The Wings to Awakening
An Anthology from the Pah Canon
Translated and Explained by
Thanissaro Bhikkhu
(Geoffrey DeGraff)
©1996 Thanissaro Bhikkhu
For free distribution only.
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Otherwise, all rights reserved.
Contents
Acknowledgments vii
Abbreviations ix
Preface: How to Read This Book xi
A Table of the Wings to Awakening xix
1 Introduction 1
1.1 The Buddha's Awakening 1
1.2 The Buddha's Teachmgs 10
1 Basic Principles 23
2 Skillfulness 25
2.1 Passages from the Pali Canon 34
3 Kamma &: the Ending of Kamma 43
3.1 Passages from the Pali Canon 55
II The Seven Sets 65
4 The Treasures of the Teaching 67
4.1 Passages from the Pali Canon 74
5 The Four Frames of Reference 83
5.1 Passages from the Pali Canon 94
iii
iv Contents
6 The Four Right Exertions 119
6.1 Passages from the Pali Canon 122
7 The Four Bases of Power 139
7.1 Passages from the Pali Canon 143
8 The Five Faculties 153
8.1 Passages from the Pali Canon 156
9 The Five Strengths 171
10 The Seven Factors for Awakening 173
10.1 Passages from the Pali Canon 181
11 The Noble Eightfold Path 195
11.1 Passages from the Pali Canon 199
III The Basic Factors 211
12 Conviction 213
12.1 Passages from the Pali Canon 221
13 Persistence 231
14 Mindfulness 233
15 Concentration: Abandoning the Hindrances 235
15.1 Passages from the Pali Canon 238
16 Right Concentration 257
16.1 Passages from the Pali Canon 267
17 Concentration & Discernment 285
17.1 Passages from the Pali Canon 288
18 Equanimity in Concentration & Discernment 301
18.1 Passages from the Pali Canon 303
Contents v
19 Discernment: Right View 311
19.1 Passages from the Pali Canon 315
19.2 The Four Noble Truths 318
19.2.1 Passages from the Pali Canon 325
19.3 The First Truth 330
19.3.1 Passages from the Pali Canon 334
19.4 The Second & Third Truths 341
19.4.1 Passages from the Pali Canon 354
19.5 The Fourth Truth 381
Glossary 387
Indexes 393
Bibliography 409
vi Contents
Acknowledgments
This book has been several years in the making. In the course of assem-
bling it, I have used some of the material it contains to lead study courses at
the Barre Center of Buddhist Studies, Barre, Massachusetts; at Awareness
Grove, Laguna Beach, California; with the Insight Meditation Society of Or-
ange County; with the San Diego Vipassana Community; and with the Open
Door Sangha of Santa Barbara. The feedback coming from the participants
in these courses has been very helpful in forcing me to clarify the presentation
and to make explicit the connections between the words and their applica-
tion in practice. It has been encouraging to see that people in America -
contrary to their reputation in other parts of the world - are interested in
learning authentic Buddhist teachings and integrating them into their lives.
This encouragement is what has given me the impetus to turn this material
into a book.
In addition to the participants at the above courses, Dorothea Bowen,
John Bullitt, Jim Colfax, Charles Hallisey, Karen King, Mu Soeng, Andrew
Olendzki, Gregory M. Smith, and Jane Yudelman have read and offered
valuable comments on earlier incarnations of the manuscript. John Bullitt
also helped with the Index. The finished book owes a great deal to all of these
people. Any mistakes that remain, of course, are my own responsibility.
I dedicate this book to all of my teachers, and in particular to Phra Ajaan
Lee Dhammadharo, the teacher of my primary teacher, Phra Ajaan Fuang
Jotiko. The example of Ajaan Lee's life has had a large influence on my own,
in more ways than I can ever really repay. His teaching of the Buddhist path
as a skill - as expressed in the Wings to Awakening and embodied in the
practice of breath meditation - provided the original and on-going inspiration
for writing this book. I offer it to his memory with the highest respect.
- Thanissaro Bhikkhu
Metta Forest Monastery
vn
viii Acknowledgments
P. 0. Box 1409
Valley Center, CA 92082
Abbreviations
Pali Buddhist Texts
A Anguttara Nikaya
D Digha Nikaya
Dhp Dhanimapada
Iti Itivuttaka
M Majjhima Nikaya
Mv Mahavagga
S Saniyutta Nikaya
Thig Therigatha
Ud Udana
References to D, Iti, and M are to discourse (sutta). References to Dhp
are to verse. The reference to Mv is to chapter, section, and sub-section.
References to other texts are to section (saniyutta, nipata, or vagga) and
discourse.
All translations are the author's own, and are based on the Royal Thai
Edition of the Pali Canon (Bangkok: Mahamakut Rajavidyalaya, 1982).
Other Abbreviations
Conini Commentary
lit literal meaning
PTS Pah Text Society
vl variant reading
In the translated passages, parentheses ( ) enclose alternative renderings
and material summarized from longer passages in the text. Square brackets
[ ] enclose explanatory information, cross-references, and other material not
found in the original text. Braces { } enclose material interpolated from other
IX
X Abbreviations
passages in the Canon; the source of this material is indicated in braces as
part of the citation at the end of the passage.
Because Pali has many ways of expressing the word "and" , I have - to
avoid monotony - used the ampersand (&) to join lists of words and short
phrases, and the word "and" to long phrases and clauses.
In passages where no speaker is identified, the words are the Buddha's.
Preface: How to Read This
Book
Many anthologies of the Buddha's teachings have appeared in English, but
this is the first to be organized around the set of teachings that the Buddha
himself said formed the heart of his message: the Wings to Awakening (hodhi-
pakkhiya-dhamma) . The material is arranged in three parts, preceded by a
long Introduction. The Introduction tries to define the concept of Awakening
so as to give a clear sense of where the Wings to Awakening are headed. It
does this by discussing the Buddha's accounts of his own Awakening, with
special focus on the way in which the principle of skillful kamma (in Sanskrit,
karma) formed both the "how" and the "what" of that Awakening: The
Buddha was able to reach Awakening only by developing skillful kamma -
this is the "how"; his understanding of the process of developing skillful
kamma is what sparked the insights that constituted Awakening - this is the
"what."
With this background established, the remainder of the book focuses in
detail on the Wings to Awakening as a detailed analysis of the "how." Part
I {Part I) focuses on aspects of the principle of skillful kamma that shaped
the way the Wings to Awakening are formulated. Part II {Part II) goes
through the seven sets that make up the Wings to Awakening themselves:
the four foundations of mindfulness (here called the four frames of reference) ,
the four right exertions, the four bases for power, the five faculties, the five
strengths, the seven factors for Awakening, and the noble eightfold path.
Part III {Part III) reduces all the terms in the seven sets to the five faculties,
and then deals with those faculties in detail. With the fifth and final faculty,
discernment, the book concludes by returning to the "what" of Awakening,
showing how discernment focuses on the Wings themselves as topics to be
observed in such a way that they will spark the insights leading to total
XI
xii Preface: How to Read This Book
release.
Thus the organization of the book is somewhat circular. As with any
circle, there are several points where the book can be entered. I would rec-
ommend two to begin with. The first is to read straight through the book
from beginning to end, gaining a systematic framework for the material from
Parts I {Part I) and II {Part II), which explain why the seven sets are or-
ganized as they are, and then focusing more on individual elements in the
sets in Part III {Part III). This way of approaching the material has the
advantage of giving an overall perspective on the topic before going into the
details, making the role and meaning of the details clear from the start. How-
ever, this approach is the reverse of what actually happens in the practice.
A practicing meditator must learn first to focus on individual phenomena in
and of themselves, and then, through observation and experimentation, to
discover their inter-relationships. For this reason, some readers - especially
those who find the discussion of causal relationships in Parts I {Part I) and
II {Part II) too abstract to be helpful - may prefer to skip from the Introduc-
tion {Chapter 1) straight to sections A {Part III) through E {Section 15.1)
of Part III {Part III), to familiarize themselves with teachings that may con-
nect more directly with their own experience. They may then return later to
Parts I {Part I) and II {Part II) to gain a more overall perspective on how
the practice is meant to deal with those experiences.
Regardless of which approach you take to the material, you should dis-
cover fairly quickly that the relationships among the overall patterns and
individual elements in the Wings are very complex. This complexity refiects
the non-linear nature of the Buddha's teachings on causal relationships, and
is refiected in the many cross-references among the various parts of the book.
In this way, the structure of this book, instead of being a simple circle, is
actually a pattern of many loops within loops. Thus a third way to read it
- for those familiar enough with the material to want to explore unexpected
connections - would be to follow the cross-references to see where they lead.
Parts I-III of the book are each divided into sections consisting of pas-
sages translated from discourses in the Pali Canon, which is apparently the
earliest extant record of the Buddha's teachings. Each section is introduced,
where necessary, with an essay. These essays are printed in sans serif type
to distinguish them clearly from the translated passages. They are attempts
to provide context - and thus meaning - for the passages, to show how they
relate to one another, to specific issues in the practice, and to the path of
practice as a whole. They are not meant to anticipate or answer every pos-
XIU
sible question raised by the passages. Instead, they are aimed at giving an
idea of the kinds of questions that can be most fruitfully brought to the pas-
sages, so that the lessons contained in the passages can properly be applied
to the practice. As the Buddha has pointed out, the attitude of "appropriate
attention" (yoniso manasikara), the ability to focus on the right questions,
is one of the most important skills to develop in the course of the practice.
This skill is much more fruitful than an attitude that tries to come to the
practice armed with all the right answers in advance.
The context provided by the essays is threefold: doctrinal, i.e., placing
the passages within the structure of the Buddha's teachings taken as a whole;
historical, i.e., relating them to what is known of the intellectual and social
history of the Buddha's time; and practical, i.e., applying them to the actual
practice of the Buddhist path in the present.
The first and foremost sources for the doctrinal context are the discourses
in the Canon itself. The Buddha and his noble disciples are by far the most
reliable guides to the meaning of their own words. Often a teaching that
seems vague or confusing when encountered on its own in a single discourse
becomes clearer when viewed in the context of several discourses that treat
it from a variety of angles, just as it is easier to get a sense of a building
from a series of pictures taken from different perspectives than from a single
snapshot. This approach to understanding the discourses is instructive not
only when discourse x explicitly defines a term mentioned in discourse y, but
also when patterns of imagery and terminology permeate many passages.
Two cases in point: In separate contexts, the discourses compare suffering to
fire, and the practice of training the mind in meditation to the art of tuning
and playing a musical instrument. In each case, technical terms - from
physics in the first instance, from music theory in the second - are applied
to the mind in a large number of contexts. Thus it is helpful to understand
where the terms are coming from in order to grasp their connotations and to
gain an intuitive sense - based on our own familiarity with fire and music -
of what they mean.
In a few instances, I have cited alternative versions of the discourses -
such as those contained in the Sarvastivadin Canon preserved in Chinese
translation - to throw light on passages in the Pali. Although the Sarvas-
tivadin Canon as a whole seems to be later than the Pali, there is no way
of knowing whether particular Sarvastivadin discourses are earlier or later
than their Pali counterparts, so the comparisons drawn between the two are
intended simply as food for thought.
xiv Preface: How to Read This Book
I have also drawn occasionally on the Pali Abhidhamma and commen-
taries, which postdate the discourses by several centuries. Here, however, I
have had to be selective. These texts employ a systematic approach to in-
terpreting the discourses that fits some teachings better than others. There
are instances where a particular teaching has one meaning in terms of this
system, and another when viewed in the context of the discourses themselves.
Thus I have taken specific insights from these texts where they seem gen-
uinely to illumine the meaning of the discourses, but without adopting the
overall structure that they impose on the teachings.
To provide historical context, I have drawn on a variety of sources. Again,
the foremost source here is the Pali Canon itself, both in what it has to say
explicitly about the social and intellectual milieu of the Buddha's time, and
in what it says implicitly about the way the intellectual disciplines of the
Buddha's time - such as science, mathematics, and music theory - helped
to shape the way the Buddha expressed his thought. I have also drawn on
secondary sources where these do a useful job of fieshing out themes present
in the Pali Canon. These secondary sources are cited in the Bibliography.
Because the Pali tradition is still a living one, the doctrinal and historical
contexts do not account for the full range of meanings that practicing Bud-
dhists continue to find in the texts. To provide this living dimension, I have
drawn on the teachings of modern practice traditions where these seem to
harmonize with the message of the Canon and add an illuminating perspec-
tive. Most of these teachings are drawn from the Thai Forest Tradition, but
I have also drawn on other traditions as well. I have followed a traditional
Buddhist practice in not identifying the sources for these teachings, and for
two reasons: first, in many ways I owe every insight offered in this book to
the training I have received from my teachers in the Forest Tradition, and
it seems artificial to credit them for some points and not for others; second,
there is the possibility that I have misunderstood some of their teachings or
taken them out of context, so I don't want to risk crediting my misunder-
standings to them.
In providing a more modern context for the passages presented in this
book, however, I have not tried to interpret the teachings in terms of modern
psychology or sociology. The Buddha's message is timeless and direct. It does
not need to be translated into the passing fashions of disciplines that are in
many ways more removed than it is from the realities of direct experience, and
more likely to grow out of date. However, there are two modern disciplines
that I have drawn on to help explain some of the more formal aspects of the
XV
Buddha's mode of speech and his analysis of causal principles.
The first discipline is phenomenology, the branch of philosophy that deals
with phenomena as they are directly experienced, in and of themselves. There
are many schools of modern phenomenology, and it is not my purpose to try
to equate the Buddha's teachings with any one of them. However, the Bud-
dha does recommend a mode of perception that he calls "entry into empti-
ness (sunnata)" [see. MN 121 [87]], in which one simply notes the presence
or absence of phenomena, without making any further assumptions about
them. This approach resembles what in modern philosophy could be called
"radical phenomenology," a mode of perception that looks at experiences
and processes simply as events, with no reference to the question of whether
there are any "things" lying behind those events, or of whether the events can
be said really to exist [see passages §230 and §186]. Because of this resem-
blance, the word "phenomenology" is useful in helping to explain the source
of the Buddha's descriptions of the workings of kamma and the process of
dependent co-arising in particular. Once we know where he is coming from,
it is easier to make sense of his statements and to use them in their proper
context.
I have made similar use of modern science - chaos theory in particular.
There are many parallels between Buddhist theories of causation and modern
deterministic chaos theory. Examples and terminology drawn from the latter
- such as feedback, scale invariance, and fiuid turbulence - are very useful
in explaining the former. Again, in using these parallels I am not trying to
equate Buddhist teachings with chaos theory or to engage in pseudo-science.
Fashions in science change so rapidly that we do the Buddha's teachings
no favor in trying to "prove" them in light of current scientific paradigms.
Here I am simply pointing out similarities as a way of helping to make those
teachings intelligible in modern terms. Deterministic chaos theory is the only
modern body of knowledge that has worked out a vocabulary for the patterns
of behavior described in Buddhist explanations of causality, and so it seems
a natural source to draw on, both to describe those patterns and to point
out some of their less obvious implications.
In doing so, I realize that I run the risk of alienating non-scientists who
feel intimidated by scientific terminology, as well as scientists who resent the
application of terminology from their disciplines to "non-scientific" fields.
To both groups I can say only that the terms in and of themselves are not
"scientific." Much of our current everyday terminology for explaining causal
relations is derived from the science of the eighteenth century; I expect that
xvi Preface: How to Read This Book
it will only be a matter of time before the terminology of more recent science
will percolate into everyday language. For the purpose of this book, it is
important to point out that when the Buddha talked about causality, his
notion of causal relations did not correspond to our ordinary, linear, picture
of causal chains. If this point is not grasped, the common tendency is to
judge the Buddha's descriptions of causality against our own and to find them
either confusing or confused. Viewing them in the light of deterministic chaos
theory, however, helps us to see that they are both coherent and of practical
use.
Another example of an analogy drawn from modern science is the term
"holographic," which I have used to describe some formulations of the Bud-
dhist path. When a hologram is made of an object, an image of the entire
object - albeit fairly fuzzy - can be made from even small fragments of the
hologram. In the same way, some formulations of the path contain a rough
version of the entire path complete in each individual step. In my search for
an adjective to describe such formulations, "holographic" seemed the best
choice.
If you are unfamiliar with the terminology of phenomenology, chaos the-
ory, and holograms, read section I/A [Section I), on skillfulness, to find the
doctrinal context in which these terms can be related to an immediate ex-
perience: the process of developing a skill. The approach of phenomenology
relates to the fact that, on the night of his Awakening, the Buddha focused
his attention directly on the mental process of developing skillful states in the
mind, without referring to who or what was developing the skill, or to whether
there was a substratum of some sort underlying the process. Chaos theory
relates to the patterns of causality that the Buddha discerned while observing
this process, whereby the effects of action can in turn become causal factors
influencing new action. Holography relates to his discovery that skillfulness
is developed by taking clusters of good qualities already present in the mind
and using them to strengthen one another each step along the way. Once
these familiar reference points are understood, the abstract terms describing
them should become less foreign and more helpful.
In providing doctrinal, historical, and practical context based on all the
above-mentioned sources, the essays are meant to give an entry into the
mental horizons and landscape of the texts they introduce. They are also
meant to suggest how the texts may be used for their intended purpose: to
help eliminate obstacles to the release of the mind. Although some of the
essays address controversial questions, the textual passages are not meant
XVll
to prove the points made in the essays. In assembling this anthology, I first
gathered and translated the passages from the Canon, and then provided the
essays after contemplating what I had gathered. For this reason, any reader
who disagrees with the positions presented in the essays should still find the
translations useful for his/her own purposes. I am painfully aware that some
of the essays, especially those in Part I, tend to overpower the material they
are designed to introduce, but this is because the themes in Part I play a
pervasive role in the Buddha's teachings as a whole. Thus I had to deal
with them in considerable detail to point out how they relate not only to the
passages in Part I, but also to themes raised in the rest of the book.
Although the essays should go far toward familiarizing the reader with
the conceptual world and relevance of the textual passages, there are other
aspects of the passages that might prove daunting to the uninitiated, and so
I would like to deal with them here.
To begin with, the teachings on the Wings to Awakening are interrelated
in very complex ways. Because books must be arranged in linear sequence,
taking one thing at a time in a row, this means that no book can do justice
to all the side avenues and underground passageways that connect elements
in one set of teachings to those in another. For this reason, I have organized
the material in line with the order of the sets as given in the Canon, but
- as mentioned above - have extensively cross-referenced it for the sake of
readers who want to explore connections that fall outside the linear pattern.
Cross-references are given in brackets [], and take three forms. An example
that looks like this - [§123] - is a reference to a passage from the Pali Canon
translated in this book. One that looks like this - [III/E {Section 15.1)] - is a
reference to an essay introducing a section, in this case Section E in Part III
[Section 15.1). One that looks like this - [MN 107[82]] - is a reference to a
passage from the Pali Canon not translated here. The abbreviations used in
these last references are explained on the Abbreviations page. Many passages
falling in this last category are translated in my book. The Mind Like Fire
Unbound[150], in which case the reference will include the abbreviation MFU
followed by the number of the page on which the passage is located in that
book. My hope is that these cross-references will open up useful lines of
thought to whoever takes the time to explore them.
Another potential difficulty for the uninitiated reader lies in the style of
the passages. The Pali Canon was, for 500 years, an entirely oral tradition.
As a result, it tends to be terse in some areas and repetitive in others. I've
made an effort to cut out as many of the repetitions as possible, but I'll have
xviii Preface: How to Read This Book
to ask your patience for those that remain. Think of them as the refrains
in a piece of music. Also, when the Buddha is referring to monks doing this
and that, keep in mind that his audience was frequently composed entirely
of monks. The commentaries state that the word "monk" includes anyone
- male or female, lay or ordained - who is serious about the practice, and
this meaning should always be kept in mind. I apologize for the gender bias
in the translations. Although I have tried to figure out ways to minimize it,
I find myself stymied because it is so thoroughly embedded in a literature
originally addressed to monks.
I trust, however, that none of these difficulties will prove insurmountable,
and that you will find, as I have, that the teachings of the Pali Canon more
than reward the effort put into exploring them. The reality of the Wings to
Awakening lies in the qualities of the mind. The words with which they are
expressed in the Pali Canon are simply pointers. These pointers have to be
tested in the light of serious practice, but my conviction is that, of all the
meditation teachers the human race has ever seen, the Buddha is still the
best. His words should be read repeatedly, refiectively, and put to test in
the practice. My hope in gathering his teachings in this way is that they
will give you useful insights for training the mind so that someday you won't
have to read about Awakening, but will be able to know it for yourself.
A Table of the Wings to
Awakening
The Seven Sets
The Four Frames of Reference (satipatthana)
1. Remaining focused on the body in &; of itself- ardent, alert, & mindful
- putting aside greed & distress with reference to the world.
2. Remaining focused on feelings in &: of themselves - ardent, alert, &
mindful - putting aside greed & distress with reference to the world.
3. Remaining focused on the mind in & of itself- ardent, alert, & mindful
- putting aside greed & distress with reference to the world.
4. Remaining focused on mental qualities in & of themselves - ardent,
alert, & mindful - putting aside greed & distress with reference to the
world.
The Four Right Exertions (saniniappadhana)
1. Generating desire, endeavoring, arousing persistence, upholding & ex-
erting one's intent for the sake of the non-arising of evil, unskillful
qualities that have not yet arisen.
2. Generating desire, endeavoring, arousing persistence, upholding & ex-
erting one's intent for the sake of the abandoning of evil, unskillful
qualities that have arisen.
XIX
XX A Table of the Wings to Awakening
3. Generating desire, endeavoring, arousing persistence, upholding &: ex-
erting one's intent for the sake of the arising of skillful qualities that
have not yet arisen.
4. Generating desire, endeavoring, arousing persistence, upholding & ex-
erting one's intent for the maintenance, non-confusion, increase, pleni-
tude, development, & culmination of skillful qualities that have arisen.
The Four Bases of Power (iddhipada)
1. Developing the base of power endowed with concentration founded on
desire & the fabrications of exertion.
2. Developing the base of power endowed with concentration founded on
persistence &: the fabrications of exertion.
3. Developing the base of power endowed with concentration founded on
intent & the fabrications of exertion.
4. Developing the base of power endowed with concentration founded on
discrimination &: the fabrications of exertion.
The Five Faculties (indriya)
1. The faculty of conviction (saddha).
2. The faculty of persistence (viriya).
3. The faculty of mindfulness (sati).
4. The faculty of concentration (samadhi).
5. The faculty of discernment (panna).
The Five Strengths (hala)
1. The strength of conviction (saddha).
2. The strength of persistence (viriya).
3. The strength of mindfulness (^saizj.
4. The strength of concentration (samadhi).
XXI
5. The strength of discernment (panna).
The Seven Factors for Awakening (bojjhanga)
1. Mmdfuhiess as a factor for Awakening (sati-sambojjhanga).
2. Analysis of qualities as a factor for Awakening (dhamma-vicaya-sambojjhanga).
3. Persistence as a factor for Awakening (viriya-sambojjhanga).
4. Rapture as a factor for Awakening (piti-sambojjhanga).
5. Serenity as a factor for Awakening (passaddhi-sambojjhanga).
6. Concentration as a factor for Awakening (samadhi-sambojjhanga) .
7. Equanimity as a factor for Awakening (upekkha-sambojjhanga).
The Noble Eightfold Path (ariya-magga)
1. Right view (samma-ditthi).
2. Right resolve (sanima-sankappa).
3. Right speechlsamma-vaca).
4. Right SiCtion ( s amma-kammanta) .
5. Right Y\Ye\i\iood(samma-ajiva) .
6. Right eSoT:t(sam,m,a-vayam,a).
7. Right mindfulness (samma-sati).
8. Right concentration (^samma-samad/izj.
The Factors of the Seven Sets classed under
the Five Faculties
Conviction
• Right Speech (Eightfold Path)
xxii A Table of the Wings to Awakening
• Right Action (Eightfold Path)
• Right Livehhood (Eightfold Path)
• Desire (Bases of Power)
Persistence
• Right Effort (Eightfold Path)
• Four Right Exertions
• Persistence (Bases of Power)
• Persistence (Factors for Awakening)
Mindfulness
• Four Frames of Reference
• Right Mindfulness (Eightfold Path)
• Intent (Bases of Power)
• Mindfulness (Factors for Awakening)
Concentration
• Four Bases for Power
• Right Concentration (Eightfold Path)
• Rapture (Factors for Awakening)
• Serenity (Factors for Awakening)
• Concentration (Factors for Awakening)
• Equanimity (Factors for Awakening)
Discernment
• Right View (Eightfold Path)
• Right Aspiration (Eightfold Path)
XXlll
Analysis of Qualities (Factors for Awakening)
Discrimination (Bases of Power)
Equanimity (Factors for Awakening)
xxiv A Table of the Wings to Awakening
Chapter 1
Introduction
The Wings to Awakening constitute the Buddha's own list of his most im-
portant teachings. Toward the end of his life, he stated several times that
as long as the teachings in this list were remembered and put into practice,
his message would endure. Thus the Wings constitute, in the Buddha's eyes,
the words and skills most worth mastering and passing along to others.
1.1 The Buddha's Awakening
When discussing the Buddha's teachings, the best place to start is with
his Awakening. That way, one will know where the teachings are coming
from and where they are aimed. To appreciate the Awakening, though, we
have to know what led Prince Siddhattha Gotama - the Buddha before his
Awakening - to seek it in the first place. According to his own account, the
search began many lifetimes ago, but in this lifetime it was sparked by the
realization of the inevitability of aging, illness, and death. In his words:
I lived in refinement, utmost refinement, total refinement. My
father even had lotus ponds made in our palace: one where red
lotuses bloomed, one where white lotuses bloomed, one where
blue lotuses bloomed, all for my sake. I used no sandalwood
that was not from Varanasi. My turban was from Varanasi, as
were my tunic, my lower garments, & my outer cloak. A white
sunshade was held over me day <k night to protect me from cold,
heat, dust, dirt, & dew.
1
Chapter 1. Introduction
I had three palaces: one for the cold season, one for the hot
season, one for the rainy season. During the four months of the
rainy season I was entertained in the rainy-season palace by min-
strels without a single man among them, and I did not once come
down from the palace. Whereas the servants, workers, & retain-
ers in other people's homes are fed meals of lentil soup & broken
rice, in my father's home the servants, workers, & retainers were
fed wheat, rice, & meat.
Even though I was endowed with such fortune, such total re-
finement, the thought occurred to me: "When an untaught, run-
of-the-mill person, himself subject to aging, not beyond aging,
sees another who is aged, he is horrified, humiliated, & disgusted,
oblivious to himself that he too is subject to aging, not beyond
aging. If I - who am subject to aging, not beyond aging - were
to be horrified, humiliated, & disgusted on seeing another per-
son who is aged, that would not be fitting for me." As I noticed
this, the [typical] young person's intoxication with youth entirely
dropped away.
Even though I was endowed with such fortune, such total re-
finement, the thought occurred to me: "When an untaught, run-
of-the-mill person, himself subject to illness, not beyond illness,
sees another who is ill, he is horrified, humiliated, & disgusted,
oblivious to himself that he too is subject to illness, not beyond
illness. And if I - who am subject to illness, not beyond illness
- were to be horrified, humiliated, & disgusted on seeing another
person who is ill, that would not be fitting for me." As I no-
ticed this, the healthy person's intoxication with health entirely
dropped away.
Even though I was endowed with such fortune, such total re-
finement, the thought occurred to me: "When an untaught, run-
of-the-mill person, himself subject to death, not beyond death,
sees another who is dead, he is horrified, humiliated, & disgusted,
oblivious to himself that he too is subject to death, not beyond
death. And if I - who am subject to death, not beyond death
- were to be horrified, humiliated, & disgusted on seeing an-
other person who is dead, that would not be fitting for me." As
I noticed this, the living person's intoxication with life entirely
dropped away.
1.1. The Buddha's Awakening 3
- AN III.38[4]
Before my Awakening, when I was still an unawakened Bod-
hisatta (Buddha-to-be), being subject myself to birth, aging, ill-
ness, death, sorrow, & defilement, I sought (happiness in) what
was subject to birth, aging, illness, death, sorrow, &; defilement.
The thought occurred to me: "Why am I, being subject myself to
birth... defilement, seeking what is subject to birth... defilement?
What if I... were to seek the unborn, unaging, unailing, undying,
sorrowless, undefiled, unsurpassed security from bondage: Un-
binding."
So at a later time, when I was still young, black-haired, en-
dowed with the blessings of youth in the first stage of life, I shaved
off my hair & beard - though my parents wished otherwise and
were grieving with tears on their faces - and I put on the ochre
robe and went forth from the home life into homelessness.
- MN 26
These passages are universal in their import, but a fuller appreciation of
why the young prince left home for the life of a homeless wanderer requires
some understanding of the beliefs and social developments of his time.
Prince Siddhattha lived in an aristocratic republic in northern India dur-
ing the sixth century B.C.E., a time of great social upheaval. A new monetary
economy was replacing the older agrarian economy. Absolute monarchies, in
alliance with the newly forming merchant class, were swallowing up the older
aristocracies. As often happens when an aristocratic elite is being disenfran-
chised, people on all levels of society were beginning to call into question the
beliefs that had supported the older order, and were looking to science and
other alternative modes of knowledge to provide them with a new view of
life.
The foremost science in North India at that time was astronomy. New,
precise observations of planetary movements, combined with newly devel-
oped means of calculation, had led astronomers to conclude that time was
measured in aeons, incomprehensibly long cycles that repeat themselves end-
lessly. Taking up these conclusions, philosophers of the time tried to work
out the implications of this vast temporal frame for the drama of human life
and the quest for ultimate happiness. These philosophers fell into two broad
camps: those who conducted their speculations within the traditions of the
4 Chapter 1. Introduction
Vedas, early Indian religious and ritual texts that provided the orthodox
beliefs of the old order; and other, unorthodox groups, called the Samanas
(contemplatives), who questioned the authority of the Vedas. Modern ety-
mology derives the word Saniana from "striver," but the etymology of the
time derived it from sama, which means to be "on pitch" or "in tune." The
Samana philosophers were trying to find a way of life and thought that was
in tune, not with social conventions, but with the laws of nature as these
could be directly contemplated through scientific observation, personal ex-
perience, reason, meditation, or shamanic practices, such as the pursuit of
altered states of consciousness through fasting or other austerities. Many
of these forms of contemplation required that one abandon the constraints
and responsibilities of the home life, and take up the life of a homeless wan-
derer. This was the rationale behind Prince Siddhattha's decision to leave
the home life in order to see if there might be a true happiness beyond the
sway of aging, illness, and death.
Already by his time, philosophers of the Vedic and Samana schools had
developed widely differing interpretations of what the laws of nature were
and how they affected the pursuit of true happiness. Their main points of
disagreement were two:
1) Survival beyond death. Most Vedic and Samana philosophers assumed
that a person's identity extended beyond this lifetime, aeons before birth back
into the past and after death on into the future, although there was some
disagreement as to whether one's identity from life to life would change or
remain the same. The Vedas had viewed rebirth in a positive light, but by the
time of Prince Siddhattha the influence of the newly discovered astronomical
cycles had led those who believed in rebirth to regard the cycles as pointless
and restrictive, and release as the only possibility for true happiness. There
was, however, a Samana school of hedonist materialists, called Lokayatans,
who denied the existence of any identity beyond death and insisted that
happiness could be found only by indulging in sensual pleasures here and
now.
2) Causality. Most philosophers accepted the idea that human action
played a causative role in providing for one's future happiness both in this
life and beyond. Views about how this causal principle worked, though,
differed from school to school. For some Vedists, the only effective action
was ritual. The Jains, a Samana school, taught that all action fell under
linear, deterministic causal laws and formed a bond to the recurring cycle.
Present experience, they said, came from past actions; present actions would
1.1. The Buddha's Awakening 5
shape future experience. This linear causality was also materialistic: physical
action created asavas (effluents, fermentations) - sticky substances on the
soul that kept it attached to the cycle. According to them, the only escape
from the cycle lay in a life of non-violence and inaction, culminating in a slow
suicide by starvation, which would burn the asavas away, thus releasing the
soul. Some Upanishads - post-Vedic speculative texts - expressed causality
as a morally neutral, purely physical process of evolution. Others stated that
moral laws were intrinsic to the nature of causality, rather than being mere
social conventions, and that the morality of an action determined how it
affected one's future course in the round of rebirth. Whether these last texts
were composed before or after the Buddha taught this view, though, no one
knows. At any rate, all pre-Buddhist thinkers who accepted the principle of
causality, however they expressed it, saw it as a purely linear process.
On the other side of the issue, the Lokayatans insisted that no causal
principle acted between events, and that all events were spontaneous and
self-caused. This meant that actions had no consequences, and one could
safely ignore moral rules in one's pursuit of sensual pleasure. One branch
of another Samana school, the Ajivakas, insisted that causality was illusory.
The only truly existent things, they said, were the unchanging substances
that formed the building blocks of the universe. Because causality implied
change, it was therefore unreal. As a result, human action had no effect on
anything of any substance - including happiness - and so was of no account.
Another branch of the same school, which specialized in astrology, insisted
that causality was real but totally deterministic. Human life was entirely
determined by impersonal, amoral fate, written in the stars; human action
played no role in providing for one's happiness or misery; morality was purely
a social convention. Thus they insisted that release from the round of rebirth
came only when the round worked itself out. Peace of mind could be found
by accepting one's fate and patiently waiting for the cycle, like a ball of string
unwinding, to come to its end.
These divergent viewpoints formed the intellectual backdrop for Prince
Siddhattha's quest for ultimate happiness. In fact, his Awakening may be
seen as his own resolution of these two issues.
The Pali Canon records several different versions of the Buddha's own
descriptions of his Awakening. These descriptions are among the earliest
extended autobiographical accounts in human history. The Buddha presents
himself as an explorer and experimenter - and an exceedingly brave one at
that, putting his life on the line in the search for an undying happiness. After
6 Chapter 1. Introduction
trying several false paths, including formless mental absorptions and physical
austerities, he happened on the path that eventually worked: bringing the
mind into the present by focusing it on the breath, and then making a calm,
mindful analysis of the processes of the mind as they presented themselves
directly to his immediate awareness. Seeing these processes as inconstant,
stressful, and not-self, he abandoned his sense of identification with them.
This caused them to disband, and what remained was Deathlessness (amata-
dhamma), beyond the dimensions of time and space. This was the happiness
for which he had been seeking.
In one passage of the Pali Canon [§188], the Buddha noted that what he
had come to realize in the course of his Awakening could be compared to the
leaves of an entire forest; what he taught to others was like a mere handful
of leaves. The latter part comprised the essential points for helping others to
attain Awakening themselves. The part he had kept back would have been
useless for that purpose. Thus, when we discuss the Buddha's Awakening,
we must keep in mind that we know only a small sliver of the total event.
However, the sliver we do know is designed to aid in our own Awakening.
That is the part we will focus on here, keeping the Buddha's purpose for
teaching it constantly in mind.
When the Buddha later analyzed the process of Awakening, he stated
that it consisted of two kinds of knowledge:
First there is the knowledge of the regularity of the Dhamma,
after which there is the knowledge of Unbinding.
- SNXII.70[111]
The regularity of the Dhamma, here, denotes the causal principle that
underlies all "fabricated" (sankhata) experience, i.e., experience made up of
causal conditions and infiuences. Knowing this principle means mastering
it: One can not only trace the course of causal processes but also escape
from them by skillfully letting them disband. The knowledge of Unbinding
is the realization of total freedom that comes when one has disbanded the
causal processes of the realm of fabrication, leaving the freedom from causal
infiuences that is termed the "Unfabricated." The Buddha's choice of the
word Unbinding (nibbana) - which literally means the extinguishing of a
fire - derives from the way the physics of fire was viewed at his time. As
fire burned, it was seen as clinging to its fuel in a state of entrapment and
agitation. When it went out, it let go of its fuel, growing calm and free. Thus
when the Indians of his time saw a fire going out, they did not feel that they
1.1. The Buddha's Awakening 7
were watching extinction. Rather, they were seeing a metaphorical lesson in
how freedom could be attained by letting go.
The first knowledge, that of the regularity of the Dhamma, is the de-
scribable part of the process of Awakening; the second knowledge, that of
Unbinding, though indescribable, is what guarantees the worth of the first:
When one has been totally freed from all suffering and stress, one knows
that one has properly mastered the realm of fabrication and can vouch for
the usefulness of the insights that led to that freedom. Truth, here, is sim-
ply the way things work; true knowledge is gauged by how skillfully one can
manipulate them.
There are many places in the Pali Canon where the Buddha describes his
own act of Awakening to the first knowledge as consisting of three insights:
• recollection of past lives.
•
•
insight into the death and rebirth of beings throughout the cosmos,
and
insight into the ending of the mental effiuents or fermentations (asava)
within the mind [§1]. (As we will see below, the Buddha's Awakening
gave a new meaning to this term borrowed from the Jains.)
The first two insights were not the exclusive property of the Buddhist tra-
dition. Shamanic traditions throughout the world have reported seers who
have had similar insights. The third insight, however, went beyond shaman-
ism into a phenomenology of the mind, i.e., a systematic account of phenom-
ena as they are directly experienced. This insight was exclusively Buddhist,
although it was based on the previous two. Because it was multi-faceted,
the Canon describes it from a variety of standpoints, stressing different as-
pects as they apply to specific contexts. In the course of this book, we too
will explore specific facets of this insight from different angles. Here we will
simply provide a general outline to show how the principle of skillful kamma
underlay the main features of this insight.
The Bodhisatta's realization in his second insight that kamma determines
how beings fare in the round of rebirth caused him to focus on the question of
kamma in his third insight. And, because the second insight pointed to right
and wrong views as the factors determining the quality of kamma, he looked
into the possibility that kamma was primarily a mental process, rather than
a physical one, as the Vedists and Jains taught. As a result, he focused on
8 Chapter 1. Introduction
the mental kamnia that was taking place at that very moment in his mind,
to understand the process more clearly. In particular, he wanted to see if
there might be a type of right view that, instead of continuing the round of
rebirth, would bring release from it. To do this, he realized that he would
have to make his powers of discernment more skillful; this meant that the
process of developing skillfulness would have to be the kamma that he would
observe.
Now, in the process of developing a skill, two major assumptions are
made: that there is a causal relationship between acts and their results,
and that good results are better than bad. If these assumptions were not
valid, there would be no point in developing a skill. The Bodhisatta noticed
that this point of view provided two variables - causes and results, and
favorable and unfavorable - that divided experience into four categories,
which he later formulated as the four noble truths (ariya-sacca): stress, its
origination, its cessation, and the path to its cessation [§189]. Each category,
he further realized, entailed a duty. Stress had to be comprehended, its cause
abandoned, its disbanding realized, and the path to its cessation developed
[§195].
In trying to comprehend stress and its relationship to kamma, the Bod-
hisatta discovered that, contrary to the teachings of the Jains, kamma was
not something extrinsic to the cycle of rebirth that bound one to the cycle.
Rather, (1) the common cycle of kamma, result, and reaction was the cycle of
rebirth in and of itself, and (2) the binding agent in the cycle was not kamma
itself, but rather an optional part of the reaction to the results of kamma.
The Bodhisatta analyzed the cycle of kamma, result, and reaction into the
following terms: kamma is intention; its result, feeling; the reaction to that
feeling, perception and attention - i.e., attention to perceptions about the
feeling - which together form the views that color further intentions. If per-
ception and attention are clouded by ignorance, craving, and clinging, they
lead to stress and further ignorance, and form the basis for intentions that
keep the cycle in motion. In his later teachings, the Buddha identified these
clouding factors - forms of clinging, together with their resultant states of
becoming and ignorance [§227] - as the asavas or effluents that act as binding
agents to the cycle. In this way, he took a Jain term and gave it a new mean-
ing, mental rather than physical. At the same time, his full scale analysis of
the interaction between kamma and the effluents formed one of the central
points of his teaching, termed dependent co-arising (paticca-samuppada)
[§§211, 218, 231].
1.1. The Buddha's Awakening 9
The fact that it is possible to develop a skill suggested to the Bodhisatta,
while he was developing his third insight, that the craving and clinging that
cloud one's perceptions and attention did not necessarily follow on the feeling
that resulted from kanima. Otherwise, there would be no way to develop
skillful intentions. Thus craving and clinging could be abandoned. This
would require steady and refined acts of attention and intention, which came
down to well-developed concentration and discernment, the central qualities
in the path to the cessation of stress. Concentration gave discernment the
focus and solidity it needed to see clearly, while discernment followed the
two-fold pattern that attention must play in the development of any skill:
sensitivity to the context of the act, formed by pre-existing factors coming
from the past, together with sensitivity to the act itself, formed by present
intentions. In other words, discernment had to see the results of an action
as stemming from a combination of past and present causes.
As the more blatant forms of craving, clinging, and ignorance were eradi-
cated with the continued refinement of concentration and discernment, there
came a point where the only acts of attention and intention left to analyze
were the acts of concentration and discernment in and of themselves. The
feedback loop that this process entailed - with concentration and discernment
shaping one another in the immediate present - brought the investigation into
such close quarters that the terms of analysis were reduced to the most basic
words for pointing to present experiences: "this" and "that." The double
focus of discernment, in terms of past and present infiuences, was reduced to
the most basic conditions that make up the experience of "the present" (and,
by extension, "space") on the one hand, and "time" on the other: Attention
to present participation in the causal process was reduced to the basic con-
dition for the experience of the present, i.e., mutual presence ("When this
is, that is; when this isn't, that isn't"), while attention to infiuences from
the past was reduced to the basic condition for the experience of time, i.e.,
the dependence of one event on another ("From the arising of this comes
the arising of that; from the cessation of this comes the cessation of that").
These expressions later formed the basic formula of the Buddha's teachings
on causality, which he termed this/that conditionality (idappaccayata)
[§211] to emphasize that the formula described patterns of events viewed in
a mode of perception empty of any assumptions outside of what could be
immediately perceived.
After reaching this point, there was nothing further that concentration
and discernment - themselves being conditioned by time and the present -
10 Chapter 1. Introduction
could do. When all residual attachments even to these subtle realizations
were let go, there thus followed a state called non-fashioning, in which the
mind made absolutely no present input into experience. With no present
input to maintain experience of time and the present, the cycle of fabricated
experience disbanded. This formed an opening to the Unfabricated, the
undying happiness that the Bodhisatta, now the Buddha, had sought. This
was the knowledge of Unbinding, or total release.
1.2 The Buddha's Teachings
The texts say that the Buddha spent a total of 49 days after his Awakening,
sensitive to the bliss of release, reviewing the implications of the insights that
had brought about his Awakening. At the end of this period, he thought of
teaching other living beings. At first the subtlety and complexity of his
Awakening made him wonder if anyone would be able to understand and
benefit from his teachings. However, after he ascertained through his new
powers of mind that there were those who would understand, he made the
decision to teach, determining that he would not enter total Unbinding until
he had established his teachings - his doctrine and discipline (Dhamma-
Vinaya) - on a solid basis for the long-term benefit of human and divine
beings.
The two primary knowledges that constituted the Awakening - knowl-
edge of the regularity of the Dhamma and knowledge of Unbinding - played
a major role in shaping what the Buddha taught and how he taught it. Of
the two, the knowledge of Unbinding was the more important. It not only
guaranteed the truth of the other knowledge, but also constituted the Bud-
dha's whole purpose in teaching: he wanted others to attain this happiness
as well. However, because the first knowledge was what led to the second, it
provided the guidelines that the Buddha used in determining what would be
useful to communicate to others so that they too would arrive at the knowl-
edge of Unbinding of their own accord. These guidelines were nothing other
than the three insights of which this knowledge was composed: recollection
of past lives, insight into the death and rebirth of beings, and insight into
the ending of the mental effluents. As became clear during the Buddha's
teaching career, not all those who would reach the knowledge of Unbinding
would need to gain direct insight into previous lifetimes or into the death
and rebirth of other beings, but they would have to gain direct insight into
1.2. The Buddha's Teachings 11
the ending of the mental effluents. The mastery of causahty that formed the
heart of this insight thus formed the heart of his teaching, with the first two
insights providing the background against which the teachings were to be
put into practice.
As we noted above, the three insights taken together provided answers to
the questions that had provoked Prince Siddhattha's quest for Awakening in
the first place. His remembrance of previous lives showed on the one hand
that death is not annihilation, but on the other hand that there is no core
identity that remains unchanged or makes steady, upward progress through
the process of rebirth. One life follows another as one dream may follow
another, with similar wide swings in one's sense of who or where one is.
Thus there is no inherent security in the process.
The second insight - into the death and rebirth of beings throughout the
cosmos - provided part of the answer to the questions surrounding the issue
of causality in the pursuit of happiness. The primary causal factor is the
mind, and in particular the moral quality of the intentions comprising its
thoughts, words, and deeds, and the rightness of the views underlying them.
Thus moral principles are inherent in the functioning of the cosmos, rather
than being mere social conventions. For this reason, any quest for happiness
must focus on mastering the quality of the mind's views and intentions.
The third insight - into the ending of the mental effluents - showed that
escape from the cycle of rebirth could be found, not through ritual action
or total inaction, but through the skillful development of a type of right
view that abandoned the effluents that kept the cycle of kamma, stress, and
ignorance in motion. As we have seen, this type of right view went through
three stages of refinement as the third insight progressed: the four noble
truths, dependent co-arising, and this/that conditionality. We will discuss
the first two stages in detail elsewhere in this book [III/H/i and III/H/iii].
Here we will focus on this/that conditionality, the most radical aspect of the
Buddha's third insight. In terms of its content, it explained how past and
present intentions underlay all experience of time and the present. The truth
of this content was shown by its role in disbanding all experience of time
and the present simply by bringing present intentions to a standstill. Small
wonder, then, that this principle provided the most fundamental infiuence in
shaping the Buddha's teaching.
The Buddha expressed this/that conditionality in a simple-looking for-
mula:
12 Chapter 1. Introduction
(1) When this is, that is.
(2) From the arising of this comes the arising of that.
(3) When this isn't, that isn't.
(4) From the stopping of this comes the stopping of that.
-AN X.92[38]
There are many possible ways of interpreting this formula, but only one
does justice both to the way the formula is worded and to the complex, fluid
manner in which specific examples of causal relationships are described in
the Canon. That way is to view the formula as the interplay of two causal
principles, one linear and the other synchronic, that combine to form a non-
linear pattern. The linear principle - taking (2) and (4) as a pair - connects
events, rather than objects, over time; the synchronic principle - (1) and (3)
- connects objects and events in the present moment. The two principles
intersect, so that any given event is influenced by two sets of conditions:
input acting from the past and input acting from the present. Although each
principle seems simple, the fact that they interact makes their consequences
very complex [§10]. To begin with, every act has repercussions in the present
moment together with reverberations extending into the future. Depending
on the intensity of the act, these reverberations can last for a very short or a
very long time. Thus every event takes place in a context determined by the
combined effects of past events coming from a wide range in time, together
with the effects of present acts. These effects can intensify one another, can
coexist with little interaction, or can cancel one another out. Thus, even
though it is possible to predict that a certain type of act will tend to give a
certain type of result - for example, acting on anger will lead to pain - there
is no way to predict when or where that result will make itself felt [§11].
The complexity of the system is further enhanced by the fact that both
causal principles meet at the mind. Through its views and intentions, the
mind takes a causal role in keeping both principles in action. Through its
sensory powers, it is affected by the results of the causes it has set in mo-
tion. This creates the possibility for the causal principles to feed back into
themselves, as the mind reacts to the results of its own actions. These reac-
tions can take the form of positive feedback loops, intensifying the original
input and its results, much like the howl in a speaker placed next to the
microphone feeding into it. They can also create negative feedback loops,
counteracting the original input, much like the action of a thermostat that
turns off a heater when the temperature in a room is too high, and turns it on
1.2. The Buddha's Teachings 13
again when it gets too low. Because the results of actions can be immediate,
and the mind can then react to them immediately, these feedback loops can
at times quickly spin out of control; at other times, they may act as skillful
checks on one's behavior. For example, a man may act out of anger, which
gives him an immediate sense of dis-ease to which he may react with further
anger, thus creating a snowballing effect. On the other hand, he may come
to understand that the anger is causing his dis-ease, and so immediately does
what he can to stop it. However, there can also be times when the results of
his past actions may obscure the dis-ease he is causing himself in the present,
so that he does not immediately react to it one way or another.
In this way, the combination of two causal principles - influences from
the past interacting with those in the immediate present - accounts for the
complexity of causal relationships as they function on the level of immediate
experience. However, the combination of the two principles also opens the
possibility for finding a systematic way to break the causal web. If causes
and effects were entirely linear, the cosmos would be totally deterministic,
and nothing could be done to escape from the machinations of the causal
process. If they were entirely synchronic, there would be no relationship from
one moment to the next, and all events would be arbitrary. The web could
break down totally or reform spontaneously for no reason at all. However,
with the two modes working together, one can learn from causal patterns
observed from the past and apply one's insights to disentangling the same
causal patterns acting in the present. If one's insights are true, one can then
gain freedom from those patterns.
For this reason, the principle of this/that conditionality provides an ideal
foundation, both theoretical and practical, for a doctrine of release. And,
as a teacher, the Buddha took full advantage of its implications, using it in
such a way that it accounts not only for the presentation and content of his
teachings, but also for their organization, their function, and their utility. It
even accounts for the need for the teachings and for the fact that the Buddha
was able to teach them in the first place. We will take up these points in
reverse order.
The fact of the teaching: As noted above, this/that conditionality is a
combination of two causal modes: linear activity, connecting events over
time; and synchronic causality, connecting objects in the present. The fact
that the causal principle was not totally linear accounts for the fact that
the Buddha was able to break the causal circle as soon as he had totally
comprehended it, and did not have to wait for all of his previous kamma to
14 Chapter 1. Introduction
work itself out first. The fact tliat tlie principle was not totally synchronic,
however, accounts for the fact that he survived his Awakening and lived
to tell about it. Although he created no new kamma after his Awakening,
he continued to live and teach under the influence of the kaninia he had
created before his Awakening, finally passing away only when those kammic
influences totally worked themselves out. Thus the combination of the two
patterns allowed for an experience of the Unfabricated that could be survived,
opening the opportunity for the Buddha to teach others about it before his
total Unbinding.
The need for the teachings: This/that conditionality, even though it can
be expressed in a simple formula, is very complex in its working-out. As a
result, the conditions of time and the present are bewildering to most people.
This is particularly true in the process leading up to suffering and stress. As
§189 states, beings react to suffering in two ways: bewilderment and a search
for a way out. If the conditions for suffering were not so complex, it would be
the result of a simple, regular process that would not be so confusing. People
would be able to understand it without any need for outside teachings. The
fact of its actual complexity, however, explains why people find it bewildering
and, as a result of their bewilderment, have devised a wide variety of unskillful
means to escape from it: recourse to such external means as magic, ritual,
revenge, and force; and to such internal means as denial, repression, self-
hatred, and prayer. Thus the complexity of this/that conditionality accounts
for the lack of skill that people bring to their lives - creating more suffering
and stress in their attempts to escape suffering and stress - and shows that
this lack of skill is a result of ignorance. This explains the need for a teaching
that points out the true nature of the causal system operating in the world,
so that proper understanding of the system can lead people to deal with it
skillfully and actually gain the release they seek.
The utility of the teachings: The fact that this/that conditionality allows
for causal input from the present moment means that the causal process is
not totally deterministic. Although linear causality places restrictions on
what can be done and known in any particular moment, synchronic causality
allows some room for free will. Human effort can thus make a difference
in the immediate present. At the same time, the fact that the principle
of this/that conditionality is expressed in impersonal terms means that the
Buddha's insights did not depend on any power peculiar to him personally.
As he noted in recounting his experience, the realizations he attained were
such that anyone who developed the mind to the same pitch of heedfulness.
1.2. The Buddha's Teachings 15
ardency, and resolution and then directed it to the proper task would be able
to attain them as well [§1]. For these reasons, the act of teaching would not
be futile, because the mental qualities needed for the task of Awakening were
available to other people, who would have the freedom to develop them if
they wanted to.
The function of the teachings: As chaos theory has shown in graphic
terms, any causal system that contains three or more feedback loops can
develop into incredible complexity, with small but well-placed changes in
input tipping the balance from complex order to seeming chaos, or from
chaos to order in the twinkling of an eye. A similar observation applies
to this/that conditionality. Given the inherent complexity and instability of
such a system, a simple description of it would be futile: the complexity would
boggle the mind, and the instability would insure that any such description
would not be helpful for long. At the same time, the instability of the
system makes it imperative for anyone immersed in such a system to find
a way out, for instability threatens any true chance for lasting peace or
happiness. The complexity of the system requires that one find a reliable
analysis of the sensitive points in the system and how they can be skillfully
manipulated in a way that brings the system down from within. All of these
considerations play a role in determining the function for which the Buddha
designed his teachings. They are meant to act as a guide to skillful ways
of understanding the principles underlying the causal system, and to skillful
ways of manipulating the causal factors so as to gain freedom from them.
The concept of skillful and unskillful thoughts, words, and deeds thus plays
a central role in the teaching.
In fact, the teachings themselves are meant to function as skillful thoughts
toward the goal of Awakening. The Buddha was very clear on the point that
he did not mean for his teachings to become a metaphysical system, or for
them to be adhered to simply for the sake of their truth value. He discussed
metaphysical topics only when they could play a role in skillful behavior.
Many metaphysical questions - such as whether or not there is a soul or self,
whether or not the world is eternal, whether or not it is infinite, etc. - he
refused to answer, on the grounds that they were either counterproductive
or irrelevant to the task at hand: that of gaining escape from the stress and
suffering inherent in time and the present.
Although the Buddha insisted that all of his teachings were true - none
of his skillful means were useful fictions - they were to be put aside when
one had fully benefited from putting them into practice. In his teachings.
16 Chapter 1. Introduction
true but conditioned knowledge is put into service to an unconditioned goal:
a release so total that no conditioned truth can encompass it. Because a
meditator has to use causal factors in order to disband the causal system,
he/she has to make use of factors that eventually have to be transcended.
This pattern of developing qualities in the practice that one must eventually
let go as one attains the Unfabricated is common throughout the Buddha's
teachings. Eventually even skillfulness itself has to be transcended.
The organization of the teachings: The fact that the causal system con-
tains many feedback loops means that a particular causal connection - either
one that continues the system or one designed to disband it - can follow one
of several paths. Thus there is a need for a variety of explanations for people
who find themselves involved in these different paths. This need explains the
topical organization of the Buddha's teachings in his discourses. In talking
to different people, or to the same people at different times, he gave different
accounts of the causal links leading up to stress and suffering, and to the
knowledge that can bring that stress and suffering to an end. Those who
have tried to form a single, consistent account of Buddhist causal analyses
have found themselves stymied by this fact, and have often discounted the
wide variety of analyses by insisting that only one of them is the "true"
Buddhist analysis; or that only the general principle of mutual causality is
important, the individual links of the analyses being immaterial; or that the
Buddha did not really understand causality at all. None of these positions do
justice to the Buddha's skill as a teacher of this person and that, each caught
at different junctures in the feedback loops of this/that conditionality.
As we will see when we consider the Wings to Awakening in detail, the
Buddha listed different ways of envisioning the causal factors at work in
developing the knowledge needed to gain release from the realm of fabrica-
tion. Although the lists follow different lines of this/that conditionality, he
insisted that they were equivalent. Thus any fair account of his teachings
must make room for the variety of paths he outlined, and for the fact that
each is helpfully specific and precise.
The content of the teachings: Perhaps one of the most radical aspects
of the Buddha's teachings is the assertion that the factors at work in the
cosmos at large are the same as those at work in the way each individual
mind processes experience. These processes, rather than the sensory data
that they process, are primary in one's experience of the cosmos. If one can
disband the act of processing, one is freed from the cosmic causal net.
What this means in the case of the individual mind - engaged in and
1.2. The Buddha's Teachings 17
suffering from the processes of time and the present - is that the way out
is to be found by focusing directly on the processing of present experience,
for that is where the crucial issues play themselves out most clearly. Here
and now is where everything important is happening, not there and then. At
the same time, the skills that are needed to deal with these issues are skills
of the mind: proper ways of analyzing what one experiences and proper
qualities of mind to bring to the analysis to make it as clear and effective as
possible. This boils down to the proper frame of reference, the proper quality
of awareness, and the proper mode of analysis. These are precisely the topics
covered in the Wings to Awakening, although as one's skill develops, they
coalesce: The quality of awareness itself becomes the frame of reference and
the object to which the analysis is applied.
The presentation of the teaching: Because the Buddha's listeners were
already caught in the midst of the web of this/that conditionality, he had to
present his message in a way that spoke to their condition. This meant that
he had to be sensitive both to the linear effects of past kamma that might
either prevent or support the listener's ability to benefit from the teaching,
and to the listener's current attitudes and concerns. A person whose adverse
past kamma prevented Awakening in this lifetime might benefit from a more
elementary teaching that would put him/her in a better position to gain
Awakening in a future lifetime. Another person's past kamma might open
the possibility for Awakening in this lifetime, but his/her present attitude
might have to be changed before he/she was willing to accept the teaching.
A second complication entailed by the principle of this/that conditionality
is that it has to be known and mastered at the level of direct experience in
and of itself. This mastery is thus a task that each person must do for him
or herself. No one can master direct experience for anyone else. The Buddha
therefore had to find a way to induce his listeners to accept his diagnosis of
their sufferings and his prescription for their cure. He also had to convince
them to believe in their own ability to follow the instructions and obtain the
desired results. To use a traditional Buddhist analogy, the Buddha was like a
doctor who had to convince his patients to administer a cure to themselves,
much as a doctor has to convince his patients to follow his directions in taking
medicine, getting exercise, changing their diet and lifestyle, and so forth. The
Buddha had an additional difficulty, however, in that his definition of health -
Unbinding - was something that none of his listeners had yet experienced for
themselves. Hence the most important point of his teaching was something
that his listeners would have to take on faith. Only when they had seen the
18 Chapter 1. Introduction
results of putting the teachings into practice for themselves would faith no
longer be necessary.
Thus, for every listener, faith in the Buddha's Awakening was a prereq-
uisite for advanced growth in the teaching. Without faith in the fact of the
Buddha's knowledge of Unbinding, one could not fully accept his prescrip-
tion. Without faith in the regularity of the Dhaninia - including conviction
in the principle of kaninia and the impersonality of the causal law, making
the path open in principle to everyone - one could not fully have faith in
one's own ability to follow the path. Of course, this faith would then be con-
firmed, step by step, as one followed the teaching and began gaining results,
but full confirmation would come only with an experience of Awakening.
Prior to that point, one's trust, bolstered only by partial results, would have
to be a matter of faith [MN 27]. Acquiring this faith is called "going for
refuge" in the Buddha. The "refuge" here derives from the fact that one has
placed trust in the truth of the Buddha's Awakening and expects that by
following his teachings - in particular, the principle of skillful kamma - one
protects oneself from creating further suffering for oneself or others, eventu-
ally reaching true, unconditioned happiness. This act of going for refuge is
what qualifies one as a Buddhist - as opposed to someone simply interested
in the Buddha's teachings - and puts one in a position to benefit fully from
what the Buddha taught.
The Buddha employed various means of instilling faith in his listeners,
but the primary means fall into three classes: his character, his psychic pow-
ers, and his powers of reason. When he gave his first sermon - to the Five
Brethren, his former compatriots - he had to preface his remarks by remind-
ing them of his honest and responsible character before they would willingly
listen to him. When he taught the Kassapa brothers, he first had to subdue
their pride with a dazzling array of psychic feats. In most cases, however,
he needed only to reason with his listeners and interlocutors, although here
again he had to be sensitive to the level of their minds so that he could lead
them step by step, taking them from what they saw as immediately apparent
and directing them to ever higher and more subtle points. The typical pat-
tern was for the Buddha to begin with the immediate joys of generosity and
virtue; then go on to the longer-term sensual rewards of these qualities, in line
with the principle of kamma; then the ultimate drawbacks of those sensual
rewards; and finally the benefits of renunciation. If his listeners could follow
his reasoning this far, they would be ready for the more advanced teachings.
We often view reason as something distinct from faith, but for the Bud-
1.2. The Buddha's Teachings 19
dha it was simply one way of instilling faith or conviction in his listeners.
At several points in the Pali Canon [e.g., DN 1] he points out the fallacies
that can result when one draws reasoned conclusions from a limited range
of experience, from false analogies, or from inappropriate modes of analysis.
Because his teachings could not be proven prior to an experience of Awak-
ening, he recognized that the proper use of reason was not in trying to prove
his teachings, but simply in showing that they made sense. People can make
sense of things when they see them as similar to something they already
know and understand. Thus the main function of reason in presenting the
teachings is in finding proper analogies for understanding them: hence the
many metaphors and similes used throughout the texts. Faith based on rea-
son and understanding, the Buddha taught, was more solid than unreasoned
faith, but neither could substitute for the direct knowledge of the regularity
of the Dhamma and of Unbinding, for only the experience of Unbinding was
a guarantee of true knowledge. Nevertheless, faith was a prerequisite for
attaining that direct knowledge. Only when the initial presentation of the
teaching had aroused faith in the listener, would he/she be in a position to
benefit from a less-adorned presentation of the content and put it into prac-
tice. The need for various ways of presenting his points on a wide range of
levels meant that the body of the Buddha's teachings grew ever more varied
and immense with time. As his career drew to a close, he found it necessary
to highlight the essential core of the teaching, the unadorned content, so that
the more timeless aspects of his message would remain clear in his follow-
ers' minds. Societies and cultures inevitably change, so that what counts
as effective persuasion in one time and place may be ineffective in another.
The basic structure of this/that conditionality does not change, however; the
qualities of the mind needed for mastering causality and realizing the Unfab-
ricated will always remain the same. The Buddha thus presented the Wings
to Awakening as the unadorned content: the timeless, essential core.
Even here, however, the principle of this/that conditionality affected his
presentation. He needed to find principles that would be relatively immune
to changes in society and culture. He needed a mode of presentation that
was simple enough to memorize, but not so simplistic as to distort or limit
the teaching. He also needed words that would point, not to abstractions,
but to the immediate realities of awareness in the listener's own mind. And,
finally, he needed a useful framework for the teaching as a whole, so that
those who wanted to track down specific points would not lose sight of how
those points fit into the larger picture of the practice.
20 Chapter 1. Introduction
His solution was to give lists of personal qualities, as we noted above,
rather than any of the more abstruse, philosophical doctrines that are often
cited as distinctively Buddhist. These personal qualities are immediately
present, to at least some extent, in every human mind. Thus they retain a
constant meaning no matter what changes occur in one's mental landscape
or cultural horizons. The Buddha presents them in seven alternative, in-
terconnected lists (see Table I). Each list - when all of its implications are
worked out - is equivalent to all of the others in its effects, but each takes a
distinctive approach to the practice. Thus the lists provide enough variety
to meet the needs of people caught in different parts of the causal network.
As one searches the texts for explanations of the meaning of specific terms
and factors in the lists, one finds that the lists connect - directly or indi-
rectly - with everything there. At the same time, the categories of the lists,
because they point to qualities in the mind, encourage the listener to regard
the teachings not as a system in and of themselves, but as tools for look-
ing directly into his/her own mind, where the sources and solutions to the
problem of suffering lie.
As a result, although the lists are short and simple, they are an effective
introduction to the teaching and a guide to its practice. From his experience
with this/that conditionality on the path, the Buddha had seen that if one
develops the mental qualities listed in any one of these seven sets, focuses
them on the present, keeping in mind the four frames of reference and analyz-
ing what appears to one's immediate awareness in terms of the categories of
the four noble truths, one will inevitably come to the same realizations that
he did: the regularity of the Dhamma and the reality of Unbinding. This
was the happiness he himself sought and found, and that he wanted others
to attain.
In addition to the seven lists, the Buddha left behind a monastic order
designed not only so that the teachings would be memorized from generation
to generation, but also so that future generations would have living examples
of the teaching to learn from, and a conducive social environment in which to
put them into practice. This environment was intended as a gift not only for
those who would ordain, but also for those lay people who associated with
the order, taking the opportunity to develop their own generosity, morality,
and mindfulness in the process. Associating with others who are following a
sensitive disciplinary code forces one to become more sensitive and disciplined
oneself. Although our concern in this book is with the Dhamma, or the
teaching of the Wings to Awakening, we should not forget that the Buddha
1.2. The Buddha's Teachings 21
named his teaching Dhamnia-Vinaya. The Vinaya was the set of rules and
regulations he established for the smooth running of the order. Dhamma
is the primary member of the compound, but the Vinaya forms the context
that helps keep it alive. They meet in a common focus on the factor of
intention. The Vinaya uses its rules not only to foster communal order, but
also to sensitize individual practitioners to the element of intention in all
their actions. The Dhamma then makes use of this sensitivity as a means of
fostering the insights that lead to Awakening.
After he had placed the Dhamma-Vinaya on a sure footing, the Buddha
passed away into total Unbinding. This event has provoked a great deal of
controversy within and without the Buddhist tradition, some people saying
that if the Buddha was truly compassionate, he should have taken repeated
rebirth so that the rest of humanity could continue to benefit from the excel-
lent qualities that he had built into his mind. His total Unbinding, however,
can be seen as one of his greatest kindnesses to his followers. By example
he showed that, although the path to true happiness entails generosity and
kindness to others, the goal of the path needs no justification in terms of
anything else. The limitless freedom of Unbinding is a worthy end for its
own sake. Society's usual demand that people must justify their actions by
appeal to the continued smooth functioning of society or the happiness of
others, has no sway over the innate worth of this level. The Buddha made
use of the kammic residue remaining after his Awakening to make a free gift
of the Dhamma-Vinaya to all who care about genuine happiness and health,
but when those residues were exhausted, he took the noble way of true health
as an example and challenge to us all.
Thus the Dhamma-Vinaya can be seen as the Buddha's generous gift to
posterity. The rules of the Vinaya offer an environment for practice, while
the Wings to Awakening are an invitation and guide to that practice, leading
to true happiness. Anyone, anywhere, who is seriously interested in true
happiness is welcome to focus on the qualities listed here, to see if this/that
conditionality is indeed the causal principle governing the dimensions of time
and the present, and to test if it can be mastered in a way that leads to
the promised result: freedom transcending those dimensions, totally beyond
measure and unbound.
22 Chapter 1. Introduction
Part I
Basic Principles
23
Chapter 2
Skillfulness
The Buddha's teachings, like the principles they describe, are interrelated
in complex ways. It is difficult to point out any one teaching that underlies
everything else, as all the teachings are mutually dependent. Nevertheless,
there are a number of possible entry points into their pattern, and one of
those points is the Buddha's observation that it is possible to master a skill.
Unlike many of his contemporaries - and many thinkers before and since
- the Buddha did not try to reason from abstract principles down to direct
experience. As we noted in the Introduction, the Buddha's contemporaries
were influenced by the premier science of their time - astronomy - in the
way they viewed experience, and it is easy to see prejudices derived from as-
tronomy at work in their thought: that the universe is composed of discrete
bodies acting in line with regular, linear causes; and that human knowledge
of these processes has no impact on the way they behave. These prejudices,
when applied to human experience, resulted in what the Buddha called theo-
ries of being, or what we today would call theories of order: that the processes
of the universe can be totally explained in terms of physical principles that
follow linear causal patterns unaffected by human intervention. The various
conclusions that developed out of this approach differed primarily in how
one's soul - viewed in various ways either as a discrete thing or as a more
abstract principle - was to look for release from this vast cosmic machine.
Some insisted that action was illusory; others, that action was real but to-
tally determined by fixed rules, serving only to bind one to the impersonal
cycle.
In reaction to the theories of being, the Lokayatans proposed a theory of
non-being or absolute chaos that, like all reactionary ideologies, was defined
25
26 Chapter 2. Skillfulness
largely by what it denied. Although it admitted the primacy of the physical
universe, it denied that any causal laws operated on the observable, human
level. Everything, the Lokayatans said, was totally spontaneous, random,
and chaotic. No personal souls were observable, and thus human identity
was composed only of the temporary conjunction of elements that made up
the body, terminating when those elements separated at death.
In a manner typical of his approach to problems, the Buddha avoided both
sides of this argument by focusing directly on the level of immediate expe-
rience and exploring the implications of truths that both sides overlooked.
Instead of fixing on the content of the views expressed, he considered the
actions of those who were expressing the views. The logic either of total de-
terminism or of total chaos must end in the conclusion that purposeful action
is pointless, and yet adherents of both schools continued to act in purposeful
ways. The fact that each side advanced an interpretation of reality implied
that both agreed that there were skillful and unskillful ways of approaching
the truth, for each insisted that the other used unskillful forms of observation
and argumentation to advance its views. Thus the Buddha looked directly at
skillful action in and of itself, worked out its implications in viewing knowl-
edge itself as a skill - rather than a body of facts - and found that those
implications carried him all the way to release.
We have already touched on how implications drawn from the fact of
skillful action shaped the major outlines of the Buddha's teachings. It will
be useful to review those implications here. To begin with, the fact that
skills can be developed implies that action is not illusory, that it actually
gives results. Otherwise, there would be no such thing as skill, for no actions
would be more effective than others. The fact of skillfulness also implies that
some results are preferable to others, for otherwise there would be no point in
trying to develop skills. In addition, the fact that it is possible to learn from
mistakes in the course of developing a skill, so that one's future actions may
be more skillful, implies that the cycle of action, result, and reaction is not
entirely deterministic, and that acts of perception, attention, and intention
can actually provide new input as the cycle goes through successive turns.
The important element in this input is attention. Anyone who has mas-
tered a skill will realize that the process of attaining mastery requires atten-
tion to three things: (1) to pre-existing conditions, (2) to what one is doing
in relation to those conditions, and (3) to the results that come from one's
actions. This threefold focus enables one to monitor one's actions and adjust
them accordingly. In this way, one's attention to conditions, actions, and
27
effects affows tfie resufts of an action to feed back into future action, tlius al-
lowing for refinement in one's skill. By working out the implications of these
requirements, the Buddha arrived at the principle of this/that conditional-
ity, in which multiple feedback loops - sensitive to pre-existing conditions,
to present input, and to their combined outcome - account for the incredible
complexity of the world of experience in a way similar to that of modern
theories of "deterministic chaos." In this sense, even though this/that condi-
tionality may seem somewhat alien when viewed in the abstract, it is actu-
ally a very familiar but overlooked assumption that underlies all conscious,
purposeful action. The Buddha simply explored the implications of this as-
sumption much further than anyone else, all the way to the disbanding of
space, time, and the present, together with their inherent stress.
These implications of the fact of skillfulness account for the main frame-
work of the Buddha's doctrine as expressed in the teachings on the four noble
truths, dependent co-arising, and this/that conditionality. Other facets of
skillful action also account for more detailed points within this framework.
For instance, the Buddha's exploration of stress and its origination, in the
light of skillful action, provided the analysis of mental and physical events
("name-and-form," nama-rupa) that plays a central role in the second noble
truth as expressed in terms of dependent co-arising. The first lesson of skill-
fulness is that the essence of an action lies in the intention motivating it: an
act motivated by the intention for greater skillfulness will give results differ-
ent from those of an act motivated by greed, aversion, or delusion. Intention,
in turn, is influenced by the appropriateness or inappropriateness of the act
of attention to one's circumstances. The less an act of attention is clouded
by delusion, the more clearly it will see things in appropriate terms. The
combination of attention and intention in turn determines the quality of the
feeling and the physical events that result from the act. The more skilled the
action, the more reflned the feelings and physical events that result. Percep-
tions arise with regard to those results, some more appropriate than others.
The act of attention selects which ones to focus on, thus feeding back into
another round in the cycle of action, with all its inherent instabilities and
uncertainties. Underlying the entire cycle is the fact that all its factors are
in contact with consciousness. This constellation of factors came to form the
central causal connection in one of the Buddha's most basic formulations of
dependent co-arising, in which the mutual dependence of "name" (attention,
intention, feeling, perception, and contact) and "form" (physical events) on
the one hand, and consciousness on the other, accounts for the arising of all
28 Chapter 2. Skillfulness
stress [§§218, 228].
The interplay of name, form, and consciousness also plays a role in the
formulation of the third and fourth noble truths, providing an answer to the
quandary of how the stress and suffering inherent in the cycle of action can
be ended. If one tried simply to stop the cycle through a direct intention, the
intention itself would count as a factor to keep the cycle going. This double
bind can be dissolved, however, if one can watch as the contact between
consciousness and the cycle naturally falls away. This possibility requires,
not an attempt at inaction, but even greater skillfulness in all the factors
of action. Convinced that the only way to true happiness would be to find
a way out of the cycle, that there had to be such a way, and that this was
it, the Bodhisatta developed each of the factors of skillful action to an even
higher degree of skill. The most skillful form of attention, he discovered,
was to view all of experience in terms of the four noble truths: stress, its
origination, its cessation, and the path of practice leading to its cessation.
These truths not only formed his most basic teaching [§188], but also played
a role in the path of practice leading to the cessation of stress, as the factor of
right view. The most skillful form of intention was to engage in the directed
thought and evaluation that would lead the mind to the stillness of mental
absorption. These factors played a role both as aspects of the path factor of
right concentration and as the highest form of the path factor of right resolve
[§106]. The most refined forms of feeling and perception were the feelings of
pleasure and equanimity and their accompanying levels of perception in the
highest states of mental absorption [DN 9; §164], later included in the path
factor of right concentration as well [§102].
The Wings to Awakening - as alternate expressions of the path to the ces-
sation of stress - are also shaped by the implications of the fact of skillfulness.
These implications account directly for the main factors in the Wings - the
qualities of equanimity, concentration, and discernment that are needed to
develop skillfulness - and indirectly for all the other qualities on which these
qualities depend. As expressed in the non-linear pattern of this/that con-
ditionality, these implications also account for the way in which the factors
in the Wings must act as supports for one another in a pattern of mutual
feedback. And, in the most general terms, the fact that skillfulness leads
ultimately to a dimension where skillfulness is transcended, accounts for a
paradoxical dynamic common to all seven sets that form the Wings: the
meditator must intentionally make use of qualities from which he/she wants
to escape, gaining familiarity with them in the course of mastering them to
29
the point where they are naturally stilled. There the transcendent paths and
their fruitions take over. This is the sense in which even the path of right
practice must eventually be abandoned, but only after it has been brought to
the culmination of its development. Many people have misunderstood this
point, believing that the Buddha's teachings on non-attachment require that
one relinquish one's attachment to the path of practice as quickly as possible.
Actually, to make a show of abandoning the path before it is fully developed
is to abort the entire practice. As one teacher has put it, a person climbing
up to a roof by means of a ladder can let go of the ladder only when safely
on the roof. In terms of the famous raft simile [§§113-114], one abandons the
raft only after crossing the ocean. If one were to abandon it in mid-ocean,
to make a show of going spontaneously with the flow of the ocean's many
currents, one could drown.
When the factors of the path are mutually brought to a state of consum-
mation, however, there occurs a point of equipoise called "non-fashioning"
(atammayata) [§179], in which their contact with consciousness - still fully
conscious - naturally becomes disengaged. One modern teacher has com-
pared this disengagement to that of a fruit naturally falling, when fully
ripened, from the tree. This is how the cycle of action is brought to an
end. And, as the Buddha discovered, this is how all experience of stress,
suffering, and the entire cosmos conditioned by time and the present can be
brought to an end as well, leaving the limitless freedom of "consciousness
without feature" [§235], the endpoint of all human striving.
Thus we can say that the Dhamma - in terms of doctrine, practice, and
attainment - derives from the fully explored implications of one observation:
that it is possible to master a skill. This point is reflected not only in the
content of the Buddha's teachings, but also in the way they are expressed.
The Buddha used many metaphors, explicit and implicit, citing the skills of
craftsmen, artists, and athletes to illustrate his points. The texts abound
with explicit similes referring to acrobats, archers, bathmen, butchers, car-
penters, farmers, fletchers, herdsmen, musicians, painters, etc., pointing out
how their skills correspond either to the way the mind fashions stress and
suffering for itself, or to the skills a meditator needs to develop in order to
master the path to release. On the implicit level, the passages dealing with
meditation are filled with terms derived from music theory. In his younger
days as a prince, the Bodhisatta - like other young aristocrats of his time
- was undoubtedly a connoisseur of the musical arts, and so was naturally
familiar with the theory that lay behind them. Because the terminology of
30 Chapter 2. Skillfulness
this theory is so pervasive in the teachings he formulated as a Buddha, it will
be useful to discuss it here briefly.
Unfortunately, we do not have a full treatise on the theory of musical
performance as practiced during the Buddha's time, but there are enough
references to music scattered through the texts for us to sketch the outlines
of that theory. The first step in performance was to tune one's instrument,
"establishing" one's tonic note (literally, "base," thana) to make it on-pitch
("even," or sama), then to fine-tune or attune ("ferret out" or "penetrate")
the remaining notes (again, "bases") of the scale in relation to the tonic. This
required a great deal of skill, sensitivity, and some mathematical knowledge,
as the well-tempered scale had not yet been developed, and many different
ways of calculating the scale were in use, each appropriate to a different emo-
tion. The musician then picked up the theme (nimitta) of the composition.
The theme functioned in several ways, and thus the word "theme" carried
several meanings. On the one hand it was the essential message of the piece,
the image or impression that the performer wanted to leave in the listener's
mind. On the other hand, it was the governing principle that determined
what ornamentation or variations would be suitable to the piece.
These musical terms recur throughout the Buddha's discussion of medi-
tation [§§66, 74, 86, 150, 161, etc.]. For instance, in one context the Buddha
says that one should establish one's persistence to the right pitch, attune the
remaining faculties to that pitch, and then pick up one's theme. In other
contexts, he says that one should become attuned to a particular theme, or
that one should develop meditation in tune with a particular object. Impos-
sibilities are said to be "non-base," analogous to tones that cannot function
as musical notes. There are enough passages to show that the Buddha used
this terminology conscious of its musical connotations, and that he wanted
to make the point that the practice of meditation was similar to the art of
musical performance. We should thus try to be sensitive to these terms and
their implications, for the comparison between music and meditation is a
useful one.
In the most general sense, this comparison underlines the fact that the
knowledge needed for release from suffering is the same sort as that involved
in mastering a skill - a continued focus on the present, a sensitivity to one's
context, one's own actions, and their combined consequences, rather than a
command of an abstract body of facts. To develop the path is to become
more and more sensitive to the present - in particular, more sensitive to
one's own sensitivity and its consequences. This is similar to the way in
31
which a musician must learn to listen to his/her own performance, a process
that ultimately involves listening to the quality of one's listening itself. The
greater one's sensitivity in listening, the more profound one's performances
become. In the same way, the greater one's sensitivity to one's own mind
in the development of skillful qualities, the more one abandons the causes of
suffering and realizes its cessation.
In addition to this general observation, the comparison between music
and meditation highlights a number of practical points in the development of
meditative skill. First, it underscores the need for flexibility and ingenuity in
the practice, tempered by an awareness of the limits of how far that flexibility
can go. A skilled musician in the Buddha's time had to master not one but
many tuning systems so as to handle a full range of musical themes, while
simultaneously knowing which ways of tuning were unworkable. In the same
way, a skilled meditator should know of many valid ways of tuning the mind
to the theme of its meditation - and should have a command of them all so as
to deal with various contingencies as they arise - but at the same time must
be aware that some varieties of meditation simply do not lead to Awakening.
In this light, the seven sets of the Wings to Awakening can be viewed as
the Buddha's complete list of workable systems for tuning the mind. (There
is evidence suggesting that seven is the number of musical tuning systems
(gramaraga) recognized in the Buddha's time.) The implication here is that
any path of practice deviating from these systems would be like an instrument
tuned to a discordant scale, and would not be in harmony with the way of the
contemplative (samana) who aims at a life in tune (sama) with the Dhamma.
A second point is that the musical analogy makes vivid the need for
balance in meditative practice, a lesson that appears repeatedly in the texts
[§§66, 86, 97, 161]. Just as a musical instrument should neither be too sharp
nor too flat, the mind on the path has to flnd a balance between excessive
energy and excessive stillness. At the same time, it must constantly watch
out for the tendency for its energy to slacken in the same way that stringed
instruments tend to go flat. The "rightness" of right view and other factors
of the path thus carries the connotation not only of being correct, but also
of being "just right."
A third point is that this analogy helps clarify passages in the texts that
speak of attaining the goal without effort [§62]. Taken out of context, these
passages seem to contradict or totally negate the many other passages that
focus on the need for effort in the practice. Viewed in context of the music
analogy, however, they make perfect sense. Like a musical virtuoso, one
32 Chapter 2. Skillfulness
develops skill to the point where it becomes effortless, but the perfection of
the skill does not negate the fact that it took a great deal of effort to reach
that level of mastery.
In fact, the Buddha's path is a meta-skill - the full art or science of
skillfulness, in and of itself - in which one focuses on the mind as the source
of what is skillful and unskillful, learns to deal skillfully with unskillful states
of mind, then to deal more skillfully even with skillful states to the point of
focusing not on the skill, but on the skill of acquiring a skill, so that one
ultimately sees what lies both in the skillfulness and beyond [§61].
* * *
The passages included in this first section cover three themes: (1) how the
distinction between what is skillful and not is fundamental to the practice;
(2) how to determine what is skillful and not; and (3) how to become skillful
in developing skillful states of mind. Because these issues are so basic, the
passages are fairly self-explanatory. However, they have a few facets that are
easy to overlook.
First, it is important to note that the definition of skillful states of mind
as free of greed, aversion, and delusion, provides a convenient rule of thumb
for distinguishing between intentions that are merely good and those that
are actually skillful. Sometimes good intentions are colored by ignorance,
as when one tries to help another person without knowing the true source
of that person's problem. This would qualify as a good but not a skillful
intention. As we have noticed, the processes of causality are sensitive and
complex. Thus there is no getting by on well-meaning intentions alone. One
must monitor one's actions continually to make sure that they are, in fact,
appropriate to the present situation, and are not based on ignorance. Delu-
sion, even well-meaning delusion, is a source for unskillful acts. For this
reason, one needs to be constantly observant of one's actions and their ef-
fects [§6] so that one's good intentions can truly become skillful, and one's
actions can actually do justice to the specific conditions in the here and now
produced by the process of this/that conditionality.
Second, the distinction between skillful and unskillful provides an insight-
ful explanation for the causes for good and evil behavior. This distinction is
not limited to the values of any particular society, and it avoids the issue of
whether beings are inherently good or bad. When people act in evil ways, it
is because they lack skill in the way they think; when they think in skillful
ways, they naturally will do good. Because skill is something that can be
acquired, the way to goodness is open for all people who want to be good, no
33
matter how badly they have behaved in the past. The Canon tehs of people
who had committed misdeeds and, upon realizing their mistakes, confessed
them to the Buddha. The most striking instance was King Ajatasattu [DN
2 [42]], who had killed his father in order to secure his position on the throne.
In spite of the gross nature of the deed, the Buddha approved of the king's
confession, and - instead of playing on any feelings of guilt the king might
have had - encouraged him in his determination to mend his ways, adding
that it is a cause for progress in the noble way if one realizes one's mistakes
as such and resolves not to repeat them. Thus it is always possible to make a
fresh start in life, aware of one's past bad kamma and resolving to mend one's
ways, unburdened with any feelings that one might be inherently unworthy
or bad.
Third, it is important to note the two basic factors, internal and exter-
nal, that enable one to tell what is skillful and unskillful. The main internal
factor is "appropriate attention," [§53] which is well illustrated in §1). One
learns to view one's thoughts objectively, without partiality, in terms of their
actual consequences. As this factor develops from a sense of conviction in the
principle of kamma [§§9-17], it turns into the ability to view all of experience
in terms of the four noble truths [§51]. The main external factor is friend-
ship with admirable people [§54], defined as those who live by the principle
of kamma. From their teachings, one can learn the advisability of trying to
develop skillfulness in the first place; in their behavior, one can see skillful-
ness in action. These internal and external factors reinforce one another, in
that skillful attitudes lead one to seek out admirable people to begin with,
and admirable people lead one by word and example to see the less obvious
advantages of skillful attitudes. Fortunately, every human being alive has
some skillful qualities in his or her mind, as well as access to people who are
admirable on at least some level. Thus no one consciously starting on the
Buddhist path is starting from scratch. Rather, each person is advised to
make the most of opportunities that have already been present and to search
for further opportunities to develop the mind in a skillful direction.
The two prerequisites for skillfulness are amplified in §2. The discourse
from which this passage comes - the Discourse to the Kalamas - is often
referred to as the Buddha's charter of free inquiry, because of the emphasis
it lays on seeing the truth for oneself, without reliance on outside authority.
This interpretation, however, misses one of the important clauses in the dis-
course, where the Buddha says that one must take note of what wise people
censure and praise. In other words, one must check one's own perceptions
34 Chapter 2. Skillfulness
against those of people of upright character and solid experience, for until
one gains Awakening, one's perceptions are bound to be partial and biased.
This is why the Buddha says [§115] that friendship with admirable people -
which begins with the ability to recognize admirable people - is the whole of
the life of practice.
The interaction between appropriate attention and friendship with ad-
mirable people in mastering skillful mental qualities is well-illustrated in §6.
This passage, in which the Buddha shortly after his Awakening is instruct-
ing his seven-year-old son (who was born just before Prince Siddhattha left
home), shows very explicitly how one develops appropriate attention by re-
flecting on the consequences of one's actions before, while, and after acting.
If one realizes, after acting, that what looked like a proper action before
and while acting actually turned out to have unfavorable consequences, one
should confess the mistake to one's experienced friends on the path. This
allows one to benefit from their counsel and also to make public one's resolve
not to make the same mistake again. In this way, although one is respon-
sible for treading the path oneself, one can benefit from the wisdom and
encouragement of those already familiar with the way.
2.1 Passages from the Pali Canon
§ 1. Before my self-awakening, when I was still just an unawakened Bod-
hisatta, the thought occurred to me: 'Why don't I keep dividing my thinking
into two classes?' So I made thinking imbued with sensuality, thinking im-
bued with ill will, & thinking imbued with harmfulness one class, and think-
ing imbued with renunciation, thinking imbued with non-ill will, &; thinking
imbued with harmlessness another class.
And as I remained thus heedful, ardent, & resolute, thinking imbued
with sensuality arose. I discerned that 'Thinking imbued with sensuality has
arisen in me; and that leads to my own affliction or to the affliction of others
or to the affliction of both. It obstructs discernment, promotes vexation, <k
does not lead to Unbinding.'
As I noticed that it leads to my own affliction, it subsided. As I noticed
that it leads to the affliction of others... to the affliction of both... it obstructs
discernment, promotes vexation, & does not lead to Unbinding, it subsided.
Whenever thinking imbued with sensuality had arisen, I simply abandoned it,
destroyed it, dispelled it, wiped it out of existence. (Similarly with thinking
2.1. Passages from the Pali Canon 35
imbued with ill will &; harnifulness.)
Whatever a monk keeps pursuing with his thinking & pondering, that
becomes the inclination of his awareness. If a monk keeps pursuing think-
ing imbued with sensuality, abandoning thinking imbued with renunciation,
his mind is bent by that thinking imbued with sensuality. (Similarly with
thinking imbued with ill will & harnifulness.)
Just as in the last month of the Rains, in the autumn season when the
crops are ripening, a cowherd would look after his cows: He would tap & poke
& check & curb them with a stick on this side & that. Why is that? Because
he foresees flogging or imprisonment or a fine or public censure arising from
that [if he let his cows wander into the crops] . In the same way I foresaw in
unskillful qualities drawbacks, degradation, & defilement, and I foresaw in
skillful qualities rewards related to renunciation &: promoting cleansing.
And as I remained thus heedful, ardent, & resolute, thinking imbued with
renunciation arose. I discerned that 'Thinking imbued with renunciation has
arisen in me; and that leads neither to my own affliction, nor to the affliction
of others, nor to the affliction of both. It fosters discernment, promotes
lack of vexation, & leads to Unbinding. If I were to think & ponder in line
with that even for a night... even for a day... even for a day & night, I
do not envision any danger that would come from it, except that thinking &;
pondering a long time would tire the body. When the body is tired, the mind
is disturbed; and a disturbed mind is far from concentration.' So I steadied
my mind right within, settled, unified, <k concentrated it. Why is that? So
that my mind would not be disturbed. (Similarly with thinking imbued with
non-ill will &; harmlessness.)
Whatever a monk keeps pursuing with his thinking &; pondering, that
becomes the inclination of his awareness. If a monk keeps pursuing thinking
imbued with renunciation, abandoning thinking imbued with sensuality, his
mind is bent by that thinking imbued with renunciation. (Similarly with
thinking imbued with non-ill will &: harmlessness.)
Just as in the last month of the hot season, when all the crops have been
gathered into the village, a cowherd would look after his cows: While resting
under the shade of a tree or out in the open, he simply keeps himself mindful
of 'those cows.' In the same way, I simply kept myself mindful of 'those
mental qualities.'
Unflagging persistence was aroused in me, and unmuddled mindfulness
established. My body was calm & unaroused, my mind concentrated &;
single. Quite withdrawn from sensuality, withdrawn from unskillful mental
36 Chapter 2. Skillfulness
qualities, I entered & remained in the first jhana: rapture & pleasure born
from withdrawal, accompanied by directed thought & evaluation. With the
stilling of directed thought & evaluation, I entered & remained in the second
jhana: rapture & pleasure born of composure, unification of awareness free
from directed thought & evaluation - internal assurance. With the fading of
rapture I remained in equanimity, mindful &; alert, and physically sensitive of
pleasure. I entered & remained in the third jhana, of which the Noble Ones
declare, 'Equanimous & mindful, he has a pleasurable abiding.' With the
abandoning of pleasure tk pain - as with the earlier disappearance of elation
(fe distress - I entered & remained in the fourth jhana: purity of equanimity
&; mindfulness, neither pleasure nor pain.
When the mind was thus concentrated, purified, bright, unblemished, rid
of defilement, pliant, malleable, steady, &: attained to imperturbability, I
directed it to the knowledge of recollecting my past lives. I recollected my
manifold past lives, i.e., one birth, two... five, ten... fifty, a hundred, a
thousand, a hundred thousand, many eons of cosmic contraction, many eons
of cosmic expansion, many eons of cosmic contraction & expansion: 'There
I had such a name, belonged to such a clan, had such an appearance. Such
was my food, such my experience of pleasure &; pain, such the end of my
life. Passing away from that state, I re-arose there. There too I had such a
name, belonged to such a clan, had such an appearance. Such was my food,
such my experience of pleasure & pain, such the end of my life. Passing away
from that state, I re-arose here.' Thus I remembered my manifold past lives
in their modes & details.
This was the first knowledge I attained in the first watch of the night.
Ignorance was destroyed; knowledge arose; darkness was destroyed; light
arose - as happens in one who is heedful, ardent, & resolute.
When the mind was thus concentrated, purified, bright, unblemished, rid
of defilement, pliant, malleable, steady, & attained to imperturbability, I
directed it to the knowledge of the passing away & reappearance of beings.
I saw - by means of the divine eye, purified & surpassing the human -
beings passing away & re-appearing, and I discerned how they are inferior
<k superior, beautiful & ugly, fortunate & unfortunate in accordance with
their kamma: 'These beings - who were endowed with bad conduct of body,
speech &; mind, who reviled the Noble Ones, held wrong views and undertook
actions under the infiuence of wrong views - with the break-up of the body,
after death, have re-appeared in the plane of deprivation, the bad destination,
the lower realms, in hell. But these beings - who were endowed with good
2.1. Passages from the Pali Canon 37
conduct of body, speech, &; mind, who did not revile the Noble Ones, who
held right views and undertook actions under the influence of right views -
with the break-up of the body, after death, have re-appeared in the good
destinations, in the heavenly world.' Thus - by means of the divine eye,
purified & surpassing the human - I saw beings passing away & re-appearing,
and I discerned how they are inferior & superior, beautiful &; ugly, fortunate
<k unfortunate in accordance with their kamma.
This was the second knowledge I attained in the second watch of the
night. Ignorance was destroyed; knowledge arose; darkness was destroyed;
light arose - as happens in one who is heedful, ardent, & resolute.
When the mind was thus concentrated, purified, bright, unblemished,
rid of defilement, pliant, malleable, steady, & attained to imperturbability, I
directed it to the knowledge of the ending of the mental effluents. I discerned,
as it was actually present, that 'This is stress... This is the origination of
stress... This is the cessation of stress... This is the way leading to the
cessation of stress... These are effluents... This is the origination of effluents...
This is the cessation of effluents... This is the way leading to the cessation
of effluents.' My heart, thus knowing, thus seeing, was released from the
effluent of sensuality, released from the effiuent of becoming, released from
the effluent of ignorance. With release, there was the knowledge, 'Released.'
I discerned that 'Birth is ended, the holy life fulfilled, the task done. There
is nothing further for this world.'
This was the third knowledge I attained in the third watch of the night.
Ignorance was destroyed; knowledge arose; darkness was destroyed; light
arose - as happens in one who is heedful, ardent, & resolute.
- MN 19[71]
§ 2. As they were sitting to one side, the Kalamas of Kesaputta said to
the Blessed One, 'Lord, there are some priests & contemplatives who come
to Kesaputta. They expound & glorify their own doctrines, but as for the
doctrines of others, they deprecate them, revile them, show contempt for
them, & disparage them. And then other priests & contemplatives come
to Kesaputta. They expound &; glorify their own doctrines, but as for the
doctrines of others, they deprecate them, revile them, show contempt for
them, &; disparage them. They leave us simply uncertain & doubtful: Which
of these venerable priests <k contemplatives are speaking the truth, and which
ones are lying?'
'Of course you are uncertain, Kalamas. Of course you are doubtful. When
38 Chapter 2. Skillfulness
there are reasons for doubt, uncertainty is born. So in this case, Kalamas,
don't go by reports, by legends, by traditions, by scripture, by conjecture,
by inference, by analogies, by agreement through pondering views, by prob-
ability, or by the thought, "This contemplative is our teacher." When you
know for yourselves that, "These qualities are unskillful; these qualities are
blameworthy; these qualities are criticized by the wise; these qualities, when
adopted &; carried out, lead to harm & to suffering" - then you should aban-
don them...
'How do you construe this, Kalamas? When greed arises in a person, does
it arise for welfare or for harm?'
'For harm, lord.'
'And this greedy person, overcome by greed, his mind possessed by greed:
Doesn't he kill living beings, take what is not given, go after another person's
wife, tell lies, and induce others to do likewise, all of which is for long-term
harm & suffering?'
'Yes, lord.'
(Similarly for aversion & delusion.)
So what do you think, Kalamas: Are these qualities skillful or unskillful?'
'Unskillful, lord.'
'Blameworthy or blameless?'
'Blameworthy, lord.'
'Criticized by the wise or praised by the wise?'
'Criticized by the wise, lord.'
'When adopted & carried out, do they lead to harm & to suffering, or
not?'
'When adopted & carried out, they lead to harm & to suffering...'
'...Now, Kalamas, don't go by reports, by legends, by traditions, by scrip-
ture, by conjecture, by inference, by analogies, by agreement through pon-
dering views, by probability, or by the thought, "This contemplative is our
teacher." When you know for yourselves that, "These qualities are skillful;
these qualities are blameless; these qualities are praised by the wise; these
qualities, when adopted & carried out, lead to welfare & to happiness" -
then you should enter &; remain in them.
'How do you construe this, Kalamas? When lack of greed arises in a
person, does it arise for welfare or for harm?'
'For welfare, lord.'
'And this ungreedy person, not overcome by greed, his mind not possessed
by greed: He doesn't kill living beings, take what is not given, go after
2.1. Passages from the Pali Canon 39
another person's wife, tell lies, or induce others to do likewise, all of which
is for long-term welfare & happiness - right?'
'Yes, lord.'
(Similarly for lack of aversion &; lack of delusion.)
So what do you think, Kalamas: Are these qualities skillful or unskillful?'
'Skillful, lord.'
'Blameworthy or blameless?'
'Blameless, lord.'
'Criticized by the wise or praised by the wise?'
'Praised by the wise, lord.'
'When adopted & carried out, do they lead to welfare & to happiness, or
not?'
'When adopted & carried out, they lead to welfare & to happiness...'
-AN III.65[5]
§ 3. Now what is unskillful? Taking life is unskillful, taking what is not
given... sexual misconduct... lying... abusive speech... divisive tale-bearing...
idle chatter is unskillful. Covetousness... ill will... wrong views are unskillful.
These things are termed unskillful.
And what are the roots of unskillful things? Greed is a root of unskillful
things, aversion is a root of unskillful things, delusion is a root of unskillful
things. These are termed the roots of unskillful things.
And what is skillful? Abstaining from taking life is skillful, abstaining
from taking what is not given... from sexual misconduct... from lying... from
abusive speech... from divisive tale-bearing... abstaining from idle chatter
is skillful. Lack of covetousness... lack of ill will... right views are skillful.
These things are termed skillful.
And what are the roots of skillful things? Lack of greed is a root of skillful
things, lack of aversion is a root of skillful things, lack of delusion is a root
of skillful things. These are termed the roots of skillful things.
- MN 9 [68]
§ 4. The Tathagata, the Worthy one, the Rightly Self-awakened One
has two Dhamma discourses given in sequence. Which two? 'See evil as
evil.' This is the first Dhamma discourse. 'Having seen evil as evil, become
disenchanted with it, dispassionate toward it, freed from it.' This is the
second Dhamma discourse...
...See evil
Be dispassionate toward evil.
40 Chapter 2. Skillfulness
With a mind dispassionate toward evil
You will make an end of stress.
- Iti 39 [56, 39]
§ 5. Abandon what is unskillful, monks. It is possible to abandon what
is unskillful. If it were not possible to abandon what is unskillful, I would
not say to you, 'Abandon what is unskillful.' But because it is possible to
abandon what is unskillful, I say to you, 'Abandon what is unskillful.' If this
abandoning of what is unskillful were conducive to harm and pain, I would
not say to you, 'Abandon what is unskillful.' But because this abandoning of
what is unskillful is conducive to benefit and pleasure, I say to you, 'Abandon
what is unskillful.'
Develop what is skillful, monks. It is possible to develop what is skillful.
If it were not possible to develop what is skillful, I would not say to you,
'Develop what is skillful.' But because it is possible to develop what is
skillful, I say to you, 'Develop what is skillful.' If this development of what
is skillful were conducive to harm and pain, I would not say to you, 'Develop
what is skillful.' But because this development of what is skillful is conducive
to benefit and pleasure, I say to you, 'Develop what is skillful.'
-AN II.19[1]
§ 6. The Buddha: How do you construe this, Rahula: What is a mirror
for?
Rahula: For refiection, sir.
The Buddha: In the same way, Rahula, bodily acts, verbal acts, & mental
acts are to be done with repeated refiection.
Whenever you want to perform a bodily act, you should refiect on it:
'This bodily act I want to perform - would it lead to self-affiiction, to the
affliction of others, or to both? Is it an unskillful bodily act, with painful
consequences, painful results?' If, on reflection, you know that it would lead
to self-affliction, to the affliction of others, or to both; it would be an unskillful
bodily act with painful consequences, painful results, then any bodily act of
that sort is absolutely unflt for you to do. But if on reflection you know that
it would not cause affliction... it would be a skillful bodily act with happy
consequences, happy results, then any bodily act of that sort is flt for you to
do.
(Similarly with verbal acts <k mental acts.)
While you are performing a bodily act, you should reflect on it: 'This
bodily act I am doing - is it leading to self-affliction, to the affliction of
2.1. Passages from the Pali Canon 41
others, or to both? Is it an unskillful bodily act, with painful consequences,
painful results?' If, on reflection, you know that it is leading to self-affliction,
to affliction of others, or both... you should give it up. But if on reflection
you know that it is not... you may continue with it.
(Similarly with verbal acts & mental acts.)
Having performed a bodily act, you should reflect on it... If, on reflection,
you know that it led to self-affliction, to the affliction of others, or to both;
it was an unskillful bodily act with painful consequences, painful results,
then you should confess it, reveal it, lay it open to the Teacher or to a
knowledgeable companion in the holy life. Having confessed it... you should
exercise restraint in the future. But if on reflection you know that it did
not lead to affliction... it was a skillful bodily act with happy consequences,
happy results, then you should stay mentally refreshed & joyful, training day
& night in skillful mental qualities.
(Similarly with verbal acts.)
Having performed a mental act, you should reflect on it... If, on reflec-
tion, you know that it led to self-affliction, to the affliction of others, or to
both; it was an unskillful mental act with painful consequences, painful re-
sults, then you should feel horrified, humiliated, & disgusted with it. Feeling
horrified... you should exercise restraint in the future. But if on refiection
you know that it did not lead to affliction... it was a skillful mental act with
happy consequences, happy results, then you should stay mentally refreshed
& joyful, training day & night in skillful mental qualities.
Rahula, all the priests & contemplatives in the course of the past who
purified their bodily acts, verbal acts, & mental acts, did it through repeated
refiection on their bodily acts, verbal acts, & mental acts in just this way.
All the priests & contemplatives in the course of the future... All the
priests & contemplatives at present who purify their bodily acts, verbal acts,
<k mental acts, do it through repeated refiection on their bodily acts, verbal
acts, & mental acts in just this way.
Therefore, Rahula, you should train yourself: 'I will purify my bodily acts
through repeated refiection. I will purify my verbal acts through repeated
refiection. I will purify my mental acts through repeated refiection.' Thus
you should train yourself.
That is what the Blessed One said. Pleased, Ven. Rahula delighted in
the Blessed One's words.
- MN 61 [77]
42 Chapter 2. Skillfulness
§ 7.
The non-doing of any evil,
the performance of what's skillful,
the cleansing of one's own mind:
This is the Buddhas' teaching.
Not disparaging, not injuring,
restraint in line with the Patimokkha,
moderation in food,
dwelling in seclusion,
commitment to the heightened mind:
This is the Buddhas' teaching.
DHP.183, 185[52, 183]
Chapter 3
Kamma &: the Ending of
Kamma
The Buddha's doctrine of kamma takes the fact of skillful action, which can
be observed on the ordinary sensory level, and gives it an importance that, for
a person pursuing the Buddhist goal, must be accepted on faith. According to
this doctrine, skillful action is not simply one factor out of many contributing
to happiness: it is the primary factor. It does not lead simply to happiness
within the dimensions of time and the present: if developed to the ultimate
level of refinement, it can lead to an Awakening totally released from those
dimensions. These assertions cannot be proven prior to an experience of that
Awakening, but they must be accepted as working hypotheses in the effort
to develop the skillfulness needed for Awakening. This paradox - which lies
at the heart of the act of taking refuge in the Triple Gem - explains why
the serious pursuit of the Buddhist path is a sustained act of faith that can
become truly firm only with the first glimpse of Awakening, called stream-
entry. It also explains why a strong desire to gain release from the stress and
suffering inherent in conditioned existence is needed for such a pursuit, for
without that desire it is very difficult to break through this paradox with the
necessary leap of faith.
The basic context for the doctrine of kamma was provided by the first two
insights on the night of the Buddha's Awakening - remembrance of previous
lives, and insight into the death and rebirth of beings throughout the cosmos
[§1]. This context was expressed in terms of personal narrative (the story
of the Bodhisatta's own journey from life to life) and cosmology (general
principles underlying the workings of the cosmos as a whole). The possibility
43
44 Chapter 3. Kamma & the Ending of Kamma
of rebirth accounted for the way in which kamma could shape experiences
in life, such as the situation into which a young child is born, for which no
kammic cause in the present lifetime could be found. The pattern of death
and rebirth for all beings, in which the quality of the state of rebirth depends
on the moral quality of actions performed in previous lifetimes, presented the
possibility that moral standards, instead of being mere social conventions,
were intrinsic to the workings of any and all experience of the cosmos.
Essential to the Buddha's second insight was his realization of the mind's
role in determining the moral quality of actions. His analysis of the process
of developing a skill showed him that skillfulness depended not so much on
the physical performance of an act as on the mental qualities of perception,
attention, and intention that played a part in it. Of these three qualities, the
intention formed the essence of the act [§10] - as it constituted the decision
to act - while attention and perception informed it. Thus the skillfulness of
these mental phenomena accounted for the act's kammic consequences. The
less greed, aversion, and delusion motivating the act, the better its results.
Unintentional acts would have kammic consequences only when they resulted
from carelessness in areas where one would reasonably be held responsible.
Intentional actions performed under the influence of right view - which on
this level means conviction in the principle of kamma [II/E (Section 8); III/A
[Section III); §106] - led inherently to pleasant states of rebirth, while those
performed under the influence of wrong view led to unpleasant states. Thus
the quality of the views on which one acts - i.e., the quality of the perception
and attention informing the intention - is a major factor in shaping experi-
ence. This observation undercuts the radical distinction between mind and
material reality that is taken for granted in our own culture and that was
also assumed by many of the Samana schools of the Buddha's time. From
the Buddha's viewpoint, mental and physical phenomena are two sides of a
single coin, with the mental side of prior importance [§8].
Most descriptions of the Buddha's teachings on kamma tend to stop here,
but there are many passages on kamma in the Canon - and included in this
section - that do not fit into the neat picture based merely the first two
insights on the night of the Awakening. The only way to account for these
passages is to note the simple fact that Buddha's teachings on kamma were
shaped not only by these two insights, but also by the third insight and the
resulting knowledge of Unbinding. The third insight explored the possibility
of a fourth kind of kamma - in addition to good, bad, and a mixture of the
two - that was skillful enough to bring about the ending of kamma [§§16-
45
17]. At the same time, in the com^se of developing the level of skillfulness
needed to bring kamma to an end, the Buddha learned a great deal about
the nature of action that forced him to recast his understanding of kamma in
much more subtle terms. The knowledge of Unbinding - which followed on
the full development of this fourth type of kamma and the realizations that
accompanied it - acted as the proof that the understandings comprising the
three insights were true. To explore these points will not only help give us
a more complete understanding of the Buddha's teachings on kamma, but
will also show why conviction in the principle of skillful kamma is essential
to Buddhist practice.
In his effort to master kamma in such a way as to bring kamma to an end,
the Buddha discovered that he had to abandon the contexts of personal nar-
rative and cosmology in which the issue of kamma first presented itself. Both
these forms of understanding deal in categories of being and non-being, self
and others, but the Buddha found that it was impossible to bring kamma to
an end if one thought in such terms. For example, narrative and cosmological
modes of thinking would lead one to ask whether the agent who performed
an act of kamma was the same as the person experiencing the result, some-
one else, both, or neither. If one answered that it was the same person, then
the person experiencing the result would have to identify not only with the
actor, but also with the mode of action, and thus would not be able to gain
release from it. If one answered that it was another person, both oneself
and another, or neither, then the person experiencing the result would see
no need to heighten the skill or understanding of his/her own kamma in the
present, for the experience of pleasure and pain was not his or her own full
responsibility. In either case, the development of the fourth type of kamma
would be aborted [§§228-229].
To avoid the drawbacks of the narrative and cosmological mind-sets, the
Buddha pursued an entirely different tack - what he called "entry into empti-
ness," and what modern philosophy calls radical phenomenology: a focus on
the events of present consciousness, in and of themselves, without reference
to questions of whether there are any entities underlying those events. In the
Buddha's case, he focused simply on the process of kammic cause and result
as it played itself out in the immediate present, in the process of developing
the skillfulness of the mind, without reference to who or what lay behind
those processes. On the most basic level of this mode of awareness, there
was no sense even of "existence" or "non-existence" [§186], but simply the
events of stress, its origination, its cessation, and the path to its cessation.
46 Chapter 3. Kamma & the Ending of Kamma
arising and passing away. It was in this mode that he was able to pursue
the fourth type of kamma to its end, at the same time gaining heightened
insight into the nature of action itself and its many implications, including
questions of rebirth, the relationship of mental to physical events, and the
way kamma constructs all experience of the cosmos.
Because the Buddha gained both understanding of and release from kamma
by pursuing the phenomenological mode of attention, his full-dress systematic
analysis of kamma is also expressed in that mode. This analysis is included in
his teachings on this/that conditionality, dependent co-arising, and the four
noble truths: the three levels of refinement in the type of right view without
effluents that underlay his mastery of the fourth type of kamma. Here we will
consider, in turn, how each of these teachings shaped the Buddha's teachings
on kamma, how the knowledge of Unbinding confirmed those teachings, and
how the success of the phenomenological mode of analysis shaped the Bud-
dha's use of narrative and cosmological modes in instructing others. We will
conclude with a discussion of how these points show the need for conviction
in the principle of kamma as a working hypothesis for anyone who wants to
gain release from suffering and stress.
To begin with this/that conditionality: This principle accounts not
only for the complexity of the kammic process, but also for its being regular
without at the same time being rigidly deterministic. The non-linearity of
this/that conditionality also accounts for the fact that the process can be
successfully dismantled by radical attention to the present moment.
Unlike the theory of linear causality - which led the Vedists and Jains to
see the relationship between an act and its result as predictable and tit-for-tat
- the principle of this/that conditionality makes that relationship inherently
complex. The results of kamma experienced at any one point in time come
not only from past kamma, but also from present kamma. This means that,
although there are general patterns relating habitual acts to corresponding
results [§9], there is no set one-for-one, tit-for-tat, relationship between a
particular action and its results. Instead, the results are determined by the
context of the act, both in terms of actions that preceded or followed it
[§11] and in terms one's state of mind at the time of acting or experiencing
the result [§13]. As we noted in the Introduction, the feedback loops inher-
ent in this/that conditionality mean that the working out of any particular
cause-effect relationship can be very complex indeed. This explains why the
Buddha says in §12 that the results of kamma are imponderable. Only a
person who has developed the mental range of a Buddha - another impon-
47
derable itself - would be able to trace the intricacies of the kaniniic network.
The basic premise of kamma is simple - that skillful intentions lead to favor-
able results, and unskillful ones to unfavorable results - but the process by
which those results work themselves out is so intricate that it cannot be fully
mapped. We can compare this with the Mandelbrot set, a mathematical set
generated by a simple equation, but whose graph is so complex (see the front
cover of this book) that it will probably never be completely explored.
Although the precise working out of the kammic process is somewhat
unpredictable, it is not chaotic. The relationship between kammic causes and
their effects is entirely regular: when an action is of the sort that it will be felt
in such and such a way, that is how its result will be experienced [§13]. Skillful
intentions lead to favorable results, unskillful ones to unfavorable results.
Thus, when one participates in the kammic process, one is at the mercy of
a pattern that one's actions put into motion, but that is not entirely under
one's present control. Despite the power of the mind, one cannot reshape
the basic laws of cosmic causality at whim. These laws include the physical
laws, within which one's kamma must ripen and work itself out. This is the
point of passage §14, in which the Buddha explains that present pain can be
explained not only by past kamma but also by a host of other factors; the
list of alternative factors he gives comes straight from the various causes for
pain that were recognized in the medical treatises of his time. If we compare
this list with his definition of old kamma in §15, we see that many if not all
of the alternative causes are actually the result of past actions. The point
here is that old kamma does not override other causal factors operating in
the universe - such as those recognized by the physical sciences - but instead
finds its expression within them.
However, the fact that the kammic process relies on input from the present
moment means that it is not totally deterministic. Input from the past may
place restrictions on what can be done and known in any particular moment,
but the allowance for new input from the present provides some room for free
will. This allowance also opens the possibility for escape from the cycle of
kamma altogether by means of the fourth type of kamma: the development
of heightened skillfulness through the pursuit of the seven factors for Awak-
ening and the noble eightfold path - and, by extension, all of the Wings to
Awakening [§§16-17].
The non-linearity of this/that conditionality explains why heightened
skillfulness, when focused on the present moment, can succeed in leading
to the end of the kamma that has formed the experience of the entire cos-
48 Chapter 3. Kamma & the Ending of Kamma
mos. All non-linear processes exhibit what is called scale invariance, which
means that the behavior of the process on any one scale is similar to its be-
havior on smaller or larger scales. To understand, say, the large-scale pattern
of a particular non-linear process, one need only focus on its behavior on a
smaller scale that is easier to observe, and one will see the same pattern at
work. In the case of kamma, one need only focus on the process of kamma
in the immediate present, in the course of developing heightened skillfulness,
and the large-scale issues over the expanses of space and time will become
clear as one gains release from them.
The teaching on dependent co-arising helps to provide more detailed
instructions on this point, showing precisely where the cycle of kamma pro-
vides openings for more skillful present input. In doing so, it both explains
the importance of the act of attention in developing the fourth type of kamma,
and acts as a guide for focusing attention on present experience in appropri-
ate ways [III/H/iii {Section 19.3.1)].
Dependent co-arising shows how the cosmos, when viewed in the con-
text of how it is directly experienced by a person developing skillfulness,
is subsumed entirely under factors that are immediately present to aware-
ness: the five aggregates of form, feeling, perception, mental fabrication, and
consciousness, and the six sense media [§§212-213]. Included in this descrip-
tion is the Buddha's ultimate analysis of kamma and rebirth. The nexus of
kamma, clinging, becoming, and birth accounts for the realm in which birth
takes place [§220], whereas the nexus of name-and-form with consciousness
accounts for the arising and survival of the kammically active organism within
that realm [§231]. Also included in dependent co-arising is a detailed analysis
of the way in which kamma can - but does not necessarily have to - lead to
bondage to the cycle of rebirth. Unlike the Jains, the Buddha taught that
this bondage was mental rather than physical. It was caused not by sticky
substances created by the physical violence of an act, but by the fact that,
when there is ignorance of the four noble truths [III/H/i [Section 19.1)] (a
subtle form of delusion, the most basic root of unskillfulness), the feeling
that results from kamma gives rise to craving (a subtle form of greed and
aversion), clinging, and becoming; and these, in turn, form the conditions
for further kamma. Thus the results of action, in the presence of ignorance,
breed the conditions for more action, creating feedback loops that keep the
kammic processes in motion. For this reason, the Buddha defined the efflu-
ents as clinging - expressed in some lists as sensuality, in others as sensuality
and views - together with becoming and the ignorance that underlies them
49
all. If ignorance of the four truths can be ended, however, feelhig does not
form a condition for craving or clinging, and thus there is no becoming to
provide a realm for further kamma. Thus the mastery of the fourth type of
kamma requires discernment of the four noble truths.
It is important to note that dependent co-arising makes no statements
as to the existence or lack of existence of any entity to which these events
pertain or to whom they belong [§230]. As we noted above, such terms of
analysis as "being," "non-being," "self," or "other," pertain properly to the
modes of cosmology and personal narrative, and have no place in a radically
phenomenological analysis. Questions and terms that derive from the con-
ventions of narrative and the construction of a world view have no place in
the direct awareness of experience in and of itself. This is one reason why
people who have not mastered the path of practice, and who thus function
primarily in terms of a world view or a sense of their own personal story, find
the teaching of dependent co-arising so inscrutable. Even though the Bud-
dha's phenomenological approach answered his questions as to the nature of
kamma, it also reshaped his questions so that they had little in common with
the questions that most people bring to the practice. As with all insights
gained on the phenomenological level, dependent co-arising is expressed in
terms closest to the actual experience of events. Only when a person has
become thoroughly familiar with that level of experience is the analysis fully
intelligible. Thus, although the detailed nature of dependent co-arising is
one of its strengths, it is also one of its weaknesses as a teaching tool, for the
subtlety and complexity of the analysis can be intimidating even to advanced
practitioners.
For this reason, the Buddha most often expressed the right view under-
lying the fourth type of kamma in terms of the four noble truths. These
truths provide a more congenial entry point into the phenomenological mode
of awareness for they focus the analysis of kamma directly on the question of
stress and suffering: issues that tie in immediately with the narratives that
people make of their own life experiences. As the Buddha noted in his sec-
ond insight, his memory of previous lives included his experience of pleasure
and pain in each life, and most people - when recounting their own lives -
tend to focus on these issues as well. The four truths, however, do not stop
simply with tales about stress: they approach it from the problem-solving
perspective of a person engaged in developing a skill. What this means for
the meditator trying to master the fourth type of kamma is that these truths
cannot be fully comprehended by passive observation. Only by participating
50 Chapter 3. Kamma & the Ending of Kamma
sensitively in the process of developing skillfulness and gaining a practical
feel for the relationship of cause and effect among the mental factors that
shape that process, can one eradicate the effluents that obstruct the ending
of kamma [II/B {Section 4.I); III/E {Section 15.1); III/H {Section 18.1)].
This point is underscored by a fact noted above: the ignorance and craving
that are needed to keep the cycle of kamma in motion are subtle forms of
the roots of unskillfulness. Thus, only through developing skillfulness to the
ultimate degree can the cycle be brought to equilibrium and, as a result,
disband.
The truth of the Buddha's understanding of the processes of kamma -
as informed by this/that conditionality, dependent co-arising, and the four
noble truths - was proven by the knowledge of Unbinding that followed
immediately on his mastery of the fourth type of kamma. He found that
when skillfulness is intentionally brought to a point of full consummation,
as expressed in the direct awareness of this/that conditionality, it leads to a
state of non-action, or non-fashioning, that forms the threshold to a level of
consciousness in which all experience of the cosmos has fallen away. When
one's experience of the cosmos resumes after the experience of Awakening,
one sees clearly that it is composed entirely of the results of old kamma;
with no new kamma being added to the process, all experience of the cosmos
will eventually run out - or, in the words of the texts [§225], "will grow
cold right here." This discovery proved the basic premise that kamma not
only plays a role in shaping experience of the cosmos, it plays the primary
role. If this were not so, then even when kamma was ended there would still
remain the types of experience that came from other sources. But because no
experience of the cosmos remained when all present kamma disbanded, and
none would resume after all old kamma ran out, kamma would have to be the
necessary factor accounting for all such experience. This fact implies that
even the limiting factors that one encounters in terms of sights, sounds, etc.,
are actually the fruit of past kamma in thought, word, and deed - committed
not only in this, but also in many preceding lifetimes. Thus, even though the
Buddha's development of the fourth type of kamma focused on the present
moment, the resulting Awakening gave insights that encompassed not only
the present but also all of time.
Having used the phenomenological mode to solve the problem of kamma
and reach Unbinding, however, the Buddha was not limited to that mode.
After his Awakening, he was free to return at will to the narrative and cos-
mological modes of thought and speech, without being caught up in their
51
presuppositions [DN 9]. For most people, he found, even the four noble
truths were too alien to form an entry point into the teaching. Thus he had
to use the narrative and cosmological modes of discourse to bring such people,
step by step, to the point where they were ready to comprehend those truths.
What he had learned in the final stage of his Awakening did not negate the
validity of the first and second insights into kamma and rebirth; instead, it
perfected them. The main change that the experience of Awakening made in
his view of personal narrative and cosmology is that it opened them both to
the dimension of release. The drama of kamma in the cosmos is not a closed
cycle; the principles of kamma can be mastered to the point where they open
to the way out. The narrative of a person's course through the cosmos is not
doomed to aimless and endlessly repeated death and rebirth; the person can
tread the path of practice to Unbinding and so bring the narrative to an end.
Thus the Buddha used narrative and cosmological explanations to persuade
his listeners to explore the phenomenology of skillful action so that they too
might gain release; his descriptions of the role of action in shaping the vast
expanses of space, time, and existence was designed to focus the listener's
attention on the liberating potential of what he/she was doing in the here
and now. Some of his most poignant teachings are narratives devoted to just
this purpose:
How do you construe this, monks: Which is greater, the tears
you have shed while transmigrating & wandering this long time
- crying & weeping from being joined with what is displeasing,
from being separated from what is pleasing - or the water in the
four great oceans?... This is the greater: The tears you have
shed... Why is that? From an inconceivable beginning, monks,
comes transmigration. A beginning point is not evident, although
beings hindered by ignorance and fettered by craving are transmi-
grating <k wandering on. Long have you thus experienced stress,
experienced pain, experienced loss, swelling the cemeteries - long
enough to become disenchanted with all fabrications, enough to
become dispassionate, enough to be released.
- SN XV.3[112]
The cosmological discourses - such as DN 26, DN 27, MN 129, and MN
130 - are aimed at a similar point. DN 26 describes how the evolution and
devolution of the cosmos derives from the skillful and unskillful kamma of the
beings who inhabit it, and ends with the admonition that one should make an
52 Chapter 3. Kamma & the Ending of Kamma
island for oneself, safe from the process of the ups and downs of the cosmos.
This island is nothing other than the practice of the four frames of reference,
which, as we will see in II/B (Section ^.i), are precisely the training aimed
at familiarizing oneself with the phenomenology of skillful action. DN 27
shows how kamma accounts for the evolution of human society, and ends
with the statement that the most exalted member of society is the Arahant
who has gained release through highest discernment. MN 129 and MN 130
give graphic descriptions of the levels of heaven and hell into which beings
may be reborn after death through the power of good and bad kamma, MN
130 ending with a verse on the need to practice the path to non-clinging to
escape the dangers of birth and death entirely.
Thus the experience of his Awakening gave a new purpose to narrative
and cosmology in the Buddha's eyes: they became tools for persuading his
listeners to adopt the training that would lead them to the phenomenological
mode. This accounts for the ad hoc and fragmentary nature of the narra-
tives and cosmological sketches in his teachings. They are not meant to be
analyzed in a systematic way. It is a mistake to tease out their implications
to see what they may say about such metaphysical questions as the existence
or lack of existence of entities or identities underlying the process of kamma
and rebirth, the relationship between the laws of kamma and the laws of the
physical sciences, or the nature of the mechanism by which kamma makes
its results felt over time [see the discussion of appropriate questions in II/G
(Section 9)]. The search for systematic answers to such issues is not only
invalid or irrelevant from the Buddhist point of view, it is actually coun-
terproductive in that it blocks one from entering the path to release. And,
we should note, none of the modes of discourse - narrative, cosmological,
or phenomenological - is capable of describing or even framing proper ques-
tions about what happens after Awakening, for such issues, which lie beyond
the conditions of time and the present, cannot be properly expressed by the
conventions of language and analysis, which are bound by those conditions.
Only a person who has mastered the skill of release has the mental skills
needed to comprehend such matters [AN IV.174[14] , MFU pp. 31-32[147,
p31]]. The Buddha reserved his systematic explanations for the particular
phenomenological mode to be used in viewing the process of kamma in its
own terms, as it is being mastered, so that the actual problem of kamma and
its retribution (as opposed to the theoretical questions about them) will be
solved. The right way to listen to the narratives and cosmological sketches,
then, is to see what they imply about one's own need to master the kammic
53
process on the level of awareness in and of itself.
From these points it should become clear why kamma, as an article of
faith, is a necessary factor in the path of Buddhist practice. The teaching
on kamma, in its narrative and cosmological forms, provides the context for
the practice, giving it direction and urgency. Because the cosmos is governed
by the laws of kamma, those laws provide the only mechanism by which
happiness can be found. But because good and bad kamma, consisting of
good and bad intentions, simply perpetuate the ups and downs of experience
in the cosmos, a way must be found out of the mechanism of kamma by
mastering it in a way that allows it to disband in an attentive state of non-
intention. And, because there is no telling what sudden surprises the results
of one's past kamma may still hold in store, one should try to develop that
mastery as quickly as possible.
In its phenomenological mode, the teaching on kamma accounts for the
focus and the terms of analysis used in the practice. It also accounts for the
mental qualities needed to attain and maintain that level of focus and analy-
sis. In terms of focus, the principle of scale invariance at work in the com-
plexities of kamma means that their essential processes can be mastered by
focusing total attention on them right at the mind in the immediate present.
This focus accounts for the practice of frames-of-reference meditation [II/B
(Section 4-^)]j iii which attention is directed at present phenomena in and
of themselves. These phenomena are then analyzed in terms of the four no-
ble truths, the phenomenological terms in which appropriate attention and
discernment direct and observe the experience of developing the qualities of
skillful action. The most immediate skillful kamma that can be observed on
this level is the mastery of the very same mental qualities that are support-
ing this refined level of focus and analysis: mindfulness, concentration, and
discernment, together with the more basic qualities on which they are based.
Thus, these mental qualities act not only as supports to the focus and analy-
sis, but also as their object. Ultimately, discernment becomes so refined that
the focus and analysis take as their object the act of focusing and analyzing,
in and of themselves. The cycle of action then short-circuits as it reaches
culmination, and Unbinding occurs. These elements of focus, analysis, and
mental qualities, together with the dynamic of their development to a point
of culmination, are covered by the teachings on the Wings to Awakening,
which will be discussed in detail in Parts II and III. Thus the Wings can
be viewed as a direct expression of the role of skillful kamma in the path to
release.
54 Chapter 3. Kamma & the Ending of Kamma
It is entirely possible that a person with no firm conviction in the principle
of kamma can follow parts of the Buddhist path, including mindfulness and
concentration practices, and gain positive results from them. For instance,
one can pursue mindfulness practice for the sense of balance, equanimity,
and peace it gives to one's daily life, or for the sake of bringing the mind to
the present for the purpose of spontaneity and "going with the fiow." The
full practice of the path, however, is a skillful diverting of the fiow of the
mind from its habitual kammic streams to the stream of Unbinding. As the
Buddha said, this practice requires a willingness to "develop and abandon"
to an extreme degree [AN IV. 28 [9]]. The developing requires a supreme ef-
fort aimed at full and conscious mastery of mindfulness, concentration, and
discernment to the point of non-fashioning and on to release. A lack of
conviction in the principle of kamma would undercut the patience and com-
mitment, the desire, persistence, intent, and refined powers of discrimination
[II/D (Section 6.1)] needed to pursue concentration and discernment to the
most heightened levels, beyond what is needed for a general sense of peace
or spontaneity. The abandoning involves uprooting the most deeply buried
forms of clinging and attachment that keep one bound to the cycle of re-
birth. Some of these forms of clinging - such as views and theories about
self-identity - are so entrenched in the narrative and cosmological modes in
which most people function that only firm conviction in the benefits to be
had by abandoning them will be able to pry them loose. This is why the
Buddha insisted repeatedly - and we will have occasion to return to this
theme at several points in this book [II/E [Section 7.1); III/A (Section III)]
- that conviction in the fact of his Awakening necessarily involves conviction
in the principle of kamma, and that both forms of conviction are needed for
the full mastery of the kamma of heightened skillfulness leading to release.
There are many well-known passages in the Canon where the Buddha asks
his listeners not to accept his teachings simply on faith, but these remarks
were directed to people just beginning the practice. Such people need only
accept the general principles of skillful action on a trial basis, focusing on the
input that their actions are putting into the causal system at the present mo-
ment, and exploring the connection between skillful intentions and favorable
results. The more complex issues of kamma come into play at this level only
in forcing one to be patient with the practice. Many times skillful intentions
do not produce their favorable results immediately, aside from the sense of
well-being - sometimes clearly perceptible, sometimes barely - that comes
with acting skillfully. Were it not for this delay, the principle of kamma
3.1. Passages from the Pali Canon 55
would be self-evident, no one would dare act on unskillful intentions, and
there would be no need to take the principle on faith. As we noted in the
Introduction, the complexity of this/that conditionality is the major cause
for confusion and lack of skill with which most people live their lives. The
ability to master this process takes time.
As one progresses further on the path, however - and as the process of de-
veloping skillfulness in and of itself comes more and more to take center stage
in one's awareness - the actual results of one's developing skillfulness should
give greater and greater reason for conviction in the principle of kamma. Ex-
cept in cases where people fall into the trap of heedlessness or complacency,
these results can spur and inspire one to hold to the principle of kamma with
the increasing levels of firmness, focus, and refinement needed for Awakening.
3.1 Passages from the Pali Canon
Phenomena are preceded by the heart,
ruled by the heart,
made of the heart.
If you speak or act with a corrupted heart,
then suffering follows you -
as the wheel of the cart
follows
the track of the ox that pulls it.
Phenomena are preceded by the heart,
ruled by the heart,
made of the heart.
If you speak or act with a calm, bright heart,
then happiness follows you,
like a shadow
that never leaves.
- DHP.l-2[48, 1]
§ 9. Beings are the owners of their kamma, heir to their kamma, born
of their kamma, related through their kamma, and have their kamma as
their refuge. Kamma is what creates distinctions among beings in terms of
coarseness & refinement...
56 Chapter 3. Kamma & the Ending of Kamma
There is the case where a certain woman or man is one who takes life -
brutal, bloody-handed, violent, cruel, merciless to living beings. From per-
forming (k undertaking such kamma, then on the break-up of the body, after
death, this person re-appears in the plane of deprivation, the bad destina-
tion, the lower realms, in hell. Or, if he/she does not reappear in the plane of
deprivation... in hell, but instead returns to the human state, then wherever
he/she is reborn, he/she is short-lived. This is the way leading to short life,
namely being one who takes life...
But there is the case where a certain woman or man, abandoning the tak-
ing of life, abstains from the taking of life, dwelling with rod laid down, knife
laid down, scrupulous, merciful, compassionate for the welfare of all living
beings. From performing & undertaking such kamma, then on the break-up
of the body, after death, this person re-appears in the good destinations,
in the heavenly world. Or, if he/she does not reappear... in the heavenly
world, but instead returns to the human state, then wherever he/she is re-
born, he/she is long-lived. This is the way leading to long life, namely being
one who, abandoning the taking of life, abstains from the taking of life...
Furthermore, there is the case where a certain woman or man has a
tendency to injure living beings with the hand, with a clod, with a stick,
or with a knife... On the break-up of the body, after death, this person re-
appears in the plane of deprivation... in hell. Or, if he/she... instead returns
to the human state, then wherever he/she is reborn, he/she is sickly. This
is the way leading to being sickly, namely being one who has a tendency to
injure living beings...
But there is the case where a certain woman or man does not have a
tendency to injure living beings... This is the way leading to being healthy...
Furthermore, there is the case where a certain woman or man has an
angry & irritable nature. Even when lightly criticized, he/she gets offended,
provoked, hostile, &; resentful, and displays annoyance, aversion, & bitter-
ness... This is the way leading to being ugly...
But there is the case where a certain woman or man does not have an
angry <k irritable nature. Even when heavily criticized, he/she does not get
offended, provoked, hostile, or resentful, and displays no annoyance, aversion,
or bitterness... This is the way leading to being beautiful...
Furthermore, there is the case where a certain woman or man has an en-
vious nature - envying, resenting, & begrudging the fortune, honor, respect,
reverence, salutations, & veneration received by others... This is the way
leading to having little authority...
3.1. Passages from the Pali Canon 57
But there is the case where a certain woman or man does not have an en-
vious nature - neither envying, resenting, nor begrudging the fortune, honor,
respect, reverence, salutations, &; veneration received by others... This is the
way leading to having great authority...
Furthermore, there is the case where a certain woman or man does not
give food, drink, clothing, vehicles, garlands, scents, ointments, beds, dwellings,
or lamps to priests or contemplatives... This is the way leading to being
poor...
But there is the case where a certain woman or man gives food, drink,
clothing, vehicles, garlands, scents, ointments, beds, dwellings, & lamps to
priests &: contemplatives... This is the way leading to being wealthy...
Furthermore, there is the case where a certain woman or man is obstinate
<k arrogant, not paying homage to those who deserve homage, not rising up
for those in whose presence one should rise up, not offering a seat to those
who deserve a seat, not making way for those for whom one should make
way, not honoring, respecting, revering, or venerating those who should be
honored... venerated. This is the way leading to being reborn in a low birth...
But there is the case where a certain woman or man is not obstinate or
arrogant, who pays homage to those who deserve homage, rises up for those
in whose presence one should rise up, offers a seat to those who deserve a
seat, makes way for those for whom one should make way, honors, respects,
reveres, & venerates those who should be honored... venerated. This is the
way leading to being reborn in a high birth...
Furthermore, there is the case where a certain woman or man, having
approached a priest or contemplative, does not ask, "What, venerable sir,
is skillful? What is unskillful? What is blameworthy? What is blameless?
What is to be cultivated? What is not to be cultivated? What kind of action
will lead to my long-term harm & suffering? What kind of action will lead
to my long-term welfare <k happiness?"... This is the way leading to having
weak discernment...
But there is the case where a certain woman or man, having approached
a priest or contemplative, asks, "What, venerable sir, is skillful? What is
unskillful? What is blameworthy? What is blameless? What is to be culti-
vated? What is not to be cultivated? What kind of action will lead to my
long-term harm &; suffering? What kind of action will lead to my long-term
welfare & happiness?"... This is the way leading to having great discern-
ment...
Beings are the owners of their kamma, heir to their kamma, born of their
58 Chapter 3. Kamma & the Ending of Kamma
kamma, related through their kamma, and have their kamma as their refuge.
Kamma is what creates distinctions among beings in terms of coarseness &
refinement.
- MN 135[91]
§ 10. 'Kamma should be known. The cause by which kamma comes into
play should be known. The diversity in kamma should be known. The result
of kamma should be known. The cessation of kamma should be known. The
path of practice leading to the cessation of kamma should be known.' Thus
it has been said. Why was it said?
Intention, I tell you, is kamma. Intending, one does kamma by way of
body, speech, &; intellect.
And what is the cause by which kamma comes into play? Contact...
And what is the diversity in kamma? There is kamma to be experienced
in hell, kamma to be experienced in the realm of common animals, kamma to
be experienced in the realm of the hungry shades, kamma to be experienced
in the human world, kamma to be experienced in the heavenly worlds. [In
the Buddhist cosmology, sojourns in hell or in heaven, as in the other realms,
are not eternal. After the force of one's kamma leading to rebirth in those
levels has worn out, one is reborn elsewhere.]...
And what is the result of kamma? The result of kamma is of three sorts,
I tell you: that which arises right here & now, that which arises later [in this
lifetime], and that which arises following that...
And what is the cessation of kamma? From the cessation of contact is
the cessation of kamma; and just this noble eightfold path - right view, right
resolve, right speech, right action, right livelihood, right effort, right mind-
fulness, right concentration - is the path of practice leading to the cessation
of kamma.
Now when a disciple of the noble ones discerns kamma in this way, the
cause by which kamma comes into play in this way, the diversity of kamma
in this way, the result of kamma in this way, the cessation of kamma in this
way, & the path of practice leading to the cessation of kamma in this way,
then he discerns this penetrative holy life as the cessation of kamma.
'Kamma should be known. The cause by which kamma comes into play...
The diversity in kamma... The result of kamma... The cessation of kamma...
The path of practice for the cessation of kamma should be known.' Thus it
has been said, and this is why it was said.
3.1. Passages from the Pali Canon 59
- AN VI.63[24]
§ 11. There are four kinds of person to be found in the world. Which
four? There is the case where a certain person takes life, takes what is not
given (steals), engages in illicit sex, lies, speaks divisively, speaks harshly,
engages in idle chatter; is covetous, has a hostile mind, &; holds wrong views.
On the break-up of the body, after death, he reappears in the plane of de-
privation, the bad destination, the lower realms, in hell.
But there is also the case where a certain person takes life... holds wrong
views [yet], on the break-up of the body, after death, he reappears in the
good destinations, in the heavenly world.
And there is the case where a certain person abstains from taking life,
abstains from taking what is not given... is not covetous, does not have a
hostile mind, & holds right views. On the break-up of the body, after death,
he reappears in the good destinations, in the heavenly world.
But there is also the case where a certain person abstains from taking
life, abstains from taking what is not given... is not covetous, does not have
a hostile mind, & holds right views [yet], on the break-up of the body, after
death, he reappears in the plane of deprivation, the bad destination, the
lower realms, in hell...
In the case of the person who takes life. ..[yet] on the break-up of the body,
after death, reappears in the good destinations, in the heavenly world: either
earlier he performed fine kamma that is to be felt as pleasant, or later he
performed fine kamma that is to be felt as pleasant, or at the time of death
he acquired & adopted right views. Because of that, on the break-up of the
body, after death, he reappears in the good destinations, in the heavenly
world. But as for the results of taking life... holding wrong views, he will feel
them either right here & now, or later [in this lifetime], or following that...
In the case of the person who abstains from taking life... but on the
break-up of the body, after death, reappears in the plane of deprivation,
the bad destination, the lower realms, in hell: either earlier he performed
evil kamma that is to be felt as painful, or later he performed evil kamma
that is to be felt as painful, or at the time of death he acquired & adopted
wrong views. Because of that, on the break-up of the body, after death, he
reappears in the plane of deprivation, the bad destination, the lower realms,
in hell. But as for the results of abstaining from taking life... holding right
views, he will feel them either right here & now, or later [in this lifetime], or
following that...
60 Chapter 3. Kamma & the Ending of Kamma
- MN 136[92]
§ 12. These four imponderables are not to be speculated about. Who-
ever speculates about them would go mad &: experience vexation. Which
four? The Buddha-range of the Buddhas [i.e., the range of powers a Buddha
develops as a result of becoming a Buddha]... The jhana-range of one ab-
sorbed in jhana [i.e., the range of powers that one may obtain while absorbed
in jhana]... The results of kamma... Speculation about [the first moment,
purpose, etc., of] the cosmos is an imponderable that is not to be speculated
about. Whoever speculates about these things would go mad & experience
vexation.
- AN IV.77[11]
§ 13. The Buddha: 'For anyone who says, "In whatever way a person
makes kamma, that is how it is experienced," there is no living of the holy
life, there is no opportunity for the right ending of stress. But for anyone
who says, "When a person makes kamma to be felt in such <k such a way,
that is how its result is experienced," there is the living of the holy life, there
is the opportunity for the right ending of stress.
'There is the case where a trifiing evil deed done by a certain individual
takes him to hell. There is the case where the very same sort of trifiing deed
done by another individual is experienced in the here & now, and for the
most part barely appears for a moment.
'Now, a trifiing evil deed done by what sort of individual takes him to
hell? There is the case where a certain individual is undeveloped in [contem-
plating] the body, undeveloped in virtue, undeveloped in mind, undeveloped
in discernment: restricted, small-hearted, dwelling with suffering. A trifling
evil act done by this sort of individual takes him to hell.
'Now, a trifling evil deed done by what sort of individual is experienced
in the here & now, and for the most part barely appears for a moment?
There is the case where a certain individual is developed in [contemplating]
the body, developed in virtue, developed in mind, developed in discernment:
unrestricted, large-hearted, dwelling with the unlimited. A trifling evil act
done by this sort of individual is experienced in the here & now, and for the
most part barely appears for a moment.
'Suppose that a man were to drop a salt crystal into a small amount of
water in a cup. What do you think? Would the water in the cup become
salty because of the salt crystal, and unflt to drink?'
'Yes, lord...'
3.1. Passages from the Pali Canon 61
'Now suppose that a man were to drop a salt crystal into the River
Ganges. What do you think? Would the water in the River Ganges be-
come salty because of the salt crystal, and unfit to drink?'
'No, lord...'
'In the same way, there is the case where a trifiing evil deed done by one
individual [the first] takes him to hell; and there is the case where the very
same sort of trifiing deed done by the other individual is experienced in the
here <k now, and for the most part barely appears for a moment.'
- AN III.99[7]
§ 14. Moliyasivaka: There are some priests & contemplatives who are
of this doctrine, this view: Whatever an individual feels - pleasure, pain,
neither-pleasure-nor-pain - is entirely caused by what was done before. Now
what does the Ven. Gotama say to that?
The Buddha: There are cases where some feelings arise based on bile
[i.e., diseases and pains that come from a malfunction of the gall bladder].
You yourself should know how some feelings arise based on bile. Even the
world is agreed on how some feelings arise based on bile. So any priests &
contemplatives who are of the doctrine & view that whatever an individual
feels - pleasure, pain, neither-pleasure-nor-pain - is entirely caused by what
was done before - slip past what they themselves know, slip past what is
agreed on by the world. Therefore I say that those priests & contemplatives
are wrong.
There are cases where some feelings arise based on phlegm... based on in-
ternal winds... based on a combination of bodily humors... from the change of
the seasons... from uneven ('out-of-tune') care of the body... from attacks...
from the result of kamma. You yourself should know how some feelings arise
from the result of kamma. Even the world is agreed on how some feelings
arise from the result of kamma. So any priests <k contemplatives who are
of the doctrine <k view that whatever an individual feels - pleasure, pain,
neither pleasure-nor-pain - is entirely caused by what was done before - slip
past what they themselves know, slip past what is agreed on by the world.
Therefore I say that those priests &: contemplatives are wrong.
- SN XXXVI.21[125]
§ 15. What, monks, is old kamma? The eye is to be seen as old kamma,
fabricated & willed, capable of being felt. The ear... The nose... The
tongue... The body... The intellect is to be seen as old kamma, fabricated &
willed, capable of being felt. This is called old kamma.
62 Chapter 3. Kamma & the Ending of Kamma
And what is new kamma? Whatever kamma one does now with the body,
with speech, or with the intellect. This is called new kamma.
And what is the cessation of kamma? Whoever touches the release that
comes from the cessation of bodily kamma, verbal kamma, &; mental kamma.
That is called the cessation of kamma.
And what is the path of practice leading to the cessation of kamma? Just
this noble eightfold path... This is called the path of practice leading to the
cessation of kamma.
- SN XXXV.145[123]
§ 16. These four types of kamma have been understood, realized, &;
made known by me. Which four? There is kamma that is dark with dark
result; kamma that is bright with bright result; kamma that is dark &: bright
with dark <k bright result; and kamma that is neither dark nor bright with
neither dark nor bright result, leading to the ending of kamma.
And what is kamma that is dark with dark result? There is the case where
a certain person fabricates an injurious bodily fabrication... an injurious
verbal fabrication... an injurious mental fabrication... He rearises in an
injurious world where he is touched by injurious contacts... He experiences
feelings that are exclusively painful, like those of the beings in hell. This is
called kamma that is dark with dark result.
And what is kamma that is bright with bright result? There is the case
where a certain person fabricates an uninjurious bodily fabrication... an un-
injurious verbal fabrication... an uninjurious mental fabrication... He rearises
in an uninjurious world where he is touched by uninjurious contacts... He ex-
periences feelings that are exclusively pleasant, like those of the Ever-radiant
Devas. This is called kamma that is bright with bright result.
And what is kamma that is dark & bright with dark & bright result?
There is the case where a certain person fabricates a bodily fabrication that
is injurious & uninjurious... a verbal fabrication that is injurious & uninjuri-
ous... a mental fabrication that is injurious &: uninjurious... He rearises in an
injurious & uninjurious world where he is touched by injurious & uninjurious
contacts... He experiences injurious & uninjurious feelings, pleasure mingled
with pain, like those of human beings, some devas, and some beings in the
lower realms. This is called kamma that is dark & bright with dark & bright
result.
And what is kamma that is neither dark nor bright with neither dark nor
bright result, leading to the ending of kamma? The intention right there to
3.1. Passages from the Pali Canon 63
abandon this kamnia that is dark with dark result, the intention right there
to abandon this kamma that is bright with bright result, the intention right
there to abandon this kamma that is dark & bright with dark <k bright result.
This is called kamma that is neither dark nor bright with neither dark nor
bright result, leading to the ending of kamma.
- AN IV. 232 [A related discourse repeats most of the above, defining dark
kamma with dark result with the following example: "There is the case of
a certain person who kills living beings, steals what is not given, engages
in illicit sex, tells lies, and drinks fermented &; distilled liquors that are
the basis for heedlessness," and bright kamma with bright result with the
following example: "There is the case of a certain person who abstains from
killing living beings, abstains from stealing what is not given, abstains from
engaging in illicit sex, abstains from telling lies, and abstains from drinking
fermented & distilled liquors that are the basis for heedlessness."]
- AN IV.234
§ 17. And what is kamma that is neither dark nor bright with neither
dark nor bright result, leading to the ending of kamma? Right view, right
resolve, right speech, right action, right livelihood, right effort, right mind-
fulness, right concentration.
- AN IV. 235 [15] [The discourse immediately following this is identical to
this except that it replaces the above factors of the noble eightfold path
with the following seven factors for Awakening: mindfulness as a factor for
Awakening, analysis of qualities... persistence... rapture... serenity... con-
centration... equanimity as a factor for Awakening.]
- AN IV.238
64 Chapter 3. Kamma & the Ending of Kamma
Part II
The Seven Sets
65
Chapter 4
The Treasures of the Teaching
Nowhere in the Canon does the Buddha hst the seven sets of teachings under
the name of Wings to Awakening. He mentions the seven sets as a group
many times when he is summarizing his main teachings, but there is no firm
evidence as to whether he ever actually gave a name to the group. In one
passage he applies the term "wings to self- A wakening" to the five faculties
[§77]; and in two passages [§§24-25] he makes reference to the seven Wings to
Awakening, which may or may not denote the seven sets. Nevertheless, given
the fact that the Buddha called the five faculties wings to self-Awakening,
and all seven sets are equivalent to the five faculties, the name "Wings to
Awakening" for all seven seems appropriate. This was the name that they
definitely had in early post-canonical texts, such as the Petakopadesa, and
that they have maintained ever since.
The seven sets have played an important role throughout the history
of Buddhism, in all of its various branches. They provided the framework
for the earliest Abhidhamma texts, systematic presentations of the doctrine
that were added to the early Canons a few centuries after the Buddha's
passing away. They were also part of the first Buddhist text translated
into Chinese, and later came to exemplify "Hinayana" teachings in T'ien-t'ai
and other Chinese doctrinal systems. Tantric Buddhism features mandalas
containing 37 deities, symbolic of the 37 factors making up the seven sets.
Tibetan architecture, probably following the treatises of the medieval Indian
universities, identifies the various parts of standard stupa design as symbols
of the seven sets. Thus the Wings provide one of the few common threads
that, in actual or symbolic form, run through all the traditions claiming
descent from the Buddha.
67
68 Chapter 4. The Treasures of the Teaching
One of the peculiarities of the Wings, viewed as a whole, is that two sets
are duplicates: the five faculties and the five strengths contain the same five
factors. Several theories have been advanced as to why the Buddha included
what is essentially the same set twice. One is that he wanted to indicate
that the five factors that make up each set could exist in the mind in two
distinct levels of intensity, one sufficient for the path to stream-entry, the
first level of Awakening, and the other needed for Arahantship, the highest
level. This may parallel the passage [§106] where the Buddha makes a similar
distinction between the noble eightfold path of stream-entry and the tenfold
path of Arahantship. There is some disagreement among later writers as to
which of the two sets, the faculties or the strengths, should be considered the
more intense, although there is one canonical passage [§85] where the term
"faculty" seems to rank on a higher level than "strength."
Another hypothesis - not necessarily at odds with the first - is that the
Buddha wanted the number of factors to total 37 because the number had
symbolic meaning. In ancient times, before the development of the decimal
system, multiplication tables were arranged in hexagonal patterns. The com-
plete table used to calculate the ratios used in tuning musical instruments
to reciprocal scales - scales that played the same notes going up as going
down - had one member in the middle surrounded by three hexagonal rings
containing, in ascending order, six, twelve, and eighteen members, giving a
total of 37 members. (See the diagram on the back cover of this book.) The
table of whole-number ratios that formed the basis for trigonometry, and
thus for the study of astronomy, contained 37 members. Thus the number
37 carried connotations of basic completeness. This principle is at work in
Plato's Laws, where the ideal city has 37 guardians, and it may also be at
work here.
A related consideration may be that the number seven, in the seven sets,
was symbolic of treasure. The sea, in the time of the Buddha, was said
to have seven treasures [§18], and the universal monarch was said to have
seven treasures that formed his spontaneous regalia [MN 129]. The Buddha
explicitly borrows this number symbolism when he states that the seven sets
are the treasures of his teaching.
Another possibility, which we have already noted [I/A [Section /)], is
that musicians in the Buddha's time recognized seven systems for tuning
the musical scale - all other systems being rejected as discordant - and
the Buddha may have borrowed this numerical symbolism to suggest that
his teachings formed a complete guide to all the possible ways in which a
69
Samana - a person in tune (sama) - could tune his or her mind to the truth.
From a less historical and more practical point of view, the important
question about the seven sets is how they fit into the general plan of Buddhist
practice. Their role is most succinctly stated in §25: the development of the
seven sets follows on the development of virtue and leads naturally into the
development of transcendent discernment, thus filling the role that other
passages assign to concentration practice. This suggests - and again, the
suggestion is borne out by passages that deal with the issue in more detail
- that the seven sets are to be developed in the course of a concentration
practice based on a moral life and aimed at the development of discernment.
When §23 ends its list of preconditions for the practice of the seven sets with
four meditation practices - actually three, as the perception of inconstancy is
an integral part of mindfulness of in-and-out breathing - it is simply listing
the concentration practices most frequently recommended in the texts as
focal points for developing the skills of the seven sets. Nevertheless, although
the seven sets focus most specifically on the practice of concentration, the
close interconnections among virtue, concentration, and discernment mean
that the sets include the factors of virtue and discernment as well, thus
encompassing the entire path of Buddhist practice.
A virtuous and moral life as an absolute prerequisite for practicing the
sets. This is a point that cannot be overstated, a fact refiected in the large
number of canonical passages that hammer it home: far too many to include
in this anthology. Some of the sets - the five faculties/strengths and the
noble eightfold path - actually include the practice of a virtuous life in their
factors, under the faculty/strength of conviction, and under the factors of
right speech, right action, and right livelihood in the eightfold path. The
remaining sets, the texts tell us, are meant to follow on the development of
personal virtue in the same way that sunrise follows on the pre-dawn colors
in the eastern sky.
The texts give the precepts that underline a virtuous life, not as rules
imposed by an outside authority, but as guidelines for action that a person
would voluntarily undertake when accepting the importance of the princi-
ples of kamma and skillful action in shaping the course of one's experiences.
Killing, for instance, is obviously an unskillful action when viewed in the full
light of its kammic consequences. The same holds true with other actions for-
bidden by the precepts, such as drinking alcohol, stealing, illicit sex, lying,
and abusive language. [For a more complete list, see §§103-104.] Passage
§103 shows that the Buddha's teachings on virtue consist not only of the
70 Chapter 4. The Treasures of the Teaching
"don't's" of the precepts, but also of the "do's" of such positive standards
as sympathy, reliability, and genuine helpfulness. Skillfulness is not simply a
matter of avoiding bad consequences; it also actively cultivates the good.
In keeping with the teaching that kamma is essentially intention, the pre-
cepts are designed to focus on the state of mind motivating the act. A precept
is broken only when one does so intentionally. Thus the practice of observing
the precepts requires constant attention to the factor of intention in one's
actions; it also requires that one develop the "sublime attitudes" (brahma-
vihara) of good will, compassion, appreciation, and equanimity [§98], which
strengthen one's ability to side with skillful intentions. In this way, the Bud-
dha's approach to morality is to use the realm of personal action as an arena
for the comprehensive training of the mind.
These three aspects of the Buddhist approach to morality - the avoidance
of bad kamma, the development of skillful mental states, and the purification
of intention - follow the pattern of the heart of the Buddha's teachings as
presented in the first verse of §7. They also explain why virtue is a neces-
sary foundation for the practice of concentration: A moral life brings about
absence of remorse [AN X.l]; people who, in all honesty, have no reason for
remorse over their actions or for anxiety over their consequences, feel a nat-
ural sense of inner joy. This joy is intensified when they refiect on the positive
acts of kindness and generosity that they have performed for others. Thus
intensified, this joy then provides the basis for the inner pleasure that allows
for concentration. In this way, a healthy sense of self-worth is a necessary
precondition for a stable mind [§238].
In addition, the practice of virtue forces one to develop a number of
the "concentration" factors in the sets themselves, on a preliminary level of
skill, thus making them strong and fit for formal concentration practice. To
maintain a precept, one must keep it constantly in mind: this strengthens
mindfulness. One must stick to one's determination to abide by one's prin-
ciples: this strengthens persistence. One must pay attention to the present
moment, for that is where the decision to keep or break a precept is made;
and one must remain firm in one's cultivation of the sublime attitudes: these
factors strengthen concentration. One must be clear about one's motives
for acting, and at the same time be sensitive in knowing how to apply a
particular precept to one's present situation: e.g., being quick to see how
to avoid an issue in which telling the truth might be harmful, yet without
telling a lie. This strengthens one's ability to analyze the mind in the present
moment, intensifying one's powers of discernment in general. These four fac-
71
tors - mindfulness, effort, concentration, and discernment - are the central
elements in all of the seven sets. Thus, the practice of virtue exercises, on a
rudimentary level, the qualities of mind needed for concentration practice.
A close look at the seven sets will show that a similar relationship exists
between these qualities, as they are developed in concentration practice, and
the transcendent discernment toward which they lead. On the one hand,
concentration is needed as a basis for discernment; on the other hand, dis-
cernment is exercised in developing concentration, becoming more precise
and penetrating as a result. To understand how this happens, we must first
note that the seven sets fall into two types. The first type consists of the
four frames of reference, the four right exertions, and the four bases of power.
Each of these sets focuses on a single factor in the "concentration aggregate"
[§105] of the noble eightfold path: the frames of reference on mindfulness,
the right exertions on effort, and the bases of power on concentration. Their
factors are defined in such a way that the proper development of any one set
involves the other two sets, together with the factor of discernment. In this
sense they point out the "holographic" nature of the path: each part must
include the whole, just as every piece of a hologram can reproduce the entire
holographic image.
The sets included in the second type are the five faculties, the five strengths,
the seven factors for Awakening, and the noble eightfold path. Each of these
sets lists its factors in a causal chain progressing through a spiraling loop. The
five faculties and strengths start with conviction, which then leads naturally
to persistence, mindfulness, concentration, and then discernment. Discern-
ment, in turn, provides a basis for even firmer conviction. Similarly, the seven
factors for Awakening start with mindfulness, which develops into an analy-
sis of (present) mental qualities, persistence, rapture, serenity, concentration,
and finally equanimity. Equanimity, in turn, provides a steady basis for the
further development of mindfulness. The noble eightfold path starts out with
right view and right resolve, which together constitute discernment, leading
to right speech, right action, right livelihood, right effort, right mindfulness,
and right concentration. Concentration, in turn, forms a basis for the clearer
development of discernment. In this way the various factors of the path are
mutually reinforcing in an upward spiral that leads to Awakening.
Comparing the sets in the second type with one another, however, we
find a certain complexity in their feedback loops. In terms of their most
important factors, we see that the faculties and strengths depict the causal
sequence as:
72 Chapter 4. The Treasures of the Teaching
effort ^ mindfufness ^ concentration ^ discernment;
tiie factors for Awalcening give it as:
mindfulness ^ discernment 3> effort ^ concentration;
and tlie noble eightfold path:
discernment 3> effort 3> mindfulness ^ concentration.
Although the sequences differ, they have one pattern in common: concentra-
tion always follows after right effort and mindfulness. This suggests not only
that concentration depends on these two factors, but also that effort and
mindfulness, when properly developed, are meant to lead to concentration.
This suggestion is borne out in the texts that deal with these factors in detail
[§§1, 33-35, 58, 61].
The two factors with the most variegated roles in these lists are mindful-
ness and discernment. Mindfulness is essential at every step along the way.
There are passages [§26] teaching that mindfulness is a prerequisite for virtue,
which - together with right view - is in turn a prerequisite for right mind-
fulness [§27]. Similarly, mindfulness is necessary for concentration, which in
turn can be devoted to the development of greater mindfulness [§149], which
can lead further to discernment.
As for discernment: If we look at the lists placing discernment after the
other factors, we find that certain aspects of discernment are presumed by
the earlier factors. In the five faculties, for instance, conviction includes belief
in the principle of kamma, which is one of the elements of right discernment.
In the lists that place discernment toward the beginning of the process, we
find transcendent discernment added on to the end: the seven factors for
Awakening, when fully developed, lead to clear knowing (transcendent dis-
cernment) and release; when the noble eightfold path reaches the point of
full Awakening, it leads to right knowledge (transcendent discernment again)
and right release. The implication here is that discernment, functioning on
different levels, keeps adding feedback loops of ever greater sensitivity every
step along the way. This point is made explicit in §106.
For this reason, skillfulness - as a constant, sensitive mindfulness and
discernment toward one's own actions - lies at the essence of every moment
in the continued development of the path. On the one hand it creates the
conditions necessary for the path to develop: knowledge of what is skillful
and unskillful must necessarily precede right effort and mindfulness, and must
73
help mindfulness lead to concentration. On the other hand, the factors of
mindfulness and concentration are necessary for discernment to become even
more sensitive to the present moment. Thus, as the path spirals through
its many feedback loops, it exercises discernment, making it stronger in the
same way that muscles are strengthened with exercise. At the same time,
the development of the path steadies the conditions that provide discernment
with the solid basis it needs to become more and more precise, just as a
solid foundation is necessary for sensitive measuring equipment. In this way
discernment develops from a knowledge of what is skillful and unskillful,
first gained through the advice and example of others, on through a more
intuitive understanding of skillfulness gained through repeated action and
reflection on one's actions, to a knowledge of the four noble truths and the
duties appropriate to each, and finally to the knowledge that those duties
have been fulfilled [§195]. The Wings thus put mundane discernment to use,
and in so doing make it transcendent.
All of this explains why the Buddha said that of all the wings to self-
Awakening, discernment is chief [§77]. In its more rudimentary forms it
provides the conditions and feedback necessary for each step along the way;
its transcendent form, at the culmination of the path, leads directly to Awak-
ening.
The experience of Awakening, according to the texts, can take any one
of four levels:
•
•
•
•
stream- entry, i.e., entry into the stream leading to Unbinding - which
cuts the fetters of self-identity views, uncertainty, and grasping at pre-
cepts and practices - ensuring that one will be reborn no more than
seven more times;
once-returning - which further weakens passion, aversion, and delusion
- ensuring that one will be reborn no more than one more time;
non-returning - which cuts the fetters of sensual passion and resistance
- ensuring that one will be reborn in the highest heavens, called the
Pure Abodes, there to obtain Unbinding, never to return to this world;
and
Arahantship - which cuts the fetters of passion for form, passion for
formlessness, conceit, restlessness, and ignorance - bringing total free-
dom from the cycle of rebirth.
74 Chapter 4. The Treasures of the Teaching
In all four levels, the basic dynamic is the same: virtue, concentration, and
discernment bring the mind skillfully to a state of "non-fashioning" (atam-
mayata) [§179] where all present input into the cycle of kamma is suspended.
This state of non-fashioning then opens the way for the experience of the
Unfabricated. To put this in terms of the two knowledges that constitute
Awakening, the skillful mastery of the processes of kamma to the point of non-
fashioning corresponds to the knowledge of the regularity of the Dhamma,
and the experience of the Unfabricated corresponds to the knowledge of Un-
binding.
Although all four levels require mature levels of the path factors of virtue,
concentration, and discernment to bring about the two knowledges that con-
stitute Awakening, they differ in the relative maturity of the path factors that
lead up to them. Stream-entry occurs at the full maturation of virtue; non-
returning, at the full maturation of concentration; and Arahantship, at the
fuU maturation of discernment [AN III.88; MFU, pp. 103[149, pl03]]. Thus
they also differ in the depth to which they penetrate the two knowledges of
Awakening and in their ability to cut the fetters that perpetuate bondage to
the cycle of kamma and rebirth. The texts report a few cases where med-
itators go straight through all four levels to the level of Arahantship, but
in most cases the meditator will pass through the four levels step-by-step,
sometimes over course of many years or even several lifetimes.
In this book, except where otherwise noted, discussions of the Awakening
experience as described in the discourses focus on the level where virtue,
concentration, and discernment are all fully mature, the Awakening total,
and the resulting freedom absolutely unlimited. This is the point where all
seven sets of the Wings to Awakening ultimately aim.
4.1 Passages from the Pali Canon
§ 18. Paharada, just as the ocean has these many treasures of various kinds -
pearls, sapphires, lapis lazuli, shells, quartz, coral, silver, gold, rubies, & cat's
eyes - in the same way, this doctrine & discipline has these many treasures
of various kinds: the four frames of reference, the four right exertions, the
four bases of power, the five faculties, the five strengths, the seven factors for
Awakening, the noble eightfold path. This is the seventh wonder & marvel...
that the monks, having seen again & again in this doctrine & discipline,
delight in.
4.1. Passages from the Pali Canon 75
-AN VIII. 19
§ 19. Then [after relinquishing the will to continue fabricating his life
processes] the Blessed One went to the audience hall and on arrival sat down
on the seat prepared for him. When he was seated, he addressed the monks:
'The qualities I have pointed out, having known them directly: You should
grasp them thoroughly, cultivate them, develop them, & pursue them so that
this holy life may long endure & remain steadfast for the benefit, welfare, &
happiness of the multitude, out of sympathy for the world, for the benefit,
welfare, &; happiness of human & celestial beings. And what are those quali-
ties? The four frames of reference, the four right exertions, the four bases of
power, the five faculties, the five strengths, the seven factors for Awakening,
the noble eightfold path. These are the qualities I have pointed out, having
known them directly, that you should grasp thoroughly, cultivate, develop,
& pursue... for the benefit, welfare, &: happiness of human & celestial be-
ings.' Then the Blessed One addressed the monks, 'I exhort you, monks:
All fabrications are subject to decay. Bring about completion by means of
heedfulness. It will not be long before the Tathagata's total Unbinding. He
will attain total Unbinding in three month's time.'
That is what the Blessed One said. Then... he said further:
Young &: old
wise & foolish
rich &: poor:
all end up dying.
As a potter's clay vessels
large & small
fired & unfired
all end up broken,
so too life
heads to death.
Then the Teacher said further:
Ripe my age, little the life
remaining to me.
Leaving you, I will go,
having made a refuge
for myself.
Be heedful, monks,
76 Chapter 4. The Treasures of the Teaching
mindful, virtuous.
With your resolves well-concentrated,
look after your minds.
He who, in this
doctrine & discipline,
remains heedful,
leaving the round
of birth,
will make an end
of stress.
- DN 16[45]
§ 20. Suppose a hen has eight, ten, or twelve eggs: If she doesn't cover
them rightly, warm them rightly, or incubate them rightly, then even though
this wish may occur to her - '0 that my chicks might break through the egg
shells with their spiked claws or beaks and hatch out safely!' - still it is not
possible that the chicks will break through the egg shells with their spiked
claws or beaks and hatch out safely. Why is that? Because the hen has not
covered them rightly, warmed them rightly, or incubated them rightly. In the
same way, even though this wish may occur to a monk who dwells without
devoting himself to development - '0 that my mind might be released from
effluents through lack of clinging!' - still his mind is not released from the
effluents through lack of clinging. Why is that? From lack of developing,
it should be said. Lack of developing what? The four frames of reference,
the four right exertions, the four bases of power, the five faculties, the five
strengths, the seven factors for Awakening, the noble eightfold path...
But suppose a hen has eight, ten, or twelve eggs that she covers rightly,
warms rightly, & incubates rightly: Even though this wish may not occur to
her - '0 that my chicks might break through the egg shells with their spiked
claws or beaks and hatch out safely!' - still it is possible that the chicks will
break through the egg shells with their spiked claws or beaks and hatch out
safely. Why is that? Because the hen has covered them, warmed them, &;
incubated them rightly. In the same way, even though this wish may not
occur to a monk who dwells devoting himself to development - '0 that my
mind might be released from effluents through lack of clinging!' - still his
mind is released from the effluents through lack of clinging. Why is that?
From developing, it should be said. Developing what? The four frames of
reference, the four right exertions, the four bases of power, the five faculties.
4.1. Passages from the Pali Canon 77
the five strengths, the seven factors for Awakening, the noble eightfold path.
Just as when a carpenter or carpenter's apprentice sees the marks of his
fingers or thumb on the handle of his adze but does not know, 'Today my
adze handle wore down this much, or yesterday it wore down that much, or
the day before yesterday it wore down this much,' still he knows it is worn
through when it is worn through. In the same way, when a monk dwells
devoting himself to development, he does not know, 'Today my effluents
wore down this much, or yesterday they wore down that much, or the day
before yesterday they wore down this much,' still he knows they are worn
through when they are worn through.
Just as when an ocean-going ship, rigged with masts &; stays, after six
months on the water, is left on shore for the winter: Its stays, weathered
by the heat & wind, moistened by the clouds of the rainy season, easily
wither & rot away. In the same way, when a monk dwells devoting himself
to development, his fetters easily wither & rot away.
- AN VII.68
§ 21. A certain monk went to his preceptor and on arrival said to him,
'My body, sir, now feels like it's drugged. I've lost my bearings. Things are
unclear to me. Sloth & drowsiness surround my mind at all times. I am
unhappy in leading the holy life. I have doubts about mental qualities (or:
things - dhammas). '
Then the preceptor, taking his student, went to see the Buddha (and told
him what his student had said. The Buddha replied:)
'That's the way it is for a person who does not guard the doors to his
sense faculties, who does not know moderation in eating, who is not devoted
to wakefulness, who does not clearly understand skillful qualities, and who
is not devoted day after day to the development of the wings to Awaken-
ing... Thus you should train yourself, monk: "I will guard my senses, will
know moderation in eating, will devote myself to wakefulness, will clearly
understand skillful qualities, and will devote myself day after day to the de-
velopment of the wings to Awakening." That's how you should train yourself.
Then the monk, having received this instruction from the Blessed One,
got up from his seat, bowed down, circled the Blessed One, keeping him on
his right, and then went away. Dwelling alone, secluded, heedful, ardent, &
resolute, he in no long time reached & remained in the supreme goal of the
holy life, for which clansmen rightly go forth from home into homelessness,
knowing it & realizing it for himself in the here & now. He knew: 'Birth is
78 Chapter 4. The Treasures of the Teaching
ended, the holy hfe fulfihed, the task done. There is nothmg further for the
sake of this world.' And thus he became another one of the Arahants.
- AN V.56
§ 22. Endowed with three qualities, a monk is one who follows the way
that cannot be faulted and he has aroused the basis for ending the effluents.
Which three? There is the case where a monk guards the doors to his sense
faculties, knows moderation in eating, & is devoted to wakefulness.
And how does a monk guard the doors to his sense faculties? There is
the case where a monk, on seeing a form with the eye, does not grasp at any
theme or variations by which - if he were to dwell without restraint over the
faculty of the eye - evil, unskillful qualities such as greed or distress might
assail him. He practices with restraint. He guards the faculty of the eye. He
achieves restraint with regard to the faculty of the eye. (Similarly with the
ear, nose, tongue, body & intellect.) This is how a monk guards the doors
to his sense faculties.
And how does a monk know moderation in eating? There is the case
where a monk, considering it appropriately, takes his food not playfully, nor
for intoxication, nor for putting on bulk, nor for beautification, but simply
for the survival &: continuance of this body, for ending its afflictions, for the
support of the holy life, thinking, T will destroy old feelings [of hunger] &;
not create new feelings [from overeating]. Thus I will maintain myself, be
blameless, & live in comfort.' This is how a monk knows moderation in
eating.
And how is a monk devoted to wakefulness? There is the case where a
monk during the day, sitting & pacing back & forth, cleanses his mind of any
qualities that would hold the mind in check. During the first watch of the
night [dusk to 10 p.m.], sitting & pacing back & forth, he cleanses his mind
of any qualities that would hold the mind in check. During the second watch
of the night [10 p.m. to 2 a.m.], reclining on his right side, he takes up the
lion's posture, one foot placed on top of the other, mindful, alert, with his
mind set on getting up [either as soon as he awakens or at a particular time].
During the last watch of the night [2 a.m. to dawn], sitting h pacing back
& forth, he cleanses his mind of any qualities that would hold the mind in
check. This is how a monk is devoted to wakefulness.
Endowed with these three qualities, a monk is one who follows the way
that cannot be faulted and he has aroused the basis for ending the effluents.
-AN ni.l6
4.1. Passages from the Pali Canon 79
§ 23. Monks, if wanderers who are members of other sects should ask
you, 'What, friend, are the prerequisites for the development of the wings to
self-awakening?'... you should answer, 'There is the case where a monk has
has admirable people as friends, companions, & comrades. This is the first
prerequisite for the development of the wings to self-awakening.
'Furthermore, the monk is virtuous. He dwells restrained in accordance
with the Patimokkha, consummate in his behavior & sphere of activity. He
trains himself, having undertaken the training rules, seeing danger in the
slightest faults. This is the second prerequisite for the development of the
wings to self-awakening.
'Furthermore, he gets to hear at will, easily & without difficulty, talk
that is truly sobering &: conducive to the opening of awareness, i.e., talk on
modesty, on contentment, on seclusion, on non-entanglement, on arousing
persistence, on virtue, on concentration, on discernment, on release, and on
the knowledge &; vision of release. This is the third prerequisite for the
development of the wings to self-awakening.
'Furthermore, he keeps his persistence aroused for abandoning unskillful
mental qualities and for taking on skillful mental qualities. He is steadfast,
solid in his effort, not shirking his duties with regard to skillful mental qual-
ities. This is the fourth prerequisite for the development of the wings to
self-awakening.
'Furthermore, he is discerning, endowed with the discernment of arising &;
passing away - noble, penetrating, leading to the right ending of stress. This
is the fifth prerequisite for the development of the wings to self-awakening. '
Monks, when a monk has has admirable people as friends, companions, &
comrades, it is to be expected that he will be virtuous, will dwell restrained
in accordance with the Patimokkha, consummate in his behavior & sphere of
activity, and will train himself, having undertaken the training rules, seeing
danger in the slightest faults.
When a monk has has admirable people as friends, companions, &: com-
rades, it is to be expected that he will get to hear at will, easily & without dif-
ficulty, talk that is truly sobering and conducive to the opening of awareness,
i.e., talk on modesty, on contentment, on seclusion, on non-entanglement, on
arousing persistence, on virtue, on concentration, on discernment, on release,
and on the knowledge & vision of release... that he will keep his persistence
aroused for abandoning unskillful mental qualities, and for taking on skillful
mental qualities - steadfast, solid in his effort, not shirking his duties with
regard to skillful mental qualities... that he will be discerning, endowed with
80 Chapter 4. The Treasures of the Teaching
discernment of arising & passing away - noble, penetrating, leading to the
right ending of stress.
And furthermore, monks, when the monk is established in these five qual-
ities, there are four additional qualities he should develop: He should develop
[contemplation of] the unattractive so as to abandon lust. He should develop
good will so as to abandon ill will. He should develop mindfulness of in-&-
out breathing so as to cut off distractive thinking. He should develop the
perception of inconstancy so as to uproot the conceit, T am.' For a monk
perceiving inconstancy, the perception of not-self is made firm. One perceiv-
ing not-self attains the uprooting of the conceit, 'I am' - Unbinding in the
here & now.
-AN IX.1[31]
§ 24. These three divine sounds sound forth among the devas on appro-
priate occasions. Which three? When a disciple of the noble ones, shaving
off his hair <k beard, clothing himself in the ochre robe, makes up his mind
to go forth from the home life into homelessness, on that occasion the divine
sound sounds forth among the devas: 'This disciple of the noble ones has
made up his mind to do battle with Mara'...
When a disciple of the noble ones lives engaged in developing the seven
[sets of] qualities that are wings to Awakening, on that occasion the divine
sound sounds forth among the devas: 'This disciple of the noble ones is doing
battle with Mara'...
When a disciple of the noble ones, through the ending of effluents dwells
in the awareness-release & discernment-release that are free from effluent,
having known & made them manifest for himself in the here <k now, on that
occasion the divine sound sounds forth among the devas: 'This disciple of the
noble ones has won the battle. Having been in the front lines of the battle,
he now dwells victorious'... These are the three divine sounds that sound
forth among the devas on appropriate occasions.
- Iti 82 [57, 82]
§ 25. A monk who has admirable virtue, admirable qualities, & admirable
discernment is called, in this doctrine & discipline, one who is complete,
fulfilled, supreme among men.
And how is a monk a person with admirable virtue? There is the case
where a monk is virtuous. He dwells restrained in accordance with the
Patimokkha, consummate in his behavior & sphere of activity. He trains
himself, having undertaken the training rules, seeing danger in the slightest
4.1. Passages from the Pali Canon 81
faults. In this way a monk is a person with admirable virtue. Thus he is of
admirable virtue.
And how is a monk a person with admirable qualities? There is the case
where a monk lives engaged in developing of the seven [sets of] qualities that
are wings to Awakening. In this way a monk is a person with admirable
qualities. Thus he is of admirable virtue & admirable qualities.
And how is a monk a person with admirable discernment? There is the
case where a monk, through the ending of effluents dwells in the awareness-
release <k discernment-release that are free from effluent, having known &
made them manifest for himself in the here &: now. In this way a monk
is a person with admirable discernment. Thus he is of admirable virtue,
admirable qualities, admirable discernment. In this doctrine & discipline he
is called one who is complete, fulfilled, supreme among men.
One devoid of wrong-doing
in thought, word, or deed,
is called a person of admirable virtue:
the conscientious monk.
One well-developed in the qualities
that go to the attainment of self-awakening,
is called a person of admirable qualities:
the unassuming monk.
One discerning right here for himself
the ending of stress
is called a person of admirable discernment:
the monk without effluent.
One consummate in these things,
untroubled, with doubt cut away,
unattached in all the world,
is called one who has abandoned the All.
- Iti 97 [57, 97]
82 Chapter 4. The Treasures of the Teaching
Chapter 5
The Four Frames of Reference
The four frames of reference (satipatthana) are a set of teachings that show
where a meditator should focus attention and how. This dual role - the
"where" and the "how" - is reflected in the fact that the term satipatthana
can be explained etymologically in two ways. On the one hand, it can be
regarded as a compound of sati (mindfulness, reference, the ability to keep
something in mind) and patthana (foundation, condition, source), thus re-
ferring to the object that is kept in mind as a frame of reference for giving
context to one's experience. Alternatively, satipatthana can be seen as a
compound of sati and upatthana (establishing near, setting near), thus re-
ferring to the approach (the how) of keeping something closely in mind, of
maintaining a solid frame of reference. Scholars are divided as to which inter-
pretation is right, but for all practical purposes they both are. The Buddha
was more a poet than a strict etymologist, and he may have deliberately cho-
sen an ambiguous term that would have fruitful meanings on more than one
level. In the practice of the frames of reference, both the proper object and
the proper approach are crucial for getting the proper results. In fact, as we
shall see, the taking of a proper object entails the beginning of the proper ap-
proach, and the approach ends by taking as its objects the qualities of mind
developed in the course of pursuing the approach itself. In other words, as
we mentioned in the Introduction concerning the Buddha's Awakening, the
"what" merges with the "how" as the "how" of the investigation ultimately
becomes what gets investigated.
The texts give two different pictures of the role that the frames of ref-
erence play in the practice. Some [§§33-34, 36] state that developing the
frames of reference is a precondition for jhana, which then forms a basis for
83
84 Chapter 5. The Four Frames of Reference
transcendent discernment. Others [§§27, 43] make no mention of jliana, sta-
ting that one goes directly from the frames of reference to the transcendent.
On the surface, this would seem to indicate that there are two alternate
paths: one with and one without jhana. This reading, though, contradicts
the many passages maintaining that jhana is necessary for the development
of transcendent discernment [§§165, 166, 171, 173, 178; some of these pas-
sages simply say "concentration" instead of jhana, but there seems to be
every reason to assume that concentration here means right concentration,
which is nothing other than jhana]. Thus we must look for an alternative
reading, and we find one suggested by passages indicating that the devel-
opment of the frames of reference implicitly entails the full development of
the seven factors for Awakening. Because these factors are closely associated
with jhana, this would indicate that the proper development of the frames
of reference necessarily incorporates, in and of itself, the practice of jhana.
This reading is confirmed by §29, which states that the way to develop
the frames of reference is through the noble eightfold path, which includes
jhana. It is also confirmed by §31, which describes how the frames of reference
relate to the sixteen steps of breath meditation. As we shall see in III/E
[Section 15.1), these sixteen steps are also a description of how jhana is
developed and then used as a vehicle for fostering discernment and ending
the effluents of the mind. Thus, we can view the outline of frames-of-reference
practice as a description of the stages in the mindful mastery of jhana and
its application to the ending of the effluents.
The proper objects that act as frames of reference are four: the body
in and of itself, feelings in and of themselves, the mind in and of itself,
and mental qualities in and of themselves. The "in and of itself" here is
important. To take the body as a frame of reference in this way, for instance,
means that one views it not in terms of its function in the world - for then
the world would be the frame of reference - but simply on its own terms, as it
is directly experienced. In other words, one is not concerned with its relative
worth or utility in terms of the values of the world - its beauty, strength,
agility, etc. - but simply what it is when regarded in and of itself.
The four objects that act as frames of reference fall into two classes. The
first class - the body, feelings, and the mind - act as the "given" objects
of meditation practice: what experience presents, on its own, as an object
for meditation. The meditator takes any one of these objects as a frame of
reference, relating all of experience to his/her chosen frame. For example,
although one will experience feelings and mind states in the course of taking
85
the body as a frame of reference, one tries to relate them to the experience
of the body as their primary frame. A feehng is viewed as it affects the body,
or the body affects it. The same holds for a mind state. An analogy for this
practice is holding an object in one's hand. When other objects come into
contact with the hand, one is aware that they are making contact, but one
does not let go of the object in one's hand in order to grasp after them.
The second class of objects - mental qualities (dhamma) - denotes the
qualities of mind that are developed and abandoned as one masters the med-
itation. The list of "dhammas" given in §30 would seem to belie the trans-
lation "mental qualities" here, as they include not only the five hindrances
and seven factors for Awakening, which are obviously mental qualities, but
also the five aggregates, the six sense media, and the four noble truths,
which would seem to fit better with another meaning of the word dhamma,
i.e., "phenomena." However, if we look more closely at each of these other
classes, we will see that they actually deal with variant forms of abandoning
the hindrances and developing the factors for Awakening. The section on the
sense media focuses less on the media than on the abandoning of the fetters -
passion and delight (SN XLI.l; MFU pp. 52-53[148, p52]) - associated with
those media. The section on the aggregates describes a state of practice that
is elsewhere [§149] identified as a developed form of concentration, in which
the aggregates that comprise the state of jhana form the object of analysis
[§173]. The section on the noble truths describes a state of practice that else-
where [§169] is said to require the sort of mental stability and clarity found
only in jhana. Thus all the approaches to "dhammas in and of themselves"
would appear to be variations on the abandoning of the hindrances and the
development of the factors for Awakening. Because the stated function of
the frames of reference is to bring about the culmination of the factors for
Awakening, and through them the development of clear knowing and release
[§92], the translation of dham,m,a as "mental quality" seems an appropriate
way to keep that function in mind and to avoid getting lost in the details of
its different aspects.
There is historical support for this interpretation as well. The Vibhanga,
an ancient Abhidhamma text, includes only the hindrances and the factors
for Awakening in its discussion of this heading. The same holds true with
the Sarvastivadin version of this discourse, preserved in Chinese translation.
Scholars have questioned whether these two texts should be taken as evidence
that the original discussion of dham,m,a here included only these two topics.
The issue is impossible to decide from the texts available to us, but a case
86 Chapter 5. The Four Frames of Reference
can be made for concluding that, regardless of what the original version may
have been, the early tradition regarded the abandoning of the hindrances
and the development of the factors for Awakening as encompassing all the
factors that might be included under this heading.
Each of the four objects of mindfulness is said to be sufficient for bringing
about Awakening [§44]. This point is easy to understand if we look at the
approach taken to each of the objects, for then it becomes clear that the
approach ultimately involves the development of mental qualities in and of
themselves, regardless of what object is first taken up for meditation.
That approach falls into three stages. The first stage - here taking the
body as an example - is simply called the frame of reference [§29]:
There is the case where a monk remains focused on the body
in & of itself - ardent, alert, &; mindful - putting aside greed &;
distress with reference to the world.
Four terms here are key. "Remaining focused" (anupassin) can also be trans-
lated as "keeping track." This denotes the element of concentration in the
practice, as one tries to stay with one particular theme in the midst of the
welter of experience. "Ardent" (atapi) denotes the factor of effort or exer-
tion in the practice; the Commentary equates this with right exertion, which
contains an element of discernment in its ability to distinguish skillful from
unskillful mental qualities. "Alert" (sampajano) means being clearly aware of
what is happening in the present. This, too, relates to discernment. "Mind-
ful" (satima) literally means being able to remember or recollect. Here it
means keeping one's task in mind. The task here is a dual one - remain-
ing focused on one's frame of reference, and putting aside the distractions
of greed and distress that would come from shifting one's frame of reference
back to the world. In other words, one tries to stay with the phenomenology
of immediate experience, without slipping back into the narratives and world
views that make up one's sense of the world. In essence, this is a concentra-
tion practice, with the three qualities of ardency, alertness, and mindfulness
devoted to attaining concentration. Mindfulness keeps the theme of the med-
itation in mind, alertness observes the theme as it is present to awareness,
and also is aware of when the mind has slipped from its theme. Mindful-
ness then remembers where the mind should be focused, and ardency tries
to return the mind to its proper theme as quickly and skillfully as possi-
ble. In this way, these three qualities help to seclude the mind from sensual
87
preoccupations and unskillful mental qualities, thus bringing it to the first
jhana.
Passage §33 confirms this reading by equating the successful performance
of this first stage in the practice with the first jhana, whereas §§35-36 give
advice on how to bring the mind to concentration if this method does not
work: focus on the problem of the mind's not settling down, and bring the
mind to an inspiring theme that will accomplish the desired end.
When the method does work, §33 describes the next step as a variation
on the basic exercise:
Remain focused on the body in & of itself, but do not think
any thoughts connected with the body.
This, it says, takes the mind to the second jhana, where directed thought
and evaluation are abandoned. From there the mind can go up to the fourth
[§72].
These points may be illustrated with some meditation techniques that are
currently popular in the West: In a "mental noting" practice, mindfulness
is a matter of remembering to keep up the noting, alertness means seeing
whatever phenomena arise to be noted, and ardency is a matter of sticking
with the noting relentlessly and being ever more quick and precise in one's
alertness. In terms of the factors constituting jhana practice, the mindfulness
and alertness here would be related to directed thought, ardency to singleness
of preoccupation, while alertness aimed at evaluating the results of the noting
- and ardency in keeping the "pressure" of the noting just right - would be
related to evaluation. If this practice is then conducted in line with the texts,
it should reach a stage where the mind settles down into the singleness of the
first jhana. Then the meditator would be encouraged to stop the noting, so
that the mind could engage in subtler mindfulness and alertness, and thus
enter the second jhana.
In a "scanning" or "body sweep" practice, mindfulness means remem-
bering to stick with the process of scanning the body, while alertness would
mean seeing the subtle sensations of the body being scanned. Ardency would
mean sticking with the scanning process, and trying to be ever more sensi-
tive to the subtlest sensations. As in the previous case, these activities are
related to factors of jhana, and the process, if conducted in line with the
texts, should culminate in a state of full-bodied singleness, at which time the
motion of the scanning can be brought to stillness, and the mind can enter
deeper concentration.
88 Chapter 5. The Four Frames of Reference
In "breath" practice, mindfulness means keeping the breath in mind as
the theme of the meditation, alertness means being sensitive to the sensations
of the breath. Ardency means sticking with the process relentlessly, as well
as taking up the stages of "training" [§31; III/E {Section 15.1)], in which
one tries to be aware of the entire body with each in and out breath, and to
let the breath sensations grow calm. In terms of jhana factors, mindfulness
would be related to directed thought, alertness to evaluation, and ardency to
singleness of preoccupation. As awareness fills the body and the breath grows
calm, one's alertness stays steadily with the breath, and the mind enters the
singleness of jhana. At this point, one no longer needs consciously to direct
the mind to the breath or to enlarge one's awareness any further. Thus the
mind, as above, can develop subtler mindfulness and alertness, and so enter
the second jhana.
According to §32, once concentration has been established on one's own
body in this way, it may give rise to a similar "knowledge and vision" of the
bodies of other people. Knowledge and vision, here, seems to denote intuitive
knowledge through the psychic powers that some people develop through
concentration. If used properly, this knowledge can help develop a sense of
dispassion toward the processes of existence, as one sees that all bodies, even
the most desirable, are subject to the same common shortcomings of being
inconstant, stressful, and not-self.
Whether one pursues this meditation with one's own body or the bodies of
others, it comes under the first stage of practice, as indicated by the following
phrase:
In this way he remains focused internally on the body in <k of
itself, or externally on the body in &; of itself, or both internally
& externally on the body in & of itself.
Once the first stage has produced a solid state of concentration, the second
stage - the development of the frame of reference [§29] - can begin:
One remains focused on the phenomenon of origination with
regard to the body, on the phenomenon of passing away with re-
gard to the body, or on the phenomenon of origination & passing
away with regard to the body.
The "phenomenon of origination and passing away" covers three sorts of
events: conditioned occurrences in the object that forms one's frame of refer-
ence itself (in this case, the body); events in the other two "object" frames of
89
reference (feelings and mind); or events in the "approach" frame of reference,
i.e., the mental qualities that are developed (or interfere with) the process
of taking a frame of reference to begin with. For instance, when focused on
the body one may notice the arising and passing away of breath sensations
in the body. Or one might notice the arising and passing away of feelings
of pleasure or mental states of irritation while one remains anchored in the
body. Or one might notice lapses of mindfulness in one's focus on the body.
In each of these cases, if the origination and passing away is of neutral
events such as the aggregates, one is directed simply to be aware of them as
events, and to let them follow their natural course unimpeded so as to see
what factors accompany them and lead to their origination. As for events
that are connected with the presence or absence of skillfulness, however, one
is encouraged to manipulate and experiment with them so as to observe and
further understand their causal interrelationships. This will enable one to be-
come skillful in maximizing skillful mental qualities and minimizing unskillful
ones. In other words, one develops insight into the process of origination and
passing away by taking an active and sensitive role in the process, just as one
learns about eggs by trying to cook with them, gathering experience from
one's successes and failures in attempting increasingly difficult dishes.
The need for active participation in the practice explains why medita-
tion must begin by mastering a particular technique, rather than passively
watching whatever may arise in the present. The technique gives shape to
one's present input into the present moment and makes one more sensitive to
this aspect of this/that conditionality. It also provides an active context for
appreciating mental qualities as they help or hinder one's success in the tech-
nique. Eventually, when one's sensitivity is sufficiently well developed, one
can go beyond the technique to explore and master the process of causality
as it functions in developing skillful qualities in the mind.
This process can be illustrated with the passage devoted to equanimity.
In the first step, as one is still in the beginning stages of observing the mind
in its attempts at meditation, one simply discerns the presence and absence
of equanimity.
There is the case where, there being equanimity as a factor
for Awakening present within, he discerns that 'Equanimity as a
factor for Awakening is present within me.' Or, there being no
equanimity as a factor for Awakening present within, he discerns
that 'Equanimity as a factor for Awakening is not present within
90 Chapter 5. The Four Frames of Reference
me.
In watching the course of this arising and passing away as one tries to bring
the mind to the equanimity of jhana, one should begin to see patterns of
cause and effect in what does and doesn't work. This enables one skillfully
to give rise to equanimity even when it is not present of its own accord, and
- once it is present - can strengthen it until it reaches the point of utmost
development:
He discerns how there is the arising of unarisen equanimity as
a factor for Awakening. And he discerns how there is the culmina-
tion of the development of equanimity as a factor for Awakening
once it has arisen.
A similar process is recommended for events in the "object" frames of ref-
erence. This is shown by the standard description of the sixteen steps of
breath meditation [§31]. One trains oneself to breathe conscious of the en-
tire body, or to breathe sensitive to feelings of rapture and pleasure, as this
training fosters the factors of jhana. One trains oneself to satisfy, steady, and
release the mind, as this training brings mastery over the stages of jhana.
Passage §179 makes a similar point, directing the meditator to replace un-
skillful forms of distress, joy, and equanimity with more skillful versions of
the same emotions, and then replacing skillful distress with skillful joy, and
skillful joy with skillful equanimity.
As this process leads to stronger and more refined states of concentration,
it refines one's sensitivity to the fact that the grosser one's participation in
the process of origination and passing away in the mind, the grosser the level
of stress that results. This leads one to let go of the grosser levels of one's
participation as one is able to detect them. This can have one of two results.
(1) It may lead to even more refined states of concentration, as one abandons
the factors that obscure equanimity, or as one focuses one's equanimity on
ever more refined objects. (2) Or, as one becomes able to focus on the activity
involved even in refining equanimity, one comes to realize that it, too, is a
process of input into the present, fabricated for the sake of non-becoming
[§182]. Thus, as a sense of dispassion develops toward equanimity, one goes
beyond it to a state called non-fashioning (atammayata) [§179], through the
third and final stage of frames-of-reference practice:
Or his mindfulness that 'There is a body (feeling, mind, men-
tal quality) ' is maintained [simply] to the extent of knowledge &;
91
recollection. And he remains independent, unsustained by (not
clinging to) anything in the world.
This stage corresponds to a mode of perception that the Buddha in MN
121 [87] terms "entry into emptiness":
Thus he regards it [this mode of perception] as empty of what-
ever is not there. Whatever remains, he discerns as present:
"there is this."
This is the culminating equipoise where the path of the practice leads unmedi-
ated to the state of non-fashioning and from there to the fruit of Awakening
and release.
Some meditators, reading the two preceding passages, try to step imme-
diately to the stage of non-fashioning without first having gained the inner
sensitivity to cause and effect, action and non-action, that comes from devel-
oping concentration. In practice, though, this doesn't work. Only through
that sensitivity can the basic causal relationships of dependent co-arising and
this/that conditionality be discovered. This discovery is needed to give rise
to a sense of dispassion - as one grows more and more disenchanted with
the inconstant and artificial nature of all mental phenomena and develops
a strong desire to gain release from them. It is also needed to uncover the
precise point of non-fashioning between becoming and non-becoming where
that release can be found.
As we shall see in later sections (in particular, III/E [Section 15.1) and
III/H [Section 18.1)), the basic pattern of the three stages in frames-of-
reference meditation -
• focusing on events in and of themselves in the present moment,
• understanding their causal relationships with other events by learning
to manipulate them skillfully, and then
• arriving at a state of fully developed equipoise, transcending even one's
skill, free from any present input into the causal network -
is basic to all aspects of Buddhist meditation practice. Among other things,
it underlies the stages in breath meditation, the mastery of concentration,
and the strategy of discernment leading to the transcendent. Thus it should
be kept firmly in mind as one reads passages not only in this section, but
also throughout the entire book.
92 Chapter 5. The Four Frames of Reference
The texts contained in this section, for the most part, provide added
details to the outline sketched here. For example, §§45-46 provide a variation
on stage two by showing how mindfulness can be developed into equanimity
by manipulating perceptions, viewing loathsome objects as unloathsome, and
unloathsome objects as loathsome, etc. Anyone attempting these perception
games needs firm powers of concentration and sharp discernment so as not
to become obsessed with perceptual distortions (sanna vipallasa). If handled
properly, though, the process of manipulation gives important insights into
the way the mind hypertargets its objects, and can drive home lessons on
the arbitrary nature of perception and the need not to be deceived by it.
The same point holds true for the contemplation of body parts mentioned
in §30. This contemplation has been denounced in Western circles for pro-
moting a negative self-image, but here it is necessary to distinguish between
healthy and unhealthy negative images of one's own body. An unhealthy
negative image is one that views the bodies of other people as attractive,
and one's own as unattractive. This is unhealthy in that it creates feelings
of inferiority concerning one's own body, compounded by lust and desire for
the bodies of others. A healthy negative image sees that all bodies, no mat-
ter how attractive, young, or healthy they may seem at the skin level, are
composed of the very same parts, all equally unattractive. The livers and
intestines of even the most attractive people, if paraded down a walkway,
would never capture a title in a beauty contest; if featured in an advertise-
ment, they wouldn't sell. Thus there is no real reason to feel that one's body
is inherently inferior to theirs. This perception of the equality of all bodies,
if handled properly, is healthy in that it helps liberate one not only from
feelings of inferiority but also from the disease of lust and desire, promot-
ing a sense of dispassion toward lustful thoughts in general. As this theme
of contemplation is developed through hands-on manipulation of one's per-
ception of the body, it enables one to realize that, when reduced to their
simple "bodyness," as bodies in and of themselves, all bodies are on a par,
and that questions of attractiveness and unattractiveness derive ultimately
from the context of one's frame of reference. One sees that the obstacles to
equanimity and higher insights in the practice are not so much the objects
of lust or hatred as they are the terms and contexts in which those objects
are perceived. This insight can form the basis for perceptual skills that can
act as a very liberating antidote to the mind's tendency to self-delusion.
One passage contained here that does not deal with the stages of frames-
of-reference meditation is §47. This passage focuses on a charge that has
93
been often leveled at Early Buddhism: that the practice it recommends is
essentially selfish, in that one is striving simply for one's own welfare. The
Buddha answers this charge by denying any radical distinction between one's
own true welfare and that of others. To work for the true welfare of others is
to work for one's own true welfare; to work for one's own is to work for theirs.
The first point can be illustrated by a number of passages in this collection
- showing, for example, how expressions of gratitude to one's parents can
foster one's own true happiness [§§123, 124], how support for contemplatives
enables one to hear the Dhamma [§128], how virtuous conduct toward other
people and their possessions strengthens mindfulness [§27], and how attitudes
of good will, compassion, appreciation, and equanimity foster concentration
and release the mind from obstructive mental qualities [§98]. Thus, the
quality of one's assistance to others cannot help but have an effect on the
development of one's own mind.
As for the reverse dynamic - the way in which working for one's own wel-
fare works for the welfare of others - the Buddha illustrates this point with a
perceptive analogy for the interaction of living beings: two acrobats balanc-
ing on the end of a pole. If one acrobat loses balance, both will fall. For both
to stay balanced, each must maintain his or her own balance. This analogy
indicates that the act of developing good qualities in one's own mind is, in
itself, an act of kindness to others. One protects them from the detrimental
effects of one's uncontrolled anger, etc., and exposes them to the beneficial ef-
fects of one's own mindfulness, equanimity, and other skillful qualities. Thus
it is not possible to practice the frames of reference properly without the rest
of the world's benefiting to a greater or lesser degree. And in a world where
no one can keep the balance of another person, the example of one's own
skill in keeping balance is an instructive gift for those with the eyes to see
and the intelligence to take one's example to heart.
Once one has attained full Awakening and needs to do nothing more for
one's own welfare, one continues to act for the welfare of others within the
framework of three frames of reference [§179], different from the four dis-
cussed in this section. The three are: the ability to remain (1) untroubled,
mindful, and alert when others do not respond to one's teachings; (2) equani-
mous, mindful, and alert when some do and some do not respond to one's
teachings; and (3) untroubled, mindful, and alert when others do respond to
one's teachings. In other words, one's mental balance is so firm that other
beings' success or failure in responding to one's help cannot disturb the mind.
It is only in this context - the three frames of reference following full Awak-
94 Chapter 5. The Four Frames of Reference
ening - that the Buddha ahows for the possibihty of helping others with no
thought for one's own welfare, for at that point one's true welfare has no
further needs. The Awakened person lives out the remainder of his/her life,
insofar as his/her kamma allows, for "the welfare of the many, the happiness
of the many, out of compassion for the world" [Mv.11.1].
5.1 Passages from the Pali Canon
§ 26. Imagine a tree devoid of branches & leaves: Its buds don't grow to
maturity, its bark doesn't grow to maturity, its sapwood doesn't grow to
maturity, its heartwood doesn't grow to maturity. In the same way, when -
there being no mindfulness or alertness - a person is devoid of mindfulness
or alertness, the prerequisite for a sense of conscience & concern [for the
results of wrong-doing] becomes spoiled. There being no sense of conscience
h concern... the prerequisite for restraint of the senses becomes spoiled.
There being no restraint of the senses... the prerequisite for virtue becomes
spoiled. There being no virtue... the prerequisite for right concentration
becomes spoiled. There being no right concentration... the prerequisite for
knowledge & vision of things as they actually are present becomes spoiled.
There being no knowledge & vision of things as they actually are present, the
prerequisite for disenchantment & dispassion becomes spoiled. There being
no disenchantment & dispassion, the prerequisite for knowledge & vision of
release becomes spoiled...
Now imagine a tree abundant in its branches & leaves: Its buds grow
to maturity, its bark grows to maturity, its sapwood grows to maturity, its
heartwood grows to maturity. In the same way, when - there being mind-
fulness & alertness - a person is abundant in mindfulness &; alertness, the
prerequisite for a sense of conscience <k concern becomes abundant. There
being a sense of conscience & concern... the prerequisite for restraint of the
senses becomes abundant. There being restraint of the senses... the prerequi-
site for virtue becomes abundant. There being virtue... the prerequisite for
right concentration becomes abundant. There being right concentration...
the prerequisite for knowledge & vision of things as they actually are present
becomes abundant. There being knowledge &; vision of things as they are
actually present, the prerequisite for disenchantment & dispassion becomes
abundant. There being disenchantment & dispassion, the prerequisite for
knowledge & vision of release becomes abundant.
5.1. Passages from the Pali Canon 95
- AN VIII.81
§ 27. Uttiya: It would be good, lord, if the Blessed One would teach me
the Dhamma in brief so that, having heard the Dhamma from the Blessed
One, I might dwell alone, secluded, heedful, ardent, &: resolute.
The Buddha: In that case, Uttiya, you should purify what is most basic
with regard to skillful mental qualities. And what is the basis of skillful
mental qualities? Well-purified virtue & views made straight. Then, when
your virtue is well-purified and your views made straight, in dependence on
virtue, established in virtue, you should develop the four frames of reference...
Then, when in dependence on virtue, relying on virtue, you develop the four
frames of reference, you will go beyond the realm of Death.
- SN XLVII.16
§ 28. Mindful & Alert. Stay mindful, monks, and alert. This is our
instruction to you all. And how is a monk mindful? There is the case where
a monk remains focused on the body in & of itself - ardent, alert, & mindful
- putting aside greed & distress with reference to the world. He remains
focused on feelings... mind... mental qualities in & of themselves - ardent,
alert, & mindful - putting aside greed &; distress with reference to the world
[§213]. This is how a monk is mindful.
And how is a monk alert? There is the case where feelings are known
to the monk as they arise, known as they persist, known as they subside.
Thoughts are known to him as they arise, known as they persist, known as
they subside. Discernment (vl: perception) is known to him as it arises,
known as it persists, known as it subsides. This is how a monk is alert. So
stay mindful, monks, and alert. This is our instruction to you all.
- SN XLVII.35
§ 29. Analysis. I will teach you the frames of reference, their develop-
ment, and the path of practice leading to their development. Listen & pay
close attention. I will speak.
Now, what are the frames of reference? There is the case where a monk
remains focused on the body in & of itself - ardent, alert, & mindful - putting
aside greed & distress with reference to the world. He remains focused on
feelings... mind... mental qualities in & of themselves - ardent, alert, &
mindful - putting aside greed &: distress with reference to the world. These
are called the frames of reference.
And what is the development of the frames of reference? There is the
96 Chapter 5. The Four Frames of Reference
case where a monk remains focused on the phenomenon of origination with
regard to the body, remains focused on the phenomenon of passing away
with regard to the body, remains focused on the phenomenon of origination
& passing away with regard to the body - ardent, alert, & mindful - putting
aside greed & distress with reference to the world.
He remains focused on the phenomenon of origination with regard to feel-
ings... with regard to the mind... with regard to mental qualities, remains
focused on the phenomenon of passing away with regard to mental qualities,
remains focused on the phenomenon of origination &; passing away with re-
gard to mental qualities - ardent, alert, & mindful - putting aside greed &
distress with reference to the world. This is called the development of the
frames of reference.
And what is the path of practice to the development of the frames of
reference? Just this noble eightfold path: right view, right resolve, right
speech, right action, right livelihood, right effort, right mindfulness, right
concentration. This is called the path of practice to the development of the
frames of reference.
- SN XLVII.40[137]
§ 30. In Detail. This is the direct path for the purification of beings,
for the overcoming of sorrow & lamentation, for the disappearance of pain
& distress, for the attainment of the right method, &: for the realization of
Unbinding - in other words, the four frames of reference. Which four?
There is the case where a monk remains focused on the body in & of itself
- ardent, alert, & mindful - putting aside greed & distress with reference to
the world [§213]. He remains focused on feelings... mind... mental qualities
in &: of themselves - ardent, alert, &: mindful - putting aside greed & distress
with reference to the world.
BODY
And how does the monk remain focused on the body in & of itself?
[a] There is the case where a monk - having gone to the wilderness, to the
foot of a tree, or to an empty building - sits down folding his legs crosswise,
holding his body erect and setting mindfulness to the fore [parimukham:
in the Abhidhamma, this is translated literally as "around the mouth"; in
the Vinaya, the same term is used to mean the front of the chest]. Always
mindful, he breathes in; mindful he breathes out.
Breathing in long, he discerns that he is breathing in long; or breathing
out long, he discerns that he is breathing out long. Or breathing in short.
5.1. Passages from the Pali Canon 97
he discerns that he is breathing in short; or breathing out short, he discerns
that he is breathing out short. He trains himself to breathe in sensitive to
the entire body and to breathe out sensitive to the entire body. He trains
himself to breathe in calming bodily fabrication [the breath] and to breathe
out calming bodily fabrication. Just as a skilled turner or his apprentice,
when making a long turn, discerns that he is making a long turn, or when
making a short turn discerns that he is making a short turn; in the same way
the monk, when breathing in long, discerns that he is breathing in long; or
breathing out short, he discerns that he is breathing out short... He trains
himself to breathe in calming bodily fabrication, and to breathe out calming
bodily fabrication.
In this way he remains focused internally on the body in &; of itself, or
externally on the body in <k of itself, or both internally <k externally on the
body in & of itself. Or he remains focused on the phenomenon of origination
with regard to the body, on the phenomenon of passing away with regard to
the body, or on the phenomenon of origination & passing away with regard
to the body. Or his mindfulness that 'There is a body' is maintained to the
extent of knowledge & recollection. And he remains unsustained by (not
clinging to) anything in the world. This is how a monk remains focused on
the body in & of itself.
[b] Furthermore, when walking, the monk discerns that he is walking.
When standing, he discerns that he is standing. When sitting, he discerns
that he is sitting. When lying down, he discerns that he is lying down. Or
however his body is disposed, that is how he discerns it.
In this way he remains focused internally on the body in & of itself, or
focused externally... unsustained by anything in the world. This is how a
monk remains focused on the body in <k of itself.
[c] Furthermore, when going forward & returning, he makes himself fully
alert; when looking toward & looking away... when bending & extending his
limbs... when carrying his outer cloak, his upper robe & his bowl... when
eating, drinking, chewing, &: savoring... when urinating & defecating... when
walking, standing, sitting, falling asleep, waking up, talking, & remaining
silent, he makes himself fully alert.
In this way he remains focused internally on the body in <k of itself, or
focused externally... unsustained by anything in the world. This is how a
monk remains focused on the body in & of itself.
[d] Furthermore... just as if a sack with openings at both ends were full
of various kinds of grain - wheat, rice, mung beans, kidney beans, sesame
98 Chapter 5. The Four Frames of Reference
seeds, husked rice - and a man with good eyesight, pouring it out, were to
reflect, 'This is wheat. This is rice. These are mung beans. These are kidney
beans. These are sesame seeds. This is husked rice,' in the same way, monks,
a monk reflects on this very body from the soles of the feet on up, from the
crown of the head on down, surrounded by skin and full of various kinds of
unclean things: 'In this body there are head hairs, body hairs, nails, teeth,
skin, flesh, tendons, bones, bone marrow, kidneys, heart, liver, pleura, spleen,
lungs, large intestines, small intestines, gorge, feces, bile, phlegm, pus, blood,
sweat, fat, tears, skin-oil, saliva, mucus, fluid in the joints, urine.' [§66]
In this way he remains focused internally on the body in & of itself, or
focused externally... unsustained by anything in the world. This is how a
monk remains focused on the body in & of itself.
[e] Furthermore... just as a skilled butcher or his apprentice, having
killed a cow, would sit at a crossroads cutting it up into pieces, the monk
contemplates this very body - however it stands, however it is disposed -
in terms of properties: 'In this body there is the earth property, the liquid
property, the flre property, <k the wind property.'
In this way he remains focused internally on the body in & of itself, or
focused externally... unsustained by anything in the world. This is how a
monk remains focused on the body in & of itself.
[f] Furthermore, as if he were to see a corpse cast away in a charnel ground
- one day, two days, three days dead - bloated, livid, & festering, he applies
it to this very body, 'This body, too: Such is its nature, such is its future,
such its unavoidable fate'...
Or again, as if he were to see a corpse cast away in a charnel ground,
picked at by crows, vultures, & hawks, by dogs, hyenas, &; various other
creatures... a skeleton smeared with flesh & blood, connected with tendons...
a fleshless skeleton smeared with blood, connected with tendons... a skeleton
without flesh or blood, connected with tendons... bones detached from their
tendons, scattered in all directions - here a hand bone, there a foot bone,
here a shin bone, there a thigh bone, here a hip bone, there a back bone,
here a rib, there a chest bone, here a shoulder bone, there a neck bone, here
a jaw bone, there a tooth, here a skull... the bones whitened, somewhat like
the color of shells... piled up, more than a year old... decomposed into a
powder: He applies it to this very body, 'This body, too: Such is its nature,
such is its future, such its unavoidable fate.'
In this way he remains focused internally on the body in & of itself, or
externally on the body in & of itself, or both internally & externally on the
5.1. Passages from the Pali Canon 99
body in & of itself. Or he remains focused on the phenomenon of origination
with regard to the body, on the phenomenon of passing away with regard to
the body, or on the phenomenon of origination & passing away with regard
to the body. Or his mindfulness that 'There is a body' is maintained to the
extent of knowledge & recollection. And he remains unsustained by (not
clinging to) anything in the world. This is how a monk remains focused on
the body in & of itself.
FEELINGS
And how does a monk remain focused on feelings in <k of themselves?
There is the case where a monk, when feeling a painful feeling, discerns that
he is feeling a painful feeling. When feeling a pleasant feeling, he discerns that
he is feeling a pleasant feeling. When feeling a neither-painful-nor-pleasant
feeling, he discerns that he is feeling a neither-painful-nor-pleasant feeling.
When feeling a painful feeling of the flesh, he discerns that he is feeling a
painful feeling of the flesh. When feeling a painful feeling not of the flesh, he
discerns that he is feeling a painful feeling not of the flesh. When feeling a
pleasant feeling of the flesh, he discerns that he is feeling a pleasant feeling of
the flesh. When feeling a pleasant feeling not of the flesh, he discerns that he
is feeling a pleasant feeling not of the flesh. When feeling a neither-painful-
nor-pleasant feeling of the flesh, he discerns that he is feeling a neither-
painful-nor-pleasant feeling of the flesh. When feeling a neither-painful-nor-
pleasant feeling not of the flesh, he discerns that he is feeling a neither-
painful-nor-pleasant feeling not of the flesh.
In this way he remains focused internally on feelings in &: of themselves,
or externally on feelings in & of themselves, or both internally & externally
on feelings in & of themselves. Or he remains focused on the phenomenon of
origination with regard to feelings, on the phenomenon of passing away with
regard to feelings, or on the phenomenon of origination & passing away with
regard to feelings. Or his mindfulness that 'There are feelings' is maintained
to the extent of knowledge & recollection. And he remains unsustained by
(not clinging to) anything in the world. This is how a monk remains focused
on feelings in &: of themselves.
MIND
And how does a monk remain focused on the mind in & of itself? There
is the case where a monk, when the mind has passion, discerns that the mind
has passion. When the mind is without passion, he discerns that the mind
is without passion. When the mind has aversion, he discerns that the mind
has aversion. When the mind is without aversion, he discerns that the mind
100 Chapter 5. The Four Frames of Reference
is without aversion. When the mind has delusion, he discerns that the mind
has delusion. When the mind is without delusion, he discerns that the mind
is without delusion.
When the mind is restricted, he discerns that the mind is restricted.
When the mind is scattered, he discerns that the mind is scattered. When
the mind is enlarged, he discerns that the mind is enlarged. When the mind
is not enlarged, he discerns that the mind is not enlarged. When the mind
is surpassed, he discerns that the mind is surpassed. When the mind is
unsurpassed, he discerns that the mind is unsurpassed. When the mind is
concentrated, he discerns that the mind is concentrated. When the mind is
not concentrated, he discerns that the mind is not concentrated. When the
mind is released, he discerns that the mind is released. When the mind is
not released, he discerns that the mind is not released.
In this way he remains focused internally on the mind in & of itself, or
externally on the mind in & of itself, or both internally & externally on the
mind in <k of itself. Or he remains focused on the phenomenon of origination
with regard to the mind, on the phenomenon of passing away with regard to
the mind, or on the phenomenon of origination & passing away with regard
to the mind. Or his mindfulness that 'There is a mind' is maintained to
the extent of knowledge & recollection. And he remains unsustained by (not
clinging to) anything in the world. This is how a monk remains focused on
the mind in & of itself.
MENTAL QUALITIES
And how does a monk remain focused on mental qualities in &: of them-
selves?
[a] There is the case where a monk remains focused on mental qualities
in & of themselves with reference to the five hindrances. And how does a
monk remain focused on mental qualities in &; of themselves with reference
to the five hindrances? There is the case where, there being sensual desire
present within, a monk discerns that 'There is sensual desire present within
me.' Or, there being no sensual desire present within, he discerns that 'There
is no sensual desire present within me.' He discerns how there is the arising
of unarisen sensual desire. And he discerns how there is the abandoning of
sensual desire once it has arisen. And he discerns how there is no further
arising in the future of sensual desire that has been abandoned. (The same
formula is repeated for the remaining hindrances: ill will, sloth & drowsiness,
restlessness & anxiety, and uncertainty.)
In this way he remains focused internally on mental qualities in & of
5.1. Passages from the Pali Canon 101
themselves, or externally on mental qualities in & of themselves, or both
internally & externally on mental qualities in & of themselves. Or he remains
focused on the phenomenon of origination with regard to mental qualities, on
the phenomenon of passing away with regard to mental qualities, or on the
phenomenon of origination & passing away with regard to mental qualities.
Or his mindfulness that 'There are mental qualities' is maintained to the
extent of knowledge & recollection. And he remains unsustained by (not
clinging to) anything in the world. This is how a monk remains focused on
mental qualities in &; of themselves with reference to the five hindrances.
[§§131-147; 159]
[b] Furthermore, the monk remains focused on mental qualities in & of
themselves with reference to the five clinging- aggregates. And how does
he remain focused on mental qualities in & of themselves with reference
to the five clinging-aggregates? There is the case where a monk [discerns]:
'Such is form, such its origination, such its disappearance. Such is feeling...
Such is perception... Such are fabrications... Such is consciousness, such its
origination, such its disappearance.'
In this way he remains focused internally on mental qualities in & of
themselves, or focused externally... unsustained by anything in the world.
This is how a monk remains focused on mental qualities in & of themselves
with reference to the five clinging-aggregates. [§§149; 170; 173; 199-207]
[c] Furthermore, the monk remains focused on mental qualities in & of
themselves with reference to the sixfold internal & external sense media.
And how does he remain focused on mental qualities in & of themselves with
reference to the sixfold internal & external sense media? There is the case
where he discerns the eye, he discerns forms, he discerns the fetter that arises
dependent on both. He discerns how there is the arising of an unarisen fetter.
And he discerns how there is the abandoning of a fetter once it has arisen.
And he discerns how there is no further appearance in the future of a fetter
that has been abandoned. (Similarly with the ear, nose, tongue, body, &
intellect.)
In this way he remains focused internally on mental qualities in &: of
themselves, or focused externally... unsustained by anything in the world.
This is how a monk remains focused on mental qualities in &; of themselves
with reference to the sixfold internal &; external sense media.
[d] Furthermore, the monk remains focused on mental qualities in & of
themselves with reference to the seven factors for Awakening. And how does
he remain focused on mental qualities in & of themselves with reference to the
102 Chapter 5. The Four Frames of Reference
seven factors for Awakening? There is the case where, there being mindful-
ness as a factor for Awakening present within, he discerns that 'Mindfulness
as a factor for Awakening is present within me.' Or, there being no mindful-
ness as a factor for Awakening present within, he discerns that 'Mindfulness
as a factor for Awakening is not present within me.' He discerns how there
is the arising of unarisen mindfulness as a factor for Awakening. And he
discerns how there is the culmination of the development of mindfulness as
a factor for Awakening once it has arisen. (The same formula is repeated
for the remaining factors for Awakening: analysis of qualities, persistence,
rapture, serenity, concentration, & equanimity.)
In this way he remains focused internally on mental qualities in & of
themselves, or externally... unsustained by (not clinging to) anything in the
world. This is how a monk remains focused on mental qualities in &: of
themselves with reference to the seven factors for Awakening.
[e] Furthermore, the monk remains focused on mental qualities in & of
themselves with reference to the four noble truths. And how does he remain
focused on mental qualities in & of themselves with reference to the four
noble truths? There is the case where he discerns, as it is actually present,
that 'This is stress... This is the origination of stress... This is the cessation
of stress... This is the way leading to the cessation of stress."
In this way he remains focused internally on mental qualities in & of
themselves, or externally on mental qualities in & of themselves, or both
internally & externally on mental qualities in <k of themselves. Or he remains
focused on the phenomenon of origination with regard to mental qualities, on
the phenomenon of passing away with regard to mental qualities, or on the
phenomenon of origination & passing away with regard to mental qualities.
Or his mindfulness that 'There are mental qualities' is maintained to the
extent of knowledge & recollection. And he remains unsustained by (not
clinging to) anything in the world. This is how a monk remains focused on
mental qualities in &; of themselves with reference to the four noble truths.
[§§184-240]
Now, if anyone would develop these four frames of reference in this way
for seven years, then one of two fruits can be expected for him: either gnosis
[the knowledge of Awakening] right here & now, or - if there be any remnant
of clinging/sustenance - non-return.
Let alone seven years. If anyone would develop these four frames of
reference in this way for six years... five... four... three... two years... one
year... seven months... six months... five... four... three... two months... one
5.1. Passages from the Pali Canon 103
month... half a month, then one of two fruits can be expected for Mm: either
gnosis right here &: now, or - if there be any remnant of clinging/sustenance
- non-return.
Let alone half a month. If anyone would develop these four frames of
reference in this way for seven days, then one of two fruits can be expected
for him: either gnosis right here <k now, or - if there be any remnant of
clinging/sustenance - non-return.
'This is the direct path for the purification of beings, for the overcoming
of sorrow &: lamentation, for the disappearance of pain & distress, for the
attainment of the right method, & for the realization of Unbinding - in other
words, the four frames of reference.' Thus was it said, and in reference to
this was it said.
- MN 10[69]
§ 31. In practice. Now, how is mindfulness of in-&:-out breathing
developed & pursued so as to bring the four frames of reference to culmina-
tion?
On whatever occasion a monk breathing in long discerns that he is breath-
ing in long; or breathing out long, discerns that he is breathing out long; or
breathing in short, discerns that he is breathing in short; or breathing out
short, discerns that he is breathing out short; trains himself to breathe in...
&... out sensitive to the entire body; trains himself to breathe in... &... out
calming bodily fabrication: On that occasion the monk remains focused on
the body in & of itself - ardent, alert, & mindful - subduing greed <k dis-
tress with reference to the world. I tell you, monks, that this - the in-&;-out
breath - is classed as a body among bodies, which is why the monk on that
occasion remains focused on the body in & of itself- ardent, alert, & mindful
- putting aside greed & distress with reference to the world.
On whatever occasion a monk trains himself to breathe in... &... out
sensitive to rapture; trains himself to breathe in... &... out sensitive to plea-
sure; trains himself to breathe in... &... out sensitive to mental fabrication;
trains himself to breathe in... &... out calming mental fabrication: On that
occasion the monk remains focused on feelings in &; of themselves - ardent,
alert, & mindful - subduing greed & distress with reference to the world. I
tell you, monks, that this - close attention to in-&;-out breaths - is classed
as a feeling among feelings, which is why the monk on that occasion remains
focused on feelings in & of themselves - ardent, alert, & mindful - putting
aside greed & distress with reference to the world.
104 Chapter 5. The Four Frames of Reference
On whatever occasion a monk trains himself to breathe in... &... out
sensitive to the mind; trains himself to breathe in... &... out satisfying the
mind; trains himself to breathe in... &... out steadying the mind; trains
himself to breathe in... &... out releasing the mind: On that occasion the
monk remains focused on the mind in & of itself - ardent, alert, & mindful -
subduing greed & distress with reference to the world. I don't say that there
is mindfulness of in-&;-out breathing in one of confused mindfulness and no
alertness, which is why the monk on that occasion remains focused on the
mind in & of itself- ardent, alert, & mindful - putting aside greed & distress
with reference to the world.
On whatever occasion a monk trains himself to breathe in... &... out
focusing on inconstancy; trains himself to breathe in... &... out focusing
on dispassion; trains himself to breathe in... &... out focusing on cessation;
trains himself to breathe in... &... out focusing on relinquishment: On that
occasion the monk remains focused on mental qualities in & of themselves -
ardent, alert, & mindful - subduing greed & distress with reference to the
world. He who sees clearly with discernment the abandoning of greed &
distress is one who oversees with equanimity, which is why the monk on that
occasion remains focused on mental qualities in & of themselves - ardent,
alert, &; mindful - putting aside greed & distress with reference to the world.
This is how mindfulness of in-&:-out breathing is developed & pursued so
as to bring the four frames of reference to culmination.
- M 118 [86]
§ 32. Internal & External. There is the case where a monk remains
focused internally on the body in & of itself - ardent, alert, &: mindful -
putting aside greed & distress with reference to the world. As he remains
focused internally on the body in &; of itself, he becomes rightly concentrated
there, and rightly clear. Rightly concentrated there and rightly clear, he gives
rise to knowledge & vision externally of the bodies of others.
He remains focused internally on feelings in &: of themselves - ardent,
alert, &; mindful - putting aside greed &; distress with reference to the world.
As he remains focused internally on feelings in &: of themselves, he becomes
rightly concentrated there, and rightly clear. Rightly concentrated there and
rightly clear, he gives rise to knowledge & vision externally of the feelings of
others.
He remains focused internally on the mind in & of itself - ardent, alert,
& mindful - putting aside greed & distress with reference to the world. As
5.1. Passages from the Pali Canon 105
he remains focused internally on the mind in & of itself, he becomes rightly
concentrated there, and rightly clear. Rightly concentrated there and rightly
clear, he gives rise to knowledge & vision externally of the minds of others.
He remains focused internally on mental qualities in & of themselves
- ardent, alert, &; mindful - putting aside greed & distress with reference
to the world. As he remains focused internally on mental qualities in &: of
themselves, he becomes rightly concentrated there, and rightly clear. Rightly
concentrated there and rightly clear, he gives rise to knowledge & vision
externally of the mental qualities of others.
- DN 18
§ 33. Mindfulness & Concentration. Having abandoned the five
hindrances - imperfections of awareness that weaken discernment - the monk
remains focused on the body in &: of itself - ardent, alert, & mindful - putting
aside greed & distress with reference to the world. He remains focused on
feelings... mind... mental qualities in <k of themselves - ardent, alert, &
mindful - putting aside greed & distress with reference to the world. Just
as if an elephant trainer were to plant a large post in the ground and were
to bind a forest elephant to it by the neck in order to break it of its forest
habits, its forest memories & resolves, its distraction, fatigue, & fever over
leaving the forest, to make it delight in the town and to inculcate in it habits
congenial to human beings; in the same way, these four frames of reference
are bindings for the awareness of the disiciple of the noble ones, to break him
of his household habits, his household memories & resolves, his distraction,
fatigue, & fever over leaving the household life, for the attainment of the
right method and the realization of Unbinding.
Then the Tathagata trains him further: 'Come, monk, remain focused on
the body in &: of itself, but do not think any thoughts connected with the
body. Remain focused on feelings in & of themselves, but do not think any
thoughts connected with feelings. Remain focused on the mind in & of itself,
but do not think any thoughts connected with mind. Remain focused on
mental qualities in &; of themselves, but do not think any thoughts connected
with mental qualities.' With the stilling of directed thought &; evaluation,
he enters the second jhana...
- MN 125 [88]
§ 34. Monks, those who are new, not long gone-forth, only recently come
to this doctrine & discipline, should be roused, encouraged, & exhorted by
you to develop the four frames of reference [in this way]:
106 Chapter 5. The Four Frames of Reference
'Come, friends, remain focused on the body in & of itself - being ar-
dent, alert, with your minds unified, clear, concentrated, <k single-minded
for knowledge of the body as it actually is. Remain focused on feelings in
& of themselves... focused on the mind in & of itself... focused on mental
qualities in & of themselves - being ardent, alert, one-pointed, with your
minds unified, clear, concentrated, &; single-minded for knowledge of mental
qualities as they actually are.'
Monks, even those who are learners - who have yet to attain their hearts'
desire, who stay resolved on the unsurpassed security from bondage - even
they remain focused on the body in &; of itself - being ardent, alert, one-
pointed, with their minds unified, clear, concentrated, <k single-minded for
complete comprehension of the body. They remain focused on feelings in &
of themselves... focused on the mind in & of itself... focused on mental qual-
ities in & of themselves - being ardent, alert, one-pointed, with their minds
unified, clear, concentrated, <k single-minded for complete comprehension of
mental qualities.
Even those who are Arahants - whose mental effluents are ended, who
have reached fulfillment, done the task, laid down the burden, attained the
true goal, totally destroyed the fetter of becoming, and who are released
through right gnosis - even they remain focused on the body in &; of itself
- being ardent, alert, one-pointed, with their minds unified, clear, concen-
trated, & single-minded, disjoined from the body. They remain focused on
feelings in &: of themselves... focused on the mind in &: of itself... focused on
mental qualities in & of themselves - being ardent, alert, one-pointed, with
their minds unified, clear, concentrated, &; single-minded, disjoined from
mental qualities.
So even those who are new, not long gone-forth, only recently come to
this doctrine & discipline, should be roused, encouraged, & exhorted by you
to develop the four frames of reference [in this way].
- SN XLVII.4
§ 35. Taking Note. Suppose that there is a foolish, inexperienced,
unskillful cook who has presented a king or a king's minister with various
kinds of curry: mainly sour, mainly bitter, mainly peppery, mainly sweet,
alkaline or non-alkaline, salty or non-salty. He does not take note of (lit: pick
up on the theme of) his master, thinking, 'Today my master likes this curry,
or he reaches out for that curry, or he takes a lot of this curry, or he praises
that curry'... As a result, he is not rewarded with clothing or wages or gifts.
5.1. Passages from the Pali Canon 107
Why is that? Because the foohsh, inexperienced, unskillful cook does not
pick up on the theme of his own master.
In the same way, there are cases where a foolish, inexperienced, unskillful
monk remains focused on the body in &; of itself - ardent, alert, & mindful -
putting aside greed & distress with reference to the world. As he remains thus
focused on the body in & of itself, his mind does not become concentrated,
his defilements [Comm: the five Hindrances] are not abandoned. He does not
take note of that fact (does not pick up on that theme). He remains focused
on feelings in & of themselves... the mind in & of itself... mental qualities in
& of themselves - ardent, alert, & mindful - putting aside greed &: distress
with reference to the world. As he remains thus focused on mental qualities
in (fe of themselves, his mind does not become concentrated, his defilements
are not abandoned. He does not take note of that fact. As a result, he is
not rewarded with a pleasant abiding here &; now, nor with mindfulness &
alertness. Why is that? Because the foolish, inexperienced, unskillful monk
does not take note of his own mind (does not pick up on the theme of his
own mind).
Now suppose that there is a wise, experienced, skillful cook who has
presented a king or a king's minister with various kinds of curry... He takes
note of his master, thinking, 'Today my master likes this curry, or he reaches
out for that curry, or he takes a lot of this curry or he praises that curry'... As
a result, he is rewarded with clothing, wages, & gifts. Why is that? Because
the wise, experienced, skillful cook picks up on the theme of his own master.
In the same way, there are cases where a wise, experienced, skillful monk
remains focused on the body in & of itself... feelings in & of themselves...
the mind in & of itself... mental qualities in & of themselves - ardent, alert,
& mindful - putting aside greed &: distress with reference to the world. As
he remains thus focused on mental qualities in <k of themselves, his mind
becomes concentrated, his defilements are abandoned. He takes note of that
fact. As a result, he is rewarded with a pleasant abiding here h now, together
with mindfulness & alertness. Why is that? Because the wise, experienced,
skillful monk picks up on the theme of his own mind.
- SN XLVII.8[134]
§ 36. Directing Sz Not Directing the Mind. Ananda, if a monk
or nun remains with mind well established in the four frames of reference,
he/she may be expected to realize greater-than-ever distinction.
There is the case of a monk who remains focused on the body in & of itself
108 Chapter 5. The Four Frames of Reference
- ardent, alert, & mindful - putting aside greed &: distress with reference to
the world. As he remains thus focused on the body in & of itself, a fever based
on the body arises within his body, or there is sluggishness in his awareness,
or his mind becomes scattered externally. He should then direct his mind
to any inspiring theme [Comm: such as recollection of the Buddha]. As his
mind is directed to any inspiring theme, delight arises within him. In one
who feels delight, rapture arises. In one whose mind is enraptured, the body
grows serene. His body serene, he feels pleasure. As he feels pleasure, his
mind grows concentrated. He reflects, 'I have attained the aim to which my
mind was directed. Let me withdraw [my mind from the inspiring theme].'
He withdraws & engages neither in directed thought nor in evaluation. He
discerns, 'I am not thinking or evaluating. I am inwardly mindful & at ease.'
Furthermore, he remains focused on feelings... mind... mental qualities
in & of themselves - ardent, alert, & mindful - putting aside greed & distress
with reference to the world. As he remains thus focused on mental qualities
in & of themselves, a fever based on mental qualities arises within his body,
or there is sluggishness in his awareness, or his mind becomes scattered exter-
nally. He should then direct his mind to any inspiring theme. As his mind is
directed to any inspiring theme, delight arises within him. In one who feels
delight, rapture arises. In one whose mind is enraptured, the body grows
serene. His body serene, he is sensitive to pleasure. As he feels pleasure,
his mind grows concentrated. He reflects, 'I have attained the aim to which
my mind was directed. Let me withdraw.' He withdraws <k engages neither
in directed thought nor in evaluation. He discerns, 'I am not thinking or
evaluating. I am inwardly mindful & at ease.'
This, Ananda, is development based on directing. And what is devel-
opment based on not directing? A monk, when not directing his mind to
external things, discerns, 'My mind is not directed to external things. It is
not attentive to what is in front or behind. It is released &; undirected. And
furthermore I remain focused on the body in <k of itself. I am ardent, alert,
mindful, & at ease.'
When not directing his mind to external things, he discerns, 'My mind
is not directed to external things. It is not attentive to what is in front or
behind. It is released &; undirected. And furthermore I remain focused on
feelings... mind... mental qualities in & of themselves. I am ardent, alert,
mindful, &; at ease.'
This, Ananda, is development based on not directing.
Now, Ananda, I have taught you development based on directing and
5.1. Passages from the Pali Canon 109
development based on not directing. What a teacher should do out of com-
passion for his disciples, seeking their welfare, that I have done for you. Over
there are [places to sit at] the foot of trees. Over there are empty dwellings.
Practice jhana, Ananda. Do not be heedless. Do not be remorseful in the
future. That is our instruction to you all.
- SN XLVII.IO
§ 37. Proper Range 1. Once a hawk suddenly swooped down on a
quail and seized it. Then the quail, as it was being carried off by the hawk,
lamented, '0, just my bad luck and lack of merit that I was wandering out
of my proper range and into the territory of others! If only I had kept to
my proper range today, to my own ancestral territory, this hawk would have
been no match for me in battle.'
'But what is your proper range?' the hawk asked. 'What is your own
ancestral territory?'
'A newly plowed field with clumps of earth all turned up.'
So the hawk, without bragging about its own strength, without mention-
ing its own strength, let go of the quail. 'Go, quail, but even when you have
gone there you won't escape me.'
Then the quail, having gone to a newly plowed field with clumps of earth
all turned up and climbing up on top of a large clump of earth, stood taunting
the hawk, 'Now come and get me, you hawk! Now come and get me, you
hawk!'
So the hawk, without bragging about its own strength, without mention-
ing its own strength, folded its two wings and suddenly swooped down toward
the quail. When the quail knew, 'The hawk is coming at me full speed,' it
slipped behind the clump of earth, and right there the hawk shattered its
breast.
This is what happens to anyone who wanders into what is not his proper
range and is the territory of others.
For this reason, you should not wander into what is not your proper
range and is the territory of others. In one who wanders into what is not
his proper range and is the territory of others, Mara gains an opening, Mara
gains a foothold. And what, for a monk, is not his proper range and is
the territory of others? The five strings of sensuality. Which five? Forms
cognizable by the eye - agreeable, pleasing, charming, endearing, fostering
desire, enticing. Sounds cognizable by the ear... Smells cognizable by the
nose... Tastes cognizable by the tongue... Tactile sensations cognizable by the
110 Chapter 5. The Four Frames of Reference
body - agreeable, pleasing, charming, endearing, fostering desire, enticing.
These, for a monk, are not his proper range and are the territory of others.
Wander, monks, in what is your proper range, your own ancestral ter-
ritory. In one who wanders in what is his proper range, his own ancestral
territory, Mara gains no opening, Mara gains no foothold. And what, for a
monk, is his proper range, his own ancestral territory? The four frames of
reference... This, for a monk, is his proper range, his own ancestral territory.
- SN XLVII.6[132]
§ 38. Proper Range 2. There are in the Himalayas, the king of
mountains, difficult, uneven areas where neither monkeys nor human beings
wander. There are difficult, uneven areas where monkeys wander, but not
human beings. There are level stretches of land, delightful, where both mon-
keys and human beings wander. In such spots hunters set a tar trap in the
monkeys' tracks, in order to catch some monkeys. Those monkeys who are
not foolish or careless by nature, when they see the tar trap, will keep their
distance. But any monkey who is foolish & careless by nature comes up to
the tar trap and grabs it with its paw, which then gets stuck there. Think-
ing, T'U free my paw,' he grabs it with his other paw. That too gets stuck.
Thinking, 'I'll free both of my paws,' he grabs it with his foot. That too gets
stuck. Thinking, 'I'll free both of my paws and my foot,' he grabs it with his
other foot. That too gets stuck. Thinking, 'I'll free both of my paws and my
feet as well,' he grabs it with his mouth. That too gets stuck. So the mon-
key, snared in five ways, lies there whimpering, having fallen on misfortune,
fallen on ruin, a prey to whatever the hunter wants to do with him. Then
the hunter, without releasing the monkey, skewers him right there, picks him
up, and goes off as he likes.
This is what happens to anyone who wanders into what is not his proper
range and is the territory of others. For this reason, you should not wander
into what is not your proper range and is the territory of others...
- SN XLVII.7[133]
§ 39. Mindfulness of the Body. There is the case where a monk,
seeing a form with the eye, is obsessed with pleasing forms, is repelled by un-
pleasing forms, and remains with body-mindfulness unestablished, with lim-
ited awareness. He does not discern, as it actually is present, the awareness-
release, the discernment-release where any evil, unskillful mental qualities
that have arisen utterly cease without remainder. (Similarly with ear, nose,
tongue, body, & intellect.)
5.1. Passages from the Pali Canon 111
Just as if a person, catching six animals of different ranges, of different
habitats, were to bind them with a strong rope. Catching a snake, he would
bind it with a strong rope. Catching a crocodile... a bird... a dog... a
hyena... a monkey, he would bind it with a strong rope. Binding them all
with a strong rope, and tying a knot in the middle, he would set chase to
them.
Then those six animals, of different ranges, of different habitats, would
each pull toward its own range & habitat. The snake would pull, thinking,
'I'll go into the anthill.' The crocodile would pull, thinking, 'I'll go into the
water.' The bird would pull, thinking, 'I'll fly up into the air.' The dog would
pull, thinking, 'I'll go into the village.' The hyena would pull, thinking, 'I'll
go into the charnel ground.' The monkey would pull, thinking, 'I'll go into
the forest.' And when these six animals became internally exhausted, they
would submit, they would surrender, they would come under the sway of
whichever among them was the strongest. In the same way, when a monk
whose mindfulness immersed in the body is undeveloped <k unpursued, the
eye pulls toward pleasing forms, while unpleasing forms are repellent. The ear
pulls toward pleasing sounds... the nose pulls toward pleasing smells... the
tongue pulls toward pleasing tastes... the body pulls toward pleasing tactile
sensations... the intellect pulls toward pleasing ideas, while unpleasing ideas
are repellent. This, monks, is lack of restraint.
And what is restraint? There is the case where a monk, seeing a form with
the eye, is not obsessed with pleasing forms, is not repelled by unpleasing
forms, and remains with body-mindfulness established, with immeasurable
awareness. He discerns, as it actually is present, the awareness-release, the
discernment-release where all evil, unskillful mental qualities that have arisen
utterly cease without remainder. (Similarly with ear, nose, tongue, body, &
intellect.)
Just as if a person, catching six animals of different ranges, of different
habitats, were to bind them with a strong rope... and tether them to a strong
post or stake.
Then those six animals, of different ranges, of different habitats, would
each pull toward its own range & habitat... And when these six animals
became internally exhausted, they would stand, sit, or lie down right there
next to the post or stake. In the same way, when a monk whose mindfulness
immersed in the body is developed & pursued, the eye does not pull toward
pleasing forms, and unpleasing forms are not repellent. The ear does not pull
toward pleasing sounds... the nose does not pull toward pleasing smells... the
112 Chapter 5. The Four Frames of Reference
tongue does not pull toward pleasing tastes... the body does not pull toward
pleasing tactile sensations... the intellect does not pull toward pleasing ideas,
and unpleasing ideas are not repellent. This, monks, is restraint.
The strong post or stake is a term for mindfulness immersed in the body.
Thus you should train yourselves: 'We will develop mindfulness immersed
in the body. We will pursue it, hand it the reins and take it as a basis, give
it a grounding. We will steady it, consolidate it, and set about it properly.'
That's how you should train yourselves.
- SN XXXV.206[124]
§ 40. Suppose, monks, that a large crowd of people comes thronging
together, saying, 'The beauty queen! The beauty queen!' And suppose that
the beauty queen is highly accomplished at singing & dancing, so that an
even greater crowd comes thronging, saying, 'The beauty queen is singing!
The beauty queen is dancing!' Then a man comes along, desiring life &;
shrinking from death, desiring pleasure &; abhorring pain. They say to him,
'Now look here, mister. You must take this bowl filled to the brim with oil
and carry it on your head in between the great crowd &: the beauty queen.
A man with a raised sword will follow right behind you, and wherever you
spill even a drop of oil, right there will he cut off your head.' Now what do
you think, monks: Will that man, not paying attention to the bowl of oil,
let himself get distracted outside?
No, lord.
I have given you this parable to convey a meaning. The meaning is this:
The bowl filled to the brim with oil stands for mindfulness immersed in
the body. Thus you should train yourselves: 'We will develop mindfulness
immersed in the body. We will pursue it, hand it the reins and take it as a
basis, give it a grounding. We will steady it, consolidate it, and set about it
properly.' That's how you should train yourselves.
SN XLVII.20[136]
§ 41.
With mindfulness immersed in the body
well established,
restrained with respect to the six
media of contact,
5.1. Passages from the Pali Canon 113
always concentrated, the monk
can know Unbinding for himself.
- Ud III.5[61]
§ 42. Whoever pervades the great ocean with his awareness encompasses
whatever rivulets flow down into the ocean. In the same way, whoever de-
velops & pursues mindfulness immersed in the body encompasses whatever
skillful qualities are on the side of clear knowing.
When one thing is practiced & pursued, the body is calmed, the mind
is calmed, thinking &; evaluating are stilled, and all qualities on the side of
clear knowing go to the culmination of their development. Which one thing?
Mindfulness immersed in the body.
When one thing is practiced &; pursued, ignorance is abandoned, clear
knowing arises, the conceit 'I am' is abandoned, obsessions are uprooted,
fetters are abandoned. Which one thing? Mindfulness immersed in the body.
Those who do not taste mindfulness of the body do not taste the Death-
less. Those who taste mindfulness of the body taste the Deathless.
Those who are heedless of mindfulness of the body are heedless of the
Deathless.
Those who comprehend mindfulness of the body comprehend the Death-
less.
- AN 1.225, 227, 230, 235, 239, 245
§ 43. The Deathless. There are these four frames of reference. Which
four? There is the case where a monk remains focused on the body in &
of itself - ardent, alert, &; mindful - putting aside greed & distress with
reference to the world. As he remains focused on the body in & of itself, he
abandons desire with regard to the body. As he abandons desire with regard
to the body, he realizes the Deathless.
He remains focused on feelings in &: of themselves... mind in & of itself...
mental qualities in & of themselves - putting aside greed &: distress with
reference to the world. As he remains focused on mental qualities in &
of themselves, he abandons desire with regard to mental qualities. As he
abandons desire with regard to mental qualities, he realizes the Deathless.
- SN XLVII.37
§ 44. It is just as if there were a great pile of dust at a four-way inter-
section. If a cart or chariot came from the east, that pile of dust would be
totally leveled. If a cart or chariot came from the west... from the north...
114 Chapter 5. The Four Frames of Reference
from the south, that pile of dust would be totally leveled. In the same way,
when a monk remains focused on the body in & of itself, then evil, unskill-
ful qualities are totally leveled. If he remains focused on feelings... mind...
mental qualities in &; of themselves, then evil, unskillful qualities are totally
leveled.
- SN LIV.IO
§ 45. Now when Ven. Anuruddha was meditating in solitude, this train
of thought appeared in his awareness: 'Whoever neglects the four frames of
reference neglects the noble path going to the right ending of stress. Whoever
undertakes the four frames of reference undertakes the noble path going to
the right ending of stress.'
Then Ven. Maha Moggallana, as soon as he perceived with his awareness
the train of thought in Ven. Anuruddha's awareness - as a strong man might
extend his flexed arm or flex his extended arm - appeared in front of Ven.
Anuruddha and said to him, 'To what extent are the four frames of reference
undertaken?'
Anuruddha: 'There is the case, my friend, of a monk who internally
remains focused on the phenomenon of origination with regard to the body,
remains focused on the phenomenon of passing away with regard to the
body, remains focused on the phenomenon of origination & passing away
with regard to the body - ardent, alert, & mindful - putting aside greed &;
distress with reference to the world.
'Externally he remains focused on the phenomenon of origination with
regard to the body...
'Internally & externally he remains focused on the phenomenon of orig-
ination with regard to the body, remains focused on the phenomenon of
passing away with regard to the body, remains focused on the phenomenon
of origination & passing away with regard to the body - ardent, alert, &
mindful - putting aside greed & distress with reference to the world.
'If he wants, he remains percipient of loathsomeness in the presence of
what is not loathsome. If he wants, he remains percipient of unloathsomeness
in the presence of what is loathsome. If he wants, he remains percipient of
loathsomeness in the presence of what is not loathsome & what is. If he
wants, he remains percipient of unloathsomeness in the presence of what is
loathsome & what is not. If he wants - in the presence of what is loathsome
& what is not - cutting himself off from both, he remains equanimous, alert,
& mindful. f§§98; 1811
5.1. Passages from the Pali Canon 115
(Similarly with regard to feelings, mind & mental qualities.)
'It is to this extent, my friend, that the four frames of reference are
undertaken...'
- SN LII.l
§ 46. It is good for a monk if, at the appropriate times, he remains
percipient of loathsomeness in the presence of what is not loathsome. It is
good if, at the appropriate times, he remains percipient of unloathsomeness
in the presence of what is loathsome... percipient of loathsomeness in the
presence of what is not loathsome &: what is... percipient of unloathsomeness
in the presence of what is loathsome & what is not. It is good if, at the
appropriate times - in the presence of what is loathsome &: what is not -
cutting himself off from both, he remains equanimous, alert, &: mindful.
Now, with what purpose should a monk remain percipient of loathsome-
ness in the presence of what is not loathsome? 'Don't let passion arise within
me in the presence of things that excite passion.' With this purpose should
a monk remain percipient of loathsomeness in the presence of what is not
loathsome.
And with what purpose should a monk remain percipient of unloathsome-
ness in the presence of what is loathsome? 'Don't let aversion arise within
me in the presence of things that excite aversion'...
And with what purpose should a monk remain percipient of loathsome-
ness in the presence of what is not loathsome &; what is? 'Don't let passion
arise within me in the presence of things that excite passion. Don't let aver-
sion arise within me in the presence of things that excite aversion'...
And with what purpose should a monk remain percipient of unloathsome-
ness in the presence of what is loathsome & what is not? 'Don't let aversion
arise within me in the presence of things that excite aversion. Don't let
passion arise within me in the presence of things that excite passion'...
And with what purpose should a monk - in the presence of what is
loathsome & what is not - cutting himself off from both, remain equanimous,
alert, & mindful? 'Don't let passion - in any object, in any place, in any
amount - arise within me in the presence of things that excite passion. Don't
let aversion - in any object, in any place, in any amount - arise within me
in the presence of things that excite aversion. Don't let delusion - in any
object, in any place, in any amount - arise within me in the presence of things
that excite delusion.' With this purpose should a monk - in the presence
of what is loathsome & what is not - cutting himself off from both, remain
116 Chapter 5. The Four Frames of Reference
equanimous, alert, & mindful. [§§98; 181]
- AN V.144
§ 47. Protecting Oneself &: Others. Once upon a time, monks,
a bamboo acrobat, having erected a bamboo pole, addressed his assistant.
Frying Pan: 'Come, my dear Frying Pan. Climb up the bamboo pole and
stand on my shoulders.'
'As you say. Master,' Frying Pan answered the bamboo acrobat and,
climbing the bamboo pole, stood on his shoulders.
So then the bamboo acrobat said to his assistant, 'Now you watch after
me, my dear Frying Pan, and FU watch after you. Thus, protecting one
another, watching after one another, we'll show off our skill, receive our
reward, and come down safely from the bamboo pole.'
When he had said this. Frying Pan said to him, 'But that won't do at
all. Master. You watch after yourself, and Fll watch after myself, and thus
with each of us protecting ourselves, watching after ourselves, we'll show off
our skill, receive our reward, and come down safely from the bamboo pole.'
What Frying Pan, the assistant, said to her Master was the right way in
that case.
Monks, a frame of reference is to be practiced with the thought, 'FU watch
after myself.' A frame of reference is to be practiced with the thought, 'FU
watch after others.' When watching after oneself, one watches after others.
When watching after others, one watches after oneself.
And how does one, when watching after oneself, watch after others?
Through pursuing [the practice], through developing it, through devoting
oneself to it. This is how one, when watching after oneself, watches after
others.
And how does one, when watching after others, watch after oneself?
Through endurance, through harmlessness, and through a mind of kindness
& sympathy. This is how one, when watching after others, watches after
oneself.
A frame of reference is to be practiced with the thought, 'FU watch after
myself.' A frame of reference is to be practiced with the thought, 'FU watch
after others.' When watching after oneself, one watches after others. When
watching after others, one watches after oneself.
- SN XLVn.l9[135]
§ 48. Then, when the Blessed One had entered the Rains Retreat, there
arose a severe illness within him. Sharp & deadly were the pains, but he
5.1. Passages from the Pali Canon 117
bore them mindfully, alert, & unperturbed. The thought occurred to him, 'It
would not be proper for me to enter total Unbinding without addressing my
attendants & without taking leave of the community of monks. Why don't I,
suppressing this illness with persistence, remain resolved on the fabrication
of life?' So he suppressed the illness with persistence k, remained resolved
on the fabrication of life. His illness abated.
Then he recovered from the illness. Soon after his recovery he came out
of his dwelling & sat down in the shade of the building, on a seat prepared
for him. Then Ven. Ananda approached him and, on arrival, having bowed
down to him, sat to one side. As he was sitting there he said to the Blessed
One, 'What a happy sight to see the Blessed One in comfort! What a happy
sight to see the Blessed One at ease! Because of the Blessed One's sickness
my own body felt as if it were drugged. I lost my bearings. Things were
unclear to me. Yet I still took a measure of comfort in the thought that the
Blessed One would not enter total Unbinding as long as he hadn't given at
least some pronouncement concerning the community of monks.'
'What more does the community of monks want from me, Ananda? I have
taught the Dhamma without an inner or an outer version. The Tathagata
has no closed fist with regard to teachings. Whoever has the thought, 'I will
rule the community of monks,' or 'The community of monks is dedicated
to me,' he should give some pronouncement concerning the community of
monks. But the Tathagata has no such thoughts. So why should he give
some pronouncement concerning the community of monks?
'I am old now, Ananda, & aged. My years have turned eighty. Just as
an old cart is kept going with the help of bamboo strips, it seems to me as if
the Tathagata's body is kept going with the help of bamboo strips. The only
time the Tathagata's body feels at ease is when, not attending to any theme
at all, and with the cessation of certain feelings, he enters &; remains in the
theme-less concentration of awareness. Therefore each of you should remain
with your self as an island, your self as your refuge, without anything else
as a refuge. Remain with the Dhamma as an island, the Dhamma as your
refuge, without anything else as a refuge. And how does a monk remain with
his self as an island, his self as his refuge, without anything else as a refuge?
How does he remain with the Dhamma as an island, the Dhamma as his
refuge, without anything else as a refuge? There is the case where a monk
remains focused on the body in & of itself - ardent, alert, & mindful - putting
aside greed & distress with reference to the world. He remains focused on
feelings... mind... mental qualities in & of themselves - ardent, alert, &
118 Chapter 5. The Four Frames of Reference
mindful - putting aside greed & distress with reference to the world. This is
how a monk remains with his self as an island, his self as his refuge, without
anything else as a refuge, with the Dhamma as an island, the Dhamma as
his refuge, without anything else as a refuge. For those who - now or after I
am gone - remain with their self as an island... the Dhamma as their refuge,
without anything else as a refuge, they will be the highest of the monks who
desire training.'
- DN 16[45]
Chapter 6
The Four Right Exertions
The four activities included in this set show how effort can be apphed to
developing skillful qualities in the mind. The basic formula runs as follows:
There is the case where a monk generates desire, endeavors,
arouses persistence, upholds & exerts his intent:
• for the sake of the non-arising of evil, unskillful qualities that
have not yet arisen...
•
•
for the sake of the abandoning of evil, unskillful qualities
that have arisen...
for the sake of the arising of skillful qualities that have not
yet arisen... (and)
• for the maintenance, non-confusion, increase, plenitude, de-
velopment, & culmination of skillful qualities that have arisen.
These four aspects of effort are also termed guarding, abandoning, develop-
ing, and maintaining [§50]. All four play a necessary role in bringing the
mind to Awakening, although in some cases they are simply four sides to a
single process. The abandoning of unskillful mental qualities can frequently
be accomplished simply by focusing on the development of skillful ones, such
as mindfulness. The same principle can also act in reverse: in the skillful
eradication of unskillful qualities, the skillfulness of the eradication is in and
of itself the development of mindful discernment. As we will see when we deal
with the seven factors for Awakening [II/G [Section 9)], the act of nourishing
a factor of Awakening can in some cases simultaneously starve a hindrance,
119
120 Chapter 6. The Four Right Exertions
while the conscious starving of a hindrance can foster a factor for Awakening.
Ultimately, though, right exertion requires more than simply abstaining from
what is unskillful, for it must apply the basic factors of skillfulness - mind-
fulness and discernment - to gain an understanding of how even skillfulness
can be transcended [§61].
Perhaps the most important point in developing right exertion is to re-
alize that the effort to abandon unskillful qualities and to develop skillful
qualities must be skillful itself. Unskillful efforts at eradicating unskillful
states, even if well intended, can many times exacerbate problems instead of
solving them. Treating hatred with hatred, for instance, is less effective than
treating it with the kind of understanding developed in the second stage of
frames-of-reference meditation [II/B [Section ^.i)], which sees into causes
and effects, and learns how to manipulate causes properly so as to get the
desired effects. For this reason, the basic formula for right exertion includes,
both implicitly and explicitly, other factors of the path to ensure that the
effort is skillfully applied. Three of the qualities that activate the mind in
these exertions - desire, persistence, and intent - are also members of the
bases of power [II/D {Section 6.1)], where they function as dominant fac-
tors in the attainment of concentration. The ability to discriminate between
skillful and unskillful qualities, implicit in all of these exertions, requires a
certain level of mindfulness and discernment. The skillful qualities that are
mentioned most prominently as worthy of development are the seven factors
for Awakening, which include mindfulness, analysis of mental qualities, and
the factors of jhana, all of which must be reinvested in the process of right
exertion to bring it to higher levels of finesse.
Passage §51 gives an idea of right exertion's range of application by listing
seven ways in which unskillful qualities can be abandoned: seeing, restrain-
ing, using, tolerating, avoiding, destroying, and developing. The passage is
deliberately vague as to which types of unskillful qualities respond to which
type of treatment, for this is a point that each meditator must discover in
practice for him or herself. This emphasis on personal exploration is crucial
to the practice of right effort, for it encourages one to be sensitive to what
can be discovered with one's own mindfulness and discernment. The same
point applies to the question of how much effort must be applied to the prac-
tice. The Buddha notes that some meditators will have to undergo painful
and slow practice, while others will find that their practice is painful and
quick, pleasant and slow, or pleasant and quick [§§84-85]. Thus each has to
adjust the effort applied to the practice accordingly. This need for differing
121
levels of effort depends not only on the individual, but also on the situation.
In some cases, simply watching an unskillful quality with equanimity will be
enough to make it go away; in other cases, one has to exert a conscious effort
to get rid of it [§§58-59]. Thus, through observation, one will realize that
skillful effort has no room for doctrinaire approaches. The polar extremes of
constant exertion to the point of exhaustion and its opposite, a knee-jerk fear
of "efforting," are both misguided here, as is the seemingly "middle" way of
moderation in all things. The true middle way means tuning one's efforts
to one's abilities and to the task at hand [§86]. In some cases, this entails
an all-out effort; in others, simple watchfulness. The ability to sense what
kind and what level of effort is appropriate in any given situation is an im-
portant element in developing the basic requirements for skill - mindfulness
and discernment - by putting them to use.
We have already noted that right exertion is equivalent to the factor of
ardency in frames-of-reference meditation [II/B (Section 4- 1)]- Iii the first
stage of that practice, right exertion functions by keeping the mind with
its frame of reference and by warding off unskillful mental qualities that
would make it abandon that frame. In the second stage, the function of
exertion becomes more refined: warding off the tendency to get involved with
"what" is arising and passing away, and keeping the mind applied to its task
of manipulating, observing, and mastering the process of origination and
passing away as one steers the mind to the stillness of jhana. In the third
stage, the function of exertion becomes finer yet, as it maintains a basic
"empty" or radically phenomenological awareness of the frame of reference
in order to bring the mind to the state of non-fashioning appropriate for the
process of Awakening. The equipoise of this state - beyond the categories
of effort or non-effort - explains the paradox expressed in §62, which states
that the mind crosses the flood of rebirth by neither "pushing forward" nor
"staying in place," an equipoise that embodies the ultimate skillfulness of
right exertion in bringing the mind to a point beyond skill.
Implicit in this discussion of the effort involved in mastering skill to the
point of its own transcendence is the fact that the goal of the practice is not
an effort to return to a supposedly pure state of childlike awareness prior
to social conditionings. Passage §61 makes this fact explicit. According
to Buddhist analysis, the state of a child's mind is one, not of purity, but
of ignorance filled with the potential for many unskilled qualities. These
qualities show themselves in seemingly innocent ways simply because the
infant's intellectual and physical powers are weak. Once those powers are
122 Chapter 6. The Four Right Exertions
strengthened, the mind's potentials become manifest. As one modern teacher
has stated, the childlike mind is the source for the round of rebirth. If it were
truly pure and fully aware, it would not be susceptible to unskillful social
conditioning. Thus the way to purity lies, not in renouncing one's developed
intellectual powers, but in developing those powers to higher levels of mastery
and skill. This explains why right exertion is a necessary part of the practice.
6.1 Passages from the Pali Canon
§ 49. There are these four right exertions. Which four? There is the case
where a monk generates desire, endeavors, arouses persistence, upholds &;
exerts his intent for the sake of the non-arising of evil, unskillful qualities
that have not yet arisen... for the sake of the abandoning of evil, unskillful
qualities that have arisen... for the sake of the arising of skillful qualities
that have not yet arisen... (and) for the maintenance, non-confusion, increase,
plenitude, development, &; culmination of skillful qualities that have arisen.
These are the four right exertions.
Just as the River Ganges flows to the east, slopes to the east, inclines to
the east, in the same way when a monk develops & pursues the four right
exertions, he flows to Unbinding, slopes to Unbinding, inclines to Unbinding.
- SN XLIX.l
§ 50. There are these four exertions. Which four? The exertion to guard,
the exertion to abandon, the exertion to develop, &: the exertion to maintain.
And what is the exertion to guard? There is the case where a monk,
on seeing a form with the eye, does not grasp at any theme or variations by
which - if he were to dwell without restraint over the faculty of the eye - evil,
unskillful qualities such as greed or distress might assail him. He practices
with restraint. He guards the faculty of the eye. He achieves restraint with
regard to the faculty of the eye. (Similarly with the ear, nose, tongue, body,
& intellect.) This is called the exertion to guard.
And what is the exertion to abandon? There is the case where a monk
does not acquiesce to a thought of sensuality that has arisen [in him]. He
abandons it, destroys it, dispels it, wipes it out of existence. He does not
acquiesce to a thought of ill will... a thought of harmfulness... any evil,
unskillful qualities that have arisen [in him]. He abandons them, destroys
them, dispels them, wipes them out of existence. This is called the exertion
to abandon.
6.1. Passages from the Pali Canon 123
And what is the exertion to develop? There is the case where a monk
develops the mindfulness factor for Awakening dependent on seclusion... dis-
passion... cessation, resulting in letting go. He develops the investigation
of qualities factor for Awakening... the persistence factor for Awakening...
the rapture factor for Awakening... the serenity factor for Awakening... the
concentration factor for Awakening... the equanimity factor for Awakening
dependent on seclusion... dispassion... cessation, resulting in letting go. This
is called the exertion to develop.
And what is the exertion to maintain? There is the case where a monk
maintains a favorable theme of concentration - the skeleton perception, the
worm-eaten perception, the livid perception, the festering perception, the
falling-apart perception, the bloated perception. This is called the exertion
to maintain. [§30]
These are the four exertions.
Guarding &; abandoning,
developing & maintaining:
these four exertions, taught
by the Kinsman of the Sun
[the Buddha].
A monk who strives
ardently at them
reaches the ending
of stress.
-AN IV. 14
§ 51. The ending of the effluents is for one who knows & sees, I tell you,
not for one who does not know & does not see. For one who knows what &
sees what? Appropriate attention & inappropriate attention. When a monk
attends inappropriately, unarisen effluents arise, and arisen effluents increase.
When a monk attends appropriately, unarisen effluents do not arise, and
arisen effluents are abandoned. There are effluents that are to be abandoned
by seeing, those that are to be abandoned by restraining, those that are to
be abandoned by using, those that are to be abandoned by tolerating, those
that are to be abandoned by avoiding, those that are to be abandoned by
destroying, and those that are to be abandoned by developing.
And what are the effluents that are to be abandoned by seeing? There
is the case where an uninstructed, run-of-the-mill person... does not discern
124 Chapter 6. The Four Right Exertions
what ideas are fit for attention, or wliat ideas are unfit for attention. Tliis
being so, lie does not attend to ideas fit for attention, and attends [instead]
to ideas unfit for attention. And wliat are tlie ideas unfit for attention tliat
he attends to? Whatever ideas such that, when he attends to them, the
unarisen effluent of sensuality arises, and the arisen effluent of sensuality
increases; the unarisen effluent of becoming... the unarisen effluent of igno-
rance arises, and the arisen effluent of ignorance increases... This is how he
attends inappropriately: 'Was I in the past? Was I not in the past? What
was I in the past? How was I in the past? Having been what, what was I
in the past? Shall I be in the future? Shall I not be in the future? What
shall I be in the future? How shall I be in the future? Having been what,
what shall I be in the future?' Or else he is inwardly perplexed about the
immediate present: 'Am I? Am I not? What am I? How am I? Where has
this being come from? Where is it bound?'
As he attends inappropriately in this way, one of six kinds of view arises
in him: The view / have a self arises in him as true & established, or the
view/ have no self... or the view It is precisely by means of self that I perceive
self... or the view It is precisely by means of self that I perceive not-self...
or the view It is precisely by means of not-self that I perceive self arises in
him as true & established, or else he has a view like this: This very self of
mine - the knower that is sensitive here & there to the ripening of good & bad
actions - is the self of mine that is constant, everlasting, eternal, not subject
to change, and will endure as long as eternity. This is called a thicket of
views, a wilderness of views, a contortion of views, a writhing of views, a
fetter of views. Bound by a fetter of views, the uninstructed run-of-the-mill
person is not freed from birth, aging, &; death, from sorrow, lamentation,
pain, distress, & despair. He is not freed, I tell you, from stress. [§218]
The well-taught disciple of the noble ones... discerns what ideas are fit
for attention, and what ideas are unfit for attention. This being so, he does
not attend to ideas unfit for attention, and attends [instead] to ideas fit for
attention... And what are the ideas fit for attention that he attends to?
Whatever ideas such that, when he attends to them, the unarisen effluent of
sensuality does not arise, and the arisen effluent of sensuality is abandoned;
the unarisen effluent of becoming... the unarisen effluent of ignorance does
not arise, and the arisen effluent of ignorance is abandoned... He attends
appropriately. This is stress... This is the origination of stress... This is
the cessation of stress... This is the way leading to the cessation of stress.
As he attends appropriately in this way, three fetters are abandoned in him:
6.1. Passages from the Pali Canon 125
identity-view, doubt, and grasping at precepts & practices. These are called
the effluents that are to be abandoned by seeing.
And what are the effluents that are to be abandoned by restraining?
There is the case where a monk, reflecting appropriately, dwells restrained
with the restraint of the eye-faculty. The effluents, vexation, or fever that
would arise if he were to dwell unrestrained with the restraint of the eye-
faculty do not arise for him when he dwells restrained with the restraint of the
eye-faculty. (Similarly with the ear, nose, tongue, body, &; intellect-faculties.)
These are called the effluents that are to be abandoned by restraining.
And what are the effluents that are to be abandoned by using? There
is the case where a monk, reflecting appropriately, uses the robe simply to
counteract cold, to counteract heat, to counteract the touch of ffles, mos-
quitoes, wind, sun, &: reptiles; simply for the purpose of covering the parts
of the body that cause shame.
Reflecting appropriately, he uses almsfood, not playfully, nor for intox-
ication, nor for putting on bulk, nor for beautification; but simply for the
survival & continuance of this body, for ending its afflictions, for the support
of the holy life, thinking, 'Thus will I destroy old feelings [of hunger] and not
create new feelings [from overeating]. I will maintain myself, be blameless,
<k live in comfort.'
Reflecting appropriately, he uses lodging simply to counteract cold, to
counteract heat, to counteract the touch of ffles, mosquitoes, wind, sun, &
reptiles; simply for protection from the inclemencies of weather and for the
enjoyment of seclusion.
Reflecting appropriately, he uses medicinal requisites for curing illness
simply to counteract any pains of illness that have arisen and for maximum
freedom from disease.
The effluents, vexation, or fever that would arise if he were not to use
these things [in this way] do not arise for him when he uses them [in this
way]. These are called the effluents that are to be abandoned by using.
And what are the effluents that are to be abandoned by tolerating? There
is the case where a monk, reflecting appropriately, endures. He tolerates cold,
heat, hunger, & thirst; the touch of ffles, mosquitoes, wind, sun, & reptiles;
ill-spoken, unwelcome words & bodily feelings that, when they arise, are
painful, racking, sharp, piercing, disagreeable, displeasing, &; menacing to
life. The effluents, vexation, or fever that would arise if he were not to
tolerate these things do not arise for him when he tolerates them. These are
called the effluents that are to be abandoned by tolerating.
126 Chapter 6. The Four Right Exertions
And what are the effluents that are to be abandoned by avoiding? There
is the case where a monk, reflecting appropriately, avoids a wild elephant,
a wild horse, a wild bull, a wild dog, a snake, a stump, a bramble patch, a
chasm, a cliff, a cesspool, an open sewer. Reflecting appropriately, he avoids
sitting in the sorts of unsuitable seats, wandering to the sorts of unsuitable
habitats, and associating with the sorts of bad friends that would make
his knowledgeable friends in the holy life suspect him of evil conduct. The
effluents, vexation, or fever that would arise if he were not to avoid these
things do not arise for him when he avoids them. These are called the
effluents that are to be abandoned by avoiding.
And what are the effluents that are to be abandoned by destroying? There
is the case where a monk, reflecting appropriately, does not tolerate an arisen
thought of sensuality. He abandons it, destroys it, dispels it, &: wipes it out
of existence. (Similarly with thoughts of ill will, thoughts of cruelty, & evil,
unskillful mental qualities.) The effluents, vexation, or fever that would arise
if he were not to destroy these things do not arise for him when he destroys
them. These are called the effluents that are to be abandoned by destroying.
And what are the effluents that are to be abandoned by developing? There
is the case where a monk, reflecting appropriately, develops the mindfulness
as a factor for Awakening dependent on seclusion... dispassion... cessation,
resulting in letting go. He develops the analysis of qualities as a factor
for Awakening... the persistence as a factor for Awakening... the rapture
as a factor for Awakening... the serenity as a factor for Awakening... the
concentration as a factor for Awakening... the equanimity as a factor for
Awakening dependent on seclusion... dispassion... cessation, resulting in
letting go. The effluents, vexation, or fever that would arise if he were not to
develop these qualities do not arise for him when he develops them. These
are called the effluents that are to be abandoned by developing.
When a monk's effluents that should be abandoned by seeing have been
abandoned by seeing, his effluents that should be abandoned by restraining
have been abandoned by restraining,
his effluents that should be abandoned by using have been abandoned by
using,
his effluents that should be abandoned by tolerating have been abandoned
by tolerating,
his effluents that should be abandoned by avoiding have been abandoned
by avoiding,
his effluents that should be abandoned by destroying have been aban-
6.1. Passages from the Pali Canon 127
doned by destroying,
his effluents that should be abandoned by developing have been aban-
doned by developing,
then he is called a monk who dwells restrained with the restraint of all
the effluents. He has severed craving, thrown off the fetters, and - through
the right penetration of conceit - has made an end of suffering & stress.
- MN 2 [67]
§ 52. These are the five factors for exertion. Which five?
[a] There is the case where a monk has conviction, is convinced of the
Tathagata's Awakening: Tndeed, the Blessed One is worthy and rightly self-
awakened, consummate in knowledge &; conduct, well-gone, an expert with
regard to the world, unexcelled as a trainer for those people fit to be tamed,
the Teacher of divine & human beings, awakened, blessed.' [§§71-72]
[b] The monk is free from illness & discomfort, endowed with good diges-
tion - not too cold, not too hot, of moderate strength - fit for exertion.
[c] He is neither fraudulent nor deceitful. He declares himself to the
Teacher or to his wise friends in the holy life in line with what he actually is.
[d] He keeps his persistence aroused for abandoning unskillful mental
qualities and taking on skillful mental qualities. He is steadfast, solid in his
effort, not shirking his duties with regard to skillful mental qualities.
[e] He is discerning, endowed with discernment leading to the arising of
the goal - noble, penetrating, leading to the right ending of stress.
These are the five factors for exertion.
- AN V.53[20]
§ 53. With regard to internal factors, I do not envision any other single
factor so helpful as appropriate attention for a monk who is a learner, who
has not attained the heart's goal but remains intent on the unexcelled se-
curity from bondage. A monk who attends appropriately abandons what is
unskillful and develops what is skillful. [§96]
The quality of appropriate attention
in a learning monk:
Nothing else is so helpful
for attaining the supreme goal.
A monk, striving appropriately,
reaches the ending of stress.
- Iti 16[55, 16]
128 Chapter 6. The Four Right Exertions
§ 54. With regard to external factors, I do not envision any other single
factor like friendship with admirable people in being so helpful for a monk
who is a learner, who has not attained the heart's goal but remains intent on
the unexcelled security from bondage. A monk who is a friend with admirable
people abandons what is unskillful and develops what is skillful. [§§115; 125]
A monk who is a friend
to admirable people,
- one reverential, respectful,
doing what his friends advise -
alert, mindful,
attains step by step
the ending of all fetters.
- Iti 17[55, 17]
§ 55. A person without ardor, without concern, is incapable of self-
awakening, incapable of Unbinding, incapable of attaining the unexcelled
security from bondage. A person ardent & concerned is capable of self-
awakening, capable of Unbinding, capable of attaining the unexcelled security
from bondage.
Without ardor, without concern,
lazy, with weak persistence,
full of sloth & drowsiness,
shameless, without respect:
This sort of monk is incapable
of touching the supreme self-awakening.
But whoever is mindful <k wise,
absorbed in jhana,
ardent, concerned, & heedful,
cutting the fetter of birth h aging,
touches right here & now
the unexcelled self-awakening.
- Iti 34 [56, 34]
§ 56. Sariputta: It is said, friend, that a person without ardor, without
concern, is incapable of self-awakening, incapable of Unbinding, incapable of
attaining the unexcelled security from bondage. Now, how is a person with-
out ardor, without concern, incapable of self-awakening, incapable of Un-
binding, incapable of attaining the unexcelled security from bondage? And
6.1. Passages from the Pali Canon 129
how is a person ardent &: concerned capable of self- awakening, capable of
Unbinding, capable of attaining the unexcelled security from bondage?
Maha Kassapa: There is the case where a monk thinks, 'The arising of
unarisen evil, unskillful qualities would lead to what is unbeneficial,' yet he
arouses no ardor. 'The non-abandoning of arisen evil, unskillful qualities
would lead to what is unbeneficial,' yet he arouses no ardor. 'The non-
arising of unarisen skillful qualities would lead to what is unbeneficial,' yet
he arouses no ardor. 'The ceasing of arisen skillful qualities would lead to
what is unbeneficial,' yet he arouses no ardor. This is what it means to be a
person without ardor.
And how is one a person without concern? There is the case where a
monk thinks, 'The arising of unarisen evil, unskillful qualities would lead to
what is unbeneficial,' yet he feels no concern. 'The non-abandoning of arisen
evil, unskillful qualities... The non-arising of unarisen skillful qualities... The
ceasing of arisen skillful qualities would lead to what is unbeneficial, ' yet he
feels no concern. This is what it means to be a person without concern.
This is how a person without ardor, without concern, is incapable of self-
awakening, incapable of Unbinding, incapable of attaining the unexcelled
security from bondage.
And how is a person ardent? There is the case where a monk thinks, 'The
arising of unarisen evil, unskillful qualities would lead to what is unbenefi-
cial,' and he arouses ardor. 'The non-abandoning of arisen evil, unskillful
qualities... The non-arising of unarisen skillful qualities... The ceasing of
arisen skillful qualities would lead to what is unbeneficial,' and he arouses
ardor. This is what it means to be ardent.
And how is a person concerned? There is the case where a monk thinks,
'The arising of unarisen evil, unskillful qualities would lead to what is unben-
eficial,' and he feels concern. 'The non-abandoning of arisen evil, unskillful
qualities... The non-arising of unarisen skillful qualities... The ceasing of
arisen skillful qualities would lead to what is unbeneficial,' and he feels con-
cern. This is what it means to be concerned. This is how a person ardent
& concerned is capable of self-awakening, capable of Unbinding, capable of
attaining the unexcelled security from bondage.
- SN XVI.2
§ 57. Sariputta: Imagine a bronze bowl brought back from a shop or
a smith all covered with dust <k dirt, that the owners would neither use
nor clean, but would throw away in the dust. Wouldn't that bronze bowl
130 Chapter 6. The Four Right Exertions
eventually become even more dirty &: defiled with time?
Maha Moggallana: Yes, my friend.
Sariputta: In the same way, when an individual with an internal blemish
does not discern, as it actually is, that 'I have an internal blemish,' it can
be expected of him that he will not generate desire, endeavor, or arouse
persistence for the abandoning of that blemish. He will die with passion,
aversion, delusion - blemished & with a mind defiled...
Now imagine a bronze bowl brought back from a shop or a smith all
covered with dust & dirt, that the owners would both use & clean, and
would not throw away in the dust. Wouldn't that bronze bowl eventually
become clean & pure with time?
Maha Moggallana: Yes, my friend.
Sariputta: In the same way, when an individual with an internal blemish
discerns, as it actually is, that 'I have an internal blemish,' it can be expected
of him that he will generate desire, endeavor, & arouse persistence for the
abandoning of that blemish. He will die without passion, aversion, delusion
- unblemished & with a mind undefiled...
Now imagine a bronze bowl brought back from a shop or a smith all clean
& pure, that the owners would neither use nor clean, but would throw away
in the dust. Wouldn't that bronze bowl eventually become dirty &: defiled
with time?
Maha Moggallana: Yes, my friend.
Sariputta: In the same way, when an individual with no internal blemish
does not discern, as it actually is, that 'I have no internal blemish,' it can be
expected of him that he will attend to the theme of beauty. As he attends to
the theme of beauty, passion will despoil his mind. He will die with passion,
aversion, delusion - blemished & with a mind defiled...
Now imagine a bronze bowl brought back from a shop or a smith all clean
& pure, that the owners would both use &; clean, and would not throw away
in the dust. Wouldn't that bronze bowl eventually become even more clean
<k pure with time?
Maha Moggallana: Yes, my friend.
Sariputta: In the same way, when an individual with no internal blemish
discerns, as it actually is, that 'I have no internal blemish,' it can be expected
of him that he will not attend to the theme of beauty. As he does not attend
to the theme of beauty, passion will not despoil his mind. He will die without
passion, aversion, delusion - unblemished <k with a mind undefiled. This is
the reason, this is the cause why, of the two individuals who are blemished.
6.1. Passages from the Pali Canon 131
one [the first] is reckoned to be inferior, and tiie otlier superior... and wliy,
of tlie two individuals wlio are unblemislied, one [tlie first] is reckoned to be
inferior, and tlie other superior.
Maha Moggallana: Now this word, 'blemish, blemish.' What is the mean-
ing of blemish?
Sariputta: Consorting with evil, unskillful wishes - this is the meaning
of 'blemish.'
- MN 5
§ 58. Even if a monk is not skilled in the ways of the minds of others
(not skilled in reading the minds of others), he should train himself: 'I will
be skilled in reading my own mind.'
And how is a monk skilled in reading his own mind? Imagine a young
woman - or man - fond of adornment, examining the image of her own face
in a bright, clean mirror or bowl of clear water: If she saw any dirt or blemish
there, she would try to remove it. If she saw no dirt or blemish there, she
would be pleased, her resolves fulfilled: 'How fortunate I am! How clean
I am!' In the same way, a monk's self-examination is very productive in
terms of skillful qualities [if he conducts it in this way] : Do I usually remain
covetous or not? With thoughts of ill will or not? Overcome by sloth &;
drowsiness or not? Restless or not? Uncertain or gone beyond uncertainty?
Angry or not? With soiled thoughts or unsoiled thoughts? With my body
aroused or unaroused? Lazy or with persistence aroused? Unconcentrated
or concentrated?'
If, on examination, a monk knows, 'I usually remain covetous, with
thoughts of ill will, overcome by sloth & drowsiness, restless, uncertain, an-
gry, with soiled thoughts, with my body aroused, lazy, or unconcentrated,'
then he should put forth extra desire, effort, diligence, endeavor, undivided
mindfulness, & alertness for the abandoning of those very same evil, unskill-
ful qualities, just as when a person whose turban or head was on fire would
put forth extra desire, effort, diligence, endeavor, undivided mindfulness, &;
alertness to put out the fire on his turban or head...
But if, on examination, a monk knows, 'I usually remain uncovetous,
without thoughts of ill will... &; concentrated,' then his duty is to make an
effort in establishing ('tuning') those very same skillful qualities to a higher
degree for the ending of the effluents.
-AN X.51[36]
§ 59. "And how is striving fruitful, how is exertion fruitful? There is the
132 Chapter 6. The Four Right Exertions
case where a monk, when not loaded down, does not load himself down with
pain, nor does he reject pleasure that accords with the Dhamma, although
he is not infatuated with that pleasure. He discerns that 'When I exert a
[mental] fabrication against this cause of stress, then from the fabrication of
exertion there is dispassion (fading away). When I look on with equanimity
at that cause of stress, then from the development of equanimity there is
dispassion.' So he exerts a mental fabrication against the [first] cause of
stress... and develops equanimity with regard to the [second] cause of stress...
Thus the stress [coming from any cause of the first sort] is abolished... & the
stress [coming from any cause of the second sort] is abolished.
"Suppose that a man is in love with a woman, his mind ensnared with
intense desire & passion. He sees her standing with another man, chatting,
joking, &; laughing. What do you think, monks: Would he... feel sorrow,
lamentation, pain, distress, & despair?"
"Yes, lord..."
"Now suppose the thought were to occur to him, 'I am in love with this
woman... When I see her standing with another man, chatting, joking, &
laughing, I feel sorrow, lamentation, pain, distress, & despair. Why don't I
abandon my desire & passion for that woman?' So he abandons his desire &;
passion for that woman, and afterwards sees her standing with another man,
chatting, joking, & laughing. What do you think, monks: Would he... feel
sorrow, lamentation, pain, distress, &: despair?"
"No, lord..."
"In the same way, the monk, when not loaded down, does not load himself
down with pain, nor does he reject pleasure that accords with the Dhamma,
although he is not infatuated with that pleasure... He exerts a mental fab-
rication against the [first] cause of stress... and develops equanimity with
regard to the [second] cause of stress... Thus the stress [coming from any
cause of the first sort] is abolished... & the stress [coming from any cause of
the second sort] is abolished.
"Furthermore, the monk notices this: 'When I live according to my plea-
sure, unskillful mental qualities increase in me & skillful qualities decline.
When I exert myself with stress & pain, though, unskillful qualities decline
in me & skillful qualities increase. Why don't I exert myself with stress &
pain?' So he exerts himself with stress & pain, and while he is exerting him-
self with stress & pain, unskillful qualities decline in him, &; skillful qualities
increase. Then at a later time he would no longer exert himself with stress
& pain. Why is that? Because he has attained the goal for which he was
6.1. Passages from the Pali Canon 133
exerting himself with stress & pain...
"Suppose that a fietcher were to heat &: warm an arrow shaft between two
flames, making it straight & pliable. Then at a later time he would no longer
heat h warm the shaft between two flames, making it straight & pliable.
Why is that? Because he has attained the goal for which he was heating &
warming the shaft... In the same way, the monk... no longer exerts himself
with stress & pain. Why is that? Because he has attained the goal for which
he was exerting himself with stress & pain."
- MN 101
§ 60. Udayin, there are these four types of people to be found existing in
the world. Which four? There is the case where a certain person is practicing
for the abandoning & relinquishing of acquisitions. As he is practicing for the
abandoning & relinquishing of the acquisitions, memories & resolves associ-
ated with acquisitions assail him. He tolerates them. He does not abandon
them, destroy them, dispel them, or wipe them out of existence. I tell you,
Udayin, that this sort of person is associated, not dissociated. Why is that?
Because I have known the diversity of faculties with regard to this type of
person.
Again, there is the case where a certain person practicing for the aban-
doning &: relinquishing of acquisitions... is assailed by memories & resolves
associated with acquisitions. He does not tolerate them. He abandons them,
destroys them, dispels them, & wipes them out of existence. I tell you,
Udayin, that this sort of person is associated, not dissociated. Why is that?
Because I have known the diversity of faculties with regard to this type of
person.
Again, there is the case where a certain person is practicing for the aban-
doning & relinquishing of acquisitions... Owing to lapses in mindfulness from
time to time, he is assailed by memories & resolves associated with acquisi-
tions. Slow is the arising of his mindfulness, but then he quickly abandons
[those memories & resolves], destroys them, dispels them, & wipes them out
of existence. Just as when two or three drops of water fall onto an iron pan
heated all day: Slow is the falling of the drops of water, but they quickly
vanish & disappear. In the same way... slow is the arising of his mindfulness,
but then he quickly abandons [those memories & resolves], destroys them,
dispels them, &; wipes them out of existence. I tell you, Udayin, that this
sort of person is associated, not dissociated. Why is that? Because I have
known the diversity of faculties with regard to this type of person. [§181]
134 Chapter 6. The Four Right Exertions
Again, there is the case where a certain person, reahzing that acquisitions
are the root of suffering & stress, is without acquisitions, released in the end-
ing of acquisitions. I tell you, Udayin, that this sort of person is dissociated,
not associated. Why is that? Because I have known the diversity of faculties
with regard to this type of person.
- MN 66[78]
§ 61. Pahcakanga the carpenter went to where Uggahamana, a follower
of Mundika the contemplative (or: the shaven contemplative - a Jain?), was
staying and on arrival, after exchanging pleasantries, sat to one side. As he
was sitting there, Uggahamana said to him, 'I describe an individual endowed
with four qualities as being consummate in what is skillful, foremost in what
is skillful, an invincible contemplative attained to the highest attainments.
Which four? There is the case where he does no evil action with his body,
speaks no evil speech, resolves on no evil resolve, and maintains himself
with no evil means of livelihood. An individual endowed with these four
qualities I designate as being consummate in what is skillful... an invincible
contemplative attained to the highest attainments.'
Then Pahcakanga the carpenter neither delighted in Uggahamana's words
nor did he scorn them. Expressing neither delight nor scorn, he got up from
his seat & left, thinking, 'I will learn the meaning of this statement in the
presence of the Blessed One.'
Then the carpenter went to where the Blessed One was staying and on
arrival, after bowing down to him, sat to one side. As he was sitting there, he
told the Blessed One the entire conversation he had had with Uggahamana.
When this was said, the Blessed One addressed Pahcakanga, saying, 'In
that case, then according to Uggahamana's words a stupid baby boy, lying
on its back, is consummate in what is skillful, foremost in what is skillful,
an invincible contemplative attained to the highest attainments. For even
the thought "body" does not occur to a stupid baby boy lying on its back,
so from where would it do any evil action with its body, aside from a little
kicking? Even the thought "speech" does not occur to it, so from where
would it speak any evil speech, aside from a little crying? Even the thought
"resolve" does not occur to it, so from where would it resolve on any evil
resolve, aside from a little bad temper? Even the thought "livelihood" does
not occur to it, so from where would it maintain itself with any evil means
of livelihood, aside from its mother's milk? So according to Uggahamana's
words a stupid baby boy, lying on its back, is... an invincible contemplative
6.1. Passages from the Pali Canon 135
attained to the highest attainments.
'If an individual is endowed with these four qualities, I do not designate
him as... an invincible contemplative attained to the highest attainments.
Rather, he stands on the same level as a stupid baby boy lying on its back...
'I describe an individual endowed with ten qualities as being consummate
in what is skillful, foremost in what is skillful, an invincible contemplative
attained to the highest attainments. He should know from experience that
"These are unskillful habits," I say. He should know from experience that
"That is the cause of unskillful habits," I say. He should know from experi-
ence that "Here unskillful habits cease without remainder," I say. He should
know from experience that "This sort of practice is the practice leading to
the cessation of unskillful habits," I say.
'He should know from experience that "These are skillful habits"... "That
is the cause of skillful habits"... "Here skillful habits cease without remain-
der"... "This sort of practice is the practice leading to the cessation of skillful
habits," I say.
'He should know from experience that "These are unskillful resolves"...
"That is the cause of unskillful resolves"... "Here unskillful resolves cease
without remainder"... "This sort of practice is the practice leading to the
cessation of unskillful resolves" I say.
'He should know from experience that "These are skillful resolves"...
"That is the cause of skillful resolves"... "Here skillful resolves cease without
remainder"... "This sort of practice is the practice leading to the cessation
of skillful resolves," I say.
'Now what are unskillful habits? Unskillful bodily actions, unskillful
verbal actions, evil means of livelihood... What is the cause of unskillful
habits?... The mind... Which mind? - for the mind has many modes &
permutations... Any mind with passion, aversion or delusion: That is the
cause of unskillful habits. Now where do unskillful habits cease without re-
mainder?... There is the case where a monk abandons wrong bodily conduct
& develops right bodily conduct, abandons wrong verbal conduct & develops
right verbal conduct, abandons wrong livelihood &: maintains his life with
right livelihood. This is where unskillful habits cease without remainder.
And what sort of practice is the practice leading to the cessation of unskillful
habits? There is the case where a monk generates desire, endeavors, arouses
persistence, upholds & exerts his intent for the sake of the non-arising of evil,
unskillful qualities that have not yet arisen... for the sake of the abandoning
of evil, unskillful qualities that have arisen... for the sake of the arising of
136 Chapter 6. The Four Right Exertions
skillful qualities that have not yet arisen... (and) for the maintenance, non-
confusion, increase, plenitude, development & culmination of skillful qualities
that have arisen. This sort of practice is the practice leading to the cessation
of unskillful habits.
'And what are skillful habits? Skillful bodily actions, skillful verbal ac-
tions, purity of livelihood... What is the cause of skillful habits?... The
mind... Which mind? - for the mind has many modes <k permutations... Any
mind without passion, without aversion, without delusion: That is the cause
of skillful habits. Now where do skillful habits cease without remainder?...
There is the case where a monk is virtuous, but is not entirely defined by his
virtue. He discerns, as it actually is, the awareness-release & discernment-
release where his skillful habits cease without remainder. And what sort of
practice is the practice leading to the cessation of skillful habits? There is the
case where a monk generates desire... for the sake of the non-arising of evil,
unskillful qualities that have not yet arisen... for the sake of the abandoning
of evil, unskillful qualities that have arisen... for the sake of the arising of
skillful qualities that have not yet arisen... (and) for the... development &
culmination of skillful qualities that have arisen. This sort of practice is the
practice leading to the cessation of skillful habits.
'And what are unskillful resolves? Being resolved on sensuality, on ill will,
on harmfulness... What is the cause of unskillful resolves?... Perception...
Which perception? - for perception has many modes & permutations... Any
sensuality-perception, ill will-perception or harmfulness-perception: That is
the cause of unskillful resolves. Now where do unskillful resolves cease with-
out remainder?... There is the case where a monk, quite withdrawn from
sensuality, withdrawn from unskillful mental qualities, enters & remains in
the first jhana: rapture & pleasure born from withdrawal, accompanied by
directed thought k, evaluation. This is where unskillful resolves cease without
remainder. And what sort of practice is the practice leading to the cessation
of unskillful resolves? There is the case where a monk generates desire...
for the sake of the non-arising of evil, unskillful qualities that have not yet
arisen... for the sake of the abandoning of evil, unskillful qualities that have
arisen... for the sake of the arising of skillful qualities that have not yet
arisen... (and) for the... development & culmination of skillful qualities that
have arisen. This sort of practice is the practice leading to the cessation of
unskillful resolves.
'And what are skillful resolves? Being resolved on renunciation (freedom
from sensuality), on non-ill will, on harmlessness... What is the cause of
6.1. Passages from the Pali Canon 137
skillful resolves?... Perception... Which perception? - for perception has
many modes & permutations... Any renunciation-perception, non-ill will-
perception or harmlessness-perception: That is the cause of skillful resolves.
Now where do skillful resolves cease without remainder?... There is the case
where a monk, with the stilling of directed thought & evaluation, enters & re-
mains in the second jhana: rapture & pleasure born of composure, unification
of awareness free from directed thought & evaluation - internal assurance.
This is where skillful resolves cease without remainder. And what sort of
practice is the practice leading to the cessation of skillful resolves? There
is the case where a monk generates desire... for the sake of the non-arising
of evil, unskillful qualities that have not yet arisen... for the sake of the
abandoning of evil, unskillful qualities that have arisen... for the sake of the
arising of skillful qualities that have not yet arisen... (and) for the... develop-
ment & culmination of skillful qualities that have arisen. This sort of practice
is the practice leading to the cessation of skillful resolves.
'Now, an individual endowed with which ten qualities is one whom I de-
scribe as being consummate in what is skillful, foremost in what is skillful,
an invincible contemplative attained to the highest attainments. He is en-
dowed with the right view of one beyond training, the right resolve of one
beyond training, the right speech... the right action... the right livelihood...
the right effort... the right mindfulness... the right concentration... the right
knowledge... the right release of one beyond training. [§106] An individual
endowed with these ten qualities I designate as being consummate in what
is skillful, foremost in what is skillful, an invincible contemplative attained
to the highest attainments.'
That is what the Blessed One said. Glad at heart, Pahcakanga the car-
penter delighted in the Blessed One's words.
- MN 78[81]
§ 62. A deva: Tell me, dear sir, how you crossed over the flood.
The Buddha: I crossed over the flood without pushing forward, without
staying in place.
The deva: But how did you cross over the flood without pushing forward,
without staying in place?
The Buddha: When I pushed forward, I was whirled about. When I
stayed in place, I sank. And so I crossed over the flood without pushing
forward, without staying in place.
The deva:
138 Chapter 6. The Four Right Exertions
At long last I see
an honorable one, totally unbound,
who without pushing forward,
without staying in place,
has crossed over
the entanglements of the world.
-SNL1[100]
Chapter 7
The Four Bases of Power
Iddhi, the Pali word translated here as "power," has so many meanings that
no one English equivalent can do them all justice. Other equivalents that have
been suggested include success, accomplishment, and prowess. In the context
of the bases for power, however, the word specifically means the supranor-
mal powers that can be developed through concentration, such as levitation,
walking on water, clairaudience, clairvoyance, remembrance of past lives, the
ability to read the minds of others, and the ending of mental effluents. In
the Buddhist analysis, only the last of these powers is transcendent. It is
the only one absolutely necessary on the path to Awakening. The others are
optional and not always desirable, for an unawakened person might find that
the attainment of any one of them can cause supranormal greed, aversion, or
delusion to arise in the mind. The texts record cases where even Arahants,
not fully sensitive to the effect that their actions might have on others, display
their powers in inappropriate contexts. This was why the Buddha forbade
his monastic disciples from displaying their powers before the laity. None of
the displayable powers, he said, is any match for the wonder of a teaching
that, like his, gave the promised results when put into practice [DN 11 [43]].
Still, there is no denying that some people acquire these powers in the
course of their meditation, and they need guidance in how to use them prop-
erly so that their powers can actually help, rather than hinder, their practice.
This is the role that the standard formulae for the bases of power play in the
teaching. They show how the mastery of any of the first five powers can be
fit into the outline of frame-of-reference meditation [II/B {Section -i-^)] so
that the process of mastery can lead to the sixth and most important power,
the ending of the effluents, thus resulting in release.
139
140 Chapter 7. The Four Bases of Power
The texts explain the bases of power in two standard formulae: brief and
extended. The brief formula runs as follows:
There is the case where a monk develops the base of power
endowed with concentration founded on desire & the fabrications
of exertion. He develops the base of power endowed with con-
centration founded on persistence... concentration founded on
intent... concentration founded on discrimination &; the fabrica-
tions of exertion.
One of the texts [§64] states that these formulae define the process whereby
the bases of power are developed; another [§63] states that they define the
bases of power themselves. The contradiction here can be resolved by noting
that the first text defines the bases of power as "whatever practice leads to
the attainment of power, the winning of power." Because these processes
definitely lead to the attainment of power, they would count as at least part
of the bases of power. The first text is probably alluding to the fact that there
is more to the process, which is included in the extended formula, discussed
below.
Each of these four bases has three component parts: the "fabrications of
exertion" (which the texts equate with the four right exertions), concentra-
tion, and the mental quality - desire, persistence, intent, or discrimination -
on which the concentration is based. According to §172, desire, persistence,
and intent are present in all states of jhana. Thus the phrase "concentration
based on desire" refers to a concentration in which all three qualities are
present, but with desire dominant. We should note here that desire in this
case means desire directed toward the goal of the practice. This desire does
not count as craving, which as a cause of stress is directed at further states
of becoming in the round of rebirth. Although the desire for Awakening,
when it is not yet realized, can be a cause for frustration, that frustration
is counted as a skillful emotion, as it leads to further efforts along the path
[§179]. It is to be transcended, not by abandoning the desire, but by acting
on it properly, as explained below, until gaining the desired results.
Discrimination, the fourth mental quality, is not always inherent in jhana,
although when functioning as evaluation it plays a role in the first jhana, and
is definitely present in the fifth factor of noble right concentration [§150],
which leads to Awakening. Furthermore, the extended formula for the bases
of power shows that discrimination is necessary for the thorough mastery of
concentration based on desire, persistence, intent, or discrimination itself so
141
that - in the course of gaining mastery - one develops mindful discernment
into the causal patterns of the mind and so can reach Awakening.
We have already shown that the development of concentration involves
the three qualities called for in the first stage of frames-of-reference medita-
tion [II/B (Section 4-^)]- ardency (right exertion), alertness, and mindful-
ness. Thus the brief formula for the bases of power, as a description of con-
centration practice, can be equated with the first stage of frame-of-reference
meditation.
Many popular Western writings criticize the four qualities listed in the
bases of power - desire, persistence (effort), intent (will), and discrimination
(the discriminating mind) - as enemies of proper meditation, both in that
they interfere with the calming of the mind and are antithetical to the goal
of the Unfabricated, which lies beyond desire, effort, and the categories of
discrimination. The first part of the extended formula deals with the first of
these criticisms.
There is the case where a monk develops the base of power en-
dowed with concentration founded on desire & the fabrications of
exertion, thinking, 'This desire of mine will be neither overly slug-
gish nor overly active, neither inwardly restricted nor outwardly
scattered.' (Similarly with concentration founded on persistence,
intent, and discrimination.)
This passage shows that the problem lies, not in the desire, effort, intent,
or discrimination, but in the fact that these qualities can be unskillfully
applied or improperly tuned to their task. If they were absent, the practice
- if it could be called a practice - would stagnate from loss of direction or
motivation. If they ran wild, they would interfere with mindful concentration.
So the trick is not to deny them, but to tune them skillfully so that they
will help focus the mind on the present moment. Thus, for instance, in
the practice of meditation, as with any skill, it is important not to focus
desire too strongly on the results one hopes to get, for that would interfere
with the mind's ability to focus on giving rise to the causes leading to those
results. If, instead, one focuses desire on putting the causes in proper order
in the present moment, desire becomes an indispensable part of the process
of mastery.
Passage §67 deals with the second criticism - that desire, etc., are anti-
thetical to the goal - by showing that these qualities are necessary for anyone
who pursues a path, but are automatically abandoned on reaching the goal
142 Chapter 7. The Four Bases of Power
at the path's end. The image of the path is important here, for it carries
important implications. First, the path is not the goal; it is simply the way
there, just as the road to the Grand Canyon should not be confused with
the Grand Canyon itself. Even though many stretches of the road bear no
resemblance to the Grand Canyon, that does not mean that the road does
not lead there. Secondly, the path of practice does not cause the goal, it sim-
ply leads there, just as neither the road to the Grand Canyon nor the act of
walking to the Grand Canyon can cause the Grand Canyon to be. The goal
at the end of the Buddhist path is unfabricated, and therefore no amount of
desire or effort can bring it into being. Nevertheless, the path to the goal
is a fabricated process [§105], and in that process desire, effort, intent, and
discrimination all have an important role to play, just as the effort of walking
plays a role in arriving at the Grand Canyon.
The final section of the extended formula hints at how these qualities may
be directed toward Awakening.
He keeps perceiving what is in front & behind so that what is
in front is the same as what is behind, what is behind is the same
as what is in front. What is below is the same as what is above,
what is above is the same as what is below. [He dwells] by night
as by day, and by day as by night. By means of an awareness
thus open & unhampered, he develops a brightened mind.
This passage refers to the total mastery of concentration. As one frees the
mind from such distinctions as front/behind, above/below, and day /night,
one creates an awareness that is open and bright, unhampered by the nor-
mal limitations that come with a conscious sense of being located in time
and space. This is the type of awareness needed for the attainment of the
supranormal powers. Many meditators tend to stop here, satisfied with their
new-found powers, but the Buddha urges them to go further. As §161 shows,
the full perfection of this type of awareness requires that one be extremely
sensitive to the presence of mental defilements that might place subtle lim-
itations on it. This process of sensitivity is nothing other than the second
stage of frames-of-reference meditation [H/B {Section ^.i)], in which one fo-
cuses on the phenomenon of origination and passing away of mind states
that are limited and unlimited, concentrated and unconcentrated, taking the
brightness of one's awareness - the mind in-and-of itself - as one's frame of
reference.
7.1. Passages from the Pali Canon 143
The next stage of practice is outlined in a passage that builds on §161.
This passage [§167], shows that full mastery of power requires that one aban-
don even the notion that "I am" the master of the power, or that "my mind"
is concentrated. The proper attitude, in the face of the power, is to "incline
the mind to the Deathless." Such an attitude, according to MN 102 [MFU,
pp. 81-82[148, p82]], involves simply noting what is present as present, with-
out fashioning anything further out of it. This is the third stage of frames-
of-reference meditation [II/B (Section ^.i)], the entry into emptiness that
simply notes, "There is this..." When this level of skilled discrimination is
reached, the power has been fully mastered at the same time that the mind
stands on the verge of non-fashioning and Awakening.
Because of their association with supranormal powers, the bases of power
have generally been slighted in Western writings on Buddhism. If we count
the five strengths as identical with the five faculties, the bases of power are
the only set in the Wings to Awakening that has not yet been the subject of
a book in the English language. The situation in Asia, however, is very dif-
ferent. There, the bases of power have been extrapolated from their specific
context and are frequently cited as guides to success in general. In what-
ever task one may undertake - directed toward worldly ends or toward the
Dhamma - one must bring to bear the qualities of desire, persistence, intent,
and discrimination, skillfully balanced with concentration and right exertion,
if one wants to succeed at one's task.
7.1 Passages from the Pali Canon
§ 63. Monks, whoever neglects these four bases of power neglects the noble
path going to the right ending of stress. Whoever undertakes these four
bases of power undertakes the noble path going to the right ending of stress.
Which four?
There is the case where a monk develops the base of power endowed with
concentration founded on desire & the fabrications of exertion. He develops
the base of power endowed with concentration founded on persistence... con-
centration founded on intent... concentration founded on discrimination &;
the fabrications of exertion.
Whoever neglects these four bases of power neglects the noble path going
to the right ending of stress. Whoever undertakes these four bases of power
undertakes the noble path going to the right ending of stress.
144 Chapter 7. The Four Bases of Power
- SN LL2
§ 64. Ananda: What, lord, is power? What is the base of power? What
is the development of the base of power? And what is the path of practice
leading to the development of the base of power?
The Buddha: There is the case, Ananda, where a monk [1] wields manifold
supranormal powers. Having been one he becomes many; having been many
he becomes one. He appears. He vanishes. He goes unimpeded through
walls, ramparts, & mountains as if through space. He dives in &: out of the
earth as if it were water. He walks on water without sinking as if it were dry
land. Sitting crosslegged he flies through the air like a winged bird. With his
hand he touches & strokes even the sun & moon, so mighty &; powerful. He
exercises influence with his body even as far as the Brahma worlds. {Just as
a skilled potter or his assistant could craft from well-prepared clay whatever
kind of pottery vessel he likes, or as a skilled ivory-carver or his assistant
could craft from well-prepared ivory any kind of ivory-work he likes, or as
a skilled goldsmith or his assistant could craft from well-prepared gold any
kind of gold article he likes; in the same way, the monk wields manifold
supranormal powers...}
[2] He hears - by means of the divine ear-element, purified &: surpassing
the human - both kinds of sounds: divine & human, whether near or far.
{Just as if a man traveling along a highway were to hear the sounds of
kettledrums, small drums, conchs, cymbals, & tom-toms. He would know,
'That is the sound of kettledrums, that is the sound of small drums, that
is the sound of conchs, that is the sound of cymbals, & that is the sound
of tom-toms.' In the same way... the monk hears... both kinds of sounds:
divine & human...}
[3] He knows the awareness of other beings, other individuals, having
encompassed it with his own awareness. He discerns a mind with passion
as a mind with passion, and a mind without passion as a mind without
passion. He discerns a mind with aversion as a mind with aversion, and
a mind without aversion as a mind without aversion. He discerns a mind
with delusion as a mind with delusion, and a mind without delusion as a
mind without delusion. He discerns a restricted mind as a restricted mind,
and a scattered mind as a scattered mind. He discerns an enlarged mind
as an enlarged mind, and an unenlarged mind as an unenlarged mind. He
discerns an excelled mind [one that is not on the most excellent level] as an
excelled mind, and an unexcelled mind as an unexcelled mind. He discerns
7.1. Passages from the Pali Canon 145
a concentrated mind as a concentrated mind, and an unconcentrated mind
as an unconcentrated mind. He discerns a released mind as a released mind,
and an unreleased mind as an unreleased mind. {Just as if a young woman
- or man - fond of ornaments, examining the reflection of her own face in
a bright mirror or a bowl of clear water would know 'blemished' if it were
blemished, or 'unblemished' if it were not. In the same way... the monk
knows the awareness of other beings...}
[4] He recollects his manifold past lives (lit: previous homes), i.e., one
birth, two births, three births, four, five, ten, twenty, thirty, forty, fifty, one
hundred, one thousand, one hundred thousand, many aeons of cosmic con-
traction, many aeons of cosmic expansion, many aeons of cosmic contraction
& expansion, [recollecting], 'There I had such a name, belonged to such a
clan, had such an appearance. Such was my food, such my experience of
pleasure & pain, such the end of my life. Passing away from that state, I
re-arose there. There too I had such a name, belonged to such a clan, had
such an appearance. Such was my food, such my experience of pleasure &
pain, such the end of my life. Passing away from that state, I re-arose here.'
Thus he remembers his manifold past lives in their modes & details. {Just
as if a man were to go from his home village to another village, and then
from that village to yet another village, and then from that village back to
his home village. The thought would occur to him, 'I went from my home
village to that village over there. There I stood in such a way, sat in such
a way, talked in such a way, &: remained silent in such a way. From that
village I went to that village over there, and there I stood in such a way, sat
in such a way, talked in such a way, & remained silent in such a way. From
that village I came back home.' In the same way... the monk recollects his
manifold past lives...}
[5] He sees - by means of the divine eye, purified & surpassing the hu-
man - beings passing away and re-appearing, and he discerns how they are
inferior &: superior, beautiful &: ugly, fortunate & unfortunate in accordance
with their kamma: 'These beings - who were endowed with bad conduct of
body, speech, <k mind, who reviled the noble ones, held wrong views and
undertook actions under the infiuence of wrong views - with the break-up of
the body, after death, have re-appeared in the plane of deprivation, the bad
destination, the lower realms, in hell. But these beings - who were endowed
with good conduct of body, speech, & mind, who did not revile the noble
ones, who held right views and undertook actions under the infiuence of right
views - with the break-up of the body, after death, have re-appeared in the
146 Chapter 7. The Four Bases of Power
good destinations, in the heavenly world.' Thus - by means of the divine
eye, purified & surpassing the human - he sees beings passing away and re-
appearing, and he discerns how they are inferior &: superior, beautiful &: ugly,
fortunate &; unfortunate in accordance with their kamma. {Just as if there
were a tall building in the central square [of a town], and a man with good
eyesight standing on top of it were to see people entering a house, leaving it,
walking along the street, & sitting in the central square. The thought would
occur to him, 'These people are entering a house, leaving it, walking along
the streets, & sitting in the central square.' In the same way... the monk
sees - by means of the divine eye, purified <k surpassing the human - beings
passing away and re- appearing...}
[6] Through the ending of the mental effluents, he remains in the effluent-
free awareness-release &: discernment-release, having known & made them
manifest for himself right in the here & now. {Just as if there were a pool
of water in a mountain glen - clear, limpid, & unsullied - where a man
with good eyesight standing on the bank could see shells, gravel, & pebbles,
and also shoals of fish swimming about & resting, and it would occur to
him, 'This pool of water is clear, limpid, &; unsullied. Here are these shells,
gravel, &; pebbles, and also these shoals of fish swimming about & resting.'
In the same way, the monk discerns, as it is actually present, that 'This is
stress... This is the origination of stress... This is the cessation of stress...
This is the way leading to the cessation of stress... These are effluents... This
is the origination of effluents... This is the cessation of effluents... This is
the way leading to the cessation of effluents.' His heart, thus knowing, thus
seeing, is released from the effluent of sensuality, released from the effluent of
becoming, released from the effluent of ignorance. With release, there is the
knowledge, 'Released.' He discerns that 'Birth is ended, the holy life fulfilled,
the task done. There is nothing further for this world.'}
This is called power.
And what is the base of power? Whatever path, whatever practice, leads
to the attainment of power, the winning of power: That is called the base of
power.
And what is the development of the base of power? There is the case
where a monk develops the base of power endowed with concentration founded
on desire & the fabrications of exertion. He develops the base of power en-
dowed with concentration founded on persistence... concentration founded
on intent... concentration founded on discrimination & the fabrications of
exertion. This is called the development of the base of power.
7.1. Passages from the Pali Canon 147
And what is the path of practice leading to the development of the base
of power? Just this noble eightfold path: right view, right resolve, right
speech, right action, right livelihood, right effort, right mindfulness, right
concentration. This is called the path of practice leading to the development
of the base of power.
- SN LI.26 {+ DN 2[42]}
§ 65. If a monk attains concentration, attains singleness of mind founded
on desire, that is called concentration founded on desire. He generates de-
sire, endeavors, arouses persistence, upholds & exerts his intent for the sake
of the non-arising of evil, unskillful qualities that have not yet arisen... for
the sake of the abandoning of evil, unskillful qualities that have arisen... for
the sake of the arising of skillful qualities that have not yet arisen. ..(and) for
the maintenance, non-confusion, increase, plenitude, development, & culmi-
nation of skillful qualities that have arisen. These are called the fabrications
of exertion. This is desire, this is concentration founded on desire, these are
the fabrications of exertion. This is called the base of power endowed with
concentration founded on desire & the fabrications of exertion.
If a monk attains concentration, attains singleness of mind founded on
persistence, that is called concentration founded on persistence...
If a monk attains concentration, attains singleness of mind founded on
intent, that is called concentration founded on intent...
If a monk attains concentration, attains singleness of mind founded on
discrimination, that is called concentration founded on discrimination. He
generates desire, endeavors, arouses persistence, upholds &: exerts his intent
for the sake of the non-arising of evil, unskillful qualities that have not yet
arisen... for the sake of the abandoning of evil, unskillful qualities that have
arisen... for the sake of the arising of skillful qualities that have not yet
arisen... (and) for the maintenance, non-confusion, increase, plenitude, de-
velopment & culmination of skillful qualities that have arisen. These are
called the fabrications of exertion. This is discrimination, this is concentra-
tion founded on discrimination, these are the fabrications of exertion. This
is called the base of power endowed with concentration founded on discrim-
ination (k the fabrications of exertion.
- SN LI.13
§ 66. Analysis. These four bases of power, when developed & pursued,
are of great fruit & great benefit. And how are the four bases of power
developed & pursued so as to be of great fruit & great benefit?
148 Chapter 7. The Four Bases of Power
There is the case where a monk develops the base of power endowed with
concentration founded on desire & the fabrications of exertion, thinking,
'This desire of mine will be neither overly sluggish nor overly active, neither
inwardly restricted nor outwardly scattered.' He keeps perceiving what is
in front & behind so that what is in front is the same as what is behind,
what is behind is the same as what is in front. What is below is the same
as what is above, what is above is the same as what is below. Night is the
same as day, day is the same as night. By means of an awareness thus open
&: unhampered, he develops a brightened mind.
He develops the base of power endowed with concentration founded on
persistence... concentration founded on intent... concentration founded on
discrimination &: the fabrications of exertion, thinking, 'This discrimination
of mine will be neither overly sluggish nor overly active, neither inwardly
restricted nor outwardly scattered.' He keeps perceiving what is in front &
behind so that what is in front is the same as what is behind, what is behind
is the same as what is in front. What is below is the same as what is above,
what is above is the same as what is below. [He dwells] by night as by day,
and by day as by night. By means of an awareness thus open & unhampered,
he develops a brightened mind.
And how is desire overly sluggish? Whatever desire is accompanied by
laziness, conjoined with laziness, that is called overly sluggish desire.
And how is desire overly active? Whatever desire is accompanied by
restlessness, conjoined with restlessness, that is called overly active desire.
And how is desire inwardly restricted? Whatever desire is accompanied
by sloth & drowsiness, conjoined with sloth & drowsiness, that is called
inwardly restricted desire.
And how is desire outwardly scattered? Whatever desire is stirred up by
the five strings of sensuality, outwardly dispersed & dissipated, that is called
outwardly scattered desire.
And how does a monk dwell perceiving what is in front & behind so that
what is in front is the same as what is behind, and what is behind is the same
as what is in front? There is the case where a monk's perception of what is in
front & behind is well in hand, well-attended to, well-considered, well-tuned
('penetrated') by means of discernment. This is how a monk keeps perceiving
what is in front and behind so that what is in front is the same as what is
behind, and what is behind is the same as what is in front.
And how does a monk dwell so that what is below is the same as what
is above, and what is above is the same as what is below? There is the case
7.1. Passages from the Pali Canon 149
where a monk reflects on this very body, from the soles of the feet on up, from
the crown of the head on down, surrounded by skin, & full of various kinds of
unclean things: 'In this body there are head hairs, body hairs, nails, teeth,
skin, flesh, tendons, bones, bone marrow, kidneys, heart, liver, pleura, spleen,
lungs, large intestines, small intestines, gorge, feces, bile, phlegm, pus, blood,
sweat, fat, tears, skin-oil, saliva, mucus, fluid in the joints, urine.' This is
how a monk dwells so that what is below is the same as what is above, and
what is above is the same as what is below. [§30]
And how does a monk dwell by night as by day, and by day as by night?
There is the case where a monk at night develops the base of power endowed
with concentration founded on desire & the fabrications of exertion by means
of the same modes (permutations) & signs &: themes that he uses by day, and
by day he develops the base of power endowed with concentration founded
on desire k, the fabrications of exertion by means of the same modes & signs
& themes that he uses by night. This is how a monk dwells by night as by
day, and by day as by night.
And how does a monk - by means of an awareness open & unhampered
- develop a brightened mind? There is the case where a monk has the
perception of light, the perception of daytime [at any hour of the day] well
in hand <k well-established. This is how a monk - by means of an awareness
open & unhampered - develops a brightened mind. [§147]
(The above discussion is then repeated for persistence, intent, & discrim-
ination.)
When a monk has thus developed & pursued the four bases of power,
he experiences manifold supranormal powers... He hears - by means of the
divine ear-element, purified & surpassing the human - both kinds of sounds:
divine & human, whether near or far... He knows the awareness of other
beings, other individuals, having encompassed it with his own awareness...
He recollects his manifold past lives... He sees - by means of the divine eye,
purified & surpassing the human - beings passing away and re-appearing...
Through the ending of the mental effluents - remains in the effluent-free
awareness-release & discernment-release, having known <k made them mani-
fest for himself right in the present.
This is how these four bases of power, when developed & pursued, are of
great fruit &; great benefit.
- SN LI.20[141]
§ 67. I have heard that on one occasion Ven. Ananda was staying in
150 Chapter 7. The Four Bases of Power
Kosambi, at Ghosita's Park. Then the Brahman Unnabha went to where
Ven. Ananda was staying and on arrival greeted him courteously. After an
exchange of friendly greetings & courtesies, he sat to one side. As he was
sitting there, he said to Ven. Ananda: What is the aim of this holy life lived
under the contemplative Gotama?
Ananda: The holy life is lived under the Blessed One with the aim of
abandoning desire.
Unnabha: Is there a path, is there a practice, for the abandoning of that
desire?
Ananda: Yes, there is...
Unnabha: What is the path, the practice, for the abandoning of that
desire?
Ananda: There is the case where a monk develops the base of power
endowed with concentration founded on desire & the fabrications of exer-
tion. He develops the base of power endowed with concentration founded on
persistence... concentration founded on intent... concentration founded on
discrimination & the fabrications of exertion. This, Brahman, is the path,
this is the practice for the abandoning of that desire.
Unnabha: If that's so, then it's an endless path, and not one with an end,
for it's impossible that one could abandon desire by means of desire.
Ananda: Well then. Brahman, let me question you on this matter. An-
swer as you see fit... Didn't you first have desire, thinking, 'I'll go to the
park,' and then when you reached the park, wasn't that particular desire
allayed?
Unnabha: Yes, sir.
Ananda: Didn't you first have persistence, thinking, 'I'll go to the park,'
and then when you reached the park, wasn't that particular persistence al-
layed?
Unnabha: Yes, sir.
Ananda: Didn't you first have the intent, thinking, 'I'll go to the park,'
and then when you reached the park, wasn't that particular intent allayed?
Unnabha: Yes, sir.
Ananda: Didn't you first have [an act of] discrimination, thinking, 'I'll
go to the park,' and then when you reached the park, wasn't that particular
act of discrimination allayed?
Unnabha: Yes, sir.
Ananda: So it is with an Arahant whose mental effluents are ended, who
has reached fulfillment, done the task, laid down the burden, attained the true
7.1. Passages from the Pali Canon 151
goal, totally destroyed the fetter of becoming, and who is released through
right gnosis. Whatever desire he first had for the attainment of Arahantship,
on attaining Arahantship that particular desire is allayed. Whatever per-
sistence he first had for the attainment of Arahantship, on attaining Ara-
hantship that particular persistence is allayed. Whatever intent he first had
for the attainment of Arahantship, on attaining Arahantship that particular
intent is allayed. Whatever discrimination he first had for the attainment
of Arahantship, on attaining Arahantship that particular discrimination is
allayed. So what do you think. Brahman? Is this an endless path, or one
with an end?
Unnabha: You're right, sir. This is a path with an end, and not an endless
one...
- SN LI.15[140]
§ 68. Ananda: Lord, does the Blessed One have direct experience of
going to the Brahma world by means of supranormal power with a mind-
made body?
The Buddha: Yes, Ananda...
Ananda: But does the Blessed One also have direct experience of going
to the Brahma world by means of supranormal power with this very physical
body, composed of the four great elements?
The Buddha: Yes...
Ananda: It's awesome & marvelous that the Blessed One should have
direct experience of going to the Brahma world by means of supranormal
power with a mind-made body, and of going to the Brahma world by means
of supranormal power with this very physical body, composed of the four
great elements.
The Buddha: Tathagatas are both awesome, Ananda, and endowed with
awesome qualities. They are both marvelous and endowed with marvelous
qualities. Whenever the Tathagata merges his body with his mind and his
mind with his body, and remains having alighted on the perception of ease
and buoyancy with regard to the body, then his body becomes lighter, more
pliant, more malleable, &: more radiant.
Just as when an iron ball heated all day becomes lighter, more pliant,
more malleable, & more radiant; in the same way, whenever the Tathagata
merges his body with his mind and his mind with his body, and remains
having alighted on the perception of ease and buoyancy with regard to the
body, then his body becomes lighter, more pliant, more malleable, & more
152 Chapter 7. The Four Bases of Power
radiant.
Now, whenever the Tathagata merges his body with his mind and his
mind with his body, and remains having ahghted on the perception of ease
and buoyancy with regard to the body, then his body rises effortlessly from
the earth up into the sky. He then experiences manifold supranormal powers.
Having been one he becomes many; having been many he becomes one.
He appears. He vanishes. He goes unimpeded through walls, ramparts, &;
mountains as if through space. He dives in & out of the earth as if it were
water. He walks on water without sinking as if it were dry land. Sitting
crosslegged he flies through the air like a winged bird. With his hand he
touches & strokes even the sun & moon, so mighty &: powerful. He exercises
influence with his body even as far as the Brahma worlds.
Just as a tuft of cotton seed or a ball of thistle down, lightly wafted by
the wind, rises effortlessly from the earth up into the sky, in the same way,
whenever the Tathagata concentrates his body in his mind & his mind in
his body, and remains having alighted on the perception of ease and buoy-
ancy, then his body rises effortlessly from the earth up into the sky. He
then experiences manifold supranormal powers... even as far as the Brahma
worlds.
- SN LI.22
Chapter 8
The Five Faculties
Indriya - the Pali word translated here as "faculty" - is connected with the
name of the dominant Vedic god, Indra. Thus it carries connotations of
dominance or control. Buddhist texts contain several lists of faculties, both
physical and mental, but here the word denotes a list of five mental factors
that must reach a state of dominance in the mind for Awakening to take
place. This set is one of the most comprehensive in the Wings to Awakening,
as it covers all of the factors explicitly mentioned in the sets we have covered
so far, and in addition lists conviction, which the other sets imply but never
specifically mention. This is why this set forms the framework for Part III
[Section III) of this book, in which all of the main factors of the Wings to
Awakening will be discussed in detail.
As we noted in 11/ A {Section II), the faculties in this set form a loop
in the causal progression of the mind along the path, as opposed to the
"holographic" formulae of the sets we have discussed so far. Two of the
faculties - the frames of reference and right exertion - we have covered in
detail already. The other three - conviction, concentration, and discernment
- we will discuss in detail in Part III [Section III). Here we will limit ourselves
to some general observations about the set as a whole.
In the causal loop depicted by five faculties, the emphasis is on how the
elements of the "concentration aggregate" in the noble eightfold path - right
effort, right mindfulness, and right concentration - can lead the mind from a
state of conviction to one of discernment. To borrow terminology from §106,
this is the process by which the mind goes from the preliminary level to the
noble or transcendent level of right view. This set can also be regarded as a
description of how conviction, when put into action, inherently leads through
153
154 Chapter 8. The Five Faculties
the concentration aggregate to transcendent discernment.
Passage §69 defines the faculty of conviction as the four factors of stream-
entry. Other passages define these four factors in two separate ways: one [§70]
listing the factors leading to stream-entry, another [§71] giving the factors
that characterize the person who has already entered the stream. Both lists
are relevant here, as the person working toward stream-entry must act on
conviction, while a person who has entered the stream is endowed with the
unwavering conviction that comes with the first glimpse of the Deathless.
In both cases, the factor of conviction has several dimensions: trust in
the ability of wise people to know the ideal path of practice, belief in their
teachings, and a willingness to put those teachings into practice. Western
analyses of faith tend to separate these aspects of conviction, and some writ-
ers have tried to decide which aspect is dominant in the Buddhist tradition.
In practice, however, all three must work together, for in Buddhism the ob-
ject of conviction inherently involves all three at once. The primary focus
of conviction is the Awakening of the Buddha, and this in turn ultimately
comes down to a conviction in the primacy of the mind in creating kamma,
a conviction in the efficacy of kamma in shaping experience in the round of
rebirth, and a belief that the Buddha made use of mental qualities accessible
to all in using the laws of kamma to bring about an end to kamma and thus
escape from the round. Kamma and the use of kamma to transcend kamma
constitute both the truth that the Buddha taught and the explanation of
how he discovered it. Thus, trust in the Buddha and belief in his teaching
are two sides of the same coin. At the same time, these truths concerning
kamma are also the situation in which the listener is currently placed: the
causal nexus that determines both the dynamic of continued life in the cy-
cle of rebirth and the way out of that cycle. So, by definition, conviction
in the Buddha's Awakening is something that must be acted on. If one is
convinced that one is entangled in a kammic web that can nevertheless be
unraveled, one will naturally try to learn from the example of the Buddha
or his disciples, developing the same mental qualities they did and attaining
release oneself. Thus, unlike a religion where trust involves the belief that
the deity will provide for one's salvation - either through grace or as a reward
for unquestioning obedience - trust in the Buddha and belief in his teachings
means that one's salvation is ultimately one's own responsibility. In this way,
trust, belief, and a willingness to act are inseparably combined.
This is why conviction, the first member of the set of five faculties, leads
naturally to persistence, the second. Persistence here is equal to right exer-
155
tion, which develops mindfuhiess as the most essential skillful quality in the
mind. As we saw under the frames of reference, the proper development of
mindfulness leads to concentration, or the four jhanas, while the jhanas pro-
vide the foundation for the arising of discernment, the fifth and final member
of this set. When discernment is strengthened to the point of transcendence,
leading to the attainment of stream-entry, it then confirms the truths that
were previously taken as a matter of conviction and faith [§74]. This con-
firmation feeds back into the causal loop, strengthening conviction, which
provides the basis for developing the faculties still further until Arahantship
is attained. At that point there is no need to be convinced that the prac-
tice leads to release into the Deathless, for one has fully realized that release
through direct experience [§89].
The underlying element throughout the development of this causal loop
is the mental quality of heedfulness [§78]. The texts explain heedfulness as
a combination of right effort and relentless mindfulness, but as a quality of
mind it goes deeper than that. Heedfulness realizes the dangers inherent in
the round of rebirth and redeath, and the fact that those dangers are inherent
in each careless act of the mind. It thus fosters conviction in the possibility
of a release from those dangers and a sense of urgency and precision in the
practice. This combination of urgency and precision provides the impetus for
the full and thorough development of the faculties as one seriously pursues
the possibility of release through the skillful development of the mind. This
pattern of heedfulness developing the five faculties in the quest of the security
of Deathlessness mirrors Prince Siddhattha's own quest, which began with his
conviction that there was no need to resign himself to the tyranny of aging,
illness, and death, and ended with the discernment that brought about his
actual escape from that tyranny. This pattern also calls to mind the famous
verse from the Dhammapada, that heedfulness is the path to the Deathless
[§80]. The five faculties can be taken as an elaboration of that verse.
Because the five faculties are means to Deathlessness - rather than ends
in themselves - they must not only be developed skillfully but also used
skillfully as they are developed. The texts emphasizing this point focus on
two of the faculties: persistence and discernment.
The passage dealing with persistence [§86] is probably the Canon's most
explicit analogy between the performance of music and the practice of med-
itation [I/A [Section I)]. One should tune one's effort so that it is neither
too intense nor too slack, just as the main string of a musical instrument
should be neither too sharp nor too flat. (We have already encountered this
156 Chapter 8. The Five Faculties
issue of balance in the proper development of the four bases of power, and
we will encounter it again in the factors for Awakening.) One then tunes
the remaining faculties to the pitch of one's effort, just as one would tune
the notes of one's scale to the tonic. Only then can one take up the theme
of one's meditation - the four frames of reference [§148] - just as one would
take up and develop the basic theme of one's musical piece.
As for discernment, passage §88 brings out the point that one's mastery of
the faculties is not complete until one discerns the "escape" from them. Nor-
mally the texts make this comment only about deceptively attractive objects
or unskillful qualities in the mind, but here they use it in connection with
skillful qualities. What this means is that there comes a point in the prac-
tice where one must go beyond even such skillful qualities as concentration
and discernment. They are skillful precisely because their full development
allows one to go beyond them. This point is made explicit in §187, which
shows exactly why the right view constituting discernment is right: it is the
only view that opens the way going beyond attachment to views. DN 1
[MFU, p. 111[149, pill]] adds that an awakened person - through regarding
views not in terms of their content, but in terms of the effect they have on
the mind - comes to discern what lies beyond views, and yet does not hold
even to that act of discernment. As a result of knowing but not holding,
the mind experiences Unbinding in the here and now. This "knowing but
not holding" is yet another reference to the perceptual mode of emptiness
verging on non-fashioning: the culminating point for each set in the Wings
to Awakening.
8.1 Passages from the Pali Canon
§ 69. Monks, there are these five faculties. Which five? The faculty of
conviction, the faculty of persistence, the faculty of mindfulness, the faculty
of concentration, and the faculty of discernment.
Now where is the faculty of conviction to be seen? In the four factors of
stream-entry...
And where is the faculty of persistence to be seen? In the four right
exertions...
And where is the faculty of mindfulness to be seen? In the four frames
of reference...
And where is the faculty of concentration to be seen? In the four jhanas...
8.1. Passages from the Pali Canon 157
And where is the facuhy of discernment to be seen? In the four noble
truths...
- SN XLVIII.8
§ 70. Factors of Stream-entry. Association with good people is a
factor of stream-entry [§115]. Listening to the true Dhamma is a factor of
stream-entry. Appropriate attention is a factor of stream-entry [§51]. Prac-
tice in accordance with the Dhamma is a factor of stream-entry.
- SN LV.5
§ 71. Now with what four factors of stream-entry is the disciple of
the noble ones endowed? There is the case where the disciple of the noble
ones is endowed with unwavering faith in the Awakened One: 'Indeed, the
Blessed One is worthy and rightly self- awakened, consummate in knowledge
&; conduct, well-gone, an expert with regard to the world, unexcelled as a
trainer for those people fit to be tamed, the Teacher of divine & human
beings, awakened, blessed.'
He is endowed with unwavering faith in the Dhamma: 'The Dhamma is
well-expounded by the Blessed One, to be seen here & now, timeless, inviting
verification, pertinent, to be realized by the wise for themselves.'
He is endowed with unwavering faith in the Sangha: 'The Sangha of
the Blessed One's disciples who have practiced well... who have practiced
straight-forwardly... who have practiced methodically... who have practiced
masterfully - in other words, the four types [of noble disciples] when taken
as pairs, the eight when taken as individual types - they are the Sangha of
the Blessed One's disciples: worthy of gifts, worthy of hospitality, worthy of
offerings, worthy of respect, the incomparable field of merit for the world.'
He is endowed with virtues that are appealing to the noble ones: untorn,
unbroken, unspotted, unsplattered, liberating, praised by the wise, untar-
nished, leading to concentration.
- AN X.92[38]
§ 72. Analysis. Now what, monks, is the faculty of conviction? There
is the case where a monk, a disciple of the noble ones, has conviction, is
convinced of the Tathagata's Awakening: 'Indeed, the Blessed One is worthy
and rightly self-awakened, consummate in knowledge & conduct, well-gone,
an expert with regard to the world, unexcelled as a trainer for those people
fit to be tamed, the Teacher of divine & human beings, awakened, blessed.'
This, monks, is called the faculty of conviction.
158 Chapter 8. The Five Faculties
And what is the faculty of persistence? There is the case where a monk,
a disciple of the noble ones, keeps his persistence aroused for abandoning un-
skillful mental qualities and taking on skillful mental qualities. He is stead-
fast, solid in his effort, not shirking his duties with regard to skillful mental
qualities. He generates desire, endeavors, arouses persistence, upholds &; ex-
erts his intent for the sake of the non-arising of evil, unskillful qualities that
have not yet arisen... for the sake of the abandoning of evil, unskillful qual-
ities that have arisen... for the sake of the arising of skillful qualities that
have not yet arisen... (and) for the maintenance, non-confusion, increase,
plenitude, development, & culmination of skillful qualities that have arisen.
This is called the faculty of persistence. [§§49-50]
And what is the faculty of mindfulness? There is the case where a monk,
a disciple of the noble ones, is mindful, highly meticulous, remembering &
able to call to mind even things that were done &; said long ago. He remains
focused on the body in & of itself - ardent, alert, &; mindful - putting aside
greed &; distress with reference to the world. He remains focused on feelings
in & of themselves... the mind in & of itself... mental qualities in & of
themselves - ardent, alert, & mindful - putting aside greed & distress with
reference to the world. This is called the faculty of mindfulness. [§§29-30]
And what is the faculty of concentration? There is the case where a
monk, a disciple of the noble ones, making it his object to let go, attains
concentration, attains singleness of mind. Quite withdrawn from sensuality,
withdrawn from unskillful mental qualities, he enters & remains in the first
jhana: rapture <k pleasure born from withdrawal, accompanied by directed
thought & evaluation. With the stilling of directed thought & evaluation, he
enters & remains in the second jhana: rapture & pleasure born of composure,
unification of awareness free from directed thought & evaluation - internal
assurance. With the fading of rapture he remains in equanimity, mindful <k
alert, and physically sensitive of pleasure. He enters & remains in the third
jhana, of which the Noble Ones declare, 'Equanimous & mindful, he has a
pleasurable abiding.' With the abandoning of pleasure & pain - as with the
earlier disappearance of elation & distress - he enters & remains in the fourth
jhana: purity of equanimity & mindfulness, neither pleasure nor pain. This
is called the faculty of concentration. [§150]
And what is the faculty of discernment? There is the case where a monk, a
disciple of the noble ones, is discerning, endowed with discernment of arising
& passing away - noble, penetrating, leading to the right ending of stress.
He discerns, as it is actually present: 'This is stress... This is the origination
8.1. Passages from the Pali Canon 159
of stress... This is the cessation of stress... This is the path of practice
leading to the cessation of stress.' This is called the faculty of discernment.
[§§184-240]
- SN XLVIII.10[138]
§ 73. Just as a royal frontier fortress has a foundation post - deeply
rooted, well embedded, immovable, &; unshakable - for the protection of
those within and to ward off those without; in the same way a disciple of
the noble ones has conviction, is convinced of the Tathagata's Awakening:
Indeed, the Blessed One is worthy and rightly self-awakened, consummate
in knowledge <k conduct, well-gone, an expert with regard to the world,
unexcelled as a trainer for those people fit to be tamed, the Teacher of divine
& human beings, awakened, blessed.' With conviction as his foundation post,
the disciple of the noble ones abandons what is unskillful & develops what
is skillful, abandons what is blameworthy & develops what is blameless, and
looks after himself with purity...
Just as a royal frontier fortress has a large army stationed within - ele-
phant soldiers, cavalry, charioteers, bowmen, standard-bearers, billeting offi-
cers, soldiers of the supply corps, noted princes, commando heroes, infantry,
& slaves - for the protection of those within and to ward off those without;
in the same way a disciple of the noble ones keeps his persistence aroused for
abandoning unskillful mental qualities and taking on skillful mental qualities,
is steadfast, solid in his effort, not shirking his duties with regard to skill-
ful mental qualities. With persistence as his army, the disciple of the noble
ones abandons what is unskillful & develops what is skillful, abandons what
is blameworthy & develops what is unblameworthy, and looks after himself
with purity...
Just as a royal frontier fortress has a wise, experienced, intelligent gate-
keeper to keep out those he doesn't know and to let in those he does, for
the protection of those within and to ward off those without; in the same
way a disciple of the noble ones is mindful, highly meticulous, remembering
&; able to call to mind even things that were done & said long ago. With
mindfulness as his gate-keeper, the disciple of the noble ones abandons what
is unskillful & develops what is skillful, abandons what is blameworthy &
develops what is unblameworthy, and looks after himself with purity...
Just as a royal frontier fortress has ramparts that are high & thick &;
completely covered with plaster, for the protection of those within and to
ward off those without; in the same way a disciple of the noble ones is dis-
160 Chapter 8. The Five Faculties
cerning, endowed with discernnient leading to the arising of the goal - noble,
penetrating, leading to the right ending of stress. With discernment as his
covering of plaster, the disciple of the noble ones abandons what is unskillful
& develops what is skillful, abandons what is blameworthy &; develops what
is unblameworthy, and looks after himself with purity...
Just as a royal frontier fortress has large stores of grass, timber & water
for the delight, convenience, &: comfort of those within, and to ward off those
without; in the same way the disciple of the noble ones... enters & remains
in the first jhana... for his own delight, convenience, h comfort, and to alight
on Unbinding...
Just as a royal frontier fortress has large stores of rice & barley for the
delight, convenience, & comfort of those within, and to ward off those with-
out; in the same way the disciple of the noble ones... enters &: remains in the
second jhana... for his own delight, convenience, & comfort, and to alight on
Unbinding...
Just as a royal frontier fortress has large stores of sesame, green gram,
& other beans for the delight, convenience, & comfort of those within, and
to ward off those without; in the same way the disciple of the noble ones...
enters &: remains in the third jhana... for his own delight, convenience, &
comfort, and to alight on Unbinding...
Just as a royal frontier fortress has large stores of tonics - ghee, fresh
butter, oil, honey, molasses, & salt - for the delight, convenience, & comfort
of those within, and to ward off those without; in the same way the disciple of
the noble ones... enters & remains in the fourth jhana... for his own delight,
convenience, & comfort, and to alight on Unbinding...
- AN VII.63
§ 74. The Buddha: Tell me, Sariputta: A disciple of the noble ones
who is thoroughly inspired by the Tathagata, who has gone solely to the
Tathagata [for refuge], could he have any doubt or uncertainty concerning
the Tathagata or the Tathagata's teachings?
Sariputta: No, lord... With a disciple of the noble ones who has con-
viction, it may be expected that he will keep his persistence aroused for
abandoning unskillful mental qualities and taking on skillful mental quali-
ties, that he will be steadfast, solid in his effort, not shirking his duties with
regard to skillful mental qualities. Whatever persistence he has, is his faculty
of persistence.
With a disciple of the noble ones who has conviction, who is resolute h
8.1. Passages from the Pali Canon 161
persistent, it may be expected that he will be mindful, highly meticulous,
remembering and able to call to mind even things that were done & said long
ago. Whatever mindfulness he has, is his faculty of mindfulness.
With a disciple of the noble ones who has conviction, who is resolute &;
persistent, and whose mindfulness is established ('tuned'), it may be expected
that - making it his object to let - he will attain concentration & singleness
of mind. Whatever concentration he has, is his faculty of concentration.
With a disciple of the noble ones who has conviction, who is resolute &
persistent, whose mindfulness is established, and whose mind is rightly con-
centrated, it may be expected that he will discern: 'From an inconceivable
beginning comes transmigration. A beginning point is not evident, though
beings hindered by ignorance and fettered by craving are transmigrating &;
wandering on. The total fading &; cessation of ignorance, of this mass of dark-
ness, is this peaceful, exquisite state: the resolution of all fabrications; the
relinquishment of all acquisitions; the ending of craving; dispassion; cessation;
Unbinding.' Whatever discernment he has, is his faculty of discernment.
And so this convinced disciple of the noble ones, thus striving again &
again, recollecting again & again, concentrating his mind again <k again,
discerning again & again, becomes thoroughly convinced: 'Those phenomena
that once I had only heard about, I here &; now dwell touching them with
my body and, through discernment, I see them clear through.' Whatever
conviction he has, is his faculty of conviction.
- SN XLVIII.50
§ 75. Just as, in a house with a ridged roof, the rafters are not stable or
firm as long as the ridge beam is not in place, but are stable & firm when
it is; in the same way, four faculties are not stable or firm as long as noble
knowledge has not arisen in a disciple of the noble ones, but are stable &
firm when it has. Which four? The faculty of conviction, the faculty of
persistence, the faculty of mindfulness, & the faculty of concentration.
When a disciple of the noble ones is discerning, the conviction that follows
from that stands solid. The persistence that follows from that stands solid.
The mindfulness that follows from that stands solid. The concentration that
follows from that stands solid.
- SN XLVIII.52
§ 76. It is through the development & pursuit of two faculties that a
monk whose effluents are ended declares gnosis: 'Birth is ended, the holy life
fulfilled, the task done. There is nothing further for the sake of this world.'
162 Chapter 8. The Five Faculties
Through which two? Through noble discernment & noble release. Whatever
is his noble discernment is his faculty of discernment. Whatever is his noble
release is his faculty of concentration.
- SN XLVIII.46
§ 77. Just as, of all scented woods, red sandalwood is reckoned the chief,
even so of all the mental qualities that are wings to self-awakening, the faculty
of discernment is reckoned the chief in terms of leading to Awakening. And
what are the mental qualities that are wings to self- awakening? The faculty
of conviction is a mental quality that is a wing to self- awakening leading
to Awakening. The faculty of persistence... mindfulness... concentration...
discernment is a mental quality that is a wing to self-awakening leading to
Awakening.
- SN XLVIII.55
§ 78. When one quality is established in a monk, the five faculties are
developed & developed well. Which one quality? Heedfulness.
And what is heedfulness? There is the case where a monk guards his
mind in the midst of mental effluents & their concomitants. When his mind
is guarded in the midst of mental effluents & their concomitants, the fac-
ulty of conviction goes to the culmination of its development. The faculty of
persistence... mindfulness... concentration... discernment goes to the culmi-
nation of its development.
This is how when one quality is established in a monk, the five faculties
are developed & developed well.
- SN XLVIII.56
§ 79. Just as the footprints of all legged animals are encompassed by
the footprint of the elephant, and the elephant's footprint is reckoned their
chief in terms of size; in the same way, all skillful qualities are rooted in
heedfulness, lie gathered in heedfulness, and heedfulness is reckoned their
chief. . .
Just as all the light of the constellations does not equal one sixteenth of
the light of the moon, and the light of the moon is reckoned their chief; in
the same way, all skillful qualities are rooted in heedfulness, lie gathered in
heedfulness, and heedfulness is reckoned their chief.
8.1. Passages from the Pali Canon 163
- AN X.15[35]
§ 80.
Heedfulness: the path to the Deathless;
Heedlessness: the path to death.
The heedful do not die.
The heedless are as if
already dead.
- DHP.21[49, 21]
§ 81.
He wouldn't chase after the past,
or place expectations on the future.
What is past
is left behind.
The future
is as yet unreached.
Whatever quality is present
he clearly sees right there,
right there.
Unvanquished, unshaken,
that's how he develops the mind.
Ardently doing his duty today,
for - who knows? - tomorrow
death may come.
There is no bargaining
with Death & his mighty horde.
Whoever lives thus ardently,
relentlessly,
both day & night,
has truly had an auspicious day:
So says the Peaceful Sage.
- MN 131 [90]
§ 82. The Buddha: 'Mindfulness of death, when developed & pursued, is
of great fruit & great benefit. It plunges into the Deathless, has the Deathless
as its final end. Therefore you should develop mindfulness of death.'
164 Chapter 8. The Five Faculties
When this was said, a certain monk addressed the Blessed One, 'I akeady
develop mindfulness of death.'
'And how do you develop mindfulness of death?'
'I think, "0, that I might live for a day & night, that I might attend
to the Blessed One's instructions. I would have accomplished a great deal."
This is how I develop mindfulness of death.'
Then another monk addressed the Blessed One, 'I, too, already develop
mindfulness of death.'
'And how do you develop mindfulness of death?'
'I think, "0, that I might live for a day, that I might attend to the Blessed
One's instructions. I would have accomplished a great deal." This is how I
develop mindfulness of death.'
Then another monk addressed the Blessed One, 'I, too, develop mindful-
ness of death... 'I think, "0, that I might live for the interval that it takes to
eat a meal, that I might attend to the Blessed One's instructions. I would
have accomplished a great deal"...
Then another monk addressed the Blessed One, 'I, too, develop mindful-
ness of death...'! think, "0, that I might live for the interval that it takes to
swallow having chewed up four morsels of food, that I might attend to the
Blessed One's instructions. I would have accomplished a great deal"...
Then another monk addressed the Blessed One, 'I, too, develop mindful-
ness of death...'! think, "0, that I might live for the interval that it takes
to swallow having chewed up one morsel of food, that I might attend to the
Blessed One's instructions. I would have accomplished a great deal"...
Then another monk addressed the Blessed One, 'I, too, develop mindful-
ness of death...'! think, "0, that ! might live for the interval that it takes to
breathe out after breathing in, or to breathe in after breathing out, that !
might attend to the Blessed One's instructions. ! would have accomplished
a great deal." This is how ! develop mindfulness of death.'
When this was said, the Blessed One addressed the monks. 'Whoever
develops mindfulness of death, thinking, "0, that ! might live for a day &
night... for a day... for the interval that it takes to eat a meal... for the
interval that it takes to swallow having chewed up four morsels of food, that
! might attend to the Blessed One's instructions. ! would have accomplished
a great deal" - they are said to dwell heedlessly. They develop mindfulness
of death slowly for the sake of ending the effluents.
'But whoever develops mindfulness of death, thinking, "0, that ! might
live for the interval that it takes to swallow having chewed up one morsel
8.1. Passages from the Pali Canon 165
of food... for the interval that it takes to breathe out after breathing in, or
to breathe in after breathing out, that I might attend to the Blessed One's
instructions. I would have accomplished a great deal" - they are said to
dwell heedfuUy. They develop mindfulness of death acutely for the sake of
ending the effluents.
'Therefore you should train yourselves: "We will dwell heedfuUy. We will
develop mindfulness of death acutely for the sake of ending the effluents."
That is how you should train yourselves.'
-AN VI.19[22]
§ 83. Then the Blessed One addressed the monks, 'I exhort you, monks:
All fabrications are subject to decay. Attain consummation through heed-
fulness.' Those were the Tathagata's last words.
- DN 16 [45]
§ 84. These are the four modes of practice. Which four? Painful practice
with slow intuition, painful practice with quick intuition, pleasant practice
with slow intuition, & pleasant practice with quick intuition.
And what is painful practice with slow intuition? There is the case where
a certain individual is normally of an intensely passionate nature. He per-
petually experiences pain <k distress born of passion. Or he is normally of an
intensely aversive nature. He perpetually experiences pain & distress born of
aversion. Or he is normally of an intensely deluded nature. He perpetually
experiences pain & distress born of delusion. His five faculties - the faculty
of conviction... persistence... mindfulness... concentration... discernment -
are present in a weak form. Because of their weakness, he attains only slowly
the immediacy [Comm: the concentration forming the Path] that leads to
the ending of the effluents. This is called painful practice with slow intuition.
And what is painful practice with quick intuition? There is the case
where a certain individual is normally of an intensely passionate... aversive...
deluded nature. He perpetually experiences pain & distress born of delusion.
His five faculties... are present in an acute form. Because of their acuity, he
attains quickly the immediacy that leads to the ending of the effluents. This
is called painful practice with quick intuition.
And what is pleasant practice with slow intuition? There is the case
where a certain individual is normally not of an intensely passionate nature.
166 Chapter 8. The Five Faculties
He does not perpetually experience pain & distress born of passion. Or he is
normally not of an intensely aversive nature... normally not of an intensely
deluded nature. He does not perpetually experience pain & distress born of
delusion. His five faculties... are present in a weak form. Because of their
weakness, he attains only slowly the immediacy that leads to the ending of
the effluents. This is called pleasant practice with slow intuition.
And what is pleasant practice with quick intuition? There is the case
where a certain individual is normally not of an intensely passionate nature...
normally not of an intensely aversive nature... normally not of an intensely
deluded nature. He does not perpetually experience pain & distress born
of delusion. His five faculties... are present in an acute form. Because of
their acuity, he attains quickly the immediacy that leads to the ending of the
effluents. This is called pleasant practice with quick intuition.
-AN IV. 162
§85. These are the four modes of practice. Which four? Painful practice
with slow intuition, painful practice with quick intuition, pleasant practice
with slow intuition, &; pleasant practice with quick intuition.
And what is painful practice with slow intuition? There is the case where
a monk remains focused on unattractiveness with regard to the body. Per-
cipient of loathsomeness with regard to food & non-delight with regard to
the entire world, he remains focused on impermanence with regard to all
fabrications. The perception of death is well established within him. He
dwells in dependence on the five strengths of a learner - strength of con-
viction, strength of conscience, strength of concern, strength of persistence,
& strength of discernment - but his five faculties... are present in a weak
form. Because of their weakness, he attains only slowly the immediacy that
leads to the ending of the effluents. This is called painful practice with slow
intuition.
And what is painful practice with quick intuition? There is the case
where a monk remains focused on unattractiveness with regard to the body...
focused on impermanence with regard to all fabrications. The perception of
death is well established within him. He dwells in dependence on the five
strengths of a learner... and his five faculties... are present in an acute form.
Because of their acuity, he attains quickly the immediacy that leads to the
ending of the effluents. This is called painful practice with quick intuition.
8.1. Passages from the Pali Canon 167
And what is pleasant practice with slow intuition? There is the case
where a monk... enters & remains in the first jhana... second jhana... third
jhana... fourth jhana. He dwells in dependence on the five strengths of a
learner... but his five faculties... are present in a weak form. Because of their
weakness, he attains only slowly the immediacy that leads to the ending of
the effluents. This is called pleasant practice with slow intuition.
And what is pleasant practice with quick intuition? There is the case
where a monk... enters & remains in the first jhana... second jhana... third
jhana... fourth jhana. He dwells in dependence on the five strengths of a
learner... and his five faculties... are present in an acute form. Because of
their acuity, he attains quickly the immediacy that leads to the ending of the
effluents. This is called pleasant practice with quick intuition.
These are the four modes of practice.
-AN IV. 163
§ 86. As Ven. Sona was meditating in seclusion [after doing walking
meditation until the skin of his soles was split & bleeding], this train of
thought arose in his awareness: 'Of the Blessed One's disciples who have
aroused their persistence, I am one, but my mind is not released from the
effluents through lack of clinging/sustenance. Now, my family has enough
wealth that it would be possible to enjoy wealth & make merit. What if I
were to disavow the training, return to the lower life, and to enjoy wealth &
make merit?'
Then the Blessed One, as soon as he perceived with his awareness the
train of thought in Ven. Sona's awareness - as a strong man might extend
his flexed arm or flex his extended arm - disappeared from Mount Vulture
Peak, appeared in the Cool Wood right in front of Ven. Sona, and sat down
on a prepared seat. Ven. Sona, after bowing down to the Blessed One, sat
to one side. As he was sitting there, the Blessed One said to him, 'Just
now, as you were meditating in seclusion, didn't this train of thought appear
to your awareness: "Of the Blessed One's disciples who have aroused their
persistence, I am one, but my mind is not released from the effluents... What
if I were to disavow the training, return to the lower life, and to enjoy wealth
(k make merit?'"
'Yes, lord.'
'Now what do you think, Sona. Before, when you were a house-dweller,
were you skilled at playing the vina?'
168 Chapter 8. The Five Faculties
'Yes, lord.'
'...And when the strings of your vina were too taut, was your vina hi tune
& playable?'
'No, lord.'
'...And when the strings of your vina were too loose, was your vina in
tune & playable?'
'No, lord.'
'...And when the strings of your vina were neither too taut nor too loose,
but tuned (lit: "established") to be right on pitch, was your vina in tune &
playable?'
'Yes, lord.'
'In the same way, Sona, over-aroused persistence leads to restlessness,
overly slack persistence leads to laziness. Thus you should determine the
right pitch for your persistence, attune ('penetrate, 'ferret out') the pitch of
the [five] faculties [to that], and there pick up your theme.'
'Yes, lord,' Ven. Sona answered the Blessed One. Then, having given this
exhortation to Ven. Sona, the Blessed One - as a strong man might extend
his flexed arm or flex his extended arm - disappeared from the Cool Wood
and appeared on Mount Vulture Peak.
So after that, Ven. Sona determined the right pitch for his persistence,
attuned the pitch of the [flve] faculties [to that], and there picked up his
theme. Dwelling alone, secluded, heedful, ardent, &; resolute, he in no long
time reached & remained in the supreme goal of the holy life for which
clansmen rightly go forth from home into homelessness, knowing & realizing
it for himself in the here <k now. He knew: 'Birth is ended, the holy life
fulfllled, the task done. There is nothing further for the sake of this world.'
And thus Ven. Sona became another one of the Arahants.
- AN VI.55[23]
§ 87. There is a manner of reckoning whereby a monk who is a learner,
standing at the level of a learner, can discern that 'I am a learner,' and
whereby a monk who is an adept (Arahant), standing at the level of an
adept, can discern that 'I am an adept.'
...There is the case where a monk is a learner. He discerns, as it actually is,
that 'This is stress... This is the origination of stress... This is the cessation
of stress... This is the path of practice leading to the cessation of stress.'
8.1. Passages from the Pali Canon 169
This is a manner of reckoning whereby a monk who is a learner, standing at
the level of a learner, can discern that T am a learner.'
Furthermore, the monk who is a learner reflects, 'Is there outside of this
[doctrine & discipline] any priest or contemplative who teaches the true,
genuine, & accurate Dhamma like the Blessed One?' And he discerns, 'No,
there is no priest or contemplative outside of this doctrine & discipline who
teaches the true, genuine, &; accurate Dhamma like the Blessed One.' This
too is a manner of reckoning whereby a monk who is a learner, standing at
the level of a learner, can discern that 'I am a learner.'
Furthermore, the monk who is a learner discerns the five faculties: the
faculty of conviction... persistence... mindfulness... concentration... dis-
cernment. He sees clear through with discernment their destiny, excellence,
rewards, & consummation, but he does not touch them with his body. This
too is a manner of reckoning whereby a monk who is a learner, standing at
the level of a learner, can discern that 'I am a learner.'
And what is the manner of reckoning whereby a monk who is an adept,
standing at the level of an adept, can discern that 'I am an adept'? There is
the case where a monk who is an adept discerns the five faculties: the faculty
of conviction... persistence... mindfulness... concentration... discernment.
He touches with his body and sees clear through with discernment what
their destiny, excellence, rewards, & consummation are. This is a manner
of reckoning whereby a monk who is an adept, standing at the level of an
adept, can discern that 'I am an adept.'
Furthermore, the monk who is an adept discerns the six sense faculties:
the faculty of the eye... ear... nose... tongue... body... intellect. He discerns,
'These six sense faculties will disband entirely, everywhere, & in every way
without remainder, and no other set of six sense faculties will arise anywhere
or in any way.' This too is a manner of reckoning whereby a monk who is an
adept, standing at the level of an adept, can discern that 'I am an adept.'
- SN XLVni.53
§ 88. When a disciple of the noble ones discerns, as they actually are
present, the origination, the disappearance, the allure, the drawbacks - and
the emancipation from - these five faculties, he is called a disciple of the
noble ones who has attained the stream, not subject to perdition, certain,
destined for self- awakening... When, having discerned as they actually are
present, the origination, the disappearance, the allure, the drawbacks - and
170 Chapter 8. The Five Faculties
the emancipation from - these five faculties, he is released from lack of cling-
ing/sustenance, he is called an Arahant...
- SN XLVIII.3, 5
§ 89. The Buddha: Sariputta, do you take it on conviction that the
faculty of conviction, when developed & pursued, plunges into the Deathless,
has the Deathless as its goal &: consummation? Do you take it on conviction
that the faculty of persistence... mindfulness... concentration... discernment,
when developed &; pursued, plunges into the Deathless, has the Deathless as
its goal & consummation?
Sariputta: It's not that I take it on conviction in the Blessed One that
the faculty of conviction... persistence... mindfulness... concentration... dis-
cernment, when developed & pursued, plunges into the Deathless, has the
Deathless as its goal & consummation. Those who have not known, seen, pen-
etrated, realized, or attained it by means of discernment would have to take
it on conviction in others that the faculty of conviction... discernment... has
the Deathless as its goal & consummation; whereas those who have known,
seen, penetrated, realized, & attained it by means of discernment would have
no doubt or uncertainty that the faculty of conviction... discernment... has
the Deathless as its goal & consummation. And as for me, I have known,
seen, penetrated, realized, & attained it by means of discernment. I have no
doubt or uncertainty that the faculty of conviction... discernment... has the
Deathless as its goal & consummation.
SN XLVIII.44[139]
Chapter 9
The Five Strengths
§ 90. There are these five strengths. Which five? Strength of conviction,
strength of persistence, strength of mindfulness, strength of concentration,
& strength of discernment. These are the five strengths.
Just as the River Ganges flows to the east, slopes to the east, inclines to
the east, in the same way when a monk develops &; pursues the five strengths,
he flows to Unbinding, slopes to Unbinding, inclines to Unbinding.
And how is it that when a monk develops & pursues the five strengths,
he flows... slopes... inclines to Unbinding?
There is the case where the monk develops strength of conviction depen-
dent on seclusion, dependent on dispassion, dependent on cessation, resulting
in letting go. He develops strength of persistence... mindfulness... con-
centration... discernment dependent on seclusion... dispassion... cessation,
resulting in letting go.
This is how a monk, when developing & pursuing the five strengths,
fiows... slopes... inclines to Unbinding.
- SN L.l
§ 91. There is a manner of reckoning whereby the five faculties are
the same as the five strengths, and the five strengths the same as the five
faculties. And what is that method?
Whatever is the faculty of conviction, that is the strength of conviction.
Whatever is the strength of conviction, that is the faculty of conviction.
Whatever is the faculty of persistence, that is the strength of persistence.
Whatever is the strength of persistence, that is the faculty of persistence.
171
172 Chapter 9. The Five Strengths
Whatever is the faculty of mindfuhiess, that is the strength of mindfulness.
Whatever is the strength of mindfulness, that is the faculty of mindfulness.
Whatever is the faculty of concentration, that is the strength of concen-
tration. Whatever is the strength of concentration, that is the faculty of
concentration. Whatever is the faculty of discernment, that is the strength
of discernment. Whatever is the strength of discernment, that is the faculty
of discernment.
Imagine a river - flowing, sloping, inclining toward the east - in whose
midst is an island. There is a manner of reckoning whereby the river is
classified as one current, and another manner of reckoning whereby it is
classified as two.
And what is the first manner of reckoning? Whatever water lies to the
east of the island, and whatever water lies to the west. This is the manner
of reckoning whereby the river is classified as one current.
And what is the second manner of reckoning? Whatever water lies to the
north of the island, and whatever water lies to the south. This is the manner
of reckoning whereby the river is classified as two.
In the same way, whatever is the faculty of conviction, that is the strength
of conviction. Whatever is the strength of conviction, that is the faculty of
conviction... Whatever is the faculty of discernment, that is the strength of
discernment. Whatever is the strength of discernment, that is the faculty of
discernment.
SN XLVIII.43
Chapter 10
The Seven Factors for
Awakening
The seven factors for Awakening (bojjhanga) are closely related to the prac-
tice of the four frames of reference. The texts use two patterns to describe
this relationship. The first pattern is a spiral, showing how the seven fac-
tors for Awakening build on the four frames of reference [§92]. This point is
reflected in the position of mindfulness - defined as the practice of any one of
the four frames of reference - as the first factor in the list. Discernment, in
the role of the analysis of mental qualities into skillful and unskillful, builds
on right mindfulness and leads to persistence, which in the form of right
effort/exertion maximizes the skillful qualities and minimizes the unskillful
ones. This in turn leads to four factors associated with jhana: rapture, seren-
ity, concentration, and equanimity. Equanimity, here, is not a neutral feeling,
but rather a balancing or moderation - an evenness of mind - with regard
to any feeling or object that arises. It is identical with the equanimity in the
fourth jhana [§149] and with the inherent equanimity in the fifth factor of
five- factored noble concentration [§150], which can develop out of any of the
four jhanas. As such it can either lead to greater mastery of meditation -
as the purity of mindfulness that accompanies the fourth jhana provides the
basis for even more precise analysis of qualities, thus allowing the causal loop
to spiral to a higher level - or else develop into the state of non-fashioning
that opens to Awakening.
Abhidhamma texts seem to contradict the point that equanimity feeds
back into mindfulness in this way, for they maintain that the factors for
Awakening are transcendent - in other words, that they come into play only
173
174 Chapter 10. The Seven Factors for Awakening
as one reaches the point of Awakening, where no temporal feedback would
take place. The discourses, however, show that the factors for Awakening can
function in the development of mundane concentration as well. Passage §96
shows how the "feeding" of the factors for Awakening is needed to "starve"
the hindrances, mental qualities that have to be suppressed before mundane
concentration can be attained. Passage §98 shows how the factors function in
developing the four attitudes that lead to "awareness-release" - a mundane
form of release - and indicates the highest state to which those attitudes
can lead for one who has penetrated no higher, i.e., who has attained none
of the transcendent levels. These passages demonstrate that the factors for
Awakening can function on the level of mundane jhana in addition to the
level at the verge of Awakening. Thus, equanimity as a factor for Awakening
on the mundane plane can feed back into the process of meditation, providing
a steady basis for more continuous mindfulness and clearer analysis of mental
qualities, until all the factors of the list ripen to transcendence.
The second pattern for describing the relationship between the factors
for Awakening and the four frames of reference is more holographic. As
we have already noted [II/B [Section -^.-/)], all the factors in the list are all
implicit in the "approach" stage of frames-of-reference meditation, and the
texts themselves make this point by saying that the development of any one
of the frames of reference involves bringing the factors for Awakening to the
culmination of their development [§92].
The differences between these two patterns - a spiraling sequence build-
ing on the four frames of reference, and a holographic formula implicit in
the frames of reference - is largely one of emphasis. As the dual nature of
this/that conditionality indicates - with mental factors building on one an-
other over time and strengthening one another in the present - both aspects
act together in actual practice.
Viewed as a spiraling sequence, the factors for Awakening offer some
interesting contrasts to the five faculties. Both sets depict one of the causal
loops in the skillful development of the mind, but here the emphasis is not on
how mindfulness and concentration help to develop discernment, but on how
mindfulness and discernment help to develop concentration. This different
dynamic is reflected in the mental qualities that act as underlying agents in
the development of each set. As we have seen [II/E [Section 7.1)]^ heedfulness
underlies the development of the faculties; it grows from a sense of conviction
in the principle of kamma into members of the "concentration aggregate" -
right effort and right mindfulness - in the noble eightfold path. In the case
175
of the factors for Awakening, appropriate attention is what underhes the
development of every element in the set [§95]; it grows from a component
factor of conviction [§70] into a member of the "discernment aggregate":
right view. Thus, in each set, the agent underlying its development reflects
the intermediate members of the set in their role of fostering the final member.
A closer look at the topic of appropriate attention will show how the
processes of discernment can foster concentration to the point where both
issue in Awakening. Because this topic is so central to the practice, we will
have to treat it in detail.
The term "appropriate attention" (yoniso manasikarajcsin also be ren-
dered as "wise refiection," "the proper approach," or "systematic attention."
It is essentially the basic insight that enables one to see which issues are
worth paying attention to, and which ones should be ignored. Passage §51
gives what is probably the best depiction of this process. One ignores ques-
tions that lead to the proliferation of mental effluents, and pays attention
to questions that help weaken them. As we noted in I/B {Section 2.1), the
knowledge that puts an end to the effluents deals with experience in the
phenomenological mode. Thus, the best questions for weakening the efflu-
ents are ones that lead the mind into that mode. Now, not all questions are
helpful in this way. Some deal in terms that focus the mind on narrative or
cosmological issues in ways that actually obstruct a phenomenological view-
point. For this reason, the Buddha found it necessary to divide questions
into four classes: those meriting a categorical answer, those meriting an an-
alytical answer, those deserving a counter-question, and those deserving to
be put aside [AN IV. 43]. The first class includes questions that are already
well-phrased and can yield straight answers useful in weakening one's mental
effluents. The second class includes those that are poorly phrased but are
close enough to becoming useful that they can be clarified by a redefinition
of terms. The third class covers instances where the real issue is not the
question as phrased, but the confused line of thinking or hidden agendas be-
hind the asking of the question. Once these underlying elements are exposed
and corrected by the proper counter-question, fruitful questions can then be
framed. The final class of questions covers instances where both the question
and the act of asking it are so misguided that any attempt to get involved in
the issue would lead only to the proliferation of mental effluents, and so the
whole issue should be put aside.
Of these four classes of questions, the class that merits categorical answers
is of most interest here, for it constitutes the class that can act as a focal
176 Chapter 10. The Seven Factors for Awakening
point for appropriate attention. The vast majority of the questions that the
Buddha asks and answers categorically in the texts fall into three general
sorts: (a) those that seek to identify terms and categories useful for the task
of ending stress and suffering; (b) those that seek to place particular events
in their proper category; and (c) those that seek to understand the causal
role of events assigned to the various categories: how they condition, and are
conditioned by, one another. A sub-set of (c) consists of questions concerning
the effect that one's questions and one's approach to the practice in general
have on the mind. All of these three sorts of question are closely related to
the three stages of frames-of-reference meditation: sorts (a) and (b) relate to
the first stage, and sort (c) to the second, whereas the sub-set of (c) dealing
with the questioning approach itself leads directly to the third. This last sub-
set also forms the overall principle for delineating all four classes of questions
mentioned above: the effect that the process of asking and answering has
on the mind. In simple terms, this principle means viewing experience in
terms of cause and effect, viewing questions in terms of cause and effect,
classifying them according to the results that come from trying to answer
them, and treating them only in ways that will help lead to the ending of
suffering and stress. This is the proper function of appropriate attention in
its most mature form.
To arrive at this mature level, however, appropriate attention must be
developed step by step. These steps can be shown by taking the passages
given in this section and viewing them in the context of the practice of the
fourth frame of reference: focusing on the mental qualities of the hindrances
and the factors for Awakening in and of themselves in the course of developing
concentration.
The first step is simply to identify the hindrances and factors for Awaken-
ing as they are experienced, noting their presence and absence in the mind -
a movement toward what the Buddha called "entering into emptiness" [II/B
[Section 4-1)]- As III/D (Section 14) makes clear, there are several prelim-
inary steps in concentration practice leading up to the ability to do this.
When these are mastered, one can focus on, say, the hindrance of ill-will not
in terms of the object of the ill-will, but on the quality of ill-will as a mere
event in the mind. The question here is not, "What am I angry about?"
or "What did that person do wrong?" but simply "What is happening in
my mind? How can it be classed?" Given the well-known Buddhist teaching
on not-self, some people have wondered why the questions of appropriate
attention at this step would use such concepts as "me" and "my," but these
177
concepts are essential at this stage - where the mind is stih more at home in
the narrative mode of "self" and "others" - in pointing out that the focus
of the inquiry should be directed within, rather than without. This helps to
bring one's frame of reference to the experience of mental qualities as phe-
nomena in and of themselves, and away from the narratives that provoked
the anger to begin with. Only when this shift in reference is secure can the
concepts of "me" and "my" be dispensed with, in the third step below.
The second step in appropriate attention - corresponding to the second
stage of frames-of-reference practice - is to inquire into the causal functioning
of the hindrances and factors for Awakening, to see how they arise and cease
in the course of one's concentration practice. The aim here is to gain insight
into the workings of the hindrances and factors for Awakening as one tries to
eliminate the former and bring the latter to full development. The passages
in this section dealing with this step treat the issue in terms of two metaphors
- balance on the one hand, feeding and starving on the other - and list the
desired results of the meditation as a standard of measurement for gauging
the success of one's practice.
We have met with the role of balance already in the four bases of power
and the five faculties. What is special here is that, instead of finding a balance
within each factor for Awakening, the meditator is to use different factors
to balance out specific hindrances. The more active members - analysis
of qualities, persistence, and rapture - can be used to offset sluggish mind
states; the more calming members - serenity, concentration, and equanimity
- counteract restless mind states. Mindfulness is the only member of the set
that is inherently skillful at all times [§97], for it is the one that keeps the
need for balance in mind. To combine the portrayals of balance under this
set and under the bases of power, we can say that the more active factors for
Awakening should be used to prevent specific bases of power - such as desire
- from being too sluggish or restricted, whereas the more calming factors
for Awakening should be used to prevent desire, etc., from being too active
or scattered [§66]. It is interesting also to note that, although analysis of
qualities is a potential cause for restlessness, it is also the factor needed to
judge when its own activity is going overboard and needs to be calmed with
concentration.
Under the metaphor of feeding and starving, the skill of appropriate
attention is said to feed all the factors for Awakening, just as inappropriate
attention starves them and feeds the hindrances in their place. As §96 points
out, the role of appropriate attention at this level is to inquire into the
178 Chapter 10. The Seven Factors for Awakening
property that acts as a foothold for each hmdrance or factor for Awakening.
The feeding process is especially direct with analysis of qualities as a factor for
Awakening - a near equivalent of appropriate attention - and the hindrance
of uncertainty. These two form a pair, in that the feeding of analysis of
qualities as a factor for Awakening in and of itself starves the hindrance of
uncertainty, and vice versa. Appropriate attention to the effects of skillful
and unskillful qualities in the mind - in other words, focusing on questions
that identify such qualities as the hindrances and the factors for Awakening,
and inquire into their causes and effects - not only feeds this factor for
Awakening but also enables one to develop its fellow factors. Inappropriate
attention to issues that excite uncertainty - asking questions that can lead
only to doubt and perplexity - not only feeds the hindrance of uncertainty,
but leads to a sense of confusion that prevents all the factors for Awakening
from developing.
With some of the other factors for Awakening - such as mindfulness,
rapture, and equanimity - the texts are vague as to exactly which properties
form their potential footholds. A few of these properties can be inferred
from other texts, so they are cross-referenced in the relevant passages. The
remaining instances can serve as challenges for each meditator to explore
through practice. Challenges of this sort are valuable in forcing one to become
self-reliant at observing cause and effect and asking the right questions: two
skills that are basic to the development of appropriate attention and the path
of practice as a whole.
As one becomes more successful in identifying these properties and at-
tending to them in the appropriate way, one's skill at concentration practice
improves. Concentration and equanimity then feed back into the loop by pu-
rifying mindfulness in the practice of jhana [§72], providing a steady basis for
discernment in terms of more precise analysis of qualities and more subtlety
in one's attention. This can lead either to improved abilities at concentration
or to a more self-referential mode away from the "object" of the practice and
turning toward the "approach" [II/B [Section -^.i)], where these activities of
discernment become sensitive to themselves as events in the causal network.
In particular, they can begin to ask questions about their own acts of ques-
tioning, to see what latent assumptions are still causing them uncertainty
and getting in the way of their further development. In this way, they come
to the third step in their development.
According to the texts, the most insidious issues that can excite uncer-
tainty are questions that center on the concept of "I": "Do I exist?" "Do I not
179
exist?" In the cosmological or metaphysical mode, this concept leads to such
questions as: "Does the self exist?" "Does it not exist?" In the psychological
or personal narrative mode, it leads to a sense of self-identity, attachment
to the object with which one identifies, and all the suffering that inherently
results. In either mode, this concept leads to uncertainty about the past and
future: "Did I exist in the past?" "Will I exist in the future?" "What will I
be?" All of these questions obviously pull the mind out of the phenomenolog-
ical mode; passage §51 shows that the Buddha regarded them as leading to
mental effluents and thus unworthy of attention. The one time he was asked
point-blank as to whether or not there is a seff [SN XLIV.10[127]; MFU,
pp. 85-86[148, p86]], he refused to answer, thus showing that the question
deserves to be put aside.
What then of the well-known Buddhist teachings on not-self? From a
few of the ways in which these teachings are expressed in the texts, it might
be inferred that the Buddha held to the principle that there is no self. Here,
though, it is important to remember the Buddha's own comment on how his
teachings are to be interpreted [AN 11.25 [2]]. With some of them, he said,
it is proper to draw inferences, whereas with others it is not. Unfortunately,
he did not illustrate this principle with specific examples. However, it seems
safe to assume that if one tries to draw inferences from his statements to
give either a categorical answer (No, there is no self; or Yes, there is) or an
analytical answer (It depends on how you define "self") to a question that the
Buddha showed by example should not be asked or answered, one is drawing
inferences where they should not be drawn.
A more fruitful line of inquiry is to view experience, not in terms of the
existence or non-existence of the self, but in terms of the categories of the four
noble truths, which §51 identifies as the truly proper subject of appropriate
attention. If we look at the way the Buddha phrases questions about not-self
[SN XXII.59[115], MFU, pp. 79-80[148, p79]] in the context of the duties
appropriate to the four noble truths [§195], we see that they function as
tools for comprehending stress and abandoning the attachment and clinging
that function as its cause. Thus they help bring about the ending of the
mental effluents. Rather than asking, "Do I exist?", one should ask, "Is
this mine? Is this me? If these things are regarded as me or mine, will
there be suffering?" These questions, when properly answered (No, No, and
Yes), can lead directly to the phenomenological mode and on to release from
attachment and from suffering and stress. Thus they are worth asking.
When applied to the hindrances and factors for Awakening, this line of
180 Chapter 10. The Seven Factors for Awakening
inquiry can bring the mind to the third stage of franies-of-reference medita-
tion by calling into question the "me" and "my" assumed in the first step of
questioning. This undermines any sense of self-identification, first with the
hindrances - such as "I'm drowsy" - and then with the factors for Awakening
- such as "My mind is serene" [§167]. All that then remains is the radically
phenomenological mode that enters fully into the emptiness on the verge of
non-fashioning [II/B (Section ^.i)], where there are no longer any questions,
but simply awareness that "There are mental qualities"... "There is this."
This is the threshold to Awakening.
Throughout the process of developing appropriate attention in the course
of the second and third stages of frames-of-reference meditation, the spiraling
loop of the factors for Awakening continually feeds back on itself, as the factor
of equanimity allows the factors of mindfulness and analysis of qualities to
gauge the success of the practice and call for adjustments where needed.
The standard of measurement to be used in this evaluation is given in
the formula that frequently accompanies the definition of the factors for
Awakening in the texts: each factor ideally should depend on "seclusion...
dispassion... cessation, resulting in letting go." The terms in this list occur
both in mundane [§98] and in transcendent [§92] contexts, which indicates
that they have both mundane and transcendent levels of meaning. On the
mundane level, they play a role in the practice of jhana [for the role of letting
go in concentration see §71]. As they develop and reach transcendence, they
bring the mind to the state of non-fashioning. By basing one's practice on
the seclusion, dispassion, and cessation found in the jhana that takes letting
go as its object [§72], and by feeding it through the constant evaluation
provided by appropriate attention and analysis of qualities to the point of
ever more refined levels of letting go, one brings together the mental qualities
of attention and intention in a mutually reinforcing way that heads in the
direction of Awakening. At the highest level of letting go - the "knowing but
not holding" that we equated with the perceptual mode of emptiness on the
verge of non-fashioning in section II/E (Section 7.1) - appropriate attention
gives way to transcendent clear knowing, and the intention underlying the
practice of jhana gives way to the stillness of the resulting transcendent
freedom. This is how the factors for Awakening, in the words of the texts
[§92], "when developed & pursued, lead to the culmination of clear knowing
& release."
10.1. Passages from the Pali Canon 181
10.1 Passages from the Pali Canon
§ 92. Once the Blessed One was staying at Saketa, in the Ahjana Forest
Game Refuge. Then Kundaliya the Wanderer came to where the Blessed
One was staying and on arrival greeted him courteously and, after engaging
in pleasant conversation, sat to one side. As he was sitting there he said
to the Blessed One, 'Ven. Gotama, I like to frequent gatherings in parks.
It is my habit at midday, after my morning meal, to go from park to park,
from garden to garden. There I encounter various priests & contemplatives
discoursing on the rewards of defending their own tenets in debate, and the
rewards of condemning those of others. Now in the experience of what reward
does Ven. Gotama dwell?'
'The Tathagata dwells experiencing the reward of the fruits of clear know-
ing &: release.'
'But what are the qualities that, when developed &: pursued, lead to the
culmination of clear knowing &: release?'
'The seven factors for Awakening...'
'And what are the qualities that... lead to the culmination of the seven
factors for Awakening?'
'The four frames of reference...'
'And what are the qualities that... lead to the culmination of the four
frames of reference?'
'The three courses of right conduct...'
'And what are the qualities that... lead to the culmination of the three
courses of right conduct?'
'Restraint of the senses... And how does restraint of the senses, when
developed &: pursued, lead to the culmination of the three courses of right
conduct? There is the case where a monk, on seeing a pleasant form with
the eye, does not hanker after it, does not delight in it, does not give rise
to passion for it. Unmoved in body & unmoved in mind, he is inwardly well
composed & well released. On seeing an unpleasant form with the eye, he is
not upset, his mind is not unsettled, his feelings are not wounded, his mind
does not become resentful. Unmoved in body & unmoved in mind, he is
inwardly well composed & well released.
On hearing a pleasant... unpleasant sound with the ear... On smelling
a pleasant... unpleasant smell with the nose... On tasting a pleasant... un-
pleasant taste with the tongue... On feeling a pleasant... unpleasant tactile
sensation with the body...
182 Chapter 10. The Seven Factors for Awakening
On cognizing a pleasant idea with the intellect, he does not hanker after
it, does not delight in it, does not give rise to passion for it. Unmoved in
body & unmoved in mind, he is inwardly well composed & well released. On
cognizing an unpleasant idea with the intellect, he is not upset, his mind is not
unsettled, his feelings are not wounded, his mind does not become resentful.
Unmoved in body & unmoved in mind, he is inwardly well composed & well
released. This is how, Kundaliya, restraint of the senses, when developed &;
pursued, leads to the culmination of the three courses of right conduct.
And how are the three courses of right conduct developed &; pursued so as
to lead to the culmination of the four frames of reference? There is the case
where a monk abandons wrong conduct in terms of his deeds and develops
right conduct in terms of his deeds; abandons wrong conduct in terms of his
speech and develops right conduct in terms of his speech; abandons wrong
conduct in terms of his thoughts and develops right conduct in terms of his
thoughts. This is how, Kundaliya, the three courses of right conduct, when
developed & pursued, lead to the culmination of the four frames of reference.
And how are the four frames of reference developed & pursued so that
the seven factors for Awakening come to completion?
{[1] On whatever occasion the monk remains focused on the body in &;
of itself - ardent, alert, & mindful - putting aside greed & distress with
reference to the world, on that occasion his mindfulness is steady &: without
lapse. When his mindfulness is steady & without lapse, then mindfulness as
a factor for Awakening becomes aroused. He develops it, and for him it goes
to the culmination of its development.
[2] Remaining mindful in this way, he examines, analyzes, & comes to a
comprehension of that quality with discernment. When he remains mindful
in this way, examining, analyzing, & coming to a comprehension of that
quality with discernment, then analysis of qualities as a factor for Awakening
becomes aroused. He develops it, and for him it goes to the culmination of
its development.
[3] In one who examines, analyzes, <k comes to a comprehension of that
quality with discernment, unflagging persistence is aroused. When unflag-
ging persistence is aroused in one who examines, analyzes, & comes to a
comprehension of that quality with discernment, then persistence as a factor
for Awakening becomes aroused. He develops it, and for him it goes to the
culmination of its development.
[4] In one whose persistence is aroused, a rapture not-of-the-fiesh arises.
When a rapture not-of-the-flesh arises in one whose persistence is aroused.
10.1. Passages from the Pali Canon 183
then rapture as a factor for Awakening becomes aroused. He develops it, and
for him it goes to the culmination of its development.
[5] For one who is enraptured, the body grows calm and the mind grows
calm. When the body & mind of an enraptured monk grow calm, then
serenity as a factor for Awakening becomes aroused. He develops it, and for
him it goes to the culmination of its development.
[6] For one who is at ease - his body calmed - the mind becomes concen-
trated. When the mind of one who is at ease - his body calmed - becomes
concentrated, then concentration as a factor for Awakening becomes aroused.
He develops it, and for him it goes to the culmination of its development.
[7] He oversees the mind thus concentrated with equanimity. When he
oversees the mind thus concentrated with equanimity, equanimity as a factor
for Awakening becomes aroused. He develops it, and for him it goes to the
culmination of its development.
(Similarly with the other three frames of reference: feelings, mind, &
mental qualities.)}
This is how, Kundaliya, the four frames of reference, when developed &
pursued, lead to the culmination of the seven factors for Awakening.
And how are the seven factors for Awakening developed & pursued so
as to lead to the culmination of clear knowing & release? There is the case
where a monk develops mindfulness as a factor for Awakening dependent
on seclusion... dispassion... cessation, resulting in letting go. He devel-
ops analysis of qualities as a factor for Kwakenmg... persistence as a factor
for Awakening... rapture as a factor for Awakening... serenzty as a factor for
Kwakening... concentration as a factor for KwakBuing... equanimity as a factor
for Awakening dependent on seclusion... dispassion... cessation, resulting in
letting go. This is how, Kundaliya, the seven factors for Awakening, when
developed & pursued, lead to the culmination of clear knowing & release.'
When this had been said, Kundaliya the Wanderer said to the Blessed
One: 'Magnificent, Ven. Gotama, magnificent. Just as if he were to place
upright what was overturned, to reveal what was hidden, to show the way to
one who was lost, or to carry a lamp into the dark so that those with eyes
could see forms, in the same way has Ven. Gotama - through many lines of
reasoning - made the Dhamma clear. I go to Ven. Gotama for refuge, to the
Dhamma, & to the community of monks. May Ven. Gotama regard me as a
lay follower gone for refuge from this day forth as long as life shall last.'
184 Chapter 10. The Seven Factors for Awakening
- SN XLVI.6 { + MN 118[86]}
§ 93. Now in what way does a monk develop & pursue mindfulness of
in-&;-out breathing so that it bears great fruit & great benefits?
There is the case where a monk develops mindfulness as a factor for
Awakening accompanied by mindfulness of in-&-out breathing - dependent
on seclusion... dispassion... cessation, resulting in letting go. He devel-
ops analysis of qualities as a factor for Awakening... persistence as a factor
for Awakening... rapture as a factor for Awakening... serenziy as a factor for
AwaLkening... concentration as a factor for Awakening... equanimity as a factor
for Awakening dependent on seclusion... dispassion... cessation, resulting in
letting go. This is how mindfulness of in-&;-out breathing is developed &
pursued so that it bears great fruit &: great benefits.
- SN LIV.2
§ 94. Now what is the manner of reckoning by which the seven factors
for Awakening are fourteen?
[1] Any mindfulness with regard to internal qualities is mindfulness as a
factor for Awakening. And any mindfulness with regard to external qualities
is also mindfulness as a factor for Awakening. Thus this forms the definition
of 'mindfulness as a factor for Awakening, ' and it is in this manner that it is
two.
[2] Any time one examines, investigates, &: scrutinizes internal qualities
with discernment, that is analysis of qualities as a factor for Awakening.
And any time one examines, investigates, & scrutinizes external qualities with
discernment, that too is analysis of qualities as a factor for Awakening. Thus
this forms the definition of 'analysis of qualities as a factor for Awakening,'
and it is in this manner that it is two.
[3] Any bodily persistence is persistence as a factor for Awakening. And
any mental persistence is also persistence as a factor for Awakening. Thus
this forms the definition of 'persistence as a factor for Awakening,' and it is
in this manner that it is two.
[4] Any rapture accompanied by directed thought & evaluation is rapture
as a factor for Awakening. And any rapture unaccompanied by directed
thought (fe evaluation is also rapture as a factor for Awakening. Thus this
forms the definition of 'rapture as a factor for Awakening,' and it is in this
manner that it is two.
10.1. Passages from the Pali Canon 185
[5] Any bodily serenity is serenity as a factor for Awakening. And any
mental serenity is also serenity as a factor for Awakening. Thus this forms
the definition of 'serenity as a factor for Awakening,' and it is in this manner
that it is two.
[6] Any concentration accompanied by directed thought & evaluation is
concentration as a factor for Awakening. And any concentration unaccom-
panied by directed thought & evaluation is also concentration as a factor for
Awakening. Thus this forms the definition of 'concentration as a factor for
Awakening,' and it is in this manner that it is two.
[7] Any equanimity with regard to internal qualities is equanimity as a
factor for Awakening. And any equanimity with regard to external qualities
is also equanimity as a factor for Awakening. Thus this forms the definition
of 'equanimity as a factor for Awakening,' and it is in this manner that it is
two.
This is the manner of reckoning by which the seven factors for Awakening
are fourteen.
- SN XLVI.52
§ 95. I do not envision any one quality by which unarisen factors for
Awakening do not arise, and arisen factors for Awakening do not go to the
culmination of their development, like inappropriate attention. When a per-
son's attention is inappropriate, unarisen factors for Awakening do not arise,
and arisen factors for Awakening do not go to the culmination of their de-
velopment.
I do not envision any one quality by which unarisen factors for Awakening
arise, and arisen factors for Awakening go to the culmination of their develop-
ment, like appropriate attention. When a person's attention is appropriate,
unarisen factors for Awakening arise, and arisen factors for Awakening go to
the culmination of their development. [§§51; 53]
- AN 1.75-76
§ 96. Monks, I will teach you the feeding &; starving of the five hindrances
&; of the seven factors for Awakening. Listen &; pay close attention. I will
speak...
Feeding the Hindrances. And what is the food for the arising of
unarisen sensual desire, or for the growth & increase of sensual desire once it
186 Chapter 10. The Seven Factors for Awakening
has arisen? There is the theme of beauty. To foster inappropriate attention
to it: This is the food for the arising of unarisen sensual desire, or for the
growth & increase of sensual desire once it has arisen.
And what is the food for the arising of unarisen ill will, or for the growth
&; increase of ill will once it has arisen? There is the theme of resistance.
To foster inappropriate attention to it: This is the food for the arising of
unarisen ill will, or for the growth & increase of ill will once it has arisen.
And what is the food for the arising of unarisen sloth & drowsiness, or
for the growth & increase of sloth & drowsiness once it has arisen? There
are boredom, weariness, yawning, drowsiness after a meal, & sluggishness of
awareness. To foster inappropriate attention to them: This is the food for
the arising of unarisen sloth &: drowsiness, or for the growth & increase of
sloth & drowsiness once it has arisen.
And what is the food for the arising of unarisen restlessness & anxiety, or
for the growth &; increase of restlessness & anxiety once it has arisen? There
is non-stillness of awareness. To foster inappropriate attention to that: This
is the food for the arising of unarisen restlessness & anxiety, or for the growth
& increase of restlessness & anxiety once it has arisen.
And what is the food for the arising of unarisen uncertainty, or for the
growth &; increase of uncertainty once it has arisen? There are phenomena
that act as a foothold for uncertainty. To foster inappropriate attention to
them: This is the food for the arising of unarisen uncertainty, or for the
growth & increase of uncertainty once it has arisen.
Feeding the Factors for Awakening. Now, what is the food for the
arising of unarisen mindfulness as a factor for Awakening, or for the growth
& increase of mindfulness... once it has arisen? There are mental qualities
that act as a foothold for mindfulness as a factor for Awakening [well-purified
virtue & views made straight; see §27]. To foster appropriate attention to
them: This is the food for the arising of unarisen mindfulness as a factor for
Awakening, or for the growth & increase of mindfulness... once it has arisen.
And what is the food for the arising of unarisen analysis of qualities as a
factor for Awakening, or for the growth &: increase of analysis of qualities...
once it has arisen? There are mental qualities that are skillful & unskillful,
blameworthy & blameless, gross & refined, siding with darkness & with light
[§§2-3]. To foster appropriate attention to them: This is the food for the
arising of unarisen analysis of qualities as a factor for Awakening, or for the
growth & increase of analysis of qualities... once it has arisen.
And what is the food for the arising of unarisen persistence as a factor for
10.1. Passages from the Pali Canon 187
Awakening, or for the growth &: increase of persistence... once it has arisen?
There is the potential for effort, the potential for exertion, the potential for
striving. To foster appropriate attention to them: This is the food for the
arising of unarisen persistence as a factor for Awakening, or for the growth
&; increase of persistence... once it has arisen.
And what is the food for the arising of unarisen rapture as a factor for
Awakening, or for the growth & increase of rapture... once it has arisen?
There are mental qualities that act as a foothold for rapture as a factor for
Awakening. To foster appropriate attention to them: This is the food for
the arising of unarisen rapture as a factor for Awakening, or for the growth
& increase of rapture... once it has arisen.
And what is the food for the arising of unarisen serenity as a factor for
Awakening, or for the growth &: increase of serenity... once it has arisen?
There is physical serenity & there is mental serenity. To foster appropriate
attention to them: This is the food for the arising of unarisen serenity as a
factor for Awakening, or for the growth &; increase of serenity... once it has
arisen.
And what is the food for the arising of unarisen concentration as a factor
for Awakening, or for the growth & increase of concentration... once it has
arisen? There are themes for calm, themes for non-distraction [these are
the four frames of reference; see §148]. To foster appropriate attention to
them: This is the food for the arising of unarisen concentration as a factor
for Awakening, or for the growth & increase of concentration... once it has
arisen.
And what is the food for the arising of unarisen equanimity as a factor for
Awakening, or for the growth & increase of equanimity... once it has arisen?
There are mental qualities that act as a foothold for equanimity as a factor
for Awakening. To foster appropriate attention to them: This is the food
for the arising of unarisen equanimity as a factor for Awakening, or for the
growth (fe increase of equanimity... once it has arisen.
Starving the Hindrances. Now, what is lack of food for the arising of
unarisen sensual desire, or for the growth & increase of sensual desire once
it has arisen? There is the theme of unattractiveness. To foster appropriate
attention to it: This is lack of food for the arising of unarisen sensual desire,
or for the growth & increase of sensual desire once it has arisen.
And what is lack of food for the arising of unarisen ill will, or for the
growth &; increase of ill will once it has arisen? There is the release of the
mind [through good will, compassion, appreciation, or equanimity]. To foster
188 Chapter 10. The Seven Factors for Awakening
appropriate attention to that: This is lack of food for the arising of unarisen
ill will, or for the growth & increase of ill will once it has arisen.
And what is lack of food for the arising of unarisen sloth & drowsiness, or
for the growth & increase of sloth &; drowsiness once it has arisen? There is
the potential for effort, the potential for exertion, the potential for striving.
To foster appropriate attention to them: This is lack of food for the arising
of unarisen sloth & drowsiness, or for the growth & increase of sloth &;
drowsiness once it has arisen.
And what is lack of food for the arising of unarisen restlessness & anxiety,
or for the growth &: increase of restlessness & anxiety once it has arisen?
There is stillness of awareness. To foster appropriate attention to that: This
is lack of food for the arising of unarisen restlessness & anxiety, or for the
growth & increase of restlessness & anxiety once it has arisen.
And what is lack of food for the arising of unarisen uncertainty, or for
the growth &; increase of uncertainty once it has arisen? There are mental
qualities that are skillful & unskillful, blameworthy & blameless, gross &;
refined, siding with darkness &; with light. To foster appropriate attention
to them: This is lack of food for the arising of unarisen uncertainty, or for
the growth &; increase of uncertainty once it has arisen.
Starving the Factors for Awakening. Now, what is lack of food
for the arising of unarisen mindfulness as a factor for Awakening, or for
the growth & increase of mindfulness... once it has arisen? There are mental
qualities that act as a foothold for mindfulness as a factor for Awakening. To
foster inappropriate attention to them: This is lack of food for the arising of
unarisen mindfulness as a factor for Awakening, or for the growth &; increase
of mindfulness... once it has arisen.
And what is lack of food for the arising of unarisen analysis of qualities as
a factor for Awakening, or for the growth & increase of analysis of qualities...
once it has arisen? There are mental qualities that are skillful & unskillful,
blameworthy & blameless, gross & refined, siding with darkness & with light.
To foster inappropriate attention to them: This is lack of food for the arising
of unarisen analysis of qualities as a factor for Awakening, or for the growth
(fe increase of analysis of qualities... once it has arisen.
And what is lack of food for the arising of unarisen persistence as a factor
for Awakening, or for the growth & increase of persistence... once it has
arisen? There is the potential for effort, the potential for exertion, the po-
tential for striving. To foster inappropriate attention to them: This is lack
of food for the arising of unarisen persistence as a factor for Awakening, or
10.1. Passages from the Pali Canon 189
for the growth & mcrease of persistence... once it has arisen.
And what is lack of food for the arising of unarisen rapture as a factor
for Awakening, or for the growth &: increase of rapture... once it has arisen?
There are mental qualities that act as a foothold for rapture as a factor
for Awakening. To foster inappropriate attention to them: This is lack of
food for the arising of unarisen rapture as a factor for Awakening, or for the
growth & increase of rapture... once it has arisen.
And what is lack of food for the arising of unarisen serenity as a factor
for Awakening, or for the growth &; increase of serenity... once it has arisen?
There is physical serenity &; there is mental serenity. To foster inappropriate
attention to them: This is lack of food for the arising of unarisen serenity
as a factor for Awakening, or for the growth & increase of serenity... once it
has arisen.
And what is lack of food for the arising of unarisen concentration as a fac-
tor for Awakening, or for the growth & increase of concentration... once it has
arisen? There are the themes for concentration, themes for non-confusion.
To foster inappropriate attention to them: This is lack of food for the arising
of unarisen concentration as a factor for Awakening, or for the growth &
increase of concentration... once it has arisen.
And what is lack of food for the arising of unarisen equanimity as a factor
for Awakening, or for the growth & increase of equanimity... once it has
arisen? There are mental qualities that act as a foothold for equanimity as
a factor for Awakening. To foster inappropriate attention to them: This is
lack of food for the arising of unarisen equanimity as a factor for Awakening,
or for the growth <k increase of equanimity... once it has arisen.
- SN XLVI.51[131]
§ 97. Fire. Monks, on occasions when the mind is sluggish, that is the
wrong time to develop serenity as a factor for Awakening, concentration as
a factor for Awakening, equanimity as a factor for Awakening. Why is that?
The sluggish mind is hard to raise up by those mental qualities. Just as if
a man, wanting to make a small fire blaze up, were to place wet grass in it,
wet cow dung, &; wet sticks; were to give it a spray of water and smother it
with dust. Is it possible that he would make the small fire blaze up?
No, lord.
In the same way, when the mind is sluggish, that is the wrong time
to develop serenity as a factor for Awakening, concentration as a factor for
190 Chapter 10. The Seven Factors for Awakening
Awakening, equanimity as a factor for Awakening. Why is that? The sluggish
mind is hard to raise up by those mental qualities.
Now, on occasions when the mind is sluggish, that is the right time to
develop analysis of qualities as a factor for Awakening, persistence as a factor
for Awakening, rapture as a factor for Awakening. Why is that? The sluggish
mind is easy to raise up by those mental qualities. Just as if a man, wanting
to make a small fire blaze up, were to place dry grass in it, dry cow dung, &;
dry sticks; were to blow on it with his mouth and not smother it with dust.
Is it possible that he would make the small fire blaze up?
Yes, lord.
In the same way, when the mind is sluggish, that is the right time to
develop analysis of qualities as a factor for Awakening, persistence as a factor
for Awakening, rapture as a factor for Awakening...
Now, on occasions when the mind is restless, that is the wrong time to
develop analysis of qualities as a factor for Awakening, persistence as a factor
for Awakening, rapture as a factor for Awakening. Why is that? The restless
mind is hard to calm down with those mental qualities. Just as if a man,
wanting to put out a large fire, were to place dry grass in it, dry cow dung, <k
dry sticks; were to blow on it with his mouth and not smother it with dust.
Is it possible that he would put it out?
No, lord.
In the same way, when the mind is restless, that is the wrong time to
develop analysis of qualities as a factor for Awakening, persistence as a factor
for Awakening, rapture as a factor for Awakening...
Now, on occasions when the mind is restless, that is the right time to
develop serenity as a factor for Awakening, concentration as a factor for
Awakening, equanimity as a factor for Awakening. Why is that? The restless
mind is easy to calm down with those mental qualities. Just as if a man,
wanting to put out a large fire, were to place wet grass in it, wet cow dung,
& wet sticks; were to give it a spray of water and smother it with dust. Is it
possible that he would put it out?
Yes, lord.
In the same way, when the mind is restless, that is the right time to
develop serenity as a factor for Awakening, concentration as a factor for
Awakening, equanimity as a factor for Awakening. Why is that? The restless
mind is easy to calm down with those mental qualities.
As for mindfulness, I tell you, that is beneficial everywhere.
10.1. Passages from the Pali Canon 191
- SN XLVI.53
§ 98. Awareness-release. And how is the awareness-release through
good will developed, what is its destiny, what is its excellence, its reward, &
its consummation?
There is the case where a monk develops mindfulness as a factor for
Awakening accompanied by good will, dependent on seclusion... dispassion...
cessation, resulting in letting go. He develops analysis of qualities as a factor
for Awakening... persistence as a factor for Awaukening... rapture as a factor
for Awakening... serenity as a factor for Awakening... concentration as a factor
for Awakening... equanimity as a factor for Awakening accompanied by good
will, dependent on seclusion... dispassion... cessation, resulting in letting go.
If he wants, he remains percipient of loathsomeness in the presence of what
is not loathsome. If he wants, he remains percipient of unloathsomeness in
the presence of what is loathsome. If he wants, he remains percipient of
loathsomeness in the presence of what is not loathsome & what is. If he
wants, he remains percipient of unloathsomeness in the presence of what is
loathsome &; what is not. If he wants - in the presence of what is loathsome
&; what is not - cutting himself off from both, he remains equanimous, alert,
&; mindful [§§46; 181]. Or he may enter & remain in the beautiful liberation.
I tell you, monks, the awareness-release through good will has the beautiful
as its excellence - in the case of one who has penetrated to no higher release.
And how is the awareness-release through compassion developed, what is
its destiny, what is its excellence, its reward, & its consummation?
There is the case where a monk develops mindfulness as a factor for
Awakening accompanied by compassion... etc... If he wants - in the presence
of what is loathsome &: what is not - cutting himself off from both, he
remains equanimous, alert, & mindful. Or, with the complete transcending
of perceptions of [physical] form, with the disappearance of perceptions of
resistance, and not heeding perceptions of diversity, thinking, Tnfinite space,'
he enters & remains in the dimension of the infinitude of space. I tell you,
monks, the awareness-release through compassion has the dimension of the
infinitude of space as its excellence - in the case of one who has penetrated
to no higher release.
And how is the awareness-release through appreciation developed, what
is its destiny, what is its excellence, its reward, & its consummation?
There is the case where a monk develops mindfulness as a factor for
192 Chapter 10. The Seven Factors for Awakening
Awakening accompanied by appreciation... etc... If he wants - in the presence
of what is loathsome & what is not - cutting himself off from both, he
remains equanimous, alert, & mindful. Or, with the complete transcending
of the dimension of infinitude of space, thinking 'Infinite consciousness,' he
enters & remains in the dimension of the infinitude of consciousness. I tell
you, monks, the awareness-release through appreciation has the dimension
of the infinitude of consciousness as its excellence - in the case of one who
has penetrated to no higher release.
And how is the awareness-release through equanimity developed, what is
its destiny, what is its excellence, its reward, &; its consummation?
There is the case where a monk develops mindfulness as a factor for
Awakening accompanied by equanimity... etc... If he wants - in the presence
of what is loathsome &: what is not - cutting himself off from both, he
remains equanimous, alert, & mindful. Or, with the complete transcending
of the dimension of infinitude of consciousness, thinking 'There is nothing,'
he enters & remains in the dimension of nothingness. I tell you, monks, the
awareness-release through equanimity has the dimension of nothingness as
its excellence - in the case of one who has penetrated to no higher release.
- SN XLVI.54
§ 99. Imagine, Uttiya, a royal frontier fortress, with strong foundations,
strong walls h towers, and a single gate. There at the gate is a wise gate-
keeper, experienced &; intelligent, who keeps out strangers and lets in only
those he knows. As he patrols along the road around the fortress he would
not see any joints or openings in the wall large enough for even a cat to slip
through. And although he wouldn't know exactly how many living beings
entered or left the fortress, he would know that whatever living beings of
any size entered or left the fortress, they would all leave or enter through the
gate.
In the same way, the Tathagata is not concerned that the whole world
or half of it or one third of it will escape by means of [the Dhamma]. What
he does know is this: 'All of those who have escaped from the world or are
escaping or will escape, have done so by abandoning the five hindrances -
those defilements of awareness that weaken discernment - their minds well-
established in (well-tuned to) the four frames of reference, developing as they
actually are the seven factors for Awakening. That is how they escaped from
the world or are escaping or will escape.
10.1. Passages from the Pali Canon 193
AN X.95[40]
§ 100.
Whose minds are well-developed
in the factors of self-awakening,
who delight in non-clinging,
relinquishing grasping:
resplendent,
their effluents ended,
they, in the world,
are Unbound.
DHP.89[50, 89]
194 Chapter 10. The Seven Factors for Awakening
Chapter 11
The Noble Eightfold Path
The noble eightfold path is the most standard description of the Buddhist
way of practice. The Buddha taught it to his first disciples and to his last
[§240], as well as to the majority of those in between. It is called noble
because when all of its factors come together in a fully developed form, they
stand on the threshold to stream-entry, the first of the noble or transcendent
attainments.
The image of "path" used for the factors of this set has two major im-
plications, which we have already encountered in II/D (Section 6.1). First,
the image implies that these factors are means to an end, not an end in
themselves; second, they lead to, rather than cause, the goal. In the context
of this set, this image has two levels of meaning: On the beginning level,
the path is a series of qualities that one must consciously develop, step by
step, in order to bring oneself nearer to the goal. On the ultimate or "noble"
level, it is a convergence of those qualities, fully developed, within the mind
at the point of non-fashioning, leading inexorably to the Deathless. On the
beginning level, one must work at following the path, but on the noble level
the path becomes a vehicle that delivers one to the goal.
The eight factors of the noble eightfold path fall under the "aggregates" of
discernment, virtue, and concentration (panna-khandha, sila-khandha, samadhi-
khandha): right view and right resolve fall under the discernment aggregate;
right speech, right action, and right livelihood under the virtue aggregate;
and right effort, right mindfulness, and right concentration under the con-
centration aggregate. Passage §105 states that although the factors of the
noble path fall under the three aggregates, the three aggregates do not fall
under the factors of the noble path. What this means is that not every in-
195
196 Chapter 11. The Noble Eightfold Path
stance of discernment, virtue, or concentration within the mind would count
as a factor of the noble path. To begin with, there are such things as wrong
virtue, wrong concentration, and wrong discernment [see, for example, §152].
Secondly, even right virtue, concentration, and discernment count as noble
only when they are brought to a point of advanced development. This point
is reflected in §106, which distinguishes mundane and noble levels for each
factor of the path. Even though the mundane factors counteract blatant
cases of wrong view, wrong resolve, etc., they still are conjoined with subtle
levels of mental effluents and can lead to further becoming. Nevertheless,
one must first nurture the mundane levels of the eight factors before they
can develop into their noble counterparts.
On the mundane level, the first five factors of the path correspond to
the faculty of conviction. Right view on this level means believing in the
principle of kamma and trusting that those who have practiced properly truly
understand the workings of kamma in this life and the next. In the Buddha's
words, this level of right view holds that "There is what is given, what is
offered, what is sacrificed. There are fruits & results of good &; bad actions.
There is this world <k the next world. There is mother & father. There are
spontaneously reborn beings; there are priests & contemplatives who, faring
rightly & practicing rightly, proclaim this world &; the next after having
directly known &: realized it for themselves." What this passage means is that
there is merit in generosity; the moral qualities of good and bad are inherent
parts of the cosmos, and not simply social conventions; there is life after
death; one has a true moral debt to one's parents; and there are people who
have lived the renunciate's life properly in such a way that they have gained
true and direct knowledge of these matters. These beliefs are the minimum
prerequisites for following the path to skillfulness, as they necessarily underlie
any solid conviction in the principle of kamma. Mundane levels of right
resolve then build on right view, as one resolves to act in ways that will not
create bad kamma; mundane right speech, right action, and right livelihood
result naturally as one follows through with one's resolve. Right effort, right
mindfulness, and right concentration, on this level, correspond to the faculties
of persistence, mindfulness, and concentration. Right concentration, in turn,
provides a basis for insight into the four noble truths, which counts both as
the faculty of discernment and the noble level of right view.
Once right view reaches the noble level, it brings the remaining factors
of the path up to the noble level as well. One of the striking features of this
level of the path is that it consists primarily of discernment and concentration
197
[see the "qualities that are to be developed" in §111], with the boundaries
between the two increasingly blurred. The noble level of right resolve, part
of the discernment aggregate, consists of directed thought, evaluation, and
mental singleness, all of which are factors of jhana. The noble level of right
speech, right action, and right livelihood differ from the mundane levels of
those factors in that the emphasis here is on the state of mind of the person
abstaining from wrong speech, action, and livelihood. Although §106 does
not define the noble levels of right effort, mindfulness, and concentration, it
seems safe to assume that they are equivalent to the fifth factor of noble right
concentration [§150], to be discussed under III/E [Section 15.1) and III/F
[Section 16.1), in which all three of these factors converge with right view
and right resolve in a state of full development. In fact, their mutual rein-
forcement is what makes these factors all "right." This point is confirmed by
§111, which states that when the noble eightfold path goes to the culmination
of its development, tranquillity and insight act in concert. This point also
explains the statement at the beginning of §106 to the effect that the path
consists primarily of right concentration, with the remaining factors as its
supports and requisite conditions: These supports and conditions not only
lead to right concentration, but when they all become noble, all eight factors
coalesce in the mind in a state of solid oneness. Whereas on the mundane
level the path factors, though interconnected, were separate, on the noble
level they form a single, unified path.
When the noble eightfold path is attained, the mind reaches the level
of stream-entry, the first of the four levels of Awakening [§107]. Thus the
noble eightfold path represents the culmination of all seven sets in the Wings
to Awakening [§111]. To attain each of the next two levels of Awakening -
once-returning and non-returning - the eight noble path factors must con-
verge again in the mind. However, to attain the highest level - Arahantship
- the eight noble factors must converge together with two more: right knowl-
edge and right release. Right knowledge is nowhere defined per se in the
Canon, but §195 would seem to indicate the following relationship between
it and right view: Right view is realization of the four noble truths and the
duties appropriate to each, while right knowledge is the realization that the
duties have been brought to fulfillment. The conjunction of right knowledge
and right release refiects, on a higher level, the conjunction of discernment
and concentration on the noble level of the eightfold path. Passage §76 in-
dicates that release here can be considered as analogous to concentration,
albeit totally unshakable. Right knowledge would include awareness of the
198 Chapter 11. The Noble Eightfold Path
unshakability of the release [§195], while the release would remain unshaken
even in the face of that knowledge.
At this point, even the path can be abandoned, for one has reached the
goal [§113]. Abandoning, here, does not mean that one reverts to wrongs
views, wrong action, etc.; rather, one no longer needs to use right view, etc.,
as a means to a further attainment. As MN 107 [82] and SN XXII. 122 [120]
state, the Awakened one continues practicing meditation and exercising right
view as pleasant dwellings for the mind, conducive to mindfulness and alert-
ness, and leads a moral life both for its inherent pleasure and for the sake of
the example it offers to those still on the path.
The noble eightfold path, like the seven factors for Awakening, is explicitly
explained both as a causal loop and as a holographic formula. We have
already described the causal loop above, in showing how the development of
the mundane and noble path factors follows the pattern of the five faculties
[see also §101]. Passage §106 presents a holographic pattern, in which the
development of each factor needs three main supporting factors: right view,
which acts as the leader so as to know what the right and wrong versions
of the factors are; right effort, which makes the effort to abandon the wrong
version and develop the right; and right mindfulness, which keeps the task of
right effort in mind. Thus three factors that we have identified as essential
to the development of skillfulness - discernment, mindfulness, and effort
[I/A [Section I)] - are involved at each step along the path. As a result of
that involvement, they grow stronger to the point where they can help turn
mundane right concentration - the fourth factor essential to the development
of skillfulness - into noble right concentration. In this sense, they play a
role analogous to that of heedfulness in the five faculties and appropriate
attention in the seven factors for Awakening. In fact, they seem to be a
complete working out of the elements implicit in those two qualities.
A quick review of the seven sets will show that all of them develop both in
a linear and in a holographic way. Even the "holographic" sets - the frames
of reference, right exertions, and bases of power - contain implicit versions
of causal loops, in that all three must follow the three stages of frames-of-
reference meditation. Even the linear causal-loop sets - the five faculties and
strengths, the seven factors for Awakening, and the noble eightfold path -
contain implicit holographic formulae, in that the dynamic of their develop-
ment is inherent in specific qualities or clusters of qualities: heedfulness in
the case of the faculties and strengths, appropriate attention in the case of
the factors for Awakening, and the cluster of right view, right mindfulness.
11.1. Passages from the Pali Canon 199
and right effort in tfie case of tlie nobie eiglitfoid patli. Tliis combination of
linear and fiolograptiic patterns grows more complex as we remember that
each of the first two stages of frames-of-reference meditation can form linear
causal loops within themselves [II/B {Section ^.-/)], while two of the factors
in the three-part cluster that develops the eightfold path - right mindful-
ness and right effort - are equivalent to the holographic sets of the frames of
reference and the right exertions.
This formal convergence of two causal patterns in the development of the
path reflects not only the dual principle of this/that conditionality, but also
a very practical point in the task of developing the skills of the mind. The
holographic pattern reflects the fact that all the skillful qualities needed for
the path are already there in the mind and continually interact along the
path. All that is needed is for them to be ferreted out and nourished, their
coordination flne-tuned, and they can deliver the mind to the goal. The
causal loop pattern reflects the fact that the process must take place over
time, as speciflc qualities are stressed at speciflc junctures and strengthened
by being put to use, and as different skillful qualities need to alternate in
helping one another, step by step, along the way. An analogy can be made
with learning how to walk: A child who can't yet walk already has all the
muscles needed to walk, but she must locate them and exercise them in a
coordinated way, so that the right and left leg can help and receive help from
each other, in order to move from the flrst tentative step to the point where
walking seems natural and can be done with grace.
11.1 Passages from the Pali Canon
§ 101. Monks, ignorance is the leader in the attainment of unskillful quali-
ties, followed by lack of conscience &; lack of concern. In an unknowledgeable
person, immersed in ignorance, wrong view arises. In one of wrong view,
wrong resolve arises. In one of wrong resolve, wrong speech... In one of
wrong speech, wrong action... In one of wrong action, wrong livelihood...
In one of wrong livelihood, wrong effort... In one of wrong effort, wrong
mindfulness... In one of wrong mindfulness, wrong concentration arises.
Clear knowing is the leader in the attainment of skillful qualities, followed
by conscience & concern. In a knowledgeable person, immersed in clear
knowing, right view arises. In one of right view, right resolve arises. In one
of right resolve, right speech... In one of right speech, right action... In one
200 Chapter 11. The Noble Eightfold Path
of right action, right livelihood... In one of right livelihood, right effort...
In one of right effort, right mindfulness... In one of right mindfulness, right
concentration arises.
- SNXLV.1[128]
§ 102. Analysis of the Path. Monks, what is the noble eightfold
path? Right view, right resolve, right speech, right action, right livelihood,
right effort, right mindfulness, right concentration.
And what is right view? Knowledge with regard to stress, knowledge with
regard to the origination of stress, knowledge with regard to the cessation of
stress, knowledge with regard to the way of practice leading to the cessation
of stress: This is called right view. [§§184-240]
And what is right resolve? Being resolved on renunciation, on freedom
from ill will, on harmlessness: This is called right resolve.
And what is right speech? Abstaining from lying, from divisive speech,
from abusive speech, & from idle chatter: This is called right speech.
And what is right action? Abstaining from taking life, from stealing, &
from unchastity: This is called right action.
And what is right livelihood? There is the case where a disciple of the
noble ones, having abandoned dishonest livelihood, keeps his life going with
right livelihood. This is called right livelihood.
And what is right effort? There is the case where a monk generates desire,
endeavors, arouses persistence, upholds &; exerts his intent for the sake of the
non-arising of evil, unskillful qualities that have not yet arisen... for the sake
of the abandoning of evil, unskillful qualities that have arisen... for the sake
of the arising of skillful qualities that have not yet arisen... (and) for the main-
tenance, non-confusion, increase, plenitude, development, & culmination of
skillful qualities that have arisen. This is called right effort. [§49]
And what is right mindfulness? There is the case where a monk remains
focused on the body in & of itself - ardent, alert, & mindful - putting aside
greed & distress with reference to the world. He remains focused on feelings
in & of themselves... the mind in & of itself... mental qualities in & of
themselves - ardent, alert, &; mindful - putting aside greed &; distress with
reference to the world. This is called right mindfulness. [§30]
And what is right concentration? There is the case where a monk - quite
withdrawn from sensuality, withdrawn from unskillful [mental] qualities -
11.1. Passages from the Pali Canon 201
enters & remains in the first jhana: rapture &: pleasure born from witlidrawal,
accompanied by directed tliouglit & evaluation. With the stilling of directed
thought & evaluation, he enters <k remains in the second jhana: rapture
&; pleasure born of composure, unification of awareness free from directed
thought & evaluation - internal assurance. With the fading of rapture he
remains in equanimity, mindful & alert, and physically sensitive of pleasure.
He enters & remains in the third jhana, of which the Noble Ones declare,
'Equanimous & mindful, he has a pleasurable abiding.' With the abandoning
of pleasure & pain - as with the earlier disappearance of elation & distress -
he enters & remains in the fourth jhana: purity of equanimity & mindfulness,
neither pleasure nor pain. This is called right concentration. [§150]
- SN XLV.8[130]
§ 103. More on Right Action & Right Speech. Having thus gone
forth, following the training & way of life of the monks, abandoning the
taking of life, he abstains from the taking of life. He dwells with his rod
laid down, his knife laid down, scrupulous, merciful, compassionate for the
welfare of all living beings. Abandoning the taking of what is not given, he
abstains from taking what is not given. He takes only what is given, accepts
only what is given, lives not by stealth but by means of a self that has become
pure. Abandoning uncelibacy, he lives a celibate life, aloof, refraining from
the sexual act that is the villager's way.
Abandoning false speech, he abstains from false speech. He speaks the
truth, holds to the truth, is firm, reliable, no deceiver of the world. Aban-
doning divisive speech he abstains from divisive speech. What he has heard
here he does not tell there to break those people apart from these people
here. What he has heard there he does not tell here to break these people
apart from those people there. Thus reconciling those who have broken apart
or cementing those who are united, he loves concord, delights in concord, en-
joys concord, speaks things that create concord. Abandoning abusive speech,
he abstains from abusive speech. He speaks words that are soothing to the
ear, that are affectionate, that go to the heart, that are polite, appealing
& pleasing to people at large. Abandoning idle chatter, he abstains from
idle chatter. He speaks in season, speaks what is factual, what is in accor-
dance with the goal, the Dhamma, & the Vinaya. He speaks words worth
treasuring, seasonable, reasonable, circumscribed, connected with the goal.
- AN X.99
202 Chapter 11. The Noble Eightfold Path
§ 104. More on Right Action &: Right Speech for Lay People.
Abandoning sensual misconduct, he abstains from sensual misconduct. He
does not get sexually involved with those who are protected by their mothers,
their fathers, their brothers, their sisters, their relatives, or their Dhamma;
those with husbands, those who entail punishments, or even those crowned
with flowers by another man.
Abandoning false speech, he abstains from false speech. When he has
been called to a town meeting, a group meeting, a gathering of his relatives,
his guild, or of the royalty [i.e., a royal court proceeding], if he is asked as
a witness, 'Come & tell, good man, what you know': If he doesn't know, he
says, 'I don't know.' If he does know, he says, 'I know.' If he hasn't seen, he
says, 'I haven't seen.' If he has seen, he says, 'I have seen.' Thus he doesn't
consciously tell a lie for his own sake, for the sake of another, or for the sake
of any reward. [This paragraph is missing in the PTS translation.]
-AN X.176[41]
§ 105. Visakha: Is the noble eightfold path compounded or uncom-
pounded?
Sister Dhammadinna: The noble eightfold path is compounded.
Visakha: And are the three aggregates [of virtue, concentration, & dis-
cernment] included under the noble eightfold path, or is the noble eightfold
path included under the three aggregates?
Sister Dhammadinna: The three aggregates are not included under the
noble eightfold path, but the noble eightfold path is included under the three
aggregates. Right speech, right action, & right livelihood come under the
aggregate of virtue. Right effort, right mindfulness, & right concentration
come under the aggregate of concentration. Right view &: right resolve come
under the aggregate of discernment.
- MN 44 [75]
§ 106. And what, monks, is noble right concentration with its supports
& requisite conditions? Any singleness of mind equipped with these seven
factors - right view, right resolve, right speech, right action, right livelihood,
right effort, & right mindfulness - is called noble right concentration with its
supports & requisite conditions.
11.1. Passages from the Pali Canon 203
[1] Of those, right view is the forerunner. And how is right view the
forerunner? One discerns wrong view as wrong view, and right view as right
view. This is one's right view. And what is wrong view? 'There is nothing
given, nothing offered, nothing sacrificed. There is no fruit or result of good
or bad actions. There is no this world, no next world, no mother, no father,
no spontaneously reborn beings; no priests or conteniplatives who, faring
rightly & practicing rightly, proclaim this world & the next after having
directly known &; realized it for themselves.' This is wrong view.
And what is right view? Right view, I tell you, is of two sorts: There
is right view with effluents, siding with merit, resulting in acquisitions; and
there is noble right view, without effluents, transcendent, a factor of the path.
And what is the right view that has effluents, sides with merit, &: results
in acquisitions? 'There is what is given, what is offered, what is sacrificed.
There are fruits & results of good & bad actions. There is this world &
the next world. There is mother &; father. There are spontaneously reborn
beings; there are priests & conteniplatives who, faring rightly & practicing
rightly, proclaim this world & the next after having directly known & realized
it for themselves.' This is the right view that has effluents, sides with merit,
&: results in acquisitions.
And what is the right view that is without effluents, transcendent, a factor
of the path? The discernment, the faculty of discernment, the strength of
discernment, analysis of qualities as a factor for Awakening, the path factor
of right view in one developing the noble path whose mind is noble, whose
mind is free from effluents, who is fully possessed of the noble path. This is
the right view that is without effluents, transcendent, a factor of the path.
One tries to abandon wrong view & to enter into right view: This is one's
right effort. One is mindful to abandon wrong view & to enter <k remain in
right view: This is one's right mindfulness. Thus these three qualities - right
view, right effort, <k right mindfulness - run & circle around right view.
[2] Of those, right view is the forerunner. And how is right view the
forerunner? One discerns wrong resolve as wrong resolve, and right resolve
as right resolve. And what is wrong resolve? Being resolved on sensuality,
on ill will, on harmfulness. This is wrong resolve.
And what is right resolve? Right resolve, I tell you, is of two sorts: There
is right resolve with effluents, siding with merit, resulting in the acquisitions;
and there is noble right resolve, without effluents, transcendent, a factor of
the path.
And what is the right resolve that has effluents, sides with merit, & results
204 Chapter 11. The Noble Eightfold Path
in acquisitions? Being resolved on renunciation, on freedom from ill will, on
harmlessness. This is the right resolve that has effluents, sides with merit, &
results in acquisitions.
And what is the right resolve that is without effluents, transcendent, a
factor of the path? The thinking, directed thinking, resolve, mental absorp-
tion, mental fixity, focused awareness, & verbal fabrications in one developing
the noble path whose mind is noble, whose mind is without effluents, who is
fully possessed of the noble path. This is the right resolve that is without
effluents, transcendent, a factor of the path.
One tries to abandon wrong resolve &: to enter into right resolve: This
is one's right effort. One is mindful to abandon wrong resolve & to enter &
remain in right resolve: This is one's right mindfulness. Thus these three
qualities - right view, right effort, &: right mindfulness - run & circle around
right resolve.
[3] Of those, right view is the forerunner. And how is right view the
forerunner? One discerns wrong speech as wrong speech, and right speech
as right speech. And what is wrong speech? Lying, divisive tale-bearing,
abusive speech, & idle chatter. This is wrong speech.
And what is right speech? Right speech, I tell you, is of two sorts: There
is right speech with effluents, siding with merit, resulting in the acquisitions;
and there is noble right speech, without effluents, transcendent, a factor of
the path.
And what is the right speech that has effluents, sides with merit, &: results
in acquisitions? Abstaining from lying, from divisive tale-bearing, from abu-
sive speech, & from idle chatter. This is the right speech that has effluents,
sides with merit, & results in acquisitions.
And what is the right speech that is without effluents, transcendent, a
factor of the path? The abstaining, desisting, abstinence, avoidance of the
four forms of verbal misconduct in one developing the noble path whose mind
is noble, whose mind is without effluents, who is fully possessed of the noble
path. This is the right speech that is without effluents, transcendent, a factor
of the path.
One tries to abandon wrong speech & to enter into right speech: This
is one's right effort. One is mindful to abandon wrong speech & to enter &
remain in right speech: This is one's right mindfulness. Thus these three
qualities - right view, right effort, &; right mindfulness - run & circle around
right speech.
[4] Of those, right view is the forerunner. And how is right view the
11.1. Passages from the Pali Canon 205
forerunner? One discerns wrong action as wrong action, and right action as
right action. And what is wrong action? KiUing, taking what is not given,
ihicit sex. This is wrong action.
And what is right action? Right action, I teh you, is of two sorts: There
is right action with effluents, siding with merit, resulting in the acquisitions;
and there is noble right action, without effluents, transcendent, a factor of
the path.
And what is the right action that has effluents, sides with merit, & results
in acquisitions? Abstaining from killing, from taking what is not given, &;
from illicit sex. This is the right action that has effluents, sides with merit,
& results in acquisitions.
And what is the right action that is without effluents, transcendent, a
factor of the path? The abstaining, desisting, abstinence, avoidance of the
three forms of bodily misconduct in one developing the noble path whose
mind is noble, whose mind is without effluents, who is fully possessed of the
noble path. This is the right action that is without effluents, transcendent,
a factor of the path.
One tries to abandon wrong action & to enter into right action: This is
one's right effort. One is mindful to abandon wrong action & to enter &
remain in right action: This is one's right mindfulness. Thus these three
qualities - right view, right effort, & right mindfulness - run & circle around
right action.
[5] Of those, right view is the forerunner. And how is right view the
forerunner? One discerns wrong livelihood as wrong livelihood, and right
livelihood as right livelihood. And what is wrong livelihood? Scheming,
persuading, hinting, belittling, & pursuing gain with gain. This is wrong
livelihood.
And what is right livelihood? Right livelihood, I tell you, is of two sorts:
There is right livelihood with effluents, siding with merit, resulting in the ac-
quisitions; and there is noble right livelihood, without effluents, transcendent,
a factor of the path.
And what is the right livelihood that has effluents, sides with merit,
& results in acquisitions? There is the case where a disciple of the noble
ones abandons wrong livelihood and maintains his life with right livelihood.
This is the right livelihood that has effluents, sides with merit, & results in
acquisitions.
And what is the right livelihood that is without effluents, transcendent, a
factor of the path? The abstaining, desisting, abstinence, avoidance of wrong
206 Chapter 11. The Noble Eightfold Path
livelihood in one developing the noble path whose mind is noble, whose mind
is without effluents, who is fully possessed of the noble path. This is the right
livelihood that is without effluents, transcendent, a factor of the path.
One tries to abandon wrong livelihood <k to enter into right livelihood:
This is one's right effort. One is mindful to abandon wrong livelihood & to
enter & remain in right livelihood: This is one's right mindfulness. Thus
these three qualities - right view, right effort, &; right mindfulness - run &;
circle around right livelihood.
Of those, right view is the forerunner. And how is right view the fore-
runner? In one of right view, right resolve comes into being. In one of right
resolve, right speech comes into being. In one of right speech, right action...
In one of right action, right livelihood... In one of right livelihood, right ef-
fort... In one of right effort, right mindfulness... In one of right mindfulness,
right concentration... In one of right concentration, right knowledge... In
one of right knowledge, right release comes into being. Thus the learner is
endowed with eight factors, and the Arahant with ten.
Of those, right view is the forerunner. And how is right view the forerun-
ner? In one of right view, wrong view is abolished. The many evil, unskillful
qualities that come into play with wrong view as their condition are also abol-
ished, while the many skillful qualities that have right view as their condition
go to the culmination of their development. (Similarly with the remaining
factors up through:) In one of right release, wrong release is abolished. The
many evil, unskillful qualities that come into play with wrong release as their
condition are also abolished, while the many skillful qualities that have right
release as their condition go to the culmination of their development.
- MN 117[85]
§ 107. The Buddha: 'The stream, the stream,' it is said. Now what is
the stream?
Sariputta: Just this noble eightfold path is the stream: right view, right
resolve, right speech, right action, right livelihood, right effort, right mind-
fulness, right concentration.
The Buddha: Well said, Sariputta, well said. Just this noble eightfold
path is the stream. ..'Streamwinner, streamwinner, ' it is said. Now what is a
streamwinner?
Sariputta: Whoever is endowed with this noble eightfold path is called a
'streamwinner.'
11.1. Passages from the Pali Canon 207
The Buddha: Weh said, Sariputta, well said. Whoever is endowed with
this noble eightfold path is called a 'streamwinner.'
- SN LV.5
§ 108. Monks, just as a pot without a stand is easy to tip over, and a
pot with a stand is hard to tip over, so too the mind without a stand is easy
to tip over, and a mind with a stand is hard to tip over. And what is the
mind's stand? Just this noble eightfold path.
- SN XLV.27
§ 109. It is possible that a well aimed spike of bearded wheat or bearded
barley, if pressed by a hand or foot, will cut into the hand or foot and draw
blood. Why is that? Because the spike is well aimed. In the same way, it is
possible that if one's views are well aimed, one's development of the path is
well aimed, they will cut into ignorance, give rise to clear knowing, and lead
to the realization of Unbinding. Why is that? Because one's views are well
aimed.
And how do well aimed views and a well aimed development of the path
cut into ignorance, give rise to clear knowing, and lead to the realization of
Unbinding? There is the case where a monk develops right view dependent
on seclusion, dependent on dispassion, dependent on cessation, resulting in
letting go. He develops right resolve... right speech... right action... right
livelihood... right effort... right mindfulness... right concentration dependent
on seclusion... dispassion... cessation, resulting in letting go. This is how well
aimed views and a well aimed development of the path cut into ignorance,
give rise to clear knowing, and lead to the realization of Unbinding.
- SN XLV.154
§ 110. Just as many kinds of wind blow in the air - east winds, west
winds, north winds, south winds, dusty winds, dustless winds, cold winds,
warm winds, gentle winds, <k strong winds - in the same way, when a monk
develops the noble eightfold path, pursues the noble eightfold path, the four
frames of reference go to the culmination of their development, the four right
exertions... the four bases of power... the five faculties... the five strengths...
the seven factors for Awakening go to the culmination of their development.
208 Chapter 11. The Noble Eightfold Path
- SN XLV.155
§ 111. Knowing & seeing the eye as it actually is present, knowing &
seeing forms... eye-consciousness... eye-contact as they actually are present,
knowing & seeing whatever arises conditioned through eye-contact - expe-
rienced as pleasure, pain, or neither-pleasure-nor-pain - as it actually is
present, one is not infatuated with the eye... forms... eye-consciousness...
eye-contact... whatever arises conditioned by eye-contact and is experienced
as pleasure, pain, or neither-pleasure-nor-pain...
Knowing &; seeing the ear... Knowing &; seeing the nose... Knowing &;
seeing the tongue... Knowing & seeing the body...
Knowing &; seeing the intellect as it actually is present, knowing & see-
ing ideas... intellect-consciousness... intellect-contact as they actually are
present, knowing & seeing whatever arises conditioned through intellect-
contact - experienced as pleasure, pain, or neither-pleasure-nor-pain - as it
actually is present, one is not infatuated with the intellect... ideas... intellect-
consciousness... intellect-contact... whatever arises conditioned by intellect-
contact and is experienced as pleasure, pain, or neither-pleasure-nor-pain.
For him - uninfatuated, unattached, unconfused, remaining focused on
their drawbacks - the five clinging-aggregates head toward future diminution.
The craving that makes for further becoming - accompanied by passion &;
delight, relishing now this & now that - is abandoned by him. His bodily
disturbances &; mental disturbances are abandoned. His bodily torments <k
mental torments are abandoned. His bodily distresses &; mental distresses
are abandoned. He is sensitive both to ease of body & ease of awareness.
Any view belonging to one who has come to be like this, is his right view.
Any resolve, his right resolve. Any effort, his right effort. Any mindfulness,
his right mindfulness. Any concentration, his right concentration: just as
earlier his actions, speech, & livelihood were already well-purified. Thus
for him, having thus developed the noble eightfold path, the four frames
of reference go to the culmination of their development... the four right
exertions... the four bases of power... the five faculties... the five strengths...
the seven factors for Awakening go to the culmination of their development.
[And] for him these two qualities occur in tandem: tranquillity & insight.
He comprehends through direct knowledge whatever qualities are to be
comprehended through direct knowledge, abandons through direct knowledge
whatever qualities are to be abandoned through direct knowledge, realizes
11.1. Passages from the Pali Canon 209
through direct knowledge whatever qualities are to be realized through direct
knowledge, and develops through direct knowledge whatever qualities are to
be developed through direct knowledge.
And what qualities are to be comprehended through direct knowledge?
'The five clinging-aggregates,' should be the reply. Which five? Form as a
clinging- aggregate... feeling... perception... fabrications... consciousness as
a clinging-aggregate...
And what qualities are to be abandoned through direct knowledge? Ig-
norance & craving for becoming...
And what qualities are to be realized through direct knowledge? Clear
knowing & release...
And what qualities are to be developed through direct knowledge? Tran-
quillity &: insight...
- MN 149[98]
§ 112. Just as when there is a guest house where people come from the
east to take up residence, from the west... the north... the south to take
up residence: Noble warriors come there to take up residence, brahmans...
commoners... vassals come there to take up residence. In the same way,
when a monk develops the noble eightfold path, pursues the noble eightfold
path, he comprehends through direct knowledge whatever qualities are to be
comprehended through direct knowledge, abandons through direct knowledge
whatever qualities are to be abandoned through direct knowledge, realizes
through direct knowledge whatever qualities are to be realized through direct
knowledge, and develops through direct knowledge whatever qualities are to
be developed through direct knowledge.
- SN XLV.159
§ 113. 'Suppose that a man, in the course of traveling along a path, were
to come to a great expanse of water, with the near shore dubious &: risky,
the further shore secure &: free from risk, but with neither a ferryboat nor a
bridge going from this shore to the other. The thought would occur to him,
"Here is this great expanse of water, with the near shore dubious & risky,
the further shore secure & free from risk, but with neither a ferryboat nor
a bridge going from this shore to the other. What if I were to gather grass.
210 Chapter 11. The Noble Eightfold Path
twigs, branches, &; leaves and, having bound them together to make a raft,
were to cross over to safety on the other shore in dependence on the raft,
making an effort with my hands & feet?" Tlien the man, having gathered
grass, twigs, branches, & leaves, having bound them together to make a raft,
would cross over to safety on the other shore in dependence on the raft,
making an effort with his hands & feet. Having crossed over to the further
shore, he might think, "How useful this raft has been to me! For it was in
dependence on this raft that, making an effort with my hands & feet, I have
crossed over to safety on the further shore. Why don't I, having hoisted it on
my head or carrying on my back, go wherever I like?" What do you think,
monks: would the man, in doing that, be doing what should be done with
the raft?'
'No, lord.'
'And what should the man do in order to be doing what should be done
with the raft? There is the case where the man, having crossed over, would
think, "How useful this raft has been to me! For it was in dependence on
this raft that, making an effort with my hands &; feet, I have crossed over to
safety on the further shore. Why don't I, having dragged it on dry land or
sinking it in the water, go wherever I like?" In doing this, he would be doing
what should be done with the raft. Even so monks, I have taught you the
Dhamma like a raft, for the purpose of crossing over, not for the purpose of
holding onto. Knowing the Dhamma to be like a raft, you should let go even
of [skillful] qualities, to say nothing of those that are not.'
-MN 22
§ 114. The great expanse of water stands for the fourfold flood: the
flood of sensuality, the flood of becoming, the flood of views, & the flood
of ignorance. The near shore, dubious & risky, stands for self-identity. The
further shore, secure and free from risk, stands for Unbinding. The raft
stands for just this noble eightfold path: right view... right concentration.
Making an effort with hands k, feet stands for the arousing of persistence.
- SN XXXV. 197
Part III
The Basic Factors
211
Chapter 12
Conviction
As we noted in the Introduction, all of the 37 factors listed in the Wings
to Awakening can be subsumed under the five faculties. Whereas Part II
(Section II) focused on the interrelationships among these various factors,
this part of the book is devoted to using the five faculties as a framework for
discussing the individual factors in and of themselves.
Of the five faculties, the faculty of conviction covers the most ground, as
it includes the total context for the practice of the Buddha's teachings. The
many issues related to the attitudes and ethics needed to lead a Buddhist
life, whether as a lay person or a monastic, fall under this category.
Passage §69 defines the faculty of conviction as the four factors of stream-
entry [II/A (Section II)], so to understand the nature of conviction, it is neces-
sary to know what these four factors are. Passages §70 and §71 give different
definitions for the four. The first list gives prerequisites for stream-entry:
association with good people, listening to the true Dhamma, appropriate at-
tention, and practice in accordance with the Dhamma. The second list gives
qualities that characterize a person who has entered the stream: unwaver-
ing conviction in the Buddha, Dhamma, and Sangha; and virtues that are
appealing to the noble ones. Both lists are relevant here, for conviction is a
quality that leads to stream-entry, whereas the attainment of stream-entry
is the point where conviction becomes unshakable. Only on the attainment
of Arahantship does knowledge become so total that conviction is no longer
needed [§89].
The two lists of the factors of stream-entry are similar in that they both
cover all three aspects of conviction: social (whom to trust), intellectual
(what to believe), and practical (how to act as a result). Because conviction is
213
214 Chapter 12. Conviction
focused not on a descriptive proposition but on a course of action - the skillful
mastery of the processes of kamma in a social context - these aspects are
inextricably intertwined. The social aspect conies from the need to associate
with people who have already mastered these processes, learning from their
words and emulating their actions. The intellectual aspect - belief in the
principle of kamma - is necessary because the development of skillfulness
within the mind requires that one understand the nature of kamma, take
responsibility for one's actions, and have conviction in one's ability to benefit
from developing one's skills. The practical aspect is necessary, for if one does
not follow through in developing skill, it shows that one's conviction in the
development of skillfulness is not genuine, and that one is not fully benefiting
from one's beliefs.
The relationship of these factors to the development of skillfulness is
shown in several passages. For instance, §53 and §54 cite association with
good people and appropriate attention - both of which are members of the
first list above - as the primary external and internal prerequisites for the de-
velopment of what is skillful. At the same time, the intellectual and practical
aspects of conviction help to counteract the grosser levels of the roots of un-
skillfulness [§3]: belief in the principle of kamma helps to undercut delusion,
while the practice of virtue helps to weaken the force of greed and aversion
in the mind.
To understand the detailed interaction of the social, intellectual, and
practical aspects of conviction, we first have to examine them separately.
Because having admirable people as friends is the whole of the holy life
[§115], we will begin with the social aspect first.
The passages in this section that focus on the social aspect of conviction
touch on two major issues: how to recognize good people, and why one should
associate with them.
Passage §119 lists three basic teachings of good people. These can be
taken as criteria for judging whether a person qualifies as good. If one meets
people who criticize the practice of generosity, the practice of going forth
into the renunciate life, or the practice of giving service to one's parents,
one would do well to avoid associating with them, for their wisdom and
motives cannot be trusted. If one must associate with them, one should
not regard them as people to learn from or to emulate. Thus the social and
intellectual aspects of conviction interact in that one way of knowing whether
to associate with a person is by listening to what that person teaches; at the
same time, the teachings of good people enable one to know what is good.
215
Passage §117 carries this point further, hsting positive qualities to look for
in a good person: conviction in the principle of kamma, generosity, virtue,
and discernment. People who teach these qualities and embody them in their
lives qualify as good. The important point here, of course, is that good people
are ultimately recognized by what they habitually do, rather than simply by
what they say. These habits can be known only through long association
over time. This is why, in the Buddhist monkhood, a student does not take
a lifetime vow of obedience to a teacher. If he feels that the teacher does
not have his best interests at heart - i.e., if he sees that the teacher does not
really embody the above qualities - he is free to leave the teacher in search
of another.
A person who has attained stream-entry finds it easier to recognize good
people, for he/she is now a member of the noble Sangha and can recognize the
qualities of that attainment in others as well. "Good people" for a member
of the Sangha means the Buddha and the rest of the noble Sangha. Of course
the Buddha has long since passed into total nibbana, but he left his Dhamma
and Vinaya as a teacher in his stead [DN 16[46]], and so on that level one
may still associate with him.
The reason why a person embarking on the path to practice would need
to associate with good people, rather than trying to be totally self-reliant,
is that the roots of skillfulness within the mind lie mixed with the roots of
unskillfulness, and the roots of unskillfulness make it difficult to tell which
is which. Thus one needs the advice and example of others more experi-
enced on the path to help identify one's own skillful qualities and to give
encouragement in the task of developing them [§9]. Even if one is not yet
committed to following the path, one would be wise to associate with good
people who embody conviction, generosity, virtue, and discernment, for they
are unlikely to treat one in an unfair or harmful manner. If they truly em-
body conviction and virtue, one can trust that their sense of conscience and
concern will prevent them from acting on unskillful intentions. If they truly
embody generosity and discernment, they have wisdom worth acquiring and
will be willing to share it. This sharing of wisdom forms the basis for further
benefits - as listed in §125 & §126 - setting in motion a causal chain leading
all the way to the experience of Awakening. This causal chain requires that
one listen to the teachings of good people so as to understand the implica-
tions of the principle of kamma. It also requires that one take such people
as examples to emulate in one's own life. In this way, one can become a
better person oneself, and can enjoy the benefits that come with one's own
216 Chapter 12. Conviction
improved mastery over the principle of kamma.
The wide availability of books on Buddhism tends to obscure the fact that
the truths of the Buddha's teachings are not simply words or propositions,
but are qualities of the heart and mind: the skillful mastery of thoughts,
words, and deeds. These qualities are best learned not from books but from
people who are actually skilled. This is like learning a sport. One can pick up
important principles from books written about the sport, but there is much
more on a non-verbal level that can be learned only by associating with
people who have actually mastered the sport. This might include a sense of
how much practice is enough, a sense of one's own strengths and weaknesses,
a sense of timing, a sense of one's teammates and opponents, and so forth.
AN VII.64[28] gives a similar list of the principles that characterize a good
person, many of which cannot be verbalized in simple rules: knowledge of
the Dhamma, knowledge of the meaning of statements, a sense of one's own
strengths and weaknesses, a sense of moderation in the use of the requisites
of life, a sense of the proper time and season for doing things, a sense of
different levels of societies, and a sense of how to judge people. Although
the first two types of knowledge in this list are verbal and can be passed
on in words, the others are more subliminal and can be picked up only by
associating with good people and watching them in action.
With the issue of verbal knowledge we move from the social aspect of
conviction to its intellectual aspect. The content of the verbal knowledge
that can be picked up from good people begins with what §106 defines as
mundane right view:
There is what is given, what is offered, what is sacrificed.
There are fruits & results of good &: bad actions. There is this
world <k the next world. There is mother & father. There are
spontaneously reborn beings; there are priests &: contemplatives
who, faring rightly & practicing rightly, proclaim this world &
the next after having directly known &; realized it for themselves.
As noted in II/H {Section 10.1), this passage means that there is merit
in generosity; that the moral qualities of good and bad are inherent in the
universe, and not simply social conventions; that there is life after death;
that one has a true moral debt to one's parents; and that there are people
who have lived the renunciate's life properly in such a way that they have
gained true and direct knowledge of these matters. These beliefs form the
217
minimum prerequisite for following the path to skillfulness. If one doubts
them, one will find it difficult to muster the energy or commitment needed
to develop skillful qualities in the mind. One would be more likely to revert
to the selfish gratification of immediate desires, with little thought for right
or wrong. The willingness to accept these beliefs on faith thus counts as the
first step from the stage of mere acquaintance with the Buddha's teachings
to the stage of commitment.
These beliefs form the basis for the three points mentioned above as the
teachings of good people: generosity, going forth, and service to one's parents
[§119]. Appreciating the value of these principles, and following them to the
extent of one's abilities, enables one to develop the proper character needed
for comprehending the higher levels of the Buddha's teachings, culminating
in the four noble truths. As the first list of factors of stream-entry points
out, simply listening to the Dhamma is not enough. One has to develop ap-
propriate attention as well, which as we have already seen [II/G (Section 9)]
involves knowing how to focus on the right questions. In this context, one
begins by learning how to ask productive questions of one's teacher and then
moves on to using the categories of the four noble truths to ask questions
of one's experience in general. In this sense, the act of listening and paying
appropriate attention covers the first two levels in the development of dis-
cernment - understanding based on listening and on reasoning - and gets
one started on the third: understanding based on the development of skillful
qualities in the mind [DN 33].
Although listening to the Dhamma is a prerequisite for appropriate at-
tention, appropriate attention does not follow automatically from listening
to the Dhamma. It has to be consciously cultivated; otherwise, the causal
process will not lead to clear knowledge and release. This point is expressed
in a famous stanza from the Dhammapada (64-65):
Even if for a lifetime
the fool stays with the wise,
he knows nothing of the Dhamma -
as the ladle,
the taste of the soup.
Even if for a moment,
the perceptive person stays with the wise,
he immediately knows the Dhamma -
as the tongue.
218 Chapter 12. Conviction
the taste of the soup.
The purpose of meditation, in which one consciously develops mindfulness
and discernment so as to master and understand the skillful use of the mind, is
to turn one into the perceptive person who can fully understand the Dhamma.
With the attainment of stream-entry at one's first taste of the Death-
less, the intellectual aspect of conviction is expressed in terms of unshakable
conviction in the Awakening of the Buddha [§72], which branches out into
unshakable conviction in the Triple Gem: the Buddha, the Dhamma, and
the Sangha [§71]. One's own taste of Awakening confirms the reality of the
Buddha's Awakening and that of the noble Sangha; one's understanding of
how the Awakening came about through the practice of the Dhamma con-
firms that the noble eightfold path is the ideal synopsis of that practice,
with nothing lacking or in excess. From this comes the standard expression
of conviction in the Triple Gem: The Buddha is rightly self- awakened; the
Dhamma, well taught; and the noble Sangha, worthy of honor [§71]. What
this means in practical terms is that one is now convinced beyond a doubt
that the human ability to develop skillfulness can lead all the way to the
Deathless, and that the Deathless is the highest excellence.
Several passages [§87] emphasize that the experience of stream-entry re-
inforces one's conviction that the true Dhamma is fully expressed only in
the Buddha's teachings. This point will come as a surprise to many people
who are aware of Buddhism's long history of tolerance toward other religions,
and who assume that the enlightened attitude toward alternative teachings
is to endorse the statement that many roads lead to the top of the mountain.
This assumption, though, is based on a confusion between "tolerance" and
"endorsement". As we have already noted, from the streamwinner's point of
view the noble eightfold path is the ideal expression of the way to Awakening.
To endorse any other path to the same goal would be to concede that the
noble eightfold path either lacks something essential or contains something
superfluous. The Buddha is quoted as saying that any other supposed path
to Awakening would by definition be wrong: wrong view, wrong resolve,
wrong speech, etc. To try to get results from such a path, he says, would
be like trying to squeeze sesame oil out of gravel or to churn butter out of
water [MN 126[89]]. He did not deny that other teachings, advocating virtue
and concentration, can lead one to states of great peace or to rebirth in the
higher heavens, but if one views those attainments as equivalent to nibbana,
one is suffering from wrong view. To hold to that wrong view puts the total
219
release to be found with nibbana beyond reach.
This unwillingness to endorse other paths, however, does not necessarily
lead to intolerance. Buddhism's basic premise is the principle of kamma,
that happiness and suffering are the results of one's own past and present
actions. The noble eightfold path grows out of this principle as the most
skillful mode of qction for escaping from the cycle of kammic retribution and
attaining the Deathless. Other paths are either incomplete expressions of the
noble eightfold path or are based on other principles. For example, they may
state that there is a being who can sidestep the law of kamma and provide
for one's happiness without one's having to master the skills of the noble
eightfold path, or that certain ritual actions or words can provide a similar
shortcut to happiness. People who follow either of these two latter beliefs
could well feel threatened by outsiders who do not share their beliefs, for
the outsiders are in effect denying the existence of a shortcut on which the
insiders are placing their hopes. This explains why such people have often
been intolerant of outside views.
But because the principle of kamma is a teaching of full personal respon-
sibility, no one who believes in kamma will feel threatened by people who
teach shortcuts around kamma. Buddhists who have yet to attain stream-
entry may waver in their conviction - as the path can seem long and arduous,
and the results slow in coming - and this is one reason why they are encour-
aged not to associate with anyone who rejects the principle of kamma. But
those who have had their first taste of Awakening can in no way be per-
suaded to doubt the principle, for they have seen that the Deathless can be
touched only through a process that requires the utmost skill in mindfulness
and discernment applied to the processes of one's own mind. Their attitude
toward other teachings is that of a skilled artisan toward those with lesser
skills, or of a woman who has learned how to extract sesame oil from sesame
seeds toward those who are still trying to extract it from gravel: She will
want to teach them the right way if they are willing to listen, but if they are
unwilling, she will tolerate their ignorance and hope that someday they will
be ready to learn.
To attain this level of unshakable conviction requires that one put the
Dhamma into practice. This shows the intimate relationship between the
intellectual and practical aspects of conviction: one must have a certain
level of intellectual understanding of the doctrinal Dhamma before one can
practice it, and one must practice it to the point of touching the Dhamma
of Deathlessness as an attainment before one's conviction in the teaching
220 Chapter 12. Conviction
of the Dhamma can become unshakably firm. The commentaries bring out
this relationship by applying the term Dhamma to all three of these levels:
doctrine, practice, and attainment, or in other words, Dhamma as an object
of awareness (on the intellectual level), as a means of releasing awareness
from bondage to its objects (on the practical level), and as the awareness
released (at the point of Awakening).
The practical aspect of conviction, prior to stream-entry, is indicated by
the factor of stream-entry called "practicing in accordance with the Dhamma" .
What this factor means is that one must be willing to put the Dhamma ahead
of one's preferences, so that one is not practicing simply in line with one's
likes and dislikes. This is the true test of one's conviction. It is all too easy to
pick and choose from the teachings on the basis of other standards - here in
the West it is common to judge the Dhamma against Western psychology or
other social sciences, and to pick and choose accordingly - but one must ask
oneself the same question that Prince Siddhattha posed for himself: Which is
a more worthwhile use of one's time, the pursuit of objects and ideals subject
to change and death, or the pursuit of the Deathless? Although there is a
long-standing recognition in the Buddhist tradition that people benefit even
if they follow only part of the teaching, the Dhamma can give its full results
only if one commits oneself fully to developing the skill of release in one's
thoughts, words, and deeds. This training is similar to following a doctor's
regimen: One will benefit even from following the regimen only occasionally,
but a full cure requires sticking to the regimen consistently and putting the
goal of recovery ahead of one's other preferences. The skill of release requires
that one order one's priorities, taking the teachings and example of those who
have attained that skill as one's primary guide, and regarding everything else
as secondary.
With the attainment of stream-entry, one's conviction in the principle of
kamma and its skillful mastery becomes so firm that one would not inten-
tionally break any of the basic precepts that comprise right speech, right
action, or right livelihood. This is the import of the factor of stream-entry
called "virtues that are appealing to the noble ones" . In addition to virtue,
streamwinners have also begun to develop the other two aggregates in the
noble path - concentration and discernment - but those two aggregates are
not yet fully matured [II/A {Section II); MFU, pp. 103-04[149, pl03]]. As
§74 & §75 make clear, conviction cannot become firm until the remaining
four faculties, including concentration and discernment, have been strength-
ened to at least some extent. Once conviction does becomes firm, it can
12.1. Passages from the Pali Canon 221
then function to strengthen those faculties even further. The streamwinner
realizes, from the experience of stream-entry, not only that he/she attained
that experience through mastery of the processes of kamma, but also that
his/her Awakening is not yet complete because there are gaps in that mas-
tery. This realization is what gives impetus for the further development of
all five faculties until they issue in the full realization of the Deathless.
12.1 Passages from the Pali Canon
§ 115. As he was seated to one side, Ven. Ananda said to the Blessed
One, 'This is half of the holy life, lord: admirable friendship, admirable
companionship, admirable camaraderie.'
'Don't say that, Ananda. Don't say that. Admirable friendship, ad-
mirable companionship, admirable camaraderie is actually the whole of the
holy life. When a monk has admirable people as friends, companions, &;
colleagues, he can be expected to develop & pursue the noble eightfold path.
'And how does a monk who has admirable people as friends, companions,
&; colleagues, develop & pursue the noble eightfold path? There is the case
where a monk develops right view dependent on seclusion, dependent on
dispassion, dependent on cessation, resulting in letting go. He develops right
resolve... right speech... right action... right livelihood... right effort... right
mindfulness... right concentration dependent on seclusion... dispassion...
cessation, resulting in letting go. This is how a monk who has admirable
people as friends, companions, & colleagues, develops & pursues the noble
eightfold path.
'And through this line of reasoning one may know how admirable friend-
ship, admirable companionship, admirable camaraderie is actually the whole
of the holy life: It is in dependence on me as an admirable friend that beings
subject to birth have gained release from birth, that beings subject to aging
have gained release from aging, that beings subject to death have gained re-
lease from death, that beings subject to sorrow, lamentation, pain, distress,
& despair have gained release from sorrow, lamentation, pain, distress, &
despair.'
- SN XLV.2[129]
§ 116. Mahanama, to the Buddha: There may be the case where a Dhamma
disagreement arises, with the Blessed One on one side and the community of
monks on the other. I would be on the same side as the Blessed One. May
222 Chapter 12. Conviction
the Blessed One remember this as my confidence hi Mm.
There may be the case where a Dhamma disagreement arises, with the
Blessed One on one side and the community of monks & the community of
nuns on the other. I would be on the same side as the Blessed One. May the
Blessed One remember this as my confidence in him...
There may be the case where a Dhamma disagreement arises, with the
Blessed One on one side and the community of monks &: the community of
nuns &; the male lay followers & the female lay followers & the world with its
devas, maras, brahmas, its generations with their priests & contemplatives,
their royalty &; common people on the other. I would be on the same side as
the Blessed One. May the Blessed One remember this as my confidence in
him.
The Buddha [turning to Mahanama's companion, Godha]: Now Godha,
what do you have to say about Mahanama when he speaks in such a way?
Godha: I have nothing to say about Mahanama when he speaks in such
a way, except that he is admirable & skillful.
- SN LV.23
§ 117. Advice to a lay person. Now what, TigerPaw (Byagghapajja),
is meant by having admirable people as friends? There is the case where
a lay person, in whatever town or village he may dwell, spends time with
householders or householders' sons, young or old, who are advanced in virtue.
He talks with them, engages them in discussions. He emulates consummate
conviction in those who are consummate in conviction, consummate virtue
in those who are consummate in virtue, consummate generosity in those
who are consummate in generosity, & consummate discernment in those who
are consummate in discernment. This is called having admirable people as
friends.
- AN Vni.54[
§ 118. A friend endowed with these three qualities is worth associating with.
Which three? He gives what is hard to give, he does what is hard to do, he
endures what is hard to endure. A friend endowed with these three qualities
is worth associating with.
-AN ni.l30[8]
§ 119. These three things have been promulgated by wise people, by people
who are truly good. Which three? Generosity... going- forth [from the home
life]... & service to one's mother & father. These three things have been
12.1. Passages from the Pali Canon 223
promulgated by wise people, by people who are truly good.
- AN III.45
§ 120. And what, monks, is the treasure of generosity? There is the case of
a disciple of the noble ones, his awareness cleansed of the stain of stinginess,
living at home, freely generous, openhanded, delighting in being magnani-
mous, responsive to requests, delighting in the distribution of alms. This is
called the treasure of generosity.
- AN VII.6[25]
§ 121. If beings knew, as I know, the results of giving & sharing, they would
not eat without having given, nor would the stain of miserliness overcome
their minds. Even if it were their last bite, their last mouthful, they would
not eat without having shared, if there were someone to receive their gift. But
because beings do not know, as I know, the results of giving &; sharing, they
eat without having given. The stain of miserliness overcomes their minds.
- Iti 26[55, 26]
§ 122. Monks, brahmans & householders are very helpful to you, as they pro-
vide you with the requisites of robes, almsfood, lodgings, & medical requisites
for the sick. And you, monks, are very helpful to brahmans & householders,
as you teach them the Dhamma admirable in the beginning, admirable in
the middle, &; admirable in the end, as you expound the holy life both in
its particulars & in its essence, entirely complete, surpassingly pure. In this
way the holy life is lived in mutual dependence, for the purpose of crossing
over the flood, for making a right end to stress.
Householders & the homeless
in dependence on one another
both accomplish the true Dhamma -
the unsurpassed security from bondage.
From householders, the homeless
receive requisites - robes, lodgings,
protection from inclemencies.
While in dependence on those well-gone,
home-loving householders
have conviction in Arahants
of noble discernment,
absorbed in jhana.
224 Chapter 12. Conviction
Here practicing the Dhamma,
the path leading to good destinations,
those wishing for pleasure rejoice
in delight in the heavenly world.
- Iti 107[58, 107]
§ 123. Now what is the level of a person who is not truly good? A person
who is not truly good is ungrateful, does not acknowledge the help given to
him. This ingratitude, this lack of acknowledgment is second nature among
rude people. It is entirely on the level of people who are not truly good. A
person who is truly good is grateful &: acknowledges the help given to him.
This gratitude, this acknowledgment is second nature among fine people. It
is entirely on the level of people who are truly good.
I tell you, monks, there are two people who are not easy to repay. Which
two? Your mother <k father. Even if you were to carry your mother on one
shoulder & your father on the other shoulder for 100 years, and were to look
after them by anointing, massaging, bathing, &: rubbing their limbs, and they
were to defecate &: urinate right there [on your shoulders], you would not in
that way pay or repay your parents. If you were to establish your mother &
father in absolute sovereignty over this great earth, abounding in the seven
treasures, you would not in that way pay or repay your parents. Why is
that? Mother &; father do much for their children. They care for them, they
nourish them, they introduce them to this world. But anyone who rouses his
unbelieving mother & father, settles & establishes them in conviction; rouses
his unvirtuous mother & father, settles &; establishes them in virtue; rouses
his stingy mother k. father, settles &; establishes them in generosity; rouses
his foolish mother & father, settles & establishes them in discernment: To
this extent one pays & repays one's mother & father.
- AN II.31-32[3]
§ 124. Living with Brahma are those families where, in the home, mother
&; father are revered by the children. Living with the first devas are those
families where, in the home, mother <k father are revered by the children.
Living with the first teachers are those families where, in the home, mother <k
father are revered by the children. Living with those worthy of gifts are those
families where, in the home, mother & father are revered by the children.
'Brahma' is a designation for mother & father. 'The first devas'... 'the first
teachers'... 'those worthy of gifts' is a designation for mother & father. Why
12.1. Passages from the Pali Canon 225
is that? Mother & father do much for their children. They care for them,
they nourish them, they introduce them to this world.
Mother k father
compassionate to their family
are called
Brahma,
the first teachers
those worthy of gifts from their children.
So the sage should pay them
homage
honor
with food & drink
clothing & bedding
anointing & bathing
&; washing their feet.
Performing these services to their parents, the wise
are praised here & now
and after death
rejoice in heaven.
- Iti 106[58, 106]
§ 125. A beginning point for ignorance - [such that one might say], 'Before
this, ignorance did not exist; then it came into play' - cannot be discerned.
This has been said. Nevertheless, it can be discerned, 'Ignorance comes
from this condition.' And I tell you, ignorance has its nutriment. It is not
without nutriment. And what is the nutriment for ignorance? The five
hindrances... And what is the nutriment for the five hindrances? The three
forms of misconduct... And what is the nutriment for the three forms of
misconduct? Lack of restraint of the senses... And what is the nutriment for
lack of restraint of the senses? Lack of mindfulness &; alertness... And what is
the nutriment for lack of mindfulness & alertness? Inappropriate attention...
And what is the nutriment for inappropriate attention? Lack of conviction...
And what is the nutriment for lack of conviction? Not hearing the true
Dhamma... And what is the nutriment for not hearing the true Dhamma?
Associating with people who are not truly good, (or: not associating with
people who are truly good)...
Just as when the gods pour rain in heavy drops & crash thunder on
the upper mountains: The water, fiowing down along the slopes, fills the
226 Chapter 12. Conviction
mountain clefts & rifts &: gullies. When the mountain clefts &: rifts & gullies
are full, they fill the little ponds. When the little ponds are full, they fill the
big lakes... the little rivers... the big rivers. When the big rivers are full,
they fill the great ocean, and thus is the great ocean fed, thus is it filled.
In the same way, when not associating with truly good people is brought to
fulfillment, it fulfills [the conditions for] not hearing the true Dhamma... lack
of conviction... inappropriate attention... lack of mindfulness & alertness...
lack of restraint of the senses... the three forms of misconduct... the five
hindrances. When the five hindrances are brought to fulfillment, they fulfill
[the conditions for] ignorance. Thus is ignorance fed, thus is it brought to
fulfillment.
Now, I tell you, clear knowing & release have their nutriment. They are
not without nutriment. And what is their nutriment? The seven factors for
Awakening... And what is the nutriment for the seven factors for Awakening?
The four frames of reference... And what is the nutriment for the four frames
of reference? The three forms of right conduct... And what is the nutriment
for the three forms of right conduct? Restraint of the senses... And what
is the nutriment for restraint of the senses? Mindfulness & alertness... And
what is the nutriment for mindfulness &; alertness? Appropriate attention...
And what is the nutriment for appropriate attention? Conviction... And
what is the nutriment for conviction? Hearing the true Dhamma... And what
is the nutriment for hearing the true Dhamma? Associating with people who
are truly good...
Just as when the gods pour rain in heavy drops & crash thunder on
the upper mountains: The water, fiowing down along the slopes, fills the
mountain clefts & rifts & gullies... the little ponds... the big lakes... the
little rivers... the big rivers. When the big rivers are full, they fill the great
ocean, and thus is the great ocean fed, thus is it filled. In the same way,
when associating with truly good people is brought to fulfillment, it fulfills
[the conditions for] hearing the true Dhamma... conviction... appropriate
attention... mindfulness & alertness... restraint of the senses... the three
forms of right conduct... the four frames of reference... the seven factors for
Awakening. When the seven factors for Awakening are brought to fulfillment,
they fulfill [the conditions for] clear knowing & release. Thus is clear knowing
h release fed, thus is it brought to fulfillment.
- AN X.61
§ 126. These are eight causes, eight conditions, for the attainment of dis-
12.1. Passages from the Pali Canon 227
cernment basic to the holy hfe when it has not yet been attained, and for its
growth, its increase, & for the culmination of its development when it has.
Which eight?
There is the case where a monk dwells in dependence on the Master, or
another fellow in the holy life worthy of being a teacher, under whom he
becomes firmly established in a strong sense of conscience & concern, love &
respect. This is the first cause, the first condition...
{And what is the treasure of conscience? There is the case where a dis-
ciple of the noble ones feels shame at [the thought of engaging in] bodily
misconduct, verbal misconduct, mental misconduct. This is called the trea-
sure of conscience.
And what is the treasure of concern? There is the case where a disciple of
the noble ones feels concern for [the suffering that results from] bodily mis-
conduct, verbal misconduct, mental misconduct. This is called the treasure
of concern.}
As he so lives, he periodically approaches his teacher to ask & inquire of
him, 'How, venerable sir, does this happen? What is the meaning of this?'
To him the teacher reveals what is hidden, clarifies what is obscure, and
dispels any doubt he may have in the various things that give him reason to
doubt. This is the second cause, the second condition...
When he has heard the Dhamma, he accomplishes twofold seclusion:
seclusion of body & seclusion of mind. This is the third cause, the third
condition...
He is virtuous &: lives restrained by the Patimokkha, consummate in
his behavior &; range of activity. Seeing danger in the slightest fault, he
undertakes & trains himself in the training rules. This is the fourth cause,
the fourth condition...
He is erudite, a keeper & storehouse of learning. He is erudite in the teach-
ings - admirable in their beginning, admirable in their middle, admirable in
their end - that affirm the holy life, entirely perfect & pure in its letter &
meaning; he has resolved on them, has made them familiar to his speech, has
pondered them over in his mind, and has penetrated them (attuned himself
to them) in terms of his views. This is the fifth cause, the fifth condition...
He keeps his persistence aroused for abandoning unskillful mental quali-
ties and taking on skillful mental qualities. He is steadfast, solid in his effort,
not shirking his duties with regard to skillful mental qualities. This is the
sixth cause, the sixth condition...
When he joins the Community he is not talkative, nor does he discuss low
228 Chapter 12. Conviction
topics. He either speaks Dhamma himself or asks someone else to, and he
does not despise noble silence [the second jhana]. This is the seventh cause,
the seventh condition...
Finally, he remains focused on the arising & passing away of the five
clinging-aggregates: 'Such is form, such its origination, such its disappear-
ance. Such is feeling... Such is perception... Such are fabrications... Such
is consciousness, such its origination, such its disappearance.' This is the
eighth cause, the eighth condition for the attainment of discernment basic
to the holy life when it has not yet been attained, and for its growth, its
increase, & for the culmination of its development when it has.
- AN VIII.2[29] { + AN VII.6[25]}
§ 127.
Regard him as one who
points out
treasure,
the wise one who
seeing your faults
rebukes you.
Stay with this sort of sage.
For the one who stays
with a sage of this sort,
things get better,
not worse.
- DHP.76[50, 76]
§ 128. These are the five rewards of conviction in a lay person. Which five?
When the truly good people in the world show compassion, they will
first show compassion to people of conviction, and not to people without
conviction. When visiting, they first visit people of conviction, and not
people without conviction. When accepting gifts, they will first accept those
from people with conviction, and not from people without conviction. When
teaching the Dhamma, they will first teach those with conviction, and not
those without conviction. A person of conviction, on the break-up of the
body, after death, will arise in a good destination, the heavenly world. These
are the five rewards of conviction in a lay person.
Just as a large banyan tree, on level ground where four roads meet, is a
haven for the birds all around, even so a lay person of conviction is a haven
12.1. Passages from the Pali Canon 229
for many people: monks, nuns, male lay followers, &: female lay followers.
A massive tree
whose branches carry fruits & leaves,
with trunks & roots
<k an abundance of fruits:
There the birds find rest.
In that delightful sphere
they make their home.
Those seeking shade
come to the shade,
those seeking fruit
find fruit to eat.
So with the person consummate
in virtue & conviction,
humble, sensitive, gentle,
delightful, & mild:
To him come those without effluent -
free from passion,
free from aversion,
free from delusion -
the field of merit for the world.
They teach him the Dhamma
that dispels all stress.
And when he understands,
he is freed from effluents,
totally unbound.
- AN V.38[18]
§ 129. A female disciple of the noble ones who grows in terms of these five
types of growth grows in the noble growth, grasps hold of what is essential,
what is excellent in the body. Which five? She grows in terms of conviction,
in terms of virtue, in terms of learning, in terms of generosity, in terms of
discernment. Growing in terms of these five types of growth, the female
disciple of the noble ones grows in the noble growth, grasps hold of what is
essential, what is excellent in the body.
Growing in conviction & virtue,
discernment, generosity, & learning.
230 Chapter 12. Conviction
a virtuous female lay disciple
such as this
takes hold of the essence within herself.
- SN XXXVII.34
§ 130. For a disciple who has conviction in the Teacher's message &: lives to
penetrate it, it is a principle that, 'The Blessed One is the Teacher, I am a
disciple. He is the one who knows, not I.' For a disciple who has conviction
in the Teacher's message & lives to penetrate it, the Teacher's message is
healing & nourishing. For a disciple who has conviction in the Teacher's
message &; lives to penetrate it, it is a principle that, 'Gladly would I let the
flesh & blood in my body dry up, leaving just the skin, tendons, & bones, but
if I have not attained what can be reached through human firmness, human
persistence, human striving, there will be no relaxing my persistence.' For a
disciple who has conviction in the Teacher's message & lives to penetrate it,
one of two fruits can be expected: either gnosis here &: now, or - if there be
any remnant of clinging/sustenance - non-return.
- MN 70
Chapter 13
Persistence
See the Four Right Exertions [11/ G] (^Section b.l).
231
232 Chapter 13. Persistence
Chapter 14
Mindfulness
See the Four Frames of Reference [II/BJ (^Section A.l).
233
234 Chapter 14. Mindfulness
Chapter 15
Concentration: Abandoning
the Hindrances
Several discourses in the Canon [such as DN 2 [42]] state that the first step
in concentration practice is to abandon the five hindrances, which we have
ah'eady discussed in conjunction with the seven factors for Awakening [II/G
[Section 9)]. They are: sensual desire, ill will, sloth & drowsiness, restlessness
<k anxiety, and uncertainty. These hindrances need to be abandoned because
they function as intermediate levels of the three roots of unskillfulness [§3].
Sensual desire is a form of greed; ill will, a form of aversion; and the remaining
three hindrances, forms of delusion. All five, in their various ways, block
concentration and weaken discernment by making it difficult to realize what
is beneficial for oneself, for others, or for both. This last point makes them
particularly tricky to deal with, for one needs to have a sense that they are
unbeneficial states of mind before one can work at abandoning them, yet
while one is overcome with them, they impair one's ability to see that they
are in fact unbeneficial [§133]. For instance, when one feels sensual desire for
another person, it is hard to focus on the unattractive side of that person or
on the drawbacks of the desire itself. Similarly, when one feels anger, it is
hard not to feel that the anger is justified; when one feels sleepy, it is hard
not to feel that one should get some sleep; when one is worried, it is hard
not to believe that one needs to worry, and so forth.
Although the hindrances cannot be totally relinquished prior to the var-
ious stages of Awakening, they can be lessened on a preliminary level to the
point where the mind can settle down in jhana. This preliminary level is
the focus of the passages in this section. Passage §159 lists five methods for
235
236 Chapter 15. Concentration: Abandoning the Hindrances
dealing with unskillful thoughts in the course of meditation. The passages
included in this section focus almost exclusively on using the first two of those
methods - replacing the unskillful thoughts with skillful ones, and contem-
plating the drawbacks of the unskillful thoughts until one feels repulsed by
them - so as to escape from the power of any hindrances that have overcome
the mind. Examples of the first method include focusing on the unattractive
side of any sensual object to which one may be attracted [§§30, 140, 142];
focusing on the good qualities of a person who has aroused thoughts of ill will
[§144]; focusing on the foolishness of expecting all people to act in line with
one's wants [§145]; and changing one's object of concentration when finding
that the current object is inducing sleepiness [§147]. Examples of the second
method include realizing that the hindrance is placing the mind in a state of
bondage and limitation [§§134, 137-138], and that one can find freedom only
by releasing oneself from its power. In practice, these are not the only ways
of applying these two general approaches. The examples in the texts can act
as inspiration for any similar techniques that a meditator might devise to
obtain the desired effect.
To escape the double bind mentioned above - the fact that the hindrances
blind one to one's own true best interests, and yet one needs to see those
true interests if one is to overcome the hindrances - one must depend on all
five faculties as one has been able to develop them. Conviction is needed
so that one will listen to the advice of those who point out the drawbacks
of the hindrances. A certain momentum of persistence, as right exertion, is
needed so that one will make the effort to abandon the hindrance as soon as
one is aware that it has arisen and before it grows into anything stronger.
Mindfulness, based on the frames of reference, is needed so that one can be
alert to the arising of the hindrances and can remember why they should
be abandoned in the first place. This mindfulness can be strengthened by
remembering the teachings of others who have pointed out the drawbacks
of the hindrances - the many similes for the hindrances given in passages
§§131-134 and §138 serve the purpose of keeping those memories vivid. It
can also be strengthened by remembering the drawbacks of the hindrances
as encountered in one's own personal experience: the damage that has come
when another person has given in to them, and the things that one regrets
having done oneself when under their infiuence.
Because preliminary levels of concentration and discernment are present
in right exertion and the practice of the frames of reference, these faculties
play a role in abandoning the hindrances as well. As they develop strength.
237
they make one more and more skilled in cutting off the hindrances as effec-
tiveiy as possibie. The seven factors for Awakening, which are developed in
concentration, act as direct antidotes to the hindrances [§76], while discern-
ment - combined with concentrated mindfulness - helps in mastering what
is probably the most effective tool for not being fooled by the hindrances:
the ability to separate the hindrance, as an act of the mind, from its object.
For instance, discernment makes one able to see the feeling of sensual desire
as one thing, and the object of the desire as something separate. This ability
is crucial in a number of ways. To begin with, it helps separate the positive
qualities of the object from the act of desiring the object, so that one does
not confuse the two. The tendency to confuse the two is what makes it hard
to see the drawbacks of the desire when it is present in the mind, and at
the same time, serves to harden the mind in general against the Buddha's
admonishments against sensuality.
There is a widespread feeling that Buddhism gives an unfair valuation of
sensuality and is blind to the positive beauties of sensual objects, but this
is simply not true. The Buddha admitted that sensual objects have their
beauty and can give a measure of satisfaction [MN 13 [70]]. He pointed out,
however, that the beauty of an object is not the whole story, for all beautiful
objects must decay. If one's happiness is based on them, that happiness
is in for a fall. More importantly, though, the Buddha defined sensuality
not as the objects of the senses, but as the passion and delight that one
feels for such objects [AN VI.63[24]; MFU, p. 53 [148, p53]]. Although the
objects of the senses are neither good nor evil per se, the act of passion
and delight forms a bond on the mind, disturbing its immediate peace and
ensuring its continued entrapment in the round of rebirth and redeath. Only
by separating the desire from its object can one directly perceive the truth
of these teachings.
This point applies to the other hindrances as well. For instance, when
one can separate the object of one's anger from the anger itself as a mental
event, one can see the obvious drawbacks of allowing anger to take over the
mind.
In addition, the ability to separate the act from its object enables one to
become sensitive to the act before it becomes overpowering, at the same time
allowing one to regard it simply as a mental quality in and of itself. One can
then engage in the practice outlined in §30 - that of observing the coming and
going of the hindrances as one tries to bring the mind to concentration. In this
way, one eventually becomes so familiar with the patterns underlying their
238 Chapter 15. Concentration: Abandoning the Hindrances
occurrence that one can undercut them and ehmhiate them from the mind for
good. Passage §137 gives an example of one of the patterns that one will see
when sensual desire arises: sexual attraction for another person begins with
a sense of attraction for one's own sexuality. Passage §96, in a more abstract
fashion, lists other patterns of mind that feed the hindrances. By perceiving
such patterns, one can take one's analysis of the roots of unskillfulness in the
mind to ever more subtle levels. In this way, the skill of being able to abandon
the hindrances will go beyond simply the preliminary level of concentration
practice, exercising all five of the faculties to the point where they issue in
Awakening.
15.1 Passages from the Pali Canon
§ 131. These are the five hindrances &: obstructions that overcome awareness
& weaken discernment. Which five? Sensual desire is a hindrance & obstruc-
tion that overcomes awareness & weakens discernment. Ill will... Sloth &
drowsiness... Restlessness h anxiety... Uncertainty is a hindrance & obstruc-
tion that overcomes awareness & weakens discernment...
Suppose there were a river, fiowing down from the mountains, going far,
its current swift, carrying everything with it: If a man were to open water-
courses leading off from both sides, the current in the middle of the river
would be interrupted, diverted, & dispersed. The river would not go far, its
current would not be swift, and it would not carry everything with it. In
the same way, if a monk has not rid himself of these five hindrances... there
is no possibility that he can know what is for his own benefit, or the ben-
efit of others, or both, or that he should come to realize a superior human
attainment, a truly noble knowledge &; vision...
But suppose there were a river, flowing down from the mountains, going
far, its current swift, carrying everything with it: If a man were to close off
the watercourses leading off from both sides, the current in the middle of
the river would not be interrupted, diverted, or dispersed. The river would
go far, its current swift, carrying everything with it. In the same way, if a
monk has rid himself of these five hindrances... there is the possibility that
he can know what is for his own benefit, or the benefit of others, or both, and
that he should come to realize a superior human attainment, a truly noble
knowledge & vision.
-AN V.51[19]
15.1. Passages from the Pali Canon 239
§ 132. When gold is debased by these five impurities, it is not pliant,
malleable, or luminous. It is brittle and not ready to be worked. Which five?
Iron, copper, tin, lead, &: silver... But when gold is not debased by these five
impurities, it is pliant, malleable, & luminous. It is not brittle and is ready
to be worked. Then whatever sort of ornament one has in mind - whether a
belt, an earring, a necklace, or a gold chain - it would serve one's purpose.
In the same way, when the mind is debased by these five impurities, it is
not pliant, malleable, or luminous. It is brittle and not rightly concentrated
for the ending of the effluents. Which five? Sensual desire, ill will, sloth &
drowsiness, restlessness & anxiety, and uncertainty... But when the mind is
not debased by these five impurities, it is pliant, malleable, & luminous. It is
not brittle and is rightly concentrated for the ending of the effluents. Then
whichever of the six higher knowledges [§64] one turns one's mind to know
&; realize, one can witness them for oneself whenever there is an opening...
- AN V.23
§ 133. Similes for the Hindrances. Imagine a bowl of water mixed with
lac, yellow orpiment, indigo, or crimson, such that a man with good eyesight
examining the reflection of his face in it would not be able to know or see
his face as it actually is. In the same way, when one remains with awareness
possessed by sensual passion, overcome with sensual passion, and neither
knows nor sees the escape, as it is actually present, from sensual passion
once it has arisen, then one neither knows nor sees what is for one's own
beneflt, or for the benefit of others, or for the benefit of both...
Now imagine a bowl of water heated on a fire, boiling <k bubbling over,
such that a man with good eyesight examining the refiection of his face in
it would not be able to know or see his face as it actually is. In the same
way, when one remains with awareness possessed by ill will, overcome with
ill will, and neither knows nor sees the escape, as it is actually present, from
ill will once it has arisen, then one neither knows nor sees what is for one's
own benefit, or for the benefit of others, or for the benefit of both...
Now imagine a bowl of water covered with algae & slime, such that a
man with good eyesight examining the refiection of his face in it would not
be able to know or see his face as it actually is. In the same way, when
one remains with awareness possessed by sloth & drowsiness, overcome with
sloth & drowsiness, and neither knows nor sees the escape, as it is actually
present, from sloth <k drowsiness once it has arisen, then one neither knows
nor sees what is for one's own benefit, or for the benefit of others, or for the
240 Chapter 15. Concentration: Abandoning the Hindrances
benefit of botli...
Now imagine a bowi of water ruffled by tlie wind, disturbed, &: covered
witli waves, sucli tliat a man witli good eyesiglit examining tlie reflection of
his face in it would not be able to know or see his face as it actually is. In
the same way, when one remains with awareness possessed by restlessness
& anxiety, overcome with restlessness & anxiety, and neither knows nor sees
the escape, as it is actually present, from restlessness & anxiety once it has
arisen, then one neither knows nor sees what is for one's own benefit, or for
the benefit of others, or for the benefit of both...
Now imagine a bowl of water stirred up, turbid, muddied, & left in the
dark, such that a man with good eyesight examining the refiection of his face
in it would not be able to know or see his face as it actually is. In the same
way, when one remains with awareness possessed by uncertainty, overcome
with uncertainty, and neither knows nor sees the escape, as it is actually
present, from uncertainty once it has arisen, then one neither knows nor sees
what is for one's own benefit, or for the benefit of others, or for the benefit
of both...
- SN XLVI.55
§ 134. Suppose that a man, taking a loan, invests it in his business affairs.
His business affairs succeed. He repays his old debts and there is extra left
over for maintaining his wife. The thought would occur to him, 'Before,
taking a loan, I invested it in my business affairs. Now my business affairs
have succeeded. I have repaid my old debts and there is extra left over for
maintaining my wife.' Because of that he would experience joy &: happiness.
Now suppose that a man falls sick - in pain & seriously ill. He does
not enjoy his meals, and there is no strength in his body. As time passes,
he eventually recovers from that sickness. He enjoys his meals and there
is strength in his body. The thought would occur to him, 'Before, I was
sick... Now I am recovered from that sickness. I enjoy my meals and there is
strength in my body.' Because of that he would experience joy & happiness.
Now suppose that a man is bound in prison. As time passes, he eventually
is released from that bondage, safe &; sound, with no loss of property. The
thought would occur to him, 'Before, I was bound in prison. Now I am
released from that bondage, safe &; sound, with no loss of my property.'
Because of that he would experience joy & happiness.
Now suppose that a man is a slave, subject to others, not subject to
himself, unable to go where he likes. As time passes, he eventually is released
15.1. Passages from the Pali Canon 241
from that slavery, subject to himself, not subject to others, freed, able to go
where he likes. The thought would occur to him, 'Before, I was a slave...
Now I am released from that slavery, subject to myself, not subject to others,
freed, able to go where I like.' Because of that he would experience joy &
happiness.
Now suppose that a man, carrying money &: goods, is traveling by a
road through desolate country. As time passes, he eventually emerges from
that desolate country, safe & sound, with no loss of property. The thought
would occur to him, 'Before, carrying money & goods, I was traveling by
a road through desolate country. Now I have emerged from that desolate
country, safe &; sound, with no loss of my property.' Because of that he
would experience joy & happiness.
In the same way, when these five hindrances are not abandoned in himself,
the monk regards it as a debt, a sickness, a prison, slavery, a road through
desolate country. But when these five hindrances are abandoned in himself,
he regards it as unindebtedness, good health, release from prison, freedom,
a place of security.
- MN 39
§ 135. Sensual desire. I have heard that on one occasion the Blessed One
was staying near Savatthi in Jeta's Grove, Anathapindika's monastery. Now
on that occasion the Blessed One was sitting out in the open in the pitch
black of the night, while oil lamps were burning. Many flying insects were
meeting their downfall & misfortune in those oil lamps. Seeing this... the
Blessed One exclaimed.
Rushing headlong, missing what is worthwhile,
bringing on one new bond after another,
like insects falling into the flame,
some are intent only on what is seen & heard.
- Ud VI.9[64]
§ 136.
Clinging to sense pleasures, to sensual ties,
seeing no blame in the fetter,
never will those tied up in the fetter
cross over the flood so great &; wide.
242 Chapter 15. Concentration: Abandoning the Hindrances
- Ud VII.3[65]
§ 137. I will teach you a Dliamma discourse on bondage & lack of bondage...
A woman attends inwardly to her feminine faculties, her feminine gestures,
her feminine manners, feminine poise, feminine desires, feminine voice, fem-
inine charms. She is excited by that, delighted by that. Being excited &;
delighted by that, she attends outwardly to masculine faculties, masculine
gestures, masculine manners, masculine poise, masculine desires, masculine
voices, masculine charms. She is excited by that, delighted by that... wants
to be bonded to what is outside her, wants whatever pleasure & happiness
that arise based on that bond. Delighting, caught up in her femininity, a
woman goes into bondage with reference to men. This is how a woman does
not transcend her femininity.
A man attends inwardly to his masculine faculties, masculine gestures,
masculine manners, masculine poise, masculine desires, masculine voice, mas-
culine charms. He is excited by that, delighted by that. Being excited &
delighted by that, he attends outwardly to feminine faculties, feminine ges-
tures, feminine manners, feminine poise, feminine desires, feminine voices,
feminine charms. He is excited by that, delighted by that... wants to be
bonded to what is outside him, wants whatever pleasure &: happiness that
arise based on that bond. Delighting, caught up in his masculinity, a man
goes into bondage with reference to women. This is how a man does not
transcend his masculinity.
And how is there lack of bondage? A woman does not attend inwardly
to her feminine faculties... feminine charms. She is not excited by that, not
delighted by that... does not attend outwardly to masculine faculties... mas-
culine charms. She is not excited by that, not delighted by that... does not
want to be bonded to what is outside her, does not want whatever pleasure
&; happiness that arise based on that bond. Not delighting, not caught up
in her femininity, a woman does not go into bondage with reference to men.
This is how a woman transcends her femininity.
A man does not attend inwardly to his masculine faculties... masculine
charms. He is not excited by that, not delighted by that... does not attend
outwardly to feminine faculties... feminine charms. He is not excited by
that, not delighted by that... does not want to be bonded to what is outside
him, does not want whatever pleasure & happiness that arise based on that
bond. Not delighting, not caught up in his masculinity, a man does not go
into bondage with reference to women. This is how a man transcends his
15.1. Passages from the Pali Canon 243
masculinity.
This is how there is lack of bondage. And this is the Dhamma discourse
on bondage & lack of bondage.
-AN VII.48[26]
§ 138. 'Suppose a dog, overcome with weakness & hunger, were to come
across a slaughterhouse, and there a skilled butcher or butcher's apprentice
were to fling him a chain of bones - thoroughly scraped, without any flesh,
smeared with blood. What do you think: Would the dog, gnawing on that
chain of bones - thoroughly scraped, without any flesh, smeared with blood
- appease his weakness & hunger?'
'No, lord. And why is that? Because the chain of bones is thoroughly
scraped, without any flesh, & smeared with blood. The dog would get nothing
but weariness & vexation.'
'In the same way, householder, a disciple of the noble ones considers this
point: "The Blessed One has compared sensuality to a chain of bones, of
much stress, much despair, & greater drawbacks". Seeing this with right
discernment, as it actually is, then avoiding the equanimity coming from
multiplicity, dependent on multiplicity, he develops the equanimity coming
from singleness, dependent on singleness [III/G [Section 17 -I)], where cling-
ing/sustenance for the baits of the world ceases entirely.
'Now suppose a vulture, a kite, or a hawk were to take off, having seized
a lump of flesh, and other vultures, kites, or hawks - following right after it
- were to tear at it & pull at it. What do you think: If that vulture, kite, or
hawk were not quickly to drop that lump of flesh, would it meet with death
from that cause, or with death-like pain?'
'Yes, lord.'
'In the same way, householder, a disciple of the noble ones considers this
point: "The Blessed One has compared sensuality to a lump of flesh, of much
stress, much despair, &; greater drawbacks"... He develops the equanimity
coming from singleness, dependent on singleness, where clinging/sustenance
for the baits of the world ceases entirely.
'Now suppose a man were to come against the wind, carrying a burning
grass torch. What do you think: If he were not quickly to drop that grass
torch, would he burn his hand or his arm or some other part of his body, so
that he would meet with death from that cause, or with death-like pain?'
'Yes, lord.'
'In the same way, householder, a disciple of the noble ones considers this
244 Chapter 15. Concentration: Abandoning the Hindrances
point: "The Blessed One has compared sensuahty to a grass torch, of much
stress, much despair, & greater drawbacks"... He develops the equanimity
coming from singleness, dependent on singleness, where clinging/sustenance
for the baits of the world ceases entirely.
'Now suppose there were a pit of glowing embers, deeper than a man's
height, full of embers that were neither flaming nor smoking, and a man were
to come along - loving life, hating death, loving pleasure, abhorring pain -
and two strong men, having grabbed him with their arms, were to drag him
to the pit of embers. What do you think: Wouldn't the man twist his body
this way & that?'
'Yes, lord.' And why is that? Because he would realize, "If I fall into
this pit of glowing embers, I will meet with death from that cause, or with
death-like pain."
'In the same way, householder, a disciple of the noble ones considers this
point: "The Blessed One has compared sensuality to a pit of glowing em-
bers, of much stress, much despair, & greater drawbacks"... He develops the
equanimity coming from singleness, dependent on singleness, where cling-
ing/sustenance for the baits of the world ceases entirely.
'Now suppose a man, when dreaming, were to see delightful parks, de-
lightful forests, delightful stretches of land, &: delightful lakes, and on awak-
ening were to see nothing. In the same way, householder, a disciple of the
noble ones considers this point: "The Blessed One has compared sensuality
to a dream, of much stress, much despair, & greater drawbacks"... He devel-
ops the equanimity coming from singleness, dependent on singleness, where
clinging/sustenance for the baits of the world ceases entirely.
'Now suppose a man having borrowed some goods - a manly carriage, fine
jewels, <k ear ornaments - were to go into the market preceded & surrounded
by his borrowed goods, and people seeing him would say, "How wealthy is
this man, for this is how the wealthy enjoy their possessions," but the actual
owners, wherever they might see him, would strip him then & there of what
is theirs. What do you think: Should the man rightly be surprised?'
'No, lord. And why is that? The owners are stripping him of what is
theirs.'
'In the same way, householder, a disciple of the noble ones considers
this point: "The Blessed One has compared sensuality to borrowed goods,
of much stress, much despair, &; greater drawbacks"... He develops the
equanimity coming from singleness, dependent on singleness, where cling-
ing/sustenance for the baits of the world ceases entirely.
15.1. Passages from the Pali Canon 245
'Now suppose that, not far from a village or town, there were a dense
forest grove, and there in the grove was a tree with delicious fruit, abundant
fruit, but with no fruit fallen to the ground. A man would come along,
desiring fruit, looking for fruit, searching for fruit. Plunging into the forest
grove, he would see the tree... and the thought would occur to him, "This
is a tree with delicious fruit, abundant fruit, and there is no fruit fallen to
the ground, but I know how to climb a tree. Why don't I climb the tree, eat
what I like, and fill my clothes with the fruit?" So, having climbed the tree,
he would eat what he liked and fill his clothes with the fruit. Then a second
man would come along, desiring fruit... searching for fruit and carrying a
sharp ax. Plunging into the forest grove, he would see the tree... and the
thought would occur to him, "... I don't know how to climb a tree. Why
don't I chop down this tree at the root, eat what I like, and fill my clothes
with the fruit?" So he would chop the tree at the root. What do you think:
If the first man who climbed the tree didn't quickly come down, wouldn't
the falling tree crush his hand or foot or some other part of his body, so that
he would meet with death from that cause, or with death-like pain?'
'Yes, lord.'
'In the same way, householder, a disciple of the noble ones considers this
point: "The Blessed One has compared sensuality to the fruits of a tree, of
much stress, much despair, & greater drawbacks." Seeing this with right dis-
cernment, as it actually is present, then avoiding the equanimity coming from
multiplicity, dependent on multiplicity, he develops the equanimity coming
from singleness, dependent on singleness, where clinging/sustenance for the
baits of the world ceases entirely.
- MN 54[76]
§ 139. The Buddha: Magandiya, suppose that there was a leper covered with
sores and infections, devoured by worms, picking the scabs off the openings of
his wounds with his nails, cauterizing his body over a pit of glowing embers.
Then suppose his friends, companions, & relatives brought a doctor to treat
him. The doctor would concoct medicine, and by means of that medicine he
would be cured of his leprosy: well & happy, free, master of himself, going
wherever he liked. Then suppose two strong men, having seized hold of him
with their arms, were to drag him to a pit of glowing embers. What do you
think? Wouldn't he twist his body this way and that?
Magandiya: Yes, lord. Why is that? The fire is painful to the touch, very
hot & scorching.
246 Chapter 15. Concentration: Abandoning the Hindrances
The Buddha: Now what do you think? Is the fire painful to the touch,
very hot &: scorching, only now, or was it also that way before?
Magandiya: Both now &: before is it painful to the touch, very hot &;
scorching. It's just that when the man was a leper... his faculties were
impaired, which was why, even though the fire was actually painful to the
touch, he had the skewed perception of 'pleasant.'
The Buddha: In the same way, sensual pleasures in the past were painful
to the touch, very hot & scorching; sensual pleasures in the future will be
painful to the touch, very hot <k scorching; sensual pleasures at present are
painful to the touch, very hot &: scorching; but when beings are not free
from passion for sensual pleasures - devoured by sensual craving, burning
with sensual fever - their faculties are impaired, which is why, even though
sensual pleasures are actually painful to the touch, they have the skewed
perception of 'pleasant.'
Now suppose that there was a leper covered with sores & infections, de-
voured by worms, picking the scabs off the openings of his wounds with
his nails, cauterizing his body over a pit of glowing embers. The more he
cauterized his body over the pit of glowing embers, the more disgusting,
foul-smelling, & putrid the openings of his wounds would become, and yet
he would feel a modicum of enjoyment &; satisfaction because of the itchi-
ness of his wounds. In the same way, beings not free from passion for sensual
pleasures - devoured by sensual craving, burning with sensual fever - indulge
in sensual pleasures. The more they indulge in sensual pleasures, the more
their sensual craving increases and the more they burn with sensual fever,
and yet they feel a modicum of enjoyment & satisfaction dependent on the
five strings of sensuality.
Now what do you think? Have you ever seen or heard of a king or king's
minister - enjoying himself, provided & endowed with the five strings of
sensuality, without abandoning sensual craving, without removing sensual
fever - who has dwelt or will dwell or is dwelling free from thirst, his mind
inwardly at peace?
Magandiya: No, Master Gotama.
The Buddha: Very good, Magandiya. Neither have I... But whatever
priests or contemplatives who have dwelt or will dwell or are dwelling free
from thirst, their minds inwardly at peace, all have done so having realized
- as it actually is present - the origination & disappearance, the allure,
the danger, & the escape from sensual pleasures, having abandoned sensual
craving and removed sensual fever.
15.1. Passages from the Pali Canon 247
- MN 75[80]
§ 140.
Look at the beautified image,
a heap of festering wounds, shored up:
ill, but the object
of many resolves,
where there is nothing
lasting or sure.
A city made of bones,
plastered over with flesh & blood,
whose hidden treasures are:
pride & deceit,
aging & death.
- DHP.147[51, 147], 150[51, 150]
§ 141.
Not even if it rained gold coins
would we have our fill
of sensual pleasures.
'Stressful,
they give little enjoyment' -
knowing this, the wise one
finds no delight
even in heavenly sensual pleasures.
He is one who delights
in the ending of craving,
a disciple of the Rightly
Self- A wakened One.
- DHP.186-87[52, 186]
§ 142. As Subha the nun was going through Jivaka's delightful mango grove,
a libertine [a goldsmith's son] blocked her path, so she said to him:
'What wrong have I done you
that you stand in my way?
It's not proper, my friend.
248 Chapter 15. Concentration: Abandoning the Hindrances
that a man should touch
a woman gone forth.
I respect the Master's message,
the training pointed out by the one weU-gone.
I am pure, without blemish:
Why do you stand in my way?
You - your mind agitated, impassioned;
I - unagitated, unimpassioned,
without blemish,
with a mind entirely freed:
Why do you stand in my way?'
'You are young &: not bad-looking,
what need do you have for going forth?
Throw off your ochre robe -
Come, let's delight in the flowering grove.
A sweetness they exude everywhere,
the towering trees with their pollen.
The beginning of spring is a pleasant season -
Come, let's delight in the flowering grove.
The trees with their blossoming tips
moan, as it were, in the breeze:
What delight will you have
if you plunge into the grove alone?
Frequented by herds of wild beasts,
disturbed by elephants rutting &; aroused:
you want to go
unaccompanied
into the great, lonely, frightening grove?
Like a doll made of gold, you will go about,
like a goddess in the gardens of heaven.
With delicate, smooth Kasi fabrics,
you will shine, beauty without compare.
I would gladly do your every bidding
if we were to dwell in the glade.
For there is no creature dearer to me
than you,
nymph with the languid regard.
If you do as I ask, happy, come live in my house.
15.1. Passages from the Pali Canon 249
Dwelling in the calm of a palace,
have women wait on you,
wear delicate Kasi fabrics,
adorn yourself with garlands & creams.
I will make you many &; varied ornaments
of gold, jewels, & pearls.
Climb onto a costly bed,
scented with sandalwood carvings,
with a well-washed coverlet, beautiful,
spread with a woolen quilt, brand new.
Like a blue lotus rising from the water,
where there dwell non-human spirits,
(or: where no human beings dwell)
you will go to old age with your limbs unseen,
if you stay as you are in the holy life.'
'What do you assume of any essence,
here in this cemetery grower, filled with corpses,
this body destined to break up?
What do you see when you look at me,
you who are out of your mind?'
'Your eyes
are like those of a fawn,
like those of a sprite in the mountains.
Seeing your eyes, my sensual delight
grows all the more.
Like tips they are, of blue lotuses,
in your golden face
- spotless:
Seeing your eyes, my sensual delight
grows all the more.
Even if you should go far away,
I will think only of your pure,
long-lashed gaze,
for there is nothing dearer to me
than your eyes,
nymph with the languid regard.'
'You want to stray from the road,
you want the moon as a plaything.
250 Chapter 15. Concentration: Abandoning the Hindrances
you want to jump over Mount Sineru,
you who have designs on one born of the Buddha.
For there is nothing anywhere at all
in the world with its gods,
that would be an object of passion for me.
I don't even know what that passion would be,
for it's been killed, root & all, by the path.
Like embers from a pit - scattered,
like a bowl of poison - evaporated,
I don't even see what that passion would be,
for it's been killed, root &: all, by the path.
Try to seduce one who hasn't reflected on this,
or who has not followed the Master's teaching.
But try it with this one who knows
and you suffer.
For in the midst of praise & blame,
pleasure & pain,
my mindfulness stands firm.
Knowing the unattractiveness
of things compounded,
my heart adheres to nothing at all.
I am a follower of the one well-gone,
riding the vehicle of the eightfold way:
My arrow removed, effluent-free,
I delight, having gone to an empty dwelling.
For I have seen well-painted puppets,
hitched up with sticks & strings,
made to dance in various ways.
When the sticks &; strings are removed,
thrown away, scattered, shredded,
smashed into pieces, not to be found,
in what will the mind there make its home?
This body of mine, which is just like that,
when devoid of dhammas doesn't function.
When, devoid of dhammas, it doesn't function,
in what will the mind there make its home?
Like a mural you've seen, painted on a wall,
smeared with yellow orpiment.
15.1. Passages from the Pali Canon 251
there your vision has been distorted,
meaningless your perception of a human being.
Like an evaporated mirage,
like a tree of gold in a dream,
like a magic show in the midst of a crowd -
you run blind after what is unreal.
Resembling a ball of sealing wax,
set in a hollow,
with a bubble in the middle
& bathed with tears,
eye secretions are born there too:
The parts of the eye
are rolled all together
in various ways.'
Plucking out her lovely eye,
with mind unattached
she felt no regret.
'Here, take this eye. It's yours.'
Straightaway she gave it to him.
Straightaway his passion faded right there,
and he begged her forgiveness.
'Be well, follower of the holy life.
This sort of thing
won't happen again.
Harming a person like you
is like embracing a blazing fire.
It is as if I have seized a poisonous snake.
So may you be well. Forgive me.'
And released from there, the nun
went to the excellent Buddha's presence.
When she saw the mark of his excellent merit,
her eye became
as it was before.
- THIG.XIV[59]
§ 143. Ill will. These are five ways of subduing hatred by which, when
hatred arises in a monk, he should wipe it out completely. Which five?
When one gives birth to hatred for an individual, one should develop
252 Chapter 15. Concentration: Abandoning the Hindrances
good will for that individual. Thus the hatred for that individual should be
subdued.
When one gives birth to hatred for an individual, one should develop
compassion for that individual... equanimity toward that individual... one
should pay him no mind & pay him no attention... When one gives birth
to hatred for an individual, one should direct one's thoughts to the fact of
his being the product of his kamma: 'This venerable one is the doer of his
kamma, heir of his kamma, born of his kamma, related by his kamma, and is
dependent on his kamma. Whatever kamma he does, for good or for evil, to
that will he fall heir.' Thus the hatred for that individual should be subdued.
These are five ways of subduing hatred by which, when hatred arises in
a monk, he should wipe it out completely.
-AN V.161[21]
§ 144.Sariputta: There are some people who are impure in their bodily
behavior but pure in their verbal behavior. Hatred for a person of this sort
should be subdued.
There are some people who are impure in their verbal behavior but pure
in their bodily behavior. Hatred for a person of this sort should also be
subdued.
There are some people who are impure in their bodily behavior &; verbal
behavior, but who periodically experience mental clarity & calm. Hatred for
a person of this sort should also be subdued.
There are some people who are impure in their bodily behavior & verbal
behavior, and who do not periodically experience mental clarity & calm.
Hatred for a person of this sort should also be subdued.
There are some people who are pure in their bodily behavior & their ver-
bal behavior, and who periodically experience mental clarity & calm. Hatred
for a person of this sort should also be subdued.
Now as for a person who is impure in his bodily behavior but pure in his
verbal behavior, how should one subdue hatred for him? Just as when a monk
who makes use of things that are thrown away sees a rag in the road: Taking
hold of it with his left foot and spreading it out with his right, he would tear
off the sound part and go off with it. In the same way, when the individual
is impure in his bodily behavior but pure in his verbal behavior, one should
at that time pay no attention to the impurity of his bodily behavior, and
instead pay attention to the purity of his verbal behavior. Thus the hatred
for him should be subdued.
15.1. Passages from the Pali Canon 253
And as for a person who is impure in his verbal behavior, but pure in his
bodily behavior, how should one subdue hatred for him? Just as when there
is a pool overgrown with slime & water plants, and a person comes along,
burning with heat, covered with sweat, exhausted, trembling, & thirsty. He
would jump into the pool, part the slime & water plants with both hands,
and then, cupping his hands, drink the water and go on his way. In the same
way, when the individual is impure in his verbal behavior but pure in his
bodily behavior, one should at that time pay no attention to the impurity
of his verbal behavior, and instead pay attention to the purity of his bodily
behavior. Thus the hatred for him should be subdued.
And as for a person who is impure in his bodily behavior & verbal be-
havior, but who periodically experiences mental clarity & calm, how should
one subdue hatred for him? Just as when there is a little puddle in a cow's
footprint, and a person comes along, burning with heat, covered with sweat,
exhausted, trembling, & thirsty. The thought would occur to him, 'Here is
this little puddle in a cow's footprint. If I tried to drink the water using my
hand or cup, I would disturb it, stir it up, & make it unfit to drink. What
if I were to get down on all fours and slurp it up like a cow, and then go on
my way?' So he would get down on all fours, slurp up the water like a cow,
and then go on his way. In the same way, when an individual is impure in
his bodily behavior &: verbal behavior, but periodically experiences mental
clarity & calm, one should at that time pay no attention to the impurity of
his bodily behavior... the impurity of his verbal behavior, and instead pay
attention to the fact that he periodically experiences mental clarity &; calm.
Thus the hatred for him should be subdued.
And as for a person who is impure in his bodily behavior & verbal be-
havior, and who does not periodically experience mental clarity & calm, how
should one subdue hatred for him? Just as when there is a sick man - in
pain, seriously ill - traveling along a road, far from the next village & far
from the last, unable to get the food he needs, unable to get the medicine he
needs, unable to get a suitable assistant, unable to get anyone to take him
to human habitation. Now suppose another person were to see him coming
along the road. He would do what he could out of compassion, pity, & sym-
pathy for the man, thinking, '0 that this man should get the food he needs,
the medicine he needs, a suitable assistant, someone to take him to human
habitation. Why is that? So that he won't fall into ruin right here.' In the
same way, when a person is impure in his bodily behavior & verbal behavior,
and who does not periodically experience mental clarity & calm, one should
254 Chapter 15. Concentration: Abandoning the Hindrances
do what one can out of compassion, pity, & sympathy for him, thinking, '0
that this man should abandon wrong bodily conduct and develop right bodily
conduct, abandon wrong verbal conduct and develop right verbal conduct,
abandon wrong mental conduct and develop right mental conduct. Why is
that? So that, on the break-up of the body, after death, he won't fall into
the plane of deprivation, the bad destination, the lower realms, purgatory.'
Thus the hatred for him should be subdued.
And as for a person who is pure in his bodily behavior & verbal behavior,
and who periodically experiences mental clarity & calm, how should one
subdue hatred for him? Just as when there is a pool of clear water - sweet,
cool, & limpid, with gently sloping banks, &: shaded on all sides by trees
of many kinds - and a person comes along, burning with heat, covered with
sweat, exhausted, trembling, & thirsty. Having plunged into the pool, having
bathed & drunk <k, come back out, he would sit down or lie down right there
in the shade of the trees. In the same way, when an individual is pure in
his bodily behavior & verbal behavior, and periodically experiences mental
clarity & calm, one should at that time pay attention to the purity of his
bodily behavior... the purity of his verbal behavior, and to the fact that
he periodically experiences mental clarity & calm. Thus the hatred for him
should be subdued. An entirely inspiring individual can make the mind grow
serene.
These are five ways of subduing hatred by which, when hatred arises in
a monk, he should wipe it out completely.
-AN V.161[21]
§ 145. There are these ten ways of subduing hatred. Which ten? 1) Think-
ing, 'He has done me harm. But what should I expect?' one subdues hatred.
2) Thinking, 'He is doing me harm. But what should I expect?... 3) He is
going to do me harm. But what should I expect?... 4) He has done harm to
people who are dear & pleasing to me. But what should I expect?... 5) He
is doing harm to people who are dear & pleasing to me. But what should I
expect?... 6) He is going to do harm to people who are dear & pleasing to
me. But what should I expect?... 7) He has aided people who are not dear or
pleasing to me. But what should I expect?... 8) He is aiding people who are
not dear or pleasing to me. But what should I expect?... 9) He is going to
aid people who are not dear or pleasing to me. But what should I expect?'
one subdues hatred. 10) One does not get worked up over impossibilities.
These are ten ways of subduing hatred.
15.1. Passages from the Pali Canon 255
- AN X.80[37]
§ 146.
'He insulted me,
hit me,
beat me,
robbed me'
- for those who brood on this,
hostihty isn't stilled.
'He insulted me,
hit me,
beat me,
robbed me' -
for those who don't brood on this,
hostility is stilled.
Hostilities aren't stilled
through hostility,
regardless.
Hostilities are stilled
through non-hostility:
this, an unending truth.
- DHP.3-5[48, 3]
§ 147. Sloth & drowsiness. Once the Blessed One was living among the
Bhaggas in the Deer Park at Bhesakala Grove, near Crocodile Haunt. At
that time Ven. Maha Moggallana [prior to his Awakening] sat nodding near
the village of Kallavalaputta, in Magadha. The Blessed One saw this with
his purified divine eye, surpassing the human, and as soon as he saw this -
just as a strong man might extend his flexed arm or flex his extended arm
- disappeared from the Deer Park... appeared right in front of Ven. Maha
Moggallana, and sat down on a prepared seat. As he was sitting there, the
Blessed One said to Ven. Maha Moggallana, 'Are you nodding, Moggallana?
Are you nodding?'
'Yes, lord.'
'Well then, Moggallana, whatever perception you have in mind when
drowsiness descends on you, don't attend to that perception, don't pursue
it. It's possible that by doing this you will shake off your drowsiness.
256 Chapter 15. Concentration: Abandoning the Hindrances
'But if by doing tliis you don't sliake off your drowsiness, then recall to
your awareness the Dhamma as you have heard &: memorized it, re-examine
it &; ponder it over in your mind. It's possible that by doing this you will
shake off your drowsiness.
'But if by doing this you don't shake off your drowsiness, then repeat
aloud in detail the Dhamma as you have heard & memorized it. It's possible
that by doing this you will shake off your drowsiness.
'But if by doing this you don't shake off your drowsiness, then pull both
your earlobes and rub your limbs with your hands. It's possible that by doing
this you will shake off your drowsiness.
'But if by doing this you don't shake off your drowsiness, then get up
from your seat and, after washing your eyes out with water, look around in
all directions and upward to the major stars &: constellations. It's possible
that by doing this you will shake off your drowsiness.
'But if by doing this you don't shake off your drowsiness, then attend to
the perception of light, resolve on the perception of daytime, [dwelling] by
night as by day, and by day as by night. By means of an awareness thus
open & unhampered, develop a brightened mind [§66]. It's possible that by
doing this you will shake off your drowsiness.
'But if by doing this you don't shake off your drowsiness, then - percipient
of what lies in front &: behind - set a distance to meditate walking back &
forth, your senses inwardly immersed, your mind not straying outwards. It's
possible that by doing this you will shake off your drowsiness.
'But if by doing this you don't shake off your drowsiness, then - reclining
on your right side - take up the lion's posture, one foot placed on top of the
other, mindful, alert, with your mind set on getting up. As soon as you wake
up, get up quickly, with the thought, "I won't stay indulging in the pleasure
of lying down, the pleasure of reclining, the pleasure of drowsiness."
'Thus, Moggallana, should you train yourself...'
- AN VII.58[27]
Chapter 16
Right Concentration
The passages in this section deal with right concentration in terms of three
questions that deserve appropriate attention:
• What is right concentration?
• How is it mastered?
• How can it be put to use?
To answer the first question: Passage §148 defines concentration as sin-
gleness of mind, but not every instance of mental singleness counts as right
concentration. Passage §102 identifies right concentration with the four levels
of jhana - meditative absorption - and §152 makes the point that jhana can
be considered right concentration only if it is devoid of unskillful qualities
such as the hindrances. Absorption in sensual passion, for instance, even
though it may be very single-minded, does not count as part of the path.
Thus the definition for the first level of jhana specifies that it counts as a
path factor only when the mind is secluded from sensuality and unskillful
mental qualities.
The singleness of jhana means not only that awareness is focused on a
single object, but also that the object is reduced to a single quality that
fills the entirety of one's awareness, at the same time that one's awareness
broadens to suffuse the entire object. This mutual pervasion of awareness and
object in a state of expansion is what is meant by absorption. The similes
used to illustrate the various levels of jhana repeatedly make mention of
"expansion," "suffusing," "stretching," and "filling" [§150; also MN 121 [87];
257
258 Chapter 16. Right Concentration
MFU, pp. 82-85[148, p82]], culminating in the fourth jhana where one's
body is filled with a bright sense of awareness. This sense of expansion and
making-single is also indicated in passages that teach specific meditation
techniques. The directions for keeping the breath in mind, for instance, state
that one should be sensitive to the entire body while breathing in and out.
This accounts for the term "mahaggata" - enlarged or expanded - used to
describe the mind in the state of jhana.
There are two basic types of jhana, which the commentaries term "form
jhana" (rupa jhana) and "formless jhana" (arupa jhana). Each type has
several levels. In the case of form jhana, different passages in the Canon
list the levels in different ways. The differences revolve around two different
senses of the word "form." In one sense, "form" denotes the body, and form
jhana is a state of mental absorption in the form of one's own physical body,
as sensed from within. Jhana focused on this type of form comes in four
levels, identical with the four levels mentioned in the definition of the faculty
of concentration [§72] and of right concentration under the noble eightfold
path [§102]. In another sense, "form" can also denote the visible forms and
light that some meditators can see in the mind's eye in the course of their
meditation. This type of form jhana is analyzed into two patterns, one with
two levels [§164], the other with three [§163]. Both patterns end with the
perception of the "beautiful," which in terms of its function is equivalent
to the sense of radiance filling the body on the fourth level of "body form"
jhana.
For a person practicing form jhana in either sense of the term, the equa-
nimity experienced with the sense of beautiful radiance can then act as
the basis for the formless levels of jhana, which the Canon terms the four
"formlessnesses beyond form." These are invariably defined as progressive
absorption in the perceptions of "infinite space," "infinite consciousness,"
and "there is nothing," leading to a fourth state of neither perception nor
non-perception.
As for the second question, on how to master right concentration: Pas-
sage §154 notes that the ability to attain the first level of jhana - however one
experiences the "form" acting as its focus - depends on the abandoning of the
hindrances, because the feeling of freedom that comes with their abandoning
provides the sense of joy and pleasure that lets the mind settle skillfully in
the present moment. How to master this process is best shown by follow-
ing the Buddha's most detailed set of meditation instructions - the sixteen
steps in the practice of keeping the breath in mind [§151] - and comparing
259
them with the standard description of the four stages of jhana [§§149-150].
Before we analyze these maps of the practice, however, we must make a few
comments on how to use them skillfully.
To begin with, internal obstacles to the practice of jhana do not end with
the preliminary ground-clearing of the hindrances discussed in the preceding
section. More refined levels of unskillful mental states can get in the way
[§§160-61]. Lapses in mindfulness and alertness can leave openings for the
hindrances to return. Thus, although the maps of the various stages of
concentration proceed in a smooth, seemingly inevitable progression, the
actual experience of the practice does not. For this reason, the Buddha gives
specific instructions on how to deal with these obstacles as they arise in the
course of the practice. Passage §159 lists five basic approaches, the first two of
which we have already covered in the preceding section. The remaining three
are: 1) One ignores the obstacles. This works on the principle that paying
attention to the distraction feeds the distraction, just as paying attention to a
crazy person - even if one is simply trying to drive him away - encourages him
to stay. 2) One notices that the act of thinking a distracting thought actually
takes more energy than not thinking the thought, and one consciously relaxes
whatever tension or energy happens to accompany it. This approach works
best when one is sensitive enough to bodily sensations to see the pattern
of physical tension that appears in conjunction with the thought, and can
intentionally relax it. 3) The approach of last resort is simply to exert force
on the mind to drive out the distracting thought. This is a temporary stopgap
measure that works only as long as mindfulness is firm and determination
strong. It is useful in cases where discernment is not yet sharp enough to
make the other approaches work, but once discernment is up to the task, the
other approaches are more effective in the long run.
Another point to keep in mind in understanding the maps of the practice
is that they list the steps of meditation, not in the order in which they will
be experienced, but in the order in which they can be mastered. There are
cases, for instance, where one will feel rapture in the course of the practice
(step 5 in the practice of breath meditation) before one is able to breath in
and out sensitive to the entire body (step 3). In such cases, it is important
not to jump to any conclusions as to one's level of attainment, or to feel
that one has bypassed the need to master an earlier step. Instead - when
several different experiences arise together in a jumble, as they often do -
one should use the maps to tell which experience to focus on first for the sake
of developing one's meditation as a skill.
260 Chapter 16. Right Concentration
One qualification here is tliat it is not necessary to master all the levels of
concentration in order to gain Awakening. The relationship of concentration
to discernment is a controversial issue, which we will cover in the following
section, but here we may simply note that many texts [§§173-74] point out
that the experience of the first jhana can be a sufficient basis for the discern-
ment leading to Awakening. The same holds true for the first four steps in
breath meditation, which constitute one of the alternative ways of develop-
ing the body in and of itself as a frame of reference [§30]. In this case, one's
practice of breath meditation would jump from a mastery of step 4 straight
to step 13, skipping the intervening steps. In fact, beginning with step 4, it
is possible to jump directly to 13 from any of the steps, and from there to
progress all the way to Awakening.
The fact that the higher stages are unnecessary in some cases, however,
does not mean that they are superfiuous. Many people, as they develop the
skill of their meditation, will find that their minds naturally go to deeper
levels of stillness with no liberating insight arising. For them, the maps are
valuable aids for a number of reasons. To begin with, the maps can help
indicate what does and does not count as Awakening. When one arrives
at a new, more refined level of awareness in one's practice, it is easy to
assume that one has attained the goal. Comparing one's experience to the
maps, however, can show that the experience is simply a higher level of
concentration. Furthermore, awareness of the distinct levels can help one
review them after attaining them, so that in the course of trying to master
them, moving from one level to another, one can begin to gain insight into
the element of will and fabrication that goes into them. This insight can then
provide an understanding into the pattern of cause and effect in the mind
and, as passage §182 shows, can lead to a sense of dispassion and ultimately
to Awakening.
However, the maps should not be used to plan one's practice in advance.
This is the message of §162, which makes the point that one should not try
to use one's knowledge of the various levels of the practice to force one's way
through them. In other words, one should not try to concoct a particular
state of jhana based on ideas picked up from the maps. On reaching a
particular level, one should not be in a hurry to go to the next. Instead, one
should familiarize oneself with that level of mind, perfecting one's mastery;
eventually that state of concentration will ripen naturally into the next level.
To continue the image of the passage, one will find that there is no need to
jump to another pasture to taste different grass and water, for the new grass
261
and water will develop right in one's own pasture.
Finally, although the maps to the various stages of concentration seem
exhaustive and complete, bear in mind that they list only the stages of right
concentration, and not the varieties of wrong. In addition to the types of
wrong concentration mentioned in §152, there are states of mind that may
be very quiet but lack the mindfulness that would make them right. One
of these stages is a blurred state - essentially a concentration of delusion -
half-way between waking and sleep, in which one's object becomes hazy and
ill-defined. On leaving it, one is hard put to say where the mind was focused,
or whether it was awake or asleep. Another type of wrong concentration is
one that a modern practice tradition calls a state of non-perception (asahhi).
In this state, which is essentially a concentration of subtle aversion - the
result of a strongly focused determination not to stay with any one object -
everything seems to cease: the mind blanks out, with no perception of sights
or sounds, or of one's own body or thoughts. There is just barely enough
mindfulness to know that one hasn't fainted or fallen asleep. One can stay
there for long periods of time, and yet the experience will seem momentary.
One can even determine beforehand when one will leave the state; but on
emerging from it, one will feel somewhat dazed or drugged, a reaction caused
by the intense aversive force of the concentration that induced the state to
begin with. There are other forms of wrong concentration, but a general
test is that right concentration is a mindful, fully alert state. Any state of
stillness without clear mindfulness and alertness is wrong.
With these points in mind we can now turn to the maps to see their answer
to the question of how breath meditation leads to the mastery of jhana. As
noted above, the practice of keeping the breath in mind is the meditation
method that the Canon teaches in most detail. There are two possible reasons
for this, one historical and the other more theoretical. From the historical
point of view, the breath was the focal point that the Buddha himself used on
the night of his own Awakening. From the theoretical perspective, a state of
concentration focused on the breath is the meeting place of all the elements
of the factor of "fabrication" (sankhara) in the formula for dependent co-
arising [§§218, 223]. This factor, as experienced in the present, consists
of bodily fabrication (the breath itself), verbal fabrication (the factors of
directed thought and evaluation applied to the breath in the first jhana),
and mental fabrication (feeling and perception, in this case the feelings of
pleasure and equanimity experienced in the four jhanas, plus the mental
hypertarget of "breath" or "form" that act as the basis for the state of
262 Chapter 16. Right Concentration
jhana). Because transcendent discernment must deal directly with these
three types of fabrication if it is to eliminate the ignorance that underlies
them, the practice of jhana based on the breath is an ideal point to focus on
all three at once.
The first two steps of breath meditation [§151] involve simple tasks of
directed thought and evaluation: directing one's thoughts and attention to
the breath in and of itself, in the present, at the same time evaluating it as
one begins to discern variations in the length of the breath. Some modern
teachers maintain that the factor of evaluation here also includes taking one's
observations of short and long breathing as a basis for adjusting the rhythm
of the breath to make it as comfortable as possible. Because the first level
of jhana must be based on a sense of pleasure [§238], this advice is very
practical.
The remaining steps are willed or determined: One "trains oneself," first
by manipulating one's sense of conscious awareness, making it sensitive to
the body as a whole. Then one can begin manipulating the bodily sensations
of which one is aware, reducing them to a single sensation of calm by letting
"bodily fabrication" - the breath - grow calm so as to create an easeful
sense of rapture and pleasure. A comparison between the stages of breath
meditation and the graphic analogies for jhana [§150] indicates that the fifth
and sixth steps - being sensitive to rapture and pleasure - involve making
these feelings "single" as well, by letting them suffuse the entire body, just as
the bathman kneads the moisture throughout his ball of bath powder. With
bodily fabrications stilled, mental fabrications - feelings and perceptions -
become clearly apparent as they occur, just as when a radio is precisely
tuned to a certain frequency, static is eliminated and the message sent by
the radio station broadcasting at that frequency becomes clear. These mental
fabrications, too, are calmed, a step symbolized in the analogies for jhana
by the still waters in the simile for the third level, in contrast to the spring
waters welling up in the second. What remains is simply a sense of the
mind itself, corresponding to the level of fourth jhana, in which the body is
filled from head to toe with a single sense of bright, radiant awareness. This
completes the first level of frames-of-reference practice [II/B [Section 4.1)].
Once this stage is reached, steps 10-12 indicate that one can now turn
one's attention to consolidating one's mastery of concentration. One does
this by reviewing the various levels of jhana, focusing not so much on the
breath as on the mind as it relates to the breath. This allows a perception
of the different ways in which the mind can be satisfied and steadied, and
263
the different factors from wliidi it can be reieased by talcing it tlirougli tlie
different levels of jhana - for example, releasing it from rapture by taking it
from the second level to the third, and so forth [§175]. One comes to see that,
although the breath feels different on the different levels of jhana, the cause
is not so much the breath as it is the way the mind relates to the breath,
shedding the various mental activities surrounding its single preoccupation.
As one ascends through the various levels, directed thought and evaluation
are stilled, rapture fades, and pleasure is abandoned. Another way of con-
solidating one's skills in the course of these steps is to examine the subtle
defilements that interfere with full mastery of concentration. The fact that
one's focus is now on the mind makes it possible to see these defilements
clearly, and then to steady the mind even further by releasing it from them.
Passage §161, although aimed specifically at the problems faced by those
who have visions in their meditation, gives a useful checklist of subtle mental
defilements that can hamper the concentration of any meditator. The image
of grasping the quail neither too loosely nor too tight has become a standard
one in Buddhist meditation manuals.
The mastery of concentration developed in steps 9-12 provides an excel-
lent chance to develop discernment into the pattern of cause and effect in the
process of concentrating the mind, in that one must master the causal factors
before one can gain the desired results in terms of satisfaction, steadiness,
and release. Here we see at work the basic pattern of skillfulness mentioned
in several earlier sections: that discernment is sharpened and strengthened
by employing it in developing the skills of concentration. This would cor-
respond to the second level of frames-of-reference meditation - focusing on
the phenomenon of origination and passing away - mentioned in II/B (Sec-
tion Ji^.l).
Another development that can happen during these steps - although this
takes one outside of the practice of breath meditation per se - is the dis-
covery of how the equanimity developed in the fourth jhana can be applied
to other refined objects of the mind. These are the four formless jhanas:
the dimension of the infinitude of space, the dimension of the infinitude of
consciousness, the dimension of nothingness, and the dimension of neither
perception nor non-perception. These states may sound impossibly abstract,
but in actual practice they grow directly from the way the mind relates to
the still sense of the body in the fourth jhana. The first stage comes when
the mind consciously ignores its perception (mental label) of the form of the
body, attending instead to the remaining sense of space that surrounds and
264 Chapter 16. Right Concentration
pervades that form; the second stage comes when the mind sheds its percep-
tion of "space," leaving a limitless sense of awareness; the third, when it lets
go of its perception or mental label of "awareness," leaving a perception of
inactivity; and the fourth, when it sheds the perception of that lack of activ-
ity. What is left is a state where perception is so refined that it can hardly
be called perception at all, even though it is still there. As one masters these
steps, one sees that whereas the first four levels of jhana differ in the type of
activity the mind focuses on its one object, the four formless jhanas differ in
their objects, as one level of mental labeling falls away to be replaced by a
more subtle one.
Passages §162 and §164 list one more meditative attainment beyond the
dimension of neither perception nor non-perception - the cessation of feeling
and perception - but this is qualitatively different from the others, in that
a meditator cannot attain it without at the same time awakening to the
level of at least non-returning. The reason behind this is related, once more,
to the factor of "fabrication" (sankhara) in dependent co-arising [§218]. In
the course of mastering the levels of jhana, verbal fabrication grows still as
one enters the second jhana; bodily fabrication, as one enters the fourth;
and mental fabrication, as one enters this last stage. For all three types
of fabrication to stop, however, ignorance - the condition for fabrication -
must stop as well, and this can happen only with the insight that leads to
Awakening.
We have come to the end of the list of the stages of mastery in meditative
attainment, but four steps in breath meditation remain unexplained. This is
because, aside from the ninth level of attainment, the stages of mastery can all
be attained without developing the discernment that constitutes Awakening,
while the last four steps in breath meditation deal specifically with giving
rise to that discernment. This brings us to the third question that was
broached at the beginning of this introduction: how right concentration can
be put to use.
Passage §149 lists four possible uses for concentration:
•
•
•
•
a pleasant abiding in the here and now,
the attainment of knowledge and vision,
mindfulness and alertness, and
the ending of the effiuents.
265
The first use is tlie simple enjoyment of tlie experience of jliana; tlie second
relates to the first five supranormal powers [II/D [Section 6.1)]. The third
relates to the development of the frames of reference [II/B [Section 4.1)];
and the fourth, to the discernment that constitutes Awakening. We have
already discussed the second and third uses of concentration in the passages
just cited in brackets. This leaves us with the first and fourth.
The Canon [MN 138[94]; MFU, pp. 114-15[149, pll3]] notes that medita-
tors can become "chained and fettered" to the attractions of the pleasure to
be found in jhana. As a result, many meditators are afraid to let their minds
settle into blissfully still states, for fear of becoming stuck. The Canon, how-
ever, never once states that stream-entry can be attained without at least
some experience in jhana; and it states explicitly [AN III. 88 [6]; MFU, p.
103 [149, pl03]] that the attainment of non-returning requires a mastery of
concentration. MN 36 [74] relates that the turning point in the Buddha's own
practice - when he abandoned the path of self-affliction and turned to the
middle way - hinged on his realization that there is nothing blameworthy in
the pleasure to be found in jhana. Thus, there is nothing to fear.
This pleasure plays an important function in the practice. To begin with,
it enables the mind to stay comfortably in the present moment, helping
it attain the stability it needs for gaining insight. This can be compared
to a scientific experiment, in which the measuring equipment needs to be
absolutely steady in order to give reliable readings. Secondly, because a
great deal of sensitivity is required to "tune" the mind to the refined pleasure
of jhana, the practice serves to increase one's sensitivity, making one more
acutely aware of even the most refined levels of stress as well. Thirdly,
because the pleasure and equanimity of jhana are more exquisite than sensory
pleasures, and because they exist independently of the five senses, they can
enable the mind to become less involved in sensory pleasures and less inclined
to search for emotional satisfaction from them. In this sense, the skillful
pleasures of jhana can act as a fulcrum for prying loose one's attachments to
the less skillful pleasures of sensuality. The fact that fully mature mastery of
jhana brings about the attainment of non-returning, the preliminary level of
Awakening where sensual passion is abandoned, shows the necessary role that
jhana plays in letting go of this particular defilement. Finally, the pleasure
of jhana provides a place of rest and rehabilitation along the path when the
mind's powers of discernment become dulled or it must be coaxed into the
proper mood to accept some of the harsher lessons that it needs to learn in
order to abandon its cravings. Just as a person who is well-fed and rested is
266 Chapter 16. Right Concentration
more open to receiving criticism than when he is tired and hungry, the mind
is often more willing to admit its own foolishness and lack of skill when it is
nourished by the pleasure of jhana than when it is not.
Thus, although the pleasure of jhana can become an obstacle if treated
as an end in itself, there are phases of the practice where the pursuit of this
form of pleasure is a useful strategy toward the fourth use of concentration:
the ending of the mental effluents. This fourth use is the topic of the next
section, but here we can simply note that it is related to the fifth factor of
noble right concentration mentioned in §150. As the simile illustrating it
suggests - with the standing person reflecting on the person sitting down -
this factor is a pulling back or a lifting of the mind above the object of its
absorption, without at the same time disturbing the absorption. This factor
corresponds to steps 9 through 12 in the guide to breath meditation, in that
one is able to focus on the way the mind relates to its object at the same time
that the mind is actually in a state of concentration. Passage §172 shows
that this factor can be applied to any level of jhana except for the states of
neither perception nor non-perception and the cessation of perception and
feeling. As for those two states, one can reflect on their component factors
only after leaving them. With the other states, one stays with the object, but
one's prime focus is on the mind. One sees the various mental events that go
into maintaining that state of concentration, and as one contemplates these
events, one becomes struck by how inconstant they are, how fabricated and
willed. This provides insight into how the present aspect of kamma - one's
present intentions - shape one's present experience. It also gives insight into
the general pattern of cause and effect in the mind.
Focusing on the inconstancy and unreliability of the factors in this pattern
gives rise to the realization that they are also stressful and not-self: neither
"me" nor "mine," but simply instances of the flrst noble truth [III/H/i [Sec-
tion 19.1)]. When this realization goes straight to the heart, there comes a
sense of dispassion for any craving directed at them (the second noble truth)
and an experience of their fading and cessation (the third). Finally, one re-
linquishes attachment not only to these events, but also to the discernment
that sees through to their true nature (the fourth). This completes steps 13
through 16 in the guide to breath meditation, at the same time bringing the
seven factors for Awakening to completion in a state "dependent on seclu-
sion... dispassion... cessation, resulting in letting go [§93]," where "letting
go" would appear to be equivalent to the "relinquishment" in step 16. When
one can simply experience the act of relinquishment, without feeling that one
16.1. Passages from the Pali Canon 267
is "doing" the relinquishing, one passes through the third stage of frames-of-
reference meditation to the state of non-fashioning [§§179, 183], which forms
the threshold to release.
Even after attaining release, the Arahant continues to practice medita-
tion, although now that the effluents are ended, the concentration is not
needed to put them to an end. MN 107 [82] mentions that Arahants practice
concentration both for the sake of a pleasant abiding in the here and now, and
for mindfulness and alertness. A number of passages in the Canon mention
the Buddha and his Arahant disciples exercising their supranormal powers,
which shows that they were practicing concentration for the sake of attaining
knowledge and vision as well, to use in instructing those around them. The
description of the Buddha's passing away tells that he entered total nibbana
after exercising his mastery in the full range of jhanic attainments. Thus the
practice of concentration is useful all the way to the point where one gains
total release from the round of death and rebirth.
16.1 Passages from the Pali Canon
§ 148. Visakha: Now what is concentration, what qualities are its themes,
what qualities are its requisites, and what is its development?
Sister Dhammadinna: Singleness of mind is concentration; the four frames
of reference are its themes; the four right exertions are its requisites; and any
cultivation, development, & pursuit of these qualities is its development.
- MN 44[75]
§ 149. These are the four developments of concentration. Which four?
There is the development of concentration that, when developed & pursued,
leads to a pleasant abiding in the here & now. There is the development of
concentration that... leads to the attainment of knowledge &; vision. There
is the development of concentration that... leads to mindfulness & alertness.
There is the development of concentration that, when developed & pursued,
leads to the ending of the effluents.
And what is the development of concentration that, when developed &
pursued, leads to a pleasant abiding in the here &; now? There is the case
where a monk - quite withdrawn from sensuality, withdrawn from unskill-
ful qualities - enters & remains in the first jhana: rapture & pleasure born
from withdrawal, accompanied by directed thought & evaluation. With the
stilling of directed thought & evaluation, he enters & remains in the second
268 Chapter 16. Right Concentration
jhana: rapture &: pleasure born of composure, unification of awareness free
from directed tliought & evaluation - internal assurance. With the fading of
rapture he remains in equanimity, mindful & alert, and physically sensitive
to pleasure. He enters & remains in the third jhana, of which the Noble
Ones declare, 'Equanimous & mindful, he has a pleasurable abiding.' With
the abandoning of pleasure & pain - as with the earlier disappearance of
elation & distress - he enters & remains in the fourth jhana: purity of equa-
nimity & mindfulness, neither pleasure nor pain. This is the development of
concentration that... leads to a pleasant abiding in the here &; now.
And what is the development of concentration that... leads to the attain-
ment of knowledge &: vision? There is the case where a monk attends to the
perception of light and is resolved on the perception of daytime [at any hour
of the day]. Day [for him] is the same as night, night is the same as day. By
means of an awareness open <k unhampered, he develops a brightened mind.
This is the development of concentration that... leads to the attainment of
knowledge & vision. [§§64; 66]
And what is the development of concentration that... leads to mindfulness
&; alertness? There is the case where feelings are known to the monk as
they arise, known as they persist, known as they subside. Perceptions are
known to him as they arise, known as they persist, known as they subside.
Thoughts are known to him as they arise, known as they persist, known
as they subside. This is the development of concentration that... leads to
mindfulness &; alertness. [§30]
And what is the development of concentration that... leads to the ending
of the effluents? There is the case where a monk remains focused on arising &
falling away with reference to the five clinging-aggregates: 'Such is form, such
its origination, such its disappearance. Such is feeling... Such is perception...
Such are fabrications... Such is consciousness, such its origination, such its
disappearance.' This is the development of concentration that... leads to the
ending of the effluents. [§173]
These are the four developments of concentration.
-AN IV.41[10]
§ 150. Noble Right Concentration. Now what, monks, is five-factored
noble right concentration? There is the case where a monk - quite withdrawn
from sensuality, withdrawn from unskillful qualities - enters & remains in
the first jhana: rapture & pleasure born from withdrawal, accompanied by
directed thought & evaluation. He permeates & pervades, suffuses & fills
16.1. Passages from the Pali Canon 269
this very body with the rapture &: pleasure born from withdrawal. There
is nothing of his entire body unpervaded by rapture &: pleasure born from
withdrawal.
Just as if a skilled bathman or bathman's apprentice would pour bath
powder into a brass basin and knead it together, sprinkling it again &; again
with water, so that his ball of bath powder - saturated, moisture-laden,
permeated within &; without - would nevertheless not drip; even so, the monk
permeates... this very body with the rapture & pleasure born of withdrawal.
There is nothing of his entire body unpervaded by rapture &; pleasure born
from withdrawal. This is the first development of the five-factored noble
right concentration.
Furthermore, with the stilling of directed thought & evaluation, he en-
ters & remains in the second jhana: rapture &: pleasure born of composure,
unification of awareness free from directed thought & evaluation - internal
assurance. He permeates & pervades, suffuses & fills this very body with the
rapture & pleasure born of composure. There is nothing of his entire body
unpervaded by rapture & pleasure born of composure.
Just like a lake with spring- water welling up from within, having no infiow
from east, west, north, or south, and with the skies periodically supplying
abundant showers, so that the cool fount of water welling up from within
the lake would permeate & pervade, suffuse & fill it with cool waters, there
being no part of the lake unpervaded by the cool waters; even so, the monk
permeates... this very body with the rapture &: pleasure born of composure.
There is nothing of his entire body unpervaded by rapture &: pleasure born
of composure. This is the second development of the five-factored noble right
concentration.
And furthermore, with the fading of rapture, he remains in equanimity,
mindful &; alert, and physically sensitive to pleasure. He enters &; remains in
the third jhana, of which the Noble Ones declare, 'Equanimous & mindful,
he has a pleasurable abiding.' He permeates &; pervades, suffuses & fills this
very body with the pleasure divested of rapture, so that there is nothing of
his entire body unpervaded with pleasure divested of rapture.
Just as in a blue-, white-, or red-lotus pond, there may be some of the
blue, white, or red lotuses which, born & growing in the water, stay immersed
in the water and flourish without standing up out of the water, so that
they are permeated & pervaded, suffused & filled with cool water from their
roots to their tips, and nothing of those blue, white, or red lotuses would be
unpervaded with cool water; even so, the monk permeates... this very body
270 Chapter 16. Right Concentration
with the pleasure divested of rapture. There is nothing of his entire body
unpervaded with pleasure divested of rapture. This is the third development
of the five-factored noble right concentration.
And furthermore, with the abandoning of pleasure & stress - as with
the earlier disappearance of elation & distress - he enters & remains in the
fourth jhana: purity of equanimity & mindfulness, neither-pleasure-nor-pain.
He sits, permeating the body with a pure, bright awareness, so that there is
nothing of his entire body unpervaded by pure, bright awareness.
Just as if a man were sitting wrapped from head to foot with a white
cloth so that there would be no part of his body to which the white cloth
did not extend; even so, the monk sits, permeating his body with a pure,
bright awareness. There is nothing of his entire body unpervaded by pure,
bright awareness. This is the fourth development of the five-factored noble
right concentration.
And furthermore, the monk has his theme of refiection well in hand,
well attended to, well pondered, well tuned (well-penetrated) by means of
discernment.
Just as if one person were to reflect on another, or a standing person were
to reflect on a sitting person, or a sitting person were to reflect on a person
lying down; even so, monks, the monk has his theme of reflection well in
hand, well attended to, well pondered, well tuned by means of discernment.
This is the flfth development of the flve-factored noble right concentration.
When a monk has developed & pursued the flve-factored noble right con-
centration in this way, then whichever of the six higher knowledges he turns
his mind to know &; realize, he can witness them for himself whenever there
is an opening. [§64]
Suppose that there were a water jar, set on a stand, brimful of water so
that a crow could drink from it. If a strong man were to tip it in any way at
all, would water spill out?
Yes, lord.
In the same way, when a monk has developed & pursued the flve-factored
noble right concentration in this way, then whichever of the six higher knowl-
edges he turns his mind to know & realize, he can witness them for himself
whenever there is an opening.
Suppose there were a rectangular water tank - set on level ground, bounded
by dikes - brimful of water so that a crow could drink from it. If a strong
man were to loosen the dikes anywhere at all, would water spill out?
Yes, lord...
16.1. Passages from the Pali Canon 271
Suppose there were a chariot on level ground at four crossroads, har-
nessed to thoroughbreds, waiting with whips lying ready, so that a skilled
driver, a trainer of tamable horses, might mount and - taking the reins with
his left hand and the whip with his right - drive out &; back, to whatever
place and by whichever road he liked; in the same way, when a monk has
developed & pursued the five-factored noble right concentration in this way,
then whichever of the six higher knowledges he turns his mind to know &;
realize, he can witness them for himself whenever there is an opening.
- AN V.28[17]
§ 151. Breath Meditation. Now how is mindfulness of in-&;-out breathing
developed & pursued so that it bears great fruit & great benefits?
There is the case where a monk, having gone to the wilderness, to the
shade of a tree, or to an empty building, sits down folding his legs crosswise,
holding his body erect, and setting mindfulness to the fore. Always mindful,
he breathes in; mindful he breathes out.
[1] Breathing in long, he discerns that he is breathing in long; or breathing
out long, he discerns that he is breathing out long. [2] Or breathing in short,
he discerns that he is breathing in short; or breathing out short, he discerns
that he is breathing out short. [3] He trains himself to breathe in sensitive
to the entire body, and to breathe out sensitive to the entire body. [4] He
trains himself to breathe in calming bodily fabrication, and to breathe out
calming bodily fabrication.
[5] He trains himself to breathe in sensitive to rapture, and to breathe out
sensitive to rapture. [6] He trains himself to breathe in sensitive to pleasure,
and to breathe out sensitive to pleasure. [7] He trains himself to breathe
in sensitive to mental fabrications, and to breathe out sensitive to mental
fabrications. [8] He trains himself to breathe in calming mental fabrication,
and to breathe out calming mental fabrication.
[9] He trains himself to breathe in sensitive to the mind, and to breathe
out sensitive to the mind. [10] He trains himself to breathe in satisfying
the mind, and to breathe out satisfying the mind. [11] He trains himself
to breathe in steadying the mind, and to breathe out steadying the mind.
[12] He trains himself to breathe in releasing the mind, and to breathe out
releasing the mind.
[13] He trains himself to breathe in focusing on inconstancy, and to
breathe out focusing on inconstancy. [14] He trains himself to breathe in
focusing on dispassion (literally, fading), and to breathe out focusing on
272 Chapter 16. Right Concentration
dispassion. [15] He trains himself to breathe in focusing on cessation, and
to breathe out focusing on cessation. [16] He trains himself to breathe in
focusing on relinquishment, and to breathe out focusing on relinquishment.
This is how mindfulness of in-&-out breathing is developed & pursued so
as to bear great fruit &; great benefits.
- SN LIV.l
§ 152. Vassakara: Once, Ven. Ananda, Ven. Gotama was living at Vesali
in the Hall with the peaked roof in the Great Forest. I went to where he
was staying in the Great Forest... and there he spoke in a variety of ways
on jhana. Ven. Gotama was both endowed with jhana and made jhana his
habit. In fact, he praised all sorts of jhana.
Ananda: It was not the case that the Blessed One praised all sorts of
jhana, nor did he criticize all sorts of jhana. And what sort of jhana did
he not praise? There is the case where a certain person dwells with his
awareness overcome by sensual passion, seized with sensual passion. He does
not discern the escape, as it actually is present, from sensual passion once it
has arisen. Making that sensual passion the focal point, he absorbs himself
with it, besorbs, resorbs, & supersorbs himself with it.
He dwells with his awareness overcome by ill will... sloth & drowsiness...
restlessness & anxiety... uncertainty, seized with uncertainty. He does not
discern the escape, as it actually is present, from uncertainty once it has
arisen. Making that uncertainty the focal point, he absorbs himself with it,
besorbs, resorbs, & supersorbs himself with it. This is the sort of jhana that
the Blessed One did not praise.
And what sort of jhana did he praise? There is the case where a monk
- quite withdrawn from sensuality, withdrawn from unskillful qualities -
enters & remains in the first jhana... the second jhana... the third jhana...
the fourth jhana: purity of equanimity & mindfulness, neither pleasure nor
pain. This is the sort of jhana that the Blessed One praised.
Vassakara: It would seem, Ven. Ananda, that the Ven. Gotama criticized
the jhana that deserves criticism, and praised that which deserves praise.
- MN 108[83]
§ 153. A monk endowed with these five qualities is incapable of entering
& remaining in right concentration. Which five? He cannot withstand [the
impact of] sights, he cannot withstand sounds... aromas... tastes... tac-
tile sensations. A monk endowed with these five qualities is not capable of
entering & remaining in right concentration.
16.1. Passages from the Pali Canon 273
A monk endowed with these five quahties is capable of entering &: re-
maining in right concentration. Which five? He can withstand [the impact
of] sights... sounds... aromas... tastes... tactile sensations. A monk en-
dowed with these five qualities is capable of entering & remaining in right
concentration.
-AN V.113
§ 154. A monk who has not abandoned these six qualities is incapable of
entering & remaining in the first jhana. Which six? Sensual desire, ill will,
sloth & drowsiness, restlessness & anxiety, uncertainty, and not seeing well
with right discernment, as they actually are present, the drawbacks of sensual
pleasures...
A monk who has not abandoned these six qualities is incapable of entering
& remaining in the first jhana. Which six? Thoughts of sensuality, thoughts
of ill will, thoughts of harmfulness, perceptions of sensuality, perceptions of
ill will, perceptions of harmfulness.
- AN VI.73-74
§ 155. A monk endowed with these six qualities is capable of mastering
strength in concentration. Which six?
There is the case where a monk is skilled in the attaining of concentration,
in the maintenance of concentration, &: in the exit from concentration. He is
deliberate in doing it, persevering in doing it, and amenable to doing it.
A monk endowed with these six qualities is capable of mastering strength
in concentration.
- AN VI.72
§ 156. A monk endowed with these six qualities could break through the
Himalayas, king of mountains, to say nothing of miserable ignorance. Which
six?
There is the case where a monk is skilled in the attaining of concentration,
in the maintenance of concentration, in the exit from concentration, in the
[mind's] preparedness for concentration, in the range of concentration, & in
the application of concentration.
A monk endowed with these six qualities could break through the Hi-
malayas, king of mountains, to say nothing of miserable ignorance.
- AN VI.24
§ 157. Imagine a great pool of water to which there comes a great bull
elephant, seven or seven and a half cubits tall. The thought occurs to him.
274 Chapter 16. Right Concentration
'What if I were to plunge into this pool of water, to amuse myself by squirting
water into my ears and along my back, and then to bathe &: drink & come
back out &; go off as I please.' So he plunges into the pool of water, amuses
himself by squirting water into his ears and along his back, and then bathes
&; drinks &; comes back out & goes off as he pleases. Why is that? Because
his large body finds a footing in the depth.
Now suppose a rabbit or a cat were to come along & think, 'What's the
difference between me & a bull elephant? What if I were to plunge into this
pool of water, to amuse myself by squirting water into my ears and along
my back, and then to bathe & drink & come back out & go off as I please.'
So he plunges rashly into the pool of water without reffecting, and of him it
can be expected that he will either sink to the bottom or ffoat away on the
surface. Why is that? Because his small body doesn't find a footing in the
depth.
In the same way, whoever says, 'Without having attained concentration,
I will go live in solitude, in isolated wilderness places,' of him it can be
expected that he will either sink to the bottom or fioat away on the surface.
- AN X.99
§ 158. These are the five rewards for one who practices walking meditation.
Which five? He can endure traveling by foot; he can endure exertion; he
becomes free from disease; whatever he has eaten &; drunk, chewed &: sa-
vored, becomes well- digested; the concentration he wins while doing walking
meditation lasts for a long time.
- AN V.29
§ 159. Distracting Thoughts. When a monk is intent on the heightened
mind, there are five themes he should attend to at the appropriate times.
Which five?
There is the case where evil, unskillful thoughts - connected with desire,
aversion, or delusion - arise in a monk while he is referring to & attending
to a particular theme. He should attend to another theme, apart from that
one, connected with what is skillful. When he is attending to this other
theme... those evil, unskillful thoughts... are abandoned & subside. With
their abandoning, he steadies his mind right within, settles it, unifies it, &
concentrates it. Just as a skilled carpenter or his apprentice would use a
small peg to knock out, drive out, & pull out a large one; in the same way...
he steadies his mind right within, settles it, unifies it, & concentrates it.
If evil, unskillful thoughts - connected with desire, aversion, or delusion
16.1. Passages from the Pali Canon 275
- still arise in the monk while he is attending to this other theme, connected
with what is skillful, he should scrutinize the drawbacks of those thoughts:
'Truly, these thoughts of mine are unskillful... blameworthy... these thoughts
of mine result in stress.' As he is scrutinizing their drawbacks... those evil,
unskillful thoughts... are abandoned & subside. With their abandoning, he
steadies his mind right within, settles it, unifies it, & concentrates it. Just as
a young woman - or man - fond of adornment, would be horrified, humiliated,
&; disgusted if the carcass of a snake or a dog or a human being were hung
from her neck; in the same way... the monk steadies his mind right within,
settles it, unifies it, & concentrates it.
If evil, unskillful thoughts - connected with desire, aversion or delusion
- still arise in the monk while he is scrutinizing the drawbacks of those
thoughts, he should pay no mind & pay no attention to those thoughts. As
he is paying no mind & paying no attention to them... those evil, unskillful
thoughts are abandoned & subside. With their abandoning, he steadies his
mind right within, settles it, unifies it, & concentrates it. Just as a man with
good eyes, not wanting to see forms that had come into range, would close
his eyes or look away; in the same way... the monk steadies his mind right
within, settles it, unifies it, & concentrates it.
If evil, unskillful thoughts - connected with desire, aversion or delusion
- still arise in the monk while he is paying no mind & paying no attention
to those thoughts, he should attend to the relaxing of thought-fabrication
with regard to those thoughts. As he is attending to the relaxing of thought-
fabrication with regard to those thoughts... those evil, unskillful thoughts
are abandoned & subside. With their abandoning, he steadies his mind right
within, settles it, unifies it, & concentrates it. Just as the thought would
occur to a man walking quickly, 'Why am I walking quickly? Why don't I
walk slowly?' So he walks slowly. The thought occurs to him, 'Why am I
walking slowly? Why don't I stand?' So he stands. The thought occurs to
him, 'Why am I standing? Why don't I sit down?' So he sits down. The
thought occurs to him, 'Why am I sitting? Why don't I lie down?' So he
lies down. In this way, giving up the grosser posture, he takes up the more
refined one. In the same way... the monk steadies his mind right within,
settles it, unifies it, & concentrates it.
If evil, unskillful thoughts - connected with desire, aversion or delusion
- still arise in the monk while he is attending to the relaxing of thought-
fabrication with regard to those thoughts, then - with his teeth clenched
&; his tongue pressed against the roof of his mouth - he should beat down.
276 Chapter 16. Right Concentration
constrain, & crush his mind with his awareness. As - with his teeth clenched
& his tongue pressed against the roof of his mouth - he is beating down,
constraining, & crushing his mind with his awareness... those evil, unskillful
thoughts are abandoned & subside. With their abandoning, he steadies his
mind right within, settles it, unifies it, & concentrates it. Just as a strong
man, seizing a weaker man by the head or the throat or the shoulders, would
beat him down, constrain, & crush him; in the same way... the monk steadies
his mind right within, settles it, unifies it, & concentrates it.
Now when a monk... attending to another theme... scrutinizing the draw-
backs of those thoughts... paying no mind & paying no attention to those
thoughts... attending to the relaxing of thought-fabrication with regard to
those thoughts... beating down, constraining &; crushing his mind with his
awareness... steadies his mind right within, settles it, unifies it, & concen-
trates it: He is then called a monk with mastery over the ways of thought
sequences. He thinks whatever thought he wants to, and doesn't think what-
ever thought he doesn't. He has severed craving, thrown off the fetters, and
- through the right penetration of conceit - has made an end of suffering &
stress.
- MN 20 [72]
§ 160. There are these gross impurities in gold: dirty sand, gravel, &; grit.
The dirt-washer or his apprentice, having placed [the gold] in a vat, washes
it again &; again until he has washed them away.
When he is rid of them, there remain the moderate impurities in the
gold: coarse sand & fine grit. He washes the gold again & again until he has
washed them away.
When he is rid of them, there remain the fine impurities in the gold: fine
sand & black dust. The dirt- washer or his apprentice washes the gold again
& again until he has washed them away.
When he is rid of them, there remains just the gold dust. The goldsmith
or his apprentice, having placed it in a crucible, blows on it again & again to
blow away the dross. The gold, as long as it has not been blown on again &;
again to the point where the impurities are blown away, as long as it is not
refined & free from dross, is not pliant, malleable, or luminous. It is brittle
and not ready to be worked. But there comes a time when the goldsmith
or his apprentice has blown on the gold again & again until the dross is
blown away. The gold... is then refined, free from dross, plaint, malleable, &
luminous. It is not brittle, and is ready to be worked. Then whatever sort of
16.1. Passages from the Pali Canon 277
ornament he has in mind - whether a beh, an earring, a necklace, or a gold
chain - the gold would serve his purpose.
In the same way, there are these gross impurities in a monk intent on
heightened mind: misconduct in body, speech, &; mind. These the monk
- aware &; able by nature - abandons, destroys, dispels, wipes out of exis-
tence. When he is rid of them, there remain in him the moderate impurities:
thoughts of sensuality, ill will, & harmfulness. These he... wipes out of ex-
istence. When he is rid of them there remain in him the fine impurities:
thoughts of his caste, thoughts of his home district, thoughts related to not
wanting to be despised. These he... wipes out of existence.
When he is rid of them, there remain only thoughts of the Dhamma. His
concentration is neither calm nor refined, it has not yet attained serenity or
unity, and is kept in place by the fabrication of forceful restraint. But there
comes a time when his mind grows steady inwardly, settles down, grows
unified & concentrated. His concentration is calm &; refined, has attained
serenity & unity, and is no longer kept in place by the fabrication of forceful
restraint. Then whichever of the six higher knowledges he turns his mind
to know & realize, he can witness them for himself whenever there is an
opening... [§64; 182]
- AN m.ioo
§ 161. Ven. Anuruddha: It has happened that, as we were remaining
heedful, ardent, &; resolute, we perceived light k, the vision of forms. But
soon after that the light disappeared, together with the vision of forms, and
we can't become attuned to that theme.
The Buddha: You should become attuned to that theme. Before my
Awakening, while I was still only an unawakened Bodhisatta, I too perceived
light h the vision of forms, and soon after that the light disappeared, together
with the vision of forms. The thought occurred to me, 'What is the cause,
what is the reason, why the light disappeared, together with the vision of
forms?' Then it occurred to me, 'Uncertainty arose in me, and because of
the uncertainty my concentration fell away; when my concentration fell away,
the light disappeared together with the vision of forms. I will act in such a
way that uncertainty will not arise in me again.'
As I was remaining heedful, ardent, h resolute, I perceived light h the
vision of forms. But soon after that the light disappeared, together with the
vision of forms. The thought occurred to me, 'What is the cause, what is the
reason, why the light disappeared, together with the vision of forms?' Then it
278 Chapter 16. Right Concentration
occurred to me, 'Inattention... sloth & drowsiness... fear... elation... inertia
arose in me, and because of the inattention... inertia my concentration fell
away; when my concentration fell away, the light disappeared together with
the vision of forms. I will act in such a way that uncertainty, inattention,
sloth & drowsiness, fear, elation, & inertia will not arise in me again.'
As I was remaining heedful, ardent, & resolute... it occurred to me, 'Ex-
cessive persistence [§66] arose in me, and because of the excessive persistence
my concentration fell away; when my concentration fell away, the light dis-
appeared together with the vision of forms. Just as if a man might hold a
quail tightly with both hands; it would die then &: there. In the same way,
excessive persistence arose in me... I will act in such a way that uncertainty...
& excessive persistence will not arise in me again.'
As I was remaining heedful, ardent, &: resolute... it occurred to me, 'Slug-
gish persistence [§66] arose in me, and because of the sluggish persistence my
concentration fell away; when my concentration fell away, the light disap-
peared together with the vision of forms. Just as if a man might hold a quail
loosely; it would fly out of his hand. In the same way, sluggish persistence
arose in me... I will act in such a way that uncertainty... excessive &; sluggish
persistence will not arise in me again.'
As I was remaining heedful, ardent, & resolute... it occurred to me, 'Long-
ing... the perception of multiplicity... excessive absorption in forms arose in
me, and because of the excessive absorption in forms my concentration fell
away; when my concentration fell away, the light disappeared together with
the vision of forms... I will act in such a way that uncertainty... longing, the
perception of multiplicity, excessive absorption in forms will not arise in me
again.'
When I knew, 'Uncertainty is a defilement of the mind,' I abandoned the
uncertainty that was a defilement of the mind. (Similarly with inattention,
sloth & drowsiness, fear, elation, inertia, excessive persistence, sluggish per-
sistence, longing, the perception of multiplicity, & excessive absorption in
forms.)
As I was remaining heedful, ardent, &: resolute, I perceived light without
seeing forms, or saw forms without perceiving light for a whole day, a whole
night, a whole day & night. The thought occurred to me, 'What is the cause,
what is the reason...?' Then it occurred to me, 'When I attend to the theme
of light without attending to the theme of forms, I perceive light without
seeing forms. When I attend to the theme of forms without attending to
the theme of light, I see forms without seeing light for a whole day, a whole
16.1. Passages from the Pali Canon 279
night, a whole day &: night.'
As I was remaining heedful, ardent, & resolute, I perceived limited light
<k saw limited forms; I perceived unlimited light & saw unlimited forms for a
whole day, a whole night, a whole day & night. The thought occurred to me,
'What is the cause, what is the reason...?' Then it occurred to me, 'When
my concentration is limited, my sense of [inner] vision is limited. When my
concentration is unlimited, my sense of [inner] vision is unlimited. With an
unlimited sense of vision I perceive unlimited light & see unlimited forms for
a whole day, a whole night, a whole day h night'...
'I have abandoned those defilements of the mind. Let me develop concen-
tration in three ways.' So [1] I developed concentration with directed thought
<k evaluation. I developed concentration without directed thought but with a
modicum of evaluation. I developed concentration without directed thought
or evaluation. [2] I developed concentration with rapture... without rapture...
[3] I developed concentration accompanied by enjoyment... accompanied by
equanimity.
When my concentration with directed thought & evaluation was devel-
oped, when my concentration without directed thought but with a modicum
of evaluation... without directed thought or evaluation... with rapture...
without rapture... accompanied by enjoyment... accompanied by equanim-
ity was developed, then the knowledge & vision arose in me: 'My release is
unprovoked. This is my last birth. There is no further becoming.'
That was what the Blessed One said. Satisfied, Ven. Anuruddha de-
lighted in the Blessed One's words.
- MN 128
§ 162. Skill in concentration. Suppose there was a mountain cow -
foolish, inexperienced, unfamiliar with her pasture, unskilled in roaming on
rugged mountains - and she were to think, 'What if I were to go in a direction
I have never gone before, to eat grass I have never eaten before, to drink
water I have never drunk before!' She would lift her hind hoof without
having placed her front hoof firmly and [as a result] would not get to go
in a direction she had never gone before, to eat grass she had never eaten
before, or to drink water she had never drunk before. And as for the place
where she was standing when the thought occurred to her, 'What if I were
to go where I have never been before... to drink water I have never drunk
before,' she would not return there safely. Why is that? Because she is a
foolish, inexperienced mountain cow, unfamiliar with her pasture, unskilled
280 Chapter 16. Right Concentration
in roaming on rugged mountains.
In the same way, there are cases where a monk - foolish, inexperienced,
unfamiliar with his pasture, unskilled in... entering & remaining in the first
jhana: rapture & pleasure born from withdrawal, accompanied by directed
thought & evaluation - doesn't stick with that theme, doesn't develop it,
pursue it, or establish himself firmly in it. The thought occurs to him, 'What
if I, with the stilling of directed thought & evaluation, were to enter & remain
in the second jhana: rapture &; pleasure born of composure, unification of
awareness free from directed thought <k evaluation - internal assurance.' He
is not able... to enter & remain in the second jhana... The thought occurs
to him, 'What if I... were to enter & remain in the first jhana... He is
not able... to enter & remain in the first jhana. This is called a monk
who has slipped & fallen from both sides, like the mountain cow, foolish,
inexperienced, unfamiliar with her pasture, unskilled in roaming on rugged
mountains.
But suppose there was a mountain cow - wise, experienced, familiar with
her pasture, skilled in roaming on rugged mountains - and she were to think,
'What if I were to go in a direction I have never gone before, to eat grass
I have never eaten before, to drink water I have never drunk before!' She
would lift her hind hoof only after having placed her front hoof firmly and
[as a result] would get to go in a direction she had never gone before... to
drink water she had never drunk before. And as for the place where she
was standing when the thought occurred to her, 'What if I were to go in
a direction I have never gone before... to drink water I have never drunk
before,' she would return there safely. Why is that? Because she is a wise,
experienced mountain cow, familiar with her pasture, skilled in roaming on
rugged mountains.
In the same way, there are some cases where a monk - wise, experienced,
familiar with his pasture, skilled in... entering & remaining in the first jhana...
sticks with that theme, develops it, pursues it, h establishes himself firmly
in it. The thought occurs to him, 'What if I... were to enter &: remain in the
second jhana...' Without jumping at the second jhana, he - with the stilling
of directed thought & evaluation - enters & remains in the second jhana. He
sticks with that theme, develops it, pursues it, &: establishes himself firmly
in it. The thought occurs to him, 'What if I... were to enter & remain
in the third jhana'... Without jumping at the third jhana, he... enters &;
remains in the third jhana. He sticks with that theme, develops it, pursues
it, & establishes himself firmly in it. The thought occurs to him, 'What if
16.1. Passages from the Pali Canon 281
I... were to enter &; remain in the fourth jhana'... Without jumping at the
fourth jhana, he... enters &: remains in the fourth jhana. He sticks with that
theme, develops it, pursues it, & establishes himself firmly in it.
The thought occurs to him, 'What if I, with the complete transcending of
perceptions of [physical] form, with the disappearance of perceptions of re-
sistance, and not heeding perceptions of diversity, thinking, "Infinite space,"
were to enter & remain in the dimension of the infinitude of space.' Without
jumping at the dimension of the infinitude of space, he... enters & remains
in dimension of the infinitude of space. He sticks with that theme, develops
it, pursues it, & establishes himself firmly in it.
The thought occurs to him, 'What if I, with the complete transcending of
the dimension of the infinitude of space, thinking, "Infinite consciousness,"
were to enter &: remain in the dimension of the infinitude of consciousness.'
Without jumping at the dimension of the infinitude of consciousness, he...
enters & remains in dimension of the infinitude of consciousness. He sticks
with that theme, develops it, pursues it, & establishes himself firmly in it.
The thought occurs to him, 'What if I, with the complete transcending of
the dimension of the infinitude of consciousness, thinking, "There is nothing,"
were to enter & remain in the dimension of nothingness.' Without jumping
at the dimension of nothingness, he... enters & remains in dimension of
nothingness. He sticks with that theme, develops it, pursues, it & establishes
himself firmly in it.
The thought occurs to him, 'What if I, with the complete transcending
of the dimension of nothingness, were to enter &; remain in the dimension of
neither perception nor non-perception.' Without jumping at the dimension
of neither perception nor non-perception, he... enters & remains in the di-
mension of neither perception nor non-perception. He sticks with that theme,
develops it, pursues it, & establishes himself firmly in it.
The thought occurs to him, 'What if I, with the complete transcending
of the dimension of neither perception nor non-perception, were to enter &
remain in the cessation of perception & feeling.' Without jumping at the
cessation of perception & feeling, he... enters &: remains in the cessation of
perception & feeling.
When a monk enters &; emerges from that very attainment, his mind is
pliant <k malleable. With his pliant, malleable mind, limitless concentration
is well developed. With his well developed, limitless concentration, then
whichever of the six higher knowledges he turns his mind to know & realize,
he can witness them for himself whenever there is an opening.
282 Chapter 16. Right Concentration
- AN IX.35[33]
§ 163. Guided by the elephant trainer, the elephant to be tamed goes only in
one direction: east, west, north, or south... Guided by the Tathagata... the
person to be tamed goes in eight directions. Possessed of form, he sees forms.
This is the first direction. Not percipient of form internally, he sees forms
externally. This is the second direction. He is intent only on the beautiful.
This is the third direction. With the complete transcending of perceptions
of [physical] form, with the disappearance of perceptions of resistance, and
not heeding perceptions of diversity, thinking, 'Infinite space,' he enters & re-
mains in the dimension of the infinitude of space. This is the fourth direction.
With the complete transcending of the dimension of the infinitude of space,
thinking, 'Infinite consciousness,' he enters &: remains in the dimension of the
infinitude of consciousness. This is the fifth direction. He... enters & remains
in the dimension of nothingness. This is the sixth direction. He... enters &;
remains in the dimension of neither perception nor non-perception. This is
the seventh direction. With the complete transcending of the dimension of
neither perception nor non-perception, he enters & remains in the cessation
of perception & feeling. This is the eighth direction.
- MN 137[93]
§ 164. 'There are these seven properties. Which seven? The property of
light, the property of beauty, the property of the dimension of the infinitude
of space, the property of the dimension of the infinitude of consciousness, the
property of the dimension of nothingness, the property of the dimension of
neither perception nor non-perception, the property of the dimension of the
cessation of feeling & perception. These are the seven properties.'
When this was said, a certain monk addressed the Blessed One: '...In
dependence on what are these properties discerned?'
'The property of light is discerned in dependence on darkness. The prop-
erty of beauty is discerned in dependence on the unattractive. The property
of the dimension of the infinitude of space is discerned in dependence on
form. The property of the dimension of the infinitude of consciousness is
discerned in dependence on the dimension of the infinitude of space. The
property of the dimension of nothingness is discerned in dependence on the
dimension of the infinitude of consciousness. The property of the dimension
of neither perception nor non-perception is discerned in dependence on the
dimension of nothingness. The property of the dimension of the cessation of
feeling <k perception is discerned in dependence on cessation.'
16.1. Passages from the Pali Canon 283
'...And how, lord, is the attainment of these properties to be reached?'
'The property of hght, the property of beauty, the property of the di-
mension of the infinitude of space, the property of the dimension of the
infinitude of consciousness, the property of the dimension of nothingness:
These properties are to be reached as perception attainments. The property
of the dimension of neither perception nor non-perception is to be reached
as a what-remains-of fabrications attainment. The property of the dimen-
sion of the cessation of feehng & perception is to be reached as a cessation
attainment.'
- SN XIII.ll
284 Chapter 16. Right Concentration
Chapter 17
Concentration &; Discernment
We noted in 11/ A [Section II) that some of the sets m the Wings to Awak-
ening list jhana as a condition for discernment, while others list discernment
as a condition for jhana. Place both of these patterns into the context of
this/that conditionality, and they convey the point that jhana and discern-
ment in practice are mutually supporting. Passage §171 states this point ex-
plicitly, while §165 and §166 show that the difference between the two causal
patterns relates to differences in meditators: some develop strong powers of
concentration before developing strong discernment, whereas others gain a
sound theoretical understanding of the Dhamma before developing strong
concentration. In either case, both strong concentration and sound discern-
ment are needed to bring about Awakening. Passage §111 makes the point
that when the practice reaches the culmination of its development, concen-
tration and discernment act in concert. The passages in this section deal
with this topic in more detail.
The role of jhana as a condition for transcendent discernment is one of the
most controversial issues in the Theravada tradition. Three basic positions
have been advanced in modern writings. One, following the commentarial
tradition, asserts that jhana is not necessary for any of the four levels of
Awakening and that there is a class of individuals - called "dry insight"
meditators - who are "released through discernment" based on a level of
concentration lower than that of jhana. A second position, citing a passage in
the Canon [AN III.88[6]; MFU, pp. 103[149, pl03]] stating that concentration
is mastered only on the level of non-returning, holds that jhana is necessary
for the attainment of non-returning and Arahantship, but not for the lower
levels of Awakening. The third position states that the attainment of at least
285
286 Chapter 17. Concentration & Discernment
the first level of jhana is essential for all four levels of Awakening.
Evidence from the Canon supports the third position, but not the other
two. As §106 points out, the attainment of stream-entry has eight factors,
one of which is right concentration, defined as jhana. In fact, according
to this particular discourse, jhana is the heart of the streamwinner's path.
Secondly, there is no passage in the Canon describing the development of
transcendent discernment without at least some skill in jhana. The statement
that concentration is mastered only on the level of non-returning must be
interpreted in the light of the distinction between mastery and attainment. A
streamwinner may have attained jhana without mastering it; the discernment
developed in the process of gaining full mastery over the practice of jhana will
then lead him/her to the level of non-returning. As for the term "released
through discernment," passage §168 shows that it denotes people who have
become Arahants without experiencing the four formless jhanas. It does not
indicate a person who has not experienced jhana.
Part of the controversy over this question may be explained by the fact
that the commentarial literature defines jhana in terms that bear little re-
semblance to the canonical description. The Path of Purification - the cor-
nerstone of the commentarial system - takes as its paradigm for meditation
practice a method called kasina, in which one stares at an external object
until the image of the object is imprinted in one's mind. The image then
gives rise to a countersign that is said to indicate the attainment of thresh-
old concentration, a necessary prelude to jhana. The text then tries to fit all
other meditation methods into the mold of kasina practice, so that they too
give rise to countersigns, but even by its own admission, breath meditation
does not fit well into the mold: with other methods, the stronger one's focus,
the more vivid the object and the closer it is to producing a sign and coun-
tersign; but with the breath, the stronger one's focus, the harder the object
is to detect. As a result, the text states that only Buddhas and Buddhas'
sons find the breath a congenial focal point for attaining jhana.
None of these assertions have any support in the Canon. Although a
practice called kasina is mentioned tangentially in some of the discourses,
the only point where it is described in any detail [MN 121[87]; MFU, pp.
82-85 [148, p82]] makes no mention of staring at an object or gaining a coun-
tersign. If breath meditation were congenial only to Buddhas and their sons,
there seems little reason for the Buddha to have taught it so frequently and
to such a wide variety of people. If the arising of a countersign were essential
to the attainment of jhana, one would expect it to be included in the steps of
287
breath meditation and in the graphic analogies used to describe jhana, but
it isn't. Some Theravadins insist that questioning the commentaries is a sign
of disrespect for the tradition, but it seems to be a sign of greater disrespect
for the Buddha - or the compilers of the Canon - to assume that he or they
would have left out something absolutely essential to the practice.
All of these points seem to indicate that what jhana means in the com-
mentaries is something quite different from what it means in the Canon.
Because of this difference we can say that the commentaries are right in
viewing their type of jhana as unnecessary for Awakening, but Awakening
cannot occur without the attainment of jhana in the canonical sense.
We have already given a sketch in the preceding section of how jhana
in its canonical sense can act as the basis for transcendent discernment. To
recapitulate: On attaining any of the first seven levels of jhana, one may step
back slightly from the object of jhana - entering the fifth factor of noble right
concentration [§150] - to perceive how the mind relates to the object. In doing
this, one sees the process of causation as it plays a role in bringing the mind
to jhana, together with the various mental acts of fabrication that go into
keeping it there [§182]. Passage §172 lists these acts in considerable detail.
The fact that the passage emphasizes the amazing abilities of Sariputta,
the Buddha's foremost disciple in terms of discernment, implies that there
is no need for every meditator to perceive all these acts in such a detailed
fashion. What is essential is that one develop a sense of dispassion for the
state of jhana, seeing that even the relatively steady sense of refined pleasure
and equanimity it provides is artificial and willed, inconstant and stressful
[§182], a state fabricated from many different events, and thus not worth
identifying with. Jhana thus becomes an ideal test case for understanding
the workings of kamma and dependent co-arising in the mind. Its stability
gives discernment a firm basis for seeing clearly; its refined sense of pleasure
and equanimity allow the mind to realize that even the most refined mundane
states involve the inconstancy and stress common to all willed phenomena.
Passage §167 lists a number of verbal mental acts surrounding the exercise
of supranormal powers that can be regarded in a similar light, as topics to
be analyzed so as to give rise to a sense of dispassion. The dispassion that
results in either case enables one to experience the fading away and cessation
of the last remaining activities in the mind, even the activity of discernment
itself. When this process fully matures, it leads on to total relinquishment,
resulting in the clear knowing and release of Arahantship.
In contrast to the issue of the role of jhana as a condition for discern-
288 Chapter 17. Concentration & Discernment
ment, the role of discernment as a condition for jhana is uncontroversial.
Discernment aids jhana on two levels: mundane and transcendent. On the
mundane level, it enables one to perceive the various factors that go into
one's state of jhana so that one can master them and shed the factors that
prevent one from attaining a higher level of jhana. This again involves the
reflection that constitutes the fifth factor of noble right concentration, but in
this case the results stay on the mundane level. For instance, as one masters
the first level of jhana and can refiect on the elements of stress it contains,
one may perceive that directed thought and evaluation should be abandoned
because they have become unnecessary in maintaining one's concentration,
just as the forms used in pouring a cement wall become unnecessary when
the cement has hardened. In dropping these factors, one then goes on to
the second level of jhana. Passage §175 gives a list of the factors that, in
succession, are dropped in this way as one attains higher and higher levels
of concentration.
On the transcendent level, the discernment that precipitates Awakening
results in a supramundane level of jhana called the fruit of gnosis, which is
described in §§176-77 - a type of jhana independent of all perceptions (mental
labels) and intentional processes, beyond all limitations of cosmos, time, and
the present: the Arahant's foretaste, in this lifetime, of the absolutely total
Unbinding experienced by the awakened mind at death.
17.1 Passages from the Pali Canon
§ 165. These four types of individuals are to be found existing in world.
Which four?
There is the case of the individual who has attained internal tranquillity of
awareness, but not insight into phenomena through heightened discernment.
There is... the individual who has attained insight into phenomena through
heightened discernment, but not internal tranquillity of awareness. There is...
the individual who has attained neither internal tranquillity of awareness nor
insight into phenomena through heightened discernment. And there is... the
individual who has attained both internal tranquillity of awareness & insight
into phenomena through heightened discernment.
The individual who has attained internal tranquillity of awareness, but
not insight into phenomena through heightened discernment, should ap-
proach an individual who has attained insight into phenomena through height-
17.1. Passages from the Pali Canon 289
ened discernnient... and ask him: 'How should fabrications be regarded?
How should they be investigated? How should they be seen with insight?'
The other will answer in line with what he has seen & experienced: 'Fabrica-
tions should be regarded in this way... investigated in this way... seen in this
way with insight.' Then eventually he [the first] will become one who has
attained both internal tranquillity of awareness &; insight into phenomena
through heightened discernment.
As for the individual who has attained insight into phenomena through
heightened discernment, but not internal tranquillity of awareness, he should
approach an individual who has attained internal tranquillity of awareness...
and ask him, 'How should the mind be steadied? How should it be made
to settle down? How should it be unified? How should it be concentrated?'
The other will answer in line with what he has seen & experienced: 'The
mind should be steadied in this way... made to settle down in this way...
unified in this way... concentrated in this way.' Then eventually he [the first]
will become one who has attained both internal tranquillity of awareness &
insight into phenomena through heightened discernment.
As for the individual who has attained neither internal tranquillity of
awareness nor insight into phenomena through heightened discernment, he
should approach an individual who has attained both internal tranquillity of
awareness & insight into phenomena through heightened discernment... and
ask him, 'How should the mind be steadied? How should it be made to settle
down? How should it be unified? How should it be concentrated? How
should fabrications be regarded? How should they be investigated? How
should they be seen with insight?' The other will answer in line with what
he has seen &; experienced: 'The mind should be steadied in this way... made
to settle down in this way... unified in this way... concentrated in this way.
Fabrications should be regarded in this way... investigated in this way... seen
in this way with insight.' Then eventually he [the first] will become one who
has attained both internal tranquillity of awareness &; insight into phenomena
through heightened discernment.
As for the individual who has attained both internal tranquillity of aware-
ness <k insight into phenomena through heightened discernment, his duty is
to make an effort in establishing ('tuning') those very same skillful qualities
to a higher degree for the ending of the effluents.
- AN IV.94[12]
5 166. Ven. Ananda: Whenever a monk or nun declares the attainment of
290 Chapter 17. Concentration & Discernment
Arahantship in my presence, they all do it by means of one or another of
four paths. Which four?
There is the case where a monk has developed insight preceded by tran-
quillity. As he develops insight preceded by tranquillity, the path is born. He
follows that path, develops it, pursues it. As he follows the path, developing
it & pursuing it - his fetters are abandoned, his obsessions destroyed.
Furthermore, there is the case where a monk has developed tranquillity
preceded by insight. As he develops tranquillity preceded by insight, the path
is born. He follows that path... His fetters are abandoned, his obsessions
destroyed.
Furthermore, there is the case where a monk has developed tranquillity <k
insight in concert. As he develops tranquillity & insight in concert, the path
is born. He follows that path... His fetters are abandoned, his obsessions
destroyed.
Furthermore, there is the case where a monk's mind has its restlessness
concerning the Dhamma [Comm: the corruptions of insight] well under con-
trol. There comes a time when his mind grows steady inwardly, settles down,
and becomes unified & concentrated. In him the path is born. He follows
that path... His fetters are abandoned, his obsessions destroyed.
Whenever a monk or nun declares the attainment of Arahantship in my
presence, they all do it by means of one or another of these four paths.
-AN IV. 170 [13]
§ 167. Then Ven. Anuruddha went to where Ven. Sariputta was staying and,
on arrival, greeted him courteously. After an exchange of friendly greetings
&; courtesies, he sat to one side. As he was sitting there, he said to Ven.
Sariputta: By means of the divine eye, purified &: surpassing the human, I
see the thousand-fold cosmos. My persistence is aroused & unsluggish. My
mindfulness is established & unshaken. My body is calm & unaroused. My
mind is concentrated into singleness. And yet my mind is not released from
the effluents through lack of clinging/sustenance.
Sariputta: My friend, when the thought occurs to you, 'By means of
the divine eye, purified & surpassing the human, I see the thousand-fold
cosmos,' that is related to your conceit. When the thought occurs to you,
'My persistence is aroused & unsluggish. My mindfulness is established h
unshaken. My body is calm & unperturbed. My mind is concentrated into
singleness,' that is related to your restlessness. When the thought occurs
to you, 'And yet my mind is not released from the effluents through lack of
17.1. Passages from the Pali Canon 291
clinging/sustenance,' that is related to your anxiety. It would be well if -
abandoning these three qualities, not attending to these three qualities - you
directed your mind to the Deathless property.'
So after that, Ven. Anuruddha - abandoning those three qualities, not
attending to those three qualities - directed his mind to the Deathless prop-
erty. Dwelling alone, secluded, heedful, ardent, & resolute, he in no long
time reached <k remained in the supreme goal of the holy life for which clans-
men rightly go forth from home into homelessness, knowing & realizing it for
himself in the here h now. He knew: 'Birth is ended, the holy life fulfilled,
the task done. There is nothing further for the sake of this world.' And thus
Ven. Anuruddha became another one of the Arahants.
- AN III.128
§ 168. And what is an individual released in both ways? There is the case of
the individual who remains touching with his body the peaceful liberations,
the formlessnesses beyond forms; when he has seen with discernment, his
effluents are totally ended. I do not say that such a monk has any duty
to do with heedfulness. Why is that? Because he has done his duty with
heedfulness; he is no more capable of being heedless.
And what is an individual released through discernment? There is the
case of the individual who does not remain touching with his body the peace-
ful liberations, the formlessnesses beyond forms; but when he has seen with
discernment, his effluents are totally ended. I do not say that such a monk
has any duty to do with heedfulness. Why is that? Because he has done his
duty with heedfulness; he is no more capable of being heedless.
- MN 70
§ 169. Develop concentration, monks. A concentrated monk discerns things
as they actually are present. And what does he discern as it actually is
present?
'This is stress,' he discerns as it actually is present. 'This is the origination
of stress... This is the cessation of stress... This is the path of practice leading
to the cessation of stress,' he discerns as it actually is present...
Therefore your duty is the contemplation, 'This is stress... This is the
origination of stress... This is the cessation of stress... This is the path of
practice leading to the cessation of stress.'
- SN LVI.l
§ 170. Develop concentration, monks. A concentrated monk discerns things
292 Chapter 17. Concentration & Discernment
as they actually are present. And what does he discern as it actually is
present?
The origination & disappearance of form... of feeling... of perception...
of fabrications... of consciousness.
And what is the origination of form... of feeling... of perception... of fab-
rications... of consciousness? There is the case where one relishes, welcomes,
& remains fastened. To what? One relishes form, welcomes it, & remains fas-
tened to it. While one is relishing form, welcoming it, & remaining fastened
to it, delight arises. Any delight in form is clinging. With that clinging as
a condition there is becoming. With becoming as a condition there is birth.
With birth as a condition then aging <k death, sorrow, lamentation, pain,
distress, & despair all come into play. Thus is the origination of this entire
mass of suffering & stress. (Similarly with feeling, perception, fabrications,
& consciousness.)
And what is the disappearance of form... feeling... perception... fabrica-
tions... consciousness? There is the case where one does not relish, welcome
or remain fastened. To what? One does not relish form, welcome it, or
remain fastened to it. While one is not relishing form, welcoming it, or
remaining fastened to it, one's delight in form ceases. From the cessation
of that delight, clinging ceases. From the cessation of clinging, becoming
ceases. From the cessation of becoming, birth ceases. From the cessation of
birth, then aging & death, sorrow, lamentation, pain, distress, &: despair all
cease. Thus is the cessation of this entire mass of suffering &: stress [§211].
(Similarly with feeling, perception, fabrications, &; consciousness.)
- SN XXII.5
§ 171.
There's no jhana
for one with no discernment,
no discernment
for one with no jhana.
But one with both jhana
& discernment:
he 's on the verge
of Unbinding.
- DHP.372[54, 372]
§ 172. Monks, Sariputta is wise, of great discernment, deep discernment.
17.1. Passages from the Pali Canon 293
wide... joyous... rapid... quick... penetrating discernment... There is the case
where Sariputta... enters & remains in the first jhana. Whatever qualities
there are in the first jhana - applied thought, evaluation, rapture, pleasure,
singleness of mind, contact, feeling, perception, intention, consciousness (vl.
intent), desire, decision, persistence, mindfulness, equanimity, & attention -
he ferrets them out one by one. Known to him they arise, known to him
they remain, known to him they subside. He discerns, 'So this is how these
qualities, not having been, come into play. Having been, they vanish.' He
remains unattracted &; unrepelled with regard to those qualities, indepen-
dent, detached, released, dissociated, with an awareness rid of barriers. He
understands, 'There is a further escape,' and pursuing it, he confirms that
'There is.' (Similarly with the levels of jhana up through the dimension of
nothingness.)
Furthermore, completely transcending the dimension of nothingness, he
enters & remains in the dimension of neither perception nor non-perception.
He emerges mindful from that attainment. On emerging... he regards the
past qualities that have ceased & changed: 'So this is how these qualities,
not having been, come into play. Having been, they vanish.' He remains
unattracted & unrepelled with regard to those qualities, independent, de-
tached, released, dissociated, with an awareness rid of barriers. He under-
stands, 'There is a further escape,' and pursuing it, he confirms that 'There
is.'
Furthermore, completely transcending the dimension of neither percep-
tion nor non-perception, he enters & remains in the cessation of feeling &;
perception. When he sees with discernment, his effluents are totally ended.
He emerges mindful from that attainment. On emerging... he regards the
past qualities that have ceased & changed: 'So this is how these qualities,
not having been, come into play. Having been, they vanish.' He remains
unattracted & unrepelled with regard to those qualities, independent, de-
tached, released, dissociated, with an awareness rid of barriers. He under-
stands, 'There is no further escape,' and pursuing it, he confirms that 'There
isn't.'
If someone, rightly describing a person, were to say, 'He has attained
mastery & perfection in noble virtue... noble concentration... noble discern-
ment... noble release,' he would be rightly describing Sariputta... Sariputta
takes the unexcelled wheel of Dhamma set rolling by the Tathagata, and
keeps it rolling rightly.
- MN 111
294 Chapter 17. Concentration & Discernment
§ 173. I tell you, the ending of the effluents depends on the first jhana...
the second jhana... the third... the fourth... the dimension of the infinitude
of space... the dimension of the infinitude of consciousness... the dimension
of nothingness... the dimension of neither perception nor non-perception.
'I tell you, the ending of the effluents depends on the first jhana.' Thus it
has been said. In reference to what was it said?... Suppose that an archer or
archer's apprentice were to practice on a straw man or mound of clay, so that
after a while he would become able to shoot long distances, to fire accurate
shots in rapid succession, and to pierce great masses. In the same way, there
is the case where a monk... enters & remains in the first jhana: rapture &;
pleasure born of withdrawal, accompanied by directed thought & evaluation.
He regards whatever phenomena there that are connected with form, feeling,
perception, fabrications, &: consciousness, as inconstant, stressful, a disease, a
cancer, an arrow, painful, an affliction, alien, a disintegration, an emptiness,
not-self. He turns his mind away from those phenomena, and having done
so, inclines his mind to the property of deathlessness: 'This is peace, this
is exquisite - the resolution of all fabrications; the relinquishment of all
acquisitions; the ending of craving; dispassion; cessation; Unbinding.'
Staying right there, he reaches the ending of the mental effluents. Or, if
not, then - through this very dhamma-passion, this very dhamma-delight,
and from the total wasting away of the first five of the Fetters [self-identity
views, grasping at precepts & practices, uncertainty, sensual passion, and
resistance] - he is due to be reborn [in the Pure Abodes], there to be totally
unbound, never again to return from that world.
'I tell you, the ending of the effluents depends on the first jhana.' Thus
was it said, and in reference to this was it said.
(Similarly with the other levels of jhana up through the dimension of
nothingness.)
Thus, as far as the perception-attainments go, that is as far as gnosis-
penetration goes. As for these two spheres - the attainment of the dimension
of neither perception nor non-perception & the attainment of the cessation
of feeling &; perception - I tell you that they are to be rightly explained by
those monks who are meditators, skilled in attaining, skilled in attaining &
emerging, who have attained &: emerged in dependence on them.
- AN IX.36[34]
§ 174. Then Dasama the householder from the city of Atthaka went to
where Ven. Ananda was staying and on arrival, having bowed down, sat
17.1. Passages from the Pali Canon 295
to one side. As he was sitting there, he said to Ven. Ananda, 'Is there,
venerable sir, any one condition explained by the Blessed One... whereby a
monk - dwelling heedful, ardent, & resolute - releases his mind that is as yet
unreleased, or whereby the effluents not yet brought to an end come to an
end, or whereby he attains the unsurpassed security from bondage that he
has not yet attained?
Ananda: Yes, householder, there is... There is the case where a monk...
enters &: remains in the first jhana... He notices that 'This first jhana is fab-
ricated &; willed.' He discerns, 'Whatever is fabricated & willed is inconstant
&; subject to cessation.' Staying right there, he reaches the ending of the
effluents. Or, if not, then - through passion & delight for this very phenom-
enon [of discernment] and from the total ending of the first five Fetters - he
is due to be reborn [in the Pure Abodes], there to be totally unbound, never
again to return from that world. (Similarly with the other levels of jhana
up through the dimension of nothingness and the four releases of awareness
based on good will, compassion, appreciation, & equanimity.)
-AN XL 17
§ 175.Sariputta: This Unbinding is pleasant, friends. This Unbinding is
pleasant.
Udayin: But what is the pleasure here, my friend, where there is nothing
felt?
Sariputta: Just that is the pleasure here, my friend: where there is noth-
ing felt. There are these five strings of sensuality. Which five? Forms cogniz-
able via the eye - agreeable, pleasing, charming, endearing, fostering desire,
enticing; sounds... smells... tastes... tactile sensations cognizable via the
body - agreeable, pleasing, charming, endearing, fostering desire, enticing.
Whatever pleasure or joy arises in dependence on these five strings of sensu-
ality, that is sensual pleasure.
Now there is the case where a monk - quite withdrawn from sensuality,
withdrawn from unskillful qualities - enters & remains in the first jhana...
If, as he remains there, he is beset with attention to perceptions dealing with
sensuality, that is an affliction for him. Just as pain arises as an affliction for
a healthy person, even so the attention to perceptions dealing with sensuality
that beset the monk is an affliction for him. Now the Blessed One has said
that whatever is an affliction is stress. So by this line of reasoning it may be
known how Unbinding is pleasant.
Furthermore, there is the case where a monk... enters &; remains in
296 Chapter 17. Concentration & Discernment
the second jhana... If, as he remams there, he is beset with attention to
perceptions deahng with directed thought, that is an affliction for him...
Furthermore, there is the case where a monk... enters &; remains in the
third jhana... If, as he remains there, he is beset with attention to perceptions
dealing with rapture, that is an affliction for him...
Furthermore, there is the case where a monk... enters &: remains in
the fourth jhana... If, as he remains there, he is beset with attention to
perceptions dealing with equanimity, that is an affliction for him...
Furthermore, there is the case where a monk... enters & remains in the
dimension of the infinitude of space. If, as he remains there, he is beset with
attention to perceptions dealing with form, that is an affliction for him...
Furthermore, there is the case where a monk... enters &: remains in
the dimension of the infinitude of consciousness. If, as he remains there,
he is beset with attention to perceptions dealing with the dimension of the
infinitude of space, that is an affliction for him...
Furthermore, there is the case where a monk... enters & remains in the
dimension of nothingness. If, as he remains there, he is beset with attention
to perceptions dealing with the dimension of the infinitude of consciousness,
that is an affliction for him...
Furthermore, there is the case where a monk... enters & remains in
the dimension of neither perception nor non-perception. If, as he remains
there, he is beset with attention to perceptions dealing with the dimension
of the infinitude of consciousness, that is an affliction for him... whatever
is an affliction is stress. So by this line of reasoning it may be known how
Unbinding is pleasant.
Furthermore, there is the case where a monk... enters & remains in the
cessation of perception & feeling. And, having seen [that] with discernment,
his effluents are completely ended. So by this line of reasoning it may be
known how Unbinding is pleasant.
- AN IX.34[32]
§ 176. Ananda: It is amazing, my friend, it is marvelous, how the Blessed
One has attained & recognized the opportunity for the purification of beings...
and the direct realization of Unbinding, where the eye will be, and forms,
and yet one will not be sensitive to that sphere; where the ear will be, and
sounds... where the nose will be, and smells... where the tongue will be, and
tastes... where the body will be, and tactile sensations, and yet one will not
17.1. Passages from the Pali Canon 297
be sensitive to that sphere.
Udayin: Is one insensitive to that dimension with or without a perception
in mind?
Ananda: ...with a perception in mind...
Udayin: ...what perception?
Ananda: There is the case where with the complete transcending of per-
ceptions dealing with form, with the disappearance of perceptions of resis-
tance, and not heeding perceptions of diversity, thinking, 'infinite space,' one
remains in the dimension of the infinitude of space: Having this perception
in mind, one is not sensitive to that sphere.
Further, with the complete transcending of the dimension of the infinitude
of space, thinking, 'infinite consciousness,' one remains in the dimension of
the infinitude of consciousness: Having this perception in mind, one is not
sensitive to that sphere.
Further, with the complete transcending of the dimension of the infinitude
of consciousness, thinking, 'There is nothing,' one remains in the dimension
of nothingness: Having this perception in mind, one is not sensitive to that
sphere.
Once, friend, when I was staying in Saketa at the Game Refuge in the
Black Forest, the nun Jatila Bhagika went to where I was staying, and on
arrival - having bowed to me - stood to one side. As soon as she had stood to
one side, she said to me: 'The concentration whereby - neither pressed down
nor forced back, nor with mental fabrications kept blocked or suppressed -
still as a result of release, contented as a result of stillness, and as a result of
contentment one is not agitated: This concentration is said by the Blessed
One to be the fruit of what?'
I said to her, '...This concentration is said by the Blessed One to be the
fruit of gnosis [the knowledge of Awakening] . ' Having this sort of perception,
friend, one is not sensitive to that sphere.
- AN IX.37
§ 177. The Buddha: Sandha, practice the absorption (jhana) of a thorough-
bred horse, not the absorption of an unbroken colt. And how is an unbroken
colt absorbed?
An unbroken colt, tied to the feeding trough, is absorbed with the thought,
'Barley grain! Barley grain!' Why is that? Because as he is tied to the feeding
trough, the thought does not occur to him, 'I wonder what task the trainer
will have me do today? What should I do in response?' Tied to the feeding
298 Chapter 17. Concentration & Discernment
trough, he is simply absorbed with the thought, 'Barley grain! Barley grain!'
In the same way, there are cases where an unbroken colt of a man, having
gone to the wilderness, to the foot of a tree, or to an empty dwelling, dwells
with his awareness overcome by sensual passion, obsessed with sensual pas-
sion. He does not discern the escape, as it actually is present, from sensual
passion once it has arisen. Making that sensual passion the focal point, he
absorbs himself with it, besorbs, resorbs, &; supersorbs himself with it.
He dwells with his awareness overcome by ill will... sloth & drowsiness...
restlessness & anxiety... uncertainty, obsessed with uncertainty. He does not
discern the escape, as it actually is present, from uncertainty once it has
arisen. Making that uncertainty the focal point, he absorbs himself with it,
besorbs, resorbs, &: supersorbs himself with it.
He is absorbed dependent on earth... liquid... fire... wind... the dimension
of the infinitude of space... the dimension of the infinitude of consciousness...
the dimension of nothingness... the dimension of neither perception nor non-
perception... this world... the next world... whatever is seen, heard, sensed,
cognized, attained, sought after, pondered by the intellect. That is how an
unbroken colt of a man is absorbed.
And how is a thoroughbred absorbed? An excellent thoroughbred horse
tied to the feeding trough, is not absorbed with the thought, 'Barley grain!
Barley grain!' Why is that? Because as he is tied to the feeding trough,
the thought occurs to him, 'I wonder what task the trainer will have me do
today? What should I do in response?' Tied to the feeding trough, he is
not absorbed with the thought, 'Barley grain! Barley grain!' The excellent
thoroughbred horse regards the feel of the spur as a debt, an imprisonment,
a loss, a piece of bad luck.
In the same way, an excellent thoroughbred of a man, having gone to
the wilderness, to the foot of a tree, or to an empty dwelling, dwells with
his awareness not overcome by sensual passion, not obsessed with sensual
passion. He discerns the escape, as it actually is present, from sensual passion
once it has arisen.
He dwells with his awareness not overcome by ill will... sloth & drowsi-
ness... restlessness & anxiety... uncertainty, obsessed with uncertainty. He
discerns the escape, as it actually is present, from uncertainty once it has
arisen.
He is absorbed dependent neither on earth, liquid, heat, wind, the dimen-
sion of the infinitude of space, the dimension of the infinitude of conscious-
ness, the dimension of nothingness, the dimension of neither perception nor
17.1. Passages from the Pali Canon 299
non-perception, this world, the next world, nor on whatever is seen, heard,
sensed, cognized, attained, sought after, or pondered by the intellect - and
yet he is absorbed. And to this excellent thoroughbred of a man, absorbed
in this way, the gods, together with Indra, the Brahnias, &; Pajapati, pay
homage even from afar:
'Homage to you, thoroughbred man.
Homage to you, superlative man -
you of whom we don't know even what
dependent on which
you're absorbed.'
Sandha: But in what way is the excellent thoroughbred of a man absorbed
when he is absorbed...?
The Buddha: There is the case, Sandha, where for an excellent thorough-
bred of a man the perception (mental note or label) of earth with regard to
earth has ceased to exist; the perception of liquid with regard to liquid... the
perception of fire with regard to fire... the perception of wind with regard to
wind... the perception of the dimension of the infinitude of space with regard
to the dimension of the infinitude of space... the perception of the dimen-
sion of the infinitude of consciousness with regard to the dimension of the
infinitude of consciousness... the perception of the dimension of nothingness
with regard to the dimension of nothingness... the perception of the dimen-
sion of neither perception nor non-perception with regard to the dimension
of neither perception nor non-perception... the perception of this world with
regard to this world... the next world with regard to the next world... and
whatever is seen, heard, sensed, cognized, attained, sought after, or pondered
by the intellect: the perception of that has ceased to exist.
Absorbed in this way, the excellent thoroughbred of a man is absorbed
dependent neither on earth, liquid, fire, wind, the dimension of the infinitude
of space, the dimension of the infinitude of consciousness, the dimension of
nothingness, the dimension of neither perception nor non-perception, this
world, the next world, nor on whatever is seen, heard, sensed, cognized,
attained, sought after, or pondered by the intellect - and yet he is absorbed.
And to this excellent thoroughbred of a man, absorbed in this way, the gods,
together with Indra, the Brahmas, & Pajapati, pay homage even from afar:
'Homage to you, thoroughbred man.
Homage to you, superlative man -
300 Chapter 17. Concentration & Discernment
you of whom we don't know even what
dependent on which
you're absorbed.'
-AN XI.IO
§ 178. Knowledge of the ending of the effluents, as it is actually present,
occurs to one who is concentrated, I tell you, and not to one who is not
concentrated. So concentration is the path, monks. Non-concentration is no
path at all.
- AN VI.64
Chapter 18
Equanimity in Concentration &;
Discernment
We have pinpointed the fifth, refiective level of noble right concentration
[§150] as the mental state in which transcendent discernment can arise. A
look at how equanimity functions in this process will help to fiesh out our
account of this state.
The word "equanimity" is used in the Canon in two basic senses: 1)
a neutral feeling in the absense of pleasure and pain, and 2) an attitude of
even-mindedness in the face of every sort of experience, regardless of whether
pleasure and pain are present or not. The attitude of even-mindedness is what
is meant here.
Passage §179 gives an outline of the place of equanimity in the emotional
life of a person on the path of practice. This outline is interesting for several
reasons. To begin with, contrary to many teachings currently popular in
the West, it shows that there is a skillful use for the sense of distress that
can come to a person who longs for the goal of the practice but has yet to
attain it. This sense of distress can help one to get over the distress that
comes when one feels deprived of pleasant sensory objects, for one realizes
that the goal unattained is a much more serious lack than an unattained
sensual pleasure. With one's priorities thus straightened out, one will turn
one's energy to the pursuit of the path, rather than to sensual objectives. As
the path thus matures, it results in the sense of joy that comes on gaining an
insight into the true nature of sensory objects - a joy that in turn matures
into a sense of equanimity resulting from that very same insight. This is the
highest stage of what is called equanimity "dependent on multiplicity" - i.e.,
301
302 Chapter 18. Equanimity in Concentration & Discernment
equanimity in the face of multiple objects.
Passages §180 and §181 go into more detail on how to foster this sort
of equanimity. Passage §181 describes three stages in the process: 1) de-
velopment, or a conscious turning of the mind to equanimity in the face of
agreeable or disagreeable objects; 2) a state of being in training, in which
one feels a spontaneous disillusionment with agreeable or disagreeable ob-
jects; and 3) fully developed faculties, in which one's even-mindedness is so
completely mastered that one is in full control of one's thought processes in
the face of agreeable or disagreeable objects. Because the first of these three
stages is a conscious process, both §180 and §181 illustrate it with a series
of graphic metaphors to help "tune" the mind to the right attitude and to
help keep that attitude firmly in mind.
However, the cultivation of equanimity does not stop with equanimity
dependent on multiplicity. Formless jhana, if one is able to attain it, functions
as a basis for equanimity dependent on singleness [§179], i.e., the singleness
of jhana. The next stage is to use this equanimity to bring on the state
of equipoise called non-fashioning (atammayata), although §183 shows that
non-fashioning can be attained directly from any of the stages of jhana, and
not just the formless ones. Exactly what non-fashioning involves is shown
in §182: one perceives the fabricated and willed nature of even one's refined
state of jhana, and becomes so dispassionate toward the whole process that
one "neither fabricates nor wills for the sake of becoming or un-becoming."
In this state of non-fashioning, the mind is so balanced that it contributes
absolutely no present input into the conditioning of experience at all. Because
the process of conditioned or fabricated experience, on the unawakened level,
requires present input together with input from the past in order to continue
functioning, the entire process then breaks down, and all that remains is the
Unfabricated.
After this experience, the processes of worldly experience resume due to
the kammic input from the past, but one's attitude toward these processes
is changed, in line with the mental fetters [II/A [Section //)] that have been
cut by the Awakening. If the Awakening was total, one continues to deal
on an awakened level with the world until the time of one's total Unbinding
with an attitude of perfect even-mindedness, illustrated by the three "frames
of reference" described at the end of §179 [see also II/B [Section ^--l)]- One
feels sympathy for others and seeks their well-being, experiencing a sense of
satisfaction when they respond to one's teachings, but otherwise one stays
equanimous, untroubled, mindful, and alert. This passage shows that the
18.1. Passages from the Pali Canon 303
even-niindedness of a fully awakened person is not an attitude of cold indif-
ference, but rather of mental imperturbability. Such a person has found true
happiness and would like others to share that happiness as well, but that
happiness is not dependent on how others respond. This is the ideal state of
mind for a person who truly works for the benefit of the world.
18.1 Passages from the Pali Canon
§ 179. 'The thirty-six emotions should be known by experience.' Thus was
it said. And in reference to what was it said? Six kinds of household joy
& six kinds of renunciation joy; six kinds of household distress & six kinds
of renunciation distress; six kinds of household equanimity &; six kinds of
renunciation equanimity.
And what are the six kinds of household joy? The joy that arises when
one regards as an acquisition the acquisition of forms cognizable by the eye
- agreeable, pleasing, charming, endearing, connected with worldly baits -
or when one recalls the previous acquisition of such forms after they have
passed, ceased &; changed: That is called household joy. (Similarly with
sounds, smells, tastes, tactile sensations, & ideas.)
And what are the six kinds of renunciation joy? The joy that arises when
- experiencing the inconstancy of those very forms, their change, fading, &
cessation - one sees with right discernment as it actually is that all forms,
past or present, are inconstant, stressful, subject to change: That is called
renunciation joy. (Similarly with sounds, smells, tastes, tactile sensations, h
ideas.)
And what are the six kinds of household distress? The distress that
arises when one regards as a non-acquisition the non-acquisition of forms
cognizable by the eye - agreeable, pleasing, charming, endearing, connected
with worldly baits - or when one recalls the previous non-acquisition of such
forms after they have passed, ceased &: changed: That is called household
distress. (Similarly with sounds, smells, tastes, tactile sensations, & ideas.)
And what are the six kinds of renunciation distress? The distress coming
from the longing that arises in one who is filled with longing for the unexcelled
liberations when - experiencing the inconstancy of those very forms, their
change, fading, & cessation - he sees with right discernment as it actually is
that all forms, past or present, are inconstant, stressful, subject to change and
he is filled with this longing: '0 when will I enter & remain in the dimension
304 Chapter 18. Equanimity in Concentration & Discernment
that the noble ones now enter &: remain hi?' This is called renunciation
distress. (Similarly with sounds, smells, tastes, tactile sensations, & ideas.)
And what are the six kinds of household equanimity? The equanimity
that arises when a foolish, deluded person - a run-of-the-mill, untaught per-
son who has not conquered his limitation or the results of action & who is
blind to danger - sees a form with the eye. Such equanimity does not go
beyond the form, which is why it is called household equanimity. (Similarly
with sounds, smells, tastes, tactile sensations, &; ideas.)
And what are the six kinds of renunciation equanimity? The equanimity
that arises when - experiencing the inconstancy of those very forms, their
change, fading, & cessation - one sees with right discernment as it actu-
ally is that all forms, past or present, are inconstant, stressful, subject to
change: This equanimity goes beyond form, which is why it is called renun-
ciation equanimity. (Similarly with sounds, smells, tastes, tactile sensations,
k. ideas.)
'Thirty-six emotions should be known by experience.' Thus was it said.
And in reference to this was it said.
'With regard to them, depending on this, abandon that.' Thus was it
said. And in reference to what was it said?
Here, by depending & relying on the six kinds of renunciation joy, aban-
don & transcend the six kinds of household joy. Such is their abandoning,
such is their transcending. By depending & relying on the six kinds of re-
nunciation distress, abandon &: transcend the six kinds of household distress.
Such is their abandoning, such is their transcending. By depending &; rely-
ing on the six kinds of renunciation equanimity, abandon & transcend the
six kinds of household equanimity. Such is their abandoning, such their tran-
scending.
By depending & relying on the six kinds of renunciation joy, abandon &;
transcend the six kinds of renunciation distress. Such is their abandoning,
such is their transcending. By depending & relying on the six kinds of re-
nunciation equanimity, abandon &: transcend the six kinds of renunciation
joy. Such is their abandoning, such their transcending.
There is equanimity coming from multiplicity, dependent on multiplicity;
and there is equanimity coming from singleness, dependent on singleness.
And what is equanimity coming from multiplicity, dependent on multi-
plicity? There is equanimity with regard to forms, equanimity with regard
to sounds... smells... tastes... tactile sensations [& ideas: this word ap-
pears in one of the recensions]. This is equanimity coming from multiplicity.
18.1. Passages from the Pali Canon 305
dependent on multiplicity.
And what is equanimity coming from singleness, dependent on singleness?
There is equanimity dependent on the dimension of the infinitude of space,
equanimity dependent on the dimension of the infinitude of consciousness...
dependent on the dimension of nothingness... dependent on the dimension
of neither perception nor non-perception. This is equanimity coming from
singleness, dependent on singleness.
By depending & relying on equanimity coming from singleness, dependent
on singleness, abandon & transcend equanimity coming from multiplicity,
dependent on multiplicity. Such is its abandoning, such its transcending.
By depending &: relying on non-fashioning, abandon & transcend the
equanimity coming from singleness, dependent on singleness. Such is its
abandoning, such its transcending.
'Depending on this, abandon that.' Thus was it said. And in reference
to this was it said.
'There are three frames of reference that a noble one cultivates, cultivating
which he is a teacher fit to instruct a group.' Thus was it said. And in
reference to what was it said?
There is the case where the Teacher - out of sympathy, seeking their well-
being - teaches the Dhamma to his disciples: 'This is for your well-being, this
is for your happiness.' His disciples do not listen or lend ear or apply their
minds to gnosis. Turning aside, they stray from the Teacher's message. In
this case the Tathagata is not satisfied nor is he sensitive to satisfaction, yet
he remains untroubled, mindful, &; alert. This is the first frame of reference...
Furthermore, there is the case where the Teacher - out of sympathy,
seeking their well-being - teaches the Dhamma to his disciples: 'This is for
your well-being, this is for your happiness.' Some of his disciples do not listen
or lend ear or apply their minds to gnosis. Turning aside, they stray from the
Teacher's message. But some of his disciples listen, lend ear, &; apply their
minds to gnosis. They do not turn aside or stray from the Teacher's message.
In this case the Tathagata is not satisfied nor is he sensitive to satisfaction; at
the same time he is not dissatisfied nor is he sensitive to dissatisfaction. Free
from both satisfaction & dissatisfaction, he remains equanimous, mindful, &
alert. This is the second frame of reference...
Furthermore, there is the case where the Teacher - out of sympathy,
seeking their well-being - teaches the Dhamma to his disciples: 'This is for
your well-being, this is for your happiness.' His disciples listen, lend ear,
<k apply their minds to gnosis. They do not turn aside or stray from the
306 Chapter 18. Equanimity in Concentration & Discernment
Teacher's message. In this case the Tathagata is satisfied and is sensitive to
satisfaction, yet he remains untroubled, mindful, & alert. This is the third
frame of reference...
'There are three frames of reference that a noble one cultivates, cultivating
which he is a teacher fit to instruct a group.' Thus was it said. And in
reference to this was it said.
- MN 137[93]
§ 180. Rahula, develop meditation in tune with earth. For when you are
developing meditation in tune with earth, agreeable & disagreeable sensory
impressions that have arisen will not stay in charge of your mind. Just as
when people throw what is clean or unclean on the earth - feces, urine,
saliva, pus, or blood - the earth is not horrified, humiliated, or disgusted by
it; in the same way, when you are developing meditation in tune with earth,
agreeable & disagreeable sensory impressions that have arisen will not stay
in charge of your mind.
Develop meditation in tune with water. For when you are developing
meditation in tune with water, agreeable &: disagreeable sensory impressions
that have arisen will not stay in charge of your mind. Just as when people
wash what is clean or unclean in water - feces, urine, saliva, pus, or blood
- the water is not horrified, humiliated, or disgusted by it; in the same
way, when you are developing meditation in tune with water, agreeable &
disagreeable sensory impressions that have arisen will not stay in charge of
your mind.
Develop meditation in tune with fire. For when you are developing med-
itation in tune with fire, agreeable & disagreeable sensory impressions that
have arisen will not stay in charge of your mind. Just as when fire burns what
is clean or unclean - feces, urine, saliva, pus, or blood - it is not horrified,
humiliated, or disgusted by it; in the same way, when you are developing
meditation in tune with fire, agreeable & disagreeable sensory impressions
that have arisen will not stay in charge of your mind.
Develop meditation in tune with wind. For when you are developing
meditation in tune with wind, agreeable & disagreeable sensory impressions
that have arisen will not stay in charge of your mind. Just as when wind
blows what is clean or unclean - feces, urine, saliva, pus, or blood - it is
not horrified, humiliated, or disgusted by it; in the same way, when you are
developing meditation in tune with wind, agreeable & disagreeable sensory
impressions that have arisen will not stay in charge of your mind.
18.1. Passages from the Pali Canon 307
Develop meditation in tune with space. For when you are developing
meditation in tune with space, agreeable & disagreeable sensory impressions
that have arisen will not stay in charge of your mind. Just as space is not
established anywhere, in the same way, when you are developing meditation
in tune with space, agreeable &; disagreeable sensory impressions that have
arisen will not stay in charge of your mind.
- MN 62
§ 181. And how, Ananda, in the discipline of a noble one is there the
unexcelled development of the faculties? There is the case where, when
seeing a form with the eye, there arises in a monk what is agreeable, what
is disagreeable, what is agreeable & disagreeable. He discerns that 'This
agreeable thing has arisen in me, this disagreeable thing... this agreeable
&; disagreeable thing has arisen in me. And that is compounded, gross,
dependently co-arisen. But this is peaceful, this is exquisite, i.e., equanimity.'
With that, the arisen agreeable thing... disagreeable thing... agreeable &
disagreeable thing ceases, and equanimity takes its stance. Just as a man
with good eyes, having closed them, might open them; or having opened
them, might close them, that is how quickly, how rapidly, how easily, no
matter what it refers to, the arisen agreeable thing... disagreeable thing...
agreeable & disagreeable thing ceases, and equanimity takes its stance. In
the discipline of a noble one, this is called the unexcelled development of the
faculties with regard to forms cognizable by the eye.
Furthermore, when hearing a sound with the ear, there arises in a monk
what is agreeable, what is disagreeable, what is agreeable & disagreeable. He
discerns that... and equanimity takes its stance. Just as a strong man might
easily snap his fingers, that is how quickly... equanimity takes its stance. In
the discipline of the noble ones, this is called the unexcelled development of
the faculties with regard to sounds cognizable by the ear.
Furthermore, when smelling an aroma with the nose, there arises in a
monk what is agreeable, what is disagreeable, what is agreeable &: disagree-
able. He discerns that... and equanimity takes its stance. Just as drops of
water roll off a gently sloping lotus leaf h do not remain there, that is how
quickly... equanimity takes its stance. In the discipline of the noble ones, this
is called the unexcelled development of the faculties with regard to aromas
cognizable by the nose.
Furthermore, when tasting a flavor with the tongue, there arises in a monk
what is agreeable, what is disagreeable, what is agreeable & disagreeable. He
308 Chapter 18. Equanimity in Concentration & Discernment
discerns that... and equanimity takes its stance. Just as a strong man might
easily spit out a ball of saliva gathered on the tip of his tongue, that is how
quickly... equanimity takes its stance. In the discipline of the noble ones, this
is called the unexcelled development of the faculties with regard to flavors
cognizable by the tongue.
Furthermore, when touching a tactile sensation with the body, there arises
in a monk what is agreeable, what is disagreeable, what is agreeable &; dis-
agreeable. He discerns that... and equanimity takes its stance. Just as a
strong man might easily extend his flexed arm or flex his extended arm, that
is how quickly... equanimity takes its stance. In the discipline of the noble
ones, this is called the unexcelled development of the faculties with regard
to tactile sensations cognizable by the body.
Furthermore, when cognizing an idea with the intellect, there arises in
a monk what is agreeable, what is disagreeable, what is agreeable &; dis-
agreeable. He discerns that 'This agreeable thing has arisen in me, this
disagreeable thing... this agreeable & disagreeable thing has arisen in me.
And that is compounded, gross, dependently co-arisen. But this is peaceful,
this is exquisite, i.e., equanimity. With that, the arisen agreeable thing...
disagreeable thing... agreeable & disagreeable thing ceases, and equanimity
takes its stance. Just as a strong man might let two or three drops of water
fall onto an iron pan heated all day: Slow would be the falling of the drops of
water, but they quickly would vanish & disappear. That is how quickly, how
rapidly, how easily, no matter what it refers to, the arisen agreeable thing...
disagreeable thing... agreeable & disagreeable thing ceases, and equanimity
takes its stance. In the discipline of the noble ones, this is called the un-
excelled development of the faculties with regard to ideas cognizable by the
intellect. [§60]
And how is one a person in training, someone following the way? There
is the case where, when seeing a form with the eye, there arises in a monk
what is agreeable, what is disagreeable, what is agreeable & disagreeable.
He feels horrified, humiliated, & disgusted with the arisen agreeable thing...
disagreeable thing... agreeable &: disagreeable thing. (Similarly with the
other senses.)...
And how is one a noble one with developed faculties? There is the case
where, when seeing a form with the eye, there arises in a monk what is agree-
able, what is disagreeable, what is agreeable & disagreeable. If he wants, he
remains percipient of loathsomeness in the presence of what is not loath-
some. If he wants, he remains percipient of unloathsomeness in the presence
18.1. Passages from the Pali Canon 309
of what is loathsome. If he wants, he remains percipient of loathsomeness
in the presence of what is not loathsome & what is. If he wants, he remains
percipient of unloathsomeness in the presence of what is loathsome & what
is not. If he wants - in the presence of what is loathsome & what is not
- cutting himself off from both, he remains equanimous, alert, &: mindful.
(Similarly with the other senses.) [§§45; 98]
This is how one is a noble one with developed faculties.
- MN 152 [99]
§ 182. [On attaining the fourth level of jhana] there remains only equanimity:
pure & bright, pliant, malleable & luminous. Just as if a skilled goldsmith
or goldsmith's apprentice were to prepare a furnace, heat up a crucible, and,
taking gold with a pair of tongs, place it in the crucible. He would blow on it
periodically, sprinkle water on it periodically, examine it periodically, so that
the gold would become refined, well-refined, thoroughly refined, fiawless, free
from dross, pliant, malleable & luminous. Then whatever sort of ornament
he had in mind - whether a belt, an earring, a necklace, or a gold chain -
it would serve his purpose. In the same way, there remains only equanimity:
pure & bright, pliant, malleable, & luminous. He [the meditator] discerns
that 'If I were to direct equanimity as pure & bright as this toward the
dimension of the infinitude of space, I would develop the mind along those
lines, and thus this equanimity of mine - thus supported, thus sustained -
would last for a long time. (Similarly with the spheres of the infinitude of
consciousness, nothingness, &: neither perception nor non-perception.)'
He discerns that 'If I were to direct equanimity as pure &; bright as this
toward the dimension of the infinitude of space and to develop the mind
along those lines, that would be fabricated. (Similarly with the spheres of
the infinitude of consciousness, nothingness, & neither perception nor non-
perception.)' He neither fabricates nor wills for the sake of becoming or
un-becoming. This being the case, he is not sustained by anything in the
world (does not cling to anything in the world). Unsustained, he is not
agitated. Unagitated, he is totally unbound right within. He discerns that
'Birth is ended, the holy life fulfilled, the task done. There is nothing further
for this world.'
- MN 140 [95]
§ 183. A person who is not truly good... enters & remains in the first
jhana. He notices, 'I have gained the attainment of the first jhana, but these
other monks have not gained the attainment of the first jhana.' He exalts
310 Chapter 18. Equanimity in Concentration & Discernment
himself for the attamment of the first jhana and disparages others. This is
the quality of a person who is not truly good.
The truly good person notices, 'The Blessed One has spoken of non-
fashioning even with regard to the attainment of the first jhana, for however
they construe it, it becomes otherwise.' So, making non-fashioning his focal
point, he neither exalts himself for the attainment of the first jhana nor
disparages others. This is the quality of a person who is truly good.
(Similarly with the other levels of jhana up through the dimension of
nothingness.)
A person who is not truly good... enters & remains in the dimension
of neither perception nor non-perception. He notices, 'I have gained the
attainment of the dimension of neither perception nor non-perception, but
these other monks have not gained the attainment of the dimension of neither
perception nor non-perception.' He exalts himself for the attainment of the
dimension of neither perception nor non-perception and disparages others.
This is the quality of a person who is not truly good.
The truly good person notices, 'The Blessed One has spoken of non-
fashioning even with regard to the attainment of the dimension of neither
perception nor non-perception, for however they construe it, it becomes oth-
erwise.' So, making non-fashioning his focal point, he neither exalts himself
for the attainment of the dimension of neither perception nor non-perception
nor disparages others. This is the quality of a person who is truly good.
The truly good person, completely transcending the dimension of neither
perception nor non-perception, enters <k remains in the cessation of feeling <k
perception. When he sees with discernment, his effluents are ended. This is
a monk who does not construe anything, does not construe anywhere, does
not construe in any way.
- MN 113
Chapter 19
Discernment: Right View
The texts define right view as laiowledge with regard to tlie four nobie truths.
The phrase "witii regard to," here (expressed by the iocative case in Paii), can
aiso mean "in terms of," and this alternative meaning is especially relevant
in this case. It reflects the point that the knowledge constituting right view
is not a theoretical knowledge about the truths but is a way of using the
truths to categorize all of conditioned experience. Because these truths view
experience in terms of function - how unskillful and skillful mental qualities
play a role in the causal chain of creating suffering or bringing it to an end
[DN 1; MFU, p. 64[148, p63]] - the right way to view right view itself is not
to stop with its definition but to regard it in terms of its function and then
put it to its intended use.
The function of right view is to look at events in the mind in a way
that gives rise to a sense of dispassion, leading the mind to a state of non-
fashioning and then on to Awakening. It does this by focusing on the way
in which passion and desire lead to suffering and stress. In this, it develops
the mind's basic reaction to stress - the search for a way to escape from the
stress [§189] - in a skillful way so that this reaction actually leads to utter
release. When the mind sees, without its normal bewilderment, the actual
process by which stress is caused, it will naturally let go of the causes. When
it sees passion clearly enough to catch that passion in the act of leading to
stress, it will naturally develop a sense of dispassion for and detachment from
the passion, so that it can view it simply as a mental event, with no meaning
in terms of anything else. This opens the way to the state of non-fashioning
where the cause of stress is allowed to cease.
The causal connection between passion and desire on the one hand, and
311
312 Chapter 19. Discernment: Right View
stress on the other, is explained in the standard formula for dependent co-
arising under the factor of clinging/sustenance. A passage in the Canon [SN
XXII.121[119], MFU, pp. 44-45[148, p44]] analyzes this factor into four forms
of passion and desire for the five aggregates: clinging to sensuality, clinging
to precepts and practices, clinging to views, and clinging to theories about
the self. The third form of clinging listed here points to one of the paradoxes
about right view: it is a form of view that has to loosen attachment to all
views, ultimately including itself. Passage §187 shows how this happens.
When faced with a variety of views about the world and the self, right view
looks at the views, not in terms of their content, but simply as events in the
mind, in and of themselves. It sees them as part of a causal chain: fabricated,
inconstant, stressful, and thus not-self, not worthy of attachment. In this way
it makes the mind dispassionate to all other views: dispassionate toward the
terms they use, dispassionate toward their claims to truth. Right view then
turns on itself to see itself as part of a similar causal chain. This loosens any
sense of attachment even for right view so that the mind can see the view
simply as an event: "there is this." This entry into the perceptual mode of
emptiness leads straight to the "higher escape" - the state of non-fashioning
- that then becomes present to awareness.
Because right view is the only form of view that contains the seeds of its
own transcendence in this way, it is the only form of knowing that is skillful
enough to lead to Awakening. The Canon gives no room for any alternative
"skillful means" that would contradict right view. After the experience of
Awakening, the texts tell us [SN XXII. 122 [120]], one continues to make use
of right view, without any sense of clinging, as a pleasant abiding for the
mind and for mindfulness and alertness, much as one would use jhana for
the same purpose [III/E [Section 15.1)]. This process of transcending right
view even as one makes use of it shows that non-attachment to views does
not mean agnosticism or an openness to all views. Instead, non-attachment
is a skillful way of making use of one's discerning faculties, seeing through
to the causal function of all views, so that one may attain Awakening and
then maintain a pleasant and mindfully alert abiding after one has become
awakened.
The steps in the functioning of right view correspond to the three stages of
frames-of-reference meditation [II/B {Section -i-^)]- The first step, in which
one focuses on events in and of themselves - and not in reference to anything
they might mean outside of the range of immediate experience - corresponds
to the first stage of frames-of-reference meditation, in which one stays focused
313
on the body, etc., in and of itself, putting aside all greed and distress with
reference to the world. The second step of right view, in which one focuses
on events in terms of their role in the causal chain - fabricated, inconstant,
stressful, and not-self- corresponds to the second stage of frames-of-reference
meditation, in which one remains focused on the phenomenon of origination
and passing away. The third step of right view, in which one sees even
right view simply as an event, corresponds to the third stage of frames-of-
reference meditation in which one moves to the perceptual mode of "entry
into emptiness," noting simply, "There is this" - without being caught up in
the "this" - and from there on to non-fashioning and Awakening. Because the
practice of jhana is also implicated in these three steps - steadying the mind
in the first step, sensitizing it to causality in the second, and providing the
basis for the fifth factor of noble concentration in the third - mindfulness,
concentration, and discernment are thus inextricably intertwined as they
develop along the path to Awakening.
It is important to note that right view functions in two time frames:
small and large. Its primary frame is in the small frame, dealing exclusively
with the immediate present. As it focuses on the phenomenon of origination
and passing away, it reduces its terms of analysis to more and more basic
levels until reaching the point where it sees even such simple categories as
"being" and "non-being" as extraneous, inappropriate, and irrelevant to the
simple fiow of events arising and passing away in the present [§186]. As a
result, it strips everything down to the most basic categories of experience -
the presence and absence of stress - without adding anything further. This
phenomenological mode of perception, or "entry into emptiness," sees things
simply in terms of what is present and what is not [MN 121 [87]; MFU,
pp. 82-85 [148, p83]]. Here, realizations are expressed merely as pointers
to present phenomena without any content that would point to anything
outside of direct experience: "There is this," [MN 102; MFU, pp. 81-82[148,
p82]] "Such is form, such is feeling," [§149] etc. The Pali name for this/that
conditionality, idappaccayata, points to the fact that not only the phenomena
but also their relationships are a matter of immediate, "right here-and-now"
insight.
Once these insights are gained on the level of radically immediate experi-
ence, one realizes that they have implications for the larger time frame of the
whole process of transmigration, and one's entire experience of the cosmos as
well [§211-15]. The process of stress arising and passing away in the present
is precisely the same process as that of living beings arising and passing away
314 Chapter 19. Discernment: Right View
on the cosmic scale. One sees that one has participated in this process from
an inconceivable beginning in time; one knows - now that the process has
been disbanded - that one has found the end of the cycle of rebirth. This is
because, in entering radically into the present moment by stripping away all
clinging, one ultimately steps out of the dimensions of time and the present;
having done so, one can see the totality of what it means to be in those
dimensions.
This point is illustrated in two passages [§§74, 64] that express the content
of right view immediately before and after the experience of the Deathless:
'From an inconceivable beginning comes transmigration. A
beginning point is not evident, though beings hindered by igno-
rance and fettered by craving are transmigrating & wandering
on. The total fading & cessation of ignorance, of this mass of
darkness, is this peaceful, exquisite state: the resolution of all
fabrications; the relinquishment of all acquisitions; the ending of
craving; dispassion; cessation; Unbinding.'
'This is stress... This is the origination of stress... This is the
cessation of stress... This is the way leading to the cessation of
stress... These are effluents... This is the origination of effluents...
This is the cessation of effluents... This is the way leading to the
cessation of effluents.' His heart, thus knowing, thus seeing, is
released from the effluent of sensuality, released from the effluent
of becoming, released from the effluent of ignorance. With release,
there is the knowledge, 'Released.' He discerns that 'Birth is
ended, the holy life fulfilled, the task done. There is nothing
further for this world.'
The first passage depicts the act of discernment that verifies the princi-
ples of conviction. The second passage depicts the act of discernment that
confirms the fact that the five faculties, when fully developed, do lead to
the Deathless [§89]. Notice that both passages follow a similar pattern, even
though they deal with vastly different time scales. Transmigration and dark-
ness, in the first passage, correspond to stress in the second. Ignorance and
craving are the origination of stress, and the sentence, "The total fading h
cessation of ignorance... Unbinding," describes the cessation of stress. The
act of discernment that sees all these things is the way leading to the ces-
sation of stress. This repetition of the same pattern on two different frames
of space and time in non-linear systems is called scale invariance: the same
19.1. Passages from the Pali Canon 315
process on two different scafes [I/B [Section 2.1)]. It is one of tlie most
distinctive features of tlie Buddha's teacliings, for it shows how an insight
into a present moment in the mind can have repercussions on one's entire
involvement in the cosmos. The principle behind the scale invariance of right
view is this/that conditionality: the fact that one's continued participation in
the cosmos is kept going by one's present contribution to the causal stream
initiated over the long course of the past. By reaching the state of non-
fashioning, one stops contributing to the present, and thus can bring the
totality of one's participation to an end, leaving the utter freedom of Un-
binding. In this sense, the principle of this/that conditionality explains the
possibility of attaining the Deathless, while the actuality of the Deathless -
once it is attained through skillful mastery of kamma - is what proves the
principle of this/that conditionality as an adequate description of the causal
process that fabricates conditioned experience and provides an opening to
the Unfabricated.
19.1 Passages from the Pali Canon
§ 184. I do not envision any one other quality by which unarisen unskillful
qualities arise, and arisen unskillful qualities go to growth & proliferation,
like wrong view. When a person has wrong view, unarisen unskillful qualities
arise, and arisen unskillful qualities go to growth <k proliferation.
I do not envision any one other quality by which unarisen skillful qualities
arise, and arisen skillful qualities go to growth & proliferation, like right view.
When a person has right view, unarisen skillful qualities arise, and arisen
skillful qualities go to growth & proliferation.
Just as when a nimb-tree seed, a bitter creeper seed, or a bitter melon
seed is placed in moist soil, whatever nutriment it takes from the soil &; the
water, all conduces to its bitterness, acridity, k, distastefulness. Why is that?
Because of the evil nature of the seed.
In the same way, when a person has wrong view, whatever bodily deeds he
undertakes in line with that view, whatever verbal deeds... whatever mental
deeds he undertakes in line with that view, whatever intentions, whatever
determinations, whatever vows, whatever fabrications, all lead to what is dis-
agreeable, unpleasing, unappealing, unprofitable, & stressful. Why is that?
Because of the evil nature of the view...
Just as when a sugar cane seed, a rice grain, or a grape seed is placed in
316 Chapter 19. Discernment: Right View
moist soil, whatever nutriment it takes from the soil & the water, all conduces
to its sweetness, tastiness, &: unalloyed delectability. Why is that? Because
of the auspicious nature of the seed.
In the same way, when a person has right view, whatever bodily deeds he
undertakes in line with that view, whatever verbal deeds... whatever mental
deeds he undertakes in line with that view, whatever intentions, whatever
vows, whatever determinations, whatever fabrications, all lead to what is
agreeable, pleasing, charming, profitable, & easeful. Why is that? Because
of the auspicious nature of the view.
- AN 1.181-82, 189-90
§ 185. Right view, when assisted by these five factors, has awareness-release
as its fruit &; reward, has discernment-release as its fruit & reward. Which
five?
There is the case where right view is assisted by virtue, assisted by learn-
ing, assisted by discussion, assisted by tranquillity, &; assisted by insight
(vipassana).
When assisted by these five factors, right view has awareness-release &;
discernment-release as its fruit &; reward.
- AN V.25[16]
§ 186.Kaccayana: 'Lord, "Right view, right view," it is said. To what extent
is there right view?'
The Buddha: 'By & large, Kaccayana, this world is supported by (takes
as its object) a polarity, that of existence & non-existence. But when one
sees the origination of the world as it actually is with right discernment,
"non-existence" with reference to the world does not occur to one. When
one sees the cessation of the world as it actually is with right discernment,
"existence" with reference to the world does not occur to one.
'By & large, Kaccayana, this world is in bondage to attachments, clingings
(sustenances), & biases. But one such as this does not get involved with
or cling to these attachments, clingings, fixations of awareness, biases, or
obsessions; nor is he resolved on "my self." He has no uncertainty or doubt
that, when there is arising, only stress is arising; and that when there is
passing away, stress is passing away. In this, one's knowledge is independent
of others. It is to this extent, Kaccayana, that there is right view.' - SN
XII.15[102]
§ 187. Then Anathapindika the householder went to where the wanderers
19.1. Passages from the Pali Canon 317
of other persuasions were staying. On arrival he greeted them courteously.
After an exchange of friendly greetings & courtesies, he sat to one side. As
he was sitting there, the wanderers said to him, 'Tell us, householder, what
views the contemplative Gotama has.'
'Venerable sirs, I don't know entirely what views the Blessed One has.'
[§188]
'Well, well. So you don't know entirely what views the contemplative
Gotama has. Then tell us what views the monks have.'
'I don't even know entirely what views the monks have.'
'So you don't know entirely what views the contemplative Gotama has
or even that the monks have. Then tell us what views you have.'
'It wouldn't be difficult for me to expound to you what views I have. But
please let the venerable ones expound each in line with his position, and then
it won't be difficult for me to expound to you what views I have.'
When this had been said, one of the wanderers said to Anathapindika the
householder, 'The cosmos is eternal. Only this is true; anything otherwise is
worthless. This is the sort of view I have.'
Another wanderer said to Anathapindika, 'The cosmos is not eternal.
Only this is true; anything otherwise is worthless. This is the sort of view I
have.'
Another wanderer said, 'The cosmos is finite...'... 'The cosmos is infi-
nite... '... 'The soul & the body are the same... '... 'The soul is one thing and
the body another...'... 'After death a Tathagata exists...'... 'After death a
Tathagata does not exist... '... 'After death a Tathagata both does & does not
exist...'... 'After death a Tathagata neither does nor does not exist. Only
this is true; anything otherwise is worthless. This is the sort of view I have.'
When this had been said, Anathapindika the householder said to the
wanderers, 'As for the venerable one who says, " The cosmos is eternal. Only
this is true; anything otherwise is worthless. This is the sort of view I have,"
his view arises from his own inappropriate attention or in dependence on the
words of another. Now this view has been brought into being, is fabricated,
willed, dependently co-arisen. Whatever has been brought into being, is
fabricated, willed, dependently co-arisen, that is inconstant. Whatever is
inconstant is stress. This venerable one thus adheres to that very stress,
submits himself to that very stress.' (Similarly for the other positions.)
When this had been said, the wanderers said to Anathapindika the house-
holder, 'We have each & every one expounded to you in line with our own
positions. Now tell us what views you have.'
318 Chapter 19. Discernment: Right View
'Whatever has been brought into being, is fabricated, willed, dependently
co-arisen, that is inconstant. Whatever is inconstant is stress. Whatever is
stress is not mine, is not what I am, is not my self. This is the sort of view
I have.'
'So, householder, whatever has been brought into being, is fabricated,
willed, dependently co-arisen, that is inconstant. Whatever is inconstant is
stress. You thus adhere to that very stress, submit yourself to that very
stress.'
'Venerable sirs, whatever has been brought into being, is fabricated,
willed, dependently co-arisen, that is inconstant. Whatever is inconstant
is stress. Whatever is stress is not mine, is not what I am, is not my self.
Having seen this well with right discernment as it actually is present, I also
discern the higher escape from it as it actually is present.'
When this had been said, the wanderers fell silent, abashed, sitting with
their shoulders drooping, their heads down, brooding, at a loss for words.
Anathapindika the householder, perceiving that the wanderers were silent,
abashed... at a loss for words, got up & left.
- ANX.93[39]
19.2 The Four Noble Truths
i. The Four Noble Truths
In §139, the Buddha refers to himself as a doctor, treating the spiritual
illnesses of his students. This metaphor is useful to keep in mind as we discuss
the basic categories of right view: the four noble truths. Many people have
charged Buddhism with being pessimistic because the four truths start out
with stress and suffering, but this charge misses the fact that the first truth
is part of a strategy of diagnosis and therapy focusing on the basic problem
in life so as to offer a solution to it. This is the sense in which the Buddha
was like a doctor, focusing on the disease he wanted to cure. The total cure
he promised as a result of his course of therapy shows that, in actuality, he
was much less pessimistic than the vast majority of world, for whom wisdom
means accepting the bad things in life with the good, assuming that there is
no chance in this life for unalloyed happiness. The Buddha was an extremely
demanding person, unwilling to bend to this supposed wisdom or to rest
19.2. The Four Noble Truths 319
with anything less than absolute happiness. We are fortunate that he was
so demanding and succeeded in his aim, for otherwise we would have to
undertake the uncertain task of trying to discover the way to that happiness
ourselves.
Although the four noble truths constitute the most basic categories of the
Buddha's teaching, he did not discuss them unless he felt that his listeners
were ready for them. To understand and accept them requires a basic shift in
the framework of one's awareness, and only a mind that has been thoroughly
prepared is in a position to make such a shift. Often the Buddha would
prepare his listeners with what he called a gradual discourse: discussing
step by step the joy of generosity; the joy of living a virtuous life; the long-
term sensory rewards of generosity and virtue in heaven; the drawbacks and
impermanence of sensory pleasures and conditioned phenomena in general;
and finally the rewards of renunciation. Then, if he sensed that his listeners
were ready to look favorably on renunciation as a means to true happiness,
he would discuss the four truths, beginning with suffering and stress. In
this, he followed the sequence of his own Awakening: beginning with insight
into the punishments of bad kamma, the rewards of good kamma, and the
limitations of all kamma, and then proceeding to insight into the origination
of stress and its cessation through the cessation of kamma [§9].
Once the problem of stress and suffering is solved, he said, there are
no more problems. This is why he limited his teaching to this issue, even
though his own Awakening encompassed much more [§188]. The vicious cycle
that operates between suffering and ignorance - with ignorance underlying
the craving that causes suffering, and suffering causing the bewilderment
that leads people to act in ignorant and unskillful ways [§189] - can be
broken only when one focuses on understanding suffering and stress and the
causal network that surrounds them. Most people are so bewildered by the
complexities of suffering and stress that they do not even know what the true
problem is. Thus they may deny that they are suffering, or may imagine that
something stressful can actually be a solution to their problems. The genius
of the Buddha is that he recognized the most elegant and comprehensive way
to deal with every variety of dissatisfaction in life. When suffering and stress
are seen with clear knowledge, they no longer can cause bewilderment, and
the cycle that underlies all the problems of experience can be disbanded for
good.
As §195 states, this clear knowledge is based on knowledge of the four
noble truths. These truths are best understood not as the content of a belief,
320 Chapter 19. Discernment: Right View
but as categories for viewing and classifying the processes of immediate expe-
rience. In §51, the Buddha refers to them as categories of "appropriate atten-
tion," a skillful alternative to the common way that people categorize their
experience in terms of two dichotomies: being/non-being, and self/other.
For several reasons, these common dichotomies are actually problem-causing,
rather than problem-solving. The being/non-being dichotomy, for instance,
comes down to the question of whether or not there exist actual "things" be-
hind the changing phenomena of experience. This type of questioning deals,
by definition, with possibilities that cannot be directly experienced: If the
things in question could be experienced, then they wouldn't be lying behind
experience. Thus the being/non-being dichotomy pulls one's attention into
the land of conjecture - "a thicket of views, a wilderness of views, a contor-
tion of views, a writhing of views, a fetter of views" [MN 72 [79]] - and away
from the area of direct awareness where the real problem and its solution lie
[§186].
As for the self/other dichotomy, there is the initial difficulty of determin-
ing what the self is. Any true self would have to lie totally under one's own
control, and yet nothing that one might try to identify as one's self actually
meets this criterion. Although the sense of self may seem intuitive enough,
when carefully examined it shows itself to be based on confused perceptions
and ideas. If one's basic categories for understanding experience are a cause
for confusion in this way, they can lead only to confused, unskillful action,
and thus to more suffering and stress. For example, when people view the
source of their problems as poor relationships between themselves and oth-
ers, or inadequate integration of the self, they are trying to analyze their
problems in terms of categories that are ultimately uncertain. Thus there
is a built-in uncertainty in the efforts they make to solve their problems in
terms of those categories.
A second problem, no matter how one might define a self, is the question
of how to prove whether or not it actually exists. This question entangles
the mind in the unresolvable problems of the being/non-being dichotomy
mentioned above: Because the problem is phrased in terms that cannot be
directly experienced, it forces the solution into a realm that cannot be expe-
rienced, either. This fact probably explains the Buddha's statement in §230
to the effect that if one even asks the question of whether there is some-
one standing outside the processes of dependent co-arising to whom those
processes pertain, it is impossible to lead the life that will bring about an
end to suffering. Regardless of whether one would answer the question with
19.2. The Four Noble Truths 321
a yes or a no, the terms of the question focus on an area outside of direct
experience and thus away from the true problem - the direct experience of
suffering - and actually make it worse. If one assumes the existence of a self,
one must take on the implicit imperative to maximize the self's well-being
through recourse to the "other." This recourse may involve either exploiting
the "other" or swallowing the "other" into the self by equating one's self
with the cosmos as a whole. Either approach involves clinging and craving,
which lead to further suffering and stress. On the other hand, if one denies
any kind of self, saying that the cosmos is totally "other," then one is as-
suming that there is nothing with any long-term existence whose happiness
deserves anything more than quick, short-term attempts at finding pleasure.
The imperative in this case would be to pursue immediate pleasure with as
little effort as possible, thus aborting any sustained effort to bring about an
end to suffering.
These problems explain why the Buddha regarded questions of existence
and non-existence, self and no-self, as unskillful, inappropriate ways of at-
tending to experience.
Stress and its cessation, on the other hand, are categories that avoid these
problems. To begin with, they are immediately present and apparent. Even
babies recognize stress and pain, well before they have any concept of "self"
or "being." If one pays close attention to one's actual experience, there is no
question about whether or not stress and its cessation are present. Finally,
because these categories don't require that one fashion notions of "self" or
"other" - or "no-self" or "no-other" - on top of one's immediate awareness
[§§228-230], they allow one to reach the mode of "entry into emptiness" on the
verge of non-fashioning, in which, as we mentioned in III/H (Section 18.1),
the mind simply notes, "There is this..." Thus they are ideal categories for
analyzing experience in a way that (1) reduces the confusion that causes
people to act in unskillful ways and (2) brings the mind to a point where
it can disengage and transcend all suffering and stress by ending the mental
fabrication that provides input into the causal web.
As for the imperatives implicit in the four categories of the noble truths,
they are very different from the imperatives implicit in the notion that there
is a self or that there isn't. Stress, the first category, should be comprehended.
In practice, this means admitting its presence, recognizing it as a problem,
and then observing it with patient mindfulness so as to understand its true
nature. One comes to realize that the problem is not with the stress and
discomfort of external conditions, but with the stress and discomfort in the
322 Chapter 19. Discernment: Right View
mind. One also sees how stress is part of a causal process, and that it is
always accompanied by craving, its point of origination.
The second category - craving, the origination of stress - should be aban-
doned. Here we must note that the word "craving" covers not all desire, but
only the desire leading to further becoming. The desire to escape from that
becoming, as we have noted [II/D {Section 6.1)] is part of the path. With-
out such a desire, no one would have the motivation to follow the path or
reach Unbinding. When Unbinding is reached, though, even this desire is
abandoned, just as a desire to walk to a park is abandoned on arriving there
[§67].
The third category, the cessation of stress, should be realized. The defi-
nition of this truth as the abandoning of craving means that it denotes the
successful performance of the duty appropriate to the second noble truth.
This introduces a double tier into the practice, in that one must not only
abandon craving but also realize what is happening and what is uncovered
in the process of that abandoning. This, in turn, accounts for two of the
major themes covered so far in this book: the switch from "object" (crav-
ing) to "approach" (abandoning) as the focal point in one's meditation as
one moves from the first to the second stage in frames-of-reference medita-
tion [II/B (Section 4-^)]i ^-iid the need for sensitivity to one's present input
into the causal network in order to nurture the mind's skillful mastery of
this/that conditionality [I/A {Section I)]. The feedback loop created by this
combination of abandoning and knowing is what eventually short-circuits the
process of this/that conditionality, cutting dependent co-arising at the links
of craving and ignorance, and leading on to the state of non-fashioning that
forms the threshold to the Deathless.
The fourth category, the way to the cessation of stress, is defined as the
noble eightfold path, which we have already discussed in detail [II/H {Sec-
tion 10.1)]. This truth must be developed. In general terms, this development
involves two processes: nurturing the conditions for clear knowing; and ab-
staining from acts of body, speech, and mind that involve craving and would
obstruct knowledge. These two processes correspond to the two layers we
have just noted in the duties associated with the cessation of stress: realizing
& abandoning. This correspondence shows the intimate relation between the
third and fourth noble truths, and explains the Buddha's insistence that the
noble eightfold path is the only way to the goal.
Taken together, the four categories of the noble truths, along with their
imperatives, follow a basic problem-solving approach: one solves the problem
19.2. The Four Noble Truths 323
of stress by following a path of practice that directly attacks the cause of the
problem. The noble eightfold path develops the qualities of mind needed to
see that all the possible objects of craving - the five aggregates - are stressful,
inconstant, and not-self. As a result, one grows dispassionate toward them.
With nothing left to focus on, craving disbands. When one experiences the
"remainderless fading <k cessation, renunciation, relinquishment, release, &;
letting go of that very craving" [§210], the problem is solved.
Although the texts list four separate duties appropriate to each of the
truths, in actual practice these duties are four aspects of a single process.
When stress is comprehended, the second noble truth - craving - has no
object to latch onto and so can be abandoned. The full realization of what
is happening in the process of that abandoning constitutes the realization
of the third noble truth, the cessation of stress. Both the abandoning and
the realization are accomplished by developing the path, which destroys any
trace of ignorance concerning the four noble truths at the same time that
it abandons craving. This is how the practice cuts the chain of dependent
co-arising simultaneously at its two most crucial factors [§§210-211], thus
unraveling the causal chain and opening the way for an experience of the
Unfabricated.
Passage §195 lists three steps in this process, which take the form of three
levels of knowledge concerning each of the four truths: recognizing the truth
for what it is, recognizing the duty appropriate to the truth, and realizing
that the duty has been completed. These levels of knowledge correspond to
the three stages in right view that we mentioned in the preceding section. The
first level corresponds to the stage of seeing events in and of themselves for
what they actually are. The relationship between the second level of knowl-
edge - realizing the duty appropriate to the truth - and the second stage
of right view - viewing things as part of a causal chain - is somewhat less
obvious, but more revealing once it is understood. The word "duty" makes
the point that, in order to understand the process of origination and passing
away, one must become involved in the process in an active way. This under-
standing does not come from a passive state of simply watching things arise
and disappear. Instead, one must participate in the process, becoming sensi-
tive to pre-existing causal conditions and the impact of one's present activity
on those conditions, if one wants truly to understand them. The only way to
know a causal relationship is to tamper with it and see what happens as a
result. The more precise and skillful one's tampering, and the more properly
attuned one's powers of observation, the more precise the knowledge that
324 Chapter 19. Discernment: Right View
can be gained. This active participation corresponds to the second stage of
frames of reference meditation [II/B [Section 4.1)] and the process of gaining
mastery in the practice of concentration [III/E [Section 15.1)]. Ultimately,
it comes down to the issues of acquiring skillfulness and understanding the
connection between skillfulness and this/that conditionality. The meditator
can gain escape from the confines of the causal process, not by simply watch-
ing it, but by developing the sensitivity to causal factors that comes from
learning how to explore and manipulate them with skill.
The third level of knowledge - that the duty appropriate to the truth
has been completed - corresponds to the mode of "entry into emptiness" on
the verge of non-fashioning, when one realizes that nothing more needs to be
contributed to the present moment. In fact, nothing more can be contributed
to the present moment. As noted in the preceding section, this is the point
where right view transcends itself. In terms of the four noble truths, this
is where simple distinctions among the four truths begin to break down.
As a modern teacher has put it, the meditator sees that all four truths are
ultimately identical. After having used jhana and discernment, which form
the heart of the path, to gain understanding of pain and to abandon clinging
and craving, one comes to see that even jhana and discernment are composed
of the same aggregates as stress and pain [§173], and that one's attitude
toward them involves subtle levels of clinging and craving as well. Thus
the path is simply a refined version of the first three noble truths, in which
one has taken suffering, craving, and ignorance, and turned them into tools
for pleasure, detachment, and insight. Without these tools, one could not
have begun the process of release; were it not for one's attachment to jhana
and discernment, one could not have liberated oneself from the more obvious
levels of stress, and one could not have developed the sensitivity enabling one
to appreciate the value of cessation and release when they finally come. Now,
however, that these tools have performed their functions, they become the
last remaining obstacle to full release. The approach to the problem of stress
has now become, in and of itself, the only problem left. As the four truths
become one in this way, their respective duties reach the point where any
further activity would mean that they would cancel one another out. This is
where the mind attains the state of non-fashioning, as there is nothing more
it can do or know in terms of any of these duties. This lack of input into the
present moment forms a breach in this/that conditionality, opening the way
beyond the four truths and on to the Unfabricated.
This coalescing of the truths coincides with a movement noted earlier
19.2. The Four Noble Truths 325
[II/H (Section 10.1)], in which jhana and discernment become one and the
same thing. This union of jhana and discernment solves the riddle of how one
can come to know the end of the intention that keeps the round of rebirth
in motion. As the path nears its end, the intentional activity underlying
jhana becomes the sole remaining element of intention in the mind; while
the activity of discernment, as appropriate attention aimed at understanding
jhana, becomes the sole function of knowledge. As they reach culmination
and coalesce, the attention focused on the intention and the intention behind
the act of attention short-circuit one another. All that can follow on this
point is the state of non-fashioning, in which all present input into the cycle
of rebirth ends, and all experience of the cycle falls away. As we explained in
the Introduction, the experience of this falling away at Awakening confirms
not only the Buddha's teachings on the present function of kammic input in
this/that conditionality, but also on the functioning of kamma in the round
of rebirth in the larger dimensions of time.
The wheel, the traditional symbol of the Dhamma, expresses these points
in a visual form. The Buddha states [§195] that when he gained full knowl-
edge of all four truths on all three levels - recognizing the truth, recognizing
the duty appropriate to it, and realizing that he had fully completed that
duty - he knew that he had attained full Awakening. He elaborates on his
assertion by setting out a table of two sets of variables - the four noble truths
and the three levels of knowledge appropriate to each - listing all twelve per-
mutations of the two sets. This sort of table, in Indian legal and philosophical
traditions, is called a wheel. This is why the discourse in which he makes
this statement is called "Setting the Wheel of Dhamma in Motion," and why
the wheel used as a symbol of the Dhamma has twelve spokes, uniting at
the hub, symbolizing the twelve permutations that merge into a singularity
- knowledge and vision of things as they actually are - at the still point of
non-fashioning in the midst of the cycle of kamma.
19.2.1 Passages from the Pali Canon
§ 188. Once the Blessed One was staying at Kosambi in the Simsapa tree
grove. Then, picking up a few Simsapa leaves with his hand, he asked the
monks, 'How do you construe this, monks: Which are more numerous, the
few Simsapa leaves in my hand or those overhead in the Simsapa grove?'
'The leaves in the hand of the Blessed One are few in number, lord. Those
overhead in the grove are far more numerous.'
326 Chapter 19. Discernment: Right View
'In the same way, monks, those things that I have known with direct
knowledge but have not taught are far more numerous [than what I have
taught]. And why haven't I taught them? Because they are not connected
with the goal, do not relate to the rudiments of the holy life, and do not lead
to disenchantment, to dispassion, to cessation, to calm, to direct knowledge,
to self-awakening, to Unbinding. That is why I have not taught them.
'And what have I taught? "This is stress... This is the origination of
stress... This is the cessation of stress... This is the path of practice leading
to the cessation of stress." This is what I have taught. And why have I
taught these things? Because they are connected with the goal, relate to
the rudiments of the holy life, and lead to disenchantment, to dispassion,
to cessation, to calm, to direct knowledge, to self-awakening, to Unbinding.
This is why I have taught them.
'Therefore your duty is the contemplation, "This is stress... This is the
origination of stress... This is the cessation of stress... This is the path of
practice leading to the cessation of stress."'
- SN LVI.31[143]
§ 189. 'Stress should be known. The cause by which stress comes into play
should be known. The diversity in stress should be known. The result of
stress should be known. The cessation of stress should be known. The path
of practice for the cessation of stress should be known.' Thus it has been
said. Why was it said?
Birth is stressful, aging is stressful, death is stressful; sorrow, lamentation,
pain, distress, & despair are stressful; association with what is not loved is
stressful, separation from what is loved is stressful, not getting what is wanted
is stressful. In short, the five clinging-aggregates are stressful.
And what is the cause by which stress comes into play? Craving is the
cause by which stress comes into play.
And what is the diversity in stress? There is major stress & minor, slowly
fading & quickly fading. This is called the diversity in stress.
And what is the result of stress? There are some cases in which a person
overcome with pain, his mind exhausted, grieves, mourns, laments, beats
his breast, & becomes bewildered. Or one overcome with pain, his mind
exhausted, comes to search outside, 'Who knows a way or two to stop this
pain?' I tell you, monks, that stress results either in bewilderment or in
search.
And what is the cessation of stress? From the cessation of craving is
19.2. The Four Noble Truths 327
the cessation of stress; and just this noble eightfold path is the path of
practice leading to the cessation of stress: right view, right aspiration, right
speech, right action, right livelihood, right effort, right mindfulness, right
concentration.
Now when a disciple of the noble ones discerns stress in this way, the
cause by which stress conies into play in this way, the diversity of stress in
this way, the result of stress in this way, the cessation of stress in this way,
&; the path of practice leading to the cessation of stress in this way, then he
discerns this penetrative holy life as the cessation of stress.
'Stress should be known. The cause by which stress comes into play...
The diversity in stress... The result of stress... The cessation of stress... The
path of practice for the cessation of stress should be known.' Thus it has
been said, and this is why it was said.
-AN VI.63[24]
§ 190. These four things are real, not unreal, not other than what they
seem. Which four?
'This is stress,' is real, not unreal, not other than what it seems. 'This is
the origination of stress... This is the cessation of stress... This is the path
of practice leading to the cessation of stress,' is real, not unreal, not other
than what it seems.
These are the four things that are real, not unreal, not other than what
they seem.
Therefore your duty is the contemplation, 'This is stress... This is the
origination of stress... This is the cessation of stress... This is the path of
practice leading to the cessation of stress.'
- SN LVI.20
§ 191. Suppose that a man were to cut down all the grass, sticks, branches,
<k leaves in India and to gather them into a heap. Having gathered them
into a heap, he would make stakes from them, and having made stakes he
would impale all the large animals in the sea on large stakes, all the medium-
sized animals in the sea on medium-sized stakes, &: all the minute animals
in the sea on minute stakes. Before he had come to the end of all the sizable
animals in the sea, he would have used up all the grass, sticks, branches, &
leaves here in India. It would not be feasible for him to impale on stakes the
minute animals in the sea, which are even more numerous [than the sizable
ones]. Why is that? Because of the minuteness of their bodies. So great is
the realm of deprivation (apaya, the lower realms of being).
328 Chapter 19. Discernment: Right View
Freed from this great realm of deprivation is the individual who is con-
summate in his views. He discerns, as it is actually present, that 'This is
stress... This is the origination of stress... This is the cessation of stress...
This is the path of practice leading to the cessation of stress.'
- SN LVI.36
§ 192. 'Monks, there is a between-the-worlds space of impenetrable darkness,
and in the murk of that darkness not even the sun & moon, so mighty, so
powerful, can spread their light.'
When this was said, a certain monk addressed the Blessed One: 'What a
great darkness, lord! What a very great darkness! Is there another darkness
greater & more fearsome than that?'
'Yes, there is...'
'What darkness...?'
'Any priests or contemplatives who do not discern, as it is actually present,
that "This is stress... This is the origination of stress... This is the cessation
of stress... This is the path of practice leading to the cessation of stress,"
cherish the fabrications leading to birth, cherish the fabrications leading to
aging... death... sorrow, lamentation, pain, distress, & despair. Cherishing
the fabrications leading to birth... aging... death... sorrow, lamentation,
pain, distress, &: despair, they fashion fabrications leading to birth... aging...
death... sorrow, lamentation, pain, distress, & despair, and so they fall into
the darkness of birth... aging... death... sorrow, lamentation, pain, distress
& despair. They are not released from birth... aging... death... sorrows,
lamentations, pains, distresses, &: despairs. They are not released, I tell you,
from stress.
However, those priests or contemplatives who discern, as it is actually
present, that "This is stress... This is the origination of stress... This is the
cessation of stress... This is the path of practice leading to the cessation of
stress," do not cherish the fabrications leading to birth... aging... death.
They do not cherish the fabrications leading to sorrow, lamentation, pain,
distress, & despair. They do not fashion fabrications leading to birth... ag-
ing... death... sorrow, lamentation, pain, distress, & despair, and so do not
fall into the darkness of birth... aging... death... sorrow, lamentation, pain,
distress, h despair. They are released from birth... aging... death... sorrows,
lamentations, pains, distresses, & despairs. They are released, I tell you,
from stress.
Therefore your duty is the contemplation, 'This is stress... This is the
19.2. The Four Noble Truths 329
origination of stress... This is the cessation of stress... This is the path of
practice leading to the cessation of stress.'
- SN LVI.46
§ 193. Suppose that people would say to a man whose life span was 100
years: 'Look here, fellow. They will stab you at dawn with 100 spears, at
noon with 100 spears, & again at evening with 100 spears. You, thus stabbed
every day with 300 spears, will live to be 100, and at the end of 100 years
you will realize the four noble truths that you have never realized before.'
If the man desired his own true benefit, he would do well to take them
up on their offer. Why is that? From an inconceivable beginning comes
transmigration. A beginning point is not evident for the [pain of] blows from
spears, swords, &: axes. Even if this [offer] were to occur, I would not say
that the realization of the four noble truths would be accompanied by pain
&; distress. Instead, I would say that the realization of the four noble truths
would be accompanied by pleasure & joy.
- SN LVI.35
§ 194. Gavampati: Face to face with the Blessed One did I hear this, face to
face did I learn it: Whoever sees stress also sees the origination of stress, the
cessation of stress, &; the path of practice leading to the cessation of stress.
Whoever sees the origination of stress also sees stress, the cessation of
stress, &: the path of practice leading to the cessation of stress.
Whoever sees the cessation of stress also sees stress, the origination of
stress, & the path of practice leading to the cessation of stress.
Whoever sees the path of practice leading to the cessation of stress also
sees stress, the origination of stress, & the cessation of stress.
- SN LVI.20
§ 195. Awakening. Vision arose, clear knowing arose, discernment arose,
knowledge arose, illumination arose within me with regard to things never
heard before: 'This is the noble truth of stress... This noble truth of stress is
to be comprehended... This noble truth of stress has been comprehended...
This is the noble truth of the origination of stress... This noble truth of the
origination of stress is to be abandoned... This noble truth of the origination
of stress has been abandoned... This is the noble truth of the cessation
of stress... This noble truth of the cessation of stress is to be realized...
This noble truth of the cessation of stress has been realized... This is the
noble truth of the path of practice leading to the cessation of stress... This
330 Chapter 19. Discernment: Right View
noble truth of the path of practice leading to the cessation of stress is to be
developed... This noble truth of the path of practice leading to the cessation
of stress has been developed.'
And, monks, as long as this knowledge & vision of mine - with its three
rounds & twelve permutations concerning these four noble truths as they
actually are - was not pure, I did not claim to have directly awakened to
the unexcelled right self-awakening... But as soon as this knowledge & vision
of mine - with its three rounds &: twelve permutations concerning these
four noble truths as they actually are - was truly pure, only then did I
claim to have directly awakened to the unexcelled right self-awakening... The
knowledge &: vision arose in me: 'Unshakable is my release. This is the last
birth. There is now no further becoming.'
- SN LVI.11[142]
19.3 The First Truth
The first noble truth is that of dukkha, translated here as stress and suffering.
The term has a wide range of other meanings as well, including distress, dis-
ease, and - what is probably its most elemental meaning - pain. People learn
their most basic strategies for dealing with pain in very early childhood, when
their powers of observation are undeveloped and they cannot learn from the
verbal lessons of others. Being in such a stage, they are in a poor position
to understand pain, and it often leaves them bewildered. This means that
they develop unskillful ways of handling it. Even when their minds later
develop verbal and higher logical skills, many of the unskillful strategies and
attitudes toward pain that they developed in early childhood persist on a
subconscious level.
One of the most important insights leading up to the Buddha's Awakening
was his realization that the act of comprehending pain lay at the essence of
the spiritual quest. In trying to comprehend pain - instead of simply trying to
get rid of it in line with one's habitual tendencies - one learns many valuable
lessons. To begin with, one can end any sense of bewilderment in the face of
pain. In seeing pain for what it truly is, one can treat it more effectively and
skillfully, thus weakening the process by which pain and ignorance feed on
each other. At the same time, as one learns to resist one's habitual reactions
to pain, one begins to delve into the non-verbal, subconscious levels of the
mind, bringing to light many ill-formed and hidden processes of which one
19.3. The First Truth 331
was previously unaware. In this sense, pain is like a watering hole where
all the animals in the forest - all the mind's subconscious tendencies - will
eventually come to drink. Just as a naturalist who wants to make a survey
of the wildlife in a particular area can simply station himself near a watering
hole, in the same way, a meditator who wants to understand the mind can
simply keep watch right at pain in order to see what subconscious reactions
will appear. Thus the act of trying to comprehend pain leads not only to
an improved understanding of pain itself, but also to an increased awareness
of the most basic processes at work in the mind. As one sees how any lack
of skill in these processes, and in particular in one's reactions to pain, leads
only to more pain, one's mind opens to the possibility that more skillful
reactions will not only alleviate specific pains but also lead away from pain
altogether. Passage §238 shows how conviction in this possibility - which
is nothing other than the principle of kamma - leads from the experience
of stress and pain into a causal chain that cuts the bewilderment leading to
further pain and ends in total release.
Although pain is the best vantage point for observing the processes of the
mind, it is also the most difficult, simply because it is so unpleasant and hard
to bear. This is why discernment needs the faculties of conviction, persis-
tence, mindfulness, and concentration to give it the detached assurance and
steady focus needed to stick with pain in and of itself, in the phenomenolog-
ical mode, and not veer off into the usual narratives, abstract theories, and
other unskillful defenses the mind devises against the pain. Only through
the development of the five faculties into right concentration does discern-
ment have the basis of pleasure and equanimity needed to probe into pain
without feeling threatened by it, thus being able to arrive at an unbiased
understanding of its true nature.
Passage §198 shows the direction this understanding should take, ulti-
mately analyzing the wide variety of stress and pain down to five categories:
the five clinging-aggregates. Many of the remaining passages in this section
give more detailed analysis of these categories. Taken together, these pas-
sages provide a useful conceptual framework for taking on the duty of trying
to comprehend the issues surrounding stress, suffering, and pain. Here we
will first discuss the aggregates, and then their connection with clinging and
sustenance.
The five aggregates are form, feeling, perception, fabrications, and con-
sciousness. These five categories cover the entire range of experience that can
be adequately described [§231]. "Form" covers all physical phenomena, both
332 Chapter 19. Discernment: Right View
within one's own body and without. The remaining four categories cover
all mental events. "Feeling" covers feelings of pleasure, pain, and neither-
pleasure-nor-pain, regardless of whether they are based on physical or mental
sensations. "Perception" denotes the mental act of applying hypertargets or
names to physical or mental events. "Fabrications" here covers the verbal
and mental processes of concocting thoughts, questions, urges, or intentions
in the mind. "Consciousness" covers the act of consciousness at any of the
six senses: eyes, ears, nose, tongue, body, and intellect. A few texts [§§235-
36] discuss a separate type of consciousness that does not partake of any
of the six senses or their objects. This type of consciousness is said to lie
beyond the range of describable experience and so is not included under the
five aggregates. In fact, it is equivalent to the Unfabricated and forms the
goal at the end of the path.
The five aggregates, on their own, do not constitute suffering or stress.
They are stressful only when functioning as objects of clinging/sustenance.
This hybrid word - clinging/sustenance - is a translation of the Pali term
upadana. Upadana has a hybrid meaning because it is used to cover two sides
of a physical process metaphorically applied to the mind: the act of clinging
whereby a fire takes sustenance from a piece of fuel, together with the sus-
tenance offered by the fuel. On the level of the mind, upadana denotes both
the act of clinging and the object clung to, which together give sustenance
to the process whereby mental pain arises. In terms of this metaphor, pain
is hot and unstable like fire, whereas the mental act of clinging to the five
aggregates is what keeps the fire burning. These images are part of a larger
complex of imagery contained in the Pali discourses, likening the processes of
pain and its cessation to the physical processes of fire and its extinguishing.
An understanding of this imagery helps to give a graphic, intuitive sense for
the ways in which the Pali texts analyze the problem of stress and pain.
Many of the texts explicitly liken pain to a fever or to a burning, unstable
fire [§221; Thig VIII. 1]. Others deal more in indirect imagery, in which the
terminology for explaining fire is applied to the mind. The word upadana
is one instance of this type of indirect imagery. Others include khandha,
or aggregate, which also means the trunk of a tree; and nibbana, the most
common name for the Buddhist goal, which also means the extinguishing of
a fire. According to the physics of the Buddha's time, fire was "seized' when
it was ignited. Burning, it was in a state of unstable agitation, entrapped
by the fuel to which it clung for sustenance. On going out, it was "freed."
Letting go of its sustenance, it grew cool, calm, and unbound. According
19.3. The First Truth 333
to the conimentaries, "unbound' is what nibbana hterally means. Thus the
study of pahi is hke the study of a raging fire: one tries to comprehend it in
order to find the source of the burning, bondage, and entrapment so as to
put the fire out and gain freedom from it for good.
There are four types of clinging to the aggregates that give sustenance to
the processes of suffering and stress: desire and passion for
• the sensuality found in the aggregates,
• views regarding the aggregates,
• practices and precepts involving the aggregates, and
• theories about the self involving the aggregates.
MN 44[75] [MFU, pp. 44-45[148, p44]] makes the point that the act of cling-
ing is neither the same as the aggregates nor entirely separate from them. If
clinging were identical with the aggregates, there would be no way to experi-
ence the aggregates without clinging, and thus there would be no way for an
awakened person to return to the conditioned level of experience after Awak-
ening. If clinging and the aggregates were totally separate, clinging could
exist independently of the aggregates and would count as a separate part of
describable experience. If this were so, the transcending of the aggregates at
the moment of Awakening would not constitute the transcending of the fab-
ricated realm, and thus the task of comprehending suffering would not yet be
finished. Thus the nature of the actual interdependence between clinging and
the aggregates means that a full comprehension of the aggregates is enough
to bring about Awakening, at the same time that it leaves an opening for the
continued experience of the fabricated realm after Awakening has occurred.
What this interdependence means in practical terms is that one must
examine the aggregates in such a way as to realize fully that they are not
worth clinging to. One does this by focusing on two of their common char-
acteristics: their instability and their complexity. In seeing their inherent
instability, one realizes that they are inconstant. Because they are incon-
stant, any attempt to base happiness on them is inherently stressful, just as
there is inherent stress in trying to sit comfortably on a wobbling chair. Be-
cause the aggregates offer no basis for true happiness, they lie beyond one's
control, and thus do not deserve to be viewed as "me" or "mine." Focusing
further on the aggregates, one perceives the complexity of their interrelation-
ships. Passage §201 indicates some of this complexity in its discussion of the
334 Chapter 19. Discernment: Right View
relationship among feeling, perception, and sensory consciousness. Although
these aggregates function in different ways, in actual experience they can
occur only as parts of an interrelated cluster of mental events surrounding
a common object. In fact, they are so closely related to one another that
ordinary awareness assumes them to be a single whole. One of the tasks of
discernment in comprehending pain is to see these aggregates as interrelated
events. Because their interrelationships follow complex, invariable laws, one's
comprehension of their true behavior brings with it the oppressive realization
- oppressive as long as one is still regarding the causal network in part or in
whole in terms of "self" or "other" - that they ultimately do not lie under
one's control. At best, one can explore and manipulate them to the extent
of understanding them to gain freedom from them, but in and of themselves
they do not offer any stable kind of happiness.
Observing and understanding the complex interrelationships among feel-
ing, perception, and consciousness leads one into the area of dependent co-
arising, which forms the essence of the second truth. As one's understanding
grows more sensitive, it drives home the point that all clinging to these in-
terrelated phenomena should be abandoned. This understanding - that phe-
nomena taking part in such relationships are unworthy of clinging - forms
the essence of the path. The full pursuit of this path, in which one abandons
all passion and desire for the five aggregates, brings about knowledge of the
cessation of stress. All of this bears out Ven. Gavampati's comment [§194]
that knowledge of the first noble truth inherently involves knowledge of the
remaining three.
19.3.1 Passages from the Pali Canon
§ 196. And what is the noble truth of stress? The six internal sense media,
should be the reply. Which six? The medium of the eye... the ear... the
nose... the tongue... the body... the intellect. This is called the noble truth
of stress.
- SN LVI.14
§ 197. The All is afiame. Which All is afiame? The eye is afiame. Forms are
afiame. Eye-consciousness is afiame. Eye-contact is afiame. And anything
that arises in dependence on eye-contact, experienced as pleasure, pain, or
neither-pleasure-nor-pain, that too is afiame. Afiame with what? Afiame
with the fire of passion, the fire of aversion, the fire of delusion. Afiame,
19.3. The First Truth 335
I tell you, with birth, aging, & death, with sorrows, lamentations, pains,
distresses, & despairs.
The ear is aflame. Sounds are aflame...
The nose is aflame. Aromas are aflame...
The tongue is aflame. Flavors are aflame...
The body is aflame. Tactile sensations are aflame...
The intellect is aflame. Ideas are aflame. Intellect-consciousness is aflame.
Intellect-contact is aflame. And whatever there is that arises in dependence
on intellect-contact, experienced as pleasure, pain, or neither-pleasure-nor-
pain, that too is aflame. Aflame with what? Aflame with the flre of passion,
the flre of aversion, the flre of delusion. Aflame, I tell you, with birth, aging,
& death, with sorrows, lamentations, pains, distresses, & despairs.
- SN XXXV.28[121]
§ 198. Sariputta: Now what, friends, is the noble truth of stress? Birth
is stressful, aging is stressful, death is stressful; sorrow, lamentation, pain,
distress, & despair are stressful; not getting what is wanted is stressful. In
short, the flve clinging-aggregates are stressful.
Now what is birth? Whatever birth, taking birth, descent, coming-to-be,
coming-forth, appearance of aggregates, & acquisition of [sense] media of the
various beings in this or that group of beings, that is called birth.
And what is aging? Whatever aging, decrepitude, brokenness, graying,
wrinkling, decline of life-force, weakening of the faculties of the various beings
in this or that group of beings, that is called aging.
And what is death? Whatever deceasing, passing away, breaking up,
disappearance, dying, death, completion of time, break up of the aggregates,
casting off of the body, interruption in the life faculty of the various beings
in this or that group of beings, that is called death.
And what is sorrow? Whatever sorrow, sorrowing, sadness, inward sor-
row, inward sadness of anyone suffering from misfortune, touched by a painful
thing, that is called sorrow.
And what is lamentation? Whatever crying, grieving, lamenting, weep-
ing, wailing, lamentation of anyone suffering from misfortune, touched by a
painful thing, that is called lamentation.
And what is pain? Whatever is experienced as bodily pain, bodily dis-
comfort, pain or discomfort born of bodily contact, that is called pain.
And what is distress? Whatever is experienced as mental pain, mental
discomfort, pain or discomfort born of mental contact, that is called distress.
336 Chapter 19. Discernment: Right View
And what is despair? Whatever despah', despondency, desperation of
anyone suffering from misfortune, touched by a painful thing, that is called
despair.
And what is the stress of not getting what one wants? In beings subject
to birth, the wish arises, '0, may we not be subject to birth, and may birth
not come to us.' But this is not to be achieved by wishing. This is the stress
of not getting what one wants. In beings subject to aging... illness... death...
sorrow, lamentation, pain, distress, <k despair, the wish arises, '0, may we not
be subject to aging... illness... death... sorrow, lamentation, pain, distress,
& despair, and may aging... illness... death... sorrow, lamentation, pain,
distress, & despair not come to us.' But this is not to be achieved by wishing.
This is the stress of not getting what one wants.
And what are the five clinging-aggregates that, in short, are stressful?
Form as a clinging- aggregate, feeling as a clinging-aggregate, perception as
a clinging-aggregate, fabrications as a clinging-aggregate, consciousness as
aclinging-aggregate: These are called the five clinging-aggregates that, in
short, are stressful.
This is called the noble truth of stress.
- MN 141 [96]
§ 199. The Buddha: These are the five clinging-aggregates: form as a
clinging-aggregate, feeling as a clinging-aggregate, perception as aclinging-
aggregate, fabrications as a clinging-aggregate, consciousness as a clinging-
aggregate... These five clinging-aggregates are rooted in desire...
A certain monk: Is it the case that clinging and the five clinging-aggregates
are the same thing, or are they separate?
The Buddha: Sustenance is neither the same thing as the five clinging-
aggregates, nor are they separate. Whatever desire & passion there is with
regard to the five clinging-aggregates, that is the sustenance there...
The monk: To what extent does the term 'aggregates' apply to the ag-
gregates?
The Buddha: Any form whatsoever - past, present, or future; internal or
external; gross or subtle; inferior or superior; near or far - that is the form
aggregate. Any feeling whatsoever - past, present, or future... near or far
- that is the feeling aggregate. Any perception whatsoever - past, present,
or future... near or far - that is the perception aggregate. Any fabrications
whatsoever - past, present, or future... near or far - those are the fabrication
aggregate. Any consciousness whatsoever - past, present, or future; internal
19.3. The First Truth 337
or external; gross or subtle; inferior or superior; near or far - that is the
consciousness aggregate.
The monk: What is the cause, what is the condition, for the discerni-
bility (manifesting) of the form aggregate... feeling aggregate... perception
aggregate... fabrication aggregate... consciousness aggregate?
The Buddha: The four great existents [the properties of earth, liquid,
fire, & wind] are the cause & condition for the discernibility of the form
aggregate. Contact is the cause &: condition for the discernibility of the
feeling... perception... fabrication aggregate. Name-&;-form is the cause &
condition for the discernibility of the consciousness aggregate.
- MN 109 [84]
§ 200. Why do you call it 'form' (rupa)? Because it is afflicted (ruppati),
thus it is called 'form.' Afflicted with what? With cold & heat & hunger &
thirst, with the touch of flies, mosquitoes, wind, sun, & reptiles. Because it
is afflicted, it is called form.
And why do you call it 'feeling' ? Because it feels, thus it is called 'feeling.'
What does it feel? It feels pleasure, it feels pain, it feels neither-pleasure-
nor-pain. Because it feels, it is called feeling.
And why do you call it 'perception' ? Because it perceives, thus it is called
'perception.' What does it perceive? It perceives blue, it perceives yellow, it
perceives red, it perceives white. Because it perceives, it is called perception.
And why do you call them 'fabrications'? Because they fabricate fab-
ricated things, thus they are called 'fabrications.' What do they fabricate
into a fabricated thing? From form-ness, they fabricate form into a fabri-
cated thing. From feeling-ness, they fabricate feeling into a fabricated thing.
From perception-hood... From fabrication-hood... From consciousness-hood,
they fabricate consciousness into a fabricated thing. Because they fabricate
fabricated things, they are called fabrications.
And why do you call it 'consciousness'? Because it cognizes, thus it is
called consciousness. What does it cognize? It cognizes what is sour, bitter,
pungent, sweet, alkaline, non-alkaline, salty, &: unsalty. Because it cognizes,
it is called consciousness.
- SN XXII.79[116]
§ 201. Maha Kotthita: Feeling, perception, & consciousness: are these
qualities conjoined or disjoined? And is it possible, having divided them, to
describe their separateness?
Sariputta: Feeling, perception, & consciousness are conjoined, not dis-
338 Chapter 19. Discernment: Right View
joined, and it is impossible, having divided them, to describe their separate-
ness. What one feels, one perceives; and what one perceives, one cognizes...'
- MN 43
§ 202. Form. Sariputta: And what, friends, is form as a clinging-aggregate?
The four great existents and the form derived from them. And what are the
four great existents? They are the earth property, the liquid property, the
fire property, &; the wind property.
And what is the earth property? The earth property can be either internal
or external. What is the internal earth property? Whatever internal, within
oneself, is hard, solid, & sustained [by craving]: head hairs, body hairs, nails,
teeth, skin, flesh, tendons, bones, bone marrow, kidneys, heart, liver, pleura,
spleen, lungs, large intestines, small intestines, contents of the stomach, feces,
or whatever else internal, within oneself, is hard, solid, & sustained: This is
called the internal earth property. Now both the internal earth property and
the external earth property are simply earth property. And that should be
seen as it actually is present with right discernment: 'This is not mine, this
is not me, this is not my self.' When one sees it thus as it actually is present
with right discernment, one becomes disenchanted with the earth property
and makes the earth property fade from the mind...
And what is the liquid property? The liquid property may be either
internal or external. What is the internal liquid property? Whatever internal,
belonging to oneself, is liquid, watery, &: sustained: bile, phlegm, pus, blood,
sweat, fat, tears, skin-oil, saliva, mucus, fluid-in-the-joints, urine, or whatever
else internal, within oneself, is liquid, watery, & sustained: This is called
the internal liquid property. Now both the internal liquid property and the
external liquid property are simply liquid property. And that should be seen
as it actually is present with right discernment: 'This is not mine, this is not
me, this is not my self.' When one sees it thus as it actually is present with
right discernment, one becomes disenchanted with the liquid property and
makes the liquid property fade from the mind...
And what is the fire property? The fire property may be either internal or
external. What is the internal fire property? Whatever internal, belonging to
oneself, is fire, fiery, &; sustained: that by which [the body] is warmed, aged,
& consumed with fever; and that by which what is eaten, drunk, chewed, &;
savored gets properly digested, or whatever else internal, within oneself, is
fire, fiery, &; sustained: This is called the internal fire property. Now both the
internal fire property and the external fire property are simply fire property.
19.3. The First Truth 339
And that should be seen as it actually is present with right discernment:
'This is not mine, this is not me, this is not my self.' When one sees it thus
as it actually is present with right discernment, one becomes disenchanted
with the fire property and makes the fire property fade from the mind...
And what is the wind property? The wind property may be either in-
ternal or external. What is the internal wind property? Whatever internal,
belonging to oneself, is wind, windy, & sustained: up-going winds, down-
going winds, winds in the stomach, winds in the intestines, winds that course
through the body, in-&;-out breathing, or whatever else internal, within one-
self, is wind, windy, & sustained: This is called the internal wind property.
Now both the internal wind property and the external wind property are
simply wind property. And that should be seen as it actually is present with
right discernment: 'This is not mine, this is not me, this is not my self.'
When one sees it thus as it actually is present with right discernment, one
becomes disenchanted with the wind property and makes the wind property
fade from the mind...
- MN 28[73]
§ 203. Sariputta: There comes a time, my friends, when the external liq-
uid property is provoked, and at that moment the external earth property
vanishes [e.g., in a fiood]. And so, in the external earth property - so vast -
inconstancy will be discerned, the principle of decay, passing-away, & change
will be discerned. So do 'me,' 'mine,' or 'I am' pertain to this body - fieeting
&; sustained [by craving]? All that pertains there is a 'no'...
There comes a time when the external liquid property is provoked and it
carries away village, town & city, country-side & rural area. There comes a
time when the waters of the ocean recede one hundred leagues, two hundred...
seven hundred leagues. There comes a time when the water in the ocean
stands only seven palm trees deep, six... one palm tree deep. There comes
a time when the water in the ocean stands only seven fathoms deep, six
fathoms... one fathom deep. There comes a time when the water in the
ocean stands only half a fathom deep, hip deep, knee deep, ankle deep.
There comes a time when the water in the ocean is not enough to wet even
the joint of a finger. And so, in the external liquid property - so vast -
inconstancy will be discerned, the principle of decay, passing away, &; change
will be discerned...
There comes a time when the external fire property is provoked and con-
sumes village, town & city, country-side & rural area, and then, coming to
340 Chapter 19. Discernment: Right View
the edge of a green district, the edge of a road, the edge of a rocky district,
to the water's edge, or to a lush, well-watered area, it goes out from lack of
sustenance. There conies a time when people try to make (lit. 'search for')
fire even with a wing bone &; tendon parings. And so, in the external fire
property - so vast - inconstancy will be discerned...
There comes a time when the external wind property is provoked, and
carries off village, town & city, country-side & rural area. There comes a
time when, in the last month of the hot season, they make ('search for')
wind with a fan or a bellows, and even the grasses hanging in the drip-fringe
of the thatch do not stir. And so, in the external wind property - so vast -
inconstancy will be discerned, the principle of decay, passing-away, & change
will be discerned. So do 'me,' 'mine,' or 'I am' pertain to this body - fleeting
& sustained [by craving]? All that pertains there is a 'no'...
- MN 28 [73]
§ 204. Feeling. Sister Dhammadinna: There are three kinds of feel-
ing: pleasant feeling, painful feeling, & neither-pleasant-nor-painful feeling...
Whatever is experienced physically or mentally as pleasant & gratifying is
pleasant feeling. Whatever is experienced physically or mentally as painful &
hurting is painful feeling. Whatever is experienced physically or mentally as
neither gratifying nor hurting is neither-pleasant-nor-painful feeling... Pleas-
ant feeling is pleasant in remaining and painful in changing. Painful feeling is
painful in remaining and pleasant in changing. Neither-pleasant-nor-painful
feeling is pleasant when conjoined with knowledge and painful when devoid
of knowledge.
- MN 44 [75]
§ 205. Fabrications. And what are fabrications? There are these six
classes of intention: intention aimed at sights, sounds, smells, tastes, tactile
sensations, & ideas. These are called fabrications.
- SN XXII.56[114]
§ 206. Three kinds of fabrications: meritorious fabrications [ripening in
pleasure], demeritorious fabrications [ripening in pain], &; imperturbable fab-
rications [the formless states of jhana] .
- DN 33
§ 207. Consciousness. Consciousness is classifled simply by the condition
in dependence on which it arises.
When consciousness arises in dependence on eye &; forms, it is classifled
19.4. The Second & Third Truths 341
simply as eye-consciousness.
When consciousness arises in dependence on ear & sounds, it is classified
simply as ear-consciousness.
When consciousness arises in dependence on nose & smells, it is classified
simply as nose-consciousness.
When consciousness arises in dependence on tongue & tastes, it is classi-
fied simply as tongue-consciousness.
When consciousness arises in dependence on body &: tactile sensations,
it is classified simply as body-consciousness.
When consciousness arises in dependence on intellect & ideas, it is clas-
sified simply as intellect-consciousness.
Just as fire is classified simply by the condition in dependence on which
it burns - a fire burning in dependence on logs is classified simply as a log
fire... a fire burning in dependence on rubbish is classified simply as a rubbish
fire; in the same way, consciousness is classified simply by the condition in
dependence on which it arises.
- MN38
19.4 The Second & Third Truths
As noted under III/H/i [Section 19.1), the third noble truth is identical with
the successful performance of the duty appropriate to the second. Thus these
two truths are best discussed together.
Passage §210 gives the short definition of the second noble truth:
Now what is the noble truth of the origination of stress? The
craving that makes for further becoming - accompanied by pas-
sion & delight, relishing now here & now there - i.e., craving for
sensuality, craving for becoming, craving for non-becoming.
Craving for sensuality, here, means the desire for sensual objects. Craving for
becoming means the desire for the formation of states or realms of being that
are not currently happening, while craving for non-becoming means the desire
for the destruction or halting of any that are. "Passion and delight," here,
is apparently a synonym for the "desire and passion" for the five aggregates
that constitutes clinging/sustenance [III/H/ii (Section 19.2.1)].
Passage §210 also gives the short definition of the third noble truth:
342 Chapter 19. Discernment: Right View
And what is the noble truth of the cessation of stress? The
remainderless fading & cessation, renunciation, relinquishment,
release, & letting go of that very craving.
The extended passages that make up the remainder of §210 make the
point that craving must be brought to cessation right at the objects where
it arises, i.e., by realizing that those objects are unworthy of craving.
The longer definitions of the second and third noble truths center on
dependent co-arising, a detailed map of how craving arises and how it can be
brought to cessation by undercutting its preconditions. This map is the most
complex teaching in the Canon. In a famous passage [§231], Ven. Ananda
comments on how clear the doctrine of dependent co-arising seems to him,
and the Buddha replies:
Don't say that, Ananda. Don't say that. Deep is this de-
pendent co-arising, and deep its appearance. It's because of not
understanding & not penetrating this Dhamma that this gener-
ation is like a tangled skein, a knotted ball of string, like matted
rushes & reeds, and does not go beyond the cycle of the planes
of deprivation, woe, &: bad destinations.
Nevertheless, although no explanations can be expected to give a full and
final understanding of the process of dependent co-arising, they can provide
tools that the meditator can use to probe the process in the course of training
the mind and come to an understanding for him or herself. The passages in
this section help to provide that set of tools.
A few general points about dependent co-arising are important to un-
derstand before going into the details. To begin with, dependent co-arising
is often presented in the texts as an expansion of the general principle of
this/that conditionality [§211], which we have already discussed in the Intro-
duction. Here we will recapitulate some of the essential points. This/that
conditionality is expressed in a simple formula:
(1) When this is, that is.
(2) From the arising of this comes the arising of that.
(3) When this isn't, that isn't.
(4) From the stopping of this comes the stopping of that.
This formula is non-linear, an interplay of linear and synchronic principles.
The linear principle - taking (2) and (4) as a pair - connects events over
19.4. The Second & Third Truths 343
time; the synchronic principle - (1) and (3) - connects objects and events in
the present moment. The two principles intersect, so that any given event
is influenced by two sets of conditions, those acting from the past and those
acting from the present. Because this is the pattern underlying dependent
co-arising, it is a mistake to view dependent co-arising simply as a chain
of causes strung out over time. Events in any one category of the list are
affected not only by past events in the categories that act as their conditions,
but also by the on-going, interacting presence of whole streams of events in
those categories. All categories can be present at once, and even though two
particular conditions may be separated by several steps in the list, they can
be immediately present to each other. Thus they can create the possibility for
unexpected feedback loops in the causal process. Feeling, for instance, keeps
reappearing at several stages in the process, and ignorance can contribute
to any causal link at any time. The importance of these points will become
clear when we examine how to disengage the causal network so as to realize
the third noble truth.
Because new input into the causal stream is possible at every moment,
the actual working out of this/that conditionality and dependent co-arising
can be remarkably fluid and complex. This point is borne out by the imagery
used in the Canon to illustrate these teachings. Although some non-canonical
texts depict dependent co-arising as a circle or a wheel of causes - implying
something of a mechanical, deterministic process - the Canon never uses
that image at all. Instead it likens dependent co-arising to water flowing
over land: lakes overflow, fllling rivers, which in turn flU the sea [§238]; while
the tides of the sea rise, swelling the rivers, which in turn swell the lakes
[SN XII. 69]. This imagery captures something of the flow of give and take
among the factors of the process. A more modern pattern that might be used
to illustrate dependent co-arising is the "strange attractor": an intricate,
interwoven pattern that chaos theory uses to describe complex, fluid systems
containing at least three feedback loops. As we will see below, the number
of feedback loops in dependent co-arising is far more than three.
The fluid complexity of dependent co-arising means that it is inherently
unstable, and thus stressful and not-self. Although some non-Theravadin
Buddhist texts insist that happiness can be found by abandoning one's
smaller, separate identity and embracing the interconnected identity of all
interdependent things, this teaching cannot be found in the Pali Canon.
The instability of conditioned processes means that they can never provide
a dependable basis for happiness. The only true basis for happiness is the
344 Chapter 19. Discernment: Right View
Unfabricated. The Pali discourses are quite clear on the point that the fab-
ricated and Unfabricated realms are radically separate. In MN 1[66] the
Buddha strongly criticizes a group of monks who tried to develop a theory
whereby the fabricated was derived out of the Unfabricated or somehow lay
within it. Stress, he says, is inherent in the interdependent nature of condi-
tioned phenomena, while the Unfabricated is totally free from stress. Stress
could not possibly be produced by absolute freedom from stress. Because
the nature of conditioning is such that causes are in turn influenced by their
effects, the Unfabricated could not itself function as a cause for anything.
The only way the Unfabricated can be experienced is by using fabricated,
conditioned processes (the Wings to Awakening) to unravel the network of
fabricated, conditioned processes (dependent co-arising) from within. To do
so, one needs to know the individual factors of dependent co-arising and the
patterns in which they depend on one another.
These factors come down to the five aggregates. In fact, the entire pat-
tern of dependent co-arising is a map showing how the different aggregates
group, disband, and regroup in one another's presence in a variety of config-
urations, giving rise to stress and to the cosmos at large [§212]. As we have
mentioned earlier, one of the most basic features of the Buddha's teachings
is his confirmation that the knowable cosmos, composed of old kamma [§15],
is made up of the same factors that make up the personality [§213]; and that
the interaction of the aggregates, as immediately present to awareness in the
here and now, is the same process that underlies the functioning of the know-
able cosmos as a whole [§§212-15]. As a result, the descriptions of dependent
co-arising slip easily back and forth between two time scales - events in the
present moment and events over the vast cycle of time. It is important to
remember, though, that the Buddha discovered this principle by observing
events in the immediate present, which is where the individual meditator will
have to discover them as well. Thus the practice takes the same approach
as phenomenology: exploring the processes of conditioning from the inside
as they are immediately experienced in the present moment. This is why
the pattern of dependent co-arising lists factors of consciousness - such as
ignorance, attention, and intention - as prior conditions for the experience
of the physical world, for if we take as our frame of reference the world as
it is directly experienced - rather than a world conceived somehow as sep-
arate from our experience of it - we have to see the processes of the mind
as prior to the objects they process. References in the texts to the larger
frame of space and time provide examples to illustrate particularly subtle
19.4. The Second & Third Truths 345
points in the immediate present and serve as reminders that the pattern of
events observed in the present moment has implications that cover the entire
cosmos.
Given the fluid, complex nature of the basic causal principle, it should
come as no surprise that the Canon contains several variations on the list
of basic factors and configurations in dependent co-arising. Like the seven
sets in the Wings to Awakening, these different lists offer the meditator a
variety of ways to approach the complexities of the causal stream and to gain
a handle on mastering them. The most basic list is found in §228 and §231,
which give the factors - starting with the stress of aging and death, and then
working backwards - as follows:
Aging and death require birth (i.e., rebirth). If there were no birth, there
would be nothing to set in motion the processes of aging and death. Here
and in the following causal links, "birth," "aging," and "death" denote not
only the arising, decay, and passing away of the body, but also the repeated
arising, decay, and passing away of mental states, moment-by-moment in the
present. In fact, during the third watch on the night of his Awakening, the
Buddha probably focused on present mental states as his primary examples
of birth, aging, and death. From them he gained insight into how these
processes functioned in the cosmos as a whole.
Birth depends on becoming. If there were no coming-into-being of a sen-
sual realm, a realm of form, or a formless realm, there would be no locus
for rebirth. Again, these realms refer not only to levels of being on the
cosmic scale, but also to levels of mental states. Some mental states are
concerned with sensual images, others with forms (such as form jhana), and
still others with formless abstractions, such as the formless jhanas. The re-
lationship between birth and becoming can be compared to the process of
falling asleep and dreaming. As drowsiness makes the mind lose contact with
waking reality, a dream image of another place and time will appear in it.
The appearance of this image is called becoming. The act of entering into
this image and taking on a role or identity within it - and thus entering the
world of the dream and falling asleep - is birth. The commentaries maintain
that precisely the same process is what enables rebirth to follow the death of
the body. At the same time, the analogy between falling asleep and taking
birth explains why release from the cycle of becoming is called Awakening.
Becoming requires clinging/sustenance. The image here is of a fire staying
in existence by appropriating sustenance in the act of clinging to its fuel.
The process of becoming takes its sustenance from the five aggregates, while
346 Chapter 19. Discernment: Right View
the act of taking sustenance is to cling to these aggregates in any of four
forms of passion and delight mentioned in III/H/ii [Section 19.2.1): sensual
intentions, views, precepts and practices, or theories about the self. Without
these forms of clinging, the realms of sensuality, form, and formlessness would
not come into being.
Sustenance requires craving. If one did not thirst (the literal meaning of
tanha, or craving) for sensuality, for becoming, or for non-becoming, then
the process would not appropriate fuel.
Craving requires feeling. If there were no experience of pleasant, painful,
or neither-pleasant-nor-painful feelings, one would not thirst for continuing
experience of the pleasant or for cessation of the unpleasant.
Feeling requires contact. Without contact there would be no feelings of
pleasure, pain, or neither-pleasure-nor-pain.
Contact requires name-and-form. "Form" covers all physical phenomena.
"Name" here is defined as feeling, perception, contact, attention, and inten-
tion. Without these phenomena, there would be nothing to make contact.
Name-and-form requires consciousness of the six sense fields. Without
this kind of consciousness, the physical birth of the individual composed of
the aggregates would abort, while on the level of momentary mental birth
there would be nothing to activate an experience of the aggregates.
Consciousness of the six sense fields requires name-and-form. Without
name-and-form, there would be no object for this type of consciousness.
In §228, Ven. Sariputta points out that the entire process of dependent
co-arising relies on the mutual dependency of name-and-form on the one
hand, and sensory consciousness on the other. This mutual dependency is
actually composed of many feedback loops, which can get quite complex. If
either of the two factors is pulled away from the other, the whole edifice falls
down. For this reason, as we shall see when we discuss the cessation of stress,
this mutual dependency is one of the primary points for focusing attention
in disbanding the causal process.
Other lists of the factors in dependent co-arising expand on this basic list.
The most common list adds the factors of the six sense fields between contact
and name-and-form, and then states that sensory consciousness requires the
three types of fabrication - bodily, verbal, and mental - while these fabrica-
tions in turn require ignorance of the four noble truths [§§211, 218]. There is
some disagreement over the meaning of the three types of fabrication in this
list. One passage in the Canon [§223], which seems to treat fabrications as
they are immediately experienced in the present, defines bodily fabrication as
19.4. The Second & Third Truths 347
the breath, verbal fabrication as directed thought and evaluation, and mental
fabrication as feeling and perception. Other passages [such as §225], which
seem to regard fabrications as they function over time, simply class these
three types of fabrication as to whether they are meritorious, demeritorious,
or imperturbable (i.e., pertaining to the four levels of formless jhana). If we
regard these two definitions as typical of the dual time frame of dependent
co-arising, there is no confiict between them.
Another point of disagreement is over the question of how the factors of
fabrication and ignorance came to be added to the basic list. Some scholars
maintain that this was the result of a temporal development in the Buddha's
teachings, either during his lifetime or after his passing away. However, if we
examine the content of the added factors, we find that they are simply an
elaboration of the mutual dependence between name-and-form and sensory
consciousness, and do not add anything substantially new to the list. The
three fabrications are simply another way of presenting name-and-form in
their active role as shapers of consciousness. Bodily fabrication, the breath,
is the active element of "form"; verbal fabrications, directed thought and
evaluation, are the active element in the attention and intention sub-factors
of "name"; while mental fabrications, feeling and perception, are identical
with the feeling and perception under "name." Ignorance, on the other hand,
is the type of consciousness that actively promotes inappropriate questioning
in the verbal fabrication of evaluation, which in turn can lead to inappropriate
attention in the factor of name-and-form.
It may seem redundant to have the factors of name-and-form on the one
hand, and fabrications on the other, covering the same territory in two dif-
ferent configurations, but these configurations serve at least two practical
purposes. First, the connection between ignorance and inappropriate ques-
tioning helps to pinpoint precisely what is wrong in the typical relationship
between name-and-form and consciousness. As one modern teacher has put
it, the verbal fabrications are the ones to watch out for. Second, the re-
lationship between verbal fabrications on the one hand, and attention and
intention on the other, mediated by consciousness, diagrams the double-
tiered (and sometimes multi-tiered) relationships among mental events as
they breed and feed on one another in the presence of consciousness. In the
course of giving rise to suffering and stress, this incestuous interbreeding can
fly out of hand, leading to many complex and intense patterns of suffering.
However, its double-tiered quality can also be used - as we will see below -
to help bring that suffering to an end.
348 Chapter 19. Discernment: Right View
Passage §227 adds yet another factor to the hst, pointmg out another
way of lookhig at the mutuahy dependent relationships that feed the process
of dependent co-arising: ignorance requires the effluents (asava) of sensu-
ality, becoming, views, and ignorance, while these effluents in turn require
ignorance of the four noble truths. These added factors point to one of the
ways in which the process of dependent co-arising is self-sustaining. Sensu-
ality and views are forms of clinging/sustenance, while becoming is a result
of clinging/sustenance. Ignorance as an effluent is nowhere defined in the
discourses to differentiate it from simple ignorance, and in fact the distinc-
tion may simply be one of role, with both forms of ignorance denoting a
state of awareness out of touch with the four noble truths. When ignorance
is entwined with the feelings that result from contact, it forms the requi-
site condition for clinging/sustenance and becoming; together, all of these
factors act as impulses that "flow out" of the process and then return to
reinforce the ignorance that provides the requisite condition for fabrications,
consciousness, and name-and-form, thus fueling another round in the process
leading to further becoming and stress.
The self-sustaining nature of dependent co-arising makes it easy to see
why many non-canonical texts explain it as a wheel. However, the many
openings for feedback loops among the various factors - creating smaller
cycles within the larger cycle - make the process exceedingly complex. This
explains why stress and suffering are so bewildering. If they were a simple
cycle, there would be little or no variety to the sufferings of living beings, and
the process of suffering would be easy for everyone to predict and understand.
Some of the feedback loops that make stress so complex are explicitly
mentioned in the texts [§§227-28]. Others are implicit in the fact that par-
ticular factors - such as feeling and contact - keep re-appearing at different
points of the process of dependent co-arising. Feeling is perhaps the most
important of these. The stress that forms the flnal factor of dependent co-
arising can be experienced as a feeling, which can then re-enter the causal
stream at the factor of fabrications (as a mental fabrication), name-and-form
(as an instance of name), or at feeling itself. If it re-enters at feeling, it would
then directly condition further craving, which in turn would create a positive
feedback loop, leading to increased stress and pain. On the other hand, if the
stress re-enters the stream at name-and-form, it could be subjected either to
unskillful intentions and inappropriate attention, or to skillful intentions and
appropriate attention. The former pair would simply aggravate the stress
and pain, whereas the latter pair would weaken the tendency to craving, and
19.4. The Second & Third Truths 349
thus act as a negative feedback loop, alleviating the conditions that would
lead to further stress and pain or eliminating them altogether.
This shows that these feedback loops, instead of being a mere curiosity
in the formal structure of dependent co-arising, actually help to explain the
wide variations in the way living beings experience stress. They also help
explain the possibility of the cessation of stress. The elements of contact,
intention, and attention under the factor of "name" are especially important
in opening up this latter possibility. As we noted in I/A (Section I), this
is the factor of dependent co-arising that intersects with the teachings on
kamma and skillfulness. Contact - here, apparently, meaning contact with
consciousness - forms the precondition for kamma [§9]. Intention lies at the
essence of the kamma that keeps the cycle of rebirth in motion. Through
appropriate attention - the right way of looking at things and focusing on
appropriate questions about them - kamma can be trained to be skillful
and thus lead away from stress rather than toward it. For this reason, any
feedback loop that does not pass through the factor of name-and-form will
tend simply to continue the problem of stress and pain, whereas any loop that
does lead through this factor allows for the possibility for using appropriate
attention to weaken the process or disband it entirely.
In feeding the loops of dependent co-arising through the factor of name-
and-form, the factor of fabrication plays an especially important role. As
we have noted in III/E (Section 15.1), the practice of jhana focused on the
breath gathers all three forms of fabrication - bodily, verbal, and mental
- into a single whole. In doing so, it takes all the aggregates that play a
variety of roles in the pattern of dependent co-arising, and gathers them into
a configuration where appropriate attention can conveniently focus on all
their interactions at once. To express this in terms of the four noble truths,
it takes the aggregates that make up the first noble truth and gives them
a role in the fourth [III/H/i (Section 19.1)]. In this way, the double-tiered
relationship mentioned above - between name-and-form on the one hand,
and fabrications on the other - can be put to use in disbanding, rather than
compounding, the causal network leading to suffering and stress. In terms
of meditation practice, this double-tiered relationship corresponds to the five
factors of noble right concentration [§150]. The three types of fabrication
cover the same ground as the four levels of jhana, while the sub-factor of
attention under "name" forms a separate tier of mental activity that allows
one to monitor one's practice of jhana and to develop it as a skill [II/G
(Section 9)].
350 Chapter 19. Discernment: Right View
As the process of developing skill becomes more and more refined, this
tier of attention turns into the fifth, refiective level of noble concentration
that allows one to analyze the state of jhana while it is present, and thus to
develop a sharpened discernment of its fabricated nature. As passage §172
shows, one begins to see that jhana is composed not only of such "fabri-
cation" sub-factors as directed thought, evaluation, feeling, and perception,
but also of sensory consciousness and such "name" factors as attention, in-
tention, and contact. In other words, the boundary line between the different
tiers of mental activity begins to break down. This allows for the confiation
of discernment and concentration noted in II/H (Section 10.1) and III/H
(Section 18.1), in which concentrated discernment begins to take its own
workings as its object. As discernment in the role of "object" short-circuits
with discernment in the role of "approach" [II/B (Section ^.i)], then contact
between the factors of name-and-form on the one hand, and sensory con-
sciousness on the other, ceases in a state of clear knowing. In the image of
Ven. Sariputta [§228], one of the two sheaves of reeds is pulled away, and the
entire edifice of suffering based on them comes tumbling down.
Another crucial point to note in understanding how to disband the work-
ings of dependent co-arising is that the relationships between particular fac-
tors and their neighbors in the list are not all the same. In some cases, factor
x is a sufficient cause for factor y. What this means is that whenever a; oc-
curs, y will always have to follow. An example is the relationship between
contact and feeling, or between clinging and the remaining factors leading
up to stress. Whenever there is contact in the presence of consciousness,
there will have to be feeling. Whenever there is clinging, there will have to
be becoming and stress. Thus it is impossible to cut the process at these
links. However, there are other cases where a; is a necessary cause, but not a
sufficient one, for y. In other words, x has to be present for y to occur, but
y does not have to follow every time there is x. Examples would include the
link between consciousness and name-and-form, between feeling and craving,
and between craving and clinging. In each of these cases there has to be an
added factor - the presence of ignorance, the most subtle and basic of the
roots of unskillfulness - for x to give rise to y.
This fact is what opens the way for appropriate attention to bring about
the end of suffering and stress. At the same time it determines precisely what
that way must be. An analysis of how this happens will reveal in a nutshell
the convergence of many of the themes of this book: the role of the three
levels of frames-of- reference practice [II/B (Section ^.i)], and by extension
19.4. The Second & Third Truths 351
the three levels in the development of concentration [III/E [Section 15.1)]
and discernment [III/H {Section 18.1)]; the way in which the principles of
this/that conditionality and skillfulness [I/A {Section /)] apply to the prac-
tice; and the way in which the duties appropriate to the four noble truths -
comprehending stress, abandoning its origination, realizing its cessation, and
developing the path [III/H/i {Section 19.1)] - in practice are one.
The nutshell is this: If each factor in dependent co-arising were a sufficient
cause for the following factor, the pattern would be absolutely deterministic
and there would be no way out. However, in cases where the link between x
and y is necessary but not sufficient, then in terms of this/that conditionality,
the X factor is input from the past - even if only a split-second past - whereas
ignorance is the input from the present needed to give rise to y. Thus the
strategy of the practice must be to use appropriate attention to eliminate
ignorance in the presence of x. To do this, one must focus on comprehending
the aggregate that functions as a; - or, in the case of the craving/clinging
link, that functions as the potential object of x. At first this means learning
to focus on the aggregate in and of itself. Then, to overcome the unskill-
fulness inherent in ignorance, one must gain practical familiarity with the
aggregate in its role as a factor in the skillful practice of jhana [§173]. As
this approach attains a state of mastery, one turns one's powers of discern-
ment on the "how" of the approach to the practice, taking it as the "what"
or object of investigation, until one can see the aggregate even in this role in
terms of the four noble truths [III/H/i {Section 19.1)]. The more precise and
comprehensive this knowing, the less craving is produced; the less craving
produced, the fewer the effluents that cloud one's knowing. With the culmi-
nation of totally clear knowing, ignorance is totally wiped out, together with
its attendant craving, and thus the present input that maintained the cycle
is ended. This forms the point of non-fashioning at which the cycle breaks
down, and where stress and suffering cease.
Modern practice traditions differ as to which links in dependent co-arising
they focus on in order to bring about the cessation of craving and thus realize
the third noble truth. For the purposes of this essay, we will discuss three
of these links as they relate to the three different lists of factors mentioned
above. These different points of focus are best regarded as alternative options
for tackling the problem of stress and its cessation. All are equally valid, and
so it is up to the individual meditator to choose whichever focus seems most
congenial and comprehensible, and to follow it through.
The first list of the factors of dependent co-arising, which takes the process
352 Chapter 19. Discernment: Right View
down to the mutual dependence of consciousness and name-and-form, em-
phasizes precisely that link: how name-and-form depends on consciousness,
and how consciousness relates to name-and-form. Passage §233 treats this
point in detail, using the term "fabrication" to cover attention, intention,
and contact. In practical terms this approach focuses on the question of
how consciousness relates to its objects, making use of skillful intention and
appropriate attention (in terms of the four noble truths) as the approach to
help peel away any sense of passion or desire for name-and-form. Once the
more blatant forms of passion and desire have been eliminated, this approach
then peels away passion and desire even for the approach of skillful inten-
tions and appropriate attention themselves. Consciousness - thus deprived of
its support in name-and-form either in terms of objects or approaches [II/B
{Section 4-1)] ^ has no basis for proliferation and so is released. Passages
related to this perspective on Awakening include §§233, 234, and 239.
As for the second list, which traces the pattern of dependent co-arising
down to fabrication and ignorance, we have already noted that this is simply
an explanation of a particular type of relationship between consciousness and
name-and-form. We have also noted [III/E [Section 15.1)] that all three types
of fabrication, in their present aspect, are brought together in the experience
of jhana based on the breath. Thus the question here is how to master
jhana to the point where one can step back in the fifth factor of five-factored
noble concentration [§150] so as to overcome one's ignorance of the willed
and fabricated nature of jhana or of any views and assumptions - based on
inappropriate attention - that might underlie the attainment of jhana [§237].
With the cessation of ignorance, there is nothing willed or fabricated to form
a station of consciousness. At this point of non-fashioning - where there is
no sense of one's doing anything, or of anyone else's doing anything [§229]
- nothing is created for the sake of further becoming or non-becoming. As
a result, consciousness is released. Passages related to this perspective on
Awakening include §§225-26.
In the third list of dependent co-arising, which traces the pattern to the
mutual dependence of ignorance and the effluents, the focus is on the acts of
clinging/sustenance and the resultant states of becoming that, conditioned
by ignorance, breed more ignorance. The difficulty in focusing on becoming is
that its apparent opposite, non-becoming - the suppression or prevention of
the change inherent in becoming - can also act as an object of craving leading
to further becoming [§§221-22]. Thus the question is how to focus on the
drawbacks of sensuality and becoming without falling into the reverse trap
19.4. The Second & Third Truths 353
of willing non-becoming. As §182 shows, this requires seeing the drawbacks of
all willed states, regardless of whether the will is aimed at fostering change
or preventing it. Once the mind has abandoned all such states, the only
alternative left open is the equipoise of non-fashioning, the threshold to the
Unfabricated. Passages related to this perspective on Awakening include
§§221-22.
Although these three points of focus differ in emphasis, in essence they
come down to different aspects of the same approach. In every case, one
must use skillful intentions and appropriate attention to undercut craving
and ignorance regarding the five aggregates so that no fabrications will be
activated for the sake of further becoming. This lack of activation - the
moment of non-fashioning - releases consciousness from the aggregates, both
in their role as objects of consciousness and in their role as the intention and
attention that served as the approaches to release. The differences among
the points of focus lie primarily in the questions they ask in framing a view
of the problem at hand. In this we see the true function of the teaching of
dependent co-arising in practice: as a guide to appropriate attention. Not
only does the teaching provide a direct way of viewing experience that avoids
useless questions of being and non-being [§186], self and other [§§228-230], it
also gives a framework for inspiring alternative ways of asking appropriate
questions about the crucial junctures in the conditioned flow of phenomena in
and of themselves. As with all of the Buddha's teachings, once the processes
of discernment inspired by the teaching of dependent co-arising have fully
performed their function, the teaching itself is transcended in the release of
consciousness.
Once consciousness is released from the objects that bring sensory con-
sciousness into play [§232], all that remains is "consciousness without feature,
without end, luminous all around" [§235]. This consciousness - which lies
beyond "the extent to which there are means of designation, expression, &;
description... the extent to which the sphere of discernment extends, the
extent to which the cycle revolves for the manifesting (discernibility) of this
cosmos" [§231] - is the experience of the goal. There is some question as
to whether the goal can be equated with the third noble truth. Some pas-
sages in the Canon [SN XLIII.1-44; SN XXII.86[118]] would seem to indicate
yes; others [such as Sn.V.6; MFU, p. 28[147, p27]; and especially the end-
ing to MN 27], no. This contradiction can be resolved by noting that the
full realization of the third noble truth and the experience of the goal are
two different things so intimately related that the one can not be experi-
354 Chapter 19. Discernment: Right View
enced without the other. Their relationship can be compared to noticing
a long-overlooked valuable in the course of cleaning one's yard. The act of
cleaning is not the same as the valuable, but only in the course of doing the
former thoroughly and attentively can the latter be found. As one modern
teacher has said, the fact that the third noble truth involves a duty means
that it is part of fabricated reality, whereas the goal at the end of the path
is absolutely unfabricated. Free from all acting and doing, it pertains to an
entirely different dimension, and thus - although found in the same spot as
the truth of cessation - it is something utterly beyond and unbound.
From the time of Awakening to that of death, there remains a sense of
dissociated contact between the inner and outer sense media that comprise
the Awakened One's old kamma [§15] and his/her only remaining experience
of the stress inherent in the dimensions of time and the present: contact,
in that there is sensitivity to pain and pleasure in these things; dissociated,
in that the passion and delight, the fetters, defilements, and attachments in
between the inner and outer sense media are totally severed by discernment
[MN 146[97]; MFU, p. 113[149, pll3]]. Old kamma thus runs through the
pattern of dependent co-arising from name-and-form and consciousness up
through feeling, but - without the fashioning factors of ignorance and craving
- the feeling of pain and pleasure does not feed back into any causal patterns
that would lead to further becoming [§219] or any renewed kamma. The texts
liken this state to a fire that has gone out, but whose embers are still glowing
and warm [Thag XV. 2; MFU, p. 34[147, p34]]. Eventually, old kamma
runs out at the death of the Awakened One, and there is a total Unbinding
like that of a fire so completely released from its fuel that the embers have
grown thoroughly cold. Although this analogy may sound negative in terms
of modern ideas about the workings of fire, in the Buddha's time it was
recognized as an image, not of extinction or annihilation, but of freedom so
unlimited and irreversible that it cannot be described.
19.4.1 Passages from the Pali Canon
§ 208.
If its root remains
undamaged & strong,
a tree, even if cut,
will grow back.
19.4. The Second & Third Truths 355
So too if latent craving
is not rooted out,
this suffering returns
again
k
again.
- DHP.338[53, 338]
§ 209. Gandhabhaka: It would be good, lord, if the Blessed One would
teach me the origination & ending of stress.
The Buddha: If I were to teach you the origination & ending of stress
with reference to the past, saying, 'Thus it was in the past,' you would be
doubtful and perplexed. If I were to teach you the origination & ending of
stress with reference to the future, saying, 'Thus it will be in the future,' you
would be doubtful and perplexed. So instead, I - sitting right here - will
teach you sitting right there the origination & ending of stress. Listen & pay
close attention. I will speak.
Gandhabhaka: As you say, lord.
The Buddha: Now what do you think: Are there any people in Uru-
velakappa who, if they were murdered or imprisoned or fined or censured,
would cause sorrow, lamentation, pain, distress, or despair to arise in you?
Gandhabhaka: Yes, there are...
The Buddha: And are there any people in Uruvelakappa who, if they
were murdered or imprisoned or fined or censured, would cause no sorrow,
lamentation, pain, distress, or despair to arise in you?
Gandhabhaka: Yes, there are...
The Buddha: Now what is the cause, what is the reason, why the mur-
der... of some would cause you sorrow... and the murder... of others would
cause you no sorrow...?
Gandhabhaka: Those... whose murder... would cause me sorrow... are
those for whom I feel desire & passion. Those... whose murder... would
cause me no sorrow... are those for whom I feel no desire or passion.
The Buddha: Now, from what you have realized, attained, plunged into
right now in the present, without regard to time, you may draw an inference
with regard to the past and future: 'Whatever stress, in arising, arose for me
in the past, all of it had desire as its root, had desire as its cause, for desire
is the cause of stress. And whatever stress, in arising, will arise for me in the
356 Chapter 19. Discernment: Right View
future, all of it will have desire as the root, will have desire as its cause, for
desire is the cause of stress.'
Gandhabhaka: Amazing, lord. Stupendous. How well the Blessed One
has put it: Whatever stress, in arising, arose for me in the past, all of it had
desire as its root, had desire as its cause, for desire is the cause of stress.
And whatever stress, in arising, will arise for me in the future, all of it will
have desire as the root, will have desire as its cause, for desire is the cause
of stress. I have a son, lord, named Ciravasi, who lives far away from here.
When I get up in the morning, I send a man, saying, 'Go, learn how Ciravasi
is doing.' And as long as that man has not returned, I am simply beside
myself, [thinking], 'Don't let Ciravasi be sick!'
The Buddha: Now, what do you think: If Ciravasi were to be murdered
or imprisoned or fined or censured, would you feel sorrow, lamentation, pain,
distress, &; despair?
Gandhabhaka: If my son Ciravasi were to be murdered or imprisoned or
fined or censured, my very life would be altered. So how could I not feel
sorrow, lamentation, pain, distress, & despair?
The Buddha: ...And what do you think: Before you had seen or heard of
Ciravasi's mother, did you feel desire, passion, or love for her?
Gandhabhaka: No, lord.
The Buddha: And after you had seen or heard of Ciravasi's mother, did
you feel desire, passion, or love for her?
Gandhabhaka: Yes, lord.
The Buddha: Now, what do you think: If Ciravasi's mother were to be
murdered or imprisoned or fined or censured, would you feel sorrow, lamen-
tation, pain, distress, & despair?
Gandhabhaka: If Ciravasi's mother were to be murdered or imprisoned
or fined or censured, my very life would be altered. So how could I not feel
sorrow, lamentation, pain, distress, &: despair?
The Buddha: Thus by this line of reasoning it may be realized how stress,
when arising, arises: All of it has desire as its root, has desire as its cause,
for desire is the cause of stress.
- SN XLII.11[126]
§ 210. Craving & Its Cessation. Now what is the noble truth of the
origination of stress? The craving that makes for further becoming - accom-
panied by passion & delight, relishing now here & now there - i.e., craving
for sensuality, craving for becoming, craving for non-becoming.
19.4. The Second & Third Truths 357
And where does this craving, when arising, arise? And where, when
dwelling, does it dwell? Whatever is endearing & alluring in terms of the
world: that is where this craving, when arising, arises. That is where, when
dwelling, it dwells.
And what is endearing & alluring in terms of the world? The eye is
endearing & alluring in terms of the world. That is where this craving, when
arising, arises. That is where, when dwelling, it dwells.
The ear... The nose... The tongue... The body... The intellect...
Forms... Sounds... Smells... Tastes... Tactile sensations... Ideas...
Eye-consciousness... Ear-consciousness... Nose-consciousness... Tongue-
consciousness... Body-consciousness... Intellect-consciousness...
Eye-contact... Ear-contact... Nose-contact... Tongue-contact... Body-
contact... Intellect-contact...
Feeling born of eye-contact... Feeling born of ear-contact... Feeling born
of nose-contact... Feeling born of tongue-contact... Feeling born of body-
contact... Feeling born of intellect-contact...
Perception of forms... Perception of sounds... Perception of smells...
Perception of tastes... Perception of tactile sensations... Perception of ideas...
Intention for forms... Intention for sounds... Intention for smells... Inten-
tion for tastes... Intention for tactile sensations... Intention for ideas...
Craving for forms... Craving for sounds... Craving for smells... Craving
for tastes... Craving for tactile sensations... Craving for ideas...
Thought directed at forms... Thought directed at sounds... Thought
directed at smells... Thought directed at tastes... Thought directed at tactile
sensations... Thought directed at ideas...
Evaluation of forms... Evaluation of sounds... Evaluation of smells...
Evaluation of tastes... Evaluation of tactile sensations... Evaluation of ideas
is endearing &; alluring in terms of the world. That is where this craving,
when arising, arises. That is where, when dwelling, it dwells.
This is called the noble truth of the origination of stress.
And what is the noble truth of the cessation of stress? The remainderless
fading & cessation, renunciation, relinquishment, release, & letting go of that
very craving.
And where, when being abandoned, is this craving abandoned? And
where, when ceasing, does it cease? Whatever is endearing &; alluring in
terms of the world: that is where, when being abandoned, this craving is
abandoned. That is where, when ceasing, it ceases.
358 Chapter 19. Discernment: Right View
And what is endearing &: alluring in terms of the world? The eye is
endearing & alluring in terms of the world. That is where, when being
abandoned, this craving is abandoned. That is where, when ceasing, it ceases.
The ear... The nose... The tongue... The body... The intellect...
Forms... Sounds... Smells... Tastes... Tactile sensations... Ideas...
Eye-consciousness... Ear-consciousness... Nose-consciousness... Tongue-
consciousness... Body-consciousness... Intellect-consciousness...
Eye-contact... Ear-contact... Nose-contact... Tongue-contact... Body-
contact... Intellect-contact...
Feeling born of eye-contact... Feeling born of ear-contact... Feeling born
of nose-contact... Feeling born of tongue-contact... Feeling born of body-
contact... Feeling born of intellect-contact...
Perception of forms... Perception of sounds... Perception of smells...
Perception of tastes... Perception of tactile sensations... Perception of ideas...
Intention for forms... Intention for sounds... Intention for smells... Inten-
tion for tastes... Intention for tactile sensations... Intention for ideas...
Craving for forms... Craving for sounds... Craving for smells... Craving
for tastes... Craving for tactile sensations... Craving for ideas...
Thought directed at forms... Thought directed at sounds... Thought
directed at smells... Thought directed at tastes... Thought directed at tactile
sensations... Thought directed at ideas...
Evaluation of forms... Evaluation of sounds... Evaluation of smells...
Evaluation of tastes... Evaluation of tactile sensations... Evaluation of ideas
is endearing & alluring in terms of the world. That is where, when being
abandoned, this craving is abandoned. That is where, when ceasing, it ceases.
This is called the noble truth of the cessation of stress.
- DN 22 [47]
§ 211. And what is the noble method that is rightly seen & rightly ferreted
out by discernment? There is the case where a disciple of the noble ones
notices:
When this is, that is.
From the arising of this comes the arising of that.
When this isn't, that isn't.
From the cessation of this comes the cessation of that.
In other words:
19.4. The Second & Third Truths 359
From ignorance as a requisite condition come fabrications.
From fabrications as a requisite condition comes consciousness.
From consciousness as a requisite condition comes name-&-form.
From name-&;-form as a requisite condition come the six sense media.
From the six sense media as a requisite condition comes contact.
From contact as a requisite condition comes feehng.
From feeling as a requisite condition comes craving.
From craving as a requisite condition comes chnging/sustenance.
From clinging/sustenance as a requisite condition comes becoming.
From becoming as a requisite condition comes birth.
From birth as a requisite condition, then aging & death, sorrow, lamentation,
pain, distress, & despair come into play. Such is the origination of this entire
mass of stress &: suffering.
Now from the remainderless fading &: cessation of that very ignorance
comes the cessation of fabrications. From the cessation of fabrications comes
the cessation of consciousness. From the cessation of consciousness comes the
cessation of name-&-form. From the cessation of name-&;-form comes the ces-
sation of the six sense media. From the cessation of the six sense media comes
the cessation of contact. From the cessation of contact comes the cessation
of feeling. From the cessation of feeling comes the cessation of craving. From
the cessation of craving comes the cessation of clinging/sustenance. From
the cessation of clinging/sustenance comes the cessation of becoming. From
the cessation of becoming comes the cessation of birth. From the cessation
of birth, then aging &; death, sorrow, lamentation, pain, distress, &: despair
all cease. Such is the cessation of this entire mass of stress & suffering.
This is the noble method that is rightly seen & rightly ferreted out by
discernment.
- AN X.92[38]
§ 212. Monks, I will teach you the origination &; disappearance of the world.
Listen &: pay close attention. I will speak.
What is the origination of the world? In dependence on the eye h forms
there arises eye-consciousness. The coming together of these three is con-
tact. From contact as a requisite condition comes feeling. From feeling as
a requisite condition comes craving. From craving as a requisite condition
comes clinging/sustenance. From clinging/sustenance as a requisite condi-
tion comes becoming. From becoming as a requisite condition comes birth.
From birth as a requisite condition, then aging <k death, sorrow, lamentation.
360 Chapter 19. Discernment: Right View
pain, distress, & despair come into play. This is the origination of the world.
(Similarly with ear, nose, tongue, body, &: intellect.)
And what is the disappearance of the world? In dependence on the eye
& forms there arises eye-consciousness. The coming together of these three
is contact. From contact as a requisite condition comes feeling. From feeling
as a requisite condition comes craving. Now from the remainderless fading
& cessation of that very craving comes the cessation of clinging/sustenance.
From the cessation of clinging/sustenance comes the cessation of becoming.
From the cessation of becoming comes the cessation of birth. From the
cessation of birth, then aging <k death, sorrow, lamentation, pain, distress,
& despair all cease. Such is the cessation of this entire mass of stress &;
suffering. This is the disappearance of the world. (Similarly with ear, nose,
tongue, body, & intellect.)
- SN XXXV. 107
§ 213. A certain monk: 'The world, the world (loko)', it is said. To what
extent does the word 'world' apply?
The Buddha: It disintegrates (lujjati), therefore it is called the 'world.'
Now what disintegrates? The eye disintegrates. Forms disintegrate. Eye-
consciousness disintegrates. Eye-contact disintegrates. And anything that
arises in dependence on eye contact, experienced as pleasure, pain, or neither-
pleasure-nor-pain, that too disintegrates.
The ear disintegrates. Sounds disintegrate...
The nose disintegrates. Aromas disintegrate...
The tongue disintegrates. Flavors disintegrate...
The body disintegrates. Tactile sensations disintegrate...
The intellect disintegrates. Ideas disintegrate. Intellect-consciousness
disintegrates. Intellect-contact disintegrates. And anything that arises in
dependence on intellect contact, experienced as pleasure, pain, or neither-
pleasure-nor-pain, that too disintegrates.
It disintegrates, therefore it is called the 'world.'
- SN XXXV.82[122]
§ 214. Ananda: Concerning the brief statement made by the Blessed One,
after which he entered his dwelling without expounding the detailed meaning
- i.e., 'I do not say that the end of the world is to be known, seen, & reached
by traveling. But neither do I say that there is a making an end of stress
without having reached the end of the world' - I understand the detailed
meaning of this statement to be this:
19.4. The Second & Third Truths 361
That by means of which one has a perception of world, a concept of world
with regard to the world: that, in the discipline of a noble one, is called the
'world.' Now, by means of what does one have a perception of world, a
concept of world with regard to the world? By means of the eye... the ear...
the nose... the tongue... the body... the intellect one has a perception of
world, a concept of world with regard to the world.
- SN XXXV. 116
§ 215. Now what, monks, are the 44 bases for knowledge? Knowledge with
regard to aging &: death, knowledge with regard to the origination of aging &;
death, knowledge with regard to the cessation of aging & death, knowledge
with regard to the path of practice leading to the cessation of aging & death.
(Similarly with birth, becoming, clinging/sustenance, craving, feeling, con-
tact, the sixfold sense media, name-&;-form, consciousness, & fabrications.)
And what is aging &; death? Whatever aging, decrepitude, brokenness,
graying, wrinkling, decline of life-force, weakening of the faculties of the var-
ious beings in this or that group of beings, that is called aging. Whatever
deceasing, passing away, breaking up, disappearance, dying, death, comple-
tion of time, break up of the aggregates, casting off of the body, interruption
in the life faculty of the various beings in this or that group of beings, that
is called death. From the origination of birth comes the origination of ag-
ing & death. From the cessation of birth comes the cessation of aging &;
death. And just this noble eightfold path is the path of practice leading to
the cessation of aging &; death...
Now when the disciple of the noble ones discerns aging & death in this
way, discerns the origination of aging & death in this way, discerns the ces-
sation of aging & death in this way, discerns the path of practice leading
to the cessation of aging k, death in this way, that is his knowledge of the
Dhamma (principle). By means of this principle - seen, understood, not
limited to time, attained, plunged into - he draws out inferences with regard
to the past &: future: 'Whatever priests & contemplatives in the past com-
prehended aging & death... the origination of aging &: death... the cessation
of aging & death... the path of practice leading to the cessation of aging &;
death, all comprehended them as I do now; whatever priests & contempla-
tives in the future will comprehend aging &; death... the origination of aging
h death... the cessation of aging & death... the path of practice leading to
the cessation of aging & death, all will comprehend them as I do now.' This
is his knowledge of consistency.
362 Chapter 19. Discernment: Right View
Now, when these two knowledges of the disciple of the noble ones - knowl-
edge of principle & knowledge of consistency - are pure & clear, he is called
a disciple of the noble ones who is consummate in view, consummate in vi-
sion, attained to this true Dhamma. He is said to see this true Dhamma, to
be endowed with the knowledge of one in training, endowed with the clear
knowing of one in training, attained to the stream of the Dhamma, a person
of penetrating noble discernment who stands knocking at the door to the
Deathless.
(Similarly with the remaining links down to fabrications.)
- SN XII.33
§ 216. Sariputta: Now, the Blessed One has said, 'Whoever sees dependent
co-arising sees the Dhamma; whoever sees the Dhamma sees dependent co-
arising.'
- MN 28 [73]
§ 217. I will teach you dependent co-arising & dependently co-arisen phe-
nomena. Listen & pay close attention. I will speak...
Now what is dependent co-arising? From birth as a requisite condition
comes aging & death. Whether or not there is the arising of Tathagatas,
this property stands - this regularity of the Dhamma, this orderliness of the
Dhamma, this this/that conditionality. The Tathagata directly awakens to
that, breaks through to that. Directly awakening h breaking through to that,
he declares it, teaches it, describes it, sets it forth. He reveals it, explains
it, makes it plain, & says, 'Look.' From birth as a requisite condition comes
aging & death.
(Similarly down through the causal stream to:)
From ignorance as a requisite condition come fabrications. Whether or
not there is the arising of Tathagatas, this property stands - this regularity of
the Dhamma, this orderliness of the Dhamma, this this/that conditionality.
The Tathagata directly awakens to that, breaks through to that. Directly
awakening & breaking through to that, he declares it, teaches it, describes it,
sets it forth. He reveals it, explains it, makes it plain, & says, 'Look.' From
ignorance as a requisite condition come fabrications. What's there in this
way is a reality, not an unreality, not other than what it seems, conditioned
by this/that. This is called dependent co-arising.
And what are dependently co-arisen phenomena? Aging & death are
dependently co-arisen phenomena: inconstant, compounded, dependently co-
arisen, subject to ending, subject to passing away, subject to fading, subject
19.4. The Second & Third Truths 363
to cessation. (Similarly down through the causal stream to:)
Ignorance is a dependently co-arisen phenomenon: inconstant, compounded,
dependently co-arisen, subject to ending, subject to passing away, subject to
fading, subject to cessation. These are called dependently co-arisen phenom-
ena.
When a disciple of the noble ones has seen well with right discernment
this dependent co-arising & these dependently co-arisen phenomena as they
are actually present, it is not possible that he would run after the past,
thinking, 'Was I in the past? Was I not in the past? What was I in the past?
How was I in the past? Having been what, what was I in the past?' or that
he would run after the future, thinking, 'Shall I be in the future? Shall I
not be in the future? What shall I be in the future? How shall I be in the
future? Having been what, what shall I be in the future?' or that he would
be inwardly perplexed about the immediate present, thinking, 'Am I? Am I
not? What am I? How am I? Where has this being come from? Where is it
bound?' [§51]
Such a thing is not possible. Why is that? Because the disiciple of the
noble ones has seen well with right discernment this dependent co-arising &
these dependently co-arisen phenomena as they are actually present.
- SN Xn.20[104]
§ 218. Now what is becoming? These three are becomings: sensual becom-
ing, form becoming, & formless becoming. This is called becoming.
And what is clinging/sustenance? These four are clingings: sensuality
clinging, view clinging, precept & practice clinging, and doctrine of self cling-
ing. This is called clinging.
And what is craving? These six are classes of craving: craving for forms,
craving for sounds, craving for smells, craving for tastes, craving for tactile
sensations, craving for ideas. This is called craving.
And what is feeling? These six are classes of feeling: feeling born from
eye-contact, feeling born from ear-contact, feeling born from nose-contact,
feeling born from tongue-contact, feeling born from body-contact, feeling
born from intellect-contact. This is called feeling.
And what is contact? These six are classes of contact: eye-contact, ear-
contact, nose-contact, tongue-contact, body-contact, intellect-contact. This
is called contact.
And what are the six sense media? These six are sense media: the eye-
medium, the ear-medium, the nose-medium, the tongue-medium, the body-
364 Chapter 19. Discernment: Right View
medium, the intellect-medium. These are called the six sense media.
And what is na'me-&-Jorm? Feeling, perception, intention, contact, &;
attention: This is called name. The four great elements, and the form de-
pendent on the four great elements: This is called form. This name h this
form are called name-&;-form.
And what is consciousness? These six are classes of consciousness: eye-
consciousness, ear-consciousness, nose-consciousness, tongue-consciousness,
body-consciousness, intellect-consciousness. This is called consciousness.
And what are fabrications? These three are fabrications: bodily fabrica-
tions, verbal fabrications, mental fabrications. These are called fabrications.
And what is ignorance? Not knowing stress, not knowing the origination
of stress, not knowing the cessation of stress, not knowing the way of practice
leading to the cessation of stress: This is called ignorance.
- SN XII.2[101]
§ 219. When a fool is obstructed by ignorance and conjoined with craving,
this body thus results. Now there is both this body and external name-&:-
form. Here, in dependence on this duality, there is contact at the six senses.
Touched by these, or one or another of them, the fool is sensitive to pleasure
& pain. When a wise person is obstructed by ignorance and conjoined with
craving, this body thus results. Now there is both this body and external
name-&:-form. Here, in dependence on this duality, there is contact at the
six senses. Touched by these, or one or another of them, the wise person is
sensitive to pleasure & pain. Now what is the difference... here between the
wise person & the fool?...
In the wise person that ignorance has been abandoned and that craving
has been destroyed. Why is that? The wise person has practiced the holy
life for the right ending of stress. Therefore, at the break-up of the body, he
is not headed for a [new] body. Not headed for a body, he is entirely freed
from birth, aging, death, sorrow, lamentation, pain, distress, &; despair. I
tell you, he is entirely freed from stress.
- SN Xn.l9[103]
§ 220. Becoming. Ananda: This word, 'becoming, becoming' - to what
extent is there becoming?
The Buddha: If there were no kamma ripening in the property of sensu-
ality, Owould sensual becoming be discerned?
Ananda: No, lord.
19.4. The Second & Third Truths 365
The Buddha: Thus kamma is the field, consciousness the seed, and crav-
ing the moisture. The consciousness of living beings hindered by ignorance &
fettered by craving is established in (tuned to) a lower element. Thus there
is the production of renewed becoming in the future. If there were no kamma
ripening in the property of form, would form becoming be discerned?
Ananda: No, lord.
The Buddha: Thus kamma is the field, consciousness the seed, and crav-
ing the moisture. The consciousness of living beings hindered by ignorance
& fettered by craving is established in (tuned to) a middling element. Thus
there is the production of renewed becoming in the future. If there were no
kamma ripening in the property of formlessness, would formless becoming be
discerned?
Ananda: No, lord.
The Buddha: Thus kamma is the field, consciousness the seed, and crav-
ing the moisture. The consciousness of living beings hindered by ignorance
&; fettered by craving is established in (tuned to) a refined element. Thus
there is the production of renewed becoming in the future. This is how there
is becoming.
AN III.76
(The discourse immediately following this is identical to this except that
the phrase, 'the consciousness of living beings... is established,' changes to,
'the intention & determination of living beings... is established.')
- AN III.77
§ 221. I have heard that on one occasion, when the Blessed One was newly
Awakened - living at Uruvela by the banks of the Nerahjara River in the
shade of the Bodhi tree, the tree of Awakening - he sat in the shade of the
Bodhi tree for seven days in one session, sensitive to the bliss of release. At
the end of seven days, after emerging from that concentration, he surveyed
the world with the eye of an Awakened One. As he did so, he saw living
beings burning with the many fevers and aflame with the many fires born of
passion, aversion, & delusion. Then, on realizing the significance of that, he
on that occasion exclaimed:
This world is burning.
Afflicted by contact,
it calls disease a 'self.'
By whatever it construes [things],
that is always otherwise.
366 Chapter 19. Discernment: Right View
Becoming otherwise,
the world is
held by becoming
afflicted by becoming
and yet delights
in that very becoming.
Where there's delight,
there is fear.
What one fears
is stressful.
This holy life is lived
for the abandoning of becoming.
Whatever priests or contemplatives say that liberation from becoming is by
means of becoming, all of them are not released from becoming, I say.
And whatever priests or contemplatives say that escape from becoming
is by means of non-becoming, all of them have not escaped from becoming,
I say.
This stress comes into play
in dependence on acquisitions.
With the ending of all clinging/sustenance,
there is no stress coming into play.
Look at this world:
Beings, afflicted with thick ignorance,
are unreleased
from delight in what has come to be.
All levels of becoming,
anywhere,
in any way,
are inconstant, stressful, subject to change.
Seeing this - as it actually is present -
with right discernment,
one abandons craving for becoming,
without delighting in non-becoming.
From the total ending of craving
comes fading <k cessation without remainder:
Unbinding.
19.4. The Second & Third Truths 367
For the monk unbound,
from lack of clinging/sustenance,
there is no further becoming.
He has vanquished Mara,
won the battle.
Having gone beyond all levels of being,
he's Such.
- Ud HI. 10 [62]
§ 222. Overcome by two viewpoints, some human &; divine beings adhere,
other human & divine beings slip right past, while those with vision see.
And how do some adhere? Human & divine beings delight in becoming,
enjoy becoming, are satisfied with becoming. When the Dhamma is being
taught for the sake of the cessation of becoming, their minds do not take to
it, are not calmed by it, do not settle on it, or become resolved on it. This
is how some adhere.
And how do some slip right past? Some, feeling horrified, humiliated, &;
disgusted with that very becoming, delight in non-becoming: 'When this self,
at the break-up of the body, after death, perishes & is destroyed, and does
not exist after death, that is peaceful, that is exquisite, that is sufficiency!'
This is how some slip right past.
And how do those with vision see? There is the case where a monk sees
being as being. Seeing being as being, he practices for disenchantment with
being, dispassion toward being, cessation of being. This is how those with
vision see...
One who, having seen
what has come to be
as what has come to be,
has gone beyond being,
and is released in line
with things as they are,
through the exhaustion of craving for becoming.
The monks who have comprehended being -
free from the craving to go
from becoming to becoming;
with the non-becoming
of what has come to be -
come to no further becoming.
368 Chapter 19. Discernment: Right View
- Iti 49 [56, 49]
§ 223. Fabrications. Visakha: And what, lady, are bodily fabrications,
what are verbal fabrications, what are mental fabrications?
Sister Dhammadinna: In-&:-out breathing is bodily, bound up with the
body, therefore is it called a bodily fabrication. Having directed one's thought
and evaluated [the matter], one breaks into speech. Therefore directed
thought &; evaluation are called verbal fabrications. Perception &; feeling
are mental, bound up with the mind. Therefore perception & feeling are
called mental fabrications.
- MN 44 [75]
§ 224. When there is a body, pleasure & pain arise internally with bodily
intention as the cause; or when there is speech, pleasure & pain arise inter-
nally with verbal intention as the cause; or when there is intellect, pleasure
& pain arise internally with intellectual intention as the cause.
From ignorance as a requisite condition, then either of one's own accord
one fabricates the bodily fabrication on account of which that pleasure & pain
arise internally, or because of others one fabricates the bodily fabrication on
account of which that pleasure & pain arise internally. With alertness... or
without alertness one fabricates the bodily fabrication on account of which
that pleasure &; pain arise internally. (Similarly with verbal &; intellectual
fabrications.)
Now, ignorance is bound up in these things. From the remainderless
fading & cessation of that very ignorance, there no longer exists [the sense
of] the body... the speech... the intellect on account of which that pleasure &;
pain internally arise. There no longer exists the field, the site, the dimension,
or the issue on account of which that pleasure &; pain internally arise.
- SN XII.25[106]
§ 225. If a person immersed in ignorance fabricates a meritorious fabri-
cation, his consciousness goes on to merit. If he fabricates a demeritorious
fabrication, his consciousness goes on to demerit. If he fabricates an imper-
turbable fabrication, his consciousness goes on to the imperturbable. When
ignorance is abandoned by a monk, clear knowing arises. From the fading of
ignorance and the arising of knowledge, he neither fabricates a meritorious
fabrication nor a demeritorious fabrication nor an imperturbable fabrication.
Neither fabricating nor willing, he is not sustained by anything in the world.
Unsustained, he is not agitated. Unagitated, he is totally unbound right
19.4. The Second & Third Truths 369
within. He discerns that 'Birth is ended, the holy life fulfilled, the task done.
There is nothing further for this world.'
Sensing a feeling of pleasure, he discerns that it is fieeting, not grasped
at, not relished. Sensing a feeling of pain... Sensing a feeling of neither-
pleasure-nor-pain, he discerns that it is fieeting, not grasped at, not relished.
Sensing a feeling of pleasure, he senses it disjoined from it. Sensing a feeling
of pain... Sensing a feeling of neither-pleasure-nor-pain, he senses it disjoined
from it. When sensing a feeling limited to the body, he discerns that 'I am
sensing a feeling limited to the body.' When sensing a feeling limited to life,
he discerns that 'I am sensing a feeling limited to life.' He discerns that 'With
the break-up of the body, after the termination of life, all that is experienced,
not being relished, will grow cold right here, while the corpse will remain.'
Just as if a man, having removed a heated jar from a kiln, were to place
it on level ground: Any heat in the jar would subside right there, while the
fired clay would remain. In the same way, when sensing a feeling limited
to the body, he discerns that 'I am sensing a feeling limited to the body.'
When sensing a feeling limited to life, he discerns that 'I am sensing a feeling
limited to life.' He discerns that 'With the break-up of the body, after the
termination of life, all that is experienced, not being relished, will grow cold
right here, while the corpse will remain.'
How do you construe this, monks? Would a monk whose effiuents were
ended fabricate a meritorious or a demeritorious or an imperturbable fabri-
cation?
No, lord.
With the total non-existence of fabrications, from the cessation of fabri-
cations, would consciousness be discernible (manifest)?
No, lord.
(And similarly down to:) With the total non-existence of birth, from the
cessation of birth, would aging & death be discernible?
No, lord.
Very good, monks. Just so should you construe it. Just so should you
be convinced. Just so should you believe. Do not be doubtful, do not be
uncertain. This, just this, is the end of stress.
- SN xn.5i
§ 226. What is willed, what is arranged, and what lies latent: This is a
support for the stationing of consciousness. There being a support, there is
a landing (or: an establishing) of consciousness. When that consciousness
370 Chapter 19. Discernment: Right View
lands and grows, there is the production of renewed becoming in the future.
When there is the production of renewed becoming in the future, there is
future birth, aging & death, sorrow, lamentation, pain, distress, & despair.
Such is the origination of this entire mass of stress.
If nothing is willed, if nothing is arranged, but something lies latent: This
is a support for the stationing of consciousness... Such [too] is the origination
of this entire mass of stress.
But when nothing is willed, arranged, or lies latent, there is no support for
the stationing of consciousness. There being no support, there is no landing
of consciousness. When that consciousness does not land & grow, there is no
production of renewed becoming in the future. When there is no production
of renewed becoming in the future, there is no future birth, aging & death,
sorrow, lamentation, pain, distress, or despair. Such is the cessation of this
entire mass of stress.
- SN XII.38[107]
§ 227. Sariputta: Now what is ignorance, what is the origination of igno-
rance, what is the cessation of ignorance, and what is the way of practice
leading to the cessation of ignorance?
Not knowing stress, not knowing the origination of stress, not knowing the
cessation of stress, not knowing the way of practice leading to the cessation of
stress: This is called ignorance. From the origination of effluents comes the
origination of ignorance. From the cessation of effluents comes the cessation
of ignorance. And just this noble eightfold path is the way of practice leading
to the cessation of ignorance...
Now when a disiciple of the noble ones discerns ignorance in this way,
discerns the origination of ignorance in this way, discerns the cessation of
ignorance in this way, & discerns the way of practice leading to the cessation
of ignorance in this way, then - having entirely abandoned the obsession with
passion, having abolished the obsession with resistance, having uprooted the
obsession with the view & conceit 'I am,' having abandoned ignorance, having
given rise to clear knowing - he puts an end to stress in the here &: now. It
is to this extent that the disiciple of the noble ones is a person of right
view, his views straightened, endowed with perfect confidence in regard to
the Dhamma, having arrived at this true Dhamma...
Now what are effluents, what is the origination of effluents, what is the
cessation of effluents, and what is the way of practice leading to the cessation
of effluents?
19.4. The Second & Third Truths 371
These three are effluents: the effluent of sensuahty, the effluent of becom-
ing, the effluent of ignorance. From the origination of ignorance comes the
origination of effluents. From the cessation of ignorance comes the cessation
of effluents. And just this noble eightfold path is the way of practice leading
to the cessation of effluents...
Now when a disiciple of the noble ones discerns the effluents in this way,
discerns the origination of effluents in this way, discerns the cessation of
effluents in this way, &: discerns the way of practice leading to the cessation
of effluents in this way, then - having entirely abandoned the obsession with
passion, having abolished the obsession with resistance, having uprooted the
obsession with the view &: conceit 'I am,' having abandoned ignorance, having
given rise to clear knowing - he puts an end to stress in the here & now. It
is to this extent that the disiciple of the noble ones is a person of right
view, his views straightened, endowed with perfect confidence in regard to
the Dhamma, having arrived at this true Dhamma.
- MN 9 [68]
§ 228. Maha Kotthita: Now tell me, Sariputta my friend: Are aging & death
self-made or other-made or both self-made &: other-made, or - without self-
making or other-making - do they arise spontaneously?
Sariputta: It's not the case, Kotthita my friend, that aging & death are
self-made, that they are other-made, that they are both self-made & other-
made, or that - without self-making or other-making - they arise sponta-
neously. However, from birth as a requisite condition comes aging & death.
(Similarly with birth, becoming, clinging/sustenance, craving, feeling,
contact, the six sense media, down to:)
Maha Kotthita: Now tell me: Is name-&-form self-made or other-made
or both self-made & other-made, or - without self-making or other-making
- does it arise spontaneously?
Sariputta: It's not the case that name-&:-form are self-made, that it is
other-made, that it is both self-made & other-made, or that - without self-
making or other-making - it arises spontaneously. However, from conscious-
ness as a requisite condition comes name-&-form.
Maha Kotthita: Now tell me: is consciousness self-made or other-made
or both self-made & other-made, or - without self-making or other-making,
does it arise spontaneously?
Sariputta: It's not the case that consciousness is self-made, that it is
other-made, that it is both self-made & other-made, or that - without self-
372 Chapter 19. Discernment: Right View
making or other-making - it arises spontaneously. However, from name-&:-
form as a requisite condition comes consciousness.
Maha Kotthita: Just now I understood what you said as... from con-
sciousness as a requisite condition comes name-&;-form... from name-&-form
as a requisite condition comes consciousness. Now how is the meaning of
what you said to be understood?
Sariputta: Very well then, my friend, I will give you an analogy; for there
are cases where it is through the use of an analogy that intelligent people can
understand the meaning of what is being said. It is as if two sheaves of reeds
stood leaning against one another. In the same way, from name-&-form as
a requisite condition comes consciousness, from consciousness as a requisite
condition comes name-&;-form. From name &: form as a requisite condition
come the six sense media... Thus is the origination of this entire mass of
stress.
If one were to pull away one of those sheaves of reeds, the other would fall;
if one were to pull away the other, the first one would fall. In the same way,
from the cessation of name-&:-form comes the cessation of consciousness, from
the cessation of consciousness comes the cessation of name-&;-form. From the
cessation of name-&;-form comes the cessation of the six sense media... Thus
is the cessation of this entire mass of stress.
- SN XII.67[110]
§ 229.
People are intent on the idea of
'made by me'
and attached to the idea of
'made by another.'
Some do not realize this,
nor do they see it as a thorn.
But to one who sees,
having extracted this thorn,
[the thought] 'I am doing,' doesn't occur;
'Another is doing,' doesn't occur.
This human race is possessed by conceit,
bound by conceit,
tied down by conceit.
Speaking hurtfuUy because of their views
19.4. The Second & Third Truths 373
they do not go beyond transmigration.
- Ud VI.6[63]
§ 230. The Buddha: "From ignorance as a requisite condition come fabri-
cations... From birth as a requisite condition, then old age & death, sorrow,
lamentation, pain, distress, &: despair come into play. Such is the origination
of this entire mass of stress & suffering. "
When this was said, a certain monk said to the Blessed One: "Which
aging & death, lord? And to whom does this aging &: death belong?"
"Not a valid question," the Blessed One said. If a monk were to ask,
'Which aging & death? And to whom does this aging & death belong?' and
if a monk were to ask, 'Is aging & death one thing, and does it belong to
someone/something else?' both of them would have the same meaning, even
though their words would differ. When a monk is of the view that the soul
is the same as the body, there is no leading the holy life. And when a monk
is of the view that the soul is one thing and the body another, there is no
leading the holy life. Avoiding these two extremes, the Tathagata points out
the Dhamma in between them: From birth as a requisite condition comes
aging &; death."
"Which birth, lord? And to whom does this birth belong?"
"Not a valid question," the Blessed One said.
(Similarly with all the requisite conditions down to fabrications.)
"... Avoiding these two extremes, the Tathagata points out the Dhamma
in between them: From ignorance as requisite condition come fabrications.
Now from the remainderless fading & cessation of that very ignorance, every
one of these writhings & wrigglings & wigglings - 'Which aging &; death?
And to whom does this aging & death belong?' or 'Is aging & death one
thing, and does it belong to someone/something else?' or 'The soul is the
same as the body,' or 'The soul is one thing and the body another' - are
abandoned, their root destroyed, like an uprooted palm tree, deprived of the
conditions of existence, not destined for future arising."
(Similarly with all the requisite conditions down to fabrications.)
- SN XII.35
§ 231. Ananda: It is amazing, lord, it is astounding, how deep this depen-
dent co-arising is, <k how deep its appearance, and yet to me it seems as clear
as clear can be.
The Buddha: Don't say that, Ananda. Don't say that. Deep is this de-
pendent co-arising, and deep its appearance. It's because of not understand-
374 Chapter 19. Discernment: Right View
ing & not penetrating this Dhamma that this generation is like a tangled
skein, a knotted ball of string, like matted rushes & reeds, and does not go
beyond the cycle of the planes of deprivation, woe, & bad destinations...
'From birth as a requisite condition come aging & death.' Thus it has
been said. And this is the way to understand how from birth as a requisite
condition come aging & death. If there were no birth at all, in any way,
of anything anywhere... in the utter absence of birth from the cessation of
birth, would aging & death be discerned?'
Ananda: No, lord.
The Buddha: Thus this is a cause, this is a reason, this is an origination,
this is a requisite condition for aging & death, i.e., birth. (Similarly for the
rest of the stream of requisite conditions down to contact.)
'From name-&:-form as a requisite condition comes contact. Thus it has
been said. And this is the way to understand how, from name-&;-form as
a requisite condition comes contact. If the qualities, traits, themes, &; indi-
cators by which there is a description of name-group (mental activity) were
all absent, would designation-contact with regard to the form-group (the
physical body) be discerned?
Ananda: No, lord.
The Buddha: If the permutations, signs, themes, & indicators by which
there is a description of form-group were all absent, would resistance-contact
with regard to the name-group be discerned?
Ananda: No, lord.
The Buddha: If the permutations, signs, themes, & indicators by which
there is a description of name-group & form-group were all absent, would
designation-contact or resistance-contact be discerned?
Ananda: No, lord.
The Buddha: Thus this is a cause, this is a reason, this is an origination,
this is a requisite condition for contact, i.e., name-&:-form.
'From consciousness as a requisite condition comes name-&;-form.' Thus it
has been said. And this is the way to understand how from consciousness as a
requisite condition comes name-&;-form. If consciousness were not to descend
into the mother's womb, would name-&;-form take shape in the womb?
Ananda: No, lord.
The Buddha: If, after descending into the womb, consciousness were to
depart, would name-&:-form be produced for this world?
Ananda: No, lord.
19.4. The Second & Third Truths 375
The Buddha: If the consciousness of the young boy or girl were to be cut
off, would nanie-&:-forni ripen, grow, &: reach maturity?
Ananda: No, lord.
The Buddha: Thus this is a cause, this is a reason, this is an origination,
this is a requisite condition for nanie-&;-forni, i.e., consciousness.
'From name-&;-form as a requisite condition comes consciousness.' Thus
it has been said. And this is the way to understand how from name-&;-form
as a requisite condition comes consciousness. If consciousness were not to
gain a foothold in name-&;-form, would a coming-into-play of the origination
of birth, aging, death, &; stress in the future be discerned?
Ananda: No, lord.
The Buddha: Thus this is a cause, this is a reason, this is an origination,
this is a requisite condition for consciousness, i.e., name-&;-form.
This is the extent to which there is birth, aging, death, passing away,
&; re-arising. This is the extent to which there are means of designation,
expression, & description. This is the extent to which the sphere of dis-
cernment extends, the extent to which the cycle revolves for the manifesting
(discernibility) of this world - i.e., name-&:-form together with consciousness.
- DN 15 [44]
§ 232. It is in dependence on a pair that consciousness comes into play.
And how does consciousness come into play in dependence on a pair? In
dependence on the eye &; forms there arises eye-consciousness. The eye is
inconstant, changeable, of a nature to become otherwise. Forms are incon-
stant, changeable, of a nature to become otherwise. Thus this pair is both
fleeting &; unsettled - inconstant, changeable, of a nature to become oth-
erwise. Eye-consciousness is inconstant, changeable, of a nature to become
otherwise. Whatever is the cause, the requisite condition, for the arising
of eye-consciousness, that is inconstant, changeable, of a nature to become
otherwise. Having arisen in dependence on an inconstant factor, how could
eye-consciousness be constant? (Similarly with the ear, nose, tongue, body,
&; intellect.)
- SN XXXV. 93
§ 233. One attached is unreleased; one unattached is released. Should
consciousness, when taking a stance, stand attached to [a physical] form,
supported by form [as its object], established on form, watered with delight, it
would exhibit growth, increase, <k proliferation. Should consciousness, when
taking a stance, stand attached to feeling... to perception... to fabrications...
376 Chapter 19. Discernment: Right View
it would exhibit growth, increase, & prohferation. Were someone to say, 'I
win describe a coming, a going, a passing away, an arising, a growth, an
increase or a proliferation of consciousness apart from form, from feeling,
from perception, from fabrications,' that would be impossible.
If a monk abandons passion for the property of form... feeling... per-
ception... fabrications... consciousness, then owing to the abandonment of
passion, the support is cut off, and consciousness is unestablished. Conscious-
ness, thus unestablished, not proliferating, not performing any function, is
released. Owing to its release, it stays firm. Owing to its staying firm, it is
contented. Owing to its contentment, it is not agitated. Not agitated, he
[the monk] is totally unbound right within himself. He discerns that, 'Birth
is ended, the holy life fulfilled, the task done. There is nothing further for
this world.'
- SN XXII.53[113]
§ 234. There are these four nutriments for the establishing of beings who
have taken birth or for the support of those in search of a place to be born.
Which four? Physical food, gross or refined; contact as the second, con-
sciousness the third, and intellectual intention the fourth. These are the four
nutriments for the establishing of beings or for the support of those in search
of a place to be born.
Where there is passion, delight, & craving for the nutriment of physi-
cal food, consciousness lands there and grows. Where consciousness lands
and grows, name-&-form alights. Where name-&:-form alights, there is the
growth of fabrications. Where there is the growth of fabrications, there is
the production of renewed becoming in the future. Where there is the pro-
duction of renewed becoming in the future, there is future birth, aging, &
death, together, I tell you, with sorrow, affliction, &; despair.
Just as - when there is dye, lac, yellow orpiment, indigo, or crimson - a
dyer or painter would paint the picture of a woman or a man, complete in all
its parts, on a well-polished panel or wall, or on a piece of cloth; in the same
way, where there is passion, delight, & craving for the nutriment of physical
food, consciousness lands there & grows... together, I tell you, with sorrow,
affliction, & despair.
(Similarly with the other three kinds of nutriment.)
Where there is no passion for nutriment of physical food, where there is no
delight, no craving, then consciousness does not land there or grow... Name-
(fe-form does not alight... There is no growth of fabrications... There is no
19.4. The Second & Third Truths 377
production of renewed becoming in the future. Where there is no production
of renewed becoming in the future, there is no future birth, aging, & death.
That, I tell you, has no sorrow, affliction, or despair.
Just as if there were a roofed house or a roofed hall having windows on
the north, the south, or the east. When the sun rises, and a ray has entered
by way of the window, where does it land?
On the western wall, lord.
And if there is no western wall...?
On the ground, lord.
And if there is no ground...?
On the water, lord.
And if there is no water...?
It does not land, lord.
In the same way, where there is no passion for nutriment of physical
food... consciousness does not land or grow... That, I tell you, has no sorrow,
affliction, or despair.
(Similarly with the other three kinds of nutriment.)
- SN XII.64[108]
§ 235.
Consciousness without feature,
without end,
luminous all around:
Here water, earth, fire, & wind have no footing.
Here long & short
coarse & fine
fair & foul
name & form
are, without remnant,
brought to an end.
From the cessation of [the activity of] consciousness,
each is here brought to an end.
- DN 11 [43]
§ 236.
Where water, earth, fire, & wind have no footing:
There the stars do not shine,
378 Chapter 19. Discernment: Right View
the sun is not visible,
the moon does not appear,
darkness is not found.
And when a sage, an honorable one,
through sagacity
has known [this] for himself,
then from form <k formless,
from pleasure <k pain,
he is freed.
-Ud I.10[60]
§ 237. Then Ven. Ananda, together with a group of monks, went to where
the Blessed One was staying in Palileyyaka, at the root of the Auspicious
Sal Tree, and on arrival, after bowing down to him, sat to one side. As they
were sitting there, the Blessed One instructed, urged, roused, & encouraged
them with a talk on Dhamma.
Then this train of thought appeared in the awareness of one of the monks:
'Now I wonder - knowing in what way, seeing in what way, does one without
delay put an end to the effluents?'
The Blessed One, perceiving with his awareness the train of thought in
the monk's awareness, said to the monks, 'I have analyzed &: taught you the
Dhamma, monks. I have analyzed &: taught you the four frames of reference,
the four right exertions, the four bases of power, the five faculties, the five
strengths, the seven factors for awakening h the noble eightfold path... And
yet still there appears this train of thought in the awareness of one of the
monks: "Now I wonder - knowing in what way, seeing in what way, does one
without delay put an end to the effluents?"
'Well then - knowing in what way, seeing in what way, does one without
delay put an end to the effluents? There is the case where an uninstructed,
run-of-the-mill person... assumes form (the body) to be the self. That as-
sumption is a fabrication. Now what is the cause, what is the origination,
what is the birth, what is the coming-into-existence of that fabrication? To
an uninstructed, run-of-the-mill person, touched by that which is felt born
of contact with ignorance, craving arises. That fabrication is born of that.
And that fabrication is inconstant, fabricated, dependently co-arisen. That
craving... That feeling... That contact... That ignorance is inconstant, fab-
ricated, dependently co-arisen. It is by knowing & seeing in this way that
one without delay puts an end to the effluents.
19.4. The Second & Third Truths 379
'Or he doesn't assume form to be the self, but he assumes the self as
possessing form... form as in the self... self as in form... or feeling to be
the self... the self as possessing feeling... feeling as in the self... self as in
feeling... or perception to be the self... the self as possessing perception...
perception as in the self... self as in perception... or fabrications to be the
self... the self as possessing fabrications... fabrications as in the self... self
as in fabrications... or consciousness to be the self... the self as possessing
consciousness... consciousness as in the self... self as in consciousness.
'Now that assumption is a fabrication. What is the cause... of that fab-
rication? To an uninstructed, run-of-the-mill person, touched by the feeling
born of contact with ignorance, craving arises. That fabrication is born of
that. And that fabrication is inconstant, fabricated, dependently co-arisen.
That craving... That feeling... That contact... That ignorance is inconstant,
fabricated, dependently co-arisen. It is by knowing & seeing in this way that
one without delay puts an end to the effluents.
'Or... he may have a view such as this: "This self is the same as the
cosmos. This I will be after death, constant, lasting, eternal, not subject to
change." This eternalist view is a fabrication... Or... he may have a view
such as this: "I would not be, neither would there be what is mine. I will
not be, neither will there be what is mine." This annihilationist view is a
fabrication... Or... he may be doubtful & uncertain, having come to no
conclusion with regard to the true Dhamma. That doubt, uncertainty, &
coming-to-no-conclusion is a fabrication.
What is the cause... of that fabrication? To an uninstructed, run-of-
the-mill person, touched by what is felt born of contact with ignorance,
craving arises. That fabrication is born of that. And that fabrication is
inconstant, fabricated, dependently co-arisen. That craving... That feeling...
That contact... That ignorance is inconstant, fabricated, dependently co-
arisen. It is by knowing & seeing in this way that one without delay puts an
end to the effluents.
- SN XXII.81[117]
§ 238. The ending of the effluents is for one who knows & sees, I tell you,
not for one who does not know & does not see. For one who knows what &
sees what?. ..'Such is form, such its origination, such its disappearance. Such
is feeling... Such is perception... Such are fabrications... Such is conscious-
ness, such its origination, such its disappearance.' The ending of the effluents
is for one who knows in this way & sees in this way. [§§30; 149; 170; 173;
380 Chapter 19. Discernment: Right View
199-207]
The knowledge of ending in the presence of ending has its prerequisite,
I tell you. It is not without a prerequisite. And what is its prerequisite?
Release... Release has its prerequisite, I tell you. It is not without a pre-
requisite. And what is its prerequisite? Dispassion... Disenchantment...
Knowledge & vision of things as they actually are present... Concentration...
Pleasure... Serenity... Rapture... Joy... Conviction... Stress... Birth... Be-
coming... Clinging... Craving... Feeling... Contact... The six sense media...
Name-&;-form... Consciousness... Fabrications... Fabrications have their pre-
requisite, I tell you. They are not without a prerequisite. And what is their
prerequisite? Ignorance...
Just as when the gods pour rain in heavy drops & crash thunder on
the upper mountains: The water, flowing down along the slopes, fills the
mountain clefts k, rifts &; gullies. When the mountain clefts & rifts h gullies
are full, they fill the little ponds. When the little ponds are full, they fill the
big lakes... the little rivers... the big rivers. When the big rivers are full,
they fill the great ocean. In the same way:
fabrications have ignorance as their prerequisite,
consciousness has fabrications as its prerequisite,
name-&:-form has consciousness as their prerequisite,
the six sense media have name-&:-form as their prerequisite,
contact has the six sense media as its prerequisite,
feeling has contact as its prerequisite,
craving has feeling as its prerequisite,
clinging has craving as its prerequisite,
becoming has clinging as its prerequisite,
birth has becoming as its prerequisite,
stress <k suffering have birth as their prerequisite,
conviction has stress & suffering as its prerequisite,
joy has conviction as its prerequisite,
rapture has joy as its prerequisite,
serenity has rapture as its prerequisite,
pleasure has serenity as its prerequisite,
concentration has pleasure as its prerequisite,
knowledge & vision of things as they actually are present has
concentration as its prerequisite,
disenchantment has knowledge & vision of things as they actually
19.5. The Fourth Truth 381
are present as its prerequisite,
dispassion has disenchantment as its prerequisite,
release has dispassion as its prerequisite,
knowledge of ending has release as its prerequisite.
- SN XII.23[105]
19.5 The Fourth Truth
§ 239. Before my Awakening, when I was just an unawakened Bodhisatta,
the realization came to me: 'How this world has fallen on difficulty! It is
born, it ages, it dies, it falls away & rearises, but it does not discern the
escape from this stress, from this aging & death. when will it discern the
escape from this stress, from this aging & death?'
Then the thought occurred to me, 'Aging & death exist when what ex-
ists? From what as a requisite condition is there aging & death?' From
my appropriate attention there came the breakthrough of discernment: 'Ag-
ing & death exist when birth exists. From birth as a requisite condition
comes aging & death.' Then the thought occurred to me, 'Birth exists when
what exists? From what as a requisite condition comes birth?' From my
appropriate attention there came the breakthrough of discernment: 'Birth
exists when becoming exists. From becoming as a requisite condition comes
birth... 'Name-&;-form exists when what exists? From what as a requisite con-
dition is there name-&;-form?' From my appropriate attention there came the
breakthrough of discernment: 'Name-&;-form exists when consciousness ex-
ists. From consciousness as a requisite condition comes name-&:-form.' Then
the thought occurred to me, 'Consciousness exists when what exists? From
what as a requisite condition comes consciousness?' From my appropriate
attention there came the breakthrough of discernment: 'Consciousness exists
when name-&;-form exists. From name-&:-form as a requisite condition comes
consciousness.'
Then the thought occurred to me, 'This consciousness turns back at name-
(fe-form, and goes no farther. It is to this extent that there is birth, aging,
death, falling away, &; re-arising, i.e., from name-&;-form as a requisite condi-
tion comes consciousness, from consciousness as a requisite condition comes
name-&;-form. From name-&;-form as a requisite condition come the six sense
media... Thus is the origination of this entire mass of stress. Origination,
382 Chapter 19. Discernment: Right View
origination.' Vision arose, clear knowing arose, discernment arose, knowledge
arose, illumination arose within me with regard to things never heard before.
Then the thought occurred to me, 'Aging & death don't exist when what
doesn't exist? From the cessation of what comes the cessation of aging &;
death?' From my appropriate attention there came the breakthrough of
discernment: 'Aging & death don't exist when birth doesn't exist. From
the cessation of birth comes the cessation of aging & death.'... 'Name-&-
form doesn't exist when what doesn't exist? From the cessation of what
comes the cessation of name-&;-form?' From my appropriate attention there
came the breakthrough of discernment: 'Name-&;-form doesn't exist when
consciousness doesn't exist. From the cessation of consciousness comes the
cessation of name-&:-form.' Then the thought occurred to me, 'Consciousness
doesn't exist when what doesn't exist? From the cessation of what comes the
cessation of consciousness?' From my appropriate attention there came the
breakthrough of discernment: 'Consciousness doesn't exist when name-&-
form doesn't exist. From the cessation of name-&;-form comes the cessation
of consciousness.'
The thought occurred to me, 'I have attained this path to awakening, i.e.,
from the cessation of name-&;-form comes the cessation of consciousness, from
the cessation of consciousness comes the cessation of name-&;-form. From the
cessation of name-&;-form comes the cessation of the six sense media... Thus
is the cessation of this entire mass of stress. Cessation, cessation.' Vision
arose, clear knowing arose, discernment arose, knowledge arose, illumination
arose within me with regard to things never heard before.
It is just as if a man, traveling along a wilderness track, were to see
an ancient path, an ancient road, traveled by people of former times. He
would follow it. Following it, he would see an ancient city, an ancient capital
inhabited by people of former times, complete with parks, groves, & ponds,
walled, delightful. He would go to address the king or the king's minister,
saying, 'Sire, you should know that while traveling along a wilderness track
I saw an ancient path... I followed it... I saw an ancient city, an ancient
capital... complete with parks, groves, & ponds, walled, delightful. Sire,
rebuild that city!' The king or king's minister would rebuild the city, so that
at a later date the city would become powerful, rich, & well-populated, fully
grown &; prosperous.
In the same way I saw an ancient path, an ancient road, traveled by
the Rightly Self-awakened Ones of former times. And what is that ancient
path...? Just this noble eightfold path: right view, right aspiration, right
19.5. The Fourth Truth 383
speech, right action, right livelihood, right effort, right mindfuiness, right
concentration... I foifowed that path. Foffowing it, I came to direct knowledge
of aging &: death, direct knowledge of the origination of aging &: death, direct
knowledge of the cessation of aging & death, direct knowledge of the path
leading to the cessation of aging & death. I followed that path. Following
it, I came to direct knowledge of birth... becoming... clinging... craving...
feeling... contact... the six sense media... name-&;-form... consciousness,
direct knowledge of the origination of consciousness, direct knowledge of
the cessation of consciousness, direct knowledge of the path leading to the
cessation of consciousness. I followed that path.
Following it, I came to direct knowledge of fabrications, direct knowledge
of the origination of fabrications, direct knowledge of the cessation of fabri-
cations, direct knowledge of the path leading to the cessation of fabrications.
Knowing that directly, I have revealed it to monks, nuns, male lay follow-
ers & female lay followers, so that this holy life has become powerful, rich,
detailed, well-populated, wide-spread, proclaimed among celestial & human
beings.
- SN XII.65[109]
§ 240. Now at that time Subhadda the Wanderer was staying in Kusinara.
He heard, 'Tonight, in the last watch of the night, the total Unbinding of
Gotama the contemplative will take place.' Then this thought occurred to
him: 'I have heard the elder wanderers, teachers of teachers, saying that
only once in a long, long time do Tathagatas - worthy ones, rightly self-
awakened - appear in the world. Tonight, in the last watch of the night, the
total Unbinding of Gotama the contemplative will take place. Now there is
a doubt that has arisen in me, but I have faith that he could teach me the
Dhamma in such a way that I might abandon that doubt.'
So he went to the Mallan Sal Tree grove and, on arrival, said to Ven.
Ananda, 'I have heard the elder wanderers, teachers of teachers, saying that
only once in a long, long time do Tathagatas - worthy ones, rightly self-
awakened - appear in the world. Tonight, in the last watch of the night, the
total Unbinding of Gotama the contemplative will take place. Now there is
a doubt that has arisen in me, but I have faith that he could teach me the
Dhamma in such a way that I might abandon that doubt. It would be good,
Ven. Ananda, if you would let me see him.'
When this was said, Ven. Ananda said to him, 'Enough, friend Subhadda.
Do not bother the Blessed One. The Blessed One is tired.'
384 Chapter 19. Discernment: Right View
For a second time... For a third time, Subhadda the Wanderer said to
Ven. Ananda, '...It would be good, Ven. Ananda, if you would let me see
him.'
For a third time, Ven. Ananda said to him, 'Enough, friend Subhadda.
Do not bother the Blessed One. The Blessed One is tired.'
Now, the Blessed One heard the exchange between Ven. Ananda & Sub-
hadda the Wanderer, and so he said to Ven. Ananda, 'Enough, Ananda. Do
not stand in his way. Let him see the Tathagata. Whatever he asks me will
all be for the sake of knowledge, and not to be bothersome. And whatever I
answer when asked, he will quickly understand.'
So Ven. Ananda said to Subhadda the Wanderer, 'Go ahead, friend
Subhadda. The Blessed One gives you his leave.'
Then Subhadda went to the Blessed One and exchanged courtesies, and
after the exchange of courtesies sat to one side. As he was sitting there, he
said to the Blessed One, 'Lord, these priests & contemplatives, each with his
group, each with his community, each the teacher of his group, an honored
leader, well-regarded by people at large - i.e., Purana Kassapa, Makkhali
Gosala, Ajita Kesakambalin, Pakudha Kaccayana, Sahjaya Belatthaputta,
(fe the Nigantha Nataputta: Do they all have direct knowledge as they them-
selves claim, or do they all not have direct knowledge, or do some of them
have direct knowledge and some of them not?'
'Enough, Subhadda. Put this question aside. I will teach you the Dhamma.
Listen, and pay close attention. I will speak.'
'Yes, lord,' Subhadda answered, and the Blessed One said, 'In any doc-
trine &; discipline where the noble eightfold path is not found, no contem-
plative of the first... second... third... fourth order [stream-winner, once-
returner, non-returner, or Arahant] is found. But in any doctrine & disci-
pline where the noble eightfold path is found, contemplatives of the first...
second... third... fourth order are found. The noble eightfold path is found
in this doctrine & discipline, and right here there are contemplatives of the
first... second... third... fourth order. Other teachings are empty of knowl-
edgeable contemplatives. And if the monks dwell rightly, this world will not
be empty of Arahants.
At age twenty-nine I went forth,
seeking what might be skillful,
and since my going forth
more than fifty years have past.
19.5. The Fourth Truth 385
Outside of the realm
of methodical Dhamma,
there is no contemplative.
And no contemplative of the second... third... fourth order. Other teachings
are empty of knowledgeable contemplatives. And if the monks dwell rightly,
this world will not be empty of Arahants.'
Then Subhadda the Wanderer said, 'Magnificent, lord, magnificent! Just
as if he were to place upright what was overturned, to reveal what was hidden,
to point out the way to one who was lost, or to carry a lamp into the dark
so that those with eyes could see forms, in the same way has the Blessed
One - through many lines of reasoning - made the Dhamma clear. I go to
the Blessed One for refuge, and to the Dhamma and to the community of
monks. Let me obtain the going forth in the Blessed One's presence, let me
obtain admission.'
'Anyone, Subhadda, who has previously belonged to another sect and
who desires the going forth & admission in this doctrine &; discipline, must
first undergo probation for four months. If, at the end of four months, the
monks feel so moved, they give him the going forth & admit him to the
monk's state. But I know distinctions among individuals in this matter.'
'Lord, if that is so, I am willing to undergo probation for four years. If,
at the end of four years, the monks feel so moved, let them give me the going
forth &: admit me to the monk's state.'
Then the Blessed One said to Ven. Ananda, 'Very well then, Ananda,
give Subhadda the going forth.'
'Yes, lord,' Ananda answered.
Then Subhadda said to Ven. Ananda, 'It is a gain for you, Ananda, a
great gain, that you have been anointed here in the Teacher's presence with
the pupil's anointing.'
Then Subhadda the Wanderer received the going forth & the admission
in the Blessed One's presence. And not long after his admission - dwelling
alone, secluded, heedful, ardent, &: resolute - he in no long time reached &
remained in the supreme goal of the holy life, for which clansmen rightly
go forth from home into homelessness, knowing & realizing it for himself in
the here & now. He knew: 'Birth is ended, the holy life fulfilled, the task
done. There is nothing further for the sake of this world.' And thus Ven.
Subhadda became another one of the Arahants, the last of the Blessed One's
face-to-face disciples.
386 Chapter 19. Discernment: Right View
- DN 16[45]
Glossary
Pali-English
Abhidhamma: (1) In the discourses of the Pali Canon, this term simply
means "higher Dhamma," and a systematic attempt to define the Buddha's
teachings and understand their interrelationships. (2) A later collection of
analytical treatises based on lists of categories drawn from the teachings in
the discourses, added to the Canon several centuries after the Buddha's life.
Arahant: A "worthy one" or "pure one;" a person whose mind is free
of defilement and thus is not destined for further rebirth. A title for the
Buddha and the highest level of his noble disciples.
Asava: Effluent; fermentation. Four qualities - sensuality, views, be-
coming, and ignorance - that "flow out" of the mind and create the flood of
the round of death and rebirth.
Bodhisatta: "A being (striving) for Awakening;" the term used to de-
scribe the Buddha before he actually became Buddha, from his flrst aspi-
ration to Buddhahood until the time of his full Awakening. Sanskrit form:
Bodhisattva.
Deva: Literally, "shining one." An inhabitant of the heavenly realms.
Dhamma: (1) Event; a phenomenon in and of itself; (2) mental quality;
(3) doctrine, teaching; (4) nibbana. Sanskrit form: Dharma.
Hinayana: "Inferior Vehicle," a pejorative term - coined by a group
who called themselves followers of the Mahayana, the "Great Vehicle" -
to denote the path of practice of those who adhered only to the earliest dis-
courses as the word of the Buddha. Hinayanists refused to recognize the later
discourses, composed by the Mahayanists, that claimed to contain teachings
that the Buddha felt were too deep for his flrst generation of disciples, and
which he thus secretly entrusted to underground serpents. The Theravada
school of today is a descendent of the Hinayana.
387
388 Chapter 19. Glossary
Idappaccayata: This/that conditionality. This name for the causal
principle the Buddha discovered on the night of his Awakening emphasizes
the point that, for the purposes of ending suffering and stress, the processes
of causality can be understood entirely in terms of forces and conditions that
are experienced in the realm of direct experience, with no need to refer to
forces operating outside of that realm.
Jhana: Mental absorption. A state of strong concentration focused on a
single sensation or mental notion.
Kamma: Intentional act. Sanskrit form: karma.
Mandala: Microcosmic diagram, used as a power circle and object of
contemplation in the rituals of Tantric Buddhism.
Mara: The personification of evil and temptation.
Nibbana: Literally, the "unbinding" of the mind from passion, aversion,
and delusion, and from the entire round of death and rebirth. As this term
also denotes the extinguishing of a fire, it carries connotations of stilling,
cooling, and peace. "Total nibbana" in some contexts denotes the experience
of Awakening; in others, the final passing away of an arahant. Sanskrit form:
nirvana.
Pali: The canon of texts preserved by the Theravada school and, by
extension, the language in which those texts are composed.
Patimokkha: Basic code of monastic discipline, composed of 227 rules
for monks and 310 for nuns.
Samana: Contemplative. Literally, a person who abandons the conven-
tional obligations of social life in order to find a way of life more "in tune"
(sama) with the ways of nature.
Samsara: Transmigration; the round of death and rebirth.
Sangha: On the conventional (sammati) level, this term denotes the
communities of Buddhist monks and nuns; on the ideal (ariya) level, it de-
notes those followers of the Buddha, lay or ordained, who have attained at
least stream-entry.
Stupa: Originally, a tumulus or burial mound enshrining relics of a holy
person - such as the Buddha - or objects associated with his life. Over
the centuries this has developed into the tall, spired monuments familiar in
temples in Thailand, Sri Lanka, and Burma; and into the pagodas of China,
Korea, and Japan.
Tadi: "Such," an adjective to describe one who has attained the goal. It
indicates that the person's state is indefinable but not subject to change or
influences of any sort.
389
Tathagata: Literally, "one who has become authentic (tatha-agata),"
an epithet used in ancient India for a person who has attained the high-
est religious goal. In Buddhism, it usually denotes the Buddha, although
occasionally it also denotes any of his arahant disciples.
Theravada: The "Teachings of the Elders" - the only one of the early
schools of Buddhism to have survived into the present; currently the domi-
nant form of Buddhism in Thailand, Sri Lanka, and Burma.
Vinaya: The monastic discipline, whose rules and traditions comprise
six volumes in printed text.
English-Pali
Although I have tried to be as consistent as possible in rendering Pali terms
into English, there are a few cases where a single English term will not do
justice to all the meanings of a Pali term. Although the rule of one English
equivalent per one Pali word makes for consistency, any truly bilingual per-
son will know that such a rule can create ludicrous distortions of meaning
in translation. Thus, while I have not consciously used one English term to
translate two different Pali terms, there are cases where I have found it neces-
sary to render a single Pali term with two or more English terms, depending
on context. Citta in some cases is rendered as mind, in others as intent.
Similarly, loka is rendered either as cosmos or world, manas as intellect or
heart, ayatana as medium or sphere, upadana as clinging or sustenance, and
dhamma as phenomenon, quality, or principle.
Also, with some of the Pali terms that play a central role in explaining the
teaching, I have chosen equivalents that do not follow general usage. In the
following list I have indicated these equivalents with asterisks; explanations
for these choices are provided at the end of the list.
acquisition - upadhi
aggregate - khandha
alertness - sampajanna
appropriate attention - yoniso manasikara
Awakening - bodhi
awareness - cetas
becoming - bhava
clear knowing - vijja
clinging - upadana
390 Chapter 19. Glossary
compounded - sankhata
concern - ottappa
conscience - hiri
contemplative - samana
conviction - saddha
cosmos - loka
craving - tanha
dependent co-arising - paticca samuppada
desire - chanda
dimension - ayatana
directed thought - vitakka
discern - pajanati
discernment - panna
discrimination - vimamsa
disenchantment - nibbida
dispassion - viraga
effluent - asava
emptiness - sunnata
evaluation - vicara
fabricated - sankhata
fabrication - sankhara
fetter - sanyojana
frame of reference* - satipatthana
gnosis - anna
good will - metta
heart - manas
inconstant* - anicca
insight - vipassana
intellect - manas
intent - citta
intention - cetana
letting go - vossagga
medium - ayatana
mind - citta
non-fashioning - ataniniayata
not-self - anatta
origination - samudaya
perception - sanna
391
persistence - viriya
pertinent - opanayika
phenomenon - dhamma
prerequisite - upanisa
property - dhatu
quality - dhamma
release - vim,utti
relinquishment - patinissagga
requisite condition - paccaya
resolve - sankappa
self- awakening - sam^bodhi
sensuality - kam^a
skillful - kusala
stream-entry - sotipatti
stress* - dukkha
Such - tadi
sustenance - upadana
theme - nim,itta
this/that conditionality - idappaccayata
tranquillity - sam,atha
transcendent - lokuttara
transmigration - sam,sara
Unbinding* - nihhana
Unfabricated - asankhata
world - loka
Fabrication: Sankhara literally means "putting together," and carries
connotations of jerry-rigged artificiality. It is applied to physical and to men-
tal processes, as well as to the products of those processes. Various English
words have been suggested as renderings for sankhara - such as "formation,"
"determination," "force," and "constructive activity" - but "fabrication,"
in both of its senses, as the process of fabrication and the fabricated things
that result, seems the best equivalent for capturing the connotations as well
as the denotations of the term.
Frame of reference: The literal rendering of satipatthana is "foundation
of mindfulness" or "application of mindfulness," both of which require a
great deal of explanation to make them intelligible in English. However, the
actual function of satipatthana in practice is precisely that of the English
392 Chapter 19. Glossary
idiom, frame of reference. Although adopting this rendering requires some
inconsistency in translating sati - using "reference" here, and "mindfulness"
otherwise - this seems a small price to pay for instant intelligibility in an
otherwise obscure term.
Inconstant: The usual rendering for anicca is "impermanent." However,
the antonym of the term, nicca, carries connotations of constancy and de-
pendability; and as anicca is used to emphasize the point that conditioned
phenomena cannot be depended on to provide true happiness, this seems a
useful rendering for conveying this point.
Stress: The Pali term dukkha, which is traditionally translated in the
commentaries as, "that which is hard to bear," is notorious for having no
truly adequate equivalent in English, but stress - in its basic sense as a strain
on body or mind - seems as close as English can get. In the Canon, dukkha
applies both to physical and to mental phenomena, ranging from the intense
stress of acute anguish or pain to the innate burdensomeness of even the
most subtle mental or physical fabrications.
Unbinding: Because nibbana is used to denote not only the Buddhist
goal, but also the extinguishing of a fire, it is usually rendered as "extin-
guishing" or, even worse, "extinction." However, a study of ancient Indian
views of the workings of fire (see The Mind Like Fire Unbound) will reveal
that people of the Buddha's time felt that a fire, in going out, did not go out
of existence but was simply freed from its agitation and attachment to its
fuel. Thus, when applied to the Buddhist goal, the primary connotation of
nibbana is one of release and liberation. According to the commentaries, the
literal meaning of the word nibbana is "unbinding," and as this is a rare case
where the literal and contextual meanings of a term coincide, this seems to
be the ideal English equivalent.
Indexes
1. Index of Similes
2. Index of Persons
3. Index of Subjects
Index of Similes
Note: Numbers refer to the translated passages (§) from the Canon.
Acrobat: 47
Ancient city: 239
Archer: 173
Baby boy: 61
Ball of saliva: 181
Ball of sealing wax: 142
Banyan tree: 128
Bathman: 150
Beauty queen: 40
Borrowed goods: 138
Bowl of water: 133
Bronze bowl: 57
Butcher: 30
Carpenter: 159
Carpenter's adze: 20
Cat: 157
Chain of bones: 138
Chariot: 150
City made of bones: 140
393
394 Chapter 19. Indexes
Cook: 35
Cowherd: 1
Dream: 138
Drops of water on heated iron pan: 60; 181
Drops of water on lotus leaf: 181
Earth: 180
Elephant: 33; 157; 163
Field: 220
Fire: 97; 180; 207
Fletcher: 59
Footprint of elephant: 79
Fruits of a tree: 138
Goldsmith: 182
Grass torch: 138
Guest house: 112
Hawk and quail: 37
Heated jar: 225
Hen and eggs: 20
House with windows: 234
Impenetrable darkness: 192
Impurities in gold: 132; 160
Insects falling into flame: 135
Iron ball: 68
Island in middle of river: 91
Ivory carver: 64
Ladle in soup: III/A
Leaves in hand: 188
Leper: 139
Light of moon: 79
Lotuses in pond: 150
Lump of flesh: 138
Man going from village to village: 64
Man holding quail: 161
Man in debt: 134
Man in love with woman: 59
Man in prison: 134
Man stabbed by spears: 193
Man standing on tall building: 64
395
Man walking quickly: 159
Man with good eyes: 159; 181
Man wrapped in white cloth: 150
Mirror: 6
Moisture: 220
Monkey trap: 38
Mountain cow: 162
Ocean: I/B; 18; 42
Ocean-going ship: 20
Pain in healthy person: 175
Painted picture: 142; 234
Park: 67
Person reflecting: 150
Pile of dust: 44
Pit of glowing embers: 138
Pool of water: 64; 144; 157
Pot: 108
Potter: 64
Potter's vessels: 19
Puddle in cow's footprint: 144
Puppets: 142
Quail in hand: 161
Rabbit: 157
Raft: 113; 114
Rag in road: 144
Rain of gold coins: 141
Rain on mountains: 125; 238
Reflection of one's face: 58, 64
Ridged roof: 75
River: 131
River Ganges: 13; 49; 90
Road through desolate country: 134
Royal frontier fortress: 73; 99
Sack of grain: 30
Salt crystal: 13
Scented woods: 77
Seed: 184; 220
Shadow: 8
396 Chapter 19. Indexes
Sheaves of reeds: 228
Sick man: 134; 144
Six animals tied together: 39
Slave: 134
Snap of fingers: 181
Sound of drums: 64
Space: 180
Spike of bearded wheat: 109
Spring-fed lake: 150
Stakes for impaling animals: 191
Strong man: 159; 181
Sun ray: 234
Thicket of views: 51
Thoroughbred horse: 177
Tree: 26; 128; 208
Tuft of cotton seed: 68
Turban on fire: 58
Turner: 30
Unbroken colt: 177
Vina: 86
Water: 180
Water jar: 150
Water tank: 150
Wheel of chariot: 8
Wind: 110; 180
Young woman or man: 58; 64; 159
Index of Persons
Note: Numbers refer to the translated passages (§) from the Canon.
Ajita Kesakambalin: 240
Ananda, Ven.: 36; 48 48; 64; 67; 68; 115; 152; 166; 174; 176; 181; 214; 220;
231; 237; 240
Anathapindika: 135; 187
Anuruddha, Ven.: 45; 161; 167
Bodhisatta: 1; 161; 239
Brahma: 124; 177
397
Byagghapajja (TigerPaw): 117
Ciravasi: 209
Dasama: 174
Dhammadinna, Sister: 105; 148; 204; 223
Frying Pan: 47
Gandhabhaka: 209
Gavampati, Ven.: 194
Godha: 116
Indra: 177
Jatila Bhagiya, Sister: 176
Jivaka: 142
Kaccayana, Ven.: 186
Kalamas: 2
Kundaliya: 92
Magandiya: 139
Maha Kassapa, Ven.: 56
Maha Kotthita, Ven.: 201; 228
Maha Moggallana, Ven.: 45; 57; 147
Mahanama: 116
Makkhali Gosala: 240
Mara: 24; 37; 221
Moliyasivaka: 14
Mundika: 61
Nigantha Nataputta: 240
Pancakanga: 61
Paharada: 18
Pajapati: 177
Pakudha Kaccayana: 240
Pancakanga: 61
Purana Kassapa: 240
Rahula, Ven.: 6; 180
Sandha, Ven.: 177
Safijaya Belatthaputta: 240
Sariputta, Ven.: 56; 57; 74; 89; 107; 144; 167; 172; 175; 198; 201; 202; 203;
216; 227; 228
Sona, Ven.: 86
Subha, Sister: 142
Subhadda, Ven.: 240
398 Chapter 19. Indexes
Udayin, Ven.: 60; 175; 176
Uggahamana: 61
Unnabha: 67
Uttiya, Ven.: 27; 99
Vassakara: 152
Visakha: 105; 148; 223
Index of Subjects
Note: Numbers refer to the page numbers from the 1996 prmted edition of
the book; the numbers in parentheses (§) refer to the translated passages
from the Canon.
• Abhidhamma: v, 58, 74, 84, 154
• Ajivakas: 4
• Arahantship: 47, 58, 64, 93 (§34), 175
— attainment of, 68 (§22), 151 (§86), 152 (§88), 253 (§167), 340
— factors leading to, 138, 152, 248ff., 252 (§166)
— qualities of arahant, 135 (§67), 151 (§87), 183 (§106), 188, 232
• Astronomy: 3, 21, 59
• Attention, appropriate (yoniso manasikara): , iv, 23, 28, 29, 29ff.
(§1), 35ff. (§6), 38, 109ff. (§51), 113 (§53), 155ff., 200, 279, 306ff., 308,
337 (§239);
— and discernment, 283;
— and listening to the Dhamma, 192;
— as factor of stream-entry, 140 (§70) ;
— as feeding the factors for Awakening, 158, 165ff. (§§95-96);
— in frames-of-reference practice, 160;
see also Questions, appropriate
399
• Attention, inappropriate: 109ff. (§51) , 158, 165ff (§95), 199 (§125);
— wrong view arising from, 277;
— and nanie-and-forni, 305;
see also Questions, inappropriate
• Awakening, stages of: see Stream-entry, Once-returning, Non-returning,
Arahantship
• Balance in meditation practice: 27, 81, 127, 157, 169 (§97);
— as "tuning" the factors, 107, 117 (§58), 126, 132 (§66), 138, 143
(§74), 150 (§86), 172 (§99);
see also Skill, Feeding/starving, Music theory
• Buddha's Awakening: Iff.;
— Three insights (recollection of past lives, insight into death and
rebirth of beings, and insight into the ending of the effluents), 6,
9, 38;
— Two knowledges (of the regularity of the Dhamma and of Unbind-
ing), 5, 9, 16ff., 39, 44, 64
• Causality: vii;
— linear, llff., 40;
— meditation as mastery of, 10, 18, 77;
— synchronic, llff.;
— Vedic and Samana views of, 4;
see also Non-linearity, This/that conditionality
• Chaos theory: vh, 13, 22, 301;
see also Feedback loops. Holography, Mandelbrot set. Non-linearity,
Scale invariance
400 Chapter 19. Indexes
• Commentaries: v, ix;
— commentarial interpretations of specific terms:
* atapi, 75;
* Dhamma, 194;
* jhana, 224, 248ff.;
* nibbana, 291;
* rebirth, 303
• Concentration: 8, 24, 59, 75ff., 124ff.;
— mastery of, 125, 127;
- noble right concentration, 125, 174ff., 179 (§106), 231, 234 (§150),
250, 262, 307;
— relation to discernment, 155, 174, 226, 255;
- right concentration, 72, 173, 177 (§101), 233ff.;
- wrong concentration, 173, 177 (§101), 227, 273ff. (§152);
see also Jhana
• Consciousness: 23, 42, 290, 292ff. (§197), 298 (§207), 302, 303ff.,
307ff., (314 (§210) , (320 (§218), 321 (§220), 325 (§225), 331 §232
- released from its object, 25, 44, 309ff., 333 (§235)
• Conviction: 39, 137ff., 140ff.(§71, §72, etc.), 173, 188ff. {Section III),
205;
- in kamma, 28, 47ff., 155, 289;
— in the regularity of the Dhamma, 16;
— unshakability of conviction upon stream-entry, 188
• Cosmological mode of awareness: 39ff., 43ff., 156, 159
• Dependent co-arising (paticca samuppada): 8, 10, 23, 42ff., 79,
227, 250, 271, 279, 292, 299ff., 304ff., 318 (§216), 319 (§217);
401
— complexity of, 43, 300ff., 330 (§231);
— critical links to sever, 28 Iff., 307ff.;
— as a guide to appropriate attention, 310
• Dhamma-Vinaya (doctrine & discipline): 9, 19, 190;
see also Vinaya
• Discrimination: defined, 106
• Doubt: 33 (§2), 71 (§25), IfO (§51), 143 (§74), 191, 312 (§209), 326
(§225), 335 (§237), 339 (§240);
see also Conviction (Conviction
• Effluents (asava): 4, 6ff., 32, 43, 109ff. (§51), 124, 130 (§64), 180
(§106), 230, 231, 256 (§173), 305
• Emotion: 78, 263 (§179)
• Entry into emptiness: see Frames-of-reference practice
• Fabricated realm (sankhata): 6, 15, 291, 301;
see also Unfabricated realm
• Faith: see Conviction
• Feedback loops: vii, 11, 14, 22, 43, 281, 300ff.;
— in dependent co-arising, 301, 304ff.;
— in frames-of-reference meditation, 160;
— in the seven sets, 62ff., 136, 138, 176;
— in this/that conditionality, 13, 14, 300;
— involving abandoning craving and knowing, 281;
— involving attention/intention and concentration/discernment, 8;
— involving concentration, equanimity and mindfulness, 159;
— involving ignorance and action, 43
• Feeding/starving the factors: 106, 154,157ff., 165ff. (§96)
402 Chapter 19. Indexes
• Fire imagery: v, 6, 290ff., 303, 311
• Four modes of practice: 147 (§84), 148 (§85)
• Four Noble Truths: 7, 43;
— as categories for analysis, 19, 24, 28, 47, 89 (§30), 159, 191
• Frames-of-reference practice: 45, 72ff. {Section 4-1)',
— first stage (frame of reference), 74, 107, 125, 272;
— second stage (origination and passing away), 77, 106, 107, 127,
157, 229, 272; 282;
— third stage (entry into emptiness), 40, 79, 107, 127, 160, 272; 280,
282;
— following Awakening, 81
• Free will: 13, 42
• Friendship with admirable people: 28, 29, 69 (§23), 113 (§53), 140
(§70), 189, 190, 195 (§115), 196 (§117)
• Generosity: 17, 19, 61, 174, 189ff., 196 (§§120ff.), 278
• Heavens & hells 32, 46, 49ff. (§9), 53 (§11), 130 (§64), 193, 198
(§122), 199 (§124), 202 (§128), 278
see also Kamma
• Holography: vii, 62;
— holographic nature of the seven sets, 155, 175ff.;
see also Chaos theory
• Imponderables (four): 41, 53
• Intention: see Kamma
• Jains: 4, 6ff., 40, 42
403
• Jhana: 114 (§55), 122 (§61), 125, 139 (§69), 140 (§72), 142 (§73), 223ff.
(Section 15.1);
— canonical definition, 31 (§1), 248ff.;
— coninientarial definition, 248ff.;
— mastery of, 225;
— pleasure of, 230ff.;
— relation to discernment, 72, 248ff. {Section 16.1), 255 (§171);
— relation to mindfulness, 72ff., 92 (§33), 94 (§35),
see also Concentration
• Kamma: i, 7ff.;
— and rebirth, 5 Iff.;
— as intention, 8, 23, 28, 51;
— four types of, 39ff., 55ff. (§§16-17);
— present, 55;
— past, 40, 55;
— relation to appropriate attention, 8;
see also Attention, appropriate
• Lokayatans: 4, 21
• Mandelbrot set: 41
• Meditation techniques:
— body sweep, 76;
— breath, 76; 78, 90 (§31), 163 (§93), 224, 22411., 236 (§151), 306;
— kasina, 249;
— loathsomeness, 80, 101 (§45), 102 (§46), 148 (§85), 170 (§98), 269
(§181);
— mastery of, 77;
404 Chapter 19. Indexes
— mental noting, 75;
— mindfulness of death, 146 (§82);
— parts of the body, 80, 85 (§30), 133;
— walking, 239 (§138)
• Metaphysics: 14, 46
• Music theory: 25ff., 59;
— musical analogies to meditation, 138, 150ff. (§86)
• Name-and-form (nama-rupa): 23, 303ff.;
— and consciousness, 42, 309ff.;
— in feedback loops of dependent origination, 306ff.
• Narrative mode of awareness: 39ff., 43ff., 156, 159
• Noble eightfold path: abandoned upon reaching the goal, 175, 186
(§113);
— distinct from the goal, 126, 134 (§67), 173
• Non-fashioning: 9, 25, 64, 79, 139, 160, 173, 232, 263, 265 (§179),
270 (§183), 271ff., 274, 283, 308ff.;
see also Frames-of-reference practice, third stage; Unfabricated realm
• Non-linearity: 11, 24, 40, 42, 300
• Non-returning: 64, 90 (§30), 174, 203 (§130), 230ff., 248ff., 340 (§240)
• Not-self: 70 (§23), 110 (§51), 157, 159, 232, 256 (§172), 280
• Number symbolism: 59
• Once-returning: 64, 174, 340 (§240)
• Patimokkha: 37 (§7), 69 (§23), 71 (§25), 201 (§126)
405
• Phenomenological mode of awareness: 40ff., 107, 156, 159ff., 273
• Phenomenology: vi;
— radical: vi, 40, 43 160
• Present (time): 8, 10, 13;
— as focal point for practice, 15, 19, 26, 40, 61, 302;
— and entry into emptiness, 282ff.;
see also Phenomenological mode of awareness; This/that conditional-
ity; Time
• Pure Abodes: 64;
see also Heavens & hells
• Questions: appropriate, 15511., 191, 306, 310;
— inappropriate, 155, 159, 279, 30411.;
— four types of, 156;
see also Attention, appropriate; Attention, inappropriate;
• Reason: 17
• Refuge: 16, 38, 49 (§9), 105 (§ 48)
• Restraint: 49 (§9), 52 (§11), 6711. (§22), 9811. (§39), 106, 108 (§50),
llOlf., 161 (§92)
• Samana: 3;
— as one "in-tune" with Dhamma, 27, 59;
see also Ajivakas; Jains; Lokayatans
• Sarvastivadin Canon: v, 74
• Scale invariance: vii, 42, 47, 274
406 Chapter 19. Indexes
• Shamanism: 3, 6
• Skill: development of, 7, 105ff., 307;
— mastery of, 22ff., 107, 119ff. (§61), 124, 126,
• Stream-entry: 38, 64, 172ff., 340 (§240)
— factors leading to, 58, 137ff., 140 (§70), 188, 191, 193ff., 231, 248;
— qualities of stream-winner, 140 (§71), 183 (§107), 190, 192, 193ff.
• Sublime attitudes (brahma-vihara): 60, 61, 81;
• Supranormal powers: 124, 127ff., 128 (§64), 133 (§66), 135 (§68),
230, 250
• Survival beyond death: 4
• Thai forest tradition: vi
• This/that conditionality (idappaccayata): 8, 10, 12, 13, 15, 22ff.,
40, 155, 273ff., 281, 283, 300, 319 (§217);
see also Causality
• Time: 8, 10, 300ff.;
— disbanding of, 23;
see also Present; This/that conditionality
• Unbinding: 2, 5ff., 9;
— as health, 16;
— fire imagery of, 6, 311;
— knowledge of, 44ff.;
— of the Buddha, 19;
see also Buddha's Awakening: Two knowledges; Unfabricated realm
407
• Unfabricated realm: 6, 9, 12, 14, 18, 64, 125, 263, 274, 282ff., 301,
310;
— as a separate type of consciousness, 290;
see Fabricated realm; Non-fashioning
• Upanishads: 4
• Veda and Vedists: 3ff., 7, 40
• Vinaya: 19, 84
see also Dhamma-vinaya
• Virtue: 17, 60ff., 178ff. (§§103ff.), 278;
— as foundation for concentration, 59ff.
• Wheel symbolism: 284, 301, 305;
408 Chapter 19. Indexes
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1491 http : //www . accesstoinsight . org/matt/Personal/buddhism/
likef ire/2-4. html.
1501 http : //www . accesstoinsight . org/matt/Personal/buddhism/
likef ire/index . html.
1511 http : //www . accesstoinsight . org/matt/Personal/index . html.
1521 http : //www . accesstoinsight . org/matt/index . html.
1531 http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/la. html.
420 Bibliography
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wings/lb .html.
[155] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2a.html.
[156] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2b.html.
[157] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2c.html.
[158] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2d.html.
[159] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2e .html.
[160] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2f .html.
[161] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2g.html.
[162] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/2h.html.
[163] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3a.html.
[164] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3b .html.
[165] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3c .html.
[166] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/Sd.html.
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wings/3f .html.
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wings/3g.html.
[170] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3h.html.
[171] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3hl .html.
[172] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3h2 .html.
[173] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3h3 . html.
[174] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/3h4.html.
[175] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/abbrev . html.
[176] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/ack . html.
[177] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/glossary . html.
[178] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/indexes . html.
[179] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/intro . html.
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[181] http : //www . accesstoinsight . org/lib/modern/thanissaro/
wings/table . html.
Information about document
• version 1.0 (09/26/2004, MJK)
This version was created from the html version-^ via I^TfrpC. To convert
from html to I^Tg]X the program html2tex'^ was used. The pdf version
of the document was created with the program dvipdfm. I would like to
thank Thanissaro Bhikkhu for writing this very helpful book and John
Bullitt for making it available on the internet.
Things To Do:
1. Replace "dumb" quotes with "smart" quotes
2. Check to make sure all references work
3. Make the links look nicer in the pdf version
4. Clean up minor issues in the ET[]]X version of the book
^http: //www. accesstoinsight . org/lib/modern/thanissaro/wings/index.html
^http: //home .planet .nl/~f aase009/html2tex.html
