M
UBRAR>;
^S-33,b
Digitized by tine Internet Arciiive
in 2007 witii funding from
IVIicrosoft Corporation
littp://www.arcliive.org/details/americanplanofgoOObacoiala
The American Plan
of Government
The Constitution of the United States as
Interpreted by Accepted Authorities
By
Charles W. Bacon, a.b., Harv.
Assisted by
Franklyn S. Morse, a.b., a.m., Harv.
With an Introduction by
George Gordon Battle, m.a., Univ. ofVa.
G. P. Putnam's Sons
New York and London
Ube ttnlchcvbochct f>xc66
1916
Copyright, 191 6
BY
CHARLES W. BACON
Ube ftn(ciierl)ocl!er press, new J^ocli
ISO
THE MEMORY OF
MY FATHER
INTRODUCTION
There come crises to all nations — times when actions
taken or policies adopted will vitally affect the lives of
future generations. At such times men are forced to
think — to go back to fundamentals — to reexamine the
foundations of their institutions. For the United
States this second decade of the twentieth century is a
period of crisis.
The United States Constitution of 191 6 is not the
Constitution of 1789. Outwardly, indeed, save for
seventeen chronologically appended amendments, it is
identical. But in its meaning, in its breadth of applica-
tion, its power of adaptability to the ever increasing
complexity of our national life, it is very different.
A set of rules gains in meaning and in usefulness by
being put into practice. A statute gains its fullest legal
value only when the history of its enactment is known
and there has grown up around it a body of precedent
arising out of cases involving its use and out of decisions
rendered under its provisions and reflecting somewhat
of the personality of the men rendering those decisions.
In like manner, the Constitution of the United States
as it exists today demands for its full understanding,
not the mere reading of the original document, but a
knowledge of the circumstances attending its adoption,
a familiarity with the cases that led to its interpretation
and with the circumstances that resulted in its amend-
vi INTRODUCTION
ment, and an appreciation of the political atmosphere
surrounding those interpretations and amendments.
For the citizen of the United States, loyalty consists
not in devotion to a sovereign, nor to a "fatherland,"
but to an ideal — an abstraction — a law. That ideal,
first stated in the Massachusetts Constitution of 1780
as "a government of laws and not of men, " found its
supreme expression in the United States Constitution
of 1787. In the United States, therefore, government
depends on laws, not laws on government. Both the
Federal and the State governments are merely the
agents to give effect to the laws; all laws, whether
Federal or State, look for their sanction to constitutions
which are but the formulated political ideals of the
sovereign people.
The sovereignty of the people of the United States
dates from the Declaration of Independence of 1776.
That declaration freed the English colonists from all
outside restraint; not a shred of governmental power
remained. Each individual colonist was his own
master — an actual sovereign in possession of all the
natural rights of man. His innate respect for law and
order, an inherited reflex of the centuries of struggle for
constitutional liberty in England, alone kept him from
turning that liberty into license and anarchy.
To such men the desire for an organized government
was instinctive. They promptly exchanged some of
their natural rights for political rights by forming State
governments. The readiness with which they made
the exchange and the obedience they voluntarily gave to
the governments thus established provoked the wonder
of the world. Edmund Burke, speaking in 1775 of the
provisional government set up in Massachusetts after
the suspension of the Royal Charter of that colony
INTRODUCTION vH
by the Massachusetts Government Act of 1774,
said:
"Until very lately all authority in America seemed to
be nothing but an emanation from yours [that of the
British government]. . . . We thought . . . that the
utmost which the discontented colonists could do was
to disturb authority; we never dreamt they could of
themselves supply it. . . . They [the people of
Massachusetts] have formed a government sufficient for
its purposes, without . . . the troublesome formality of
an election. Evident necessity and tacit consent have
done the business in an instant."^
The thirteen State governments thus spontaneously
formed fought out and won the War for Independ-
ence. Evident necessity forced them to act together
through a Continental Congress, the authority of which
rested solely on tacit consent. Each State, however,
claimed full independence and complete sovereignty.
The fact was that each State was at best but semi-
independent, since the separate existence of each had
sprung from, and continued to depend on, the common
action of all — a mutual interdependence that the
exercise of complete sovereignty by the individual
States threatened to disrupt. Accordingly, the States
in their turn voluntarily delegated part of their sovereign
power to a central authority, the United States of
America. Their first attempt at national unity was pe-
culiarly unhappy, the effort having been embodied in the
inadequate Articles of Confederation. Taught by experi-
ence, however, they presently achieved the Constitution
of 1787, which Mr. Gladstone was later to characterize
as "the most remarkable document ever struck forth
at one time by the brain and purpose of man." "
I Speech on Conciliation, § 45.
viii INTRODUCTION
Mr. Bryce in his American Commonwealth^ ascribes
its excellence to four causes: (i) the acquaintance of
the members of the Federal Convention with the
English Constitution; (2) their study of Montesquieu's
treatise on the Spirit of Laws; (3) their familiarity with
the preparation and operation of written State constitu-
tions; and (4) their knowledge of the English common
law principle that an act done by an official or by a law-
making body without legal warrant is void. To these
positive sources there should be added a fifth — the re-
cent experience of the Constitution makers with the
unworkable Articles of Confederation. They knew the
physical strain of being legislators by day and members
of executive committees at night. Therefore, in the new
Constitution they made separate and distinct the three
departments of government : the legislature, the execu-
tive, and the judiciary. They remembered the humilia-
tion of issuing orders and making requisitions which
they were powerless to enforce. Therefore they caused
the new Constitution to state emphatically: "The
Congress shall have power. " They had seen how both
State and national interests had suffered through an
illogical system of representation in a single house in
which each State had but one vote though it could send
to Congress as many delegates as it chose or none at all
if it so wished. Therefore they devised a legislature of
two houses with a definite, though different, system of
representation in each.
It is a noteworthy fact that in the struggles attending
the framing of the Constitution in the Federal Conven-
tion no vital principle was sacrificed in the compromises
that had to be made. Two of the concessions made
were trifling and, as it proved, temporary, while the
« Chapter 3.
INTRODUCTION ix
gains made possible by them were valuable and lasting.
By agreeing to count only three-fifths of the slaves, the
great principle of representation in the People's House
of Congress in proportion to population was gained.
By allowing the importation of negroes until 1808, there
accrued to Congress the control of commerce. The
third compromise, the giving of aU the States equal
representation in the States' House of Congress,
although adopted to win the assent of the smaller
States, is one of the great distinctive features of our
plan of government.
Since 1789, the United States Constitution has de-
veloped in two ways : by addition and amendment and
by judicial interpretation and construction of law.
Both of these processes have, in their operation, been
subject to the modifying influence of changes in pre-
vailing political ideals.
Of such var5ring governmental tendencies three
phases have been distinguished. The first has been
called the aristocratic tendency, which prevailed from
1 789 to 1 857. This period was marked by distrust of the
people, who could not vote directly for President or for
Senators. It was typified by George Washington, an
aristocrat. Socially, its representatives were the
Southern planters and the no less aristocratic Northern
merchants. Economically, it emphasized property
rights. The second tendency, which prevailed from
1857 to the latter part of the century, for want of a
better name may be called the plutocratic tendency.
It manifested itself in great industrial development,
in the formation of "trusts," in the building up of
great railroad systems, and in the restraint of trade,
with attendant financial disturbances and contests be-
tween capital and labor. Politically, it was the age
X INTRODUCTION
of the "boss." Govemmentally, it was marked by
the preponderance of Congress. The third may be
called the democratic tendency. It is the age of the
Interstate Commerce Commission and the Sherman
"Anti-Trust" law for economic protection, and of
Civil Service regulations and commission plans of city
government for administrative betterment. Increasing
confidence in the political judgment of the people is
shown by the popular election of Senators and by such
methods of direct legislation as the initiative and the
referendum. Govemmentally, the age exalts the Ex-
ecutive Department of the Federal Government, for
the President is the only representative of all the people.
The development of the Constitution by amendment
shows three phases. The first deals with the rights of
citizens of States as against the United States, and
includes Amendments i-ii. The second deals with
the citizens of the United States and their rights as
against the States, and includes Amendments 13, 14,
and 15. The third deals with administrative changes
and includes Amendments 12, 16, and 17. Viewed as
to their relation to the original Constitution these
seventeen amendments fall into two classes — additions
and changes. The additions include Amendments i-io,
II, 13-15. The I2th, i6th, and 17th Amendments,
on the contrary, are changes, dealing respectively with
the choosing of the President and Vice-President, the
levying of Federal taxes, and the election of Senators.
More important than the growth of the Constitution
by amendment has been its development through its
use as a standard of legislative, executive, and judicial
action. To be able to use the Constitution as such a
standard, its very nature as well as the meaning of its
various phrases must be understood.
INTRODUCTION xi
Almost Immediately after the adoption of the Con-
stitution a controversy arose as to its nature. One
party held that it had created an indissoluble union, a
nation; the other that it was only a compact between
sovereign States, As time went on, this constitutional
issue became complicated by the economic and moral
questions involved in slavery. The Constitution
tacitly recognized slavery as a State institution.
In 1787, slavery existed, but was dying out in both
the North and the South. The invention of the
cotton gin in 1791, however, caused the revival of
slavery and made the South ar agricultural section,
opposed to a protective tariff. The strife grew in-
creasingly bitter, with the extension of slavery as the
burning question. Did the United States have the
right to regulate a State institution? This issue of
national versus State sovereignty came finally in 1861
to the arbitrament of arms on the question of secession.
The War between the States, which settled the con-
stitutional, economic, and moral questions involved in
slavery, decided that the Constitution had created an
indissoluble union.
The meaning of the Constitution as a document rests
on judicial interpretation and construction of law.
Acts of executive officers, laws passed by Congress, and
many of those passed by State legislatures are likely,
sooner or later, to be challenged as to their constitu-
tionality. When such a case arises, the justices of the
Supreme Court are given an opportunity to interpret
some part of the Constitution. Many phrases in the
Constitution have not yet been thus interpreted because
no cases have arisen involving their meaning.
The United States Government has frequently had
to act in ways that would not seem warranted by a
xii INTRODUCTION
strict interpretation of the Constitution. In such cases
the doctrine of impHed powers is put forward in justifi-
cation. In 1 79 1, Alexander Hamilton urged Congress
to charter a Bank of the United States to handle the
funds of the government. His friends of the Federalist
party at once became Uberal constructionists of the
Constitution, holding that the power to create a bank
was implied. On the other hand, the State rights party-
became literal constructionists, opposing the bank
because the word "bank" did not appear in the Con-
stitution. The latter party was forced to abandon its
attitude of strict interpretation of the Constitution
when, in 1803, its leader, Thomas Jefferson, purchased
Louisiana from France. Jefferson personally believed
that the purchase was unconstitutional, although he
acquiesced in Albert Gallatin's justification of it as an
exercise of the treaty-making power, which also serves
as the justification of all subsequent additions of
territory to the United States. There are other in-
stances of the extension of the power of the Federal
Government through a liberal interpretation of the
Constitution: among them, the control of navigable
waters, of railroad rates, and of corporations as exten-
sions of the power to control commerce; and the issue
of paper money during the War between the States as
a means of national defence.
The story of the origin of the Constitution and of its
interpretation by the courts is told in The American
Plan of Government. This book shows how a plan of
government adopted 127 years ago to give the people
of thirteen little republics a central government strong
enough to protect them from internal dissension and
foreign aggression has been found sufficient for the
management of the business of a nation which uses
INTRODUCTION xiii
commercial and industrial machinery not dreamed of
in the constitution-making era.
No similar book is in existence.
Commentaries upon the Constitution are either
profound studies of historical development or un-
wieldy compendiums in which groups of legal decisions
are summarized for the use of lawyers in search
of precedents. This book gives the reader the
real meaning of the Constitution, a meaning which
cannot be obtained by reading the original document
because a collection of rules cannot be understood
except by reference to cases in which they have been
enforced.
The two great popular books on our government are
De Tocqueville's Democracy in America written by a
Frenchman in 1830 and Bryce's American Common-
wealth by an Englishman in 1888. The one is a glowing
treatise on ideals of popular government, illustrated by
governmental conditions in the United States. The
other is an elaborate comparison of American institu-
tions with the English method of government. The
American Plan of Government, on the contrary, shows
what our plan of government actually is by quoting
the words of legal decisions which are precedents for
future action when the meaning and purpose of our
political institutions shall be in doubt.
Geo. Gordon Battle.
New York, May, 1916.
PREFATORY NOTE
The judicial decisions quoted in this book may be
found in the published reports of the Federal and State
Courts of appellate jurisdiction. These reports are in
all well-equipped law libraries and in many public
libraries.
Court decisions were originally collected and pub-
lished by volunteer reporters as a business enterprise.
These reporters considered themselves authors and
therefore put forth their books under their own names.
For example, A. J. Dallas published Dallas' Reports,
here referred to as "Dallas' Rep.," which include the
decisions of the Pennsylvania Courts from 1754 to 1788
and the first adjudications of the Supreme Court of the
United States. Again, William Johnson published as
Johnson's Reports, here called "Johnson's (N. Y.) Rep.,"
the decisions of the highest New York Court from 1799
to 1823. The eariier decisions of the courts of Massa-
chusetts were reported by Ephraim Williams, "with
references and notes by a gentleman of the bar."
From 1822 to 1837, however, Octavius Pickering
published Pickering's Reports of cases argued in the
Massachusetts courts.
The modem practise is to publish the reports of the
Supreme Court of the United States in the United
States Reports, and those of the Federal Circuit Court of
Appeals, Circuit Courts and District Courts in the
Federal Reporter. Likewise, the reports of the courts
of each State are published under the name of the State.
xvi PREFATORY NOTE
Thus the titles Massachusetts Reports and Pennsylvania
State Reports signify that the volumes so named contain
decisions of the Supreme Judicial Court of Massa-
chusetts and of the Supreme Court of Pennsylvania
respectively ; the Illinois Reports record the proceedings
of the Illinois Supreme Court, and the Illinois Appellate
Reports, those of the Illinois Appellate Courts.
In The American Plan of Government an effort has
been made to present the facts in the more important
cases in which our courts have given decisions upon
points involving the interpretation and explanation of
the provisions of the Constitution of the United States.
This is not easy. A case which seems most significant to
one person may not carry equal importance to the mind
of another. Indeed, it has been said that while the
justices of our highest courts usually can agree upon
principles of law, they often differ widely in their
inferences from the facts presented by the cases upon
appeal before them.
I have not attempted to state the outcome of all the
cases which are cited in this book. For the most part,
the statement of facts has been followed only by that
part of the decision that dealt with the constitutional
question involved.
Much of the material used in the preparation of this
book was gathered for use in a series of lectures upon
the Constitution of the United States, delivered in the
New York City Public Lecture Courses under the
superintendence of Dr. Henry M. Leipziger. I take
this opporttmity to express my obligation to him for
suggestions and encouragement.
I wish also to express my thanks to my valued
friend, Mr. George Gordon Battle, who has contributed
the introduction to this book. I have been helped
PREFATORY NOTE xvii
greatly by his thoughtful suggestions upon Federal
questions.
My friend and collaborator, Mr. Franklyn S. Morse,
has contributed much toward the making of this book.
It has been bettered by his careful and painstaking
literary criticism and by his skilful presentation of
American history from the angle of judicial decision.
Charles W. Bacon.
New York, May, 1916.
CONTENTS
PART I.
THE MAKING OF THE CONSTITUTION.
CHAPTER
I. — Constitutional Growth in the Colo-
nial Era
II. — Constitutional Growth in the Revo-
lutionary Era . . . .II
PART II.
NATURE OF THE PREAMBLE.
III. — The People of the United States . 25
IV. — Purposes of the Constitution . . 29
PART III.
ORGANIZATION OF THE FEDERAL CONGRESS.
V. — The Senate and House of Representa-
tives ...... 39
VI. — The Senate of the United States . 61
VII. — The Congress as a Legislature . 70
PART IV.
LEGISLATIVE GOVERNMENT IN THE UNITED STATES.
VIII. — Powers of Congress : The Money Power 87
XX CONTENTS
CHAPTBK PAGB
IX. — Powers of Congress: The Power to
Regulate Commerce . . .103
X. — Powers of Congress: Powers to Fos-
ter Commerce . . . . .124
XI. — Powers of Congress: Powers to Pro-
tect Commerce . . . .146
XII. — Powers of Congress: Power to Con-
trol THE Instrumentalities of Gov-
ernment ...... 162
XIII. — Powers of Congress: Power to En-
force THE Constitution . . .166
PART V.
LIMITATIONS UPON LEGISLATIVE GOVERNMENT IN THE
UNITED STATES— RIGHTS GUARANTEED BY THE CON-
STITUTION AND ITS AMENDMENTS.
XIV. — Rights of the States and their Citizens
against the United States as Enumer-
ated IN THE Original Constitution . 175
XV. — Rights of the United States and its
Citizens against the States . .198
XVI. — Rights of the States and their Citi-
zens against the United States as
Enumerated in Amendments I-X . 237
XVII. — Rights of the Citizens of the United
States against the States and the
Nation 289
CONTENTS xxi
PART VI.
EXECUTIVE GOVERNMENT IN THE UNITED STATES.
CHAPTER PACK
XVIII. — The Chief Executive Officer . , 303
XIX. — The Chief Executive Office . .317
PART VII.
JUDICIAL GOVERNMENT IN THE UNITED STATES.
XX. — The Grant of Judicial Power . . 349
XXI. — ^Jurisdiction of Courts of the United
States 356
XXII. — Criminal Procedure in the Federal
Courts 393
PART VIII.
THE FEDERAL COMPACT.
XXIII. — Considerations of the Agreement of
Union ...... 413
XXIV. — Stipulations of the Agreement of
Union 447
Index 465
PARTI
The Making of the Constitution
CHAPTER I
CONSTITUTIONAL GROWTH IN THE COLONIAL ERA
Colonial Constitutions. Virginia, founded in 1607,
had, under the provisions of its charter of 1609, a law-
making body, called the General Assembly or House of
Burgesses. The " Foure Great and Generall Courts of
the Governor and Company of the Mattachusetts Bay
in New England" were authorized to be held every
year imder that colony's charter of 1628. Connecticut
had an assembly of free men under its colonial charter
of 1662, which was retained as the State constitution
until 1 8 1 8. North Carolina had its House of Commons.
Rhode Island had its law-making body under the charter
which Charles the Second had granted to Roger Williams
and others in 1663, and which also served as a State
constitution imtil 1843. Each of the other colonies
had its own legislative body. Every Englishman in
Colonial America held stoutly that his local assembly
stood in exactly the same relation to the King of Eng-
land as did the parliament of the Kingdom. This claim
was set forth in the following words in Resolution IV
of the Declaration of Rights made by the First Conti-
nental Congress in 1774:
That the foundation of English liberty, and of all free gov-
ernment, is a right in the people to participate in their
legislative council; and as the English colonists are not
represented, and from their local and other circumstances,
3 .
4 AMERICAN PLAN OF GOVERNMENT
cannot properly be represented in the British parliament,
they are entitled to a free and exclusive power of legis-
lation in their several provincial legislatures, where their
right of representation can alone be preserved, in all cases
of taxation and internal polity, subject only to the negative
of their sovereign, in such manner as has been heretofore
used and accustomed. — Resolution IV. of Bill of Rights of
the First Continental Congress.
The United Colonies of New England. The colonists
of New England soon discovered the need of united ac-
tion both against the Indians, and more importantly,
against the Dutchmen at New Amsterdam and Fort
Orange (New York and Albany), who claimed all the ter-
ritory west of the Connecticut River and north of the
Delaware. A league of mutual protection, therefore,
was made in 1643 by the colonies of New Plymouth,
Massachusetts Bay, Connecticut, and New Haven,
under the name of "The United Colonies of New Eng-
land." This confederation had many of the functions
of a nation. It had a general council of two commis-
sioners from each colony, which met once every year
"to hear, examine, weigh, and determine all affairs of
war, or peace, leagues, aydes, charges, and numbers of
men for war, division of spoyles, or whatsoever is gotten
by conquest, receiving of more confederates, or Planta-
tions into Combination with any of these Confederates,
and all things of like nature, which are the proper con-
comitants, or consequences of such a Confederation,
for amity, offence, and defense, not intermeddling with
the Government of any of the Jurisdictions, which, by
the third Article, is preserved intirely to themselves."
The New England Confederation exercised these na-
tional functions and was a sovereign nation in every-
thing except the name for nearly twenty years. After
MAKING OF THE CONSTITUTION 5
the English conquest of New Netherland, in 1664, it
gradually lost its importance. The organization was
kept up, however, by occasional meetings of the com-
missioners until 1684.
The Albany Conference of 1754- The colonists did
not again feel the need for concerted action until the
middle of the eighteenth century, when it became un-
certain whether France or England was to control
America. The French had a powerful colony in Canada
and a string of military posts from Fort Duquesne,
where Pittsbiu"gh is now located, along the Ohio River
and down the Mississippi to its mouth. They were
allied with many of the most powerful Indian tribes of
the great hinterland of America. The contest between
France and Great Britain for colonial supremacy, already
begun in India, soon took form in America in an effort
on the part of the French to conquer New England and
New York, whose harbors, free from ice all the year,
were of immense commercial value. In 1754, during
a crisis in this struggle for the mastery of a continent,
a conference was held at Albany, at which delegates
from all the northern colonies deliberated upon the
means of protection against their enemies. Benjamin
Franklin, a delegate from Pennsylvania, suggested a
general union of all the colonies of English America
under a president to be appointed by the British crown
and a council representing the different provinces.
The plan did not develop into a national reality be-
cause the southern colonies were not willing to share
the expense of defending the northern colonies. Never-
theless the Albany Conference is important in that it
produced a plan for the establishment of an American
nation. The idea of American nationality had been
bom.
6 AMERICAN PLAN OF GOVERNMENT
The Stamp Act Congress. When the French had been
driven out of Canada at the end of the French and
Indian War, it seems to have occurred to British states-
men that the American colonies might property be
taxed in return for the protection they had received.
The colonists believed that the home government was
really under an obligation to them for services rendered.
There was riotous indignation when parliament, in
March, 1765, enacted the Stamp Tax law, which imposed
taxes upon vellum, parchment, or paper used for licenses
to carry on special businesses, wills, deeds of real estate,
pleadings in suits at law, and other legal documents.
The colonists said and believed that the preamble or
introductory statement in the act to the effect that it
was necessary to raise the money in order to protect
the colonies, was a mere subterfuge. They saw in
this tax only an attempt by the parliament of Great
Britain to usurp a taxing power which belonged
solely to the assemblies of the different colonies.
Massachusetts, Rhode Island, Connecticut, New York,
New Jersey, Pennsylvania, Delaware, Maryland, and
South Carolina sent delegations to the Stamp Act
Congress, which met at New York in October, 1765,
to protest "that the people oj these colonies are not, and,
from their local circumstances, cannot be, represented
in the House of Commons in Great Britain," and "that
the only representatives of the people of these colonies
are persons chosen therein by themselves, and that no
taxes ever have been, or can be, constitutionally im-
posed on them, but by their respective legislatures."
Thus the idea of a possible American nation, which
may have been in the minds of the members of the
Albany Conference, grew rapidly in the ten following
years into the conception of an American political body
MAKING OF THE CONSTITUTION 7
— the people of the colonies — a phrase restated nearly a
quarter of a century later, possibly by accident, in the
preamble of the more famous document, the Constitu-
tion: "We, the People of the United States."
The protest of the Stamp Act Congress was followed
by the repeal of the obnoxious measure; and for a time
everything was peaceful and harmonious between the
mother country and the colonies. Unluckily, however,
the British parliament, in 1767, enacted a law to make
"a more certain and adequate provision for defraying
the charge of the administration of justice, and the
support of civil government" in the colonies, by levying
taxes on glass, lead, painter's colors, tea, and paper,
imported from Great Britain into any of the colonies.
The stamp tax had been opposed by the colonists
because it had imposed taxes which, like the internaf
revenue taxes of the present day, were to be collected
directly from the people. The British statesmen who
proposed the new measure, thought that it would not
be objectionable because the taxes were to be levied
on goods brought from England, which the colonists
would not have to buy if they did not wish. The
colonists did not see it in that light. They objected
very generally to any taxing laws enacted by parlia-
ment, and particularly to a taxing law, which, by pro-
viding royal governors and judges with salaries not
granted by the colonial legislatures, would make those
officials altogether too independent.
Committees of Correspondence. Colonial opposition,
centering at length upon the tea tax, culminated in the
Boston "Tea Party," at which cargoes of tea were
dumped into the waters of Boston harbor. Parlia-
ment, as thoroughly angry as a body corporate ever
can be, forthwith punished the offending New England
8 AMERICAN PLAN OF GOVERNMENT
metropolis by enacting the Boston Port BUI which pro-
hibited vessels from discharging or taking on cargoes at
its wharves. Two months afterward, parliament made
the British government more hated, if that were possi-
ble, by passing the Massachusetts Government Act,
which reduced the richest and most populous com-
munity in New England to the condition of a conquered
province. On the same day, by the Administration of
Justice Act, the same body revived a statute which
had been enacted in the reign of Henry the Eighth
for the trial in England of treasons committed abroad.
This statute when first adopted had been intended to
prevent government officers from abusing their powers
in distant places. It was now revived to frighten
Otis and Hancock, Quincy and the Adamses into
holding their tongues from protest against tyranny.
The only effect of all this was the organization in
each colony of a Committee of Correspondence,
which made a special business of keeping alive the
agitation against the measures which parliament had
adopted.
The First Continental Congress. On June 17, 1774,
the Massachusetts House of Representatives resolved
that a meeting of these Committees of Correspondence
was highly expedient and necessary "to consult upon
the present state of the colonies, . . . and to deliberate
and determine upon wise and proper measures . . .
for the recovery and estabhshment of their just rights
and liberties, civil and religious, and the restora-
tion of union and harmony between Great Britain
and the colonies." The Committees which met at
Philadelphia in September, 1774, in pursuance of this
call, constituted the First Continental Congress. Dele-
gates were present from all the colonies except
MAKING OF THE CONSTITUTION 9
Georgia. The members voted that "the Congress
do confine themselves, at present, to the considera-
tion of such rights as have been infringed by acts of
the British ParHament since the year 1763," and there-
upon adopted a set of resolutions commonly called the
Bill of Rights. In this docimient they denounced as
"impolitic, unjust, and cruel, as well as unconstitutional,
and most dangerous and destructive of American
rights," the following: The Boston Port Bill, the
Massachusetts Government Act, the Administration
of Justice Act, and the Quebec Act, which, much to
the indignation of all the colonies, had closed the Mis-
sissippi valley against settlement. Although no word
indicating a desire for independent existence is to be
found in the whole document, it was evident that
there was an American nation which intended to
have its rights or know the reason why.
Provincial Governments. Events moved rapidly from
this time. Massachusetts established a Provincial
Congress in October, 1774. The battles of Lexington
and Bunker Hill were fought in April and June, 1775.
General Washington took command of the Continental
army at Cambridge and began the siege of Boston,
which surrendered to his masterly strategy in March,
1776. In August, 1775, the American provinces were
declared by royal proclamation to be in a state of
rebellion. Royal governors and judges everywhere
took to their heels, and in the twinkling of an eye, the
authority of King George the Third vanished from
his once loyal colonies. Makeshift governments of one
kind or another were set up by the provincials that
had been deserted by royal officials who were bound
by oath and in honor to uphold the law. These
governments, if they may be so called, sent delega-
10 AMERICAN PLAN OF GOVERNMENT
tions to the Second Continental Congress, which pub-
lished to the world the Declaration of Independence
by "the Representatives of the united States of
America, in General Congress, Assembled."
CHAPTER II
CONSTITUTIONAL GROWTH IN THE REVOLUTIONARY ERA
Declaration of Independence. The announcement,
published to the world by the founders of the United
States of America, declares, "That these United Colo-
nies are, and of Right ought to be. Free and Inde-
pendent States." By it, the United Colonies were
transformed from dependencies of Great Britain into
States. A new nation then and there was added to the
world's family of nations.
A State of the United States. The United States and
the States of which it is composed, were created at
the same moment. The States had existed as colonies.
The United States had existed before the Declaration of
Independence only in so far as all the colonies had been
bound together by common interests.
The thirteen States, which were established before
the Constitution was adopted, still claim the rights
which they gained and held in the first era of indepen-
dence. Nevertheless, each of them owes its statehood
to the joint act of all. What this statehood is, was
explained by District Judge Parker in his opinion in the
case of Ex Parte Morgan,^ as follows:
Without stopping to inquire as to the different mean-
ings of the word "State," we find that it has a definite,
fixed, certain, legal meaning in this country and under our
' 20 Federal Rep., 298.
II
12 AMERICAN PLAN OF GOVERNMENT
form of government. It had acquired this meaning when
the Constitution was adopted, and this is the one which
must be attached to it when used in that instrument or in
laws of Congress. What is that meaning? It means one
of the commonwealths or political bodies of the American
Union, and which, under the Constitution, stand in certain
specified relations to the national government, and are in-
vested as commonwealths with full power, in their several
spheres, over all matters not expressly inhibited.
The Nation of the United States. The United States
was born into the world at the same moment as its com-
ponent States. The united action of the States in
declaring their independence created the United States.
No one knows just what might have been the powers of
the original nation, if it had stayed where the Declara-
tion of Independence put it. We do know, however,
that it would have had the powers of a nation. The
meaning of that word was given by the Supreme Court
of the United States in the opinion of Justice Brown in
the case of Montoya vs. United States^ in the following
words:
The word "nation" as ordinarily used presupposes or
implies an independence of any other sovereign power
more or less absolute, an organized government, recognized
officials, a system of laws, definite boundaries and the
power to enter into negotiations with other nations.
The Continental Congress. The United States is,
perhaps, the only nation which ever fought out and won
a great war without any government worthy of the
name. The Declaration of Independence was the notice
which it served upon other nations that it had assumed
* i8o U. S. Rep., 261.
MAKING OF THE CONSTITUTION 13
the position of a sovereign power. This declaration of
sovereignty was made good in the campaigns which,
so far as serious fighting was concerned, ended with the
surrender of Yorktown in 1 781, though the final treaty
of peace was not signed until two years afterward.
From July 4, 1776, until May 2, 1781, the United States,
under the direction of a Congress composed of delegates
from as many of the thirteen States as were willing to
pay their expenses and salaries, carried on a continen-
tal war, established a navy, negotiated treaties of com-
merce and alliance, borrowed money, issued paper
currency, and erected coiurts of admiralty which
judged conflicting claims to prizes made by American
ships of war. The States were as independent of each
other and of the United States as they were of the
rest of the world. Each State could send to the Con-
gress as many delegates as it chose ; but it could cast
only one vote, and nothing could be done without the
unanimous vote of all the States. Even the unanimous
vote of all the States imposed no obligation which a
State government could be forced to recognize.
Everything depended upon the honor and good will of
the local authorities, on which little reliance could be
placed. It is a fact that the Revolutionary War was
fought from beginning to end on credit, and the mys-
tery of it is that credit was extended to a nation so
loosely organized.
The Articles of Confederation. On Jime 11, 1776,
four days after the question whether the colonies
shoiild declare their independence was first taken up,
the Continental Congress resolved that "a committee
be appointed to prepare and digest the form of a con-
federation to be entered into between these colonies."
This committee framed the scheme of government called
14 . AMERICAN PLAN OF GOVERNMENT
the "Articles of Confederation," which was ratified
by eleven States in 1778, by Delaware in 1779, and
by Maryland in 1781, thus going into effect five years
after the nation had been founded. The Articles of
Confederation created a league of States, each of which
retained "its sovereignty, freedom and independence,
and every power, jurisdiction and right, which is not
. . . expressly delegated to the United States, in Con-
gress assembled." It stated a number of rights and
powers which the nation was to have, but did not pro-
vide any means of making those rights and powers
good against a State which did not obey its orders.
For example, all expenses "incurred for the common
defence or general welfare" were to be defrayed out
of a common treasury which was to be supplied by the
States in proportion to the value of their lands, build-
ings, and improvements. This meant that Congress
could call on each State to pay its fair share of the
cost of the government. Unluckily it did not mean
that Congress could send a tax collector into a default-
ing State and collect by force what might be due to
the national government.
Notwithstanding the adoption of the articles was a
great step in the direction of a permanent form of gov-
ernment among the States, experience soon developed the
fact that they were inadequate for the purposes of the Union
and failed to meet the requirements of the times, or the
necessities of the government. They conferred but little
power upon Congress. A general listlessness seemed to
pervade that body for a number of years, and it appears
to have been weak and ineffectual.^
As each State paid its own delegates in Congress, the
smaller the number the less expense. Oftentimes a State
' Watson, On the Constitution, vol. i., p. 31.
MAKING OF THE CONSTITUTION 15
would have no representative. The Treaty of Peace
between the Colonies and Great Britain, which was
signed September 3, 1783, and which marked the close
of the Revolution, could not be ratified until January 14,
1784, because of the absence of so many representatives,
and then there were but twenty-three members present.
In April, 1783, there were present twenty-five members from
eleven States, nine being represented by two each. Three
members — therefore one-eighth of the whole — could nega-
tive any important measure.*
Edmund Randolph, afterward President Washing-
ton's Attorney-General, said in substance in one of his
addresses in the Constitutional Convention:
The Confederation was made in the infancy of the science
of constituting, when the inefficiency of requisition was
unknown; when no commercial discord had arisen among
the States; . . . when no foreign debts were urgent; when
the havoc of paper money had not been foreseen; when
treaties had not been violated; and when nothing better
would have been conceded by States jealous of their
sovereignty.
But it offered no security against foreign invasion, for
Congress could neither prevent nor conduct a war; nor
punish infractions of treaties or of the law of nations; nor
control particular States from provoking war. The federal
government had no constitutional power to check a
quarrel between separate States; nor to suppress a rebellion
in any one of them; nor to establish a productive impost; nor
to counteract the commercial regulations of other nations;
nor to defend itself against the encroachments of the
States.'
' Andrews, Manual of the Constitution, p. 38.
•Madison's Journal, Albert Scott & Co., Chicago, 1893, pp. 59, 60.
i6 AMERICAN PLAN OF GOVERNMENT
Ordinance of lySy. The one supreme achievement
of the Confederation was the adoption on July 13,
1787, by the Confederate Congress of "An ordinance
for the government of the territory northwest of the
river Ohio." This instrument of government recog-
nized the supreme power of the United States over
its own landed property. It gave the territorial legis-
lature power to enact laws which should not violate a
number of well-defined political principles that are set
forth in an enumeration of the rights of the inhabitants
of the territory. It is the first American national
document which declared unreservedly that neither
slavery nor involuntary servitude should exist, other-
wise than in the punishment of crime. ^
The Constitution of the United States. On January 2 1 ,
1787, the Congress of the Confederation adopted the
following resolution which had been introduced by
Rufus King, a delegate from Massachusetts, who after-
ward was one of the first two United States Senators
from New York :
Resolved: That it is expedient that on the second
Monday in May next, a convention of delegates, who shall
have been appointed by the several States, be held at
Philadelphia, for the sole and express purpose of revising
the Articles of Confederation, and reporting to Congress
and the several legislatures such alterations and provisions
therein, as shall, when agreed to in Congress and con-
firmed by the States, render the Federal Constitution
adequate to the exigencies of government and the preserva-
tion of the Union. *
The different State legislatures appointed delegates,
giving them authority to take part in the Convention,
» Ordinance of 1787, Article vi. "4 Journals of Congress, 724.
MAKING OF THE CONSTITUTION 17
which began its sittings on May 25, 1787, and ad-
journed on September 17, 1787, after having framed
what Mr. Gladstone once called "the most remarkable
document ever struck forth at a given time by the brain
and ptu-pose of man."
In 1793, John Jay, the first Chief Justice of the
United States, in the opinion which he rendered in
the great case of Chisholm vs. Georgia, ^ explained the
position which this instrument of government occupies
among American institutions. He said:
All the country now possessed by the United States was
then a part of the dominions appertaining to the crown of
Great Britain. Every acre of land in this country was
then [prior to the Revolution] held mediately or im-
mediately by grants from that crown. All the people of
this country were then subjects of the King of Great Bri-
tain, and owed allegiance to him ; and all the civil authority
then existing or exercised here, flowed from the head of the
British empire. They were in a strict sense fellow sub-
jects and in a variety of respects one people. . . . The
revolution, or rather the declaration of independence, found
the people already united for general purposes, and at the
same time providing for their more domestic concerns
by State conventions and other temporary arrangements.
From the crown of Great Britain, the . sovereignty of
their country passed to the people of it; and it was then
not an uncommon opinion that the unappropriated lands
which belonged to that crown, passed not to the peo-
ple of the colony or State within whose limits they were
situated, but to the whole people. . . .
The people nevertheless continued to consider them-
selves, in a national point of view, as one people ; and they
continued, without interruption, to manage their national
concerns accordingly ; afterwards, in the hurry of the war
» 2 Dallas' Rep., 470.
a
18 AMERICAN PLAN OF GOVERNMENT
and in the warmth of mutual confidence, they made a
confederation of the States the basis of a general govern-
ment. Experience disappointed the expectations they had
formed from it; and then the people, in their collective
and national capacity, established the present Constitution.
It is remarkable that in establishing it, the people exercised
their own rights and their own proper sovereignty, and,
conscious of the plenitude of it, they declared with be-
coming dignity, "We, the people of the United States, do
ordain and establish this Constitution." Here we see the
people acting as sovereigns of the whole country, and, in
the language of sovereignty, establishing a Constitution
by which it was their will that the State governments
should be bound, and to which the State constitutions
should be made to conform.
Every State constitution is a compact made by and
between the citizens of a State to govern themselves in a
certain manner; and the Constitution of the United States
is likewise a compact, made by the people of the United
States to govern themselves as to general objects, in a
certain manner.
William Paterson, one of the earlier justices of the
national Supreme Coiirt, gave in the case of Van
Home vs. Dorrance,^ tried in 1790, a definition of the
word "Constitution," which is particularly important
because it points out the difference between the People's
Law and the laws of legislatures. He said :
What is a Constitution? It is a form of government de-
lineated by the mighty hand of the people, in which certain
first principles of fundamental laws are established. The
Constitution is certain and fixed ; it contains the permanent
will of the people, and is the supreme law of the land ; it is
paramount to the power of the legislatiure, and can be re-
* 2 Dallas' Rep., 304.
MAKING OF THE CONSTITUTION 19
voked or altered only by the authority that made it. The
life-giving principle and the death-doing stroke must pro-
ceed from the same hand. What are the legislatures?
Creatures of the Constitution ; they owe their existence to
the Constitution; they derive their powers from the Con-
stitution. It is their commission; and, therefore, all their
acts must be conformable to it, or else they will be void.
The Constitution is the work or will of the people them-
selves, in their original, sovereign, and unlimited capacity.
Law is the work or will of the legislature in their derivative
or subordinate capacity. The one is the work of the Crea-
tor, the other of the creature.
The Amended Constitution of the United States. The
People's Law of the United States now consists of the
written plan of government prepared by the Convention
of 1787 and seventeen amendments which have been
added under the provisions of the amending clause.
The first ten amendments, usually called the Bill
of Rights, state in separate articles as additions to
the Constitution, the rights, privileges, and immunities
of citizens of the States.
The Eleventh and Twelfth Amendments limit the
power of the Federal courts in actions against States
and correct the defects in an impossible plan of choosing
Presidents and Vice-Presidents of the United States.
The three amendments adopted at the close of the
Civil War are additions to the Constitution rather
than alterations.
The Sixteenth Amendment permits national taxation
of incomes derived from any source, including real estate.
The Seventeenth Amendment provides for the elec-
tion of United States Senators by the people instead
of by State legislatiures.
20 AMERICAN PLAN OF GOVERNMENT
This book deals with the Constitution and its
amendments in logical, rather than in chronological,
order. The Constitution has been changed from time
to time as needs have arisen, but the order in which
those needs have arisen has been purely accidental.
The purpose here is to insert these amendments in the
places where they logically belong so that the reader
can more easily gain a comprehensive view of the
Constitution as it is.
It presents the Constitution as it has been interpreted
and explained by the courts and by commentators of
established reputation. The court decisions referred
to may be found in any well-equipped law library.
The titles of such decisions mostly explain themselves.
It may be well, however, to note that such titles as
Johnson vs. Smith, applied to a lawsuit tried before a
jury, inform the world that some person named
Johnson is suing some other person named Smith. A
similar title applied to a decision of the Supreme
Court of the United States would mean that "Johnson,"
having lost his case in the coiirt where it was first tried,
has asked the higher court to examine the record of
that trial and set the judgment aside because wrong-
fully rendered. The titles Ex Parte Johnson, In re
Johnson, or Matter oj Johnson, indicate that somebody
named Johnson has asked a court to examine into pro-
ceedings which affect his personal interests. If, for
instance, an imprisoned person thinks he has been
wrongfully put in jail, his proper course is to ask the
courts to order him released. The petition to the judge
in such a case is entitled ^^Ex Parte,"" or "/w re," or
*^ Matter of.'' A person who believes that he has lost
some of his rights as a citizen through the unlawful
acts of a pubHc official can gain the attention of the
_MAKING OF THE CONSTITUTION 21
courts in a proceeding in the name of the State or of the
United States upon a statement signed by him. Such
a proceeding, for example, might be entitled The Peo-
ple oj the State of New York, Ex rel. (on the relation of)
Johnson, against John Smith, Police Commissioner, etc.
In a Federal case, the title would be United States of
America, Ex rel. Johnson. Cases against certain things,
such as ships, or articles of merchandise forfeited be-
cause of attempts to defraud the revenue, are known
as actions in rem, which means "against a thing." The
owners of vessels coming to our harbors are unknown
to those who may supply them with provisions and
other articles. Hence the law holds the ships responsi-
ble. The owners of goods which have been smuggled
through the custom-house are seldom known. Therefore
the action of forfeiture is brought against the goods
which are to be forfeited.
PART II
Nature of the Preamble
23
CHAPTER III
THE PEOPLE OF THE UNITED STATES
The opening paragraph of the Constitution is usu-
ally called the Preamble, which means preface or in-
troduction, because it states the purposes for which
our government was estabhshed. It does not give the
national government any rights or powers at all. The
Supreme Court so ruled in the case of Jacohson vs.
Massachusetts,^ in which the point was made that a
State law compelling people to be vaccinated as a
preventive treatment against smallpox was unconstitu-
tional because it tended to subvert and defeat a pur-
pose of the Constitution of the United States. Justice
Harlan said:
Although that Preamble [of the Constitution of the
United States] indicates the general purposes for which
the people ordained and established the Constitution, it
has never been regarded as the source of any substantive
power conferred on the Government of the United States
or on any of its Departments. Such powers embrace
only those expressly granted in the body of the Constitu-
tion and such as may be implied from those so granted.
Although, therefore, one of the declared objects of the
Constitution was to secure the blessings of liberty to all
under the sovereign jurisdiction and authority of the
United States, no power can be exerted to that end by
' 197 U. S. Rep., II.
25
26 AMERICAN PLAN OF GOVERNMENT
the United States, unless, apart from the Preamble, it be
found in some express delegation of power or in some power
to be properly implied therefrom.
We, the People of the United States, in Order to
form a more perfect Union, establish Justice, insure
domestic Tranquility, provide for the common defence,
promote the general Welfare, and secure the Blessings
of Liberty to ourselves and our Posterity, do ordain
and establish this Constitution for the United States
of America.
We, the People of the United States. The phrase, ' ' We,
the People of the United States," has made the United
States a nation instead of a mere league of friendship
between a number of independent States. "With the
strictest propriety, . . . classical and political," said
Justice James Wilson of the national Supreme Court
in his opinion in the great case of Chisholm vs. Georgia, *
**our national scene opens with the most magnificent
object which the nation could present. *The People
of the United States* are the first personages intro-
duced. Who were those people? They were the
citizens of thirteen States, each of which had a
separate Constitution and government, and all of
which were connected together by Articles of Con-
federation."
According to the first census, the free popiilation of
the States of the United States in 1790, just after the
Constitution went into effect, was about 3,250,000.
Of these, 2,345,844 were of English origin. There were
188,589 Scotch people and 44,273 Irish. The Dutch,
most of whom lived in New York, numbered 56,623.
» 2_Dallas' Rep., 419.
NATURE OF THE PREAMBLE 27
There were 156,457 Germans, 13,384 French, 1,243
Hebrews, and 3,835 of other nationalities.*
There was also at this time a negro population
of 757,181, the great majority being inhabitants of
Delaware and States farther south. Slavery had nearly
died out in New England and was rapidly disappearing
in the Middle States; but in the South almost all the
colored people were slaves.* Whether or not these
negroes were part of the people of the United States
was an open question which was not judicially answered
until 1857.
The great case of Dred Scott vs. Sanford^ involved
the vaHdity of a law made by Congress in 1820 and
called the Missouri Compromise Act because it settled
in part the dispute over the admission of Missotui to
the Union as a slave State. This act, which remained
in force imtil 1854, provided that after the admission
of Missouri, slavery should be excluded from all States
formed out of the rest of the Louisiana Purchase, north
of the parallel of 36° 30'.
In 1834, Dred Scott, a negro slave owned by an
army surgeon, was taken by his master to a miUtary
post in the State of IlHnois, which had been carved
out of the Northwest Territory and admitted to the
Union as a free State in 18 18. Two years later, the
negro was taken to a place on the west bank of the Mis-
sissippi in what is now the State of Iowa. This place
was north of 36° 30' — the dead line of slavery. A few
years afterward, having been brought to Missouri, a
slave State, he brought an action for his freedom
against his master's widow in the courts of that State,
' A Century of Population Growth in the United States, 1790-1900,
p. 116. Government Printing Office, Washington, D. C, 1909.
» Ibid., p. 83. » 19 Howard's Rep., 393, 404.
28 AMERICAN PLAN OF GOVERNMENT
claiming that his residence in a free State and a free
Territory had given him his Hberty. This case was
decided against him in the highest State court.
Meanwhile he had been purchased by a New York
man named Sanf ord. This gave him a chance, provided
he were a citizen, to bring another suit for his freedom
in the national courts, which, imder the judiciary clause
of the Constitution, have power to decide cases between
citizens of different States. In 1856, the case reached
the national Supreme Cotirt, which decided that
negroes never had been and never could be citizens of
the United States; that they were not among those
who are meant by the phrase, "The People of the
United States," as used in the Preamble. This decision
was referred four years later to the battlefield, where
it was finally determined that the descendants of the
colored people who were here in 1790 and all others
who came afterward should be reckoned as people of
the United States.
In defining the phrase, Chief Justice Taney, who
wrote the opinion of the Court, said:
The words ' ' people of the United States " and "Citizens "
are synonymous terms and mean the same thing. They
both describe the political body who, according to our
republican institutions, form the sovereignty, and who
hold the power and conduct the government through their
representatives. They are what we familiarly call the
"Sovereign people," and every citizen is one of this peo-
ple, and a constituent member of this sovereignty.
CHAPTER IV
PURPOSES OF THE CONSTITUTION
In Order to form a more perfect Union. Under the
Confederation, the States seem to have done what
they could to show the world that the United States was
lacking in everything which makes nationality worth
while. "Flushed with the enjoyment of sovereign
power [the States] increased instead of diminishing
measures incompatible with their relations to the
Federal government."* New York and Pennsylvania,
which had good, deep-water harbors, levied customs
duties on merchandise going to New Jersey, which had
none. Virginia and South Carolina exploited North
Carolina in the same way. There was every chance
that the young nation would break up unless a more
perfect union could be made.
The new Constitution established that more perfect
tmion. The Supreme Court so declared in its decision
of the case of Teocas vs. White.'
In 1 85 1, the United States had paid over to the
State of Texas five million dollars in United States five
per cent, bonds in settlement of a disputed boundary
claim. A few of these bonds were in the treasury of
the State of Texas when the Civil War began in 186 1.
» Madison's Journal, Intro., p. 34. Albert Scott & Co., Chicago,
1894.
» 7 Wallace's Rep., 700.
29
30 AMERICAN PLAN OF GOVERNMENT
In January, 1862, after Texas had seceded, the State
legislature authorized the sale of these bonds to provide
funds for the military purposes of the Confederate
States. In March, 1865, after the collapse of the Con-
federacy, but before the actual close of the Civil War,
one hundred and thirty-five of these bonds of a par
value of $135,000 were delivered to Mr. White, one of
the defendants in this case, pursuant to a contract of
sale, and he in turn sold and delivered these bonds to
other persons. In 1866, a Texas State Convention
adopted an ordinance authorizing a lawsuit for the
recovery of these bonds or their value, and the governor
brought action against Mr. White for that purpose.
The question which the Supreme Court of the United
States had to decide was whether the State of Texas
ever had authorized the sale of the bonds. The Court
sustained the demand of the governor on the ground
that the Confederate State government which had
authorized the sale of the bonds, had had no valid or
legal existence, and had been able to do no valid or
legal act, such as authorizing a sale of State property,
because it had been arrayed in arms against the more
perfect Union created by the Constitution. Chief
Justice Salmon P. Chase said :
The Union of the States never was a purely artificial and
arbitrary relation. It began among the Colonies and grew
out of common origin, mutual sympathies, kindred princi-
ples, similar interests, and geographical relations. It was
confirmed and strengthened by the necessities of war, and
received definite form, and character, and sanction from
the Articles of Confederation. By these, the Union was
solemnly declared to "be perpetual." And when these
Articles were found to be inadequate to the exigencies of
the country, the Constitution was ordained "to form a
NATURE OF THE PREAMBLE 31
more perfect Union." It is difficult to convey the idea of
indissoluble unity more clearly than by these words.
What can be indissoluble, if a perpetual Union, made more
perfect, is not?
In order to ... establish Justice. "Another de-
clared object [of the Constitution]," said James Wilson,
a justice of the Supreme Court, in the case of Chisholm
vs. Georgia,^ "is 'to establish justice.* This points, in
a particular manner, to a judicial authority."
In order to . . . insure domestic Tranquility. The
members of the Constitutional Convention were well
aware that Massachusetts had been obliged, only a
few months before, to deal single-handed and alone
with Shay's Rebellion. The Confederation had not
helped or offered to help, because it had no power to
interfere in the internal troubles of any State. Hence
the Constitution makers were under a boimden duty
to give to the new government power to keep the
peace in a State. It was lucky they included this
purpose, because the Whiskey Rebellion in Western
Pennsylvania, an organized protest against the internal
revenue tax on whiskey, which broke out in 1794, would
have spread along the back country from New York
to Georgia if the Federal Government had not had
power "to insure domestic tranquility." Also, the
clauses of the Constitution which made this purpose ef-
fective, gave President Lincoln and Congress power to
take measures to restore domestic tranquillity in the
Southern States which attempted to secede in 1861.
In order to . . . provide for the common defence. The
old plan of government also had failed in this: whereas
the Articles of Confederation had provided only that
» 2 Dallas' Rep., 419.
32 AMERICAN PLAN OF GOVERNMENT
each of the States should pay its proportionate share
of the expenses of defense against foreign attacks, no
method of compelling a State to pay its part of the
cost had been provided. The Constitution makers
knew how much this defect had meant. Many of them
had served in the Continental Congress during the Re-
volution and could remember that the States, with few
exceptions, either had been slow in providing their
quotas of men and supplies, or had failed altogether
to obey the requisitions made upon them.
Our government really was on trial imtil it had
survived the rude test of the Civil War. Other nations
were not sure that the Federal Union which had been
created to meet the emergencies of the Httle United
States of 1787, would stand the strain when nearly a
compact half of the States of the greater Union of 1861
wanted to break it up. It stood the test mainly because
the statesmen of that era found in the Constitution
some national powers available for the common defense,
which the framers of that instrument did not grant in
specific words to the central government. One of the
most important of these discoveries was the power to
issue paper money in order to meet the expense of the
common defense of the nation.
In order to . . . promote the general Welfare. There
had been fairly good times during the Revolution
because the people were united by a common danger
and were inclined to deal fairly with one another. There
had been little or no competition from abroad and a
few simple industries had been established and were
prosperous. After the war was over, things were dif-
ferent. Each of the States asserted its rights by mak-
ing it almost impossible for outsiders to trade with its
citizens. Foreign governments imposed ruinous port
NATURE OP THE PREAMBLE 33
duties upon American goods, and foreign merchants
flooded our markets with manufactures at prices which
American producers cotild not meet. "While London
merchants enjoyed the benefits of free trade with the
States, American oil was taxed £18 per ton and tobacco
16 pence a pound in Liverpool."^ It was quite gener-
ally agreed that the Confederation had been a failure,
because under it the "united States in Congress as-
sembled" had had no control over the States in com-
mercial matters. That being the case, the natural thing
to do was to give the new central government all powers
needful for the regtilation of foreign and domestic
commerce.
Among the first acts of the first administration of
President Washington was the negotiation of a com-
mercial treaty with Great Britain, which seems to have
been a little, but not much, better than nothing, and
a customs revenue law which imposed protective duties
on goods imported from foreign countries. The treaty
and the law were regulations of commerce with a
foreign country and were consistent with the Constitu-
tion. Some of the States, however, were incHned to
try out conclusions with the nation, if a way could be
found; for the power to regulate commerce by tariff
legislation cut into the revenue-raising powers of the
local governments. Maryland, for example, soon after
the beginning of the nineteenth centiuy enacted a law
which required all importers of foreign articles to pay
an annual license fee. A Baltimore merchant who had
imported merchandise without a license was tried and
convicted on a charge of misdemeanor. He took his
case to the United States Supreme Court on the ground
* McMaster's History of the People of the United States, vol. i., pp.
346, 248.
3
34 AMERICAN PLAN OF GOVERNMENT
that the Maryland law was unconstitutional. The
Supreme Court, thereupon, ruled that a State law im-
posing any restriction upon dealing in imported goods
is a regulation of commerce with foreign nations which
no State has power to make, that power, by the Con-
stitution, being vested for the general welfare in the
United States. This was the case of Brown vs. Mary-
land. ' Chief Justice Marshall said in part :
The oppressed and degraded state of commerce previ-
ous to the adoption of the Constitution can scarcely be
forgotten. It was regulated by foreign nations with a
single view to their own interests; and our disunited
efforts to counteract their restrictions were rendered im-
potent by want of combination. Congress, indeed, posses-
sed the power of making treaties; but the inability of
the federal government to enforce them had become so
apparent as to render that power in a great degree useless.
Those who felt the injury arising from this state of things,
and those who were capable of estimating the influence of
commerce on the prosperity of nations, perceived the
necessity of giving the control over this important sub-
ject to a single government. It may be doubted whether
any of the evils proceeding from the feebleness of the
federal government contributed more to that great revolu-
tion which introduced the present system, than the deep
and general conviction that commerce ought to be regulated
by Congress.
In order to . . . secure the Blessings of Liberty to
ourselves and our Posterity. The right to life has been
defined as the right to live, to marry, and govern the
home, without interference; the right to liberty, as
the right to do and believe at will; and the right to
the pursuit of happiness as the right to earn a living
' 12 Wheaton's Rep., 419.
NATURE OF THE PREAMBLE 35
in the way each man likes best. In this sentence in
the Preamble, the Constitution makers announced that
the instrument of government they were creating had
for one of its objects the preservation of these blessings
of liberty. Elsewhere in the Constitution, they made
provision for a few of the rights of the States and of the
citizens of the States. The people of the United States
added to the Constitution ten amendments, known as
the Bill of Rights, which prohibit the national govern-
ment from interfering with the "blessings of liberty."
The "blessings of liberty" thus secured to the peo-
ple of the United States by their fundamental law, were
explained by the Supreme Court in the case of Allgeyer
vs. Louisiana. ^ This case hinged upon the constitution-
ality of a Louisiana statute which prohibited all persons
from doing in that State any act placing insurance on
property in any marine insurance company which had
not complied with certain State regulations concerning
such companies. Allgeyer & Co. had mailed a letter
to the Atlantic Insurance Company of New York,
advising them that a shipment of cotton had been
made in accordance with the terms of an open marine
policy which it had issued. The Supreme Court of
Louisiana said that this was a violation of the statute.
The jBrm carried the case to the Supreme Court at
Washington on the ground that the State law was
unconstitutional in that it deprived them of their liberty
without due process of law. And the Supreme Court
agreed with them. Justice Peckham, in giving the
decision, defined the word "liberty" as follows:
The Supreme Court of Louisiana says that the act of
writing within that State, the letter of notification, was an
' 165 U. S. Rep., 578.
36 AMERICAN PLAN OF GOVERNMENT
act therein done to effect an insurance on property then in
the State, in a marine insurance company which had not
complied with its laws, and such an act was, therefore,
prohibited by the statute. As so construed we think the
statute is a violation of the Fourteenth Amendment of the
Federal Constitution, in that it deprives the defendants
of their liberty without due process of law. The statute
which forbids such an act does not become due process of
law, because it is inconsistent with the provisions of the
Constitution of the Union. The liberty mentioned in
that amendment means not only the right of the citizen
to be free from the mere physical restraint of his person,
as by incarceration, but the term is deemed to embrace the
right of the citizen to be free in the enjoyment of all his
faculties; to be free to use them in all lawful ways; to live
and work where he will ; to earn his livelihood by any law-
ful calling; to pursue any livelihood or avocation, and for
that purpose to enter into all contracts which may be pro-
per, necessary, and essential to his carrying out to a suc-
cessful conclusion the purposes above mentioned.
PART III
Organization of the Federal Congress
37
CHAPTER V
THE SENATE AND HOUSE OF REPRESENTATIVES
Art. I., Sec. i. All legislative Powers herein granted
shall be vested in a Congress of the United States,
which shall consist of a Senate and House of Represen-
tatives.
The word "Congress" was first applied to the meet-
ing at New York, in 1765, of representatives from the
provinces of Massachusetts, Rhode Island, Connecticut,
New York, New Jersey, Pennsylvania, Delaware, Mary-
land, and South Carolina, to protest against the Stamp
Act. The First Continental Congress began its ses-
sions at Philadelphia on September 5, 1774. The Second
Continental Congress assembled in the same place on
May 10, 1775. The Declaration of Independence re-
fers to the "Representatives of the united States of
America in General Congress assembled" and the Arti-
cles of Confederation speaks of the "United States of
America in Congress assembled." It was natural, there-
fore, when the framers of the Constitution met in Con-
vention that the term "Congress" should be inserted
in the Constitution as representing the legislative branch
of the government of the United States; but prior to
that time, it was a comparatively new term in the his-
tory of legislation. *
'Summarized from Watson, On the Constitution, vol. i., p. 122.
Chicago, Callaghan & Co., 1910.
39
40 AMERICAN PLAN OP GOVERNMENT
"Free government," said Judge Vann of the New
York Court of Appeals in his opinion in the case of
Matter of Davies,^ "consists of three departments, each
with distinct and independent powers, designed to
operate as a check upon those of the other two co-
ordinate branches. The legislative department makes
the laws, while the executive executes and the judiciary
construes and appUes them. Each department is con-
fined to its own functions and can neither encroach
upon nor be made subordinate to those of another
without violating the fundamental principle of a re-
publican form of government."
Congress cannot make any law which is not au-
thorized by some clause of the People's Law. In
Hayburn*s Case,' a woimded Revolutionary soldier
asked the Federal Circuit Cotu-t of Pennsylvania to
examine into his claims to a pension imder the pro-
visions of an Act of Congress which declared that the
circuit courts of the United States should act as
pension examining boards. The court to which this
application was made refused to perform the duties
imposed by this act on the grotmd that Congress had
no power under the Constitution to make a law re-
quiring the courts to perform duties, which are admini-
strative, not judicial, in character, and sent a letter to
President Washington, in which the judges explained
that the Constitution does not authorize Congress to
pass a law imder which a judicial body is to perform
an executive function. They said:
Congress have lately passed an act to regulate, among
other things, "the claims to invalid pensions." Upon due
consideration, we have been unanimously of opinion, that
' i68 New York Rep., 89, loi. ' 2 Dallas' Rep., 411.
ORGANIZATION OF FEDERAL CONGRESS 41
under this act, the Circuit Court held for the Pennsylvania
District could not proceed: . . . Because the business di-
rected by this act is not of a judicial nature. It forms no
part of the power vested by the Constitution in the courts
of the United States ; the Circuit Court must consequently
have proceeded without constitutional authority.
Art. I., Sec. 2, The House of Representatives shall
be composed of Members chosen every second Year
by the People of the several States, and the Electors
in each State shall have the Qualifications requisite
for Electors of the most numerous Branch of the State
Legislature.
The two-year term of members of the House of Re-
presentatives was the result of a compromise in the
Constitutional Convention. The delegates who thought
members ought not to sit more than one year had to
admit that such a term would be too short in the case
of members from Georgia, some of whom would not
have undertaken the six weeks' joimiey from Savannah
to Philadelphia if they had had to return ten months
later to stand for reelection. Those who thought a
longer term of oflBce desirable had to agree that a mem-
ber wotild be less likely to disregard the wishes of his
constituents if he knew that he would have to ask for
their votes within two years.
By the People of the several States. The People of
the United States, by whom members of the House
of Representatives are chosen, are the citizens of the
States of the United States. This rule was established
by the Supreme Court, in 1857, in the case of Dred
Scott vs. Sanford. *
' 19 Howard's Rep., 393. See above.
42 AMERICAN PLAN OP GOVERNMENT
Fourteenth Amendment. Sec. i. (In part.) All
persons bom or naturalized in the United States,
and subject to the jurisdiction thereof, are citizens
of the United States and of the State wherein they
reside.
The Fotirteenth Amendment, adopted in 1868, in-
creased the number of the "People of the United States "
by making all persons, including negroes, born or na-
turalized here and under this jurisdiction, citizens of
the United States and of the States in which they
reside. The condition of colored people under the law
had been imdefined. In some States, they had been
citizens. In others, where slavery had prevailed, they
had been classed with domestic animals.
And the Electors in each State shall have the Qualifica-
tions requisite for Electors of the most numerous Branch
of the State Legislature. Each State fixes the qualifica-
tions of the voters who choose the members of the most
numerous branch of its legislature and the Constitution
declares that those voters shall be electors of members
of the National House of Representatives. The Con-
stitution does not give the States any right or power
to control elections of members of Congress. The Su-
preme Coiurt passed upon this very question in the
case of Ex Parte Yarbrough.^ Jasper Yarbrough and
seven others had been found guilty in the United States
Court of Georgia upon indictments which charged them
with having intimidated and otherwise prevented one
Berry Saimders, a negro citizen, from voting at an elec-
tion for member of Congress. They immediately pe-
titioned the Supreme Court to order their release under
a writ of habeas corpus on the groimd that Congress
'no U.S. Rep., 651.
ORGANIZATION OF FEDERAL CONGRESS 43
had no power to enact the law regiilating State elec-
tions at which representatives in Congress were chosen.
Their contention was that such power vested exclusively
in the States, which, under this clause, fix the qualifica-
tions of electors of the most numerous branch of the
State legislature, who were thereby qualified for voting
at elections of members of Congress. Justice Miller,
who delivered the opinion of the Court, said:
The States in prescribing the qualifications of voters
for the most numerous branch of their own legislatures,
do not do this with reference to the election of members of
Congress. Nor can they prescribe the qualification for
voters for those eo nomine. They define who are to vote
for the popular branch of their own legislature, and the
Constitution of the United States says the same persons
shall vote for members of Congress in that State. It
adopts the qualification thus furnished, as the qualification
of its own electors for members of Congress.
Art. I., Sec. 2. (Continued.) No Person shall be a
Representative who shall not have attained to the
Age of twenty-five Years, and have been seven Years a
Citizen of the United States, and who shall not, when
elected, be an Inhabitant of that State in which he
shall be chosen.
No Person shall he a Representative. In the case of
Minor vs. Happersett,^ the Supreme Court decided
that no woman can sit in the House of Representatives.
On October 15, 1872, Mrs. Virginia Minor, a native
bom, free, white citizen of Missouri, over twenty-one
years of age, applied to one Happersett, the local re-
gistrar of voters, to register her as a lawful voter. He
' 21 Wallace's Reo.. id't.
ERRATUM
Page 43, 6th line from foot, after the word "decided" add
[in effect].
44 AMERICAN PLAN OF GOVERNMENT
refused on the ground that she was not a "male citizen
of the United States." She sued him for damages.
The State court gave judgment in his favor. The case
then was taken to the Supreme Court of the United
States on the ground that Mrs. Minor, as a native
born citizen of the United States, had, under the Con-
stitution as changed by the Fourteenth Amendment,
the privilege of voting, which the State of Missouri was
forbidden to abridge. Obviously, if a female person
were entitled to the suffrage, she would be a person
who could be a representative in Congress. Chief
Justice Waite said:
Being unanimously of the opinion that the Constitution
of the United States does not confer the right of suffrage
upon any one, and that the constitutions and laws of the
several States which commit that trust to men alone are
not necessarily void, we afl&rm the [State court] judgment.
Who shall not have attained to the Age of twenty-five
Years. No person can sit as a member of the House
of Representatives imtil he is twenty-five years old.
He cannot take the oath of office while imder this age
limit.
In the case of Smith vs. Brown,^ which was heard
before the House Committee on Elections in 1868, it
appeared that Mr. Brown was under twenty-five when
elected. He did not take his seat, however, tmtil the
second session of the Congress to which he had been
elected. He was then over the constitutional age and
his right to membership was admitted.
And been seven Years a Citizen of the United States.
Seven years probably was fixed upon as the period of
/ House Election Case, 2 Bart., 403.
ORGANIZATION OF FEDERAL CONGRESS 45
citizenship qualification, because the First Congress
under the Constitution was to meet in December, 1790,
just seven years after the Peace of Paris of 1783,
which had ended the Revolutionary War. The foreign
soldiers who had fought in the War for Independence
and had then settled here and become citizens of States
were thus made eligible for this high national office.
"The term citizen," according to the opinion in the
case of ^m3' vs. Little,^ "is derived from the Latin word,
civis, and in its primary sense signifies one who is vested
with the freedom and privileges of a city. . . . When
the term came to be applied to the inhabitants of a
state, it necessarily carried with it the same signification
with reference to the privileges of the state, which had
been implied by it with reference to the privileges of a
city, when it was applied to the inhabitants of the city ;
and it is in this sense that the term, citizen, is be-
lieved to be generally, if not universally understood in
the United States."
Under the Fourteenth Amendment "all persons born
or naturalized in the United States and subject to the
jurisdiction thereof are citizens of the United States."
A person of the Chinese race is eligible according to
the decision in United States vs. Wong Kim Ark,' in
which a Chinaman bom in the United States insisted
that he was a citizen.
In 1873, Wong Kim Ark was bom in San Francisco,
where his mother and father had a permanent home
and were in business. In 1890, the family went back
to China on a visit, and on July 26, of that year, the
yoimg man came back to San Francisco, where he was
detained and ordered deported, under the Exclusion
Act, as a Chinese laborer. He sued out a writ of
* II Kentucky Rep., 326. » 169 U. S. Rep., 649.
46 AMERICAN PLAN OF GOVERNMENT
habeas corpus, a process by which a court investigates
the legaHty of an imprisonment. The case went on
appeal to the Supreme Court, where a majority of the
justices ruled that he could not be deported because he
was a citizen. Justice Gray stated the opinion of the
Court as follows :
The evident intention and the necessary effect of the
submission of the case to the decision of the Court upon
the facts agreed upon by the parties, were to present for
determination the single question, stated at the beginning
of the opinion, namely, whether a child born in the United
States of parents of Chinese descent, who at the time of his
birth, are subjects of the Emperor of China, but have a
permanent domicile and residence in the United States,
and are there carrying on business, and are not employed
in any diplomatic or official capacity under the Emperor
of China, becomes at the time of his birth a citizen of the
United States. . . . This Court is of opinion that the ques-
tion must be answered in the affirmative.
The liberties, rights, privileges and immunities which
belong to each citizen of the United States quite as
much as the coat on his back are his property because
it is his law that he shall possess them. But just as it
is true that he may have them, so it is also true that
he may lose them by his own act. He holds them by
keeping within his law which gives and regulates his
possession. He may lose them by going outside of his
law of possession and becoming an outlaw.
In old times, the felon lost his life and forfeited his
goods; that is, he forfeited the law or right by which he
held his possessions. When punishments became more
humane, forfeiture of property was abolished and only
a few of the rights of the citizen, chiefly the right to
ORGANIZATION OF FEDERAL CONGRESS 47
vote, were declared forfeited. Some other rights (for
example, the right to maintain actions in courts of law)
were forfeited by the man who broke the niles of the
law; for the law never shielded those who defied it.
Nowadays, the right of the convict to the protection of
the laws is suspended so long as he is in prison. When
he comes out, he may again have the equal protection
of the laws, guaranteed by the Foiirteenth Amendment.
His right to vote, however, is forfeited unless, by special
clemency, it be restored by the power which took it away.
The citizen who voluntarily goes away from the
United States and stays away, abandons his right to
the protection of his own nation. At the time of the
Franco-Prussian War of 1870, and for some time after-
ward, many prosperous Americans who had made their
homes in France for years and a number of French
people who had been naturalized in the United States
and then had retiurned to their native places, applied
for protection to our minister to France.
Minister Washbiirne applied to Hamilton Fish, then
Secretary of State, for instructions and received the
following reply ^:
The Court of Claims, adopting the language of one of my
predecessors, Mr. Seward, has decided it to be the law and
usage of nations that one who takes up his residence in a
foreign place and there suffers an injury to his property
by reason of belligerent acts committed against that place
by another foreign nation must abide the chances of the
country in which he chooses to reside, and his only chance,
if any, is against the government of that country in which
his own sovereign will not interest himself.
Two years later, a mmiber of Frenchmen who had
» Diplomatic Correspondence of the United States, Secretary Fish
to Minister Washbume, April 28, 1871.
48 AMERICAN PLAN OF GOVERNMENT
been naturalized in the United States and then had re-
turned to their old homes, were required to serve in the
French army. They asked the United States Minister
to interfere on the ground that, as citizens of the Uni-
ted States, they could not legally be compelled to per-
form military service for another coimtry. Incidentally,
some of the people who complained were .the sons of
natiu-alized Americans who had] resided in France with
their famiUes for nearly forty years. This time Secre-
tary Fish went more deeply into the question as follows ^ :
If, on the one hand, the government assumes the duty
of protecting his rights and privileges, on the other hand,
the citizen is supposed to be ever ready to place his fortune
and even his life at its service, should the public necessities
demand such a sacrifice. If, instead of doing this, he per-
manently withdraws his person from the national jurisdic-
tion; if he places his property where it cannot be made to
contribute to the national necessities; if his children are
bom or reared upon a foreign soil, with no ptupose of
returning to submit to the jurisdiction of the United
States, then, in accordance with the principles laid down
by Chief Justice Marshall, and recognized in the Fourteenth
Amendment, and in the Act of 1868, he has so far expatriated
himself as to relieve this government from the obligation
of interference for his protection. . . . Each case as it
arises must be decided on its own merits. In each, the
main fact to be determined will be this, — has there been
such a practical expatriation as removes the individual from
the jurisdiction of the United States? If there has not
been the applicant will be entitled to protection.
The United States always has recognized the right
of expatriation as "a natural and inherent right of all,
indispensable to the enjoyment of the rights of life, lib-
* Ibid., pp. 256, 259.
ORGANIZATION OF FEDERAL CONGRESS 49
erty, and the pursuit of happiness." Chief Justice
Marshall stated the law on this point in the case of
Murray vs. Schooner 'Charming Betsey,'^ in which the
facts were as follows : Jared Shattuck, bom in the United
States, had, while a child, removed with his parents to
St. Thomas in the Danish West Indies, where he re-
mained. He traded there as a Danish subject, married
and bought land there, and took an oath of allegiance
to the crown of Denmark. In 1800, he bought a
schooner, the Jane from Baltimore, at St. Thomas,
loaded her with American produce and sent her out
from Guadeloupe as a Danish vessel. She was captured
on the high seas by a French privateer and was cap-
tured again by Captain Mtu-ray of the frigate Con-
stellation, then employed in enforcing the Act of
Congress of April 27, 1800, which suspended com-
mercial intercourse between the United States and
France, and declared forfeited all vessels employed in
illicit commerce owned by persons residing in the
United States. Captain Murray took the schooner to
Martinique and began court proceedings to have her con-
demned and sold as a prize. At this junctvue, Mr.
Shattuck filed in court a claim that the ship and cargo
belonged to him as a Danish burgher, and so were not
subject to seizure imder the Non-Intercoiu:se Act.
This claim had to be recognized, if under all the
circumstances he had ceased to be a citizen of the
United States and had become a subject of the King
of Denmark. The Cotut decided that he was a Danish
subject. Chief Justice Marshall said:
Jared Shattuck is not a person under the protection of
the United States. The American citizen who goes into a
» 2 Cranch Rep., 64.
4 . . ,,
50 AMERICAN PLAN OF GOVERNMENT
foreign country, although he owes local and temporary
allegiance to that country, is yet, if he performs no other
act changing his condition, entitled to the protection of his
own government ; and if, without any violation of municipal
law, he should be oppressed unjustly, he would have a right
to claim that protection, and the interposition of the
American government in his favor would be considered as
a justifiable interposition. But his situation is completely
changed, where by his own act he has made himself the
subject of a foreign power. Although this act may not
be sufficient to rescue him from punishments for any crime
committed against the United States, a point not intended
to be decided, yet it certainly places him out of the pro-
tection of the United States while within the territory of the
sovereign to whom he has sworn allegiance.
And who shall not, when elected, be an Inhabitant of
that State in which he shall be chosen. "An 'inhabitant'
of a State within the meaning of the second section of
the First Article of the Constitution," it is said in the
case of Electors vs. Bailey,^ "is one who is bona fide a
member of the State, subject to all the requisitions of
its laws and entitled to all the privileges and advan-
tages which they confer."
The word "State" has been defined to mean one of
the component parts of the United States, one of the
geographical subdivisions of the United States. In
the case oi Hepburn vs. Ellzey,' which was decided in the
Federal Supreme Court in 1804, the question at issue was
whether the District of Columbia was a "State" within
the meaning of that word as used in the Constitution.
Chief Justice Marshall said:
As the Act of Congress [the Judiciary Act] obviously uses
the word "State" in reference to that term as used in the
» L. and H. Reports, 683, 694. ' 2 Cranch Rep., 445.
ORGANIZATION OF FEDERAL CONGRESS 51
Constitution, it becomes necessary to inquire whether [the
District of] Columbia is a State in the sense of that instru-
ment. The result of that examination is a conviction that
the members of the American confederacy only are the
States contemplated in the Constitution.
Art. I., Sec. 2. (Continued.) Representatives and
direct Taxes shall be apportioned among the several
States which may be included within this Union, ac-
cording to their respective Ntunbers, which shall be
determined by adding to the whole Number of free
persons, including those boimd to Service for a Term
of Years, and excluding Indians not taxed, three fifths
of all other Persons. The actual Enumeration shall be
made within three Years after the first Meeting of the
Congress of the United States, and within every sub-
sequent Term of ten Years, in such Manner as they
shall by Law direct. The Number of Representatives
shall not exceed one for every thirty Thousand, but
each State shall have at Least one Representative ; and
imtil such Enumeration shall be made, the State of New
Hampshire shall be entitled to chuse three, Massachu-
setts eight, Rhode-Island and Providence Plantations
one, Connecticut five, New-York six, New Jersey four,
Pennsylvania eight, Delaware one, Maryland six,
Virginia ten. North Carolina five, South Carolina five,
and Georgia three.
The House of Representatives in the First Congress
was organized according to the program prescribed in
this clause. The qualified electors in each State, except
North Carolina and Rhode Island, which joined the
Union afterward, chose the number of members allotted
to them. This First Congress, which met at New York
in April, 1789, passed the Act under which the census
52 AMERICAN PLAN OF GOVERNMENT
or enumeration of 1790 was made. This census was
then made the basis of a computation upon which the
First Congress enacted another law apportioning the
number of Representatives to each State in the Second
Congress and other Congresses for the next ten years,
giving each State one member for every 30,000 inhab-
itants, excluding Indians not taxed, and including all
free persons, all indentured servants, and three-fifths of
aU other persons.
The word "census" which nowadays is commonly
used instead of "enumeration" was defined by the Su-
preme Court of Indiana in 1898 in the case of City of
Huntington vs. Cast.^ Under an act of Assembly then
in force in that State, the police departments of all cities
having more than 10,000 and less than 35,000 inhab-
itants according to the United States Census of 1890 or
a census taken under the direction of a mayor, were to
be managed by a metropolitan police commission ap-
pointed by the governor. The mayor of Huntington
took a census which he said showed that the city had
more than 10,000 inhabitants and therefore that its
police should be under the control of a metropolitan
commission. An action was brought in a Circuit Court
of Indiana upon a complaint which charged that the
mayor's census was fraudulent in that it included per-
sons who did not live in the city, and because it had not
been submitted to the city council nor filed with the
public records of the city, and therefore was not really
a census at all. The Circuit Court refused to interfere
in the matter on the ground that, even if all the city
claimed was true, there was no remedy because a
"census" actually had been taken. The city then
appealed upon the groimd that no real "census" had
' 149 Indiana Rep., 255,
ORGANIZATION OF FEDERAL CONGRESS 53
been taken. Chief Justice Howard of the Supreme
Court of Indiana said in the decision of this case that
the city was right, basing his opinion upon the follow-
ing definition of the word "census."
The statute mentions the census to be taken by the
mayor in connection with the census taken by the United
States. Even if it were not mentioned in such connection,
we should know that the census provided for in the statute,
to be taken by the mayor of the city, must be an official
enumeration of the people, and as such a public record.
The standard definitions are to this effect. Webster says
that a census is "An official registration of the number of
the people." The Century Dictionary: "An official enu-
meration of the inhabitants of a State or country. ..."
The Standard Dictionary: "An official numbering of the
people of a country or district." Burrill, Law Diet. : "In
the Roman law, a numbering or enrollment of the people,
with a valuation of their fortunes." Black, Law Diet.:
"The official counting or enumeration of the people of a
State or nation, with statistics." Bouvier, Law Diet.:
"An official reckoning or enumeration of the inhabitants
and wealth of a country."
Representatives and direct Taxes shall he apportioned
among the several States which may he included within
this Union, according to their respective Numbers, which
shall he determined hy adding to the whole Number oj free
persons, including those hound to Service for a Term of
Years, and excluding Indians not taxed, three fifths of all
other Persons. "Those bound to service for a term of
years" were indentured servants, who had been brought
to the colonies in large numbers under contracts to labor
for a term of years to repay the cost of their passage.
The words "three fifths of all other persons" refer to
slaves then held in large numbers in the South. This
54 AMERICAN PLAN OF GOVERNMENT
clause was the resiilt of a compromise in the Federal
Convention. The slaveholders insisted that the negroes
were inhabitants who ought to be counted in the census
enumerations which were to be made. The Northern
men would not consent to a plan which would have
given a few hundred slave owners as large a number of
Congressmen as many thousand farmers and merchants
in the free States. They were able to agree upon a
compromise chiefly because the Southern delegates felt
safe in accepting a plan limiting the amoimt of taxes
which could be assessed upon their real estate, in the
same proportion as it diminished the representation of
their States in the House of Representatives. Justice
Paterson said in his opinion in the case of Hylton vs.
United States^ :
This provision was made in favor of the southern States.
They possessed a large number of slaves ; they had extensive
tracts of territory, thinly settled, and not very productive.
A majority of the States had but few slaves, and several
of them a limited territory, well settled, and in a high state
of cultivation. The southern States, if no provision had
been introduced in the Constitution, would have been
wholly at the mercy of the other States. Congress in such
case might tax slaves, at discretion or arbitrarily, and land
in every part of the Union after the same rate or measure;
so much a head in the first instance, and so much an acre
in the other. To guard them against imposition in these
particulars, was the reason of introducing the clause in the
Constitution, which directs that representatives and direct
taxes shall be apportioned among the States according to
their respective numbers.
Fourteenth Amendment. Sec. 2. Representatives
shall be apportioned among the several States, accord-
^ 3 Dallas Rep., 171." ""
ORGANIZATION OF FEDERAL CONGRESS 55
ing to their respective numbers, counting the whole
number of persons in each State, excluding Indians
not taxed. But when the right to vote at any election
for the choice of electors for President and Vice Presi-
dent of the United States, Representatives in Congress,
the Executive and Judicial officers of a State, or the
members of the Legislature thereof, is denied to any
of the male inhabitants of such State, being twenty-one
years of age, and citizens of the United States, or in any
way abridged, except for participation in rebellion, or
other crime, the basis representation therein shall be
reduced in the proportion which the number of such
male citizens shall bear to the whole number of male
citizens twenty-one years of age in such State.
The basis of apportionment in the original Constitu-
tion went to the scrap heap when slavery was abolished
as a part of the outcome of the Civil War. Therefore
it was necessary to formulate a new plan of computa-
tion. This was accomplished by the Fourteenth
Amendment, adopted in 1868, which made all persons
born or naturalized in the United States, and subject
to its jurisdiction, citizens of the United States, and
omitted all reference to "those bound to service for a
term of years " and to "three-fifths of all other persons."
There could be no indentured servants and no slaves,
because involuntary servitude, except as punishment
for crime, and slavery had been prohibited by the
Thirteenth Amendment, adopted in 1865.
Every one knows that there are restrictions on the
rights of citizens of the United States to vote at State
and National elections. New York requires the citi-
zen, before voting, to register and sign his name.
Massachusetts and some other States have educational
56 AMERICAN PLAN OF GOVERNMENT
qualifications, such as ability to read any section of
the State Constitution or understand it when read or
give a reasonable interpretation of it. Such restrictions
do not deny or abridge the right of citizens of the United
States to vote "on account of race, color, or previous
condition of servitude."^ The validity of an educa-
tional test was challenged in Mississippi, in the case of
Dixon vs. State.* In this case, a man who had been
convicted of murder asked the Supreme Court to set
aside the verdict on the ground that the State Con-
stitution under which the law for the punishment of
murder had been passed, was void because inconsistent
with the provisions of the Fourteenth Amendment.
Chief Justice Cooper took occasion in the course of the
decision of this case to say that such educational
qualifications are proper:
All these provisions, if fairly and impartially adminis-
tered, apply with equal force to the individual white and
negro citizen. It may be, and unquestionably is, true that,
so administered, their operation will be to exclude from the
exercise of the elective franchise a greater proportionate
number of colored than of white persons. But this is not
because one is white and the other colored, but, because
of superior advantages and circumstances possessed by the
one race over the other, a greater number of the more for-
tunate race is found to possess the qualifications which the
framers of the Constitution deemed essential for the
exercise of the elective franchise.
Direct Taxes shall be apportioned among the several
States which may he included within this Union, accord-
ing to their respective Numbers. In the days of the
Constitution makers, there was a reason why direct
' Fifteenth Amendment. » 74 Miss. Rep., 271.
ORGANIZATION OF FEDERAL CONGRESS 57
taxes, which are taxes on real estate, could not be
levied with any kind of fairness, unless according to
population. Such taxes would not have been burden-
some at all to Massachusetts where there was a large
population and very little land. They would have been
confiscatory if levied upon South Carolina, where there
was a large amount of land and very few people. The
fair thing then was to charge up such taxes, if needed,
against each of the States, making the thickly settled
communities carry the heavier part of the burden and
putting the lighter share on those which were sparsely
inhabited.
There has been Httle direct taxation in our national
history. The first direct tax, authorized in 1798 in
anticipation of a war with France, apportioned to the
States a tax of two million dollars assessed upon
"dwelling houses, lands, and slaves,"^ which in some
States were classed by law as real estate. A second
national direct tax of three million dollars was levied
in 1813, and apportioned to the States.^ The third
direct tax^ of six million dollars, apportioned in 18 15
among the States on " all lands, lots of grounds with their
improvements, dwelling houses and slaves," grew out
of the War of 1812. There was no further need of
direct taxes until the beginning of the Civil War.
Sales of public lands and low customs and internal
revenue duties produced a national income so large
that the government once divided a surplus among the
States. In 1861, however, Congress voted to raise
twenty million dollars by a direct tax on real estate, ^
apportioned to the States. Since the Civil War, Con-
gress has not enacted any laws taxing real estate and
M U. S. Stats., 597. » 3 U. S. Stats., 33.
»3 U. S. Stats., 164. * 12 U. S. Stats., 294.
58 AMERICAN PLAN OF GOVERNMENT
apportioning the amount among the States. The reason
is that, as wealth is distributed in modern times, the
commercial States of the North, in proportion to popu-
lation, are more prosperous in money values than the
great agricultural States of the South, although the
people on an average may be as comfortable in one
section as in the other.
Soon after the Constitution went into operation the
courts were called upon to explain just what a direct tax
is. On Jtme 5, 1794, Congress enacted a law taxing
"carriages for the conveyance of persons, which shall
be kept by or for any person for his or her own use, or
to be let out for hire or for the conveyance of passen-
gers." Daniel Lawrence Hylton, who owned and kept
for hire one hundred and twenty-five chariots, refused
to pay the tax, on the ground that, as it was assessed
directly on carriages, it was a direct tax and unconstitu-
tional because not apportioned among the States ac-
cording to popiilation. The proceedings which followed
constitute the case of Hylton vs. The United States,^
which is one of the montiments of American law.
Justice Samuel Chase said in this case :
It appears to me that a tax on carriages cannot be laid
by the rule of apportionment, without very great inequality
and injustice. For example, suppose two States equal in
census, to pay eighty thousand dollars each, by a tax on
carriages of eight dollars on every carriage, and in one
State there are one hundred carriages, and in the other one
thousand. The owners of carriages in one State would pay
ten times the tax of owners in the other. A, in one State,
would pay for his carriage eight dollars; but B, in the other
State, wotdd pay for his carriage eighty dollars. ... I am
inclined to think, but of this I do not give a judicial
' 3 Dallas Rep., 171.
ORGANIZATION OF FEDERAL CONGRESS 59
opinion, that the direct taxes contemplated by the Con-
stitution are only two, to wit, a capitation or poll tax, simply,
without regard to property, profession, or any other cir-
cumstance, and a tax on land. I doubt whether a tax
by a general assessment of personal property, within the
United States, is included within the term direct tax.
Justice Paterson, in his opinion in the same case, said
more distinctly:
I never entertained a doubt that the principal, I will
not say, the only objects, that the framers of the Con-
stitution contemplated as falling within the rule of appor-
tionment, were a capitation tax and a tax on land.
Art. I., Sec. 2. (Continued.) When vacancies happen
in the Representation from any State, the Executive
Authority thereof shall issue Writs of Election to fill
such Vacancies.
All vacancies which result from the death, resignation,
or removal of a representative, or from his acceptance of
an office incompatible with that of representative, may
be filled on this plan.
Art. I., Sec. 2. (Continued.) The House of Re-
presentatives shall chuse their Speaker and other
Officers, and shall have the sole Power of Impeachment.
"In designating the presiding officer of the House,
'the Speaker,* the Convention," says Watson, On the
Constitution, "follows the rule which prevailed in the
[British] House of Commons. The presiding officer of
the Colonial Congress was called ' The President. * Each
political party in the House nominates its candidates
for Speaker, Clerk, Sergeant-at-Arms, Door Keeper,
60 AMERICAN PLAN OF GOVERNMENT
Postmaster, and Chaplain, in caucus. The successful
candidates of the caucus are then nominated by their
respective parties at a meeting of the members of the
House and the candidates of the dominant party are
elected to their respective offices."^
The sole Power of Impeachment. "Impeachment, in
the United States," according to Watson, "is an accusa-
tion in writing, by the House of Representatives, pre-
sented to the United States Senate, against a civil
officer of the government. . . . The power of impeach-
ment is of great importance. It is intended to reach
civil officers occupying influential positions in the gov-
ernment and who are not punishable under ordinary
statutes, because general legislation does not reach
such cases."*
The House of Representatives has arbitrary power
to impeach government officials. A grand jtuy cannot
find a valid indictment except upon some evidence that
the accused person has committed a crime. But the
national House of Representatives can file charges
against any Federal officer without any evidence at all;
and, even in that case, the Senate must receive the
articles of impeachment and sit in judgment upon the
accused.
^ Watson, On the Constitution, i., 203.
• Jbid., 207.
CHAPTER VI
THE SENATE OF THE UNITED STATES
Art. I., Sec. 3. The Senate of the United States
shall be composed of two Senators from each State,
chosen by the Legislature thereof, for six Years; and
each Senator shall have one Vote.
This section was superseded in 1913 by the Seven-
teenth Amendment.
Seventeenth Amendment. The Senate of the
United States shall be composed of two Senators
from each State, elected by the people thereof, for six
years; and each Senator shall have one vote. The
electors in each State shall have the qualifications
requisite for electors of the most numerous branch of
the State legislatures.
The Senate is a sort of diplomatic body, whose mem-
bers represent their States near the seat of the Federal
Government. It always has been in a special way the
guardian of the rights of the States rather than of the
rights of the people, who have their own representatives
in their own legislative body.
The Senate . . . shall be composed of two Senators from
each State, chosen by the Legislature thereof, for six years.
(Art. I., Sec. 3.)
61
62 AMERICAN PLAN OF GOVERNMENT
The Senate . . . shall he composed of two Senators
Jrom each State, elected by the people thereof, for six years.
(Seventeenth Amendment). The makers of the Con-
stitution seem to have thought that the Senators were
to be diplomatic officers of the States, who ought not to
be responsible to many masters because they were to be
entrusted with diplomatic secrets of great importance.
They were quite sure that the people were not to be
trusted. They felt that the lives and property of those
who had something to lose would be a deal safer if
the many did not have too much to say in the public
business. Twentieth-century Americans have learned
to trust to the wisdom and prudence of the people.
The longer term of office gave the Senate an advan-
tage over the other branch of Congress. For example,
on March 3, 1903, Congressman Cannon, afterward
Speaker of the House, reported as one of a Committee
of Conference that an appropriation bill would have to
be so amended as to pay to one of the States a siim of
money to which, in the opinion of the House of Repre-
sentatives, it had no honest claim. The reason was
that the Congress was to come to an end at midnight
of that day and one of the Senators had said that, if
the appropriation amendment was not agreed to, he
would keep on talking until the Congress and the
appropriation bill died together. The Senator could
talk as long as he chose, because there is no time limit
set upon senatorial speakers; and by talking, he could
prevent the passage of a law which had to be enacted in
order to enable the nation to keep faith with its credi-
tors. The Senator might not have been so aggressive
if he had had to look forward to popular election as each
member of the House always must do. Mr. Cannon's
protest on this occasion is worth remembering. He
ORGANIZATION OF FEDERAL CONGRESS 63
declared with emphasis that the Senate should change
its procedure, or that another body, "backed up by the
people, will compel that change; else this body, close to
the people, shall become a mere tender, a bender of
the pregnant hinges of the knee to submit to what any
one member of another body may demand of this body
as a price for legislation."^
Each Senator shall have one vote. James Madison com-
mented as follows on this clause of the Constitution :
It is well known that the equality of the States in the
Federal Senate was a compromise between the larger and
the smaller States, the former claiming a proportional re-
presentation in both branches of the Legislature, as due
to their superior population; the latter, an equality in
both, as a safeguard to the reserved sovereignty of the
States, an object which obtained the concurrence of mem-
bers from the larger States.^
The electors [of Senators] in each State shall have the
qualifications requisite for electors of the most numerous
branch of the State legislatures (Seventeenth Amend-
ment). This part of the amendment, made necessary
by the changed method of election, repeats word for
word the clause which prescribes the qualification of
electors of members of the House of Representatives.
Art. I., Sec. 3. (Continued.) Immediately after
they [the senators] shall be assembled in Consequence
of the first Election, they shall be divided as equally
as may be into three classes. The Seats of the Senators
of the first Class shall be vacated at the Expiration of
' Ex-Q)ngressman McCall, on "The Power of the Senate," Atlantic
Monthly, October, 1903.
'Madison's Works, iv., 429, 430.
64 AMERICAN PLAN OF GOVERNMENT
the second Year, of the second Class at the Expiration
of the fourth Year, and of the third Class at the Expira-
tion of the sixth Year, so that one-third may be chosen
every second Year.
This plan, taken from the first constitution of the
State of Pennsylvania, is a method of keeping the Senate
supplied with new blood at regular intervals. It pre-
vents inconsistent and irregular law-making, which
would be quite possible if the whole personnel of the
Senate, like that of the House of Representatives,
could be changed at each election.
Art. I., Sec. 3. (Continued.) And if Vacancies
happen by Resignation, or otherwise, during the Re-
cess of the Legislature of any State, the Executive
thereof may make temporary Appointments until the
next Meeting of the Legislature, which shall then fill
such Vacancies.
Seventeenth Amendment. (Continued.) When
vacancies happen in the representation of any State in
the Senate, the executive authority of such State shall
issue writs of election to fill such vacancies : Provided,
That the legislature of any State may empower the
executive thereof to make temporary appointment until
the people fill the vacancies by elections as the legisla-
ture may direct.
Under the Seventeenth Amendment, the plan of
filling vacancies in the Senate is the same as in the case
of vacancies in the House of Representatives, except
that the legislature of any State may give the governor
»power to make temporary appointments so that the of-
fice may not be vacant while the people are taking time
ORGANIZATION OF FEDERAL CONGRESS 65
to decide who is to serve them in this vastly important
position.
Seventeenth Amendment. (Continued.) This
amendment shall not be so construed as to affect the
election or term of any Senator chosen before it be-
comes valid as part of the Constitution.
The Senators, when voting upon the proposed
amendment, insisted that all of their number duly
elected in the old way, should be allowed to finish their
terms of office.
Art. I., Sec. 3. (Continued.) No person shall be a
Senator who shall not have attained to the Age of thirty
Years, and been nine Years a Citizen of the United
States, and who shall not, when elected, be an In-
habitant of that State for which he shall be chosen.
The age limit of Senators was fixed at thirty years
in order to insure the decorum of the more select branch
of Congress. Henry Clay, however, was appointed to
the Senate when under thirty, and did not reach the
required age until after he had served the term for
which he had been appointed.
A Senator must have been a citizen nine years before
he takes the office. Albert Gallatin, one of the ablest of
our Secretaries of the Treasury, who came here from
Switzerland in 1780, and moved to Pennsylvania in 1785,
was chosen a United States Senator in 1793, and served
in the Senate until February 28, 1794, when it was
decided that he was not qualified because he had not
been a citizen nine years. '
' Watson, On the Constiiution, i., 248.
5
66 AMERICAN PLAN OF GOVERNMENT
General Ames, who was bom in Maine, was elected
to the Senate from Mississippi in 1870, by the "carpet-
bagger" government then in control of that State.
He had gone to that State in 1868 to fill the position
of provisional governor under the Reconstruction Act,
and in 1869 had been appointed by the President
military commander of the District of Mississippi. He
was holding these offices when elected. His right to
sit in the Senate was challenged on the ground that,
when chosen to office, he still was an inhabitant of
Maine where he always had kept his residence. The
case was referred to a committee which reported against
him, but the Senate overruled the Committee and he
served his term. ^
Art. I., Sec. 3. (Continued.) The Vice President of
the United States shall be President of the Senate, but
shall have no Vote, unless they be equally divided.
■ Alexander Hamilton said in The Federalist'' :
Two considerations seem to justify the ideas of the Con-
vention in this respect. One is, that to secure at all times
the possibility of a definite resolution of the body, it is neces-
sary that the President should have only a casting vote.
And to take the senator of any State from his seat as
senator, to place him in that of President of the Senate,
would be to exchange, in regard to the State from which
he came, a constant for a contingent vote.
Art. I., Sec. 3. (Continued.) The Senate shall chuse
their other Officers, and also a President pro tempore,
in the Absence of the Vice President, or when he shall
exercise the Office of President of the United States.
* Watson, On the Constitution, i., 249. * No. 68.
ORGANIZATION OF FEDERAL CONGRESS 67
The other officers of the Senate are the Secretary,
Chief Clerk, Executive Clerk, Sergeant-at-Arms, Door
Keeper, and Chaplain. They are elected Hke the of-
ficers of the House of Representatives.
It has grown into a general practice for the Vice Presi-
dent to vacate the senatorial chair a short time before the
termination of each session in order to enable the Senate
to choose a president pro tempore, who might already be in
office if the Vice President in the recess should be called
to the chair of state. The practice is founded in wisdom
and sound policy, as it immediately provides for an exigency
which may well be expected to occur at any time, and pre-
vents the choice from being influenced by temporary excite-
ments or intrigues arising from the actual existence of the
exigency.*
Art. I., Sec. 3. (Continued.) The Senate shall have
the sole Power to try all Impeachments. When sitting
for that Purpose, they shall be on Oath or Affirmation.
When the President of the United States is tried, the
Chief Justice shall preside: And no Person shall be
convicted without the Concurrence of two thirds of the
Members present. Judgment in Cases of Impeach-
ment shall not extend further than to removal from
Office, and disqualification to hold and enjoy any Office
of honor Trust or Profit under the United States: but
the Party convicted shall nevertheless be liable and
subject to Indictment, Trial, Judgment and Punishment,
according to Law.
This clause gives the Senate power to hear and decide
impeachment cases. The Chief Justice presides when
the President is on trial, because it would be improper
* Story, On the Constitution, Sec. 741.
68 AMERICAN PLAN OF GOVERNMENT
on its face to let the Vice President take part as a
judge in a trial which might end in promoting him to
the place of the person impeached.
An impeachment case begins with the presenting of
charges in the House of Representatives. This body
then adopts a resolution to impeach, and prepares the
articles of impeachment, which set forth in form the
charges against the accused person. These are presented
to the Senate, which summons the person against whom
the proceedings are brought to appear before it on a
certain day. The Senate hears the evidence against
the defendant and his defense. The Senators then
decide by vote whether the accused person is guilty or
not guilty.
The punishment of impeached officials is both severe
and merciful. The stigma of removal from office and
disqualification to hold any position of honor is about
as much as a person with any sense of self-respect can
possibly endure. At the same time, his life or liberty
is not put at the mercy of a political body.
Robert W. Archbald, a Federal Circuit Court Judge
serving as a judge in the United States Commerce
Court, was impeached in 19 12. He was charged with
having used his official power and position to obtain
business favors and concessions from companies which
had litigation before the Commerce Court. The judg-
ment of the Senate was that he was guilty of this mis-
conduct; and he was removed from office and forever
disqualified to hold any office of honor, trust, or profit
under the United States.
An excellent monograph upon "Impeachment," by
Wrisley Brown, Esq., an Assistant Attorney General of
the United States, has this to say of the efficacy of this
method in assuring the good conduct of pubUc officials:
ORGANIZATION OF FEDERAL CONGRESS 69
The impeachment prescribed by our Constitution
weighs well the evil to be redressed and adjusts the or-
dained relief to the occasion. It is the expression of the
sober will rather than the restive whim of the people. It
restrains judicial tyranny without overawing the authority
of the courts. It regulates the conduct of the judges with-
out disturbing the poise and balance of their judgments.
It strikes directly at the judicial fault without destroying
the judicial independence that is essential to the preserva-
tion of our constitutional jurisprudence. This great body
of fundamental law must be maintained intact. It absorbs
the changing needs of changing times, yet does not change.
Upon it, the stability and the integrity of our institutions
rest. Upon it our civil liberties depend. And without it,
our republican government could not long endure.
CHAPTER VII
THE CONGRESS AS A LEGISLATURE
Art. I., Sec. 4. The Times, Places and Manner of
holding Elections for Senators and Representatives,
shall be prescribed in each State by the Legislature
thereof; but the Congress may at any time by Law
make or alter such Regulations, except as to the places
of chusing Senators.
Americans of the first days of independence were
quite touchy on the subject of the right of each of the
States to manage its own afifairs without any meddling
by any general government which might be created.
Their representatives in the Federal Convention knew
as well as they could know anything that the proposed
Constitution could not have the ghost of a chance for
acceptance, if the States were not allowed to say how,
when, and where elections should be held. On the
other hand, they saw clearly that the new government
would have to have some control over elections of
Federal law-makers so as to be sure that Senators
and Representatives should be elected in case the
States failed to call elections to fill those offices.
Therefore they gave Congress the power mentioned
in this section. Justice Miller said in Ex Parte
Yarbrough^:
' no U. S. Rep., 651,
70
ORGANIZATION OF FEDERAL CONGRESS 71
Congress [has] been slow to exercise the powers expressly
conferred upon it in relation to elections by the fourth
section of the first article of the Constitution. ... It was
not until 1842 that Congress took any action under the
power here conferred, when, conceiving that the system of
electing all the members of the House of Representatives
from a State by general ticket, as it was called, that is,
every elector voting for as many names as the State was
entitled to representatives in that House, worked injustice
to other States which did not adopt that system, and
gave an undue preponderance of power to the political
party which had a majority of votes in the State, however
small, [it] enacted that each member should be elected by
a separate district, composed of contiguous territory. . . .
And to remedy more than one evil arising from the election
of members of Congress occurring at different times in the
different States, Congress, by the Act of February 2, 1872,
thirty years later, required all the elections for such mem-
bers to be held on the Tuesday after the first Monday in
November, in 1876, and on the same day of every second
year thereafter.
The frequent failures of the legislatures of the States to
elect Senators at the proper time, by one branch of the
legislature voting for one person and the other branch for
another person, and refusing in any manner to reconcile
their differences, led Congress to pass an Act which com-
pelled the two bodies to meet in joint convention, and
fixing the day when this should be done, and requiring them
so to meet on every day thereafter and vote for a Senator
until one was elected. . . .
Now the day fixed for electing members of Congress has
been established by Congress without regard to the time
set for election of State officers in each State, and but for
the fact that the State legislatures have, for their own
accommodation, required State elections to be held at the
same time, these elections would be held for Congressmen
alone at the time fixed by the act of Congress.
72 AMERICAN PLAN OF GOVERNMENT
Art. I., Sec. 4. (Continued.) The Congress shall
assemble at least once in every Year, and such Meet-
ing shall be on the first Monday in December, unless
they shall by law appoint a different Day.
The politicians of the constitutional era were mostly
farmers, who had plenty of time to spare in winter,
but were busy from planting time to harvest. It suited
them exactly to leave home in October, serve in Con-
gress until the following March, and then go back to
their fields and meadows. That is the way Congressmen
and Senators usually spent their time. When there
was a war on hand or some great emergency had to
be provided for, an extra session was called; but this
did not happen very often.
Art. I., Sec. 5. Each House shall be the Judge of the
Elections, Returns and Qualifications of its own Mem-
bers, and a Majority of each shall constitute a Quorum
to do Business; but a smaller Nimiber may adjourn
from day to day, and may be authorized to compel the
Attendance of absent Members, in such Manner, and
under such Penalties as each House may provide.
Otu" people have put down in black and white many
things which the older nations maintain by custom.
This section, for example, is a very exact statement
of the corporate privileges which each House of the
British Parliament enjoys by the imwritten Constitution
of the United Kingdom.
A Majority of each [House\ shall constitute a Quorum to
do Business. A "quonun," as the word is commonly
used, means the niunber of members of a body or cor-
poration competent to transact business by its law or
ORGANIZATION OF FEDERAL CONGRESS 73
constitution. Hence an Act of Congress, in order to
be valid, must be passed at a meeting at which a
majority of the members are present. In the case of
United States vs. Ballin, ^ the vaHdity of the McKinley
Tariff Act of 1890 was challenged by a New York im-
porting firm on the ground that no quorum was present
in the House of Representatives when it was voted on.
It was shown to the Court that, when the roll was called
on the question, the Clerk of the House reported to the
Speaker: yeas, 138; nays, o; not voting, 189. There-
upon the Speaker read from a list, noted by the Clerk
at his suggestion, the names of seventy-four members
who were present in the Hall of Representatives when
their names were called. The Speaker then stated that
such members present and refusing to vote, together
with those recorded as voting, showed a total of 212
members present, constituting a quonmi to do business.
He then declared that the bill had passed the House.
The importing firm contended that the Speaker had
no right to declare present members who had not voted
at the calling of the roll; that those only were legally
present who had answered when their names were
called; that there was no quorum present when the vote
was taken ; that, therefore, the McKinley bill never had
been passed. They urged that a consignment of worsted
goods upon which duties had been levied under the
McKinley bill should have been assessed at lower rates
of duty under the Wilson Tariff Act of 1883. The case
was heard first in the Circuit Court at New York City,
which decided against the government and in favor of
the importers. On appeal to the Supreme Court, how-
ever, the judgment of the Circuit Court was reversed
in a decision, in which Justice Brewer said in part :
» 144 U. S. Rep., 5.
74 AMERICAN PLAN OP GOVERNMENT
The Constitution provides that "a majority of each
[House] shall constitute a quorum to do business." In
other words, when a majority are present the House is in a
position to do business. Its capacity to transact business
is then established, created by the mere presence of a
majority, and does not depend upon the disposition or as-
sent or action of any single number, or fraction of the
majority present. . . . But how shall the presence of a
majority be determined? The Constitution has prescribed
no method of making this determination, and it is therefore
within the competency of the House to prescribe any method
which shall be reasonably certain to ascertain the fact. It
may prescribe answer to roll-call as the only method of de-
termination; or require the passage of members between
tellers, and their count as the sole test ; or the count of the
Speaker or the clerk, and an announcement from the desk of
the names of those who are present. Any one of these
methods, it must be conceded, is reasonably certain of
ascertaining the fact, and as there is no constitutional
method prescribed, and no constitutional inhibition of any
of those, and no violation of fundamental rights in any, it
follows that the House may adopt either or all, or it may
provide for a combination of any two of the methods.
This was done by the rule in question; and all that that
rule attempts to do is to prescribe a method for ascertain-
ing the presence of a majority, and thus establishing the
fact that the House is in a condition to transact business.
As appears from the Journal, at the time this bill passed the
House there was present a majority, a quorum, and the
House was authorized to transact any and all business.
It was in a condition to act on the bill if it desired.
Art. I., Sec. 5. (Continued.) Each House may de-
termine the Rules of its Proceedings, punish its
Members for disorderly Behaviour, and, with the Con-
currence of two thirds, expel a Member.
ORGANIZATION OF FEDERAL CONGRESS 75
The supreme law-making body of the nation is, of
cotirse, beyond the reach of any law except the People's
Law, the Constitution itself, to which the Houses owe
their existence. The People's Law authorizes each
House to decide how its business is to be done and to
regulate the behavior of its members.
Each House may determine the Rules of its Proceedings.
The House of Representatives, with more than four
hundred members, has been forced to adopt rules to
prevent discussion. More than 30,000 bills and resolu-
tions are offered at each Congress. Most of these are
killed in the committee rooms. A few hundred which
must be passed to keep the government going, are re-
ported for the consideration of the assembled members,
and are put through practically without debate be-
cause the Speaker will recognize only those members
who are scheduled to address the House for or against
the bills before it. These autocratic rules were intro-
duced in 1889, when Thomas B. Reed of Maine was
the Speaker of the House. His rules have been criti-
cized as arbitrary and tyrannical, but are still in force.
"How absolutely necessary his code was," said A.
Maurice Low in the North American Review of February,
1902, "is shown from the fact that his Democratic
successor substantially made the Reed rules his own;
and still later, when the swing of the pendulum once
more placed the House in control of the Republicans,
the Republican majority saw no good reason why any
change should be made in the rules." The Senate has
its own rules, which are based upon a manual pre-
pared by Thomas Jefferson for his own use dxiring his
Vice Presidency from 1797 to 1801. These niles
permit unlimited debate upon any subject under con-
sideration— a method which works fairly well in a de-
76 AMERICAN PLAN OF GOVERNMENT
liberative assembly of less than one hundred members.
Each House may . . . punish its Members for dis-
orderly Behaviour, and, with the Concurrence of two thirdSf
expel a Member. This clause of the Constitution gives
a limited judicial power to each of the Houses of Con-
gress. They are constitutional courts to the extent that
they can punish their own members for disorderly
behavior and can expel a member. This provision
counterbalances the exemption of Representatives and
Senators from arrest by order of the courts during their
attendance in Congress. ^
Art. I., Sec. 5. (Continued.) Each House shall keep
a Journal of its Proceedings, and from time to time
publish the same, excepting such Parts as may in
their Judgment require Secrecy; and the Yeas and
Nays of the Members of either House on any ques-
tion shall, at the Desire of one fifth of those Present,
be entered on the Journal.
These are commands which the Constitution ex-
pressly lays upon the law-making departments of the
national government. Mr. Justice Miller, in his book
On the Constitution^ says of this provision:
Whether wise or unwise, [it] is a fruitful source of a
great waste of time. It may be very well doubted whether
the call of the yeas and nays in the House of Representatives,
which necessarily consimies a great deal of time, is not
resorted to more for that purpose than any other, thereby
frequently defeating a measure which a majority of the
House is prepared to pass. It may be of some advantage in
the way of compelling members to spread their names upon
* See Art. I., Sec. 6, Subd. i.
■ Miller, On the Constitution, p. 197.
ORGANIZATION OF FEDERAL CONGRESS ^^
the record as having voted for or against any particular pro-
position, and thereby holding them responsible to the public
sentiment of their constituents. Wliere this is the con-
scientious object and motive in calling for the yeas and
nays, it is probably unobjectionable, and in the enact-
ment of laws of great public importance it is desirable for
many reasons that the votes of members should be re-
corded. No doubt this was the object of the Constitution
in authorizing a call of the yeas and nays upon the re-
quest of one fifth of the members present, and this require-
ment of one fifth seems to be a necessity to prevent the
frittering away of the time of the legislative body at the
request of a single number.
Art. I., Sec. 5. (Continued.) Neither House, during
the Session of Congress, shall, without the Consent of
the other, adjourn for more than three days, nor to any
other Place than that in which the two Houses shall be
sitting.
But for this clause, either House, in case of a dis-
pute with the other, could break up the session by ad-
journing for a long period or to some place other than
the Hall of Congress. "If the House could adjourn
of its own motion, without the other, for two or three
weeks at a time," says Miller, On the Constitution, "the
obstruction of the public business would be very great,
and there would be an impossibility of the cooperative
action contemplated by the Constitution. In practice,
the three days' limit is reached by one or both branches
of Congress very frequently during a long session, when
an adjournment is had over from Thursday imtil
Monday.*"
' Miller, On the Constitution, p. 197.
78 AMERICAN PLAN OF GOVERNMENT
Art. I., Sec. 6. The Senators and Representatives
shall receive a Compensation for their Services, to be
ascertained by Law, and paid out of the Treasury of
the United States. They shall in all Cases, except
Treason, Felony, and Breach of the Peace, be privileged
from Arrest during their Attendance at the Session of
their respective Houses, and in going to and returning
from the same; and for any Speech or Debate in either
House, they shall not be questioned in any other place.
The Senators and Representatives shall receive a Com-
pensation for their Services, to he ascertained hy Law, and
paid out of the Treasury of the United States. The
members of the Continental Congress had had to travel
hundreds of miles over the wretched roads of those days
or take the chances of a sea voyage in war time, in
order to spend months on end in the boarding houses
of Philadelphia while attending to their public duties.
Fairly good pay at regular intervals would have made
these conditions endiurable. But that is what they did
not get. Some States had been so thrifty and so irregu-
lar in the payment of salaries that their representa-
tives often had a very unpleasant time of it. Other
States had carried financial prudence to the extremity
of remaining unrepresented dining long periods. Ex-
perience had shown that Representatives and Senators
ought to be paid by the Nation. More than this, since,
under the proposed government, each House was to have
a right to compel the attendance of absent members,
it was no more than just to provide that those who
might be compelled to appear in their places should
be paid what it would cost to come and go and live
while at their work.
The only doubtful thing here was that Congress was
ORGANIZATION OF FEDERAL CONGRESS 79
the only body which could "ascertain" the compensa-
tion its own members should receive. James Madison
said in the Federal Convention that "to leave them
[Senators and Representatives] to regulate their own
wages was an indecent thing." ^
The scheme made trouble in 18 16, when the com-
pensation was raised from six dollars per day of actual
attendance to $1,500 per year. The change was so
unpopular that most of the members that voted for the
bill were defeated at the next election. This was no-
thing to what happened in 1871, when Congress on the
last day of its session raised the salary of members from
$5,000 to $7,500 and made it payable from the begin-
ning of the session two years before. The "salary
grab " was responsible for the downfall of many hopeful
politicians of that day.
The Senators and Representatives . . . shall in all
Cases, except Treason, Felony, and Breach of the Peace^
be privileged from Arrest during their Attendance at the
Session of their respective Houses, and in going to and
returning from the same. If this personal privilege had
not been granted to members of the new Congress,
there might have been endless trouble in those days
when arrest and imprisonment for small debts and
upon the slightest and most insignificant criminal
charges was the usual procedure.
The House of Commons of the British Parliament
had contended for this privilege, because British Kings
had used the power of arrest as a means of forcing
members to vote for measures which the Crown wished
to carry through. The makers of the Constitution
gave it to Senators and Representatives in Congress in
order to preserve the independence of the law-making
' Madison's Journal, p. 152.
8o AMERICAN PLAN OF GOVERNMENT
department. They had planned a government which
was to be managed by three independent, coordinate
departments. If any one of these had been able to
coerce any other, the fundamental principle of the whole
system would have been wrecked. If the President or
the judges had been given power to arrest Senators
and Representatives for petty offenses, Congress would
have been at the mercy of the executive or the judiciary.
And for any Speech or Debate in either House, they
[Senators and Representatives] shall not he questioned
in any other place. "According to Elsynge," says
May in his Law and Usage of Parliament, "the Com-
mons did oftentimes, under Edward III., discuss and
debate amongst themselves many things concerning the
King's prerogative, and agreed upon petitions for laws
to be made directly against his prerogative, as may
appear by divers of the said petitions; yet they were
never interrupted in their consultations, nor yet received
check for the same, as may appear also by the answer to
the said petitions. In the twentieth year of the reign
of Richard IL, however, a case occurred in which this
ancient privilege was first violated, and. afterward
signally confirmed. Haxey, a member of the Commons,
having displeased the King by offering a bill for reduc-
ing the excessive charge of the royal household, was
condemned in Parliament as a traitor. But on the
accession of Henry IV., Haxey exhibited a petition to
the King in Parliament, to reverse that judgment as
being against the law and custom which had been
before in Parliament; and the judgment was reversed
and annulled accordingly by the King, with the advice
and assent of all the lords, spiritual and temporal."^
'May's Law and Usage of Parliament, pp. ii8, 119, as quoted in
Watson, On the Constitution, i., 322.
ORGANIZATION OF FEDERAL CONGRESS 8i
Art. I., Sec. 6. (Continued.) No Senator or Re-
presentative shall, during the Time for which he was
elected, be appointed to any Civil Office under the
Authority of the United States, which shall have been
created, or the Emoluments whereof shaU have been
encreased during such time ; and no Person holding any
Office under the United States, shall be a Member of
either House during his Continuance in Office.
The Constitution declares that Senators and Re-
presentatives shall not use their power as law-makers
to provide fat jobs for themselves, and it prohibits
Federal officials from sitting in Congress. The Con-
stitution makers were creating a government which
was to be managed by makers of laws, administrators
of laws, and judges of laws. In Great Britain supreme
power, then as now, was vested in parliament. If a
member of parliament also held office in a subordinate
branch of the government, there was no great harm
done so long as his constituents were satisfied. But
our Constitution vests governmental power in three
theoretically equal and coordinate bodies: makers of
laws, administrators of laws, and judges of laws. Under
our system, therefore, any such overlapping of official
authority is unthinkable; with us, no man may use
power in one capacity and in another capacity have a
right to check that use of power.
Art. I., Sec. 7. All Bills for raising Revenue shall
originate in the House of Representatives; but the
Senate may propose or concur with Amendments as on
other Bills.
Section 7, as a whole, was an attempt to adopt the
order of law-making procedure which had been followed
82 AMERICAN PLAN OF GOVERNMENT
in England for at least three hundred years before the
United States became independent. The English im-
print is especially plain in this clause which says that
taxing bills shall begin in the House of Representatives,
just as in England all money bills begin in the House
of Commons. Here the similarity ends. The Senate,
under its right of amendment, often cuts out of a House
revenue bill all except the enacting clause, and sub-
stitutes a measure of its own. This is what is called
a Senate amendment of a House revenue bill.
Art. I., Sec. 7. (Continued.) Every Bill which shall
have passed the House of Representatives and the
Senate, shall, before it become a Law, be presented
to the President of the United States ; If he approve he
shall sign it, but if not he shall return it, with his
Objections to that House in which it shall have origi-
nated, who shall enter the Objections at large on their
Journal, and proceed to reconsider it. If after such
Reconsideration two thirds of that House shall agree
to pass the Bill, it shall be sent, together with the Ob-
jections, to the other House, by which it shall likewise
be reconsidered, and if approved by two thirds of that
House, it shall become a law. But in all such Cases
the Votes of both Houses shall be determined by Yeas
and Nays, and the Names of the Persons voting for
and against the Bill shall be entered on the Journal of
each House respectively. If any Bill shall not be re-
turned by the President within ten Days (Sundays
excepted) after it shall have been presented to him,
the Same shall be a Law, in like manner as if he had
signed it, imless the Congress by their Adjournment
prevent its Return, in which Case it shall not be a
Law.
ORGANIZATION OF FEDERAL CONGRESS 83
It was generally taken for granted that the sentiment
and opinion of the people would be reflected in the
House of Representatives and that the Senate would
in general be dominated by the larger House. The
men who framed the Constitution, however, were men
of means who intended to safeguard property rights by
preventing irresponsible legislation. They were sure
there ought to be some plan whereby the power of the
people through their representatives to make such laws
as they chose, should be limited or balanced by some
other department of authority. That is why they
put into the hands of the President of the United
States a right to prevent the taking effect of any law
which should not have back of it the recorded votes of
two-thirds of the members of the Congress.
"It is to be hoped," wrote Alexander Hamilton in
The Federalist, No. 73, "that it will not often happen
that improper views wiU govern so large a proportion
as two-thirds of both branches of the Legislature at
the same time; and this, too, in spite of the counter-
poising weight of the Executive. It is at any rate far
less probable that this should be the case, than that
such views should taint the resolutions and conduct
of a bare majority. A power of this nature in the
Executive, will often have a silent and unperceived,
though forcible, operation. When men, engaged in
unjustifiable pursuits, are aware that obstructions may
come from a quarter which they cannot control, they
will often be restrained by the bare apprehension of
opposition from doing what they would with eagerness
rush into, if no such external impediments were to be
feared."
// any Bill shall not he returned by the President
within ten Days {Sundays excepted) after it shall have
84 AMERICAN PLAN OF GOVERNMENT
been presented to him, the Same shall he a Law, in like
manner as if he had signed it, unless the Congress by their
Adjournment prevent its Return, in which Case it shall
not be a Law. The President is not obliged to veto or
return with objections any bill sent to him by Congress
during the ten days before the foiirth day of March of
every other year. A President who has before him any
bills presented less than ten days before that date,
can stuff them into the handiest wastebasket, if he
does not wish to send in a veto with his reasons. This
is what is called the "pocket veto," because the Presi-
dent "pockets" the bill and carries it away with him.
Art. I., Sec. 7. (Continued.) Every Order, Re-
solution, or Vote to which the Concurrence of the
Senate and House of Representatives may be necessary
(except on a question of Adjournment) shall be pre-
sented to the President of the United States; and
before the Same shall take Effect, shall be approved
by him, or being disapproved by him, shall be re-
passed by two thirds of the Senate and House of Re-
presentatives, according to the Rules and Limitations
prescribed in the Case of a Bill.
This clause puts the same limitations and conditions
upon the enactment of orders, resolutions, and votes as
the preceding clause does upon the enactment of laws.
It was suggested in the Constitutional Convention by
James Madison as a means of preventing Congress
from enacting bills into laws and dodging the presiden-
tial veto by calling them orders or resolutions or votes.
PART IV
Legislative Government in the United
States
85
CHAPTER VIII
POWERS OF CONGRESS — ^THE MONEY POWER
Art. I., Sec. 8, Subd. i. The Congress shall have
Power.
The Constitution of the United States is not an
instrument which executes itself, but a plan of govern-
ment which must be executed by the departments
which it establishes. In the case of United States vs.
Hudson and Goodwin, ^ the publishers of a Connecticut
newspaper were charged with libel for having on May
7, 1806, pubUshed a statement that President Jeff erson
and Congress had secretly made a present of $2,000,000
to Napoleon Bonaparte to induce him to make peace.
In the United States Circuit Court, where the case first
came up, the defendants urged that they could not
lawfully be punished for criminal libel under the laws
of the United States, because the United States had
no law punishing that offence. Hence the Supreme
Court, in deciding the case, had to determine whether
the Constitution gave the United States power to punish
attacks upon its sovereignty in the absence of a Federal
statute. Justice Johnson said:
The only question which this case presents, is, whether
the Circuit Courts of the United States can exercise a
common law jurisdiction in criminal cases. . . . The
' 7 Cranch's Rep., 34.
87
88 AMERICAN PLAN OF GOVERNMENT
legislative power of the Union must first make an act a
crime, affix a punishment to it, and declare the court which
shall have jurisdiction of the offence.
Art. I., Sec. 8, Subd. i. (Continued.) To lay and
collect Taxes, Duties, Imposts and Excises, to pay
the Debts and provide for the common Defence and
general Welfare of the United States; but all Duties,
Imposts and Excises shall be uniform throughout the
United States.
Art. I., Sec. 8, Subd. 2. To borrow Money on the
credit of the United States.
The impotent League of Friendship created by the
Articles of Confederation had had no power to compel
the payment of taxes. The old Congress had never
been able, even in the most strenuous crises of the War
for Independence, to induce the States to supply their
quotas of men and munitions of war. The delegates
who met to suggest improvements in the Articles of
Confederation knew that the thing most needed was
this power of taxation.
The Congress shall have Power To lay and collect Taxes.
The Supreme Court, in the case of State Freight Tax,^
explained what taxes are. In 1864 Pennsylvania passed
a law which required all transportation companies do-
ing business within the State to pay a tax upon every
ton of freight taken up in the State and carried out of it,
or taken up outside of the State and brought within it.
The Reading Railroad Company, which had been
granted an exclusive right to charge tolls upon freight
carried by it, refused to pay this tax on coal carried from
Pennsylvania to points outside the State on the ground
that this was commerce among the States of the United
* 15 Wallace's Rep., 232.
LEGISLATIVE GOVERNMENT IN U. S. 89
States, the regulation of which is exclusively under the
control of the national government. The Supreme
Court of Pennsylvania decided that, because the rail-
roads had been built on lands which the State had
permitted the companies to take from the owners for
use as highways, the State had a right to collect tolls
or taxes for the use of those highways. The question
for the Court to decide was whether the State could,
by imposing tolls, tax freight carried in interstate
commerce. Thus the Supreme Court had to say what
a ' ' tax "is. Justice Strong said :
Tolls and freights are a compensation for services ren-
dered, or facilities furnished to a passenger or transporter.
They are not rendered or furnished by the State. A tax is a
demand of sovereignty : a toll is a demand of proprietorship.
The Congress shall have Power To lay and collect . . .
Duties. This word "duties" has been accurately
defined by the Supreme Court in the case of Pacific
Insurance Co. vs. Soule. ^ Soon after the Civil War, the
Pacific Insurance Company, doing business in CaUfor-
nia, was compelled to pay internal revenue duties
amounting to $7,365 upon its dividends, undistributed
cash, and income. The duties were paid under protest,
and an action was brought by the company against the
Federal collector upon the ground that the duties im-
posed by the statute were in fact direct taxes which,
not being apportioned to each of the States according
to population as required by another part of the Con-
stitution, could not lawfully be exacted. The case was
taken to the Supreme Court at Washington upon the
question whether duties levied upon the income of
corporations were taxes on property or were excise
» 7 Wallace's Reports, 433.
90 AMERICAN PLAN OF GOVERNMENT
duties upon the privilege of doing business. If they were
taxes, they were unlawful as direct taxes not appor-
tioned; if they were excise duties, they were lawful.
Justice Swayne, in deciding that these were "duties,"
said:
<
Duties are defined . . . to be things due and recoverable
by law. The term, in its widest signification, is hardly less
comprehensive than " taxes. " . . . If a tax upon carriages
kept for his own use by the owner [as had long before been
decided by the Supreme Court in the case of Hylton vs.
United States^, is not a direct tax, we can see no ground upon
which a tax upon the business of an insurance company can
be held to belong to that class of revenue charges.
The Congress shall have Power To lay and collect . . .
Imposts. This word "imposts" is used in connection
with the inexact word "duties" to denote a charge spe-
cially imposed upon goods and merchandise, exported
or imported. In the case of Woodruff vs. Parham, * de-
cided by the Supreme Court of the United States in
1868, it was shown that the City of Mobile, Alabama,
was collecting sums of money from auctioneers by
compeUing them to pay a percentage of the value of
merchandise which they imported from other States
and sold at auction. A Mr. Woodruff, an auctioneer,
contended that a tax on the sale of goods imported
from other States was an impost on goods imported
from those States, and as such forbidden by the Con-
stitution. When this case came before the Federal
Supreme Court, Justice Miller wrote a decision in
which he said that a State may tax any property which is
within its borders, no matter where it came from. He
said:
* 3 Dallas' Rep., 178. '8 Wallace's Rep., 123.
LEGISLATIVE GOVERNMENT IN U. S. 91
In the case of Brown vs. Maryland, the word imports,
as used in the clause now under consideration, is defined,
both on the authority of the lexicons and of usage, to be
articles brought into a country; an impost is there said to
be a duty, custom, or tax levied on articles brought into the
country. In the ordinary use of the terms at this day, no
one would, for a moment, think of them as having relation
to any other articles than those brought from a country
foreign to the United States.
The Congress shall have Power To lay and collect . . .
Excises, The word "excise " grated on the ears of our
great-great-grandfathers, who remembered that the
Stamp tax was an excise. Even now, when the events
which made an excise "a hateful tax" are buried under
the dust of a century of history, American statesmen
like better to talk about "internal revenue," which
means exactly the same thing.
The first Federal excise law, passed by Congress in
1 79 1, stirred up the Whiskey RebelHon in Western
Pennsylvania. This act, which imposed excise taxes
upon spirits distilled within the United States, was
denounced as unnecessary and tyrannical by the legis-
latures of Maryland, Pennsylvania, Virginia, and North
Carolina. The farmers in the frontier settlements
near the Alleghany Mountains raised great quantities of
com and rye, which could not be shipped to the East at
a profit except in the form of whiskey. Like the makers
of "moonshine" whiskey of the present day, these men
could not or would not see any reason why they should
pay a tax on the product which they distilled from grain
harvested on their farms. One unlucky deputy collec-
tor was seized by a body of armed men who stripped
him, cut off his hair, tarred and feathered him. The
92 AMERICAN PLAN OF GOVERNMENT
United States courts issued warrants for the arrest of
those who had committed this outrage; but all the
authorities got for their pains was news that the
private messenger who carried the process papers had
also been tarred and feathered, had lost his watch and
horse, and had been left tied to a tree in the woods for
five hours. The disorders continued until 1794, when
the national government intervened. President Wash-
ington issued proclamations commanding the rioters to
disperse, and warning all persons against abetting them.
He made requisitions upon the governors of Pennsyl-
vania, New Jersey, Virginia, and Maryland for 15,000
troops and got ready to lead this little army in person.
The bottom then fell out of the whole movement.
David Bradford, its leader, fled to New Orleans.
Several insurgents were arrested and bound over for
trial, and two of them were convicted of treason.
These, however, were afterward pardoned by President
Washington. *
Internal revenue taxes upon cigars, cigarettes, and
tobacco in various forms, wines, malted and distilled
liquors, and other articles, have been levied so regularly
by the national government that everybody nowadays
accepts them as part of the daily business of life.
It is more difficult to understand the reasoning by
which excise taxation has been extended to include
duties on the privileges which corporations have to
engage in business, especially when the amount of the
duties is reckoned on the basis of income and not upon
the value of property they own. The national corpora-
tion income tax law, superseded by the general income
tax law of 1 9 13, was really an expansion of the old prin-
ciple of excise duties. In the case of Portland Bank vs.
' * 26 Federal Cases, 499, No. 15, 443; 2 Dallas' Rep., 335.
LEGISLATIVE GOVERNMENT IN U. S. 93
Apthorp, * it appeared that the State of Massachusetts,
in 1 8 12, had enacted a law which required every bank
in the State to pay to the State Treasurer within ten
days after declaring a semi-annual dividend an excise
tax of one half of one per cent of the par value of its
capital stock. The Portland Bank neglected to pay
this tax after declaring a dividend on January i, 1813.
Thereupon the sheriff of Cumberland County, in the
District of Maine, then a part of Massachusetts, seized
property of the bank to the amount of the tax. The
bank brought an action against him. Chief Justice
Parker declared that this tax was an excise duty which
the State had a right to levy, saying:
There are other sources of emolument and profit, not
strictly called property, but which are rather to be con-
sidered as the means of acquiring property, from which a
reasonable revenue may be exacted by the legislature. . . .
The term excise ... is limited, in our Constitution
[Massachusetts] as to its operation, to produce, goods,
wares, merchandise, and commodities. This last word will
perhaps embrace . . . the privilege of using particular
branches of business or employment, as, the business of an
auctioneer, of an attorney, of a tavern keeper, of a retailer
of spirituous liquors, etc.
The Congress shall have Power To lay and collect
Taxes [etc.] to pay the Debts . . . of the United States.
The Supreme Court at Washington frequently has been
called upon to decide whether the United States can
collect money by taxation for any purpose except to
pay the debts it is legally boimd to pay. In the case of
United States vs. Realty Co.,' the question was upon the
constitutionality of the Act of Congress of 1895 which
* 7 Massachusetts Rep., 252. > 163 U. S. Rep., 427.
94 AMERICAN PLAN OF GOVERNMENT
appropriated money for bounties to encourage the pro-
duction of high grade sugars. Could Congress lawfully-
collect money by imposing customs duties on imported
merchandise and then make a free gift of a part of the
proceeds to sugar manufacturers? Justice Peckham
said:
What are the debts of the United States within the mean-
ing of this constitutional provision? It is conceded and
indeed it cannot be questioned that the debts are not
limited to those which are evidenced by some written obliga-
tion or to those which are otherwise of a strictly legal
character. The term ' ' debts ' ' includes those debts or claims
which rest upon a merely equitable or honorary obligation
and which would not be recoverable in a court of law if
existing against an individual. The nation, speaking
broadly, owes a "debt" to an individual when his claim
grows out of general principles of right and justice; when,
in other words, it is based upon considerations of a moral or
mere honorary nature, such as are binding on the conscience
or the honor of an individual, although the debt could ob-
tain no recognition in a court of law. The power of Congress
extends at least as far as recognition and payment of claims
against the government which are thus founded. . . . Their
recognition depends solely upon Congress, and whether
it will recognize claims thus founded must be left to the
discretion of that body. Payments to individuals, not of
right or of a merely legal claim, but payments in the nature
of a gratuity, yet having some feature of moral obligation
to support them, have been made by the government by
virtue of acts of Congress, appropriating the public money,
ever since its foundation.
The Congress shall have Power To lay and colled Taxes
[etc.] to . . . provide for the common Defence and general
Welfare of the United States. The taxing power for
LEGISLATIVE GOVERNMENT IN U. S. 95
these purposes has never been exercised so unreason-
ably as to compel an appeal to the Federal Supreme
Court for a decision upon the meaning of the phrase.
Justice Story, in his Commentary on the Constitution,
says^:
The reading . . . which will be maintained in these
commentaries is that which makes the latter words a quali-
fication of the former, and this will be best illustrated by
supplying the words which are necessarily to be understood
in this interpretation. They will then stand thus:
"The Congress shall have power to lay and collect taxes,
duties, imposts, and excises, in order to pay the debts, and
to provide for the common defence and general welfare of
the United States"; that is, for the purpose of paying the
public debts, and providing for the common defense and
general welfare of the United States. In this sense. Con-
gress has not an unlimited power of taxation; but it is
limited to specific objects, — the payment of the public
debts, and providing for the common defense and general
welfare.
Protective tariff laws, enacted "to provide revenue
for the government and to encourage the industries of
the United States,"^ have been criticised upon the
ground that the Constitution does not authorize Con-
gress to impose customs duties upon foreign made
goods for the purpose of giving our manufacturers a
better chance in competing in our home markets. On
the other hand, many eminent statesmen have urged
that it is the bounden duty of Congress "to provide for
. . . the general Welfare of the United States" by ad-
justing the tax burden in such a way as to compel
» 5th ed., Sect. 908.
» Enacting Clause of Dingley Tariff Bill, Act of July 4, 1897.
96 AMERICAN PLAN OF GOVERNMENT
importers of foreign manufactures to pay charges not
levied upon American made goods so that American
industrial enterprise shall be fostered and protected.
In 1 79 1, Alexander Hamilton, Secretary of the Treasury,
in his celebrated Report on Manufactures, advocated
protective tariff legislation in these words :
The terms "general welfare," were doubtless intended to
signify more than was expressed or imported in those which
preceded; otherwise numerous exigencies incident to the
affairs of a nation would have been left without a provision.
The phrase is as comprehensive as any that could have been
used; because it was not fit that the constitutional authority
of the Union to appropriate its revenues, should have been
restricted within narrower limits than the " general welfare " ;
and because this necessarily embraces a vast variety of
particulars, which are susceptible neither of specification
nor of definition.
On the other hand, on February 15, 1 791, Thomas
Jefferson, Secretary of State, said in his opinion upon
the power of Congress to establish the Bank of the
United States:
Congress are not to lay taxes ad libitum, for any purpose
they please; but only to pay the debts, or provide for the welfare
of the Union. In like manner they are not to do anything
they please, to provide for the general welfare, but only to
lay taxes for that purpose. To consider the latter phrase,
not as describing the purpose of the first, but as giving a
distinct and independent power to do any act they please,
which might be for the good of the Union, would render all
the preceding and subsequent enumerations of power
completely useless. It would reduce the whole instrument
to a single phrase, that of instituting a Congress with power
to do whatever would be for the good of the United States;
and, as they would be the sole judges of the good or evil, it
LEGISLATIVE GOVERNMENT IN U. S. 97
would also be a power to do whatever evil they pleased. It
is an established rule of construction, where a phrase will
bear either of two meanings, to give it that which will allow
some meaning to the other parts of the instrimient, and not
that which will render all the others useless. Certainly, no
such universal power was meant to be given them. It was
intended to lace them up strictly within the enumerated
powers, and those without which, as means, these powers
could not be carried into effect. It is known that the very
power now proposed as a means, was rejected as an end by
the Convention which formed the Constitution.
All Duties, Imposts and Excises shall he uniform
throughout the United States. The meaning of the word
"uniform" as used in this phrase was explained by the
Supreme Court in the Head Money Cases. ^
In 1882, Congress enacted the Head Money Tax Act
under which transportation companies were required
to pay the government a tax of fifty cents for each alien
passenger brought to this country. A number of steam-
ship agents and companies paid these taxes under
protest and brought suit against the Collector of the
Port of New York to recover the amounts. They
argued that the tax was void because not uniform in
that it was collected only in the few States where
"immigrants" enter the country and was not collected
in the interior States, In deciding this case, Justice
Miller said:
It is objected that the tax is not . . . uniform through-
out the United States. The uniformity here prescribed has
reference to the various localities in which the tax is in-
tended to operate. . . . The tax is uniform when it
operates with the same force and effect in every place where
the subject of it is found. The tax in this case, which, as
» 112 U.S. Rep., 581.
f
98 AMERICAN PLAN OF GOVERNMENT
far as it can be called a tax, is an excise duty on the business
of bringing passengers from foreign countries into this, by
ocean navigation, is uniform and operates precisely alike in
every port of the United States where such passengers can
belauded.
The Congress shall have Power To . . . borrow Money
on the credit of the United States. During the Revolu-
tion, the power to borrow money was grossly misused by
the Continental Congress and by each of the States in
issuing floods of continental and state paper money
which never was redeemed. At the very time the Con-
vention was laboring over the work of Constitution
making, there spread over Massachusetts a hot flame of
rebelUon caused by efforts to get worthless paper money
out of the way. Hence, the original draft of this clause
that Congress should have power "to borrow money
and emit hills oj credit on the credit of the United States "
found so little favor with the delegates that, by unani-
mous consent, the words "emit bills of credit" were
cut out.
James Madison, the real leader of the Constitutional
Convention, said then and afterward that this omission
would prevent the United States from issuing legal
tender paper money. Indeed, until 1863, our govern-
ment when in need of money had issued bonds or its
promissory notes at 7 30/100 per cent — a rate fixed to
net the holder two cents per day on each $100. In 1863,
however, Congress authorized an issue of paper money
to pay off the army in the field and to meet the expense
of the Civil War.
The question of validity was not raised at once,
because the North needed the relief which the paper
money gave. In 1869, however, when there were only
LEGISLATIVE GOVERNMENT IN U. S. 99
seven Supreme Court justices, a majority of the Court
held, in the case of Hepburn vs. Griswold, ^ that the act
of 1863 was void for unconstitutionality. Chief Justice
Chase, in giving the opinion of the Court, said:
No one questions the general constitutionality, and not
very many, perhaps, the general expediency of the legisla-
tion by which a note currency has been authorized in recent
years. The doubt is as to the power to declare a particular
class of these notes to be a legal tender in pa3mient of pre-
existing debts. ...
There is another provision in the . . . [fifth] amendment,
which, in our judgment, cannot have its full and intended
effect unless construed as a direct prohibition of the legisla-
tion which we have been considering. It is that which
declares that "no person shall be deprived of life, liberty,
or property, without due process of law.". . . The . . .
question is, whether an act which compels all those who hold
contracts for the payment of gold and silver money to
accept in payment a currency of inferior value deprives
such persons of property without due process of law.
... A very large proportion of the property of civilized
men exists in the form of contracts. These contracts almost
invariably stipulate for the payment of money. And we
have already seen that contracts in the United States, prior
to the act under consideration, for the payment of money,
were contracts to pay the svuns specified in gold and silver
coin. And it is beyond a doubt that the holders of these
contracts were and are as fully entitled to the protection of
this constitutional provision as the holders of any other
description of property. . . .
We confess ourselves unable to perceive any solid dis-
tinction between such an act and an act compelling all
citizens to accept, in satisfaction of all contracts for money,
half or three-quarters or any other proportion less than the
' 8 Wallace's Rep., 603, 619, 624.
loo AMERICAN PLAN OF GOVERNMENT
whole of the value actually due, according to their terms.
It is difficult to conceive what act would take private prop-
erty without due process of law, if such an act would not.
We are obliged to conclude that an act making mere
promises to pay dollars a legal tender in payment of debts
previously contracted, ... is inconsistent with the spirit
of the Constitution ; and that it is prohibited by the Con-
stitution.
In 1869, soon after taking office, President Grant ap-
pointed two more Supreme Court justices. Two cases
involving the constitutionality of the Legal Tender
Act of 1863 were advanced for hearing; and this time,
in the Legal Tender Cases, ^ the Court, by a vote of five
justices to four, reversed its previous decision. The
justices said in these cases that Congress had power
under the Constitution to enact any law it considered
necessary to execute the Constitution. The opinion,
written by Justice Strong, says in part :
Closely allied ... is the argument pressed upon us that
the legal tender acts were prohibited by the spirit of the
fifth amendment, which forbids taking private property for
public use without just compensation or due process of law.
That provision has always been understood as referring
only to a direct appropriation, and not to consequential
injuries resulting from the exercise of lawful power. It has
never been supposed to have any bearing upon, or to inhibit
laws that indirectly work harm and loss to individuals. A
new tariff, an embargo, a draft, or a war may inevitably
bring upon individuals great losses; may, indeed, render
valuable property almost valueless. They may destroy the
worth of contracts. But who ever supposed that, because
of this, a tariff could not be changed, or a non-intercourse
act or an embargo be enacted, or a war be declared? ....
» 12 Wallace's Rep., 457, 551.
LEGISLATIVE GOVERNMENT IN U. S. lOi
Without extending our remarks further, it will be seen
that we hold the acts of Congress constitutional as applied
to contracts made either before or after their passage. In so
holding, we overrule so much of what was decided in Hep-
burn vs. Griswold, as ruled the acts unwarranted by the
Constitution so far as they apply to contracts made before
their enactment. That case was decided by a divided court,
and by a court having a less number of judges than the law
then in existence provided this court shall have. . . . We
are not accustomed to hear them [cases involving constitu-
tional powers] in the absence of a full court, if it can be
avoided. . . . And it is no unprecedented thing in coiirts
of last resort, both in this country and in England, to over-
rule decisions previously made.
It was generally thought at that time that the deci-
sions sustaining the Legal Tender acts went no further
than to declare that the nation in time of war may meet
its needs by using its notes and giving them value by
making them a legal tender for the payment of debts.
But, in 1878, in a time of profound peace. Congress
passed another legal tender paper money law. This
brought forward the old question in a new form; for,
if this law were valid, there could be no doubt that the
government at Washington had full power to issue
paper money at any time. The question came before
the Supreme Court in the great case of Juilliard vs.
Greenman, ^ in which a New York man sued a citizen of
Connecticut for the price and value of one hundred
bales of cotton billed at $5, 122.90. The buyer admitted
that he had bought and received the cotton and said he
had paid $22.90 of this sum in coin, and had offered
the seller two United States legal tender notes, one for
$5,000 and one for $100 in payment of the balance, and
» no U. S. Rep., 421.
102 AMERICAN PLAN OF GOVERNMENT
that this tender had been refused. The seller insisted
that the notes offered to him and refused by him were
not lawful money. Justice Gray upheld the law, saying :
The question whether at any particular time, in war or in
peace, the exigency is such, by reason of unusual and press-
ing demands on the resources of the government, or of the
inadequacy of the supply of gold and silver coin to furnish
the currency needed for the uses of the government and of
the people, that it is, as a matter of fact, wise and expedient
to resort to these means, is a political question, to be deter-
mined by Congress when the exigency arises, and not a
judicial question to be afterwards passed upon by the courts.
CHAPTER IX
POWERS OF CONGRESS — THE POWER TO REGULATE
COMMERCE
Art. I., Sec. 8, Subd. 3. To regulate Commerce
with foreign Nations, and among the several States,
and with the Indian Tribes.
All governments exist chiefly for the safety and pros-
perity of business in the broadest sense of the word.
The United States as constituted in 1783 was composed
of thirteen States, each of which claimed to be indepen-
dent and sovereign. These States were neither con-
siderate nor reasonable in their conduct toward the
central government or toward one another. "The
States flushed with the enjoyment of power, increased,
instead of diminishing, measures incompatible with
their relations to the federal government."* John
Adams, our first minister to England, was an able and
skilful diplomatist; but he had to confess that it was
not easy to make a treaty which could not be carried
out on the part of the United States unless each of the
thirteen States was willing to observe its provisions.
The new State governments enacted local laws bearing
hard upon all outsiders. Certain States which had good
harbors imposed customs duties on goods imported by
their less fortunate neighbors. "New Jersey, placed
between Philadelphia and New York, was Hkened to a
' Madison's Journal, p. 29.
103
I04 AMERICAN PLAN OF GOVERNMENT
cask tapped at both ends; North Carolina, between
Virginia and South Carolina, to a patient bleeding at
both arms."* None of the States would have given a
second thought to a Constitution which put all the
control of commerce into the hands of a national
government. The statesmen of that era were agreed
that some plan which would give the central govern-
ment power to regulate all commerce abroad and some
commerce at home would have to Se devised in order to
make the United States a prosperous nation. So they
compromised by giving the national government power
to regulate matters of commerce in which all the States
are interested, leaving with the States themselves the
regulation of that part of commerce which is of local
importance and interest only. The United States was
made a nation so far as business of national scope is
concerned; it was left a league of States as to all local
business matters.
The Congress shall have Power To . . . regulate Com-
merce with foreign Nations. Some of the authoritative
cases in which the phrase "foreign commerce" has been
defined originated in attempts to infringe the right of
each State to regulate its own internal commerce. In
the case of Veazie vs. Moor, ^ for example, the plaintiff
challenged the constitutionality of a law made by the
legislature of Maine in 1864, granting to William Moor
and his associates a franchise permitting them to im-
prove the navigation of the Penobscot River and to
charge tolls for the use of the improvements when made.
After dredging channels, erecting dams and locks,
putting up piers and digging canals where needed, they
started a steamboat line up the river. They did not
long enjoy their monopoly, because Samuel Veazie and
» Madison's Journal, p. 29. ' 14 Howard's U. S. Rep., 568.
LEGISLATIVE GOVERNMENT IN U. S. 105
some other steamboat men could not see why they also
did not have as much right as anybody else to do busi-
ness on the waters of a river. Wherefore they took out
a Federal license for the coasting trade and went into
the steamboat business in opposition to the monopoly,
claiming that their coasting trade license gave them a
right to use free of tolls, improvements in local naviga-
tion made by private persons under State Hcense.
Veazie and his associates urged the Supreme Court to
protect them in their infringement of Moor's monopoly,
on the ground that the local products carried by their
boats might ultimately become the subjects of foreign
commerce, which should be regulated by the national
government. Justice Daniel refuted this argument as
follows:
Commerce with foreign nations must signify commerce
which in some sense is necessarily connected with those
nations, transactions which either immediately, or at some
stage of their progress, must be extra-territorial. The
phrase can never be applied to transactions wholly internal
between citizens of the same community, or to a polity and
laws whose ends and purposes and operations are restricted
to the territory and soil and jurisdiction of such community.
Nor can it be properly concluded, that because the products
of domestic enterprise in agriculture or manufactures, or in
the arts, may ultimately become the subjects of foreign
commerce, that the control of the means or the encourage-
ments by which enterprise is fostered and protected, is
legitimately within the import of the phrase foreign com-
merce, or fairly implied in any investiture of the power to
regulate such commerce.
The Congress shall have Power To . . . regulate Com-
merce . . . among the several States. Without freedom
of commerce among the States, the winning of political
io6 - AMERICAN PLAN OP GOVERNMENT
independence would have been in vain. The existence
of the national right to manage domestic commerce
became immensely important when Robert Fulton, by-
applying steam power to navigation, revolutionized
transportation methods. When Fulton and Livingston
ran steamboats in New York waters under State grants
of exclusive privilege, the United States Supreme Court
had to decide whether Congress or the States were to
regulate domestic commerce.
This question first came to an issue in the New York
courts in an action brought by Robert R. Livingston to
assert his and Fulton's joint rights under the act of the
New York legislature giving to them alone the privilege
of running steamboats. This is the case of Livingston vs.
Van Ingen, ^ in which Chancellor Kent asserted :
Congress, indeed, has not any direct jurisdiction over our
interior commerce or waters. Hudson River is the property
of the people of this State, and the legislature have the same
jurisdiction over it that they have over the land, or over
any of our public highways, or over the waters of any of our
rivers or lakes. They may, in their sound discretion, regu-
late and control, enlarge or abridge the use of its waters,
and they are in the habitual exercise of that sovereign right.
If the Constitution had given to Congress exclusive juris-
diction over oiu" navigable waters, then the argument of
the respondents would have applied; but the people never
did, nor^ever intended to grant such a power; and Congress
have concurrent jurisdiction over the navigable waters no
further than may be incidental and requisite to the due
regulation of commerce between the States and with foreign
nations.
This assertion of States rights against the rights of the
United States was promptly challenged in the United
* 9 Johnson's Rep., 589.
LEGISLATIVE GOVERNMENT IN U. S. 107
States Supreme Court in the case of Gibbons vs. Ogden. '
Fulton and Livingston had assigned to Aaron Ogden a
part of their rights covering the privilege of conducting
a steamboat line between Elizabethtown, New Jersey,
and New York City. Thomas Gibbons started an
opposition line with two steamboats called The Stou-
dinger and The Bellona. Ogden brought an action in
equity and obtained a temporary injunction. Gibbons
answered the bill in equity by urging that his boats were
duly enrolled and licensed to engage in the coastwise
trade under the laws of the United States; and this he
claimed gave him a right superior to Ogden's right under
a State law. The New York courts ruled in Ogden's
favor. Gibbons then took the case to the Federal
Supreme Court, where the New York injunction was
annulled on the ground that the Act of Congress under
which Gibbons' steamboats had been enrolled and
licensed to be employed in the coastMdse trade, gave
those vessels full authority to navigate the waters of the
United States by steam or otherwise, "any laws of the
State of New York to the contrary notwithstanding."
This decision, rendered by Chief Justice Marshall in
February, 1824, is the basis of that long series of decrees
which have given Congress absolute power to regulate
the business of the United States. The significant parts
of the decision are:
We are now arrived at the inquiry — what is this power?
It is the power to regulate; that is, to prescribe the rule by
which commerce is to be governed. This power, like all
others vested in Congress, is complete in itself, may be
exercised to its utmost extent, and acknowledges no limi-
tations other than are prescribed in the Constitution. . . .
I
» 9 Wheaton's Rep., 1.
I08 AMERICAN PLAN OF GOVERNMENT
If, as has always been understood, the sovereignty of Con-
gress, though limited to specified objects, is plenary as to
those objects, the power over commerce . . . among the
several States is vested in Congress as absolutely as it would
be in a single government, having in its constitution the
same restrictions on the exercise of the power as are found
in the Constitution of the United States. The wisdom and
the discretion of Congress, their identity with the people,
and the influence which their constituents possess at elec-
tions, are, in this, as in many other instances, as that, for
example, of declaring war, the sole restraints on which they
have relied to secure them from its abuse. They are the
restraints on which the people must often rely solely in all
representative governments.
The unlimited power of Congress over all business
which crosses State lines extends even to the reversing
of decisions of the Supreme Court of the United States.
In 1849, the State of Pennsylvania brought the action
of Pennsylvania vs. Wheeling and Belmont Bridge
Company,^ in which it asked the Supreme Court to
order the destruction of a bridge across the Ohio River
from Wheeling, Virginia (now West Virginia), on the
ground that it was an obstruction to commerce. Justice
McLean, in giving the judgment of the Court that the
bridge was an unlawful structure, said :
The Ohio being a navigable stream, subject to the com-
mercial power of Congress, and over which that power has
been exerted ; if the river be within the State of Virginia,
the commerce upon it, which extends to other States, is
not within its jurisdiction; consequently if the act of Vir-
ginia authorized the structure of the bridge, so as to ob-
struct navigation, it could afford no justification to the
bridge company.
' 13 Howard's Rep., 518.
LEGISLATIVE GOVERNMENT IN U. S. 109
The bridge company paid no attention either to this
decision or to an injunction which was issued by Justice
Grier of the Supreme Court. It went to Congress,
which, in August, 1852, enacted "that the bridges
across the Ohio River at Wheeling, in the State of
Virginia, and at Bridgeport in the State of Ohio,
abutting on Zane's Island in said River, are hereby
declared lawful structures, in their present positions
and elevations, and shall be so held and taken to be,
anything in the law or laws of the United States to the
contrary notwithstanding. " This law ftirther declared
the bridges to be post roads, authorized the company
to maintain them in that position, and commanded
that all persons navigating the river should so regulate
the use of their vessels and boats, and the pipes and
chimneys belonging to them, as not to interfere with the
elevation and construction of the bridge. This was
plainly a reversal of the decision which the Supreme
Court had rendered only a few months before. The
State of Pennsylvania, apparently thinking the Court
would insist upon its rights in the matter, asked the
justices to punish the bridge company for disobeying
the Court's original decree. At this second hearing of
the case, ^ the Court had to consider whether Congress
had power to overrule a decision of the judicial depart-
ment of government. The Supreme Court said it had
that power. Justice Nelson said:
The defendants rely upon this act of Congress as furnish-
ing authority for the continuance of the bridge as con-
structed, and as superseding the effect and operation of the
decree of the court previously rendered, declaring it an
obstruction to navigation. . . . Since, however, the rendi-
* 18 Howard's Rep., 421.
no AMERICAN PLAN OF GOVERNMENT
tion of this decree, the acts of Congress already referred to,
have been passed, by which the bridge is made a post-road
for the passage of the mails of the United States, and the
defendants are authorized to have and maintain it at its
present site and elevation, and requiring all persons navi-
gating the river to regulate such navigation so as not to
interfere with it. So far, therefore, as this bridge created an
obstruction to the free navigation of the river, in view of the
previous acts of Congress, they are to be regarded as modi-
fied by this subsequent legislation; and although it may still
be an obstruction in fact, it is not so in the contemplation of
law.
No one nowadays disputes the authority of the
law-making department to enact the Sherman "Anti-
Trust" Law and other statutes forbidding combinations
and monopolies, rebatings, and contracts in restraint of
trade. Each of these laws in turn has been challenged in
the courts, but the power of Congress to pass these laws
has gone unchallenged, except in a very perfunctory
way. The questions raised under the trade-regulating
laws have been largely concerned with the meaning
and application of the laws rather than with their
validity. For example, in 1896, in the case of United
States vs. Trans-Missouri Freight Association,^ the
point in dispute was the meaning of the phrase "con-
tract in restraint of trade." This Association was a
combination of railroad companies which had been
formed, before the Sherman law was enacted, "for the
purpose of mutual protection, by establishing and
maintaining reasonable rates, rules, and regulations on
all freight traffic, both through and local" in certain
parts of the United States. The Court had to decide
first of all whether a law which prohibited such con-
» 166 U. S. Rep., 290.
LEGISLATIVE GOVERNMENT IN U. S. in
tracts could be applied to contracts made before it was
adopted. Justice Peckham said:
The language of the act includes every contract, combina-
tion in the form of trust or otherwise, or conspiracy, in
restraint of trade or commerce among the several States or
with foreign nations. So far as the very terms of the statute
go, they apply to any contract of the nature described. A
contract therefore that is in restraint of trade or commerce is
by the strict language of the act prohibited even though
such contract is entered into between competing common
carriers by railroad, and only for the purpose of thereby
affecting traffic rates for the transportation of persons and
property. If such an agreement restrain trade or commerce,
it is prohibited by the statute, unless it can be said that an
agreement, no matter what its terms, relating only to trans-
portation cannot restrain trade or commerce. We see no
escape from the conclusion that if any agreement of such
a nattue does restrain it, the agreement is condemned by
this act.
This decision was rendered by a majority of the
Court. Four justices, including Justice White, later
Chief Justice of the United States, thought the other
five were wrong in their idea of the meaning and appli-
cation of this important statute. A divided court
cannot render a final decision on any point. Therefore,
two years later (1898), the validity of the Sherman Law
was again challenged in the case of United States vs.
Joint Traffic Association. ^ In this case, it was urged
that Congress has no power to punish all contracts in
restraint of trade, but only such contracts as are pre-
judicial to society. The railroad companies belonging
to the Joint Traffic Association insisted that their
' 171 U. S. Rep., 505.
112 AMERICAN PLAN OF GOVERNMENT
combination was intended to secure tmifomaity and
stability of rates. Their lawyers urged that the Asso-
ciation had been formed merely for the reasonable regu-
lation of charges. The judges declared that any
agreement to maintain railroad rates was one of the con-
tracts prohibited by the statute. Justice Peckham, who
again delivered the decision of the Court, said:
The question really before us is whether Congress, in the
exercise of its right to regulate commerce among the several
States, or otherwise, has power to prohibit, as in restraint
of interstate commerce, a contract or combination between
competing railroad corporations entered into and formed
for the purpose of establishing and maintaining interstate
rates and fares for the transportation of freight and passen-
gers on any of the railroads, parties to the contract or com-
bination, even though the rates and fares thus established
are reasonable. Such an agreement directly affects and of
course is intended to affect the cost of transportation of
commodities. . . . The agreement affects interstate
commerce by destroying competition and by maintaining
rates above what competition might produce. . . . Has not
Congress with regard to interstate commerce and in the
coiu-se of regulating it, in the case of railroad corporations,
the power to say that no contract or combination shall be
legal which shall restrain trade and commerce by shutting
out the operation of the general law of competition? We
think it has.
The Hepburn Law, enacted in 1906, prohibited any
railroad company from transporting in interstate
commerce any "article or commodity, other than timber
and the manufactured products thereof, manufactured,
mined, or produced by it, or imder its authority, or
which it may own in whole or in part, or in which it
may have any interest, direct or indirect," etc. The
LEGISLATIVE GOVERNMENT IN U. S. 113
Delaware and Hudson Railroad Company, the Erie
Railroad, the Central Railroad of New Jersey, the
Delaware, Lackawanna and Western Railroad, the
Pennsylvania R9,ilroad, and the Lehigh Valley Railroad,
all of which had after the enactment of the law trans-
ported in interstate commerce coal produced by coal
mining companies in which they were interested as
stockholders, were called upon in 1908 to answer in the
United States Courts indictments charging violation of
this "commodities" clause.* Each of the railroad
companies interposed by way of defense the contention
that the interest which they as stockholders had in the
coal companies was not an "interest, direct or indirect"
in its products within the meaning of those words as
used in the Hepburn Act. Justice White, who had
dissented from the decision in the Trans-Missouri case,
now announced a new interpretation of the Sherman
Law as follows :
It remains to determine the nature and character of the
interest embraced in the words "in which it is interested
directly or indirectly." ... If it be true that the mind
of Congress was fixed on the transportation by a car-
rier of any commodity produced by a corporation in
which the carrier held stock, then we think the failure
to provide for such a contingency in express language
gives rise to the implication that it was not the purpose
to include it. At all events in view of the far-reaching
consequences of giving the statute such a construction
as that contended for, as indicated by the statement taken
from the answers and returns which we have previously
inserted in the margin [notes annexed to the opinion], and
of the questions of constitutional power which would arise
« U. S. vs. D. and H. R. R. Co., 213 U. S. Rep., 366.
8
114 AMERICAN PLAN OP GOVERNMENT
if that construction was adopted, we hold the contention of
the government not well founded.
We then construe the statute as prohibiting a railroad
company engaged in interstate commerce from transporting
in such commerce articles or commodities under the follow-
ing circumstances and conditions : (a) When the article or
commodity has been manufactured, mined, or produced by
a carrier or under its authority, and at the time of trans-
portation the carrier has not in good faith before the act
of transportation dissociated itself from such article or
commodity; (b) When the carrier owns the article or com-
modity to be transported in whole or in part; (c) When the
carrier at the time of transportation has an interest, direct
or indirect, in a legal or equitable sense in the article or
commodity, not including, therefore, articles or commodi-
ties manufactured, mined, produced, or owned, etc., by a
bona fide corporation in which the railroad company is a
stockholder. The question then arises whether, as thus
construed, the statute was inherently without the power of
Congress to enact as a regulation of commerce. That it
was, we think is apparent.
Having decided that the Hepburn Act meant less
than it said, the Supreme Court was bound to say sooner
or later that the Sherman Law did not mean all it said.
When the Standard Oil Company and the Tobacco
"Trust" were called to the bar of justice, a ruling that
the "light of reason" must be used in the interpreta-
tion of the Sherman Law did not save them from being
condemned to dissolution. Chief Justice White did
not find it easy to reconcile the old rulings with the new
theory. In the Trans-Missouri and Joint-Traffic cases,
the Court had decided only that certain contracts
complained of had restrained trade and had produced
the injuries which the statute was intended to prevent,
and had not, in those cases, committed itself to any
i LEGISLATIVE GOVERNMENT IN U. S. 115
hard and fast rule of interpretation. On this ground,
he said that those decisions did not control the Court.
In the case of Standard Oil Co. vs. United States, "" he
said:
' In substance, the propositions urged by the government
are reducible to this: That the language of the statute
embraces every contract, combination, etc., in restraint of
trade, and hence its text leaves no room for the exercise of
judgment, but simply imposes the plain duty of applying
its prohibitions to every case within its literal language.
The error involved lies in assuming the matter to be decided.
This is true because as the acts which may come under the
classes stated In the first section and the restraint of trade to
which that section applies are not specifically enumerated
or defined, it is obvious that judgment must in every case
be called into play in order to determine whether a particu-
lar act is embraced within the statutory classes, and whether
if the act is within such classes its nature or effect causes it
to be a restraint of trade within the intendment of the act.
To hold to the contrary would require the conclusion either
that every contract, act, or combination of any kind or
nature, whether it operated a restraint on trade or not, was
within the statute, and thus the statute would be destruc-
tive of all right to contract or agree or combine in any re-
spect whatever as to subjects embraced in interstate trade or
commerce, or if this conclusion were not reached, then the
contention would require it to be held that as the statute did
not define the things to which it related and excluded resort
to the only means by which the acts to which it relates could
be ascertained — the light of reason — the enforcement of
the statute was impossible because of its uncertainty. The
merely generic enumeration which the statute makes of the
acts to which it refers and the absence of any definition of
restraint of trade as used in the statute leaves room for but
» 221 U. S. Rep., I.
ii6 AMERICAN PLAN OF GOVERNMENT
one conclusion, which is, that it was expressly designed not
to unduly limit the application of the act by precise defini-
tion, but while clearly fixing a standard, that is, by defining
the ulterior boundaries which could not be transgressed
with impunity, to leave it to be determined by the light of
reason, guided by the principles of law and the duty to
apply and enforce the public policy embodied in the statute
in every given case whether any particular act or contract
was within the contemplation of the statute.
■ The Clayton "Anti-Trust " Law, enacted by Congress
in 1 9 14, is an attempt to remedy some of the abuses of
centralized financial management which were disclosed
by the investigations of the so-called Pujo Committee
of the House of Representatives. This Act provides
that corporations engaged in commerce shall not hold
enough stock in other corporations to lessen substan-
tially competition between them. It says that, after
two years, no one person shall under certain stated
circumstances serve as director in more than one bank
or other corporation, this provision being aimed
against "interlocking" directorates, which were
assumed to be instruments of monopoly. It makes a
number of changes in the Federal criminal law by
providing for the punishment of officers of commercial
companies, who embezzle, steal, or misapply the funds
of their firm, association, or corporation. This law
has not yet been interpreted.
The Federal Trade Commission Law "of 19 14 is still
on trial. Just how far it will avail in giving the people
of the United States a "square deal" in their business
relations with one another cannot now be determined.
The makers of the Constitution probably did not
suppose that the absolute power of Congress to regulate
LEGISLATIVE GOVERNMENT IN U. S. 117
interstate commerce ever could be used to regulate
the conduct of individuals. Immorality, dishonesty,
violence, murder, and other crimes were offences against
the sovereignty of each State, which imposed such
punishments as its citizens thought proper. Such local
regulation, in the absence of any national control,
enabled many persons to avoid punishment for offences
which began in one State and ended in another.
This unsatisfactory method of control lasted until the
abolition of slavery removed one of the reasons for
exclusive local regulation of safety, health, and morals.
Then it began to be seen that standards of conduct
ought not to follow State lines.
In 1895, Congress enacted a law which prohibited
under severe penalties the transportation of lottery
tickets from one State to another. In February, 1899,
three persons were indicted in the United States Court
for sending lottery tickets by Wells-Fargo Express from
Dallas, Texas, to Fresno, California. Out of their
arrest grew the celebrated Lottery Case. ' The accused
persons petitioned the Supreme Court for release by
writ of habeas corpus, upon the groimd that the Lottery
Act was repugnant to and inconsistent with the Con-
stitution of the United States in that it was an exercise
of the police power which had not been delegated to the
United States, but had been reserved to the States or
the people. Justice Harlan, in sustaining the law, said :
We cannot think of any clause of that instrument [the
Constitution] that could possibly be invoked by those who
assert their right to send lottery tickets from State to State
except the one providing that no person shall be deprived of
liberty without due process of law. We have said that the
» 188 U. S. Rep., 356.
ii8 AMERICAN PLAN OF GOVERNMENT
liberty protected by the Constitution embraces the right to
be free in the enjoyment of one's faculties; "to be free to
use them in all lawful ways; to live and work where he will;
to earn his livelihood by any lawful calling, to pursue any
livelihood or avocation, and for that purpose, to enter into
all contracts that may be proper." ... But surely it will
not be said to be a part of any one's liberty, as recognized
by the supreme law of the land, that he shall be allowed to
introduce into commerce among the States an element that
will be confessedly injurious to the public morals. . . .
We decide nothing more in the present case than that lottery
tickets are subjects of traffic among those who choose to
buy or sell them; that the carriage of such tickets by in-
dependent carriers from one State to another is therefore
interstate commerce; that under its power to regulate
commerce among the several States, Congress — subject to
the limitations imposed by the Constitution upon the exer-
cise of the powers granted — has plenary authority over
such commerce, and may prohibit the carriage of such
tickets from State to State.
The Pure Food and Drug Act of 1906 was contested
in the case of HipoUte Egg Co. vs. United States,^ in
which the government brought an action to condemn
fifty cans of whole preserved eggs said to have been
kept in storage for five months. The eggs had been
shipped from one State to another and sold to be used
in baking; and it was charged that they had been
adulterated by the addition of boric acid, a substance
injurious to health. The HipoHte Egg Company
defended the case on the ground that the cans could not
be seized by the government after delivery to the con-
signee when they were no longer under the control of
the packer. The Supreme Court brushed this argu-
» 220 U. S. Rep., 45.
LEGISLATIVE GOVERNMENT IN U. S. 119
ment aside in an opinion delivered by Justice McKenna,
in which the absolute power of Congress in these cases
was described as follows :
The question here is whether articles which are outlaws
of commerce may be seized wherever found, and it certainly
will not be contended that they are outside of the jurisdic-
tion of the National Government when they are within the
borders of a State. The question in the case, therefore, is,
What power has Congress over such articles? Can they
escape the consequences of their illegal transportation by
being mingled at the place of destination with other prop-
erty? To give them such immunity would defeat, in many
cases, the provision for their confiscation, and their confisca-
tion or destruction is the especial concern of the law. The
power to do so is certainly appropriate to the right to bar
them from interstate commerce, and completes its purpose,
which is not to prevent merely the physical movement of
adulterated articles, but the use of them, or rather to pre-
vent trade in them between the States by denying to them
the facilities of interstate commerce. And appropriate
means to that end, which we have seen is legitimate, are the
seizure and condemnation of the articles at their point of
destination in the original, unbroken packages. The selec-
tion of such means is certainly within that breadth of
discretion which we have said Congress possesses in the ex-
ecution of the powers conferred upon it by the Constitution.
The power of Congress to suppress the "white slave"
traffic under the interstate commerce clause is stated
in the case of Hoke and Economides vs. United States. *
In this case, one Effie Hoke, who had been convicted
in a United States district court under the Federal law
forbidding the transporting of women and girls from
one State to another for immoral purposes, and a man
« 227 u. S. Rep., 308.
120 AMERICAN PLAN OF GOVERNMENT
named Economides, who was charged with assisting
in this wickedness, appealed to the Supreme Court at
Washington asking that the verdicts against them be
set aside on the ground that, under the Constitution,
the United States has no power to regulate the morals of
the people. Justice McKenna, in delivering the opinion
of the Court, said :
Our dual form of government has its perplexities, State
and Nation having different spheres of jurisdiction, as we
have said, but it must be kept in mind that we are one
people; and the powers reserved to the States and those
conferred on the Nation are adapted to be exercised, whether
independently or concurrently, to promote the general
welfare, material and moral. This is the effect of the
decisions, and surely if the facility of interstate transporta-
tion can be taken away from the demoralization of lotteries,
the debasement of obscene literature, the contagion of
diseased cattle or persons, the impurity of food and drugs,
the like facility can be taken away from the systematic
enticement to and the enslavement in prostitution and
debauchery of women, and, more insistently, of girls. . . .
The principle established by the cases is a simple one,
when rid of confusing and distracting considerations, that
Congress has power over transportation "among the several
States"; that the power is complete in itself, and that Con-
gress, as an incident to it, may adopt not only means
necessary but convenient to its exercise, and the means may
have the quality of police regulations. . . . We have no hesi-
tation, therefore, in pronouncing the Act of June 25, 1910,
["white slave" act], a legal exercise of the power of Con-
gress.
The Congress shall have Power To . . . regulate Com-
merce . . . with the Indian Tribes. The colonial govern-
ments had made treaties of peace, alliance, and
LEGISLATIVE GOVERNMENT IN U. S. 121
commerce with the Indians. The Continental Congress
had made similar Indian treaties under an authority
contained in the Articles of Confederation. Hence the
power over commerce with the Indian tribes meant no
more and no less than the power over commerce with
foreign nations. Nevertheless, "commencing with the
act of 1790, through more than a century, Congress has
legislated on the rights of the Indians on the theory that
they were dependent and helpless to such an extent that
the nation had a right to assume unlimited control
over them. "^
This right of unlimited control has been translated
into a moral duty of guardianship in the interest of the
Indians, especially for their protection against unscru-
pulous individuals and even against unscrupulous
States. For there always has been a general feeling in
the newer States that the natives of the soil ought to be
made to give place to white men. This sentiment was
strong in Georgia, in 1832, when the case of Worcester
vs. Georgia' was decided by the Supreme Court of the
United States. The Rev. Samuel A, Worcester, one
of the first of our missionaries to the Indians, who had
been preaching the gospel and translating the scriptures
into the Cherokee language at New Echota in the
Cherokee reservation in the western part of Georgia,
was arrested and convicted in the Superior Court of
Gwinnett County, Georgia, under a State law which
declared that no persons should live with the Indians
except such as had taken an oath of allegiance to the
State, and had been duly licensed by the governor. Mr.
Worcester defended himself by proving that he had been
licensed to go to the Cherokee reservation by the
' Jaeger vs. U. S., 27 Court of Claims Rep., 278, 285.
»6 Peters' Rep., 515.
122 AMERICAN PLAN OF GOVERNMENT
President of the United States. He showed that our
treaties with that nation expressly stipulated that
citizens of the United States should not enter the
Cherokee territory without passports from the Presi-
dent of the United States or the governor of the State.
He then asserted that the laws of Georgia under which
he had been convicted were unconstitutional and void
because they were an attempt to regulate and control
the intercourse with the said Cherokee nation, which by
the said Constitution belongs exclusively to the Congress
of the United States. In other words, Mr. Worcester
said that the Georgia law under which he had been tried
was unconstitutional because it was repugnant to the
clause in the Constitution which gives Congress power
to regulate commerce with the Indian tribes.
He was convicted in the Georgia court, which sen-
tenced him to four years' imprisonment at hard labor.
He appealed to the Supreme Court of the United States,
which set aside the judgment of the State court in an
opinion which does not conceal the indignation of the
great Chief Justice who pronounced it.
The governor of Georgia disregarded the mandate
of the Supreme Court ordering the release of the
missionary, and President Jackson, who hated the
Chief Justice cordially, refused to take any action.
The missionary was left to the tender mercies of the
State authorities, which however pardoned him as soon
as their political point had been made. The State of
Georgia was satisfied when President Jackson said:
"John Marshall has made his decision. Now let him
enforce it. " The opinion of the Court was in part as
follows :
The Cherokee Nation ,. . . is a distinct community,
occupying its own territory, with boundaries accurately
LEGISLATIVE GOVERNMENT IN U. S. 123
described, in which the laws of Georgia can have no force,
and which the citizens of Georgia have no right to enter,
but with the assent of the Cherokees themselves, or in
conformity with treaties and with the acts of Congress.
The whole intercourse between the United States and this
nation is, by our Constitution and laws, vested in the gov-
ernment of the United States. The act of the State of
Georgia, under which the plaintiff . . . was prosecuted, is
consequently void, and the judgment is a nullity. . . .
He [Mr. Worcester] was seized and forcibly carried away
while under the guardianship of treaties guaranteeing the
country in which he resided, and taking it under the pro-
tection of the United States. He was seized while per-
forming, under the sanction of the chief magistrate of the
Union, those duties which the humane policy adopted by
Congress had recommended. He was apprehended, tried,
and condemned under color of a law which has been shown
to be repugnant to the Constitution, laws, and treaties of
the United States. . . .
It is the opinion of this court that the judgment of the
Superior Court for the County of Gwinnett, in the State of
Georgia, condemning Samuel A. Worcester to hard labor, in
the penitentiary of the State of Georgia for four years, was
pronounced by that court under color of a law which is void,
as being repugnant to the Constitution, treaties, and laws
of the United States, and ought, therefore, to be reversed
and annulled.
CHAPTER X
POWERS OF CONGRESS — POWERS TO FOSTER COMMERCE
Art. I., Sec. 8, Subd. 4. To establish an uniform
Rule of Naturalization, and uniform Laws on the
subject of Bankruptcies throughout the United States ;
Art. I., Sec. 8, Subd. 5. To coin Money, regulate
the Value thereof, and of foreign Coin, and fix the
Standard of Weights and Measures;
Art. I., Sec. 8, Subd. 6. To provide for the Punish-
ment of counterfeiting the Securities and current Coin
of the United States;
Art. I., Sec. 8, Subd. 7. To establish Post Offices
and post Roads;
Art. I., Sec. 8, Subd. 8. To promote the Progress
of Science and the useful Arts, by securing for limited
Times to Authors and Inventors the exclusive Right
to their respective WritiDgs and Discoveries.
The American colonists knew that their vast territory
would become immensely valuable as soon as it was
well peopled. They resented the check upon immigra-
tion caused by the refusal of Great Britain to naturalize
the immigrants, and said so with blunt directness in
the Declaration of Independence. The Continental
Congress very early in its history declared that all
persons who lived in any of the colonies were members
of the local body politic. ' The Articles of Confederation
" Andrews, On the Constitution, p. 88.
"4
LEGISLATIVE GOVERNMENT IN U. S. 125
contained a clause which gave all the free inhabitants
of each of the States, "paupers, vagabonds, and fugi-
tives from justice excepted," the status of citizens of
the United States. ' The bankruptcy clause, by afford-
ing legal relief for alien debtors, was a further incentive
to immigration. Primarily, however. Federal control
over bankruptcy is logically a part of the power of
Congress to regtdate commerce.
The Congress shall have Power To . . . establish an
uniform Rule of Naturalization. The naturalization
which this clause provides for is "the act of adopting a
foreigner and clothing him with the privileges of a native
citizen."' It gives him all the privileges of one who is
native bom, except that he cannot be President or Vice-
President. Of the naturalized citizen Chief Justice
Marshall, in the case of Osborn vs. United States Bank, ^
said:
He [the naturalized citizen] becomes a member of the
society, possessing all the rights of a native citizen, and
standing in the view of the Constitution on the footing of a
native.
This rule was applied by President Buchanan in a
famous diplomatic incident just before the Civil War,
the story of which is thus told in John Bassett Moore's
Digest of International Law'^: "Christian Ernst, a native
of Hanover, emigrated to the United States in 1851,
when nineteen years of age. In February, 1859, he was
* Articles of Confederation, Art. IV.
* Boyd vs. Nebraska, 143 U. S. Rep., 162.
» 9 Wheaton's Rep., 739.
* John Bassett Moore's Digest oj International Law, vol. iii., pp.
573-578.
126 AMERICAN PLAN OF GOVERNMENT
naturalized, and in the following month procured a
passport and went back to Hanover on a visit. On
arriving in his native village he was arrested and forced
into the Hanoverian army. President Buchanan sub-
mitted the case to Attorney-General Black for an opin-
ion. Attorney-General Black advised . . . that it was
the 'natural right of every free person, who owes no
debts and is not guilty of any crime, to leave the country
of his birth in good faith and for an honest purpose,*
and to throw off his natural allegiance and substitute
another in its place; . . . that 'natural reason and
justice,' 'writers of known wisdom,' and 'the practice
of civilized nations' were all 'opposed to the doctrine
of perpetual allegiance, ' and that the United States was
pledged to the right of expatriation and could not with-
out perfidy repudiate it ; that expatriation ' includes not
only emigration out of one's native country, but naturali-
zation in the country adopted as a future residence';
that 'naturalization does ipso facto [by the fact itself]
place the native and adopted citizen in precisely the
same relations with the government under which they
live, except in so far as the express and positive law of
the country has made a distinction in favor of one or
the other' ; that, with regard to the protection of Ameri-
can citizens in their rights at home and abroad, there
was no law that divided them into classes or made any
difference whatever between them; that the opinion
held by 'persons of very high reputation ' that a natural-
ized citizen ought to be protected everywhere except in
the country of his birth had 'no foundation to rest
upon . . . except the dogma which denies altogether
the right of expatriation without the consent of his
native country,' . . . that the Hanoverian government
could justify the arrest of Mr. Ernst only by proving
LEGISLATIVE GOVERNMENT IN U. S. 127
that the original right of expatriation depended on the
consent of the natural sovereign — a proposition, which,
said Mr. Black, 'I am sure no man can establish.*
"The views of the President in relation to the case of
Christian Ernst and analogous cases were communicated
to the American minister at Berlin, July 8, 1859. I^
this communication the position was maintained that
... by the treaty with Hanover, which provided that
the 'inhabitants' of each country should be permitted
to sojourn in all parts of the other, submitting to the
laws, every inhabitant of the United States had a right
to visit that country and sojourn there in the prosecu-
tion of his business, and that no distinction could be
made in this regard between a native and a naturalized
citizen of the United States. . . .
"On August 20, 1859, the Hanoverian government
stated that a 'full pardon' had been granted to Ernst
and that he had been 'dismissed' from the military
service."
The Congress shall have Power To . . . establish . . .
uniform Laws on the subject of Bankruptcies throughout
the United States. Congress has not enacted many
bankruptcy laws. The law of 1800, repealed in 1803,
gave relief only to certain classes of men who actually
were engaged in business, and not even then unless
the creditors asked the courts to divide the debtor's
property among them. The debtor could not himself
invoke the help of the law. The next bankruptcy law
was passed in 1841, and repealed in 1843. Another,
adopted in 1867, remained in force until 1878. The
present law was enacted in 1898.
The Constitution calls for "uniform" naturaliza-
tion rules and "uniform" bankruptcy laws. Chief
Justice Waite, sitting as a Circuit Court judge, in the
128 AMERICAN PLAN OP GOVERNMENT
case of In re Deckert^ defined the word "uniform" as
follows :
One of the effects of a bankrupt law is that of a general
execution issued in favor of all the creditors of the bank-
rupt, reaching all his property subject to levy, and applying
it to the payment of all his debts according to their respec-
tive priorities. It is quite proper, therefore, to confine its
operation to such property as other legal process could reach.
A rule which operates to this effect throughout the United
States is uniform within the meaning of that term as used
in the Constitution.
The Congress shall have Power To . . . coin Money.
The reason why Congress has power to coin money was
explained by the Supreme Court in the case of United
States vs. Marigold.'^ In October, 1848, one Peter
Marigold was indicted at Albany, New York, for having
brought into the United States a number of counterfeits
of the gold and silver coins of the United States which he
intended to pass as genuine. In the trial of the case in
the United States Circuit Court, the defendant claimed
that the power of Congress to coin money could not be
expanded into a power to make a law against bringing
counterfeits into the country from abroad. Justice
Daniel, in the course of the decision, said :
The power of coining money and of regulating its value
was delegated to Congress by the Constitution for the very
purpose, as assigned by the framers of that instrument, of
creating and preserving the uniformity and purity of such
a standard of value; and on account of the impossibility
which was foreseen of otherwise preventing the inequalities
and the confusion necessarily incident to different views
» 2 Hughes' Rep., 183. • 9 Howard's Rep., 560.
LEGISLATIVE GO\^RNMENT IN U. S. 129
of policy, which in different communities would be brought
to bear on this subject.
The Congress shall have Power To . . . regulate the Value
thereof [of Money]. Congress has absolute power to
decide what metal may be coined into money and what
proportion the coined money shall bear to the value of
the bullion out of which it is made. In the Legal Tender
Cases, ' Justice Strong said :
The Constitution does not ordain what metals may be
coined, or prescribe that the legal value of the metals, when
coined, shall correspond at all with their intrinsic value in
the market. . . . Confessedly the power to regulate the
value of money coined, and of foreign coins, is not exhausted
by the first regulation. More than once in our history has
the regulation been changed without any denial of the
power of Congress to change it, and it seems to have been
left to Congress to determine alike what metal shall be
coined, its purity, and how far its statutory value, as money,
shall correspond, from time to time, with the market value
of the same metal as bullion. How then can a grant of a
power to coin money "and regulate its value, made in terms
so liberal and unrestrained, coupled also with a denial to
the States of all power over the currency, be regarded as an
implied prohibition to Congress against declaring treasury
notes a legal tender, if such declaration is appropriate, and
adapted to carrying into execution the admitted powers of
the government?
The Congress shall have Power To . . . fix the Standard
of Weights and Measures. About 1 834, the Pennsylvania
assembly enacted a law which made 2,000 lbs. a legal
ton. A man named Holt delivered several hundred tons
of coal under a contract with a ship-owning firm, and,
' 12 Wallace's Rep., 457, 546.
130 AMERICAN PLAN OF GOVERNMENT
taking advantage of this act, gave only 2,000 lbs. to
each ton called for. The ship-owners refused to pay;
and Holt brought action against their ship. The Mian-
tonomi, ' for his bill. The defense was that, as Holt had
given short weight by 240 lbs. to each ton, the owners
were entitled to a credit for the total shortage. The case
came up before Justice Grier in the United States
Circuit Court at Pittsburgh upon the question whether
the State of Pennsylvania had any right to compel
business men to use business words in one particular
sense. Justice Grier said:
The Congress of the United States having the power to
regulate commerce between the several States, it was of
great importance that the value of money and the standard
of weights and measures should be uniform. Accordingly
their regulation is entrusted to Congress. ... I find no
legislation on the subject except in the Act of May 19, 1828,
c. 67, where it is enacted that "the brass troy pound weight
proctired by the Minister of the United States at London
in the year 1827 for the use of the mint, and now in the
custody of the director thereof, shall be the standard troy
pound of the mint of the United States." As the English
standard of weights and measures had been adopted by long
custom in every State, it was, perhaps, unnecessary for
Congress to interfere further than it has done. For as the
standard of the London Tower weights, and the English
terms or denominations used to represent their fractions
and multiples, were universally adopted in the United
States, and of course uniform, nothing was required of
Congress, unless it entirely changed its standard and in-
troduced decimal fractions and multiples for greater facility
of calculation as it has done in our coin.
The Congress shall have Power To . . . provide for
the Punishment of counterfeiting. In passing upon a
' 3 Wallace, Jr. Rep., 40.
LEGISLATIVE GOVERNMENT IN U. S. 131
motion of a convicted counterfeiter that the verdict
of the jury be annulled because the indictment for
counterfeiting did not charge an intent to pass the
bogus money, District Judge Deady of Oregon explained
as follows the kind of law he thought should be meted
out to a counterfeiter*:
In the case of the actual forger or counterfeiter, knowledge
of the character of the coin, and the fraudulent intent to
put it into circulation, in some way, as genuine, are implied
from the fact of the false making, and need not be specially
averred. . . . And, if this is not the law, Congress ought
to make it so. No one ought to be allowed to trifle with the
integrity of the coin of the realm. The circulating medium
of a people is the life to its trade and commerce and ought
not to be exposed to the danger of corruption from contact
or commingling with the spiuious coinage of amateur forgers
and counterfeiters.
The Congress shall have Power To . . . establish Post
Offices and post Roads. Justice Clifford of the Supreme
Court traced the origin of the United States post office
in his opinion in the case of Ware vs. United States'':
A general post office "was established on the twenty-sixth
day of July, 1775, the year before the Declaration of In-
dependence. By that ordinance it was directed that a line
of posts be appointed under the direction of the Postmaster
General from Falmouth [now Portland, Maine] to Savannah,
with as many dross-posts as he shall think fit; and he was
authorized to appoint as many deputies as to him might
seem proper and necessary. Amendments were made to
that ordinance from time to time to the twenty-eighth day
of October, 1782, when it was repealed, and a supplemental
ordinance was adopted in its place, conferring substantially
» U. S. vs. Otey, 31 Federal Rep., 68. * 4 Wallace's Rep., 630.
132 AMERICAN PLAN OF GOVERNMENT
the same powers upon the Postmastfer General. These
powers were continued with certain alterations and addi-
tions, until the Constitution of the United States was
adopted.'
The post offices and post roads which Congress
establishes constitute a government monopoly, always
jealously guarded. At one time, express carriers would
receive and deliver mailable matter as a part of their
business, and many persons thought they had a right
to get a living that way. But in i860. Judge Cadwal-
lader, in the case of United States vs. Kochsperger,^
ruled that such a business was unlawful. He said :
The post office law authorizes the Postmaster General to
"direct the route or road, where there are more than one,
between places designated by law for a post road," and
enacts that the road thus designated "shall be considered
the post road." . . . But the highways of a State, so
long as open to the common public use of her own citizens,
may be used unobstructedly by carriers of the mail, and
cannot be used by private carriers of mailable matter in
any manner which has been prohibited by Congress.
The power of Congress to regulate the use of the mails
is unlimited. Congress has enacted laws punishing
those who use the mails either for the sale of lottery
tickets or for the transportation of indecent written or
printed matter or for many other purposes hostile to
the public welfare.
A man named Jackson was prosecuted in the United
States Court at New York City in 1877 for mailing a
circular which advertised a lottery. He was convicted
and fined $100. He did not pay and was committed to
prison. A petition for his release under a writ of
^ Federal Cases, No. 15,541.
LEGISLATIVE GOVERNMENT IN U. S. 133
habeas corpus was then filed with the Supreme Court
of the United States. This case of Ex Parte Jackson^
brought squarely before the Court the question whether,
under the power "to establish post offices and post
roads," Congress can order excluded from the mails
any letter or packet upon which the postage has been
paid. Justice Field, in the decision of this case, said :
The validity of legislation prescribing what should be
carried [by the mails] and its weight and form, and the
charges to which it should be subjected, has never been
questioned. What should be mailable has varied at different
times, changing with the facility of transportation over the
post roads. At one time, only letters, newspapers, maga-
zines, pamphlets, and other printed matter, not exceeding
eight ounces in weight were carried; afterwards books were
added to the list; and now small packages of merchandise,
not exceeding a prescribed weight, as well as books and
printed matter of all kinds are transported in the mail.
The power possessed by Congress embraces the regulation
of the entire postal system of the Country. The right to
designate what shall be carried necessarily involves the
right to determine what shall be excluded. . . .
In excluding various articles from the mail, the object of
Congress has not been to interfere with the freedom of the
press, or with any other rights of the people ; but to refuse
its facilities for the distribution of matter deemed injurious
to the public morals. Thus by Act of March 3, 1873,
Congress declared that no obscene, lewd, or lascivious book,
pamphlet, picture, paper, print, or other publication of
an indecent character, or any article or thing designed or
intended for the prevention of conception or procuring of
abortion, nor any article or thing intended or adapted for
any indecent or immoral use or nature, nor any written or
printed card, circular, book, pamphlet, advertisement, or
«96U. S. Rep., 727.
134 AMERICAN PLAN OP GOVERNMENT
notice of any kind, giving information, directly or indirectly,
where, or how, or of whom, or by what means, either of the
things before mentioned may be obtained or made, nor any
letter upon the envelope of which, or postal card upon which
indecent or scurrilous epithets may be written or printed,
shall be carried in the mail; and any person who shall
knowingly deposit, or cause to be deposited, for mailing or
delivery, any of the hereinbefore mentioned articles or
things . . . shall be deemed guilty of a misdemeanor, and
on conviction thereof, shall, for every offence, be fined not
less than $ioo, nor more than $5,000, or imprisonment at
hard labor not less than one year nor more than ten years,
or both, in the discretion of the judge.
All that Congress meant by this act was, that the mail
should not be used to transport such corrupting publica-
tions and articles, and that any one who attempted to use
it for that purpose should be punished. The same inhibi-
tion has been extended to lotteries — institutions which are
supposed to have a demoralizing influence upon the people.
. . . The only question for our determination relates to
the constitutionality of the act; and of that we have no
doubt.
The Postmaster General issues what are called * ' fraud
orders," whenever it is called to his attention that
schemes to cheat and defraud are being carried on by
means of the postal facilities of the United States. In
the case of American School oj Magnetic Healing vs.
Mc Annuity, "^ the petitioner was the proprietor of an
institution, founded almost exclusively on the theory
that the mind of the human race is largely responsible
for its ills, and is a perceptible factor in the treating,
curing, benefiting, and remedying thereof, and that the
human race does possess the innate power, through
» 187 U. S. Rep., 94.
LEGISLATIVE GOVERNMENT IN U. S. 135
proper exercise of the faculty of the brain and mind, to
largely control and remedy the ills that humanity is
heir to. On May 15, 1900, the Postmaster General
issued a fraud order directing the postmaster at Nevada,
Mo., where the School of Magnetic Healing was located,
to "return all letters, whether registered or not, and
other mail matter which shall arrive at your office,
directed to said concern [American School of Magnetic
Healing] and persons [officers of that institution] to the
postmasters at the offices at which they were originally
mailed, to be delivered to the senders thereof, with the
word 'fraudulent' plainly written or stamped upon the
outside, " and forbidding him to pay any postal money
order to said concern and persons. The officers of the
School of Magnetic Healing brought an action in the
United States Court of Missouri against the postmaster
at Nevada, asking that he be restrained from carrying
out the "fraud order" of the Postmaster General. The
case went on appeal to the Supreme Court at Washing-
ton, which decided that, as the scheme was not neces-
sarily fraudulent, the School of Magnetic Healing should
have its letters.
In the case of Public Clearing House vs. Coyne,^ in
which the Supreme Court sustained the validity of a
"fraud order" issued by the Postmaster General in
November, 1 902, it appeared that an Illinois corpora-
tion had used the mails in the course of a scheme to
induce people to become members and co-operators in
what was called a "League of Equity." The member
who paid three dollars as an enrollment fee and agreed
to pay one dollar a month for five years, was to receive
a proportionate share of the total paid in during five
years by all the members; if he secured three new
• 194 U. S. Rep., 497.
136 AMERICAN PLAN OF GOVERNMENT
members in any one year, he might receive at the end
of that year one fifth of the amount which he would be
entitled to at the end of five years, assuming that the
growth of the concern continued. The Public Clearing
House, upon learning that its mail was to be detained,
filed a petition for an injimction in the Federal District
Court at Chicago, The postmaster of Chicago inter-
posed the defense that the fraud order had been properly
issued to suppress a lottery. The case was referred to a
master in chancery (an officer of the Court, who hears
testimony and reports to the Court the facts of a case),
who reported that the petition ought to be denied.
The case was taken to the Supreme Court by an appeal
where it was decided in favor of the postmaster. Justice
Brown, who prepared the opinion, said:
We do not consider it necessary to enter into the details
of the plan, which is a somewhat complicated one, and the
success of which obviously depended upon constantly and
rapidly increasing the number of subscribers or co-operators.
The only money paid in was a small enrollment fee of three
dollars and a monthly payment of one dollar for five years.
The return to the subscribing member, which is called a
realization, is not only uncertain in its amount, but depends
largely upon the number of new members each subscriber
is able to secure, as well as the number of new members
which his co-operators are able to secure. The return to
members who have been able to secure a large number of
other members, and to pay their own monthly dues, may be
very large in comparison with the amount paid in, but the
amount of such return depends so largely, and indeed almost
wholly, upon conditions which the member is unable to
control that we think it fulfils all the conditions of a dis-
tribution of money by chance. . . .
In the careful and satisfactory report of the master the
plan of the complainant is briefly described "as a plan for
LEGISLATIVE GOVERNMENT IN U. S. 137
securing money from a constantly increasing large number
for the benefit of a constantly increasing smaller nimiber,
with an absolute certainty that when the enterprise reaches
an end for any reason the larger number will lose every
dollar they have put into it, and in the meantime the
smaller number will have realized such amounts as may
have resulted from the growth of the larger number; but no
one can predict what that growth will be." . . .
The master found that there had been no false represen-
tations of existing facts and no unfair dealing with the co-
operators; yet, as we held in Durland vs. United States, 161
U. ,S. 206, the misrepresentation of existing facts is not
necessary to a conviction under a statute applying to "any
scheme or artifice to defraud," as was observed by Mr.
Justice Brewer (p. 313), "Some schemes may be promoted
through mere representations and promises as to the future,
yet are none the less schemes and artifices to defraud. . . .
In the light of this the statute must be read, and so read it
includes everything designed to defraud by representations
as to the past or present, or suggestions and promises as to
the future. The significant fact is the intent and purpose. "
Congress makes regular appropriations for all sorts
of public improvements under its authority to lay and
collect taxes for the public welfare, to regulate interstate
commerce, to establish post offices and post roads, and
to do what is necessary and proper to execute the judi-
cial power of the nation. This group of appropriations
constitutes the "Pork Barrel," so called because it is
as helpful in winning votes as was the old-time free
barrel of pork which candidates for office used to open
for voters on election day. Nowadays, the Congress-
man who fails to obtain an appropriation of public
money to be spent in his district, lessens by so much his
chance of re-election. The constituencies seem to
think it the official duty of their representative to
138 AMERICAN PLAN OF GOVERNMENT
engineer a vote of public money which will be spent
mostly in wages of those who are employed on local
improvements for national purposes.
"Probably out of this provision [giving Congress
power to establish post offices and post roads], more than
any other," says Watson On the Constitution,^ "there
grew one of the most important questions ever pre-
sented for discussion under the Constitution. It is the
great question of internal improvements; that is,
whether there is authority to carry them on under the
express or implied powers of the Constitution. Judge
Story states the beginning of this controversy as
follows: 'Upon the construction of this clause of the
Constitution, two opposite opinions have been expressed.
One maintains that the power to establish postoffices
and post roads can intend no more than the power to
direct where postoffices shall be kept, and on what roads
the mails shall be carried. Or, as it has been on other
occasions expressed, the power to establish post roads
is a power to designate or point out what roads shall be
mail roads, and the right of passage of way along them,
when so designated. The other maintains that, al-
though these methods of exercising the power are
perfectly constitutional, yet they are not the whole of
the power, and do not exhaust it. On the contrary,
the power comprehends the right to make or construct
any roads which Congress may deem proper for the
convenience of the mail, and to keep them in due repair
for such purposes.' "
The power of the nation to spend money on public
improvements was a debatable question during the
years before the Civil War when the Constitution was
finding itself. That time has long gone by. A genera-
' Vol. i., 643.
LEGISLATIVE GOVERNMENT IN U. S. 139
tion which has spent nearly half a billion dollars upon the
waterway between the oceans at Panama will not waste
its time discussing the power of the United States
to put its money into national improvements. "The
trend of national sentiment for many years," Mr.
Watson adds, "has been in favor of appropriations for
such improvements, and perhaps no President for fifty
years has vetoed a bill because it carried appropriations
which provided for the construction of public works
coming within the jurisdiction of the general govern-
ment and possessing national characteristics. The
improvement of lakes, rivers, and harbors by deepen-
ing their channels, removing obstructions to navigation,
constructing dams and docks, as well as the construc-
tion of lines of railway crossing the continent have
called for appropriations from the national treasury
aggregating fabulous sums, and have all met with the
approval of a great majority of the American people and
been sustained by the courts."^
The Congress shall have Power To . . . promote the
Progress of Science . . . by securing for limited Times to
Authors . . . the exclusive Right to their . . . Writings.
The history of protection by copyright was reviewed in
1834, in the case of Wheaton vs. Peters,' in which Henry
Wheaton, one of the early reporters of the decisions
of the Supreme Court, tried to enforce his copyright
on the twelve volumes of decisions which bear his name.
Richard Peters, who, in 1827, succeeded Mr. Wheaton
as court reporter, published a book called Condensed
Reports of Cases in the Supreme Court of the United States^
containing all the decisions of the court since its or-
ganization and including those which had appeared in
the first volume of Wheaton's Reports. Mr. Wheaton
' VoL I, 648. ' 8 Peters' Rep., 593.
I40 AMERICAN PLAN OF GOVERNMENT
and his associates in the ownership of the copyright
brought an action in the United States Court at Phila-
delphia in which they asked that Mr. Peters be for-
bidden to infringe the copyrighted matter contained in
that volume. The defense was that Mr. Wheaton had
not complied with all the provisions of the United
States copyright law enacted by Congress in 1790, and
so was not entitled to the protection of the courts. Mr.
Wheaton and his associates replied that this was not a
good defense to his action because even if his copyright
claim under the statute was not good, he was the true
owner of the copyrighted matter by the ancient law of
the land, because it was his property. This controversy,
therefore, presented all sorts of close questions concern-
ing the rights of those who make books, and more
especially the question whether any person could, by
printing and publishing them, acquire a copyright upon
decisions which the justices of the Supreme Court had
prepared and written, and which Mr. Wheaton had
only transcribed. The Supreme Court was "unani-
mously of opinion that no reporter has or can have any
copyright in the written opinions delivered by this
Court and that the judges thereof cannot confer on any
reporter any such right. " Justice McLean, who de-
livered the decision of the Court, explained the broad
phases of the copyright clause as follows :
The complainants assert their right on two grounds.
First, under the common law. Secondly, under the acts
of Congress. And they insist, in the first place, that an
author was entitled at common law, to a perpetual property
in the copy of his works, and in the profits of their publica-
tion; . . . The question whether the copy of a book or
literary composition belongs to the author at common law,
was brought before the Court of King's bench in the great
LEGISLATIVE GOVERNMENT IN U. S. 141
case of Miller vs. Taylor, reported in 4 Burr. 2303. This
was a case of great expectation, and the four judges, in
giving their opinions, seriatim, exhausted the argument on
both sides. Two of the judges, and Lord Mansfield, held
that, by the common law, an author had a literary property
in his works; . . . Mr. Justice Yeates . . . maintained the
opposite ground. . . .
The question was brought before the House of Lords, in
the case of Donaldson vs. Beckett and others, reported in 4
Burr. 2408. The eleven judges gave their opinions on the
following points:
1. Whether at common law an author of any book or
literary composition, had the sole right of first printing, and
publishing the same for sale; and might bring an action
against any person who printed, published, and sold the
same without his consent. On this question there were
eight judges in the affirmative, and three in the negative.
2. If the author had such right originally, did the law
take it away, upon his printing and publishing such book
or literary composition; and might any person afterward,
reprint and sell, for his own benefit, such book or literary
composition, against the will of the author? This question
was answered in the affirmative by four judges and in the
negative by seven. . . .
4. Whether the author of any literary composition, and
his assigns, had the sole right of printing and publishing the
same in perpetuity, by the common law. Which question
was decided in favor of the author by seven judges to four.
5. Whether this right is in any way impeached, re-
strained, or taken away by the statute 8 Anne. Six to
five judges decided that the right is taken away by the
statute. . . .
It would appear from the points decided that a majority
of the judges were in favor of the common law rights of
authors, but that the same had been taken away by the
statute. . . .
From the above authorities, and others which might be
142 AMERICAN PLAN OF GOVERNMENT
referred to if time permitted, the law appears to be well
settled in England, that, since the statute of 8 Anne, the
literary property of an author in his works can only be
asserted under the statute. . . .
That an author, at common law, has a property in his
manuscript, and may obtain redress against any one who
deprives him of it, or by improperly obtaining a copy,
endeavors to realize a profit by its publication, cannot be
doubted; but this is a very different right from that which
asserts a perpetual and exclusive property in the future
publication of the work, after the author shall have pub-
lished it to the world. . . .
It is insisted that our ancestors, when they migrated to
this country brought with them the English common law
as a part of their heritage. ... It was adopted, so far
only as its principles were suited to the condition of the
colonies; and from this circumstance we see, what is com-
mon law in one State is not so considered in another. . . .
If the common law, in all its provisions, has not been in-
troduced into Pennsylvania, to what extent has it been
adopted? Must not this cotut have some evidence on this
subject? If no right, such as is set up by the complainants,
has heretofore been asserted, no custom or usage established,
no judicial decision been given, can the conclusion be justi-
fied that, by the common law of Pennsylvania, an author
has a perpetual property in the copyright of his works ?
These considerations might well lead the court to doubt
the existence of this law in Pennsylvania; but there are
others of a more conclusive character.
The question respecting the literary property of authors
was not made a subject of judicial investigation in England
until 1760; and no decision was given until the case of Miller
vs. Taylor . . . was decided in 1769. Long before this
time the colony of Pennsylvania was settled. What part
of the common law did Penn and his associates bring with
them from England? The literary property of authors, as
now asserted, was then unknown in that country. . . .
LEGISLATIVE GOVERNMENT IN U. S. 143
No such right at the common law had been recognized in
England when the colony of Penn was organized. Long
afterwards, literary property became a subject of contro-
versy, but the question was involved in great doubt and
perplexity; and a little more than a century ago [i.e., prior
to 1834], it was decided by the highest judicial court in
England, that the right of authors could not be asserted
at common law, but under the statute. . . . Can it be
contended that this common law right, so involved in doubt
as to divide the most learned jurists of England, at a period
in her history as much distinguished by learning and
talents as any other, was brought into the wilds of Pennsyl-
vania by its first adventurers? Was it suited to their condi-
tion? But there is another view still more conclusive. In
the eighth section of the first article of the Constitution of
the United States it is declared, that Congress shall have
power "to promote the progress of science and useful arts,
by securing for limited times, to authors and inventors the
exclusive right to their respective writings and discoveries. "
And in pursuance of this power thus delegated, Congress
passed the act of the 31st of May, 1790. This is entitled
"An Act for the encouragement of learning, by securing
the copies of maps, charts, and books, to the authors
and proprietors of such copies, during the times therein
mentioned." . . .
That Congress, in passing the Act of 1790, did not legis-
late in reference to existing rights, appears clear from the
provision that the author, etc., "shall have the sole right
and liberty of printing," etc. Now if this exclusive right
existed at common law, and Congress were about to adopt
legislative provisions for its protection, would they have
used this language? Could they have deemed it necessary
{Q vest a right already vested? Such a presumption is
refuted by the words above quoted, and their force is not
lessened by any other part of the act. Congress, then, by
this act, instead of sanctioning an existing right, as con-
tended for,'created it.
144 AMERICAN PLAN OF GOVERNMENT
The Congress shall have Power To . . . promote the Pro-
gress of Science and useful Arts, by securing for limited
Times to . . . Inventors the exclusive Right to their . . .
Discoveries. We know what a patent is, because the
term has been defined many times by the courts. For
example, Chief Justice Marshall in the case of Grant vs.
Raymond,^ defined a patent as "the reward stipulated
for the advantages derived by the public from the
exertion of the individual and is intended as a stimulus
to those exertions. . . . The public yields nothing
which it has not agreed to yield; it receives all which
it has contracted to receive. The full benefit of the
discovery, after its enjoyment by the discoverer for
fourteen years, is preserved, and for his exclusive enjoy-
ment of it during that time the public faith is pledged."
In the case of National Hollow Brake Beam Co. vs.
Interchangeable Brake Beam Co.'' in which Mr. George
Westinghouse had to defend his title to a valuable part
of the railway air brake which goes by his name, Judge
Sanborn said:
A patent is a contract by which the government secures
to the patentee the exclusive right to vend and use his in-
vention for a few years, in consideration of the fact that he
has perfected and described it and has granted its use to the
public forever after.
Trade-marks cannot be copyrighted. In the Trade-
Mark Cases, 3 the Supreme Court withheld its counte-
nance from a law which made it a crime to use imitated
or counterfeited trade-marks. In these cases, three men
were before the Court charged with having in their
possession counterfeited trade-marks. One, a man
* 6 Peters' Rep., 242. " 106 Federal Rep., 693, 701.
» 100 U. S. Rep., 82, 94.
LEGISLATIVE GOVERNMENT IN U. S. 145
named Staffens, had imitations of labels owned and
used by G. H. Mumm & Company of Rheims, France,
on their champagne; another, named Witteman,
counterfeits of trade-marks of the Piper Heidsieck
brand of champagne; a third, copies of the trade-marks
of a firm which manufactured a special brand of whiskey.
These defendants challenged the law under which they
had been indicted on the ground that the copyright
clause of the Constitution did not include trade-marks.
Mr. Justice Miller said in the decision :
The trade-mark may be, and generally is, the adoption
of something already in existence as the distinctive symbol
of the party using it. At common law the exclusive right
to it grows out of its use, and not its mere adoption. By the
act of Congress this exclusive right attaches upon registra-
tion. But in neither case does it depend upon novelty,
invention, discovery, or any work of the brains. ... If
the symbol, however plain, simple, old, or well known, has
been first appropriated by the claimant as his distinctive
trade-mark, he may by registration secure the right to its
exclusive use. While such legislation may be a judicious
aid to the common law on the subject of trade-marks, and
may be within the competency of legislatures whose general
powers embrace that class of subjects, we are unable to see
any such power in the constitutional provision concerning
authors and inventors, and their writings and discoveries.
CHAPTER XI
POWERS OF CONGRESS — POWERS TO PROTECT COMMERCE
Art. I., Sec. 8, Subd. 9. To constitute Tribunals
inferior to the supreme Court;
Art. I., Sec. 8, Subd. 10. To define and punish
Piracies and Felonies committed on the high Seas, and
Offences against the Law of Nations ;
Art. I., Sec. 8, Subd. 11 to 16. To declare War,
grant Letters of Marque and Reprisal, and make Rules
concerning Captures on Land and Water; To raise
and support Armies, but no Appropriation of Money to
that Use shall be for a longer Term than two Years;
To provide and maintain a Navy; To make Rules for
the Government and Regulation of the land and naval
Forces; To provide for calling forth the Militia to
execute the Laws of the Union, suppress Insurrections
and repel Invasions; To provide for organizing, arm-
ing, and disciplining, the Militia, and for governing
such Part of them as may be employed in the Service
of the United States, reserving to the States respec-
tively, the Appointment of the Officers, and the Author-
ity of training the Militia according to the discipline
prescribed by Congress.
"By the [Judiciary] Act of 1789," according to the
International Encyclopedia, "the States were divided
into thirteen districts, which have increased to seventy-
six (1906), each district usually having a judge, a clerk,
a marshal, and an attorney, appointed by the Federal
146
LEGISLATIVE GOVERNMENT IN U. S. 147
government. The district courts have an extensive
jurisdiction embracing jurisdiction over admiralty and
maritime causes; suits arising under the revenue laws,
the civil rights statutes, and various other legislation;
prosecutions for crimes against the United States
or for the recovery of penalties under Federal laws;
proceedings in bankruptcy."
The Circuit Courts of the United States, originally
six in number, later nine, were at first held by justices
of the Supreme Court and district judges. At a later
date, twenty-nine circuit judges were appointed. These
courts had power to decide civil cases in which more
than $2,000 was involved, and appeals from the District
Courts.
Circuit Courts of Appeals were established in 1891 in
order to relieve the Supreme Court of a part of its work.
The Federal Court system was revised by the Judi-
ciary Act that went into effect on January i, 1912.
This statute abolished the old Circuit Courts of the
United States and gave the District Courts power to
hear and decide all suits to which the judicial power of
the United States extends. This act also created a new
Circuit Court of Appeals in which district judges may
sit. The Court of Claims, which had been established
in 1855, "^^ continued. The Court of Customs Ap-
peals and the Commerce Court (since abolished) were
constituted by the same law.
The Congress shall have Power To . . . define and
punish Piracies. Piracy had not been an unpardonable
sin in colonial times. The high seas had not been policed
in those days. Illicit trade with the Spanish West
Indies always had been profitable. Between this traffic
and outright piracy, the line had not been clearly drawn.
By 1787, things had changed for the better, but no one
148 AMERICAN PLAN OF GOVERNMENT
supposed that seafaring men had improved enough to
be trusted on distant oceans unless there was at home
a law with teeth of steel to induce them to resist tempta-
tion. A little later, when the Spanish provinces of
South America had declared for independence on the
American plan, many sturdy rogues, some of them
citizens of the United States, went privateering on the
open seas under letters of marque granted by the new
Latin- American republics. Their activities, which did
not fall far short of piracy, soon gave our courts oppor-
tunities to define the words and phrases of this division
of the Constitution.
One infamous villain, for example, gave the Supreme
Court, in the case of United States vs. Smith, ^ a chance
to decide, not only that he ought to suffer as a pirate,
but also that piracy is nothing more nor less than
robbery on the high seas. The privateer Creollo had
been given letters of marque by the government of
Buenos Aires to fight against Spain. In March, 1819,
Smith, the defendant in this case, and others of her
crew had mutinied at Margaritta, and seized an armed
vessel called the Irresistible, belonging to the govern-
ment of Artigas which also was at war with Spain.
The rogues at once had put to sea, where they had
captured and robbed a Spanish vessel. The judges of
the United States Circuit Court of Virginia, being
doubtful whether robbery on the high seas was piracy
within the meaning of this clause of the Constitution,
had submitted the case to the Supreme Court. In
deciding the case. Justice Story said :
Whether we advert to writers on the common law, or the
maritime law, or the law of nations, we shall find that they
* 5 Wheaton's Rep., 162.
LEGISLATIVE GOVERNMENT IN U. S. 149
universally treat of piracy as an offence against the law of
nations, and that its true definition by that law is robbery
upon the sea.
The Congress shall have Power To , . . define and
punish . . . Felonies on the high Seas. This power was
given to the national government for the sake of uni-
formity. "If the laws of the States are to prevail on
this subject, " said Mr. Madison in the Constitutional
Convention, "the citizens of different States will be
subject to different punishments for the same offence
at sea. There will be neither uniformity nor stability
in the law."*
A vessel is a little kingdom in which the captain is a
despot, having unlimited authority so long as his ship
is on the ocean. Seafaring men are a rough lot at
best; sometimes they are desperate and unscrupulous.
Even now, passengers need sharp laws to protect them
against crimes which may be committed ten thousand
miles away from a police court. In an era when out-
rages committed in the Indian Ocean might not be
known in New York or Boston for six months or a year
or perhaps never, the need of such protection was much
greater.
The case of United States vs. Holmes,* which was
tried out in the United States Circuit Court of Massa-
chusetts in 1 81 8, ga,ve Justice Bushrod Washington of
the Supreme Court an opportunity to let the world
know that the United States would do its full duty in
punishing criminal acts of all sorts, committed on the
ocean. Two privateers, sailing under letters of marque
from Buenos Aires, had captured a Spanish ship and
■ Madison's Journal, vol. ii., p. 186, New York, G. P. Putnam's Sons,
1908. 'S Wheaton'sRep., 12.
150 AMERICAN PLAN OF GOVERNMENT
had put a prize crew aboard. A man named Holmes
and two others of the crew of the captured vessel had
stabbed the prize-master and thrown him overboard.
The question in this case was whether an inferior court
of the United States had a right or power under the
Constitution to sit in judgment upon a citizen of the
United States charged with having murdered a foreigner
in a foreign vessel on the high seas. Justice Washington
said:
If it [the crime] be committed on board of a foreign vessel
by a citizen of the United States or on board of a vessel
of the United States by a foreigner, the offender is to be
considered ... as belonging to the nation under whose
flag he sails. If it be committed either by a citizen or a
foreigner, on board of a piratical vessel, the offence is
equally cognizable by the courts of the United States.
Under this clause, the power of the United States
reaches only felonies committed "on the high seas."
The exact meaning of this phrase is given in the case of
United States vs. Ross. ^
On June 5, 1812, at about midnight, William Ross,
accompanied by nine Portuguese convicts, boarded the
American schooner Pocahontas, lying at anchor in a
roadstead within the jurisdiction of St. Jago, one of the
Cape Verde Islands, and took armed possession of the
ship, wounding several of the passengers and crew.
One of the passengers, a colored man, was wounded so
seriously that he died while the ship was at sea. The
question which puzzled the United States judges who
presided when Ross was tried for murder, was whether
the Federal courts had a right to judge a murder case
in which the victim had been wounded within the
» I Gallison's Cir. Ct. Rep., 624.
LEGISLATIVE GOVERNMENT IN U. S. 151
waters of another country and had died before the ship
reached a port of the United States. Justice Story of
the Supreme Court, sitting at the trial as a Circuit
Judge, said:
I am of opinion that the words "high seas" mean any
waters on the sea coast, which are without the boundaries
of low water mark; although^such waters may be in a road-
stead or bay, within the jurisdictional limits of a foreign
government. ... In the present case, the crime was not
completed until the vessel was standing out at sea under
sail. The mortal stabs were given when the vessel was
about a half mile from the shore; but the death did not
happen until the vessel had drifted or sailed a considerable
distance. I do not, however, deem the difference material.
Had the death occurred instanter, I think it would have
been a homicide on the high seas.
The Congress shall have Power To . . . define and
punish . . . Offences against the Law of Nations. One
of the accepted principles of international law is that
one country must not allow its laws to be used to shield
those who commit crimes against another country.
For example, in the case of United States vs. Arjona, ^ a
man named Ramon Arjona was charged in the United
States Court in New York City with counterfeiting and
having in his possession counterfeited bank notes of a
bank in Bolivar, one of the States of the United States
of Colombia. Arjona's defense was that the statute of
1884 for the suppression of the counterfeiting in the
United States of foreign bank notes was unconstitu-
tional in that Congress had no power to enact such a
law. Chief Justice Waite, in the course of the decision,
said:
' 120 U. S. Rep., 479.
152 AMERICAN PLAN OF GOVERNMENT
The law of nations requires every national government
to use "due diligence " to prevent a wrong being done within
its own dominion to another nation with which it is at
peace or to the people thereof; and because of this the obli-
gation of one nation to punish those who within its own
jurisdiction counterfeit the money of another nation has
long been recognized. ... It was inctunbent on the
United States as a nation to use due diligence to prevent
any injury to another nation or its people by counterfeiting
its money or its public or quasi public securities. This
statute was enacted as a means to that end, that is to say,
as a means of performing a duty which had been cast on the
United States by the law of nations, and it was clearly
appropriate legislation for that purpose. Upon its face,
therefore, it defines an offense against the law of nations as
clearly as if Congress had in express terms so declared.
The Congress shall have Power To . . . declare War.
The framers of the Constitution turned over an ample
measure of the powers of war to Congress because
Representatives and Senators are delegates of the
People and States of the United States whose commer-
cial interests must be staked upon the issues of every
conflict. The People pay the bill. Therefore, their
representatives in Congress are of right the proper
persons to control military affairs.
"The war making power, " according to the decision
in the case of Perkins vs. Rogers,^ "is, by the Constitu-
tion, vested in Congress and . . . the President has
no power to declare war or conclude peace except as he
may be empowered by Congress. . . . The existence
of war, and the restoration of peace are to be deter-
mined by the political department of the government,
and such determination is binding and conclusive upon
* 35 Indiana Rep., 167.
LEGISLATIVE GOVERNMENT IN U. S. 153
the courts, and deprives the courts of the power of
hearing proof and determining as a question of fact
either that war exists or has ceased to exist. "
In the course of the decision of the case of Brown vs.
United States, ' which grew out of one of the incidents of
the War of 18 12 with Great Britain, Chief Justice
Marshall took pains to explain just what happens to
commerce when war is declared. A ship owned in
Massachusetts, chartered to a British company and
loaded with British goods, had put in at New Bedford,
where, at the instance of the Federal authorities, the
cargo had been claimed as enemy property. An action
for forfeiture had been instituted upon the claim that
the goods seized were the property of an alien enemy.
The case finally reached the Supreme Court of the
United States, where Chief Justice Marshall ruled that a
declaration of war does not of itself authorize the seizure
and condemnation of property of the enemy, but that a
special act of Congress must be passed for that purpose.
He said :
The declaration of war has only the effect of placing the
two nations in a state of hostility, of producing a state of
war, of giving those rights which war confers; but not of
operating, by its own force, any of those results, such as a
transfer of property, which are usually produced by ulterior
measures of government.
The Congress shall have Power To . . . grant Letters of
Marque and Reprisal. In Revolutionary days, owners
of small ships found profitable employment as priva-
teers. A smart sailing master with a good reputation as
a fighting man, could get any number of stout fellows
to take the chances of the sea against the merchant
» 8 Cranch's Rep., 120.
154 AMERICAN PLAN OF GOVERNMENT
ships of the enemy. The Continental Congress issued
many letters of marque in order to harass the enemy and
retaliate for injuries already suffered. Many an honest
Yankee sailor was able to put by prize money during
the Revolutionary War, and was sorry when it was over.
Incidentally, the privateersmen did their share for the
American cause. Their captures of muskets, gun-
powder, and military supplies often came in the nick
of time, when Washington had more soldiers than he
could supply with arms. Privateering now being out of
date, this clause of the Constitution is obsolete.
The Congress shall have Power To . . . make Rules
concerning Captures on Land and Water. This clause
gives Congress a right to prescribe what disposition
shall be made of property captured in time of war;
and the President, as commander-in-chief of the Army
and Navy carries out its directions. The case of The
Thomas Gibbons^ turned upon President Madison's
instructions of August 28, 1812, that privateers should
not interrupt any vessels belonging to citizens of the
United States, coming from British ports to the United
States laden with British merchandise, in consequence
of the repeal of the British Orders in Council.
The Thomas Gibbons, one of those very ships, had
been brought into the harbor of Savannah by a priva-
teer which claimed her as a prize. The Federal District
Court sustained the protest of the owners that the ship
and cargo were protected from seizure by the terms of
the President's proclamation. The appeal of this case
to the Supreme Court resulted in a declaration that it is
for Congress to lay down, and for the President to
enforce, rules concerning "captures on land and water."
Justice Story said:
» 8 Cranch's Rep., 421.
LEGISLATIVE GOVERNMENT IN,U. S. 155
It is very clear that the President has, under the Prize
Act, power to grant, annul, and revoke at his pleasure, the
commissions of privateers; and by the act declaring war, he
is authorized to issue the commission in such form as he
shall deem fit. . . . In this view, the commission is quali-
fied and restrained by the power of the President to issue
instructions. The privateer takes it subject to such power,
and contracts to act in obedience to all the instructions
which the President may lawfully promulgate. .,
The Congress shall have Power To . . . raise and
support Armies, but no Appropriation of Money to that
Use shall be for a longer Term than two Years. The
Supreme Court has said that in this particular the
power of Congress is "plenary and exclusive." This
statement was made in Tarble's Case,^ in which the
main question was whether a State court has any right
to discharge a soldier from military service by writ of
habeas corpus. One Edward Tarble had enlisted in the
United States army in July, 1869. Soon afterward, his
father had petitioned a Wisconsin court to issue a writ
of habeas corpus on the ground that, as the boy was
under eighteen, he could not legally be enlisted. The
writ was issued and served on his commanding officer,
who protested that the State court had no power to
release a Federal soldier by this means. When, in
spite of this objection, the release was ordered the case
was taken to the Supreme Court of Wisconsin, which
ruled that a State court might lawfully decide whether
a Federal court had jurisdiction in a case involving the
rights and liberties of a citizen of a State. The military
authorities now took the case to the Supreme Court at
Washington, and asked that tribimal to decide whether
' 13 Wallace's Rep., 397.
156 AMERICAN PLAN OF GOVERNMENT
Congress and the Federal Courts were to be dealt with
in such cavalier fashion. Justice Field said :
Among the powers assigned to the National government
is the power "to raise and support armies, " and the power
"to provide for the government and regulation of the land
and naval forces." The execution of these powers falls
within the line of its duties; and its control over the subject
is plenary and exclusive. It can determine, without ques-
tion from any State authority, how the armies shall be
raised, whether by voluntary enlistment or forced draft,
the age at which the soldier shall be received, and the period
for which he shall be taken, the compensation he shall be
allowed, and the service to which he shall be assigned. . . .
No interference with the execution of this power of the
National government in the formation, organization, and
government of its armies by any State officials could be
permitted without greatly impairing the efficiency, if it did
not utterly destroy, this branch of the public service.
The two-year period for which Congress may make
appropriations for the support of an army, was estab-
lished probably because the members of the House
of Representatives are elected every two years. The
People's House of each Congress must assume respon-
sibility for the size of the army, since it has to take
the first step toward making the biennial appropriation
for its support. Alexander Hamilton is said to have
written the number of The Federalist^ which says:
The legislature of the United States will be obliged, by
this provision, once at least in every two years, to deliberate
upon the propriety of keeping a military force on foot; to
come to a new resolution on the point; and to declare their
sense of the matter by a formal vote in the face of their
* No. 26.
LEGISLATIVE GOVERNMENT IN U. S. 157
constituents. They are not at liberty to vest in the executive
department permanent funds for the support of an army, if
they were even incautious enough to be willing to repose in
it so improper a confidence.
The Congress shall have Power . . . To provide and
maintain a Navy. Congress can appropriate money to
be used in building and equipping battleships and in
providing all appliances for the navy, which when thus
established is under the control of the President.
The Congress shall have Power . . . To make Rules
for the Government and Regulation of the land and naval
Forces. This clause gives Congress power to formulate
military codes and institute courts-martial by which the
President maintains discipline in the army and navy. \
Courts of law may not interfere with courts-martial.
In the case of Dynes vs. Hoover, ^ an attempt was made
to induce the Supreme Court to prevent the execution
of the sentence of a naval court-martial on the ground
that the Supreme Court has power over all cases arising
under the Constitution. Frank Dynes had been con-
victed at New York under the Act of April 23, 1800, of
having attempted to desert from the U. S. Ship Inde-
pendence on September 12, 1854, and sentenced to six
months' imprisonment in the penitentiary of the District
of Columbia. The President ordered the United States
marshal to receive Dynes from a vessel which had
brought him from New York to Washington, and
commit him to the penitentiary of the District of
Columbia. The prisoner tried to regain his liberty by
suing the marshal for false imprisonment upon the
ground that the President had no constitutional au-
thority to issue such an order. The defendant answered
* 20 Howard's Rep., 65.
158 AMERICAN PLAN OF GOVERNMENT
that, as marshal of the District of Columbia, he had
imprisoned the plaintiff under the authority of the
President and in execution of the sentence of a naval
court-martial. Justice Wayne, in the course of the
decision of the Supreme Court, took occasion to say
that the judiciary has no power to control the action of
military and naval courts established by Congress under
this constitutional clause. He said in part :
Among the powers conferred upon Congress by the
8th section of the first article of the Constitution, are the
following: "to provide and maintain a navy"; "to make
rules for the government of the land and naval forces." . . .
Congress passed the Act of 23d April, 1800, providing rules
for the government of the navy. . . . The 35th article
provides for the appointment of courts martial to try all
offences which may arise in the naval service. ... In this
case, all of us think that the court which tried Dynes had
jurisdiction over the subject matter of the charge against
him.
The Congress shall have Power . . . To provide for
calling forth the Militia to execute the Laws of the Union,
suppress Insurrections and repel Invasions. The fram-
ers of the Constitution gave Congress, instead of the
President, power to summon the militia for active
service, because the law-making bodies were under the
control of the People and the States. They limited the
power of Congress over the militia by providing that
the citizen soldiery should not be called into active
service except for three specified objects.
No serious question arose under this clause until, in
1 86 1, it became necessary to use the militia of the loyal
States against the States which had attempted to
secede from the Union. At the beginning of the Civil
LEGISLATIVE GOVERNMENT IN U. S. 159
War, President Lincoln, under the authority of certain
acts of Congress which dated back to 1795 and 1807,
called out the militia, so that the laws should be
faithfully executed^ in those States where the Federal
Courts had become ineffective. His proclamation
putting the ports of the Confederacy under blockade
was challenged in the Supreme Court in The Prize
Cases, ^ in which the question was whether the citizen
soldiers of some States could be used under the authority
of acts of Congress to obstruct access to the harbors of
other States. Proceedings were brought in the Federal
Courts against a number of vessels which had been cap-
tured as blockade runners. Some of these were con-
demned and others released, according to the merits
of each case. Justice Grier sustained the war powers
of Congress in these words :
By the Constitution, Congress alone has power to declare
a national or foreign war. It cannot declare war against a
State, or any number of States, by virtue of any clause in
the Constitution. The Constitution confers on the Presi-
dent the whole Executive power. He is bound to take care
that the laws be faithfully executed. He is Commander-in-
chief of the Army and Navy of the United States, and of the
militia of the several States when called into the actual
service of the United States. He has no power to initiate or
declare a war either against a foreign nation or a domestic
State. But by the Acts of Congress of February 28, 1795,
and 3d of March, 1807, he is authorized to call out the
militia and use the military and naval forces of the United
States in case of invasion by foreign nations, and to suppress
insurrection against the government of a State or of the
United States. . . . He does not initiate the war, but is
bound to accept the challenge without waiting for any
» U. S. Const., Art. 11., Sec. 3. • 2 Black's Rep., 635.
i6o AMERICAN PLAN OP GOVERNMENT
special legislative authority. And whether the hostile
party be a foreign invader, or States organized in rebellion,
it is none the less a war, although the declaration of it be
"unilateral."
The Congress shall have Power . , . To provide for
organizing, arming, and disciplining the Militia, and for
governing such Part of them as may be employed in the
Service of the United States, reserving to the States respec-
tively, the- Appointment of the Officers, and the Authority
of training the Militia according to the discipline pre-
scribed by Congress. The Supreme Court explained the
meaning of this clause in the case of Houston vs. Moore. ^
A Pennsylvania militiaman named Houston had refused
to march with his detachment when called into actual
service by the governor in pursuance of an order or
requisition made by the President of the United States
on July 4, 1814. Houston was tried by court-martial
under a Pennsylvania law, which provided that any
person who refused to obey when so ordered out should
be liable to the penalties prescribed by the Act of
Congress of February 28,1 795. A fine was imposed and
collected out of his property. He thereupon brought a
lawsuit against the deputy marshal who had collected
the fine upon the claim that the Pennsylvania law was
null and void because the United States alone had
power to punish him for disobedience of its orders.
Justice Washington said:
Upon the whole, I am of opinion, after the most laborious
examination of this delicate question, that the State court-
martial had a concurrent jurisdiction with the tribunal
pointed out by the acts of Congress to try a militia-man who
* 5 Wheaton's Rep., i.
LEGISLATIVE GOVERNMENT IN U. S. i6i
had disobeyed the call of the President, and to enforce the
laws of Congress against such delinquent; and that this
authority will remain to be so exercised until it shall please
Congress to rest it exclusively elsewhere, or until the State
of Pennsylvania shall withdraw from their court-martial the
authority to take such jurisdiction.
CHAPTER XII
POWERS OF CONGRESS — POWER TO CONTROL THE IN-
STRUMENTALITIES OF GOVERNMENT
Art. I., Sec. 8, Subd. 17. To exercise exclusive
Legislation in all Cases whatsoever, over such District
(not exceeding ten Miles square) as may, by Cession
of particular States, and the Acceptance of Congress,
become the Seat of the Government of the United
States, and to exercise Hke Authority over all Places
purchased by the Consent of the Legislature of the
State in which the Same shall be, for the erection of
Forts, Magazines, and Arsenals, dock-Yards, and
other needful Buildings ; — ^And
The delegates at Philadelphia made provision for a
capital city of the United States outside of the bounda-
ries of any of the States because they remembered
that, just at the close of the Revolution, a mutiny of
two companies of Continental soldiers had scared the
old Congress away from Philadelphia. This unpleasant
and disgraceful event showed the necessity of having a
place of national business which should not be depen-
dent for protection from disorder or violence upon the
good will of the authorities of any State.
It was also necessary to have reservations for forts,
arsenals, navy-yards, customs houses, and the other
buildings which every government must have for the
transaction of its business.
163
LEGISLATIVE GOVERNMENT IN U. S. 163
The Supreme Court, in the case of Fort Leavenworth
Railroad Co. vs. Lowe,^ passed upon the constitution-
ality of laws adopted by Congress for (i) the govern-
ment of the District of Columbia and other places under
national jurisdiction, (2) the acquisition of real estate
for public uses by the national government with the
consent of the States, and (3) the taking by the United
States of land for public uses without the consent of the
State in which it is located.
The plaintiff in this case challenged the right of the
State authorities to tax a part of its right of way within
the national reservation of Fort Leavenworth, Kansas.
The government had occupied the reservation before
the admission of Kansas to the Union. The Act of 186 1
for the admission of that State did not contain any
clause giving the United States jurisdiction over the
military post. Hence the rights of the United States
over the reservation were only those of any land owner.
In 1875, however, the State legislature passed an act
giving the Federal Government exclusive jurisdiction
over all territory within the military reservation, saving
to the State its right "to tax railroad, bridge, or other
corporations, their franchises or property, on said
Reservation." In 1880, the State levied a tax of
$394.40 on the right of way and other property of the
Fort Leavenworth Railroad Company, situated within
the military post. The railroad paid the tax under
protest, and at once brought this action to recover the
money, upon the ground that a State tax could not
lawfully be levied upon property over which the
United States had exclusive jurisdiction. The defense
was that the tax was lawful because the State of Kansas
had expressly reserved its right to assess this particular
» 114 U. S. Rep., 525.
l64 AMERICAN PLAN OF GOVERNMENT
property within the military post. Justice Field, who
delivered the decision of the Supreme Court, took pains
to explain the rights which the general government may
have in property which is within the borders of a State.
He said:
(i) The necessity of complete jurisdiction over the place
which should be selected as the seat of government was
obvious to the framers of the Constitution. Unless it were
conferred the deliberations of Congress might in times of
excitement be exposed to interruptions without adequate
means of protection; its members, and the officers of the
government, be subjected to insult and intimidation, and
the public archives be in danger of destruction. . . .
(2) Upon the second part of the clause in question,
giving power to "exercise like authority," that is, of ex-
clusive legislation, "over all places purchased by the con-
sent of the Legislature of the State in which the same shall
be, for the erection of forts, magazines, arsenals, dock-
yards," The Federalist observes that the necessity of this
authority is not less evident. "The public money expended
on such places, " it adds, "and the public property deposited
in them, require that they should be exempt from the
authority of the particular State. Nor would it be proper
for the places on which the security of the entire Union
may depend to be in any degree dependent on a particular
member of it. All objections and scruples are here also
obviated by requiring the concurrence of the States con-
cerned in every such establishment." . . .
(3) It would seem to have been the opinion of the
framers of the Constitution that, without the consent of
the States, the new government would not be able to acquire
lands within them; and therefore it was provided that ,
when it might require such lands for the erection of forts
and other buildings for the defence of the country, or the
discharge of other duties devolving upon it, and the consent i
of the States in which they were situated was obtained for j
LEGISLATIVE GOVERNMENT IN U. S. 165
their acquisition, such consent should carry with it political
dominion and legislative authority over them. Purchase
with such consent was the only mode then thought of for
the acquisition by the general government of title to lands
in the States. Since the adoption of the Constitution, this
view has not generally prevailed. Such consent has not
always been obtained, nor supposed necessary, for the
purchase by the general government of lands within the
States. . . . The consent of the States to the purchase of
lands within them for the special purposes named is, how-
ever, essential under the Constitution to the transfer to the
general government, with the title, of political jurisdiction
and dominion. Where lands are acquired without such
consent, the possession of the United States, unless some
political jurisdiction be ceded to them in some other way, is
simply that of an ordinary proprietor.
CHAPTER XIII
POWERS OF CONGRESS — POWER TO ENFORCE THE CON-
STITUTION
Art. I., Sec. 8, Subd. i8. To make all Laws which
shall be necessary and proper for carrying into Execu-
tion the foregoing Powers, and all other Powers vested
by this Constitution in the Government of the United
States, or in any Department or Officer thereof.
According to Judge Blatchford's opinion in the case
of In re Jackson,^ this clause gives Congress power "to
use any means which are in fact conducive to the
exercise of the power granted by the Constitution. . . .
The necessity spoken of in this clause is not to be under-
stood as an absolute one, but Congress is to be allowed
that discretion with respect to the means by which the
powers conferred on it are to be carried into execution,
which will enable it to discharge the high duties assigned
to it in the manner most beneficial to the people. If
the end is legitimate and within the scope of the Con-
stitution, then all means which are appropriate, and are
plainly adapted to that end, and are not prohibited,
but consist with the letter and spirit of the Constitution,
are constitutional."
Since 1789, there has been a great expansion of con-
gressional power. This expansion has been gained by
the use of certain implied powers. These powers have
» 14 Blatchford's Rep., 245.
166
LEGISLATIVE GOVERNMENT IN U. S. 167
been found in this clause of the Constitution. Under
this clause, for example, Congress has power to grant
corporation charters to national banks, although the
Constitution does not say anything at all about cor-
porations and does not mention banks; and it is fully
authorized to regulate and limit immigration, although
the Constitution makers took it for granted that immi-
grants had a right to come to the United States.
National banks were not well liked during the first
constitutional era. The Act of Congress incorporating
the first Bank of the United States was passed in 179 1,
and was signed by President Washington, who was not
at all sure that the Constitution gave Congress power
to establish such an institution. Alexander Hamilton,
the Secretary of the Treasury, overcame the President's
scruples by insisting that a law creating a bank was
"necessary and proper for carrying into execution the
powers . . . vested by the Constitution in the govern-
ment of the United States. "
The second Bank of the United States was chartered
in 1816. The act of incorporation was adopted in
spite of much opposition; and the bank, though highly
successful, was under fire throughout the twenty years
of its existence. For example, in 1818, the legislature of
Maryland passed a law imposing stamp taxes upon bank
notes issued in that State by banking corporations,
elsewhere chartered, thereby furnishing cause for the
great action of McCuUoch vs. Maryland. * This law was
aimed at the Bank of the United States, which was the
only bank doing business in all the States. The bank
refused to pay the tax. McCulloch, its cashier, was
sued for the tax on one of its notes, which had been
issued at Baltimore. The bank lost in the State courts,
* 4 Wheaton's Rep., 316.
i68 AMERICAN PLAN OF GOVERNMENT
but won in the Supreme Court. Chief Justice Marshall's
decision, by its interpretation of the phrase "necessary
and proper," justified the use by Congress of powers
implied, but not stated, in the Constitution. He said:
The Constitution of the United States has not left the
right of Congress to employ the necessary means, for the
execution of the powers conferred on the government, to
general reasoning. To its enumeration of powers is added
that of making "all laws which shall be necessary and
proper for carrying into execution the foregoing powers
and all other powers vested by the Constitution, in the
government of the United States, or in any department
thereof." . . . We admit, as all must admit, that the
powers of the government are limited, and that its limits
are not to be transcended. But we think the sound con-
struction of the Constitution must allow to the national
legislature that discretion, with respect to the means by
which the powers it confers are to be carried into execution,
which will enable that body to perform the high duties
assigned to it, in the manner most beneficial to the people.
Let the end be legitimate, let it be within the scope of the
Constitution, and all means which are appropriate, which
are plainly adapted to that end, which are not prohibited,
but consist with the letter and spirit of the Constitution are
constitutional.
That a corporation must be considered as a means not
less usual, not of higher dignity, not more requiring a parti-
cular specification than other means, has been sufficiently
proved. If we look to the origin of corporations, to the
manner in which they have been framed in that govern-
ment, from which we have derived most of our legal prin-
ciples and ideas, or to the uses to which they have been
applied, we find no reason to suppose that a Constitution,
omitting, and wisely omitting, to enumerate all the means
for carrying into execution the great powers vested in
government, ought to have specified this. Had it been
LEGISLATIVE GOVERNMENT IN U. S. 169
intended to grant this power as one which should be dis-
tinct and independent, to be exercised in any case whatever,
it would have found a place among the enumerated powers
of the government. But being considered merely as a
means to be employed only for the purpose of carrying into
execution the given powers, there could be no motive for
particularly mentioning it. . . . If a corporation may be
employed indiscriminately with other means to carry into
execution the powers of the government, no particular
reason can be assigned for excluding the use of a bank, if
required for its fiscal operations, j To use one, must be within
the discretion of Congress, if it be an appropriate mode of
executing the powers of government. ... It is the unani-
mous and decided opinion of this Court, that the act to
incorporate the Bank of the United States is a law made in
pursuance of the Constitution and is a part of the supreme
law of the land."
Justice McLean of the Supreme Court, who, bom in
1785, must have known personally many of the mem-
bers of the Constitutional Convention, could speak
with authority on the attitude of the Constitution
makers toward the subject of immigration. He said
in his opinion in the Passenger Cases, ^ that "to en-
courage foreign emigration was a cherished policy
of this country at the time the Constitution was
adopted. "
That "cherished policy" certainly did not prevail in
1 89 1, when the Japanese Immigrant Case' {Nashimura
Ekiu vs. United States) was decided by the Supreme
Court. In May, 1891, a Japanese woman who had
come to San Francisco, was excluded and ordered to be
deported by the immigration officer at that port on
the ground that she was of a class which is prohibited
' 7 Howard's Rep., i. * 142 U. S. Rep., 651.
170 AMERICAN PLAN OF GOVERNMENT
from admission by the immigration laws. She peti-
tioned the United States Circuit Court for release on
the ground that she had been unlawfully deprived of
her liberty by an administrative decision made under
the Immigration Act of 1891, which she claimed was
unconstitutional. A hearing was had before a com-
missioner, who decided that her right to be admitted
to the United States had been fully adjudicated by an
executive officer whose decision could not be reviewed
by the courts. The Circuit Court confirmed this ruling
and the case then went to the Supreme Court, where
Justice Gray confirmed the ruling of the lower court in
these decisive words:
' It is an accepted maxim of international law, that every
sovereign nation has the power, as inherent in sovereignty,
and essential to self-preservation, to forbid the entrance of
foreigners within its dominions, or to admit them only in
such cases and upon such conditions as it may see fit to
prescribe. ... In the United States this power is vested
in the national government, to which the Constitution has
committed the entire control of international relations, in
peace as well as in war. It belongs to the political depart-
ment of the government, and may be exercised either
through treaties made by the President and Senate, or
through statutes enacted by Congress, upon whom the
Constitution has conferred power ... to make all laws
which may be necessary and proper for carrying into effect
... all powers . . . vested by the Constitution in the
government of the United States or in any department or
officer thereof. . . .
Thirteenth Amendment. Section 3. Congress shall
have power to enforce this article by appropriate
legislation.
LEGISLATIVE GOVERNMENT IN U. S. 171
Fourteenth Amendment. Section 5. The Congress
shall have power to enforce, by appropriate legislation,
the provisions of this article.
Fifteenth Amendment. Section 2. The Congress
shall have power to enforce this article by appropriate
legislation.
These three clauses give Congress power to provide
all the legal machinery which may be needed for the
enforcement of the anti-slavery amendments. In the
case of Clyatt vs. United States^ the defendant was
charged with having unlawfully returned two persons
to a condition of peonage, a system of servitude under
which persons were compelled to pay their debts in
labor. The testimony showed that the defendant had
caused the arrest of two persons in Florida, probably in
order to take them back to Georgia and make them
work out a debt. The Supreme Court let them go
because the government had failed to prove a case.
Nevertheless, Justice Brewer took advantage of the
opportunity to declare the constitutionality of a law
which Congress had enacted to enforce the Thir-
teenth Amendment. Justice Brewer said in part:
This Amendment ... is undoubtedly self-executing
without ancillary legislation, so far as its terms are applica-
ble to any existing state of circumstances. By its own
unaided force and effect it abolished slavery, and established
universal freedom. Still, legislation may be necessary and
proper to meet all the various cases and circumstances to be
affected by it, and to prescribe proper modes of redress for
its violation in letter or spirit. And such legislation may be
primary and direct in its character; for the amendment is
• 197 U. S. Rep., 207.
172 AMERICAN PLAN OF GOVERNMENT
not a mere prohibition of State laws establishing or uphold-
ing slavery, but an absolute declaration that slavery and
involuntary servitude shall not exist in any part of the
United States.
PART V
Limitations upon Legislative Govern-
ment in the United States — Rights
Guaranteed by the Constitution
and its Amendments
173
CHAPTER XIV
RIGHTS OF THE STATES AND THEIR CITIZENS AGAINST
THE UNITED STATES AS ENUMERATED IN THE
ORIGINAL CONSTITUTION
Chief Justice Marshall, in his opinion in the case
of Barron vs. Baltimore,^ said:
The 9th section [of the first Article of the Constitu-
tion] . . . [enumerates] in the nature of a bill of rights,
the limitations intended to be imposed on the powers of
the general government. . . .
Art. I.) Sec. 9. The Migration or Importation of such
Persons as any of the States now existing shall think
proper to admit, shall not be prohibited by the Congress
prior to the Year one thousand eight hundred and eight,
but a Tax or duty may be imposed for such Importation,
not exceeding ten dollars for each Person.
The Constitution makers seem to have believed that
the new plan of government would be rejected by the
States if it did not contain a compromise concerning the
slave trade. Hence they made this provision which,
in effect, is a declaration of the right of citizens of the
States to import negro slaves only until 1808. The
words "slave trade" were not used for the sake of
appearances.
» 7 Peters' Rep., 243.
175
176 AMERICAN PLAN OF GOVERNMENT
In 1846, Cyrus Libby, captain of the brig For poises
was tried for his life in the United States Circuit Court
at Portland, Maine, under an indictment which charged
that he had taken a negro named Luez on board a ship
owned by citizens of the United States for the purpose of
making him a slave. In this case, United States vs,
Libby, ^ Judge Woodbury explained the meaning of the
paragraph under discussion :
The whole Union, even before the adoption of the Con-
stitution, had gradually become convinced that the only
mode effectually to extirpate what the northern States
considered the curse of slavery, was at an early day to
stop the addition to the nimiber here from abroad ; not only
thus cutting off a large and constant reinforcement, but
putting an end to the introduction of new ignorance, new
superstition, new Paganism, and allowing the arts of civiliza-
tion gradually to elevate and make more safe the liberation
of slaves, long remaining here; and by returning them more
civilized, to enlighten and reform slavery at home in Africa;
or by releasing them here, when fit subjects for emancipa-
tion; thus, in time, to terminate the evil throughout and
forever. Seeing and feeling all this, and that slavery might
thus in time safely cease, the prudent framers of the Con-
stitution secured a right in it to prohibit the slave trade
into the United States after 1808, with an implied power to
prohibit it at once from being carried on abroad by Amer-
ican citizens, and left slavery to be abolished here entirely,
and as fast as each State should find it expedient and
sectue to itself.
The Migration or Importation of such Persons as any
of the States now existing shall think proper to admit.
Justice Miller interpreted this phrase in his opinion in
the case of People vs. Compagnie GSn. Transatlantique, '
» Woodbury & Minot's Rep., 221. • 107 U. S. Rep., 59.
LIMITATIONS UPON LEGISLATION 177
in which the Supreme Court decided that a State has
no right to impose head money taxes on immigrants.
He said :
There has never been any doubt that this clause had
exclusive reference to persons of the African race. The
two words "migration" and "importation" refer to the
different conditions of this race as regard freedom and
slavery. When the free black man came here, he migrated;
when the slave came, he was imported. The latter was
property, and was imported by his owner as other property,
and a duty could be imposed on him as an import. We
conclude that free human beings are not imports or ex-
ports, within the meaning of the Constitution.
Art. L, Sec. 9 (continued). The Privilege of the
Writ of Habeas Corpus shall not be suspended, unless
when in Cases of Rebellion or Invasion the public Safety
may require it.
Art. I., Sec. 9 (continued). No Bill of Attainder or
ex post facto Law shall be passed.
The Privilege of the Writ of Habeas Corpus. The
words "habeas corpus" are part of a phrase in law
Latin, which freely translated means "we command you
to produce the body (of a prisoner) in court" ; literally,
"that you have the body (of a prisoner) in court."
This is the opening sentence of a writ or process at
law, which calls for the production of an imprisoned
person in open court so that the judge may decide
whether or not he is lawfully deprived of his liberty.
Any friend of a person confined in a prison, or insane
asylum, or any other place where people are kept under
lock and key, can present a petition for a writ of habeas
corpus. The judge to whom it is presented is imder a
>9
178 AMERICAN PLAN OF GOVERNMENT
legal duty to issue the writ. Indeed, under the laws
of many States he can be fined heavily, if he refuses.
The writ of habeas corpus is an order to the warden or
other person in charge of a place of confinement to
produce the prisoner in court. If he does not obey, he
will be severely punished. When the prisoner is pro-
duced in court, the jail keeper makes his "return" or
answer, explaining why the man is in custody. Then
the judge decides whether the custody is lawful or un-
lawful. If lawful, the writ is ordered dismissed; if
imlawf ul, the prisoner is ordered released. This proced-
ure is not strictly followed under the laws of the United
States, which require judges to issue habeas corpus writs
only when constitutional rights have been violated.
Harry K. Thaw, who, when tried in New York for
the murder of Stanford White, had been acquitted on
the ground of insanity and then confined in the New York
State Hospital for the Criminal Insane at Matteawan,
made many efforts to obtain his liberty by suing out
writs of habeas corpus upon petitions which alleged
that, having regained his sanity, he was imprisoned un-
lawfully. The writs issued by the New York courts
were dismissed in every case. When he made an at-
tempt to escape and was arrested in New Hampshire,
he again sued out a writ of habeas corpus, and was
able to block all attempts to take him back to New York
until the Supreme Court at Washington, in its judgment
on appeal, ordered the writ dismissed. ^
The history and nature of the writ of habeas corpus
were given in detail by Judge Cobb of the Supreme
Court of Georgia in 1903 in the case of Simmons vs.
Georgia Iron and Coal Co.' Simmons, who had been
' Drew, Sheriff, vs. Thaw, 235 U. S. Rep., 432.
» 117 Georgia Rep., 305,
LIMITATIONS UPON LEGISLATION 179
sentenced for four misdemeanors to what amounted to
three years in the chain-gang, asked the Georgia courts
to order his release on the ground that the penalty
imposed on him was unlawful. In deciding against
Simmons, Judge Cobb explained the nature of habeas
corpus proceedings as follows :
Many are accustomed to regard the writ as almost obsolete
and of little practical value; and doubtless this results from
the fact that it is so seldom called into operation. But the
writ is as much a palladiimi of liberty today as it was during
the abuses existing in the days of the ancient English sover-
eigns. . . .
The proceeding by habeas corpus was, strictly speaking,
neither a civil nor criminal action. It was not a proceeding
in a suit, but was a summary application by the person
detained. No party to the proceeding was necessarily
before or represented before a judge, except the person
detaining, and that person only because he had the custody
of the applicant, and was bound to bring him before the
judge to explain and justify, if he could, the fact of imprison-
ment. ... It ... is instituted for the sole purpose of
having the person restrained of his liberty produced before
the judge, in order that the cause of his detention may be
inquired into and his status fixed. The person to whom the
writ is directed makes response to the writ, not to the petition.
. . . When an answer is made to the writ, the respon-
sibility of the respondent ceases. . . . The court passes
upon all questions, both of law and fact, in a summary way.
The person restrained is the central figure in the transaction.
The proceeding is instituted solely for his benefit. It is
not designed to obtain redress against anybody, and no
judgment can be entered against anybody. . . . The
judgment simply fixes the status of the person for whose
benefit the writ was issued; and while anybody disobeying
the judgment may be dealt with as for a contempt, the
i8o AMERICAN PLAN OF GOVERNMENT
judgment does not fix the rights of any one interested, fur-
ther than to declare that the person detained must be
restored to liberty.
The Privilege oj the Writ of Habeas Corpus shall not
he suspended. The makers of the Constitution put the
habeas corpus clause among the limitations on the law-
making power, because they intended it to be a limita-
tion upon Congress alone. Chief Justice Marshall took
that position in the case of Ex Parte Bollman and Swart-
wout,^ in which Samuel Swartwout and Dr. Erick Boll-
man, who had been charged with participation in Burr's
Conspiracy, were concerned. "If at any time the
public safety requires the suspension of the writ of
habeas corpus, it is,'^ said the Chief Justice, ''for
the legislature to say so. That question depends on
political considerations, on which the legislature is to
decide."
This rule was not observed during the first part of the
Civil War. Among other ways of suppressing treason
and rebellion, President Lincoln, on his own responsi-
bility, directed the suspension of the writ of habeas
corpus at any point on the military line between Phil-
adelphia and Washington, although most of the country
covered by the proclamation was not in rebellion.
"Without warrant and without any sworn state-
ment, " says Franklin Pierce in his Federal Usurpation, ^
"but merely upon an order of the Secretary of State or
the Secretary of War, hundreds of men were arrested
for the expression of words construed as tending to
inflame party spirit or as sympathetic with the Southern
cause, and hurried away to Forts Lafayette, Warren,
McHenry, Delaware, Mifflin, Old Capitol Prison, peni-
» 4 Cranch's Rep., loi. 'P. 43*
LIMITATIONS UPON LEGISLATION i8i
tentiaries and military camps in the different parts of
the country. "
An attempt was made to test the validity of the
President's action.^ In 1861, one John Merryman,
who had been arrested on a charge of treason upon an
order issued by Secretary Seward, was under detention
by General George Cadwalader at Fort McHenry.
An application was made to Chief Justice Taney of the
United States Supreme Court for a writ of habeas cor-
pus. The Chief Justice signed the writ commanding
General Cadwalader to produce Merryman before him
and show cause for his detention. When the marshal
of the United States Court presented the writ, General
Cadwalader refused to obey. Chief Justice Taney
issued a body attachment against the general, who then
shut the marshal out of the fort. Thereupon the
Chief Justice wrote an opinion as to the law, in which
he said :
The only power. . .which the President possesses where the
"life, liberty, or property" of a private citizen is concerned,
is the power and duty . . . which requires " that he shall
take care that the laws shall be faithfully executed." He
is not authorized to execute them himself, or through agents
or oflficers, civil or military, appointed by himself, but he is
to take care that they be faithfully carried into execution,
as they are expounded and adjudged by the co-ordinate
branch of the government to which that duty is assigned
by the Constitution. It is thus made his duty to come in
aid of the judicial authority, if it shall be resisted by a force
too strong to be overcome without the assistance of the
executive arm; but in exercising this power he acts in sub-
ordination to judicial authority, assisting it to execute
its process and enforce its judgments.
' Ex Parte Merryman, Taney's Rep., 246.
i82 AMERICAN PLAN OP GOVERNMENT
"President Lincoln," continues Mr. Pierce, in his
Federal Usurpation, "ignored this, but later, in a
message to Congress, asserted his right to suspend the
writ of habeas corpus without limitation or interfer-
ence. "
"There lies before me as I write, " Mr. Pierce says on
another page, "a book under the title of The American
Bastile, written by one John A. Marshall, bearing date
of August, 1869, in which he describes the circumstances
of the arrest of seventy citizens imprisoned in these
fortresses from all the Northern States except New
Hampshire, Rhode Island, and Wisconsin. Among
them were foreign ministers, United States Senators,
Members of Congress, Members of State legislatures,
judges, lawyers, ministers, doctors, farmers, editors,
merchants, and men from all the other walks of life.
The details connected with the arrests of these men, as
described by him, are as terrible as those accompanying
the state arrests in Russia today, and one draws back
from his vivid description with doubt lest perhaps Mr.
Marshall's experience caused him to exaggerate the
conditions."
The Privilege of the Writ of Habeas Corpus shall not
be suspended, unless when in Cases of Rebellion or Inva-
sion the public Safety may require it. On March 3,
1863, Congress passed an act which provided that
"During the present Rebellion, the President of the
United States, whenever, in his judgment, the public
safety may require it, is authorized to suspend the
privilege of the writ of habeas corpus in any case
throughout the United States, or any part thereof."
Subsequently, by public proclamation, the President
suspended the privilege of the writ throughout the coun-
LIMITATIONS UPON LEGISLATION 183
try, basing the suspension upon the statute. His right
so to suspend the writ of habeas corpus was, tested
in the case of Ex Parte MilUgan,^ which grew out of
an incident in the Civil War. On August 13, 1864,
Lambdin P. Milligan, a lawyer of Huntington, In-
diana, delivered a political speech at Fort Wayne,
Indiana, in which he attacked the national government
on the war issue, and opposed the reelection of Gover-
nor Morton on the ground of his war record. On Oc-
tober 5, he was arrested and taken to Indianapolis by
order of the military authorities of the district of
Indiana. On October 21, he was tried by court-mar-
tial and convicted of conspiracy against the United
States, of giving aid and comfort to the rebels, and of
disloyal practices; and he was sentenced to death. He
petitioned the Federal courts for release by habeas
corpus and the petition was denied. He appealed
from this decision to the Supreme Court of the United
States on the ground that Congress had no constitu-
tional power to enact a law suspending the privilege of
the writ of habeas corpus in States where the process of
the courts was not obstructed, and that the military court
which had convicted and sentenced him to death had
no power to deal with criminal charges in States where
the civil courts were open. This brought before the
Supreme Court all the great questions which are likely
to arise under this clause of the Constitutional Bill of
Rights. Justice Davis said:
In every war, there are men of previously good character,
wicked enough to counsel their fellow-citizens to resist the
measures deemed necessary by a good government to sus-
tain its just authority and overthrow its enemies; and their
' 4 Wallace's Rep., 2.
184 AMERICAN PLAN OF GOVERNMENT
influence may lead to dangerous combinations. In the
emergency of the times, an immediate public investigation
according to law may not be possible; and yet, the peril of
the country may be too imminent to suffer such persons to
go at large. Unquestionably, there is then an exigency
which demands that the government . . . should not be
required to produce the persons arrested in answer to a writ
of habeas corpus. The Constitution goes no further. It
does not say that_after a writ of habeas corpus is denied a
citizen, he shall be tried otherwise than by the course of the
common law; if it had intended that result, it was easy by
the use of direct words to have accomplished it. . . .
But, it is insisted that the safety of the country in time of
war demands that this broad claim for martial law shall be
sustained. If this were true, it could be well said that a
country, preserved at the sacrifice of all the cardinal prin-
ciples of liberty, is not worth the cost of preservation.
Happily, it is not so ... . If, in foreign invasion or civil
war, the courts are actually closed, and it is then impossible
to administer criminal justice according to law, then, on
the theatre of active military operations, where war really
prevails, there is a necessity to furnish a substitute for the
civil authority, thus overthrown, to preserve the safety of
the army and society; and as no power is left but the mili-
tary, it is allowed to govern by martial rule until the laws
can have their free course. As necessity creates the rule,
so it limits its duration; for if the government is continued
after the courts are reinstated, it is a gross usurpation of
power. Martial rule can never exist where the courts
are open, and in the proper and unobstructed exercise of
their jurisdiction. It is also confined to the locality of
actual war. Because, during the late Rebellion it could
have been enforced in Virginia, where the national author-
ity was overturned and the courts driven out, it does
not follow that it should obtain in Indiana, where that
authority was never disputed, and justice was always
administered.
LIMITATIONS UPON LEGISLATION 185
No Bill of Attainder or ex post facto Law shall he passed.
The methods of procedure known as bills of attainder
and ex post facto laws, which had prevailed in England
for centuries, were objectionable because the one in-
flicted punishment by legislative enactment without
any judicial trial concerning the fact of guilt or inno-
cence, and the other made men liable to punishment for
acts made criminal after the deed had been committed.
When the embers of the Civil War were dying out,
there were serious attempts not only to make treason
odious, but also to make traitors uncomfortable. For
example, the State Constitution of Missouri, adopted in
1865, barred from public office, from being an officer
of any public or private corporation, from acting as a
teacher or professor in any educational establishment,
from holding real estate or other property in trust for
any church or religious society, and from officiating as
a clergyman, any person who did not make oath that
he never had been disloyal to the United States, had
never served against the nation in war nor assisted its
enemies, and had not sought the protection of another
nation in order to avoid military service. Any viola-
tion of laws made to carry out this provision was made
a criminal offence. This was a fine dragnet in which
were caught those who had fought for the South, and
the " Copperheads" who had run off to Canada to avoid
the conscription laws.
In the case of Cummings vs. Missouri,^ these facts
appeared: In September, 1865, Rev. Father Cummings,
an estimable Roman Catholic priest, who had not taken
the oath prescribed in the State Constitution, had been
convicted and fined five hundred dollars. He appealed
from the State courts to the Federal Supreme Court
* 4 Wallace's Rep., 277.
i86 AMERICAN PLAN OF GOVERNMENT
upon the ground that these provisions of law were ex
post facto, having been made after the committing of
the offences they punished, and also were bills of at-
tainder of the sort known as bills of pains and penalties.
The Supreme Coiut said that the Missoiu-i laws based
upon the provisions of the State Constitution cited
above were repugnant to the Constitution of the
United States in both ways, and so were null and void.
In the decision. Justice Field defined bills of attainder
and ex post facto laws as follows:
A bill of attainder is a legislative act which inflicts punish-
ment without a judicial trial. If the punishment be less
than death, the act is termed a bill of pains and penalties.
Within the meaning of the Constitution, bills of attainder
include bills of pains and penalties. In these cases, the
legislative body, in addition to its legitimate functions,
exercises the powers and office of a judge ; it assiunes, in the
language of the text books, judicial magistracy; it pro-
nounces upon the guilt of the party, without any of the
forms or safeguards of trial; it determines the sufficiency
of the proofs produced, whether conformable to the rules of
evidence or otherwise; and it fixes the degree of punishment
in accordance with its own notions of the enormity of the
offence. ... By an grc post facto law is meant one
which imposes a punishment for an act which was not
punishable at the time it was committed; or imposes ad-
ditional punishment to that prescribed; or changes the rules
of evidence by which less or different testimony is sufficient
to convict than was required.
Art. I., Sec. 9 (continued) . No Capitation, or other di-
rect, tax shall be laid, unless in Proportion to the Census
or Enumeration herein before directed to be taken.
Art. I., Sec. 9 (continued). No Tax or Duty shall
be laid on Articles exported from any State.
LIMITATIONS UPON LEGISLATION 187
The clause restricting the levying of capitation or
other direct taxes was intended to prevent inequalities
of national taxation. Justice Paterson said in the
course of his opinion in the case of Hylton vs. United
States^ that this declaration was made in favor of the
southern States which, if no provisions had been intro-
duced in the Constitution, would have been wholly at
the mercy of the other States. "They possessed a
large number of slaves; they had extensive tracts of
territory, thinly settled, and not very productive. A
majority of the States had but few slaves and several
of them a limited territory, well settled, and in a high
state of cultivation. , . . Congress, in such a case,
might tax slaves at discretion, or arbitrarily, and land
in every part of the Union after the same rate or meas-
ure; so much a head in the first instance and so much
an acre in the other."
No Capitation . . . tax. The Supreme Court of
North Carolina explained what a "capitation" tax
is in the case of Gardner vs. Hall,' known as the " Dead-
head" case. One James L. Gardner had been com-
pelled to pay a State tax imposed upon all persons, other
than railroad officials, who travelled on any railroad
in that State without paying their fares. He brought
an action against the county officers who had collected
the tax, claiming that because the law imposed a
"capitation " tax contrary to the provisions of the State
constitution, he had a right to recover the money paid.
Judge Battle said:
A capitation tax is one upon the person simply, without
any reference to his property, real or personal, or to any
business in which he may be engaged, or to any employment
■ 3 Dallas' Rep., 171. • 61 North Carolina Rep., 21.
1 88 AMERICAN PLAN OF GOVERNMENT
which he may follow. It is rightfully imposed, because of
the protection which the government affords to the person,
independently of the connection or relation of the person
to an3rthing else.
No . . . direct, tax shall he laid, unless in Propor-
tion to the Census or Enumeration herein before directed
to be taken. Our national bank system was established
in 1864, at the suggestion of Salmon P. Chase, then
Secretary of the Treasury, and afterward Chief Justice
of the United States. His plan was to create a market
for United States government bonds by issiiing Federal
corporation charters to as many banks as would agree
to invest a large proportion of their capital in those
bonds. The special inducement offered was the ex-
clusive privilege of issuing for circulation bank notes
to be secured by government bonds deposited with the
Secretary of the Treasury. This privilege of issuing
notes was made exclusive by a section of the National
Bank Law which imposed a prohibitive tax of ten per
cent upon the face value of bank notes issued by banks
which did not take out national charters.
The plan was successful in every way. Everyone was
satisfied, except the bankers who continued to do busi-
ness under State charters. They protested that the
National Bank Act was unconstitutional because it
levied a "direct" tax not apportioned to the States
in proportion to a national census or enumeration.
The question was brought up in the Supreme Court
in 1869, in the case of Veazie Bank vs. Fenno.^ The
Veazie Bank, incorporated imder the laws of the State
of Maine, paid the tax assessed upon its circulating
notes, and then sued the Federal collector of internal
' 8 Wallace's Rep., 533.
LIMITATIONS UPON LEGISLATION 189
revenue for the amount, upon the ground that the tax
was "direct" and unapportioned, and therefore un-
constitutional.
Chief Justice Chase, who as Secretary of the Treas-
ury had originally suggested the law, had an opportu-
nity in this case to pass upon its vahdity. As might
have been expected, he stood up stoutly for what he
called the "tmdisputed constitutional power [of Con-
gress] to provide a currency for the whole country."
He said:
Having thus, in the exercise of undisputed constitutional
powers, undertaken to provide a currency for the whole
country, it cannot be questioned that Congress may, con-
stitutionally, sectire the benefit of it to the people by appro-
priate legislation. To this end, Congress has denied the
quality of legal tender to foreign coins, and has provided by
law against the imposition of counterfeit and base coin in
the community. To the same end, Congress may restrain,
by suitable enactments, the circulation as money of any
notes not issued under its own authority. Without this
power, indeed, its attempts to secure a sound and uniform
currency for the country must be futile.
Another taxing measure of the Civil War period
provided for an assessment upon incomes, gains, and
profits, in the form of an internal revenue tax, not
apportioned to the States according to population.
The celebrated case of Springer vs. United States^ grew
out of an assessment upon William M. Springer of
Springfield, Illinois, of $4,799.80, upon his net income,
derived partly from real estate, of $50,798. He refused
to pay the tax. The collector of internal revenue
seized and sold his house to satisfy the levy; and, in
* 103 U. S. Rep., 586.
190 AMERICAN PLAN OF GOVERNMENT
1874, the United States, which had bought in the
property at the sale, commenced an action to obtain
possession. Mr. Springer interposed as a defense to
this action a claim that the taxing law, under which his
property had been sold, was void for unconstitutional-
ity in that, in imposing without apportionment a tax
upon his income derived in part from real estate, it
imposed what really was a "direct tax" upon land.
The question which the Supreme Court had to decide
was whether a tax on the income of land is the same
thing as a tax on land. The justices answered that a
tax on land undoubtedly is a direct tax which must be
apportioned, but that a tax on the income of land is an
excise duty upon interest and profits, which does not
require apportionment in order to be constitutional.
Justice Swayne said:
The tax here in question ... is not a tax on the "whole
. . . personal estate" of the individual, but only on his
income, gains, and profits during a year, which may have
been but a small part of his personal estate, and in most
cases would have been so. . . . Our conclusions are
that direct taxes, within the meaning of the Constitution,
are only capitation taxes, as expressed in that instrument,
and taxes on real estate; and that the tax of which the plain-
tiff. . . . complains, is within the category of an excise or
duty.
An income tax measure adopted by Congress in 1894,
during President Cleveland's second administration,
did not fare so well in the Supreme Court when chal-
lenged in the case of Pollock vs. Farmers' Loan and Trust
Company.^ Charles Pollock, a citizen of Massachu-
setts, filed a bill in equity in which he said that he was a
,« 157 U. S. Rep., 430.
LEGISLATION UPON LEGISLATION 191
stockholder in the company and that the directors
intended to pay the tax of two per cent, on its net in-
come and profits, including its income from its real
estate. He urged that the law was unconstitutional
because it imposed a direct tax, in the shape of a tax
on the income of real estate, without apportioning the
amount to the States as required by the Constitution.
This brought before the Supreme Court for the second
time the whole question of the validity of income taxes
not apportioned. In this case, by a vote of five justices
against four, the Supreme Court annulled the statute.
Chief Justice Fuller said :
The requirement of the Constitution is that no direct
tax shall be laid otherwise than by apportionment — the
prohibition is not against direct taxes on land, from which
the implication is sought to be drawn that indirect taxes
on land would be constitutional, but it is against all direct
taxes — and it is admitted that a tax on real estate is a
direct tax. . . . The name of the tax is unimportant.
The real question is, is there any basis upon which to rest
the contention that real estate belongs to one of the two
great classes of taxes, and the rent or income which is the
incident of its ownership belongs to the other? We are
unable to perceive any groimd for the alleged distinction.
An annual tax upon the annual value or annual user of real
estate appears to us the same in substance as an annual
tax on the real estate, which would be paid out of the rent
or income .... We are of opinion that the law in ques-
tion, so far as it levies a tax on the rents or income of real
estate, is in violation of the Constitution, and is invalid.
No Tax or Duty shall be laid on Articles exported from
any State. "The prohibition of a tax on exports, " said
James Madison, "resulted from the apparent impossibil-
ity of raising in that mode a revenue from the States, pro-
192 AMERICAN PLAN OF GOVERNMENT
portioned to their ability to pay it; the ability of some
being derived in a great measure, not from their exports,
but from their fisheries, from their freights, and from
commerce at large in some of the branches altogether
external to the United States; the profits from all of
which, being invisible and intangible, would escape
a tax on exports. "'
Mr. Madison's statement means that taxes on exports
were impossible because the whole burden would have
fallen on the tobacco, indigo, and rice produced in the
South, while the North, which was growing rich out of
the ocean transportation of those very products, would
have escaped paying export taxes because it had prac-
tically nothing to export.
In the case of Fairbank vs. United States in which the
validity of certain taxes imposed during the Spanish
War was questioned,' the following facts appeared:
A man named Fairbank was found guilty in the Federal
District Court of Minnesota of having on March 7, 1900,
issued unstamped bills of lading upon a ntunber of
carloads of wheat exported from Minnesota to England.
He appealed to the Supreme Court at Washington on
the ground that the law which required the stamping of
bills of lading of merchandise for export was inconsistent
with the clause of the Constitution which forbids taxes
on exports. Justice Brewer, sustaining this contention,
said:
The requirement of the Constitution is that exports
should be free from any governmental burden. The lan-
guage is "no tax or duty." . . . It is a restriction on the
power of Congress; and as in accordance with the rules
heretofore noticed the grants of powers should be so con-
» Madison's Writings, iii., 640. • 181 U. & Rep., 283.
LIMITATIONS UPON LEGISLATION 193
strued as to give full eflScacy to those powers and enable
Congress to use such means as it deems necessary to carry
them into efiEect, so in like manner a restriction should be
enforced in accordance with its letter and spirit, and no
legislation can be tolerated which, although it may not
conflict with the letter, destroys the spirit and purpose of
the restriction imposed. If, for instance, Congress may
place a stamp duty of ten cents on bills of lading on goods
to be exported, it is because it has power to do so, and if it
has power to impose this amount of stamp duty, it has like
power to impose any sum in the way of stamp duty which
it sees fit. And it needs but a moment's reflection to show
that thereby it can as effectually place a burden upon ex-
ports as though it placed a tax directly upon the articles
exported.
Art. I., Sec. 9 (continued). No preference shall be
given by any Regulation of Commerce or Revenue to
the Ports of one State over those of another: nor shall
Vessels bound to, or from, one State, be obliged to
enter, clear, or pay Duties in another.
Many cities of the old world had flourished greatly
by reason of special port privileges which other centers
of trade did not enjoy. If Congress had been able to
give the ports of one State advantages over those of
another by laws providing that vessels should only
discharge and take on cargoes in certain harbors, it
would have been in the power of a majority of mem-
bers to ruin the commerce of any State. Justice
Nelson.'in his decision in the case of Pennsylvania vs, '
Wheeling etc. Bridge Co., * said:
Luther Martin [a delegate to the Constitutional Conven-
tion from Maryland] in his letter to the legislature of Mary-
« 18 Howard's Rep., 421, 434.
X3
194 . AMERICAN PLAN OF GOVERNMENT
land, says that these propositions were introduced into the
Convention by the Maryland delegation ; and that without
them, he observes, it would have been in the power of Con-
gress to compel ships sailing in or out of the Chesapeake
to clear or enter at Norfolk, or some port in Virginia — a
regulation that would be injurious to the commerce of
Maryland. It appears also from the reports of the Conven-
tion, that several of the delegates fromithat State expressed
apprehensions that under the power to regulate commerce
Congress might favor ports of particular States, by requir-
ing vessels destined to other States to enter and clear at the
ports of the favored ones, as a vessel bound for Baltimore
to enter and clear at Norfolk.
An act of Congress regulating commerce or revenue
which gives incidentally a preference to a port of one
State over the ports of another is valid, though the fact
of preference might be a good argument against its
enactment. It was shown to the court in the Wheeling
Bridge Case^ that a bridge across the Ohio River at
Wheeling, Virginia (now West Virginia), obstructed the
passage of steamboats going up and down the river
and thereby gave Wheeling a special advantage as a
commercial point over Pittsburg and other Pennsylvania
towns north of the bridge. Justice Nelson con-
ceded that this amounted to a port preference. Never-
theless, he said that the act of Congress which declared
the bridge a lawful structure was consistent with this
clause of the Constitution. He said :
It is urged that the interruption of the navigation of the
steamboats engaged in commerce and conveyance of pas-
sengers upon the Ohio river at Wheeling from the erection
of the bridge, and the delay and expense arising therefrom,
virtually operate to give a preference to this port over that
* l8 Howard's Rep., 421.
LIMITATIONS UPON LEGISLATION 195
of Pittsburg; that the vessels to and from Pittsburg navigat-
ing the Ohio and Mississippi rivers are not only subjected
to this delay and expense in the course of the voyage, but
that the obstruction will necessarily have the effect to stop
the trade and business at Wheeling, or divert the same in
some other direction or channel of commerce. Conceding
all this to be true, a majority of the court are of opinion that
the Act of Congress is not inconsistent with the clause of
the Constitution referred to — in other words, that it is not
giving a preference to the ports of one State over those of
another, within the true meaning of that provision.
Nor shall Vessels hound to, or from, one State, he
obliged to enter, clear, or pay Duties in another. Congress
may not so use its power to regulate commerce as to
impair the commercial equality of the States. At the
same time, the States must not take advantage of one
another by imposing burdensome harbor charges.
The meaning of this provision was explained by
Justice Wayne of the Supreme Court in his opinion in
the Passenger Cases, ^ in which the statutes of New
York and Massachusetts imposing head-money taxes
on immigrants were declared unconstitutional. In
1841, George Smith, master of the British ship, Henry
Bliss, refused to pay the State inspection tax of one
dollar a head upon a large number of steerage passen-
gers he had brought to the port of New York. A
Mr. Turner, a health commissioner, brought suit in the
State courts for the amount of the tax. The defense
presented was that the State taxing law was void
because inconsistent with the clause in the Constitution
of the United States which gives Congress power to
regulate commerce with foreign nations. Losing his
case in the State courts, the defendant appealed to the
» 7 Howard's Rep., 283.
196 AMERICAN PLAN OF GOVERNMENT
Supreme Court where he won handsomely. Justice
Wayne, in giving his decision, referred as follows to
this part of the Constitutional Bill of Rights:
The 5th clause of the 9th section of the ist article of the
Constitution, which declares that "no preference shall be
given by any regulation of commerce or revenue to the ports
of one State over those of another State; nor shall vessels
bound to or from one State be obliged to enter, clear, or
pay duties in another," is a limitation upon the power of
Congress to regulate commerce for the purpose of produc-
ing entire commercial equality within the United States,
and also a prohibition upon the States to destroy such equal-
ity by any legislation prescribing a condition upon which
vessels bound from one State shall enter the ports of another.
Art. I., Sec. 9 (continued). No Money shall be
drawn from the Treasmy, but in Consequence of Ap-
propriations made by Law; and a regular Statement and
Accotmt of the Receipts and Expenditures of all public
Money shall be published from time to time.
The clause which calls for regular statements and
accounts of receipts and disbtirsements of public money
was suggested by Benjamin Franklin,^ who beyond a
doubt was the best business man in the Federal Con-
vention. Once suggested, it seems to have been ac-
cepted as a matter of course.
Art I., Sec. 9 (continued). No Title of Nobility
shall be granted by the United States: And no Person
holding any Office of Profit or Trust under them, shall
without the Consent of the Congress, accept of any
present, Emoltmient, Office, or Title, of any kind what-
ever, from any Eling, Prince, or foreign State.
* Madison's Journal, p. 306.
LIMITATIONS UPON LEGISLATION 197
"Nothing need be said to illustrate the importance
of the prohibition of titles of nobiHty. This may truly
be denominated the comer-stone of republican govern-
ment ; for so long as they are excluded, there can never
be serious danger that the government will be any
other than that of the people. " The Federalist, 84.
CHAPTER XV
RIGHTS OF THE UNITED STATES AND ITS CITIZENS AGAINST
THE STATES
Art. I., Sec. lo. No State shall enter into any Treaty,
Alliance, or Confederation; grant Letters of Marque and
Reprisal; coin Money; emit Bills of Credit; make any
Thing but gold and silver Coin a Tender in Payment
of Debts ; pass any Bill of Attainder, ex post facto Law,
or Law impairing the Obligation of Contracts, or grant
any Title of Nobility.
Fourteenth Amendment, Sec. i (in part). No State
shall make or enforce any law which shall abridge the
privileges or immimities of citizens of the United States ;
nor shall any State deprive any person of hfe, liberty,
or property, without due process of law; nor deny to
any person within its jurisdiction the equal protection
of the laws.
Art. I., Sec. lo (continued). No State shall, without
the Consent of the Congress, lay any Impost or Duties
on Lnports or Exports, except what may be absolutely
necessary for executing it's inspection Laws: and the
net Produce of all Duties and Lnposts, laid by any State
on Imports or Exports, shall be for the Use of the Treas-
ury of the United States; and all such Laws shall be
subject to the Revision and Controul of the Congress.
No State shall, without the Consent of Congress, lay
any Duty of Tonnage, keep Troops, or Ships of War in
198
LIMITATIONS UPON LEGISLATION . 199
time of Peace, enter into any Agreement or Compact
with another State, or with a foreign Power, or engage
in War, imless actually invaded, or in such imminent
Danger as will not admit of delay.
Chief Justice Marshall, in his opinion in the great
case of Fletcher vs. Peck,^ said:
The restrictions on the legislative power of the States
. . . may be deemed a bill of rights for the people of each
State.
The question in the case of Barron vs. Baltimore' was
whether the City of Baltimore was liable for damages
for injuries suffered by a man whose wharf property
had been made valueless as a result of certain street
improvements made by the city under the authority of
its charter from the State of Maryland. In the course
of these improvements, the city had diverted the waters
of certain brooks in such a way that the new water
courses had made deposits of sand near the wharf and
rendered it inaccessible to ships. Mr. Barron had
brought an action against the City of Baltimore in
the Maryland courts, which had decided against him.
Then he had taken the case to the Supreme Court at
Washington upon the ground that the State courts
had not decided the case justly. Chief Justice Mar-
shall said:
It is worthy of remark, too, that these inhibitions gener-
ally restrain State legislation on subjects intrusted to the
general government, or in which the people of all the States
feel an interest. A State is forbidden to enter into any
treaty, alliance, or confederation. If these compacts are
with foreign nations they interfere with the treaty making
» 6 Cranch's Rep., 87, 138. » 7 Peters' Rep., 243.
200 AMERICAN PLAN OF GOVERNMENT
power, which is conferred entirely on the general govern-
ment; if with each other, for political purposes, they can
scarcely fail to interfere with the general purpose and intent
of the Constitution. To grant letters of marque and reprisal,
would lead directly to war, the power of declaring which is
expressly given to Congress. To coin money is also the
exercise of a power conferred on Congress. It would be
tedious to recapitulate the several limitations on the powers
of the States which are contained in this section. They
will be found, generally, to restrain State legislation on
subjects intrusted to the government of the Union, in
which the citizens of all the States are interested.
No State shall enter into any Treaty, Alliance, or Con-
federation. Any State law which is inconsistent with a
treaty of the United States is void for unconstitutional-
ity. In 1880, in the early days of anti-Chinese agita-
tion in California, before the Chinese Exclusion Law
was enacted by Congress, the California legislature
forbade under penalty of law the employment by any
corporation of any Chinaman or Mongolian. Tiburcio
Parrott, president of the Sulphur Bank Mining Com-
pany, arrested for employing Chinamen,'claimed that he
was unlawfully imprisoned imder a State law which
conflicted with the treaty between the United States
and China. This was the case of In re Parrott,^ in
which the constitutional question was decided in his
favor by Circuit Judge Sawyer, who said:
The States have surrendered the treaty making power to
the general government, and vested it in the President and
Senate; and when duly exercised by the President and
Senate, the treaty resulting is the supreme law of the land,
to which not only State laws but State constitutions are in
express terms subordinated.
* I Federal Reporter, 481.
LIMITATIONS UPON LEGISLATION 201
No State shall . . . grant Letters of Marque and
Reprisal. The United States would not be able to make
a lasting peace, if the States retained any of the powers
incidental to offensive warfare.
No State shall . . . coin Money; emit Bills of Credit;
make any Thing but gold and silver Coin a Tender in
Payment of Debts. The Constitution makers wisely-
prohibited the States from attempting to exercise
governmental fimctions inconsistent with the sover-
eignty of the nation. In 1827, Justice Washington, in
his opinion in the case of Ogden vs. Saunders, "^ said:
These prohibitions, associated with the powers granted
to Congress "to coin money, and to regulate the value
thereof and of foreign coin," most obviously constitute
members of the same family, being upon the same subject
and governed by the same policy. This policy was to pro-
vide a fixed and uniform standard of value throughout the
United States, by which the commercial and other dealings
between the citizens thereof, or between them and foreigners,
as well as the moneyed transactions of the government
should be regulated.
In the early days of western settlement, the States
were eager to evade this provision of the Constitution
because they wanted money to help build up the coim-
try. In 1 82 1, Missouri enacted a law which authorized
the issue of certificates for sums of not less than thirty
cents nor more than ten dollars, which were loaned out
to individuals in amounts of less than $200, and were
intended to be used as money. On October i, 1821,
Hiram Craig borrowed from the State $199.99 in cer-
tificates and gave his note for that sum. In due course
of time he was sued on the note. This case, Craig vs.
* 12 Wheaton's Rep., 213.
202 AMERICAN PLAN OF^GOVERNMENT
Missouri, ' tiimed upon the question whether these
loan certificates were bills of credit which under the
Constitution of the United States, the State of Missouri
had no right to emit. The Supreme Court thus had to
decide whether a State could evade the clause forbidding
it to emit bills of credit, by calling its paper money
loan certificates or some other name. Chief Justice
Marshall answered the question as follows:
- The term "bills of credit" signify a paper medium in-
tended to circulate between individuals, and between
government and individuals, for the ordinary purposes of
society. Such a medium always has been liable to con-
siderable fluctuation. Its value is continually changing;
and these changes, often great and sudden, expose individ-
uals to immense loss, are the sovuces of ruinous speculations,
and destroy all confidence between man and man. To cut
up this mischief by the roots, a mischief which was felt
throughout the United States, and which deeply affected
the interest and prosperity of all, the people declared in their
Constitution that no State should emit bills of credit. If
the prohibition means anything, if the words are not
empty sounds, it must comprehend the emission of any
paper medium, by a State government, for the purpose of
common circulation.
No State shall . . . pass any Bill of Attainder, ex
post facto Law, . . . or grant any Title of Nobility.
This is a balancing clause. The Constitution makers
had declared that Congress must not pass bills of at-
tainder or ex post facto laws, or grant titles of nobility.'
For the sake of consistency, the States had to be laid
under the same prohibition.
No State shall . . . pass any . . . Law impairing
« 4 Peters' Rep., 410. ' U. S. Const., Art. I., Sec. 9, Subds. 3, 8.
LIMITATIONS UPON LEGISLATION 203
the Obligation of Contracts. This provision forbidding
State laws impairing the obligation of contracts adds to
the force and effect of the clause in the eighth section
of the first article of the Constitution, giving Congress
power to regulate commerce. Indeed, the power of
Congress to regulate commerce among the States would
not have amounted to much if the States had been left
free to pass laws preventing the enforcement in their
courts of commercial contracts.
The meaning of the phrase "obligation of contracts"
was explained by Justice Swayne in his opinion in the
case of Edwards vs. Kearzey, ' as follows :
The Constitution of the United States declares that "No
State shall pass . . . any law impairing the obligation of
contracts."
A contract is an agreement of minds, upon a sufificient
consideration, that something specified shall be done, or
shall not be done.
The lexical definition of "impair" is "to make worse;
to diminish in quantity, value, excellence, or strength; to
lessen in power; to weaken; to enfeeble; to deteriorate." —
Webster's Diet.
" Obligation " is defined to be " the act of obliging or bind-
ing; that which obligates; the binding power of a vow,
promise, oath, or contract, " etc. — Id.
The word is derived from the Latin word ohligatio,
tying up ; and that from the word ohligo, to bind up or tie
up; to engage by the ties of a promise or oath, or form of
law; and obligo is compounded of the verb ligo, to tie or
bind fast, and the preposition oh, which is prefixed to in-
crease its meaning.
In 1809, twenty years after the establishment of
government under the Constitution, the Supreme Court
' 96 U. S. Rep., 595.
204 1 AMERICAN PLAN OP GOVERNMENT
was called upon, in the case of Fletcher vs. Peck,^ to
explain this right of the nation against the States. In
1795, the legislature of Georgia had been corruptly
influenced to pass a law for the sale of certain public
lands. In course of time, the lands had been bought
by people who had had nothing to do with the bribery.
A succeeding State legislature, however, had passed
another act annulling the original sale for fraud. This
had left the innocent holders of deeds, some of whom
had not taken actual possession of lands, nothing except
title deeds to show their right of ownership. One of
the purchasers, Robert Fletcher, brought in the United
States Circuit Court in Massachusetts a suit for damages
against John Peck, who had made a deed in which there
was a guarantee of title. This case was carried to the
Supreme Court upon the claim that the Georgia law
annulling the original sale had impaired the obligation
of a contract and therefore was a law which that State
had no right to enact. In his opinion, Chief Justice
Marshall said:
When ... a law is in the nature of a contract, when
absolute rights have vested under that contract, a repeal
of the law cannot devest those rights. , . . Georgia
cannot be viewed as a single, unconnected, sovereign power,
on whose legislature no other restrictions are imposed than
may be found in its own Constitution. She is a part of a
large empire; she is a member of the American Union; and
that Union has a Constitution, the supremacy of which all
acknowledge, and which imposes limits to the legislatures
of the several States, which none claim a right to pass.
The Constitution of the United States declares that no
State shall pass any bill of attainder, ex post facto law, or
law impairing the obligation of contracts. Does the case
* 6 Cranch's Rep., 87.
LIMITATIONS UPON LEGISLATION 205
now under consideration come within this prohibitory sec-
tion of the Constitution?
In considering this very interesting question, we im-
mediately ask ourselves what is a contract? Is a grant a
contract? A contract is a compact between two or more
parties, and is either executory or executed. An executory
contract is one in which a party binds himself to do, or
not to do a particular thing; such was the law under which
the [original] conveyance was made by the governor. A
contract executed is one in which the object of contract is
performed; and this, says Blackstone, differs in nothing
from a grant. The contract between Georgia and the pur-
chaser was executed by the grant. A contract executed, as
well as one which is executory, contains obligations bind-
ing on the parties. A grant, in its own nature, amounts to
an extinguishment of the right of the grantor, and implies
a contract not to reassert that right. A party is, therefore,
always estopped [prevented from trying to dispute] by his
own grant.
Since, then, in fact, a grant is a contract executed, the
obligation of which still continues, and since the Constitu-
tion used the general term contract, without distinguishing
between those which are executory and those which are
executed, it must be construed to comprehend the latter as
well as the former. ... If, under a fair construction of
the Constitution, grants are comprehended under the term
contracts, is a grant from the State excluded from the opera-
tion of the provision? Is the clause to be considered as
inhibiting the State from impairing the obligation of con-
tracts between two individuals, but as excluding from that
inhibition contracts made with itself? . . .
It is . . . the unanimous opinion of the Court, that,
in this case, the estate having passed into the hands of a
purchaser for a valuable consideration, without notice, the
State of Georgia was restrained, either by general principles
which are common to our free institutions, or by the par-
ticular provisions of the Constitution of the United States,
206 AMERICAN PLAN OF GOVERNMENT
from passing a"law whereby the estate of the plaintiff in
the premises so purchased could be constitutionally and
legally impaired and rendered null and void.
The property right of the people in their contracts
was explained again, in 1 8 12, by Chief Justice Marshall
in the case of New Jersey vs. Wilson.^ In 1758, the
colonial legislature of New Jersey, in settling a disputed
claim, had conveyed certain lands to the remnant of
the tribe of Delaware Indians by an Act which said
"that the lands to be purchased for the Indians afore-
said shall not hereafter be subject to any tax, any law,
usage, or custom to the contrary thereof, in any wise
notwithstanding." The Indians had held the lands
until 1 801, when wishing to join their brethren at Stock-
bridge, N. Y., they had applied for and obtained an act
of the legislature authorizing them to sell their New
Jersey land. In 1803, commissioners appointed for the
purpose had sold the lands to Wilson and others. In
1804, the legislature had repealed the part of the act
which exempted the lands from taxation. The lands
had then been assessed for taxes, which the owners had
refused to pay. Chief Justice Marshall said :
Every requisite to the formation of a contract is found in
the proceedings between the then colony of New Jersey and
the Indians. The subject was a purchase on the part of
the government of extensive claims of the Indians, the
extinguishment of which would quiet the title to a large
portion of the province. A proposition to this effect is made,
the terms stipulated, the consideration agreed upon, which
is a tract of land with the privilege of exemption from taxa-
tion; and then, in consideration of the arrangements
previously made, one of which this act of assembly is stated
» 7 Cranch's Rep., 164.
LIMITATIONS UPON LEGISLATION 207
to be, the Indians executed their deed of cession. This is
certainly a contract clothed in forms of unusual solemnity.
The privilege, though for the benefit of the Indians, is
annexed, by the terms which create it, to the land itself,
not to their persons. It is for their advantage that it should
be annexed to the land, because, in the event of a sale, on
which alone the question could become material, the value
would be enhanced by it. It is not doubted but that the
State of New Jersey might have insisted on a surrender of
this privilege as the sole condition on which a sale of the
property should be allowed. But this condition has not
been insisted on. The land has been sold, with the assent
of the State, with all its privileges and immxmities. The
purchaser succeeds, with the assent of the State, to all the
rights of the Indians. He stands, with respect to this land,
in their place, and claims the benefit of their contract. The
contract is certainly impaired by a law which would annul
this essential part of it.
In the case of Sturgis vs. Crowninshield, ^ the question
before the Supreme Court was whether or not a State
law for the relief of insolvent debtors was void under this
clause of the Constitution. Chief Justice Marshall,
who delivered the opinion of the court, admitted that,
until Congress had exercised its power "to establish
uniform laws on the subject of bankruptcies throughout
the United States, "'a State could pass any bankruptcy
law which did not impair the obligation of a contract.
He said, however, that a State could not by such a law,
impair the obligation of a contract in a promissory note
made before the law was enacted. The opinion is as
follows:
Does the law of New York, which is pleaded in this case,
impair the obligation of contracts, within the meaning of
' 4 Wheaton's Rep., 122. » U. S. Const., Art. 1, Sec. 8, Subd. 4.
208 AMERICAN PLAN OF GOVERNMENT
the Constitution of the United States? This act liberates
the person of the debtor, and discharges him from all lia-
bility for any debt previously contracted, on^his surrendering
his property in the manner it prescribes. In discussing the
question whether a State is prohibited from passing such a
law as this, our first inquiry is into the meaning of words in
common use. What is the obligation of a contract? and
what will impair it? . . . A contract is an agreement in
which a party undertakes to do, or not to do, a particular
thing. The law binds him to perform his undertaking,
and this is, of course, the obligation of his contract. In
the case at bar, the defendant has given his promissory
note to pay the plaintiff a sum of money on or before a
certain day. The contract binds him to pay that sum on
that day ; and this is its obligation. Any law which releases
a part of this obligation, must, in the literal sense of the
word, impair it. Much more must a law impair it which
makes it totally invalid, and entirely discharges it. . . .
Although . . . the States may, until that power shall
be exercised by Congress, pass laws concerning bankrupts,
yet they cannot constitutionally introduce into such laws
a clause which discharges the obligations the bankrupt has
entered into.
In the great case of Dartmouth College vs. Woodward, *
the Supreme Court decided that a corporation charter
is a contract, the obligation of which cannot be impaired
even by the State which creates and protects it. If
this ruling still governed, corporations would be dan-
gerously powerful.
The Dartmouth College case originated in an attempt
in 1816 by the New Hampshire legislature to amend the
charter which King George the Third had granted, in
1769, to Rev. Eleazer Wheelock for an Indian mission
school. Gifts of land and other property had been
»4 Wheaton's Rep., 518, 642.
LIMITATIONS UPON LEGISLATION 209
made by many good people, including the Earl of Dart-
mouth, whose name was adopted when the school be-
came a college. Under its royal charter, the institution
had been governed by a board of trustees who had power
to fill all vacancies in their number. In June and De-
cember, 1 8 16, the New Hampshire legislature enacted
laws "enlarging and improving the corporation and
amending the charter" in such a way as to give the
State full control over the corporation. William H.
Woodward, the defendant in the case, had been secre-
tary and treasurer of the original corporation known
as the "Trustees of Dartmouth College." On August
27, 1 816, he had been removed from both offices. On
February 4, 1817, the college corporation had
been organized according to the provisions of the
new acts, and the new trustees appointed Wood-
ward secretary and treasurer of the college. He
had accepted the offices and thereby obtained cus-
tody of the books and some other property of the
corporation.
The trustees under the old royal charter brought this
case of Trustees of Dartmouth College vs. Woodward in
order to obtain possession of the college books and
other property. The case was heard first in the Court
of Common Pleas of Grafton County, N. H., where
the jury reported to the court that, if the New Hamp-
shire laws changing the college charter did not impair
the obligations of a contract under the provisions of the
Constitution of the United States, judgment ought to be
in favor of Woodward ; but that, if those acts were void
for unconstitutionality, the judgment should be for the
old trustees. Chief Justice Marshall carried the Su-
preme Court with him in a far-reaching decision in
which he said:
210 AMERICAN PLAN OF GOVERNMENT
Dr. Wheelock, acting for himself and for those who, at
his solicitation, had made contributions to his school,
applied for this charter, as the instrument which should
enable him and them to perpetuate their beneficent inten-
tion. It was granted. An artificial, immortal being was
created by the crown, capable of receiving and distributing
forever, according to the will of the donors, the donations
which should be made to it. On this being, the contribu-
tions which had been collected were immediately bestowed.
These gifts were made, not indeed to make a profit for the
donors or their posterity, but for something in their opinion
of inestimable value; for something which they deemed a
full equivalent for the money with which it was purchased.
The consideration for which they stipulated, is the perpetual
application of the fund to its object, in the mode prescribed
by themselves. Their descendants may take no inter-
est in the preservation of this consideration. But in this
respect their descendants are not their representatives.
They are represented by the corporation. The corporation
is the assignee of their rights, stands in their place, and dis-
tributes their bounty as they would themselves have dis-
tributed it, had they been immortal. So with respect to
the students who are to derive learning from this source.
The corporation is a trustee for them also. Their potential
rights, which, taken distributively, are imperceptible,
amount, collectively, to a most important interest. These
are in the aggregate, to be exercised, asserted, and protected,
by the corporation ....
Had parliament, immediately after the emanation of this
charter, and the execution of those conveyances which
followed it, annulled the instnmient, so that the living
donors would have witnessed the disappointment of their
hopes, the perfidy of the transaction would have been uni-
versally acknowledged. Yet, then, as now, the donors would
have had no interest in the property ; then, as now, those who
might be students would have had no rights to be violated ;
then, as now, it might be said, that the trustees, in whom the
LIMITATIONS UPON LEGISLATION 211
rights of all were combined, possessed no private, individual,
beneficial interest in the property confided to their protec-
tion. Yet the contract would at that time have been
deemed sacred by all. What has since occurred to strip
it of its inviolability? Circumstances have not changed it.
In reason, in justice, and in law, it is now what it was in
1769.
This is plainly a contract to which the donors, the trus-
tees, and the crown, (to whose rights and obligations New
Hampshire succeeds,) were the original parties. It is a
contract made on a valuable consideration. It is a contract
for the security and disposition of property. It is a contract
on the faith of which, real and personal estate has been
conveyed to the corporation. It is a contract within the
letter of the Constitution, and within its spirit also, unless
the fact that the property is invested by the donors in
trustees, for the promotion of religion and education, for
the benefit of persons who are perpetually changing, though
the objects remain the same, shall create a particular ex-
ception, taking this case out of the prohibition contained in
the Constitution.
It is more than possible that the preservation of rights of
this description was not particularly in the view of the
framers of the Constitution, when the clause under con-
sideration was introduced into that instrimient. It is
probable that interferences of more frequent recurrence, to
which the temptation was stronger, and of which the mis-
chief was more extensive, constituted the great motive
for imposing this restriction on the State legislatures. But
although a particular and a rare case may not, in itself, be
of sufficient magnitude to induce a rule, yet it must be
governed by the rule, when established, unless some plain
and strong reason for excluding it can be given. It is not
enough to say, that this particular case was not in the mind
of the convention, when the article was framed, nor of the
American people when it was adopted. , . . The case
being within the words of the rule, must be within its opera-
212 AMERICAN PLAN OF GOVERNMENT
tion likewise, unless there be something in the literal con-
struction so obviously absurd or mischievous, or repugnant
to the general spirit of the instrtraient, as to justify those
who expound the Constitution in making it an exception.
The founders of the college contracted, not merely for the
perpetual application of the funds which they gave, to the
objects for which those funds were given; they contracted
also, to secure that application by the constitution of the
corporation. They contracted for a system, which should,
as far as himian foresight can provide, retain forever the
government of the literary institution they had formed, in
the hands of persons approved by themselves. This sys-
tem is totally changed. The charter of 1769 exists no
longer. It is reorganized; and reorganized in such a man-
ner, as to convert a literary institution, moulded according
to the will of its founders, and placed under the control of
private literary " men, into a machine entirely subservient
to this will of government. This may be for the advantage
of the college in particular, and may be to the advantage
of literature in general; but it is not according to the will of
the donors, and is subversive of that contract, on the faith
of which the property was given. . . .
It results from this opinion, that the acts of the legis-
lature of New Hampshire . . . are repugnant to the
Constitution of the United States.
During the era of railroad building, the rule in the
Dartmouth College case became "obviously absurd,
mischievous, [and] repugnant to the general spirit of"
the Constitution. The building of railroads along lines
of travel parallel with turnpikes and canals had dimin-
ished the value of the franchises of many turnpike and
canal companies operating under charters granted by
States. If the turnpike and canal charters, like the
Dartmouth College charter, were contracts, the obliga-
tion of which could not lawfully be impaired by any
LIMITATIONS UPON LEGISLATION 213
subsequent laws of the same States, the charters of the
railroad companies were not valid.
The case of Proprietors of Charles River Bridge vs.
Proprietors of Warren Bridge^ came before the Supreme
Court in 1837. I^ 1650, the colonial legislature of
Massachusetts had given Harvard College a right to
operate for profit a ferry across Charles River between
Boston and Charlestown. The college had conducted
the enterprise successfully until 1785, when the State
legislature had incorporated a company under the name
of "The Proprietors of the Charles River Bridge"
to build a bridge in the place where the ferry ran, and
incidentally to pay Harvard College £200 a year to
replace the income it had derived from ferry charges.
This charter was limited to forty years. The bridge
had been built and opened to the public on June 17,
1786. In 1792, the charter had been extended seventy
years from the opening of the bridge. In 1828, the
Massachusetts legislature had incorporated a company
under the name of "The Proprietors of the Warren
Bridge" to erect another bridge over Charles River,
from Charlestown to Boston. This bridge had been
built only a few rods from the old structure. Before
its completion the Charles River Bridge Company had
filed a petition praying for an injunction. The case
had been heard by the Supreme Judicial Court of Massa-
chusetts in 1829. This court, deciding that the charter
to the Warren Bridge did not impair the obligation of
the contract contained in the charter of the Charles
River Bridge, had dismissed the suit. The case had
then been taken to the Supreme Court at Washington.
In the meantime, the Warren Bridge had been built and
turned over to the State of Massachusetts in accordance
* II Peters' Rep., 421, 547.
214 AMERICAN PLAN OF GOVERNMENT
with a charter provision that it should belong to the
State as soon as the proprietors had received in tolls
the full cost of the structure. This made the Warren
Bridge free, thereby destroying the value of the old
bridge because no one would pay for going over a
toll bridge when a free bridge was just as con-
venient. Harvard College lost at the same time
the £200 a year for which it had surrendered its pro-
perty rights in the old ferry. The Supreme Court at
Washington would not agree that there had been
any impairment of the obligations of any contracts in
any part of the whole affair. Chief Justice Taney
said:
The object and end of all government is to promote the
happiness and prosperity of the community by which it is
established; and it can never be assumed, that the govern-
ment intended to diminish its power of accomplishing the
end for which it was created. ... A State ought never
to be presumed to siurender this power, because, like the
taxing power, the whole community have an interest in
preserving it undiminished. And when a corporation alleges,
that a State has surrendered for seventy years, its power of
improvement and public accommodation, in a great and
important line of travel, along which a vast number of
citizens must daily pass; the community have a right to
insist in the language of this court . . . " that its abandon-
ment ought not to be presumed, in a case, in which the de-
liberate purpose of the State to abandon it does not appear. "
... It [the Warren Bridge] does not interrupt the
passage over the Charles River Bridge, nor make the way
to it or from it less convenient. None of the faculties or
franchises granted to that corporation have been revoked
by the legislature, and its right to take the tolls granted by
the charter remains unaltered. In short, all the franchises
and rights of property emmierated in the charter, and
LIMITATIONS UPON LEGISLATION 215
there mentioned to have been granted to it, remain un-
impaired. But its income is destroyed by the Warren
Bridge; which, being free, draws off the passengers and
property which would have gone over it, and renders their
franchise of no value. This is the gist of the complaint.
... In order then to entitle themselves to relief, it
is necessary to show that the legislature contracted [in
the charter of the Charles River Bridge] not to do the act
of which they complain, and that they impaired, or, in
other words, violated that contract by the erection of the
Warren Bridge. . . .
And what would be the fruits of this doctrine ... of
property in a line of travel by a corporation, if it should
now be sanctioned by this court? ... If this court
should establish the principle now contended for, what is to
become of the numerous railroads established on the same
line of travel with turnpike companies; and which have
rendered the franchises of the turnpike corporations of no
value? Let it once be understood that such charters carry
with them these implied contracts, and give this unknown
and undefined property in a line of travelling, and you will
soon find the old turnpike corporations awakening from their
sleep, and calling upon this court to put down the improve-
ments which have taken their place. The milHons of
property which have been invested in railroads and canals,
upon lines of travel which had been before occupied by turn-
pike corporations, will be put in jeopardy. We shall be
thrown back to the improvements of the last century, and
obliged to stand still, until the claims of the old turnpike
corporations shall be satisfied, and they shall consent to
permit these States to avail themselves of the lights of
modem science, and partake of the benefit of those im-
provements, which are now adding to the wealth and
prosperity, and the convenience and comfort of every
other part of the civilized world. . . . This court are
not prepared to sanction principles which must lead to
such results.
21 6 AMERICAN PLAN OF GOVERNMENT
No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States. Justice Miller, in his opinion in the
Slaughter House Cases, ' enumerated the privileges and
immunities of citizens of the United States as follows :
We may hold ourselves excused from defining the privi-
leges and immtmities of citizens of the United States which
no State can abridge, until some case involving those
privileges may make it necessary to do so. But lest it
should be said that no such privileges and immunities are
to be found if those we are considering are excluded, we
venture to suggest some which owe their existence to the
Federal government, its national character, its Constitution,
or its laws.
One of these is well described in the case of Crandall vs.
Nevada. It is said to be the right of the citizen of this
great country, protected by implied guarantees of its Con-
stitution, " to come to the seat of government, to assert any
claim he may have upon that government, to transact any
business he may have with it, to seek its protection, to
share its offices, to engage in administering its functions.
He has a right to free access to its seaports, through which
all operations of foreign commerce are conducted, to the
sub-treasuries, land offices, and courts of justice in the
several States." And quoting from the language of Chief
Justice Taney in another case, it is said "that for all the
great purposes for which the Federal government was
established, we are one people, with one common country,
we are all citizens of the United States"; . . .
Another privilege of a citizen of the United States is to
demand the care and protection of the Federal government
over his life, liberty, and property when on the high seas
or within the jurisdiction of a foreign government. Of this
there can be no doubt, nor that the right depends upon his
» 16 Wallace's Rep., 36.
LIMITATIONS UPON LEGISLATION 217
character as a citizen of the United States. The right to
peaceably assemble and petition for redress of grievances,
the privilege of the writ of habeas corpus, are rights of the
citizen guaranteed by the Federal Constitution. The right
to use the navigable waters of the United States, however
they may penetrate the territory of the several States, all
rights secured to our citizens by treaties with foreign na-
tions, are dependent upon citizenship of the United States,
and not citizenship of a State. One of these privileges is
conferred by the very article under consideration. It is
that a citizen of the United States can, of his own volition,
become a citizen of any State of the Union by a bona fide
residence therein, with the same rights as other citizens of
that State.
No State shall . . . deprive any person of life, liberty,
or property, without due process of law. It is not easy
to realize that, as late as 1885, the power of a State to
regulate railroad charges within its own borders was
seriously challenged as a taking of property without
due process of law. What seems to us a matter of
course was then contested strenuously in the Railroad
Commission Cases, ^ in which the Farmers' Loan and
Trust Company of New York City asked the Federal
courts to restrain the Railroad Commission of Missis-
sippi from regulating local freight and passenger charges.
The duty of the commission under the law creating it
was to prevent the railroads from exacting unreasonable
or discriminating rates upon transportation within the
limits of that State. Chief Justice Waite decided that
such regulation does not necessarily deprive persons of
property without due process of law. He said:
It is now settled in this court that a State has power to
limit the amount of charges by railroad companies for the
« 116 U. S. Rep., 307.
2i8 AMERICAN PLAN OF GOVERNMENT
transportation of persons and property within its own juris-
diction, unless restrained by some contract in the charter, or
unless what is done amounts to a regulation of foreign or
inter-state commerce. . . . It is not to be inferred that
this power of limitation or regulation is itself without limit.
The power to regulate is not a power to destroy, and limita-
tion is not the equivalent of confiscation. Under pretence
of regulating fares and freights, the State cannot require a
railroad corporation to carry persons or property without
reward ; neither can it do that which in law amounts to tak-
ing of private property without just compensation, or with-
out due process of law.
The State of Minnesota, having passed a statute
regulating railroad rates and establishing a railroad
commission to decide all appeals by dissatisfied com-
panies, brought an action against the Chicago, Milwau-
kee, and St. Paul Railway Company^ to compel that
corporation to obey the law. The railroad, which was
owned and operated by a Wisconsin corporation, had
been built under a charter issued in 1856 by the Terri-
tory of Minnesota. One section of that charter pro-
vided that the directors of the corporation should have
power to make all needful rules, regulations, and by-
laws "touching the rates of toll and the manner of
collecting the same." The railroad company con-
tended that the State of Minnesota was bound by the
contract contained in the charter granted by the Terri-
tory, claiming "that a contract existed that the com-
pany should have the power of regulating its rates of
toll; that any legislation by the State infringing upon
that right impairs the obligation of the contract."
The Supreme Court of Minnesota decided in favor of
the State, but this judgment was reversed by the Su-
*C.M.& St. P. Rwy. Co. vs. Minnesota, 134 U. S. Rep., 418, 456.
LIMITATIONS UPON LEGISLATION 219
preme Court. Justice Blatchford, in the opinion ren-
dered by the national tribunal, said:
The construction put upon the statute [giving a commis-
sion power to fix rates] by the Supreme Court of Minnesota
must be accepted by this court, for the purposes of the
present case, as conclusive and not to be re-examined here
as to its propriety and accuracy. The Supreme Court [of
Minnesota] authoritatively declares that it is the expressed
intention of the legislature of Minnesota, by the statute,
that the rates recommended and published by the com-
mission, if it proceeds in the manner pointed out by the act,
are not simply advisory, nor merely prima facie equal and
reasonable, but final and conclusive as to what are equal
and reasonable charges; that the law neither contemplates
nor allows any issue to be made or inquiry to be had as to
their equality or reasonableness in fact; that, under the
statute, the rates published by the commission are the only
ones that are lawful, and, therefore, in contemplation of law
the only ones that are equal and reasonable. ... In
other words, though the railroad is forbidden to establish
rates that are not equal and reasonable, there is no power in
the courts to stay the hands of the commission, if it chooses
to establish rates that are unequal and unreasonable.
This being the construction of the statute by which we
are bound in considering the present case, we are of opinion
that, so construed, it conflicts with the Constitution of the
United States in the particulars complained of by the rail-
road company. It deprives the company of its rights to a
judicial investigation, by due process of law, under the forms
and with the machinery provided by the wisdom of suc-
cessive ages for the investigation judicially of the truth of
a matter in controversy, and substitutes therefor, as an
absolute finality, the action of a railroad commission which,
in view of the power conceded to it by the State court,
cannot be regarded as clothed with judicial functions or
possessing the machinery of a court of justice.
220 AMERICAN PLAN OF GOVERNMENT
Nor shall any State . , . deny to any person within
its jurisdiction the equal protection of the laws. "The
Fourteenth Amendment," said Justice Field in his
opinion in the case of Barhier vs. Connolly,^ "in
declaring that no State 'shall deprive any person of
life, liberty, or property without due process of law,
nor deny to any person within its jurisdiction the equal
protection of the laws, ' undoubtedly intended not only
that there should be no arbitrary deprivation of life
or liberty, or arbitrary spoliation of property, but that
equal protection and security should be given to all
under like circumstances in the enjoyment of their
personal and civil rights; that all persons should be
equally entitled to pursue their happiness and acquire
and enjoy property ; that they should have like access
to the coiirts of the coimtry for the protection of their
persons and property, the prevention and redress of
their wrongs, and the enforcement of contracts; that
no impediment should be interposed to the pursuits of
any one except as applied to the same pursuits by others
under like circumstances; that no greater burdens should
be laid upon one than are laid upon others in the same
calling and condition, and that in the administration
of criminal justice no different or higher punishment
should be imposed upon one than such as is prescribed
to all for like offences. "
The limitations upon the powers of the States im-
posed by the constitutional bill of rights in the tenth
section of the first article and by the provisions of the
Foiirteenth Amendment are controlled to some extent
by the police powers of the local governments. Each
State has an undoubted right to enforce many laws
which apparently violate these constitutional prohi-
M13U. S. Rep., 27.
LIMITATIONS UPON LEGISLATION 221
bitions, if it appears that such laws are necessary for
the safety, health, and morals of their citizens. This
doctrine of the police powers of the States dates back
to the case of Coates vs. Mayor and Aldermen of New
York City, ^ in which the New York courts asserted that,
in preserving the health of its citizens, a State does not
impair the obligation of a contract. The question in
this case was whether the city of New York could com-
pel the sexton of Trinity Church to pay a penalty of
$250 for burying a body in Trinity churchyard in viola-
tion of a city ordinance. Coates defended himself by
claiming that the rectors, church-wardens, and vestry-
men of Trinity Church had a property right to inter
the bodies of deceased persons in this churchyard, and
received fees, perquisites, and profits for so doing. He
claimed that this property right amounted to a contract,
the obligation of which could not be impaired by the
State of New York. The court denied this contention
upon the ground that a by-law of a city, made pursuant
to a State law, enacted to preserve the health of the
inhabitants, was a policing regulation and not a law
impairing the obligation of a contract. The court said
in part:
It was conceded, on the argument, that the corporatiou
[City of New York] have, in general, power so to order the
use of private property in the city, as to prevent its proving
pernicious to the citizens generally. A contrary doctrine
would strike at the root of all police regulations. . . .
A lot is granted as a place of deposit for gunpowder, or other
purpose, innocent, in itself, at the time; it is devoted to
that purpose, till, in the progress of population, it becomes
dangerous to the property, the safety, or the lives of hun-
dreds; it cannot be, that the mere form of the grant, because
» 7 Cowen's [N. Y.J Rep., 585, 604.
222 AMERICAN PLAN OF GOVERNMENT
the parties choose to make it particular, instead of general
and absolute [that is, saying that it is to be used for storing
gunpowder, instead of saying nothing about what it is to
be used for], should prevent the use to which it is limited
being regarded and treated as a nuisance, when it becomes
so in fact. . . . Every right, from an absolute ownership
in property, down to a mere easement [right to use property
for some purpose such as a pathway], is purchased and holden
subject to the restriction, that it shall be so exercised as not
to injure others .... No property has, in this instance,
been entered upon or taken. None are benefited by the
destruction, or rather the suspension of the rights in ques-
tion, in any other way than citizens always are, when one
of their number is forbidden to continue a nuisance. For
the same reason, there is nothing impairing the obligation
of a contract within the sense of the Constitution of the
United States.
The States, by virtue of their power to enact policing
regiilations, have been able to make and enforce laws
which have in effect impaired the obligations of con-
tracts. For example, in the Slaughter House Cases, ^
decided in 1872, the question at issue was the constitu-
tionality of a Louisiana law by which a corporation had
been given an exclusive right for twenty-five years to
maintain slaughter-houses, landings for cattle, and
cattle-yards in three parishes which included the
whole city of New Orleans. It was contended that the
law creating this monopoly was void under the provi-
sions of the Fourteenth Amendment in that it abridged
the privileges and immunities of citizens of the United
States. Justice Miller overruling this contention said:
The power here exercised by the legislature of Louisiana
is, in its essential nature, one which has been, up to the
' 16 Wallace's Rep., 36.
LIMITATIONS UPON LEGISLATION 223
present period in the constitutional history of this country,
always conceded to belong to the States, however it may
now be questioned in some of its details. "Unwholesome
trades, slaughter-houses, operations offensive to the senses,
the deposit of powder, the application of steam power to
propel cars, the building with combustible materials, and
the burial of the dead, may all," says Chancellor Kent [2
Commentaries, 340], "be interdicted by law, in the midst of
dense masses of population, on the general and rational
principle, that every person ought so to use his property as
not to injure his neighbors; and that private interests must
be made subservient to the general interests of the com-
munity." . , . The power is, and must be from its very
nature, incapable of any very exact definition or limita-
tion. Upon it depends the security of social order, the life
and health of the citizen, the comfort of an existence in a
thickly populated community, the enjojnuent of private and
social life, and the beneficial use of property. . . . The
regulation of the place and manner of conducting the slaugh-
tering of animals, and the business of butchering within a
city, and the inspection of the animals to be killed for meat,
and of the meat afterwards, are among the most necessary
and frequent exercises of this power. ... It cannot be
denied that the statute under consideration is aptly framed
to remove from the more densely populated part of the city,
the noxious slaughter-houses, and large and offensive col-
lections of animals necessarily incident to the slaughtering
business of a large city, and to locate them where the con-
venience, health, and comfort of the people require they
shall be located.
In the case of Fertilizing Company vs. Hyde Park, * the
Supreme Court decided that a State could compel the
removal of a malodorous business away from the place
where it had been located under the authority of a cor-
» 97 U. S. Rep., 659.
224 AMERICAN PLAN OF GOVERNMENTj
poration charter. The ruling made was that, by virtue
of its power to enact laws to preserve the health of citi-
zens, a State legislature, if necessary to put an end to
a public nuisance, has an absolute right to modify a
charter previously granted. Justice Swayne said in
this case:
That a nuisance of a flagrant character existed ... is
not controverted. We cannot doubt that the police power
of the State was applicable and adequate to give an effectual
remedy. That power belonged to the States when the
Federal Constitution was adopted. They did not surrender
it, and they all have it now. It extends to the entire pro-
perty and business within their local jurisdiction. Both
are subject to it in all proper cases. It rests upon the fun-
damental principle that every one shall so use his own as
not to wrong and injure another. To regulate and abate
nuisances is one of its ordinary functions. . . .
The charter [of the Fertilizing Company] was a sufficient
license until revoked ; but we cannot regard it as a contract,
guaranteeing, in the locality originally selected, exemption
for fifty years from the exercise of the police power of the
State, however serious the nuisance might become in the
future, by reason of the growth of population around it.
The owners had no such exemption when they were incor-
porated, and we think the charter did not give it to them.
The police power of the States is a limitation upon
the powers of the United States. It is a right upon a
right. It is, for example, the legal justification of State
prohibitory liquor laws, which often impair the obliga-
tions of a contract and always lessen without compensa-
tion to the owners the value of property employed in
brewing and distilling. In the case of Mugler vs. Kan-
sas, * in which the owners of a brewery located in Kansas
* 123 U. S. Rep., 623, 664.
LIMITATIONS UPON LEGISLATION 225
complained of the operation of the Kansas prohibitory
amendment, Justice Harlan, giving the opinion of the
Supreme Court, said:
It is contended [by the brewers] that as the primary and
principal use of beer is as a beverage; as their respective
breweries were erected when it was lawful to engage in the
manufacture of beer for every purpose; as such establish-
ments will become of no value as property, or, at least, will
be materially diminished in value, if not employed in the
manufacture of beer for every purpose; the prohibition
upon their being so employed is, in effect, a taking of pro-
perty for public use without compensation, and depriving
the citizen of his property without due process of law. In
other words, although the State, in the exercise of her police
powers, may lawfully prohibit the manufacture and sale,
within her limits, of intoxicating liquors to be used as a
beverage, legislation having that object in view cannot be
enforced against those who, at the time, happen to own
property, the chief value of which consists of its fitness for
such manufacturing purposes, unless compensation is first
made for the diminution in the value of their property,
resulting from such prohibitory amendments. , , .
The Supreme Court in the case of Barhier vs. Con-
nolly,^ ruled that State policing measures which in
effect deny to some persons the equal protection of the
laws, are not void imder the provisions of the Four-
teenth Amendment. For example, on April 8, 1884,
the City of San Francisco, California, enacted a mu-
nicipal ordinance, making it imlawful to carry on a
laundry business in certain parts of the city without
first obtaining one certificate from the city health officer
that the sanitary arrangements of the laundry were
good, and another from the Board of Fire Wardens that
« 113 U. S. Rep., 27.
15
226 AMERICAN PLAN OP GOVERNMENT.
the stoves and appliances for heating smoothing irons
were so managed as not to be a source of danger from
fire to surroimding property. A Mr. Barbier, who had
a laundry within the city limits, was sentenced to im-
prisonment for five days for violation of this ordinance.
He petitioned the United States Court for release on the
ground that his constitutional right to the equal pro-
tection of the laws had been violated. Justice Field,
in giving the opinion of the Court, said that Mr. Bar-
bier had no just cause for complaint because he had
received the same protection of the laws as all the other
laundrymen of San Francisco, and, therefore, had been
punished under a law which did not violate this clause
of the Fourteenth Amendment. The decision is in
part as follows:
A prohibition simply upon the use of property for pur-
poses that are declared, by valid legislation, to be injvirious
to the health, morals, or safety of the community, cannot,
in any just sense, be deemed a taking or an appropriation
of property for the public benefit. Such legislation does not
disturb the owner in the control or use of his property for
lawful purposes, nor restrict his right to dispose of it, but is
only a declaration by the State that its use by any one, for
certain forbidden purposes, is prejudicial to the public
interests. Nor can legislation of that character come within
the Fourteenth Amendment, in any case, unless it is ap-
parent that its real object is not to protect the community,
or to promote the general well-being, but, under the guise of
police regulation, to deprive the owner of his liberty, or
property without due process of law. The power which the
States have of prohibiting such use by individuals of their
property as will be prejudicial to the health, the morals, or
the safety of the public, is not — and, consistently with
the existence and safety of organized society, cannot be
— burdened with the condition that the State must com-
LIMITATIONS UPON LEGISLATION 227
pensate such individual owners for pecuniary losses they
may sustain, by reason of their not being permitted, by a
noxious use of their property, to inflict injury upon the
community. The exercise of the police power by the de-
struction of property which is itself a public nuisance, or
the prohibition of its use in a particular way, whereby the
property becomes depreciated, is very different from tak-
ing property for public use, or from depriving a person
of his property without due process of law. In the one
case, a nuisance only is abated; in the other, unoffending
property is taken away from an innocent owner.
Neither the [Fourteenth] amendment — broad and com-
prehensive as it is — nor any other amendment, was de-
signed to interfere with the power of the State, sometimes
termed its police power, to prescribe regulations to pro-
mote the health, peace, morals, education, and good
order of the people, and to legislate so as to increase the
industries of the State, develop its resources, and add to its
wealth and prosperity. . . . Regulations for these pur-
poses may press with more or less weight upon one than
upon another, but they are designed, not to impose unequal
or unnecessary restrictions upon any one, but to promote,
with as little individual inconvenience as possible, the
general good. Though, in many respects, necessarily
special in their character, they do not furnish just ground
for complaint if they operate alike upon all persons and
property under the same circumstances and conditions.
Class legislation, discriminating against some and favoring
others, is prohibited, but legislation which, in carrying out
a public purpose, is limited in its application, if within the
sphere of its operation it affects alike all persons similarly
situated, is not within the amendment.
A State even may take private property for private
uses without compensation, if the taking serves a public
use. The Oklahoma Depositor's Guaranty Fund Act,
for example, was sustained by the Supreme Court in the
228 AMERICAN PLAN OF GOVERNMENT
case of Nohle State Bank vs. Haskell.^ This was an
action to restain the State Banking Board from levying
and collecting an assessment upon the Noble State Bank
upon the ground that the Guaranty Fimd Act was un-
constitutional. To compel a bank to pay an assess-
ment of one per cent upon its average deposits in order
to create a depositors' guaranty fimd was claimed to be
a taking of private property without compensation.
The Supreme Court, however, ruled that a State has a
right to regulate banking by such laws. Justice Holmes
said:
It may be said in a general way that the police power
extends to all the great public needs. ... It may be
put forth in aid of what is sanctioned by usage, or held by
the prevailing morality or strong and preponderant opinion
to be greatly and immediately necessary to the public
welfare. Among matters of that sort probably few would
doubt that both usage and preponderant opinion give their
sanction to enforcing the primary conditions of successful
commerce. One of those conditions at the present time is
the possibility of payment by checks drawn against bank
deposits, to such an extent do checks replace currency in
daily business. If then the legislature of the State thinks
that the public welfare requires the measure under consider-
ation, analogy and principle are in favor of the power to
enact it. . . . In short, when the Oklahoma legislature
declares by implication that free banking is a public danger
and that incorporation, inspection, and the above described
co-operation are necessary safeguards, this court certainly
cannot say it is wrong.
The police powers of the States shrink into nothing-
ness when they conflict with the power of Congress to
regulate commerce among the States. Under no cir-
*2I9 U. S. Rep., 104.
LIMITATIONS UPON LEGISLATION 229
cumstances can a State so use its right to legislate con-
cerning public safety, health, and morals, as to interfere
directly or indirectly with the national authority over
interstate commerce. For example, it was shown to
the Supreme Court in the case of Minnesota vs. Barber, *
that, in 1889, the State of Minnesota had enacted a law
forbidding the selling or offering for sale for human food
of any fresh beef, veal, mutton, lamb, or pork, not taken
from an animal which had been inspected and certified
before slaughter to be healthy and in suitable condition
to be slaughtered for human food. One Henry E.
Barber, who had been convicted of selling in Minne-
sota one hiindred pounds of beef which had been killed
in Illinois without inspection or certification, took his
case into the United States Courts. The Federal
Circuit Court ruled that the Minnesota law infringed
the Constitution of the United States by restricting
commerce among the States. The State of Minnesota
appealed to the Supreme Court of the United States,
which affirmed the decision of the Circuit Court in an
opinion in which Justice Harlan said :
The enactment of a similar statute by each one of the
States composing the Union would result in the destruction
of commerce among the several States, so far as such com-
merce is involved in the transportation from one part of
the country to another of animal meats designed for htraian
food and entirely free from disease .... As the inspec-
tion must take place within the twenty-four hours im-
mediately before the slaughtering, the act, by its necessary
operation, excludes from the Minnesota market, practically,
all fresh beef, veal, mutton, lamb, or pork — in whatever
form, and although entirely sound, healthy, and fit for
human food — taken from animals slaughtered in other
» 136 U, S. Rep., 313.
230 AMERICAN PLAN OF GOVERNMENT
States; and directly tends to restrict the slaughtering of
animals, whose meat is to be sold in Minnesota for human
food, to those engaged in such business in that State. This
must be so, because the time, expense, and labor of sending
animals from points outside of Minnesota to points in that
State, to be there inspected, and bringing them back, after
inspection, to be slaughtered at the place from which they
were sent — the slaughtering to take place within twenty-
four hours after inspection, else the certificate of inspection
becomes of no value — will be so great as to amount to an
absolute prohibition upon sales, in Minnesota, of meat from
animals not slaughtered within its limits. When to this is
added the fact that the statute, by its necessary operation,
prohibits the sale, in the State, of fresh beef, veal, mutton,
lamb, or pork, from animals that may have been inspected
carefully and thoroughly in the State where they were
slaughtered, no doubt can remain as to its effect upon
commerce among the several States. ... If this legis-
lation does not make such discrimination against the pro-
ducts and business of other States in favor of the products
and business of Minnesota as interferes with and burdens
commerce among the several States, it would be difficult
to enact legislation that would have that result.
No State shall, without the Consent of the Congress, lay
any Impost or Duties on Imports or Exports. The clause
which prohibits State laws imposing customs duties
is a limitation upon local taxing powers. In the case of
Gibbons vs. Ogden, * the holders of New York licenses
to operate steamboats in the navigable waters of that
State, iirged that the States have all powers over com-
merce which have not been taken from them by this
section of the Constitution. In answering this conten-
tion, Chief Justice Marshall showed that it refers only
to the taxing power. He said:
» 9 Wheaton's Rep., i., 200.
LIMITATIONS UPON LEGISLATION 231
We must . . . determine whether the act of laying
"duties or imposts on imports or exports," is considered in
the Constitution as a branch of the taxing power, or of the
power to regulate commerce. We think it very clear, that
it is considered as a branch of the taxing power. It is so
treated in the first clause of the 8th section: "Congress
shall have power to lay and collect taxes, duties, imposts,
and excises"; and before commerce is mentioned, the rule
by which the exercise of this power must be governed is
declared. It is, that all duties, imposts, and excises shall
be uniform. In a separate clause of the enumeration, the
power to regulate commerce is given, as being entirely dis-
tinct from the right to levy taxes and imposts, and as being
a new power not before conferred. The Constitution, then,
considers these powers as substantive and distinct from each
other; and so places them in the enumeration it contains.
The power of imposing duties on imports is classed with the
power to levy taxes, and that seems to be its natural place.
But the power to levy taxes never could be considered as
abridging the right of the States on that subject; and they
might, consequently, have exercised it by levying duties on
imports or exports, had the Constitution contained no
prohibition on this subject. The prohibition, then, is an
exception from the acknowledged power of the States to
levy taxes, not from the questionable power to regulate
commerce.
No State shall . . . lay any Impost or Duties . . .
except what may be absolutely necessary for executing it's
inspection Laws. The States never have surrendered
their power to protect the health and well-being of
their citizens by all sorts of quarantine regulations and
other inspection laws. Undesirable articles of com-
merce, including diseased cattle, foods unfit for use,
and merchandise which contains the germs of contagious
disease, may be stopped at the border line of any State.
232 AMERICAN PLAN OF GOVERNMENT
According to the following opinion of Chief Justice
Marshall in Gibbons vs. Ogden,^ an inspection law is not
a regulation of commerce:
The object of inspection laws is to improve the quality
of articles produced by the labor of a country; to fit them
for exportation; or it may be, for domestic use. They act
upon the subject before it becomes an article of foreign
commerce, or of commerce among the States, and prepare it
for that purpose. They form a part of that immense mass
of legislation, which embraces everything within the terri-
tory of a State, not surrendered to a general government;
all which can be most advantageously exercised by the
States themselves.
Who is to decide whether a State "impost or duty on
exports or imports" is "absolutely necessary for exe-
cuting its inspection laws?" In 1876, Henry Neilson,
in the case of Neilson vs. Garza,^ challenged the validity
of a Texas statute under which he had been compelled
to pay inspection duties upon a shipment of hides from
Mexico. He claimed that the State of Texas had levied
duties higher than were "absolutely necessary for
executing its inspection laws." In passing upon this
question, Circuit Judge Woods held that the decision
rests with Congress. He said:
How the question, whether such a duty is excessive or
not, is to be decided, may be doubtful. As that question
is passed upon by the State legislattue when the duty is
imposed, it would hardly be seemly to submit it to the con-
sideration of a jury in every case that arises. This might
give rise to a great diversity of judgment, the result of which
would be to make the law constitutional one day, and in
one case, and imconstitutional another day, in another case.
» Vide supra. ' 2 Wood's U. S. Rep., 287.
LIMITATIONS UPON LEGISLATION 233
As the article of the Constitution which prescribes the limit
goes on to provide that " all such laws shall be subject to the
revision and control of Congress," it seems to me that
Congress is the proper tribunal to decide the question,
whether a charge or duty is or is not excessive.
No State shall, without the Consent of Congress, lay
any Duty of Tonnage. Chief Justice Marshall, in his
opinion in the case of Gibbons vs. Ogden, ^ defined the
phrase "duty of tonnage" as follows:
"A duty of tonnage" is as much a tax as a duty on im-
ports or exports; and the reason which induced the pro-
hibition of those taxes extends to this also. This tax may
be imposed by a State with the consent of Congress; and
it may be admitted that Congress cannot give a right to a
State in virtue of its own powers. But a duty of tonnage
being a part of the power of imposing taxes, its prohibition
may certainly be made to depend on Congress, without
affording any implication respecting a power to regulate
commerce.
No State shall . . . keep Troops, or Ships of War in
time of Peace. Judge Scott of Illinois, in his opinion
in the case of Dunn vs. The People, ''held that the active
militia of a State does not come within the prohibition
of the second clause, section 10, art. i, of the Consti-
tution of the United States. * ' Our understanding, ' ' he
said, **is, the organization of the active militia of the
State conforms exactly to the definitions usually given
to militia. Lexicographers and others define militia,
and so the common understanding is, to be *a body of
armed citizens trained to military duty, who may be
called out in certain cases, but may not be kept on
service like standing armies, in time of peace.* That
» Vide supra. »94 Illinois Rep., 121, 138.
234 AMERICAN PLAN OF GOVERNMENT
is the case as to the active militia of this State. The
men comprising it come from the body of the militia,
and when not engaged at stated periods in drilling and
other exercises, they return to their usual avocations as
is usual with militia, and are subject to call when the
public exigencies demand it. Such an organization,
no matter by what name it may be designated, comes
within no definition of 'troops' as that word is used in
the Constitution. "
No State shall . . . enter into an Agreement or Com-
pact with another State. The purpose of this clause was
to make the new central government the referee in such
disputes over boundaries as those between Virginia,
Connecticut, and Massachusetts over a part of the
territory northwest of the Ohio River, between Con-
necticut and Pennsylvania over the strip along the
northerly boundary of the latter, and between New
York and New Hampshire about the territorial area
which soon after the Constitution was in operation
was admitted as the State of Vermont. In the notable
case of Rhode Island vs. Massachusetts, * decided in 1838,
the important question was not whether the power to
decide these controversies had been given to the central
government, but whether the judicial department had
sole power to pass upon them. This action had been
brought to settle an old boundary line dispute between
the two States. Rhode Island under a survey made in
1642 had claimed all the territory up to a line three miles
south of the Charles River. Massachusetts had in-
sisted that the surveyors had been mistaken about the
location of Charles River. In support of this argument,
Massachusetts had referred to the reports of boundary
commissioners who had fixed the State line in 1709 and
» 12 Peters' Rep., 723.
LIMITATIONS UPON LEGISLATION 235
in 1 71 8. Rhode Island had refused to be bound by
these reports on the ground that her colonial govern-
ment never had accepted them. Justice Baldwin, an
able Pennsylvania jurist, who gave the decision of the
Court, said:
There can be but two tribunals under the Constitution
who can act on the boundaries of States, the legislative or
the judicial power; the former is limited in express terms to
assent or dissent, where a compact or agreement is referred
to them by the States; and as the latter can be exercised
only by this Court when a State is a party, the power is
here, or it cannot exist. For these reasons we cannot be
persuaded that it could have been intended to provide only
for the settlement of boundaries when States could agree,
and to altogether withhold the power to decide controver-
sies on which the States could not agree, and presented the
most imperious call for speedy settlement.
«
No State shall . . . engage in War, unless actually
invaded, or in such imminent Danger as will not admit of
delay. "The prohibition against the States engaging
in war, " according to Watson on the Constitution, ^ "was
established upon old colonial precedents. In the New
England Union of 1643, it was provided that neither
Massachusetts, Plymouth, Connecticut, nor New Ha-
ven, should engage in any war without the consent of
the commissioners [who represented each colony at
annual meetings] (but they might do so in case of sud-
den exigencies). So Franklin's plan of a Confederation
provided that no colony should engage in an offensive
war with any nation of Indians without the consent
of the Congress, or Grand Council. This prohibition
was continued in the Articles of Confederation, which
236 AMERICAN PLAN OF GOVERNMENT
forbade any State engaging in war without the consent
of the United States, unless it were actually invaded by
enemies. The exception which is found in all the pro-
hibitions is substantially the same, viz: *in case of
actual invasion or such imminent danger as would not
admit of delay, ' in such case, it would of course be neces-
sary to take such action as would best protect life and
property. In such cases the probabilities are that war
would be resorted to by any of the States, whether
there was a provision in the Constitution authorizing it
or not."
CHAPTER XVI
RIGHTS OF THE STATES AND THEIR CITIZENS AGAINST
THE UNITED STATES AS ENUMERATED IN
AMENDMENTS I-X
"An American bill of rights, " said Chief Justice Doe
of New Hampshire in the decision of Orr vs. Quimby, ^
"is a declaration of private rights reserved in a grant
of public powers, — a reservation of a limited in-
dividual sovereignty, annexed to and made part of a
limited form of government established by the indepen-
dent, individual action of the voting class of the people.
The general purpose of such a bill of rights is to declare
those fundamental principles of the common law, gen-
erally called the principles of English constitutional
liberty, which the American people always claimed as
their English inheritance, and the defense of which was
the justification of the war of 1776, "
The people of the United States were nearly all
English by birth and inheritance, the sons and grand-
sons of Englishmen who had dared all things and suffered
all things for the sake of rights and liberties worth
fighting for and, if need be, dying for. EngHshmen in
America in the closing years of the eighteenth century
were proudly mindful of the Great Charter of Rights
and Liberties which Englishmen in England had wrested
from King John nearly six centuries before. The Pe-
» 54 N. H. Rep., 590.
237
238 AMERICAN PLAN OF GOVERNMENT
tition of Right, which English Puritans had forced upon
Charles the First in 1628, was like a family heirloom
to the descendants of New England Puritans. The
English Bill of Rights adopted by a convention parlia-
ment in 1689, which declared the rights and liberties of
English subjects, was one of the models that Thomas
Jefferson followed in drafting the Declaration of In-
dependence. The Instrument of Government of 1653,
which established the Commonwealth of England
under the great Lord Protector, Oliver Cromwell,
was the prototype of the Massachusetts Constitution
of 1780, and in part of the Constitution of the United
States.
The first charter of Virginia, granted by King James
the First in 1606, shows that Englishmen in America
had English rights from the beginning. Its fifteenth
section says :
Also we do . . . Declare . . . that all and every the
Persons, being ovir Subjects, which shall dwell and inhabit
within every or any of the said several Colonies and Plan-
tations, and every of their children, which shall happen to
be born within any of the Limits and Precincts of the said
several Colonies and Plantations, shall Have and enjoy all
Liberties, Franchises, and Immunities, within any of our
other Dominions, to all Intents and Purposes, as if they had
been abiding and bom, within this our realm of England,
or any other of our said Dominions.
The Stamp Act Congress of 1765 declared "that trial
by jury is the inherent and invaluable right of every
British subject in the Colonies. "
The Declaration of Rights adopted by the First
Continental Congress began with a broad statement
"that the inhabitants of the English colonies in
LIMITATIONS UPON LEGISLATION 239
North America . . . are entitled to life, liberty and
property."
The Declaration of Independence stated in the plain-
est words that "all men are . , . endowed by their
Creator with certain unalienable rights; that among
these are life, liberty, and the pursuit of happiness.
That, to secure these rights, governments are instituted
among men."
The Ordinance of 1787 for the government of the
Territory northwest of the river Ohio contains the
following article evidently taken almost bodily from
the Petition of Right of 1628:
The inhabitants of the said territory shall always be
entitled to the benefits of the writ of habeas corpus, and of
the trial by jury; of a proportionate representation of the
people in the legislature, and of judicial proceedings accord-
ing to the course of common law. All persons shall be
bailable, unless for capital offences, where the proof shall be
evident, or the presumption great. All fines shall be moder-
ate; and no cruel or unusual punishments shall be inflicted.
No man shall be deprived of his liberty or property, but by
the judgment of his peers, or the law of the land, and should
the public exigencies make it necessary, for the common pre-
servation, to take any person's property, or to demand hispar-
ticular services, full compensation shall be made for the same.
And, in the just preservation of rights and property, it is un-
derstood and declared, that no law ought ever to be made
or have force in the said territory, that shall, in any manner
whatever, interfere with or affect private contracts, or en-
gagements, bona fide, and without fraud previously formed.
The people of the different States had incorporated
bills of rights in their constitutions. The declaration
in the first Constitution of the State of New York
adopted in 1777, for example, reads as follows:
240 AMERICAN PLAN OF GOVERNMENT
That the free exercise and enjoyment of religious profes-
sion and worship, without discrimination or preference,
shall forever hereafter be allowed within this State to all
mankind: Provided, however, that the liberty of conscience
hereby granted shall not be so construed as to excuse acts
of licentiousness, or justify practises inconsistent with the
peace and safety of this State. . . . That trial by jury, in
all cases, in which it hath heretofore been used in the Colony
of New York, shall be established and remain inviolate
forever: And that no acts of attainder shall be passed by
the legislature of this State, for crimes other than those
committed before the termination of the present war [the
Revolution]; and that such acts shall not work corruption
of blood. And further, that the legislature of this State
shall, at no time hereafter, institute any new court or courts,
but such as shall proceed according to the course of the
common law.
The history of the adoption of the Bill of Rights as
embodied in Amendments I-X was summed up by Jus-
tice Harlan in his dissenting opinion in the case of
Maxwell vs. Dow,^ as follows:
i
When the Constitution was adopted by the Convention of
1787 and placed before the people for their acceptance or
rejection, many wise statesmen whose patriotism no one
then questioned or now questions earnestly objected to its
acceptance upon the ground that it did not contain a Bill
of Rights guarding the fundamental guaranties of life,
liberty, and property against the unwarranted exercise of
power by the National Government. But the friends of the
Constitution, believing that the failure to accept it would
destroy all hope for permanent union among the people of
the original States, and following the advice of Washington
who was the leader of the constitutional forces, met this
objection by showing that when the Constitution had been
» 176 U. S. Rep., 581, 606.
LIMITATIONS UPON LEGISLATION 241
accepted by the reqmsite number of States and thereby
became the supreme law of the land, such amendments could
be adopted as would relieve the apprehensions of those who
deemed it necessary, by express provisions, to guard against
the infringement by the agencies of the General Govern-
ment of any of the essential rights of American freemen.
This view prevailed, and the implied pledge thus given was
carried out by the first Congress, which promptly adopted
and submitted to the people of the several States the first
ten amendments. These amendments have ever since
been regarded as the National Bill of Rights.
What confuses most people is that these provisos do
not limit the powers of the States. The average man
who has been told that the authority of the United
States is supreme, cannot understand why a positive
prohibition should bar the general government only
and have nothing to do with the subordinate govern-
ments. Chief Justice Marshall in his opinion in the
case of Barron vs. Baltimore^ said:
Had the framers of these [the first ten] amendments in-
tended them to be limitations on the powers of the State
governments, they would have imitated the framers of the
original Constitution, and have expressed that intention.
Had Congress engaged in the extraordinary occupation of
improving the constitutions of the several States by afford-
ing the people additional protection from the exercise of
power by their own governments in matters which concerned
themselves alone, they would have declared this purpose in
plain and intelligible language.
First Amendment. Congress shall make no law
respecting an establishment of religion, or prohibiting
the free exercise thereof; or abridging the freedom of
* 7 Peters' Rep., 243.
242 AMERICAN PLAN OF GOVERNMENT
speech, or of the press ; or the right of the people peace-
ably to assemble, and to petition the Government for a
redress of grievances.
These are the priceless personal rights for the sake of
which in every age man has associated in tribes, clans,
nations, or other social organizations. It is not easy
to realize the value of these rights — to believe in and
follow any form of religious worship ; to have a mind of
one's own and speak it anywhere and everywhere,
no matter whether others like it or not; to join with
others in telling those who have power just what the
speaker thinks of them and their doings, especially
those doings which are injurious. Infinitely valuable
as these rights are, they are not unlimited. The limit
is this: that he who asserts his rights must not make
them a means of destroying the equal rights of others.
And with this limitation imposed in the fullest proper
measure, these personal liberties are so much worth
while that, if a choice had to be made, every man in his
senses would keep them, if he had to lose every other
right which the most perfect government could give
to the governed.
Congress shall make no law respecting an establishment
of religion. It is generally believed that this part of the
amendment was suggested by Mr. Madison and other
Virginia members of the First Congress, whose atten-
tion had been called to the subject by a controversy
which had been settled in their own State a few years
before. The Church established by law in England
had few followers in Colonial America, which was
peopled mostly by Puritans, Presbyterians, Quakers,
and a few Catholics. Virginia had been colonized for
the most part by adherents of the English Church. The
LIMITATIONS UPON LEGISLATION 243
Episcopal clergyman had a parish which was under a
legal obligation to support him by payments of money
or its equivalent in tobacco, which then served the
purposes of money in the colony. This plan worked
well enough except when tobacco fluctuated in price;
then the clergy got their pay in the less valuable cur-
rency. Lawsmts followed, in which the clergymen
again got the worst of it. Patrick Henry represented
the planters. One burst of his matchless eloquence
made him famous, and helped to deprive the Church
of England in Virginia of its legal rights. The dispute,
however, did not come to an end until 1784, when the
Virginia legislature passed the famous "Act for estab-
lishing religious Freedom," which Thomas Jefferson
drafted. This law, declaring "that no man shall be
compelled to frequent or support any religious worship,"
was rather hard on the poor parsons who, up to that
time, had had a legal right to compel the planters to
support them. This right had always been held to be
a tithe claim on land, and its value always had been
deducted from the purchase prices when sales were
made. By this law, the land owners, who had paid
less because of the incumbrance, received a free present
of its cash value and the clergy were the losers. The
Virginia Representatives had this clause put in this
amendment in order to keep the advantage in that
quarrel.
Congress shall make no law . . . prohibiting the free
exercise thereof [of religion]. The right to the free exer-
cise of religion so long as no act injurious to others is
committed, was explained by the Supreme Court in
1 87 1, in the case of Watson vs. Jones. ^ This was a
quarrel in the Walnut Street Presbyterian Church of
' 13 Wallace, Rep., 679.
244 AMERICAN PLAN OF GOVERNMENT
Louisville, Kentucky, about the rights and wrongs of
slavery. One party tried to withdraw the church
from the General Presbyterian Church in the United
States of America, and turn it over to the General
Presbyterian Church in the United States, commonly
known as the Southern Presbyterian Church. The
others, who were actually in possession of the church
edifice, wished to keep it in association with the North-
em churches. The court refused to make such an
order on the ground that religious freedom includes
the right of a church to govern itself. Justice Miller
said:
"In this country the full and free right to entertain any
religious belief, to practise any religious principle, and to
teach any religious doctrine which does not violate the laws
of morality and property, and which does not infringe per-
sonal rights, is conceded to all. The law knows no heresy
and is committed to the support of no dogma, the estab-
lishment of no sect. The right to organize voluntary
religious associations to assist in the expression and dis-
semination of any religious doctrine, and to create tri-
bunals for the decision of controverted questions of faith
within the association, and for the ecclesiastical govern-
ment of all the individual members, congregations, and
oflScers within the general association, is unquestioned.
Freedom of religion may not be made a cloak for
immorality, vice, or crime, under the guise of conscien-
tious belief. The Mormon Church, insisting upon the
contention that the plural wife system was a part of its
religion, fought to the last ditch every national statute
for the suppression of polygamy. The justices of the
Supreme Court have been against them on every occa-
sion, and with especial vehemence of argument in the
LIMITATIONS UPON LEGISLATION 245
case of Mormon Church vs. United States,^ in which
Justice Bradley deHvered an opinion covering that
point as follows:
It is distinctly stated in the pleadings and findings of fact
that the property of the said corporation was held for the pur-
pose of religious and charitable uses. But it is also stated
in the findings of fact, and is a matter of public notoriety,
that the religious and charitable uses intended to be sub-
served and promoted are the inculcation and spread pf the
doctrines and usages of the Mormon Church, or Church of
Latter Day Saints, one of the distinguishing features of which
is the practise of polygamy — a crime against the laws, and
abhorrent to the sentiments and feelings of the civilized world.
Notwithstanding the stringent laws which have been passed
by Congress — notwithstanding all the efforts made to sup-
press this barbarous practise — the sect or community com-
posing the Church of Jesus Christ of Latter Day Saints
perseveres, in defiance of law, in preaching, upholding,
promoting, and defending it. . . . One pretence for
this • obstinate course is, that their belief in the practise
of polygamy, or in the right to indulge in it, is a religious
belief, and, therefore, imder the protection of the con-
stitutional guaranty of religious freedom. This is alto-
gether a sophistical plea. No doubt the Thugs of India
imagined that their belief in the right of assassination was a
religious belief; but their thinking so did not make it so.
The practise of suttee by the Hindu widows may have
sprung from a supposed religious conviction. The offering
of human sacrifices by our own ancestors in Britain was no
doubt sanctioned by an equally conscientious impulse.
But no one, on that account, would hesitate to brand those
practises, now, as crimes against society, and obnoxious to
condemnation and punishment by the civil authority.
The State has a perfect right to prohibit polygamy, and all
» 136 U. S. Rep., I.
246 AMERICAN PLAN OF GOVERNMENT
other open offences against the enlightened sentiment of
mankind, notwithstanding the pretence of religious con-
viction by which they may be advocated and practised.
Congress shall make no law . . . abridging the free-
dom of speech, or of the press. As now enforced, liberty
of speech and of the press goes further perhaps than the
founders of the republic would have approved. What
they wanted was a rule which would prevent the federal
authorities from meddling with the right of citizens
to say or print what they chose. What was to be
permitted in the way of free speech and a free press in
each State, they were willing to leave to the authorities
of each locality. Speeches and pamphlets had helped
the cause of American independence almost as much
as gunpowder and cold steel. Madison, Hamilton, and !
Pinckney had used the power of the press in The Feder-
alist to present the reasons why the Constitution ought
to be adopted.
Freedom of speech is the same thing as freedom of the
press to this extent that the rights refer to different
ways of giving information to other people. The right
to speak freely is the same as the right to print and pub-
lish freely, and each has the same limitation: it must
not be used to the injury of others. This point was
explained by Judge Bennett of Kentucky in his opinion
in the case of Riley vs. Lee. ^ A Dr. Thelkeld had pub-
lished in the Owenton (Ky.) News a card saying that
O. V. Riley had said that the doctor's sister, Bettie
Thelkeld, could not secure a position as school teacher
in the Cedar Hill district, and that this statement had
driven her to despair, undermined her constitution,
» 88 Kentucky Rep., 603. '
LIMITATIONS UPON LEGISLATION 247
and assisted the ravages of disease. Dr. Thelkeld
added that, before Mr. Riley said this, his own sister
had applied for the position. "Therefore," he said,
"I regard this conduct in him as uncalled for, ungentle-
manly, and detestable, as his statement was fallacious. "
Mr. Riley took his part in this pretty quarrel by bring-
ing an action against the publishers of the Owenton
News, who set up as a defense that they were protected
by the provision in the Kentucky Constitution concern-
ing freedom of the press. The Court decided otherwise.
Judge Bennett said in the course of the decision:
By the provisions of the United States and State con-
stitutions guaranteeing the "freedom of the press," it was
simply intended to secure to the conductors of the press the
same rights and immunities that are enjoyed by the public
at large. The citizen has the right to speak the truth in
reference to the acts of government, public officials, or
individuals. The press is guaranteed the same right, but
no greater right. The citizen has the right to criticise the
acts of government, provided it is with the good motive of
correcting what he believes to be existing evils or defects
and of bringing about a more efficient or honest administra-
tion of government. For like purpose and with like motive
he may criticise the acts of public officials, and for the honest
purpose of better subserving the public interest he may criti-
cise the fitness and qualifications of candidates for office,
not only in respect to their ability, fidelity, and experience,
but in respect to their honesty and personal habits. The
press has precisely the same rights, but no more. An
individual may, in what he honestly believes to be in the
interest of good morals and good order and the suppression
of immorality and disorder, criticise the acts of other in-
dividuals. So may the press. But in no case has the
citizen the right to injure the rights of others — among the
most sacred of which is the right to good name and fame —
248 AMERICAN PLAN OF GOVERNMENT
their rights are as absolute as his, and neither can injure the
rights of the other. This negation extends to the denial of
the citizen's right to speak, write, or print that which tends
to injure the character or reputation of another unless it is
in fact true. The press is under the same restraints.
Congress shall make no law . . . abridging . . .
the right of the people peaceably to assemble, and to
petition the Government for a redress of grievances.
Broad as this right is, it is limited by the rule that the
people, in assembling peaceably to petition the govern-
ment, may not make their assembling a pretext for
violating the rights of others. The anarchist may be
silenced by the police because his freedom of speech
may cause others to lose their right to life, liberty, or
property. Any other public speaker who attracts a
disorderly crowd, may be suppressed because other
people have a right to the undisturbed use of the public
streets.
The United States declares by this amendment that
it will not infringe this ancient prerogative of the free
man. This limitation of power binds the nation, not
the States ; yet, if the State authorities should venture
to interfere with their own citizens assembled to peti-
tion Congress for a redress of their grievances against
the United States, then the national courts could
interfere. During the first years after the Civil War,
there was much trouble in the Southern States because
the white people were unwilling to recognize the rights
of those who had been their slaves. The Ku Klux Klan
and other lawless organizations, in order to make the
negroes afraid to vote, went about the coimtry districts
in disguise, threatening and in some cases assaulting
the colored people. In 1870, Congress enacted a law
LIMITATIONS UPON LEGISLATION 249
for the express purpose of suppressing crimes of this
kind. In 1875, the Supreme Coiirt was asked to decide,
under this statute, the case of United States vs. Cruik-
shank, ^ in which a number of citizens of Louisiana had
been foimd guilty of having banded together to intimi-
date colored citizens from voting. One question before
the Supreme Court was whether, under the First
Amendment, the United States could punish men who
had been guilty of a crime which usually would be
punished under the laws of the State where it had been
committed. This amendment had been understood
to be a limitation upon the law-making power of the
nation. The Court now had to decide whether it also
gave to Congress another power — the power to guard
the right of the people to assemble. Chief Justice
Waite said :
The right of the people peaceably to assemble for the
purpose of petitioning Congress for a redress of grievances,
. or for anything else connected with the powers or the duties
of the national government, is an attribute of national
citizenship, and, as such, under the protection of, and
guaranteed by, the United States. The very idea of a
government, republican in form, implies a right on the
part of its citizens to meet peaceably for consultation in
respect to public affairs and to petition for redress of
grievances.
Second Amendment. A well regulated Militia, being
necessary to the security of a free State, the right of the
people to keep and bear Arms, shall not be infringed.
The meaning and the purpose of the Second Amend-
ment were discussed in the case of Presser vs. Illinois. '
» 92 U. S. Rep., 542. » 116 U. S. Rep., 252.
«50 AMERICAN PLAN OF GOVERNMENT
Herman Presser, a citizen of the United States and of
the State of lUinois, had been tried in the State courts
upon a charge that, in violation of a State law, he had
paraded and drilled in the streets of Chicago with an
armed body called the Lehr und Wehr Verein. He was
convicted upon the ground that his company was not a
part of the State militia which alone had a right to
parade in arms. Presser took his case to the national
Supreme Court and lost it again. Justice Woods
said:
We think it clear that the sections [of the Military Code
of Illinois] under consideration, which only forbid bodies of
men to associate together as military organizations, or to
drill or parade with arms in cities and towns unless author-
ized by law, do not infringe the right of the people to keep
and bear arms. But a conclusive answer to the contention
that this amendment prohibits the legislation in question
lies in the fact the amendment is a limitation only upon the
power of Congress and the National government, and not
upon that of the States. . . . The Second Amendment
declares that it shall not be infringed, but this, as has been
seen, means no more than that it shall not be infringed by
Congress.
Third Amendment. No Soldier shall, in time of
peace be quartered in any house, without the consent
of the Owner, nor in time of war, but in a manner to be
prescribed by law.
The purpose of the Third Amendment was to make
every man's house his castle in the United States just
as it was in England. For the makers of the Con-
stitution and the framers of these amendments never
tired of repeating the part of the elder William Pitt's
great speech on the Excise, in which he said:
LIMITATIONS UPON LEGISLATION 251
The poorest man may in his cottage bid defiance to all
the force of the crown. It may fall, its roof may shake;
the wind may blow through it; the storms may enter, the
rain may enter — but the King of England cannot enter.
All his forces dare not cross the threshold of the ruined
tenement.
Fourth Amendment. The right of the people to be
secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures, shaU not
be violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the
persons or things to be seized.
This noble amendment declares that the Federal
Government must not misuse the weapons and pro-
cesses of the law. Our ancestors knew by bitter experi-
ence that the law, which ought to protect liberty and
right, can be used to oppress and destroy. Many of
those who, in 1790, framed this amendment, could
remember how writs of assistance, or general warrants
in which no persons were charged with crime, had
been used by royal revenue officers to enable them to
go into any person's house and search for articles that
might have been smuggled.
So oppressive had become the practice that here, as in
England, it caused great alarm among the people, and here,
as there, resistance was made to such writs on the ground
of their illegality. These warrants were principally issued
and the seiziires made in the colony of Massachusetts. The
trial which tested their legality occtured in Boston in
February, 1761. It proved to be more than a mere trial,
as we shall see, for the greatest question which could affect
the interests of the colonists was involved. James Otis,
252 AMERICAN PLAN OF GOVERNMENT
a native of Massachusetts, was Advocate-General of the
Crown at Boston, a legal position of great responsibility and
honor; but he was so wrought up at the outrage which had
been committed by the arrests under these warrants that
he resigned his office, and, though offered a most remunera-
tive fee if he would take charge of the defense, he said: "In
such a cause as this I despise a fee. " He then acted as one
of the counsel in resisting the arrests. He spoke for five
hours, and it is doubtful if any legal argument ever made on
this continent produced a more profound or lasting im-
pression. He set fire to a torch which is still burning, and
which will continue to burn, for in that masterful effort he
impressed upon the American heart the great lesson of
resistance to tyranny and outrage. As the result of the
trial the writs were never afterwards served by judicial
sanction. This trial occurred thirty years before the
[Fourth] amendment . . . was adopted, but its adoption
was largely due to the opposition to the Writs of Assistance,
and the powerful influence of the speech of Otis. — Watson
on the Constitution, ii., 1415.
The right of the people to he secure . . . against
unreasonable searches and seizures, shall not be violated.
Fifth Amendment (Part of). No person shall be
. . . compelled in any Criminal Case to be a witness
against himself.
The meaning of the immunities stated in these extracts
was explained at length by Justice Bradley in his opin-
ion in the great case of Boyd vs. United States, ^ a pro-
ceeding under the revenue laws of the United States
for the forfeiture of thirty-five cases of plate glass which
some person, probably the claimant Boyd, had tried
to smuggle through the New York Custom House.
The United States Attorney had occasion to prove, as
» 116 U. S. Rep., 616.
LIMITATIONS UPON LEGISLATION 253
a part of his case, the value of the glass, and, therefore,
had obtained an order of court requiring the persons
who claimed that it belonged to them to produce the
invoice. They obeyed under protest, and, having lost
the case, took an appeal upon the claim that the order
of court had authorized an unreasonable search and
seizure and had compelled them to be witnesses against
themselves. Justice Bradley's opinion is especially
important in that it is based upon a decision of Lord
Camden, who in his time was the greatest of English
judges. He said:
In order to ascertain the nature of the proceedings in-
tended by the Fourth Amendment to the Constitution
under the terms "unreasonable searches and seizures,"
it is only necessary to recall the contemporary or then recent
history of the controversies on the subject, both in this
country and in England. The practise had obtained in the
colonies of issuing writs of assistance to the revenue officers,
empowering them, in their discretion, to search suspected
places for smuggled goods, which James Otis pronounced
" the worst instrument of arbitrary power, the most destruc-
tive of English liberty, and the fundamental principles of
law, that ever was found in an English law book"; since
they placed "the liberty of every man in the hands of every
petty officer." This was in February, 1761, in Boston,
and the famous debate in which it occurred was perhaps the
most prominent event which inaugurated the resistance of
the colonies to the oppressions of the mother country.
"Then and there," said John Adams, "then and there was
the first scene of the first act of opposition to the arbitrary
claims of Great Britain. Then and there the child In-
dependence was bom."
These things, and the events which took place in Eng-
land immediately following the argument about writs of
assistance in Boston, were fresh in the memories of those
254 AMERICAN PLAN OF GOVERNMENT
who achieved our independence and established our form
of government. In the period from 1762, when the North
Briton was started by John Wilkes, to April, 1766, when the
House of Commons passed resolutions condemnatory of
general warrants, whether for the seizure of persons or
papers, occurred the bitter controversy between the Eng-
lish government and Wilkes, in which the latter appeared
as the champion of popular rights, and was, indeed, the
pioneer in the contest which resulted in the abolition
of some grievous abuses which had gradually crept into the
administration of public affairs. Prominent and principal
among these was the practice of issuing general warrants by
the Secretary of State, for searching private houses for the
discovery and seizure of books and papers that might be
used to convict their owner of the charge of libel. Certain
numbers of the North Briton, particularly No. 45, had been
very bold in denunciation of the government, and were
esteemed heinously libellous. By authority of the secre-
tary's warrant, Wilkes' house was searched, and his papers
were indiscriminately seized. For this outrage he sued the
perpetrators and obtained a verdict of £1,000 against Wood,
one of the parties who made the search, and £4,000 against
Lord Halifax, the Secretary of State, who issued the warrant.
The case, however, which will always be celebrated as
being the occasion of Lord Camden's memorable discussion
of the subject, was that of Entick vs. Carrington and Three
Other King's Messengers. . . . This action was trespass for
entering the plaintiff 's dwelling-house in November, 1762,
and breaking open his desks, boxes, etc., and searching and
examining his papers. The jury rendered a special verdict,
and the case was twice solemnly argued at the bar. Lord
Camden pronounced the judgment of the court in Michael-
mas Term, 1765, and the law as expounded by him has been
regarded as settled from that time to this, and his great
judgment on that occasion is considered as one of the land-
marks of English liberty. It was welcomed and applauded
by the lovers of liberty in the colonies as well as in the
LIMITATIONS UPON LEGISLATION 255
mother country. It is regarded as one of the permanent
monuments of the British Constitution, and is quoted as
such by the English authorities on that subject down to the
present time.
As every American statesman, during our revolutionary
and formative period as a nation, was undoubtedly familiar
with this monument of English freedom, and considered it
as the true and ultimate expression of constitutional law,
it may be confidently asserted that its propositions were in
the minds of those who framed the Fourth Amendment to
the Constitution, and were considered as sufficiently ex-
planatory of what was meant by unreasonable searches and
seizures. . . . Lord Camden says:
"By the laws of England, every invasion of private pro-
perty, be it ever so minute, is a trespass. No man can set
his foot upon my ground without my license, but he is
liable to an action though the damage be nothing; which
is proved by every declaration in trespass where the defend-
ant is called upon to answer for bruising the grass and even
treading upon the soil. If he admits the fact, he is bound
to show, by way of justification, that some positive law has
justified or excused him .... If no such excuse can be
found or produced, the silence of the books is an authority
against the defendant, and the plaintiff must have judg-
ment. According to this reasoning, it is now incumbent
upon the defendants to show the law upon which this
seizure is warranted. If that cannot be done, it is a
trespass.
" Papers are the owner's goods and chattels; they are his
dearest property; and are so far from enduring a seizure,
that they will hardly bear an inspection; and though the
eye cannot by the laws of England be guilty of a trespass,
yet where private papers are removed and carried away
the secret nature of those goods will be an aggravation of the
trespass, and demand more considerable damages in that
respect. Where is the written law that gives any magis-
trate such a power? I can safely answer, there is none;
256 AMERICAN PLAN OF GOVERNMENT
and, therefore, it is too much for us, without such authority,
to pronounce a practise legal which would be subversive of
all the comforts of society ....
"Lastly, it is urged as an argument of utility, that such a
search is a means of detecting offenders by discovering evi-
dence. I wish some cases had been]shown, where the law forc-
eth evidence out of the owner's custody by process. There
is no process against papers in civil causes .... In the
criminal law, such a proceeding was never heard of ... .
Whether this proceedeth from a gentleness of the law to-
wards criminals, or from a consideration that such a power
would be more pernicious to the innocent than useful to the
public, I will not say. It is very certain that the law ob-
ligeth no man to accuse himself; because the necessary
means of compelling self-accusation, falling upon the inno-
cent as well as the guilty, would be both cruel and unjust;
and it would seem that search for evidence is disallowed
upon the same principle. Then, too, the innocent would be
confounded with the guilty ....
"I have now taken notice of everything that has been
urged upon the present point; and upon the whole we are all
of opinion, that the warrant to seize and carry away the
party's papers in the case of a seditious libel, is illegal and
void." . . .
Can we doubt that when the Fourth and Fifth Amend-
ments to the Constitution of the United States were penned
and adopted, the language of Lord Camden was relied on
as expressing the true doctrine on the subject of searches
and seizures, and as furnishing the true criteria of the reas-
onable and "unreasonable" character of such seizures ? . . .
We have already noticed the intimate relation between
the tw9 amendments. They throw great light on each
other. For the "unreasonable searches and seizures"
condemned in the Fourth Amendment are almost always
made for the purpose of compelling a man to give evidence
against himself, which in criminal cases is condemned in
the Fifth Amendment; and compelling a man "in a criminal
LIMITATIONS UPON LEGISLATION 257
case to be a witness against himself, " which is condemned
in the Fifth Amendment, throws hght on the question as to
what is an "unreasonable search and seizure" within the
meaning of the Fourth Amendment. And we have been
unable to perceive that the seizure of a man's private
books and papers to be used in evidence against him is
substantially different from compelling him to be a witness
against himself. We think it is within the clear intent and
meaning of those terms.
In the case of Counselman vs. Hitchcock, ^ it was shown
to the court that, in 1890, Charles Counselman, a
Chicagocommission merchant, had refused to testify-
before a grand jury which was investigating violations
of the Interstate Commerce Act. He had been asked
whether he had received rates on grain shipments on
any railroads coming to Chicago less than the tariff or
open rate, and had declined to answer on the ground
that it might tend to incriminate him. The grand
jury had reported his refusal to the United States Dis-
trict Judge who had ordered him to answer the questions.
He again had refused on the same grounds. Then he
had been fined $500 and ordered imprisoned until he
should answer these and similar questions, and pay the
fine and costs. He had at once petitioned the Federal
Circuit Court to order his release on the ground that
to compel him to be a witness against himself had been
a violation of his constitutional rights. The case
finally reached the Supreme Court, which ordered him
to be discharged from custody. Justice Blatchford,
in giving the opinion of the court, said:
The relations of Counselman to the subject of inquiry
before the grand jury, as shown by the questions put to
» 142 U. S. Rep., 547.
17
258 AMERICAN PLAN OF GOVERNMENT
him, in connection with the provisions of the Interstate
Commerce Act, entitled him to invoke the protection of the
Constitution. ... It remains to be considered whether
Sec. 860 of the Revised Statutes removes the protection of
the constitutional privilege of Counselman. That section
must be construed as declaring that no evidence obtained
from a witness by means of a judicial proceeding shall be
given in evidence, or in any manner used against him or
his property or estate, in any court of the United States,
in any criminal proceeding or for the enforcement of any
penalty or forfeiture. It follows, that any evidence which
might have been obtained from Counselman by means of
his examination before the grand jury could not be given in
evidence or used against him or his property in any court
of the United States, in any criminal proceeding, or for the
enforcement of any penalty or forfeiture. This, of course,
protected him against the use of his testimony against him
or his property, in any criminal proceeding, in a court of the
United States. But it had only that effect. It could not,
and would not, prevent the use of his testimony to search
out other testimony to be used in evidence against him or
his property, in a criminal proceeding in such court. It
could not prevent the obtaining and the use of witnesses
and evidence which should be attributable directly to the
testimony he might give under compulsion, and on which
he might be convicted, when otherwise, and if he had refused
to answer, he could not possibly have been convicted.
The constitutional provision distinctly declares that a
person shall not be "compelled in any criminal case to be a
witness against himself"; and the protection of Sec. 860
is not coextensive with the constitutional provision. Legis-
lation cannot detract from the privilege afforded by the
Constitution. It would be quite another thing if the Con-
stitution had provided that no person shall be compelled
in any criminal case to be a witness against himself, unless
it should be provided by statute that criminating evidence
extracted from a witness against his will should not be used
LIMITATIONS UPON LEGISLATION 259
against him. But a mere act of Congress cannot amend the
Constitution, even if it should engraft thereon such a
proviso.
The Federal immunity statute referred to in the
Counselman case, while protecting a person from testify-
ing against himself imder compulsion, also gives him a
chance to save himself from punishment by giving
testimony under compulsion against himself and guilty
associates. In such cases, a witness refuses to answer
the questions of the prosecutor upon the ground that by
answering he will incriminate himself. If the judge
commands him to answer and he refuses, and cannot
show that his answers would lead to obtaining testi-
mony against himself upon another charge, he will be
punished for contempt of court. If, on the other hand,
his answers would not tend to incriminate him, except
in' ;the case on trial, and he complies, he will automatic-
ally put himself out of danger, and will have taken
what is called the "immunity bath. "
No Warrants shall issue, but upon probable cause, sup-
ported by Oath or affirmation, and particularly describing
the place to be searched, and the persons or things to be
seized. Under this provision of the fundamental law,
whoever wishes to start a prosecution for crime against
any person, must begin by proving to a magistrate that
there is "probable cause" to believe that the crime was
committed by the person against whom a warrant or
order of arrest is asked.
Chief Judge Cranch of the Federal Circuit Court of
the District of Columbia explained the meaning of the
words "probable cause" in the course of an opinion in
the case of United States vs. B oilman,^ in which the
• I Cranch 's C. C. Rep., 373, or 24 Fed. Cases, 1189, Case No. 14,622.
26o AMERICAN PLAN OF GOVERNMENT
question was whether a warrant of arrest ought to be
.issued against two of Aaron Burr's associates in the
once famous conspiracy. Judge Cranch thought the
warrant ought not to be issued on the ground that
the prosecutor had not shown "probable cause." To
justify himself in this opinion, the judge had to show
what * * probable cause ' ' is. He said :
The cause of issuing a warrant of arrest, is a crime com-
mitted by the person charged. Probable cause, therefore,
is a probability that the crime has been committed by that
person. Of this probability the court or magistrate issuing
the warrant must be satisfied, by facts supported by oath
or affirmation. The facts, therefore, which are stated
upon oath, must induce a reasonable probability that all
the acts have been done which constitute the offence
charged.
Fifth Amendment. (Part of.) Nor shall any
person be subject for the same offence to be twice
put in jeopardy of life or limb.
This ancient principle of law is based upon the fact
that a government which can put a defendant on trial
again and again on the same criminal charge, no matter
how often a jury has said he is innocent, is able to
inflict as great injury upon the guiltless as ought to be
inflicted upon the guilty.
The word "jeopardy" means peril. According to
the opinion of Judge Williams in the decision of Com-
monwealth vs. Fitzpatrick,^ it means the peril "in which
a prisoner is put when he is regularly charged with a
crime before a tribunal properly organized and com-
petent to try him. He must under such circumstances
» 121 Penna. Rep., 109.
LIMITATIONS UPON LEGISLATION 261
submit the competency of his defence to the decision of
a jury of his peers. He is in their hands, exposed to
the danger of conviction with all its consequences; or
in the language of the bill of rights, he is 'in jeopardy.' "
When is a person in jeopardy? This question was
answered, in 1889, by the Supreme Court in the case of
United States vs. Ball.^ It was shown to the court in
this case that MiUard Fillmore Ball and two others had
been tried in a Federal Circuit Court in Texas for the
murder of one William T. Box. Ball had been ac-
quitted and the others found guUty and sentenced to
death. The convicted men had taken the case to the
Supreme Court on the ground that the indictment did
not state when and where Box had died. The Supreme
Court had sustained this appeal and ordered a new
trial. Thereupon a second indictment on the same
charge was found against the three men. To this
indictment Millard Fillmore Ball made answer that he
had already been in "jeopardy of his life" on a charge
of murdering the man Box, and, under this clause of the
Fifth Amendment, did not have to defend himself a
second time. Justice Gray sustained Ball's contention,
saying:
The question being now for the first time presented to
this court, we are unable to resist the conclusion that a
general verdict of acquittal upon the issue of not guilty to
an indictment undertaking to charge murder, and not ob-
jected to before the verdict as insufficient in that respect, is
a bar to a second indictment for the same killing. The
Constitution of the United States, in the Fifth Amendment,
declares "nor shall any person be subject to be twice put
in jeopardy of life or limb. " The prohibition is not against
being twice punished, but against being twice put in jeop-
» 163 U. S. Rep., 662.
262 AMERICAN PLAN OF GOVERNMENT
ardy; and the accused, whether convicted or acquitted, is
equallyputinjeopardy at the first trial. . . . The verdict
of the jury, after a trial upon the issue of guilty or not guilty,
acquitted Millard F. Ball of the whole charge, of murder,
as well as of any less offence included therein .... Mil-
lard F. Ball's acquittal by the verdict of the jury, could not
be deprived of its legitimate effect by the subsequent re-
versal by this court of the judgment against the other de-
fendants ..... For these reasons, the verdict of acquittal
was conclusive in favor of Millard F. Ball ; and as to him the
judgment must be . . . rendered for him upon his plea
of former acquittal.
Fifth Amendment. (Part of.) No person shall
be . . . deprived of life, liberty, or property, without
due process of law.
Fourteenth Amendment. (Part of.) Nor shall any
State deprive any person of life, liberty, or property,
without due process of law.
The "due process of law," without which no person
may be deprived of life, liberty, or property, begins
when a warrant of arrest has been issued upon the
"probable cause" required by the Fourth Amendment.
The person arrested under a lawful warrant is accused of
having committed an offence by an "information," or
by an "indictment" or a "presentment" of a "grand
jury"; the case is tried before a "petit jury" which
decides whether the accused person committed the
act charged, and a "judge" who decides whether that
act is the crime charged. If the petit jury say the
accused person is not guilty, he is released. If the
decision or "verdict" is that he is guilty, the judge
declares the sentence which the State has prescribed
for the crime. The guilty person is then put in charge
LIMITATIONS UPON LEGISLATION 263
of the executive branch of the government, — in
the case of a Federal crime, the President ; in the case of
a local crime, the governor of the State — which
inflicts the penalty.
Under due process of law axe included many terms
that require definition.
A "misdemeanor" is any act which is prohibited and
punished by law, the penalty of which is less than death
or imprisonment in a State prison.
The old word "felony," which originally signified an
act of madness or insanity, was defined as follows by
District Judge Hammond in the case of United States
vs. Coppersmith'':
Felonies by common law are such as either concern the
taking away of life, or concern the taking away of goods, or
concern the habitation, or concern the obstruction of justice
in criminal and capital causes, as escapes, rescues, etc. . . .
These crimes were of such enormity that the common law
punished them by forfeiture: (i) the offender's wife lost her
dower; (2) his children became base and ignoble and his
blood corrupted; (3) he forfeited his goods and chattels,
lands and tenements. The superadded punishment was
either capital or otherwise, according to the degree of
guilt. . . .
In American law, forfeiture as a consequence of crime
being generally abolished, the word "felony" has lost its
original and characteristic meaning, and is rather used to
denote any high crime punishable by death or imprisonment.
, . . The term is so interwoven with our criminal law
that it should have a definition applicable to its present use;
and this notion of moral degradation by confinement in the
penitentiary has grown into a general understanding that
it constitutes any offence a felony, just as, at common law,
' 4 Federal Rep., 189.
264 AMERICAN PLAN OF GOVERNMENT
the idea of capital punishment became inseparably con-
nected with that of felony.
"A criminal 'information* is an accusation in the
nature of an indictment, from which it differs only in
being presented by a competent public officer on his
oath of office, instead of a grand jury on their oath. "^
An information "differs in no respect from an indict-
ment in its form and substance, except that it is filed
at the mere discretion of the proper law officer of the
government, without the intervention of a grand jury. " ^
An "indictment, " speaking very strictly, is an accusa-
tion of crime made upon evidence by a grand jury upon
oath at a court of law at a session for criminal trials.
A "presentment" is properly that which the grand
jurors from their own knowledge or observation find
and present to the court. ^
A "grand jury" is a body of not more than twenty-
four citizens, brought to a court of law for criminal
trials, before whom charges of crime may be presented
and by whom indictments and presentments may be
made.
A "petit jury" is a body of twelve men, who hear all
the evidence for and against an accused person and
decide whether or not he has committed the crime
charged. Their only duty is to decide the facts.
A "judge" is a person especially authorized and
appointed to preside over trials of actions. In all
criminal trials, it is his duty to decide whether the acts
which have been proved by the testimony of witnesses
constitute a crime. He decides only upon the law. "
' I Bishop's Cr. Proc., Sec. 141.
' 4 Blackstone's Commentaries, 308.
3 Story On the Constitution, Sec. 1784.
* U. S. vs. BoUman, 4 Cranch's C. C. Rep., 75.
LIMITATIONS UPON LEGISLATION 265
Justice Matthews of the Supreme Court in his
opinion in the case of Hurtado vs. California, ^ defined
the "due process of law," without which no man may
be deprived of life, liberty, or property. On May 7,
1882, one Hurtado had been convicted in California of
the murder of a man named Jose Antonio Stuardo upon
an "information" filed in court, in accordance with a
State law, by the district attorney of Sacramento
County. He had appealed to the Supreme Court of
the State, which affirmed the judgment of conviction.
When asked in court why sentence of death should not
be pronounced upon him, he had answered that he
"had been tried and illegally found guilty of said crime
without any presentment or indictment of any grand
or other jury, and that the judgment, rendered upon
the alleged verdict of the jury in such case, was and is
void, and if executed would deprive him of his life or
liberty without due process of law." In other words,
he claimed that a charge of murder made by an "in-
formation," was not sufficient to support a conviction;
that, in such cases, an "indictment" by a grand jury
was the only "due process of law. " His objection was
overruled by the State Supreme Court. He then took
the question to the Federal Supreme Court, which also
decided against him. Justice Matthews said :
Arbitrary power, enforcing its edicts to the injury of the
persons and property of its subjects, is not law, whether
manifested as the decree of a personal monarch or of an
impersonal multitude. And the limitations imposed by
our constitutional law upon the action of the governments,
both State and National, are essential to the preservation
of public and private rights, notwithstanding the representa-
»iioU. S. Rep., 516.
266 AMERICAN PLAN OF GOVERNMENT
tive character of our political institutions. The enforce-
ment of these limitations by judicial process is the device
of self-governing communities to protect the rights of
individuals and minorities, as well against the power of
numbers, as against the violence of public agents transcend-
ing the limits of lawful authority, even when acting in the
name and wielding the force of the government. . . .
It follows that any legal proceeding enforced by public
authority, whether sanctioned by age and custom, or newly
devised in the discretion of the legislative power, in further-
ance of the general public good, which regards and preserves
these principles of liberty and justice, must be held to be
due process of law.
No person shall be . . . deprived of life . . . with-
out due process of law. It was claimed in behalf of
Leo M. Frank, ^ whose sentence to death for murder in
Georgia was afterward commuted to life imprisonment,
that, if he had been executed, he would have been de-
prived of life without due process of law, because he
had not been present in court when the jury announced
the verdict of guilty. He had asked the Supreme Court
of Georgia to set aside the judgment of conviction and
give him a new trial. This request had been denied.
He had then petitioned the same court to set aside the
judgment on the ground that, not being present when
the verdict was rendered, the trial had not been the due
process of law to which he was entitled tmder the
Constitutions of Georgia and of the United States.
This second request was denied on the ground that he
had had no right to make a second plea for a new trial.
His lawyers then petitioned the United States District
Court of the District of Georgia for a writ of habeas
corpus directing the persons having him in custody to
» Frank vs. Mangum, 237 U. S. Rep., 309.
LIMITATIONS UPON LEGISLATION 267
produce him in court, so that the lawfulness of the
judgment that he had been guilty of murder could be
tested. The Federal District Judge refused to issue this
writ and an appeal was taken to the Supreme Court at
Washington, which decided that the State of Georgia
had retained jurisdiction over him [Frank], and had
"accorded to him the fullest right and opportunity to
be heard, according to established modes of procedure. "
Hence, said Justice Pitney, "in our opinion, he is not
shown to have been deprived of any right guaranteed to
him by the Fourteenth Amendment or any other pro-
vision of the Constitution or laws of the United States;
on the contrary, he has been convicted, and is now held
in custody, under 'due process of law' within the
meaning of the Constitution. "
In the case of Hopt vs. Utah, ^ which involved some of
the questions decided in the case of Leo M. Frank, the
Supreme Court ruled that, under the laws of the Terri-
tory of Utah, a prisoner on trial for murder had a con-
stitutional right to be present even when it was being
decided whether proposed jurors to whom he had
objected on the ground of bias, really were prejudiced
against him. Justice Harlan held that this right could
not be waived, saying :
We are of opinion that it was not within the power of the
accused or his counsel to dispense with the statutory re-
quirement [of Utah] as to his personal presence at the trial.
. . . The public has an interest in his life and liberty.
Neither can be lawfully taken except in the mode pre-
scribed by law. That which the law makes essential in
proceedings involving the deprivation of life or liberty can-
not be dispensed with or affected by the consent of the
accused, much less by his mere failure, when on trial and
» iioU. S. Rep., 574.
268 AMERICAN PLAN OF GOVERNMENT
in custody, to object to unauthorized methods. . . .
Such being the relation which the citizen holds to the public,
and the object of punishment for public wrongs, the legis-
lature has deemed it essential to the protection of one whose
life or liberty is involved in a prosecution for felony, that
he shall be personally present at the trial, that is, at every
stage of the trial when his substantial rights may be affected
by the proceedings against him. If he be deprived of
life or liberty without being so present, such deprivation
would be without that due process of law required by the
Constitution.
No person shall be . . . deprived of . . . liberty
. . . without due process of law. "It is undoubtedly
true," said Justice Field in his opinion in the case of
Crowley vs. Christensen,^ "that it is the right of every
citizen of the United States to pursue any lawful trade
or business, under such restrictions as are imposed upon
all persons of the same age, sex, and condition. But the
possession and enjoyment of all rights are subject
to such reasonable conditions as may be deemed by
the governing authority of the country essential to the
safety, health, peace, good order, and morals of the
community. Even liberty itself, the greatest of all
rights, is not unrestricted license to act according to
one's own will. It is only freedom from restraint under
conditions essential to the equal enjoyment of the same
right by others."
No person shall be . . . deprived of . . . property
without due process of law. The notable case of Public
Clearing House vs. Coyne," decided by the Supreme
Court in 1904, hinged upon the question whether the
postmaster of Chicago, acting under the orders of the
Postmaster-General, had or had not deprived a highly
» 137 U. S. Rep., 86. ' 194 U. S. Rep., 497.
LIMITATIONS UPON LEGISLATION 269
speculative concern of its property without due process
of law, by stopping its letters, stamping them "fraudu-
lent," and returning them to the senders. The de-
cision of the Supreme Court in this case established the
validity of those "fraud orders" by which thousands
of people, who ought to know better, are protected
from the consequences of their own foolishness and
credulity. Justice Brown delivered the opinion of the
Supreme Court which decided that these orders are
due process of law, saying in part :
It is too late to argue that due process of law is denied
whenever the disposition of property is affected by the order
of an executive department. . . . Inasmuch as the
action of the postmaster in seizing letters and returning
them to the writers is subject to revision by the judicial
department of the government in cases where the Post-
master General has exceeded his authority under the
statute, ... we think it within the power of Congress to
entrust him with the power of seizing and detaining letters
upon evidence satisfactory to himself, and that his action
will not be reviewed by the court in doubtful cases.
Fifth Amendment. (Concluded.) Nor shall private
property be taken for public use, without just compensa-
tion.
What constitutes a taking of private property for
public use? This question was answered by the
Supreme Court in the case of Pumpelly vs. Green Bay
Company,^ in which the plaintiff asked the courts to
award him compensation for damages to his land caused
by a canal company which had built a dam across Fox
River, Wisconsin. The water had overflowed his land,
» 13 Wallace's Rep., 166.
270 AMERICAN PLAN OF GOVERNMENT
rooting up trees, ruining his hay, choking up his drains,
filling his ditches, and spoiling his fields by deposits of
sand. The company defended itself on the plea that
it had been authorized by a statute of the State of Wis-
consin to construct the dam in order to make the river
a navigable stream, and that it ought not to be required
to pay for damages resulting from improvements which
the State government had a right to authorize. Pum-
pelly said that the court ought not to consider the canal
company's plea because the constitution of the State of
Wisconsin provided that "the property of no person
shall be taken for public use without just compensation
therefor." Justice Miller said:
It would be a very curious and unsatisfactory result, if
in construing a provision of constitutional law, always
understood to have been adopted for protection and security
to the rights of the individual as against the government
and which has received the commendation of jurists,
statesmen, and commentators as placing the just principles
of the common law on that subject beyond the power of
ordinary legislation to change and control them, it shall be
held that if the government refrains from the absolute
conversion of the real property to the uses of the public, it
can destroy its value entirely, can inflict irreparable and
permanent injury to any extent, can, in effect, subject
it to total destruction without making any compensation,
because, in the narrowest sense of that word, it is not taken
for the public use. Such a construction would pervert the
constitutional provision into a restriction upon the rights of
the citizen, as those rights stood at the common law, instead
of the government, and make it an authority for invasion
of private right under the pretext of the public good, which
had no warrant in the laws or practises of our ancestors.
What is just compensation for private property
LIMITATIONS UPON LEGISLATION 271
taiiken for public use? The Supreme Court stood firmly
for the rights of property owners in the case of The
Monongahela Navigation Company vs. United States,^
in which a Secretary of War backed by Congress had
tried to take over a lock and dam, belonging to the
Monongahela Company, without just compensation for
the income derived from tolls levied by that Company
upon vessels passing through the locks. The case was
tried in the United States Circuit Court for the Western
District of Pennsylvania, which awarded the Company
$209,000 for its property, "not considering or estimat-
ing in this decree the franchise of the company to collect
tolls." The Navigation Company won the case in
the Supreme Court, where Justice Brewer delivered an
opinion in which he explained the meaning of "just
compensation" as follows:
The noun "compensation," standing by itself, carries the
idea of an equivalent. Thus we speak of damages by way
of compensation, or compensatory damages, as distinguished
from punitive or exemplary damages, the former being the
equivalent for the injury done, and the latter imposed by
way of punishment. So that if the adjective "just" had
been omitted, and the provision was simply that property
should not be taken without compensation, the natural
import of the language would be that the compensation
should be the equivalent of the property. And this is made
emphatic by the adjective "just." There can, in view of
the combination of those two words, be no doubt that the
compensation must be a full and perfect equivalent for the
property taken. And this just compensation, it will be
noticed, is for the property and not to the owner. Every
other clause in this Fifth Amendment is personal. "No
person shall be held to answer for a capital, or otherwise
« 148 U. S. Rep., 312, 325.
272 AMERICAN PLAN OF GOVERNMENT
infamous crime, " etc. Instead of continuing that form of
statement, and saying that no person shall be deprived of
his property without just compensation, the personal ele-
ment is left out, and the "just compensation" is to be a full
equivalent for the property taken. This excludes the
taking into account, as an element in the compensation,
any supposed benefit that the owner may receive in common
with all from the public uses to which his property is ap-
propriated, and leaves it to stand as a declaration, that no
private property shall be appropriated for public uses unless
a full and exact equivalent for it be returned to the owner.
Sixth Amendment. (In part.) In all criminal prose-
cutions, the accused shall enjoy the right . . . to be
informed of all nature and cause of the accusation; to
be confronted with the witnesses against him; to have
compulsory process for obtaining witnesses in his favor,
and to have the assistance of counsel for his defence.
The most helpless creature in the world is a prisoner
on trial upon a charge of crime. The whole body of the
community is arrayed against him. The government
employs skillful prosecuting lawyers and has means to
compel witnesses to come to the court to testify against
him. The accused is of all men most miserable, unless
the law gives him an equal chance to defend himself.
Time was when the courts could hear privately the
witnesses against the prisoner, and then call him into
court to answer charges, which he never had heard of,
made upon the testimony of witnesses he never had
seen, without any legal means of compelling his own
witnesses to come to court to testify for him, and with-
out any lawyer to speak for him against the trained
counsel for the government. Many of these abuses had
been weeded out before the Constitution was adopted.
LIMITATIONS UPON LEGISLATION 273
Almost all the reforms needed to make criminal pro-
cedure humane and just, had been incorporated into the
constitutions and laws of the States during the first era
of independence; but the People of the United States
had no such safeguards.
In all criminal prosecutions, the accused shall enjoy the
right . . . to be informed of the nature and cause of the
accusation. The charge to be answered by a defendant
on trial in a criminal court must be clear, explicit, and
definite. The prosecution has no right to compel any
man to show that he is a good member of society. In
the case of United States vs. Mills, ^ the defendant had to
answer an indictment charging him with "advising,
procuring, and assisting Joseph I. Shaughan, a mail
carrier, to rob the mail." Having been found guilty
by a jury, the defendant asked the court to set aside
the verdict upon the ground that the indictment on
which he had been tried did not set forth that the mail
carrier actually had robbed the mail. In other words,
he claimed that he had been found guilty of taking part
in a robbery upon an indictment which did not say
that there had been any robbery. In delivering the
decision of the court, sustaining the conviction on the
ground that in the case of a misdemeanor, it was not
necessary to specify the act charged so definitely as in
the case of a crime, Justice Thompson explained what
information a defendant has a right to have of the
nature and cause of an accusation. He said:
The general rule is that in indictments for misdemeanors
created by statute, it is sufficient to charge the offence in
the words of the statute. There is not that technical nicety
required as to form, which seems to have been adopted and
» 7 Peters' Rep., 138.
18
274 AMERICAN PLAN OF GOVERNMENT
sanctioned by long practice in cases of felony and with
respect to some crimes, where particular words must be
used, and no other words, however synonymous they may
seem, can be substituted. But in all cases the offence must
be set forth with clearness, and all necessary certainty, to
apprise the accused of the crime with which he stands
charged.
In all criminal prosecutions, the accused shall enjoy
the right . . . tobe confronted with the witnesses against
him. Evidence of what some one else has said against
a person on trial on a charge of crime cannot be heard
in a Federal court. For example, in the case of United
States vs. Angell, "■ a number of New Hampshire farmers
once had clubbed together to buy a barrel of rum "to
get through the haying season." The man who had
divided it up among the purchasers was indicted in the
United States Court for selling liquor without a Federal
license. In the course of his trial, the defendant offered
to prove statements which had been made by a witness
at the preliminary hearing before the magistrate. Then
he asked that this evidence be received instead of the
oral testimony of the witness himself, because the latter
had left the State and could not be brought to court.
The judge refused to allow testimony of this kind to be
heard by the jury, which found the defendant guilty.
The convicted man then made a motion that the verdict
be set aside on the ground that his offer of testimony
had been improperly rejected. District Judge Clark,
in denying this motion, explained the right of an accused
person to be confronted with the witnesses against him :
I think that the law must be held to be that when the
witness is living he must be produced, or his testimony can-
' II Federal Reporter, 34.
LIMITATIONS UPON LEGISLATION 275
not be received in criminal cases, even if he be beyond the
jurisdiction of the court or of all the United States. The
Constitution of the United States provides . . . that in
all criminal prosecutions the accused shall enjoy the right
to be confronted with the witnesses against him; and this
without exception. Not if they can be produced, nor if
they be within the jurisdiction, but absolutely and on all
occasions. And, if the accused have this right it must be
mutual, and exist on the part of the government. The
trial would not be a fair one otherwise.
In all criminal prosecutions, the accused shall enjoy the
right . . . to have compulsory process for obtaining
witnesses in his favor. A defendant in a criminal case
in a Federal court can have his witnesses summoned
by the same process as the government uses in sum-
moning its witnesses. The subpoena, an ancient court
order which commands a person to attend the court
sub poena (under the penalty stated in the order), is
at the service of prosecutor and prosecuted alike.
Some judges have insisted upon an almost unlimited use,
at the request of accused person, of this process for
summoning witnesses. In the case of United States
vs. Aaron Burr,^ Chief Justice Marshall issued a sub'
pcena duces tecum (a subpoena commanding a witness
to bring something, usually written documents, to
court) to President Jefferson, who paid no attention to
it. The Chief Justice did not try to punish him for
contempt of court, because the President of the United
States is not so easily dealt with as other persons who
disobey a court order. The right of an accused person
to this process was sustained, however, in an opinion
in which Judge Marshall said in substance:
In the provisions of the Constitution, and of the statute
» 4 Cranch's C. C. Rep., 469; 25 Fed. Cases, 30.
276 AMERICAN PLAN OF GOVERNMENT
which give to the accused a right to the compulsory process
of the court, there is no exception whatever. The obliga-
tion, therefore, of those provisions is general ; and it would
seem that no person could claim an exemption from them,
but one who would not be a witness .... If then, as is
admitted by counsel for the United States, a subpoena may
issue to the President, the accused is entitled to it of course ;
and whatever difference may exist with respect to the power
to compel the same obedience to the process as if it had been
directed to a private citizen, there exists no difference with
respect to the right to obtain it.
In all criminal prosecutions, the accused shall enjoy
the right . . . to have the assistance of counsel for his
defence. The old common law did not allow an accused
person to have a lawyer except to advise him what to
say and do during the trial. The judge was supposed
to guard the rights of prisoners. Ordinarily the man
on trial for his life did not have much chance unless
the public prosecutor was unusually fair. Since the
adoption of the Sixth Amendment, however, every
defendant in a criminal case in the Federal Courts has
had the assistance of counsel as a matter of constitu-
tional right.
Some persons believe that this constitutional pro-
vision does not sufficiently protect the rights of accused
persons. They urge that the defendant ought to have
every advantage which the State gives to the prosecu-
tor. Hence the demand for public defenders as well
as public prosecutors.
Seventh Amendment. In suits at common law,
where the value in controversy shall exceed twenty
dollars, the right of trial by jury shaU be preserved, and
no fact tried by a jury shall be otherwise re-examined
LIMITATIONS UPON LEGISLATION 277
in any Court of the United States, than according to
the rules of the common law.
The People of the United States, whose ideas of right
and justice are grounded in the common law of England,
believe implicitly that, with all its imperfections and
shortcomings, a trial by a jury is still the best way to
sift out the facts of any dispute. In the Federal courts,
suits at common law in which the subject matter in
dispute is valued at more than twenty dollars, always
are tried by juries. This is not the rule in State courts.
Some of them have jury trials only when one party or
the other so demands. In others, like New York, the
parties do not have to have jury trials if they do not
wish to.
In suits at common law. ' ' The common law consists of
those principles and maxims, usages and rules of action
which observation and experience of the nature of man,
the constitution of society and the affairs of life have
commended for the government and security of persons
and property. Its principles are developed by judicial
decision as necessities arise from time to time demand-
ing the application of those principles to particular
cases in the administration of justice. The authority
of its rules does not depend upon positive legislative
enactment, but upon the principles which they are
designed to enforce, the nature of the subject to which
they are to be applied and their tendency to accomplish
the ends of justice. It follows that these rules are not
arbitrary in their nature nor invariable in their applica-
tion, but from their nature as well as the necessities in
which they originate, they are and must be susceptible
of a modified application suited to the circumstances
imder which that application is to be made. The
278 AMERICAN PLAN OF GOVERNMENT
principles of the common law, as its theory assumes and
its history approves, are not exclusively applicable or
suited to one country or condition of society, but on the
contrary, by reason of their properties of expansibility
and flexibility, their application to many is practicable.
The adoption of that law in the most general terms, by
the government of any country, would not necessarily
require or admit of an unqualified application of all its
rules without regard to local circumstances, however
well settled and generally received those rules might be.
Its rules are modified upon its own principles and not in
violation of them. Those rules being founded in reason,
one of its oldest maxims is that where the reason of the
rule ceases the rule also ceases." — Opinion of Green
J. in People vs. Randolph. ^
In suits at common law, . . . the right of trial by
jury shall be preserved. The Americans of 1787 be-
lieved with all their hearts and souls that a jury trial
is the best kind of trial for all questions of fact. By a
jury trial is meant a trial by a judge and jury. In the
decision of the case of Capitol Traction Co. vs. Hoj,^
Justice Gray said:
"Trial by jury," in the primary and usual sense of the
term at the common law and in the American constitutions,
is not merely a trial by a jury of twelve men before an officer
vested with authority to cause them to be summoned and
empaneled, to administer oaths to them and to the con-
stable in charge, and to enter judgment and issue execution
on their verdict; but it is a trial by a jury of twelve men, in
the presence and under the superintendence of a judge
empowered to instruct them on the law and to advise them
on the facts, and (except on the acquittal of a criminal
' 2 Parker's [N. Y.] Crim. Rep., 174, 176.
» 174 U. S. Rep. 13.
LIMITATIONS UPON LEGISLATION 279
charge) to set aside their verdict if in his opinion it is against
the law or evidence . . . .
No fact tried by a jury shall be otherwise re-examined
in any Court of the United States, than according to the
rules of the common law. In the case of Parsons vs.
Bedford,^ the plaintiffs had sued at common law for
the value of a quantity of tobacco which they had
sold to the Louisiana agent of a Boston mercantile
firm. The case had been tried before a jury in the
United States Court of Louisiana. The defendants had
asked the court to order the testimony given at the
trial to be taken down in writing and made part of the
record of the case. This request had been denied.
The case then had been taken to the Federal Supreme
Court, which was asked to rule that the lower court
ought to have submitted the testimony in the case to
be reviewed by the higher court. The Supreme Court
decided that, in a suit at common law, it had no right
to weigh the testimony upon which the jury had found
their verdict, and perhaps set that verdict aside if that
testimony had been insufficient. If the justices of the
Supreme Court, in deciding the case, had examined the
testimony to see whether the verdict was justified, they
would, contrary to the provisions of this amendment,
have reexamined a "fact" tried by a jury, "otherwise
. . . than according to the rules of the common
law. " Justice Story said:
The phrase "common law," found in this clause, is used
in contradistinction to equity, and admiralty and maritime
jurisdiction. ... It is well known that in civil causes,
in courts of equity and admiralty, jurors do not intervene,
and that courts of equity use the trial by jury only in ex-
» 3 Peters' Rep., 433.
28o AMERICAN PLAN OF GOVERNMENT
traordinary cases to inform the conscience of the court.
"When, therefore, we find that the amendment requires that
the right of trial by jury shall be preserved in suits at com-
mon law, the natural conclusion is, that this distinction
was present to the minds of the framers of the amendment.
What are "rules of the common law," according to
which facts which have been tried by a jury may be
reexamined in courts of the United States? Justice
Story explained in the course of his opinion in the case of
Parsons vs. Bedford^ just how the Federal courts may
reexamine the facts in any case which has been tried
by a jury. He said:
The only modes known to the common law to re-examine
such facts are the granting of a new trial by the court
where the issue was tried, or to which the record was prop-
erly returnable, or the award of a venire facias de novo [an
order that the case be dismissed and the parties begin their
suit again] by an appellate coiurt, for some error of law which
intervened in the proceedings.
Eighth Amendment. Excessive bail shall not be
required, nor excessive fines imposed, nor cruel and
unusual punishments inflicted.
The clauses forbidding excessive bail and fines, and
cruel and unusual punishments are still needed, though
not so much as formerly. Many judges feel that all the
severity the law allows is needed to check the progress
of crime. There are not wanting those who would
revive some of the severe punishments which were in-
flicted before there were enough well-conducted jails
to take care of troublesome people. As a whole, law-
* 3 Peters' Reports, 433.
LIMITATIONS UPON LEGISLATION 281
abiding people favor mildness and humanity, but there
are exceptions. Hence it is well to have this constitu-
tional check upon those who judge the people.
Excessive bail shall not be required. The word "bail, '*
as commonly used, refers to the bond or obligation given
by those who undertake to produce in the court, when
required, a person charged with crime. The sureties
or persons that furnish the bail sometimes are called
"bailers." This is a corruption of the correct name,
which is "bail." In the case of Worthen vs. Prescott,^
the word "bail" was defined as follows:
Lord Coke says that "in truth haily is an old Saxon word,
and signifieth a safe keeper or protector, and baile or
ballium is safe keeping or protection; and thereupon we say,
when a man upon surety is delivered out of prison, iradiiur in
ballium, he is delivered into bayle — that is, into their safe
keeping, or protection from prison." Blackstone derives
the word bail from the French bailler, to deliver. Some
derive it from the Greek ballein, to deliver into hands.
Hence, a defendant who is delivered to special bail is looked
upon in the eye of the law as being constantly in their cus-
tody. They are regarded as his jailers, and have him always
as it were upon a string and they may pull at pleasure and
surrender him in their own discharge.
At one time, the judges of the Federal Courts seem
to have thought that this provision of the Constitution
made it necessary to inquire into the financial condition
of the defendant when fixing the amount of security to
be given. The facts in the case of U. S. vs. Lawrence, '
heard in the U. S. Circuit Court at Washington in 1835,
were as follows: On January 30, 1835, a man named
» 160 Vermont Rep., 68.
* 4 Cranch's Circuit Court Rep., 518; 26 Federal Cases, 887.
282 AMERICAN PLAN OF GOVERNMENT
Richard Lawrence tried to kill President Jackson as
he came out of the rotunda of the Capitol after attend-
ing the funeral of a member of the House of Representa-
tives. The pistols missed fire; and the man, who was
demented, was taken into custody upon a charge of
attempted murder. He was brought before Chief
Judge Cranch of the Federal Circuit Court of the Dis-
trict of Columbia, who after inquiring into his property-
fixed bail at $i,ooo. The United States Attorney, who
was no other than Francis Scott Key, author of The
Star Spangled Banner, asked to have the amount in-
creased because he feared that others who might be
concerned in the crime would bail the man out and
induce him to make a second attempt. "The Chief
Judge then said that there was no evidence before him
to induce a suspicion that any other person was con-
cerned in the act ; that the Constitution forbade him to
require excessive bail; and that to require larger bail
than the prisoner could give would be to require exces-
sive bail, and to deny bail in a case clearly bailable by
law."
Magistrates now fix bail with the one idea of making
sure of the prisoner's appearance in court when wanted.
The accused man is presumed to be innocent for all
purposes except bail. In the case of Ex Parte Ryan,^
a man imder $15,000 bail upon a charge of having
attempted to murder a San Francisco policeman, ap-
plied to Chief Justice Wallace of the Supreme Court of
California for a reduction of the amoimt. The chief
justice refused, saying in part:
Assuming then that the defendant is guilty of the offense
charged, is the sum of fifteen thousand dollars excessive as
» 44 California Rep., 555.
LIMITATIONS UPON LEGISLATION 283
being the amount in which he is to be let to bail? ... In
order to constitute it "excessive" it must be per se [in itself]
unreasonably great, and clearly disproportionate to the
offense involved, or the peculiar circimistances appearing
must show it to be so in the particular case .... I can-
not undertake to say that, as a matter of law, fifteen thou-
sand dollars is excessive bail to be demanded of one assumed
to be guilty of the offense of assault with intent to kill.
Nor excessive fines imposed. "A fine is a sum of
money exacted of a person guilty of a misdemeanor or
crime, the amount of which may be fixed by law or left
in the discretion of the court. " — Lancaster vs. Richard-
son.^
According to the decision of the Supreme Court of
Michigan in the case of Robison vs. Minor, ^ a fine which
seriously impairs the capacity of the convicted person
to earn a livelihood is excessive. This case involved
the constitutionality of a State law which imposed
severe penalties for unlawful liquor selling. A druggist,
allowed to sell liquors only for chemical, scientific,
medicinal, mechanical, and sacramental purposes, if
convicted of iinlawful liquor selling, was liable to be
fined from $100 to $500, and imprisoned for not
less than ninety days nor more than a year; and if
convicted a second time, was to be debarred from that
business for five years. Other persons in the liquor
business were, if convicted under this law, barred from
doing in Michigan any business subject to a license
tax. Judge Campbell, who delivered the opinion of the
court, said that these penalties were in violation of the
State constitution for the following reasons:
Our State Constitution declares that — "excessive bail
» 4 Lansing's N. Y. Rep., 136, 140. * 68 Michigan Rep., 549.
284 AMERICAN PLAN OF GOVERNMENT
shall not be required; excessive fines shall not be imposed;
cruel and unusual punishment shall not be inflicted." . . .
A druggist, cut off for five years from his business, may
suffer a loss of immense sums, and so may any large manu-
facturer or large dealer by having his store shut up and his
business barred. It not only must usually bring about
bankruptcy, but it also includes what is meant to be an
infamous disability, — to receive credit as a surety. . . .
The great fines imposed during the times of the Stuarts,
especially by the Star Chamber, were among the worst
abuses of that period of tyranny. . . . The forfeiture
of indefinite interests or sums only occurred in felonies when
the penalty was death as well as forfeiture. . . . These
punishments have always been regarded as incompatible
with our institutions, and there can be no doubt that the
cruel and unusual punishments forbidden by the United
States Constitution had special reference to the barbarities
of the old law of felony. It is equally clear that any fine
or penalty is excessive which seriously impairs the capacity
of gaining a business livelihood.
Nor cruel and unusual punishments inflicted. Our
State and national courts have put it on record that
the punishments for crime which are customary in this
country are neither cruel nor unusual. The Supreme
Court of New Mexico, in the case of Garcia vs. Territory, ^
said that "thirty lashes on the bare back, well laid on, "
was neither cruel nor imusual. In 1861, the Supreme
Court of New York, in the case of Done vs. People,'*
decided that death by hanging is not a cruel punish-
ment. Death by shooting, the penalty for murder in
some Western States, was declared constitutional in the
case of Wilkerson vs. Utah. ^
» I New Mexico Rep., 415.
» 5 Parker's [N. Y.], Crim. Rep., 364.
J 99 U. S. Rep., 130.
LIMITATIONS UPON LEGISLATION 285
Electrocution or the infliction of the death penalty
**by causing to pass through the body of the convict,
a current of electricity of sufficient intensity to cause
death" was adopted by the State of New York in 1888,
and has since been imposed by the laws of many other
States. The New York courts held in the case of People
vs. Kemmler^ that this was not a cruel or unusual penalty
within the meaning of the State constitution. The
national Supreme Court, when asked in the case of
In F£'Kefnmler' to interfere with the sentence in that
case, refused on the ground that the privileges and
immunities of a citizen of the United States who has
been found guilty of murder in the first degree, are not
denied or abridged by a State law inflicting the punish-
ment of death by electrocution. Chief Justice Fuller
said: 1
Punishments are cruel when they involve torture or a
lingering death; but the punishment of death is not cruel
within the meaning of that word as used in the Constitution.
It implies there something inhuman and barbarous, some-
thing more than the mere extinguishment of life. The
coiuts of New York held that the mode adopted in this
instance might be said to be unusual because it was new,
but that it could not be assumed to be cruel in the light of
that common knowledge which has stamped certain pun-
ishments as such; that it was for the legislature to say in
what manner sentence of death should be executed; that
this act was passed in the effort to devise a more humane
method of reaching the result; that the courts were bound
to presume that the legislature was possessed of the facts
upon which it took action; and that by evidence taken
aliunde [outside of] the statute that presumption could not
be overthrown. They went further, and expressed the
» 119 New York Rep., 580. • 136 U. S., Rep., 436.
286 AMERICAN PLAN OF GOVERNMENT
opinion that upon the evidence the legislature had attained
by the act the object had in view in its passage. The
decision of the State courts sustaining the validity of the
act under the State constitution is not re-examinable
here.
In the case of Jackson vs. United States, ^ it was held
that any sentence which is not greater than the maximum
provided by law is not "unusual." Jackson had been
convicted in the Federal District Court of Alaska of
assault with a dangerous weapon, and sentenced to ten
years* imprisonment at hard labor in the penitentiary
at McNeil's Island, State of Washington. The Circuit
Court of Appeals struck out the "hard labor" part of
the sentence because the law did not call for that penalty,
but on the ground that the judge who had presided at
the trial knew better than any one else what the penalty
ought to be, had refused to cut off any part of the term
of imprisonment. District Judge Hawley said:
That the sentence of ten years was a severe one must be
admitted. . . . The fact that the court imposed the
maximum punishment furnishes no ground for the reversal
of the case. The extent of the sentence was within the
discretion of the judge who tried the case, and who was well
advised as to the facts. . . , The general rule is well
settled that the sentence and punishment imposed upon a
defendant for any violation of the provisions of the statute,
which is within the punishment provided for by the statute,
cannot be regarded as excessive, cruel or unusual.
Ninth Amendment. The enumeration in the Con-
stitution, of certain rights, shall not be construed to deny
or disparage others retained by the people.
* 102 Federal Reporter, 473.
LIMITATIONS UPON LEGISLATION 287
The First Congress was called upon to deal with
thirty-five amendments proposed to it by the ratifying
conventions of the States. These amendments passed
successively through the hands of a Committee of
Eleven and of a Special Committee of Three before
reaching their present form. The Ninth Amendment,
for example, probably suggested by Madison, originally
ran as follows:
• The exceptions here or elsewhere in the Constitution
made in favor of particular rights, shall not be construed as
to diminish the just importance of other rights retained by
the people, or to enlarge the powers delegated by the Con-
stitution ; but either as actual limitations of such powers, or
as inserted merely for greater caution. ' '
It emerged from the Committee of Eleven in the
following form :
The enumeration in this Constitution of certain rights,
shall not be construed to disparage others retained by the
people.
The Special Committee of Three gave it its present
form. ^
Tenth Amendment. The powers not delegated to
the United States by the Constitution, nor prohibited
by it to the States, are reserved to the States respec-
tively, or to the people.
Chief Justice Marshall, in his opinion in the case of
McCulloch vs. Maryland, ' explained the origin and pur-
pose of the Tenth Amendment as follows :
' Thorpe's Constitutional History of the U. S., vol. ii., pp. 226, 258.
»4 Wheaton's Rep., 316, 406.
288 AMERICAN PLAN OF GOVERNMENT
The loth Amendment . . . formed for the purpose of
quieting the excessive jealousies which had been excited,
. . . declares only that the powers, "not delegated to the
United States, nor prohibited to the States, are reserved to
the States or to the people"; thus leaving the question,
whether this [any] particular power which may become the
subject of contest, has been delegated to the one govern-
ment, or prohibited to the other, to depend on a fair con-
struction of the whole instrument.
CHAPTER XVII
RIGHTS OF CITIZENS OF THE UNITED STATES AGAINST
THE STATES AND THE NATION
Thirteenth Amendment, Sec. i. Neither slavery nor
involuntary servitude, except as a punishment for
crime whereof the party shall have been duly convicted,
shall exist within the United States, or any place sub-
ject to their jurisdiction.
This noble pronouncement of the People of the United
States was published to the world on December i8, 1865.
Mountains of treasure had been spent and rivers of
blood had been shed in order to place on the statute
books of this nation a permanent law abolishing slavery
in every form throughout the United States and every
place under its control. They did not die in vain who
gave their lives to vindicate the greatest of human rights,
the right to freedom.
It seems to have been taken for granted at first by
almost every one that the amendment which made all
men free, also made all men equal and with equal rights
and privileges everywhere in the United States. The
Senators and Representatives who voted for the once
famous Civil Rights Bill of 1875, apparently believed
that a negro, being a freeman, had as much right as a
white man in any hotel, theater, or special car of a rail-
road train, and that to deny him such rights was to
impose an ' ' involuntary servitude. ' ' Accordingly, they
19 289
290 AMERICAN PLAN OF GOVERNMENT
declared that to deny any such privileges to any citizen
of the United States, should be a misdemeanor, punish-
able by fine or imprisonment, or by forfeiture of the
sum of $500, to be sued for by the person aggrieved.
The Civil Rights Cases, ^ decided in 1883, brought
squarely before the Supreme Court the question whether
the general government of the United States has any
power under this amendment to regulate the conduct
and morals of citizens of the States. Two of these cases
were indictments against hotel-keepers who had refused
to accommodate persons of color. A third was based
upon the refusal of a theatrical manager to allow ne-
groes to occupy seats in certain parts of a theater.
Another was an action to recover the statutory penalty
from a railroad company that had prevented a colored
woman from riding in a "Ladies" Car, a special kind
of accommodation reserved for women traveling alone
or with their families. The Court decided that the
regulation of the conduct and behavior of citizens of the
States was not a matter upon which Congress could
make a law under the authority of the Thirteenth
Amendment, and therefore that the Civil Rights Bill
was unconstitutional. Justice Bradley said:
It [the Civil Rights Bill] proceeds ex directo [directly] to
declare that certain acts committed by individuals shall be
deemed offences, and shall be prosecuted and punished by
proceedings in the courts of the United States. It does not
profess to be corrective of any constitutional wrong com-
mitted by the States; it does not make its operation to de-
pend upon any such wrong committed. It applies equally
to cases arising in States which have the justest laws re-
specting the personal rights of citizens, and whose author-
ities are ever ready to enforce such laws, as to those which
» 109 U. S. Rep., 3.
LIMITATIONS UPON LEGISLATION 291
arise in States that may have violated the provisions of the
amendment. In other words, it steps into the domain of
local jurisprudence, and lays down rules for the conduct of
individuals in society towards each other, and imposes
sanctions for the enforcement of those rules, without refer-
ring in any manner to any supposed action of the State or
its authorities. . , . The only question under the
present head, therefore, is, whether the refusal to any per-
sons of the accommodations of an inn, or a public convey-
ance, or a place of public amusement, by an individual, and
without any sanction or 'support from any State law or
regulation, does inflict upon such persons any manner of
servitude, or form of slavery as those terms are understood
in this country? . . . After giving to these questions all
the consideration which their importance demands, we are
forced to the conclusion that such an act of refusal has
nothing to do with slavery or involuntary servitude.
Involuntary servitude . . . shall [not] exist within the
United States, or any place subject to their jurisdiction.
Although the Thirteenth Amendment abolished negro
slavery throughout the United States, the "Peonage"
system, under which men sold their services or were
compelled to work out debts, continued to exist in New
Mexico until prohibited by the Peonage Law of 1867.
A similar plan of forced labor, under the guise of im-
prisonment for debt, was afterward introduced in some of
the Southern States. The prisons for such debtors were
stockades in which unlucky men, mostly negroes, were
compelled to work for the benefit of their creditors.
According to a charge delivered by District Judge Jones
to a grand jury in the United States District Court of
Alabama on June 16, 1903, in the Peonage Cases, ^
such forced labor was involuntary servitude. He said:
' 123 Federal Rep., 671, 679.
292 AMERICAN PLAN OF GOVERNMENT
What is meant by "a condition of peonage," or holding
or returning thereto, is easily gathered from the words of
the statute [Peonage Law], and the working of the system
in New Mexico, when upheld there as a legal institution.
Under the abolished system, as we have seen, the citizen
could sell his own services, and could contract with another
for the exercise of dominion thereafter over his person and
liberty, so that he could be held or subjected, against his
will, to the performance of his "obligation. " He could also
sell or transfer his interest in the performance of personal
service due, or claimed to be due, him from other persons,
and thus cause them to be held in subjection, by dominion
exercised over person and liberty, to coerce them to the
performance of contracts and obligations. Citizens and
foreigners alike, under the forbidden system, had power to
put themselves or others in a situation — a "condition,"
— where they could be put upon the block, and dominion
over their persons and liberties sold, for the term, to the
highest bidder, to compel performance of private obligations.
. . . This state of things constituted the "condition of
peonage" which the statute . . . designed to destroy and
tear up, root and branch.
In the case of United States vs. McClellan/ the de-
fendant had been indicted in the United States District
Court in Georgia upon a charge of having sold and de-
livered one John Wesley Boney to three other defend-
ants to work out a debt which they claimed he owed
them. The plea of the accused persons was that the
indictment did not charge them with any crime against
the United States. Judge Speer overruled this plea,
saying in part :
The substantial inquiry is, did the accused consign or hold
the citizen in a condition of involuntary servitude for the
' 127 Federal Reporter, 971.
LIMITATIONS UPON LEGISLATION 293
purpose of compelling him to work out a real or alleged
obligation. This, if done, created a condition of peonage.
A peon is defined as "a debtor held by his creditor in a
qualified servitude to work out the debt. ". . . The invol-
untary servitude prohibited by the Constitution is a per-
sonal servitude, and this "consists in the subjection of one
person to another. If it consists in the right of property
which a person exercises over another, it is slavery. When
the subjection of one person to another is not slavery, it
consists simply in the right of requiring of another what he is
bound to do or not to do. This right arises from all kinds
of contracts or quasi contracts.". . . It follows, then,
that an unwilling servitude enforced by the stronger to
collect a debt is to reduce the victim to the condition of a
peon, and logically to a condition of peonage.
Fourteenth Amendment, Sec. 4. (Part of.) Neither
the United States nor any State shall assume or pay any
debt or obligation incurred in aid of insurrection or
rebellion against the United States, or any claim for the
loss or emancipation of any slave; but all such debts,
obligations and claims shall be held illegal and void.
The Fourteenth Amendment was adopted in 1868,
when the great issues which had caused the Civil War
were fresh in the public mind. The men who had waged
the battle for freedom in that great struggle had no
intention of permitting any future legislation for the
settlement in money of claims which they had settled
on the battlefield. Particularly they meant to make
sure that those who had aided the rebellion should not
recover money which had been used to prolong the
conflict.
Neither the United States nor any State shall assume or
pay . . . any claim for the loss or emancipation oj any
294 AMERICAN PLAN OF GOVERNMENT
slave; hut all such . . . claims shall be held illegal and
void. But for the adoption of this provision of the free-
dom amendment, the slave-holders of the South might
have brought actions to recover the value of their
emancipated bondmen under the clause in the Fifth
Amendment which says that private property shall not
be taken for public use without just compensation.
The Southern men could have urged quite plausibly
that they ought to have compensation for their property
in slaves which certainly had been taken by emancipa-
tion for a public purpose. This amendment annuls
all claims for the loss of slaves. This is a broad prohibi-
tion, but the Supreme Court in the case of White vs.
Hart, ' ruled that claims for the value of slave property
sold on credit before the Civil War began, are valid.
Such cases, however, could not reasonably have been
included within the meaning of the prohibition in
question.
Fifteenth Amendment, Sec. i. The right of citizens
of the United States to vote shall not be denied or
abridged by the United States or by any State on ac-
coimt of race, color, or previous condition of servitude.
The meaning of this section was explained in the
opinion of the Supreme Court in the case of United
States vs. Reese,^ decided in 1875, in which two inspec-
tors at a municipal election in Kentucky had been
indicted for refusing to receive and count the vote of
a colored citizen of the United States. Chief Justice
Waite said :
The Fifteenth Amendment does not confer the right of
suffrage upon any one. It prevents the States, or the
« 13 Wallace's Rep., 346 » 92 U. S. Rep., 214.
LIMITATIONS UPON LEGISLATION 295
United States, however, from giving preference, in this
particular, to one citizen of the United States over another
on account of race, color, or previous condition of servitude.
Before its adoption, this could be done. It was as much
within the power of a State to exclude citizens of the
United States from voting on account of race, etc., as it
was on account of age, property, or education. Now it is
not. If citizens of one race having certain qualifications
are permitted by law to vote, those of another having the
same qualifications must be. Previous to this amendment,
there was no constitutional guaranty against this discrimina-
tion; now there is. It follows that the amendment has
invested the citizens of the United States with a new con-
stitutional right which is within the protecting power of
Congress. That right is exemption from discrimination
in the exercise of the elective franchise on account of race,
color, or previous condition of servitude.
One of the odd things about the Constitution is that
the "People of the United States" who ordained and
established it, did not make any provision for their own
right to vote. The phrase in the Preamble, "We, the
People of the United States," did not mean much to
the framers of the Constitution or to the statesmen of
the era before the Civil War. The States had ruled the
general government during the Revolutionary War and
under the Confederation. The people of the States
had elected the members of the State legislatures, who
in turn elected the delegates to the old Congress.
Thus the citizens of the States which formed the United
States of the Constitution-making era, had been the
supreme body politic. The makers of the Constitution
and their successors who ruled the destinies of the repub-
lic before the Civil War took it for granted the phrase
"People of the United States" meant "People of the
296 AMERICAN PLAN OF GOVERNMENT
States of the United States." The Fifteenth Amend-
ment by giving the "People of the United States'*
political rights, which may not be denied or abridged
by the United States or by any State, practically created
a new supreme political body under the Constitution.
The Fifteenth Amendment was adopted in 1870 to
prevent the Southern States from enacting laws which
would have barred from the privileges of citizenship
the colored "People of the United States" who had
been slaves. "It does not confer the right of suffrage
on any one. It merely invests citizens of the United
States with the constitutional right to exemption from
discrimination in the enjoyment of the electoral fran-
chise on account of race, color, or previous condition of
servitude."^
Neither the Constitution nor any of the amendments
prevent many restrictions which the States may impose
upon the right of citizens of the United States to vote.
In the first era of constitutional government nearly all
the States had laws which declared that only those
should vote who had a certain amount of property.
In Massachusetts, until long after this amendment was
adopted, the payment of a poll tax of two dollars was
a condition of the right of the citizen to cast his ballot.
Paupers, insane persons, and criminals are barred from
the ballot box, even if they are citizens. In nearly all
the States only those citizens who have been registered
as voters before the election have a right to vote. This
is only a way of preventing election frauds.
What is called the "grandfather" clause has been
adopted in some States in order to prevent illiterate
colored people from voting, without at the same time
barring illiterate white citizens. For example, in 1908,
' U. S. vs. Harris, 106 U. S. Rep., 629.
LIMITATIONS UPON LEGISLATION 297
the legislature of the State of Maryland enacted a law
providing that no persons should be allowed to vote
at municipal elections in the city of Annapolis, except,
(i) male citizens over twenty-one years of age, who
have not been convicted of crime, have resided more
than one year in the State, and are tax-payers assessed
upon more than $500 worth of property, (2) natural-
ized aliens and their male children, over twenty-one
years of age, (3) male descendants of voting age, of persons
who before January i, 1868, were entitled to vote in Mary-
land or any other State of the Union. The Constitution
of Maryland in force on January I, 1868, had limited
the right to vote to white persons, and this provision
had been valid until the adoption on July 21, 1868, of
the Fourteenth Amendment, which declared that all
persons bom or naturalized in the United States are
citizens of the United States and of the State in which
they reside. The members of the Maryland legislature
seem to have thought that the law of 1908, without
depriving any white man of the right to vote, would bar
from the polls negroes who had not had the right to
vote on January i, 1868, and their descendants. Test
cases were brought against two election officers who had
refused to register the names of three colored men, one
of whom, named Anderson, plaintiff in the case of
Anderson vs. Myers, said in his complaint that he was a
citizen of the United States, bom in Maryland in 1834,
and that he would have been entitled to vote in Mary-
land on January i, 1868, if the right to vote had not
then, by the State Constitution, been restricted to white
persons. In this action, brought in the United States
court of Maryland, the plaintiff asked for damages on
the groimd that the defendants, by refusing to place his
name on the voting list, had deprived him of his con-
298 AMERICAN PLAN OF GOVERNMENT
stitutlonal right to vote. The defendants answered by
referring to the Maryland law. The plaintiff replied
that this law was void because it denied the right of a
citizen of the United States to vote on account of his
race and color. District Judge Morris sustained the
plaintiff's contention that the "grandfather" clause was
void upon the ground that "the Fifteenth Amendment
had the effect of eliminating the qualifying adjective
'white' from all State constitutions and laws . . .
fixing the qualifications of voters. "
In the case of Guinn vs. United States, Frank J.
Guinn and J. J. Beal, Oklahoma election officers, had
been convicted in the United States District Court of
Oklahoma of having prevented negroes from voting at
an election of members of Congress held in 1910. They
had defended themselves by calling the attention of the
court to an amendment of the Constitution of Oklahoma
which reads as follows:
No person shall be registered as an elector of this State
or be allowed to vote in any election herein, unless he be
able to read and write any section of the Constitution of the
State of Oklahoma; but no person who was, on Jan. i, 1866,
or at any time prior thereto, entitled to vote under any form
of government, or who at that time resided in some foreign
nation, and no lineal descendant of such person, shall be
denied the right to register and vote because of his inability
to so read and write sections of such constitution.
These cases, Anderson vs. Myers ^ and Guinn vs.
United States, " were taken to the Supreme Court, which,
on June 21, 191 5, handed down decisions holding that
the "grandfather" clauses were void because inconsist-
ent with the Fifteenth Amendment, Chief Justice
» 238 U. S. Rep., 368. » 238 U. S. Rep., 347.
LIMITATIONS UPON LEGISLATION 299
White, in delivering the opinion of the Court in the
Maryland case, said that the "election officials could
not ignore the potency of the Fifteenth Amendment in
striking out the word 'white' as a qualification for
voting, and that this Amendment applies to municipal
as well as to Federal elections. " In the decision of the
Oklahoma case, he said :
There seems no escape from the conclusion that to hold
that there was even possibility for dispute on the subject
would be but to declare that the Fifteenth Amendment
not only had not the self-executing power which it has
been recognized to have from the beginning, but that its
provisions were wholly inoperative because susceptible of
being rendered inapplicable by mere forms of expression
embodying no exercise of judgment and resting upon no
discernible reason other than the purpose to disregard the
prohibitions of the amendment by creating a standard of
voting which on its face was in substance but a revitalization
of the conditions which, when they prevailed in the past,
had been destroyed by the self-operative force of the
amendment. . . .
We are unable to discover how, unless the prohibitions
of the Fifteenth Amendment were considered, the slightest
reason was afforded for basing the classification upon a
period of time prior to the Fifteenth Amendment. Cer-
tainly it cannot be said that there was any peculiar necro-
mancy in the time named which engendered attributes
affecting the qualification to vote which would not exist
at another and different period unless the Fifteenth Amend-
ment was in view.
PART VI
Executive Government in the
United States
301
^n
CHAPTER XVIil
THE CHIEF EXECUTIVE OFFICER
The Americans of the first era of independence had
learned by bitter experience that government by Con-
gress through executive committees was good for
nothing. A Committee on Foreign affairs had been
appointed by Congress to manage our diplomatic rela-
tions ; but Franklin, in his negotiations with France, was
hampered rather than helped by that committee. There
had been a Committee on Military Affairs to which
General Washington was theoretically responsible; but,
luckily for the cause, our great captain had carried
on the war without the help of congressional advisers,
who had annoyed him sometimes, but certainly never
had controlled him. Hence our ancestors were quite
ready to have a reasonably powerful chief executive.
They knew that no man can do good work with his
hands tied; but they knew also that it would not be wise
to make the man important because his work was
important. They provided for the appointment of a
national business manager who should have all the
powers he ought to have in order to execute efficiently
the objects and purposes for which the people of the
United States were forming the "more perfect Union."
They did not see fit to grant titles, honors, or privileges
which sometimes interfere with equality before the
law.
303
304 AMERICAN PLAN OF GOVERNMENT
Art n., Sec. i. The executive Power shall be
vested in a President of the United States of America.
He shall hold his Office during the Term of four years,
and, together with the Vice President, chosen for the
same Term, be elected, as follows.
Most of us know that there is a central government at
Washington only through the activities of the President
of the United States and his officers. The citizen who
votes at Federal elections cannot avoid learning that,
once in four years, one man is taken from the body of
the people and made the chief executive magistrate of
the nation. The letter carrier is the President's officer,
hired and paid to deliver the mail. It is the President
who in the person of a custom-house officer takes a look
at the trunks full of presents which the traveling Ameri-
can brings home from foreign parts. His consuls keep
us out of trouble when we are abroad. His attorneys
prosecute those who send forbidden articles through the
mails or form combinations in restraint of trade. His
collectors of internal revenue receive the income taxes
of the well-to-do, and put the revenue stamp on the
poor man's bag of tobacco. The people may not know
what Congress and the courts are doing; but when the
President acts, every one knows because every one is
affected by his acts. The executive power is every-
where.
Art n.. Sec. i (continued). Each State shall
appoint, in such Manner as the Legislature thereof may
direct, a Number of Electors, equal to the whole Number
of Senators and Representatives to which the State
may be entitled in the Congress; but no Senator or
Representative, or Person holding an Office of Trust
EXECUTIVE GOVERNMENT IN THE U. S. 305
or Profit under the United States, shall be appointed
an Elector.
"The sole function of the presidential electors,"
said Justice Gray in the case of In re Green, ^ "is to
cast, certify, and transmit the vote of the State for
President and Vice President of the nation. Although
the electors are appointed and act under and pursuant
to the Constitution of the United States, they are no
more officers and agents of the United States than
are members of the State legislatures when acting
as electors of federal senators, or the people of the
States when acting as electors of representatives in
Congress. "
Senators, representatives, and other national officials
were made ineligible for the office of electors in order to
prevent scandalous political deals for the presidency;
national officers, living most of the time at the seat of
the government, could have devised and carried out
all sorts of schemes for continuance in power, if they
could have served as electors of Presidents with whom
they were to have close relations.
Art. n., Sec. i (continued). The electors shall
meet in their respective States, and vote by ballot for
two Persons, of whom one at least shall not be an In-
habitant of the same State with themselves. And they
shall make a List of all the Persons voted for, and of the
Number of Votes for each ; which List they shall sign and
certify, and transmit sealed to the Seat of the Govern-
ment of the United States, directed to the President
of the Senate. The President of the Senate shall, in the
Presence of the Senate and House of Representatives,
« 134 U- S. Rep., 377.
3o6 AMERICAN PLAN OF GOVERNMENT
open all the Certificates, and the Votes shall then be
cotinted. The Person having the greatest Number of
Votes shall be the President, if such Number be a
Majority of the whole Number of Electors appointed;
and if there be more than one who have such Majority,
and have an equal Number of Votes, then the House of
Representatives shall immediately chuse by Ballot one
of them for President ; and if no Person have a Majority,
then from the five highest on the List the said House
shall in like Manner chuse the President. But in
chusing the President, the Votes shall be taken by
States, the Representation from each State having one
Vote; A quorum for this Purpose shall consist of a
Member or Members from two-thirds of the States,
and a Majority of all the States shall be necessary to a
choice. In every Case, after the Choice of the Presi-
dent, the Person having the greatest Niunber of Votes
of the Electors shall be the Vice President. But if
there should remain two or more who have equal Votes,
the Senate shall chuse from them by ballot the Vice
President.
"Originally, in the Convention, the choice of the
President was . . . given to the national legislature.
This mode of appointment, however, does not seem to
have been satisfactory; for, a short time afterwards,
upon a reconsideration of the subject, it was voted by
six States against three, one being divided, that the
President should be chosen by Electors appointed for
that purpose. . . . One motive which induced a
change of the choice of the President from the national
legislature unquestionably was, to have the sense of the
people operate in the choice of the person to whom so
important a trust was confided. This would be accom-
EXECUTIVE GOVERNMENT IN THE U. S. 307
plished much more perfectly by committing the right
of choice to persons selected for that sole purpose at the
particular conjuncture, instead of persons selected for
the general purposes of legislation." — Story on the
Constitution. '
"The process of election affords a moral certainty
that the office of President will never fall to the lot of
any man who is not in an eminent degree endowed with
the reqmsite qualifications. Talents for low intrigue,
and the little arts of popularity, may alone suffice to
elevate a man to the first honors of a single State; but
it will require other talents, and a different kind of merit,
to establish him in the esteem and confidence of the
whole Union, or of so considerable a portion of it as
will be necessary to make him a successful candidate
for the distinguished office of President of the United
States. " — The Federalist , No. 68.
The original plan of choosing Presidents and Vice
Presidents was the result of an effort to satisfy the
members of the Constitutional Convention from the
smaller States. They were afraid that Virginia, Massa-
chusetts, and Pennsylvania would combine to control
the election of the national executive officer. If the
presidential electors voted for two persons without
naming the person voted for as President and the per-
son voted for as Vice President, the smaller States,
which might not be able to elect a President, might
still be able to prevent any candidate from getting a
"majority of the whole number of electors appointed."
This woiild throw the choice of President into the House
of Representatives in Congress, where the vote would
be taken by States, the representatives of each State
having one vote between them. In other words, the
« Sees. 1455, I456.
3o8 AMERICAN PLAN OF GOVERNMENT
small States by joining forces always would be able to
gain an equal voice in presidential elections.
The method prescribed by the Constitution makers
worked satisfactorily in the elections of 1788, and 1792,
because all the electors voted for General Washington,
who thus was chosen President. John Adams^ receiv-
ing on each occasion, the next highest number of elec-
toral votes, was chosen Vice President. At the election
of 1796, John Adams received the highest number of
electoral votes and Thomas Jefferson, who came next,
was chosen Vice President. But in 1800, there were
one hundred and thirty-eight electors; and two can-
didates, Jefferson and Burr, each received seventy-
three votes, a majority of all the electors. There
being no majority for any person, the choice had to
be made by the House of Representatives. At that
time, there were sixteen States. At first eight of these
voted for Jefferson, six for Burr, and two were divided.
A majority vote of the States being necessary, the
"dead-lock" continued until the thirty-sixth ballot,
when Jefferson was chosen.
The defect in the constitutional method of choosing
the President and Vice President revealed in the elec-
tion of 1800 led to the preparation of the Twelfth
Amendment, which was ratified in September, 1804,
just in time for use in the presidential election of that
year.
Twelfth Amendment: The Electors shall meet in
their respective states, and vote by ballot for President
and Vice-President, one of whom, at least, shall not be
an inhabitant of the same state with themselves ; they
shall name in their ballots the person voted for as
President, and in distinct ballots the person voted for as
EXECUTIVE GOVERNMENT IN THE U. S. 309
Vice-President, and they shall make distinct lists of all
persons voted for as President, and of all persons voted
for as Vice-President, and of the number of votes for
each, which lists they shall sign and certify, and
transmit sealed to the seat of the government of the
United States, directed to the President of the Senate;
— The President of the Senate shall, in presence of
the Senate and House of Representatives, open all the
certificates and the votes shall then be counted; — The
person having the greatest number of votes for Presi-
dent, shall be the President, if such number be a major-
ity of the whole number of Electors appointed; and if
no person have such majority, then from the persons
having the highest niunbers not exceeding three on the
list of those voted for as President, the House of Repre-
sentatives shall choose immediately, by ballot, the
President. But in choosing the President, the votes
shall be taken by states, the representation from each
state having one vote ; a quorum for this purpose shall
consist of a member or members from two-thirds of the
states, and a majority of all the states shall be neces-
sary to a choice. And if the House of Representatives
shall not choose a President whenever the right of
choice shall devolve upon them, before the fourth day
of March next following, then the Vice-President shall
act as President, as in the case of the death or other
constitutional disability of the President. The person
having the greatest nimiber of votes as Vice-President,
shall be the Vice-President, if such number be a major-
ity of the whole number of Electors appointed, and if no
person have a majority, then from the two highest
nimibers on the Hst, the Senate shall choose the Vice-
President; a quonun for the purpose shall consist of
two-thirds of the whole number of Senators, and a
310 J AMERICAN PLAN OF GOVERNMENT
majority of the whole number shall be necessary to a
choice. But no person constitutionally ineUgible to the
office of President shall be eligible to that of Vice-
President of the United States.
Since the adoption of the Twelfth Amendment, only
one disputed presidential election has occurred, the
Hayes-Tilden election of 1876. The point then in
dispute involved, not the method laid down in this
amendment, but the way in which the popular vote had
been counted in certain States. At some future election
there may be more than three candidates none of whom
have a majority of electoral votes, though each have an
equal number of votes, that number being the highest
number cast. Only a prophet can tell us how, in such
a case, the House of Representatives will be able "from
the persons having the highest numbers not exceeding
three on the list of those voted for as President" to
"choose immediately, by ballot, the President."
Thomas Jefferson, in a letter written in 1823, said: "I
have no hesitation in saying that I have ever considered
the constitutional mode of election ultimately by the
legislature voting by States as the most dangerous blot
in our Constitution, and which some unlucky chance
will some day hit. . . . Another general convention
can alone relieve us."
Art. n., Sec. i (continued). The Congress may
determine the Time of chusing the Electors, and the
Day on which they shall give their Votes; which Day
shall be the same throughout the United States.
An Act of Congress of February 3, 1887, provides
"That the electors of each State shall meet and give
EXECUTIVE GOVERNMENT IN THE U. S. 311
their votes on the second Monday in January next
following their appointment, at such place in each State
as the legislature of such State shall direct." This
reads nicely, but it does not provide against the chance
that the electors may not be able to reach the appointed
place on time. For example, in the election of 1856,
the Wisconsin electors were detained by a blizzard
and did not reach the State capital imtil the day after
their votes ought to have been cast. As it happened,
it made no difference in the result whether those votes
were counted or not.
Art. 11., Sec. i (continued.) No Person except a
natural bom Citizen, or a Citizen of the United States,
at the time of the Adoption of this Constitution, shall
be eligible to the Office of President; neither shall
any Person be eligible to that Office who shall not
have attained to the Age of thirty five Years, and
been fourteen Years a Resident within the United
States.
" Limiting the Presidency to one who is a natural born
citizen of the United States was a wise provision which
has been appreciated and justified by the sentiment of
the country. It prevents wealthy and ambitious
foreigners from scheming for the position after having
been citizens a short time, and secures our coimtry from
machinations which might cause serious embarrass-
ment."— Watson on the Constitution.^
The exception in favor of those who might be citizens
when the Constitution should be adopted has been
explained as a compliment to a number of distinguished
foreigners who had served in the Continental army
» i., 889.
312 AMERICAN PLAN OF GOVERNMENT
during the War for Independence. That may be true,
but it is also true that several of the members of the
Constitutional Convention had been bom outside of
the United States. A convention in which Alexander
Hamilton, a native of the island of Nevis in the West
Indies, sat as a delegate was not likely to adopt any
self-denying ordinance.
"Considering the nature of the duties, the extent of
the information, and the solid wisdom and experience
required in the executive department, no one can
reasonably doubt the propriety of some qualification of
age. That which has been selected is the middle age
of life, by which period the character and talents of
individuals are generally known and fully developed;
and opportunities have usually been afforded for public
service, and for experience in the public councils. The
faculties of the mind, if they have not then attained to
their highest maturity, are in full vigor, and are hasten-
ing towards their ripest state. The judgment, acting
upon large materials, has, by that time, attained a solid
cast; and the principles which form the character, and
the integrity which gives lustre to the virtues of life,
must then, if ever, have acquired public confidence and
approbation." — Story on the Constitution.^
Art. n., Sec. i (continued). In Case of the Re-
moval of the President from Office, or of his Death,
Resignation, or Inability to discharge the Powers and
Duties of the said Office, the same shall devolve on the
Vice President, and the Congress may by Law provide
for the Case of Removal, Death, Resignation or Inabil-
ity, both of the President and Vice President, declaring
what Officer shall then act as President, and such
' Sec 1478.
EXECUTIVE GOVERNMENT IN THE U. S. 313
Officer shall act accordingly, until the Disability be
removed, or a President shall be elected.
Thus far no serious complication over a presidential
succession has occurred; five Presidents of the United
States have died in office, and under the provisions of
this section have been succeeded by Vice Presidents.
Suppose, however, the President chosen by the electors,
whose election has been announced at the joint meeting
of the two Houses of Congress, on the second Wednes-
day of February next after a national election, should
die before the fourth day of the following March, upon
whom would the office of President "devolve"? The
Constitution answers that it would devolve upon the
Vice President. But what Vice President is meant?
Obviously the incoming Vice President could not take
the office in that contingency, because he was not Vice
President when the President-elect died. It is hardly
supposable that the outgoing Vice President is meant.
Our people will win out of the muddle some way if ever
they have to, but it is a pity that a proper "stitch in
time" is not taken.
In Case of the . . . Inability [of the President] to
discharge the Powers and Duties of the said Office, the
same shall devolve on the Vice President. Who is to
decide what constitutes an "inability" to discharge the
powers and duties of the President? The People of
the United States certainly would not have allowed any
tribunal to declare that President Garfield, during the
months when he was dying from the assassin's wound,
was under such an "inability" that Vice President
Arthur ought to have taken his place. A President
might be a drunkard or a moral degenerate or anything
else on the safe side of impeachment, without incurring
314 AMERICAN PLAN OF GOVERNMENT
any serious risk of losing his office on account of "in-
ability" to perform its duties. He might even suffer
from some forms of insanity and still hold his position.
One so highly placed always will have enough friends to
pull him through everything except an actual convic-
tion upon an impeachment trial, which naturally would
settle the case with satisfactory finality.
The Congress may by Law provide for the Case of
Removal, Death, Resignation or Inability, both of the
President and Vice President, declaring what Officer
shall then act as President. The Presidential Succession
Act of 1886 provides that in case of removal, death,
resignation, or inability of both the President and Vice
President, the office of President shall devolve upon the
Secretary of State, the Secretary of War, the Attorney
General, the Postmaster General, the Secretary of the
Navy, or the Secretary of the Interior, in the order
named, until the disability of the President or Vice
President is removed or a President shall be elected.
According to the case of Attorney General vs. Taggart,^
however, the existence of a vacancy is a question of law
and fact for a court to decide. In 1890, Governor
Goodell of New Hampshire, being ill, instructed the
attorney general of the State to take the necessary legal
steps under a similar clause in the New Hampshire
constitution, to declare a vacancy in the office of govern-
or and to compel the president of the State senate to
assume the office. David A. Taggart, then president
of the senate, refused to take over the governorship
without a court decision that such was his duty.
Thereupon a petition for an order requiring him to do so
was filed in the Supreme Court of New Hampshire.
Upon this, Chief Justice Doe said:
* 66 New Hampshire Rep., 362.
EXECUTIVE GOVERNMENT IN THE U. S. 315
While a determination of the question of vacancy, on a
petition of this kind, is not legally requisite to call the presi-
dent of the senate to the executive chair, it may be a
convenient mode of avoiding embarrassment that might
sometimes arise from doubt and controversy in regard to his
authority and the validity of his acts. The existence of an
executive vacancy is a question of law and fact within
the judicial jurisdiction. If the defendant exercised ex-
ecutive power without a previous judgment on that
question, the legality of his acts could be contested and
determined in subsequent litigation; and the judicial
character of the question does not depend upon the time
when it is brought into court. With adequate legal pro-
cess, the consideration and decision may be prospective
as well as retrospective.
Art. n., Sec. i (continued). The President shall,
at stated Times, receive for his Services, a Compen-
sation, which shall neither be encreased nor dimin-
ished during the Period for which he shall have been
elected, and he shall not receive within that Period
any other Emolimient from the United States, or any
of them.
"The wisdom of this clause can scarcely be too highly
commended. The legislature, on the appointment of a
President, is once for all to declare what shall be the
compensation for his services during the time for which
he shall have been elected. This done, they will have
no power to alter it, either by increase or diminution,
till a new period of service by a new election commences.
They can neither weaken his fortitude by operating
upon his necessities, nor corrupt his integrity by appeal-
ing to his avarice. Neither the Union, nor any of its
members will be at liberty to give, nor will he be at
3i6 AMERICAN PLAN OF GOVERNMENT
liberty to receive any other emolument. " — Story on the
Constitution. ^
Art. n., Sec. i (continued). Before he enter on the
Execution of his Office, he shall take the following
Oath or Affirmation: — "I do solemnly swear (or
affirm) that I will faithfully execute the Office of Presi-
dent of the United States, and will to the best of my
Ability, preserve, protect and defend the Constitution
of the United States. "
"There is little need of commentary upon this clause.
No man can well doubt the propriety of placing a
President of the United States under the most solemn
obligations to preserve, protect, and defend the Con-
stitution. It is a suitable pledge of his fidelity and
responsibility to his cotmtry; and creates upon his
conscience a deep sense of duty, by an appeal, at once
in the presence of God and man, to the most sacred and
solemn sanctions which can operate upon the human
mind." — Story on the Constitution.^
' Sec. i486. " Sec. 1488.
CHAPTER XIX
THE CHIEF EXECUTIVE OFFICE
Art. n., Sec. 2. The President shall be Commander
in Chief of the Army and Navy of the United States,
and of the Militia of the several States, when called into
the actual Service of the United States; he may require
the Opinion, in writing, of the principal Officer in each
of the executive Departments, upon any Subject re-
lating to the Duties of their respective Offices, and he
shall have power to grant Reprieves and Pardons for
Offences against the United States, except in Cases of
Impeachment.
"It is somewhat singular that the Constitution of a
Republic whose President — ^it could have reasonably
been presumed — would be selected from the peaceful
vocations of life — without military or naval training
— should make its President Commander in Chief of
the military and naval force of the country. But there
was no opposition to this provision in the Convention
which framed the Constitution. The action of the Con-
vention was probably due to some particular cause, and
none seems more reasonable than the fact that, during
the Revolution, Washington experienced great trouble
and embarrassment from the failiue of Congress to
support him with firmness and despatch. There was a
want of directness in the management of affairs during
317
3i8 AMERICAN PLAN OF GOVERNMENT
that period which was attributable to the absence of
centralized authority to command. The members of
the Convention knew this and probably thought they
could prevent its recurrence by making the President
Commander in Chief of the Army and Navy. " — Watson
on the Constitution. ^
The President shall be Commander in Chief of the Army
and Navy of the United States, and of the Militia of the
several States, when called into the actual Service of the
United States. Congress has power "to raise and
support armies ... to provide and maintain a navy
... to provide for calling forth the militia, and to
make rules for the government of the land and naval
forces." Nevertheless, the President disposes of the
army and navy as he pleases. Congress lays down the
rules for managing the forces, but the President controls
their activities. "Congress," said Chief Justice Chase
in Ex Parte Milligan,^ "has the power not only to raise
and support armies but to declare war. It has, there-
fore, the power to provide by law for carrying on war.
This power necessarily extends to all legislation essen-
tial to the prosecution of war with vigor and success,
except such as interferes with the command of the
forces and the conduct of campaigns. That power and
duty belong to the President as commander-in-chief."
The dividing line between the war powers of Congress
and the war powers of the President is drawn in the
decision of the case of Fleming vs. Page, ^ in which the
broad rule was laid down that under the war powers
granted him the President cannot extend the bounda-
ries of the United States. In 1847, during the Mexican
War, our troops occupied the City of Tampico, Mexico.
Fleming and Marshall of Philadelphia paid under pro-
» iL, 912. ' 4 Wallace's Rep., 2. J 9 Howard's Rep., 603.
EXECUTIVE GOVERNMENT IN THE U. S. 319
test customs duties levied on goods which they had
imported from Tampico. If Tampico, while occupied
by our troops, were a part of the United States, the
levying of duties was unlawful, because duties are not
collected on merchandise shipped from one part of the
country to another. The Supreme Court therefore had
to decide whether the President enlarges the national
domain whenever the armies under his command hold
places outside the boundary lines. Chief Justice Taney
answered the question involved as follows :
A war . . . declared by Congress, can never be presumed
to be waged for the purpose of conquest or the acquisition
of territory; nor does the law declaring the war, imply an
authority to the President to enlarge the limits of the United
States by subjugating the enemy's country. The United
States . . . may extend its boundaries by conquest or
treaty, and may demand the cession of territory as the con-
dition of peace, in order to indemnify its citizens for the
injuries they have suffered, or to reimburse the government
for the expenses of the war. But this can be done only by
the treaty-making power or the legislative authority, and
is not a part of the power conferred upon the President by
the declaration of war. His duty and his power are purely
military. As commander-in-chief he is authorized to direct
the movements of the naval and military forces placed by
law at his command, and to employ them in the manner he
may deem most effectual to harass and conquer and subdue
the enemy. He may invade the hostile country, and sub-
ject it to the sovereignty and authority of the United States.
But his conquests do not enlarge the boundaries of this Union,
nor extend the operation of our institutions and laws beyond
the limits before assigned to them by the legislative power.
The President's power, as defined above by Chief
Justice Taney, "to direct the movements of the naval
320 AMERICAN PLAN OF GOVERNMENT
and military forces placed by law at his command, and
to employ them in the manner he may deem most
effectual to harass and conquer and subdue the enemy"
is as unlimited as any power granted to Congress by the
Constitution. President Lincoln used this absolute
power in the early days of the Civil War by proclaiming
and enforcing a blockade of the ports of the States which
had attempted to secede from the Union. In the Prize
Cases ^^ decided in 1862, the owners of a number of
captured blockade runners challenged the validity of
the seizures on the ground that no war existed at the
time of seizure, and that they had a right to send their
vessels to the blockaded ports. Justice Grier, who gave
the opinion of the Supreme Court in these cases, said:
, Whether the President in fuljSlling his duties as com-
mander-in-chief in suppressing an insurrection, has met
with such armed hostile resistance, and a civil war of such
alarming proportions as will compel him to accord to them
[the states in rebellion] the character of belligerents, is a
question to be decided by him, and this court must be
governed by the decisions and acts of the political depart-
ment of the government to which this power was entrusted.
"He must determine what degree of force the crisis de-
mands. " The proclamation of blockade is itself official and
conclusive evidence to the court that a state of war existed
which demanded and authorized a recourse to such a
measure, under the circumstance peculiar to the case.
In the case of The Springbok,'^ decided in 1866, the
Supreme Court, sustaining the power of the President
to enforce a blockade, inflicted, says Moore's Interna-
tional Digest, "a more serious blow on neutral rights
than did all the orders in council [made by the British
« 2 Black's Rep., 635. • 5 Wallace's Rep., i.
EXECUTIVE GOVERNMENT IN THE U. S. 321
just before the war of 1 8 12] put together. . . . The
decision can not be accepted without discarding those
rules as to neutral rights for which the United States
made war in 18 12, and which, except in the Springbok
and cognate cases, the executive department of the
United States Government, when stating the law, has
since then consistently vindicated. The first of these
is that blockades must be of specific ports. The second
is that there can be no confiscation of non-contraband
goods owned by neutrals and in neutral ships, on the
ground that it is probable that such goods may be, at
one or more intermediate points, transshipped or re-
transshipped, and then find their way to a port block-
aded by the party seizing. "
The British bark, The Springbok, chartered by a
London mercantile house, had sailed on December 8,
1862, from London with clearance papers declaring the
"destination of the voyage, Nassau, New Providence,"
a British possession. On February 3, 1863, she was
captured at sea by the United States gunboat Sonoma^
and brought to the port of New York as a prize. Her
cargo consisted in part of gray army blankets marked
"C. S. N.," cavalry sabres, army boots, and similar
articles. "The port [Nassau] which lay not very far
from a part of the southern coast of the United States,
it was common knowledge, had been largely used as
one for call and transshipment of cargoes intended for
the ports of the insurrectionary States of the Union
then under blockade by the Federal Government. The
vessel when captured made no resistance and all her
papers were given up without attempt at concealment
or spoliation." The Springbok wa^ libelled as a prize
on February 12, 1863, in the United States Court at
New York. On March 9, 1863, her owners, who were
322 AMERICAN PLAN OF GOVERNMENT
British subjects, claimed the vessel. On March 24,
1863, an agent of the chartering firm put in a claim for
the cargo.
The Supreme Court decided that the vessel, which
had been seized while on its way from one British port
to another, should be delivered to the owners, but that
the cargo, which obviously was intended to be trans-
shipped to the Confederacy, was contraband of war and
must be condemned. This means much to the United
States, which is boimd by the decision of its highest
court to concede that cargoes owned by its citizens
on transit from one neutral port to another, are liable
to seizure and condemnation under similar circum-
stances. Chief Justice Chase said in this decision :
Upon the whole case, we cannot doubt that the cargo
was originally shipped with intent to violate the blockade;
that the owners of the cargo intended that it should be
transshipped at Nassau into some vessel more likely to
succeed in reaching safely a blockaded port than the
Springbok; that the voyage from London to the blockaded
port was, as to cargo, both in law and in the intent of the
parties, one voyage; and that the liability to condemnation,
if captured during any part of that voyage, attached to the
cargo from the time of sailing.
The President . . . shall have power to grant Re-
prieves and Pardons for Offences against the United
States, except in Cases of Impeachment. "A pardon,"
according to Justice Field in the decision of Ex Parte
Garlatid,^ "reaches both the punishment prescribed for
the offence and the guilt of the offender; and when the
pardon is full, it releases the punishment and blots out
of existence the guilt, so that in the eye of the law the
* 4 Wallace's Rep,, 333, 380.
EXECUTIVE GOVERNMENT IN THE U. S. 323
offender is as innocent as if he had never committed
the offence. If granted before conviction, it prevents
any of the penalties and disabilities consequent upon
conviction from attaching; if granted after conviction,
it removes the penalties and disabilities, and restores
him to all his civil rights; it makes him, as it were, a
new man, and gives him a new credit and capacit3^ "
What is a "pardon" which makes a man as innocent
as if he had never committed the offence? The Supreme
Court has answered the question in the case of Osborn
vs. United States. ^ A Southern man, who had received a
pardon for treasonable acts as a Confederate soldier, pe-
titioned the United States District Court of Kansas for
the restoration of certain bonds and mortgages which
had been confiscated during the Civil War. The bonds
and mortgages had been collected or foreclosed, and
the proceeds paid into court, where the clerk, judge,
and coiu-t officers seem to have divided the money
among themselves. At all events none of it ever got
into the national treasury. The District Court denied
the application on the ground that one of the conditions
of his pardon was that he should not claim any property
which had been sold by order of court under confisca-
tion laws. The case was taken to the Supreme Court,
where Justice Field sustained the petitioner in an opin-
ion which is alive with the just indignation of an honest
man. He said:
The pardon, as is seen, embraces all offences arising from
participation of the petitioner, direct or indirect, in the
rebellion. It covers, therefore, the offences for which the
forfeiture of his property was decreed .... The pardon
of the offence necessarily carried with it the release of the
' 91 U. S. Rep., 474.
324 AMERICAN PLAN OF GOVERNMENT
penalty attached to its commission, so far as such release
was in the power of the government, unless specially re-
strained by exceptions embraced in the instrument itself.
It is of the very essence of a pardon that it releases the
offender from the consequences of his offence.
The President has power to grant reprieves and par-
dons except in cases of impeachment. This exception
was made in order to keep the control of administrative
officers in the hands of the Congress. The founders of
our republic did not propose to let the President, by ex-
ercising the prerogative of mercy in impeachment cases,
keep undesirable favorites in office.
Art. n., Sec. 2 (continued). He [the President] shall
have Power, by and with the Advice and Consent of
the Senate, to make Treaties, provided two-thirds of the
Senators present concur; and he shall nominate, and
by and with the Advice and Consent of the Senate,
shall appoint Ambassadors, other public Ministers and
Consuls, Judges of the supreme Court, and all other
Officers of the United States, whose Appointments are
not herein otherwise provided for, and which shall be
established by Law : but the Congress may by Law vest
the Appointment of such inferior Officers, as they think
proper, in the President alone, in the Courts of Law,
or in the Heads of Departments.
The Confederation had failed to measiire up to the
needs of the new republic mainly because its Congress
had tried to do everything. The ministers plenipo-
tentiary who had negotiated treaties with foreign na-
tions, had had to confide momentous diplomatic secrets
to an ill-regulated legislative body whose members could
EXECUTIVE GOVERNMENT IN THE U. S. 325
not be prevented from blabbing. The chiefs of the
executive departments of war and finance had been sub-
ject to the whims and caprices of a Congress, the make-
up of which had changed frequently. The makers of
the Constitution, according to the resolution of Congress
under which they had met, were so to revise the Articles
of Confederation as to "render the Federal Constitution
adequate to the exigencies of the government and the
preservation of the Union. " ^ They fulfilled that duty,
in part at least, by entrusting to the President and the
Senate the control of foreign relations and governmental
appointments.
He shall have Power, by and with the Advice and Consent
of the Senate, to make Treaties, provided two-thirds of the
Senators present concur.
''However proper and safe," said Hamilton in the
Federalist,' "it may be in governments where the execu-
tive magistrate is an hereditary monarch, to commit
to him the entire power of making treaties, it would be
utterly unsafe and improper to intrust that power to an
elective magistrate of four years' duration. . . . The
history of human conduct does not warrant that ex-
alted opinion of human virtue which would make it
wise in a nation to commit interests of so delicate and
momentous a kind, as those which concern its inter-
course with the rest of the world, to the sole disposal of
a magistrate created and circumstanced as would be a
President of the United States.
"To have entrusted the power of making treaties to
the Senate alone, would have been to relinquish the
benefits of the Constitutional agency of the President
in the conduct of foreign negotiations .... Though
it would be imprudent to confide in him solely so impor-
' 4 Journals of Congress, 724. • No. 75.
326 AMERICAN PLAN OF GOVERNMENT
tant a trust, yet it cannot be doubted that his participa-
tion would materially add to the safety of the society.
It must, indeed, be clear to a demonstration that the
joint possession of the power in question, by the Presi-
dent and Senate, would afford a greater prospect of
security, than the separate possession of it by either
of them ....
"The remarks made in a former number . . . will
apply with conclusive force against the admission of the
House of Representatives to a share in the formation of
treaties. The fluctuating and, taking its futiu*e increase
into the account, the multitudinous composition of that
body, forbid us to expect in it those qualities which are
essential to the proper execution of such a trust. Ac-
curate and comprehensive knowledge of foreign politics ;
a steady and systematic adherence to the same views;
a nice and uniform sensibility to national character ;
decision, secrecy, and despatch, are incompatible with
the genius of a body so variable and so numerous. . . .
"The only objection which remains to be canvassed,
is that which would substitute the proportion of two
thirds of all the members composing the senatorial
body, to that of two thirds of the members present.
It has been shown . . . that all provisions which
require more than a majority of any body to its resolu-
tions, have a direct tendency to embarrass the operations
of the government, and an indirect one to subject the
sense of the majority to that of the minority. This
consideration seems sufficient to determine oiu" opinion,
that the convention have gone as far in the endeavor to
secure the advantage of numbers in the formation of
treaties, as could have been reconciled either with the
activity of the public councils or with a reasonable regard
to the major sense of the community. If two thirds
EXECUTIVE GOVERNMENT IN THE U. S. 327
of the whole number of members had been reqmred, it
would, in many cases, from the non-attendance of a
part, amount in practise to a necessity of unanimity."
The President and Senate have exclusive control of
the making of all treaties except those involving the
expenditure of money. The courts so decided in 1852,
when the question was presented in the case of Turner
vs. The American Baptist Missionary Union.^
\ In 1838, a man named Turner took up under the land
laws a quarter-section (160 acres) of certain lands at the
Falls of the Grand River in Michigan, upon which the
Baptist missionaries then had their station. In 1842,
he obtained another title from a man who had purchased
a part of the land from the State of Michigan which
under the provisions of the act of admission to the
Union, had claimed title to all vacant lands. The
missionaries had supposed they had a good title to the
property under a treaty made by the United States
with the Indians in March, 1836, in which it had been
stipulated that "The mission establishment upon the
Grand River shall be appraised and the proper value
paid to the proper Boards." This treaty had been
amended in the Senate by a provision that the mission-
ary society should have the proceeds of the sale of 160
acres of land upon which their buildings stood. Because
the treaty called for a payment of money. Congress had
enacted a statute to give effect to its provisions. When
Mr. Turner asserted his right to these lands, the mis-
sionary society brought an action for their recovery,
and Turner retaliated by asking for an injunction re-
straining the missionaries from prosecuting their case.
The United States Circuit Court of Ohio, where this
case was heard, therefore, had before it questions which
' 5 McL-ean's Rep., 344.
328 AMERICAN PLAN OF GOVERNMENT
called for explanations of the nature and application of
the treaty power. The Court said :
A treaty, under the federal constitution, is declared to be
the supreme law of the land. This, unquestionably, ap-
plies to all treaties, where the treaty-making power, with-
out the aid of Congress, can carry it into effect. It is not,
however, and cannot be the supreme law of the land, where
the concurrence of Congress is necessary to give it effect.
Until this is exercised, as where the appropriation of money
is required, the treaty is not perfect. It is not operative,
in the sense of the Constitution, as money cannot be appro-
priated by the treaty-making power. This results from the
limitations of our government. The action of no depart-
ment of the government can be regarded as a law until it
shall have all the sanctions required by the Constitution
to make it such. As well might it be contended that an
ordinary act of Congress, without the signature of the Presi-
dent, was a law, as that a treaty which engages to pay a sum
of money, is in itself a law. And in such a case, the repre-
sentatives of the people and the States exercise their own
judgments in granting or withholding the money. They
act upon their own responsibility, and not upon the re-
sponsibility of the treaty-making power. It cannot bind
or control the legislative action in this respect, and every
foreign government may be presumed to know, that so far
as the treaty stipulates to pay money, the legislative sanc-
tion is required.
The treaty-making power is limited to contracts
which this government may make with other nations.
The President has no authority to lay down any new
rule of diplomacy or proclaim a foreign policy uncon-
nected with the making of treaties. Nevertheless the
President can serve notice on all the world that the
United States will not allow other governments to
EXECUTIVE GOVERNMENT IN THE U. S. 329
meddle with the internal affairs of any American republic
or establish new colonies in any part of this hemisphere.
This is the substance of the "Monroe doctrine."
In 1 81 5, after the battle of Waterloo, the Emperors of
Austria and Russia and the King of Prussia formed the
Holy Alliance which had for its object the preservation
of the rights and interests of European dynasties. It
was an alliance of kings against the spirit of republican-
ism. The United States paid no attention to this
alliance until 1823, when the royal association under-
took to help the King of Spain regain his American
dependencies which had declared their independence.
Richard Rush, our minister to England, at once gave
notice that the United States would object to any
meddling in the affairs of this hemisphere, and on
December 2, 1823, President Monroe took up the ques-
tion in a message to Congress, which has been called the
Second Declaration of Independence. He said in part :
We owe it, therefore, to candor and to the amicable rela-
tions existing between the United States and those powers,
to declare that we should consider any attempt on their part
to extend their system to any portion of this hemisphere as
dangerous to our peace and safety. With the existing colo-
nies or dependencies of any European power, we have not
interfered and shall not interfere. But with the govern-
ments who have declared their independence and main-
tained it, and whose independence we have, on great
consideration and on just principles, acknowledged, we
could not view any interposition for the purpose of op-
pressing them or controlling in any other manner their
destiny, by any European power, in any other light than a
manifestation of an unfriendly disposition toward the
United States, . . . The American continents, by the
free and independent condition which they have assumed
330 AMERICAN PLAN OF GOVERNMENT
and maintain, are henceforth not to be considered as
subjects for future colonization by any European powers.^
He shall nominate, and by and with the Advice and
Consent of the Senate, shall appoint Ambassadors,
. . . Judges of the supreme Court, and all other Officers
of the United States, whose Appointments are not herein
otherwise provided for. "To what purpose then require
the co-operation of the Senate in the appointment of
public officers?" asked Hamilton in The Federalist.'^
" I answer that the necessity of their concurrence would
have a powerful, though, in general, a silent operation.
It would be an excellent check upon a spirit of favoritism
in the President, and would tend greatly to prevent the
appointment of unfit characters from State prejudice,
from family connection, from personal attachment, or
from a view to popularity. In addition to this, it
would be an efficacious source of stability in the ad-
ministration."
Who are "officers of the United States?" "An office, "
said Justice Miller of the Supreme Court in the case of
U. S. vs. Hartwell,^ "is a public station, or employment,
conferred by the appointment of government. The
term embraces the ideas of tenure, duration, emolument,
duties. Unless a person in the service of the govern-
ment . . . holds his place by virtue of an appoint-
ment by the President, or of one of the courts of justice,
or heads of department, he is not ... an officer of
the United States."
The Supreme Court declared that the power to
appoint officers includes, by necessary implication of
law, the power to remove. This looks like amending
* Moore's American Diplomacy, p. 148. » No. 75.
*6 Wallace's Rep., 385, 393.
EXECUTIVE GOVERNMENT IN THE U. S. 331
the supreme law of the land by judicial decision instead
of by the method prescribed in the Constitution.
In the case of Ex Parte Hennen,^ decided in 1839, it
was brought to the attention of the Supreme Court
that a Federal district judge in Louisiana had removed
the clerk of his court without assigning any cause except
that he wished to give the place to a friend. The clerk,
thus removed, asked the judges of the Circuit Court
to continue him in office upon the ground that he had
been legally appointed to the clerkship and, not having
resigned, was still legally clerk of the coiurt. The cir-
cuit judges, not being able to agree upon the question
thus presented, certified the case to the Supreme
Court, which handed down a decision written by Justice
Thompson, upholding the removal for the following
reasons :
All offices, the tenure of which is not fixed by the Con-
stitution or limited by law, must be held either during good
behavior, or (which is the same thing in contemplation of
law) during the life of the incumbent; or must be held at the
will and discretion of some department of the government,
and subject to removal at pleasure.
It cannot, for a moment, be admitted, that it was the in-
tention of the Constitution, that those offices which are
denominated inferior offices should be held during life.
And if removable at pleasure, by whom is such removal to
be made? In the absence of all constitutional provision,
or statutory regulation, it would seem to be a sound and
necessary rule to consider the power of removal as incident
to the power of appointment.
Art. 11., Sec. 2 (continued). The President shall
have Power to fill up all Vacancies that may happen
« 13 Peters' Rep., 230.
332 AMERICAN PLAN OF GOVERNMENT
during the Recess of the Senate, by granting Commis-
sions which shall expire at the End of their next Session.
In the case of In re Farrow, ^ the United States Circuit
Court had to pass upon the validity of a recess appoint-
ment to a vacancy which had occurred during a session
of the Senate. The term of Henry P. Farrow, United
States District Attorney for Georgia, had expired on
April 19, 1880, and he had been reappointed by one of
the justices to serve until an appointment should be
made by the President. In May, 1880, while the Sen-
ate was still in session, the President had nominated
John S. Bigby for the office, but the nomination had not
been confirmed when the upper House had adjourned
during the following month. Thereupon the President
gave Bigby a recess appointment and issued his com-
mission. Farrow refused to surrender the office on the
ground that Bigby had been appointed to a vacancy
which had happened during a session of the Senate, and
not "diiring the recess of the Senate." Justice Woods
decided the controversy mainly upon the authority of
numerous opinions which had been rendered by
attorney-generals of the United States, saying in part :
The first opinion given upon this point is that of Mr.
William Wirt, attorney general under President Monroe,
... in which he argues for the construction claimed in
support of the President's action in this case. He says "in
reason, it seems to me perfectly immaterial when the va-
cancy first arose, for, whether it arose during the session of
the Senate or during their recess, it equally requires to be
filled. The Constitution does not look to the moment of
the origin of the vacancy, but tb the state of things at the
point of time at which the President is called on to act. Is
* 13 Federal Rep., 112.
EXECUTIVE GOVERNMENT IN THE U. S. 333
the Senate in session? Then he must make a nomination
to that body. Is it in recess? Then the President must
fill the vacancy by a temporary commission. This seems
to me the only construction of the Constitution which is
compatible with its spirit, reason, and purpose, while at the
same time it offers no violence to its language, and these are,
I think, the governing points to which all sound construction
looks. "... The only authority relied on to support the
other view is the case decided by the late Judge Cad wallader,
the learned and able United States District Judge for the
Eastern District of Pennsylvania. It is no disparagement
to Judge Cadwallader to say that his opinion, unsupported
by any other, ought not to be held to outweigh the authority
of the great number which are cited in support of the op-
posite view, and of the practise of the executive department
for nearly sixty years, the acquiescence of the Senate therein,
and the recognition of the power claimed by both houses of
Congress. I therefore shall hold that the President had
constitutional power to make the appointment of Bigby,
nothwithstanding the fact that the vacancy filled by his
appointment first happened when the Senate was in session.
Art. n., Sect. 3. He [The President] shall from time
to time give to the Congress Information of the State
of the Union, and recommend to their Consideration
such Measures as he shall judge necessary and expedi-
ent; he may, on extraordinary Occasions, convene both
Houses, or either of them, and, in Case of Disagree-
ment between them, with Respect to the Time of Ad-
journment, he may adjourn them to such Time as he
shall think proper; he shall receive Ambassadors and
other public ministers; . . . and shall Commission
all the Officers of the United States.
These are instructions which the People of the
United States have given to their chief executive officer.
334 AMERICAN PLAN OF GOVERNMENT
The President, because he has these orders, has some
control over the legislative body, although he has no
direct legislative power. Being so instructed, he ex-
tends to the diplomatic representatives of other nations
the formal recognition without which they could not act ;
yet the power of the Senate to a controlling voice in all
negotiations with diplomatists is not modified or
changed. It is the President's duty to enforce obedi-
ence to the laws of the nation by executing the man-
dates and orders of the courts; but this duty does not
add to, or take away from, his power as supreme com-
mander of the army and navy. The war powers of the
Congress are not modified in any particular by the Presi-
dent's obligation to keep the peace.
He shall from time to time give to the Congress Informa-
tion of the State of the Union, and recommend to their
Consideration such Measures as he shall judge necessary
and expedient. Our earlier Presidents thought they had
performed their whole duty when they had told the
Senators and Representatives what they ought to know
about the state of the nation and what they ought to do
about it. That rule no longer governs. The President
now can speak his mind, if he chooses, in one of the
40,000-word addresses to the world which President
Roosevelt used to send to the Congress to be read by
relays of clerks to rows of empty benches at the joint
session, and afterward read religiously by the bulk of
the people in their homes. He can, like President Wil-
son, read in person short, pithy, eloquent addresses,
worthy of ranking as classics. President Washington
and the elder Adams, who were naturally stately and
ceremonious, made set speeches, perhaps because they
liked to deliver the President's message to Congress in
the manner of an English King's speech from the throne.
EXECUTIVE GOVERNMENT IN THE U. S. 335
Jefferson, who "wrote like an angel," but could not
make a speech to save his life, set the fashion of written
messages which prevailed until President Wilson revived
the older custom.
He may, on extraordinary Occasions, convene both
Houses, or either of them. The President quite fre-
quently'^ has called both Houses of Congress to meet in
extra session; but, *'the principal exercise of this power
has been in proclamations in which the President has
called the Senate together, at the close of a session of
Congress, for the purpose of considering appointments
to offices and sometimes treaties.**^
A nd shall Commission all the Officers of the United States.
It is the duty of the President to deliver their commis-
sions to all properly appointed officers of the United
States. For example, the Supreme Court ruled in the
case of Marbury vs. Madison' that an appointment made
by President John Adams during the last hours of his
administration, was valid and binding because the com-
mission to the appointee had been signed and sealed,
though not delivered. Chief Justice Marshall stated
in his opinion in that case that an officer so appointed
had a legal right to his position for the term fixed by the
act of Congress creating it, that the President was in
duty bound to issue a commission to all persons who
had been appointed to an office created by an act of
Congress, and that if the President had refused to per-
form his duty in such a case, the Supreme Court had a
constitutional right to direct him to do so. Chief
Justice Marshall said:
By the Constitution of the United States, the President
is vested with certain important political powers, in the
* Miller, On the Constitution, p. 170. ■ i Cranch's Rep., 137.
336 AMERICAN PLAN OF GOVERNMENT
exercise of which he is to use his own discretion, and is
accountable only to his country in his political character,
and to his own conscience. To aid him in the performance
of these duties, he is authorized to appoint certain officers,
who act by his authority and in conformity with his orders.
In such cases their acts are his acts; and whatever opinion
may be entertained of the manner in which executive
discretion may be used, still there exists, and can exist,
no power to control that discretion. Their subjects are
political. They respect the nation, not individual rights,
and being intrusted to the executive, the decision of the
executive is conclusive. The application of this remark will
be perceived by adverting to the act of Congress for estab-
lishing the department of foreign affairs. This officer, as
his duties were prescribed by that act, is to conform pre-
cisely to the will of the President. He is the mere organ by
whom that will is communicated. The acts of such an
officer, as an officer, can never be examinable by the
courts.
But when the legislative proceeds to impose on that officer
other duties, when he is directed peremptorily to perform
certain acts; when the rights of individuals are dependent on
the performance of those acts ; he is so far the officer of the
law; is amenable to the laws for his conduct; and cannot at
his discretion sport away the vested rights of others ....
This, then, is a plain case for a mandamus [court order],
either to deliver the commission, or a copy of it from the
record; and it only remains to be inquired, Whether it can
issue from that Court ....
The Constitution vests the whole judicial power of the
United States in one Supreme Court, and in such inferior
courts as Congress shall, from time to time, ordain and
establish. This power is expressly extended to all cases
arising under the laws of the United States; and, conse-
quently, in some form, may be exercised over the present
case, because the right claimed is given by a law of the
United States.
EXECUTIVE GOVERNMENT IN THE U. S. 337
Art. IT., Sec. 3. (Part of.) He shall take Care that
the Laws be faithfully executed.
The command to "take care that the laws be faith-
fully executed," being fully interpreted, signifies that
the laws are to be carried into execution "as they are
expounded and adjudged " by the judiciary. This point
was made by Chief Justice Taney in his opinion in the
case of Ex Parte Merryman, ^ which grew out of the first
incidents of the Civil War.
The President executes the Constitution, laws, and
treaties of the United States in his own way until the
courts decide upon the meaning and application of the
written law of the United States. For example, until
the Chinese Exclusion Case' was decided in 1888, the
President through his officers obeyed the instructions of
Congress concerning restricting the admission of Chi-
nese laborers. The Supreme Court in passing upon this
case, which is more correctly called Chae Chan Ping vs.
United States, explained the policy of the United States
on the whole subject of immigration. Chae Chan Ping,
a Chinese subject who had resided in San Francisco
since 1875, went back to China on a visit in 1887, having
first obtained a certificate or license issued under the
Chinese Exclusion Act of 1882, entitling him to re-
admission to the United States. On September 7, 1888,
he left Hong Kong on his return voyage, arriving at
San Francisco on October 8, 1888. On October i, 1888,
Congress had passed an act supplementary to the Ex-
clusion Act of 1882, declaring null and void all certifi-
cates authorizing re-admission which had been issued
to Chinese laborers who had left the United States and
had not returned prior to the passage of the act. The
• Taney's Decisions, 246. ' 130 U. S. Rep., 581.
338 . AMERICAN PLAN OF GOVERNMENT
collector of customs of San Francisco, therefore, refused
to accept Chae Chan Ping's certificate and ordered him
to be deported to China. The Chinaman then brought
an action in the United States Circuit Court of California
in which he claimed that he had been unlawfully ex-
cluded from the United States. This case was taken
to the Supreme Court which decided that he had no
right to be readmitted to the United States. Justice
Field, himself a Califomian, delivered the opinion of the
court in words which showed plainly that, while he
believed in the policy of excluding Chinese laborers, he
thought Congress had not been quite fair in the way it
had dealt with them. He said:
The discovery of gold in California in 1848, as is well
known, was followed by a large immigration thither from
all parts of the world, attracted not only by the hope of
gain from the mines, but from the great prices paid for
all kinds of labor. The news of the discovery penetrated
China, and laborers came from there in great numbers, a
few with their own means, but by far the greater number
under contract with employers for whose benefit they
worked. These laborers readily secured employment, and,
as domestic servants, and in various kinds of out-door work,
proved to be exceedingly useful. For some years little
opposition was made to them except when they sought to
work in the mines, but, as their numbers increased, they
began to engage in various mechanical pursuits and trades,
and thus came in competition with our artisans and mechan-
ics, as well as our laborers in the field.
The competition steadily increased as the laborers came
in crowds on each steamer that arrived from China, or
Hong Kong, an adjacent English port. They were gener-
ally industrious and frugal. Not being accompanied by
families, except in rare instances, their expenses were small ;
and they were content with the simplest fare, such as would
EXECUTIVE GOVERNMENT IN THE U. S. 339
not sufSce for our laborers and artisans. The competition
between them and our people was for this reason altogether
in their favor, and the consequent irritation, proportionately
deep and bitter, was followed, in many cases, by open con-
flicts to the great disturbance of the public peace. . . .
So urgent and constant were the prayers for relief against
existing and anticipated evils, both from the public author-
ities of the Pacific Coast and from private individuals that
Congress was impelled to act on the subject. Many per-
sons, however, both in and out of Congress, were of opinion
that so long as the treaty [with China, negotiated by Anson
Burlingame in 1868] remained unmodified, legislation re-
stricting immigration would be a breach of faith with
China. A statute was accordingly passed appropriating
money to send commissioners to China to act with our
minister there in negotiating and concluding by treaty a
settlement of such matters of interest between the two
governments as might be confided to them. . . . Such
commissioners were appointed, and as the result of their
negotiations the supplementary treaty of November 17,
1880, was concluded and ratified in May of the following
year .... It declares in its first article that ' ' Whenever,
in the opinion of the Government of the United States,
the coming of Chinese laborers to the United States or their
residence therein, affects or threatens to affect the interests
of that country, or to endanger the good order of the said
country or of any locality within the territory thereof, the
Government of China agrees that the Government of the
United States may regulate, limit, or suspend such coming
or residence, but may not absolutely prohibit it. The limi-
tation or suspension shall be reasonable and shall apply
only to Chinese who may go to the United States as laborers,
other classes not being included in the limitations. Legisla-
tion taken in regard to Chinese laborers will be of such a
character only as is necessary to enforce the regulation,
limitation, or suspension of immigration, and immigrants
shall not be subject to personal maltreatment or abuse."
340 AMERICAN PLAN OF GOVERNMENT
In its second article it declares that "Chinese subjects,
whether proceeding to the United States as teachers,
students, merchants, or from curiosity, together with their
body and household servants, and Chinese laborers who
are now in the United States shall be allowed to go and come
of their own free will and accord, and shall be accorded all
the rights, privileges, immunities, and exemptions which are
accorded to the citizens and subjects of the most favored
nation." . . .
On the 6th of May, 1882, an act of Congress was approved
to carry this supplementary treaty into effect. . , .
Its first section declares that after ninety days from the
passage of the act, and for the period of ten years from its
date, the coming of Chinese laborers to the United States is
suspended, and that it shall be unlawful for any such laborer
to come, or having come, to remain within the United
States. . . .
To prevent the possibility of the policy of excluding Chi-
nese laborers being evaded, the act of October i, 1888, the
validity of which is the subject of consideration in this case,
was passed. . . . It is as follows : "Be it enacted . . .
That from and after the passage of this act, it shall be un-
lawful for any Chinese laborer, who shall at any time hereto-
fore have been, or who may now or hereafter be, a resident
within the United States, and who shall have departed, or
shall depart therefrom, and shall not have returned before
the passage of this act, to return to, or remain in the United
States. . . . That . , . every certificate heretofore issued
[under the act of 1882] ... is hereby declared void and
of no effect, and the Chinese laborer claiming admission by
virtue thereof shall not be permitted to enter the United
States." . . . The validity of this act . . . is assailed
as being in effect an expulsion from the country of Chinese
laborers in violation of existing treaties between the United
States and the government of China, and of rights vested in
them under the laws of Congress ....
It must be conceded that the act of 1888 is in contra ven-
EXECUTIVE GOVERNMENT IN THE U. S. 341
tion of express stipulations of the treaty of 1868 and of the
supplemental treaty of 1880, but it is not on that account
invalid or to be restricted in its enforcement. The treaties
were of no greater legal obligation than the act of Congress.
By the Constitution, laws made in pursuance thereof and
treaties made under the authority of the United States are
both declared to be the supreme law of the land, and no
paramount authority is given to one over the other. A
treaty . . . is in its nature a compact between nations and
is often merely promissory in its character, requiring legis-
lation to carry its provisions into effect. Such legislation
will be open to future repeal or amendment. If a treaty
operates by its own force, and relates to a subject within the
power of Congress, it can be deemed in that particular only
the equivalent of a legislative act, to be repealed or modified
at the pleasure of Congress. In either case the last expres-
sion of the sovereign will must control ....
That the government of the United States, through the
action of its legislative department, can exclude aliens from
its territory is a proposition which we do not think open
to controversy. Jurisdiction over its own territory to that
extent is an incident of every independent nation. It is a
part of its independence. If it could not exclude aliens, it
would be to that extent subject to the control of another
power. . . ,
The power of exclusion of foreigners being an incident
of sovereignty belonging to the government of the United
States, as a part of those sovereign powers delegated by the
Constitution, the right to its exercise at any time when,
in the judgment of the government, the interests of the
country require it, cannot be granted away or restrained on
behalf of any one. The powers of government are delegated
in trust to the United States, and are incapable of transfer
to any other parties. They cannot be abandoned or sur-
rendered. Nor can their exercise be hampered, when
needed for the public good, by any considerations of private
interest. The exercise of these public trusts is not the sub-
342 AMERICAN PLAN OF GOVERNMENT
ject of barter or contract. Whatever license, therefore,
Chinese laborers may have obtained, previous to the act of
October i, 1888, to return to the United States after their
departure, is held at the will of the government, revocable
at any time, at its pleasure. Whether a proper considera-
tion by our government of its previous laws, or a proper
respect for the nation whose subjects are affected by its
action, ought to have qualified its inhibition and made it
applicable only to persons departing from the country after
the passage of the act, are not questions for judicial deter-
mination. If there be any just complaint on the part of
China, it must be made to the political department of our
government, which alone is competent to act upon the
subject.
The President also is in duty bound to take care that
the laws and treaties for the extradition of fugitives
from justice be faithfully executed. Upon request of
any foreign country with which we are on good terms,
it is part of the work of our executive magistrate to
arrest and deliver up any foreign criminals who have
evaded the officers of justice in his own country. Any
international treaty which provides for the extradition
of escaped offenders is a part of the supreme law of the
land which the President enforces. Also, when the
United States wishes to lay hands on rascals who have
escaped from its jurisdiction, the chief magistrate at
Washington asks for their arrest and surrender.
In the case of Terlinden vs. Ames,^ the German Em-
pire asked the United States to surrender one Gerhard
Terlinden who, after committing forgery on a grand
scale in Prussia, had escaped to the United States.
Terlinden was arrested in Chicago on complaint of the
imperial consul and brought before a commissioner of
» 184 U. S. Rep., 270.
EXECUTIVE GOVERNMENT IN THE U. S. 343
the United States Court, who ordered that he be held
for extradition. The rogue then petitioned the United
States Court for an order directing his release upon the
ground that the German Empire could not properly
demand his surrender to Prussia for trial, because the
treaty of 1852 between the United States and Prussia
had been terminated by the establishment in 187 1 of the
German Empire. Therefore he claimed that there was
no treaty under which he could be surrendered. Chief
Justice Fuller, who gave the decision of the court, said :
The application of the foreign government was made
through the proper diplomatic representative of the German
Empire, . . . and the complaint before the commissioner
was made by the proper consular authority representing the
German Empire. . . . We concur in the view that the
question whether power remains in a foreign State to carry
out its treaty obligations is in its nature political and not
judicial, and that the courts ought not to interfere with the
conclusions of the political department in that regard ....
Extradition may be sufficiently defined to be the surrender
by one nation to another of an individual accused or con-
victed of an offence outside of its own territory, and within
the territorial jurisdiction of the other, which, being com-
petent to try and to punish him, demands his surrender.
. . . If it be assumed . . . that the commissioner, on
hearing, deemed the evidence sufficient to sustain the
charges, and certified his findings and the testimony to the
Secretary of State, and a warrant for the surrender of Ter-
linden on the proper requisition was duly issued, it cannot
be successfully contended that the courts could properly
intervene on the ground that the treaty under which both
governments had proceeded, had terminated by reason of
the adoption of the constitution of the German Empire,
notwithstanding the judgment of both governments to the
contrary. The decisions of the Executive Department in
344 AMERICAN PLAN OF GOVERNMENT
matters of extradition, within its own sphere, and in ac-
cordance with the Constitution, are not open to judicial
revision.
Fugitives from justice, brought back to the United
States, cannot be put on trial for any offences except
those stated in the extradition proceedings. In the case
of United States vs. Rauscher, ^ tried in the Federal Court
in New York City, William Rauscher, who had been
surrendered by Great Britain to be tried for the murder
on the high seas of a man named Janssen, was indicted
and convicted on a charge of cruel treatment of the same
man. Rauscher at once petitioned the court for release
on the ground that he had been extradited on one
charge and had been tried on another. Justice Miller
sustained his contention, saying:
Upon a review of the decisions of the Federal and State
courts, to which may be added the opinions of the distin-
guished writers which we have cited in the earlier part of
this opinion, we feel authorized to state that the weight of
authority and of sound principle are in favor of the proposi-
tion, that a person who has been brought within the juris-
diction of the court by virtue of proceedings under an
extradition treaty, can only be tried for one of the offences
described in that treaty, and for the offence with which he
is charged in the proceedings for his extradition, until a
reasonable time and opportunity have been given him, after
his release or trial on such charge, to return to the country
from whose asylum he had been forcibly taken under those
proceedings.
Art. n., Sec. 4. The President, Vice President, and
all civil OfGlcers of the United States, shall be removed
* 1 19 U.S. Rep., 407.
EXECUTIVE GOVERNMENT IN THE U. S. 345
from Office on Impeachment for, and Conviction of,
Treason, Bribery, or other high Crimes and Misde-
meanors.
In the decision of the case of Langford vs. The United
States,^ the Supreme Court pointed out this difference
between ours and other forms of government : that the
officers of the United States, however exalted, are them-
selves accountable for their misdeeds. They cannot
shift the consequences upon their subordinates. Lang-
ford, as assignee of the American Board of Commission-
ers for Foreign Missions, had brought action against the
United States in the Court of Claims upon his complaint
that certain Indian agents had taken forcible possession
of buildings which the Board had erected and owned.
The claim of the United States was that upon the old
English common law principle that the king can do no
wrong, the government, "in taking and using the pro-
perty of an individual against his consent, cannot be
guilty of ... a wrongful act for which it is answer-
able to a court." Justice Miller ruled to the contrary,
saying :
It is not easy to see how the first proposition [that the
King can do no wrong] can have any place in our system of
government. We have no king to whom it can be applied.
The President, in the exercise of the executive functions,
bears a nearer resemblance to the limited monarch of the
English government than any other branch of our govern-
ment, and is the only individual to whom it could possibly
have any relation. It cannot be applied to him, because
the Constitution admits that he may do wrong, and has
provided, by the proceeding of impeachment, for his trial
for wrong-doing, and his removal from office if found guilty.
None of the eminent counsel who defended President John-
» 101 U. S. Rep., 341.
346 AMERICAN PLAN OF GOVERNMENT
son on his impeachment trial asserted that by law he was
incapable of doing wrong, or that, if done, it could not, as
in the case of the King, be imputed to him, but must be laid
to the charge of the ministers who advised him. It is to be
observed that the English maxim does not declare that the
government, or those who administer it, can do no wrong;
for it is a part of the principle itself that wrong may be done
by the governing power, for which the ministry, for the
time being, is held responsible; and the ministers personally,
like our President, may be impeached; or if the wrong
amounts to a crime, they may be indicted and tried at law
for the offense. We do not understand that either in refer-
ence to the government of the United States, or of the
several States, or of any of their officers, the English maxim
has an existence in this country.
PART vn
Judicial Government in the United States
347
CHAPTER XX
THE GRANT OF JUDICIAL POWER
Art. ni., Sec. i. The judicial Power of the United
States shall be vested in one supreme Court, and in such
inferior Courts as the Congress may from time to time
ordain and establish. The Judges, both of the supreme
and inferior Courts, shall hold their Offices during
good Behaviour, and shall, at stated Times, receive for
their Services, a Compensation, which shall not be
diminished during their Continuance in Office.
In April, 1851, Justice Nelson of the Supreme Court
gave a definition of the words "judicial power" in the
course of a special charge to a grand jury, ' in which he
said:
The judicial power mentioned in the Constitution and
vested in the courts, means the power conferred upon
courts ordained and established by and under the Con-
stitution, in the strict and appropriate sense of that term
— courts that compose one of the three great departments
of the government prescribed by the fundamental law
the same as the other two, the legislative and the executive.
The jtidicial Power . . . shall be vested in one su-
preme Court. " In modern times, and under our form of
government," said Judge McCabe in White County
Commissioners vs. Givin,' "the judicial power is exer-
' Blatchford's Rep., 635, 643. * 136 Indiana Rep., 562.
349
350 AMERICAN PLAN OF GOVERNMENT .
cised by means of courts. A court is an instrumen-
tality of government. It is a creation of, the law, and
in some respects it is an imaginary thing, that exists
only in legal contemplation, very similar to a corpora-
tion. A time when, a place where, and the persons
by whom judicial functions are to be exercised, are
essential to complete the idea of a court. It is in its
organized aspect, with all these constituent elements of
time, place, and officers, that it completes the idea of a
court in the general legal acceptance of the term."
A "supreme court" contains another idea. "The
word 'supreme' means highest in the sense of final or
last resort," said Judge Dent of the Supreme Court
of West Virginia in the case of Koonce vs. DooUttle.^
"Here all litigation must end, and when this court has
once finally determined a question it has no power to
reopen it. " The supreme courts of States are courts of
last resort in all matters reserved to the States; the
Supreme Court of the United States is the final author-
ity in all federal matters.
The judicial power of the United States is something
which must be reckoned with, because the courts of the
United States can and will summon all the civil officers
and the whole military power of the People of the United
States for the enforcement of their orders and mandates.
For example, within twenty years after the Constitution
had been adopted, Pennsylvania was taught in a very
masterly way that the whole power of the richest and
perhaps most powerful State in the Union wotild have to
yield before the simple command of the Supreme Cotut
of the United States.
This lesson was given by a decree in the case of United
States vs. Peters,' in which United States District
» 48 West Va. Rep., 592. ' 3 Dallas' Rep., 135.
JUDICIAL GOVERNMENT IN THE U. S. 351
Judge Peters of Philadelphia was directed to enforce a
judgment of his court, which the State legislature had
ordered the governor of Pennsylvania to resist by military
force if necessary. This conflict of authority between a
great State of the United States and the Supreme Court
of the United States had grown out of an incident of the
War for Independence. In 1776, Gideon Olmsted, a
Connecticut ship captain on a trading voyage in the
West Indies, was captvured by the British and put on
board a sloop of war bound for New York with supplies
for Sir William Howe's army. Captain Olmsted and
three other prisoners below the decks melted their
pewter spoons and dishes into a substitute for bullets,
broke open the hatches, overpowered the captain and
crew of the sloop, and drove them below the decks,
where they had to stay because Olmsted had got
possession of a swivel gun and trained it on the hatch-
way. The British officer and his men, however, did not
give up the struggle. On the contrary, hoping to make
the vessel unmanageable, they cut a hole in the stern
and wedged the rudder. After two days of hunger and
thirst, however, they surrendered. The new commander
then sailed for Egg Harbor on the New Jersey coast.
Almost in sight of land, he was overhauled by two armed
vessels — the Convention, owned by the State of Penn-
sylvania, and the Le Gerard, a privateer. The captains
of the vessels were sure that Olmsted's story of having
captured this ship of war with only three men was a
pretense. They insisted that the British captain, per-
ceiving that his ship was sure to be captured, had fixed
up a scheme with Olmsted to let him appear to be the
captor, and later divide up the proceeds of the prize
sale.
The case was heard in the Philadelphia Admiralty
352 AMERICAN PLAN OF GOVERNMENT
Court which decided that the sloop and its cargo should
be sold, and that Olmsted should have one fourth of the
proceeds of the sale, the balance to be divided between
the State of Pennsylvania and the owners of the Le
Gerard. Olmsted, who was not the man to submit to
injustice, promptly appealed to a committee of the
Continental Congress which, at that time, constituted
the "United States Court of Commissioners of Appeals
in Admiralty Cases." In September, 1778, the Com-
missioners of Appeals reversed the decision of the
Philadelphia Admiralty Court and directed that the
captured vessel and cargo should be sold and the pro-
ceeds paid over to Olmsted. The marshal of the Phila-
delphia court, after selling the property for £47,981.
2s. 5d. proclamation money, which later became of
some value, paid over that sum, not to Olmsted but to
Judge Ross of Philadelphia, who in turn handed it over
to David Rittenhouse, treasurer of Pennsylvania.
In 1790, Judge Ross died. Olmsted then brought an
action against his executors to recover the proceeds of
the sale, and they in turn sued State Treasurer Ritten-
house and obtained a judgment, which he did not see
fit to pay.
In 1795, the Supreme Court decided, in the great case
of Penhallow vs. Doane, * that it had power to carry out
and enforce decisions of the old Court of Commissioners
of Appeals. This gave Olmsted another chance. He
sued Mrs. Sergeant and Mrs. Waters, the daughters and
heirs of Rittenhouse who had died, and obtained a
judgment against them in the United States District
Court at Philadelphia. This judgment contained an
order by which the two ladies were commanded to
deliver to the United States Marshal the certificates of
* 3 Dallas* Rep., 54.
JUDICIAL GOVERNMENT IN THE U. S. 353
public debt in which their father had invested the
money paid over to him by Judge Ross. Then
the Pennsylvania legislature enacted a law ordering the
certificates to be turned over to the State treasury, and
directing the governor to defend the Rittenhouse heirs
against the execution of any process issued out of
the national courts. Again the parties stood still and
looked at each other, because Judge Peters quite reason-
ably did not wish to defy the State of Pennsylvania.
In 1808, however, more than thirty years after the
trouble began, Olmsted applied again to the Supreme
Court and this time the court issued an order command-
ing Judge Peters to enforce the judgment against the
Rittenhouse heirs. He obeyed, but when the United
States Marshal went to the house where Mrs. Sergeant
and Mrs. Waters lived, he found himself barred out by
the State militia acting under the orders of the governor.
As nothing could be done at the moment, the marshal
read his warrant, made a speech, and went back to re-
port to the court. He then named a day four weeks
ahead on which he said he would serve the warrant, and
issued summonses to 2,000 citizens to aid him as a posse
comitatus (a company of persons called upon to aid a
public officer).
The marshal's act brought the matter to a point where
the State of Pennsylvania had to settle the case or
undertake a fight against the whole United States.
The State legislature appropriated a sum of money,
which the governor paid. Then the whole matter was
dropped. This sounds like a very tame ending, but it
did not seem so at the time. It was an exhibition of the
judicial power of the United States in its most convinc-
ing form. No second example has had to be made in
order to satisfy every one that a mandate of the Su-
33
354 AMERICAN PLAN OF GOVERNMENT
preme Court of the United States is not to be trifled
with.
The Judges, both of the supreme and inferior Courts^
shall hold their Offices during good Behaviour, and shall,
at stated Times, receive for their Services, a Compensation^
which shall not he diminished during their Continuance
in Office. A judge who is to hold his office as long as he
behaves himself, and is to have a salary which cannot be
cut down while he is in office, ought to feel safe from
removal. The judges of all the United States courts
now feel that way, but it was not always so. Samuel
Chase of Maryland, one of the signers of the Declaration
of Independence, had been a member of the Colonial
Congress, and had served on the old Court of Appeals
in Admiralty Cases. President Washington had made
him a justice of the Supreme Court in 1796. It was
said that he was ill tempered on the bench, and, what
the friends of Mr. Jefferson resented most, he was an
ardent Federalist. He was apparently beyond the
reach of any enemies because neither peevishness nor
offensive partizanship could be considered high crimes
and misdemeanors for which civil officers might be
removed on impeachment. Nevertheless, when the
Supreme Court had handed down its famous decision
in Marbury vs. Madison, ^ in which the executive depart-
ment was told very plainly that it had wrongfully held
up the commission of a duly appointed government
officer, the justices and especially Justice Chase had
reason to wish they had been more prudent.
Articles of impeachment for misconduct in office were
filed against Justice Chase, perhaps because it was sup-
posed that he, being unpopular, could be removed with-
out much public disapproval. Also, it was openly said
» I Cranch's Rep,, 165, See above.
JUDICIAL GOVERNMENT IN THE U. S. 355
that other judges were to be dealt with summarily until
the make-up of the Court should be wholly changed.
The Jeffersonians could have carried the program
through if they had chosen, because they had majorities
in both Houses of Congress. Judge Chase, however,
escaped removal from office, though the vote against
him in the Senate was unpleasantly near the number
required by law.
In 1808, John Pickering, a District Court Judge in
New Hampshire, was removed for wrongful rulings and
intoxication while on duty; but there was evidence that
he was insane at the time. In 1862, Judge Humphreys
of the District Court of Tennessee was impeached for
assisting the cause of the South in the Civil War by
refusing to perform his duties as an officer of the United
States. In 1912, Robert W. Archbald, a Circuit Judge,
who had been designated a member of the Commerce
Court (now abolished), was turned out of office for hav-
ing made improper use of his official credit and accepting
money favors which might have influenced his conduct
as a judge.
CHAPTER XXI
JURISDICTION OF COURTS OF THE UNITED STATES
Art. m., Sec. 2. The judicial Power shall extend
to all Cases, in Law and Equity, arising under this
Constitution, the Laws of the United States, and
Treaties made, or which shall be made, imder their
Authority; — to all cases affecting Ambassadors,
other public Ministers and Consuls; — to all Cases
of admiralty and maritime Jurisdiction; — to Con-
troversies to which the United States shall be a Party;
— to Controversies between two or more States;
— between a State and Citizens of another
State ; — between Citizens of different States ; —
between Citizens of the same State claiming Lands
under Grants of different States, and between a State,
or the Citizens thereof, and foreign States, Citizens or
Subjects.
Americans are justly proud of the great system of
jurisprudence which five generations of justices of the
Supreme Court have built up imder the authority of
this clause of the Constitution. They realize that the
world has been made richer by a distinct addition to a
science which is most necessary for the preservation of
society.
"This 'jurisprudence' or common law, in some na-
tions," said Judge Porter of Louisiana in the decision
356
JUDICIAL GOVERNMENT IN THE U. S. 357
of Saul vs. His Creditors,^ "is found in the decrees of
their courts; in others, it is furnished by private indi-
viduals, eminent in their learning and integrity, whose
superior wisdom has enabled them to gain the proud
distinction of legislating, as it were, for their country,
and enforcing their legislation by the most noble of all
means; — that of reason alone. After a long series of
years, it is sometimes difficult to say, whether these
opinions and judgments were originally the effect
of principles previously existing in society, or whether
they were the cause of the doctrines, which all men at
last recognize. But whether the one or the other,
when acquiesced in for ages, their force and effect can-
not be distinguished from statutory law. No civilized
nation has been without such a system. None, it
is believed, can do without it; and every attempt to
expel it, only causes it to return with increased strength
on those, who are so sanguine as to think it may be
dispensed with. "
The judicial Power shall extend. These words de-
clare that the courts of the United States shall have
a "jurisdiction" or right to judge. "Jurisdiction,"
said Chief Justice Beasley of New Jersey in the decision
of Munday vs. Vail,' "may be defined to be the right to
adjudicate, to judge concerning the subject matter in
the given case. To constitute this, there are three
essentials: First. The court must have cognizance
of the class of cases to which the one to be judged
belongs. Second. The proper parties must be present.
And, Third. The point to be decided must be, in sub-
stance and effect, within the issue. That a court
cannot go out of its appointed sphere, and that its
» 5 Martin's (La) N. S., 569, 582.
* 34 New Jersey Law Rep., 418.
358 AMERICAN PLAN OF GOVERNMENT
action is void with respect to persons who are strangers
to its proceedings, are propositions established by miil-
titudes of authorities. "
The judicial Power shall extend to all Cases, . . .
[and] Controversies. The word "cases" in this clause
of the Constitution refers to the nature or subject mat-
ter of litigation which may be adjudicated in the Federal
courts; and the word "controversies" is used when per-
sons or parties are spoken of as the persons or parties
arrayed against each other. In his opinion in the case of
King vs. McLean Asylum,^ Circuit Judge Putnam said:
The appellees rely on a supposed distinction between the
use of the word "cases" and the word "controversies" in
the section of the Constitution defining the federal judicial
power. That section used the word "cases" in the first
three clauses, namely, "cases in law and equity," arising
under the Constitution and the laws and treaties of the
United States, "cases affecting ambassadors, other public
ministers and consuls," and "cases of admiralty and mari-
time jurisdiction." So far it has relation mainly, although
not entirely, to the subject matter of the litigation, and not
to the parties involved. It then changes to the word
"controversies," and uses this with reference to "con-
troversies to which the United States shall be a party,"
"to controversies between two or more States, and then,
without repeating the word, continues "between a State
and citizens of another State; between citizens of different
States; between citizens of the same State claiming lands
under grants of different States, and between a State, and
citizens thereof, and foreign States, citizens or subjects."
. . . The change under consideration from the word,
"cases" to the word "controversies, " will be found to have
been a mere matter of style, and to have no relation to any
limitation or extension of the class of questions to be ad-
* 64 Federal Reporter, 332, 335.
JUDICIAL GOVERNMENT IN THE U. S. 359
judicated. As we have already said, so long as this section
of the Constitution speaks specially with reference to the
nature of the questions involved, it uses the word "cases,"
but, when it considers more particularly proceedings having
relation to the existence of parties, it uses the word "con-
troversies, " probably because, when parties are spoken of
as arrayed against each other, literary style suggested the
change."
The judicial Power shall extend to all Cases, in Law and
Equity. When the Constitution was made, "law"
was one thing and "equity" was something very
different. In very old times the word " law " had meant
what we mean by the word "right." A man's "law"
was a part of his property. It was an imaginary thing
which he owned and possessed against all the world.
■Whatever land he occupied was his by his "law" or
property right. He possessed a "law" or right to
defend himself and his family against the violence of
others. Lawsuits had to be decided when one man's
"law" or right conflicted with some other man's real
or supposed "law" or right. For example, if one man
thought it was his "law" or right to occupy a farm
which another man held and occupied, he would go
upon the land and pick up a twig or some other trifle
as a way of claiming that it was his "law" to have the
land. The other man, by interfering, would assert a
conflicting "law" or right.
In old times, disputes of this sort were settled by all
the people in their tribal assemblies. Each party to
the lawsuit brought witnesses to swear that it was his
"law" or right to possess the land. These witnesses
were sworn and thus were called "jurors" from the
Latin word jur are, which means "to swear." Appar-
ently the land went to the one who presented the larger
36o AMERICAN PLAN OF GOVERNMENT
number of jurors. Later on, the jurors became judges
of all the circumstances which ought rightly to be con-
sidered in deciding lawsuits. Thus it came about that
a lawsuit or a "case in law," as this clause puts it,
meant a case which had to be tried by a jury.
A "case in equity," on the other hand, means a case
which is decided by a judge alone. The technicalities
and formalities, which had been invented to protect the
weak or ignorant from the strong and clever, often had
made the process of justice a cruel practical joke.
Those who had the right in a controversy often had
been denied justice. English kings had tried to remedy
this evil by holding what were called "equity" courts,
in which the rules of law were suspended and the
decisions were dictated by the royal conscience. New
rules and many of them were soon adopted; and, in the
end, it was doubtful whether the suitor in equity was
not more unfortunate than the suitor at law.
Each of these ways of administering justice was in
force throughout the United States when the Constitu-
tion was framed. The Americans of that day were
accustomed to courts in which cases in law and cases
in equity were heard and decided. Hence, because it
was the natural thing to do, they gave the courts of
the new constitutional government power to judge cases
of both kinds. Although abolished in nearly all the
States, the distinction between law and equity has been
retained in the Federal courts.
The difference between a case in law and a case in
equity was explained by the Supreme Court of Wiscon-
sin in the case of Callanan vs. Judd, ^ decided in 1868, an
action to foreclose a mortgage. Judd had given a mort-
gage upon his property at Fox Lake, Wisconsin, to the
» 23 Wisconsin Rep., 343, 349.
JUDICIAL GOVERNMENT IN THE U. S. 361
La Crosse and Milwaukee Railroad Company in return
for a promise that the railroad would be built through the
village and the station so located as to increase the value
of the rest of his property. As often happened in those
boom times, the railroad went somewhere else, but Mr.
Judd had been called upon to pay the mortgage or lose
his property. The legislature of Wisconsin had enacted
a law requiring the trial by a jury of all actions to fore-
close mortgages in which the defense was that the mort-
gage had been paid or that no consideration in money
had been given to the maker. The law was intended to
cover cases in which the mortgagees had been swindled.
The jury had decided this case in favor of the defendant,
and an appeal had been taken which presented this
question: Can an action to foreclose a mortgage, which
is an action in equity, be tried by a jury under a statute
which so provides? The decision of the Supreme Court
of Wisconsin in this case had hinged upon the meaning
of the clause in the State constitution, which provided
that " the judicial power of this State, both as to matters
of law and equity, shall be vested in a supreme court,
circuit courts, courts of probate and justices of the
peace." Judge Paine said:
In order to determine the meaning of the phrase "judicial
power as to matters of law and equity, " it is only necessary
to recur to the system of jurisprudence established in this
country and derived from England, in which the courts had
certain well-defined powers in those two classes of actions.
In actions at law they had the power of determining ques-
tions of law, and were required to submit questions of fact
to a jury. When the constitution, therefore, vests in certain
courts judicial power in matters at law, this would be con-
strued as vesting such power as the courts, under the
English and American systems of jurisprudence, had always
362 AMERICAN PLAN OF GOVERNMENT
exercised in that class of actions. It would not import
that they were to decide questions of fact, because such was
not the judicial power in such actions ....
Under the old equity system, the chancellor might at
any time refer questions of fact to a jury, but it was merely
to inform his conscience. He might, if he saw fit, disregard
their verdict, and take it upon himself to dispose of the
questions of fact absolutely, as he could have done in the
first instance.
The judicial Power shall extend to all Cases . . .
arising under this Constitution, [and] the Laws of the United
States. A case under the Constitution of the United
States arises when a State makes a law which the Con-
stitution forbids. In the case of Dartmouth College vs.
Woodward,^ the story of which already has been told,
one question before the Supreme Court was whether
a case under the Constitution of the United States arose
when the State of New Hampshire passed a law which
impaired the obligation of a contract contained in the
charter granted by King George the Third to Dart-
mouth College. Chief Justice Marshall said:
The single question now to be considered is, do the acts
to which the verdict refers violate the Constitution of the
United States? . . . On more than one occasion, this
Court . . . has declared that, in no doubtful case, would
it pronounce a legislative act to be contrary to the Constitu-
tion. But the American people have said, in the Constitu-
tion of the United States, that "no State shall pass any bill
of attainder, ex post facto law, or law impairing the obli-
gation of contracts." In the same instrument they have
also said, "that the judicial power shall extend to all cases
in law and equity arising under the Constitution. " On the
judges of this Court, then, is imposed the high and solemn
* 4 Wheaton's Rep., 518. See above.
JUDICIAL GOVERNMENT IN THE U. S. 363
duty of protecting, even from legislative violation, those
contracts which the Constitution of our country has placed
beyond legislative control; and, however irksome the task
may be, this is a duty from which we dare not shrink.
A case under the Constitution and laws of the
United States arises when a State makes a law which is
inconsistent with and repugnant to a valid law of the
United States. Justice Paterson of the Supreme Court,
who as a member of the Constitutional Convention had
been one of the most ardent supporters of the rights
of the smaller States, presided as circuit judge at the
trial, in 1795, of the great case of Van Home vs. Dor-
rance,^ the report of which begins with these quaint
words: "This was a cause of great expectation involv-
ing several important questions of constitutional law. '*
One of the questions in that case was whether the words
which extend the judicial power to " a case arising under
the Constitution and laws of the United States" mean
that the Supreme Court can set aside a State law which
is inconsistent with a national law. Justice Paterson
said in his charge to the jury:
I take it to be a clear position; that if a legislative act
oppugns a constitutional principle, the former must give
way, and be rejected on the score of repugnance. I hold
it to be a position equally clear and sound, that, in such case,
it will be the duty of the court to adhere to the Constitution
and to declare the act null and void. The Constitution is
the basis of legislative authority; it lies at the foundation
of all law, and is a rule and commission by which both
legislators and judges are to proceed.
In the case of McCuUoch vs. Maryland," the following
facts appeared. In April, 1816, Congress had incor-
, » 2 Dallas' Rep., 304. ' 4 Wheaton's Rep., 316, 425, 426.
364 AMERICAN PLAN OP GOVERNMENT
porated the Bank of the United States. A branch of
the bank had been established at Baltimore in 1817 ; and
in 1 818, the legislature of Maryland had passed a law
which imposed a tax upon the operations in that State
of all banks not chartered by its legislature. The Balti-
more branch of the Bank had refused to pay this tax.
Suit had been brought in the State courts against Mr.
McCuUoch, the cashier. The State courts had sus-
tained the law. The case then had been taken to the
Supreme Court of the United States upon the ground
that the State taxing law was repugnant to the Con-
stitution of the United States, and ought to be declared
null and void by the highest court of justice of the
nation. Chief Justice Marshall said :
That the power of taxation is one of vital importance ; that
it is retained by the States; that it is to be concurrently
exercised by the two governments; are truths which have
never been denied. But, such is the paramount character
of the Constitution, that its capacity to withdraw any sub-
ject from the action of even this power is admitted. . . .
On this ground, the counsel for the bank place its claim to
be exempted from the power of a State to tax its operations.
There is no express provision for the case; but the claim has
been sustained on a principle which so entirely pervades the
constitution, is so intermixed with the materials which
compose it, so interwoven with its web, so blended with its
texture, as to be incapable of being separated from it with-
out rending it into shreds. The great principle is, that the
Constitution and the laws made in pursuance thereof are
supreme; that they control the constitution and laws of the
respective States, and cannot be controlled by them.
In the case of Brown vs. Maryland,^ the Supreme
Court nullified as inconsistent with the national cus-
' 12 Wheaton's Rep., 419.
JUDICIAL GOVERNMENT IN THE U. S. 365
toms laws, a State law imposing a tax upon importers.
The Supreme Court decided in Dobbins vs. Erie
County, * that a State could not compel an official of the
United States to pay a tax upon his salary, because the
local taxing law conflicted with the national statute
which entitled him to receive for his services a specified
compensation.
In the Passenger Cases,' the Supreme Court set aside,
because of inconsistency with the laws of the nation for
the regulation of commerce, a State law which compelled
captains of vessels to pay a head-money tax on the
immigrants they brought to this country.
In the case of Barron vs. Burnside,^ the Supreme
Court declared unconstitutional and void an Iowa law
which required all foreign corporations, before doing
business in that State, to stipulate not to remove to
the Federal courts certain kinds of actions to which
they might be made parties. The justices said this
statute was inconsistent with the laws of the United
States giving to the national courts jurisdiction in those
actions.
A case under the Constitution also arises whenever
Congress makes a law which it has no constitutional
power to enact.
John Marshall, Chief Justice of the United States
from 1801 to 1835, explained in his opinion in the case of
Marbury vs. Madison,^ just how the courts of the
United States must deal with an unconstitutional
national law. He said:
If an act of the legislature [Congress] repugnant to the
Constitution, is void, does it, notwithstanding its invalidity
* 16 Peters' Rep., 435. » 7 Howard's Rep., 283.
» 121 U. S. Rep., 186. M Cranch's Rep., 137.
366 AMERICAN PLAN OF GOVERNMENT
bind the courts, and oblige them to give it effect ? Or, in
other words, though it be not law, does it constitute a rule
as operative as if it was a law? This would be to overthrow
in fact what was established in theory; and would seem, at
first view, an absurdity too gross to be insisted on. It
shall, however, receive a more attentive consideration.
It is emphatically the province and duty of the judicial
department to say what the law is. Those who apply the
rule to particular cases, must of necessity expound and
interpret that rule. If two laws conflict with each other,
the courts must decide on the operation of both. So if a
law be in opposition to the Constitution; if both the law and
the Constitution apply to a particular case, so that the
Court must either decide that case conformably to the law,
disregarding the Constitution, or conformably to the Con-
stitution, disregarding the law, the Court must decide
which of these conflicting rules governs the case. This is
of the very essence of judicial duty.
This was strong doctrine; but, in 1819, in the course
of his opinion in the case of McCulloch vs. Maryland,^
the great chief justice made it stronger still by saying:
Should Congress, in execution of its powers, adopt
measures which are prohibited by the Constitution; or
should Congress, under the pretext of executing its powers,
pass laws for the accomplishment of objects not intrusted
to the government, it would become the painful duty of
this tribunal, should a case requiring such a decision come
before it, to say that such an act was not the law of the
land.
In 1857, in the case of Dred Scott vs. Sanjord,' the
Supreme Court decided that, in passing the Missouri
Compromise Act of 1821, which had limited the spread
» 4 Wheaton's Rep. 316, 423.
' 19 Howard's Rep., 393. See pp. 27-8 above.
JUDICIAL GOVERNMENT IN THE U. S. 367
of slavery, Congress had, "under pretext of executing
its powers," passed a law "for the accompHshment
of objects not entrusted to the government." Chief
Justice Taney, speaking for himself and five others of
the nine justices, decided that the Missouri Compromise
Act was unconstitutional because Congress had had no
power to enact a law which took away the master's
right of property in a slave, that had been taken into
free territory. He said:
The powers of the government [of the United States],
and the rights of the citizen under it, are positive and prac-
tical regulations plainly written down. The people of the
United States have delegated to it certain enumerated
powers, and forbidden it to exercise others. It has no
power over the person or property of a citizen but what the
citizens of the United States have granted. And no laws
or usages of other nations, or reasoning of statesmen or
jurists upon the relations of master and slave, can enlarge
the powers of the government, or take from the citizens the
rights they have reserved. And if the Constitution recog-
nizes the right of property of the master in a slave and
makes no distinction between that description of property
and other property owned by a citizen, no tribunal, acting
under the authority of the United States, whether it be
legislative, executive, or judicial, has a right to draw such a
distinction, or deny to it the benefit of the provisions and
guarantees which have been provided for the protection of
private property against the encroachments of the govern-
ment .... Upon these considerations, it is the opinion
of the Court that the act of Congress [Missouri Com-
promise], which prohibited a citizen from owning and
holding property of this kind in the territory of the
United States north of the line therein mentioned. Is not
warranted by the Constitution, and Is therefore void; and
that neither Dred Scott himself, nor any of his family were
368 AMERICAN PLAN OF GOVERNMENT
made free by being carried into this territory; even if they
had been carried there by the owner, with the intention of
becoming a permanent resident.
From the beginning until the end of the Civil War,
the People of the United States dealt with governmental
problems as well as they could, but without much
regard to constitutional limitations. Their chief task
then was to keep the Union intact in one way or another
and settle questions of regularity afterward. The press-
ing problem was to equip, feed, and pay the Union
army. In 1863, when hard money was not to be had,
Congress solved this problem by making a law under
which paper dollars were printed, issued by the million,
and made a legal tender for the payment of debts.
The Constitution nowhere says that Congress may make
laws for the issuance of paper money, and many mem-
bers of the Constitutional Convention had said that the
Constitution did not confer any such power. Never-
theless, our people accepted the Civil War "shin-
plaster" currency and were glad to get it, because paper
money was better than none. In December, 1869,
however, the power of Congress to pass the paper-
money law was challenged in the case of Hepburn vs.
Griswoldy^ and the justices of the Supreme Court de-
clared the act unconstitutional. The Supreme Court
had not then fully recovered the popularity it had lost
by its decision in the Dred Scott case. Its power to
annul and set aside a law of Congress for unconstitu-
tionality, which had been exercised only in the case of
Marbury vs. Madison,' in which the decision had not
been enforced, and in the Dred Scott case, ^ in which the
» 8 Wallace's Rep., 603. ' Vide supra.
3 Vide supra.
JUDICIAL GOVERNMENT IN THE U. S. 369
decision was regarded as indefensibly wrong, was not
generally conceded. But Chief Justice Taney was
dead, and his successor, Salmon P. Chase of Ohio, was
a tried and trusted supporter of the Union. Hence,
this decision, setting aside another national law, was
received respectfully. Chief Justice Chase said:
It is not necessary ... in order to prove the existence
of a particular authority to show a particular and express
grant. The design of the Constitution was to establish a
government competent to the direction and administration
of the affairs of a great nation. To this end it was needful
only to make express grants of general powers, coupled with
a further grant of such incidental and auxiliary powers as
might be required for the exercise of the powers expressly
granted. These powers are necessarily extensive. It has
been found, indeed, in the practical administration of the
government, that a very large part, if not the largest part,
of its functions have been performed in the exercise of
powers thus implied .... All powers of this nature are
included under the description of "power to make all laws
necessary and proper for carrying into execution the powers
expressly granted to Congress or vested by the Constitution
in the government or in any of its departments or ofificers. "
It must be taken . . . .as finally settled, so far as judicial
decisions can settle anything, that the words "all laws
necessary and proper for carrying into execution" powers
expressly granted or vested, have, in the Constitution, a
sense equivalent to that of the words, laws, not absolutely
necessary indeed, but appropriate, plainly adapted to
constitutional and legitimate ends ; laws not prohibited, but
consistent with the letter and spirit of the Constitution;
laws really calculated to effect objects intrusted to the
government.
We are obliged to conclude that an act making mere
promises to pay dollars a legal tender in payment of debts
370 AMERICAN PLAN OF GOVERNMENT .
previously contracted, is not a means appropriate, plainly
adapted, really calculated to carry into effect any express
power vested in Congress; that such an act is inconsistent
with the spirit of the Constitution; and that it is prohibited
by the Constitution.
In December, 1870, only a year later, the Supreme
Court, with two new men on the bench, changed its
mind, in the Legal Tender Cases y ^ and decided that this
very Legal Tender act was constitutional. The four
justices who had said the law was void were now out-
voted. The majority opinion reads:
That would appear ... to be a most unreasonable con-
struction of the Constitution which denies to the government
created by it, the right to employ freely every means, not
prohibited, necessary for its preservation, and for the ful-
filment of its acknowledged duties. Such a right, we hold,
was given by the last clause of the eighth section of the
first article. The means or instrumentalities referred to in
that clause, and authorized are not enumerated, or defined.
In the nature of things enumeration and specification were
impossible. But they were left to the discretion of Congress
subject only to the restrictions that they be not prohibited,
and be necessary and proper for carrying into execution the
enumerated powers given to Congress, and all other powers
vested in the government of the United States, or in any
department or officer thereof ....
We are not aware of anything else which has been ad-
vanced in support of the proposition that the legal tender
acts were forbidden by either the letter or the spirit of the
Constitution. If, therefore, they were, what we have
endeavored to show, appropriate means for legitimate ends,
they were not transgressive of the authority vested in
Congress.
* 12 Wallace's Rep., 457, 531, 533, 552.
JUDICIAL GOVERNMENT IN THE U. S. 371
' . In 1894, the Supreme Court again set aside a national
law. Congress had enacted a law imposing taxes upon
incomes. It was then generally supposed that such
taxes were included among the "excises," authorized
by the Art. I., Sec. 8., of the Constitution, Indeed, the
Supreme Court had so ruled in the case of Springer vs.
United States.^ The constitutionality of income taxa-
tion, however, was challenged in the case of Pollock vs.
Farmers Loan and Trust Co., ^ upon the ground that a tax
upon incomes derived in part from rents of real estate,
not apportioned to the States according to population,
was such a direct tax, as, under the provisions of the
ninth section of the first article of the Constitution,
Congress was forbidden to enact. Chief Justice Fuller,
after reviewing the history of the clause forbidding
direct taxes not apportioned to the States in proportion
to population, said :
Thus was accomplished one of the great compromises
of the Constitution, resting on the doctrine that the right of
representation ought to be conceded to every community
on which a tax is to be imposed, but crystallizing it in such
form as to allay jealousies in respect of the future balance
of power; to reconcile conflicting views in respect of the
enumeration of slaves; and to remove the objection that, in
adjusting a system of representation between the States,
regard should be had to their relative wealth, since those
who were to be most heavily taxed ought to have a propor-
tionate influence in the government. The compromise, in
embracing the power of direct taxation, consisted not
simply in including part of the slaves in the enumeration
of population, but in providing that as between State
and State, such taxation should be proportioned to repre-
sentation. . . .
* 102 U. S.'Rep., 596. * 157 U. S. Rep., 429.
372 AMERICAN PLAN OF GOVERNMENT
It is apparent : i. That the distinction between direct
and indirect taxation was well understood by the framers
of the Constitution and those who adopted it. 2. That
under the State systems of taxation all taxes on real estate
or personal property or the rents or income thereof were
regarded as direct taxes. 3. That the rules of apportion-
ment and of uniformity were adopted in view of that
distinction and those systems. ... 5. That the original
expectation was that the power of direct taxation would be
exercised only in extraordinary exigencies, and down to
August 15, 1894 [the date of the income tax law under
consideration], this expectation has been realized. The act
of that date was passed in a time of profound peace, and if
we assume that no special exigency called for unusual
legislation, and that resort to this mode of taxation is to
become an ordinary and usual means of supply, that
fact furnishes an additional reason for circumspection
and care in disposing of this case. . . .
The requirement of the Constitution is that no direct tax
shall be laid otherwise than by apportionment — the pro-
hibition is not against direct taxes on land, from which the
implication is sought to be drawn that indirect taxes on land
would be constitutional, but it is against all direct taxes —
and it is admitted that a tax on real estate is a direct tax.
. . . An annual tax upon the annual value or annual
user of real estate appears to us the same in substance as an
annual tax on the real estate, which would be paid out of the
rent or income. . . .
We are of opinion that the law in question, so far as it
levies a tax on the rents or income of real estate, is in vio-
lation of the Constitution, and is invalid.
The Supreme Court no longer offers more or less
apologetic explanations when it sets aside a national
law for inconsistency with the Constitution. In the
decision of a majority of the justices in the Employers'
JUDICIAL GOVERNMENT IN THE U. S. 373
Liability Case,^ handed down in 1907, for example.
Chief Justice White said that the court was in duty-
bound to annul the Employers' Liability Act of 1906,
because it regulated the persons who engage in interstate
commerce, and did not regulate the business of inter-
state commerce. He said:
The act . . . being addressed to all common carriers
engaged in interstate commerce, and imposing a liability
upon them in favor of any of their employes, without quali-
fication or restriction as to the business in which the carriers
or their employes may be engaged at the time of the injury,
of necessity includes subjects wholly outside of the power of
Congress to regulate commerce. . . .
Concluding, as we do, that the statute, whilst it embraces
subjects within the authority of Congress to regulate com-
merce, also includes subjects not within its constitutional
power, and that the two are so interblended in the statute
that they are incapable of separation, we are of opinion that
the courts below rightly held the statute to be repugnant
to the Constitution.
Our courts construe and interpret the laws whenever
there is any doubt about either meaning or application.
Therefore it is needful to know exactly what is meant
by construction and interpretation of law; also by what
right the justices of the Supreme Court construe and
interpret the laws.
These points were discussed by Chief Justice Jones
of the Supreme Court of Washington Territory in the
case of Bloomer vs. Todd,"* in which the question was
whether a law of the legislature of Washington Terri-
tory, enacted in 1888, giving women the right to vote,
» 207 U. S. Rep., 463. » 3 Washington Territory Rep., 599.
374 AMERICAN PLAN OP GOVERNMENT
was consistent with the act of Congress by which the
Territory had been estabHshed. Section 1859 of the
Revised Statutes of the United States concerning
the government of Territories gave the suffrage at the
first territorial election to "male citizens," and section
i860 gave the legislature power to regulate future elec-
tions at its pleasure, subject only to the limitation that
the suffrage must be confined to "citizens," omitting
the word "male." It was argued that this omission
gave the territorial legislature power to confer the
suffrage upon women. The Territorial Supreme Court
ruled against woman suffrage on the ground that this
omission did not signify anything of the kind, and,
further, that in the original act establishing the Terri-
tory, the word "citizen" in the proviso stands opposed
to the words "white male inhabitants" in the enacting
clause. That is to say the court took it upon itself to
decide what the laws of the nation for the establishment
and government of the Territory meant. Chief Justice
Jones said:
Interpretation differs from construction in this : that it is
used for the purpose of ascertaining the true sense of any
form of words; while construction involves the drawing of
conclusions regarding subjects that are not always included
in the direct expression. In all constitutional governments
the powers of government are divided or allotted to different
officers or departments, and each of these has by constitu-
tional limitation certain powers, generally independent of
each other, and usually involving the duty of interpretation,
and often of construction, upon each of the several depart-
ments or officers who have the administration of the
government in charge. Constitutions have not as a rule
provided for a tribunal whose specific duty is that of solving
difficult questions which may arise under it prior to the
JUDICIAL GOVERNMENT IN THE U. S. 375
necessary solution resulting from litigation, ... As a
rule the construction and interpretation of the laws arise
after enactment. To illustrate further, the administration
of public justice, in this territory, is conferred upon the
courts, and the courts perform that duty by first ascertain-
ing the facts in any case, and giving effect to their conclusion
of fact by applying the laws to the facts ascertained. In
doing so, a construction or interpretation of law is necessary.
The right and power of the courts to do this is so universal
that their conduct in that regard is unquestioned.
The judicial Power shall extend to all Cases . . .
arising under . . . Treaties made . . . • tinder their
[United States] Authority. A case under a treaty, sifted
down, is a case under a contract made by one nation,
acting for its citizens, with one or more other nations,
acting for their citizens. Those citizens may have
rights like rights under a contract which may be referred
to the courts. Under this provision of the Constitution,
such disputes may be referred to the courts of the United
States whenever they arise in the United States under
any treaty giving rights to persons, apart from the rights
reserved to the nations which make it.
There is a broad distinction between a political case
arising under a treaty, with which the Federal courts
cannot deal, and a judicial case arising under a treaty,
to which the judicial power of the United States ex-
tends. For example, in 1829, the Supreme Court
refused to decide the case of Foster vs. Neilson,^ in
which the petitioners asked for a judicial decree to con-
firm them in the possession, under an old Spanish land
grant, of certain lands in West Florida, now Louisiana.
Ap article in the treaty of 18 19 with Spain, ceding East
and West Florida to the United States, had stipulated
» 3 Peters' Rep., 253, 314.
376 AMERICAN PLAN OF GOVERNMENT
that all grants of j[and made by the King of Spain
before January 24, 181 8, should be ratified and con-
firmed to the persons in possession. Chief Justice
Marshall, referring to the provisions of the treaty of
1803, by which France had ceded Louisiana to the
United States, explained that the confirming of such a
land grant under the provisions of a treaty was an act
which only the legislature could perform. He said:
Our Constitution declares a treaty to be the law of the
land. It is, consequently, to be regarded in courts of justice
as equivalent to an act of the legislature, whenever it
operates of itself without the aid of any legislative provision.
But when the terms of the stipulation import a contract,
when either of the parties engages to perform a particular
act, the treaty addresses itself to the political, not the
judicial department; and the legislature must execute the
contract before it can become a rule for the court.
In the Head Money Cases, ^ the Supreme Court passed
upon questions in which the Cunard Line and a firm
of steamship agents doing business in New York City
were interested. The claim set up was that the na-
tional law imposing a tax upon immigrants of fifty
cents a head, to be paid by the company which brought
them, was inconsistent with the provisions of our
treaties with the nations from which the immigrants
came. Justice Miller said:
A treaty is primarily a compact between independent
nations. It depends for the enforcement of its provisions
on the interest and the honor of the governments which are
parties to it. If these fail, its infraction becomes the sub-
ject of international negotiations and reclamations, so far
as the injured party chooses to seek redress, which may in
« 112 U.S. Rep., 580.
JUDICIAL GOVERNMENT IN THE U. S. 377
the end be enforced by actual war. It is obvious that with
all this the judicial courts have nothing to do and can give
no redress. But a treaty may also contain provisions
which confer certain rights upon the citizens or subjects of
one of the nations residing in the territorial limits of the
other, which partake of the nature of municipal law, and
which are capable of enforcement as between private parties
in the courts of the country. An illustration of this char-
acter is found in treaties, which regulate the mutual rights
of citizens and subjects of the contracting nations in regard
to rights of property by descent or inheritance, when the
individuals concerned are aliens. The Constitution of the
United States places such provisions as these in the same
category as other laws of Congress by its declaration that
"this Constitution and the laws made in pursuance thereof,
and all treaties made or which shall be made under authority
of the United States, shall be the supreme law of the land. "
A treaty then, is the law of the land as an act of Congress is,
whenever its provisions prescribe a rule by which the rights
of the private citizen or subject may be determined. And
when, such rights are of a nature to be enforced in a court of
justice, that court resorts to the treaty for a rule of decision
for the case before it as it would to a statute.
The judicial Power shall extend to all Cases . . .
affecting Ambassadors, other public Ministers and Consuls.
Chief Justice Marshall defined a case "affecting
ambassadors, other public ministers, and consuls" in
his opinion in the case of Osborn vs. Bank of United
States,^ He said:
If a suit be brought against a foreign minister, the Su-
preme Court alone has original jurisdiction, and this is
shown on the record. But suppose a suit to be brought
which affects the interest of a foreign minister, or by which
' 9 Wheaton's Rep., 251.
378 AMERICAN PLAN OF GOVERNMENT
the person of his secretary, or of his servant, is arrested.
The minister does not, by the mere arrest of his secretary,
or his servant, become a party to this suit, but the actual
defendant pleads to the jurisdiction of the court, and asserts
his privilege. If the suit affects a foreign minister, it must
be dismissed, not because he is a party to it, but because it
affects him. The language of the Constitution in the two
cases is different. This Court can take cognizance of all
cases "affecting" foreign ministers; and, therefore, jurisdic-
tion does not depend on the party named in the record.
But this language changes when the enumeration proceeds
to States. Why this change? The answer is obvious. In
the case of foreign ministers, it was intended, for reasons
which all comprehend, to give the national courts jurisdic-
tion over all cases by which they were in any manner
affected.
This is all a matter of international good manners,
according to the rule laid down in 1833 by Justice
Thompson, in the opinion of the Supreme Court in the
case of Davis vs. Packard.'^ In this case, the consul-
general of the King of Saxony at New York had
appealed to the Supreme Court from a State court
judgment, upon the ground that the courts of a State
have no power to judge a case against a consul.
Justice Thompson said:
The only cause assigned for error was that Charles A.
Davis was consul-general of the King of Saxony; and the
conclusion must necessarily follow that this was not, in
the opinion of the court, a sufficient cause for reversing the
judgment .... If the question was open for considera-
tion here, whether the privilege claimed was not waived by
omitting to plead it in the Supreme Court, we should
incline to say it was not. ... It is the privilege of the
» 7 Peters' Rep., 276.
JUDICIAL GOVERNMENT IN THE U. S. 379
country or government which the consul represents. This
is the hght in which foreign ministers are considered by the
law of nations, and our Constitution and law seem to put
consuls on the same footing in this respect. If the privilege
or exemption was merely personal, it can hardly be supposed
that it would have been thought a matter sufficiently
important to require a special provision in the Constitution
and laws of the United States. Higher considerations of
public policy doubtless led to the provision. It was deemed
fit and proper that the courts of the government, with which
rested the regulation of all foreign intercourse, should have
cognizance of suits against the representatives of such
foreign governments.
The judicial Power shall extend . . . to all Cases of
admiralty and maritime Jurisdiction. The law of the
seas is called admiralty law because at one time all
English marine cases were tried in the Lord High Ad-
miral's Court. The law, however, dates back to those
early times when men first felt the need of tribunals
to settle disputes over commercial transactions. The
courts which decided cases arising on land had no power
over cases arising on the high seas. The process of the
land court which seized the property or body of a debtor
to compel him to satisfy a judgment, was ineffective
against strangers who came across the seas to barter
their wares for local products. Therefore, under the
law of the seas, the ships themselves were made respons-
ible for the debts of those who owned or sailed them.
Such was the origin of those actions in rem (against
a thing) which are puzzling to those not familiar with
maritime law.
Justice Bradley, in the decision of the case of New
England Insurance Co. vs. Dunham,^ explained the
' II Wallace's Rep., i, 23.
380 AMERICAN PLAN OF GOVERNMENT
nature of "admiralty and maritime jurisdiction" as
follows :
The admiralty courts were originally established in that
[England] and other maritime countries of Europe for the
protection of commerce and the administration of that
venerable law of the sea which reaches back to sources long
anterior even to those of the civil law itself; which Lord
Mansfield says is not the law of any particular country, but
the general law of nations .... In all countries border-
ing on the Mediterranean or the Atlantic the marine courts,
whether under the name of admiralty courts or otherwise,
are generally invested with jurisdiction of all mattdts arising
in marine commerce, as well as other marine matters of
public concern, such as crimes committed on the sea, cap-
tures, and even naval affairs. But in England, . . .
the common law courts succeeded in establishing this
general rule that the jurisdiction of the admiralty was
confined to the high seas and entirely excluded from transac-
tions arising on waters within the body of a country, such as
rivers, inlets, and arms of the sea as far out as the naked
eye could discern objects from shore to shore, as well as
from transactions arising on the land, though relating to
marine affairs. . . . But this narrow view has not
prevailed here. ... It would be contrary to the first
principles on which the Union was formed to confine these
rights to the States bordering on the Atlantic, and to the
tide-water rivers connected with it, and to deny them to the
citizens who border on the lakes and the great navigable
streams which flow through the western States.
The judicial Power shall extend . . . to Controver-
sies to which the United States shall he a Party. In
1895, in the case of United States vs. Texas, "^ the At-
torney General of the United States had asked the
» 143 U. S. Rep., 621.
JUDICIAL GOVERNMENT IN THE U. S. 381
Supreme Court to fix the northern boundary line of the
State of Texas. One defense presented by that State
was that the United States had no power under the
Constitution to sue a State. Justice Harlan, in the
course of his opinion overruling this defense and sus-
taining the right of the United States to sue a State,
said:
We cannot assume that the framers of the Constitution,
while extending the judicial power of the United States to
controversies between two or more States of the Union, and
between a State of the Union and foreign States, intended to
exempt a State altogether from suit by the General Govern-
ment. They could not have overlooked the possibility
that controversies, capable of judicial solution, might arise
between the United States and some of the States, and that
the permanence of the Union might be endangered if to some
tribunal was not entrusted the power to determine them
according to the recognized principles of law. ... It
would be difficult to suggest any reason why this court
should have jurisdiction to determine questions of boundary
between two or more States, but not jurisdiction of contro-
versies of like character between the United States and a
State.
The judicial Power shall extend . . . to Controver-
sies between two or more States. In the case of Rhode
Island vs. Massachusetts, ' in which an old boundary line
quarrel had been referred to the Supreme Coiurt, the
first question was whether an action by one State
against another could be decided by the Supreme
Court of the United States. Justice Baldwin said:
Those States, in their highest sovereign capacity, in the
convention of the people thereof; on whom, by the Revolu-
» 12 Peters' Rep., 657, 720.
382 AMERICAN PLAN OF GOVERNMENT
tion, the prerogative of the crown, and the transcendent
power of parliament devolved, in a plenitude unimpaired by
any act, and controllable by no authority, , . . adopted
the Constitution, by which they respectively made to the
United States a grant of judicial power over controversies
between two or more States. By the Constitution, it was
ordained that this judicial power, in cases where a State
was a party, should be exercised by this Court as one of
original jurisdiction. The States waived their exemption
from judicial power ... as sovereigns by original and
inherent right, by their own grant of its exercise over them-
selves in such cases, but which they would not grant to any
inferior tribunal. By this grant, this court has acquired
jurisdiction over the parties in this cause, by their own
consent and delegated authority ; as their agent for executing
the judicial power of the United States in the cases specified.
The judicial Power shall extend . . . to Controver-
sies . . . between a State and Citizens of another State,
The plaintiff in the famous case of Chisholm vs. Georgia, *
a citizen of South Carolina, had obtained a summons
from the Supreme Court directing the State of Georgia
to answer in an action. In July, 1792, the United
States marshal had reported that he had given copies
of this summons to Governor Telfair of Georgia and
Thomas P. Carnes, the attorney general of that State.
The State of Georgia had paid no attention to this
summons. The justices postponed taking any action in
order, as they said, "to avoid every appearance of
precipitancy;" but, in February, 1793, they dealt with
the case faithfully, sustaining absolutely the power of
the Supreme Court to judge controversies in which a
citizen of one State asks the aid of the Federal courts
against another State. Justice Iredell opposed the
' 2 Dallas' Rep., 419.
JUDICIAL GOVERNMENT IN THE U. S. 383
issuance of a judgment because he thought Congress had
not passed any act which authorized the Supreme Court
to proceed with such an action. Justice Wilson said
that the Constitution had expressly authorized the
Court to give Chisholm the remedy he sought. Justice
Cushing's opinion was that the Constitution had given
the Supreme Court jurisdiction under this clause be-
cause, if not submitted to a disinterested tribunal, con-
troversies between a State and citizens of another State
might cause bloodshed. Chief Justice Jay insisted
that the judicial power had been extended to suits by
a citizen of a State against another State in order to
"establish justice," one of the chief objects stated in
the Preamble to the Constitution. Justice Blair, an
eminent Virginian jurist, urged that the Supreme Court
had jurisdiction, saying:
It seems to me that if this Court should refuse to hold
jurisdiction of a case where a State is defendant, it would
renounce part of the authority conferred, and consequently
part of the duty imposed on it by the Constitution ; because
it would be a refusal to take cognizance of a case where a
State is a party.
This decision was good law because the justices had
said so, but it lasted only imtil the advocates of State
sovereignty could lay hands on it. In 1798, the States
adopted the Eleventh Amendment, which effectually
deprived the Federal Courts of jurisdiction in any case
brought by a private citizen against a State.
Eleventh Amendment. The Judicial power of the
United States shall not be construed to extend to any
suit in law or equity, commenced or prosecuted against
one of the United States by Citizens of another State,
or by Citizens or Subjects of any Foreign State.
384 AMERICAN PLAN OF GOVERNMENT
In the case of HoUingsworth vs. Virginia, ^ decided in
1798, the Supreme Court was asked by the Attorney
General of the United States to decide whether the
Eleventh Amendment appHed to lawsuits which had
already beeii brought. The Court delivered its iman-
imous opinion "that the amendment being constitu-
tionally adopted, there could not be exercised any
jurisdiction, in any case, past or future, in which a State
was sued by citizens of another State, or by citizens or
subjects of any foreign State."
In 1 82 1, the Supreme Court was called upon to
decide whether it had power to revise judgments of
State coiu^ts in cases in which a State was a party.
The question in the case of Cohens vs. Virginia' was
upon the constitutionality of a Virginia law forbidding
the sale of lottery tickets. Two men named Cohen
had been convicted at Norfolk, Va., of selling tickets
in a lottery which had been authorized by an act of
Congress. They took the case to the Supreme Court
on the claim that they had been convicted under a State
law, which was void because inconsistent with a law of
the United States. The Supreme Court decided that
the Constitution as amended did not prevent the courts
of the United States from passing upon the constitu-
tionality of a State law which had been challenged on
the ground of repugnancy to a national law. Chief
Justice Marshall said:
It is a part of our history, that, at the adoption of the
Constitution, all the States were greatly indebted; and the
apprehension that these debts might be prosecuted in
the federal courts, formed a very serious objection to that
instrument. Suits were instituted; and the court main-
» 3 Dallas'_Rep., 378. ' 6 Wheaton's Rep., 264.
JUDICIAL GOVERNMENT IN THE U. S. 385
tained its jurisdiction. The alarm was general; and to
quiet the apprehensions that were so extensively entertained
this [Eleventh] amendment was proposed in Congress and
adopted by the State legislatures. That its motive was
not to maintain the sovereignty of a State from the degrada-
tion supposed to attend a compulsory appearance before
the tribunal of the nation, may be inferred from the terms
of the amendment. It does not comprehend controversies
between two or more States, or between a State and a foreign
State. The jurisdiction of the Court still extends to these
cases; and in these a State may still be sued. We must
ascribe the amendment, then, to some other cause than
the dignity of a State. There is no difficulty in finding this
cause. Those who were inhibited from commencing a suit
against a State, or from prosecuting one which might be
commenced before the adoption of the amendment, were
persons who might probably be its creditors. . . . The
amendment therefore extended to suits commenced or
prosecuted by individuals, but not to those brought by
States.
The judicial Power shall extend to . . . Controversies
. . . between Citizens of different States. During the
whole of the colonial period, the provinces had done
little trading with each other, partly because English
law fostered a British monopoly of trade with the
colonies, but mostly because the merchants of one
colony could not safely extend credits to persons who
lived in other colonies. By extending the judicial
power to controversies between citizens of different
States, the Constitution makers gave the People of the
United States a chance to do business with each other
on a sound basis. That basis was that, if a citizen of
one State should be cheated by a citizen of another
State, the aggrieved party could apply to the courts
of the United States for relief.
as
386 AMERICAN PLAN OF GOVERNMENT
In the case of Gordon vs. Longest,^ decided in 1842, it
was shown to the Supreme Court that the defendant, a
steamboat captain, had taken a slave on board his
vessel as a passenger, thereby aiding the poor fellow
to escape. The owner had brought an action in the
Kentucky courts asking for damages in the sum of
$1,000 for the loss of his bondman. The defendant, a
citizen of Pennsylvania, had filed in the Kentucky State
court a petition that the action be removed to the
United States court, upon the ground that, the plaintiff
being a citizen of Kentucky, the suit was a controversy
*' between citizens of different States, " which the federal
tribunals had a right to judge and decide. The Ken-
tucky court had refused to grant the petition for the
removal of the case because "it did not appear to its
satisfaction that the amount in controversy exceeded
$500, exclusive of costs." This ruling was based upon
a clause of the Federal Judiciary act which provided
that the Circuit Courts should have jurisdiction only of
cases in which the matter in dispute exceeded five
hundred dollars. The case had been tried twice in the
Kentucky courts which had found for the plaintiff and
on the second trial had given him damages in the simi of
six hundred and fifty dollars. The defendant then took
the case to the national Supreme Court, which decided
that the Kentucky court had wrongfully denied the
petition for the removal of the action to the federal
courts. In the decision of this case, Justice McLean
said:
The damages claimed by the plaintiff in his writ gives
jurisdiction to the court, whether it be an original suit in
the circuit court of the United States, or brought here by
« 16 Peters' Rep., 97.
JUDICIAL GOVERNMENT IN THE U. S. 387
petition. From the decision of the State judge, he seemed
to consider the application for the removal of the cause as a
matter to be decided by his discretion. But he must
exercise a legal discretion. The defendant was entitled to
a right under the law of the United States; and, on the facts
in the case, the judge had no discretion to withhold that
right.
The judicial Power shall extend . . . to Controversies
. . . between Citizens of the same State claiming Lands
under Grants oj different States. Before the Revolution,
much territory in what is now Vermont and in the
Mississippi Valley had been claimed by more than one
colony. The States that succeeded these colonies had
made many land grants to settlers, some of which over-
lapped. Many of the resulting disputes were unsettled
at the time of the adoption of the Constitution. The
members of the Federal Convention deemed it wise to
give the Federal courts power to judge such disputes
because the rights of different States were involved.
For example, in the case of Town of Pawlet vs. Clark, ^
decided in 181 5, it was shown that lands in the town of
Pawlet in the western part of New Hampshire, which
afterward became the State of Vermont, had been set
apart by a New Hampshire grant for the support of a
minister of the Church of England. The land had been
held by Mr. Clark under a lease which provided for
payment of the rents and profits to the Episcopal
minister who preached in the local church. In 1805,
however, the Vermont legislature had made a law by
which it was declared that the title to all glebe lands
in that State had, by the Revolution, become vested in
the sovereignty of the State of Vermont, and had di-
rected the selectmen of the different towns to bring
' 9 Cranch's Rep., 292, 322.
388 AMERICAN PLAN OF GOVERNMENT
actions to obtain possession of such lands. The case
was taken to the national Supreme Court upon the
question whether a grant made by the State of New
Hampshire when it owned all of Vermont and a later
grant of the same land by Vermont, were grants made
by different States. Justice Story, in the course of this
decision, said:
The Constitution intended to'secure an impartial tribunal
for the decision of causes arising from the grants of different
States; and it was supposed that a State tribunal might
not stand indifferent in a controversy, where the claims of
its own sovereign were in conflict with those of another
sovereign. It had no reference whatever to the antecedent
situation of the territory, whether included in one sover-
eignty or another. It simply regarded the fact, whether
grants arose under the same or under different States. Now
it is very clear that, although the territory of Vermont was
once a part of New Hampshire, yet the State of Vermont, in
its sovereign capacity, is not, and never was the same as the
State of New Hampshire. The grant of the plaintiffs
emanated purely and exclusively from the sovereignty of
Vermont; that of the defendants purely and exclusively
from the sovereignty of New Hampshire. . . . The
case is, therefore, equally within the letter and the spirit
of the clause of the Constitution.
The judicial Power shall extend to . . . Controversies
. . . between a State, or the Citizens thereof, and foreign
States, Citizens or Subjects. In 1829, one John Twenty-
man brought an action in the United States Court at
New York against Daniel and Joseph Jackson in which,
as a basis for obtaining relief in a Federal tribunal, he
set forth the fact that he was a British subject. Un-
luckily he failed to claim that the Jacksons were citizens
of the United States. The Circuit Court sustained the
JUDICIAL GOVERNMENT IN_THE U. S. 389
appeal of the defendants on the ground that Twenty-
man had not shown, as required by the Constitution
and by the Judiciary Act, which carries the judicial
power into effect, that this was a controversy between
a citizen of a State and a subject of a foreign state.
The decision* says:
The court were of opinion that the nth section of the
Judiciary Act must be construed in connection with and in
conformity to the Constitution of the United States. That,
by the latter, the judicial power was not extended to private
suits, in which an alien is a party, unless a citizen be an
adverse party. It was indispensable, therefore, to aver the
citizenship of the defendants, in order to show on the record
the jurisdiction of the court. The omission to do so was
fatal.
Art. m., Sec. 2 (continued). In all Cases affect-
ing Ambassadors, other public Ministers and Consuls,
and those in which a State shall be a Party, the supreme
Court shall have original Jurisdiction. In all the other
Cases before mentioned, the supreme Court shall have
appellate Jurisdiction, both as to Law and Fact, with
such Exceptions, and under such Regulations as the
Congress shall make.
Certain persons and parties can, if they choose,
bring lawsuits in the Supreme Court without first being
heard in an inferior court. All other cases must be
heard in some other court before being considered by the
Supreme Court of the United States. This is the differ-
ence between "original jurisdiction" and "appellate
jurisdiction" in the Federal courts.
"Original jurisdiction" does not mean "exclusive"
jiirisdiction. Congress though it cannot prevent suits
'Jackson vs. Twentyman, 2 Peters' Rep., 136.
390 AMERICAN PLAN OF GOVERNMENT
affecting ambassadors, other public ministers, and con-
suls from being brought in the first instance in the
Supreme Court, may authorize the hearing of such
suits in the lower courts. The case of Gittings vs.
Crawford, ^ tried in the Federal Circuit Court at Balti-
more, in 1838, was a suit against a British consul upon
a promissory note. The action had been brought in the
Federal District Court and the appeal to the Circuit
Court taken by the British consul was based upon the
contention that the Constitution did not give Congress
power to authorize the trial in a Federal District Court
of a case against a foreign consul. Chief Justice Taney,
sitting as a circuit judge, explained what original jtuis-
diction is, saying :
It is insisted, that the grant of original jurisdiction in
these cases to the Supreme Court, means exclusive original
jurisdiction, and that it is not in the power of Congress to
confer original jurisdiction, in the cases there mentioned,
upon any other court. ... It could hardly have been
the intention of the statesmen, who framed our Constitution,
to require that one of our citizens who had a petty claim of
even less than five dollars against another citizen, who had
been clothed by some foreign government with the consular
office, should be compelled to go into the Supreme Court to
have a jury summoned in order to enable him to recover it.
. . . There is no reason, either of policy or convenience,
for introducing such a provision in the Constitution; and
we cannot, with any probability, impute such a design to
the great men who, with so much wisdom and foresight,
framed the Constitution of the United States.
"Appellate jurisdiction" is exercised when the rec-
ord of a decision of a lower court is reviewed in a
* Taney's Dedsions, 1.
JUDICIAL GOVERNMENT IN THE U. S. 391
higher tribunal. " It is the essential criterion of appel-
late jurisdiction," said Chief Justice Marshall in his
opinion in the case of Marbury vs. Madison,^ "that it
revises and corrects the proceedings in a cause already
instituted, and does not create that cause."
In Cohens vs. Virginia,'' Chief Justice Marshall said:
The Constitution gives the Supreme Court original juris-
diction in certain enumerated cases, and gives it appellate
jurisdiction in all others. Among those in which juris-
diction must be exercised in the appellate form, are cases
arising under the Constitution and laws of the United States.
... If a State be a party, the jurisdiction of this court
is original ; if a case arise under a constitution or a law, the
jurisdiction is appellate. But a case to which a State is a
party, may arise under the Constitution or a law of the
United States. What rule is applicable to such a case?
What, then, becomes the duty of the court? Certainly, we
think, so to construe the Constitution as to give effect to
both provisions, so far as it is possible to reconcile them, and
not to permit their seeming repugnancy to destroy each
other .... In one description of cases, the jurisdiction
of the court is founded entirely on the character of the
parties; and the nature of the controversy is not contem-
plated by the Constitution. The character of the parties
is everything, the nature of the case nothing. In the other
description of cases the jurisdiction is founded entirely on
the character of the case, and the parties are not contem-
plated by the Constitution. In these the nature of the case
is everything, the character of the parties nothing. When,
then, the Constitution declares the jurisdiction, in cases
where a State shall be a party, to be original, and in all cases
arising under the Constitution or a law, to be appellate
— the conclusion seems irresistible, that its framers de-
'■ I Cranch's Rep., 137. * 6 Wheaton's Rep., 264, 392.
392 AMERICAN PLAN OF GOVERNMENT
signed to include in the first class those cases in which juris-
diction is given, because a State is a party; and to include
in the second, those in which jurisdiction is given, because
the case arises under the Constitution or a law.
CHAPTER XXII
CRIMINAL PROCEDURE IN THE FEDERAL COURTS
Art. in., Sec. 2 (continued). The Trial of all
Crimes, except in Cases of Impeachment, shall be by
Jury ; and such Trial shall be held in the State where the
said Crimes shall have been committed; but when not
committed within any State, the Trial shall be at such
Place or Places as the Congress may by Law have
directed.
Fifth Amendment (Part of). No person shall be
held to answer for a capital, or otherwise infamous
crime, tmless on a presentment or indictment of a
Grand Jury, except in cases arising in the land or naval
forces, or in the MiUtia, when in actual service in time
of War or pubUc danger; —
Sixth Amendment (Part of). In all criminal prose-
cutions, the accused shall enjoy the right to a speedy
and public trial, by an impartial jury of the State and
district wherein the crime shall have been committed,
which district shall have been previously ascertained
by law.
The Trial of all Crimes, except in Cases of Impeach-
ment, shall be by Jury. Justice Brewer, in the case of
Schick vs. TTie United States,^ which involved the con-
stitutionality of laws regulating the sale of oleomar-
garine, defined the word "crimes" as follows:
' 195 U. S. Rep., 65, 68.
393
394 AMERICAN PLAN OF GOVERNMENT
In the draft of that instrument [the Constitution], as
reported by the committee of five, the language was "the
trial of all criminal offenses . . . shall be by jury, " but
by unanimous vote it was amended so as to read "the trial
of all crimes." The significance of this change cannot be
misunderstood. If the language had remained "criminal
offenses, " it might have been contended that it meant all
offenses of a criminal nature, but when the change was made
from "criminal offenses" to "crimes," and made in the
light of the popular understanding of the meaning of the
word "crimes" . . . it is obvious that the intent was to
exclude from the constitutional requirement of a jury the
trial of petty criminal offenses.
No person shall be held to answer for a capital, or other-
wise infamous crime, unless on a presentment or indict-
ment of a grand jury.
A "capital crime," according to Bouvier's Law Dic-
tionary is "one for which the punishment of death is
inflicted. "
Whether a crime is "infamous" or not depends on
how it is punished. In the case of Mackin vs. United
States,^ the Supreme Court, in an opinion written by
Justice Gray, said:
We cannot doubt that at the present day imprisonment
in a State prison or penitentiary, with or without hard
labor, is an infamous punishment. It is not only so con-
sidered in the general opinion of the people, but it has been
recognized as such in the legislation of the States and Terri-
tories, as well as of Congress. "
A "presentment or indictment" is a written charge
of crime made by a majority vote of a grand jury, which
must consist of from sixteen to twenty-three grand
» 117 U. S. Rep., 348.
JUDICIAL GOVERNMENT IN THE U. S. 395
jurors, who have been specially assembled to decide
what persons accused of crimes are to be tried by the
courts. The grand jury holds the supreme, irrespons-
ible power of the people for this purpose only. No
person can be convicted legally in a court of the United
States of a capital or otherwise infamous crime unless
brought to trial upon such a presentment or indictment,
even if he should plead guilty to a complaint in open
court. In the case of Ex Parte McClusky,^ the de-
fendant had pleaded guilty in the Federal court of
Arkansas to a complaint charging him with having
stolen property worth more than twenty-five dollars,
and was sent to the penitentiary. Then he was sorry
he had confessed and asked the Federal Circuit Court
for his release upon the ground that no indictment
ever had been found against him. The court released
him. Circuit Judge Parker said:
A party cannot waive a constitutional right when its
effect is to give a court jurisdiction. . . . The fifth
amendment to the Constitution, that no person shall be
held to answer for a capital or otherwise infamous crime
unless on a presentment or indictment of a grand jury, pro-
vides for a requisite to jurisdiction .... If the crime is
of such a nature that an indictment to warrant a prosecu-
tion of the crime is required by the law, the court has no
jurisdiction to try without such an indictment. Can a
party consent to jurisdiction? Can he, by an agreement
with the government, surrender his liberty for a stipulated
time? Has any person the right to surrender his liberty in
violation of a fundamental right, secured to him for the
protection of the liberty of such person by the fifth amend-
ment to the Constitution of the United States? No man
and no power has a right to take away another person's
» 40 Federal Reporter, 71.
396 AMERICAN PLAN OF GOVERNMENT
liberty, even though with consent, except by due process
of law.
Cases arising in the land or naval forces, or in the
Militia, when in actual service in time of War or public
danger. These cases are dealt with by martial law,
the administration of which is a part of the duty of the
President as commander-in-chief of the army and navy.
"Courts-martial [which enforce martial law] form no
part of the judicial system of the United States."
The Supreme Court, in the case of Kurtz vs. Moffitt,^
has so ruled.
In all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial, by an impartial jury of
the State and district wherein the crime shall have been
committed, which district shall have been previously as-
certained by law. The words "speedy trial," in the
Sixth Amendment, mean a trial "within a reasonable
time." In the case of Ex Parte Stanley,^ Judge
Lewis of Nevada had occasion to tell a man under in-
dictment for murder that he could not be discharged on
habeas corpus just because his case had been kept ad-
journed for a year. Judge Lewis said:
.That all persons held on a criminal charge have the legal
right to demand a speedy and impartial trial by jury, there
can at this time be no doubt. . . . But what is to be
understood by a speedy trial, is the embarrassing question
now to be determined. It is very clear that one arrested
and accused of crime has not the right to demand a trial
immediately upon the accusation or arrest being made.
He must wait until a regular term of the court having juris-
diction of the offense with which he is charged, until an
indictment is found and presented, and until the prosecution
* 115 U. S. Rep., 487. » 4 Nevada Rep., 113.
JUDICIAL GOVERNMENT IN THE U. S. 397
has had a reasonable time to prepare for the trial. Nor
does a speedy trial mean a trial immediately upon the
presentation of the indictment or the arrest upon it. It
simply means that the trial shall take place as soon as
possible after the indictment is found, without depriving
the prosecution of a reasonable time for preparation.
A "public trial" is one at which all persons who have
a proper interest in the matter at issue may be present.
"By this is not meant," says Judge Cooley in his
Constitutional Limitations,^ "that every person who
sees fit shall in all cases be permitted to attend criminal
trials; because there are many cases where, from the
character of the charge and the nature of the evidence
by which it is to be supported, the motives to attend the
trial on the part of portions of the community would be
of the worst character, and where a regard to public
morals and public decency would require that at least
the young be deluded from hearing and witnessing the
evidences of human depravity which the trial must
necessarily bring to light. The requirement of the
public trial is for the benefit of the accused; that the
public may see he is fairly dealt with and not unjustly
condemned, and that the presence of interested specta-
tors may keep his triers keenly alive to a sense of their
responsibility and to the importance of their functions;
and the requirement is fairly observed if, without
partiality or favoritism, a reasonable proportion of the
public is suffered to attend, notwithstanding that those
persons whose presence could be of no service to the
accused, and who would only be drawn thither by a
prurient curiosity are excluded altogether."
The phrase "trial by an impartial jury" in the Sixth
Amendment is the "trial ... by jury" specified in
•7th Ed., p. 411.
398 AMERICAN PLAN OF GOVERNMENT
the third article of the original Constitution. Justice
Harlan, in his opinion in the case of Thompson vs. Utah,^
upset the notion that a "jury" under the Federal law
can consist of less than twelve men. He said:
The next inquiry is whether the jury referred to in the
original Constitution and in the Sixth Amendment is a
jury constituted, as it was at common law, of twelve persons,
neither more nor less. . . . The question must be
swered in the affirmative .... It must ... be taken
that the word "jury" and the words "trial by jury" were
placed in the Constitution of the United States with refer-
ence to the meaning affixed to them in the law as it was in
this country and in England at the time of the adoption of
that instrument; and that when Thompson committed the
offence of grand larceny in the Territory of Utah — which
was under the complete jurisdiction of the United States for
all purposes of government and legislation — the supreme
law of the land required that he should be tried by a jury
of not less than twelve persons.
Our Constitution makes it impossible to drag per-
sons accused of national crimes from one end of the
country to the other for their trials.
In the case of In re Rosdeitscher,^ the defendant had
been arrested in Virginia upon a warrant which charged
him with having passed a counterfeit twenty-dollar
United States bank bill at Chester, Pennsylvania. The
warrant of arrest had been issued by a commissioner of
the United States Circuit Court of Virginia instead of by
the United States court of Pennsylvania. Rosdeitscher
had petitioned for release from arrest on the ground that
an officer of the Federal court in Virginia had had no
right to issue the warrant for his arrest for a crime
* 170 IT. S. Rep., 343. » 33 Federal Reporter, 657.
JUDICIAL GOVERNMENT IN THE U. S. 399
alleged to have been committed in Pennsylvania.
District Judge Hughes ordered that he be discharged
from custody for the following reasons :
My reasons for discharging the prisoner are founded on
elementary principles. An indictment cannot be found in
one State of this Union for an offense committed in another.
This is forbidden by clause 3 of Section 2 of Article 3 of
the national Constitution. ... As there can be no
original indictment for such a crime here, so there can be
no original complaint against him here.
In the case of Callan vs. Wilson,^ the question before
the Court was whether the District of Columbia was a
"State and district" which had been "ascertained by
law" in accordance with the Sixth Amendment. A
number of musicians who had been suspended from
membership in Washington, D. C, Musical Assembly
No. 4308, Knights of Labor, had continued to play at
hotel dinners and pubUc dances. The Knights of
Labor had then boycotted the employers of the non-
union musicians; and the boy cotters had been prose-
cuted, found guilty, and fined in the United States
court of the District of Columbia. They had appealed
to the Supreme Court on the ground that the District
of Columbia where they had been tried was not a
"State and district" which had been "previously
ascertained by law." Justice Harlan ruling upon this
point said:
And as the guarantee of a trial by jury, . . . implied a
trial in that mode and according to the settled rules of the
common law, the enimieration, in the Sixth Amendment, of
the rights of the accused in criminal prosecutions, is to be
taken as a declaration of what those rules were, and is to be
» 127 U. S. Rep., 540.
400 AMERICAN PLAN OF GOVERNMENT
referred to the anxiety of the people of the States to have in
the supreme law of the land, and so far as the agencies of the
General Government were concerned, a full and distinct
recognition of those rules, as involving the fundamental
rights of life, liberty, and property. This recognition was
demanded and secured for the benefit of all the people of
the United States, as well those permanently or temporarily
residing in the District of Columbia, as those residing or
being in the several States. There is nothing in the history
of the Constitution or of the original amendments to justify
the assertion that the people of this District may be lawfully
deprived of the benefit of any of the constitutional guaran-
tees of life, liberty, and property — especially of the privilege
of trial by jury in criminal cases.
Persons who commit crimes against the laws of the
United States cannot escape the consequences by run-
ning off to another State and district. The procedure
in such cases is to obtain an indictment against the
wrongdoer in the State and district in wliich the crime
was committed. This indictment is sent to the State
and district where the criminal has taken refuge, and the
Federal Courts there order his arrest and removal to
the place where the crime was committed. This puts
the criminal in the custody of the Federal court which
has power to punish him.
Art. in., Sec. 3. Treason against the United States,
shall consist only m. levying War against them, or in
adhering to their Enemies, giving them Aid and Com-
fort. No Person shall be convicted of Treason unless
on the Testimony of two Witnesses to the same overt
Act, or on Confession in open Court.
Treason against the United States, the only crime
defined in our Constitution, covers only the acts speci-
JUDICIAL GOVERNMENT IN THE U. S. 401
fied in this section. It does not include words spoken
or plans made, which in other countries have been and
are construed to be treasonable. Our people, even in
the earliest colonizing era, never would have permitted
judges to construe the acts or conduct of accused per-
sons as being treason. An extreme case of such con-
structive treason, which happened in England in the
reign of Edward the Fourth, was that of a gentleman,
whose favorite deer had been killed by the king while
hunting, and who thereupon had wished the buck, horns
and all, in the king's belly; and he was executed for it.
Treason against the United States shall consist only in
levying War against them. The Supreme Court ex-
plained the phrase "levying war against the United
States" in the case of Ex Parte Bollman; Ex Parte
Swartwont.^ Dr. Bollman and Mr. Swartwout had
been arrested under an order of the Federal court of
the District of Columbia "to take their trial for
treason against the United States by levying war
against them." The prisoners had brought their
case before the Supreme Court upon a petition for
release upon the ground that no evidence of any trea-
son had been presented to the court which had or-
dered their arrest. The evidence presented against
them consisted of a deposition made by General Eaton
about conversations with Colonel Burr concerning a
number of projects the latter had in mind. There also
was an affidavit of General Wilkinson containing the
substance of a letter signed by Btu-r, relating to a
military enterprise, which, if against Mexico, would
have been a high misdemeanor; if against the United
States and involving the employment of an assemblage
of men, would have amounted to levying war against
* 4 Cranch's Rep., 75.
»6
402 - AMERICAN PLAN OF GOVERNMENT
the United States. The letter said: "Burr's plan of
operation is to move rapidly down from the Falls on
the 15th of November with the first 500 or 1000 men in
light boats now constructing for that purpose, to be at
Natchez between the 5th and 15th of December, there
to meet Wilkinson; then to determine whether it will
be expedient, in the first instance, to seize on, or pass
by Baton Rouge. The people of the country to which
we are going are prepared to receive us. Their agents,
now with Burr, say that if we will protect their religion,
and will not subject them to a foreign power, in three
weeks all will be settled." The words used by Swart-
wout were that "Colonel Burr was levying an armed
body of 7000 men." There was no evidence at all to
support a charge of treason against Bollman. It was
the unanimous opinion of the court that they could not
be tried in the District of Columbia because no crime
had been committed there. Chief Justice Marshall,
in his opinion in the decision that the prisoners should
be discharged from custody, gave the following defi-
nition of "treason by levying war":
"Treason against the United States, shall consist only in
levying war against them, or in adhering to their enemies,
giving them aid and comfort. " To constitute that specific
crime for which the prisoners now before the court have been
committed, war must be actually levied against the United
States. However flagitious may be the crime of conspiring
to subvert by force the government of our country, such
conspiracy is not treason. To conspire to levy war, and
actually to levy war, are distinct offenses. The first must
be brought into open action by the assemblage of men for a
purpose treasonable in itself, or the fact of levying war can-
not have been committed. ... If war be actually
levied, that is, if a body of men be actually assembled for the
JUDICIAL GOVERNMENT IN THE U. S. 403
purpose of effecting by force a treasonable purpose, all those
who perform any part, however minute, or however remote
from the scene of action, and who are actually leagued in
the general conspiracy, are to be considered as traitors.
But there must be an actual assembling of men for the
treasonable purpose, to constitute a levying of war.
Treason against the United States, shall consist . . .
in adhering to their Enemies, giving them Aid and
Comfort. Whoever tries to help the enemy, gives them
aid and comfort. Justice Field said in the course of
his charge to the jury in the case of U. S. vs. Greathouse * :
If, for example, a vessel fully equipped and armed in the
service of the rebellion should fail in its attack upon one of
our vessels and be itself captured, no assistance would in
truth be rendered to the rebellion; but yet, in judgment of
law, in legal intent, the aid and comfort would be given.
So if a letter containing important intelligence for the
insurgents be forwarded, the aid and comfort are given,
though the letter be intercepted on its way. Thus Foster,
in his treatise on Crown Law says: "And the bare sending
of money or provisions, or sending intelligence to rebels
or enemies, which in most cases is the most effectual aid
that can be given them, will make a man a traitor, though
the money or intelligence should happen to be intercepted;
for the party in sending it did all he could; the treason
was complete on his part, though it had not the effect he
intended."
No Person shall he convicted of Treason unless on the
Testimony oj two Witnesses to the same overt Act, or on
Confession in open Court. Chief Justice Marshall, in
his charge to the jury at the trial of the case of United
States vs. Aaron Burr,' commented as follows upon the
requirement of two witnesses to the same overt act:
* 4 Sawyer's Rep., 457, 472. » 25 Federal Cases, 176.
404 AMERICAN PLAN OF GOVERNMENT
The presence of the party, where presence is necessary,
being part of the overt act, must be positively proved by
two witnesses. No presumptive evidence, no facts from
which presence may be conjectured or inferred, will satisfy
the Constitution and the law. If procurement take the
place of presence and become part of the overt act, then
no presumptive evidence, no facts from which the procure-
ment may be conjectured or inferred, can satisfy the Con-
stitution and the law. The mind is not to be led to the
conclusion that the individual was present by a train of
conjectures, of inferences, or of reasoning; the fact must be
proved by two witnesses. Neither, where procurement
supplies the want of presence, is the mind to be conducted
to the conclusion that the accused procured the assembly
by a train of conjectures, or inferences, or of reasoning;
the fact itself must be proved by two witnesses, and must
have been committed within the district. If it be said
that the advising or procurement of treason is a secret
transaction, which can scarcely ever be proved in the manner
required by this opinion, the answer which will readily
suggest itself is, that the difficulty of proving a fact will not
justify conviction without proof. Certainly it will not
justify conviction without a direct and positive witness in a
case where the Constitution requires two.
The two witnesses must testify to an "overt act"
— some act or deed of treason actually performed. In
the case of United States vs. Hodges, ^ it was shown to the
court that, during the war of 1812, four stragglers from
the British army, then retreating from Washington,
had been made prisoners by the people of the town of
Upper Marlborough, Maryland. The British general
had threatened to burn the town if his men were not
surrendered. Two brothers, named Hodges, who lived
at Upper Marlborough, in order to prevent the disaster,
» 26 Federal Cases, 332. Case No. 15,374.
JUDICIAL GOVERNMENT IN THE U. S. 405
prevailed upon General Bowie, who had the soldiers in
his custody, to let them take these prisoners to the
British. The Hodges brothers afterward were indicted
for treason, the overt act charged being the delivering
of the men to the British. The jury rendered a verdict
of not guilty, although Circuit Judge Duval ruled that
what the Hodges had done was an overt act of treason.
He said:
Hodges is accused of adhering to the enemy, and the
overt act laid consists in the delivery of certain prisoners,
and I am of opinion that the overt act laid in the indictment
and proved by the witness is high treason against the United
States, . . , When the act itself amounts to treason it
involves the intention, and such was the character of this
act.
The rule that no person shall be convicted of treason
upon any confession not made in open court is founded
upon common sense and common justice. The men of
the constitutional era were familiar with English state
trials in which many innocent men had been doomed to
cruel and shameful death upon evidence of confessions
which never had been made except in the imaginations
of perjured witnesses. They did not intend to have our
judicial annals disgraced by any scandals of that kind.
Art. ni., Sect. 3 (continued). The Congress shall
have Power to declare the Punishment of Treason,
but no Attainder of Treason shall work Corruption of
Blood, or Forfeiture except during the Life of the
person Attainted.
Public opinion at the close of the Revolution was
against the atrocious penalties of the English law by
406 AMERICAN PLAN OF GOVERNMENT
which the condemned traitor was dragged to the gal-
lows, hung up by the neck, and cut down while still
alive, his entrails taken out and burned, his head cut
off, and his body divided into four quarters, and by
which the traitor's property of every kind was forfeited
to the king, so that his innocent family suffered with
him. Until 1862, the punishment of treason in this
country had been death by hanging. Then, at Presi-
dent Lincoln's suggestion, the courts were authorized
to impose either the death penalty or imprisonment at
hard labor for not less than five years, a fine of not less
than $10,000, and loss of capacity to hold any public
office under the national government.
In the case of Bigelow vs. Forrest,^ decided in 1869,
the justices were asked to construe an act of Congress,
which authorized the seizure and confiscation of the
property of those who had adhered to the Confederacy.
Under this law, a tract of land in Virginia belonging to
French Forrest, an officer in the Confederate navy,
had been condemned and sold by order of court. Mr.
Forrest had died in 1866; and his son, Douglas Forrest,
had brought this action to recover the land from the
purchasers at the condemnation sale. The son's claim
was that the forfeiture incurred by his father as a
penalty for treason, did not extend beyond his life-
time and that, upon his death, the property ought to
have been turned over to his heirs. The courts of
Virginia had ruled that the forfeiture incurred by
French Forrest had ended with his life, and had given
judgment in favor of the son. The persons in possession
of the land had then appealed to the Supreme Court,
and had again been defeated. Justice Strong, in his
opinion in this case, said:
' 9 Wallace's Rep., 339.
JUDICIAL GOVERNMENT IN THE U. S. 407
The fifth section of the'Confiscation Act of July 17, 1862,
enacted that it should be the duty of the President of the
United States to cause the seizure of all the estate and prop-
erty, moneys, stocks, credit, and effects of certain persons
described in six classes, and to apply and use the same and
the proceeds thereof for the support of the army. To one
or more of these classes French Forrest belonged. That it
was not intended that the mere act of seizure should vest
the property seized in the United States is plain from the
provisions of the seventh section, which enacted that to se-
cure the condemnation and sale of any such property, after
the same shall have been seized, proceedings in rem should
be instituted in a district court, and that if it should be
found to have belonged to a person engaged in rebellion,
or who had given aid or comfort thereto, it should be con-
demned as enemy's property, and become the property of
the United States, and that it might be disposed of as the
court might decree. Concurrently with the passage of this
act. Congress also adopted a joint resolution explanatory of
it, whereby it was resolved that no punishment or proceed-
ings under the act should be so construed as to work a for-
feiture of the real estate of the offender beyond his natural
life. It is a well known fact in our political history that this
resolution was adopted in consequence of doubts which the
President entertained respecting the power of Congress to
prescribe a forfeiture of longer duration than the life of the
offender. Be this as it may, the act and the resolution are
to be construed together, and they admit of no doubt
that all which could, under the law, become the property
of the United States, or could be sold by virtue of a decree
of condemnation and order of sale, was a right to the prop-
erty seized, terminating with the life of the person for
whose act it had been seized.
Fourteenth Amendment. Sec. 3. No person shall
be a Senator or Representative in Congress, or elector
of President and Vice President, or hold any office,
408 AMERICAN PLAN OF GOVERNMENT
civU or military, under the United States, or under any
State, who, having previously taken an oath, as a mem-
ber of Congress, or as an officer of the United States,
or as a member of any State legislature, or as an
executive or judicial officer of any State, to support the
Constitution of the United States, shall have engaged in
insurrection or rebellion against the same, or given
aid or comfort to the enemies thereof. But Congress
may, by a vote of two-thirds of each House, remove
such disability.
When the Civil War began in 1861, all the Senators
and Representatives from the seceding States left their
seats in Congress, and during four years did their best
to break up the Federal Union. A former President of
the United States, one justice of the Supreme Court,
several members of President Buchanan's cabinet,
many officers of the army and navy, and a host of
minor Federal officials engaged actively in the -service
of the Confederacy or gave it all the aid and comfort
they could. The end and aim of this clause was to
prevent the return of such men to public life. The
section is no longer important because Congress, in
1898, removed all disabilities due to participation in the
Civil War.
Queerly enough, the Supreme Court has ruled in
substance that the disqualification imposed by this
clause of the Constitution is the only punishment which
can be inflicted upon a person who has been a national
officer and afterward has been guilty of treason "in
levying war against the United States." The defend-
ant in the case of United States vs. Davis, ^ was the cele-
brated Jefferson Davis, President of the Confederate
I Chase's Decisions, 84, 85, 124.
JUDICIAL GOVERNMENT IN THE U. S. 409
States of America. In 1868, an indictment for treason
was filed against him in the United States Circuit Court
of Virginia. The defense offered was that "prior to
such insurrection or rebellion and in the year 1845, the
said defendant was a member of the Congress of the
United States, and as such member took an oath to
support the Constitution of the United States in the
usual manner and as required by law in such cases and
the defendant alleges in bar of any proceedings upon
said indictments or either of them, the penalties and
disabilities denounced against and inflicted on him by
the Third Section of the Fourteenth Article of the
Constitution of the United States, forming an amend-
ment to said Constitution." Mr. Davis' contention
thus was that no penalty except disqualification for
Federal office could be inflicted upon a Federal office-
holder who afterward had committed acts of treason
against the United States. After the case had been
argued by counsel on both sides. Chief Justice Chase
announced that the judges could not agree upon the
question. A proclamation of general amnesty soon
afterward, made any further prosecution of this case
unnecessary; hence the point is still debatable. Chief
Justice Chase, however, instructed the reporter of the
case to record him as having been of the opinion "that
the indictment should be quashed and all further
proceedings barred by the effect of the Fourteenth
Amendment of the Constitution of the United States. "
PART VIII
The Federal Compact
411
CHAPTER XXIII
CONSIDERATIONS OF THE AGREEMENT OF UNION
"Every State constitution," said Chief Justice Jay
in his opinion in Chisholm vs. Georgia, ' "is a compact
made by and between the citizens of a State to govern
themselves in a certain manner; and the Constitution
of the United States is likewise a compact, made by the
•people of the United States to govern themselves as
to general objects in a certain manner."
The Constitution of the United States, at bottom, is a
contract which the People of the United States have
made with the States of the United States in order to
obtain the advantages of a strong united government.
By that Constitution, the People of the United States
constituted a national Congress with power to make
laws which are executed by a national President under
the instructions of a national Supreme Court. By
ratifying that Constitution, the States of the United
States agreed that the powers of government which
they had surrendered to the nation should be exercised
by these three great departments of authority. The
constitutional compact so made is valid and binding
upon the contracting parties, the People of the United
States and the States of the United States, because
they have accepted the considerations or benefits which
it provides.
>2 Dallas' Rep., 419, 471.
413
414 AMERICAN PLAN OF GOVERNMENT
"To every contract it is essential that there should
be a consideration," said Judge Birdseye, in the
opinion in the case of Roberts vs. City oj New York, *
"which . . . must not be illegal. One, and perhaps
the broadest and best definition of the consideration
for a contract, is : The reason which moves a contract-
ing party to enter into an agreement. . . . Chitty
{Contracts, 2']') speaks of the consideration as the
motive or inducement to make the promise. Parsons
(i Contracts, 355), says the consideration is the cause
of the contract."
Art. IV., Sec. i. Full Faith and Credit shall be
given in each State to the Public Acts, Records, and
judicial Proceedings of every other State. And the
Congress may by general Laws prescribe the Manner
in which such Acts, Records and Proceedings shall be
proved, and the Effect thereof.
The one benefit which the People of the United
States hoped to obtain by means of the Constitution
was a chance to do business with each other upon equal
terms. To this end, it was necessary to make some
provision which would compel each of the States to
recognize the validity of laws passed by the legislatures
of the other States and the binding force of judgments
of the courts of the other commonwealths.
Full Faith and Credit shall he given in each State to
the Public Acts, Records, and judicial Proceedings oj
every other State. Each State must accept a public
act of any other State for what it is worth in the State
where it is made. A creditor who has obtained a
judgment in one State cannot be compelled, in enforcing
' 5 Abbott's Practise Rep. (N. Y.), 41, 49.
THE FEDERAL COMPACT 415
payment in another State, to prove for a second time
that the debtor owes the amount of the judgment.
Upon proof in an action upon the judgment, that it
has been legally obtained, the courts of the second State
will, upon request, issue judgment upon the first
judgment and award execution against the debtor,
because each State is bound to give full faith and credit
to the judicial proceedings of the other States. If the
rule were otherwise, a debtor could, by moving across
State lines whenever prosecuted, compel his creditor
either to abandon the debt or carry, wherever the
absconder might seek refuge, witnesses to the validity
of the claim.
In the case of Mills vs. Duryea, * the question before
the Supreme Court was whether the defendant in a
suit brought in a Federal Court upon a judgment of a
court of the State of New York had a right to a second
trial upon questions which had been decided in the
State court. In other words, the Supreme Court had
to say whether the State court could decide finally upon
all matters of fact which had been tried out before it.
The Supreme Court ruled that the judgment of the
State court was final, because otherwise the "full
faith and credit" clause of the Constitution would not
mean anything. Justice Story said:
By the act of 26th May, 1790, c II., Congress provided
for the mode of authenticating the records and judicial
proceedings of the State courts, and further declared that:
"the records and judicial proceedings, authenticated as
aforesaid, shall have such faith and credit given to them in
every court within the United States as they have by law
and usage in the courts of the State from whence the said
records are or shall be taken." It is argued that this act
' 7 Cranch's Rep., 481.
4i6 AMERICAN PLAN OF GOVERNMENT
provides only for the admission of such records as evidence,
but does not declare the effect of such evidence when
admitted. This argument cannot be supported. The act
declares that the record duly authenticated shall have such
faith and credit as it has in the State court from whence
it is taken. If in such court it has the faith and credit of
evidence of the highest nature, namely, record evidence, it
must have the same faith and credit in every other court.
Congress have therefore declared the effect of the record
by declaring what faith and credit shall be given to it.
The "records and judicial proceedings" of a State,
when proved to be true by the certificates of the proper
public officers, are conclusive evidence in all other
States as to the truth of the facts they set forth. Never-
theless, a person against whom a court judgment has
been given in one State, can defend himself by showing
that the judgment was issued by a court which had no
right to issue it. For example, in the case of Thompson
vs. Whitman, * it was shown that Sheriff Thompson of
Monmouth County, New Jersey, had seized a sloop
upon a charge of dredging clams in the waters of Mon-
mouth County contrary to a New Jersey law. After
making the seizure, the sheriff had laid an information
against the sloop before two justices of the peace
who had rendered a judgment that she be sold under
the provisions of the law. Mr. Whitman, the owner,
had then sued Sheriff Thompson for the value of the
sloop and her cargo and fittings in a Federal court in
New York. Thompson answered that he was not
liable in damages because the vessel had been con-
demned and sold in New Jersey pursuant to a judicial
proceeding which was entitled to full faith and credit
in New York. Whitman rejoined that the New
» 1 8 Wallace's Rep., 457.
THE FEDERAL COMPACT 417
Jersey court had had no right to render this judgment.
Thus the question which the United States Circuit
Court had to decide first of all was whether it had power
to inquire into the jurisdiction of the New Jersey court
which had made the decree of condemnation. The
decision was that the inquiry could be made; and the
case then went on appeal to the Supreme Court, where
Justice Bradley wrote the decision of the court on this
point as follows:
It has been supposed that this act [prescribing the manner
in which the public acts, records, and judicial proceedings
of a State shall be proved and their effect], in connection
with the constitutional provision which it was intended to
carry out, had the effect of rendering the judgments of each
State equivalent to domestic judgments in every other State,
or at least of giving to them in every other State the same
effect, in all respects, which they have in the State where
they are rendered. . . . But where the jurisdiction of the
court which rendered the judgment has been assailed, quite
a different view has prevailed. Justice Story, ... in his
Commentary on the Constitution (Sec. 13 13), . . . adds:
"But this does not prevent an inquiry into the jurisdiction
of the court in which the original judgment was given, to
pronounce it; or the right of the State itself to exercise
authority over the person or the subject matter. The
Constitution did not mean to confer [upon the States]
a new power or jurisdiction, but simply to regulate the
effect of the acknowledged jurisdiction over the persons
and things within their territory. "... On the whole, we
think it clear that the jurisdiction of the court by which a
judgment is rendered in any State may be questioned in a
collateral proceeding in another State, notwithstanding
the provision of the fourth article of the Constitution and
the law of 1790, and notwithstanding the averments con-
tained in the record of the judgment itself.
28
41 8 AMERICAN PLAN OF GOVERNMENT
And the Congress may by general Laws prescribe the
Manner in which such Acts, Records and Proceedings
shall be proved, and the Effect thereof. The Act of Con-
gress of 1790, which provides that the duly authenticated
record of a public act or judicial proceeding shall have
such faith and credit in every State as it has in the
State from which it is taken, only makes a judgment of
a State court evidence of what that court has actually
done. The judgment is something which may have
to be proved in court by those who wish to use it in
some State other than that in which it was obtained.
This rule of our law has stood in the way of many
married people seeking divorces. Marriage and divorce
always have been matters of local morals which the
States have regulated in the way each of them has seen
fit. In some States it is almost impossible to break
the marriage tie, while in others divorce is very easy.
Therefore, in cases of unhappy marriage, the husband
or wife often leaves a State which discourages divorces,
and obtains in a State having lax divorce laws, a decree
which, under the full faith and credit clause, is valid
in all the States. However, if the one who gets the
divorce does not serve full legal notice of the divorce
action upon the other partner in marriage, the decree
is not entitled to full faith and credit except, perhaps,
in the State which granted it. Such is the rule laid
down by the Supreme Court in the case of Haddock
vs. Haddock. ^
It was shown to the Supreme Court in this case
that Mrs. Haddock had sued her husband for a separa-
tion in the courts of New York. Mr. Haddock had
filed an answer in which he said that his wife was not
entitled to a separation because they were already
'■ 201 U. S. Rep., 562, 572, 575, 581, 605.
THE FEDERAL COMPACT 419
divorced. In proof of this statement, he had presented
an authenticated copy of a judgment of divorce which
he had obtained some years before in Connecticut.
Mrs, Haddock's lawyers had insisted that this divorce
decree was void on the ground that the Connecticut
court never had had any right to judge the case. The
record of the Connecticut court showed that the suit
had been commenced by the issuance of a summons
addressed to Mrs. Haddock, which had been published
in a newspaper, but had not been delivered to her
personally. The Connecticut court had ruled that
this was a sufficient service upon Mrs. Haddock, and
had granted the divorce. The New York courts had
refused to recognize the Connecticut divorce and had
given Mrs. Haddock a decree of separation with
alimony. Haddock then had taken the case to the
Supreme Court upon the contention that the New
York courts, by the full faith and credit clause of the
Constitution, ought to have recognized and given
effect to the Connecticut judgment. The Supreme
Court sided with Mrs. Haddock in an opinion written
by Justice White, now Chief Justice of the Court, in
which he said in part:
The case reduces itself to this: whether the Connecticut
court, in virtue of the domicil of the husband in that
State, had jurisdiction to render a decree against the
wife under the circumstances stated, which was entitled to
be enforced in other States in and by virtue of the full
faith and credit clause of the Constitution. . . . No one
denies that the States, at the time of the adoption of the
Constitution, possessed full power over the subject of
marriage and divorce. No one, moreover, can deny that,
prior to the adoption of the Constitution, the extent to
which the States would recognize a divorce obtained in a
420 AMERICAN PLAN OF GOVERNMENT
foreign jurisdiction depended upon their conceptions of
duty and comity. Besides, it must be conceded that the
Constitution delegated no authority to the government of
the United States on the subject of marriage and divorce.
Yet, if the proposition be maintained, it would follow that
the destruction of the power of the States over the dissolu-
tion of marriage, as to their own citizens, would be brought
about by the operation of the full faith and credit clause
of the Constitution. That is to say, it would come to pass
that, although the Constitution of the United States does
not interfere with the authority of the States over marriage,
nevertheless the full faith and credit clause of that instru-
ment destroyed the authority of the States over the marriage
relation. And as the Government of the United States has
no delegated authority on the subject, that Government
would be powerless to prevent the evil thus brought about
by the full faith and credit clause. Thus neither the States
nor the National Government would be able to exert that
authority over the marriage tie possessed by every other
civilized government. . . .
The denial of the power to enforce in another State a
decree of divorce rendered against a person who was
not subject to the jurisdiction of the State in which the
decree was rendered obviates all the contradictions and
inconveniences which are above indicated. It leaves un-
curtailed the legitimate power of all the States over a
subject peculiarly within their authority, and thus not only
enables them to maintain their public policy but also to
protect the individual rights of their citizens. ... It
causes the full faith and credit clause of the Constitution to
operate upon decrees of divorce in the respective States
just as that clause operates upon other rights — that is, it
compels all the States to recognize and enforce a judgment
of divorce rendered in other States where both parties were
subject to the jurisdiction of the State in which the decree
was rendered, and it enables the States rendering such
decrees to take into view for the purpose of the exercise
THE FEDERAL COMPACT 421
of their authority the existence of a matrimonial domicil
from which the presence of a party not physically present
within the borders of a State may be constructively found
to exist. . . .
Without questioning the power of the State of Connecticut
to enforce within its own borders the decree of divorce
which is here in issue, and without intimating a doubt as to
the power of the State of New York to give to a decree of
that character rendered in Connecticut, within the borders
of the State of New York and as to its own citizens, such
efficacy as it may be entitled to in view of the public policy
of that State, we hold that the decree of the court of Con-
necticut rendered under the circumstances stated was not
entitled to obligatory enforcement in the State of New York
by virtue of the full faith and credit clause.
Art. IV., Sec. 2. The Citizens of each State shall
be entitled to all Privileges and Immunities of Citizens
in the several States.
"The great object to be attained [by the equal rights
clause]," said Chief Justice Johns of Delaware in his
opinion in the case of Douglass vs. Stephens,^ "was to
prevent a citizen of one State from being considered
an alien in another State."
In the case of Ward vs. Maryland, * it was shown to the
court that a statute of Maryland, enacted in 1870, had
required all merchants residing in that State to take
out trading licenses for which they had to pay from
$12 up to $150 a year according to the value of their
stock-in-trade. One section of this law declared
that all non-residents who sold goods, wares, and mer-
chandise in Maryland, should pay an annual license fee
of three hundred dollars. A New Jersey man named
» I Del. Ch. Rep., 465. » 12 Wallace's Rep., 418.
422 AMERICAN PLAN OF GOVERNMENT
Ward, who had sold harnesses by sample at Baltimore
without having taken out a trading license, had been
convicted and fined $400 in the State court. He had
then taken the case to the Supreme Court, which
decided that the Maryland law did not give to citizens
of other States the same privileges in Maryland as it
did to residents. Justice Clifford said:
Imposed as the exaction is upon persons not permanent
residents in the State, it is not possible to deny that the tax
is discriminating with any hope that the proposition could be
sustained by the court. . . . Comprehensive as the power
of the States is to lay and collect taxes and excises, it is
nevertheless clear, in the judgment of the court, that the
power cannot be exercised to any extent in a manner for-
bidden by the Constitution; and inasmuch as the Constitu-
tion provides that the citizens of each State shall be entitled
to all privileges and immunities of citizens in the several
States, it follows that the defendant might lawfully sell, or
offer or expose for sale, within the district described in the
indictment, any goods which the permanent residents of the
State might sell, or offer or expose for sale, in that district,
without being subjected to any higher tax or excise than
that exacted by law of such permanent residents.
The Citizens of each State. In 1821, the Supreme
court of Kentucky, in the case of Amy vs. Smith, '^
defined the word "citizen" as used in this section of the
Constitution. A colored woman, a slave, who had lived
in Pennsylvania, asserted that, as she had been a
citizen of a free State, her privileges and immunities
had been violated by the Kentuckian who claimed
to be her owner. This contention brought before the
court the question whether a slave woman, by residing
' 1 1 Kentucky Rep., 326.
THE FEDERAL COMPACT 423
in a free State, might become entitled to all the privi-
leges and immunities of citizens of that State. The
court decided that she was not a citizen of a State
and therefore was not entitled to the benefits of the
Constitution. The court said:
The term, citizen, is derived from the Latin word, civis,
and in its primary sense signifies one who is vested with the
freedom and privileges of a city. At an early period after
the subversion of the Roman Empire, when civilization had
again begun to progress, the cities in every part of Europe,
either by usurpation or concession from their sovereigns,
obtained extraordinary privileges, in addition to those which
were common to the other subjects of their respective
countries; and one who was invested with those extraordi-
nary privileges, whether he was an inhabitant of the city or
not, or whether he was bom in it or not, was deemed a
citizen. ... In England, a citizen is not only entitled to
all the local privileges of the city to which he belongs, but
he has also the right of electing and being elected to parlia-
ment, which is itself rather an extraordinary privilege since
it does not belong to every class of subjects. ... If we go
back to Rome, whence the term, citizen, has its origin,
we shall find, in the illustrious period of her republic, that
citizens were the highest class of subjects to whom the
jus civitatis (right of the city) belonged, and that jus
civitaiis conferred upon those who were in possession of it,
all rights and privileges, civil, political, and religious.
. . . When the term came to be applied to the inhabitants
of a state, it necessarily carried with it the same significa-
tion, with reference to the privileges of the state, which
had been implied by it with reference to the privileges
of a city, when it was applied to the inhabitants of the city;
and it is in this sense, that the term, citizen, is believed
to be generally, if not universally, understood in the United
States. . . . No one can, ... in the correct sense of the
term, be a citizen of a state, who is not entitled, upon
424 AMERICAN PLAN OF GOVERNMENT
the terms prescribed by the institutions of the state, to all
the rights and privileges conferred by those institutions
upon the highest class of society.
The Citizens of each State shall he entitled to all Privi-
leges and Immunities of Citizens in the several States.
In 1833, Justice Bushrod Washington took pains to
say, in his opinion in the case of Corfield vs. Coryell,^
what privileges and immunities a citizen of one State
has in the other States. In this case, a number of
citizens of Pennsylvania had set up the claim that their
privileges and immunities in the State of New Jersey
had been infringed by a State law against dredging for
oysters in New Jersey waters during a closed season.
Justice Washington ruled soUdly against the Penn-
sylvania oystermen on this point, saying:
The inquiry is, what are the privileges and immunities
of citizens in the several States? We feel no hesitation
in confining these expressions to those privileges and im-
munities which are, in their nature, fundamental; which
belong, of right, to the citizens of all free governments; and
which have, at all times, been enjoyed by the citizens of
the several States which compose this Union, from the time
of their becoming free, independent, and sovereign. What
these fundamental principles are, it would perhaps be more
tedious than difficult to enumerate. They may, however,
be all comprehended under the following general heads:
protection by the government; the enjoyment of life and
liberty, with the right to acquire and possess property of
every kind, and to pursue and obtain happiness and safety ;
subject nevertheless to such restraints as the government
may justly prescribe for the general good of the whole. The
right of a citizen of one State to pass through, or to reside
' 4 Washington C. C. Rep., 380.
THE FEDERAL COMPACT 425
in, any other State, for purposes of trade, agriculture,
professional pursuits, or otherwise; to claim the benefit
of the writ of habeas corpus; to institute and maintain
actions of any kind in the courts of the State; to take,
hold, and dispose of property, either real or personal; and
an exemption from higher taxes or impositions than are paid
by the other citizens of the State; may be mentioned as
some of the particular privileges and immunities of citizens,
which are clearly embraced by the general description of
privileges deemed to be fundamental: to which may be
added, the elective franchise, as regulated and established by
the laws or constitution of the State in which it is to be
exercised. These, and many others which might be men-
tioned, are, strictly speaking, privileges and immunities, and
the enjoyment of them by the citizens of each State, in
every other State, was manifestly calculated (to use the
expressions of the preamble of the corresponding pro-
vision in the old articles of confederation), "the better
to secure and perpetuate mutual friendship and inter-
course among the people of the different States of the
Union."
Art. IV., Sec. 2 (continued). A person charged
in any State with Treason, Felony, or other Crime,
who shall flee from Justice, and be found in another
State, shall on Demand of the executive Authority of
the State from which he fled, be delivered up, to be
removed to the State having Jurisdiction of the Crime.
Extradition, nowadays provided for in all treaties
between civilized nations, is almost an American inven-
tion. In old times, nations which happened to be on
unusually friendly terms or wished to be obliging, had
at intervals surrendered to one another fugitive
offenders. But there had been no regular practise on
the subject. Chief Justice Taney, in the case of Ken-
426 AMERICAN PLAN OF GOVERNMENT
tucky vs. Dennison, ' traced the history of extradition,
saying :
It is manifest that the statesmen who framed the Con-
stitution were fully sensible that, from the complex character
of the government, it must fail unless the States mutually
^pported each other and the general government; and that
nothing would be more likely to disturb its peace, and
end in discord, than permitting an offender against the laws
of a State, by passing over a mathematical line which
divides it from another, to defy its process, and stand
ready, under the protection of the State, to repeat the
offense as soon as another opportunity offered.
Indeed, the necessity of this policy of mutual support,
in bringing offenders to justice, without any exception as to
the character and nature of the crime, seems to have been
first recognized and acted upon by the American colonies;
for we find by Winthrop's History of Massachusetts, vol. 2,
pages 121 and 126, that as early as 1643, by "Articles of
Confederation between the plantation under the govern-
ment of Massachusetts, the plantation under the govern-
ment of New Ply mouth, the plantation under the government
of Connecticut and the government of New Haven, with
the plantations in common therewith," these plantations
pledged themselves to each other that, "upon the escape
of any prisoner or fugitive for any criminal cause, whether
by breaking prison, or getting from the oflBcer, or otherwise
escaping, upon the certificate of two magistrates of the
jurisdiction out of which the escape was made that he was
a prisoner or such an offender at the time of the escape, the
magistrate, or some of them, of the jurisdiction where, for
the present, the said prisoner or fugitive abideth, shall
forthwith grant such a warrant as the case will bear, for the
apprehending of any such person, and the delivery of him
into the hands of the officer or other person who pursueth
him; and if there be help required for the safe returning
» 24 Howard's Rep., 66.
THE FEDERAL COMPACT 427
of any such offender, then it shall be granted unto him that
craves the same, he paying the charges thereof." It will
be seen that this agreement gave no discretion to the magis-
trate of the government where the offender was found ; but
he was bound to arrest and deliver, upon the production of
the certificate under which he was demanded.
When the thirteen colonies formed a confederation for
mutual support, a similar provision was introduced, most
probably suggested by the advantages which the planta-
tions had derived from their compact with one another.
But, as the colonies had then, by the declaration of independ-
ence, become separate and independent sovereignties,
against which treason might be committed, their compact
is carefully worded, so as to include treason and felony
— that is, political offenses — as well as crimes of an inferior
grade. It is in the following words:
"If any person, guilty of or charged with treason, felony,
or other high misdemeanor, in any State, shall flee from
justice, and be found in any other of the United States,
he shall, upon demand of the governor or executive power
of the State from which he fled, be delivered up and removed
to the State having jurisdiction of his offense."
And when these colonies were about to form a still
closer union by the present Constitution, but yet preserving
their sovereignty, they had learned from experience the
necessity of this provision for the internal safety of each
of them, and to promote concord and harmony among their
members; and it is introduced in the Constitution substan-
tially in the same words, but substituting the word "crime"
for the words "high misdemeanor," and thereby showing
the deliberate purpose to include every offense known to the
law of the State from which the party charged had fled.
The treasons, felonies, or other crimes, for which a
fugitive from justice may be removed from one State
to another, according to Watson on the Constitution,'
'ii.,1234.
428 AMERICAN PLAN OF GOVERNMENT
"embrace every offense of every character, which is
known to the law of the State from which an accused
person has fled and consequently are to be given the
broadest signification and construction." These words
even include a crime committed in one State while in
another State. If, for example, as was decided in the
case of State vs. Hull, ^ a man standing in North Carolina
near the Tennessee line shoots and kills a man in the
latter State, it would be the duty of the governor of
North Carolina to surrender him on the demand of the
governor of Tennessee. The presumption in such a case
is that the murderer accompanied the bullet across the
border and "was constructively present when the
fatal wound was actually inflicted."
"Treason" against a State is any attempt forcibly
to overturn its government. This definition was given
in the case of People vs. Lynch, ' in which the following
facts appeared: In 1814, during a crisis in the second
war with Great Britain, Michael Lynch and some
other New York gentlemen were called upon to defend
themselves in the Court of General Sessions of the
Peace upon a charge of treason against the State of
New York, committed by furnishing provisions to the
British ship of war Bulwark. The court ruled that this
was treason against the United States and not against
the State of New York, but indicated in the course
of the opinion that there was such a crime as treason
against a State. The court said:
For there can be no doubt but such a state of things
might exist, as that treason against the people of this
State might be committed. This might be, by an open and
' 115 North Carolina Rep., 8il.
'II Johnson's N. Y. Rep., 549.
THE FEDERAL COMPACT 429
armed opposition to the laws of the State, or a combination
and forcible attempt to overturn and usurp the government.
A fugitive from justice, according to the opinion of
Justice Harlan in the case of Appleyard vs. Massachu-
setts,'^ is a person who commits a crime in one State
and then goes to another State. In this case, a man
who had been indicted on a charge of crime in Buffalo,
New York, insisted that he ought not to be extradited
from Massachusetts because he had left Buffalo of his
own accord and without any idea that he was running
away from a charge of crime. Justice Harlan said:
A person charged by indictment or by affidavit before a
magistrate with the commission within a State of a crime
covered by its laws, and who, after the date of the commis-
sion of such crime, leaves the State — no matter for what
purpose or with what motive, nor under what belief —
becomes from the time of such leaving and within the
meaning of the Constitution and the laws of the United
States, a fugitive from justice, and if found in another
State must be delivered up by the Governor of such State
to the State whose laws are alleged to have been violated,
on the production of such indictment or affidavit, certified
as authentic by the Governor of the State from which the
accused departed.
The Supreme Court has often been appealed to in
cases in which, for one reason or another, a State
governor has refused to order the extradition to another
State of a person charged with crime. The court al-
ways has declined to interfere. For instance, after the
murder of State Senator William Goebel of Kentucky,
in 1899, ex-Governor Taylor of that State took refuge
» 203 U. S. Rep., 222.
430 AMERICAN PLAN OF GOVERNMENT
in Indiana. The governor of the latter State stoutly
refused to order his extradition.
The rule that interstate extradition is largely a matter
of interstate courtesy was established in i860 in the
case of Kentucky vs. Dennison.^ In this case, an
application had been made by the Kentucky authorities
to William Dennison, governor of Ohio, for the extra-
dition of one Willis Lago, who had been indicted on a
charge of assisting in the escape of a runaway negro
slave. Governor Dennison, knowing how strong anti-
slavery sentiment was in his State, had refused to
order the delivery of Lago to the Kentucky authorities.
Thereupon they had asked the Supreme Court for a
court order commanding him, as governor of Ohio,
to sign the proper warrants. When the case came up,
the State of Ohio denied the power of the Supreme
Court to judge the question involved. Chief Justice
Taney, in giving the decision, said :
The act of Congress declares that "it shall be the duty
of the executive authority of the State" to cause the fugi-
tive to be arrested and secured, and delivered to the agent
of the demanding State. The words, "it shall be the
duty," in ordinary legislation, imply the assertion of the
power to command and to coerce obedience. But, looking
to the subject-matter of this law, and to the relations which
the United States and the several States bear to each other,
the court is of opinion, the words "it shall be the duty"
were not used as mandatory and compulsory, but as declara-
tory of the moral duty which this compact created, when
Congress had provided the mode of carrying it into execu-
tion. The act does not provide any means to compel the
execution of this duty, nor inflict any punishment for neglect
or refusal on the part of the executive of the State; nor is
there any clause or provision in the Constitution which
' .'24 Howard's Rep., 66.
THE FEDERAL COMPACT 431
arms the government of the United States with this power.
Indeed, such a power would place every State under the
control and dominion of the general government, even in
the administration of its internal concerns and reserved
rights. And we think it clear, that the federal govern-
ment, under the Constitution, has no power to impose on a
State officer, as such, any duty whatever, and compel him
to perform it; for if it possessed this power, it might over-
load the officer with duties which would fill up all his time,
and disable him from performing his obligations to the
State, and might impose on him duties of a character
incompatible with the rank and dignity to which he was
elevated by the State.
The Supreme Court has decided that a State can
try a person extradited from another State for a crime
or on a charge other than that upon which he has been
extradited. This is importantly different from the
rule in cases of extradition from foreign countries in
which trial may be had only on the charge which the
prisoner has been brought here to answer. In the case
of Lascelles vs. Georgia,^ a plausible rogue, named
Lascelles, also known as Walter G. Beresford, had been
extradited, in 1891, from New York to Georgia to
answer to an indictment charging him with being a
common cheat and swindler. He had been put to
trial and found guilty in Georgia on a charge of "larceny
[or stealing] after trust delegated." He had appealed
from the judgment of conviction to the Supreme Court
of Georgia, and then had taken the case to the national
Supreme Court on the ground that he had been tried
"for a separate and different offence from that for which
he was extradited from the State of New York to the
State of Georgia, without being allowed a reasonable
' 148 U. S. Rep., 537.
432 AMERICAN PLAN OF GOVERNMENT
opportunity to return to the State of New York."
Justice Jackson, in giving the decision of the latter
Court, said :
If the fugitive be regarded as not lawfully within the
limits of the State in respect to any other crime than the
one on which his svurender was effected, still that fact
does not defeat the jurisdiction of its courts to try him for
other offences, any more than if he had been brought within
such jurisdiction forcibly and without any legal process
whatever.
Art. IV., Sec. 2 (continued). No Person held to
Service or Labour in one State, under the Laws thereof,
escaping into another, shall in Consequence of any
Law or Regulation therein, be discharged from such
Service or Labotur, but shall be delivered up on Claim
of the Party to whom such Service or Labour may be
due.
This provision for the delivery to their owners of
slaves who might escape to the free States was one of
the special considerations which induced the Southern
States to ratify the Constitution.
In the case of Prigg vs. Pennsylvania, ^ it was shown
to the Supreme Court that a man named Prigg had
been convicted in the courts of Pennsylvania, under a
local law against kidnapping, of having abducted a
negro woman from York County, Pennsylvania.
The jury had found that the negress was a slave owned
by one Margaret Ashmore of Maryland; that she had
run away in 1832; that Prigg, acting as agent for Mrs.
Ashmore, had caused the apprehension of the negress
on a magistrate's warrant, and had taken her before
» 16 Peters' Rep., 539.
THE FEDERALCOMPACT 433
the magistrate, who had refused to order her to be
returned to her owner. Thereupon Prigg had taken it
upon himself to take the woman back to Maryland.
Justice Story stated in his opinion in this case that
the kidnapping law, under which Prigg had been con-
victed, was unconstitutional because inconsistent with
the fugitive slave clause of the Constitution. He said :
Historically, it is well known that the object of this
clause was to secure to the citizens of the slaveholding
States the complete right and title of ownership in their
slaves, as property, in every State in the Union into which
they might escape from the State where they were held in
servitude. The full recognition of this right and title was
indispensable to the security of this species of property in
all the slaveholding States; and, indeed, was so vital to the
preservation of their domestic interests and institutions,
that it cannot be doubted that it constituted a fundamental
article without the adoption of which the Union could not
have been formed. Its true design was to guard against the
doctrines and principles prevalent in the non-slaveholding
States, by preventing them from intermeddling with, or
obstructing, or abolishing the rights of the owners of slaves.
Art. IV., Sec. 3. New States may be admitted by
the Congress into this Union; but no new State shall
be formed or erected within the Jurisdiction of any
other State ; nor any State be formed by the Junction
of two or more States, or Parts of States, without the
Consent of the Legislatures of the States concerned
as well as of the Congress.
iVew States may be admitted by the Congress into this
Union. This part of the clause providing for the
formation of new States gave Congress power to carry
into effect an article in the Ordinance of 1787 establish-
434 AMERICAN PLAN OP GOVERNMENT
ing the Northwest Territory, which declared that
not less than three nor more than five States should be
formed out of that immense public domain. Under
it, Congress has established all the States formed from
the territorial areas of the Louisiana Purchase, ceded
in 1804, Spanish Florida, ceded in 18 19, and the Mexican
Cession, taken over in 1848, and has admitted by a
merging process in 1845 the independent State of Texas.
Many troublesome political questions disturbed the
councils of Congress when the acts for the admission of
States carved out of ceded territory were under con-
sideration. The United States of 1787 included only
the area between the Atlantic Ocean and the Mississippi
River, bounded on the north by British America and
on the south by Spanish Florida. Many of the leading
public men of the era before the Civil War always
insisted that the provisions of the Constitution applied
only to the United States for which it had been made;
that all territory subsequently acquired by purchase,
conquest, or annexation was subject to the national
government, but not entitled to become a part of the
United States. Hence arose those fierce debates in
Congress which began in 181 1, when the act for the
admission of Louisiana was under consideration, and
were renewed from time to time until the act for the
admission of Texas had been adopted.
No new State shall be formed or erected within the
Jurisdiction of any other State. Notwithstanding this
positive, unqualified prohibition, the State of West
Virginia, admitted to the Union in 1863, was formed
wholly "within the jurisdiction of" the State of Vir-
ginia. Virginia had seceded in 1861, and the majority
of the members of its legislature were at Richmond
doing all they could to break up the Union. On June
THE FEDERAL COMPACT 435
II, 1 861, the members from the western part of the
State assembled at Wheeling and chose men loyal to
the Union for State officers in place of the officials who
had cast in their lot with the South. "They did not
assume," says Mr. Blaine in his Twenty Years of
Congress,^ "to represent a mere section of the State,
but in the belief that the loyal people were entitled
to speak for the whole State, they declared that their
government was the government of Virginia." On
August 20, 1 861, the new State government, if it can
be so called, adopted an ordinance providing "for the
formation of a new State out of a portion of the territory
of this State." This action was approved by popular
vote in the parts of Virginia where such a vote could be
taken. A State constitution was framed by a conven-
tion and ratified by a similar vote. Congress had no
other authority for the act making West Virginia a
State. It was a war measure adopted solely for the
purpose of crushing the rebellion.
Nor [shall] any State be formed by the Junction of
two or more States. The framers of the Constitution
seem to have thought that, in time to. come, new States
might be formed by the amalgamation of existing
States. Thus far in American history nothing of the
kind has happened.
Nor {shall\ any State be formed by the Junction of
. . . Parts of States, without the Consent of the Legis-
latures of the States concerned as well as of the Congress.
The territorial area known as the New Hampshire
Grants, afterward erected into the State of Vermont,
was claimed by both New York and New Hampshire
at the time when the Federal Convention was in session.
The territory which is now the State of Kentucky was
« VoL I., p. 458.
436 AMERICAN PLAN OF GOVERNMENT
then a part of Virginia. South Carolina owned a pan-
handle strip extending westward to the Mississippi
River in the southern part of what is now Tennessee.
The rest of Tennessee belonged to North Carolina.
The greater part of what afterward was divided up
between the States of Alabama and Mississippi was an
outlying section of Georgia. Each of the proprietor
States insisted upon its rights over its wilderness
domains. The Constitution makers, therefore, were
obliged to insert this clause which required, in advance
of any act of Congress forming new States out of
parts of States, the consent of the States owning great
territorial areas.
The proud old commonwealths which established the
Union may look down condescendingly upon the new
States but the fact remains that the new States have
the same rights as the others. This point was made
by Justice McKinley in his opinion in the case of
Pollard's Lessee vs. Hagan,^ in which the question to
be decided was whether the United States retained any
right or title to the soil under the navigable waters
of Alabama after the admission of that State on
December 14, 1819. He said:
When Alabama was admitted into the Union, on an equal
footing with the original States, she succeeded to all the
rights of sovereignty, jurisdiction, and eminent domain
which Georgia possessed at the date of the cession, except
so far as this right was diminished by the public lands
remaining in the possession and under the control of the
United States, for the temporary purposes provided for
in the deed of cession and the legislative acts connected
with it. Nothing remained to the United States, according
to the terms of the agreement, but the public lands.
,' 3 Howard's Rep., 212.
THE FEDERAL COMPACT 437
Art. IV., Sec. 3 (continued). The Congress shall
have Power to dispose of and make all needful Rules
and Regulations respecting the Territory or other
Property belonging to the United States; and nothing
in this Constitution shall be so construed as to Pre-
judice any Claims of the United States, or of any
particular State.
The makers of the Constitution thought it better to
give Congress rather than the President the right to
control and manage the property of the United States.
In Europe, the rule always had been to vest the owner-
ship of national property in the king. The plan of
government which the members of the Constitutional
Convention worked out, provided for a sovereign people
rather than a sovereign individual. Therefore, it was
more natural to give this sovereign power to the People's
representatives in the law-making body, than to the
President, who, by an indirect method of election, had
been made somewhat independent of the People.
The rules and regulations which Congress has pro-
vided for the government of the insular possessions of
the United States — Porto Rico and the Philippines
— are framed upon the theory that the inhabitants of
territory acquired by the United States do not become
citizens when their country is annexed. This point
was strongly put by Justice Brown in his opinion in
the case of Dowries vs. Bidwell,^ in which the legal
relations of Porto Rico to the United States after
annexation were defined. The question in this case
was whether the collector of customs of the port of
New York in 1900 could lawfully compel the payment
of duties upon a shipment of oranges from Porto Rico.
» 182 U. S. Rep., 245.
438 AMERICAN PLAN OF GOVERNMENT
The decision was that he could, because the island of
Porto Rico had become territory appurtenant to and
belonging to the United States, but not a part of the
United States within the meaning of the revenue
clauses of the Constitution. Justice Brown said:
We are ... of opinion that the power to acquire terri-
tory by treaty implies not only the power to govern such
territory, but to prescribe upon what terms the United States
will receive its inhabitants and what their status [political
condition] shall be in what Chief Justice Marshall termed
the "American Empire." There seems to be no middle
ground between this position and the doctrine that if their
inhabitants do not become, immediately upon annexation,
citizens of the United States, their children thereafter born,
whether savages or civilized, are such, and entitled to all
the rights, privileges, and immunities of citizens. If such
be their status, the consequences will be extremely serious.
Indeed, it is doubtful if Congress would ever assent to the
annexation of territory upon the condition that its inhabi-
tants, however foreign they, may be to oiu: habits, tradi-
tions, and modes of life, shall become at once citizens of the
United States.
The Supreme Court, in the case of Kansas vs. Colo-
rado ^^ decided in 1906, laid down the rule for all con-
troversies in which the absolute power of Congress over
Federal reservations and other property of the United
States, located within the borders of a State, comes in
conflict with the equally absolute power of each State
to make laws for the government of all of its territory.
Such conflicts between the national and local govern-
ments do not often arise, because no one disputes the
right of the United States to make whatever rules and
regulations it chooses for the management of national
» 206 U. S. Rep., 46.
THE FEDERAL COMPACT 439
parks, forest reservations, forts, post offices, custom
houses, and bonded warehouses; nor does any one
doubt for a moment that each State has the same power
over its own public lands, state roads, state parks,
asylums, hospitals, capitol buildings, and other prop-
erty of similar character. But such controversies do
arise when one of the States makes such use of its
public property as directly or indirectly affects the
value or usefulness of property of the United States
located within its borders; or vice versa, when the
United States makes some use of its property within
a State which affects the value of the public property
of that State. In the Kansas-Colorado case, the
original controversy grew out of a claim that certain
irrigation improvements undertaken by the State of
Colorado, by diverting the waters of the Arkansas
River which had supplied the needs of Kansas farmers,
would injuriously affect the latter State. Hence the
State of Kansas had brought in the Supreme Court
an action in equity in which it asked that the State of
Colorado be restrained from continuing the erection of
the irrigation improvements. The Attorney General
of the United States had asked the Supreme Court to
permit the national government to be made a party to
this action upon the ground that legislation for the
reclaiming of arid lands throughout the United States
was the duty of the nation, and that the rights of the
States in that particular field of public endeavor were
subordinate to the rights of the general government.
Justice Brewer, in giving the decision of the Supreme
Court in this case, said that Congress had no power
to control the reclamation of arid lands within the
borders of a State, unless the navigability of the navi-
gable waters of the United States would be affected by
440 AMERICAN PLAN OF GOVERNMENT
the carrjring out of the project. He stated the law as
follows:
The ftill scope of this paragraph [Art. IV., Sec. 3] has
never been definitely settled. Primarily, at least, it is a
grant of power to the United States of control over its
property. That is implied by the words "territory or other
property." It is true it has been referred to in some de-
cisions as granting political and legislative control over the
Territories as distinguished from the States of the Union.
It is imnecessary in the present case to consider whether
the language justifies this construction. Certainly we have
no disposition to limit or qualify the expressions which
have heretofore fallen from this court in respect thereto.
But clearly it does not grant to Congress any legislative
control over the States, and must, so far as they are con-
cerned, be limited to authority over the property belonging
to the United States within their limits. ... As our
national territory has been enlarged, we have within our
borders extensive tracts of arid lands which ought to be
reclaimed, and it may well be that no power is adequate
for their reclamation other than that of the National Govern-
ment. But if no such power has been granted, none can be
exercised. It does not follow from this that the National
Government is entirely powerless in respect to this matter.
These arid lands [belonging to the United States] are largely
within the Territories, and over them by virtue of the second
paragraph of Section 3 of Article IV. heretofore quoted, or
by virtue of the power vested in the National Government to
acquire territory by treaties. Congress has full power of leg-
islation, subject to no restrictions other than those expressly
named in the Constitution, and, therefore, it may legislate
in respect to all arid lands within their limits. As to those
lands within the limits of the States, at least of the Western
States, the National Government is the most considerable
owner and has power to dispose of and make all needful
rules and regulations respecting its property. We do not
THE FEDERAL COMPACT 441
mean that its legislation can override State laws in respect
to the general subject of reclamation. While arid lands
are to be found, mainly if not only in the Western and
newer States, yet the powers of the National Government
within the limits of those States are the same (no greater
and no less) than those within the limits of the original
thirteen, and it would be strange if, in the absence of a
definite grant of power, the National Government could
enter the territory of the States along the Atlantic and
legislate in respect to improving by irrigation or otherwise
the lands within their borders. . . .
Congress can make whatever rules and regulations
it hkes for the government of the Territories. In the
case of Murphy vs. Ramsey, * the Supreme Court sus-
tained the vahdity of an act of Congress passed in 1882
which required persons who wished to vote in the
Territory of Utah, when applying for registration,
to take an oath that they were not Uving in polygamy.
This law had been challenged on the ground that it
deprived the inhabitants of their constitutional right to
vote. Justice Matthews, therefore, stated at length in
his opinion the power of Congress over the Territories :
In ordaining government for the Territories, and the
people who inhabit them, all the discretion which belongs to
legislative power is vested in Congress; and that extends,
beyond all controversy, to determining by law, from time
to time, the form of the local government in a particular
Territory, and the qualification of those who shall ad-
minister it. It rests with Congress to say whether in a
given case, any of the people, resident in the Territory,
shall participate in the election of its officers or the making
of its laws; and it may, therefore, take from them any
right of suffrage it may previously have conferred, or
» 114U. S. Rep., 15.
442 AMERICAN PLAN OF GOVERNMENT
at any time modify or abridge it, as it may deem expedient.
The right of self government, as known to our system as a
constitutional franchise, belongs, under the Constitution,
to the States and to the people thereof, by whom that
Constitution was ordained, and to whom by its terms all
power not conferred by it upon the government of the
United States was expressly reserved. The personal and
civil rights of the inhabitants of the Territories are secured
to them, as to other citizens, by the principles of constitu-
tional liberty which restrain all the agencies of the govern-
ment. State and National ; their political rights are franchises
which they hold as privileges in the legislative discretion
of the Congress of the United States. . . . Certainly no
legislation can be supposed more wholesome and necessary
in the founding of a free, self-governing commonwealth,
fit to take rank as one of the co-ordinate States of the
Union, than that which seeks to establish it on the basis
of the idea of the family, as consisting in and springing from
the union for life of one man and one woman in the holy
estate of matrimony; the sure foundation of all that is
stable and noble in our civilization; the best guarantee
of that reverent morality which is the source of all benefi-
cent progress in social and political improvement. And to
that end, no means are more directly and immediately
suitable than those provided by this act, which endeavors
to withdraw all political influence from those who are
practically hostile to its attainment.
Art. IV., Sec. 4. The United States shall guarantee
to every State in this Union a Republican Form of
Government, and shall protect each of them against
Invasion; and on Application of the Legislature, or
of the Executive (when the Legislature cannot be
convened) against domestic Violence.
"By the Constitution of the United States," said
Chief Justice Fuller, in his opinion in the case of In
THE FEDERAL COMPACT 443
re Duncan,^ "a republican form of government is
guaranteed to every State in the Union, and the
distinguishing feature of that form is the right of the
people to choose their own officers for governmental
administration, and pass their own laws in virtue of the
legislative power reposed in their representative bodies,
whose legitimate acts may be said to be the acts of the
people themselves."
But who is to say whether the form of government
which exists in any State is or is not "a republican form
of government," that is, one under which the people
govern themselves? This puzzling question was an-
swered by the Supreme Court in its decision in the case
of Luther vs. Borden.* The militia officers who were
defendants in that case had asked the Court to rule
that their acts were justifiable because done by the
orders of the State government under the old royal
charter of 1663, which remained the constitution of
Rhode Island until 1843. The plaintiffs had asserted
that this was not a good defense; for, under that charter
the right to vote being given only to owners or lessees
of real estate, the State of Rhode Island did not have
the republican form of government guaranteed by the
Constitution of the United States, and, therefore, could
not prosecute persons who attempted to upset an
illegal State constitution. Chief Justice Taney de-
clared that the Supreme Court had nothing to do with
such political questions as this contention brought
up. He said:
Under this article of the Constitution [Art. IV., Sec. 4],
it rests with Congress to decide what government is the
established one in a State. For as the United States
» 139 U. S. Rep., 449, 461. » 7 Howard's Rep., i.
444 AMERICAN PLAN OF GOVERNMENT
guarantee to each State a republican government, Congress
must necessarily decide what government is established in
the State before it can determine whether it is republican
or not. And when the senators and representatives of a
State are admitted into the councils of the Union, the
authority of the government under which they are ap-
pointed, as well as its republican character, is recognized
by the proper constitutional authority. And its decision
is binding on every other department of the government,
and could not be questioned in a judicial tribunal.
The United States . . . shall protect each of them
[the States] against Invasion; and on Application of the
Legislature, or of the Executive {when the Legislature
cannot be convened) against domestic Violence. At the
outbreak of the Civil War, Southern statesmen said
flatly that, inasmuch as no foreign army had invaded
the United States, there had been no such invasion as
would permit the United States to intervene. They
insisted also that the United States could not send
armies against the seceding States to protect them
against domestic violence, because none of their legisla-
tures or governors had made application for protection.
Such arguments counted little with President Lincoln,
who knew his rights and powers under the constitutional
provision that directed him to "take care that the
laws be faithfully executed."
President Cleveland was no less resolute in the per-
formance of the same duty when, in 1894, the public
mails were obstructed by rioters during the Pullman
Car Strike at Chicago.
The Supreme Court decided in 1877, in the case of
Insurance Company vs. Boon,^ that the operations of
Confederate soldiers in Missouri, which had adopted a
» 95 U. S. Rep,, 1 17.
THE FEDERAL COMPACT 445
secession ordinance but never actually had been part
of the Confederacy, amounted to an invasion of a State.
On October 15, 1864, the town of Glasgow, Mo., then
occupied by a Federal force guarding military stores,
had been attacked and taken by the Confederates.
Colonel Harding, in command of the Union soldiers,
had set fire to the military stores before abandoning the
town, and this fire had destroyed, in a local store, a
stock of goods which had been insured against fire.
The storekeeper had sued the insurance company,
which had defended its refusal to pay the insurance
by citing a clause in the policy which provided that the
company should not be required to make good any loss
or damage by fire which might happen by means of any
invasion, insurrection, riot, or civil commotion, or of any
military or usurped power. Mr. Boon had insisted
that a fire set by Federal soldiers, who were there to
protect him against the rebels, had not been caused
by an invasion. Justice Strong, however, holding that
the Southern troops had invaded the State of Missouri,
defined the word "invasion" as follows:
During the battle, and when the government troops had
been driven from their exterior lines of defense, it became
apparent to Colonel Harding that the city could not be
successfully defended, and he thereupon, in order to prevent
the said military stores from falling into the possession of
the rebel forces, ordered Major Moore, one of the officers
under his command, to destroy them.
In obedience to this order to destroy the said stores, and
having no other means of doing so, Major Moore set fire to
the city hall, and thereby the said building, with its contents,
was consumed. Without other interference, agency, or
instrumentality, the fire spread along the line of the street
aforesaid to the building next adjacent to the city hall, and
446 AMERICAN PLAN OF GOVERNMENT
from building to building through two intermediate build-
ings to the store of the plaintiffs, and destroyed the same,
including the goods insured. . . . During this time, and
until after the fire had consumed such goods, the battle
continued; and no surrender had taken place, nor had the
forces of the rebels, nor any part thereof, obtained the
possession of or entered the city.
In view of this state of facts, . . . the inquiry is, whether
the rebel invasion or the usurping military force or power
was the predominating and operative cause of the fire. . . .
The conclusion is inevitable, that the fire which caused
the destruction of the plaintiff's property happened or took
place, not merely in consequence of, but by means of, the
rebel invasion and military or usurped power.
The words "domestic violence" in this section mean
insurrection. Judge Grosscup of the United States
District Court of Illinois, in his charge to the grand
jury ^ concerning the Pullman Strike of 1894, defined the
word "insurrection" as follows:
Insurrection is a rising against civil or political authority,
— the open and active opposition of a number of persons
to the execution of law in a city or state. Now, the laws
of the United States forbid, under penalty, any person
from obstructing or retarding the passage of the mail, and
make it the duty of the officers to arrest such offenders
and bring them before the court. If, therefore, it shall
appear to you that any person or persons have willfully
obstructed or retarded the passage of the mails, and that
their attempted arrest for such offense has been opposed
by such a number of persons as would constitute a general
uprising in that particular locality, and as threatens for
the time being the civil and political authority, then the
fact of an insurrection, within the meaning of the law,
has been established.
» 62 Federal Rep., 828, 830.
CHAPTER XXIV
STIPULATIONS OF THE AGREEMENT OF UNION
The Constitution of the United States was drafted
mainly by lawyers. Either consciously or uncon-
sciously, they modelled it after the forms of the legal
documents with which they were familiar. Indeed
the Constitution makers seem to have followed the
form of a title deed to real estate from the beginning to
the end of their work. The Preamble, like the introduc-
tory clause of a title deed, states that the People of the
United States are doing a specified act, which, in this
case, is the establishment of the Constitution. In the
first, second, and third articles, the People of the
United States, by this Constitution, grant legislative,
administrative, and judicial powers to three great
departments of the general government, just as a
person selling a house and lot gives or grants to the
buyer a right or title of possession. The fourth article
contains a statement of the benefits which the people
of the States of the United States are to obtain from
the general government — benefits constituting the
good and valuable considerations which, then as now,
had to be stated in every valid and binding deed of
real estate. Such a title deed of power to a general
government could not be expected to last forever.
Plans of public administration have to be made to
447
448 AMERICAN PLAN OF GOVERNMENT
meet existing social and economic conditions. There-
fore, just as in a title deed, the framers of the Constitu-
tion wisely inserted a reversionary clause under which
the People of the United States can take back, for
purposes of alteration or improvement, the rights and
powers deeded to the general government. Moreover,
a deed by which an owner of real estate grants a title
or right of possession to another person is a contract
or agreement in which all sorts of stipulations may be
placed. In old times, for example, title deeds often
stipulated that the buyer should pay a specified sum of
money every year to the seller for so long as he should
live. The framers of the Constitution in like manner
inserted provisions which made the public debt incurred
during the Revolution an obligation upon the proposed
new government, and declared that the Constitution,
laws, and treaties of the United States should be the
supreme law of the land. Furthermore, they followed
the form of a title deed in the "conditional clause" of
the Constitution which declared that the new plan of
government should not be considered established until
ratified by conventions of nine States. Finally they
wrote the last paragraph of the Constitution almost
exactly in the form of the attestation clause of a title
deed, in which the witnesses sign the statement that
the document has been executed in their presence.
Art. V. The Congress, whenever two thirds of
both Houses shall deem it necessary, shall propose
Amendments to this Constitution, or, on the Applica-
tion of the Legislatures of two thirds of the several
States, shall call a Convention for proposing Amend-
ments, which, in either Case, shall be valid to all
Intents and Purposes, as Part of this Constitution,
THE FEDERAL COMPACT 449
when ratified by the Legislatures of three fourths of
the several States, or by Conventions in three fourths
thereof, as the one or the other Mode of Ratification
may be proposed by the Congress; Provided that no
Amendment which may be made prior to the Year One
thousand eight hundred and eight shall in any Manner
affect the first and fourth Clauses in the Ninth Section
of the first Article; and that no State, without its
Consent, shall be deprived of its equal Suffrage in the
Senate.
The reversionary clause in the title deed of power
called the Constitution of the United States, is the Fifth
Article, which states the way and manner in which the
People of the United States may resume their supreme
powers in order to amend or change the rights and
powers of the general government.
"The term reversion," said Judge Porter of the
New York Court of Appeals in the opinion in the case of
Clute vs. N. Y. C. & H. R. R. Co.,^ "signifies a return to
a pre-existing or former state or place."
The government of the United States differs from all
other political systems, past or present, in this : that by
the reversionary clause giving the power of amendment
the People of the United States keep the supreme power
in their own hands. Under the political system which
had prevailed in England prior to the Puritan Revolu-
tion, supremacy of power had vested in the king. In the
Ship Money Case against John Hampden, tried in the
Exchequer Chamber in 1637, twelve judges united in
deciding that "no statute [of parliament] can bar the
king of his regality; that statutes taking away his royal
power in the defence of his kingdom are void ; and that
^_* 120 N. Y. Rep., 267, 272.
•9
450 AMERICAN PLAN OF GOVERNMENT
the king has an absolute authority to dispense with
any law in case of necessity, and of this necessity he
must be the judge." By the Revolution of 1688,
however, supreme power in England was given over to
parliament. The People of the United States, under
their Constitution, stand in the place which the king
of England had occupied in the old era, and which the
parliament of Great Britain now holds.
The article providing for amendments was a pre-
cautionary measure. "That useful alterations will
be suggested by experience, could not but be foreseen, "
said James Madison in The Federalist.'^ "It was
requisite, therefore, that a mode for introducing them
should be provided. The mode preferred by the
Convention seems to be stamped with every mark of
propriety. It guards equally against that extreme
facility, which would render the Constitution too
mutable; and that extreme difficulty, which might
perpetuate its discovered faults. It, moreover, equally
enables the general and the State governments to
originate the amendment of errors, as they may be
pointed out by experience on one side, or on the other.
The exception in favor of the equahty of suffrage in the
Senate was probably meant as a palladium to the
reserved sovereignty of the States, implied and secured
by that principle of representation in one branch of the
legislature; and was probably insisted on by the States
particularly attached to that equahty."
The value of the amending provision has been ques-
tioned during recent years. It has been urged that the
slow methods of the fundamental law obstruct the
reform of political abuses. * * Professor Munroe Smith, ' *
says Mr. Herbert Croly, in his Progressive Democracy^
* No. 42.
THE FEDERAL COMPACT 451
"is justified in declaring that the first article of any
sincerely intended progressive program must be the
amendment of the amending clause of the Constitu-
tion." The new machinery, according to Mr. Croly,
"must make the Constitution alterable at the demand
and according to the dictates of a preponderant pre-
vailing public opinion. Instead of requiring the assent
of two-thirds of Congress and the legislatures of three-
tourths of the States, the power of revision should be
possessed by a majority of the electorate. The only
limitations placed on this power should be a method of
procedure which allowed sufficient time for delibera-
tion and a certain territorial distribution of the prevail-
ing majority."
The more conservative element in the community
dissents from these radical proposals upon the ground
that the Constitution is the law formulated and main-
tained by and for the People of the United States, of
yesterday, of today, and of tomorrow. These conserva-
tives insist that the difference between the People's
Law, which is permanent, and the representative-made
laws of legislative bodies, which meet each public need
as it arises, ought to be maintained. In amending the
Constitution, the majorities necessary for the sub-
mission of amendments to the States and the number of
States whose consent is required for their adoption
ought to be so great as to make sure that they reflect
the will of the People, not that of a bare temporary
majority of voters.
Art. VI., Subd. i. All Debts contracted and Engage-
ments entered into, before the Adoption of this Con-
stitution, shall be as valid against the United States
under this Constitution, as under the Confederation.
452 AMERICAN PLAN OF GOVERNMENT
Fourteenth Amendment. Sec. 4 (first sentence).
The validity of the public debt of the United States,
authorized by law, including debts incurred for pay-
ment of pensions and bounties for services in suppress-
ing insurrection or rebellion, shall not be questioned.
All Debts contracted and Engagements entered into,
before the Adoption of this Constitution, shall be as valid
against the United States under this Constitution, as
under the Confederation. A stipulation that the public
debt incurred during the Revolution should be as
valid under the new constitutional government as it
had been under the Articles of Confederation signified
little more than the opinion of the framers of the
Constitution that the revolutionary debts ought to be
paid by the United States. Massachusetts, Connecti-
cut, Pennsylvania, and one or two other States had
paid nearly the whole cost of the War for Independence
upon a very distinct understanding that all the States
would eventually pay their fair shares of an expense
which had been incurred for the common good.
Alexander Hamilton, when Secretary of the Treasury,
took the matter up with the First Congress under the
Constitution, and carried through a political trade
under which the capital of the United States was located
on the Potomac to please the Southern States, and the
revolutionary debts incurred for the common benefit
were assumed by the United States to please the
Northern commonwealths.
The validity of the public debt of the United States,
authorized by law, including debts incurred for payment
of pensions and bounties for services in suppressing
insurrection or rebellion, shall not be questioned. Dur-
ing the years immediately after the Civil War, many
THE FEDERAL COMPACT 453
American statesmen feared that the Southern States,
once re-established in their political rights, would
regain their old ascendency in the national councils,
and would be able to repudiate the immense public
debt which had been incurred in suppressing the re-
bellion and in rewarding those who had risked their
lives that the Union might be preserved. For that
reason, it seemed wise to the leaders of the nation to
insert in the Fourteenth Amendment a positive pro-
hibition of any possible legislation by which the validity
of any part of the public debt of the United States could
be questioned.
Art. VI., Subd. 2. This Constitution, and the
Laws of the United States which shall be made in
Pursuance thereof; and all Treaties made, or which
shall be made, imder the Authority of the United
States, shall be the supreme Law of the Land; and
the Judges in every State shall be boimd thereby,
any Thing in the Constitution or Laws of any State
to the Contrary notwithstanding.
This Constitution^ and the Laws of the United States
which shall be made in Pursuance thereof; and all Treaties
made . . . under the Authority of the United States,
shall be the supreme Law of the Land. "America,"
said Chief Justice Marshall in his opinion in the case
of Cohens vs. Virginia,^ "has chosen to be, in many
respects, and to many purposes, a nation; and for all
these purposes her government is complete; to all these
objects, it is competent. The people have declared,
that in the exercise of all powers given for these objects,
it is supreme. It can, then, in effecting these objects,
» 6 Wheaton's Rep., 264.
454 .AMERICAN PLAN OF GOVERNMENT
legitimately control all individuals or governments
within the American territory."
In the case of Ex Parte Siebold, * the validity of the
act of Congress of 1870 for regulating national elections
was challenged by a number of Baltimore men, who had
been convicted upon indictments charging them with
complicity in election frauds. The defendants asserted
that they ought not to have been put to trial under the
Federal statute because the election had been carried
on under the laws of Maryland. Their contention,
therefore, was that the Federal law providing for super-
vision of a national election was subordinate to the
local law under which that election had been held.
Justice Bradley overruled this defense upon the ground
that a law of the United States made in pursuance of
the Constitution was the "supreme law of the land."
He said:
The true doctrine, as we conceive, is this, that whilst the
States are really sovereign as to all matters which have not
been granted to the jurisdiction and control of the United
States, the Constitution and constitutional laws of the
latter are, as we have already said, the supreme law of the
land; and when they conflict with the laws of the States,
they are of paramount authority and obligation. This is
the fundamental principle on which the authority of the
Constitution is based ; and unless it is conceded in practise,
as well as theory, the fabric of our institutions, as it was con-
templated by its founders, cannot stand.
The clause of the Constitution which provides that
treaties made under the authority of the United States
shall be the supreme law of the land, gives our govern-
ment a special law-making power that every sovereign
» 100 U. S. Rep., 371.
THE FEDERAL COMPACT 455
State must have in order to rank with other sovereigns.
The rules, regulations, provisos, and agreements that
the political departments of the government insert
in treaties with other nations are the laws of the United
States quite as much as are the laws enacted by Con-
gress and approved by the President.
In the case of Ware vs. Hylton,^ decided by the
Supreme Court in 1796, it was shown that the defend-
ants, on July 7, 1774, had given to a subject of Great
Britain their bond for the payment of £2,976 lis. 6d.,
of good British money. On October 20, 1777, the
Virginia legislature had enacted a law to sequester
British property, one section of which provided that a
citizen of Virginia, owing money to a subject of Great
Britain, might make payment to the loan office of the
State and obtain, from the loan commissioner, a certifi-
cate in the name of the creditor which should discharge
him from so much of the debt as had been so paid to
the loan office. On April 26, 1780, the defendants
had paid into the loan office the sum of $3,111 1/9,
equal to £934 14s. Virginia currency, and obtained a
certificate discharging the debt in question.
Being sued on the bond which they had given, the
defendants had pleaded the payment to the loan
office as a defence to so much of the debt. The plain-
tiffs had then urged that this plea was not a good defence
because the treaty of peace with Great Britain, made
September 3, 1783, contained an article in these words:
**It is agreed that creditors, on either side, shall meet
with no lawful impediment to the recovery of the full
value, in sterling money, of all bona fide debts heretofore
contracted." The question before the court, therefore,
was whether the claim that a payment had been made
' 3 Dallas' Rep., 199, 244.
456 AMERICAN PLAN OF GOVERNMENT
to the Virginia loan office, was a lawful impediment
to the recovery of the debt on the bond, which by the
treaty — a part of the supreme law of the United States
— ^it had been agreed that no creditor should meet.
Justice Chase, in giving the opinion of the court, over-
ruled the plea that the payment to the loan office had
extinguished so much of the debt as had been paid,
saying :
As creditors can only sue for the recovery of their debts
in courts of justice; and it is only in courts of justice that a
legal impediment can be set up by way of plea in bar of
their actions ; it appears to me that the courts are bound to
overrule every such plea, if contrary to the treaty. . . .
In all these, and similar cases, it appears to me, that the
courts of the United States are bound by the treaty to
interfere. ... I am satisfied that the words, in their
natural import and common use, give a recovery to the
British creditor, from his original debtor, of the debt
contracted before the treaty, notwithstanding the payment
into the public treasuries, or loan offices, under the authority
of any State law.
Justice Chase, in the course of the same opinion,
also said :
A treaty cannot be the supreme law of the land, that is,
of all the United States, if any act of a State legislature can
stand in its way. If the constitution of a State (which is
the fundamental law of the State, and paramount to its
legislature), must give way to a treaty, and fall before it,
can it be questioned whether the less power, an act of the
State legislature, must not be prostrate? It is the declared
will of the people of the United States that every treaty
made by the authority of the United States, shall be superior
to the constitution and laws of any individual State, and
their will alone is to decide.
THE FEDERAL COMPACT 457
Art. VI., Subd. 3. The Senators and Representa-
tives before mentioned, and the Members of the
several State Legislatures, and all executive and
judicial Officers, both of the United States and of the
several States, shall be bound by Oath or Affirmation,
to support this Constitution; but no reUgious Test
shall ever be required as a Qualification to any Office
or public Trust under the United States.
The meaning and purpose of this stipulation that the
chief legislative, executive, and judicial officers of the
United States and of the States shall be required to
declare imder oath or affirmation their allegiance to the
Constitution, was summed up by Judge Peyton in the
case of Thomas, Sheriff, vs. Taylor, * heard and decided
in the High Court of Errors and Appeals of the State
of Mississippi in 1869. At the close of the Civil War,
the provisional government of Mississippi had levied
a tax on cotton at the rate of two dollars per bale.
Mr. Taylor, the defendant, had offered to pay the tax on
fifty bales by tendering a State treasury note for
$100, which had been issued under a State law passed
on December 19, 1861, after Mississippi had seceded
from the Union. The sheriff had refused to accept the
note. His refusal put squarely before the court the
question whether a law made by the Mississippi
legislature in 1861 after the State had seceded from the
Union was valid and binding. The answer was that
the law was not valid because the members of the
legislature which had enacted it, had not taken the
oath prescribed by the Constitution. Judge Pe5rton said :
The great question presented by the record is, whether
the State of Mississippi and the rightful authority which
' 42 Mississippi Rep., 651.
458 AMERICAN PLAN OF GOVERNMENT
now controls her people are bound by the acts and engage-
ments of the government, which was organized under the
ordinance of secession in 1861, and finally overthrown
by the military forces of the United States in 1865. . . .
The constitution of the State of Mississippi as one of the
Confederate States, and the constitution of the Confederate
States, both require that the members of the legislature
shall, before they enter upon their duties, take an oath or
affirmation to support the constitution of the Confederate
States. The members of the [Mississippi] legislature of
that year [1861J, if they took any oath at all, must have
taken an oath or affirmation to support the constitution
of the confederate States of America, according to the
requirements of said constitution. The legislation of
Mississippi, from the date of the ordinance of secession to
the surrender of the Confederate armies, was done either
without the sanction of an oath, or under an oath to support
a constitution adopted in violation of the Constitution of
the Union, and for the express purpose of subverting the
government of the United States; either of which, we think,
would be sufficient tb invalidate the legislation. . . .
The Constitution of the United States provides that the
senators and representatives in Congress, and the members
of the several State legislatures, and all executive and
judicial officers, both of the United States and of the several
states, shall be bound by oath or affirmation to support that
Constitution. We cannot think that so important a
provision in the paramount law of the land was intended to
be merely directory, and not absolutely necessary to be
complied with.
On June i, 1789, Congress passed an act prescribing
the following form of oath or affirmation :
I, A . . . B . . ., do solemnly swear, or affirm, that I
will support the Constitution of the United States.
THE FEDERAL COMPACT 459
In 1862, when the Civil War was raging, the form was
changed in order to exclude from the public service
those who had been disloyal to the Union. The "iron-
clad" test oath then adopted was as follows:
I, A . . . B . . ., do solemnly swear, or affirm, that I
have never voluntarily borne arms against the United
States since I have been a citizen thereof; that I have
voluntarily given no aid, countenance, counsel, or encourage-
ment to persons engaged in armed hostility thereto; that I
have neither sought, nor accepted, nor attempted to exer-
cise the functions of any office whatever, under any au-
thority, or pretended authority, in hostility to the United
States; that I have not yielded a voluntary support to any
pretended government, authority, power, or constitution
within the United States, hostile or inimical thereto. And I
do further swear, or affirm, that, to the best of my knowledge
and ability, I will support and defend the Constitution of
the United States against all enemies, foreign and domestic,
that I will bear true faith and allegiance to the same, that I
take this obligation freely without any mental reservation
or purpose of evasion, and that I will well and faithfully
discharge the duties of the office on which I am about to
enter, so help me God.
On July II, 1868, Congress prescribed the following
oath in order to insure the loyalty of public officers
who, having been disqualified for office by taking part
in the rebellion, had, by the removal of their disa-
bilities, again become eligible for national and State
offices :
I, A . . . B . . ., do solemnly swear, or affirm, that I
will support and defend the Constitution of the Unitbd
States against all enemies, foreign and domestic; that I
will bear true faith and allegiance to the same; that I
take this obligation freely without any mental reservation or
46o AMERICAN PLAN OF GOVERNMENT
purpose of evasion; and that I will well and faithfully
discharge the duties of the ofiSce on which I am about to
enter, so help me God.
One provision of the Fourteenth Amendment, which
became a part of the Constitution on July 28, 1868,
provided that persons who had held certain national
and State offices and had taken an oath to support the
Constitution, and afterward had been disloyal, should
not be Senators or Representatives in Congress, or
presidential electors, or hold any office under the United
States or under any State. This clause, it was thought,
excluded from office only a very small number of those
who had taken part in the rebellion. Therefore, on
February 15, 1 871, Congress passed an act requiring
all persons elected or appointed to office, who might
be unable to take the oath required by the act of 1862
that they had never "borne arms against the United
States, " etc., to take the oath of loyalty prescribed by
the act of July 11, 1868, which had been enacted
three weeks before the adoption of the Fourteenth
Amendment.
On May 13, 1884, Congress passed an act requiring
all persons in the civil, military, or naval service of the
United States, except the President, whose oath of
office is prescribed in the Constitution (Art. II., Sec. i,
Subd. 7), to take the oath of loyalty prescribed by
the act of 1868, known usually as Section 1757 of the
Revised Statutes of the United States.
Art. Vn. The Ratification of the Conventions of
nine States, shall be sufficient for the Establishment
of this Constitution between the States so ratifying
the Same.
THE FEDERAL COMPACT 461
This statement of the condition upon which the
Constitution of the United States was to become effective
is nearly in the form of the conditional clauses which in
old times were often inserted in title deeds.
"This article speaks for itself," said Hamilton in
The Federalist.^ "The express authority of the people
alone could give due validity to the Constitution. To
have required the unanimous ratification of the thirteen
States, would have subjected the essential interest
of the whole to the caprice or corruption of a single
member. It would have marked a want of foresight
in the convention, which our own experience would have
rendered inexcusable.
"Two questions of a very delicate nature present
themselves on this occasion: i. On what principle
the Confederation, which stands in the solemn form of a
compact among the States, can be superseded without
the unanimous consent of the parties to it? 2. What
relation is to subsist between the nine or more States
ratifying the Constitution, and the remaining few who
do not become parties to it?
"The first question is answered at once by recurring
to the absolute necessity of the case; to the great
principle of self-preservation; to the transcendent law
of nature, and of nature's God, which declares that the
safety and happiness of society are the objects at which
all political institutions aim, and to which all such
institutions must be sacrificed. Perhaps, also, an
answer may be found without searching beyond the
principles of the compact itself. It has been heretofore
noted among the defects of the Confederation, that
in many of the States it had received no higher sanction
than a mere legislative ratification. The principle
»No.43.
462 AMERICAN PLAN OF GOVERNMENT
of reciprocality seems to require that its obligation on
the other States should be reduced to the same standard.
A compact between independent sovereigns, founded
on ordinary acts of legislative authority, can pretend
to no higher validity than a league or treaty between
the parties. It is an established doctrine on the
subject of treaties, that all the articles are mutually
conditions of each other; that a breach of any one
article is a breach of the whole treaty; and that a
breach, committed by either of the parties, absolves the
others, and authorizes them, if they please, to pro-
nounce the compact violated and void. Should it
unhappily be necessary to appeal to these delicate
truths for a justification for dispensing with the consent
of particular States to a dissolution of the federal pact,
will not the complaining parties find it a difficult task
to answer the multiplied and important infractions,
with which they may be confronted? The time has
been when it was incumbent on us all to veil the ideas
which this paragraph exhibits. The scene is now
changed, and with it the part which the same motives
dictate.
"The second question is not less delicate; and the
flattering prospect of its being merely hypothetical
forbids an over-curious discussion of it. It is one of
those cases which must be left to provide for itself.
In general, it may be observed, that although no political
relation can subsist between the assenting and dis-
senting States, yet the moral relations will remain
uncancelled. The claims of justice, both on one side
and on the other, will be in force, and must be fulfilled ;
the rights of humanity must in all cases be duly and
mutually respected; whilst considerations of a common
interest, and, above all, the remembrance of the
THE FEDERAL COMPACT 463
endearing scenes which are past, and the anticipation of
a speedy triumph over the obstacles to reunion, will, it
is hoped, not urge in vain, moderation on one side, and
prudence on the other."
Done in Convention by the Unanimous Consent of
the States present the Seventeenth Day of September
in the Year of our Lord one thousand seven hundred
and Eighty seven and of the Independence of the
United States of America the Twelfth. In Witness
whereof We have hereunto subscribed our Names.
The closing paragraph of a deed of real estate is a
certificate of witnesses that the instrument has been
executed by the persons who are declared to have
made it. In the same way, the Constitution of the
United States closes with a certificate signed by General
Washington, who presided over the Constitutional
Convention, and thirty-eight other notables of the
United States, in which they assert the genuineness of
the instrument of government which they were about
to propose to the States of the United States. The
attestation clause, according to Bouvier's Law Diction-
ary, is "that clause wherein the witnesses certify that
the instrument has been executed before them, and
the manner of the execution of the same."
Some of the most influential and respectable members
of the Convention refused to sign the Constitution as
di^afted. Colonel Mason, Mr. Wythe, and Governor
Randolph of the Virginia delegation were men
whose adverse opinion might have been fatal, if
Washington had not been on the other side. Patrick
Henry opposed its adoption. Hamilton alone of the
New York delegation favored it. Samuel Adams of
464 AMERICAN PLAN OF GOVERNMENT
Massachusetts gave his adhesion only at the last mo-
ment and because he thought that if it were rejected,
the work of the Revolution would be undone. The
People of the United States, as a whole, seem not to
have cared very much whether there was a new form of
government or not. What they wanted and meant to
have was good security for certain personal rights,
which according to their notions ought to be guar-
anteed by the new central government. For that
reason, a very distinct understanding was arrived at in
each of the ratifying State Conventions that a bill of
rights, which should in substance cover all the matter
afterward stated in the first ten amendments, should be
proposed in the First Congress under the Constitution,
and thereafter sent to the legislatures of the different
States for ratification. This understanding was carried
through according to program; and, when Rhode
Island and North Carolina had ratified the Consti-
tution, the constitutional United States equaled in
number the original States which, in Congress as-
sembled, had declared the independence of the United
States of America.
INDEX
(Titles of legal decisions and names of hooks are in italics. Italic "J."
after the name of a person means Justice of the U. S. Supreme Court; " C.
J." Chief Justice of that court. Judges of inferior U. S. Courts are denoted
by the word " Fed. "; judges of State courts by the names of their States.)
Adams, John, 103, 308, 334
Administration of Justice Act, 8,
9
Admiralty and Maritime jurisdic-
tion, 379
Albany Conference, 5
Aliens, exclusion of, 170, 341
Allegiance, oath of, 459
Allgeyer vs. Louisiana, 35
Ambassadors, appointment of, 330
judicial power over foreign,
377-379, 389
Amendment of U. S. Constitution,
448-451
American Basttle, The, 182
American School of Magnetic Heal-
ing vs. McAnnulty, 134
Amy vs. Little, 45
Amy vs. Smith, 422
Anarchists, 248
Anderson vs. Myers, 297, 298
Andrews' Manual of the Constitu-
tion, 15, 124
Appleyard vs. Massachusetts, 429
Apportionment of Representa-
tives and direct taxes, 51-56, 57
Appropriations, 196
Arms, right to keep and bear, 249
Army, 155, 317-322, 396
Arrest, warrants for, 259
Arsenals, 162
Articles of Confederation, 13, 29,
30, 31. 33, 39, 121, 124, 235,
324, 452
Attainder, bills of, 177, 185, 186,
202, 204, 405
30 465
Attestation Clause of Constitu-
tion, 463, 464
Attorney General vs. Taggart, 314
B
Bail, 280-283
Baldwin, J., opinions, 235, 381
Bank of the U. S., 96, 167, 364
Bankruptcy, 125, 127, 207, 208
Barbier vs. Connolly, 220, 226
Barron vs. Baltimore, 175, 199,
241
Barron vs. Burnside, 365
Battle, J. (N. C), opinion, 187
Beasley, J. (N. J.), opinion, 357
Bennett, /. (Ky.), opinion, 247
Bigelow vs. Forrest, 406
Bill of Rights, of First Continen-
tal Congress, 4, 9
of U. S. Constitution, 35, 175,
198-236, 237, 240
Bills of Attainder, 177, 185, 186,
202, 204, 405
Birdseye, J. (N. Y.), opinion, 414
Blaine, Twenty Years of Congress,
435
Blatchford, 7., opinions, 166, 219,
257
Blockade, rights of neutrals, 320-
322
Bloomer vs. Todd, 373
Boston Port Bill, 8, 0
Boston "Tea Party, '^' 7
Boyd vs. Nebraska, 125
Boyd vs. U. S., 252
Bradley, J., opinions, 245,. 252,
290, 379. 417, 454
466
INDEX
Brewer, /., opinions, 73, 171, 192,
271. 393, 439
Brown, /., opinions, 12, 136, 269,
438
Brown vs. Maryland, 34, 364
Brown vs. U. S., 153
Brown, Wrisley, Essay on Im-
peachments, 68
Buchanan, James, 125
Burr, Aaron, 260, 275, 308, 401,
402
Cadwallader, /. (Fed.), opinion,
132
Callan vs. Wilson, 399
Callanan vs. Judd, 360
Campbell, /. (Mich.), opinion,
283
Cannon, J. G., 62
Capitol Traction Co. vs. Hof, 278
Cases, admiralty and maritime,
379-380
affecting ambassadors, etc.,
377-379, 389
definition of, 358
in equity, 360, 361, 383
in law, 359, 361, 383
under the Constitution and
laws, 362-375
under treaties, 375-377
Census, 53, 186, 188
Charles River Bridge vs. Warren
Bridge, 213
Chase, C. J., opinions, 99, 189,
318, 322, 369, 409
Chase, Salmon P., Secretary, 188
Chase, Samuel, J., opinions, 58,
456
Chicago M. 6" St. P. Rwy. vs.
Minnesota, 218
Chinese, 200
citizenship of, 45, 46
exclusion of, 45, 337-342
Chinese Exclusion Case, 337
Chisholm vs. Georgia, 17, 26, 31,
382-383, 413
Citations of Cases, explanation, 20
Citizens, definition, 45, 423
of States, equal rights of,
421-425
of the U. S., 28
Civil Rights Cases, 290
Clark, J. (Fed.), opinion, 274
Cleveland, Grover, 444
Clifford, /., opinions, 131, 422
Clute vs. N. Y. C. & H. R. R. Co.,
449
Clyatt vs. U. S., 171
Coates vs. Mayor, 221
Cobb, J. (Ga.), opinion, 179
Cohens vs. Virginia, 384, 391, 453
Commerce, foreign, regulation of,
104, 105
interstate, regulation of, 105-
120
with Indians, regulation of,
120-123
Committees of Correspondence, 7
Common defence, 31, 95
Common law, 277-280, 356
Commonwealth vs. Fitzpatrick, 260
Congress, 39
of Confederation, 16
First Continental, 4, 8, 39, 238
Second Continental, 10, 12,
13,32,39, 154
Congress of the U. S., enactment
of laws, 82
oath of members, 457-460
power to borrow money, 98-
102
power to coin money and
regulate its value, 128-129
power to establish post offices
and post roads, 131, 132
power to establish lower
courts, 146
power to issue paper money,
98-102
power to issue patents and
copyrights, 139-144
power to levy taxes, 88-98 1
power to make bankruptcy
laws, 127-128
power to punish crimes, 130,
147-152 ,
power to regulate commerce,
103-123
power to regulate naturaliza-
tion, 125-127
power over public domain,
437-442 ,
privileges of members, 72
self-government of, 74-76
sessions of, 72, 333, 335
war power of, 1 52-1 61
Consideration of a contract, 414
Constitution, 18, 413
INDEX
467
Constitution of the XJ. S., amend-
ment of, 448
attestation clause, 463, 464
Bill of rights, 35, 175, 198-
236, 237, 240
implied powers, 138
ratification of, 460-463
reversionary clause, 449
similarity to title deed, 447
supremacy of, 453-456
Constitutional Convention, see
"Federal Convention. "
Constitutionality of State Laws,
33. 34. 365-373
Constitutions, colonial, 3
Contracts, definition, 203, 205, 206
obligation of, 203-215
Controversies, definition, 358
involving foreign States and
their citizens, 388, 389
involving States and their
citizens, 381-388
involving the U. S., 380
Cooley, Constitutional Limitations,
397
Copyright, history, 139-143
Corfield vs. Coryell, 424
Counselman vs. Hitchcock, 257
Counterfeiting, 131
Court, definition, 350
Courts of the U. S., courts-martial,
157, 396
criminal procedure in, 393-409
inferior, 389
powers of, 356-392
Supreme, 349-350
Craig vs. Missouri, 201, 202
Cranch, J. (Fed.), opinions, 259,
260, 282
Crimes, 393, 425-432
capital, 394
infamous, 394
Criminal procedure in U. S.
Courts, 393-409
Criminals, civil disabilities of, 46,
47
Croly, Progressive Democracy, 450
Crowley vs. Christensen, 268
Cummings vs. Missouri, 185
Daniel, J., opinions, 105, 128
Dartmouth College vs. Woodward,
208, 362
Davis, J., opinion, 183
Davis, Jefferson, 408
Davis vs. Packard, 378
Deady, J. (Fed.), opinion, 131
Debts of United States, 94, 451-
453
Declaration of Independence, xo,
II, 12, 39, 124, 239
Defence, common, 31, 95
Dent, /. (W. Va.), opinion, 350
Dingley Tariff Bill, 95
Diplomatic Correspondence of U. S.,
47
Direct taxes, 53, 58, 59
apportionment of, 54, 56, 57,
58
history of, 57, 58
District of Columbia, 50, 162, 399,
452
Divorces, 418-421
Dixon vs. State, 56
Dobbins vs. Erie County, 365
Doe, J. (N. H.), opinions, 237,
314
Domain of U. S., 437-442
Domestic tranquillity, 31
Domestic violence, 446
Done vs. People, 284
Douglass vs. Stephens, 421
Downes vs. Bidwell, 437
Dred Scott vs. Sanford, 27, 41, 366,
368
Drew, sheriff, vs. Thaw, 178
Due process of law, 217, 262-269
Dunn vs. The People, 233
Duties, definition, 90
Duval, J. (Fed.), opinion, 405
Dynes vs. Hoover, 157
E
Edwards vs. Kearzey, 203
Elections, 71
Electors, 55, 56
presidential, 305-310
Electors vs. Bailey, 50
Eleventh Amendment, 383, 384
Employers' Liability Cases, 372-
373
English Bill of Rights, 238
Equal protection of|the laws, 220-
230
Ernst, Christian, 125-127
"Establish justice," 31
Excise, 91, 93
468
INDEX
Ex parte BoUtnan: Swarlwout, i8o,
401
Ex parte Garland, 322
Ex parte Hennen, 331
Ex parte Jackson, 133
Ex parte McClusky, 395
Ex parte Merryman, 181, 337
Ex parte Milligan, 183, 318
Ex parte Morgan, 11
Ex parte Ryan, 282
Ex parte Siebold, 454
Ex parte Stanley, 396
Ex parte Yarbrough, 42
Expatriation, 47-50
Export taxation, 191
Ex post facto laws, 177, 185, 186,
202, 204
Extradition, 342-344
history of, 426
interstate, 425-432
Fairbank vs. U. S., 192
Federal Convention, 16, 31, 41,
70, 307, 312, 368, 387
Federal courts, lower, history of,
146, 147
Federal government, supremacy
of, 453-456
Federal Trade Commission, 116
Federalist, The, 66, 83, 197, 246,
307, 325. 330, 450, 461
Felonies on the high seas, 149-151
Felony, 263
Fertilizing Co. vs. Hyde Park, 223
Field, /., opinions, 133, 164, 186,
220, 226, 268, 323, 338, 403
First Continental Congress, 4, 8,
39. 238
Fish, Hamilton, 47, 48
Fifteenth Amendment, 56, 294,
296
Fines, 283, 284
Fleming vs. Page, 318
Fletcher vs. Peck, 199, 204
Fort Leavenworth R. R. vs. Lowe,
163
Forts and arsenals, 162
Foster vs. Neilson, 375
Fourteenth Amendment, 36, 42,
. 45» 47, 54. 55. 56, 293, 297, 407-
409, 452-453. 460
Frank, Leo M., 266
Frank vs. Mangum, 266
Franklin, Benjamin, 5, 196, 235,
303
Fraud orders, postal, 134-137,269
Freedom, of the press, 241, 242
of speech, 246-248
of religion, 243-246
Fugitives from justice, 429
Fuller, C. J., opinions, 191, 285,
343, 371. 442
Fulton, Robert, 106
G
Gallatin, Albert, 65
Garcia vs. Territory, 284
Gardner vs. Hall, 187
"General Welfare," 32-34, 95,
96
Gibbons vs. Ogden, 107, 230, 232,
.233
Gittings vs. Crawford, 390
Gladstone, W. E., 17
Gordon vs. Longest, 386
"Grandfather" Clause, 296-299
Grant vs. Raymond, 144
Gray, J., opinions, 46, 102, 170,
261, 278, 305, 394
Green, J. (N. Y.), opinion, 278
Grier, J., opinions, 130, 159, 320
Grosscup, /. (Fed.), opinion, 446
Guinn vs. U. S., 298
H
Habeas Corpus, 177-184
Haddock vs. Haddock, 418
Hamilton, Alexander, 66, 83, 167,
312, 325, 330, 452, 461
Report on Manufactures, 96
Hammond, J. (Fed.), opinion, 263
Harlan, J., opinions, 25, 117, 225,
229, 240, 267, 381, 398, 399, 429
Hawley, J. (Fed.), opinion, 286
Hayburn's Case, 40
Head Money Cases, 97, 376
Henry, Patrick, 243
Hepburn vs. Griswold, 99, 368
Hepburn vs. Ellzey, 50
Hepburn Law, 112, 114
High Seas, definition, 151
Hipolite Egg Co. vs. U. S., 118
Hoke and Economides vs. U. S., 119
Hollingsworth vs. Virginia, 384
Holmes, J., opinion, 228
Hopi vs. Utah, 267
INDEX
469
House of Representatives, appor-
tionment of members, 51-
56
compensation, 78
election of members, 42, 43,
70, 72
enforcement of treaties, 327,
328
Journal, 76
limitations on members, 81
officers, 59
powers, 60, 74, 75, 76, 81, 307,
327. 328
privileges of members, 79, 80
quorum, 72-74
qualifications of members, 43,
^44,45
Reed rules, 75
vacancies, 59
Houston vs. Moore, 160
Howard, J. (Ind.), opinion, 53
Hughes, J. (Fed.), opinion, 399
Huntington vs. Cast, 52, 53
Hurtado vs. California, 265
Hylton vs. U. S., 54, 58, 187
Immigration, 170, 341
"Immunity bath," 259
Impeachments, 60, 67-69, 354,
355, 393
Imposts, 91
Income taxation, 92, 189, 371,
372
Indentured servants, 53, 55
Indictment, 262, 264, 265, 393,
394
Information, " criminal, 262, 264,
265
Inhabitant, definition, 50
In re Duncan, 443
In re Farrow, 332
In re Green, 305
In re Jackson, 166
In re Kemmler, 285
In re Parrott, 200
In re Rosdeitscher, 398
Inspection laws (States), 231,
232
Instrument of Government, 238
Insular possessions of U. S., 437,
438
Insurance Co. vs. Boon, 443
Internal revenue, 92
"Invasion" of a State, 445
Involuntary servitude, 289-293
Jackson, J., opinion, 432
Jackson, President, 122, 282
Jackson vs. Twentyman, 388, 389
Jackson vs. U. S., 286
Jacobson vs. Massachusetts, 25
Jaeger vs. U. S., 121
Japanese Immigrant Case, 169
Jay, C. J., opinions, 17, 413
Jefferson, Thomas, 96, 243, 308,
310, 335
Manual for Senate, 75
Jeopardy, 260, 261
Johns, C. J. (Del.), ojainion, 421
Johnson, /., opinion, 87
Jones, C. J. (Wash. Terr.), opin-
ion, 373, 374
Jones, J. (Fed.), opinion, 291
"Judge," 264
Judges of U. S. Courts, appoint-
ment, 330
compensation, 354, 355
tenure of office, 354
Judicial decisions, how cited, 20
Judicial power, 349
cases affecting ambassadors,
etc., 377-379, 389
cases in law and equity, 358-
380
cases under Constitution and
laws, 363-373
cases under treaties, 375-377
cases of admiralty and mari-
time jurisdiction, 379, 380
controversies involving States
and citizens, 381-388
controversies involving for-
eign States and subjects,
388,389
controversies to which U. S. is
a party, 380
Juilliard vs. Creenman, loi
Jurisdiction, 357
appellate, 390-392
original, 389-392
Jurisprudence, definition, 356
Jurors, 359
Jury, grand, 262, 264, 393, 394, 395
petit, 262, 264
Justice, how established in U. S.,
31
470
INDEX
Kansas vs. Colorado, 438
Kent, Chancellor (N. Y.), opin-
ion, 106
Kentucky vs. Dennison, 425, 430
King, Rufus, 16
King vs. McLean Asylum, 358
Koonce vs. Doolitlle, 350
Kurtz vs. Moffi.lt, 396
Lancaster vs. Richardson, 283
Langford vs. U. S., 345
Lascelles vs. Georgia, 431
Law, definition, 359
Law of Nations, 149, 151
Laws of U. S., construction and
interpretation, 373-375
enactment of, 82
enforcement of, 337-344
supremacy of, 453-456
Legal Tender Act, 100
Legal Tender Cases, 100, 129, 370
Letters of Marque and Reprisal,
Lewis, J. (Nev.), opinion, 396
Liberty, 35, 36
Lincoln, Abraham, 31, 159, 180,
320, 406, 444
Lottery Case, 117
Louisiana Purchase, 27, 434
Luther vs. Borden, 443
M
McCabe, J. (Ind.), opinion, 349
McCall, S. W., 63
McCulloch vs. Maryland, 167, 287,
363. 366
McKenna, J., opinions, 119, 120
McKinley, J., opinion, 436
McLean, J., opinions, 108, 140,
386
McMaster's History of the People
of the U. S., 33
Mackin vs. U. S., 394
Madison, James, 84, 98, 242, 450
Madison's Works, 63, 192
Madison's Journal, 15, 29, 79, 103,
104, 149, 196
Magna Carta, 237
Mails, misuse of, 132-137, 269
Marbury vs. Madison, 335, 354,
365, 368, 391
Marshall, C. J., opinions, 34, 49,
50, 107, 122, 125, 153, 168, 175,
180, 199, 202, 204, 206, 207,
209, 230, 232, 233, 241, 275, "287,
335. 362, 364, 366, 376, 377,
384, 391, 402, 403, 453
Massachusetts Government Act, 9
Massachusetts provincial govern-
ment, 9
Matter of Davies, 40
Matthews, /., opinions, 265, 441
Maxwell vs. Dow, 240
May's Law and Usage of Parlia-
ments, 80
Messages, executive, 333-335
Miantonomi, The, 130
Militia, 158, 160, 249, 317, 318,
396
Miller, J., opinions, 43, 70, 90,
97, 145, 176, 216, 222, 244, 270,
330, 344- 345, 376
Miller, On the Constitution, 76, 77,
335
Mills vs. Duryea, 415
Minnesota vs. Barber, 229
Minor vs. Happersett, 43
Misdemeanor, 263
Missouri Compromise, 27, 366
Money, 87, 128, 129
Monongahela Navigation Co. vs.
U. S., 271
Monroe Doctrine, 329
Monroe, James, 329
Monloya vs. U. S., 12
Moore, American Diplomacy, 330
Moore, Digest of International Law,
125, 320
Mormon Church vs. U. S., 245
Morris, J. (Fed.), 298
Mugler vs. Kansas, 224
Munday vs. Vail, 357
Murphy vs. Ramsey, 441
Murray vs. Schooner "Charming
Betsey," 49
N
Nation, definition, 12
National banks, 188
National Hollow Brake Beam Co.
vs. Interchangeable Brake Beam
Co., 144
Naturalization, 125-127
Navy, 157
Negroes as citizens, 42
INDEX
471
Neilson vs. Garza, 232
Nelson, J., opinions, 109, 193, 194,
349
New England Union, 235
New England Insurance Co. vs.
Dunham, 379
New Jersey vs. Wilson, 206
New York, first constitution of,
239
Noble Bank vs. Haskell, 228
Non-Intercourse Act, 49
North American Review, 75
Northwest Territory, 16
0
Obligation of Contracts, 203-215
Officer of U. S., appointment, 324,
. 330-333, 335
impeachment of, 344-346
oath, 408, 457-460
Opden vs. Saunders, 201
Olmsted, Gideon, 351
Ordinance of 1787, 16, 239
Orr vs. Quimby, 237
Osborn vs. U. S., 323
Osborn vs. U. S. Bank., 125, 377
Pacific Insurance Co. vs. Soule, 89
Paine, J. (Wis.), opinion, 361
Panama Canal, 139
Paper money, 32, 98-102, 368-
370
Pardons and reprieves, 322-324
Parker, /. (Fed.), opinion, 11
Parker, C. J. (Mass.), opinion, 93
Parker, /. (Fed.), opinion, 395
Parsons vs. Bedford, 279, 280
Passenger Cases, 169, 195, 365
Patents, 144
Paterson, J., opinions, 18, 54, 59,
187, 363
Pawlet vs. Clark, 387
Peckham,/., opinions, 35, 94, 1 11,
112
Penhailow vs. Doane, 352
Pennsylvania vs. Wheeling etc.
Bridge Co., 108, 193, 194
Peonage, 171, 291
Peonage Cases, 291-293
People of the States, 41
People of the U. S., 18, 26, 28, 41,
42, 295, 296
reserved rights, 286-288
People vs. Compagnie Gencrale
Transatlantique, 1 76
People vs. Kemmler, 285
People vs. Lynch, 428
People vs. Randolph, 278
Perkins vs. Rogers, 152
Petition of Right, 238, 239
Peyton, J. (Miss.), opinion, 457
Pierce's Federal Usurpation, 180,
182
Piracy, 147-149
Pitney, /., opinion, 267
Pitt, Earl of Chatham, 250
Pocket veto, 84
Police power, 1 16-120, 220-230
Pollard's Lessee vs. Ilagan, 436
Pollock vs. Farmers' Loan and
Trust Co., 190, 371
"Pork Barrel," 137-139
Porter, J. (La.), 356
Porter, J. (N. Y.), 449
Portland Bank vs. Apthorp, 92
Postal fraud orders, 134-137,
269
Post office, misuse of mails, 134-
137, 269
Post offices and post roads, 131-
134, 138
Preamble, 25
"Presentment," 262, 264, 265
Presentment or indictment, 393,
394
President of U. S., compensation,
315
duties, 317-344
election, 304-310
electors of, 304-311
impeachment of, 344-346
oath of office, 316
qualifications, 31 1-3 12
succession, 312-315
term of, 304
Presidential elections, 304-311
disputed elections, 308, 310
electors, 30^-311
Presser vs. Illinois, 249
Prigg, vs. Pennsylvania, 432
Privateers, 153, 1 54
Privileges and immunities, ii6,
421-425
Prize Cases, 159, 320
"Probable cause," 260, 262
Public Clearing House vs. Coyne,
135. 268
Pumpelly vs. Green Bay Co., 269
472
INDEX
Punishments, cruel and unusual,
284-286
Pure Food and Drug Act, 118
Putnam, J. (Fed.), opinion, 358
Q
Quebec Act, 9
Quorum, 72-74
R
Railroad Commission Cases, 217
Railroad rates, regulation of, iio-
112
Randolph, Edmund, 15
Ratification of Constitution, 460-
463
Reed, Speaker, 75
Reed rules, 75
Religious liberty, 241, 242-246
Religious tests forbidden, 457
Representatives in Congress,
apportionment, 51-56
compensation, 78
election of, 42, 70-71
privileges, 79, 80
qualifications, 43-45, 50
Reservations of U. S., 438-441
Restraint of Trade, 110-116
"Reversion," 449
Revolution of 1688 (English),
450
Rhode Island vs. Massachusetts,
' 234, 381
Rights, Bill of, of First Continen-
tal Congress, 4, 9
Rights, of assembly, 242, 248, 249
of bearing arms, 249
of defendants in criminal
cases, 251-268, 272-276
of petition, 242, 248, 249
of property, 269-272
of religious liberty, 241, 242-
246
of suffrage, 294-299
of trial by jury, 276-280
Riley vs. Lee, 246
River and harbor improvements,
139
Roberts vs. City of New York,
414
Robison vs. Minor, 283
Roosevelt, Theodore, 334
Sanborn, J. (Fed.), opinion, 144
Saul vs. His Creditors, 357
Sawyer, J. (Fed.), opinion, 200
Schick vs. U. S., 393
Scott, J. (Ills.), opinion, 233
Searches and Seizures, 252-257
Second Continental Congress, 10,
12, 13, 32, 39, 154
Senate, adjournments, 77
court of impeachment, 67
election of members, 61, 63,
65
equal representation of States,
61, 62, 450
journal of, 76
limitations upon, 81
membership, 61, 62, 63, 64
organization, 63
powers, 325-331
quorum, 72
officers of, 66, 67
self-government of, 74, 75, 76
Senators, compensation, 78
election, 61, 63, 65
privileges, 78, 79, 80
qualifications, 65, 66
term of office, 61, 62
Seventeenth Amendment, 61, 64,
65
Shays 's Rebellion, 31
Sherman (anti-trust) law, no,
111,114
Ship Money Case (English), .449
Ships of War, States forbidden to
have, 233
Simmons vs. Georgia Iron etc. Co.,
178
Slaughter House Cases, 216, 222
Slavery, 16, 27, 54, 175, 177, 432
"Speedy trial," 396
Speer, J. (Fed.), opinion, 292
Springbok Case, 320-322
Springer vs. U. S., 189, 371
Stamp Act Congress, 6, 39, 238
Standard Oil Co. vs. U. S., 115
"State," II, 50
constitutions, 18
State Freight Tax, Case of, 88
State vs. Hull, 428
States, admission of, 433-436
comity between 414, 425
commercial equality of, 193-
196
INDEX
473
Federal protection of, 442,
444-446
inspection laws of, 231-233
oath of legislators of, 457-460
powers surrendered by, 198-
236
republican form of govern-
ment, 442-444
unconstitutional laws of, 33,
363-365
Story, J., opinions, 148, 151, 279,
280, 388, 415, 433
Story, On the Constitution, 67, 95,
307, 312, 316
Strong, J., opinions, 89, 100, 129,
406, 445
Sturgis vs. Crowninshield, 207
Subpoena, 275
duces tecum, 275
Suffrage, 294, 299, 373
Supreme Court, annulment of
unconstitutional laws, 363-
373
appointment of judges, 330
Swayne, J., opinions, 90, 190, 203,
224
Taney, C. J., opinions, 28, 181,
214. 3I9» 337, 367, 390, 430, 443
Taxation, apportionment of direct,
53-57
capitation, 186-191, 296
definition, 89
direct, 186-191
export, 191, 192
tariffs, 95
uniformity rule, 97
Terlinden vs. Ames, 342
Territories, 437-442
Texas vs. White, 29
Thomas, Sheriff, vs. Taylor, 457
Thomas Gibbons, The, 154
Thompson, /., opinions, 273, 331,
378
Thompson vs. Utah, 398
Thompson vs. Whitman, 416
Titles of legal decisions. Prefatory
Note, xiii, xiv
Titles of nobility, 196, 197, 202
Tolls, 89
Tonnage duties, 233
Trade, restraint of, 110-116
Trade-mark Cases, 144
Treason, 400-409, 425, 428
Treaties, 199
cases arising under, 375-377
power to make, 325-330
supreme law of land, 453-
456
Trial, by jury, 393-400
public, 396, 397
speedy, 396
Troops, States forbidden to keep,
233
Turner vs. Am. Baptist Missionary
Union, 2,2^
Twelfth Amendment, 308-310
U
Union, definition, 30
United Colonies of New England,
4
U. S. vs. AngeU, 274
U. S. vs. Arjona, 151
U. S. vs. Ball, 261
U. S. vs. Ballin, 73
U. S. vs. B oilman, 259
U. S. vs. Burr {Aaron), 275, 403
U. S. vs. Coppersmith, 263
U. S. vs. Cruikshank, 249
U. S. vs. Davis {Jefferson), 408
U. S. vs. D. & H. R. R. Co., 1 13
U. S. vs. Greathouse, 403
U. S. vs. Harris, 296
U. S. vs. Hartwell, 330
U. S. vs. Hodges, 404
U. S. vs. Holmes, 149
U. S. vs. Hudson and Goodwin, 87
U. S. vs. Joint Traffic Association,
III
U. S. vs. Kochsperger, 132
U. S. vs. Lawrence, 281
U. S. vs. Libby, 176
U. S. vs. McClellan, 292
U. S. vs. Marigold, 128
U. S. vs. Mills, 273
U. S. vs. Oley, 131
U. S. vs. Peters, 350
U. S. vs. Rauschcr, 344
U. S. vs. Realty Co., 93
U. S. vs. Reese, 294
U. S. vs. Ross, 150
U. S. vs. Smith, 148
U. S. vs. Texas, 380
U. S. vs. Trans- Missouri Associa-
tion, no
U. S. vs. Wong Kim Ark, 45
474
INDEX
United States, forbidden to grant
titles of nobility, 196, 197
police powers of, 1 16-120
unconstitutional laws of, 365-
373
V
Van Home vs. Dorrance, 18, 363
Vann, J. (N. Y.), opinion, 40
Veazie vs. Moor, 104
Veazie Bank vs. Fenno, 188
Verdict, 262
Veto, 84
Vice-President of U. S., duties,
66, 67, 305, 313
election, 305-310
impeachment of, 344-346
qualifications, 310
term of office, 304
Virginia, first charter, 238
Voters, 55, 56
W
Waite, C. J., opinions, 44, 127,
151, 217, 249, 294
Wallace, J. (Calif.), opinion, 282
War power of Congress, 1 52-1 61
Ward vs. Maryland, 421
Ware vs. Hylton, 455
Ware vs. U. S., 131
Washbume, U. S. Minister, 47
Washington, Bushrod, J., opin-
ions, 150, 160, 201, 424
Washington, George, 33, 303, 308,
334
Watson, On the Constitution, 14,
39, 60, 65, 66, 80, 138, 139, 235,
252,311,427
Watson vs. Jones, 243
Wayne, /., opinions, 158, 196
Weights and Measures, 129, 130
West Virginia, admission of, 434
Whiskey RebelUon, 31, 91
White County Commissioners vs.
Civin, 349
White, C. J., opinions, 113, 114,
298, 299, 373, 419
White vs. Hart, 294
White Slave Act, 119
Wilkerson vs. Utah, 284
Wilkes, John, 254
Williams, J. (Pcnna.), opinion,
260
Wilson, J., opinions, 26, 31
Wilson, Woodrow, 334, 335
Witnesses, immunity of, 259
Woman suffrage, 43, 44
Woodbury, J. (Fed.), opinion, 176
Woodruff vs. Parham, 90
Woods, /., opinions, 232, 250, 332
Worcester vs. Georgia, 121
Worthen vs. Prescott, 281
Writs of Assistance, 251
Ji Selection from the
Catalogue of
G. P. PUTNAM-S SONS
Complete Catalogues seat
on application
" The best summary at present available of the political
history of the United States."— Frank H. Hodder, Professor of
American History in the University of Kansas.
American Political History
1763-1876
By Alexander Johnston
Edited and Supplemented by
James Albert Woodburn
Professor of History and Political Science, Indiana University ;
Author of " The American Republic," "Political
Parties and Party Problems in the
United States," etc.
Itt tTvo parts, each complete in itself and indexed. Octavo. Each, net, $2.00
1. The Revolution, the Constitution, and the Growth
of Nationality. 1763-1832.
2. The Slavery Controversy, Secession, Civil War,
and Reconstruction. 1820-1876.
These volumes present the principal features in the political history of the
United States from the opening of the American Revolution to the close of the
era of the Reconstruction. They give in more convenient form the series of
articles on "American Political History" contributed to Lalor's "Cyclopedia
of Political Science, Political Economy, and Political History," by the late
Professor Alexander Johnston.
" These essays, covering the whole field of the political history of the
United States, have a continuity and unity of purpose ; introduced, arranged,
and supplemented as they have been by Professor Woodburn (who contributes
a very necessary chapter on the Monroe Doctrine) they present a complete and
well-balanced history of the politics of the United States." — Hartford Courant.
G. P. PUTNAM'S SONS
New York London
A
History of Mediaeval
Political Theory in
the West
By R. W. Carlyle, C. I. E., and
A. J. Carlyle, M. A.
Vol. Ill (Completing the Series) 8° $3.50
This treatise will be found by stu-
dents of mediaeval history, and of the
evolution of political science, a com-
panion volume to such works as Bryce's
**Holy Roman Empire," Giercke's
"Theory of the State,'* and to all
mediaeval history.
Volume I considered the period from
the Second Century to the Ninth;
Volume II, Political Theory of the
Roman Lawyers and Canonists, 10th-
13th Centuries. This volume, the
record from that point.
G. P. Putnam's Sons
New York London
Comparative
Administrative La-w
Jln Analysis of the Administrative Systems,
National and Local, of the United States,
England, France, and Germany
By
FRANK J. GOODNOW, A.H., LL.B.
Professor of Administrative Law in Columbia University
Student's Edition, Tsro volumes in one
Octavo, net. $3.00
" His volumes are remarkably alike for analytical power
and lucidity of method. His style is as luminous as bat of
Sir Henry Maine, and his general literary method not unlike
that great author's — and there can be no higher praise — in its
orderliness of arrangement, precision of state'nent, and true
scientific spirit. The w^rk is unique and of permanent
excellence. It fills a vacant place in the library shelves, and
is a permanent addition of very great value to the science of
comparative law." — N. Y. Tribune,
" We regard this work as the most impoitant contribution
to political science . . . which has been published in this
country, we will not undertake to say for how long." — T?u
Independent.
9 9 9
G, P. PUTNAM'S SONS
Ne-w YorK I^ondon
By
Arthur Twining Hadley
(Ptendent of Yak Univerdqr)
Economics
An Account of the Relations between
Private Property and Public Welfare.
Octavo, gilt top, net^ $2.50.
** No higher compliment can be paid this work than to
say that it is hard to determine whether the epithet
judicial or judicious would more appropriately character-
ize it. . . . As a whole, we do not hesitate to affirm
that the results reached by Professor Hadley will com-
mend themselves to candid thinkers as true. . . .
It will not only be found invaluable by readers at large,
but will also at once command the attention and ad-
miration of economists the world over." — Nation.
** It is difficult to exaggerate the wealth of thought
and the keenness of analysis contained in these chapters.
Each one is crammed full of matter, presented in an at-
tractive manner, illustrated by references to historj' and
to contemporary business methods, and often summed
up in some phrase or some statement of likeness or
unlikeness that is pregnant withsuggestiveness." — Prof.
Richmond Mayo-Smith, in Political Science Quarterly,
G. P. Putnam's Sons
New Y<wk Londob
i8fc&><.
'difRARy
000 689
Si^plLITY
458