment stations, agricultural research in, 32. See also Agriculture. Federal aid for research. See Research, basic; Research, industrial; Research, medical; Research, scientific. Federal Council on Science and Tech- nology, xxii. Federal Financial Support of Research Facilities, NSF compilation of science policies on, xxiii. Federal Funds for Science, annual report of NSF, xxiii-xxiv. Federal Security Agency, interest in scien- tific research, 31-32. Fellows, proposed means and procedures for choosing, 180-185. See also Scholars; Fellowships and scholar- ships. Fellowships, proposed for medical re- search, xi, .xii; as recommended form of Federal aid to medical research, 50-51, 59-60, 66-68; program of, sup- ported by Rockefeller Foundation, ad- ministered by the Medical Fellowship Board of the National Research Coun- 200 cil, 60; postdoctoral research, rec- ommended as means of increasing trained scientific personnel, 97-98; senior research, recommended for ma- ture investigators as means of in- creasing scientific personnel, 98; in- ternational, recommended as part of needs for international scientific co- operation, 114; scholarships, grants-in- aid and, as normal means of develop- ing leadership, 143; proposed plan for, as means of assistance to doctoral students in science, 150-157, passim; responsibilities of educational institu- tions to provide training commensu- rate intellectually with superior abil- ity, 152; State quotas for, 155; ma- chinery for administration, 156-157; tenure of, and conditions of continu- ance to a Scholar or Fellow, 156-157; eligibilit\' of Scholars for, 157. See also Fellowships and scholarships; Talent. Fellowships, National Research Council, 156. Fellowships and scholarships: Highlights of proposal for a program of, to renew scientific talent — Summary of proposals and the pro- gram as it has developed under NSF, xv-xvi; budgets for fellowship pro- gram, xvi; nonimplementation of scholarship program, xvi. Dr. Bush on — Need for a Government agency to administer, 9; summary of Moe Com- mittee recommendations for, as means of scientific training, 26-27; to be ad- ministered by proposed National Re- search Foundation, 34, 35,' 37, 38, 39-40. Bowman Committee on — Recommended, to be administered by proposed National Research Founda- tion, 75, 117. Moe Committee on — Proposed Federal program for, 137, 138-139; financial need not to be a factor in granting of, 152; recipients of, to constitute a National Science Reserve, 153; obligations of recipients • of, 153-154; method of selection, 154- 155; estimated cost of selection proc- ess, 185. Fibrin foam, 53. Fine arts, graduate school enrollments in, 178. Fiscal procedures, U. S. Government: sug- gested reforms in, for scientific work of the Government, 100-101. See also General Accounting Office. Foreign Policy, Science and, Department of State, xiv. Forestry, distribution of undergraduate de- grees in allied fields and, 177. See also Biological sciences. Forrestal, James V., Secretary of the Navy, interest of, in postwar military re- search, 159. Foundations, endowments from, as partial sources of funds for medical research, 58. Frank, Lawrence K., secretary. Commit- tee on Discovery and Development of Scientific Talent, 44, 136. Franklin, Benjamin, influence upon Amer- ican science, 83. Purer, Admiral J. A., quoted on need for military research, 159. Gas gangrene and casualties, 53. General Accounting Office, need to relax certain requirements of, for research contractors, xxii, 38, 39. Genetics, 129, note 5 data; Ph.D. degrees in, 178. Geography: economic and social, in NSF support programs, xx; included within the scope of science considered by the Moe Committee, 142; graduate school enrollments in, 178. Geological Survey, establishment of, 84. Geology, included within the scope of sci- ence considered by the Moe Commit- tee, 142; deficit in personnel trained in, 158, 179; Ph.D. degrees in, 177; graduate school enrollments in, 178. Germany, 143. G. I. Bill of Rights, summary of impact of, xvi, xvii; recommendation that scale of support for scientific scholar- ships and fellowships be same as that provided by, 138, 152; place of, and recommended changes in, for ameliorating scientific and techno- logical deficits, 140, 141, 162-163. See also Veterans Administration; Veterans Readjustment Assistance Act. Glass company, included in survey of re- search in industrial laboratories, 133, note 2. Goetsch, Helen B., socio-economic study by, of able students related to college attendance, 172-174. Goodpasture, Ernest, member. Medical Advisory Committee, 43, 48. 201 Government, U. S., responsibilities in fields of scientific research and devel- opment: Highlights of Dr. Bush's recoviniend- ations and dex'elopments since 1950 — - Science, the Endless Frontier as clas- sic expression of desirable nature of relationships between science and the Government, vii; role of the Govern- ment and developments in that role since 1950 in promotion of basic scientific research, viii-x; increase in Federal funds for research, ix; role of the Government in industrial re- search, x-xi; role of the Government in medical research, xi-xii; role of the Government in military' research, xii- xiii; role of the Government in pro- moting international scientific coop- eration, xiii-xv; role of the Govern- ment in promoting the discovery and developemnt of talent, xv-xvii; role of the Government in publication of scientific knowledge developed dur- ing World War II, xviii-xix; the Na- tional Science Foundation as the means of the Government's playing its role in scientific development, xix- xxvi; five principles of support by the Government for scientific research and education, and highlights of NSF compliance with, xx-xxi; appropria- tions and obligations for basic re- search, xxv-xxvi. Dr. Bush on — Aid to scientific research by public and private organizations, 1, 3; need for support to medical research, 5-6, 14-16; need for support of scientific research, 6-7; competition with indus- tr\' and universities for scientific per- sonnel, 7; need for support in devel- oping scientific talent, 7; need for incentives to industry to conduct re- search, 7; summary' of responsibility in scientific development, 8-9; recom- mendation to establish in the perma- nent Government structure an agency to carry out Government responsibil- it>% 9; advancement of science as the concern of the Government, 11-12; fundamentals underlying support for scientific research, 12; responsibility for scientific military' research, 17-18; increase in applied scientific research, 1930-1940, in the Government, 19-21; recommendation for improving per- sonnel policies concerning scientific personnel emplovees, 20; scientific re- search in the Government as essen- tially applied research, 20; recommen- dation that basic scientific research at colleges, universities, and research in- stitutes be strengthened bv use of public funds, 20; recommendation for creation of a Science Advisory Board to coordinate policies and budgets of Government agencies engaged in scientific research, 20-21; means of strengthening industrial research, 21; role of the Government in promoting international flow of scientific infor- mation, 22; role of the Government in supporting basic scientific research, 22; support to research in Agriculture, 22; cost of adequate support to basic and applied scientific research, 22; mobilization of science for World War II, 28-29; various agencies of the Government as participants in war- time scientific research, 29; responsi- bility to make available the results of wartime research data, 29-30; respon- sibilities of the Government in pro- motion of scientific research and scien- tific talent, 31-40; mechanism for and fundamentals of the Government's role in scientific research and develop- ment, 31-40; need for a special agency to assist scientific research outside the Government and to support research on weapons and administer a program on science scholarships and fellow- ships, 31-32; five fundamentals in a program for Government support for scientific research and education, 32- 33. Palmer Committe on — See Research, medical: Palmer Com- mittee. Bowman Committee on — Role of the Government in conduct- ing scientific research, 73; role of the Government in promotion of research in fields of natural sciences, engineer- ing, and agriculture, 73; role of the Government to encourage interna- tional exchange of scientific knowl- edge and engineering art, 73, 75; role of the Government to carry on scien- tific research within the Government, 75-76; recommendations for increased effectiveness of scientific work in the Government, 76; achievements made by Federal research agencies, 77; re- sponsibility of the Government to promote scientific progress in the na- tional welfare, 77; precedents in Fed- eral aid to scientific progress, 77, 78, 79; need for Federal aid to scientific research in private institutions, 77-80; responsibility of the Government to support pure scientific research, 81-82; responsibility of the Government to suDOort background scientific research, 82-83; creation of Federal scientific bureaus. 83-85; Government support of the X^'^ilkes Ex-ploring Expedition, 84: expenditures for scientific research, 85-89; necessity for support to pure research in universities in order to maintain proportion of pure to applied 202 research, 87, 88-89; recommended form ot support to research in univer- sities, 93-98; nature of scientific re- search in the Government and sug- gested reforms, 99-106; recommended aids to industrial research and tech- nology', 107-109; desirable role of the Government in international scien- tific cooperation, 113-114. Moe Committee on — See Talent, scientific, programs for discover^' and development of: Moe Committee. Stewart Conimittee on — Responsibility of the Government to speed release of scientific information developed during the war, 187-192. Government-Industry' Relationships on Re- search, NSF compilation of science policies on, xxiii. Government - University Relationships in the Conduct of Federally Sponsored Research, NSF compilation of science policies on, xxiii. Grants and grants-in-aid: Highlights of proposals for, and de- velopments since 1950, xi, xii, xx-xxi. Palmer Committee on — As means of advancing medical re- search, 50-51, 60, 63, 66-68. Bowman Comviittee on — As means of assistance to research, 95, 96, 97, 108, 116-117. Moe Committee on — Scholarships, fellowships, and, as nor- mal means of developing leadership, 143. Griffiths, Farnham P., member. Commit- tee on Discoverv and Development of Scientific Talent, 45, 136. Harvard University Library, 118. Haskins, C P., member, Committee on Science and the Public Welfare, 44, 72. Havighurst, Robert J. See Warner, W. Lloyd. Hay fever, 14, 55. Health, scientific progress essential to, 5, 74, 77; promotion of research for im- provement of, as responsibility of pro- posed National Research Foundation, 116. See Research, medical; Wartime Health and Education, Subcommittee on, of U. S. Senate Committee on Education and Labor. Hemolytic streptococcal disease, 53. 1 lenry, Joseph, 83. High schools: inadequacy of teaching of science in, and actions of NSF since 1950 to improve teaching in, xv, xvii; studies concerning able students lost to higher education, 144-145, 166- 176; need for means for veterans and wartime industry workers to complete education in, 163-165, passim. Historical studies related to scientific re- search and its application, recom- mended as function of proposed Na- tional Research Foundation, 117. History, graduate school enrollments in, 178. Home economics, distribution of under- graduate degrees in allied fields and, 177. Horticulture, Ph.D. degrees in, 178. Hospitals, Federal funds obligations for basic research in, xxv; contracts with, by Committee on Medical Research, as wartime measures, 53; place of, in medical research, 56. See also Re- search, medical. Hunter, W. S., member. Committee on Discovery and Development of Scien- tific Talent, 45, 136. Hygiene, advances in, 13; in World War 11, 49, 52. Immune globulins, 49, 53. Indiana, study on socio-economic groups of high school students related to ability, and on intelligence levels of students planning to go to college, 144-145. Indirect Costs, NSF compilation of science policies on, xxiii. Industrial medicine, 53. Industry and industrial progress: Highlights of problems and Dr. Bush s recommendations — Basic research as fundamental for, viii, 19; need for more basic research by industry, ix, 22; NSF surveys of industr>''s research and developinent efforts, xxiii; dependence upon trained scientists, 7, 9; need to strengthen patent system as incentive to, 7; need for scientific knowledge based on problems of World War II to be made available, under controls, to industry, 8; role of industry in applied science compared with basic research, 22; in- centives to be maintained for research by industry, 31. Palmer Ccnnmittee on — Industry as partial source of funds for medical research, 58. 203 Bowfnan Committee on — Role of the Government to assist re- search by industry, 73, 74, 75, 101; impact of the patent system and taxa- tion on research by industry, 76; problem of transition between basic research and industrial application, 78; question of responsibility of industry' for basic research, 79; expenditures for scientific research by industry', 85- 89; research clinics as advantage to small business, 107-108; responsibility of proposed National Research Foun- dation to promote research leading to creation of new industries and to ex- pedite transition from research to technological application, 116, 117. Moe Committee on — "Regents Plan," New York State, for postwar educational opportunities for persons released from wartime indus- tries, 165; recruitment of talented stu- dents by industry for applied science as deterrent to expansion of talent for basic research, 149, 169-170. Stewart Committee on — Release of scientific information de- veloped during the war as important to, 187-192. See also Government- Industry Relationships on Research; Research, applied; Research, indus- trial. Infections, airborne, 53; of wounds, 53. Infectious diseases, 14, 55. Influenza, 53. Information centers, functions of NSF in providing, xviii. Insect control, 53. Insecticides, 10, 13, 49, 52, 53. Institutes, science: analysis of research ex- penditures by, compared with expen- ditures in leading universities, 125- 134. See also Research institutes. Institutes program for improving teaching of mathematics and science, xvii. Insulin, 3, 54. Intelligence, relation of, to educational op- portunity, 173, Table II. Intelligence of High School Seniors, The, William F. Book, data from, 175-176. Interior, Department of: Federal funds obligations for basic research by, xxv; interest in scientific research, 31-32. Internal Revenue Code: revisions made in, since 1950, to encourage research, x; need for clarification on deductibility of research and development costs, 7; recommendation for amendment, to strengthen industrial research, 21. See also Tax laws. International Conference on the Peaceful Uses of Atomic Energy, xv. International Geophysical Year, as exam- ple of international scientific coopera- tion, xiv-xv. International Polar Year, as example of international scientific activity, xv. International Programs, Special, Office of, in NSF, XX. International Scientific Activities, NSF compilation of science policies on, xxiii. International scientific conferences: U.S. attendance at, xiv; problem of politi- cal considerations in respect to foreign scientists traveling in U. S., xiv; rec- ommendation that proposed National Research Foundation participate in arrangements for, 113-114. International scientific cooperation: Highlights of recommendations and developments since 1950, xiii-xv. Dr. Bush on — Importance of, 22, 31; need for co- ordination in lifting wartime restric- tions on exchange of scientific infor- mation, 29; promotion of exchange of scientific information as function of proposed National Research Founda- tion, 35, 37, 39-40. Palmer Committee on — Proposed, in medical research, 51. Bowman Committee on — Role of the Government to encourage exchange of scientific information, 73, 75; U. S. participation in interna- tional scientific enterprises and con- gresses as means of, 113-114; function of proposed National Research Foun- dation to promote, 113, 114, 117; international fellowships recommend- ed as means of, 114; appointment of scientific attaches in U. S. embassies recommended as means of, 114. Inventors, assistance to, as function of pro- posed National Research Foundation, 117. Iowa, University of: proposed utilization of the examination project of, in the fellowship and scholarship program, 181. Japan, 143. Jefferson, Thomas, influence upon Ameri- can science, 83; support of ideas for Government sponsored academ3% 84. Johns Hopkins University, xiii. Journalism,, 177. 204 Centucky, study of utilization of ix)tential college ability found in high schools of, 174-175. Kidney diseases, 14, 55-56. Kitt Peak National Observatory, xxi. Kuznets, Simon S., National Income and Its Composition, 1919-38, 86, note 1. Labor, organized, increased awareness of relation of research to the economy by, X. See also Education and Labor. Land, Edwin H., member. Committee on Science and the Public Welfare, 44, 72. Land-grant colleges: agricultural research in, 32; Federal aid to agricultural re- search in, 79; as examples of coopera- tion among State and Federal Govern- ments, individuals, and industry, 79; growth of, 84. Languages, graduate school enrollments in, 178. Law, 177. Learned, W. S., and Wood, Ben D., The Student and His Knowledge, data from, 170-171. Libraries, aids to, as functions of proposed National Research Foundation, 116, 118-121. Library of Congress, 118, 119. Library training, 177. Lick, James, research sponsored by, 84. Life expectancy, 5, 13, 54. Life sciences, distribution of Ph.D. de- grees among other fields and, 177-178. Linguistics. See Psycholinguistics. Literature, graduate school enrollments in, 178. Liver therapy, 13, 54. Loeb, Martin B. See Warner, W. Lloyd. Maclaurin, W. Rupert, secretary. Commit- tee on Science and the Public Wel- fare, 44, 72. MacQuigg, Charles E., member. Commit- tee on Science and the Public Wel- fare, 44, 72. Madison, James, support of ideas for Gov- ernment-sponsored academy, 84. Malaria and anti-malarials, 13, 15, 49, 53, 55. Malignant diseases, 14. Marine Biological Laboratory, 86, note 6. Massachusetts Institute of Technology: Radiation Laboratory at, xiii; men- tioned, 140, 161. Mathematical, Physical and Engineering Sciences, Division of, in NSF, xx. Mathematics: NSF's program to improve teaching of, xvii; included within the scope of science considered by the Moe Committee, 142; inadequate teaching of, in secondary schools, 148; deficit in personnel trained in, 158, 179; undergraduate degrees in physical sciences, allied fields and, 177; Ph.D. degrees in, 177; graduate school en- rollments in, 178. McConnell, T. R., member. Committee on Discovery and Development of Scien- tific Talent, 45, 136. Measles, 54. Meat-packing company, included in a sur- vey of research in industrial labora- tories, 133, note 2. Medical Advisory Committee, membership, 43, 47, 48; report by, 46-69. Medical Fellowship Board, National Re- search Council: Rockefeller Founda- tion fellowship program administered by, 60. Medical Research, NSF compilation of science policies on, xxiii. See also Research, medical. Medical Research, Committee on, organ- ized under OSRD for wartime scien- tific research: cost of program to July 1944, 49; medical advances attributa- ble to, 49, 52; scope of activity, 53-54. Medical Research Committee in Great Britain, 57. Medical Research Council in Great Brit- ain, 57. Medical Research Foundation. See Na- tional Foundation for Medical Re- search. Medical schools and universities: Dr. Biish on — Role of, in medical research, 5-6, 15. Palmer Committee on — Role of, in medical research, and Fed- eral aid to, as requisite for adequate medical progress, 50-51, 56-60, 66-69; government support in Great Britain to, 57; annual budgets of, 58. Bowman Committee on — Growth of, 84-85. See Research, medical. Medical sciences, Ph.D. degrees in, and distribution of degrees among other fields and, 177-178. 205 Medical supplies, committee on, 53. Medicine: Dr. Bush on — OSRD program on problems of, in wartime, xii; advances in, World War II, made possible by backlog of scien- tific data, 13. Palmer Committee on — Contribution to World War II by, 49, 52-53; committees on aviation and industrial medicine, 53; achievements during World War II under direction of OSRD, 53-54; studies during World War II by Division of Medi- cal Sciences of the National Research Council and Committee on Medical Research, 53-54; civilian medicine as roots of wartime medicine, 54; em- phasis shifted to middle- and old-age groups, to malignant diseases and de- generative processes, 55; importance of fundamental research to progress, 55-56; scope of sciences related to medicine, 56. Moe Committee on — Students of medicine in Army and Navy programs, 159; distribution of undergraduate degrees in medicine and allied fields, 177; Ph.D. degrees in surgery and medicine, 178. See also Medical Advisory Commit- tee; Research, medical. Medicine, Division of Biology and, in NSF, XX. Medicine, Welch Fellowships in, 98. Meningitis, 13, 49, 52. Mental illness, 5, 14, 55. Metallurgy, Ph.D. degrees in, 177. Meteorology', Ph.D. degrees in, 177; grad- uate school enrollments in, 178. Microbiology, Ph.D. degrees in bacteriol- ogy and, 178. Military research. See Research, military. Military services: programs for medical research, xii; continuance of research programs after World War II and ex- pansion from applied to basic research, xiii; programs for continuing educa- tion of highly qualified men, xvi. See also Armed services; G. I. Bill of Rights; National defense; Research, military'. Milwaukee, Wisconsin, study of able high school graduates by socio-economic status related to college attendance, 172, 173, 174, 175. Minerology, Ph.D. degrees in, 177. Mines, Bureau of, establishment of, 85. Mining, 177. Minnesota, studies on high school students and graduates entering college, re- lated to socio-economic groups and mental abihty, 145, 171-172. Moe, Henry Allen, chairman, Committee on Discovery and Development of Scientific Talent, 44, 136; transmittal of report, 136. Moe Committee: Dr. Bush's excerpts from report by, on development of scien- tific talent, 23, 24-25; Dr. Bush's summary of program proposed by, 26- 27; scope of science as considered by, 142. See Committee on Discovery and Development of Scientific Talent. Moulton, Harold C, member. Committee on Science and the Public Welfare, 44, 72. Municipal governments, need for Federal cooperative support of research by, 101. Music, graduate school enrollments in, 178. Naples epidemic, typhus, 52. National Academy of Sciences: Activities since 1950 pertinent to Dr. Bush's recommendations — Role in promoting international scien- tific conferences, xiv; science attache program urged by, xiv; role of, in the International Geophysical Year, xiv- XV. Dr. Bush on — Establishment of Research Board for National Security by, 33, 34; recom- mendations as to relationship of, to proposed National Research Founda- tion, 35-36. Bowman Committee on — Report to Congress by, on Govern- ment scientific activities, 1884 and 1908, 99; cooperation with, as func- tion of proposed National Research Foundation, 117. Moe Committee on — Proposed role of, in a scholarship and fellowship program, 139, 154, 156, 180-181; scope of science within the purview of, 142. Stewart Committee on — Recommended as agency to control release of wartime-developed scientific data, 191-192. See also National Research Council. National Advisory Committee for Aero- nautics: Federal funds obligations for 206 basic research by, xxv; basic research by, 17-18; as participant in wartime scientific research, 29; organization of, considered in organization of pro- posed National Research Foundation, 40; establishment of, 85; wartime scientific research under auspices of, 190. ^ ., National Aeronautics and Space Council, xxii. National defense: Highlights of research related to na- tional defense and developments since 1950— Necessity for basic research, i-"^; pro- posals for a division of national de- fense to be included in the proposed National Research Foundation, and its eventual exclusion, xii-xiii, xix; National Defense Education Act, xvi, xviii; Federal funds obligations for basic research for national de- fense, 1956, xxv. Dr. Bush on — Scientific progress related to national defense, 10-11; proposal for a division of national defense to be included in the proposed National Research Foun- dation, 34, 35, 39, 40. Bowman Committee on — Function of proposed National Re- search Foundation to cooperate with Army, Navy, and civil military re- search organizations in interest of na- tional defense, 117. Moe Committee on — Proposed National Science Reserve as contributing to national defense, 153. National Defense Education Act, xvi, xviii. National economy: NSF conference on research and development arid the impact of the conference on, xi; NSF analytical studies on relationship be- tween research and development and, xxiv. See also National welfare. National emergency: resources of proposed National Research Foundation to be available to the U. S. in event of, 117; recommendation for establish- ment of a National Science Reserve to be available upon declaration of, 138-139, 153. National Foundation for Medical Re- search : Developments since 1950 in meeting proposals for — Purpose of proposals provided within NSF and NIH, xi. Dr. Bush on — Proposed establishment of a divisioii for medical research in the proposed National Research Foundation, iri lieu of a separate agency for medical research, xi. See also National Re- search Foundation. Palmer Committee on — Recommended establishment and or- ganization of, as a Federal agency to administer Government aid for med- ical research, 51, 64-69; fundamental principles governing Federal funds to be administered by, 62-63. National income, scientific research ex- penditures and, 85-89. National Income and Its Composition, ] 91 9-38, Kuznets, 86, note 1. National Institutes of Health: establish- ment of, xi, xii, 85; research grants by, and budgets, xii; fellowships ot, xvi; Federal funds obligations tor basic research by, xxv. National Merit Scholarship Corporatiori, source of financial aid for undergrad- uate students, xvi. National Patent Planning Commissionaire- port by, on patent laws as they attect industrial research, 21; recommenda- tion of, on inventions by Govern- ment employees, 105. See also Pat- ents. National Radio Astronomy Observatory, NSF support to, xxi. National Research Council: Soviet Pro- fessional Manpower, xxv; medical ad- vice provided by Division of Medical Sciences of. World War II, 53; ad- visory capacity of Division of Medical Sciences to Committee on Medical Research, OSRD, 53; role of, in med- ical research, 55; Rockefeller Founda- tion fellowship program administered by the Medical Fellowship Board of, 60; Welch Fellowships in Medicine instituted by, 98; recommended use of experience of, in granting interna- tional fellowships, 114; proposed agency to administer the fellowship and scholarship program, 154, 156; Fellowships of, 156; proposed role of the Administrative Committee of, in a scholarship and fellowship program, 180-181. See also National Academy of Sciences. National Research Foundation: Dr. Bush on — Establishment of, as major recommen- dation by Dr. Bush, vii; details of purposes, policies, organization, func- tions, relationships, and proposed budgets, xi, xii, 31-40; proposed role of, in international cooperative scien- tific enterprises, xv. 207 Bowman Committee on — Recommended creation of, policies, functions, and basic structure of, as Federal agency to promote science in the interest of public welfare, 75, 115-117; recommendations concerning relation to universities, 94-98; recom- mendation that a proposed Science Advisors' Board cooperate with, 106; suggested responsibility of studying technological development in indus- try and of experimenting with meth- ods of aid to industrial research, 107; recommended power to make grants to universities, engineering schools, and nonprofit industrial research in- stitutes, 108; proposed investigation by, of advisability of Federal aid to encourage new scientific enterprises of applied-research nature, 109; rec- ommended functions of, in interna- tional scientific cooperation, 113-114; proposed functions related to improve- ment of library services, 118-121. See also National Science Founda- tion; National Scientific Research Foundation. National resources: Dr. Bush on — Scientific progress related to conserva- tion of, 10-11. Bowman Committee on — Conservation of, as dependent upon scientific progress, 74, 77; promotion of research aimed at conservation and better utilization of, as responsibility of proposed National Research Foun- dation, 116. Moe Co'mmittee on — Intelligence of citizenry included among, 137, 144. National Resources Committee, Resea^-ch — A National Resotirce, 86, notes 2, 4; 100 and note 1. National Roster, inventory by, of graduate students in nonprofessional and non- vocational schools and departments, by science and other fields, 178. National Science Board: convictions of, concerning an undergraduate program of scholarships, xvi; approval of estab- lishing an Office of Social Sciences in NSF, xx; high calibre of staff, xxi. National Science Foundation: Act of 1950 creating, vii, xiii; resume of accom- plishments related to Dr. Bush's rec- ommendations for a National Re- search Foundation, vii-xxvi; establish- ment of Division of Biological and Medical Sciences, xi, xii; promotion of international conferences by, xiv; science attache program urged by. xiv; funds obligations of, compared to Dr. Bush's proposals on funds re- quirements, .xvi-xvii; support of re- search directed at new approaches to information problems and translation techniques, xviii; scientific informa- tion activity of, xviii-xix; establish- ment of a Science Information Serv- ice and a Science Information Coun- cil, xviii, xix; highlights of early and present organization, present func- tions and relationships, and com- parison with Dr. Bush's proposals, xix-xxvi; relationships of the Director with other Federal agencies and com- mittees, xxii; annual report. Federal Funds for Science, xxiii-xxiv; Federal appropriations for, xxiv-xxvi. See also National Research Foundation; Na- tional Scientific Research Foundation. National science policy: need for, and the National Research Foundation as focal point for development of, in Dr. Bush's recommendation, vii, 12, 31, 34; active growth of, since 1950, vii-xxvi, passim; role of NSF in, xxii- xxiv; NSF compilations on, xxiii. National Science Reserve: Dr. Bush on — Proposals for, 27. Moe Committee on — Proposed establishment of, and rec- ommendation that recipients of sci- ence scholarships and fellowships be enrolled in, 138, 153-154; to include veterans trained under the G. I. Bill, 163; suggested administrative organi- zation, bases of selection, and pro- cedures for selection of scholars and fellows, 180-185. National Scientific Research Foundation: proposed establishment of, and func- tions in the program for discovery and development of talent, 180-185, passim. See also National Research Foundation. National security: Dr. Bush on — Scientific progress essential to, 5; need for civilian-controlled organiza- tion, in liaison with Army and Navy, with appropriated funds to initiate military research, 6; scientific research related to, 17-18. Bowman Comm,ittee on — Scientific progress essential to, 74, 77. Stewart Committee on — Release of wartime-acquired scientific information related to, 190. See also National defense; Research Board for National Security; Re- search, military. 208 National welfare: Science related to, since J 950 — Increased awareness oi' relationships between science and, vii-xwi, passim. Dr. Bush on — Science related to, vii-viii, 5, 6-7, 9, 10-12, 17-22, 40; scientific talent re- lated to, 23; need for coordination of research programs in interest of, 31. Bowman Committee on — Scientific progress essential to, 74, 77. Moe Committee on — Science as a member of a team in, 142-143; training of highest ability students essential to, 146; promotion of public interest in development of science as important to, 157; discov- ery and development of scientific tal- ent in the armed forces, and special postwar educational programs for vet- erans and wartime industrial workers as essential to, 158-165; adverse ef- fects of deficits in trained scientific personnel on, 158-165, passim; re- cruitment by industry of students who should continue education as adverse for, 169-170. Stewart Committee on — Release of scientific information de- veloped during the war as important to, 187-192. Natural resources. See National resources. Natural sciences: Dr. Bush on — Proposal for a division of, in a Na- tional Research Foundation, 35, 39; support of research in, as function of proposed National Research Founda- tion, 35, 37, 39-40. Bowman Committee on — Subject of study by the Committee, 73; costliness of research in, 79; ex- penditures for research in, 86, note 5; analysis of research in engineering and, and postwar needs by univer- sities, colleges, industrial research lab- oratories, and nonprofit science insti- tutes, 122-134, passim. See also Com- mittee on Science and the Public Welfare. Aioe Committee on — Undergraduate degrees (1941) in technolog\' and, 150; Ph.D. degrees C6-year period) in technology and, 150; statistics on research in tech- nology and, 177. Naval Observatory, establishment of, 84. Naval Research Laboratory, establishment of, 85. Navy: Dr. Bush on — Role of, in medical research, 15; in- creased emphasis on science in officer training, 17; need for continued re- search by, 17-18; scientific students in, 24. Palmer Committee on — Adoption of use of penicillin by, 53; role of, in medical research, 55-56. Bowman Committee on — Cooperation with, as function of pro- posed National Research Foundation, 117. Moe Committee on — Recommended participation of, in program to locate and develop scien- tific talent in the armed forces, 140- 141; students of medicine and en- gineering in educational programs of, 159; plans for integrated scientific training in, to reduce the wartime deficit in trained personnel, 160- 162, 165. Stewart Committee on — Wartime scientific research under aus- pices of, 190; to participate in deci- sions on release of wartime-developed scientific data, 191. See also Armed services; Army; Navy, Secretary of the; Navy Department; Navy Postgraduate School. Navy, Secretary of the: joint statement with Secretary of War, to National Academy of Sciences, regarding scien- tific progress and the national secur- ity, 17; release of results of wartime medical research to the public, 28. Navy Department: support to basic re- search, xiii; as participant in war- time scientific research, xiii, 29; as board member to declassify scientific information, 29. See also Armed services; Military services. Navy Postgraduate School, xvi. Neuropsychiatry, 53. Neurosurgery, 53. New England Industrial Research Foun- dation, as a research clinic, 107-108. New York, State of: Board of Regents of, qyoted on imperativeness of higher education for ablest students, 144; "Regents' Plan" for postwar educa- tion of demobilized armed forces and wartime industry workers, 164-165. New York Public Library, 118. Norcross, Cleveland, secretary. Committee on Publication of Scientific Informa- tion, 45, 188. Nuclear energy, international aspects of diversion of, into constructive uses, xv. 209 Nuffield College, University of Oxford, 151. Nursing, 177. Ochsner, Alton, member, Medical Advis- or>' Committee, 43, 48. O'Donnell, J. Hugh, member. Committee on Science and the Public Welfare, 44, 72. Office of Scientific Research and Develop- ment: Dr. Bush as director of, vii; Dr. Bush's recommendation that por- tions of wartime research programs should be carried on in peacetime, xii, 18; continuation by the military services of research arrangements ini- tiated by, xii-xiii; functions and emer- gency nature of, 3, 33; wartime scien- tific research by, 12, 190; scientific mobilization by, 28-29; publication of results of wartime research by, 29-30; research sponsored by, on nonprofit basis, 39; broad authorities to, and relaxation of technical fiscal proce- dures concerning research contracts, 39; medical advances attributable to Committee on Medical Research of, 49, 52; cost of medical program to July 1944, 49, 54; organization of Committee on Medical Research under, as wartime measure, 53; scope of activity in medical research, 53-51, 55; report to U. S. Senate on need for Federal support of medical research, 57; costs of contracts with colleges and universities, 1943-44, 87; deci- sions in early days of, on release of medical-research data, 189; publica- tion plans of, concerning release of wartime-developed scientific data, 192. Oil companies, included in survey of re- search in industrial laboratories, 133, note 2. Organization and Administration of Re- search, NSF compilation of science policies on, xviii. Osborn, General Frederick H., letter from Dr. Moe to, quoted on need for scientific training for armed forces, 161. Oxford, University of (Nuffield College), Paleontology, Ph.D. degrees in, 177. Palmer, Walter W., chairman, Medical Advisory Committee, 43, 47, 48; transmittal of committee report, 47. Parasitology, development of, basic to med- ical progress, xi, 14, 56. Parathyphoid, 52. Parsons, Dr. Charles L., quoted on waste of scientists in World War II, 159. Patents: Dr. Bush on — Need for strengthening patent sys- tems, to assist small industries, 7; problems concerning patent laws bearing upon industrial research, 21; policy on, related to operations of proposed National Research Founda- tion, 38. Palmer Committee on — Question of rights on discoveries made under Government - sponsored research, 61. Bowman Committee on — Impact of system on research by in- dustry, 76; needed strengthening of the system, 109; recommendation con- cerning policies of proposed National Research Foundation, 117; reference to policy concerning universities, re- search institutions, and recipients of grants, 117; policy concerning inven- tions by Government employees, 105. Pathology: development of, basic to medi- cal progress, xi, 14, 56; committee on, 53. Pauling, Linus, member. Medical Advisor^' Committee, 43, 48. Pearl Harbor, 139. Penicillin, 10, 13, 14, 49, 52, 53, 55. Pennsylvania, studies on high school grad- uates and college attendance of high- abilit\' students, 145, 170-171, 172, 173. Pepper, Senator Claude D., quoted, on Government's role in sponsorship of research, 63. Perazich, G., and Field, P., Industrial Research and Changing Technology, 86, note 2. Personnel, scientific: Highlights of recommendations con- cerning scientific personnel in the Government and developments since 1950, ix. Dr. Bush on — Recommendations concerning, in the Government, 7. Bowman Committee ori — Recommendations concerning, in the Government, 76, 101-104. Moe Committee on — Deficit in, due to wartime interrup- tions to education, 150; deficit in technological and scientific personnel 210 from war and selective service poli- cies, 158-160. See also Civil Service; Talent. Pharmaceutical industry: role of, in the war on disease and medical research, 13, 15; included in a survey of re- search in industrial laboratories, 133, note 2. Pharmacology: development of, basic to medical progress, xi, 14, 56; Ph.D. degrees in, 178. See also Table V, 130, note 4. Pharmacy, 177. Physical science: Division of Mathemati- cal, Physical and Engineering Sci- ences in NSF, xx; support of re- search in, as function of proposed National Research Foundation, 35, 39-40; institutions for ^ research in, included in a survey of research in nonprofit science institutes, 133, note 3; included within the scope of sci- ence considered by the Moe Commit- tee, 142; undergraduate degrees in mathematics and, 177; distribution of Ph.D. degrees among other helds and, 177-178; graduate school enrollments in, 178; deficits in training research personnel in, 179. Physical Sciences Study Group, Massa- chusetts Institute of Technology: NSF's support of, to improve science teaching, xvii. Physicians, role of, in the war on disease, 13. Physics: development of, basic to medical progress, xi, 14, 56; development of improved course content for teaching, supported by NSF, xvii; analysis of research in, in universities, colleges, industrial research laboratories, and nonprofit science institutes, 122-134, passim; deficit in personnel trained in, 158, 179; Ph.D. degrees in, 177; graduate school enrollments in, 178; studies by Institute of, on deficits in training of research personnel in phy- sical sciences and engineering, 179. Physiology: development of, basic to med- ical progress, xi, 14, 56; analysis of research in selected university depart- ments, 129, 130; Ph.D. degrees in, 178. See also Research, medical. Plant pathology, 129, note 5 data. Plastics, 10. Pneumonia, 13, 49, 52, 53, 54-55. Population: increase, 1900-1940, 10-11; statistics on child and youth, related to school attendance, 166-176. See also Tables. Primary schools, loss of talent in, 147. Private organizations: President Roosevelt's question on the role of the Govern- ment to aid scientific research activi- ties by, 1, 3, 73, 77; need for Fed- eral ' cooperative support of research by, 101. See Committee on Science and the Public Welfare. Prizes, establishment of, as function of proposed National Research Founda- tion, 117. Protozoology, 64, note 1 . Psycholinguists, included in NSF support programs, xx. Psychology: social, included in NSF sup- port programs, xx; included within the scope of science considered by the Moe Committee, 142; deficit in per- sonnel trained in, 158, 179; distribu- tion of Ph.D. degrees among other fields and, 177-178; Ph.D. degrees in, and graduate school enrollments in, 178. Public, need to promote interest of, in scientific development, 157. Public health: role of groups engaged in, in the war on disease, 13; distribu- tion of Ph.D. degrees among other fields and, 177-178. Public Health Service, U. S.: source of funds for medical research, xii; role of, in medical research, 15, 55, 56; scientific interests of, specialized, 62. See also Health. Public organizations: President Roosevelt's question on the role of the Govern- ment to aid scientific research activi- ties by, 1, 3, 73, 77; need for Fed- eral cooperative support of research by, 101. See also Committee on Science and the Public Welfare. Public welfare. See Committee on Science and the Public Welfare; National welfare. Publication. See Committee on Publica- tion of Scientific Information. Publications and Scientific Collaboration, Division of, proposed in a National Research Foundation, xxiv, 35, 39. See also National Science Founda- tion; Science Information Service, Office of. Rabi, I. I., member. Committee on Science and the Public Welfare, 44, 72. Radar, 10, 17. Radiation Laboratory, M. I. T., xiii. 211 Radiation treatment for cancer, 13. See also Cancer. Radio, 10. Rayon, 10. Reference aids, functions of NSF in pro- viding, xviii, xix. See also Libraries. Refractory diseases, xi, 14. "Pvegents' Plan for Postwar Education in the State of New York," 164-165. Rehabilitation, committee on, 53. Renal disease, xi, 14. Research — A National Resource, National Resources Committee, 100 and note 1 . Research: functions of NSF in publish- ing results of, x\dii. Research, applied: Highlights of tlie Report a}}d devel- opments since 1950 — Lack of desirable balance between Federal funds for basic research and, ix; research programs of militar\' serv- ices expanded beyond, to basic re- search, xiii; distinguished from pure research, xx\'i; as dri\'ing out pure research, xxvi. Bowman Committee on — Nature of, 83; tendency to drive out pure research, 83; relative expendi- tures, U. S. and England, for pure research and, 87; need to maintain balance with pure research, 88-89; advent of, in universities, 90. See also Research, industrial; Re- search institutes. Research, basic: Highlights of the Report and devel- opments since 1950 — Development of national policy con- cerning, since 1950, vii-viii; as scien- tific capital, viii; as pacemaker of technological progress, viii; as funda- mental to industrial progress, viii; National Research Foundation as focal point for support of, in Dr. Bush's recommendations, viii; as prin- cipal focus of the Report, viii-ix; in- crease in use of Federal funds for, ix; lack of desirable balance between Federal funds for, and applied re- search and development, ix; necessary to national defense, ix; necessary to research training, ix; necessity for, by industry, ix; need for industry to support, in colleges and universities, ix; research programs of military serv- ices expanded to include, xiii; average amounts and duration of NSF grants for, xx; permission for grants for, to vest title to research equipment, xxi; NSF comjiilation of science policies on, xxiii; widening support of, by various Federal agencies, and Federal appropriations and funds obligations for, xx\'-xx\'i; recognition of impor- tance of, re\'ealed by Federal legisla- tive actions and appropriations, xxv- xxvi; ratio of Federal basic-research funds to over-all research and devel- opment funds, xxvi; distinguished from applied research, xxvi; tendency to be driven out by applied research, xxvi. Dr. Bush on — Need for a Government agency to supplement, in colleges, universities, and research institutes, 9; colleges, universities, and research institutes as centers of, 12, 19, 20; backlog of scientific data accumulated through, as basis of advances in medicine. World War H, 13; in the war against disease, 13-15; need for public funds to strengthen, 20; support of, by Gov- ernment, as an aid to industrial re- search, 21; role of Government in promoting, 22, 31; fundamentals in use of public funds for, 32-33; sup- port of, as function of proposed Na- tional Research Foundation, 34, 38, 39-40. Bowman Committee on — ■ Need to improve transition between, and industrial application, 75, 78; as pacemaker of technological progress, 78-79; nature of (pure and back- ground scientific research), 81-83; Government's responsibility to sup- port, 81-83; tendency for applied re- search to drive out, 83; relative ex- penditures, U. S. and England, for applied research and, 87; need to maintain balance with applied re- search, 88-89. Aloe Committee on — Recruitment of talented students by industry for applied science as a deterrent to expansion of talent in, 149; need to maintain appropriate balance between those trained in scientific fields and those trained in social sciences, arts, and humanities, 179; deficit in training personnel in phvsical sciences and engineering, 179. See also Research, scientific. Research, biological: institutions for, in- cluded in a survey of research in nonprofit science institutes, 133, note 3. Research, industrial: Highlights of Dr. Bush's analysis of factors related to, x-xi. 212 Dr. Bush on — Basic research as promotion of, 7; Go\ernmcnt incenti\es needed, 7; in- crease in, 1930-1940, 19-20; prob- lems and recommendations concern- ins, 21. Boxvniini Coniniittcc on — Needed changes in ta.x structure as incentive to, 73; achievements made by laboratories, 77; limited number ot laboratories engaging in background scientific research, 82-83; operating costs of research laboratories related to salaries of research staffs, 92-93; concentration of, in few companies and industries, 107; recommended Federal aids to, 107-109; analysis of scientific research exi^enditures by laboratories compared with expendi- tures in leading universities, 125-134. See also Research, applied; Research, scientific; Scientific enterprises. Research, medical: Highlights of Dr. Bush's recommen- dations and developments since 1950, xi-xii. Dr. Bush on — Need for Government financial sup- port, 5-6; achievements in the war on disease, 13-16; progress between World Wars I and II, 15; sources of financing, 16; proposed amount of Government financing of, in medical .schools and universities, 16; release of wartime results, 28; support of, as function of proposed National Re- search Foundation, 35, 38, 39-40; a division of, proposed in a National Research Foundation, 35, 39. Palvier Committee on — Need for Federal aid for, 50-51, 57- 58; use of public funds in Europe and Britain for, 50, 56-57; recom- mendations concerning nature of the use of Federal funds for, 50-51, 62- 63; estimated budget for Federal aid, 51, 60; effect of World War II on, 54; Federal aid to, as a wartime de- velopment, 56; progress between World Wars I and II, 57; reports of OSRD to U. S. Senate on need for Federal support of, 57; endowments, industry', and alumni associations as partial sources of funds for, 58; gen- eral research funds, fellowships, and grants-in-aid as recommended forms of Federal aid, 58-60, 63, 66-68; rec- ommendation for promotion of, by creation of an independent Federal agency, 60-61; definition of term, as used in the report, 64. Buwmiin Committee on — Analysis oi, in uni\'ersity departments of anatomy, physiology, and bacte- riology, and in industrial research organizations, 125-134, passim; insti- tutions for, included in a survey of research in nonprofit science insti- tutes, 133, note .3. Stewart Committee on — Decisions on release of data from, during the war, 189, 191. See also Medical schools; National Foundation for Medical Research; Rockefeller Institute of Medical Re- search. Research, military: need for, in peacetime, under permanent independent civil- ian-controlled organization in liaison with the armed services, xii-xiii, 17- 18, 33-34, 159; support of, as func- tion of proposed National Research Foundation, 34, 35, 38, 39-40, 117. Research, outer space, international as- pects of, XV. Research, scientific: Highlights of recommendaticms and developments since 1950 — Recommendations concerning, within the Government, i.x-x; five principles of Government support of, and NSF compliance, x.x-xxi; NSF analytical studies on relationship between re- search and development and the na- tional economy, xxiv. Dr. Bjish on — President Roosevelt's request for rec- ommendations concerning, 1-4; in the vyar against disease, 5; need for pub- lic funds to support, 6; as scientific capital, 6; expenditures for, 1930- 1940, 6-7; need for benefits to reach industries not utilizing new scientific knowledge, 7; recommendation that knowledge based on problems of World War II be made available, under controls, 8, 28-30; relationship to public welfare, 17-22; relationship to national security, 17-18; relation- ship to employment, 18; relationship to practical application, 18-19; cen- ters of, 19. Bowman Committee on — Role of the Government in assistance to, in natural sciences, engineering and agriculture, 73; responsibility of the Government to provide, 73-76; as basic to the national welfare, 74-76, 77; role of the Government to engage in, within the Government, and rec- ommendations for increased effective- ness of Government programs, 75-76; argurnents against Federal aid to, 78; traditional support of, 79; precautions 213 required in a program for Federal aid to, 79, 80; essentials of a program for Federal aid, 80; recommended estab- lishment of a National Research Foundation to administer Federal aid, 80; Federal support of, in universi- ties and nonprofit institutes recom- mended, 80; components and nature of, 81-83; development of, in U. S., 83-85; national (public and private) expenditures for, 85-89; basic ele- ments in a national policy for, 88-89; in American universities and colleges, 90-98; operating costs for, related to salaries of research staffs in univer- sities and colleges and in industrial research laboratories, 92-93; need to assist colleges and universities with operating costs, 93; recommended forms of Government support in uni- versities, 93-98; nature of, in the Government and suggested reforms, 99-106; bearing of Federal income tax upon expenditures for develop- ment and, 110-111; recommended leg- islative action on income-tax laws de- signed to aid, 111-112; responsibility of proposed National Research Foun- dation to promote, 116; analysis of expenditures for, by 125 universities and colleges, and postwar needs, 122- 124; example of opposition to Federal aid for, 124; detailed analysis of ex- penditures for, in a small sample of leading universities, industrial re- search laboratories, and nonprofit sci- ence institutes, 125-134. Stewart Committee on — Effect of the war on, and need to re- lease wartime-developed data as soon as possible, 189-192. See also Research, basic. Research Board for National Security: es- tablishment of, 33; recommended par- ticipation of, in program to locate and develop scientific talent in the armed services, 140-141, 160. Research clinics, advantages to small busi- ness, 107-108. Research facilities, scientific and technical: NSF compilation of science policies on Federal support of, xxiii; responsi- bility of proposed National Research Foundation to provide for, where in- adequate, 116. Research in Action, Battelle Memorial In- stitute, 86, note 3. Research institutes: NSF surveys of re- search and development efforts of, xxiii; Federal funds obligations for basic research in, xxv; as centers of basic research, 6, 12, 19, 20; ex- penditures for scientific research, 6-7, 85-89; need for public funds to strengthen, 20; inadequacy of ex- penditures for basic research by, 22; fundamentals of public-funds support of research in, 33; support of scien- tific research in, as -function of pro- posed National Research Foundation, 34, 37, 38, 39-40; role of the Govern- ment to assist research in, 73, 74, 75, 101; achievements made by, 77; rec- ommended grants to, for industrial research and for fundamental re- search, 108; reference to patent poli- cies of, 117. Research workers, assistance to, as func- tion of proposed National Research Foundation, 117. Richards, A. N., member, Committee on Publication of Scientific Information, 45, 188; chairman. Committee on Medical Research, OSRD, 57; quoted, on deficiency in funds of uni- versities for medical research, 57. Rockefeller Foundation, 60, 84. Rockefeller Institute of Medical Research, 84, 86, note 6. Rodent control, 53. Rogers, Walter S., member, Committee on Discovery and Development of Scien- tific Talent, 45, 136. Roosevelt, President Franklin D.: letter to Vannevar Bush from, requesting rec- ommendations on means of scientific advancements, 3-4; Dr. Bush's reply, 1-2; references to the President's let- ter, 13-14, 54, 73, 77, 137, 142, 187, 189, 190, 192; letter to, from Dr. Charles L. Parsons, quoted, on waste of scientists in World War II, 159. Russia, recommendation for appointment of scientific attaches at embassy in, xiii-xiv. Russian sputnik, effects on activity of the Government in scientific field, x, xxv. Ryerson Laboratory of the University of Chicago, 140, 161. Scarlet fever, reduction in death rates from, 54. Scholars, proposed means and procedures for choosing, 180-185. See also Fel- lows; Fellowships and scholarships. Scholarships: nonimplementation of pro- posed program for, and substitutes therefor, xvi; precautions necessary not to syphon a disproportionate amount of ability into science from other fields through, 142-143; fellow- ships, grants-in-aid and, as normal means of developing leadership, 143; 214 proposed plan for, as means of assist- ance to undergraduates in science, 150-157, passim; responsibilities of educational institutions to provide training commensurate intellectually with superior abilitA', 152; State quotas for, 155. See also Fellowships and scholarships; National Defense Education Act; National Merit Schol- arship Corporation. School attendance, statistics on, 166-176. See also Tables. Schools, graduate: NSF support for reno- vation and equipment of research laboratories of, xxii; need for policies of, to assist veterans in making up lost time in scientific training, 163- 165. See also High schools; Primary schools; Secondary schools. Science: Highlights of the Report and develop- ments since 1590 — Summary of Dr. Bush's recommenda- tions on the role of the Government in the development of science and progress since 1950, vii-xxvi; lack of full awareness of difference between technology and, ix; international rela- tions in, since 1950, xiii-xv; widening of international relations in, to in- clude political considerations, xv; in- adequacy of teaching in, as found by Dr. Bush, and actions of NSF since 1950 to improve teaching, xv-xvii; NSF projects on history and philos- ophy of, xx; NSF annual report. Fed- eral Funds for Science, xxiv; tech- nology distinguished from, .xxvi. Dr. B^ish on — Scope of, as referred to by President Roosevelt, 1; in the war against dis- ease, 1, 3; mobilization of, for World War II, 28-29. Palmer Committee on — Scope of, related to medicine, 56. Bowman Committee on — Status and trends in, in America, 81-89. Aloe Committee on — Scope of, within purview of National Academy of Sciences, and of the report of the Committee, 1 42; inade- quacy of teaching of, in secondary schools, 148-149; statistics concerning training of personnel for technology and, undergraduate and graduate schools, 177-179. See also Defense Science Board; Fed- eral Council on Science and Tech- nology; Research, applied; Research, basic; Research, medical; Research, scientific; Science, applied. Science, applied: Dr. Bush on — Function of proposed National Re- search Foundation to improve transi- tion from research to, 37, 39-40. Boivnian Committee on — Planned coordination and direction as benefits to, 79-80; methods of prog- ress in, during war, not feasible in peace, 80. Moe Committee on — Recruitment of talented students by industry for, as a deterrent to expan- sion of talent for basic research, 149. Stewart Committee on — Emphasis on, during war, 189. See also Research, applied; Research, scientific. Science, Department of: recommended creation of, by the National Academy of Sciences, 99. Science, Federal Funds for, NSF annual report, xxiv. Science Adviser to the Secretary of State, establishment of position, xiv. Science Advisory Board: recommendations for establishment of, to coordinate scientific work of Government agen- cies, X, 7, 20-21, 76, 105-106. Science Advisory Board (temporary), appointed by President Roosevelt, 100. Science Advisory Committee, the Presi- dent's: operations of, related to Dr. Bush's recommendations, x, xiv, xviii; science attache program urged by, xiv; NSF relationships with, xxii. Science and Astronautics, House Com- mittee on, vii. Science and Foreign Policy, Department of State, xiv. Science and Technology, Department of: debate as to need for establishment of, related to Dr. Bush's recommen- dations, x. Science and Technology, Federal Coun- cil on: recent establishment of, re- lated to Dr. Bush's recommendations, x. Science and Technology, Special Assist- ant to the President for: establish- ment of position of, x; NSF relation- ships with, xxii. Science Information Council, establish- ment of, by NSF, xviii. Science Information Service, Office of, NSF, xviii, xix, xx, xxiv, note 4. 215 Science policy. See National science policy. Science Reserve. See National Science Reserve. Scientific attaches: recommendation for appointment of, in certain embassies, viii-xiv, 114; development of the pro- gram for, since 1950, xiii-xiv. Scientific capital: basic scientific research as, viii, 6; drawn upon during the war, 189. Scientific collaboration. See Publications and Scientific Collaboration, Division of. Scientific cooperation. See International scientific cooperation. Scientific enterprises, unresolved question by the Bowman Committee as to Federal aid to launching of, 108-109. Scientific information: release of, devel- oped during the war, xviii, 186-192; activity of NSF in dissemination of, xviii-xix, 75, 116; NSF compilation of policies on, xxiii. Scientific Personnel and Education, Di- vision of, NSF, xx; proposals for, 35, 39. Scientific progress, significance of, in all phases of American life, 10-12. Scientific publications, encouragement of, as function of proposed National Re- search Foundation, 35, 37, 39-40. Scientific research. See Research, scien- tific. Scientific talent. See Talent. Scientific training: need for, related to public welfare, 6-7; English scholars quoted on need for and nature of, at undergraduate level, 151-152. See all Research entries; Talent. Scientists, need for professional partner- ship between the military services and, 17-18; assistance to, as function of proposed National Research Foun- dation, 117. See all Research en- tries; Talent. Secondary schools: loss of talent in, and variation of quality of education in, 147-149; need to assist able students to complete education in, 149. See also High schools; Schools; Talent. Security restrictions on wartime scientific data, coordination required in lifting, 29-30. See also Scientific informa- tion. Seismology, Ph.D. degrees in, 177. Selective Service policies, effect of, on deficit in scientists, and recommended corrective action, 139-141, 158-160, 163. Serum albumin, 49, 53. Shapley, Harlow, member, Committee on Discovery and Development of Scien- tific Talent, 45, 136. Shock, studied, 53. Silliman, Benjamin, 83. Slichter, Sumner, x. Small business, research clinics as ad- vantage to, 107-108. Small Business Act of 1958, x. Smallpox, 52. Smith, Homer W., secretary, Medical Advisory Committee, 43, 48. Smithson, James, bequest for Smithsonian Institution, 84. Smithsonian Institution: Federal funds obligations for basic research, xxv; creation of, 84. Social Function of Science, The, Bernal, 87, note 2. Social sciences: need to maintain balance between talents in natural sciences, medicine, and, xx, 23; undergradu- ate degrees in, 177; statistics on re- search in, 177; graduate school en- rollments in, 178; warning not to drain too many able students from research in, for scientific research, 179. Social Sciences, Office of, NSF, xx, xxi. Socio-economic studies: relationships be- tween socio-economic status, ability, and level of education attained, 171- 176; relations between parental in- come and college courses pursued, 174. Sociology, in NSF support programs, xx. Sox'iet Professional Manpower, National Research Council, xxv. Space. See Aeronautical and Space Sci- ences, Senate Committee on; Na- tional Advisory Committee for Aero- nautics; National Aeronautics and Space Council; Science and Astro- nautics, House Committee on. Sproul, Dr. Robert Gordon, President, University of California: quoted, on the citizenn.''s intelligence as the most valuable national resource, 144. Standard of living: scientific progress re- lated to, 10-12, 18, 74, 77; need for program to locate and develop scien- tific talent in armed services as basic to postwar conditions of, 141. 216 Standards, Bureau of, establishment, 85. State, Department of: International Sci- ence Steering Committee, Science and Foreign Policy, xiii-xiv; position of Science Adviser to the Secretary of State established, xiv. See also Scientific attaches. State governments: achievements made by research agencies of, 77; inadequacy of appropriations for scientific re- search, 79; expenditures for scien- tific research, 85-89; need for Fed- eral cooperative support of research by, 101. States: quotas for scholarships, 155, 180- 185, passim; proposed roles of com- mittees in, for discovery and devel- opment of talent, 180-185, passim. Stewart, Irvin, chairman, Committee on Publication of Scientific Information, 45, 187, 188; transmittal of report, 187. Stimson, Henry L., Secretary of War, interest in postwar military research, 159. Shident and His Knov.Aedge, The, Learned and Wood, data from, 170- 171. Studies, Special, Office of, NSF, xx. Sulfa drugs, 13, 52. Sulfonamides, 49, 53. Surgeon General's Library, 120. Surgeons General, advice of Division of Medical Sciences, National Research Council, sought by, 53. Surgery, 13, 49, 52, 53; Ph.D. degrees in medicine and, 178. Synthetic fibers, 10. Tables: Proposed organization of National Research Foundation, 36. Proposed budget. National Research Foundation, 40. Scientific research expenditures and national income, 86, 88. Annual expenditures for capital out- lay, for scientific research institutions of higher education, 87. Expenditures and needs of university research, natural sciences and engi- neering, 122. Analysis of research in selected uni- versity departments (1939-40): de- partments of physics, 127; depart- ments of chemistry, 128; departments of biology, 129; departments of anatomy, physiology and bacteri- ology, 130; departments of chemical engineering, 131; departments of electrical engineering, 1 32. Analysis of returns on questionnaires sent to industrial laboratories and nonprofit science institutes, 133. Proposed State quotas for scholar- ships, 155. Deficit of scientific and technological personnel resulting from war and selective service policies, 158. 1940 census figures on population under 20 years of age, 166. 1940 census figures on age and school attendance of Nation's vouth, 166- 167. 1940 census figures on educational attainment of population 25 years old and over, 167. Enrollments by grades in public schools, 168. Decrease in student enrollment, per 1,000, fifth grade through college, 169. Relation of intelligence to educational opportunity, 173. Relation of parental income to full- time college attendance of superior Milwaukee high school graduates, 173. College attendance of high school graduates in Old City, 173. Parental income and college courses, 174. Percent of students in each economic group possessing highest or lowest grades of ability, 175. Distribution of undergraduate degrees in 1941 among broad fields, 177. Distribution of Ph.D. degrees, 1935- 40, among the several sciences, 177- 178. The National Roster inventory of graduate students, 1942, 178. Deficit in Ph.D. degrees in the phys- ical sciences and engineering, 179. Schedule and procedures, scholarship program, 184-185. Talent, scientific, programs for discovery and development of: Highlights of recoinmendations and programs developed since 1950, x, xv-xvii. Dr. Bush on — Proposed program, 1-2, 24-27; need 217 for Government aid, 7; recommenda- tions for development in armed serv- ices, 7-8; deficit in talent, 7-8, 18, 23-24; need for Government scholar- ships and fellowships, 8; development of talent by Government as an aid to industrial research, 21; nature of prob- lem, 23-27; Government responsibil- ity, 31; development of talent as func- tion of proposed National Research Foundation, 34, 38, 39-40. Bowman Committee on — Need for talent for research in the Government, 76; as responsibility' of proposed National Research Founda- tion, 116-117. Moe Committee on — Federal responsibility, 137-185, passim; long-term plans (early school- ing of more able students, scholar- ships and fellowships), 137-139, 147- 157; plans for the near future (to locate and develop talent in armed forces), 137, 139-141, 158-165; pre- cautions necessary, not to syphon a disproportionate amount of ability from other fields, 138, 142-143, 145, 150; scope of science used by the Committee, 142; suggested means and procedures for discovery and development, 180-185. Stewart Committee on — De\'elopment of, in armed forces, necessary before demobilization, 189- 190. Talented students: statistics from studies in Indiana, Minnesota, and Pennsyl- vania on mental ability, high school attendance and graduation, and col- lege enrollment, related to socio- economic groups, 144-145, 147-148; studies concerning able students lost to higher education, 166-176. Tate, J. T., vice chairman, Committee on Science and the Public Welfare, 44, 72. Tax laws: effect of, on industrial re- search, X, 76, 110-111; recommended legislative action on, designed to aid research and development, 111-112. See also Internal Revenue Code. Taylor, Hugh S., member. Committee on Discovery and Development of Sci- entific Talent, 45, 136. Technical schools, need for policies of, to assist veterans in making up lost time in scientific training, 163-165. Technological progress, basic research as the pacemaker of, viii, 19, 78-79. Technology: lack of full awareness of difference between science and, ix; science distinguished from, xxvi; recommended Federal aids to, 107- 109; undergraduate degrees (1941) in natural sciences and, 150; Ph.D. degrees (6-year period) in natural sciences and, 150; statistics on re- search in natural sciences and, 177. See also Federal Council on Science and Technology. Tests: in the program for discoven.' and development of talent, 180-185, passim. See American Council on Education; Carnegie Foundation; College Entrance Examination Board; Cooperative Test Service; Engineer- ing Education, Measurement and Guidance Project in; Armed Forces Institute; Iowa, University' of. Tetanus, 13, 49, 52. Thomas, Dr. Charles Allen, quoted on need for scientific training to re- place technical men in the armed forces, 159. Thomson, Elihu, 85. Transfusions, blood, committee on shock and, 53. Translation of scientific data, NSF func- tions in providing, xviii, 116. See also Libraries. Truman, President Harry S., xix. Tuberculosis, 53, 54-55. Turner, Kenneth B., assistant secretary, Medical Advisor^' Committee, 43, 48. Tuve, M. A., member, Committee on Publication of Scientific Informa- tion, 45, 188. Typhoid, 52. Typhus, 13, 49, 52, 53. U-boats, battle against, as battle of sci- entific techniques, 6, 17. Ulcers, peptic, 14, 55. United States: place of, in discovery of fundamental new knowledge and basic scientific principles, 78; progress in applied science, 78; development of scientific research in, and growth of Federal participation in research, 83-85. See Government, U. S. United States Congress: Increased atten- tion to scientific research and develop- ment and legislation and appropria- tions conducive thereto, vii-xx'\'i, passim; standing committees in, con- cerned with science and technology, viii; need for appropriations by, for scientific research in Government to be assured on long-term basis, 76. See also Budget, Federal. 218 Universities, State, growth of, 84. Universities and colleges (as centers of research, and need for aid to research in): Developments since 1950 — Need for industry to support basic research in, i.\; military services' pro- grams for subsidy of advanced cduca- cation for military' men in, xvi; NSF surveys of research and development efforts of, xxiii; Federal funds obli- gations for basic research in, xxv. Dr. Bush on — As centers of basic research, viii, 6, 12, 19-20; proposed support of medi- cal research in, xi, xii; expenditures for scientific research, 1930-40, by re- search institutes and, 6-7; recommen- dation that scientific knowledge based on problems of World War II be made available, under controls, to, 8; role of, in medical research, 15; need for public funds to strengthen basic research in, 20, 31; inadequacy of expenditures by, for basic re- search, 22; fundamentals of public- funds support of research in, 33; function of proposed National Re- search Foundation to support sci- entific research in, 34, 37, 38, 39-40; limitations of, to comply with tech- nical contracting for research proj- ects, 39. Palmer Committee on — As chief contributors to pure science, 49-50; inadequate funds of, for medi- cal research, 50, 57-58; contracts with, by Committee on Medical Re- search as wartime measure, 53; place of, in medical research, 56; govern- ment support in Great Britain to, for medical research, 57; as primary source of advances in medical sci- ence, 60; forms of recommended Federal aid to, 58-60, 66-68. Bowman Committee on — Role of the Government to assist research in, 73, 74, 75; achievements made by, 77; need for financial aid to strengthen contributions to sci- entific life of the Nation, 77-78, 80; inflationary impact of the war upon research in, 79; science carried on outside, in the colonial period, 83; expenditures for scientific research, 85-89; costs of OSRD contracts with, 1943-44, 87; Government support to pure research in, essential to main- tain proportion of pure to applied research, 87, 88-89; status of pure research in, 90; background and trends of financial support to, 90-91; research environment in, 90-93; sci- entific research in, 90-98; effect of World War II on scientific training and research in, 91-93; operating costs of research related to salaries of research staff's, 92-93; need to assist, with operating costs, 93; recom- mended forms of Government aid to, 93-98; reference to patent policies of, 117; recommended grants to, for in- dustrial research services, 108; analy- sis of scientific research expenditures in, and postwar needs, 125 institu- tions, 122-134; research expenditures in small sample of leading universi- ties, industrial research laboratories, and nonprofit science institutes, 125- 134. Aloe Committee on — Responsibility of, to educate the most worthy in each generation, 144; need for policies of, to assist veterans in making up lost time in scientific training, 163-165. See also Associated Universities In- corporated; Association of Universi- ties for Research in Astronomy; Fel- lowships and scholarships; Medical schools and universities; Research entries. University. See Government-University Relationships in the Conduct of Fed- erally Sponsored Research. University Grants Committee (Standing Committee of the Treasury). Great Britain: aids to medical research through, 57. Utilization of Potential College Ability Pound in ]une 1940, Graduates of Kentucky High Schools, The, H. L. Davis, data from, 174-175. V-1 and V-2 attacks on London, 6, 17. Vaccines, 13, 49, 52. VE-day, 140, 160. Venereal diseases, 49, 52, 53. Veterans, need for policies of educational institutions to assist, in making up lost time in scientific training, 163- 165; War Service School recom- mended for special training of, 165. See also Armed services; G. I. Bill of Rights; Talent, scientific; Veterans Readiustment Assistance Act. Veterans Administration: programs for medical research, xii; recommended participation of, in programs to lo- cate and develop scientific talent in the armed forces, 141. Veterans Readjustment Assistance Act, scientific training of Korean Veterans under, xvi. 219 Veterinary medicine, 64, note 1. War, resources of proposed National Re- search Foundation to be available in event of, 117; recommendation for establishment of a National Science Reserve to be available upon declara- tion of, 138, 139, 153. See also National Science Reserve. War, Secretary of: joint statement, with Secretary of the Navy, to the Na- tional Academy of Sciences, regard- ing scientific progress related to the national security, 17; release of results of wartime medical research to the public, 28; Research Board for National Security established at request of, 33. War Service School, recommended, for special training of veterans and for- mer workers in war industries, 165. Waring, James J., member. Medical Ad- visory Committee, 43, 48. Warner, W. Lloyd, et al, Who Shall he Educated: The Challenge of Un- equal Opportunities, data from, 172- 174. Wartime Health and Education, Subcom- mittee on, of U. S. Senate Commit- tee on Education and Labor: reports of OSRD to, on need for Federal support of medical research, 57. Washington, George, plan for a national university, 84. Weapons, need for a Government agency to support research on, 9. See Re- search, military. Weaver, Warren, member. Committee on Science and the Public Welfare, 44, 72. Weed, Lewis H., chairman, Division of Medical Sciences, National Research Council: quoted, on need for Federal support for medical research, 58. Welch Fellowships in Medicine, 98. What Happens to High School Graduates, G. Lester Anderson and T. J. Bern- ing, data from, 171-172. Who Shall he Educated: The Challenge Zoology', Ph.D. degrees in, 178. of Unequal Opportunities, W. Lloyd Warner, et ah, data from, 172-174. Whooping cough, 54. Wilkes Exploring Expedition, Federal sup- port of, 84. Wilson, Carroll L., member. Committee on Publication of Scientific Informa- tion, 45, 188. Wilson, E. B., member. Committee on Discovery and Development of Sci- entific Talent, 45, 136. Wilson, Robert E., member. Committee on Science and the Public Welfare, 44, 72. Wistar Institute, 86, note 6. Wood, Ben D. See Learned, W. S. World War II, progress of medicine dur- ing, xi, 49, 52-53; contributions to scientific knowledge during, 1, 3; re- duction in death rate from disease from rate in World War I, 5, 13; recommendation that scientific knowl- edge developed during, be made available, 8, 28-30; advances in medicine during, made possible by backlog of scientists and scientific data, 13, 49, 52; period between World War I and, marked by U.S. leadership in medical research, 15; scientific developments during, 17; deficit in scientific students as result of, 24, 25, 139, 150, 158-160; mobili- zation of science during, 28; effect of, on additions to basic medical research, 49, 54; effect of, on scien- tific training and research, 91-93; 189-192. Wrather, William E., member, Commit- tee on Science and the Public Wel- fare, 44, 72. X-ray, 5 3 . Yellow fever, 13, 49, 52. 220