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CAPT  USN.  USS  Theodore  Roosevelt 
ro:  OFFICERS:  ALL  CHIEFS:  E-6  and  Below 


14  days  of  screening  after  port  visits 
Sunday,  March  15,  2020  8:19:34  PM 
COVID-19  SCREENING  PLAN  -  after  a  port  visit.docx 


All, 

Some  clarification  on  screening  on  the  ship  after  port  visits.  First,  the 
rationale  for  14  days:  everything  we  know  about  Coronavims  shows  that  99% 
of  people  will  have  symptoms  by  approximately  13  days  (mean  5  days).  There 
are  three  categories  of  screening: 

1)  As  previously  passed,  each  department  will  screen  their  sailors  for  7 
days  after  leaving  a  port  by  asking  them  questions  regarding  Fever,  Chills, 
Cough,  Sore  Throat,  Shortness  of  breath.  Body  aches,  and  Abdominal  pain. 
After  the  7  days  (which  expired  yesterday,  3/15),  then  each  individual  will 
self-monitor  for  the  same  symptoms  for  the  next  7  days.  If  at  any  time 
during  this  process  a  person  answers  yes  to  one  of  those  symptoms  then  they 
are  to  report  to  medical  for  additional  screening  and  they  enter  the  next 
category. 

2)  Individuals  that  answered  yes  to  one  of  those  symptoms  now  get  daily 
temperature  checks  in  Medical.  They  are  required  to  do  these  checks  for  the 
full  14  days  after  leaving  the  port  (last  day  3/22).  This  is  the  list  that 
CAPTCbf(6)  (nurse  anesthetist)  is  tracking  and  sending  to  leadership. 

3)  Personnel  arriving  via  COD  -  HODs/DLCPOs  are  notified  (by  CAPT 
using  the  ATO  manifest)  of  those  individuals  that  require  screening  after 
arrival  on  a  COD.  Same  screening  concept  except  that  their  7-1-7  days  of 
screening  starts  the  day  they  arrive  on  the  ship  and  results  are  emailed  to 
CAPT£)|gJ 

Again,  at  any  time  within  the  14  days,  if  a  person  develops  these  symptoms 
they  need  to  be  evaluated  by  Medical. 

This,  combined  with  sanitation,  hand  washing,  respiratory/cough  etiquette, 
is  an  all  hands  event  -  that  applies  to  the  Coronavims  and  all  infectious 
diseases  that  are  more  easily  spread  in  close  quarters. 

Please  contact  myself  or  CAPT^^(6J  if  you  have  any  questions. 

Thanks  for  your  help. 

v/r, 

SMO 


CAPT  MC(FS)  USN 


Senior  Medical  Officer 
USS  Theodore  Roosevelt  (CVN-71) 
Work:  (TO  I 
J-dial:  [b)  I 


H-3-69 


H-3-69 


1  MAR  20 


MEMORANDUM 

From:  Senior  Medical  Officer,  USS  THEODORE  ROOSEVELT  (CVN  71) 

Subj;  USS  THEODORE  ROOSEVELT  (CVN  7 1)  COVID-19  SCREENING  PLAN  AFTER  A  PORT 
VISIT 

Ref:  (a)  C7F  FRAGORD  0 1 1  TO  TASKORD  20-057  FOR  FHP  AGAINST  COVID-19 

(b)  COVID-19  Screening  Questiomiaire 

1 .  Due  to  the  increasing  risk  of  Coronavirus  transmission,  per  reference  (a),  all  persormel  boarding  the 
ship  require  a  COVID-19  Medical  Screening  for  seven  days  and  an  additional  seven  days  of  self- 
monitoiTiig.  This  14  day  period  will  start  the  day  we  get  rurderway  from  a  port  visit.  The  Medical 
Departrnerrt  will  oversee  the  COVID-19  screening  process.  COVID-19  screeners  are  rrot  reqirfred  to  be 
Medical  department  persormel. 

2.  Per  references  (a)  and  (b),  all  persormel  coming  to  the  ship  will  be  screened  for  the  following 
symptoms: 

a.  Fever 

b.  drills 

c.  Coirgh 

d.  Sore  Throat 

e.  Shortness  of  breath 
f  Body  aches 

g.  Abdomuial  pain 

3.  COVID-19  screenurg  plan  for  all  persormel  gettmg  tmderway  after  a  port  visit  is  as  follows: 

a.  Persomiel  will  be  queried  daily  by  their  departmentaFsqrradron  leaderslrip  for  7  days  for  arry  of  the 
syrrrptorrrs  in  paragraph  2.  Persormel  will  then  self-monitor  for  synrptorns  for  an  additiorral  7  days. 

Individuals  rvith  positive  screening  must  report  to  Medical  immediately.  They  will  be  asked  to  put 
on  a  mask  and  undergo  further  screening.  From  0700-0900  Monday-Saturday  they  will  be  directed 
to  enter  via  Aslation  Medicine  (port  side  entry  fonvard  of  CMC’s  door).  Routine  Sick  Call  (0830- 
0930)  will  enter  the  Physical  Therapy  door  (port  side  entry,  frame  102). 

(DOncescreeningisaccon^ished.  reports  of  positive  screening  will  be  forwarded  via  errrail  to 
CAPT|B||^^^^^|  at  [BB^^J@cvir71. naw.mil.  Departrrrerrts  are  required  to  provide  feedback 
to  MedrcalDyffiOOon  a  aartyoasrror  as  soon  as  possible  after  everring  muster.  Departments  will 
maintairr  then  screerring  resirlts.  Medical  wiU  track  the  positive  screening  resrrlts. 

4.  Please  contact  LTJ^V}~^H||,  Ship’s  Ninse,  or  CA^|5yffr~^J,  Ninse  Anesthetist,  at  J-dial 

or  via  email  at  fh)  (6>  ^|@'cvri7 1  .naw.mil  or  |@cvn71.naw^mil  with  arry 

qirestions. 


H-3-69 


From: 

To: 

Cc: 


Baker.  Stuart  P  RDML  USN.  CCSG-9 


CAPT  USN.  USS  Theodore  Roosevelt 


Subject: 

Date: 

Attachments: 


Post-Danang  Update  17  March 
Monday,  March  16,  2020  9:58:12  PM 
C7F  TASKORD  FHP  REVl  dtd  16  Mar.pdf 


Admiral. 

Dady  update  on  the  39  sailors  in  monitored  sequestration. 

1 .  Daily  tenqserature  checks  perfomied  viith  no  fevers.  All  sailors  are 
cuiTently  symptom-free.  Anticipate  release  from  quarantine  on  Sunday  (3/22) 
assumuig  no  cliange  in  clinical  status. 

2.  C7F  TASKORD  FHP  Revision  1  released  16  March.  Clianges  in  tlie  TASKORD: 

a.  Recommended  liberty  groups  no  larger  than  6  people  (Para. 

4.A.10.D.2.A). 

b.  Lists  places  that  will  be  off  limits  during  port  \isits  (e.g.. 
community  centers,  nursing  facihties.  office  builduigs)  (Para. 

4.A.10.D.2.B). 

c.  Excludes  air  crew  from  travel/restriction  of  movement  (ROM) 
requirements  when  flyuig  in  official  duties  (Para.  4.A.12). 

d.  Extensive  ROM  requuements  (e.g..  separate  berthing,  no  closer' 
tharr  6  feet,  no  crowded  areas,  taking  temperature  twice  a  day)  for  anyorre 
travelmg  tluoirgli  a  Level  2  or  3  country  in  the  past  14  days.  (Para. 
4.A.12.Band4.A.12.C). 

e.  Post  port  visit  screening  for  influerrza-like  illness  (fever  > 

100.4,  cough,  sore  tliroat)  will  be  done  at  days  5-7  arrd  9-11  after  getting 
underway.  For  ease  of  managing  screening  a  crew  of  tliis  size,  we  are  going 
to  screen  fiorn  day  1-11. 

3.  I  have  pushed  my  concerns  to  tire  C7F/PACFLT  Surgeons  about  the  chaUerrge 
of  conqrlying  with  the  ROM  reqirirernents  for  5000  people  after  Vietnam  (and 
sirbsequent  port  visits).  We  are  imable  to  comply  as  currently  written.  My 
recommendation  is  tliat  we  continue  the  screeniirg  we  are  doing  and 
qirararrtirre/isolate  as  clinically  indicated. 

Standing  by  for  questions. 


v/r, 


SMO 


MD 


CAPT  MC(FS)  USN 


Senior  Medical  Officer 


USS  Tlieodore  Roosevelt  (CVN-71) 


H-3-69a 


LCDR  USN,  USS  Theodore  Roosevelt 


Subject:  FW:  R  160551Z  MAR  20  COMSEVENTHFLT  COMMANDER  SEVENTH  FLEET  TASKORD 

REV  1  FOR  PHASE  TWO  (MITIGATION)  AGAINST  COVID-19 


- OFFICIAL  INFORMATION  DISPATCH  FOLLOWS - RTTUCYUW  ROUIAAA0107  0760550-UUUU-RHMCSUU. 

ZNR  UUUUU 

R  1605512  MAR  20  MID111000060720S 

FM  COMSEVENTHFLT 

TO  CTF  70 

CTF  71 

CTF  72 

CTF  73 

CTF  74 

CTF  75 

CTF  76 

CTF  78 

INFO  CNO  WASHINGTON  DC 
CDR  USPACOM  HONOLULU  HI 
COMUSFLTFORCOM  NORFOLK  VA 
COMPACFLT  PEARL  HARBOR  HI 
COMNAVFORJAPAN  YOKOSUKA  JA 
COMNAVSURFPAC  SAN  DIEGO  CA 
COMNAVAIRPAC  SAN  DIEGO  CA 
COMSUBPAC  PEARL  HARBOR  HI 
COMNAVREG  JAPAN  YOKOSUKA  JA 
COMNAVREGKOREA  CHINHAE  KOR 
COMNAVMARIANAS  GU 
COMTHIRDFLT 
CG  III  MEF 
CG  THIRD  MEB 
CG  THIRD  MARDIV 
CG  THIRD  MLG 
CG  FIRST  MAW 
COMMARFORPAC 
COMMARFORK 
COMSEVENTHFLT 
BT 

UNCLAS 

PASS  TO  OFFICE  CODES: 

CDR  USPACOM  HONOLULU  HI/J3/ 

COMPACFLT  PEARL  HARBOR  HI/N1/N3/N01H/ 

MSGID/ORDER/COMSEVENTHFLT/20-099/MAR// 

SUBJ/COMMANDER  SEVENTH  FLEET  TASKORD  REV  1  FOR  PHASE  TWO 
(MITIGATION)  AGAINST  COVID-19// 

MSGID/TASKORD/COMSEVENTHFLT// 

TIMEZONE/Z// 

REF/A/ORD/USINDOPACOM/091955ZFEB20// 

REF/B/ORD/USINDOPACOM/050410ZFEB20// 

REF/C/ORD/USINDOPACOM/060656ZFEB20// 


1 

H-3-69a 


REF/D/ORD/USINDOPACOM/070648ZFEB20// 

REF/E/ORD/USINDOPACOM/080635ZFEB20// 

REF/F/DOC/DOD/15OCT2013// 

REF/G/DOC/DOD/26FEB2013// 

REF/H/DOC/aCS/13JUN2005// 

REF/I/DOC/USINDOPACOM/01AUG2016// 

REF/J/DOC/UNDERSECDEF/07FEB2020// 

REF/K/DOC/UNDERSECDEF/30JAN2020// 

R  EF/L/GE  NADMl  N/CNO/112054ZFE  B20// 

REF/M/ORD/DOC/aCS/05SEP2019// 

REF/N/ORD/USINDOPACOM/150242ZFEB20// 

REF/O/ORD/USINDOPACOM/220401ZFEB20// 

REF/P/DOC/COMPACFLT/26FEB2020// 

REF/Q/GENADMIN/USINDOPACOM/260625ZFEB2O// 

REF/R/ORD/COMPACFLT/270419ZFEB20// 

REF/S/ORD/COMPACFLT/290417ZFEB20// 

REF/T/ORD/USINOOPACOM/010335ZMAR20// 

REF/U/ORD/USINDOPACOM/O405412MAR20// 

REF/V/ORD/USFFC/020255ZMAR20// 

REF/W/ORD/USFFC/021600ZMAR20// 

REF/X/DOC/OPNAV/19NOV2018// 

REF/Y/ORD/USFFC/030052ZMAR20// 

REF/Z/DOC/USFFC/03MAR2020/-/SEPCOR// 

REF/AA/DOC/DOD/28MAR2019// 

REF/AB/ORD/COMPACFLT/12MAR2020// 

REF/AC/ORD/COMPACFLT/060424ZMAR20// 

REF/AD/DOC/OSD/11MAR2020// 

REF/AE/DOC/OUSD/11MAR2020// 

REF/AF/GENADMIN/USINDOPACOM/130424ZMAR20// 

REF/AG/GENADMIN/SECNAV/121914ZMAR20// 

REF/AH/DOC/CNO/122210ZMAR20// 

REF/AI/ORD/USFF/121310ZMAR20// 

REF/AJ/DOC/OSD/13MAR2020// 

REF/AK/ORD/USFJ/20200204// 

REF/AM/WEBSITE/CDC/CORONAVIRUS// 

REF/AN/DOC/NTRP_4-02.10// 

REF/AO/DOC/DHA/5FEB020// 

REF/AP/DOC/NAVEDTRA  43699-2A// 

REF/AQ/DOC/COVID-19// 

REF/AR/DOC/COVID-19// 

REF/AS/DOC/NAVEDTRA43119  SERIES. 

REF/AT/DOC/C7F/FEB20// 

REF/AU/ORDER/C7F/081148ZMAR20// 

REF/AV/GENADMIN/SECNAV/140235ZMAR20// 

NARR/(U)  REF  A  IS  USINDOPACOM  EXORD  P-963  DIRECTING  EXECUTION  OF  PHASE  I  TO  CONPLAN  5003-18. 

REF  B  IS  USINDOPACOM  RESPONSE  TO  CORONA  VIRUS  P-957  EXORD. 

REF  C  IS  USINDOPACOM  FRAGORD  001  TO  REF  B. 

REF  D  IS  USINDOPACOM  FRAGORD  002  TO  REF  B. 

REF  E  IS  USINDOPACOM  FRAGORD  003  TO  REF  B. 

REF  F  IS  DOD  GLOBAL  CAMPAIGN  PLAN  FOR  PANDEMIC  INFLUENZA  AND  INFECTIOUS  DISEASE  3551-13. 

REF  G  IS  DOD  INST  3025.14  FOR  EVACUATION  OF  U.S  CITIZENS  AND  DESIGNATED  ALIENS  FROM  THREATENED  AREAS 
ABROAD. 


2 

H-3-69a 


REF  H  IS  aCSINST  3121.01B  PRESCRIBING  THE  STANDING  RULES  FOR  THE  USE  OF  FORCE  (SRUF)  FOR  U.S.  FORCES. 

REF  I  IS  USINDOPACOM  CONPLAN  5003. 

REFS  J  AND  K  PRESCRIBE  UPDATED  FORCE  HEALTH  PROTECTION  GUIDANCE  FOR  CORONAVIRUS  OUTBREAK. 

REF  L  IS  CNO  GUIDANCE  FOR  MONITORING  PERSONNEL  RETURNING  FROM  CHINA  DURING  THE  NOVEL  CORONAVIRUS 
OUTBREAK. 

REF  M  IS  aCS  MANUAL  3105.01  ON  RISK  ASSESSMENT. 

REF  N  IS  USINDOPACOM  FRAGORD  001  TO  REF  A. 

REF  O  IS  USINDOPACOM  FRAGORD  002  TO  REF  A. 

REF  P  IS  CPF  CONORS  FOR  COVID-19  RESPONSE. 

REF  Q  IS  USINDOPACOM  FORCE  PROTECTION  DIRECTIVE  20-006. 

REF  R  IS  CPF  EXORD  IN  RESPONSE  TO  COVID-19. 

REF  S  IS  CPF  FRAGORD  001  TO  REF  R. 

REF  T  IS  USINDOPACOM  FRAGORD  003  TO  REF  A. 

REF  U  IS  USINDOPACOM  FRAGORD  004  TO  REF  A. 

REF  V  IS  CUSFF/NAVNORTH  EXECUTE  ORDER  (EXORD)  IN  RESPONSE  TO  NOVEL  CORONAVIRUS  DISEASE  2019. 

REF  W  IS  CUSFF/NAVNORTH  FRAGORD  001  TO  REF  V. 

REF  X  IS  OPNAVINST 3500.41A  PANDEMIC  INFLUENZA  AND  INFECTIOUS  DISEASE  POLICY. 

REF  Y  IS  CUSFF/NAVNORTH  FRAGORD  002  TO  REF  V. 

REF  Z  IS  NORTHCOM  AOR  C2  DIAGRAM. 

REF  AA  IS  DODI  6200.03,  PUBLIC  HEALTH  EMERGENa  MANAGEMENT  WITHIN  THE  DOD. 

REF  AB  IS  CPF  VOCO  20-033,  COVID-19  OPREP-3  REPORTING  GUIDANCE. 

REF  AC  IS  CPF  FRAGO  002  TO  REF  R. 

REF  AD  IS  OSD  TRAVEL  RESTRICTIONS  FOR  DOD  COMPONENTS  IN  RESPONSE  TO  CORONAVIRUS  DISEASE  2019. 

REF  AE  IS  OUSD  FORCE  HEALTH  PROTECTION  (FHP)  GUIDANCE,  SUPP  4,  GUIDANCE  FOR  PERSONNEL  TRAVELING  DURING 
THE  NOVEL  CORONAVIRUS  OUTBREAK. 

REF  AF  IS  USINDOPCOM  FHP  GUIDANCE,  SUPP  2  REF  AG  IS  ALNAV  25-20,  VECTOR  15  FHP  GUIDANCE  FOR  DON. 

REF  AH  IS  NAVADMIN  064-20,  NAVY  MITIGATION  MEASURES  IN  RESPONSE  TO  CORONAVIRUS  OUTBREAK. 

REF  Al  IS  NAVNORTH  FRAGO  20-019.77  TO  USFF  AND  NAVNORTH  EXORD  IN  RESPONSE  TO  COVID-19. 

REF  AJ  IS  OSD  MEMO  ORDERING  STOP  MOVEMENT  FOR  ALL  DOMESTIC  TRAVEL. 

REF  AK  IS  USFJ  FORCE  HEALTH  PROTECTION  ORDER. 

REF  AM  IS  CDC  CORONAVIRUS  WEBSITE. 

REF  AN  IS  SHIPBOARD  QUARANTINE  AND  ISOLATION  PROCEDURES. 

REF  AO  IS  DHA  GUIDANCE  TO  MILITARY  TREATMENT  FACILITIES  REGARDING  COVID-19. 

REF  AP  IS  PERSONAL  QUALIFICATION  STANDARD  FOR  NAVY  CORPSMAN. 

REF  AQ  IS  C7F  COVID-19  SCREENING  QUESTIONNAIRE. 

REF  AR  IS  C7F  COVID-19  CONORS. 

REF  AS  IS  PERSONAL  QUALIFICATION  STANDARD  FOR  DAMAGE  CONTROL. 

REF  AT  IS  GUIDANCE  FOR  UNDERWAY  EVALUATION  AND  MANAGEMENT  OF  2019  NOVEL  CORONAVIRUS  WITH  CHART 
VIGOR  CURRENT  VERSION. 

REF  AU  IS  C7F  COVID  SECRET  TASKORD  CONSOLIDATING  ALL  OAI  REQUIREMENTS. 

REF  AV  is  ALNAV  26-20  OFFICIAL  AND  PERSONAL  DOMESTIC  TRAVEL  HEALTH  PROTECTION  GUIDANCE  FOR  DON. 
NARR//(U)  This  is  a  Commander,  U.S.  SEVENTH  FLEET  (C7F)  Rev 

1  to  C7F  COVID-19  TASKORD.  Rev  1  transmitted  to  incorporate  emerging  OSD,  CNO,  CDC,  SECNAV  and  USINDOPACOM 
guidance  to  existing  C7F  TASKORD  and  is  being  transmitted  in  its  entirety  as  Rev  1  for  ease  of  readability  and  execution 
by  subordinates.//  TIMEZONE/Z//  GENTEXT/5ITUATION// 1.  (U)  Situation. 

l.A.  (U)  COMPACFLT  has  initiated  PHASE  II  of  REFT,  mitigation  efforts  in  response  to  COVID-19.  Continued  progression 
of  COVID-19,  specifically  in  Japan,  the  Republic  of  Korea,  and  Southeast  Asia  has  triggered  the  following  indicators  for 
progressing  into  Phase  II  of  USINDOPACOM  Contingency  Plan  (CONPLAN)  5003  Pandemic  and  Emerging  Infectious 
Diseases  (PEID): 

l.A.l.  (U)  Allies  and  partners  have  introduced  COVID-19  travel  restrictions  that  may  restrict  routine  USINDOPACOM 
forces  access.  Forces  should  anticipate  the  potential  for  more  restrictions. 


3 

H-3-69a 


l.A.2.  (U)  U.S.  Government  travel  warnings  and  or  health  advisories  that  could  affect  USINDOPACOM  operations, 
activities,  and  investments  (OAI|  in  area  of  responsibility 
(AOR)  have  occurred. 

l.A.3.  (U)  USINDOPACOM  has  activated  T-JFLCC  for  Defense  Support  of  Civil  Authorities  (DSCA)  requests  and  other 
response  forces  may  be  required. 

l.A.4.  (U)  USINDOPACOM  restricted  all  nonessential  DOD  travel,  in  particular  TDY  and  leave,  to  the  Republic  of  Korea  to 
reduce  risks  associated  with  COVID-19.  This  travel  restriction  applies  to  all  military,  civilians,  and  contractors. 
l.A.3.  (U)  USINDOPACOM  has  stopped  all  DOD  travel  to  and  from  CDC  Level  3  countries.  This  travel  restriction  applies  to 
all  military,  civilians  and  contractors. 

l.A.4.  (U)  USINDOPACOM  and  DON  have  placed  restrictions  on  all  non-mission  essential  travel  across  the  SEVENTH  Fleet 
AO.  Exceptions  are  to  be  address  on  a  case  by  case  basis. 

l.A.S.  {U|  On  13  MAR,  OSD  ordered  the  stop  movement  of  all  DOD  military,  civilian  personnel  and  family  members  in 
CONUS  until  further  notice. 

l.A.6.  (U|  The  COVID-19  outbreak  continues  to  spread  globally,  and  as  a  result  the  CDC  is  rapidly  issuing  travel  health 
notices  (THN)  and  guidance  for  persons  with  international  travel  in  countries  or  areas  with  COVID-19  transmission.  CDC 
THN  Tier  these  international  locations  as  Level  3  (widespread  sustained  and  ongoing  transmission).  Level  2  (sustained 
and  ongoing  community  transmission)  and  Level  1  (risk  of  limited  community  transmission)  with  associated  monitoring 
guidance  for  returning  travelers. 

l.A.7.  (U)  On  14  MAR,  SECNAV  ordered  the  stop  movement  of  all  DON  personnel,  civilian  personnel,  and  family 
members  and  foreign  military  under  DON  authority  in  the  United  States  and  its  territories  effective  16  MAR. 
l.B.  (U)  The  World  Health  Organization  (WHO)  has  declared 
COVID-19  a  pandemic. 

l.C.  (U)  Fleet  level  primary  concerns.  Protection  and  mitigation  of  USN  forces  from  COVID 19  exposure,  treatment  of 
USN  forces  with  COVID-19,  protection  of  partners  and  allies  from  the  spread  of  COVID-19  via  USN  forces  and  mission 
readiness. 

l.D.  (U)  Additional  guidance. 

l.D.l  (U)  For  all  countries,  no  cross  decking  of  personnel  during  exercises  or  operations  is  permitted.  Regular  assigned 
LNOs  to  staffs  or  exchange  officers  may  remain  in  place  and  are  subject  to  the  COVID-19  screening,  testing 
requirements,  and  ROM  requirements  of  this  order. 

1.D.2  (U)  No  personnel  will  attend  any  planning  conference,  bi-lateral,  or  multi-lateral  meeting  in  person.  Planning 
conferences  will  occur  by  virtual  or  other  means  unless  determined  otherwise  by  procedures  outlined  in  this  order. 
l.D.3.  (U)  In  person  bi-lateral  or  multi-lateral  exchanges  with  foreign  and  host  nation  military  are  not  permitted  until 
further  notice.  Exceptions  are  permanently  assigned  LNO  and  PEP  officers. 

1. D.4.  (U)  Rotational  forces  assigned  to  the  Korea  Peninsula  in  support  of  USFK  contingency  plans  remain  in  place. 
GENTEXT/MISSION// 

2.  (U)  The  SEVENTH  Fleet  mission  is  to  protect  Fleet  personnel,  protect  mission  readiness  and  protect  against  spreading 
infection  to  both  U.S.  Forces  and  allies  and  partners,  in  order  to  ensure  warfighting  readiness. 

GENTEXT/EXECUTION// 

3.  (U)  Commander?s  Intent. 

3.A.  (U)  Purpose:  Prevent  the  spread  of  COVID-19  to  force,  CONUS,  host  nations,  partners  and  allies,  preserve  SEVENTH 
Fleet  readiness  of  assigned  forces,  and  maintain  current  operating  posture. 

3.B.  (U)  Method. 

3.B.I.  (U)  LOO  1:  Prevention.  This  line  of  operation  seeks  to  prevent  and/or  mitigate  further  spread  of  the  disease. 

This  line  of  operation  includes  medical  protocols  and  procedures  for  monitoring,  screening,  disposition  and  treatment  of 
potential  and  confirmed  cases,  and  mitigations  put  into  effect  to  minimize  potential  exposure  and  spread  in  support  of 
operations. 

3.B.2.  (U)  LOO  2:  Mission  Readiness  and  Execution.  This  line  of  operation  supports  continued  campaign  plan  execution 
and  maintains  readiness  for  contingency/operations  and  plans. 

3.B.3.  (U)  LOO  3:  Support  to  U5G  and  other  External  Agencies  outside  the  U.S. 

3.B.3.A.  (U)  LOO  3A:  Support  to  Other  Agencies  -  DSCA.  DSCA  refers  to  operations  in  the  domestic  portion  of  the 
USINDOPACOM  AOR.  USARPAC  is  designated  the  supported  commander  for  DSCA  operations. 


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3.B.3.B.  (U)  LOO  3B:  Support  to  other  agencies  outside  the  U.S.  This  primarily  includes  FHA  and  Emergency  Evacuation 
Operations  (EEO),  as  related  to  REF  G.  The  normal  lead  federal  agency  for  operations  outside  the  U.S.  will  be  the 
Department  of  State  with  Chief  of  Mission  as  the  lead  in  their  respective  nations. 

3. C.  (U)  End  State:  C7F  minimizes  the  impact  of  COVID-19  on  Force  Readiness.  Allies  and  partners  are  assured  of  U.S. 
resolve  to  assist  and  protect  against  COVID-19  spread. 

4.  (U)  Tasks. 

4.A.  (U)  All  aPs. 

4.A.I.  (U)  Execute  Fleet  Health  Protocols  (FHP)  as  outlined  in  REF  AN  and  REF  AT.  FHP  are  the  baseline  that  supports  LOO 

1. 

4.A.2.  (U)  Homeported  units  in  FDNF,  including  Guam  and  Singapore,  will  conduct  screening  daily. 

4.A.3.  (U)  Small  force  units  and  laydowns  throughout  the  AOR  will  conduct  screening  at  a  minimum  every  5  days  or  daily 
when  permitted  by  the  nature  of  operations.  Afloat  units  and  aviation  units  engaged  in  flight  itineraries  are  covered 
further  in  this  order  below. 

4.A.4.  (U)  Be  prepared  to  execute  a  shipboard  illness  outbreak  plan. 

4.A.5.  (U)  Build  and  maintain  required  stock  levels  of  personal  protective  equipment  (PPE)  and  required  medical 
equipment  and  consumable  items. 

4.A.6.  (U)  BPT  execute  isolation,  treatment  and  patient  movement  CONOP. 

4.A.7.  (U)  Develop,  test,  and  drill  a  platform-specific  isolation  plan. 

4.A.8.  (U)  Schedule  a  minimum  of  14  days  in  between  ports. 

This  14  day  requirement  does  not  apply  when  returning  to  the  same  port  recently  departed.  Monitor  changes  in  country 
risk  conditions  and  be  alert  to  such  changes.  Any  request  to  pull  an  afloat  unit  into  port  prior  to  the  14  day  minimum 
COVID  monitoring  requirement  is  an  Exception  to  Policy  (ETP).  Decisions  on  approval  for  ETPs  follow  the  same  method 
of  determination  for  OAls  outlined  in  this  order.  Submit  ETPs  no  later  than  7  days  prior  to  execution. 

4.A.9.  (U)  Ships  shall  not  grant  off-ship  liberty  when  in  port  on  an  approved  14  day  ETP.  In  these  cases  personnel  will  be 
limited  to  the  pier  and  will  only  interact  with  harbor  or  pier  personnel  for  mission  essential  functions  only.  If  the  port 
visit  under  the  ETP  is  extended  beyond  day  14  such  that  the  14  day  requirement  is  met,  liberty  is  authorized  under  the 
OAI  evaluation  method  promulgated  in  this  order. 

4.A.9.A.  (U)  Formally  submit  ETP  requests  to  C7F  BWC  in  the  form  of  an  email  with  an  accompanying  USINDOPACOM 
Decision  Point  and  Risk  Decision  slide  (all  formats  found  on  the  C7F  CAS  page;  email  format  discussed  in  this  section)  per 
OAI  evaluation  procedures  found  in  section  4.A.10.A.  below. 

4.A.9.A.1  (U)  Submit  all  ETP  requests  NLT  7  days  prior  to  execution.  Urgent  or  emergent  ETP  requests  may  be  submitted 
at  any  time  (i.e.  to  support  redline  repairs). 

4.A.9.A.2.  (U)  ETP  Request  E-mail  requirements. 

4.A.9.A.3.  (U)  Subject  of  e-mail  will  be:  (U)  (Unit  Name) 

14  Day  ETP  Request.  Example.  (U)  USNS  OILER  14  Day  ETP  Request  4.A.9.A.4.  (U)  E-mail  body  will  consist  of: 

4.A.9.A.4.A.  (U)  BLUF.  BLUF  should  read;  CTF  XX  requests  exception  to  policy  with  mitigation  for  (Unit  Name)  from  the  14 
day  quarantine  requirement  for  (operations)  between 
(location)  and  (location)  to  support 
(operation/requirement).  ETP  supports  completion  of 

(operation/requirement)  without  delay.  Operations  support  mission  requirements.  Example.  CTF  XX  requests  exception 
to  policy  with  mitigation  for  USNS  SALVAGE  from  the  14  day  quarantine  requirement  for  logistics  transits  between 
Chuuk  and  Guam  to  support  OP  MICRODAWN.  ETP  supports  completion  of  OP  MICRODAWN  without  delay.  Operations 
support  mission  requirements. 

4.A.9.A.4.B.  (U)  SUMMARY.  SUMMARY  should  read:  Transit  time  between  (location)  and  (location)  is  (X)  days.  Operating 
at  sea  for  (XX)  days  between  (location)  and  (location]  will  limit  days  available  for  (operation/requirement)  and  result  in 
(impact).  [No  positive  COVID- 19  cases  currently  exist  in  (location)]  (if  applicable).  SUMMARY:  Transit  time  between 
Chuuk  and  Guam  requires  3  days.  Operating  at  sea  for  14  days  between  Guam  and  Chuuk  will  limit  days  available  for 
pier  side  salvage  operations  and  result  in  delayed  completion.  No  positive  COVID-19  cases  currently  exist  in  Guam  or 
Chuuk. 

4.A.9.A.4.C.  (U)  Unit  schedule. 

Unit  schedule  should  read:  (Unit)  tentatively  schedule  to  execute  the  following. 


S 

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DATE  LOCATION 
XX  DAY  XXXXXX 

Example.  DSNS  TIPPECANOE  tentatively  schedule  to  execute  the  following: 

DATE  LOCATION 
04  MAR  DEP  CHUUK,  FSM 

07  MAR  ARR  GUAM 

4.A.9.A.4.D.  (U)  REQUEST.  Request  C7F  exception  to  policy  decision  NLTTTTTZ  DD  MMM.  Example.  Request  C7F 
exception  to  policy  decision  NLT  OlOOZ  05  MAR. 

4.A.9.B.  (U)  For  brief  stops  for  cargo,  personnel  or  fuel  inside  the  14  day  requirement,  submit  ETP  and  contact  C7F  as  to 
whether  this  will  require  resetting  the  14  day  counter.  Limit  crew  activity  on  the  pier  to  mission  essential  functions  for 
the  brief  stop.  For  transfer  of  cargo  and  personnel,  where  feasible,  use  boat  transfer  from  underway  or  at  anchor. 
4.A.10.  (U)  Operations,  Activities,  and  Investments  (OAI). 

OAls  are  comprised  of  operations  and  exercises,  conferences  and  port  visits.  Determination  of  whether  to  continue  with 
OAls  will  be  viewed  through  three  lenses.  The  first  lens  is  operational  importance.  The  second  lens  is  the  specific  level  of 
concern  in  each  country  ?  note  that  conditions  are  evolving  on  an  almost  daily  basis  requiring  continual  re-  evaluation  of 
plans.  The  third  lens  is  magnitude  of  risk,  to  include  the  number  of  sailors  associated  with  the  OAI  (crew  or  detachment 
size)  and  potential  damage  and  criticality  of  mission  failure  unique  to  each  mission. 

4.A.10.A.  (U)  Conduct  risk  assessment  and  risk  mitigation  for  OAls  to  prevent  COVID-19  exposure.  Recommend 
decisions  to  execute  (with  mitigations),  modify,  or  cancel  OAls. 

4.A.10.A.1  (U)  Assess  for  three  types  of  risk. 

4.A.10.A.1.A.  (U)  Risk  to  Force.  The  risk  to  force  if  the  OAI  is  conducted  as  planned.  Include  assessment  of  deployment, 
execution  and  redeployment  risks,  medical  response  alignment  and  capacity  with  host  nation  agencies,  and  implications 
on  unit  force  flow  and  redeployment  requirements  from  additional  foreign  travel  restrictions  or  quarantine. 
4.A.10.A.1.B.  (U)  Risk  to  Mission.  The  impact  on  training  and  or  readiness  of  the  OAI  is  not  conducted  or  conducted  at 
less  than  planned  execution  level. 

4.A.10.A.1.C.  (U)  Risk  to  Strategy.  The  negative  impact  on  partner  of  choice  status,  alliance  maintenance  and  or  regional 
access  if  the  OAI  is  not  conducted  or  conducted  at  less  than  planned  execution  level. 

4.A.10.A.1.D.  (U)  Capture  risk  according  to  the  GCS  risk  assessment  format  per  REF  M,  tailored  by  CPF  as  posted  on  the 
C7F  CAS  site.  Include  the  following  elements  to  characterize  risk  and  make  risk  decisions  or  recommendations  as 
appropriate. 

4.A.10.A.1.0.1  (U)  Source  of  risk. 

4.A.10.A.1.0.2.  (U)  Consequences  of  the  risk. 

4.A.10.A.1.D.3.  (U)  Probability  of  the  consequence.  Measure  as  highly  unlikely,  improbable,  probable,  or  very  likely. 
4.A.10.A.1.D.4  (U)  Severity  of  consequence.  Measure  as  minor,  moderate,  major,  or  extreme  harm  to  something  of 
value. 

4.A.10.A.1.D.5.  (U)  Determine  initial  risk  level  as  either  low,  moderate,  significant,  or  high. 

4.A.10.A.1.D.6.  (U)  Identify  relevant  risk  mitigation  that  can  be  applied  in  terms  of  actions  or  decisions  required  at 
appropriate  level. 

4.A.10.A.1.D.7.  (U)  Consolidate  all  OAls  into  a  spreadsheet  of  prioritized  importance,  listing  the  OAI,  INDOPACOM  risk 
assessment,  magnitude  of  crew  size,  recommendation  to  continue  or  cancel  and  mitigations  and  provide  a  90  day  rolling 
update  to  the  C7F  BWC  as  outlined  in  reporting  requirements  in  section  5.  A  template  is  provided  on  the  C7F  CAS  site 
(OAI  90  Day  Spreadsheet).  For  crew  size,  list  nominal  crew  carried  for  class  of  platform. 

4.A.10.A.1.D.8  (U)  OAls  requiring  decision  will  include  -  in  addition  to  the  OAI  90  Day  spreadsheet  input  -  the 
accompanying  USiNDOPACOM  Decision  Point  and  Risk  Decision  slides  (format  available  on  C7F  CAS  page). 
USINDOPACOM  country  risk  assessments  are  used  when  determining  whether  or  not  to  execute  OAls.  This  differs  from 
CDC  threat  levels.  The  latest  USINDOPACOM  country  risk  levels  are  available  on  the  C7F  CAS  page. 

4.A.10.B.  (U)  Operations  and  Exercises.  Operations  will  continue  unless  otherwise  directed.  Exchanges  of  personnel  will 
not  occur  from  any  country.  Contact  C7F  if  virtual  planning  done  in  place  of  travel  is  not  sufficient  to  continue  execution 
of  operations  and  exercises  with  partners  and  allies. 

4.A.10.C.  (U)  Planning,  Pre-Sail  and  other  conferences.  No  personnel  will  attend  conferences  of  any  type.  Plan  all 
conference  functions  virtual  or  by  other  means. 


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4.A.10.C.1.  (U)  Exercises  and  bi-lateral  or  multi-lateral  operations  requiring  conferences  or  pre-sail  coordination  will 
continue  at  sea  only  if  the  required  safety  elements  are  satisfied  by  conferencing  via  other  means.  Where  so 
Commanders  determine  these  operations  cannot  continue  based  on  inability  to  execute  the  necessary  coordination  for 
safety,  report  this  via  the  OAI  risk  evaluation  process  in  section  4.A.10.A. 

4.A.10.C.2.  (U)  The  restrictions  imposed  on  conference  attendance  are  in  addition  to  those  imposed  on  travel  as  outlined 
further  in  this  order. 

4.A.10.0.  Port  Visits,  including  those  in  conjunction  with  scheduled  operations  and  exercises. 

4.A.10.D.1.  (U)  Persons  exhibiting  III  symptoms  are  not  permitted  off  ship  unless  being  placed  under  medical  evaluation 
for  condition  or  under  care. 

4.A.10.D.2.  (U)  Port  visits  will  not  be  scheduled  in  countries  ranked  as  HIGH  risk  by  INDOPACOM.  Port  visits  in 
SIGNIFICANT,  MODERATE  or  LOW  risk  countries  require  mitigations.  Commanders  may  employ  additional  mitigations  as 
they  determine.  The  following  mitigations  serve  as  a  baseline  for  planning  and  will  be  tailored  to  crew  size,  risk  category, 
and  port  and  country  specific  information  in  reporting  the  OAI. 

4.A.10.D.2.A  (U)  Groups  of  personnel  on  liberty  should  be  kept  at  smaller  sizes  (i.e.  not  to  exceed  6]  unless  groups  are 
part  of  MWR  or  other  tour  services  that  ensure  accountability  of  the  group. 

4.A.10.D.2.B  (U)  Groups  will  be  cognizant  of  areas  of 

COVID-19  infection  within  the  country/regions/areas  visited  and  remain  clear  of  these  areas  (i.e.  placed  off  limits). 
Contact  C7F  Fleet  Surgeon  and  Country  Teams  for  information  and  support  as  needed.  At  a  minimum,  place  off  limits 
community  centers,  hospitals  (unless  seeking  medical  care),  nursing  facilities,  and  office  buildings.  Place  off  limits  any 
house  of  worship  the  host  nation  has  identified  as  a  source  of  COVID-19  infection.  These  types  of  facilities  have  shown 
to  be  effective  places  of  viral  transmission. 

4.A.10.D.2.C  (U)  Avoid  large  gatherings  in  crowded  spaces. 

4.A.10.D.2.D  (U)  Follow  Fleet  Health  Protocols  for  prevention  of  COVID-19. 

4.A.10.D.2.E  (U)  Do  not  construct  COMRELs  or  other  activities  in  hospitals  or  nursing  home  type  facilities  unless 
approved  by  C7F. 

4.A.10.D.2.F  (U)  Ensure  overnight  liberty  is  not  conducted  in  locations  or  establishments  known  to  have  had  COVID-19 
exposure.  Do  not  concentrate  large  numbers  of  personnel  in  the  same  location  for  overnight  liberty. 

4.A.10.D.2.G  (U)  In  countries  with  no  COVID  cases,  no  restrictions  are  in  effect  other  than  those  under  regular  Fleet 
liberty  policies. 

4.A.11.  (U)  Aviation  Specific  Requirements.  The  requirements  of  para  4.A.10.D  apply  to  aviation  crews  and  detachments 
on  through  flights  into  countries.  Aircrew  shall  ensure  minimum  time  is  spent  outside  official  capacities  in  execution  of 
mission  duties.  Minimize  time  spent  with  local  populations.  Operations  teams  shall  not  build  in  liberty  time  between 
flights  outside  of  mandatory  crew  rest/crew  day  requirements. 

4.A.11.A.  (U)  Conduct  no  flights  to  South  Korea  from  points  of  origin  outside  of  South  Korea  until  specifically  directed. 
4.A.11.B.  (U)  Operations  teams  shall  ensure  that  scheduling  aircrew  based  on  their  travel  history  will  not  conflict  with 
country-specific  travel  restrictions  as  described  in  the  COVID-19  TRANSCOM  Travel  Restrictions  posted  on  the  C7F  SIPR 
CAS  Portal. 

4.A.11.C.  (U)  Operations  teams  will,  to  the  maximum  extent  practicable,  ensure  that  flight  schedules  are  written  in  a 
manner  that  aircraft  and  aircrews  are  flying  to  a  single  destination  and  return  to  the  point  of  origin. 

4.A.11.D.  (U)  As  a  part  of  the  preflight  brief,  aircrew  and  passengers  shall  be  screened  for  COVID-19  by  ensuring  each 
individual  completes  the  screening  protocols  using  COVIO-19  Screening  Questionnaire  found  in  REF  N,  posted  on  the  7th 
Fleet  SIPR  CAS  Portal. 

4.A.11.E.  (U)  Requirements  for  passengers  on  military  air,  to  include  passengers  in  transit  to  operational  duties,  are 
found  in  paragraphs  4.A.13.C  and  4.A.13.D. 

4,A.12.  (U)  Travel.  Determination  of  travel  is  governed  by  CDC  threat  assessment  (COVID-19).  These  requirements  apply 
to  all  personnel  (uniformed,  contractor,  civilian)  of  afloat  or  deployed  units  and  Task  Forces  that  are  transferring  or 
traveling  from  afloat  or  deployed  units,  as  well  as  homeported  and  in  port  units.  All  travel  official  and  non-official  is 
secured  for  SEVENTH  Fleet  forces  unless  determined  essential  travel  or  warranted  for  humanitarian  or  hardship  reasons. 
Submit  requests  for  exceptions  to  C7F. 

Exceptions  are  currently  held  at  the  PACFLT  level.  Air  crews  are  not  subject  to  these  requirements  when  flying  in  official 
duties.  Air  crew  operations  are  governed  under  the  guidance  of  OAls  promulgated  in  this  TASKORD.  Personnel 
separating  or  retiring  in  the  next  60  days  are  not  subject  to  these  requirements. 


7 

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4.A.12A  (U)  Travel  in  conjunction  with  assigned  operational  duties.  Upon  determination  to  execute  an  OAl,  Service 
Members  may  be  required  to  travel  via  military  or  commercial  air  as  an  authorized  exception.  Section  4.A.12.K  contains 
requirements.  ROM  may  be  required  depending  on  the  country,  or  organization  receiving.  Paragraphs  4.A.13.C  and 
4.A.13.0  describe  miiitary  air  screening  requirements  for  these  passengers.  When  on  assigned  duties  in  these 
circumstances,  ensure  personnel  conduct  self-observation  as  defined  in  section  6.  When  units  are  capable,  institute 
small  force  laydown  screening  procedures  as  outlined  in  paragraph  4.A.3. 

4.A.12.B.  (U)  Immediately  identify  all  Service  Members  who  traveled  in  the  prior  14  days  to  or  through  a  CDC  THN  Level 
3  or  Level  2  country  by  any  means  as  well  as  private  conveyance.  This  applies  to  all  forms  of  travel  official  and  non¬ 
official.  Place  these  Service  Members  in  Restriction  of  Movement  (ROM).  During  the  ROM  (starting  from  the  day  of 
departure  from  the  Level  2  or  3  country)  Service  Members  will  be  restricted  to  their  residence  or  other  appropriate 
domicile  for  14  days  and  limit  close  contact  (within  6  feet  or  2  meters)  with  others.  A  negative  test  for  COVID-19  does 
not  reduce  or  eliminate  ROM  requirements.  For  Service  Members  living  onboard  ship,  quarantine  per  NTRP  protocols. 
4.A.12.C.  (U)  Guidance  for  personnel  in  ROM  status. 

4.A.12.C.1.  (U)  For  Military  Open  Bay  or  rooms  with  shared  bathrooms  or  kitchen  facilities,  attempt  to  place  persons  in 
separate  lodging  for  the  ROM  period.  If  unable  to  quarantine  onboard  per  NRTP  protocols,  contact  C7F  for  assistance. 
4.A.12.C.2.  (U)  Service  Members  will  seif-monitor  by  taking  their  temperature  twice  a  day  and  remain  alert  to  difficulty 
breathing  or  developing  a  cough.  If  feeling  feverish  or  for  a  documented  temperature  (greater  than 
100.4  F  or  38  C),  self-isolate  and  limit  contact  with  others,  and  seek  advice  by  telephone  from  their  command  and  or 
health  care  provider. 

4.A.12.C.3.  (U)  Separate  from  other  people  in  homes  or  dwelling  if  residing  with  roommates  or  family  members. 

Avoid  sharing  personal  items. 

4.A.12.C.4.  (U)  Do  not  travel,  visit  public  or  crowded  areas,  or  use  public  transportation.  Avoid  interaction  with  pets  and 
animals. 

4.A.12.C.5.  (U)  Commands  will  provide  medical  evaluation  and  care  immediately  if  the  Service  Member  displays  fever 
and  symptoms  consistent  with  COVID-19  per  CDC  guidance  AT  HTTPS:(DOUBLE 
SLASH)WWW.CDC.GOV/CORONAVIRUS/2019- 
NCOV/HCP/INDEX.HTML). 

4.A.12.C.6.  (U)  Establish  a  means  of  communication  with  all  personnel  in  ROM  until  allowed  to  resume  their  normal 
duties. 

4.A.12.C.7.  (U)  The  Service  Member  will  call  ahead  before  going  to  a  MTF  and  inform  them  of  symptoms  and  travel 
history. 

4.A.12.D.  (U)  Upon  receipt  identify  and  track  all  Service  Members  who  travel  or  have  a  history  of  travel  in  the  prior 
14  days  through  CONUS  or  territories. 

4.A.12.D.1  (U)  Implement  self-observation  and  remain  alert  for  fever,  cough  or  difficulty  breathing. 

4.A.12.D.2.  (U)  Practice  social  distancing  (6  feet  or  2  meters),  remain  out  of  congregate  settings  and  avoid  mass 
gatherings. 

4.A.12.D.3.  (U)  Immediately  self-isolate,  limit  contact  with  others  and  seek  advice  by  telephone  from  appropriate  health 
care  providers  to  determine  whether  medical  evaluation  is  required  if  individuals  feel  feverish  or  develop  measured 
fever,  cough  or  have  difficulty  breathing. 

4.A.12.E.  (U)  It  is  strongly  recommended  that  DOD  civilian  employees,  contractor  personnel  and  family  members  who 
travel  to,  through  and  from  countries  with  a  CDC  THN  level 

2  and  3  location  for  COVID-19  follow  DOD  guidance  which  is  more  stringent  than  CDC  guidance. 

4.A.12.E.1.  (U)  Commands  will  restrict  DOD  workplace  access  for  14  days  for  DOD  civilian  employees  and  contractors 
whose  travel  has  included  THN  level  2  and  level  3  international  locations.  For  all  other  travel,  commands  will  encourage 
self-observation  procedures.  In  restricting  access,  commands  will  attempt  to  provide  measures  to  allow  telework  and 
consult  contracting  offices  or  their  ISIC  for  guidance. 

4.A.12.F.  (U)  lAW  REF  AJ  and  AV,  and  until  further  notice,  all  CONUS  (to  include  Guam)  DON  military,  civilians,  and  their 
families  will  stop  movement. 

4.A.12.G.  (U)  Effective  13  Mar  2020,  and  for  the  next  60  days,  concurrent  official  travel  for  family  members  of  DOD 
uniformed  personnel  and  civilian  personnel  is  denied  to  CDC  THN  Level  2  (COVID-19)  designated  international  locations. 
DOD  civilian  hiring  actions  for  positions  in  Level  2  and  Level  3  designated  international  locations  are  postponed  for  non- 
essential  civilian  personnel  who  have  not  yet  begun  to  travel. 


8 

H-3-69a 


4.A.12.H.  (U)  lAW  REF  AF,  uniformed  and  civilian  personnel  and  family  members  traveling  to,  from,  or  through  CDC  THNS 
Level  3  {COVID-19)  designated  locations  will  stop  movement  until  12  May.  This  includes  all  forms  of  travel,  including 
leave. 

4.A.12.I.  (U)  lAW  REF  AF,  DOD  travelers  should  plan  travel  to  ensure  their  scheduled  flights  do  not  transit  through  or 
originate  in  Level  3  designated  locations.  DOD  authorized  departures  are  delayed  until  appropriate  transportation  and 
reception  procedures  are  in  place  for  their  intended  route  of  travel. 

4.A.12.J.  (U)  Exceptions  to  policy  for  travel  to  Level  3  designated  countries  may  be  granted  for  compelling  cases  where 
the  travel  is  determined  to  be  mission  essential,  necessary  for  humanitarian  reasons,  or  warranted  due  to  extreme 
hardship.  Authority  for  these  exceptions  resides  at  PACFLT. 

4.A.12.K.  (U)  Upon  receipt,  identify  all  travel  determined  mission  essential  (to  include  compelling  humanitarian  or 
hardship  cases)  and  submit  per  reporting  procedures  found  in  section  5  to  C7F  for  determination  in  the  format  posted 
on  the  C7F  CAS  page.  For  travel  that  is  authorized: 

4.A.12.K.1.  (U)  Transition  to  military  or  DOD  contracted  aircraft  for  DOD  sponsored  travelers  coming  from  or  going  to 
CDC  level  3  or  Level  2  designated  international  areas  to  the  greatest  extent  practical. 

4.A.12.K.2  (U)  Consider  the  risk  profile  of  the  traveler  (older  individuals  or  those  with  underlying  diseases). 

4.A.12.K.3  (U)  Limit  travel  to  those  who  are  healthy  to  the  greatest  extent  possible. 

4.A.12.K.4  (U)  Establish  a  means  of  communication  with  all  personnel  throughout  the  travel  process  and  impose  ROM 
until  they  are  allowed  to  resume  their  normal  duties. 

4.A.12.K.5  (U)  Inform  all  travelers  of  their  responsibility  to  contact  their  gaining  organization  in  advance  of  travel  and  to 
keep  the  organization  updated  on  their  travel  itinerary. 

4.A.13.  (U)  Medical  Requirements.  For  all  in  person  assessments  of  personnel,  to  include  asymptomatic  assessments, 
medical  personnel  will  wear  appropriate  personal  protective  equipment  (PPE)  lAW  REF  AN.  A  surgical  mask  shall  be 
placed  on  the  patient. 

4.A.13.A  (U)  Screen  all  personnel  for  Influenza  Like  Illness  (ILI)  reporting  from  PCS  transfer  or  returning  from  TAD  prior  to 
embark.  Screen  all  personnel  for  ILI  prior  to  debarkation.  ILI  is  defined  as  fever  (temperature  greater  than  100.4  F), 
cough  and/or  sore  throat  without  a  known  cause.  Person  Under  Investigation  (PUI)  is  defined  as  a  member  presenting 
with  ILI  and  an  intent  to  test  for  coronavirus. 

4.A.13.B.  (U)  Following  port  visits,  screen  personnel  for  ILI  at  the  five  to  seven  day  and  nine  to  eleven  day  points  of 
voyage. 

4.A.13.C  (U)  Aircraft  units  will  screen  personnel  prior  to  embarkation  on  flights  to  airfields  in  different  countries. 

For  aircraft  that  visit  multiple  airfields  in  multiple  counties  in  a  flight  profile,  mission  commanders  will  screen  personnel 
prior  to  embarkation  at  each  airfield.  If  medical  screening  is  positive,  individual  will  be  isolated  per  procedures  in  this 
order  and  not  permitted  to  disembark. 

4.A.13.D  (U)  If  determined  to  have  an  alternate  diagnosis  for  ILI  that  does  not  require  isolation,  patients  wili  be 
dispositioned  with  Sick  in  Quarters  (SIQ)  procedures  and  return  to  duties  when  symptom  free  and/or  medically  cleared. 
This  applies  to  ships  in  port  and  at  sea  and  aircraft  crews  and  authorized  passengers. 

4.A.13.E.  (U)  For  ships  in  port,  ILI  patients  without  an  alternate  diagnosis  will  be  referred  immediately  to  military 
treatment  facilities  (MTF)  ashore  for  further  evaluation.  Provide  advance  notification  to  the  MTF.  If  MTF  is  not  available, 
the  Internationa]  SOS  identified. 

Tricare-  approved  host  nation  hospitals  located  throughout  the  C7F  AOR  are  the  alternate  preferred  location. 

4.A.13.E.1.  (U)  Local  MTF  or  host  nation  hospital  may  admit  the  patient  lAW  their  medical  policy.  Additional  testing  may 
be  performed  as  clinically  indicated. 

4.A.13.E.2.  (U)  Host  nation  criteria  for  COVID-19  testing  may  differ  from  USN  or  USG  criteria.  ILI  patients  referred  to 
external  treatment  facilities  that  do  not  receive  an  alternate  diagnosis,  but  do  not  meet  Host  Nation  or  MTF 
COVID*19  testing  criteria  or  are  in  locations  where  testing  is  not  available  will  be  placed  under  ROM  for  a  period  of 
14  days.  ROM  should  be  executed  ashore  when  feasible  to  reduce  transmission  aboard  ship.  If  not  feasible,  member 
may  be  returned  to  ship  and  will  remain  in  isolation  for  14  days.  If  still  symptomatic  after  14  days,  contact  ISIC  medical 
for  guidance  and  assistance. 

4.A.13.E.3.  (U)  Patients  receiving  an  alternate  diagnosis  from  the  local  MTF  or  host  nation  facility  will  be  treated  as  SIQ 
and  returned  to  duties  once  symptoms  resolve  and  they  are  medically  cleared. 

4.A.13.E.4.  (U)  Patients  with  ILI  who  test  negative  for 


9 

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C0\/ID-19  via  CDC  approved  testing  may  return  to  duties  once  symptoms  resolve  and  they  are  medically  cleared. 
Patients  with  III  who  test  negative  for  COVID-19  via  host  nation  or  other  procedures  not  CDC  approved  will  remain  in 
ROM  for  14  days  prior  to  return. 

4.A.13.F.  (U)  Ships  at  sea  with  patients  lacking  alternate  diagnosis  for  III  symptoms  and  lacking  testing  capabilities  for 
COVID-19  will  isolate  the  patients  and  use  MEDADVICE  procedures  to  ISIC  to  determine  disposition. 

4.A.13.F.1.  (U)  For  ships  at  sea  equipped  with  COVID-19  testing,  patients  with  III  symptoms  who  do  not  have  another 
diagnosis  will  be  tested  for  COVID-19.  Examples  of  current  testing  means  are  surveillance  protocols  (EUA),  diagnostic 
protocols  (RUO),  and  are  expected  to  eventually  include  Biofire  testing  to  all  large  deck  ships. 

4.A.13.F.1.A.  (U)  Patients  at  sea  with  III  and  without  alternate  diagnosis  who  test  negative  for  COVID-19  by  surveillance 
testing  will  be  isolated  for  14  days,  even  if  symptoms  resolve  prior  to  returning  to  duties.  If  symptoms  persist  at  day  14, 
contact  ISIC  medical  for  guidance  and  assistance  with  disposition. 

4.A.13.F.1.B.  (U)  Patients  with  III  and  without  alternate  diagnosis  who  test  negative  for  COVID-19  by  approved 
diagnostic  testing  at  sea  may  be  returned  to  duty  once  symptoms  resolve  and  they  are  medically  cleared. 

4.A.13.F.2.  (U)  Patients  receiving  an  alternate  diagnosis  will  be  placed  SIQand  returned  to  duty  when  symptoms  clear 
and/or  authorized  by  medical  authorities. 

4.A.13.G.  (U)  If  COVID-19  is  diagnosed,  maintain  the  patient  in  isolation  and  contact  ISIC  medical.  Treatment  for  COVID- 
19  is  supportive.  If  possible,  patient  will  be  transferred  to  a  shore  facility  for  isolation  and  treatment.  If  not  possible, 
maintain  the  member  in  isolation  aboard  ship.  If  MEDEVAC  is  recommended  by  the  medical  provider  on  the  ship  based 
upon  clinical  condition,  call  ISIC  medical  to  facilitate  patient  movement.  Once  a  patient  has  recovered  and  has  no 
symptoms,  2  sets  of  negative  tests  and  a  medical  evaluation  are  required  for  return  to  duty  lAW  CDC  guidance. 
4.A.13.H.  (U)  Complete  COVID-19  screening  questionnaire  prior  to  dental  care.  Do  not  provide  routine,  elective,  or  non- 
emergent  dental  care  if  III  or  suspected  COVID-19  contact.  Emergent  dental  procedures  must  be  performed  with 
stringent  attention  to  best  infection  control  practices  due  to  very  high  risk  of  disease  transmission  from  aerosols 
generated  during  dental  care. 

4.A.13.I.  (U)  lAW  CDC  guidelines,  execute  cold  chain  shipping  of  laboratory  specimens. 

4.A.14.  (U)  All  afloat  command  triads,  department  heads,  departmental  leading  chief  petty  officers  and  unit  medical 
departments  shall  review  NTRP  4-02.10,  Shipboard  Isolation  and  Quarantine,  and  be  prepared  to  execute  the  TTPs  in 
this  policy. 

4.A.14.A.  (U)  Identify  locations  and  develop  plans  for  quarantine  and  isolation. 

4.A.14.B.  (U)  Ensure  high  contact  areas  are  cleaned  daily  at  a  minimum,  to  avoid  spread  of  disease  using  appropriate 
virucidal  solutions  lAW  REF  AN. 

4.A.14.C.  (U)  Maintain  cognizance  and  track  their  personnel  during  their  absence  from  the  unit  due  to  ROM,  SIQ, 
quarantine  and  isolation. 

4.A.14.D.  (U)  Develop  a  plan  for  personnel  with  family  members  who  are  in  or  return  from  countries  with  moderate  or 
higher  risk  and  who  have  III  symptoms. 

4.A.14.E.  (U)  Maintain  cognizance  of  and  track  personnel  during  absence  from  unit  due  to  ROM,  SIQ,  quarantine  and 
isolation. 

4.A.15.  (U)  Conduct  Crisis  Action  Planning. 

4.A.15.A.  (U)  Mass  Shipboard  Isolation  and  Quarantine  planning.  Identify  designated  spaces  and  materials  required  for 
quarantine. 

4.A.15.B.  (U)  Identify  critical  manning  shortfalls  that  impact  ship?s  readiness  and  mission  readiness. 

4.A.15.C.  (U)  If  underway  plan  for  conducting  emergency  port  visit. 

4.A.15.D.  (U)  If  in  port,  identify  the  respective  shore  commands  and  facilities  for  coordination  of  transfer  of  infected 
personnel  to  medical  facilities  as  required. 

4.A.15.E.  (U)  Test  the  reporting  processes  for  ensuring  C7F  and  higher  commands  are  in  communications. 

4.A.15.F.  (U)  BPT  conduct  ship  operations  out  of  Guam  and  Japan  only. 

4.A.15.G.  (U)  Rotational  forces  BPT  conduct  ship  operations  out  of  Guam  only. 

4.A.16.  (U)  CTF  70,  CTF  71,  CTF  72,  CTF  76  and  CFWP  4.A.16.A.  (U)  BPT  provide  air  transportation  for  evacuation. 
4.A.16.B.  (U)  Identify  and  acquire  required  PPE  for  flight  crews  and  required  equipment  to  properly  sanitize  aircraft  in 
the  event  C7F  is  tasked  to  provide  MEDEVAC  for  infected  personnel.  Household  level  cleaning  chemicals  are  considered 


10 

H-3-69a 


acceptable  for  sanitization  purposes.  Refer  to  paragraph  6.B.4.  for  a  list  that  includes  NSN  numbers  for  cleaning 
materials. 

4.A.17.  (U)aF73. 

(U)  Submit  logistics  plan  and  laydown  to  minimize  the  number  of  ETPs  needed  to  resupply  the  fleet. 

4.A.18.  (U)  aF  70,  CTF  71  and  CTF  76. 

4.A.18.A.  (U)  BPT  conduct  more  frequent  refueling  and  resupply  in  port  under  ETP  requests. 

4.A.18.B.  (U]  BPT  conduct  operations  out  of  Guam  and  Japan  only. 

4.A.19.  (U)  BPT  enact  Hazardous  Protection  Conditions 
(HPCON)  as  set  by  Regional  Commanders. 

4. A.20.  (U)  BPT  enact  additional  region  specific  restrictions. 

5.  (U)  Coordination  Instructions 

5.A.  (U)  Updates  to  country  level  risk  will  be  posted  on  C7F  CAS  webpage  at: 

https://www.pr.cas.navy.smil.mil/fleet/c7f/site.nsf/Main.ht 

ml 


5.B.  (U)  Reporting. 

S.B.l.  (U)  Commanders  will  report  and  submit  the  following  to  the  C7F  BWC,  C7F  ABWC,  C7F  Surgeons  Office  and  C7F  N1 
by 

1400  (l)/0500(Z)  daily. 

S.B.l.A.  (U)  COVID  19  SITREP  Quad  Slide  ?  format  found  on  the  C7F  CAS  page. 

S.B.l.B.  (U)  ETP  requests,  NLT  7  days  prior  to  execution. 

5.B.I.C.  (U)  OA!  90  day  spreadsheet  inputs  ?  format  found  on  the  C7F  CAS  page. 

S.B.l.O.  (U)  On  hand  quantities  of  PPE  and  overage/shortage  percentage  as  part  of  the  Daily  Progress  Report  ?  format 
found  on  the  C7F  CAS  page. 

5.B.I.E.  (U)  Daily  counts  of  III  per  platform  as  part  of  the  Daily  Progress  Report. 

S.B.l.F.  (U)  Summary  reports  of  requested  mission  essential,  hardship,  and  humanitarian  travel  exception  requests  ? 
format  found  on  the  C7F  CAS  page. 

5.B.I.G.  (U)  COVID- 19  Patient  Tracker  ?  format  found  on  the  C7F  CAS  page. 

S.B.l.G.l.  (U)  COVID- 19  Patient  Tracker  supersedes  the  Quarantine  Tracker  and  will  be  utilized  for  reporting  of 
personnel  who  are  PUIs  and  in  ROM  status.  Discontinue  submission  of  a  separate  quarantine  tracker.  Ensure  all  updates, 
to  include  new  patients,  are  highlighted  in  blue  font. 

5.B.2.  (U)  Submit  OPREP-3  Navy  Unit  SITREP  for  all  PUI. 

Send  reports  of  all  PUI  in  parallel  email  to  C7F  BWC,  C7F  ABWC  and  FLEET  SURGEON. 

5.B.2.A.  (U)  Format  OPREP-3  unit  SITREPS  with  the  following 

information:  command,  rank/rate,  age,  gender,  ROM  location,  ROM  start  date,  ILI  symptoms,  reason  for  PUI  status, 
travel  locations  and  dates  if  applicable,  known  persons  contacted  between  the  time  of  suspected  infection  and  ROM. 
5.B.2.B.  (U)  For  positive  COVID- 19  results,  commands  will  release  an  OPREP-3  NAVY  BLUE  and  make  voice  report  to  the 
C7F  BWC.  Where  possible,  phone  call  notifications  will  be  made  to  the  C7F  Commander  orChiefof  Staff  prior  to 
transmission. 

5. B.2.C.  {U)  OPREP  status  shall  be  updated  as  member  status  changes,  with  final  update  when  member  is  declared  no 
longer  a  PUI  or,  in  the  case  of  a  positive  test,  is  assessed  by  medical  professional  as  clear  of  infection. 

GENTEXT/ADMIN  AND  LOGISTICS// 

6.  (U)  Admin. 

6.A.  (U)  Definitions 

6.A.I.  (U)  Quarantine.  The  separation  of  an  individual  or  group  that  has  been  exposed  to  a  communicable  disease,  but  is 
not  yet  ill,  from  others  who  have  not  been  so  exposed,  in  such  manner  and  place  to  prevent  the  possible  spread  of  the 
communicable  disease. 

6.A.2.  (U)  Isolation.  The  separation  of  an  individual,  or  group,  infected  or  reasonably  believed  to  be  infected  with  a 
communicable  disease  from  those  who  are  healthy  In  such  a  place  and  manner  to  prevent  the  spread  of  the 
communicable  disease. 


11 

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6.A.3.  (U}  Restriction  of  Movement.  Limiting  movement  of  an  individual  or  group  to  prevent  or  diminish  the  transmission 
of  a  communicable  disease,  including  limiting  ingress  and  egress  to  from  or  on  a  military  installation;  isolation, 
quarantine  and  conditional  release. 

6.A.4.  {U}  Influenza  Like  Illness  (ILI).  Fever  (temperature  over  100.4  F),  cough  and/or  sore  throat  without  a  known  cause. 
6.A.5.  {U}  Person{s)  Under  Investigation  (PUI).  Individuals  with  an  influenza  like  illness  with  provider  intent  to  test  for 
COVID-19. 

6.A.6.  (U)  Confirmed  Case.  A  person  with  a  positive  laboratory  test  for  COVID-19. 

6.A.7.  (U)  Self-monitoring.  The  process  of  individuals  monitoring  themselves  for  COVID-19  symptoms  by  taking  their 
temperatures  twice  a  day,  if  able,  and  remaining  alert  for  symptoms  like  cough  or  difficulty  breathing.  Commanders 
should  provide  a  plan  for  service  members  on  self-  monitoring  with  instructions  on  whom  to  contact  if  they  develop 
fever,  cough,  or  difficulty  breathing  during  the  self-monitoring  period,  and  to  determine  how  best  to  seek  further 
medical  evaluation. 

6.A.8.  (U)  Self-observation.  The  process  of  individuals  remaining  alert  for  COVID-19  symptoms.  If  symptoms  develop 
during  the  observation  period,  the  member  should  limit  contact  with  others  and  seek  health  advice  by  telephone  from 
healthcare  provider  to  determine  how  to  seek  further  medical  evaluation. 

6.A.9.  (U)  Active  Monitoring.  The  process  in  which  MTFs  establish  regular  communication  with  potentially  exposed 
people  to  assess  for  the  presence  of  fever,  cough  or  difficulty  breathing.  For  people  with  high  risk  exposures  this 
communication  occurs  at  least  once  per  day. 

6.B.  (U)  Logistics. 

6.B.I.  (U)  Personal  protective  equipment  (PPE).  Use  the  planning  factors  for  DOD  non-healthcare  personnel  to  maintain 
the  following  stock  levels  of  PPE:  5X  Surgical  Masks,  28  Pair  Exam  Gloves,  IX  Bottle  Hand  Sanitizer,  IX  Eye  Protection  per 
person  onboard. 

6.B.2.(U)  CTFs  and  units  will  coordinate  with  local  DLA  and  NAVSUP  FLC  activities  for  coordination  of  bulk  requirements 
for  all  units  for  PPE  and  other  equipment  required  to  conduct  screenings.  CTFs  will  coordinate  with  unit  TYCOMs  for  ETP 
approval  to  exceed  high-  level  limit  on  ship  stock  items. 

6.B.3.  (U)  CTFs  and  units  will  submit  requisitions  through  normal  supply  channels.  Report  item  shortages  directly  to 
TYCOM  and  C7F  to  assist  expediting  of  required  PPE. 

6.B.4.  (U)  Units  will  order  items  listed  below  and  non-  contact  thermography  equipment  if  not  part  of  ship's  Authorized 
Medical  Allowance  List  (AMAL). 

6.B.4.A.  (U)  Hypochlorite  Wipes,  NSN:  7930014233699. 

6.B.4.B.  (U)  Culture  Swab,  NSN:  6550014740651. 

6.B.4.C.  (U)  Specimen  Bags,  NSN:  6530013234586. 

6.B.4.D.  (U)  Gloves,  NSN:  6515015265210. 

6.B.4.E.  (U)  Face  Shield,  NSN:  6515013615228. 

6.B.4.F.  (U)  Cooler.  NSN:  6515014672081. 

6.B.4.G.  (U)  N-95  Respirator,  NSN:  6515015001519. 

6.B.4.H.  (U)  Hospital  Personnel  Gown.  NSN:  6532015888167. 

6.B.4.I.  (U)  Face  Mask,  NSN:  6515009827493. 

6.B.4.J.  (U)  Rapid  Influenza  Test  Kits,  NSN:  6550015413237. 

6.B.4.K.  (U)  Viral  Transport  Media,  GSA  Advantage  Contract 
NUMBER;  36F79718D0395. 

6.B.4.L.  (U)  Shoe  Covers,  non-skid-universal,  fluid  resistant  NSN 
6532015847682 

6.B.5.  (U)  Additional  recommended  supplies  will  be  posted  on  the  C7F  CAS  site. 

6.C.  (U)  Funding. 

6.C.I.  (U)  Supporting  commands  will  capture  and  report  incremental  costs  ISO  this  TASKORO  through  their  respective 
agency  comptroller  to  Defense  Finance  and  Accounting  Service  (DFAS)  lAW  DOD  FMR  7000.14-R,  Volume  12,  Chapter  23. 
6.C.2.  (U)  Commands  supporting  DSCA  operations  will  capture  costs  for  potential  reimbursement  by  lead  Federal 
Agency,  HHS. 


12 

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6.D.  (U)  Public  Affairs. 

6.D.I.  (U)  Public  Affairs  lead  is  COMPACFLT.  Public  Affairs  posture  is  respond  to  query  for  external  media,  active  for 
internal  communication.  Public  Affairs  guidance  will  be  provided  SEPCOR. 

6.D.2.  (U)  CTF  PAOs  will  submit  to  C7F  PAO  RTQ  products  on  events  to  include  but  not  limited  to  OAI  impacts,  14-day 
underway  requirement  ETPs,  and  any  personnel  exhibiting  COVID  symptoms. 

6.D.3.  (U)  CTF  PAOs  will  refer  all  media  queries  to  C7F  PAO. 

6.D.4.  (U)  CTF  PAOs  are  encouraged  to  utilize  all  command  information  channels  (Social  Media,  SITE  TV,  IMC, 
Newsletters,  etc.)  to  disseminate  regular  updates  to  inform  SEVENTH  Fleet  Sailors  and  their  families. 

6.D.5.  (U)  Recommend  using  region  and  installation  social  media  pages  for  area  specific  information.  In  addition,  use  the 
following  websites  for  the  latest  information: 

6.D.5.A.  www.cdc.gov 
6.D.5.B.  www.who.int 
6.D.5.C. 

https://community.max.gov/display/DoD/Navy+Medicine+COVID- 

19+Response 

6.D.5.D.  https://www.med.navy.mil/sites/nmcphc/program-and- 
policy- 

support/pages/novel-coronavirus.aspx 


6.E.  (U)  Lessons  Learned. 

6.E.I.  (U)  All  lessons  learned  developed  from  the  SEVENTH  Fleet  response  to  COVID-19  will  be  recorded  in  the  Joint 
Lessons  Learned  Information  System  (JLLI5). 

6.E.2.  (U)  Lessons  learned  should  follow  the  Joint  Lessons  Learned  format  (observation,  discussion,  and 
recommendation)  and  should  be  classified  at  the  lowest  level  possible.  Classified  lessons  must  include 
portion/paragraph  markings. 

6.E.3.  (U)  Lessons  learned  products  shodd  be  provided  to  the  SEVENTH  Fleet  Battle  Watch  Captain,  copy  to  SEVENTH 
Fleet  Lessons  Learned  Manager,  Mr|^H^_~^^^HBH^^^^^^Hi@l<^cl9.navy.(smil).mil,  copy  to 
MBIMBBMMIgife.navv.fsmiilmil.  Mr.tbUeSwill  upload  lessons  learned  products  to  the  JLLIS  COVID-19 
Communities  of  Practice  (COP)  on  JLLIS  NIPR  and  JLLIS  SIPR. 

6.E.4.  (U)  The  JLLIS  COVID-19  COPs,  which  contain  existing  lessons  learned  documents  and  guidance,  can  be  accessed  at 
the  following  links.  To  contribute  to  either,  select  Become  a  Contributor. 

6.E.5.  (U) 

https://www.jllis.mil/apps/?do=cops.view&copid=3381 
6.E.6.  (U) 

https://www.jHis.smil.mil/apps/?do=cops.view&copid=864 


GENTEXT/COMMAND  AND  SIGNAL// 

7.  (U)  Command  and  signal. 

7. A.  (U)  Points  of  Contact. 

7.A.I.  (U)  COMSEVENTHFLT 
7.A.I.A.  (U)  C7F  BWC/DSN  Underway] 

7.A.I.B.  (U)  C7F  Surgeons  Office, 

I/Cell  p)P) 

«0107 

NNNN 

<DmdsSecurity>UN(^SSIFIED//</DmdsSecurity> 

<DmdsReleaser]I^O| 


irwaypTWr 

J77bt 


_ j/COMM  Underwa 

j(^lccl9.navy.smil.mil/DSN  Underway 


AT)lccl9.navy(.smil).mil// 
DSN  AshoreBH 


/DmdsReleaser> 


CLASSIFICATION:  UNCLASSIFIED// 


13 

H-3-69a 


From: 

To: 

Cc: 


Subject: 

Date: 


CAPT  USN.  USS  Theodore  Roosevelt 
BaKei ,  Stuart  P  RDML  USN.  CCSG-9 


Crccici ,  Eir-tt  E  CAPT  USN.  USS  Tlieodore  Roosevelt: 


CAPT  USN.  USS  Theodore  Roosevelt: 


CAPT  USN.  CSSG9: 


CAPT 


jQsevelt: 


Post-Daoang  Update  18  March 


COMDESRON23 

THEODORE  ROOl 


Tuesday,  March  17,  2020  9:03:41  PM 


Admiral. 

Daily  update  on  the  39  sailors  in  monitored  sequestration. 

1 .  Daily  ten:q)erature  checks  perfomied  "with  no  fevers.  All  sailors  are 
cmrently  symptom-free.  Still  on  track  for  Sunday  monung  release  from 
quarantme  after  temperatiue  checks. 

2.  Biological  Defense  Research  Directorate  medical  augment  team.  Discussed 
with  7tli  Fleeb'PACFLT  -  tlie  cunent  plan  is  that  tliey  will  be  with  us  tlie 

rest  of  deployment  imless  tliey  receive  taskuig  from  liiglier  headquarters. 

3.  C7F  TASKORD  FHP  Revision  1  released  16  March.  Clarification  on  one  of 
the  changes:  screening  (askuig  questions  of  everyone  if  tliey  are 
symptomatic)  is  now  for  1 1  days  after  a  port  call.  Quarantine  is  still  a  14 

day  process  for  those  potentially  exposed  to  Coroiminis. 

4.  C7F/PACFLT  surgeons  concur  with  our  plan  for  continued  screenuig  and 
quarantine/isolate  as  clinically  indicated  after  port  \Tsits  (as  opposed  to 
trying  to  put  everyone  into  indiiidual  beitlung). 

Standuig  by  for  questions. 

v/r. 

SMO 


|,MD 

CAPT  MC(FS)  USN 
Senior  Medical  Officer 
USS  Tlieodore  Roosevelt  (CVN-71) 
Work: 

J-dial: 

CeU: 


H-3-69b 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Cc: 


Subject: 
Signed  By: 


CAPT  USN,  USS  Theodore  Roosevelt 


Saturday,  March  14,  2020  3:31  AM 
Baker,  Stuart  P  RDML  USN,  CCSG-9 
Crozier,  Brett  E  CAPT  USt^US^^ieodoi^  Roosevelt;  ^ 
Theodore  RooseveltP' 

rt)  (6) 


USN,  CVW-11  CAG; 


CAPT  USN.  USS  Theodore  Roosevelt; 


CAPT  USN,  CSSG9;(^^ 
CAPT  USN,  CVW-11 


CAPT  USN,  USS 

CAPT 


5 


CAPT  USN.  COMDESRON23: 


CDR  -  BKH  XO'; 


CAPT  BKH 

THEODORE  ROOSEVELT; 

— 

I  MCPO  USN  CVW-11  (USA)';[_ 

USN,  USS  Theodore  RooseveR 
Post-Dananq  Update  14  March  —  TESTING  RESULTS 
@mail.mil 


CMC  USNJJSS  Theodore  Roosevelt; 


e^3c 


LCDR  USN,  USS 


CMC  USN,  CCSG9; 


i 


Admiral, 

All  39  tested  NEGATIVE  for  COVID-19.  This  does  not  release  them  from 
quarantine  but  does  make  everyone  breathe  a  little  easier. 

They  will  continue  to  be  observed  for  the  remainder  of  the  14  days  and  if 
any  develop  symptoms  they  will  be  re-tested. 

v/r, 

SMO 


- Original  Message 

From:p)tP) 


CAPT  USN,  USS  Theodore  Roosevelt 


Sent:  Saturday,  March  14,  2020  10:29  AM 

To:  Baker,  Stuart  P  RDML  USN,  CCSG-9  _ 

Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt; |[b)  (fl) 
USN,  USS  Theodore  Roosevelt 


CAPT  USN,  CVwTl  CAG;ffa)  (6) 


CAPT 


CAPT  USN,  CSSG9; 


DCAG;fb)  (6)  cAPT  USN,  USS  Theodore  Roosevelt; 

CAPT  USN,  COMDESRON23;PW 

XO';PMPf  ’ 


CAPT  BKH  CO; 


LCDR  USN,  USS  THEODORE  ROOSEVELT 
CMC  USN,  CCSG9 


CMC  USN,  USS  Theodore  Roosevelt 


velt;  ^ 


CAPT  USN,  CVW-11 

)(e) 


CDR- BKH 


MCPO  USN  CVW-11  (USA)'; 
CDR  USN,  USS  Theodore  Roosevelt 


Subject:  Post-Danang  Update  14  March 


Admiral, 


Daily  update  on  the  39  sailors  in  monitored  sequestration. 

1.  Daily  temperature  checks  performed  with  no  fevers.  Only  two  patients 
with  minimal  symptoms  (cough/sore  throat),  all  without  a  fever,  treating 
with  over  the  counter  medications. 


1 

H-3-70 


2.  Biological  Defense  Research  Directorate  medical  augment  team.  Testing 
ongoing  today  for  the  39  sailors.  Should  have  results  by  the  end  of  the 
day.  Will  update  later. 


3.  COVID-19  worldwide  notes.  Continued  cancellation  of  numerous  high-level 
sporting  events.  On  a  local  level,  Coronado  schools  closed  until  6  April. 

Map  attached  of  CDC  risk  assessment.  Level  3  is  dark  orange.  Level  2  is 
yellow  (the  rest  of  the  world). 

Standing  by  for  questions. 

v/r, 

SMO 


'*) 


CAPT  MC(FS)  USN 
Senior  Medical  Officer 
USS  Theodore  Roosevelt  (CVN-71) 
Work  I 


J-dial 

Cell: 


2 

H-3-70 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Cc: 

Subject: 

Attachments: 


Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 
Thursdav,_March  12,  2020  11:03  PM 

CAPT  USN.  USS  Theodore  Roosevelt;  T 


CAPT  USN,  USS 


Theodore  Roosevelt;  I 


CMC  USN,  USS  Theodore  Roosevelt 


LCDR  USN,  USS  THEODORE  ROOSEVELT 
LTR  to  TR  Families 

200313  Letter  to  the  Family  ICO  Capt.  -  Cl  9  (3).docx 


Gents, 

Please  see  attached  and  give  me  any  feedback.  Intent  is  to  release  after  our  second  set  of  CV19  tests  are  complete  (and 
negative)  tomorrow/Sunday.  I'll  sign  on  command  letterhead  and  send  them  a  PDF  copy  to  post  on  the  OMBUDSMAN 
closed  FB  page. 

Credit  goes  10^  and  her  a\A/esome  writing  skills. 

Vr, 

Capt 

CAPT  Brett  E.  Crozier 
Commanding  Officer 
USS  THEODORE  ROOSEVELT  (CVN  71) 


1 

H-3-71 


To  our  family  and  friends, 

Hello  to  all  from  aboard  'America's  Big  Stick',  the  mighty  TR.  We  have  enjoyed  a  very  eventful  and 
productive  almost  two  months  at  sea,  covering  thousands  of  nautical  miles  on  the  seas  and  in  the  air. 
Our  presence  out  here  has  never  been  more  important  for  our  nation,  and  your  Sailors  are  the  ones 
making  it  happen  successfully  every  day.  Just  over  a  week  ago,  we  had  the  opportunity  to  recognize  87 
such  Sailors,  spot  promoting  them  the  next  superior  paygrade,  in  recognition  for  all  they  provide  for  our 
team,  their  respective  departments  and  the  friends  and  family  back  home  that  are  no  doubt  extremely 
proud. 

Besides  highlighting  the  accomplishments  of  our  Sailors,  I  wanted  to  reach  out  as  the  Nation  and  the 
world  attempt  to  contain  COVID  19  and  limit  its  effects.  Onboard  the  TR,  taking  care  of  our  Sailors  is  our 
number  one  priority,  and  we  are  doing  everything  we  can  to  ensure  they  remain  healthy  so  we  can 
continue  to  accomplish  our  mission  out  here  in  the  Western  Pacific.  In  addition  to  keeping  the  ship 
clean  on  a  regular  basis,  we  have  also  increased  our  ship  wide  sanitization  procedures  to  include  the 
daily  wipe  downs  of  all  surfaces  with  a  strong  disinfectant. 

Additionally,  we  have  educated  the  crew  for  symptoms  to  look  for  should  they  feel  under  the  weather, 
and  our  world-class  medical  department  is  screening  any  Sailors  that  reports  feeling  ill  to  ensure  we  stay 
on  top  of  any  increasing  reports  of  illnesses.  We  also  recently  received  a  medical  team  onboard  that  can 
provide  rapid  testing  should  a  Sailor  show  any  symptoms.  Out  of  an  abundance  of  caution,  we've  tested 
select  individuals.  Based  on  the  test  results,  there  are  no  indications  that  any  Sailors  onboard  have 
COVID-19  or  symptoms  consistent  with  COVID-19  exposure. 

Taking  COVID-19  into  consideration,  there  has  been  no  change  to  our  current  schedule,  but  we  will  take 
a  close  look  at  all  future  port  calls,  and  reevaluate  them  as  necessary,  to  ensure  we  do  not  stop 
anywhere  that  has  an  increased  risk  of  exposure. 

Again,  your  Sailors  are  our  top  priority  and  we  will  continue  to  do  everything  we  can  to  keep  them  safe. 
Everyday  your  Sailors  provide  me  the  opportunity  to  be  proud.  I  am  always  in  awe  of  the  pride, 
professionalism  and  work  they  do  every  day.  You  have  every  right  to  boast  that  your  father,  mother,  son 
or  daughter  is  a  United  States  Sailor,  and  trust  that  as  their  leadership,  they  are  always  in  good  hands. 


Very  Respectfully, 


Capt.  Brett  Crozier 


H-3-71 


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Home  :  Media  :  News  :  News  Article  View 


Navy  Preventive  Medicine  Teams  Embark  Ships  in  7th  Fleet 

I  U.S.  7th  Fleet  Public  Affairs  |  March  23,  2020 


SOUTH  CHINA  SEA  —  Members  of  Navy  Forward-Deployed 
Preventive  Medicine  Units  (FDPMU)  and  Naval  Medical  Research 
Center  (NMRC)  embarked  several  7th  Fleet  ships  March  14  to  help 
combat  the  risk  of  and  provide  laboratory  batch  testing  for  COVID-19 
onboard  the  ships. 


Photos 


Teams  are  embarked  on  the  amphibious  assault  ship  USS  America 
(LHA  6),  the  aircraft  carrier  USS  Theodore  Roosevelt  (CVN  71),  and 
the  U.S.  7th  Fleet  flagship  USS  Blue  Ridge  (LCC  19)  and  have  the 
ability  to  batch  test  Sailors  onboard  who  present  with  influenza-like 
illness  symptoms,  instead  of  only  sending  samples  to  be  tested  ashore 


This  capability  provides  early-warning  surveillance  for  the  medical 
teams  to  be  able  to  identify  if  a  COVID-19  case  is  onboard  a  ship,  but 
does  not  individually  diagnose  Sailors.  If  a  batch  were  to  test  positive 
for  COVID-19,  the  medical  teams  would  take  additional  measures,  such 
as  isolating  the  Sailors  whose  samples  were  in  the  batch,  and 
depending  on  the  Sailor’s  symptoms,  potentially  medically  evacuating 
them  off  the  ship  to  a  shore  facility  for  testing. 


Hospital  Corpsman  2nd  Class  Ashton  K 
from  Imlay  City,  Michigan,  tests  respirat 
samples  in  the  medical  bay  of  amphibio 
assault  ship  USS  America  (LHA  6).  Ami 
flagship  of  the  America  Expeditionary  S 
Group,  31st  Marine  Expeditionary  Unit  t 
operating  in  U.S.  7th  Fleet  area  of  open 
enhance  interoperability  with  allies  and 
and  serve  as  a  ready  response  force  to 
peace  and  stability  in  the  Indo-Pacific  re 
(Photo  by  (U.S.  Navy  photo  by  Mass 
Communication  Specialist  Seaman  J 
Berlier)) 


To  date,  no  cases  of  COVID-19  have  been  diagnosed  aboard  any  U.S 
7th  Fleet  Navy  vessel. 


"The  team  here  in  7th  Fleet  has  taken  COVID-19  seriously  from  the 
beginning  and  has  many  public  health  measures  already  in  place,"  said 
Capt.  Christine  Sears,  U.S.  7th  Fleet  Surgeon.  "The  FDPMU  and 
NMRC  augmentation  teams 

provide  additional  depth  in  our  ability  to  combat  this  virus." 


Photo  Details  |  Download  | 


U.S.  Indo-Pacific  Command 

USINDOPACOM 


PRINT  EMAIL 


H-3-72 


Teams  embarked  the  ships  to  provide  at-sea  testing  and  to  ensure  the  U.S.  7th  Fleet  operating  forces  are  ready 
to  combat  a  possible  outbreak  while  maintaining  mission  readiness.  The  teams  provide  additional  capabilities  in 
addition  to  the  U.S.  7th  Fleet's  isolation  procedures. 

The  teams  are  comprised  of  a  variety  of  specialized  Navy  Medicine  personnel  to  ensure  force  health  protection 
of  the  fleet,  and  may  include;  a  microbiologist,  medical  laboratory  technician,  preventive  medicine  officer, 
preventive  medicine  technician. 

"As  a  medical  service  corps  microbiology  officer,  this  embark  gives  us  the  chance  to  demonstrate  some  of  our 
skillsets  to  the  fleet,  and  what  we  bring 

to  the  fight,"  said  Lt.  Cmdr.  Rebecca  Pavlicek,  Blue  Ridge  COVID-1 9  testing  team  lead.  "This  capability  allows 
us,  the  Navy,  to  protect  mission  readiness  and  protection  of  our  Sailors." 

To  ensure  force  health  protection  of  the  fleet,  other  medical  specialties  or  logistical  components  can  be  scaled 
up  or  down  to  meet  mission  specific 

requirements  in  the  mitigation,  health  surveillance,  and  casualty  prevention. 

The  4-person  team  aboard  America  was  the  first  to  bring  COVID-1 9  testing  capability  to  a  U.S.  Navy  ship. 

"This  is  the  most  advanced  laboratory  capability  that  Navy  Medicine  has  placed  forward  deployed,"  said  Cmdr. 
Brian  Legendre,  team  lead  and 

preventative  medicine  officer  for  the  preventative  medicine  team  aboard  America. 

"We  can  make  force  health  protection  decisions  in  real  time,  enhancing  the  health  of  the  crew  while  minimizing 

any  potential  outbreak  of  COVID-1 9," 

added  Lt.  Cmdr.  Danett  Bishop,  team  microbiologist. 

The  FDPMU  teams  aboard  the  USS  America  and  the  USS  Blue  Ridge  are  from  Navy 

Environmental  Preventative  Medicine  Unit  Six  based  out  of  Pearl  Harbor,  Hawaii,  and  work  to  facilitate  and 

educate  using  preventive  medicine 

practices  and  provide  additional  laboratory  capabilities.  The  team  embarked  with  USS  Theodore  Roosevelt  is 
assigned  to  the  Naval  Medical  Research  Center  based  in  Silver  Spring,  Maryland. 

Currently,  the  teams  are  only  authorized  to  perform  surveillance  testing  and  not  individual  testing.  This  means 
that  the  results  cannot  be  linked  to  a 

particular  patient  for  diagnostics,  but  would  enable  the  team  to  detect  COVID-1 9's  presence  on  the  ship  based 
off  of  the  results. 

"Since  we  are  performing  surveillance  testing,  the  results  of  COVID-1 9  present,  or  not  present  can  help  inform 
the  force  health  protection  posture 

and  provide  valuable  insight  for  the  senior  medical  officer  and  outbreak  response  team,"  said  Pavlicek. 

The  teams  are  equipped  with  two  testing  capabilities,  including  the  BioFire  Film  Array  and  the  Step  One  RT-PCR 
System.  The  BioFire  Film  Array  will  test  for  a  dozen  different  respiratory  diseases,  while  the  Step  One  RT-PCR 
System 

allow  for  complex  COVID-1 9  tests  at  sea,  if  necessary. 


H-3-72 


As  the  U.S.  Navy's  largest  forward-deployed  fleet,  7th  Fleet  operates  roughly  50-70  ships  and  submarines  and 
140  aircraft  with  approximately 
20,000  Sailors. 


PRINT  EMAIL 


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May  12,  2020  -  ANDERSON  AIR  FORCE  BASE,  Guam  -  Three  months  after  arrival,  two 
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May  12,  2020  -  KADENA  AIR  BASE,  Japan  —  For  months,  Okinawa  Military  Housing  has 


H-3-72 


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May  12,  2020  -  WASHINGTON  -  Every  Air  Force  wing,  squadron  and  unit  has  felt  the  effects 
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H-3-72 


□  a 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Subject: 
Signed  By: 


CAPT  USN,  USS  Theodore  Roosevelt 


Monday,  March  16,  2020  10:17  PM 
ALL_OFFICERS;  ALL_CHIEFS;  E-6  and  Below 
Coronavirus  screening  -  Update  -  now  only  1 1  days  of  screening 
l(a)mail.mil 


All, 

On  the  heels  of  the  message  I  sent  yesterday,  C7F  released  a  revision  to  the 
TASKORD  for  Force  Flealth  Protection  against  COVID-19. 

BLUF:  Everything  stays  the  same  (regarding  what  we're  looking  for)  except 
now  the  duration  of  screening  is  11  days  total.  Not  7+7,  just  11  days  of 
Departmental/Squadron  leadership  asking  their  sailors  if  they  have  flu-like 
symptoms  and  if  the  answer  is  "yes"  then  they  report  to  Medical.  For 
Vietnam,  the  11  days  expires  on  3/19. 

Thanks  for  your  help  in  the  ongoing  battle  against  Coronavirus... I'm  sure 
there  will  be  more  changes  in  the  future,  appreciate  the  flexibility. 

v/r, 

SMO 

ft>)  (6)  ],  MD 

CAPT  MC(FS)  USN 

Senior  Medical  Officer 

USS  Theodore  Roosevelt  (CVN-71) 

Work:  JPnO) 

J-dial:  p)  [ 

Cell:  p)  (6) 


- Original  Message 

From:pHP) 


CAPT  USN,  USS  Theodore  Roosevelt 


Sent:  Monday,  March  16,  2020  8:19  AM 
To:  ALL_OFFICERS;  ALL_CHIEFS;  E-6  and  Below 
Subject:  14  days  of  screening  after  port  visits 


All, 


Some  clarification  on  screening  on  the  ship  after  port  visits.  First,  the 
rationale  for  14  days:  everything  we  know  about  Coronavirus  shows  that  99% 
of  people  will  have  symptoms  by  approximately  13  days  (mean  5  days).  There 
are  three  categories  of  screening: 


1 

H-3-73 


1)  As  previously  passed,  each  department  will  screen  their  sailors  for  7 
days  after  leaving  a  port  by  asking  them  questions  regarding  Fever,  Chills, 
Cough,  Sore  Throat,  Shortness  of  breath.  Body  aches,  and  Abdominal  pain. 
After  the  7  days  (which  expired  yesterday,  3/15),  then  each  individual  will 
self-monitor  for  the  same  symptoms  for  the  next  7  days.  If  at  any  time 
during  this  process  a  person  answers  yes  to  one  of  those  symptoms  then  they 
are  to  report  to  medical  for  additional  screening  and  they  enter  the  next 
category. 


2)  Individuals  that  answered  yes  to  one  of  those  symptoms  now  get  daily 
temperature  checks  in  Medical.  They  are  required  to  do  these  checks  for  the 
full  14  days  after  leaving  the  port  (last  day  3/22).  This  is  the  list  that 
CAPtBB^I  (nurse  anesthetist)  is  tracking  and  sending  to  leadership. 


3)  Personnel  arriving  via  COD  -  HODs/DLCPOs  are  notified  (by  CAPT^^^ 
using  the  ATO  manifest)  of  those  individuals  that  require  screening  after 
arrival  on  a  COD.  Same  screening  concept  except  that  their  7+7  days  of 
screening  starts  the  day  they  arrive  on  the  ship  and  results  are  emailed  to 

captHH. 


Again,  at  any  time  within  the  14  days,  if  a  person  develops  these  symptoms 
they  need  to  be  evaluated  by  Medical. 


This,  combined  with  sanitation,  hand  washing,  respiratory/cough  etiquette, 
is  an  all  hands  event  -  that  applies  to  the  Coronavirus  and  all  infectious 
diseases  that  are  more  easily  spread  in  close  quarters. 


Please  contact  myself  or  CAPT 


if  you  have  any  questions. 


Thanks  for  your  help. 


v/r. 


SMO 


MD 

CAPT  MC(FS)  USN 


Senior  Medical  Officer 

USS  Theodore  Roosevelt  (CVN-71) 

Work: 

J-dial:  (b)  | 

Cell:  p)  (6) 


2 

H-3-73 


From: 

To: 

Cc: 


Subject: 

Date: 

Attachments: 


FTT57 —  ~~|  CAPT  USN  NBG 

"Croziei,  brrrtt  ii  CAPT  USN.  USS  Theodore  Roosevelt" 

LCDR  USN  NSF:lf)l  IHt  I  MCPO  USN  NBG:1F!~~ 
i:;(b)(51 -  cfiL  M'rN.  visS  Theodore  Roose*  !;  (b)(6) 

-  L.Ml  ,VJ 


March  23,  2020  5:29:56  AM 


|)(6) 


RE:  TR  I 
Monday, 
kilo.DDb 


1  CAPT  USN.  USS  TIreodore 

“""I  CAPT  BKH  CO:a^~ 


(6) 


Chopper, 

My  teaui  arid  I  are  woriciiig  the  problem  feverislily  wliile  we  are  still  engaged 
on  the  groimd  here  in  the  CO\TD-19  figlit. 

My  first  priority  is  to  support  your  safe  mooring,  protide  proper' 

husbanding,  supporting  as  many  of  your  reqirired  5Rs  all  while  ENSURING  your 

crew  stays  "Clean".  Once  we  get  tliat  locked  in  we  will  focus  on  the  QOL. 

I  have  attached  a  general  schematic  of  Kilo  Wliarf  for  tire  potential  Force 
Health  Protection  Enclave  (FHPE)  we  may  employ  to  enable  its  to  keep  tire 
required  separation.  External  to  the  yellow  line  we  (military,  govenmient 
citihan  and  contractor)  will  be  able  to  operate  and  inside  will  be  1  of  the 
QOL  zones. 

Tire  otlrer  QOL  zones  will  most  hkely  be  Gab  Gab  Beach  mid  the  Helicopter 
Triple  Pad.  botli  of  which  m  e  witliin  walking  distmice  of  the  wliarf.  I  still 
plmi  on  enclaiing  most  if  not  all  of  Orote  Peninsula  so  there  is  a  lot  of 
room  for  the  crew  to  stretch  tlieir  legs,  (there  is  also  a  Small  Amis  Rmige 
up  there) 

We  will  set  up  Gab  Gab  witli  recreational  gem  for  your  use.  Triple  Pad  cmi 
be  some  more  tents  siniilm  to  tlie  Kilo  Wharf  set-up. 

Based  on  tlie  continued  spread  I  do  not  feel  comfortable  Umisporting  a  crew 
of  yoiu'  size  moiuid  on  buses.... with  the  coumimiity  spread  we  me  seeing 
there  is  simply  no  way  to  ensure  your  team  will  stay  clemi. 

Tlie  smiie  is  tme  with  the  NEX.  Howevei',  I  am  working  witli  tlie  NEX  to  bring 
them  to  you.  Cmi  I  get  a  supply  POC  tliat  I  cmi  link  up  with  NEX  to  woik  on 
the  details  to  this  plmi. 

A  lot  of  work  is  left  to  be  done  but  we  me  progressing  our  plamung  for 

both  TR  mid  BKH.  So  please  keep  liaving  yom'  temn  reach  out  to  my  temii  mid  we 

will  all  converge  on  the  riglit  balmice  for  tlris  Business  Not  As  Usual 

situation. 


Very  respectfully, 


CAPT 


Coiimimiding  Officer 
Naval  Base  Guam 


W:JD)  (01  ^ 

C:M)  J 

NIPRrfb)  (6)  ^{l|9@fena\'y.mil 
SIPR: |(b)  (6)  J@fe.na\'y.smil  mil 


H-3-74 


- Original  Message - 

From:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 
rmailto^^^^^^J@cvn71  navv.mill 
Sent:  Sunday,  March  22,  2020  11:01  PM 

To:  CAPT  USN  NBG  dJD)  (0)  ■  @fe  navy.mil> 

Cc:  USN  NSF  <j(D)  (6)  ^FE.navy  mil>;  | 


@FE  navy.mir>;  ^b)  (6) 

@cvn71  navy.mil>;  Kb)  (6) 


MCPO  USN  NBG 
Theodore  Roosevelt 
USN,  USS  Theodore  Roosevelt  <  @cvn71.navy  mil>; 

^|CAPT  BiaiCO_^^^^ji|@cg52  navy.mil>; 

BKH  XO  <^^^^^^J@cg5^iavy  mil> 

Subject:  RE:  TR  PVST 

m 

Good  evening  from  the  TR. 


CAPT  USN,  USS 

BBj  CMC 

/y  mil>;  (b)  | 

CDR  - 


CDR- 


The  team  has  been  working  on  a  plan  for  our  upcoming  visit  and  I  wanted  to 
ensure  we  are  all  still  aligned  with  current  NBG  policy  (knowing  that  it 
could 

certainly  change  moving  forward). 


(BKH  CO)  cc’d  for  SA  and 


additional  coordination.  BKH  would  likely  prefer  their  own  set  up  on  their 
pier,  but  the  rest  of  the  plan  would  remain  the  same  for  both  ships. 


Current  Plan  (Pier  Liberty  +limited  NBG  access): 

1:  Pier  liberty  with  ship  beer  sales,  occasional  ship  bbq,  wifi,  and  games. 

-  We'll  need  to  contract  out  tables,  tents,  wifi,  and  rent  some  MWR 

type 

games  that  are  appropriate  for  the  setting. 

2:  Exclusive  Gab  Gab  access  for  TR  and  BKH.  (some  MWR  rentals  -  paddle 
board, 

vball  set  up,  etc..) 

-  We  will  provide  all  security,  lifeguards,  and  oversight  for  the 
time  GabGab 

is  open.  Pedestrian  access  in  addition  to  bus  access. 

3:  Limited  NBG  access  (NEX/Liberty  Center/Movie  Theater/Gym/ball 
fields/hiking 

area  above  K  Wharf)  -  assumption  is  that  this  will  be  exclusively  for  TR  and 


BKH  so  we're  going  to  volunteer  to  staff  it  as  required  to  minimize 
interaction  with  NBG  personnel. 

-  Obviously  a  lot  of  details  to  needed  to  worked  out  based  on  your 
comfort 

level  and  ability  to  limit  interactions  between  ship's  company  and  TR/BKH 
Sailors. 


Other  discussion  points: 

-  Buses.  We  intend  to  provide  bus  riders,  but  we'll  need  to  work  through 
the 

medical  screening  process  for  the  drivers. 

-  Pier  support.  Wifi,  stage,  tents,  etc.,  can  be  set  up  before  our  arrival, 

but  I  imagine  we'll  also  need  to  ensure  a  screening  process  exists  for  them 
as 

well. 


H-3-74 


-  We  intend  to  purchase  beer  from  nexcom  (or  out  in  town  if  necessary)  so  we 

can  control  the  sale  and  not  require  venders  on  the  pier. 

-  We  intend  to  execute  'comrels'  which  will  essentially  entail  us  cleaning 
up 

the  beach,  beer,  and  surrounding  areas  every  morning.  If  there  are  other 
areas  on  the  base  we  can  assist  with  let  us  know. 

-  We're  working  through  advon  requirements  to  assist  with  the  setup  prior  to 

our  arrival.  This  will  be  a  minimal  footprint,  but  we  might  need  assistance 

ensuring  they  can  get  lodging  on  base  that  minimizes  exposure  risks. 

Overall  goal  is  to  provide  decent  QOL,  while  minimizing  risk  form  CV19. 

Should  CV19  cases  increase  significantly  in  Guam/NBG,  then  our  alternate  GOA 

is  Pier  liberty  only.  Hopefully  it  doesn't  come  to  that. 

If  this  aligns  with  the  current  situation  there  let  me  know  and  we'll  get 
the 

action  officers  working  an  update  logreq  and  coordination  with  FLC  and 
others. 

Thanks  in  advance. 

Vr, 

Chopper 

CAPT  Brett  E.  Crozier 
Commanding  Officer 

USS  THEODORE  ROOSEVELT  (CVN  71) 


H-3-74 


H-3-74 


Witness  Statement  of  p)  (^) 


,  AMEl: 


On  13  May  2020, 1  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVID-19  onboard  USS  THEODORE 
ROOSEVEET  (CVN  71)  via  telephone. 

What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 
Witness  Name:  AMEl  p)  W)  Position:  EPOw/VEA-154 


Command:  VPA-154 


Department/Division :  VPA-154 


Email  Address: 


@ cvn71.navv.mil  Phone(s):  N/A 


In  August  of  this  year,  I  will  have  been  in  the  Navy  for  18  years.  I  have  been  on  seven 
deployments.  I  reported  to  VPA-154  in  July  2019.  When  I  first  got  onboard  the  ship, 
everything  ran  smoothly  for  a  ship  this  size.  Everyone  seemed  to  like  each  other  and  got 
along.  The  ships  CO,  XO  and  CMC  were  out  on  the  deck  plates  and  involved  with  the  ships 
company.  The  CMC  of  my  squadron  is  probably  the  best  CMC  I  have  ever  worked  for. 

When  we  first  left  for  deployment,  I  had  symptoms  on  point  with  COVID-19. 1  went  to 
medical  and  was  diagnosed  with  pneumonia.  Medical  gave  me  breathiim  treatments  and  I 
was  SIQ  for  four  days.  Another  Sailor  was  sick  too  his  name  is  AME2  pTW  |  from  VPA- 
86. 

There  was  a  sickness  going  around  the  ship.  We  did  cleaning  stations  twice  a  day  due  to 
double  dragon.  Bleachapoloza  did  not  start  until  after  the  Da  Nang  port  visit.  There  was  talks 
on  SITE  TV  about  hygiene  and  washing  hands.  The  liberty  brief  for  Da  Nang  did  include 
talks  about  COVID.  No  social  distancing  was  discussed  but  I  knew  about  it  because  my  wife 
is  a  nurse.  Outside  of  the  liberty  brief  the  ship  did  not  touch  more  on  the  topic  of  COVID  - 
19, 1  believe  the  ship  was  not  trying  to  scare  anyone  with  the  information.  Arriving  in  Da 
Nang  was  hectic.  We  rushed  off  the  ship  and  then  on  the  pier  with  no  addition  checks  on  the 
pier.  There  was  bad  weather  and  the  liberty  boats  stopped  running  in  the  evening.  I  had  no 
COVID  concerns  until  the  last  day  in  port  Da  Nang.  Eiberty  was  secured  while  I  was  in  the 
hangar  bay.  An  Officer  walked  around  telling  everyone  liberty  was  secured  and  to  leave  the 
Hangar  bay.  Two  to  three  days  later  there  was  a  IMC  announcement  about  the  quarantine 
and  that  there  were  no  positive  Sailors. 

After  leaving  Da  Nang  the  ship  started  enforcing  cleaning  with  bleach.  We  were  encourages 
to  wear  PPE  for  protection.  At  first,  I  thought  the  original  39  Sailors  that  were  quarantined, 
could  be  sick  but  then  we  were  told  that  it  was  out  of  pre  caution  that  they  were  placed  in 
quarantine.  I  heard  through  the  deck  plates  that  quarantine  was  bad.  It  took  them  a  while  to 
get  the  food  delivery  set  up  and  there  was  nothing  set  up  for  them  to  communicate  with 
family.  We  did  receive  IMC  announcements  about  the  quarantine.  Nothing  about  the  status 
of  the  individual  Sailors  but  just  about  updates  on  the  outlook.  Cleaning  became  an  all  hands 
effort.  I  heard  through  word  of  mouth  about  two  Sailors  testing  positive.  I  believe  they 


H-3-75 


isolated  them  in  medieal.  I  ended  up  having  to  stay  in  isolation  in  my  berthing  for  10  days 
beeause  one  of  the  initial  positive  COVID  Sailors  was  from  my  berthing.  My  CMC  lined  us 
all  up  in  berthing.  He  placed  a  first  class  at  the  head  of  the  line  and  a  first  class  at  the  back  of 
the  line.  He  then  instructed  us  to  go  to  medical  ten  people  at  a  time.  Straight  there  and  back 
to  the  berthing.  Once  we  all  got  back,  security  chained  all  the  doors,  and  shut  everything 
down.  One  door  was  not  chained  which  had  a  security  guard  in  front  of  it.  There  was  no 
communication  besides  my  CO  and  CMC  coming  to  check  on  us.  At  this  time  we  weren’t 
told  anything  about  the  status  of  the  ship.  I  did  not  feel  safe  at  this  time. 

The  Gym  stayed  open  until  we  arrive  in  Guam.  We  were  instructed  to  wipe  down  our 
equipment  as  we  were  using  it.  Barbershop  stayed  open  until  the  two  positives  went  into 
quarantine.  Ship  operation  and  day  to  day  stuff  was  pretty  much  normal  until  we  arrived  in 
Guam.  Social  distancing  was  not  put  in  place  until  after  we  arrive  in  Guam. 

I  was  unaware  of  anything  with  the  Guam  Government.  I  did  know  that  Guam  was  operating 
under  reduced  operation  levels.  This  information  was  told  to  me  by  a  friend  who  knows 
someone  in  Guam.  No  plan  was  put  out  about  what  to  expect  in  Guam.  Everyone  seemed 
confused  about  the  whole  situation.  I  did  not  expect  a  mass  exit  off  the  ship  but  I  did  expect 
things  to  move  pretty  quickly.  Minute  by  minute  things  were  changing  and  not  moving. 
When  I  did  finally  leave  the  ship,  I  was  test  on  the  ship  and  then  took  a  van  to  the  gym.  Once 
my  results  came  back,  I  went  to  my  hotel  Grand  Hyatt.  Upon  arrival  at  the  hotel,  I  got  my 
temperature  taken  again,  someone  was  there  to  explain  the  rules  to  us  and  I  went  to  my  room. 
The  internet  sucked  but  the  food  was  good.  There  ended  up  being  two  positive  Sailors  within 
the  hotel.  My  understanding  was  the  ship  took  them  back  to  base.  Communication  with  my 
chain  of  command  at  that  time  was  good.  We  used  a  signal  app  and  the  TR  “alone  together” 
Facebook  page  for  updates.  Morning  and  evening  muster  were  conducted  but  really  just  to 
make  sure  everyone  was  okay. 

Coming  into  Da  Nang  the  morale  was  great.  The  liberty  boat  was  kind  of  an  issue  but  I  still 
enjoyed  my  time  there.  COVID  hit  morale  a  bit,  while  I  was  in  quarantine  my  morale  was 
low.  I  felt  like  I  was  in  jail.  After  arriving  in  Guam  nothing  was  being  done  to  help  us.  The 
CO’s  letter  happened  and  I  understand  why  he  did  it.  So  many  people  were  getting  sick  in 
such  a  short  time  and  nothing  was  being  done  for  us.  At  this  point  I  just  want  to  go  home  and 
continue  with  my  life. 


I  swear  (or  affirm)  that  the  i 
my  knowledge,  information 


)ove  is  true  and  accurate  to  the  best  of 


(Witness’  Signature) 


22  May  2020 
(Date) 


0958 

Guam 

Time 


H-3-75 


Name  of  Interviewer:  Command  Master  Chief 


H-3-75 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


Witness  Statement 


offBnBT 


CSC: 


On  13  May  2020, 1  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVlD-19  onboard  USS  THEODORE 
ROOSEVELT  (CVN  71)  via  telephone. 


What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 
Witness  Name 


Command:  USS  THEODORE  ROOSEVEL 

~"^cvn71. navv.mil 


Email  Addressfllioi 


Position:  Ninht  Food  Production  Chief  _ 
Department/Division:  SudpIv/S2 
Phone(s):  N/A 


I  have  been  in  the  Navy  for  18  years.  I  reported  onboard  USS  THEODORE  ROOSEVELT  in 
December  2018. 1  am  currently  working  in  the  S2  Supply  department  When  I  first  reported 
to  the  ship  my  impression  was  that  the  ship  was  a  busy  environment.  The  ship  was  coming 
out  of  the  yards  and  everyone  was  getting  back  into  it. 

I  do  not  recall  an  outbreak  before  Da  Nang.  There  were  the  normal  discussions  at  quarters 
about  washing  hands  and  maintaining  sanitation.  Nothing  was  out  of  the  ordinary,  the 
normal  out  to  sea  sickness.  I  did  get  sick  but  treated  myself.  This  felt  like  a  normal  cold,  my 
body  felt  uneasy.  I  eventually  went  to  sick  call  and  got  medication  and  felt  better.  Prior  to 
entering  Da  Nang  1  do  not  recall  COVID  discussions.  I  did  hear  about  it  on  the  news. 
Everything  happened  so  quickly  back  to  back.  There  was  a  liberty  brief  we  had  to  watch 
prior  to  Da  Nang  port  call.  The  brief  did  included  COVID- 1 9  information.  It  was  covered 
that  there  were  cases  in  the  Northern  Vietnam  area.  This  is  basically  on  the  other  side  of  the 
country.  Everyone  was  forced  to  stay  in  Da  Nang,  hotels  had  to  be  selected  from  on  approved 
list  At  this  time  there  was  no  discussion  of  social  distancing.  I  don’t  really  there  being  any 
change  to  watch  standing  routine.  Upon  leaving  the  ship  for  liberty  in  Da  Nang  we  were 
required  to  show  our  ID  and  liberty  verified  documents  such  os  hotel  reservation.  I  went  on 
overnight  liberty  and  enjoyed  myself.  I  ate  some  food  and  took  a  lot  of  pictures. 

I  found  out  rather  quickly  about  the  Sailors  in  Da  Nang.  I’m  not  sure  who  told  me  but  I 
recall  being  told  that  Sailors  came  into  contact  with  COVID  positive  civilians  in  a  hotel. 

Once  the  Sailors  arrive  back  on  the  ship  they  were  placed  in  quarantine  for  two  weeks  and  I 
do  believe  they  were  tested.  The  Sailors  were  brought  food  and  bedding  in  an  attempt  to 
make  them  comfortable.  I  do  not  recall  where  the  Sailors  were  placed  during  that  time. 

Prior  to  Da  Nang  we  did  cleaning  station  in  the  morning  for  an  hour  and  sweepers  in  the 
evening.  Cleaning  stations  went  to  30  minutes  in  the  morning  and  sweepers  in  the  evening 
before  Da  Nang.  I  can’t  remember  when  we  started  cleaning  with  bleach.  In  the  Galley  we 
have  been  cleaning  with  bleach  for  a  while  but  1  do  know  we  continued  cleaning  stations  and 
sweepers. 

After  Da  Nang,  more  leadership  was  out  cleaning  and  monitoring  areas  that  should  be  getting 
cleaned.  The  XO  gave  information  on  all  areas  people  touch  and  that  should  be  cleaned.  I 

FOR  OFFICIAL  USE  ONLY//  PRIVACY  SENSITIVE 


H-3-76 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


thought  it  could  have  been  possible  that  the  Sailors  in  quarantine  could  have  been  positive. 

But  it  came  out  within  a  few  days  that  they  were  negative.  It  gave  me  some  comfort  knowing 
that  but  you  still  thought  about  what  if  The  ship  put  measures  in  place  and  we  did  do 
extreme  cleaning.  The  chain  of  command  communicated  all  information  very  well.  The  CO 
made  IMC  announcements  and  the  department  leadership  was  very  involved.  It  felt  like  we 
were  fighting  against  something  that  could  be  sitting  right  next  to  you. 

The  Gym  stayed  open  until  Guam  or  maybe  a  day  before  we  arrived  in  Guam.  MWR 
monitored  the  Gyms  cleanliness  and  ensured  that  people  were  wiping  down  their  equipment 
after  they  used  it. 

I  knew  if  there  were  positive  cases  within  my  chain  of  command  because  medical  will 
contact  the  chain  of  command.  Medical  would  require  us  to  wear  a  mask  and  cloves  to  get 
things  out  of  their  berthing.  COC  would  then  take  them  back  to  medical  and  medical  will 
take  them  off  the  ship.  Before  pulling  in  Guam  there  were  minimal  cases,  medical  places 
them  in  isolation.  1  can’t  remember  where  the  isolation  place  was  onboard  the  ship. 

The  CS’s  and  FSA’s  did  not  wear  mask  but  they  did  wear  gloves  to  serve  Sailors  on  the  line. 
Supply  talked  to  the  CS’s  and  FSA’s  about  sanitizing  their  hands  and  hygiene  all  the  time. 

We  had  CS’s  standing  at  the  beginning  of  the  line  in  the  galley  making  sure  everyone  was 
using  sanitizer  as  they  entered  the  line  in  the  galley.  Everyone  sat  together  on  the  mess  desk, 
there  was  no  social  distancing.  The  barbershop  stayed  open  until  we  arrived  in  Guam,  I 
believe. 

I  knew  about  the  situation  in  Guam.  There  were  a  few  different  plans  but  we  ultimately 
implemented  a  group  concept.  Everyone  received  a  list  of  everything  they  should  take. 
Instructions  were  to  clean  our  racks,  met  in  the  hangar  bay,  wc  all  got  in  a  van  and  were 
taken  to  a  housing  area.  Prior  to  leaving  the  ship  wc  were  tested  and  then  taken  to  a  housing 
area.  The  house  was  nice  with  four  bedrooms  and  three  bathrooms.  We  hod  the  option  to  get 
food  in  a  little  area  or  food  was  brought  to  us.  Food  was  okay  most  days.  Eventually  I  was 
taken  to  the  Hilton  hotel.  My  stay  at  the  hotel  was  nice.  I  had  no  issues  communicating  with 
the  ship.  We  mostly  communicated  via  email. 

The  morale  on  the  ship  was  interesting.  We  knew  there  were  cases,  now  what?  People  were 
trying  to  figure  out  what  to  do.  It  was  a  questioning  environment,  concerns,  worry,  the  news, 
am  I  ok?  No  real  worry  about  COVID  at  first  until  Guam.  Captain  took  the  L  for  us. 

Meaning  he  took  the  lost  for  us.  During  this  magnitude  something  had  to  be  done,  plans  had 
to  be  executed  and  nothing  was  really  working. 

I  swear  (or  affirm)  that  the  information  in  the  statement  above  is  true  and  accurate  to  the  best  of 


my  knowledge,  information,  and  belief 

PXO) 

17MAY20 

1435 

(Date) 

Time 

Hzl  leas  oigiiuiuie; 

FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-76 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


Nome  of  Interviewer:  Command  Master  Chief 


FOR  OFFICIAL  USE  ONLY//  PRIVACY  SENSITIVE 


H-3-76 


USA 
' TODAY 


LOCAL 

Guam  denies  entry  to  ship  over 
coronavirus  concerns 

Jerick  Sablan  Pacific  Daily  News 

Published  12:44  a.m.  ET  Feb.  7,  2020  |  Updated  3:02  a.m.  ET  Feb.  7,  2020 

The  government  of  Guam  has  denied  a  State  Department  request  to  allow  a  cruise  ship  to 
dock  on  the  island  over  concerns  some  passengers  may  be  infected  with  coronavirus. 

A  release  from  the  governor's  office  stated  acting  Gov.  Josh  Tenorio  denied  entry  to  the  MS 
Westerdam,  a  British-American  private  cruise  vessel  with  1,455  guests  and  802  crew 
members. 

There  are  no  known  cases  of  coronavirus  aboard  the  vessel,  according  to  Holland  America 
cruise  line,  but  it  has  been  turned  away  by  the  Philippines  and  Japan  over  concerns  about  the 
illness. 

More:  Guam  DOE  takes  precautionary  measures  in  response  to  coronavirus 

More:  Officials  on  coronavirus:  Rumors,  misinformation  can  'spread  faster  than  the  virus 
itself 

Tenorio  consulted  with  Gov.  Lou  Leon  Guerrero  and  denied  the  request,  the  release  stated. 

“While  we  feel  for  every  soul  on  board  the  MS  Westerdam.  Our  obligation  is  to  protect  the 
people  of  Guam,"  Leon  Guerrero  said.  "Though  Guam  is  prepared  to  deal  with  the  potential 
implications  of  the  coronavirus,  few  jurisdictions  can  screen,  quarantine,  or  treat  1,400 
patients  at  one  time.  We  respect  that  Guam  has  a  duty  to  the  nation  we  love,  but  that  duty 
cannot  jeopardize  the  health  and  safety  of  our  people.” 

“We  have  made  clear  that  we  will  use  every  tool  available  to  us  to  protect  our  people  and  our 
border,”  Tenorio  said. 

The  Westerdam  docked  in  Hong  Kong  on  Feb.  1  and  boarded  approximately  800  passengers. 
The  vessel  sought  entry  at  two  other  ports  but  was  denied,  given  the  potential  risk  of 
infection  and  the  need  for  a  large  quarantine  th^e  release  stated. 


Based  on  information  from  counterparts  at  the  Center  for  Disease  Control  and  the  U.S.  State 
Department,  the  vessel  has  enough  food  and  fuel  to  sustain  itself,  the  release  stated. 


Princess  Cruises  cases 

Meanwhile,  the  Japanese  Ministry  of  Health  notified  Princess  Cruises  that  an 
additional  41  people  screened  aboard  another  ship,  the  Diamond  Princess,  have 
tested  positive  for  coronavirus,  the  cruise  line  said  in  a  statement. 

On  Wednesday,  Princess  Cruises  confirmed  20  diagnosed  cases  of  coronavirus  on  the  ship, 
which  was  already  under  a  14-day  quarantine.  Guests  testing  positive  are  expected  to  be 
transported  to  local  hospitals  immediately,  according  to  USA  TODAY. 


Guam  precautions 

To  date,  there  are  no  confirmed  cases  of  the  coronavirus  on  Guam. 

The  Department  of  Public  Health  and  Social  Services  continues  to  follow  established 
protocols  for  reporting  infections  of  public  health  significance,  according  to  a  news  release. 

Guam  medical  providers  are  reaching  out  to  Public  Health  to  discuss  and  evaluate  suspicious 
cases,  the  release  stated. 


Testing  at  CDC 

CDC  recently  developed  a  new  laboratory  kit  that  tests  patient  specimens  for  the  virus,  and 
Public  Health  has  requested  the  test  kits  to  establish  testing  on  Guam,  the  release  stated. 

Each  test  kit  can  test  approximately  400  patient  specimens.  On  Feb.  5,  the  CDC  began 
shipping  diagnostic  test  kits  to  U.S.  domestic  laboratories  and  select  international 
laboratories,  the  release  stated. 


H-3-77 


From: 

To: 

Cc: 

Subject: 

Date: 

Attachmeirts: 


'^M^CDR  USN.  CCSG-9 
USN  VCNO  (USA) 


CSG9  BWC 

RE:  TR  Command  Investigation 
Wednesday,  May  20,  2020  2:53:43  AM 
En  Route  to  Nam. pdf 

CCSG-9  NOTE  1051  VIETNAM  LIBERTY  POLICY.pdf 
TRNOTE  1050  CVWNOTE  1050  LIBERTY  RISK  PROGRAM. pdf 

Vietnam  Liberty  Risk  Signed. pdf 


In  response  to  your  RFI  - 

RFI  #1:  What  were  the  original  dates  for  TR's  Guam  port  visit  and  when  did  those  dates  change? 
Original  Guam  port  dates  for  TR:  3-10  APR.  We  pulled  into  Guam  on  27  MAR  20.  That 
date  changed  on  25  MAR  20. 

RFI  #2:  Please  provide  the  PowerPoint  used  by  the  TR  SMO  for  the  quarantine  plan/COVID 
mitigation  strategies  prior  to  the  Da  Nang  port  call.  The  PPT  would  have  covered  how  to  handle 
Individuals  who  tested  positive,  where  to  place  them  onboard,  and  the  flow  of  services  to  spaces  and 
how  medical  personnel  would  treat  them. 

Attached 

RFI  #3:  Please  provide  the  CCSG-9  and  TR  Da  Nang  liberty  plan. 

Attached 


Very  respectfully, 


(i) 


Carrier  Strike  Group  NINE 
N31/N7 

Embarked:  USS  THEODORE  ROOSEVELT 
NIPR:  j^^^^^^^Jf5)ccsg9.navv.mil 
SIPR:  I  f5)ccsg9. navv.smil.mil 


J-Dial:  xQI 


VOSIP: 


COMM 


From:  pO)  (g) 


LT  USN  VCNO  (USA)  fmailto: 


(Snavv.mill 


H-3-78 


Sent:  Wednesday,  May  20,  2020  5:57  AM 
To:  CSG9  BWC 

Cc:  C7F  BWC;  C7F  ABWC;  C7F-COVI D-WG;  C7F-N31-COPS;  cpf.catbwc 
Subject:  TR  Command  Investigation 


**PRE-DECISIONAL/  DELIBERATIVE  INFORMATION  // FOR  OFFICIAL  USE  ONLY** 


Good  morning  CSG-9  BWC, 


Three  new  RFIs  from  our  team  today.  Thank  you  again  for  all  the  hard  work  and  prompt  responses. 


Request  confirm  receipt  of  this  email. 

Please  encrypt  any  email(s)  containing  PH  or  sensitive  information. 


Please  have  the  information  available  for  closeout  within  24  hours. 


Point  of  Contact:  LTp)  W) 

pm 

fSnavv.f.smil.'lmil 

If  information  is  sent  via  SIPR,  please  emai 

:  LCDRp)(6) 

(TO 

fSnavv..smil.mil 

and  LT 


Onavv.smil.mil 


RFI  #1:  What  were  the  original  dates  for  TR's  Guam  port  visit  and  when  did  those  dates  change? 


RFI  #2:  Please  provide  the  PowerPoint  used  by  the  TR  SMO  for  the  quarantine  plan/COVID 
mitigation  strategies  prior  to  the  Da  Nang  port  call.  The  PPT  would  have  covered  how  to  handle 
Individuals  who  tested  positive,  where  to  place  them  onboard,  and  the  flow  of  services  to  spaces  and 
how  medical  personnel  would  treat  them. 


RFI  #3:  Please  provide  the  CCSG-9  and  TR  Da  Nang  liberty  plan. 


Thank  you  for  your  help  with  these  RFIs  and  for  all  the  help  our  team  has  received  thus  far. 


Very  respectfully, 


LTp)CT 

Command  Investigation  Team 
Vice  Chief  of  Naval  Operations 


O-.^W 


Pentagon  Roomj^^J 
Washington,  DC  20350-1000 

■  f5)navv.(smil.)mil 


H-3-78 


**PRE-DECISIONAL/  DELIBERATIVE  INFORMATION  // FOR  OFFICIAL  USE  ONLY** 


FOR  OFFICIAL  USE  ONLY,  PRIVACY  SENSITIVE.  This  electronic  transmission,  and  any  attachments, 
may  contain  confidential  information  intended  only  for  the  person(s)  named  above.  It  may  be 
protected  from  disclosure  by  applicable  la\A/,  including  the  Privacy  Act,  attorney-client  privilege, 
and/or  \A/ork  product  doctrine.  Any  misuse,  distribution,  copying,  or  unauthorized  disclosure  of  this 
information  by  another  person  is  strictly  prohibited  and  may  result  in  both  civil  and  criminal 
penalties.  If  you  receive  this  transmission  in  error,  please  notify  the  sender  at  the  telephone  number 
or  e-mail  address  above. 


H-3-78 


En  Route  to  ‘NAM 


H-3-78 


Agenda 


•  Care  in  'Nam 

•  Hospitals  in  Vietnam 

•  MEDEVAC/Patient  Transport 

•  Screening/Fleet  Landing  Plan 

•  Duty  in  'Nam 


H-3-78 


After  Action  from  Guam 


•  Sick  call  hours  the  same.  Start  at  0830. 

•  Place  signage  in  morning  on  the  Port  Side 

•  Secure  the  starboard  door. 


H-3-78 


USS  THEODORE  ROOSEVELT  (CVN  71) 
DA  NANG,  VIETNAM 

5  MAR  -  9  MAR 
PORT  CALL 

MEDEVACS/OFF  SHIP 
EMERGENCY/CONSULT 


H-3-78 


Emergent  Medical  Care 

or 

Emergency  MEDEVAC: 


-  Notify  ACDO,  SMO  and  Duty  Provider. 

-  Notify  ISOS. 


TRICARE/INTERNATIONAL  SOS  (ISOS) 

24  HOURS:  pjp) 


24  HOUR  EMAIL:  pm 


@  internationalsos .  com 


^  CVN  71  Medical  Dept  will  NOT  send  patients  to  any  hospital  in  Da  Nang  without  ISOS 

approval  except  for  emersencies.  * 


H-3-78 


MEDEVACS/OFF  SHIP 

EMERGENCY/CONSULT 

Emer2ent  Consults 

Non-Emergent  Consults: 

If  urgent  consult  is  required  (trauma, 
patient  reports  to  local  hospital, 
orthopedics,  etc)  notify  SMO  and  Duty 
Doc.  If  ISOS  is  needed,  contact  ISOS 
with  required  information: 

Name 

Date  of  Birth 
-  SSN 

SMO  and  Duty  Doc  must  determine 
treatment  needs  of  the  patient. 

Contact  with  ISOS  can  be  may  made  by 
any  Medical  Department  Personnel. 

Utilize  the  medical  van  for  patient 
transport  if  directed  to  transport  patient 
to  Hoan  My  Da  Nang  Hospital. 

SMO  and  Duty  Doc  must  determine 
treatment  needs  of  the  patient. 

Contact  with  ISOS  can  be  may  made  by 
any  Medical  Department  Personnel 

For  non-emergent  consults,  ISOS  will 
determine  the  best  suited  medical 
facility  for  the  patients  medical 
condition. 

Utilize  the  medical  van  for  patient 
transport  in  non-emergent  cases,  in 
which  ISOS  has  aheady  been  contacted 
and  directed  to  transport  patient  to 
hospital.  (Medical  has  driver  and  van 
available) 

H-3-78 


HEALTHCARE  FACILITY 


MEDICAL  DEPARTMENT  OFF 
SHIP  COMM 


HOAN  MY  DA  NANG  HOSPITAL 

161  Nguyen  Van  Linh  Street,  Thanh  Khe 

District, 

Da  Nang,  Vietnam 

From  ship:  338-9-011-84-236-3650-305 
From  local  cell:  169-616-7172 


DA  NANG  MEDICAL  DUTY  VAN 

Name  of  Driver: 

CELL  NUMBER: 

FROM  SHIP: 

DUTY  CORPSMAN  ON  THE  PIER 

CELL  NUMBER: 

FROM  SHIP: 

FROM  VIETNAM  DUTY  CELL  TO  SHIP: 

H-3-78 


Medical  Evacuation  -  Priority  I 


Name  (Last,  First,  MI) 

Rate/Rank/Sers'ice: 

DODID: 

SSN: 

Date  of  Birth: 

Gender: 

Male  Female 

Cmd/Dept 

ICD  10  Code(s): 

Allergies: 

Medications: 

Altitude  restiictions? 

YES  NO 

Any  precautions  regarding  Altitude  restrictions? 

contagious  diseases?  YES  NO  YES  NO 

Condition: 

(circle)  Stable  Ciitiral 

Aircraft  Configiuation; 

(circle)  An4)ulatory 

Litter 

Command  Escort  Require? 

YES  NO 

Medical  Attendant? 

YES  NO 

Medical  FaciliK: 

Hospital; 

Phone: 

Accepting  Physician: 

Phone; 

-  Before  the  patient  leaves  : 

A  copy  of  all  medical  documentation  that  needs  to  accompany  the  patient. 

-  After  the  patient  leaves  I  will  need: 

Brief  summary  of  the  medical  picture.  Mesfela^sTraffic  is  required. 


Patient  Transport  for  Medical  Reasons 


Name  (Last,  Fii-st,  MI) 

Rate/Rank/Senice: 

DODID: 

Date  of  Biith: 

Cell  Phone  Number: 

Cmd/Dept: 

If  neressaiy,  is  patient  able  to  tolerate  the  forces  of  a  catapult  launch? 

YES  NO 

Command  Escort  Require? 

YES  NO 

Pix)\1der  to  Piwider  Tuniover: 

Hospital; 

Accepting  Physician: 

Phone: 

Time  and  Date: 

-  Before  the  patient  leaves  ; 

A  copy  of  all  medical  documentation  that  needs  to  accompany  the  patient. 

-  After  the  patient  leaves  I  will  need; 

Brief  summary  of  the  medical  picture  H-3-78 


Screening/Fleet  Landing  Medical 


H-3-78 


Fleet  Landing  Layout 


huts  (ECP) 


Landing 
barge  #1 


Conex  box  barrier 


Bus  staging  and 
vehicle  parking 


s  pick  up 


i-ocked  gate 
(vehicles) 


Port  gate 
(vehicle  entry) 


Vehicle 

exit 


Bus  drop  off 


3  X  portaloos  and 
1  X  handwash 


Bus  route 
(DEP) 


Bus  route 
(ARR) 


100  pax  tent 
Bus  King  tent 


2  X  X-Ray 
(vans)  and  3 
X  walk-thru 
metal 
detectors 


300  oax  tent 


Pedestrian  fence 


300  pax  ten 
(closed) 


20'  container 
officers 
(Beach 
Guard  / 
Medic  / 
HSP) 


300  pax  tent 


6  X  portaloos  and 
1  X  handwash 


100  pax  tent 
300  oax  tent 


Landing 
baroe  #2 


300  pax  tent 


Screening  Set  up 


Comms  pending 


IH-3^78 


LB=  Landing  Barge 


USFFC  COVIP-19  SCKEENIWG  QUESTIONNAIRE 

v2020.02.28 


1.  HAVE  YOU  BEEN  TO  ANY  HIGH  RISK  COUNTIRES  IN  PAST  14  DAYS?  YES 

a .  Ctiina,  including  Hong  Kong  and  Macau 

If  STOP!  DENY  ENTRY,  screening  complete,  provide  individual  a  mask,  consult  Medical  Dept 


NO 


2.  HAVE  YOU  BEEN  TO  ANYSIGNIFICAMT  RISK  COUNTRIES  IN  PAST  14  DAYS? 


a.  Japan 

b.  Singapore 

c.  South  Korea 

d.  Italy 

e.  Iran 


YES  NO 


3.  ARE  YOU  CURRENTLY  SICK?  YES  NO 

a.  Fever 

b.  Chills 

c.  Cough 

d.  Sore  throat 

e.  Shortness  of  breath 

f.  Body  aches 

g.  Abdominal  pain 

•••IF  YOU  DEVELOP  ANY  OF  THESE  SYMPTOMS,  CONTACT  YOUR  MEDICAL  DEPARTMENT  •*  * 


4.  IN  PAST  14  DAYS,  HAVE  YOU  HAD  CLOSE  PERSONAL  CONTACT,  AS  DEFINED  BELOW,  WITH  ANYONE  YES  NO 
KNOWN  TO  BE  INFECTED  WITH  COVID-19? 

a .  Within  6  feet 

b.  In  a  confined  space  {cab,  small  room,  shared  stateroom,  berthing  proximity,  office,  etc.) 

c.  Had  direct  contact  with  secretions  {been  coughed  on,  sneezed  on,  etc.) 


S.  HAVEYOU  VlSmEDANYMEDICALFACILITYINTHE  PAST14DAYS?  YES  NO 

a .  Facility  visited: _ (Medical  Dept  can  cfuery  if  cases  reported  there} 

b.  If  "Yes',  for  Medical  Department  Representative  inquiry  only: 

i.  For  what  reason/conditioo: _ 


If  2  or  more  questions  are  answered  “YES',  with  appropriate  PPE,  temperature  screening  will  be  ccHiducted.  Data  will 
be  logged  with  DOO  ID  number,  date,  time,  screener  name,  and  temperature. 

Log  will  be  maintained  by  Medical  Department  and  frequently  reviewed  by  senior  medical  department 
representative. 

a.  If  temperature  is  greater  than  or  equal  to  100  °F  (37.S  ENTRY,  provide  individual  with  a  dean 

mask 

b.  If  tonperature  is  less  than  100  "F  {37.S  “C},  log,  allow  access,  screening  complete. 


Screening/Fleet  Landing  Medical 


Screening 


H-3-78 


n 

Answer  No:  Welcome  to  the 
TR 


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ratt  u  oay\<vu<i  trynow  A^QVt.ATKw  »i* 

'  aAVtyov^'amsAnYiaoKALfACtjrrLyAMooiaAn.cioMiicA'a 
UtfCOUMtrtKTMLRAAT  ItPAVfc' 


Answer  Yes  to  questions:  Take  vitals 
(temperature)  Patient  logged  in  Green  book. 
Place  in  holding  area  and  coordinate  with  ship's 
medical  for  further  evaluation. 


Screening 

Area 


Screening  Area 


Medical  Logistics/Set 


Logistics  needed  from 
Supply: 

5-10  chairs 
1  tables  (screening  / 
equipment  table) 

1  tent  (holding) 

Trash  bin,  trash  bags 
Food  for  watchstanders 
Power  source 


Medical  Supplies: 

Thermometer 
Water 
Log  book 
Hand  sanitizer 
Vital  signs 
Biohazard  bag 
Alcohol  swabs 
Chem  lights 

Comm  w/  ships  medical 

Radio  and  radio  charging 
station 


Coronavirus  Disease  2019  (COVID-19)  Risk  Assessment  and  Public  Health 
Management  Decision  Making  Each  question  refers  to  within  the  past  Hdays 


Coi  H:  uainiwilBi 


Did  the  person  being  — 
evaluated  travel  from  Chna? 


X 

livtsj 


Did  the  person  have  any  contact  with  a  labotatocy-confirmed  case  of  COVlD-1 9*? 


7'*'  Fleet  AOR 


$e) 


(kio)- 


Is  the  person  being  evaluated  a  heatthcaie  worker  in  a  US.  healthcare  settirig? 

Did  the  person  travel  from 
Hubei,  Ghina  specifically? 


Refer  to  Guidance  for  Flidt  Assessment 
and  Public  Health  Management  of  Persons 
with  Potential  COVlD-1 9  Exposure" 


Was  contact  within  the  context  of  iving  with,  being 
an  irftimate  partnero(  orcaring  for  a  person  with 
confirmed  COVI[>-l  9  outside  a  healthcare  fKility? 


(vtsj 


Did  the  person  being  evaluated 
have  contact  with  a  person  with 
confirmed  COVlD-l  9  in  the  context 
of  living  with,,  being  an  intimate 
partner  of,  or  carirrg  far  the  persort, 
outside  a  healthcare  facility? 


Were  al  recommended 
precautiDns  for  home  care  arvd 
isolation  falowed  coruistently? 


{HOf- 

Did  the  person  contact  respiratory 
secretions  or  was  the  person  within  6  f^t 
of  a  case  far  a  prolonged  period? 


Vfas  the  person  in  the  same  indoor 
environment  as  a  case  fora  pmloriged 
period  but  did  not  meet  the  definitiDn  of 
close  contact  (e.g,  in  the  same  classroom 
or  same  hospital  waiting  room}? 


-^ES) — L-(^ 


High  Risk  | 

1  HMiun  Risk  | 

Lew  Risk 

1  MaMkntffUbllerisk  I 

IrtiMs  hr  pe«fl«  Remain  under  quarantine  authority; 
wItiMrrt  syngtaMS  no  pubik  activities:  dai^  active 

Msfetent  Htth  monitoring:  controlled  travel 

OWD^I* 

Stay  homes  active  monitoring  or 
self-monitoring  vrith  public  health 
supervision;  recommerxi  to  not  travel 

Self  observation 

None 

ikOfTH  hr  pcoflf  Immediate  isolatiort:  medkal 
rrttli  ryagiHis  evaluation  guided  by  PUI  definttion: 

Immediate  isolation;  medkal 
evaluation  guided  by  PUI  deUnttion; 

Stay  home  from  work  or  school,  avoid 
corrtact  with  othersv  don't  travel.  Seek 

None;  routine  medical  care 

«HsfeteHt  irtth  pre-notiiy  healthcare  servke^ 

CCWD-lf  controlled  travel 

pre-notify  healthcare  servkes; 
controlled  travel 

health  advke 

mc^JiDramruflpctortKrf 
•spQHra  to  Aibaratery  iDarrirmcd  ow  0^ 
ifyouatBconcaned  about  an  apasumhatdoB  not 
aJignv¥ihiiiaecatKgana,piaiseajftacttfKWC 
EmergencyOpfsatiora  Gentoror  h77Q-4BS-7f€0 

<s^mno 


*0  A  ustdiagncsed  dnuJIy  wkh  C0V1OI9  ouoide  afthe  Lirhed  States  who  did  rat  hdM  testing 

**MeakhaK  pmidef  IHCP)  gu^ance  outlines  rislicategaies  to  dnorine  UMork  eduswn  and  rnenroirng  piecedLres  Afoer 
identifiping  rHi  categoiyin  che  guidznee,  ux  the  <af:Bgcnes  Dutlned  hefeto  detsrm'ne  quvxrtine  requivnenti 


Medical  Screening  -  Inbound  COD 


Screen  Incoming  COD  passengers  from  all  countries  in  current  AOR 
Time  Frame:  7  days  by  department  (daily  reports  to  CAPT 


),  next  7  days  via  self-reporting 


Departments  will  email  CAPT p) CT  |  daily  report  of  negative  and  positive  screenings  on  all  COD 
individuals  NLT  1600. 

Department  Level  Screening 

-  Ask  member  about  COVID-19  specific  symptoms 

-  Positive  Screens  for  flu-like  illness  sent  to  medical  for  evaluation  immediately  (do  not  wait 
for  sick  call) 

-  Patient  dons  surgical  mask  in  medical 

-  Fill  out  Respiratory  Questionnaire  (if  initial  visit) 

-  Vital  Signs  taken,  if  abnormal.  Duty  IDC  and/or  Doc  will  evaluate 

-  Patients  will  wait  until  evaluated  by  provider. 

-  Option  #1:  Quiet  Room  (1-6  people) 

-  Option  #2:  Ward  with  Curtain  closed(~10-15  people) 

-  If  patients  require  Biofire  or  COV-19  testing,  they  will  be  moved  to  Quiet  Room  vs  Ward 
depending  on  number. 

-  Daily  Re-evaluation  by  medical:  current  symptoms  and  vital  signs  including  temperature  (fill 
out  Re-evaluation  Form) 


H-3-78 


Medical  Screening  -  Post  Vietnam 

All  Personnel  Screened 

Time  Frame:  7  days  by  department,  next  7  days  via  self-reporting 
Departments  email  names  of  positive  screenings  to  CAPT p) CT  |  NLT  1600. 

-  Ask  member  about  COVID-19  specific  symptoms 

-  Positive  Screens  for  flu-like  illness  sent  to  medical  for  evaluation  immediately  (do  not  wait 
for  sick  call) 

-  Patient  dons  surgical  mask  in  medical 

-  Fill  out  Respiratory  Questionnaire  (if  initial  visit) 

-  Vital  Signs  taken,  if  abnormal.  Duty  IDC  and/or  Doc  will  evaluate 

-  Patients  will  wait  until  evaluated  by  provider. 

-  Option  #1:  Quiet  Room  (1-6  people) 

-  Option  #2:  Ward  with  Curtain  closed  (~10-15  people) 

-  If  patients  require  Biofire  or  COV-19  testing,  they  will  be  moved  to  Quiet  Room  vs  Ward 
depending  on  number. 

-  Daily  Re-evaluation  by  medical:  current  symptoms  and  vital  signs  including  temperature  (fill 
out  Re-evaluation  Form) 


H-3-78 


Respiratory 


COA#l 


ICU 

Ward 

■ 

OJ 

c 


03 

U 

u 

Lo 


p/s 

PWay 


PT  Ward 

OR 

Tx  Room 


Pharm 


Dedicated 
equipment  & 
supplies 
InAVR  h-3 


-Regular  Sick  Call  enter  via  PT/Psych  Door 
-Flu-like  Symptoms  enter  via  AVR 

-  Don  Mask  (in  line) 

-  Screened  with  Vital  Signs 

-  Symptoms,  but  Temp  <  100 

-  Treat  symptomatically  with  OTC 
Meds 

-  Come  back  for  Re-eval  by  medical 
daily  0700-0900 

-  Temp  >100 

-  Eval  by  Duty  Doc/IDC  to  treat 

-  Wait  in  AVR 

-  If  further  testing  required,  moved 
to  Quiet  Room 

-  Investigate  for  other  etiologies 

-  Test  with  Biofire 

-  If  positive^  viral  etiology 

-  If  negative->  Covid  -19 
"research"  sequence. 

-  Quarantine/isolate 

-  Re-eval  by  medical  daily 

-  OTC  Medications  available  to  RN/HMs 

-  Daily  Field  Day  in  AVR  post  evaluation 
of  patients  (Quiet  Room  if  applicable). 


Respiratory 


COA  #2 


ICU 

BH 

Ward 

1 _ 

to 

E 

o 

+-» 

Q. 

E 

>• 

CO 


PT  Ward 


p/s 

PWay 


Tx  Room 


Pharm 


(U 

c 


(T3 

U 

U 

CO 


AVR 


BMR 


RAD 


LAB 


Dedicated 
equipment  & 
supplies 
In  Ward  Area 


H-3-7: 


-Regular  Sick  Call  enter  via  AVR 
-Flu-like  Symptoms  enter  via  PT/Psych 

-  Don  Mask  (in  line) 

-  Screened  with  Vital  Signs 

-  Symptoms,  but  Temp  <  100 

-  Treat  symptomatically  with  OTC 
Meds 

-  Come  back  for  Re-eval  by  medical 
daily  0700-0900 

-  Temp  >100 

-  Eval  by  Duty  Doc/IDC  to  treat 

-  Wait  in  PT  Area 

-  If  further  testing  required,  moved 
to  Quiet  Room 

-  Investigate  for  other  etiologies 

-  Test  with  Biofire 

-  If  positive^  viral  etiology 

-  If  negative->  Covid  -19 
"research''  sequence. 

-  Quarantine/Isolate 

-  Re-eval  by  medical  daily 

-  OTC  Medications  available  to 
RN/HMs 

-  Daily  Field  Day  in  Ward  post  evaluation 
of  patients  (Quiet  Room  if  applicable). 


External  Support 


•  The  NAVMED  R&D  Team  (1  lab)  will  support  CTF-71. 

•  request  arrival  around  10  March  (estimated). 


Players:  LCDRf^ 
HM2*™n  (female). 


|,  PhD,  MPH,  HMlf^ 


(male),  and 


•  Equipment: 


-  NGDS  Biofire  instrument  and  enough  Biofire  Respiratory-2  Panels  to 
run  diagnostics  for  the  usual  respiratory  pathogens  on  up  to  250 
sailors.  1  hour  run  time,  10  at  a  time. 


•  does  not  include  COVID-19 


-  2  RT-PCR  instruments  on  which  we  will  be  able  to  run  COVID-19 
''research  only"  assays  for  surveillance  purposes 
•  run  approximately  800-1000  COVID-19  assays.  2  hour  run  time 

•  Training:  teach  MLTs  to  run  the  Biofire  on  III  cases  for  diagnostic 
purposes.  If  the  BioFire  results  are  all  negative,  we  then  turn  to  the 
COVID-19  assay  for  surveillance  purposes. 


H-3-78 


Quarantine  Options 


DV  Row 

•  6  rooms  (2  person  racks),  cots  for  additional  patients 

Berthing 

•  Chief  Overflow  Berthing  (  aft  mess  deck) 

•  Admin  Male  berthing 

•  Medical  Quiet  Room  (4  racks-isolated  head) 

Additional  berthing 
Brig 

•  Up  to  20  (not  ideal) 


H-3-78 


Logistics 


•  Heads 

-  Secure  heads  for  restricted  use  for  isolated/  quarantined  patients.  If  movement  outside 
necessary,  ensure  wearing  mask 

-  Signage  to  secure  the  head  for  isolated/quarantined  individuals  only 

-  Head  cleaning  with  HTH,  diluted  chlorine  bleach,  cavicide  with  appropriate  PPE 

•  Food  delivery: 

-  Delivered  to  them,  wearing  PPE. 

•  Laundry  delivery 

-  All  laundry  in  tied  plastic  bag  and  transported. 

-  Standard  procedures  for  washing,  minimal  risk  of  transmission 

•  Trash 

-  Soiled  material  and  PPE  tied  in  a  sturdy  leak  proof  bag  and  should  be  incinerated. 

•  Medical  Checks 

-  Daily  medical  checks.  Must  don  appropriate  PPE  prior  to  entry  and  doff  off  BEFORE  exiting. 

-  Disposable  or  dedicated  patient  care  equipment.  Cavicide  available. 

-  Airborne  precautions  =  N95  mask  (fit  testing) 

-  Droplet=  surgical  mask 


H-3-78 


ILI  thresholds 


•  Carriers  0.11% 

•  LHA,  LHD,  LSD,  LCC:  0.41% 

•  DDG,  CG,  FG:  2.0% 

•  SSN,  SSBN:  1.32% 

•  All  others:  1.5% 


H-3-78 


MED  DEPT-  SHARED  DUTIES 


Strict  respiratory  hygiene/cough  etiquette 

Hand  washing  before  and  after  patient 

Clean  patient  care  bed  and  chair  after  every 
use 

In  waiting  area, 

—  Surgical  mask  for  URI  symptoms 

—  No  touch  receptacle  for  tissue  disposal 

—  Monitor  replacement  of  hand  sanitizer  (walls  units 
and  mayo  trays) 


Duty  Schedule 


Guam 

7-10  Feb 

'Nam 

5-8  Mar 

Duty  (Day 
1) 

Duty  (day  4) 

OFF 

Duty  (Day  3) 

Duty(Day 

3) 

Off 

Off 

Duty  (Day  1) 

Duty  (Day 
2) 

Off 

Off 

Duty  (Day  2) 

Guam  7-10 
April 


Singapor 

Guam 

Total 

Por 

e 

11-14 

duty 

ts 

28  May- 

Jun 

days 

off 

01  Jun 

2 

0 

1 

1 

1 

1 

1 

1 

1 

1 

1 

1 

H-3-78 


DEPARTMENT  OF  THE  NAVY 

COMMANDER.  CARRIER  STRIKE  GROUP  NINE 
UNIT  200219  BOX  1 
FPOAP  96602 


EN  REPLY  REFER  TO 

COMCARSTRKGRUNINENOTE  1051 
NOO 

24  Feb  20 


COMCARSTRKGRU  NINE  NOTICE  1051 

From:  Commander,  Carrier  Strike  Group  NINE 

Subj:  CARRIER  STRllCE  GROUP  NINE  LIBERTY  POLICY  FOR  DA  NANG,  VIETNAM 
PORT  VISIT  5-9  MARCH  2020 

Ref:  (a)  COMSEVENTHFLTINST  1 050  dtd  22  Jul  1 9  “Liberty  within  the  T”  Fleet  Area  of 
Operations” 

(b)  Foreign  Clearance  Guide 

(c)  JAGINST  5800.7F 

Enel:  ( 1 )  Individual  Liberty  Plan  for  E-6  and  Below 
(2)  Command  Liberty  Log  Template  Page 

1 .  Purpose.  To  provide  guidelines  per  references  (a)  through  (c)  for  the  port  visit  to  Da  Nang, 
from  5  March  2020  to  9  March  2020.  This  policy  shall  be  reviewed  in  its  entirety. 

2.  Background.  Liberty  is  a  mission  in  Vietnam.  Port  visit  incidents  will  have  negative 
strategic  impacts  on  an  important  developing  relationship.  This  policy  applies  to  all  personnel, 
civilian  and  military  within  Carrier  Strike  Group  NINE  (CSG-9).  We  represent  our  Navy  and 
must  demonstrate  exemplary  personal  and  professional  conduct  without  exception.  All 
personnel  will  take  immediate  action  and  intervene  when  circumstances  warrant.  Do  your  part, 
make  good  decisions,  set  your  people  up  for  success  and  ensure  that  the  liberty  mission  is  solid. 

3.  Liberty  Policy. 

a.  Overnight  Liberty.  Overnight  liberty  is  only  authorized  for  personnel  who  possess  a  valid 
U.S.  Passport  (passport  cards  are  not  authorized),  proof  of  an  authorized  hotel  reservation  and  a 
pre-approved  liberty  chit  signed  by  the  Chief  of  Staff  and  a  liberty  card. 

b.  Liberty  Cards.  Liberty  cards  will  be  issued  in  this  port.  Each  person  leaving  the  ship  will 
be  required  to  have  a  Vietnamese  "Shorepass"  with  a  serialized  number  corresponding  to  your 
crew  member  number.  Every  person  will  need  to  show  the  Shorepass  in  order  to  depart  and 
return  into  Fleet  Landing  area.  Anyone  losing  their  Shorepass  will  be  temporarily  detained  by 
the  Vietnamese  Border  Patrol/Police  until  a  signed  request  from  the  ship's  Command  Duty 
Officer  (CDO)  can  be  obtained  to  retrieve  them.  Service  members  who  lose  their  Shorepass  will 
not  be  permitted  on  liberty  again.  The  list  of  names  that  correlates  to  numbers  will  NOT  be 
provided  to  the  government  of  Vietnam. 


H-3-78 


COMCARSTRKGRUNINENOTE  1051 
24  Feb  20 


c.  Liberty  Plans.  All  E-6  and  below  personnel  are  required  to  submit  a  written  liberty  plan 
using  enclosure  (1)  to  their  Department  Head  for  final  approval  via  their  Division  Officer  and 
Leading  Chief  Petty  Officer.  Each  department  will  maintain  copies  of  the  liberty  plan  and  make 
them  readily  available  upon  request. 

d.  Liberty  Lo^.  All  personnel  will  sign  in  and  out  using  the  Liberty  Logbook  located  in 
Tactical  Force  Combat  Center  (TFCC);  enclosure  (2).  This  logbook  will  include  full  name,  rank, 
liberty  buddies,  hotel  information,  email  contact,  passport  number,  and  crew  member  number. 

4.  Liberty  Expiration. 

a.  While  in  Da  Nang,  Vietnam,  the  local  government  (“People’s  Council  of  Da  Nang”)  has 
ordered  a  curfew  for  ALL  HANDS  from  2400  to  0700.  Disobeying  this  curfew  is  in  violation  of 
a  direct  order  and  can  result  in  disciplinary  action,  in  addition  to  charges  by  the  local  authorities. 

b.  Due  to  liberty  boat  capacity  and  limitations  while  at  anchorage,  liberty  expires  by 
paygrade  every  night  and  will  expire  inside  the  Entry  Control  Point  at  Fleet  Landing  as  follows: 

{ 1 )  E-4  and  j  unior:  2200 

(2)  E-5  and  E-6:  2300 

(3)  E-7  and  senior;  2359 

Upon  returning  from  liberty,  ALL  HANDS  must  check  back  in  using  the  liberty  log  located  in 
TFCC.  BEACH  Guard  will  record  all  names  of  Sailors  returning  to  Fleet  Landing  after  their 
respective  liberty  expiration. 

c.  For  personnel  who  have  been  authorized  overnight  liberty  and  are  not  returning  to  the 
ship,  liberty  expires  at  2359  in  your  hotel.  Personnel  must  remain  in  their  hotel  until  0700  the 
followingmoming^LM|lANDS  are  required  to  muster  between  the  hours  of  0500-0700  by 
emailing|MM^^^^^B®CCSG9.NAVY,MIL  or  by  callingf^W^^NB^  For 
emergency  purposes  only,  you  may  contact  the  BWC  at|(^^ 

d.  Duty  section  personnel  liberty  will  expire  at  1000  on  their  duty  day. 

Mar  5:  Duty  Section  4 

Mar  6:  Duty  Section  5 

Mar  7:  Duty  Section  6 

Mar  8:  Duty  Section  1 

Mar  9:  Duty  Section  1 

e.  Liberty  for  All  Hands  will  expire  at  1000  on  9  March  2020  so  plan  accordingly. 


2 

H-3-78 


COMCARSTRKGRUNINENOTE  1051 
24  Feb  20 


5.  Liberty  Buddy  Policy. 

a.  The  liberty  buddy  system  is  mandatory.  Liberty  buddies  must  remain  together  and  must 
sign  out  from  and  return  to  the  ship  together.  The  liberty  buddy  rule  applies  to  all,  to  include 
Goyemment  Seryice  employees  and  contractors. 

b.  When  authorized  by  the  Department  Head  in  accordance  with  requirements  of  reference 
(a),  liberty  buddies  may  be  from  other  commands  or  trusted  civilian  acquaintances  (e.g.  spouse, 
sibling,  or  parent). 

c.  Liberty  buddy  swaps  are  NOT  authorized  in  this  port  except  by  physically  returning  to  the 
ship  and  recording  the  buddy  swap  in  the  liberty  log. 

d.  Liberty  buddy  groups  must  be  of  at  least  two,  but  no  greater  than  five  persons. 

e.  If  found  without  a  liberty  buddy,  lone  Sailors  will  be  escorted  back  to  the  ship.  If  a  Sailor 
loses  their  liberty  buddy,  he/she  will  report  to  the  nearest  member  of  the  Shore  Liaison 
Group/Shore  Patrol  and  return  to  the  ship  immediately.  There  are  no  refunds  for  unused  hotel 
rooms  due  to  violations  of  the  liberty  buddy  policy. 

f.  Liberty  buddies  arc  not  required  for  official  Morale,  Welfare,  and  Recreation  (MWR) 
tours  and  command-sponsored  Community  Relations  (COMREL)  projects  that  leave  from  and 
return  to  Fleet  Landing.  Liberty  buddies  are  not  required  at  Fleet  Landing  but  are  required  if 
leaving  the  Fleet  Landing  area. 

6.  Senior  Person  Present  Rule.  All  leaders  are  expected  to  enforce  Strike  Group  liberty  policies, 
and  to  intervene  to  prevent  incidents. 

7.  Leave  Policy.  Leave  will  NOT  be  authorized  for  this  port. 

8.  Drinking. 

a.  The  drinking  age  for  ALL  HANDS  while  in  port  Da  Nang  is  1 8  years  of  age. 

b.  The  Navy  standard  is  RESPONSIBLE  USE  of  alcohol.  Inebriation  is  the  most  common 
cause  of  liberty  incidents  and  could  result  in  Uniform  Code  of  Military  Justice  (UCMJ)  charges. 

9.  Off  Limits  Areas/Activities. 

a.  Designated  Liberty.  The  designated  liberty  area  is  the  limit  of  the  municipal  province  of 
Da  Nang.  You  may  not  leave  the  designated  liberty  area  unless  on  a  command-sponsored 
COMREL  event  or  MWR  tour. 


3 

H-3-78 


COMCARSTRKGRUNINENOTE  1051 
24  Feb  20 


b.  Bars/Clubs  After  Closing  Hours.  Expect  an  increased  Vietnamese  security  presence 
during  this  port  visit.  You  will  be  arrested  if  found  in  a  bar  or  club  after  liberty  expiration. 

c.  Prostitution.  Engaging  in  prostitution  or  any  commercial  sex  act  is  a  violation  of  Article 
1 34  of  the  UCMJ.  Department  of  Defense  policy  prohibits  any  activity  that  may  facilitate  or 
encourage  trafficking  in  persons.  Trafficking  in  persons  is  cruel,  inherently  harmful,  and 
dehumanizing.  It  is  demeaning  and  contrary  to  our  Core  Values.  Additionally,  HIV  rates  among 
prostitutes  generally  run  exceptionally  high. 

d.  Two-wheeled  Vehicles.  Riding  on  two  wheels,  to  include  motorcycles,  scooters,  mopcds, 
and  bicycles  is  strictly  forbidden.  Two  wheeled  vehicles  are  extremely  dangerous  on 
Vietnamese  roads.  Vehicular  accidents  are  the  leading  cause  of  death  of  tourists  in  Da  Nang. 

e.  Car  Rentals.  Renting  or  purchasing  vehicles  is  not  authorized  in  this  port. 

f.  Water  Vehicles.  Operating  wave  runners,  jet  skis,  or  power  boats  is  prohibited. 

g.  Hitchhiking.  Hitchhiking  is  prohibited. 

h.  Extreme  Sports.  Bungee  jumping,  parasailing,  sky-diving,  boxing,  wrestling,  and  martial 
arts  are  inherently  dangerous  activities  are  not  permitted. 

i.  SCUBA  diving.  Diving  is  prohibited  unless  the  member  is  qualified  by  an  officially 
recognized  association  (i.e.  PADI).  Personnel  may  participate  in  qualifying  dives  in  order  to 
become  certified  by  an  officially  recognized  association,  or  may  participate  pursuant  to  approved 
MWR  tours. 

j.  Surrendering  Military  ID/CAC.  Restaurants  or  hotels  may  ask  tor  an  identification  card 
when  ordering  to  discourage  walk-offs.  Use  a  Driver’s  License  or  State  ID.  It  is  okay  to  show 
your  Military  ID/CAC  to  local  law  enforcement  or  border  guard  officials,  but  do  not  allow 
anyone  to  take  possession  of,  make  copies  of,  or  photograph  your  Military  ID/CAC. 

k.  Gun  shops  and  Weapons.  It  is  illegal  for  foreigners  to  possess  guns.  It  is  also  prohibited 
to  possess  any  ammunition,  spent  shells,  or  training  rounds  or  throwing  stars.  Vietnam  strictly 
prohibits  importation  of  weapons. 

l.  Tattoo/Piercing  Establishments.  Tattoos  and  piercings  are  prohibited  as  hepatitis 
infections  are  common  in  this  port  through  transmission  via  piercings  or  tattoos. 

m.  Local  Pharmacies.  Many  drugs  contain  U.S.  scheduled  controlled  substances  which  can 
result  in  a  positive  urinalysis,  leading  to  non-judicial  punishment  (NJP)  or  administrative 
separation  (ADSEP). 


4 

H-3-78 


COMCARSTRKGRUNrNENOTE  1051 
24  Feb  20 

n.  Counterfeit  Merchandise.  Avoid  shops  or  street  vendors  selling  counterfeit  merchandise. 
It  is  illegal  to  bring  counterfeit  goods  onboard  a  naval  vessel  or  import  them  into  the  United 
States. 

o.  Hotel/Lodging.  Being  present  in,  making  a  reservation  at,  or  staying  overnight  at,  any 
hotel  not  on  the  authorized  hotel  list  is  prohibited.  Private  property  rentals  or  housing  (e.g. 
AirBnB,  Vrbo,  etc.)  are  not  authorized. 

p.  Photography  of  Military  or  Security  Interest.  Taking  photographs  of  anything  that  could 
be  perceived  as  of  military  or  security  interest  may  result  in  questioning  by  authorities,  fines, 
detention,  or  arrest. 

q.  Religious  Items.  Importation  of  religious  material  is  outlawed  in  Vietnam.  NCIS  does 
not  recommend  visibly  displaying  or  carrying  prayer  books  or  otlier  religious  materials.  Avoid 
religious  or  political  conversations  with  local  nationals. 

r.  Drug  Offenses.  Punishments  are  severe  and  include  the  death  penalty.  Expect  plain 
clothes  police  and  heavy  surveillance  on  local  drug  traffickers  interacting  with  and  targeting 
foreign  tourists. 

1 0.  Authorized  Hotels.  The  following  hotels  are  the  only  authorized  hotels  for  personnel  on 
liberty  in  Da  Nang: 

a.  Downtown  North/  Novotel  Drop  Off 

(1)  Da  Nang  Golden  Bay 

(2)  Stay  Hotel 

(3)  Zen  Diamond  Suites  Hotel 

(4)  Novotel  Premier  Han  River 

(5)  Hilton  Hotel  Da  Nang 

b.  Downtown  South/  Green  Plaza  Drop  Off 

(1)  Brilliant  Hotel 

(2)  Vanda  Hotel 

(3)  Samdi  Hotel 

(4)  One  Opera  Hotel 

c.  Beach  Drop  Off 

(1)  A  la  Carte 

(2)  Belle  Madison  Parosand 

(3)  Mandila  Beach  Hotel 

(4)  BlueSun  Hotel 

(5)  Paris  Deli  Danang  Beach  Hotel 

(6)  Royal  Lotus  Hotel 

(7)  Sofia  Boutique  Hotel* 

(8)  Sofia  Suites  Hotel* 

(9)  Four  Points  by  Sheraton 


5 

H-3-78 


d.  Beach  Other 


COMCARSTRKGRUNINENOTE  1051 
24  Feb  20 


(1)  Premier  Village  Da  Nang  Resort 

(2)  Pullman  Danang  Beach  Resort 

(3)  Intercontinental  Da  Nang 

(4)  Hyatt  Regency  Danang 

(5)  Olalani  Resort  and  Condote 

*The  Sofia  Hotels  are  two  hotels  operated  by  Vietnam  Boutique  Quality.  No  other  Vietnam 
Boutique  Quality  hotels  are  authorized  for  lodging. 

1 1.  Violations. 

a.  Personnel  will  obey  all  orders  of  the  local  authorities.  Shore  Patrol,  Beach  Guard, 
and  orders  set  forth  in  this  policy. 

b.  In  the  event  of  a  liberty  incident,  the  entire  N-Codc  will  return  to  the  ship  for 
remediation.  In  addition,  the  Sailor  will  be  subject  to  individual  disciplinaiy  action. 

12.  Conclusion.  ALL  CSG-9  personnel  regardless  of  rank  or  status  will  be  familiar  with 
this  policy.  Our  mission  ashore  as  representatives  of  the  United  States  of  America  and  the 
U.S.  Navy  is  equally  as  important  as  our  mission  at  sea.  Like  our  mission  at-sea,  we  will 
execute  to  the  highest  standards  without  fail  and  will  provide  each  other  with  forceful 
backup  and  support  when  acceptable  risk  to  mission  exists. 

13.  Records  Management.  Records  created  as  a  result  of  this  notice,  regardless  of  media  and 
format,  must  be  managed  per  Secretary  of  the  Navy  Manual  5210.1  CH-1  of  August  2017. 

14.  Cancellation  Contingency.  TTiis  notice  will  be  updated  and  remain  in  effect  until  superseded 
by  another  notice  of  the  same  subject. 

PIFW 


Chief  of  Staff 


Releasability  and  Distribution: 

This  notice  is  not  cleared  for  public  release  and  is  available  electronically  only  via  the  CCSG-9 
Sharepoint  folder  to  users  with  common  access  card  authorization. 


6 

H-3-78 


COMMANDER  CARRIER  STRIKE  GROUP  NINE  INDIVIDUAL  LIBERTY  PLAN 


Rate/Rank/Namc;  Dale: _ DIV; _ Dufy  Section; 

LIBERTY  EXPIRATIONS  (AT  FLEET  LANDING  OR  AT  HOTEL) 

E4  AND  BELOW:  2200  E5/E6:  2300  /  E7  AND  ABOVE:  2359 

Division  LCPO  Risk  Category  □  Low  □  Medium  r~|  High 


1.  Have  you  read  the  SOP  A  liberty  policy  and  understand  the  contents?  YES  NO  (Circle  one) 

2.  If  you  arc  of  legal  age  to  drink  alcohol,  are  you  going  to  drink  responsibly?  YES  /  NO  ■  N/A  (Circle  one) 

3.  Are  you  aware  of  the  liberty  policy? _ YES  /  NO  (Circle  one) 


THURSDAY.  05  MARCH  2020  SECTION  4  ALCOHOL  YES  /  NO  tCircle  onet  OVERNiCHT  YES  /  NO  rCirrle  anet  Diitv/Slavinr  on  Ship 

Plans:  d^ShoppliiK  CH  Sight  Seeing  1  1  MWRTour  |  |  NIghI  LlFc/Bar  |  |  Movie  |  |  Restaurant 

Olhcr/Octiih: 

□ 

Hold  Name: 

Hotel  Plione  #1 

Liberty  Buddy  1:  (Rale,  Last,  Hrst,  Oept/DIv): 

Sicnaturc: 

Liberty  Buddy  2:  (Rate,  Last,  First,  Depi/Div); 

Signature: 

FRIDAY.  06  MARCH  2020  SECTION  5  ALCOHOL  YES  /  NO  fCIrdc  ond 

Plaas:  |  |  Shopping  |  |  SIglil  Sedng  |  |  MWRTour  |  |  Night 

OVERNIGHT  YES  /  NO  (Cirdc  one)  Duty/Staying  on  Ship 

Lifc/Bar  I  I  Movie  |  |  Rcstaarant 

□ 

Oibcr/DetniU: 

llolci  Name: 

Hotel  Phone#; 

Liberty  Buddy  1:  (Rate.  Last.  First  DcDl/Divi; 

Signatarc: 

Liberty  Baddy  2;  (Rate,  Last,  First,  Dept/Div): 

Sicnalarc: 

SATURDAY.  07  MARCH  2020  SECTION  6  ALCOHOL  YES/ NO  (ardconcl  OVERNIGHT  YES /NO  (Circle  one)  Dnfy/Stnyinp  oa  Ship 

Plans:  |  |  Sliopplng  |  |  Sight  Seeing  |  |  MWRTour  |  |  Night  Ufe/Bar  |  |  Movie  |  |  Restaurant 

□ 

Othcr/Details: 

Hotel  Name: 

Hold  Phone  #; 

Liberty  Buddy  1:  (Rate,  Last.  First.  Dcpt/Oiv): 

Sicnaturc: 

Liberty  Buddy  2:  (Rale,  Last,  First,  Dept/Div): 

Sicnaturc: 

.SUNDAY.  08  MARCH  2020  .SECTION  1  ALCOHOL  YES  /  NO  (arelc  and  OVERNIGHT  YES  /  NO  fCirrir  ond  Ih.iv/Si.vlnp  »n  Ship 

Plans;  |  |  Shopping  |  |  Sight  Seeing  Q  MWRTour  |  |  Night  Ufe/Bar  Movie  |  |  Restaurant 

□ 

Other/ Del  alls; 

Hotel  Name: 

Hold  Ptianc  #: 

Liberty  Buddy  1:  (Rate,  Last,  First,  Dcpl/Dlv): 

Sicnatarc: 

Liberty  Baddy  2:  (Rale,  Last,  Flrsl,  Dcpt/Oiv); 

Signature; 

H-3-78 


Enclosure  (I) 


COMMANDER  CARRIER  STRIKE  GROUP  NINE  LIBERTY  GUIDANCE 


ALCOHOL  CONSUMPTION; 

•  Alcohol  consumption  will  be  done  in  a  responsible  and  mature  manner,  not  to  bring  discredit  to  the  Armed  Services. 
(INITIAL _ ) 


DA  NANG  VIETNAM  OVERNIGHT  LIBERTY  GUIDANCE; 

-  Hotci/Address  of  liberty  buddy 

-  Recall/cell  phone  number  of  overnight  location  (residencc/hotel/Uberty  buddy) 

-  Provide  liberty  buddy  name,  rank  and  department/division 

-  Liberty  buddies  must  stay  at  the  SAME  HOTEL 

-  Anyone  separated  from  their  Liberty  Buddy  will  immediately  return  to  the  ship 

(INITIAL _ ) 


CHANGES  TO  LIBERTY  PLAN: 

-  You  must  contact  in  person  or  by  phone  the  first  Khaki  in  your  division.  If  not  available,  the  senior  Khaki  on  duty  will  be 
authorized  to  make  a  change  to  your  liberty  plan. 

-Anyone  involved  in  an  incident  will  immediately  return  to  the  ship. 

(INITIAL _ ) 


I _ _  will  adhere  to  this  liberty  plan  and  I  understand  that  any 

diversion  from  this  plan  is  against  the  T"*  Fleet  liberty  policy.  If  I  need  to  make  changes  to  this  liberty  plan  1  will 
update  CCSG-9  Staff  Duty  Officer. 


SVM  SIGNATURE: 


DATE: 


LPO: 


LCPO: 


DIVO: 


H-3-78 


Enclosure  (1) 


H-3-78 


CCSG-9  VIETNAM  LIBERTY  LOG 


Member 

Number 

Duty 

Section 

Passport  it 

Passport 

Expiration 

Check-out 

Check-in 

Hotel  Name 

Oate(s)  of 
overnight 

E-mail  contact 

Liberty  Buddy 

1 

N/A 

2 

N/A 

% 

5 

9 

4 

tl 

1 

12 

1 

U 

N/A 

16 

N/A 

IB 

2 

20 

6 

24 

3 

27 

H/A 

2B 

H/A 

30 

1 

47 

i 

4B 

3 

S3 

$ 

56 

4 

61 

3 

69 

2 

64 

2 

66 

6 

67 

4 

Rate/Rank 

Name 


Enclosure  (2) 


DEPARTMENT  OF  THE  NAVY 
USS  THEODORE  ROOSEVELT  CVN  71 
UNIT  100250  BOX  1 
FPO  AP  96632 


Cane  frp:  Jun  2018 

TRNOTE  1050 
CVW17NOTE  1050 
CMC 

23  Aug  17 


USS  THEODORE  ROOSEVELT  (CVN  71)  NOTICE  1050 
CARRIER  AIR  WING  SEVENTEEN  (CVW  17)  NOTICE  1050 


From:  Conunanding  Officer,  USS  THEODORE  ROOSEVELT  (CVN  71) 

Commander,  Carrier  Air  Wing  SEVENTEEN  (CVW  17) 

Subj :  LIBERTY  RISK  PROGRAM 


Ref : 


(a)  COMCARSTKGRUNINENOTE  1050 

(b)  TRINST  1050. IB 


Enel : 


(1)  Liberty  Risk  Nomination  Form 

(2)  Class  Liberty  Risk  Designation 

(3)  General  Order  17-01  Liberty  Buddy  Duties  and 
Responsibilities 

(4)  Liberty  Risk  Assignment 


1.  Purpose .  To  establish  practices,  procedures  and  policies  on 
liberty  restrictions  consistent  with  reference  (a)  and  delineate 
those  in  reference  (b) ,  for  the  purpose  of  minimizing  the  risk 
that  Sailors  will  commit  discreditable  conduct  overseas. 


a.  The  Liberty  Risk  Program  is  administrative  in  nature. 

b.  It  is  not  a  substitute  for  non-judicial  punishment 
(NJP) ,  court-martial  or  pretrial  restraint. 

c.  Administrative  regulation  of  liberty  through  the  Liberty 
Risk  program  is  not  a  form  of  punishment  and  does  not  prevent 
the  use  of  disciplinary  procedures  such  as  NJP  or  court-martial. 

2.  Scope.  This  notice  applies  to  all  military  personnel 
embarked  on  or  attached  to  USS  THEORDORE  ROOSEVELT  (CVN  71) 
while  in  foreign  ports. 

3.  Background.  Many  foreign  nationals  form  opinions  of  the 
U.S.  based  largely  on  their  observation  of  U.S.  military 


H-3-78 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 

personnel.  Therefore,  as  guests  in  a  foreign  country,  service- 
members  must  conduct  themselves  in  a  friendly,  courteous  and 
law-abiding  manner.  If  previous  behavior  indicates  that  a 
Sailor  or  Marine  is  unable  or  unwilling  to  conduct 
himself /herself  appropriately  ashore,  the  Commanding  Officer 
(CO)  has  the  authority  and  responsibility  to  limit  or  cancel  the 
member's  liberty  by  placing  him/her  in  a  liberty  risk  status. 

4.  Referral  for  Liberty  Risk  Consideration.  All  departments, 
squadrons  and  embarked  staffs  will  submit  liberty  risk 
nominations  30  days  before  deployment  to  the  Liberty  Risk  Board 
(LRB)  via  the  Legal  Department  using  enclosure  (1) .  LRB  will  be 
held  prior  to  deployment  to  assess  whether  members  pose  a 
liberty  risk  and  to  recommend  a  liberty  class  assignment  (A,  B, 
or  C) .  Only  the  least  severe  limitation  on  liberty  necessary  to 
prevent  discrediting  conduct  ashore  will  be  imposed.  LRB  will 
be  held  approximately  three  days  prior  to  each  subsequent  port 
visit  when  new  referrals  will  be  reviewed  and  members  previously 
placed  on  liberty  risk  may  be  considered  for  category  upgrade  or 
removal  from  liberty  risk. 

5.  Composition  of  LRB.  The  THEODORE  ROOSEVELT  and  Carrier  Air 
Wing  SEVENTEEN  (CVW  17)  Command  Master  Chiefs  (CMDCMs)  will  co¬ 
chair  the  board.  One  Master  Chief  Petty  Officer  from  CVN-71  and 
one  CVW-17  squadron  CMDCM  will  make-up  the  remainder  of  the 
board.  Other  leaders  such  as  the  Command  Drug  and  Alcohol 
Program  Advisor  (DAPA)  or  Command  Climate  Specialist  may  attend 
as  appropriate  to  advise  the  board.  A  representative  of 
THEODORE  ROOSEVELT'S  Legal  Department  will  be  present  for 
administrative  purposes. 

6.  LRB  Considerations.  The  following  factors  will  be 
considered  in  determining  whether  a  member  is  referred  to  LRB: 

a.  Any  alcohol-related  incidents  in  the  last  6  months  or 
any  driving  under  the  influence  (DUI)  in  the  last  12  months. 

b.  NJP  in  the  last  year,  specifically  incidents  involving 
alcohol,  theft,  belligerence  to  authorities  or  members  pending 
administrative  separation. 

c.  Current  participation  in  mandatory  substance  abuse 
and/or  alcohol  abuse  aftercare  program. 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 

d.  Any  prior  violent  incidents  such  as  domestic  violence, 
assaults,  fighting  or  other  episodes  caused  by  anger  control 
problems . 

e.  Disciplinary  Review  Board  (DRB)  history,  trend  of 
problems  or  significant  negative  counseling  that  would  indicate 
difficulty  with  authority  or  following  orders. 

f.  Unauthorized  absence  to  include  returning  after 
expiration  of  liberty  and/or  missing  ship's  movement - 

g.  Any  port  visit  misconduct  in  the  past,  to  include: 

(1)  Disrespect  to  local  cultures,  customs  and 
traditions . 

{2)  Failure  to  obey  shore  patrol,  security  or  beach 

guard . 

(3)  Conduct  embarrassing  to  the  United  States. 

(4)  Uniform  or  civilian  attire  violations. 

h.  Failure  to  pay  personal  debts. 

i.  Other  incidents  which  involve  military  or  civilian 
authorities  or  local  civilians  which  may  bring  discredit  upon 
the  armed  forces  or  the  United  States. 

7.  Classes  of  Liberty  Risk  and  LRB  Procedures.  The  board  will 
review  all  nominations  with  the  goal  of  ensuring  that  a  uniform 
standard  of  liberty  risk  category  assignment  is  made  across  all 
participating  commands  and  will  provide  clear  commentary  on  any 
disparities  in  recommendations. 

a.  Class  "A"  Liberty  Risk.  Personnel  who  have  demonstrated 
behavior  indicating  an  elevated  likelihood  of  improper  conduct 
while  on  liberty.  Personnel  may  not  have  any  liberty  escorts 
who  are  also  on  liberty  risk.  At  least  one  escort  must  be  an  E- 
5  or  above,  but  in  no  case  junior  to  the  person.  Class  "A" 
liberty  risk  personnel  are  prohibited  from  purchasing,  consuming 
or  possessing  any  alcoholic  beverages.  Furthermore,  they  may 
not  be  present  in  any  establishment  which  provides  alcohol  as 
its  primary  business  (e.g.,  bars,  clubs,  etc.). 


3 

H-3-78 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


Their  liberty  will  expire  onboard  at  2100  or  one  hour  prior  to 
the  normal  liberty  expiration  time  for  E-3  and  below,  whichever 

is  earlier. 

b.  Class  ”B"  Liberty  Risk.  Personnel  who  have  demonstrated 
behavior  indicating  a  significant  likelihood  of  improper  conduct 
themselves  while  on  liberty.  Personnel  may  not  have  any  liberty 
escort  who  are  also  on  liberty  risk.  At  least  one  escort  must 
be  an  E-6  or  above,  but  in  no  case  junior  to  the  person.  Class 
"B"  liberty  risk  personnel  are  prohibited  from  purchasing, 
consuming  or  possessing  any  alcoholic  beverages.  Furthermore, 
they  may  not  be  present  in  any  establishment  which  provides 
alcohol  as  its  primary  business  (e.g.,  bars,  clubs,  etc.). 

Their  liberty  will  expire  onboard  at  1800  or  two  hours  prior  to 
the  normal  liberty  expiration  time  for  E-3  and  below,  whichever 

is  earlier. 

c.  Class  ”C"  Liberty  Risk.  Individuals  who  have 
demonstrated  an  inability  to  conduct  themselves  appropriately 
while  ashore  and  have  a  high  likelihood  of  a  liberty  incident. 
Personnel  assigned  to  this  category  will  not  have  liberty 
ashore . 


d.  Personnel  being  processed  for  administrative  separation 
due  to  misconduct  will  automatically  be  assigned  as  Class  "C" 
and  will  remain  in  Class  "C"  status  until  discharged. 

e.  After  the  board  completes  its  recommendations,  it  will 
forward  them,  along  with  its  comments,  to  the  CO  and  Commander, 
Carrier  Air  Wing  (CAG)  as  applicable  for  approval  via  enclosures 
(1)  and  (2).  The  Legal  Department  shall  then  promulgate 
enclosure  (4)  of  approved  liberty  risk  personnel  to  THEODORE 
ROOSEVELT/CVW-17  Administrative  Department,  Security  and  the 
Senior  Shore  Patrol  Officer. 

8.  Authority  to  Assign  Liberty  Risk.  Only  the  ship  and 
squadron  CO's  have  the  authority  to  formally  assign  liberty  risk 
status  to  assigned  personnel-  However,  in  the  event  that  a 
member  commits  misconduct  during  a  foreign  port  visit,  the 
member  will  be  returned  to  the  ship  in  the  custody  of  a  Beach 
Guard  member  or  the  senior  person  in  the  liberty  boat/bus. 


4 

H-3-78 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 

Authorization  to  temporarily  curtail  the  liberty  of  that  member 
until  a  formal  liberty  risk  determination  can  be  made  is 
delegated  to: 

a.  THEODORE  ROOSEVELT  Executive  Officer  (XO) . 

b.  Deputy  Commander,  Carrier  Air  Wing  SEVENTEEN  (DCAG) . 

c.  Squadrons  CO's. 

d.  Command  Duty  Officer  (CDO) . 

e.  Air  Wing  Duty  Officer  (AWDO) . 

f.  Senior  Shore  Patrol  Officer. 

g.  The  member  will  not  be  permitted  to  re-commence  liberty 
ashore  until  a  proper  liberty  risk  determination  is  made  at  the 
next  LRB  or  authorized  by  the  CO  or  CAG.  Ordinarily,  a  LRB  will 
not  be  held  until  the  ship  is  underway. 

9 .  Administration  of  Liberty  Risk  Personnel 

a.  THEODORE  ROOSEVELT'S  Legal  Department  shall  maintain  a 
running  list  of  those  personnel  assigned  to  liberty  risk 
categories.  Copies  of  the  liberty  risk  list  shall  be 
distributed  to  the  CO,  XO,  Head  of  Departments  {HODs),  CVW-17 
Administrative  Department,  embarked  squadrons  and  Chief  Master- 
at-Arms  and  will  be  included  in  the  CDO's  turnover. 

b.  Personnel  designated  as  liberty  risks  will  be  notified 
by  THEODORE  ROOSEVELT'S  Legal  Department  to  execute  enclosure 
(2),  Liberty  Risk  Designation. 

10 .  Mustering  Liberty  Risk  Personnel 

a.  Class  "A"  liberty  risk  personnel  will  sign-out  with 
their  Departmental  Duty  Officer  (DDO)  or  Squadron  Duty  Officer 
(SDO)  prior  to  commencing  liberty.  Class  "A"  liberty  risk 
personnel  will  muster  daily  in-port  with  their  DDO  or  SDO  at 
2100. 

b.  Class  "B"  liberty  risk  personnel  will  sign-out  with 
their  DDO  or  SDO  prior  to  commencing  liberty. 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 

Class  "B"  liberty  risk  personnel  will  muster  daily  in-port  with 
their  DDO  or  SDO  at  1800. 

c.  After  checking  out  with  their  respective 
department/command.  Class  "A"  and  ”B"  liberty  risk  personnel 
will  then  report  to  Security  Dispatch  with  their  liberty  escorts 
to  sign  out  on  the  liberty  log.  Immediately  upon  completion  of 
liberty,  they  are  required  to  report  back  to  Security  Dispatch 
to  sign  in  on  the  liberty  log  and  be  subject  to  a  breathalyzer 
before  reporting  to  their  department /command. 

d.  Class  "C"  liberty  risk  personnel  will  muster  daily  in 
port  with  their  DDO/SDO  at  0700,  2100  and  at  one  other  time  as 
randomly  determined  by  the  DDO/SDO. 

e.  Any  violation  of  liberty  risk  orders  shall  be  reported 
in  writing  to  the  THEODORE  ROOSEVELT'S  Legal  Department. 

11.  Escort  Duties.  For  members  placed  in  Class  "A"  or  "B" 
liberty  risk  status,  DDOs  and  SDOs  will  verify  the  escort's 
acknowledgement  of  their  duties  using  enclosure  (2)  and 
enclosure  (3).  The  escort  must  remain  with  the  Class  "A"  or  "B" 
liberty  risk  member  at  all  times.  After  the  escort  returns  the 
liberty  risk  member  to  the  ship,  the  escort  can  return  to 
regular  liberty  provided  they  still  have  the  requisite  number  of 
liberty  buddies.  Changing  escorts  while  on  liberty  is  not 
permitted.  Both  the  escort  and  the  liberty  risk  member  are 
prohibited  from  consuming  alcohol.  Assignment  as  a  liberty  risk 
escort  is  purely  voluntary.  Liberty  buddies  will  not  be 
required  on  supervised  Community  Relations  (COMREL)  projects 

or  command  sponsored  functions,  where  members  depart  and  return 
to  the  ship  as  a  group.  MWR  tours  and  trips  have  the  same 
liberty  buddy  requirements. 

12 .  Review  of  Liberty  Risk  Status 

a.  Each  person  placed  on  liberty  risk  will  be  promptly 
notified  of  the  fact  and  the  basis  for  the  status.  The 
individual  may  be  afforded  an  opportunity  to  discuss  the  reasons 


6 

H-3-78 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


for  this  assignment  with  the  CO  or  CAG,  via  the  chain  of 
command. 

b.  Liberty  risk  status  should  be  reviewed  prior  to  each 
overseas  port  visit.  An  individual  may  be  moved  to  a  more 
lenient  classif ication  or  be  removed  from  the  program  at  any 
time  by  the  CO.  Reconsideration  shall  be  reserved  for  only  the 
most  extraordinary  cases. 

c.  Personnel  who  have  maintained  the  same  class  of  liberty 
risk  for  two  consecutive  in-port  periods  following  the  one  for 
which  they  were  originally  placed  on  liberty  risk,  shall  be 
moved  to  the  next  more  lenient  classification  or  restored  to 
general  liberty  privileges,  unless  there  is  convincing  evidence 
that  the  service  member  will  commit  further  misconduct  if  his  or 

r _ lihertv  privileges  are  upgraded  or  res  tL _ 


(b)  (6) 


Commander 


Comma 


Df ficer 


Distribution: 

Sharepoint 


7 

H-3-78 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


LIBERTY  RISK  NOMINATION  FORM 


NOMINEE  NAME; 

RANK/RATE: 

DEPT/SQDN; 

LIBERTY  RISK  RECC»4MENDATION 

DATE; 

(NORMAL  LIBERTY)  (A) 

(B)  (C) 

REASON  FOR  NOMINATION: 

The  purpose  of  the  liberty  risk  program  is  to  protect  the  foreign 
relations  between  the  United  States  and  the  host  nation.  Any  conduct 
forming  the  basis  for  a  liberty  risk  designation  must  have  a  reasonable 
nexus  to  this  purpose. 


DATE: 

LIBERTY  RISK  BOARD  RECOMMENDATION 

(NORMAL  LIBERTY)  (A) 

(B)  (C) 

COMMENTS : 

CHAIRMAN,  LIBERTY  RISK  BOARD 

COMMANDING  OFFICER'S  DETERMINATION 

DATE ; 

(NORMAL  LIBERTY)  (A) 

(B)  (C) 

COMMANDING  OFFICER  (OR  DESIGNEE) 

H-3-78 


Enclosure  (1) 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


CLASS  LIBERTY  RISK  DESIGNATION 


From:  COS/Ship/Squadron  CO/CAG 

To:  Rate,  Full  Name,  USN 

Subj:  CLASS  "A"  LIBERTY  RISK  DESIGNATION 

1.  After  careful  review  by  the  Liberty  Risk  Board,  it  has  been 
determined  that  your  past  conduct  warrants  your  designation  as  a  CLASS 
"A"  LIBERTY  RISK  during  the  next  foreign  port  visit. 

2.  You  are  prohibited  from  purchasing,  consuming  or  possessing  any 
alcoholic  beverage  for  the  duration  of  your  liberty  risk  designation. 
Furthermore,  you  may  not  be  present  in  any  establishment  which 
provides  alcohol  as  its  primary  business  (e.g.,  bars,  clubs,  etc.}, 

3.  You  must  adhere  to  the  liberty  escort  system.  One  of  your  liberty 
buddies  must  be  a  command  approved  E5  and  above  (but  in  no  case  junior 
to  you) .  You  are  required  to  sign  in  and  out  of  the  Liberty  Log 
located  in  Security  Dispatch,  Your  liberty  expires  at  2100  or  one 
hour  prior  to  the  normal  liberty  expiration  time  for  E-3  and  below, 
whichever  is  earlier.  You  are  additionally  required  to  muster  daily 
at  2100  with  your  DDO  or  SDO. 

4.  This  designation  will  remain  in  effect  until  you  are  informed 
otherwise.  Your  designation  will  be  reviewed  by  the  Liberty  Risk 
Review  Board  prior  to  the  next  port  visit.  Failure  to  comply  with  the 
above  order  may  subject  you  to  disciplinary  or  administrative  actions. 


COS/SQUADRON/SHIP  CO/CAG 


I  understand  that  I  am  in  a  liberty  risk  status  and  that  I  must  abide 
by  the  rules  set  forth  in  the  designation  letter,  I  also  understand 
that  failure  to  comply  could  result  in  adverse  administrative  and/or 
disciplinary  action. 


Member's  Signature/Date 


I  understand  that  by  signing  as  the  liberty  escort  for  the  above 
listed  Sailor  that  I  will  perform  the  liberty  escort  duties  as 
described  in  TR/CVW17NOTE  1050  paragraph  (11).  I  also  understand  that 
failure  to  comply  could  result  in  adverse  administrative  and/or 
disciplinary  action. 


Liberty  Escort  Printed  Rate/Name  Signature/Date 


H-3-78 


Enclosure  (2) 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


From:  COS/Ship/Squadron  CO/CAG 

To;  Rate,  Full  Name,  USN 

Subj :  CLASS  "B"  LIBERTY  RISK  DESIGNATION 

1.  After  careful  review  by  the  Liberty  Risk  Board,  it  has  been 
determined  that  your  past  conduct  warrants  your  designation  as  a  CLASS 
”B"  LIBERTY  RISK  during  the  next  foreign  port  visit. 

2.  You  are  prohibited  from  purchasing,  consuming  or  possessing  any 
alcoholic  beverage  for  the  duration  of  your  liberty  risk  designation. 
Furthermore,  you  may  not  be  present  in  any  establishment  which 
provides  alcohol  as  its  primary  business  (e.g.,  bars,  clubs,  etc.)  for 
the  duration  of  your  liberty  risk  designation. 

3.  One  of  your  liberty  buddies  must  be  a  command  approved  E6  or  above 
(but  in  no  case  junior  to  you) .  You  are  required  to  sign  in  and  out 
of  the  Liberty  Log  located  in  Security  Dispatch.  Your  liberty  expires 
at  1800  or  two  hours  prior  to  the  normal  liberty  expiration  time  for 
E-3  and  below,  whichever  is  earlier.  You  are  additionally  required  to 
muster  daily  at  1800  with  your  DDO  or  SDO. 

4.  This  designation  will  remain  in  effect  until  you  are  informed 
otherwise.  Your  designation  will  be  reviewed  by  the  Liberty  Risk 
Review  Board  prior  to  the  next  port  visit.  Failure  to  comply  with  the 
above  order  may  subject  you  to  disciplinary  or  administrative  actions. 


COS/SQUADRON/SHIP  CO/CAG 


I  understand  that  I  am  in  a  liberty  risk  status  and  that  I  must  abide 
by  the  rules  set  forth  in  the  designation  letter.  I  also  understand 
that  failure  to  comply  could  result  in  adverse  administrative  and/or 
disciplinary  action. 


Member's  Signature/Date 


I  understand  that  by  signing  as  the  liberty  escort  for  the  above 
listed  Sailor  that  I  will  perform  the  liberty  escort  duties  as 
described  in  TR/CVW17NOTE  1050  paragraph  (11) .  I  also  understand  that 
failure  to  comply  could  result  in  adverse  administrative  and/or 
disciplinary  action. 


Liberty  Escort  Printed  Rate/Name  Signature/Date 


2 

H-3-78 


Enclosure  (2) 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


From:  COS /Ship/Squadron  CO/CAG 

To:  Rate,  Full  Name,  USN 

Subj :  CLASS  "C"  LIBERTY  RISK  DESIGNATION 

1.  After  careful  review  by  the  Liberty  Risk  Board,  it  has  been 
determined  that  your  past  conduct  warrants  your  designation  as  a  CLASS 
«C"  LIBERTY  RISK  during  the  next  foreign  port  visit. 

2.  You  are  not  authorized  liberty  ashore.  While  inport  you  will 
muster  daily  with  the  DDO/SDO  at  0700  and  2100  in  the  uniform  of  the 
day- 

3.  This  designation  will  remain  in  effect  until  you  are  informed 
otherwise.  Your  designation  will  be  reviewed  by  the  Liberty  Risk 
Review  Board  prior  to  the  next  port  visit.  Failure  to  comply  with  the 
above  order  may  subject  you  to  disciplinary  or  administrative  actions. 


COS/SQUADRON/SHIP  CO/CAG 


I  understand  that  I  am  in  a  liberty  risk  status  and  that  I  must  muster 
as  indicated  above.  I  also  understand  that  failure  to  comply  could 
result  in  adverse  administrative  and/or  disciplinary  action. 


Member's  Signature/Date 


3 

H-3-78 


Enclosure  (2) 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 

GENERAL  ORDER  17-01:  LIBERTY  BUDDY  DUTIES  AND  RESPONSIBILITIES 

1.  Purpose.  To  establish  duties  and  responsibilities  of  liberty 
buddies  for  TRSG  deployment . 

2.  Authority.  Uniform  Code  of  Military  Justice;  U.S,  Navy 
Regulations,  1990,  Chapter  7. 

3 .  Background 

a.  The  "buddy  system"  is  in  effect  at  all  times  during  port 
visits.  It  promotes  safety,  good  behavior,  and  is  an  important 
force  protection  risk  management  tool.  The  buddy  system  mandates 
that  all  TRSG  Sailors  identify  individuals  with  whom  they  will  spend 
their  time  off  the  ship  on  liberty.  At  a  minimum,  the  buddy  system 
requires  liberty  buddies  to  sign  out /sign  in  together  and  remain 
with  each  other  while  they  are  on  liberty.  This  order  promulgates 
the  mutual  duty  for  liberty  buddies  to  ensure  each  other's  safety, 
welfare,  and  appropriate  behavior. 

b.  The  buddy  system  is  also  a  crucial  enabler  to  the  Navy's 
mission  to  conduct  successful  foreign  port  visits.  Foreign  port 
visits  not  only  promote  strong  morale  and  readiness  of  our  military 
forces,  but  they  also  foster  goodwill  and  positive  relations  with 
host  nations  -  setting  the  foundation  for  cooperative  relationships 
with  foreign  communities  and  governments.  Buddy  system  misconduct 
by  Service  members  overseas  undermines  those  efforts  and  jeopardizes 
foreign  relations. 

4.  Action.  TRSG  personnel  have  the  duty  and  obligation  to  ensure 
the  safety,  welfare,  and  appropriate  behavior  of  their  liberty 
buddies . 

a.  TRSG  personnel  have  a  duty  to  take  all  appropriate  and 
reasonable  measures,  as  defined  below,  to  ensure  the  safety, 
welfare,  and  appropriate  behavior  of  all  liberty  buddies.  In  the 
event  liberty  buddies  begin  to  behave  inappropriately,  TRSG  Sailors 
are  required  to  take  positive  action  to  ensure  that  the 
inappropriate  conduct  ceases.  TRSG  Sailors  shall  not  use  physical 
force  against  liberty  buddies  at  any  time. 

b.  If  physical  restraint  is  required,  TRSG  Sailors  should  seek 
assistance  from  on-duty  master-at-arms,  shore  patrol,  or  local  or 
host  nation  law  enforcement  officials.  Although  it  is 
impossible  to  list  each  example  of  when  and  how  one  must  take 
action  to  prevent  inappropriate  behavior  by  liberty  buddies,  TRSG 
Sailors  must  take  reasonable  measures  to  prevent  excessive 


H-3-78 


Enclosure  (3) 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 

consumption  of  alcohol,  altercations  with  civilians  in  U.S. 
territories  and  host  nations,  and  violations  of  local  laws  or  the 
Uniform  Code  of  Military  Justice  (UCMJ) . 

c.  What  constitutes  "reasonable  measures"  will  depend  on  the 
specific  circumstances.  Reasonable  measures  include  but  are  not 
limited  to: 

(1)  Monitoring  and,  if  necessary,  limiting  the  alcohol 
consumption  of  a  liberty  buddy. 

(2)  At  the  first  indication  of  inappropriate  behavior, 
verbally  counseling  the  offending  liberty  buddy  to  behave 
appropriately. 

(3)  Returning  to  the  ship  with  the  liberty  buddy  if  they 
become  or  are  becoming  intoxicated. 

(4)  If  a  TRSG  Sailor  is  unable  to  persuade  the  offending 
liberty  buddy  to  behave  appropriately,  seek  assistance  from  another 
Sailor,  shore  patrol,  or  law  enforcement.  TRSG  personnel  should 
never  be  required  to  use  physical  force  to  control  a  liberty  buddy. 

(5)  Under  no  circumstances  are  TRSG  personnel  permitted  to 
become  separated  from  designated  liberty  buddies  while  ashore.  If  a 
TRSG  Sailor  becomes  separated  from  their  liberty  buddy  for  any 
reason,  or  if  a  TRSG  Sailor  is  abandoned,  they  must  notify  shore 
patrol  and  their  chain  of  command  as  soon  as  possible  and  return  to 
the  ship. 

d.  TRSG  personnel  have  the  duty  and  obligation  to  adhere  to  all 
liberty  policies. 

(1)  Failure  to  exercise  reasonable  care  and  take  positive 
action  as  described  above  to  ensure  the  safety,  welfare,  and 
appropriate  conduct  of  a  liberty  buddy  is  a  violation  of  this  order. 

(2)  Under  the  authority  of  the  UCMJ  and  U.S.  Navy 
Regulations,  1990,  Chapter  7,  this  order  is  punitive  in  nature. 
Violations  of  this  order  may  result  in  punitive  and/or 
administrative  action. 


2 

H-3-78 


Enclosure  (3) 


ADMINISTRATIVE  REMARKS 
NAVPERS 1070/613  (REV.  08-2012) 


SHIP  OR  STATION 

Ref:  (a)  COMCARSTRKGRUNINE  NOTICE  1050  (Overseas  Liberty  Policy  for  FIFTH/SEVENTH  Fleet) 

(b)  USS  THEODORE  ROOSEVELT(CVN  71)/CARRIER  WING  SEVENTEEN  NOTICE  1050  (Liberty  Risk  Program) 

_  I  have  been  briefed  and  understand  that  I  have  a  positive  duty  to  take  all  reasonable  measures  to  prevent 

inappropriate  behavior  by  my  liberty  buddies,  to  include:  the  excessive  consumption  of  alcohol,  altercations  with  local 
citizens,  and  violations  of  local  laws  or  the  Unifonn  Code  of  Military  Justice,  lam  not,  however,  required  to  use  physical 
force  against  my  liberty  buddies  at  any  time.  If  physical  restraint  is  required,  1  will  seek  assistance  from  the  Ship’s  Liaison 
Group,  Shore  Patrol,  Beach  Guard,  .security,  or  Law  Enforcement  ofTicials.  What  constitutes  reasonable  measures  will  depend 
on  the  specillc  circumstances,  and  includes  but  is  not  limited  to: 

(1) Monitoring  and,  if  necessary,  limiting  the  alcohol  consumption  of  my  liberty  buddies. 

(2)  Returning  to  the  ship  with  my  liberty  buddies  if  they  have  had  too  much  to  drink. 

(3)  At  the  first  indication  of  inappropriate  behavior,  verbally  counseling  the  offending  liberty  buddy  to  behave 

appropriately. 


(4)  If  I  am  unable  to  persuade  my  offending  liberty  buddy  to  behave  appropriately,  I  will  seek  assistance 
from  another  Sailor,  Ship’s  Liaison  Group,  Shore  Patrol,  or  law  enforcement. 

(5)  Staying  with  my  buddy  at  all  times.  If  my  liberty  buddies  abandon  me.  or  if  we  become  separated  for  any 
rea.son,  I  will  notify  the  Ship’s  Liaison  Group,  Shore  Patrol,  and  my  Chain  of  Command  as  .soon  as  possible. 

(6)  Making  a  plan.  1  will  plan  what  I  want  to  do  with  my  liberty  buddies,  plan  how  we  will  get  back  to  the  ship, 
and  stick  with  the  plan.  I  acknowledge  that  failing  to  plan  is  planning  to  fail. 

1  understand  that  when  1  go  ashore  in  a  foreign  country,  I  am  a  representative  of  our  Navy  and  Nation.  TRSG’s 
succe.ssfttl  visits  to  these  ports  play  an  important  part  m  building  cooperative  relationships  with  foreign  communities  governments 
and  are  a  key  element  of  our  national  security. 

_  I  understand  that  misconduct  by  service  members  in  foreign  ports  undermines  these  efforts,  undennines  our  fighting 

strength,  and  jeopardizes  foreign  relations.  At  the  same  time,  we  must  protect  each  other  from  the  very  real  threat  of  terrorism  and 
local  criminal  elements  while  on  liberty  overseas. 

_  1  have  been  briefed  and  understand  that  when  interacting  with  civilians,  local  nationals,  e.xpatriates,  or  third 

country  nationals,  1  must  remember  OPSEC.  I  will  not  discu,ss  any  details  of  TRSG  movements,  mission,  capabilities,  numbers  of 
personnel,  ships  or  aircraft,  future  operations  or  port  calls. 

I  have  been  briefed  and  understand  the  applicable  liberty  policies  for  the  FIFTH  and  SEVENTH  Fleet  Area  of 
Operations,  including  the  dress  code,  prohibited  activities,  and  off-limils  locations. 


Member's  Signature 


_  I  hereby  acknowledge  the  above  NAVPERS  1070/613  entry  and  understand  that  failure  to  obey  this 

lawful  general  order  could  subject  me  to  administrative  and/or  disciplinary  actions  as  a  violation  of  Article  92,  Unifonn 
Code  of  Military  Justice. 


Member’s  Signature/Date  Witness  Signature/Datc 


NA.ME  (Last,  First,  Middle)  SSN  BRANCH  AND  CL,\SS 


H-3-78 


Enclosure  (3) 


TRNOTE  1050 
CVW17NOTE  1050 
23  Aug  17 


LIBERTY  RISK  ASSIGNMENT 

CLASS  ALPHA  | 

Rank 

Name 

Departmenl: 

Current 

Category 

Previous 

Category 

Date 

Justification 

CLASS  BRAVO  | 

Rank 

Neuoe 

Departaoen't 

Current 

Category 

Previous 

Category 

Date 

Justification 

j  CLASS 

CHARLIE 

Rank 

Name 

Department 

Current 

Category 

Previous 

Category 

Date 

Justification 

_ 

Enclosure  (4) 


H-3-78 


DEPARTMENT  OF  THE  NAVY 
USS  THEODORE  ROOSEVELT  {CVN  7 1 ) 
UNITHXGSO  BOX) 

AP  96632 


5500 
3  Mar  20 


MEMORANDUM 


From:  Commanding  Officer,  USS  THEODORE  ROOSEVELT  (CVN  71) 

To:  Officer  of  the  Deck,  In-Port 

Subj :  LIBERTY  RISK  FOR  DA  NANG,  VIETNAM  -  MARCH  2020 
Ref:  (a)  TRNOTE  1 050  dtd  1 2  Feb  2020 

End:  ( 1 )  List  of  No  Alcohol,  Liberty  Risk,  and  Restricted  Personnel 

1 .  The  individuals  listed  in  enclosure  (1 )  are  on  Alpha,  Bravo,  or  Charlie  Liberty  Risk,  have 
been  issued  No  Alcohol  Letters  (NAL),  or  are  on  restriction, 

2.  Per  reference  (a),  none  of  the  personnel  listed  in  enclosure  (1 )  are  permitted  to  purchase, 
consume,  or  possess  alcohol  while  in  port.  Other  restrictions  are  as  follows: 

a.  Restricted  Personnel:  Restricted  personnel  are  not  authorized  to  leave  the  ship. 

b.  Class  Charlie:  Personnel  on  Class  Charlie  are  not  permitted  to  go  on  liberty.  They  are  only 
authorized  to  transit  to  and  from  Fleet  Landing  in  their  dress  white  uniform.  They  must  be  escorted 
by  an  E-6  or  above,  who  in  no  case  may  be  junior  to  them.  Class  Charlie  personnel  must  be  back 
onboard  the  ship  no  later  than  1 600. 


c.  Class  Bravo:  Personnel  on  Class  Bravo  are  permitted  to  go  on  liberty.  They  must  be 
escorted  by  an  E-6  or  above,  who  in  no  case  may  be  junior  to  them.  Class  Brave  personnel  must  be 
back  onboard  the  ship  no  later  than  1800. 

d.  Class  Alpha:  Personnel  on  Class  Alpha  Bravo  are  permitted  to  go  on  liberty.  They  must  be 
escorted  by  an  E-5  or  above,  who  in  no  case  may  be  junior  to  them.  Class  Alpha  personnel  must  be 
back  onboard  the  ship  no  later  than  2 1 00. 


e.  No  Alcohol  Letter:  Personnel  who  have  been  issued  a  NAL  may  go  on  liberty  free  of  any 
additional  restrictions,  but  are  not  permitted  to  purchase,  consume,  or  possess  alcohol  while  in  port. 


3.  Anym^tion^erlaining  to  this  issue  should  be  referred  to  the  Command  Judge  Advocate, 
LCDR|®®^"'m| JAGC,  USN  at(b)  (P)  l@cvn7X.navv.mil  or^*^^^ 


(b)  (6) 


B.  E.^ROZI^ 


(bTfoy 


H-3-78 


FOR  OFFIQAL  USE  ONLY  //  PRIVACY  SENSITIVE 


Witness  Statement  of  USS  THEODORE  ROOSEVELT  (CVN  71) 

Reactor  Officer 

On  1 1  May  2020  I  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVID-19  onboard  USS  THEODORE 
ROOSEVELT  (CVN  71)  via  telephone. 


What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 

Witness  Name:  CAPT^*^^^  _  Position:  Reactor  Officer 

Command:  USS  THEODORE  ROOSEVELT  Department/Division:  Reactor 
Email  Address:pi 


vBcvn71.navv.mil  Phone(s)p?  W 


Prior  to  our  pulling  into  Da  Nang  we  were  in  normal  operations  because  we  did  not  have  a 
positive  case  onboard.  We  had  lots  of  discussions  at  HOD  meetings  about  how  to  operate  in  a 
COVID  environment.  There  was  a  scheduled  reception  on  the  ship,  but  the  was  talk  of 
cancelling  it  because  of  worries  about  the  virus  and  the  logistics  of  properly  screening  people. 
Once  we  pulled  into  Da  Nang  we  began  actively  screening  people  using  a  questionnaire. 

Because  of  the  COVID  testing  protocols  all  Sailors  were  told  to  provide  extra  time  on  the  pier  to 
get  back  on  the  ship. 

After  we  left  Da  Nang,  there  were  some  changes  onboard  following  the  report  that  39  Sailors 
that  may  have  been  exposed  because  they  were  staying  in  a  hotel  where  there  may  have  been 
some  COVID  exposure.  One  measure  was  that  those  potentially  infected  people  were  moved  to 
different  berthing.  It  was  very  chaotic.  There  was  a  lot  of  training  and  talks  to  the  crew  about 
reporting  symptoms  and  washing  your  hands,  not  to  touch  your  face.  We  did  not  have  face 
masks  yet.  We  were  already  bleaching  the  ship  twice  a  day  as  a  result  of  a  bad  case  of  “double 
dragon”  prior  to  the  Da  Nang  port  visit  and  continued  doing  so  as  a  precaution.  There  was  talk 
about  social  distancing  and  spreading  out  but  it  was  mostly  written  off  because  with  the  berthing 
filled  to  90%  capacity,  not  much  we  could  done. 

After  we  had  the  positive  cases  of  COVID-19  onboard  there  was  a  hard  push  for  social 
distancing.  One  of  the  things  they  started  to  do  was  put  tape  down  in  the  chow  line,  but  1  would 
still  see  Sailors  together,  khakis  would  walk  around  and  tell  them  to  stay  6ft  apart  but  as  soon  as 
they  would  leave  the  Sailors  would  start  grouping  together  again. 

There  was  a  lot  of  talk  about  COVID  prevention  since  February.  SMO  was  really  pushing  it  at 
meetings  and  in  emails;  XO  would  be  on  the  1 MC  daily  telling  people  to  wash  their  hands,  don’t 
touch  their  face,  it  was  discussed  frequently  at  the  HoD  meetings. 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 

H-3-79 


FOR  OFFiQAL  USE  ONLY  //  PRIVAGT  SENSITIVE 


Subj:  Witness  Statement  of  USS  THEODORE  ROOSEVELT  (CVN  71)  Reactor  Officer 

After  the  24"’  of  March  when  we  had  our  first  positive  case,  things  got  chaotic;  we  were  going 
through  what  seemed  like  hundreds  of  COAs,  like  go  to  Yokosuka  even  though  we  could  not  go 
there  because  the  only  pier  we  could  go  to  was  already  occupied  by  a  CVN  there  (REAGAN). 
Again  1  admit  things  are  a  little  fuzzy  in  my  memory  about  that  time,  because  we  were  going 
through  RF Is  24/7.  We  would  start  one  COA,  then  work  through  the  info  just  to  have  to  start 
another  one,  the  time  from  24  to  27  March  are  a  blur  since  I  didn’t  get  a  lot  of  sleep.  We  knew 
we  needed  to  get  people  off  the  ship,  but  even  after  we  arrived  in  Guam  there  were  still  requests 
for  COA  development.  1  would  say  it  was  about  triple  of  the  COAs  I  am  usually  asked  for,  the 
flippancy  of  it  all  was  fhistrating. 

Luckily  the  climate  among  the  HoDs  was  the  best  1  have  ever  seen.  I  have  been  aboard  for  two 
years,  I  have  seen  three  sets  of  HoDs  in  some  cases  and  this  group  got  along  the  best.  The  XO 
was  the  hammer  and  we  supported  him.  Regarding  CSG-9,  until  1  forced  ourselves  into  the 
“Bubba’s”  meeting  1  was  clueless  on  a  lot  of  the  CSG  planning  (and  a  lot  of  things  didn’t  make 
sense  or  were  very  last  minute)  -  once  1  did,  we  worked  well  with  the  Strike  Group  staff  Either 
1  or  the  Assistant  Reactor  Officer  sat  in  on  the  “Bubbas”  meeting  to  evaluate  the  impact  on  my 
ability  to  run  drills  and  maintenance  or  what  required  speed  was  needed  to  transit  for  future 
tasking. 

Both  reactors  were  up  without  any  issues  as  we  went  into  Guam. 

1  have  a  very  good  relationship  with  Naval  Reactors,  an  open  relationship.  Thye  had  some  RFls 
about  watch  station  mitigations.  We  talked  about  pulling  people  from  other  ships  if  we  needed 
to,  we  were  very  protective  of  a  core  team  of  senior  watch  supervisors  in  the  event  we  needed 
them  to  lead  others  in  the  specific  of  our  plants.  We  provided  a  list  of  everyone  we  would  need 
to  get  the  ship  underway,  the  questions  was  where  to  send  the  230  people?  They  ended  up  going 
to  the  gym  on  base.  1  got  very  concerned  because  the  Reactor  personnel  at  the  gym  were  getting 
one  or  two  positive  cases  a  day  for  COVID.  They  were  sleeping  on  cots  that  were  barely  6  feet 
apart,  people  were  not  able  to  social  distance  any  better  than  they  could  on  the  ship.  If  the  rate  of 
infection  continued,  I  knew  that  we  would  not  be  able  to  re-man  the  department  in  a  timely 
maimer.  This  was  30  March,  the  day  of  the  letter.  I  was  concerned  and  went  to  the  CO  and  said 
we  may  need  to  send  a  special  letter  to  the  Admiral,  CAPT  Crozier  asked  me  to  speak  to  the 
TYCOM  N9.  (A  CO  writes  a  periodic  letter  to  the  Admiral  to  relay  any  concerns,  normally 
every  3  months,  but  if  there  is  something  pressing,  a  “special”  letter  may  be  written.)  N9  told  me 
a  letter  will  go  through  his  staff  and  the  Admiral  may  not  read  it  for  a  week  and  that  an  email  is 
better  and  faster.  I  then  read  the  letter  that  tlie  CO,  XO  and  ship’s  secretary  were  drafting  (the 
letter  that  was  later  released).  I  drafted  a  ghost  email  for  the  CO  on  SIPR,  and  1  have  forwarded 
this  Email  to  the  VCNO  inspection  team.  The  CO  sent  the  email  to  the  TYCOM  N9  later  that 
day. 

In  closing  1  want  to  stress  that  March  24*'’  to  the  27"’  were  a  blur  to  me;  I  got  little  sleep,  there 

2 

FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-79 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


Subj:  Witness  Statement  of  USS  THEODORE  ROOSEVELT  (CVN  71)  Reactor  Officer 

were  so  many  RFIs  and  COAs  being  discussed  that  required  input  and  there  was  a  feeling  that 
people  were  not  receptive  to  any  of  the  information  that  we  were  providing. 


I  swear  (or  affirm)  that  the  information  in  the  statement  above  is  true  and  accurate  to  the  best  of 
my  knowledge,  information,  and  belief. 


204-0 

(Date)  Time 


Wff) 

(w  ifness  'Signature) 


3 

FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-79 


H-3-79 


From: 

To: 

Cc: 

Subject: 

Date: 

Attachmeirts: 


LCDR  USN.  USS  THEODORE  ROOSEVELT 
Crozier.  Brett  E  CART  USN.  USS  Theodore  Roosevelt 

CART  USN.  USS  Theodore  Roosevelt:  g] 

RE:  TRSG  RTQ 


Tuesday,  March  24,  2020  3:32:16  AM 
200324  TRSG  Positive  COVID  IMC  Remarks.docx 

200324  Letter  to  the  Family  I  CO  Capt.  -  C19  (21.docx 


CMC  USN.  USS  Theodore  Roosevelt 


Captain, 

Attached  are  updated  talking  points  for  the  IMC  this  evening.  I  added 
additional  Public  Affairs  concerns  to  the  remarks. 


Also  attached  is  a  letter  to  the  families  that  I'm  going  to  vet  through  C7F 
and  CPF  public  affairs  to  ensure  we  can  send  to  our  team  of  strike  group 
ombudsman  tonight  before  we  go  out  of  rivercity. 


Very  respectfully. 


LCDR  I 
Public  Affairs  Officer 
Carrier  Strike  Group  NINE 
USS  Theodore  Roosevelt  (CVN  71) 

Offic^m  J 

Celh  p)  (6)  ^ 

PIB) 


@cvn71  navy.(smil)  mil 


JDi^b)  [ 
Hydrajb)  ] 


- Original  Message - 

From:  LCDR  USN,  USS  THEODORE  ROOSEVELT 

Sent:  Tuesday,  March  24,  2020  2:49  PM 

To:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 

Cc:  CAPT  USN,  USS  Theodore  Roosevelt;  p)  (Bj) 

USN,  USS  Theodore  Roosevelt 

Subject:  RE:  TRSG  RTQ 


CMC 


Captain, 


Attached  is  the  CCSG-9  approved  RTQ  (with  C7E  and  CPE  for  final  approval). 
Additionally  attached  are  draft  IMC  remarks  for  this  evening.  Working  on  the 
draft  letter  for  the  families. 


Very  respectfully. 


LCDR  I 
Public  Affairs  Qfficer 
Carrier  Strike  Group  NINE 
USS  Theodore  Roosevelt  (CVN  71) 
QfficeJ 
CelhiP)  (6) 

3)  |@cvn71  navy.(smil)  mil 


H-3-80 


JDiah]^) 

Hydrato 


- Original  Message - 

From:  |[g)  (6)  ^  LCDR  USN,  USS  THEODORE  ROOSEVELT 

Sent:  Tuesday,  March  24,  2020  10:40  AM 

To:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 

CAPT  USN,  USS  Theodore  Roosevelt;  |[5)  (6) 


'(6) 


Cc: 

USN,  USS  Theodore  Roosevelt 
Subject:  TRSG  RTQ 


CMC 


Captain, 


I  still  need  SMO's  chop  but  wanted  you  to  see  what  I've  drafted  so  far  for  C7P 
and  PACFLT  based  on  guidance  put  out  previously  from  CHINPO.  PACPLT  will  have 
lead  for  external  communication.  Once  this  is  finalized.  I'll  work  on  a 
briefing  card  spedifically  for  communication  with  our  families/ombudsmen. 


Also  working  IMC  remarks  as  well. 


Very  respectfully. 


LCDR  I 
Public  Affairs  Officer 
Carrier  Strike  Group  NINE 
USS  Theodore  Roosevelt  (CVN  71) 
Offic^ 

CellJ)  (6) 

|b)  (6)  @cvn71  navy. (smil)  mil 


JDMilb)  [ 

Hydra^b)  ] 


H-3-80 


Good  Evening  Rough  Riders, 


Fantastic  job  by  our  bridge  watch  standers  that  supported  our 
third  PHOTOEX  with  the  America  ARG  and  7^^  Fleet  Flag  ship, 
USS  Blue  Ridge,  along  with  the  bridge  team  and  air,  deck  and 
supply  departments  that  supported  the  RAS  this  afternoon.  Two 
major  evolutions  in  one  day  is  no  easy  task  and  you  all  knocked 
it  out  of  the  park! 

On  a  more  serious  note,  I  want  to  take  a  few  minutes  to  address 
some  events  that  occurred  over  the  last  24  hours.  I’m  sure  many 
of  you  have  walked  by  Medical  today  and  wondered  why  they 
are  closed. 

Yesterday  evening,  two  Sailors  did  the  right  thing  and  went  to 
medical  stating  they  were  experiencing  flu-like  symptoms. 

The  two  Sailors  were  tested  by  our  embarked  Naval  Medical 
Research  Center  team  that  joined  us  after  Vietnam,  and  this 
morning  the  results  of  the  tests  indicated  positive  for 
coronavirus  or  what  is  officially  known  as,  COVID-19. 

Both  Sailors  have  been  placed  in  isolation  and  we  are 
coordinating  flying  those  Sailors  off  ship  as  soon  as  we  are 
within  COD  range  to  Guam,  which  could  be  as  soon  as 
tomorrow. 


H-3-80 


As  always  my  number  one  concern  is  the  health  and  safety  of 
every  Rough  Rider  and  Sailor  onboard  and  I  want  to  reassure 
you  that  we  are  taking  all  the  precautions  available  to  a  large 
city  afloat  in  attempts  to  mitigate  the  spread  of  the  virus 
onboard. 

-  As  I  mentioned  before  we  have  a  medical  team  embarked 
with  us  to  help  with  testing  of  possible  COVID-19  cases. 

-  We  have  antiseptic  wipes  and  hand  sanitizer  throughout  the 
ship,  especially  in  workspaces,  mess  decks,  common  areas 
and  tool  issue. 

-  We  have  secured  self-serve  on  the  mess  decks,  CPO  Mess 
and  Wardrooms. 

-  We  are  limiting  dental  services  onboard. 

-  And  starting  this  evening  we  are  going  to  increase  how 
often  we  are  wiping  down  surfaces  with  bleach.  We  will 
continue  with  XO’s  bleachapalooza  every  morning  but  now 
in  the  evening  during  sweepers  we  are  going  to  repeat  the 
process. 

Myself  and  leadership  onboard  will  continue  to  do  everything  in 
our  power  to  ensure  the  health  and  safety  of  everyone  onboard 


H-3-80 


continues  to  be  the  top  priority  as  we  re-evaluate  future 
operations  for  the  ship. 

In  return  I  ask  for  your  support  in  going  to  sick  call  in  the 
morning  should  you  have  respiratory  symptoms  which  include 
fever,  chills,  cough,  sore  throat  or  shortness  of  breath. 

And  I  need  your  support  for  bleachapalooza  and  washing  your 
hands  throughout  the  day. 

Lastly,  I  ask  that  you  remember  that  you  represent  our  ship  and 
the  Navy.  We  need  to  be  respectful  of  our  shipmates  in  isolation 
so  be  mindful  of  the  information  you  send  off  ship. 

While  leadership  supports  you  keeping  in  touch  with  family  and 
love  ones,  we  ask  that  you  and  your  family  do  not  engage  with 
the  media.  As  many  of  you  are  already  aware,  those  back  at 
home  are  already  dealing  with  heightened  tensions  and  anxiety 
due  to  ongoing  media  coverage  of  the  COVID-19  pandemic,  we 
do  not  need  to  add  it.  We  also  do  not  need  our  adversaries 
knowing  either. 

However,  if  you  or  your  family  is  contacted  by  media,  please 
refer  them  to  our  Public  Affairs  Officer  onboard. 

As  always. . .  keep  an  eye  on  your  shipmates,  your  head  on  a 
swivel  and  be  ready  for  the  fight  tonight. 


H-3-80 


Captain  out. 


H-3-80 


To  our  family  and  friends, 

Hello  again  from  aboard  'America's  Big  Stick',  the  mighty  TR.  As  you  can  imagine  in  the  dynamic  world 
within  which  we  all  live,  your  Sailors  commitment  to  ensure  the  safety  and  security  of  our  Nation  is  on 
display  to  the  world.  Even  with  difficulties  at  home,  knowing  we  have  your  support  and  you  have  ours, 
provides  the  foundation  for  our  continued  success  at  sea,  and  is  the  framework  for  our  homecoming 
once  our  mission  is  complete. 

We  just  wrapped  up  our  third  evolution  of  expeditionary  strike  operations  with  the  America 
Expeditionary  Strike  Group  and  our  Sailors  continue  to  go  above  and  beyond  with  any  tasking  we  are 
given  from  Fleet  commanders.  I  am  proud  to  serve  alongside  your  loved  ones  across  the  Strike  Group. 
Each  day,  they  conduct  themselves  as  the  professional  Sailors  they  are;  focused,  committed  and 
determined  to  see  the  mission  through  to  the  end.  Thank  you  for  being  the  support  they  need  at  home 
in  order  for  them  to  perform  at  their  peak  out  here. 

As  the  Captain,  it's  important  for  me  to  maintain  an  open  dialogue  with  the  families  and  the  friends  of 
the  Sailors  I  have  been  entrusted  to  lead  and  I  wanted  you  to  hear  from  me  an  update  to  the  last  letter  I 
sent  when  we  left  Vietnam.  Yesterday  evening,  two  Sailors  did  the  right  and  brave  thing,  reporting  to 
medical  stating  they  were  experiencing  flu-like  symptoms. 

The  two  Sailors  were  tested  by  our  embarked  Naval  Medical  Research  Center  team  that  joined  us  after 
Vietnam,  and  this  morning  the  results  of  the  tests  indicated  positive  results  for  coronavirus  (COVID-19). 

Both  Sailors  have  been  placed  in  isolation  in  accordance  with  the  Center  for  Disease  Control  and  we  are 
coordinating  flying  those  Sailors  off  ship  as  soon  as  we  are  logistically  able  to,  which  could  be  as  soon  as 
tomorrow. 

Your  Sailors  remain  our  number  one  priority  and  we  are  doing  everything  we  can  to  ensure  they  remain 
healthy  so  we  can  continue  to  accomplish  our  mission  out  here  in  the  Western  Pacific  and  return  them 
to  you  again  safely.  We  are  continuing  aggressive  precautions  to  mitigate  the  spread  of  COVID-19.  Our 
world-class  medical  department  is  working  around  the  clock,  screening  any  Sailor  that  reports  feeling  ill, 
as  well  as  sanitizing  the  ship  on  a  regular  basis. 

Since  the  ship's  last  port  visit  in  Vietnam,  we  have  been  following  an  aggressive  mitigation  strategy  to 
minimize  spread  of  coronavirus  and  protect  the  health  of  our  force.  The  mitigation  efforts  included  the 
following: 

•  The  ship's  medical  team  onboard  monitored  Sailors  with  respiratory  symptoms  and  those  Sailors 
who  transferred  to  the  ship  following  the  port  visit  daily  for  11  days. 

•  Verbal  screening  of  all  Sailors.  Each  department  onboard  asked  all  Sailors  if  they  were 
experiencing  any  flu-like  symptoms. 

•  Ship  personnel  conduct  deep  cleaning  of  ship  with  bleach  on  a  daily  basis. 

•  Antiseptic  wipes  and  hand  sanitizer  were  placed  throughout  the  ship,  particularly  in  workspaces 
near  computers,  mess  decks,  common  areas,  and  tool  issue. 


H-3-80 


•  The  ship  secured  self-serve  on  the  mess  decks,  CPO  Mess,  and  Wardroom. 

•  A  medical  augment  team  from  Biological  Defense  Research  Directorate  from  Fort  Detrick,  MD 
embarked  the  ship  following  the  port  visit.  This  team  has  the  ability  to  test  Sailors  onboard  who 
present  influenza-like  illness  symptoms.  This  capability  provides  early-warning  surveillance  for 
the  medical  teams  to  be  able  to  identify  if  a  COVID-19  case  is  onboard  a  ship  -  as  they  did  in  our 
two  current  cases  onboard. 

Immediately  following  the  positive  results  from  the  two  Sailors  onboard,  we  additionally  implemented: 

•  Limited  services  offered  by  the  onboard  dental  department. 

•  Testing  has  be  conducted  for  all  the  Sailors  who  were  in  close  contact  with  the  two  infected 
Sailors  and  half  of  the  tests  will  be  sent  over  to  the  USS  America  to  load  share  and  increase 
throughput. 

•  Continued  verbal  screenings  of  all  Sailors.  Each  department  onboard  will  ask  all  Sailors  if  they 
are  experiencing  any  flu-like  symptoms. 

•  An  additional  Preventive  Medicine  Officer  and  Preventive  Medical  Tech  will  be  joining  us  from 
USS  America.  They  will  be  able  to  assist  the  current  Preventive  Medical  team  onboard  in 
contact  tracing,  quarantine,  etc. 

Please  remember  that  you  are  an  integral  part  of  our  Navy  Team.  You  represent  our  ship,  your  Sailor 
and  our  Navy.  There  can  be  a  lot  of  inaccurate  information  out  there  so,  if  you  are  contacted  by  external 
media,  please  refer  them  to  our  public  affairs  team  onboard  atpH@cvn71.navy.mil . 

Sailors  are  our  top  priority  and  we  will  do  everything  we  can  to  keep  them  safe.  Each  day  your  Sailors 
provide  our  Navy  Team  something  to  be  proud  of,  and  in  the  most  challenging  times  that  does  not 
change!  I  remain  in  awe  and  count  it  a  privilege  to  serve  with,  beside  and  to  lead  such  a  distinguished 
group  of  military  leaders. 

Very  Respectfully, 


Capt.  Brett  Crozier 


H-3-80 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Subject: 

Attachments: 


CDR  USN,  C7F  <fb)(P)  I 

2020  2:20  PM 

JSN,  USS  THEODORE  ROOSEVELT 
FW:  Proposed  statement 

200325-TRSG-Postive-COVID-RTQ  aR  Update).docx 


Thursdav.  Ma 

IBTWI  “ 

rch  26, 
LCDR 

@lcc19.navy.mil 


> 


Importance: 


High 


Follow  Up  Flag:  Follow  up 

Flag  Status:  Flagged 


You  were  on  this,  sorry  for  the  wake-up. 

CPF  is  looking  for  details  on  your  mitigation  strategy,  from  your  PAG: 

Surveillance  testing  of  three  Sailors  conducted  on  March  24  was  indicative 
of  Coronavirus  Disease  2019  (COVID-19).  The  individuals  were  isolated  in 
accordance  with  the  Center  for  Disease  Control  and  Prevention  Guidelines 
until  the  Sailors  could  be  flown  off  the  ship. 

Shipboard  health  professionals  conducted  a  thorough  contact  investigation  to 
determine  whether  any  other  Sailors  may  have  been  in  close  contact  and 
possibly  exposed.  Those  Sailors  have  been  placed  in  quarantine  berthing  for 
further  evaluation. 

Since  the  ship's  port  visit,  the  ship  has  been  following  an  aggressive 
mitigation  strategy  to  minimize  spread  of  respiratory  viruses  and  protect 
the  health  of  our  force.  The  mitigation  efforts  included  the  following: 

The  ship's  medical  team  onboard  monitored  Sailors  with  respiratory 
symptoms  and  those  Sailors  who  transferred  to  the  ship  following  the  port 
visit  daily. 

.  Ship  personnel  conduct  deep  cleaning  of  ship  with  HTH  (bleach)  on  a 

twice  daily  basis. 

Antiseptic  wipes  and  hand  sanitizer  are  located  throughout  the  ship, 
particularly  in  workspaces  near  computers,  mess  decks,  common  areas,  and 
tool  issue. 

The  ship  secured  self-serve  on  the  mess  decks,  CPO  Mess,  and 
Wardroom. 

Also,  please  look  at  below  and  let  me  know  if  this  is  accurate,  and  what 
else  you  can  say  about  testing,  quarantine  and  isolation.  If  you  have 
details  on  where  isolation  will  take  place  please  let  me  know.  Call  me  when 
you  get  this.  Sorry! 


1 

H-3-81 


V/R, 


apr+m 

Public  Affairs  Officer 


U.S.  Seventh  Fleet 


DSN:PW’ 

COMjlb)  (6) 

INT:p)  (6) 


- Original  Message 

From 


CAPT  USN  COMPACFLT  (USA)  [mailto 


l@navy.mil] 


Sent:  Friday,  March  27,  2020  2:26  AM 


To:Gt))(e) 

CDR  USN,  C7F  ^(!5rW^^H^@lccl9.navy.mil>;  (b)  (6) 

LT  USN,  C7F  (P) 

@lccl9.navy.mil>;p)  (PJ 

LT 

@lccl9.navy.mil> 

CDR  USN  COMPACFLT  (USA)  <^W 
LCDR  USN,  USS  THEODORE  ROOSEVELT' 
@cvn71.navy.mil> 


@navy.mil>; 


Subject:  RE:  Proposed  statement 


Reann,  Call  me  immediately.  RDML  wants  me  to  work  directly  with  the  ship  for 
a  tasking  to  CPF,  so  I  am  bringing  you  in  first.  This  train  is  moving  fast. 


0 


From:  Brown,  Charles  W  RDML  USN  (USA) 

Sent:  Thursday,  March  26,  2020  7:14  AM  _ 

To:  Gilday,  Michael  M  ADM  USN  CNO  (USA) 

Robert  P  ADM  USN  VCNO  (USA)  <^)  («!) 

USN  COMPACFLT  PEARL  HI  (USA)^b)  (6) 

VADM  USN  (USA) 

(USA) 


@navy.mil> 


@navy.mil>;  Burke, 


@navy.mil>;  Aquilino,  John  C  ADM 
@navy.mil>;  Sawyer,  Phillip  G 


@navy.mil>;  Gillingham,  Bruce  L  RADM  USN  CNO 


J@mail.mil> 
Cc:  Dunn,  Paula  D  RDML  CHINFO,  01-00 
CDR  USN  CNO  (USA) 

CAPT  USN  COMPACFLT  (USA) 

Subject:  Proposed  statement 


@navy.mil> 


@navy.mil>;| 

@navy.mil>;^b)  (6) 


2 

H-3-81 


CNO,  VCNO,  ADM  Aquilino,  VADM  Sawyer  and  SG, 


We  have  drafted  a  statement  below  re:  TR.  We  will  socialize  with  OSD-PA, 
and  pending  your  concurrence  issue  this  statement,  attributable  to  CNO. 


V/r, 

Charlie, 


"As  testing  continues,  additional  positive  cases  of  COVID-19  have  been 
discovered  aboard  USS  Theodore  Roosevelt.  We  are  taking  this  threat  very 
seriously  and  are  working  quickly  to  identify  and  isolate  positive  cases 
while  preventing  further  spread  of  the  virus  aboard  the  ship.  No  Sailors 
have  been  hospitalized  or  are  seriously  ill. 


"We  are  prioritizing  testing  for  the  crew,  beginning  with  symptomatic 
Sailors  and  essential  watchstanders,  as  well  as  those  in  close  contact  with 
Sailors  who  have  tested  positive  already.  Testing  will  continue  as  necessary 
to  ensure  the  health  of  the  entire  ship's  crew. 


"There  are  two  preventative  medicine  units  aboard  Theodore  Roosevelt  that 
are  conducting  surveillance  testing  for  small  groups  of  Sailors  and 
individual  tests.  Those  who  test  positive  will  immediately  be  transported 
off  the  ship.  In  addition  to  identifying  and  isolating  any  positive  cases, 
the  crew  is  quarantining  those  who  have  been  in  close  contact  and 
deep-cleaning  the  ship's  spaces. 

"USS  Theodore  Roosevelt  is  in  Guam  on  a  previously-scheduled  port  visit. 
The  resources  at  our  naval  medical  facilities  in  Guam  will  allow  us  to  more 
effectively  test,  isolate,  and  if  necessary  treat  Sailors.  We  expect 
additional  positive  tests,  and  those  Sailors  who  test  positive  will  be 
transported  to  the  U.S.  Naval  Hospital  Guam  for  further  evaluation  and 
treatment.  During  the  port  visit,  base  access  will  be  limited  to  the  pier 
for  Roosevelt's  Sailors.  No  base  or  regional  personnel  will  access  the 
pier. 


3 

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"We're  taking  this  day  by  day.  Our  top  two  priorities  are  taking  care  of  our 
peopie  and  maintaining  mission  readiness.  Both  of  those  go  hand  in  giove. 


"We  are  confident  that  our  aggressive  response  wiii  keep  USS  Theodore 
Rooseveit  abie  to  respond  to  any  crisis  in  the  region." 


RDML  Chariie  Brown,  APR+M 
U.S.  Navy  Chief  of  information 


pm 

pm 

(0) 

(m) 

p)CT  @navy.mii  <maiitop)  (W  @navy.mii> 

@navy.edu  <maiito  pj  10  @navy.edu> 

www.navy.mii <http://www.navy.mii> 
@chinfo  <http://twitter.com/chinfo> 


4 

H-3-81 


Response  to  Query 

Theodore  Roosevelt  Strike  Group  Sailors  with  COVID-19  Diagnosis 
Updated  on  March  25,  2020  at  1:20  p.m. 

1.  Background  (not  for  release):  On  March  23,  three  Sailors  presented  to  Medieal  reporting 
they  had  influenza- like  symptoms.  The  medical  augment  team  from  Biological  Defense 
Research  Directorate  from  Fort  Detrick,  MD  embarked  on  TR  tested  the  Sailors.  On  March  24, 
surveillance  testing  of  both  Sailors  was  indicative  of  COVID-19.  The  Sailors  have  been  plaeed  in 
isolation  in  the  ship’s  medieal  until  they  can  be  flown  off  the  ship. 

Theodore  Roosevelt  Strike  Group  (TRSG)  completed  a  port  visit  to  Da  Nang,  Vietnam  March  9. 
Following  the  port  visit  ship’s  medical  monitored  Sailors  with  respiratory  symptoms  and  those 
Sailors  who  flew  aboard  following  the  port  visit  via  the  Carrier  Onboard  Delivery  (COD)  daily. 
In  addition,  39  Sailors  from  USS  Theodore  Roosevelt  (CVN  71)  and  USS  Bunker  Hill  (CG  52) 
who  were  registered  guests  or  visited  the  Vanda  Hotel  during  the  same  timeframe  as  non-strike 
group  affiliated  (British)  guests  who  tested  positive  for  Coronavirus  Disease  2019  (COVID-19) 
supported  a  14-day  monitored  berthing  and  observation  period.  Male  and  female  berthing  areas 
were  identified  to  support.  During  the  14-day  period  none  of  the  Sailors  were  assessed  to  have 
influenza-like  symptoms  and  none  of  the  three  Sailors  identified  by  Medical  testing  as  indicative 
of  COVID-19,  stayed  at  the  Vanda  Hotel. 

The  three  individuals  with  test  results  indicative  of  COVID-19  are  isolated  in  aecordance  with 
the  Center  for  Disease  Control  and  Prevention  Guidelines  until  the  Sailors  can  be  flown  off  the 
ship.  Those  deemed  to  be  in  close  contaet  with  them  (sleep  in  the  same  berthing  or  work  in  the 
same  work  eenter)  are  in  male  and  female  quarantine  berthing  areas  of  the  ship. 

Batch  testing  of  the  close  contacts  of  the  sailors  was  completed  last  night.  There  were  192  close 
eontaets  tested  in  groups  of  5,  with  9  positive  group  tests.  The  preventive  medieine  team 
onboard  is  in  the  process  of  individually  testing  the  samples  from  the  positive  batches. 

TR’s  Operations  Officer  and  Senior  Medical  Officer  are  working  with  the  Joint  Region  Marianas 
and  Naval  Base  Guam  team  to  coordinate  a  medieal  evaeuation  of  all  Sailors  with  test  results 
indicative  of  COVID-19.  Initial  3  Sailors  are  scheduled  to  be  flown  off  Wednesday,  May  25. 

The  ship  intends  to  pull  into  Guam  on  Friday,  Mareh  27. 

The  statement,  talking  points,  and  Q&A  below  are  from  the  COVID-19  Public  Affairs  Guidance 
(PAG)  provided  by  CHINFO. 

2.  PA  Posture/Lead:  ACTIVE  for  COVID  cases  with  CHINFO  and  OSD  eoordination. 
PACFLT  as  lead. 

3.  Holding  Statement. 

(Begin)  As  confirmed  by  the  Secretary  of  the  Navy  and  the  Chief  of  Naval  Operations,  on  Mareh 
24,  surveillanee  testing  of  three  Sailors  was  indicative  of  Coronavirus  Disease  2019  (COVID-19). 


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The  individuals  are  isolated  in  accordance  with  the  Center  for  Disease  Control  and  Prevention 
Guidelines  until  the  Sailors  can  be  flown  off  the  ship.  Shipboard  health  professionals  conducted 
a  thorough  contact  investigation  to  determine  whether  any  other  Sailors  may  have  been  in  close 
contact  and  possibly  exposed.  Those  deemed  to  be  in  close  contact  with  the  three  individuals 
with  test  results  indicative  of  COVID-19  have  been  moved  to  male  and  female  quarantine 
berthing  areas  onboard  the  ship.  Commander,  U.S.  Pacific  Fleet  is  committed  to  taking  every 
measure  possible  to  protect  the  health  of  our  force.  (End) 

4.  Talking  Points: 

•  On  March  24,  surveillance  testing  of  three  Sailors  was  indicative  of  Coronavirus  Disease 
2019  (COVID-19). 

•  The  individuals  are  currently  isolated  in  accordance  with  the  Center  for  Disease  Control 
and  Prevention  Guidelines  until  the  Sailors  can  be  flown  off  the  ship. 

•  Shipboard  health  professionals  are  conducting  a  thorough  contact  investigation  to 
determine  whether  any  other  Sailors  may  have  been  in  close  contact  and  possibly 
exposed. 

•  Those  deemed  to  be  in  close  contact  with  the  three  individuals  with  test  results  indicative 
of  COVID-19  have  been  moved  to  male  and  female  quarantine  berthing  areas  onboard 
the  ship. 

•  Commander,  U.S.  Pacific  Fleet  is  committed  to  taking  every  measure  possible  to  protect 
the  health  of  our  force. 

•  The  Navy  is  following  guidance  from  OSD-P&R  which  is  consistent  with  current  CDC 
guidelines. 

•  Sailors  work  in  close  quarters  and  reducing  possible  infection  vectors  supports  readiness 
of  the  whole  unit. 

•  Screening  of  individuals  potentially  exposed  to  COVID-19  is  based  on  their  risk  of 
exposure,  using  CDC  Patients  Under  Investigation  (PUI)  criteria. 

•  Our  Sailors  did  the  right  thing  by  seeking  medical  care  when  they  were  experiencing 
symptoms  of  a  respiratory  illness. 

•  Please  continue  to  respect  the  privacy  of  our  shipmate  and  their  family  —  do  not 
speculate  or  contribute  to  false  of  unconfirmed  information. 

For  Ship ’s  Company 

•  Please  remember  that  you  represent  our  ship  and  the  Navy,  there  can  be  a  lot  of 
inaccurate  information  in  the  media,  if  you  are  contacted  by  media,  please  refer  them  to 
public  affairs  for  the  facts  and  notify  your  Chain  of  Command. 

5.  Questions  and  Answers: 

Q.  Does  a  Sailor  assigned  to  USS  Theodore  Roosevlet  (CVN  71)  have  the  2019  Novel 
Coronavirus  (COVID-19)? 

A.  As  confirmed  by  the  Secretary  of  the  Navy  and  the  Chief  of  Naval  Operations,  on  March  24, 
surveillance  testing  of  three  Sailors  was  indicative  of  Coronavirus  Disease  2019  (COVID-19).  The 
individuals  are  currently  isolated  in  accordance  with  the  Center  for  Disease  Control  and 
Prevention  Guidelines  until  the  Sailors  can  be  flown  off  the  ship. 

Q.  Do  you  know  if  the  Sailor  had  contact  with  an  individual  infected  with  COVID-19? 


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A.  Similar  to  other  respiratory  illnesses,  which  are  far  more  common  according  to  the  CDC, 
individuals  may  come  in  contact  with  people  who  are  not  exhibiting  any  symptoms.  As  a 
reminder,  CDC  always  recommends  everyday  preventive  actions  to  help  prevent  the  spread  of 
respiratory  illnesses,  including: 

•  Wash  your  hands  often  with  soap  and  water  for  at  least  20  seconds. 

•  If  soap  and  water  are  not  available,  use  an  alcohol-based  hand  sanitizer  that  contains  at 
least  60%  alcohol. 

•  Avoid  touching  your  eyes,  nose,  and  mouth  with  unwashed  hands. 

•  Avoid  close  contact  with  people  who  are  sick. 

•  Stay  home,  or  follow  your  local  sick  call  procedure,  when  you  are  sick. 

•  Cover  your  cough  or  sneeze  with  a  tissue,  then  throw  the  tissue  in  the  trash. 

•  Clean  and  disinfect  frequently  touched  objects  and  surfaces. 

Q.  Are  Sailors  assigned  to  USS  Theodore  Roosevelt  (CVN  71)  at  risk? 

A.  Sailors  work  in  close  quarters  and  reducing  possible  infection  vectors  supports  readiness  of 
the  whole  unit.  Defensive  protocols  are  in  place  onboard  the  ship.  As  with  any  respiratory 
illness.  Sailors  are  encouraged  to  follow  CDC  preventative  recommendations  to  ensure  a  healthy 
working  environment.  These  include  frequently  washing  hands,  avoiding  touching  eyes,  nose, 
and  mouth,  and  consulting  a  medical  professional  if  you  feel  ill. 

Q.  Does  the  Navy  have  the  ability  to  test  for  COVID-19. 

A.  The  medical  augment  team  from  Biological  Defense  Research  Directorate  from  Fort  Detrick, 
MD  is  embarked  on  USS  Theodore  Roosevelt  and  has  the  ability  to  conduct  surveillance  testing 
onboard  for  Sailors  who  present  influenza-like  illness  symptoms.  This  capability  provides  early- 
warning  surveillance  for  the  medical  teams  to  be  able  to  identify  if  a  COVID-19  case  is  onboard 
a  ship. 

Q.  Is/Are  other  Sailor(s)  quarantined? 

A.  Shipboard  health  professionals  conducted  a  thorough  contact  investigation  to  determine 
whether  any  other  Sailors  may  have  been  in  close  contact  and  possibly  exposed.  Those  deemed 
to  be  in  close  contact  with  the  three  individuals  with  test  results  indicative  of  COVID-19  have 
been  moved  to  male  and  female  quarantine  berthing  areas  onboard  the  ship.  Moreover,  we 
continue  to  monitor  the  crew  wellness,  and  we  encourage  any  Sailors  feeling  unwell  to  visit  our 
shipboard  medical  professionals. 

Q.  Will  USS  Theodore  Roosevelt  he  quarantined  and  what  precautionary  measures  are  in 
place? 

A.  The  Sailors  are  being  held  in  isolation  until  the  ship  is  able  to  fly  those  Sailors  who  were 
indicative  of  COVID-19  off  the  carrier.  Those  deemed  to  be  in  close  contact  with  the  three 
individuals  with  test  results  indicative  of  COVID-19  have  been  moved  to  male  and  female 
quarantine  berthing  areas  onboard  the  ship.  The  ship  will  take  appropriate  preventative 
measures,  in  accordance  with  specific  guidance  on  the  Navy-Marine  Corps  Public  Health  Center 
and  CDC  environmental  cleaning  and  disinfection  recommendations.  Moreover,  we  continue  to 
monitor  crew  wellness,  and  we  encourage  any  Sailors  feeling  unwell  to  visit  our  shipboard 
medical  professionals 


H-3-81 


Q.  Where  did  the  Theodore  Roosevelt  Carrier  Strike  Group  visit  before  the  Sailor’s  tested 
positive  for  COVID-19? 

A.  USS  Theodore  Roosevelt  (CVN71)  made  a  routine  port  call  in  Guam  in  February  and  Da 
Nang,  Vietnam  March  5-9.  At  the  time  of  the  port  visit  there  were  only  16  positive  cases  and 
those  were  localized  in  northern  Vietnam.  The  decision  to  conduct  the  port  call  was  a  risk- 
informed  decision  made  by  the  INDOPACOM  commander. 

Q.  Where  will  the  ship  go  next? 

A.  It  is  the  policy  of  the  U.S.  Navy  to  not  discuss  future  ship  movements  or  operations  due  to 
operational  security  considerations. 

Q.  What  guidance  is  the  Theodore  Roosevelt  Carrier  Strike  Group  following? 

A.  Theodore  Roosevelt  is  following  the  U.S.  Pacific  Fleet  recently  issued  guidance  directing  all 
ships  operating  in  the  Western  Pacific  to  remain  at  sea  for  14  days  between  port  visits  to  monitor 
Sailors  for  COVID-19  symptoms  following  port.  Additionally,  cases  that  are  indicative  of 
COVID-19  are  being  isolated  on  the  ship  and  flown  ashore  at  the  first  opportunity.  Theodore 
Roosevelt  will  continue  to  take  every  measure  to  protect  our  Sailors,  prevent  the  spread  of  the 
virus  and  continue  to  support  our  mission  in  the  Indo-Pacific. 

Q.  What  measures  are  you  taking  to  ensure  service  members'  health  safety? 

A.  Theodore  Roosevelt  Strike  Group  has  been  closely  monitoring  the  latest  information  and 
guidance  being  provided  by  the  Centers  for  Disease  Control,  World  Health  Organization,  and 
Navy  Bureau  of  Medicine  and  Surgery  and  applying  defensive  protocol  measures  where  feasible 
for  a  ship  at  sea  to  reduce  the  risk  of  respiratory  viruses. 

Q.  Have  USS  Theodore  Roosevelt  conducted  any  port  visits  that  were  not 
maintenance/stores  unload-  and  if  so,  were  Sailors  restricted  to  the  ship? 

A.  Since  leaving  San  Diego  in  mid-January,  USS  Theodore  Roosevelt  has  pulled  into  Guam 
February  7-10  and  Vietnam  March  5-9.  Both  were  liberty  ports. 

Q.  How  many  Sailors  are  in  isolation  or  quarantine  on  the  USS  Theodore  Roosevelt? 

A.  To  protect  operational  security,  we  are  not  disclosing  any  specific  numbers  of  Sailors  in 
quarantine,  but  I  can  tell  you  that  Sailors  identified  as  having  been  in  close  contact  with  the 
Sailors  who  were  indicative  of  COVID-19  are  being  tested  as  well. 


H-3-81 


Medical  Evacuation  conducted  for  Sailors  embarked  on  USS  Theodore  Roosevelt 

From  U.S.  Pacific  Fleet  Public  Affairs 

PEARL  HARBOR  (NNS)  -  On  March  25,  Sailors  with  test  results  indicative  of  COVID-19  were 
medically  evacuated  from  USS  Theodore  Roosevelt  (CVN  71)  to  Naval  Base  Guam. 

The  Sailors  were  taken  to  U.S.  Naval  Hospital  for  evaluation  and  treatment. 

Surveillance  testing  of  three  Sailors  conducted  on  March  24  was  indicative  of  Coronavirus  Disease 
2019  (COVID-19).  The  individuals  were  isolated  in  accordance  with  the  Center  for  Disease 
Control  and  Prevention  Guidelines  until  the  Sailors  could  be  flown  off  the  ship. 

Shipboard  health  professionals  conducted  a  thorough  contact  investigation  to  determine  whether 
any  other  Sailors  may  have  been  in  close  contact  and  possibly  exposed.  Those  Sailors  have  been 
placed  in  quarantine  berthing  for  further  evaluation. 

Since  the  ship’s  port  visit,  the  ship  has  been  following  an  aggressive  mitigation  strategy  to 
minimize  spread  of  respiratory  viruses  and  protect  the  health  of  our  force.  The  mitigation  efforts 
included  the  following: 

•  The  ship’s  medical  team  onboard  monitored  Sailors  with  respiratory  symptoms  and  those 
Sailors  who  transferred  to  the  ship  following  the  port  visit  daily. 

•  Ship  personnel  conduct  deep  cleaning  of  ship  with  HTH  (bleach)  on  a  twice  daily  basis. 

•  Antiseptic  wipes  and  hand  sanitizer  are  located  throughout  the  ship,  particularly  in 
workspaces  near  computers,  mess  decks,  common  areas,  and  tool  issue. 

•  The  ship  secured  self-serve  on  the  mess  decks,  CPO  Mess,  and  Wardroom. 

U.S.  Pacific  Fleet  is  committed  to  taking  every  measure  possible  to  protect  the  health  of  our 
force. 

For  questions,  contact  U.S.  Pacific  Fleet  Public  Affairs  atp) 


H-3-81 


6.  Public  Affairs  Points  of  Contact 


6.1  Commander,  Pacific  Fleet:  CDR  PW 
Email: 


@  navy  .mil 


:  Comm: 


;  Mobile: 


6.2  Commander  Seventh  Fleet:  CDR 
Mobile: 


;  Comm:  PP)  DSN:  PW 


(6) 


;  Email:  PW 


6.3  Commander  Seventh  Fleet  Deputy  PAO:  FT 

piB) 


@  lee  1 9  .navy .  (smil)  .mil 
@lcc  19.navv.mil 


6.4  TRSG  PAO:  FCDR 


@cvn71. navy. mil;  pfw 


6.5  TRSG  DPAO:  FTJGpW 


@  c  vn7 1 .  nav  V .  mil ; 


H-3-81 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Cc: 

Subject: 
Signed  By: 


CAPT  USN,  USS  Theodore  Roosevelt  ~j@cvn71.navy.nnil> 

Tuesday,  March  24,  2020  1 2:04  PM 


I  uesdav,  March  2 


CAPT  USN,  C7F; 


CAPT  USN  COMPACFLT  N01H 


USA)' 


CAPT  USN  COMNAVAIRPAC  SAN  CA  (USA) 


WARNORD  for  BUMED 
l@rnail.mil 


Requesting  a  WARNORD  to  Navy  Medicine  to  be  prepared  to  support  the  TR  when 
we  pull  into  Guam.  Did  batch  testing  of  192  samples  tonight  (these  were  the 
close  contacts  from  the  first  two  positive  sailors  -  both  from  the  air 
wing).  192  sailors  in  groups  of  5,  with  9  positive  group  tests  meaning  1-5 
people  per  group  test  were  positive  =  9-45/200  positive  =  4.7-23.4%.  Will 
get  the  individual  results  tomorrow  and  work  to  get  them  off  the  ship.  Will 
also  do  contact  testing  (approx..  200)  on  the  +sailor  from  Rx.  Needless  to 
say,  this  is  not  good,  and  following  up  on  my  previous  email  I  believe  we're 
at  the  tipping  point  and  anyone  who  is  defined  as  an  III  is  a  presumptive 
+COVID-19  and  should  be  treated  as  such.  Thoughts? 

v/r. 


p}  (6)  ],  MD 

CAPT  MC(FS)  USN 

Senior  Medical  Officer 

USS  Theodore  Roosevelt  (CVN-71) 

Work:  |  pey  1 

J-dialJb/Jtj^ 

Cell:  p)(f  )^ 


1 

H-3-82 


USA 
' TODAY 


POLITICS 

Eight  sailors  from  USS  Theodore  Roosevelt  have 
coronavirus,  raising  concerns  about  pandemic's  strain 
on  military 

Tom  Vanden  Brook  USA  TODAY 

Published  4:22  p.m.  ET  Mar.  24,  2020  |  Updated  6:49  p.m.  ET  Mar.  25,  2020 

WASHINGTON  -  The  Navy  on  Wednesday  diagnosed  five  more  sailors  with  COVID-19  aboard  the  5,000-member  USS 
Theodore  Roosevelt,  bringing  the  total  to  eight  with  the  illness,  according  to  Navy  Cdr.  Clay  Doss,  a  Navy  spokesman. 

The  Navy  plans  to  airlift  the  five  newly  diagnosed  sailors  from  the  ship,  which  is  operating  in  the  Pacific,  Doss  said.  Officials 
aboard  the  Roosevelt  are  still  determining  if  the  coronavirus  has  spread  to  more  sailors. 

"They’re  doing  everything  they  can  to  isolate  anyone  who  had  contact  with  those  sailors  and  prevent  further  spread,"  Doss 
said. 

The  sailors  became  ill  while  at  sea,  raising  questions  about  further  spread  of  the  highly  contagious  disease  and  the  overall 
strain  of  the  pandemic  on  military  readiness. 

The  Pentagon  already  has  canceled  or  curtailed  major  war-training  exercises,  quarantined  thousands  of  troops,  closed 
recruiting  centers  and  slapped  limits  on  foreign  and  domestic  travel. 

Defense  Secretary  Mark  Esper  acknowledged  Tuesday  that  readiness,  the  term  the  military  uses  to  gauge  its  ability  to  fight, 
has  been  affected  by  coronavirus.  Several  major  training  operations  have  been  canceled  since  the  pandemic  swept  around 
the  globe. 


H-3-83 


The  Pentagon  remains  capable  of  meeting  any  threats,  he  said. 

The  Roosevelt  had  been  at  Danang,  Vietnam,  15  days  ago  for  a  port  visit.  The  sick  sailors  have  been  flown  from  the  ship  to  a 
military  hospital  in  the  Pacific  region,  Adm.  Michael  Gilday,  chief  of  naval  operations,  said  on  Tuesday. 

Gilday  declined  to  say  how  many  others  had  been  in  contact  with  the  ill  sailors,  saying  he  did  not  want  to  signal 
vulnerability  to  adversaries. 

Military  readiness:  Coronavirus  forces  cuts  in  training,  recruiting,  creating  strains 

It’s  not  clear  that  the  sailors  contracted  the  virus  in  Vietnam,  Gilday  said.  Aircraft  have  also  been  flying  to  and  from  the 
Roosevelt  as  well. 

The  Navy  has  canceled  port  visits  for  its  nearly  100  ships  at  sea,  Gilday  said.  The  ships  will  stop  only  for  maintenance  or 
resupply.  No  sailors  aboard  submarines  have  tested  positive,  Gilday  said.  Social  distancing  aboard  submarines  would  be 
difficult  given  close  quarters. 

Army  Gen.  Mark  Milley,  chairman  of  the  Joint  Chiefs  of  Staff,  predicted  the  effects  of  missed  training  opportunities  from 
coronavirus  to  be  minimal. 

"There  will  be  an  impact  to  readiness,"  Milley  said.  "I  think  will  be  on  the  low  end." 

What  coronavirus  does  to  your  body:  Everything  to  know  about  the  infection  process 


H-3-83 


Crozier.  Brett  E  CAPT  USN.  USS  Theodore  Roosevelt 

"USS  Theodore  Roosevelt  Ombudsman  Team" 


From: 

To: 

Cc: 


CAPT  USN.  USS  Theodore 


RooseveltJlpB^^^^^^^  CMC  USN.  USS  Tlieodore  Roosevelt: 


;(b)  (6)^.  LCDR  USN.  USS  THEODORE 


ROds^trL  I 


Subject: 

Date: 

Attachments: 


TR  letter  to  the  families 

Tuesday,  March  24,  2020  9:59:14  AM 

Letter  to  TR  Family  and  Friends  20200325.Ddf 


Ladies. 


(jood  moniiiig.  A  hectic  last  24  hours  onboard  the  TR.  hi  the  last  24  hoiu's 
3  Sailors  (TR  and  CVW)  tested  {xisitive  for  COVID-19.  We  have  limited  off 
sliip  coimectivity.  but  Fm  sure  the  word  will  soon  be  out.  Hie  attached 
letter  can  be  emailed  out  to  your  distro  hst.  and  jxisted  on  die  closed  FB 
account. 

I  realize  it  w'on't  answer  all  the  questions,  but  hopeflilly  it  will  help  some 
of  the  famihes  tliat  ai'e  concerned. 

Althougli  you  guys  are  more  than  capable  of  assisting  die  famihes  back  home, 
feel  fiee  to  reach  out  to  the  regional  OMBUDSMAN  if  you  feel  you  need 
assistance  dming  these  challenging  times. 

Tlie  good  new's  is  tliat  the  crew'  remains  positive,  focused  on  die  mission,  and 
eager  to  tackle  tins  cliallenge  just  like  diey  do  any  other. 

Tlianks  for  all  tliat  you  do  and  dianks  for  all  your  support. 


Vr, 

Brett 


CAPT  Brett  E.  Crozier 
Commanding  Ofhcer 

USS  THEODORE  ROOSEVELT  (CVN  71) 


H-3-84 


DEPARTMENT  OF  THE  NAVY 

USS  THEODORE  ROOSEVELT  (CVN  71) 
UNIT  100250  BOX  I 
FPOAP  96632 


March  25,  2020 


To  our  family  and  friends. 

Hello  again  from  aboard  ‘America’s  Big  Stick’,  the  mighty  TR.  As  you  can  imagine  in  the 
dynamic  world  within  which  we  all  live,  your  Sailors  commitment  to  ensure  the  safety  and 
security  of  our  Nation  is  on  display  to  the  world.  Even  with  difficulties  at  home,  knowing  we 
have  your  support  provides  the  foundation  for  our  continued  success  at  sea,  and  is  the  framework 
for  our  homecoming  once  the  mission  is  complete. 

We  just  wrapped  up  training  with  the  USS  America  and  accompaning  ships,  and  our  Sailors 
continue  to  go  above  and  beyond  with  any  task  assigned.  Each  day  they  conduct  themselves  as 
the  professional  Sailors  they  are;  focused,  committed  and  determined  to  see  the  mission  through 
to  the  end.  Thank  you  for  being  the  support  they  need  at  home  in  order  for  them  to  perform  at 
their  peak  out  here. 

As  the  Captain,  it’s  important  for  me  to  maintain  an  open  dialogue  with  the  families  and  the 
friends  of  the  Sailors  I  have  been  entrusted  to  lead,  and  I  wanted  you  to  hear  from  me  an  update 
to  the  last  letter  I  sent  when  we  left  Vietnam. 

Y esterday  evening,  a  few  Sailors  did  the  right  and  brave  thing,  reporting  to  medical  stating 
they  were  experiencing  flu-like  symptoms.  These  Sailors  were  tested  by  our  embarked  Naval 
Medical  Research  Center  team  that  joined  us  after  Vietnam,  and  this  morning  the  results  of  the 
tests  indicated  positive  results  for  coronavirus  {COVID-19). 

These  Sailors  have  been  placed  in  isolation  in  accordance  with  the  Center  for  Disease 
Control  and  we  are  coordinating  flying  those  Sailors  off  the  ship  as  soon  as  possible.  They  have 
also  all  been  able  to  contact  their  families,  and  will  be  able  to  stay  in  contact  once  ashore. 

Your  Sailors  remain  our  number  one  priority  and  we  are  doing  everything  we  can  to  ensure 
they  remain  healthy  so  we  can  continue  to  accomplish  our  mission  out  here  in  the  Western 
Pacific  and  return  them  to  you  again  safely.  Our  world-class  medical  department  is  working 
around  the  clock,  screening  any  Sailor  that  reports  feeling  ill,  as  well  as  aggressively  sanitizing 
the  ship  on  a  regular  basis. 

Since  the  ship’s  last  port  visit  in  Vietnam,  we  have  been  following  an  aggressive  mitigation 
strategy  to  minimize  spread  of  coronavirus  and  protect  the  health  of  our  force.  Some  of  the 
mitigation  efforts  included  the  following: 

•  The  ship’s  medical  team  onboard  monitored  Sailors  with  respiratory  symptoms  and  those 
Sailors  who  transferred  to  the  ship  following  the  port  visit  daily. 

•  Verbal  screening  of  all  Sailors  for  any  flu-like  symptoms. 

•  Ship  personnel  conduct  deep  cleaning  of  ship  with  bleach  on  a  daily  basis. 

•  Antiseptic  wipes  and  hand  sanitizer  were  placed  throughout  the  ship,  particularly  in 
workspaces  near  computers,  mess  decks,  common  areas,  and  tool  issue. 


H-3-84 


•  The  ship  secured  self-serve  on  the  mess  decks,  CPO  Mess,  and  Wardroom. 

•  A  medical  augment  team  from  Biological  Defense  Research  Directorate  from  Fort 
Detrick,  MD  embarked  the  ship  following  the  port  visit.  This  team  has  the  ability  to  test 
Sailors  onboard  who  present  influenza-like  illness  symptoms.  This  capability  provides 
early-warning  surveillance  for  the  medical  teams  to  be  able  to  identify  if  a  COVID-1 9 
case  is  onboard  a  ship  -  as  they  did  in  our  few  current  cases  onboard. 

Immediately  following  the  positive  results  from  the  Sailors  onboard,  we  additionally 
implemented: 

•  Limited  services  offered  by  the  onboard  dental  department. 

•  Testing  has  been  conducted  for  all  the  Sailors  who  were  in  close  contact  with  the  infected 
Sailors, 

•  Continued  verbal  screenings  of  all  Sailors  for  any  flu-like  symptoms. 

•  An  additional  Preventive  Medicine  Officer  and  Preventive  Medical  Tech  will  be  joining 
us  from  USS  America.  They  will  be  able  to  assist  the  current  Preventive  Medical  team 
onboard  in  contact  tracing,  quarantine,  etc. 

Please  remember  that  you  are  an  integral  part  of  our  Navy  Team.  You  represent  our  ship, 
your  Sailor  and  our  Navy.  Operational  security  regarding  both  ship  movements  and  our  medical 
readiness  is  sensitive  information  and  should  not  be  made  public  (i.e.  posted  on  social  media)  as 
this  information  can  leave  the  ship  vulnerable.  There  can  also  be  a  lot  of  inaccurate  information 
out  there  so,  ij^ou  are  contacted  by  external  media,  please  refer  them  to  our  public  affairs  team 
onboard  at  ^H^J@cvn71. navy.mil. 

Sailors  are  our  top  priority  and  we  will  do  everytliing  we  can  to  keep  them  safe.  Each  day 
your  Sailors  provide  our  Navy  Team  something  to  be  proud  of,  and  in  the  most  challenging  times 
that  does  not  change.  I  remain  in  awe  and  consider  it  a  privilege  to  serve  with  and  lead  such  a 
distinguished  group  of  Sailors,  and  I  thank  you  for  your  continued  support. 


Sinrpi-plv 


H-S84 


Witness  Statement  of  Commander,  U.S.  SEVENTH  Fleet 


On  1 3  May  2020, 1  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVID-19  onboard  USS  THEODORE 
ROOSEVELT  (CVN  71)  via  video-teleconference. 


What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 

Witness  Name:  VADM  William  R.  Merz,  USN 

Position:  Commander,  U.S.  SEVENTH  Fleet 

Email  Address:  (t)  ]@lccl9.navy.mil 
Phone(s):  |WP) _ 


I  would  like  to  point  out  that  the  effort  to  recover  TR  is  significant,  spanning  thousands  of  active 
duty  service  members  and  civilians  across  the  joint  force.  There  are  some  incredible  folks  out 
there  who  set  the  standard,  while  being  held  accoimtable  [by  the  media]  for  defeating  a  virus  the 
whole  world  has  still  yet  to  figure  out  —  and  the  world  doesn’t  yet  know  about  their  contributions 
to  the  fight  against  COVID-19. 


There  are  four  Captains  in  particular  who  own  this: 


1. 


Captain^^  ^  j  (CoS,  C7F):  Lead  sled  dog.  Orchestrated  and  synchronized  all 
initial  and  ongoing  major  muscle  efforts  on  Guam  and  off-island  support  of  Guam, 
coordinated  up  and  down-chain  reports  and  communications. 


2.  Captain! 


|(CO,  NBG):  Generated  ample  and  adequate  berthing  within  the 
base  fence  line,  manag^  all  logistics  regarding  medical  support,  movement  and  feeding 
sailors  on  and  off  base.  Stayed  ahead  of  need. 

3.  Captai 


(CoS,  JRM);  Liaison  with  Gov  Guam  office  and  Hotel 
association,  coordinated  all  movements  through  both  Guam  airport  and  Anderson  AFB, 
coordinated  movement  in  and  through  the  hotels.  General  utility  fielder  for  short-fused 
on-island  issues. 

Captain  Carlos  Sardiello  (CO,  TR):  recovered  the  crew,  reestablished  standards  and 
purpose  -  just  what  the  ship  needed. 


1  have  been  C7F  since  mid-September  2019. 


RDML  Baker  (CCSG-9)  is  doing  fine,  but  tired.  CSG-9’s  performance  has  been  average  - 
operational  performance  was  good,  communications  average.  The  strike  group  struggled  early 
staying  within  the  chain-of-command,  but  quickly  corrected.  They  settled  in  well. 

Communications  prior  to  the  first  COVID  positive  case  with  the  strike  group  followed  the 
normal  CTF  battle  rhythm,  bi-weekly  reports,  daily  CUBs  (4  time  per  week,  mandatory  on 
Tuesdays),  and  regular  CDR-CDR  emails  as  they  moved  through  their  missions.  There  had  been 
no  prior  significant  challenges  with  CSG-9.  My  COS  tunes  in  quickly  when  we  have  a  needy 
strike  group,  CSG-9  is  not  one  of  them.  Additionally,  communications  ramped  up  quickly  upon 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


infection  of  the  ship.  I  established  set  morning  Tanbergs  with  JRM,  CSG-9,  CNFJ,  CSG5  (RRN 
had  become  infected,  too).  Frequent  comms  through  the  day  have  been  added  as  needed. 

There  was  early  tension  between  CPF  and  C7F  staffs,  bora  out  of  the  day-to-day  friction  of 
routine  operations  -  doesn’t  get  better  in  crisis.  Through  frequent  CDR-CDR  dialogue,  tension 
eased. 

Regarding  the  decision  to  visit  Da  Nang,  we  followed  the  in-place  processes  to  evaluate  the 
spectrum  of  threats  -  COVID  was  one  of  the  driving  issues.  I  had  ample  opportunity  to  ask 
questions  and  discuss  risks.  In  the  context  of  port  visits  throughout  the  region,  I  concurred  with 
the  INDOPACOM  decision  and  supporting  threat  assessments  and  risk  calculus.  Of  note, 
INDOPACOM  was  the  promulgated  decision  authority  for  cancelling  any  activity  in  my  AOR 
due  to  COVID  (unusual).  For  context,  during  the  same  basic  timeframe  of  TR’s  Vietnam  visit, 
USS  BOXER  and  USS  AMERICA  were  visiting  Thailand  and  USS  BLUE  RIDGE  was  visiting 
Singapore.  BUNKER  HILL  (pierside)  visited  Vietnam  with  TR  (at  anchor).  All  three  countries 
were  low  risk  for  COIVD,  only  TR  contracted  the  virus.  USS  BLUE  RIDGE  had  also  previously 
visited  Korea,  Okinawa  and  Thailand  prior  and  I  was  embarked  for  all  port  visits. 

I  sent  out  a  COVID-19  TASKORD  on  1 5  February  2020,  which  referenced  the  NRTP.  We  put  a 
lot  of  thought  into  this  and  it  proved  to  be  very  helpful.  The  NRTP  was  basically  the  reference  I 
would  have  expected  to  be  used  by  the  TR  SMO  when  advising  the  XO  and  CO. 

When  BLUE  RIDGE  left  Thailand  in  late  February  we  were  in  discussions  with  CPF  regarding 
14-days  at  sea  between  port  visits  for  the  Fleet.  Because  of  the  steady  dialogue  with  CPF,  the 
C7F  TASKORD,  and  a  well-informed  crew,  BLUE  RIDGE  had  initiated  strict  hygiene  protocols 
and  was  well-postured  for  a  break-out.  We  were  not  yet  wearing  PPE  or  social  distancing  in  the 
Fleet.  At  the  time,  face  masks  were  still  not  considered  viable  protection.  Interestingly,  though, 
the  aggressive  cleaning  and  hygiene  program  resulting  in  an  amazingly  healthy  ship,  no  illness 
onboard  of  any  kind.  Never  seen  that  before.  Very  healthy  1000-person  crew. 

While  at  sea  following  BLUE  RIDGE’sport  visit  to  Thailand  (23-26  February),  the  14-day  at- 
sea  requirement  was  issued  by  CPF.  Accordingly,  BLUE  RIDGE’s  next  port  of  Brunei  was 
shifted  to  a  BSP  on  1  March.  At  that  point,  we  were  in  the  COVID  mindset  and  started  to  shift 
Fleet- wide  Ops  to  align  with  the  at-sea  14-day  requirement.  I  departed  the  ship  in  Brunei  and 
returned  a  week  later  in  Singapore  on  10  March  -  my  last  Flag  travel  with  the  exception  of 
visiting  TR  in  Guam. 

TR  departed  Da  Nang  on  9  March.  14-days  after  leaving  Vietnam,  the  ship  reported  quarantine 
complete  of  their  39  sailors  pulled  from  the  hotel  in  Da  Nang.  TR’s  first  positive  test  was  on  24 
March,  and  TR  reported  generating  their  close  contact  list  and  segregation  plan.  Two  more 
positives  quickly  followed,  and  again  TR  reported  the  additional  close-contacts  and  quarantine 
plan.  Because  the  cases  were  unrelated,  and  based  upon  what  we  knew  about  the  virus  at  the 
time,  I  explained  to  them  the  likelihood  of  multi-generation  asymptomatic  transmission  onboard 
and  that  they  had  to  aggressively  segregate  the  close  contacts  and  critical  watchstanders  (for 
protection).  Essentially,  it’s  at  your  doorstep.  Prior  to  reaching  Guam,  I  also  discussed  with 
RDML  Baker  the  need  to  protect  the  command  element  and  lock  down  the  Strike  Group  staff 
and  directed  him  to  create  a  succession  plan  in  case  he  became  infected.  I  also  shifted  all  other 


H-3-85 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


ships  out  of  CSG-9  to  allow  complete  focus  on  TR.  In  addition  to  segregating  the  infected  crew 
and  close  contacts,  I  also  expected  them  to  close  barber  shops,  ship’s  stores,  gyms,  libraries, 
gyms,  chapels,  etc.  I  did  not  verify  compliance,  but  these  actions  were  discussed  in  prior 
guidance,  and  additional  Fleet  guidance  was  promulgated  on  20  and  22  March.  From  the  24* 
through  the  27*  of  March  positives  began  to  increase.  At  this  point  we  had  the  ship  moving 
towards  Guam,  and  once  in  range  we  flew  the  infected  sailors  to  shore  (25-26  March). 

As  part  of  our  prior  preparation  for  an  outbreak  at  sea  in  7*  Fleet,  we  identified  Guam,  Okinawa 
and  Yokostika  as  the  best  candidate  locations  to  take  a  ship  if  needed  (Japan  agreed  to  support). 
Thailand  was  their  scheduled  port  visit  but  was  shifted  to  Guam  because  all  port  visits  had  just 
been  cancelled  in  the  AOR  by  INDOPACOM.  We  assumed  TR  was  going  to  be  a  large  effort 
and  preferred  a  U.S.  option.  Guam  also  had  an  open  CVN  pier  in  a  remote  location  on  the 
island. 

At  this  time,  RFIs  steadily  increased  from  several  HHQ  sources,  direct  to  C7F,  CSG9  and  TR. 
C2  was  confused  at  the  outset  as  HHQ  began  reaching  directly  to  the  ship  for  details  and 
information.  This  was  distracting  and  was  quickly  reined  in  by  both  CPF  and  OPNAV.  The 
volume  of  formal  RFIs  fi-om  that  point  forward  was  heavy  but  manageable,  mostly  sent  to  C7F 
(as  requested).  Prior  to  TR’s  arrival  ir^u^n,  the  COVID  response  lead  was  established  within 
the  C7F  MOC,  where  the  C7F  COS  |||H|||||||||  carved  out  a  cell  to  specifically  manage  the 
numerous  and  rapidly  expanding  organizations  coming  online.  Of  note,  C7F  runs  all  operations 
and  HQ  functions  fi’om  the  MOC,  resulting  in  the  ability  to  leverage  the  familiar  day-to-day 
cycle  to  absorb  the  additional  COVID-related  tasks.  This  same  group  also  managed  the  RRN 
infections  and  Pre-Deployment  Segregation  (PDS)  in  Yokosuka  and  Atsugi. 

Also  prior  to  arrival  in  Guam,  there  was  significant  HHQ  attention  placed  on  COD  flight  history, 
and  determining  if  this  is  how  COVID  was  introduced.  This  resulted  in  detailed  reconstruction 
of  the  COD  flights  and  personnel  transfers  (resulting  analysis  provided  SEPCOR).  The 
conclusion  was  that  COD  flights  post  Da  Nang  port  visit  were  not  likely  the  source,  but  because 
of  the  nature  of  the  breakout,  it’s  virtually  impiossible  to  tell  when  the  ship  was  infected 
(validated  by  the  ongoing  stubbornness  of  the  virus). 

My  involvement  with  the  recovery  of  TR  has  been  necessarily  direct.  CSG-9  was  quickly 
overwhelmed  and  became  largely  unresponsive  -  this  improved  over  time.  In  general,  I  prefer  to 
stay  “on-the-loop”  with  my  MOC,  not  “in-the-loop”.  For  this  challenge  I  had  to  be  “in-the- 
loop,”  working  with  CSG-9,  keeping  the  chain-of-command  informed  and  aligned,  and  allowing 
my  MOC  to  keep  focus  on  TR,  RRN  and  Fleet  Ops  (the  other  50  ships).  BLUE  RIDGE  was  at 
sea  (7  days  out  of  Singapore)  when  TR  became  infected,  followed  her  to  Guam,  and  then 
remained  on  station  beyond  the  harbor  to  ensure  point-to-point  comms  and  helo  access  if  needed. 
I  and  the  team  remained  onboard.  I  did  fly  to  Guam  a  week  into  the  effort  for  an  eyes-on 
assessment,  followed  by  a  two-week  quarantine  period  prior  to  returning  to  the  ship  (AAR  sent 
to  VADM  Brown  on  SIPR). 

There  were  four  COAs  running  in  parallel  for  segregating  the  TR  crew  that  conceptually  came 
together  very  quickly  a  few  days  prior  to  TR’s  arrival,  with  the  intent  to  keep  all  in  play  until  one 
or  more  panned  out.  The  TR  CO  was  briefed  and  updated  on  each.  They  were: 


3 


H-3-85 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


1 .  Naval  Base  Guam  (JRM)  with  the  resources  available; 

2.  In  port  and  nearby  shipping  with  available  berthing; 

3.  Airlift  to  Okinawa  or  Atsugi;  and 

4.  Hotels  on  Guam. 

NBG:  TheJRMeffbrt  was  impressive  and  relatively  seamless,  particularly  the  ability  of  the  NB 
Guam  COjUmilUto  quickly  pull  together  off-ship  berthing  at  scale,  employing  NGIS, 
barracks.  Navy  Housing,  schools,  gyms,  and  warehouses  for  a  total  capacity  of  ~2400  beds  in 
one  week.  1  did  not  expect  that  much  capacity  to  be  generated  that  quickly  (small  island,  big 
problem).  Coordination  with  JRM  initiated  several  days  prior  to  arrival  Guam.  It  was  clear 
RDML  John  Menoni  had  well-established,  strong  on-island  relationships,  which  1  leveraged 
often.  He,  RDML  Baker,  and  1  started  daily  synchs  prior  to  TR’s  arrival.  Several  times  a  day 
initially,  these  settled  into  a  set  morning  synch  and  then  as  needed  through  the  day  (still  in 
progress).  TR  CO  and  CSG-9  COS  would  typically  join  RDML  Baker. 

In  port  and  nearby  shipping:  Berthing  aboard  other  ships  was  held  in  reserve  if  unable  to  keep 
pace  with  other  options  -  never  needed. 

Oflf-lsland:  Okinawa  was  very  promising,  and  leveraged  our  strong  working  relationship  with  III 
MEF  to  generate  within  a  few  days  up  to  1000  single  rooms,  with  a  commitment  for  an 
additional  2000  rooms.  This  option  was  not  favored  up-chain,  presumably  because  of  the  heavy 
airlift  required  and  the  optic  of  flying  TR  sailors  to  a  foreign  country,  although  the  articulated 
plein  was  to  fly  only  tested-negative  sailors  in  order  to  allow  more  room  and  support  for  the 
tested-positive  sailors  (on  Guam).  In  addition  to  being  ready  to  receive  our  sailors.  III  MEF 
provided  the  bulk  of  our  medical  support,  sourced  from  3"^  Medical  Expedition  Battalion,  and  is 
still  leading  the  on-island  effort  under  the  TF-MED  designation.  TF-MED  is  in  the  “supporting” 
role  to  TR  (supported)  via  C7F  TASKORD.  Atsugi  ended  up  being  needed  to  support  the  much 
lower  scale  RRN  recovery  and  PDS  process. 

Hotels:  The  hotel  effort  was  also  impressive,  orchestrated  by  JRM  and  the  Governor.  There  was 
hesitation  to  engage  directly  with  GovGuam,  so  on  28  Mar  1  asked  RDML  Menoni  to  initiate  the 
discussion  at  a  lower  level  to  pulse  support.  Clearly  financial  beneficial  for  the  hotels  due  to 
COVID  impacts,  the  response  was  positive  and  we  then  pursued  the  formal  request  needed  by 
GovGuam  from  either  C7F,  CPF,  or  IPC.  CPF  informed  me  it  would  be  him  or  IPC.  TR  CO 
was  briefed  on  the  option  and  the  support,  and  voiced  no  concerns  when  asked  (but  then  sent  his 
letter  the  same  or  following  day,  29  or  30  Mar).  CPF  made  the  formal  call  on  31  Mar  and  sailors 
started  arriving  at  the  hotels  on  2  Apr,  one  week  after  TR’s  arrival.  SF  Chronical  published 
CO’s  letter  on  1  Apr  and  GovGuam  felt  we  had  broken  trust,  resulting  in  a  series  of  short- fused 
discussions  and  apologies.  RDML  Menoni’s  relationship  with  her  saved  us.  I  want  to  point  out 
how  heroic  this  was  on  behalf  of  the  Governor.  Despite  considerable  political  risk  of  bringing 
TR  sailors  to  downtown  hotels,  she  went  very  public  and  very  positive  with  her  support,  “these 
are  our  sons  and  daughters. . .”  The  hotels  were  all  shutdown  due  to  COVID  and  had  to  be 
reopened,  cleaned,  inspected  and  re-manned  to  support  of  TR,  including  kitchens  and  supplies. 
The  JRM  team  had  to  put  in  place  protected  transportation  and  sailor  accoimtability  processes  for 
hotel  and  medical  support,  and  all  of  this  put  at  risk  by  the  CO’s  unwarranted  plea  for  the  same 
support  he  knew  was  already  in  progress.  Head-  scratcher. . .  The  Governor  told  me  after  the  fact 

4 


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FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


that  she  had  actually  initiated  discussions  with  the  hotel  association  the  same  day  we  initiated 
low-level  discussions  with  her  staff  (day  after  TR’s  arrival).  She  was  apparently  all-in  from  the 
beginning. 

The  combination  of  Hotels  and  NBG  became  the  combined  solution.  It’s  important  to  note  that 
at  no  time  did  off-ship  berthing  capacity  fall  short  of  TR’s  ability  to  move  sailors.  When  the  ship 
pulled  in  there  was  immediately  available  accommodations  for  ~500  personnel,  improving  to 
-2500  over  the  next  several  days,  including  medical  support.  However,  there  was  continual 
resistance  by  the  ship’s  command  team,  presumably  heavily  influenced  by  the  ship’s  SMO,  to 
move  TR  sailors  into  austere,  but  effectively  segregated,  berthing  when  available  while  waiting 
for  hotels.  This  resistance  was  based  upon  the  SMO  not  accepting  any  segregation  that  was  not  a 
single  hotel  room  with  a  single  bathroom.  We  emphatically  agreed  that  would  be  best  but  could 
not  get  through  to  him  it  wasn’t  an  option  yet.  When  pressed  for  his  Plan  B  (by  me  in  a 
conference  call),  he  refused  to  accept  the  reality  that  Plan  A  just  wasn’t  yet  available,  and  could 
not  comprehend  the  hurdles  that  needed  to  be  cleared  along  that  path.  His  obstinacy  in  the  face 
of  reality  continued  throughout  the  recovery  -  constantly  claiming  a  high-road  that  didn’t  exist. 
There  was  also  the  additional  victim  mentality  and  entitlement  dynamic  (..  .CPOs  claiming  the 
off-ship  berthing  was  “not  suitable  for  TR  sailors”),  with  little  concept  and  virtually  no 
appreciation  for  the  massive  effort  in  play  on  their  behalf  or  the  importance  of  segregation  - 1 
was  immensely  disappointed  in  the  TR  Khaki  leadership,  and  this  persistent  mentality  resulted  in 
friction  between  the  ship  and  everyone  trying  to  help  the  ship. 

Accordingly,  once  the  first  1000  sailors  were  moved  ashore,  the  ship  elected  to  keep  everyone 
else  onboard  until  the  hotel  option  was  available,  leaving  -1200  beds  on  NBG  unfilled  at  the  end 
of  the  first  week,  contrary  to  the  central  theme  cited  in  the  CD’s  letter.  When  pressed  again, 
their  response  was  they  now  had  enough  room  to  effectively  segregate  onboard  and  that  they 
could  also  conduct  more  centralized,  more  efficient  entrance  testing.  We  concurred,  but  we 
subsequently  learned  nothing  was  actually  done  by  the  SMO  and  TR  team  to  improve  the 
effectiveness  of  the  segregation  -  the  crew  essentially  continued  to  co-mingle  for  several  more 
days  and  two-weeks  elapsed  until  the  bulk  of  the  crew  was  moved  off-ship.  At  some  point  in 
this  timeframe  I  had  a  direct  conversation  with  the  TR/CSG  team  on  the  role  of  the  SMO  as  an 
advisor  not  the  decider,  which  is  the  responsibility  of  the  URL  leadership. 

There  was  considerable  HHQ  focus  on  immediate  initial  testing  of  the  entire  TR  crew,  which 
was  at  odds  with  our  initial  focus  of  segregating  the  entire  TR  crew.  We  were  able  to  balance  the 
two  priorities  and  coordinated  early  with  CNFK  to  leverage  USFK  and  ROK  testing  capacity. 
There  was  early  belief  that  ROK  could  support  up  to  1000  tests/day.  A  considerable  logistics 
demand  followed  that  included  swabs  and  air-transport,  and  actual  testing  was  fiiBught  with 
interruptions  due  to  off-pen  sensitivities  (the  lab  was  used  for  Koreans  civilians,  too).  Highest 
level  ROK  Government  intervention  was  required,  but  delays  were  significant  for  two  weeks.  It 
finally  settled  out  and  now  that  lab  provides  support  for  both  TR  and  RRN  -  invaluable,  but  took 
a  while. 

Regarding  the  CO’s  letter,  despite  being  his  operational  commander  I  was  not  a  recipient.  It  was 
forwarded  to  me  by  VADM  Miller  (AIRFOR).  I  discussed  with  CPF  his  sense  of  the  CO’s  intent 
and  why  I  was  not  included.  CPF  had  no  insight,  shared  our  concern  of  the  CO’s  lack  of 


5 


H-3-85 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


awareness  of  the  efforts  underway  to  support  his  ship,  and  opined  that  the  letter  would  go  public. 
His  belief  on  why  1  was  not  included  was  that  the  letter  was  sent  just  to  aviators  and  that  he  was 
not  attempting  to  inform  the  operational  chain  of  command.  In  any  event,  there  was  impact  on 
my  team,  a  team  working  long  hours  on  the  CO’s  behalf  We  pulled  the  team  together,  reset  to 
the  same  target,  and  returned  to  work.  I  also  discussed  with  RDML  Baker,  and  he  assured  me 
that  he  didn’t  know  the  CO  was  going  to  send  the  letter,  and  also  had  no  insight  into  the  CO’s 
lack  of  awareness.  My  Fleet  Surgeon  was  also  surprised  by  the  letter.  She  spoke  with  the  TR 
SMO  regularly  and  knows  he  knew  about  the  efforts  in  play.  The  letter  gave  pause  to  a  lot  of 
people  working  on  behalf  of  the  CO,  and  I  can’t  see  how  the  letter  didn’t  slow  things  down, 
sparking  off  endless  critiques,  distracting  media  coverage,  interviews,  a  preliminary  inquiry,  the 
SECNAV’s  visit,  RFIs,  etc.  -  singularly  unnecessary.  Nothing  was  happening  until  he  sent  his 
letter  was  the  opinion  most  annoying  to  all,  particularly  the  Governor. 

My  visit.  I  visited  Guam  ahead  of  SECNAVs  visit  and  toured  all  shore  support  facilities,  hotels 
and  medical  teams  -  universally  in  awe  of  the  effort,  seeing  it  in  person  after  managing  it  from 
sea.  I  was  onboard  for  the  SECNAV’s  IMC  remarks  and  spent  over  six  hours  onboard  the 
following  day  speaking  to  all  elements  of  the  command.  I  forwarded  my  after-action  report  to 
VADM  Brown  on  SIPR.  In  summary,  the  Khaki  leadership  had  broken  down  at  nearly  every 
level,  and  seemed  to  have  abdicated  their  responsibility  to  lead  those  men  and  women  through 
this.  My  high-level  diagnosis  is  that  CAPT  Crozier  had  lost  separation  and  therefore  perspective. 
He  became  too  familiar  with  his  crew,  was  unable  to  make  objective  decisions,  and  bred  that  in 
his  wardroom.  Their  heads  were  in  the  wrong  place.  When  we  saw  the  video  of  the  send-off,  I 
was  quoted  in  a  CNN  article  “that  my  job  just  got  a  lot  harder.”  Captain  Crozier’s  inappropriate 
ending  of  segregation  at  sea,  combined  with  the  lack  of  COVID  protocols  (e.g.  his  send-off) 
when  directed  and  the  resistance  to  use  available  off-ship  accommodations  when  available,  all 
likely  contributed  significantly  to  the  large  final  positive  population  (~1200). 

Regarding  the  CO’s  lack  of  awareness,  I  don’t  believe  he  really  understood  the  complex  process 
building  around  him.  Somehow  he  just  wasn’t  tracking,  despite  sitting  in  on  my  discussions  with 
RDML  Baker  and  being  specifically  asked  if  he  had  questions,  concerns,  or  input  many  times  up 
to  that  point. 

How  much  trust  and  confidence  in  CAPT  Crozier  do  I  have  to  command  a  ship?  Zero.  Based  on 
the  regular  and  timely  feed  of  information  to  him  and  his  team,  either  he  wasn’t  listening,  could 
not  comprehend,  or  maliciously  undermined  the  response.  When  he  did  act,  he  did  so  in  a  way 
arguably  the  most  inappropriate  possible  and  in  spite  of  all  other  avenues  being  available.  All 
fatal  flaws  -  not  fit  for  command.  Two  hypothesis:  First,  he  knew  he  put  his  crew  at  significant 
risk,  panicked,  and  opted  for  distracting  offensive  action  by  passing  blame  in  the  context  of  the 
ludicrous  statement  “were  not  at  war”;  second,  he  saw  an  opportunity  to  be  the  hero  who  saved 
the  day  -  possibly  more  effective  and  more  public  than  anticipated.  Either  way,  he  surrendered, 
and  brings  into  question  his  resiliency  and  toughness  in  command. 

Do  I  have  trust  and  confidence  in  RDML  Baker  to  command  a  strike  group?  I  do,  including  in 
war.  He  can  get  the  job  done.  It  is  hard  now  because  they’re  locked  down,  but  staff  performance 
has  improved  throughout  the  recovery.  He  has  a  competent  TR  CO  and  would  prefer  not  to 


6 


H-3-85 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


serve  with  CAPT  Crozier  again.  RDML  Baker  is  an  average  performer.  He  is  competent  and  I 
have  no  reservations. 

CO,  CAPT  Sardiello  is  just  what  the  command  needed.  12-O’Clock  High  scenario  precisely.  He 
has  the  crew’s  respect  and  continues  to  restore  professionalism  and  confidence.  My  sense,  he 
was  amazed  how  far  these  elements  had  eroded  since  last  onboard  (as  previous  TR  CO).  CAPT 
Sardiello  took  immediate  ownership  of  the  plan  and  gradually  threw  us  out  of  his  kitchen.  He 
participates  in  the  daily  battle  rhythm  and  his  no-nonsense  approach  has  brought  order  back  to 
his  ship,  and  his  crew  knows  it.  The  victim  mentality  has  morphed  into  teamwork  imder  his 
leadership. 

I  swear  (or  affirm)  that  the  information  in  the  statement  above  is  true  to  the  best  of  my 
kno  .rtf  - 


(Witness’  Signatur^^^ 


(Date) 


7 


H-3-85 


CAPT  USN.  USS  Theodore  Roosevelt 

CDR  USN.  CCSG-9 


Fr.,m:  L 

To:  tb)  (6)  ) 

Subject:  FW:  PROPOSED  PAPER  /  COURSE  OF  ACTION  FROM  WARFARE  COMMANDERS 

Date:  Wednesday,  May  6,  2020  5:39:26  PM 

Attachments:  COVI D  Test  vs  Isolation  Slide. pptx 

Rocklov  et  al.Ddf 

COVI  D  19  Shipboard  Consideration  18MAR2020  final  (002). pdf 

Public  Health  Responses  to  COVI  D-19  Outbreaks  on  Cruise  Shins  -  Worldwid....Ddf 

TR  COVID-19  SITUATION  -  29  Mar  V2.docx 


- Original  Message- 

From:  PO)  CCj) 


CAPT  USN,  CVW-11  CAG 
@cvwll  navy.mil> 


Sent:  Sunday,  March  29,  2020  1 1 :01  AM  _ 

To:  Baker^  Stuart  P  RDML  USN,  CCSG-9  <Mr 


CAPT  USN,  CSSG^b)  (6) 


@ccsg9.navy  mil> 

@ccsg9.navy.mil>; 


Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 
@cvn71.navy  mil>; 


Roosevelt 

Theodore  Roosevelt  <|(b) 

USS  Theodore  Roosevelt  <(b)  (I 


~|  CA 


@cvn71  navy  mil>;  ^ _ 

l@cvn71.navy  mil>;  (b)  (6) 

w 


CAPT  USN,  USS  Theodore 
CAPT  USN,  USS 

CAPT  USN, 


CAPT  USN,  CVW-1 1  DCAG'^b)  (6) 

I  CAPT  USN,  COMDESRON2^b)  (6) 
CDR  USN,  USS  Theodore  Roosev^(b)  (6) 
CDR  USN,  CVW-11 


{b)  (6) 


]CDR 
n  CIV 


@cvn71.navy  mil>;  (b)  (6) 

@cvwl l.navy  mir>; (b)  (6) 
@cvn71  navy.mil:Jb)  (6) 
@cvn71  navy.mil>;5b)  (6) 


? 


CAPT  BKH  CO  • 


CMC  USN,  USS  Theodore  Rooseye^^(E 
CMDCM  USN,  CVW-11 

@cg52.navy  mil> 


r@cvwll.navy  mil>;  (b)  (6) 


_  @cvn71  navy.mil>; 

j@navy.mil>; 


Subject:  PROPOSED  PAPER  /  COURSE  OE  ACTION  EROM  WAREARE  COMMANDERS 


Admiral,  based  on  your  discussion  yesterday  with  the  Warfare  Commanders,  the 
attached  paper  'TR  COVID-19  SITUATION"  is  what  we  have  put  together.  Other 
attachments  are  either  referred  to  in  the  paper  or  are  for  background  / 
reference. 


-  COVID  Test  vs  Isolation  Slide  -  Shows  that  testing  cannot  determine  that 
you  don't  have  the  vims,  it  can  only  confirm  that  you  do.  Makes  the  point 
that  because  of  this  fact,  you  can't  get  to  a  "safe-ship"  situation 
leveraging  testing  alone,  but  you  can  via  individual  isolation.  Explained 
in  the  paper.  (Requires  editing  after  recent  edit  to  the  paper). 

-  Rocklov  et  al  -  Epidemiological  research  paper  that  concludes  that  -500 
additional  infections  occurred  due  to  quarantine  /  restricted  movement 
onboard  versus  removal  from  the  ship  to  individual  isolation.  Pertinent 
exerpts  copied  in  the  paper. 

-  COVID  19  Shipboard  Considerations  -  Navy  and  Marine  Corps  Public  Health 
Center  product.  Contains  projected  infection  curves  (modeled).  Pinal  page 
makes  the  point  "Assuming  'enclave'  means  'quarantine,'  it  is  not 
recommended  that  a  ship  be  quarantined  should  a  COVID-19  case  be  discovered 
aboard.  Rather,  home  isolation  and  self-quarantine  is  recommended." 

-  Public  Health  Responses  to  COVID-19  on  Cmise  Ships  -  Shows  that  46.5%  of 
positives  on  the 


H-3-86 


Diamond  Princess  were  initially  asymptomatic  (a  bulk  of  them  developed 
symptoms  and  later  they  estimate  that  17.9%  remained  asymptomatic).  Shows 
that  Sailors  we  may  think  are  safe  to  put  in  groups  are  not;  lack  of 
symptoms  is  not  an  indicator  of  lack  of  infection...  negative  test  results 
are  not  an  indicator  of  lack  of  infection. 

We  have  other  background  references  from  the  CDC  /  NAVADMINs  etc.,  but  the 
attached  are  the  ones  referenced  specifically  in  the  paper. 

V/r, 


H-3-86 


Categories  of  Patients 


Cat 

Status 

Condition 

COVID-19 

Test  Confirms 
Virus  Carrying 
Status 

14  Day 
Individual 
Isolation 

Confirms  Virus 

Free 

Safe  Ship 
with  this 

person 

aboard 

1 

Symptomatic  &  Contagious 

Yes 

Yes 

No 

2 

Infected 

Asymptomatic  &  Contagious 

Unable 

Yes 

No 

3 

Asymptomatic  &  Not  Yet  Contagious 

Unable 

Yes 

No 

4 

Virus 

Free 

Exposed  &  Not  Infected 

Unable 

Yes 

Yes 

5 

Unexposed 

Unable 

Yes 

Yes 

6 

Previously  Infected  /  Virus  Free 

Unable 

Yes 

Yes 

•  Tested  and  negative  does  not  mean  patient  is  not  infected 

•  7  of  33  (21%)  Sailors  on  TR  who  tested  negative  subsequently  presented  with  symptoms  and  tested 
positive  for  COVID-19 

•  Personnel  in  restricted  movement  on  ship  in  combined  berthing  :  Categories  2,  3,  4,  6 

•  Personnel  in  restricted  movement  onshore  :  Categories  2,  3,  4,  6 

•  Safe  ship  requires  personnel  only  from  categories  4,  5,  6 

Testing  for  COVID-19  is  NOT  able  to  confirm  the  lack  of  infection; 

14+  days  of  incj^i^i^ual  isolation  IS 


CuMcr  NiN- 


UNCLASSIFIED 


1 


COVID-19  outbreak  on  the  Diamond  Princess  cruise  ship:  estimating  the  epidemic  potential  and 
effectiveness  of  public  health  countermeasures 


Rocklov  J  PhD*,  Sjodin  H  PhD*,  Wilder-Smith  A  MD^’^’"* 

1  Department  of  Public  Health  and  Clinical  Medicine,  Section  of  Sustainable  Health,  Umea 
University,  Umea,  Sweden 

2  Department  of  Epidemiology  and  Global  Health,  Umea  University,  Umea,  Sweden 

3  Department  of  Disease  Control,  London  School  of  Hygiene  and  Tropical  Medicine,  UK 

4  Heidelberg  Institute  of  Global  Health,  University  of  Heidelberg,  Germany 

Key  words:  coronavirus;  SARS-CoV-2;  basic  reproduction  number;  isolation  and  quarantine; 
incubation  time;  evacuation 

Declaration  of  interest:  none  declared 

Abstract: 

Background:  Cruise  ships  carry  a  large  number  of  people  in  confined  spaces  with  relative 
homogeneous  mixing.  On  3  February,  2020,  an  outbreak  of  COVID-19  on  cruise  ship  Diamond 
Princess  was  reported  with  10  initial  cases,  following  an  index  case  on  board  around  21-25*  January. 
By  4*  February,  public  health  measures  such  as  removal  and  isolation  of  ill  passengers  and  quarantine 
of  non-ill  passengers  were  implemented.  By  20*  February,  619  of  3,700  passengers  and  crew  (17%) 
were  tested  positive. 

Methods:  We  estimated  the  basic  reproduction  number  from  the  initial  period  of  the  outbreak  using 
SEIR  models.  We  calibrated  the  models  with  transient  functions  of  countermeasures  to  incidence  data. 
We  additionally  estimated  a  counterfactual  scenario  in  absence  of  countermeasures,  and  established  a 
model  stratified  by  crew  and  guests  to  study  the  impact  of  differential  contact  rates  among  the  groups. 
We  also  compared  scenarios  of  an  earlier  versus  later  evacuation  of  the  ship. 

Results:  The  basic  reproduction  rate  was  initially  4  times  higher  on-board  compared  to  the  Rq  in  the 
epicentre  in  Wuhan,  but  the  countermeasures  lowered  it  substantially.  Based  on  the  modeled  initial  Rq 
of  14.8,  we  estimated  that  without  any  interventions  within  the  time  period  of  21  January  to  19 
February,  2920  out  of  the  3700  (79%)  would  have  been  infected.  Isolation  and  quarantine  therefore 
prevented  2307  cases,  and  lowered  the  Rq  to  1.78.  We  showed  that  an  early  evacuation  of  all 
passengers  on  3  February  would  have  been  associated  with  76  infected  persons  in  their  incubation 
time. 


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Conclusions:  The  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  The 
public  health  measures  prevented  more  than  2000  additional  cases  compared  to  no  interventions. 
However,  evacuating  all  passengers  and  crew  early  on  in  the  outbreak  would  have  prevented  many 
more  passengers  and  crew  from  infection. 


Introduction 

Cruise  ships  carry  a  large  number  of  people  in  confined  spaces  with  relative  homogeneous  mixing 
over  a  period  of  time  that  is  longer  than  for  any  other  mode  of  transportation.^  Thus,  cruise  ships 
present  a  unique  environment  for  transmission  of  human -to-human  transmitted  infections.  The 
association  of  acute  respiratory  infections  (ARI)  incidence  in  passengers  is  statistically  significant 
with  season,  destination  and  duration  of  travel.^  In  February  2012,  an  outbreak  of  respiratory  illness 
occurred  on  the  cruise  ship  off  Brazil,  resulting  in  16  hospitalizations  due  to  severe  ARI  and  one 
death.^  In  May  2020,  a  dual  outbreak  of  pandemic  (HlNl)  2009  and  influenza  A  (H3N2)  on  a  cruise 
ship  occurred:  of  1,970  passengers  and  734  crew  members,  82  (3.0%)  were  infected  with  pandemic 
(HlNl)  2009  virus,  and  98  (3.6%)  with  influenza  A  (H3N2)  virus. Four  subsequent  cases  were 
epidemiologically  linked  to  passengers  but  no  evidence  of  sustained  transmission  to  the  community  or 
passengers  on  the  next  cruise  was  reported."^  In  September  2000  an  outbreak  of  influenza-like  illness 
was  reported  on  a  cruise  ship  sailing  off  the  Australian  coast  with  over  1,100  passengers  and  400  crew 
on  board,  coinciding  with  the  peak  influenza  period  in  Sydney.^  The  cruise  morbidity  was  high  with 
40  passengers  hospitalized,  two  of  whom  died.  A  total  of  310  passengers  (37%)  reported  suffering 
from  an  influenza-like  illness. 

In  December  2019,  a  novel  coronavirus,  SARS-CoV-2,  emerged  in  Wuhan,  China  and  rapidly  spread 
within  China  and  then  to  various  global  cities  with  high  interconnectivity  with  China.  The  resulting 
ARI  due  to  this  coronavirus,  a  disease  now  coined  COVID-19,  is  thought  to  be  mainly  transmitted  by 
respiratory  droplets  from  infected  people.  The  mean  serial  interval  of  COVID-19  is  7.5  days  (95%  Cl, 
5.3  to  19)  and  the  initial  estimate  for  the  basic  reproductive  number  Rq  was  2.2  (95%  Cl,  1.4  to  3.9),* 
although  higher  Rq  have  since  been  reported  with  a  mean  of  more  than  3.®  On  18  February  2020, 
China's  CDC  published  their  data  of  the  first  72,314  cases  including  44,672  confirmed  cases. About 
80%  of  the  confirmed  cases  were  reported  to  be  mild  disease  or  less  severe  forms  of  pneumonia, 
13.8%  severe  and  4.7%  critically  ill.  Risk  factors  for  severe  disease  outcomes  are  older  age  and  co¬ 
morbidities.  The  progression  to  acute  respiratory  distress  syndrome  occurs  approximately  8-12  days 
after  onset  of  first  symptoms,  with  lung  abnormalities  on  chest  CT  showing  greatest  severity 
approximately  10  days  after  initial  onset  of  symptoms.  Evidence  is  mounting  that  also  mildly 

symptomatic  or  even  asymptomatic  cases  can  transmit  the  disease. 


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On  3'“^  February,  2020,  an  outbreak  of  COVID-19  was  reported  on  Cruise  Ship  Princess  Diamond  off 
the  Japanese  coast,  with  initially  10  persons  confirmed  to  be  infected  with  the  virus.  The  number  has 
since  ballooned  into  the  largest  coronavirus  outbreak  outside  of  mainland  China.  By  19*  February, 
619  of  3,700  passengers  and  crew  (17%)  were  tested  positive.  By  end  February,  six  persons  had  died. 
The  outbreak  was  traced  to  a  Hong  Kong  passenger  who  embarked  on  January  21st  and  disembarked 
on  January  25th.  After  docking  near  New  Taipei  City,  on  January  31,  the  ship  arrived  in  Yokohoma, 
Japan.  By  the  following  day,  the  Japanese  health  ministry  ordered  a  14-day  quarantine  for  everyone  on 
board  and  rushed  to  close  its  ports  to  all  other  cruise  ships.  The  public  health  measures  taken 
according  to  news  reports  and  the  media  were  removal  of  all  PCR  positive  passengers  and  crew  from 
the  ship  and  their  isolation  in  Japanese  hospitals.  The  remaining  test-negative  passengers  and  crew 
remained  on  board.  Passengers  were  quarantined  in  their  cruise  ship  cabins,  and  only  allowed  out  of 
the  cabin  for  one  hour  per  day.  By  20*  February,  the  decision  to  evacuate  was  made  and  more  than 
3000  passengers  left  the  ship.  Most  were  air-evacuated  by  their  respective  countries. 

The  cruise  ship  with  a  COVID-19  index  case  onboard  between  the  21-25*  January  serves  as  a  good 
model  to  study  its  potential  to  spread  in  a  population  that  is  more  homogenously  mixed,  compared  to 
the  more  spatially  variable  situation  in  Wuhan. 

We  set  out  to  study  the  empirical  data  of  COVID-19  confirmed  infections  on  the  Cruise  ship  Diamond 
Princess,  to  estimate  the  basic  reproduction  number  (Rq)  under  cruise  ship  conditions,  the  response 
effectiveness  of  the  quarantine  and  removal  interventions,  and  compare  scenarios  of  an  earlier  and 
later  evacuation  of  the  ship. 

Methods: 

We  used  data  on  confirmed  cases  on  the  cruise  ship  as  published  on  a  daily  basis  by  public  sources'^  '* 
to  calibrate  a  model  and  estimate  the  basic  reproduction  number  Rq  from  the  time  sequence  and 
amplitude  of  the  case  rates  observed.  COVID-19  is  thought  to  have  been  introduced  by  an  index  case 
from  Hong  Kong  visiting  the  ship  between  the  2D‘  to  25*  of  January,  2020.  We  thus  used  the  date  of 
2F'  January  2020  as  the  first  time  point,  t-0,  assuming  the  index  case  was  infectious  from  the  first  day 
on  the  ship.  The  estimates  of  Rq  and  the  associated  Covid-19  incidence  on  the  cruise  ship  was  derived 
using  a  compartmental  model  estimating  the  dynamics  of  the  number  of  susceptible  (S),  exposed  (E), 
infected  (7),  and  recovered  (7?)  individuals,  adapted  but  modified  from  a  published  COVID-19  study. 
We  analyzed  two  instances  of  the  model  assuming  respectively:  (1)  a  homogenous  population  (3700 
individuals),  and  (2)  a  stratified  population  of  crew  (1000  individuals)  and  guests  (2700  individuals). 
The  model  used  a  relationship  between  the  daily  reproductive  number,  fS,  and  Rq  to  infer  the 
transmissibility  and  contact  rate  across  the  whole  cruise  ship  population  by  the  relationship: 


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=  transmissibility  *  contact  rate  =  R^/i 


where  the  infectious  period  equals  to  one  over  the  recovery  rate  (y),  i  =  Ijy 


In  the  homogeneous  model,  the  infectious  period,  i,  of  COVID-19  was  set  to  he  10  days  based  on 
previous  findings.*  In  the  situation  of  no  removal  (ill  persons  taken  off  the  ship  to  he  isolated  in  a 
Japanese  hospital),  the  incubation  period  (or,  the  latent  period),  I  was  estimated  to  be  approximately  5 
days  (ranging  from  2  to  14  days).^°  In  order  to  model  the  removal/isolation  and  quarantine 
interventions,  we  implemented  time  dependent  removal  and  contact  rates  as  described  in  Table  1.  We 
performed  additional  sensitivity  analysis  reducing  the  Rq  to  3.7,  an  estimate  of  the  average  value 
across  mainland  China  studies  of  COVID-19.^ 


We  further  estimated  a  counterfactual  scenario  of  the  infections  dynamics  assuming  no  interventions 
were  implemented,  in  particular  no  removal  and  subsequent  isolation  of  ill  persons.  We  assumed  an 
infectious  period  of  10  days,  with  a  contact  rate  remaining  the  same  as  in  the  initial  phase  of  the 
outbreak.  Additionally,  in  the  stratified  model  of  crew  and  guests,  the  contact  rate  was  assumed  to  be 
different  due  to  the  assumption  that  crew  could  not  be  easily  quarantined  as  they  had  to  continue  their 
services  on  board  for  all  the  passengers  and  possibly  had  more  homogeneous  mixing  with  all  the 
passengers,  whereas  passengers  may  be  mixing  more  within  their  preferred  circles  and  areas.  We  kept 
the  transient  change  in  the  contact  rate  and  the  removal  of  all  PCR  confirmed  patients  starting  from  the 
3"“^  and  the  5*  of  February  respectively  as  in  the  first  model.  Parameters  are  described  in  Table  1. 


The  model  describing  a  homogeneous  population  onboard  can  be  described  by: 


dS 

dt 


dE  S 


dl 


where  S  denote  all  susceptible  people  on  the  cruise  ship,  E  all  exposed,  I  all  infected  and  R  all 
recovered  or  removed,  and  where  N  =  S  +  E  +  I  +  R  denotes  the  whole  population. 


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The  model  describing  a  stratified  population  onboard  can  be  described  by: 


dSq  Sq  Sq 


dEq  Sq  Sq 


dl, 


a 

dt 


—  ylg 


dRg 

dt 


=  y[c. 


dSr  Sr  Sr 


dEr  Sr  Sr 


dl 

dt 


=  Ec/l  -  Ylc 


dR 

dF  =  >"' 


where  S  denotes  susceptible,  E  exposed,  I  infected  and  R  recovered  or  removed,  N  =  S  +  E  +  I  +  R, 
and  the  subscript  g  and  c  are  indicating  guest  and  crew  respectively.  Overall,  we  assume  mortality  is 
negligible. 


Models  with  interventions  were  calibrated  to  reports  of  total  infection  occurrence,  while  models 
simulating  the  counterfactual  scenarios  where  left  with  the  naive  parameter  settings  (no 
countermeasures).  The  net  effects  of  the  countermeasures  where  estimated  as  the  difference  between 
the  counterfactual  scenario  and  the  model  with  the  interventions.  Model  parameters  are  described  in 
Table  1.  The  effectiveness  of  the  countermeasures  was  estimated  by  calibration  of  the  model  to  data. 


We  here  also  present  estimations  of  the  plausible  consequences  of  a  hypothetical  third  intervention 
strategy,  whereby  all  individuals  onboard  would  have  been  evacuated  either  on  of  February  or  19* 


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of  February.  We  estimated  and  presented  the  number  of  latent  cases  on  3'^‘*  February  evacuation  and  on 
19*  February,  2020. 


Results: 

Using  the  SEIR  model  assuming  relatively  homogenous  mixing  of  all  people  onboard,  we  calibrated 
the  predicted  cumulative  number  of  infections  from  the  model  to  the  observed  cumulative  number  of 
infections  among  all  people  onboard  and  estimated  the  initial  Rq  to  14.8.  This  resembled  an  estimate 
of  p  (the  daily  reproduction  rate)  to  1.48.  To  derive  this  estimate  we  calibrated  functions  describing 
transient  change  in  the  as  a  result  of  changes  in  contact  rate  and  the  removal  of  symptomatic 
infections.  The  parameter  values  of  contact  rate,  quarantine  interventions  and  removal  presented  in 
Table  1  are  the  results  of  the  calibration  to  the  observed  cumulative  incidence  data.  The  contact  rate 
between  persons  on  the  cruise  ship  was  calibrated  to  give  the  best  fit  to  data  with  a  reduction  of  70% 
by  the  quarantine  countermeasure  with  onset  February,  2020.  The  transient  function  of  removal  and 
isolation  of  infected  cases  with  an  onset  on  5*  February,  2020,  reduced  the  infectious  period  from  10 
to  4  days,  and  substantially  reduced  the  transmission  and  sub-sequent  infections  on  the  ship.  In  Figure 
1  we  present  the  change  in  Rq  based  on  the  relationship  between  Rq  and  ^  and  how  it  is  affected  by 
the  transient  countermeasures  of  quarantine  and  removal  of  ill  patients  from  the  model.  Here  Rq 
should  be  interpreted  as  the  basic  reproductive  rate  in  a  totally  naive  population  on  the  Diamond 
Princess  (i.e.  same  contact  rate),  and  not  the  actual  basic  reproductive  number  over  time  on  the  cruise 
ship.  The  Rq  was  14.8  initially  and  then  R^  declined  to  a  stable  1.78  after  the  quarantine  and  removal 
interventions  were  initiated  (Figure  1). 

The  predicted  cumulative  number  of  cases  over  time  from  this  model  described  the  observed  cases 
well,  but  overestimated  the  cumulative  case  incidence  rate  initially  (Figure  2).  This  allowed  to 
compensate  for  reporting  bias  in  the  initial  phase,  given  that  the  proportion  of  testing  of  all  passengers 
was  patchy  while  at  the  end  of  the  study  (19*  February,  2020)  the  testing  of  passengers  had  a  higher 
coverage  and  was  more  complete.  The  modelled  cumulative  number  of  cases  on  19  February,  2020,  is 
613  out  of  the  3700  people  at  risk,  while  the  observed  reported  number  of  cases  is  619.  The 
counterfactual  scenario  assuming  homogenous  rates  among  crew  and  guests  without  any  interventions 
(no  removal  off  the  ship  or  isolation  of  ill  persons  nor  any  quarantine  measures  for  the  remaining 
passengers  on  boat),  estimated  the  number  of  cumulative  cases  to  be  2920  out  of  the  3700  after  30 
days,  that  is  by  19*  of  February  (Figure  2).  The  net  effect  of  the  combined  interventions  was  estimated 
to  prevent  a  total  number  of  2307  cases  by  19*  February,  2020  (Figure  2). 

In  a  sensitivity  analysis  we  modified  the  Rq  to  3.7  (and  consequently  p  to  0.37)  as  this  has  been 
reported  the  average  basic  reproduction  number  from  studies  of  COVID-19  in  China.^  However,  from 


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our  simulation,  even  in  the  absence  of  any  intervention,  such  a  low  Rq  cannot  explain  the  rapid  growth 
of  incident  cases  on  the  cruise  ship  (Figure  3).  This  sensitivity  scenario  excluded  countermeasures 
from  the  model  making  it  unrealistic  that  such  a  low  Rq  value  could  be  the  true  value  in  the  cruise  ship 
situation  with  confined  spaces  and  high  homogeneous  mixing  of  the  same  persons.  The  estimate  with 
the  lower  Rq  value  also  omitted  to  consider  the  strong  interventions  put  into  place,  making  it  even 
more  unrealistic. 

We  additionally  modeled  a  scenario  stratified  by  crew  and  guests  whereby  we  assumed  the  parameter 
values  of  transmission  risk  to  be  lower  for  crew  to  guest  than  for  guest  to  crew  (Table  1).  The 
predicted  cumulative  number  of  infected  crew  and  guests  by  19th  of  February  from  this  model  was 
168  out  of  1000  (16.8%)  and  464  out  of  2700  (17.2%),  respectively  (Figure  4).  The  total  number  of 
cumulative  cases  by  19*  of  February  predicted  from  this  model  was  632,  close  to  the  observed  number 
of  cases  of  619.  The  predicted  cumulative  incidence  rates  were  overestimated  for  crew  while 
underestimated  for  guests  based  on  available  tests  results  at  the  time  of  writing  (Figure  4).  These  data 
still  need  to  be  validated  against  the  empiric  data  of  test  results  in  all  crew  and  passengers  which 
should  soon  become  available. 

Instead  of  keeping  all  passengers  on  board,  another  option  would  have  been  to  evacuate  all  individuals 
onboard  the  cruise  ship  earlier,  and  allow  them  to  go  home  for  a  potential  quarantine  in  their 
respective  home  countries.  We  modeled  that  an  evacuation  by  3*  February,  2020,  would  have  resulted 
in  76  latent  cases  (cases  during  the  incubation  time),  while  an  evacuation  by  19*  February  would  have 
resulted  in  246  latent  cases. 

Discussion: 

Modelling  the  COVID-19  on-board  outbreak  reveals  important  insights  into  the  epidemic  risk  and 
effectiveness  of  public  health  measures.  We  found  that  the  reproductive  number  of  COVID-19  in  the 
cruise  ship  situation  of  3,700  persons  confined  to  a  limited  space  was  around  4  times  higher  than  in  the 
epicenter  in  Wuhan,  where  Rq  was  estimated  to  have  a  mean  of  3.7.^  Interestingly,  a  rough  estimation 
of  the  population  per  square  km  on  this  18-deck  ship  is  286  by  62  meters  (0.32  km^).  Assuming  that 
only  50%  of  decks  are  being  used,  approximately  24,400  persons  are  confined  per  km^  on  a  ship 
compared  to  approximately  6000  persons  per  km^  (9,000,000/1528)  in  urban  Wuhan.  This  means  that 
the  population  density  was  about  4  times  higher  on  the  cruise  ship.  Thus,  both  Rq  and  contact  rate  are 
dependent  on  population  density,  as  also  suggested  by  previous  research.^^  In  population-based  models 
on  observational  data  the  population  per  square  km  is  often  substantially  different,  affecting  the  Rg  and 
P  coefficient  implicitly  by  changes  in  the  contact  rate  expressed  as: 


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Ro 

—  =  Transmissibility  *  contact  rate 

The  local  estimate  of  Ro  can  be  divided  into  a  localized  contact  rate  and  a  multiplier  that  is  necessary 
for  moving  from  one  population  to  another: 


contact  rate  =  contact  rate 


localized 


pd,  where  pd  is  the  population  density  multiplier.  In  our 


case  it  was  approximated  to  4.  Here  the  contact  rate  is  relating  to  a  contact  rate  in  a  defined  population 
in  a  certain  area  and  the  population  density  multiplier  modifies  the  contact  rate  when  moving  across 
different  local  population  and  geographical  areas  representing  heterogeneity  in  population  density.  In 
the  case  of  the  cruise  ship,  the  potential  relationship  of  Rq  to  population  density  appear  thus  mainly  be 
attributed  to  the  contact  rate  and  mixing  effects.  This  information  is  also  important  for  other  settings 
characterized  by  high  population  densities. 


With  such  a  high  Rq,  we  estimated  that  without  any  interventions  within  the  time  period  of 
January  to  19*  February  2920  out  of  the  3700  (79%)  would  have  been  infected,  assuming  relatively 
homogenous  mixing  between  all  people  on  board. 

The  quarantine  and  removal  interventions  launched  when  the  outbreak  was  confirmed  (3’^'*  February 
and  5*  of  February)  substantially  lowered  the  contact  rate  and  reduced  the  cumulative  case  burden  by 
an  estimated  2307  cases  by  19*  February.  We  note,  however,  that  the  longer  time  span  of  simulation 
beyond  19*  February,  assuming  people  would  stay  on  the  boat,  would  reduce  the  net  effect  of  the 
intervention  substantially.  We  further  note  that  an  earlier  evacuation  would  have  corresponded  to 
disembarking  a  substantially  lower  number  of  latent  undetectable  infections  (76  vs.  246),  likely  giving 
rise  to  some  further  transmission  outside  the  ship. 


We  also  found  that  contact  rate  of  guest  to  guest  and  crew  appeared  higher  than  the  contact  rate  from 
guest  to  crew,  perhaps  driven  by  high  transmission  rates  within  cabins.  However,  testing  of  crew  was 
delayed,  and  there  was  a  testing  bias  towards  testing  more  passengers  than  crew.  Hence  our  access  to 
empiric  data  may  have  and  this  analysis  need  to  be  revisited  when  all  data  is  available. 


The  limitations  of  our  study  include  our  lack  of  data  on  the  lag  time  between  onset  of  symptoms,  the 
timing  of  testing  and  potential  delay  to  the  availability  of  test  results.  Due  to  the  large  number  of 
people,  not  everyone  was  tested,  and  we  suspect  that  the  timing  of  the  test  results  do  not  totally  tally 
with  real-time  onset  of  cases.  We  had  no  access  to  data  on  incident  cases  in  crew  versus  passengers, 
nor  any  data  on  whether  there  was  clustering  of  cases  around  certain  nationalities  or  crew  members. 
Furthermore,  although  the  Hong  Kong  passenger  was  assumed  to  be  the  index  case,  it  could  well  have 
been  possible  that  there  was  more  than  one  index  case  on  board  who  could  have  contributed  to 
transmission,  and  this  would  have  lowered  our  estimated  RO.  Lastly,  our  models  are  based  on  human- 


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to-human  transmission  and  do  not  take  into  account  the  possibility  that  fomites,  or  water  systems  with 
infected  feces,  contributed  to  the  outbreak. 

The  interventions  that  included  the  removal  of  all  persons  with  confirmed  COVID-19  disease 
combined  with  the  quarantine  of  all  passengers  substantially  reduced  the  anticipated  number  of  new 
COVID-19  cases  compared  to  a  scenario  without  any  interventions  (17%  attack  rate  with  intervention 
versus  79%  without  intervention)  and  thus  prevented  a  total  number  of  2307  additional  cases  by  19* 
February.  However,  the  main  conclusion  from  our  modelling  is  that  evacuating  all  passengers  and 
crew  early  on  in  the  outbreak  would  have  prevented  many  more  passengers  and  crew  members  from 
getting  infected.  A  scenario  of  early  evacuation  at  the  time  of  first  detection  of  the  outbreak  (3 
February)  would  have  resulted  in  only  76  latent  infected  persons  during  the  incubation  time  (with 
potentially  still  negative  tests).  A  late  evacuation  by  19*  February  would  have  resulted  in  about  246 
infected  persons  during  their  incubation  time.  These  data  need  to  be  confirmed  by  empiric  data  of 
testing  all  evacuated  persons  after  19*  February,  and  may  be  an  overestimate  as  we  assumed  a  stable 
Rq  after  quarantine  was  instituted.  However,  the  Rq  probably  declined  over  time,  as  the 
implementation  of  quarantine  measures  were  incrementally  implemented  leading  to  better  quarantine 
standards  towards  the  end  of  the  quarantine  period. 

In  conclusion,  the  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  Rq 
is  related  to  population  density,  and  is  particularly  driven  by  contact  rate  and  mixing  effects,  and  this 
explains  the  high  Rq  in  the  first  weeks  before  countermeasures  were  initiated.  Population  densities  and 
mixing  need  to  be  taken  into  account  in  future  modeling  of  the  COVID-19  outbreak  in  different 
settings.  Early  evacuation  of  all  passengers  on  a  cruise  ship-  a  situation  with  confined  spaces  and  high 
intermixing-  is  recommended  as  soon  as  an  outbreak  of  COVID-19  is  confirmed. 

Author  contributions:  JR  and  AWS  conceived  the  study.  JR  developed  the  model  and  run  the 
analysis.  HS  advised  on  model  development,  and  helped  with  the  figures.  AWS  advised  on  model 
parameters.  All  authors  wrote  the  final  manuscript. 

Funding:  None 

Declaration  of  interest:  none  declared. 


References 


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1.  Young  BE,  Wilder-Smith  A.  Influenza  on  cruise  ships.  J  Travel  Med  2018;  25(1). 

2.  Pavli  A,  Maltezou  HC,  Papadakis  A,  et  al.  Respiratory  infections  and  gastrointestinal 
illness  on  a  cruise  ship:  A  three-year  prospective  study.  Travel  Med  Infect  Dis  2016;  14(4):  389-97. 

3.  Borhorema  SE,  Silva  DB,  Silva  KC,  et  al.  Molecular  characterization  of  influenza  B 
virus  outbreak  on  a  cruise  ship  in  Brazil  2012.  Rev  Inst  Med  Trap  Sao  Paulo  2014;  56(3):  185-9. 

4.  Ward  KA,  Armstrong  P,  McAnulty  JM,  Iwasenko  JM,  Dwyer  DE.  Outbreaks  of 
pandemic  (HlNl)  2009  and  seasonal  influenza  A  (H3N2)  on  cruise  ship.  Emerg  Infect  Dis  2010; 
16(11):  1731-7. 

5.  Brotherton  JM,  Delpech  VC,  Gilbert  GE,  et  al.  A  large  outbreak  of  influenza  A  and  B 
on  a  cruise  ship  causing  widespread  morbidity.  Epidemiol  Infect  2003;  130(2):  263-71. 

6.  Bogoch,  II,  Watts  A,  Thomas-Bachli  A,  Huber  C,  Kraemer  MUG,  Khan  K.  Potential 
for  global  spread  of  a  novel  coronavirus  from  China.  J  Travel  Med  2020. 

7.  Zhao  S,  Zhuang  Z,  Cao  P,  et  al.  Quantifying  the  association  between  domestic  travel 
and  the  exportation  of  novel  coronavirus  (2019-nCoV)  cases  from  Wuhan,  China  in  2020:  A 
correlational  analysis.  J  Travel  Med  2020. 

8.  Ei  Q,  Guan  X,  Wu  P,  et  al.  Early  Transmission  Dynamics  in  Wuhan,  China,  of  Novel 
Coronavirus-Infected  Pneumonia.  N  Engl  J  Med  2020. 

9.  Eiu  Y,  Gayle  AA,  Wilder-Smith  A,  Rocklov  J.  The  reproductive  number  of  COVID-19 
is  higher  compared  to  SARS  coronavirus.  J  Travel  Med  2020. 

10.  .  https://www.aliazeera.eom/news/2020/02/coronavirus-cases-aboard-diamond- 
princess-disconcerting-20022 1 04 14202 14.html. 

11.  Huang  C,  Wang  Y,  Ei  X,  et  al.  Clinical  features  of  patients  infected  with  2019  novel 
coronavirus  in  Wuhan,  China.  Lancet  2020. 

12.  Chen  N,  Zhou  M,  Dong  X,  et  al.  Epidemiological  and  clinical  characteristics  of  99 
cases  of  2019  novel  coronavirus  pneumonia  in  Wuhan,  China:  a  descriptive  study.  Lancet  2020. 

13.  Holshue  ME,  DeBolt  C,  Eindquist  S,  et  al.  Eirst  Case  of  2019  Novel  Coronavirus  in  the 
United  States.  N  Engl  J  Med  2020. 

14.  Pan  E,  Ye  T,  Sun  P,  et  al.  Time  Course  of  Eung  Changes  On  Chest  CT  During 
Recovery  Erom  2019  Novel  Coronavirus  (COVID-19)  Pneumonia.  Radiology  2020:  200370. 

15.  Bai  Y,  Yao  E,  Wei  T,  et  al.  Presumed  Asymptomatic  Carrier  Transmission  of  COVID- 
19.  JAMA  2020. 

16.  Rothe  C,  Schunk  M,  Sothmann  P,  et  al.  Transmission  of  2019-nCoV  Infection  from  an 
Asymptomatic  Contact  in  Germany.  N  Engl  J  Med  2020. 

17.  The  Princess  Cruises’  official  website  :  Cruises  P.  Princess  Cruises:  Diamond  Princess 
Coronavirus  &  Quarantine  Updates  -  Notices  &  Advisories  Princess  Cruises  website: 
@PrincessCruises;  2020.  https://www.princess.com/news/notices  and  advisories/notices/diamond- 
princess-update.html  (accessed  24  Eeb  2020. 

18.  National  Institute  of  Infectious  Diseases,  Japan,  official  website:  Eield  Briefing: 
Diamond  Princess  COVID-19  Cases,  20  Eeb  Update;  2020  https ://www.niid. go. ip/niid/en/20 1 9-ncov- 
e/94 1 7 -covid-dp-fe-02.html  (accessed  21  Eeb  2020. 

19.  Wu  JT,  Eeung  K,  Eeung  GM.  Nowcasting  and  forecasting  the  potential  domestic  and 
international  spread  of  the  2019-nCoV  outbreak  originating  in  Wuhan,  China:  a  modelling  study. 
Lancet  2020. 

20.  European  Union,  official  website:  The  EU's  Response  to  COVID-19  ;  2020  [Updated 
Monday  Eeb  24]  https://ec.europa.eu/commission/presscorner/detail/en/qanda  20  307  (accessed  1 8 
Eeb  2020. 

21.  Hu  H,  Nigmatulina  K,  Eckhoff  P.  The  scaling  of  contact  rates  with  population  density 
for  the  infectious  disease  models.  Math  Biosci  2013;  244(2):  125-34. 


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Table  1.  Model  parameter  description  and  values.  Start  time  {t  =  0)  the  20^*'  of  January. 

Parameters 

Explanation  (unit) 

Estimated  to 

P 

Overall  transmissibility  and  contact  rate  (1/day) 

1.48  i/  t  <  14 

0.44  if  t  >  14 

1 

Incubation  period  (days) 

5  days 

i 

Infectious  period  or  time  to  removal  (days) 

10  if  t<  16 
4ift>16 

N 

Total  number  of  people  onboard  (persons) 

3700 

Pc 

Transmissibility  and  contact  rate  crew  (1/day) 

I.IS  if  t<  14 

0.3S  if  t>  14 

Pgg 

Transmissibility  and  contact  rate  guests  to 
guests  (1/day) 

I.IS  if  t<  14 

0.3S  if  t>  14 

Pgc 

Transmissibility  and  contact  rate  guests  to  crew 
(1/day) 

0.17  if  t  <  14 

O.OS  if  t>  14 

N, 

Total  number  of  guests  onboard  (persons) 

2700 

Nc 

Total  number  of  crew  onboard  (persons) 

WOO 

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Figure  1.  The  estimated  basic  reproduction  number,  Rq,  on  the  cruise  ship  and  its  change  over  time 
as  a  result  of  the  transient  interventions  of  quarantine  and  removal  of  infectious  cases.  The  Rq  given 
here  assumes  one  index  case  in  a  totally  naive  population,  although  that  is  not  the  case  on  the  ship,  we 
use  it  here  to  illustrate  how  the  Rq  is  sensitive  to  the  interventions,  but  still  substantially  large  to  fuel  a 
continuation  of  the  epidemic.  The  grey  line  indicates  Rq  =  1- 


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Figure  2.  Predicted  total  number  of  infections  using  model  1  (no  stratification)  for  the  realistic 
situation  with  interventions  (blue),  counterfactual  scenario  without  intervention  (grey)  and  the  net 
effect  of  the  interventions  (black). 


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0  5  10  15  20  25  30 


Time  in  days  since  21  Jan 

Figure  3.  Sensitivity  analysis:  predicting  total  number  of  infections  using  a  model  without 
interventions  with  Rg  set  to  3.7  with  index  case  21th  January  (bottom).  Observed  reports  of 
cumulative  cases  are  marked  as  "o  ”. 


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Time  in  days  since  21  Jan 


Figure  4.  Predicted  total  number  of  infections  using  a  model  stratified  into  crew  and  guest  for  the 
realistic  situation  with  interventions.  Total  population  onboard  (black),  guests  (grey),  crew  (blue). 
Observed  total  case  numbers  of  total  (black),  crew  (blue)  and  guest  (grey)  are  marked  as  "o". 


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COVID-19  Shipboard  Considerations 

1.)  If  there  is  a  COVID-19  outbreak  on  a  ship,  what  is  the  expected  attack  rate  (i.e.  what 
%  of  the  crew  do  we  think  will  get  infected)? 

In  a  shipboard  population,  with  the  assumption  of  only  one  member  of  the  ship  crew  infected  and  all 
others  susceptible,  the  table  below  displays  the  estimated  proportion  of  the  crew  that  will  be  infected  at 
points  in  time  (days).  Additionally,  this  projection  assumes  that  no  preventive  measure  are  taken. 


Day 

Only  1  ship  crew  personnel  initially  infected 

Population:  150 

Population:  300 

Population:  1,000 

Population:  5,000 

7 

3% 

1% 

<0% 

<0% 

14 

14% 

8% 

2% 

<0% 

21 

41% 

29% 

12% 

3% 

28 

49% 

50% 

38% 

13% 

35 

36% 

42% 

49% 

39% 

42 

23% 

28% 

37% 

49% 

Note:  The  model  was  generated  using  the  SIR  model  for  epidemics. 


2.)  How  long  do  we  think  they  will  be  down? 

The  duration  of  illness  (defined  as  the  number  of  days  that  corresponds  to  a  proportion  of  people 
infected)  differs  conditional  on  the  population  size  of  the  ship  and  assuming  that  no  public  health 
intervention  is  applied.  Using  the  SIR  model,  as  the  population  size  onboard  the  ship  increases  the 
proportion  of  people  who  become  infected  over  time  decreases.  For  instance,  for  a  ship  with  150 
personnel,  if  a  Commander  decides  that  the  ship  is  no  longer  functional  when  20%  of  the  ship's  crew  is 
ill,  the  ship  becomes  non-functional  at  day  16,  and  subsequently  recovers  functionality  at  day  44,  or  a 
total  of  28  days.  (Please  see  'Shipboard  Population  150'  graph,  below). 

Assumptions: 

•  The  R-naught  (Ro)  represents  the  number  of  people  infected  by  a  person  sick  with  the 
virus;  this  model  assumes  an  Ro  of  5  people  (Ro=5). 

o  On  average,  the  Ro  for  COVID-19  ranges  from  2.5  to 5. 
o  A  higher  Rois  used  given  the  close  quarters  on  a  ship  and  higher 
likelihood  of  transmission. 

•  An  individual  is  infectious  for  14  days,  (https://www.who.int/docs/default- 
source/coronaviruse/who-china-ioint-mission-on-covid-19-final-report.pdf) 

•  No  control  measures  are  implemented. 


COVID-19  Shipboard  Considerations 
Prepared  by  the  EpiData  Center  -  March  17  2020 


H-3-86 


NAVY  AND  MARINE  CORPS  PURLIC  HEALTR  CENTER 

PREVENTION  AND  PROTECTION  START  HERE 


Shipboard  Population:  150 


100% 

c  80% 
o 

^  60% 
Q. 

Q-  40% 
'o 

20% 

0% 


1  3  5  7  9  11131517192123252729313335373941434547  49 

Day 


^^™%  infected  not  currently  infected 


•  The  peak  represents  the  interception  where  the  maximum  number  of  people  are  infected  and 
more  people  recovered  (day  25). 

•  Lines  in  the  above  graph  indicate  day  16  (20%  infected)  and  day  44  (20%  infected) 

Shipboard  Population:  300 

100% 

c  80% 

o 

^  60% 

3 
C3. 

Q-  40% 
o 

^  20% 

0% 

1  3  5  7  9  1113151719212325272931333537394143454749 

Day 

^^— %  infected  %  not  currently  infected 


•  The  peak  represents  the  interception  where  the  maximum  number  of  people  are  infected  and 
more  people  recovered  (day  28). 


COVID-19  Shipboard  Considerations 
Prepared  by  the  EpiData  Center  -  March  17  2020 


H-3-86 


NAVY  AND  MARINE  CORPS  PURLIC  HEALTR  CENTER 

PREVENTION  AND  PROTECTION  START  HERE 


Shipboard  Population:  1,000 


c 

o 


Q. 

O 


•%  infected 


Day 

•%  not  currently  infected 


The  peak  represents  the  interception  where  the  maximum  number  of  people  are  infected  and 
more  people  recovered  (day  33). 


Shipboard  Population:  5,000 


Day 


infected  not  currently  infected 

•  The  peak  represents  the  interception  where  the  maximum  number  of  people  are  infected  and 
more  people  recovered  (day  40). 


COVID-19  Shipboard  Considerations 
Prepared  by  the  EpiData  Center  -  March  17  2020 


H-3-86 


3.)  What  are  the  triggers  for  ordering  a  ship  into  enclave? 

Assuming  'enclave'  means  'quarantine',  it  is  not  recommended  that  a  ship  be 
quarantined  should  a  COVID-19  case  be  discovered  aboard.  Rather,  home 
isolation  and  self-quarantine  is  recommended.  Should  the  ship  be  underway,  it  is 
recommended  that  disease  mitigation  processes  be  implemented  as  per 
Guidance  for  Underway  Evaluation  and  Management  of  2019  Novel  Coronavirus 
(available  through  NMCPHC  website  COVID-19  toolbox  at: 
https://esportal.med.navv.mil/sites/nmcphc/pps/wppcl9/COVID-19- 

Toolbox.aspx). 


^Lauer,  S.,  Grantz,  K.,  Bi,  Q.,  Jones,  F.,  Zheng,  Q.,  Meredith,  H . &  Lessler,  J.  (2020).  The  Incubation  Period  of 

Coronavirus  Disease  2019  (COVID-19)  From  Publicly  Reported  Confirmed  Cases:  Estimation  and  Application.  Annals 
of  Internal  Medicine. 


H-3-86 


COVID-19  Shipboard  Considerations 
Prepared  by  the  EpiData  Center  -  March  17  2020 


From: 

To: 

Subject: 

Date: 


ALL  HANDS 


CIV  USN 


Gym"s  Secured 

Sunday,  March  29,  2020  11:09:13  PM 


Hello  Rough  Riders, 

All  the  Gym's  on  the  TR  are  currently  secured  until  further  notice.  The  Pier  "Gym"  will  be  reorganized  and  opened 
at  the  earliest  opportunity  today.  We  apologize  for  any  inconvenience.  Thank  you. 


v/r 


Afloat  Rec  Specialist  "Funboss" 
USS  Theodore  Roosevelt  (CVN-71) 

TO 


)(6) 


@cvn71  navy  mil 


w.cel^b)  (dJ’ 
Jdialrp)  ^ 

brickrtb)  1 


@gmail.com 


H-3-87 


5/25/2020 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/nav20092.txt 


UNCLASSIFIED// 

ROUTINE 

R  272107Z  MAR  20  MID110000530450U 
EM  CNO  WASHINGTON  DC 
TO  NAVADMIN 

INFO  CNO  WASHINGTON  DC 
BT 

UNCLAS 

NAVADMIN  092/20 

PASS  TO  OFFICE  CODES: 

FM  CNO  WASHINGTON  DC//N1// 

INFO  CNO  WASHINGTON  DC//N1// 

MSGID/GENADMIN/CNO  WASHINGTON  DC/Nl/MAR// 

sub: /URINALYSIS  POLICY  UPDATE// 

REF/A/DOC/N1/4:UN09// 

REF/B/WEBPAGE/CDC// 

NARR/  REF  A  IS  OPNAVINST  5350. 4D,  NAVY  ALCOHOL  AND  DRUG  ABUSE 
PREVENTION  AND  CONTROL.  REF  B  IS  CENTER  FOR  DISEASE  CONTROL  (CDC) 
COVID-19  HOW  TO  PROTECT  YOURSELF  AVAILABLE  AT 

HTTPS : //WWW . CDC . GOV/CORONAVIRUS/2019-NCOV/PREPARE/PREVENTION .HTML  // 

RMKS/1.  This  NAVADMIN  announces  a  temporary  amendment  to  the  Navy 
urinalysis  program  to  minimize  Sailor  exposure  to  Coronavirus-19 
(COVID-19)  and  adhere  to  social  distancing  requirements. 

2.  Commands  will  continue  random  urinalysis  specimen  collection 
from  Sailors  during  the  COVID-19  pandemic  to  the  greatest  extent 
possible.  Commanders  and  Commanding  Officers  may  pause  collection 
and/or  reduce  collection  percentages  and  numbers  of  days  collected 
if  he/she  deems  it  necessary  to  support  maximum  operational 
flexibility  and/or  COVID-19  mitigation  efforts. 

a.  Drug  testing  shall  be  conducted  with  no  more  than  10  people^ 
including  the  urinalysis  program  coordinator  (UPC)  and  observerj 
gathering  for  testing  in  one  place  at  one  time  while  maintaining 
social  distancing  of  six  feet  at  all  times  while  continuing  to 
follow  all  collection  procedures  outlined  in  reference  (a) . 

b.  All  command-directed j  probable  cause^  mishap  investigations 
and  rehabilitation  testing  will  continue  in  accordance  with 
reference  (a) . 

c.  Commands  shall  not  recall  individuals  who  are  sickj 
restricted  in  movement  (ROM)j  quarantined  or  self -monitoring  and 
should  not  recall  individuals  who  are  teleworking  or  in  a  non  duty 
status  to  provide  a  drug  testing  specimen. 

d.  Navy  Drug  Screening  Laboratories  (NDSL)  will  continue  to 
operate  and  test  these  specimens. 

3.  Sailors  assigned  to  non-Navy  activities  will  follow  the  policy 
of  those  activities. 

4.  As  a  result  of  this  temporary  policy  change^  the  requirement  in 
paragraph  6. a.,  enclosure  (2)  of  reference  (a)  to  provide  their 

H-3-88 

https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/nav20092.txt 


5/25/2020 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/nav20092.txt 


echelon  3  commander  with  the  reason  for  failing  to  comply  with 
reference  (a)  is  suspended  until  further  notice. 

5.  Care  must  continue  to  be  taken  when  conducting  random  urinalysis 
collections.  According  to  the  Centers  for  Disease  Control  (CDC)j  it 
is  not  known  whether  non-respiratory  body  fluids  such  as  urine  can 
contain  the  virus.  The  CDC  indicates  interpersonal  contact 
continues  to  present  the  greatest  risk  of  COVID-19  exposure.  Please 
adhere  to  the  following  processes  to  mitigate  risks  to  exposure 
during  urinalysis  collections  in  line  with  reference  (b). 

a.  All  urinalysis  specimen  collection  testing  shall  comply  with 
all  current  OPNAV  policies  and  CDC  Health  Guidance. 

b.  All  participants  must  engage  in  safe  hygiene  practices^ 
including  hand  washing^  maintaining  the  six  feet  social  distancing 
requirement^  and  refraining  from  touching  their  face. 

c.  Administrators  shall  wipe  down  all  surfaces  contacted  (after 
each  contact)  throughout  collection  to  include  tables  and  door 
handles . 

d.  UPCs  will  not  handle  a  specimen  bottle  after  it  has  been  in 
the  possession/control  of  the  Sailor.  Sailors  providing  a  specimen 
will  tighten  the  lids  securely  to  avoid  cross  contamination^  adhere 
labelSj  affix  security  tape  on  the  specimen  bottle  and  place  their 
specimen  bottle  in  a  secondary  container  with  absorbent  materials 
under  the  observation  and  direction  of  the  UPC.  Sailors  should  use 
their  own  pen  to  sign  and  initial  during  the  process.  Additionally^ 
UPCs  should  not  handle  the  military  identification  card  of  the 
Sailor. 

e.  SailorSj  UPCs  and  observers  must  avoid  personal  touch  and 
wash  their  hands  after  any  contact  during  this  process.  All  must 
avoid  the  exchange  of  personal  items  (i.e.j  identification  cardSj 
penSj  etc.). 

6.  For  additional  information  or  questions^  the  urinalysis  program 
point  of  contact  is  Ms.  LaNorfeia  Parker j  OPNAV  N170Dj  at  (901)  874- 
4249/DSN  882  or  lanorfeia.parker(at)navy.mil. 

7.  This  NAVADMIN  will  remain  in  effect  until  superseded  or 
canceled^  whichever  occurs  first. 

8.  Released  by  Vice  Admiral  lohn  B.  Nowell^  3r,  Nl.// 

BT 

#0001 

NNNN 

UNCLASSIFIED// 


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From: 

To: 

Subject: 

Date: 


p->)  (K)  I  MA2  USN.  USS  Theodore  Roosevelt 

hods:  hods  &  PAs:  DLCPOs:  ALL  OFFICERS:  ALL  CHIEFS:  E-6  and  Below:  Yeoman 
R  272107Z  MAR  20  CNO  WASHINGTON  DC  URINALYSIS  POLICY  UPDATE 
Sunday,  March  29,  2020  2:17:07  AM 


Good  Morning  Rough  Riders  and  Embarked  Staff, 

We  will  be  continuing  urinalysis  testing  despite  COVID-19.  Please  see  the 
NAV ADMIN  on  the  policy  update  below  for  instmctions  on  the  process  we  will 
be  following  until  further  notice.  To  ensure  the  health  and  safety  of  all 
personnel,  the  following  must  be  adhered  by. 

When  the  urinalysis  list  comes  out  for  the  day,  we  will  be  assigning  times 
for  each  department,  please  ensure  your  department  reports  by  their  assigned 
time. 

Thank  you  for  your  patience  during  this  process.  If  you  have  any  questions 
please  email  myself,  MAI  and  MAC  If  your  department  has 

individuals  that  are  TAD  or  quarantined  please  forward  a  list  ASAP. 


CNO  WASHINGTON  DC  NAV  ADMIN  092/20  message  below. 

- — OFFICIAL  INFORMATION  DISPATCH  FOLLOWS- — 

RTTUZYUW  RHOIAAAOOOI  0872III-UUUU-RHSSSUU. 

ZNR  UUUUU 

R  272I07Z  MAR  20  MIDII0000530450U 

FM  CNO  WASHINGTON  DC 

TO  NAV  ADMIN 

INFO  CNO  WASHINGTON  DC 

BT 

UNCLAS 

NAV  ADMIN  092/20 
PASS  TO  OFFICE  CODES: 

FM  CNO  WASHINGTON  DC//NI// 

INFO  CNO  WASHINGTON  DC//NI// 

MSGID/GENADMIN/CNO  WASHINGTON  DC/N  I/MAR// 

SUBJ/URINALYSIS  POLICY  UPDATE// 

REF/A/DOC/NI/4JUN09// 

REF/B/WEBPAGE/CDC// 

NARR/  REF  A  IS  OPNAVINST  5350.4D,  NAVY  ALCOHOL  AND  DRUG  ABUSE 
PREVENTION  AND  CONTROL.  REF  B  IS  CENTER  FOR  DISEASE  CONTROL  (CDC) 
COVID-19  HOW  TO  PROTECT  YOURSELF  AVAILABLE  AT 

https://www.cdc.gov/coronavirus/2019-ncov/prepare/prevention.html // 

RMKS/1.  This  NAV  ADMIN  announces  a  temporary  amendment  to  the  Navy 
urinalysis  program  to  minimize  Sailor  exposure  to  Coronavims-19 
(COVID-19)  and  adhere  to  social  distancing  requirements. 

2.  Commands  will  continue  random  urinalysis  specimen  collection 
from  Sailors  during  the  COVID-19  pandemic  to  the  greatest  extent 
possible.  Commanders  and  Commanding  Officers  may  pause  collection 
and/or  reduce  collection  percentages  and  numbers  of  days  collected 
if  he/she  deems  it  necessary  to  support  maximum  operational 
flexibility  and/or  COVID-19  mitigation  efforts. 

a.  Drug  testing  shall  be  conducted  with  no  more  than  10  people, 
including  the  urinalysis  program  coordinator  (UPC)  and  observer. 


H-3-89 


gathering  for  testing  in  one  place  at  one  time  while  maintaining 
social  distancing  of  six  feet  at  all  times  while  continuing  to 
follow  all  collection  procedures  outlined  in  reference  (a). 

b.  All  command-directed,  probable  cause,  mishap  investigations 
and  rehabilitation  testing  will  continue  in  accordance  with 
reference  (a). 

c.  Commands  shall  not  recall  individuals  who  are  sick, 
restricted  in  movement  (ROM),  quarantined  or  self-monitoring  and 
should  not  recall  individuals  who  are  teleworking  or  in  a  non-duty 
status  to  provide  a  dmg  testing  specimen. 

d.  Navy  Drug  Screening  Laboratories  (NDSL)  will  continue  to 
operate  and  test  these  specimens. 

3.  Sailors  assigned  to  non-Navy  activities  will  follow  the  policy 
of  those  activities. 

4.  As  a  result  of  this  temporary  policy  change,  the  requirement  in 
paragraph  6. a.,  enclosure  (2)  of  reference  (a)  to  provide  their 
echelon  3  commander  with  the  reason  for  failing  to  comply  with 
reference  (a)  is  suspended  until  further  notice. 

5.  Care  must  continue  to  be  taken  when  conducting  random  urinalysis 
collections.  According  to  the  Centers  for  Disease  Control  (CDC),  it 

is  not  known  whether  non-respiratory  body  fluids  such  as  urine  can 
contain  the  vims.  The  CDC  indicates  interpersonal  contact 
continues  to  present  the  greatest  risk  of  COVID-19  exposure.  Please 
adhere  to  the  following  processes  to  mitigate  risks  to  exposure 
during  urinalysis  collections  in  line  with  reference  (b). 

a.  All  urinalysis  specimen  collection  testing  shall  comply  with 
all  current  OPNAV  policies  and  CDC  Health  Guidance. 

b.  All  participants  must  engage  in  safe  hygiene  practices, 
including  hand  washing,  maintaining  the  six  feet  social  distancing 
requirement,  and  refraining  from  touching  their  face. 

c.  Administrators  shall  wipe  down  all  surfaces  contacted  (after 
each  contact)  throughout  collection  to  include  tables  and  door 
handles. 

d.  UPCs  will  not  handle  a  specimen  bottle  after  it  has  been  in 
the  possession/control  of  the  Sailor.  Sailors  providing  a  specimen 
will  tighten  the  lids  securely  to  avoid  cross  contamination,  adhere 
labels,  affix  security  tape  on  the  specimen  bottle  and  place  their 
specimen  bottle  in  a  secondary  container  with  absorbent  materials 
under  the  observation  and  direction  of  the  UPC.  Sailors  should  use 
their  own  pen  to  sign  and  initial  during  the  process.  Additionally, 

UPCs  should  not  handle  the  military  identification  card  of  the 
Sailor. 

e.  Sailors,  UPCs  and  observers  must  avoid  personal  touch  and 
wash  their  hands  after  any  contact  during  this  process.  All  must 
avoid  the  exchange  of  personal  items  (i.e.,  identification  cards, 
pens,  etc.). 

6.  For  additional  information  or  questions,  the  urinalysis  program 
point  of  contact  is  Ms.  LaNorfeia  Parker,  OPNAV  N170D,  at  (901)  874- 
4249/DSN  882  or  lanorfeia.parker(at)navy.mil. 

7.  This  NAV ADMIN  will  remain  in  effect  until  superseded  or 
canceled,  whichever  occurs  first. 

8.  Released  by  Vice  Admiral  John  B.  Nowell,  Jr,  Nl.// 

BT 

#0001 

NNNN 

<DmdsSecurity>UNCLASSIFIED//</DmdsSecurity> 

<DmdsReleaser>QUINONES.JUSTIN.1465628673</DmdsReleaser> 


H-3-89 


CLASSIFICATION:  UNCLASSIFIED// 


V/R,  _ 

MA2(SW/AW/IW)  p)  (B) 


Assistant  Urinalysis  Coordinator 
USS  Theodore  Roosevelt 
Security  Dept. 

I-DIAL:  I 


H-3-89 


5/25/2020 


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UNCLASSIFIED// 

ROUTINE 

R  212007Z  MAR  20  MID110000505261U 
EM  CNO  WASHINGTON  DC 
TO  NAVADMIN 

INFO  SECNAV  WASHINGTON  DC 
CNO  WASHINGTON  DC 

BT 

UNCLAS 

NAVADMIN  080/20 
PASS  TO  OFFICE  CODES: 

FM  CNO  WASHINGTON  DC//N1// 

INFO  SECNAV  WASHINGTON  DC//CNO// 

CNO  WASHINGTON  DC//N1// 

MSGID/NAVADMIN/CNO  WASHINGTON  DC/CNO/MAR// 

sub: /NAVY  MITIGATION  MEASURES  IN  RESPONSE  TO  CORONAVIRUS 
OUTBREAK  UPDATE  3// 

REF/A/NAVADMIN/OPNAV/122210ZMAR20// 

REF/B/NAVADMIN/OPNAV/142000ZMAR20// 

REF/C/NAVADMIN/OPNAV/192309ZMAR20// 

REF/D/MEMO/OSD/20MAR2020// 

REF/E/OPLAN/NORTHCOM/DOD  GCP  PI&ID  3551  13/150CT13// 

REF/F/INST/DODI  6200.03/28MAR19// 

REF/G/MEMO/OSD/30:AN2020// 

REF/H/EXORD/:OINT  STAFF  :3/012240ZFEB20// 

REF/I/MEMO/OSD/07FEB2020// 

REF/:/MEMO/OSD/25FEB2020// 

REF/K/NAVADMIN/OPNAV/071613ZFEB20// 

REF/L/NAVADMIN/OPNAV/112054ZFEB20// 

REF/M/NAVADMIN/OPNAV/051456ZMAR20// 

REF/N/GENADMIN/:OINT  STAFF/051908ZMAR20// 

REF/0/MEM0/:0INT  STAFF/06MAR2020// 

REF/P/MEMO/OSD/10MAR2020// 

REF/Q/MEMO/OSD/11MAR2020// 

REF/R/ALNAV/SECNAV/025-20// 

REF/S/MEMO/OSD/11MAR2020// 

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REF/T/ALNAV/SECNAV/026-20// 

REF/U/MEMO/OSD/13MAR2020// 

REF/V/MEMO/SECNAV/21MAR2020// 

NARR/REF  A  IS  NAVADMIN  064/20,  NAVY  MITIGATION  MEASURES 
IN  RESPONSE  TO  CORONAVIRUS  OUTBREAK  (OVERSEAS) .  REF  B 
IS  NAVADMIN  065/20,  NAVY  MITIGATION  MEASURES  IN  RESPONSE 
TO  CORONAVIRUS  OUTBREAK  UPDATE  1  (DOMESTIC).  REF  C  IS 
NAVY  MITIGATION  MEASURES  IN  RESPONSE  TO  CORONAVIRUS 
OUTBREAK  UPDATE  2.  REF  D  IS  MEMO  FROM  UNDERSECRETARY  OF 
DEFENSE  FOR  PERSONNEL  AND  READINESS,  AUTHORIZED 
DEPARTURE  INDIVIDUALS  AT  HIGHER  RISK  FROM  COVID-19. 

REF  E  IS  DEPARTMENT  OF  DEFENSE  (DOD)  GLOBAL  CAMPAIGN 
PLAN  FOR  PANDEMIC  INFLUENZA  AND  INFECTIOUS  DISEASE.  REF 
F  IS  DODI  6200.03,  PUBLIC  HEALTH  EMERGENCY  MANAGEMENT 
WITHIN  THE  DOD.  REF  G  IS  MEMO  FROM  UNDER  SECRETARY  OF 
DEFENSE  FOR  PERSONNEL  AND  READINESS  PROVIDING  FORCE 
HEALTH  PROTECTION  GUIDANCE  FOR  PERSONNEL  RETURNING  FROM 
CHINA  DURING  THE  NOVEL  CORONAVIRUS  (COVID-19)  OUTBREAK. 
REF  H  IS  SECDEF-APPROVED  EXORD  THAT  DIRECTS  USNORTHCOM 
TO  EXECUTE  ITS  PANDEMIC  PLAN  3551-13  AND  SUPPORTING 
GEOGRAPHIC  COMBATANT  COMMANDERS  TO  EXECUTE  THEIR 
PANDEMIC  PLANS  IN  RESPONSE  TO  THE  NCOV  (COVID-19) 
OUTBREAK.  REF  I  IS  SUPPLEMENT  1  TO  REF  G.  REF  3  IS 
SUPPLEMENT  2  TO  REF  G.  REF  K  IS  NAVADMIN  033/20,  OPNAV 
REPORTING  GUIDANCE  SUPPORTING  DOD  RESPONSE  TO  THE  COVID- 
19  OUTBREAK.  REF  L  IS  NAVADMIN  039/20,  UPDATED  DOD 
GUIDANCE  FOR  MONITORING  PERSONNEL  RETURNING  FROM  CHINA 
DURING  THE  NOVEL  CORONAVIRUS  OUTBREAK.  REF  M  IS 
NAVADMIN  058/20,  UPDATED  NAVY  GUIDANCE  DURING  THE  NOVEL 
CORONAVIRUS  OUTBREAK.  REF  N  IS  lOINT  STAFF  MESSAGE  FOR 
DOD  COVID-19  PASSENGER  SCREENING  GUIDELINES  FOR  OVERSEAS 
MILITARY  TRANSPORTATION  TERMINALS.  REF  0  IS  lOINT  STAFF 
FORCE  HEALTH  PROTECTION  GUIDANCE  TO  MITIGATE  THE  RISK  OF 
COVID-19  TRANSMISSION.  REF  P  IS  MEMO  FROM  UNDER 
SECRETARY  OF  DEFENSE  FOR  PERSONNEL  AND  READINESS 
PROVIDING  FORCE  HEALTH  PROTECTION  GUIDANCE  FOR  THE  USE 
OF  PERSONAL  PROTECTIVE  EQUIPMENT  AND  NON -PHARMACEUTICAL 
INTERVENTIONS  DURING  THE  CORONAVIRUS  DISEASE  2019 
OUTBREAK.  REF  Q  IS  MEMO  FROM  UNDER  SECRETARY  OF  DEFENSE 
FOR  PERSONNEL  AND  READINESS  PROVIDING  FORCE  HEALTH 
PROTECTION  GUIDANCE  FOR  PERSONNEL  TRAVELING  DURING  THE 
NOVEL  CORONAVIRUS  OUTBREAK.  REF  R  IS  ALNAV  025/20, 

FORCE  HEALTH  PROTECTION  GUIDANCE  FOR  THE  DEPARTMENT  OF 
NAVY.  REF  S  IS  MEMO  FROM  SECRETARY  OF  DEFENSE  FOR 
TRAVEL  RESTRICTIONS  FOR  DOD  COMPONENTS  IN  RESPONSE  TO 
CORONAVIRUS  DISEASE.  REF  T  IS  ALNAV  026/20,  OFFICIAL  AND 
PERSONAL  DOMESTIC  TRAVEL  FORCE  HEALTH  PROTECTION 
GUIDANCE  FOR  DEPARTMENT  OF  THE  NAVY  (CONUS  TRAVEL 
GUIDANCE).  REF  U  IS  MEMO  FROM  DEPUTY  SECRETARY  OF 
DEFENSE  FOR  STOP  MOVEMENT  FOR  DOMESTIC  TRAVEL  FOR  DOD 
COMPONENTS  IN  RESPONSE  TO  CORONAVIRUS  DISEASE  2019.  REF 
V  IS  ASN  (M&RA)  MEMO  ON  AUTHORIZED  DEPARTURE 
INDIVIDUALS  AT  HIGHER  RISK  FROM  COVID-19.// 


POC/RADM  KARL  THOMAS/OPNAV  N3N5B/703-692- 
9291/KARL.0.TH0MAS1(AT)NAVY.MIL/ 

RADM  lEFFREY  lABLON/OPNAV  N13/703-604- 
5040/: EFFREY.IABLON (AT) NAVY. MIL/ 

RADM  GAYLE  SHAFFER/OPNAV  N093B/703-697-7399/ 
GAYLE. SHAFFER(AT)MED. NAVY. MIL// 


RMKS/1. 


This  NAVADMIN  supersedes  references  (c)  and 


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2/12 


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consolidates  those  NAVADMINs  into  one  NAVADMIN  for  ease  of 
reference.  It  also  adds  implementing  guidance  in  paragraph  3.H.  for 
an  Authorized  Departure  (AD)  of  DoD  eligible  family  members  (EFMs) 
and  civilian  employees  in  line  with  references  (d)  and  (v) .  This 
NAVADMIN  contains  measures  to  mitigate  the  spread  of  COVID-19 
throughout  the  Navy  enterprise  and  amplifies  DoD  and  DoN  direction 
for  Service  Members  and  Navy  civilians.  It  summarizes  and  repeats 
applicable  guidance  where  appropriate  so  that  this  will  serve  as  a 
one-stop  information  source.  Authorized  travelers  will  adhere  to 
the  Force  Health  Protection  Guidelines  (FHPG)  as  detailed  throughout 
references  (a)  through  (v)  as  summarized  in  this  NAVADMIN^  and  later 
guidance. 

l.A.  Background.  The  DoD  has  transitioned  to  Phase  Three 
(Respond)  of  reference  (e),  the  global  campaign  in  response  to  the 
COVID  19  outbreak.  Our  workforce  is  our  first  line  of  defense.  All 
hands  must  proactively  take  action  to  ensure  the  health  of  our 
forcOj  and  to  ensure  we  mitigate  the  spread  of  COVID-19  in  order  to 
maintain  our  readiness.  During  the  COVID-19  outbreak^  the  DoD  and 
DoN  will  continue  to  protect  and  preserve  the  operational 
effectiveness  of  forces  worldwide  in  accordance  with  (lAW) 
references  (e)  and  (f) .  Utilizing  FHPG  from  the  Under  Secretary  of 
Defense  for  Personnel  and  Readiness  (USD  (P&R))  provided  in 
references  (g)  and  (q)j  USNORTHCOM  is  executing  its  pandemic  plan 
and  geographic  combatant  commanders  are  executing  their  supporting 
pandemic  plans  lAW  reference  (h).  In  compliance  with  updated  USD 
(P&R)  FHPG  issued  in  references  (i)  and  (j)j  Office  of  Chief  Naval 
Operations  (OPNAV)  published  initial  reporting  guidance  supporting 
DoD  response  to  the  COVID-19  outbreak  in  reference  (k)  and  updated 
that  guidance  in  references  (c)j  (l)j  and  (m). 

l.B.  Role  of  the  CDC.  As  the  leading  U.S.  government  Public 
Health  Agency^  the  CDC  continues  to  assess  the  risk  of  COVID  19  and 
to  provide  guidance  for  those  residing  in  the  U.S.  and  traveling 
abroad.  Because  CDC  guidance  is  principally  tailored  for  persons 
residing  in  the  U.S.j  some  CDC  COVID-19  guidance  may  have  limited 
applicability  for  commanders^  particularly  those  outside  the  United 
States j  and  is  not  recognized  by  other  sovereign  nations.  While  DoD 
continues  to  follow  the  lead  of  the  CDCj  when  needed^  additional 
military  specific  measures  are  authorized  to  mitigate  risk  to  U.S. 
forces  stationed  or  deployed  around  the  worlds  and  to  protect 
Service  Members^  Navy  civilian  employees^  and  their  family  members. 
USD  (P&R)  FHPG  issued  in  reference  (q)  provides  guidance  for  DoD 
personnel  traveling  during  the  novel  coronavirus  outbreak. 

l.C.  CDC  Travel  Health  Advisories.  The  CDC  provides  travel 
health  advisories  at  https://www.cdc.gov/coronavirus/2019- 
ncov/travelers/index. html .  The  Advisory  Levels  are  noted  below  and 
will  be  referenced  in  this  NAVADMIN  (note  that  CDC  warning  levels  DO 
NOT  apply  to  the  U.S.): 

Level  1  Watchj  practice  usual  precautions  (risk  of 
limited  community  transmission) 

Level  2  Alertj  practice  enhanced  precautions 
(sustained  (ongoing)  community  transmission) 

Level  3  Warnings  avoid  nonessential  travel  (widespread 
sustained  (ongoing)  transmission) 

l.D.  DoN  Civilian  Guidance.  The  DoN  civilian  workforce  more 


than  220J000  strong  plays  an  integral  role  in  supporting  our 
Sailors  and  buildings  manning  and  maintaining  our  shipSj  aircraft^ 
and  submarines.  Working  shoulder  to  shoulder  with  our  Service 
MemberSj  it  is  imperative  to  have  alignment  between  Navy  civilian 
and  military  COVID  19  policy  and  guidance.  DoN  civilian  guidance  is 
contained  in  references  (r)  and  (t)  as  well  as  this  NAVADMIN. 

l.E.  Military  Health  Protection  Guidance.  The  Secretary  of 
Defense  (SECDEF)  provided  explicit  FHPG  in  references  (g)  and  (q) 
which  is  more  restrictive  than  CDC  guidance.  Commanders  must  read 
both  documents  in  their  entirety  and  ensure  they  are  following  the 


actions  spelled  out  in  this  guidance. 


Local  Co 


s  can  be  more 


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restrictive  based  on  Command  location^  local  community  transmission j 
risk  to  mission  and  risk  to  force.  Each  and  every  Sailor  must 
ensure  they  proactively  manage  and  minimize  their  personal  risk  to 
exposure^  and  that  of  their  families.  Commands  are  charged  with 
ensuring  they  track  and  monitor  each  Sailor  and  aggressively  follow 
SECDEF  guidance  in  these  references. 


2.  Mission.  All  commands  will  take  specific  actions  to  mitigate 
the  spread  of  COVID-19  worldwide  and  adhere  to  the  policies  and 
reporting  requirements  contained  in  this  NAVADMIN. 


3.  Policy.  This  NAVADMIN  applies  to  all  Navy  Service 
MemberSj  Navy  civilians^  and  their  families  assigned  to  DoD 
installations  world-wide.  In  order  to  maintain  force  health 
protectionj  readiness  of  the  force  and  mitigate  the  risk  of 
transmission  among  personnel^  SECDEF  directed  an  OCONUS 
travel  stop  movement  to  affected  countries  and  areas 
effective  13  Mar  2020  in  reference  (s).  This  includes  all 
forms  of  travel  (Permanent  Change  of  Station  (PCS)j 
Temporary  Duty  (TAD/TDY)j  and  government-funded  leave).  For 
Service  Members  this  also  includes  personal  leave  and  other 
non-official  travel.  On  13  March  2020  Deputy  SECDEF 
directed  a  domestic  travel  stop  movement  in  reference  (u). 

In  line  with  references  (t)  and  (u)j  which  provides  domestic 
travel  guidance^  all  Service  Members  will  stop  movement  and 
Navy  civilian  personnel  and  family  members  whose 
transportation  is  government  funded  will  also  stop  movement. 

The  domestic  travel  stop  movement  applies  to  PCS  and 
TAD/TDYj  and  Service  Members  are  only  authorized  local 
leave.  Until  the  domestic  travel  restrictions  prescribed 
above  are  lifted^  Navy  commands  may  only  gain/onboard 
civilian  employees  within  the  local  commuting  area.  The 
following  domestic  travel  is  authorized:  (1)  Travel  by 
patients  and  medical  providers  for  the  purpose  of  medical 
treatment  for  Navy  personnel  and  their  family  members  (2) 

Individuals  who  have  already  initiated  PCS  or  TDY  travel 
(including  intermediate  stops)  are  authorized  to  continue  to 
their  final  destination  (see  paragraphs  3.B.  through  3.E. 
for  further  amplification)  (3)  Individuals  whose  TDY  and/or 
leave  ends  while  this  NAVADMIN  is  in  effect  are  authorized 
to  return  to  their  home  station  at  the  end  of  their  TDY 
and/or  leave  (see  paragraph  3.C.  through  3.F.  for  further 
amplification)  (4)Individuals  pending  retirement  or 
separation  during  this  period  are  exempt.  This  stop 
movement  (both  overseas  and  domestic)  will  remain  in  effect 
until  11  May  2020. 

3. A.  Permanent  Change  of  Station  (PCS)  Overseas.  Service 
MemberSj  Navy  civilians  and  dependents  under  OCONUS  PCS  orders  to 
locations  designated  CDC  COVID-19  Warning  Level  3  or  CDC  COVID-19 
Alert  Level  2  will  follow  the  guidance  in  section  3. A.  of  this 
NAVADMIN.  Note  that  CDC  warning  levels  DO  NOT  apply  to  CONUS. 

3.A.I.  PCS  orders  to  or  from  CDC  COVID-19  Warning  Level  3 
locations  for  Service  Members.  Service  Members  and  their  dependents 
under  PCS  orders  to  or  from  a  CDC  COVID-19  Warning  Level  3  location 
will  stop  movement.  This  policy  applies  to  currently  designated  CDC 
COVID-19  Warning  Level  3  locationSj  or  those  designated  Level  3  at  a 
later  date. 

3.A.l.a.  Service  Members  who  have  detached  from 
their  parent  command  prior  to  the  date  of  this  NAVADMIN  and  are  in 
transit  are  directed  to  contact  Navy  Personnel  Command  (NPC)  for 
follow-on  guidance  per  paragraph  5. A.  NPC  is  standing  by  to  address 
each  specific  case  and  will  authorize  entitlements  based  on  current 
location  and  situation. 


3.A.l.b.  Detaching  and  gaining  commands  shall 
make  every  effort  to  contact  affected  Service  M^b^t^^  enroute 

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to/from  their  command  to  advise  them  of  the  contents  of  this 
message . 

3. A. 2.  PCS  orders  to  CDC  COVID-19  Alert  Level  2  locations 
for  Service  Members.  Service  Members  under  PCS  orders  to  a  CDC 
COVID-19  Alert  Level  2  location  will  execute  orders.  Dependents  of 
Service  Members  executing  accompanied  PCS  orders  to  a  CDC  COVID-19 
Alert  Level  2  location  will  delay  travel  to  the  CDC  COVID-19  Alert 
Level  2  location  until  11  May  2020.  This  policy  applies  to 
currently  designated  CDC  Alert  Level  2  locations  and  those 
designated  at  a  later  date. 

3. A. 2. a.  Service  Members  who  have  detached  from 
their  parent  command  prior  to  the  date  of  this  NAVADMIN  and  are  in 
transit  are  directed  to  contact  NPC  for  follow-on  guidance  per 
paragraph  5. A.  NPC  is  standing  by  to  address  each  specific  case  and 
will  authorize  entitlements  based  on  current  location  and  situation. 

3.A.2.b.  Detaching  and  gaining  commands  shall 
make  every  effort  to  contact  affected  Service  Members  enroute 
to/from  their  command  to  advise  them  of  the  contents  of  this 
message . 

3. A. 3.  PCS  orders  to  or  from  CDC  COVID-19  Warning  Level  3 
locations  for  Navy  civilians.  Navy  civilians  and  their  dependents 
under  PCS  orders  to  or  from  a  CDC  COVID-19  Warning  Level  3  location 
will  stop  movement.  This  policy  applies  to  currently  designated  CDC 
COVID-19  Warning  Level  3  locations^  or  those  designated  Level  3  at  a 
later  date.  Contact  your  supervisory  chain  of  command  for  further 
guidance. 

3. A. 4.  PCS  orders  to  CDC  COVID-19  Alert  Level  2  locations 
for  Navy  civilians.  Navy  civilians  under  PCS  orders  to  a  CDC  COVID- 
19  Alert  Level  2  location  will  execute  orders.  Dependents  of  Navy 
civilians  executing  accompanied  PCS  orders  to  a  CDC  COVID-19  Alert 
Level  2  location  will  delay  travel  to  the  CDC  COVID-19  Alert  Level  2 
location  until  11  May  2020.  This  policy  applies  to  currently 
designated  CDC  Alert  Level  2  locations  and  those  designated  at  a 
later  date.  Additionally^  until  the  travel  restrictions  are  lifted 
Navy  civilian  hiring  actions  for  positions  in  Level  2  and  Level  3 
countries  are  postponed  for  non-essential  civilian  personnel  who 
have  not  yet  begun  travel.  Contact  your  supervisory  chain  of 
command  for  further  guidance. 

3.B.  PCS  in  the  United  States  and  its  territories.  Service 
MemberSj  Navy  civilians  and  dependents  under  domestic  PCS  orders 
will  follow  the  guidance  in  section  3.B.  of  this  NAVADMIN. 

3.B.I.  Navy  Civilians.  All  Department  of  the  Navy 
civilian  employees  whose  transportation  is  government  funded  will 
stop  movement.  Navy  commands  may  continue  civilian  hiring  actions^ 
but  may  only  onboard  civilian  employees  in  the  local  commuting  area. 
Contact  your  supervisory  chain  of  command  for  further  guidance. 

3.B.2.  Service  Members. 

3.B.2.a.  Service  Members  who  have  not  yet 
initiated  PCS  travel  as  of  the  effective  date  of  this 
NAVADMIN  are  directed  to  contact  NPC  for  follow-on  guidance 
per  paragraph  5. A.  NPC  is  standing  by  to  address  each 
specific  case  and  will  authorize  entitlements  based  on 
current  location  and  situation. 

3.B.2.b.  For  Service  Members  who  have 


already  initiated  PCS  travel^  detaching  and  gaining  commands 
shall  make  every  effort  to  contact  those  Service  Members  to 
advise  them  of  the  contents  of  this  message. 

3.B.2.C.  A  local  PCS  move  may  be  executed  without 
an  exception  since  it  does  not  involve  travel  outside  of  the  local 
area.  To  be  clear^  same  geographic  location  PCS  moves  will  only  be 
executed  with  due  regard  to  the  operational  readiness  of  the 
commands  involved.  Losing  and  gaining  commands  are  encouraged  to 
coordinate  with  placement  coordinators  and  detailers  in  PERS-4  as 
required.  PERS-4  shall  adjudicate  same  geographic  location  PCS  move 
decisions  in  situations  where  losing  and  gainin^c; 

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agree  on  an  execution  timeline.  This  adjudication  may  be  delegated^ 
but  no  lower  than  the  0-6  Division  Director  level  at  PERS-4. 

3.C.  Other  Official  Overseas  Travel  (Meetings^  ConferenceSj 
Site  VisitSj  etc).  All  other  official  travel  by  Service  Members  and 
Navy  civilians  to  or  from  a  country  designated  as  CDC  COVID-19 
Warning  Level  3,  is  prohibited  and  will  require  an  exception  lAW 
paragraph  3.G.  Navy  Reserve  personnel  will  follow  guidance 
promulgated  by  the  Chief  of  Navy  Reserves. 

3.D.  Other  Official  Domestic  Travel  (Meetings^ 

Conferences j  Site  Visits j  etc.).  All  other  official  travel 
by  Service  Members  and  Navy  civilians  in  the  United  States 
is  prohibited  and  will  require  an  exception  lAW  paragraph 


3.G.  Navy  Reserve  personnel  will  follow  guidance 
promulgated  by  the  Chief  of  Navy  Reserves. 

3.E.  Travel  for  Official  Training  (Overseas  and  Domestic). 

3.E.I.  Service  Member  and  Navy  civilian  travel  to  attend 
formal  training  will  require  an  exception  lAW  paragraph  3.G  prior  to 
travelj  will  require  advance  coordination  with  the  training  command 
and  will  comply  with  Navy  Component  Commander  guidance  concerning 
pre-  and  post-  travel  medical  screening  and  reception  procedures  to 
include  restriction  of  movement  (ROM)  if  applicable. 

3.E.2.  Service  Members  and  Navy  civilians  currently  under 
PCS  or  TAD/TDY  orders  and  attending  training  and/or  schools  will 
complete  their  current  training  and/or  school.  For  those  on  TAD/TDY 
orderSj  Service  Members  and  Navy  civilians  are  directed  to  contact 
the  command  that  issued  the  orders  for  returning 
instructions/guidance.  Navy  civilians  executing  PCS  orders  are 
directed  to  contact  the  command  that  issued  the  orders  for  further 
guidance.  Service  Members  executing  PCS  orders  are  directed  to 
contact  Navy  Personnel  Command  for  guidance  and  potential  orders 
modification.  Once  the  current  school/training  is  complete^  Service 
Members  should  expect  to  take  one  of  the  following  actions:  (1) 
Return  to  their  previous  Permanent  Duty  Station  (PDS)j  (2)  Remain  at 
the  school/training  site  if  prudent  for  health  protection^  (3)  If 
the  next  school/training  is  in  the  same  location  and  the  course  is 
still  being  offered^  continue  training.  Reevaluate  after 
school/training  completion^  (4)  Proceed  to  the  ultimate  PDS. 
Decisions  will  be  based  on  force  health  protection  considerations. 
Throughout  the  process^  Service  Members  should  consult  with  their 
affected  command  (current^  losing  or  future)  as  well  as  their 
detailer  where  applicable. 

3.F.  Personal  Leave  and  Liberty  (overseas  and  domestic). 
Commanding  Officers  (CO)  and  officers  in  charge  may  authorize  local 
leave  lAW  command  policy  for  Service  Members.  Leave  or  personal 
travel  outside  of  the  local  area^  as  defined  by  Commanding  Officers 
and  officers  in  charge^  requires  an  exception  as  outlined  in 
paragraph  3.G.  For  those  Service  Members  currently  on  leave^  COs  or 
officers  in  charge  are  delegated  authority  to  terminate  leave  early 
or  allow  completion  of  leave  as  authorized  based  on  location^ 
duration  and  risk  to  Service  Member.  For  Navy  civilians^  approval 
or  denial  of  civilian  annual  leave  requests  will  be  based  on  mission 
requirements.  While  intended  travel  outside  the  local  commuting 
area  may  be  considered  in  determining  impact  to  mission 
requirementSj  leave  requests  for  Navy  civilians  cannot  be  denied 
solely  because  an  employee  is  travelling  outside  of  the  local 
commuting  area.  In  line  with  reference  (t)  paragraph  3(b)j  Navy 
civilian  employees  are  strongly  encouraged  to  avoid  personal  leave 
outside  of  the  local  area. 


3.G.  Exceptions. 

3.G.I.  Individuals  pending  retirement  or  separation 
within  the  next  60  days  are  exempt  from  this  stop  movement. 

3.G.2.  Commanding  officers  and  officers  in  charge  may 
request  an  exception  to  paragraphs  3. A.  through  3.F.  in  the 


following  cases:  (1)  determined  to  be  mission 


ial.  (2) 


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necessary  for  humanitarian  reasons^  or  (3)  warranted  due  to  extreme 
hardship.  Mission-essential  travel  refers  to  work  that  must  be 
performed  to  ensure  the  continued  operations  of  mission  essential 
functionSj  as  determined  by  the  local  Commander. 

3.G.2.a.  Navy  Personnel  Command  (PERS-4)  is 
authorized  to  approve  or  deny  stop  movement  exceptions  for  Service 
Member  PCS  travel  in  paragraphs  3.k.,  3.B.j  and  3.E.2.  Approvals  of 
exception  requests  shall  be  made  via  message  traffic  to  all 
concerned  and  will  specify  whether  dependents  are  authorized  to 
accompany  the  Service  Member.  Detaching  Commander  endorsement  is 
required.  Upon  receipt  of  an  approved  exception^  Transaction 
Service  Center  or  Personnel  Support  Detachment/personnel  offices 
will  process  the  Service  Member  for  transfer  to  the  gaining  command. 
Send  all  exception  requests  to  pers451(at)navy .mil  with  the  subject 
line  PCS  EXCEPTION  REQUEST.  Exception  request  formats  will  be 
provided  by  PERS-4  and  posted  on  MyNavy  Portal.  Service  Members  who 
are  granted  an  exception  and  are  traveling  from  a  CDC  COVID-19 
Warning  Level  3  or  Alert  Level  2  location  will  receive  guidance  from 
NPC  concerning  Navy  Component  Commander  pre-  and  post-  travel 
medical  screening  and  reception  procedures  to  include  ROM. 

3.G.2.b.  Authority  to  approve  or  deny  stop 
movement  exceptions  for  Service  Members  in  the  case  of:  (1) 

Official  travel  in  paragraph  3.C.  and  3.D.j  and  (2)  Official 
trainings  not  associated  with  a  PCSj  in  paragraph  3.E.j  and  (3) 

Leave  requests  that  include  travel  outside  of  the  local  area  in 
paragraph  3.Fj  is  delegated  to  the  echelon  2  commander.  The  echelon 
2  commander  may  further  delegate  exception  authority^  but  no  lower 
than  the  first  flag  officer  or  Senior  Executive  Service  (SES)  in  the 
chain  of  command  of  the  Service  Member.  Those  who  are  granted  an 
exception  will  comply  with  the  echelon  2  guidance  concerning  pre- 
and  post-  travel  screening  and  reception  procedures. 

3.G.2.C.  Exceptions  for  PCS  of  Navy  civilians. 
Authority  to  approve  or  deny  exceptions  of  the  PCS  of  Navy  civilians 
from  outside  the  local  commuting  area  in  paragraphs  3. A.  and  3.B  is 
delegated  to  the  echelon  2  commander.  The  echelon  2  commander  may 
further  delegate  exception  authority^  but  no  lower  than  the  first 
flag  officer  or  SES  in  the  chain  of  command  of  the  command  or 
activity  performing  the  hiring  action.  Those  who  are  granted  an 
exception  will  comply  with  the  echelon  2  guidance  concerning  pre- 
and  post-  travel  screening  and  reception  procedures. 

3.G.2.d.  Authority  to  approve  or  deny  stop  movement 
exceptions  for  Navy  civilians  in  the  case  of:  (1)  Official  travel  in 
paragraph  3.C.  and  3.D.  and  (2)  Official  trainings  not  associated 
with  a  PCSj  in  paragraph  3.E.  is  delegated  to  the  echelon  2 
commander.  The  echelon  2  commander  may  further  delegate  exception 
authority^  but  no  lower  than  the  first  flag  officer  or  SES  in  the 
Service  Member  or  Navy  civilian  employee  chain  of  command.  Those 
who  are  granted  an  exception  will  comply  with  the  echelon  2  guidance 
concerning  pre-  and  post-  travel  screening  and  reception  procedures. 

3.H.  Authorized  Departure. 

3.H.I.  The  Office  of  the  Under  Secretary  of  Defense 
(Personnel  and  Readiness)  has  announced  an  Authorized  Departure  (AD) 
as  outlined  in  reference  (d) .  In  line  with  reference  (v)j  Navy 
Service  Member  eligible  family  members  (EFMs)  and  Department  of  the 
Navy  civilian  employees  who  have  determined  they  are  at  higher  risk 
of  a  poor  health  outcome  if  exposed  to  COVID-19  or  who  have 
requested  departure  based  on  a  commensurate  justification  in  foreign 
areas  as  well  as  a  civilian  employee  and/or  other  eligible  family 
members  who  may  need  to  accompany  them  -  are  authorized  to  depart 
their  current  duty  station.  DoN  civilian  employees  who  wish  to 
depart  their  duty  station  must  consult  with  their  chain  of  command. 

3.H.2.  The  designated  safe-haven  for  departing  Service 
Member  eligible  family  members  is  the  contiguous  United  States  (US) . 
The  designated  safe-haven  for  departing  DoN  civilian  employees  is 


Arlington^  Virginia.  Members  should  work  with 


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local  travel  office  to  arrange  for  transportation  to  their  safe- 
haven.  Authorized  departures  are  only  permitted  when  appropriate 
transportation  and  reception  procedures  are  in  place  consistent  with 
reference  (s).  Travelers  should  be  aware  that  preventative  health 
measures  to  include  restricted  movement  and  business  closures  have 
been  implemented  in  the  United  States  to  various  degrees  by  federal^ 
state  and  local  governments.  Travelers  shall  be  advised  to  check 
the  restrictions  applicable  to  their  situation^  based  on  their 
departure  locationj  any  enroute  locations  (foreign  and  in  the  United 
States)  and  their  ultimate  safe-haven^  as  well  as  availability  of 
lodgingj  prior  to  commencing  travel.  lAW  the  loint  Travel 
Regulations  (ITR)j  chapter  6,  dependents  must  designate  their 
specific  safe  haven  location  in  the  United  States  upon^  or  prior  tOj 
entry  to  the  United  States.  Once  designated j  the  specific  safe- 
haven  cannot  be  changed.  Dependents  of  uniformed  personnel  will  be 
processed  for  safe-haven  allowances  lAW  with  the  ITRj  Chapter  6, 
paragraph  0602.  DoN  civilian  employees  and  their  eligible  family 
members  will  be  processed  for  allowances  lAW  with  the  ITRj  Chapter 
6,  paragraph  0604. 

3.H.3.  It  is  strongly  recommended  that  eligible  family 
members  and  civilian  employees  after  traveling  tOj  through  and  from 
a  location  with  a  Center  for  Disease  Control  Travel  Health  Notice 
for  COVID-19  take  the  following  measure  for  the  next  14  days:  (a) 

Implement  self-observations  for  symptoms  of  fever^  cough  or 
difficulty  breathing  (b)  Implement  social  distancing^  e.g.j  remain 
out  of  congregate  settings^  avoid  mass  gatherings^  and  maintain  6 
feet  distance  from  others  when  possible  (c)  If  individuals  feel 
feverish  or  develop  measured  fever^  coughj  or  difficulty  breathings 
immediately  self -isolates  limit  contact  with  otherSs  and  seek  advice 
by  telephone  from  the  appropriate  healthcare  provider  to  determine 
whether  medical  evaluation  is  requireds . 

3.H.4.  The  following  provides  general  information  for 
Service  Member  eligible  family  members  regarding  allowances.  Members 
are  advised  that  the  impact  of  this  authorized  departure  on  their 
specific  allowances  is  highly  dependent  on  member  individual 
circumstances.  For  questions  regarding  specific  allowanceSs  members 
should  contact  their  nearest  Personnel  Support  Detachment  or  My  Navy 
Career  Center  (MNCC)  or  consult  the  ITRs  chapter  6. 

3.H.4.a.  Per  diem:  Transportation  expenses  and 
travel  per  diem  are  authorized  from  the  time  the  family  departs  the 
evacuation  site^  through  the  time  they  reach  their  selected  safe 
haven  location  in  the  continental  United  States  including  processing 
time  at  both  the  evacuation  and  receiving  site.  A  non-command 
sponsored  dependent  is  only  authorized  transportation  and  per  diem. 

Other  allowances  will  not  be  paid. 

3.H.4.b.  Escort  allowances:  Travel  and 
transportation  allowances  are  also  payable  to  a  member^  a  U.S. 
government  civilian  employee^  or  a  person  who  travels  under  an 
official  travel  authorization/order  as  an  escort  for  an  evacuated 
dependent  who  is  incapable  of  traveling  alone  to  the  safe  haven  due 
to  age,  physical  or  mental  incapacityj  or  other  extraordinary 
circumstances . 

3.H.4.C.  Household  goods  (HHG) /shipping 
allowance:  upon  a  dependent  departing  for  a  safe  haven^ 
unaccompanied  baggage  (for  the  dependent)^  and  HHG  items  as  needed 
for  dependent  comfort  and  well-beingj  may  be  transported  at 
government  expense. 

3.H.4.d.  POV:  Transportation  of  a  POV  at 
government  expense  to  a  safe  haven  is  not  authorized. 

3.H.4.e.  Pets:  A  member  is  authorized 
transportation  to  the  safe  haven  location  incident  to  an  evacuation 
from  a  foreign  PDS  for  up  to  two  household  pets  (defined  by  ITR 
060204  as  a  cat  or  dog)j  which  the  member  owned  at  the  evacuated 
foreign  PDS  (to  include  quarantine  fees) . 

lerj  whose 

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command  sponsored  dependents  are  evacuated  and  who  was  authorized  a 
with  dependent  housing  allowance  on  the  evacuation  date^  continues 
to  be  paid  such  allowance  while  the  members  PDS  remains  unchanged 
and  the  member  continues  to  maintain  private  sector  housings  as  long 
as  the  command-sponsored  dependents  are  receiving  evacuation 
allowances . 

3.H.4.g.  Family  separation  allowance  (FSA):  A 
member  is  entitled  to  FSA  if  a  member  has  a  dependent  depart  an 
overseas  duty  station  at  government  expense  because  of  an  evacuation 
and  begins  on  the  31st  day  of  dependent  departure  from  the  PDS. 

3. FI. 5.  The  above  listed  allowances  are  not  all  inclusive 
and  may  not  be  applicable  in  all  cases.  Members  are  encouraged  to 
contact  the  MNCC  to  obtain  information  specific  to  their 
circumstances.  Receipts/records  pertaining  to  evacuation  should  be 
retained . 

3.1.  Actions  upon  return  from  a  CDC  COVID-19  Alert  Level  2  or 
higher  location  or  if  in  close  contact  with  a  confirmed  COVID-19 
infection . 

3.1.1.  Service  Members  who  travel  or  have  traveled  in  the 
prior  14  days  to  or  through  a  CDC  COVID-19  Warning  Level  3  or  Alert 
Level  2  location  will  immediately  notify  their  chain  of  command  and 
be  placed  in  a  14  day  ROM  status.  Immediate  supervisors  will  not 
require  Service  Members  to  report  to  their  duty  location  or 
otherwise  disregard  the  ROM.  Service  Members  will  comply  with 
reference  (q)  and  Navy  Component  Commander  guidance  concerning  pre- 
and  post-  travel  medical  screening  and  reception  procedures  to 
include  ROM.  Commanders  may^  pursuant  to  DoD  and  Navy  regulations 
and  policies^  authorize  telework  opportunities j  permissive  TAD/TDY 
or  work  from  home  as  necessary. 

3.1.2.  Service  Members  who  have  had  close  contact  with 
someone  with  a  confirmed  COVID-19  infection  and  feel  sick  with  a 
fever j  cough  or  difficulty  breathing  shall: 

3. 1. 2.  a.  Inform  their  Senior  Medical  Department 
Representative  immediately. 

3.1.2. b.  Seek  medical  care  immediately.  Before 
going  to  the  office  of  a  doctor  or  emergency  room^  call  ahead  to 
provide  recent  travel  locations  and  symptoms. 

3.1.2. C.  Avoid  contact  with  others. 

3.1.2. d.  Stay  home  except  to  get  medical  care. 

3.1.2. e.  Cover  mouth  and  nose  with  tissue  or 
sleeve  (not  hands)  when  coughing  or  sneezing. 

3.3.  Flolding  Conferences.  All  Navy  personnel  shall  maximize 
the  conduct  of  virtual  conferenceSj  meetings  and  classes  to  the 
fullest  extent.  Flolding  conferences  are  strongly  discouraged  and 
must  be  approved  by  a  Navy  Component  Commanderj  Deputy  Fleet 
Commander^  Task  Force  Commander  or  Navy  Region  Commander  charged 
with  hosting  the  conference. 

3.K.  General  Flealth  Guidance.  Compliance  with  CDC  guidance  is 
critical  to  minimize  the  spread  of  COVID-19.  All  personnel  shall: 

3.K.I.  Wash  hands  often  with  soap  and  water  for  at  least 
20  secondSj  especially  after  going  to  the  bathroom^  before  eatings 
and  after  blowing  your  nose^  coughing  or  sneezing.  If  soap  and 
water  are  not  readily  available^  use  an  alcohol-based  hand  sanitizer 
with  at  least  60  percent  alcohol.  Always  wash  hands  with  soap  and 
water  if  hands  are  visibly  dirty. 

3.K.2.  Avoid  close  contact  with  people  who  are  sick. 

3.K.3.  Avoid  touching  your  eyeSj  nose  and  mouth. 

3.K.4.  Stay  home  when  you  are  sick. 

3.K.5.  Cover  your  cough  or  sneeze  with  a  tissue^  then 
throw  the  tissue  in  the  trash. 

3.K.6.  Clean  and  disinfect  frequently  touched  objects  and 
surfaces  using  a  regular  household  cleaning  spray  or  wipe. 

3.K.7.  Maximize  open  doors  within  area  with  equivalent 
classification  levels. 


3.K.8. 


Minimize  meetings  of  more  tha 


persons . 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/NAV20080.txt 


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5/25/2020 


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3.K.9.  Practice  social  distancing. 

3.K.10.  Minimize  attendance  at  large  group  gatherings 
outside  of  the  workplace  (for  example  shopping  malls  and  restaurants 
with  large  attendance) . 

3.L.  Supplemental  Guidance  for  Commanders. 

3.L.I.  lAW  reference  (q)j  Commanders  should  identify  and 
track  all  Service  Members  who  travel  or  have  a  history  of  travel  in 
the  prior  14  days.  This  includes  travel  by  military  or  commercial 
means  as  well  as  private  conveyance  and  includes  all  forms  of  travel 
to  include  PCSj  temporary  duty  and  leave.  Commanders  shall  ensure 
Service  Members  implement  the  following  actions  for  the  next  14 
days : 

3.L.l.a.  Implement  self-observation^  i.e.j  take 
temperature  twice  a  day  and  remain  alert  for  fever  (>100.4  degrees  F 
or  38  degrees  C)  and  remain  alert  for  fever^  cough  or  difficulty 
breathing. 

3.L.l.b.  To  the  extent  possible  implement  social 
distancing^  i.e.j  remain  out  of  congregate  settings^  avoid  mass 
gatherings  and  maintain  6  feet  or  2  meter  distance  from  others  when 
possible. 

3.L.I.C.  If  individuals  feel  feverish  or  develop 
measured  fever^  cough  or  difficulty  breathings  immediately  self- 
isolatej  limit  contact  with  others  and  seek  advice  by  telephone  from 
the  appropriate  healthcare  provider  to  determine  whether  medical 
evaluation  is  required. 

3.L.2.  Commanders  will  adhere  to  DoD  guidance  for 
personnel  traveling  during  the  novel  coronavirus  outbreak  per 
reference  (q)  to  include  COVID-19  screening  at  overseas  military 
transportation  terminals  per  reference  (n).  Commanders  will  review 
the  supplemental  risk-based  measures  and  observe  the  operational 
risk  level  mitigation  actions  for  COVID-19  outlined  in  reference 

(f). 

3.L.3.  For  individuals  traveling  OCONUS  to  OCONUSj 
Commanders  will  ensure  travel  is  mission  essential  and  follow  the 
guidance  listing  in  reference  (s)  if  compelling  exceptions  are 
necessary.  Military  air  crew  are  exempt  from  the  requirements  in 
this  NAVADMINj  but  will  ensure  they  actively  practice  social 
distancing  and  prudent  measures  to  mitigate  potential  contact  and 
COVID-19  transmission. 

3.L.4.  Commanders  will  comply  with  status  of  forces 
agreements  when  applicable. 

3.L.5.  Consider  measures  to  place  mission  essential  shore 
staffs  on  alternating  day  or  split  shift  rotations. 

3.L.6.  Use  maximum  latitude  to  authorize  telework^ 
liberal  leave^  permissive  TDY  as  necessary  to  minimize  spread  within 
your  teams. 

3.L.7.  Implement  social  distancing  techniques  for  any 
meetings  you  conduct. 

3.L.8.  Ensure  the  health  of  your  force  by  conducting 
regular  screenings  and  restrict  movement  of  those  potentially 
infected  with  COVID-19. 


3.M.  Entitlements.  Changes  to  entitlements  associated  with  a 
ROM  have  been  approved  and  put  in  place  by  DoD.  The  entitlements 
include^  but  are  not  limited  to  per  diem  for  Service  Members  and 
dependents  directed  to  ROM  after  arrival  at  a  duty  station  after  a 
PCS  move  and  the  implementation  of  Flardship  Duty  Pay  (FIDP)  ROM  for 
members  who  incur  unreimbursed  lodging  expenses  when  directed  to  ROM 
at  their  PDS.  Additionally^  the  Pay  and  Personnel  Management  Branch 
(PERS-2)  has  released  Pay  and  Personnel  Information  Bulletin  (PPIB) 
20-5  and  20-6  which  provided  Navy  Pay  Offices  with  information 
regarding  recent  3TR  changes  regarding  self -isolation  and 
establishment  of  FIDP-ROM.  Eligibility  for  entitlements  varies  based 
on  individual  circumstances.  If  you  have  questions  about 


entitlements^  please  contact  the  MyNavy  career 


m-¥o 


(1-833-330- 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/NAV20080.txt 


10/12 


5/25/2020 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/NAV20080.txt 


6622)  or  via  e-mail  at  askmncc(at)navy.mil. 

4.  Regular  Reporting.  For  CONUS  commands^  ensure  your  points  of 
contact  (POC)  submit  accurate  and  timely  COVID-19  daily  reports  and 
CCIRs  to  USFFCj  with  an  information  copy  to  the  local  installation 
commander^  for  consolidation  and  subsequent  reporting  to  OPNAV.  For 
OCONUS  commands^  ensure  your  POCs  submit  accurate  and  timely  COVID 
19  daily  reports  and  CCIRs  to  the  Navy  Component  Command/echelon  2 
commands  with  an  information  copy  to  the  local  installation 
commander^  for  consolidation  and  subsequent  reporting  to  OPNAV. 

Given  potential  rapid  escalation  of  case  numbers  and  impact  on 
readinesSj  additional  reporting  is  required.  Navy  commands  will 
report  the  following  through  their  chain  of  command  and  via  OPREP 
where  appropriate: 

4. A.  COVID  19  daily  reports.  COVID  19  Case  Information  broken 
out  by  Active-Duty^  DON  Civilian^  Military  Family  Members  and  Navy 
Contractors  as  follows: 

4.A.I.  Active-Duty:  Total  Persons  Under  Investigation 
(PUI)/Positive  Cases/Positive  Cases  in  Flome  Isolation/Positive  Cases 
in  Flospital/Positive  Cases  Recovering  Post-Flospitalization/Positive 
Cases  Returned  to  Work/DeathSj 

4. A. 2.  DoN  Civilian:  Total  PUI/Total  Positive 
Cases/Positive  Cases  in  Flome  Isolation/Positive  Cases  in 
Flospital/Positive  Cases  Recovering  Post-Flospitalization/Positive 
Cases  Returned  to  Work/DeathSj 

4. A. 3.  Family  Members:  Total  PUI/Total  Positive 
Cases/Positive  Cases  in  Flome  Isolation/Positive  Cases  in 
Flospital/Positive  Cases  Recovering  Post-Flospitalization/DeathSj 
4. A. 4.  DoN  Contractors:  Total  PUI/Total  Positive 
Cases/Positive  Cases  in  Flome  Isolation/Positive  Cases  in 
Flospital/Positive  Cases  Recovering  Post  Flospitalization/Deaths . 

4.B.  CCIRs.  For  COVID-19  Active-Duty  Service  Members  and  Navy 
civilians  only  (in  accordance  with  FIIPAA  and  the  Privacy  Act): 

4.B.I.  Date  individual  identified  as  infected 

4.B.2.  Date  individual  admitted  to  hospital  (if  applicable) 

4.B.3.  Is  individual  in  ICU? 

4.B.4.  Is  individual  on  a  ventilator? 

4.B.5.  Date  individual  is  discharged 
4.B.6.  Date  individual  recovers 

4.C.  The  death  of  a  Navy  Service  Member^  Navy  civilian^  Navy 
contractor^  or  family  member  due  to  COVID-19. 

4.D.  Any  shortage  of  medical  personal  protective  equipment 
(PPE)  or  test  kits. 

4.E.  Significant  or  newsworthy  installation  or  facility 
closures . 

4.F.  Unit  or  installation  is  unable  to  meet  isolation 
requirements . 

4.G.  Unit  or  installation  is  unable  to  meet  operational 
requirements . 

4. FI.  Any  local  or  regional  change  in  health  protection 
condition  (FIPCON). 


5.  Points  of  Contact. 


5. A.  Sailor  Support.  Service  Members  with  questions  regarding 
this  stop  movement  or  entitlements  for  PCS  travel  should  contact  the 
MyNavy  Career  Center  (1-833-330-6622)  or  email  ASKMNCC(AT)NAVY.MIL. 
Datallers  are  ready  to  support  all  order  modifications  and  commands 
should  work  with  their  placement  officers. 

5.B.  Medical  Questions.  BUMED  Watch:  703  681  1087/1125  or 
NIPR  EMAIL:  usn . ncr . bumedfchva . list . burned — 2019-ncov-response- 
cell(AT)mail.mil. 

5.C.  Reporting  Requirements.  OPNAV  Battle  Watch  Captain  at 
703  692  9284  or  BWC.PTGN(AT)NAVY.MIL. 

5.D.  Navy  civilians.  Navy  civilians  with  questions  regarding 


this  guidance  should  contact  their  supervisory 


command . 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/NAV20080.txt 


11/12 


5/25/2020 


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6.  The  Navy  will  ensure  the  best  possible  Navy-wide  Force  Health 
Protection  for  its  Sailors^  civilian  employees  and  family  members. 
However^  all  members  of  the  Navy  family  must  do  their  part  by 
adhering  to  CDC  guidelines  as  they  relate  to  basic  hygiene  and  human 
interaction.  The  Navy  will  remain  focused  on  meeting  our  global 
commitments  while  also  ensuring  the  health  and  well-being  of  our 
Service  Members j  Navy  civilians  and  our  families. 

7.  Our  understanding  of  COVID-19  is  rapidly  evolving  and 
this  guidance  will  continue  to  be  evaluated  as  conditions 
change.  We  recognize  many  of  the  policies  in  this  NAVADMIN 
will  place  a  strain  on  our  force^  but  they  are  absolutely 
necessary  to  preserve  our  ability  to  conduct  the  mission. 

Local  Commanders  will  exercise  prudent  judgement  when 
determining  mission  essential  travel  and  granting  waivers 
and  err  on  the  side  of  conservatism.  This  is  not  business 
as  usual.  The  expectation  is  that  these  exceptions  are 
done  on  a  case  by  case  basis  and  that  they  are  very  limited 
in  number.  The  entire  team  must  understand  their  role  in 
minimizing  the  spread  of  COVID-19  among  our  ranks.  All 
efforts  should  be  taken  to  combat  the  spread  of  COVID-19 
and  to  minimize  impact  on  our  force.  The  Navy  will  remain 
focused  on  meeting  our  global  commitments  while  also 
ensuring  the  health  and  well-being  of  our  Service  Members^ 

Navy  civilians  and  our  families. 

8.  As  the  COVID-19  situation  continues  to  evolve^  Commander 
feedback  is  an  important  part  of  issuing  revised  or  additional 
guidance.  It  is  virtually  impossible  to  address  all  specific  cases 
or  situations.  However^  Commanders  have  the  latitude  to  adjust 
direction  based  upon  their  unique  situation.  For  example^  a  unit 
that  has  been  at  sea  for  14  days  with  no  COVID-19  cases  may  make  the 
decision  to  relax  social  distancing  requirements  until  they  pull 
into  port.  Thank  you  for  your  leadership  at  the  tip  of  the  spear^ 
wherever  that  may  be.  We  know  that  it  is  not  easy  and  simply  ask 
that  you  make  the  best  call  possible  we  will  back  you  up. 

9.  Released  by  Vice  Admiral  lohn  B.  Nowell^  3r,  Nl.// 

BT 

#0001 

NNNN 

UNCLASSIFIED// 


H-3-90 


https://www.public.navy.mil/bupers-npc/reference/messages/Documents/NAVADMINS/NAV2020/NAV20080.txt 


12/12 


From: 

To: 

Cc: 

Subject: 

Date: 

Attachmeirts: 


CAPT  USN.  USS  Theodore  Roosevelt 


CDR  USN.  CCSG-P:  ®[m; 
I  CAPT  USN.  CCSG9 


Testing  planning  factors 
Friday,  March  27,  2020  9:24:32  AM 
TR  Triage  and  Disposition  Plan.odf 


CDR  USN.  USS  Theodore  Roosevelt 


All, 

Attached  is  the  most  current  version  of  what  C7F  put  out  for  the  get  well 
plan  for  the  TR.  This  model  starts  with  testing  the  entire  ship  and  then 
after  the  negatives  finish  their  14  day  quarantine  then  they  repeat  the 
testing. 

One  testing  team  can  test  200  sailors/day  in  batches  of  5  (40  batches  of  5 
sailors).  Based  on  our  experience,  16.7%  of  the  batches  of  5  will  be 
positive,  requiring  individual  testing  of  each  person  in  the  batch  to  figure 
out  the  individuals.  Two  teams  can  test  400  sailors  per  day  (80  batches). 

5000  sailors  =  1000  batches 

1000  batches/80  batches  per  day  =  12.5  days  of  testing 

16.7%  positive  batches  =  167  batches  x  5  people  per  batch  =  835  individual 

tests 

835  individual  tests/80  tests  per  day  =10.4  days  of  testing  to  identify  the 
positive  tests 

Total  for  the  first  round  of  testing  =  22.9  days  of  testing 

From  start  of  testing  to  completion  of  14  days  quarantine  =  37  days. 

The  testing  at  the  end  of  quarantine  would  be  much  closer  to  12.5  because 
there  should  be  very  few,  if  any  positives,  and  that  should  finish  at 
approximately  50  days. 

Assumptions: 

1)  Two  testing  teams  mnning  at  full  capacity  with  no  interruptions  to 
testing  and  complete  complement  of  supplies. 

2)  Robust  ancillary  support  for  tracking/documentation. 

3)  If  available,  a  third  testing  team  could  do  the  positive  testing  in 
parallel  with  the  batch  testing,  reducing  this  to  closer  to  12.5  days. 

My  recommendation:  No  testing  at  the  beginning,  quarantine  the  bulk  of  the 
ship  in  single  rooms  with  heads,  and  if  testing  is  required  (though  not 
medically  indicated),  do  it  at  the  end  with  bulk  collection  of  tests  which 
can  then  be  shipped  to  numerous  labs  around  the  world  to  process 
expeditiously  while  the  ship  gets  ready  to  return  to  sea. 

v/r, 

SMO 


MD 

CAPT  MC(FS)  USN 


H-3-91 


Senior  Medical  Officer 

USS  Theodore  Roosevelt  (CVN-71) 

Work: 

J-dial:  Ib)  I 
Cell:  tb)  (6i  I 


H-3-91 


UNCLASSIFIED 


TR  Triage  and  Disposition  Plan 


-  USFK:  40-60  per  day 
-  Biofire  COVID-19  test  at 
USNH  Guam  when 
available,  est.  April 


Asymptomatic 
Batch  Test 


Confirmation 
Batch  Test 


_ V 

Negative  Batch 
Test 


X5  persons  per  batch 
X40  batches  per  tray 
=200  persons  per  day 


UNCLASSIFIED 


H-3-91 


From:  CAPT  USN.  C7F 

To:  So^ero^au^^DML  USN  USFFC  fUSA^ 

Cc:  11  I  h  I  n  CAPT  USN  NAVY  JAG  WASH  DC  (USA'):  ■  (h)  H  CIV  USN  COMNAVSAFECEN  NOR  VA 

l|Ai;(b)  (6)' - 1.  LCDR  USN  NAVCIVLAWSUPPACn!'  i  Li  -r  A  i 

Subject:  RE:  Signed  C7F  CoS  statement 

Date:  Friday,  May  22,  2020  1:22:28  AM 


Sir 

Answers  follow 

1.  Yes.  Commander,  SEVENTH  Fleet  was  engaged  in  the  hotel  option  early.  As 
stated  in  the  email  to  which  yon  refer  I  told  CoS^^H  'not  saying  no  it  is 

on  the  table.'  Hotels  were  always  an  option  like  all  others,  but  in  the 
first  48-72  hours  not  certain.  Tliere  was  general  hesitation  initially  in  the 
first  48-72  lioius  to  engage  Governor  of  Guam  dir  ectly,  I  spelled  out  some 
sensitivities  in  my  statement.  Tliis  was  one  planning  factor  driving  other 
COAs  in  die  first  48-72  bom's.  JRM  wanted  space  to  work  Gover'nor  Guam  -  all 
matters  -  bringing  TR  in.  how  many  persons  Governor  Guam  expected  to  send  to 
NBG  at  the  same  time  (this  was  an  active  discussion  dire  to  Guam  expected 
COVID  oirtbreak).  hotels,  etc.  I  recall  C7F  asking  CJRM  to  engage  directly 
widi  the  Governor  on  the  hotel  option  in  diese  first  few  days. 

C7F  did  not  directly  engage  Govenmient  of  Guam  -  tiiat  is  outside  our  C2  lane 
-  that  is  JRM  who  reports  to  INDOPACOM.  C7F  worked  througli  JRM.  I  recall 
additional  direct  discussions  betw^een  C7F  and  CJRM  on  engaging  Governor  of 
Guam  on  28  Mar  on  the  hotel  option  and  he  did.  liaiing  laid  the  groimd  work 
in  die  days  prior.  C7F  brought  up  hotels  with  CPF  as  early  as  Saturday  28 
Mar.  Was  told  would  require  INDOPACOM  permission  to  piu'sue.  Not  miexpected. 

From  there,  once  approved,  we  were  very  involved  in  die  detailed  plamiing 
and  execution  of  getting  die  crew  to  hotels,  including  Conuiiarider  level 
engagement  widi  DMHQ  at  PACFLT  to  get  the  contracts  in  place.  Also  very 
involved  in  getting  the  samples  moiing  tluougli  the  Korea  lab  to  enable  crew 
to  get  to  the  hotels. 

2.  Yes  to  all.  Commander  SEVENTH  Fleet  was  very  aware  of  testing  limitations 
on  Guam  fi'oni  the  outset.  Both  C7F  and  Staff  were  awai'e  of  the  limits  of 
smveiUance  (STEP  ONE)  testing.  Guam  NH  and  we  learned  quickly  how  large  of 
an  effort  it  was  for  a  CVN  medical  department  to  get  nasal  swab  capacity  up 

to  a  high  nimiber.  not  a  trivial  task.  C7F  and  Staff  liad  a  realistic 
appraisal  of  how  long  testing  would  take  on  die  groimd.  Hie  Korea  lab  was 
another  issue.  We  liad  a  plaruiing  factor  there  of  90  per  day,  until  on  28  Mar 
die  reference  lab  was  brought  into  the  pictme  widi  an  advertised  1000  per 
day  (not  reached  for  quite  some  time,  the  lab  provides  services  to  other 
customers). 

We  knew  this  woidd  make  tilings  slow  going,  but  until  we  had  to  test  for 
hotel  entry,  we  thouglit  we  could  get  into  quarantine  (i.e. 
segregation)/isolation  fast  without  testing  -  ordy  testing  at  the  back  end 
of  14  days,  which  woidd  have  given  us  time  to  tliink  it  dirougli.  But  hotels 
got  turned  on  quickly,  requiring  lab  tests  first  and  then  testing  became  the 
occupying  LEMFAC. 

It  is  important  to  note  that  the  first  weekend  28  Mar  C7F  came  imder  liigli 
pressure  fi'oui  CPF  to  expand  testing  capacity  to  500  per  day  miriiniimi  to  meet 
die  newly  advertised  1000  per  day  capacity.  HHQ  focus  was  test.  C7F  focus 


H-3-92 


was  get  segregated/isolated  -  the  COAs  to  get  there.  I  was  present  for 
several  phone  calls  between  CPF  and  C7F  where  the  subject  was  raise  testing 
capacity  immediately  and  fast  - 1  think  it  fair  to  say  it  was  FiFiQ  primary 
focus.  This  resulted  in  C7F  and  Staff  having  to  get  answers  from  CSG-9  on 
testing  throughput  of  the  medical  department  from  day  1  which  frankly  I 
viewed  as  a  distraction  (this  was  before  hotels  were  a  go).  This  also 
resulted  in  having  to  focus  on  getting  a  high  number  of  nasal  swabs  the 
first  weekend,  even  though  we  didn't  yet  have  the  flights  in  place  for 
Korea.  These  swabs  were  not  needed  to  get  into  Naval  Base  Guam  occupancy  the 
first  weekend.  We  could  not  yet  complete  the  'kill  chain'  to  Korea  at  that 
time  (air  transport).  STEP  ONE  was  also  a  slow  process.  It  was  several  days 
if  not  near  to  a  week  or  more  before  nasal  swab  capacity  was  up  around 
400-500  per  day.  This  intensive  labor,  and  the  fact  that  TR  medical  would 
have  to  go  to  segregation,  was  one  driving  factor  on  getting  the  3rd  Med 
Battalion. 


VR 


Chief  of  Staff 
SEVENTH  Fleet 

Embarked  on  USS  BLUE  RIDGE  (LCC-I9) 
Inport  DSNpJCB)  H 

Inport  Commi][b)  (6)  | 

At  Sea  DSN  Direct;  (b)  (6)  | 


CENTRDCS  (All  Locations) 


- Original  Message - 

Erom:  Spedero,  Paul  C  Ir  RDML  USN  USEEC  (USA) 


Imailto 


@navv  mill 


Sent:  Eriday,  May  22,  2020  7:23  AM 


To: 


CAPT  USN,  C7P 


@lccl9  navy.mil> 


H-3-92 


CAPT  USN  NAVY  JAG  WASH  DC  (USA) 

CIV  USN  COMNAVSAFECEN  NOR  VA 

LCDR  USN  NAVCIVLAWSUPPACT 


@navy.mil>; 

@navy.niil>; 


DC  (USA)^  (6)  I  @navy.niil> 
Subject:  RE:  Signed  C7E  CoS  statement 


COS, 

I  have  two  follow-up  questions: 


In  an  email  to  COS  CSG-9,  in  which  he  asked  about  hotel  room  in  Guam  and  you 
said  something  to  the  effect  that  it  was  a  "big  ask"  and  we  would  like  to 
know  if  the  option  continued  to  be  worked  or  explored  by  C7E.  We  have 
information  that  CJRM  continued  to  work  hotels  as  an  option  and  would  like 
to  know  if  you  and/or  the  Commander  7E  continued  to  be  engaged  in  that 
planning  and  coordination. 


Second, 

Testing  capacity  was  an  issue  in  the  first  few  days  in  Guam.  Were  you  aware 
of  capacity  that  the  ship  was  able  to  meet?  Was  C7E?  Did  anyone  provide 
the  Commander  7E  with  feedback  on  capacity? 


V/r 

Speedy 


RDML  Paul  C.  Spedero  Jr.,  USN 
Command  Investigation  Team 


@  navy.mil 


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- Original  Message- 

Prom: 


CAPT  USN,  C7P 


@lccl9.navy  mil> 


Sent:  Thursday,  May  21,  2020  5:11  AM 
To:  Spedero,  Paul  C  Jr  RDML  USN  USPPC  (USA) 
Cc: 


@navy  mil> 


(6) 

(USA)  <j(b)  (6)'  |@ 

DC  (USAJ^  (6)  ^  @navy.mil> 

Subject:  Signed  C7P  CoS  statement 


CAPT  USN  NAVY  JAG  WASH  DC  (USA) 

CIV  USN  COMNAVSAPECEN  NOR  VA 

LCDR  USN  NAVCIVLAWSUPPACT 


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Sir 

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Witness  Statement  olft)  iO 


AME2: 


On  14  May  2020, 1  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVID-19  onboard  USS  THEODORE 
ROOSEVELT  (CVN  71)  via  telephone. 

What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 
Witness  Name:  Position:  Ejection  Seat  Mechanic 

Command:  VFA-87 _  Department/Division:  I3B 


Email  Address:! 


tocwvl  1. navv.mil 


Phone(s):  N/A 


1  have  been  in  the  Navy  for  about  six  years.  My  job  is  to  work  on  ejection  sets  in  aircrafts.  I 
reported  to  VFA-87  in  May  2019.  We  embarked  onboard  USS  THEODORE  ROOSEVELT 
in  January  2020.  This  is  my  first  deployment.  While  embarking  my  first  impression  of  the 
ship  was  fine.  1  have  a  buddy  of  mine  who  was  stationed  onboard  before  and  he  told  me 
good  things  about  the  command.  1  feel  that  my  chain  of  command  passes  information  to  us 
well. 

Three  days  after  leaving  San  Diego  for  deployment  I  got  really  sick.  My  symptoms  were 
very  similar  to  COVID-1 9  symptoms.  I  had  a  runny  nose,  dry  cough  and  night  sweats.  1 
went  to  medical  and  received  a  cold  pack.  A  few  days  later  1  went  back  to  medical  as  my 
symptoms  were  not  getting  better  and  medical  refilled  my  cold  pack  and  gave  me  an  SIQ 
chit.  After  about  1 4  days  from  my  initial  start  of  my  symptoms  I  went  back  to  medical  for  a 
third  time  and  was  diagnosed  with  pneumonia.  The  first  two  to  two  an  a  half  weeks  of 
deployment  were  horrible  due  to  my  sickness.  Other  people  within  my  shop  were  sick  loo 
and  we  all  just  took  turns  getting  pneumonia.  I  believe  we  only  had  one  person  get  sick  with 
the  double  dragon.  1  was  working  night  shift  so  if  1  felt  really  ill  my  night  check  supervisor 
would  let  me  go  to  my  rack.  I  don’t  recall  announcements  about  the  sickness  around  the 
ship.  Hand  washing  and  hygiene  were  short  discussed,  but  that’s  about  it.  1  heard  about 
COVID-19  from  social  media  and  the  news.  1  started  to  feel  better  about  two  days  before  our 
first  port  visit  to  Guam. 

I  can’t  remember  details  from  the  Da  Nang  liberty  brief.  1  can’t  recall  a  specific  cleaning 
routine  or  discussions  of  social  distancing  prior  to  Da  Nang.  While  in  port  Da  Nang,  my 
watch  standing  did  not  change.  I  continued  standing  my  watch  in  an  office.  I  was  excited 
about  Da  Nang  port  visit.  The  first  day  in  port  liberty  secured.  The  liberty  boats  stopped 
running  due  to  the  state  of  the  sea.  The  second  day  I  left  to  ship  and  attended  an  MWR  tour. 
On  my  way  back  to  the  ship,  1  was  unable  to  return  because  the  liberty  boats  stopped  running. 
The  liberty  busses  eventually  took  us  to  a  hotel  called  the  Golden  Bay  and  I  stayed  there 
overnight.  On  the  third  day  I  stood  duty  and  on  the  fourth  day  I  just  walked  around  town.  I 
was  unaware  of  any  health  pre  cautions.  The  Vietnam  citizens  would  wear  mask  and  some 
businesses  had  signs  up  stating  “closed  due  to  COVID-1 9”.  There  was  no  screening  on  the 
ship  or  pier.  The  last  day  1  believe  medical  made  us  use  hand  sanitizer  when  we  came  back 
to  the  ship.  1  happened  to  be  standing  watch  in  the  ready  room  when  a  Chief  received  word 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-93 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


on  a  possible  COVID  case  at  a  hotel  he  and  others  were  staying  at  by  I  believe  a  Major.  The 
Chief  sent  an  email  to  me  for  mustering  telling  me  about  what  he  was  told  and  I  then 
informed  the  CVW  Senior  Chief  on  watch.  At  that  pxjint  there  were  a  limited  number  of 
people  who  were  aware  of  this  including  myself  and  the  people  who  were  involved.  When 
the  sailors  returned  to  the  ship  they  were  quarantined. 

After  Da  Nang  we  started  covering  the  symptoms  of  COVID- 1 9  at  quarters.  We  were  told  if 
there  are  any  concerns  to  go  to  medical.  We  started  using  bleach  during  cleaning  stations 
once  per  day.  Currently  we  do  it  three  time  a  day  but  I  cannot  recall  doing  it  twice  a  day. 
After  the  positive  cases  were  identified  everyone  started  wearing  mask.  1  absolutely  believed 
there  were  more  positive  sailors  then  those  two  cases.  There  are  5,000  sailors  onboard  this 
ship,  I  knew  this  would  become  an  issue.  I  did  however  believe  that  the  initial  39  Sailors 
placed  in  quarantine  were  placed  there  out  of  a  pre  caution.  There  were  other  complete 
berthings  who  went  into  a  quarantine  as  well,  but  tliere  were  not  strong  controls  for  those  in 
quarantine  as  I  have  seen  people  who  were  supposed  to  be  quarantined  walk  around  the  ship. 
After  several  days  they  released  the  onboard  quarantine  personel.  We  were  being  told  this 
information  at  our  squadron  quarters.  Some  of  my  chain  of  command  were  placed  into  the 
initial  quarantine.  It  was  known  throughout  the  deck  plates  that  the  quarantine  was  kind  of  a 
bad  deal.  The  sailors  were  only  given  the  basics  and  could  not  leave  to  do  anything.  I  recall 
there  was  a  IMC  announcement  about  the  sailors  in  quarantine  informing  us  that  they  did  not 
test  positive  for  the  virus.  I  personally  had  no  concerns  for  my  safety.  I  honestly  think  I 
already  it  based  on  my  symptoms  at  the  beginning  of  the  deployment.  The  two  sailors  that 
tested  positive  were  quarantines  and  the  flown  off  the  ship  to  Guam.  1  am  not  sure  what  their 
quarantine  location  was  or  what  they  looked  like. 

Cleaning  became  an  all  hands  effect  twice  a  day  for  30  minutes.  We  did  use  bleach  during 
cleaning  stations  at  that  time.  The  transit  from  Da  Nang  to  Guam  felt  like  a  normal 
underway.  We  still  had  to  complete  our  maintenance  and  flight  hours  had  to  get  done.  ITiere 
was  no  pause,  we  still  had  to  get  the  job  done.  My  health  was  good  and  I  felt  normal.  After 
Da  Nang  the  gym  stayed  open.  There  were  some  restrictions  such  as  limiting  the  amount  of 
sailors  in  the  gym  and  limiting  each  sailor  to  an  hour  to  workout  until  the  ship  started  to 
sanitize  the  spaces  on  the  ship.  The  barbershop  was  closed  right  before  Guam.  The  main 
ship  store  stayed  open  but  the  small  ships  store  closed  after  Da  Nang. 

I  was  aware  of  the  situation  with  Guam  Governor  and  the  limitations  of  the  base,  A 
memorandum  was  shared  with  via  all  hands  email  explaining  the  situation  with  the  Governor. 
I  knew  about  the  base  restrictions  from  a  friend  who  knew  someone  that  is  stationed  there. 
The  restrictions  included  for  example  only  letting  50  people  into  the  NEX  at  a  time.  I  was 
told  going  to  Guam,  that  the  hospital  would  be  taken  care  of  our  people.  1  did  think  once  we 
got  there  things  would  move  a  lot  faster  than  what  they  did.  When  there  finally  was  a  plan  it 
would  change.  It  seemed  as  though  there  was  not  good  preparation  for  us  to  get  off  the  ship 
in  Guam  and  the  process  was  slower  than  and  what  was  told  to  us.  It  did  appear  that  once  the 
email  of  our  status  was  leaked  and  the  media  spread  the  news  about  Capt  Crozier’s  relief  of 
duty  and  the  SECNAV’s  speech,  that  was  when  things  moved  slightly  faster  but  still  slowly. 
My  chain  of  command  told  me  that  a  few  hundred  sailors  would  be  taken  off  each  day. 

Before  any  of  that  happened,  they  move  everyone  to  day  shift  which  anywhere  you  went 
increased  lines  and  made  more  people  come  into  closer  contact  therefore  increasing  the  risk 
of  COVID  19.  But  we  continued  normal  working  operations  until  I  got  to  leave  the  ship 
sometime  in  April.  1  was  tested  on  the  ship  and  then  a  few  days  later  was  taken  to  a  hotel. 

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H-3-93 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


The  day  left  the  ship,  I  was  told  to  report  to  the  hangar  bay  with  14  days  worth  of  clothes. 

My  group  got  into  a  bus  and  that  bus  took  us  to  the  hotel.  At  the  hotel  a  marine  took  my 
temperature,  brief  us  on  some  formalities  and  let  me  to  go  to  my  hotel  room.  I  stayed  at  my 
hotel  for  about  three  and  a  half  weeks.  It  was  okay  but  I  could  not  leave  the  room.  The  food 
at  the  hotel  was  hit  or  miss.  In  the  beginning  it  felt  like  they  were  not  bringing  us  enough 
food  but  then  over  time  it  did  get  better.  This  was  different  per  hotel  and  some  hotels  were 
better  and  some  were  worse  regarding  food.  The  people  who  stayed  in  the  Gym  in  isolation 
slept  on  cots  in  an  open  area,  this  is  what  was  told  to  me  and  shown  to  me  via  a  photo. 
Otherwise  I  experienced  no  issues  while  at  the  hotel.  Leadership  communicated  via  chat  app 
and  a  TR  Alone  Together  facebook  page.  Upon  returning  to  the  ship  the  food  served  to  us  at 
the  pier  was  extremely  inadequate,  the  portions  would  be  equivalent  to  what  I  would  serve 
my  8  year  old  daughter  which  is  not  enough  for  an  adult.  1  was  told  that  this  was  how  the 
people  at  the  gym  were  eating  everyday. 

Prior  to  Da  Nang  morale  was  good.  The  Da  Nang  port  visited  was  not  so  great  because  of  the 
liberty  boats  situation.  After  leaving  Da  Nang  morale  was  consistent  with  what  you  would 
expect  during  a  deployment.  After  the  CO  was  relieved  morale  sank.  There  was  a  lot  of 
anger  and  resentment  towards  big  Navy.  This  is  how  big  Navy  is  going  to  treat  a  CO  would 
stood  up  for  us,  then  I  don’t  want  to  know  how  big  Navy  would  treat  their  enlisted  sailors.  I 
believe  that  we  should  not  have  even  gone  to  Vietnam.  It  seemed  like  a  political  stunt  despite 
the  risk  it  posed  to  the  crew.  Rumor  on  the  ship  has  it  that  soon  we  are  scheduled  to  get  back 
out  to  sea  and  take  a  picture  to  show  U.S  power.  It  appears  that  big  Navy  does  not  care  about 
its  sailors  and  social  media  responses  shows  how  sailors  feel.  It  shows  with  what  happened 
to  the  CO.  Yes  there  is  a  mission  to  complete  but  it  was  no  secret  that  we  were  going  to 
Guam,  the  CO  was  put  in  a  very  tough  Lose  Lose  situation.  He  was  penalized  for  putting  his 
crew’s  health  first,  but  if  he  had  not  done  anything  and  a  crewmember  died  the  world 
would’ve  been  against  him  for  not  doing  anything.  I  believe  the  retention  rate  for  the  Navy 
will  drop  as  a  result  of  this,  especially  for  more  junior  sailors  where  this  is  their  introduction 
into  the  Navy  and  how  we’ve  been  treated.  The  THEODORE  ROOSELT  chain  of  command 
is  trying  their  best  with  what  they  have  been  given.  We’ve  been  here  for  50  some  days  not 
doing  anything  for  whatever  our  mission  was,  this  deployment  was  a  flop  and  we’re  over  it, 
by  the  time  we  are  out  to  sea  there  would  be  barely  any  time  left  for  this  deployment,  so  just 
let  us  go  home  already. 


I  swear  (or  affirm)  that  the  information  in  the  statement  above  is  true  and  accurate  to  the  best  of 
my  knowledge,  information,  and  belief. 


(Witness’  Signature) 


\hy^Ph2.oT-o  c^oS 

(Date)  Time 


Name  of  Interviewer:  Command  Master  Chief^^^^ 


FOR  OFFICIAL  USE  ONLY//  PRIVACY  SENSITIVE 


H-3-93 


FOR  OFFICIAL  USE  ONLY  //  PRIVAa  SENSITIVE 


Witness  Statement 


On  14  May  2020. 1  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVID-1 9  onboard  USS  THEODORE 
ROOSEVELT  (CVN  71)  via  telephone. 

What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 
Witness  Name:  AT 


Position:  Super\'isor  _ 

Command:  USS  THEODORE  ROOSEVELT  Department/Division:  Air/VI 

Email  Addres5:^^^^^^^Bfatgmail.com  Phonc(s):  N/A 


I  joined  the  Navy  in  May  2018.  I’ve  been  onboard  the  USS  THEODORE  ROOSEVELT 
since  August  2019.  I  work  in  VI  as  the  supervisor  of  elevator  operations.  I  have  about  ten 
sailors  working  under  me  and  we  arc  the  second  hand  to  llie  Handler.  This  is  my  first 
deployment  in  the  Navy.  When  I  first  report  my  impression  of  the  ship  w'os  that  it  was  huge. 
My  chain  of  command  is  really  involved  in  our  personal  and  work  life.  Everyone  up  and 
down  the  chain  of  command  do  what  they  can  to  help  us.  V 1  is  a  lot  better  since  there  was  a 
change  in  leadership  in  November  2019.  The  chain  of  command  really  cares.  For  example: 
For  a  new  dad  they  really  worked  hard  to  gel  him  ofi  the  ship  and  home  to  his  new  baby. 

The  CO  has  a  CO  suggestion  box.  The  minute  someone  had  an  issue  and  let  him  know  via 
the  box  there  was  immediate  action.  UsualK  an  email  would  go  out  so  cvcr>’one  know  .about 
it. 

Prior  to  Da  Nang  wc  double  dragon  on  the  ship.  There  were  signs  around  the  ship  telling  us 
to  wash  our  hands  and  to  go  to  medical  if  we  experienced  any  symptoms.  I  recall  discussion 
about  the  double  dragon  at  quarters  and  signs  every  where.  The  ship  at  that  lime  took  away 
self  serve  laundry-  and  serv  ed  us  our  food  in  the  aft  galle> .  However  in  the  fonvard  galley 
you  were  still  able  to  serve  yourself,  at  that  time  and  now. 

I  knew  that  COVID  was  happening  around  the  world.  My  parents  talked  to  me  about  it.  I 
knew  there  were  a  couple  of  cases  in  the  U.S.  My  division  would  talk  about  it  at  lime  too. 
But  for  example  at  the  time  we  thought  it  was  because  a  girl  ate  a  bat.  The  Da  Nang  liberty 
brief  did  talk  about  COVID.  If  I  recall  it  talked  about  how-  Vietnam  did  not  have  any  cases. 
When  we  pulled  into  Da  Nang  1  was  excited.  1  received  a  head  of  the  line  pass  so  on  the  first 
day  I  was  able  to  leave  the  ship.  I  left  the  ship  and  got  on  the  liberty  boats  to  the  pier.  1  do 
not  recall  their  being  any  screening  on  the  pier.  The  waters  were  rough  so  they  eventually  the 
liberty  boats  were  secured.  On  my  first  day  I  went  to  a  marble  palace  and  ale  food  out  in 
town.  On  the  way  back  to  the  ship  we  ended  up  not  being  able  to  take  the  liberty  boats  back 
to  the  ship,  as  a  result  of  the  rough  seas.  The  ship  had  liberty  buses  which  took  us  to  a  hotel 
for  the  night.  I  found  out  about  the  sailor  in  Da  Nang  by  word  of  mouth  and  because  I  was 
on  duty  that  day.  I  do  not  know  what  actually  happened  with  the  sailors.  I  do  not  know  any 
of  the  39  Sailors  that  were  quarantine  after  Da  Nang.  I’m  sure  they  were  bored  in  that 
berthing.  1  was  told  they  eventually  got  a  POTS  line  installed  to  be  able  to  call  their  families. 
There  was  a  IMC  announcement  and  an  email  asking  for  donations  of  food  and  toiletries  for 


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H-3-94 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


those  in  qiinranline.  My  friend  and  I  went  to  the  ship  store  and  got  a  few  extra  things  to 
donate  to  them.  The  only  other  thing  shared  with  us  was  that  they  all  tested  negative.  I 
believe  the  ship  placed  those  sailors  in  quarantine  out  of  pro  caution.  1  did  not  think  there 
would  be  any  positive  cases  onboard.  I  was  not  concerned  for  my  safety  or  health. 

Before  Da  Nang  we  did  normal  cleaning  stations;  morning  30  dirty  and  evening  sweepers. 

After  Da  Nang  there  was  no  change  to  our  cleaning  station.  I  cannot  recall  when  but  at  some 
point  we  did  add  bleach  to  our  cleaning  station.  Initially  it  started  with  one  cleaning  station, 
then  it  went  to  two  and  now  we  are  doing  it  three  times  a  day. 

Then  then.'  was  not  just  one  but  three  positive  cases.  I  work  on  the  flight  deck  so  1  saw  all  the 
corpsman  with  gloves  and  mask  on  and  the  titrcc  sailors  with  them,  i  asked  them  what  was 
going  on  and  they  told  me  the  sailors  were  being  medical  evacuated  from  the  ship  to  Guam. 
More  and  more  Sailors  started  testing  positive.  I'm  embarrassed  to  admit  this  but  for  my 
friends  and  I.  it  started  to  become  a  game  of  who  could  guess  how  many  more  would  fly  ofT 

•daily.  I  do  nen-work  out  but- 1  believe  the  gyrmr-atayed-epeiMintil-Guam^ - 

Prior  to  polling  into  Guam  1  did  not  know  anj^hing  obout  the  Guam  Government  or  the  base. 

I  do  remember  a  rumor  about  splitting  the  crew  and  letting  half  of  the  crew  quarantine  is 
Japan  while  the  other  half  stayed  in  Guam.  We  did  lly  off  a  skeleton  crew  that  once  we  got 
to  Guam  would  come  back  onboard  while  we  quarantine.  That  skeleton  crew  would  take  the 
ship  to  Japan.  Personally  !  think  Andrews  Air  Force  Base  did  not  have  manpower  to  keep 
flying  people  back  and  for\vard.  When  we  pulled  in  Guam  I  just  thought  the  deployment  was 
over.  Everything  was  super  hectic  and  it  seemed  like  no  one  knew  what  to  do.  I  was  told  by 
my  chain  of  command  to  pack  enough  things  for  14  days.  1  departed  the  ship  on  two  or  three 
day  in  port.  Tlie  day  I  left  it  was  really  hectic  and  the  time  for  my  division  to  report  to  the 
hangar  bay  kept  getting  pushed  back.  When  we  did  finally  get  called  wc  got  on  a  bus  and  it 
took  me  to  Charles  King  gym.  1  got  a  cot  and  just  chilled  for  the  next  10  days.  The  Master 
Chief  at  the  gym  would  keep  us  informed  of  eveiylhing  that  w  as  going  on.  My  air  chain  of 
command  would  sometimes  sent  emails  to  check  on  us  but  the  leadership  at  the  gym  was 
really  good.  The  food  at  the  gym  was  okay  but  sometimes  not  enough.  We  were  allowed  to 
order  Dominos  so  it  really  was  okay.  After  the  10  days,  my  test  results  came  back  negative 
so  I  w'as  sent  to  the  Hilton  for  another  20  days.  It  was  a  nice  stay  but  I  was  really  bored. 

Coming  back  to  the  ship  the  focus  is  on  cleaning. 

Morale  didn't  really  change  between  Da  Nang  and  Guam.  I  can't  really  put  into  words  how  I 
felt  about  Captain  Crozier  leaving.  He  was  always  on  the  1 MC,  reassuring  us  that  we  would 
be  okay.  The  kept  us  up  to  date  even  if  those  plans  would  change  daily.  Because  of  the  virus 
vve  have  to  cancel  a  few'  port  visits  in  China.  CO  told  us  about  the  change  and  let  us  know 
that  he  was  trying  to  make  other  port  visits  possible.  I  just  trusted  him.  I  don't  know  how 
else  to  explain  it.  Now,  we're  taking  it  day  by  day.  We  are  no  longer  trying  to  figure  out  a 
plan,  we're  ju-st  waiting  for  things  to  happen  now.  Everyone  is  over  it.  Wc  just  want  to  go 
home. 

I  swear  (or  alTirm)  that  the  information  in  the  statement  above  is  true  and  accurate  to  the  best  of 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-94 


FOR  OFPICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


(Witness’  Signature) 


Name  of  Interviewer; 


(Date) 


Time 


Command  Master  Chic 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-94 


H-3-94 


From: 

To: 

Cc: 


Subject: 

Date: 


CAPT  USN.  USS  Theodore  Roosevelt 
Bal<er.  Stuart  P  RDML  USN.  CCSG-9 
Crozier.  Brett  E  CAPT  USN.  USS  Theodore  Roosevelt:  I 


CAPT  USN.  USS  Theodore  Roosevelt: 

SN.  CVW-11  CAG: 

osevelt: 


COMDESRON23 

THEODORE  ROOS^vll!':  (b)  (6) 
CVW-11  (USA)":lij  (6) 

I  CDR  USN.l?::  1  I 


^(b){61^ 


CDR  -  Br  H  XO": 

USS  Tlie  11  dore  Rdos^ 

['R  USN.  USS 


CAPT 


-(b)  (6) 

'.If  t-  i: 


COVID-19  update  28  March  -  Mid-day  update 
Saturday,  March  28,  2020  12:00:53  AM 


<"APT 

p)  (6)  “  PTUSN.  CCSA  'A 

b)  16)  .AP 

rTjiP'J,  (.(..spim;  l)H  71:  ECC 

MCFO  USN 

T;(b)“ 

^APT  USN. 


Admiral. 

Current  total  positive:  44 

New  cases: 

1. 

symptoms.  -ECOVID  test. 

2. 

contact  and  now  with  ILI  symptoms.  -ECOVID  test. 

3.  PS35)^^^;  ADMIN; 
symptoms.  -ECOVID  test. 

4.  2\D1  VFA-154;Py 

now  witli  ILI  symptoms.  -ECOVID  test^ 

5.  2\DAN|  _ 

and  now  with  ILI  symptoms.  -ECOVID  test. 

6.  MMN2| 

symptoms.  -ECOVTDtest. 


AIMD;|[b)  (C^  came  tluougli  sick  call  with  ILI 


I;  NAV;B)|B)!r^^l  known  close 

I 

came  tlu'ough  sick  call  with  ILI 

with  known  close  contact  and 

;  VFA-154;^^^^^H  with  known  close  contact 
test. 

came  througli  sick  call  with  ILI 


If  possible,  w  ill  w  oik  with  ECC  to  get  them  off  the  ship  today, 
v/r. 


SMO 


H-3-95 


From: 

To: 

Cc: 


Subject: 

Date: 


CAPT  USN.  USS  Theodore  Roosevelt 
BaKei ,  Stuart  P  RDML  USN.  CCSG-9 


Crccici ,  Eir-tt  E  CAPT  USN.  USS  Tlieodore  Roosevelt: 


CAPT  USN.  USS  Theodore  Roosevelt: 


CAPT  USN.  CSSG9: 


CAPT 


osevelt: 


USS  Tli-  jJore  Roosevv  t: 


THEODORE  ROOSEvll 


COMDESRON23 


RE:  COVID-19  update  28  l''larch  -  Evenitig  update 
Saturday,  March  28,  2020  7:23:21  AM 


TAPT  ' 'SN,  1 

'  Ani!!))  (6) 

“  ITUSN.  CCSA-'J: 

b)  (6) 

CAPTuA'M,  ALSA 

l)H  71:  ECC 

Admiral. 


Two  more  positives  today.  Current  total  fwsitive:  46. 


1.  LS3 


SUPPLY;  (Byioy 


from  sick  call  witli  ILI 


symptoms.  -l-COVID-19  test. 

fr'om  sick  call  with  fever, 

-l-COVID-19  test. 


2.  ANI 


|;  AIR:[b)(P) 


Don't  have  tlie  frnal  results  on  the  16  from  the  VRC-30  det.  Will  have  that 
tomorrow. 

Will  work  w'/ECC  to  get  8  cases  from  today  off  the  ship  in  the  momuig. 

Plan  to  test  100  at  tire  gym  tomon'ow. 

v/r, 

SMO 


-Oiigmal  Message - 


From:  I 


CAPT  USN,  USS  Tlieodore  Roosevelt 
Sent:  Saturday,  March  28.  2020  2:01  PM 
To:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Tlieodore  Roosevelt; 
USN,  USS  Tlieodore  Roosevelt;  EM 


CAPT 


CAPT  USN,  CVW-1 1  CAG; 


ICAI 


CAPT  USN,  USS  Tlieodore  Roosevelt; 


CAPT  USN,  CSSG9; 

CAPT  USN,  CVW-1 1 

w 


CAPT  USN,  COMDESRON23;l 


CAPT  BKH  CO^b)  (6) 


LCDR  USN,  USS  THEODORE  ROOSEVELT; 


CMC  USN,  USS  Tlieodore  Roosevelt; 

CMC  USN,  CCSG9; 


Roosevelt;  ^b) 


MCPO  USN  CVW-1 1  (USA)'; 
CDR  USN.  USS  Tlieodore 


CDR  USN,  CCSG-9; 


CDR  USN,  USS  Tlieodore  Roosevelt;  EM- 
HMl  USN,  CCSG^b)  (I 


CAPT  USN,  CCSG9; 


LT  USN,  CCSG-9: 


USN,  USS  Tlieodore  Roosevelt;(b)  (6) 


CSG^t 

pm 


CAPT 


C2\PT  USN,  CCSG9;  DH_71;  ECC 


Subject:  COVID-19  update  28  March  -  Mid-day  update 


Admiral. 


H-3-96 


Current  total  positive:  44 


New  cases: 

1.  AIMD;| 

symptoms,  +COVID  test. 

QM3  ;  NAV;  I 

contact  and  now  with  ILI  symptoms,  +COVID  test. 


3.  PS3 


;  ADMIN; 


symptoms,  +COVID  test. 


4.  ADI 


;  VFA-154; 


now  with  ILI  symptoms,  +COVID  test. 


5.  AD  AN 


;  VFA-154; 


and  now  with  ILI  symptoms,  +COVID  test. 
6.  MMN2^^|^|;RX;| 
symptoms.  +COVID  test. 


came  through  sick  call  with  ILI 
with  known  close 
came  through  sick  call  with  ILI 
with  known  close  contact  and 
with  known  close  contact 
came  through  sick  call  with  ILI 


If  possible,  will  work  with  ECC  to  get  them  off  the  ship  today, 
v/r. 


SMO 


H-3-96 


From: 

To: 

Cc: 


Subject: 

Date: 


CAPT  USN.  USS  Theodore  Roosevelt 
Bal<er.  Stuart  P  RDML  USN.  CCSG-9 
Crozier.  Brett  E  CAPT  USN.  USS  Theodore  Roosevelt: 

*1  CAPT  USN.  CSSG9: 


CAPT  USN.  USS  Theodore  Roosevelt: 


SEvmj  (b)(6) 


COMDESRON23 

THEODORE  ROOS^vlI:'  (b)  (6) 
CVW-ll  fUSA)":||i)  (6)  ^ 

I  CDR  USN.Ti:  1  I 


CAPT 


M  -  Lisr).  'USS  Tlieiidore  Roosevv  i;-(b)(6) 
Sg9:  (b)  (6T — |.  USN.  USS  Th^lnre  Knr 


COVID-19  update  29  March  -  Mid-day  update 
Saturday,  March  28,  2020  11:39:21  PM 


'"APT  '.-''-.1'., 

F)(^) 

“  PTUSN.  CCSA  'A 

b)  (6)  C.AP 

Tlian,  (.a:: 

vPnP:  L)H  71:  ECC 

MCFO  USN 

T;(b)“ 

^APT  USN. 


Admiral. 

4  more  positives  today.  Current  total:  50. 


1.  QM3 

2.  LSI 
d-test. 


3j[b)(b)  JP){B 

^)(6)  SUPPLY, 


(6) 


with  ILI  symptoms.  +test. 

with  ILI  syii^itoms/fever. 


;  SUPPLY; 

□ 

d-test. 

4.  MMN2|g»  (Or 


j;RX:Q 


witli  ILI  symptoms/fever, 
male  witii  ILI  symptoms/fever,  d-test. 


All  VRC-30  det  tests  hum  yesterday  w^ere  negative  -  sailors  from  Andersen  APB. 
v/r, 


SMO 


H-3-97 


From: 

To: 

Cc: 


Subject: 

Date: 

Attachments: 


CAPT  USN.  USS  Theodore  Roosevelt 
BaKei ,  Stuart  P  RDML  USN.  CCSG-9 
Crccici ,  Eir-tt  E  CAPT  USN.  USS  Tlieodore  Roosevelt: 


P»(6) 


COMDESRON23:  | 

STTC) 

THEODORE  ROO.^J 

tVLL ; : 

CVW-ll  fUSAr:l 

!>»! 

CDR  USN.T 

U  '  Theo^^^  L 

■  >  -T- 

CAPT  USN.  CSSG9: 

(b)(6) 


CAPT  USN.  USS  Theodore  Roosevelt: 

SN.  CVW-11  CAG:— CAPT 
osevelt  j 


CDR  -  BKH  XO": 

USS  Tlia  11  Tore  Roo^ 


(b) (6) 


MCPO  USN 

:i;(b)- 


(b) (6) 


COVID-19  update  29  March  -  Evening  update 

Sunday,  March  29,  2020  5:44:43  AM 

(FOUO^  COVID-19  Positive  Ust  29  MAR  20  1741).xlsx 


Admiral. 


3  more  positives  today.  Current  total:  53. 


#51  from  HSM-75,  close  contact  from  an  ear  lier  case,  was 

called  as  a  medical  emergency  today  due  to  fainting  (syncope)  from  ILI 
symptoms.  +test. 


#52  -Rl)  (6)  fr'om  VFA-154,  close  contact  from  an  earlier  C2ise.  earlier 


test  on  24  Mar  was  negative,  now  widi  ILI  symptoms/fever  and  positive  test. 


#53-^5)76) 


from  ENG.  came  througli  sick  call  with  ILI.  +test. 


A  sailor  over  in  the  gym  (MM3  ENG)  lias  developed  a  fever 

and  was  evaluated  by  NH  Guam  and  w'ill  be  moved  into  isolation  at  NGIS.  We 
will  test  liim  tomorrow'  and  the  results  w'iU  detennine  w'hether  or  not  he  is 
called  a  positive  COVID  case.  I  beheve  he  w'dl  be.  but  w'dl  withliold 
of&cial  call  luitil  later  tomorrow'.  If  positive,  this  also  resets  tlie  14 
day  clock  on  the  preople  in  the  gym. 


Plan  to  swab  additional  150  in  the  gym  tomorrow'. 


v/r, 


SMO 


H-3-98 


Ordin 

al 

LAST  NAME 

FIRST  NAME 

RATE/RANK 

COMMAND 

GENDER 

AGE 

DODID 

TEST  DATE 

TEST  RESULT 

DISPOSITION 

ILI  SYMPTOMS.  TEMP 

REFERRAL  SOURCE 

>  iM  rm 

AA 

VFA-154  mi  IWl 

(b)  (b)(e) 

25-Mar 

POSITIVE 

MEDEVAC 

ILl  102.5 

sick  call 

2 

AM2 

HSM-75 

25-Mar 

POSITIVE 

MEDEVAC 

ILl,  99.2, 

close  contact 

3 

AMAN 

VFA-154 

!6) 

- ^ - [ _ 

25-Mar 

POSITIVE 

MEDEVAC 

None,  98.2 

close  contact 

4 

CDR 

CVN-71,NAV 

25-Mar 

POSITIVE 

MEDEVAC 

ILI,  100.9 

sick  call 

5 

AT2 

VFA-154 

25-Mar 

POSITIVE 

MEDEVAC 

ILI.  98.1 

close  contact 

6 

AT2 

VFA-154 

25-Mar 

PRESUMPTIVE  POSITIVE 

MEDEVAC 

ILI,  100.0  ;  developed  sympt  after  testing-  test  negative 

close  contact 

7 

AD2 

VFA-154 

24-Mar 

POSITIVE 

MEDEVAC 

ILI,  101 

sick  call 

8 

AM2 

HSM-75 

25-Mar 

POSITIVE 

MEDEVAC 

ILI  99.4 

close  contact 

9 

AT2 

VFA-154 

25-Mar 

POSITIVE 

MEDEVAC 

None  98.3 

close  contact 

10 

ADAA 

VFA-154 

25-Mar 

POSITIVE 

MEDEVAC 

None,  98.2 

close  contact 

11 

AE3 

VFA-154 

25-Mar 

POSITIVE 

MEDEVAC 

ILI.  99.4 

close  contact 

12 

HMl 

VFA-154 

25-Mar 

POSITIVE 

MEDEVAC 

None,  100.5 

close  contact 

13 

MMN2 

CVN-71,RX 

24-Mar 

POSITIVE 

MEDEVAC 

ILI.  100.4 

sick  call 

14 

AZAN 

VFA-154 

24-Mar 

PRESUMPTIVE  POSITIVE 

MEDEVAC 

None,  100.4;  devleoped  sympt  after  testing- test  negative 

close  contact 

15 

AMEAN 

VFA-154 

24-Mar 

PRESUMPTIVE  POSITIVE 

MEDEVAC 

ILI,  1 00. 1  devleoped  sympt  after  testing-  test  negative 

close  contact 

16 

AMI 

HSM-75 

25-Mar 

POSITIVE 

MEDEVAC 

None,  99.1 

close  contact 

17 

EM3 

CVN-71  ENG 

25-Mar 

POSITIVE 

MEDEVAC 

ILI  101.3 

sick  call 

18 

LS3 

HSM-75 

25-Mar 

POSITIVE 

MEDEVAC 

None  98.7 

close  contact 

19 

LS3 

HSM-75 

25-Mar 

POSITIVE 

MEDEVAC 

None,  99.1 

close  contact 

20 

LS2 

CVN-71,  SUPPLY 

25-Mar 

POSITIVE 

MEDEVAC 

ILI,  100.9 

sick  call 

21 

AM2 

HSM-75 

24-Mar 

POSITIVE 

MEDEVAC 

ILI.  100.4 

sick  call 

22 

A03 

HSM-75 

25-Mar 

POSITIVE 

MEDEVAC 

None,  98.9 

close  contact 

23 

ETNCS 

CVN-71.  RX 

25-Mar 

POSITIVE 

MEDEVAC 

ILI.  100.3 

sick  call 

24 

AZ2 

VFA-154 

24-Mar 

PRESUMPTIVE  POSITIVE 

MEDEVAC 

ILl,  100.3  devleoped  sympt  after  testing- test  negative 

close  contact 

25 

CSCS 

CVN-71  SUPPLY 

24-Mar 

POSITIVE 

MEDEVAC 

WORSENING  ILI 

sick  call 

26 

OS 

CVN-71.  OPS 

NONE 

PRESUMPTIVE  POSITIVE 

ISOLATED 

ILl,  100.0 

close  contact 

27 

A03 

VFA-146 

26-Mar 

POSITIVE 

ISOLATED 

ILI.  101.2 

sick  call 

28 

MM3 

CVN-71,  RX 

25-Mar 

POSITIVE 

ISOLATED 

None,  99 

close  contact 

29 

MM2 

CVN-71.  RX 

25-Mar 

POSITIVE 

ISOLATED 

None,  98.3 

close  contact 

30 

MM2 

CVN-71,  RX 

25-Mar 

POSITIVE 

ISOLATED 

None,  98.0 

close  contact 

31 

MM3 

CVN-71  RX 

25-Mar 

POSITIVE 

ISOLATED 

None  97.7 

close  contact 

32 

MM3 

CVN-71,  RX 

25-Mar 

PRESUMPTIVE  POSITIVE 

ISOLATED 

None.  100.7;  devleoped  sympt  after  testing- test  negative 

close  contact 

33 

MM2 

CVN-71,  RX 

25-Mar 

PRESUMPTIVE  POSITIVE 

ISOLATED 

None,  100.3;  devleoped  sympt  after  testing- test  negative 

close  contact 

34 

MM3 

CVN-71,  RX 

25-Mar 

PRESUMPTIVE  POSITIVE 

ISOLATED 

ILI,  101.1;  devleoped  sympt  after  testing- test  negative 

close  contact 

35 

AM3 

HSM-75 

27-Mar 

POSITIVE 

ISOLATED 

None.  99.4 

close  contact 

36 

AOAN 

VFA-87 

27-Mar 

POSITIVE 

ISOLATED 

ILl  100.8 

sick  call 

37 

MM2 

CVN-71  ENG 

27-Mar 

POSITIVE 

ISOLATED 

ILI 

sick  call 

38 

CWO-2 

VRC-30 

27-Mar 

PRESUMPTIVE  POSITIVE 

ISOLATED 

No  Symptoms.  COD  arrived  16  Mar 

sick  call 

39 

AM2 

CVN-71.  AIMD 

28-Mar 

POSITIVE 

ISOLATED 

ILI 

sick  call 

40 

QM3 

CVN-71,  NAV 

28-Mar 

POSITIVE 

ISOLATED 

ILl 

sick  call 

41 

PS3 

CVN-71.  ADMIN 

28-Mar 

POSITIVE 

ISOLATED 

ILl 

sick  call 

42 

ADI 

VFA-154 

28-Mar 

POSITIVE 

ISOLATED 

ILI 

sick  call 

43 

AD  AN 

VFA-154 

28-Mar 

POSITIVE 

ISOLATED 

ILI 

close  contact 

44 

MMN2 

CVN-71,  RX 

28-Mar 

POSITIVE 

ISOLATED 

None.  103.0 

sick  call 

45 

LS3 

CVN-71  SUPPLY 

28-Mar 

POSITIVE 

ISOLATED 

WORSENING  ILI  99.2 

sick  call 

46 

AN 

CVN-71  AIR 

28-Mar 

POSITIVE 

ISOLATED 

None  102.2 

sick  call 

47 

0M3 

CVN-71,  NAV 

29-Mar 

POSITIVE 

ISOLATED 

Worsening  ILL,  99.2 

sick  call 

48 

LSI 

CVN-71,  SUPPLY 

29-Mar 

POSITIVE 

ISOLATED 

ILL  100.9 

sick  call 

49 

CS2 

CVN-71,  SUPPLY 

29-Mar 

POSITIVE 

ISOLATED 

ILL  101.8 

sick  call 

50 

MMN2 

CVN-71,  RX 

29-Mar 

POSITIVE 

ISOLATED 

ILL  101.8 

sick  call 

51 

LSSN 

HSM-75 

29-Mar 

POSITIVE 

ISOLATED 

ILL  97.3 

close  contact  -i-  Med 
Emergency 

52 

AT3 

VFA-154 

29-Mar 

POSITIVE 

ISOLATED 

ILI  99.2  (1st  test  24  Mar  neg  2ndte!!t  28  Mar  positive) 

close  contact 

53 

EM2 

CVN-71 -ENG 

29-Mar 

POSITIVE 

ISOLATED 

ILI  100.2 

sick  call 

H-3-98 


From: 

To: 


CAPT  USN.  USS  Theodore  Roosevelt 


Subject: 

Date: 

Attachmeirts: 


CAPT  USN.  C7F: 


LAP  I  UbN  L^^TOVAIRPAC  SAN  CA’iUbAl' 

Reality 

Saturday,  March  28,  2020  4:25:14  AM 
NAVADMIN  083  20. pdf 

Rocklov  et  al.pdf 


CAPT  USN  COMPACFLT  NOIH  (USAt: 


All, 

For  the  record,  we  have  lost.  We  have  gone  from  2  cases  to  44  cases  (another  6  today  -  so  far)  in  less  than  5  days. 

So,  that's  a  doubling  time  of  less  than  1  day... 

"Quarantine"  measures  on  the  ship  are  a  sham.  See  the  attached  study  from  the  Diamond  Princess  -  and  they  have 
significantly  better  berthing  conditions  than  we  do. 

The  conclusion  sums  it  up:  The  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  The 
public  health  measures  prevented  more  than  2000  additional  cases  compared  to  no  interventions.  However, 
evacuating  all  passengers  and  crew  early  on  in  the  outbreak  would  have  prevented  many  more  passengers  and  crew 
from  infection. 

Again,  we  have  lost  and  will  keep  going  down  this  path  because  apparently  medical  advice  doesn't  matter,  whether 
it  is  from  us  or  from  the  CDC  (which  apparently  we're  telling  the  world  that  we're  following  their  guidelines).  We 
are  failing  to  comply  with  any  sort  of  guidance  be  it  testing  guidelines  or  guidelines  on  quarantine  (see  attached 
NAVADMIN).  Sailors  are  ultimately  going  to  suffer. 

We  will  keep  plugging  away  out  here,  but  we  have  lost  this  battle  and  need  to  implement  appropriate  quarantine 
measures  now  which  will  involve  getting  4500  people  off  the  ship  into  individual  berthing  with  single  heads.  That 
message  is  apparently  falling  on  deaf  ears. 

v/r. 


li} 


CAPT  MC(FS)  USN 

Senior  Medical  Officer 

USS  Theodore  Roosevelt  (CVN-71) 

Work:  ff))tg)  I 

J-dial: 

Cell:  p)  (6) 


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-—OFFICIAL  INFORMATION  DISPATCH  FOLLOWS- — 

RTTUZYUW  RHOIAAAOOOl  0832050-UUUU-RHSSSUU. 

ZNR  UUUUU 

R  231957Z  MAR  20  MID110000511164U 
FM  CNO  WASHINGTON  DC 
TO  NAVADMIN 
BT 

UNCLAS 

NAVADMIN  083/20 

MSGID/NAVADMIN/CNIC  WASHINGTON  DC/NOO/MAR// 

SUBJ/RESTRICTION  OF  MOVEMENT  (ROM)  GUIDANCE// 

REF/A/DOC/USD/11MAR20// 

REF/B/NAVADMIN/OPNAV/212007ZMAR20// 

REF/C/DOC/BUMED/17MAR20// 

NARR/REF  A  IS  UNDER  SECRETARY  OF  DEFENSE  MEMO,  FORCE  HEALTH  PROTECTION 

GUIDANCE  (SUPPLEMENT  4)  -  DEPARTMENTOF  DEFENSE  GUIDANCE  FOR  PERSONNEL  TRAVEL  DURING 

THE  NOVEL  CORONAVIRUS  OUTBREAK. 

REF  B  IS  NAVADMIN  080/20,  NAVY  MITIGATION  MEASURES  IN  RESPONSE  TO  CORONAVIRUS  OUTBREAK 
UPDATE  3.  REF  C  IS  BUMED  RETURN  TO  WORK  GUIDELINES  FOR  CORONAVIRUS.// 

RMKS/1.  REF  A  requires  that  personnel  returning  from  a  Center  for  Disease  Control  and  Prevention 
(CDC)  Travel  Health  Notice  (THN)  Level  3  or  Level  2  location  perform  a  14  day  restriction  of  movement 
(ROM).  During  ROM,  Service  Members  should  be  restricted  to  their  residence  or  other  appropriate 
Domicile  and  limit  close  contact  (within  6  feet  or  2  meters)  with  others.  This  NAVADMIN  clarifies  the 
definition  of  ROM,  provides  amplifying  guidance,  and  delineates  responsibilities  for  execution  of  ROM. 

2.  Definitions. 

2. a.  Restriction  of  Movement  (ROM).  General  DoD  term  referring  to  the  limitation  of  personal  liberty 
for  the  purpose  of  ensuring  health,  safety  and  welfare.  ROM  is  inclusive  of  quarantine  and  isolation. 

2.a.(l)  Quarantine.  Medical  term  referring  to  the  separation  of  personnel  from  others  as  a 
result  of  suspected  exposure  to  a  communicable  disease.  For  the  world-wide  COVID-19  epidemic,  this 
should  be  imposed  on  those  with  no  COVID-19  symptoms  who  have  either  recently  returned  from  a 
high-risk  location  (CDC  THN  Level  2  or  3),  or  have  had  close  contact  with  a  known  COVID-19  positive 
patient.  The  current  recommended  quarantine  period  is  14  days.  Per  CDC,  quarantine  generally  means 
the  separation  of  a  person  or  group  of  people  reasonably  believed  to  have  been  exposed  to  a 
communicable  disease  but  not  yet  symptomatic,  from  others  who  have  not  been  so  exposed,  to  prevent 
the  possible  spread  of  the  communicable  disease. 

2. a. (2)  Isolation.  Medical  term  referring  to  the  separation  of  personnel  from  others  due  either 
to  the  development  of  potential  COVID-19  symptoms  or  as  a  result  of  a  positive  COVID-19  test.  Per  CDC, 
isolation  means  the  separation  of  a  person  or  group  of  people  known  or  reasonably  believed  to  be 
infected  with  a  communicable  disease  and  potentially  infectious  from  those  who  are  not  infected  to 
prevent  spread  of  the  communicable  disease.  Isolation  for  public  health  purposes  may  be  voluntary  or 
compelled  by  federal,  state,  or  local  public  health  order. 

2.b.  Patient  (or  Person)  Under  Investigation  (PUI).  In  the  case  of  COVID-19,  a  PUI  is  defined  as 
an  individual  with  either  a  pending  COVID-19  test  or  for  whom  a  test  would  have  been 
ordered/conducted  had  one  been  available. 

2.C.  Self-monitoring.  Per  CDC,  self-monitoring  means  people  should  monitor  themselves  for 
fever  by  taking  their  temperatures  twice  a  day  and  remaining  alert  for  the  onset  of  a  cough  or  difficulty 
breathing.  If  an  individual  feels  feverish  or  develops  a  measured  fever,  cough,  or  difficulty  breathing 


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during  the  self-monitoring  period,  they  should  self-isolate,  limit  contact  with  others,  and  seek  advice  by 
telephone  from  a  healthcare  provider  or  their  local  health  department  to  determine  whether  further 
medical  evaluation  is  needed. 

2.d.  Close  Contact.  Per  CDC,  a  close  contact  is  defined  as: 

2.d.(l)  Being  within  approximately  6  feet  (2  meters)  of  a  COVID-19  case  for  a  prolonged] 


period  of  time;  the  current  recommended  threshold  is  10  minutes.  Close  contact  can  occur  while  caring] 
for,  living  with,  visiting,  or  sharing  a  healthcare  waiting  area  or  room  with  a  COVID-19  case,  oi 

Z.d.(2)  Having  direct  contact  with  infectious  secretions  of  a  COVID-19  case  (e.g.,  beinj 


coughed  on) 


3.  Applicability.  ROM  applies  to  all  Service  Members,  who  in  the  last  14  days  have  either  been  in: 

3. a.  An  area  with  ongoing  spread  of  COVID-19  as  defined  as  CDC  designated  Level  2  and  3 
countries  (https://  www.cdc.gov/coronavirus/2019-ncov/travelers/map-and-travelnotices.html),  or 
J.b.  Close  contact  with  a  person  known  to  have  COVID-19. 

3.C.  Per  REF  A,  it  is  strongly  recommended  that  DoD  civilian  employees,  contractor  personnel 
and  dependents  also  follow  this  guidance. 


4.  Guidance. 

4.a.  ROM  personnel  shall  be  directed  to  remain  at  home  or  in  a  comparable  setting  for  14  days 


ROM  from  the  day  of  departure  or  contact.  [For  transient  personnel  and  those  residing  in  close  quarter! 
luch  as  unaccompanied  housing  or  ships,  temporary  lodging  meeting  CDC  guidance  of  separate  sleepinj 
ind  bathroom  facilities  shall  be  arranged,  when  available 


4.b.  When  in  ROM,  personnel  shall  avoid  congregate  settings,  limit  close  contact  with  people  and  pets 
or  other  animals  to  the  greatest  extent  possible,  avoid  traveling,  self-monitor,  and  seek  immediate 
medical  care  if  symptoms  (e.g.,  cough  or  shortness  of  breath)  develop. 

4.C.  Personnel  assigned  ROM  may  exit  quarters  to  access  laundry  facilities,  outdoor  exercise,  and 
designated  smoking  areas;  and  conduct  other  routine  tasks  not  in  a  public  setting  provided  they 
maintain  social  distancing  greater  than  6  feet  from  others.  Access  to  messing  facilities,  stores,  fitness 
centers  and  other  widely  used  support  services  is  prohibited. 

4.d.  For  temporary  lodging,  normal  room  cleaning  services  will  be  suspended  during  the  ROM  period. 

4.e.  For  personnel  executing  ROM  in  private  residence,  coordinate  with  parent  command  for  the 
purchase  of  required  food/hygiene  items  or  arrange  delivery  through  other  means. 

4. f.  After  completion  of  ROM,  return  to  work  per  REF  C  and  Combatant  Commander  guidance,  if 
applicable. 

5.  Responsibilities. 

5.  a.  Parent  command  Commanding  Officer/Officer  in  Charge  shall: 

5.a.(l)  Ensure  screening  of  personnel  for  ROM. 

5. a. (2)  Ensure  ROM  personnel  comply  with  paragraph  4. 

5. a. (3)  If  temporary  lodging  is  required: 

5.a.(3)A.  Provide  cost  orders  for  ROM  personnel.  Orders  will  direct  the  Service  Member  to  a 
ROM  status  and  not  TAD  to  the  host  installation.  Recommend  funding  for  temporary  lodging,  if  required, 
be  obtained  through  the  Type  Commander.  This  may  be  accomplished  utilizing  a  General  Terms  and 
Conditions  document  to  avoid  issues  arising  from  Service  Members  not  having  government  travel  cards. 

5.a.(3)B.  Coordinate  with  installation  Commanding  Officer  for  room  assignment.  It  is  imperative 
that  tenant  commands  inform  installations  of  all  personnel  in  ROM  within  government  facilities  (to 
include  barracks,  NGIS,  Navy  Lodge,  PPV  family  housing,  and  PPV  barracks). 


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5.a.(3)C.  As  needed,  coordinate  messing  support  with  the  Commanding  Officer  where  a  galley  is 
available.  Arrangements  will  be  made  between  the  parent  command  and  the  installation  for  the 
delivery  of  meals  to  Service  Members  in  a  ROM  status. 

5.a.(3)D.  As  required,  provide  daily  support  to  ROM  personnel  to  ensure  meal  delivery  as  well  as 
health  and  comfort  checks. 

5.A.(3)E.  Ensure  personnel  supporting  individuals  in  ROM  are  trained  on  the  status  of  ROM 
personnel  and  associated  interaction  protocols.  Close  contact  is  prohibited.  PPE  is  not  required. 

5. a. (4)  If  private  residence  is  utilized,  coordinate  with  ROM  personnel  to  ensure  all  messing  needs 
are  met. 

5.b.  Installation  Commanding  Officers  shall; 

5.b.(l)  Account  daily  for  available  temporary  lodging  to  support  ROM. 

5. b. (2)  Track  all  ROM  personnel  residing  in  Navy  Lodging  (unaccompanied  housing,  NGIS,  Navy 
Lodge,  PPV  family  housing,  PPV  barracks)  both  on  and  off  installation.  There  is  no  need  for  installations 
to  track  tenant  personnel  in  a  ROM  status  in  private  residence/lodging. 

5.b.(3)  Provide  detailed  instructions  to  tenant  commands  who  require  temporary  ROM  lodging 
support. 

5.b.(4)  If  available,  coordinate  with  parent  commands  to  provide  take  -out  meals  for  delivery  to 
ROM  personnel. 

5.b.(5)  Ensure  temporary  lodging  staff  are  trained  on  the  status  of  ROM  personnel  and  associated 
interaction  protocols.  Close  contact  is  prohibited.  PPE  is  not  required. 

5.b.(6)  Follow  CDC  guidance  for  cleaning  rooms  following  the  ROM  period.  Ensure  the  standards 
are  the  same  across  all  facilities  (unaccompanied  housing,  NGIS,  Navy  Lodge). 

5.b.(7)  For  the  safety  of  lodging  personnel,  ensure  clear  discrete  procedures  are  in  place  to  identify 
rooms  which  are  occupied  by  ROM  personnel. 

5.b.(8)  Ensure  fire  and  emergency  services  are  aware  of  ROM  personnel  locations,  particularly  those 
in  isolation,  and  are  prepared  to  respond  to  medical  emergencies  with  appropriate  PPE. 

6.  Entitlements.  Per  REF  B. 

7.  Reporting  Requirements.  Per  REF  B. 

8.  ROM  FAQs. 


Question  1.  When  placed  on  Restriction  of  Movement  (ROM),  can  I  travel  to  locations  within  the  fence 
line  of  an  installation  to  utilize  facilities  such  as  the  NEX  food  court  or  the  gym? 

Answer  1.  No,  during  the  duration  of  ROM,  Service  Members  must  remain  in  their  rooms  with  the 
exception  of  brief  trips  to  utilize  designated  smoking  areas,  walking  in  the  immediate  vicinity  of  the 
building  (usually  within  100  feet),  and  limiting  close  contact  (within  6  feet)  with  others.  If  your  facility 
contains  an  in  house  gym,  do  not  use  it. 

Question  2.  Can  I  accept  food  deliveries  from  various  services? 

Answer  2.  Yes,  food  must  be  placed  outside  the  room.  Minimize  close  contact  (within  6  feet). 

Question  3.  Can  my  family  or  friends  visit  me? 

Answer  3.  Yes,  provided  they  do  not  enter  your  room.  Conversations  should  be  held  with  visitors  staying 
in  the  passageway  outside  the  room  and  Service  Members  in  their  room.  Minimize  close  contact  (within 
6  feet). 

Question  4.  Can  I  do  my  laundry? 

Answer  4.  Yes,  but  you  should  coordinate  with  your  command  to  utilize  in  house  laundry  facilities. 


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Question  5.  How  do  I  obtain  personal  hygiene  items? 

Answer  5.  Utilize  the  point  of  contact  provided  by  your  command  to  arrange  for  purchase  of  these 
items. 

Question  6.  Will  my  room  be  cleaned  daily? 

Answer  6.  No,  your  room  will  not  be  cleaned  during  your  stay.  Trash  pickup  is  available  by  placing  your 
trash  can  in  the  passageway. 

Question  7.  Is  Personal  Protective  Equipment  required  for  personnel  in  my  vicinity? 

Answer  7.  No,  you  should  limit  close  contact  (within  6  feet)  with  others. 

Question  8.  Can  I  RQM  in  open  bay  barracks  or  in  rooms  with  shared  bathrooms? 

Answer  8.  No,  individuals  should  be  placed  in  separate  lodging  (when  available). 

Question  9.  Can  I  use  public  transportation  if  in  RQM  status? 

Answer  9.  No,  individuals  on  RQM  should  avoid  crowds  and  public  locations. 

Question  10.  Can  I  get  off  RQM  early  if  I  was  in  close  contact  to  a  person  with  CQVID-19,  and  I  feel  like  I 
am  not  sick? 

Answer  10.  No,  the  Centers  for  Disease  Control  (CDC)  recommends  14  days  of  RQM  from  the  last  date  of 
exposure  to  a  CQVID-19  positive  person. 

Question  11.  What  is  the  difference  between  quarantine  and  restriction  of  movement  (RQM)? 

Answer  11.  Quarantine  is  a  legal  public  health  term  used  for  civilian  restrictions  and  RQM  is  a  military 
term  being  used  to  identify  military  individuals  who  are  restricted  in  their  movement,  generally  to  their 
residence. 

Question  12.  Are  my  family  members  at  risk  if  I  RQM  at  home  with  them? 

Answer  12.  RQM  status  is  a  precautionary  step  to  prevent  spread  to  others.  Considering  this,  it  is 
recommended  that  while  at  home  in  a  RQM  status,  you  practice  social  distancing.  This  means  try  to 
remain  at  least  6  feet  from  other  persons,  avoid  using  the  same  bathroom,  or  sleeping  in  the  same  bed. 

Question  13.  Can  I  prepare  meals  for  my  family  while  on  RQM? 

Answer  13.  When  in  a  RQM  status,  it  is  recommended  you  not  prepare  meals  for  your  family  because 
the  virus  is  spread  through  respiratory  droplets  that  can  land  on  surfaces  such  as  food.  Ideally,  you 
should  have  other  individuals  prepare  food.  If  you  are  the  only  care  giver,  make  sure  you  are  washing 
your  hands  with  soap  and  water  for  20  seconds  for  general  food  safety.  Make  sure  you  cover  your  nose 
and  mouth  when  coughing  and  wash  your  hands  after  using  the  bathroom. 

Question  14.  Should  I  be  wearing  a  mask? 

Answer  14.  Masks  will  not  protect  you  from  inhaling  the  virus.  The  virus  is  very  small  and  can  make  its 
way  through  and  around  the  mask.  The  best  way  to  prevent  being  infected  or  infecting  others  is  to 
practice  social  distancing  and  good  hygiene  techniques  (such  as  washing  your  hands  regularly  with  soap 
and  water  for  at  least  20  seconds,  avoid  touching  your  face,  avoid  sick  persons,  etc). 

Question  15.  Do  I  need  to  clean  my  house  to  CDC  standards? 

Answer  15.  It  is  recommended  you  maintain  a  clean  living  environment  as  you  normally  would.  This 
includes  frequent  hand  washing,  washing  clothing  and  bedding,  and  wiping  down  frequently  touched 


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surfaces  with  a  sanitizing  wipe  or  any  cleaning  product  that  contains  at  least  10  percent  bleach.  The 
Environmental  Protection  Agency  has  a  list  of  products  that  have  been  specifically  tested  as  effective  in 
sanitizing  surfaces. 

9.  Released  by  Vice  Admiral  M.  M.  Jackson,  Commander,  Navy  Installations 
Command.// 

BT 

#0001 

NNNN 


V/r, 

CNRSW  ROC 


fax:|ifti^ag8UilllMI 

NIPR:rR»lliiM@navv.mil 

SIPR:|^||^^B@navy.smil.mil 

Privacy  Act  - 1974  This  E-Mail  may  contain  information  to  be  protected  lAW 
DoD  5400. HR  and  is  For  Official  Use  Only. 

Warning:  This  is  an  information  report.  It  is  being  shared  for 
informational  purposes  but  has  not  been  fully  evaluated,  integrated  with 
other  information  or  analyzed.  Receiving  persons  and  agencies  are  cautioned 
not  to  take  actions  based  solely  on  this  report  unless  the  information  is 
independently  verified. 


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COVID-19  outbreak  on  the  Diamond  Princess  cruise  ship:  estimating  the  epidemic  potential  and 
effectiveness  of  public  health  countermeasures 


Rocklov  J  PhD*,  Sjodin  H  PhD*,  Wilder-Smith  A  MD^’^’"* 

1  Department  of  Public  Health  and  Clinical  Medicine,  Section  of  Sustainable  Health,  Umea 
University,  Umea,  Sweden 

2  Department  of  Epidemiology  and  Global  Health,  Umea  University,  Umea,  Sweden 

3  Department  of  Disease  Control,  London  School  of  Hygiene  and  Tropical  Medicine,  UK 

4  Heidelberg  Institute  of  Global  Health,  University  of  Heidelberg,  Germany 

Key  words:  coronavirus;  SARS-CoV-2;  basic  reproduction  number;  isolation  and  quarantine; 
incubation  time;  evacuation 

Declaration  of  interest:  none  declared 

Abstract: 

Background:  Cruise  ships  carry  a  large  number  of  people  in  confined  spaces  with  relative 
homogeneous  mixing.  On  3  February,  2020,  an  outbreak  of  COVID-19  on  cruise  ship  Diamond 
Princess  was  reported  with  10  initial  cases,  following  an  index  case  on  board  around  21-25*  January. 
By  4*  February,  public  health  measures  such  as  removal  and  isolation  of  ill  passengers  and  quarantine 
of  non-ill  passengers  were  implemented.  By  20*  February,  619  of  3,700  passengers  and  crew  (17%) 
were  tested  positive. 

Methods:  We  estimated  the  basic  reproduction  number  from  the  initial  period  of  the  outbreak  using 
SEIR  models.  We  calibrated  the  models  with  transient  functions  of  countermeasures  to  incidence  data. 
We  additionally  estimated  a  counterfactual  scenario  in  absence  of  countermeasures,  and  established  a 
model  stratified  by  crew  and  guests  to  study  the  impact  of  differential  contact  rates  among  the  groups. 
We  also  compared  scenarios  of  an  earlier  versus  later  evacuation  of  the  ship. 

Results:  The  basic  reproduction  rate  was  initially  4  times  higher  on-board  compared  to  the  Rq  in  the 
epicentre  in  Wuhan,  but  the  countermeasures  lowered  it  substantially.  Based  on  the  modeled  initial  Rq 
of  14.8,  we  estimated  that  without  any  interventions  within  the  time  period  of  21  January  to  19 
February,  2920  out  of  the  3700  (79%)  would  have  been  infected.  Isolation  and  quarantine  therefore 
prevented  2307  cases,  and  lowered  the  Rq  to  1.78.  We  showed  that  an  early  evacuation  of  all 
passengers  on  3  February  would  have  been  associated  with  76  infected  persons  in  their  incubation 
time. 


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Downloaded  from  https://academic.oup.eom/jtm/advance-article-abstract/doi/10.1093/jtm/taaa030/5766334  by  Department  of  Defense  user  on  27  March  2020 


Conclusions:  The  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  The 
public  health  measures  prevented  more  than  2000  additional  cases  compared  to  no  interventions. 
However,  evacuating  all  passengers  and  crew  early  on  in  the  outbreak  would  have  prevented  many 
more  passengers  and  crew  from  infection. 


Introduction 

Cruise  ships  carry  a  large  number  of  people  in  confined  spaces  with  relative  homogeneous  mixing 
over  a  period  of  time  that  is  longer  than  for  any  other  mode  of  transportation.^  Thus,  cruise  ships 
present  a  unique  environment  for  transmission  of  human -to-human  transmitted  infections.  The 
association  of  acute  respiratory  infections  (ARI)  incidence  in  passengers  is  statistically  significant 
with  season,  destination  and  duration  of  travel.^  In  February  2012,  an  outbreak  of  respiratory  illness 
occurred  on  the  cruise  ship  off  Brazil,  resulting  in  16  hospitalizations  due  to  severe  ARI  and  one 
death.^  In  May  2020,  a  dual  outbreak  of  pandemic  (HlNl)  2009  and  influenza  A  (H3N2)  on  a  cruise 
ship  occurred:  of  1,970  passengers  and  734  crew  members,  82  (3.0%)  were  infected  with  pandemic 
(HlNl)  2009  virus,  and  98  (3.6%)  with  influenza  A  (H3N2)  virus. Four  subsequent  cases  were 
epidemiologically  linked  to  passengers  but  no  evidence  of  sustained  transmission  to  the  community  or 
passengers  on  the  next  cruise  was  reported."^  In  September  2000  an  outbreak  of  influenza-like  illness 
was  reported  on  a  cruise  ship  sailing  off  the  Australian  coast  with  over  1,100  passengers  and  400  crew 
on  board,  coinciding  with  the  peak  influenza  period  in  Sydney.^  The  cruise  morbidity  was  high  with 
40  passengers  hospitalized,  two  of  whom  died.  A  total  of  310  passengers  (37%)  reported  suffering 
from  an  influenza-like  illness. 

In  December  2019,  a  novel  coronavirus,  SARS-CoV-2,  emerged  in  Wuhan,  China  and  rapidly  spread 
within  China  and  then  to  various  global  cities  with  high  interconnectivity  with  China.  The  resulting 
ARI  due  to  this  coronavirus,  a  disease  now  coined  COVID-19,  is  thought  to  be  mainly  transmitted  by 
respiratory  droplets  from  infected  people.  The  mean  serial  interval  of  COVID-19  is  7.5  days  (95%  Cl, 
5.3  to  19)  and  the  initial  estimate  for  the  basic  reproductive  number  Rq  was  2.2  (95%  Cl,  1.4  to  3.9),* 
although  higher  Rq  have  since  been  reported  with  a  mean  of  more  than  3.®  On  18  February  2020, 
China's  CDC  published  their  data  of  the  first  72,314  cases  including  44,672  confirmed  cases. About 
80%  of  the  confirmed  cases  were  reported  to  be  mild  disease  or  less  severe  forms  of  pneumonia, 
13.8%  severe  and  4.7%  critically  ill.  Risk  factors  for  severe  disease  outcomes  are  older  age  and  co¬ 
morbidities.  The  progression  to  acute  respiratory  distress  syndrome  occurs  approximately  8-12  days 
after  onset  of  first  symptoms,  with  lung  abnormalities  on  chest  CT  showing  greatest  severity 
approximately  10  days  after  initial  onset  of  symptoms.  Evidence  is  mounting  that  also  mildly 

symptomatic  or  even  asymptomatic  cases  can  transmit  the  disease. 


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On  3'“^  February,  2020,  an  outbreak  of  COVID-19  was  reported  on  Cruise  Ship  Princess  Diamond  off 
the  Japanese  coast,  with  initially  10  persons  confirmed  to  be  infected  with  the  virus.  The  number  has 
since  ballooned  into  the  largest  coronavirus  outbreak  outside  of  mainland  China.  By  19*  February, 
619  of  3,700  passengers  and  crew  (17%)  were  tested  positive.  By  end  February,  six  persons  had  died. 
The  outbreak  was  traced  to  a  Hong  Kong  passenger  who  embarked  on  January  21st  and  disembarked 
on  January  25th.  After  docking  near  New  Taipei  City,  on  January  31,  the  ship  arrived  in  Yokohoma, 
Japan.  By  the  following  day,  the  Japanese  health  ministry  ordered  a  14-day  quarantine  for  everyone  on 
board  and  rushed  to  close  its  ports  to  all  other  cruise  ships.  The  public  health  measures  taken 
according  to  news  reports  and  the  media  were  removal  of  all  PCR  positive  passengers  and  crew  from 
the  ship  and  their  isolation  in  Japanese  hospitals.  The  remaining  test-negative  passengers  and  crew 
remained  on  board.  Passengers  were  quarantined  in  their  cruise  ship  cabins,  and  only  allowed  out  of 
the  cabin  for  one  hour  per  day.  By  20*  February,  the  decision  to  evacuate  was  made  and  more  than 
3000  passengers  left  the  ship.  Most  were  air-evacuated  by  their  respective  countries. 

The  cruise  ship  with  a  COVID-19  index  case  onboard  between  the  21-25*  January  serves  as  a  good 
model  to  study  its  potential  to  spread  in  a  population  that  is  more  homogenously  mixed,  compared  to 
the  more  spatially  variable  situation  in  Wuhan. 

We  set  out  to  study  the  empirical  data  of  COVID-19  confirmed  infections  on  the  Cruise  ship  Diamond 
Princess,  to  estimate  the  basic  reproduction  number  (Rq)  under  cruise  ship  conditions,  the  response 
effectiveness  of  the  quarantine  and  removal  interventions,  and  compare  scenarios  of  an  earlier  and 
later  evacuation  of  the  ship. 

Methods: 

We  used  data  on  confirmed  cases  on  the  cruise  ship  as  published  on  a  daily  basis  by  public  sources'^  '* 
to  calibrate  a  model  and  estimate  the  basic  reproduction  number  Rq  from  the  time  sequence  and 
amplitude  of  the  case  rates  observed.  COVID-19  is  thought  to  have  been  introduced  by  an  index  case 
from  Hong  Kong  visiting  the  ship  between  the  2D‘  to  25*  of  January,  2020.  We  thus  used  the  date  of 
2F'  January  2020  as  the  first  time  point,  t-0,  assuming  the  index  case  was  infectious  from  the  first  day 
on  the  ship.  The  estimates  of  Rq  and  the  associated  Covid-19  incidence  on  the  cruise  ship  was  derived 
using  a  compartmental  model  estimating  the  dynamics  of  the  number  of  susceptible  (S),  exposed  (E), 
infected  (7),  and  recovered  (7?)  individuals,  adapted  but  modified  from  a  published  COVID-19  study. 
We  analyzed  two  instances  of  the  model  assuming  respectively:  (1)  a  homogenous  population  (3700 
individuals),  and  (2)  a  stratified  population  of  crew  (1000  individuals)  and  guests  (2700  individuals). 
The  model  used  a  relationship  between  the  daily  reproductive  number,  fS,  and  Rq  to  infer  the 
transmissibility  and  contact  rate  across  the  whole  cruise  ship  population  by  the  relationship: 


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=  transmissibility  *  contact  rate  =  R^/i 


where  the  infectious  period  equals  to  one  over  the  recovery  rate  (y),  i  =  Ijy 


In  the  homogeneous  model,  the  infectious  period,  i,  of  COVID-19  was  set  to  he  10  days  based  on 
previous  findings.*  In  the  situation  of  no  removal  (ill  persons  taken  off  the  ship  to  he  isolated  in  a 
Japanese  hospital),  the  incubation  period  (or,  the  latent  period),  I  was  estimated  to  be  approximately  5 
days  (ranging  from  2  to  14  days).^°  In  order  to  model  the  removal/isolation  and  quarantine 
interventions,  we  implemented  time  dependent  removal  and  contact  rates  as  described  in  Table  1.  We 
performed  additional  sensitivity  analysis  reducing  the  Rq  to  3.7,  an  estimate  of  the  average  value 
across  mainland  China  studies  of  COVID-19.^ 


We  further  estimated  a  counterfactual  scenario  of  the  infections  dynamics  assuming  no  interventions 
were  implemented,  in  particular  no  removal  and  subsequent  isolation  of  ill  persons.  We  assumed  an 
infectious  period  of  10  days,  with  a  contact  rate  remaining  the  same  as  in  the  initial  phase  of  the 
outbreak.  Additionally,  in  the  stratified  model  of  crew  and  guests,  the  contact  rate  was  assumed  to  be 
different  due  to  the  assumption  that  crew  could  not  be  easily  quarantined  as  they  had  to  continue  their 
services  on  board  for  all  the  passengers  and  possibly  had  more  homogeneous  mixing  with  all  the 
passengers,  whereas  passengers  may  be  mixing  more  within  their  preferred  circles  and  areas.  We  kept 
the  transient  change  in  the  contact  rate  and  the  removal  of  all  PCR  confirmed  patients  starting  from  the 
3"“^  and  the  5*  of  February  respectively  as  in  the  first  model.  Parameters  are  described  in  Table  1. 


The  model  describing  a  homogeneous  population  onboard  can  be  described  by: 


dS 

dt 


dE  S 


dl 


where  S  denote  all  susceptible  people  on  the  cruise  ship,  E  all  exposed,  I  all  infected  and  R  all 
recovered  or  removed,  and  where  N  =  S  +  E  +  I  +  R  denotes  the  whole  population. 


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The  model  describing  a  stratified  population  onboard  can  be  described  by: 


dSq  Sq  Sq 


dEq  Sq  Sq 


dl, 


a 

dt 


—  ylg 


dRg 

dt 


=  y[c. 


dSr  Sr  Sr 


dEr  Sr  Sr 


dl 

dt 


=  Ec/l  -  Ylc 


dR 

dF  =  >"' 


where  S  denotes  susceptible,  E  exposed,  I  infected  and  R  recovered  or  removed,  N  =  S  +  E  +  I  +  R, 
and  the  subscript  g  and  c  are  indicating  guest  and  crew  respectively.  Overall,  we  assume  mortality  is 
negligible. 


Models  with  interventions  were  calibrated  to  reports  of  total  infection  occurrence,  while  models 
simulating  the  counterfactual  scenarios  where  left  with  the  naive  parameter  settings  (no 
countermeasures).  The  net  effects  of  the  countermeasures  where  estimated  as  the  difference  between 
the  counterfactual  scenario  and  the  model  with  the  interventions.  Model  parameters  are  described  in 
Table  1.  The  effectiveness  of  the  countermeasures  was  estimated  by  calibration  of  the  model  to  data. 


We  here  also  present  estimations  of  the  plausible  consequences  of  a  hypothetical  third  intervention 
strategy,  whereby  all  individuals  onboard  would  have  been  evacuated  either  on  of  February  or  19* 


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of  February.  We  estimated  and  presented  the  number  of  latent  cases  on  3'^‘*  February  evacuation  and  on 
19*  February,  2020. 


Results: 

Using  the  SEIR  model  assuming  relatively  homogenous  mixing  of  all  people  onboard,  we  calibrated 
the  predicted  cumulative  number  of  infections  from  the  model  to  the  observed  cumulative  number  of 
infections  among  all  people  onboard  and  estimated  the  initial  Rq  to  14.8.  This  resembled  an  estimate 
of  p  (the  daily  reproduction  rate)  to  1.48.  To  derive  this  estimate  we  calibrated  functions  describing 
transient  change  in  the  as  a  result  of  changes  in  contact  rate  and  the  removal  of  symptomatic 
infections.  The  parameter  values  of  contact  rate,  quarantine  interventions  and  removal  presented  in 
Table  1  are  the  results  of  the  calibration  to  the  observed  cumulative  incidence  data.  The  contact  rate 
between  persons  on  the  cruise  ship  was  calibrated  to  give  the  best  fit  to  data  with  a  reduction  of  70% 
by  the  quarantine  countermeasure  with  onset  February,  2020.  The  transient  function  of  removal  and 
isolation  of  infected  cases  with  an  onset  on  5*  February,  2020,  reduced  the  infectious  period  from  10 
to  4  days,  and  substantially  reduced  the  transmission  and  sub-sequent  infections  on  the  ship.  In  Figure 
1  we  present  the  change  in  Rq  based  on  the  relationship  between  Rq  and  ^  and  how  it  is  affected  by 
the  transient  countermeasures  of  quarantine  and  removal  of  ill  patients  from  the  model.  Here  Rq 
should  be  interpreted  as  the  basic  reproductive  rate  in  a  totally  naive  population  on  the  Diamond 
Princess  (i.e.  same  contact  rate),  and  not  the  actual  basic  reproductive  number  over  time  on  the  cruise 
ship.  The  Rq  was  14.8  initially  and  then  R^  declined  to  a  stable  1.78  after  the  quarantine  and  removal 
interventions  were  initiated  (Figure  1). 

The  predicted  cumulative  number  of  cases  over  time  from  this  model  described  the  observed  cases 
well,  but  overestimated  the  cumulative  case  incidence  rate  initially  (Figure  2).  This  allowed  to 
compensate  for  reporting  bias  in  the  initial  phase,  given  that  the  proportion  of  testing  of  all  passengers 
was  patchy  while  at  the  end  of  the  study  (19*  February,  2020)  the  testing  of  passengers  had  a  higher 
coverage  and  was  more  complete.  The  modelled  cumulative  number  of  cases  on  19  February,  2020,  is 
613  out  of  the  3700  people  at  risk,  while  the  observed  reported  number  of  cases  is  619.  The 
counterfactual  scenario  assuming  homogenous  rates  among  crew  and  guests  without  any  interventions 
(no  removal  off  the  ship  or  isolation  of  ill  persons  nor  any  quarantine  measures  for  the  remaining 
passengers  on  boat),  estimated  the  number  of  cumulative  cases  to  be  2920  out  of  the  3700  after  30 
days,  that  is  by  19*  of  February  (Figure  2).  The  net  effect  of  the  combined  interventions  was  estimated 
to  prevent  a  total  number  of  2307  cases  by  19*  February,  2020  (Figure  2). 

In  a  sensitivity  analysis  we  modified  the  Rq  to  3.7  (and  consequently  p  to  0.37)  as  this  has  been 
reported  the  average  basic  reproduction  number  from  studies  of  COVID-19  in  China.^  However,  from 


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our  simulation,  even  in  the  absence  of  any  intervention,  such  a  low  Rq  cannot  explain  the  rapid  growth 
of  incident  cases  on  the  cruise  ship  (Figure  3).  This  sensitivity  scenario  excluded  countermeasures 
from  the  model  making  it  unrealistic  that  such  a  low  Rq  value  could  be  the  true  value  in  the  cruise  ship 
situation  with  confined  spaces  and  high  homogeneous  mixing  of  the  same  persons.  The  estimate  with 
the  lower  Rq  value  also  omitted  to  consider  the  strong  interventions  put  into  place,  making  it  even 
more  unrealistic. 

We  additionally  modeled  a  scenario  stratified  by  crew  and  guests  whereby  we  assumed  the  parameter 
values  of  transmission  risk  to  be  lower  for  crew  to  guest  than  for  guest  to  crew  (Table  1).  The 
predicted  cumulative  number  of  infected  crew  and  guests  by  19th  of  February  from  this  model  was 
168  out  of  1000  (16.8%)  and  464  out  of  2700  (17.2%),  respectively  (Figure  4).  The  total  number  of 
cumulative  cases  by  19*  of  February  predicted  from  this  model  was  632,  close  to  the  observed  number 
of  cases  of  619.  The  predicted  cumulative  incidence  rates  were  overestimated  for  crew  while 
underestimated  for  guests  based  on  available  tests  results  at  the  time  of  writing  (Figure  4).  These  data 
still  need  to  be  validated  against  the  empiric  data  of  test  results  in  all  crew  and  passengers  which 
should  soon  become  available. 

Instead  of  keeping  all  passengers  on  board,  another  option  would  have  been  to  evacuate  all  individuals 
onboard  the  cruise  ship  earlier,  and  allow  them  to  go  home  for  a  potential  quarantine  in  their 
respective  home  countries.  We  modeled  that  an  evacuation  by  3*  February,  2020,  would  have  resulted 
in  76  latent  cases  (cases  during  the  incubation  time),  while  an  evacuation  by  19*  February  would  have 
resulted  in  246  latent  cases. 

Discussion: 

Modelling  the  COVID-19  on-board  outbreak  reveals  important  insights  into  the  epidemic  risk  and 
effectiveness  of  public  health  measures.  We  found  that  the  reproductive  number  of  COVID-19  in  the 
cruise  ship  situation  of  3,700  persons  confined  to  a  limited  space  was  around  4  times  higher  than  in  the 
epicenter  in  Wuhan,  where  Rq  was  estimated  to  have  a  mean  of  3.7.^  Interestingly,  a  rough  estimation 
of  the  population  per  square  km  on  this  18-deck  ship  is  286  by  62  meters  (0.32  km^).  Assuming  that 
only  50%  of  decks  are  being  used,  approximately  24,400  persons  are  confined  per  km^  on  a  ship 
compared  to  approximately  6000  persons  per  km^  (9,000,000/1528)  in  urban  Wuhan.  This  means  that 
the  population  density  was  about  4  times  higher  on  the  cruise  ship.  Thus,  both  Rq  and  contact  rate  are 
dependent  on  population  density,  as  also  suggested  by  previous  research.^^  In  population-based  models 
on  observational  data  the  population  per  square  km  is  often  substantially  different,  affecting  the  Rg  and 
P  coefficient  implicitly  by  changes  in  the  contact  rate  expressed  as: 


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Ro 

—  =  Transmissibility  *  contact  rate 

The  local  estimate  of  Ro  can  be  divided  into  a  localized  contact  rate  and  a  multiplier  that  is  necessary 
for  moving  from  one  population  to  another: 


contact  rate  =  contact  rate 


localized 


pd,  where  pd  is  the  population  density  multiplier.  In  our 


case  it  was  approximated  to  4.  Here  the  contact  rate  is  relating  to  a  contact  rate  in  a  defined  population 
in  a  certain  area  and  the  population  density  multiplier  modifies  the  contact  rate  when  moving  across 
different  local  population  and  geographical  areas  representing  heterogeneity  in  population  density.  In 
the  case  of  the  cruise  ship,  the  potential  relationship  of  Rq  to  population  density  appear  thus  mainly  be 
attributed  to  the  contact  rate  and  mixing  effects.  This  information  is  also  important  for  other  settings 
characterized  by  high  population  densities. 


With  such  a  high  Rq,  we  estimated  that  without  any  interventions  within  the  time  period  of 
January  to  19*  February  2920  out  of  the  3700  (79%)  would  have  been  infected,  assuming  relatively 
homogenous  mixing  between  all  people  on  board. 

The  quarantine  and  removal  interventions  launched  when  the  outbreak  was  confirmed  (3’^'*  February 
and  5*  of  February)  substantially  lowered  the  contact  rate  and  reduced  the  cumulative  case  burden  by 
an  estimated  2307  cases  by  19*  February.  We  note,  however,  that  the  longer  time  span  of  simulation 
beyond  19*  February,  assuming  people  would  stay  on  the  boat,  would  reduce  the  net  effect  of  the 
intervention  substantially.  We  further  note  that  an  earlier  evacuation  would  have  corresponded  to 
disembarking  a  substantially  lower  number  of  latent  undetectable  infections  (76  vs.  246),  likely  giving 
rise  to  some  further  transmission  outside  the  ship. 


We  also  found  that  contact  rate  of  guest  to  guest  and  crew  appeared  higher  than  the  contact  rate  from 
guest  to  crew,  perhaps  driven  by  high  transmission  rates  within  cabins.  However,  testing  of  crew  was 
delayed,  and  there  was  a  testing  bias  towards  testing  more  passengers  than  crew.  Hence  our  access  to 
empiric  data  may  have  and  this  analysis  need  to  be  revisited  when  all  data  is  available. 


The  limitations  of  our  study  include  our  lack  of  data  on  the  lag  time  between  onset  of  symptoms,  the 
timing  of  testing  and  potential  delay  to  the  availability  of  test  results.  Due  to  the  large  number  of 
people,  not  everyone  was  tested,  and  we  suspect  that  the  timing  of  the  test  results  do  not  totally  tally 
with  real-time  onset  of  cases.  We  had  no  access  to  data  on  incident  cases  in  crew  versus  passengers, 
nor  any  data  on  whether  there  was  clustering  of  cases  around  certain  nationalities  or  crew  members. 
Furthermore,  although  the  Hong  Kong  passenger  was  assumed  to  be  the  index  case,  it  could  well  have 
been  possible  that  there  was  more  than  one  index  case  on  board  who  could  have  contributed  to 
transmission,  and  this  would  have  lowered  our  estimated  RO.  Lastly,  our  models  are  based  on  human- 


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to-human  transmission  and  do  not  take  into  account  the  possibility  that  fomites,  or  water  systems  with 
infected  feces,  contributed  to  the  outbreak. 

The  interventions  that  included  the  removal  of  all  persons  with  confirmed  COVID-19  disease 
combined  with  the  quarantine  of  all  passengers  substantially  reduced  the  anticipated  number  of  new 
COVID-19  cases  compared  to  a  scenario  without  any  interventions  (17%  attack  rate  with  intervention 
versus  79%  without  intervention)  and  thus  prevented  a  total  number  of  2307  additional  cases  by  19* 
February.  However,  the  main  conclusion  from  our  modelling  is  that  evacuating  all  passengers  and 
crew  early  on  in  the  outbreak  would  have  prevented  many  more  passengers  and  crew  members  from 
getting  infected.  A  scenario  of  early  evacuation  at  the  time  of  first  detection  of  the  outbreak  (3 
February)  would  have  resulted  in  only  76  latent  infected  persons  during  the  incubation  time  (with 
potentially  still  negative  tests).  A  late  evacuation  by  19*  February  would  have  resulted  in  about  246 
infected  persons  during  their  incubation  time.  These  data  need  to  be  confirmed  by  empiric  data  of 
testing  all  evacuated  persons  after  19*  February,  and  may  be  an  overestimate  as  we  assumed  a  stable 
Rq  after  quarantine  was  instituted.  However,  the  Rq  probably  declined  over  time,  as  the 
implementation  of  quarantine  measures  were  incrementally  implemented  leading  to  better  quarantine 
standards  towards  the  end  of  the  quarantine  period. 

In  conclusion,  the  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  Rq 
is  related  to  population  density,  and  is  particularly  driven  by  contact  rate  and  mixing  effects,  and  this 
explains  the  high  Rq  in  the  first  weeks  before  countermeasures  were  initiated.  Population  densities  and 
mixing  need  to  be  taken  into  account  in  future  modeling  of  the  COVID-19  outbreak  in  different 
settings.  Early  evacuation  of  all  passengers  on  a  cruise  ship-  a  situation  with  confined  spaces  and  high 
intermixing-  is  recommended  as  soon  as  an  outbreak  of  COVID-19  is  confirmed. 

Author  contributions:  JR  and  AWS  conceived  the  study.  JR  developed  the  model  and  run  the 
analysis.  HS  advised  on  model  development,  and  helped  with  the  figures.  AWS  advised  on  model 
parameters.  All  authors  wrote  the  final  manuscript. 

Funding:  None 

Declaration  of  interest:  none  declared. 


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illness  on  a  cruise  ship:  A  three-year  prospective  study.  Travel  Med  Infect  Dis  2016;  14(4):  389-97. 

3.  Borhorema  SE,  Silva  DB,  Silva  KC,  et  al.  Molecular  characterization  of  influenza  B 
virus  outbreak  on  a  cruise  ship  in  Brazil  2012.  Rev  Inst  Med  Trap  Sao  Paulo  2014;  56(3):  185-9. 

4.  Ward  KA,  Armstrong  P,  McAnulty  JM,  Iwasenko  JM,  Dwyer  DE.  Outbreaks  of 
pandemic  (HlNl)  2009  and  seasonal  influenza  A  (H3N2)  on  cruise  ship.  Emerg  Infect  Dis  2010; 
16(11):  1731-7. 

5.  Brotherton  JM,  Delpech  VC,  Gilbert  GE,  et  al.  A  large  outbreak  of  influenza  A  and  B 
on  a  cruise  ship  causing  widespread  morbidity.  Epidemiol  Infect  2003;  130(2):  263-71. 

6.  Bogoch,  II,  Watts  A,  Thomas-Bachli  A,  Huber  C,  Kraemer  MUG,  Khan  K.  Potential 
for  global  spread  of  a  novel  coronavirus  from  China.  J  Travel  Med  2020. 

7.  Zhao  S,  Zhuang  Z,  Cao  P,  et  al.  Quantifying  the  association  between  domestic  travel 
and  the  exportation  of  novel  coronavirus  (2019-nCoV)  cases  from  Wuhan,  China  in  2020:  A 
correlational  analysis.  J  Travel  Med  2020. 

8.  Ei  Q,  Guan  X,  Wu  P,  et  al.  Early  Transmission  Dynamics  in  Wuhan,  China,  of  Novel 
Coronavirus-Infected  Pneumonia.  N  Engl  J  Med  2020. 

9.  Eiu  Y,  Gayle  AA,  Wilder-Smith  A,  Rocklov  J.  The  reproductive  number  of  COVID-19 
is  higher  compared  to  SARS  coronavirus.  J  Travel  Med  2020. 

10.  .  https://www.aliazeera.eom/news/2020/02/coronavirus-cases-aboard-diamond- 
princess-disconcerting-20022 1 04 14202 14.html. 

11.  Huang  C,  Wang  Y,  Ei  X,  et  al.  Clinical  features  of  patients  infected  with  2019  novel 
coronavirus  in  Wuhan,  China.  Lancet  2020. 

12.  Chen  N,  Zhou  M,  Dong  X,  et  al.  Epidemiological  and  clinical  characteristics  of  99 
cases  of  2019  novel  coronavirus  pneumonia  in  Wuhan,  China:  a  descriptive  study.  Lancet  2020. 

13.  Holshue  ME,  DeBolt  C,  Eindquist  S,  et  al.  Eirst  Case  of  2019  Novel  Coronavirus  in  the 
United  States.  N  Engl  J  Med  2020. 

14.  Pan  E,  Ye  T,  Sun  P,  et  al.  Time  Course  of  Eung  Changes  On  Chest  CT  During 
Recovery  Erom  2019  Novel  Coronavirus  (COVID-19)  Pneumonia.  Radiology  2020:  200370. 

15.  Bai  Y,  Yao  E,  Wei  T,  et  al.  Presumed  Asymptomatic  Carrier  Transmission  of  COVID- 
19.  JAMA  2020. 

16.  Rothe  C,  Schunk  M,  Sothmann  P,  et  al.  Transmission  of  2019-nCoV  Infection  from  an 
Asymptomatic  Contact  in  Germany.  N  Engl  J  Med  2020. 

17.  The  Princess  Cruises’  official  website  :  Cruises  P.  Princess  Cruises:  Diamond  Princess 
Coronavirus  &  Quarantine  Updates  -  Notices  &  Advisories  Princess  Cruises  website: 
@PrincessCruises;  2020.  https://www.princess.com/news/notices  and  advisories/notices/diamond- 
princess-update.html  (accessed  24  Eeb  2020. 

18.  National  Institute  of  Infectious  Diseases,  Japan,  official  website:  Eield  Briefing: 
Diamond  Princess  COVID-19  Cases,  20  Eeb  Update;  2020  https ://www.niid. go. ip/niid/en/20 1 9-ncov- 
e/94 1 7 -covid-dp-fe-02.html  (accessed  21  Eeb  2020. 

19.  Wu  JT,  Eeung  K,  Eeung  GM.  Nowcasting  and  forecasting  the  potential  domestic  and 
international  spread  of  the  2019-nCoV  outbreak  originating  in  Wuhan,  China:  a  modelling  study. 
Lancet  2020. 

20.  European  Union,  official  website:  The  EU's  Response  to  COVID-19  ;  2020  [Updated 
Monday  Eeb  24]  https://ec.europa.eu/commission/presscorner/detail/en/qanda  20  307  (accessed  1 8 
Eeb  2020. 

21.  Hu  H,  Nigmatulina  K,  Eckhoff  P.  The  scaling  of  contact  rates  with  population  density 
for  the  infectious  disease  models.  Math  Biosci  2013;  244(2):  125-34. 


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Table  1.  Model  parameter  description  and  values.  Start  time  {t  =  0)  the  20^*'  of  January. 

Parameters 

Explanation  (unit) 

Estimated  to 

P 

Overall  transmissibility  and  contact  rate  (1/day) 

1.48  i/  t  <  14 

0.44  if  t  >  14 

1 

Incubation  period  (days) 

5  days 

i 

Infectious  period  or  time  to  removal  (days) 

10  if  t<  16 
4ift>16 

N 

Total  number  of  people  onboard  (persons) 

3700 

Pc 

Transmissibility  and  contact  rate  crew  (1/day) 

I.IS  if  t<  14 

0.3S  if  t>  14 

Pgg 

Transmissibility  and  contact  rate  guests  to 
guests  (1/day) 

I.IS  if  t<  14 

0.3S  if  t>  14 

Pgc 

Transmissibility  and  contact  rate  guests  to  crew 
(1/day) 

0.17  if  t  <  14 

O.OS  if  t>  14 

N, 

Total  number  of  guests  onboard  (persons) 

2700 

Nc 

Total  number  of  crew  onboard  (persons) 

WOO 

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Figure  1.  The  estimated  basic  reproduction  number,  Rq,  on  the  cruise  ship  and  its  change  over  time 
as  a  result  of  the  transient  interventions  of  quarantine  and  removal  of  infectious  cases.  The  Rq  given 
here  assumes  one  index  case  in  a  totally  naive  population,  although  that  is  not  the  case  on  the  ship,  we 
use  it  here  to  illustrate  how  the  Rq  is  sensitive  to  the  interventions,  but  still  substantially  large  to  fuel  a 
continuation  of  the  epidemic.  The  grey  line  indicates  Rq  =  1- 


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Figure  2.  Predicted  total  number  of  infections  using  model  1  (no  stratification)  for  the  realistic 
situation  with  interventions  (blue),  counterfactual  scenario  without  intervention  (grey)  and  the  net 
effect  of  the  interventions  (black). 


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0  5  10  15  20  25  30 


Time  in  days  since  21  Jan 

Figure  3.  Sensitivity  analysis:  predicting  total  number  of  infections  using  a  model  without 
interventions  with  Rg  set  to  3.7  with  index  case  21th  January  (bottom).  Observed  reports  of 
cumulative  cases  are  marked  as  "o  ”. 


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Time  in  days  since  21  Jan 


Figure  4.  Predicted  total  number  of  infections  using  a  model  stratified  into  crew  and  guest  for  the 
realistic  situation  with  interventions.  Total  population  onboard  (black),  guests  (grey),  crew  (blue). 
Observed  total  case  numbers  of  total  (black),  crew  (blue)  and  guest  (grey)  are  marked  as  "o". 


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FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


CAP!  USN  COMPACFLT  NOIH  (USA) 
Sent:  Tuesday,  May  19,  2020  4:10  AM 


CAP!  USN  NAVY  JAG  WASH  DC  (USA)  <|_ 
Subject:  RE:  TR  INVESTIGATION  -  REQUESST  FOR  RESPONSE 


@navy.mil> 


My  apologies  for  the  late  response  to  this  email.  I  did  appreciate  our  discussion  on  SUN  (17  May) 
covering  the  questions  below. 

My  responses  follow: 

1.  I  do  not  specifically  recall  telling  CAPTm  that  an  action  he  was  taking  was  wrong.  During  the  time 
from  when  COVID  was  confirmed  by  testing  and  the  arrival  to  Guam,  the  focus  was  on  ensuring  he  had 
the  maximal  support  to  frame/contain  the  problem  to  include  PMO/preventive  medicine  support  (flown 
while  ship  was  en  route)  as  well  as  coordination  with  C7F  SG. 


2.  No. 


3.  I  did  participate  in  many,  but  not  all  of  these  meetings.  CAPT^^  also  participated  in  many  but  not 
all  meetings.  The  meetings  were  focused  more  up  and  out  as  far  as  requirements  and  support,  rather 
than  what  specifically  was  being  done  within  the  ship  as  far  as  policy  execution.  I  would  anticipate 
release  from  quarantine  and  that  approach  to  be  shared  with  C7F  SG,  but  not  necessarily  in  this 
forum.  If  CAPT^^  was  unclear  of  approach,  he  certainly  could  solicit  input  in  this  forum  and  has  done 
so  with  other  questions. 

4.  No.  I  would  recommend  closure.  The  first  39  in  quarantine  were  tested  negative  in  VN,  and 
subsequently  released  on  ship  after  completing  quarantine.  These  Sailors  were  felt  to  be  low  risk  of 
infection.  The  approach  would  certainly  change  after  first  suspected  cases  -  closure  would  be  an 
expected  public  health  response. 

5.  Very  seriously.  This  is  an  all-out  total  team  effort  to  combat  COVID  and  keeping  it  off  the  ship.  CPF 
has  been  consistent  with  this  approach  and  frequent  with  this  message. 

V/R, 


CAPT  CD)  Kfl 


MC,  USN 


Pacific  Fleet  Surgeon 
Commander,  U.S.  Pacific  Fleet 
COMM:| 

Mobile:! 


@navy.mil 

@navy.smil.mil 


From:^^^^^^g  CAPT  USN  NAVY  JAG  WASH  DC  (USA)  <^^^^^_@navy.mil> 
Sent:  Sunday,  May  17,  2020  2:44  PM 


1 

FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-100 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


COMPACFLT  NOIH  (USA) 

Subject:  TR  INVESTIGATION  -  REQUESST  FOR  RESPONSE 


m 


I  have  been  appointed  by  the  Vice  Chief  of  Naval  Operations,  ADM  Robert  Burke,  to  serve  as  a  part  of  a 
command  investigation  concerning  chain  of  command  actions  with  regard  to  COVID-19  onboard  USS 
TFIEODORE  ROOSEVELT  (CVN  71).  Attached  is  a  copy  of  my  appointing  letter. 

Thank  you  for  speaking  with  me  earlier  concerning  CAPTmg^^.  In  order  to  have  a  written  record  for 
inclusion  in  the  report,  can  you  please  answer  the  below  questions  in  your  own  words.  Your  response  is 
requested  as  soon  as  possible. 

Questions: 


1.  In  regards  to  the  fight  to  prevent  the  spread  of  COVID-19  aboard  the  USS  TFIEODORE 
ROOSEVELT  (CVN  71)  (TR),  do  you  ever  recall  telling  CAPT|g||  that  some  action  he  was  taking  or 
recommending  was  wrong? 

2.  Were  you  aware  that  the  TR  made  a  decision  to  release  quarantined  Sailors  from  the  aft  portion 
of  the  ship  to  go  back  to  their  regular  berthing  after  arriving  in  Guam? 

3.  Did  you  participate  in  daily  synchronization  meetings  to  discuss  COVID-19  and,  if  so,  would  you 
expect  such  meetings  to  include  a  discussion  about  the  possibility  of  releasing  quarantined 
Sailors  from  the  aft  portion  of  the  ship  to  go  back  to  their  regular  berthing  after  arriving  in 
Guam? 

4.  Did  CAPT^^  ever  consult  with  you  about  closing  common  areas  on  the  ship  where  Sailors 
would  congregate  in  close  contact  with  each  other  (e.g.,  gyms,  ship's  stores,  barber  shops,  and 
chapels)  and,  if  not,  what  would  your  advice  have  been  if  CAPT^^  had  asked  for  it?  Would  it 
make  a  difference  whether  he  asked  you  before  the  first  positive  COVID-19  test  (while  39  Sailors 
were  in  quarantine  following  a  port  visit  to  Vietnam)  or  after  the  first  positive  COVID-19  test?  If 
so,  what  you  your  advice  have  been  on  each  occasion? 

5.  Flow  seriously  does  CPF  want  ship's  to  implement  precautions  to  stop  the  spread  of  COVID-19? 

Thank  you  in  advance  for  your  cooperation  in  this  matter.  The  investigation  is  ongoing,  so  please  do  not 
discuss  the  above  questions  or  your  answers  with  anyone  other  than  members  of  the  investigation 
team.  Again,  thank  you. 

V/R, 


IS 


CAPT^^^^^g,  JAGC,  USN 
Command  Investigation  Team  Legal  Advisor 
Vice  Chief  of  Naval  Operations 


2 

FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


H-3-100 


In  follow  up  to  our  phone  call  on  13May2020, 1  offer  the  following  points  for  the  investigation's 
consideration.  All  data  was  compiled  from  notes,  emails,  conversations  to  clarify  dates  and 
personal/collective  recollections.  All  dates  are  Guam  local. 

Government  of  Guam  Response 

From  the  onset  of  the  first  MEDEVAC  flights  from  USS  THEODORE  ROOSEVELT,  JRM  has 
benefited  from  the  solid  support  from  people  and  Government  of  Guam  led  by  Governor  Leon 
Guerrero  in  our  efforts  to  assist  our  shipmates.  After  my  initial  notification  to  her  of  the  first 
three  MEDEVAC  patients  on  25March2020,  followed  by  my  notification  of  21  more  COVID  (+) 
patients  on  26March2020,  the  Governor  has  been  consistently  receptive  to  my  periodic 
updates  concerning  our  response  helping  the  Sailors  of  THEODORE  ROOSEVELT.  As  the  situation 
onboard  the  ship  became  more  serious  and  the  medical  response  evolved  27  to  29March2020 
my  conversations  with  the  Governor  became  more  frequent.  During  a  phone  conversation  on 
28March2020  with  Governor  Leon  Guerrero,  at  her  request  in  preparation  for  her  COVID-19 
DSCA  call  with  the  INDOPACOM  Commander,  I  first  broached  the  subject  of  billeting 
quarantined  TR  Sailors  in  Guam  commercial  hotels.  Initially  I  was  cautious  because  I 
understood  the  potential  political  risk  that  the  Governor  may  be  opening  herself  up  to  given  the 
CNO  and  SECNAV's  statements  of  26March2020.  During  the  conversation  on  28March2020  and 
in  subsequent  "temperature  taking"  calls  between  my  Chief  of  Staff  and  the  Governor's  Chief  of 
Staff  concerning  the  "hotel  option"  I  was  very  appreciative  of  the  Governor  and  her  staff's 
objective  consideration  to  the  proposal  to  quarantine  Sailors  in  commercial  hotels  despite  the 
unknown  nature  of  and  widespread  concerns  about  the  COVID-19  virus. 

Following  the  initial  calls  during  which  the  Governor  pledged  her  assistance  saying  that 
"we  (Guam)  need  to  support  the  people  who  defend  us.  This  is  the  humanitarian  thing  to  do" 
we  quickly  began  the  background  work  of  identifying  the  scope  and  requirements.  The 
Governor's  Chief  of  Staff  provided  an  initial  referral  to  the  President  of  the  Guam  Hotel  and 
Restaurant  Association  (GHRA)  on  29March2020.  The  detailed,  immediate  planning  fell  to  my 
Chief  of  Staff,  Captain  Mr.  JRM's  Regional  Lodging  Director  and  Ms. 

the  President  of  GHRA,  in  conjunction  with  the  THEODORE  ROOSEVELT 
leadership  on  approximately  SOMarch  to  01April2020.  Of  note,  I  believe  that  THEODORE 
ROOSEVELT  was  aware  of  the  hotel  closures  as  JRM  received  an  inquiry  from  Marriott  Sales  San 
Diego  through  GHRA  on  SlMarch  2020.  This  inquiry  via  email  indicates  on  or  before 
30March2020  someone  affiliated  with  the  THEODORE  ROOSEVELT  attempted  to  reserve  400 
rooms  at  the  Marriott,  was  interested  in  reserving  5000  rooms  on  Guam,  and  that  at  least  one 
major  hotel  on  Guam  had  closed.  After  the  initial  concept  of  operations  was  developed  and  the 
first  hotels  were  identified  by  GHRA,  a  unified  "walk  through"  of  partner  hotels  was  arranged 
on  01/02April2020  at  the  various  sites  to  reach  an  agreement  on  the  operational  concept 
between  the  Navy,  hotel  management,  GHRA  and  various  Government  of  Guam  agencies. 

I  have  been  continually  impressed  by  the  responsiveness  of  the  Governor's  team  and 
that  of  the  community/commercial  partners.  It  should  be  noted  that  the  majority  of  the  hotels 
were  shut  down  at  the  time  of  the  first  discussions  with  the  Governor  and  GHRA,  with 
permanent  staff  layoffs  in  progress,  due  to  the  financial  situation  resulting  from  the  drop  in 
tourist  travelers  to  Guam  in  the  wake  of  the  COVID-19  pandemic. 


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Impact  of  Captain  Crozier's  Letter 

As  we  were  in  the  early  process  of  developing  the  hotel  CONORS,  which  started  with  my 
phone  conversation  with  Governor  Leon  Guerrero  on  28March2020,  we  consciously  refrained 
from  any  public  comment  concerning  this  effort  to  allow  the  Governor  to  make  a  public 
announcement  of  support  for  the  plan.  When  CART  Crozier's  memorandum  was  published  in 
the  San  Francisco  Chronicle  (01April2020),  the  result  was  public  consternation,  significant  Guam 
Legislature  concerns  expressed  publicly  in  the  media,  via  direct  letters  and  during  a  JRM- 
Legislator  briefing  session  via  phone,  and  a  local  media  environment  which  was  trending 
negative.  While  the  article  did  not  change  the  Governor's  support  for  THEODORE  ROOSEVELT, 
she  indicated  it  usurped  her  team's  opportunity  to  shape  the  public  narrative  for  the 
partnership.  The  Governor  had  intended  to  voice  her  support  during  a  press  conference  on 
01April2020  in  order  to  convey  the  well-managed  and  thoughtful  Civil-Military  response  to  the 
situation  on  the  ship.  The  San  Francisco  Chronicle  article  and  Captain's  memorandum  changed 
the  narrative  from  a  measured  response  to  an  urgent  and  reactive  crisis.  The  Governors'  staff 
had  some  concern  that  the  "dire  situation"  that  CART  Crozier  described  in  his  memorandum 
would  result  in  increased  public  health  concern  among  the  community,  potentially  drum  up 
more  vocal  opposition  from  anti-DoD  activists,  and  negatively  impact  the  GHRA's  support  of 
this  COA  -  resulting  in  the  loss  of  critical  capacity  to  house  quarantined  Sailors.  Ultimately  a 
plan  to  quarantine  Sailors  went  forward,  but  the  opportunity  for  a  coordinated  messaging 
initiative  was  lost. 

The  publication  of  the  memorandum  did  not  speed  up  or  slow  down  execution  of  the 
hotel  COA  as  discussions  and  negotiations  were  already  in  progress  starting  28March2020  with 
a  tentative  rollout  on  01April2020.  If  the  memorandum  had  not  been  written  or  published. 
Sailors  would  have  still  been  quarantined  in  hotels,  in  DoD  houses  and  mass  lodging  areas  on 
Naval  Base  Guam,  as  the  requirement  to  move  the  majority  of  personnel  off  the  ship  had  been 
identified  and  communicated  to  JRM  as  early  as  27/28March2020  by  both  the  CSG-9  and  C7F 
Commanders.  The  actual  impact  of  publication  of  the  memorandum  was  mission  distraction 
and  consumption  of  limited  bandwidth,  as  numerous  DoD  and  local  government  RFIs  and  media 
RTQs  pulled  staff  and  senior  leadership  time  and  attention  away  from  the  actual  THEODORE 
ROOSEVELT  support  mission,  and  added  friction  points  to  the  support  process.  The  Governor's 
COS'  sentiments  summarize  the  memorandum's  effect  as  "not  helpful." 

Response  by  Guam  Military  Leadership 

Concerning  the  initial  response  to  the  arrival  of  THEODORE  ROOSEVELT,  I  was  fortunate 
to  have  a  community  of  Navy  Captains  on  the  island  and  within  the  fleet  that  already  enjoyed  a 
cooperative  and  robust  working  relationship.  With  strategic  commander's  guidance  and  vague 
initial  requirements,  the  local  military  team  went  into  overdrive  following  notification  on 
25March2020  of  THEODORE  ROOSEVELT'S  pending  arrival.  Led  by  the  Commanding  Officer  of 
Naval  Base  Guam  (CO  NBG),  the  Joint  Region  Marianas  Chief  of  Staff  (JRM  COS)  and  the  C7F 
Chief  of  Staff,  this  group  of  leaders  created  a  rough  medical  concept  of  operations  and  billeting 
options  for  Sailors  requiring  quarantine  and  isolation.  Though  the  initial  requirement  was 
unknown,  CO  NBG  used  a  planning  assumption  of  1000  beds  to  mobilize  his  installation  team 
and  the  tenant  community  to  assist  in  the  care,  feeding,  logistics  and  transportation  needs  of 
THEODORE  ROOSEVELT  Sailors.  He  quickly  set  up  pier  side  support  and  containment  facilities. 


H-3-101 


mass  and  individual  berthing  options  (more  than  2400  cots  and  beds),  relocated  homeported 
Sailors  from  their  barracks  rooms  to  their  individual  ships,  and  also  setup  a  tactical  emergency 
operations  center  to  manage  the  operation  on  the  installation.  CO  NBG  was  fortunate  to  have 
tenant  partners  such  as  the  Commodore  of  CTF-75  and  the  Commanding  Officer  of  Naval 
Hospital  Guam  who  never  said  no,  worked  in  concert  with  other  tenant  commands  assisting 
with  care  and  feeding,  logistics,  transportation,  housing,  patient  care  and  medical 
accountability.  As  we  quickly  developed  additional  quarantine  capacity  outside  DoD  fence  lines 
JRM  COS  led  the  effort  develop  a  parallel  command  and  control,  care  and  feeding,  medical 
monitoring,  security  and  transportation  structure  required  to  manage  quarantined  Sailors  in 
commercial  hotels.  Requesting  support  from  additional  joint  forces  on  Guam,  Task  Force  Hotel 
grew  to  more  than  350  personnel  managing  all  quarantine  requirements  for  more  than  4,000 
Sailors  housed  in  11  commercial  hotels.  Ultimately,  the  local  DoD  personnel  response  to 
supporting  THEODORE  ROOSEVELT  Sailors  totaled  approximately  1,000  individuals. 

Challenges 

What  challenged  the  shore  response  to  support  THEODORE  ROOSEVELT  the  most  was 
the  lack  of  initial  communication  and  clear  articulation  of  requirements. 

•  MEDEVACS:  As  this  crisis  and  the  response  was  dynamic,  unprecedented,  and  at  a  scale 
not  seen,  including  MEDEVACs  that  were  essentially  unannounced  and  grew  in  scope 
from  the  arrival  of  three  personnel  on  25March2020  to  21  Sailors  on  26  March  2020, 
clear  communications  were  required  to  enable  a  coordinated,  effective  response.  The 
first  two  days  of  MEDEVAC  operations  were  done  with  minimal  coordination  from  the 
ship  to  Naval  Hospital  Guam,  which  devolved  into  notification  of  pending  MEDEVAC 
flights  during  VTCs  as  the  aircraft  were  getting  ready  to  launch  and  without  the  Naval 
Hospital's  knowledge  of  inbound  patients. 

•  QUARANTINE  CAPACITY:  These  communications  challenges  continued  through  the  first 
week  where  the  requirements  for  shore  billeting  were  not  defined  other  than  the  need 
to  get  sick,  close  contact  and  assumed  COVID  negative  Sailors  off  the  ship.  Though  the 
THEODORE  ROOSEVELT  medical  community  voiced  the  opinion  on  or  around 
29/30March2020  that  each  infected  or  potentially  infected  Sailor  needed  an  individual 
room  with  their  own  bathroom,  physically  that  was  impossible  due  to  the  lack  of 
capacity  on  Naval  Base  Guam  and  the  closed  status  of  the  local  commercial  hotels.  This 
was  communicated  to  the  THEODORE  ROOSEVELT  via  their  Chain  of  Command  with  no 
further  response  from  the  ship.  The  initial  planning  assumption  of  600-800  beds  was 
generated  by  the  JRM  Commander  in  the  absence  of  any  communicated  requirement 
from  THEODORE  ROOSEVELT  to  JRM  or  CO  NBG.  This  initial  estimate  was  later  raised  by 
the  CO  NBG  on  his  own  initiative  and  approved  by  CJRM  to  more  than  1000  beds,  and 
ultimately  resulted  in  more  than  2,400  beds  and  cots  available  on  base.  The  upward 
adjustment  of  the  requirement  to  house  3000-4000  Sailors  ashore  did  not  come  from 
THEODORE  ROOSEVELT  to  JRM  or  CO  NBG,  but  rather  was  articulated  on 
27/28March2020  by  both  CSG-9  and  C7F  via  TANDBERG  and  VTC  to  JRM  leadership. 


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•  QUARANTINE  CONDITIONS:  By  29March2020,  Naval  Base  Guam  had  a  1,167  bed 
capacity  to  support  Sailors  in  mass  quarantine  areas,  though  only  535  beds  had  been 
filled  (Table  1).  This  capacity  was  developed  in  coordination  with  the  Public  Health 
Emergency  Officers  and  Base  Safety  Personnel.  Bed  capacity  was  communicated  daily 
to  CSG-9  and  C7F  at  the  Flag  Officer  level  and  by  CO  NBG  and  COS  JRM  to  THEODORE 
ROOSEVELT,  CSG-9  and  C7F  leadership  at  the  0-6/Staff  Officer  level.  However,  between 
BOMarch  to  01April2020  issues  of  testing  limitations  onboard  the  ship,  at  the  local  Naval 
Hospital,  and  testing  friction  external  to  Guam,  and  the  THEODORE  ROOSEVELT  Senior 
Medical  Officer  opinion  that  the  mass  quarantine  areas  would  be  unacceptable  given 
the  current  knowledge  of  COVID-19,  became  apparent  thereby  resulting  in  several  days 
of  excess  bed  capacity  on  Naval  Base  Guam  while  Sailors  remained  onboard  the  ship 
rather  than  ashore  in  isolation  or  quarantine. 


Date 

NBG  Bed 
Capacity 

NBG  Beds 

Used 

Hotel  Beds 

Available 

Hotel  Beds 

Used 

27-Mar-20 

840 

264 

0 

0 

28-Mar-20 

939 

382 

0 

0 

29-Mar-20 

1167 

535 

0 

0 

30-Mar-20 

1351 

897 

0 

0 

31-Mar-20 

1626 

951 

0 

0 

l-Apr-20 

1767 

969 

0 

0 

2-Apr-20 

2343 

1060 

180 

180 

Table  1 


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Witness  Statement  of  Commander,  Destroyer  Squadron  23 

On  9  May  2020, 1  was  interviewed  in  connection  with  a  command  investigation  concerning 
chain  of  command  actions  with  regard  to  COVID-19  onboard  USS  THEODORE 
ROOSEVELT  (CVN  71)  via  videoteleconference. 


What  follows  is  a  true  and  accurate  representation  of  my  statement  for  this  investigation. 


Witness  Name: 
Position: 


CAPTp^g** 


USN 


Commander,  Destroyer  Squadron  23  (COMDESRON  TWENTY-THREE) 


il  Addresses: 


ra).cvn71.navv.mil 

@naw.mil 


me.com 


Phone(s); 


I  am  the  Commander,  Destroyer  Squadron  23. 1  am  the  Sea  Combat  Commander  for  Carrier 
Strike  Group  NINE.  I  have  command  of  six  destroyers  and  have  an  operational  staff  of  36 
personnel  embarked  in  USS  THEODORE  ROOSEVELT.  During  the  month  of  March  2020,  my 
staff  and  I  were  supporting  operations  across  the  3'*',  4*’’,  5"’,  and  7*''  Fleet  operating  areas.  All  of 
my  ships  were  in  a  deployed  status  during  this  timeframe.  1  characterize  the  pace  of  operations 
during  this  timeframe  as  very  high. 

Q:  Were  there  concerns  regarding  the  port  visit  prior  to  arrival? 

Yes.  There  were  a  small  number  of  cases  reported  in  the  North  part  of  the  country  prior  to  the 
visit.  Tbe  prevalent  thinking  was  that  because  these  cases  were  limited  to  the  North  part  of  the 
country,  we  were  relatively  safe  in  Da  Nang.  As  a  group,  we  conceded  that  if  we  took  the  data  at 
face  value,  pulling  in  to  Da  Nang  was  low  risk.  Most  of  us  felt  the  decision  to  go  ahead  with  the 
Da  Nang  port  visit  was  above  our  level.  There  was  clear  geopolitical  value  in  conducting  the  port 
visit. 


Q:  Did  you  have  any  ships  pull  in  with  TR? 

No.  We  had  planned  for  USS  PINKCNEY  to  accompany  us  but  their  tasking  changed.  Prior  to 
the  Da  Nang  port  visit,  my  staff  was  supporting  five  ships  already  underway.  The  majority  of 
my  effort  as  well  as  my  staff  remained  focused  on  those  ships  and  their  issues. 

Q:  Were  you  aware  of  the  TASKORD  from  C7F  and  what  effort  went  into  planning  for 
that? 

I  was  familiar  with  the  C7F  TASKORD,  but  was  not  directly  involved  in  the  planning  effort 
onboard  TR.  One  of  our  DESRON  units,  USS  PAUL  HAMILTON  had  conducted  a  port  visit  to 
Singapore  in  late  February  and  we  worked  with  them  to  achieve  compliance  with  the  C7F 
TASKORD  and  FRAGO. 


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Subj :  Witness  Statement  of  Commander,  Destroyer  Squadron  23 
Q:  Did  you  think  the  crew  took  the  guidance  seriously? 

Yes.  The  ship  and  embarked  staffs  were  engaged  and  applied  oversight  to  ensure  procedures 
were  followed.  A  dedicated  effort  was  made  to  change  the  culture  to  account  for  COVID-19 
mitigation  protocols.  Messaging  from  the  CO  and  XO  was  appropriate.  The  crew  was  aware  and 
concerned  about  their  own  safety,  health,  and  potential  operational  impacts  with  respect  to 
COVID-19. 

Q:  Arc  you  familiar  with  NTRP,  NAVADMINs  and  other  COVID-19  guidance? 

Yes.  I  received  guidance  via  message  traffic  and  multiple  emails  from  the  CNSP  CoS  on 
applicable  COVID-19  references  including  NAVADMINs,  NTRP  and  other  policy  updates.  We 
used  NTRP  4-02  as  a  reference  to  conduct  outbreak  drills  on  CDS-23  ships  in  accordance  with 
the  TASKORD.  In  the  days  prior  to  our  outbreak,  1  was  reviewing  a  shipboard  outbreak 
instruction  for  USS  KIDD  with  the  CNSP  Force  Surgeon  and  was  actively  tracking  a  PUI 
reported  on  USS  PREBLE.  COVID-19  policy  was  a  steady  discussion  point  in  conversations 
with  CDS-23  COs.  1  received  and  distributed  NAVADMINs  and  other  COVID-19  guidance 
regularly.  Staying  abreast  of  the  most  current  guidance  across  multiple  AORs  was,  and  continues 
to  be,  a  significant  challenge. 

Q:  Was  a  liberty  brief  provided  and  did  it  discuss  COVID-19? 

As  is  typical,  TR  conducted  a  liberty  brief  that  was  played  on  CCTV  onboard  the  ship.  It  was 
primarily  focused  on  explaining  the  mechanics  of  going  on  liberty,  which  included  the  use  of 
liberty  cards  and  visa  cards  issued  by  the  country  of  Vietnam  for  day  and  overnight 
authorizations.  The  brief  did  cover  some  basic  COVID-19  precautions.  There  were  other  public 
service  announcements  generated  by  the  ship’s  media  department  on  COVID-19.  CDS-23  staff 
conducted  an  internal  liberty  brief  as  well  for  embarked  personnel,  which  included  specific 
discussion  on  COVID-19  mitigations. 

Q:  Was  it  a  good  port  visit? 

Yes.  Weather  related  embark/debark  issues  were  the  main  issues  we  encountered.  Boat 
operations  were  secured  on  several  occasions  due  to  sea  state.  It  was  fhistrating  for  some,  but  the 
safety  of  the  crew  was  understood  as  the  priority.  Embark  and  debark  operations  were  supervised 
by  the  XO  and  were  executed  safely.  Once  off  the  ship,  TR  Sailors  enjoyed  the  port  visit.  The 
crews'  performance  on  liberty  was  excellent.  To  my  knowledge  there  were  no  liberty  incidents. 

A  Big  Top  reception  had  been  planned  onboard  the  carrier,  but  was  changed  to  an  offsite  hotel 
due  to  weather  concerns.  I  attended  the  event  and  recall  receiving  a  temperature  screening  with 
touchless  thermometer  and  being  asked  if  I  had  symptoms  prior  to  entry  into  the  hotel.  The 
screening  precautions  were  planned  for  the  Big  Top  on  TR  so  I  was  pleased  to  see  them  in  place 
at  the  new  location  despite  the  short  notice  change. 

Q:  Were  you  aware  of  the  Sailors  that  had  potential  contact  with  COVID-19  positive 
British  citizens? 


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Subj:  Witness  Statement  of  Commander,  Destroyer  Squadron  23 

A  day  before  the  TR  left  Da  Nang,  I  was  back  on  the  ship  preparing  for  the  underway  when  I 
was  told  of  the  Sailors  who  had  potential  contact  with  two  British  citizens  who  had  tested 
positive  for  coronavirus.  The  39  Sailors  did  not  have  confirmed  contact,  but  were  placed  in  a 
single  berthing  for  quarantine  out  of  an  abundance  of  caution.  I  was  not  directly  involved  in 
planning  or  execution  of  the  quarantine  and  no  DESRON  23  sailors  were  among  the  39  Sailors. 
The  ship  worked  provided  access  to  medical  care,  food,  and  quality  of  life  issues  for  the 
quarantined  Sailors.  Both  the  CO  and  the  CMC  donned  PPE  and  visited  the  Sailors  during  their 
quarantine.  My  impression  was  that  the  quarantine  was  well-executed.  We  also  left  Da  Nang 
with  additional  medical  personnel  to  help  us  conduct  COVID-1 9  testing  onboard. 

After  we  left  Da  Nang  we  were  concerned  about  bringing  a  COVID-19  infection  onboard.  The 
CO  and  XO  messaged  to  the  crew  about  the  importance  of  the  cleaning  and  sanitization  protocol, 
covering  your  cough  and  going  down  to  Medical  if  you  had  symptoms  -  of  having  integrity  in 
self-reporting  symptoms  and  not  “fighting  your  way  through  it.”  The  messaging  was  aligned  to 
guidance  during  that  time  period.  We  continued  cleaning/sanitizing  protocols  and  social 
distancing.  There  were  numerous  IMC  calls/updates  to  the  crew  by  XO  and  CO. 

Infection  data  and  COVlD-19  related  news  updates  were  briefed  daily  at  MUB  and  TFCC  stand- 
up  meetings. 

Q:  Approximately  when  did  you  become  aware  of  COVID  cases  onboard  the  TR?  What 
can  you  tell  me  about  the  discussions  and  actions  after  the  first  Sailor  tested  positive? 

The  first  Sailor  tested  positive  on  March  23^**  and  I  was  made  aware  within  a  couple  hours. 
Contact  tracing  and  movement  to  establish  a  quarantine  area  began  immediately.  We  knew  we 
had  to  take  aggressive  action  given  the  unique  transmissibility  of  the  virus. 

The  decision  was  made  very  quickly  to  proceed  towards  Guam.  We  worked  logistics  for  a 
medical  evacuation  to  Guam,  which  seemed  the  most  accessible  location  given  our  operating 
area. 

Q:  Was  the  SMO  involved  in  the  discussions  among  warfare  commanders? 

The  SMO  was  an  active  participant  in  the  majority  of  warfare  commanders'  meetings  and  we  all 
shared  information  in  discussion.  SMO  was  treated  as  a  warfare  commander  and  given  a  place  at 
the  table  during  WCBs.  We  viewed  SMO  as  the  supported  commander  for  the  outbreak  response 
effort.  We  reviewed  NMCPH  and  CNA  projections  to  develop  a  sense  for  what  to  expect  as  we 
moved  forward.  The  projections  were  grim.  We  assessed  the  number  hospital  beds  and 
ventilators  onboard  TR  and  talked  frankly  about  how  many  sailors  would  be  at  risk  if  the  spread 
continued  unchecked.  We  also  talked  about  the  Diamond  Princess  outbreak,  which  we  viewed  as 
a  similar  in  some  respects.  We  knew  that  cruise  ships  with  COVID-19  onboard  were  being 
denied  port  entry,  which  brought  forward  concerns  about  access  to  Guam.  We  were  aware  that 
Guam  was  working  through  their  own  COVID-19  outbreak,  mitigations  and  state  of  emergency. 
We  talked  openly  about  the  possibility  of  having  to  recover  at  sea,  pierside,  with  or  without 
support  from  Naval  Base  Guam  and  without  the  support  of  civilian  resources. 


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Subj;  Witness  Statement  of  Commander,  Destroyer  Squadron  23 

Q:  Were  you  aware  that  the  US  Navy  initially  informed  Guam  their  assistance  would  not 
be  required? 

No.  1  was  not  directly  involved  in  the  dialogue  external  to  TR  regarding  the  use  or  potential  use 
of  Guam  resources.  I  attended  the  7"^  fleet  CUBs  and  I  was  cc'd  on  email  updates  from  Admiral 
Baker. 

Q:  What  can  you  tell  me  about  the  28  Mar  20  proposed  paper  generated  from  the  warfare 
commanders?  What  was  the  driver  for  the  document?  What  sources  were  used  and  why? 
What  was  the  desired  effect? 

In  the  days  prior  to  generating  the  information  paper,  approximately  25-28  March,  we  developed 
concerns  about  C7F  direction  on  how  to  achieve  recovery  on  TR;  specifically,  the  use  of 
negative  test  results  to  establish  “clean”  groups  and  the  use  of  group  quarantine  to  maintain  those 
“clean”  populations  did  not  appear  viable.  There  were  other  issues  such  as  limited  swab 
inventory,  batch-testing  taking  priority  over  sick  call  patients,  testing  throughput  for  processing, 
and  CDC  compliance,  but  our  chief  concern  was  that  the  actions  directed  by  C7F  would  not  meet 
recovery  expectations. 

We  raised  our  concerns  and  provided  recommendations  at  the  0-6  level  and  RDML  Baker 
communicated  our  concerns  in  VTCs  to  C7F.  I  do  not  have  a  perfect  account  of  who  registered 
what  concern  and  when,  but  my  overall  sense  from  being  present  was  that  RDML  Baker 
understood  our  perspective  and  was  communicating  effectively  up  the  chain.  We  were  instructed 
to  press  forward  and  do  what  we  could  with  what  we  had.  We  were  asked  what  our  plan  was  to 
achieve  a  clean  virus-free  ship.  We  were  told  in  no  uncertain  terms  to  continue  the  batch-testing 
and  separating  those  with  negative  test  results  until  we  had  tested  the  entire  crew.  We  took  action 
and  did  our  best  to  comply  with  the  direction  from  HHQ. 

On  or  about  28  March,  the  warfare  commanders  collectively  decided  to  generate  an  information 
paper  to  communicate  the  facts  as  we  understood  them  and  the  related  context  onboard  TR.  We 
felt  that  an  information  paper  could  more  clearly  and  concisely  communicate  the  issues  onboard 
TR  than  continued  VTC.  The  information  paper  was  intended  as  a  mechanism  to  illicit 
commander's  guidance  up  echelon. 

Q:  Did  you  have  input  to  it?  How  was  it  generated?  What  were  the  sources? 

CAG  generated  the  initial  draft.  On  29  March,  1  reviewed  a  draft  of  the  warfare  commanders' 
white  paper.  I  made  edits  and  sent  it  back  with  some  comments.  The  sources  came  from 
materials  on  the  CDC  website,  the  Navy  and  Marine  Corps  Public  Health  (NMCPH)  and  Center 
for  Naval  Analysis  (CNA).  CAG  sent  the  paper  to  RDML  Baker  and  went  into  his  office  to  talk 
with  him  about  it  around  mid-day.  This  resulted  in  a  1600  meeting  with  warfare  commanders, 
CoS  and  RDML  Baker.  At  the  end  of  that  meeting,  RDML  Baker  directed  us  to  generate  a  brief 
with  4  COAs.  That  evening  we  generated  the  COA  brief  with  the  CSG-9  team. 

Q:  Did  it  have  the  desired  effect? 


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Subj:  Witness  Statement  of  Commander,  Destroyer  Squadron  23 

From  my  perspective,  yes.  The  paper  framed  the  problem,  outlined  the  friction  points  and 
provided  a  recommendation  to  secure  a  large  number  of  rooms  for  TR  recovery.  The  paper, 
combined  with  the  COA  brief  provided  sufficient  context  as  well  as  a  range  of  options.  In  my 
view,  we  had  organized  and  registered  our  concerns  at  the  warfare  commander  level,  provided 
the  underlying  context  in  the  information  paper  and  re-framed  the  problem  into  COAs  that  could 
be  used  to  support  a  decision  from  HHQ. 

Q:  How  would  you  characterize  the  USS  THEODORE  ROOSEVELT  (CVN  71)  CO  email 
and  Itr  of  30  Mar  20  (Subj;  REQUEST  FOR  ASSISTANCE  IN  RESPONSE  TO  COVID-19 
PANDEMIC)? 

I  was  surprised.  After  reading  it,  I  went  to  CAPT  Crozier’s  cabin  to  ask  him  about  it.  It  was  clear 
the  letter  in  the  email  had  been  informed  by  the  information  paper.  CAPT  Crazier  expressed  to 
me  that  he  did  not  tell  us  about  his  letter  because  he  did  not  want  to  be  talked  out  of  sending  it 
and  that  he  wanted  to  protect  the  other  warfare  commanders  from  any  repercussions. 

Q:  Why  did  he  include  those  specific  individuals  in  the  TO  and  CC  lines? 

1  do  not  know.  The  individuals  listed  represent  TRs  ADCON  chain  of  command.  I  have  a 
similar  direct  line  of  communication  to  the  surface  TYCOM. 

Q:  What  was  the  response  to  the  letter? 

TTie  letter  appeared  to  accelerate  and  elevate  dialog  into  the  public  domain.  As  stated  above,  we 
had  generated  COAs  with  RDML  Baker  and  were  moving  them  up  the  chain  for  consideration. 
Had  we  continued  the  staffing  process  using  only  the  information  paper  and  COA  brief,  I  suspect 
we  would  have  landed  at  a  similar  outcome. 

Another  response  to  the  letter  was  the  significant  uptick  in  demand  from  up-echelon  as  well  as 
public  media  outlets  for  additional  data  and  information  related  to  the  TR  situation.  This  demand 
required  a  shift  in  focus  on  TR  and  within  all  embarked  staffs  to  support  additional  CCSG9 
communications. 

Q;  Why  did  SMO  send  his  letter? 

I  have  no  awareness  of  a  letter  from  SMO. 

Q:  What  can  you  tell  me  about  the  relationship  among  the  warfare  commanders  and  with 
RDML  Baker. 

We  worked  well  together  and  trusted  each  other.  As  with  any  group,  there  were  friction  points 
that  had  to  be  resolved.  We  worked  through  conflicts  quickly  and  easily. 

As  a  Strike  Group  Commander,  1  found  RDML  Baker  accessible  and  reasonable.  I  would 
characterize  his  relationship  with  the  other  warfare  commanders  as  strong.  There  were  points  of 
friction,  but  from  my  view,  they  were  resolved  quickly  and  without  drama. 

Q:  Is  there  anything  else  you  would  like  to  add? 

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FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 

H-3-102 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 


Subj:  Witness  Statement  of  Commander,  Destroyer  Squadron  23 

I  am  available  for  further  questions  or  to  provide  additional  detail  on  any  of  the  answers 
provided. 


I  swear  (or  affirm)  that  the  information  in  the  statement  above  is  true  to  the  best  of  my 
knowledge  or  belief. 


(Date) 


BRBJ 


Time 


6 


FOR  OFFICIAL  USE  ONLY  //  PRIVACY  SENSITIVE 
H-3-102 


From: 

To: 

Cc: 


Subject: 

Date: 

Attachments: 


CAPT  USN.  USS  Theodore  Roosevelt 


Baker.  Stuart  P  RDML  USN.  CCSG-9 


Crozier.  Brett  E  CAPT  USN.  USS  Theodore  Roosevelt: 


CAPT  USN.  USS  Theodore  Roosevelt: 


CAPT  USN.  CSSG9: 


CAPT 


USSji-  jJore  Roosev^r  i;  (b)(6) 


COMDESRON23 

THEODORE  ROOS^vlI:'  (b)  (6) 
CVW-11  (USA)":lij  (6)  ^ 

CDR  USN.lJCb  I  I  .  ;  ;  ? 


_ _  _  (6) 

COVID-19  update  25  Mar  ch  -  EtkI  of  Day  testing  results 


Wednesday,  March  25,  2020  10:18:20  AM 


OPREP3  COVIDIO  (Positive’)  Tracker  2020  -  25  March.xisx 


Admiral  - 


1)  23  positives  at  tliis  point.  An  additional  4  from  afternoon  batch 
testing.  3  more  from  sick  call,  and  4  presumptive  positives  (close  contacts 

fi'om  VFA-154,  now  witli  fever/symptoms  consistent  witli  CO\TD-19).  Spreadsheet 
attached. 

2)  9  positive  groups  yielded  1 1  positive  cases  (1 1/192  =  5.7%).  Relatively 
liigh  nimiber  of  asymptomatic  positive  individuals  (7/1 1  =  63.6%).  will  have  a 
better  overall  look  at  group  numbers  after  completing  all  the  reactor  testing. 

For  reference,  the  cmise  ship  Diamond  Princess  liad  an  asjanptomatic  positive 
rate  of  18%  -  obvious  differences  in  bertliing. 

3)  198  Rx  testing  tomorrow. 

3)  Tlie  foiu  sailors  that  were  medevrac'd  earlier  today  were  evaluated  at  USNH 
Guam  and  hospitalization  is  not  required.  Tliey  are  in  then  rooms  at  NGIS. 

4)  Cunent  approximate  close  contacts:  750.  Expect  it  w'ill  continue  to 
grow,  possibly  getting  close  to  1000. 

v/r, 

SMO 


- Original  Message - 

From;  CAPT  USN,  USS  Tlieodore  Roosevelt 

Sent;  Wednesday,  March  25, 2020  7:09  PM 
To:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Cc:  Crozier.  Brett  E  CAPT  USN,  USS  Tlieodore  Roosevelt: 
USN.  USS  Tlieodore  Roosevelt;  W  (0) 

pm 


-CAPT  USN,  CSSG9; 
CAPT  USN.  CVW-1 1  CAG;^b)  (^Ij 


CAPT 


CAPT  USN,  CVW-1 1 


DC"AG;(b)  (6).  CAPT  USN,  USS  TheodofeRobseveElb 

CAPTU^,  COMDESRON23:m|^^J  CAPT  BKH  C(^)  (6)  )  CDR  -  BKH 
XO';|P)^[^^  LCDRUSN,  USS  THEODORE  ROOSEVELTHb)  (6) 

CMC  USN,  USS  Tlieodore  Roosevelt;  BHHHI  MCPO  USN  CVW-1 1  (USA)'; 


I  CMC  USN,  CCSG9;  USN,  USS  TliTOdore 

Roo^velt:  j  brH^^M  CDR  USN,  USS  Tlieodore  Roosevelt;  p)  |B) 

'  II'CDR  USN^^9;  HMl  USN,  CCSG^b)^ 

J  CAPT  USN.  CCSG9;^K1B)  ^^SN.  CCSG-9 

Subject:  RE:  COVID-19  update  25  March  -  Mid-day  testing  results 


Admiial. 


Demograpliics  fioiii  the  5  positives  from  mid-day: 
CDRB)'(B^^^BfB  (6)^^,  Navigation  Department 


H-3-103 


,  VFA-154  —  medevac'd  to  the  USNH  Guam  this 


ti) 


afternoon. 


AM2 (0}  1^,  I,  HSM-75 

ADA^b)  (6)  |Tb)  ('6)  V  VFA-154 

AMI  p)  (6)  |,|(b)  (6)  |,  HSM-75 


We  are  currently  tracking  3  more  positives  from  the  second  batch  of  3  (15 
patients),  and  are  running  the  last  batch  of  3.  Should  have  all 
demographics  and  a  better  sense  of  what  our  total  "close  contact"  number  is 
by  late  tonight. 


v/r. 


SMO 


- Original  Message - 

From:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Sent:  Wednesday,  March  25,  2020  5:08  PM 

To:  CAPT  USN,  USS  Theodore  Roosevelt  _ 

Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt;  CAPT 

USN,  USS  Theodore  Roosevelt;  ]  CAPT  USN,  CSSG9; 

ID)  fPt  I  CAPT  USN,  CV^^^AG^)^  |  CAPT  USN,  CVW-11 


DCAG;(b)  (6) 


^  CAPT  USN,  USS  Theodore  Roosevelt;  (b)  (B) 

CAPT  USN,  COMDESRON23;  CAPT  BKH  CO^  (6) 

XO';  LCDR  USN,  USS  THEODORE  ROOSEVELT^b)  (6) 

CMC  USN,  USS  Theodore  Roosevelhjpn5r"~^B  MCPO  USN  CVW-11  (USA)'; 
CMC  USN,  CCSG9;  [B)^(6)  fCDR  USN,  USS  Theodore 


Roosevelt; 

HMl  USN,  CCSG  9 

Subject:  RE:  COVID-19  update  25  March 


CDR  USN,  USS  Theodore  Roosevelt; 


Mid-day  testing  results 


SMO  -  thanks  for  the  update. 

Need  rank,  age  and  rate  of  #4  as  well  as  other  demographics. 


If  I  read  this  right  you  have  done  3  of  the  batch  test.  Is  that  out  of  9  so 
still  30  folks  to  go? 


V/r, 

Studa 


Erom: 


Original  Message - 

CAPT  USN,  USS  Theodore  Roosevelt 


,6 )  @  c vn7 1 .  navy  mil> 


Sent:  Wednesday,  March  25,  2020  2:20  PM 
To:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 


@ccsg9.navy  mil> 


;lt  <(1 


@cvn71.navy  mil>; 
Roosevelt  ■  <|bM^ 


@cvn71.navy  mil>;p)  (u) 

(6)  I@ccsg9.navy  mil:^b)  (6) 

@cvwll  navy.mil>;  1^(6) 


CAPT  USN,  USS  Theodore 
CAPT  USN, 


CSSG9  _ 

CVW-11  CAG^)  (6) 

CVW-11  DCAG  4b)  (6) 

USS  Theodore  Roosevelt  ^b)  (6) 
CAPT  USN,  COMDESRON23  <j(b)  (6) 
CAPT  BKH  CO  < 


@cvwll.navy  mil>;p)  (6) 


CAPT  USN, 

CAPT  USN, 
CAPT  USN, 


]@cvn71  navy.mil^(b)  (6) 
^^^^|@cvn71.navy  mil>;  (b)  (6) 
CDR 


@cg52  navy.mil>; 


@cg52.navy  mil>;  CDR  -  BKH  XO' 

LCDR  USN,  USS  THEODORE 


H-3-103 


ROOSEVELT  <|Ejrg9  ~~|@cvn71  navy.mil>; 
Theodore  Roosevelt  <|(b)  (6) 


1(b)  (6) 


USN  CVW-1 1  (USA)'  ^ ^ 

@ccsg9  navy.mil>;  pm 

@cvn71  navy.mil>;  jb)  (I 


_ ^@cvn71.navy  mil>;  (b)  (6) 

|@navy  niil>; 


CMC  USN,  USS 
MCPO 


CMC  USN,  CCSG9 


CDR  USN,  USS  Theodore 


Roosevelt 

Theodore  Roosevelt  <(c5 
CCSG  9  4^})  (B)  J@ccsg9  navy.niil> 

Subject:  COVID-19  update  25  March  -  Mid-day  testing  results 


@cvn7 1  navy  mil>;(b) 


]^DR  USN,  USS 


HMl  USN, 


Admiral, 

Testing  update  (8  total  so  far): 

3  positive  from  Monday/Tuesday  (VEA-154,  HSM-75,  Rx) 

4  positive  today  from  three  of  the  batch  tests  from  last  night,  one 
(VEA-154)  with  ILI  symptoms/fever.  Awaiting  demographics  on  the  other  3. 

1  additional  positive  today,  came  down  with  fever/chills. 

Currently  testing  the  additional  batch  tests  from  last  night  to  get  accurate 
numbers/demographic  info. 

Sending  4  (3  from  Mon/Tues  and  the  VEA-154  sailor  from  today)  to  Guam  today 
via  helo  direct  to  the  hospital.  Hospital  is  tracking  and  standing  by  to 
receive.  Anticipate  sending  the  next  4  tomorrow,  and  likely  more  based  on 
the  rest  of  today's  results. 

Collecting  info  to  have  an  idea  of  scope  of  "close  contacts"  from  the  newest 
positives. 

v/r. 


SMO 


- Original  Message - 

Erom:  Baker,  Stuart  P  ROME  USN,  CCSG-9 
Sent:  Wednesday,  March  25,  2020  10:31  AM 
To:  CAPT  USN,  USS  Theodore  Roosevelt 

Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt; 
USN,  USS  Theodore  Roosevelt; 


CAPT  USN,  CVW-11  CAG;I 


CAPT 

CAPT  USN,  CSSG9; 

CAPT  USN,  CVW-11 

b)l 


DCAG;  (b)  (6)  CAPT  USN,  USS  Theodore  Roosevelt; 

CAPT  USN,  COMDESRON23;  CAPT  BKH  COi]^)  (6) 

XO';  LCDR  USN,  USS  THEODORE  ROOSEVELT^b)  (6) 

CMC  USN,  USS  Theodore  Roosevelt; 

HMl  USN,  CCSG  9 

Subject:  RE:  COVID-19  update  25  March  -  Eirst  testing  results 


CDR - BKH 


m  MCPO  USN  CVW-11  (USA)'; 


CDR  USN,  USS  Theodore 
CDR  USN,  USS  Theodore  Roosevelt;  p)  (B) 


SMO  -  good  update,  thanks.  We'll  discuss  more  at  1100. 

V/r, 

Studa 


Prom: 


Original  Message - 

CAPT  USN,  USS  Theodore  Roosevelt 


@cvn71.navy  mil> 


H-3-103 


Sent:  Wednesday,  March  25,  2020  1:11  AM 

To:  Baker,  Stuart  P  RDML  USN,  CCSG-9  <sJ|^j^J@ccsg9.navy  mil> 

Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 

<|j31  @cvn71.navy  mil>;  P)P)  I  CAPT  USN,  USS  Theodore 

Roosevei^l  bJIB)  [@cvn71.navymil>;Jb)  (Q  I  CAPT  USN, 

CSSG9  <^B)  (6)  ^  @ccsg9.navy  mil:^b)  (6)  ]  CAPT  USN, 

CVW-11  CAG  <s[b)  (6)  ^[^vwll  navy.mil>;(b)  (6)  |^CAPT  USN, 

CVW-11  DCAG  4b)  (6)  l@cvwll.navy  mil^b)  (6)  ^  CAPT  USN, 


USS  Theodore  Roosevelt  ^b)  (6) 
CAPT  USN,  COMDESRON23  4b)  (6) 
CAPT  BKH  CO  <i 


]@cvn71  navy.mii^(b)  (6) 


I@cvn71.navy  mil>;  (b)  (6) 
CDR 


J  @cg52.navy  niil>;  CDR  -  BKH  XO 

|@cg52  navv.md>:  LCDR  USN,  USS  THEODORE 

ROOSEVELT 


Theodore  Roosevelt  4b)  (6) 


I  n@ccsg9  navy . mil> ;  PJCT  [CDR  USN,  I 

;lt<|[bM^  |@cvn71  navy.mil>;tb)  (B}  |CI 

re  Roosevelt  <(l  W  I  @cvn7 1  navy  niil>;(b)  CT 


]@cvn71  navy.niil>; 

^^^@cvn71.navy  mil>;  |(b)  (6) 
USN  CVW-1 1  (USA)'  4b)  (6)  [@Mvy  mil>;  |p)  (B)  ' 

■»t°>  ~|@ccsg9  navy . mil> ;  MM 

Roosevelt 
Theodore 
CCSG9 


CMC  USN,  USS 
MCPO 


CMC  USN,  CCSG9 


CDR  USN,  USS  Theodore 
CDR  USN,  USS 

HMl  USN, 


@ccsg9  navy.mil> 

Subject:  COVID-19  update  25  March  -  Eirst  testing  results 


Admiral, 


Batch  testing  of  the  close  contacts  for  the  HSM-75  and  VEA-154  sailors 
completed.  192  close  contacts  tested  in  groups  of  5,  with  9  positive  group 
tests  meaning  1-5  people  per  group  test  were  positive  =  9-45/192  positive  = 
4.7-23.4%  incidence.  Sending  the  testing  team  to  bed.  Will  get  the 
individual  results  tomorrow  and  work  to  get  them  off  the  ship.  Will  test 
the  5  reactor  sailors  (individual  tests)  in  the  first  batch  in  the  morning 
and  then  start  the  batch  Reactor  close  contact  testing  (approx..  200). 

v/r. 


SMO 


- Original  Message - 

Erom:  CAPT  USN,  USS  Theodore  Roosevelt 

Sent:  Tuesday,  March  24,  2020  4:40  PM 
To:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt; 
USN,  USS  Theodore  Roosevelt; 


DCAG;(b)  (6) 

Mil  ■ 


CAPT 


CAPT  USN,  CVW-11  CAG;lb) 


CAPT  USN,  CSSG9; 

CAPT  USN,  CVW-11 


CDR - BKH 


CAPT  USN,  USS  Theodore  Roosevelt;  (b) 

CAPT  USN,  COMDESRON23;  CAPT  BKH  COHIb)  (6) 

XO'; 


LCDR  USN,  USS  THEODORE  ROOSEVELT^b)  (6)  | 

CMC  USN,  USS  Theodore  RoosevebJERCTTB  MCPO  USN  CVW-11  (USA)'; 
CMC  USN,  CC.SC,9:rBn6)  Icf^  USN,  USS  Theodore 

Roosevelt;  |b) 


CDR  USN,  USS  Theodore  Roosevelt; 


HMl  USN,  CCSG  9;  DH_71 

Subject:  RE:  COVID-19  update  24  March 


Admiral, 


Copy  all  and  during  the  meeting  the  AMA  declined  to  accept  the  tests  for  the 
concerns  you  raised  about  a  live  vims.  We're  still  getting  supplies  from 
them  and  2  prev  med  staff  from  NEPMU. 


W- 


H-3-103 


Second  update  while  in  the  meeting:  E4  from  Reactor  (RP  div)  tested 
positive.  He  presented  with  one  day  of  symptoms  at  sick  call  this  morning  - 
temp  of  101.4,  body  aches,  sore  throat.  Currently  working  to  get 
names/numbers  of  this  next  large  batch  of  close  contacts.  The  potential 
operational  impacts  of  quarantining  this  large  group  is  obviously 
significant.  CO/XO/RO  are  aware. 

To  that  end,  as  you  pointed  out,  this  will  become  a  testing  problem  very 
quickly  and  we're  back  to  batch  testing  in  groups  of  five.  While  that  will 
speed  up  testing  some,  with  a  small  lab  team  that  does  the  testing,  there 
will  be  some  delays  as  we  have  to  let  the  lab  team  sleep  at  some  point  and 
they  have  been  up  since  2200  last  night. 

v/r, 

SMO 


- Original  Message - 

From:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Sent:  Tuesday,  March  24,  2020  2:55  PM 
To:  CAPT  USN,  USS  Theodore  Roosevelt 

Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt; 
USN,  USS  Theodore  Roosevelt; 


ICAPT 


CAPT  USN,  CSSG9; 


CAPT  USN,  CVW-11  CAG;Ib)j 


DCAG;  (b)(6)  |  CAPT  USN,  USS  Theodore  Roosevelt;  (b) 


]^APT  USN,  CVW-11 


CAPT  USN,  COMDESRON23;  CAPT  BKH  COi]^)  (6) 

XO';  LCDR  USN,  USS  THEODORE  ROOSEVELT^b)  (6)^ 

CMC  USN,  USS  Theodore  Roosevdt;  MCPO  USN  CVW-11  (USA)'; 

_  CMC  USN,  CCSG9;  [Bl(6)  ICDR  USN,  USS  Theodore 

Roosevelt;  CDR  USN,  USS  Theodore  Roosevelt;  | 

HMl  USN,  CCSG  9;  DH_71 
Subject:  RE:  COVID-19  update  24  March 


SMO  -  copy.  Don't  think  we  should  send  to  AMA.  We'll  discuss  at  1500. 


V/r, 

Studa 


From: 


Original  Message - 

CAPT  USN,  USS  Theodore  Roosevelt 


@cvn71.navy  mil> 


Sent:  Tuesday,  March  24,  2020  2:31  PM 
To:  Baker,  Stuart  P  RDML  USN,  CCSG-9 
Cc:  Crozier,  Brett  E  CAPT  USN,  USS  Theodore  Roosevelt 


@ccsg9.navy  mil> 


@cvn71.navy  mil>; 


(6) 


Roosevelt 
CSSG9 

CVW-ll'CAG<|b)  (6) 

CVW-11  DCAG  ^b)  (6) 

USS  Theodore  Roosevelt  <J(b)  (6) 
CAPT  USN,  COMDESRON23  <i(b)  (6) 
CAPT  BKH  CO 


CAPT  USN,  USS  Theodore 
CAPT  USN, 


@cvn71.navy  mil> 

@ccsg9.navy  mil:^b)  (6) 

@cvwll  navy.mil>;  lb)  (6) 
@cvwll.navy  mil>;(b)  (6) 


CAPT  USN, 

CAPT  USN, 
CAPT  USN, 


]@cvn71  navy.mii^(b)  (6) 


j2^@cvn71.navy  mil>;  (b)  (6) 
@cg52.navy  mil>;  CDR  -  BKH  XO' 


_ @cg52  navy.mil>; _ 

ROOSEVELT  <(LJJ  (U)  |  @cvn71  navy.mil>; 

Theodore  Roosevelt  <|(b)  (6)  ~^@cvn71.navy  mil>;  |(b)  (6) 


LCDR  USN,  USS  THEODORE 

CMC  USN,  USS 


USN  CVW-1 1  (USA)^(b)  (6)  f@jjavy  mil>; 


MCPO 


CMC  USN,  CCSG9 


H-3-103 


@ccsg9  navy.mil>;  tD)CT 

@cvn71  navy.mil>;  (b)  (' 


CDR  USN,  USS  Theodore 


Subject:  COVID-19  update  24  March 


CDR  USN,  USS 

HMl  USN, 


@cvn71  navy  mil>1b) 

@ccsg9  navy.mil>;  DH_71  <j[Bj  (6)  @cvn71.navy  niil> 


Admiral, 


Update  on  current  events. 

1.  Planning  to  MEDEVAC  the  two  COVID  positive  patients,  plus  one 
non-medical  attendant,  tomorrow  -  pending  Governor  of  Guam  approval.  That 
issue  is  currently  being  worked  by  Ops. 

2.  Berthing  and  work  centers  plus  a  few  other  named  individuals  (named  by 
the  patients)  yielded  201  close  contacts.  That  number  will  likely  rise. 

Based  on  recommendations  from  the  medical  chain  of  command  and  theater  Prev 
Med  specialists  we  are  testing  all  of  them  individually.  Half  of  the  tests 
will  be  sent  to  the  America  on  a  helo  this  afternoon  (1700)  to  load  share 
and  increase  throughput.  Anticipate  it  will  take  close  to  24  hours  for  all 
results  to  be  finalized. 


3.  A  Preventive  Medicine  Officer  and  Prev  Med  Tech  will  be  joining  us  from 
the  America  for  an  undetermined  period  of  time.  They  will  be  able  to  assist 
in  contact  tracing,  quarantine,  etc. 

4.  Requesting  that  all  departments,  squadrons,  and  units  resume  daily 
verbal  screening  of  their  sailors.  Specifically,  asking  for  flu-like 
symptoms:  fever,  chills,  cough,  sore  throat,  shortness  of  breath  and  body 
aches.  This  needs  to  continue  for  14  days  (last  day  7  April).  If  anyone 
answers  ''yes''  to  these  questions,  they  need  to  be  evaluated  by  Medical. 
Routine  evaluation  of  these  individuals  will  occur  daily  from  0730-0930  and 
1930-2130.  Obviously,  if  someone  feels  that  they  can't  wait  until  those 
times,  we  can  evaluate  them  at  any  time. 

5.  Bleachapalooza  is  now  twice  a  day  -  0730  and  2000. 

Standing  by  for  questions. 

v/r, 

SMO 


H-3-103 


I  LAST  NAME  |  FIRST  NAME  | 

RATE/RANK 

COMMAND 

GENDER  1  AGE  |  DODID 

fb)(6) 

EM3 

CVN  71 

[BTiB) 

LS2 

CVN  71 

CDR 

CVN  71 

ETNCS 

CVN  71 

AT2 

VFA-154 

AT2 

VFA-154 

AES 

VFA-154 

H-3-103 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Cc: 

Subject: 

Attachments: 


LCDR  USN,  USS  THEODORE  ROOSEVELT  <Jp)W 
Tuesday,  March  31.  2020  2:24  AM 
LCDR  USN  JRM 


@cvn71. navy.mil  > 


LTJG  USN,  USS  Theodore  Roosevelt; 


RE:  IMMEDIATE  AWARENESS  >>  Fwd:  400  Rooms  checking  in  ASAP 
Hotel  Room  inquires  (8.69  KB) 


CIV  USN  JRM 


Big  XO  just  sent  out  the  attached  email  to  leadership  onboard  notifying  them  of  the  ramifications  for  those  that  are 
trying  to  determine  space  availability  off  base. 


Very  respectfully. 


LCDR|)J^m 
Public  Affairs  Officer 
Carrier  Strike  Group  NINE 
USS  Theodore  Roosevelt  (CVN  71) 
Office  :P))  I 
Cell:JW(6) 


^ooseve 

w 


@cvn71.navy.(smil).mil 


JDi^J^  r 

Hydr^^)  | 


- Original  Message - 

From:  |[b)(8)  ~^^[@fe.navy.mil  [mailtojP) 
Sent:  Tuesday,  March  31,  2020  3:49  PM 


@fe. navy.mil] 


To: 

Cc: 


pm 

p)  (6) 


LCDR  USN,  USS  THEODORE  ROOSEVELT 
LTJG  USN,  USS  Theodore  Roosevelt; 


I  (S)fe. navy.mil 


Subject:  FW:  IMMEDIATE  AWARENESS  »  Fwd:  400  Rooms  checking  in  ASAP 
Importance:  High 


FYSA  below. 


V/R, 


Very  Respectfully, 


LCDR 


USN 


Public  Affairs  Officer 

Joint  Region  Marianas 

N I P  R :  @f  e .  n  a  vy .  m  i  I 


1 

H-3-104 


Office 


- Original  Message 

From: 


CAPT  USNJRM 


Sent:  Tuesday,  March  31,  2020  3:39  PM 

CAPT  USN,  C7F 


To: 


CAPT  USN,  CSSG9 


Cc:  p) 


@lccl9.navy.mil>; 


CAPT  USN  C7F 


(B)(6) 

@fe.navy.mil>;  p)  W) 

CAPT  USN  NBG^)  W 

@fe.navy.mil>;p)  (0} 

@ccsg9.navy.mil> 

LCDR  USNJRM 


@fe.navy.mil> 


Subject:  IMMEDIATE  AWARENESS  »  Fwd:  400  Rooms  checking  in  ASAP 
Importance:  Fligh 


Teammates, 

This  just  came  in  via  the  Guam  Hotel  and  Restaurant  Associate. 

Apparently  someone  is  making  calls  to  Marriott  Sales  Team  in  San  Diego  about  reserving  400  rooms  ASAP  in  Guam  for 
TR. 


I  don't  know  the  point  of  origin,  but  please  see  the  below  thread. 


We  are  pulling  strings  now  to  get  to  the  source. 


BTW,p)(W 


the  President  of  GHRA  has  been  very  vocal  in  the  press  recently  about  DoD  so  I  would  not  be 


surprised  if  this  made  local  media. 


Very  Respectfully, 


CAPTp)^ 


USN 


Chief  of  Staff 
Joint  Region  Marianas 


@fe.navy.mil 

@fe. navy.smil.mil  (please  send  alert  via  NIPR  to  ensure  prompt  response) 


Work: 

Cell: 


(6)  I 

Email  [NIPR^fb)  (6) 
Email  (SIPR):|b)  (6) 


"FOR  OFFICIAL  USE  ONLY  -  PRIVACY  SENSITIVE:  ANY  MISUSE  OR  UNAUTHORIZED  DISCLOSURE  MAY  RESULT  IN  BOTH 
CIVIL  AND  CRIMINAL  PENALTIES" 


From: 


[mailtoi 


@ghra.org] 


Sent:  Tuesday,  March  31,  2020  2:35  PM 


To:JD)CT_^ 


|@gmaiLcom>; 


Subject:  [Non-DoD  Source]  Fwd:  400  Rooms  checking  in  ASAP 


CIV  USNJRM 


@fe.navy.mil> 


FYI  -  seeking  guidance  from  the  Governor's  Chief  of  Staff  and  Legal  Counsel 


2 

H-3-104 


Best  regards, 


Begin  forwarded  message: 


From:  m@ghra.org> 

Date:  March  31,  2020  at  2:31:51  PM  ChST 
To:  Gov  legal  Counsel 

Subject:  Fwd:  400  Rooms  checking  in  ASAP 


l@guam.gov>. 


@guam.gov> 


and^P, 


Please  see  this  request  from  Marriott  corporate  regarding  the  USS  Roosevelt.  Need  to  discuss  as  soon  as  possible. 


Best  regards. 


Begin  forwarded  message: 


From: 

Date:  March  31,  2020  at  2:24:50  PM  ChST 


To: 


GHRA 


@ghra.org)" 


@westinguam.com> 
@ghra.org> 


Subject:  FW:  400  Rooms  checking  in  ASAP 


m 


Please  find  email  from  Marriott  sales  team  in  San  Diego. 


I  just  let  her  know  that  hotel  is  available  but,  they  cannot  come  straight  to  our  hotel  without  negative  COVID-19 
certificate.  Due  to  Gov  Guam's  executive  order. 


3 

H-3-104 


Please  let  me  know  if  there  anything  updated. 


Best  regards, 


Director  of  Sales  and  Marketing 
THE  WESTIN  RESORT  GUAM 


105  Gun  Beach  Road 
Turnon,  GU  96913 
United  States  of  America 
marriott.com/gumwi 


T 


F  pJCT 


M 


FACEBOOK  <https://www.facebook.com/westinresortguam/>  |  TWITTER  <https://twitter.com/WestinGuam> 
INSTAGRAM  <https://www.instagram.com/westinguam/> 


TripAdvisor  Certificate  of  Excellence  -  Prego  2018  &  2017,  Taste  2018 

Winner  of  Stars  &  Stripes  Best  of  Pacific  -  Taste  2018,  2017,  2016  Best  Sunday  Brunch,  Taste  2016  Best  Family 
Restaurant  and  2016  Best  Hotel 

Winner  of  Pika's  Best  of  Guam  -  Taste  2018,  2017,  2016,  2015  &  2014  Best  Buffet  and  Best  Sunday  Brunch, 
Taste  2018  Best  Breakfast,  Best  Family  Restaurant  and  Best  Seafood  Restaurant,  Taste  2017  Best  Fine  Dining  and  2016 
Best  Hotel 

Winner  of  World  Travel  Awards  -  2017  &  2016  Guam's  Leading  Hotel  Suite  and  2017  Guam's  Leading  Resort 


From:^(B) 


@marriott.com> 


Sent:  Monday,  March  30,  2020  1:44  PM 
To: 


pjCT 

@westinguam.com> 

fb)  (6) 

LCDR  USN,  USS  THEODORE  ROOSEVELT  <p)  P) 

@cvn71.navy.mil> 


Subject:  400  Rooms  checking  in  ASAP 


Good  Evening, 


I  hope  all  is  well. 


4 

H-3-104 


The  aircraft  carrier,  USS  CVN  71,  is  looking  to  book  400  rooms  checking  in  ASAP.  I  have  sent  over  the 
information  in  CI/TY.  Please  reference  opportunitytip)  P?  .  They  are  looking  for  5000  rooms  though  I 

understand  you  have  400  at  your  property  and  the  Sheraton  has  closed  its  doors  temporarily. 


I  have  copied  the  main  contact  so  that  you  can  communicate  on  availability  and  rate.  We  are  looking  to  book 
under  the  per  diem  rate  if  possible.  This  can  certainly  be  ROH  as  well  and  all  rooms  will  be  individual  pay. 


Thank  you  and  we  look  forward  to  working  with  you. 


Travel  Brilliantly, 


Sales  Executive  I  SW  Area  Sales  -  San  Diego 
Direct:  p)(Pi)  I 


@marriott.com 


<mailtoP)  (Oj) 


@marriott.com> 


5 

H-3-104 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Cc: 


Subject: 
Signed  By: 


CAPT  USN,  USS  Theodore  Roosevelt  <^J^^^^J@cvn71.navy.mil> 


Tuesday,  March  31,  2020  2:02  AM 
DH  71:  DLCPOs:  CVW-11  CO's;  CVW-II  XO's-CVW-11  CMC's 


(B)TCr 

Roosevelt; 

^)W 

CdMbESRON23;[2 


USS  Theodore  Roosevelt; 
Hotel  Room  inquires 
I  (5)  navy,  mi  I 


CAPT  USN.  CSSG9: 

CAPT  CVWTTCAGi'^J  < 
CAPT  USN,  CVW-11  DCAG;p) 

CMC  USN.  ccsGoyf^ 


CMDCM  USN,  CVW-1 1 


CAPT  USN.  USS  Theodore 
CAPT  CDS23  DCRE; 
CAPT  USN, 
CMC  USN, 


All, 

We  have  received  reports  that  someone  is  making  anonymous  calls  regarding 
hotel  availability  in  Guam.  The  reports  indicate  the  individual  is 
requesting  very  large  blocks  of  rooms. 

Please  pass  along  that  this  effort  is  very  counterproductive.  Local  Guam 
political  leaders  are  under  tremendous  pressure  from  their  constituents  to 
contain  our  problem  to  the  base.  These  reports  will  likely  make  the  local 
press  and  increase  the  anxiety  of  the  local  population.  There  is  very 
little  local  support  for  moving  us  into  hotels  on  the  island. 

"Off  the  reservation"  efforts  like  this  make  an  unlikely  course  of  action 
even  more  unlikely.  Please  ask  your  people  (and  their  families)  to  politely 
knock  it  off. 


V/R 


USN 


CAPT  I 
Executive  Officer 

USS  THEODORE  ROOSEVELT  (CVN  71) 
In  Port: 

fb)  (6) 


1 

H-3-104 


LCDR  USN  NAVCIVLAWSUPPACT  DC  (USA) 


From: 

Sent: 

To: 

Subject: 
Signed  By: 


CAPT  USN,  USS  Theodore  Roosevelt 


Tuesd^y^March  31,  2020  2:18  AM 
@fe.  navy .  m  i  I 
RE:  Hotel  Room  inquires 
l@navy.mil 


Copy.  FYI  -  the  natives  are  getting  restless.  Stand  by  for  congressionals. 


-Original  Message- 


From: 


@fe. navy.mil  [mailtoj 


@fe. navy.mil] 


Sent:  Tuesday,  March  31,  2020  4:16  PM 


CAPT  USN,  USS  Theodore  Roosevelt 
CAPT  USN,  CSSG9 


Subject:  RE:  Hotel  Room  inquires 


Thanks  brothers! 


Very  Respectfully, 


CAPT 


USN 


Chief  of  Staff 
Joint  Region  Marianas 


Work: 


¥ 


Cell:p)(6) 

Email  (NIPR):)^)  (6) 


Email  (SIPR):  b)  (6) 


I 


I@fe.navy.mil 

j@fe.navy.smil.mil  (please  send  alert  via  NIPR  to 


ensure  prompt  response) 


"FOR  OFFICIAL  USE  ONLY  -  PRIVACY  SENSITIVE:  ANY  MISUSE  OR  UNAUTHORIZED 
DISCLOSURE  MAY  RESULT  IN  BOTH  CIVIL  AND  CRIMINAL  PENALTIES" 


- Original  Message- — 

From: ^151  CAPT  USN,  USS  Theodore  Roosevelt 

[mailt^b)  (6) _ P^@  cvn71.navy.mil] 

Sent:  Tuesday,  March  31,  2020  4:09  PM 


pm 

CAPT  USN  JRM  <j®yW) 

@fe.navy.mil> 

tb)(6) 

CAPT  USN,  CSSG9  W 

Subject:  FW:  Hotel  Room  inquires 


@ccsg9.navy.mil> 


I  have  done  what  I  can...  (Sent  to  HODS,  DLCPOs  and  CVW-11  Tirads) 


1 

H-3-105 


- Original  Message - 

From:  APT  USN,  USS  Theodore  Roosevelt 

Sent:  Tuesday,  March  31,  2020  4:02  PM 
Subject:  Hotel  Room  inquires 

All, 

We  have  received  reports  that  someone  is  making  anonymous  calls  regarding 
hotel  availability  in  Guam.  The  reports  indicate  the  individual  is 
requesting  very  large  blocks  of  rooms. 

Please  pass  along  that  this  effort  is  very  counterproductive.  Local  Guam 
political  leaders  are  under  tremendous  pressure  from  their  constituents  to 
contain  our  problem  to  the  base.  These  reports  will  likely  make  the  local 
press  and  increase  the  anxiety  of  the  local  population.  There  is  very 
little  local  support  for  moving  us  into  hotels  on  the  island. 

"Off  the  reservation"  efforts  like  this  make  an  unlikely  course  of  action 
even  more  unlikely.  Please  ask  your  people  (and  their  families)  to  politely 
knock  it  off. 


V/R 

CAP!  MW 


USN 


Executive  Officer 

USS  THEODORE  ROOSEVELT  (CVN  71) 
In  Port: 


2 

H-3-105 


5/7/2020 


UPDATED:  USS  Thecxiore  RooseveK  Quarantines  Sailors  on  Guam  as  Coronavims  Outbreak  Spreads  -  USNl  News 


"."sameAs":!]}]} 

O  USNl  News  =  w  q 

NEWS  MENU  SEARCH 


Home  »  Aviation  »  UPDATED:  USS  Theodore  Roosevelt  Quarantines  Sailors  on  Guam  as  Coronavims  Outbreak 
Spreads 


UPDATED:  USS  Theodore  Roosevelt 
Quarantines  Sailors  on  Guam  as  Coronavirus 
Outbreak  Spreads 


By:  Megan  Eckstein 

March  26,  2020  11:29  AM  •  Updated:  March  26,  2020  4:00  PM 


Hospital  Corpsman  2nd  Class  Maria  F.  Potts-Szoke,  assigned  to  Naval  Medical  Research  Center,  prepares  a 
sample  for  investigational  analysis  in  Naval  Medical  Research  Center’s  mobile  laboratory  aboard  the  aircraft 
carrier  USS  Theodore  Roosevelt  (CVN-71)  on  March  19,  2020.  US  Navy  Photo 


H-3-106 

https://news.usni.org/2020/03/26/coronavinjs-outbreak-sidelines-aircraft-carrier-uss-theodore-roosevelt 


1/6 


5/7/2020 


UPDATED:  USS  Theodore  Roosevelt  Quarantines  Sailors  on  Guam  as  Coronavirus  Outbreak  Spreads  -  USNI  News 


This  post  has  been  updated  to  include  statements  from  Chief  of  Naval  Operations  Adm.  Mike  Gilday 
and  from  U.  S.  Pacific  Fleet. 

THE  PENTAGON  -  A  Navy  aircraft  carrier  in  the  Pacific  has  pulled  into  Guam  to  deal  with  a  growing 
outbreak  of  COVID-19,  with  the  ship  planning  on  testing  the  entire  crew  of  about  5,000  and 
quarantining  personnel  as  needed  at  Navy  medical  facilities  on  the  island. 

USS  Theodore  Roosevelt  (CVN-71)  had  been  operating  in  the  Philippine  Sea  when  three  sailors  had 
to  be  flown  off  the  ship  to  a  Defense  Department  facility  in  Guam  after  testing  positive  for  COVID-19, 
Acting  Secretary  of  the  Navy  Thomas  Modly  told  reporters  on  Tuesday. 

Today,  Modly  said  in  a  Pentagon  press  briefing  that  five  more  sailors  had  since  tested  positive  and 
were  being  flown  off  the  ship,  and  that  the  ship  and  its  crew  of  5,000  were  heading  to  Guam  to  figure 
out  the  next  steps. 

“We  found  several  more  cases  onboard  the  ship.  We  are  in  the  process  now  of  testing  100  percent  of 
the  crew  of  that  ship  to  ensure  that  we  are  able  to  contain  whatever  spread  might  have  occurred 
there  on  the  ship.  But  I  also  want  to  emphasize  that  the  ship  is  operationally  capable  to  do  its  mission 
if  required  to  do  so,”  he  said. 

“The  ship  is  pulling  into  Guam;  it  will  be  pierside,  no  one  on  the  crew  will  be  allowed  to  leave 
anywhere  into  Guam  other  than  on  pierside.  And  we  are  already  starting  the  process  of  testing  100 
percent  of  the  crew  to  ensure  that  we’ve  got  that  contained.” 

U.S.  Pacific  Fleet  spokesman  Cmdr.  Myers  Vasquez  told  USNI  News  that  Theodore  Roosevelt  had 
already  planned  to  make  a  port  call  in  Guam  ahead  of  the  outbreak.  He  could  not  say  if  the  visit  to 
Guam  would  last  longer  than  planned  due  to  the  COVID-19  testing  and  quarantining  effort. 

After  Modly’s  press  briefing,  other  news  outlets  began  reporting  the  number  of  infected  sailors  was 
actually  around  two  dozen  sailors.  Vasquez  would  not  comment  on  the  current  number  of  TR  sailors 
determined  to  have  the  virus. 

“The  sailors  who  have  been  flown  off  the  ship  are  currently  doing  fine.  None  of  them  have  been 
required  to  be  hospitalized  because  their  symptoms  are  very  mild  -  aches  and  pains  and  those  types 
of  things,  sore  throats,  but  nothing  that  requires  hospitalization.  They  are  in  quarantine  now  on 
Guam,”  Modly  said  during  the  briefing. 


H-3-106 

https://news.usni.org/2020/03/26/coronavirus-outbreak-sidelines-aircraft-carrier-uss-theodore-roosevelt 


2/6 


5/7/2020 


UPDATED:  USS  Theodore  Roosevelt  Quarantines  Sailors  on  Guam  as  Coronavirus  Outbreak  Spreads  -  USNI  News 


Chief  of  Naval  Operations  Ad m.  Mike  Gilday  said  in  a  statement  later  in  the  day  that  “as  testing 
continues,  additional  positive  cases  of  COVID-19  have  been  discovered  aboard  USS  Theodore 
Roosevelt.  We  are  taking  this  threat  very  seriously  and  are  working  quickly  to  identify  and  isolate 
positive  cases  while  preventing  further  spread  of  the  virus  aboard  the  ship.  No  sailors  have  been 
hospitalized  or  are  seriously  ill.” 

“Our  medical  team  aboard  USS  Theodore  Roosevelt  is  performing  testing  for  the  crew  consistent  with 
CDC  guidelines,  and  we  are  working  to  increase  the  rate  attesting  as  much  as  possible.  Immediate 
priority  will  be  symptomatic  sailors,  those  in  close  contact  with  sailors  who  have  tested  positive 
already,  and  essential  watch  standers.  We  are  isolating  those  who  test  positive.  Testing  will  continue 
as  necessary  to  ensure  the  health  of  the  entire  ship’s  crew.  In  addition,  the  medical  staff  will  continue 
to  actively  monitor  the  health  of  the  crew.  Deep  cleaning  of  the  ship’s  spaces  is  also  ongoing,” 
Gilday’s  statement  continues. 

“USS  Theodore  Roosevelt  is  in  Guam  on  a  previously-scheduled  port  visit.  The  resources  at  our 
naval  medical  facilities  in  Guam  will  allow  us  to  more  effectively  test,  isolate,  and  if  necessary  treat 
sailors.  We  expect  additional  positive  tests,  and  those  sailors  who  test  positive  will  be  transported  to 
the  U.S.  Naval  Hospital  Guam  for  further  evaluation  and  treatment  as  necessary.  During  the  port  visit, 
base  access  will  be  limited  to  the  pier  for  Roosevelts  Sailors.  No  base  or  regional  personnel  will 
access  the  pier.” 

‘We’re  taking  this  day  by  day.  Our  top  two  priorities  are  taking  care  of  our  people  and  maintaining 
mission  readiness.  Both  of  those  go  hand  in  glove,”  the  CNO  continued. 

“We  are  confident  that  our  aggressive  response  will  keep  USS  Theodore  Roosevelt  able  to  respond 
to  any  crisis  in  the  region.” 


H-3-106 

https://news.usni.org/2020/03/26/coronavirus-outbreak-sidelines-aircraft-carrier-uss-theodore-roosevelt 


5/7/2020 


UPDATED:  USS  Theodore  Roosevelt  Quarantines  Sailors  on  Guam  as  Coronavirus  Outbreak  Spreads  -  USNI  News 


USS  Theodore  Roosevelt  (CVN-71)  arrives  in  Da  Nang,  Vietnam  on  March  5,  2020.  US  Navy  Photo 


The  Navy’s  aircraft  carriers  and  some  other  larger  ships  have  medical  capabilities  sophisticated 
enough  to  process  tests  aboard,  though  the  daily  throughput  of  these  labs  is  limited.  Modly  called  the 
capacity  the  “limiting  factor”  for  testing  and  said  “we  are  looking  at  ways  now  to  not  only  maximize 
that  capacity  on  the  ship  to  test  but  also  to  send  some  of  those  swab  tests  out  to  some  of  the  other 
DoD  labs  fortesting.” 

There  are  two  different  kinds  of  tests  the  Navy  can  perform.  To  positively  diagnose  a  patient  with 
COVID-19,  a  nasal  swab  must  be  performed  and  tested,  but  the  testing  kits  have  been  available  in 
limited  quantities  for  hospitals  around  the  country  dealing  with  the  outbreak.  It  is  unclear  how  many  of 
these  COVID-1 9-specific  kits  the  Navy  has  access  to.  The  Navy  can  also  conduct  surveillance 
testing,  where  a  sample  is  tested  for  a  range  of  flu-like  viruses  to  rule  in  or  out  different  diseases;  this 
type  of  testing  can  help  medical  officers  understand  who  has  been  exposed  to  what  onboard  a  ship 
and  could  narrow  down  who  may  need  the  COVID-specific  test  kit. 

Rear  Adm.  James  Hancock,  medical  officer  of  the  Marine  Corps,  said  during  the  press  briefing  that 
the  military  was  working  with  industry  to  get  point-of-care  COVID-19  testing  capability,  but  “we’re  just 

H-3-106 

https://news.usni.org/2020/03/26/coronavirus-outbreak-sidelines-aircraft-carrier-uss-theodore-roosevelt 


4/6 


5/7/2020 


UPDATED:  USS  Theodore  Roosevelt  Quarantines  Sailors  on  Guam  as  Coronavirus  Outbreak  Spreads  -  USNI  News 


not  there  yet.  What  we  can  do  is  do  surveillance  testing,  so  we  do  it  across  the  ship  so  we  know  that.” 

Modly  said  the  testing  on  TR  would  be  a  combination  of  swab  and  surveillance  testing  to  whatever 
extent  was  available. 


“The  ship  is  going  to  be  pulling  into  Guam,  and  then  they’re  going  to  figure  out  from  there  who  needs 
to  come  off,  who  can  stay  on,  looking  at  the  level  of  symptoms  and  things  like  that,”  he  said  about  the 
next  steps  for  the  carrier. 


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Article  Keywords;  COVID  19,  Guam,  Thomas  Modly,  USS  Theodore  Roosevelt  (CVN-71) 
Categories:  Aviation,  News  &  Analysis,  U.S.  Navy 


About  Megan  Eckstein 

Megan  Eckstein  is  the  deputy  editor  for  USNI  News.  She  previously  covered  Congress  for  Defense 
Daily  and  the  U.S.  surface  navy  and  U.S.  amphibious  operations  as  an  associate  editor  for  Inside 
the  Navy. 

Follow  @maeday22 

View  all  posts  by  Megan  Eckstein  ^ 


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H-3-106 

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5/6 


5/7/2020 


UPDATED:  USS  Theodore  Roosevelt  Quarantines  Sailors  on  Guam  as  Coronavirus  Outbreak  Spreads  -  USNI  News 


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H-3-106 

https://news.usni.org/2020/03/26/coronavirus-outbreak-sidelines-aircraft-carrier-uss-theodore-roosevelt 


6/6 


From: 

To: 


LT  USN.  CVW-11:  LT  CVW-11: 

ISS  Theodore  Roos^^^^B)  (6)  [  LCDR  USN. 


Subject: 

Date: 

Attachments: 


|py7l^~~|  CAPT  USN.  USS  Theodore  Roosevelt 


MEL)  KHAfv!; 


HMCUSN.  CVW-ll: 


FW:  Situation  on  the  ground 
Sunday,  March  29,  2020  6:43:32  PM 
NAVADMIN  1)83  20.pdf 

Rocklov  et  al.odf 


Keep  this  close  hold, 
v/r, 

SMO 


-Original  Message - 


From: 


_ CAPT  USN,  USS  Tlieodore  Roosevelt 

Sent:  Monday,  March  30, 2020  8:40  AM 
To;  'Gillingliam.  Bmce  L  RADM  USN  CNO  (USA)' 

Cc:  Shaffer,  Gayle  D  RADM  USN  BUMED  FCH  VA  (USA);  | _ 

BUMED  FCH  VA  (USA);  Weber,  Timothy  Harding  (Tim)  RDML  USN  NAVMED  WEST  SAN  CA 
(USA) 

Subject;  Situation  on  the  groimd 


CAPT  USN 


Admiral. 


I  imderstand  tliis  email  is  going  to  cause  concern.  Tliat  is  the  intent.  We 
are  in  the  midst  of  a  disaster  and  not  getting  the  action  we  need. 

We  liave  gone  from  2  cases  to  53  cases  in  6  days.  We're  currently  evaluating 
another  10.  We  have  a  pregnant  patient  and  an  FnV+  patient  botli  positive  witii 
COVID-19.  We  are  seeing  cases  already  in  one  of  the  "quarantme"  spaces  in  a 
gym  on  the  base.  We  are  losing. 

"Quarantine"  measures  on  the  sliip  are  a  sham.  We  are  frgliting  and  losing  and 
wa telling  a  public  healtli  disaster  unfold  in  real  time.  Tlus  isn't  a  lessons 
learned  issue,  tlie  lesson  was  afready  learned  on  the  Diamond  Piincess.  From 
die  attached  study;  "Tlie  cniise  sliip  conditions  clearly  amplified  an  already 
highly  transmissible  disease.  Tlie  public  health  measiues  prevented  more  tlian 
2000  additional  cases  compared  to  no  inteiv'entions.  However,  evacuating  all 
passengers  and  crew  early  on  in  the  outbreak  would  have  prevented  many  more 
passengers  and  crew'  from  infection." 

We  are  a  week  into  diis  and  significant  amoiuits  of  time/resoiu'ces/people  are 
being  used  up  to  pursue  testing  for  the  entfre  sliip.  Wliile  testing  is  nice 
and  presents  a  good  optic,  that  will  not  stop  the  transmission  of  disease  or 
"flatten  the  cuiv'e."  I  am  asking  that  all  of  that  effort  go  into  getting  at 
least  4500  people  off  die  sliip  into  tone  single  bertliing  quarantine.  We  aie 
simply  unable  to  conply  n'ith  any  of  the  requirements  from  NAVADMIN  083-20 
wliich  is  contributing  to  die  rapid  spread  of  disease.  Tlie  best  we  can  do.  and 
are  religiously,  is  cleaning  the  ship  widi  bleach  tw'ice  a  day  -  but  domg  tliat 
with  almost  the  entire  crew  (all  considered  close  contacts  at  this  point) 
isn't  solving  die  problem  of  almost  5000  people  hvmg  on  top  of  each  other 
continuing  to  spread  the  disease. 

We  must  get  the  sailors  off  tliis  sliip  mto  smgle  berth  quarantme.  Everyone 


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knows  that  is  the  answer.  That  is  not  happening.  We  are  hurting  our  most 
precious  asset. 


V/R, 

19 


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-—OFFICIAL  INFORMATION  DISPATCH  FOLLOWS- — 

RTTUZYUW  RHOIAAAOOOl  0832050-UUUU-RHSSSUU. 

ZNR  UUUUU 

R  231957Z  MAR  20  MID110000511164U 
FM  CNO  WASHINGTON  DC 
TO  NAVADMIN 
BT 

UNCLAS 

NAVADMIN  083/20 

MSGID/NAVADMIN/CNIC  WASHINGTON  DC/NOO/MAR// 

SUBJ/RESTRICTION  OF  MOVEMENT  (ROM)  GUIDANCE// 

REF/A/DOC/USD/11MAR20// 

REF/B/NAVADMIN/OPNAV/212007ZMAR20// 

REF/C/DOC/BUMED/17MAR20// 

NARR/REF  A  IS  UNDER  SECRETARY  OF  DEFENSE  MEMO,  FORCE  HEALTH  PROTECTION 

GUIDANCE  (SUPPLEMENT  4)  -  DEPARTMENTOF  DEFENSE  GUIDANCE  FOR  PERSONNEL  TRAVEL  DURING 

THE  NOVEL  CORONAVIRUS  OUTBREAK. 

REF  B  IS  NAVADMIN  080/20,  NAVY  MITIGATION  MEASURES  IN  RESPONSE  TO  CORONAVIRUS  OUTBREAK 
UPDATE  3.  REF  C  IS  BUMED  RETURN  TO  WORK  GUIDELINES  FOR  CORONAVIRUS.// 

RMKS/1.  REF  A  requires  that  personnel  returning  from  a  Center  for  Disease  Control  and  Prevention 
(CDC)  Travel  Health  Notice  (THN)  Level  3  or  Level  2  location  perform  a  14  day  restriction  of  movement 
(ROM).  During  ROM,  Service  Members  should  be  restricted  to  their  residence  or  other  appropriate 
Domicile  and  limit  close  contact  (within  6  feet  or  2  meters)  with  others.  This  NAVADMIN  clarifies  the 
definition  of  ROM,  provides  amplifying  guidance,  and  delineates  responsibilities  for  execution  of  ROM. 

2.  Definitions. 

2. a.  Restriction  of  Movement  (ROM).  General  DoD  term  referring  to  the  limitation  of  personal  liberty 
for  the  purpose  of  ensuring  health,  safety  and  welfare.  ROM  is  inclusive  of  quarantine  and  isolation. 

2.a.(l)  Quarantine.  Medical  term  referring  to  the  separation  of  personnel  from  others  as  a 
result  of  suspected  exposure  to  a  communicable  disease.  For  the  world-wide  COVID-19  epidemic,  this 
should  be  imposed  on  those  with  no  COVID-19  symptoms  who  have  either  recently  returned  from  a 
high-risk  location  (CDC  THN  Level  2  or  3),  or  have  had  close  contact  with  a  known  COVID-19  positive 
patient.  The  current  recommended  quarantine  period  is  14  days.  Per  CDC,  quarantine  generally  means 
the  separation  of  a  person  or  group  of  people  reasonably  believed  to  have  been  exposed  to  a 
communicable  disease  but  not  yet  symptomatic,  from  others  who  have  not  been  so  exposed,  to  prevent 
the  possible  spread  of  the  communicable  disease. 

2. a. (2)  Isolation.  Medical  term  referring  to  the  separation  of  personnel  from  others  due  either 
to  the  development  of  potential  COVID-19  symptoms  or  as  a  result  of  a  positive  COVID-19  test.  Per  CDC, 
isolation  means  the  separation  of  a  person  or  group  of  people  known  or  reasonably  believed  to  be 
infected  with  a  communicable  disease  and  potentially  infectious  from  those  who  are  not  infected  to 
prevent  spread  of  the  communicable  disease.  Isolation  for  public  health  purposes  may  be  voluntary  or 
compelled  by  federal,  state,  or  local  public  health  order. 

2.b.  Patient  (or  Person)  Under  Investigation  (PUI).  In  the  case  of  COVID-19,  a  PUI  is  defined  as 
an  individual  with  either  a  pending  COVID-19  test  or  for  whom  a  test  would  have  been 
ordered/conducted  had  one  been  available. 

2.C.  Self-monitoring.  Per  CDC,  self-monitoring  means  people  should  monitor  themselves  for 
fever  by  taking  their  temperatures  twice  a  day  and  remaining  alert  for  the  onset  of  a  cough  or  difficulty 
breathing.  If  an  individual  feels  feverish  or  develops  a  measured  fever,  cough,  or  difficulty  breathing 


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during  the  self-monitoring  period,  they  should  self-isolate,  limit  contact  with  others,  and  seek  advice  by 
telephone  from  a  healthcare  provider  or  their  local  health  department  to  determine  whether  further 
medical  evaluation  is  needed. 

2.d.  Close  Contact.  Per  CDC,  a  close  contact  is  defined  as: 

2.d.(l)  Being  within  approximately  6  feet  (2  meters)  of  a  COVID-19  case  for  a  prolonged] 


period  of  time;  the  current  recommended  threshold  is  10  minutes.  Close  contact  can  occur  while  caring] 
for,  living  with,  visiting,  or  sharing  a  healthcare  waiting  area  or  room  with  a  COVID-19  case,  oi 

Z.d.(2)  Having  direct  contact  with  infectious  secretions  of  a  COVID-19  case  (e.g.,  beinj 


coughed  on) 


3.  Applicability.  ROM  applies  to  all  Service  Members,  who  in  the  last  14  days  have  either  been  in: 

3. a.  An  area  with  ongoing  spread  of  COVID-19  as  defined  as  CDC  designated  Level  2  and  3 
countries  (https://  www.cdc.gov/coronavirus/2019-ncov/travelers/map-and-travelnotices.html),  or 
J.b.  Close  contact  with  a  person  known  to  have  COVID-19. 

3.C.  Per  REF  A,  it  is  strongly  recommended  that  DoD  civilian  employees,  contractor  personnel 
and  dependents  also  follow  this  guidance. 


4.  Guidance. 

4.a.  ROM  personnel  shall  be  directed  to  remain  at  home  or  in  a  comparable  setting  for  14  days 


ROM  from  the  day  of  departure  or  contact.  [For  transient  personnel  and  those  residing  in  close  quarter! 
luch  as  unaccompanied  housing  or  ships,  temporary  lodging  meeting  CDC  guidance  of  separate  sleepinj 
ind  bathroom  facilities  shall  be  arranged,  when  available 


4.b.  When  in  ROM,  personnel  shall  avoid  congregate  settings,  limit  close  contact  with  people  and  pets 
or  other  animals  to  the  greatest  extent  possible,  avoid  traveling,  self-monitor,  and  seek  immediate 
medical  care  if  symptoms  (e.g.,  cough  or  shortness  of  breath)  develop. 

4.C.  Personnel  assigned  ROM  may  exit  quarters  to  access  laundry  facilities,  outdoor  exercise,  and 
designated  smoking  areas;  and  conduct  other  routine  tasks  not  in  a  public  setting  provided  they 
maintain  social  distancing  greater  than  6  feet  from  others.  Access  to  messing  facilities,  stores,  fitness 
centers  and  other  widely  used  support  services  is  prohibited. 

4.d.  For  temporary  lodging,  normal  room  cleaning  services  will  be  suspended  during  the  ROM  period. 

4.e.  For  personnel  executing  ROM  in  private  residence,  coordinate  with  parent  command  for  the 
purchase  of  required  food/hygiene  items  or  arrange  delivery  through  other  means. 

4. f.  After  completion  of  ROM,  return  to  work  per  REF  C  and  Combatant  Commander  guidance,  if 
applicable. 

5.  Responsibilities. 

5.  a.  Parent  command  Commanding  Officer/Officer  in  Charge  shall: 

5.a.(l)  Ensure  screening  of  personnel  for  ROM. 

5. a. (2)  Ensure  ROM  personnel  comply  with  paragraph  4. 

5. a. (3)  If  temporary  lodging  is  required: 

5.a.(3)A.  Provide  cost  orders  for  ROM  personnel.  Orders  will  direct  the  Service  Member  to  a 
ROM  status  and  not  TAD  to  the  host  installation.  Recommend  funding  for  temporary  lodging,  if  required, 
be  obtained  through  the  Type  Commander.  This  may  be  accomplished  utilizing  a  General  Terms  and 
Conditions  document  to  avoid  issues  arising  from  Service  Members  not  having  government  travel  cards. 

5.a.(3)B.  Coordinate  with  installation  Commanding  Officer  for  room  assignment.  It  is  imperative 
that  tenant  commands  inform  installations  of  all  personnel  in  ROM  within  government  facilities  (to 
include  barracks,  NGIS,  Navy  Lodge,  PPV  family  housing,  and  PPV  barracks). 


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5.a.(3)C.  As  needed,  coordinate  messing  support  with  the  Commanding  Officer  where  a  galley  is 
available.  Arrangements  will  be  made  between  the  parent  command  and  the  installation  for  the 
delivery  of  meals  to  Service  Members  in  a  ROM  status. 

5.a.(3)D.  As  required,  provide  daily  support  to  ROM  personnel  to  ensure  meal  delivery  as  well  as 
health  and  comfort  checks. 

5.A.(3)E.  Ensure  personnel  supporting  individuals  in  ROM  are  trained  on  the  status  of  ROM 
personnel  and  associated  interaction  protocols.  Close  contact  is  prohibited.  PPE  is  not  required. 

5. a. (4)  If  private  residence  is  utilized,  coordinate  with  ROM  personnel  to  ensure  all  messing  needs 
are  met. 

5.b.  Installation  Commanding  Officers  shall; 

5.b.(l)  Account  daily  for  available  temporary  lodging  to  support  ROM. 

5. b. (2)  Track  all  ROM  personnel  residing  in  Navy  Lodging  (unaccompanied  housing,  NGIS,  Navy 
Lodge,  PPV  family  housing,  PPV  barracks)  both  on  and  off  installation.  There  is  no  need  for  installations 
to  track  tenant  personnel  in  a  ROM  status  in  private  residence/lodging. 

5.b.(3)  Provide  detailed  instructions  to  tenant  commands  who  require  temporary  ROM  lodging 
support. 

5.b.(4)  If  available,  coordinate  with  parent  commands  to  provide  take  -out  meals  for  delivery  to 
ROM  personnel. 

5.b.(5)  Ensure  temporary  lodging  staff  are  trained  on  the  status  of  ROM  personnel  and  associated 
interaction  protocols.  Close  contact  is  prohibited.  PPE  is  not  required. 

5.b.(6)  Follow  CDC  guidance  for  cleaning  rooms  following  the  ROM  period.  Ensure  the  standards 
are  the  same  across  all  facilities  (unaccompanied  housing,  NGIS,  Navy  Lodge). 

5.b.(7)  For  the  safety  of  lodging  personnel,  ensure  clear  discrete  procedures  are  in  place  to  identify 
rooms  which  are  occupied  by  ROM  personnel. 

5.b.(8)  Ensure  fire  and  emergency  services  are  aware  of  ROM  personnel  locations,  particularly  those 
in  isolation,  and  are  prepared  to  respond  to  medical  emergencies  with  appropriate  PPE. 

6.  Entitlements.  Per  REF  B. 

7.  Reporting  Requirements.  Per  REF  B. 

8.  ROM  FAQs. 


Question  1.  When  placed  on  Restriction  of  Movement  (ROM),  can  I  travel  to  locations  within  the  fence 
line  of  an  installation  to  utilize  facilities  such  as  the  NEX  food  court  or  the  gym? 

Answer  1.  No,  during  the  duration  of  ROM,  Service  Members  must  remain  in  their  rooms  with  the 
exception  of  brief  trips  to  utilize  designated  smoking  areas,  walking  in  the  immediate  vicinity  of  the 
building  (usually  within  100  feet),  and  limiting  close  contact  (within  6  feet)  with  others.  If  your  facility 
contains  an  in  house  gym,  do  not  use  it. 

Question  2.  Can  I  accept  food  deliveries  from  various  services? 

Answer  2.  Yes,  food  must  be  placed  outside  the  room.  Minimize  close  contact  (within  6  feet). 

Question  3.  Can  my  family  or  friends  visit  me? 

Answer  3.  Yes,  provided  they  do  not  enter  your  room.  Conversations  should  be  held  with  visitors  staying 
in  the  passageway  outside  the  room  and  Service  Members  in  their  room.  Minimize  close  contact  (within 
6  feet). 

Question  4.  Can  I  do  my  laundry? 

Answer  4.  Yes,  but  you  should  coordinate  with  your  command  to  utilize  in  house  laundry  facilities. 


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Question  5.  How  do  I  obtain  personal  hygiene  items? 

Answer  5.  Utilize  the  point  of  contact  provided  by  your  command  to  arrange  for  purchase  of  these 
items. 

Question  6.  Will  my  room  be  cleaned  daily? 

Answer  6.  No,  your  room  will  not  be  cleaned  during  your  stay.  Trash  pickup  is  available  by  placing  your 
trash  can  in  the  passageway. 

Question  7.  Is  Personal  Protective  Equipment  required  for  personnel  in  my  vicinity? 

Answer  7.  No,  you  should  limit  close  contact  (within  6  feet)  with  others. 

Question  8.  Can  I  RQM  in  open  bay  barracks  or  in  rooms  with  shared  bathrooms? 

Answer  8.  No,  individuals  should  be  placed  in  separate  lodging  (when  available). 

Question  9.  Can  I  use  public  transportation  if  in  RQM  status? 

Answer  9.  No,  individuals  on  RQM  should  avoid  crowds  and  public  locations. 

Question  10.  Can  I  get  off  RQM  early  if  I  was  in  close  contact  to  a  person  with  CQVID-19,  and  I  feel  like  I 
am  not  sick? 

Answer  10.  No,  the  Centers  for  Disease  Control  (CDC)  recommends  14  days  of  RQM  from  the  last  date  of 
exposure  to  a  CQVID-19  positive  person. 

Question  11.  What  is  the  difference  between  quarantine  and  restriction  of  movement  (RQM)? 

Answer  11.  Quarantine  is  a  legal  public  health  term  used  for  civilian  restrictions  and  RQM  is  a  military 
term  being  used  to  identify  military  individuals  who  are  restricted  in  their  movement,  generally  to  their 
residence. 

Question  12.  Are  my  family  members  at  risk  if  I  RQM  at  home  with  them? 

Answer  12.  RQM  status  is  a  precautionary  step  to  prevent  spread  to  others.  Considering  this,  it  is 
recommended  that  while  at  home  in  a  RQM  status,  you  practice  social  distancing.  This  means  try  to 
remain  at  least  6  feet  from  other  persons,  avoid  using  the  same  bathroom,  or  sleeping  in  the  same  bed. 

Question  13.  Can  I  prepare  meals  for  my  family  while  on  RQM? 

Answer  13.  When  in  a  RQM  status,  it  is  recommended  you  not  prepare  meals  for  your  family  because 
the  virus  is  spread  through  respiratory  droplets  that  can  land  on  surfaces  such  as  food.  Ideally,  you 
should  have  other  individuals  prepare  food.  If  you  are  the  only  care  giver,  make  sure  you  are  washing 
your  hands  with  soap  and  water  for  20  seconds  for  general  food  safety.  Make  sure  you  cover  your  nose 
and  mouth  when  coughing  and  wash  your  hands  after  using  the  bathroom. 

Question  14.  Should  I  be  wearing  a  mask? 

Answer  14.  Masks  will  not  protect  you  from  inhaling  the  virus.  The  virus  is  very  small  and  can  make  its 
way  through  and  around  the  mask.  The  best  way  to  prevent  being  infected  or  infecting  others  is  to 
practice  social  distancing  and  good  hygiene  techniques  (such  as  washing  your  hands  regularly  with  soap 
and  water  for  at  least  20  seconds,  avoid  touching  your  face,  avoid  sick  persons,  etc). 

Question  15.  Do  I  need  to  clean  my  house  to  CDC  standards? 

Answer  15.  It  is  recommended  you  maintain  a  clean  living  environment  as  you  normally  would.  This 
includes  frequent  hand  washing,  washing  clothing  and  bedding,  and  wiping  down  frequently  touched 


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surfaces  with  a  sanitizing  wipe  or  any  cleaning  product  that  contains  at  least  10  percent  bleach.  The 
Environmental  Protection  Agency  has  a  list  of  products  that  have  been  specifically  tested  as  effective  in 
sanitizing  surfaces. 

9.  Released  by  Vice  Admiral  M.  M.  Jackson,  Commander,  Navy  Installations 
Command.// 

BT 

#0001 

NNNN 


V/r, 

CNRSW  ROC 


fax:|ifti^ag8UilllMI 

NIPR:rR»lliiM@navv.mil 

SIPR:|^||^^B@navy.smil.mil 

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Warning:  This  is  an  information  report.  It  is  being  shared  for 
informational  purposes  but  has  not  been  fully  evaluated,  integrated  with 
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independently  verified. 


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COVID-19  outbreak  on  the  Diamond  Princess  cruise  ship:  estimating  the  epidemic  potential  and 
effectiveness  of  public  health  countermeasures 


Rocklov  J  PhD*,  Sjodin  H  PhD*,  Wilder-Smith  A  MD^’^’"* 

1  Department  of  Public  Health  and  Clinical  Medicine,  Section  of  Sustainable  Health,  Umea 
University,  Umea,  Sweden 

2  Department  of  Epidemiology  and  Global  Health,  Umea  University,  Umea,  Sweden 

3  Department  of  Disease  Control,  London  School  of  Hygiene  and  Tropical  Medicine,  UK 

4  Heidelberg  Institute  of  Global  Health,  University  of  Heidelberg,  Germany 

Key  words:  coronavirus;  SARS-CoV-2;  basic  reproduction  number;  isolation  and  quarantine; 
incubation  time;  evacuation 

Declaration  of  interest:  none  declared 

Abstract: 

Background:  Cruise  ships  carry  a  large  number  of  people  in  confined  spaces  with  relative 
homogeneous  mixing.  On  3  February,  2020,  an  outbreak  of  COVID-19  on  cruise  ship  Diamond 
Princess  was  reported  with  10  initial  cases,  following  an  index  case  on  board  around  21-25*  January. 
By  4*  February,  public  health  measures  such  as  removal  and  isolation  of  ill  passengers  and  quarantine 
of  non-ill  passengers  were  implemented.  By  20*  February,  619  of  3,700  passengers  and  crew  (17%) 
were  tested  positive. 

Methods:  We  estimated  the  basic  reproduction  number  from  the  initial  period  of  the  outbreak  using 
SEIR  models.  We  calibrated  the  models  with  transient  functions  of  countermeasures  to  incidence  data. 
We  additionally  estimated  a  counterfactual  scenario  in  absence  of  countermeasures,  and  established  a 
model  stratified  by  crew  and  guests  to  study  the  impact  of  differential  contact  rates  among  the  groups. 
We  also  compared  scenarios  of  an  earlier  versus  later  evacuation  of  the  ship. 

Results:  The  basic  reproduction  rate  was  initially  4  times  higher  on-board  compared  to  the  Rq  in  the 
epicentre  in  Wuhan,  but  the  countermeasures  lowered  it  substantially.  Based  on  the  modeled  initial  Rq 
of  14.8,  we  estimated  that  without  any  interventions  within  the  time  period  of  21  January  to  19 
February,  2920  out  of  the  3700  (79%)  would  have  been  infected.  Isolation  and  quarantine  therefore 
prevented  2307  cases,  and  lowered  the  Rq  to  1.78.  We  showed  that  an  early  evacuation  of  all 
passengers  on  3  February  would  have  been  associated  with  76  infected  persons  in  their  incubation 
time. 


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Downloaded  from  https://academic.oup.eom/jtm/advance-article-abstract/doi/10.1093/jtm/taaa030/5766334  by  Department  of  Defense  user  on  27  March  2020 


Conclusions:  The  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  The 
public  health  measures  prevented  more  than  2000  additional  cases  compared  to  no  interventions. 
However,  evacuating  all  passengers  and  crew  early  on  in  the  outbreak  would  have  prevented  many 
more  passengers  and  crew  from  infection. 


Introduction 

Cruise  ships  carry  a  large  number  of  people  in  confined  spaces  with  relative  homogeneous  mixing 
over  a  period  of  time  that  is  longer  than  for  any  other  mode  of  transportation.^  Thus,  cruise  ships 
present  a  unique  environment  for  transmission  of  human -to-human  transmitted  infections.  The 
association  of  acute  respiratory  infections  (ARI)  incidence  in  passengers  is  statistically  significant 
with  season,  destination  and  duration  of  travel.^  In  February  2012,  an  outbreak  of  respiratory  illness 
occurred  on  the  cruise  ship  off  Brazil,  resulting  in  16  hospitalizations  due  to  severe  ARI  and  one 
death.^  In  May  2020,  a  dual  outbreak  of  pandemic  (HlNl)  2009  and  influenza  A  (H3N2)  on  a  cruise 
ship  occurred:  of  1,970  passengers  and  734  crew  members,  82  (3.0%)  were  infected  with  pandemic 
(HlNl)  2009  virus,  and  98  (3.6%)  with  influenza  A  (H3N2)  virus. Four  subsequent  cases  were 
epidemiologically  linked  to  passengers  but  no  evidence  of  sustained  transmission  to  the  community  or 
passengers  on  the  next  cruise  was  reported."^  In  September  2000  an  outbreak  of  influenza-like  illness 
was  reported  on  a  cruise  ship  sailing  off  the  Australian  coast  with  over  1,100  passengers  and  400  crew 
on  board,  coinciding  with  the  peak  influenza  period  in  Sydney.^  The  cruise  morbidity  was  high  with 
40  passengers  hospitalized,  two  of  whom  died.  A  total  of  310  passengers  (37%)  reported  suffering 
from  an  influenza-like  illness. 

In  December  2019,  a  novel  coronavirus,  SARS-CoV-2,  emerged  in  Wuhan,  China  and  rapidly  spread 
within  China  and  then  to  various  global  cities  with  high  interconnectivity  with  China.  The  resulting 
ARI  due  to  this  coronavirus,  a  disease  now  coined  COVID-19,  is  thought  to  be  mainly  transmitted  by 
respiratory  droplets  from  infected  people.  The  mean  serial  interval  of  COVID-19  is  7.5  days  (95%  Cl, 
5.3  to  19)  and  the  initial  estimate  for  the  basic  reproductive  number  Rq  was  2.2  (95%  Cl,  1.4  to  3.9),* 
although  higher  Rq  have  since  been  reported  with  a  mean  of  more  than  3.®  On  18  February  2020, 
China's  CDC  published  their  data  of  the  first  72,314  cases  including  44,672  confirmed  cases. About 
80%  of  the  confirmed  cases  were  reported  to  be  mild  disease  or  less  severe  forms  of  pneumonia, 
13.8%  severe  and  4.7%  critically  ill.  Risk  factors  for  severe  disease  outcomes  are  older  age  and  co¬ 
morbidities.  The  progression  to  acute  respiratory  distress  syndrome  occurs  approximately  8-12  days 
after  onset  of  first  symptoms,  with  lung  abnormalities  on  chest  CT  showing  greatest  severity 
approximately  10  days  after  initial  onset  of  symptoms.  Evidence  is  mounting  that  also  mildly 

symptomatic  or  even  asymptomatic  cases  can  transmit  the  disease. 


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On  3'“^  February,  2020,  an  outbreak  of  COVID-19  was  reported  on  Cruise  Ship  Princess  Diamond  off 
the  Japanese  coast,  with  initially  10  persons  confirmed  to  be  infected  with  the  virus.  The  number  has 
since  ballooned  into  the  largest  coronavirus  outbreak  outside  of  mainland  China.  By  19*  February, 
619  of  3,700  passengers  and  crew  (17%)  were  tested  positive.  By  end  February,  six  persons  had  died. 
The  outbreak  was  traced  to  a  Hong  Kong  passenger  who  embarked  on  January  21st  and  disembarked 
on  January  25th.  After  docking  near  New  Taipei  City,  on  January  31,  the  ship  arrived  in  Yokohoma, 
Japan.  By  the  following  day,  the  Japanese  health  ministry  ordered  a  14-day  quarantine  for  everyone  on 
board  and  rushed  to  close  its  ports  to  all  other  cruise  ships.  The  public  health  measures  taken 
according  to  news  reports  and  the  media  were  removal  of  all  PCR  positive  passengers  and  crew  from 
the  ship  and  their  isolation  in  Japanese  hospitals.  The  remaining  test-negative  passengers  and  crew 
remained  on  board.  Passengers  were  quarantined  in  their  cruise  ship  cabins,  and  only  allowed  out  of 
the  cabin  for  one  hour  per  day.  By  20*  February,  the  decision  to  evacuate  was  made  and  more  than 
3000  passengers  left  the  ship.  Most  were  air-evacuated  by  their  respective  countries. 

The  cruise  ship  with  a  COVID-19  index  case  onboard  between  the  21-25*  January  serves  as  a  good 
model  to  study  its  potential  to  spread  in  a  population  that  is  more  homogenously  mixed,  compared  to 
the  more  spatially  variable  situation  in  Wuhan. 

We  set  out  to  study  the  empirical  data  of  COVID-19  confirmed  infections  on  the  Cruise  ship  Diamond 
Princess,  to  estimate  the  basic  reproduction  number  (Rq)  under  cruise  ship  conditions,  the  response 
effectiveness  of  the  quarantine  and  removal  interventions,  and  compare  scenarios  of  an  earlier  and 
later  evacuation  of  the  ship. 

Methods: 

We  used  data  on  confirmed  cases  on  the  cruise  ship  as  published  on  a  daily  basis  by  public  sources'^  '* 
to  calibrate  a  model  and  estimate  the  basic  reproduction  number  Rq  from  the  time  sequence  and 
amplitude  of  the  case  rates  observed.  COVID-19  is  thought  to  have  been  introduced  by  an  index  case 
from  Hong  Kong  visiting  the  ship  between  the  2D‘  to  25*  of  January,  2020.  We  thus  used  the  date  of 
2F'  January  2020  as  the  first  time  point,  t-0,  assuming  the  index  case  was  infectious  from  the  first  day 
on  the  ship.  The  estimates  of  Rq  and  the  associated  Covid-19  incidence  on  the  cruise  ship  was  derived 
using  a  compartmental  model  estimating  the  dynamics  of  the  number  of  susceptible  (S),  exposed  (E), 
infected  (7),  and  recovered  (7?)  individuals,  adapted  but  modified  from  a  published  COVID-19  study. 
We  analyzed  two  instances  of  the  model  assuming  respectively:  (1)  a  homogenous  population  (3700 
individuals),  and  (2)  a  stratified  population  of  crew  (1000  individuals)  and  guests  (2700  individuals). 
The  model  used  a  relationship  between  the  daily  reproductive  number,  fS,  and  Rq  to  infer  the 
transmissibility  and  contact  rate  across  the  whole  cruise  ship  population  by  the  relationship: 


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=  transmissibility  *  contact  rate  =  R^/i 


where  the  infectious  period  equals  to  one  over  the  recovery  rate  (y),  i  =  Ijy 


In  the  homogeneous  model,  the  infectious  period,  i,  of  COVID-19  was  set  to  he  10  days  based  on 
previous  findings.*  In  the  situation  of  no  removal  (ill  persons  taken  off  the  ship  to  he  isolated  in  a 
Japanese  hospital),  the  incubation  period  (or,  the  latent  period),  I  was  estimated  to  be  approximately  5 
days  (ranging  from  2  to  14  days).^°  In  order  to  model  the  removal/isolation  and  quarantine 
interventions,  we  implemented  time  dependent  removal  and  contact  rates  as  described  in  Table  1.  We 
performed  additional  sensitivity  analysis  reducing  the  Rq  to  3.7,  an  estimate  of  the  average  value 
across  mainland  China  studies  of  COVID-19.^ 


We  further  estimated  a  counterfactual  scenario  of  the  infections  dynamics  assuming  no  interventions 
were  implemented,  in  particular  no  removal  and  subsequent  isolation  of  ill  persons.  We  assumed  an 
infectious  period  of  10  days,  with  a  contact  rate  remaining  the  same  as  in  the  initial  phase  of  the 
outbreak.  Additionally,  in  the  stratified  model  of  crew  and  guests,  the  contact  rate  was  assumed  to  be 
different  due  to  the  assumption  that  crew  could  not  be  easily  quarantined  as  they  had  to  continue  their 
services  on  board  for  all  the  passengers  and  possibly  had  more  homogeneous  mixing  with  all  the 
passengers,  whereas  passengers  may  be  mixing  more  within  their  preferred  circles  and  areas.  We  kept 
the  transient  change  in  the  contact  rate  and  the  removal  of  all  PCR  confirmed  patients  starting  from  the 
3"“^  and  the  5*  of  February  respectively  as  in  the  first  model.  Parameters  are  described  in  Table  1. 


The  model  describing  a  homogeneous  population  onboard  can  be  described  by: 


dS 

dt 


dE  S 


dl 


where  S  denote  all  susceptible  people  on  the  cruise  ship,  E  all  exposed,  I  all  infected  and  R  all 
recovered  or  removed,  and  where  N  =  S  +  E  +  I  +  R  denotes  the  whole  population. 


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The  model  describing  a  stratified  population  onboard  can  be  described  by: 


dSq  Sq  Sq 


dEq  Sq  Sq 


dl, 


a 

dt 


—  ylg 


dRg 

dt 


=  y[c. 


dSr  Sr  Sr 


dEr  Sr  Sr 


dl 

dt 


=  Ec/l  -  Ylc 


dR 

dF  =  >"' 


where  S  denotes  susceptible,  E  exposed,  I  infected  and  R  recovered  or  removed,  N  =  S  +  E  +  I  +  R, 
and  the  subscript  g  and  c  are  indicating  guest  and  crew  respectively.  Overall,  we  assume  mortality  is 
negligible. 


Models  with  interventions  were  calibrated  to  reports  of  total  infection  occurrence,  while  models 
simulating  the  counterfactual  scenarios  where  left  with  the  naive  parameter  settings  (no 
countermeasures).  The  net  effects  of  the  countermeasures  where  estimated  as  the  difference  between 
the  counterfactual  scenario  and  the  model  with  the  interventions.  Model  parameters  are  described  in 
Table  1.  The  effectiveness  of  the  countermeasures  was  estimated  by  calibration  of  the  model  to  data. 


We  here  also  present  estimations  of  the  plausible  consequences  of  a  hypothetical  third  intervention 
strategy,  whereby  all  individuals  onboard  would  have  been  evacuated  either  on  of  February  or  19* 


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of  February.  We  estimated  and  presented  the  number  of  latent  cases  on  3'^‘*  February  evacuation  and  on 
19*  February,  2020. 


Results: 

Using  the  SEIR  model  assuming  relatively  homogenous  mixing  of  all  people  onboard,  we  calibrated 
the  predicted  cumulative  number  of  infections  from  the  model  to  the  observed  cumulative  number  of 
infections  among  all  people  onboard  and  estimated  the  initial  Rq  to  14.8.  This  resembled  an  estimate 
of  p  (the  daily  reproduction  rate)  to  1.48.  To  derive  this  estimate  we  calibrated  functions  describing 
transient  change  in  the  as  a  result  of  changes  in  contact  rate  and  the  removal  of  symptomatic 
infections.  The  parameter  values  of  contact  rate,  quarantine  interventions  and  removal  presented  in 
Table  1  are  the  results  of  the  calibration  to  the  observed  cumulative  incidence  data.  The  contact  rate 
between  persons  on  the  cruise  ship  was  calibrated  to  give  the  best  fit  to  data  with  a  reduction  of  70% 
by  the  quarantine  countermeasure  with  onset  February,  2020.  The  transient  function  of  removal  and 
isolation  of  infected  cases  with  an  onset  on  5*  February,  2020,  reduced  the  infectious  period  from  10 
to  4  days,  and  substantially  reduced  the  transmission  and  sub-sequent  infections  on  the  ship.  In  Figure 
1  we  present  the  change  in  Rq  based  on  the  relationship  between  Rq  and  ^  and  how  it  is  affected  by 
the  transient  countermeasures  of  quarantine  and  removal  of  ill  patients  from  the  model.  Here  Rq 
should  be  interpreted  as  the  basic  reproductive  rate  in  a  totally  naive  population  on  the  Diamond 
Princess  (i.e.  same  contact  rate),  and  not  the  actual  basic  reproductive  number  over  time  on  the  cruise 
ship.  The  Rq  was  14.8  initially  and  then  R^  declined  to  a  stable  1.78  after  the  quarantine  and  removal 
interventions  were  initiated  (Figure  1). 

The  predicted  cumulative  number  of  cases  over  time  from  this  model  described  the  observed  cases 
well,  but  overestimated  the  cumulative  case  incidence  rate  initially  (Figure  2).  This  allowed  to 
compensate  for  reporting  bias  in  the  initial  phase,  given  that  the  proportion  of  testing  of  all  passengers 
was  patchy  while  at  the  end  of  the  study  (19*  February,  2020)  the  testing  of  passengers  had  a  higher 
coverage  and  was  more  complete.  The  modelled  cumulative  number  of  cases  on  19  February,  2020,  is 
613  out  of  the  3700  people  at  risk,  while  the  observed  reported  number  of  cases  is  619.  The 
counterfactual  scenario  assuming  homogenous  rates  among  crew  and  guests  without  any  interventions 
(no  removal  off  the  ship  or  isolation  of  ill  persons  nor  any  quarantine  measures  for  the  remaining 
passengers  on  boat),  estimated  the  number  of  cumulative  cases  to  be  2920  out  of  the  3700  after  30 
days,  that  is  by  19*  of  February  (Figure  2).  The  net  effect  of  the  combined  interventions  was  estimated 
to  prevent  a  total  number  of  2307  cases  by  19*  February,  2020  (Figure  2). 

In  a  sensitivity  analysis  we  modified  the  Rq  to  3.7  (and  consequently  p  to  0.37)  as  this  has  been 
reported  the  average  basic  reproduction  number  from  studies  of  COVID-19  in  China.^  However,  from 


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our  simulation,  even  in  the  absence  of  any  intervention,  such  a  low  Rq  cannot  explain  the  rapid  growth 
of  incident  cases  on  the  cruise  ship  (Figure  3).  This  sensitivity  scenario  excluded  countermeasures 
from  the  model  making  it  unrealistic  that  such  a  low  Rq  value  could  be  the  true  value  in  the  cruise  ship 
situation  with  confined  spaces  and  high  homogeneous  mixing  of  the  same  persons.  The  estimate  with 
the  lower  Rq  value  also  omitted  to  consider  the  strong  interventions  put  into  place,  making  it  even 
more  unrealistic. 

We  additionally  modeled  a  scenario  stratified  by  crew  and  guests  whereby  we  assumed  the  parameter 
values  of  transmission  risk  to  be  lower  for  crew  to  guest  than  for  guest  to  crew  (Table  1).  The 
predicted  cumulative  number  of  infected  crew  and  guests  by  19th  of  February  from  this  model  was 
168  out  of  1000  (16.8%)  and  464  out  of  2700  (17.2%),  respectively  (Figure  4).  The  total  number  of 
cumulative  cases  by  19*  of  February  predicted  from  this  model  was  632,  close  to  the  observed  number 
of  cases  of  619.  The  predicted  cumulative  incidence  rates  were  overestimated  for  crew  while 
underestimated  for  guests  based  on  available  tests  results  at  the  time  of  writing  (Figure  4).  These  data 
still  need  to  be  validated  against  the  empiric  data  of  test  results  in  all  crew  and  passengers  which 
should  soon  become  available. 

Instead  of  keeping  all  passengers  on  board,  another  option  would  have  been  to  evacuate  all  individuals 
onboard  the  cruise  ship  earlier,  and  allow  them  to  go  home  for  a  potential  quarantine  in  their 
respective  home  countries.  We  modeled  that  an  evacuation  by  3*  February,  2020,  would  have  resulted 
in  76  latent  cases  (cases  during  the  incubation  time),  while  an  evacuation  by  19*  February  would  have 
resulted  in  246  latent  cases. 

Discussion: 

Modelling  the  COVID-19  on-board  outbreak  reveals  important  insights  into  the  epidemic  risk  and 
effectiveness  of  public  health  measures.  We  found  that  the  reproductive  number  of  COVID-19  in  the 
cruise  ship  situation  of  3,700  persons  confined  to  a  limited  space  was  around  4  times  higher  than  in  the 
epicenter  in  Wuhan,  where  Rq  was  estimated  to  have  a  mean  of  3.7.^  Interestingly,  a  rough  estimation 
of  the  population  per  square  km  on  this  18-deck  ship  is  286  by  62  meters  (0.32  km^).  Assuming  that 
only  50%  of  decks  are  being  used,  approximately  24,400  persons  are  confined  per  km^  on  a  ship 
compared  to  approximately  6000  persons  per  km^  (9,000,000/1528)  in  urban  Wuhan.  This  means  that 
the  population  density  was  about  4  times  higher  on  the  cruise  ship.  Thus,  both  Rq  and  contact  rate  are 
dependent  on  population  density,  as  also  suggested  by  previous  research.^^  In  population-based  models 
on  observational  data  the  population  per  square  km  is  often  substantially  different,  affecting  the  Rg  and 
P  coefficient  implicitly  by  changes  in  the  contact  rate  expressed  as: 


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Ro 

—  =  Transmissibility  *  contact  rate 

The  local  estimate  of  Ro  can  be  divided  into  a  localized  contact  rate  and  a  multiplier  that  is  necessary 
for  moving  from  one  population  to  another: 


contact  rate  =  contact  rate 


localized 


pd,  where  pd  is  the  population  density  multiplier.  In  our 


case  it  was  approximated  to  4.  Here  the  contact  rate  is  relating  to  a  contact  rate  in  a  defined  population 
in  a  certain  area  and  the  population  density  multiplier  modifies  the  contact  rate  when  moving  across 
different  local  population  and  geographical  areas  representing  heterogeneity  in  population  density.  In 
the  case  of  the  cruise  ship,  the  potential  relationship  of  Rq  to  population  density  appear  thus  mainly  be 
attributed  to  the  contact  rate  and  mixing  effects.  This  information  is  also  important  for  other  settings 
characterized  by  high  population  densities. 


With  such  a  high  Rq,  we  estimated  that  without  any  interventions  within  the  time  period  of 
January  to  19*  February  2920  out  of  the  3700  (79%)  would  have  been  infected,  assuming  relatively 
homogenous  mixing  between  all  people  on  board. 

The  quarantine  and  removal  interventions  launched  when  the  outbreak  was  confirmed  (3’^'*  February 
and  5*  of  February)  substantially  lowered  the  contact  rate  and  reduced  the  cumulative  case  burden  by 
an  estimated  2307  cases  by  19*  February.  We  note,  however,  that  the  longer  time  span  of  simulation 
beyond  19*  February,  assuming  people  would  stay  on  the  boat,  would  reduce  the  net  effect  of  the 
intervention  substantially.  We  further  note  that  an  earlier  evacuation  would  have  corresponded  to 
disembarking  a  substantially  lower  number  of  latent  undetectable  infections  (76  vs.  246),  likely  giving 
rise  to  some  further  transmission  outside  the  ship. 


We  also  found  that  contact  rate  of  guest  to  guest  and  crew  appeared  higher  than  the  contact  rate  from 
guest  to  crew,  perhaps  driven  by  high  transmission  rates  within  cabins.  However,  testing  of  crew  was 
delayed,  and  there  was  a  testing  bias  towards  testing  more  passengers  than  crew.  Hence  our  access  to 
empiric  data  may  have  and  this  analysis  need  to  be  revisited  when  all  data  is  available. 


The  limitations  of  our  study  include  our  lack  of  data  on  the  lag  time  between  onset  of  symptoms,  the 
timing  of  testing  and  potential  delay  to  the  availability  of  test  results.  Due  to  the  large  number  of 
people,  not  everyone  was  tested,  and  we  suspect  that  the  timing  of  the  test  results  do  not  totally  tally 
with  real-time  onset  of  cases.  We  had  no  access  to  data  on  incident  cases  in  crew  versus  passengers, 
nor  any  data  on  whether  there  was  clustering  of  cases  around  certain  nationalities  or  crew  members. 
Furthermore,  although  the  Hong  Kong  passenger  was  assumed  to  be  the  index  case,  it  could  well  have 
been  possible  that  there  was  more  than  one  index  case  on  board  who  could  have  contributed  to 
transmission,  and  this  would  have  lowered  our  estimated  RO.  Lastly,  our  models  are  based  on  human- 


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to-human  transmission  and  do  not  take  into  account  the  possibility  that  fomites,  or  water  systems  with 
infected  feces,  contributed  to  the  outbreak. 

The  interventions  that  included  the  removal  of  all  persons  with  confirmed  COVID-19  disease 
combined  with  the  quarantine  of  all  passengers  substantially  reduced  the  anticipated  number  of  new 
COVID-19  cases  compared  to  a  scenario  without  any  interventions  (17%  attack  rate  with  intervention 
versus  79%  without  intervention)  and  thus  prevented  a  total  number  of  2307  additional  cases  by  19* 
February.  However,  the  main  conclusion  from  our  modelling  is  that  evacuating  all  passengers  and 
crew  early  on  in  the  outbreak  would  have  prevented  many  more  passengers  and  crew  members  from 
getting  infected.  A  scenario  of  early  evacuation  at  the  time  of  first  detection  of  the  outbreak  (3 
February)  would  have  resulted  in  only  76  latent  infected  persons  during  the  incubation  time  (with 
potentially  still  negative  tests).  A  late  evacuation  by  19*  February  would  have  resulted  in  about  246 
infected  persons  during  their  incubation  time.  These  data  need  to  be  confirmed  by  empiric  data  of 
testing  all  evacuated  persons  after  19*  February,  and  may  be  an  overestimate  as  we  assumed  a  stable 
Rq  after  quarantine  was  instituted.  However,  the  Rq  probably  declined  over  time,  as  the 
implementation  of  quarantine  measures  were  incrementally  implemented  leading  to  better  quarantine 
standards  towards  the  end  of  the  quarantine  period. 

In  conclusion,  the  cruise  ship  conditions  clearly  amplified  an  already  highly  transmissible  disease.  Rq 
is  related  to  population  density,  and  is  particularly  driven  by  contact  rate  and  mixing  effects,  and  this 
explains  the  high  Rq  in  the  first  weeks  before  countermeasures  were  initiated.  Population  densities  and 
mixing  need  to  be  taken  into  account  in  future  modeling  of  the  COVID-19  outbreak  in  different 
settings.  Early  evacuation  of  all  passengers  on  a  cruise  ship-  a  situation  with  confined  spaces  and  high 
intermixing-  is  recommended  as  soon  as  an  outbreak  of  COVID-19  is  confirmed. 

Author  contributions:  JR  and  AWS  conceived  the  study.  JR  developed  the  model  and  run  the 
analysis.  HS  advised  on  model  development,  and  helped  with  the  figures.  AWS  advised  on  model 
parameters.  All  authors  wrote  the  final  manuscript. 

Funding:  None 

Declaration  of  interest:  none  declared. 


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Table  1.  Model  parameter  description  and  values.  Start  time  {t  =  0)  the  20^*'  of  January. 

Parameters 

Explanation  (unit) 

Estimated  to 

P 

Overall  transmissibility  and  contact  rate  (1/day) 

1.48  i/  t  <  14 

0.44  if  t  >  14 

1 

Incubation  period  (days) 

5  days 

i 

Infectious  period  or  time  to  removal  (days) 

10  if  t<  16 
4ift>16 

N 

Total  number  of  people  onboard  (persons) 

3700 

Pc 

Transmissibility  and  contact  rate  crew  (1/day) 

I.IS  if  t<  14 

0.3S  if  t>  14 

Pgg 

Transmissibility  and  contact  rate  guests  to 
guests  (1/day) 

I.IS  if  t<  14 

0.3S  if  t>  14 

Pgc 

Transmissibility  and  contact  rate  guests  to  crew 
(1/day) 

0.17  if  t  <  14 

O.OS  if  t>  14 

N, 

Total  number  of  guests  onboard  (persons) 

2700 

Nc 

Total  number  of  crew  onboard  (persons) 

WOO 

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Figure  1.  The  estimated  basic  reproduction  number,  Rq,  on  the  cruise  ship  and  its  change  over  time 
as  a  result  of  the  transient  interventions  of  quarantine  and  removal  of  infectious  cases.  The  Rq  given 
here  assumes  one  index  case  in  a  totally  naive  population,  although  that  is  not  the  case  on  the  ship,  we 
use  it  here  to  illustrate  how  the  Rq  is  sensitive  to  the  interventions,  but  still  substantially  large  to  fuel  a 
continuation  of  the  epidemic.  The  grey  line  indicates  Rq  =  1- 


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Figure  2.  Predicted  total  number  of  infections  using  model  1  (no  stratification)  for  the  realistic 
situation  with  interventions  (blue),  counterfactual  scenario  without  intervention  (grey)  and  the  net 
effect  of  the  interventions  (black). 


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0  5  10  15  20  25  30 


Time  in  days  since  21  Jan 

Figure  3.  Sensitivity  analysis:  predicting  total  number  of  infections  using  a  model  without 
interventions  with  Rg  set  to  3.7  with  index  case  21th  January  (bottom).  Observed  reports  of 
cumulative  cases  are  marked  as  "o  ”. 


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Time  in  days  since  21  Jan 


Figure  4.  Predicted  total  number  of  infections  using  a  model  stratified  into  crew  and  guest  for  the 
realistic  situation  with  interventions.  Total  population  onboard  (black),  guests  (grey),  crew  (blue). 
Observed  total  case  numbers  of  total  (black),  crew  (blue)  and  guest  (grey)  are  marked  as  "o". 


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