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CALffORNlS 
FISH™GAME 


California  Fish  and  Game  is  a  journal  devoted  to  the  conservation  and 
understanding  of  fish  and  wildlife.  If  its  contents  are  reproduced  elsewhere,  the 
authors  and  the  California  Department  of  Fish  and  Game  would  appreciate 
being  acknowledged. 

Subscriptions  may  be  obtained  at  the  rate  of  $10  per  year  by  placing  an  order 
with  the  California  Department  of  Fish  and  Game,  2201  Garden  Road,  Monte- 
rey, CA  93940.  Money  orders  and  checks  should  be  made  out  to  California  Fish 
and  Game.  Inquiries  regarding  paid  subscriptions  should  be  directed  to  the 
Editor. 

Complimentary  subscriptions  are  granted  on  on  exchange  basis. 

Please  direct  correspondence  to: 

Robert  N.  Lea,  Ph.D.,  Editor-in-Chief 
California  Fish  and  Game 
2201  Garden  Road 
Monterey,  CA  93940 


u 


1 

] 


V 


VOLUME  74 


APRIL  1988 


NUMBER  2 


Published  Quarterly  by 

STATE  OF  CALIFORNIA 

THE  RESOURCES  AGENCY 

DEPARTMENT  OF  FISH  AND  GAME 

—LDA— 


STATE  OF  CALIFORNIA 
GEORGE  DEUKMEJIAN,  Governor 


THE  RESOURCES  AGENCY 
GORDON  VAN  VLECK,  Secretary  for  Resources 


FISH  AND  GAME  COMMISSION 

ALBERT  C.  TAUCHER,  President 
Long  Beach 

ROBERT  A.  BRYANT,  Vice  President  E.  M.  McCRACKEN.  JR.,  Member 

Yuba  City  Carmichael 

JOHN  A.  MURDY  III,  Member  BENJAMIN  F.  BIAGGINI,  Member 

Newport  Beach  San  Francisco 

HAROLD  C.  CRIBBS 

Executive  Secretary 


DEPARTMENT  OF  FISH  AND  GAME 

PETE  BONTADELLI,  Director 

1416  9th  Street 

Sacramento  95814 


CALIFORNIA  FISH  AND  GAME 

Editorial  Staff 

Editorial  staff  for  this  issue: 

Editor-in-Chief Robert  N.  Lea,  Ph.D. 

Marine  Resources Peter  L.  Haaker,  Robert  N.  Lea, 

Paul  N.  Reilly,  and  John  P.  Scholl 
Inland  Fisheries Timothy  C.  Curtis 


CONTENTS 


67 
Page 


An  Innovative  Technique  for  Seeding  Abalone  and  Preliminary  Results 

of  Laboratory  and  Field  Trials Thomas  B.  Ebert 

and  Earl  E.  Ebert      68 

The  Survival  and  Growth  of  Transplanted  Adult  Pink  Abalone,  Haliotis 

corrugata,  at  Santa  Catalina  Island Kristine  C.  Henderson, 

David  O.  Parker,  and  Peter  L.  Haaker      82 

Records  of  the  Deep-Sea  Skates,  Raja  (Amblyraja)  bad/a  Carman,  1899 
and  Bathyraja  abyssicola  (Gilbert,  1896)  in  the  Eastern  North 

Pacific,  with  a  New  Key  to  California  Skates  Ceorge  D.  Zorzi 

and  M.  Eric  Anderson      87 

Differences  in  Yield,  Emigration-Timing,  Size,  and  Age  Structure 
of  Juvenile  Steelhead  from  Two  Small  Western 

Washington  Streams John  J.  Loch,  Steven  A.  Leider, 

Mark  W.  Chilcote,  Randy  Cooper,  and 

Thom  H.  Johnson    106 

Allozyme  Variation  in  the  California  Halibut,  Paralichthys 

californicus Dennis  Hedgecock  and 

Devin  M.  Bartley    119 

BOOK  REVIEWS 128 


68  CALIFORNIA  FISH  AND  CAME 

Calif.  Fish  and  Came  74 {2):  68-8 1      1 988 

AN  INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE 
AND  PRELIMINARY  RESULTS  OF  LABORATORY  AND 

FIELD  TRIALS' 

THOMAS  B.  EBERT 

Ocean  Resource  Consulting  Associates 

P.O.  Box  3334 

Salinas,  California  93912 

and 

EARL  E.  EBERT^ 

California  Department  of  Fish  and  Game 

Marine  Resources  Division 

Marine  Resources  Laboratory 

Granite  Canyon,  Coast  Route 

Monterey,  California  93940 

In  recent  years  the  California  abalone  fishery  has  undergone  a  severe  decline. 
However,  present  technology  provides  an  opportunity  to  test  rehabilitation  and 
enhancement  techniques  for  this  valuable  fishery  resource.  Because  the  biology  and 
technology  for  producing  and  cultivating  abalone  is  well  developed,  sufficient 
quantities  of  juvenile  abalone  are  available  for  seeding  programs.  Previous  efforts  to 
rehabilitate  once  productive  abalone  fishing  grounds  have  failed,  met  with  limited 
success,  or  have  been  of  questionable  value.  These  enhancement  efforts  were 
conducted  by  divers  who  generally  hand-planted  the  abalone  in  assumed  optimal 
habitat  areas.  This  method  is  not  only  unwieldly  and  labor  intensive;  but  the  planted 
abalone  are  generally  stressed,  and  often  are  highly  vulnerable  to  predators.  In  an 
effort  to  rectify  this  problem  a  new  abalone  planting  method  has  been  designed, 
tested  and  appears  promising.  This  method  employs  a  "seeding  module"  which  is 
designed  to  serve  as  an  intermediate  habitat  for  the  abalone,  and  retains  them  for 
a  predetermined  acclimation  time  prior  to  their  release  and  dispersal.  Evaluation  of 
this  technique  indicates  that  site  selection  and  abalone  size  are  critically  important 
factors.  However,  if  the  appropriate  criteria  are  met  then  high  abalone  survivorship 
and  an  enhanced  fishery  resource  could  result. 

INTRODUCTION 

The  red  abalone,  Haliotis  rufescens,  ranges  from  central  Baja  California  to 
southern  Oregon  (Cox  1962)  and  is  extensively  sought  by  sport  and  commer- 
cial fishermen.  Commercial  landings  of  red  abalone  have  exhibited  a  steady 
decline  in  recent  years.  In  1967  nearly  1,228,000  kg  of  red  abalone  were  landed, 
however,  by  1986  the  catch  had  dwindled  to  120,000  kg  (Calif.  Dept.  of  Fish 
and  Game,  landing  receipts).  Historically,  during  the  peak  production  years,  the 
major  commercial  fishing  grounds  for  red  abalone  were  located  along  the 
central  California  coast  from  Monterey  to  Point  San  Luis.  Morro  Bay  repre- 
sented the  center  of  the  fishery  and  the  majority  of  the  catch,  exceeding 
450,000  kg  annually,  was  landed  there  (Cox  1962,  Miller  1974,  Surge  and 
Schultz  1 973 ) .  This  fishery  persisted  through  the  1 960's  and  into  the  early  1 970's 
(Miller  1974,  Burge,  Schultz,  and  Odemar  1975).  The  demise  of  the  central 
California  fishery  was  due  to  the  sea  otter,  a  major  predator  of  abalone  (Ebert 


'  Accepted  for  publication  November  1987. 

^  Present  address:  California  Department  of  Fish  and  Game,  Marine  Resources  Division,  2201  Garden  Road, 
Monterey,  California  93940. 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  59 

1968a,  b,  Burge  and  Schultz  1973,  Miller  1974,  Burge  et  al.  1975).  Presently,  no 
red  abalone  are  taken  commercially  from  the  central  California  coast,  nor  are 
any  landed  at  Morro  Bay. 

Red  abalone  populations  have  declined  elsewhere  in  California  principally 
due  to  human-related  factors  such  as  over-exploitation  and  habitat  degradation 
(Burge  et  al.  1975,  Tegner  et  al.  1981,  Hardy,  Wendell,  and  DeMartini  1982).  A 
limited  entry  commercial  abalone  fishery  and  further  restrictions  on  the  sport 
fishery  were  instituted  in  1976  (Hardy  et  al.  1982,  Schultz  1984). 

To  augment  this  valuable  but  declining  resource  the  California  Department  of 
Fish  and  Game  (CDFG),  university  scientists,  and  commercial  abalone  fisher- 
men have  conducted  various  enhancement  projects  (Cox  1962,  Ebert  and  Houk 
1984,  Tegner  and  Butler  1985).  Enhancement  efforts  included  the  seeding  of 
small  sized  hatchery-reared  abalone  or  of  transplanting  mature  adult  stocks. 
Unfortunately,  although  relatively  large  numbers  of  abalones  have  been  seeded 
or  transplanted  in  California,  on  an  experimental  basis,  their  survivorship,  and 
ultimate  contribution  to  the  resource  has  been  difficult  to  assess  (Tegner  and 
Butler  1985).  Therefore,  abalone  seeding  and  transplanting  as  a  means  to 
enhance  the  resource  remains  questionable  from  a  biological  standpoint. 

In  general,  previous  efforts  to  seed  small  abalone  for  population  enhance- 
ment, in  California,  were  conducted  by  divers  who  hand-planted  the  abalone 
into  rocky  crevices  or  artificial  habitats  (e.g.  concrete  blocks).  More  recently, 
to  reduce  handling  stress  seed  abalone  were  put  on  adult  shells  (i.e.  abalone, 
oyster,  scallop)  and  hand-planted.  These  methods  were  not  only  unwieldy  and 
labor  intensive  but  the  abalone  may  have  been  stressed  by  handling,  and  as  a 
consequence,  more  vulnerable  to  predation  before  acclimating  to  their  new 
environment.  These  factors  served  as  an  impetus  for  us  to  develop  a  more 
efficient  approach  to  seed  small  sized  abalone.  Herein  we  describe  an 
innovative,  expedient  method  to  transport  and  seed  relatively  large  numbers  of 
small  abalone  that  can  acclimate  in  an  intermediate  habitat  (seeding  module), 
free  from  predation,  preparatory  to  dispersal  into  the  natural  environment. 
Abalone  dispersal  rates  and  movement  patterns  from  the  seeding  module,  and 
short-term  behavior  and  survivorship  are  also  described  for  laboratory  tests  and 
a  field  trial. 

METHODS  AND  MATERIALS 

Abalone  Seeding  Module  Design  and  Operations 

The  seeding  module  consists  of  a  concrete  utility  box,  commercially 
available,  that  is  commonly  used  in  water  and  gas  meter  applications.  The  utility 
box  dimensions  are  70  X  46  X  30  cm  high  (Figure  1).  It  was  modified  by 
adding  a  5  cm  thick  concrete  base,  and  by  cutting-out  a  5  X  22  cm  section  at 
each  end  to  provide  abalone  egress.  A  PVC  casement  was  fitted  around  both  of 
these  passageways  using  0.6  cm  thick  PVC  90°  angle  stock  that  was  glued 
directly  to  the  concrete.  These  passageways  were  partitioned  into  four 
openings,  each  measuring  5  X  4  cm  high,  using  0.6  cm  thick  PVC  strips.  These 
partitions  serve  to  restrict  large  predators  from  entering  the  seeding  module,  yet 
allow  egress  of  abalones  up  to  6  cm  in  length. 


70 


CALIFORNIA  FISH  AND  CAME 


n 

■* BUOYS ►  '<C?p>l 


MAGNESIUM 
LINK 


LATEX 

'tubing 


10  CM 


FICURE  1.     The  abalone  seeding  module  with  cut-away  section  showing  the  temporary  door 
interior  with  Astroturf,  and  the  magnesium  link  attachment. 

Temporary  doors  were  fitted  in  both  passageways  using  0.6  cm  thick 
perforated  PVC  plastic  sheeting  and  were  30  X  8  cm  high.  Astroturf  was 
cemented  to  the  door  interiors  to  inhibit  abalone  attachment.  Thereby  the 
abalone  could  not  impede  water  circulation  by  covering  the  door  perforations, 
nor  could  they  block  the  doors  from  opening  by  adhering  to  the  door  jambs. 

Both  doors  were  held  in  place  under  tension  (~  60  newtons),  with  two  20 
cm  lengths  of  latex  rubber  tubing.  This  was  done  by  fastening  one  end  of  each 
tubing  length  to  opposite  doors,  then  pulling  the  "free"  ends  of  the  tubing 
lengths  together,  and  innerconnecting  them  with  a  magnesium  link.  Plastic  cable 
ties  were  used  to  fasten  the  tubing  ends  to  the  doors  and  the  magnesium  link. 
The  dissolution  rate  of  magnesium  in  seawater  is  a  function  of  temperature  and 
salinity.  Foreknowledge  of  these  two  parameters  enabled  us  to  select  a  proper 
sized  link.  Dissolution  of  the  magnesium  link  in  seawater  ultimately  releases  the 
doors.  A  buoy  was  attached  to  each  door  exterior  via  a  0.6  cm  diameter  nylon 
line  0.5  m  long.  Between  the  buoy  and  door  the  nylon  cord  passes  through  a 
nylon  lifting  loop  that  is  attached  to  the  lid  (1  lifting  loop/buoy).  When  the 
doors  are  released  they  float  up,  away  from  the  module  passageway,  and  are 
retained  by  the  lifting  loops  (Figure  1 ).  The  temporary  doors  are  installed  just 
before  the  abalone  are  introduced  to  the  seeding  module. 

Abalone  Collector-Transporter 

An  abalone  collector-transporter  was  designed  and  fabricated  to  provide  an 
attachment  surface  for  the  abalone  while  in  transit  and  in  the  seeding  module. 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  y\ 

The  collector-transporter  was  made  from  four,  50  cm  long  PVC  pipe  sections, 
of  four  diameters  (10,  1 5,  20  and  25  cm),  that  were  cut  in  half  lengthwise.  These 
were  stacked  one  directly  above  the  other  (smallest  diameter  pipe  on  the 
bottom),  and  fastened  together  near  either  end  using  2  X  13  cm  PVC  bolts. 
This  configuration  provided  about  a  2  to  3  cm  space  between  each  pipe  section 
for  the  abalones  (Figure  2).  Astroturf  was  affixed  to  the  collector-transporter 
base.  This  served  two  purposes;  (i)  it  prevented  abalone  from  adhering  to  the 
base  whereby  they  could  be  crushed  when  the  collector-transporter  was 
positioned  in  the  seeding  module  following  transit  and  (ii)  it  presented  a  good 
friction  surface  with  the  concrete.  This  minimized  the  shifting  of  the  collector- 
transporter  in  the  seeding  module,  particularly  when  subjected  to  severe 
seawater  surge  conditions,  and  thus  reduced  potential  damage  to  the  contained 
abalone.  The  abalone  collector-transporter  was  designed  to  accommodate  500 
to  1000  juvenile  abalone  of  15  to  30  mm  shell  lengths.  A  seeding  module 
accommodates  only  one  collector-transporter. 


FIGURE  2.     The  collector-transporter  used  for  translocating  abalones  from  the  laboratory  to  the 
field.  Not  to  scale.  Dimensions,  overall,  are  50  X  31  X  19  cm  high. 

Abalone  Species  Selection  and  Shell  Color 

The  red  abalone  was  selected  for  testing  because  it  was  readily  available, 
economically  is  the  most  valuable  to  the  fishery  resource,  and  because  stocks 
have  been  seriously  depleted  in  some  areas.  The  animals  used  for  this  study 
were  hatchery-reared  and  supplied  by  the  CDFG,  Marine  Resources  Laborato- 
ry, Granite  Canyon  (MRL). 

It  is  well  known  that  diet  influences  the  shell  coloration  of  abalone  (Leighton 
1961,  Olsen  1968).  Since  the  hatchery-reared  abalone  used  during  this  study 
were  fed  predominantly  giant  kelp,  Macrocystis  spp.,  their  shell  color  was 
typically  aquamarine.  By  contrast,  native  red  abalone  typically  exhibit  a  sepia 
shell  color.  Therefore,  the  shell  coloration  of  hatchery-reared  abalone  used  for 
this  study  served  as  a  useful  "tag"  for  field  identification  from  the  natural 
population,  and  also  could  be  used  for  subsequent  growth  rate  information. 


72 


CALIFORNIA  FISH  AND  GAME 


Laboratory  Studies 

Laboratory  studies  with  the  abalone  seeding  module  were  conducted  in  a 
circular,  2.4  m  diameter,  fiberglass  tank.  Ambient  temperature  seawater 
(12-15°C)  was  provided.  To  simulate  the  natural  environment,  cobbles  and 
boulders,  with  attached  biota,  were  distributed  on  the  tank  floor.  Additional 
substrate  consisted  of  four  hollow  concrete  blocks  that  were  spaced  equidistant 
around  the  tank  floor  perimeter.  Sand  patches  fronted  each  concrete  block,  and 
giant  kelp  fronds  were  anchored  to  two  of  the  concrete  blocks.  This 
arrangement  of  substrates  and  kelp  (Figure  3)  was  used  to  determine  abalone 
dispersal  patterns,  substrate  preferences,  and  the  influence  of  forage  (kelp). 

CONCRETE 

BLOCK 


CO 


FIGURE  3.     A  schematic  diagram  of  the  2.4  m  diameter  tank  floor  layout  used  to  measure  abalone 
dispersal  rates  and  patterns. 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  73 

Two  abalone  size  groups  were  used,  with  one  exception,  for  laboratory  trials. 
These  averaged  10  mm  (range  =  8-1 2  mm),  and  20  mm  (range  =18-22  mm) 
shell  lengths,  and  250  of  each  size  group  were  used  per  trial.  The  one  variant 
abalone  size  group  trial  comprised  554  individuals  with  a  mean  length  of  32  mm 
(range  =  24-45  mm).  The  abalone  used  for  all  trials  were  first  contained  and 
acclimated  in  the  seeding  module  through  2  nocturnal  periods.  A  magnesium 
link  size  was  selected  that  would  decay,  separate,  and  release  the  seeding 
module  doors  in  the  late  afternoon-early  evening  period,  just  prior  to  the  third 
nocturnal  period  of  abalone  containment.  This  release  time  was  selected 
because  it  corresponds  to  a  known  rise  in  abalone  activity  that  has  been 
observed  in  laboratory  and  field  populations. 

An  initial  series  of  seven  trials  were  made  in  the  tank  to  measure  abalone 
dispersal  rates  and  movement  patterns  from  the  seeding  module  according  to 
abalone  size.  They  spanned  1,2,2,4,5,7  and  8  nocturnal  periods  post-abalone 
release.  The  second  2  day  release  period  (noted  above)  was  conducted  for  the 
larger  abalone  size  group  (x  =  32  mm).  All  abalone  were  recovered  at  the  end 
of  each  trial  and  their  location  plotted  diagramatically  on  a  data  sheet. 

Following  the  initial  series  of  trials  a  longer  term  trial  (28  days)  was 
conducted.  Only  the  10  mm  and  20  mm  mean  length  abalone  size  groups  were 
used  for  this  trial;  250  of  each  size  group.  The  tank  was  drained  daily  and  all 
abalone  were  counted  according  to  size  and  location  inside  and  outside  of  the 
seeding  module  for  the  trial  duration.  This  trial  was  duplicated  using  two  "fresh" 
abalone  size  groups. 

Field  Studies 

Field  studies  were  conducted  in  Carmel  Bay,  California  (lat  36°34'N,  long 
12r56'W).  These  studies  were  designed  principally  to  compare  abalone 
behavior  and  survivorship  according  to  seeding  method  and  abalone  size.  The 
study  area  was  comprised  of  two  sites  50  m  apart,  in  7  m  depths.  Each  study  site 
area  was  circular  and  encompassed  about  28  m  ^.  A  3  m  radius  line  was  used 
to  delimit  each  study  site.  An  abalone  seeding  module  was  placed  at  one  site, 
while  the  other  site  (control)  lacked  a  seeding  module.  Abalone  seeded  at  the 
control  site  were  allowed  to  attach  to  adult  abalone  shells  in  the  laboratory, 
about  10-15  per  shell,  transported  to  the  control  site  where  the  shells  were 
hand-planted  in  rock  crevices.  The  abalone  collector-transporter  was  used  to 
hold  and  transport  abalone  to  the  seeding  module. 

The  biota  in  the  general  study  area  was  characterized  with  respect  to  abalone 
ecology.  Macrocystis  was  the  major  canopy  forming  algae  present,  and  is 
important  nutritionally  for  abalone.  Predominant  phaeophytes  in  the  understory 
were  Laminaria  spp.  and  Pterygophora  californica  while  Botryoglossum  farlo- 
wianum,  Gigartina  spp.  and  Rhodymenia  spp.  were  the  most  conspicuous 
rhodophytes.  Articulated  and  crustose  coralline  algae  were  major  turf  compo- 
nents. 

Known  juvenile  abalone  predators  in  the  general  study  area,  although  not 
necessarily  documented  during  surveys,  included  the  cabezon,  Scorpae- 
nichthys  marmoratus;  crabs.  Cancer  spp.;  Loxorhynchus  crispatus,  Paguristes 
spp.;  various  sea  stars,  Pisaster  spp.,  Orthasterias  koehleri,  and  Pycnopodia 
helianthoides;  and  octopuses.  Octopus  spp. 


74  CALIFORNIA  FISH  AND  CAME 

To  assess  the  octopus  population,  traps  were  designed,  fabricated  and 
deployed.  These  consisted  of  PVC  pipe  sections,  about  36  cnn  long,  of  three 
dianneters  (about  2.5,  3.8  and  5.1  cm),  capped  at  one  end,  with  a  coupling 
inserted  near  the  capped  end  to  facilitate  octopus  removal.  Three  traps,  one  of 
each  size,  were  deployed  at  each  study  site. 

One  field  trial  was  conducted  using  1000  abalone  of  two  size  groups 
accordingly: 

Abalone  size  group  and  no.  of  abalone 

10  mm  20  mm 

Site  (range  =  8-12  mm)  (range  =  18-22  mm) 

Control 250  250 

Seeding  module 250  250 

The  abalone  were  transported  from  the  laboratory  to  the  study  site, 
out-of-water,  in  styrofoam  containers  following  procedures  developed  at  the 
MRL.  These  consist  of  putting  the  abalone  and  their  substrates  (adult  abalone 
shells  or  collector-transporter)  in  a  plastic  bag,  adding  seawater  moistened 
sponges,  filling  the  plastic  bag  with  pure  oxygen  and  sealing  it.  One  or  two 
refrigerant  bags  (BLUE  ICE®)  are  placed  on  the  bottom  of  each  chest,  followed 
by  5-6  layers  of  newspaper  to  insulate  the  abalone  from  close  contact  with  the 
refrigerant.  Transit  time  from  the  laboratory  to  the  study  site,  and  placement  of 
the  abalone  in  the  seeding  module  was  about  2  h. 

Field  observations  began  two  days  after  the  abalone  were  seeded,  just  prior 
to  the  separation  of  the  magnesium  link  in  the  seeding  module.  A  second  survey 
was  made  just  following  magnesium  link  separation  and  door  release.  Obser- 
vations were  made  at  both  sites  weekly  thereafter  with  a  minimum  of 
distrubance.  These  surveys  included,  (i)  a  general  qualitative  assessment  of  the 
biota,  (ii)  qualitative  and  quantitative  observations  of  abalone  distributions  and 
dispersal  patterns,  (iii)  removal  of  dead  abalone  (empty  shells)  and  noting 
when  possible,  the  cause  of  mortality,  (iv)  opening  the  seeding  module  lid  to 
determine  abalone  dispersal  rates  and  to  check  for  abalone  predators,  and  (v) 
examination  of  octopus  traps.  Four  weeks  post-release  both  sites  were 
destructively  surveyed.  This  entailed  thorough  examination  and  disturbance  of 
all  abalone  habitat,  where  physically  possible,  throughout  the  28  m  ^  study  site. 
All  live  abalone  found  were  noted  according  to  position  and  examined  for 
growth.  A  less  intensive  extralimital  survey  was  made  for  seeded  abalone  that 
extended  out  to  approximately  10  m  from  each  site  reference  point.  This  survey 
focused  on  areas  with  turnable  rocks  (15  cm  diameter  and  larger),  because  they 
are  a  preferred  habitat  of  cryptic  abalone  in  the  area. 

RESULTS 

Seeding  Module  Performance 

The  seeding  module  performed  well  during  laboratory  and  field  trials. 
Magnesium  links  separated  as  planned,  and  the  buoys  lifted  the  doors  clear  of 
the  module  passageways  on  all  trials.  The  configuration  and  weight  of  the 
module  enabled  it  to  remain  stable  at  the  relatively  shallow  depth  of  the  study 
site,  even  during  moderately  strong  surge  conditions.  Seawater  quality  inside  the 
seeding  module  apparently  was  adequate  for  the  abalone  since  there  were  no 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  75 

mortalities  or  evidence  of  stress.  The  grate  affixed  to  the  door  passageway  was 
sufficient  to  preclude  observed  abalone  predators,  yet  there  was  no  evidence 
that  abalone  egress  from  the  module  was  inhibited. 

The  abalone  collector-transporter  proved  to  be  an  efficient  method  to  collect, 
hold,  and  transport  abalone  to  the  seeding  module.  Abalone  readily  crawled  on 
the  collector-transporter  when  it  was  placed  in  a  laboratory  tank  containing 
abalone,  and  there  were  no  mortalities  during  the  2  h  transit  (out-of- water) 
period,  for  the  field  trial. 

Laboratory  Trials 

Initial  Trial  Series 

Fifty  percent  or  more  of  all  abalone  size  groups  had  left  the  seeding  module 
following  two  nocturnal  periods  (Table  1).  A  direct  relationship  was  evident 
between  abalone  size  and  dispersal  rate  from  the  seeding  module.  The  largest 
abalone  size  group  (x  =  32  mm)  traveled  further,  faster,  than  other  size  groups. 
The  smallest  abalone  size  group  (x  =  10  mm)  dispersed  the  slowest. 

TABLE  1.    Dispersal  Of  Red  Abalone  From  The  Seeding  Module,  During  Laboratory  Trials,  N  (%). 

Size  Nocturnal  periods  and  abalone,  n  (%),  found  outside 

group  No.       seeding  modules  following  release 

(mm)  seeded  1                2                4               5               7               8              28              28 

10                   250  96(38)      143(57)      176(70)      184(74)      180(72)      152(61)      220(88)      232(93) 

20                   250  130(52)      127(51)      200(80)      149(60)      235(94)      215(86)      230(92)      248(99) 

32                   554  281(51) 

The  two  larger  abalone  size  groups  preferred  the  concrete  blocks  with  kelp 
rather  than  the  blocks  without  kelp  (Table  2).  Observations  of  the  largest 
abalone  size  group  revealed  that  following  two  nocturnal  periods  post-release, 
281  (50.7%)  were  outside  the  seeding  module,  of  which  143  (50.9%)  were 
observed  on  the  concrete  blocks  with  kelp,  while  only  10  (3.6%)  were 
observed  on  the  concrete  blocks  without  kelp.  This  preference  of  the  larger  size 
abalone  for  concrete  block  habitats  with  giant  kelp  progressively  increased  with 
time.  By  contrast,  the  smallest  abalone  size  group  (x  =  10  mm)  was  not 
observed  on  concrete  blocks  until  seven  nocturnal  periods  had  elapsed,  and 
very  few  were  present  (Table  2).  All  abalone  size  groups  formed  clumped 
distributions,  irrespective  of  habitat  type. 

TABLE  2.    Number  of  Red  Abalone  Observed  On  Concrete  Block  Habitats  With  And  Without  Giant  Kelp. 

Size 

group  Nocturnal  periods  and  no.  of  abalone  on  habitats  (kelp/ no  kelp)  following  release 


(mm) 

/ 

2 

4 

5 

7 

8 

28 

28 

10 

0/0 

0/0 

0/0 

0/0 

111 

2/0 

19/9 

24/13 

20 

14/0 

20/2 

32/6 

34/5 

65/7 

56/6 

63/13 

89/15 

32 

143/10 

Second  Trial  Series 

Abalone  dispersal  rates  from  the  seeding  module  compared  closely  with  the 
first  trial  series  through  eight  nocturnal  periods.  Also,  no  significant  difference 
was  apparent  between  the  duplicate  test  runs  (comparison  of  simple  linear 
regressions,  0.1  <  P  <  0.2).  Following  release  of  the  doors  from  the  seeding 
module  passageways,  the  exodus  of  abalone  was  initially  high,  then  leveled  and 
remained  at  a  uniform  rate  (Figure  4).  After  14  nocturnal  periods  post-door 


76 


CALIFORNIA  FISH  AND  CAME 


release  approximately  50  abalone  remained  in  the  module,  but  very  few  were 
on  the  collector-transporter  and  it  was  removed.  Also,  it  became  evident 
through  day-to-day  counts  that  some  abalone  that  had  left  the  module  returned. 


250 


< 

li. 
O 

b 


200 

•  tOmm  size  group 
o  20mm  size  group 

150 

\ 

[ 

100 

— 

\ 

50 

— 

\ 

t 

;^ 

^^ 

1 

1 

1 

1 

1 

I     1 

1       1       1       1       1       1       1 

2     4     6     8      10    12    14    16     18   20    11    24  26    28 
NOCTURNAL  PERIODS 


FIGURE  4.     Dispersal  rate  of  the  red  abalone  from  the  seeding  module  during  laboratory  trials. 

Observations  made  three  nocturnal  periods  after  the  doors  were  released 
revealed  a  correlation  between  abalone  movement  and  photoperiod.  Sightings 
made  at  midday  (1200  h  and  bright  sun),  1.5  h  before  sunset,  at  sunset,  and  45 
min.  later  revealed  2,8,41,  and  150  emergent  abalone,  respectively.  Also, 
observations  made  at  sunset  and  later  revealed  a  high  activity  level  for  the 
emergent  abalone  as  they  traversed  the  rock  substrate. 

Field  Trial 

This  trial  was  conducted  during  the  summer  (August-September)  period 
when  algal  assemblages  in  Carmel  Bay  typically  attain  maximum  seasonal 
lushness  (Foster  and  Schiel  1985).  Sea  surface  temperatures  averaged  13.7°C. 
The  octopus  traps  were  examined,  at  each  site  during  each  survey,  but  no 
octopuses  were  caught. 

Seeding  Module  Site 

When  the  collector-transporter  and  contained  abalone  seed  was  placed  in  the 
seeding  module  no  conspicuous  abalone  predators  were  observed  within  3  m 
of  it.  Also,  abalone  predators  were  not  observed  just  prior  to,  and  immediately 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  TJ 

following  door  release.  Only  one  masking  crab,  L  crispatus,  was  found  within 
the  study  site  during  the  trial.  Weekly  observations  revealed  that  the  abalone  left 
the  seeding  module  at  a  rate  comparable  to  that  documented  during  laboratory 
trials.  After  4  weeks  no  abalone  remained  in  the  seeding  module.  Prior  to  the 
destructive  survey,  abalone  were  observed  under  rocks  and  in  crevices  at 
distances  up  to  10  m  from  the  seeding  module.  After  4  weeks  at  liberty  178  live 
abalone,  comprised  of  almost  a  50:50  size  group  ratio,  were  located  (Table  3). 
The  majority  of  these  abalone  were  evenly  distributed  out  to  3  m  from  the 
module.  A  cursory  survey  beyond  the  site  limits  uncovered  one  20  mm  size 
group  abalone  about  8  m  from  the  module.  In  general,  most  abalone  were  found 
under  rocks  that  were  15  cm  and  larger  in  diameter.  All  but  six  of  the  abalone 
(five  10  mm  and  one  20  mm  size  group)  exhibited  recent  shell  growth.  Very 
few  empty  shells  were  found  (Table  4). 

TABLE  3.    Live  Red  Abalone  Recovered,  Percent  Showing  Shell  Growth,  And  Percent  Unaccounted  For, 
After  Four  Weeks,  From  The  Field  Study  Sites  In  Carmel  Bay. 


Size 

Live  abalone               New  shell                 Abalone 

:)ite 

group  (mm) 

no.                  %          growth  (%)         unaccounted  (%) 

Seeding 

10 

87                 34.8                94.3                          64.4 

module. 

20 

91                  36.4                99.6                          61.2 

Control . . . 

10 

26                  10.4                34.6                          84.8 

20 

81                  32.4                84.0                          50.4 

TABLE  4. 

Red  Abalone  Mortalities  Recovered  During  Weekly  Surveys  At  The  Field  Study  Sites  In  Carmel 

Bay. 

Abalone  size 

Shell  recoveries  (no. /condition  *) 

Site 

group  (mm) 

week  1           week  2           week  3           week  4               total 

Seeding 

10 

01—              0/-              0/—              2/1                         2 

module 

20 

2/1                  0/-               1/F                 2/F                         6 

1/1 

Control . . . 

10 

2/1                  3/1                  2/1                  5/1                        12 

20 

2/1                  2/1                  2/1                  5/F 
8/F                 2/CE               3/CE               8/1 

11 /CE                     43 

*  1  =  intact. 

F  =  fragment, 

CE  =  chipped  edges 

Control  Site 

No  obvious  large  abalone  predators  were  observed  while  seeding  the 
abalone,  although  small  crabs  (eg.  Paguristes  spp.,  and  Mimulus  spp.)  were 
seen.  However,  2  days  post-abalone  seeding  two  L.  crispatus  and  one  P. 
brevispinus  were  observed  at  the  site  but  not  removed.  Shell  fragments  of  two 
20  mm  size  group  abalone  were  observed  along  with  the  majority  of  the  live 
seeded  abalone  still  attached  to  the  adult  abalone  shells  that  had  served  as  their 
seeding  substrate.  A  cursory  examination  of  the  undersides  of  several  smaller 
rocks  that  were  adjacent  to  the  seeding  substrates  revealed  several  clumps  of 
seeded  abalone. 

During  each  weekly  survey  predatory  sea  stars  were  observed  within  the 
study  site.  Additionally,  a  cabezon  was  seen  on  one  occasion  and  masking  crabs 
were  common.  Many  of  the  seed  abalone  appeared  to  remain  on  the  shells 
used  as  a  planting  substrate  for  the  duration  of  the  study.  After  4  weeks  at  liberty 
107  seed  abalone  were  located  and  marked  with  a  grease  pencil  (Table  4). 


78  CALIFORNIA  FISH  AND  GAME 

Most  abalone  (97%)  were  found  on  the  original  planting  shells  or  next  to  them, 
while  no  abalone  were  found  beyond  the  study  site  limits.  In  comparison  to  the 
seeding  module  site,  a  smaller  percentage  of  both  seed  abalone  size  groups 
showed  growth.  Surveys  disclosed  a  greater  number  of  empty  shells  at  this  site 
compared  to  the  seeding  module  site  (Table  4) .  These  mortalities  were  typically 
found  where  they  had  been  planted. 

DISCUSSION 

Abalone  seeding  projects  in  California,  prior  to  this  study,  generally  required 
too  many  divers  who  expended  considerable  time  and  effort  hand-planting 
abalones.  This  resulted  in  disturbance  of  the  physical  habitat  at  the  seeding  site, 
and  frequently  attracted  abalone  predators  (Fox  and  McMullen,  unpubl.  data; 
Tegner  and  Butler  1985).  The  use  of  "mother"  shell  (adult  abalone,  scallop  or 
oyster  shells)  as  an  attachment  surface  for  seed  abalone  did  serve  to  reduce 
seeding  time  and  effort,  and  probably  stress  on  the  abalones.  Data  compiled 
from  several  CDFG  Cruise  Reports  show  that  an  average  of  529  abalone  were 
seeded  per  diver  h  (range  =  200-1027).  This  average  coincides  with  the  time 
( 1  h)  needed  to  seed  500  abalone  at  the  control  site.  In  contrast,  we  seeded  500 
abalone  in  5  diver  min  in  the  seeding  module,  with  a  minimum  of  site 
disturbance,  and  without  attracting  predators.  Moreover,  this  seeding  rate  can 
be  increased  several  fold  simply  by  increasing  the  seeding  module  size  and 
number  of  contained  abalones. 

The  abalone  containment  period  in  the  seeding  module  prior  to  door  release 
(minimum  of  48  h)  was  arrived  at  through  deductive  reasoning  and  seems 
satisfactory.  We  hypothesized  that  this  time  period  was  sufficient  for  the 
abalone  to  acclimate,  and  a  lack  of  forage  (kelp)  would  serve  to  hasten  their 
departure  from  the  module.  This  starvation  period,  based  on  laboratory 
observations,  would  not  cause  stress.  No  tests  were  performed  at  shorter  or 
longer  durations  and  it  is  possible  that  some  other  containment  duration  could 
prove  more  optimum. 

There  is  strong  evidence  from  laboratory  and  field  observations  (pers. 
obser.),  and  reinforced  by  this  study,  to  indicate  that  twilight  (early  evening)  is 
an  optimum  time  for  seeding  module  door  release  and  abalone  dispersal.  The 
abalone  activity  level  sharply  increases  at  this  time  and  does  not  diminish  until 
just  before  dawn. 

Initially  we  were  concerned  about  possible  poor  water  circulation  within  the 
seeding  module,  particularly  during  laboratory  trials,  where  water  flow  rates 
were  considered  low.  However,  there  was  no  evidence  of  hypoxic  conditions 
(no  stressed  or  dead  abalone).  This  suggested  that  the  seeding  module  possibly 
could  accommodate  a  greater  abalone  density.  We  confirmed  this  by  routinely 
holding  1,000  red  and  pink  abalone,  H.  corrugata,  averaging  about  20  mm  long, 
in  a  seeding  module  with  a  collector-transporter.  These  were  48  h  tests, 
performed  in  the  laboratory,  and  without  any  abalone  mortalities. 

During  laboratory  and  field  trials  the  dispersal  rate  of  abalone  from  the 
seeding  module  appeared  to  be  fairly  rapid.  For  example,  during  laboratory 
trials  approximately  50%  of  all  abalone  had  left  the  seeding  module  following 
two  nocturnal  periods.  Initial  field  observations  disclosed  that  after  one  week 
post-release  only  11%  of  the  abalone  remained.  The  results  of  all  laboratory  and 
field  trials  showed  that  90%  or  more  of  all  abalone  had  left  the  seeding  module 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  79 

within  two  weeks.  Most  abalone  observed  in  the  seeding  module  after  two 
weeks  exhibited  growth,  which  suggests  that  these  individuals  used  the  module 
as  a  habitat  and  foraged  outside  nocturnally. 

Fox  and  McMullen  (unpublished  data)  found  that  potential  abalone  preda- 
tors were  attracted  to  the  seeding  area  while  the  abalones  were  being  seeded, 
and  observed  predation  of  just-seeded  abalones.  Tegner  and  Butler  (1985) 
noted  that  abalone  predators  rapidly  returned  to  an  abalone  seeding  area 
following  their  removal,  and  that  seeded  and  hence  stressed  abalones,  were 
also  vulnerable  to  the  whelk;  Kellettia  kelletti.  This  whelk  does  not  prey  on 
healthy  abalone.  It  was  clearly  evident  from  our  field  study  that  the  control  site 
abalone  attracted  predators.  In  contrast,  the  abalone  seeded  at  the  module  did 
not  attract  obvious  potential  abalone  predators,  or  other  reef  fauna  during  the 
field  trial;  either  before  or  after  door  release. 

The  more  rapid  egress  and  dispersal  of  the  larger  size  group  (20  mm)  abalone 
from  the  seeding  module  during  laboratory  trials  and  their  preference  for 
concrete  blocks  with  kelp  was  not  unexpected.  Momma  et  al.  (1980)  and 
Miyamoto  et  al.  (1982)  reported  that  larger  abalone  seed  sizes  dispersed  more 
rapidly.  The  20  mm  size  abalone  probably  were  attracted  to  the  blocks  with  kelp 
because  they  prefer  macroalgae,  while  their  smaller  size  cohorts  (  <  15  mm) 
prefer  a  diatom  diet;  and  a  diatom  film  covered  most  exposed  surfaces. 

Principally,  we  tested  two  abalone  size  groups  to  compare  dispersal  rates 
from  the  seeding  module  and  survival.  Underlying  these  tests  was  the  obvious 
and  direct  implication  to  the  economics  of  seeding  abalone  for  fishery 
enhancement  (i.e.  cost  effectiveness).  It  requires  about  six  months  to  cultivate 
red  abalone  to  10  mm  shell  lengths,  and  another  five  months  for  them  to  attain 
20  mm  lengths.  There  is  a  direct  relationship  between  seed  size  and  cost.  The 
main  objective  is  to  optimize  abalone  seed  size  with  survivorship.  Some 
investigators  report  better  abalone  survival  at  larger  seed  sizes  (Inoue,  1976; 
Momma  et  al.,  1980;  Miyamoto  et  al.,  1982).  But,  Tateishi  et  al.  (1978)  found 
a  survival  rate  of  48.6%  nine  months  after  abalone  averaging  14.4  mm  were 
released  into  the  wild,  and  attributed  this  high  survivorship  to  the  physical  and 
biological  conditions  present  at  the  release  site.  Tegner  and  Butler  (1985) 
reported  no  difference  in  survivorship,  after  1  year,  for  two  red  abalone  size 
groups  that  averaged  45  and  71  mm  when  seeded.  We  found  more  20  mm  than 
10  mm  live  abalone  after  four  weeks  at  liberty  at  both  sites.  However,  due  to 
the  difficulties  of  locating  small  sized  abalone,  and  the  length  of  the  field  trial  no 
conclusions  can  be  made. 

A  high  percentage  of  "unaccounted  for"  abalone  has  plagued  the  interpre- 
tation of  results  of  most  seeding  projects  in  California,  including  this  one. 
Although  we  observed  a  significant  difference  in  survivorship  according  to 
seeding  method,  over  90%  of  the  seeded  abalone,  overall,  were  not  relocated. 
Abalone  <  5  cm  long  are  difficult  to  locate  because  of  the  cryptic  refuges  they 
inhabit  during  daylight  hours.  It  follows  that  fewer  small  size  abalone  are  apt  to 
be  observed  where  optimum  habitat  exists.  Yet,  abalone  are  known  to  move 
extensively  at  night.  Momma  and  Sato  (1969)  found  that  H.  discus  hannai 
moved  56.2  m  during  one  night  of  foraging.  The  foregoing  suggests  that  another 
method  may  be  needed  to  assess  the  short-term  as  well  as  long-term  results  of 
abalone  seeding  projects. 


80  CALIFORNIA  FISH  AND  GAME 

One  method  that  may  be  useful  for  estimating  abalone  seed  survivorship  is 
based  on  empty  seed  shell  recoveries.  Empty  shells  are  easily  seen  because  their 
nacreous  interior  is  reflective  and  often  exposed.  Small  empty  abalone  shells  are 
not  subject  to  extensive  transport  by  prevailing  currents  and  the  majority  of  the 
shells  are  usually  recovered  (T.  Ebert  unpubl.  data,  Mines  and  Pearse  1982, 
Schmitt  and  Connell  1982).  Shells  could  be  transported  by  predators  (e.g.  5. 
marmoratus  and  Octopus  spp.)  or  destroyed  by  crustaceans  (e.g.  L.  crispatus). 
Using  this  criterion  (no.  empty  abalone  shells  found  =  l<nov;'n  mortality),  our 
seed  survivorship,  after  4  weeks,  was  98.4%  and  89.0%  at  the  seeding  module 
and  control  sites,  respectively.  This  survivorship  seems  inordinately  high. 

Efforts  to  enhance  California's  abalone  populations,  either  by  transplanting 
mature  adult  stock,  or  by  seeding  smaller  size,  hatchery-reared  abalone,  have 
spanned  a  30  year  period.  But,  the  results  of  either  method  has  been  difficult  to 
assess.  The  transplant  method  generally  employs  a  relatively  small  number  of 
large  abalone  which  are  ready  to  spawn  and  presumably  do  so.  The  success  of 
the  transplant  may  not  be  dependent  upon  long-term  adult  survivorship,  but 
survivorship  of  their  offspring.  Adult  transplants  are  conducted  at  the  "expense" 
of  one  region  of  the  fishery  to  enhance  another.  This  practice  may  not  be 
prudent  given  that  the  fishery  is  being  fully  exploited.  Field  studies  (Giorgi  and 
DeMartini  1977),  and  laboratory  studies  (Ebert  and  Houk  1984)  show  that  the 
onset  of  sexual  maturity  in  the  red  abalone  occurs  at  about  a  4  cm  shell  length. 
These  smaller  size  red  abalone  exhibit  greater  sexual  vigor  in  the  laboratory, 
when  compared  to  larger  adults  (>15  cm),  and  may  spawn  thrice  annually 
(Ebert  and  Houk  1984).  Presumably  this  sexual  vigor  occurs  in  nature  and  may 
serve  to  enhance  recruitment  through  broadcasting  gametes  during  most  or  all 
annual  oceanographic  regimes.  Laboratory  and  field  observations  made  over 
several  years  indicate  that  hatchery-reared  abalone  respond  similarly  to  natural 
population  abalone  with  respect  to  predator-prey  relationships.  For  these 
reasons  we  suggest  that  small  hatchery-reared  abalones  be  seeded  in  future 
programs  rather  than  the  transplantation  of  larger  abaione.  The  red,  green,  and 
pink  abalone  species  are  routinely  cultivated,  and  available. 

CONCLUSIONS 

The  results  of  this  study  indicate  that  the  use  of  an  abalone  collector- 
transporter,  seeding  module  method  offers: 

(i)       An  efficient  method  to  collect,  transport,  and  seed  relatively  large 

numbers  of  abalone; 
(ii)      Reduced  handling  stress  on  abalone; 

(iii)     An  acclimation  period  for  abalone  free  from  potential  predators; 
(iv)     A  timed-release  mechanism  that  permits  abalone  dispersal  from  the 

seeding  module  at  an  optimum  time. 

Further  research  is  needed  on  optimizing  abalone  seed  size  and  survivorship, 
and  the  development  of  a  reliable  method  to  assess  the  results  of  a  seeding 
program. 


INNOVATIVE  TECHNIQUE  FOR  SEEDING  ABALONE  81 

ACKNOWLEDGMENTS 

We  are  thankful  to  D.  Ebert,  J.  Houk  and  D.  VenTresca  for  their  diving 
assistance  and  helpful  suggestions.  The  California  Department  of  Fish  and 
Game's  Marine  Resources  Laboratory  at  Granite  Canyon  supplied  the  abalone 
seed  and  provided  laboratory  space  and  general  assistance  throughout  this 
study. 

LITERATURE  CITED 

Burge,  R.  T.  and  S.  A.  Schultz.  1973.  The  marine  environment  in  the  vacinity  of  Diablo  Cove  with  special  reference 
to  abalones  and  bony  fishes.  Mar.  Res.  Tech.  Report  No.  19.  433p. 

Burge,  R.,  S.  Schultz  and  M.  Odemar.   1975.  Draft  report  on  recent  abalone  research  in  California  with 

recommendations  for  management.  State  of  California.  The  Resources  Agency,  Depart.  Fish  and  Game.  62 

PP- 
Cox,  K.  W.  1962.  California  abalones,  family  Haliotidae.  Calif.  Dept.  Fish  and  Came,  Fish  Bull.  (118)  1-133. 
Ebert,  E.E.  1968a.  California  sea  otter-census  and  habitat  survey.  Underwater  Naturlist,  Winter:  20-23. 
1968b.  A  food  habits  study  of  the  southern  sea  otter,  Enhydra  lutris  nereis.  Calif.  Fish  and  Game, 

54(1):33^2. 
Ebert,  E.  E.  and  J.  L.  Houk.  1984.  Elements  and  innovations  in  the  cultivation  of  red  abalone  Haliotis  rufescens. 

Aquaculture,  39:  375-392. 

Foster,  M.  S.,  and  D.  R.  Schiel.  1985.  The  ecology  of  giant  kelp  forests  in  California:  a  community  profile.  U.S.  Fish 
and  Wildl.  Serv.  Biol.  Rep.  85(7.2):  152  p. 

Giorgi,  A.  E.  and  J.  D.  DeMartini.  1977.  A  study  of  the  reproductive  biology  of  the  red  abalone,  Haliotis  rufescens 
Swainson,  near  Mendocino,  California.  Calif.  Fish  and  Game,  63(2):80-94. 

Hardy,  R.,  F.  Wendell  and  J.  D.  DeMartini.  1982.  A  status  report  on  California  shellfish  fisheries.  Pages  328-340 
in  B.  Cicin-Sain,  P.  M.  Grifman  and  J.  B.  Richards,  eds.  Social  science  perspectives  on  managing  conflicts 
between  marine  mammals  and  fisheries. 

Hines,  A.  H.,  and  ).  S.  Pearse.  1982.  Abalones,  shells  and  sea  otters:  dynamics  of  prey  populations  in  central 
California.  Ecology,  63 (5) :1 547-1 560. 

Inoue,  M.  1976.  [Abalone.]  Pages  19-60  in  Suisan  Zoyoshoku  Deeta  Bukku.  [Fisheries  Propagation  Data  Book.] 
Published  by  Suisan  Shuppan.  Translation  by  M.  Mottet,  State  of  Washington,  Department  of  Fisheries. 

Leighton,  D.  L.  1961.  Observations  of  the  effect  of  diet  on  shell  coloration  in  the  red  abalone,  Haliotis  rufescens 
Swainson.  The  Veliger  4(1):29-32. 

Miller,  D.  J.  1974.  The  Sea  Otter  Enhydra  lutris  Its  Life  History,  Taxonomic  Status,  and  Some  Ecological 
Relationships.  Calif.  Dept.  Fish  and  Came,  Mar.  Res.  Leafl.  (7):1-13. 

Miyamoto,  T.,  K.  Saito,  S.  Motoya,  and  K.  Kawamura.  1982.  Experimental  studies  on  the  release  of  the  cultured 
seeds  of  abalone,  Haliotis  discus  hannai  Ino  in  Oshoro  Bay,  Hokkaido.  Sci  Repts.  Hokkaido  Fisheries 
Experimental  Station,  No.  24:59-89.  (English  abstract,  figures  and  tables). 

Momma,  H.  and  R.  Sato.  1969.  The  locomotion  of  the  disk  abalone,  H.  discus  hannai  Ino,  and  the  Seibold's 
abalone  H.  seiboldii  Reeve,  in  the  fishing  grounds.  Tohoku  )  Agric  Research  29  (3)  :1 50-1 57. 

Momma,  H.,  K.  Kobayashi,  T.  Kato,  Y.  Sasaki,  T.  Sakamoto,  and  H.  Murata.  1980.  [On  the  artificial  propagation 
method  of  abalone  and  its  effects  on  rocky  shores.  I.  Remaining  ratio  of  the  artificial  seed  abalone  (Haliotis 
discus  hannai  Ino)  on  latticed  artificial  reefs.]  Suisan  Zoshoku  [The  Aquaculture],  28(2)  :59-65.  Translation  by 
M.  Mottet,  State  of  Washington,  Department  of  Fisheries. 

Olsen,  D.  A.  1968.  Banding  patterns  in  Haliotis.  II.  Some  behavioral  considerations  and  the  effect  of  diet  on  shell 
coloration  for  Haliotis  rufescens,  H.  corrugata,  H.  sorenseni and  H.  assimilis.  Veliger  11  (2):135-139. 

Schultz,  S.  A.  1984.  Status  of  abalone  resource.  Odyssey,  7(2):4-5. 

Schmitt,  R.  J.  and  J.  H.  Connell.  1982.  Field  evaluation  of  an  abalone  enhancement  program.  Pages  172-176  in 

California  Sea  Grant  College  Program  1980-1982  Biennial  Report,  Institute  of  Marine  Resources,  University 

of  California,  La  Jolla. 

Tateishi,  M.,  M.  Tashiro,  and  T.  Yada.  1978.  Place  of  releasing  and  survival  rate  of  artificially  raised  young  abalone, 

Haliotis  discus.  Suisan  Zoshoko  (The  Aquaculture],  26(1):1-5.  Translation  by  M.  Mottet,  State  of  Washington, 

Department  of  Fisheries. 
Tegner,  M.  |.,  ].  H.  Connell,  R.  W.  Day,  R.  J.  Schmitt,  S.  Schroeter,  and  ).  B.  Richards.  1981.  Experimental  abalone 

enhancement  program.  Pages  114-116  in  California  Sea  Grant  College  Program  1978-1980  Biennial  Report, 

Institute  of  Marine  Resources,  University  of  California,  La  Jolla. 
Tegner,  M.  |.  and  R.  A.  Butler.  1985.  The  survival  and  mortality  of  seeded  and  native  red  abalones,  Haliotis 

rufescens,  on  the  Palos  Verdes  Peninsula,  Calif.  Fish  and  Game,  71  (3):150-163. 


82  CALIFORNIA  FISH  AND  GAME 

Calif.  Fish  and  Came  74  ( 2 ) ;  82-86     1 988 

THE  SURVIVAL  AND  GROWTH  OF  TRANSPLANTED 

ADULT  PINK  ABALONE,  HAUOTIS  CORRUGATA,  AT 

SANTA  CATALINA  ISLAND^ 

KRISTINE  C.  HENDERSON,  DAVID  O.  PARKER,  and  PETER  L.  HAAKER 

California  Department  of  Fish  and  Game 

Marine  Resources  Division 

1301  West  12th  Street 

Long  Beach,  California  90813 

Pink  abalone,  Haliotis  corrugata,  populations,  once  abundant  at  Santa  Catalina 
Island,  have  declined  drastically.  During  January  and  April  1983,  517  adult  pink 
abalone  were  experimentally  transplanted  from  San  Clemente  Island  to  Emerald 
Bay  on  the  northeast  side  of  Santa  Catalina  Island  as  a  potential  concentrated 
spawning  stock. 

By  February  1984,  the  shells  of  91  (18%)  dead  abalone  had  been  recovered,  and 
only  24  (5%)  live  abalone  could  be  located  at  the  transplant  site.  The  loss  of  the 
remaining  402  (78%)  tagged  abalone  is  believed  due  to  illegal  take.  Changes  in 
length  of  12  of  the  live  abalone  ranged  from  —8  to  +7  mm  (x  =  0  mm),  with  only 
three  showing  growth.  Growth  was  affected  by  the  disappearance  of  the  local  kelp, 
due  to  an  influx  of  warm  water  associated  with  an  El  Nino  event. 

INTRODUCTION 

The  pink  abalone,  Haliotis  corrugata,  is  a  valuable  commercial  and  recre- 
ational species  in  southern  California.  Once  abundant  on  the  mainland  south  of 
Pt.  Conception  and  around  some  of  the  Channel  Islands,  their  numbers  have 
greatly  declined.  California  commercial  landings  of  pink  abalone  peaked  at 
1,507,593.6  kg  (in  the  shell)  in  1952,  and  fell  to  25,812.6  kg  by  1984  (California 
Department  of  Fish  and  Game  landing  receipts).  Commercial  passenger  fishing 
vessel  (CPFV)  records  shov^  a  high  of  16,292  abalone  taken  at  Santa  Catalina 
Island  in  1973  and  only  2,296  in  1983,  the  bulk  of  the  harvest  being  pink  and 
green  abalones. 

In  1975  the  California  Department  of  Fish  and  Game  (CDFG)  identified  six 
major  causes  for  the  decline  in  abalone  populations.  The  causes  were  sea  otter 
range  expansion,  mortality  of  sublegal  sizes,  over  harvesting,  competition  from 
sea  urchins,  illegal  harvesting,  and  loss  of  habitat  (Burge  et  al.  1975). 
Encouraged  by  Japanese  reports  of  successful  abalone  enhancement,  one  of  the 
recommendations  made  by  CDFG  was  to  embark  on  an  experimental  abalone 
enhancement  program.  Ocean  outplant  of  hatchery  raised  juvenile  abalone  and 
transplantation  of  native  adult  spawning  stocks  were  two  methods  selected  by 
the  CDFG  and  Scripps  Institution  of  Oceanography  for  further  study  and 
evaluation. 

Successful  transplants  of  adult  green  abalone,  H.  fulgens,  have  been  made  by 
CDFG  and  Scripps  biologists  in  recent  years  (Tegner  in  press).  Also  two 
transplants  of  adult  pink  abalone  were  made  at  Laguna  Beach;  375  were  planted 
there  in  1975  and  109  in  1976.  After  one  year,  good  survival  and  growth  were 
observed.  No  inter-island  transplanting  was  undertaken. 


'  Accepted  for  publication  November  1987. 


SURVIVAL  AND  GROWTH  OF  PINK  ABALONE 


83 


In  1982  we  selected  an  area  of  good  abalone  habitat,  which  supported  few 
native  (pink  and  green)  abalone,  within  an  area  closed  to  the  take  of 
invertebrates  on  the  northeast  side  of  Santa  Catalina  Island.  Early  in  1983  two 
groups  of  tagged  and  measured  adult  pink  abalone  were  transplanted  from  San 
Clemente  Island  to  Santa  Catalina  Island.  Here  we  report  on  the  survival  and 
growth  of  these  transplants. 

STUDY  AREA 

Santa  Catalina  Island  is  approximately  37  km  offshore  of  the  southern 
California  mainland.  The  northeast  side  of  the  island  between  Lion  Head  Pt.  and 
Arrow  Pt.  is  closed  to  the  take  of  invertebrates  between  the  high  tide  mark  and 
304.8  m  (1000  ft)  seaward  beyond  the  low  tide  mark.  The  transplant  site  (lat  33° 
28'N,  long  118°  31.5'W)  consists  of  2024  m^  of  rocky  bottom,  3-12  m  deep, 
west  of  Indian  Rock.  The  substrate  is  good  pink  abalone  habitat  with  rocky 
outcrops,  boulders,  low  lying  vertical  relief  and  sediment/ rock  interfaces.  The 
Indian  Rock  area  is  surrounded  by  sandy  substrate,  which  restricts  abalone 
movement  (Cox  1962),  and  is  located  inside  Emerald  Bay  at  the  western  end 
of  the  closure  area  (Figure  1).  Emerald  Bay  is  a  popular  anchorage  for 
recreational  boaters  and  CPFV  dive  boats.  A  bed  of  giant  kelp,  Macrocystis 
pyrifera,  with  a  red  algal  understory  was  present  at  the  start  of  the  study. 


Santa  Catalina 
Island 


INVERTEBRATE   CLOSURE   AREA 

•« ^ 


V^"^        Transplant  Site 


E  m  e  r  ia 
Bay 


H 


t 
0  1 

NAUTICAL    MILES 


FIGURE  1.     Transplant  site  at  Indian  Rock,  Santa  Catalina  Island. 


84  CALIFORNIA  FISH  AND  GAME 

MATERIALS  AND  METHODS 

Adult  pink  abalone  were  collected  from  various  locations  at  San  Clemente 
Island.  The  abalone  were  tagged,  measured,  and  then  placed  on  a  thick  net 
lining  the  flooded  stern  well  of  the  R/V  KELP  BASS.  The  tags,  imprinted  stainless 
steel  washers  strung  on  stainless  steel  wire,  were  threaded  through  the  two  most 
anterior,  complete  respiratory  pores  of  each  abalone.  Length  and  width  of  each 
animal  were  measured  to  the  nearest  mm  with  vernier  calipers,  and  any  injuries 
were  noted.  The  net  prevented  the  abalone  from  firmly  attaching  to  the  smooth 
deck,  thereby  reducing  the  chance  of  injury  when  the  abalone  were  removed 
for  replanting.  Seawater  was  continuously  pumped  in  at  the  rate  of  38  litre/s.  At 
Santa  Catalina  Island,  each  individual  abalone  was  replanted  on  a  rocky  surface 
suitable  for  attachment,  and  observed  briefly  to  ensure  attachment  to  the 
substrate. 

We  returned  several  times  to  the  transplant  area  and  collected  tagged  shells 
to  attempt  to  quantify  mortality.  A  one-year  post  plant  survey  to  determine 
survival  and  growth  of  the  transplanted  animals  was  carried  out.  The  transplant 
site  was  thoroughly  searched  for  one  hour,  and  all  tagged  abalone  encountered 
were  measured,  unless  their  removal  would  have  resulted  in  fatal  injury. 

RESULTS 

Five-hundred  seventeen  adult  pink  abalone,  which  averaged  141  mm  (range 
95  to  183  mm),  were  transplanted  in  two  groups  in  early  1983  (Table  1 ).  Cuts 
and  abrasions  received  during  collection  were  greater  (29%  vs.  14%)  in  the 
January  group,  as  was  the  observed  total  mortality  (27%  vs.  10%).  The 
transplanted  abalone  were  in  good  condition  when  checked  in  April,  July,  and 
December  1983,  and  were  noted  to  be  feeding  and  responding  normally, 
although  their  numbers  appeared  to  be  decreasing.  During  the  study  91  tagged 
abalone  shells  were  recovered  by  CDFG  personnel  and  the  public.  After  an 
intensive  search  in  February  1984,  we  found  24  tagged  abalone,  12  of  which 
were  measured  underwater  and  replaced.  The  other  12  abalone  were  not 
measured  because  of  the  risk  of  injury.  The  measured  animals  ranged  in  size 
from  117  to  149  mm.  Growth  (change  in  shell  length)  ranged  from  minus  8  to 
7  mm  (x  =  0  mm;  SD  =  ±  4  mm),  with  only  three  abalone  showing  an 
increase  in  length.  The  remaining  402  abalone  (78%  of  the  transplant)  were  not 
located  as  live  animals  or  shells. 

TABLE  1.    Transplant  of  Adult  Pink  Abalone  at  Santa  Catalina  Island,  California,  1983. 

Transplant  Date 
January  April 

f0-j4  4-8  Total  Percent 

Abalone  Planted  Initially 237  280  517 

Transplant  Injuries 69  40  109  21.1 

Observed  Mortality 64  27  91  17.6 

One-Year  Post  Plant  Survey 

Live  Abalone 24  4.6 

Abalone  Unaccounted  For 402  77.8 

DISCUSSION 

The  one-year  post  transplant  survey  documented  an  unexpectedly  low 
number  of  24  surviving  abalone.  The  disappearance  of  78%  of  the  animals 


SURVIVAL  AND  GROWTH  OF  PINK  ABALONE  85 

cannot  be  attributed  to  injury,  predation,  starvation,  migration,  or  other  natural 
factors.  Green  abalone  have  been  successfully  established  on  the  mainland 
under  similar  conditions  by  CDFG/Scripps  transplants  (Tegner  in  press),  and 
the  CDFG  transplant  of  pink  abalone  to  Laguna  Beach  was  considered 
successful  based  on  a  34%  recovery  rate  after  one  year.  Hence  a  pink  abalone 
transplant  to  Santa  Catalina  Island  was  considered  viable.  A  large  portion  of  the 
transplanted  pink  abalone  were  expected  to  successfully  adapt  to  their  historic 
habitat. 

Despite  special  care,  abalone  are  sometimes  cut  or  abraded  during  collection. 
These  injuries,  or  stress  induced  by  handling,  will  often  attract  predators  or 
scavengers  and  result  in  the  death  of  the  abalone  (Tegner  and  Butler  1985). 
Based  on  previous  tagging  studies,  initial  mortalities  of  10  to  20%  were 
expected.  Since  pink  abalone  are  more  susceptible  to  picking  and  replacement 
injury  (Burge  et  al.  1975)  than  other  California  species,  initial  mortality 
exceeding  20%  was  not  considered  unlikely.  In  the  January  collection,  from  the 
northeast  side  of  San  Clemente  Island,  it  was  found  that  the  pink  abalone's  foot 
often  blistered  where  the  abalone  iron  contacted  it  and  that  cuts  were  frequent. 
In  addition,  many  of  these  animals  appeared  stunted  and  lethargic.  The  pink 
abalone  collected  in  April  from  the  northwest  side  of  the  island  appeared  to  be 
healthy  but  were  still  easily  cut.  The  higher  injury  rate  (29%  vs.  14%)  and 
mortality  {ll^/o  vs.  10%)  of  the  January  group  was  probably  a  result  of  the 
general  condition  of  the  animals  (Table  1 ). 

A  low  level  of  natural  mortality  was  expected  for  the  relatively  large  abalone 
used  in  this  study.  Doi  et  al  (1977)  calculated  a  natural  mortality  (M)  estimate 
of  .35  for  pink  abalone.  Although  not  all  shells  are  recovered,  losses  due  to 
natural  mortality  result  in  empty  shells. 

Another  possible  source  of  shell  loss  might  be  movement  of  live  abalone 
away  from  the  site.  Migration  of  pink  abalone  is  not  common.  After  following 
the  movement  of  pink  abalone  at  Santa  Catalina  for  several  years  Tutschulte 
(1976)  concluded  "that  adult  pink  abalone  do  not  migrate  once  they  take  up 
residence  on  the  open  substrate".  At  Indian  Rock  there  was  no  evidence  of 
abalone  movement.  The  expanse  of  sand  surrounding  the  site  may  also  have 
impeded  abalone  movement  away  from  the  site.  During  post-planting  visits  to 
the  site  we  noticed  little  movement  of  the  tagged  abalones,  and  we  frequently 
found  animals  in  the  same  location  from  one  visit  to  the  next.  Also  contiguous 
rocky  areas  and  a  reef  15  m  from  site  were  searched,  as  was  the  sand 
surrounding  the  site.  No  live  abalone  or  shells  were  found.  If  these  abalone  had 
migrated  we  should  have  noticed  major  movement  within  the  site  and  should 
have  found  animals  or  shells  in  the  surrounding  areas. 

Starvation  was  probably  not  the  reason  for  the  disappearance  of  the  tagged 
abalone,  although  food  supplies  were  reduced.  MacGinitie  and  MacGinitie 
(1966)  reported  that  starvation  did  not  stimulate  pink  abalone  to  move  in  an 
area  off  Laguna  Beach  denuded  of  seaweed.  Abalone  can  survive  for  extended 
periods  without  food.  Tegner  and  Levin  (1982)  ran  food  deprivation  experi- 
ments on  red  abalone,  and  found  the  LD50  was  203  days  with  a  tendency  for 
the  smaller  animals  to  die  first.  However,  the  shells  of  those  abalone  that  did 
starve  would  remain. 


36  CALIFORNIA  FISH  AND  CAME 

Illegal  take  is  the  most  likely  cause  of  the  disappearance  of  transplanted 
abalone  from  this  site.  Emerald  Bay  is  a  popular  recreational  dive  site  with  101 
rented  moorings.  In  one  case  a  recreational  diver  reported  harvesting  three  of 
the  transplanted  abalone  while  assuming  the  site  was  not  within  the  closure.  The 
Lion  Head  to  Arrow  Point  invertebrate  closure  does  not  appear  to  be  well 
known  or  regularly  enforced.  No  specific  printed  matter  is  available  on  the 
closure  and  no  signs  are  posted  on  the  beach. 

Burge  et  al.  (1975)  reported  average  annual  growth  for  pink  abalone  at  San 
Clemente  and  Santa  Cruz  Islands  of  10  mm  for  animals  in  the  136  to  145  mm 
size  range.  The  poor  growth  of  the  surviving  Catalina  transplants  could  reflect 
measurement  error,  but  more  likely  was  the  result  of  the  poor  conditions  at 
Emerald  Bay.  The  El  Nino  event  that  began  in  late  1982  caused  deepened 
isotherms  at  Santa  Catalina  Island  resulting  in  nutrient  limited  water.  The  island's 
algal  community  was  devastated  by  the  warmer  than  usual  water  (Zimmerman 
and  Robertson  1985).  Giant  kelp,  an  important  food  item  for  abalone, 
disappeared  from  the  transplant  site,  as  did  most  of  the  algal  understory.  Food 
scarcity  severely  impacts  abalone  growth  (Cox  1962)  but  the  low  survival  of 
these  pink  abalone  is  considered  an  anomaly.  This  study  strongly  suggests  that 
a  fishing  closure  area  does  not  always  protect  an  experimental  site.  Future 
abalone  transplant  sites  should  be  selected  with  the  added  criteria  of  minimal 
diving  and  boating  activity. 

ACKNOWLEDGMENTS 

Special  thanks  to  Mia  Tegner,  Scripps  Institution  of  Oceanography,  for  her 
encouragement  and  editorial  assistance.  We  also  thank  Mike  Lonich  and  the 
crew  of  the  R/V  KELP  BASS  for  their  tireless  efforts  in  support  of  our  research. 

LITERATURE  CITED 

Burge,  R.,  S.  Schultz,  and  M.  O.  Odemar.  1975.  Draft  report  on  recent  abalone  research  in  California  with 

recommendations  for  management.  Calif.  Dept.  Fish  and  Came.  62  p. 
Cox,  K.  W.  1962.  California  abalones,  family  Haliotidae.  Calif.  Dept.  Fish  and  Came,  Fish  Bull.  188:  133  p. 
Doi,  T.,  S.  A.  Guzman  del  Proo,  V.  Marin  A.,  M.  Ortiz  Q.,  ).  Camacho  A.,  and  T.  Munoz  L.  1977.  Analisis  de  la 

poblacion  y  diagnostico  de  la  pesqueria  de  abulon  amarillo  {Haliotis  corrugata)  en  el  area  de  Punta  Abreojos 

e  Isia  Cedros,  B.C.  Direccion  General  Del  Institudo  Nacional  de  Pesca,  Mexico.  Serie  Cientifica  No.  18. 

17  p. 
MacGinitie,  N,  and  G.  E.  MacGinitie.  1966.  Starved  abalones.  Veliger  8:313. 
Tegner,  M.  |.  In  Press.  The  California  abalone  fishery:  production,  ecological  interactions,  and  prospects  for  the 

future.  In ).  F.  Caddy  (Ed.)  Scientific  approaches  to  the  management  of  invertebrate  stocks.  John  Wiley  and 

Sons,  New  York. 
Tegner,  M.  J.  and  R.  A.  Butler.  1985.  The  survival  and  mortality  of  seeded  and  native  red  abalones,  Haliotis 

rufescens,  on  the  Palos  Verdes  peninsula.  Calif.  Fish  and  Game,  71  (3):  150-163. 
Tegner,  M.  |.  and  L.  L.  Levin,  1982.  Do  sea  urchins  and  abalones  compete  in  California  kelp  forest  communities? 

Pages  265-271  In ).  W.  Lawrence  (Ed.),  International  Echinoderms  Conference,  Tampa  Bay.  A.  A.  Balkema, 

Rotterdam. 
Tutschulte,  T.  1976.  The  comparative  ecology  of  three  sympatric  abalones.  Dissertation.  Univ.  California,  San 

Diego.  335  p. 
Zimmerman,  R.  C.  and  D.  L.  Robertson.  1985.  Effects  of  El  Nino  on  local  hydrography  and  growth  of  the  giant 

kelp,  Macrocystis  pyrifera,  at  Santa  Catalina  Island,  California.  Limnol.  Oceanogr.,  30 (6):  1298-1 302. 


RECORDS  OF  DEEP-SEA  SKATES  87 

Calif.  Fish  and  Came  74  ( 2 ):  87-1 05     1 988 

RECORDS  OF  THE  DEEP-SEA  SKATES,  RAJA  (AMBLYRAJA) 

BAD/A  CARMAN,  1899  and  BATHYRAJA  ABYSS/COLA 

(CILBERT,  1896)  IN  THE  EASTERN  NORTH  PACIFIC,  WITH 

A  NEW  KEY  TO  CALIFORNIA  SKATES ' 

GEORGE  D.  ZORZI 

and 

M.  ERIC  ANDERSON 

Department  of  Ichthyology, 
California  Academy  of  Sciences 

Golden  Gate  Park, 
San  Francisco,  California,  94118 

The  broad  skate,  Ra/a  (Amblyraja)  badia,  previously  described  in  the  eastern 
Pacific  from  the  holotype  is  here  recorded  from  off  central  Panama  north  to 
Vancouver  Island,  British  Columbia  and  redescribed  from  two  recently  collected 
California  specimens.  External  morphological  characters,  counts,  and  measurements 
of  these  specimens  are  provided.  The  deepsea  skate,  Bathyraja  abyssicola,  previ- 
ously described  from  two  adult  males,  is  here  recorded  from  22  specimens  ranging 
from  West  Cortes  Basin,  California,  to  the  Pacific  coast  of  central  Japan.  External 
morphological  characters,  counts,  and  measurements  are  given  from  nine  speci- 
mens, including  juveniles  and  adults  of  both  sexes,  from  off  southern  and  central 
California.  An  updated  key  for  field  identification  of  adults  and  subaduits  of  the 
nine  species  of  skates  currently  known  from  California  waters  is  provided. 

INTRODUCTION 

Due  to  their  relatively  large  size  and  the  great  expense  associated  with 
collecting  and  preserving  specimens,  chondrichthyan  fishes  are  often  rather 
poorly  represented  in  museum  collections,  especially  deep-water  species. 
Published  descriptions  and  identification  keys  based  on  the  relative  paucity  of 
such  specimens,  not  to  mention  our  knowledge  of  their  biology  and  distribution, 
are  too  often  fragmentary  and  incomplete.  We  found  this  to  be  the  case  with 
the  skates  Raja  badia  and  Bathyraja  abyssicola. 

Carman  (1899)  described  Raja  badia  from  a  single  juvenile  female,  MCZ 
1008-S,  collected  off  the  Pacific  coast  of  Panama.  The  only  subsequent 
published  descriptions  of  R.  badia  (Carman  1913,  Beebe  and  Tee-Van  1941 )  are 
based  on  this  account. 

Three  additional  eastern  Pacific  records  of  R.  badia  have  been  reported,  but 
with  little  further  comment.  Taylor  (1972)  briefly  recorded  the  capture  of  a 
second  specimen  from  the  Culf  of  California.  Yves  et  al.  (1981 )  first  listed  the 
species  from  Canadian  waters  (off  Vancouver  Island).  They  also  applied  the 
vernacular  "broad  skate"  to  the  species.  Eschmeyer  et  al.  (1983)  briefly 
described  a  hardnosed  skate  (as  Raja  sp.)  from  off  British  Columbia  and 
Oregon,  noting  it  was  "Most  likely  the  adult  of  Raja  badia  . . . ."  While  Yves  et 
al.  (1981)  and  Eschmeyer  et  al.  (1983)  did  not  identify  individual  specimens, 
the  Canadian  record  was  based  on  BCPM  979-11101.  The  Oregon  record  was 
based  on  a  950  mm  total  length  (tl)  adult  male  collected  off  Oregon  in  1968 


'  Accepted  for  publication  October  1987. 


88  CALIFORNIA  FISH  AND  CAME 

(L.  J.  V.  Compagno,  J.  L.  B.  Smith  Institute  of  Ichthyology,  pers.  comm.).  We 
have  been  unable  to  locate  this  Oregon  specimen,  and  have  little  additional  data 
on  it.  A  fifth  eastern  Pacific  specimen,  also  from  off  Oregon  (OS  5035),  is 
knov^n,  but  it  is  currently  being  studied  by  M.  Stehmann  (Institut  fur 
Seefischerei,  Hamburg,  Fed.  Rep.  of  Germany). 

Although  Ishihara  and  Ishiyama  (1986)  gave  an  "Oregonian"  distribution  for 
Raja  badia,  this  species  has  not  been  recorded  previously  from  off  California.  As 
a  result  of  collections  made  by  research  vessel  DAVID  STARR  JORDAN  for  the 
National  Marine  Fisheries  Service,  two  juveniles  of  R.  badia  are  now  known 
from  California  waters,  a  male  (CAS  58604)  captured  in  1381-1404  m  off  Pt.  Sur 
and  a  female  (SIO  87-77)  captured  in  1280  m  off  Half  Moon  Bay. 

Gilbert  (18%)  described  Bathyraja  abyssicola  (as  Raja)  from  an  adult  male 
(USNM  48623)  taken  off  the  Queen  Charlotte  Islands,  British  Columbia.  This 
specimen  was  collected  in  2903  m,  about  which  Gilbert  commented  ".  .  .  the 
greatest  depth  recorded  for  any  species  of  skate  ..."  a  record  which  continues 
to  stand  after  more  than  ninety  years.  Subsequent  published  descriptions  of  B. 
abyssicola  (Jordan  and  Evermann  1898,  Garman  1913,  Clemens  and  Wilby 
1949,  Hart  1973)  are  based  on  this  account. 

Grinols  (1965)  recorded  B.  abyssicola  from  off  northern  Oregon  in  1463- 
1554  m.  He  noted  that  this  "rare  species  is  known  from  only  4  recorded 
specimens  . . ."  [USNM  48623  (holotype),  UW  19372  (now  missing,  T.  Pietsch, 
University  of  Washington,  pers.  comm.),  UW  19393,  and  USNM  73913].  Miller 
and  Lea  (1972)  reported  an  additional  specimen  (SIO  62-692)  from  off  North 
Coronado  Island.  This  extended  the  known  range  to  southern  California. 

Bathyraja  abyssicola  has  been  reported  recently  from  the  western  North 
Pacific.  Dolganov  (1983)  gave  a  brief  description,  counts,  and  measurements  of 
six  specimens  collected  by  Soviet  vessels  between  Japan  and  the  Bering  Sea, 
however  he  incorrectly  referred  to  the  authorship  of  the  species  as  "Gilbert  and 
Thoburn,  1895."  Nakaya  (1983)  and  Masuda  et  al.  (1984)  published  photo- 
graphs and  short  descriptions  of  an  adult  male  (HUMZ  78181)  collected  in 
1110  m  off  the  Pacific  coast  of  northern  Japan.  Ishihara  and  Ishiyama  (1985) 
redescribed  the  species  from  a  re-examination  of  data  and  drawings  of  the 
holotype  made  previously  (H.  Ishihara,  Institute  of  Skatology,  Fujisawa,  Japan, 
pers.  comm.),  plus  the  western  Pacific  specimen.  They  provided  a  table  of 
counts  and  measurements  for  both  specimens  and  a  description  of  the 
neurocranium  and  adult  male  clasper  of  HUMZ  78181,  important  structures  in 
skate  systematics.  Ishihara  and  Ishiyama  (1986)  figured  the  scapulocoracoid 
from  a  second  western  Pacific  specimen  of  B.  abyssicola  (MTUF  25270), 
collected  off  central  Honshu  Island  in  800-1000  m.  (H.  Ishihara,  pers.  comm.). 
Tanaka  (1987)  published  a  photograph  of  a  skate  which  greatly  resembles  B. 
abyssicola  taken  by  the  submersible  SHINKAI  2000  in  Suruga  Bay,  Japan  at 
1350  m. 

Thus,  B.  abyssicola  is  known  in  the  literature  from  only  five  specimens  from 
the  eastern  Pacific  and  eight  from  the  western  Pacific.  It  has  been  adequately 
described,  however,  from  only  two  large  adult  males.  Descriptions  of  juveniles 
and  adult  female  B.  abyssicola  are  lacking.  Additionally,  disagreement  in  recent 
literature  as  to  the  number  of  median  nuchal  thorns  as  a  key  character  for  field 
identification  (Wilimovsky  1958,  Miller  and  Lea  1972,  Ishihara  and  Ishiyama, 


RECORDS  OF  DEEP-SEA  SKATES  89 

1985),  as  well  as  other  discrepancies,  especially  in  the  earlier  literature,  are 
attributed  to  an  inadequate  sample  size. 

We  provide  additional  data  on  the  external  morphology,  counts  and 
measurements,  and  report  new  records  and  range  extensions  of  both  R.  badia 
and  B.  abyssicola.  In  addition,  we  correct  some  errors  noted  in  our  literature 
review.  Finally,  we  present  an  updated  key  for  field  identification  of  adults  and 
subadults  of  the  nine  species  of  skates  known  from  California  waters. 

METHODS  AND  MATERIALS 

Preserved  specimens  examined  for  this  study  were  measured  to  the  nearest 
millimeter  (mm).  Internal  counts  were  made  from  radiographs.  Counts  and 
measurements  were  generally  made  according  to  the  methods  proposed  by 
Hubbs  and  Ishiyama  (1968)  and  Ishiyama  and  Ishihara  (1977),  with  the 
following  exceptions:  (i)  orbit  length  was  externally  measured  and  included  the 
orbital  cavity  and  overlying  tissue,  thus  differing  slightly  from  that  made  on 
cleaned  and  dissected  preparations;  (ii)  interbranchial  distance  to  first  gill  slit 
(g.  s.  #1 )  was  measured  between  the  inner  margins  of  the  left  and  right  first 
gill  slits  and  differs  somewhat  from  the  measurement  "over  1st  gill  slits"  of 
authors;  (iii)  we  record  both  distal  and  proximal  clasper  lengths,  but  use 
proximal  clasper  lengths,  but  use  proximal  clasper  length  as  the  standard  for 
these  measurements.  Total  length  (tl)  is  the  basis  for  all  body  proportions 
unless  otherwise  indicated.  Terminology  for  thorn  patterning  follows  Stehmann 
and  Burkel  (1984). 

Owing  to  their  relative  scarcity  in  museum  collections,  specimens  were  not 
dissected  to  make  cranial  or  skeletal  preparations,  determine  gut  contents, 
condition  of  gonads  or  clasper  structures,  or  to  count  spiral  valve  turns.  We  did, 
however,  partially  dissect  the  dorsal  portion  of  the  left  scapulocoracoid  of  a 
somewhat  mutilated  B.  abyssicola  (SIO  71-201 )  for  comparison  with  that  of  a 
western  Pacific  specimen  (MTUF  25270).  We  also  radiographed  and  dissected 
the  left  clasper  of  SIO  85-68  for  comparison  with  drawings  of  that  of  the  western 
Pacific  specimen  (HUMZ  78181)  published  by  Ishihara  and  Ishiyama  (1985). 
Institutional  abbreviations  are  as  listed  in  Leviton  et  al.  (1985). 

Material  Examined 

Raja  badia 

CAS  58604  (568  mm  cf);  SIO  87-77  (601  mm  $). 

Bathyraja  abyssicola 

CAS  38013  (2;  1191  mm  cf,  1316  mm  $);  CAS  38289  (672  mm  $);  CAS 
58481  (3;  622  mm  J,  676  mm  of,  684  mm  CT);  MTUf  125270  (1294  mm  $; 
left  scapulocoracoid  only);  SIO  71-201  (ca.  1010  mm  $);  SIO  85-45  (1233  mm 
J);  SIO  85-68  (1315  mm  cf);  USNM  73913  (735  mm  $;  radiograph). 

Raja  (Amblyraja)  badia  Carman,  1899 
(Figure  1) 

Diagnosis 

A  medium  sized  Raja  (to  985  mm  tl);  disc  rhomboid,  width  1.3  times  in  disc 
length;  dorsal  surface  of  disc  and  tail  covered  with  prickles;  rostrum  with  greatly 


90 


CALIFORNIA  FISH  AND  GAME 


enlarged  thornlets  in  random  pattern;  one  pair  each  of  preorbital,  postorbital 
and  interspiracular  thorns;  two  or  three  pairs  of  scapular  thorns;  continuous  row 
of  24-29  thorns  along  midline  of  body  and  tail;  tail  short,  with  row  of  enlarged 
thornlets  on  either  side  of  median  thorns  (more  pronounced  anteriorly);  ventral 
surface  completely  smooth. 


FIGURE  1 .     Raja  (Amblyraja)  badia  Garman.  Left,  dorsal  view  of  CAS  58604,  photo  by  B.  S.  Eddy, 
Right,  snout  region  of  same  specimen,  photo  by  G.  D.  Zorzi. 

Description 

A  full  redescription  of  this  species  will  be  given  by  Stehmann,  Ishihara  and 
Nakaya  (in  prep.).  We  include  the  following  description  of  the  California 
specimens  (CAS  58604;  SIO  87-77)  to  distinguish  the  species  for  the  aid  of 
fisheries  workers  who  may  encounter  this  skate  in  the  future.  Proportional 
measurements,  expressed  as  percent  TL,  are  given  in  Table  1 . 

TABLE  1.    Proportional  Measurements  (mm)  And  Counts  Of  Raja  (Amblyraja)  badia. 


Total  length 

Disc  width 

Head  length 

Disc  length 

Disc  depth  between  orbits 

Greatest  disc  depth 

Trunk  length 

Tail  length 

Tail  width,  end  P2 

Tail  depth,  end  P2 

Preorbital  length 

Prespiracular  length 

Snout  tip  to  maximum  disc  width 

Predorsal  1  length 

Predorsal  2  length 

Snout  tip  to  caudal  fin  origin 

D1  origin  to  tail  tip 

Prenarial  length 


CAS  58604 

SIO  87-77 

mm 

%  TL 

mm 

%  TL 

568 

- 

601 

- 

431 

75.9 

443 

71.7 

138 

24.3 

141 

23.5 

322 

567 

337 

561 

28 

5.0 

29 

4.8 

42 

7.4 

43 

7.1 

202 

35.6 

202 

33.6 

228 

40.1 

258 

42.9 

23 

4.0 

18 

3.0 

19 

3.3 

20 

3.3 

83 

14.6 

88 

14.6 

112 

19.7 

118 

19.6 

225 

39.6 

235 

39.1 

497 

87.5 

522 

86.9 

519 

91.4 

550 

91.5 

540 

95.1 

580 

96.5 

71 

12.5 

80 

13.3 

74 

13.0 

74 

12.3 

RECORDS  OF  DEEP-SEA  SKATES  91 

TABLE  1.    Proportional  Measurements  (mm)  And  Counts  Of  Raja  (Amblyraja)  Aac^ri?.— Continued 


Preoral  length 

Prebranchial  length 

Snout  tip  to  gill  slit  #5 

Snout  tip  to  vent  center 

Precaudal  body  length 

Corneal  length 

Orbit  length 

Interorbital  distance 

Spiracle  length 

Interspiracular  distance 

D1  base  length 

D1  vertical  height 

D2  base  length 

D2  vertical  height 

Interdorsal  distance 

D2  to  caudal  fin  origin 

Caudal  base  length 

Caudal  upper  lobe  vertical  height 

Lateral  fold  length  (avg) 

Nasal  curtain  length 

Nasal  curtain  width 

Internarial  distance 

Mouth  width 

Interbranchial  distance,  g.  s.  #1  

Interbranchial  distance,  g.  s.  #5 

Pelvic  fin  anterior  lobe  length 

Pelvic  fin  posterior  lobe  length 

Clasper  length,  distal 

Clasper  length,  proximal 

Counts 

Tooth  rows  in  upper  jaw 

Pseudobranchial  folds(r/l) 

Vertebrae,  trunk 

Vertebrae,  predorsal-caudal 

Pectoral  fin  radials 

Pelvic  fin  radials 

Preorbital  thorns 

Postorbital  thorns 

Interspiracular  thorns 

Scapular  thorns 

Total  median  thorns 

Disc  rhomboid,  1.3  times  as  broad  as  long.  Tip  of  snout  moderately  produced, 
broadly  rounded.  Anterior  margins  of  disc  form  almost  a  right  angle;  margins 
gently  convex  from  behind  tip  of  snout  to  approximately  the  level  of  orbits, 
becoming  weakly  concave,  then  broadly  rounded  distally.  Apex  of  disc  sharply 
rounded  at  posterior  margin.  Posterior  margin  forming  angle  of  about  105°  with 
anterior  margin;  posterior  margin  moderately  concave  near  apex,  becoming 


CAS  58604 

SIO  87-77 

mm 

%  TL 

mm 

%  TL 

98 

17.3 

100 

16.6 

146 

25.7 

138 

23.0 

195 

34.3 

180 

30.0 

325 

57.2 

324 

53.9 

340 

59.9 

343 

57.1 

12 

2.1 

14 

2.3 

28 

4.9 

27 

4.5 

37 

6.5 

36 

6.0 

15 

2.6 

19 

3.2 

55 

9.7 

56 

9.3 

24 

4.2 

26 

4.3 

9 

1.6 

12 

2.0 

22 

3.9 

29 

4.8 

11 

1.9 

11 

1.8 

3 

0.5 

0 

0.0 

0 

0.0 

0 

0.0 

24 

4.2 

25 

4.2 

3 

0.5 

3 

0.5 

198 

34.9 

224 

37.3 

33 

5.8 

30 

5.0 

12 

2.1 

16 

2.7 

77 

13.6 

65 

10.8 

75 

13.2 

78 

13.0 

121 

21.3 

125 

20.8 

78 

13.7 

90 

14.8 

71 

12.5 

67 

11.1 

80 

14.1 

79 

13.1 

21 

3.7 

- 

- 

34 

6.0 

— 

— 

42 

37 

10/11 

11/11 

33 

33 

52 

57 

65 

65 

19 

20 

1 

pr 

1  pr 

1 

pr 

1  pr 

1 

pr 

1  pr 

3 

pr 

2  pr 

25 

22 

92  CALIFORNIA  FISH  AND  GAME 

very  gently  convex  at  posterior  tip,  then  broadly  rounded  to  axil.  Disc  relatively 
thin.  Depth  between  orbits  less  than  7%  disc  width;  less  than  10%  at  greatest 
disc  depth  (across  scapula). 

Head  large,  length  nearly  25%  tl.  Eyes  snnall,  corneal  length  less  than  50% 
interorbital  distance.  Spiracles  slightly  longer  than  cornea,  with  10-1 1  pronninent 
pseudobranchial  folds.  Nasal  curtain  lobular,  with  weakly  developed  finnbriae. 
Mouth  moderately  wide,  nearly  20%  disc  width.  Teeth  homodont,  retrorse,  in 
37-42  rows  in  upper  jaw,  mushroomlike,  appearing  as  thin,  ovoid  crowns 
supported  on  short,  sturdy,  somewhat  conical  bases.  Single,  stout,  sharp  cusp 
arising  from  rear-center  of  each  crown  and  projecting  obliquely  backward;  cusp 
reinforced  anteriorly  by  thin,  median  ridge  running  nearly  all  crown  length,  and 
posteriorly  by  heavy  retrorse  keel.  Posterior  teeth  inclined  backwards  into  oral 
cavity. 

Five  pairs  of  gill  slits,  nearly  uniform  in  length  except  fifth  pair  of  SIO  87-77, 
which  is  considerably  shorter  than  anteriormost  pairs. 

Pelvic  fins  lobate,  narrow,  moderately  long.  Anterior  margin  of  anterior  lobe 
moderately  to  sharply  rounded  at  tip.  Posterior  lobe  broadly  rounded,  becom- 
ing sharply  rounded  at  posterior  tip;  inner  margin  weakly  concave  to  axil. 
Claspers  of  CAS  58604  (immature)  stubby,  uncalcified,  with  broadly  rounded 
tips. 

Tail  relatively  short,  less  than  43%  tl,  narrow,  tapering  gradually  to  tip.  Tail 
with  paired,  continuous  lateral  folds,  about  equal  in  length,  originating  as  ridges 
near  base  of  tail,  widen  distally  to  folds  along  ventrolateral  surface  and  terminate 
near  tail  tip.  Two  small  dorsal  fins,  nearly  equal,  closely  set.  Female  with  no 
discernible  interdorsal  space,  male  with  space  of  3  mm.  Dorsal  fin  base 
approximately  twice  as  long  as  vertical  height.  Anterodorsal  margins  of  both 
dorsal  fins  hyperboloid,  terminating  as  sharply  pointed  tips;  posterior  margins 
sharply  recurved,  except  second  dorsal  of  female,  which  has  a  broadly  rounded 
posterior  margin.  Caudal  fin  smalt,  low,  its  height  about  1%  of  tail  length, 
formed  as  narrow,  dorsal  ridge  immediately  posterior  to  second  dorsal  fin,  rising 
gradually  from  about  33%  its  base  length  to  broadly  rounded  posterior  margin. 
Ventral  tip  of  tail  with  short,  low,  longitudinal  keel. 

Dorsal  surface  of  disc  and  tail  completely  covered  with  prickles,  skin 
especially  rough  in  middorsal  area  posterior  to  spiracles.  Enlarged  thornlets  in 
malar  and  alar  areas  in  both  specimens  (representing  both  sexes).  Rostral  area 
covered  with  enlarged  thornlets,  many  of  which  are  greatly  enlarged  and  appear 
as  small  thorns  (Figure  1 )  in  random  pattern  about  rostral  midline,  not  in  distinct 
series;  five  to  six  principal  thornlets  with  three  to  four  smaller  thornlets.  One 
pair  each  of  preorbital,  postorbital  and  interspiracular  thorns,  two  or  three  pairs 
of  scapular  thorns.  Twenty-four  to  29  thorns  in  continuous  row  along  body  and 
tail  midline.  No  interdorsal  thorns.  Tail  with  row  of  enlarged  thornlets  on  either 
side  of  median  thorns,  more  prominent  anteriorly.  Pelvic  fins  smooth,  except  for 
prickles  near  posterior  tip  of  posterior  lobe.  Ventral  surface  of  disc  and  tail 
completely  smooth. 

Color  of  dorsal  surface  of  male  medium  gray-brown,  with  numerous  darker 
spots  and  blotches,  especially  toward  apices  of  disc  and  along  tail.  Whitish 
beneath  eyes.  A  conspicuous  brown  bar  across  scapular  region.  Snout,  margins 
of  disc  and  tip  of  pelvic  fin  anterior  lobe  dark.  Dorsal  surface  of  female  dark 


RECORDS  OF  DEEP-SEA  SKATES  93 

chocolate  brown;  dark  spots  and  blotches  present,  but  less  discernible  than 
those  of  nnale.  Ventral  surface  of  disc  same  color  as  dorsal  surface,  but  nnargins 
of  disc,  pelvic  fin  anterior  lobe  and  ventral  surface  of  tail  darker  than  other 
areas.  Whitish  blotches  on  snout  and  upper  abdomen,  nares,  nasal  curtain, 
mouth,  gill  slits,  and  cloacal  opening.  Female  with  three  moderately  large  white 
interbranchial  blotches.  Lateral  folds  of  both  specimens  whitish. 

Remarks 

Our  description  of  the  California  specimens  of  Raja  badia  agrees  in  nearly  all 
respects  with  Carman's  (1899)  description  of  the  holotype,  with  the  following 
exceptions:  (i)  the  enlarged  rostral  thornlets  do  not  form  "...  a  couple  of 
series,"  but  appear  in  a  random  pattern  about  the  rostrum.  Radiographs  reveal 
the  locations  of  the  largest  of  these  thornlets  coincide  closely  with  the 
underlying  rostral  cartilage;  (ii)  the  holotype  is  considerably  smaller  than  the 
California  specimens;  from  Carman's  plate  it  appears  to  have  more  prominent 
rostral  thornlets;  (iii)  Carman  did  not  report  a  dorsal  pigment  pattern,  but 
merely  noted  the  color  to  be  "chocolate  brown,"  this  possibly  due  to  fading 
after  nine  years  in  alcohol.  Both  California  specimens  have  distinctly  rounded 
dark  spots  and  irregular  blotches  on  the  tail  and  a  wide  brown  bar  across  the 
scapular  region;  (iv)  Carman  described  the  teeth  as  ".  .  .  resembling  a  pair  of 
small  parallel  discs  united  by  a  short  narrow  column  .  .  ."  that  is  the  teeth 
appeared  to  him  somewhat  spool-shaped.  We  found,  on  close  examination, 
however,  that  the  teeth  appear  mushroom-shaped;  they  have  only  one  crown 
("disc")  supported  by  a  conical  base  which  flares  out  where  it  attaches  to  the 
dermis. 

Owing  to  its  rarity,  virtually  nothing  is  known  of  the  life  history  of  this  species. 
The  large  head,  v/ide  mouth,  and  retrorse  teeth  suggest  this  species  is  capable 
of  feeding  on  relatively  large,  active  prey.  We  did  not  examine  gut  contents  of 
the  California  specimens,  but  vertebrae  and  other  calcified  material  seen  in 
radiographs  of  CAS  58604  suggest  fish  and  possibly  crustaceans  as  prey.  Sexual 
maturity  of  males  occurs  at  about  900  mm  tl,  possibly  less. 

Raja  badia  is  known  from  six,  possibly  seven,  specimens  from  the  eastern 
Pacific  (M.  Stehmann,  pers.  comm.;  Table  2).  Nakaya  (1983)  published 
photographs  and  brief  descriptions  of  two  morphologically  similar  specimens 
(listed  as  Raja  sp.)  from  off  Japan.  Ishihara  and  Ishyiyama  (1986)  noted  these 
specimens  fit  the  description  of  R.  hyperborea  from  the  North  Atlantic  and 
Arctic  (Stehmann  and  Blirkel,  1984),  but  the  taxonomic  status  of  these 
specimens  remains  unresolved  (M.  Stehmann,  pers.  comm.). 

Bathyraja  abyssicola  (Cilbert,  1896) 
(Figure  2) 

Diagnosis 

A  large  Bathyraja  (to  1350  mm  tl);  disc  bell-shaped;  moderately  triangular 
anteriorly,  broadly  rounded  posteriorly.  Disc  slightly  broader  than  long;  orbit 
length  equal  to  interorbital  distance;  both  surfaces  of  disc  and  tail  covered  with 
denticles;  median  nuchal  thorns  1-5,  separated  from  continuous  row  of  21-33 
medial  thorns  on  trunk  and  tail;  orbital  and  scapular  thorns  absent. 


94 


CALIFORNIA  FISH  AND  GAME 


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RECORDS  OF  DEEP-SEA  SKATES 


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FIGURE  2.      Bathyraja  abyssicola  (Gilbert) .  Upper,  dorsal  view  of  CAS  58481 .  Lower,  ventral  view 
of  same  specimen.  Photos  by  M.  E.  Anderson. 


96  CALIFORNIA  FISH  AND  CAME 

Description 

Adult  males  of  B.  abyssicola  have  been  described  in  detail  by  Gilbert  (1896) 
and  Ishihara  and  Ishiyama  ( 1 985 ) .  We  provide  the  follov^ing  description  of  nine 
specimens  of  juveniles  and  adults  of  both  sexes  from  off  California.  Proportional 
measurements,  as  percent  tl,  are  given  in  Table  3. 

Disc  somewhat  bell-shaped;  moderately  triangular  anteriorly,  broadly 
rounded  posteriorly,  slightly  broader  than  long.  Greatest  disc  width  in  posterior 
half  of  disc,  55.9-65. 5%disc  length.  No  differences  in  disc  shape  between  sexes 
or  sizes.  Tip  of  snout  moderately  produced,  acutely  rounded.  Anterior  margins 
of  disc  form  less  than  right  angle;  gently  convex  from  behind  snout  tip  to  about 
the  level  of  orbits,  becoming  weakly  to  moderately  concave,  than  broadly 
rounded  to  apex.  Apices  of  disc  broadly  rounded.  Posterior  margins  of  disc 
form  less  than  right  angle;  nearly  straight  to  gently  rounded,  becoming  sharply 
rounded  at  posterior  tips,  then  weakly  concave  to  axil.  Disc  moderately  thin, 
more  dorsoventrally  depressed  in  juveniles  than  adults. 

Head  large,  length  nearly  25%  tl.  Eyes  small,  orbit  length  equal  to  interorbital 
distance,  corneal  length  less  than  50%  interorbital  distance.  Spiracle  slightly 
longer  than  cornea.  Pseudobranchial  folds  15-18,  more  prominent  in  larger 
individuals.  Nasal  curtain  broadly  rounded,  with  weakly  developed  fimbriae. 
Mouth  weakly  arched,  somewhat  narrow,  13.6-16.0%  disc  width.  Teeth 
homodont,  retrorse,  in  31-36  rows  in  upper  jaw. 

Five  pairs  of  gill  slits;  four  anteriormost  nearly  equal,  posteriormost  markedly 
shorter. 

Pelvic  fins  moderately  elongate,  broadly  rounded.  Anterior  lobe  with  whitish 
tip.  Posterior  lobe  broadly  rounded  to  posteriormost  tip;  inner  margin  straight  to 
axil.  Claspers  of  both  juvenile  and  adult  males  relatively  long  and  thin.  Claspers 
of  SIO  85-68  mature,  tips  ovoid  and  bulbous.  Left  clasper  44.1%  tail  length; 
pseudosiphon  1  10%  of  proximal  clasper  length.  No  dermal  denticles  on  dorsal 
surface. 

Tail  moderately  long,  narrow,  stout  anteriorly,  tapering  gradually  to  tip. 
Paired,  narrow  lateral  folds  present;  asymmetric  and  discontinuous.  Two 
relatively  large  dorsal  fins,  nearly  equal,  closely  set,  except  in  CAS  38013 
(female),  which  has  interdorsal  distance  nearly  twice  the  mean.  Interdorsal 
thorn  present  in  most  specimens.  Anterodorsal  margins  of  both  dorsal  fins 
hyperboloid,  terminating  in  broadly  rounded  tips.  Posterior  margins  straight  to 
weakly  rounded.  Caudal  fin  small,  low,  completely  separated  from  second 
dorsal  fin  (not  formed  anteriorly  as  narrow,  distinct  ridge,  as  noted  for  R. 
badia).  Anterodorsal  margin  of  caudal  fin  gently  rounded,  rising  gradually  to 
broadly  rounded  tip.  Posterior  margin  broadly  rounded,  extending  beyond  tail 
tip.  Ventrally  developed  caudal  fold  formed  anteriorly  as  low,  fleshy  ridge, 
widening  slightly  posteriorly  to  broadly  rounded  tip  connected  to  and  extending 
slightly  beyond  tail  tip. 

Dorsal  surface  of  disc  and  tail  completely  and  evenly  covered  with  denticles, 
except  on  distal  margins  of  disc  and  around  eyes.  Adult  males  with  alar  hooks 
in  3-5  Irregular  rows;  no  malar  hooks.  Nuchal  thorns  3-5,  separated  from  21-28 
median  thorns  in  continuous  row  along  trunk  and  tail.  Scapular  thorns  absent. 
Interdorsal  thorn  present  in  eight  of  nine  specimens  with  intact  tails.  Single 


RECORDS  OF  DEEP-SEA  SKATES  97 

specimen  without  interdorsal  thorn,  CAS  38013  (male),  with  extremely  short 
interdorsal  distance  (0.3%  tl).  Tail  with  two  bands  of  enlarged  denticles  on 
either  side  of  median  thorns. 

Ventral  surface  of  disc  covered  with  minute  denticles  except  for  midsnout 
and  abdominal  region  of  juveniles.  Ventral  surface  of  tail  smooth  anteriorly, 
minute  denticles  in  mid-  or  posterior  regions. 

Dorsal  surface  of  pelvic  fin  anterior  lobe  smooth  in  all.  Ventral  surface 
smooth  in  juveniles,  but  with  prickles  proximally  in  adults.  Posterior  pelvic  fin 
lobe  covered  with  prickles  in  all  except  at  posterior  tip. 

Dorsal  pigmentation  generally  monotone,  uniform;  colors  of  preserved 
specimens  ranging  from  light  gray  to  dark  gray-brown,  with  slightly  darker  distal 
margins.  Color  in  life  uniform  dark  chocolate  brown.  Occasional,  small,  round 
spots  of  darker  pigment  occurring  randomly  on  disc.  Tip  of  pelvic  fin  anterior 
lobe  whitish. 

Ventral  surface  of  disc  same  color  as  dorsal  or  slightly  darker;  distal  margins 
of  disc  and  tail  darker.  Whitish  around  mouth,  posterior  edges  of  labial  folds, 
tips  of  pelvic  fin  anterior  lobes,  and  tips  of  claspers.  Gill  slit  distal  margins 
whitish;  much  darker  posterior  to  gill  openings.  Whitish  around  cloacal  opening, 
surrounded  by  darker  ring.  Lateral  folds  whitish.  Males  with  large,  irregular 
whitish  blotches,  often  with  numerous  dark  spots,  on  abdomen;  whitish 
blotches  greatly  reduced  or,  more  usually,  absent  in  females. 

Remarks 

Our  description  of  the  California  specimens  of  B.  abyssicola  agrees  in  nearly 
all  respects  with  that  of  the  holotype  (Gilbert,  1896),  with  the  following 
exceptions:  (i)  Gilbert  stated,  ".  .  .  the  greater  part  of  the  upper  surface  of 
ventrals  .  .  .  naked."  We  found  only  the  dorsal  surfaces  of  the  anterior  pelvic 
lobes  and  the  posterior  tips  of  the  posterior  lobes  naked;  (ii)  Gilbert  noted,  "A 
wide  lateral  fold  along  either  side  of  tail."  We  found  the  lateral  fold  width  to 
range  1.0-2.8%  its  length,  and,  while  qualitative  modifiers  are  certainly 
subjective,  we  characterize  the  lateral  folds  as  relatively  narrow;  (iii)  Gilbert 
also  noted  the  ".  .  .  caudal  fold  but  little  higher  than  the  lateral  ones,  with 
which  it  becomes  confluent  at  tip  of  tail."  We  found  the  lateral  folds  terminate 
posteriorly  in  advance  of  the  tail  tip,  whereas  the  caudal  fin  (fold)  extends 
beyond  the  tail  tip;  (iv)  neither  Gilbert  nor  Ishihara  and  Ishiyama  (1985) 
commented  on  the  ventrally  developed  caudal  fold,  which  was  present  in  all 
specimens  with  intact  tails  we  examined. 

Gilbert  (1896)  did  not  state  the  total  length  of  the  holotype,  which  we 
calculated  from  his  table  of  measurements  to  be  1,350  mm,  or  approximately 
4.5  ft.  Jordan  and  Evermann  (1898)  noted  the  length  to  be  ".  .  .  45  inches 
long  .  .  ."  This  mistake  went  unnoticed  by  Garman  (1913),  Grey  (1956;  as 
1,143  mm),  as  well  as  Ishihara  and  Ishiyama  (1985),  who  also  listed  it  as  1,143 
mm.  Thus,  proportions  as  percent  tl  given  for  the  holotype  by  Ishihara  and 
Ishiyama  (1985;  table  1)  should  be  recalculated  on  the  basis  of  1,350  mm  tl. 

Counts  for  trunk  vertebrae  and  predorsal-caudal  vertebrae  for  USNM  73913 
vary  considerably  from  those  made  for  the  nine  California  specimens  (Table  3). 
Some  variation  also  exists  between  these  specimens  and  western  Pacific  B. 
abyssicola.  HUMZ  78181  differs  by  having  only  one  nuchal  thorn,  31  median 


98 


CALIFORNIA  FISH  AND  CAME 


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100  CALIFORNIA  FISH  AND  CAME 

thorns,  42  trunk  vertebrae,  interorbital  distance  greater  than  orbit  length, 
spiracles  as  large  as  orbits,  13-14  pseudobranchial  folds,  preoral  snout  length 
12.9%  TL,  dermal  denticles  on  the  posterior  third  of  the  dorsal  surface  of  the 
claspers,  the  caudal  fin  developed  only  dorsally,  and  a  few  other  measurements 
that  vary  slightly  from  those  we  obtained  (Ishihara  and  Ishiyama  1985,  H. 
Ishihara,  pers.  comm.).  Photographs  of  this  specimen  published  by  Nakaya 
(1983)  show  it  to  have  a  greater  number  of  dark  spots  on  the  dorsal  surface  of 
the  disc  and  no  large  irregular  whitish  blotch  on  the  ventral  surface,  a  feature 
found  on  all  males  we  examined. 

Nevertheless,  on  the  basis  of  comparison  of  clasper  structures  between 
HUMZ  78181  and  the  holotype,  Ishihara  and  Ishiyama  (1985)  concluded  the 
western  Pacific  form  was  conspecific  with  the  holotype  from  the  eastern 
Pacific.  Our  comparison  of  the  left  clasper  of  SIO  85-68  with  drawings  of  the 
same  of  HUMZ  78181  (Ishihara  and  Ishiyama  1985,  fig.  4)supports  this 
conclusion. 

A  second  western  Pacific  specimen  of  B.  abyssicola,  MTUF  25270,  differs 
from  California  specimens  in  having  a  higher  median  thorn  count  (33)  and 
lower  preoral  length  (12.4%  tl)  (H.  Ishihara,  pers.  comm.).  Our  comparison 
of  the  scapulocoracoid  of  this  specimen  with  a  dorsally  dissected  scapuloco- 
racoid  of  SIO  71-201,  ca.  1,010  mm  TL,  revealed  a  similarity  in  their  shapes, 
location  of  the  condyles,  and  size,  position,  and  location  of  the  anteriormost 
dorsal  openings.  The  posteriormost  dorsal  fenestrae  differed  both  in  size  and 
number,  however,  a  condition  recognized  for  Bathyraja  species  by  Ishihara 
(pers.  comm.). 

Little  more  is  known  of  the  life  history  of  B.  abyssicola  than  of  R.  badia.  It  also 
has  been  collected  in  great  depths  and  appears  eurybathic  (362-2,903  m).  Its 
large  head  and  retrorse  teeth  suggest  this  species  is  also  capable  of  feeding  on 
relatively  large,  active  prey,  but  we  cannot  corroborate  this. 

Juveniles  are  more  dorsoventrally  depressed  than  adults.  The  bases  of  both 
dorsal  and  caudal  fins  are  comparatively  longer  in  juveniles  and  the  distance 
"D1  origin  to  tip  of  tail"  is  longer,  indicating  ontogenetic  decrease  in  fin  size. 
Juveniles  lack  denticles  on  the  abdominal  region  of  the  disc  and  ventral  surface 
of  the  pelvic  fin  anterior  lobe. 

Sexual  maturity  of  males  occurs  at  about  1,100  mm  tl,  however,  we  know  of 
no  specimens  in  the  750-1,000  mm  range  which  would  have  enabled  us  to 
make  a  closer  estimate.  CAS  38013  (1,191  mm  tl)  did  not  have  fully  calcified 
claspers  and  lacked  the  alar  hooks  of  mature  males. 

Bathyraja  abyssicola  is  known  from  16  specimens  (Table  4),  not  including  an 
additional  six  from  the  western  Pacific  reported  by  Dolganov  (1983)  from 
unspecified  localities  ranging  between  Japan  and  the  Bering  Sea.  It  ranges  from 
west  of  Bishop  Rock,  West  Cortes  Basin,  California  (LACM  38378-1 )  to  off  the 
Queen  Charlotte  Islands,  British  Columbia,  in  the  eastern  North  Pacific  and  from 
the  Bering  Sea  to  off  Chosi,  Pacific  coast  of  Honshu  Island,  Japan  (MTUF 
25270),  and  possibly  Suruga  Bay  (Tanaka,  1987).  As  a  eurybathic,  slope- 
dwelling  species,  its  range  appears  to  be  continuous  from  at  least  California  to 
Japan. 


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102  CALIFORNIA  FISH  AND  GAME 

DISCUSSION 

Nearly  all  known  specimens  of  R.  badia  and  B.  abyssicola  have  been 
collected  by  fisheries  research  vessels  using  bottonn  trawls  (Tables  2  &  4).  At 
least  one  specimen  of  each,  however,  was  collected  in  a  commercial  sablefish 
trap.  Thus,  fisheries  biologists  and  commercial  fishermen  remain  the  most 
important  sources  for  obtaining  new  specimens  to  learn  more  about  the 
systematics  and  biology  of  these  fishes,  but  most  investigators  are  relatively 
unfamiliar  with  California's  deep-sea  fish  fauna.  After  examining  many  speci- 
mens of  each  of  California's  skates,  we  have  devised  an  updated  key  to  the 
adults  and  subadults  of  the  nine  species  presently  known  from  California  waters, 
the  first  since  Miller  and  Lea's  (1972)  somewhat  dated  key. 

Only  two  genera  of  skates  occur  in  California  waters,  indeed,  in  the  entire 
eastern  North  Pacific.  The  so-called  "hardnosed"  skates  of  the  genus  Raja 
Linnaeus  are  characterized  by  robust,  stiff,  rostral  cartilages  and,  consequently, 
stiff  snouts.  The  so-called  "soft-nosed"  skates  of  the  genus  Bathyraja  Ishiyama 
are  characterized  by  very  slender,  usually  curved  rostral  cartilages  and, 
consequently,  pliable  snouts.  These  characters  can  be  reliably  observed  using 
radiography  or  by  dissection  of  the  snout.  Another  method,  which  works  better 
with  small  specimens,  is  to  hold  the  snout  up  to  bright  light.  For  several  obvious 
reasons,  these  methods  are  generally  impractical  for  field  identification.  A  more 
common  method  is  to  simply  bend  the  snout  backward.  The  snout  of  Bathyraja 
species  bends  readily,  that  of  Raja  species  only  with  sufficient  effort  and  is 
usually  very  resistant  to  much  bending.  Even  this  method  is  not  absolutely 
reliable,  as  snouts  can  be  damaged  by  heavy  gear. 

Our  key  uses  the  presence  or  absence  of  orbital  thorns  as  a  convenient 
additional  character  for  distinguishing  the  two  genera.  All  Raja  presently  known 
from  California  waters  have  orbital  thorns  and  all  California  Bathyraja  do  not. 
This  key  is  not  reliable  for  skates  from  outside  California,  as  presence  or  absence 
of  orbital  thorns  is  not  diagnostic  for  either  genus.  It  will  also  be  unreliable  with 
very  young  individuals,  as  thorn  characteristics  are  not  well  expressed  in  these. 
The  following  references  should  be  consulted  for  additional  information, 
illustrations,  and  terminology:  Miller  and  Lea  (1972),  Hart  (1973),  Eschmeyer 
et  al.  (1983),  and  Stehmann  and  BiJrkel  (1984).  Thorn  terminology  used  in  the 
key  is  illustrated  in  Fig.  3. 


RECORDS  OF  DEEP-SEA  SKATES 


103 


FIGURE  3.  Composite  sketch  of  dorsal  surface  of  hypothetical  skate  showing  thorn  pattern  for 
identification  of  California  species.  Abbreviations:  AL,  alar  thorns  (hooks);  LTT,  lateral 
tail  thornlets;  MA,  malar  thorns  and  thornlets;  MTR,  median  thorn  row;  NU,  nuchal 
thorns;  ORB,  orbital  thorns;  RT,  rostral  thornlets;  SCA,  scapular  thorns. 

Key  to  Adult  and  Subadult  California  Skates 

1A.  Snout  stiff,  not  easily  bent  due  to  stout,  broad,  tapering  rostral  cartilage; 
orbital  thorns  present;  anteriormost  pectoral  fin  rays  falling  well  short  of 
rostral  tip  (genus  Raja  Linnaeus,  1758) 2 

IB.  Snout  soft  and  pliable,  rostral  cartilage  slender,  orbital  thorns  absent; 
anteriormost  pectoral  fin  rays  extending  almost  to  tip  of  snout  (genus 
Bathyraja  Ishiyama,  1958) 6 

2A.  Enlarged  rostral  thornlets  present;  two  or  three  pairs  of  scapular  spines 

present;  ventral  surface  smooth Raja  badia  Carman,  1899 

2B.  Enlarged  rostral  thornlets  and  scapular  spines  absent 3 


104  CALIFORNIA  FISH  AND  CAME 

3A.  Pelvic  fins  very  shallowly  notched;  seismosensory  pores  on  ventral  surface 
of  disc  forming  distinct  right  angle  distal  to  gill  slits;  no  lateral  tail  thornlets 
Raja  binoculata  Cirard,  1854 

3B.  Pelvic  fins  deeply  notched;  ventral  seismosensory  pores  in  random  pattern 
or  variously  curved  lines;  lateral  tail  thornlets  present  or  absent 4 

4A.  Lateral  tail  thornlets  absent Raja  rhina  Jordan  and  Gilbert,  1880 

4B.  Lateral  tail  thornlets  present 5 

5A.  Anterior  margin  of  disc  nearly  straight  to  slightly  convex;  median  thorn  xo\n 

not  extending  anteriorly  to  vertical  through  pelvic  fin  origins 

Raja  inornata  Jordan  and  Gilbert,  1881 
5B.  Anterior  margin  of  disc  nearly  straight  to  deeply  concave;  median  thorn 

row  extending  anterior  to  vertical  through  pelvic  origins 

Raja  stellulata  Jordan  and  Gilbert,  1880 

6A.  Scapular  thorns  present Bathyraja  interrupta 

(Gill  and  Townsend,  1897) 

68.  Scapular  thorns  absent 7 

7A.  Nuchal  thorns  1-5 Bathyraja  abyssicola  (Gilbert,  1896) 

7B.  Nuchal  thorns  absent 8 

8A.  Ventral  surface  of  disc  smooth,  except  small  patches  of  prickles  on  snout 

and  near  disc  margin;  dorsal  surface  of  disc  black 

Bathyraja  trachura  (Gilbert,  1892) 

8B.  Ventral  surface  of  disc  covered  with  prickles;  dorsal  and  ventral  surfaces 
gray Bathyraja  spinosissima  (Beebe  and  Tee-Van,  1941) 

CONCLUSIONS 

Raja  (Amblyraja)  badia  Carman  is  added  to  the  California  ichthyofauna  and 
new  specimens  of  Bathyraja  abyssicola  (Gilbert)  are  reported  and  the  species 
redescribed.  This  paper  is  a  contribution  to  the  knowledge  of  their  morphology 
and  distribution.  Great  individual  variation  is  noted  in  these  skates.  The  limits  of 
this  variability  and,  most  importantly,  determining  if  it  is  an  expression  of 
discrete  populations,  can  only  be  learned  by  examining  many  more  specimens. 
Our  key  to  the  California  skates  includes  recently  updated  zoological  nomen- 
clature. 

ACKNOWLEDGMENTS 

We  wish  to  thank  the  following  individuals  for  their  assistance  with  specimen 
loans,  advice  on  skate  systematics,  and  encouragement  during  the  preparation 
of  this  paper:  L.J.V.  Compagno,  H.  Ishihara,  S.  Kato,  R.N.  Lea,  J.  McEachran,  A.E. 
Peden,  R.H.  Rosenblatt,  M.  Stehmann,  and  H.J.  Walker,  Jr.  The  following  people 
also  provided  assistance  in  numerous  ways:  K.A.  Bruwelheide,  B.S.  Eddy,  K.E. 
Hartel,  T.W.  Pietsch,  J.A.  Seigel,  S.  Smith,  D.L.  Stein,  and  D.  Woodbury. 

The  senior  author  wishes  to  especially  acknowledge  the  able  assistance  of  his 
younger  daughter,  T.E.  Zorzi,  who  helped  clean,  preserve  and  photograph 
specimens,  and  assist  in  recording  measurements. 


RECORDS  OF  DEEP-SEA  SKATES  105 

LITERATURE  CITED 

Beebe,  W.,  and  J.  Tee-Van.  1941.  Eastern  Pacific  expeditions  of  the  New  York  Zoological  Society,  28.  Fishes  from 
the  tropical  eastern  Pacific.  Pt.  3.  Rays,  mantas  and  chimaeras.  Zoologica,  26(26):  245-280. 

Clemens,  W.  A.,  and  C.  V.  Wilby.  1949.  Fishes  of  the  Pacific  coast  of  Canada.  Fish.  Res.  Board  Canada,  Bull.  68. 
368  p. 

Dolganov,  V.  N.  1983  Skates  of  the  family  Rajidae  from  the  Pacific  coast  of  North  America.  Izvest.  Tikh. 
Nauchno-lssled.  Inst.  Ryb.  Khoz.  Okeanogr.,  107:  56-72.  (In  Russian). 

Eschmeyer,  W.  N.,  E.  S.  Herald,  and  H.  Hammann.  1983.  A  field  guide  to  Pacific  coast  fishes  of  North  America. 
Houghton  Mifflin  Co.,  Boston.  336  p. 

Carman,  S.  1899.  Reports  on  an  exploration  off  the  west  coast  of  Mexico,  Central  and  South  America,  and  off  the 
Galapagos  Islands,  in  charge  of  Alexander  Agassiz,  by  the  U.  S.  Fish  Commission  steamer  "Albatross"  during 
1891,  Lieut.  Commander  Z.  I.  Tanner,  U.  S.  N.,  commanding.  24.  The  fishes.  Mem.  Mus.  Comp.  Zool.,  24: 
1-431,  pis.  1-97. 

1913.  The  Plagiostomia  (sharks,  skates,  and  rays).  Mem.  Mus.  Comp.  Zool.,  36:  1-515,  pis.  1-77. 

Gilbert,  C.  H.  1896.  The  ichthyological  collections  of  the  U.  S.  Fish  Commission  steamer  Albatross  during  the  years 
1890  and  1891.  Rept.  U.S.  Comm.  Fish  &  Fish.,  (19):  393^76. 

Grey,  M.  1956.  The  distribution  of  fishes  found  below  a  depth  of  2(XX)  meters.  Fieldiana:  Zool.,  36(2):  73-337. 

Grinols,  R.  B.  1965.  Check-list  of  the  offshore  marine  fishes  occurring  in  the  northeastern  Pacific  Ocean, 
principally  off  the  coasts  of  British  Columbia,  Washington,  and  Oregon.  M.S.  Thesis,  Univ.  Washington, 
Seattle,  217  p. 

Hart,  J.  L.  1973.  Pacific  fishes  of  Canada.  Fish.  Res.  Board  Canada,  Bull.,  180.  740  p. 

Hubbs,  C.L.,  and  R.  Ishiyama.  1968.  Methods  for  the  taxonomic  study  and  description  of  skates  (Rajidae).  Copeia, 
1968(3):  483-491. 

Ishihara,  H.,  and  R.  Ishiyama.  1985.  Two  new  North  Pacific  skates  (Rajidae)  and  a  revised  key  to  Bathyraja  in  the 
area.  Jap.  J.  Ichthyol.,  32(2):  143-179. 

1 986.  Systematics  and  distribution  of  the  skates  of  the  North  Pacific  ( Chondrichthyes,  Rajoidei ) .  Pages 

269-280  in;  T.  Uyeno  et  al.,  eds.,  Indo-Pacific  fish  biology.  Ichthyol.  Soc.  Japan,  Tokyo. 

Ishiyama,  R.,  and  H.  Ishihara.  1977.  Five  new  species  of  skates  of  the  genus  Bathyraja  from  the  western  North 
Pacific,  with  reference  to  their  interspecific  relationships.  Jap.  J.  Ichthyol.,  24(2):  71-90. 

Jordan,  D.  S.,  and  B.  W.  Evermann.  1896.  The  fishes  of  North  and  Middle  America.  U.  S.  Nat.  Mus.,  Bull.,  47(1 ): 
1-1240. 

Leviton,  A.  E.,  R.  H.  Gibbs,  Jr.,  E.  Heal,  and  C.  E.  Dawson.  1985. 

Standards  in  Herpetology  and  Ichthyology:  Part  1 .  Standard  symbolic  codes  for  institutional  resource  collections 
in  Herpetology  and  Ichthyology.  Copeia,  1985(3):  802-832. 

Masuda,  H.,  K.  Amaoka,  C.  Araga,  T.  Uyeno,  and  T.  Yoshino.  1984.  The  fishes  of  the  Japanese  Archipelago.  Tokai 
Univ.  Press,  Tokyo.  450  p. 

Miller,  D.  J.,  and  R.  N.  Lea.  1972.  Guide  to  the  coastal  marine  fishes  of  California.  Calif.  Dept.  Fish  Game,  Fish 
Bull.  157.  235  p. 

Nakaya,  K.  1983.  Rajidae,  Pages  52-60,  167-171,  220-227,  and  310-313  in:  K.  Amaoka  et  al.,  eds..  Fishes  from  the 
north-eastern  Sea  of  Japan  and  the  Okhotsk  Sea  off  Hokkaido.  Jap.  Fish.  Resource  Conserv.  Assn.,  Tokyo.  371 
P- 

Stehmann,  M.,  and  D.  L.  BiJrkel.  1984.  Rajidae.  Pages  163-196  in:  P.  J.  P.  Whitehead  et  al.,  eds..  Fishes  of  the 
north-eastern  Atlantic  and  the  Mediterranean.  UNESCO,  Paris  1.  510  p. 

Tanaka,  S.  1987.  A  diving  in  the  Suruga  Bay  by  dep-sea  submarine  "Shinkai  2,000."  Jap.  Group  Elasmobranch 
Stud.,  Rept.  23:  29-31. 

Taylor,  L.  R.,  Jr.  1972.  Apristurus  kampae,  a  new  species  of  scyliorhinid  shark  from  the  eastern  Pacific  Ocean. 
Copeia,  1972(1):  71-78. 

Wilimovsky,  N.  J.  1958.  Provisional  keys  to  the  fishes  of  Alaska.  Fish.  Res.  Lab.,  U.  S.  Fish  Wildlife  Serv.,  Juneau. 
113  p. 

Yves,  J.,  A.  E.  Peden,  and  D.  E.  McAllister.  1981.  English,  French  and  scientific  names  of  Pacific  fish  of  Canada. 
Brit.  Columbia  Prov.  Mus.,  Heritage  Rec.  13:  51  p. 


106  CALIFORNIA  FISH  AND  GAME 

Calif.  Fish  and  Came  7 A {2):  1 06- 11 8     1 988 

DIFFERENCES  IN  YIELD,  EMIGRATION-TIMING,  SIZE,  AND 

AGE  STRUCTURE  OF  JUVENILE  STEELHEAD  FROM  TWO 

SMALL  WESTERN  WASHINGTON  STREAMS' 

By 

JOHN  J.  LOCH,  STEVEN  A.  LEIDER,  MARK  W.  CHILCOTE,  RANDY  COOPER,  and  THOM  H. 

lOHNSON 

Fisheries  Management  Division 

Washington  Department  of  Wildlife 

600  North  Capitol  Way 

Olympia,  Washington  98504 

From  1978  through  1984,  we  examined  the  yield,  emigration-timing,  size,  and  age 
structure  of  juvenile  steelhead  trout  from  two  small,  geographically  distinct, 
Washington  streams.  Of  the  two  study  streams,  one  had  an  allopatric  winter-run 
steelhead  population  (Snow  Creek),  and  the  other  had  a  sympatric  winter-  and 
summer-run  steelhead  population  (Gobar  Creek).  Annual  smolt  yields  were  greater 
in  Snow  Creek  than  in  Gobar  Creek.  Mean  seven  year  yields  were  1,227  and  331, 
respectively.  In  contrast  to  Snow  Creek,  where  the  proportion  of  emigrant  parr  (age 
<  1)  averaged  20.1%,  parr  were  a  dominate  proportion  (86.1%)  of  the  total 
number  of  emigrants  from  Gobar  Creek.  The  mean  date  of  outmigration  was 
significantly  different  for  smolts  and  parr  between  streams.  Most  steelhead  smolts 
and  parr  emigrated  from  Gobar  Creek  in  early  May  compared  to  mid-May  in  Snow 
Creek.  Steelhead  smolt  and  parr  migrating  from  Snow  Creek  were  larger  than  Gobar 
Creek  juvenile  steelhead  migrants.  The  age  structure  of  emigrating  smolts  from 
Gobar  Creek  averaged  15.8%  age  1,  76.7%  age  2,  and  7.5%  age  3.  in  Snow  Creek, 
migrant  smolts  were  comprised  of  5.3%  age  1,  86.3%  age  2,  and  8.4%  age  3.  The 
survival  of  emigrant  parr  to  the  smolt  stage  is  likely  related  to  the  availability  of 
suitable  rearing  areas  in  tributary  and  mainstem  reaches.  A  river  system  approach 
to  fishery  management  and  habitat  protection  is  discussed. 

INTRODUCTION 

In  coastal  streams  and  rivers  of  Washington  State,  juvenile  anadromous 
steelhead  trout,  Salmo  gairdneri,  undergo  a  critical  life  history  phase,  migration 
to  the  ocean.  Information  about  their  downstream  migration  and  age  structure 
is  important  in  understanding  wild  steelhead  populations.  Several  researchers 
have  reported  the  age  structure  of  emigrating  juvenile  steelhead  from  rivers  and 
streams  in  British  Columbia,  Canada  (Maher  and  Larkin  1955,  Narver  1969); 
Washington  (Gudjonsson  1946,  Larson  and  Ward  1954,  Loch,  Chilcote,  and 
Leider  1985);  Oregon  (Wagner,  Wallace,  and  Campbell  1968,  Everest  1973); 
and  California  (Shapovalov  and  Taft  1954).  Variations  in  size  and  age  structure 
as  they  relate  to  emigration  of  juvenile  rainbow  trout  have  been  reported  by 
Stauffer  (1972)  and  Kwain  (1981)  for  some  Great  Lakes  streams.  In  the 
Columbia  River,  juvenile  salmonid  downstream  migration  timing  and  age 
structure  have  been  reported  by  Dawley  et  al.(1980),  Dawley  et  al.  (1981 ),  and 
Loch  (1982). 

As  part  of  a  more  comprehensive  series  of  studies  by  the  Washington 
Department  of  Wildlife,  we  monitored  the  downstream  migration  of  juvenile 
salmonids  from  two  geographically  separated  streams.  One  stream  had  an 


Accepted  ic  Publication  November  1987. 


MIGRATION  CHARACTERISTICS  OF  JUVENILE  STEELHEAD  "107 

allopatric  population  of  winter-run  steelhead,  and  flowed  directly  into  the 
ocean.  The  second  stream  had  a  sympatric  population  of  winter-run  and 
summer-run  steelhead,  and  flowed  into  a  major  tributary  of  the  Columbia  River. 
Steelhead  races  are  distinguished  primarily  by  their  relative  sexual  maturity  at 
return  and  time  of  freshwater  return  from  the  ocean  on  their  spawning  migration 
(Withler  1966;  Leider,  Chilcote,  and  Loch  1986a).  The  purpose  of  this  study  was 
to  compare  downstream  migration  characteristics  of  juvenile  steelhead  from  the 
two  different  locations  and  stream  types.  Specifically,  we  examined:  (i)  yield; 
(ii)  emigration-timing;  and  (iii)  size  and  age  structure. 

Because  of  the  increasing  environmental  degradation  of  many  stream  habitat 
areas  and  the  possible  reduction  of  steelhead  production,  information  on 
variation  in  juvenile  freshwater  life  history  characteristics  associated  with 
different  types  of  rearing  streams  is  important  for  the  proper  management  of 
wild  steelhead  populations.  Incorporation  of  this  information  into  present 
habitat  and  harvest  management  plans  may  improve  the  survival  rate  of  juvenile 
steelhead  rearing  in  tributary  and  mainstem  complexes,  thereby  improving 
production,  and  adult  return  rates. 

STUDY  AREA 
Gobar  Creek 

Gobar  Creek,  a  tributary  of  the  Kalama  River  hence  the  Columbia  River,  is 
located  in  southwestern  Washington  (Figure  1).  It  is  9.6  kilometres  (km)  in 
length  and  has  a  natural  barrier  that  prevents  steelhead  passage  to  the  upper  1.6 
km.  The  creek  has  a  watershed  area  of  approximately  55  km  ^.  Gobar  Creek 
averages  8.0  metres  (m)  in  width,  has  a  moderate  gradient  (10  m/km),  well 
developed  riffle  and  pool  sequences,  and  few  pools  deeper  than  1.5  m. 
September  flows  average  0.50  m  ^/s.  Water  temperature  ranges  from  5.4  to 
9.7°C  with  a  mean  of  7.2°C  (April-June).  Habitat  composition  and  substrate 
range  from  boulder-rubble-bedrock  to  cobble  in  the  lower  reaches  (mouth  to 
1.6  km);  gravel-cobble-rubble  in  the  middle  reaches  (1.6  km  to  5.3  km);  and 
gravel-cobble  to  bedrock  in  the  upper  reaches  (5.3  km  to  9.6  km).  Correspond- 
ing gradients  for  each  longitudinal  zone  (lower,  middle,  and  upper)  are  12.5 
m/km,  8.9  m/km,  and  8.5  m/km,  respectively.  Dense  deciduous  vegetative 
cover  is  found  along  the  banks.  Over  the  course  of  our  study,  extensive  logging 
has  occurred  throughout  the  watershed. 

Fish  species  present  include  resident  and  anadromous  cutthroat  trout,  Salmo 
clarki;  winter-  and  summer-run  steelhead  trout  (Leider  et  al.  1986a);  coho 
salmon,  Oncorhynchus  kisutch;  mountain  whitefish,  Prosopium  williamsoni; 
Pacific  lamprey,  Entosphenus  tridentatus;  torrent  sculpin,  Cottus  rhotheus,  and 
coastrange  sculpin,  C.  aleuticus. 

Snow  Creek 

Snow  Creek  enters  the  head  of  Discovery  Bay  on  the  northeast  side  of  the 
Olympic  Peninsula  (Figure  1 ).  The  creek  has  a  watershed  area  of  52  km  ^,  and 
is  16.0  km  in  length  with  10.4  km  accessible  to  steelhead.  Snow  Creek  has  a 
mean  stream  width  of  5.0  m  with  few  pools  deeper  than  1.5  m.  Stream  gradient 
is  25  m/km  overall  and  averages  12,  19,  and  45  m/km  in  the  lower,  middle,  and 


108 


CALIFORNIA  FISH  AND  CAME 


FICURE   1.     Map    showing    the    location    of    Cobar   Creek    and    Snow    Creek    sampling   sites, 
Washington,  1978-1984. 

upper  reaches,  respectively.  Land  directly  adjacent  to  the  lower  area  is  largely 
agricultural  with  some  residential  development,  whereas  the  upper  watershed 
has  had  limited  development  except  for  periodic  logging.  Typical  mean  monthly 
flows  during  January  and  February  range  from  0.27  to  5.40  m  ^/s  and  is  0.58 
m  ^/s  during  April  and  June.  In  August  flows  average  0.12  m  ^/s.  Mean  monthly 
water  temperatures  range  from  3.2°C  in  January  to  15.6°C  in  August  and  average 
lO.B'C  during  April-June.  Habitat  composition  and  substrate  is  predominantly 
riffle-run-pool  over  gravel  in  the  lower  reaches  (mouth  to  1.6  km);  riffle-pool- 


MIGRATION  CHARACTERISTICS  OF  JUVENILE  STEELHEAD  109 

run  over  gravel-rubble  in  the  mid-reaches  (1.6  km  to  3.7  km);  and  cascade-pool 
over  boulder-rubble-gravel  in  the  upper  reaches  (5.3  km  to  16.0  km).  Riparian 
vegetation  consists  mainly  of  deciduous  vegetative  cover. 

Fish  species  present  are  winter-run  steelhead;  coho  salmon;  chum  salmon,  O. 
keta;  anadromous  and  resident  cutthroat  trout;  Pacific  lamprey;  Western  brook 
lamprey,  Lampetra  richardsoni;  and  sculpins,  Cottus  spp. 

METHODS  AND  MATERIALS 
Gobar  Creek 

From  1978  to  1981,  dov^nstream  migrants  were  sampled  in  Gobar  Creek  using 
a  stationary  fyke  net  trap  located  500  m  above  the  confluence  of  Gobar  Creek 
and  the  Kalama  River  (Figure  1 ).  The  trap  was  relocated  in  the  spring  of  1982 
1  km  farther  upstream  following  a  severe  flood  that  destroyed  the  previous  site 
as  a  trapping  location.  Sampling  was  terminated  after  1984.  Sampling  was 
conducted  two  to  five  nights  each  week  from  mid-March  to  mid-June.  From 
preliminary  diel  sampling  in  1977,  it  was  determined  that  few  juvenile  steelhead 
emigrated  from  Gobar  Creek  during  daylight  hours.  In  some  areas,  day  time 
migrations  of  steelhead  smolts  have  been  observed  (Chapman  1958).  Howev- 
er, we  believe  this  was  not  the  case  for  Gobar  Creek  to  any  great  extent. 
Accordingly,  the  trap  was  fished  from  sunset  to  sunrise  of  each  sampling  night. 
Since  the  trap  blocked  off  the  entire  stream,  we  assumed  the  trap  captured 
100%  of  the  migrants  during  the  nights  of  operation.  The  net  measured  1.2 
m  X  1.2  m  at  the  opening  and  had  6.0  m  X  1.2  m  wings  with  6.4  mm  mesh. 

We  divided  each  sampling  season  into  six,  two-week  intervals.  The  total 
number  of  Gobar  Creek  emigrants  of  each  species  and  age  group  for  each 
season  was  estimated  using  the  following  model: 

6  aj 

N=2va.    (2n,) 

j=l  i=l 

where, 

A 

N=  total  estimated  number  of  emigrating  juvenile  migrants, 

Aj=  total  number  of  days  in  the  j**^  sampling  interval, 

aj=  number  of  days  actually  sampled  within  the  j'^  interval  and, 

njj=  number  of  individuals  captured  on  the  i'*^  night  of  the  j'*^  interval. 

Each  season,  we  calculated  the  weighted  average  date  of  outmigration 
following  methods  in  Leider,  Chilcote,  and  Loch  (1984). 

For  each  sampling  night,  water  temperatures  were  measured  using  a  pocket 
thermometer  and  recorded. 

Summer-run  steelhead  (hatchery  and  wild)  account  for  about  83  percent  of 
all  steelhead  spawners  in  Gobar  Creek  (Leider  et  al.  1984).  Assuming  equal 
juvenile  survival  between  juvenile  emigrant  races  was  equal,  Gobar  Creek 
emigrants  might  be  predominantly  summer-run. 

All  steelhead  captured  were  classified  as  either  smolts  or  migrant  parr  based 
primarily  on  coloration  and  length.  Smolts  have  external  body  silvering  and  fin 
margin  blackening  and  parr  retain  their  typical  freshwater  coloration  patterns 


no  CALIFORNIA  FISH  AND  CAME 

(visible  bar  markings;  non-silvery)  (Loch,  Chilcote,  and  Leider  1985).  In 
addition,  fork  lengths  (fl  of  parr  were  generally  less  than  110  mm,  whereas 
smolts  were  longer.  A  weekly  subsample  of  scales  was  collected  from 
emigrating  smolts  for  later  age  determination. 

Snow  Creek 

A  permanent  fish  trapping  facility  was  constructed  about  one  kilometre 
upstream  from  the  mouth  of  Snow  Creek  in  1977  (Figure  1 ).  The  trap  design 
enabled  capture  of  fish  greater  than  300  mm  fl  year-round.  Fish  greater  than  50 
mm  FL  were  captured  when  screens  were  installed  during  the  start  of  the  smolt 
emigration,  in  early  March.  Although  this  trap  has  been  in  operation  continu- 
ously since  its  construction,  only  data  from  1978  to  1984  were  used  for 
comparison  to  Cobar  Creek  trapping  data. 

Trapping  efficiencies  were  measured  by  releasing  large  (90-150  mm  fl) 
marked  wild  coho  smolts  upstream  of  the  trap  and  recording  the  proportion  of 
marked  smolts  recaptured.  Trapping  efficiencies  ranged  from  90-100%.  Total 
number  of  emigrants  was  calculated  as  the  total  number  of  emigrants  captured 
corrected  by  trapping  efficiency. 

Stream  water  level  was  monitored  at  the  Snow  Creek  site  by  a  Stevens  Type 
F  continuous  float  gauge.  Rating  curves  were  developed  by  measuring  instan- 
taneous stream  discharge  at  various  gauge  levels  with  a  Pygmy  gurley  meter  and 
calculating  a  relationship  to  predict  discharge  for  various  gauge  level  readings. 
Water  temperatures  were  recorded  on  a  continuous  reading  Weathermeasure 
Model  T  601 A  thermograph. 

Captured  steelhead  were  identified  to  be  smolts  or  parr  as  described  for 
Gobar  Creek.  A  subsample  of  scales  was  collected  from  smolts  as  described  for 
Gobar  Creek. 

RESULTS  AND  DISCUSSION 
Yield 

Although  smolt  yield  in  Gobar  Creek  was  consistently  less  than  in  Snow 
Creek  (Table  1),  the  opposite  relationship  was  found  for  steelhead  parr 
between  streams.  The  mean  number  of  steelhead  parr  migrants  in  Gobar  Creek 
was  2,049  versus  334  in  Snow  Creek  (Table  1 ).  Of  the  total  number  of  juvenile 
steelhead  smolt  and  parr  emigrating  from  Gobar  Creek,  an  average  of  86.1% 
were  emigrant  parr.  In  contrast,  an  average  of  20.1%  of  the  juvenile  steelhead 
leaving  Snow  Creek  were  parr  (Table  1 ). 

TABLE  1.    Estimated  Number  of  Wild  Downstream  Migrant  Steelhead  from  Cobar  Creek  and  Snow 
Creek,  1978-1984. 

)t'jr 

Migrant  Croup  1978  1979  1980  1981  1982  1983  1984        Mean 
Gobar  Creek 

Smolt 349  571  301  316  222  465  90           331 

Parr 933  3,034  2,201  1,966  1,908  3,323  975         2,049 

Snow  Creek 

Smolt 1,403  892  1,357  1,541  1,734  1,270  1,114         1,330 

Parr 207  45  296  895  81  275  538           334 

Differences  in  yield  may  partially  be  due  to  differences  in  stream  gradient. 
Stream  gradients  were  substantially  lower  in  Gobar  Creek  compared  to  Snow 


MIGRATION  CHARACTERISTICS  OF  JUVENILE  STEELHEAD  ■\  1 1 

Creek.  Johnson  (1985)  found  higher  steelhead  parr  densities  in  mainstem  rivers 
in  western  Washington  as  gradient  increased  from  2.5  m/km  to  30  m/knn.  He 
suggested  that  steeper  gradients  provided  a  greater  abundance  of  preferred  parr 
habitat.  Similarly,  Card  and  Flittner  (1974)  suggested  that  gradients  indirectly 
affect  current  pattern,  pool  to  riffle  ratios,  bottom  type,  and  water  temperature, 
and  influenced  the  distribution  and  abundance  of  fish  in  a  California  stream. 
However,  Hartman  and  Gill  (1968)  suggest  that  gradients  alone  do  not  explain 
the  abundance  and  distribution  of  juvenile  steelhead  within  a  gradient  zone  and 
that  other  factors  related  to  environmental  and  biological  processes  are 
responsible.  For  example,  low  summer  flows  can  reduce  the  potential  for 
juvenile  production  within  steep  gradient  zones.  As  water  levels  decrease,  so 
does  the  living  area  available  to  juveniles,  thereby  increasing  competition  for 
reduced  rearing  territory  and  food.  In  Gobar  Creek,  a  large  percentage  of 
migrants  were  parr,  suggesting  rearing  territory  for  fish  of  that  age  was  limited. 
Such  juveniles  unable  to  secure  a  territory  may  have  been  forced  to  relocate 
downstream  to  areas  of  less  competition.  In  Snow  Creek,  a  similar  movement 
of  juveniles  out  of  rearing  areas  would  necessitate  them  entering  the  marine 
environment.  Chances  of  survival  would  be  expected  to  be  minimal  because 
they  would  be  physiologically  ill-adapted  for  ocean  life. 

Timing 

The  emigration  of  Gobar  Creek  smolts  generally  began  in  late  March,  peaked 
by  the  first  week  of  May,  and  ended  in  mid-June.  In  Snow  Creek,  downstream 
movement  of  smolts  past  the  trap  began  in  early  April,  peaked  during  the 
second  week  of  May,  and  ceased  by  the  end  of  June  (Figure  2).  Gobar  Creek 
smolts  emigrated  an  average  of  7  days  earlier  than  Snow  Creek  smolts  (P<0.01; 
paired  t-Test).  Although  timing  differences  for  each  Gobar  Creek  age  group 
were  not  statistically  significant  (P>0.05;  ANOVA),  age  3  smolts  usually 
moved  downstream  first,  followed  by  age  2  smolts  and  then  by  age  1  smolts.  In 
Snow  Creek  all  three  age  groups  tended  to  move  downstream  within  the  same 
time  interval  (Figure  2). 

Size  and  age  are  important  factors  governing  the  outmigration  timing  of 
juvenile  salmonids.  Shapovalov  and  Taft  (1954)  observed  that  larger  steelhead 
emigrated  earlier  than  smaller  smolts  in  a  California  stream.  Stauffer  (1972)  and 
Kwain  ( 1 981 )  documented  that  older  and  larger  juvenile  rainbow  trout  of  some 
Great  Lakes  tributary  streams  tended  to  migrate  downstream  earlier  than  smaller 
and  younger  juveniles.  Likewise  for  Gobar  Creek,  the  outmigration  timing  of 
steelhead  smolts  appeared  to  be  related  to  size  and  age  although  for  Snow 
Creek  this  was  inconsistent. 

The  downstream  migration  of  Gobar  Creek  parr  began  in  early  March, 
peaked  within  the  second  week  of  May,  and  ended  by  early  June.  In  Snow 
Creek,  the  outmigration  of  parr  usually  began  early  March,  peaked  mid-May, 
and  essentially  was  complete  by  the  end  of  June  (Figure  3).  Gobar  Creek  parr 
emigrated  significantly  earlier  by  an  average  of  9  days  than  Snow  Creek  migrant 
parr  (P  <  0.01;  paired  t-Test). 

It  is  possible  that  the  normal  outmigration  patterns  of  juvenile  salmonids  may 
have  been  altered  to  some  extent  by  the  blocking  of  all  or  part  of  a  stream  by 
sampling  devices.  Such  sampling  biases  are  very  difficult  to  detect  and  assess. 
In  the  present  study,  the  effect  of  our  sampling  gear  on  juvenile  downstream 


112 


CALIFORNIA  FISH  AND  CAME 


<1> 
O 

c 

O 


50 
0 
50H 


50- 


50- 


50- 


50 


Gobar  Creek 


Snow   Creek 


Age  3 
(25) 


1 


Age  2 
(305) 


Age  I 
(60) 


Age  3 
(800) 


March 
16-31 


Interval 


FIGURE  2. 


Mean  temporal  distribution,  by  age  group,  of  emigrant  steelhead  smolts  from  Gobar 
Creek  and  Snow  Creek,  1978  through  1984.  Sample  sizes  are  in  parentheses. 

migrant  behavior  was  assumed  to  be  negligible,  and  results  between  streams 
were  comparable  without  adjustments. 

Steelhead  from  our  study  streams  may  have  evolved  migratory  strategies 
whereby  expression  of  temporal  differences  is  dependent  on  the  outcome  of 
tradeoffs  between  the  energetic  costs  of  protracted  stream  life  (increased 
freshwater  mortality)  versus  the  potential  benefits  associated  with  larger  size  at 
outmigration  (increased  marine  survival).  If  a  population  has  either  exceeded 
the  carrying  capacity  of  its  habitat  (e.g.  over  seeding)  or  had  its  habitat  altered 


MIGRATION  CHARACTERISTICS  OF  JUVENILE  STEELHEAD 


113 


^^ 

o 

0> 

(n 

10- 

ro 

E 

O  Gobor  Creek 

8- 

. 

A  Snow  Creek 

^ — ^^^^^^ 

(1978-1984) 

S 

6- 

^^"^ 

""■"^-A 

o 

^"^^^■-v.,^^^ 

Ul 

4 

^^^^  A                                                  A 

A 

c 

o 

a> 

2 

2 

16- 

0) 

k. 

^J\ 

3 

12- 

— -^^[^ 

c   •*- 

— ■ 

S  2' 

"o 

S     Q. 

L   8- 

^^rrrm^^S^ 

E 

o> 

4- 

1- 

Parr 

80- 

a> 

0  14,343 

o 

60- 

^^2084 

c 

a> 

o 

40- 

w 

0> 

(^  ^^           n 

V 

Q- 

20- 

r\                              /-.--■' 

""^'i^^^            ^ 

^ 

8           ^-— 

— ! 1 1 

1                       ' 

March 
16-31 


April 
1-15 


April 
16-30 

Interval 


May 
1-15 


May 
16-31 


June 
I-  15 


FIGURE  3. 


Mean  temporal  distribution  of  emigrant  steelhead  parr,  water  flow  (Snow  Creek),  and 
water  temperature  by  two  week  intervals  for  Gobar  Creek  and  Snow  Creek,  1978 
through  1984. 

(e.g.  poor  logging  practices),  freshwater  mortality  would  be  expected  to 
increase.  The  relocation  of  parr  to  downstream  areas  may  provide  an  adaptive 
mechanism  to  reduce  freshwater  mortality  and  provide  the  greatest  possible 
survival  of  juveniles  from  each  generation.  This  might  be  the  case  for  Gobar 
Creek,  where  habitat  and  gradients  may  be  more  conducive  to  fry  rearing  than 
for  parr  rearing.  In  contrast,  delayed  emigration  may  provide  more  time  for 
growth  resulting  in  greater  smolt-to-adult  survival  rates. 

The  timing  of  marine  entrance  by  smolts  migrating  from  Gobar  Creek  and 
Snow  Creek  may  be  similar.  Trapped  Snow  Creek  smolts  must  travel  down- 
stream a  distance  of  only  one  kilometre  before  entering  the  saltwater  at 
Discovery  Bay,  therefore  peak  marine  entrance  probably  occurs  near  the  time 
of  peak  trapping  (mid-May).  Gobar  Creek  smolts,  however,  must  migrate  31 
km  to  the  confluence  of  the  Kalama  River  and  the  Columbia  River,  and  then 
another  135  km  to  the  ocean.  The  seaward  migration  of  steelhead  smolts  into 


114  CALIFORNIA  FISH  AND  CAME 

the  lower  Columbia  River  estuary  peaks  about  the  second  week  of  May 
(Dawley  et  al.  1980,  Dawley  et  al.  1981,  Loch  1982).  Dawley  et  al.  (1981) 
estimated  the  average  downstream  movement  rate  of  juvenile  steelhead  in  the 
Columbia  River  to  be  27  km/day.  Smolts  from  Gobar  Creek  would  have  had  to 
travel  downstream  approximately  21  km/day  to  have  a  similar  marine  entry 
time  to  that  of  Snow  Creek  smolts.  This  migration  rate  would  compare  favorably 
with  that  estimated  by  Dawley  et  al.  (1981). 

Environmental  factors  may  also  have  influenced  the  downstream  migration  of 
juvenile  steelhead  in  our  study  streams.  Temperature  affects  many  aspects  of 
the  smolting  process,  including  the  time  at  which  smolts  emigrate  to  the  ocean 
(Wedemeyer  et  al.  1980,  Schreck  1982).  The  downstream  movement  of  Snow 
Creek  steelhead  migrants  appears  to  be  related  to  decreasing  monthly  water 
flow  and  increasing  water  temperature  (Figure  3).  However,  substantial 
numbers  of  parr  and  smolts  commonly  emigrated  during  freshets.  No  flow 
information  was  available  for  Gobar  Creek.  Downstream  movement,  however, 
appeared  to  be  associated  with  increasing  water  temperature  (Figure  3). 
Solomon  (1982)  concluded  that  the  emigration  of  juvenile  Atlantic  salmon,  5. 
salar,  was  an  active  process  dependent  on  the  physiological  state  of  juveniles  as 
stimulated  by  environmental  factors  such  as  water  temperature.  Although 
Bjornn  (1971),  while  working  with  photoperiod,  found  no  direct  relationship 
between  timing  of  emigrating  subyearling  steelhead  and  increasing  water 
temperature  in  an  Idaho  stream,  he  suggested  that  temperature  may  indirectly 
influence  their  movement.  Wedemeyer  et  al.  (1980)  reported  photoperiod 
does  coordinate  the  physiological  process  of  smoltification.  However,  water 
temperature  acts  as  the  controlling  factor  determining  the  rate  of  smoltification. 

Size  and  Age 

Mean  lengths  of  smolts  and  parr  were  not  the  same  between  streams  studied. 
Mean  lengths  of  steelhead  smolts  in  each  age  group  were  longer  in  Snow  Creek 
than  in  Gobar  Creek  (Table  2).  These  differences  were  significant  for  age  3 
smolts  (P  <  0.05;  t-Test),  and  for  the  mean  length  of  all  smolts  combined 
between  Gobar  Creek  (156  mm  fl;  range  90  —  236  mm  fl)  and  Snow  Creek 
(165  mm  FL;  range  110  —  295  mm  fl)  (P  <  0.01;  t-Test).  The  mean  length  of 
Gobar  Creek  emigrant  parr  was  significantly  less  (P  <  0.05;  t-Test)  than  Snow 
Creek  emigrant  parr.  Mean  length  of  emigrant  parr  in  Gobar  Creek  was  86  mm 
fl  (range  50  —  150  mm  fl),  whereas  Snow  Creek  parr  averaged  105  mm  fl 
(range  76  —  140  mm  fl)  (Figure  4).  Differences  in  sub-sampling  procedures, 
growth  rates,  stream-specific  age  structures  or  brood  survival  rates  may  have 
produced  these  inequities. 

Most  steelhead  smolts  emigrated  at  age  2  in  both  Gobar  Creek  and  Snow 
Creek.  However,  the  mean  percentages  of  age  1  and  age  3  smolts  differed 
between  locations  (Table  2).  In  other  studies  of  winter-run  steelhead,  Gud- 
jonsson  (1946),  Chapman  (1958)  and  Wagner,  Wallace,  and  Campbell  (1963) 
also  reported  a  predominance  of  age  2  steelhead  smolts  and  a  percentage  of  age 
3  smolts  at  least  twice  that  of  the  age  1  smolts  (Table  2). 

Since  age  at  smoltification  can  be  size  (growth)  related  (Hoar  1976),  the  age 
composition  differences  we  observed  between  Gobar  Creek  and  Snow  Creek 
may  reflect  differential  rearing  conditions  and  growth  rates.  Differences  in  age 
structure   may  also  be  associated   with   the  presence  of  summer-run   fish. 


MIGRATION  CHARACTERISTICS  OF  JUVENILE  STEELHEAD 


115 


Summer-run  steelhead  typically  spawn  at  least  one  month  before  winter-run 
steelhead  in  Gobar  Creek  (Leider  et  al.  1984).  Their  young  will  probably 
emerge  from  the  gravel  earlier  than  winter-run  steelhead.  Therefore,  summer- 
run  steelhead  may  produce  offspring  with  a  relative  size  difference  that  persist 
to  the  smolt  stage. 

It  is  unlikely  that  many  parr  leaving  Gobar  Creek  in  the  spring  immigrated 
back  into  the  creek  during  the  fall-winter  period.  Although  immigration  of 
steelhead  juveniles  can  contribute  substantially  to  the  number  of  parr  and 
smolts  emigrating  from  tributaries  the  following  spring  (Bustard  and  Narver 
1975,  Cederholm  and  Scarlett  1982),  this  occurrence  has  been  shown  to  be 
minimal  in  Gobar  Creek  (Leider  et  al.  1986b). 

TABLE  2.    Comparison  of  Mean  Smolt 

Age 
Stream  (yr.) 

Babiner,  B.C 1 

2 

3 

4 
Chilliwack  R.,  B.C 1 

2 

3 
Minter  Ck.,  Washington 1 

2 

3 
Hoh  R.,  Washington 1 

2 

3 
Snow  Ck.,  Washington 1 

2 

3 
Gobar  Ck.,  Washington 1 

2 

3 
Kalama  R.,  Washington 1 

2 

3 
Alsea  R.,  Oregon 1 

2 

3 
Alsea  R.,  Oregon 1 

2 

3 
Rogue  R.,  Oregon 1 

2 

3 
Waddell  Ck.,  California 1 

2 

3 

4 

*  W  =  Winter-run;  S  =  Summer-run 
''Backcalculated  from  scales  sampled  from 


Age  Data  for  Steelhead 

in  Several  West  Coast  Streams. 

Mean 

Length 

(mm) 

Percent 

Race'' 

Data  Source 

— 

0.0 

S 

Narver  (1969)" 

— 

2.0 

— 

82.0 

— 

15.0 

Ill 

2.0 

W 

Maher  and  Larkin  (1^ 

165 

62.1 

200 

35.4 

— 

3.0 

W 

Gudjonsson  (1946) 

— 

85.0 

— 

12.0 

— 

3.5 

W 

Larson  &  Ward  (195-1 

— 

89.9 

— 

7.4 

132 

5.3 

W 

This  study 

162 

86.3 

195 

8.4 

128 

15.8 

W/S 

This  study 

159 

76.7 

178 

7.5 

142 

6.1 

W/S 

Lochetal.  (1985) 

161 

80.6 

172 

13.3 

— 

5.0 

W 

Chapman  (1958) 

— 

82.0 
13.0 

— 

1.0 

W 

Wagner  etal.  (1968) 

— 

87.0 

— 

12.0 

— 

6.0 

S 

Everest  (1973)  " 

— 

70.0 

— 

23.0 

— 

10.1 

W 

Withler  (1966)'' 

— 

72.3 

— 

16.7 

— 

0.9 

mature  adults 

116 


CALIFORNIA  FISH  AND  GAME 


280- 


210 
175 
I40H 
105 

70H 

35 


x  =  86 


Gobar  Creek 


N  =  l6IOParr        E 
N  =  493  Smolts  □ 


Snow  Creek 


x=l05 


N  =  833    Parr 
N=I320   Smolts 


150      175       200    225      250    275      300 


Length  (mm) 

FIGURE  4.  Length  frequency  histogrann  of  migrant  steelhead  smolts  and  parr  from  Gobar  Creek 
and  Snow  Creek,  1978  througfi  1984.  Black  area  represents  overlap  in  length 
frequency  between  smolts  and  parr. 

Management  Implication 

In  practical  terms,  simply  enumerating  tributary  smolt  run  sizes  may  not  give 
an  accurate  indication  of  that  stream's  relative  ability  to  produce  anadromous 
fish.  Migrant  parr  may  be  a  major  part  of  the  total  emigration  from  a  tributary 
and  a  substantial  proportion  may  survive  to  become  smolts.  If  these  fish  are 


MIGRATION  CHARACTERISTICS  OF  JUVENILE  STEELHEAD  1 1  7 

overlooked,  then  the  total  smolt  contribution  from  a  specific  tributary  may  be 
underestimated.  In  Gobar  Creek,  most  of  the  emigrant  parr  which  survived  to 
become  smolts  are  believed  to  have  reared  either  within  the  mainstem  Kalama 
River  or  in  some  other  lower  Kalama  River  tributary  (Leider,  Chilcote,  and  Loch 
1986b).  Tredger  (1980)  suggested  that  69%  of  the  steel  head  smolt  yield  from 
a  tributary  in  a  British  Columbia  river  system  may  have  been  pre-smolt 
emigrants  to  mainstem  areas.  In  contrast,  substantial  survival  of  emigrant  parr 
from  Snow  Creek  is  doubtful  because  of  the  limited  downstream  habitat  and 
direct  encounter  with  the  marine  environment  prior  to  physiological  readiness. 
This  is  supported  by  the  observation  that  few  adults  returning  to  Snow  Creek 
had  lived  only  one  year  in  freshwater  as  juveniles  (Washington  Department  of 
Wildlife,  unpublished  report). 

Further  attention  should  be  given  to  the  interactions  of  salmonids  in 
tributary-mainstem  complexes.  There  is  a  need  for  a  river  system  approach  to 
fishery  management  and  habitat  protection  since  the  same  steelhead  juvenile 
may  use  both  mainstem  and  tributary  areas  during  freshwater  life  cycle. 

ACKNOWLEDGMENTS 

We  are  indebted  to  many  individuals  for  their  time  spent  collecting  and 
recording  Gobar  Creek  field  data.  Special  thanks  to  J.  Tipping,  S.  Irvin,  R.  Jones, 
j.  Little,  B.  Leiand,  and  T.  Enyeart.  The  contributions  of  B.  Crawford  in  the  early 
years  of  our  study  are  gratefully  acknowledged.  At  Snow  Creek,  J.  Tagart,  H. 
Michael,  and  S.  Elle  contributed  to  the  experimental  design  and  data  collection. 

Financial  support  for  work  conducted  in  Gobar  Creek  was  provided  by  the 
National  Marine  Fisheries  Service,  United  States  National  Oceanic  and  Atmo- 
spheric Administration.  Financial  support  for  work  conducted  on  Snow  Creek 
was  provided  by  the  U.S.  Fish  and  Wildlife  Service  (Anadromous  Fish  Act 
funds)  and  Washington  Department  of  Wildlife. 

LITERATURE  CITED 

Bjornn,  T.C.  1971.  Trout  and  salmon  movements  in  two  Idaho  streams  as  related  to  temperature,  food,  stream 
flow,  cover,  and  population  density.  Am.  Fish.  Soc,  Trans.,  100:  423—437 

Bustard,  D.R.,  and  D.W.  Narver.  1975.  Aspects  of  the  winter  ecology  of  juvenile  echo  salmon  (Oncorhynchus 

kisutch)  and  steelhead  trout  (Salmo  gairdneri).  ).  Can.  Fish.  Res.  Board,  32:667-680 
Cederholm,  C.|.,  and  W.J.  Scarlett.  1981.  Seasonal  immigrations  of  juvenile  salmonids  into  four  small  tributaries 

of  the  Clearwater  River,  Washington,  1977-1981.  In  E.L.  Brannon  and  E.O.  Salo  [ed]  Salmon  and  trout 

migratory  behavior  symposium.  School  of  Fisheries,  University  of  Washington,  Seattle,  Washington.  June 

1981.  p.  98-110. 
Chapman,  D.W.  1958.  Studies  on  the  life  history  of  the  Alsea  River  steelhead.  |.  Wildl.  Manage.  22 (2) :1 23-1 34. 
Chilcote,   M.W.,   S.A.   Leider,   and  ).|.   Loch.    1986.   Differential   reproductive  success  of  hatchery  and  wild 

summer-run  steelhead  under  natural  conditions.  Am.  Fish.  Soc,  Trans.,  115:  726-735. 
Dawley,  E.M.,  C.W.  Sims,  R.D.  Ledgerwood,  DR.  Miller,  and  F.P.  Thrower.  1980.  A  study  to  define  the  migration 

characteristics  of  chinook  and  coho  salmon  and  steelhead  in  the  Columbia  River  Estuary.  Coastal  Zone  and 

Estuarine  Studies  Div.,  N.W.  Alaska  Fish.  Center,  NMFS,  NOAA,  Seattle,  Washington.  53  p. 
Dawley,  E.M.,  C.W.  Sims,  R.D.  Ledgerwood,  D.R.  Miller,  and  J.C.  Williams.  1981 .  A  study  to  define  the  migrational 

characteristics  of  chinook  and  coho  salmon  in  the  Columbia  River  Estuary  and  associated  marine  waters. 

Coastal  Zone  and  Estuarine  Studies  Div.,  N.W.  Alaska  Fish.  Center,  NMFS,  NOAA,  Seattle,  Washington. 

118p. 
Everest,  F.H.  1973.  Ecology  and  management  of  summer  steelhead  in  the  Rogue  River.  Fish.  Res.  Rept.  No.  7,  Final 

Rept.  project  AFS  31,  Oregon  State  Came  Commission,  Corvallis,  Oregon.  48  p. 
Card,  R.  and  C.A.  Flittner.  1974.  Distribution  and  abundance  of  fishes  in  Sagehen  Creek,  California.  ).  Wildl. 

Manage.  38(2):  347-358. 


118  CALIFORNIA  FISH  AND  GAME 

Cudjonsson,  T.V.  1946.  Age  and  body  length  at  the  time  of  seaward  migration  of  immature  steelhead  trout  in 
Minter  Creek.  M.Sc.  thesis,  University  of  Washington,  Seattle,  Wa,  USA. 

Hart,  J.L.  1973.  Pacific  fishes  of  Canada.  Can.  Fish.  Res.  Board  Bull.  180. 

Hartman,  C.F.  and  C.A.  Gill.  1968.  Distribution  of  juvenile  steelhead  and  cutthroat  trout  (Salmo  gairdneri  and 
Salmo  clarkl  clarki)  within  streams  in  southwest  British  Columbia.  ).  Can.  Fish.  Res.  Board,  25(1);  33-48. 

Hoar,  W.S.  1976.  Smolt  Transformation:  evolution,  behavior,  and  physiology.  J.  Can.  Fish.  Res.  Board,  33: 
1234-1252. 

Johnson,  T.H.  1985.  Density  of  steelhead  parr  for  mainstem  rivers  in  western  Washington  during  the  low  flow 
period,  1984.  Fish.  Mgmt.  Div.  Rept.  85-6,  Washington  Dept.  Game,  Olympia,  Wa.,  USA. 

Kwain,  Wen-Hwa.  1981.  Population  dynamics  and  exploration  of  rainbow  trout  in  Stokey  Creek,  eastern  Lake 
Superior.  Am.  Fish.  Soc,  Trans.,  110:  210-215. 

Larson,  R.  W.  and  J.  W.  Ward.  1954.  Management  of  steelhead  trout  in  the  state  of  Washington.  Am.  Fish.  Soc, 
Trans.,  84:  261-274. 

Leider,  S.  A.,  M.  W.  Chilcote,  and  J.|.  Loch.  1984.  Spawning  characteristics  of  sympatric  populations  of  steelhead 
trout  (Salmo  gairdneri):  evidence  for  partial  reproductive  isolation.  J.  Can.  Fish.  Aquat.  Sci.,  41:  1454-1462. 

Leider,  S.  A.,  M.  W.  Chilcote,  and  J.).  Loch.  1986a.  Comparative  life  history  characteristics  of  hatchery  and  wild 
steelhead  trout  (Salmo  gairdneri)  of  summer  and  winter  races  in  the  Kalama  River,  Washington. ).  Can.  Fish. 
Aquatic  Sci.,  43(7):  1398-1409. 

Leider,  S.  A.,  M.  W.  Chilcote,  and  ).).  Loch.  1986b.  Movement  and  survival  of  pre-smolt  steelhead  trout  in  a 
tributary  and  mainstem  of  a  Washington  river  system.  North  Am.  Fish.  Manage.,  6:  526-531. 

Loch, ).  j.  1982.  Juvenile  and  adult  steelhead  and  sea-run  cutthroat  trout  within  the  Columbia  River  estuary,  1980. 
Fish.  Res.  Rept.  82-2.  Washington  Dept.  Game,  Olympia,  Wa.,  USA. 

Loch.  |.  J.,  M.  W.  Chilcote,  and  S.  A.  Leider.  1985.  Kalama  River  studies  final  report.  Part  II:  Juvenile  downstream 
migrant  studies.  Fish.  Mgmt.  Div.  Rept.  85-12.  Washington  Dept.  Game,  Olympia,  Wa.,  USA. 

Maher,  F.  P.  and  P.  A.  Larkin.  1955.  Life  history  of  the  steelhead  trout  of  the  Chilliwack  River,  British  Columbia. 
Am.  Fish.  Soc.,  Trans.,  84:  27-38. 

Narver,  D.  W.  1969.  Age  and  size  of  steelhead  trout  in  the  Babine  River,  British  Columbia.  J.  Can.  Fish.  Res.  Board, 
26(10):  2754-2760. 

Schreck,  C.  B.  1982.  Parr-smolt  transformation  and  behavior.  In  E.  L.  Brannon  and  E.  O.  Salo  [ed].  Proceedings 
of  the  salmon  and  trout  migratory  behavior  symposium.  University  of  Washingvton,  Seattle,  Wa.,  USA. 
164-172  pp. 

Shapovalov,  L.  and  A.  C.  Taft.  1954.  The  life  histories  of  the  steelhead  rainbow  trout,  Salmo  gairdneri,  and  silver 
salmon,  Oncorhynchus  kisutch,  with  special  reference  to  Waddell  Creek,  California,  and  recommendations 
regarding  their  management.  Calif.  Fish.  Game  98. 

Solomon,  D.  J.  1982.  Smolt  migration  in  Atlantic  salmon  (Salmo  salar  L.)  and  sea  trout  (Salmo  trutta  L.) .  In  E.  L. 

Brannon  and  E.  O.  Salo  [ed].  Proceedings  of  the  salmon  and  trout  migratory  behavior  symposium.  School  of 

Fisheries,  University  of  Washington,  Seattle,  Wa,  USA.  196-202  pp. 
Stauffer,  T.  M.  1972.  Age,  growth,  and  downstream  migration  of  juvenile  rainbow  trout  in  a  Lake  Michigan 

tributary.  Am.  Fish.  Soc,  Trans.,  101:  18-28. 

Tredger,  C.  D.  1980.  Carrying  capacity  and  theoretical  steelhead  smolt  yield  from  Nuaitch  Creek,  Nicola  River 
system.  Fish.  Hab.  Improvement  Sect.,  Fish.  Wildl.  Br.  Min.  Envir.  Rept. 

Wagner,  H.  H.,  R.  L.  Wallace,  and  H.  J.  Campbell.  1963.  The  seaward  migration  and  return  of  hatchery-reared 
steelhead  trout,  Salmo  gairdneri  KicYsArdson,  in  the  Alsea  River,  Oregon.  Am.  Fish.  Soc,  Trans.,  92:  202-210. 

Wedemeyer,  G.  A.,  R.  L.  Saunders,  and  W.  C.  Clarke.  1980.  Environmental  factors  affecting  smoltification  and 
early  marine  survival  of  anadromous  salmonids.  Mar.  Fish.  Rev.  42:  1-14. 

Withler,  I.  L.  1966.  Variability  in  life  history  characteristics  of  steelhead  trout  (Salmo  gairdneri)  along  the  Pacific 
coast  of  North  America.  J.  Can.  Fish.  Res.  Board,  23(3):  365-393. 


ALLOZYME  VARIATION  IN  CALIFORNIA  HALIBUT  119 

Calif.  Fish  and  Game  74  ( 2 ):  1 1 9-1 27     1 988 

ALLOZYME  VARIATION  IN  THE  CALIFORNIA  HALIBUT, 
PARAUCHTHYS  CAUFORNICUS ' 

DENNIS  HEDCECOCK 
Bodega  Marine  Laboratory 

P.O.  Box  247 
Bodega  Bay,  CA     94923 

and 

DEVIN  M.  BARTLEY 

Department  of  Aninnal  Science 

University  of  California,  Davis 

Davis,  CA     95616 

Adult  California  halibut,  Paralichthys  californicus,  collected  from  the  vicinity  of 
Marina  del  Rey,  Los  Angeles,  and  juveniles  collected  from  Mission  Bay,  San  Diego, 
were  surveyed  electrophoretically  for  genetically  encoded  protein  variation.  One- 
fourth  of  the  38  protein-coding  loci  proved  to  be  polymorphic  and  on  average  an 
individual  was  heterozygous  at  5.2%  of  the  loci;  these  levels  of  genetic  variation  are 
typical  of  flatfishes.  Discovery  of  marked  divergences  between  the  two  samples  in 
allelic  frequencies  at  two  loci  is  surprising,  given  the  presumed  dispersal  potential 
of  the  pelagic  larvae  of  this  species.  Alternative  hypotheses  to  explain  this  result  are 
testable.  That  the  collection  of  juveniles  appears  not  to  be  a  sample  of  genotypes 
from  a  randomly  mating  population  calls  attention  to  the  importance  of  under- 
standing the  process  of  recruitment  in  interpreting  both  these  particular  results  and 
the  impact  of  hatchery  enhancement  efforts. 

INTRODUCTION 

Legislation  (AB1414)  in  1984  created  the  Ocean  Resources  Enhancement 
and  Hatchery  Program  within  the  California  Department  of  Fish  and  Game  for 
the  purpose  of  examing  the  feasibility  of  enhancing  populations  of  white 
seabass,  Atractoscion  nobilis,  and  California  halibut,  Paralichthys  californicus. 
Under  this  program,  a  project  was  undertaken  to  examine  whether  genetically 
coded  enzyme  polymorphisms  might  be  useful  in  describing  the  structures  of 
natural  populations  of  these  species  and  whether  such  electrophoretically 
detectable  enzyme  variants  might  serve  as  genetic  tags  of  hatchery-reared 
stocks.  The  amount  of  enzyme  variation  uncovered  in  the  preliminary  study  of 
California  halibut  suggests  that  gel  electrophoresis  could  be  useful  on  both 
counts  for  this  species.  Moreover,  our  discovery  of  substantial  variation 
between  two  populations  within  the  southern  California  Bight  suggests  that  the 
natural  population  of  California  halibut  in  this  region  is  subdivided.  The  cause  of 
this  subdivision  is  problematical  given  what  is  known  of  the  life  history  of  this 
species. 

The  California  halibut  is  distributed  in  the  near  shore  from  northern 
Washington  to  southern  Baja  California,  being  particularly  concentrated  in  the 
southern  California  Bight  region  (Frey  1971,  Methot  1983).  Spawning,  following 
an  onshore  migration  of  adults  (Clark  1931 ),  takes  place  from  January  through 
October  with  slight  peaks  in  spring  and  possibly  fall.  Pelagic  eggs  and  larvae 
occur  primarily  inshore   (Ahlstrom  and  Moser  1975,  Gruber,  Ahlstrom  and 


'  Accepted  for  publication  November  1987. 


120  CALIFORNIA  FISH  AND  GAME 

Mullin  1982).  Barnett  et  al.  (1984)  suggest  that  larvae  may  exert  some  control 
over  their  movements  inasmuch  as  older  larvae  appear  to  be  more  concen- 
trated in  the  nearshore  zone  than  younger  larvae.  Nevertheless,  as  pelagic  larval 
development  requires  20  to  30  days,  there  appears  ample  opportunity  for 
considerable  dispersal  before  the  9-10  mm  juvenile  recruits  to  the  benthos  of 
bays  or  estuaries  v^hich  are  the  primary  nursery  habitats  (Haaker  1975, 
Plummer,  DeMartini  and  Roberts  1983).  Except  for  offshore  emigration  from 
these  embayments  upon  reaching  sexual  maturity,  juveniles  and  small  adults  are 
remarkably  sedentary  as  demonstrated  by  mark  and  recapture  studies  (Frey 
1971,  Haaker  1975).  Despite  these  sedentary  habits,  however,  the  protracted 
spawning  season,  the  dispersal  potential  of  pelagic  eggs  and  larvae,  and  the  long 
distance  dispersal  exhibited  by  some  large  adults  (Frey  1971)  suggest  that 
natural  populations  of  California  halibut  ought  to  be  well  mixed  at  least 
throughout  the  southern  California  Bight. 

MATERIALS  AND  METHODS 

Samples  of  California  halibut  were  obtained  from  two  sources:  (i)  Mission 
Bay  (MIS),  San  Diego,  CA.,  in  October,  1985  (N  =  30)  and  (ii)  a  halibut  derby 
held  at  Marina  del  Rey  (MAR),  Los  Angeles,  CA.,  in  April,  1986  (N  =  90).  The 
first  sample  comprised  juvenile  fish  ranging  in  size  from  approximately  10  to  22 
cm  total  length  which  were  taken  in  trawls,  frozen  immediately  in  an  ultracold 
freezer  and  later  transported  to  the  Bodega  Marine  Laboratory  where  they  were 
stored  at  —70"  C  The  second  sample  consisted  of  tissue  samples  dissected  from 
derby  catches  that  ranged  in  size  from  41  to  92.5  cm  standard  length.  These 
tissue  samples  were  kept  on  ice  during  the  derby,  then  frozen  at  —20°  C  for 
transport  to  the  Bodega  Marine  Laboratory  where  they  were  stored  at  —70°  C 
until  processing  for  electrophoretic  analysis. 

Tissues  dissected  for  electrophoretic  analyses  were  eye,  heart,  kidney,  liver 
and  muscle.  The  day  before  electrophoresis,  whole  frozen  juvenile  fish  and 
derby  specimens  were  slowly  thawed.  Tissues  were  dissected  from  the  juvenile 
fish,  and  both  these  and  the  derby  specimens  were  then  homegenized  in  0.5M 
Tris-HCl,  pH  7.1  and  re-frozen  overnight  in  covered  plastic  well-trays  at  —70° 
C  On  the  day  of  electrophoresis,  samples  were  allowed  to  thaw  slowly  on  ice. 

Methods  for  horizontal  starch-gel  electrophoresis,  protein  assays  and  genetic 
interpretation  of  zymograms  were  substantially  the  same  as  those  described  by 
Ayala  et  al.  (1973)  and  Tracey  et  al.  (1975).  The  protocol  used  to  separate  and 
resolve  21  enzymes  and  proteins  is  summarized  in  Table  1.  Proteins  are  referred 
to  by  the  capitalized  abbreviations  given  in  Table  1,  loci  by  these  same 
abbreviations  italicized  in  upper  and  lower  case  with  numerical  suffixes 
denoting  isozymes  in  order  of  increasing  anodal  migration,  and  alleles  by 
italicized  numerals  that  express  absolute  differences  in  millimeters  of  electro- 
phoretic separation  between  variants  and  the  most  common  electromorphs 
observed  for  each  protein.  Alleles  encoding  common  electromorphs  are 
arbitrarily  designated  100.  Specimens  from  both  population  samples  were 
included  in  every  electrophoretic  run  so  that  repeated  comparisons  of  the 
relative  mobilities  of  their  allozymes  could  be  made. 


ALLOZYME  VARIATION  IN  CALIFORNIA  HALIBUT 


121 


Number 

Buffer' 

Tissue  ^ 

of  Loci 

D 

A 

H,M 

C 

A,E 

L,K  +  M 

D 

D 

A,E 

M,L 

C 

E,K 

c 

L,H 

B 

E  +  H  +  M 

D 

M 

A 

A 

A 

A,E 

C 

UK 

A 

H  +  M 

C 

B 

B 

A 

38  Loci 

TABLE  1.    Enzymes  and  Proteins  Resolved  in  an  Electrophoretic  Survey  of  Gene-Protein  Variation  in  the 
California  Halibut. 

Enzyme  or  protein  E.C.  No. 

aconitate  hydratase  (ACON)  4.2.1.3 

aspartate  aminotransferase  ( AAT) 2.6.1 .1 

creatine  kinase  (CK) 2.7.3.2 

esterase  (EST) 3.1.1.1 

fructose  biphosphatase  (FBP) 3.1.3.11 

fumarate  hydratase  (FUM)  4.2.1.2 

glucose-6-phosphate  isomerase  (GPI) 5.3.1.9 

glyceraldehyde-phosphate  dehydrogenase  (GAPDH)  ..  1.2.1.12 

isocitrate  dehydrogenase  (IDH) 1.1.1.42 

lactate  dehydrogenase  (LDH) 1.1.1.27 

malate  dehydrogenase  (MDH)  1.1.1.37 

peptidase  (PEP) 

L-glycyl-L-leucine  (GL) 3.4.13.11 

L-leucyl-L-glycyl-L-glycine  (LGG) 3.4.13.11 

L-phenylalanyl-L-proiine  (PP) 3.4.13.9 

phosphoglucomutase  (PGM)  2.7.5.1 

phosphogluconate  dehydrogenase  (PGDN) 1.1.1.44 

protein  (PROT) 

purine  nucleoside  phosphorylase  (PNP)  2.4.2.1 

superoxide  dismutase  (SOD)  1.15.1.1 

xanthine  dehydrogenase  (XDH)  1.1.1.204 

xylulose  reductase  (XRD) 1.1.1.10 

TOTALS:  21  Enzymes  or  Proteins 

'  Buffers  A,  B,  C  and  D  are  given  by  Tracey  et  al.  (1975);  buffer  E  is  the  amino-propylmorpholine  citrate  system 

of  Clayton  and  Tretiak  (1972). 
^  Tissues:  E  =  eye,  H  =  heart,  L  =  liver,  K  =  kidney,  M  =  skeletal  muscle. 

Single-individual  genotypes  were  re-coded  as  alphabetical  characters  and 
submitted  to  the  BIOSYS-1  program  of  Swofford  and  Selander  (1981)  for 
calculations  of  allelic  frequencies,  average  proportions  of  heterozygous  individ- 
uals per  locus  (observed,  Hg  ,  and  expected  [unbiased  estimate  of  Nei  (1978)] 
/-/g.),  proportions  of  loci  polymorphic  {P,  where  a  locus  is  considered 
polymorphic  if  the  frequency  of  the  most  common  allele  does  not  exceed 
0.99),  goodness-of-fit  tests  to  Hardy- Weinberg-Castle  equilibrium  genotypic 
proportions  using  Levene's  (1949)  correction  for  small  sample  size,  f-statistics 
and  Nei's  (1978)  unbiased  measure  of  genetic  similarity.  Log-likelihood  ratio 
(C")  tests  of  differences  in  allelic  frequencies  between  the  two  population 
samples  were  calculated  from  absolute  frequencies  after  appropriate  pooling  of 
rare  alleles. 

RESULTS 

A  total  of  38  discrete  zones  of  activity  or  staining  are  resolved  on  starch-gel 
zymograms  assayed  for  the  21  proteins  listed  in  Table  1.  Of  these  zones,  23  are 
each  represented  by  a  single  band  in  all  of  the  fish  examined  (CK-1,  CK-3, 
EST-1,  FBP,  FUM,  GAPDH,  IDH,  LDH-1,  LDH-3,  PEP-GL,  PGDH,  PGM-3,  nine 
PROTs,  SOD  and  XRD);  each  of  these  proteins  is  inferred  to  be  encoded  by  a 
single,  monomorphic  locus. 

The  remaining  15  proteins  (ACON,  AAT,  CK-2,  EST-5,  GPI-1  and  -2,  LDH-2, 
MDH-1  and  -2,  PEP-LGG,  PEP-PP,  PGM-1  and  -2,  PNP  and  XDH)  exhibit 
electrophoretic  variation  in  at  least  one  individual.  Phenotypes  of  presumptive 
heterozygotes  at  the  loci  inferred  to  encode  these  proteins  generally  conform  to 


122  CALIFORNIA  FISH  AND  CAME 

those  expected  on  the  basis  of  known  enzyme  subunit  structures  (Harris  and 
Hopkinson  1976,  Ruth  and  Wold  1976,  Koehn  and  Eanes  1978).  In  particular, 
phenotypes  for  AAT,  GPI,  MDH,  PEP,  and  PGM  and  their  genetic  interpreta- 
tions are  substantially  as  described  by  Grant  et  al.  (1983)  for  yellowfin  sole, 
Limanda  aspera,  and  by  Grant,  Teel  and  Kobayashi  (1984)  for  Pacific  halibut, 
Hippoglossus  stenolepis.  Relative  allelic  frequencies,  heterozygosities  and 
sample  sizes  for  the  loci  encoding  these  polymorphic  enzymes  are  presented 
for  each  of  the  two  populations  sampled  (Table  2). 

Three  measures  of  genetic  variation  are  computed  from  the  allelic  frequency 
data  for  each  of  the  two  populations:  average  number  of  alleles  per  locus, 
proportion  of  loci  polymorphic,  and  average  proportion  of  loci  heretorozygous 
per  individual  (Table  3).  The  two  populations  appear  to  be  significantly 
different  for  the  first  measure.  Mission  Bay  having  only  1.3  ±  0.1  alleles  per 
locus  vs.  1.7  ±  0.2  for  the  Marina  del  Rey  sample.  A  Mest  for  paired 
comparisons  of  the  numbers  of  alleles  at  the  15  polymorphic  loci  yields  t  = 
2.236,  14  d.f.,  p  <  0.05.  Except,  however,  for  the  Xdh  locus,  which  is 
represented  by  nine  alleles  in  MAR  vs.  only  three  alleles  in  MIS,  the  difference 
in  numbers  of  alleles  between  the  two  population  samples  is  attributable  to  rare 
alleles  in  the  larger  MAR  sample.  Eliminating  alleles  that  have  a  frequency  of 
0.01  or  less  in  the  MAR  sample,  the  paired  comparisons  test  yields  a 
nonsignificant  t  =  1.169. 

The  two  populations  are  each  polymorphic  for  about  one-fourth  of  the  loci 
surveyed  in  this  study  [P  —  0.24  and  0.26  for  MIS  and  MAR,  respectively),  but 
they  share  polymorphisms  at  only  six  loci  {Est-5,  Ldh-2,  Mdh-2,  Pgm-1,  Pgm-2 
and  Xdh).  The  MIS  sample  is  polymorphic  at  three  loci  that  are  monomorphic 
in  MAR  {Aat,  Mdh-1,  and  Pnp),  while  the  MAR  sample  is  polymorphic  for  four 
loci  that  are  monomorphic  in  MIS  {Aeon,  Gpi-1,  Gpi-2  and  Pep-pp).  {Ck-2  and 
Pep-/gg  each  have  one  rare  allele  in  the  MAR  sample  and  are  thus  not  counted 
as  polymorphic  under  the  definition  adopted.) 

Sampling  error  for  average  heterozygosity  is  less  sensitive  to  the  numbers  of 
individuals  studies  than  to  the  number  of  loci  surveyed  (Nei,  1978).  The  two 
populations  are  not  significantly  different  for  H^  or  H^  (0.046  vs.  0.058  for  MIS 
and  MAR,  respectively;  Table  3).  As  further  confirmation  that  the  MIS  sample 
does  not  have  less  heterozygosity  than  the  MAR  sample,  a  paired  Mest  of 
single-locus  expected  heterozygosity  values  (transformed  by  s\n^\/H)  for  the 
15  polymorphic  loci  yields  a  nonsignificant  t  =  -0.94  (14  d.f.,  0.3  <  p  <0.4). 
Averaged  over  all  individuals  from  both  populations,  heterozygosity  in  the 
California  halibut  is  5.2%. 

Sample  sizes  and  levels  of  variation  at  six  of  the  eight  polymorphic  loci  in  the 
MIS  sample  are  too  low  to  permit  goodness-of-fit  tests  between  observed 
phenotypic  proportions  and  those  expected  under  random  mating.  For  the 
remaining  two  loci,  Pgm-2  and  Xdh,  alleles  were  pooled  into  common  ( fOO) 
and  rare  allelic  classes;  x^  tests  (1  d.f.)  show  agreement  between  observed  and 
expected  phenotypic  proportions  for  PGM-2  (x^  =  0.001,  p  =  0.97),  but  a 
significant  departure  for  XDH  (x^  =  12.81,  p  < 0.001 ).  Wright's  fixation  index 
{F,s)  is  negative  for  eight  of  nine  polymorphic  loci  ( heterozygote  excess)  but 
is  significantly  positive  for  the  Xdh  locus  (heterozygote  deficiency).  For  the 


ALLOZYME  VARIATION  IN  CALIFORNIA  HALIBUT 


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■|24  CALIFORNIA  FISH  AND  CAME 

Marina  del  Rey  sample,  goodness-of-fit  tests  are  possible  for  Est-5  (x^  =  1-52, 
1  d.f.,  p  =  0.22),  Pgm-2  (following  pooling  into  common  and  rare  allelic 
classes,  x^  =  001,  1  d.f.,  p  =  0.92)  and  Xdh  (with  pooling,  x^  =  0.05,  1  d.f., 
p  =  0.83).  Inspection  of  observed  and  expected  phenotypic  frequencies  at  the 
remaining  nine  polymorphic  loci  in  this  sample  reveals  close  agreement,  with 
fixation  indices  ranging  from  —0.053  to  0.066.  To  summarize,  with  the  single 
exception  oi  the  Xdh  locus  in  the  MIS  sample,  observed  phenotypic  porportions 
conform  to  those  expected  under  random  mating  within  California  halibut 
populations. 

Table  3.  Genetic  Variability  at  38  Loci  in  Two  Samples  of  California  Halibut.  See  Text  for  Definitions  of 
Genetic  Statistics.  Sample  Sizes  per  Locus  Are  Average  Numbers  of  Individuals.  Values  in 
Parentheses  Are  Standard  Errors. 


Population 
Mission  Bay 


Marina  del  Rey . 


Mean  Sample 

Mean  No. 

Percentage 

Size  per 

of  Alleles 

of  Loci 

Mean  Heterozygosity 

Locus 

per  Locus 

Polymorphic 

Obs.              Exp 

28.0 

1.29 

23.7 

0.046              0.046 

(0.7) 

(0.1) 

(0.019)           (0.019) 

82.8 

1.68 

26.3 

0.058              0.058 

(3.0) 

(0.2) 

(0.026)           (0.027) 

The  genetic  similarity  of  the  Mission  Bay  and  Marina  del  Rey  population 
samples  averaged  over  all  38  allozyme-  and  protein-coding  loci  is  high,  with 
Nei's  (1978)  unbiased  /=0.985.  This  overall  similarity,  however,  belies  sub- 
stantial divergences  of  allelic  frequencies  at  two  loci,  Est-5  and  Xdh  (Table  2). 
Wright's  measure  of  standardized  allelic  frequency  variance,  the  ratio  of 
observed  variance  between  localities  to  maximum  variance  for  the  mean  allelic 
frequencies  at  a  locus,  is  0.134  and  0.197  for  the  £5N5  and  Xdh  loci,  respectively. 
For  the  remaining  13  polymorphic  loci,  F^r  ranges  from  0.0  to  0.014,  with  an 
average  of  only  0.002  (mean  calculated  using  angular  transformed  values).  Log 
likelihood  ratio  tests  of  the  independence  of  allelic  frequency  and  locality  are 
possible  at  the  six  loci  polymorphic  in  both  populations.  Not  surprisingly,  the  G 
values  for  Est-5  (24.87,  1  d.f.)  and  Xdh  (126.80,  2  d.f.)  are  highly  significant,  p 
<  0.001  for  both  tests.  Allelic  frequencies  at  the  Mdh-2  locus  are  also 
significantly  dependent  upon  locality  (C"=5.03,  1  d.f.,  p  <0.05),  even  though 
FsT^or  this  locus  is  only  0.014.  Allelic  frequencies  at  the  Ldh-2,  Pgm-1  and  Pgm-2 
loci  are  independent  of  locality. 

DISCUSSION 

Electrophoretic  separation  and  assay  of  soluble  enzymes  and  proteins  from 
tissues  of  the  California  halibut  reveals  substantial  genetic  variation.  One-fourth 
of  the  38  proteins  studied  are  polymorphic,  and  the  average  individual  is 
heterozygous  at  5.2%  of  these  loci.  These  results  may  be  compared  with  data 
compiled  by  Smith  and  Fujio  (1982)  from  published  and  unpublished  electro- 
phoretic studies  of  29  species  of  flatfishes.  Because  general  proteins  are  highly 
conservative  in  fishes,  particularly  in  the  Pleuronectiformes,  these  authors 
recommend  using  an  average  heterozygosity  based  only  on  enzyme-coding  loci 
in  making  comparisons  among  species  that  have  been  assayed  for  varying 
numbers  of  protein-coding  loci.  For  the  California  halibut,  average  observed 
heterozygosity  is  6.8%  over  29  enzyme-coding  loci.  From  Smith  and  Fujio's 
(1982)    Table   1    we   calculate,    using   angular   transformation,   that   average 


ALLOZYME  VARIATION  IN  CALIFORNIA  HALIBUT  125 

observed  enzyme  heterozygosity  for  29  flatfishes  is  8.1%  with  a  95% 
confidence  range  from  5.1%  to  9.8%.  Thus,  the  California  halibut  has  a  level  of 
genetic  diversity  that  is  typical  of  flatfishes.  This  abundant  genetic  variation 
should  prove  useful  in  the  management  of  California  halibut  hatcheries  and  in 
the  unambiguous,  genetic  tagging  of  hatchery  releases  (Hedgecock  1977). 

The  surprising  result  of  this  study  is  the  marked  divergence  of  allelic 
frequencies  at  the  Est-5  and  Xdh  loci  between  localities  separated  by  a  distance 
of  only  about  200  km.  This  geographic  differentiation  contrasts  sharply  with  the 
homogeneity  observed  over  distances  of  thousands  of  kilometers  in  other 
flatfish  species  (Grant  et  al.  1983,  1984)  and  marine  fishes  in  general 
(Gyllensten  1985).  Although  formal  genetic  studies  have  not  been  made,  we 
are  confident  of  our  genetic  interpretations  of  these  enzyme  polymorphisms  for 
two  reasons:  (1 )  The  phenotypes  or  zymogram  patterns  themselves  are  similar 
to  those  shown  to  be  under  genetic  control  in  other  species;  and  (2)  there  is 
good  agreement  of  observed  and  expected  phenotypic  frequencies  in  the  large 
sample  of  adult  fish  from  Marina  del  Rey. 

Assuming,  then,  that  these  two  enzyme  polymorphisms  are  indeed  geneti- 
cally determined,  what  factors  might  account  for  the  divergence  of  allelic 
frequencies  between  the  two  localities  sampled?  Four  alternative,  but  not 
mutually  exclusive,  hypotheses  require  further  testing: 

(i)  Genetic  differences  between  these  conspecific  populations  have  accu- 
mulated by  random  sampling  processes  (genetic  drift)  in  the  absence  of  strong 
selection  and  gene  flow  (Wright  1931 ).  This  seems  unlikely  given  the  dispersal 
potential  of  the  pelagic  larvae,  but  Burton  (1983)  and  Hedgecock  (1986)  have 
argued  that  actual  gene  flow  cannot  be  inferred  from  presumed  dispersal 
potential  of  pelagic  larvae. 

(ii)  The  genetic  differences  are  historical  in  origin,  and  the  California  halibut 
population  of  the  southern  California  Bight  has  not  yet  returned  to  the 
homogeneous,  equilibrium  expected  with  large  population  sizes  and  high  gene 
flow. 

(iii)  The  genetic  differences  are  the  result  of  diversifying  selection  acting  on 
the  loci  in  question  or  upon  closely  linked  loci.  Transplantation  or  hatchery 
release  experiments  might  provide  critical  data  on  the  survival  of  alternative 
genotypes  in  different  localities.  If  the  genetic  differences  are  adaptive,  hatchery 
enhancement  efforts  should  match  released  genotypes  to  environments  in  order 
to  increase  the  chances  of  success  and  possibly  to  avoid  compromising  the 
genetic  adaptations  of  natural  stocks. 

(iv)  The  genetic  differences  are  the  result  of  sampling  different  stages  in  the 
life  cycle  of  the  organism.  We  have  compared  juveniles  from  Mission  Bay  with 
adults  from  Marina  del  Rey.  Were  those  juveniles  representative  of  the  adult 
halibut  population  in  the  San  Diego  area?  If  the  juveniles  were  representative  of 
the  adult  population,  then  we  are  left  with  the  three  hypotheses  above  to 
explain  the  differentiation  of  adult  halibut  populations.  There  is  indication  in  our 
data,  however,  that  the  juvenile  population  on  the  Mission  Bay  nursery  ground 
may  have  represented  only  a  small  sample  of  the  reproductive  output  of  the 
adult  population.  The  only  significant  departure  from  randomly  mating  pheno- 
typic proportions  detected  in  this  study  was  the  distribution  of  Xdh  genotypes 
in  the  MIS  sample.  Moreover,  there  is  a  highly  significant,  non-random 
association  of  genotypes  between  the  Est-5  and  Xdh  loci  in  the  Mission  Bay 


126 


CALIFORNIA  FISH  AND  CAME 


sample  (6"  =  21.7,  1  d.f.,  p  <  0.001;  Table  4A),  but  not  in  the  Marina  del  Rey 
sample  {G  =  8.22,  4d.f.,  0.1  >  p  >  0.05;  Table  4B).  A  parsimonious  explana- 
tion for  these  results  is  that  the  juveniles  collected  from  Mission  Bay  may  have 
represented  a  limited  number  of  sibling  groups. 

TABLE  4.    Associations  of  Genotypes  at  the  Est-S  and  Xdh  Loci  in  Samples  of  California  Halibut  from  (A) 
Mission  Bay,  California,  and  (B)  Marina  del  Rey,  California. 

A.  Mission  Bay  Est-5  genotypes 

^oT?  genotypes  100/103           103/103             totals 

100/100 1                     19                    20 

95/95,97/97,95/97,95/100 8                     1                     9 

totals 9                  20                  29 

G  =  21.7,  1  d.f. 

B.  Marina  del  Rey  f5^5 genotypes 

A-c/y?  genotypes  100/100          100/103          103/103  totals 

95/95 112  4 

95lr\on-95 6                   15                     8  29 

mn-95lnon-95 12                   27                    3  42 

totals 19                    43                    13  75 

G  =  8.22,  4  d.f. 

Further  electrophoretic  study  of  California  halibut  populations  in  the  southern 
California  Bight  region  are  clearly  needed  to  distinguish  among  the  four 
explanations  of  our  preliminary  results.  The  intriguing  suggestion  that  familial 
structure  may  be  detectable  among  the  juveniles  on  nursery  grounds  holds 
considerable  promise  for  detailed  studies  of  recruitment  processes  in  this 
economically  important  species. 

ACKNOWLEDGMENTS 

This  work  was  supported  by  a  grant  from  the  California  Department  of  Fish 
and  Game  to  G.  A.  E.  Gall  and  D.  Hedgecock,  UC  Davis,  Department  of  Animal 
Science.  We  thank  S.  Caddell,  Los  Angeles  County  Museum  of  Natural  History, 
for  assistance  in  collecting  the  Marina  del  Rey  specimens  and  for  sharing  an 
unpublished  annotated  bibliography  for  the  California  halibut.  We  are  also 
grateful  to  D.  Kent  and  staff,  Hubbs  Sea  World  Research  Institute,  San  Diego,  for 
procuring  the  Mission  Bay  specimens.  E  Hutchinson,  F.  Sly  and  R.  Xu  assisted 
in  electrophoretic  analyses;  we  thank  E.  Hutchinson  also  for  performing  the 
BIOSYS-1  analysis.  Finally,  we  thank  four  anonymous  reviewers  for  providing 
excellent,  detailed  criticisms  of  the  manuscript  originally  submitted. 

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128  CALIFORNIA  FISH  AND  GAME 

BOOK  REVIEWS 

STRESS  AND  PERFORMANCE  IN  DIVING 

By  Arthur  J.  Bachrach  and  Glen  H.  Egstrom,  Best  Publishing  Co.,  San  Pedro,  CA,  1987,  183 
p.,  illustrated.  $26.50 

It  has  long  been  acknowledged  that  most  diving  fatalities  occur  as  a  direct  result  of  problems 
created  by  the  divers  themselves,  rather  than  external  factors  such  as  equipment  failure  or  marine 
life.  Analysis  of  individual  accidents,  on  a  case  by  case  basis,  almost  invariably  lead  the  perceptive 
researcher  to  conclude  that  stress  is  at  the  central  core  of  each  of  these  incidents.  With  this  thesis 
in  mind,  Egstrom  and  Bachrach  proceed  through  an  exhaustive  examination  of  the  various  elements 
which  contribute  to  diver  stress  and  ultimately,  diving  accidents. 

The  authors'  vast  experience,  Egstrom  at  UCLA  and  Bachrach  at  the  Naval  Medical  Research 
Institute,  is  evident  throughout  this  text.  Indeed,  they  have  been  at  the  forefront  of  the  research  on 
diver  performance  for  more  than  twenty  years.  This  work  is,  essentially,  a  brief  synopsis  of  the  span 
of  their  studies. 

The  book  is  well  organized,  proceeding  from  defining  stress,  through  stress  indicators,  and 
detailing  panic  and  panic  reactions.  Serious  attention  has  also  been  given  to  identifying  the  role  of 
diver  training  and  intelligent  equipment  evaluation  as  they  relate  to  diver  performance.  There  are 
28  figures,  10  tables,  and  5  diagrams. 

Although  the  introduction  of  this  book  purports  this  work  to  be  directed  at  the  sport  diving 
community,  this  reader  found  it  extremely  technical  and  probably  beyond  the  scope  of  the  average 
sport  diving  enthusiast.  It  is  an  excellent  book  for  the  diving  instructor,  the  diving  physiologist,  or 
members  of  the  scientific  diving  community. 

— Kristine  Henderson 


Photoelectronic  composition  by 
CAUFORNIA  OFFICE  OF  STATE  PRINTING 

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