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Union  Calendar  No.  762 


88th  Congress,  2d  Session 


House  Report  No.  1739 


boston  Public  Library 
Superintendent  of  Documents 

AUG  a  1  WA 


COMMITTEE  ON 
UN-AMERICAN  ACTIVITIES 


ANNUAL   REPORT 
FOR   THE   YEAR   1963 


AUGUST  10,  1964 
(Original  Release  Date) 


August  11, 1964.— Committed  to  the  Committee  of  the  Whole  House 
on  the  State  of  the  Union  and  ordered  to  be  printed 

Prepared  and  released  by  the  Committee  on  Un-American  Activities 
U.S.  House  of  Representatives,  Washington,  D.C. 


36-584 


U.S.  GOVERNMENT  PRrNTING  OFFICE 
WASHINGTON  :   1964 


i  COMMITTEE  ON  UN-AMERICAN  ACTIVITIES 

United  States  House  of  Representatives 

EDWIN  E.  WILLIS,  Louisiana.  Chairman 

WILLIAM  M.  TUCK,  Virginia  AUGUST  E.  JOHANSEN.  Michigan 

JOE  R.  POOL.  Texas  DONALD  C.  BRUCE.  Indiana 

RICHARD  H.  ICHORD,  Missouri  HENRY  C.  SCllADliUEKt;.  Wisconsin 

GEORGE  F.  SENNER,  JB.,  Arizona  JOHN  M.  ASHBROOK.  Ohio 

Francis    J.   McNamara.    Director 

Frank  S.  Tavenner,  Jr.,  General  Counsel 

Alfred   M.   Nittle,   Counsel 


LETTER  OF  TRANSMITTAL 


Congress  of  the  United  States, 

House  of  Representatives, 
Committee  on  Un-American  Activities, 

Washington^  August  11^  196^. 
Hon.  John  W.  McCormack, 
The  Speaker^ 

U.S.  House  of  Representatives^ 
Washington.,  D.G. 

Dear  Mr.  Speaker:  Pursuant  to  House  Resolution  5,  88th  Congress, 
1st  session,  and  by  direction  of  the  committee,  I  herewith  transmit 
the  Annual  Report  of  the  Committee  on  Un-American  Activities  for 
the  year  1963. 

Sincerely  yours, 

Edwin  E.  Willis,  Chairman. 
Enclosure. 

in 


Union  Calendar  No.  762 

88Tn  Congress   )    HOUSE  OF  EEPliESENTATIVES    (        Kepoht 
2d  Session        f  "i      No.  1739 


COMMITTEE  ON  UN-AMERICAN  ACTIVITIES  ANNUAJL 
EEPORT  FOR  THE  YEAR  1963 


August  11,  1964. — Committed  to  the  Committee  of  the  Whole  House  on  the  State 

of  the  Union  and  ordered  to  be  printed 


Mr.  Willis,  from  the  Committee  on  Un-American  Activities, 

submitted  the  following 

REPORT 

[Pursuant  to  H.  Res.  5,  88th  Cong.,  1st  sess.] 


CONTENTS 


Pan 

Letter  of  transmittal m 

Foreword XI 

Chapter  I.  Proliferation  of  Ultrarevolutionary  Communist  Organizations 

in  the  United  States 1 

Chapter  II.  Hearings  Conducted  for  Legislative  Purposes: 

U.S.   Communist  Party   Assistance  to  Foreign  Communist  Govern- 
ments (Testimony  of  Maud  Russell) 25 

"United  Front"  Technique  of  the  Southern  California  District  of  the 

Communist  Party 29 

Violations  of  State  Department  Travel  Regulations  and  Pro-Castro 

Propaganda  Activities  in  the  United  States,  Parts  1-4 30 

U.S.    Communist   Party    Assistance   to    Foreign    Communist   Parties 

(Veterans  of  the  Abraham  Lincoln  Brigade) 84 

Defection  of  a  Russian  Seaman  (Testimony  of  Vladislaw  Stepanovich 

Tarasov) 90 

Chapter  III.  Reports  Compiled  to  Assist  the  Congress  in  its  Legislative 
Deliberations: 

"United  Front"  Technique  of  the  Southern  California  District  of  the 

Communist  Part v 93 

World    Communist    Movement:  Selective    Chronology     1818-1957, 

Volume  II,  1946-1950 96 

Chapter  IV,  Consultation : 

A  Communist  In  a  "Workers'  Paradise"  (John  Santo's  Own  Story )__      101 
Chapter  V. 

Reference  Service  for  Members  of  Congress 115 

Chapter  \I. 

Bibliography  of  Committee  Publications  for  the  Year  19G3 117 

Chapter  VII. 

Contempt  Proceedings 119 

Chapter  VIII. 

Legislative  Recommendations 123 

Chapter  IX. 

Memorial  Resolutions  for  Deceased  Members,  Hon.  Francis  E.  Walter 

and  Hon.  Clyde  Doyle 157 

Index -  i 

vu 


Public  Law  601,  79th  Congress 

The  legislation  under  which  the  House  Committee  on  Un-American 
Activities  operates  is  Public  Law  601,  79th  Congress  [1916]  ;  60  Stat. 
812,  which  provides: 

Be  it  enacted  by  fhe  Senate  and  House  of  Representatives  of  the  United  States 
of  America  in  Congress  assembled,  *  *  * 

PART  2— RULES  OF  THE  HOUSE  OF  REPRESENTATIVES 

Rule  X 

SEC.  121,  STANDING  COMMITTEES 
******* 

17.  Committee  on  Un-American  Activities,  to  consist  of  nine  Members. 

Rule  XI 

POWERS  AND  DUTIES  OF  COMMITTEES 


(q)  (1)   Committee  on  Un-American  Activities. 

(A)    Un-American  activities. 

(2)  Tlie  Committee  on  Un-American  Activities,  as  a  whole  or  by  sxibcommit- 
tce,  is  autliorizocl  to  make  from  time  to  time  investigations  of  (i)  the  extent, 
character,  and  objects  of  un-American  propaganda  activities  in  the  United  States, 
(ii)  (he  diffusion  within  the  United  Slates  of  subversive  and  un-American  propa- 
ganda that  is  instigated  from  foreign  countries  or  of  a  domestic  origin  and 
attacks  tlie  principle  of  the  form  of  government  as  guaranteed  by  our  Constitu- 
tion, and  (iii)  all  other  questions  in  relation  thereto  that  would  aid  Congress 
in  nny  necessary  remedial  legislation. 

Tlie  Committee  on  Un-American  Activities  shall  report  to  the  House  (or  to  the 
Cl(>rk  of  the  House  if  the  House  is  not  in  session)  the  results  of  any  such 
investigation,  together  with  such  recommendations  as  it  deems  advisable. 

For  the  purpose  of  any  such  investigation,  the  Committee  on  Un-American 
Activities,  or  any  subcommittee  thereof,  is  authorized  to  sit  and  act  at  such 
times  and  places  within  the  United  States,  whether  or  not  the  House  is  sitting, 
hns  recessed,  or  has  adjourned,  to  hold  such  hearings,  to  require  the  attendance 
of  such  witnesses  and  the  production  of  such  books,  papers,  and  documents,  and 
to  take  such  testimony,  as  it  deems  necessary.  Subpenas  may  be  issued  under 
the  signature  of  the  chairman  of  the  committee  or  any  subcommittee,  or  by  any 
member  designated  by  any  such  chairman,  and  may  be  served  by  any  person 
designated  by  any  such  chairman  or  member. 

******* 

Rule  XII 

LEGISLATIVE    OVERSIGHT    BY    STANDING    COMMITTEES 

Sec.  136.  To  assist  the  Congress  in  appraising  the  administration  of  the  laws 
and  in  developing  such  amendments  or  related  legislation  as  it  may  deem  neces- 
sary, each  standing  committee  of  the  Senate  and  the  House  of  Representatives 
shall  exercise  continuous  watchfulness  of  the  execution  by  the  administrative 
agencies  concerned  of  any  laws,  the  subject  matter  of  which  is  within  the  juris- 
diction of  such  committee;  and,  for  that  purpose,  shall  study  all  pertinent  re- 
ports and  data  submitted  to  the  Congress  by  the  agencies  in  the  executive  branch 
of  the  Government 

DC 


RULES  ADOPTED  BY  THE  88TH  CONGRESS 

House  Resolution  5,  January  9,  1963 

•  ••**** 

Rule  X 

STANDING   COMMITTEES 

1.  There  shall  be  elected  by  the  House,  at  the  commencement  of  each  Congress^ 
******* 

(r)  Committee  on  Un-American  Activities,  to  consist  of  nine  Members. 

•  *  *  *  *  *  * 

RtlLE  XI 

POWEIKS  AND  DUTIES   OF  COMMITTEES 
******* 

18.  Committee  on  Un-American  Activities. 

(a)  Un-American  activities. 

(b)  The  Committee  on  Un-American  Activities,  as  a  whole  or  by  subcommit- 
tee, is  authorized  to  make  from  time  to  time  investigations  of  (1)  the  extent, 
character,  and  objects  of  un-American  propaganda  activities  iu  the  United  States, 
(2)  the  diffusion  within  the  United  States  of  subversive  and  uu-Ameriean  prop- 
aganda that  is  instigated  from  foreign  countries  or  of  a  domestic  origin  and 
attacks  the  principle  of  the  form  of  government  as  guaranteed  by  our  Constitu- 
tion, and  (3)  all  other  questions  in  relation  thereto  that  would  aid  Congress 
in  any  necessary  remedial  legislation. 

The  Committee  on  Un-American  Activities  shall  report  to  the  House  (or  to  the 
Clerk  of  the  House  if  the  House  is  not  in  session)  the  results  of  any  such  investi- 
gation, together  with  such  recommendations  as  it  deems  advisable. 

For  the  purpose  of  any  such  investigation,  the  Committee  on  Un-American 
Activities,  or  any  subcommittee  thereof,  is  authorized  to  sit  and  act  at  such  times 
and  places  within  the  United  States,  whether  or  not  the  House  is  sitting,  has 
recessed,  or  has  adjourned,  to  hold  such  hearings,  to  require  the  attendance 
of  such  witnesses  and  the  production  of  such  books,  papers,  and  documents,  and 
to  take  such  testimony,  as  it  deems  necessary.  Subpenas  may  be  issued  under 
the  signature  of  the  chairman  of  the  committee  or  any  subcommittee,  or  by  any 
member  designated  by  any  such  chairman,  and  may  be  served  by  any  person 
designated  by  any  such  chairman  or  member. 

•  •*•••• 

27.  To  assist  the  House  in  appraising  the  administration  of  the  laws  and  in 
developing  such  amendments  or  related  legislation  as  it  may  deem  necessary, 
each  standing  conunittee  of  the  House  shall  exercise  continuous  watchfulness 
of  the  execution  by  the  administrative  agencies  concerned  of  any  laws,  the  sub- 
ject matter  of  which  is  within  the  jurisdiction  of  such  committee;  and,  for  that 
purpose,  shall  study  all  pertinent  reports  and  data  submitted  to  the  House  by 
the  agencies  in  the  executive  branch  of  the  Government. 


FOREWORD 

Many  Americans  tend  to  scoff  at,  dismiss  lightly,  and  underrate 
the  importance — and  the  danger — of  routine,  day-to-day  Communist 
agitation  and  propaganda  activities.  Human  nature  being  what  it  is^ 
it  is  natural  that  stories  of  espionage  and  high-level  intrigue — pub- 
lished after  the  fact  and  after  the  damage  has  been  done — get  the 
blazing  headlines  and  extensive,  detailed  news  treatment.  There  is 
excitement  and  drama  in  such  developments — and  that  is  what  makes 
news. 

Tlie  rank-and-file  Communist  peddling  The  Worker  door  to  door, 
distributing  handbills  on  a  corner,  speakmg  at  a  front  meeting,  hold- 
ing a  minor  union  office,  teacliing  in  a  school — or  agitating  in  a  reniote 
village  in  a  distant  land — is,  by  comparison,  drab  and  uninteresting. 
News  media  pay  little  or  no  attention  to  him.  Yet  it  is  such  Com- 
munists— rather  than  the  espionage  agents — who,  to  date,  have  played 
a  major  role  in  paving  the  way  for  Communist  revolutions  and  the 
destruction  of  freedom  in  a  number  of  nations.  Moscow  has  accom- 
plished more  through  them  than  some  would-be  world  conquerors  of 
the  past  could  accomplish  through  the  use  of  all  their  military  power. 

Because  the  United  States  is  the  major  barrier  to  Communist  world 
conquest,  this  country  and  its  leaders  are  a  prime  target  of  these  day- 
to-day  Communist  activities,  many  of  which  are  primarily  designed 
to  engender  hatred  of  America,  its  institutions,  and  its  leaders. 

The  Communists'  constant  "Hate  America"  barrage  results  in  more 
than  "Yankee  Go  Home"  signs  in  foreign  lands.  It  pays  off  for  the 
Communists  in  the  bombing  of  United  States  Information  Service 
libraries  abroad,  the  storming  of  U.S.  Embassies,  open  insults  hurled 
at  our  diplomatic  representatives  and  high  State  Department  officials 
in  their  travels  abroad,  and  in  many  other  ways.  At  home,  it  results 
in  certain  of  our  ow^n  citizens  defying  our  laws,  stealing  our  secrets^ 
and  engaging  in  other  traitorous  activities. 

Because  of  "Hate  the  U.S."  propaganda  and  agitation  campaigns^ 
attempts  have  been  made  on  the  lives  of  two  recent  Presidents  of  the 
United  States. 

President  Truman  escaped  an  attempt  to  kill  him  made  in  1950. 
The  assassination  effort  \vas  made  by  members  of  the  terroristic  Na- 
tionalist Party  of  Puerto  Rico,  which  has  for  years  been  defended 
and  aided  by  the  U.S.  Communist  Party  and  which,  like  the  U.S. 
party,  engages  in  virulent  "Hate  the  United  States"  propaganda. 

President  Kennedy,  unfortunately,  did  not  escape  the  attempt  made 
on  his  life  by  a  man,  since  murdered,  whose  life  and  conduct — by  his 
own  admissions  and  actions — was  shaped  largely  by  Communist 
propaganda. 

These  frightening  examples  of  the  extremes  to  which  "Hate  Amer- 
ica" agitation-propaganda  campaigns  can  drive  adherents  of  radical 
movements  should  long  since  have  alerted  all  Americans  to  the  danger 
of  communism  and  aroused  in  them  concern  and  determination  to 


Xn  FOREWORD 

combat  the  party's  routine  activities.  Most  radical  movements  have 
a  significant  unstable  element  within  them — and  there  is  no  telling 
what  such  elements  will  do  after  years  of  indoctrination  in  hatred  of 
their  Government  and  its  leaders. 

Yet  today  we  see  relatively  little  concern,  and  little  being  done,  to 
combat  and  offset  Communist  agitation-propaganda  activities  which 
are  boldly  designed — as  they  have  been  over  the  years — to  promote 
activities  bordering  on  the  treasonous. 

Twenty-five  years  ago,  U.S.  Communists  were  doing  everything  they 
could  to  sabotage  U.S.  defense  preparations.  They  defiantly  pro- 
claimed that  they  would  refuse  to  serve  in  our  military  forces  if 
drafted.  They  influenced  others  to  take  the  same  position.  Today, 
we  again  see  successful  Communist  operations  in  the  same  area. 
Scores  of  young  men  of  draft  age  have  openly  proclaimed  in  paid 
newspaper  advertisements  that  they  would  refuse  to  serve  in  Vietnam 
if  drafted.  They,  too,  have  organized  a  group  to  persuade  others  to 
take  the  same  position. 

Not  long  ago,  there  appeared  in  the  press  an  account  of  a  university 
campus  meeting  of  approximately  350  persons,  most  of  them  students, 
who  had  gathered  to  view  a  propaganda  film  produced  by  the  Viet- 
namese Communists  and  to  hear  speeches  urging  that  America  pull 
out  of  South  Vietnam  and  abandon  it  to  communism. 

There  was  loud  applause,  according  to  the  press  account,  when  the 
film  showed  a  Viet  Cong  leader  embracing  Mao  Tse-tung,  chairman 
of  the  Chinese  Communist  Party.  By  contrast,  only  about  15  of  those 
present  applauded  when,  later  in  the  program,  one  student  stood  up 
and  said,  "Let's  have  a  round  of  applause  for  the  Americans  fighting 
and  dying  in  Vietnam." 

A  considerable  number  of  those  in  the  audience  had  traveled  to  Cuba 
last  summer  in  defiance  of  the  laws  of  this  country  and,  while  view- 
ing another  Communist  propaganda  film  there,  had  applauded  the 
shooting  down  of  an  American  aircraft  in  South  Vietnam, 

The  witness  who  told  this  committee  about  the  latter  incident  said 
of  the  group  in  Cuba :  "This  is  not  a  typical  group  of  American  stu- 
dents." Undoubtedly,  it  was  not — and,  undoubtedly,  the  350  viewing 
the  anti-U.S.  pro-Communist  film  on  the  university  campus  was  not 
a  typical  American  student  group.  Both  of  these  groups,  however, 
were  typical  of  those  who  regularly  consume  Communist  propaganda 
with  its  "Hate  America"  themes.  They  are  also  typical  of  the  ele- 
ment from  which  the  revolutionists,  espionage  agents,  and  assassins 
of  the  future  are  recruited. 

Communists,  of  course,  are  not  typical  persons.  Being  not  only 
deceptive,  but  truly  the  "masters  of  deception"  (like  their  guerrilla 
colleagues  of  the  Viet  Cong,  who  peacefully  plow  their  paddies  by  day 
only  to  slay  and  subvert  at  night),  U.S.  Communists  may  seem  to  be 
just  like  other  Americans  in  the  pursuit  of  their  various  professions 
and  trades,  in  their  outward  appearance,  and  day-to-day  activities.^ 

TVe  can  judge  them  by  their  surface  appearance.  We  can  dismiss 
their  words  as  "only  propaganda."  But  we  will  not  do  either  of  these 
things  if  we  are  wise,  informed  citizens  with  our  country's  interests  at 
heart. 

"Within  the  past  year,  we  have  witnessed  a  shocking  example  of  the 
kind  of  horrible  act  that  can  be  committed  by  a  fanatical  Marxist  who 
had  for  years  been  an  avid  reader  of  Communist  anti- American  propa- 


FOREWORD  Xm 

ganda  and — not  long  before  the  slaying  of  the  President — a  leader  of 
pro-Castro  agitation  on  the  streets  of  one  of  our  major  cities. 

Certainly,  we  cannot  afford  to  ignore,  underrate,  or  lightly  dismiss 
the  day-to-day  activities  of  the  "ordinary,"  rank-and-file  Communists 
and  their  potential  effects.  Their  carefully  contrived  words  are  the 
father  of  thoughts  that  impel  their  adherents  and  sympathizers  to 
actions  that,  in  one  way  or  another,  are  all  designed  to  midermine  and 
destroy  our  way  of  life. 

All  Americans,  I  believe,  were  shocked  to  learn  that  our  President 
had  been  assassinated  by  a  citizen  of  the  United  States.  Undoubtedly, 
it  did  not  have  to  happen.  Perhaps,  it  would  not  have  happened  if, 
during  past  years,  the  American  people,  as  a  whole,  had  worked  harder 
to  disclose  the  lies  and  half-truths  in  domestic  Communist  propa- 
ganda so  that  our  youth  would  not  be  misled  by  it. 

Edwin  E.  Willis,  Chairman. 
July  13,  1964. 


ANNUAL  REPORT  FOR  THE  YEAR  1963 

CHAPTER  I 

(PROLIFERATION  OF  REVOLUTIONARY  COMMUNIST  ORGANIZATIONS 

IN  THE  UNITED  STATES 

This  Nation's  internal  security  problems  are  being-  complicated  by 

^/^  growing  number  of  revolutionary  Communist  groups  which  claim 

that  the  orthodox  Communist  Party  of  the  United  States  is  too  soft 

on  "capitalism"  and  too  accommodating  in  its  relations  with  all  other 

non-Communist  groups. 

Charges  to  this  effect  by  dissidents,  inside  or  outside  the  Communist 
Party,  U.S.A.,  have  been  m.ade  periodical!}''  throughout  the  44-year 
history  of  the  organization.  They  have  resounded  whenever  the  stra- 
tegists in  the  Kremlin  have  decreed  it  in  the  interests  of  Communists 
to  collaborate  and  curry  favor  with  non-Communists  in  the  pursuit 
of  certain  immediate  objectives.  And  such  charges  have  been  at  a 
minimum  during  intermittent  periods  when  Soviet  Communist  leaders 
have  considered  conditions  ripe  for  Communist  revolutions  and  in- 
structed local  Communist  parties  to  prepare  for  violent  conquest  of 
power  in  their  respective  countries,  instead  of  concentrating  on  win- 
ning allies  during  an  unavoidable  period  of  coexistence  with  non- 
Communist  and  "capitalist  enemies." 

A  distinguishing  feature  of  the  latest  outcropping  of  Communist 
gfroups  professing  more  militant  and  truly  revolutionary  policies  than 
those  of  the  CPUSA  is  their  support  of  policies  of  the  Chinese  Com- 
munist leadership  and  their  opposition  to  policies  of  the  Soviet  Com- 
munist leadership. 

Moscow  Versus  Peking 

ISfost  Americans  are  aware  of  the  Chinese  Communists'  feud  with 
the  Soviet  Communist  leadership,  which  became  increasingly  bitter 
as  it  came  increasingly  into  public  view^  after  1956.  It  has  been  at- 
tributed to  a  varietv  of  motives  including  ideological  diversfencies : 
<iifferences  in  political,  economic,  and  social  conditions;  power  politics; 
nationalism ;  and  personal  animosities.  It  is  not  the  committee's  intent 
to  deal  with  the  Sino-Soviet  conflict  beyond  mentioning  a  few  details 
■essential  to  any  consideration  of  revolutionary  organizations  in  the 
United  States  which  are  in  avowed  agreement  with  Chinese  Com- 
munist policies.  It  must  be  noted,  however,  that — for  the  first  time 
since  the  Bolshevik  revolution  in  Russia  in  1917 — the  Soviet  Com- 
munists' leadership  and  policymaking  role  with  respect  to  the  vast  and, 
on  the  whole,  disciplined  international  army  of  Communists  through- 
out the  world  has  been  seriously  challenged  by  the  Red  Chinese. 

The  most  publicized  aspect  of  the  Sino-Soviet  conflict  has  been  the 
war  of  words,  in  which  each  side  accuses  the  other  of  advocating 
strategies  and  tactics  for  the  international   Communist  movement 


2  UN-AMERICAN   ACTIVITIES    ANNUAL   REPORT 

which  do  not  serve  their  common  and  undebated  ultimate  goal  of  a 
world  Communist  society.  The  Soviet  and  Chinese  Communists,  in 
their  word  warfare,  have  resorted  not  only  to  name-calling  but  to  out- 
right distortion  of  each  other's  views.  (Chinese  Communists,  for  ex- 
ample, have  unjustly  accused  the  Soviet  leaders  of  becoming  fawning 
handmaidens  of  the  capitalists  and  of  opposing  the  extension  of  com- 
munism to  other  parts  of  the  world,  while  Soviet  Communists — with 
equal  lack  of  justification — have  declared  that  the  Chinese  Com- 
munists do  not  believe  it  is  possible  to  prevent  a  new  world  war  and 
do  not  believe  communism  can  be  extended  without  world  war.)  The 
Chinese  Communist  position,  nevertheless,  clearly  favors  more  mili- 
tant action  by  Communists  throughout  the  world.  Among  other  de- 
mands, the  Chinese  insist  that  there  must  be  more  Communist  prepara- 
tion for  armed  revolutionary  struggle  to  overthrow  non-Communist 
governments. 

Soviet  Communists  have  wrathfully  condemned  the  Chinese  Com- 
munists for  sowing  disaffection  among  Communist  parties,  heretofore 
faithful  supporters  of  the  men  in  the  Kremlin.  While  most  of  the 
Communist  parties  are  still  counted  on  Moscow's  side  in  the  dispute, 
a  number  of  parties  openly  champion  the  views  of  the  Chinese  Com- 
munists, while  a  number  of  other  parties  are  divided  over  the  issues. 
The  leadership  of  the  Communist  Party  of  the  United  States  has  re- 
mained subservient  to  Moscow  direction.  Early  in  January  1963,  it 
issued  a  public  statement  condemning  the  Chinese  Communists  and 
defending  the  Soviet  policies  under  attack  by  the  Chinese. 

In  the  course  of  this  statement  the  Communist  Party,  U.S.A.,  made 
the  charge  that  the  Chinese  Communist  Party  was  not  content  to 
enunciate  its  differences  with  the  Soviet  Communists,  but  actively 
sought  to  recruit  Americans  to  the  Chinese  Communist  view.  As  the 
Communist  Party,  U.S.A.,  put  it : 

The  CPUS  A  cannot  be  indifferent  to  the  fact  that  the  Chi- 
nese Communist  Party  seeks  converts  for  its  dangerous  poli- 
cies in  our  country  *  *  *.i 

The  Communist  Party  of  the  Soviet  Union,  in  a  subsequent  "Open 
Letter"  defending  itself  from  the  attacks  of  the  Chinese  Communists, 
claimed  the  Chinese  Communist  Party  was  actually  "organizing  and 
supporting"  groups  in  non-Communist  countries  and  named  a  group 
in  the  United  States  as  an  example  of  Chinese-supported  "renegades" : 

The  C.P.C.  [Communist  Party  of  China]  leadership  orga- 
nizes and  supports  various  anti-party  groups  of  renegades 
who  come  out  against  the  Communist  parties  in  the  United 
States,  Brazil,  Italy,  Belgium,  Australia  and  India.  *  *  *  in 
the  United  States,  support  is  rendered  to  subversive  activities 
of  the  left-wing  opportunist  group  "Hammer  and  Steel" 
which  [sets]  itself  the  main  task  of  fighting  against  the  Com- 
munist party  of  the  United  States.^ 

"Practical"  and  "subversive"  activities  of  the  Chinese  Communists, 
according  to  the  Soviet  statement,  have  also  included  sharp  attacks 


1  statement  bv  the  Communist  Party  of  the  United  States  appearing  in  The  Worker, 
January  13,  1963,  pp.  3,  10. 

-  Open  Letter  of  the  Central  Committee  of  the  Communist  Party  of  the  Soviet  Union  to 
party  organizations  and  Communists  of  the  Soviet  Union,  July  14,  1963,  printed  in  The 
Worker,  July  28,  1963. 


UN-AMERICAN   ACTIVITIES   ANNUAL    REPORT  3 

on  Communist  parties  and  their  leaders  who  have  refused  to  take 
China's  side  in  the  controversy.  The  Soviets  comphiined  that  tlie 
Chinese  Communists  "have  published  and  circulated  in  many  lan- 
guages articles  discrediting  the  activity  of  the  Communist  party  of 
the  United  States,  and  the  French,  Italian  and  Indian  Communist 
parties." 

Such  contention  between  the  leaders  of  the  two  most  powerful  Com- 
munist nations  has,  without  question,  contributed  to  a  present  prolif- 
eration of  organizations  and  publications  in  the  United  States  com- 
mitted to  achieving  a  Soviet  America  by  more  "militant"  strategies 
than  those  employed  by  the  Moscow-backed  Communist  Party, 
U.S.A. 

New  Peking-Oriented  Communist  Organizations 

The  Hammer  &  Steel  group,  which  was  singled  out  for  attack  by  the 
Conmiunist  Party  of  the  Soviet  Union,  is  one  of  the  newest  and  most 
enthusiastic  supporters  of  the  Chinese  Communist  leadership  to  appear 
on  the  American  scene.  It  began  publicly  advertising  its  operations 
in  the  spring  of  1962.  A  few  months  earlier,  however,  another  group 
of  dissident  Communists,  gathered  together  in  the  so-called  Progres- 
sive Labor  Movement,  had  made  their  public  bow  with  the  launching 
of  a  monthly  magazine.  Yet  another  group  of  American  revolu- 
tionaries-a-la-Peking  has  been  in  operation  since  August  1958  under 
the  organizational  title  "Provisional  Organizing  Committee  for  a 
Marxist-Leninist  Communist  Party  (POC)."  Leaders  of  each  of 
these  organizations  were  expelled  or  resigned  from  the  orthodox  Com- 
munist Party,  U.S.A.,  as  a  result  of  their  opposition  to  prevailing 
party  strategy. 

Another  type  of  revolutionary  Communist  grouping  which  has  ap- 
peared in  recent  years  to  sing  the  praises  of  the  Chinese  Communists 
has  been  formed  by  so-called  Trotskyists.  The  principal  Trotskyist 
organization  in  the  LTnited  States,  the  Socialist  Workers  Party,  for 
many  decades  has  competed  with  orthodox  Communists  over  the  right 
to  lead  an  American  Communist  revolution.  Avowedly  loyal  to  the 
principles  of  Marx  and  Lenin  as  interpreted  by  Leon  Trotsky,  Joseph 
Stalin's  Bolshevik  competitor,  Trotskyists  are  viewed  as  heretics 
by  both  the  Chinese  and  Soviet  Communists. 

The  Socialist  Workers  Party  has  welcomed  the  Sino-Soviet  conflict 
as  heralding  a  "decomposition"  of  the  monolithic  international  Com- 
munist movement  of  Stalin's  time.  While  it  has  found  faults  on  both 
sides,  the  Socialist  Workers'  Party  nevertheless  has  indicated  its  sym- 
pathies are  with  the  Chinese  Communists  on  most  points  under  dispute 
with  Moscow  because  the  Chinese  are  "more  militant"  and,  therefore, 
closer  to  its  own  "correct"  line  than  the  Soviet  Communists. 

The  Socialist  Workers  Party  has  alwaj^s  accused  the  Communist 
Party,  U.S.A.,  of  lacking  sufficient  revolutionary  fervor.  Ironically, 
the  SWP  was  itself  the  object  of  the  same  charge  when  a  group  of  its 
own  members  walked  out  in  February  1959  and  began  issuing  an 
independent,  semimonthly  publication,  Workers  World,  which  would 
"hold  aloft  the  shining  banner  of  revolutionary  Marxism,  and  call 
upon  all  the  advanced  workers  to  gather  around  it."  Despite  its 
admittedly  "irreconcilable"  differences  with  the  Chinese  Com- 
munist leadership  because  of  its  Trotskyist  heresy,   the   Workers 

36-584—^4 2 


4  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

World  group  has  become  one  of  the  fiercest  defenders  of  Chinese  Com- 
munists in  the  United  States. 

All  of  these  new  Communist  groups  have  insisted  that  their  aim  is 
creation  in  the  United  States  of  the  true  Marxist-Leninist  (Com- 
munist) Party,  which  will  one  day  successfully  lead  the  "masses" 
of  Americans  in  overthrowing  capitalism  and  setting  up  a  Com- 
munist dictatorship  of  the  "proletariat."  They  have  undoubtedly 
been  fortified  in  their  aim  by  pronouncements  from  the  second  most 
powerful  Communist  nation  that  Communist  leaders  in  non-Com- 
munist countries  who  fail  to  take  heed  of  the  necessity  for  a  revolu- 
tionary outlook  will  inevitably  be  replaced  by  more  capable  Com- 
munist leaders  from  both  inside  and  outside  their  parties.  The  Chi- 
nese Communist  Party,  for  example,  made  this  threat  in  a  highly 
publicized  message  to  the  Soviet  Communists  on  June  14,  19C3 : 

the  proletarian  [Communist]  party  should  ideologically, 
politically  and  organizationally  prepare  its  own  ranks  and 
the  masses  for  revolution  and  promote  revolutionary 
struggles,  so  that  it  will  not  miss  the  opportunity  to  over- 
throw the  reactionary  regime  and  establish  a  new  state  power 
when  the  conditions  for  revolution  are  ripe.  *  *  * 

H:  H:  ^  ^  ^ 

Countless  facts  have  proved  that,  whatever  [sic]  the  dark 
rule  of  imperialism  and  reaction  exists,  the  people  who  form 
over  90  percent  of  the  population  will  sooner  or  later  rise 
in  revolution. 

^  ^  ^  Sjs  !|! 

If  the  leading  group  in  any  Party  adopt  a  non-revolution- 
ary line  and  convert  it  into  a  reformist  party,  then  Marx'ist- 
Leninists  inside  and  outside  the  Parti/  will  replace  them  and 
lead  the  people  in  making  revolution.  *  *  "^  [Emphasis 
supplied.]  ^ 

Competition  on  the  Extreme  Lett 

In  keeping  with  the  totalitarian  nature  of  the  Communist  system, 
Communist  theory  (Marxism-Leninism)  does  not  admit  the  possibility 
of  more  than  one  correct  basic  policy  for  Communists  wherever  they 


3  Letter  from  Central  Committee  of  the  Communist  Party  of  China  to  Central  Committee 
of  the  Coniniuuist  Party  of  the  Soviet  Union,  June  14,  10G3,  printed  in  The  Worker, 
Julv  28,   liJOS. 

That  the  Chinese  Communists  considered  the  CPUSA  to  be  a  party  which  had  strayed 
from  tlie  correct  revolutionary  patli  Iiad  l>een  made  clear  earlier.  Replying  to  a  CPUSA 
statement  tai^inR  Moscow's  side  apainst  Poking,  the  Red  Chinese  had  retorted  on  March  8, 
19(>.3,  that  "certain  leaders"  of  tlie  CPUSA  were  guilty  of  erroneous,  nonrevolutionary 
attitudes.  The  Chinese  also  warned  the  U.S.  Communi.'it  leaders  on  this  occasion  that 
"there  are  not  a  small  number  of  genuine  communists,  both  inside  and  outside  the  Com- 
munist Party  of  the  United  States,"  firmly  opposed  to  their  leaders'  betrayal  of  Marxism- 
Leninism. 

In  their  polemics  against  the  Soviet  Communists,  the  Chinese  Communists  have  had 
much  to  say  on  the  subject  of  revolution.  "Let  us,  in  the  light  of  bloody  facts  both  of 
the  liistorical  past  and  of  the  modern  capitalist  world  examine  all  this  nonsense  about  the 
'jiencefnl  growth  of  capitalism  into  socialism'  *  *  *,"  they  declared  in  the  pamphlet  Lo7ig 
Live  Leninism  (Pelving:  Foreign  Languages  Press.  1900).  A  review  of  the  past  shows 
that  "Revolution  means  the  use  of  revolutionary  violence  by  the  oppressed  class,  it  means 
revolutionary  war."  If  Communists  should  be  confronted  with  an  opportunity  to  obtain 
power  in  a  iion-Communist  country  "by  peaceful  means,"  they  are.  of  course,  obligated  to 
take  advantage  of  It,  this  Chinese  Communist  statement  went  on.  But  it  agreed  with 
Lenin  that  this  sort  of  opportunity  is  always  exraordinarily  rare  and  "it  is  therefore 
necessary  to  be  prepared  ♦  •  »  for  the  other  possibility,  i.e.  nonpeaceful  development  of 
the  revolution." 

By  March  31.  1964,  the  Chinese  Communists  were  flatly  declaring  that  "violent 
revolution  is  a  universal  law  of  proletarian  [Communist]  revolution"  and  that  "Marxism 
has  always   openly  proclaimed   the  inevitability  of  violent  revolution." 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  5 

are  located,  nor  more  than  one  set  of  Communist  leaders  within  a 
country  to  implement  the  policy.  The  possibilities  of  unity  have  been 
•explored  by  leaders  of  some  of  the  new  Communist  organizations  with 
apparently  very  little  success.  The  "splinter"  groups  (as  they  are 
aptl}'  referred  to  by  Communists)  have,  therefore,  tended  to  compete 
with  each  other  as  well  as  with  the  Communist  Party,  U.S.A. 

The  dissidents  have  concentrated  their  fire  on  the  orthodox, 
Moscow-oriented  Communists,  and  a  steady  flow  of  spoken  and  writ- 
ten propaganda  (the  latter  often  printed  in  China)  emanates  from 
such  sources  to  '"prove"  that  the  leaders  of  the  Communist  Party, 
U.S.A.,  and  their  Soviet  mentors  have  emasculated  the  "revolutionary 
soul"  of  true  Marxism-Leninism  and  forfeited  both  the  right  and  the 
ability  to  lead  Americans  to  communism. 

If  the  activities  of  these  organizations  were  restricted  to  debates 
among  Communists,  they  would  arouse  little  more  than  academic  in- 
terest. Most  of  the  dissident  Communist  groups,  however,  have  pub- 
licly announced  their  commitment  to  radical  action  programs  involv- 
ing America's  non-Communist  population.  Many  have  taken  pride 
in  advertising  the  occasions  on  which  their  members  have,  for  exam- 
ple, led  picket  lines  and  mass  meetings,  defied  the  laws  of  the  United 
States,  decided  to  infiltrate  non-Communist  organizations,  or  man- 
aged local  committees  and  campaigns  allegedly  operating  in  behalf 
of  some  humanitarian  cause. 

Less  secretive  about  their  Communist  orientation  than  orthodox 
Communist  Party  members,  the  newly  organized  revolutionaries  never- 
theless have  tended  to  be  cautious  in  their  public  pronouncements  on 
the  degree  to  which  they  are  willing  to  rely  on  force  and  violence  in 
their  efforts  to  bring  communism  to  power  in  the  United  States. 
Their  vaunted  "revolutionary"  outlook  and  "militancy"  must  usually 
be  implied  from  the  vehemence  with  which  they  denounce  the  orthodox 
Communist  Party  for  believing  communism  may  be  achieved  by  peace- 
ful, parliamentary^  means*  and  from  their  enthusiasm  for  the  tactics 
of  the  Chinese  and  Cuban  revolutionaries.  In  their  practical  ac- 
tivity, however,  they  appear  to  have  little  hesitancy  in  urging  non- 
Communists  in  the  L^nited  States  to  seek  their  goals  with  the  aid  of 
forceful  tactics.  Most  of  the  groups  mentioned  in  this  chapter  have 
publicly  scoffed  at  the  concept  of  nonviolence  in  civil  rights  struggles 
in  the  Nation  and  urged  upon  American  Negroes  a  policy  of  so-called 
armed  defense.  Members  of  some  of  these  groups  also  have  boasted 
of  their  run-ins  with  police  authorities  as  well  as  with  this  committee 
for  inciting  riotous  and  near-riotous  actions  of  one  kind  or  another. 

The  committee  is  encountering  these  extremist  groups  with  increas- 
ing frequency  in  the  course  of  its  routine  investigations  into  Commu- 
nist propaganda  and  agitation,  and  it  believes  that  it  would  be  derelict 
in  carrying  out  its  mandate  from  Congress  if  it  failed  to  alert  the 
Members  to  the  existence  of  new  organizations  of  the  conspiratorial 
left.  To  this  end,  the  committee  is  prefacing  its  annual  summation  of 
investigations,  hearings,  and  reports  with  capsule  descriptions  of  a 
number  of  the  more  active  revolutionary  groups  which  have  appeared 
on  the  American  scene  in  recent  years. 


*  The  extremists  perpetually  distort  the  actual  position  of  the  Communist  Party,  U.S.A., 
which  has  never  operated  on  the  premise  that  communism  can  be  achieved  in  the  United 
States  solely  by  parliamentary  means  and  has  foreseen  a  "peaceful"  transition  orly  in  the 
event  the  capitalists  decide  not  to  resist  a  Communist  takeover.  Certain  langunge  in  the 
CPUSA  constitution  proclaimlns:  advocacy  of  a  "peaceful  democratic  road  to  socialism" 
has  been  mainly  aimed  at  countering  legal  restrictions  on  party  activity. 


b  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Provisional  Organizing  Committee  for  a  Marxist-Leninist 

Communist  Party  (POC) 

After  operating  as  an  opposition  faction  within  the  Communist 
Party,  U.S.A.,  for  more  than  a  year,  a  group  of  party  members  formed 
a  separate  Communist  organization  at  a  conference  in  New  York  City 
August  16  and  17,  1958,  attended  by  83  national  "delegates"  allegedly 
representing  300  members. 

As  its  name  impHed,  the  Provisional  Organizing  Committee  for  a 
Marxist-Leninist  Communist  Party  chiimed  to  represent  "genuine, 
solid  Connnunists"  whose  "central  task"  was  to  create  "a  real  Commu- 
nist Party."  POC  insisted  that  it— not  the  CPUSA— could  be  relied 
on  to  carry  out  the  "revolutionary,  internationalist  Marxist-Leninist 
traditions  of  those  American  workers  wlio  established  the  CPUSA 
39  years  ago."  The  splinter  group  appeared  after  the  CPUSA  had 
announced  that  it  intended  to  wipe  out  organized  internal  opposition 
to  party  policies.  POC  organizers,  by  their  own  admission,  decided  to 
take  action  before  every  member  of  their  faction  had  been  expelled 
one  by  one  from  the  CPUSA. 

POC  operations  are  centered  in  New  York  City,  but  the  organiza- 
tion also  claims  chapters  operating  on  the  West  Coast  and  in  (Cleve- 
land, Chicago,  and  Philadelphia.    The  top  post  of  general  secretary 
has  been  continuously  held  by  Armando  Roman  who,  while  a  member 
of  the  orthodox  CPUSA,  headed  its  Puerto  Rican  Section  and  served 
on  its  New  York  State  Committee.    Roman  was  one  of  six  members  of 
the  POC  interrogated  by  this  committee  in  New  York  in  November 
1959  in  connection  with  an  investigation  into  Communist  activities 
among  the  Puerto  Ricans  in  New  York  City  and  Puerto  Rico.     In 
June  19()2,  the  committee  received  testimony  from  an  FBI  undercover 
informant  in  the  Cleveland  Communist  Party  who  had  attended  the 
founding  POC  convention  and  various  local  POC  meetings  as  a  "spy" 
for  the  orthodox  Connnunists.     The  informant,  Julia  Brown,  was 
impressed  by  the  frankness  with  which  POC  leaders  preached  forceful 
and  violent  overthrow  of  the  U.S.  Government.     When  the  com- 
mittee interrogated  a  Cleveland  POC  member  at  the  hearing,  it  met 
the  same  response  as  that  given  by  POC'ers  from  New  York  City — 
invocation  of  the  fifth  amendment  against  possible  self-incrimination. 
Since  September  1958,  the  POC  has  published  a  monthly  newspaper, 
Marxist-Leninist  Vanguard,  which  intemperately  berates  the  leader- 
ship of  the  CPUSA  for  being  "a  bunch  of  revisionist-bureaucrats," 
cowards,  opportunists,  and  "State  Department  stooges."     The  POC 
has  unfairly  charged  the  orthodox  Communist  leadership  with  taking 
to  heart  propaganda  about  a  "peaceful,  parliamentary,  constitutional 
transition  to  socialism"  in  the  United  States  which  was  developed 
under  the  pressure  of  prosecutions  for  violating  the  Smith  Act  pro- 
visions against  forceful  overthrow  of  the  Government.     Orthodox 
Communists,  according  to  the  POC,  also  have  been  duped  or  intimi- 
dated into  overestimating  the  strength  of  the  capitalist  enemy.    And 
because  of  timidity  and  opportunism,  the  "united  front"  work  of 
orthodox  Communists  within  non-Communist  groups  does  not  serve 
the  intended  purpose  of  expanding  Communist  influence,  as  much  as 
it  helps  maintain  a  non-Communist  system  in  the  United  States. 


UN-AMERICAN   ACTIVITIES    ANNUAL   REPORT  7 

POC  has  prided  itself  on  being  a  stickler  for  Communist  "prin- 
ciples" which — allegedly  unlike  the  CPUS  A — it  will  not  barter  for 
"momentary  and  illusory  'advantages'  "  in  the  trade  union  movement, 
political  parties,  and  the  courts.  The  splinter  organization  has  scorned 
the  orthodox  Communist  tactic  of  working  within  capitalist  political 
parties.  ("We  reject  this  theory"  of  a  "peaceful,  parliamentary  and 
constitutional  transition  to  socialism  in  the  United  States,"  and  "no 
parliament  has  ever  transformed  a  dictatorship  of  the  bourgeoisie 
into  a  dictatorship  of  the  proletariat."  ^) 

POC  publications  have  also  called  for  more  militant  actions  by  rank- 
and-file  trade  unionists  in  America  in  defiance  of  their  union  officials, 
who  are  generally  considered  guihy  of  "collusion"  with  the  employers. 

Deriding  leaders  of  the  CPUSA  for  enjoying  high-priced  homes, 
cars,  and  other  luxuries  and  making  a  bid  for  the  college  crowd,  the 
POC  has  described  itself  as  "a  revolutionary  organization  of  American 
■workers,"  whose  practical  activities  are  concentrated  among  unskilled 
workers,  among  "the  most  exploited  and  the  most  oppressed."  POC 
members  are  described  as  mainly  "proletarians,  Negro,  white  and 
Puerto  Ricans"  living  in  industrial  centers  of  the  Nation. 

Acknowledging  that  "the  ground  will  not  be  cleared"  for  reconsti- 
tution  of  a  true  Communist  Party  in  the  United  States  "by  theory 
alone,"  the  POC  has  announced  that  it  is  "extending  our  work  to  the 
field  of  day-to-day  programmatic  struggle  on  issues."  The  organiza- 
tion stated  that  it  would  lead  and  participate  in  campaigns  on  such 
subjects  as  unemployment  benefits,  low-cost  housing,  civil  riglits,  and 
police  brutality.  It  frankly  declared  that  its  "main  purpose"  in. 
helping  the  "masses"  fight  for  such  "immediate  needs"  is  to  instill  in 
them  a  "class  consciousness,"  "to  help  in  choosing  tb.e  path  of  struggle 
as  against  the  line  of  least  resistance,"  and  to  prepare  them  for  a  final 
goal  of  communism.*' 

POC'ers  decided  to  conduct  their  agitational  activities  through 
"committees  of  struggle"  in  local  neighborhoods  or  unions.  They 
boasted  of  establishing  "closest  united  front"  or  cooperative  relation- 
ships with  Puerto  Rican  and  Negro  nationalist  groups  on  the  basis 
of  their  "common  struggle  against  U.S.  imperialism."  (POC  actively 
agitates  in  favor  of  independence  for  Puerto  Rico  and,  like  most 
Communist  groups  to  the  left  of  the  CPUSA,  it  has  retained  the  for- 
mer CPUSA  line  initiated  by  Stalin,  which  holds  that  Negroes  in  a 
southern  "Black  Belt"  in  the  United  States  constitute  an  "oppressed 
nation."  The  splinter  organization  preaches  that  Negroes  in  tlie  South 
will  solve  their  problems  not  by  seeking  integration,  but  by  forcing 
the  "imperialist"  American  Government  to  grant  them  the  right, 
as  a  "nation,"  to  determine  their  own  destiny.  It  also  has  extolled 
"militant  armed  struggle"  by  Negroes  in  the  South  and  attacked  the 
policy  of  nonviolence  as  a  "sell-out,"  "capitulationist  philosophy" 
■which  stifles  and  curtails  the  militant  mood  of  the  Negro  masses 
{Vanguard,  December  1963-January  1964).) 


»  Vanguard,  September  195S,  p.  2  ;  November  1958.  p.  4. 

«  Ibid.,  August  1959,  p.  7  ;  December  19Cl-Jaiuiar.v  1962.  p.  3. 

POC  has  also  referred  to  Vanguard  articles  on  "the  struggles  of  the  American  people" 
and  I'OC's  participation  in  them  as  part  of  its  "campaign  to  educate  the  masses  in  a 
revolutionary  spirit."      {Vanguard,  September  1963,  p.  3.) 


8  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

On  its  fifth  anniversary,  POC  described  its  past  activities  as  fol- 
lows: 

Struggles  against  police  brutality  in  New  York,  Philadel- 
phia, and  Chicago,  for  equal  rights  for  the  Negro  and  Puerto 
Rican  national  minorities,  struggles  for  housing  and  the  un- 
employed on  tlie  West  Coast,  for  the  unemployed  in  Cleve- 
land, for  Welfare  in  Chicago,  for  trade  union  democracy  and 
militancy — these  testify  to  the  total  immersion  of  POC  in 
the  life  of  the  workino;  class. 


'fe 


In  leaflets,  open-air  meetings,  protest  meetings.  Vanguard 
distributions,  and  united  front  activities,  POC  has  assidu- 
ously and  relentlessly  tried  to  expose  the  criminal  U.S.  rul- 
ing class.'' 


'to 


More  specifically,  POC'ers  have  distributed  leaflets  on  New  York 
streets  in  behalf  of  improved  sanitation  in  Harlem,  organized  picket 
lines,  handed  out  leaflets,  and  collected  signatures  in  protest  against 
allegedly  unjust  murder  convictions  ("frame-ups")  in  New  York  and 
Chicago;  sponsored  repeated  street  meetings  and  literature  distribu- 
tions against  instances  of  so-called  police  brutality  in  New  York  and 
Philadelphia;  picketed  United  Nations  headquarters  in  behalf  of  a 
pro-Communist  Congolese  Premier  and  Communist  Cuba;  and  sent 
its  delegates  to  the  Nation's  Capital  to  participate  in  street  demonstra- 
tions in  behalf  of  independence  for  Puerto  Rico.  In  the  course  of 
constant  agitation  on  the  streets  of  our  major  cities,  POC'ers  have, 
from  time  to  time,  clashed  with  local  police  forces.  The  organization 
has  invariably  pointed  to  its  members'  conflicts  with  law-enforcement 
authorities  as  evidence  that  the  splinter  group  contains  the  "real"  Com- 
munists in  America. 

The  Vanguard  of  October-November  1963  declared  that  "POC 
comrades  are  harassed  and  jailed"  in  Philadelphia,  while  members 
of  other  Communist  groups  are  given  freedom  to  spread  their  "pseudo- 
radical"  propaganda.  The  publication  focused  attention  on  the  recent 
police  detention  of  a  Philadelphia  POC  member  who  was  already 
under  indictment  on  charges  of  inciting  to  riot  while  participating  in 
so-called  mass  struggles  back  in  1962.  A  trial  based  on  the  1962 
indictment  is  still  pending.  The  Vanguard  has  also  exploited  the  ar- 
rest of  five  POC  youths  on  disorderly  conduct  charges  while  conduct- 
ing a  street  demonstration  and  leaflet  distribution  in  New  York's 
Times  Square  following  the  unsuccessful  Cuban  invasion  in  April  1961. 
(The  charges  were  subsequently  dismissed  when  the  case  came  to  trial, 
and  the  POC  publication  announced  that  one  of  the  reasons  a  convic- 
tion was  not  forthcoming  was  the  militant  behavior  of  the  POC  mem- 
bers. "Our  POC  youths  never  denied  being  Communists  before  the 
cops,  the  D.A.  or  the  judge,  unlike  the  cowards  in  the  [IJeadership  of 
the  so-called  Communist  Party  *  *  *"  (Fa^ip'war^^,  April-May  1961).) 

POC  propaganda  was,  initially,  respectful  of  both  the  Soviet  and 
Chniese  Communist  leaders.  Vanguard  became  a  vehicle  for  Chinese 
Communist  pronouncements  on  "correct"  Communist  theory  and  prac- 
tices as  soon  as  the  splinter  publication  made  its  appearance  in  the  fall 
of  1958,  but  the  Chinese  Communists  at  that  time  were  publicly  critical 


■^  Ibid.,  September  1963,  p.  3. 


msr-AMERICAN    ACTIVITIES    ANNUAL    REPORT  9' 

of  only  Yugoslav  Communist  deviations.  As  Sino-Soviet  relations 
deteriorated,^  POC  began  bitterly  denouncing  Nikita  Khrushchev  as 
a  weak-kneed  opportunist,  who  had  betrayed  revolutionary  Marxist- 
Leninist  principles.  It  decided,  on  second  thought,  that  Stalin  wasn't 
really  as  bad  as  Khrushchev  depicted  him.  And  it  promoted  the  Chi- 
nese Communists  as  the  rightful  leaders  of  the  international  Commu- 
nist movement.  POC  enthusiasm  for  the  Chinese  Communist  position 
was  expressed  in  such  terms  as : 

the  revolutionary  center  of  the  world  has  shifted  to  the  east, 
from  Moscow  to  Peking 

or 

Today  POC  stands  as  part  of  a  great  revolutionary  army, 
embracing  the  communists  of  China,  Korea,  Albania,  Viet- 
nam, Indonesia,  Japan,  New  Zealand,  Malaya,  and  Burma 

4s     H:     H< 

We  are  but  a  small  platoon  in  this  mighty  army  *  *  *. 

iti  ilt  *  *  ^' 

Long  Live  the  glorious  tradition  of  Marx,  Engels,  Lenin, 
Stalin,  and  Mao  Tse-tung !  ° 

In  addition  to  publicizing  the  views  of  the  Chinese  Communists  in 
the  columns  of  the  Vanguard,  POC  has  also  advertised  that  it  has  re- 
printed various  Chinese  Communist  writings  in  separate  pamphlets  in 
the  English  and  Spanish  language  and  that  the  literature  can  be 
obtained  from  the  POC  without  cost. 

After  a  Communist  regime  was  imposed  upon  Cuba,  POC  became 
a  defender  of  the  Cuban  revolution  as  well.  In  addition  to  agitation 
on  the  streets,  the  splinter  group  publicized  Fidel  Castro's  more  mili- 
tant statements.  Vanguard  for  March- April  19G3,  for  example,  em- 
phasized that  the  Cuban  dictator  had  praised  revolutionists  in  Cuba, 
Algeria,  and  South  Vietnam  for  relying  on  the  "correct  tactics"  of 
combat  rather  than  some  concept  of  "peaceful  transition"  to  socialism. 
The  POC  publication  also  quoted  Castro's  opinion  that  it  is  the  "duty" 
of  leaders  and  revolutionary  organizations  to  learn  "how  to  lead  the 
masses  to  revolution,"  how  to  "hurl  the  masses  into  combat."  In  the 
POC  view,  in  fact,  Communist  Cuba  is  outranked  in  importance  only 
by  Communist  China : 

How  do  we  view  the  present  lineup  of  forces?  In  our 
opinion,  China,  as  the  strongest  state  in  the  world,  when  con- 
sidered in  all  its  aspects,  is  the  base  of  the  revolutionary 
movement.     Cuba  is  the  main  outpost,  its  spearhead.^° 

POC  reiterates  its  confidence  in  a  worldwide  Communist  victory 
"and  not  somewhere  off  in  the  distant  future,  either."  It  has  issued 
such  ominous  warnings  as  the  following : 

The  end  may  come  through  a  revolutionary  explosion  in 
the  colonial  world  or  it  could  be,  yes,  it  well  could  be,  precipi- 
tated by  China  getting  the  atom  bomb,  and  as  a  result  releas- 


8  The  POC  said  that :  "When  It  became  obvious,  after  the  22nfl  Conpress  of  the  CPSU 
JConimunlst  Party  of  the  Soviet  Union,  in  October  lOfil],  that  Khrushchev — not  Tito — 
•was  tlie  head  of  world  revisionism,  POC  turned  ita  fire  directly  on  him."  {Vanyuard, 
September  1903,  p.  3) 

»  Vnnriuiird,  October-November  1963,  pp.  1,  2  ;  September  1963,  p.  4. 

« Ibid.,  March-AprU  1963. 


10  UN-AIVIERICAN   ACTIVITIES    ANNUAL    REPORT 

ing  the  world-wide  revolutionary  energies  that  Nikita  Khru- 
shchev, Tito,  Gus  Hall  and  company  have  helped  to  contain 
with  their  revisionism  and  opportunism," 

Regarding  this  country,  the  organization  has  adopted  the  line  that 
the  deepening  "crisis  of  imperialism"  is  "today  developing  towards 
a  revolutionary  situation  in  the  United  States,  and  *  *  *  this 
is  the  key  that  we  must  seize  hold  of."  After  Castro's  rise  to  power, 
the  splinter  group  proclaimed  that  "the  success  of  the  Cuban  revolution 
proves  that  the  working  masses  can  win  here  too,"  ^^ 

POC  has  admitted  holding  consultations  with  the  Hammer  &  Steel 
group  of  Massachusetts  and  achieving  a  "growing  unity  of  view"  with 
that  organization.  A  "common  program  of  action"  announced  in  June 
of  1962  was  concretely  expressed  in  the  joint  issuance  of  a  leaflet  opi)03- 
ing  U,S.  intervention  to  halt  Communist  expansion  in  Southeast  Asia. 
However,  POC  has  registered  contempt  for  what  it  described  as 
appeals  for  "unity  on  the  left"  from  leaders  of  the  orthodox  Com- 
munist Party  and  Trotskyist  organizations.  It  has  preferred  to  stage 
its  own  public  affairs  on  such  hallowed  Communist  occasions  as  May 
Day  and  the  anniversary  of  the  October  revolution  in  Russia, 
Orthodox  Communists,  Trotskyists,  and  even  the  new  Peking-oriented 
Progressive  Labor  Movement  have  been  denounced  by  POC  as 
"pseudo-radicals." 

The  POC  reported  that  members  of  the  Communist  Party  initially 
participated  in  a  Jo  Ann  Santiago  Defense  Committee,  which  in 
1960  protested  deportation  proceedings  against  a  foreign-born  mem- 
ber of  the  POC.  The  orthodox  Communists  proposed  that  the  cam- 
paign omit  any  mention  that  Communists  were  under  attack  and  they 
also  urged  admission  of  Trotskyists  to  the  defense  committee.  When 
these  propositions  were  rejected  by  POC'ers,  the  orthodox  Commu- 
nists allegedly  disappeared  from  the  scene.  Orthodox  Communists 
have  also  been  accused  by  POC  of  virtually  sabotaging  effective  aid  in 
the  Santiago  case  by  the  Communist-front  American  Committee  for 
Protection  of  Foreign  Born.^^ 

Hammer  &  Steel  Group 

The  Provisional  Organizing  Committee  for  a  Marxist-Leninist 
Communist  Party  (POC),  in  announcing  conferences  with  the 
Hammer  &  Steel  group  on  possible  unity  of  action,  described  the  latter 
as  "constituting  the  main  body  of  the  former  leadership  of  the  CPUSA 
of  New  England." 

POC  had  printed  articles  against  the  CPUSA  circulated  by  the 
Hammer  &  Steel  group  as  early  as  November  1961,  but  the  new  or- 
ganization did  not  begin  advertising  its  activities  in  the  leftwing 
press  until  April  1962.  Its  first  advertisement,  appearing  in  the 
National  Guardian  of  April  2,  1962,  reproduced  the  contents  of  a 
leaflet  the  group  had  been  distributing  in  Boston,  demanding  with- 
drawal of  U.S.  support  from  the  Communist-besieged  South 
Vietnamese  Government.     Hammer  &  Steel  appealed  for  funds  to 


"  IbUl. 

"  Vanguard,  January  1961,  "Cuba's  Revolution  Aids  Interests  of  U.S.  Workers." 

"The  episode  was  related  by  Jo  Ann  Santiago  herself  In  the  Vanguard  for  May  1960. 

The  article  was  written  from  Cuba,  where  Jose  and  Jo  Ann  Santiago  sought  asylum  after 

their  efforts  against  the  deportation  proceedings  were  unsuccessful. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  1  1 

continue  with  such  activities  and  listed  its  address  as  P.O.  Box  101, 
Mattapan  Station,  Boston,  Mass. 

This  post  office  box,  the  only  known  address  of  the  Ck)mmunist 
splinter  organization,  is  registered  in  the  name  of  Homer  Chase. 
Later  that  same  year,  the  box  also  became  the  mailing  address  for  a 
monthly  Hammer  d;  /Steel  Newsletter.  Although  Hammer  &  Steel 
literature  has  failed  to  identify  any  of  the  individuals  connected  with 
the  new  Communist  operation,  the  Communist  Party,  U.S.A.,  in  the 
spring  of  1963  identified  Homer  Chase  as  editor  of  the  Hainmer  & 
Steel  Newsletter  and  supplied  the  additional  information  that  he  had 
been  expelled  from  the  orthodox  party  2  years  earlier. 

Homer  Chase  appeared  as  a  witness  before  this  committee  on 
November  21,  1961,  in  the  course  of  hearings  on  the  structure  and 
organization  of  the  Communist  Party  of  the  United  States.  He  was 
questioned  regarding  the  reasons  for  his  ouster  from  the  top  office 
(organizer)  of  the  New  England  District  of  the  CPUSA  and  from  the 
party's  national  committee — disciplinary  actions  which  had  been  com- 
pleted by  January  1961.  Communist  Party  documents  entered  into 
the  hearing  record  showed  Chase  was  charged  with  actively  opposing 
orthodox  Communist  strategies  in  favor  of  "ultra-left"  tactics.  Al- 
though he  refused  to  describe  his  relationships  with  the  Communist 
Party  on  grounds  of  possible  self-incrimination,  Chase  was  frank 
in  stating  his  views  that  Stalin  was  a  "humanist"  unjustly  attacked 
by  Khrushchev  and  that  the  "outstanding  Marxist-Leninist"  Avas  the 
Chinese  Communist  boss,  Mao  Tse-tung. 

Tlie  avowed  aim  of  Hammer  &  Steel  is  to  help  organize  a  Marxist- 
Leninist  (Communist)  Party  in  the  United  States  "whicli  bases  its 
line  on  the  teachings  of  Lenin,  Stalin  and  Mao  Tse-tung"  {Tlammer 
(&  Steel  Neiosletter,  January  1963).  Soviet  dictator  Khrushchev  has 
betrayed  the  revolutionary  spirit  of  Marxism-Leninism,  Hammer  & 
Steel's  publications  charge,  while  leaders  of  the  orthodox  CPUSA 
have  "abandoned  revolutionary  theory  and  practice"  and,  "from  fear 
of  revolution,"  degenerated  into  support  of  counterrevolution 
{Newsletters,  November  1962,  May  1963). 

Hammer  &  Steel  has  brashly  called  upon  true  Marxist-Leninists  in 
tlie  United  States  to  send  communications  to  the  Soviet  Communist 
Party's  Central  Committee  in  Moscow  wishing  it  "success  in  the  defeat 
of  the  revisionist  clique  headed  by  Khrushchev."  ^*  It  has  been  ex- 
tremely active  in  the  distribution  of  Chinese  Communist  writings 
dealing  with  Chinese  differences  with  the  Soviet  and  United  States 
Communist  Parties.  It  has  circulated,  often  without  charge,  such 
pamplilets  from  Peking  as  A  Cominent  on  the  Statement  of  the  Com- 
munist Party  of  the  U.S.A.,  A  Proposal  Concerning  the  General  Line 
of  The  Communist  International  Movement,  and  On  the  Question 
of  Stalin.  It  has  itself  published  another  Chinese  Communist  dia- 
tribe in  a  pamphlet  titled  Which  Path — Cowardice  or  the  Teaching 
of  Mao  Tse-tung?  Hammer  &  Steel  advertised  in  its  April  1963 
Newsletter  that  it  had  "just  received — The  Albanian  position — in 
English — 10  different  pamphlets  on  ten  different  subjects,"  which  were 
available  to  anyone  paying  a  mailing  cost  of  $1.50. 

As  til  is  report  earlier  pointed  out,  Hammer  &  Steel  was  singled  out 
for  attack  by  the  Soviet  Communist  Party  in  July  1963  as  an  example 


^*  Hammer  A  Steel  Newsletter,  November  1962. 


12  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

of  "renegades"  in  non-Commnnist  countries  who  are  receiving  sup- 
port from  the  leadership  of  the  Chinese  Communist  Party.  The  Com- 
munist Party,  U.S.A.,  has  also  felt  compelled  to  warn  Moscow-oriented 
Communists  throughout  the  world  regarding  the  work  of  Hammer  & 
Steel.  The  warning  took  the  form  of  a  letter  from  the  CPUSA  to 
the  editors  of  World  Marxist  Review^  a  magazine  published  in  Czech- 
oslovakia and  circulated  internationally  in  many  languages  to  keep 
the  party-faithful  in  all  lands  apprised  of  important  developments  in 
the  international  Communist  movement  (from  a  Soviet  rather  than 
a  Chinese  Communist  point  of  view).  The  letter  from  the  CPUSA, 
appearing  in  the  March  1963  issue,  declared  at  the  outset  that  the 
Hammer  &  Steel  publication,  edited  by  Homer  Chase,  "has  been  sent 
around  the  world  from  the  U.S."  Chase's  expulsion  from  the  ortho- 
dox party  was  described,  and  the  "renegade"  was  then  charged  with 
various  sins  such  as  "openly  fighting  the  C.P.U.S.A.  through  the  bour- 
geois press"  and  receiving  support  from  "unsavory  sources,"  not  fur- 
ther identified.  The  CPUSA  "suggested"  that  the  information  it 
supplied  be  given  to  responsible  party  workers  and  editors  and  that 
Chase  and  his  publication  be  considered  "provocateurs."  The  letter 
also  contained  the  following  brief  warning  about  propaganda  issued 
by  a  second  Communist  splinter  organization  in  the  United  States: 

Tliere  is  another  such  publication  called  Progressive  Labor 
edited  by  Milt  Kosen,  expelled  from  the  C.P.U.S.A.  that  is 
being  circulated  internationally. 

Hammer  &  Steel  and  the  Progressive  Labor  Movement  were  at- 
tacked again  in  the  lead  article  of  the  January  1964  issue  of  World 
Marxist  Review.  The  article  dealt  with  a  new  "extremely  serious 
danger"  to  international  Communist  unity  resulting  from  Communist 
deviationists  operating  under  a  "cover  of  leftist  pseudo-revolutionary 
slogans."  Such  elements  operated  both  in  "concealed  forms"  and 
overtly  as  "splinter  groups,"  the  journal  noted.  In  addition  to  identi- 
fying some  of  the  splinter  groups  active  in  various  non-Communist 
countries,  the  Communist  magazine  made  innuendo-filled  reference 
to  the  apparent  "substantial  material  means"  of  such  groups : 

In  some  countries  small  but  vociferous  factionalist  groupings 
have  emerged  and  are  engaged  in  disruptive  activities.  Tliey 
include  such  anti-party  groups  as  the  Progressive  Labor, 
Hammer  and  Steel  and  others  in  the  USA,  consisting  of 
renegades  and  adventurist  elements  rooting  for  a  "new 
Marxist  party"  *  *  *. 

■1%  SfS  sp  3p  ^» 

The  fact  that  these  small  breakaway  groups  often  have  at 
their  disposal  substantial  material  means  and  are  able  to 
publish  factionalist  literature  affords  food  for  thought. 

It  is  very  distressing  to  Marxists  when  they  read  that  these 
splitters  are  hailed  by  the  Chinese  press  as  true  Communists 
and  revolutionaries,  while  whole  parties  and  their  leaders  are 
smeared  as  revisionists  and  accomplices,  and  sometimes  even 
as  direct  agents,  of  imperialism. 

Hammer  &  Steel  representatives,  as  previously  noted,  have  conferred 
TTith  POC  members  on  common  views  and  common  actions  with  some 
success.    Hammer  &  Steel  itself  has  confessed  that  repeated  efforts 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  13 

to  hold  similar  discussions  with  the  Brooklyn-based  Pro^essive  Labor 
Movement  have  been  rejected.  The  Boston  organization  will  have 
nothing  to  do  with  Trotskyist  groupings. 

Hammer  &  Steel  literature  makes  no  reference  to  practical  activities 
by  H&S  supporters  other  than  those  involving  the  distribution  of 
printed  propaganda.  It  does,  however,  provide  clues  to  the  "correct" 
policies  which  the  group  expects  a  new  and  genuine  Communist  party 
to  follow.  For  example,  Hammer  &  Steel  has  announced  firm  opposi- 
tion to  Communists  working  within  major  political  parties,  which  it 
views  as  supporting  a  government  which  is  the  "leading  enemy  of  all 
progressive  mankind."  The  Cuban  revolution  should  be  emulated  by 
other  Latin  Americans  and  by  the  Negro  people  of  the  United  States, 
who  should  be  armed  and  fight  for  state  power  for  the  "oppressed 
Negro  nation"  in  the  South,  according  to  Hammer  &  Steel  propaganda. 

Progressive  Labor  Movement 

The  appearance  of  the  monthly  publication  Progressive  Labor  in 
January  19G2  heralded  public  agitation  by  another  Communist  group. 
According  to  a  later  issue  of  the  new  publication,  more  than  50  dele- 
gates from  Progressive  Labor  groups  in  11  cities  met  in  all-day 
conference  at  a  New  York  City  hotel  on  July  1,  1962,  and  formed  a 
nationwide  organization. 

This  so-called  Progressive  Labor  Movement  avowed  that  its  imm.e- 
diate  tasks  were  to  develop  a  program  and  a  corps  of  leaders  for  the 
eventual  launching  of  a  revolutionary  Marxist-Leninist  (Communist) 
Party.     A  report  adopted  by  the  July  conference  declared : 

The  socialist  revolution  in  the  U.S.  will  be  born  from  the 
union  of  a  revolutionary  program  and  dedicated  revolu- 
tionary groups.  Each — program  and  personnel — is  essential 
to  the  marriage  if  a  revolutionary  family  is  to  grow.^^ 

The  editors  of  Progressive  Lahor  were  Milton  Rosen  and  Mortimer 
Scheer,  who  emerged  from  the  July  1,  1902,  conference  as  chairman 
and  vice  chairman,  respectively,  of  a  national  coordinating  committee 
directing  the  work  of  the  Progressive  Labor  Movement.  By  19G3,  the 
organization  had  initiated  a  second  publication,  the  Marxist  Leninist 
Quarterly,  with  Rosen  and  Scheer  as  editors.  In  the  summer  of  that 
year,  the  editorship  of  Progressive  Lahor  was  turned  over  to  Fred 
Jerome. 

The  mailing  address  of  both  publications  is  G.P.O.  Box  808  in 
Brooklyn,  N.Y.  The  top  officer  of  the  Progressive  Labor  Movement, 
Milton  Rosen,  is  a  Brooklynite  and  former  official  in  the  New  York 
State  apparatus  of  the  CPUSA. 

As  in  the  case  of  the  POC,  the  Progressive  Labor  Movement  grew 
out  of  a  faction  v.ithin  the  orthodox  Communist  Party.  Rosen  had 
been  a  member  of  the  New  York  State  Committee  of  the  CPUSA  and 
its  State  labor  secretary.  Mortimer  Scheer,  of  Buffalo,  N.Y.,  was  a 
member  of  the  same  State  committee  and  chairman  of  the  Erie 
County  organization  of  the  party.  When  the  two  men  began  publish- 
ing  Progressive    Lahor   after   being    expelled    from    the   CPUSA, 


^Progressive  Lahor,  July-August  1962,  p.  5. 


14  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

orthodox  Communist  publications  publicized  the  activities  which  had 
led  to  tlieir  expulsion  and  that  of  their  followers. 

Rosen  and  Scheer  were  described  as  having  been  organizers  of  active 
opposition  to  party  strategies  within  the  party  ever  since  the  Decem- 
ber 1959  national  party  convention.  Condemnation  by  the  national 
committee  and  loss  of  party  offices  in  August  1961  allegedly  failed  to 
deter  Rosen  from  "secret  factional  activities."  which  included  con- 
ducting meetings  and  recruiting  members  to  the  faction  from  other 
areas  of  the  country.  The  CPUSA  noted  that  the  Rosen  group  had 
admitted  at  a  party  hearing  to  holding  a  faction  meeting  on  December 
2-3,  1961.  The  expulsion  of  Rosen  and  three  other  comrades  was 
announced  in  The  Worker  of  January  7,  1962;  the  ousting  of  Scheer 
and  five  others  in  the  Buffalo  area  had  been  reoorted  in  2'he  Worker 
of  December  31,  1961.'"^ 

Altliough  it  has  predicted  that  the  Progressive  Labor  Movement 
"will  fare  no  better  than  "other  dogmatic  sects  which  split  from 
the  Party,"  the  CPUSA  has,  nevertheless,  taken  pains  to  explain  the 
error  in  the  Progressive  Labor  Movement's  ways  to  orthodox  Commu- 
nists in  the  United  States  in  addition  to  alerting  Communists  of  other 
lands  to  the  unorthodox  nature  of  the  Progressive  Labor  Movement 
activity.  As  previously  noted,  the  CPUSA  letter  to  the  World  Marx- 
ist Revlev)  denouncing  the  Hammer  &  Steel  publication  called  atten- 
tion to  Progressive  Labor,  which  allegedly  was  being  "circulated 
internationally." 

Publications  of  the  Progressive  Labor  Movement  register  sympathy 
for  tlie  Chinese  Communist  viewpoint  on  matters  in  dispute  with  the 
Soviet  Communist  leadership.  The  monthly  Progressive  Lahor  has 
expressed  pride  that  a  full  text  of  one  of  its  editorials  in  behalf  of 
Chinese  Communist  policy  had  been  reprinted  by  People'^s  Daily,  the 
leading  newspaper  in  Communist  China.  The  publication  has  also 
referred  readers  to  an  American  importing  firm  for  supplies  of  official 
Cliinese  Communist  policy  statements  in  the  English  language.  Pro- 
gressive Labor  Movement  has  expressed  confidence  that  Communist 
China  will  be  the  world's  greatest  power  in  several  decades.  At  the 
same  time,  the  organization  has  expressed  concern  that  divisions  in  the 
world  Communist  movement  could  lead  to  non-Communist  advances, 
and  its  criticisms  of  the  Soviet  leadership  have  been  couched  in  such 
moderate  language  that  they  have  drawn  ridicule  from  the  frenetically 
pro-Cliinese  Hammer  &  Steel. 

Moderation,  however,  is  not  a  feature  of  Progressive  Labor  state- 
ments regarding  the  methods  by  which  it  proposes  to  help  bring  com- 
munism to  power  in  the  United  States.  Progressive  Labor  Movement 
Chairman  Milton  Rosen  declared: 

The  emergence  of  the  Progressive  Labor  Movement  is  an 
important  sign  that  U.S.  imperialism  was  and  is  unable  to 
destroy  tlie  drive  for  a  revolutionary  socialist  movement  in 
this  country.  *  *  *  It  is  our  aim  to  encourage  a  program  of  an 


"Tlie  expulsions  of  Rosen  n-nd  Scheer  from  the  CPUSA  and  their  subsequent  role  in 
the  Prosrrossive  Lnbor  Movement  were  rilscnsspfl  nt  some  lencth  In  The  Worker  of  January 
28.  10fi2.  p.  5.  and  Political  Affnirn  of  February  19G2,  pp.  50-64. 

Rosen  npponred  as  n  witness  before  the  Senate  Internal  Security  Subcommittee  on 
October  10.  1000,  and  Invoked  his  flflh  amendment  prlvllepe  apalnst  self-incrimination  In 
response  to  questions  onncernine  his  role  within  the  New  York  State  ortraniz.Ttion  of  the 
CPUSA.  Scheer  Invoked  Ills  constitutional  privileges  and  refused  to  discuss  his  activities 
In  the  Comnmnist  Pnrtv  du''incr  public  hparings  by  the  Committee  on  Un-American 
Activities  in  Buffalo,  N.Y.,  on  October  1,  1957. 


UN-AMERICAN   ACTIVITIES    ANNUAL   REPORT  15 

intermediate  character  for  every  phase  of  American  life — 
a  program  that  will  develop  sharp  class  struggle  *  *  *,  We  in- 
tend to  Hnd  out  how  to  elevate  every  daily  struggle  of  the 
people  into  revolutionary  will.  It  is  our  intent  to  help  build 
a  mass  revolutionary  party.  It  is  our  belief  that  the  objec- 
tive conditions  exist  in  our  country  and  on  a  world  scene  for 
such  a  development.  We  will  encourage  every  revolutionary 
or  militant  tendency  among  the  people.  *  *  *  i^ 

Progressive  Labor  Movement  has  maintained  that  "serious  people" 
cannot  accept  some  Communists'  ideas  that  "revolution  is  no  longer 
possible  or  desirable  or  necessary,  especially  in  the  advanced  count  ries," 
M'here  parliamentary  systems  provide  a  vehicle  for  evolutionary 
change.^^  And  Milton  Rosen  has  harangued  college  students  as 
follows : 

We  American  Communists  *  *  *  must  maintain  the  outlook 
of  smashing  the  ruling  party. 

***** 

American  radicals  (the  socialists)  do  not  have  a  violent 
outlook.  History  has  shown  that  it  is  the  ruling  class  that 
resorts  to  violence.  The  workers,  however,  must  be  prepared 
for  violence  out  of  self  defense.^" 

Progressive  Labor  Movement  publications  indicate  that  members  of 
this  splinter  group  have  been  attempting  to  carry  out  an 
ambitious  action  program  in  apparent  implementation  of  the  organi- 
zation's pledge  to  encourage  revolutionary  and  militant  tendencies 
among  the  American  population.  A  report  adopted  by  the  July  19G2 
conference,  allegedly  creating  a  national  Progressive  Labor  organiza- 
tion, listed  the  formation  of  Progressive  Labor  clubs,  Marxist  study 
circles,  and  "class-conscious  single-issue  organizations"  as  the  most 
important  organizational  activities  in  the  innnediate  future. 

By  the  summer  of  19G2,  the  movement  already  claimed  1,200  "paid 
readers"  of  its  monthly  Progressive  Labor  and  said  it  was  operating 
Progressive  Labor  clubs  in  New  York  City ;  Buffalo ;  Philadelphia  and 
Williamsport,  Pa.;  San  Francisco;  and  unnamed  localities  in  Massa- 
chusetts, North  Carolina,  and  Georgia.  A  Progressive  Labor  Club 
was  formed  at  the  University  of  North  Carolina  at  Chapel  Hill  in  the 
summer  of  19G2,  but  it  disbanded  in  1963.  A  Progressive  Labor  Stu- 
dent Club  was  started  at  Columbia  University  in  November  1962,  and 
by  late  1963  the  activities  of  a  chapter  of  Progressive  Labor  at  City 
College  of  New  York  were  being  publicized.  In  1963  letters  were  being 
sent  out  in  the  name  of  a  New  York  Progressive  Labor  Student 
Club,  exploring  possibilities  of  a  national  conference  to  set  up  a 
student  organization  with  a  "revolutionary  student  program."  In 
addition,  three  street  addresses  on  New  York  City's  West  Side,  Lower 
East  Side,  and  in  Harlem  are  advertised  as  public  neighborhood 
centers  of  the  Progressive  Labor  Movement. 

"Single-issue  organizations,"  through  which  Progressive  Labor 
Movement  apparently  seeks  to  arouse  the  militancy  of  the  "masses," 


"  Marxist  Leninist  Quarterly,  vol.  1,  No.  2,  1963,  p.  65. 

"Ibid.,  pp.  23-25. 

"  Speech  of  Milton  Rosen  before  New  Left  Club  at  University  of  North  Carolina,  Decem- 
ber 3,  1962,  reported  in  uuiverslty  newspaper,  The  Daily  Tar  Heel,  of  December  5,  1962, 
and  reprinted  in  Progressive  Labor  of  January  1963. 


16  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

have  taken  such  forms  as  the  Philadelphia  and  Williamsport  Commit- 
tees for  a  Six-hour  Day  with  Eight  Hours'  Pay.  These  committees 
are  headed  respectively  by  Joe  Dougher,  variously  described  as 
national  chairman  and  national  organizational  secretary  of  the  Pro- 
gressive Labor  Movement  and  former  member  of  the  national  commit- 
tee of  the  orthodox  Commmiist  Party,  and  Paul  Ault,  president  of  the 
Williamsport  Progressive  Labor  Club.  Both  men  have  also  allegedly 
been  active  in  conferences  aimed  at  setting  up  committees  and  coun- 
cils to  end  unemployment. 

Progressive  Labor  forces  have  manned  picket  lines  and  conducted 
street  meetings  on  a  variety  of  issues.  They  have  picketed  United  Na- 
tions headquarters  and  distributed  leaflets  demanding  a  U.N.  resolu- 
tion to  "compel"  the  U.S.  Government  to  help  the  unemployed.  They 
have  joined  picket  lines  set  up  by  striking  unions.  (The  Progressive 
Labor  Movement  "program"  with  respect  to  the  trade  union  move- 
ment calls  for  the  formation  of  rank-and-file  union  committees  which 
will  fight  more  militantly  for  labor  demands,  regardless  of  decisions 
made  by  union  leaders.  Because  the  AFL-CIO  leadership  is  allegedly 
a  conhrmed  collaborator  of  big  business.  Progressive  Labor  Movement 
also  promotes  the  establishment  of  a  second  federation  of  labor,  in- 
cluding the  Teamsters  and  Communist-dominated  unions  ousted  from 
the  CIO.)  Progressive  Labor  Movement  claimed  it  was  the  only 
"left"  organization  on  the  streets  of  New  York  City  during  the  crucial 
days  of  the  Cuban  crisis  in  October  19G2.  The  organization  had  issued 
leaflets  and  conducted  several  street  meetings  in  opposition  to  the  U.S. 
blockade  of  Communist  Cuba.  Later  that  same  year.  Progressive 
Labor  Movement  took  credit  for  distributing  thousands  of  leaflets 
against  civil  defense  drills  in  schools. 

During  1963,  Progressive  Labor  Movement  picketed  the  late  Presi- 
dent Keiniedy,  allegedly  in  behalf  of  civil  rights.  (The  Progressive 
Labor  Movement  has  scoffed  at  nonviolent  civil  rights  movements; 
amiounced  its  support  for  the  concept  of  "armed  self-defense"  by  the 
Negro  people;  and  called  for  defense  of  the  Black  Muslims  on  the 
ground  that  their  demand  for  a  separate  state  cannot  be  achieved  un- 
der capitalism  and  is  thus  a  "revolutionary  demand.")  Progressive 
Labor  Movement  also  distributed  handbills  calling  for  street  demon- 
strations against  alleged  instances  of  police  brutality.  The  organiza- 
tion tried  to  gather  the  signatures  of  5,000  registered  voters  by  Sep- 
tember 13, 1903,  in  order  to  put  a  "Progressive  Labor  Party"  candidate 
on  the  ballot  for  New  York  City  councilman  at  large  from  Manhattan. 
Although  its  efi'orts,  which  allegedly  included  the  distribution  of  more 
than  100,000  pieces  of  literature  in  2  months,  were  unsuccessful.  Pro- 
gressive Labor  Movement  reported  as  a  side  benefit  an  increase  in 
the  organization's  membership.  (Progressive  Labor  Movement 
opposes  work  within  the  Democratic  and  Republican  "war  parties"  and 
endorses  any  steps  toward  a  third  party.) 

When  Milton  Eosen  was  active  in  the  CPUSA,  he  protested  that  the 
orthodox  Communist  tactic  of  covertly  infiltrating  non-Communist 
groups  and  causes  brought  no  public  recognition  of  Communist  work, 
and  he  advocated  bringing  party  leaders  and  programs  more  into  the 
public  eye  {Political  Affairs,  November  1959). 

Rosen's  report  to  the  founding  conference  of  a  national  Progressive 
Labor  organization  stressed  that  a  fundamental  prerequisite  to  form- 
ing a  new  Commmiist  party  was  developing  forces  "capable — among 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  17 

other  things — of  bringing  Pro^-essive  Labor  activities  into  the  public 
spotlight."  From  this  viewpoint,  the  most  successful  activity  during 
the  past  year  was  a  2-month  visit  to  Cuba  undertaken  by  a  59-member 
U.S.  "student"  delegation  in  defiance  of  U.S.  regulations  prohibiting 
such  travel. 

Committee  investigations,  which  led  to  public  hearings  on  May  23 
and  September  12  and  13,  1963,  showed  that  youthful  members  of  the 
Progressive  Labor  Movement  had  played  a  leading  role  in  organizing 
the  trip  to  Cuba  and  in  supervising  the  delegation  during  its  travels 
there  in  July  and  August  of  1963.  Witnesses  interrogated  during 
these  hearings  included  five  members  of  the  Progressive  Labor  Move- 
ment who  had  made  the  trip.  Their  testimony  and  other  evidence 
showing  how  Progressive  Laborites  openly  and  deliberately  defied  the 
U.S.  Government  on  the  Cuban  travel  issue  are  summarized  in  another 
section  of  this  annual  report.^" 

The  sojourn  of  the  U.S.  student  delegation  in  Cuba — featured  by 
an  unremitting  stream  of  propaganda  statements  from  the  "students" — 
was  widely  publicized,  as  was  the  subsequent  prosecution  of  two  Pro- 
gressive Laborites  for  conspiracy  to  violate  U.S.  travel  control  laws. 
The  movement  obtained  additional  public  attention  when  Progressive 
Labor  supporters  created  so  much  disorder  during  this  committee's 
Cuban  travel  hearings  that  the  proceedings  had  to  be  suspended  tem- 
porarily while  shouting,  scuffling  demonstrators  were  forcibly  ejected 
from  the  hearing  chamber.  Members  of  the  student  delegation  to 
Cuba,  meanwhile,  lectured  on  their  trip  before  audiences  of  young 
people  from  the  East  to  the  West  Coast,  and  a  student  committee  for 
travel  to  Cuba,  chiefly  manned  by  Progressive  Laborites,  an- 
nounced it  would  continue  to  defy  U.S.  travel  laws  by  recruiting  500 
delegates  for  a  trip  to  Cuba  in  the  summer  of  1964. 

Progressive  Labor  Movem.ent  publications  maintained  that  the  stu- 
dent travelers  to  Cuba  had  shown  the  world  "how  to  fight  against  an 
oppressive  state  machinery."  Although  "courage"  and  "boldness" 
were  important  elements  in  their  "success,"  the  organization  declared, 
a  key  element  "in  the  eyes  of  the  world"  was  their  forthright  declara- 
tion' of  their  political  opinions.  "Those  who  were  members  of  the 
Progressive  T^bor  Movement  said  so  and  said  why,"  the  Progressive 
Labor  issue  for  October-November  1963  noted. 

The  splinter  group  claimed  that  congressional  and  Federal  grand 
jury  investigations  and  Federal  indictments  following  the  unauthor- 
ized student  trip  to  Cuba  resulted  in  "increased  interest  from  the  pub- 
lic, and  increased  membership  for  the  Progressive  Labor  Movement." 
Chairman  Rosen  told  the  press  in  September  of  1963  that  his  move- 
ment had  grown  to  1.000  members  located  in  60  to  70  clubs  across 
the  country  and  that  6,500  persons  read  the  monthly  Progressive  Labor. 

Unlike  POC  and  Hammer  &  Steel,  the  Progressive  Labor  Move- 
ment's disagreements  with  the  Trotskyists  and  orthodox  Communists 
have  not  prevented  the  Progressive  Labor  Movement  from  cooperating 
with  them  in  agitational  activity.  Progressive  Labor  Movement  and 
Trotskyist  groups  have  been  represented  on  the  same  picket 
line    on    various    occasions    and    on    the    same    speakers'    platform 


^  Seo  pp.  30-84.  hearings  on  Violations  of  State  Department  Travel  Regulations  and  Pro- 
Castro  Propaganda  Activities  in  the  United  States. 


18  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

at  more  than  one  public  meeting,  agitating  on  such  subjects  as 
support  for  the  Cuban  revokition  or  Puerto  Rican  independence. 
Progressive  Labor  Movement  has  announced  a  desire  to  work  with 
all  left  groups  for  nonenforcement  and  repeal  of  the  Internal  Security 
Act,  under  which  tlie  CPUSA  is  now  being  prosecuted.  The  organiza- 
tion also  has  stated  it  will  refuse  to  engage  in  any  "fratricidal  war" 
with  the  CPUSA,  the  Trotskyists,  or  any  other  "socialist"  group. 

Workers  World  Party 

Trotslr^ist  groups  which  have  worked  with  the  Progressive  Labor 
Movement  include  the  Workers  World  Party. 

The  latter  organization,  for  example,  publicly  supported  the  afore- 
mentioned project  of  sending  a  delegation  of  young  people  to  Cuba 
in  the  summer  of  19G3  in  defiance  of  U.S.  travel  regulations.  The 
Workers  World  Party  boasted  that  its  own  supporters,  as  well  as  those 
of  Progressive  Labor,  were  among  the  demonstrators  whose  behavior 
was  so  unruly  that  they  had  to  be  ejected  from  the  House  Caucus  Room 
in  which  this  committee  held  hearings  on  the  subject  of  Cuban  travel 
on  September  12  and  13,  1963.  When  a  public  rally  was  held  2  days 
later  in  New  York  City's  Town  Hall  to  present  the  views  of  the  student 
delegation  to  Cuba,  however,  more  than  100  persons  recruited  from 
the  ranks  of  the  Workers  World  Party,  the  Progressive  Labor  Move- 
ment, and  the  Socialist  Workers  Party,  acting  as  a  "united  front 
defense  guard,"  ejected  potential  hecklers  before  proceedings  got 
underway,  and  otherwise  "assured  an  orderly  meeting."  ^^ 

The  Workers  World  group  of  Trotskyists  emerged  into  public  view 
in  ]\farch  1959  with  the  first  issue  of  a  semimonthly  publication,  Work- 
ers World.  The  publication  listed  Vincent  Copeland  as  its  editor  and 
tlie  location  of  its  editorial  offices  as  4G  West  21st  Street  in  New  York 
City. 

A  statement  of  principles  in  the  first  issue  of  Workers  World  \ftis 
issued  in  the  name  of  five  former  members  of  the  National  Committee 
of  the  Socialist  Workers  Party.  They  included  the  editor,  Vincent 
Copeland,  and  Sam  Marcy,  also  known  as  Sam  Ballan,  who  was  iden- 
tified in  later  issues  of  Workers  World  as  being  chairman  of  the 
Workers  World  Party. 

Workers  World  subsequently  publicized  activities  of  branches  of  the 
Workers  World  Party  located  in  New  York  City,  Buffalo,  Los  An- 
geles, and  Seattle.  The  party's  first  street  demonstration  in  New  York 
on  November  14, 1959,  brought  out  70  pickets,  and  its  first  public  meet- 
ing in  New  York  on  February  20,  1960,  addressed  by  Sam  Marcy,  re- 
portedly attracted  an  audience  of  130  persons  to  hear  about  the  organi- 
zation's efforts  to  build  a  "proletarian  revolutionary  party"  in  the 
United  States. 

The  Workers  World  was  founded  by  former  members  of  the 
Socialist  Workers  Party  who  had  walked  out  of  the  SWP  in  February 
1959,  under  the  leadership  of  Sam  Marcy,  because  the  old-line  Trot- 
skyist  organization  was  not  sufficiently  revolutionary  in  its  outlook. 
The  first  statement  of  principles  by  the  Workers  World  group  declared 
that:  "After  years  of  patient  and  loyal  effort  to  keep  the  SWP  [So- 
cialist Workers  Party]  on  a  course  of  principled  revolutionary  poli- 


«i  Workers  World,  September  27,  1963,  pp.  1,  3,  4. 


UN-AIVIERICAN    ACTIVITIES    ANNUAL    REPORT  19 

tics  *  *  *  we  are  forced  to  break  into  the  arena  of  open  conflict  for  the 
leadership  of  the  revolutionary  working  class  movement."  " 

Like  other  Communist  splinter  groups,  Workers  World  forces  refer 
to  themselves  as  the  genuine  Communists  whose  goal  is  to  clarify  "rev- 
olutionary ideas''  in  preparation  for  organizing  "a  genuine  Marxist- 
Leninist  [Conmiunist]  party."  They  dispose  of  their  competitors  in 
language  such  as  the  following  which  appeared  in  the  first  Workers 
World  editorial  of  March  1959 : 

We  are  living  in  an  epoch  of  convulsions  and  catastrophes. 
It  is  characterized  by  a  race  between  imperialist  wars  and 
proletarian  revolutions.  *  *  * 

***** 

Marxism  has  always  taught  that  social  convulsions,  catas- 
trophes, war  and  revolutions  are  *  *  *  inevitable  qualitative 
changes  after  *  *  *  years  if  not  decades  of  "peaceful" 
development  and  sharpening  of  irrepressible  class  antag- 
onisms. 

Our  task  is  to  prepare  the  masses  for  these  eventualities, 
not  to  sing  them  to  sleep  with  pacifist  lullabies.  *  *  * 
***** 

Today,  all  the  other  socialist  and  communist  groups  show 
an  abhorrence  and  dread  of  the  oncoming  world  strug- 
gle. *  *  * 

All  the  more  is  it  necessary  to  have  a  party  which  will  call 
a  spade  a  spade  *  *  *.^^ 

Soviet  Communists  under  Khrushchev's  leadersliip,  according  to 
Workers  World,  have  put  forward  illusions  regarding  "a  peaceful 
road  to  Socialism,  voluntary  disarmament  by  the  imperialist  states 
and  peaceful  co-existence  with  them  for  an  indefinite  period."  They 
have  "dumped  Leninist  theory  overboard"  because : 

Lenin  taught  a  certain  theory  of  the  state.  He  taught  the 
necessity  for  the  forcible  overthrow  of  capitalism  no  matter 
how  big  a  parliamentary  majority  the  workers  parties  would 
obtain.  (He  explained  the  inevitable  armed  resistance  of 
the  capitalist  class  to  any  peaceful  expropriation  of  them- 
selves by  the  majority.)^* 

Regarding  the  Communist  conquest  of  power  in  the  United  States, 
Workers  World  has  relied  on  innuendo,  in  spite  of  its  vows  to  call  a 
spade  a  spade.  The  public  statement  of  principles  issued  by  Workers 
World  leaders  in  March  1959  dealt  with  the  subject  only  indirectly  via 
a  denunciation  of  Socialist  Workers  Party  policy : 

while  the  SWP  [Socialist  Workers  Party]  majority  has  been 
most  vociferous  *  *  *  about  the  "political  revolution"  in  the 
Soviet  bloc,  they  have  been  soft  pedaling  the  idea  of  prole- 
tarian   revolution    at    home    in    capitalist    America.     The 


23  The  history  and  policies  of  the  Socialist  Workers  Party  were  outlined  In  this  commit- 
tee's report  on  Communist  and  Trotskyist  Activity  Within  the  Greater  Los  Angeles  Chap- 
ter of  the  Fair  Play  for  Cuba  Committee,  released  November  2,  1962.  That  report  called 
attention  to  increased  activity  and  influence  of  the  Trotskvlst  organization  in  recent 
years  and  its  "united  front"  actions  with  the  Communist  Party,  U.S.A.,  despite  ideological 
differences. 

23  Workers  World,  March  1959,  pp.  1,  2. 

'^  Ibid.,  August  11 ,  1961,  p.  4  ;  April  1959,  p.  6. 

36-584—64 3 


20  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

teachings  of  Lenin  and  Trotslvy  on  the  seizure  of  po%Yer  by 
the  proletariat  have  more  and  more  been  shelved  in  favor  of 
the  parliamentary  road  to  socialism.^^ 

The  Workers  World  group  was  less  ambiguous  in  a  little-publicized 
"Final  Statement"  it  had  issued  Febraary  12,  1959.  In  the  course  of 
outlining  the  "great  issues"  which  divided  the  dissidents  from  the 
majority  in  the  SWP  and  led  to  a  decision  to  start  a  new  party,  this 
document  flatlj''  asserted : 

We  reject  the  bourgeois  democratic  illusion  of  the  constitu- 
tional road  to  power.  And  we  want  to  prepare  for  the  revolu- 
tionary overthrow  of  American  capitalism.     *  *  * 

Workers  World  propaganda  has  maintained  that  there  will  be  a 
"Avorld-wide"  imperialist  war  directed  against  the  Soviet  Union  and 
China  "if  there  are  no  more  successful  revolutions  in  the  rest  of  the 
world" ;  at  the  same  time  it  has  expressed  confidence  that  "the  revolu- 
tions ivill  be  successful."  "World  war,  according  to  Workers  World 
elements,  can  therefore  be  avoided,  not  through  disarmament  (which 
is  "impossible")  and  not  in  a  "pacifist"  way,  but  in  "a  revolutionary 
way."  ^^ 

From  its  inception,  the  Trotskyist  splinter  organization  has  sup- 
ported policies  of  the  Chinese  Communists  under  attack  by  the  Soviet 
Communist  leadership  and  circulated  the  Chinese  Communist  views 
through  the  pages  of  Workei^s  World,  as  well  as  through  separate 
printed  pamphlets.  The  Workers  World  describes  the  Chinese  Com- 
munist Party  as  the  leader  of  the  "revolutionary  elements"  in  the  in- 
ternational Communist  movement.  And  the  Chinese  Communists 
are  even  credited  with  providing  the  movement  with  "an  accurate 
Marxist-Leninist  analysis  of  world  reality  today."  ^" 

Workers  World  has  publicized  and  supported  revolutionary  situa- 
tions around  the  globe,  from  Vietnam  to  Cuba,  and  the  Workers  World 
Party  has  taken  to  the  streets  to  agitate  on  such  issues.  The  Trot- 
skyist group  has  been  particularly  active  in  support  of  the  Cuban 
revolution,  the  "example  and  message"  of  which  keeps  "echoing 
around  the  world"  {Workers  Worlds  September  13, 1963) .  Chairman 
Sam  Marcy  and  other  members  of  the  Workers  World  Party  were 
forcibly  ousted  from  the  United  Nations  headquarters  building  in 
New  York  on  January  4,  1961,  for  participating  in  a  demonstration 
in  the  visitors'  gallery.  The  demonstrators  had  greeted  the  United 
States  delegate's  speech  on  the  breaking  of  diplomatic  relations  witli 
Cuba  with  shouts  of  "Viva  Castro"  and  "Down  with  Wall  Street  Im- 


^  Ibid.,  March  1959,  p.  7. 

^  Ibid.,  .Tanuarv  l.S.  1961,  p.  2  ;  March  24.  1961,  p.  2. 

^  Ibid.,  Decemlier  7.  1962,  p.  1  and  .lanuary  25.  1963.  p.  4. 

In  its  putilicit.v  in  behalf  of  Chinese  Communist  policies.  TTorAer.s  Worhl  h.as  minimized 
differences  with  the  Chinese  Communist  leaders  resulting  from  the  fact  that  the  local  group 
avowedly  reveres  the  former  Soviet  Communist  leader  Leon  Trotsky,  while  the  Chinese 
Communists  ve?ierate  Trotslcy's  bitterest  foe.  Joseph  Stalin.  The  Chinese  Coninui- 
nists  have  charged  Khrushchev  vrith  slandering  Joseph  Stalin  and  with  trying  to  negate 
the  late  Soviet  dictator's  true  role  as  a  "great  proletarian  revolutionary"  whose  merits 
outweighed  his  faults.  The  Chinese  have  also  defended  Stalin's  purge  of  Trotskyists  in 
the  Soviet  Union. 

Whereas  the  Socialist  Workers  Party  has  denounced  the  Chinese  Communists  for  thus 
trying  to  "rehabilitate"  Stalin,  the  Workers  World  group  has  responded  by  acausing  the 
Socialist  Workers  Party  of  fainthearted  support  for  Communist  China.  The  yVorVers 
World  has  even  found  some  good  words  to  say  about  the  man  who  has  always  been  an 
anathema  to  Trotskyist  movements.  Workers  World  declared  on  December  22,  1961. 
that  Khrushchev's  de-Stalinizatlon  campaign  was  a  fraud  and,  anyway,  Stalin  had  played 
a  "dual  role"  in  the  Communist  movement  and  should  be  credited  with  defending  "the 
gains  of  the  proletarian  revolution." 


UN-AMERICAN   ACTIYITIES   ANNUAL   REPORT  21 

perialism.-'  The  Workers  World  Party  also  sponsored  "Hands  Off 
Cuba"  meetings  in  support  of  the  Communist  government  of  Cuba. 
Another  issue  on  which  the  Workers  World  Party  has  taken  to  the 
streets  is  Puerto  Rican  independence. 

Domestically,  Workers  World  propaganda  has  concentrated  on  civil 
rights  issues.  The  publication,  which  has  expressed  "solidarity"  with 
Negro  nationalist  groups,  has  incessantly  appealed  for  the  formation 
in  the  North  and  South  of  armed  "civil  rights"  defense  guards  which 
are  "organized,  drilled  and  trained  in  the  use  of  arms"  {Woi^kers 
World,  May  26,  1961) .  The  Trotskyist  publication  has  also  appealed 
for  funds  to  buy  rifles  for  southern  "freedom  fighters." 

In  the  field  of  politics,  the  Workers  World  has  opposed  orthodox 
Communist  policy  of  working  within  the  major  political  parties  and, 
instead,  has  advocated  organizing  for  independent  political  activity 
"by  the  methods  of  class  struggle  and  mass  action."  On  the  trade 
union  front.  Workers  World  has  attacked  union  leaders  for  repressing 
the  militancy  of  the  workers,  has  urged  the  organization  of  workers' 
committees  in  defiance  of  union  leaders,  and  the  formation  of  militant 
mass  demonstrations  by  unemployed  workers.  The  Wo7'kers  World 
solution  for  the  steel  strike  in  1959  and  1960  was  a  general  strike  by  all 
American  labor. 

As  previously  noted,  the  Workers  World  Party  has  cooperated  with 
the  Progressive  Labor  Movement  on  various  occasions.  It  has  also 
pledged  "all  out  solidarity"  with  the  Communist  Party  of  the  United 
States  in  its  fight  against  enforcement  of  the  Internal  Security  Act 
and  it  has  appealed  for  funds  for  the  party's  legal  defense. 

Significance  of  the  Growth  of  Communist  Splinter  Groups 

The  operations  of  an  increasing  number  of  competitive  Communist 
organizations  have  created  a  number  of  problems  for  the  Communist 
Party,  U.S.A.  The  party  has  complained  about  iiaving  to  expend 
effort  combating  attacks  from  these  groups  at  a  time  when  its  leaders 
are  being  prosecuted  under  the  Internal  Security  Act  by  the  U.S. 
Government  and  when,  because  of  this,  it  has  ordered  its  members  to 
operate  from  more  concealed  or  "underground"  positions. 

One  of  the  party's  problems  is  to  prevent  defection  of  its  own 
members  to  the  new  groups.  These  groups  have  been  founded  largely 
by  former  members  of  tlie  orthodox  party  who  left  it  or  were  expelled 
because  they  were  unwilling  to  go  along  with  its  policies.  Initially, 
in  building  their  membership,  these  groups  naturally  tended  not  so 
much  to  recruit  among  non-Communist  Americans,  as  to  seek  su])port 
from  already-convinced  Marxists-Leninists  (i.e.,  members  of  the 
orthodox  Communist  Party,  for  the  most  part) .  There  is  no  question 
but  that  the  main  Coimnunist  Party  has  lost  some  of  its  more  fanatical 
members  to  the  new  organizations. 

The  CPUSA  has  also  had  to  fight  against  any  weakening  of  the 
loyalties  of  those  members  remaining  in  its  ranks.  The  party  has 
traditionally  operated  as  a  paramilitary  organization  in  which  the 
rank  and  file  are  expected  to  carry  out  instructions  from  their  leaders 
with  lockstep  precision.  The  average  Communist  is  not  supposed  to 
question  the  correctness  of  the  party  program  which  he  helps  to  carry 
out.    A  variety  of  party  disciplinary  bodies  helps  the  comrades  hew 


22  UN-AMERIGAN    ACTIVITIES    ANNUAL    REPORT 

to  a  line  Avhich  has  been  handed  down  from  a  dictatorial  clique  of 
Communists  in  the  U.S.S.R. 

In  the  zealous  performance  of  party  tasks,  many  U.S.  Communists 
are,  of  course,  further  fortified  by  the  Communist  "faith."  Their 
united,  disciplined  forces  are  leading  struggles  which  will  inevitably 
result  in  a  worldwide  Communist  society  assuring  peace  and  plenty 
for  all  mankind,  according  to  Communist  teachings.  Communists 
allegedly  are  able  to  understand  the  past,  present,  and  future  develop- 
ment of  society  because  they  practice  a  "scientific  socialism."  Tliis 
"science"  is  also  supposed  to  guide  them  into  taking  the  proper  actions 
to  reach  their  goal. 

When  various  Communist  parties  argue  in  behalf  of  different  courses 
of  action  while  ostensibly  applying  the  same  scientific  socialist  prin- 
ciples, some  orthodox  Communists  are  likely  to  discover  that  there 
must  be  fallacies  in  Communist  teachings  and  question  the  authority 
of  Soviet  and  U.S.  Communist  leaders.  The  CPUSA  has  felt 
compelled  to  issue  a  considerable  amount  of  literature  defending  its 
made-in-Moscow  positions  against  the  criticisms  of  dissident  Com- 
munists here  and  abroad.  Like  the  Soviet  Commmiists,  the  U.S. 
Communist  leaders  have  sought  to  preserve  their  traditional  authority 
over  Communist  believers  by  treating  their  competitors  as  impostors. 

The  concern  of  orthodox  Communist  leaders  over  retaining  the 
wholehearted  support  of  their  members  was  implicit  in  the  following 
recent  warning  to  party  comrades  by  the  party's  general  secretary, 
Gus  Hall: 

If  any  comrade  has  ideas  that  there  are  competing  trends 
of  Marxism-Leninism,  such  a  comrade  will  not  fight  for  the 
party.  We  cannot  accept  such  a  concept.  There  can  be  only 
one  science  of  Marxism-Leninism,  only  one  scientific 
socialism. 

That  science  cannot  be  correctly  represented  by  two  par- 
ties and  two  policies  in  a  single  country.  There  are  oppor- 
tunistic swings  from  the  correct  path  of  that  science.  There 
can  be  differences  in  tactics,  as  the  science  is  applied  and  as 
it  develops,  but  there  cannot  be  two  varieties  of  that 
science.  *  *  *  28 

The  new  Communist  groups  also  have  created  problems  for  the 
party  outside  its  immediate  ranks.  The  dissident  organizations 
include  individuals  experienced  in  the  operation  of  Communist  fronts 
and  in  the  infiltration  of  "people's"  organizations  as  a  result  of  their 
past  affiliation  with  the  CPUSA.  It  is  therefore  not  surprising  to 
find  that  orthodox  Communists  have  recently  had  to  contend  with 
dissident  Communists  for  power  and  influence  within  certain  Com- 
mmiist  fronts  and  organizations  of  non-Communists. 

This  competition  from  the  "left,"  however,  may  very  well  stimu- 
late orthodox  Communists  to  more  vigorous  and  militant  activities. 
CPUSA  leaders  have  indicated  dismay  that  radicals  outside  orthodox 
ranks  must  be  credited  with  more  "successful"  activity  in  certain  areas 
than  the  party  could  achieve.  Gus  Hall's  recent  warning  to  Com- 
munists against  straying  into  the  camp  of  the  dissident  "leftists"  was 


2s  Section  of  extended  report  by  Gus  Hall  to  leading  Communist  Party  personnel  delivered 
In  October  1963  and  printed  In  The  Worker,  November  17,  1963,  pp.  5.  9. 


UN-AJMERICAN    ACTIVITIES    ANNUAL    REPORT  23 

significantly  coupled  with  a  plea  for  more  "militancy"  on  the  part  of 
the  orthodox  comrades : 

There  is  need  for  some  clarification  of  the  concepts  of  "mili- 
tancy" and  "Leftism."  Of  course,  they  are  not  the  same.  Mil- 
itancy must  be  developed  and  Leftism  must  be  fought.  *  *  * 
We  need  to  give  more  attention  to  the  role  of  militancy  as 
a  feature  of  our  work,  and  we  need  to  fight  against  an  easy- 
going, non-mobilizing  routinism  which  has  appeared  in  our 
ranks.  *  *  *  29 

There  is  no  question  that  this  Nation's  problems  of  internal  security 
have  been  aggravated  by  the  mushrooming  of  Communist  organiza- 
tions professing  a  more  militant  and  genuinely  revolutionary  outlook 
than  the  Communist  Party,  U.S.A. 

A  number  of  these  new  Communist  groups,  as  well  as  the  older 
Trotskyist  Socialist  Workers  Party,  have  been  boasting  of  their 
ability  to  attract  young  people  into  their  ranks.  The  previously  cited 
episode,  in  which  a  large  "student"  delegation  deliberately  defied  LT.S. 
travel  regulations  with  respect  to  Cuba,  indicates  that  these  extremists 
have  had  some  success  in  exploiting  the  immaturity  of  youth  for  sub- 
versive, Communist  ends. 

Another  aspect  of  the  activity  of  the  groups  which  should  not  be 
overlooked  is  the  increased  possibility  of  Communist-instigated  vio- 
lence if  the  belligerent  line  of  such  organizations  finds  a  substantial 
number  of  sympathizers  among  the  American  population,  whether 
youthful  or  adult. 

The  expanding,  organized  activities  of  Communists  whose  Mecca 
is  Peking  rather  than  Moscow  call  for  increased  alertness  and  study 
by  both  law-enforcement  and  lawmaking  agencies. 

28  Ibid. 


CHAPTER  II 
HEARINGS  CONDUCTED  FOR  LEGISLATIVE  PURPOSES 

U.S.   COMMUNIST  PARTY  ASSISTANCE  TO  FOREIGN  COMMUNIST 

GOVERNMENTS 

(Testimony  of  Maud  Russell) 

By  resolution  of  August  2,  1962,  the  committee  embarked  upon  a 
series  of  hearings  relating  to  the  necessity  for,  or  advisability  of, 
recommending  amendments  to  the  Foreign  Agents  Registration  Act 
and  for  the  purpose  of  exercising  the  committee's  legislative  over- 
sig:ht  functions  in  appraisii;g  the  administration  of  the  act.  The  com- 
mittee particularly  directed  its  attention  to  the  activities  of  members 
and  affiliates  of  the  Communist  Party  engaged  in  the  conduct  of 
propaganda  on  behalf  of  foreign  Communist  governments — an  area 
in  which  court  decisions  have  raised  questions  as  to  the  true  test  of 
the  agency  relationship  within  the  meaning  of  the  act. 

The  initial  hearings  of  the  committee  on  November  14,  1962,  in- 
volved two  organizations,  the  Medical  Aid  to  Cuba  Committee  and 
the  Friends  of  British  Guiana.  Hearings  were  continued  on  March  6, 
1963,  when  the  committee  received  the  testimony  of  Maud  Russell, 
publisher  of  the  Far  East  Reporter^  who  has  been  actively  engaged  for 
many  years  as  a  speaker  and  publisher,  principally  upon  the  subject 
of  Red  China. 

Maud  Russell  was  identified  as  a  "secret"  member  of  the  Communist 
Party  at  the  national  level  by  former  FBI  undercover  operative 
Armando  Penha  in  testimony  before  this  committee  on  March  19, 
1958.  Mr.  Penha  also  testified  that  Miss  Russell  was  a  writer  for  Far 
Eastern  publications  whose  "influence  extends  from  border  to  border" 
and  whose  primary  objective  "is  recognition  of  China,  speaking  always 
in  terms  of  peace  and  trade  with  the  East  and  West." 

In  her  testimony  before  the  committee  on  March  6,  Miss  Russell 
invoked  the  fifth  amendment  privilege  against  self-incrimination, 
refusing  to  affirm  or  deny  the  testimony  of  Armando  Penha.  She 
also  invoked  the  fifth  amendment  in  refusing  to  answer  questions 
pertaining  to  past  or  present  Communist  Party  membership. 

Miss  Russell's  activities  had  most  recently  come  to  the  attention 
of  the  committee  in  May  1962,  when  it  received  the  testimonv  of  Chi- 
chou  Huang,  a  professor  who  had  defected  from  Red  China  a  short 
time  prior  thereto, 

Mr,  Huang,  in  1945,  had  received  a  scholarship  from  the  Yunnan 
Provincial  Government  of  Nationalist  China  for  study  in  the  United 
States.  He  was  a  student  in  this  country  from  1945  to  1949,  He  first 
entered  Johns  Hopkins  University  as  a  premedical  student,  but  trans- 
ferred to  the  University  of  Maryland  after  one  semester.  In  the  latter 
part  of  1948,  he  decided  to  return  to  China  to  join  the  Communist 
forces  which  then  controlled  the  northern  part  of  the  country, 

25 


26  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Huang  sought  the  assistance  and  advice  of  a  Dr.  Frederick  A. 
Blossom,  an  employee  of  the  Library  of  Congress,  whom  Mr.  Huang 
had  met  while  attending  a  lecture  by  Scott  Nearing,  a  former  member 
of  the  Communist  Party  who  is  still  active  in  Commmiist  fronts  and 
causes.  Dr.  Blossom  suggested  that  Huang  contact  Maud  Russell  and 
arranged  a  meeting  in  his  Washington,  D.C,,  office  so  that  Mr.  Huang 
could  discuss  the  matter  with  her. 

Mr.  Huang  testified  on  May  24,  1962,  that  at  that  meetmg  Maud 
Russell  had  suggested  that  he  contact  a  Chinese  newspaper,  the  Hua 
Shang  Pao,  that  is,  the  Chinese  Commercial  Daily ^  in  Hong  Kong, 
where  he  would  receive  information  that  would  put  him  in  contact 
with  Communist  guerrillas  in  North  China. 

In  her  appearance  before  the  committee  on  March  6,  1963,  Miss 
Russell  testified  that  she  had  in  fact  met  with  Mr.  Huang  in  the  offices 
of  Dr.  Blossom  and  "very  faintly"  recollected  her  conversation  with 
him.  Wlien  asked  whether  she  had  specifically  referred  Mr.  Huang 
to  the  Chinese  Com/mercial  Daily ^  she  replied  that  she  did  not  recall, 
but  did  not  "think"  that  she  had  referred  him  to  any  specific  news- 
paper. She  said  she  was  "pretty  sure"  she  had  told  Mr.  Huang  that 
if  he  went  to  Hong  Kong  he  could  get  the  information  he  wanted 
from  newspapers  there. 

Maud  Russell  was  a  resident  of  China  for  26  years,  from  1917  to 
1943,  where  she  served  on  the  staff  of  the  China  branch  of  the  Young 
Women's  Christian  Association. 

Since  her  return  to  the  United  States,  Miss  Russell  has  frequently 
appeared  as  a  speaker  at  affairs  sponsored  by  Communist-front  orga- 
nizations and  as  a  lecturer  at  Communist  Party  schools  on  both  the 
East  and  West  Coasts. 

Maud  Russell  was  the  executive  director  of  the  Committee  for  a 
Democratic  Far  Eastern  Policy,  serving  in  that  capacity  from  1946 
until  the  dissolution  of  this  Communist-front  organization  in  1952. 
She  was  also  a  frequent  contributor  of  articles  to  its  official  organ,  the 
Far  East  Spotlight. 

When  the  Committee  for  a  Democratic  Far  Eastern  Policy  was  dis- 
solved and  the  Far  East  Spotlight  ceased  publication,  a  new  publica- 
tion on  the  Far  East  was  established  with  Maud  Russell  as  pub- 
lisher. This  publication,  the  Far  East  Reporter^  is  an  obvious 
propaganda  organ  for  Communist  China.  It  claims  to  make  "avail- 
able significant  facts  and  analj^ses  contributed  by  competent  writers  on 
the  Far  East."  The  "significant  facts"  consistently  defend,  praise,  and 
promote  the  Commmiist  government  of  Red  China,  branding  as 
"fantasies"  or  "obvious  fakes"  reports  of  persecution,  oppression,  and 
starvation  made  by  those  who  have  been  fortunate  enough  to  escape 
the  Red  Chinese  tyranny.  The  "competent  writers"  include  such 
identified  Communists  as  Anna  Louise  Strong,  Israel  Epstein,  Susan 
Warren,  Helen  Travis,  and  Miss  Russell  herself. 

Miss  Russell  admitted  as  "obvious"  that  she  was  the  publisher  of 
the  Far  East  Reporter  and  agreed  that  a  report  in  the  magazine  that 
she  had  served  on  the  staff  of  the  Young  Women's  Christian  Associ- 
ation in  China  for  26  years,  from  1917  to  1943,  was  correct.  She  con- 
ceded that  after  her  return  here  she  served  as  the  executive  director 
of  the  Committee  for  a  Democratic  Far  Eastern  Policy,  cited  as  Com- 
munist by  Attorney  General  Tom  Clark  in  1949.     She  also  admitted 


1)N-AJMERICAN    ACTIVITIES    ANNUAL    REPORT  27 

that  she  was  the  major  defense  witness  for  this  organization  in  pro- 
ceedings before  the  Subversive  Activities  Control  Board,  held  for  the 
purpose  of  determining  whether  it  should  be  ordered  to  register  with 
the  Attorney  General  as  a  Communist-front  organization.  The  re- 
spondent claimed  that  the  organization  had  been  dissolved  on  Au- 
gust 1,  1952.^  She  denied  tliat  the  Far  East  Reporter,  of  which 
she  is  the  publisher,  was  created  to  fill  the  void  which  occurred  when 
the  Far  East  Spotlight  ceased  publication. 

It  was  pointed  out  to  Miss  Russell  that  certain  persons  who  had 
recently  written  articles  for,  or  w^hose  articles  have  been  distributed 
by,  the  Fa,r  East  Reporter — Israel  Epstein,  Elsie  Fairfax-Chplmeley, 
and  Anna  Louise  Strong — had  all  been  active  in  the  Committee  for 
a  Democratic  Far  Eastern  Policy  and  had  also  contributed  to  pub- 
lications of  the  Institute  of  Pacific  Relations  (IPR).  It  was  also 
pointed  out  to  Miss  Russell  that  the  Senate  Internal  Security  Sub- 
committee, after  its  investigation  of  the  IPR,  had  reported  that  Israel 
Epstein  and  Anna  Louise  Strong  had  been  identified  in  its  hearings 
as  members  of  the  Communist  Party  and  as  persons  who  had  colla- 
borated with  Soviet  intelligence  agents — and  that  Elsie  Fairfax- 
Cholmeley  had  been  the  subject  of  governmental  action  involving 
loyalty  or  national  security.  In  addition.  Miss  Russell  was  reminded 
that  the  Senate  Internal  Security  Subcommittee  had  found  the  IPR, 
with  which  these  persons  had  been  affiliated,  to  be  an  instrument  of 
Communist  policy,  propaganda,  and  military  intelligence ;  to  be  con- 
trolled by  staff  members  who  were  either  identified  Communists  or 
pro-Communists;  and  to  have  the  aim  of  orienting  American  Far 
Eastern  policy  toward  Communist  objectives. 

Miss  Russell  denied  knowing  any  of  the  above-named  contributors 
to  her  publication  as  Communists. 

The  witness  chose  to  avail  herself  of  the  fifth  amendment  priv- 
ilege, however,  when  asked  if  she  knew  Susan  Warren  to  be  a  Com- 
munist. Miss  Warren,  a  recent  contributor  to  the  Far  East  Reporter^ 
Avas  a  delegate  to  the  New  York  State  Convention  of  the  Communist 
Political  Association  in  August  1945  and  thereafter  an  instructor  at 
the  Communist  Party's  now  defunct  Jefferson  School  of  Social 
Science. 

The  committee  introduced  an  exhibit  which  summarized  part  of 
Miss  Russell's  speaking  itinerary  over  the  prior  2  years.  The  witness 
agreed  that  the  account  was  accurate,  admitting  that  on  all  occasions 
she  had  devoted  her  talks  to  the  subject  of  Red  China.  Although  Miss 
Russell  insisted  that  she  "reported  the  facts,"  she  conceded  that  the 
"facts"  were  "favorable"  to  the  Red  Chinese  regime  and  that  she 
believed  the  regime  was  good  for  the  Chinese  people. 


^Herbert  Brownell.  Jr.,  Attorney  General  of  the  United  States,  Petitioner  v.  The  Com- 
mittee for  a  Democratic  Far  Eastern  Policy,  Respondent,  Docket  No.  113-53,  before  the 
Subversive  Activities  Control  Board.  The  Attorney  General  filed  a  petition  with  the 
Board  on  April  22,  1953.  for  an  order  requiring  respondent  to  register  as  a  Communist- 
front  organization  as  required  by  the  Subversive  Activities  Control  Act  of  1950.  Service  of 
the  petition  was  made  upon  Maud  Russell,  former  executive  director  of  respondent.  An 
appearance  was  subsequently  entered  by  David  Rein  as  counsel  for  Maud  Russell  only,  and 
motions  to  dismiss  the  petition  and  to  quash  service  thereof  were  filed  with  the  Board, 
alleging  that  respondent  went  out  of  existence  in  August  1952  and  was  nonexistent  at  the 
time  of  the  filing  and  service  of  the  petition.  Testimony  was  taken  on  the  motion,  and 
the  hearing  examiner  issued  his  report  finding  the  named  organization  to  have  been  non- 
existent at  the  time  the  petition  was  filed  and  recommended  to  the  Board  that  the  petition 
be  dismissed.  This  recommendation  was  adopted  by  the  Board,  one  member  dissenting. 
The  Board  did  not  pass  upon  or  reach  the  merits  or  substance  of  the  Attorney  General  a 
petition,  but  relied  solely  upon  the  mentioned  technical  ground  for  dismissal. 


28  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

The  committee's  exhibit  of  Miss  Riisseirs  speaking  itinerary  was 
compiled  from  a  series  of  notices  about  her  activities  carried  in  the 
Communist  press. 

When  asked  in  what  way  these  publications  came  into  possession 
of  knowledge  of  her  speaking  itinerary,  slie  testified  that  she  paid 
for  advertisements  in  them.  The  witness  conceded  that  she  did  not 
place  such  advertisements  in  any  non-Communist  publication,  but 
confined  herself  exclusively  to  the  People" s  World  and  National 
Gu-ardian. 

She  denied  having  any  knowledge  of  the  Communist  Party  affilia- 
tions of  Dorothy  Hayes,  who  arranged  her  Chicago  speaking  dates 
between  May  and  June  1961,  or  of  Dr.  J.  C.  Coleman,  who  arranged 
her  Los  Angeles  speaking  dates  in  October  1962.  These  two  indi- 
viduals, whom  Miss  Kussell  conceded  knowing  over  a  period  of  years, 
have  been  identified  as  members  of  the  Communist  Party  during  exec- 
utive hearings  held  by  this  committee. 

In  early  1959,  Maud  Russell  applied  for  and  was  issued  a  United 
States  passport  for  travel  to  Great  Britain,  Scandinavia,  France,  the 
U.S.S.R.,  India,  and  Japan. 

Documents  introduced  at  the  hearing  confirm  that  she  also  visited 
Eed  China  during  that  year,  despite  State  Department  regulations 
which  prohibit  such  travel.  Several  of  the  announcements  of  her 
talks  published  in  the  Communist  press,  for  example,  stated  that  in 
1959  she  had  spent  -3  months  traveling  10,000  miles  through  Red 
China's  rural  and  urban  areas. 

In  addition,  the  Far  East  Reporter  subsequently  reproduced  four 
photographs  of  Miss  Russell,  which  it  reported  had  been  taken  in 
Shanghai,  Tientsin,  and  other  parts  of  China  in  1959.  An  account 
of  her  trip  was  also  reported  in  a  Far  East  Reporter  pamphlet  entitled 
Neiu  People  in  Neio  China.  In  a  review  of  this  pamphlet,  the  Com- 
munist monthly  magazine,  Neio  World  Review^  of  April  1960  stated : 

Maud  Russell  makes  you  share  the  pleasure  and  excitement 
of  her  return  to  China  last  year  for  a  visit  of  three  months. 
***** 

It  was  a  profoundly  stirring  China  she  saw  in  her  lengthy 
travels  throughout  the  country,  and  she  describes  vividly 
many  revealing  aspects  of  the  dynamic  life  she  observed. 

A^Hien  the  committee  asked  Miss  Russell  if  she  had  visited  Com- 
munist China  in  1959,  she  invoked  the  fifth  amendment  i>rivilege 
against  self-incrimination.  She  invoked  the  same  privilege  when 
asked  whether  she  had  made  any  prearrangements  with  Communists 
in  the  United  States  or  abroad  for  her  entry  into  Communist  China ; 
whether  she  had  met  any  high-ranking  Chinese  Communist  officials ; 
whether  she  was  a  guest  of  the  Chinese  Government ;  and  whether  she 
had  conferred  with  any  officials  of  that  Communist  government  and 
agreed  to  serve  as  a  propagandist  for  Red  China  in  the  United  States. 

^^^len  asked  from  whom  she  had  obtained  the  slides  of  life  in  Com- 
munist China,  which  she  had  displayed  during  a  recent  talk  in  Balti- 
more, Md.,  Miss  Russell  invoked  the  fifth  amendment,  but  specifically 
denied  obtaining  them  from  Edwin  S.  Smith,  who  is  registered  under 
the  Foreign  Agents  Registration  Act  as  the  U.S.  agent  of  the  China 
Photo  Service  of  Peking,  China,  an  agency  of  the  Red  Chinese  Gov- 


TJN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  29 

ernment.    She  declared  that  she  has  never  registered  as  an  agent  of 
Red  China  and  was  not  acting  for  a  "foreign  principal." 

Although  Maud  Russell  has  for  years  paraded  as  an  authority  on 
China,  has  been  billed  as  a  "noted  speaker  on  the  Far  East,''  and  told 
the  committee  that  Red  China  should  have  nuclear  weapons,  she 
repeatedly  refused  to  answer  committee  questions  concerning  the 
Soviet-Red  Chinese  dispute  regarding  basic  Communist  policy  toward 
the  United  States  and  the  rest  of  the  free  world.  (The  Communist 
Party,  U.S.A.,  is  backing  the  Soviet  Commmiist  Party  in  its  widely 
publicized  arguments  with  the  Chinese  party  over  methods  which 
should  be  employed  by  the  international  Commimist  movement  in 
pursuit  of  a  world  Communist  empire.  The  Chinese  Communists, 
who  are  urging  more  militant  and  revolutionary  tactics  by  the  world's 
Communists,  have  been  accused  by  Soviet  Commmiists  of  lacking 
faith  in  any  victory  for  communism  without  armed  struggle  and  of 
ignoring  the  consequences  of  modern  war  and  the  use  of  nuclear 
weapons.) 

Miss  Russell  invoked  the  fifth  amendment  in  response  to  one  ques- 
tion regarding  these  basic  Communist  policies  which  involve  the 
security  and  possibly  the  very  survival  of  the  United  States.  In  re- 
sponse'to  others,  she  said  she  did  not  want  to  get  into  a  discussion 
of  this  "theoretical  thing  *  *  *  this  is  a  whole  new  field  of  rela- 
tionships between  the  Communist  parties,  and  I  don't  want  to  get 
into  that  question."  She  stated  that  she  had  been  studying  the  Sino- 
Soviet  differences,  but  did  not  have  full  knowledge  and  understanding 
of  the  subject. 

'TJNITED  FRONT"  TECHNIQUE  OF  THE  SOUTHERN  CALIFORNIA 
DISTRICT  OF  THE  COMMUNIST  PARTY 

One  of  the  major  subjects  which  concerned  the  conmiittee  during 
4  dnjs  of  executive  hearings  in  Los  Angeles,  Calif.,  in  April  1962 
was  the  changes  that  had  taken  place  in  the  organization,  strategy,  and 
leadership  of  the  Southern  California  District  of  the  Communist 
Party  since  the  last  committee  hearings  in  Los  Angeles,  held  in  Feb- 
ruary 1959. 

Several  reorganizations  of  the  party  apparatus — the  latest  of  which 
was  designed  to  provide  more  effective  concealment  of  Communist 
Party  oj)erators — were  explored  during  the  committee's  interroga- 
tion of  various  local  party  functionaries.  The  committee  also  pro- 
duced an  array  of  exhibits  at  the  hearings.  Most  of  them  were  party 
documents,  circulated  at  party  conventions  and  similar  secret  con- 
claves, which  spelled  out  current  Comunist  Party  strategies  in  minute 
detail. 

The  testimony  of  29  witnesses  who  were  interrograted  during  these 
executive  hearings  on  various  aspects  of  party  activity  in  the  Southern 
California  District  was  printed  and  released  on  July  31,  1963,  under 
the  title  "  'United  Front'  Technique  of  the  Southern  California  Dis- 
trict of  the  Communist  Party."  The  testimony  was  accompanied  by  a 
committee  report  bearing  the  same  title.  The  report  summarized  the 
results  of  the  committee's  staff  investigations  which  led  to  the  hear- 
ings.2 


2  Spp  pp    93_9(5  of  this  rpport  for  details  of  the  Report  on  "United  Front"  Technique 
of  the  Southern  California  District  of  the  Communist  Party. 


30  UN-A]N'IERICA]Sr    ACTIVITIES    ANNUAL    REPORT 

VIOLATIONS  OF  STATE  DEPARTMENT  TRAVEL  REGULATIONS  AND 
PRO-CASTRO  PROPAGANDA  ACTIVITIES  IN  THE  UNITED  STATES- 
PARTS  1-4 

On  January  3,  1961,  the  United  States  severed  diplomatic  and 
consular  relations  with  Cuba.  The  immediate  but  not  the  sole  cause 
of  this  action  was  Castro's  demand  that  the  United  States  reduce  its 
embassy  and  consulate  personnel  in  Havana  to  11  persons.  Referring 
to  this  demand  in  his  announcement  of  the  break  in  relations,  Presi- 
dent Eisenhower  stated : 

This  miusual  action  *  *  *  can  have  no  other  purpose  than 
to  render  impossible  the  conduct  of  normal  diplomatic  re- 
lations with  that  Government. 

***** 
This  calculated  action  on  the  part  of  the  Castro  Govern- 
ment is  only  the  latest  of  a  long  series  of  harassments,  baseless 
accusations,  and  vilification.  There  is  a  limit  to  what  the 
United  States  in  self-respect  can  endure.  That  limit  has  now 
been  reached.     *  *  * 

On  January  16,  1961,  the  Department  of  State  barred  U.S.  citizens 
from  traveling  to  Cuba  unless  they  had  passports  specifically  endorsed 
for  such  travel  by  the  Department.  Some  months  later,  it  came  to  the 
attention  of  the  Committee  on  Un-American  Activities  that  American 
citizens  with  Communist  Party  and  pro-Communist  backgrounds  were 
secretly  traveling  to  Cuba— usually  via  Mexico— in  violation  of  this 
ban.  An  investigation  was  initiated  which  led  to  the  holding  of  10 
days  of  public  hearings  in  1963.  These  hearings  were  held  in  Wash- 
ington, D.C.,  on  May  6,  7,  and  23,  August  5,  September  12  and  13, 
October  16,  and  November  18,  1963,  and  in  Los  Angeles,  Calif.,  on 
July  1  and  2,  1963.     A  total  of  42  witnesses  testified  in  these  hearings. 

The  legislative  purposes  of  the  hearings  were  to  determine  the 
need  (1)  for  tightening  laws  regulating  foreign  travel  of  U.S.  citi- 
zens and  (2)  for  broadening  the  definition  of  persons  required  to 
register  with  the  Attorney  General  under  the  Foreign  Agents  Regis- 
tration Act  of  1938. 

Mat  6  Hearing 

On  May  6, 1963,  a  subcommittee  of  the  Committee  on  Un-American 
Activities  held  the  first  in  a  series  of  hearings  on  the  subjects  of  viola- 
tions of  State  Department  travel  regulations  and  pro-Castro  propa- 
ganda activities  in  the  United  States. 

The  subcommittee  w^as  composed  of  Representatives  Edwin  E.  Wil- 
lis (chairman),  William  M.  Tuck,  and  August  E.  Johansen.  Also  in 
attendance  at  the  hearings  at  various  times  were  Representatives  Joe 
R.  Pool,  Donald  C.  Bruce,  Henry  C.  Schadeberg,  and  John  M. 
Ashbrook. 

Following  is  the  text  of  the  opening  statement  read  by  Mr.  Willis, 
the  subcommittee  chairman : 

The  subcommittee  is  convened  to  conduct  hearings  upon  the 
subjects  of  inquiry  and  for  the  legislative  purposes  set  forth 
in  the  committee  resolution  adopted  April  24,  1963.  I  offer 
this  resolution  for  the  record.     It  reads  as  follows : 

"BE  IT  RESOLVED,  that  hearings  by  the  Committee  on 
Un-American  Activities  or  a  subcommittee  thereof,  be  held 


UN"- AMERICAN   ACTIVITIES    ANNUAL    REPORT  31 

in  Washington,  D.C.,  or  at  sucli  other  place  or  places  as  the 
Chairman  may  determine,  on  such  date  or  dates  as  the  Chair- 
man may  designate,  relating  to  (a)  Communist  propaganda 
activities  in  the  United  States  conducted  in  support  of  the 
Communist  regime  in  Cuba,  or  for  the  purpose  of  advancing 
the  policies  and  objectives  of  the  world  Communist  movement 
in  Latin  America  generally,  (b)  the  activities  of  United  States 
citizens  acting  on  behalf  of,  or  in  the  interest  of,  foreign  Com- 
munist principals,  and  (c)  foreign  travel  undertaken  by 
United  States  citizens  in  connection  with  such  activities  and 
in  violation  of  State  Department  travel  regulations,  for  the 
following  legislative  purposes : 

"1.  To  provide  factual  information  to  aid  Congress  in  the 
disposition  of  presently  pending  legislation  (including,  but 
not  limited  to  Sections  709  and  712  of  H.K.  958),  or  in  the 
proposal  of  remedial  legislation,  in  fulfillment  of  the  direc- 
tions contained  in  the  mandate  to  the  Committee  by  House 
Resolution  5  of  January  9,  1963,  and  Public  Law  601  of  the 
79th  Congress. 

"2.  The  execution,  by  the  administrative  agencies  con- 
cerned, of  the  Foreign  Agents  Registration  Act  of  1938,  travel 
control  laws  (particularly  Title  8  U.S.C.  1185),  and  regula- 
tions issued  pursuant  thereto,  to  assist  the  House  in  apprais- 
ing the  administration  of  such  laws  and  regulations. 

"3.  Consideration  of  the  advisability  of  amending  Title  22 
U.S.C.  611,  by  extending  the  definition  of  the  terms  'foreign 
principal'  and  'agent  of  a  foreign  principal'  so  as  to  re- 
move any  doubt  as  to  the  true  test  of  the  agency  relationship 
or  its  application  to  activities  within  the  intent  of  Congress 
as  expressed  in  the  Act, 

"BE  IT  FURTHER  RESOLVED,  that  the  hearings  may 
include  any  other  matter  within  the  jurisdiction  of  the  Com- 
mittee which  it,  or  any  subcommittee  thereof,  appointed  to 
conduct  these  hearings,  may  designate." 

On  December  16,  1950,  over  12  years  ago,  the  President  of 
the  United  States  proclaimed  the  existence  of  a  national 
emergency  (64  Stat.  A454).  Declaring  that  "recent  events 
in  Korea  and  elsewhere  constitute  a  grave  threat  to  the  peace 
of  the  world,"  that  "world  conquest  by  Commmiist  imperi- 
alism is  the  goal  of  the  forces  of  aggression  that  have  been 
loosed  upon  the  world,"  and  reminding  the  people  of  the 
United  States  that  "if  the  goal  of  Communist  imperialism 
were  to  be  achieved,  the  people  of  this  countrj^  would  no 
longer  enjoy  the  full,  rich  life  they  have  with  God's  help 
built  for  themselves  and  their  children,"  President  Truman 
summoned  "all  citizens  to  make  united  effort  for  the  security 
and  well-being  of  our  beloved  country  and  to  place  its  needs 
foremost  in  thought  and  action  that  the  full  moral  and  ma- 
terial strength  of  the  Nation  may  be  readied  for  the  dangers 
w^hich  threaten  us." 

The  President  then  declared : 

"I  summon  all  citizens  to  be  loyal  to  the  principles  upon 
which  our  Nation  is  founded,  to  keep  faith  with  our  friends 


32  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

and  allies,  and  to  be  firm  in  our  devotion  to  the  peaceful  pur- 
poses for  which  the  United  Nations  was  founded." 

This  proclamation  has  not  been  altered  or  repealed  by  suc- 
ceeding Presidents.  We  need  not  be  reminded  that  this  emer- 
gency continues  and  the  peril  has  grown  in  urgency. 

Primarily  because  of  U.S.  military  action — and  at  a  cost  of 
150,000  U.S.  casualties — the  forces  of  world  communism  did 
not  succeed  in  conquering  South  Korea.  But  by  one  means  or 
another  since  that  time,  they  have  gained  control  of  North 
Vietnam ;  have  become  a  coequal  element  with  neutralists  and 
anti-Communists  in  the  government  of  Laos ;  seized  Tibet  and, 
with  genocidal  intent,  suppressed  resistance  to  their  totali- 
tarian rule  there;  and  have  also  invaded  India  and  occupied 
part  of  its  territory.  Today,  they  are  carrying  on  open  war- 
fare in  South  Vietnam  to  topple  the  government  of  that  coun- 
try and  have  launched  a  civil  war  in  Laos.  Communist  influ- 
ence in  Africa  and  Latin  America  has  been  extended,  and 
some  2  years  ago  a  Communist  regime  was  established  not  in 
some  far-off  continent  but  in  Cuba,  90  miles  from  our  shores. 

Last  Monday,  Castro,  the  Cuban  Communist  dictator,  was 
lavishly  hailed  and  welcomed  in  Moscow  and,  in  the  words  of 
Khrushchev,  described  as  the  "envoy"  of  the  first  Communist 
revolution  on  the  American  continent,  a  "beacon"  to  all  Latin 
America.  In  response,  Castro  affectionately  attributed  to  the 
Soviet  Union  the  continuing  success  of  his  movement. 

The  Communist-led  rebellion  against  the  Batista  govern- 
ment initially  gained  acceptance  here  disguised  as  a  "liberal" 
revolution.  Well-intentioned  people,  both  here  and  in  Cuba, 
were  led  to  support  it.  Consequently,  Castro  successfully 
seized  power  in  January  1959.  The  tiiie  character  of  this 
revolution  quickly  appeared  in  numerous  acts  of  hostility 
committed  against  the  United  States  and  other  non-Com- 
munist governments  of  Latin  America.  On  January  3,  1961, 
the  United  States  withdrew  recognition  of  Castro's  regime. 
Any  doubt  as  to  the  course  upon  which  Cuba  was  embarked 
was  finally  dispelled  in  December  1962  by  Castro's  frank 
admission  of  his  allegiance  to  the  Communist  cause.  He  said, 
"I  am  a  Marxist-Leninist  and  will  be  one  until  the  day  I  die.'' 

Under  the  protection  and  assistance  of  the  Soviet  Union, 
Castro's  future  was  indefinitely  secured.  The  efforts  of  the 
Communist  Party  of  Cuba  and  its  American  comrades  are 
synchronized  through  the  jMoscow  leadership  of  the  world 
Communist  movement.  To  assist  in  maintaining  this  Latin 
American  spearhead  in  the  Western  Hemisphere,  the  Com- 
munist Party,  U.S.A.,  at  its  last  national  convention  held  in 
New  York  City  in  December  1959,  adopted  as  a  main  political 
resolution  its  "Hands  Off  Cuba"  policy  and  called  for  an  end 
to  all  "interference"  in  the  affairs  of  Latin  American  coun- 
tries. In  other  words,  the  basic  Communist  propaganda  and 
agitation  effort,  enjoined  as  a  directive  upon  American  Com- 
munists, was  to  assure  the  continued  existence  of  a  Com- 
munist Cuba. 

It  is  now  apparent  that  Cuba  was  established  as  an  advance 
Communist  base  in  this  hemisphere,  intended  to  supply  the 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  33 

inspiration,  propaganda,  training,  communications,  and  tech- 
nical assistance  to  revolutionary  groups  in  the  whole  of  Latin 
America  and — more  ominously — to  provide  an  outpost  for 
the  Soviet  Union,  from  which  it  may  more  conveniently  and 
effectively  direct  its  activities  against  the  United  States. 

As  pointed  out  by  Central  Intelligence  Agency  Director 
John  McCone  in  his  appearance  before  the  House  Committee 
on  Foreign  Affairs  February  19th  last: 

"The  Cuban  effort  at  present  is  far  more  serious  than  the 
hastily  organized  and  ill-conceived  raids  that  the  bearded  vet- 
erans of  the  Sierra  Maestra  led  into  such  Central  American 
countries  as  Panama,  Haiti,  Nicaragua,  and  the  Dominican 
Republic  during  the  first  eight  or  nine  months  Castro  was  in 
power. 

"Today,  the  Cuban  effort  is  far  more  sophisticated,  more 
covert,  and  more  deadly.  In  its  professional  tradecraft,  it 
shows  guidance  and  training  by  experienced  Communist  ad- 
visers from  the  Soviet  bloc,  including  veteran  Spanish  Com- 
munists." 

Mr.  McCone  further  stated  that  approximately  1,500  per- 
sons went  to  Cuba  during  the  year  19G2  from  other  Latin 
American  countries  to  receive  ideological  indoctrination  and 
guerrilla  warfare  training.  He  pointed  out  that  some  courses 
offered  last  as  long  as  a  year  and  include  intensive  training 
in  sabotage,  espionage,  and  psychological  warfare  and  that 
these  "visitors"  to  Cuba  serve  also  as  couriers  for  Soviet 
communications  and  the  financing  of  the  Communist  effort  in 
various  countries. 

This  liaison  with  Cuba,  however,  is  not  merely  conducted 
by  Communist  Party  members  and  others  of  the  Latin  Amer- 
ican countries.  Despite  the  presently  existing  ban  on  travel 
to  Cuba,  despite  the  proclamation  of  national  emergency  sum- 
moning all  citizens  of  the  United  States  to  be  loyal  to  the 
principles  upon  which  our  Nation  is  founded,  a  substantial 
number  of  U.S.  citizens  continue  to  conduct  a  liaison  with 
Cuba  on  belialf  of  promoting  the  Communist  Cuban  regime. 

To  control  this  traffic  between  the  United  States  and  Cuba, 
the  Department  of  State  announced  on  January  16,  1961,  a 
modification  of  the  travel  control  regulations,  prohibiting 
travel  to  Cuba  by  any  citizen  of  the  United  States,  or  any  per- 
son owing  allegiance  to  the  United  States,  unless  he  bears  a 
passport  validated  by  the  Secretary  of  State  for  travel  to 
Cuba  (22  CFR  Pt.  53.3,  as  amended) .  These  regulations  are 
based  upon  the  security  provisions  of  the  Immigration  and 
Nationality  Act  of  1952,  regulating  travel  of  citizens  and 
aliens  during  war  or  national  emergency,  and  empowering  the 
President  to  impose  restrictions  and  prohibitions,  in  addition 
to  those  provided  bv  the  applicable  section  of  the  Act  (8 
U.S.C.  1185)._  ^ 

The  regulations  now  proclaimed  by  the  President  require 
no  passport  for  travel  in  the  areas  of  North,  Central,  or  South 
America,  Avith  the  exception  of  Cuba.  However,  although 
travel  to  North,  Central,  or  South  America  (excluding  Cuba) 


34  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

generally  requires  no  passport,  this  does  not  apply  to  U.S. 
citizens  who  travel  to  Cuba  via  countries  of  this  hemisphere 
or  any  country  for  which  a  passport  is  required. 

It  is  interesting  to  note  that  the  Special  Consultative  Com- 
mittee on  Security  of  the  Organization  of  American  States,  on 
February  20,  1963,  offered  an  advisory  document  recommend- 
ing to  member  states  a  general  prohibition  of  travel  to  Cuba 
except  for  those  who  have  valid  rea^sons,  such  as  those  of  a 
humanitarian  nature,  and  to  require  a  travel  document  for 
e  rery  person  who  crosses  an  international  border. 

Despite  the  general  ban  on  travel  to  Cuba  unless  a  vali- 
dated passport  is  obtained  for  such  travel,  Chairman  Walter 
recently  pointed  out  in  a  committee  press  release  that  the 
committee's  investigation  has  determined  that  some  100 
American  citizens  have  traveled  to  Cuba  in  violation  of  these 
regulations.  Committee  investigations  initiated  in  July  of 
1962  disclose  that  travel  to  Cuba  and  other  Communist  coun- 
tries_  by  United  States  citizens,  both  authorized  and  unau- 
thorized, appeared  to  create  a  serious  security  problem, 
suggesting  deficiencies  in  the  law  or  its  achninistration,  in 
relation  to  travel  control  laws  and  regulations,  and  also  with 
regard  to  the  Foreign  Agents  Eegistration  Act  of  1938. 
Propaganda  and  other  assistance  was  clearly  being  rendered 
to  the  Communist  cause  in  Cuba  and  throughout  Latin  Amer- 
ica by  United  States  citizens. 

On  January  9,  1963,  the  chairman  of  this  committee  intro- 
duced H.R.  958,  which  was  referred  to  the  Committee  on 
Un-i\jnerican  Activities.  Sections  709  and  712  of  H.R.  958, 
dealing  with  passport  security  and  travel  control  and  restric- 
tions on  the  issuance  and  use  of  passports,  are  directed  par- 
ticularly toward  the  travel  of  persons  associated  with 
subversive  organizations  and  with  subversive  objectives  or 
aims.  This  problem  has  for  some  time  occupied  the  atten- 
tion of  this  cormnittee,  and  hearings  from  time  to  time  have 
been  conducted  in  relation  to  it  in  an  attempt  to  provide 
factual  information  as  a  basis  for  solution  to  these  grave 
problems. 

Other  bills  have  been  introduced  in  the  House  in  an  effort 
to  resolve  these  difficulties,  including  H.R.  5320  introduced 
by  Mr.  Cramer  and  H.R.  5683  introduced  by  Mr.  Walter, 
which  are  broader  in  application  and  have  been  referred  to 
the  Committee  on  the  Judiciary.  Pursuant  to  its  mandate  of 
Congressto  conduct  investigations  that  will  aid  the  Congress 
in  disposition  of  necessary  remedial  legislation,  it  is  believed 
that  the  present  investigation  of  the  Committee  on  Un- 
Arnerican  Activities,  relating  to  Communist  propaganda 
activities,  will  be  helpful  in  the  disposition  of  these  bills. 
Moreover,  hearings  fixed  by  the  present  resolution  of  the 
committee  will  also  assist  the  Congress  in  obtaining  additional 
information  with  respect  to  other  bills  referred  1:o  the  com- 
mittee, including  but  not  limited  to,  H.R.  475,  a  proposed 
amendment  to  the  Internal  Security  Act  of  1950,  which  pro- 
vides penalties  for  becoming  or  remaining  a  member  of  Com- 
munist-action organizations. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  35 

TESTIMONY   OF   FRED   JEROME 

The  first  witness  before  the  subcommittee  on  May  6  was  Fred 
Jerome,  24,  an  unemployed  writer  of  New  York  City  and  the  son  of 
V.  J.  Jerome,  a  long-time  Communist  Party  official.  Fred  Jerome 
testified  that  he  had  made  trips  to  Cuba  in  February,  October,  and 
December  of  1960.  He  was  in  Cuba  when  the  United  States  severed 
diplomatic  relations  with  that  country  on  January  3,  1961,  and,  ac- 
cording to  his  testimony,  remained  in  Cuba  until  approximately  April 
11,1961. 

Mr.  Jerome  said  he  had  not  been  aware  that  after  January  16, 
1961,  the  State  Department  required  a  passport  or  entrance  permit 
for  persons  returning  to  the  United  States  from  Cuba.  He  testified 
that  after  the  severance  of  diplomatic  relations  he  did  not  register 
with  the  Swiss  Embassy,  which  has  served  U.S.  interests  in  Cuba 
since  that  time.  Neither,  he  said,  did  he  make  application  at  the 
Swiss  Embassy  in  Havana  for  a  passport  or  entrance  permit  before 
returning  to  the  United  States  in  April  1961. 

With  regard  to  his  most  recent  trip  to  Cuba  in  December  1960,  Mr. 
Jerome  testified  that  he  had  not  made  the  journey  on  the  advice  or  at 
the  request  of  any  Communist  functionary.  He  told  the  subcommit- 
tee he  had  paid  his  own  fare  and  made  his  own  travel  arrangements 
for  the  trip. 

Mr.  Jerome  refused,  however,  on  various  grounds,  including  the 
fifth  amendment,  to  say  whether  he  was  on  the  payroll  of  the  Com- 
munist Party  at  the  time  he  went  to  Cuba  in  December  1960  and 
whether  he  had  received  any  information,  matter,  or  thing  in  Cuba 
which  he  was  requested  to  impart  or  deliver  in  the  U.S.  to  persons 
known  to  him  to  be  members  of  the  Communist  Party. 

The  witness  denied  that  he  had  visited  Cuba  for  the  purpose  of 
acquiring  information  or  material  with  which  to  serve  more  effec- 
tively in  the  United  States  as  a  propagandist  for  the  Communist 
regime  of  Fidel  Castro.  He  declined,  however,  to  state  the  reason  why 
he  had  visited  Cuba. 

In  response  to  a  question  by  the  conmiittee  counsel,  Mr.  Jerome 
said  he  had  not  registered,  or  made  application  for  registration,  with 
the  Attorney  General  under  the  Foreign  Agents  Registration  Act  of 
1938. 

The  witness  refused,  on  his  previously  stated  grounds,  to  say 
whether  at  the  age  of  14  he  had  been  a  member  of  the  Labor  Youth 
League  which,  on  February  15, 1955,  the  Subversive  Activities  Control 
Board  had  found  to  be  a  Communist-front  organization.  He  also 
refused  to  acknowledge  that,  for  a  period  of  time  prior  to  1958,  he  had 
contributed  articles  on  youth  activities  to  the  Communist  Daily  Work- 
er newspaper  and  declined  to  say  if  he  had  been  under  the  discipline 
of  the  Communist  Party  at  the  time. 

On  his  previously  stated  grounds,  Mr,  Jerome  declined  to  say 
whether  he  had  attended  the  Communist-controlled  Fifth  World 
Youth  Festival  at  Warsaw,  Poland,  July  31  to  August  14,  1955.  He 
admitted  he  had  been  issued  a  U.S.  passport  on  June  13, 1955,  and  that 
on  the  application  for  the  passport  he  had  listed  only  England  and 
France  as  countries  he  intended  to  visit  and  had  stated  his  travel  wa;S 
for  sightseeing  purposes.  He  acknowledged  that  the  passport  Le 
received  contained  a  prohibition  against  travel  to  Communist  Poland. 

36-584—64 4 


36  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

He  denied  that  the  prmcipal  purpose  for  which  he  had  applied  for 
the  passport  was  to  attend  the  Fifth  World  Youth  Festival.  He  in- 
voked the  fifth  amendment  and  other  reasons,  however,  in  declining 
to  say  whether  he  had  used  an  alias  at  that  Youth  Festival. 

Mr.  Jerome  declined  to  affirm  or  deny  committee  information  that 
in  1957,  under  the  alias  of  "Walter  Hirsch,"  he  had  served  as  the 
East  Coast  recruiting  agent  for  the  U.S.  Youth  Festival  Committee 
for  the  Sixth  World  Youth  Festival  held  in  Moscow  from  July  28  to 
August  11,  1957.  He  also  refused,  on  the  grounds  of  the  fifth  amend- 
ment and  other  reasons,  to  admit  that  in  1957,  in  the  capacity  of 
recruiter  for  the  U.S.  Youth  Festival  Committee,  he  had  applied  for  a 
post  office  box  under  the  name  of  "Walter  Hirsch''  and  that  the  names 
of  Fred  Jerome  and  Jacob  Rosen  had  been  listed  on  the  application  for 
the  box  as  references  for  "Walter  Hirsch." 

The  witness  declined  to  answer  when  asked  if  he  knew  Jacob  Rosen ; 
if  he  had  attended  City  College  of  New  York  with  Rosen ;  if  he  knew 
Jacob  Rosen  to  be  a  Communist  Party  member;  if  he  knew  Rosen  had 
been  so  identified  before  this  committee  on  February  3,  1960 ;  and  if 
he  knew  Rosen  had  invoked  the  fifth  amendment  when  asked  by  the 
committee  on  the  same  day  whether  he  belonged  to  the  Communist 
Party. 

Mr.  Jerome  admitted  that  on  January  23,  1957,  he  again  had  ap- 
plied for  a  U.S.  passport,  but  he  refused  to  say  if  he  had  done  so  for 
the  purpose  of  attending  the  Sixth  World  Youth  Festival  in  Moscow. 
He  admitted  that  the  application  in  cpestion  was  denied  by  the  State 
Departn:ent. 

He  also  refused,  on  his  previously  stated  grounds,  to  say  whether 
at  the  time  of  his  testimony  on  May  6,  1963,  he  was  a  member  of  the 
Communist  Pta'ty. 

TESTIMOX^Y   OF   ELIZABETH    SUTHERLAND    (MARTINEZ) 

The  second  witness  on  May  6  was  Elizabeth  Sutherland  Martinez, 
a  swiior  editor  for  the  Simon  and  Schuster  publishing  house  in  New 
York  City,  who  used  the  name  "Elizabeth  Sutherland"  for  profes- 
sional purposes.  She  is  a  native  of  Washington,  D.C.,  and  a  1946 
graduate  of  Swarthmore  College. 

Miss  Sutherland  testified  that  in  the  spring  or  summer  of  1961  she 
applied  for  a  U.S.  passport  under  the  name  of  Elizabeth  Sutherland 
]\Iartinez,  the  name  appearing  on  her  birth  certificate.  She  ob- 
tained a  passport  validated  for  one  round  trip  to  Cuba  to  begin  Aug- 
ust 10,  1961,  and  to  end  not  later  than  September  10,  1961.  She  actu- 
ally departed  by  air  from  Miami  to  Cuba  about  the  middle  of  August 
1961,  she  told  the  subcommittee. 

Miss  Sutherland  testified  that  the  purpose  of  the  trip,  as  she  had 
informed  the  State  Department,  was  to  obtain  material  to  write  an 
article  on  new  Cuban  films  for  the  magazine  Fihn  Quarterly^  spon- 
sored by  the  University  of  California. 

While  in  Cuba,  Miss  Sutherland  said,  she  visited  the  Cuban  Writers 
and  Artists  Congress,  held  in  Havana  August  18-23,  1961,  as  an  un- 
official observer  "probably  each  of  the  days."  She  said  she  saw  less  than 
half  a  dozen  other  Americans  in  attendance  at  the  congress.  She 
"declined,"  without  citing  any  legal  reason  for  doing  so,  to  identify 
the  "few"  Americans  she  said  she  had  seen  at  the  congress. 


UN-AMERia\N    ACTIVITIES    ANNUAL    REPORT  37 

The  witness  was  asked  if  while  in  Cuba  she  had  seen  a  number  of 
Americans  whose  names  she  was  given  by  the  committee  counsel. 
She  denied  having  seen  some  of  them  and  claimed  not  to  have  known 
others.  The  only  American  she  admitted  having  seen  in  Cuba  was 
Leroy  McLucas,  a  free-lance  photographer  who,  according  to  the 
witness,  '"was  there  legally." 

Miss  Sutherland  admitted  tliat  part  of  the  expenses  of  her  stay  in 
Cuba  had  been  absorbed  by  the  Cuban  Government.  She  said  that 
when  she  attempted  to  pay  for  the  meals  and  lodging  she  had  re- 
ceived at  Havana  Libre  Hotel,  she  was  informed  there  would  be 
no  charge  for  them. 

She  denied  having  had  prior  knowledge  that  her  meals  and  lodging 
would  be  free  at  the  Havana  Libre.  She  further  denied  her  priv- 
ileged treatment  had  led  to  an  understanding  that  upon  her  return 
to  the  United  States  she  would  disseminate  propaganda  favorable  to 
the  Castro  regime. 

Miss  Sutherland  testified  she  had  not  registered  with  the  Attorney 
General  as  a  foreign  agent  as  defined  by  the  Foreign  Agents  Registra- 
tion Act  of  1938  because,  she  said,  she  was  neither  a  foreign  agent  nor 
a  lobbyist.  Although  uncertain  of  the  exact  date,  she  nevertheless 
acknowledged  that  sometime  during  the  winter  of  1961  she  had  de- 
livered a  report  on  "Cuba's  Congress  of  Writers  &  Artists"  at  Adelphi 
Hall  in  New  York  City  at  a  meeting  and  panel  discussion  sponsored 
by  the  Fair  Play  for  Cuba  Committee.  The  meeting  was  held,  ac- 
cording to  announcements,  on  December  4, 1961,  nearly  3  months  after 
her  return  to  the  United  States.  The  event  was  advertised  by  the 
FFCC  in  the  Communist  Worker  of  November  28.  1961,  and  the  pro- 
Communist  National  Guardian  of  December  4,  1961. 

The  witness  admitted  having  spoken  on  the  above  occasion  at  the 
request  of  the  chairman  of  the  FFCC.  She  testified  she  had  been  a 
member  of  the  Fair  Play  for  Cuba  Committee  in  1961  and  1962  and 
severed  relations  with  it  only  because  she  had  neglected  to  pay  her 
dues.  Miss  Sutherland  acknowledged  having  made  other  speeches 
for  the  FFCC. 

The  subcommittee  questioned  Miss  Sutherland  at  length  about  her 
association  with  photographer  Leroy  McLucas,  the  one  American  she 
admitted  by  name  as  having  seen  in  Cuba  during  her  visit  there. 

Miss  Sutherland  told  the  subcommittee  that  she  had  first  met  Mr. 
McLucas  socially  in  about  the  middle  of  1960.  She  later  saw  some 
of  his  photographs  and  was  favorably  impressed  by  them. 

The  witness  said  it  had  been  her  idea  for  Mr.  McLucas  to  go  to 
Cuba  and  make  photographs  for  a  pictorial  book  Miss  Sutherland 
had  in  mind  for  possible  publication.  Mr.  McLucas  did  not  have  a 
formal  contract  with  Simon  and  Schuster  for  the  photography  proj- 
ect in  Cuba,  she  testified;  it  had  been  an  informal  arrangement  be- 
tween Mr.  McLucas  and  her,  under  which  he  was  to  pay  his  own 
expenses  for  the  trip. 

Committee  counsel  introduced  evidence  that  on  July  13,  1961, 
Mr.  McLucas  both  filed  for  and  received  a  U.S.  passport  from 
the  New  York  Passport  Office  of  the  State  Department.  On  his 
application  for  this  passport,  Mr.  McLucas  indicated  that  England 
was  the  only  country  he  intended  to  visit  and  that  he  expected  to  de- 
part from  New  York  on  his  trip  about  July  20, 1961. 


38  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

Miss  Sutherland  told  the  subcommittee  she  could  not  recall  the 
precise  date  on  which  she  learned  that  ]\Ir.  McLucas  had  received 
a  passport.  She  denied,  however,  having  known  that  he  both  ap- 
plied for  and  received  it  on  the  same  date  and  that  he  had  stated  on 
his  application  that  England  was  his  only  destination. 

Nevertheless,  Miss  Sutherland  admitted  that  on  July  14,  1961,  on 
Simon  and  Schuster  stationery,  she  had  written  a  letter  "To  AA^iom 
It  May  Concern,-'  in  which  she  stated  that  Mr.  McLucas  had  been 
given  a  photographic  assigmnent  in  Cuba. 

Further  evidence  introduced  by  the  subcommittee  showed  that  on 
the  same  date,  July  14,  1961,  Mr.  McLucas  enclosed  the  "To  Whom 
It  May  Concern"  letter  written  by  Miss  Sutherland  with  one  he 
forwarded  to  the  New  York  Passport  Office  of  the  State  Department, 
in  which  he  asked  that  his  passport  be  validated  for  travel  to  Cuba 
on  July  21,  1961.  Miss  Sutherland  said  she  recalled  that  on  July  21, 
1961,  the  New  York  Passport  Office  rejected  Mr.  McLucas'  request 
for  permission  to  travel  to  Cuba,  but  on  July  24,  1961,  the  State  De- 
partment in  Washington  reversed  the  action  of  its  New  York  office 
and  validated  Mr.  McLucas'  passport  for  visitation  to  Cuba  until  De- 
cember 31, 1961.  Miss  Sutherland  testified  that  her  "To  Whom  It  May 
Concern"  letter  had  been  responsible  for  the  validation  of  Mr.  Mc- 
Lucas's  passport  for  travel  to  Cuba. 

Information  obtained  by  the  committee  indicated  that  although  Mr. 
McLucas  had  initially  asked  permission  to  travel  to  Cuba  on  July  21, 
1961,  he  did  not  actually  arrive  there  until  September  3,  1961.  Miss 
Sutherland  said  she  could  provide  no  reason  why  Mr.  McLucas  had 
delayed  his  trip. 

The  photographer  remained  in  Cuba  beyond  the  December  31, 1961, 
expiration  date  of  his  State  Department-approved  visit.  On  January 
4,  1962,  he  sent  a  letter  from  the  Hotel  Presidente  in  Havana  to  the 
State  Department  in  Washington,  requesting  an  extension  of  his  stay 
in  Cuba  for  3  or  4  months  to  complete  his  photographic  activities. 

The  committee  learned  further  that  approximately  1  month  later, 
on  February  5,  1962,  Mr.  McLucas  formally  applied  for  a  validation 
extension  through  the  Swiss  Embassy  in  Cuba,  which  was  handling 
U.S.  affairs  there.  The  Swiss  official  Avho  received  Mr.  McLucas' 
application  was  concerned  about  the  American's  strong  political  con- 
victions, which  were  not  only  favorable  to  the  Castro  Cuban  Govern- 
ment but  hostile  to  the  United  States,  his  own  country. 

The  Swiss  official  was  so  disturbed  by  Mr.  McLucas'  unusual  atti- 
tude that,  instead  of  issuing  a  new  passport,  as  he  could  have,  he 
forwarded  the  application  with  a  precautionary  note  about  the  ap- 
plicant's views  to  the  U.S.  Department  of  State  for  final  decision. 
Despite  the  Swiss  Embassy's  warning,  the  State  Department  approved 
Mr.  McLucas'  application  for  a  new  passport  and  so  notified  the  Swiss 
Embassy  in  Cuba  on  February  23,  1962.  On  March  30,  1962,  how- 
ever, the  Swiss  Embassy  informed  Washington  that  McLucas  had 
rejected  the  passport  and  indicated  he  no  longer  planned  to  return  to 
the  United  States. 

Nevertheless,  Mr.  McLucas  did  eventually  return  to  the  United 
States  and,  according  to  Miss  Sutherland,  about  a  year  after  he  had 
gone  to  Cuba,  brought  photographs  he  had  taken  in  Cuba  to  her 
New  York  office. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  39 

Miss  Sutherland  testified  that  in  the  fall  or  early  winter  of  1962 
she  had  attended  a  public  showing  by  Mr.  McLucas  of  a  movie  film 
he  had  made  in  Cuba.  The  event  took  place  in  a  building  in  New 
York  City,  Miss  Sutherland  said,  but  she  could  not  recall  its  ad- 
dress. She  also  acknowledged  having  seen  Mr.  McLucas  about  2 
months  prior  to  the  date  of  her  testimony  before  the  subcommittee. 

The  Committee  on  Un-American  Activities  was  unable  to  locate 
Mr.  McLucas  to  subpena  him  for  the  May  6  and  7  hearings. 

The  witness  was  questioned  about  her  associations  with  the  now 
defunct  Medical  Aid  to  Cuba  Committee,  which  had  been  the  subject 
of  hearings  by  the  Committee  on  Un-American  Activities  in  November 
1962  and  which  committee  counsel  said  the  record  showed  to  be  Com- 
munist controlled. 

Miss  Sutherland  acknowledged  that,  in  an  appeal  for  f mids  adver- 
tised in  the  New  York  Times  of  November  13,  1962,  by  the  Medical 
Aid  to  Cuba  Committee,  her  name  had  been  identified  as  the  person 
to  whom  checks  should  be  made  payable.  She  stated  she  had  not 
received  the  checks  herself,  because  they  had  been  sent  to  the  office 
address  of  MACC,  where  she  went  to  endorse  them. 

She  denied  having  participated  in  the  formation  of  the  MACC, 
but  testified  she  had  known  Melitta  del  Villar,  the  founder,  since 
the  summer  of  1962.  Miss  Sutherland  acknowledged  having  been 
acquainted  with  Sidney  J.  Gluck  and  Dr.  Louis  Miller,  MACC  leaders 
with  histories  of  Communist  activities,  but  denied  having  had  a  close 
working  relationship  with  them  in  that  organization.  She  also  denied 
having  known  about  the  Communist  backgrounds  of  Mr.  Gluck  and 
Dr.  Miller  at  the  time  she  became  a  sponsor  of  the  Medical  Aid  to 
Cuba  Committee.  She  said  she  had  become  affiliated  w^ith  the  MACC 
after  receiving  a  mimeographed  invitation  from  the  group  to  attend 
one  of  its  functions  and  after  meeting  and  being  favorably  impressed 
with  its  chairman,  Mrs.  del  Villar. 

In  the  course  of  her  testimony,  Miss  Sutherland  acknowledged 
that  she  had  been  a  signer  of  an  ad  which  appeared  in  the  pro- 
Communist  National  Guardian  on  July  16,  1962,  and  which  appealed 
to  Great  Britain  to  grant  asylum  to  the  late  Dr.  Robert  A.  Soblen, 
who  had  jumped  bail  and  fled  the  United  States  after  being  convicted 
of  spying  agamst  this  comitry. 

TESTIMONY   OF   CONRAD   J.   LTNN 

The  final  witness  heard  by  the  subcommittee  on  May  6,  1963,  was 
Conrad  J.  Lynn  of  Pomona,  N.Y.,  an  attorney  with  offices  in  New 
York  City.  Mr.  Lynn  is  a  member  of  the  National  Executive  Com- 
mittee of  the  Emergency  Civil  Liberties  Committee  and  defense  coun- 
sel for  Robert  F.  Williams,  an  NAACP  leader  who  fled  to  Cuba  to 
avoid  prosecution  on  kidnaping  charges  lodged  against  him  in  con- 
nection with  a  racial  disturbance  which  occurred  in  Monroe,  N.C.,  in 
August  1961. 

Mr.  Lynn  acknowledged  to  the  subcommittee  that  he  had  been  a 
member  of  the  Young  Communist  League  from  1928  to  1931  and  a 
member  of  the  Communist  Party  from  1934  until  expelled  in  February 
1937. 

He  said  he  and  his  family  visited  Cuba  in  the  summer  of  1960,  about 
5  months  before  the  breaking  of  U.S. -Cuban  diplomatic  relations. 


40  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

About  January  16,  1962,  according  to  Mr.  Lynn's  testimony,  he  re- 
ceived U.S.  passport  validation  for  another  trip  to  Cuba  and,  on 
February  2,  1962,  flew  to  Cuba  for  the  purpose  of  interviewing  Rob- 
ert F.  Williams.  The  witness  said  he  remained  in  Cuba  until  Febru- 
ary 6  or  7,  1962,  when  he  made  a  return  flight  to  the  United  States  by 
way  of  Newfoundland  and  Montreal,  Canada. 

In  addition  to  Mr.  Williams,  Mr.  Lynn  recalled  seeing  only  two 
Americans,  Mrs.  Azalena  Johnson  and  Gerald  Manuel  Quinn,  while 
in  Cuba.  He  said  the  latter  two  had  witnessed  events  in  Monroe, 
N.C.,  which  led  to  the  kidnaping  trial  in  which  he  was  engaged.  He 
said  he  did  not  know  if  Mr.  Williams,  Mrs.  Jolmson,  and  Mr.  Quinn 
had  possessed  passports  validated  for  travel  to  Cuba  at  the  time  or 
times  of  their  arrival  there. 

In  response  to  a  question  about  what  route  Mr.  Williams  had  taken 
to  Cuba,  Mr.  Lynn  replied,  "Well,  we  reconstituted  the  underground 
railroad,  and  he  got  out  through  Canada."  He  said  the  "we"  he  re- 
ferred to  were  friends  of  Robert  Williams,  none  of  wdiom  was  known 
to  him  (the  witness)  to  be  a  member  of  the  Communist  Party. 

The  witness  confirmed  that,  as  advertised  in  the  pro-Communist 
National  Gu^ardian  of  April  9,  1962,  he  had  made  an  address  on  Cuba, 
under  sponsorship  of  the  West  Side  Committee  for  Friendly  Relations 
With  Cuba,  at  the  Beacon  Hotel  in  New  York  City  on  April  26, 1962. 

Mr.  Lynn  acknowledged  that  earlier,  on  September  28,  1961,  under 
sponsorship  of  the  same  group,  he  had  appeared  on  a  platform  in  New 
York  with  Mrs.  del  Villar  and  delivered  a  speech  on  the  subject  of 
Cuba.  Reportedly,  on  this  occasion,  Mr.  Lynn,  in  discussing  the  trip 
his  family  had  made  to  Cuba  in  1960,  said  that  in  Cuba  for  the  first 
time  he  and  his  family  knew  w^hat  it  meant  to  walk  down  the  street  "as 
a  free  man"  and  that,  by  keeping  the  light  of  the  Cuban  revolution 
aloft,  the  destiny  of  all  the  masses  would  be  advanced.  The  witness 
acknowledged  to  the  subcommittee  that  this  could  well  have  been  a 
completely  accurate  report  of  what  he  said  at  that  time. 

The  witness  testified  he  had  never  registered  or  applied  for  registra- 
tion with  the  Attorney  General  as  a  foreign  agent  under  the  Foreign 
Agents  Registration  Act  of  1938. 

The  witness  was  asked  if  he  had  participated  in  recent  years  with  a 
number  of  persons  in  activities  described  by  the  committee  comisel 
as  Communist.  Mr.  Lynn  admitted  his  participation,  but  disagreed 
with  the  characterization  of  some  of  the  people  and  activities  as  being 
Communist,  despite  their  having  been  formally  identified  or  officially 
designated  as  such. 

May  7  Hearing 

testimony  of  leo  huberman 

The  first  witness  at  the  subcommittee's  public  hearings  on  JNIay  7, 
1963,  was  Leo  Huberman,  coeditor  of  the  leftist  Monthly  Review 
magazine,  which  is  described  on  its  cover  as  "An  Independent  Socialist 
Magazine."  Mr.  Huberman  said  he  had  traveled  to  Cuba  twice  in 
1960^ — before  the  U.S.  broke  diplomatic  relations  with  Cuba  and  again 
on  April  14,  1961,  for  about  a  10-day  stay,  4  months  after  the  diplo- 
matic break.  On  the  occasion  of  the  1961  trip,  he  testified,  his  passport 
had  been  validated  for  travel  to  Cuba. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  41 

Mr.  Huberman  acknowledged  that  between  1960  and  February  1963, 
Monthly  Review  had  published  numerous  articles  favorable  to  the 
Castro  regime  in  Cuba,  including  a  by-lined  article  of  excerpts  from  a 
speech  made  by  Fidel  Castro.  This  article  was  printed  as  a  result  of 
a  prior  discussion  by  Mr.  Huberman  with  the  bearded  dictator  about 
the  publication  of  such  material.  Another  article  in  Monthly  Review 
consisted  of  questions  submitted  by  INIr.  Huberman  and  answers  to 
them  supplied  by  Che  Guevara,  an  international  Communist  func- 
tionary who  occupies  a  high  place  in  the  Castro  government. 

The  witness  affirmed  that  the  Monthly  Review  Press,  of  vrhich  he 
is  co-owner,  had  published  a  pro-Castro  book  entitled  The  Second 
Revolution  in  Cuha^  by  Joseph  Parker  Morray,  a  correspondent  for 
the  National  Guardian  newspaper. 

Mr.  Huberman,  who  described  himself  as  "a  Marxist  and  a  Social- 
ist" at  a  committee  hearing  in  1962,  admitted  that  on  two  of  his  three 
visits  to  Cuba  since  Castro's  rise  to  power  his  hotel  expenses  and  the 
cost  of  his  travel  throughout  the  island  had  been  paid  by  the  Cuban 
Government. 

Mr.  Huberman  insisted,  however,  that  lie  is  not  a  propagandist  for 
Cuba. 

TESTIMONY   OF   EDWARD   WALTER   SHAW 

The  final  witness  at  the  subcoirmiittee's  public  hearings  on  May 
7  was  Edward  Walter  Shaw,  the  iSIidwest  representative  of  the  notori- 
ously pro-Castro  Fair  Play  for  Cuba  Committee.  Throughout  his  ap- 
pearance, Mr.  Shaw  invoked  numerous  reasons,  including  the  fifth 
amendment,  for  evading  practically  all  questions  put  to  him,  except 
those  involving  basic  information  about  liis  education  and  back- 
ground. Nevertheless,  committee  information  brought  out  at  tlie 
hearing  showed  that  on  March  9, 1961,  Mr.  Shaw  applied  for  a  United 
States  passport  to  visit  several  Latin  American  countries,  specifically 
Venezuela  and  Chile.  In  his  application,  the  witness  stated  that  he 
expected  to  depart  from  Miami  in  June  1961  and  remain  abroad  for 
2  months.  A  passport,  with  no  validation  for  travel  to  Cuba,  was 
issued  to  Mr.  Shaw  on  March  13,  1961. 

On  September  18,  1961,  according  to  information  acquired  by  the 
Committee  on  Un-American  Activities,  Mr.  Shaw  departed  from 
Mexico  City  for  Havana,  Cuba.  While  in  Cuba,  he  applied  at  the 
]\Iexican  Embassy  in  Havana  for  a  Mexican  Tourist  Card.  Mexican 
Tourist  Card  No.  2798249  was  issued  to  him  on  September  26,  1961 : 
and  on  October  13,  1961,  he  used  it  to  return  to  Mexico  City  from 
Cuba. 

According  to  announcements  in  The  Worker  and  National  Guard- 
ian. Ed  Shaw,  with  the  use  of  color  slides  taken  by  him  in  Cuba, 
spoke  on  the  subject  of  Cuba  at  meetings  in  Detroit  on  November  27, 
1961;  in  Chicago  on  December  8,  1961;  and  in  New  York  on  Janu- 
ary 15,  1962.  In  each  instance,  the  event  was  sponsored  by  a  group 
affiliated  with  the  Fair  Play  for  Cuba  Committee. 

Witness  Shaw  declined,  for  numerous  reasons  including  the  fifth 
amendment,  to  state  whether  he  had  ever  belonged  to  the  Communist 
Party  of  the  United  States  or  the  Trotskyist  Socialist  Workers  Party. 

At  the  conclusion  of  the  May  7  public  hearings,  the  chairman  sug- 
gested to  the  committee  counsel  that  the  case  of  Edward  Shaw's  travel 


42  UN-AIVIERICAN   ACTIVITIES    ANNUAL    REPORT 

to  Cuba,  apparently  without  proper  passport  validation,  be  referred 
to  the  Department  of  Justice  for  possible  prosecution  under  the 
Inmiigration  and  Nationality  Act  of  1952. 

I^Iay  23  Hearing 
testimony  of  vincent  theodore  lee 

The  first  witness  before  the  subcommittee  on  May  23,  1963,  was 
Vincent  Theodore  Lee,  national  director  of  the  Fair  Play  for  Cuba 
Committee.  A  native  of  New  York  City,  Mr.  Lee  testified  that  he 
had  received  an  elementary  school  education  in  New  York  City  and 
2  years  of  vocational  training  in  Florida,  where  he  learned  the  wood- 
working trade.  He  invoked  the  fifth  amendment  on  questions  per- 
taining to  nearly  all  other  subjects,  however,  including  both  past  and 
present  employment. 

Despite  the  lack  of  cooperation  from  the  witness,  the  following 
facts  about  Mr.  Lee,  obtained  through  a  preliminary  investigation 
by  the  Committee  on  Un-American  Activities,  were  entered  into  the 
record  of  the  hearings  by  committee  counsel : 

On  April  3^  1961,  Vincent  Lee  completed  a  State  Department  pass- 
port application  in  which  he  stated  his  intention  of  touring  Mexico, 
Guatemala,  Honduras,  and  Nicaragua  for  a  period  of  about  3  months 
beginning  in  June  1961,  although  no  passport  requirement  existed  for 
travel  between  the  United  States  and  the  above-mentioned  countries. 
On  April  6,  1961,  he  received  the  requested  passport  from  the  State 
Department's  Miami,  Fla.,  office.  (Mr.  Lee  declined  to  tell  the  subcom- 
mittee whether  he  had  made  the  tour.) 

On  July  19,  1962,  Lee  wrote  a  letter  to  the  State  Department  re- 
questing that  his  passport  be  validated  for  a  visit  to  Cuba  between 
August  30  and  November  30,  1962.  In  the  letter,  he  indicated  he 
would  make  the  trip  as  a  free-lance  journalist  for  the  North  American 
Newspaper  Alliance  and  as  a  radio  reporter  for  Radio  Station  WBAI 
in  New  York  City. 

Enclosed  with  Mr.  Lee's  July  19,  1962,  letter  to  the  State  Depart- 
ment was  a  letter  from  Richard  M.  Elman,  public  affairs  director  for 
Station  WBAI,  who  supported  Lee's  request  for  permission  to  travel 
to  Cuba.  Mr.  Elman  wrote  that  Lee  had  volunteered  to  go  to  Cuba 
and  obtain  tape  recorded  interviews  with  Fidel  Castro  and  Ernesto 
"Che"  Guevara,  in  accordance  with  questions  prepared  in  advance  bv 
the  staff  of  Station  WBAI. 

Not  enclosed  with  Lee's  July  19, 1962,  letter,  however,  was  aii}'^  sup- 
porting evidence  that  he  had  been  given  an  assignment  by  the  North 
American  Newspaper  Alliance.  (On  May  16,  1963,  the  editor  of  the 
North  American  Newspaper  Alliance  wrote  the  Committee  on  Un- 
American  Activities  that  he  had  never  previously  heard  of  Mr.  Lee 
or  any  arrangements  between  Lee  and  NANA.) 

On  July  26,  1962,  the  Department  of  State  validated  Lee's  passport 
for  travel  to,  and  stay  in,  Cuba,  not  to  extend  beyond  December  30, 
1962. 

Mr.  Lee  departed  from  New  York  on  December  26,  1962,  just  4  days 
before  the  validation  expired,  and  traveled  to  Cuba  where  he  stayed 
for  almost  a  month,  returning  to  the  United  States  on  January  22, 
1963.     (Mr.  Lee  declined  to  tell  the  subcommittee  whether  his  hotel 


"UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  43 

accommodations  had  been  provided  free  of  charge  by  the  Cuban  Gov- 
ernment, as  had  been  done  for  other  pro-Castro  visitors  in  the  past.) 

Both  before  and  after  his  trip  to  Cuba,  Mr.  Lee  on  numerous  occa- 
sions lectured,  exhibited  color  films,  and  disseminated  pamphlets  on 
the  subject  of  Cuba  under  the  auspices  of  the  Fair  Play  for  Cuba 
Committee.  (Mr.  Lee  declined,  under  the  fifth  amendment,  to  tell 
the  subcommittee  whether,  as  national  director  of  the  Fair  Play  for 
Cuba  Committee,  he  had  received  compensation  directly  or  indirectly 
from  the  Castro  regime.) 

On  April  6,  1963,  Lee  addressed  a  Los  Angeles,  Calif.,  meeting 
which  had  been  arranged  by  the  Greater  Los  Angeles  Chapter  of  the 
Fair  Play  for  Cuba  Committee.  Another  speaker  on  the  same  program 
was  Helen  Travis,  an  identified  member  of  the  Communist  Party,  who 
told  the  audience  that  the  Fair  Play  for  Cuba  Committee  was  working 
strongly  to  educate  the  American  people  about  Cuba  and  the  need  to 
aid  the  Castro  government.  She  has  since  been  indicted  on  two  counts 
for  illegally  traveling  to  Cuba. 

Mr.  Lee  invoked  the  fifth  amendment,  as  he  had  on  almost  all  other 
questions,  when  asked  if  he  had  registered  with  the  Justice  Depart- 
ment as  a  foreign  agent  under  the  Foreign  Agents  Registration  Act 
of  1938. 

At  the  conclusion  of  the  interrogation  of  Mr.  Lee,  Subcommittee 
Chairman  Willis,  after  consulting  the  other  members,  requested 
the  counsel  for  the  subcommittee  to  send  a  copy  of  the  transcript  of 
Mr.  Lee's  testimony  along  with  exhibits  pertaining  to  him,  to  the 
Department  of  Justice  as  a  step  toward  possible  prosecution. 

TESTIMONY  OF  ANATOL  ISAAC  SCHLOSSER 

The  second  witness  on  May  23  was  Anatol  Isaac  Schlosser,  26,  a 
graduate  of  New  York  University,  from  which  he  also  received  a 
master's  degree  in  English  literature  and  drama.  Citing  the  fifth 
amendment  and  numerous  other  reasons,  Mr.  Schlosser  refused  to  re- 
veal his  employment  and  declined  to  answer  most  of  the  questions 
asked  him  by  the  subcommittee. 

A  preliminary  investigation  by  the  Committee  on  Un-American 
Activities  had  disclosed  that  the  witness  obtained  a  U.S.  passport  in 
1958  and,  on  June  8,  1962,  applied  for  a  renewal  of  the  passport  for 
the  purpose,  he  stated,  of  visiting  England,  France,  Holland,  and 
Italy.  The  renewed  passport.  No.  C-44149,  was  issued  on  June  11, 
1962. 

Mr.  Schlosser  declined  to  tell  the  subcommittee  whether  he  had  at 
any  time  asked  the  State  Department  for  validation  of  his  passport 
for  travel  to  Cuba.  He  denied  that  he  had  visited  Cuba  subsequent 
to  June  8,  1962,  but  refused,  on  the  grounds  previously  stated,  to  say 
whether  he  had  traveled  elsewhere  outside  the  United  States  after  that 
date. 

In  November  and  December  1962,  according  to  information  acquired 
by  the  Committee  on  Un-American  Activities,  Anatol  Schlosser  was 
a  frequent  spokesman  for  the  newly  formed  Ad  Hoc  Student  Com- 
mittee for  Travel  to  Cuba.  Tlie  apparent  purpose  of  the  group  was 
the  organizing  of  a  trip  to  Cuba,  without  validated  passports,  by 
U.S.  college  students  and  other  youths  in  violation  of  a  State  Depart- 
ment regulation  prohibiting  such  travel.    As  the  spokesman  for  the 


44  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

prospective  travelers,  Mr.  Schlosser  reportedly  said  "the  obstacles  set 
in  the  way  by  the  State  Department  constitute  a  further  violation  of 
the  rights  of  all  U.S.  citizens"  and  that  "students  of  the  United  States 
ought  to  go  see  with  their  own  eyes  how  the  Cuban  people  live  and 
work.-'  He  implied  that  the  U.S.  newspapers  had  not  reported  the 
truth  about  the  Cuban  revolution. 

Additional  information  acquired  by  the  committee,  and  introduced 
into  the  record  of  the  hearings,  was  a  report  attributed  to  Schlosser 
on  December  12,  1962,  that  80  or  more  students  were  planning  to  de- 
part for  Cuba  by  wa;^  of  Montreal,  Canada,  later  that  month.  Also 
introduced  by  committee  counsel  was  a  copy  of  a  State  Depart- 
ment press  release  of  December  13,  1962,  which  warned  U.S. 
students  that  willful  violation  of  travel  regulations  pertaining  to 
Cuba  was  punishable  by  fine  and/or  imprisonment.  The  subcom- 
mittee also  produced  evidence  that  Schlosser  subsequently  said  pub- 
licly that  he  expected  a  number  of  youths  and  students  to  defy  the 
State  Depart,ment  by  making  the  planned,  unauthorized  trip. 

On  the  basis  of  the  fiftli  amenchnent,  as  well  as  the  other  reasons 
he  had  previously  cited,  Mr.  Schlosser  declined  to  answer  any  ques- 
tions about  the  Ad  Hoc  Student  Committee  for  Travel  to  Cuba  or 
his  activities  and  associations  with  it.  He  also  declined  to  acknowl- 
edge that  the  planned  trip  to  Cuba  was  canceled  because,  on  December 
22,  1962,  the  Canadian  Government  announced  that  it  would  not  allow 
Canada  to  be  used  as  a  place  of  departure  for  U.S.  students  traveling 
illegally  to  Cuba. 

I'he  witness  continued  to  invoke  the  fifth  amendment  when  asked 
(1)  if  he  had  been  correctly  quoted  by  a  January  1963  publication 
to  the  effect  that  the  trip  had  not  been  canceled,  only  postponed  until 
the  summer  of  1963,  (2)  if  infomiation  acquired  by  the  Committee 
on  Un-American  Activities  that  the  Ad  Hoc  Student  Committee  for 
Travel  to  Cuba  had  been  replaced  by  the  Permanent  Student  Com- 
mittee for  Travel  to  Cuba  was  correct,  and  (3)  if  the  witness'  home 
also  served  as  the  location  of  the  office  of  the  successor  organization. 

Mr.  Schlosser  also  declined  to  say  whether  he  had  been  in  touch 
with  the  Cuban  mission  at  the  United  Nations  or  the  Czechoslovakian 
Embassy,  which  has  been  handling  Cuban  affairs  in  this  country 
since  the  United  States  severed  relations  with  Cuba  in  1961. 

On  September  27,  1963,  Schlosser  was  indicted,  with  three  other 
leaders  of  the  Pennanent  Student  Committee  for  Travel  to  Cuba— 
Levi  Lee  Laub,  Phillip  Abbott  Luce,  and  Stefan  Martinot,  all  wit- 
nesses before  this  committee  in  these  hearings  (see  following  pages)  — 
on  charges  of  conspiring  illegally  to  organize  and  promote  a  trip  to 
Cuba  in  violation  of  U.S.  travel  laws.  Unlike  the  other  three,  Schlos- 
ser, who  did  not  make  the  trip  to  Cuba  with  the  group,  was  not  in- 
dicted for  illegal  travel  to  Cuba. 

TESTIMOXY   OF    STEFAN   MARTINOT 

The  final  witness  at  the  subcommittee's  public  hearings  on  May  23 
was  Stefan  Martinot,  23,  a  1962  graduate  of  Antioch  College,  Ohio, 
who  had  pursued  postgraduate  work  at  Columbia  University  until 
April  10,  1963.  He  said  he  was  a  machine  operator  in  a  shop  located 
in  New  York  City. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  45 

Mr.  Martinot  acknowledged  he  had  obtained  a  U.S.  passport  in 
1958,  applied  for  its  renewal  on  October  22,  1962,  and  received  it 
the  next  day.  He  further  confirmed  that  in  the  application  for  re- 
newal of  his  passport  he  had  indicated  the  intent  to  travel  to  France, 
although  he  had  not  subsequently  made  a  trip  to  France.  He  ad- 
mitted that  at  the  time  he  applied  for  the  renewal  of  his  passport 
for  travel  to  France,  he  also  had  in  mind  making  a  later  application 
for  validation  of  the  renewed  passport  for  travel  to  Cuba.  The  record 
shows  that  he  asked  for  such  validation  on  November  2,  1962,  just  a 
few  days  after  receiving  the  new  passport.  The  request  was  denied  by 
the  State  Department  on  the  groimd  Martinot  had  not  indicated  any 
emergency  requirement  to  be  in  Cuba,  and  thus  no  exception  to  the 
limited-travel-t-o-Cuba  policy  could  be  made  in  his  case. 

The  witness  told  the  subcommittee  he  had  been  at  the  founding 
meeting  of  the  Ad  Hoc  Student  Committee  for  Travel  to  Cuba  on 
October  14,  1962,  and  that  it  had  remained  as  such  until  the  end  of 
December  1962,  wiien  its  name  was  changed  to  the  Permanent  Student 
Committee  for  Travel  to  Cuba.  Mr.  Martinot  refused,  on  numerous 
grounds,  excluding  the  self-incrimination  clause  of  the  fifth  amend- 
ment, to  provide  the  address  of  the  location  of  the  late-December 
1962  meeting  at  which  the  name  change  of  the  organization  occurred. 
He  said  he  would  not  testify  about  individuals  other  than  himself  or 
respond  to  questions  about  subjects  the  answers  to  which  would  reveal 
activities  of  persons  other  than  himself. 

The  witness  acknowledged  he  had  been  one  .of  the  organizers  of  an 
avowed  Marxist-Leninist  group  called  the  Columbia  [University] 
Progressive  Labor  Student  Club  on  the  campus  of  Columbia  Uni- 
versity in  November  1962.  He  also  admitted  that  the  organization 
was  affiliated  with  a  group  called  Progressive  Labor,  which,  accord- 
ing to  information  obtained  by  committee  investigation,  was  formed 
in  or  about  January  1962  by  Milton  Rosen  and  Mortimer  Scheer,  both 
of  whom  had  been  expelled  from  the  Communist  Party  in  the  fall  of 
1961. 

Mr.  Martinot,  while  claiming  not  to  have  been  a  Communist  Party 
member  liimself,  refused  to  say  if  he  had  been  brought  into  the  Pro- 
gressive Labor  organization  by  a  person  known  to  him  to  be  a  member 
of  the  Communist  Party. 

Mr.  Martinot  admitted  to  the  subcommittee  that  he  had  been  a 
spokesman  for  the  Ad  Hoc  Student  Committee  for  Travel  to  Cuba 
and  that,  as  such,  in  December  1962  he  had  continued  to  advocate 
unauthorized  travel  to  Cuba  by  students,  even  after  the  State  Depart- 
ment had  warned  against  it  and  the  Canadian  Government  had 
refused  to  permit  U.S.  students  to  travel  to  Cuba  by  way  of  Canada. 

The  witness  testified  that  when  he  talked  to  students  about  the 
planned  trip  to  Cuba  he  always  pointed  out  that,  although  he  and  his 
committee  felt  the  prohibition  was  unconstitutional,  there  was  a 
State  Department  prohibition  against  such  travel  and  those  who  went 
to  Cuba  would  probably  have  to  face  the  consequences  of  having 
broken  a  law.  He  said  the  80-odd  students  who  attempted  to  go  to 
Cuba  during  the  Christmas  holidays  in  1962  had  been  required  to 
send  a  letter  to  the  Ad  Hoc  Student  Committee  for  Travel  to  Cuba, 
stating  they  knew  about  the  ban  on  travel  to  Cuba  without  a  validated 
passport,  the  State  Department  warning  against  making  an  unauthor- 
ized trip,  and  the  possible  consequences  for  doing  so. 


46  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Wlien  asked  additional  questions  about  the  previously  mentioned 
Columbia  Progressive  Labor  Student  Club,  Mr.  Martinot  said  an 
application  for  a  charter  for  the  organization  was  filed  in  March 
1963  and  granted  by  Columbia  University  shortly  thereafter.  The 
stated  purpose  of  the  group  at  the  time  of  the  charter  application,  the 
witness  said,  was  "to  spread  socialist  ideas  on  the  campus  through 
leaflets  and  any  other  activities."  He  claimed  that  some  of  his  pub- 
licly stated  ideas  about  what  the  purposes  of  the  organization  should 
be  were  more  radical  than  those  of  the  organization  itself.  He  ad- 
mitted, for  example,  having  said  during  the  planning  stages  of  the 
group  in  November  1962,  "The  aim  would  be  for  the  working  class, 
j)eople  who  don't  have  a  stake  in  ownership  or  management,  to  seize 
political  control  of  the  state." 

Mr.  Martinot  told  the  subcommittee  there  were  approximately 
70  to  75  members  of  the  Permanent  Student  Committee  for  Travel  to 
Cuba  and  tliat  they  still  planned  to  make  the  trip  which  had  been  post- 
])oned  the  previous  December.  He  said  concrete  plans  had  not  been 
made  as  of  the  time  of  his  testimony.  He  refused,  for  his  previously 
cited  reasons,  to  say  whether  he  had  held  preliminary  discussions 
with  Levi  Lee  Laub,  Milton  Rosen,  or  Mortimer  Scheer  in  connection 
with  rescheduling  the  student  trip  to  Cuba.  He  said  he  had  not  held 
such  discussions  with  Vincent  Theodore  Lee,  national  director  of  the 
Fair  Play  for  Cuba  Committee. 

The  witness  said  the  money  for  defraying  the  cost  of  the  operations 
of  the  Permanent  Student  Committee  for  Travel  to  Cuba  and  its  pre- 
decessor gi'oup  had  been  raised  through  a  $10  deposit  by  each  of  the 
students  who  planned  to  go  to  Cuba.  He  said  no  money  had  come 
to  the  organization  either  from  the  Cuban  Government  or  from  the 
Fair  Play  for  Cuba  Committee. 

He  admitted,  however,  that  prior  to  the  scheduled  Christmas  1962 
trip  to  Cuba  his  group  had  received  an  invitation  from  the  Cuban 
Federation  of  University  Students  to  be  the  latter  group's  guests  while 
in  Cuba.  Also,  he  said,  the  Cuban  Federation  of  University  Students 
had  offered  the  use  of  a  Cuban  plane  for  transporting  the  U.S.  stu- 
dents from  Toronto,  Canada,  to  Cuba  and  back  again. 

Mr.  Martinot  said  he  assumed  the  same  offers  would  be  made  to  the 
LT.S.  students  by  the  Cuban  student  group  when  plans  were  completed 
for  the  second  attempt  at  making  an  unauthorized  trip  to  Cuba. 

July  1  Hearing 

The  same  subcommittee  met  in  Los  Angeles,  Calif.,  on  July  1,  1963, 
to  continue  for  2  davs  the  series  of  public  hearings  begun  in  Washing- 
ton, D.C.,  on  May  6,  1963. 

HELEN   TRAVIS   EXCUSED   FROM    SUBPENA 

The  first  scheduled  witness  on  July  1  was  Mrs.  Helen  Travis.  Be- 
fore she  was  sworn,  however,  her  attorney  moved  that  the  subpena 
served  upon  her  by  the  committee  on  June  19  be  withdrawn  because 
on  June  26,  1963,  Mrs.  Travis  had  been  indicted  by  the  U.S.  District 
Court  in  Southern  California  on  two  counts  of  making  trips  to  Cuba 
by  way  of  Mexico  without  a  proper  passport,  in  violation  of  regula- 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  47 

tions  issued  under  the  immigration  laws  (sec.  1185(b),  Title  8,  U.S. 
Code) . 

The  subcommittee  acted  favorably  on  the  motion,  and  Mrs.  Travis 
was  excused  as  a  witness. 

TESTIMONY   OF   ROSE  SCHORR   ROSENBERG 

The  first  sworn  witness  before  the  subcommittee  on  July  1  was  Mrs. 
Rose  Schorr  Rosenberg,  an  attorney  with  offices  m  Los  Angeles. 

On  January  24,  1952,  former  Connnunist  Party  member  A.  Mar- 
burg Yerkes,  in  testimony  before  this  committee,  stated  that  he  had 
known  Mrs,  Rosenberg,  in  the  late  forties,  to  be  a  member  of  the  pro- 
fessional unit  of  the  Communist  Party  in  Los  Angeles. 

Mrs.  Rosenberg  cited  the  fifth  amendment,  among  other  reasons,  in 
refusmg  to  tell  the  subcommittee  if  Mr.  Yerkes'  testimony  about  her 
had  been  correct. 

According  to  the  committee's  preliminary  investigation,  Mrs.  Rosen- 
berg, on  January  28,  1960,  applied  for  and  obtained  renewal  of  a 
U.S.  passport  which  had  been  issued  her  many  years  earlier.  In  her 
application  for  renewal,  she  listed  Denmark,  Sweden,  England, 
France,  Italy,  and  Israel  as  countries  she  planned  to  visit  over  a 
period  of  approximately  2  years. 

Mrs.  Rosenberg  refused  on  numerous  grounds,  including  the  fifth 
amendment,  to  say  whether  the  renewed  passport  was  still  in  her 
possession. 

She  refused  on  the  same  grounds  to  confirm  or  deny  the  commit- 
tee's information  that  in  April  and  May  of  1962,  in  the  company  of 
another  Los  Angeles  attorney,  Jean  Kidwell  Pestana,  she  had  visited 
Cuba  without  first  obtaining  special  passport  validation  to  do  so, 
as  had  been  required  by  the  State  Department  since  January  16, 
1961.  Mrs.  Rosenberg  likewise  declined  to  confirm  or  deny  that, 
as  advertised  in  the  People's  World  of  June  2,  1962,  and  the  National 
Guardmn  of  June  4,  1962,  she  and  Mrs.  Pestana  had  shown  slides 
and  talked  about  their  trip  to  Cuba  at  a  meeting  sponsored  by  the 
Los  Angeles  Committee  for  Medical  Aid  to  Cuba  on  June  6,  1962. 
Mrs.  Rosenberg  declined  to  tell  the  subcommittee  what  disposition  had 
been  made  of  the  reported  $1  ''donated"  by  each  of  the  estimated 
200  persons  who  attended  the  event. 

Mrs.  Rosenberg  also  invoked  the  fifth  amendment  and  other  reasons 
for  refusing  to  say  whether  she  had  understood  the  JMedical  Aid  to 
Cuba  Committee  to  be  a  Communist  created  and  controlled  enter- 
prise; whether  she  was  a  member  of  the  Greater  Los  Angeles  Chapter 
of  the  Fair  Play  for  Cuba  Committee;  whether  she  held  member- 
ship in  the  Women  Strike  for  Peace  and  the  National  Lawyers  Guild ; 
whether  she  had  been  a  member  of  the  Communist  Party  and  had,  upon 
return  to  the  U.S.  from  Cuba  in  1962,  engaged  in  pro-Cuban  speak- 
ing activities  while  under  the  discipline  of  the  Communist  Party. 

TESTIMONY   OF   ROBERT   EUGENE  RANDOLPH 

The  next  witness  was  Robert  Eugene  Randolph,  holder  of  a 
master's  degree  in  economics  from  the  University  of  California  and 
a  resident  of  Sacramento,  Calif. 


48  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Mv.  Tiandolph  cited  the  fifth  amendment  and  other  reasons  in 
declininir  to  conlirm  or  deny  the  committee's  information  that  in 
the  forties  he  had  belonged  to  the  American  Youth  for  Democracy, 
successor  organization  to  the  Young  Communist  League,  and  in 
the  fifties  to  the  Labor  Youth  League,  officially  cited  by  Federal 
authorities  as  a  Communist  organization. 

Mr.  Randolph  declined  for  the  reasons  cited  above  to  answer  nearly 
all  questions  put  to  him  by  the  subcommittee. 

Thus,  he  neither  confirmed  nor  denied  the  committee's  information 
that  on  January  6,  1961,  he  applied  for  and  received  a  U.S.  passport ; 
that,  in  his  application  for  the  passport,  he  had  informed  the  State 
Department  he  intended  to  take  a  pleasure  trip  to  England,  France, 
and  Sweden ;  that  he  attended  the  Mexican  Peace  Conference  in 
Mexico  City  from  March  5  to  March  8,  1961;  that,  without  having 
obtained  State  Department  validation  of  his  passport  for  travel 
to  Cuba,  he  and  his  wife,  Valeda  Bryant  Randolph,  departed  from 
Mexico  on  March  13,  1961,  for  a  visit  to  Cuba  as  guests  of  the  Com- 
munist Cuban  Govermnent. 

Citing  the  reasons  previously  stated,  the  witness  continued  to  refuse 
to  reply  affirmatively  or  negatively  when  queried  by  the  committee 
counsel  about  his  activities  after  his  return  from  Cuba  in  1961.  Ac- 
cording to  infonnation  uncovered  by  a  preliminary  investigation,  Mr. 
Randolph  delivered  an  "eyewitness"  report  on  Cuba  and  Latin 
America  at  a  meeting  held  in  Oakland,  Calif.,  on  May  19,  1961,  and 
told  his  audience  that  he  had  been  in  Cuba  from  March  13  until  April  3 
of  that  year.  The  chairman  of  the  May  19  meeting  was  Paul  Heide, 
identified  as  a  member  of  the  Communist  Party  in  testimony  given 
before  this  committee  in  1953.  Mr.  Randolph  also  declined  to  tell 
the  subcommittee  whether  he  knew  Mr.  Heide  to  be  a  Communist 
Party  member. 

Mr.  Randolph  declined  to  state  whether  he  and  his  wife  had 
appeared  at  the  Palo  Alto  L^nitarian  Church  on  May  28,  1961,  and 
given  a  color-slide  talk  on  Cuba,  as  announced  in  the  Palo  Alto 
Times  of  May  24,  1961 ;  whether  the  Fair  Play  for  Cuba  Committee 
had  made  arransi:ements  for  this  meeting  and  w^hether  he  belonged  to 
the  Bay  Area  Fair  Play  for  Cuba  Committee;  whether,  under  his 
own  by-line,  he  had  written  a  pro-Castro  article  wliich  appeared 
in  the  June  1961  issue  of  The  IWeral  de/mocY-at  magazine;  whether 
he  had  received  any  compensation,  directly  or  indirectly,  from  the 
Cuban  Government  with  the  understanding  he  would  participate  in 
activities  supporting  the  Communist  regime  of  Cuba :  whether  he  had 
registered  with  the  Attorney  General  under  the  Foreign  Agents 
Registration  Act:  whether,  in  the  summer  of  1962,  he  had  attended 
lioth  the  Communist-staged  World  Peace  Congress  in  Moscow  and 
the  Communist-sponsored  Eighth  "World  Conference  Against  Atomic 
and  Hydrogen  Bombs  and  for  Prevention  of  Nuclear  War  in  Tokyo, 
r]apan;  and  whether  he  had  told  the  conference  in  Japan  that  he 
was  opposed  to  the  stationing  of  U.S.  troops  in  any  foreign  countr}'. 

TESTIMONY   OF   VALEDA   BRYANT  RANDOLPH 

The  next  witness  on  July  1  was  Mr.  Randolph's  wife,  Valeda 
Bryant  Randolph. 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  49 

Mrs.  Randolph  was  asked  questions  similar  to  those  put  to  lier 
husband,  and  she  proved  to  be  equally  uncooperative  in  her  responses. 
She  invoked  the  fifth  amendment  and  other  reasons  for  refusing 
to  confirm  or  deny  that  she  had  been  issued  U.S.  passport  No.  B- 
094577  on  January  9,  1961,  and,  without  passport  validation  for  such 
travel,  had  gone  to  Cuba  on  March  13,  1961,  as  a  guest  of  the  Cuban 
Government.  Mrs.  Randolph  declined  to  say  if  there  had  been  any 
agreement  between  her  and  representatives  of  the  Cuban  Govern- 
ment to  the  effect  that,  in  exchange  for  her  privileged  treatment  in 
Cuba,  she  would  return  to  the  United  States  and  engage  in  activ- 
ities to  influence  the  American  public  on  matters  of  interest  to  the 
Communist  i-egime  in  Cuba. 

On  the  previously  specified  grounds,  the  witness  refused  to  say 
if,  upon  her  return  to  the  U.S.,  she  had  delivered  a  series  of  talks 
cm  Cuba,  including  five  in  California  within  a  48-hour  period  in 
May  1961. 

Mrs.  Randolph  also  invoked  the  fifth  amendment  and  other  reasons 
for  declining  to  respond  when  asked  if  she  had  received  compensation 
from  the  Fair  Play  for  Cuba  Committee  or  any  political  party,  group, 
or  person  associated  with  any  foreign  interest.  She  also  declined  to 
say  whether  she  belonged  to  the  Fair  Play  for  Cuba  Committee; 
whether  she  had  been  a  member  of  the  Commmiist  Party  on  October  7, 
1950,  when  she  entertained  at  a  rally  for  the  California  Labor  School, 
a  Federally  cited  Communist  institution ;  and  whether  she  was  then, 
at  the  time  of  the  hearing,  a  member  of  the  Communist  Party. 

TESTIMONY  OF  GEORGE  AV AEGELL 

George  Waegell  of  Elk  Grove,  Calif.,  was  also  questioned  by  the 
subcommittee  at  its  public  session  in  Los  Angeles  on  the  morning  of 
July  1,  1963.  In  1951,  Mr.  Waegell  was  convicted  and  sentenced  to 
prison  for  failure  to  comply  with  Selective  Service  regidations. 

Mr.  Waegell  invoked  a  number  of  reasons,  including  the  fifth 
amendment,  for  refusing  to  respond  to  questions  pertaining  to  com- 
mittee information  that,  without  possession  of  a  U.S.  passport,  he 
had  entered  ]\Iexico  in  early  March  1961 ;  had  applied  at  the  Cuban 
consulate  in  Mexico  for  a  visa  to  Cuba,  which  was  issued  after  a 
3-week  delay;  had  entered  Cuba,  where  he  was  jailed  for  a  short 
period  and  then  released;  and  had  attended,  as  a  LLS.  delegate,  a 
conference  of  the  Communist-controlled  International  Union  of 
Students  (lUS)  at  Havana  in  late  May  and  early  June  1961.  He 
also  declined  to  tell  the  subcommittee  whether  he  was  j^resent  at  those 
sessions  of  the  conference  when  delegates,  according  to  a  dispatch  by 
the  Soviet  news  agency  Tass,  unanimously  passed  a  resolution  of  sup- 
port for  a  proposal  to  set  up  an  international  students  brigade  to  fight 
any  "aggression"  against  Cuba  and  when,  according  to  Peking  radio, 
they  passed  a  resolution  condemning  U.S.  "imperialism  against 
Cuba."  He  further  declined  to  say  whether  he  would  be  willing  to 
fight  for  Cuba. 

The  witness  continued  to  invoke  the  fifth  amendment,  among  other 
reasons,  when  asked  if  he  had  returned  to  the  U.S.  from  Cuba  in 
July  1961  and  displayed  colored  slides  and  talked  on  the  subject  of 
Cuba  early  in  1962  in  California  at  an  affair  sponsored  by  a  student 
Fair  Plaj'  for  Cuba  group. 


50  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

TESTIMONY    OF    JOSEPH    ABRAM    SHAPIRO 

Joseph  Abram  Shapiro  of  Fairfax,  Calif.,  a  University  of  Califor- 
nia student,  also  appeared  before  the  subcommittee  on  July  1. 

According  to  the  committee's  investigation,  Mr.  Shapiro  applied  for 
a  U.S.  passport  at  San  Francisco  on  March  28,  1961,  for  the  alleged 
purpose  of  taking  a  2-month  trip  to  Mexico,  Nicaragua,  Panama, 
and  other  Latin  and  Central  American  countries,  beginning  about 
July  1,  19G1.  Passport  No.  B-065057,  bearing  no  endorsement  for 
travel  to  Cuba,  was  issued  to  Mr.  Shapiro  on  March  29,  1961.  On 
September  1,  1961,  Mr.  Shapiro  flew  from  Mexico  City  to  Cuba  on 
Cubana  airlines  flight  No.  465.  He  invoked  the  first  and  fifth  amend- 
ments in  refusing  to  confirm  or  deny  the  above  information. 

Mr.  Shapiro  also  invoked  the  first  and  fifth  amendments  when 
asked  if  he  had  intended  to  visit  Cuba  at  the  time  he  applied  for  his 
passport  and  if,  at  the  time  of  application,  he  had  known  that  specific 
passport  endorsement  for  travel  to  Cuba  was  required. 

He  also  declined  to  confirm  or  deny  committee  information  that  he 
had  attended  the  Communist-dominated  Eighth  World  Youth  Festi- 
val at  Helsinki,  Finland,  in  the  summer  of  1962. 

TESTIMONY   OF   JON    JOSEPH   READ 

The  next  witness  was  Jon  Joseph  Read,  a  graduate  of  the  Univer- 
sity of  California.  He  had  been  subpenaed  after  the  committee's 
investigation  disclosed  the  following : 

Jon  Eead  was  issued  U.S.  passport  No.  681992  at  San  Francisco  on 
December  12, 1957,  for  an  alleged  1-year  visit  to  Australia.  This  pass- 
port had  not  been  renewed  or  endorsed  specifically  for  travel  to  Cuba 
when,  on  INIay  14,  1962,  Mr.  Read  departed  from  Mexico  City  on 
Cubana  airlines  flight  465  to  Havana.  He  returned  to  Mexico  City 
from  Cuba  via  Cubana  airlines  flight  464  on  June  18, 1962. 

On  August  22,  1962,  Mr.  Read  applied  for  another  U.S.  passport 
declaring  an  intention  of  touring  Western  Europe.  On  August  23, 
1962,  he  was  issued  passport  No.  C-607458,  which  was  not  endorsed 
for  travel  to  Cuba. 

The  Worker  of  September  11,  1962,  announced  that  on  September 
17, 1962,  Jon  Read,  "just  back  from  Havana,"  would  speak  at  Adelphi 
Hall  in  New  York  City. 

On  April  15,  1963,  Mr.  Read  was  elected  to  the  Executive  Board  of 
the  Bay  Area  Fair  Play  for  Cuba  Committee.  And,  according  to  a 
flier  distributed  by  the  Militant  Labor  Forum  of  Oakland,  Calif.,  an 
organization  affiliated  with  the  Trotskyist  Socialist  Workers  Party, 
Read  delivered  a  "Cuba-Eyewitness  Report,"  including  the  showing 
of  color  slides,  on  "his  visit — summer  1962"  at  a  meeting  sponsored  by 
the  forum  on  April  19, 1963. 

Mr.  Read  invoked  the  first  and  fifth  amendments  in  refusing  to 
answer  any  subcommittee  questions  concerning  the  activities  described 
in  the  preceding  four  paragraphs. 

Citing  the  same  reason.  Read  declined  to  answer  when  asked  if 
he  had  actually  intended  to  go  to  Cuba  at  the  time  he  applied  for  a 
passport  on  August  22,  1962 ;  if  the  "just  back  from  Havana"  refer- 
ence to  him  in  The  Worker  of  September  11,  1962,  had  referred  to  his 
visit  there  in  May  and  June  1962,  or  whether  it  referred  to  another  trip 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  51 

to  Cuba  subsequent  to  his  receipt  of  a  new  passport  on  August  23, 
1962 ;  if  arrangements  for  his  speech  at  Adelphi  Hall  had  been  made 
by  anyone  known  or  believed  by  him  to  be  a  Communist  Party  mem- 
ber or  by  representatives  of  the  Fair  Play  for  Cuba  Committee ;  and 
if  the  expenses  for  his  May-June  1962  visit  to  Cuba  had  been  assumed 
by  persons  other  than  himself. 

Mrs.  Irene  Paull  was  the  next  witness  called  to  testify.  She  in- 
formed the  cliairman  that  she  had  had  to  change  counsel  and  had  not 
had  an  opportunity  to  discuss  her  case  with  the  new  one.  She  re- 
quested that  her  appearance  be  postponed  until  the  second  day  of  the 
hearings.    The  chairman  granted  her  request. 

TESTIMONY  OF  KARL  VLADIMER  WEICHINGER 

The  next  witness  was  Karl  Vladimer  Weichinger  of  Los  Angeles. 
Mr.  Yfeichinger,  a  preliminary  investigation  revealed,  attended  the 
University  of  Chicago  for  a  3-year  period  ending  in  January  1952. 
While  there,  he  had  been  a  member  of  the  Communist  Party.  Later 
he  became  active  in  the  Los  Angeles  area  chapter  of  the  previously 
mentioned  Labor  Youth  League,  until  that  organization  folded  in 
1957.  The  witness  cited  the  first  and  fifth  amendments  in  refusing 
to  answer  questions  by  the  subcommittee  about  the  above  information. 

Mr.  Weichinger  also  declined  to  confirm  or  deny  the  committee's 
information  that,  without  a  passport  specifically  endorsed  for  such 
travel,  he  had  gone  to  Cuba  with  his  wife  in  December  1961  and  re- 
turned to  the  U.S.  on  January  22,  1962.  He  further  declined  to  say 
if,  at  the  time  of  his  testimony  before  the  subcommittee,  he  was  a 
member  of  the  Comnnunist  Party. 

TESTIMONY   OF   JOVITA    LOPEZ    AVEICHINGER 

The  last  witness  questioned  by  the  subcommittee  on  July  1  was 
Mrs.  Jovita  Lopez  Weichinger,  wife  of  the  preceding  witness.  She 
likewise  invoked  the  first  and  fifth  amendments  rather  than  confirm 
or  deny  that,  without  a  passport  validated  for  travel  to  Cuba,  she  had 
in  fact  traveled  to  Cuba  in  December  1961.  She  also  declined  to  say 
whether,  at  the  time  of  her  trip  to  Cuba,  she  was  aware  that  such  a 
trip,  without  specific  passport  validation  for  it,  was  contrary  to  the 
laws  of  the  LTnited  States. 

July  2  Hearing 

Mrs.  Jean  Kidwell  Pestana  and  Frank  S.  Pestana,  respectively, 
were  the  first  witnesses  called  when  the  subcommittee  met  at  9 :30  a.m. 
on  July  2,  but  failed  to  respond  to  their  names.    They  later  appeared. 

TESTIMONY  OF  IRENE  PAULL 

Mrs.  Irene  Paull  of  San  Francisco,  a  longtime  writer  for  Com- 
munist publications,  was  called  next  by  the  subcommittee.  Accord- 
ing to  information  possessed  by  the  committee,  Mrs.  Paull  had  been 
the  organizer  of  the  Young  Communist  League  in  Minnesota  in  the 
late  thirties  and  chairman  of  the  Communist  Party  in  Duluth,  Minn., 
in  the  forties. 

36-58*— 64 5 


52  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Preliminary  committee  investigation  also  revealed  that  on  Octo- 
ber 27,  1960,  Mrs.  Paull  applied  for  renewal  of  U.S.  passport  No. 
1728249,  which  had  been  issued  to  her  by  the  State  Department 
in  1959.  In  the  renewal  application,  she  said  she  intended  to  travel 
to  Italy,  Egypt,  Israel,  France,  and  England,  beginning  the  trip  on 
approximately  December  1, 1960. 

On  January  8,  1961,  Mrs.  Paull  departed  from  New  York  City 
on  a  British  Overseas  Airways  flight  to  Jamaica.  She  entered  Cuba 
on  January  18,  1961,  and  remained  there  until  March  6  of  that  year. 

Pro-Cormnunist  articles  on  Cuba  appeared  under  Mrs.  Paull's  name 
in  the  Communist  People's  World  of  January  28  and  February  25, 
1961. 

On  April  23,  1961,  according  to  an  announcement  which  appeared 
in  the  PeopWs  World  of  the  day  before,  she  was  one  of  three  speakers 
''recently  returned  from  Cuba"  who  addressed  a  meeting  sponsored 
by  the  Unitarian  Action  for  Social  Justice  in  San  Francisco.  Also, 
the  name  "Irene  Paull"  appeared  in  the  Palo  Alto  Times  of  April  25, 
1961,  as  a  signer  of  a  petition  to  President  Kennedy  by  the  Student 
Ad  Hoc  Committee  Against  U.S.  Intervention  in  Cuba  and  Palo  Alto 
Fair  Play  for  Cuba  Committee,  protesting  U.S.  policies  toward  Cuba. 

Mrs.  Paull  cited  the  fifth  amendment  and  numerous  other  reasons 
for  refusing  to  affirm  or  deny  the  above  facts  as  they  were  presented 
to  her  by  the  committee  counsel. 

She  also  declined  to  tell  the  subcommittee  whether,  prior  to  her 
entry  into  Cuba,  she  had  known  the  United  States  had  broken  diplo- 
matic relations  with  Cuba  on  January  3,  1961,  and  the  State  Depart- 
ment had  adopted  a  regulation  on  January  16,  1961,  requiring  specific 
passport  endorsement  for  travel  by  Americans  to  that  country.  She 
declined  to  affirm  or  deny  that,  as  reported  in  the  Peopled  World  of 
September  29,  1962,  she  had  attended  the  World  Conference  Against 
Atomic  and  Hydrogen  Bombs  held  in  Tokyo,  Japan,  in  August"  1962. 

Mrs.  Paull  refused  for  the  same  reasons  to  say  whether,  at  the  time 
of  her  testimony  before  the  subcommittee  on  July  2,  1963,  she  was  a 
member  of  the  Communist  Party. 

At  the  conclusion  of  Mrs.  Paull's  testimony,  the  subcommittee  again 
called  Mr.  and  Mrs.  Pestana.  They  claimed  that  their  attorney  was 
unable  to  appear  at  that  time  and  that  they  were,  therefore,  not  repre- 
sented by  counsel  as  they  were  entitled  to  be.  The  chairman  excused 
them  with  instructions  that  they  were  to  try  to  obtain  counsel  and 
return  to  the  hearing  with  a  report  on  their  progress  after  the  noon 
recess. 

TESTIMONY   OF   JOHN"   ALLEN   JOHNSON 

The  next  witness  was  John  Allen  Johnson,  also  known  as  Allen 
Johnson,  of  San  Anselmo,  Calif.  Mr.  Johnson  repeatedly  invoked  the 
first  and  fifth  amendments,  rather  than  affirm  or  contest  the  follow- 
ing information  about  him  compiled  by  the  Committee  on  Un-Amer- 
ican Activities : 

On  April  17,  1951,  Mr.  Johnson  made  application  at  San  Fran- 
ciso,  Calif.,  for  a  U.S.  passport,  supposedly  for  the  purpose  of 
making  a  1 -month  tour  of  England  and  France.  He  revealed  no 
plan  to  visit  the  U.S.S.R.  Passport  No.  27712  was  issued  to  him 
the  next  day. 


UN-AMERICAN   ACTIVITIES   ANNUAL    REPORT  53 

On  June  5,  1952,  according  to  an  announcement  in  the  People's 
^Yorld  of  June  4,  1952,  Allen  Johnson  spoke  at  the  previously  men- 
tioned California  Labor  School  about  his  firsthand  impressions  of 
the  Soviet  Union,  based  on  a  visit  he  had  made  there  the  year  before. 

Also,  in  1952,  Mr.  Johnson  was  expelled  from  the  AFL  Carpenters 
Union  because  of  alleged  membership  in  the  Commimist  Party. 

When  Charles  David  Blodgett  appeared  before  the  Committee  on 
Un-American  Activities  on  December  3,  1953,  he  testified  that  he 
had  been  a  member  of  the  Communist  Party  in  Alameda  County, 
Calif.,  from  1946  until  1950.  Mr.  Blodgett  said  that  during  this 
period  he  had  attended  meetings  of  the  political  affairs  committee  of 
the  Alameda  County  Communist  Party  which  were  also  attended  by 
Allen  Johnson,  then  employed  by  the  AFL  Carpenters  Union. 

On  November  14,  1960,  Mr.  Johnson  applied  for  a  U.S.  passport 
at  San  Francisco,  supposedly  for  a  1-year  visit,  beginning  approxi- 
mately February  1,  1961,  to  England,  France,  and  Sweden.  Passport 
No.^  2426303  was  issued  to  him  on  November  17,  1960.  It  was  never 
validated  for  travel  to  Cuba. 

Mr.  Johnson  and  his  wife,  Margaret  Frances,  entered  Mexico  on 
February  18,  1961.  With  expenses  paid  by  the  Cuban  Government, 
they  departed  by  ship  on  April  7,  1961,  for  a  trip  to  Havana.  On 
April  28,  1961,  Mr.  and  Mrs.  Johnson  established  a  residence  at  No. 
41-15  Avenida  la  Buntillo,  Havana,  Cuba. 

In  the  People's  World  of  December  30,  1961,  there  appeared  an 
item  under  the  title  of  "A  Letter  From  Havana — Invasion  Threat 
Shadows  a  Banner  Year."  The  letter  was  printed  over  the  name  of 
Allen  Johnson.  The  People^s  World  commented  that  Johnson  at 
that  time  was  working  in  Cuba  and  circulating  a  newsletter. 

In  addition  to  invoking  the  first  and  fifth  amendments  when 
questioned  about  the  activities  described  above,  Mr.  Johnson  declined 
for  the  same  reasons  to  say  if,  at  any  time  after  January  16,  1961, 
he  had  sought  passport  validation  for  travel  to  Cuba;  if  he  had 
remained  in  Cuba  from  April  1961  until  the  spring  of  1963 ;  how  he 
had  supported  himself  while  in  Cuba ;  whether  he  had  received  finan- 
cial assistance  from  the  Cuban  Government  while  he  was  in  Cuba; 
and  whether  he  was,  at  the  time  of  his  testimony,  or  had  been  in  the 
past,  a  member  of  the  Communist  Party. 

TESTIMONY   OF   MARGARET   F.    JOHNSON 

Mrs.  Margaret  Frances  Johnson,  wife  of  Allen  Johnson,  was  the 
final  witness  before  the  subcommittee  during  the  morning  session  on 
July  2,  1963. 

According  to  the  committee's  information,  Mrs.  Jolinson  was  a 
member  of  tlie  Communist  Party  in  the  El  Cerrito  area  of  California 
as  early  as  1943.  On  October  29,  1950,  the  Oakland  Tribune  reported 
that  Mrs.  Johnson,  who  had  been  a  schoolteacher  for  314  years, 
announced  that  she  would  neither  sign  a  State-required  loyalty  oath 
nor  resign  from  her  teaching  position.  She  reportedly  said  she 
hoped  to  challenge  the  constitutionality  of  the  loyalty  oath  law  in 
the  courts. 

In  1951,  according  to  the  March  23  issue  of  the  People's  World 
of  that  year,  Mrs.  Johnson  was  a  candidate  for  director  on  the  Oak- 
land board  of  education. 


54  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

On  November  17,  1960,  Mrs.  Johnson  received  a  passport  as  a  result 
of  an  application  tiled  3  days  earlier,  similar  to  the  one  filed  by  her 
husband.  In  1961,  without  having  her  passport  validated  for  travel 
to  Cuba,  Mrs.  Johnson  accompanied  her  husband  on  a  trip  there,  where 
she  evidently  remained  until  the  spring  of  1963. 

Mrs.  Johnson  invoked  the  first  and  fifth  amendments  to  all  sub- 
committee queries  about  the  above-described  activities.  She  likewise 
declined  to  answer  questions  about  past  and  present  membership  in  the 
Communist  Party. 

Wlien  the  subcommittee  convened  for  the  afternoon  session  on  July 
2,  Mr.  and  Mrs.  Pestana  again  claimed  not  to  have  been  able  to  engage 
counsel.  Chairman  Willis  informed  them  that  their  subpenas  were 
being  continued  and  instructed  them  to  appear  before  the  subcommit- 
tee in  the  Caucus  Eoom  of  the  Old  House  Office  Building,  Washington, 
D.C.,  at  10  a.m.  on  July  10, 1963. 

TESTIMONY   OF    HARRIETT   BUHAI 

The  subcommittee's  final  witness  on  July  2  was  Miss  Harriett 
Buliai,  a  Los  xVngeles  attorney. 

On  January  14,  1960,  Miss  Buhai  applied  for  a  passport  at  the  Los 
Angeles  Passport  Agency  of  the  State  Department,  indicating  a  plan 
to  take  a  pleasure  trip  to  Denmark,  Switzerland,  France,  England, 
and  Italy  for  a  period  of  3  or  4  months,  with  a  tentative  departure 
date  of  February  15,  1960.  Passport  No.  1845770  was  issued  to  Miss 
Buhai  on  January  15, 1960, 

On  December  26,  1962,  she  applied  for  renewal  of  the  passpost  for 
a  combination  business  and  pleasure  trip  to  Brazil  and  other  coun- 
tries, beginning  approximately  January  7, 1963. 

According  to  information  obtained  on  a  preliminary  committee  in- 
vestigation, Miss  Buhai  traveled  from  Mexico  to  Cuba  on  or  about 
August  31,  1962,  in  the  company  of  Helen  Travis,  Nestor  Otto  Bravo, 
and  Eustasia  Sokolowski  Madrigal.  Miss  Buhai's  passport  had  not 
been  validated  for  travel  to  Cuba. 

On  October  26,  1957,  the  People's  World  reported  that  Miss  Buhai 
had  stated  before  the  State  Bar  Examiners  of  California  in  1955  that 
she  had  been  a  member  of  the  Communist  Party  11  years  earlier,  but 
had  resigned. 

The  January  9,  1960,  People's  World  published  an  account  of  an 
election  held  by  the  Hollywood-Beverly  Hills  Chapter  of  the  National 
Lawyers  Guild  at  which  Miss  Buhai  was  elected  to  the  chapter's 
executive  board.  Of  the  15  persons  named  as  having  been  elected  to 
chapter  offices  in  that  account,  7  have  been  identified  as  members  of 
the  Communist  Party  in  testimony  before  this  committee. 

Miss  Buhai  invoked  the  fifth  amendment  and  other  reasons  for 
refusing  to  answer  subcommittee  questions  about  the  above  matters. 
She  also  declined  to  affirm  or  deny  whether  she  had  organized  the  Los 
Angeles  chapter  of  the  Medical  Aid  to  Cuba  Committee,  of  which 
Helen  Travis  became  secretary.  Miss  Buhai  continued  her  declina- 
tions when  asked  if  she  knew  Miss  Travis  to  be,  or  to  have  been,  a 
Communist  Party  member;  if  she  had  organized  the  Los  Angeles 
Medical  Aid  to  Cuba  group  as  a  result  of  instructions  from  Dr.  Louis 
Miller,  medical  director  for  the  national  MACC;  whether  she  knew 
Dr.  INIiller,  who,  according  to  testimony  before  this  committee  in  1951, 


XJN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  55 

had  attended  enlarged  meetings  of  tlie  National  Committee  of  the 
Commmiist  Party  in  the  1940's;  if  fmids  had  been  raised  and  for- 
warded to  the  New  York  Medical  Aid  group  by  the  Los  Angeles 
group ;  if  she  and  fellow  attorney,  Jean  Kidwell  Pestana,  as  reported 
by  the  Daily  News  of  Whittier,  Calif.,  on  June  21,  1963,  had  shown 
slides  and  lectured  on  the  subject  of  Cuba  at  a  meeting  sponsored  by 
the  "Women  Strike  for  Peace  at  the  Unitarian  Center  in  Whittier; 
and  if  she,  at  the  time  of  her  testimony  or  in  the  past,  had  been  a  mem- 
ber of  the  Communist  Party. 

August  5  Hearing 

Mr.  and  Mrs.  Frank  Pestana  testified  at  public  hearings  held  by  the 
subcommittee  in  Washington,  D.C.,  on  August  5,  1963,  after  having 
been  granted  two  continuances  by  the  committee  on  their  claim  of 
unavailability  of  counsel  and  a  heavy  calendar  of  legal  work  to  which 
they  were  committed  during  the  month  of  July.  These  continuances 
were  in  addition  to  those  granted  in  Los  Angeles.^  Joseph  North,  a 
correspondent  for  The  Worker  and  other  Communist  publications,  also 
testified  on  the  same  day. 

TESTIMONY   OF   JEAN    K.   PESTANA 

Mrs.  Jean  Kidwell  Pestana,  who  in  1952  had  been  identified  in  testi- 
mony before  this  committee  as  having  been  a  member  of  a  lawyers' 
group  within  the  Communist  Party  in  the  late  forties,  was  the  first 
witness.  She  repeatedly  invoked  the  fifth  amendment  and  other  rea- 
sons for  refusing  to  answer  questions  concerning  the  following  infor- 
mation obtained  by  the  committee  through  a  preliminary  investiga- 
tion : 

On  January  15,  1960,  Mrs.  Pestana  applied  for  a  U.S.  passport  at 
Los  Angeles,  stating  her  intention  of  taking  a  3-  or  4-inonth  pleasure 
trip  to  Sweden,  Norway,  England,  Denmark,  France,  and  Italy.  She 
was  issued  passport  No.  1899805  on  January  28,  1960. 

Without  having  had  that  passport  validated  for  travel  to  Cuba  by 
the  State  Department,  Mrs.  Pestana,  in  the  company  of  Mrs.  Rose 
Rosenberg,  flew  via  Cubana  airlines  from  Mexico  to  Cuba  in  early 
April  1962.     She  returned  to  the  United  States  the  following  month. 

According  to  announcements  in  the  People''s  World  of  June  2.  1962, 
and  the  National  Guardian  of  June  4,  1962,  Mrs.  Pestana  and  Mrs. 
Rosenberg  gave  a  report  on  their  1-month  visit  to  Cuba  at  a  meet- 
ing of  the  Los  Angeles  Committee  for  Medical  Aid  to  Cuba  on 
June  6, 1962. 

On  March  10,  1963,  Mrs.  Pestana  and  her  husband  appeared  at 
the  Long  Beach  Unitarian  Church  and  showed  slides  purporting  to 
demonstrate  conditions  in  Cuba  prior  to  and  after  Castro's  coming 
to  power.  At  this  meeting  (although  she  declined  to  expound  upon 
it  for  the  subcommittee)  Mrs.  Pestana  allegedly  said :  "I  have  been  in 
many  socialist  countries,  but  the  fastest  progress  has  been  in  Cuba." 
Also,  in  answer  to  a  question  from  the  audience,  she  admitted  having 
been  in  Cuba  in  May  1962  as  a  guest  of  the  Cuban  Government. 

A  flier  circulated  in  Los  Angeles  in  the  spring  of  1963  advertised 
a  special  event,  "Be  An  Eye  Witness  in  Cuba,"  scheduled  for  April  21, 

3  See  pp.  52,  54. 


56  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

1963,  at  the  First  Unitarian  Church.  According  to  the  flier,  Frank 
Pestana  and  Jean  Kidwell  (her  maiden  and  professional  name)  Pes- 
tana  were  to  present  "Cuba  Today  in  Pictures"  at  the  church's  College 
Center  for  an  audience  of  college-age  persons  only. 

On  June  21,  1963,  as  reported  in  the  next  day's  Daily  News  of 
Whittier,  Calif.,  Mrs  Pestana  lectured  on  Cuba  during  an  appear- 
ance with  Miss  Harriett  Buhai,  who  operated  a  slide  projector,  before 
a  Women  Strike  for  Peace  meeting  in  Whittier.  On  that  occasion, 
Mrs.  Pestana  said  that  during  her  tour  of  Cuba  in  1962  she  had  been 
accompanied  by  a  friend  and  an  official  Cuban  interpreter.  She  de- 
clined to  tell  the  subcommittee  whether  that  friend  had  been  Kose 
Rosenberg  and  whether  she  knew  either  Mrs.  Rosenberg  or  Miss 
Buhai  to  be  a  member  of  the  Communist  Party. 

Mrs.  Pestana  told  the  subcommittee  she  had  not  received  compensa- 
tion in  any  manner  from  the  Cuban  Government.  Yet  she  invoked 
the  fifth  amendment,  among  other  reasons,  for  declining  to  answer 
when  asked  if  she  had  understood,  while  receiving  benefits  as  the 
guest  of  the  Cuban  Government  during  her  visit  to  Cuba,  that  she  was 
to  lecture  favorably  about  the  Castro  regime  upon  her  return  to  the 
United  States. 

She  admitted  she  had  not  registered  with  the  Department  of  Justice 
as  a  foreign  agent,  and  denied  being  one.  She  denied  participating 
in  pro-Castro  activities  while  under  the  discipline  of  the  Communist 
Party  with  a  view  toward  carrying  out  party  objectives. 

She  invoked  the  fifth  amendment  and  other  reasons  for  refusing 
to  say  whether  she  was  presently  a  member  of  the  Communist  Party. 

TESTIMONY   OF   FRANK    S.   PESTANA 

Frank  S.  Pestana,  husband  of  the  previous  witness  and  also  an 
attorney  with  offices  in  Los  Angeles,  was  next  to  testify  before  the 
subcommitee  on  August  5.  A  native  of  Portugal,  Mr.  Pestana  became 
a  naturalized  U.S.  citizen  in  1937.  At  hearings  conducted  by  the 
Committee  on  Un-American  Activities  in  1952,  three  witnesses  identi- 
fied him  as  a  member  of  a  lawyers'  cell  within  the  Commmiist  Party. 

Mr.  Pestana  invoked  the  fifth  amendment  and  other  reasons  for 
refusing  to  say  before  the  subcommittee  on  August  5  whether  he 
had  been  a  Communist  Party  member,  as  so  identified  in  1952,  and  if 
he  had  continued  to  be  a  member  of  the  party  since  that  time. 

Committee  investigation  conducted  prior  to  Mr.  Pestana's  being 
subpenaed  to  testify  in  these  hearings  revealed  that  on  April  20, 1959, 
he  applied  for  renewal  of  a  U.S.  passport  issued  him  in  1956.  In  his 
application  for  renewal,  he  said  he  intended  to  travel  to  Portugal, 
Spain,  and  Italy  over  a  period  of  about  3  weeks  for  the  purposes  of 
business  and  visiting  relatives.  He  listed  April  27,  1959,  as  the  ap- 
proximate date  of  departure.  On  April  24,  1959,  he  received  renewal 
of  passport  No.  134222. 

Mr.  ^  Pestana  invoked  the  fifth  amendment  and  other  reasons  in 
declining  to  tell  the  subcommittee  if  he  had  actually  departed  on  a 
trip  to  Portugal,  Spain,  or  Italy  on  or  about  April  27,  1959.  He 
continued  to  decline  to  answer  when  asked  questions  about  the  fol- 
lowing information  developed  by  the  committee's  investigation : 

Mr.  Pestana  served  as  an  American  delegate  at  the  10th  anniver- 
sary session  of  the  Soviet-staged  World  Peace  Council  held  in  Stock- 


UN- AMERICAN    ACTIVITIES    ANNUAL    REPORT  57 

holm,  Sweden,  on  May  8-13,  1959.  On  December  20,  1959,  at  the 
First  Unitarian  Church  of  Los  Angeles,  he  was  given  a  reception  by 
the  Reverend  and  Mrs.  Stephen  H.  Fritchman,  who  had  been  fellow 
delegates  to  the  World  Peace  Council  meeting  in  Stockholm.  Accord- 
ing to  the  church's  newsletter  announcement  of  the  reception,  Mr. 
Pestana  lectured  and  showed  slides  on  the  subject  of  China. 

On  May  4,  1961,  according  to  a  preceding  flier  annomicement,  Mr. 
Pestana  presented  an  illustrated  talk,  entitled  "Six  Weeks  in  Com- 
munist China,"  at  a  meeting  sponsored  by  the  Santa  Barbara  [Calif.] 
Friends  of  KPFK.  The  flier  contained  the  additional  information 
that  he  had  traveled  10,000  miles  over  the  Chinese  mainland  as  the 
guest  of  a  Chinese  classmate  at  the  University  of  California. 

Mr.  Pestana  invoked  his  previous  reasons  in  declining  to  tell  the 
subcommittee  if,  when  he  applied  for  renewal  of  his  passport  in 
April  1959  for  an  alleged  trip  to  Italy,  Spain,  and  Portugal,  he 
had  actually  intended  to  travel  to  the  World  Peace  Council  session 
at  Stockholm  and  then  to  visit  Red  China. 

He  declined  to  say  whether,  as  annoimced  in  a  flier  circulated  in 
Los  Angeles  in  the  spring  of  1963,  he  had  participated  in  a  "Be 
an  Eye  Witness  m  Cuba"  program  at  the  First  Unitarian  Church  on 
April  21,  1963.  He  declined  also  to  say  if  the  flier  had  been  correct 
in  stating  that  he  had  taken  an  extensive  tour  of  Cuba  in  May  1962. 

Neither  would  the  witness  confirm  or  deny  the  subcommittee's 
information  that  he  had  addressed  a  meeting  at  the  Long  Beach 
Unitarian  Church  on  March  10,  1963,  at  which  time  he  stated  (1)  he 
had  gone  to  Cuba  in  1961  with  40  other  couples  and  (2)  he  had 
been  in  Communist  China  recently.  He  cited  his  previous  reasons 
for  refusing  to  say  whether  he  at  any  time  had  possessed  a  passport 
validated  for  travel  to  Red  China;  whether  he  had  received  any 
direct  or  indirect  compensation  from  the  Cuban  or  Chinese  Govern- 
ments for  his  lecturing  activities ;  and  whether,  in  his  talks  on  Com- 
munist Cuba  and  Red  China,  his  purpose  had  been  to  influence 
the  U.S.  public  with  respect  to  the  policies  of  the  governments  of 
those  foreign  countries. 

TESTIMONY   OF   JOSEPH    NORTH 

The  final  witness  at  the  subcommittee's  hearings  on  August  5  was 
Joseph  North,  a  correspondent  for  The  Worker  and  a  writer  for 
many  other  Communist  publications  in  this  country  for  more  than 
a  quarter  of  a  century.  He  has  been  identified  as  a  member  of  the 
Communist  Party  on  a  number  of  occasions  by  witnesses  before  the 
Committee  on  Un-American  Activities. 

On  January  27,  1960,  Mr.  North  filed  an  application  for  a  U.S. 
passport,  stating  his  intention  to  visit  Britain,  Italy,  Czechoslovakia, 
Soviet  Russia,  and  France  over  a  period  of  about  3  months,  beginning 
approximately  March  1960.  Passport  No.  1871124  was  issued  on 
February  1, 1960. 

Mr.  North  subsequently  traveled  to  France,  Italy,  the  Soviet 
Union,  and  Czechoslovakia,  returning  to  the  U.S.  with  his  passport 
apparently  in  good  order  on  September  15, 1960. 

On  December  16,  1960,  according  to  an  entry  made  on  his  passport 
by  Cuban  authorities,  he  arrived  in  Cuba. 


58  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

The  witness  invoked  the  fifth  amendment  and  other  reasons  in 
refusing  to  tell  the  subcommittee  if  he  had  known  that  on  January  16, 
1961,  the  State  Department  issued  a  regulation  banning  travel  to 
Cuba  unless  the  traveler  was  in  possession  of  a  passport  specifically 
endorsed  by  the  Department  for  such  a  trip. 

During  the  months  of  January,  March,  April,  May,  and  August, 
1961,  The  Worker  published  articles  by-lined  by  Mr.  North  and 
datelined  Havana. 

An  exit  visa  on  his  passport  showed  that  Mr.  North  departed  from 
Cuba  on  August  12,  1961,  although  he  declined  to  tell  the  subcom- 
mittee whether  he  had  returned  to  the  U.S.  or  traveled  elsewhere  at 
that  time.  In  any  event,  The  Worker  of  August  27,  1961,  carried 
another  article  from  Cuba  by  Mr.  North,  indicating  that  he  had 
returned  to  Cuba  by  that  date.  Additional  North  articles  datelined 
Havana  appeared  in  The  Worker  in  the  months  of  September,  No- 
vember, and  December,  1961,  and  in  every  month  of  1962  except  March 
and  July. 

North's  passport  contained  an  entry  of  his  arrival  in  Czechoslo- 
vakia on  December  14,  1962,  and  an  entry  of  departure  from  that 
Iron  Curtain  country  on  January  31,  1963,  the  same  date  on  wliich 
his  arrival  in  the  U.S.  was  noted. 

Upon  arrival  from  Czechoslovakia  at  the  New  York  International 
Airport,  his  passport  was  lifted  by  representatives  of  the  U.S. 
Immigration  and  Naturalization  Service.  This  resulted  from  a 
request  for  such  action,  at  the  first  opportmiity,  made  by  the  State 
Department's  Passport  Office  in  Washington  on  May  4,  1962, 
based  on  information  that  Mr.  North  had  traveled  to  and  from  Cuba 
since  January  16,  1961,  without  proper  passport  validation  to  do  so. 

Mr.  North  invoked  the  fifth  amendment  and  his  other  previously 
cited  reasons  for  refusing  to  tell  the  subcommittee  whether,  at  any 
time  after  the  significant  date  of  January  16,  1961,  he  had  applied  for 
or  received  passport  validation  for  travel  to  Cuba;  if  at  any  time 
during  1961  or  1962  he  had  delivered  any  message  or  communica- 
tion from  anyone  in  tliG  United  States  known  to  him  to  be  a  Com- 
munist to  persons  in  Cuba  associated  with  the  Castro  government; 
and  if  he  had  delivered  any  message  or  communication  from  any 
person  in  Cuba  known  to  him  to  be  a  Communist  to  anyone  in  the 
United  States  known  to  him  to  be  a  Communist. 

At  the  conclusion  of  the  August  5  hearings.  Chairman  Willis 
instructed  the  committee  stajff  to  forward  a  record  of  the  day's 
proceedings  to  the  Department  of  Justice  for  possible  prosecution 
of  the  three  witnesses  for  violation  of  passport  requirements  relating 
to  travel  to  Cuba. 

September  12  Hearing 

The  committee's  hearings  on  violations  of  State  Department  regu- 
lations banning  travel  to  Cuba  without  specially  validated  passports 
were  continued  in  Washington,  D.C.,  on  September  12  and  13,  1963. 
On  these  dates  the  subcommittee  heard  6  of  the  58  U.S.  students  and 
youths  who  spent  nearly  2  months  in  Cuba  during  the  summer  of 
1963  despite  specific  and  repeated  State  Department  warnings  that 
their  unauthorized  trip  could  result  in  fines  and  imprisonment. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  59 

TESTIMONY    OF   BARRY   HOFFMAN 

The  first  witness  was  Barry  Hoffman,  a  26-year-old  realtor  of 
Brookline,  Mass.  Hoffman  testified  he  had  made  the  trip  as  an 
observer  of  the  student  group  only  after  informing  both  the  Federal 
Bureau  of  Investigation  and  the  Central  Intelligence  Agency  of  the 
purpose  of  his  participation. 

Following  is  a  summary  of  Mr,  Hoffman's  testimony : 

In  December  1962  Hoffman  read  articles  in  several  Boston  news- 
papers about  a  group  of  so-called  U.S.  students  who  planned  to  travel 
to  Cuba.  He  telephoned  Anatol  Schlosser  in  New  York  City  and  ex- 
pressed an  interest  in  the  trip.  Schlosser  had  been  described  by  the 
newspapers  as  a  spokesman  for  the  student  group's  organizing 
committee. 

Hoffman  received  a  letter,  dated  December  14, 1962,  from  Schlosser, 
who  said  he  had  just  been  notified  by  the  State  Department  that  will- 
ful violation  of  the  travel  ban  was  punishable  by  a  $5,000  fine  and/ 
or  imprisonment  of  not  more  than  5  years.  Schlosser  added,  how- 
ever, that  this  was  not  going  to  deter  the  group  from  making  the 
trip  and  he  hoped  Hoffman  would  join  them. 

After  receiving  Schlosser's  letter,  Hoffman  contacted  representa- 
tives of  the  FBI  and  the  CIA  and  notified  them  of  the  purpose  of  his 
association  with  the  student  group.  He  also  offered  to  cooperate  in 
any  way  he  could  with  these  agencies. 

The  trip  to  Cuba,  scheduled  for  December  1962,  was  postponed 
when  the  Canadian  Government  refused  to  allow  the  U.S.  "students" 
to  currj  out  their  plan  to  be  picked  up  in  Canada  by  a  Cuban 
airplane. 

Hoffman  exchanged  several  more  telephone  calls  with  Schlosser 
before  receiving  a  letter  from  him  dated  May  15,  1963,  in  which  it 
was  stated  the  trip  had  been  rescheduled  for  July.  An  application 
blank  and  a  memorandum  explaining  possible  legal  difficulties  which 
might  result  for  those  making  the  trip  were  enclosed  with  the  letter. 
The  letter  also  informed  Hoffman  that  a  representative  of  the  Perma- 
nent Student  Committee  for  Travel  to  Cuba  (the  organizational  name 
of  the  group)  would  be  in  Boston  soon. 

Hoffman  returned  his  completed  application  to  the  student  com- 
mittee along  with  the  requested  $10  deposit. 

In  a  letter  dated  June  15,  1963,  Levi  Laub  of  the  Permanent  Stu- 
dent Committee  for  Travel  to  Cuba  notified  Hoffman  that  arrange- 
ments for  the  latter's  taking  part  in  the  trip  had  been  made.  Laub 
said  Hoffman  should  be  in  New  York  City  by  "the  24th"  and  asked 
that  he  get  in  touch  with  the  PSCTC  immediately  at  telephone  num- 
ber GK  7-8396,  New  York  City. 

Hoffman  was  away  from  home  at  the  time  Laub's  letter  arrived  and 
did  not  see  it  until  some  days  later.  He  had  not  replied  to  it  when, 
on  the  morning  of  June  24,  he  received  a  telephone  call  from  Laub, 
who  said  Hoffman  would  have  to  be  in  New  York  that  afternoon  if  he 
were  going  on  the  trip  to  Cuba. 

Hoffman  flew  to  New  York  on  the  afternoon  of  June  24  and  tele- 
phoned the  PSCTC  office.  He  was  instructed  to  go  to  the  apartment 
of  Miss  Ellen  Shallit.  There  he  was  introduced  to  Salvatore  Cucchi- 
ari,  who,  he  was  told,  would  be  his  group  leader  during  the  trip.  At 
this  time,  Hoffman  also  paid  the  $90  balance  due  on  the  total  $100  cost 


60  TJN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

of  his  participation  in  the  trip.    He  subsequently  learned  that  some  of 
those  "who  went  to  Cuba  did  not  pay  anything. 

The  next  morning,  as  instructed,  Hoffman  returned  to  Miss  Shallit's 
apartment,  where  he  was  informed  by  Cucchiari  the  trip  would  begin 
that  afternoon.  Hoffman  was  also  told,  along  with  others  who  inet  at 
Miss  Shallit's  apartment  on  June  25,  to  proceed  to  the  East  Side  Ter- 
niinal  m  New  York  City  to  receive  flight  tickets  and  further  informa- 
tion. Younger  persons  were  advised  to  dress  in  older  style  clothes  so 
that  they  would  not  look  like  students  when  they  arrived  at  the  air- 
port. The  people  who  met  at  Miss  Shallit's  apartment  were  in- 
structed to  leave  the  building  in  small  groups  so  as  not  to  attract 
undue  attention. 

_  At  the  East  Side  Terminal,  Hoffman  was  surprised  to  receive  flight 
rickets  to  London  and  Paris.  He  had  assumed  that  the  trip  would 
somehow  be  made  to  Cuba  through  Canada. 

Hoffinan  and  the  "students"  he  jomed  at  the  airport  departed  for 
London  on  a  BOAC  plane. 

When  Hoffman  left  New  York,  he  and  all  of  the  others  in  his  group 
possessed  U.S.  passports,  as  far  as  he  knew,  but  none  of  them  was 
validated  for  travel  to  Cuba.  At  London  the  plane  was  met  by  an 
American  official,  who  warned  the  passengers  of  possible  prosecution 
for  traveling  to  Cuba  without  proper  authorization. 

Li  Paris,  Hoffman's  group  was  joined  by  another  group  which  had 
flown  there  from  New  York  on  a  KLM  plane  by  way  of  Amsterdam. 

Although  the  so-called  students  were  split  into  three  separate 
groups  and  stayed  overnight  in  three  different  hotels  in  Paris,  they 
had  dinner  together.  They  were  informed  at  this  time  by  Levi  Laub 
that  they  would  go  to  Czechoslovakia,  which  they  did  the  day 
after  their  arrival  in  Paris. 

Upon  arrival  at  Prague  on  a  Czech  plane,  the  American  passengers 
were  once  again  greeted  by  an  American  official,  who  repeated  the 
warnmg  issued  at  the  London  stop.  On  this  occasion,  manv  of  the 
students  rudely  walked  away  from  the  official  while  he  was  addressing 
them. 

Czech  visas  were  given  Hoffman  and  the  other  students  at  Prague, 
although  Hoffman  had  not  applied  for  one  anywhere  en  route.  Czech 
officials  examined  the  passports  of  the  U.S.  students,  but  made  no 
entries  in  them. 

From  Prague,  the  American  travelers  were  taken  on  a  4-hour  bus 
ride  to  Carlsbad,  Czechoslovakia,  where  they  stayed  for  2  days  at  the 
Grand  Hotel  Moscow.  Several  group  meetings  were  held,  during 
which  plans  for  the  stay  in  Cuba  were  discussed.  At  one  such  meet- 
ing, the  students  were  addressed  and  congratulated  on  having  defied 
their  Government  by  the  Cuban  Ambassador  to  Czechoslovakia. 

While  in  Czechoslovakia,  the  students  were  instructed  by  Levi  Laub 
not  to  show  their  passports  to  any  Cuban  official  when  tJiey  arrived 
in  Cuba.  Hoffman  believed  this  instruction  was  given  in  the  hope 
that  if  the  passports  were  technically  "not  used"  in  Cuba,  the  students 
might  be  protected  against  charges  of  improper  use  of  their  passports. 

In  Czechoslovakia,  the  students  were  joined  by  Vickie  Ortiz,  who 
had  apparently  arrived  in  Prague  ahead  of  the  main  group.  Miss 
Ortiz  possessed  both  a  U.S.  and  Mexican  passport.  It  was  agreed, 
therefore,  that  she  would  be  the  first  to  leave  the  plane  at  stopovers 


UN-AMERICAN    ACTIVITIES   ANNTJAL    REPORT  61 

during  the  balance  of  the  trip  to  Cuba,  If  any  authorities  lifted 
either  of  her  passports,  she  would  still  have  another  one  and,  mean- 
while, the  other  students  would  have  been  alerted  to  try  to  protect 
their  passports. 

Before  the  students  departed  from  Czechoslovakia,  they  were 
issued  "slip  visas"  (pieces  of  paper  with  entry  visas  stamped  on 
them)  by  the  Cuban  consulate  in  Prague  for  their  entry  into  Cuba. 
Again,  no  entry  was  made  in  their  passports. 

From  Czechoslovakia  the  Americans  were  flown  on  a  Cuban  air- 
plane to  Ireland,  Newfoundland,  and  thence  to  Havana,  Cuba,  where 
they  arrived  on  June  30.  There  each  student  surrendered  his  "slip 
visa"  and  filled  out  a  "landing  card,"  requesting  such  general  infor- 
mation as  name,  address,  occupation,  and  passport  number.  The  stu- 
dents supplied  their  passport  numbers,  as  requested,  but  were  careful 
not  to  show  their  passports  to  Cuban  officials. 

They  were  interviewed  and  photographed  by  a  large  contingent 
of  the  Cuban  press  at  the  Havana  airport.  Then  they  were  quartered 
at  the  Hotel  Riviera  in  the  Cuban  capital. 

Their  first  evening  in  Cuba,  the  students  were  greeted  by  repre- 
sentatives of  the  Cuban  Institute  for  Friendship  Among  the  Peoples, 
the  group  in  charge  of  them  throughout  their  stay.  The  nest  day 
they  m.et  membersof  the  Cuban  Federation  of  University  Students, 
which  was  supposedly  paying  their  expenses.  Mr.  Hoffman  had 
serious  doubts  that  the  Cuban  student  organization  was  paying  these 
expenses  because  of  the  high  cost  of  the  air  travel  alone.  His  guess 
was  that  the  cost  of  the  entire  trip  had  to  have  been  underwritten  by 
the  Cuban  Government. 

About  the  third  day  the  Americans  were  in  Cuba,  Fidel  Castro 
appeared  at  a  resort  hotel  they  were  visiting.  He  played  ping-pong 
with  some  of  the  students  for  nearly  3  hours.  After  the  ping-pong 
games  were  over,  the  students  gathered  around  Castro  and  began  ask- 
ing him  questions  about  Cuba.  He  brushed  them  off  by  saying  that 
he  had  to  return  to  the  affairs  of  State. 

Also,  early  in  the  visit  to  Cuba,  Castro  went  skin  diving  with  Levi 
Laub  and  two  other  members  of  the  American  student  group. 

Day  after  day  during  their  stay  in  Cuba,  the  students  were  taken 
on  "organized"  and  "guided"  tours  from  one  end  of  the  island  to  the 
other.  They  visited  apartment  projects,  factories,  schools,  beaches, 
etc.  The  tours  were  not  compulsory,  however,  and,  as  membei-s  of  a 
very  privileged  group,  those  students  who  wished  to  remain  behind 
and  roam  around  Havana  were  free  to  do  so. 

Although  the  students,  through  the  guided  tours,  did  travel  exten- 
sively across  Cuba,  they  still  were  able  to  see  only  what  their  hosts 
wanted  them  to  see.  Hoffman,  for  instance,  repeatedly  asked  to  be 
shown  the  La  Cabana  Prison  in  Havana  and  the  Isle  of  Pines,  where 
political  prisoners  are  kept.  Each  time  he  requested  permission  to 
visit  these  places,  his  Cuban  hosts  would  indicate  that  approval  was 
forthcoming,  but  it  never  came. 

One  day  Hoffman  walked  up  to  a  prison  in  Havana  and  asked  if 
he  might  talk  to  counterrevolutionaries  detained  there.  He  caused 
quite  a  bit  of  comm.otion  among  the  guards,  but  could  not  gain 
entrance. 

Ploffman  asked  to  visit  Soviet  military  bases.  "Sure,  sure,"  was  the 
reply  from  Cuban  officials,  but  that  is  where  his  request  ended. 


62  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Hoffman  observed  many  Russians  in  Cuba.  Often  they  were  seen 
riding  in  Soviet  or  Czech  made  military  vehicles.  They  were  sim- 
ilarly dressed,  altliough  never  seen  in  military  uniforms.  There 
was  no  doubt  in  Hoffman's  mind,  however,  about  their  being  military 
personnel. 

On  one  occasion,  Hoffman  saw  a  dozen  uniformed  Chinese  military 
officers,  but  he  did  not  see  any  Chinese  being  moved  about  in  truck 
convoys. 

Diplomats  and  other  representatives  of  foreign  Conmiunist  coun- 
tries and  interests  in  Cuba  went  all  out  to  woo  and  indoctrinate  the 
visiting  U.S.  students.  In  fact,  the  students  received  a  far  greater 
volume  of  Communist  books,  pamphlets,  and  other  propaganda  ma- 
terial than  they  could  ever  have  hoped  tx3  bring  home  with  them. 
They  were  told  by  Cuban  officials  just  to  put  the  material  in  boxes 
marked  with  their  names  and  addresses  and  it  would  be  sent  to 
their  homes. 

The  students  were  in  contact  with  other  Americans  in  Cuba.  The 
group  was  addressed  on  a  number  of  occasions  by  Robert  Williams  (a 
fugitive  from  a  kidnaping  charge  which  grew  out  of  a  racial  incident 
in  North  Carolina  several  years  ago) . 

The  students  met  members  of  a  group  of  Americans  called  the 
North  American  Friends  of  Cuba.  Most  of  them  worked  for  the 
Cuban  Government.  At  least  one  of  them  also  admitted  being  a 
member  of  the  Cuban  mdlitia. 

Despite  the  students'  public  declarations  that  the  purpose  of  their 
trip  was  to  see  for  themselves  what  was  going  on  in  Cuba,  Levi  Laub 
indicated  otherwise  when  he  addressed  the  group  at  one  time  in  Cuba. 
Laub  said  that  the  real  purpose  of  the  trip  was  to  "break"  the  travel 
ban. 

Before  the  students  wound  up  their  visit  in  Cuba,  a  continuation 
committee  was  formed  to  plan  future  trips  to  that  country.  The  day 
before  the  students  left  Cuba,  a  Cuban  official  told  the  continuation 
committee  members  that  their  trip  to  Cuba  had  been  very  important 
to  Cuba  and  Cuban  foreign  policy.  He  expressed  the  opinion  and  the 
hope  that,  if  the  students  succeeded  in  breaking  the  U.S.  travel  ban, 
it  would  be  difficult  for  other  countries  to  impose  one  against  Cuba. 

The  same  Cuban  official  encouraged  the  returning  LT.S.  students 
to  send  other  Americans  to  Cuba.  Earlier,  Fidel  Castro  had  sug- 
gested to  Levi  Laub  that  if  the  U.S.  Government  attempted  to  prose- 
cute the  students  when  they  returned  home,  additional  students 
should  be  sent  to  Cuba  while  the  first  group  was  being  prosecuted. 

Also  prior  to  their  departure  from  Cuba,  the  students  were  briefed 
by  their  own  leaders  on  how  to  deal  with  LT.S.  customs  and  immigra- 
tion officers,  the  Federal  Bureau  of  Investigation,  and  the  Committee 
on  Un-American  Activities. 

One  of  the  leaders,  Phillip  Luce,  an  employee  of  the  Emergency 
Civil  Liberties  Committee,*  informed  the  students  that  upon  return- 
ing home  they  could  obtain  legal  advice  from  the  ECLC,  the  Ameri- 
can Civil  Liberties  Union,  and  the  National  Committee  To  Abolish 
the  Un-American  Activities  Committee.  Luce  also  said  members  of 
the  ECLC  would  represent  the  students  "without  fee"  if  they  were 


*  This  orsranization  was  citpri  as  a  Commnnist  front  by  both  the  House  Committee  on 
Un-American  Activities  and  the  Senate  Internal  Security  Subcommittee  in  1958  and  1956. 
respectively. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  63 

prosecuted,  but  that  there  would  be  expenses  of  about  $6,000  that 
would  have  to  be  raised  by  defense  committees  organized  to  help  the 
students. 

Hoffman  learned  the  CAiban  Government  had  made  a  film  of  the 
students'  visit  to  Cuba  and  that  the  film  was  going  to  be  smuggled 
into  the  United  States  at  a  later  date.  In  the  United  States  the 
students  were  to  combine  showings  of  the  film  with  lectures  on  Cuba 
to  raise  money  for  their  defense. 

The  U.S.  students  departed  by  air  from  Cuba  on  August  26,  1963, 
for  the  return  trip  home  by  way  of  Madrid,  Spain.  When  the  plane 
made  a  refueling  stop  at  Bermuda,  however,  Hoffman  left  the  group 
and  flew  directlj^  to  New  York  at  his  own  expense. 

At  the  subcommittee's  hearings  on  September  12,  Hoffman  was 
asked  to  identify  those  students  who  had  traveled  to  Cuba  and  who 
were  also  members  of  the  Progressive  Labor  Movement,  an  ultrarevo- 
lutionary  Communist  splinter  group.  At  an  earlier  hearing  the  sub- 
committee had  learned  that  members  of  Progressive  Labor  had 
played  a  leading  role  in  organizing  the  unauthorized  ti'ip  to  Cuba. 
According  to  Hoffman,  the  knov>-n  Progressive  Labor  members  who 
made  the  trip  were  Levi  Laub,  Salvatore  Cucchiari,  Vickie  Ortiz, 
Ellen  Shallit,  Rhoden  Smith,  Wendie  Nakashima,  John  Salter, 
Larry  Phelps,  Stefan  Martinet,  Eleanor  Goldstein,  Catherine  Pren- 
sky,  and  Mark  Tishman.  Tishman,  according  to  Hoffman,  said 
he  joined  the  Progressive  Labor  Movement  only  to  be  able  to  make  the 
trip  to  Cuba  and  that  he  subsequently  resigned. 

Asked  by  the  subcommittee  to  name  the  leaders  of  the  students 
with  whom  he  traveled  to  Cuba,  Hoffman  named  Le^a  Laub  as  the 
unquestioned  head  of  the  group,  inasmuch  as  Anatol  Schlosser  had 
not  made  the  trip.  Hoffman  said  Laub  informed  the  other  students 
during  the  trip  that  he  had  been  in  Cuba  the  previous  February  or 
March  making  arrangements  for  their  visit. 

Hoffman  said  that  another  leader  was  Phillip  Luce,  who  headed 
the  students'  press  committee.  While  in  Cuba,  Luce  kept  in  con- 
tact with  Clark  Foreman,  the  director  of  the  Emergency  Civil 
Liberties  Committee,  about  reaction  to  the  trip  in  the  United  States. 

Other  leaders  in  the  group  were  Ellen  Shallit,  Salvatore  Cucchiari, 
Stefan  Martinot,  Larry  Phelps,  and  Wendie  Nakashima. 

Mr.  Hoffman  concluded  that  the  trip  of  the  U.S.  students  to  Cuba, 
which  received  tremendous  play  in  the  Cuban  press,  had  been  a  great 
propaganda  victory  for  the  Castro  regime. 

Hoffman  also  emphasized  his  conclusion  that  the  persons  with 
whom  he  had  traveled  to  Cuba  were  not  typical  American  students. 
Their  ages  ranged  from  18  to  33,  he  told  the  subcommittee,  and  some 
of  them  were  not  students  at  all.  Most  of  them  had  made  up  their 
minds  favorably  about  Communist  Cuba  long  before  they  arrived 
there,  the  witness  said. 

He  described  for  the  subcommittee  an  occasion  in  Cuba  when  a 
Communist  group  from  Vietnam  showed  the  U.S.  "students"  a  film 
of  military  operations  in  that  Asian  country.  "\^nien  a  scene  appeared 
in  which  an  American  airplane  was  shot  down,  a  great  cheer  went  up 
from  the  "students." 

Hoffman  again  emphasized  that  they  were  not  typical  American 
students. 


64  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

TESTIMONY  OF   LEVI   L.   LAUB 

The  next  witness  heard  in  public  session  on  September  12  vras  Levi 
Lee  Laub  of  New  York  City.  Laub  was  unemployed  at  the  time 
of  his  testimony,  he  said,  and  still  considered  himself  a  college 
student,  inasmuch  as  he  planned  to  return  to  Columbia  College  to 
complete  two  examinations  required  for  his  bachelor  of  arts  degree. 

Committee  counsel  introduced  a  photostatic  copy  of  a  passport 
application  which  Laub  had  filed  with  the  State  Department's  New 
York  City  office  on  January  29,  1963,  in  which  he  had  stated  that  he 
intended  to  depart  for  a  vacation  in  Mexico  on  February  1,  1963. 

Laub  testified  he  was  issued  a  passport  after  filing  this  application, 
but  invoked  the  fifth  amendment  when  asked  if  he  had  truthfully 
reflected  his  travel  plans  in  the  application.  He  admitted,  however, 
that  he  had  not  at  any  time  after  receiving  the  passport  applied 
for  specific  endorsement  of  it  for  travel  to  Cuba.  He  declined  on 
constitutional  grounds  to  say  whether  in  February  and  March  1963, 
or  at  any  time  after  January  29,  1963,  he  had  traveled  to  Cuba 
through  Mexico. 

The  witness  freely  acknowledged  he  had  arrived  in  Cuba  with  the 
group  of  U.S.  students  on  June  30,  1963,  and  remained  there  until 
August  25.  Asked,  if  on  the  occasion  of  this  trip,  his  passport  had  con- 
tained a  notation  authorizing  travel  to  Cuba  in  accordance  with  ex- 
isting travel  laws  and  regulations,  Laub  claimed  no  such  laws  or  regu- 
lations existed.  He  claimed  the  requirement  for  specific  passport  en- 
dorsement for  travel  to  Cuba  was  a  matter  of  State  Department 
policy,  not  a  matter  of  law  or  regulation. 

The  chairman  read  to  the  witness  the  following  portion  of  a  State 
Department  document  published  December  13,  1962,  more  than  6 
months  before  the  student  group  departed  for  Cuba : 

The  Department  warns  all  concerned  that  travel  to  Cuba  by 
a  U.S.  citizen  without  a  passport  specifically  validated  by  the 
Department  of  State  for  that  purpose  constitutes  a  violation 
of  the  Travel  Control  Law  and  Regulations.  (Title  8  U.S. 
Code  Sec.  1185 :  Title  22  Code  of  Federal  Regulations,  Sec. 
53.3).  A  wilful  violation  of  the  law  is  punishable  by  fine 
and/or  imprisonment. 

Levi  Laub  admitted  having  been  one  of  the  leaders  of  the  meeting 
in  New  York  City  on  October  14,  1962,  at  which  the  Ad  Hoc  Student 
Committee  for  Travel  to  Cuba  was  organized.  He  invoked  the  fifth 
amendment  and  other  reasons,  however,  for  refusing  to  say  whether 
he,  Stefan  Martinot,  and  Anatol  Schlosser  had  been  appointed  by 
Milton  Rosen  and  Mortimer  Scheer,  leaders  of  the  Progressive  Labor 
Movement,  to  form  the  Ad  Hoc  Student  Committee  for  Travel  to 
Cuba. 

The  witness  also  admitted  having  attended  another  meeting  in 
New  York  in  December  1962,  when  the  Permanent  Student  Committee 
for  Travel  to  Cuba  was  created. 

Laub  testified  that,  as  a  representative  of  the  Permanent  Committee, 
he  had  visited  the  University  of  California,  San  Francisco  State  Col- 
lege, Stanford  University,  the  University  of  Chicago,  the  University  of 
Wisconsin,  the  University  of  Michigan,  Brooklyn  College,  City  Col- 
lege of  New  York,  and  Columbia  College  to  promote  the  trip  to 


TJN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  65 

Cuba  and  recruit  students  to  take  part  in  it.  He  said  his  travel 
expenses  were  paid  from  funds  raised  primarily  at  benefit  parties  held 
in  New  York  City  by  the  Permanent  Committee,  He  said  he  knew  of 
no  financial  contributions  made  to  the  Permanent  Committee  by  any 
outside  organization. 

The  witness,  who  willingly  testified  that  the  student  trip  had  been 
made  to  Cuba,  repeatedly  invoked  the  fifth  amendment  and  other 
reasons  for  refusing  to  answer  questions  about  certain  preparatory 
activities  in  which  he  had  engaged.  He  accordingly  declined  to 
confirm  or  deny  the  committee's  information  that  he  had  negotiated 
with  both  the  British  Overseas  Airways  Corporation  and  the  KLM 
Royal  Dutch  Airlines  for  flying  two  groups  of  students  from  New 
York  to  Paris,  Laub  declined  to  discuss  the  committee's  information 
that  it  was  he  who  had  reserved  and  picked  up  the  tickets  for  the 
students  from  these  two  airlines.  He  also  declined  to  explain  why, 
as  the  committee's  investigation  revealed,  he  had  given  several  different 
personal  New  York  addresses  during  his  dealings  with  BOAC  and 
KLM, 

The  witness  continued  to  invoke  the  fifth  amendment  and  other 
reasons  in  refusing  to  say  who  made  the  payments  for  the  BOAC 
and  KLM  tickets.  Although  the  tickets  were  reserved  and  picked 
up  in  New  York,  the  committee's  investigation  disclosed  that  the 
money  for  them  was  actually  paid  at  the  BOAC  and  KLM  offices 
in  Ottawa,  Canada,  by  "Mr.  J,  Jacobs"  and  "Mr.  Jacob,"  respectively. 
On  June  10  and  11, 1963,  the  investigation  revealed,  Jacobs,  or  a  person 
using  that  name,  had  made  deposits  totaling  $22,739,20  in  U.S.  cur- 
rency with  BOAC's  Ottawa  office,  and  on  the  latter  date  the  same 
individual  had  deposited  $13,436.80  in  U.S.  currency  with  KLM's 
office  in  Ottawa, 

Laub  declined  to  tell  the  subcommittee  if  he  knew  Jacobs,  if  he  knew 
Jacobs  to  be  an  American  citizen,  and  if  he  knew  why  Jacobs  had  thus 
far  failed  to  collect  in  excess  of  $6,700  in  refunds  from  IQjM  and 
BOAC  for  deposits  over  and  above  the  cost  of  the  tickets  actually 
used  for  the  trip  to  Cuba, 

The  witness  insisted  that  all  of  the  expenses  connected  with  the 
students'  visit  to  Cuba  were  paid  by  the  Cuban  Federation  of  Univer- 
sity Students,  but  he  supplied  no  other  details  on  the  matter, 

Laub  admitted  that  during  the  latter  part  of  the  visit  to  Cuba  there 
came  a  time  when  some  of  the  group  wished  to  remain  longer  and 
others  did  not.  In  this  connection,  he  acknowledged  he  had  urged  the 
students  to  do  together  whatever  they  decided  to  do,  so  they  would  re- 
turn to  the  United  States  as  a  group.  In  this  way,  he  had  contended, 
the  group  would  have  a  gi-eater  impact  upon  the  possible  breaking  of 
the  State  Department  ban  on  travel  to  Cuba. 

The  witness  testified  that  he  was,  and  had  been  for  11  months,  a 
member  of  t?ie  Progressive  Labor  Movement. 

Laub  reluctantly  admitted  that  on  April  28,  1961,  he  had  demon- 
strated against,  and  refused  to  take  part  in,  a  civil  defense  shelter  drill 
in  New  York  City,  which  resulted  in  his  being  convicted  and  fined 
for  violation  of  the  New  York  civil  defense  law. 

The  wntness  was  then  excused,  and  the  subcommittee  recessed  until 
the  following  morning. 


66  UN-AJMERIC-^JN    ACTIVITIES    ANNUAL    REPORT 

September  18  Hearing 
testimony  of  phillip  a.  luce 

The  first  witness  on  September  13,  1963,  was  Phillip  Abbott  Luce. 
26,  holder  of  a  master's  degree  in  political  science  from  Ohio  State 
University  and  an  associate  editor  of  Rights,  an  organ  published  by 
the  Emergency  Civil  Liberties  Committee  of  New  York  City.  Luce 
was  one  of  the  leaders  of  the  group  of  U.S.  ''students"  who  made  the 
unauthorized  trip  to  Cuba  during  the  summer  of  1963. 

In  response  to  a  series  of  questions  about  some  of  his  activities  prior 
to  the  formation  of  tlie  American  group  which  visited  Cuba,  Luce 
testified  as  follows: 

As  an  employee  of  the  ECLC,  he  had  spoken  to  student  groups  on 
numerous  college  campuses. 

He  had  written  book  reviews  for  the  National  Guardian  newspaper 
and  the  Communist  Party's  magazine,  Mainstream.  He  told  the  sub- 
committee he  hadn't  known  the  latter  was  a  Communist  Party  pub- 
lication. 

He  spoke  at  a  community  forum  in  New  York  at  which  Benjamin 
Davis  was  also  a  speaker,  but  claimed  he  didn't  know  Davis  was  the 
national  secretary  of  the  Conunmiist  Party. 

The  witness  said  he  did  not  attend  either  of  the  meetings  at  which 
the  Ad  Hoc  Committee  and  the  Permanent  Student  Committee  for 
Travel  to  Cuba  were  formed. 

Luce  testified  that  he  did  not  know  who  "J.  Jacobs"  was.  He  said 
that  prior  to  the  subcommittee's  hearings  he  had  had  no  knowledge  of 
any  arrangement  whereby  the  students'  flight  tickets  had  been  pur- 
chased by  a  "J.  Jacobs."  Neither,  he  told  the  subcommittee,  had  he 
made  any  arrangements  with  Levi  Laub  by  which  Luce's  name  would 
be  given  the  British  Overseas  Airways  Corporation  as  a  person  wlio 
could  be  contacted  about  the  trip  to  Cuba  in  Laub's  absence. 

The  witness  stated  that  he  had  not  been  instructed  by  the  Emergency 
Civil  Liberties  Committee  to  assume  a  leadership  role  within  the 
group  which  traveled  to  Cuba.  During  his  participation  in  that  trip, 
Luce  said,  he  had  been  on  leave  without  pay  from  his  ECLC  position. 

Luce  acknowledged  that  in  the  spring  of  1963  he  had  requested  and 
received  a  U.S.  passport  from  the  State  Department.  He  admitted 
he  had  the  Cuban  trip  in  mind  at  the  time  he  med  his  passport  applica- 
tion, even  though  he  had  said  in  that  application  that  he  only  intended 
to  visit  France,  England,  and  "other  countries."  He  also  confirmed 
the  subcommittee's  information  that  he  subsequently  had  not  requested 
the  Department  of  State  to  endorse  his  passport  for  travel  to  Cuba. 

Luce  testified  that  he  had  not  discussed  the  purposes  of  the  trip  with 
either  Leonard  Boudin  or  Victor  Rabinowitz  prior  to  the  group's 
departure.  Lawyers  Boudin  and  Rabinowitz  are  prominent  members 
of  the  Emergency  Civil  Liberties  Committee,  who  have  identified 
themselves  in  litigation  before  U.S.  courts  as  representing  the  legal  in- 
terests of  Fidel  Castro  in  the  United  States. 

The  witness  told  the  subcommittee  that  near  the  end  of  his  stay  in 
Cuba,  at  the  request  of  the  "students,"  he  had  cabled  the  director  of  the 
Emergency  Civil  Liberties  Committee,  asking  the  aid  of  ECLC  in 
any  legal  matters  concerning  criminal  actions  or  passports  in  which 
the  students  might  become  involved. 


UN-AJVIEKICAN    ACTIVITIES    ANNUAL    REPORT  67 

Luce  insisted  that  lie  had  broken  no  law  when  he  traveled  to  Cuba. 
He  claimed  the  only  prohibition  against  traveling  to  Cuba  without 
specific  passport  endorsement  to  do  so  exists  in  the  form  of  a  State 
Department  public  notice,  not  a  law.  He  said,  further,  that  even 
if  there  were  such  a  law,  he  would  consider  it  his  duty  to  break  it. 

TESTIMONY   OF   WENDIE   S.    N.    ROSEN 

The  subcommittee's  final  three  witnesses  on  September  13  were  heard 
during  a  public  session  in  the  afternoon.  The  first  of  these  was 
Wendie  Suzuko  Nakashima  Eosen,  a  student  on  leave  of  absence  from 
the  City  College  of  New  York  and  the  wife  of  Jacob  Rosen. 

Inasmuch  as  the  witness  had  used  her  maiden  name  during  her  Cuban 
travel  and  expressed  no  preference  for  either  name  in  her  interroga- 
tion, she  was  addressed  by  both  her  maiden  and  married  names. 

Miss  Nakashima  acknowledged  the  correctness  of  the  following 
background  information  about  her  which  had  been  obtained  by  the 
committee's  investigation : 

On  May  3,  1960,  while  a  member  of  the  Students  for  a  Sane  Nuclear 
Policy  at  CCNY,  she  refused  to  take  part  in  a  civil  defense  air  raid 
drill.  Later  in  1960,  prior  to  the  existence  of  restrictions  on  travel  to 
Cuba,  Miss  Nakashima  visited  Cuba  for  about  3  months,  during  which 
time  she  worked  in  the  Sierra  Maestra  Momitain  area.  A  "couple 
of  years  ago,''  in  the  words  of  the  witness,  she  was  a  member  of  Ad- 
vance, an  organization  described  as  a  Communist  front  by  the  U.S. 
Attorney  General  in  a  petition  to  the  Subversive  Activities  Control 
Board  on  January  10,  1963.  On  June  5,  1962,  she  filed  a  passport 
application,  in  which  she  stated  it  was  her  intention  to  travel  to  Eng- 
land, France,  and  Italy — then  in  July  and  August  1962,  she  used  the 
passport  to  travel  to  the  Cormnunist-run  Eighth  World  Youth  Festival 
at  Helsinki,  Finland. 

Miss  Nakashima  told  the  subcommittee  she  had  not  listed  Helsinki, 
Finland,  on  her  passport  application  because  she  felt  there  might  be 
an  attempt  to  delay  or  prevent  her  from  going  there. 

The  witness  said  that  she  had  been  in  attendance  at  the  meeting 
during  which  the  Ad  Hoc  Student  Committee  for  Travel  to  Cuba  was 
organized  in  the  fall  of  1962,  but  invoked  the  fifth  amendment  when 
asked  if  either  Milton  Rosen  or  Mortimer  Scheer,  expelled  Commu- 
nist Party  members  who  organized  the  Progressive  Labor  Movement, 
had  been  present  on  that  occasion. 

Miss  Nakasliima  acknowledged  she  had  not  at  any  time  subsequent 
to  receipt  of  her  passport  in  June  1962  requested  the  State  Department 
to  validate  it  specifically  for  travel  to  Cuba.  She  claimed  there  was  no 
law  in  existence  requiring  such  validation. 

She  did  not  contest  the  subcommittee's  information  that  she  had 
departed  from  New  York  on  June  25,  1963,  and  traveled  to  Cuba  on 
BOAC  and  Cubana  airlines  via  London,  Paris,  and  Prague.  She 
testified  that  she  had  participated  in  many  press  interviews  during  her 
stay  in  Cuba. 

In  reply  to  questions  about  the  use  of  her  passport,  she  testified  only 
that  she  had  exhibited  it  to  foreign  immigration  officials  in  London  and 
Paris  on  the  way  to  Cuba  and  to  U.S.  immigration  officials  when  she 
returned  to  the  LTnited  States. 

36-584— «4 6 


68  UN-AMERIC.\N   ACTIVITIES    ANNUAL    REPORT 

During  her  testimony,  Miss  Nakashima  said  that  she  was  no  longer 
a  member  of  Advance  and  had  at  no  time  been  a  member  of  the  Com- 
mmiist  Party. 

TESTIMONY  OF  CATHERINE  JO  PRENSKY 

The  next  witness  was  Catherine  Jo  Prensky,  20,  formerly  a  student 
at  the  University  of  Wisconsin,  but  enrolled  in  the  City  College  of 
New  York  at  the  time  of  her  appearance  before  the  subcommittee. 

According  to  information  obtained  through  a  preliminary  investiga- 
tion, Miss  Prensky  applied  for  a  U.S.  passport  at  the  State  Depart- 
ment's office  in  New  York  City  on  April  24,  1962,  setting  forth  a  plan 
to  travel  as  a  tourist  to  England,  France,  Switzerland,  Italy,  and  Fin- 
land. She  acknowledged  to  the  subcommittee  that  she  had  used  the 
passport  to  attend  the  Eighth  World  Youth  Festival  at  Helsinki, 
Finland,  from  July  29  through  August  6, 1962. 

Miss  Prensky  admitted  that,  without  having  requested  validation  of 
her  passport  for  travel  to  Cuba,  she  nevertheless  had  traveled  there 
in  June  1963  by  way  of  New  York,  Amsterdam,  Paris,  and  Prague. 
She  told  the  subcommittee  her  passport  had  been  lifted  temporarily 
by  a  Dutch  official  in  Amsterdam  and  was  not  returned  until  after  an 
official  from  the  U.S.  Embassy  in  Holland  had  spoken  to  her. 

She  recalled  having  exhibited  her  passport  in  Paris,  but  said  she 
could  not  remember  whether,  in  Prague,  she  had  received  a  Cuban  visa 
bearing  her  passport  number. 

Miss  Prensky  affirmed  that  she  belonged  to  a  Progressive  Labor 
Student  Club. 

TESTIMONY   OF   LARRY   W.   PHELPS 

The  day's  final  witness  was  Larry  Wilford  Phelps,  an  miemployed 
1963  graduate  of  the  University  of  North  Carolina.  He  was  another 
of  the  so-called  students  who  made  the  unauthorized  trip  to  Cuba  dur- 
ing the  summer  of  1963. 

Phelps  testified  that  he  had  been  one  of  the  organizers  of  the  Pro- 
gressive Labor  Club  at  the  University  of  North  Carolina  in  July  or 
August  1962.  He  admitted  having  participated  in  an  all-day  confer- 
ence of  the  Progressive  Labor  Movement  on  July  1,  1962,  at  the  Hotel 
Diplomat  in  New  York  City,  which  was  attended  by  more  than  50 
delegates  from  widely  scattered  Progressive  Labor  groups  throughout 
the  country.  He  invoked  the  self-incrimination  clause  of  the  fifth 
amendment,  however,  when  asked  if  he  had  had  prior  discussion  about 
the  formation  of  a  Progressive  Labor  Club  at  the  University  of  North 
Carolina  with  Jacob  Rosen,  an  identified  Communist  who  had  been  a 
frequent  visitor  to  the  university  campus. 

Phelps  testified  that,  in  a  passport  application  filed  with  the  Depart- 
ment of  State  on  December  7,  1962,  he  had  said  he  intended  to  visit 
"England  and  maybe  France."  He  strongly  implied  to  the  subcom- 
mittee that,  at  the  time  he  filed  the  application,  he  had  intended  to 
travel  to  Cuba,  but  that  he  deliberately  did  not  state  tliis  because  he 
knew  he  would  be  refused  permission  if  he  did. 

The  witness  affirmed  the  subcommittee's  information  that  he  had 
at  no  time,  after  receiving  his  passport  in  December  1962,  requested 
that  it  be  validated  for  travel  to  Cuba. 

Phelps  told  the  subcommittee  he  had  no  knowledge  of  how  payment 
was  made  to  KLM  and  BOAC  airlines  for  the  flight  tickets  used  by 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  69 

the  students  on  their  unauthorized  trip  to  Cuba  in  June  1963.    He 
stated  further  he  did  not  know  the  identity  of  "J.  Jacobs." 

October  16  Hearing 

A  subcommittee,  composed  of  Kepresentatives  Joe  E.  Pool,  chair- 
man, of  Texas ;  Kichard  H.  Ichord,  of  Missouri ;  and  August  E.  Johan- 
sen,  of  Michigan,  continued  hearings  on  the  subject  of  unauthorized 
travel  of  U.S.  citizens  to  Cuba  at  a  public  session  in  Washington,  D.C., 
on  October  16,  1963.  On  this  occasion,  the  subcommittee  was  particu- 
larly interested  in  establishing  the  true  identity  of  one  "Jay"  or  "J." 
"Jacob"  or  "Jacobs,"  who  had  been  mentioned  in  earlier  hearings  as 
the  purchaser  of  air  travel  tickets  used  by  the  U.S.  students  who 
traveled  to  Cuba  by  way  of  Prague,  Czechoslovakia,  in  the  sunmier 
of  1963. 

TESTIMONY   OF   ARXOLD  INDENBAUM    (J.    JACOBS) 

The  first  witness  to  appear  at  the  subcommittee's  morning  session 
was  Arnold  Indenbaum,  for  10  years  a  brakeman  on  the  New  York 
Central  Railroad  until  furloughed  from  his  job  on  September  2,  1963. 

Mr.  Indenbaum  invoked  the  fifth  amendment  and  other  constitu- 
tional reasons  in  declining  to  say  whether  he  was  aware  that  a  person 
using  the  names  "Jacob"  and  "Jacobs"  on  June  10  and  11,  1963, 
had  deposited  more  than  $36,000  at  the  Ottawa,  Canada,  offices 
of  the  British  Overseas  Airways  Corporation  and  the  KLM  Royal 
Dutch  Airlines  for  flight  reservations  to  Paris,  France.  He  also  de- 
clined, for  the  same  reasons,  to  tell  the  subcommittee  if  he  was  aware 
that  a  person  using  a  North  Carolina  driver's  license  to  identify  him- 
self as  "Jay  Jacobs"  had  collected  refunds  on  unused  flight  tickets 
from  the  New  York  City  offices  of  BO  AC  and  KLM  in  late  August 
1963. 

He  declined  to  answer  when  asked  if  he  had  ever  used  or  been 
known  by  the  name  of  "Jay  Jacob"  or  "Jay  Jacobs." 

At  this  point  Mr.  Indenbaum  was  instructed  to  stand  aside  tem- 
porarily while  the  subcommittee  heard  other  witnesses. 

TESTIMONY   OF   JUNE   CARD 

Miss  June  Gard,  an  employee  in  KLM's  main  New  York  City 
office,  testified  that  Levi  Laub  had  visited  that  office  on  at  least  five 
occasions  to  make  arrangements  for  the  flight  of  a  group  of  U.S. 
students  to  Paris  by  way  of  Amsterdam  in  Jime  1963. 

Miss  Gard  said  that  in  June  1963  she  had  received  a  telephone  call 
from  the  KLM  office  in  Ottawa  and  talked  to  a  man  who  identified 
himself  as  "Mr.  Jacob."  He  told  her  he  was  at  the  Ottawa  KLM 
office  to  pay  for  tickets  which  had  been  reserved  for  a  group  of  stu- 
dents by  Levi  Laub  at  KLM's  New  York  office. 

The  witness  also  testified  that  shortly  after  the  students  departed 
from  New  York  for  Cuba  on  June  25,  she  received  a  telephone  call 
from  a  person  identifying  himself  as  "Mr.  Jacob,"  who  asked  that 
a  refund  for  unused  KLM  tickets  he  had  purchased  be  sent  to  his 
bank  account.  When  she  asked  for  his  bank  account  number,  he  said 
he  had  several  and  would  call  her  back.     She  also  requested  that  he 


70  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

come  to  the  KLM  office  in  person  and  present  identification  of 
himself. 

It  was  not  until  about  August  26,  Miss  Gard  testified,  that  a  man 
who  introduced  himself  as  "Mr.  Jacob"  and  produced  a  driver's  li- 
cense bearing  his  photograph  as  identification  came  to  her  office  and 
applied  for  a  refund  from  KLM. 

I^iiss  Gard  said  that  the  man  who  had  identified  himself  as  "Mr.  Jay 
Jacob"  and  Arnold  Indenbaum,  the  preceding  witness,  were  one  and 
the  same  person. 

TESTIMONY   OF   PETER   GUMPERT 

Peter  Gumpert,  a  graduate  student  at  the  University  of  North 
Carolina,  testified  that  he  had  met  a  person  he  knew  only  as  "Arnie" 
or  "Arnold"  on  July  25,  1963,  when  the  latter  spent  the  night  at  the 
Chapel  Hill,  N.C.,  residence  where  he  (Gumpert)  shared  a  room 
with  Nicholas  Bateson,  another  graduate  student  at  the  university. 
He  said  he  had  not  known  Indenbaum  by  the  name  of  "Jacob"  or 
"Jacobs"  while  the  latter  was  in  Chapel  Hill.  (Bateson,  according  to 
subcommittee  information  of  which  Mr.  Gumpert  said  he  was  not 
aware,  had  played  a  leadership  role  in  the  formation  of  a  student 
Progressive  Labor  organization  at  Chapel  Hill.) 

Mr,  Gumpert  told  the  subcommittee  he  had  been  introduced  to 
Jacob  Rosen  by  Mr.  Bateson  in  late  1962  or  early  1963.  The  witness 
said  no  information  had  been  brought  to  his  attention,  however,  con- 
cerning Rosen's  affiliation  with  any  Communist  group.  He  said  he 
may  have  learned  from  Mr.  Bateson  that  Mr.  Rosen  was  connected 
with  Progressive  Labor. 

Mr.  Gumpert  testified  that  he  was  not  a  member  of  either  Progres- 
sive Labor  or  the  New  Left  Club,  a  group  which  preceded  the  Pro- 
gressive Labor  organization  at  Chapel  Hill. 

He  told  the  subcommittee  that  on  July  26,  1963,  he  had  obtained  a 
rented  automobile  for  Mr.  Indenbaum,  who  needed  a  vehicle  with 
which  to  take  an  examination  for  a  North  Carolina  driver's  license. 
That  same  day,  said  the  witness,  he  drove  Indenbaum  to  Carrboro, 
N.C.,  where  Indenbaum  completed  the  required  tests.  Mr.  Gumpert 
said  he  Avaited  outside  while  Indenbaum  took  his  examination  in  the 
driver  examiner's  office  and  did  not  accompany  Indenbaum  during  the 
latter's  road  test.  He  did,  however,  drive  the  visitor  back  to  Chapel 
Hill,  after  which  he  did  not  see  him  again  until  the  hearing. 

A  short  time  after  Mr.  Indenbaum's  visit,  according  to  the  witness, 
Mr.  Gumpert  and  Mr.  Bateson  ceased  to  share  the  same  residence,  each 
moving  to  a  new  location. 

TESTIMONY   OF   DUEANE   U.    SHERMAN 

The  next  witness  was  Durane  U.  Sherman,  license  examiner  for  the 
North  Carolina  Department  of  Motor  Vehicles.  He  testified  that  on 
July  26,  1963,  he  had  received  and  processed  an  "Application  for 
Nortli  Carolina  Driver's  License"  submitted  and  signed  in  his  pres- 
ence by  "Jay  Jacobs."  The  man  identifying  himself  as  Mr.  Jacobs 
told  liim  that  he  had  not  previously  been  licensed  to  operate  a  motor 
vehicle  in  North  Carolina  or  any  other  State,  said  the  witness. 

Mr.  Sherman  said  that  after  "Jacobs"  completed  the  required 
examinations,  he  collected  a  fee  from  the  applicant  and  gave  him  a 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  71 

receipt  which  could  have  served  as  a  temporary  license  for  a  period 
up  to  30  days.  Mr.  Sherman  testified  that  he  forwarded  the  applica- 
tion to  the  Commissioner  of  Motor  Vehicles  in  Raleigh,  N.C.,  from 
which  the  permanent  license  would  have  been  sent  directly  to  the 
applicant  at  Bateson's  post  office  box,  the  address  "Jacobs''  gave  on 
the  application. 

Committee  counsel  introduced  the  North  Carolina  driver's  license 
application  of  "Jay  Jacobs,"  bearing  stamped  number  1230513,  iden- 
tified as  such  by  Mr.  Sherman.  The  witness  testified  that,  under 
nonnal  operating  procedures,  that  number  would  be  the  number  of  the 
permanent  license  issued  to  "Jacobs"  by  the  Department  of  Motor 
Vehicles  at  Raleigh.^ 

Mr.  Sherman  told  the  subcommittee  that  Arnold  Indenbaimi,  the 
first  person  who  had  appeared  on  the  witness  stand,  was  the  man  who 
had  represented  himself  as  "Jay  Jacobs"  when  he  was  examined  for  a 
driver's  license  in  North  Carolina  on  July  26, 1963. 

TESTIMONY   OF    NICHOLAS    BATESON 

The  next  witness  was  Nicholas  Bateson,  an  employee  of  the  Univer- 
sity of  North  Carolina  who  had  immigrated  to  the  United  States  from 
his  native  England  in  1958,  the  year  after  his  graduation  from  Oxford. 
Mr.  Bateson  said  he  had  not  applied  for  U.S.  citizenship. 

Mr.  Bateson  invoked  the  fixfth  amendment  when  asked  if  he  knew 
Arnold  Indenbaum;  whether  Indenbaum  had  visited  him  on  July 
25-26,  1963,  and  discussed  the  need  for  obtaining  a  North  Carolina 
driver's  license;  and  whether  he  had  been  informed  by  Indenbaum 
that  he  would  represent  himself  as  "Jay  Jacobs"  for  the  purpose  of 
acquiring  the  license. 

According  to  the  subcommittee's  information,  a  North  Carolina 
driver's  license  was  issued  to  "Jay  Jacobs"  on  July  29,  1963,  and 
mailed  to  Nicholas  Bateson's  post  office  box. 

Mr.  Bateson  declined  to  answer  for  the  same  reason  when  asked 
if  he  had  involved  Peter  Gumpert  in  helping  Indenbaum  obtain  a 
license  under  the  name  of  "Jay  Jacobs"  without  Gumpert's  knowl- 
edge of  the  scheme  and  whether  he  knew  that  Indenbaum  had  intended 
to  pose  as  "Jacobs"  for  the  purpose  of  receiving  refunds  from  KLM 
and  BOAC. 

Mr.  Bateson  said  a  report  in  the  University  of  North  Carolina 
student  newspaper.  Daily  Tar  Heel,  of  November  29,  1962,  which  had 
indicated  he  planned  to  accompany  a  student  group  to  Cuba  in 
December  1962  was  erroneous. 

He  invoked  the  fifth  amendment  when  asked  whether  he  had  been 
one  of  the  organizers  of  the  Progressive  Labor  Club  at  the  University 
of  North  Carolina,  but  said  he  had  no  knowledge  that  the  club  had 
recruited  and  organized  students  for  travel  to  Cuba. 

The  witness  cited  both  the  first  and  fifth  amendm-ents  in  declining 
to  say  whether  he  knew  Larry  Wilford  Phelps  to  be  a  member  of 
the  Progressive  Labor  group  at  Chapel  Plill.  In  explanation  of  his 
refusal  to  answer,  Bateson  admitted  being  what  he  called  a  "guest" 
member  of  the  Progressive  Labor  Club  and  said  he  felt  bound  to  "the 


"Documents  introduced  later  in  the  iiearings  revealed  that  the  license  Indenbaum  sub- 
sequently used  to  identify  himself  as  "Jay  Jacobs"  was  numbered  1230513. 


72  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

rules  of  this  club,  and  one  of  the  rules  of  this  club  is  that  one  is  under 
a  very  solemn  and  sacred  honor  not  to  discuss  the  names  of  other 
people  who  are  also  on  the  political  left." 

He  continued  to  cite  the  fifth  amendment  when  asked  about  sub- 
committee evidence  that  the  Progressive  Labor  Club  was  not  recog- 
nized by  the  University  of  North  Carolina  and  was,  therefore,  barred 
from  using  the  university's  facilities  for  meetings. 

Mr.  Bateson  refused,  again  claiming  fifth  amendment  privileges,  to 
confirm  or  deny  a  Daily  Tar  Heel  story  of  September  25,  1962,  that 
he  had  granted  it  an  interview  as  a  "spokesman"  for  the  Progressive 
Labor  Club.  For  the  same  reasons,  he  declined  to  say  how  the  Pro- 
gressive Labor  Club  was  organized  at  Chapel  Hill;  to  identify  the 
individual  from  the  national  office  of  Progressive  Labor  with  whom 
he  conferred  in  regard  to  the  formation  of  a  Chapel  Hill  branch ;  to 
state  whether  he  had  been  in  attendance  at  the  national  organizational 
meeting  of  the  Progressive  Labor  Movement  on  July  1,  1962;  and 
whether,  in  comiection  with  the  formation  of  the  Chapel  Hill  Progres- 
sive Labor  Club,  he  had  conferred  with  Jacob  Eosen,  Milton  Rosen, 
or  Mortimer  Scheer. 

Counsel  was  requested  by  the  chairman  to  refer  a  copy  of  the  tran- 
script of  Mr.  Bateson's  testimony  to  the  Bureau  of  Immigration  and 
Naturalization  for  appropriate  review. 

FUKTHER   TESTIMONY   OF   JUNE   GARD 

Miss  June  Gard  was  recalled  by  the  subcommittee  to  elaborate 
upon  her  earlier  testimony.  She  said  that  in  her  capacity  as  an 
employee  of  KLM's  New  York  office  she  had  received  two  tele- 
phone calls  from  a  person  or  persons  identifying  themselves  as  "Jay 
Jacobs."  The  first  call  was  received  from  Canada  in  mid-June  in 
connection  with  the  payment  in  Ottawa  of  money  for  flight  tickets 
for  the  students.  The  second  telephone  call,  she  explained,  was  ap- 
parently a  local  one  (made  in  New  York)  and  concerned  a  request 
for  a  refund  for  tickets  which  had  been  purchased  but  not  used.  The 
second  call  was  received  several  days  after  the  June  25  departure  of 
the  students  on  their  roundabout  trip  to  Cuba. 

Miss  Gard  testified  that  the  man  who  later  came  to  the  KLM  office 
in  New  York  and  identified  himself  to  her  as  "Jay  Jacob"  was  the 
same  person  who  had  been  the  first  witness  before  the  subcommittee 
that  morning  (Indenbaum). 

TESTIMONY   OF   BRUNHILDE  LINKE 

The  first  witness  during  the  afternoon  session  was  Miss  Brunhilde 
Linke,  a  ticket  agent  for  the  KLM  Eoyal  Dutch  Airlines  office  at  609 
Fifth  Avenue,  New  York  City.  She  told  the  subcommittee  that  in 
the  last  week  of  August  a  person  representing  himself  as  "Mr. 
Jacobs,"  accompanied  by  another  man,  came  to  the  KLM  ticket  office 
to  check  on  a  refund  request  that  had  already  been  initiated.  He 
presented  a  letter  from  the  KLM  refund  department,  she  said,  which 
had  instructed  him  either  to  come  to  the  office  himself  to  collect  the 
refund  or  to  authorize  someone  else  to  do  so.  IVIiss  Linke  said  this 
man  also  presented  as  identification  a  driver's  license  with  his  picture 
on  it,  made  out  to  either  "Jay"  or  "J."  Jacobs. 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  73 

Miss  Linke  said  no  company  official  in  a  position  to  autliorize  the 
signing  of  a  refund  check  was  present  on  that  occasion,  so  "Jacobs" 
was  asked  to  return  the  following  morning,  which  he  did.  She 
told  the  subcomjnittee  that  tlie  refund  check  was  then  given  to 
"Jacobs"  by  the  KLM  ticket  office  manager,  Mr.  van  der  Jagt. 

Miss  Linke  testified  that  the  day's  first  witness,  Arnold  Inden- 
baum,  was  the  person  previously  known  to  her  as  "Jay  Jacobs,"  the 
man  who  had  received  the  KLM  refund  check  from  Mr.  van  der  Jagt. 

TESTIMONY   OF   EDWARD   E.    o'nEILL 

Edward  R.  O'Neill,  ticket  counter  manager  of  the  British  Overseas 
Airways  Corporation's  office  at  530  Fifth  Avenue,  New  York  City, 
was  the  next  person  heard  by  the  subcommittee.  From  records  in  his 
possession  subpenaed  for  the  hearing,  Mr.  O'Neill  testified  that  the 
Ottawa  BOAC  office  had  telephoned  the  New  York  office  on  June  10 
and  11,  1963,  advising  that  it  had  received  deposits  of  $5,000  and 
$17,739.20,  respectively,  from  a  Mr.  "J.  Jacobs."  The  deposits,  accord- 
ing to  BOAC  records,  were  to  hold  60  seats  for  travel  from  New  York 
to  London  to  Paris.  Reservations  for  these  seats,  Mr.  O'Neill  told 
the  subcommittee,  had  initially  been  requested  by  Mr.  Levi  Laub  in 
]\Lay,  and  the  deposit  on  them  was  supposed  to  have  been  made  on 
June  6.  On  Saturday,  June  8,  however,  according  to  the  witness,  a 
person  identifying  himself  as  Levi  Laub  had  telephoned  BOAC's 
New  York  office  from  Canada  and  explained  that  he  was  not  able  to 
make  the  deposit  in  Montreal  on  that  date  because  the  BOAC  office 
there  was  closed. 

Mr.  O'Neill  also  testified  that  on  June  13,  1963,  Mr.  Laub  came  to 
the  BOAC  office  in  New  York  with  a  Miss  V.  Ortiz,  who  purchased 
a  ticket  for  herself  and  another  for  "A.  Indenbaum,"  for  a  BOAC 
New  York-London-Paris  flight  departing  June  16,  with  an  open 
return  date.  The  Indenbaum  ticket  had  previously  been  reserved 
mider  a  "no-name"  booking,  the  witness  explained. 

Committee  counsel  recalled  for  the  record  that  on  September  12, 
1963,  witness  Bariy  Hoffman  had  testified  that  the  students  who  de- 
parted from  New  York  for  Cuba  on  June  25  were  joined  in  Prague, 
Czechoslovakia,  by  a  girl  named  Victoria  Ortiz. 

Counsel  presented  to  Mr.  O'Neill,  for  identification,  a  copy  of  a 
document  dated  August  26, 1963,  signed  by  "Jay  Jacobs,"  acknowledg- 
ing receipt  of  a  BOAC  check  nmnbered  D000149,  in  the  amount  of 
$4,134.40.  Tlie  witness  said  "Mr.  Jacobs"  had  signed  this  receipt  in 
his  presence  on  the  date  indicated  at  tlie  time  he  gave  the  alleged  Mr. 
Jacobs  a  refund  check  for  unused  tickets.  Mr.  O'Neill  told  the  sub- 
committee he  had  first  established  "Mr.  Jacobs'  "  identity  from  North 
Carolina  driver's  license  number  1230513,  which  he  noted  on  the  re- 
fund receipt  "Jacobs"  had  signed.  The  witness  also  identified  a  can- 
celed check  shown  him  by  the  subcommittee  as  the  one  he  had  signed 
and  given  "Mr.  Jacobs"  on  August  26, 1963. 

Mr,  O'Neill  further  testified  that  the  person  with  whom  he  had 
dealt  as  "Jay  Jacobs"  was  the  same  person  who  had  testified  before  the 
subcommittee  earlier  in  the  day  under  the  name  of  Indenbaum. 


74  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

TESTIMONY   OF   DAVID   PERHAM 

David  Perham,  an  employee  of  the  First  National  City  Bank  of 
New  York,  testified  that  on  August  27,  1963,  a  person  identifying 
himself  as  "Jay  Jacob"  had  appeared  at  the  bank's  branch  office  at 
640  Fifth  Avenue  to  cash  check  No.  6001,  made  payable  to  him,  in 
the  amount  of  $2,067.20,  by  the  KLM  Eoyal  Dutch  Airlines.  Mr. 
Perham,  who  was  the  branch  officer  in  charge  of  approving  checks 
up  to  $250  on  that  occasion,  said  he  took  both  the  check  and  "Mr. 
Jacobs'  "  driver's  license  to  another  bank  official  who  was  authorized 
to  approve  the  cashing  of  checks  in  higher  amounts.  The  check 
was  approved  by  the  other  official  and  returned  to  "Mr.  Jacob" 
by  Mr.  Perham,  who  noted  on  the  back  of  the  check  that  "Mr. 
Jacob's"  identification  had  been  established  by  a  North  Carolina 
driver's  license.  Mr.  Perham  said  "Mr.  Jacob"  endorsed  the  che<?k 
in  his  presence. 

Mr.  Perham  testified  that  the  person  who  had  negotiated  the  check 
at  his  bank,  payable  to  "Jay  Jacob,"  was  the  same  man  who  had 
been  identified  and  had  previously  testified  at  the  subcommittee  hear- 
ing as  Arnold  Indenbamu. 

TESTIMONY  OF  HAROLD  J.  E.  GESELL 

Harold  J.  E.  Gesell,  chief  of  the  Veterans'  Administration's  Iden- 
tification and  Detection  Division  and  expert  examiner  of  question- 
able documents,  was  the  next  witness  heard  by  the  subcommittee. 
On  October  8,  1963,  the  Committee  on  Un-American  Activities  had 
submitted  to  Mr.  Gesell  for  examination  four  documents  bearing 
the  signature  of  "Jay  Jacobs."  They  were:  (1)  a  BO  AC  check, 
D000149,  dated  August  26,  1963,  endorsed  by  "Jay  Jacobs";  (2)  a 
KLM  Royal  Dutch  Airlines  check,  dated  August  27, 1963,  endorsed  by 
"Jay  Jacobs" ;  (3)  a  receipt,  dated  August  26,  1963,  on  a  BO  AC  letter- 
head, signed  by  "Jay  Jacobs";  and  (4)  the  application  for  a  North 
Carolina  driver's  license  signed  by  "Jay  Jacobs." 

After  testifying  in  detail  as  to  the  reasons  for  his  findings  and 
conclusion,  Mr.  Gesell  said  that,  in  his  opinion,  the  "Jay  Jacobs"  sig- 
natures had  been  written  by  the  same  person  in  all  four  instances. 

FURTHER   TESTIMONY   OF   ARNOLD   INDENBAUlVr 

Arnold  Indebaum  was  then  recalled  for  further  interrogation.  He 
invoked  the  fifth  amendment  in  response  to  all  questions  concern- 
ing the  other  witnesses'  testimony  about  his  activities  under  the  name 
of  "Jacob"  or  "Jacobs." 

In  addition,  he  declined  for  the  same  reason  to  admit  that  it 
was  not  he  who,  identifying  himself  as  "Jay  Jacobs"  and  a  friend 
of  Levi  Laub,  had  teleplioned  the  New  York  KLM  office  from  the 
KIjM  office  in  Ottawa,  Canada,  stating  he  had  deposited  money  with 
KLM's  Ottawa  agent  for  the  purchase  of  flight  tickets  to  Paris. 

Mr.  Indenbaum  also  invoked  the  fifth  amendment  when  asked  if 
he  had  gone  to  North  Carolina  and  obtained  a  driver's  license  under 
the  name  of  "Jay  Jacobs"  in  order  to  establish  identification  with 
which  he  could  collect  refunds  on  unused  airline  tickets  purchased 
under  that  fictitious  name. 


UN-AiVIERICAN    ACTIVITIES    ANNUAL    REPORT  75 

At  this  point  in  the  proceedings,  committee  coimsel  introduced  an 
affidavit  from  H.  J.  van  der  Jagt,  ticket  manager  of  the  KLM  Royal 
Dutch  Airlines  office  in  New  York  City,  who  was  out  of  the  country 
and  unable  to  appear  at  the  hearings.  In  this  statement,  Mr.  van  der 
Jagt  said  he  had  given  a  KLM  refmid  check,  dated  August  27,  1963, 
in  the  amount  of  $2,067.20  to  a  person  w^ho  presented  a  North  Carolina 
driver's  license  in  identifying  himself  as  "Jay  Jacobs,"  the  purchaser 
of  unused  flight  tickets.  Mr.  Indenbaum  declined,  for  the  same  rea- 
son, an  invitation  to  say  if  there  was  any  inaccuracy  in  Mr.  van  der 
Jagt'S  affidavit. 

Repeatedly  citing  the  fifth  amendment,  the  witness  refused  to  dis- 
cuss his  acquaintanceship  with  Nicholas  Bateson;  to  confirm  or  deny 
that,  when  he  applied  for  a  driver's  license  in  North  Carolina  and 
claimed  never  to  have  been  a  licensed  operator,  he  actually  possessed 
a  valid  New  York  chauffeur's  license ;  to  say  if  he  had  been  aware  of 
arrangements  made  by  Levi  Laub  for  travel  to  Ottawa,  Canada,  via 
Trans  Canadian  Air  Lines  on  June  8,  1963,  two  days  prior  to  the 
date  when  deposits  were  made  in  that  city  for  ticket  purchases  from 
KLM  and  BOAC;  to  testify  whether  he  had  flown  via  BOAC  to 
Paris  with  Vickie  Ortiz  in  mid-June  1963  to  make  arrangements 
for  the  reception  of  Cuba-bound  U.S.  student  groups  which  arrived 
at  the  French  capital  later  that  month ;  to  explain  the  source  of  the 
funds  deposited  at  the  KLM  and  BOAC  offices  in  Ottawa;  and  to 
reveal  what  disposition  had  been  made  of  the  more  than  $6,000  in 
refunds  he  had  obtained  under  the  names  of  "Jacob"  and  "Jacobs" 
from  the  KLM  and  BOAC  in  New  York  City. 

Mr.  Indenbaum  continued  to  invoke  the  fifth  amendment  in  declin- 
ing to  answer  questions  pertaining  to  the  following  subcommittee  in- 
formation concerning  his  background : 

In  the  New  York  City  primary  on  August  22,  1950,  xlrnold  Inden- 
baiun  was  elected  a  delegate  from  the  21st  Assembly  District  to  the 
Second  Judicial  District  Convention  of  the  American  Labor  Party 
(ALP). 

In  the  fall  of  1951,  Indenbaum's  name  appeared  on  an  American 
Labor  Party  petition  as  a  candidate  for  membership  on  the  ALP's 
County  Cornmittee  for  Kings  County,  New  York.  Heading  the  ticket 
on  which  he  ran  was  a  well-known  Communist,  Clifford  T.  McAvoy, 
who  sought  the  presidency  of  the  City  Council  of  New  York. 

The  witness  again  invoked  the  fifth  amendment  when  asked  if  he 
had  been  advised  to  seek  office  in  the  American  Labor  Party  by  anyone 
known  to  him  to  be  a  member  of  the  Communist  Party. 

The  committee  counsel  pointed  out  for  the  record  that  the  New 
York  City  section  of  the  American  Labor  Party  was  cited  as  subversive 
by  the  Special  Committee  on  Un-American  Activities  in  1944  and  the 
Senate  Internal  Security  Subcommittee  in  1956. 

Mr.  Indenbaum,  for  the  same  reason,  refused  to  acknowledge  hav- 
ing filed  with  the  State  Department  in  1959  a  passport  application  on 
which  he  failed  to  answer  questions  pertaining  to  past  and  present 
membership  in  the  Communist  Party.  He  likewise  declined  to  in- 
form the  subcommittee  whether  he  had  been  a  Communist  Party  mem- 
ber at  the  time  he  filed  the  application  for  n  passport  in  1959,  during 
the  time  he  was  a  candidate  for  the  ALP  CouTitv  Committee  in  1951. 
or  when  he  was  a  delecrate  to  the  ALP  convention  in  I*.)50. 


76  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Invoking  the  fifth  amendment,  the  witness  also  refused  to  say 
whether  at  the  time  of  his  testimony  he  was  a  member  of  the  Progres- 
sive Labor  Movement. 

November  18  Hearing 

Public  hearings  on  violations  of  State  Department  travel  regula- 
tions and  pro- Castro  propaganda  activities  in  the  United  States  were 
continued  in  Washington,  D.C.,  on  November  18,  1963,  by  a  subcom- 
mittee composed  of  Representatives  Richard  H.  Ichord,  of  Missouri, 
chairman;  George  F.  Senner,  Jr.,  of  Arizona;  and  August  E.  Johan- 
sen,  of  Michigan.  Of  primary  interest  to  the  subconunittee  were 
the  activities  of  Mr.  and  Mrs.  John  R.  Glenn,  a  young  couple  who 
had  traveled  to  Cuba  with  the  group  of  58  students  in  June  1963, 
but  who  did  not  return  to  the  United  States  until  about  6  weeks  after 
most  of  the  others  had  returned  at  the  end  of  August. 

TESTIMONY  OF  HAROLD  G.  Wn.KES 

The  first  witness  was  Harold  G.  Wilkes,  a  warehouse  supervisor 
for  a  manufacturing  company  in  Bloomington,  Ind.  Pie  said  that 
for  a  9-month  period,  beginning  about  the  middle  of  August  1962, 
he  had  rented  an  apartment  in  his  home  to  a  Mr.  and  Mrs.  Glenn,  who 
answered  an  advertisement  he  had  placed  in  a  local  newspaper. 

Mr.  Wilkes  said  the  apartment  occupied  by  the  Glenns  was  located 
directly  beneath  his  kitchen  and  dining  room.  He  explained  that 
the  same  heating  ducts  and  a  common  forced-air  register  served  both 
living  areas,  making  it  possible  for  him,  while  in  his  own  quarters,  to 
overhear  conversations  taking  place  in  the  apartm.ent  below. 

The  witness  testified  that  the  Glenns  had  received  numerous  visitors 
and  that  by  January  1963  regular  meetings  were  held  in  their  apart- 
ment. He  said  he  hadn't  become  particularly  concerned  about  the 
nature  of  the  meetings  prior  to  one  w^hich  was  held  in  mid-March 
1963.  On  that  occasion,  Mr.  Wilkes  told  the  subcommittee,  a  group 
referred  to  as  the  "YSA"  was  addressed  by  an  instructor  identified 
only  as  "a  comrade  from  New  York." 

Mr.  Wilkes  recalled  that  the  New  Yorker  addressed  members  of 
the  ,<]:roup  as  "comrades"  and  urged  them  to  remain  faithful  to  the 
YSA,  which  the  witness  later  learned  was  the  Young  Socialist  Alliance. 
He  testified  that  the  speaker  called  our  present  form  of  government 
an  "imperialistic,  capitalistic  system"  and  stated  it  was  only  a  matter 
of  time  before  the  system  would  be  replaced  through  the  efforts  of 
the  YSA  and  other  groups. 

The  witness  told  the  subcommittee  that  the  meetings,  held  about 
once  a  month,  continued  until  the  latter  part  of  May  1963.  He 
said  the  gatherings  in  the  Glenns'  apartment  had  been  attended  by 
groups  of  from  7  to  15  persons.  He  recalled  that,  in  addition  to  John 
and  IMarcia  Glenn,  some  of  the  participants  had  been  Ralph  Levitt, 
Jim  Bingham,  Tom  Morgan,  Bill  and  Paulann  Groninger,  Jack  and 
Betsy  Barnes,  and  Don  and  Polly  Smith. 

Informntion  developed  by  committee  investigation  of  the  persons 
named  by  Mr.  Wilkes  was  entered  intx)  the  record  of  the  hearings,  as 
follows : 

Ralph  Levitt  was  the  president  of  the  Yoimg  Socialist  Alliance  at 
the  University  of  Indiana  in  Bloomington,  Ind.,  in  1962.     During 


UN-AMERICAN   ACTIVITIES   ANNUAL    REPORT  77 

the  period  1961-63  he  was  associated  with  the  Fair  Play  for  Cuba 
Student  Council  at  the  university  and  was  the  original  lessee  of  the 
Bloomington  post  office  box  used  by  that  organization. 

James  Bingham  was  treasurer  and  later  chairman  of  the  Fair 
Play  for  Cuba  Student  Council  at  the  University  of  Indiana  in  1961 
and  1962.  In  1962  and  at  least  part  of  1963  he  was  secretary  of  the 
Young  Socialist  Alliance  at  the  university. 

Thomas  G.  Morgan  has  held  offices  in  both  the  Young  Socialist  Alli- 
ance and  the  Fair  Play  for  Cuba  Student  Council  at  the  University  of 
Indiana. 

Levitt,  Bingham,  and  Morgan  have  been  indicted  for  conspiring  to 
overthrow  the  Government  of  the  State  of  Indiana,  in  violation  of 
an  Indiana  statute. 

Paulann  and  William  Groninger,  husband  and  wife,  are  members 
of  the  Young  Socialist  Alliance.  Paulann  Groninger  is  also  secre- 
tary of  the  Committee  to  Aid  the  Bloomington  Students  (the  in- 
dicted threesome) . 

Jack  Barnes  is  or  was  a  student  at  Northwestern  University  and 
is  an  organizer  for  the  Young  Socialist  Alliance  in  the  Midwest. 

According  to  the  testimony  of  Mr.  Wilkes,  Marcia  Glenn  was  the 
corresponding  secretary  for  the  Young  Socialist  Alliance.  He  said 
he  became  aware  of  this  fact  in  May  1963,  when  he  overheard  Mrs. 
Glenn  asking  James  Bingham  whether  she  should  resign  as  corre- 
sponding secretary,  because  of  adverse  local  publicity  the  YSA  was 
recei\dng. 

At  this  point  in  the  hearing,  committee  comisel  introduced  13  pub- 
lications which  Mr.  Wilkes  had  foimd  in  the  Glenns'  apartment  and 
recently  delivered  to  the  Committee  on  Un-American  Activities.  The 
witness  described  them  as  samples  of  quantities  of  such  material  he 
had  observed  in  the  apartment  on  an  occasion  when  he  entered  it  to 
do  some  repair  work. 

Nine  of  the  samples  were  products  of  Pioneer  Publishers,  116  Uni- 
versity Place,  New  York  City,  the  same  address  maintained  by  the 
Socialist  Workers  Party  and  the  Young  Socialist  Alliance  of  New 
York  City.  (In  1948  the  Socialist  Workers  Party  was  cited  as  sub- 
versive and  Communist  by  the  Attorney  General  of  the  United  States 
and  as  a  dissident  Communist  group  by  the  Committee  on  Un-Ameri- 
can Activities.) 

The  titles  of  some  of  the  sample  pamphlets  were:  Trotskyism  mid 
the  Cuban  Revolution — An  Ansiver  to  Hoy^  In  Defense  of  the  Guhan 
Revolution:  An  Answer  to  the  State  Department  and  Theodore 
Draper^  The  Theory  of  the  Cuban  Revolution,  and  The  Socialist 
Workers  Party,  all  written  by  Joseph  Hansen,  secretary  to  Leon 
Trotsky  until  the  latter  was  assassinated  by  Stalinist  agents  in  Mexico 
in  1940.  ^ 

Another  pamphlet  was  entitled  WJfS  Manifesto  of  the  Fourth 
International  Against  Wall  Street  and  the  Kremlin,  published  bv 
the  Workers  Press  for  the  Canadian  Section  of  the  Revolutionary 
Workers  Party. 

Still  another  item  Mr.  Wilkes  had  obtained  as  a  sample  from  the 
Glenns'  apartment  was  a  song  sheet,  entitled  "Revolutionary  and 
Workers'  Songs,"  which  contain  verses  of  the  "Internationale,"  "The 
Red  Flag,"  and  "Solidarity." 


78  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

Mr.  Wilkes  told  the  subcommittee  he  had  seen  four  stacks,  each 
o  or  4  feet  high,  of  pamphlets  in  the  Gienns'  apartment.  He  said 
he  had  also  seen  copies  of  The  Militant  (official  organ  of  the  Socialist 
Workers  Party),  the  Young  Socialist  Forum  newspaper,  and  what 
appeared  to  be  a  YSA  constitution  or  charter. 

The  witness  testified  that  in  the  Gienns'  apartment  he  had  oliser^'ed 
a  bulletin  board  which  displayed  a  Cuban  flag,  a  post  office  M^anted 
poster  for  a  person  named  "Williams,"  and  newspaper  clippings  about 
Communist  and  socialist  victories  in  the  United  States.  He  said 
there  had  been  a  mimeograph  machine  in  the  apartment  from  time 
to  time. 

TESTIMONY  OF  JOHN  R.  GLENN 

The  next  witness  was  John  R.  Glenn,  3-1,  who  maintained  a  post 
office  box  in  Bloomington,  Ind.,  where  he  formerly  resided,  but  said 
he  had  been  staying  with  his  wife's  parents  "since  we  got  back  from 
Cuba.'"  Mr.  Glenn  related  the  following  information  about  his  edu- 
cational and  employment  background. 

He  was  graduated  from  high  school  in  Huntington,  Ind.,  in  1947 
and  worked  in  A-arious  laboring  and  administrative  capacities  for 
the  Erie  Railroad  until  he  entered  the  University  of  California  at  Los 
Angeles  in  January  1949.  He  transferred  to  the  University  of  Indi- 
ana in  September  1950,  but  went  into  the  U.S.  Air  Force  before 
completing  a  semester. 

While  in  the  service,  Glenn  received  training  in  the  Russian  lan- 
guage at  Syracuse  Universit}'  and  became  a  Russian  ling-uist  for  Air 
Force  Intelligence,  with  security  clearance  for  secret,  top  secret,  and 
cryptographic  information.  Meanwhile,  he  continued  his  regular 
college  studies  through  night  school  and  correspondence  courses. 
By  June  of  1953,  he  had  completed  all  but  6  months  of  the  academic 
work  necessary  for  college  graduation  and  became  eligible  to  partici- 
pate in  a  unique  Air  Force  program  that  would  permit  him  to  earn 
his  degree.  Under  this  program,  members  of  the  Air  Force  who  re- 
quired only  6  months  of  studies  in  order  to  qualify  for  a  college 
degree  could  be  assigned  to  temporary  duty  at  appropriate  schools  to 
complete  the  necessary  courses.  Thus  Glenn,  while  still  receiving 
regular  military  service  pay,  including  food  and  housing  allowances, 
returned  to  full-time  studies  at  the  University  of  Indiana  where  he 
obtained  a  degree  in  business  administra,tion  in  January  1954. 

He  then  resumed  active  duty  with  Air  Force  Intelligence  for  2 
more  years,  including  16  months  overseas,  before  being  discharged 
in  January  1956,  after  reaching  the  rank  of  staff  sergeant. 

Following  his  separation  from  the  service,  Glenn  again  enrolled 
at  the  University  of  Indiana  to  do  graduate  work  in  economics  and 
completed  all  but  two  papers  necessary  for  obtaining  his  master's 
degree  in  this  field. 

In  the  fall  of  1957,  Glenn  entered  Indiana  University  Law  School 
as  a  student.  At  the  same  time  he  taught  introductory  economics  at 
the  university. 

During  the  summer  of  1958,  he  visited  the  Soviet  Union,  Czecho- 
slovakia, and  Poland  for  about  40  days  as  a  guide  for  the  Tom  Mau- 
pintour  Associates,  an  American  travel  agency.  The  next  summer 
he  toured  the  same  countries,  plus  Yugoslavia  and  Rumania,  in  a 
similar'  capacity  for  another  travel  organization. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  79 

Early  in  1961,  Glenn  received  his  degree  from  the  Indiana  Uni- 
versity Law  School  and  subsequently  was  admitted  to  the  Indiana 
Bar, 

The  witness  admitted  that  in  April  1961  he  had  participated  in 
a  protest  demonstration  against  the  attempted  invasion  of  Cuba.'* 

In  response  to  interrogation  by  the  subcommittee,  Glenn  freely 
acknowledged  the  following  facts  which  had  been  developed  through 
committee  investigation : 

On  October  23,  1961,  at  Bloomington,  Ind.,  he  filed  a  passport 
application  with  the  Department  of  State,  listing  Cuba  as  a  country 
he  intended  to  visit.  In  a  letter  from  the  State  Department,  dated 
November  7,  1961,  he  was  notified  that  his  request  for  a  passport  was 
refused. 

On  November  14,  1961,  Glenn  sent  a  letter  to  the  Cuban  Embassy 
in  Ottawa,  Canada,  in  wliich  he  requested  a  visa  for  Cuba.  In  a 
reply,  dated  November  21,  1961,  the  Charge  d' Affaires  of  the  Em- 
bassy informed  liim  that,  as  an  American  citizen,  he  would  have  to 
apply  for  a  Cuban  visa  at  the  Czech  Embassy  in  Washington,  which 
was  handling  Cuba's  business  in  the  United  States.  He  was  also  ad- 
vised in  the  same  communication  that  it  would  be  necessary  for  him 
to  have  passport  validation  by  the  U.S.  State  Department  in  order 
to  travel  to  Cuba. 

Glenn  told  the  subcommittee  he  contacted  the  Czech  Embassy 
in  Washington,  but  was  informed  by  an  official  there  that  his  request 
for  a  Cuban  visa  would  have  to  be  forwarded  to  Cuba,  inasmuch 
as  the  Embassy  was  not  empowered  to  grant  it.  The  Czech  diplomat 
told  Glenn,  however,  that  he  had  heard  Americans  could  readily 
obtain  Cuban  visas  from  the  Cuban  Embassy  in  Mexico  City. 

The  witness  also  confirmed  information  obtained  through  an  investi- 
gation by  the  committee  that  he  had  traveled  to  Mexico  in  the  spring 
of  1962  in  an  unsuccessful  attempt  to  get  a  Cuban  visa.  Glemi  said  he 
learned  in  Mexico  that  in  order  for  him  to  obtain  a  visa,  someone  then 
in  Cuba  would  have  to  recoimnend  to  the  Cuban  State  Department 
that  he  be  given  one.  Accordingly,  Glenn  told  the  subcommittee,  he 
sent  a  telegram  from  Mexico  to  George  Shriver,  a  friend  and  a  leader 
of  the  Indiana  University  Fair  Play  for  Cuba  Student  Council.  He 
asked  Shriver  to  write  Robert  Williams,  who  had  fled  to  Cuba  to  avoid 
prosecution  by  U.S.  authorities,  to  see  if  Williams  could  initiate  action 
to  obtain  a  visa  for  Glenn.  Glenn  testified  that  Shriver  knew  Wil- 
liams, whom  Glenn,  had  met  only  once  in  Bloomington. 

The  witness  said  he  received  a  return  wire  addressed  to  "Jack  Glenn, 
care  of  the  Cuban  Embassy  to  Mexico,"  which  said :  "Letter  sent  to 
Williams.  Keep  in  touch.  Venceremos"  (a  Cuban  revolutionary  slo- 
gan meaning  "We  shall  conquer").  The  message  was  signed  "G.S.," 
making  it  appear  to  have  been  sent  by  George  Shriver.  Glenn  said 
he  later  found  out  the  telegram  had  been  sent  by  two  other  friends, 
flames  Bingham  and  Ralph  Levitt,  after  Shriver  procrastinated  in 
contacting  Williams. 

In  any  event,  Glenn  was  not  successful  in  getting  to  Cuba  from 
Mexico  in  the  spring  of  1962,  according  to  his  testimony.  He  claimed 
to  have  paid  his  own  expenses  for  the  trip  to  Mexico, 


*  Bay  of  Pigs  invasion  on  April  17,  1961,  by  Cuban  exiles. 


80  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Glenn  testified  that  during  the  Cuban  crisis,  an  Ad  Hoc  Committee 
to  Oppose  U.S.  Aggi-ession  was  created  by  the  Fair  Play  for  Cuba 
Student  Council  and  the  Young  Socialist  Alliance  at  the  University 
of  Indiana,  even  though  the  YSA  had  not  yet  been  recognized  by 
the  university  at  that  time.  He  said  that  on  October  24,  19G2,  the 
ad  hoc  committee  held  a  protest  march  against  the  United  States- 
imposed  blockade  of  Cuba.  The  witness  said  that,  although  he  sup- 
ported the  march,  he  did  not  participate  because  he  had  just  opened 
his  law  office  in  Bloomington  and  "that  would  not  have  been  too  smart 
a  thing  to  do,  of  course." 

It  was  at  about  this  time,  the  fall  of  1962,  Glenn  told  the  subcom- 
mittee, that  he  joined  the  Fair  Play  for  Cuba  Committee.  He  had 
been  a  sympathizer  of  the  group  much  earlier,  he  said.  He  admitted 
liaving  written  a  letter  printed  in  an  Indiana  University  publication, 
dated  February  10,  1962,  in  which  he  said  that  "the  people  in  Fair 
Play  are  willing  to  argue  to  anyone  who  will  listen  that  our  govern- 
ment and  our  press  are  lying  through  their  teeth  [about  Cuba] ." 

Glenn  said  that  he  and  his  wife  were  frequent  listeners  to  Kadio 
Havana  and  from  this  source,  in  December  1962,  first  heard  about  a 
trip  to  Cuba  bemg  planned  by  a  group  of  U.S.  students.  The  Glenns 
were  interested  in  the  trip,  but  the  Cuban  radio  had  failed  to  say  by 
whom  it  was  being  organized  in  the  United  States.  Accordingly,  the 
Glenns  wrote  inquiries  about  it  to  both  the  Cuban  mission  to  the 
United  Nations  and  the  Fair  Play  for  Cuba  Committee.  He  told  the 
subcommittee  they  did  not  receive  a  reply  directly  from  either  of  these 
groups,  but  one  or  both  of  them  had  apparently  forwarded  the  inquiry 
to  the  Ad  Hoc  Student  Committee  for  Travel  to  Cuba,  from  which  the 
Glenns  did  receive  correspondence  containing  the  desired  informa- 
tion. 

The  witness  admitted  that,  without  having  applied  for  U.S.  valida- 
tion, he  traveled  to  Cuba  with  the  group  of  alleged  students  who 
departed  from  New  York  on  a  BOAC  plane  on  June  25, 1963. 

Glenn  acknowledged  the  accuracy  of  the  subcommittee's  informa- 
tion that  on  the  return  trip,  after  arriving  in  Spain  with  the  main 
body  of  U.S.  "students"  on  August  26,  1963,  he  left  the  group  and 
traveled  to  Morocco.  He  said  that  after  he  and  his  wife  had  learned 
they  could  stay  abroad  for  a  while,  they  had  decided  to  travel  to 
Algeria  to  observe  the  political  developments  there,  which  were  sup- 
posed to  be  similar  to  what  they  had  witnessed  in  Cuba. 

Glenn  told  the  subcommittee  that  he  and  his  wife  requested  their 
parents  to  send  money  for  them  to  Algiers  and  that  they  planned  to 
travel  in  Western  Europe  as  long  as  the  money  lasted. 

When  the  Glenns  arrived  in  Morocco  from  Spain,  the  witness  testi- 
fied, they  received  an  entry  permit  to  Algeria  from  the  Algerian  Gov- 
ernment. While  hitchhiking  their  way  to  Algeria,  however,  they 
were  arrested  by  the  Moroccan  police  and  ordered  deported  to  Spain 
as  undesirables.  He  said  he  learned  from  both  the  American  consul 
in  Rabat,  Morocco,  and  the  Moroccan  police  that  the  deportation  was 
ordered  by  the  United  States  Government. 

On  the  voyage  back  to  Spain,  according  to  Glenn,  he  and  his  wife 
threw  their  Spain-to-U.S.  flight  tickets,  which  had  been  purchased 
by  the  Cuban  Government,  into  the  Mediterranean  Sea.  They  de- 
cided to  do  this,  he  said,  because  they  were  being  returned  to  the 


UN- AMERICAN    ACTIVITIES    ANNUAL    REPORT  8l 

United  States  unwillingly  and  wanted  the  U.S.,  not  Cuba,  to  bear 
the  cost  of  the  transportation  under  those  circumstances. 

On  October  15,  19G3,  according  to  investigation  by  the  committee, 
Glenn  reported  to  the  American  Embassy  in  Madrid,  Spain,  that  he 
and  his  wife  did  not  have  tickets  for  return  transportation  to  the 
United  States.  The  Embassy  purchased  tickets  for  them,  and  they 
were  flown  to  the  United  States  on  an  Iberian  Air  Lines  plane. 

Mr.  Glenn  told  the  subcommittee  he  did  not  know  w^ho  purchased 
the  tickets  on  which  they  were  actually  transported  home.  He  said 
he  had  told  Iberian  Air  Lines,  however,  not  to  use  "our  right"  to  the 
transportation  which  had  been  purchased  as  a  gift  by  the  Cuban 
Government.  He  said  he  informed  Iberian  representatives  that  the 
transportation  gift  from  Cuba  was  "our  property"  and  was  not  to  be 
used  to  transport  the  Glenns  "against  our  express  will." 

During  the  course  of  his  appearance  before  the  subcommittee,  Mr. 
Glemi  was  questioned  on  a  variety  of  additional  matters.  A  summary 
of  certain  of  his  responses  follows  : 

John  Glenn  and  a  student  named  Jack  Marsh  were  living  at  the  same 
apartment  address  in  Bloomington  at  the  time  Glenn  applied  for  a 
U.S.  passport  for  travel  to  Cuba  in  October  1961.  Glenn  was  respon- 
sible for  Marsh's  initial  interest  in  Cuba,  which  led  to  the  latter's 
joining  both  the  Young  Socialist  Alliance  and  the  Fair  Play  for  Cuba 
Committee.  (According  to  investigation  by  the  committee.  Marsh 
rented  a  post  office  box  for  the  YSA  in  Bloomington,  Ind.,  on  Septem- 
ber 20, 1962.) 

Ralph  I^vitt  attended  meetings  of  the  Young  Socialist  Alliance  held 
in  the  apartment  of  John  and  Marcia  Glenn,  rented  from  Harold 
Wilkes  in  Bloomington.     James  Bingham  and  William  and  Paulann 
Groninger  were  others  who  had  visited  the  Glenns'  apartment  on  dif- 
ferent occasions,  probably  including  meetings  of  the  Young  Socialist 
Alliance  and  the  Committee  to  Aid  the  Bloomington  Students.     Mrs. 
Glenn  was  a  member  of  the  latter  group.     Mr.  Glenn  believed  Mrs. 
Groninger  was  the  secretary  of  the  Committee  to  Aid  the  Blooming- 
ton Students  as  well  as  a  member  of  the  Young  Socialist  Alliance. 
Continuing  with  a  summary  of  Mr.  Glenn's  testimony : 
He  was  never  a  member  of  the  Young  Socialist  Alliance  or  the 
Socialist  Workers  Party.     Nevertheless,  he  accepted  the  Trotskyist 
viewpoint  and  cooperated  with,  and  worked  for  the  benefit  of,  the 
YSA  and  the  Fair  Play  for  Cuba  Student  Council.     Glenn  was  not 
always  in   agreement  with  the  Young   Socialist  Alliance  and  the 
Socialist  Workers  Party.     He  said  he  had  disagreed  with  their  op- 
position to  the  student  trip  to  Cuba  and  their  thinking  that  it  was 
unnecessary  for  persons  to  have  to  visit  Cuba  in  order  to  understand 
the  revolution  transpiring  there. 

When  Glenn  was  asked  if  he  had  made  his  apartment  in  Blooming- 
ton available  for  YSA  meetings  and  traveled  to  Cuba  for  the  purposes 
of  supporting  the  Cuban  revolution,  he  replied : 

Yes,  I  do  support  the  Cuban  revolution.  *  *  *  i  support 
the  Cuban  revolution  and  I  will  defend  it. 

Glenn  related  incidents  of  the  frequent  jailing  of  Trotsky ists  in 
Cuba.  He  said  the  Soviet  Union  had  tried  to  force  Castro  to  smash 
the  Cuban  Trotskyists  in  order  to  receive  aid  from  the  U.S.S.R.  The 
witness  stated  that,  although  Castro  had  refused  to  smash  the  Trot- 


82  UN-AMERIC.\N    ACTIVITIES    ANNUAL    REPORT 

skyists,  Cuban  authorities  did  pick  them  up  for  a  few  liours  at  a  time, 
or  overnight,  without  ever  filing  charges  against  tliem.  Glenn  said 
this  did  not  stop  the  Trotslryists  from  supporting  the  Cuban  revolu- 
tion : 

They   realize  Cuba  has  to  have  Russian  aid.     If  little 

things  like  this  have  to  happen  they  feel  it  is  no  reason  to 

stop  the  revolution. 

Glenn  attempted  to  justify  mass  executions  in  Cuba  by  saying  all 
of  the  victims  "were  murderers  under  the  Batista  regime,"  and  they 
''had  the  blood  of  Cuban  people  on  their  hands — 20,000  of  them." 
He  acknowledged,  however,  the  same  type  of  charge  was  made  by 
the  Communist  regime  in  the  Soviet  Union  to  justifj'  mass  liquida- 
tions in  the  1930's. 

TESTIMONY   OF   MARCIA    HAAG   GLENN 

The  final  witness  was  Marcia  Haag  Glenn,  wife  of  Jolin  R.  Glenn. 
A  native  of  New  York  City,  she  was  graduated  from  Cranford  High 
School  in  Cranford,  N.J.,  in  the  spring  of  1957  and  entered  the 
University  of  Indiana  the  following  fall.  She  remained  at  the  uni- 
versity as  a  student  or  employee,  and  sometimes  in  both  capacities 
simultaneously,  until  1962.  Her  employment  included  positions  in 
the  Chemistry  and  History  Departments  of  the  university.  She  also 
was  engaged  in  a  Latin  American  studies  program  at  the  University 
of  Indiana  as  she  worked  towai'd  her  master's  degree. 

jMrs.  Glenn  confirmed  the  subcommittee's  information  that,  mider 
the  name  of  Marcia  Haag,  on  December  18,  1962,  while  in  Blooming- 
ton,  Ind.,  she  had  filed  for  a  U.S.  passport,  which  she  received  on 
December  21,  1962.  She  acknowledged  that  on  the  passport  applica- 
tion she  had  listed  Venezuela,  Colombia,  and  Peru  as  countries  to  be 
visited  and  indicated  December  24  or  25,  1962,  as  the  probable  date 
of  departure.  She  told  the  subcommittee  she  had  been  aware  of  the 
possibility  that  she  might  take  part  in  a  "student"  trip  to  Cuba  tenta- 
tively scheduled  to  depart  in  December  1962,  but  did  not  list  Cuba  on 
her  passport  application  because  she  was  dubious  that  the  trip  would 
take  place. 

She  admitted,  nevertheless,  that  she  had  not  subsequently  traveled 
to  Venezuela,  Colombia,  or  Peru  and  that  she  had  traveled  to  Cuba 
at  a  later  date. 

]Mrs.  Glenn  was  queried  about  a  news  story  which  appeared  in  the 
July  6,  1963,  issue  of  Sierra  Maestra^  a  Cuban  newspaper,  and  which 
identified  her  as  an  American  student  who  had  visited  Cuba's  "Hall 
of  Martyrs."  She  said  she  had  been  improperly  quoted  in  the  story 
and  proceeded  to  tell  the  subcommittee  wliat  had  occurred  at  that  time. 

She  said  she  had  visited  the  Hall  of  Martyrs  in  Santiago  and  that 
during  the  visit  she  and  her  husband  were  sitting  riglit  behind  a 
group  of  Cuban  women  whose  sons  had  lost  their  lives  in  the  revolu- 
tion. Mrs.  Glenn  told  the  subcommittee  that  this  was  a  very  emo- 
tional experience  which  made  her  cry.  She  stated  that  at  this  point 
an  American  student  stood  up  and  said  the  Americans  were  to  blame 
for  the  loss  of  a  lot  of  Cuban  lives,  because  the  Americans  had  initi- 
ated the  fighting  against  the  Cuban  people.  Mrs.  Glenn  told  the  sub- 
committee she  agreed  with  the  statement. 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  83 

Wlien  the  Sierra  Maestra  story  of  the  incident  appeared,  it  attrib- 
uted to  Mrs.  Glenn  these  words :  "We  shall  do  what  is  possible  when  we 
return  to  our  country  to  initiate  a  socialist  revolution."  Mrs.  Glenn 
testified  that  she  had  not  made  that  statement  at  that  time.  How- 
ever, she  informed  the  subcommittee,  she  subscribed  to  the  goal  and 
objective  of  seehig  a  socialist  revolution  in  America. 

In  response  to  questions  concerning  meetings  which  had  taken  place 
in  the  apartment  the  Glenns  rented  from  Harold  Wilkes  in  Bloom- 
ington,  Mrs.  Glenn  testified  that  the  Young  Socialist  Alliance  had  met 
there  only  once,  and  that  had  been  in  January.  Other  meetings,  she 
said,  were  held  b}^  the  defense  committee  for  the  three  students  who 
had  been  indicted  at  Bloomington.  Meetings  of  the  defense  commit- 
tee, she  stated,  were  attended  both  by  persons  who  were  and  were  not 
members  of  the  YS  A. 

She  said  Ralph  Levitt  and  James  E.  Bingham,  two  of  the  three  in- 
dicted YSA  leaders,  were  usually  in  attendance  at  meetings  held  in  the 
Glenns'  apartment.  She  said  further  that  Levitt,  Bingham,  and 
Thomas  G.  Morgan,  the  third  YSA  leader  under  indictment,  were  all 
personal  friends  and  had  been  in  the  apartment  on  many  occasions. 
_  The  witness  was  questioned  about  a  meeting  which  Mr.  Wilkes  tes- 
tified^ had  been  held  in  the  Glenns'  apartment  in  mid-March  1963  by 
the  YSA,  at  which  time  the  group  was  addressed  by  a  "comrade"  from 
New  York.  Mrs.  Glenn  said  "this  gentleman"  had  stayed  in  the  apart- 
ment and  was  present  for  several  social  gatherings,  "but  these  were 
not  meetings."  She  said  the  New  Yorker  was  a  YSA  member  and 
she  thought  he  was  the  secretary  of  the  organization. 

Mrs.  Glenn  admitted  that  Jack  Barnes,  Midwest  organizer  for  the 
Young  Socialist  Alliance,  had  attended  meetings  held  in  her  apart- 
ment by  the  defense  committee  for  the  three  indicted  students. 

Mrs.  Glenn  denied  she  had  been  the  recording  secretary  of  the 
Young  Socialist  Alliance  in  Bloomington  or  that  she  was  presently 
a  member  of  the  group.  She  admitted  having  been  a  YSA  member 
from  January  until  June,  in  1963,  but  said  she  had  resigned  because 
the  YSA  had  a  policy  of  "not  permitting"  its  members  to  go  on  the 
student  trip  to  Cuba.  She  said  she  had  learned  of  this  policy  from 
the  national  secretary  of  the  YSA. 

She  said  she  had  talked  to  no  one  from  the  Socialist  Workers 
Party  concerning  her  participation  in  the  trip  to  Cuba. 

Mrs.  Glenn  said  the  YSA's  attitude  on  the  student  trip  notwith- 
standing, there  was  no  doubt  the  YSA  supports  the  Cuban  revolution. 

She  admitted  having  belonged  to,  and  performed  services  for,  the 
Fair  Play  for  Cuba  Committee  and  the  Ad  Hoc  Committee  to  Oppose 
U.S.  Aggression,  the  latter  being  organized  for  a  one-time  demonstra- 
tion against  the  U.S.  blockade  of  Cuba  in  October  1962.  She  said  the 
latter  group  had  met  once  in  her  apartment  prior  to  its  protest  demon- 
stration, after  which  it  went  out  of  existence.  The  ad  hoc  group, 
Mrs.  Glenn  testified,  included  students  from  the  Fair  Play  for  Cuba 
Committee,  the  Young  Socialist  Alliance,  the  National  Association  for 
the  Advancement  of  Colored  People,  and  the  Young  People's  Socialist 
League. 

Mrs.  Glenn  denied  that  an  undated  statement  by  the  Ad  Hoc  Com- 
mittee to  Oppose  U.S.  Aggression  had  been  reproduced  on  a  mimeo- 
graph in  her  apartment.  She  admitted  she  had  participated  in  the 
demonstration  on  October  24,  1962,  during  which  time  the  statement 

36-584—64 7 


84  UN-AMERICAN   ACTIYITIES   ANNUAL    REPORT 

was  distributed,  "we  oppose  united  states  threat  to  world  peace" 
was  the  heading  of  the  ad  hoc  group's  statement,  which  accepted  the 
words  of  Fidel  Castro  against  those  of  the  President  of  the  United 
States,  when  it  said : 

Premier  Castro  has  stated  that  there  are  no  "offensive" 
weapons  in  Cuba.  This  indicates  there  is  no  immediate  threat 
to  the  United  States. 

Mrs.  Glenn  admitted  she  had  made  no  request  for  State  Depart- 
ment validation  of  her  passport  for  travel  to  Cuba  before  going 
to  Cuba  with  the  alleged  student  group  in  the  summer  of  1963. 

She  testified  that  her  support  of  a  socialist  revolution  in  the 
United  States  would  not  include  forceful  overthrow  of  the 
Government. 

U.S.  COMMUNIST  PARTY  ASSISTANCE  TO  FOREIGN  COMMUNIST 

PARTIES 

(Veterans  of  the  Abraham  Lincoln  Brigade) 

On  July  29, 1963,  a  subcommittee  of  the  Com.mittee  on  Un-American 
Activities  held  a  public  hearing  in  Washington,  D.C.,  on  the  activ- 
ities of  the  Veterans  of  the  Abraham  Lincoln  Brigade  in  soliciting, 
from  tlie  American  public,  funds  and  materials  which,  it  claimed, 
would  be  used  to  assist  families  imprisoned  in  Spain  because  they  had 
taken  part  in  strikes  in  the  spring  of  1962. 

Through  this  hearing,  the  committee  hoped  to  develop  information 
which  would  assist  it  in  determining  whether  remedial  legislation  was 
needed  to  obtain  a  more  candid  disclosure  of  the  purposes  and  objec- 
tives of  solicitations  conducted  by  Communist-oriented  organizations 
in  the  United  States  for  the  benefit  of  foreign  persons,  parties,  or 
interests.  The  committee  was  also  considering  the  advisability  of 
amending  the  Foreign  Agents  Registration  Act  of  1938  to  extend  the 
definition  of  the  term  "agent  of  a  foreign  principal"  so  as  more  effec- 
tively to  accomplish  the  purposes  of  the  act. 

Background  of  the  Veterans  of  the  Abraham  Lincoln  Brigade 

The  Veterans  of  the  Abraham  Lincoln  Brigade  (VALB)  has  been 
cited  as  a  Communist-front  organization  by  the  Special  Committee 
on  Un-American  Activities  in  1944  and  by  the  permanent  com- 
mittee in  1946.  In  1947,  it  was  included  on  the  U.S.  Attorney  Gen- 
eral's list  of  "subversive  and  Communist"  organizations.  On  Decem- 
ber 21,  1955,  after  extensive  hearings,  the  Subversive  Activities  Con- 
trol Board  found  the  VALB  to  be  a  Communist-front  organization 
within  the  meaning  of  the  Internal  Security  Act  of  1950  and  issued 
an  order  for  it  to  register  as  such  with  the  Attorney  General.  The 
order  of  the  Board  was  upheld  on  December  17,  1963,  by  the  Court  of 
Appeals  for  the  District  of  Columbia. 

Spain  was  a  highly  important  nation  from  the  viewpoint  of  inter- 
national communism  in  1936.  It  was  a  West  European  nation  in 
which  a  Communist  Party  actually  participated  in  the  government. 
In  addition,  its  sphere  of  influence  embraced  Latin  America.  Com- 
munists thus  considered  Spain  an  instrument  for  countering  United 
States  influence  and  advancing  communism  in  that  area. 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  85 

Following  the  outbreak  of  the  Spanish  Civil  War  in  July  1936,  the 
Communist  Party  of  the  United  States,  operating  as  a  section  of  the 
Communist  International,  engaged  in  recruiting,  equipping,  and 
transporting  about  3,000  Americans,  the  majority  of  whom  were  party 
members,  to  fight  under  Communist  discipline  on  the  Loyalist  side 
in  the  civil  war.  They  served  in  a  so-called  Abraham  Lincoln  Brigade 
in  Spain. 

The  Veterans  of  the  Abraham  Lincoln  Brigade  was  created  in  ac- 
cordance with  directives  issued  by  the  Politburo  of  the  U.S.  Com- 
munist Party,  beginning  in  late  1937,  in  anticipation  of  the  return  of 
the  American  veterans  from  Spain.  The  directives  grew  out  of  a 
series  of  Politburo  meetings  attended  by  representatives  of  the  Com- 
intern, particularly  Fred  Brown  of  the  staff  of  Gerhart  Eisler,  then 
chief  Comintern  representative  in  the  United  States. 

The  SACB  found  that  the  "principal  objective  and  major  purpose 
was  for  the  VALB  to  be  an  integral  part  of  the  CPUSA  apparatus, 
a  dynamic,  symbolic  force  to  advance  Marxism-Leninism  and  Com- 
munist influence  in  the  United  States,  particularly  by  keeping  alive 
the  struggle  for  a  Communist  victory  in  Spain  as  the  back  door  to 
Latin  America  and  at  the  same  time  providing  a  yomig,  vigorous 
group  of  men  to  carry  out  Party  programs."  ^ 

Since  its  formation,  the  VALB  has  naturally  concentrated  its  activi- 
ties on  matters  related  to  Spain.  Beyond  this,  however,  it  has  under- 
taken numerous  activities  designed  to  further  Communist  objectives 
in  other  foreign  policy  areas  and  also  with  regard  to  domestic  issues. 

The  VALB's  Principal  Officer 

Moe  (Mosess)  Fisliman,  the  sole  witness  in  the  committee's  hearing 
of  July  29,  1963,  has  been  the  executive  secretary  of  the  VALB  since 
1950.  As  such,  he  has  been  the  organization's  principal  operating 
officer,  handling  its  finances  as  well  as  most  other  organizational 
business. 

During  his  testimony,  Moe  Fishman  invoked  the  constitutional 
privilege  afforded  him  under  the  fifth  amendment  more  than  100 
times  in  refusing  to  answer  questions  regarding  past  or  present  mem- 
bership in  the  Communist  Party,  his  official  position  in  the  Vx\LB,  the 
organizational  structure  and  activities  of  the  VALB,  and  other  ques- 
tions pertinent  to  the  inquiry. 

Mr.  Fishman's  membership  in  the  Communist  Party  is  a  matter  of 
public  record.  The  Daily  Worker  of  January  11,  1943,  in  an  article 
entitled,  "Chelsea  Communists — Community  Patriots,"  praised  Mr. 
Fishman  as  a  Spanish  veteran  and  "chairman"  of  the  West  Side  Vil- 
lage Club  of  the  Communist  Party  in  New  York  City.  In  its  1955  de- 
cision the  Subversive  Activities  Control  Board  found  that  Fishman 
was  one  of  the  principal  officials  of  the  VALB  who  was  concur- 
rently a  Communist  Party  "functionary."  ^ 

The  VALB  Campaign  Exploiting  Spanish  Strikes 

Preliminary  investigation  by  the  committee  indicated  that,  under 
the  guise  of  assisting  "political  prisoners"  and  "striking  workers," 

■^  Subversive  Activities  Control  Board,  Docliet  No.  10&-53,  Report  and  Order,  December 
21,  1955.  p.  21. 
«Ibid.,  p.  33 


86  UN-AIVIERICAN    ACTIVITIES    ANNUAL    REPORT 

the  VALB  had  sought  financial  and  other  contributions  from  United 
States  citizens  for  the  purpose  of  assistmg  the  Communist  under- 
gromid  movement  in  Spain. 

The  January  24,  1963,  issue  of  the  National  Guardian  and  the  Feb- 
ruary 3,  1963,  issue  of  The  'Worker  carried  identical  advertisements 
in  which  the  Veterans  of  the  Abraham  Lincoln  Brigade  appealed  to 
the  public  on  behalf  of  the  "wives  and  children"  of  men  then  in 
prison  in  Spain  "because  they  dared  to  take  part  in  the  great  strikes 
of  1962."  The  ads  urged  readers  to  make  these  families  their  concern 
and  declared  that  "it  is  natural  that  they  should  turn  to  us  for  help, 
because  we've  been  helping  Franco's  prisoners  and  their  families  for 
years."  The  ads  also  provided  a  coupon  to  be  mailed  by  readers 
desiring  details  and  promised  that  the  VALB  would  put  the  reader 
in  "direct  contact  with  a  Spanish  family."  Those  willing  to  contribute 
funds  were  advised  to  make  checks  payable  to  "M.  Fishman,  Sec- 
retaiy." 

Mr.  Fishman  refused,  on  fifth  amendment  grounds,  to  answer  any 
committee  questions  regarding  his  role  in  this  VALB  appeal. 

Six  letters  which  the  VALB  had  mailed  to  persons  who  had  re- 
sponded to  its  advertisements — each  one  containing  the  name  and  ad- 
dress of  a  different  Spanish  family — were  introduced  in  the  hearing 
record.  They  were  form  letters  on  VALB  stationery,  signed  by  Moe 
Fishman.  Each  one  advised  the  addressee  to  forward  "good  used 
clothing  for  men,  women,  and  children'"  to  the  person  in  Spain  whose 
name  and  address  was  typed  at  the  bottom  of  the  letter.  The  persons 
thus  designated  to  receive  such  aid  were:  Teresa  Carvajal  de  Andres, 
Matilda  Morales  Arcos,  Encarnacion  Nunez  Velanos,  Sofia  Castro 
Martinez,  Ana  Hernandez  Hernandez,  and  Eulogia  del  Castillo 
Villarrubia. 

Committee  counsel  disclosed  that  all  these  indivj.luals  represented 
families  of  persons  who  had  been  imprisoned  for  Connnunist  activ- 
ities at  various  times  since  the  Spanish  Civil  War.  Only  one  of  the 
six  had  a  family  member  who  v/as  actually  imprisoned  during  the 
strikes  in  Spain  in  the  spring  of  1962 — and  that  individual  had  been 
imprisoned  for  activity  in  Communist  cells  as  well  as  for  strike  activ- 
ity." Moreover,  he  had  been  released  from  prison  2  months  before 
the  VALB  first  advertised  for  aid  to  families  of  imprisoned  Spanish 
strikers.    All  of  the  others  had  family  members  who  had  been  im 

Erisoned  for  Coimnunist  activity  prior  to  the  1962  strikes.  The 
usband  of  one  had  been  released  from  jail  16  years  earlier  and 
was  not  even  residing  in  Spain  at  the  time  of  VALI)  activity  in  behalf 
of  his  f  amilv. 

Information  on  Spanish  Families  Not  Publicized  by  VALB 

Terei^a  Carvajal  de  Andres  is  the  wife  of  Angel  Larroca  Garcia, 
who  served  as  a  lieutenant  in  the  Loyalist  Army  during  the  Spanish 
Civil  War  and  was  condemned  to  death  because  of  his  participation 
in  the  assassination  of  clergy  in  the  Convent  of  Grinon  at  Toledo 


X  Tlie  Spanish  Criminal  Code  provides  that  strikes  by  laborers  (and  combinations  or 
C'!i!ppirnci('s  by  management  intended  to  paralyze  -work)  are  punishable  as  sedition.  In 
nddition.  the  Communist  Party  is  outlawed  in  Spain  :  membership  in  it  is  punishable  by 
prison  terms  of  from  2  to  20  years  ;  and  sentences  of  20  to  30  years  can  be  given  for 
asgravating  circumstances  such  as  an  individual's  participation  in  Communist  "agitation" 
cells,  in  Communist  conferences,  or  in  the  leadership  of  the  party. 


UN-AJVIERICAN    ACTIVITIES    ANNUAL    REPORT  87 

when  returning  from  the  siege  of  the  Alcazar,  His  sentence  was 
commuted  to  30  years'  imprisonment  and  later  to  20  years.  He  was 
released  in  1946.  At  the  time  the  VALB  ads  were  published  Larroca 
was  not  even  a  residence  of  Spain,  to  say  nothing  of  being  a  captive  in 
one  of  its  prisons.     He  was  living  and  working  legally  in  Germany. 

Matilde  Morales  Arcos  is  the  wife  of  Jose  Cansinos  Palma,  detained 
in  May  1962  for  being  an  active  member  of  the  Communist  Party  in 
Spain  in  charge  of  Communist  cells  and  working  in  the  spring  strikes 
of  1962.     He  was  released  from  prison,  however,  on  January  9,  1963. 

Encamacion  Nunez  Velanos  is  the  wife  of  Ramon  Martinez  Marti- 
nez, convicted  and  imprisoned  by  Spanish  authorities  for  Commmiist 
activities  on  July  5,  1960 — long  before  the  1962  strikes.  He  is  still  in 
prison. 

Sof,a  Castro  Martinez  is  the  wife  of  Rafael  Lopez  Barranco,  im- 
prisoned in  July  1960 — long  before  the  1962  strikes — for  his  activitj^ 
in  the  local  committee  of  the  Commimist  Party  in  Spain.  He  was 
released  on  March  3, 1963. 

Ana  Hernandez  Hernandez  is  the  wife  of  Jose  Barranco  Escavia, 
imprisoned  in  April  1961 — a  year  before  the  strikes — for  a  term  of 
5  years  foi-  being  a  member  of  the  local  committee  of  the  Commmiist 
Party  in  Higueron. 

Eulogia  del  Castillo  Villarruhia  is  a  widow.  She  was  a  militant 
Communist  during  the  Spanish  Civil  War  and  was  imprisoned  at  the 
war's  end  for  participation  in  the  desecration  of  the  church  in  Casas- 
buenas  and  for  the  robbing  and  sacking  of  private  homes.  She  was 
later  released. 

Her  son,  Alejandro  Heredero  del  Castillo,  was  an  active  member 
of  the  Communist  Party  and  president  of  the  Armed  Militia  Com- 
mittee on  Casasbuenas  during  the  civil  war.  He,  too,  was  imprisoned 
after  the  war,  but  was  released  in  1946,  whereupon  he  resumed  Com- 
munist Party  activities,  acting  as  a  liaison  between  the  Communist 
guerrillas  and  the  National  Committee  of  the  Communist  Party  in 
Spain.  He  is  presently  serving  a  30-year  prison  term  for  his  partic- 
ipation in  the  conspiracy  which  resulted  in  the  explosion  of  the 
ammunition  dumps  of  Alcala  de  Henares.^°  He  was  permitted  to  visit 
his  mother,  under  guard,  in  Casasbuenas  on  ISIarch  15,  1963. 

Investigation  into  the  backgi'ound  of  Ana  Salvador  ]Martin  and 
Maria  Paz  Roda  Zarabozo,  two  other  persons  in  Spain  proposed  as 
recipients  of  relief  in  VALB  letters,  was  not  completed  at  the  time 
of  the  hearing.     The  committee  lias  since  learned  that : 

Ana^  Salvador  Martin  is  a  widow  who  has  been  arrested  on  several 
occasions  on  cliarges  of  harboring  Communist  Party  members  sought 
by  Spanish  authorities.  Her  son,  Gregorio  Valero  Salvador,  has  been 
in  prison  in  Spain  since  1944,  when  he  was  arrested  for  working  in 
underground  Communist  Party  activities. 

Maria  Paz  Roda  Zarahozo  is  the  wife  of  Aladino  Cuervo  Rodriguez, 
a  member  of  the  Spanish  Communist  Party  charged  with  being  di- 
rectly responsible  for  an  underground  organization  operating  in  north- 
ern Spain.  He  has  been  in  prison  since  February  1960.  In  1937, 
during  the  Spanish  Civil  War,  Senora  Roda,  then  a  child,  was  sent 
to  live  in  the  Soviet  Union.     She  reportedly  married  her  now  im- 

^o  Explosion  occurred  In  September  1947  according  to  the  Encyclopedia  Britawnica,  Book 
of  the  Year:  1948  (events  of  1947),  p.  692. 


88  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

prisoned  Spanish  Communist  husband  while  living  there.     She  re- 
turned to  Spain  in  195^ 

FiSHMAN  Denies  Fraud 

■  Mr,  Fishman  was  questioned  extensively  regarding  each  Spanish 
family  recommended  for  relief  by  the  VALB.  He  took  refuge  in 
the  first  and  fifth  amendments  when  asked  if  he  was  the  autlior 
of  the  form  letters  and  if  he  had  actually  mailed  them  in  response  to 
inquiries  received  from  readers  of  the  VALB  advertisements.  He 
also  declined  to  reveal  the  source  from  which  the  names  of  the  Spanish 
families  were  obtained  and  the  extent  of  his  personal  knowledge  re- 
garding the  background  of  the  families.  Asked  why  he  failed  to 
indicate  either  in  his  advertisements  or  in  his  letters  the  fact  that  the 
intended  recipients  of  aid  were  actually  families  of  persons  imprisoned 
because  of  Communist  activities,  Mr.  Fishman  again  invoked  the 
same  constitutional  privileges. 

When  committee  counsel  asked  Mr.  Fishman  whether  or  not  he  was 
engaged  in  a  fraud  upon  the  public  of  the  United  States,  the  witness 
nevertheless  responded,  "No,  dehnitely  not." 

Counsel  asked  Mr.  Fishman  whether  it  was  a  fact  that  the  immediate 
objective  of  the  VALB  in  its  present  f mid-raising  and  other  activities, 
is  to  assist  in  strengthening  the  Communist  miderground  in  Spain  and, 
also  to  that  end,  to  obtain  the  release  of  imprisoned  Communists.  In 
response  to  this  question,  Mr.  Fishman  stated  that  he  had  no  such 
knowledge  or  belief. 

Mr.  Fishman  further  stated  that  he  was  unaware  that  high-ranking 
Communist  Party  officials  have  supported  the  Spanish  Government's 
claim  that  the  1962  strikes  in  Spain  were  led  and  inspired  by  Commu- 
nists. At  this  point,  an  article  appearing  in  the  January  1963  issue  of 
World  Blarxist  Review^  an  official  organ  of  the  world  Communist 
movement,  was  introduced  in  evidence.  The  article,  entitled  "Com- 
munists on  Trial  in  Spain,"  was  written  by  Sebastian  Sapirain,  a 
member  of  the  Central  Commitee  of  the  Communist  Party  of  Spain. 

Sapirain  wrote,  in  part : 

Last  spring  Spain  saw  one  of  the  biggest  strike  movements 
in  the  history  of  the  working  class  of  our  country.  The 
strikes  *  *  *  embraced  some  26  provinces  *  *  *.  Although 
at  first  a  struggle  for  wage  demands,  the  political  character 
of  the  strikes  soon  became  apparent. 

Then,  referring  to  the  scale  of  the  strikes,  Sapirain  said : 

This  is  mainly  due  to  the  persevering  work  conducted  by  the 
Communist  Party. 

In  the  article,  Sapirain  quoted  with  approval  a  statement  made  by 
Ramon  Ormazabal  Tife  [incorrectly  spelled  "Tito"  by  Sapirain], 
a  member  of  the  Central  Committee  of  the  Communist  Party  of 
Spain,  when  the  latter  was  arrested  on  June  14,  1962,  in  Biscay,  to- 
gether with  several  other  Commimists.  Ramon  Ormazabal  Tife 
stated : 

I  declare  that  the  Communist  Party  assumes  the  responsi- 
bility for  the  recent  big  strikes  in  Euzkadi  *  *  *  and 
throughout  Spain. 


UN-AISIERICAN    ACTIVITIES    ANNUAL    REPORT  89 

Some  of  JVIr.  Fishman's  Past  AcTnvrriES 

Mr.  Fishman  invoked  the  first  and  fifth  amendments  when  the 
committee  asked  him  whether  he  had  ever  been  in  Spain  and  whether 
he  served  in  the  International  Brigade  in  the  Spanish  Civil  War  from 
1937  to  1938. 

A  copy  of  Mr.  Fishman's  passport  application,  dated  March  31, 
1937,  was  introduced  in  evidence.  According  to  that  Ttpplication,  Mr. 
Fishman  swore  that  he  intended  to  use  a  U.S.  passport  for  3  months 
for  the  purpose  of  visiting  relatives  in  England,  France,  and  Poland. 
Appended  to  the  application  was  an  affidavit  signed  by  Mr.  Fishman 
whicli  certified  that  he  did  not  intend  to  use  his  passport  for  travel  to 
Spain. 

Mr.  Fisliman,  when  questioned  by  the  committee,  declined  to  state 
whether,  at  the  time  he  swore  to  the  application,  he  actually  intended 
to  travel  to  Spain  to  serve  the  Communist  cause  in  the  International 
Brigade,  rather  than  to  visit  relatives  in  other  countries. 

Mr.  Fishman  was  shown  a  copy  of  another  passport  application, 
dated  March  16,  1961,  bearing  the  signature  of  Mosess  Fishman,  to- 
gether with  an  attached  statement  signed  by  the  witness.  Mr.  Fish- 
man's  statement  appended  to  his  application  stated : 

I  fought  in  the  International  Brigade  which  was  part  of 
the  Spanish  Republican  Army  for  parts  of  1937  and  1938  but 
I  did  not  take  an  oath  of  allegiance  to  the  Spanish  Govern- 
ment nor  did  I  participate  in  their  electoral  activities  or 
elections. 

The  witness  refused  to  affirm  or  deny  that  he  was  the  Mosess  Fish- 
man who  had  signed  the  1961  passport  application  and  the  statement 
attached  thereto,  or  that  he  had  falsely  certified  on  his  application  the 
purpose  and  place  of  his  intended  visit,  as  revealed  in  an  article  en- 
titled "The  Abraham  Lincoln  Brigade  Revisited,"  written  by  Brock 
Brower  and  published  in  the  March  1962  issue  of  Esquire  magazine. 

This  article,  based  on  an  interview  with  Moe  Fishman,  reported 
that  Fishman  had  told  Brower  that  in  1961  he  had  actually  traveled 
to  Communist  East  Germany  to  attend  the  meeting  of  the  Anti- 
Fascist  Committee  of  the  East  German  Democratic  Rep)ublic.  He 
reportedly  met  some  of  his  associates  from  the  International  Brigade 
during  this  visit  and  heard  repeated  in  Gemian  the  farewell  speech 
to  the  International  Brigades  originally  given  in  Spanish  by  "La 
Pasionaria"  (Dolores  Ibarruri,  a  member  of  the  Central  Committee 
of  the  Spanish  Communist  Party)  at  the  close  of  the  Spanish  Civil 
War. 

Brock  Brower  had  also  quoted  the  witness  as  making  the  following 
statement  with  respect  to  the  VALB : 

I'm  the  organization.  There's  no  other  thing.  If  there's 
something  to  decide,  I  talk  it  over  with  the  guys,  and  then 
decide  what  I'm  going  to  do.  Cockeyed,  but  that's  the  way 
it  is. 

Although  he  first  denied  having  any  communication  with  "La 
Pasionaria"  since  1961,  he  subsequently  invoked  his  constitutional 
privileges  when  asked  by  the  committee  whether  he  had  corresponded 
with  her  to  solicit  a  message  she  had  sent  to  a  VALB  rally  held  in 
'New  York  City  in  the  spring  of  1962. 


90  UN-AIMERICAN    ACTIVITIES    ANNUAL    REPORT 

Committee  counsel  asked  Mr.  Fishman  if  in  1946,  while  he 
was  in  charge  of  a  warehouse  of  the  Joint  Anti-Fascist  Eefugee 
Committee,  he  had  helped  divert  to  the  Spanish  Communist  under- 
ground clothing  and  other  items  collected  by  JAFRC  ostensibly  for 
the  relief  of  needy  pei-sons  in  Spain.  In  its  report  and  order  on 
the  VALB,  the  Subversive  Activities  Control  Board  made  reference 
to  testimony  from  an  individual  who  had  "assisted  Moe  Fishman  in 
packing  materials  and  supplies  which  ostensibly  were  going  to  those 
suffering  in  Spain  from  Franco's  regime  but  which  were  actually 
being  sent  to  the  Communist  underground  in  Spain." 

According  to  the.  SACB  report,  Fisliman  had  "stated  this  aid  was 
necessary  because  the  underground  was  at  that  time  increasing  its 
activities  and  greatly  needed  supplies." 

Mr.  Fishman  refused  to  discuss  with  the  committee  his  role  with 
the  Joint  Anti-Fascist  Refugee  Committee,  but  denied  the  existence 
of  "any  fraud"  in  connection  with  JAFRC's  collection  activities. 

Testimony  Referred  to  Department  of  Justice 

The  Veterans  of  the  Abraham  Lincoln  Brigade  has  perpetrated  a 
cruel  deception  upon  the  American  public  by  promoting  "relief"  for 
families  of  imprisoned  Spanish  strikers  and  then  sending  to  those 
generous  enough  to  respond  to  its  advertisements  the  names  of  families 
whose  troubles  with  the  Spanish  law  stem  from  Communist  rather 
than  labor  activities. 

The  past  activities  of  the  Veterans  of  the  Abraham  Lincoln  Brigade 
and  its  executive  secretary,  Moe  Fishman,  in  behalf  of  communism 
lead  the  committee  to  conclude  that  the  basic  purpose  of  their  newest 
project  is  to  strengthen  the  Communist  underground  movement  in 
Spain. 

Commimists  perpetually  seek  to  advance  their  objectives  by  cloaking 
themselves  with  a  false  mantle  of  humanitarianism.  The  committee 
believes  that  in  this  instance,  however,  the  "front"  for  the  Communist 
Party  known  as  the  Veterans  of  the  Abraham  Lincoln  Brigade  may 
have  put  itself  into  the  position  of  violating  Federal  statutes  against 
mail  fraud  and  other  types  of  fraudulent  representations  (specifically 
sections  1001  and  134l'of  Title  18  of  the  United  States  Code). 

The  committee  has  accordingly  forwarded  to  the  Department  of 
Justice  the  testimony  of  Moses's  Fishman  and  other  evidence  it  has 
gathered  for  such  action  as  may  be  appropriate  after  a  review  of  the 
case  by  that  agency. 

DEFECTION  OF  A  RUSSIAN  SEAMAN 

(Testimony  of  Vladislaw  Stepanovich  Tarasov) 

The  Committee  on  Un-American  Activities  met  in  public  session  on 
September  19, 1963,  in  Washington,  D.C.,  to  hear  firsthand  the  reasons 
Vladislaw  Stepanovich  Tarasov,  a  Russian  seaman,  swam  to  freedom 
in  the  harbor  at  Calcutta,  India,  in  November  1962. 

Tarasov  was  born  in  the  Ukranian  Republic  of  the  Soviet  Union  on 
June  25, 1938.  In  1954,  after  completing  7  years  of  general  schooling, 
he  joined  the  Komsomol  (Young  Communist  League)  because  he 
wanted  to  continue  his  education.  Most  of  the  better,  advanced  schools 
were  all  but  closed  to  young  people  who  did  not  belong  to  the  Kom- 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  91 

somol.  Despite  Tarasov's  one-time  membership  in  the  Komsomol, 
however,  he  never  actually  became  a  member  of  the  Communist  Party 
of  the  Soviet  Union. 

In  1956,  at  the  conclusion  of  2  years'  training  at  a  nautical  school  in 
Yenotayevsk,  Tarasov  began  working  as  a  crewman  on  Soviet  fish- 
ing vessels  in  the  Caspian  Sea.  He  soon  began  to  doubt  the  economic 
advantages  of  being  employed  in  a  Communist  state  when  he  realized 
that  his  pay,  because  of  the  state-manipulated  wage-price  structure  in 
the  U.S.S.R.,  represented  less  buying  power  than  that  received  by  sea- 
men who  had  performed  the  same  duties  4  and  6  years  earlier. 

Young  Tarasov  also  learned  about  the  Russian  seamen's  unnecessary 
exposure  to  danger  because  everything  in  the  Soviet  Union  has  to  be 
done  according  to  top-echelon  Communist  planning.  Ships  in  the 
Caspian  fishing  fleet  were  forced  to  go  to  sea  at  fixed  times,  regardless 
of  their  state  of  repair.  A  captain  of  an  unsea worthy  ship  would 
have  lost  his  position  if  he  had  refused  to  sail  when  scheduled  to  do 
so  by  the  plan  "from  above."  Tarasov  learned  that  the  Soviet  Union 
loses  about  10  vessels  a  year  in  the  Caspian  Sea  because  of  neglected 
maintenance  and  unsafe  navigation  procedures. 

The  seamen's  union,  like  everything  else  in  the  Soviet  Union,  is  con- 
trolled by  the  Communist  Party  and  cannot  protect  or  promote  the 
interests  of  Russian  sailors.  Rather,  the  union  serves  as  a  vehicle  by 
which  the  Communist  Party  imposes  its  will  upon  the  seamen.  On 
one  occassion  when  Tarasov  protested  conditions  on  his  ship,  he  was 
transferred  to  a  much  less  desirable  job  on  a  different  vessel. 

From  1959  to  1962,  Tarasov  studied  electro-mechanical  energy  at 
the  Kherson  Nautical  School.  During  this  period  he  married  and 
became  tlie  father  of  a  son.  He  was  not  able  to  obtain  an  apartment 
for  his  family,  however,  so  he  stayed  at  the  school  during  the  week 
and  visited  his  wife  and  child  at  her  parents'  overcrowded  dwelling  on 
weekends. 

In  1961  and  1962,  Tarasov  began  listening  to  Voice  of  America 
broadcasts  and  reading  copies  of  America,  the  U.S.  magazine  which 
is  distributed  in  the  Soviet  Union  under  a  cultural  exchange  agree- 
ment. From  these  sources  and  Russian  translations  of  certain  Ameri- 
can books,  he  became  convinced  that  the  United  States  offered  free- 
dom and  opportunity  to  the  individual. 

Also  in  1962,  Tarasov  returned  to  sea  duty  on  an  oceangoing  tanker. 
He  had  already  given  much  thought  to  the  possibility  of  defecting 
to  the  free  world  if  the  opportunity  arose,  but  it  was  not  without 
certain  reservations.  He  had  been  told  that  Soviet  defectors  experi- 
enced unfriendly  receptions  and  extreme  hardships  in  the  West.  He 
was  also  concerned  about  countermeasures  that  might  be  taken  against 
his  relatives  if  he  defected.  He  reasoned  that  this  latter  concern  was 
groundless,  however,  because  he  had  left  his  parents'  home  in  1954 
and  had  never  had  a  normally  close  family  relationship  with  his  wife 
and  child.  Thus,  he  did  not  believe  Soviet  authorities  would  hold 
his  relatives  accountable  for  his  actions. 

Tarasov  put  all  reservations  about  defecting  out  of  his  mind  once 
and  for  all  after  having  an  ominous  run-in  with  a  political  commissar 
at  sea. 

A  political  commissar,  who  is  always  a  Communist  Party  member, 
is  assigned  to  every  Soviet  ship  to  keep  an  eye  on  crew  members  and  in- 
docfrinate  them  with  party  propaganda.    Tarasov,  during  his  voyage 


92  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

to  India  in  late  1962,  had  utilized  every  conceivable  excuse  to  avoid 
attending  the  boring,  but  compulsory,  political  meetings  conducted 
aboard  the  tanker  by  the  commissar.  "V^Hien  Tarasov  returned  to  his 
ship's  quarters  on  one  occasion,  he  found  the  political  commissar  rum- 
maging through  liis  personal  effects,  including  notes  he  had  written. 
The  intruder  said  he  now  understood  why  Tarasov  had  missed  so 
many  political  meetings  and  implied  that  he  would  never  again  be  per- 
mitted to  engage  in  foreign  travel  on  Soviet  ships.  Tarasov  realized 
he  would  have  to  escape  when  the  tanker  arrived  in  India,  or  probably 
forfeit  the  opportunity  to  do  so  forever. 

On  the  night  of  November  25,  1962,  when  the  Russian  tanker  was 
anchored  in  the  harbor  at  Calcutta,  Tarasov  escaped  through  a  port- 
hole and  swam  to  a  nearby  American  ship.  He  asked  the  captain  of 
the  American  ship  for  asylum. 

In  an  attempt  to  prevent  his  defection,  the  Soviet  consul  in  Calcutta 
falsely  accused  Tarasov  of  having  stolen  700  rubles  immediately 
before  escaping  from  the  tanker  and  appealed  to  Indian  authorities 
to  arrest  and  hold  him  for  extradiction  to  the  U.S.S.R.  On  Novem- 
ber 28, 1962,  Indian  authorities  boarded  the  American  ship  and  arrested 
the  defector  after  Soviet  officials  had  promised  to  produce  witnesses 
to  the  alleged  theft.     Tarasov  was  held  in  a  Calcutta  jail. 

The  Soviet  authorities,  realizing  that  theft  in  Indian  territorial 
waters  was  not  a  ground  for  extradition,  later  dropped  the  charge. 
Accordingly,  the  prisoner  was  released  on  January  10,  1963.  He  was 
immediately  rearrested,  however,  on  a  new  Soviet  charge  that  he  had 
committed  the  alleged  robbery  aboard  the  Russian  tanker  while  it  was 
in  international  waters.  Again,  Soviet  officials  promised  to  produce 
evidence  in  support  of  the  charges  against  Tarasov. 

When  the  Soviets  not  only  failed  to  satisfy  an  Indian  court  that 
Tarasov  was  guilty  of  their  charges,  but  other  evidence  convinced  the 
court  that  documents  introduced  as  evidence  against  Tarasov  by  Soviet 
authorities  were  fabricated,  he  was  released  permanently. 

After  a  thorough  screening  by  U.S.  security  officers,  Tarasov  was 
permitted  to  come  to  the  United  States  where  he  hopes  eventually  to 
become  a  citizen. 

Vladislaw  Tarasov  also  made  the  following  interesting  observations 
when  he  appeared  before  the  Committee  on  Un-American  Activities: 

1.  Churches  are  permitted  to  function  in  the  Soviet  Union,  although 
they  are  attended  mostly  by  older  persons  in  rural  parts  of  the 
nation. 

2.  Most  of  the  crimes  that  occur  in  the  Soviet  Union  are  not  reported 
in  the  Soviet  press. 

3.  Privileges  enjoyed  by  its  members,  not  ideology,  are  what  attract 
most  people  to  the  Communist  Party  in  the  Soviet  Union. 

4.  There  is  widespread  unhappiness  among  the  Russian  people  con- 
cerning constant  pressure  exerted  upon  them  by  the  Communist  ap- 
paratus, which  appears  to  exist  for  no  other  purpose  than  to  exert  such 
pressure. 

5.  Many,  many  Russians  would  like  to  defect  to  the  West,  but  few 
of  them  ever  have  the  opportunity  to  do  so. 


CHAPTER  III 

REPORTS  COMPILED  TO  ASSIST  THE  CONGRESS  IN  ITS 
LEGISLATIVE  DELIBERATIONS 

"UNITED  FRONT"   TECHNIQUE  OF  THE  SOUTHERN   CALIFORNIA 
DISTRICT  OF  THE  COMMUNIST  PARTY 

Communists  have  inaugurated  new  security  measures  to  prevent 
disclosure  of  their  connections  witli  the  Communist  Party.  At  tlie 
same  time  they  have  intensified  their  eiforts  to  infiltrate  legitimate, 
non-Communist  organizations,  the  committee  warned  in  a  report  re- 
leased July  31, 1963. 

The  committee  report,  titled  "  'United  Front'  Technique  of  the 
Southern  California  District  of  the  Communist  Party,''  presented 
facts  derived  from  extensive  investigations  and  executive  hearings 
conducted  by  the  committee  in  the  southern  California  area  during 
the  preceding  year.  Related  testimony  of  29  witnesses  who  had  been 
interrogated  in  the  closed  committee  sessions  was  made  public  at  the 
time  the  report  was  issued. 

Part  of  what  the  Communists  call  their  "united  front"  work  is  their 
infiltration  of  community  organizations,  focusing  on  politcal  and  re- 
ligious groups  as  well  as  others,  in  order  to  develop  Communist  in- 
fluence among  the  non-Communist  members  to  the  point  where  the 
entire  organization  is  persuaded  to  pursue  policies  and  activities  serv- 
ing Communist  objectives.  The  report  revealed  that  intensified  efforts 
along  this  line  had  been  ordered  by  the  national  leadership  of  the 
Communist  Party,  U.S.A.,  which  had  taken  its  cue,  in  turn,  from  pro- 
nouncements of  Soviet  dictator  Nikita  Khrushchev. 

New  subterfuges  to  provide  more  effective  concealment  of  Commu- 
nist Party  operations  were  adopted  following  a  decision  by  the  United 
States  Supreme  Court  on  June  5, 1961,  upholding  a  Subversive  Activi- 
ties Control  Board  order  that  the  Communist  Party  register  with  the 
U.S.  Attorney  General.  The  Court  decision  rendered  the  Communist 
Party  liable  to  criminal  penalties  under  the  Internal  Security  Act  if 
it  failed  to  file  a  registration  statement,  including  the  identity  of  the 
party's  officers  and  members.  It  also  paved  the  way  for  Justice  De- 
partment enforcement  of  other  sections  of  the  Internal  Security  Act 
which  require  party  officers  to  register  the  required  data  with  the 
Attorney  General  if  the  party  organization  itself  fails  to  comply  with 
the  law,  and  individual  members  to  register  themselves  if  the  party  and 
officers  fail  to  do  so. 

The  Communist  Party  has  adamantly  refused  to  comply  with  any 
provisions  of  the  statute,  which  is  aimed  at  disclosure  of  party  activi- 
ties in  the  United  States  rather  than  outright  prohibition  of  them. 
The  committee  report  noted  the  irony  in  the  fact  that  Communist  re- 
sponses to  enforcement  of  the  disclosure  statute  have  included  a  Com- 
munist Party  effort  to  bury  its  organizational  apparatus  deeper 
"underground." 

93 


94  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

The  committee  observed  that  there  is  every  reason  to  believe  that 
the  new  security  measures  adopted  in  the  Southern  California  District 
had  been  concurrently  introduced  in  the  party  apparatus  throughout 
the  Nation.  It  also  noted  that,  since  Communists  every^Yhere  in  this 
country  are  under  instructions  to  make  "united  front"  work  their  No. 
1  task,  its  revelations  of  how  Communists  in  the  southern  California 
area  have  intensified  their  work  within  non-Communist  groups,  while 
operating  from  increasingly  concealed  party  positions,  should  be  in- 
structive to  all  concerned  with  the  problem  of  Commimist  subversion 
within  the  United  States. 

In  the  Southern  California  District  of  the  Communist  Party,  party 
security  was  strengthened  by  dissolution  of  the  30-member  district 
committee  and  the  10-man  district  executive  committee  which  had 
supervised  party  operations  in  California's  nine  southernmost  coun- 
ties. The  20  subordinate  "section"  organizations  of  the  party  (and 
their  corresponding  section  officers)  were  also  eliminated.  These 
measures  drastically  reduced  the  number  of  party  conferences  being 
held  and  also  technically  freed  many  party  members  from  their 
responsibilities  as  district  and  section  leaders. 

To  facilitate  uninterrupted  party  fimctioning  under  the  new  secu- 
rity arrangements,  four  of  the  district  executive  board  members  were 
designated  to  carry  on  the  supervisory  role  of  the  board  "unofficially." 
Coordinating  councils  were  created  to  fill  the  void  existing  between 
rank-and-file  Communists  and  their  district  leaders  as  a  result  of  the 
dissolution  of  the  intermediate  "section"  organizations.  A  coordinat- 
ing council,  the  committee  found,  was  composed  of  the  chairmen  of 
four  Communist  Party  clubs  who  met  irregularly  with  a  district  offi- 
cial of  the  party,  such  as  Executive  Secretary  Ben  Dobbs.  Dobbs, 
meanwhile,  ceased  advertising  his  specific  leadership  position  and 
frequently  referred  to  himself  by  the  vague  term,  "Marxist." 

The  application  of  "united  front"  techniques  by  southern  California 
Communists  was  traced  back  to  the  17th  National  Convention  of  the 
Communist  Party,  held  in  New  York  City  in  December  1959.  The 
main  resolution  of  that  convention,  declaring  united  front  work  the 
"main  task"  for  Communists,  was  echoed  by  Southern  California 
District  Communist  functionaries  assembled  in  a  district  convention 
the  following  month,  January  1960.  Methods  of  achieving  "united 
front"  relationships  with  non-Communists  and  other  party  objectives 
were  discussed  in  numerous  party  documents  circulated  at"  sessions  of 
the  Southern  California  District  convention.  Copies  of  these  docu- 
ments, encompassing  more  than  130  printed  pages,  were  obtained  by 
the  committee  and  reproduced  in  an  appendix  to  the  conunittee's 
report. 

Party  leaders  had  issued  detailed  instructions  to  party  members  on 
how  to  proceed  after  becoming  part  of  "organizations  of  the  people- 
in  unions  or  in  communities."  Communists  were  told  to  try  to  win 
reputations  as  good  fighters  for  the  programs  of  the  organizations, 
and  then  to  induce  the  organization  to  take  action  in  l^ehalf  of  certain 
issues.  Wlien  the  opportunity  presented  itself.  Communists  vrere 
also  expected  to  promote  the  Communist  viewpoint  on  various  subjects 
and  also  to  recruit  new  members  and  sympathizers  for  the  party. 

The  committee  report  quoted  from  speeches,  reports,  and  resolutions 
of  the  Southern  California  District  convention  to  demonstrate  the 
broad  range  of  organizations  designated  as  targets  for  Communist 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  95 

infiltrators.  These  documents  made  specific  reference  to  trade  miions, 
particularly  AFL-CIO  unions;  ix)litical  parties  (in  which  category 
Democratic  clubs  and  organizations  of  Young  Democrats  received 
repeated  emphasis)  ;  churches  and  church  gi'oups;  youth  organiza- 
tions; Jewish  community  organizations  and  associations^  formed  by 
various  nationality  groups ;  organizations  dealing  with  racial  and  civil 
rights  problems ;  pacifist  and  peace  organizations ;  and  even  competing 
Marxist  groups. 

Committee  investigations  disclosed  that,  under  prodding  from  the 
party's  national  leadership,  Communist  infiltration  of  local  "peace" 
organizations  had  been  stepped  up  to  the  point  where  such  groups 
constituted  one  of  the  principal  targets  of  current  Communist  "united 
front"  operations.  The  report  stated  that  the  vigor  with  which  Com- 
munists have  gone  all  out  in  exploiting  "peace"  issues  was  demonstrated 
b}'  their  support  of  two  groups  formed  in  Los  Angeles  in  the  fall  of 
1961 — Women  Strike  for  Peace  and  Help  Establish  Lasting  Peace 
(HELP).  Photographs  of  local  Communists  participating  in  picket 
lines  organized  by  WSP  and  HELP  were  reproduced  in  the  commit- 
tee repcTrt,  which  warned  that  this  evidence  of  Communist  efforts  to 
attach  themselves  to  the  organizations  should  not,  in  itself,  be  construed 
as  a  finding  that  either  of  the  peace  groups  operated  as  a  Communist- 
front  organization. 

One  section  of  the  report  described  Communist  Party  strategy 
toward  youth.  It  listed  various  issues  on  which  Communists  were 
instructed  to  agitate  in  order  to  appeal  to  young  people.  In  addition 
to  penetrating  non-Communist  youth  organizations,  young  Commu- 
nists in  the  southern  California  area  were  active  in  a  number  of  left- 
wing  youth  organizations,  which  the  party  expected  would  produce 
young  recruits  for  the  Communist  movement. 

The  committee  report  detailed  the  results  of  its  investigations  into 
a  number  of  such  youth  organizations :  the  Independent  Student  Un- 
ion, which  functioned  in  Los  Angeles  from  early  1960  until  early  1962 ; 
the  Los  Angeles  Co-ordinating  Committee  for  New  Horizons  for 
Youth ;  Los  Angeles  Progressive  Youth  Organizing  Committee ;  and 
the  Walter  Reception  Committee,  all  of  which  functioned  for  rela- 
tively brief  periods  in  1961  or  1962;  also  the  avoAvedly  Marxist- 
oriented  Los  Angeles  Youth  for  Peace  and  Socialism,  the  most  re- 
cently created  group,  which  made  its  public  appearance  in  April  1962. 

The  committee  declared  that  the  last-named  organization  was  one 
of  a  growing  number  of  openly  leftist  youth  groups  whose  formation 
had  been  encouraged  by  the  Communist  Party's  national  youth  direc- 
tor. The  committee  also  reported  that  the  Communist  Party  has 
already  gained  a  number  of  new  recniits  from  the  ranks  of  Los  Angeles 
Youth  for  Peace  and  Socialism. 

The  Communist  Party  had  actually  created  and  completely  con- 
trolled another  youth  organization  functioning  in  the  period  1961-62 
under  the  name  "Los  Angeles  Festival  Committee,"  according  to  the 
report.  The  main  function  of  this  Communist  enterprise  was  the 
recruitment  of  delegates  to  the  Communist-dominated  Eighth  World 
Youth  Festival  held  in  Helsinki,  Finland,  July  29-August  6,  1962. 

The  activities  of  several  Communist-controlled  front  organizations 
aimed  at  enlisting  support  from  non-Communist  adults  in  the  Los 
Angeles  area  were  also  described  in  the  committee's  report.  The 
Constitutional  Liberties  Information  Center,  for  example,  which  had 


96  UK-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

been  formed  in  Los  Angeles  in  1961,  was  shown  to  be  a  facade  for 
"propaganda  and  fund-raising  activities  on  behalf  of  the  Communist 
Party"  and  to  have  been  managed  continuously  by  "individuals  with 
records  of  activity  in  the  Communist  Party  itself."  The  propaganda 
line  of  CLIC  focused  on  opposition  to  prosecution  of  Communists 
for  refusing  to  comply  with  the  Internal  Security  Act  and  on  de- 
mands for  repeal  of  this  law  and  the  Smith  Act. 

The  most  recent  campaigns  conducted  by  the  Los  Angeles  Com- 
mittee for  Protection  of  Foreign  Born  were  also  set  forth  in  the 
committee  report,  which  deplored  the  fact  that  the  organization  con- 
tinued to  do  a  thriving  business  in  fighting  deportations  of  alien 
Communists  and  lobbying  against  legislation  in  the  same  field,  despite 
repeated  findings  by  Federal  agencies  that  it  operates  as  a  front  for 
the  Communist  Party,  U.S.A. 

Many  of  the  top  officials  of  the  Southern  California  District  of 
the  Communist  Party  were  named  in  the  committee's  report,  which 
also  identified  many  lesser  Communist  Party  personalities  in  the 
course  of  describing  their  functions  during  or  after  the  district  con- 
vention held  November  20,  1959,  and  January  31,  1960.  Many  of 
these  individuals  had  been  interrogated  by  the  committee  during 
its  executive  hearings  in  Los  Angeles  April  24—27,  1962,  at  which 
time  they  invariably  invoked  the  fifth  amendment  rather  than  re- 
spond to  committee  questions  regarding  Communist  Party  activity. 

The  committee  report  also  drew  attention  to  evidence,  based  on 
the  district  convention  proceedings,  that  Communist  officials  gathered 
at  local  conventions  are  not  actually  trusted  to  make  policy  decisions 
and  cannot  even  freely  select  their  own  representatives  to  higher 
party  bodies  which  deal  with  policy  matters.  Party  documents  were 
quoted  showing  that  a  district  convention  was  a  rubber-stamp  as- 
sembly, limited  to  discussing  how  to  best  carry  out  policies  imposed 
by  the  national  party  hierarchy. 

The  committee  also  noted  that  certain  internal  party  disputes, 
aired  at  the  convention,  were  settled  arbitrarily  in  keeping  with  the 
totalitarian,  Soviet-style  form  of  the  party's  organization.  One  dis- 
pute had  involved  the  right  of  district  party  personnel  to  vote  in 
local  convention  for  their  representatives  on  the  party's  national 
committee.  Ignoring  protests  from  local  party  organizations,  the 
national  leadership  had  transferred  all  elections  to  national  office  to 
national  party  conventions,  whose  proceedings  are  closely  controlled 
by  a  clique  of  national  leaders. 

Highhanded  treatment  of  local  Communists  by  the  party's  na- 
tional leadership  was  also  demonstrated  in  the  report's  account  of 
disputes  regarding  the  type  of  news  to  be  reported  in  the  West  Coast 
Connnunist  newspaper,  the  People's  World,  and  regarding  changes  in 
the  Communist  Party  line  on  the  subject  of  the  Negro  population  of 
the  United  States. 

WORLD  COMMUNIST  MOVEMENT:  SELECTIVE  CHRONOLOGY  1818-1957 

Volume  II,  1946-1950 

This  documented  reference  volume,  published  by  the  committee  as 
the  second  of  a  series,  traces  important  developments  in  the  World 
Communist  Movement  during  the  critical  postwar  period  1946-1950. 


UN-AMERICAN    ACTIVITIES    ANNTJAL   REPORT  97 

Representative  Edwin  E.  Willis,  conniiittee  chairman,  stated  in  the 
foreword  to  Volume  II  of  the  chronology' :  •  '^ '  -' 

We  must  face  the  fact  that  many  more  people  dream  of 
world  conquest  today  than  did  in  the  days  of  Caesar,  Genghis 
Khan,  Napoleon — or  even  Stalin.  These  people  are  orga- 
nized in  the  World  Communist  Movement,  with  affiliated 
Communist  parties  in  over  90  nations.  Khrushchev  claims 
a  formal  membership  of  40  million  persons  in  this  interna- 
tional conspiratorial  organization.  Many,  many  more  mil- 
lions are  fellow  travelers,  sympathizers,  and  collaborators 
with  the  movement. 

These  are  the  people  who  are  today  trying  to  destroy  all 
free  governments  and  impose  on  the  entire  world  a  so-called 
dictatorship  of  the  proletariat.  Backed  by  the  political,  eco- 
nomic,  and  military  might  of  the  20-or-so  nations  they  con- 
trol, they  obviously  comprise  a  formidable  force  and  a  very 
real  threat  to  freedom  everywhere. 

***** 

The  facts — what  the  Communists  have  been  saying  and 
doing  for  the  past  100  years — must  be  readily  available  to 
our  leaders  and  policymakers,  both  in  and  out  of  Govern- 
ment. This  is  the  basic,  minimum  knowledge  required  for 
victory.  And  this,  basically,  is  why  the  Committee  on 
Un-American  Activities  has  undertaken  the  publication  of 
this  chronology  of  the  World  Communist  Movement. 

In  capsule  form,  as  succinctly  as  possible,  it  gives  the 
needed  facts  about  communism  from  its  beginnings  to  the 
present  time.  Past  Communist  actions  and  statements  make 
clear  the  goals  of  communism,  its  strategy  and  tactics.  Past 
Communist  actions  and  statements  are  also  important  clues 
to  present  and  future  Communist  policy  and  strategy. 

"What  is  past  is  prologue."  What  the  Communists  have 
been  and  done,  and  what  they  are  and  are  doing  today,  is 
prologue  to  what  they  will  be  and  do  tomorrow.  For  this 
reason,  the  committee' believes  that  the  chronology  will  be  an 
invaluable  reference  work  to  Members  of  the  Congress  and 
to  all  those,  in  and  out  of  Government,  who  will  play  a  part 
in  determining  whether  communism  or  freedom  will  prevail. 

The  chronology  does  not  purport  to  be  a  definitive  work  on  the 
-subject  of  Communist  history.  Its  brief  references  to  Soviet  and  other 
Communist  activities  in  the  past  are  intended  to  remind  Americans 
of  truths  about  communism  they  cannot  a  [lord  to  forget  and  to  stimu- 
late further  study  of  the  events  described.  The  chronology  discloses 
the  strategy  and  tactics  of  numerous  Communist  parties  operating 
within  and  without  the  Sino-SoAaet  bloc,  reveals  their  changeable 
membership  figures,  and  records  their  advances  and  setbacks  in  the 
immediate  postwar  period. 

The  chronology  demonstrates  how  often  the  aggressive  policies 
dictated  from  the  Soviet  Union  by  Joseph  Stalin  brought  Coiinnmiist 
forces  into  violent  conflict  with  the  forces  of  freedom  in  all  parts  of 
the  fflobe.  The  reference  work  recalls  the  Communist  takeover  of 
Hungary,  Czechoslovakia,  and  Poland    (as  well  as  the  subsequent 


98  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

course  of  those  nations  as  Soviet  satellites).  It  reminds  one  of  the 
Communist  guerrilla  warfare  which  plagued  Greece,  as  well  as  Indo- 
china, Indonesia,  Burma,  IVIalaya,  and  the  Philippine  Islands  during 
the  immediate  post-World  War  II  years — armed  struggles  which  cul- 
minated in  this  period  in  the  North  Korean  invasion  of  South  Korea 
in  June  of  1950  and  the  entrance  of  Chinese  Communist  "volunteers" 
into  the  conflict.  Meanwhile,  the  declaration  by  the  Chinese  Commu- 
nists of  a  "People's  Kepublic"  on  the  China  mainland  in  October  1949, 
several  months  prior  to  a  definitive  victory  over  Chinese  Nationalist 
forces,  signified  a  substantial  advance  toward  the  Communists'  goal 
of  subjugating  all  of  the  peoples  of  this  earth. 

At  this  time.  Communists  employed  a  wide  range  of  strategy  and 
tactics  in  an  efi'ort  to  seize  power  throughout  the  world.  In  addition 
to  armed  struggles,  the  clironology  records  their  efforts  to  bring  about 
the  collapse  of  non-Communist  governments  in  France,  Italy,  and 
various  Latin  American  countries  by  instigating  general  strikes  and 
other  violent  mass  demonstrations.  The  infamous  blockade  of  Berliri 
in  the  years  1948-1949,  was  another  attempt  to  break  down  the  re- 
sistance of  the  free  world,  short  of  war. 

Disclosures  of  Soviet  espionage  efforts  were  numerous  in  the  im- 
mediate postwar  years,  beginning  in  1946  with  investigations  by  a 
Canadian  commission  into  Soviet  espionage  efforts  in  Canada  and  the 
conviction  of  Canadian  Communist,  Fred  Rose,  that  same  year  for  his 
participation  in  such  spy  activity. 

An  interim  report  released  by  the  Committee  on  Un-American  Ac- 
tivities in  August  1948  summarized  testimony  disclosing  how  Com- 
munist espionage  activities  had  involved  highly  placed  individuals  in 
the  United  States  Government.    The  report  concluded: 

It  is  now  definitely  established  that  during  the  late  war 
and  since  then,  there  have  been  numerous  Communist  espio- 
nage rings  at  work  in  our  executive  agencies  which  have 
worked  with  and  through  the  American  Communist  Party 
and  its  agents  to  relay  to  Russia  vital  information  essential 
to  our  national  defense  and  security.  Russian  Communists 
have  worked  hand  in  hand  with  American  Communists  in 
these  espionage  activities. 

The  public  learned  of  the  dual  role  played  by  Alger  Hiss  as  a  State 
Dej^artment  official  and  member  of  an  underground  Connnunist  cell 
and  by  other  Government  employees  in  similar  "cells.''  These  were 
followed  by  revelations  of  the  spy  role  of  British  atomic  scientist, 
Klaus  Fuchs,  and  of  additional  American  espionage  agents  such  as 
David  Greenglass  and  Harry  Gold^ — all  of  whom  received  prison 
sentences  for  their  traitorous  activities. 

The  Communists'  unremitting  propaganda  activities  are  also  dealt 
"with  in  the  chronology,  which  recounts  their  efforts  in  behalf  of  a 
worldwide  campaign  of  "peace"  propaganda  at  the  very  time  when 
Communists  were  taking  up  arms  in  comitry  after  country  contrary  to 
their  own  peace  slogans. 

Statements  by  American  Communists  echoing  the  prevailing  Mos- 
cow line  that  the  United  States  Government  was  pursuing  a  course  of 
aggression  and  war  against  an  allegedly  peace-loving  socialist  camp 
of  nations  are  quoted  in  the  chronology.  That  the  American  Govern- 
ment and  public  refused  to  be  persuaded  by  the  party's  professions  of 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  99 

loyal  and  peaceful  intentions  was  illustrated  by  the  conviction  of  the 
party's  highest  national  officers  in  1949  for  conspiracy  to  violate  Smith 
Act  provisions  against  forceful  overthrow  of  the  Government. 

Attention  is  also  drawn  to  testimony  by  FBI  Director  J.  Edgar 
Hoover  before  a  Senate  Subcommittee  on  Appropriations  in  February 
1950,  to  the  effect  that  the  Communist  Party  of  the  United  States  could 
then  rely  on  54,174  enrolled  members  and  10  times  that  many  sympa- 
thizers. Mr.  Hoover  had  also  disclosed  that  48  percent  of  the  party's 
membership  had  infiltrated  this  Nation's  basic  industries,  where  they 
were  in  a  favorable  position  for  sabotage  of  our  defense  efforts  in  a 
time  of  national  emergency. 

Volume  I  of  the  chronology  had  covered  developments  in  the  World 
Communist  Movement  from  1818  to  1945,  inclusive.  This  second  vol- 
ume traces  major  events  from  1946  through  1950.  Subsequent  vol- 
umes will  cover  the  movement  through  the  end  of  1957.  An  index  to 
the  entire  chronology  will  be  published  by  the  committee  at  the  com- 
pletion of  the  series. 

Both  the  chronology  and  index  were  prepared  by  Dr.  Joseph  G. 
"VVlielan,  analyst  in  Soviet  and  East  European  Affairs,  Foreign  Affairs 
Division,  Legislative  Reference  Service,  Library  of  Congress,  in  con- 
sultation with  Dr.  Sergius  Yakobson,  senior  specialist  in  Russian  Af- 
fairs of  the  Library's  Legislative  Reference  Service,  and  with  the 
research  staff  of  the  Committee  on  Un-American  Activities. 


36-584-64 8 


CHAPTER  IV 
CONSULTATION 

A  COMMUNIST  IN  A  "WORKERS'  PARADISE" 
(John  Santo's  Own  Story) 

On  March  1,  4,  and  5, 1963,  the  Committee  on  Un-American  Activi- 
ties conducted  a  staff  consultation  with  John  Santo,  a  native  Hun- 
garian, who  had  been  a  Communist  in  both  the  United  States  and  in 
Hungary  for  a  total  of  28  years.  He  was  a  militant,  frontline  Com- 
munist in  the  United  States  from  1928  until  1949. 

Born  on  May  13,  1908,  in  Hungary,  Santo  graduated  froin  a  Hun- 
garian commercial  high  school  in  1927.  In  the  fall  of  that  year  he 
came  to  the  United  States  for  the  purpose  of  furthering  his  education. 
The  following  year  he  joined  the  Communist  Party. 

During  the  next  20  years,  Santo  was  a  prominent  Communist 
activist,  sei-ving  in  various  important  party  assignments,  including 
those  of  section  organizer  in  the  borough  of  the  Bronx  of  the  city  of 
New  York,  member  of  the  District  Bureau  of  the  State  Committee  of 
the  Ohio  District,  and  member  of  the  Trade  Union  Commission  for 
the  State  of  New  York.  He  was  also  general  secretary  of  the  Trans- 
port Workers  Union  of  America  (CIO),  a  major  labor  union  then 
largely  controlled  by  the  Communist  conspiracy,  and  served  as  its  na- 
tional director  from  1934  to  1948. 

Santo  left  the  United  States  under  a  deportation  order  in  June  1949 
and  accepted  an  invitation  of  the  Hungarian  Communist  government 
and  the  Hungarian  Workers'  (Communist)  Party  to  return  to  his 
homeland.  His  stay  there,  however,  was  disappointing.  Completely 
disillusioned  with  communism  and  particularly  life  in  Communist 
Hungary,  Santo  fled  that  country  during  the  afteniiath  of  the 
Hungarian  revolution  of  October  1956  and  sought  temporary  asylum 
in  Austria.  Upon  arriving  in  Vienna,  Santo  applied  for  entry  to  the 
United  States,  claiming  that  he  had  abandoned  and  abjured  the  Com- 
munist cause.  After  convincing  U.S.  Government  officials  of  his 
sincerity  and  trustworthiness,  Santo  was  admitted  to  the  United  States 
in  January  1963  by  the  Attorney  General  under  provisions  of  the 
so-called  Fair  Share  Act  of  July  14,  1960. 

Santo  was  a  zealous,  hard-core  party  member.  According  to  his 
own  testimony : 

Like  many  other  Communists  in  the  United  States,  I  was 
considered  by  the  Communist  Party  of  the  United  States — 
and  also  considered  myself — a  professional  revolutionary, 
one  who  dedicated  his  life  to  the  overthrow  of  the  capitalistic 
system  of  society  and  government,  establishing  in  its  stead 
a  society  based  on  the  collective,  state  ownership  of  all  the 
means  of  production  under  the  leadership  and  guidance  of 
the  vanguard  of  the  working  class— the  Communist  Party. 

101 


102  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

It  took  the  Federal  Government  almost  a  decade  to  deport  Santo. 
In  1941  he  was  charged  with  being  an  alien  residing  illegally  in  this 
country  and  engaging  in  subversive  activity  designed  to  contribute  to 
the  overthrow  of  the  Government.  The  fight  the  Communist  Party 
and  Santo  carried  on  against  the  attempt  of  the  U.S.  Government  to 
deport  him  is  reflected  in  hundreds  of  pages  of  legal  records,  as  well 
as  ni  reams  of  Communist  propaganda.  The  Communist  Party,  aided 
by  the  American  Committee  for  Protection  of  Foreign  Born  and 
Santo  himself,  used  the  constitutional  due  process  of  law  to  its  limits. 
The  "John  Santo  Defense  Committee,"  organized  by  the  Communist 
Party,  collected  upward  of  $100,000  to  prevent  Santo's  deportation. 

The  first  warrant  of  arrest  in  Santo's  case  was  issued  on  October  7, 
1941,  and  deportation  hearings  commenced  the  veiy  next  day.  Evi- 
dence introduced  in  the  proceedings  established  that  he  had  been  an 
active  member  of  the  Communist  Party  since  at  least  1932  and  closely 
associated  with  Communist-dominated  organizations  since  1928.  A 
series  of  long-drawn-out  proceedings  and  appeals  was  finally  com- 
pleted with  the  issuance  of  a  final  warrant  of  deportation  on  October 
11,  1948. 

Beginning  in  1947,  Santo  received  numerous  messages  from  Hun- 
gary inviting  him  to  return  to  that  country.  These  messages  advised 
him  to  visit  the  Ambassador  of  the  Hungarian  People's  Kepublic, 
Endre  Sik,  in  Washington,  D.C.  While  visiting  Ambassador  Sik 
in  the  spring  of  1949,  Santo  received  confirmation  from  the  Am- 
bassador that  his  return  to  Hungary  would  be  both  welcomed  and 
desired.  However,  ximbassador  Sik  advised  Santo  to  secure  the  ap- 
proval of  the  American  Communist  Party  leadership  prior  to  travel- 
ing to  Hungary. 

Permission  to  return  to  Hungary  was  gained  through  the  person 
of  Joseph  Peters,^  then  a  member  of  the  staff  of  the  Central  Commit- 
tee of  the  Communist  Party  of  the  United  States.  Through  Peters, 
Santo  applied  for  a  decision  of  the  Secretariat  of  the  Central  Com- 
mittee of  the  American  Communist  Party.  Several  days  later,  Petei"S 
told  Santo  that  his  travel  was  approved  and  invited  him  to  a  party 
to  be  held  in  a  private  home  in  the  Bronx,  where  leading  Hungarian- 
American  Communists — Louis  Weinstock,^  James  Lustig,^  John  Lau- 


1  When  Whittaker  Chambers  testified  before  the  committee  in  August  1948  and  revealed 
his  own  associations  with  a  Communist  underRround  apparatus  within  Government  agencies 
in  Washington,  D.C,  during  the  period  1934-37,  he  identified  J.  Peters  as  his  superior 
and  the  "head  of  the  underground  section"  of  the  Communist  Party  of  the  United  States. 
Chambers  said  it  was  Peters  who  had  assigned  him  to  liaison  and  other  duties  with  the 
party's  underground  in  the  Nation's  Capital  and  had  introduced  him  to  Alger  Hiss  and 
other  Communists  worljing  in  the  Federal  Government. 

A  man  of  manv  aliases,  Peters  was  born  Alexander  Goldberger  in  Hungary.  In  the 
late  1920's  he  held  responsible  posts  on  a  number  of  Communist  publications  in  the  United 
States  and  eventually  became  a  national  party  functionary.  He  was  the  author  of  The 
Communint  Party — A  Manual  on  Orgunization,  which  served  as  a  basic  tool  for  Communist 
organizers  after  its  publication  in  1935.  Peters  was  interrogated  by  this  committee  on 
Aug.  30,  1948,  but  refused  to  answer  pertinent  questions  on  grounds  of  possible  self- 
incrimination.  When  faced  with  the  prospects  of  being  deported,  he  departed  from  the 
United  States  voluntarily  in  1949.  ,    ,       .  ^,    ■„  .    ^        ■,-,   ■  tr 

2  Louis  Weinstock  was,  for  many  years,  a  key  officer  of  the  AFL  Painters  Union.  He 
has  also  served  on  the  Communist  Party's  National  Board  and  has  been  known  as  Mr. 
May  Day"  because,  for  years,  he  organized  its  May  Day  celebrations  in  New  York  City. 
He  was  tried,  convicted,  and  served  a  3-year  sentence  for  violation  of  the  Smith  Act. 
He  preceded  .Tames  Lustig  as  business  manager  of  the  Daily  Worker,  being  appointed  to 
the  post  in  February  1960,  and  also  replaced  Lustig  in  this  position  when  Lustig  resigned 
in  the  fall  of  1962.  Weinstock  is  1  of  10  top  U.S.  Communist  Party  leaders  against 
whom  proceedings  have  recentlv  been  held  by  the  Subversive  Activities  Control  Board  for 
the  purpose  of  compelling  registration  under  the  Internal  Security  Act  of  1950. 

3. Tames  Lustig  was  born  in  Budapest,  Hungary,  in  1902,  came  to  the  United  States  m 
1921,  and  became  a  citizen  in  1928,  In  1931  he  ran  for  alderman  in  Bronx,  N.Y.,  on  the 
Communist  Partv  ticket.  Lustig  was,  for  many  years,  a  top  official  of  District  4  of  the 
Communist-controlled  United  Electricr.l,  Radio  and  Machine  Workers  of  America  (UL). 
In  1961  and  1962  he  served  as  business  manager  of  the  official  Communist  Party  news- 


UN-AMERICAN   ACTIVITIES    ANNUAL   REPORT  103 

tner,*  and  their  wives,  together  with  Ambassador  Sik,  would  be 
present.  During  the  party,  Ambassador  Sik  presented  Santo  a  Hun- 
garian passport  into  which  the  Ambassador  inserted  Santo's  photo- 
graph and  affixed  his  official  seal.  The  Hungarian  Ambassador  then 
placed  his  signature  on  the  visa,  thereby  fully  validating  Santo's 
travel  documents  for  return  to  Hungary. 

Santo  left  the  United  States  on  June  10,  1949,  and  traveled  to 
Amsterdam  by  steamship.  He  then  flew  to  Prague  where  he  took  a 
flight  directly  to  Budapest.  Upon  arriving  in  Budapest,  Santo  was 
met  by  Moses  Simon,  a  Hungarian  Communist,  whose  name  was 
given  to  Santo  by  the  aforementioned  J.  Peters  as  Santo's  initial 
contact  in  Hungary.  Simon  had  previously  resided  for  a  time  in  the 
United  States  and  had  returned  to  Hungary  following  the  close  of 
World  War  H.  In  addition  to  receiving  a  post  of  importance  in 
Budapest,  Simon  was  unofficially  assigned  as  the  guide  and  host  of 
American  Communist  visitors  to  Hungary. 

Among  various  Communist  officials  introduced  to  Santo  were  Antal 
Apro,  general  secretary  of  the  Hungarian  Trade  Union  Center,  and 
Karoly  Kiss,  chairman  of  the  Control  Conmiission  of  the  Hungarian 
Communist  Party.  Antal  Apro  expressed  his  desire  to  place  Santo 
in  the  Hungarian  trade  union  movement  doing  anti-American  propa- 
ganda work  through  the  medium  of  trade  union  journals.  Subse- 
quent to  numerous  detailed  discussions  with  Karoly  Kiss  regarding 
Santo's  past  history,  Santo  was  admitted  into  the  Communist  Party 
of  Hungary,  officially  designated  as  the  Hungarian  Workers'  Party. 
It  is  interesting  to  note  that,  in  accepting  Santo  as  a  member,  the 
Hungarian  Communist  Party  recognized  his  21-year  membership  in 
the  American  Communist  Party. 

Despite  his  anxiety  to  secure  employment,  Santo  had  not  been 
offered  a  job  by  early  fall  of  1949.  In  an  effort  to  alleviate  his  pre- 
dicament, he  wrote  directly  to  Matyas  Rakosi,  general  secretary  of 
the  Hungarian  Workers'  Party.  Santo  called  attention  to  the  fact 
that,  having  recently  returned  to  Hungary,  he  was  still  in  an  un- 
employed status.  Rakosi  immediately  summoned  Santo  to  his  office, 
where  a  lengthy  interview  took  place.  According  to  Santo's  testi- 
mony, Rakosi  "displayed  an  amazing  knowledge  of  the  leading  po- 
litical figures  in  the  United  States  and  a  superior  knowledge  of  the 
leading  personalities  in  the  American  trade  union  movement." 

Rakosi  was  chiefly  interested  in  Santo's  personal  opinions,  particu- 
larly Santo's  feelings  regarding  certain  American  Hungarian  Com- 
munists whom  Rakosi  characterized  as  being  undercover  agents  of 
the  FBI.  However,  Rakosi's  accusations  against  these  Communists 
were,  for  the  most  part,  insincere.  It  was  merely  Rakosi's  way  of 
testing  Santo's  knowledge  and  wisdom.  During  the  interview,  Rakosi 
brought  up  the  case  of  Laszlo  Rajk,  Minister  of  Interior  and  assistant 
general  secretary  of  the  Hungarian  Workers'  Party,  who  was  accused 
of  plotting  to  murder  key  officials  of  the  party,  including  Rakosi 
himself.     Rajk  and  certain  other  Hungarian  leaders  were  subse- 


paper.  The  Worker.  Several  times  Identified  as  a  member  of  the  Communist  Party  by- 
witnesses  who  have  testified  before  this  committee,  Liistip  has  served  a  prison  term  for 
contempt  of  Consress.  growing  out  of  his  appearance  before  this  committee  in  194fi. 

*  John  Lantner  broke  with  the  Communist  Party  in  1950  and  has  since  been  a  Govern- 
ment witness  in  a  number  of  Smith  Act  trials  and  other  security  proceedings,  in  addition 
to  testifying  before  this  committee.  Lautner  held  various  important  posts  in  the  party 
prior  to  his  break,  including  that  of  head  of  the  New  York  State  Control  or  Review 
Commission. 


:104  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

quently  executed  after  a  "trial"  at  which  all  "confessed'"  to  their  part 
for  committiiii^  alleged  crimes  against  the  Rakosi  regime. 

Within  a  month  or  two  following  his  interview  with  Rakosi,  Santo 
was  assigned  by  the  Hungarian  Workers'  Party  to  a  position  in  the 
Ministry  of  Light  Industry.  As  a  result  of  various  organizational 
changes  made  in  that  Ministry,  Santo  was  appointed  chief  of  the  Di- 
vision of  Meat  Industry  of  the  newly  formed  Ministry  of  Food.  Santo 
held  this  position  from  1953  until  his  defection  from  Hungary  in 
1956.  He  testified  that  "every  position  and  every  job,  down  to  the 
lowest,"  in  Hungary  was  controlled  by  the  Hmigarian  Commmiist 
Party. 

Santo  provided  the  committee  with  significant  information  regard- 
ing the  economic  situation  in  Hungary  during  the  late  1940's  and 
early  1950's.  In  April  1949,  when  the  first  5-year  plan  for  economic 
development  was  instituted,  80  percent  of  the  Hungarian  industry 
and  commerce  was  nationalized.  Santo  attended  a  secret  Communist 
meeting  on  December  30,  1949,  at  which  Erno  Gero,  a  top  official  of 
the  I-Iungarian  Communist  Party,  announced  the  decision  of  the  cen- 
tral committee  of  the  party  to  move  the  Hungarian  economy  to  a 
higher  stage  through  the  nationalization  of  all  enterprises  employing 
over  10  people,  thereby  raising  the  socialized  sector  of  the  economy 
to  90  percent.  In  describing  this  rally  and  the  events  that  followed, 
Santo  stated : 

The  meeting  had  all  the  earmarks  of  a  putsch,  inasmuch  as 
Gero  denounced  these  small  storekeepers  and  artisans  as  being 
the  most  nefarious  enemies  of  socialism,  who  were  responsi- 
ble for  black  marketeering,  speculation,  and  whose  activity 
endangered  the  value  of  the  forint,  unit  of  Hmigarian  cur- 
rency. 

The  bloodthirsty  tone,  reminding  one  of  the  leader  of  a 
lynch  mob,  made  a  very  peculiar  impression  upon  me,  who 
expected  and  had  previously  experienced  at  important  party 
gatherings  in  the  United  States  a  sober,  unemotional,  busi- 
nesslike tone,  only  to  find  myself  before  the  speaker  of  the 
evening,  who  not  only  screeched  and  ranted,  but  actually  did 
an  Indian  dance. 

I  couldn't  help  but  think  that  Comrade  Gero  was  the  son  of 
the  owner  of  a  textile  factory,  similarly,  all  other  top  Hun- 
garian Communist  leaders  came  from  bourgeois  families, 
Rakosi  himself  being  the  son  of  a  grocer. 

Evidently  through  the  person  of  Gero  they  were  declaring 
war  to  the  death  on  that  social  stratum  from  which  they 
sprang. 

After  his  report,  the  machine  went  into  operation  and  some 
thousands  of  those  present  were  given  slips  with  names  and 
addresses  of  enterprises  which  were  nationalized  and  of  which 
the  holder  of  that  particular  paper  became  the  director. 

The  whole  operation  was  motorized,  and  within  miniites 
everybody  was  on  their  way,  in  the  darkness  of  the  evening 
and  in  the  night.  In  Budapest  immediately,  and  in  the 
provinces  in  a  few  hours,  the  new  directors  assumed  their 
prerogative  as  agents  of  the  government  and  operators  of 
that  particular  enterprise. 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  105 

In  the  meat  industrj^,  as  the  subsequent  days  proved 
tlirough  the  move,  all  private  enterprise  =^  *  *  were  taken 
into  state  possession.  *  *  * 

The  owner  was  given  a  piece  of  paper  which  entitled  him 
to  compensation  for  the  expropriated  property.  Actually, 
however,  I  don't  remember  one  instance  of  anybody  getting 
a  red  cent  for  all  that  was  taken  from  him. 

As  a  matter  of  fact,  within  a  few  days,  the  Treasury  De- 
partment went  to  work  examining  every  such  nationalized 
shop  or  store,  and  through  the  medium  of  back  taxes  and  pen- 
alties for  failure  of  appropriate  taxes — the  "right"  amount  of 
taxes — the  personal  individual  property,  clothing,  and  furni- 
ture of  those  involved  was  taken  away  from  them. 

*4*  •J'  ^i*  •i^ 

•J*  ^*  *^  ^^ 

As  far  as  benefits  and  advantages  are  concerned  from  this 
last  major  stop  in  nationalization,  perhaps  it  looked  good  on 
paper  reports  rendered  to  IMoscow,  that  as  far  as  industry 
and  trade  were  concerned,  they  were  a  hundred  percent  state 
owned,  and  the  leaders  of  the  Hungarian  Communists  have 
again  proved  long  before  the  other  satellites  did  so  that  they 
were  the  most  aggressive  copiers  of  the  Soviet  Union. 

As  the  first  5-year  plan  developed,  cheating  and  thievery  became 
everyday  occurrences  in  practically  all  segments  of  Hungarian  society. 
Despite  the  number  of  arrests  w^hich  took  place  among  the  workers, 
it  continued  unabated.  According  to  the  witness,  thievery  slowly 
reached  the  higher  ranks,  including  factory  directors  and  divi- 
sion chiefs.  Moreover,  due  to  excessive  governmental  production 
quotas  imposed  upon  the  Ministry  of  Food,  as  well  as  other  industries, 
shortcuts,  deceptions,  and  tricks  were  resorted  to  in  a  concerted  effort 
to  meet  these  demands. 

Santo  indicated  that  the  trade  unions  in  Hungary  had  no  real  life 
or  meaning  from  the  viewpoint  of  the  traditional  Western  trade  union- 
ist. They  performed  none  of  the  functions  for  the  workers  that  trade 
unions  in  the  United  States  and  other  free  nations  do.  He  stated 
that : 

The  trade  unions  exist  in  Communist  countries  because  of 
the  natural  desire  of  industrial  vrorkers  to  have  an  organiza- 
tion for  the  protection  of  their  craft  and  industry.  To  sat- 
isfy this  natural  inclination  and  aspiration  and  tradition  of 
the  workers,  trade  unions  are  allowed  to  exist. 

Furthermore,  these  trade  unions  play  not  only  a  negative 
role  insofar  as  making  impossible  the  organization  and  carry- 
ing through  of  strikes,  or  movements  for  shorter  hours,  better 
wages,  improved  working  conditions,  but  they  are  also  the 
second  line  of  propaganda  organization,  following  in  the 
footsteps  of  the  Communist  Party  itself. 

As  Lenin  said  of  trade  unions  under  communism:  "Trade 
unions  are  our  best  schools  of  communism,"  and  certainly  one 
of  their  major  functions  was  the  turning  out  of  propagandists 
and  functionaries  for  the  various  aspects  of  Communist  life. 


106  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

Santo's  testimony  also  included  significant  information  pertaining 
to  the  status  of  workers  in  Communist  Hungary  as  compared  with 
those  in  tliis  comitry  or  other  free  nations.     Accordmg  to  Santo : 

The  workers  of  Hungary  had  to  learn,  like  everybody  living 
under  the  so-called  dictatorship  of  the  proletariat,  that  it 
was  a  terrible  fraud  perpetrated  on  them  since,  in  fact,  it  was 
a  dictatorship  against  the  proletariat. 

The  Communist  government  does  away  with  the  capitalists 
and  the  landowners  in  the  first  stage  after  coming  to  power. 
Numerically  speaking,  of  course,  these  are  usually  a  small 
minority.  The  middle  class,  those  who  are  affluent,  are  shoved 
down  with  the  proletariat.  But  the  real  sharp  edge  of  the 
so-called  dictatorship  of  the  proletariat  is  directed  against  the 
proletariat  itself,  because  they  are  the  overwhelming  major- 
ity, a  majority  whose  numbers  increase  from  day  to  day  by 
virtue  of  the  wiping  out  of  the  small  business  and  by  the  in- 
dustrialization of  the  country. 

The  working  class  under  the  so-called  dictatorship  of  the 
proletariat  must  leam  four  things  in  the  negative  sense :  To 
see  nothing,  to  hear  nothing,  to  say  nothing,  and  above  all, 
not  to  think.  A  thinking  worker  is  cursed  by  the  worst  of 
possible  afflictions,  and  that  is  why  most  workers  in  Hungary, 
notwithstanding  the  fact  that  the  price  of  liquor  was  sky- 
high — a  bottle  of  the  cheapest  rum  being  the  equivalent  of 
3  days'  pay — nevertheless  had  to  have  their  shot  of  rum  be- 
fore going  to  work,  and  their  quota  of  wine  or  rum  upon 
quitting  work. 

As  to  the  positive  features  that  the  worker  had  to  acquire 
in  order  to  survive,  that  was  work — merciless,  never-ending, 
unsanitary,  sweated,  speeded-up — on  the  job  on  which  he  was 
employed.  That  was  the  life  and  the  tragedy  of  the  Hun- 
garian worker  during  the  years  that  I  lived  there. 

Rationing  in  Hungary  was  terminated  at  the  end  of  1951  with  great 
fanfare.  At  the  same  time,  however,  the  Communist  Party  announced 
the  institution  of  new  prices  of  all  major  commodities.  Santo  testified 
that  the  end  of  rationing  and  the  establishment  of  new  prices  actually 
amounted  to  a  25-percent  decrease  in  the  standard  of  living,  even 
though  rents,  utilities,  and  carfare  remained  stationary.  In  citing 
specific  examples  of  the  inflationary  Hungarian  economy  subsequent 
to  the  end  of  rationing,  the  witness  stated : 

Those  items  which  were  supplied  and  could  best  be  pur- 
chased only  on  the  free  market,  such  as  vegetables,  fruits,  and 
other  agricultural  products,  increased  in  price  from  200  to 
300  percent. 

As  to  the  purchasing  power  of  the  wage  earned  by  the 
workers,  a  few  items  of  illustration  would  show  the  situation 
around  1953. 

To  purchase  three  eggs,  the  worker  had  to  spend  an  hour's 
pay,  calculated  at  a  high  fulfillment  of  his  norm. 

A  shirt  of  the  most  ordinary  cotton  variety  equaled  1  week's 
pay. 

To  purchase  a  pair  of  shoes,  the  workingman  had  to  spend 
2  weeks  of  his  pay.  *  *  *  A  pound  of  coffee,  1  week's  pay. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  107 

Santo  ^ave  the  committee  a  vivid  account  of  life  in  Hnno;aiy  during 
the  Korean  war.  In  addition  to  the  hardsliip  resulting  from  the 
reduction  in  living  standards,  terror  tactics  were  accelerated  against 
leading  political  personalities,  political  parties,  and  whole  classes  of 
people.  The  Korean  war  was  pictured  in  the  press  as  an  aggression  on 
the  part  of  American  imperialism,  and  reports  from  the  battle  zone 
attested  to  the  so-called  germ  warfare  carried  on  by  the  American 
troops  against  the  "helpless"'  North  Koreans. 

Santo  learned  in  1956  that  there  were  180,000  Hungarians  in  con- 
centration camps,  representing  about  10  percent  of  the  working  popu- 
lation. Moreover,  the  witness  revealed  that,  due  to  overcrowded  jails, 
"additional  tens  of  thousands"  who  were  sentenced  to  prison  had  to  go 
home  and  wait  until  called  to  start  serving  their  terms.  He  further 
revealed  that : 

Members  of  the  Communist  Party  were  usually  sent  to 
camps  on  charges  of  being  spies.  Others,  for  theft,  quite  a 
lot  for  being  Kulaks — rich  peasants — who  were  allegedly 
engaged  in  sabotage;  for  attempting  to  cross  tlie  border  and 
flee  to  the  West;  for  paying  for  abortion  of  an  unwanted 
child ;  and  innumerable  other  reasons. 

Besides  concentration  camps,  there  also  began  and  devel- 
oped mass  deportation  from  Budapest  of  members  of  the 
middle  class  of  the  old  regime,  for  the  purpose  of  freeing 
their  apartments,  and  using  them  in  out-of-the-way  places 
as  labor  forces  on  construction  jobs. 

^  4:  ^  if:  ^ 

Other  such  deportees — called  class  enemies  of  tlie  regime — 
were  deported  to  various  villages  where  they  had  to  live  in 
pig  sties.  The  only  work  they  could  possibly  get  was  that 
of  watching  geese  graze. 

One  of  these  deported  persons  whom  Santo  knew  personally  from 
the  United  States  was  Rose  Weinstock,  wife  of  the  aforementioned 
Communist  leader,  Louis  Weinstock.  She  first  visited  Hungary  in 
1948  as  head  of  the  U.S.  Hungarian  delegation  to  the  Second  Congress 
of  the  Women's  International  Democratic  Federation,  an  international 
Communist  front.    In  describing  this  case,  Santo  stated : 

Around  1952 — as  she  related  to  me — because  of  certain  in- 
compatibility with  her  husband,  she  decided  to  accept  the 
invitation  extended  in  1948,  and  together  with  her  then  12- 
year-old  daughter  returned  to  Hungary.  For  a  few  months, 
she  lived  in  Budapest  at  her  own  expense,  a  forlorn  soul. 
Then  herself  and  her  daughter  were  seized  by  the  secret 
police  and  deported  to  a  faraway  village  where  they  had  to 
live,  having  as  their  home  a  cowshed. 

Nobody  knew  the  charges  against  her.  The  secret  police 
simply  picked  them  up  and  deported  them.  She  only  knew 
that  it  was  forbidden  for  her  to  return  to  Budapest. 

Wlien  Mrs.  Weinstock  was  permitted  to  return  to  Budapest  a  year 
or  so  later,  she  visited  Santo  for  the  purpose  of  soliciting  his  advice 
regarding  whether  she  should  remain  in  Hungary.     Santo  suggested 


108  UN-AMERICAN   ACTIVITIES   ANNUAL    REPORT 

that  Mrs.  Weinstock  contact  the  American  consulate  and  petition 
for  the  renewal  of  her  then  expired  passport.  Mrs.  Weinstock's  pass- 
port was  subsequently  renew^ed  and  she  returned  to  the  United  States. 
Despite  Mrs.  Weinstock's  treatment  while  residing  in  Hungary,  she 
later  wrote  an  article  in  the  Communist  Daily  Worker  praising  the 
Communist  Government  of  Hungary  and  condemning  the  revolution 
of  1956. 

The  witness  said  that  the  death  of  Stalin  in  March  1953  was  "im- 
mediately followed  by  further  tightening  of  the  screws  in  the  eco- 
nomic, political,  and  social  life  of  Hungary  *  *  *."  In  July  1953, 
Imre  Nagy,  one  of  the  relatively  unknown  leaders  of  the  Hungarian 
Communist  Party,  replaced  Rakosi  as  the  Prime  Minister  of  Hungary. 
Santo  briefly  described  what  he  termed  "incomprehensive  and  un- 
explained changes"  which  existed  under  the  Nagy  regime : 

After  the  terrible  4  years  of  1950-53,  it  seemed  somehow 
as  though  laughter  came  back  to  Hungary.  The  plates  on 
the  table  were  beginning  to  have  some  food  on  them.  There 
was  a  literary  ferment,  with  critical  articles  and  plays.  Some- 
thing unfathomable,  elusive,  yet  real,  began  to  sweep  the 
comitry. 

^  ^  ;{:  %  ^ 

The  deportees  were  beginning  to  come  back  to  Budapest. 
They  received  back — some  of  them — their  apartments.  The 
concentration  camps  began  to  open  up  their  gates,  and  tens 
of  thousands  of  people  returned. 

But  above  all,  in  the  party,  first  whispered  and  gossiped, 
and  then  openly,  discussions  began. 

This  process,  of  course,  was  tremendously  accelerated  by 
the  secret  speech  of  Khrushchev  at  the  20th  Congress  of  the 
Bolshevik  Party  of  the  Soviet  Union  in  1956,  in  which  he 
exposed  Stalin  as  a  tyrant,  a  criminal,  and  a  coward. 

Testimony  of  Santo  also  indicated  that  during  the  premiership  of 
Nagy  there  was  a  mai'ked  decrease  in  police  terror  and  wages  were 
increased  by  15  percent. 

Santo,  however,  pointed  out  that  the  growing  confusion  reached  new 
heights  in  Hungary  when,  as  a  result  of  Russian  intervention,  Nagy 
was  removed  as  Prime  Minister  in  the  spring  of  1955  and  was  replaced 
by  "a  young  nonentity"  by  the  name  of  Andras  Hegedus.  Charging 
that  the  country  had  been  endangered  by  the  rightwing  deviationism 
of  Nagy,  Hegedus  reversed  all  the  reforms  initiated  by  Nagy  with 
the  "vociferous  and  bloodthirsty"  backing  of  Rakosi.  As  a  result 
of  these  developments,  Santo  stated,  an  intellectual  turmoil  de- 
veloped in  the  country.  Due  to  his  complete  isolation  from  con- 
tact with  the  Hungarian  population,  he  was  much  slower  to  become 
aware  of  the  new  political  situation  than  others. 

Not  only  was  Nagy  expelled  from  the  Hungarian  Communist 
Party,  but  he  was  discharged  from  his  post  as  university  professor 
and  from  the  Plungarian  Academy  of  Sciences.  Santo  said  that 
Nagy  was  "one  of  the  greatest  experts  on  Hungarian  agriculture" 
and  became  a  "legendary  name"  among  the  peasantry  of  Hungary. 
Nagy  had  served  as  the  Minister  of  Agriculture  following  World 
War  II  and  was  "responsible  for  the  law  that  distributed  the  large 
landed  estates,  of  which  some  hundreds  of  thousands  of  Hungarian 


UN-AJVIERICAN    ACTIVITIES    ANNUAL   REPORT  109 

landless  peasants  each  received  a  few  acres  of  land."  Santo  charac- 
terized Nagy  as  a  Communist,  but  foremost,  a  Hungarian  patriot. 
In  addition  to  the  expulsion  of  Nagy,  frameups  involving  other 
Hungarian  Communists  had  a  decided  effect  upon  Santo's  faith  in 
communism.  Among  these  cases  were  the  brutal  torture,  imprison- 
ment, and  subsequent  release  of  Janos  Kadar,  a  Hungarian  Com- 
munist Party  official;  the  exoneration,  public  exhumation,  and  re- 
burial  of  Lazlo  Rajk  (executed  Hungarian  Communist  leader) ;  and 
the  imprisonment  and  subsequent  release  of  Lajos  (Louis)  Bebrits,^ 
who  had  recruited  Santo  into  the  American  Conununist  Party  in 
1928.     According  to  Santo's  own  words: 

The  story  of  Kadar,  of  Bebrits,  affected  me  as  a  psycho- 
logical sleclge  hammer.  I  felt  myself  dissolving,  breaking 
up,  morally,  mentally,  intellectually.  A  thirst  arose  in  my 
soul  to  crawl  away  in  shame,  in  disgust,  in  despair. 

On  July  14,  1956,  a  most  significant  event  occurred  involving  steel- 
workersof  Czepel  Island,  an  industrial  center  in  Budapest.  Santo, 
in  describing  the  situation  as  "an  unheard  of  event,"  said: 

The  steelworkers  issued  an  ultimatum  demanding  an  increase 
in  wages.  Five  days  later,  Rakosi  resigned  as  general  sec- 
retary of  the  Communist  Party,  an  event  which  shook  the 
country  like  an  earthquake.  Even  though  the  publicly  is- 
sued statement  referred  to  the  ill  health  of  Eakosi  as  the 
major  reason  for  his  resignation,  adding  only  a  few  words  of 
self-criticism  concernhig  past  mistakes,  nevertheless,  his 
toppling  from  the  Olympian  heights  of  power,  prestige, 
simply  accelerated  the  process  of  dissolution  of  the  most 
important  asset  of  Communist  rule :  the  monolithic,  all-inclu- 
sive, total  unity  of  the  Communist  Party.  Everywhere  signs 
of  the  breaking  up  of  the  tenacious  fiber  of  Communist  dedi- 
cation were  to  be  seen. 

Santo  brought  out  the  fact  tliat  the  Russians,  disturbed  over  the 
increasing  personal  power  of  Rakosi,  had  actually  intervened  and 
forced  his  resignation  during  a  meeting  of  the  Political  Committee 
of  the  Hungarian  Communist  Party.  The  Central  Committee  of 
the  Hungarian  Communist  Party  subsequently  approved  the  "resig- 
nation" of  Rakosi  and  appointed  Erno  Gero,  a  long-time  Hungarian 
Communist  official,  as  the  party's  general  secretary, 

Santo  provided  the  committee  with  a  vivid,  first-hand  account  of 
the  Hungarian  revolution.  The  following  are  excerpts  taken  from 
his  testimony  regarding  this  violent  period  in  Hungarian  history: 

During  the  development  of  the  Hungarian  revolution,  there 
were  many  concrete  examples  of  the  complete  unity  of  the 
Hungarian  people,  members  of  the  Communist  Party  and 
those  who  were  not,  indicating  their  complete  abhorrence  of 
that  system  of  society  which  they  were  determined  to  break 


6  Louis  Bebrits,  editor  of  the  U.S.  Hungarian  lanpuage  Communist  newspaper,  Vj  Elore, 
■was  a  witness  before  the  Special  (Fi.sh)  Committee  To  Investigate  Coniiiuinist  Activities 
In  the  United  States  on  Sept.  27.  19;-;0.  Santo  testified  that  Bebrits,  former  Hungarian 
Minister  of  Railroads  and  Transport,  "was  deported  from  the  United  States  to  the  Soviet 
Union  In  the  •  *  »  mSO's  as  the  result  of  being  subpenaed  by  the  Fish  committee  where, 
as  it  was  then  the  party  line,  upon  being  questioned,  he  maintained  proudly  his  belief  la 
the  necessity,  advisability,  and  unavoidal)ility  of  using  force  and  violence  for  the  purpose 
of  the  overthrow  of  the  Government  of  the  United  States." 


110  UN-A2vIERICAN   ACTIVITIES    AKINTUAL    REPORT 

up.  Old  Bolsheviks  and  young  university  students  of  work- 
ing-class backgrounds,  as  well  as  the  intellectuals,  the  women, 
the  members  of  the  armed  forces,  all  were  agreed  on  one 
thing:  the  necessity  of  breaking  up  the  system  of  falsehood 
and  exploitation  of  the  people  of  Hungary,  as  carried  on 
under  the  leadership  of  the  Hmigarian  Communist  Party. 

H:  ii:  ^  ^  * 

The  last  straw,  the  one  that  broke  the  camel's  back  as  far 
as  I  myself  was  concerned,  in  respect  to  my  affiliation  and 
loyalty  to  communism,  was  the  role  played  by  the  armed  forces 
of  the  Soviet  Union  m  the  crushing  of  the  Hungarian  rev- 
olution. 

I  have  seen  innocent  blood  shed  without  any  pretext  or 
provocation  at  all.  I  recall,  for  instance,  that  during  the 
second  attack  by  the  Russian  Red  Army  forces,  tanks  were 
patrolling  the  streets  simply  for  the  purpose  of  terrorizing 
the  population  into  submission.  Bread  was  scarce,  and  a 
line  formed  before  a  bakery  to  purchase  bread.  One  of  the 
Russian  tanks  pulled  into  position  and  shelled  that  breadline, 
killing  mercilessly  women  who  simply  wanted  to  assure  a  loaf 
of  bread  for  their  families. 

Perhaps  I  ought  to  add  here  that  in  all  the  demonstrations 
and  Communist  activities  of  my  life  in  the  United  States, 
including  3  years  of  service  as  a  soldier  during  World  War  II, 
I  never  saw  anything  resembling  this  wanton  brutality  and 
unprovoked  destruction  of  innocent  human  life. 

This  was  war  against  the  unarmed  womenfolk  of  Budapest, 
designed  to  terrorize  the  population  into  submission,  into 
unquestioning,  blind,  subservient  obedience. 

4:  4:  *  *  4: 

Volumes  hnve  been  written  in  every  language  about  the 
tragedy  of  the  brave,  hot-blooded,  fiercely  liberty-loving 
Hungarians  who  wrote  a  glorious  page  in  the  history  of  man- 
kind by  raising  high  their  banner  of  revolt  against  Hunga- 
rian Communist  tyranny,  supported  by  the  Russian  Red 
Army.  Two  hundred  thousand  men  and  women  and  chil- 
dren ultimately  were  killed,  driven  out,  or  left  Hungary 
when  that  struggle  was  lost. 

Personally,  for  me,  the  revolution  brought  a  revelation  of 
the  indomitable  spirit  of  human  beings  and  the  ultimate 
failure  of  the  crushing  of  the  spirit  of  man  by  Communist 
or  other  totalitarian  tyranny.  It  was  crushed,  but  it  re- 
mains the  hope  of  the  world,  and  that  spark  of  revolt  will 
never  die. 

Santo  was  under  active  surveillance  by  the  Communist  secret 
police  during  most  of  his  7-year  stay  in  Hungary.  However,  it  was 
not  until  the  Hungarian  revolution  that  he  learned  of  the  identity 
of  the  secret  police  agent  who  was  assigned  the  taslc  of  watching  and 
reporting  on  him.  With  particular  reference  to  Communist  secret 
police  activities,  Santo  testified: 

Through  the  years,  of  course,  I  learned  that  the  secret 
l^olice  had  agents  everywhere.  *  *  * 

*  *  *  *  * 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  111 

The  invisible  government  in  all  Communist  countries  is  the 
organ  of  terror,  the  secret  police.  It  consists  of  the  most 
devoted,  leading  strata  of  the  members  of  the  Communist 
Party,  of  insignihcant  rank-and-file  Communists,  and  in- 
numerable other  human  beings  who,  while  not  members  of 
the  Communist  Party,  are  compelled  to  serve  in  one  capacity 
or  another  the  orders  of  the  secret  police.  The  actual  power 
of  the  government  was  not  even  the  million-strong  member- 
ship of  the  Workers'  Party  of  Hungary,  or  of  their  various 
unit  secretaries,  district  secretaries,  Central  Committee  mem- 
bers, or  those  constituting  the  Political  Bureau;  the  real 
power  was  in  the  hands  of  the  one  who  could  push  the  but- 
ton, thus  instructing  and  mobilizing  the  secret  service  forces 
for  the  carrying  through  of  his  orders. 

***** 

It  cleared  up,  to  some  extent,  also  the  mystery  of  Eliza- 
beth Bentley  and  Whittaker  Chambers,  whose  disclosures 
in  1947  and  1948,  prior  to  my  departure  for  Hungary,  sinipiy 
didn't  make  sense  to  me.  Seven  years  of  Hungarian  living 
in  the  so-called  land  of  the  proletarian  dictator  and  People's 
Democratic  Hungary  made  me  learu  an  awful  lot.  There 
were  spies ;  most  everybody  was  a  spy,  everywhere  could  be 
spies,  and  nobody  *  *  *  ought  to  underestimate  the  role,  the 
importance,  the  worldwide  net  of  paid,  bribed  terrorists 
and  '^  *  *  dedicated  agents  and  professional  sadists  that 
constitute  the  Communist  underground  secret  police  net. 

In  discussing  the  reasons  for  his  defection  from  communism,  Santo 
stated : 

Basically,  my  break  with  communism  can't  be  adduced  to 
one  factor  alone,  such  as  the  Hungarian  revolution  of  1956, 
which  o:ave  me  the  opportunity  to  liee  Hungary  and  comnm- 
nism.  if  it  is  desired  to  put  the  answer  in  a  nutshell,  it  is  the 
contradiction  between  the  shining  beauty  of  the  theory  of 
conmmnism  and  what  it  is  in  practice  as  a  bestial,  corrupt, 
retrogressive  way  of  life,  as  a  system  of  government  of  false 
morality,  perverted  ethics,  wasteful  economy,  and  politics  of 
horror  and  torture  for  the  working  people. 

***** 

However,  it  is  one  thing  to  live  in  the  United  States  and 
to  look  from  afar  upon  communism  being  built  in  the  Soviet 
Union,  and  another  thing  to  live  in  a  country  such  as  Hun- 
gary ruled  by  the  Conununist  Party  under  a  so-called  dic- 
tatorship of  the  proletariat. 

The  7  years  of  my  life  in  "People's  Democratic"  Hun- 
gary from  1949  to  195(5  laid  bare  for  me  as  nothing  else  could, 
the  inhumanity,  the  antihumanity,  the  lawlessness,  the  com- 
plete lack  of  any  moral  and  ethical  standard  of  that  system 
of  society. 

***** 

Searching  bacK  as  to  the  reasons  why  I  originally  joined 
the  Communist  i  arty,  I  think  it  is  fair  to  say  that  1  was 


112  UN-AMERICAN   ACTmTIES   ANNUAL    REPORT 

motivated  by  the  basic  principles  of  the  Christian-Judeo 
civilization,  of  the  brotherhood  of  mankind,  living  in  peace 
and  well-being  upon  this  earth. 

As  a  goodly  portion  of  all  members  of  young  generations 
do,  I  felt  pity  and  compassion  for  those  who  lived  miserable 
lives  of  poverty,  of  ignorance,  of  exploitation,  and  of  dis- 
crimination. 

The  witness  told  the  committee  that  he  is  not  now  a  member  of  the 
Communist  Party  and  that  he  has  not  been  a  member  since  1956. 

Santo,  in  response  to  committee  questioning,  said  that  Communist 
parties  of  the  world  are  not  political  parties  in  the  usual,  accepted 
meaning  of  the  word.  He  characterized  these  Communist  parties  as 
"national  components  of  a  worldwide  apparatus,  a  tool  whose  manip- 
ulators are  in  the  Kremlin." 

The  witness  made  the  following  comments  with  respect  to  the  nature 
of  communism : 

_  It  is  not  a  religion,  because  wdiile  dogmatic,  its  dogmas  are 
like  the  shifting  sands,  or  more  properly  like  the  devil  quoting 
the  Bible.  It  could  be  more  aptly  considered  a  faith,  because 
besides  the  body  of  theory,  dogma,  besides  rational  thinking 
at  the  end  of  which  the  Communist  has  answers — even  if  they 
are  false— -to  all  questions  concerning  politics,  sociology,  econ- 
omy, ethics,  morality,  philosophy,  or  even  biology,  beyond  all 
of  that,  a  Communist  must  also  have  a  mystical  faith.  This 
mystical  faith  must  be  of  a  very  primitive  nature,  centering 
upon,  on  one  hand,  one  individual,  the  Marx,  the  Lenin,  the 
Stalin,  the  Rakosi,  the  Khrushchev,  or  some  one  individual, 
pretty  much  like  the  savages  must  liave  supreme  faith  in  tlieir 
tribal  chief,  who  is  all-wise,  infallible,  and  incorporates  in 
himself  all  earthly  and  heavenly  virtues. 

This  faith  has  another  arm  in  the  belief  in  the  collective 
ownership  of  the  means  of  production  as  the  end-all  and  cure- 
all  of  all  ailments  of  society. 

It  is  rny  belief  that,  while  all  comparisons  have  certain 
shortcomings,  communism  can  be  compared  to  addiction  much 
more  than  to  religion  or  faith.  The  Communist  philosopliy 
provides  the  same  escape  for  people  who  desire  something 
else  tlian  what  they  have,  who  are  in  some  manner  unfulfilled 
in  their  life,  in  their  fainily,  in  their  love,  for  people  who  are 
ambitious  and_  find  no  quick  outlet  for  energies — they  might 
turn  to  morphine,  cocaine,  or  they  might  join  the  Communist 
Party. 

Living  in  a  country  where  there  was  absolutely  no  private  property 
provided  Santo  with  an  opportunity  to  discover  the  fallacies  of  the 
Hungarian  economy.  He  found  that  the  Communist  system  was  in 
"no  way  superior  to  the  society  which  is  based  on  the  private  owner- 
ship of  property."  In  comparing  life  under  communism  with  life 
in  a  free  society,  Santo  said  that  the  "collective  ownership  of  the  means 
of  production,  coupled  with  a  dictatorship,  is  not  superior  to  a  system 
of  government  based  on  free  private  property,  available  to  all  as  a 
result  of  hard  labor — hard,  dedicated,  talented  labor — which  is  prop- 
erly managed  under  a  free  government." 


UN-AJVIERICAN   ACTIVITIES    ANNUAL   REPORT  113 

Upon  fleeing  Hungary  in  November  1956,  Santo  immediately  con- 
tacted an  American  newspaper  correspondent  in  Vienna  for  the  pur- 
pose of  making  a  public  statement  indicating  his  complete  break  with 
both  the  Communist  Party  and  communism  in  all  of  its  aspects.  Sub- 
sequent to  the  publication  of  Santo's  story  on  November  24,  1956,  he 
was  visited  by  various  representatives  of  the  U.S.  Government.  Also, 
about  that  same  time,  Santo  expressed  a  desire  to  return  to  the  United 
States  and  applied  for  reentry. 

The  final  chapter  of  the  John  Santo  case  was  summarized  by  Mr. 
Francis  E.  Walter,  the  late  chairman  of  this  committee,  in  the  preface 
to  the  printed  transcript  of  Santo's  consultation. 

Mr.  Walter  said  in  part : 

Many  people,  many  good  Americans  then  in  Vienna,  were 
convinced  of  Santo's  sincerity.  The  Church  World  Service, 
an  organization  dedicated  to  rendering  assistance  to  refugees 
all  over  the  world,  took  Santo  under  its  protective  wing  and 
secured  temporary'  employment  for  him  in  Austria,  first  as  an 
interpreter  and  then  as  a  teacher  of  the  English  lanjriifige- 
The  great  humanitarian,  a  dedicated  social  worker,  the  late 
Roland  Elliott,  director  of  the  Church  World  Service's 
refugee  activities,  with  whom  I  had  the  privilege  of  being 
associated  for  well  over  a  decade  in  displaced  persons  and 
refugee  work,  turned  to  me  requesting  that  I  intercede  with 
immigration  authorities  and  obtain  their  agreement  to  Santo's 
entry  to  the  United  States  as  a  refugee.  I  was  reluctant  to 
do  so  at  first  and  I  suggested  that  more  time  should  be  allowed 
to  pass  before  Santo's  sincerity  and  trustworthiness  could  be 
evaluated. 

In  1958,  while  I  attended  one  of  the  sessions  of  the  Inter- 
governmental Committee  for  European  Migration,  Mr.  Elliott 
brought  Santo  to  Geneva,  Switzerland.  My  conversation 
with  Mr.  Santo  lasted  for  several  hours  and  I  was  impressed 
by  what  he  told  me.  He  retraced  the  history  of  his  youth  in 
the  United  States  where  he  had  arrived  from  Hungary  at  the 
age  of  19,  attempted  to  study  at  Chicago,  111.,  dropped  out 
of  school  after  a  very  short  time  and  soon  attracted  the  atten- 
tion of  Communist  organizers,  whom  he  joined  voluntarily 
and  with  oreat  enthusiasm.  He  then  proceeded  to  tell  the 
storv  of  his  exile  from  the  United  States  and  his  experiences 
in  Hungary. 

Although  the  ring  of  sincerity  was  quite  apparent  in  San- 
to's story  as  first  told  to  me,  an  extensive  review  of  Snnto's 
activities  in  tlip  ITnitpd  States  and  a  stndv  of  records  of  inter- 
rogations conducted  by  American  officials  in  Austria  caused 
me  to  defer  action  in  Santo's  behalf.  One  important  element 
of  this  decision  was  my  conviction  that  Santo's  return  to 
the  United  States,  if  it  were  to  occur,  m.ust  be  in  full  com- 
pliance with  the  law — and  the  law,  the  Immigration  and  Na- 
tionality Act.  states  that  a  former  Communist  is  not  eligible 
to  enter  the  United  States  until  he  demonstrates  that  "since 
the  termination  of  such  membership  or  affiliation  such  alien  is 
and  has  been  for  at  least  5  years  prior  to  the  date  of  the  appli- 
cation for  admission  actively  opposed  to  the  doctrine,  pro- 


114  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

gram,  principles  and  ideology  of  such  party"  (Communist 
Party  or  a  Coimnunist-dominated  organization)  (Sec.  212 
(a)  (28)  (I)    of    the    Immigration    and    Nationality    Act). 

My  second  conversation  with  Santo  took  place  again  in 
Geneva  on  April  8,  1962,  in  the  presence  of  the  then  member 
of  the  House  Committee  on  the  Judiciary,  Representative 
James  F.  Battin,  of  Montana.  The  interview  again  lasted 
several  hours.  Without  prodding  and  questioning,  Santo 
reviewed  what  he  called  "my  Communist  life"  and  expressed 
what  to  me  sounded  like  an  urgent  desire  to  tell  his  story 
"to  whoever  should  listen  to  it  in  America" — to  use  his  own 
words.  He  was  still  living  in  Vienna,  engaged  at  the  time 
with  an  Austrian  partner  in  the  importation  of  goods  from 
the  United  States.  He  was  recognized  as  a  refugee  by  the 
Austrian  authorities  and  by  the  United  Nations  High  Com- 
missioner. He  was  a  stateless  person  and  used  as  identifi- 
cation a  travel  document  which  is  issued  under  the  auspices 
of  the  High  Commissioner  to  a  person  in  such  status. 

In  conclusion  of  our  conversation  I  told  Santo  that  I  in- 
tended to  consult  with  the  proper  authorities  in  Washington 
and  that  after  the  statutory  5  years  of  his  disassociation  from 
the  Coimmniist  Party  had  lapsed  at  the  end  of  1962, 1  believed 
I  would  present  his  case  to  the  Attorney  General  of  the  United 
States  who  is  vested  with  discretionary  power  to  admit  refu- 
gees on  parole  pursuant  to  the  so-called  Fair  Share  Act. 

In  January  1963,  after  the  Protestant  Episcopal  Church, 
acting  through  the  Church  World  Seivice,  provided  the  neces- 
sary sponsorship  affidavit,  John  Santo  entered  the  United 
States. 

The  Committee  on  Un-American  Activities  believes  that 
Santo's  own  story  is  a  unique  document  of  paramount  im- 
portance. It  is  primarily  designed  to  educate  and  provide 
food  for  thought  for  those  who  may  still,  even  at  this  late 
hour,  not  be  fully  aware  of  the  devious  ways  in  which  the 
Communist  conspiracy  works  in  the  United  States  under  the 
direction  of  foreign  powers  and  the  inhuman,  tyrannical  ap- 
plication of  the  Communist  doctrine  in  those  unhappy  lands 
which  this  conspiracy  has  been  permitted  to  capture. 

There  are,  I  am  sure,  more  "Santos"  in  the  United  States, 
busily  continuing  the  work  which  John  Santo  was  doing  here 
between  1928  and  1949.  The  study  of  John  Santo's  story 
might  make  it  easier  for  an  attentive  reader  to  recognize  and 
unmask  them.  John  Santo's  story  might  also  clarify  the 
minds  of  some,  young  and  old,  who  have  been  misguided, 
blinded,  or  duped  by  open  and  hidden  Communists  into  fol- 
lowing their  evil  doctrine  and  assisting  them  in  the  achieve- 
ment of  their  evil  aims. 


CHAPTEK  V 

REFERENCE  SERVICE  FOR  MEMBERS  OF  CONGRESS 

The  collection  of  public  source  material  in  the  field  of  subversive 
activities  which  the  committee  has  built  up  over  a  period  of  25  years 
is  the  fovmdation  of  the  specialized  reference  service  the  committee 
provides  for  Members  of  Congress.  It  is  also  consulted  constantly  by 
committee  staff  members  and  representatives  of  governmental  investi- 
gative agencies  for  source  and  lead  material. 

During  the  past  year,  special  emphasis  has  been  placed  on  the  acqui- 
sition and  processing  of  new  material  in  order  to  make  the  records  not 
only  as  complete  but  as  current  as  possible.  In  addition,  a  new  report 
form  was  adopted  in  order  to  present  the  information  developed  in  a 
briefer,  more  readable  form,  while  at  the  same  time  incorporating  all 
data  in  the  most  accurate  manner  possible. 

The  committee's  Reference  Section  handled  inquiries  at  the  rate  of 
about  400  per  month  during  1963,  with  the  number  of  requests  almost 
equally  divided  between  Members  of  Congress  and  staff  members. 
The  names  of  approximately  8,200  individuals  and  4,200  organizations 
and  publications  were  checked  against  conmiittee  indices  in  answermg 
these  reqiiests.  The  tens  of  thousands  of  references  developed  were 
examined  in  their  original  sources,  and  about  3,800  reports  were 
prepared  in  answer  to  these  requests. 

Reference  services  rendered  to  staff  members  are  so  varied  that  mean- 
ingful statistics  on  them  are  difficult  to  compile.  In  1963,  however, 
1,375  reports  were  written  for  staff  members  and  fully  three  times  as 
many  reference  questions  of  a  more  limited  nature  were  answered. 
Almost  7,000  exhibits  were  located  and  reproduced  for  use  in  connec- 
tion with  committee  hearmgs  and  investigations,  and  loans  of  material 
averaged  between  50  and  60  items  per  week. 

Investigative  agencies  of  the  Government's  executive  branch  con- 
tmued,  as  in  years  past,  to  send  designated  representatives  to  check 
the  committee's  records  for  information  related  to  their  security  in- 
vestigations. These  agents,  although  limited  in  number  because  of 
very  restricted  work  space,  came  from  25  different  agencies  and  made 
close  to  2,000  visits,  fully  80%  of  which  covered  a  full  working  day. 
Requests  from  State  and  local  government  agencies  which  were  re- 
ferred to  the  Reference  Section  were  relatively  few  in  number  and 
were  handled  in  much  the  same  manner  as  those  from  Members  of 
Congress. 

115 


36-584—64- 


CHAPTER  VI 

BIBLIOGRAPHY    OF    COMMITTEE    PUBLICATIONS    FOR 

THE  YEAR  1963 

During  the  year  1963,  the  Committee  on  Un-American  Activities 
distributed  a  total  of  252,465  copies  of  its  publications  to  Members  of 
Congress,  Government  agencies,  and  to  private  individuals  and 
organizations. 

At  the  beginning  of  the  year,  it  had  on  hand  143,380  copies  of  publi- 
cations printed  in  previous  years.  In  addition,  it  received  from  the 
Government  Printing  Office  38,525  copies  of  hearings  held  in  1962  but 
not  printed  until  1963 ;  99,000  reprints  of  publications  issued  prior  t-o 
1963;  29,125  copies  of  1963  publications;  and  42,000  copies  of  commit- 
tee documents  returned  from  the  Folding  Room.^  These  figures  add 
up  to  a  total  of  352,030  copies  of  committee  publications  on  hand  or 
received  during  the  year. 

Following  is  a  list  of  publications  released  by  the  committee  during 
the  first  session  of  the  88th  Congress : 

HEARINGS 

U.S.  Communist  Party  Assistance  to  Foreign  Conmimiist  Govern- 
ments (Testimony  of  Maud  Russell) ,  March  6, 1963. 
"United  Front"  Teclmique  of  the  Southern  California  District  of 

the  Communist  Party,  April  24r-27, 1962. 
Violations  of  State  Department  Travel  Regulations  and  Pro-Castro 

Propaganda  Activities  in  the  United  States,  Part  1,  May  6,  7,  and 

23,  1963. 
Violations  of  State  Department  Travel  Regulations  and  Pro-Castro 

Propaganda  Activities  m  the  United  States,  Part  2,  July  1  and  2 

and  August  5, 1963, 
U.S.  Communist  Party  Assistance  to  Foreign  Communist  Parties 

(Veterans  of  the  Abraham  Lincoln  Brigade),  July  29,  1963. 
Violations  of  State  Department  Travel  Regulations  and  Pro-Castro 

Propaganda  Activities  in  the  United  States,  Part  3,  September  12 

and  13,  1963. 
Defection  of  a  Russian  Seaman  (Testimony  of  Vladislaw  Stepano- 

vich  Tarasov) ,  September  19, 1963. 
Violations  of  State  Department  Travel  Regulations  and  Pro-Castro 

Propaganda  Activities  in  the  United  Nations,  Part  4,  October  16 

and  November  18, 1963. 


i  Guide  to  Subversive  Organizations  and  Publications  and  Volumes  1  and  2  of  Facts  on 
Communiam. 

117 


118  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

REPORTS 

"United  Front"  Teclinique  of  the  Southern  California  District  of  the 
Communist  Party,  Report  and  Appendix,  House  Eeport  No.  631. 
Released  July  31, 1963. 

Amending  the  Internal  Security  Act  of  1950  To  Provide  for  Maximum 
Personnel  Security  in  the  National  Security  Agency,  Report  No. 
108,  88th  Congress  (to  accompany  H.R.  950),  March  13,  1963. 

World  Conimimist  Movement:  Selective  Chronology  1818-1957,  Vol- 
ume II,  1946-50. 

Annual  Report  for  the  Year  1963. 

CONSULTATION 

A  Commimist  in  a  "Workers'  Paradise"  (John  Santo's  Own  Storv). 
March  1, 4,  and  5, 1963. 


CHAPTEK  VII 

CONTEMPT  PROCEEDINGS 

During  the  year  1963,  the  committee  made  no  recommendations  to 
the  House  of  Eepresentatives  for  contempt  citations  of  any  witness 
who  had  appeared  before  it. 

SUPREME  COURT  CASE 

On  June  17,  1963,  the  Supreme  Court  in  a  5-4  decision  reversed 
the  contempt  conviction  of  Edv)aid  YeUln  who,  on  the  basis  of  the 
first  amendment,  had  refused  to  answer  questions  of  a  subcommittee 
of  this  committee  in  Gary,  Ind.,  on  February  10,  1958.  The  major- 
ity opinion  was  written  by  Chief  Justice  Warren.  Justice  White  dis- 
sented, joined  by  Justices  Clark,  Harlan,  and  Stewart. 

Yellin  was  subpenaed  and  appeared,  together  Avith  a  number  of 
other  witnesses,  at  public  hearings  in  Gary,  Ind.,  on  the  subject  of 
Communist  Party  activities  in  basic  industry,  particularly  "coloniza- 
tion" in  the  steel  industry.  In  originally  discussing  the  purpose  for 
calling  Yellin,  the  committee  had  decided  that  its  rule  with  respect 
to  executive  sessions  was  not  applicable  because  it  had  reliable  infor- 
mation that  Yellin  was  "a  known  Communist."  After  the  subcom- 
mittee (including  the  late  Chairman  Walter)  and  the  general  counsel 
had  already  left  Washington  for  Gary  to  conduct  the  hearings,  Yellin's 
attorneys  sent  to  Washington  a  telegram  addressed  to  the  committee's 
general  counsel  asking  for  an  executive  session  so  that  his  client 
would  not  be  exposed  to  publicity.  The  staif  director  in  Washing- 
ton sent  a  telegram  denying  this  request.  Testimony  indicated  that 
the  action  of  the  staff  director  had  not  been  expressly  authorized  by 
the  committee. 

The  Supreme  Court  stated  that  the  committee  Avas  bound  by  its 
OAvn  rules  and  noted  that  the  then  committee  Rule  IV  required \hat 
a  Avitness  be  first  interrogated  in  executiA^e  session  if  a  majority  of  the 
committee  or  subcommittee  "believes"  that  public  interrogation 
"might  endanger  national  security  or  unjustly  injure  his  reputation, 
or  the  reputation  of  other  individuals."^  The  Court  then  held  (1) 
that  it  did  not  appear  that  the  committee  particularly  considered  the 
issue  whether,  under  Rule  IV,  Yellin's  OAvn  reputation  would  be  "un- 
justly injured"  AA^hen  it  made  its  initial  determination  to  call  Yel- 
lin in  public  session,  and  (2)  that  the  committee's  failure  to  act  upon 
Yellin's  later  express  request  by  telegram  for  an  executive  session 
was  a  failure  to  exercise  the  discretion  imposed  upon  the  committee 
(as  distinguished  from  its  staff)  by  its  rule.  In  so  holding,  the  Court 
stated  that  Yellin's  "only  remedy"  for  protecting  his  reputation  was 


1  Committee  Rule  IV  was  chaujjed  in  1961  mailing  danger  to  national  security  the  only 
criterion.  House  Rule  XI  26 (m).  however,  is  still  in  effect  and  is  similar  in  some  respects 
to  the  old  committee  Rule  IV. 

119 


120  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

to  refuse  to  answer,  and  for  that  refusal  he  could  not  be  held  in 
contempt. 

The  minority  disagreed  with  the  Court's  interpretation  of  the  evi- 
dence and  the  applicable  law.  The  dissenters  pointed  out  that  Yel- 
lin  had  not  refused  to  answer  on  the  ground  that  the  session  was 
public  and  that  the  record  showed  that  the  committee  had  consid- 
ered all  the  criteria  of  Rule  IV,  including  that  of  "unjust  injury" 
to  Yellin's  reputation,  when  it  first  decided  to  call  him  in  public 
rather  than  executive  session.  They  pointed  out  that  Yellin  was  a 
known  Communist  and  that  the  committee  had  sworn  testimony  to 
that  effect.  There  was,  therefore,  in  the  view  of  the  four  dissenting 
Justices,  no  "unjust  injury"  to  the  reputation  of  Yellin  in  the  failure 
of  the  connnittee  to  reconsider  the  issue  in  response  to  his  last-minute 
telegram. 

UNITED  STATES  COURT  OF  APPEALS 

In  a  contempt  proceeding  from  the  Senate  Internal  Security  Sub- 
connnittee,  the  United  States  Court  of  Appeals  of  the  District  of 
Columbia,  on  December  30,  1963,  reversed  the  conviction  -  of  Robert 
Shelton  ^  in  a  decision  of  great  importance  to  this  and  all  other  con- 
gressional committees.  A  three- judge  panel  of  the  court  (Judges 
Wright  and  Washingion,  with  Miller  dissenting)  held  that,  under  the 
Senate  resolution  creating  the  subcommittee,  a  subpena  can  be  author- 
ized only  by  action  of  the  full  committee  (or  subcommittee)  and  that 
a  subpena  authorized  by  its  chairman  alone  is  invalid.  In  so  doing, 
the  panel  distmguished  between  the  authonty  for  and  the  issuance  of 
a  subpena.  This  decision  is  applicable  to  all  committees  and  subcom- 
mittees of  both  Houses  of  Congress.*  The  decision  is  contrary  to  the 
established  practice  of  the  committees  of  Congress  to  permit  their 
committee  chairmen  to  authorize,  as  well  as  to  issue,  subpenas;  and 
thus  the  decision  appears  to  disregard  the  doctrine  that  Congress' 
construction  of  its  own  rules  is  entitled  to  great  weight.^ 

While  the  decision  might  well  be  criticized  for  its  narrow  con- 
struction of  existing  congressional  subpena  power,  its  underlying 
premise  seems  completely  erroneous ;  that  an  invalid  subpena  affords  to 
a  witness  on  the  stand  a  defense  for  refusal  to  answer  pertinent  ques- 
tions. The  second  branch  of  the  contempt  statute,  mider  which  Shel- 
ton's  prosecution  was  brought,  does  not  require  or  contemplate  a  sub- 


-  An  earlier  conviction  for  the  same  contempt  was  reversed  by  the  United  States  Supreme 
Court  on  May  21,  1962,  sub  nom.  Russell  vs.  United  States,  369  U.S.  749,  in  a  5-4  decision 
requiring  for  the  first  time  that  contempt  indictments  allege  the  precise  subject  under 
inquiry.  ... 

3  Shelton,  a  copy  editor  of  the  AT  etc  York  Times,  had  been  convicted  in  the  district  court 
for  refusing,  in  January  1956,  to  answer  whether  he  was  then  a  member  of  the  Com- 
munist Partv  and  whether  he  had  ever  had  a  conversation  with  an  employee  of  that  paper 
believed  by  the  subcommittee  to  be  a  member  of  the  Communist  Party  engaged  in  party 
activities  in  the  Typographical  Union.  Shelton's  refusals  to  answer  were  based  upon  the 
first  amendment. 

^The  panel  construed  the  grant  of  subpena  power  contained  in  S.  Res.  366  (81st 
Congress)  which,  it  noted,  followed  the  language  of  section  134(a)  of  the  Legislative  Re- 
organization Act  of  1946.  That  act  is  the  codification  of  the  subpena  power  for  all  stand- 
ing committees  of  the  Senate  and  for  the  House  Committee  on  Un-American  Activities  (the 
only  House  committee  to  which  it  gives  subpena  power).  Similar  language  is  used  in  the 
grant  of  subpena  power  by  the  Rules  of  the  House  to  the  only  other  House  committees 
having  such  power  by  rule,  namely.  Appropriations  and  Government  Operations.  The 
grant  of  subpena  power  in  the  Reorganization  Act  reads  in  pertinent  part: 

"Each  standing  committee  of  the  Senate,  including  any  subcommittee  of  any  such 
committee,  is  authorized  *  *  *  to  require  by  subpena  or  otherwise  the  attendance  of  such 
witnesses  *   •   •  as  it  deems  advisable."      §  134(a). 

6  "»  *  ♦  To  place  upon  the  standing  rules  of  the  [Congress]  a  constructon  different 
from  that  adopted  by  the  [Congress]  *  ♦  •  Is  a  serious  and  delicate  exercise  of  judicial 
power."     United  States  v.  Smith,  286  U.S.  6,  48  (1932). 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  121 

peiia  or  summons.^  Therefore,  the  validity  of  a  subpena,  if  there  be 
a  subpena,  is  irrelevant.  It  was  so  held  in  Sinclair  v.  United  States^ 
279  U.S.  263  (1929),  and  in  United  States  v.  Josephson,  165  F.  2d  82 
(CCA.  2,  1947),  cert,  denied,  333  U.S.  838.^ 

The  Attorney  General  was  requested  by  the  Senate  Internal  Se- 
curity Subcommittee  and  by  this  committee  to  seek  review  of  this 
panel's  decision  in  the  Shelton  case  by  petition  for  rehearing  before  the 
full  bench  of  the  United  States  Court  of  Appeals  and  for  hearing  by 
the  United  States  Supreme  Court.  The  Attorney  General  declined 
to  take  either  of  these  appellate  procedures,  and  this  decision  is  now 
the  law  in  the  District  of  Columbia. 

UNITED  STATES  DISTRICT  COURTS 

John  T.  Gojach^  in  Washington,  D.C.,  was  retried,^  convicted,  and  on 
December  13, 1963,  was  sentenced  to  3  months'  imprisonment  and  $200 
fine.  Gojack,  an  international  vice  president  of  the  United  Electrical, 
Radio  and  ^Machine  Workers  of  America,  had  refused  to  answer  ques- 
tions of  a  subcommittee  conducting  hearings  on  Communist  Party 
infiltration  in  the  field  of  labor  in  February  and  March  1955.  Gojack 
contended  that  the  hearings  lacked  legislative  purj^ose  and  that  the 
questions  violated  his  first  amendment  rights.  He  has  appealed  his 
conviction  to  the  United  States  Court  of  Appeals. 

Frank  Grumman  and  Bernard  Silber  were  retried  ^  in  Washington, 
D.C.,  in  November  1963,  and  their  cases  were  under  advisement  by 
Judge  Luther  Youngdahl  at  year  end.  Both  were  members  of  the 
American  Communications  Association,  Grumman  being  employed  by 
Western  Union  and  Silber  by  RCA  Communications,  Inc.  They  re- 
fused to  answer  questions  in  a  hearing  conducted  by  the  committee  in 
1957  into  Communist  Party  infiltration  in  the  communications  indus- 
try, asserting,  principally,  first  amendment  rights  and  lack  of  legis- 
lative purpose. 

The  reindictment  of  Loim  Earl  Hartma.n^  the  conviction  on  the  first 
indictment  having  been  reversed  by  the  United  States  Supreme  Court 
on  June  25, 1962,  on  the  authority  of  the  Russell  case,  was  dismissed  by 
the  District  Court  for  the  Northern  District  of  California  on  June  19, 
1963.  This  dismissal  was  on  teclinical  grounds  involving  the  statute 
of  limitations  in  connection  with  reindictment  after  reversal,  under  18 
U.S.C.  3288.  Hartman  had  refused,  on  June  19,  1957,  to  answer  ques- 
tions in  a  hearing  in  San  Francisco  on  Communist  Party  activities  in 
the  professions. 

Tlie  contempt  indictments  against  Victor  Mah's,  Alfred  James  Sam- 
ter,  and  Rohert  Lehrer  in  the  United  States  District  Court  in  Ham- 
mond, Ind.,  were  dismissed  on  the  authority  of  Yellin  vs.  United 


«  "Every  person  who  having  been  summoned  as  a  witness  by  the  authority  of  either 
House  of  Congress  to  give  testimony  or  to  produce  papers  upon  any  matter  under  inquiry 
before  either  JHouse,  *  *  *  or  any  committee  of  either  House  of  Congress,  willfully  makes 
default,  or  who,  having  appeared,  refuses  to  answer  any  question  pertinent  to  the  question 
under  inquiry,  shall  be  deemed  guilty  of  a  misdemeanor,  *  *  *."  [Emphasis  added.] 
2  U.S.C.  §  192. 

'  "The  indictment  being  sufficient  and  properly  based  upon  the  second  branch  of  the 
statute,  the  next  issiie  is  whether  there  was  enough  evidence  to  support  the  verdict.  In 
this  connection  it  is  to  be  noted,  and  the  appellant  rightly  concedes,  that  at  least  as  re- 
gards the  second  branch  of  the  statute  whether  or  not  his  appearance  before  the  sub- 
committee was  in  response  to  a  lawful  subpena  lawfully  served  is  immaterial."     Id.  S(5. 

*  An  earlier  conviction  for  the  same  contempt  was  reversed  by  the  United  States  Supreme 
Court,  8ut>.  nom.  Russell  v.  United  States,  supra. 

»  Their  earlier  convictions  were  reversed  in  June  1962  by  the  United  States  Supreme 
Court  on  authority  of  Russell  v.  United  States,  supra. 


122  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

States^  supra,  for  which  decision  they  had  been  held  in  abeyance 
by  the  trial  court.  They  were  called  in  the  same  hearinos  as  was 
Yellin. 

The  case  against  Harvey  0'' Connor  for  refusing  to  respond  to  a  sub- 
pena  of  the  committee  to  attend  a  hearing  in  Newark,  N.J.,  on  Septem- 
ber 5,  1958,  on  the  subject  of  Communist  Party  activities  in  the  New- 
ark area,  is  still  pending  in  the  United  States  District  Court  in  that 
city. 

As  of  the  end  of  1963,  it  had  not  been  determined  by  the  Depart- 
ment of  Justice  whether  to  reindict  Martin  Popper.  The  conviction  of 
Popper  for  refusing,  in  Washington,  D.C.,  in  1959,  to  answer  questions 
as  to  his  Communist  Party  membership  at  times  when  he  applied  for 
and  traveled  under  United  States  passports  was  reversed  by  the  United 
States  Court  of  Appeals  for  the  District  of  Columbia  on  July  5,  1962, 
on  authority  of  the  Russell  case  referred  to  above.  Popper  is  a  lawyer 
licensed  to  practice  in  the  courts  of  New  York  and  before  the  United 
States  Supreme  Court.  He  was  one  of  the  founders  of  the  National 
Lawyers  Guild  and  has  remained  prominent  in  its  leadership. 

At  the  end  of  1963,  the  new  indictment  against  Norton  Anthony  Rus- 
sell was  awaiting  trial  in  Washington,  D.C.  He  had  refused  to  answer 
questions  about  himself  and  others  in  hearings  on  Coimnunist  Party 
activit}^  in  the  Dayton- Yellow  Springs  (Ohio)  area,  held  in  Wash- 
ington in  November  1955.  His  earlier  conviction  for  this  was  reversed 
by  the  Supreme  Court  in  1962,  as  noted  above. 

The  case  of  Sidney  Turoff  was  pending,  at  the  end  of  1963,  in  the 
United  States  District  Court  in  Buffalo,  N.Y.,  after  reversal  by  the 
Second  Circuit  Court  of  Appeals  on  June  26,  1961.  Turoff  was  in- 
dicted for  refusing  to  answer  questions  at  a  hearing  on  Communist 
Party  activity  in  th^  Buffalo  area  on  October  1, 1957.  His  retrial  was 
continued  awaiting  the  decisions  of  the  Russell  and  Yellin  cases  in  the 
United  States  Supreme  Court  and  the  retrials  of  certain  cases  in 
Washington,  D.C. 


CHAPTER  VIII 
LEGISLATIVE  RECOMMENDATIONS 

The  rules  of  the  House  and  the  Legislative  Reorganization  Act  of 
1946,  in  establishing  the  House  Committee  on  Un-American  Activi- 
ties, have  directed  the  committee  to  make  investigations  of  subversive 
propaganda  activities  in  the  United  States,  whether  of  a  domestic  or 
foreign  origin,  that  attack  the  principle  of  the  form  of  government 
guaranteed  by  our  Constitution  and  to  investigate  all  other  questions 
in  relation  thereto  that  would  aid  the  Congress  in  any  necessary 
remedial  legislation.  A  duty  was  further  imposed  to  make  a  report 
to  the  House  of  the  results  of  any  such  investigation,  together  with 
such  recommendations  as  it  deems  advisable.  Pursuant  to  this  man- 
date, the  committee  makes  the  following  recommendations : 

I.  ASSASSINATION  OF  PRESIDENT  OR  VICE  PRESIDENT 

It  is  recommended  that  legislation  be  adopted  to  make  punishable 
as  a  Federal  olfense  the  unlawful  killing  of  the  President  or  Vice 
President  of  the  United  States. 

Title  18,  United  States  Code,  sections  1111,  1112,  and  1113,  respec- 
tively, make  murder,  manslaughter,  the  attempt  to  commit  murder 
or  manslaughter.  Federal  crimes  only  when  committed  within  "the  spe- 
cial maritime  and  territorial  jurisdiction  of  the  United  States."  This 
special  jurisdiction  is  defined  in  section  7  of  Title  18,  United  States 
Code,  and  generally  includes  the  waters  within  the  admiralty  and 
maritime  jurisdiction  of  the  United  States  (high  seas  and  navigable 
waters)  and  lands  reserved  or  acquired  for  the  use  of  the  United  States 
and  under  its  exclusive  or  concurrent  jurisdiction. 

]\Iurder  or  manslaughter  of  the  President  or  Vice  President  would 
also  be  pmiishable  under  Federal  law  if  committed  while  aboard  an 
aircraft  in  flight  in  interstate  or  foreign  commerce  (49  U.S.C,  sec. 
1472(k)). 

In  addition,  wrecking  a  train,  or  its  facilities  and  appurtenances 
used  in  interstate  or  foreign  commerce,  resulting  in  the  death  of  any 
person  (including,  of  course,  the  President  or  Vice  President)  is  a 
Federal  offense  punishable  under  section  1991,  18  United  States  Code. 

Apart  from  these  statutes,  the  only  provision  of  law  making  nmrder 
or  manslaughter  committed  within  the  jurisdiction  of  any  State  pun- 
ishable as  a  Federal  crime  is  section  1114  of  Title  18,  U.S.C.  This 
section,  however,  is  limited  to  the  killing  of  certain  officers  and  em- 
ployees of  the  United  States,  principally  law  enforcement  officers, 
while  engaged  in  the  performance  of  official  duties  or  on  account  of 


124  UN-AMERICAN   ACTIVITIES    ANNUAL   REPORT 

the  performance  of  official  duties.  It  applies  only  to  categories  of 
employees  specifically  listed  in  the  section,  such  as:  Federal  judges, 
U.S.  attorneys,  marshals  and  deputy  marshals,  employees  of  the  FBI, 
Justice  Department,  Secret  Service,  Narcotics  and  Customs  Bureaus, 
Internal  Revenue  and  National  Park  Services,  postal  inspectors,  im- 
migration officers.  Coast  Guardsmen,  and  persons  carrying  out  certain 
assignments  for  the  Agriculture  and  Interior  Departments  or  the 
National  Aeronautics  and  Space  Administration. 

The  committee  believes  it  a  matter  of  importance  to  the  national 
security  that  the  unlawful  killing  of  the  President  or  Vice  President 
be  made  punishable  as  a  Federal  offense,  even  though  such  act  is  com- 
mitted within  the  jurisdiction  of  one  of  the  States.  Certainly,  from 
the  constitutional  and  various  other  viewpoints,  the  President  and 
Vice  President  are  more  important  personages  than  the  Federal  officers 
listed  in  section  1114,  Title  18,  mentioned  above,  and  their  deaths  have 
far  greater  impact  on  the  national  security  and  welfare.  The 
reasons  which  support  section  1114,  therefore,  sustain  the  pres- 
ent recommendation. 

Additional  reasons  are  suggested  by  the  circumstances  surrounding 
the  November  22,  1963,  assassination  of  President  Kennedy  by  the 
accused,  Lee  Harvey  Oswald,  a  self-confessed  Marxist.  They  are  also 
suggested  by  the  overall  context  of  the  present  world  situation. 

According  to  the  precepts  and  dogma  of  communism,  "peace-loving 
socialist"  (i.e.  Communist)  forces  are  waging  an  irreconcilable  straggle 
against  "imperialist  capitalists"  led  by  the  United  States.  Commu- 
nists are  taught  that  they  must  work  for  the  destruction  of  all  non- 
Communist  governments  and  that  victoiy  will  surely  be  theirs  because 
the  so-called  laws  of  history  make  a  Communist  world  society  abso- 
lutely inevitable. 

The  Congi'ess  has  found : 

Tliere  exists  a  world  Communist  movement  which,  in  its 
origins,  its  development,  and  its  present  practice,  is  a  world- 
wide revolutionaiy  movement  whose  purpose  it  is,  by 
treachery,  deceit,  infiltration  into  other  groups  (govern- 
mental and  otherwise),  espionage,  sabotage,  terrorism,  and 
any  other  means  deemed  necessary,  to  establish  a  Communist 
totalitarian  dictatorship  in  the  countries  throughout  the 
world  through  the  medium  of  a  world-wide  Commmiist 
organization.^ 

"Within  the  United  States,  the  world  Communist  movement  is  spear- 
lieaded  by  the  Communist  Party  of  the  United  States,  a  group  op- 
erating under  the  control  of  the  Soviet  Union.^  Other  Communist 
groups  of  notable  strength  in  the  United  States,  generally  described  as 
Marxist-Leninist  or  Marxist  (and  usually  having  international  ties), 
although  following  independent  disciplines,  are  dedicated  to  the  same 
basic  views  and  objectives  and  often  operate  in  concert  with  the  Com- 
munist Party. 


1  Internal  Security  Act  of  1950,  sec.  2(1). 

2  After  receiving  volnminous  evidence,  the  Subversive  Activities  Control  Board  pro- 
nounced the  Communist  Party  of  the  United  States  to  be  a  disciplined  organization  oper- 
ating in  this  Nation  under  Soviet  Union  control  -with  the  objective  of  installing  a  Soviet- 
style  dictatorship  In  the  United  States.  This  finding  was  sustained  by  the  United  States 
Supreme  Court  in  Communist  Party  of  the  United  States  v.  Subversive  Activities  Control 
Board,  367  U.S.  1  (1961). 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  125 

The  objective  of  all  these  groups  is  the  overthrow  of  the  United 
States  Government  with  a  view  toward  supplanting  it  with  a  Soviet- 
style  or  "proletarian"  dictatorship.  Together  they  swell  the  tide  of 
activity  directed  toward  this  end.  The  basic  doctrines  of  these  groups 
teach  violence,  revolutionary  action,  and  involve  the  adherents  in  an 
emotional  atmosphere  of  fixed,  intense  hatred  of  non-Communist  gov- 
ernments and  those  who  constitute  their  leadership.  Tons  of  propa- 
ganda to  this  effect  are  disseminated  among  them,  and  among  non- 
Communists  in  the  United  States  as  well,  by  such  groups  and  also 
outside  it — by  groups  in  the  Soviet  Union,  Red  China,  Cuba,  and 
numerous  Cormnunist  parties  and  groups  throughout  the  world. 

The  fact  that  an  admitted  Marxist  with  a  variety  of  Communist  as- 
sociations and  ties  stands  accused  of  assassinating  the  President  of  the 
United  States  created  a  deep  stir  and  frantic  reaction  within  the  Com- 
munist movement.  Leaders  of  Communist  groups  hastened  to  disas- 
sociate themselves  from  the  actions  of  Oswald  and  were  quick  to  claim 
that  Marx  and  Lenin — and  they  themselves — rejected  "such  acts  of  vio- 
lence and  terror."  Even  today,  the  Soviet  Union  and  the  U.S.  Com- 
munist Party  persist  in  promoting  the  claim  that  the  President  was 
assassinated  by  some  as  yet  undiscovered  "rightist"  or  that  Oswald  was 
"an  informer  and  provocateur  for  the  FBI  or  some  other  intelligence 
agency  of  the  U.S.  Government."  ^ 

The  fact  of  the  matter  is  that  Lenin  admonished  all  Communists : 
"We  have  never  rejected  terror  on  principle,  nor  can  we  do  so."  * 

Lenin  made  this  statement  in  the  course  of  a  criticism  of  certain 
Russian  revolutionaries  who  had  supported  recent  attempts  on  the  life 
of  a  Tsarist  government  official  and  a  church  dignitary  and  who  were 
forecasting  a  reign  of  "Red  terror."  He  wanted  it  understood,  how- 
ever, tha.t  his  objections  to  assassinations  were  based  on  his  opinion  that 
they  were  "inopportmie  and  inexpedient"  under  "present  circum- 
stances." Successful  overthrow  of  the  Tsarist  government,  Lenin 
stated  at  this  time  (1901),  depended  upon  the  creation  of  a  "central 
revolutionary  organisation"  to  lead  the  discontented  masses.  "De- 
parture of  the  most  energetic  revolutionaries  to  take  up  the  work  of 
terror,"  he  said,  would  impede  efforts  to  establish  such  an  organiza- 
tion.  He  went  on  to  say : 

Terror  is  a  form  of  military  operation  that  may  be  usefully 
applied,  or  may  even  be  essential  in  certain  moments  of  the 
battle,  mider  certain  conditions  *  *  *  We  would  not  for  one 
moment  assert  that  individual  strokes  of  heroism  are  of  no 
importance  at  all.  But  it  is  our  duty  to  utter  a  strong  warn- 
ing against  devoting  all  attention  to  terror,  against  regard- 
ing it  as  the  princl'pal  method  of  struggle,  as  so  many  at  the 
present  time  are  inclined  to  do.     [Emphasis  supplied.]  ^ 

Years  later,  on  October  25, 1916,  in  commenting  on  the  assassination 
of  the  Austrian  Prime  Minister  by  the  Austrian  Socialist,  Friedrich 

3  Herbert  Aptheker,  leading  U.S.  Communist  Party  theoretician,  writing  in  the  Party's 
monthly,  Political  Affairs,  February  1964,  p.  52. 

*  Lenin,  "Where  to  Begin?"  (May  1901),  Selected  Works,  (New  York:  International 
Publishers,  1943),  vol.  II. 

s  Ibid. 


126  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Adler,  Lenin  was  much  more  specific  in  stating  his  view  of  political 
assassinations : 

As  for  the  political  evaluation  of  the  act,  we,  of  course, 
remain  in  our  old  conviction,  confirmed  by  the  experience  of 
a  decade,  that  individual  terroristic  acts  are  a  purposeless 
form  of  political  struggle.^ 

Lenin  once  again  took  pains,  however,  to  show  that  he  was  not 
against  assassinations,  per  se : 

"Killing  is  no  murder,"  wrote  our  old  Ishra  ^  about  as- 
sassinations. We  are  not  at  all  against  political  murders  *  *  * 
but  from  the  point  of  view  of  revolutionary  tactics,  indi- 
vidual acts  are  purposeless  and  harmful.  *  *  *  Only  in 
direct,  immediate  connection  with  a  mass  movement  could 
or  should  individual  terrorist  acts  be  of  use.  *  *  *  [Empha- 
sis Lenin's.] 

*  *  *  It  would  have  been  good  if  there  had  been  found  some 
leftist  group  which  would  have  published  in  Vienna  a  broad- 
side *  *  *  which  would  have  justified  Adler's  act  morally 
(Killing  is  no  murder),  but  which  would  have  explained  to 
the  workers  that  it  is  not  terrorism  that  is  needed  but  a  sys- 
tematic, continuous,  self-sacrificing  work  of  revolutionary 
propaganda,  agitation,  etc.  *  *  *  § 

What  is  the  real  Communist  view  of  assassmations  ? 

"Killing  is  no  murder  *  *  *.  We  are  not  at  all  against  political 
murders." 

Wliat  really  mattered  to  Lenin — and  matters  to  Communists  today  ? 
The  "political  evaluation  of  the  act."  That  is  what  counts — the  Com- 
munist evaluation  of  whether  or  not  the  assassination  is  useful  to 
their  cause. 

When  Lenin  wrote  "Where  To  Begin?"  he  was  mainly  concerned 
with  the  lack  of  a  "central  revolutionary  organization"  (i.e.  Commu- 
nist Party)  to  exploit  unrest  in  Russia  which  had  been  manifested  in 
recent  student  demonstrations.  Under  the  prevailing  circumstances, 
he  considered  individual  acts  of  terror  diversionary,  "inopportune 
and  inexpedient."  But  he  clearly  implied  that  under  different  con- 
ditions they  would  be  important  "individual  strokes  of  heroism." 

Moreover,  since  Lenin's  time,  the  Communists  have  made  it  clear 
that  their  "political  evaluation  of  the  act"  is  such  that  they  do  not  limit 
Lenin's  principle  (the  utility  of  assassinations)  to  the  conditions  pre- 
scribed in  a  general  way  in  "Where  to  Begin  ?" 

Was  the  assassination  of  President  Kennedy  an  expedient,  useful 
act  from  the  Communist  viewpoint  ?  We  can  hardly  expect  to  learn 
the  answer  to  this  question  from  the  only  persons  in  positions  to  really 
know  the  truth,  the  leaders  of  the  principal  Communist  camps.  What 
we  have  seen,  conflicts :  professed  regret  in  Moscow,  open  jubilation 
in  Peking. 

AVhether  the  assassination  of  President  Kennedy  was  an  individual 
act  or  the  work  of  a  conspiracy  (the  committee  takes  no  position  on 


^  Lenin,  Letter  to  Franz  Koritschoner,  Sochineniya  (Works)  (3d  ed.  ;  Moscow:  Parti- 
tnoe  Izdatelstvo  (Party  Publishing  House)),  vol.  XXIX   (1933),  pp.  311-313. 

■^  A  newspaper  which  was  established  by  Lenin  and  his  friends  in  Germany  in  1900  and 
Illegally,  distributed  within  Russia. 

*  Lenin,  letter  to  Franz  Koritschoner,  op.  cit. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  127 

this  question),  it  is  clear  that  Communist  adherents,  in  whom  ideas  of 
violence,  disloyalty,  and  hatred  are  daily  inculcated  by  the  propaganda 
organs  of  the  Commmiist  movement  and  the  statements  of  its  leaders, 
camiot  be  expected  always  to  miderstand  or  act  ux^on  the  refinements 
of  Communist  dogma  or  directives  or  judgments  as  to  the  expediency 
of  a  particular  act  at  any  given  moment.  Because  hate  is  so  large  an 
element  in  Communist  doctrme  and  propaganda,  it  is  reasonable  to 
conclude  that  Oswald's  close  association  with  the  Commmiist  move- 
ment and  readmg  of  its  propaganda  organs  markedly  mtluenced  his 
conduct.  Oswald  was  mvoived  in  the  U.S.  Coimnmiist  agitation- 
propaganda  effort,  leading  the  attempted  organization  of  a  Fair  Play 
for  Cuba  Committee  chapter  m  Dallas — and  the  Commimist  propa- 
ganda he  read  portrayed  the  President  as  the  leader  of  that  govern- 
ment deemed  by  Conununists  to  be  their  principal  enemy. 


9 


"  Ou  September  9,  1963,  just  a  few  months  before  the  assassination  of  President  Ken- 
nedy, the  Miami  Herald  published  the  following  dispatch  from  Havana,  Cuba,  which,  in 
the  light  of  subsequent  events,  assumes  great  significance,  particularly  in  view  of  Oswald's 
role  in  the  Fair  Play  for  Cuba  Committee  : 

•'Havana. — Prime  Minister  Fidel  Castro  said  Sunday  'U.S.  leaders'  would  be  in  danger  if 
they  helped  in  any  attempt  to  do  away  with  leaders  of  Cuba. 

"Bitterly  denouncing  what  he  called  recent  U.S.  promoted  raids  on  Cuban  territory. 
Castro  said  : 

•'  'We  are  prepared  to  fight  them  and  answer  in  kind.  U.S.  leaders  should  think  that  if 
they  are  aiding  terrorist  plans  to  eliminate  Cuban  leaders,  they  themselves  will  not  be 
safe.' 

"The  bitterest  Castro  attack  yet  on  President  Kennedy  was  made  early  Sunday  morning 
in  a  rambling,  informal  post-midnight  dissertation  following  a  reception  at  the  Brazilian 
embassy. 

"  'Kennedy  is  the  Batista  of  his  times  .  .  .  and  the  most  opportunistic  American 
President  of  all  times,'  Castro  said. 

"Fulgencio  Batista  was  the  Cuban  dictator  ousted  by  Castro's  revolution 

!',^^,*^  ^'"'^^<^. States,  Castro  said,  'is  fighting  a  battle  against  us  they  cannot  win  ' 

Kennedy  is  a  cretin,'  Castro  asserted,  'and  a  member  of  an  oligarchic  family  that 
controls  several  important  posts  in  the  government.  For  instance,  one  brother  is  a  senator 
and  another,  attorney  general  .  .  .  and  there  are  no  more  Kennedy  officials  because 
there  are  no  more  brothers.' 

"Castro  also  disclosed  that  Cuba  has  not  yet  made  up  its  mind  about  signing  the  limited 
nuclear  test  ban  treaty  drawn  up  last  month  in  Moscow. 

"A  recent  dispatch  from  Moscow  indicated  the  Kussians  themselves  have  been  puzzled 
by  Cuba  s  silence  in  connection  with  the  treaty.  Speculation  there  was  that  Castro  was 
holding  out  for  more  Soviet  economic  aid  and  threatening  to  cast  his  lot  with  the  Red 

"The  prime  minister  did  not  explain  which  points  in  the  treaty  were  being  given  most 
consideration.     But  he  said :  j  e  & 

"  ' We  are  taking  into  account  the  current  v.orld  situation,  which  of  course  involves  the 
Caribbean  situation    which  has  been   deteriorating  in  the  last  few  days  due  to  piratical 
attacks  by  the  United  States  against  the  Cuban  people.' 
2  "He  accused  the  United  States  of  carrying  out  'double-crossing  and  shifting  policies.' 

''  'The  United  States  is  always  ready  to  negotiate  and  make  promises  which  later  it  will 
not  honor.  This  has  happened  to  promises  made  during  the  October  crisis  Thev  have 
been  broken  as  can  be  seen  with  new  attacks.  But  I  warn  this  is  leading  to  a  very 
dangerous  situation  that  could  lead  to  a  worse  crisis  than  October's  ' 

"Castro  said  recent  sea  and  air  raids  on  Cuban  industry  had  done  no  damage  to  speak 
of.  and  said  Cubans  knew  'the  hand  of  the  United  States  and  its  Latin  American  puppet 
governments,  particularly  Guatemala,  Costa  Rica,  and  Nicaragua,  are  behind  those  attacks ' 

•'He,  said  he  was  not  worried  by  economic  problems  or  any  other  problems  jUthoS^ 
there  is  a  certain  disorganization  which  we  are  correcting."  "  cuLiiuuga 

betepMn''mrnd*^*'°*  "^^^'^^  demonstrates  Castro's  view  on  the  utilization  of  terror  should 
In  November  1962.  less  than  a  month  after  the  Cuban  missile  crisis,  the  FBI  arre-^ted 
five  pro-Castro  Cubans  in  New  York  City.  Two  of  them  were  attached  to  the  Cuban 
mission  to  the  United  Nations.  Another  had  recently  arrived  in  the  United  States  on  a 
m^iraccredUatTon  *"  '''^'  """^  ^""^  °'''''°°'  ^"*  ^^^  °°*  ^^^  ^'"^  Irant^  offlcllf  dipV 
<-,•  J"^^  /y^  .^^^  weapons,  explosives,  and  incendiary  devices  in  their  possession  at  the 
*f  ^rete*|s^r^l^  pef  ^#/«als*o^^to^-^ 
rt^oZ-nat^Tal^d'^e^eng^ate'^rL^ll  "^^^  '°^"^^"^   ^^^^'^^^  -"'^  co#sp*i'r!n"^g 't"o 'S/^cl 


lefT  tho  TTn^-to^  Q'^^i'^  protest  from  the  Department  of  State,  the  two  so  called  diplomats 
left  the  United  States  and  returned  to  Cuba.  The  other  three  were  not  tried  h  t  were 
exchanged  in  April  1963  for  Americans  held  by  Castro  ' 

,r.\V^^T}^^}^ J'^t''^}^^^^  of  these  Cubans  were  official  representatives  of  the  Castro  resime 
tn  t'i^i.Unit^'d  Nations,  there  can  be  little  doubt  but  that  their  conspiracy  to  sabotag<^ind 
bles^n^.-  ^^'*'^'  *^^*  '^°''^'^  probably  have  killed  a  number  of  pe^ople^hadSro's 


128  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

In  the  recommendations  for  amendment  of  Title  18,  U.S.  Code,  to 
give  Federal  jurisdiction  in  the  offenses  set  forth,  the  committee  finally 
observes  that,  where  acts  of  violence  involve  Marxist  movements,  all 
facts  can  be  developed  only  with  the  assistance  or  use  of  Federal  agen- 
cies. These  movements  are  largely  national  and  international  in  scope 
and  frequently  involve  foreign  governments,  groups,  or  organizations. 
State  officers  do  not  have  the  facilities  or  means  to  develop  all  facts 
surrounding  the  commission  of  an  offense  in  which  such  individuals  are 
involved.  The  direction  by  President  Johnson  to  the  Federal  Bureau 
of  Investigation  (rather  than  to  the  Dallas  Police  Department  or  the 
Texas  Department  of  Public  Safety)  and  the  creation  of  a  special 
national  commission  to  ascertain  the  facts  surrounding  the  assassina- 
tion of  President  Kennedy  would  seem  to  make  this  clear.  Moreover, 
bringing  the  commission  of  the  offense  within  the  jurisdiction  of  the 
United  States  also  avoids  a  conflict  of  investigative  jurisdiction,  places 
responsibility  in  the  Federal  authorities,  and  thus  avoids  any  deterio- 
ration of  the  investigative  process.  For  all  these  reasons  the  committee 
recommends  legislative  action. 

II.  AREA  RESTRAINTS  ON  TRAVEL 

It  is  recommended  that  legislation  be  adopted  explicitly  authorizing 
the  President  to  regulate  travel  by  United  States  citizens  to  specific 
areas  or  countries,  at  such  times  as  he  finds  that  the  national  interest 
requires  such  action,  and  making  the  violation  of  such  restraints  pun- 
ishable as  an  offense  against  the  United  States. 

The  need  for  such  legislation  appeared  as  a  result  of  intensive  investi- 
gation and  a  series  of  hearings  undertaken  by  this  committee  in  1963 
concemmg  the  pro-Castro  and  Communist  propaganda  activities  of 
a  substantial  number  of  United  States  citizens  who  had  traveled  to 
Cuba  during  the  previous  2  years  apparently  in  contravention  of  law 
and  regulations.  (See  Violatio7is  of  State  Department  Travel  Regu- 
lations and  Pro-Castro  Propaganda  Activities  in  the  United  States^ 
parts  1,  2,  3,  and  4,  Hearings  before  the  Committee  on  Un-American 
Activities,  U.S.  Government  Printing  Office,  1963.) 

This  committee  recommendation  is  not  based  on  the  belief  that  the 
President  of  the  United  States  does  not  possess  power  to  impose  general 
prohibitions  or  restrictions  on  the  travel  of  Americans  to  or  within 
certain  areas  of  the  world.  Rather,  it  is  based  primarily  on  evidence, 
developed  in  the  committee's  above-mentioned  hearings,  that  there  is 
need  to  strengthen  the  existing  law  (Section  1185(b),  Title  8,  U.S.C.) 
making  violations  of  Presidential  travel  restrictions  a  pmiishable 
offense. 

The  President's  power  to  regulate  travel  to  specific  areas  under  cer- 
tain conditions  derives  from  his  implied  constitutional  duty  to  conduct 
the  foreign  affairs  of  the  United  States  and  from  his  position  as  the 
chief  executor  of  the  activities  of  the  Federal  Government  in  the  field 
of  international  relations  and  for  the  defense  of  the  Nation  and  the 
prevention  of  war.  This  power  has  been  repeatedly  claimed  and  exer- 
cised by  the  President  in  the  course  of  our  history. 

Although  the  President  has  frequently  exercised  the  power  to  impose 
area  restraints  on  travel,  this  power  had  not  been  tested  in  the  courts 
or  made  the  subject  of  judicial  determination  until  recently.  In  three 
noteworthy  cases  decided  by  the  United  States  Court  of  Appeals  for 


UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT  129 

the  District  of  Columbia  Circuit  during  the  last  few  years,  the  Federal 
judiciary  has  had  occasion  to  pass  upon  the  constitutionality  of  the 
exercise' of  this  power.  In  these  cases — Worthy  v.  Herter^  270  F.  2d 
905,  decided  June  9,  1959;  Frank  v.  Herter,  269  F.  2d  245,  decided 
July  6,  1959 ;  and  Porter  v.  Herter,  278  F.  2d  280,  decided  April  28, 
I960 — the  exercise  of  the  power  has  been  upheld,  and  in  all  three  cases 
certiorari  was  denied  by  the  United  States  Supreme  Court  (361  U.S. 
918 ) .  In  view  of  the  significance  of  these  cases  to  the  legislative  prob- 
lems, they  deserve  exposition. 

Worthy  v.  Herter 

The  opinion  in  this  case  was  written  by  Chief  Judge  Prettyman  for 
a  unanimous  panel  of  the  court  of  appeals,  consisting  also  of  Justice 
Burton  (sitting  by  designation)  and  Circuit  Judge  Miller. 

William  Worthy,  Jr.,  was  a  newspaperman,  duly  accredited  by  the 
Afro-American  Newspapers,  the  New  York  Post,  and  the  Columbia 
Broadcasting  System.  A  passport  had  originally  been  issued  to  him 
in  1955,  containing  a  restriction  stating  that  it  was  not  valid  for  travel 
to  five  named  areas  under  control  of  authorities  with  which  the  United 
States  did  not  have  diplomatic  relations,  including  portions  of  China, 
Korea,  and  Vietnam  under  Communist  control,  and  also  a  restriction 
against  travel  in  Hungary.  Under  this  1955  passport,  despite  the 
restrictions.  Worthy  had  nevertheless  traveled  extensively  in  both 
Communist  China  and  Hungary.  In  1957  Worthy  applied  for  a 
renewal  of  this  1955  passport.  He  was  asked  whether  he  would  make 
a  commitment  to  abide  these  same  restrictions  in  the  1957  renewal  for 
which  he  applied.  Worthy  declined  to  make  such  a  commitment,  and 
the  application  for  renewal  of  passport  was  refused. 

The  refusal  of  the  passport  did  not  rest  upon  Woi^^^j's  writings, 
character,  or  membership  in  any  organization.  This  the  court  made 
clear,  and  thus  distinguished  the  issue  in  this  case  from  that  involved 
in  Kent  v.  Dulles,  hereafter  noted.  The  present  case  was  an  application 
of  the  general  policy  of  refusing  Government  sanction  to  travel  by 
United  States  citizens  in  certain  areas  of  the  world  presently  under 
Commmiist  control,  deemed  to  be  trouble  spots,  where  the  presence  of 
American  citizens  and  the  official  approval  of  their  presence  would 
impede  the  execution  of  American  foreign  policy  in  relation  both  to 
those  countries  and  to  other  coimtries. 

The  court  unanimously  held  that  such  designation  of  restricted  areas 
was  within  the  power  and  authority  of  the  Executive,  for  the  following 
reasons : 

(1)  The  designation  of  certain  areas  of  the  world  as  forbidden  to 
American  travelers  falls  within  the  power  to  conduct  foreign  affairs. 
The  imposition  of  such  restrictions  is  an  instrument  of  foreign  policy. 
"The  essence  of  the  conduct  of  foreign  affairs  is  the  maintenance  of 
peace,  the  prevention  of  war.  The  Constitution  places  that  task  of  pre- 
vention in  the  hands  of  the  Executive.  The  two  correlative  powers,  to 
conduct  war  and  to  prevent  war,  are  Executive  functions  under  our 
Constitution.'-  The  court  concluded  that  the  President  has  anii)le 
power  to  impose  these  restrictions  under  the  Constitution  itself,  and 
apart  from  st  at 1 1  to. 

(2)  Although  there  is  ample  power  under  the  Constitution  itself  to 
impose  geographical  restrictions,  there  is  also  a  statutoiy  power  to  des- 


130  UN-AJVIERICAN   ACTR^ITIES    ANNUAL    REPORT 

ignate  restricted  areas  under  section  llb5(b)  of  Title  8  U.S.C.,  the 
Immigration  and  Nationality  Act,  and  the  Act  of  July  3,  1926  (22 
U.S.C.  211a).  ■  .V 

(3)  As  to  Worthy's  claim  that  the  right  to  travel  is  protected  by  the 
Constitution,  being  a  part  of  tlie  right  to  liberty,  the  court  answered 
this  claim  in  a  lucid  passage  which  deserves  to  be  set  forth  in  full,  as 
follows : 

The  right  to  travel  is  a  part  of  the  right  to  liberty,  and  a  news- 
paperman's right  to  travel  is  a  part  of  the  freedom  of  the 
press.  But  these  \'alid  generalizations  do  not  support  unre- 
strained conclusions.  For  the  maintenance  and  preservation 
of  liberty,  individual  rights  must  be  restricted  for  various  rea- 
sons from  time  to  time.  In  case  of  a  clear  and  present  danger 
to  the  national  security,  even  so  generally  unrestrictable  a 
right  as  speech  can  be  restricted.  In  case  of  a  reasonably  an- 
ticipated threat  to  security  or  to  law  and  order,  many  acts 
by  individuals  can  be  restricted.  An  assembling  mob  bent  on 
disorder  can  be  dispersed.  A  man  with  a  contagious  disease 
can  be  locked  in  his  house.  Potentially  dangerous  actions 
must  be  restricted  in  order  to  prevent  harm  to  others.  So  we 
have  sanitation,  fire,  building  and  speeding  regulations. 

Liberty  itself  is  inherently  a  restricted  thing.  Liberty  is  a 
product  of  order.  There  is  no  liberty  in  anarchy  or  in  ciiaos. 
Liberty  is  achieved  by  rules,  which  correlate  every  man's  ac- 
tions to  every  other  man's  rights  and  thus,  by  mutual  restric- 
tions one  upon  the  other,  achieve  a  result  of  relative  freedom. 
The  mere  day-to-day  maintenance  of  the  order  which  insures 
liberty  requires  restrictions  upon  individual  rights.  Some  ac- 
tions, neither  harmful  nor  potentially  dangerous,  must  be  re- 
stricted simply  for  the  sake  of  g-ood  order  m  the  commimity. 
So  we  have  parking,  traffic  and  zoning  regulations  and  rules 
of  court. 

No  individual  may  take  whatever  he  pleases,  and  so  all 
others  are  free  to  enjoy  their  possessions.  One  man  may  not 
assault  another  with  whom  he  disagrees,  and  this  restriction 
protects  the  freedom  of  all  to  speak  and  live  peacefiUly.  One 
may  not  spread  vicious  lies  about  another,  and  so  all  are  free 
to  enjoy  their  good  reputations.  Every  person  is  forbidden  to 
join  with  liis  competitors  to  drive  another  person  out  of 
business,  and  so  aU  are  free  to  pursue  their  trades  and  buy 
products  at  reasonable  prices.  Everybody's  liberty  is  re- 
stricted by  prohibitions  against  driving  recklessly,  spread- 
mg  disease,  and  leaving  hidden  dangers  on  property,  and  so 
the  whole  community  is  free  to  enjoy  health.  One  camiot 
trample  his  neighbor's  flower  beds,  or  even  trespass  on  his 
lawn.  Even  in  a  neighborhood  community  every  man's  right 
to  roam  is  drastically  restricted.  A  man  who  asserts  his  own 
uninhibited  freedom  to  go  where  he  pleases  is  a  menace  and 
is  quickly  put  in  his  place.  He  may  not  park  where  he  pleases, 
or  drink  where  he  pleases,  or  spit  where  he  pleases.  In  the 
community  the  police  take  care  of  these  matters,  and  in  so 
doing  the  officers  act  as  servants  of  the  rest  of  the  community ; 
they  are  the  government. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  131 

Freedom  to  worship  as  each  one  chooses  is  restricted  in  some 
ways.  Worship  by  hmnan  sacrifice  is  forbidden.  A  member 
of  one  religion  camiot  interrupt  the  services  of  another  reli- 
gion in  order  to  worship  in  his  own  way.  Through  this  re- 
striction all  have  freedom  to  worship  as  they  choose. 

Freedom  of  the  press  bears  restrictions.  It  does  not  include 
the  right  to  publish  what  another  has  registered  with  the  copy- 
right office.  iSIerely  because  a  newsman  has  a  right  to  travel 
does  not  mean  he  can  go  anywhere  he  wishes.  He  cannot  at- 
tend conferences  of  the  Supreme  Court,  or  meetings  of  the 
President's  Cabinet,  or  executive  sessions  of  Committees  of 
the  Congress.  He  cannot  come  into  my  house  without  my 
permission,  or  enter  a  ball  park  without  a  ticket  of  admission 
from  the  management,  or  cross  a  public  street  downtown  be- 
tween crosswalks.  He  cannot  pass  a  police  cordon  thrown 
about  an  accident,  unless  he  has  a  pass  from  the  police.  A 
newsman's  freedom  to  travel  about  is  a  restricted  thing,  sub- 
ject to  myriad  limitations. 

The  peace-loving  have  rights.  Those  Avho  recognize  the 
fundamental  necessities  of  liberty  as  a  delicate  product  of 
order  have  power  to  protect  themselves  and  their  liberty. 
The  liberty  of  everyone,  law-abiding  citizen  and  criminal 
alike,  is  involved  in  the  maintenance  of  order  and  is  threat- 
ened when  disorder  brings  either  the  necessity  or  the  oppor- 
unity  for  force  to  replace  correlated  rules  of  conduct.  Such 
a  threat  may  easily  arise  from  conditions  in  foreign  lands. 
The  people  have  a  right  to  protect  their  liberty,  no  matter 
whence  the  threat. 

Indeed  it  is  quite  clear  that  those  who  cry  the  loudest  for 
unrestricted  individual  freedom  of  action  would  be  the  loud- 
est in  bemoaning  their  fate  if  their  plea  were  granted.  The 
same  release  from  constituted  authoritv  would  set  free  per- 
sons so  powerful,  so  ruthless,  so  bent  on  autocratic  control 
that  no  newsman  would  have  any  liberty  whatever.  The 
customary  prompt  transformation  of  unrestrained  liberty 
into  dictatorship  is  one  of  tlie  poignant  lessons  of  history. 
These  pleas  for  imrestricted  individual  freedom  seem  to  us 
to  be  made  upon  a  firm  assumption  that  not  too  many  people 
will  be  granted  such  liberty  and  not  too  much  liberty  in  any 
event.  Worthy  himself  says  he  does  not  plead  for  an  un- 
restricted liberty  for  all  people.  His  plea  is  for  his  own 
liberty  to  do  what  he  happens  to  choose. 

So  we  conclude  on  the  point  that  the  right  to  travel,  like 
every  other  form  of  liberty,  is,  in  our  concept  of  an  ordered 
society,  subject  to  restrictions  under  some  circumstances  and 
for  some  reasons. 

Franh  v.  Herter 

This  case  was  decided  for  the  court  of  appeals  by  Judges  Bazelon, 
Fahy,  and  Burger. 

This  decision  is  a  per  curiam  decision  of  one  paragraph,  in  which 
the  court  stated  that  the  questions  involved  were  decided  by 
this  court  in  Worthy  v.  Herter  and  that,  therefore,  the  complaint  of 
Waldo  Frank  to  remove  from  his  passport  a  travel  restraint  clause 
as  to  Communist  China  and  to  enjoin  the  enforcement  of  sanctions 

36-584—64 10 


132  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

against  the  plaintiff  was  dismissed  upon  a  motion  of  the  Secretary  of 
State  for  summary  judgment. 

However,  there  is  a  concurring  opinion  by  Judge  Burger,  who  felt 
that  there  was  something  more  involved  in  this  appeal  of  Frank  than 
was  involved  in  the  "Worthy  case.  Judge  Burger  pointed  out  that 
the  issue  in  the  Worthy  case  related  only  to  the  power  of  the  President 
to  impose  an  area  restriction  on  travel  of  United  States  citizens, 
whereas  in  the  Frank  case  an  additional  issue  was  presented,  namely : 
Conceding  the  Secretary's  power  to  limit  travel  to  Communist  China, 
was  the  formula  and  criteria  prescribed  for  the  selection  of  a  limited 
number  of  news  correspondents  who  were  permitted  to  travel  to 
Communist  China  unconstitutionally  discriminatory  as  to  Frank? 

It  appeared  that  Frank  was  a  teacher  and  lecturer,  who  had  an  in- 
vitation to  lecture  in  Communist  China,  and  sought  removal  of  a  travel 
restraint  clause  in  a  duly  issued  passport  which  he  held,  restraining 
travel  to  that  country.  The  passport  held  by  Frank — like  all  those 
issued  by  the  State  Department  in  recent  years — contained  the  follow- 
ing provision : 

This  passport  is  not  valid  for  travel  to  the  following  areas 
under  the  control  of  authorities  with  which  the  United  States 
does  not  have  diplomatic  relations:  Albania,  Bulgaria  and 
those  portions  of  China,  Korea  and  Viet-Nam  under  Com- 
munist control. 

In  support  of  his  complaint  seeking  removal  of  the  restraint, 
Frank  made  three  contentions:  (1)  The  Secretray  of  State  had  no 
statutory  authority  to  prevent  United  States  citizens  from  traveling 
to  China;  (2)  the  travel  restrictions  are  a  violation  of  his  first  amencl- 
ment  rights  of  free  speech  and  j^ress  and  the  deprivation  of  his  right 
to  earn  a  living  by  activities  requiring  travel;  and  (3)  the  Secretary's 
action  in  granting  travel  rights  to  25  or  30  representatives  of  various 
news  services,  while  denying  the  same  rights  to  him  individually,  was 
an  unreasonable  discrimination  in  violation  of  due  process  under  the 
fifth  amendment. 

Frank's  pleadings  described  him  as  a  writer,  scholar,  and  teacher, 
who  has  lectured  here  and  abroad  and  who  wrote  for  20  Latin  Ameri- 
can papers.  He  asserted  that  he  had  an  invitation  to  lecture  at  the 
University  of  Peking. 

The  Secretary  of  State  in  reply  responded  as  he  did  in  Worthy  v. 
Herter:  (1)  That  an  essential  feature  of  United  States  policy  toward 
world  communism  generally  and  Communist  China  in  particular  is 
to  withhold  recognition,  de  facto  and  de  jure,  of  that  regime;  (2)  that 
in  the  implementation  of  that  policy,  travel  of  United  States  citizens 
to  the  China  mainland  has  been  prohibited;  (3)  that  the  Executive's 
power  to  conduct  foreign  affairs  springs  from  the  inherent  powers  of 
a  sovereign,  confirmed  by  the  Constitution  and  implemented  by  joint 
action  of  the  President  and  Congress  in  statutes;  and  (4)  that  in  im- 
plementation of  its  policy,  the  Secretary  has  developed  a  formula  to 
permit  a  limited  number  of  news-gathering  agencies  to  designate 
representatives  to  receive  passports  to  Communist  China,  the  agencies 
being  selected  on  the  basis  of  established  past  interest  in  foreign  news 
coverage. 

Judge  Burger  said  that  the  first  two  contentions  of  Frank  were 
disposed  of  in  Worthy  v.  Herter,  but  that  the  challenge  to  the  Secre- 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  133 

tary's  action  as  being  discriminatoiy  is  not  necessarily  controlled  by 
the  Worthy  case.  Judge  Burger  then  dealt  with  the  charge  of  uncon- 
stitutional discrimination.  He  declared  that  the  Secretary's  decision 
relating  to  the  manner  of  selection  of  correspondents  to  be  afforded 
travel  privileges  to  China  is  a  political  decision  not  subject  to  judicial 
review  unless  it  appears  that  the  decision  of  the  Secretary  was  so 
arbitrary  as  to  render  the  basis  of  the  choice  discriminatory : 

If,  for  example,  the  choice  was  limited  only  to  Democrats  or 
only  to  Republicans,  obviously  that  would  be  improper  and 
would  fall.  But  judicial  review  even  of  the  formula  of  selec- 
tion is  narrow  and  it  is  limited  to  determining  whether  the 
basis  of  the  choice  bears  some  rational  relationship  to  the  ends 
to  be  served.  The  distinction  made  between  news  agencies 
with  a  demonstrated  interest  in  foreign  news  coverage  and 
individual  reporters  must  have  some  relevance  to  the  purpose 
to  be  achieved. 

In  this  case  the  Secretary  invited  each  news-gathering  agency  with 
a  demonstrated  mterest  in  reporting  foreign  news  to  apply  for  leave 
to  go  to  the  China  mainland  and  specifically  set  as  an  eligibility  cri- 
terion the  maintenance  of  at  least  one  full-time  correspondent  over- 
seas.   Judge  Burger  said : 

Our  Government  has  decided  to  try  out  this  program  of 
allowing  some  news  correspondents  to  go  to  Communist 
China  on  an  "experimental  and  temporary  basis"  because 
presumably,  as  a  calculated  risk,  in  the  conduct  of  foreign  af- 
fairs it  may  help  our  ultimate  objectives  of  world  peace  and 
stability,  reduction  of  tensions,  and  resistance  to  Commu- 
nism. In  such  an  experiment  the  political  branches  of  the 
government  must  be  allowed  wide  latitude  in  carrying  out 
its  policy. 

Judge  Burger  then  said  it  was  not  the  duty  of  the  court  to  decide 
whether  the  Secretary  of  State  had  developed  the  best  formula  for  tliis 
program,  but  to  decide  merely  whether  he  had  exceeded  his  authority 
or  had  acted  discriminatorily.  Judge  Burger  found  that  the  formula 
established  for  the  selection  of  a  limited  number  of  correspondents 
was  not  discriminatory  and  he  therefore  concurred  in  the  judgment 
dismissing  the  complaint. 

Porter  v.  Herter 

This  appeal  was  decided  by  Justice  Burton  (sitting  by  designation) 
and  Circuit  Judges  Danaher  and  Bastian,  in  a  brief  per  cukiam 
decision. 

Porter  was  a  Member  of  Congress,  representing  the  Fourth  Con- 
gressional District  of  the  State  of  Oregon,  who  on  August  7,  1958,  was 
issued  a  passport  on  which  appeared  a  restriction  identical  to  that 
contained  in  Frank's  passport  and  previously  quoted.  On  June  10, 
1959,  Porter  applied  to  the  Department  of  State  for  permission  to 
visit  Red  China,  asserting : 

A  member  of  Congress  has  a  right  to  go  anywhere  in  the 
world  to  do  his  duty  as  a  U.S.  legislator  as  he  sees  it,  except 
in  time  of  war  or  emergency.  Any  other  policy  would  seem 
to  be  an  unconstitutional  breach  of  the  separation  of  powers. 


134  UN-AJVIERICAN    ACTIVITIES    ANNUAL    REPORT 

Porters  application  Tvas  denied.  He  then  instituted  suit  in  the  dis- 
trict court  asserting  that  the  Secretary's  action  was  in  violation  of  his 
rights  under  the  Passport  Act  of  1926  and  the  Constitution  of  the 
United  States.  He  asked  for  an  injunction  to  restrain  the  Secretary 
from  withholding  passport  facilities  and  for  an  order  compelling 
the  Secretary  to  remove  the  limitation  upon  his  use  of  the  passport 
for  travel  to  China. 

The  court  in  its  decision  noted  that,  although  Porter  as  a  member 
of  the  Committee  on  Post  Office  and  Civil  Service  had  been  authorized 
to  travel  on  behalf  of  that  committee  in  an  official  capacity  to  Okinawa 
and  Japan  to  investigate  personnel  problems  of  overseas  employees, 
he  had  no  comparable  authority  from  Congress  to  travel  in  Commu- 
nist China.  The  court  held  that  his  status  as  a  Member  of  Congress, 
without  more,  does  not  entitle  him  to  be  exempted  from  regulations  of 
the  Executive  in  matters  within  the  Executive's  constitutional  compe- 
tence. The  court  particularly  pointed  out  that  there  was  no  question 
in  this  case  of  a  conflict  between  the  legislative  and  executive  branches 
in  which  the  court  would  be  called  upon  to  resolve  opposing  constitu- 
tional claims.  The  issue  here  was  merely  a  right  asserted  by  Porter 
in  his  individual  capacity,  although  a  member  of  the  legislative 
branch:  and,  under  such  circumstances,  he,  as  an  individual  Con- 
gressman, must  conform  to  the  passport  regulations  which  are  equally 
applicable  to  all  citizens  and  which  have  been  authorized  by  the 
branch  of  the  Government  having  jurisdiction  over  the  subject.  The 
court  said  that,  viewed  in  this  light,  his  rights  are  subject  to  the 
considerations  discussed  in  Worthy  v,  Herter  and  Frank  v.  Herter. 

It  is  significant  that  in  the  above-mentioned  cases  the  courts  did 
not  question  the  general  authority  of  the  President — apart  from  spe- 
cific statute — to  impose  area  restrictions  on  travel.  Nevertheless, 
whatever  powers  may  be  vested  in  the  President  alone  in  this  area, 
there  is  no  doubt  that  the  President  and  the  Congress,  acting  together, 
may  exercise  the  total  powers  of  a  sovereign  state,  subject  to  consti- 
tutional requirements,  in  matters  concerning  travel,  including  area 
restrictions. 

The  committee's  hearings  indicate,  however,  that  the  security  prob- 
lem facing  this  country  today  is  not  so  much  one  of  power  to  regulate 
travel  as  it  is  the  effectiveness  of  existing  laws  attaching  penalties  to 
travel  undertaken  in  violation  of  Presidential  directives. 

This  is  a  problem  the  President  alone  cannot  solve.  Only  the  Con- 
gress, in  the  exercise  of  its  legislative  function,  can  create  or  impose 
penal  sanctions  for  the  infringement  of  such  regulations  or  prohibi- 
tions as  the  President  may  promulgate. 

Although  recognizing  the  historic  power  of  the  President  to  place 
area  restrictions  on  travel,  the  committee  believes  that  his  hand  should 
be  strengthened  by  the  enactment  of  legislation  expressing  the  will  and 
intent  of  the  legislative  branch  of  the  Government,  spelled  out  in  di- 
rect and  positive  form.  The  committee  takes  this  position  because, 
as  previously  indicated,  existing  statutes  contain  weaknesses  which 
need  correction  in  the  interest  of  national  security.  A  review  of  the 
provisions  of  these  statutes  and  their  administration  relative  to  unau- 
thorized travel  to  Cuba  during  the  past  2  years  indicates  what  these 
wealoiesses  are  and  what  steps  should  be  taken  to  correct  them. 

In  the  past,  the  Secretary  of  State  has  claimed  and  exercised 
the  power  to  fix  area  restrictions  on  travel  pursuant  to  the  Act  of 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  135 

July  3,  192G,  44  Stat.  887:  22  U.S.C.  211a.     That  act  provides  as 

follows : 

The  Secretary  of  State  may  grant  and  issue  passports,  and 
cause  passports  to  be  granted,  issued,  and  verified  in  foreign 
countries  by  diplomatic  representatives  of  the  United  States, 
and  by  such  consul  generals,  consuls,  or  vice  consuls  when  in 
charge,  as  the  Secretary  of  State  may  designate,  and  by  the 
chief  or  other  executive  officer  of  the  insular  possessions  of  the 
United  States,  under  such  rules  as  the  President  shall  desig- 
nate and  prescribe  for  and  on  behalf  of  the  United  States,  and 
no  other  person  shall  grant,  issue,  or  verify  such  passports. 

Based  on  the  authority  of  this  statute  the  President,  as  long  ago  as 
March  31,  1938,  adopted  the  following  regulation  (22  CFR  51.75)  : 

The  Secretary  of  State  is  authorized  in  his  discretion  to  re- 
fuse to  issue  a  passport,  to  restrict  a  passport  for  use  only  in 
certain  countries,  to  restrict  it  against  use  in  certain  countries, 
to  withdraw  or  cancel  a  passport  already  issued,  and  to  with- 
draw a  passport  for  the  purpose  of  restricting  its  validity  or 
use  in  certain  countries. 

The  Immigration  and  Nationality  Act  of  1952  (Title  8,  U.S.C, 
section  1185)  provides  that  toheii  the  United  States  is  at  loar  or  during 
the  existence  of  amy  national  emergency  proclaimed  hy  the  President: 

After  such  proclamation  *  *  *  has  been  made  and  pub- 
lished and  while  such  proclamation  is  in  force,  it  shall,  except 
as  otherwise  provided  by  the  President,  and  subject  to  such 
limitations  and  exceptions  as  the  President  may  authorize 
and  prescribe,  be  unlawful  for  any  citizen  of  the  United  States 
to  depart  from  or  enter,  or  attempt  to  depart  from  or  enter, 
the  United  States  unless  he  bears  a  valid  passport. 

Any  person  who  shall  willfully  violate  any  of  the  provisions 
of  this  section,  or  of  any  order  or  proclamation  of  the  Presi- 
dent promulgated,  or  of  any  permit,  rule,  or  regulation  issued 
thereunder,  shall,  upon  conviction,  be  fined  not  more  than 
$5,000,  or,  if  a  natural  person,  imprisoned  for  not  more  than 
5  years,  or  both  *  *  *  and  any  vehicle,  vessel,  or  aircraft  to- 
gether with  its  appurtenances,  equipment,  tackle,  apparel,  and 
furniturej  concerned  in  any  such  violation,  shall  be  forfeited 
to  the  United  States. 

This  statute  is  the  only  expression  of  congressional  intent  specifically 
supplementing  the  President's  constitutional  power  to  impose  area 
restrictions  on  travel  and  making  violations  of  Presidential  area  re- 
strictions a  punishable  offense.  It  is  limited,  however,  to  conditions 
when  the  United  States  is  at  war  or  during  the  exi.:tence  of  a  national 
emergency. 

It  was  called  into  effect  after  Castro  seized  power  in  Cuba — and  is 
still  in  effect  today — by  reason  of  the  national  emergency  proclaimed 
by  President  Truman  on  December  16,  1950  (64  Stat.  A  454),  and  not 
since  terminated. 

Prior  to  January  19,  1961,  Department  of  State  regulations  did  not 
require  that  a  valid  passport  be  possessed  by  a  United  States  citizen 
traveling  between  the  United  States  and  any  country  or  territory  in 


136  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

North,  Central,  or  South  America  (or  in  any  island  adjacent  thereto) 
unless  the  citizen  was  traveling  to,  or  arriving  from,  a  place  for  which 
a  passport  would  be  required  (i.e.,  some  place  outside  the  hemisphere) 
and  was  traveling  to  or  from  it  via  countries  of  this  hemisphere. 

Following  the  break  in  diplomatic  relations  with  Cuba  on  Janu- 
ary 3,  1961,  the  Department  of  State,  on  January  16,  annomiced,  in 
Public  Notice  179,  that : 

In  view  of  the  conditions  existing  in  Cuba  and  in  the  ab- 
sense  of  diplomatic  relations  between  that  country  and  the 
United  States  of  America  I  find  that  the  unrestricted  travel 
by  United  States  citizens  to  or  in  Cuba  would  be  contrary  to 
the  foreign  policy  of  the  United  States  and  would  be  otherwise 
inimical  to  the  national  interest. 

4:  4:  4:  H:  4: 

Hereafter  United  States  passports  shall  not  be  valid  for 
travel  to  or  in  Cuba  unless  specifically  endorsed  for  such 
travel  under  the  authority  of  the  Secretary  of  State  or  mitil 
this  order  is  revoked. 

Three  days  later,  on  January  19,  1961,  U.S.  travel  regulations  were 
amended  to  require  a  valid  passport  for  any  citizen  of  the  United 
States  traveling  to  Cuba.  The  new  regulations  specifically  provided 
that  no  valid  passport  shall  be  required  of  a  citizen  of  the  United 
States  or  of  a  person  who  owes  allegiance  to  the  United  States : 

"Wlien  traveling  between  the  United  States  and  any  country, 
territory  or  island  adjacent  thereto  in  North,  Central,  or 
South  America,  excluding  Cuba :  Provided,  That  this  excep- 
tion shall  not  be  applicable  to  any  such  person  when  travel- 
ing to  or  arriving  from  a  place  outside  the  United  States  for 
which  a  valid  passport  is  required  under  this  part,  if  such 
travel  is  accomplished  via  any  country  or  territory  in  North, 
Central,  or  South  America  or  any  island  adjacent  there- 
to *  *  *  (22  CFR  53.3). 

In  the  hearings  undertaken  by  the  committee  relating  to  travel  to 
Cuba  in  violation  of  these  statutes  and  regulations,  it  became  clear 
from  the  testimony  of  witnesses  and  various  exhibits  received  in  evi- 
dence that  the  travelers  did  not  regard  either  the  pertinent  statutes 
or  regulations  as  adequate  to  make  punishable  their  travel  to  Cuba 
after  January  19,  1961,  although  they  possessed  no  passports  specifi- 
cally endorsed  for  travel  to  Cuba.  Their  reasons,  as  claimed  and 
asserted,  although  vaguely  expressed  in  most  instances,  fell  into  three 
principal  categories. 

One  theory  strongly  advanced  was  that  the  statute  and  the  regula- 
tions were  unlawful  infringements  upon  the  "right"  to  travel  and  were 
thus  unconstitutional  and  void.  It  was  variously  asserted  that  the 
"right"  to  travel  was  a  personal  matter  not  subject  to  governmental 
interference,  that  it  was  essential  to  the  right  to  learn  what  is  going 
on  in  various  parts  of  the  world,  and  was  also  involved  in  the  exercise 
of  the  first  amendment  freedoms  of  speech  and  association.  The  pre- 
viously quoted  court  decisions,  namely.  Worthy,  Frank,  and  Porter,  it 
is  believed,  dispose  of  this  claim. 

The  second  principal  argument  asserted  was  that  the  action  of  the 
State  Department  in  regulating  travel  to  Cuba  was  simply  a  "public 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  137 

notice"  and  was  not  based  upon  any  "law"  which  specifically  pro- 
scribed or  limited  travel  to  Cuba.  It  was  claimed  that  the  ''policy" 
of  the  State  Department  could  not  serve  as  a  substitute  for  specific 
legislation  and  that,  in  any  event,  such  legislation  would  be  void 
because  unconstitutional. 

It  appears  that  this  argument  is  lacking  in  validity  because  the 
State  Department's  regulations  barring  travel  to  Cuba  without  a 
specially  validated  passport^  as  published  in  the  Code  of  Federal 
Regulations,  were  based  specifically  on  the  authority  to  restrict  travel 
granted  to  the  President  by  Congress  in  section  1185  of  the  Immigra- 
tion and  Nationality  Act  of  1952.  Thus,  despite  the  claims  of  the 
travelers  to  the  contrary,  the  regulations  were  based  on  law. 

In  form  letters  disseminated  to  proposed  "student"  travelers,  the 
advice  was  also  given,  and  the  third  claim  made,  that  where  the  indi- 
vidual was  in  possession  of  a  "valid  ])assport"  at  the  time  he  departed 
from  the  United  States — which  would  be  the  case  if  he  entered  a 
Western  Hemisphere  nation  for  which  no  passport  was  required  or 
some  other  comitry  for  which  he  held  a  "valid  passport" — his  travel 
to  Cuba  thereafter  would  not  be  an  unlawful  "departure"  or  in  viola- 
tion of  law  unless  he  "used"  his  passport  for  entry  to  Cuba.  It  be- 
came obvious  from  the  record  that  most  of  the  witnesses  were  acting 
upon  this  advice  and  theory.  They  had  obtained  passports  on  the 
representation  that  they  proposed  to  travel  to  countries  of  this  hemi- 
sphere or  Europe,  not  naming  Cuba.  They  tlien  traveled  to  Cuba 
after  visiting  other  countries. 

Actually,  it  appeared  from  the  context  of  the  testimony  that  the 
validity  of  the  law  regulating  travel  to  Cuba  was  not  a  matter  of 
material  concern  to  the  travelers.  The  legal  objections  raised  by 
them  appear  simplj'^  as  a  smokescreen  to  cover  a  basic  Communist 
agitational  effort  to  conduct  propaganda  favorable  to  the  Castro  re- 
gime, and  to  communism  generally  throughout  the  world,  undertaken 
primarily  under  the  leadership  of  the  Progressive  Labor  Movement, 
a  Communist  splinter  group.  The  record  clearly  shows  that  the  travel 
was  organized  in  aid  of  the  immediate  objective  of  breaking  the  ban 
on  travel  to  Cuba  and  as  a  first  step  in  the  long-range  objective  of 
breaking  the  attempted  isolation  of  Cuba  by  the  United  States.  To 
obscure  these  objectives  the  Communists  adopted  a  favored  and  basic 
technique  of  appearing  to  champion  "civil  rights" — the  "liberty  to 
travel"  and  the  "right  to  learn" — to  conceal  the  real  objective  of 
undermining  American  foreign  policy  designed  to  contain  or  suppress 
a  regime  hostile  to  the  security  of  the  Nation  and  to  the  interests  of 
liberty-loving  people  everywhere. 

It  was  also  clear  that,  by  pointing  up  an  alleged  "right  to  travel" 
to  Cuba,  the  travelers  hoped  to  embarrass  and  degrade  the  United 
States  in  the  eyes  of  the  whole  of  Latin  America  and  other  areas  as 
well.  This  was  to  be  accomplished  by  creating  the  impression  that 
a  group  of  typical  American  students,  at  odds  with  their  Government 
and  its  "repressive  laws"  and  policies,  were  concerned  only  with  seeing 
the  truth  which  the  Government  was  trying  to  withhold  from  them. 
By  glowing  speeches  favorable  to  Castro  and  communism  in  Cuba, 
they  would  influence  Americans  at  home  and  peoples  in  all  parts  of 
the  world,  non-Communist  as  well  as  Communist.  A  picture  was  to 
be  painted,  however  false,  that  Cuban  communism  was  wonderful  and 
that  the  American  Government  had  been  suppressing  and  misrepre- 


138  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

senting  the  truth.  The  obvious  hope  was  entertained  that,  by  bring- 
ing American  foreign  policy  into  disrepute,  the  people  of  the  United 
States  would  ultimately  demand  a  cliange  in  governmental  policy.  At 
the  same  time,  the  travelers  apparently  saw  an  opportunity  to  dis- 
credit the  legitimate  channels  of  anticommunism  in  the  United 
States,  such  as  the  State  Department,  the  Federal  Bureau  of  Investi- 
gation, and  congressional  committees.  Finally,  this  '"daring"  exploit 
and  coup  by  the  recently  formed  Progressive  Labor  Movement  was 
expected  to  give  stature  to  this  new  organization  and  to  stimulate 
its  growth. 

miile  the  objections  of  the  Cuban  travelers  appear  to  be  without 
substance  in  light  of  the  broad  language  of  the  statute  authorizing  the 
President  to  make  such  limitations  and  exceptions  as  he  may  author- 
ize and  prescribe  concerning  departure  from  or  entry  into  the  United 
States,  it  is  clear  that  certain  of  their  claims  have  not  been  expressly 
the  subject  of  judicial  determination.  Undoubtedly,  these  issues  will 
be  presented  for  judicial  determination  under  indictments  recently  re- 
turned in  the  United  States  District  Court  for  the  Eastern  District  of 
New  York  against  several  of  the  travelers  who  were  subpenaed  to  ap- 
pear as  witnesses  before  this  committee. 

The  investigations  of  the  cormnittee  revealed  that  certain  of  those 
who  traveled  to  Cuba  without  specific  passport  validation  for  such 
travel  were  as  fully  conscious  of  the  statutory  support  given  to  the 
President's  restrictions  on  travel  to  Cuba  by  the  Act  of  1926  as  they 
were  of  such  support  given  them  by  section  1185  of  Title  8,  the  Inimi- 
STation  and  Nationality  Act.  Therefore,  in  order  to  avoid  the  criminal 
penalties  provided  by  the  Act  of  June  25,  1948  (18  U.S.C.  1544),  for 
the  misuse  of  passports— that  is  to  say  a  willful  use  or  attempted  use 
of  passport  in  violation  of  the  conditions  or  restrictions  contained  in 
it — those  travelers  who  bore  passports  made  a  special  eifort  not  to 
"use'-  them  when  obtaining  visas  from  Cuban  authorities  to  visit  that 
country.  It  appears  from  the  testimony  taken  at  the  hearings  that 
those  travelers  possessing  passports  were  advised  not  to  exhibit  them 
to  officials  concerned  with  the  issuance  of  visas  for  travel  to  Cuba. 

However,  some  doubt  has  been  expressed  as  to  whether  the  Act  of 
1926  would  be  construed  to  authorize  area  restraints,  or  gives  any 
authority  to  the  Secretary  of  State  beyond  certain  ministerial  powers. 
What  this  statute  authorizes  has  not  been  the  subject  of  judicial  de- 
termination, although  there  has  been  passing  comment  upon  it  in  the 
recent  case  of  Kent  v.  Dulles,  357  U.S.  116,  decided  June  16,  1958. 
That  cat^e  dealt  with  the  validity  of  individual  restraints— the  power 
of  the  Secretory  of  State  to  deny  a  passport  to  Commmiists — either 
under  the  Immigration  and  Nationality  xlct  of  1952,  8  U.S.C.  1185, 
or  the  aforesaid  Act  of  1926,  22  U.S.C.  211a.  The  Supreme  Court 
there  pointed  out  that  no  more  should  be  inferred  from  section  211a 
of  the  Act  of  1926  than  that,  in  it,  the  Congress  was  adopting  a  prior 
administrative  practice  of  reviewing  passports  falling  into  two  cate- 
gories :  the  first  pertinent  to  the  citizenship  of  the  applicant  and  his 
allegiance  to  the  United  States  which  had  to  be  resolved  by  the  Sec- 
retary- of  State  in  the  light  of  the  command  of  Congress  that  passports 
shall'be  granted  to  no  other  persons  (22  U.S.C.  212),  and  the  second, 
whether  the  applicant  was  participating  in  illegal  conduct,  that  is, 
trying  to  escape  the  toils  of  the  law,  promote  passport  frauds,  or 
otherwise  enffaoine;  in  conduct  which  would  violate  the  laws  of  the 


UN-AIMERICAN    ACTIVITIES    ANNUAL    REPORT  139 

United  States.  The  Court  by  its  lant^iage  was  thus  appearintr  to 
confine  the  Act  of  1926  largely  to  a  ministerial  function  with  little  or 
no  discretionary  power.  In  any  event,  the  Act  of  1926  is  merely  a 
restriction  upon  the  availability  or  use  of  passports  for  travel,  but 
doe^  not  prohihit  the  travel  itself  or  make  such  travel  iinfawful. 

The  committee's  investigations  indicate  that,  since  early  1961,  over 
250  persons  have  traveled  to  Cuba  without  passports  validated  for 
such  travel.  The  committee  has  no  indication  that  the  Department  of 
Justice  has  been  delinquent  in  its  etl'orts  to  prosecute  those  who  have 
traveled  to  Cuba  illegally,  and  yet,  as  of  this  date,  only  six  persons 
have  been  indicted  for  travel  to  Cuba  in  violation  of  existing  regula- 
tions. It  has  been  urged  in  some  quarters  that  an  obstacle  to  prose- 
cutive action  under  the  existing  statutes  may  be  the  need  to  prove  that 
the  traveler,  on  departing  from  the  United  States  to  go  to  a  country 
for  which  no  passport  is  required  or  to  one  for  wdiich  he  has  a  valid 
passport,  actually  intended  to  go  to  Cuba  and  that  he  traveled  in  this 
fashion  in  an  effort  to  avoid  the  penalties  of  the  law. 

In  the  light  of  these  problems,  Chairman  Willis  on  November  6, 
1963,  introduced  H.R.  9045.  This  bill  would  amend  section  1185  and 
provides  that  when  the  President  sliall  find  that  ''the  interests  of  the 
United  States  require"  that  restrictions  and  prohibitions  shall  be  im- 
posed upon  the  departure  of  persons  from  and  their  entry  into  the 
United  States,  and  shall  make  public  proclamation  thereof — 

it  shall,  except  as  otherwise  provided  by  the  President,  and 
subject  to  such  limitations  and  exceptions  as  the  President 
may  authorize  and  prescribe,  be  unlawful  for  any  citizen  or 
national  of  the  United  States  to— 

(1)  depart  from  or  enter,  or  attempt  to  depart  from  or 
enter,  the  United  States  unless  he  bears  a  valid  passport ; 
or 

(2)  travel  to,  enter,  or  travel  in  or  through  any  coun- 
try or  area,  or  attempt  to  travel  to,  enter,  or  travel  in  or 
through  any  country  or  area,  unless  he  bears  a  passport 
speciall}'  endorsed  for  and  authorizing  such  travel  or 
entry  therein ;  or 

(3)  travel  to,  enter,  or  travel  in  or  through  any  coun- 
tiy  or  area,  or  attempt  to  travel  to.  enter,  or  travel  in  or 
through  any  country  or  area  to  which  travel  by  Ignited 
States  citizens  has  been  prohibited  by  the  President. 

The  committee  believes  this  bill  remedies  the  already  noted  deficien- 
cies found  in  existing  statutes  so  far  as  relates  to  the  effective  and  ex- 
peditious prosecution  of  persons  who  violate  area  travel  l)ans,  whether 
they  apply  to  Cuba  or  any  other  country. 

First,  the  bill  permits  exercise  of  the  Presidential  power  whenever 
he  finds  regulation  of  travel  necessary  in  the  national  interest.  He 
is  thereby  not  confined,  as  in  the  operation  of  section  1185  of  Title  8, 
U.S.  Code,  to  time  of  war  or  national  emergency. 

Secondly,  the  bill  makes  punishable  the  act  of  traveling  into  pro- 
hibited areas.  Under  the  existing  section  1185,  the  offense  is  limited 
to  an  unlawful  departure  from,  or  entry  into,  the  United  States  with- 
out "a  valid  passport."  The  provisions  of  the  bill  remove  the  statute 
from  any  ambiguity  of  expression.  It  likewise  relieves  the  enforce- 
ment agencies  of  an  extremely  difficult  burden  in  particular  cases — ^be- 


140  UN-AMERICAN    ACTIVITIES   ANNUAL    REPORT 

cause  of  investigative  problems — of  proving  venue,  that  is  to  say,  the 
specific  point  of  departure  from,  or  entry  into,  the  United  States. 

Thirdly,  the  statute  likewise  lightens  the  burden  of  proof  in  prosecu- 
tions under  section  1185  with  respect  to  proving  the  intent  of  the  in- 
dividual to  travel  to  a  proscribed  area  at  the  time  of  "departure"  from 
the  United  States.  To  sustain  a  prosecution  under  the  statute  it  is  now 
essential  that  the  prosecution  prove  that  at  the  time  of  "departure" 
from  the  United  States,  the  traveler  intended,  for  example,  to  travel 
to  Cuba  while  not  in  possession  of  a  passport  specially  endorsed  for 
travel  to  that  territory.  Testimony  received  in  committee  hearings 
indicated  that  several  of  the  witnesses  traveled  first  to  areas  such  as 
Mexico  or  Canada,  for  which  travel  is  authorized  without  a  passport, 
or  traveled  to  areas  in  Europe  while  in  possession  of  passports  "valid" 
for  that  area,  and  then  subsequently  traveled  to  Cuba.  Wliere  the 
travel  was  not  directly  to  Cuba,  there  is  in  many  instances  difficulty  in 
proving  that  the  "departure"  from  the  United  States  was  unlawful, 
or,  as  in  the  words  of  the  statute,  that  the  departure  was  without  a 
"valid  passport." 

Fourthly,  the  loophole  apparently  thought  to  exist  by  some  of  the 
travelers  in  the  Act  of  1926,  namely,  that  under  that  statute  only  the 
"misuse"  of  a  passport  would  be  unlawfid,  is  eliminated.  Under  the 
bill,  it  is  the  travel  itself  that  becomes  unlawful  without  regard  to 
the  use  of  a  passport. 

In  all  respects  the  bill  strengthens  the  hand  of  the  President  in  the 
execution  of  foreign  policy,  by  giving  him  explicit  legislative  au- 
thorization to  exercise  a  power  already  impliedly  possessed  by  him 
and  implementing  this  power  with  penal  sanctions  in  the  event  his 
regulations  are  violated.  For  the  reasons  outlined,  the  committee 
deems  it  essential  that  existing  law  be  amended,  and  for  this  purpose 
proposals  along  the  lines  of  the  chairman's  bill  are  recommended. 

III.  SMITH  ACT 

The  need  for  clarification  of  congressional  intent  with  respect  to 
the  terms  "advocate"  and  "teach"  as  used  in  the  Smith  Act  of  1940, 
is  indicated  by  the  decision  of  the  Supreme  Court  in  the  case  of  Yates 
V.  United  States,  354  U.S.  298  (1957) . 

The  Smith  Act,  as  amended,  provides  that : 

Whoever  knowingly  or  willfully  advocates,  abets,  advises, 
or  teaches  the  duty,  necessity,  desirability,  or  propriety  of 
overthrowing  or  destroying  the  government  of  the  United 
States  or  the  government  of  any  State,  Territory,  District  or 
Possession  thereof,  or  the  government  of  any  political  subdi- 
vision therein,  by  force  or  violence,  or  by  the  assassination  of 
any  officer  of  any  such  govermnent ;  or 

Whoever,  with  intent  to  cause  the  overthrow  or  destruction 
of  any  such  government,  prints,  publishes,  edits,  issues,  cir- 
culates, sells,  distributes,  or  publicly  displays  any  written  or 
printed  matter  advocating,  advising,  or  teaching  the  duty, 
necessity,  desirability,  or  propriety  of  overthrowing  or  de- 
stroying any  government  in  the  United  States  by  force  or  vio- 
lence, or  attempts  to  do  so ;  or 

Wlioever  organizes  or  helps  or  attempts  to  organize  any 
society,  group,  or  assembly  of  persons  who  teach,  advocate,  or 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  141 

encourage  the  overthrow  or  destruction  of  any  such  govern- 
ment by  force  or  violence ;  or  becomes  or  is  a  member  of,  or 
affiliates  with,  any  such  society,  group,  or  assembly  of  per- 
sons, knowing  the  purpose  thereof — 

Shall  be  fined  not  more  than  $20,000  or  imprisoned  not  more 
than  twenty  years,  or  both,  and  shall  be  ineligible  for  em- 
ployment by  the  United  States  or  any  department,  or  agency 
thereof,  for  the  five  years  next  following  his  conviction. 

If  two  or  more  persons  conspire  to  commit  any  offense 
named  in  this  section,  each  shall  be  fined  not  more  than 
$20,000  or  imprisoned  not  more  than  twenty  years,  or  both, 
and  shall  be  ineligible  for  employment  by  the  United  States 
or  any  department  or  agencv  thereof,  for  the  five  years  next 
following  his  conviction  ( 18  U.S.C.  2385)  .^^ 

Prior  to  June  17,  1957,  the  date  Yates  v.  United  States  was  decided, 
and  following  the  adoption  of  the  Smith  Act  in  1940,  the  Department 
of  Justice  prosecuted  146  leading  Communist  Party  functionaries  for 
violation  of  the  Smith  Act.  Of  this  number,  a  total  of  109  party 
members  were  convicted  at  trial  in  the  district  courts  of  the  Nation. 
Of  the  total  of  109  persons  convicted,  only  38  convictions  were  sus- 
tained on  appeal  or  certiorari.  The  bulk  of  the  convictions  were 
reversed  as  a  consequence  of  the  principles  enunciated  in  Yates  v. 
United  States,  a  decision  which  dealt  a  severe  blow  to  the  effectiveness 
of  the  Smith  Act,  hitherto  the  principal  legislation  aimed  toward 
the  containment  of  the  Communist  conspiracy  within  tlie  United 
States.  It  is  significant  that  not  one  single  Smith  Act  prosecution 
has  been  instituted  by  the  Department  of  Justice  since  the  decision 
in  that  case  of  June  17,  1957.  If  the  Smith  Act  is  again  to  become 
an  important  weapon  against  the  Communist  conspiracy,  it  is  vital 
that  the  Congress  strengthen  the  act  by  the  adoption  of  legislation 
which  would  renew  its  effectiveness. 

The  Yates  case  was  a  prosecution  charging  14  leaders  of  the  Com- 
munist Party  with  conspiring  to  advocate  and  teacli  the  duty  and 
necessity  of  overthrowing  the  Government  of  the  United  States  by 
force  and  violence  and  to  organize  as  the  Communist  Party  of  the 
United  States  a  society  of  persons  who  so  advocate  and  teach,  with 
the  intent  of  causing  the  overthrow  of  the  Government  by  force  and 
violence  as  speedily  as  circumstances  would  permit.  The  14  defend- 
ants were  convicted  at  trial,  and  each  of  them  was  sentenced  to  5  years 
imprisonment  and  a  fine  of  $10,000.  The  court  of  appeals  affirmed. 
Upon  grant  of  certiorari  by  the  Supreme  Court,  the  convictions  were 
reversed.  Although  a  new  trial  was  awarded  as  to  some  of  the  de- 
fendants, the  Department  of  Justice  was  unable  to  prosecute  in  view 
of  the  principles  enunciated  in  Yates,  and  abandoned  the  prosecutions. 

In  the  district  court,  at  trial  of  the  defendants  in  Yates,  the  trial 
court  had  clearly  charged  that  the  holding  of  a  belief  or  opinion  did 
not  constitute  advocacy  or  teaching;  that  the  Smith  Act  did  not  pro- 
hibit persons  who  may  believe  that  the  violent  overthrow  of  the  Gov- 


10  As  a  result  of  the  Yates  decision,  this  section  was  amended  by  adding  the  following 
new  paragraph  : 

"As  used  in  this  section,  the  terms  'organizes'  and  'organize,'  with  respect  to  any 
society,  group,  or  assembly,  of  persons,  Include  the  recruiting  of  new  members,  the  form- 
ing of  new  units,  and  the  regrouping  or  expansion  of  existing  clubs,  classes,  and  other 
units  of  such  society,  group,  or  assembly  of  persons"  (Public  Law  87-486,  approved 
June  19,  1962). 


142  UN-AMERICAN   ACTIVITIES    -\NNUAL    REPORT 

ernment  is  probable  or  inevitable  from  expressing  that  belief;  and 
that  any  advocacy  or  teaching  which  did  not  include  the  urging  of 
force  or  violence  as  the  means  of  overthrowing  the  Government  was 
not  within  the  charge  of  the  indictment.  The  trial  court  instructed 
the  jury  that: 

The  kind  of  advocacy  and  teaching  which  is  charged  and 
upon  which  your  verdict  must  be  reached  is  not  merely  a 
desirability  but  a  necessity  that  the  Govermnent  of  the  United 
States  be  overthrown  and  destroyed  by  force  and  violence 
and  not  merely  a  propriety  but  a  duty  to  overthrow  and 
destroy  the  Government  of  the  United  States  by  force  and 
violence. 

Yet  the  majority  of  the  Supreme  Court  reversed  a  trial  of  4  months' 
duration  and  held  that  this  charge  was  inadequate;  that  the  court 
should  have  added  expressions  that  such  advocacy  and  teaching  must 
be  "a  call  for  action"  and  done — 

"with  the  intent  that  such  teachmg  and  advocacy  be  of  a 
rule  or  principle  of  action  and  by  language  reasonably  and 
ordinarily  calculated  to  incite  persons  to  such  action  *  '^  *.'" 

This  is  certainly  a  difference  without  a  distinction.  Is  not  the 
imposition  of  a  duty  a  call  for  action  and  a  "principle"  of  action?  It 
is  stronger;  it  imposes  an  obligation  to  act.  Is  not  the  advocacy  of 
that  duty,  as  necessity,  together  with  the  urging  of  force  and  violence, 
an  intentional  incitement  ?  ^^ 

In  dissenting,  Mr.  Justice  Clark  pointed  out  that  the  majority 
decision  in  Yates  was  "an  exercise  in  semantics  and  indulgence  in 
distinctions  too  'subtle  and  difficult  to  grasp'."  Reminding  the  Court 
that  the  conspiracy  in  Yates  included  the  same  group  of  defendants 
as  in  Dennis  v.  United  States,  341  U.S.  494  (1951),  and  United  States 
V.  Flynn,  216  F.  2d  354  (1954),  although  the  defendants  in  Yates 
occupied  a  lower  echelon  in  the  party  hierarchy,  and  reminding  the 
majority  that  the  convictions  in  Dennis  and  Flynn  were  based  upon 
evidence  closely  paralleling  that  in  Yates,  he  found  the  decision  in 
Yates  incomprehensible.    He  said : 

I  thought  that  Dennis  merely  held  that  a  charge  was  suf- 
ficient where  it  requires  a  finding  that  "the  Party  advocates 
the  theory  that  there  is  a  duty  and  necessity  to  overthrow  the 
Government  by  force  and  violence  .  .  .  not  as  a  prophetic 
insight  or  as  a  bit  of  .  .  .  speculation,  but  as  a  program 
for  winning  adherents  and  as  a  policy  to  be  translated  into 
action"  as  soon  as  the  circumstances  permit. 

An  example  of  the  result  of  the  Yates  decision  was  a  reversal  in 
1958  of  the  prior  conviction  of  six  second-rank  Communist  leaders 
for  violation  of  the  Smith  Act,  on  appeal  to  the  circuit  court  of  ap- 
peals in  the  case  of  United  States  v.  James  E.  Jackson,  et  al.,  CCA. 
2d,  1958,  257  F.  2d  830.  This  decision  was  based  upon  the  so-called 
call-for-action  test  laid  down  by  the  Supreme  Court  of  the  United 


^1  This  was,  in  effect,  long-  ago  recosrnized  bv  Justice  Holmes  (dissenting,  in  Gitlow  v. 
Vew)  York,  268  U.S.  652,  at  p.  673),  -who  wrote  :  "It  is  said  that  this  manifesto  was  more 
than  a  theory,  that  It  was  an  incitement.  It  offers  itself  for  belief  and  if  believed  it  is 
acted  on  unless  some  other  belief  outweighs  it  or  some  failure  of  energy,  stifles  the  move- 
ment at  Its  birth.  The  only  difference  between  the  expression  of  an  opinion  and  an  incite- 
ment in   the  narrower  sense  is  the  speaker's  enthusiasm  for  the  result." 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  143 

States  in  the  Yates  case.    In  commenting  upon  the  holding-  in  Yates^ 
the  court  stated : 

In  distinguisliing  this  extremely  narrow  diilerence  between 
the  advocacy  or  teachmg  which  constitutes  a  violation  and 
that  which  does  not,  the  Supreme  Court  said :  "The  essential 
distinction  is  that  those  to  whom  the  advocacy  is  addressed 
must  be  urged  to  do  something,  now  or  in  the  future,  rather 
than  merely  believe  in  something." 

In  its  Annual  Report  for  the  Year  1958,  this  committee  noted  the 
holding  in  United  States  v.  James  E.  Jackson,  et  al.,  and  we  now  re- 
peat what  we  then  said : 

The  committee  is  of  the  opinion  that  the  Supreme  Court  of 
the  United  States  in  the  Yates  case,  in  attempting  to  con- 
strue the  terms  "advocate'"  and  "'teach"'  as  terms  of  art,  wholly 
failed  to  ascertain  the  obvious  intent  of  Congress  as  disclosed 
by  the  customary  meaning  of  those  terms  when  used  in  con- 
junction with  the  terms  "duty"'  and  "'necessity"'  as  used  in  the 
act.  The  question  of  Avhether  advocacy  and  teaching  of  the 
duty  and  i^ecessity  of  overthrowing  the  Government  by  use 
of  force  and  violence  constitutes  mere  advocacy  and  teaching 
of  an  abstract  doctrine  or  whether  it  is  advocacy  or  teaching 
directed  at  promoting  of  unlawful  action,  was  neither  con- 
sidered nor  decided  by  the  Court  in  the  Yates  case.  To  con- 
strue the  terms  "advocate"'  and  "teach"  out  of  the  context  in 
which  they  were  used  could  only  result  in  doing  violence  to 
the  plain  intent  of  Congress  in  the  use  of  those  terms. 

The  committee  considers  it  essential  that  the  Smith  Act  be  buttressed 
by  the  adoption  of  appropriate  legislation  toward  that  end. 

It  is  believed  that  this  would  be  accomplished  by  enacting  statutory 
definitions  of  "advocate,"  "teach,"  "duty,"  "necessity,"  "force,"  and 
"violence"  so  that  it  would  be  clear  to  the  courts  the  type  of  acts 
Congress  intends  to  be  outlawed  by  the  Smith  Act.  To  this  end,  the 
chairman  of  the  committee  on  August  5,  1958,  offered  an  amendment 
to  Title  18,  U.S.C.,  section  2385,  which  would  define  these  words  of 
art  in  the  Smith  Act.  Subsequentlv,  the  same  definitions  were  offered 
in  H.R.  1991  (86th  Congress),  H.R.  6  (87th  Congress),  and  H.R.  958 
(88th  Congress)  on  January  9,  1963. 

IV.  FEDERAL  EMPLOYEE  SECURITY 

It  is  strongly  recommended  that  legislation  be  passed  to  close  the 
breach  in  the  Federal  employee  security  program  opened  by  the 
decision  in  Cole  v.  Young,  351^^  U.S.  536  (1956),  which  cut  down  the 
applicabilitv  of  the  Act  of  August  26,  1950  (Public  Law  733,  81st 
Cong.),  to  ''sensitive"  positions  only. 

The  Act  of  August  26,  1950,  gave  to  the  heads  of  certam  specifically 
named  departments  and  agencies  involved  in  activities  of  an  obviously 
sensitive  nature,  the  power  smmnarily  to  suspend  any  civilian  officer 
or  employee  "when  deemed  necessary  in  the  interest  of  national  secu- 
rity." The  act  included  provisions  for  notification,  to  the  employee 
concerned,  of  the  reasons  for  suspension,  to  the  extent  that  the  interests 
of  national  security  permit,  and  gave  him  an  opportunity  to  submit  a 


144  UN-AMERICAN   ACTIVITIES    ANNUAL    REPORT 

reply.  The  agency  head  was  empowered,  following  such  investigation 
and  review  as  he  deemed  necessary,  thereafter  to  tenninate  the  employ- 
ment of  the  suspended  employee  should  he  determine  such  to  be  neces- 
sary in  the  interest  of  the  national  security;  but  if  the  employee  is  one 
having  a  permanent  or  indefinite  appointment  and  is  a  citizen  of  the 
United  States,  it  is  required  that  the  employee  be  given  a  hearing  upon 
request  prior  to  termination  of  employment. 

The  act  authorized  the  President  from  time  to  time  to  extend  the 
coverage  of  the  act  to  such  other  departments  and  agencies  of  the  Gov- 
ernment as  he  deemed  necessary  in  the  interests  of  national  security. 
In  April  1953,  by  Executive  Order  104.50,  President  Eisenhower 
deemed  it  necessary  to  extend  the  provisions  of  the  act  to  all  other  de- 
partments and  agencies  of  the  Govermnent. 

Cole,  a  food  and  drug  inspector  employed  in  the  Department  of 
Health,  Education,  and  XVelt'are,  was  charged  with  having  continued 
a  close  association  with  persons  reported  to  be  Communists  and  with 
maintaining  a  sympathetic  association  with  an  organization  designated 
as  subversive  by  the  Attorney  General.  Cole  did  not  answer  the 
charges,  replying  that  they  constituted  an  invasion  of  his  private  rights 
of  association  and,  although  advised  that  he  could  have  a  hearing, 
requested  none.  The  Secretary  of  the  Department  concerned  made  a 
formal  determination  that  Cole's  continued  employment  was  not 
"clearly  consistent  with  the  interests  of  national  security"  and  dis- 
missed him. 

On  appeal,  the  Supreme  Court  reversed  the  dismissal,  construing 
the  act  as  applying  not  to  all  officers  or  employees  of  the  Department, 
but  only  to  "sensitive"  positions  within  the  Department.  The  major- 
ity of  the  Court  thus  cut  down  the  applicability  of  the  act  to  "sensi- 
tive" positions  only. 

Justice  Clark,  with  whom  Justices  Reed  and  Minton  joined  in  dis- 
senting, declared,  "We  have  read  the  Act  over  and  over  again,  but 
find  no  ground  on  which  to  infer  such  an  interpretation.  It  flies 
directly  in  the  face  of  the  language  of  the  Act  and  the  legislative 
history"  (p.  566) .   He  added,  at  page  569,  that : 

We  believe  the  Court's  order  has  stricken  down  the  most 
effective  weapon  against  subversive  activity  available  to  the 
Government.  It  is  not  realistic  to  say  that  the  Government 
can  be  protected  merely  by  applying  the  Act  to  sensitive  jobs. 
One  never  knows  just  which  job  is  sensitive.  The  janitor 
might  prove  to  be  in  as  important  a  spot  security-wise  as 
the  top  employee  in  the  building.  The  Congress  decided  that 
the  most  effective  way  to  protect  the  Government  was  through 
the  procedures  laid  down  in  the  Act.  *  *  *  They  should 
not  be  subverted  by  the  technical  interpretation  the  majority 
places  on  them  today. 

The  immediate  result  of  the  majoritj-  decision  in  Oole  v.  Young  was 
the  restitution  of  109  persons  from  suspension  or  termination  of  their 
employment.  Back  pay  was  awarded,  without  the  benefit  to  the  Gov- 
ernment of  loyal  services,  in  the  amount  of  $579,656.55. 

In  order  to  correct  the  shocking  situation  created  by  the  decision,  the 
late  Chairman  Walter  introduced  H.R.  1989  in  the  86th  Congress; 
H.R.  6  (sec.  320)  and  H.R.  12367  (Title  V)  in  the  87th  Congress;  and 
H.R.  952  in  the  88th  Congress  on  January  9,  1963.    Such  legislation 


UN-AAIERICAN    ACTIVITIES    ANNUAL    REPORT  145 

as  this  is  now  necessary  to  clarify  congressional  purpose  and  provide 
a  basis  for  maintaining  adequate  security  for  tlie  executive  branch  of 
Government. 

It  must  be  made  clear  that  the  President,  in  whom  is  reposed  the 
constitutional  responsibility  of  executing  laws  and  the  duty  of  ap- 
pomting  for  that  purpose  those  who  will  faithfully  serve  that  end, 
possesses  the  necessai-y  and  concomitant  power  of  suspending  and  ter- 
minating the  employment  of  those  who  are  disloyal  or  security  risks, 
under  reasonable  safeguards  to  the  individual  which  do  not  compro- 
mise our  intelligence  activities  or  impose  midue  burdens  upon  the 
exercise  of  administrative  discretion.  To  intimate  that  such  a  power 
would  not  be  decently  exercised  is  an  unwarranted  slur  upon  our  great 
body  of  able  administrators.  In  these  critical  times  there  is  no  place 
in  Government  for  those  who  are  not  clearly  loyal  to  the  institutions 
of  our  free  society. 

V.  INDUSTRIAL  SECURITY 

It  is  urgently  recommended  that  express  legislative  authorization 
be  granted  to  the  Secretary  of  Defense,  under  such  regulations  as  the 
President  may  prescribe,  to  establish  a  security  program  with  respect 
to  defense  contractors  and  their  employees,  for  the  protection  of  clas- 
sified information  released  to  or  within  industry  or  any  enterprise 
within  the  United  States,  and  to  prescribe  procedures  to  be  followed  in 
personal  appearance  proceedings  accorded  to  individuals  whose  access 
to  classified  information  is  denied  or  revoked  under  such  program. 
Such  legislation  is  essential  to  clarify  the  position  of  Congress  with 
respect  to  questions  raised  in  the  case  of  Greene  v.  McElroy,  360  U.S. 
474  (1959),  which  in  part  struck  down  the  industrial  security  clear- 
ance review  program  established  for  some  years  prior  thereto  under 
regulations  of  the  Secretary  of  Defense.  A  failure  to  assert  con- 
gressional purpose  and  approval  may  result  not  only  in  unnecessary 
litigation  and  extensive  damage  claims  against  the  Government,  but 
also  in  compromise  of  vital  national  defense  secrets. 

Greene,  who  began  his  employment  in  1937  with  the  Engineer  and 
Research  Corp.,  a  business  devoted  mainly  to  the  development  and 
manufacture  of  mechanical  and  electronic  products,  was  first  employed 
by  that  corporation  as  a  junior  engineer  and,  at  the  time  of  his  dis- 
charge in  1953,  was  vice  president  and  general  manager.  He  had 
been  credited  with  the  development  of  a  complicated  electronic  flight 
simulator  and  with  the  design  of  a  rocket  launcher,  produced  by  this 
corporation  and  long  used  by  the  Navy.  The  corporation  was  engaged 
in  classified  contract  work  for  the  various  armed  services  and  had  en- 
tered into  a  security  agreement  or  contract  by  which  the  corporation 
agreed,  in  the  performance  of  this  work,  to  provide  and  maintain  a 
system  of  security  control  and  that  it  would  not  permit  any  individual 
to  have  access  to  classified  matter  unless  cleared  by  the  Government. 
During  the  World  War  II  period,  Greene  had  received  security  clear- 
ance, but  in  1951  information  came  to  the  attention  of  the  Government, 
including  evidence  of  his  maintenance  of  a  close  and  sympathetic  as- 
sociation with  various  officials  of  the  Soviet  Embassy,  which  showed 
clearly  that  Greene  was  a  security  risk,  if  not  actually  disloyal  to  the 
United  States. 

A  letter  of  charges  was  delivered  to  Greene,  and  he  was  informed 
that  he  could  seek  a  hearing  before  the  Review  Board.    He  appeared 


146  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

with  counsel,  was  questioned,  and  in  a  series  of  hearings  was  given  an 
opportunity  to  present  his  witnesses  and  his  case.  Greene's  own  ad- 
missions would  seem  to  establish  what  the  Government  had  reason- 
ably concluded,  namely,  that  he  was  a  security  risk,  although  the  Gov- 
ernment presented  no  witnesses  and,  relying  largely  on  confidential 
reports,  did  not  give  Greene  the  opportunity  to  confront  and  cross- 
examine  confidential  informants  whose  statements  reflected  on  him. 
Greene's  securit.v  clearance  was  finally  withdrawn  and,  as  a  result,  his 
services  were  no  longer  useful  to  his  corporation.  He  was  forced  to 
resign  from  his  offices  in  the  corporation  and  was  discharged. 

Greene  appealed  to  the  district  court,  asking  for  a  declaration  that 
the  revocation  of  his  security  clearance  was  unlawful  and  ^-oid.  The 
district  court  and  the  court  of  appeals  upheld  the  validity  of  the  revo- 
cation, but  a  majority  of  the  Supreme  Court,  in  a  decision  by  Chief 
Justice  Warren,  reversed,  and  held  the  relocation  of  clearance  invalid 
on  the  ground  that  the  administrative  procedures  of  the  industrial 
security  program  were  not  explicitly  authorized  by  either  Congress  or 
the  President.  This  decision  left  several  basic  questions  suspended  and 
unanswered.    Chief  Justice  Warren  said,  at  page  508 : 

Whether  those  procedures  under  the  circumstances  comport 
with  the  Constitution  we  do  not  decide.  Nor  do  we  decide 
whether  the  President  has  inherent  authority  to  create  such 
a  program,  wdiether  congressional  action  is  necessary,  or  what 
the  limits  on  executive  or  legislative  authority  may  be.  We 
decide  only  that  in  the  absence  of  explicit  authorization 
from  either  the  President  or  Congress  the  respondents  were 
not  empowered  to  depri^-e  petitioner  of  his  job  in  a  proceed- 
ing in  which  he  was  not  afforded  the  safeguards  of  confron- 
tation and  cross-examination. 

Immediately  after  the  decision  m  the  Greene  case,  the  then  chair- 
man of  this  committee,  on  July  7,  1959,  introduced  in  the  House  H.E. 
8121,  with  a  view  toward  establishing  congressional  authority  for  the 
issuance  by  the  Secretary  of  Defense  of  such  regulations.  This  bill 
was  reported  out  by  this  committee  on  September  2,  1959,  and  passed 
the  House  on  February  2,  1960.  However,  there  was  no  final  Senate 
action.  Further,  in  order  to  plug  the  hole  in  the  dike,  the  President 
on  February  20,  1960,  issued  Executive  Order  No.  10865,  giving  au- 
thority to  certain  departments,  including  the  Department  of  Defense, 
to  issue  regulations  and  prescribe  requirements  for  the  safeguarding 
of  classified  information  within  industry. 

In  the  87th  Congress,  the  late  Chairman  Walter  introduced  H.E. 
10175  to  provide  an  express  legislative  authorization  for  the  Secretary 
of  Defense,  under  such  regulations  as  the  President  might  prescribe, 
to  establish  a  security  program  relating  to  defense  contracts.  Hear- 
ings were  held  upon  this  bill,  and  the  views  of  interested  departments 
of  Government  received.  Following  the  hearings,  the  then  chairman 
introduced  a  revised  bill,  incorporating  the  revisions  requested  by  the 
departments.  The  revised  bill,  H.K.  11363,  Avas  reported  out  by  this 
committee  on  June  28,  1962,  House  Eeport  No.  1945,  87th  Congress, 
second  session.  The  bill  was  considered  Ijy  the  House  under  suspension 
of  rules  on  September  19,  1962,  but  fell  short  by  six  votes  of  the 
two-thirds  majority  required  for  passage  under  such  procedure..  The 
Congress  adjourned  prior  to  further  action  upon  the  bill. 


UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT  147 

H.E.  lloGo  basically  enacts  into  law  the  principal  provisions  of 
Executive  Order  10865,  and  has  received  the  approval  of  all  agencies 
of  Government  concerned.  It  gives  clear  expression  of  congressional 
purpose  to  support  and  strengthen  such  procedures  as  are  adopted  in 
Executive  Order  10865  and  improves  the  operation  of  such  procedures, 
in  particular  by  granting  subpena  powers  to  the  Secretary  of  Defense, 
thereby  assuring  individuals  affected,  as  well  as  the  Government,  a 
means"^for  the  adequate  presentation  of  their  case  in  the  personal  ap- 
pearance proceedings  authorized  by  the  bill. 

The  procedures  authorized  in  the  bill  are  a  solution  which  reconciles 
the  imperative  and  overriding  demand  for  the  safeguarding  of  classi- 
fied information  in  the  execution  of  vital  defense  projects,  on  the  one 
hand,  with  the  interests  and  expectations  of  the  individual  involved, 
on  the  otlier.  The  procedures  afford  the  individual  employees  the 
maximum  benefits  consistent  with  the  interests  of  the  national  secu- 
ritv.  (See  H.  Kept.  1945,  and  hearings  of  March  15,  1962,  relating  to 
II.R.  10175,  to  accompany  H.R.  113630 

In  the  88th  Congress,  the  late  ('hairman  Walter  introduced  H.R. 
952.  which  is  identical  to  H.R.  11363. 

The  necessity  for  a  security  ])rogram  of  this  type  is  apparent. 
AVlien  one  reflects  that  approximately  one  quarter  of  every  procure- 
ment defense  dollar  has  been  allocated  for  classitied  defense  work  and 
that,  according  to  reliable  estimates,  nearly  50  percent  of  the  Com- 
munist Party  membership  is  now  concentrated  in  basic  industry,  the 
signilicance  and  necessity  of  a  security  program  is  clear. 

In  the  hearings  before  this  committee  on  March  15,  1962,  the  repre- 
sentative of  the  Department  of  Justice,  Mr.  J.  Walter  Yeagley, 
Assistant  Attorney  General,  Internal  Security  Division,  testified : 

I  can  only  put  it  this  way :  that  we  know  that  there  are 
a  great  many  people  here  who  are  Communists.  We  know 
where  their  loyalties  are,  and  not  only  that,  but  their  interests 
and  their  hopes  and  their  desires.  If  they  are  in  an  area 
that  is  sensitive,  where  they  have  access  to  information,  I 
would  have  to  assume  they  are  going  to  pass  it  on. 

When  asked  whether,  based  upon  his  knowledge  and  experience,  Mr. 
Yeagley  found  that  members  of  the  Communist  Party  of  the  United 
States  are  disposed,  and  indeed  required  by  the  principles  of  their 
association,  to  commit  sabotage  and  espionage  under  appropriate 
circumstances,  he  replied  unequivocally  in  the  affirmative. 

VI.  NATIONAL  SECURITY  AGENCY 

The  committee  recommends  legislation  establisliing  an  authoritative 
base  for  enforcing  a  strict  security  standard  for  tlie  employment,  and 
retention  in  employment,  of  persons  in  the  National  Security  Agency, 
to  achieve  maximum  security  for  the  activities  of  the  Agency  and  to 
strengthen  the  capability  of  the  Secretary  of  Defense  and  the  Director 
of  the  Agency  to  provide  for  such.  With  this  conclusion  the  Depart- 
ment of  Defense  and  the  National  Security  Agency  have  concurred. 

In  June  of  1960,  two  employees  of  the  Agency,  Bernon  F.  INIitchell 
and  William  H.  ]\Iartin,  who  had  access  to  classified  information,  de- 
fected to  the  Soviet  Union.  This  committee  conducted  an  extensive 
investigation  of  the  circumstances  surrounding  the  defection,  together 

36-384—64 11 


148  UN-AIVIERICAN   ACTIVITIES    ANNUAL    REPORT 

with  a  thorough  and  detailed  examination  of  the  personnel  security 
regulations  and  procedures  in  effect  at  the  time  of  the  defection,  and 
of  subsequent  measures  taken  by  the  Agency  to  resolve  any  weaknesses 
in  its  procedures.  A  detailed  report  of  the  investigation,  titled 
Security  Practices  in  the  National  Security  Agency,  M-as  released  by 
this  committee  on  August  13,  1962. 

While  the  committee  is  aware  that  personnel  security  in  the  Na- 
tional Security  Agency  is  dependent  primarily  upon  continuing  ef- 
fective administrative  leadership  and  the  enforcement  of  pertinent 
Department  of  Defense  directives,  the  committee  concludes  that  ad- 
ditional legislation  is  necessary  to  achieve  maximum  security.  The 
committee  is  of  the  opinion  that  such  legislation  should  establish  a 
security  standard  and  expressly  prohibit  the  employment  in  the 
Agency  of  an}-  person  who  has  not  been  the  subject  of  a  full  field 
investigation.  In  view  of  the  special  nature  of  the  xA.gency"s  activi- 
ties, legislation  is  recommended  which  will  expressly  exempt  the 
Agency  from  the  provisions  of  the  civil  service  laws  with  respect  to 
appointments  to  the  Agency,  and  from  the  requirements  of  the  Per- 
formance Rating  Act  of  1950.  Moreover,  the  Secretary  of  Defense 
should  be  authorized  summarily  to  terminate  the  services  of  employ- 
ees whenever  such  action  is  necessary  in  the  interest  of  tb.e  United 
States,  should  he  determine  that  the  procedures  prescribed  in  other 
provisions  of  law  relating  to  termination  of  employment  cannot  be 
invoked  consistently  with  the  national  security. 

The  specific  legislative  recommendations  made  by  the  committee, 
based  upon  its  investigations,  are  incorporated  in  the  above  report 
of  August  13, 1962.  H.R.  950,  introduced  by  the  late  Chairman  Walter 
in  the  first  session  of  the  88th  Congress,  embodies  these  recommenda- 
tions. This  was  reported  out  by  this  committee  on  March  13,  1963, 
House  Report,  No.  108,  88th  Congress,  first  session.  The  bill  passed 
the  House  on  May  9, 1963.^2 

VII.  PORT  AND  VESSEL  SECURITY 

It  is  recommended  that  legislation  be  enacted  which  will  provide  a 
legislative  base  for  remedying  the  deficiencies  of  the  Magnuson  Act 
revealed  in  the  decisions  of  Parker  v.  Lester  (227  F.  2d  708)  and 
Graham  v.  Richmond  (272  F.  2d  517) . 

During  the  Korean  crisis  in  1950,  Congress  enacted  the  Magnuson 
Act  (50  U.S.C.  191, 192, 194) .    This  act  provided  that : 

'\\^ienever  the  President  finds  that  the  security  of  the 
United  States  is  endangered  by  reason  of  actual  or  threat- 
ened war,  or  invasion,  or  insurrection,  or  subversive  activity, 
or  of  disturbances  or  threatened  disturbances  of  the  interna- 
tional relations  of  the  United  States,  the  President  is  author- 
ized to  institute  such  measures  and  issue  such  rules  and  regu- 
lations *  *  *  to  safeguard  against  destrucution,  loss,  or  injury 
from  sabotage  or  other  subversive  acts,  accidents,  or  other 
causes  of  similar  nature,  vessels,  harbors,  ports,  and  water- 
front facilities  in  the  United  States,  the  Canal  Zone,  and  all 
territory  and  water,  continental  or  insular,  subject  to  the 
jurisdiction  of  the  United  States. 


"  The  bill,  as  amended,  was  subsequently,  on  March  26,  1964,  signed  by  the  President 
(P.L.   88-290). 


UN-AMEraCAN    ACTIVITIES    ANNUAL    REPORT  149 

To  implement  the  authorization  contained  in  the  Magnnson  Act,  the 
President  on  October  20,  1950,  promulgated  Executive  Order  10173. 
This  order,  as  amended,  found  that  the  security  of  the  United  States 
was  endangered  by  subversive  activity  and  prescribed  regulations  re- 
lating to  the  safeguarding  of  vessels  and  waterfront  facilities  in  the 
United  States.  The  order,  vesting  enforcement  of  the  act  in  the  Coast 
Guard,  prohibited  the  employment  of  seamen  on  American  merchant 
vessels  unless  they  held  validated  documents  which  were  not  to  be 
issued  if  the  Commandant  of  the  Coast  Guard  was  satisfied  that 
the  "character  and  habits  of  life  of  such  person  are  such  as  to  author- 
ize the  belief  that  the  presence  of  the  individual  on  board  would  be 
inimical  to  the  security  of  the  United  States  *  *  *." 

The  order  authorized  the  Commandant  to  issue  regulations,  which 
he  did,  for  establishing  procedures  under  which  security  clearance 
would  be  granted  or  denied.  For  reaching  such  determination,  the 
Commandant's  regulations  provided  that  he  "may  consider  whether 
on  all  the  evidence  and  information  available  reasonable  grounds  ex- 
isted for  the  belief  that  the  seaman  (1)  has  committed  acts  of  trea- 
son, espionage  or  sabotage;  (2)  is  under  the  influence  of  a  foreign  gov- 
ernment; (3)  has  advocated  the  overthrow  of  tlie  Government  by  force 
or  violence;  (4)  has  intentionally  disclosed  classified  information  to 
unauthorized  persons;  or  (5)  is  or  recently  has  been  a  member  of,  or 
affiliated  with,  an  organization  designated  by  the  Attorney  General  as 
totalitarian,  Fascist,  Communist,  or  subversive. 

Under  the  initial  practice  provided  by  the  Commandant's  regula- 
tions, when  a  seaman  applied  for  clearance  to  accept  employment,  his 
application  was  checked  by  the  Coast  Guard,  and  if  clearance  was 
denied  at  this  stage  he  was  notified  in  writing  and  informed  of  the 
"general  basis"  of  such  denial,  which  w^as  accomplished  by  a  form 
letter.  In  the  event  of  security  denial,  the  seaman  was  permitted  to 
apply  first  to  a  local  and  then  to  a  national  appeal  board,  each  com- 
posed of  one  Coast  Guard  member,  one  management,  and  one  labor. 
The  appeal  board  had  before  it  the  complete  record  upon  which  the 
denial  had  been  based,  although  this  was  not  disclosed  to  the  seaman, 
who  could,  however,  appear  in  person  and  by  counsel  and  was  priv- 
ileged to  submit  testimonial  and  documentary  evidence.  He  had  no 
right  to  know  the  names  of  confidential  informants  or  to  confront  or 
cross-examine  them. 

Under  the  procedures  then  established,  approximately  1,800  seamen 
were  screened  from  merchant  vessels.  Then  followed  Parker  v.  Lester^ 
decided  by  the  U.S.  Court  of  Appeals  for  the  Ninth  Circuit  on  Octo- 
ber 26,  1955,  from  which  no  application  for  review  by  the  Supreme 
Court  was  made  by  the  Solicitor  General.  In  this  case,  several  seamen 
brought  action  in  the  circuit  court  against  the  officers  of  the  Coast 
Guard  stationed  in  the  San  Francisco  area  to  enjoin  the  enforcement 
of  the  regulations  issued  by  the  Coast  Guard  under  the  Magnuson 
Act,  alleging  principally  that  the  regulations  operated  to  deprive 
the  plaintiffs  of  their  liberty  and  property  rights  without  due  process 
of  law,  and  asking  for  declaratory  relief  establishing  the  screening 
program  to  be  void  and  unconstitutional.  The  court  of  appeals  sus- 
tained the  plaintiffs'  contention,  on  the  ground  that  the  procedures 
established  by  the  regulations  provided  for  no  hearing  for  the  plaintiffs 
with  opportunity  to  interrogate  the  witnesses  testifying  against  them. 


150  UN- AMERICAN    ACTIVITIES    ANNUAL    REPORT 

Although  tliis  decision  preceded  the  Supreme  Court  judgment  in 
Greene  v.  McElroy^  oGO  U.S.  474,  decided  June  29,  1959  (discussed 
under  tlie  Industrial  Security  Program,  supra)  ^  the  language  of  the 
court  in  Parker  v.  Lester  foreshadowed  the  pronouncements  of 
Greene^  and  indeed  seems  to  have  gone  even  further.  While  the  court 
did  not  specificaily  state  that  the  Coast  Guard  could  not  adopt  a  pro- 
gram wJiich  in  some  degree  would  qualify  the  right  of  confronta- 
tion and  cross-examination,  it  seems  clear  that  the  sense  of  the 
decision  would  require  the  Coa^.t  Guard  to  grant  the  applicant 
seaman  an  opportunity  to  be  confronted  with  his  accusers  and  to 
cross-examine  witnesses. 

The  blanket  injunction  issued  by  the  court  of  appeals  in  Lester 
against  the  enforcement  of  the  Coast  Guard  regulations  had  an  im- 
mediate and  disastrous  eti'ect  upon  the  screening  program.  As  a  re- 
sult of  that  decision,  the  Coast  Guard  was  forced  to  issue  documents 
validated  for  security  clearance  to  several  hundred  seamen  previous- 
ly determined  to  be  security  risks.  Appearing  before  this  commit- 
tee on  June  G,  1960,  in  hearings  titled  Communist  Activities  Among 
Seamen  and  on  Waterfront  Facilities^  Adm.  James  A.  Hirshfield,  As- 
sistant Commandant  of  the  Coast  Guard,  testified  that  the  require- 
ments laid  down  in  Parker  v.  Lester  have  seriously  hampered  the 
Coast  Guard  in  its  administration  of  an  effective  port  and  vessel  se- 
curity screening  program,  forcing  the  validation  of  security  clear- 
ances to  many  of  the  seamen  previously  determined  to  be  security 
risks.  He  testified  there  was  no  doubt  that,  except  for  the  necessity 
of  confrontation  and  cross-examination,  many  of  these  several  hun- 
dred clearances  would  be  revoked.  In  the  absence  of  available  wit- 
nesses and  being  precluded  from  using  confidential  information,  the 
Coast  Guard  is  compelled  to  issue  a  document  evidencing  security 
clearance  even  though  the  Commandant  might  not  be  satisfied  as  to 
the  applicant's  loyalty.  He  said  that,  although  the  regulations  of 
tlie  C'oast  Guard  were  immediately  altered  after  the  decision  in 
Parker  v.  Lester  to  conform  to  the  requirements  of  that  decision,  the 
screening  program  was  ineffective  as  a  result  of  it. 

Following  the  Lester  decision,  Admiral  Hirshfield  testified  that  the 
Coast  Guard  maintained  some  degree  of  control  by  refusing  to  process 
applications  in  wdiich  the  applicant  failed  or  refused  to  answer  in- 
quiries necessary  for  a  determination  of  his  security  status.  How- 
ever, then  followed  Graham  v.  Richmond^  decided  November  5,  1959, 
in  the  U.S.  Court  of  Appeals  for  the  District  of  Columbia.  Graham 
was  an  applicant  who  declined  to  answer  three  questions  submitted  to 
him  in  his  application  for  security  clearance.  (Briefly,  the  questions 
dealt  with  vrhether  he  was  a  subscriber  to  certain  Communist  publica- 
tions; whether  he  had  engaged  in  their  sale,  distribution,  or  publica- 
tion: and  whether  he  had  been  a  member  of  certain  Communist 
organizations.)  His  application  was  denied  for  this  reason,  and  his 
request  for  a  statement  of  cliarges  and  for  a  hearing  was  rejected  by 
the  Coast  Guard.     Graham  then  brought  his  case  to  court. 

The  court  of  appeals  in  Graham  v.  Richmond^  from  wliich  the  Goy 
ernment  made  no  application  for  review,  althougli  ruling  that  the 
questions  were  proper  and  relevant,  held  that  the  Coast  Guard's  re- 
fusal further  to  consider  the  application  upon  failure  to  answer  the 
questions  amounted  to  an  outright  denial  of  his  application  without 
a  full  hearing.     Previously  citing  Greene  v.  McEIroy^  supra,  the  court 


UN-Ai\ffiRICA]N    ACTIVITIES    ANNUAL    REPORT  151 

poinfed  out  that  it  was  nov:liere  provided  in  the  Magniison  Act,  in 
the  Executive  order,  or  in  the  ('onimaiKhxnt's  reii'ulations  that  the 
faihire  or  refusal  to  answer  certain  questions  would  entitle  the  ap- 
plicant to  no  further  consideration  arid  that,  therefore,  the  applicant 
was  entitled  to  a  processinc:  of  the  application  in  tlie  manner  for 
which  the  rec^ulations  provided,  namely,  after  a  hearing  upon  all  the 
evidence,  although  in  the  processing  of  the  application  the  applicant's 
refusal  to  answer  certain  (juestions  might  be  a  critical  factor.  This 
decision  was  a  further  bloAv  to  the  Coast  Guard  screening  program. 
The  Coa.=t  Guard  could  not,  in  granting  hearings,  allow,  in  most  cases, 
the  confrontation  and  cross-examinatio7i  of  confidential  witnesses. 
In  the  hearings  referred  to  above,  several  of  the  seamen  who  had 
previously  been  denied  clearance,  but  to  whom  clearance  was  subse- 
quently granted  as  a  residt  of  these  decisions,  appeared  and  testified 
before  the  committee.  That  they  constitute  a  grave  danger  to  the 
security  of  the  United  States,  should  not  be  doubted.  The  evidence 
supports  the  conclusion  tliat  Communists  will  commit  sabotage  and 
espionage  under  appropriate  circumstances;  that  seamen  are  in  a  posi- 
tion to  act,  and  do  act,  as  couriers  for  the  international  Communist 
movement;  and  that  they  engage  in  smuggling  of  subversive  persons 
into  the  United  States.     Admiral  Hirshfield  testified : 

Anyone  familiar  with  the  work  of  men  who  follow  the  sea 
must  agree  with  the  conclusion  of  the  Court  as  expressed  in 
Parker  v.  Lester  that  merchant  seamen  are  in  a  sensitive  posi- 
tion in  that  opportunities  for  serious  sabotage  are  numerous. 
Furthermore,  because  of  the  very  na*^ure  of  their  occupation, 
seamen  may  be  used  easilv  as  links  in  a  worldwide  Commu- 
nist  comunication  system  and  a  worldwide  espionage  net- 
work. 

]\rr.  rjay  R.  Murdock,  Washington  counsel  of  the  Seafarers'  Inter- 
national Union  of  North  America,  testified : 

Let  me  emphasize  that,  under  existing  conditions,  the 
shipping  industry  constitutes  a  convenient  conduit  by  whicli 
subversives  from  foreign  countries  can  pour  into  tliis  country. 
The  dangers  inherent  in  this  situation  cannot  be  over- 
emphasized. 

***** 

But  it  must  be  remembered  that  the  merchant  marine  is 
peculiarly  vulnerable  to  sabotage.  One  skilled  man  can 
paralyze  a  great  ship.  If  Ave  are  not  able  to  prevent  tlie  in- 
filtration of  our  merchant  marine  by  subversives,  then  the 
hazards  become  incalculable.  If  our  merchant  marine  can 
lie  paralyzed  by  sabotage,  then  all  the  billions  we  are  spending 
for  defense  still  leave  us  woefully  unprepared. 

From  the  foregoing  recital,  it  thus  becomes  apparent  that  a  legis- 
lative base  should  be  provided  to  correct  the  situation  created  by  the 
Lester  and  similar  cases.  A  personal  appearance  procedure,  specifi- 
cally authorized  by  the  Congress,  that  Avill  provide  certain  reasonable 
limitations  upon  the  privileges  of  confrontation  and  cross-examina- 
tion consistent  with  the  interests  of  national  security  and  individual 
rights,  similar  to  that  established  under  Executive  Order  10865  or  in 


152  UN-AJVIERICAN   ACTIVITIES    ANNUAL    REPORT 

the  bill,  H.R.  11363,  relating  to  industrial  security  previously  dis- 
cussed, would  seem  to  offer  a  solution.  It  is  also  necessary  to  ])rovide 
by  such  legislation  that  any  person  who  willfully  fails  or  refuses  to  ap- 
pear before  any  agency,  officer  of  the  Coast  Guard,  or  other  person 
authorized  to  make  such  inquiries  under  the  Magnuson  Act,  or  who 
willfully  fails  or  refuses  to  answer  any  question  under  oath  pertinent 
to  the  inquiry  in  application  for  clearance  or  in  any  proceeding  estab- 
lished under  the  regulations,  shall  by  that  fact  be  denied  security 
clearance  without  further  proceedings. 

H.R.  4469,  introduced  in  the  first  session  of  the  87th  Congress 
by  the  late  Congressman  Walter,  was  offered  with  the  purpose  in  view 
of  attempting  to  meet  some  of  the  difficulties  posed  under  Parker  v. 
Letter  and  Graham  v.  Richmond.  This  bill  was  reported  out  by  tliis 
committee  on  February  23, 1961,  was  passed  by  the  House  on  March  21, 
1961,  and  referred  to  the  Senate.  No  final  action  was  taken  by  the 
Senate.  The  committee  recommends  that  a  comprehensive  program 
be  adopted  which  would  remedy  the  deficiencies  disclosed  above. 

VIII.  SURVEILLANCE  BY  TECHNICAL  DEVICES— WIRETAPPING 

The  committee  has  repeatedly  recommended  legislation  authoriz- 
ing the  interception  and  divluging  of  communications  by  wire  or 
radio,  under  appropriate  circumstances  and  safeguards,  in  the  con- 
duct of  investigations  and  for  the  prevention  and  prosecution  of 
crime,  particularly  those  relating  to  activities  or  offenses  involving 
the  national  security.  Because  of  the  status  of  existing  law,  many 
offenses  go  undetected,  or  unpunished,  that  are  of  serious  consequence 
to  the  national  security.  The  urgency  of  legislation  of  this  type  is 
again  emphasized. 

Moreover,  it  is  the  view  of  the  committee  that  State  officials,  as 
well  as  Federal,  within  reasonable  limitations,  should  be  authorized 
to  acquire  and  intercept  communications  for  such  purposes.  In  the 
case  of  State  law  enforcement,  it  is  felt  that  the  prohibitions  of  section 
605  of  the  Communications  Act  of  1934  should  be  made  inapplicable 
to  the  interception  or  divulging  of  any  conmiunication  by  wire  or 
radio  either  authorized  pursuant  to  the  statutes  of  such  State  for  the 
purpose  of  enforcing  certain  serious  and  selected  criminal  laws  of  the 
State,  or  when  done  in  cooperation  with  Federal  officials  in  the  en- 
forcement of  laws  involving  the  national  security.  In  view  of  the 
fact  that  enforcement  of  local  law  with  respect  to  State  offenses  is 
constitutionally  committed  to  the  States,  it  would  seem  that  each  State 
should  be  free  to  exercise  the  constitutional  privilege  of  determining 
its  OAvn  public  policy  with  respect  to  the  prevention  of  crimes  and 
enforcement  of  laws  committed  to  its  jurisdiction. 

The  committee  advocates  legislation  designed  to  give  law  enforce- 
ment such  means  of  accomplishing  its  purposes  as  are  consistent  with 
the  scientific  and  technological  progress  of  this  modern  age  and  to 
relieve  it  of  the  handicap  of  being  forced  to  operate  with  the  tools  of 
the  horse-and-buggy  era. 

Wiretapping  does  not  involve  the  introduction  of  any  new  or  unusual 
principle  of  law  enforcement.  Is  it,  for  example,  to  be  distinguished 
from  the  policeman  on  the  beat  who  makes  personal  observation  of  the 
conduct  and  activities  of  persons  under  suspicion,  or  the  old-fashioned 
eavesdropping  of  the  detective  in  public  places?     The  telephone  and 


UN- AMERICAN    ACTIVITIES    ANNUAL    REPORT  153 

radio  are  largely  public  utilities,  which  extend  beyond  the  privacy  of 
one's  dwelling,  and  should  present  no  particular  privileges  or  haven 
for  the  conduct  of  activities  inimical  to  the  national  welfare.  It  seems 
clear  that  the  Communications  Act  of  1934  must  be  modified  so  that 
law  enforcement  is  brought  abreast  of  modern  techniques  utilized  by 
the  criminal  of  today.  We  cannot  assume  that  this  privilege  would  be 
abused  by  public  officials  in  any  greater  degree,  if  at  all,  than  other 
privileges  might  be  abused.  And  should  an  official  abuse  a  privilege, 
the  obvious  remedies  exist  in  this  case  as  in  others.  Is  it  expected  that 
law  enforcement  officers  should  be  confined  to  the  practice  of  clair- 
voyance and  palmistry  for  the  detection  of  crime?  Legislation  on 
this  subject  has  long  been  overdue. 

IX.  NATIONAL  SCIENCE  FOUNDATION 

It  is  recommended  that  the  National  Science  Foundation  Act  of  1050 
be  further  amended  so  that,  in  addition  to  matters  provided  in  Public 
Law  87-835  of  the  87th  Congress  (H.K.  8556) ,  the  following  provisions 
be  included: 

With  respect  to  the  provision  of  Public  Law  87-835  of  the  87th 
Congress,  making  it  unlawful  for  any  person  to  make  application  for 
a  scholarship  or  fellowship  who  is  a  member  of  any  Communist  or- 
ganization registered  or  required  to  register  by  final  order  of  the  Sub- 
versive Activities  Control  Board,  the  provision  should  be  extended  to 
make  it  unlawful  for  any  person  to  make  an  application  for  such 
scholarship  or  fellowship  who  has  been  a  member  of  any  such  organiza- 
tion since  the  date  on  which  it  has  registered  or  been  ordered  to  register 
by  final  order  or  who  has  been  a  member  of  such  organization  within 
a  period  of  5  years  from  the  date  of  such  application,  whichever  period 
is  shorter. 

In  addition  to  the  above  amendment  to  Public  Law  87-835,  a  fur- 
ther provision  should  be  included  relating  to  grants  to  institutions 
for  projects  contracted  by  the  Foundation,  making  it  unlawful  for  any 
person  to  receive  such  funds  from  the  institution  for  the  conduct  of 
i-esearch  miless  the  institution  obtained  from  such  pereon  an  oath  or 
affirmation  of  allegiance  and  statement  regarding  any  crimes  com- 
mitted or  criminal  charges  pending,  as  is  required  of  an  applicant  for 
a  fellowship  or  scholarship,  and  making  it  unlawful  for  such  person 
lo  receive  or  apply  for  funds  from  such  institution  if  such  individual  is 
a  member  of  a  Communist  organization  registered  or  required  to 
register  as  before  mentioned  or  has  been  a  member  of  such  organiza- 
tion within  5  years  past  or  from  the  time  that  such  organization  was 
registered  or  required  to  register,  whichever  period  is  the  shorter. 

The  National  Science  Foundation  was  created  by  act  of  Congi-ess  in 
1050,  which  declared  its  purpose  ''to  promote  the  progress  of  science, 
to  advance  the  national  health,  prosperity  and  welfare,  to  secure  the 
national  defense,  and  for  other  purposes."  Among  other  powers,  the 
Foundation  was  given  authority  to  award  fellovrships  and  scholarships 
to  deserving  science  students  and  also  gTants  to  institutions  for  scien- 
tific research  projects. 

Members  of  the  Congress  were  justifiably  jolted  in  March  1061  when 
the  Foundation  announced  a  fellowship  award  to  Edward  Yellin,  a 
graduate  student  at  the  University  of  Illinois.  In  1958,  Yellin  had 
been  identified  as  a  member  of  the  Communist  Party  by  a  former 


154  UN-AMERICAN    ACTIVITIES    ANNUAL    REPORT 

FBI  undercover  operative  who  testified  before  this  conunitree  in  its 
investigations  of  Communist  infiltration  of  basic  industry.  The  testi- 
monv  described  Yellin  as  one  of  a  number  of  well-trained,  educated 
yomig  Communist  colonizers  sent  into  the  steel  industry  in  an  effort 
by  the  Communist  Party  to  infiltrate  the  labor  movement.  In  those 
hearings,  Yellin  refused  to  testify,  invoking  the  protection  of  the  first 
amendment  to  questions  relating  to  his  employment,  his  Comnnmist 
Party  membership,  and  whether  he  had  deliberately  concealed  facts 
concerning  his  college  education  when  applying  for  employment  with 
the  Carnegie-Illinois  Steel  Corporation.  In  1960,  he  was  convicted  of 
contempt  of  Congress,  fuied  $250,  and  sentenced  to  1  year  in  prison. 
Plis  conviction  was  upheld  by  the  court  of  appeals  on  February  16, 
1961,  a  month  before  the  National  Science  Foundation  announced  the 
award  of  a  scholarship  to  him. 

Following  this  committee's  disclosure,  in  early  June  19G1,  of  the 
Foundation's  award  to  Edward  Yellin,  hearings  on  the  matter  were 
also  held  by  the  House  Committee  on  Science  and  Astronautics.  On 
June  21,  1961,  following  these  hearings.  Chairman  Brooks  of  that 
committee  introduced  H.R.  7806,  a  bill  designed  to  prevent  the  award 
of  fellowships  and  scholarships  to  persons  such  as  Edward  Yellin. 
This  bill  was  superseded  by  a  new  bill,  H.R.  8556,  introduced  by 
Chairman  Brooks  on  August  8,  1961,  which  was  favorably  reported 
by  the  Committee  on  Science  and  Astronautics,  passed  by  the  House, 
favorably  reported  by  the  Senate  Committee  on  Labor  and  Public 
Welfare,  and  enacted  into  law  on  October  16,  1962,  as  Public  Law 
87-835. 

H.R.  8556,  as  enacted  into  law,  prohibits  the  Xational  Science 
Foundation  from  making  scholarship  or  fellowship  payments  unless 
the  awardee  has  taken  an  oath  of  allegiance  to  the  Constitution  and 
to  the  United  States  and  has  provided  a  full  statement  explaining 
any  crimes  of  which  he  has  been  convicted  or  which  have  been'cliarged 
against  him  and  are  pending.  Furthermore,  it  was  made  unlawful 
for  any  person  to  apply  for  a  Foundation  scholarship  or  fellowship 
if  he  is  a  member  of  a  Communist  organization  ordered  to  register 
in  accordance  with  the  Internal  Security  Act  of  1950,  with  knowledge 
of  such  order.  The  bill  also  included  a  provision  authorizing  the 
Foundation  to  refuse  or  revoke  a  scholarship  or  fellowship  award  if 
the  National  Science  Board  is  of  the  opinion  that  such  award  is  not  "in 
the  best  interests  of  the  L^nited  States." 

H.R.  8556,  as  enacted  into  Public  Law  87-835,  requiring  a  full 
statement  of  all  crimes  charged  or  pending  against  an  applicant, 
would  very  likely  have  been  eil'ective  in  preventing  an  award  to  Yellin, 
for  the  Foundation  officials  had  declared  that  they  were  totally  un- 
aware of  Yellin's  conviction  for  contempt  of  Congress  or  of  the 
charges  relating  to  his  membership  in  the  Communist  Party.  How- 
ever, it  is  not  believed  that  the  act  will  be  effective  in  accomplisliing 
its  purpose  of  preventing  awards  to  Communist  Party  members  by  the 
simple  requirement  that  it  shall  be  unlawful  for  a  inember  of  a  Com- 
munist organization  to  make  application  for  a  scholarsliip  or  fellow- 
ship award. 

This  committee  has  had  abundant  experience  under  similar  provi- 
sions of  the  Taft-Hartley  law  (Labor  Management  Relations  Act 
of  1947,  29  U.S.C.  Ill,  159(h)),  which  denies  the  benefit  of  the  law 


UN-.\]MERICAN    ACTIVITIES    AIvXUAL    REPORT  155 

to  a  labor  or<2ranization  unless  its  officers  have  filed  affidavits  dis- 
clainung  membership  in,  or  affiliation  vith,  the  Communist  Party. 
This  provision  has  been  repeatedly  circumvented  by  officers  of  labor 
organizations  who  were  in  fact  members  of  the  Communist  Party,  but 
executed  technical  resignations  from  membership  the  day  or  moment 
before  the  affidavit  was  executed.  Similarly,  in  appearances  of  Com- 
munists before  this  committee,  the  committee  has  frequently  fomul 
that  in  response  to  questions  relating  to  membership  in  tlie  Coiumuiiist 
Party,  they  have  denied  such  membership,  but  when  asked  if  they  had 
resigned  technical  membership  immediately  prior  to  their  appearance 
on  the  witness  stand,  they  invoked  the  fifth  amendment  privilege.  1 1  is 
therefore  essential,  if  any  such  provision  is  to  be  elTective  relating  (o 
membership,  that  a  reasonable  period  of  time  be  fixed  ])rior  to  and 
including  the  date  of  the  award.  It  has  also  been  found  that  many 
persons  who  are  under  the  discipline  of  the  Communist  Party  and  who 
perform  all  of  the  activities  of  actual  membership  are  in  a  security  or 
underground  status  in  the  party,  having  severed  technical  or  formal 
membership.  The  time  element  relating  to  membership  is  important 
with  respect  to  actual  present  membership.  The  committee  recomen- 
dation  set  forth  in  this  section  will  go  a  long  way  toward  obviating 
these  problems. 

The  present  act  is  also  defective  because  of  its  failure  to  deal  with 
the  situation  relating  to  grants  to  institutions,  which  in  turn  engage 
individuals  to  coiiduct  contracted  work.  The  investigations  of  the 
committee  pointedly  reveal  the  circumstances.  Columbia  University, 
for  example,  received  a  grant  of  $4,500  from  the  National  Science 
Foundation  in  1956  and  placed  its  project  under  tlie  direction  of 
Prof.  Harry  Grundfest.  In  195S,  Columbia  University  received  an- 
other grant  of  more  than  $75,000  for  a  second  project  to  be  supervised 
by  him.  This  was  the  same  Ilarry  Grundfest  who  continued  to  serve 
on  the  boards  of  directors  of  two  organizations  that  had  been  cited  as 
subversive  and  Comnmnist  by  the  Attorney  General:  wlio  iiumbered 
among  his  associates  a  member  of  the  infamous  Canadian  Communist 
spy  ring;  who  invoked  the  fifth  am.endment  in  1953  when  questioned 
about  Communist  Party  membership  b}'  a  Senate  committee  investi- 
gating subversion  in  the  Army  Signal  Corps;  who  on  October  2,  1961. 
pleaded  the  fifth  amendment  to  similar  questions  in  an  executive 
session  of  the  Committee  on  Un-American  Activities,  in  the  course  of 
the  investigation  of  the  National  Science  Foundation  :  and  who  2  days 
later,  on  October  4,  1961,  was  the  object  of  an  additional  grant  of 
$156,000,  awarded  to  Columbia  Universit}^  by  the  Foundation. 

Dr.  Alan  T.  Waterman,  Director  of  the  National  Science  Founda- 
tion, when  questioned  on  October  25,  1961,  about  th.e  grants  made  to 
Columbia  in  Grundfest's  behalf,  claimed  that  the  Foundation  had  no 
knowledge  of  the  professor's  Communist  affiliations. 

In  1957,  the  Foundation  awarded  a  2-year  grant  of  $9,800  to  Phil- 
ander-Smith  College  in  Little  Rock,  Ark.,  for  research  to  be  con- 
ducted by  Dr.  Lee  Lorch.  In  1950,  the  same  Lee  Lorch  had  been 
identified  as  a  member  of  the  Communist  Party  by  three  witnesses  in 
public  testimony  before  the  Committee  on  Un-American  Activities. 
When  Lorch  had  appeared  as  a  witness  before  the  committee  in  public 
session  in  1954,  he  denied  party  membership  as  of  the  time  he  testified, 
but  refused  to  answer  questions  about  party  membership  for  an  earlier 


156  UN-AMERICAX    ACTIVITIES    ANNUAL    REPORT 

period.  Pie  was  cited  for  contempt  of  Congress,  but  was  acquitted 
by  a  Federal  court  on  a  technicality.  Dr.  Lorch  had  been  dismissed 
by  at  least  three  colleges  before  the  Foundation  approved  the  grant 
for  his  project  at  Philander-Smitli. 

Dr.  Waterman  claimed  that  the  National  Science  Foundation  had 
none  of  this  information  about  Dr.  Lee  Lorch  at  the  time  the  grant 
was  awarded  to  Philander-Smith. 

This  situation  relating  to  grants  is  not  even  partially  covered  in  the 
National  Science  Foundation  Act,  as  amended,  as  of  this  day.  It  is 
therefore  essential  to  inake  provision  in  the  law  for  such  purpose. 
Such  provision  may  well  take  the  form  suggested  in  the  recommen- 
dation. 

{For  full  discussion  of  the  National  Science  Foundation  investiga- 
tion, see  Annual  Report  for  the  Year  1961^  House  Committee  on 
Un-American  Activities,  pp.  93-103.) 


CHAPTER  IX 
MEMORIALS  FOR  DECEASED  MEMBERS 

FRANCIS  E.  WALTER,  IN  MEMORIAM 

Tlie  folloAving  resolution  in  memory  of  the  late  Francis  E.  Walter  of 
Pennsylvania,  chairman  of  the  Committee  on  Un-American  Activities, 
was  unanimously  adopted  by  the  committee  and  ordered  to  be  included 
in  its  Annual  Report  for  the  year  1963 : 

Whereas,  our  esteemed  chairman  and  colleague,  the  late 
Honorable  Francis  E.  Walter,  readily  contributed  his  full 
measure  of  duty  to  liis  country  in  both  World  Wars  I  and  II ; 
and 

Whereas,  having  been  trained  in  the  professions  of  law  and 
finance,  he  left  a  successful  law  practice  in  his  home  State  of 
Pennsylvania  and  came  to  our  Nation's  Capital  to  serve  in  the 
House  of  Representatives  for  over  30  years — devoting  all  his 
abilities,  talents,  and  untiring  efforts  to  bettering  and 
strengthening  the  country  he  so  loved  and  safeguarding  the 
freedoms  he  so  cherished ;  and 

Whereas,  through  the  years,  he  came  to  be  recognized  and 
respected  as  one  of  the  greatest  Americans  to  serve  in  the 
Congress — a  dynamic  leader  who  was  not  only  a  skilled  legis- 
lator and  an  expert  parliamentarian  with  a  keen  and  penetrat- 
ing insight,  but  a  man  of  courage  and  action,  a  man  faithful 
to  his  ideals ;  and 

Whereas,  he  was  assigned  to  the  House  Committee  on  Un- 
American  Activities  in  1949  and  assumed  its  chairmanship  i^i 
1955;  and 

Whereas,  as  chairman  of  this  committee,  he  brought  with 
him  a  keen  insight  into  the  aims  and  tactics  of  the  Communist 
conspiracy,  a  deep  comprehension  of  the  gravity  of  his 
responsibilities,  and  an  unwavering  devotion  to  his  duties' 
and 

W^hereas,  his  distinguished  and  courageous  chairmanship 
of  this  committee  gained  him  well-deserved  national  acclaim 
as  a  just  and  unyielding  foe  of  all  those  forces  determined  to 
undermine  our  way  of  life ;  and 

Whereas,  his  many  contributions  in  the  field  of  national 
security  will  be  an  everlasting  monument  to  his  memory  and 
will  serve  as  a  living  inspiration  to  all  those  who  serve  after 
him; 

Now.  therefore,  he  it  resolved,  That  the  members  of  the 
Committee  on  Un-American  Activities  in  tribute  to  the 
memorv  of  Francis  E.  W^alter,  and  in  recognition  of  his  out- 
standmg  leadership,  commend  to  all  Americans  his  words  of 
warning : 

The  struggle  for  freedom  never  ends.    It  is  a  con- 
tinuing thing;  a  struggle  we  can  never  neglect  or 


forget 


157 


CLYDE  DOYLE,  L\  xlIEMORIAM 

'I'lie  folloAving  resolution  in  memory  of  the  late  Clyde  Doyle  of 
California,  member  of  the  Committee  on  Un-American  Activities,  was 
unanimously  adopted  by  the  committee  and  ordered  to  be  included  in 
its  Annual  Report  for  the  year  1963 : 

Whereas,  our  esteemed  colleague,  the  late  Honorable  Clyde 
Doyle,  viewed  his  long  legislative  labors  on  this  committee  as 
a  personal  expression  of  duty  and  devotion  to  the  countrv  he 
so  loved;  and 

Whereas,,  his  favorite  motto,  "Our  beloved  Nation  deserves 
the  best  of  whatever  we  are,"  so  aptly  defined  the  motives, 
the  methods,  and  indeed  the  man  himself;  and 

Whereas,,  his  sincere  passion  for  the  principles  of  procedure 
and  method  singularly  contributed  to  the  committee's  eifec- 
tiveness;  and 

Whereas,  his  professional  pride  in  justice  and  fair  p]av 
harmonized  with  his  high  personal  qualities  of  charity  and 
compassion ; 

^  Now,  therefore,  he  it  resolved.  That  the  men^bers  of  the 
Committee  on  Un-American  Activities  express  their  senti- 
ments to  the  memory  of  Clyde  Doyle  in  lines  he  himself 
composed : 

Four  things  you  must  do 
Tf  you  would  make  your  record  true ; 
To  think  without  confusion  clearly, 
To  love  your  fellow  men  sincerely, 
To  act  from  honest  motives  purely. 
To  trust  in  God  in  Heaven  securely. 
158 


INDEX 


INDIVIDUALS 

A  Pasje 

Adler,  Friedrich . 125,  126 

Andres,  Teresa  Carvajal  de.     {See  Carvajal  de  Andres,  Teresa.) 

Apro,  Antal 103 

Apthcker,  Herbert 125 

Arcos,  Matilde  Morales.     {See  Morales  Arcos,  Matilde.) 

Ault,  Paul 16 

B 
Ballam,  Sam.     (See  Marcy,  Sam.) 

Barnes,  Betsy 76 

Barnes,  Jack 76,  77.  83 

Barranco  Escavia,  Jose 87 

Barranco,  Rafael  Lopez.     {See  Lopez  Barranco,  Rafael.) 

Bastian  (Walter  M.) 133 

Bateson,  Nicholas 70-72,  75 

Batista,  Fulgencio 127 

Battin,  James  F 11-1 

Bazelon  (David  L.) 131 

Bebrits,  Lajos  (Louis) 109 

Bentlev,  Elizabeth . 111 

Bingham,  James  E.  (Jim) 76,  77,  79,  81,  83 

Blodgett,  Charles  David 53 

Blossom,  Frederick  A 26 

Boudin,  Leonard  B 66 

Bravo,  Nestor  Otto 54 

Brooks,  Overton 154 

Brower,  Brock 89 

Brown,  Fred 85 

Brown,  Julia 6 

Brownell,  Herbert,  Jr 27 

Bryant,    Valeda    (Mrs.    Robert    E.    Randolph).     (See    Randolph,    Valeda 
Bryant.) 

Buhai,  Harriett 54-56 

Burger  (Warren  E.) 131-133 

Burton  (Joseph  M.,  Jr.) 129,  133 

C 
Cansinos  Palma,  Jose 87 

Carvajal  de  Andres,  Teresa  (wife  of  Angel  Larroca  Garcia) 86 

Castillo.  Alejandro  Heredero  del.      {See  Heredero  del  Castillo,  Alejandro.) 

Castillo  Villarrubia,  Eulogia  del ' _.   S6,  87 

Castro,  Fidel 9,  10,  20,  30,  32,  35,  41,  42,  61,  62,  66,  81,  84,  127,  135,  137 

Castro  Martinez,  Sofia  (wife  of  Rafael  Lopez  Barranco) 86,  87 

Chambers,  Whittaker 102,  111 

Chase,  Homer 11,  12 

Chi-Chou  Huang 25,  28 

Cholmelev,  Elsie  Fairfax 27 

Clark,  Tom 26,  119,  142,  144 

Cole  (Kendrick  M.) 143,  144 

Coleman,  J.  C 28 

Copeland,  Vincent 18 

Cramer  (William  C.) 34 

Cucchiari,  Salvatore 59,  60,  63 

Cuervo  Rodriguez,  Aladino 87 

I 


il  INDEX 

D  Page 

Danaher  (John  A.) . 133 

Davis,  Benjamin 66 

de  Villar,  Melitta  (Mrs.  Louis  Amster) 39,  40 

Dennis  (Eugene) 142 

Dobbs,  Ben 94 

Dougher,  Joe 16 

Dovle,  Clvde 15S 

Dulles  (John  Foster) 129,  138 

E 

Eisenhower,  Dwight  D 30,  144 

Eisler,  Gerhart  (aliases:  Hans  Berger;  Gerhard;  Edwards;  Brown;  Julius 

Eisman;  Gerhart;  Samuel  Liptzen) 85 

Elliott,  Roland 113 

Elman,  Richard  M 42 

Engels  (Friedrich) 9 

Epstein,  Israel 26,  27 

Escavia,  Jose  Barranco.     {See  Barraneo  Escavia,  Jose.) 

F 

Fahy  (Charles) 131 

Fishman,  Moe  (Moses) 85,  86,  88-90 

Foreman,  Clark  Howell 63 

Frank,  Waldo 129,  131-134,  136 

Fritchman,  Stephen  H 57 

Fritchman,  Mrs.  Stephen  H 57 

Flynn  (Elizabeth  Gurley) 142 

Fuchs,  Klaus  Emil  Julius 98 

G 

Garcia,  Angel  Larroca.      (See  Larroca  Garcia,  Angel.) 

Gard,  June  Anita 69,  70,  72 

Gero,  Erno 104,  109 

Gesell,  Harold  J.  E 74 

Gitlow  (Benjamin) 142 

Glenn,  John  R.  (Jack) "6,  78-82 

Glenn,  Marcia  Haag  (Mrs.  John  R.) 76,77,81-84 

Gluck,  Sidney  J 39 

Gojack,  John  T 121 

Gold,  Harry 98 

Goldberger,  Alexandria 102 

Goldstein,  Eleanor 63 

Graham  (Edgar  W.) 148,  150,  152 

Greene  (William  L.) 145,  146,  150 

Greenglass,   David ^     ^^  98 

Groninger,  Paulann  (Mrs.  William  Groninger) 76,77,81 

Groninger,  WiUiam  (Bill) 76,77,81 

Grumman,  Frank 121 

Grundfest,  Harrv 155 

Guevara,  Ernesto  "Che" 41,42 

Gumpert,  Peter__ 70,  71 

H 

Haag,  Marcia  (Mrs.  John  R.  Glenn).     {See  Glenn,  Marcia  Haag.) 

Hall,  Gus 10,  22 

Hansen,  Joseph '' 

Harlan  (John  M.^    119 

Hartman,  Louis  Earl 121 

Hayes,  Dorothy 28 

Hegcdus,  Andras 108 

Heide,  Paul 48 

Heredero  del  Castillo,  Alejandro 87 

Hernandez,  Ana  Hernandez.     {See  Hernandez  Hernandez,  Ana.) 

Hernandez  Hernandez,  Ana  (wife  of  Jose  Barranco  Escavia) 86,  8/ 


INDEX  iii 

Page 

Herter  (Christian) 129,  132,  134 

Hirsch,  Walter.     (See  Jerome,  Fred.) 

Hirshfield,  James  A 150,  151 

Hiss,  Alger 98,  10? 

Hoffman,  Parrv 59-G3,  73 

Holmes  (Oliver  Wendell) 142 

Hoover,  J.  Edgar 99 

Huberman,  Leo 40,  41 


Ibarruri,  Dolores  (alias  "La  Pasionaria") 89 

Indebaum,  Arnold  (Arniej  {see  also  Jacobs,  J.) 69-76 

J 
Jackson,  James  E__ 142 

Jacobs  (or  Jacob],  J  (or  Jay)  (see  also  Indeiibaum,  Arnold) 65,  66,  69-75 

Jerome,  Fred  (alias  Walter  Hirsch) 13,  35,  36 

Jerome,  V.  J.  (Victor  Jeremy) 35 

Johnson,  Azalena 40 

Johnson,  John  Allen  (also  known  as  Johnson,  Allen) 52,  53 

Johnson,  Lyndon  B 128 

Johnson,  Margaret  Frances 53,  54 

Josephson 121 

K 

Kadar,  Jdnos 109 

Kennedy  (Edward  M.) 127 

Kennedy,  John  F xi,  16,  52,  124-128 

Kennedy  (Robert  F.) 127 

Kent  (Rockwell) 129,  138 

Khrushchev,  Nikita  Sergeevich 9-11,  19,  32,  93,  97,  108,  112 

Kidwell,  Jean  Estelle  (Mrs.  Fank  S.  Pestana),     (See  Pestana,  Jean  Estelle 
Kidwell.) 

Kiss,  Karoly 103 

Koritschoner,  Franz 126 


"La  Pasionaria."     (See  Ibarruri,  Dolores.) 

Larroca  Garcia,  Angel 86,  87 

Laub,  Levi  Lee 44,  46,  59-66,  69,  73,  75 

Lautner,  John 102,  103 

Lee,  Vincent  Theodore 42,  43,  46 

Lehrer,  Robert 121 

Lenin,   V.  L   (alias  for  Vladimir  H'ich  Ul'ianov;  also  known  as  Nikolai 

Lenin) 3,  4,  9,  11,  20,  105,  112,  125,  126 

Lester  (J.  A) 148-152 

Levitt,  Ralph 76,  77,  79,  81,  83 

Linke,  Brunhilde 72,  73 

Lopez  Barranco,  Rafael 87 

Lorch,  Lee 155,  156 

Luce,  PhilHp  Abbott 44,  62,  63,  66,  67 

Lustig,  James 102,  103 

Lynn,  Conrad  J 39,  40 

M 

Madrigal,  Eustasia  Sokolowski 54 

Malis,  Victor 121 

Mao    Tse-tung xii,  9,  11 

Marcy,  Sam  (also  known  as  Sam  Ballam) 18,  20 

Marsh,  Jack 81 

Martin,  Ana  Salvador.     (See  Salvador  Martin,  Ana.) 

Martin,  William  H 147 

Martinez,  EHzabeth  Sutherland.     (See  Sutherland,  Elizabeth.) 
Martinez,  Ramon  Martinez.     (See  Martinez  Martinez,  Ramon.) 
Martinez,  Sofia  Castro.     (See  Castro  Martinez,  Sofia.) 


Iv  INDEX 

Page 

Martinez  Martinez,  Ramon 87 

Martinet,  Stefan  (Steve) 44-46,  63,  64 

Marx,  Karl 3,  9,  112,  125 

McAvoy,  Clifford  T 75 

Mc Cone,  John 33 

McElroy  (Neil  M.) 145,  150 

Mc  Li  icas ,  Lero  V 37-39 

Miller,  Loiiis 39,  54 

Miller  (Wilbur  K.) 120,  129 

Minton  (S herman) 144 

Mitchell,  Bernon  F 147 

Morales  Arcos.  Matilde  (wife  of  Jose  Cansinos  Palma) 86,  87 

Morgan,  Thomas  G.  (Tom) 76,77,83 

Morrav,  Joseph  Parker 41 

Murdock,  Ray  R 151 

N 

Nagy,  Imre 108,  109 

Nakashima,    Wendie    Suzuko.      (See    Rosen,    Wendie    (Wendy)    Suzuko 
Nakashima.) 

Nearing,  Scott 26 

North,  Joseph 55,  57,  58 

Nunez  \'elanos,  Encarnacion  (wife  of  Ramon  Martinez  Martinez) 86,  87 

O 

O'Connor,  Harvev 122 

O'Neill,  Edward  R 73 

Ormazabal  Ramon,  Tife 87 

Ortiz,  Vickie  (Mctoria) 60,  63,  73,  75 

Oswald,  Lee  Harvey 124,  125,  127 


Palma,  Jose  Cansinos.      (.See  Cansinos  Palma,  Jose.) 

Paull,  Irene  (Mrs.  Henry  Paull) 51,  52 

Parker  (Lawrence) 148-152 

Penha,  Armando 25 

Perham,  David 74 

Pestana,  Frank  Simplicio 51,  52,  54-57 

Pestana,  Jean  Estelle  Kidwell  (Mrs.  Frank  Simplicio  Pestana) 47, 

51,  52,  54-56 

Peters,  Joseph 102,  103 

Phelps,  Larry  WMlford 63,  68,  69,  71 

Popper,  Martin 122 

Porter  (Charles  O.) 129,  133,  134,  136 

Prensky,  Catherine  Jo  (Kathy) 63,  68 

Prettyman  (Elijah  Barrett) 129 

Q 

Qiiinn,  Gerald  Manuel 40 

R 

Rabinowi  tz,  Victor 66 

Rajk,  Las2lo 103,  109 

Rakosi,  Matyas 103,  104,  108,  109,  112 

Randolph,  Robert  Eugene 47,  48 

Randolph,  Valeda  Bryant  (Mrs.  Robert  Eugene  Randolph) 48,  49 

Read,  Jon  Joseph 50 

Reed  (Stanley  Forman) 144 

Rein,  David 27 

Richmond  (Alfred  C.) 148,  150,  152 

Roda  Zarabozo,  ALaria  Paz 87 

Rodriguez,  Aladino  Cuervo.      (See  Cuervo  Rodriguez,  Aladino.) 

Roman,  Armando 6 

Rose,  Fred  (born  Fred  Rosenberg) 98 

Rosen,  Jacob  (also  known  as  Jake  and  Jack  Rosen) 36,  67,  68,  70,  72 

Rosen,  Milton 12-17,  45,  46,  64,  67,  72 


INDEX  V 

Page 

Rosen,  Wendie  (Wendy)  Siizuko  Nakashima  (Mrs.  Jacob  Rosen) 63,  67,  68 

Rosenberg   Rose  Schorr  (Mrs.  Louis  Rosenberg) 47,  55,  56 

Russell,  Maud 25-29 

Russell  (Norton  Anthony) 120-122 

S 

Salter,  John  Frederick 63 

Salvador,  Gregorio  Valero.      (See  Valero  Salvador,  Gregorio.) 

Salvador  Martin,  Ana 87 

Samter,  Alfred  James 121 

Santiago,  Jo  Ann 10 

Santiago,  Jose 10 

Santo,  John 101-114 

Sapirain ,  Sebastian 88 

Scheer,  Mortimer 13,  14,  45,  46,  64,  67,  72 

Schlosser,  Anatol  Isaac 43,  44,  59,  63,  64 

Shallit,  Ellen 59,  60,  63 

Shapiro,  Joseph  Abram 50 

Shaw,  Edward  Walter 41 

Shelton,  Robert 120,  121 

Sherman,  Durane  U 70,  71 

Shriver,  George 79 

Sik,  Endre 102,  103 

Silber,  Bernard 121 

Simon,  Moses 103 

Sinclair- . 121 

Smith,  Don 76 

Smith,  Edwin  S 28 

Smith,  Polly  (Mrs.  Don  Smith) 76 

Smith,  Rhoden 63 

Soblen,  Robert  A 30 

Stalin,  Josef  (losif  Vissarionovich  Dzhugashvili) 3,  7,  9,  11,  20,  97,  108,  112 

Stewart  (Potter) 119 

Strong,  Anna  Louise 26,  27 

Sutherland,  Elizabeth  (born  Elizabeth  Southerland  Martinez) 36-39 

T 

Tarasov,  Vladislaw  Stepanovlch 90-92 

Tife,  Ramon  Ormazabal.     (See  Ormazabal  Ramon,  Tife.) 

Tishman,  Mark 63 

Tito  (alias  for  Josip  Brozovich;  also  know  as  Josip  Broz) 9,  10 

Travis,  Helen  (Mrs.  Robert  C.  Travis) 26,  43,  46,  47,  54 

Trotsky,  Lev  (Leon)  (born  Lev  Davidovich  Bronstein) 3,  20,  77 

Truman,  Harry  S xi,  31,  135 

Turoff,  Sidney 122 

V 

Valero  Salvador,  Gregorio 87 

van  der  Jagt,  H.  J 73,  75 

Velanos,  Encarnacion  Nunez.     (See  Nunez  Velanos,  Encarnacion.) 
Villarrubia,  Eulogia  del  Castillo.     (See  Castillo  Villarrubia,  Eulogia  del.) 

W 

Waegell,  George  (born  Henri  George  Waegell) 40,  50 

Waegell,  Henri  George.     (See  Waegell,  George.) 

Walter,  Francis  E 157 

Warren  (Earl) 119,  146 

Warren,  Susan  (Mrs.  Richard  Frank;  nee  Susan  Mildred  Heiligman) 26,  27 

Washington  (George  Thomas) 120 

Waterman,  Alan  T 155,  156 

Weichinger,  Jovita  Lopez  (Mrs.  Karl  Vladimer  Weichinger) 51 

Weichinger,  Karl  Vladimer 51 

Weinstock,  Louis 102.  107 

Weinstock,  Rose  (Mrs.  Louis  Weinstock) 107,  108 

Whelan,  Joseph  G 99 

.36-584—64 12 


v\  INDEX 

Page 

White  (Byron  Raymond) 119 

Wilkes,  Harold  Glenn 76-78,  81,  S3 

Williams,  Robert  F 39,  40,  62,  78,  79 

Worthy,  William  Jr 129,  130-134,  136 

Wright  (James  Skelly) 120 

Y 

Yakobson,  Sergius 99 

Yates  (Oleta  O'Connor) 140-143 

Yeaglev,  J.  Walter 147 

Yellin,  "Edward 119-12"2',  153,  154 

Yerkes,  A.  Marburg 47 

Young  (Philip) 143,  144 

Youngdahl,  Luther 121 

Z 

Zarabozo,  Maria  Paz  Roda.     (See  Roda  Zarabozo,  Maria  Paz.) 

ORGANIZATIONS 


AFL-CIO.      (.See  American  Federation  of  Labor-Congress  of    Industrial 

Organizations.) 
Abraham  Lincoln  Brigade.      (See  International  Brigade,  Fifteenth.) 
Ad  Hoc  Committee  to  Oppose  U.S.  Aggression  (see  also  Fair  Play  for  Cuba 
Committee,  University  of  Indiana;  Young  Socialist  Alliance,  "University 
of  Indiana;  Student  Ad  Hoc  Committee  Against  U.S.  Intervention  in 

Cuba) 80,  83,  84 

Ad  Hoc  Student  Committee  for  Travel  to  Cuba  (see  also  Permanent  Student 

Committee  for  Travel  to  Cuba) 43-45,  64,  66,  67,  80 

Advance 67,  68 

American  Civil  Liberties  Union  (ACLU) 62 

American  Committee  for  Protection  of  Foreign  Born 10,  102 

American  Communications  Association  (ACA) 121 

American    Federation    of    Labor-Congress    of    Industrial    Organizations 

(AFL-CIO)  (see  also  Congress  of  Industrial  Organizations) 16,  95 

American  Labor  Party  (ALP) 75 

New  York  State:" 

New  York  City  Area: 

Kings  County  Committee 75 

Second  Judicial  District  Convention,  1950 75 

American  Youth  for  Democracy 48 

Anti-Fascist  Committee  of  the  East  German  Democratic  Republic 89 

Antioch  College  (Yellow  Springs,  Ohio) 44 

B 
Black  Muslims 16 

British  Overseas  Airways  Corp.  (BOAC) 60,  65-69,  71,  73,  74,  80 

Brooklyn  College  (Brooklyn,  N.Y.) 64 

C 
CIO.      (See  Congress  of  Industrial  Organizations.) 

California  Labor  School 49,  53 

Canada,  Government  of 45,  59 

Carnegie-Illinois  Steel  Corp 154 

Carpenters  and  Joiners  of  America,  United  Brotherhood  of,  AFL 53 

China,  Government  of: 

Communist  Government 1-4,  26,  28,  29,  98 

Nationalist  Government 98 

China  Photo  Service  (Peking,  China) 28 

Church  World  Service 113,  114 

City  College  of  the  City  of  New  York  (New  York  City) 36,  64,  67,  68 

Coast  Guard.     (See  entry  under  U.S.  Government,  Treasury  Department.) 

Columbia  Broadcasting  System  (CBS) 129 

Columbia  Progressive  Labor  Student  Club.      (See  entry  under  Progressive 
Labor  Movement,  Progressive  Labor  Clubs.) 


INDEX  Tii 

Paffe 

Columbia  University  (New  York  City) 15,  44-46,  64,  155 

Committee  for  a  Democratic  Far  Eastern  Policy 26,  27 

Committee  to  Aid  the  Bloomington  Students 77,  81 

Communist  International.     {See  International  III.) 

Communist  Party,  Australia 2 

Communist  Party,  Belgium 2 

Communist  Part}',  Brazil 2 

Communist  Party,  China xii,  2-4,  20,  29 

Communist  Party,  Cuba 1,  32 

Communist  Party,  France 3 

Communist    Partv,    Hungary.     {See    Hungarian    Workers'    (Communist) 
Party.) 

Communist  Party,  India 2,  3 

Communist  Party,  Italy 2,  3 

Communist  Party,  Puerto  Rico 6 

Communist  Partv  of  the  United  States  of  America xi, 

1-7,  10-14,  18,  19,  21-23,  29,  32,  66,  85,  93-96,  98,  124,  141,  147 
National  Structure: 

Central  Committee 102 

National  Board 102 

National  Committee 16,  55 

Secretariat 103 

National  Conventions  and  Conferences: 

Seventeenth   Convention,    December    10-13,    1959    (New    York 

City) 32,  94 

Districts: 

New  England  District 10,  11 

Ohio  District 101 

Southern  California  District 29,  93-96 

District  Conventions  and  Conferences: 

Second     Convention,     November     20-22,     1959,     and 

January  29-31,  1960,  Los  Angeles,  Calif 94,  96 

States  and  territories: 
California : 

Los  Angeles: 

Engels  Club  ' 47,  55,  56 

Minnesota : 

Duluth 51 

New  York  State 13 

State  Committee 6,  13 

Control  or  Review  Commission 103 

Trade  Union  Commission 101 

Erie  County 13 

New  York  City  Area: 
Bronx  County: 

Bronx  Section 101 

New  York  County  (Manhattan) : 

Puerto  Rican  Section 6 

West  Side  Village  Club 85 

Ohio: 

State  Committee: 

District  Bureau 101 

Cleveland 6 

Communist  Party,  Soviet  Union 2-4,  9,  11,  19,  22,  29,  91,  92,  108 

Central  Committee 11 

Congresses: 

Twentieth  Congress,  February  1956  (Moscow) 108 

Twenty-second  Congress,  October  1961  (Moscow) 9 

Communist  Party,  Spain 88-90 

National  Committee 87 

Communist  Political  Association: 

New  York  State  Convention,  August  1945 27 

Congress  of  Industrial  Organizations  (CIO) 16 

Constitutional  Liberties  Information  Center  (CLIC) 95,  96 

'  Variously  referred  to  as  professional  unit  and  lawyers  cell  or  group. 


viii  INDEX 

Fag* 

Cuba,  Government  of 32,  37,  41,  43,  48,  81,  127 

Consulates : 

Mexico 49 

Prague,  Czechoslovakia 61 

Embassies: 

Mexico  City,  Mexico 79 

Ottawa,  Canada 79 

Cuban  Federation  of  University  Students 46,  61,  65 

Cuban  Institute  for  Friendship  Among  the  Peoples 61 

Cuban  Writers  and  Artists  Congress.     (See  National  Congress  of  Cuban 

Writers  and  Artists.) 
Czechoslovakia,  Government  of: 
Embassies: 

Washington,  D.C 44,79 

D 
Democratic  Party: 

Young  Democrats 95 

Department  of  Motor  Vehicles,  Raleigh,  N.C 71 

E 

Eighth  World  Conference  Against  Atomic  and  Hydrogen  Bombs  and  for 
Prevention  of  Nuclear  War.     (See  entry  under  World  Congress  Against 
Atomic  and  Hydrogen  Bombs  and  for  Prevention  of  Nuclear  War.) 
Eighth  World  Youth  Festival.     (*See  entry  under  World  Youth  Festivals.) 

Electrical,  Radio  &  Machine  Workers  of  America,  United  (UE) 121 

District  4 102 

Emergency  Civil  Liberties  Committee  (ECLC) 39,  62,  63,  66 

Engineer  and  Research  Corp 145 

F 

Fair  Play  for  Cuba  Committee  (FPCC) 37,  41-43,  46-49,  51,  80,  81,  83,  127 

Bay  Area  Committee 48,  50 

Palo  Alto  Committee 52 

University  of  Indiana  Chapter.     (See  also  Ad  Hoc  Committee  to   Op- 
pose U.S.  Aggression.) 77,  79-81,  83 

Fair  Play  for  Cuba  Student  Council,  University  of  Indiana.     (See  Fair 

Play  for  Cuba  Committee,  University  of  Indiana  Chapter.) 
Fifth  'World  Youth  Festival.      (See  entry  under  World  Youth  Festivals.) 

First  National  City  Bank  of  New  York 74 

First  Unitarian  Church,  Los  Angeles.      (See  Unitarian  Church,  First.) 

Friends  of  British  Guiana 2a 

Friends  of  KPFK 57 

H 

HELP.     (See  Help  Establish  Lasting  Peace.) 

Hammer  &  Steel 2,  3,  10-14,  17 

Help  Establish  Lasting  Peace  (HELP) 95 

Hungarian  Academy  of  Sciences 108 

Hungarian  Trade  Union  Center 103 

Hungarian  Workers'  (Communist)  Party 101,  103,  108,  110,  111 

Central  Committee 104,  109 

Control  Commission 103 

Political  Committee 109 

Hungary,  Government  of 102-111 

Embassies : 

Washington,  D.C 102,  103 

I 

Immigration   and   Naturalization   Service.      (See  entry  under  U.S.  Gov- 
ernment, Justice  Department.) 

Independent  Student  Union ^5 

Institute  of  Pacific  Relations  (IPR) -^7 


INDEX  Ix 

Pag» 

Intergovernmental  Committee  for  European  Migration 113 

Internal  Revenue  Department.  (See  entry  under  U.S.  Government, 
Treasury  Departnient.) 

International,  III 85 

International   Brigade,    Fifteenth    (also  referred  to  as   Abraham   Lincoln 

Brigade) 85,  89 

International  Union  of  Students  (lUS) 49 

Executive    Committee    Meeting,    May    23-June    2,    1961    (Havana, 

Cuba) 49 

J 

Jefferson  School  of  Social  Science 27 

Jo  Ann  Santiago  Defense  Committee 10 

John  Santo  Defense  Committee 10,  102 

Johns  Hopkins  University  (Baltimore,  Md.) 25 

Joint  Anti-Fascist  Refugee  Committee  (JAFRC) 90 

K 

Kherson  Nautical  School  (Soviet  Union) 91 

KLM  Royal  Dutch  Airlines 60,  68-75 

Komsomol  (See  Young  Communist  League,  Soviet  Union). 

L 
Labor  Youth  League 35,  48,  51 

California: 

Los  Angeles 51 

Latin  American  Conference  for  National  Sovereignty,  Economic  Emancipa- 
tion and  Peace,  March  5-8,  1961  (Mexico  City,  Mexico) 48 

Los  Angeles  Committee  for  Protection  of  Foreign  Born 96 

Los  Angeles  Coordinating  Committee  for  New  Horizons  for  Youth 95 

Los  Angeles  Festival  Committee.  (See  entry  under  World  Youth  Festivals, 
Eighth  Youth  Festival.) 

Los  Angeles  Medical  Aid  to  Cuba  Committee  (see  also  Medical  Aid  to 

Cuba  Committee) 47,  54,  55 

Los  Angeles  Progressive  Youth  Organizing  Committee.  (See  entry  under 
Progressive  Youth  Organizing  Committee,  Los  Angeles.) 

Los  Angeles  Youth  for  Peace  and  Socialism 95 

M 
Maupintour  Associates 78 

Medical  Aid  to  Cuba  Committee  (MACC)   (see  also  Los  Angeles  Medical 

Aid  to  Cuba  Committee;  New  York  Medical  Aid  to  Cuba  Committee) 25, 

39,  47,  54 
Mexican  Peace  Conference.     (See  Latin  American  Conference  for  National 
Sovereignty,    Economic   Emancipation,   and   Peace,    March   5-8,    1961, 
Mexico  City.) 
Mexico,  Government  of: 
Embassies: 

Havana,  Cuba 41 

Militant  Labor  Forum,  Oakland,  Calif.     (See  entry  under  Socialist  Workers 

Party.) 
Monthl}^  Review  Press 41 

N 

National  Association  for  the  Advancement  of  Colored  People  (NAACP)__   39,  83 
"National  Committee  for  a  Sane  Nuclear  Policy  (SANE),  Students  for  a 

Sane  Nuclear  Policy  (City  College  of  the  City  of  New  York) 67 

National  Committee  To  Abolish  the  Un-American  Activities  Committee..         62 
National  Congress  of  Cuban  Writers  and  Artists,  First  Congress,  August 

18-23,  1961  (Havana,  Cuba) 36,  37 

National  Lawyers  Guild 47,  122 

Hollywood-Beverly  Hills  Chapter 54 

Nationalists  Party  of  Puerto  Rico.     (See  Puerto  Rican  Nationalist  Party.) 
New  Left  Club  (see  also  Progressive  Labor  Movement:  Progressive  Labor 

Student  Clubs,  University  of  North  Carolina) 15,  70 

New  York  Medical  Aid  to  Cuba  Committee  (see  also  Medical  Aid  to  Cuba 

Committee) 55 


X  INDEX 

Page 

New  York  University  (New  York  City) 43 

North  American  Friends  of  Cuba 62 

North  American  Newspaper  Alliance,  Inc 42 

Northwestern  University  (Evanston,  111.) 77 

0 

Ohio  State  University  (Columbus,  Ohio) 66 

Organization   of   American   States,    Special   Consultative    Committee   on 

Security 34 

Oxford  University  (London,  England) 71 


POC.     {See   Provisional   Organizing   Committee   for   a    Marxist-Leninist 

Communist  Party.) 
Painters,  Decorators  &  Paperhangers  of  America,  Brotherhood  of  (AFL)_        102 
Palo  Alto  Fair  Play  for  Cuba  Committee.     {See  entry  under  Fair  Play  for 
Cuba  Committee.) 

Party  Publishing  House  (Partiinoe  Izdatelstvo)  (Moscow) 126 

Permanent  Student  Committee  for  Travel  to  Cuba  (see  also  Ad  Hoc  Stu- 
dent Committee  for  Travel  to  Cuba) 17,  44-46,  59,  64-76,  80-84 

Philadelphia  Committee  for  a  Six-hour  Day  with  Eight  Hours'  Pay.     (*See 
entry  under  Progressive  Labor  Movement.) 

Philander-Smith  College  (Little  Rock,  Ark.) 155,  156 

Pioneer  Publishers  (New  York  City) 77 

Progressive  Labor  Movement 3, 

10,  12,  13,  15-18,  21,  45,  63-65,  67,  68,  70,  76,  137,  138 

National  organizational  meeting,  July  1,  1962,  New  York  City 72 

Philadelphia  Committee  for  a  Six-hour  Day  with  Eight  Hours'  Pay 16 

Progressive  Labor  Clubs: 

Buffalo,  N.Y 15 

City  College  of  the  City  of  New  York 15 

Columbia  Progressive  Labor  Student  Club 15,  45,  46 

Georgia 15 

Massachusetts If 

New  York 15 

Philadelphia,  Pa 15 

Progressive  Labor  New  York  Student  Club 68 

San  Francisco,  Calif- -    15 

University  of  North  Carolina  (see  also  New  Left  Club) 15,  68,  70-72 

Wilhamsport,  Pa 15,  16 

Williamsport  Committee  for  a  Six-hour  Day  with  Eight  Hours'  Pay...  16 

Progressive    Youth    Organizing    Committee: 

Los  Angeles 95 

Provisional    Organizing    Committee    for    a    Marxist-Leninist    Communist 

Party  (POC)       3-10,  12,  17 

Puerto  Rican  Nationalist  Party vii 

R 
RCA  Communications,  Inc 121 

Revolutionary  Workers  Party,  Canada 77 


San  Francisco  State  College  (San  Francisco,  Cahf.) 64 

Seafarers'  International  Union  of  North  America 151 

Simon  and  Shuster,  Inc 36-38 

Sixth  World  Youth  Festival.      {See  entry  under  World  Youth  Festivals.) 

Socialist  Workers  Party  (SWP) 3,  18-20,  23,  50,  81,  83 

National  Committee 18 

Militant  Labor  Forum,  Oakland,  Calif 50 

Stanford  University  (Calif.) 64 

Student  Ad  Hoc  Committee  Against  U.S.  Intervention  in  Cuba  {see  also 

Ad  Hoc  Committee  to  Oppose  U.S.  Aggression) 52 

Students  for  a  Sane  Nuclear  Policy  (City  College  of  the  City  of  New  York). 

{See  entry  under  National  Committee  for  a  Sane  Nuclear  Policy.) 


INDEX  xi 

Pagt 

Swarthmore  College  (Swarthmore,  Pa.) 36 

Switzerland,  Government  of: 
Embassies : 

Havana,  Cuba 35,  38 

Syracuse  University  (Syracuse,  N.Y.) 78 


Teamsters,    Chauffeurs,    Warehousemen  &   Helpers   of  America,    Interna- 
tional Brotherhood  of 16 

Tom  Maupintour  Associates.     {See  Maupintour  Associates.) 

Trans  Canadian  Air  Lines 75 

Transport  Workers  Union  of  America  (,CIO) 101 

Typographical  Union,  International  (AFL-CIO).. 120 

U 

Union  of  Soviet  Socialist  Republics,  Government  of 1-4,  23,  33 

Defense  (War),  Ministry  of: 

Army 110 

Unitarian  Action  for  Social  Justice,  San  Francisco,  Calif 52 

Unitarian  Center  (Whittier,  Calif.) 55 

Unitarian  Church  (Palo  Alto,  Calif.) 48 

Unitarian  Church  (Long  Beach,  Calif.) 55,57 

Unitarian   Church,  First  (Los  Ajigeles) 56,57 

United  Nations 16,  20,  32 

Cuban  mission 44,  80,  127 

United  States  Festival  Committee  for  the  Sixth  World  Youth  Festival. 

(See  entry  under  World  Youth  Festivals:  Sixth  Youth  Festival.) 
United  States  Government: 

Central  Intelligence  Agency  (CIA) 59 

Defense,  Department  of 147,  148 

National  Security  Agency 147,  148 

Health,  Education,  and  Welfare,  Department  of 144 

House  of  Representatives,  United  States: 

Fish    Committee   to    Investigate    Communist    Activities    in   the 

United  States  (Special  Committee) 109 

Science  and  Astronautics,  Committee  on 154 

Justice  Department 42,  43,  58,  90,  93,  122,  141,  147 

Federal  Bureau  of  Investigation  (FBI) 59,  62,  103,  128 

Immigration  and  Naturalization  Service 58,  72 

Library  of  Congress 26 

National  Science  Foundation 153-156 

Senate,  United  States: 

Internal  Security  Subcommittee  of  the  Judiciary  Committee 
(Subcommittee  To  Investigate  the  Administration  of  the  In- 
ternal Security  Act  and  Other  Internal  Securitv  Laws) 14, 

27,  62,  75,  120,  121 

Labor  and  Public  Welfare  Committee 154 

State  Department 28,  30,  31,  33,  35,  38,  42,  44,  45,  52,  55,  58, 

59,  64-66,  68,  79,  98,  127,  132,  135-137 
Embassies: 

Amsterdam,  Holland 68 

Madrid,  Spain 81 

Passport  Offices: 

Los  Angeles 54 

Miami,  Fla 42 

New  York 37,38,64,68 

Washington,  D.C 58 

Subversive  Activities  Control  Board  (SACB) 27, 

35,  67,  84,  85,  90,  93,  102,  124,  153 

Supreme  Court 93,  119-122,  124,  131,  138,  141-144,  146,  150 

Treasury  Department: 

Coast  Guard 124,  149-152 

Internal  Revenue  Service 124 

United  States  Information  Agency  (USIA) : 

United  States  Information  Service  (USIS)  Libraries xi 

Voice  of  America 91 

Veterans'  Administration 74 


xii  INDEX 

Page 

University  of  California  (Los  Angeles,  Calif.) 36,  47,  50,  57,  64 

University  of  Chicago  (Chicago,  111.) 51,  64 

University  of  Illinois  (Urbana,  111.) 153 

University  of  Indiana  (Bloomington,  Ind.) 76,  79,  80,  82 

Fair   Play  for   Cuba   Committee.     {See  entry   under   Fair   Play  for 

Cuba  ConTmittee.) 
Young  Socialist  Alliance.     (See  entry  under  Young  Socialist  Alliance) 
(.see  also  Committee  to  Aid  the  Bloomington  Students.) 

University  of  Maryland  (College  Park,  Md) 25 

University  of  Michigan  (Ann  Arbor,  Mich.) 64 

University  of  North  Carolina  (Chapel  Hill,  N.C.) 15,  68,  70,  71 

New  Left  Club.     {See  entry  under  New  Left  Club.) 
Progressive  Labor  Student  Club.     (See  entry  under  Progressive  Labor 
Movement,  Progressive  Labor  Clubs,   University  of  North  Caro- 
lina.) 

University  of  Peking  (Peking,  China) 132 

University  of  Wisconsin  (Madison,  Wis.) 64,68 

V 
Veterans  of  the  Abraham  Lincoln  Brigade  (VALB) 84-90 

W 

WBAI-FM  (radio  station)  (New  York  City) 42 

Walter  Reception  Committee 95 

West  Side  Committee  for  Iriendly  Relations  With  Cuba 40 

Western  Union 121 

Williamsport  Committee  for  a  Six-hour  Day  With  Eight  Hours'  Pay.     (See 
entry  under  Progressive  Labor  Movement.) 

Women  Strike  for  Peace  (WSP) 47,  55,  56 

Los  Angeles • 95 

Women's  International  Democratic  Federation: 

Second  Congress,  November  30-December  6,  1948,  Budapest,  Hungary..       107 

Workers  Press  (Canada) 77 

\\  orkers  World  Party 18-21 

States : 

California : 

Los  Angeles 18 

New  York: 

BufTalo 18 

New  York  City 18 

Washington : 

Seattle 18 

World  Congress  Against  Atomic  and  Hydrogen  Bombs  and  for  Prevention 
of  Nuclear  War,  Eighth  World  Congress,   August    1-6,    1962,    Tokyo, 

Japan 48,  52 

World    Peace    Congress,  July   9-14,    1962,    Moscow.      (See    World    Peace 

Council,  World  Congress  for  Disarmament  and  Peace.) 
World  Peace  Council: 

10th  Anniversary  Session,  May  8-13,  1959,  Stockholm,  Sweden 56,  57 

World  Congress  "for  General  Disarmament  and  Peace,  July  9-14,  1962, 

Moscow 48 

World  Youth  Festivals: 

Fifth  Youth  Festival,  Julv  31-August  14,  1955,  Warsaw,  Poland 35,  36 

Sixth  Youth  Festival,  .July  28- August  11,  1957,  Moscow,  Russia 36 

United  States  Festival  Committee 36 

EighthYouth  Festival,  July  29- August  6,  1962,  Helsinki,  Finland...         50, 

67,  68,  95 

Los  Angeles  Festival  Committee 95 

Y 

Young  Communist  League,  Soviet  Union  (Komsomol) 90,91 

Young  Communist  League,  U.S. A 39,  48 

Minnesota ^1 

Young  People's  Socialist  League 83 


INDEX  xiii 

Page 

Young  Socialist  Alliance  (YSA) 70-78,  80,  81,  83 

University  of  Indiana  {see  also  Ad  Hoc  Committee  To  Oppose  IJ.S. 

Aggression) 76,  83 

Young  Women's  Christian  Association,  China  Branch 26 

PUBLICATIONS 

A 

Afro- American  N ewspapers 129 

America  (Illustrated) 91 

C 

Chinese  Commercial  Daily.     {See  Hua  Shang  Pao.) 

Comment  on  the  Statement  of  the  Communist  Party  of  the  United  States 

of  America,  A  (pamphlet) 11 

Communist  Party — A  Manual  on  Organization,  The 102 

D 

Daily  News  (Whittier,  Calif.) 55-56 

Daily  Tar  Heel  (University  of  North  Carolina  student  newspaper) 15,  71,  72 

Daily  Worker 102 

E 
Esquire  (magazine) 89 

F 

Far  East  Reporter 25-27 

Far  East  Spotlight 26,  27 

Film  Quarterly 36 

H 
Hammer  &  Steel  Newsletter 11 

Hua  Shang  Pao  (Chinese  Commerical  Daily,  Hong  Kong) 26 

I 

In  Defense  of  the  Cuban  Revolution:  An  Answer  to  the  State  Department 

and  Theodore  Draper  (pamphlet) 77 

Iskra  (The  Spark)  (newspaper) 126 

L 

liberal  democrat,  The  (magazine) 48 

Long  Live  Leninism  (pamphlet) 4 

M 

Marxist  Leninist  Quarterly 13 

Miami  Herald 127 

Militant,  The 78 

Monthly  Review 40 

N 

New  People  in  New  China  (pamphlet) 28 

New  York  Post 129 

New  York  Times 120 

1948  Manifesto  of  the  Fourth  International  Against  Wall  Street  and  the 

Kremlin  (pamphlet) 77 

O 
On  the  Question  of  Stalin  (pamphlet) 11 

P 

People's  Daily,  The  (Peking,  China) 14 

People's  World 96 

Progressive  Labor 12-15,  17 

Proposal  Concerning  the  General  Line  of  The  Communist  International 

Movement,  A  (pamphlet) 11 


xiv  INDEX 

Rights - 66 

S 

Second  Revolution  in  Cuba,  The  (Morray) 41 

Socialist  Workers  Party,  The  (pamphlet) 77 

T 

Theory  of  the  Cuban  Revolution,  The  (pamphlet) 77 

Trotskyism  and  the  Cuban  Revolution — An  Answer  to  Hoy  (pamphlet) _.         77 

U 
Uj  Elore -- 109 

V 
Vanguard 6 

W 

Where  to  Begin  (Lenin) 125,  126 

Which  Path — Cowardice  or  the  Teaching  of  Mao  Tse-tung?  (pamphlet)..  11 

Worker,  The 103 

Workers  World 3,  4,  18 

World  Marxist  Review 12,  88 

Y 
Young  Socialist  Forum 78 

o