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127239 



CHINA AND 
F: WORLD -WAR 



CHINA AND THE WORLD-WAR 



THE MACMILLAN COMPANY 

WXW YORK BOSTON - CHICAGO DALLAS 
ATLANTA SAN FRANCISCO 

MACMILLAN & CO., LIMITED 

LONDON - BOMBAY * CALCUTTA 
MBLBOURNK 

THE MACMILLAN CO. OF CANADA, LTD. 

TORONTO 




Courtesy of Far Eastern Bureau. 

Hsu Shih-chang, elected President of the Chinese Republic, 
September 4, 1918. 



WORLD-WAR 



BY 

W. REGINALD WHEELER 

OF THE FACULTY OF HANGCHOW COLLEGE. 
HANGCHOW, CHINA 



ILLUSTRATED 



gotfe 

THE MACMILLAN COMPANY 
1919 

Ml riffhtf reserved 



COPYRIGHT, 1919 
BY THE MAOMILLAN COMPANY 



Set up and electrotype^. Published, January, 1919 



TO 

THE BEST OF COMPANIONS 
THE BRAVEST OF COMRADES 
WISEST OF COUNSELORS 
MY WIFE 



the war, the attention of the world will 
more and more shift to China and the Far East. 
The greatest potential market of the world lies there: 
the greatest need for industrial and economic develop- 
ment is there. The Far East, in general, and China, in 
particular, have been profoundly affected by the war: 
they will be even more deeply influenced during the 
peace which is to follow. All of the great powers 
have financial interests in China; after the war, these 
interests will come into sharp competition and rivalry. 
In their relations with China and with each other, the 
nations will face two alternatives: on the one hand, 
a policy leading to an imperialism and oppression which 
eventually will endanger the dearly-bought world- 
peace : on the other, a course of action based on inter- 
national justice and the development of a democracy 
in the Far East that will be safe for the world. These 
alternatives in Asia are, and will be, the same as those 
which the world is facing in Europe today : ( the writer 
believes they should be viewed in the fight of the 
principles for which the larger part of mankind is now 
fighting and that unless this is done, on the Eastern 
horizon will surely gather the .dark clouds of another 
world-storm. 

In this volume accordingly, the author who has 
lived in China for the past three years has tried to 



Vlll PREFACE 

trace the more recent development of this largest of 
the Asiatic nations, indicating some of the problems 
which it is now facing, especially as they appear 
against the background of the world-war, and attempt- 
ing to point out some of the ultimate issues to which 
these problems, if they remain unsolved, will lead. To 
these issues the world at large cannot remain indiffer- 
ent; and the attempt has been made in this volume to 
present as fairly and clearly as possible the facts of the 
present trans-Pacific situation. Throughout the vol- 
ume, quotations have been made from original docu- 
ments and statements of the press, in order to avoid, 
as far as possible, any subjective coloring of the 
facts. Further, in the interests of international har- 
mony and good-will, the more extreme and less char- 
acteristic utterances of the press and of publicists of 
the nations involved, have been omitted. To this sit- 
uation in the Far East, it is hoped that the standards 
and ideals formulated by the free peoples of the world 
will be applied; and the writer believes that in the 
application of these standards and ideals will be found 
a solution and the only solution of problems 
which are of momentous consequence for the rest of 
the world. 

The author desires to express his grateful obliga- 
tion to Professor F. Wells Williams, of Yale Univer- 
sity, and to Dr. John E. Williams, Vice-President of 
Nanking University, who have given helpful advice, 
and made valuable criticisms of the manuscript. To 
the Peking Gazette, formerly under the able editorship 



PREFACE IX 

of Mr. Eugene Chen, the author is indebted for many 
excerpts from contemporaneous documents and articles 
of value. Acknowledgment is made of the permission 
of D. Appleton & Co. to use the summary of Treaties 
Concerning the Integrity of China and Korea, and 
The Maintenance of the Open Door which appears in 
Dr. Hornbeck's volume, Contemporary Politics in the 
Far East; and the permission of Dodd, Mead & Co. for 
the use of the translation of The Memorandum of the 
Black Dragon Society, contained in Mr. Putnam- 
Weale's book, The Fight for the Republic in China. 
Some of the material in this book was originally pub- 
lished in the Current History Magazine of the New 
York Times, and in the Evening Telegram of Portland, 
Oregon; acknowledgment is made of the courteous 
permission of the publishers to use this in the present 
volume. In the absence of the author in China, Dr. 
D. Johnson Fleming has kindly consented to supervise 
the publication of the book and for his willingness to 
undertake this task the writer is grateful 

In conclusion, the author wishes to express his 
appreciation of the services of Miss G. D. O'Neill and 
her co-workers, of Pasadena, in preparing the manu- 
script for the press, and his gratitude for the courtesies 
of his publishers. 

Westmoreland Place, 
Pasadena, California, 
October I, 1918. 



TABLE OF CONTENTS 

CHAPTER PAGE 

PREFACE vii 

I THE ATTACK UPON THE CHINESE REPUBLIC 
FROM WITHOUT, DURING THE FIRST YEAR 
OF THE WAR i 

II THE ATTACK UPON THE CHINESE REPUBLIC 
FROM WITHIN, DURING THE SECOND YEAR 
OF THE WAR 25 

III THE PROGRESS IN CHINESE REPUBLICAN 

GOVERNMENT, LEADING TO A NEW FOR- 
EIGN POLICY 48 

IV CHINA'S SEVERANCE OF DIPLOMATIC RELA- 

TIONS WITH THE CENTRAL POWERS , . 59 

V THE DECLARATION OF WAR AGAINST GER- 
MANY AND AUSTRIA 76 

VI THE LANSING-ISHII AGREEMENT BETWEEN 

AMERICA AND JAPAN CONCERNING CHINA 102 

VII THE CHINESE-JAPANESE MILITARY AGREE- 
MENT OF 1918 127 

VIII CHINA'S FUTURE AS AFFECTED BY THE AIMS 

OF THE ALLIES 145 

APPENDICES 184 

AN INTRODUCTORY BIBLIOGRAPHY ON CHINA . . 252 



JST OF ILLUSTRATIONS 



Hsu Shih-chang, elected President of the Chinese 

Republic, September 4, 1918 . . . Frontispiece 



FACING 
PAGE 



An Outpost of Tsingtao, the German Stronghold in 
China 12 

Yuan Shih-kai, First President of the Chinese Re- 
public 36 

Li Yuan-hung, Second President of the Chinese Re- 
public 54 

Feng Kwo-chang, Third President of the Republic, 
and Staff, in Peking, October 10, 1917 ... 90 

Viscount Ishii, Japanese Ambassador to America, 

and Reception Committee in New York, 1917 . 116 

Review at Peking of Chinese Troops, a Detachment 

of whom have joined the Allied Forces in Siberia 134 

Japanese Troops, in Allied Expeditionary Force in 
Siberia 140 

Chinese Labor Battalions ready for Embarkation to 
France 158 

Dr. V. K. Wellington Koo, Chinese Minister to 
America, after receiving an honorary degree 
from Columbia University in 1917 .... 172 



CHINA AND THE WORLD-WAR 



CHAPTER I 

THE ATTACK UPON THE CHINESE REPUBLIC FROM 

WITHOUT, DURING THE FIRST YEAR 

OF THE WAR 

JAPAN'S CAPTURE OF TSINGTAO AND THE TWENTY- 
ONE DEMANDS 

THE Great War first burst forth in Europe, but its 
effects were felt at once on the opposite side of the 
globe. These effects were both immediate and far- 
reaching. Momentous as were the results of the first 
year of the war in Europe, they were equally signifi- 
cant in Asia, and the making of the new map of the 
Orient was one of the most important features of the 
first stage of the great conflict. 

On August i, 1914, Germany declared war on Rus- 
sia and France; just two weeks later Japan sent an 
ultimatum to Germany, demanding its complete with- 
drawal from its possessions in the Pacific. On August 
23rd, Japan declared war ; within three months, Tsing- 

i 



2 CHINA AND THE WORLD-WAR 

tao, the Oriental stronghold of the Germans, with the 
co-operation of a small British force, was captured, 
and the Japanese were installed in Germany's place in 
the province of Shantung. Two months later, Japan 
presented a series of demands on China, divided into 
five groups, the acceptance of which would have placed 
China definitely in the position of a vassal state. 
After less than four months of negotiations, on May 
8, 1915, China accepted four groups of these demands, 
leaving the fifth open for future discussion. Thus, in 
the first nine months of the first year of the Great War, 
Germany's political and military power were eliminated 
in the Orient ; Japan had taken over its possessions in 
China ; and China had been forced to concede to Japan 
extensive territorial rights, economic privileges, and 
military concessions of great strategic importance. 
Thus the ante-bellum situation in the Far East was 
entirely altered, and new problems of international 
policy and relations were created. The spark struck 
at Sarajevo had, indeed, kindled a world-wide flame; 
Europe and Asia, the Occident and the Orient, alike 
were to feel its transforming force. 

In order fully to comprehend the action of both 
China and Japan during this period, an understanding 
of their development and international position is 
necessary. The summer of 1914 found China still in 



THE ATTACK UPON THE CHINESE REPUBLIC 3 

the throes of the attempt to gain political stability 
within its own boundaries ; to make its newly founded 
republic a stable reality. Less than three years before, 
on October 10, 1911, a revolution against the existing 
Manchu dynasty had broken out; on February 12, 
1912, the Manchus signed their Edict of Abdication. 
A republican form of government had already been 
set up at Nanking, with Doctor Sun Yat-sen as Pro- 
visional President; when the Manchus abdicated, Dr. 
Sun voluntarily gave place to Yuan Shih-kai, who be- 
came the first President of the Chinese Republic. A 
provisional constitution was adopted and Peking was 
chosen as the capital. Elections to the new National 
Assembly were held in the following winter and the 
two houses met in Peking in April, 1913. Ever since 
the establishment of the Republic, two clearly recog- 
nized parties had been in existence; one composed of 
the Radicals and the Liberals, made up chiefly of 
Southerners, with Dr. Sun as their leader; the other 
consisting of Conservatives and the Military Party 
who supported Yuan. The writing of the Provisional 
Constitution had been done by the Southerners ; it lim- 
ited the power of the President and gave Parliament 
a large measure of authority. The majority of the 
first Parliament were Radicals. There was much fric- 
tion between Yuan and the Assembly ; it was increased 



4 CHINA AND THE WORLD-WAR 

by Yuan's signing, without the consent of Parliament, 
a loan with the bankers of the Five Powers, includ- 
ing Japan, the United States having withdrawn; by 
Yuan's expulsion of various Southerners from of- 
fice; and by the assassination of one of their 
prominent leaders x in Shanghai, Yuan's govern- 
ment being charged by many Southerners with his 
murder. Finally the President's command to the 
Military Governor of one of the Southern provinces 
to give up his office, together with the sending of 
Northern troops to enforce the order, brought on 
armed resistance and the rebellion of the summer of 
1913. Nanking was captured by the Northern troops 
and the rebellion collapsed. Dr. Sun Yat-sen and 
many of his associates fled to Japan. In October the 
Assembly passed the laws which provided for the elec- 
tion of the President. On October 6th, Yuan Shih- 
kai was elected President by the two Assemblies for 
a term of five years; and on the next day, Li Yuan- 
hung was elected Vice-President. The United States 
and several South American republics had already rec- 
ognized the Chinese Republic; now the European 
Powers and Japan did the same. Thus the Republic 
acquired a recognized international status. 

But the drafting of the new constitution was ac- 
1 Sung Chiao-jen, 



THE ATTACK UPON THE CHINESE REPUBLIC 5 

companied by more friction, and finally, on November 
4th, Yuan purged the Parliament by expelling the Rad- 
ical members; the National Assembly was dissolved 
and an Administrative Council was formed in its place. 
On May i, 1914, a constitution designated as the 
Constitutional Compact, which had been drawn up by 
a conference organized in March, was promulgated. 
Professor F. J. Goodnow, of Columbia University, 
who had been appointed Constitutional Adviser, had 
a large influence in forming this instrument. This 
constitution gave large powers to the President, grant- 
ing him practically an absolute veto-power and the 
right to re-election after a term of ten years. It pro- 
vided for a One-chamber Parliament. After drawing 
it up, the Constitutional Compact Conference worked 
out provisions for a Council of State with the vice- 
president as speaker, which would act as a legisla- 
tive body until a new assembly could be elected. This 
Council of State began its work on June 30, 1914. It 
had before it the amendment of the laws governing the 
presidential elections, to make them conform to the 
new compact; and the laws concerning the formation 
of the new Parliament. 

This, then, was the situation in China at the out- 
break of the Great War. From her own viewpoint, 
her problems were almost entirely internal ; her whole 



6 CHINA AND THE WORLD-WAR 

mind was bent on the task of building up a republic 
in place of the old empire. She faced enormous diffi- 
culties in the lack of a system of universal education, 
of adequate transportation facilities, of modern means 
of industrial production and manufacture, and of any 
general development of her natural resources. She 
had to adjust her meagre finances to the pressure and 
demands of a government of the twentieth century, 
and she seemed to be tending toward an autocratic gov- 
ernment under the guise of a republic. She had little 
energy to spare for new foreign relations and, when 
the war broke out, as a matter of course, she at once 
announced her neutrality. 

There was some hope that Chinese territory would 
not be involved in the military operations of the con- 
flict; but the ultimatum of Japan to Germany on 
August 1 5th at once brought the war to China's doors. 
Japan, in sending this ultimatum, avowedly acted as the 
ally of Great Britain. The rise of Japan in power 
and international prestige had been meteoric. In com- 
paratively few years she had broken away from her 
seclusion; had set up a monarchy in place of a feudal 
state; and had definitely turned her face toward prog- 
ress and reform. In this step she was a full generation 
in advance of China, from which country she had or- 



THE ATTACK UPON THE CHINESE REPUBLIC 7 

iginally drawn her written language, her arts, and much 
of her civilization. As a result of two victorious wars 
she had sprung into the front-rank of world powers. 
In 1895 s h e had won Formosa and the neighbouring 
Pescadores Islands from China ; Korea had been made 
independent, and the Liaotung Peninsula, including 
Port Arthur, had been ceded to Japan. This last terri- 
tory Japan was forced to return to China on representa- 
tions of Russia, Germany and France; but in 1905, 
after the victory over Russia, Port Arthur and the Rus- 
sian railways and privileges in that section were finally 
won. All Russia's concessions and powers in Southern 
Manchuria were given to Japan, and her paramount in- 
terests were recognized in Korea. In 1910, Korea was 
formally annexed. In 1911, at the time of the Chi- 
nese revolution against the Manchus, Mongolia became 
virtually independent, and Japan began to turn her 
attention to the eastern and inner portions of that 
province which bordered the Japanese possessions in 
Southern Manchuria. 

In the meantime in Europe, friendly relations were 
being built up between Great Britain, France and Rus- 
sia ; their community of interests was evident at Alge- 
ciras and in Persia. Japan was admitted into this 
friendship first in 1902, by the formation of the Anglo- 



8 CHINA AND THE WORLD-WAR 

Japanese alliance, which was revised and extended in 
1905 and 1911: and, in 1907, in the agreement be- 
tween France and Japan regarding Far-Eastern affairs, 
which paved the way for a reconciliation with France's 
ally, Russia. In 1909, the United States suggested in 
the interests of the open-door that the Manchurian 
railways be neutralized but, as an answer, in July, 
1910, Russia and Japan entered into an agreement to 
preserve the status quo 1 without compliance with the 
American request. Thus in two decades the Japanese 
Empire had risen to a place of equality among the 
great nations, and it had gained the power to adapt 
and enforce her own foreign policy in the world-tur- 
moil produced by the Great War. 

The Anglo-Japanese Alliance contained the follow- 
ing stipulations : 

" If by reason of an unprovoked attack or aggres- 
sive action, wherever arising, either of the High Con- 
tracting Powers should be involved in war in defence of 
its territorial rights or special interests, ... the other 
High Contracting Party will at once come to the assist- 
ance of its ally and will conduct the war in common 
and make peace in mutual agreement with it." 

1 This was to be followed in 1016 by a Russo-Japanese agree- 
ment providing for mutual assistance in case cither's posses- 
sions in the Far East were threatened by a third power. 



THE ATTACK UPON THE CHINESE REPUBLIC 9 

When Japan accordingly mobilized its army and its 
fleet and, on August 15th, sent its ultimatum to Ger- 
many, its demands were two-fold: 

" First, to withdraw immediately from Japanese 
and Chinese waters German men-of-war and armed 
vessels of all kinds, and to disarm at once those that 
cannot be withdrawn. 

" Second, To deliver on a date not later than Sep- 
tember isth to the Imperial Japanese authorities, with- 
out condition or compensation, the entire leased terri- 
tory of Kiaochow, with a view to the eventual restora- 
tion of the same to China." 

A reply* within a week was demanded and, none 
being received, Japan declared war. 

Considerable uneasiness was evident in the Orient 
concerning Japan's ultimate intentions, and several 
statements were made by Japanese statesmen to allay 
these suspicions. Thus on the day Japan's ultimatum 
was delivered to Germany, Count Okuma, the Pre- 
mier, sent a telegram to the press in America, saying: 
" Japan's proximity to China breeds many absurd ru- 
mours ; but I declare that Japan acts with a clear con- 
science in conformity with justice, and in perfect 
accord with her Ally. Japan has no territorial ambi- 
tions and hopes to stand as the protector of the peace 
in the Orient." Again, in August 24th, he tele- 



10 CHINA AND THE WORLD-WAR 

graphed a message to The Independent (New York), 
saying in part : " As Premier of Japan, I have stated 
and I now again state to the people of America and 
of the world- that Japan has no ulterior motive, no 
desire to secure more territory, no thought of depriv- 
ing China or other peoples of anything which they now 
possess. My government and my people have given 
their pledge, which will be as honourably kept as Japan 
always keeps promises." 

On September 2, Japanese troops were landed on the 
coast of Shantung Province from where they marched 
overland to Tsingtao. China's fears concerning the 
possibility of its neutrality being violated seemed jus- 
tified, as the Japanese army took possession of various 
towns and cities in the interior, as well as the railroad 
to the provincial capital; assumed control of the means 
of communication; and made requisitions upon the 
Chinese population. A small force of British troops 
were landed inside the German leased territory and 
co-operated nominally in the siege of Tsingtao. On 
November 16, the city surrendered and the German 
military and naval power in the Far East was elim- 
inated. 

Japan now had an opportunity to survey the world 
situation as affected by the war and to orient itself in 
relation to it By the end of 1914 it was apparent 



THE ATTACK UPON THE CHINESE REPUBLIC II 

that the war would not end quickly: momentous 
changes in national alignments were in progress; and 
an unequalled opportunity seemed to present itself in 
Japan for satisfying various territorial and economic 
ambitions. As later events demonstrated, these ambi- 
tions and aims were five in number. First, to suc- 
ceed Germany in its position and possessions in Shan- 
tung; second, to consolidate the Manchurian territory- 
won in the war with Russia and to add to it a part 
of Mongolia; third, to gain a controlling share in the 
iron output of China; fourth, to secure the military 
safety of Japan by rendering impossible the lease of 
any of China's ports or coastal islands; fifth, if pos- 
sible, to enter into such close economic, military and 
political relations with China, as to make it, with all 
its vast resources, tributary to Japan. These five aims 
were expressed in the Twenty-one Demands served on 
China on January 18, 1915. 

The review of these demands by any true friend of 
Japan is not a pleasant task. It is only fair to say 
that the liberal-minded statesmen of the Empire, be- 
cause of the international suspicion aroused, look upon 
these demands with regret Every friend of Japan 
and China hopes that the agreements will be reviewed 
at the final Peace Conference in the light of the prin- 
ciples for which the Allies are fighting. 



12 CHINA AND THE WORLD- WAR 

Before the demands were presented to China there 
were various rumours current concerning them. 
Many Japanese statements were made advocating a 
more aggressive policy towards China. Perhaps the 
most important of these was a secret memorandum 
of the Black Dragon Society (so-named from its con- 
nection with the " Black Dragon " province of Man- 
churia). 1 This statement was by chance disclosed 
some months after the serving of the Twenty-one De- 
mands. After outlining the world's situation as it 
affected China and Japan, it emphasized the necessity 
of solving the Chinese question at once and of form- 
ing a defensive military alliance with China, and named 
most of the objectives which were sought later in the 
Japanese Demands. It also contained a surprisingly 
accurate forecast of Japanese foreign policy as a re- 
sult of the war. 

As already indicated in the ultimatum to Germany 
and in Count Okuma's message to America, Japan 
had made statements concerning the return of Kiao- 
chow and concerning any attempt to secure more ter- 
ritory or privileges from China. But a change of 
mind was indicated in December by certain statements 
made in the Japanese Parliament by Baron Kato, Min- 
ister of Foreign Affairs. Having been asked if Kiao- 
1 See Appendix I 



THE ATTACK UPON THE CHINESE REPUBLIC 13 

chow would be returned to China, he stated that the 
question regarding its future was at present unan- 
swerable, and further that Japan had never committed 
herself to return Kiaochow to China. This changed 
attitude was revealed again in the ultimatum which 
Japan presented to China in May to force acceptance 
of the Twenty-one Demands. In this ultimatum Japan 
used the non-restoration of Kiaochow as a weapon 
with which to coerce China into an acceptance of the 
Demands. In the ultimatum, she said in part, " From 
the commercial and military points of view, Kiao- 
chow is an important place, in the acquisition of which 
the Japanese Empire sacrificed much blood and money, 
and after its acquisition, the Empire incurs no obliga- 
tion to restore it to China." Then, in an accompany- 
ing note, she added : " If the Chinese Government ac- 
cepts all the articles as demanded in the ultimatum, the 
offer of the Japanese Government to restore Kiaochow 
to China, made on the twenty-sixth of April, will still 
hold good." In other words, Japan was holding Kiao- 
chow as a pawn to bargain with, and would continue 
to hold this territory, unless her other demands were 
satisfied. 

The entire group of requests concerning Shantung, 
as contained in Group I of the original Twenty-one 
Demands, was as follows : 



14 CHINA AND THE WORLD- WAR 

GROUP I 

" Art. i. The Chinese Government engages to give 
full assent to all matters- upon which the Japanese 
Government may hereafter agree with the rights of 
the German Government relating to the disposition of 
all rights, interests and concessions, which Germany, 
by virtue of treaties or otherwise, possesses in rela- 
tion to the Province of Shantung. 

"Art. 2. The Chinese Government engages that 
within the Province of Shantung and along its coast 
no territory or island will be ceded or leased to a third 
Power under any pretext. 

"Art. 3. The Chinese Government consents to 
Japan's building a railway from Chefoo or Lungkow 
to join the Kiaochow-Tsinanfu railway. 

" Art. 4. The Chinese Government engages, in the 
interest of trade and for the residence of foreigners, 
to open by herself as soon as possible certain important 
cities and towns in the Province of Shantung as Com- 
mercial Ports. What places shall be opened are to be 
jointly decided upon in a separate agreement" 

The second group of demands dealt with the Jap- 
anese sphere in Manchuria and Mongolia: As the 
result of the war with Russia, Japan had secured a 



THE ATTACK UPON THE CHINESE REPUBLIC 15 

twenty-five year lease on Port Arthur and control of 
the neighbouring railways and Russia's rights in 
Southern Manchuria. She was looking with longing 
eyes towards Eastern Inner Mongolia, but as yet had 
no rights there. Now, in a preamble to this second 
group, Japan stated that the " Chinese Government 
has always acknowledged the special position enjoyed 
by Japan in South Manchuria and Eastern Inner Mon- 
golia," and demanded a ninety-nine year lease of Port 
Arthur and the important railways of that region ; and 
privileges of trade and mining and residence in both 
Manchuria and Mongolia alike. These privileges 
went far beyond any granted in other provinces of 
China, They practically transformed Southern Man- 
churia and Eastern Inner Mongolia into Japanese de- 
pendencies. The detailed Demands were: 

GROUP II 

" The Japanese Government and the Chinese Gov- 
ernment, since the Chinese Government has always 
acknowledged the special position enjoyed by Japan in 
South Manchuria and Eastern Inner Mongolia, agree 
to the following articles: 

"Art. i. The two Contracting Parties mutually 
agree that the term of lease of Port Arthur and Dalny 



l6 CHINA AND THE WORLD-WAR 

and the term of lease of the South Manchurian Rail- 
way and the Antung-Mukden Railway shall be ex- 
tended to the period of 99 years. 

"Art. 2. Japanese subjects in South Manchuria 
and Eastern Inner Mongolia shall have the right to 
lease or own land required either for erecting suitable 
buildings for trade and manufacture or for farming. 

" Art. 3. Japanese subjects shall be free to reside 
and travel in South Manchuria and Eastern Inner 
Mongolia and to engage in business and in manufac- 
ture of any kind whatsoever. 

" Art. 4. The Chinese Government agrees to grant 
to Japanese subjects the right of opening the mines 
in South Manchuria and Eastern Inner Mongolia. 
As regards what mines are to be opened, they shall be 
decided upon jointly. 

"Art. 5. The Chinese Government agrees that in 
respect of the (two) cases mentioned herein below the 
Japanese Government's consent shall be first obtained 
before action is taken: 

" (a) Whenever permission is granted to the sub- 
ject of a third Power to build a railway or to make a 
loan with a third Power for the purpose of building a 
railway in South Manchuria and Eastern Inner Mon- 
golia. 



THE ATTACK UPON THE CHINESE REPUBLIC I/ 

"(t>) Whenever a loan is to be made with a third 
Power pledging the local taxes of South Manchuria 
and Eastern Inner Mongolia as security. 

" Art. 6. The Chinese Government agrees that if 
the Chinese Government employs political, financial or 
military advisers or instructors in South Manchuria or 
Eastern Inner Mongolia, the Japanese Government 
shall first be consulted. 

" Art. 7. The Chinese Government agrees that the 
control and management of the Kirin-Changchun Rail- 
way shall be handed over to the Japanese Government 
for a term of 99 years dating from the signing of this 
Agreement." 

Japan has not a sufficient supply of iron ore ; China 
is rich in this mineral; and the solution was obvious. 
In Group III the largest iron company in China was to 
be made a joint concern, and the future mining opera- 
tions of the Yangtze Valley were to be placed within 
Japanese control. The Agreement read: 

GROUP III 

" The Japanese Government and the Chinese Gov- 
ernment, seeing that Japanese financiers and the Han- 
yehping Co. have close relations with each other at 



1 8 CHINA AND THE WORLD-WAR 

present and desiring that the common interests of 
the two nations shall be advanced, agree to the follow- 
ing articles : 

"Art. i. The two Contracting Parties mutually 
agree that when the opportune moment arrives the 
Hanyehping Company shall be made a joint concern 
of the two nations and they further agree that without 
the previous consent of Japan, China shall not by her 
own act dispose of the rights and property of whatso- 
ever nature of the said Company nor cause the said 
Company to dispose freely of the same. 

" Art. 2. The Chinese Government agrees that all 
mines in the neighbourhood of those owned by the 
Hanyehping Company shall not be permitted, without 
the consent of the said Company, to be worked by 
other persons outside of the said Company; and 
further agrees that if it is desired to carry out any un- 
dertaking which, it is apprehended, may directly or in- 
directly affect the interests of the said Company, the 
consent of the said Company shall first be obtained/' 

Group IV involved Japanese control over Chinese 
coasts, which would ward off any future military 
measure by another Power. It read : 



THE ATTACK UPON THE CHINESE REPUBLIC 19 

GROUP IV 

" The Japanese Government and the Chinese Gov- 
ernment with the object of effectively preserving the 
territorial integrity of China agree to the following 
special articles : 

" The Chinese Government engages not to cede or 
lease to a third Power any harbour or bay or island 
along the coast of China." 

But the real extent of the Japanese ambitions was 
revealed in Group V. A new sphere Fukien was 
named, and the right to build strategic railways from 
the coast up the Yangtse River Valley was requested. 
In addition, China was to employ Japanese advisers in 
political, financial and military affairs ; police-courts in 
important cities were to be jointly administered; 
China's arsenals and war munitions were to be con- 
trolled by Japan. These demands, if granted, would 
have put China definitely in the position of a vassal 
state of Japan. They were practically the same as 
the terms forced upon Korea before its annexation. 
In detail they were : 



V 

"Art. i. The Chinese Central Government shall 
employ influential Japanese advisers in political, 
financial and military affairs. 



20 CHINA AND THE WORLD-WAR 

" Art. 2. Japanese hospitals, churches and schools 
in the interior of China shall be granted the right of 
owning land. 

"Art. 3. Inasmuch as the Japanese Government 
and the Chinese Government have had many cases of 
dispute between Japanese and Chinese police to settle, 
cases which caused no little misunderstanding, it is for 
this reason necessary that the police departments of 
important places (in China) shall be jointly adminis- 
tered by Japanese and Chinese or that the police de- 
partments pf these places shall employ numerous Jap- 
anese, so that they may at the same time help to plan 
for the improvement of the Chinese Police Service. 

" Art. 4. China shall purchase from Japan a fixed 
amount of munitions of war (say 50% or more) of 
what is needed by the Chinese Government; or that 
there shall be established in China a Sino-Japanese 
jointly-worked arsenal. Japanese technical experts 
are to be employed and Japanese material to be pur- 
chased. 

" Art 5. China agrees to grant to Japan the right 
of constructing a railway connecting Wuchang with 
Kiukiang and Nanchang, another line between Nan- 
chang and Hangchow, and another between Nanchang 
and Chaochou. 

" Art. 6. If China needs foreign capital to work 



THE ATTACK UPON THE CHINESE REPUBLIC 21 

mines, build railways and construct harbour-works 
(including dock-yards) in the Provinces of Fukien, 
Japan shall be first consulted. 

" Art. 7. China agrees that Japanese subjects shall 
have the right of missionary propaganda in China." 1 

These Twenty-one Demands were rather curiously 
prefaced by the statement : " The Japanese Govern- 
ment and the Chinese Government, being desirous of 
maintaining the general peace in Eastern Asia and 
further strengthening the good neighbourhood between 
the two nations, agree to the following." They were 
presented by the Japanese Minister directly to the Pres- 
ident, Yuan Shih-kai. The utmost secrecy was main- 
tained and, when rumours became current, the Japanese 
Government officially denied their existence. A 
month later, it issued a statement listing only eleven 
demands, Group V and the more objectional requests 
being omitted. On April 26th, in place of the original 
Twenty-one Demands, twenty-four were presented 
with slightly different wording. On May 7, an ulti- 
matum was sent by Japan, demanding the immediate 
acceptance of the first four groups and threatening 
force if a favourable answer was not received. The 
fifth group was to -be held over for future negotiations. 

1 Refers to preaching Buddhism. 



22 CHINA AND THE WORLD-WAR 

On May 8, China submitted, at the same time affirming 
in a supplementary statement that it was forced to take 
this step and that it would not be responsible for any 
consequent infringements upon the treaty rights of 
other nations or the principle of the " Open Door." 

The conclusion of these negotiations marked the 
winning by Japan of most of its original objectives. 
The hope of making China entirely subservient had not 
been realized, but Japan's power over the Republic had 
been enormously increased and the acquiring of final 
control seemed only a matter of time. The situation 
was summed up by Dr. Stanley K. Hornbeck, a lead- 
ing authority on Far Eastern affairs, as follows : 

" Whatever her intentions, Japan has accomplished 
in regard to China at least five things : she has consoli- 
dated her own position in her northern sphere of influ- 
ence, Manchuria; she has driven the Germans out of 
their former sphere of influence, Shantung, and has 
constituted herself successor to Germany's rights; she 
has given warning that she considers Fukien Province 
an exclusive sphere for Japanese influence ; she has un- 
dertaken to invade the British sphere of influence ; and 
she stands in a position to menace and to dictate to 
the Peking government. A glance at the map of 
North China will show how completely Peking is at 
Tapan's mercv. In control of Port Arthur and nf th^ 



THE ATTACK UPON THE CHINESE REPUBLIC 23 

Shantung Peninsula, Japan commands the entrance to 
the Gulf of Pechili, which is the doorway by sea to 
Tien-tsin and Newchwang. In possession of Tsing- 
tao, Dairen, and (virtually) of Antung and New- 
chwang, Japan thus commands every important port 
and harbour of the Yangtse. With the Manchurian 
railways penetrating the heart of Manchuria and the 
Shantung Railway extending to the heart of Shantung 
and with the right to extend the latter line to join 
the Peking-Hankow line Japan is in a position, 
should she so choose, at any moment to grind Peking 
between the millstones of her military machine. So 
far as strategy is concerned, Japan has North China 
commercially, militarily, and politically at her mercy." x 

The interest aroused among the nations by these ne- 
gotiations was, of course, keen, and the matter at- 
tracted world-wide publicity. The United States was 
the only great power not involved in the war in Eu- 
rope, and it was perhaps natural that it should be the 
one country openly to voice a protest against the set- 
tlement. On May 16 she delivered the following note 
to the Chinese Government at Peking and to the Japan- 
ese Government at Tokyo : 

" In view of the circumstances of the negotiations 

1 S, K. Hornbeck, Contemporary Politics in the Far-East, page 



24 CHINA AND THE WORLD-WAR 

which have taken place or which are now pending be- 
tween the Government of China and the Government 
of Japan and the agreements which have been reached 
and as a result thereof, the Government of the United 
States has the honour to notify the Government of the 
Chinese Republic that it cannot recognize any agree- 
ment or undertaking which has been entered into, or 
which may be entered into between the Governments 
of China and Japan impairing the treaty rights of the 
United States and its citizens in China, the political or 
territorial integrity of the Republic of China, or the 
international policy, commonly known as the open door 
policy." 

Thus the first year of the Great War brought 
changes of the most vital importance to the Orient. 
Whether or not these changes shall become permanent 
can be decided only at the conference which will come 
at the close of the world-conflict. 



CHAPTER II 

THE ATTACK UPON THE CHINESE REPUBLIC FROM 

WITHIN, DURING THE SECOND YEAR 

OF THE WAR 

THE ATTEMPT OF YUAN SHIH-KAI TO RESTORE THE 
MONARCHY 

THE first year of the war brought vital changes in 
China's foreign relations, especially in those with 
Japan. The second year saw changes within the coun- 
try of almost as great importance. 

These changes, in their ultimate result, were in line 
with the world tendencies of the present time toward 
democracy and popular government Writing in 
August, 1916, to the New York Times, the author 
tried to sum up the events of the preceding months, 
saying in part : 

" If it were not for the all-absorbing cataclysm in 
Europe, all eyes would be turned toward the Orient 
and the great movements now in evidence there. Cer- 
tainly the developments in India and Japan since the 
Great War began are of vast importance in the mould- 
ing of the future of Asia. But it is in China, espe- 

25 



26 CHINA AND THE WORLD-WAR 

cially during the past year, that events of unique inter- 
est have taken place. The sudden clamour for the 
change of the infant republic into a monarchy, which 
began last fall ; the continued agitation for this trans- 
formation in the form of government, culminating on 
Dec. ii in the unanimous vote of the Convention of 
Representatives of the Citizens for a Monarchy, with 
Yuan Shih-kai at its head; the gradual appearance of 
a most serious opposition, resulting in the revolt of the 
southern provinces; the sudden cancellation of the 
monarchial project by Yuan Shih-kai on March 22; 
the effort to oust Yuan as President, ending dramat- 
ically with his death on June 6, and the election of Li 
Yuan-hung as President in his stead; these are a 
few of the main events in a most absorbing, hard-won 
fight between democracy and autocracy in the Far 
East. , . . In this fight for the republic in China, 
America should have a very real interest and sym- 
pathy." 

The summer of 1915 found China just recovering 
from the shock of the Japanese aggressions ; in retalia- 
tion, the country was entering upon a nation-wide boy- 
cott of Japanese goods and productions. Attempts 
were being made to raise a National Salvation Fund to 
be applied toward strengthening the nation in every 
possible way. The gifts toward this latter cause were 



THE ATTACK UPON THE CHINESE REPUBLIC 2/ 

from all classes ; one ricksha coolie in a certain city was 
said to have given to the fund forty Mexican dollars, 
the saving of his entire lifetime: 

Ever since the dissolution of Parliament in Novem- 
ber, 1913, Yuan Shih-kai had been moving toward a 
centralized government, with the power in the hands of 
a few of his lieutenants. There were open suggestions 
of a return to a monarchy. The Japanese demands 
hastened this entire movement. In support of a return 
to the monarchy the arguments were in the main three : 
first, that a monarchy, and one of militaristic tenden- 
cies, was stronger than a Republic. Germany and 
Japan were cited as examples. Second, that at the 
close of the war, if there were not a strong govern- 
ment if the right of succession were not clear 
and if civil strife, which seemed common in a Repub- 
lic, continued ; the other nations would step in and 
take control of China and would put a ruler of their 
own choosing on the throne, just as Japan had done in 
Korea before its annexation. A third reason was the 
wish of the eldest son of Yuan Shih-kai to succeed his 
father as Emperor. 

Shortly after the Japanese ultimatum in May, the 
Chou An Hui (Society for the Preservation of Peace) 
was organized with the purpose of spreading propa- 
ganda in support of the monarchical idea. A pamphlet 



28 CHINA AND THE WORLD-WAR 

by a scholar called Yang Tu was circulated in August, 
giving the reasons for the proposed change. It was 
entitled " A Defence of the Monarchical Movement," 
and was in the form of a dialogue between a stranger 
and a citizen of the Republic. Three excerpts will be 
sufficient to exhibit its type of reasoning. 

" The people of a republic are accustomed to listen 
to the talk of equality and freedom which must effect 
the political and more especially the military adminis- 
tration. . . . But the German and Japanese troops ob- 
serve strict discipline and obey the orders of their 
chiefs. That is why they are regarded as the best 
soldiers in the world. France and America are in a 
different position. They are rich but not strong. The 
sole difference is that Germany and Japan are ruled 
by monarchs while France and America are republics. 
Our conclusion therefore is that no republic can be 
strong. . . . The best thing for us to do is to adopt 
part of the Prussian and part of the Japanese in our 
constitution-making. . . . 

" The vital question of the day, setting aside all 
paper talk, is whether or not China has a suitable man 
to succeed President Yuan Shih-kai. . . . Confusion 
and disturbance will follow with great rapidity. Then 
foreign countries which have entertained wild am- 
bitions, availing themselves of the distressful situation 



THE ATTACK UPON THE CHINESE REPUBLIC 29 

in China, will stir up ill-feelings among these parties 
and so increase the disturbances. When the proper 
time comes, various countries, unwilling to let a single 
country enjoy the privilege of controlling China, will 
resort to armed intervention. In consequence the east- 
ern problem will end in a rupture of the international 
peace. Whether China will be turned at that time into 
a battleground for the Chinese people or for the for- 
eign Powers I cannot tell you. It is too dreadful to 
think of the future which is enshrouded in a veil of 
mystery. However, I can tell you that the result of 
this awful turmoil will be either the slicing of China 
like a melon or the suppression of internal trouble with 
foreign assistance which will lead to dismemberment. 
As to the second result some explanation is necessary. 
After foreign countries have helped us to suppress in- 
ternal disturbances, they will select a man of the type 
of Li Wang of Korea, who betrayed his country to 
Japan, and make him Emperor of China. Whether 
this man will be the deposed emperor or a member of 
the Imperial family or the leader of the rebel party, 
remains to be seen. In any event he will be a figure- 
head in whose hand will not be vested political, finan- 
cial and military power, which will be controlled by 
foreigners. All the valuable mines, various kinds of 
industries - and our abundant natural resources, will 



30 CHINA AND THE WORLD-WAR 

likewise be developed by others. China will thus dis- 
appear as a nation." * 

Here in very glaring terms was shown the fear of 
attempting to work out a democracy in a world of sup- 
posedly militaristic nations. China was afraid to go 
on with the experiment. The only safety seemed to 
lie in a reversion to armed autocracy. The Asiatic 
world was not " safe for democracy," and China had 
no friend whom she could trust to make it safe for 
her to continue her attempts in that direction. 

All these factors became clear later, but to observers 
living in China, the political situation in the fall of 
1915 was full of mystery. Since the dissolution of 
Parliament the republic had been one in name rather 
than in fact; but the speed with which the monarchical 
movement gained headway surprised most onlookers. 
The sentiment among the middle and lower classes of 
the Yangtze Valley and the south seemed strongly 
against the monarchy and against Yuan Shih-kai for 
apparently supporting it. The writer talked with men 
of all classes ricksha-coolies, Confucian scholars, 
Buddhist priests, and returned students, and every one, 
after taking due precaution against being overheard, 
came out in support of the republic and denounced 

1 Putnam-Weale, The Fight for the Republic in China, pages 
151 and 161. 



THE ATTACK UPON THE CHINESE REPUBLIC 31 

Yuan. Dr. Morrison, after a tour of inspection of the 
Yang-tse Valley, described the sentiment of the people 
as one of " solid resentment " against the whole move- 
ment. The feeling was even stronger in the south. 

There were certain indications even then that Yuan 
Shih-kai was acquiescent in, if, indeed, not a supporter 
of, the monarchical movement. Persistent rumours 
came from close friends of his in the capital that he 
was influenced by his son to make the change for the 
latter's benefit as his successor. Only former officials 
and friends of the administration were allowed to vote 
in December. The editor of one of the Monarchist 
newspapers in Shanghai, which was blown up by the 
Republicans, stated outright amid the smoking ruins 
of his office that he had special permission from the 
Central Government for his propaganda. But the 
publication by the Republican Government in the fol- 
lowing summer of over sixty secret communications of 
Yuan Shih-kai's Government preceding and during the 
election in the Fall brought out clearly the entire situa- 
tion; the whole monarchical effort, in the words of 
Putnam Weale of Peking, was stamped as " a cool and 
singular plan to forge a national mandate which has 
few equals in history." 

In publicly beginning its propaganda in August, fol- 
lowing the publishing of the pamphlet by Yang Tu, 



32 CHINA AND THE WORLD-WAR 

the monarchical movement very cleverly used a state- 
ment of Dr. Francis J. Goodnow, President of Johns 
Hopkins University, and political adviser to the Chi- 
nese Government. Dr. Goodnow's opinion was purely 
an academic one; he stated that a change from a repub- 
lic to a monarchy could be successfully made under 
three conditions: first, that the peace of the country 
was not thereby imperiled; second, that the laws of 
succession should first be securely fixed; third, pro- 
vision should be made for some form of constitutional 
government. Of course, the Monarchists, in quoting 
this opinion, entirely omitted these conditional clauses. 

On Aug. 16 the Chou An Hui published its first 
manifesto referring to this statement. Yuan Shih-kai, 
in a speech before the State Council, said among other 
things : " I regard the proposed change as unsuitable 
to the circumstances of the country." But on Aug. 30 
the first secret telegram was dispatched from Peking 
concerning the proposed change of government. It 
was a code telegram to the Military and Civil Gov- 
ernors of the provinces, to be deciphered personally by 
them with the Council of State code. After certain 
initial steps are mentioned in detail, the document 
reads : 

" The plan suggested is for each province to send ir 
a separate petition, the draft of which will be made ir 



THE ATTACK UPON THE CHINESE REPUBLIC 33 

Peking and wired to the respective provinces in due 
course. . . . You will insert your own name as well 
as those of the gentry and merchants of the province 
who agree to the draft. These petitions are to be 
presented one by one to the Legislative Council as soon 
as it is convoked. At all events, the change in the 
form of the State will have to be effected under colour 
of carrying out the people's will." * 

The Monarchical Society, realizing that matters had 
progressed sufficiently by this time for it to assert 
itself, on Sept. 27, under the leadership of Yang Tu 
0$d Sun Yu-chun, dispatched a code telegram to the 
Military and Civil Governors, asserting that all danger 
of a true expression of provincial wishes must be erad- 
icated. The telegram offers suggestions regarding the 
government of the different districts and then con- 
cludes : 

" In order to clothe the proceedings with an appear- 
ance of regularity, the representatives of the districts, 
though they are really appointed by the highest mili- 
tary and civil officials of the province, should still be 

1 The telegrams and communications quoted in this chapter ap- 
pear in full in a publication of the Republican Government of 
China with the title: "The People's Will: An Exposure of the 
Political Intrigues at Peking Against the Republic of China," and 
in the columns of the Peking Case tie. 



34 CHINA AND THE WORLD-WAR 

nominally elected by the districts. As soon as the 
representatives of the districts have been appointed, 
their names should be communicated to the respective 
district magistrates, who are to be instructed to draw 
up the necessary documents in detail, and to cause a 
formal election to be held. Such documents should, 
however, be properly antedated." 

On Sept. 29 Chu Chi-chun, Military Governor of 
Mukden, representing the Administrative Council, 
telegraphed as follows : 

" While the plan of organization is determined by 
the Administrative Council, the carrying out of tf*t 
ulterior object of such plan rests with the superinten- 
dents in chief of the election. They should, therefore, 
assume a controlling influence over the election pro- 
ceedings and utilize them to the best advantage. The 
representatives of the citizens should be elected, one 
for each district wherever possible, from among the 
officials who are connected with the various Govern- 
ment organs in the provincial capital, so that there 
may be no misunderstanding as to the real object of 
voting." 

This telegram indicated that the representative or- 
gan of the people was under the control of high officials 
and was " utilized " by them " to the best advantage," 
and that the representatives themselves were to be 



THE ATTACK UPON THE CHINESE REPUBLIC 35 

chosen from among those connected with the Govern- 
ment organizations in the various provincial capitals. 

On October 1 1 the National Convention Bureau sent 
the following telegram : 

" The future peace and safety of the nation depend 
upon the documents exchanged between the Govern- 
ment organs and Peking and those in the provinces. 
Should any of these come to the notice of the public, 
the blame for failure to keep official secrets will be laid 
upon us. Moreover, as these documents concern the 
very foundation of the State, they will, in case they be- 
come known, leave a dark spot on the political history 
of our country. Upon their secrecy depends our na- 
tional honour and prestige in the eyes of both our own 
people and foreigners. . . . We hope you will appoint 
one of your confidential subordinates to be specially 
responsible for the safe custody of the secret docu- 
ments/' 

. Despite the increasing unrest among the people, a 
circular telegram was dispatched on Oct. 23, which 
apparently " drove the last nail into the coffin of the 
Chinese Republic." It was a nomination of Yuan 
Shih-kai, and read : 

" The letters of nomination to be sent in after the 
form of state shall have been put to the vote, must 
contain the following words : * We, the citizens' rep- 



36 CHINA AND THE WORLD-WAR 

resentatives, by virtue of the will of the citizens, <io 
hereby respectfully nominate the present President 
Yuan Shih-kai as Emperor of the Chinese Empire, and 
invest him to the fullest extent with all the supreme 
sovereign rights of the State. He is appointed by 
Heaven to ascend the Throne and to transmit it to his 
heirs for ten thousand generations.' These characters, 
forty-five in all, must not be altered on any account. 

" Before the form of the State has been settled, the 
letters of nomination must not be made public. A 
reply is requested." 

A few days later Oct. 28 the attention of the 
Central Government was drawn by Japan, England, 
and Russia (later supported by France and Italy as 
allies) toward the inadvisability of taking steps that 
would threaten the peace of China; but Lu Cheng- 
hsiang, Minister of Foreign Affairs, replied that it 
was too late to retract, as the matter had already been 
decided. When their surprise over this unexpected 
reply had subsided, those in charge of the plot sent the 
following state telegram to the provinces : 

t A certain foreign power, under the pretext that 
the Chinese people are not of one mind and that 
troubles are to be apprehended, has lately forced Eng- 
land and Russia to take part in tendering advice to 
China. In truth, all foreign nations know perfectly 




Copyright by unacrwood & Underwood, N, Y. 
Yuan Shih-kai, First President of the Chinese Republic. 



THE ATTACK UPON THE CHINESE REPUBLIC 37 

well that there will be no trouble, and they are obliged 
to follow the example of that power. If we accept 
the advice of other powers concerning our domestic 
affairs and postpone the enthronement, we should be 
recognizing their right to interfere. Hence, action 
should under no circumstances be deferred. When 
all the votes of the provinces unanimously recommend- 
ing the enthronement shall have reached Peking, the 
Government will, of course, ostensibly assume a waver- 
ing and compromising attitude, so as to give due re- 
gard to international relations. The people, on the 
other hand, should show their firm determination to 
proceed with the matter at all costs, so as to let the 
foreign powers know that our people are of one mind. 
If we can only make them believe that the change of 
the republic into a monarchy will not in the least give 
rise to trouble of any kind, the effects of the advice 
tendered by Japan will ipso facto come to naught/' l 
On Dec. 21 was played the last act in the drama. 
Forty-eight hours before General Tsai Ao threw down 
the gauntlet in Yunnan, because of the strange quiet 
that pervaded the country the Monarchists boldly de- 
termined to pay no further heed to any suggestion that 

i There is evidence for the view that Japan at first encouraged 
Yuan in his monarchical aspirations, and then suddenly reversed 
its position. 



38 CHINA AND THE WORLD-WAR 

they withdraw from their purpose, even though force 
be threatened. For it had been discovered, after the 
ballot boxes were opened on Dec. u that every voter 
had cast his ballot for Yuan Shih-kai to be Emperor ! 
And he, isolated in his palace from the populace and 
deceived by his followers, had accepted the nomina- 
tion. 

All that remained now was to blot out every trace 
of the conspiracy, that the deceit " should not stain the 
opening pages of the history of the new dynasty," 
as a later telegram read, which is in part quoted below : 

" No matter how carefully their secrets may have 
been guarded (it asserts), still they remain as perma- 
nent records which might compromise us; and in the 
event of their becoming known to foreigners we shall 
not escape severe criticism and bitter attacks, and, what 
is worse, should they be handed down as part of the 
national records, they will stain the opening pages of 
the history of the new dynasty. The Central Govern- 
ment, after carefully considering the matter, has con- 
cluded that it would be better to sort out and burn the 
documents so as to remove all unnecessary records and 
prevent regrettable consequences. For these reasons 
you are hereby requested to sift out all telegrams, let- 
ters, and dispatches concerning the changes in the form 
of the State, whether official or private, whether re- 



THE ATTACK UPON THE CHINESE REPUBLIC 39 

ceived from Peking or the provinces (excepting those 
required by law to be filed on record), and cause the 
same to be burned in your presence." 

Such intrigues were certain to bear fruit, and on 
Dec. 23, Tsai Ao and Tang Chi-yao, Governors of 
Yunnan, revolted, and blazed the way for the rebel- 
lion which ultimately should oust Yuan from power. 
They declared that Yuan had been guilty of "delib- 
erately misrepresenting the people's will by induce- 
ments and threats/' and took their stand once more for 
the republic. Yunnan was followed by Kweichow. 

Despite- this protest, the beginning of the new 
dynasty 1 was set for January i, 1916, and the 
Government buildings in the larger cities were dec- 
orated with the national flag in honour of the event 
Memorials praying for an early ascension of the 
throne were sent to Peking by various Monarchists. 
But on January 26, Yuan Shih-kai, dubbed the " Ta 
Huang Ti" ("Great Emperor") by the Peking 
Gazette, a Republican sympathizer, announced that 
the enthronement would be postponed : " The Prov- 
ince of Yunnan is opposing the Central Govern- 
ment and under some pretext a rebellion has been 
raised in these regions. . . . We are profoundly 
grieved to confess that a portion of the people are dis- 

1 Called Hung Hsien. 



40 CHINA AND THE WORLJD-WAR 

satisfied with us. ... To perform the ceremony of 
enthronement at this juncture would, therefore, set our 
heart on thorns. The enthronement will have to be 
postponed to a date when the affairs in Yunnan are 
again under control/* 

The month of February was one of speculation and 
of discouragement on the part of the Republicans. 
The control of the military forces of the north was 
tightened in all suspected centres ; Nanking, which had 
been the hotbed of revolution for the last four years, 
was practically under martial law; soldiers with fixed 
bayonets patrolled the streets ; signs were put up in the 
tea houses and Government schools forbidding any dis- 
cussion of political affairs; infractions of this rule 
were severely punished. But the unrest continued, a 
statement of one of the scholars in Nanking being in- 
dicative of public sentiment in general. On being 
asked by the author what he thought of the new flag 
which the Monarchists proposed for the nation, he said 
he thought the best design would be a white flag with 
a great black spot in the centre (for Yuan Shih-kai). 

This dissatisfaction found active expression in the 
revolt on March 17 of Kuangsi, which made, among 
others, the following demands upon the Central Gov- 
ernment : The cancellation of the empire and reinsti- 
tution of the republican form of government; the abdi- 



THE ATTACK UPON THE CHINESE REPUBLIC 4! 

cation of Yuan Shih-kai; and the convocation of a 
legislative body which should represent and be capable 
of expressing the authentic " will of the- people." 

On March 22 this was answered by a mandate from 
Yuan cancelling the whole monarchical movement. In 
it he said : " I am still of the opinion that the desig- 
nation petitions submitted are unsuited to the demands 
of the time, and the official acceptance of the imperial 
throne is hereby cancelled. ... I now confess that the 
faults of the country are the result of my own faults." 

Although Yuan had relinquished his ambition for 
the throne, he was not willing to abdicate entirely, and 
nothing short of this would satisfy the Southerners. 
Chekiang Province revolted and its Governor fled; 
Kwangtung followed. The press was full of fiery 
articles calling for Yuan's retirement. On April 27 
General Tsai Ao, the great military leader of the Re- 
publicans, sent a long telegram to Peking urging Yuan 
to retire, and concluding with a threat : " If, how- 
ever, you should continue to linger and delay to make 
a prompt decision in the sense of retirement and com- 
pel the people to elaborate their demands in plainer 
language, your retirement will be compulsory instead 
of voluntary, and your high virtue will be lowered/' 
This was followed by a similar appeal by Dr. Wu 
Ting-fang. 



42 CHINA AND THE WORLD-WAR 

Yuan remaining obdurate, on May 10 the southern 
provinces elected Li Yuan-hung as President. On 
May 17 Liang -Chi-chao, the Republican leader, who 
had the highest reputation among the scholars of 
China, telegraphed Peking : " Since Hsaing-Cheng 
(Yuan Shih-kai) has been morally defeated in the eyes 
of Chinese as well as foreigners, the iron verdict has 
been passed on him demanding his retirement. " This 
was backed on May 18, the following day, by a state- 
ment of 300 members of the former National Assem- 
bly, which Yuan had dissolved in 1913. 

Through all this discussion Nanking had remained 
neutral. On May 15 General Feng Kuo-chang held 
a conference of the representatives of the ten provinces 
which were still loyal. The conference accomplished 
little except to emphasize the growing demand for 
Yuan's retirement. On May 24 Szechuan revolted, 
and two days later Yuan first publicly announced his 
intention to retire, saying: " My wish to retire is my 
own and originated with myself. I have not the 
slightest idea of lingering with a longing heart at my 
post." On May 29 Yuan issued a long statement in 
which he reviewed in detail his action in connection 
with the attempted change of Government. Two sen- 
tences are rather interesting in the light of the present 
knowledge of the entire situation: 



THE ATTACK UPON THE CHINESE REPUBLIC 43 

" I, the great President, have done everything I 
could to ascertain the real will of the people by taking 
measures to prevent every possible corruption, the 
same being in pursuance of my wish to respect the will 
of the people. ... In dealing with others I, the great 
President, have always been guided by the principle of 
sincerity/' 

The comment upon this mandate by the editor of 
the Peking Gazette, himself a Chinese, is indicative of 
the sentiment of the country at that time : 

"If there were not a growing danger with every day 
that the Chief Executive tarried in office, moderate 
Chinese might be inclined to read with some patience 
and in a sense of sympathy the mandate issued on 
Monday night, which we translate in full today. It is 
obviously the attempt of Yuan Shih-kai to set himself 
right with posterity and to state for the future his- 
torian his own version of a transaction that has made 
him weaker than the child-ruler who preceded him. 
There is no time to reread what has already been as- 
severated time and again to a skeptical world. There 
is no time to shed a tear for a fall from greatness that 
is without parallel in history. The nation's perils 
thicken and the voice of the people clamours for the 
retirement that is to bring surcease of their harass- 
ment. Again we bid him be wise and leave the work 



44 CHINA AND THE WORLD-WAR 

that must be done by other hands under surer knowl- 
edge of the great new forces in our midst." 

During the following week Yuan Shih-kai became 
seriously ill, and on June 6 he died, the cause of his 
death being urinaemia. A few hours before his death 
he issued his last mandate, in which he handed over 
the Government to the Vice-President. His closing 
words were not without pathos : " Owing to my lack 
of virtue and ability, I have not been able fully to trans- 
form into deed what I have desired to accomplish ; and 
I blush to say I have not realized one-ten-thousandth 
part of my original intention to save the country and 
the people. ... I was just thinking how I could retire 
into private life when illness has suddenly overtaken 
me. . , . The ancients once said, * It is only when the 
living do try to become strong that the dead are not 
dead/ This is also the wish of me, the great Presi- 
dent/' 

President Li Yuan-hung at once entered upon his 
office, beginning on June 7, according to the Peking 
Gazette, " the work that ought to have been begun four 
years ago." His first mandate was as follows: 

I 

" Yuan-hung has assumed the office of President on 
this the 7th day of the sixth month. Realizing his lack 



THE ATTACK UPON THE CHINESE REPUBLIC 45 

of virtue, he is extremely solicitous lest something may 
miscarry. His single aim will be to adhere strictly to 
law for the consolidation of the republic and the 
moulding of the country into a really constitutionally 
administered country. May all officials and people act 
in sympathy with this idea and with united soul and 
energy fulfil the part that is lacking in him. This is 
his great hope." 

The issuing of the mandate was followed by tele- 
grams from most of the provinces, stating their loyalty 
to the new President and to the Republican Govern- 
ment. A few days later Liang Shih-yi, the chief 
counsellor and adviser of Yuan Shih-kai among the 
Monarchists, resigned from his position in the Govern- 
ment ; thus the chief obstacle to harmony was removed. 
The efforts of the new Republican Government were 
then directed toward the establishment of a Parlia- 
ment, according to the Provisional Constitution 
adopted at Nanking in 1912. The Constitutional 
Compact adopted in May, 1914, was discarded. Par- 
liament was reconvened on August i, and the follow- 
ing month a Cabinet was formed with Tuan Chi-jui as 
Premier. Feng Kwo-chang was elected Vice-Presi- 
dent. Thus the Republic of China again took up its 
course as a national entity. 

The first year of the war had brought grave dangers 



46 CHINA AND THE WORLD-WAR 

to the Chinese Republic from without. In the second 
year it encountered equally grave dangers from within. 
The overthrow of militarism, for a time at least, 
within its own borders, prepared the way for a more 
sympathetic understanding of the great world situation 
in which a similar principle was at stake. In its best 
ideals and traditions China had always been an oppo- 
nent of military power unfettered by the will of the 
people. The right of rebellion against tyrants had 
brought to a close many of its ancient dynasties. The 
scholar had stood the highest in the social scale: the 
soldier the lowest. The Confucian Classics, which 
have had a greater influence than any other writing in 
moulding the mind of the people, contain many pas- 
sages emphasizing the importance of the government 
being founded on the popular will, and designating the 
ruler as a servant of the people. " In a state, the peo- 
ple are most important: the ruler is of least impor- 
tance." "Heaven (or God) sees as my people see: 
Heaven (or God) hears as my people hear." " The 
commander of the forces of a large state may be car- 
ried off, but the will of even the humblest of its sub- 
jects cannot be taken from him." In the Analects, the 
essentials of government had been named: imperfect 
as was the comprehension of the average Chinese in 
1915-16 of all that democracy and popular govern- 



THE ATTACK UPON THE CHINESE REPUBLIC 47 

ment meant, there seemed to have been some glimmer- 
ing understanding concerning the principles at stake : 
principles which were named by the Great Sage of 
China over twenty- four hundred years ago. 

Tsze-kung asked about Government. The Master 
(Confucius) said, " The essentials of Government are 
that there be sufficient food, sufficient military equip- 
ment, and the confidence of the people in their rulers." 

Tsze-kung said: "If it cannot be helped, and one 
of these must be dispensed with, which of the three 
should be foregone first?" 

" The military equipment," said the Master. 

Tsze-kung again asked : " If it cannot be helped, 
and one of the remaining two must be dispensed with, 
which of them should be foregone? " 

The Master answered: "Part with the food. 
For, from of old, death has been the lot of all men; but 
if the people have no faith in their rulers, the State 
cannot stand/' * 

i Analects of Confucius, Book 12, Chapter 7. 



CHAPTER III 

THE PROGRESS OF CHINESE REPUBLICAN GOVERN- 
MENT LEADING TO A NEW FOREIGN POLICY 

ON the third anniversary of the outbreak of the 
Great War, Parliament was re-convened in China, and 
a new start was made upon Republican paths. Fol- 
lowing the death of Yuan Shih-kai in June, Li Yuan- 
hung had been made President; Feng Kwo-chang, 
Governor of Kiangsu Province, and recognized leader 
of the Yangtze Valley region, had been elected Vice- 
President; and General Tuan Chi-jui, appointed Pre- 
mier of the Cabinet, which was organized in Septem- 
ber. On Sept. 1 5th, Parliament set to work on the 
drafting of the permanent constitution. The Chinese 
ship of state seemed to be sailing on comparatively 
smooth waters. This calm was not broken until the 
bursting of the storm over the declaration of war with 
Germany and Austria eight months later. 

The general satisfaction over the progress in consti- 
tutional government is shown by a description of state 
affairs sent to America by the writer on Feb. 1 1, 1917. 



CHINESE REPUBLICAN GOVERNMENT 49 

" Hangchow, China. 

" The prophecy made in verse by Rudyard Kipling 
concerning the fate of the man who should try to 
' hustle the East ' is fast becoming an anachronism. It 
is especially inapplicable to the evolution of the govern- 
ment of China. A year ago the infant republic appar- 
ently had been strangled and a monarchy reared in its 
stead; January i, 1916, was set as the beginning of the 
new dynasty with Yuan Shih-kai at its head ; and prep- 
arations were being made for the enthronement ; no dis- 
cussion of political affairs was allowed, signs forbid- 
ding it being put up in all public places. A protest 
against the monarchy by Liang Chi-chao, one of the 
chief Republican leaders, involved him, as he himself 
admitted, ' in serious difficulties, exposing his life to 
grave dangers/ Now, however, all this is changed. 
The republic has been re-established, Parliament hav- 
ing been in session over seven months ; Yuan Shih-kai 
is dead, and President Li Yuan-hung is at the head of 
the Government ; the draft constitution for the republic 
has passed the first reading, with its articles guaran- 
teeing freedom of speech and freedom of worship; 
Liang Chi-chao himself has visited Peking where he 
was honoured as few Chinese have been honoured by 
their countrymen. A concrete illustration of the com- 
parative strength of Yuan Shih-kai's government and 



5O CHINA AND THE WORLD-WAR 

the present one is afforded by the situation in this 
city of Hangchow, the capital of Chekang Province. 
Ten months ago following the lead of Yunnan, Kwei- 
chow, and Kuangsi, Chekiang revolted against Yuan 
Shih-kai and declared itself in favour of a real republic. 
The Governor, who was a friend of Yuan, was forced 
to flee ; and all connection with Peking was severed. 
Today as a result of a minor quarrel among the Hang- 
chow officials, the central Government has sent down 
its own appointee, Yang Shan-teh, as Governor, and 
he has been accepted by the people without disturbance. 
This is the first time that an outside representative of 
the central Government has been Governor of Che- 
kiang, and in the judgment of experienced foreigners, 
his acceptance by the people is a valuable indication 
of the strength of the present government. In the 
words of Putnam Weale, of Peking, ' President Li 
Yuan-hung' s seven months' quiet tenure of office has 
indeed brought the prospects of ultimate success much 
nearer than it was at any time under Yuan Shih-kai's 
so-called iron rule, proving conclusively that in civil- 
ized communities, reason has many times the value of 
that disruptive and criminal agency, force/ 

" The whole political situation, marking the emer- 
gence of China from the realm of mediaeval, autocratic 



CHINESE REPUBLICAN GOVERNMENT 5! 

government into that of modern, representative govern- 
ment, is a drama of intense interest. The Chinese are 
passing through the same stages in political philosophy 
that America and France and other democratic nations 
have traversed. They are settling now their " Magna 
Charta " and their " Bill of Rights." The discussion 
of the constitution was begun on September 15, with 
C. T. Wang, whom I knew at Yale, now the Vice 
President of the Senate, as Chairman of the Prelim- 
inary Examination meetings. The first reading was 
finished and a report made on January igth. The 
eleven original chapters and several additional ones 
were discussed. The chapters concerning the " form 
of State/' that of a republic; the rights of citizens, 
including freedom of speech, and freedom of worship; 
the two-house system of parliament; the appointment 
of a Premier and Cabinet; the organization of law 
courts ; were all passed by the necessary three-quarter 
vote of the quorum made up of two-thirds member- 
ship of the two houses." 

There were three subjects which aroused special 
discussion at the Capital. They were the budget, 
local self-government and State religion. The matter 
of finance was always a trying one, as China had to 
rely largely on foreign loans. The money advanced 



52 CHINA AND THE WORLD-WAR 

by America was generally welcomed, and the announce- 
ment that America intended to encourage investment 
in China was greeted with satisfaction. 

The provincial self-government bill was passed in 
the first reading January loth after much discussion, 
and the President issued a mandate supporting it. 
He said in part : 

" In the olden days the district and prefect system 
formed the beginning of an excellent system of gov- 
ernment, and the services of the village elders and 
district councillors were reported as valuable aids to 
good administration. The spirit of self-government 
had therefore already been developed in ancient times. 
... In the Tsing Dynasty a beginning was made 
in self-government, and a system far from complete 
and satisfactory was set up. When the republic was 
formed the work was continued . . . and at this 
time of general reform, when it is necessary to build 
up a strong foundation of democratic administration, 
we should draw up a suitable system, and enforce the 
same within a definite time limit. ... By such a 
system we may reach the stage of universal peace. 
This is my ambitious hope." 

The question of a state religion was brought up in 
connection with Chapter Three of the Constitution, 
guaranteeing religious liberty for all. An article of 



CHINESE REPUBLICAN GOVERNMENT 53 

that chapter stated that the Confucian ethics should 
be used as a basis in primary education. A move- 
ment was started among the older, conservative mem- 
bers of Parliament to have Confucianism as a state 
religion, but of the twenty " parties " or groups in 
Parliament, a canvass revealed that only four supported 
this measure, although most of them favoured an 
emphasis upon Confucian ethics in the school system. 
During the first week of February the discussion was 
most lively while this article was undergoing a second 
reading. Various arguments were advanced on either 
side, several of them sounding rather strange in the 
ears of foreigners. Some of the points in favour of 
Confucianism were: (i) The great influence of Con- 
fucius in China in the past and present ; (2) the foreign- 
mission schools teach the " Four Books " of Confu- 
cius; (3) most of the Western Nations have discarded 
Christianity ; and China should not seek to pick it up. 
Against the measure: (i) Confucius was a teacher 
of ethics, not religion; (2) his teaching has more to do 
with the sovereign than the people, and is not fitting 
for a republic; (3) a state religion was not republican; 
(4) such a measure would conflict with the chapter on 
religious freedom. Finally, on February gth it was 
voted to cease discussion, and five different amend- 
ments advocating a state religion were defeated. The 



54 CHINA AND THE WORLD-WAR 

Peking Gazette, edited by a young progressive Chinese, 
commented thus upon the m'eeting : 

" Yesterday's meeting of the Conference on Con- 
stitution was historic for the reason that the question 
whether the Republic of China shall create a prec- 
edent, in the history of Republicanism by making one 
of the many religions, if Confucianism can be called 
a religion, the State religion of the country, was 
settled after a long and serious struggle. The Con- 
fucianists resorted to every possible means to win but 
the odds against them were too strong. The question 
of freedom of religious belief is by no means settled 
but the attempt to give the Republic a State religion 
has been definitely defeated." 

A few quotations from the native press of the coun- 
try will reveal the spirit of the people at that time. It 
should be remembered that a year before practically no 
expression of public opinion was allowed. 

On January I2th the Min-Kwo-hsin-pao spoke as 
follows : 

" Coming as we do in sight of the sacred instru- 
ment of Government which is to protect us from 
tyranny and misrule and assure to us the blessings of 
liberty and democracy, it is fitting that we recall the 
bloodshed and tribulations through which we have 
triumphed over monarchy and autocracy. . . . The 




Copyright by Underwood & Underwood, M. Y. 
Li Yuan-hung, Second President of the Chinese Republic. 



CHINESE REPUBLICAN GOVERNMENT 55 

mere possession of a Constitution is one thing, and 
its enjoyment is another. We care for no hollow 
Constitution, but we are willing to die for a Consti- 
tution that is a reality. We know the spirit of our 
people, so ' Ten Thousand Years ' to our Constitu- 
tion/' On January i/th the Kung-min-pao expressed 
itself thus : " We have a Republic but not a demo- 
cracy. The Republic was established by the revolu- 
tion of 1911. But Democracy is still in the making. 
By wresting from the Monarchy our form of govern- 
ment, half of the battle was won; and now we have 
to bend our energy to training our people in demo- 
cracy." 

On January 2/th the Peking Jih-pao emphasized the 
need of moral strength back of all political changes 
its message was a thoughtful and valuable one at 
that time : 

" Signs of progress in the country are not lacking. 
Intellectually the people have taken a leap forward. 
The idea of democracy and general knowledge of 
modern learning are gradually being spread among the 
people. This is a hopeful sign. But knowledge with- 
out moral backbone is worse than ignorance. The 
morality of our people, we are sorry to say, has not 
kept pace with their advance in knowledge. We are 
in the same predicament as France was immediately 



56 CHINA AND THE WORLD-WAR 

after her great revolution. The people have cut adrift 
from old traditions, but have not assimilated new ideas 
and principles rapidly enough to supply the resulting 
moral vacuum. We can say without fearing challenge 
that the morality of the people is everything in the 
life of a nation. While we may be busy instituting 
reforms and improving the minds of the people, we 
must not for a minute lose sight of this signal fact 
the soul of the nation." 

In conclusion, the opinions of two foreigners, one 
an Englishman, the other an American, concerning 
the situation as it then appeared, are worthy of quota- 
tion. The first is Mr. Putnam Weale, for many years 
a correspondent in Peking, and author of several stand- 
ard books on the Far East. On January i6th, he 
wrote in the Peking Gazette as follows : 

" The conviction which the writer has consistently 
cherished, that the situation in this country is as good 
as could possibly be expected and gives reasonable 
promise of peaceful development in the future seems 
based on sound premises. . . . The Chinese as a 
people are temperamentally suited to representative 
government; they are reasonable, tactful, conciliatory 
and humorous; four saving graces which will carry 
them very far along the road to political success. Like 
a solid piece of iron which binds the nation together 



CHINESE REPUBLICAN GOVERNMENT 57 

is its immense, majestic, abiding common-sense." 
At a recent dinner in Shanghai given by the Ameri- 
can Consul General, which was attended by prominent 
Chinese and Americans, the Honourable Victor Mur- 
doch spoke as follows: 

"The Republic is here to stay in China; the same 
brand of democracy which has built up the United 
States can build up China. ... I have observed a 
great deal of this spirit while I have been here in 
China. . . . Here is a wonderful people, industrious 
beyond any other people, sober beyond others, good- 
humoured, and law-abiding. ... No one can reach 
the limits of China. China is the place of the future. 
I have been impressed by everything I have seen in 
this country, with its promise of future development, 
but one thought that lingers longest in my mind is 
this: China's future development and prosperity lie 
in her form of government. It must be a republic 
to obtain results. What the old flag has done for 
America, the Chinese flag can do for the Chinese peo- 
ple. It is a banner of no dynasty but a people's flag, 
and people who are industrious and sober and self- 
governing, can endure for ever and so can the 
United States and China." 

This was the situation in China when the announce- 
ment of Germany's unrestricted submarine warfare 



58 CHINA AND THE WORLD-WAR 

was made to the World. That policy irrevocably 
changed the course of the Nations, and brought the 
American Republic to the brink of war; the great Re- 
public in the Orient was not to escape similar effects. 



CHAPTER IV 

CHINA'S SEVERANCE OF DIPLOMATIC RELATIONS 
WITH THE CENTRAL POWERS 

AT the outbreak of the World War, as has been 
related, China declared its neutrality, and bent all its 
energies to the building up of its newly-founded repub- 
lic. But before the middle of the third year of the 
war had passed, it became apparent that the Republic 
must take some stand in relation to the issues of the 
great struggle. Four conditions, influenced it in this 
regard. The Republic seemed at last to be making 
headway toward stability and permanence, and with 
the new national consciousness came a clearer reali- 
zation of the principles at stake in the war. Secondly, 
China desired a place at the Peace Conference which 
would settle the question of the disposal of Kiaochow 
and the German interests in Shantung and, as she 
hoped, would review the Twenty-one Demands. In 
1905 in the Portsmouth Treaty, Japan had negotiated 
directly with Russia concerning Manchuria, although it 
was a province of China, and China was not admitted 
until the final decisions were reached. This was a 

59 



60 CHINA AND THE WORLD-WAR 

precedent which China could not afford to see repeated 
in Shantung, if she were to continue as a sovereign 
state; and so she was ready to make any effort tc 
gain a voice in the eventual international conference, 
In the third place, America seemed to be more and 
more turning toward some sort of active participation 
in the conflict, and China desired to keep its foreign 
policy close in accord with that of the nation which 
it regarded as its best friend. Finally, two incidents 
in its foreign relations in the latter part of 1917 had 
aroused China afresh to a consciousness of its weak- 
ness and its lack of international standing. These 
two events were the Chengchiatun dispute with Japan 
in Manchuria, and the Lao-hsi-kai incident in Tientsin 
with the French Government. 

Chengchiatun was a Manchurian market-town sit- 
uated near the Mongolian border. It was of some 
importance as a trade centre and had been menaced 
by one of the Mongol brigands at the time of the 
Manchu restoration. The Twehty-eighth Division of 
the Chinese army had been stationed there to protect 
the town and preserve order. In August a detach- 
ment of Japanese troops was sent there to carry out 
manoeuvres. Their presence in that portion of Man- 
churia could be justified only by a most liberal inter- 
pretation of Japanese treaty-rights. On August 13, 



SEVERANCE OF DIPLOMATIC RELATIONS 6 1 

a dispute arose between a Japanese merchant named 
Yoshimoto and a Chinese fish-pedlar; the Japanese 
attempted to punish the pedlar; a Chinese soldier 
interfered ; other soldiers of both nationalities came up ; 
and a melee resulted, in which several Japanese and 
Chinese were wounded and killed. Exaggerated re- 
ports were published in the Japanese press and its 
Government at once took up the matter and demanded 
a series of privileges and concessions in that region 
and the neighbouring territory. The first demands 
were : 

1. Punishment of the General commanding the 
Twenty-eighth Division. 

2. The dismissal of officers at Chengchiatun respon- 
sible for the occurrence as well as the severe punish- 
ment of those who took direct part in the fracas. 

3. Proclamations to be posted ordering all Chinese 
soldiers and civilians in South Manchuria and Eastern 
Inner Mongolia to refrain from any act calculated to 
provoke a breach of the peace with Japanese soldiers 
or civilians. 

4. China to agree to the stationing of Japanese 
police officers in places in South Manchuria and 
Eastern Inner Mongolia where their presence was con- 
sidered necessary for the protection of Japanese sub- 
jects. China also to agree to the engagement by the 



62 CHINA AND THE WORLD-WAR 

officials of South Manchuria of Japanese police ad- 
visers. 

And in addition: 

1. Chinese troops stationed in South Manchuria and 
Eastern Inner Mongolia to employ a certain number 
of Japanese military officers as advisers. 

2. Chinese military cadet schools to employ a cer- 
tain number of Japanese military officers as instruc- 
tors. 

3. The Military Governor of Mukden to proceed 
personally to Port Arthur to the Japanese Military 
Governor of Kwantung to apologize for the occur- 
rence and to tender similar personal apologies to the 
Japanese Consul General in Mukden. 

4. Adequate compensation to be paid by China to 
the Japanese sufferers and to the families of those 
killed. 

These privileges if granted would have paved the 
way for a Japanese Protectorate over Southern Man- 
churia and Eastern Mongolia. Negotiations continued 
during the fall and final agreement was reached on 
the five following terms: 

1. The General commanding the Twenty-eighth Di- 
vision to be reprimanded. 

2. Officers responsible to be punished according to 



SEVERANCE OF DIPLOMATIC RELATIONS 63 

law. If the law provides for severe punishment, such 
punishment will be inflicted. 

3. Proclamations to be issued enjoining Chinese 
soldiers and civilians in the districts where there is 
mixed residence to accord - considerate treatment to 
Japanese soldiers and civilians. 

4. The Military Governor of Mukden to send a 
representative to Port Arthur to convey his regret 
when the Military Governor of Kwantung and 
Japanese Consul General at Mukden are there to- 
gether, 

5. A solatium of $500 (Five Hundred Dollars) to 
be given to the Japanese merchant Yoshimoto. 

This settlement was generally satisfactory to the 
Chinese; but the original demands had caused them 
much anxiety, and impressed upon them the necessity 
of securing a better understanding of their rights as 
a sovereign power. 

The Lao-hsi-kai incident with France was of less 
importance. The French Consular authorities of 
Tientsin desired to have their concession extended and 
had been negotiating with the Chinese Government 
for additional space. The negotiations had dragged 
on for some years and a final agreement had been 
practically reached concerning this additional grant of 



64 CHINA AND THE WORLD-WAR 

land which was to be put under the jurisdiction of a 
joint Franco-Chinese Administration. Some addi- 
tional opposition was raised by the Chinese, and finally 
the French Consul-General sent an ultimatum demand- 
ing that the Chinese police be removed and the addi- 
tional territory be placed under French supervision 
and control. The time-limit of the ultimatum having 
expired, a French detachment of soldiers took posses- 
sion of the property; the Chinese policemen were re- 
moved and imprisoned ; and French sentries were sta- 
tioned along the boundary. Protests arose from the 
Chinese of the city and of North China; the native 
servants and employes of the French Concession left in 
a body. The arrested Chinese police were ultimately 
released but no immediate settlement was reached con- 
cerning the matter in question/ The incident could 
easily have been averted and was not of great im- 
portance, except as it was used by German propa- 
gandists, but it served to increase China's desire to 
be treated as an equal by the European Powers. 

For the reasons cited, the country was ready in the 
fall of 1916 to step out into a more active participa- 
tion in the world's events, and when President Wilson 
sent out his peace inquiry of December 19, 1916, 
China answered at once, expressing its willingness to 



SEVERANCE OF DIPLOMATIC RELATIONS 65 

join in the international effort to eradicate wars of 
aggression ; " to assure the respect of the principle 
of the equality of nations, whatever their power may 
be, and to relieve them of the peril of wrong and vio- 
lence." The note of the Chinese Minister of Foreign 
Affairs to the American Minister at Peking was as 
follows : 

" I have examined with the care which the gravity 
of the question demands the note concerning peace 
which President Wilson has addressed to the Govern- 
ments of the Allies and the Central Powers now at 
war and the text of which Your Excellency has been 
good enough to transmit to me under instructions of 
your Government 

" China, a nation traditionally pacific, has recently 
again manifested her sentiments in concluding treaties 
concerning the pacific settlement of international dis- 
putes, responding thus to the voeux of the Peace Con- 
ference held at The Hague. 

" On the other hand, the present war, by its pro- 
longation, has seriously affected the interests of China, 
more so perhaps than those of other Powers which 
have remained neutral. She is at present at a time 
of reorganization which demands economically and 
industrially the co-operation of foreign countries, a 



66 CHINA AND THE WORLD-WAR 

co-operation which a large number of them are unable 
to accord on account of the war in which they are 
engaged. 

"In manifesting her sympathy for the spirit of 
the President's Note, having in view the ending as 
soon as possible of the hostilities, China is but acting 
in conformity not only with her interests but also 
with her profound sentiments. 

" On account of the extent which modern wars are 
apt to assume and the repercussions which they bring 
about, their effects are no longer limited to belligerent 
States. All countries are interested in seeing wars 
becoming as rare as possible. Consequently China 
cannot but show satisfaction with the views of the 
Government and people of the United States of Am- 
erica who declare themselves ready, arid even eager, 
to co-operate when the war is over, by all proper means 
to assure the respect of the principle of the equality 
of nations, whatever their power may be, and to re- 
lieve them of the peril of wrong and violence. China 
is ready to join her efforts with theirs for the attain- 
ment of such results which can only be obtained 
through the help of all." 

Thus China was ready to act, when the German 
Government threw down the challenge to the civilized 
world by its declaration of unlimited submarine war- 



SEVERANCE OF DIPLOMATIC RELATIONS 67 

fare. 'America severed diplomatic relations, and on 
February 4th sent a note to China, as to all neutrals, 
suggesting that they follow its example. In less than 
a week the Chinese Republic actually took this step. 
Writing from China on February i6th, the author 
described the decision as follows : 

Hangchow, China, February 16. 
"The severance of diplomatic relations between 
America and Germany has had far-reaching effects in 
China. I was in Shanghai when the news came and 

the city, in which there are over 20,000 foreigners, 



including 1000 Germans, was greatly stirred. Crowds 
gathered around the bulletin boards, just as they did 
in Europe during the first days of August, 1914. The 
English and French were openly elated; the Germans 
were correspondingly depressed; and the Chinese 
appeared in doubt as to their action in this crisis. The 
American gunboats and cruisers in the harbour were 
loading supplies and coaling, in preparation for de- 
parture in case a declaration of war necessitated such 
action. 

"The indecision which at first marked the action 
of the Chinese and their government, has been cast 
aside by the decision of the government on February 
9, when it boldly followed the course of America by 



68 CHINA AND THE WORLD-WAR 

sending a similar declaration to Germany. This ac- 
tion has been greeted on all sides as a sign of the 
virility of the present republican government, and the 
first step in modern participation in world affairs. 

" After America severed relations with Germany 
there was serious discussion at Peking of China's 
future action. The younger element in the govern- 
ment were eager to follow America's example; the 
older, more conservative leaders counselled caution and 
a maintenance of neutrality. The most experienced 
statesmen, including Liang Chi-chao, who is so largely 

responsible for the present Republican government, 



were summoned to the capitol for conference. Fi- 
nally, after an all-day meeting on February 9, decisive 
action was agreed upon, and notes were sent to Ger- 
many and to America. The note to Germany follows : 

" ' A telegraphic communication has been received 
from the Chinese minister at Berlin transmitting a 
note from the German government dated February i, 
1917, which makes known that the measures of 
blockade newly adopted by the government of Ger- 
many will, from that day, endanger neutral merchant 
vessels navigating in certain prescribed zones. 

" ' The new measures of submarine warfare in- 
augurated by Germany, imperiling the lives and 
property of Chinese citizens to' even a greater extent 



SEVERANCE OF DIPLOMATIC RELATIONS 69 

than the measures previously taken which have already 
cost so many human lives to China, constitute a vio- 
lation of the principles of public international law at 
present in force; the tolerance of their application 
would have as a result the introduction into interna- 
tional law of arbitrary principles incompatible with 
even legitimate commercial intercourse between neutral 
states and belligerent powers. 

" ' The Chinese government, therefore, protests en- 
ergetically to the imperial German government against 
measures proclaimed on February i, and sincerely 
hopes that with a view to respecting the rights of 
neutral states and to maintaining the friendly rela- 
tions between these two countries, the said measures 
will not be carried out. 

" ' In case contrary to its expectations its protest be 
ineffectual the government of the Chinese republic will 
be constrained to its profound regret, to sever diploma- 
tic relations at present existing between the two coun- 
tries. It is unnecessary to add that the attitude of 
the Chinese government has been dictated purely by 
the desire to further the cause of the world's peace 
and by the maintenance of the sanctity of international 
law/ 

" On the same day China, through its Foreign Min- 
ister, sent the following note to the American Minister 



70 CHINA AND THE WORLD-WAR 

in Peking for transmission to the United States Gov- 
ernment : 

" f I have the honour to acknowledge the receipt of 
your excellency's note of the 4th of February, 1917, 
informing me that the government of the United 
States of America, in view of the adoption by the 
German government of its new policy of submarine 
warfare on February ist, has decided to take certain 
action which it judges necessary as regards Germany. 

" ' The Chinese government, like the President of the 
United States of America, is reluctant to believe that 
the German government will actually carry into excu- 
tion those measures which imperil the lives and 
property of citizens of neutral states and jeopardize 
the commerce, even legitimate, between neutrals as 
well as between neutrals and belligerents and which 
tend, if allowed to be enforced without opposition, 
to -introduce a new principle into public international 
law. 

" ' The Chinese government also proposes to take 
such action in the future as will be deemed necessary 
for the maintenance of the principles of international 
law/ 

" The China Press, an American newspaper of 
Shanghai, comments thus upon this action : 

" ' The note of warning to Germany marks a bold 



SEVERANCE OF DIPLOMATIC RELATIONS 7 1 

and heroic departure from historic precedent for China. 
It shows that things are moving in the republic, and 
moving rapidly, and we believe that it will be fully 
justified by events/ In commenting on the action, the 
Peking Gazette, a native paper, says that ' The decision 
arrived at is in every sense a victory of the j^ounger 
intellectual forces over the older mandarinate, whose 
traditions of laissez faire and spineless diplomacy have 
hitherto cost China so much/ 

" These sentiments are re-echoed in various other 
native papers that decry ' Prussian militarism ' and 
advise China's following America's action. The rea- 
sons underlying the decision are expressed fairly well 
by the Kun Yuan Pao in an editorial which appeared 
under the headline * Now or Never/ the day before 
the government acted : 

" ' This is the time for action. We must range our- 
selves on the side of justice, of humanity and of inter- 
national law. We must also win a place for our- 
selves, friends, in the council of nations by prompt 
and decisive action. Now, Germany's submarine 
policy and the United States' resolute stand against 
lawlessness and wholesale atrocity have given us the 
opportunity. 

" ' Germany's submarine policy is a challenge to the 
world. America has accepted the challenge. Shall 



72 CHINA AND THE WORLD-WAR 

we do otherwise? If we have a particle of respect for 
ourselves, the way pointed out by the United States 
is the road to honour and self-respect. 

" ' Then, is it not altogether unprofitable to join the 
allies if we consider the question only from a national 
point of view? In the present state of the world, 
it is impossible for any nation to stand alone. We 
must have allies, if not so sanctified in treaties, yet in 
a mutual bond of sympathy. This is the best oppor- 
tunity for us to win friends among the powers. 
Possibly we will have only a little say in the peace 
conference, but since we have been willing to help 
Great Britain, France, Russia and the United States, 
our appeal will not be unheeded when we should be in 
difficulties. Although we have been observing the 
strictest neutrality in the war, there are many questions 
at the peace conference which will touch us vitally. 
There is, for instance, the question of Tsingtao to 
settle, and the Japanese actions in Manchuria and 
in connection with the Twenty-one demands will have 
to be brought up in review. Cultivate friendship 
when our friends are in need, and not when they are 
above wants. Now or never must we show the world 
that this is a nation which is not always on the sick 
list, but living, pulsating and with a fighting spirit.' " 

After the sending of the Chinese note to Germany 



SEVERANCE OF DIPLOMATIC RELATIONS /3 

nothing was heard from that quarter for several weeks. 
Then came the torpedoing of the French ship, Atlas, 
on which were over five hundred Chinese labourers. 
The Cabinet was in favour of breaking off relations, 
and on March loth the question was sent to Parlia- 
ment for decision. The Lower House upheld the 
Cabinet decision and the next day the Senate did the 
same. 

The long-awaited German answer arrived on the 
day the Lower House voted. In part it was as fol- 
lows: 

" The Imperial German Government expresses its 
great surprise at the action threatened by the Govern- 
ment of the Republic of China in its note of protest. 
Many other countries have also protested, but China, 
which has been in friendly relations with Germany, 
is the only State which has added a threat to its pro- 
test. 

. . . " Germany's enemies were the first to declare 
a blockade on Germany and the same is being per- 
sistently carried out. It is therefore difficult for Ger- 
many to cancel her blockade policy. The Imperial 
Government is nevertheless willing to comply with 
the wishes of the Government of the Republic of 
China by opening negotiations to arrive at a plan for 
the protection of Chinese life and property, with the 



74 CHINA AND THE WORLD-WAR 

view that the end may be achieved and thereby the 
utmost regard be given to the shipping rights of China. 
The reason which has prompted the Imperial Govern- 
ment to adopt this conciliatory policy is the knowledge 
that, once diplomatic relations are severed with Ger- 
many, China will not only lose a truly good friend 
but will also be entangled in unthinkable difficulties." 

This note arrived too late to have any effect on 
Parliament, which upheld the decision of the Cabinet 
as indicated. 

The mildness of Germany's note of March loth was 
rather a surprise to the inhabitants of China, who re- 
membered the seizure of Tsingtao in 1898, and other 
actions in Shantung as the result of the murder of 
two German missionaries; and the ruthlessness of the 
German troops at the time of the Boxer uprising. 
A leading Chinese lawyer commented on the change 
of attitude, his remarks being an indication of the 
new position won by China in world-politics : 

" The troops under Count Waldersee, leaving Ger- 
many for the relief of Peking, were instructed by 
the War Lord to grant no quarter to the Chinese; 
on the other hand, the latter were to be so disciplined 
that they would never dare look a German in the 
face again. 1 The whirligig of time brings in its 

!Jt is interesting to note that the armies under Attila were 



SEVERANCE OF DIPLOMATIC RELATIONS 75 

own revenge, and today, after the lapse of scarcely 
seventeen years, we hear the Vossische Zeitung com- 
menting on the diplomatic rupture between China and 
Germany, lamenting that even so weak a State as the 
Far Eastern Republic dares look defiantly at the Ger- 
man nation ! " 

On March I4th the German and Austrian Ministers 
and their staffs were handed their passports and the 
German and Austrian interests were turned over to 
the Dutch Legation. Thus did China take its first 
step toward participation in the cause of the Allies. 

held up as examples for the German soldiers to follow, by Kaiser 
Wilhelm in 1900, in his speech to the German troops embarking 
for China. This was perhaps the first association of the term 
" Huns " with German forces. The Kaiser's exact words were : 
"As soon as you come to blows with the enemy he will be 
beaten. No mercy will be shown! No prisoners will be taken! 
As the Huns, under King Attila, made a name for themselves, 
which is still mighty in traditions and legends to-day, may the 
name of German be so fixed in China by your deeds, that no 
Chinese shall ever again dare even to look at a German askance. 
, . , Open the way for Kultur once for all," 



CHAPTER V 

CHINA'S DECLARATION OF WAR AGAINST GERMANY 
AND AUSTRIA 

ON March 14, 1917, China severed diplomatic re- 
lations with Germany; exactly five months later, on 
August 1 4th, she declared war. The strain of reach- 
ing this final decision shook the Republic to its founda- 
tions, temporarily causing a complete breakdown of 
the Central Government, and indirectly making pos- 
sible the brief restoration of the Manchus which took 
place in July. But eventually the Chinese ship-of- 
state righted itself and emerged on the broad seas 
of world-relationships as a recognized member of the 
league of the Allies. 

The breaking off of relations with Germany brought 
to light the state of discord which had existed for 
some time between the Premier, Tuan Chi-jui, and 
the President, Li Yuan-hung. The former was a 
military leader and had been trained in the Manchu 
type of government. The latter was a real republi- 
can in spirit and had insisted that every act of the 
State be carried out according to the existing Con- 



DECLARATION OF WAR AGAINST GERMANY 77 

stitution. The Premier desired to break off relations 
without consulting Parliament; the President insisted 
on the latter step, and after Tuan had threatened to 
resign, and had actually left the capital for Tientsin, 
the President persuaded him to return and to present 
the question to Parliament. This was done with the 
result already indicated. 

Having taken two steps, the next move was to de- 
clare war. Here, however, appeared many difficulties. 
It is hard for a foreigner to judge Chinese public 
opinion, but after a trip through the coast cities into 
the interior, the following arguments for and against 
the declaration seemed to the writer to be involved. 1 

The reasons in favour of the declaration seemed to 
be four in number. First, the intelligent Chinese 
sympathized deeply with the cause of the Allies, espe- 
cially in their championing the rights of small or weak 
nations, with the protection of such countries from 
aggression and the assurance to them of the right to 
work out their own destinies unafraid. This formula 
seemed to fit the facts of China's relationships in the 
Orient. She was trying to build up a republic; she 

1 An interesting account of events in Peking preceding the war 
declaration is given in an article by Carson Chang, Secretary 
to the President, entitled " The Inside History of China's Decla- 
ration of War," Millard's Review, Aug. 17, '18. 



78 CHINA AND THE WORLD-WAR 

had made many costly mistakes; but ultimate success 
seemed possible if she could be protected from attack 
by predatory powers. The Allies promised such pro- 
tection to all such weak nations, and China could not 
but be in sympathy with their aims. 

Secondly, China desired a place in the Peace Con- 
ference which would be held at the close of the war. 
There were many questions affecting its own terri- 
tory and rights which would come up then, and China 
desired a voice in their settlement. The German rights 
in Shantung which seemed likely to fall to Japan; 
the subject of the Twenty-one Demands; the future 
of the Boxer Indemnity; the principle of ex-terri- 
toriality and foreign control of some of China's 
sovereign rights; all these and many other matters 
might be reviewed at this future conference. China 
wished to be heard there, and the best hope of securing 
a place at the Council Table seemed to lie in joining 
the Allies. 

China has always been influenced by the United 
States ; she trusts American friendship ; and is willing 
to follow its leadership. The United States is the 
only great nation which has never deprived China 
of any of its territorial possessions; by the return of 
the unused portion of the Boxer Indemnity, she had 
impressed China with the genuineness of her friend- 



DECLARATION OF WAR AGAINST GERMANY 79 

ship; through the Chinese students who have gone to 
America, the best traditions of the Republic had been 
brought to China. The Chinese Republic was striv- 
ing after American ideals of freedom and democracy, 
and in shaping its international policy it was ready to 
listen to America's voice. Morever, the American 
Minister at Peking, Dr. Paul S. Reinsch, had a wide 
influence among Chinese officials. 1 Thus, when the 
United States severed relations with Germany, China 
at once followed suit; when America declared war 
in April, the Chinese leaders were ready to do the 
same, and were delayed only by the internal situation 
which at once arose. 

In the fourth place, the joining of the Allies seemed 
to promise to the party in power which made this de- 
cision, considerable advantages in strength and pres- 
tige, and the Chinese politicians were not slow to 
grasp this fact. 

An example of the reasoning of those in favour 
of a declaration of war was that of the scholar Liang 
Chi-chao, whose services to the Republic have already 
been mentioned, 

ir The personal influence of the American Minister and his 
associates at Peking, throughout all the negotiations leading 
up finally to a declaration of war, was one of the strongest fac- 
tors in inducing China to join the Allies. 



80 CHINA AND THE WORLD-WAR 

" The peace of the Far East was broken by the 
occupation of Kiaochow by Germany. This event 
marked the first step of the German disregard for 
international law. In the interests of humanity and 
for the sake of what China has passed through, she 
should rise and punish such a country, that dared to 
disregard international law. Such a reason for war 
is certainly beyond criticism. 

..." Some say that China should not declare war 
on Germany until we have come to a definite under- 
standing with the Entente Allies respecting certain 
terms. This is indeed a wrong conception of things. 
We declare war because we want to fight for humanity, 
international law and against a national enemy. It 
is not because we are partial towards the Entente or 
against Germany or Austria. International relations 
are not commercial connexions. Why then should 
we talk about exchange of privileges and rights ? As 
to the revision of customs tariff, it has been our 
aspiration for more than ten years and a foremost 
diplomatic question, for which we have been looking 
for a suitable opportunity to negotiate with the foreign 
Powers. It is our view that the opportunity has come 
because foreign Powers are now on very friendly 
terms with China. It is distinctly a separate thing 



DECLARATION OF WAR AGAINST GERMANY 8 1 

from the declaration of war. Let no one try to con- 
fuse the two. 

..." In conclusion I wish to say that whenever a 
policy is adopted we should carry out the complete 
scheme. If we should hesitate in the middle and be- 
come afraid to go ahead we will soon find ourselves 
in an embarrassing position. The Government and 
Parliament should therefore stir up courage and boldly 
make the decision and take the step." 

Opposed to the four general reasons given for par- 
ticipation on the side of the Allies, there were five 
groups of arguments. The first was the difficulty 
China had in reconciling the professed aims of the 
Allies with its experienced relations with Japan. 
Rightly or wrongly, for the past twenty years, China 
had stood in mortal terror of its island neighbour. 
It had lost to it Formosa, Korea, portions of Man- 
churia and Mongolia, Tsingtao and the German hold- 
ings in Shantung, and had just recently gone through 
the humiliation of the Twenty-one Demands. The 
Allied program in Europe called for reparation and 
restitution for international injuries; China could not 
understand why this principle should not be accepted 
in Asia, especially as it applied to its relations with 
Japan. The existing Terauchi government professed 



82 CHINA AND THE WORLD-WAR 

to be friendly to China, but the Chinese felt that 
such a friendly attitude could not now be reciprocated, 
unless reparation were made for the acts of the past. 
Thus fear of Japan was an undoubted obstacle to 
China's believing in the Allied aims as applied to 
the Orient. 

In the second place, the Chinese were still afraid 
of Germany's power and feared the eventual vengeance 
of its army if China should dare to declare war. Ger- 
man propaganda had skilfully magnified German 
successes and Allied losses, and in 1917 the average 
Chinese believed firmly that Germany would win the 
war. German officers had trained the Chinese army, 
as they had the Japanese troops, and they stood for 
military efficiency and power in the eyes of the Chinese. 

Furthermore, Germany, despite its harsh treatment 
in the past, had energetically and cleverly conducted 
a campaign to win the favour of the Chinese, sending 
out consuls and diplomatic officials who were scholars 
in Chinese literature and philosophy with sufficient 
funds to entertain Chinese officials as they like to be en- 
tertained ; on the other hand, the Allies had at various 
times, perhaps unconsciously, offended the Chinese. 
The opium trade, carried on largely by citizens of 
the Allied countries in the foreign settlements, which 
followed the British " opium war " and the seizure of 



DECLARATION OF WAR AGAINST GERMANY 83 

Hongkong and other territory; the recent Lao-hsi- 
kai affair in Tientsin, where French officials attempted 
to appropriate property which the Chinese thought 
was theirs; the advice of the American adviser, Dr. 
Goodnow, to return to the Monarchy; the ineffectual 
enforcement of the Open Door; all these facts tended 
to produce a pessimism in the minds of the Chinese 
regarding idealistic words which seemed to be un- 
backed by deeds. This pessimism was shared by many 
of the younger foreign educated leaders in regard to 
the favourable outcome of the Conference at the close 
of the war; to many it seemed immaterial whether 
or not China should have a voice in the council. 

In the fourth place, the younger progressive element 
of the republic feared the new power which would 
accrue to the more conservative party in control of 
the government at the time of the war-decision. They 
were afraid that the new power would be used as 
Yuan Shih-kai had used the financial support of the 
five Powers in 1913, to restrict and harm the more 
democratic tendencies of the Republic. 

Other factors were a realization that their own 
military power was slight, and a fear of " losing face " 
by comparison with the Allies; the fear that food 
prices would increase; the devotion to peace, which 
is deep rooted in the nation; and finally the policy 



84 CHINA AND THE WORLD-WAR 

of "proud isolation," which until recent years had 
marked all China's relations with other nations. It 
was a long step for a people ruled for centuries by 
an alien dynasty to attempt republican self-govern- 
ment: it was an almost incredible act for China as a 
whole to grasp the existing world situation and to 
take its proper place in relation to it. 

An illustration of this general opposition against 
the declaration of war was the statement of Kang 
Yu-wei, formerly a fellow-reformer of Liang Chi- 
chao. In it he said in part : 

..." The breach between the United States and 
Germany is no concern of ours. But the Government 
suddenly severed diplomatic relations with Germany 
and is now contemplating entry into the war. This 
is to advance beyond the action of the United States 
which continues to observe neutrality. And if we 
analyse the public opinion of the country, we find that 
all peoples high and low, well-informed and igno- 
rant betray great alarm when informed of the rup- 
ture and the proposal to declare war on Germany, 
fearing that such development may cause grave peril 
to the country. 

. . . "Which side will win the war? I shall not 
attempt to predict here. But it is undoubted that all 
the arms of Europe and the industrial and financial 



DECLARATION OF WAR AGAINST GERMANY 85 

strength of the United States and Japan have proved 
unavailing against Germany. On the other hand, 
France has lost her Northern provinces ; and Belgium, 
Serbia and Rumania are blotted off the map. Should 
Germany be victorious, the whole of Europe not 
to speak of a weak country like China would be 
in great peril of extinction. Should she be defeated, 
Germany still can after the conclusion of peace 
send a fleet to war against us. And as the Powers 
will be afraid of a second world-war, who will come 
to our aid? Have we not seen the example of Korea? 
There is no such thing as an army of righteousness 
which will come to the assistance of weak nations. 
I cannot bear to think of hearing the angry voice of 
German guns along our coasts ! " * 

Such was the situation in general, following the 
severance of diplomatic relations with Germany. Pub- 
lic opinion seemed about evenly divided, but never- 
theless it seemed fairly certain that the " third step " 
of the declaration of war against Germany would be 
taken in due time. Thus, on April 16, following the 
detention of the Chinese Minister at Berlin, the Peking 
Gazette, the most influential of the papers published 
by the Chinese, requested an early decision. But at 
this point the Premier thought fit to summon a council 
1 Putnam-Weale, The Fight for the Republic in China, page 334. 



86 CHINA AND THE WORLD-WAR 

of Military Governors and their representatives to 
hasten the decision of the country, and the ultimate 
consequences were disastrous. 

The conference met April 25. After much arguing 
and exhorting, the majority of the conference were 
won over to the view of the Premier. But signs of 
opposition on the part of the Parliament against the 
Premier and his supporters began to develop. There 
was also the feeling that the Premier had promised 
certain returns from the Allies, such as increase of the 
Chinese customs duties, and relief from the Boxer 
indemnity, but that on account of the opposition of 
Japan, and for other reasons, these returns could not 
be secured. 

On May i, however, the Cabinet passed the vote 
for war without asking conditions or returns, and on 
May 7 the President, through the Cabinet, sent a 
formal request to Parliament to approve of this declar- 
ation. Parliament delayed, and then, on May 10, an 
attempt was made to force it into a decision by a mob 
which gathered outside the National Assembly and 
threatened the members of both houses. There seems 
to be little doubt that some official of the Government 
had incited and promised protection to the mob, as 
it collected at 10 o'clock in the morning, and was not 
dispersed until n at night, when the report was cir- 



DECLARATION OF WAR AGAINST GERMANY 87 

culated that a Japanese journalist had been killed. 
The Peking Gazette openly accused the Premier of 
being behind the riot. Telegrams from all parts of 
the country poured in protesting against this attempted 
coercing of Parliament; all the Ministers of Tuan's 
Cabinet resigned, leaving him standing alone. 

On May 18, the Peking Gazette, edited by Eugene 
Chen, a Chinese born and educated in England and 
a British subject, a brave opponent of Yuan Shih-kai 
and the monarchical schemes, and a staunch supporter 
of the republic, published an article entitled " Selling 
China," in which it accused the Premier of being will- 
ing to conclude with the Japanese Government an 
agreement which much resembled Group V of the 
Twenty-one Demands of 1915. That night Mr. Chen 
was arrested, and later, without any fair trial, he 
was sentenced to four months' imprisonment. The 
case stirred .up much comment, and finally, as a result 
of the intercession of C. T. Wang and others, on 
June 4, the President pardoned him. 

Meanwhile events were marching swiftly. The 
contest between militants and democrats was clearcut. 
Demands were made for Tuan's retirement from the 
Premiership; his military friends on the other hand 
urged his remaining in office. On May 19, the de- 
cision was reached in Parliament .that there was a 



88 CHINA AND THE WORLD-WAR 

majority for war, but that the question would not be 
decided while Tuan was Premier. The Military Gov- 
ernors left on May 21 amid much speculation and 
some fear as to their future action. Before going 
they sent a petition to the President, indirectly attack- 
ing Parliament, by criticizing the Constitution which 
it had practically finished and asking that Parliament 
be dissolved if the Constitution were not corrected. 
The three points to which they objected were : 

" i. When the House of Representatives passes a 
vote of lack of confidence in the Cabinet Ministers, 
the President shall either dismiss the Cabinet or dis- 
solve the House of Representatives, but the said House 
must not be dissolved without the approval of the 
Senate. (The French system.) 

" 2. The President can appoint the Premier without 
the countersignature of the Cabinet Ministers. 

" 3. Any resolution passed by both houses shall have 
the same force as law." 

Obviously these three points gave more power to 
the President and to Parliament than an autocratic 
Premier and his supporters would desire. The answer 
to this petition was an increased demand for the re- 
tirement of Tuan and the formation of a new Cabinet. 
The Premier refusing to resign on May 23, the Presi- 
dent dismissed him from office. Wu Ting-fang was 



DECLARATION OF WAR AGAINST GERMANY 89 

appointed acting Premier, and there was a feeling of 
relief. Li Ching-hsi, nephew of Li Hung-chang, was 
nominated on May 25 for Premier, and on May 28 his 
nomination was passed by the House of Representa- 
tives, and next day by the Senate. On May 30, C T. 
Wang, Chairman of the Committee for Writing the 
Permanent Constitution, published a statement saying 
that the second reading was practically finished and re- 
viewing the chief points of interest in the new docu- 
ment ready for promulgation. 

The Chinese ship of state seemed to have weathered 
another of its many storms. But suddenly rumour 
came from Anhwei that General Ni Shih-chung had 
declared independence, and that he was backed by 
Chang Hsun, an unlettered " war lord " of Anhwei, 
and by most of the other Northern Generals and Gov- 
ernors, who, as Putnam Weale put it, looked upon 
Parliament and any Constitution it might work out as 
" damnable Western nonsense, the real, essential, vital, 
decisive instrument of Government in their eyes being 
not even a responsible Cabinet, but a camarilla behind 
that Cabinet which would typify and resume all those 
older forces in the country belonging to the empire 
and essentially militaristic and dictatorial in their 
character." This declaration of revolt was received 
without approval by the people of the country. The 



90 CHINA AND THE WORLD-WAR 

writer talked with men from many sections of the 
country, and they all agreed that the Military Gover- 
nors had no definite ideal or purpose, except their 
own glory and power. 

All waited for the President to speak. His answer 
to this defiance came in no uncertain tones and was 
received by patriots with enthusiasm. Some of the 
more important passages in his message were: 

" It is a great surprise to me that high provincial 
officials could have been misled by such rumours into 
taking arbitrary steps without considering the correct- 
ness or otherwise of the same. . . , You accuse the 
Cabinet of violating law, yet, ^with the assistance of 
a military force, you endeavour to disobey the orders 
of the Government The only goal such acts can 
lead to is partition of the country like the five Chi 
and making the country a protectorate like Korea; 
in which case both restoration of the monarchy and the 
establishment of the republic will be an idle dream. 
You may not care for the black records that will be 
written against you in history, but you ought certainly 
to realize your own fate. . . . 

" I am an old man. Like the beanstalk under the 
leaf I have always been watching for any possibility 
of not seeing and understanding aright. Yea, I walk 
day and night as if treading on thin ice. I welcome 



DECLARATION OF WAR AGAINST GERMANY 9! 

all for giving me advice and even admonition. If it 
will benefit the country, I am ready to apologize. 

" But if it be your aim to shake the foundations 
of the country and provoke internal war, I declare 
that I am not afraid to die for the country. I have 
passed through the fire of trial and have exhausted 
my strength and energy from the beginning to the 
end for the republic. I have nothing to be ashamed 
of. I will under no circumstance watch my country 
sink into perdition, still less subject myself to become 
a slave to another race. 

" Of such acts I wash my hands in front of all the 
elders of the country. These are sincere words from 
my true heart and will be carried out into deeds. 

"Li YUAN-HUNG." 

May 31, 1917. 

Following the declaration of independence of the 
northern provinces, most of the southern ones declared 
their opposition to this stand. They were led by 
Yunnan, Kweichow, Kwantung, and Kwangsi, who 
originally opposed the monarchical movement of Yuan 
Shih-kai in 1916. . Some of the loyal Generals' tele- 
grams were hotly worded. From Tang Chi-yao, Gov- 
ernor of Yunnan : 

" Chi-yao is unpolished in thoughts and ignorant 



92 CHINA AND THE WORLD-WAR 

of the ways of partisanship or factionism. All he 
cares and knows about is to protect the republic and 
be loyal to it. If any one should be daring enough 
to endanger the Chief Executive or Parliament, I vow" 
I shall not live with him under the same sky. I shall 
mount my steed the moment order is received from 
the President to do so." 

From a General in Kwantung: 

" The reason why the rebels have risen against the 
Government is that they are fighting for their own 
posts and for money. That is why their views are 
so divergent and their acts so ill-balanced. It is hoped 
the President will be firm to the very last and give 
no ear either to threat or inducement. This is the 
time for us to sweep away the remnants of the mon- 
archist curse and reform the administration. With 
my head leaning against the spear I wait for the order 
to strike and I will not hesitate even if I should return 
to my native place a corpse wrapped up in horse-skin ! " 

The military party nevertheless met at Tientsin and 
elected Hsu Shih-chang, Generalissimo. But soon 
signs of dissension appeared among them. On June 
7 was made public a friendly warning from America. 
The American Minister, Dr. Reinsch, transmitted the 



DECLARATION OF WAR AGAINST GERMANY 93 

following message to Dr. Wu Ting- fang, the Minister 
of Foreign Affairs: 

" The Government of the United States learns with 
the most profound regret of the dissension in China 
and desires to express the most sincere desire that 
tranquillity and political co-ordination may be forth- 
with re-established. 

" The entry of China into war with Germany or 
the continuance of the status quo of her relations with 
that Government are matters of secondary consid- 
eration. 

" The principal necessity for China is to resume and 
continue her political entity, to proceed along the road 
of national development on which she has made such 
marked progress. 

"With the form of government in China, or the 
personnel which administers that government, the 
United States has an interest only in so far as its 
friendship impels it to be of service to China. But 
in the maintenance by China of one central united 
and alone responsible government, the United States 
is deeply interested, and now expresses the very sincere 
hope that China, in her own interest and in that of 
the world, will immediately set aside her factional 
political disputes, and that all parties and persons will 
work for the re-establishment of a co-ordinate gov- 



94 CHINA AND THE WORLD-WAR 

ernment and the assumption of that place among the 
powers of the world to which China is so justly en- 
titled, but the full attainment of which is impossible 
in the midst of internal discord." 

This note was welcomed by Chinese as a pledge to 
support the Central Government. It aroused some 
resentment in Japan because the Japanese had not 
been first consulted. On June 9 an ultimatum was 
sent from Tientsin either by Chang Hsun or by Li 
Ching-hsi, threatening to attack Peking if Parliament 
was not dissolved. The President was isolated and 
members of Parliament and other democrats could 
not reach him. Rumour reported that he was about 
to give in and dissolve Parliament. The British ad- 
viser to the Chinese Government advised him not to 
do so. The Japanese adviser gave the opposite 
counsel. Wu Ting-fang, Acting Premier, refused to 
sign the mandate. Finally, on June 12, the mandate 
was issued, countersigned by General Chiang Chao- 
tsung, commander of the Peking gendarmerie. The 
next day an explanation was made by President Li 
in which he admitted he was forced to issue a man- 
date against his will, but that he did it to save Peking 
and the country from war and destruction. He de- 
clared he would resign as soon as opportunity came. 

On June 15, Chang Hsun arrived in Peking with 



DECLARATION OF WAR AGAINST GERMANY 95 

Li Ching-hsi. Eight of the provinces that week can- 
celled their independence, stating that their desire for 
the dissolution of Parliament had been satisfied. The 
members of the Parliament made their way, many of 
them in disguise, to Shanghai and there held meet- 
ings and sent out manifestoes. Affairs were apparently 
at a standstill with the country thus divided when the 
great coup d'etat was carried out by Chang Hsun. 
Affairs thereupon moved swiftly. 

On June 30, Kang Yu-wei, a well-known advocate 
of the monarchy, arrived in Peking. He had travelled 
incognito from Shanghai. His first visit was to Chang 
Hsun. On July i at 4 A. M. Chang Hsun and his 
suite called on the Manchu boy-Bmperor l and informed 
him of his restoration, and seated him on the throne. 
President Li Yuan-hung was requested to resign, but 
refused. He was then practically held prisoner. 
Numerous imperial edicts were issued, countersigned 
by " Chang Hsun, member of the Privy Council." 

On July 3, Feng Kuo-chang repudiated any connec- 
tion with the restoration, his name having appeared 
in the edicts as one of the petitioners. The Military 
Governor of Canton issued proclamations that the 
Cantonese would fight to maintain the republic. Many 
similar messages were sent by other provinces. 
1 Hsuan Tung. 



96 CHINA AND THE WORI-D-WAR 

Japanese troops proceeded to the Forbidden City, 
took President Li Yuan-hung out of the custody of 
Chang Hsun's men and escorted him to the Japanese 
Legation. On July 4 the President issued a pledge 
to support the republic. On July 5 hostilities broke 
out at Lang Fang on the Peking-Tientsin railway. 
The diplomatic body notified the Peking authorities 
that the Procotol of 1901 providing for open railway 
communication between Shanhaikwan and Peking 
must be observed. On the same date trains out of 
Peking were packed to overflowing with Chinese flee- 
ing to Tientsin. 

By this time the entire country, with the exception 
of three provinces, had declared its opposition to the 
Manchu movement. Tuan Chi-jui came out of his 
retirement, offering to take command of the Repub- 
lican army. Liang Chi-chao, who was such a force 
against Yuan Shih-kai, denounced the whole movement. 

The Republican troops advanced upon Peking, and 
on July 7, American, Japanese, and British soldiers 
arrived at the capital. An airplane later dropped a 
bomb over Fengtai station and wrecked the shed. 
Chang Hsun's troops at Paoma Chang retired inside 
the capital without fighting and concentrated at the 
Temple of Heaven. Another airplane flew over the 
Forbidden City and dropped bombs. Chang Hsun, on 



DECLARATION OF WAR AGAINST GERMANY 97 

July 8, resigned, but the abdication of the Emperor 
was not published, his protector holding out for favour- 
able terms. 

Vice-President Feng Kuo-chang assumed the office 
of Acting President at Nanking, which was declared 
the capital of the Provincial Government. Dr. Wu 
Ting-fang arrived in Shanghai with the seal of the 
Ministry of Foreign Affairs. Several Ministers of 
the Manchu Cabinet on this day were captured while 
attempting to escape. Chang Hsun refusing to sur- 
render and 50,000 Republican troops having surrounded 
Peking, on July 12, at four in the morning, the attack 
was begun in earnest. Several foreigners were 
wounded; fire broke out in the Forbidden City; Chang- 
Hsun took refuge in the Dutch Legation, and the 
Republican flag was raised over the Forbidden City. 

On July 14, Tuan Chi-jui arrived in Peking. It is 
rather interesting to note that on July 4 practically the 
entire country voiced its " declaration of independ- 
ence " from this Manchu Government; on July 14, the 
victorious Republican generals entered the capital. 
This opposition and this victory of the Chinese Repub- 
licans took place on the Independence Days of the 
American and the French Republics ; the coincidences 
seemed both significant and symbolic. On July 15 
Tuan Chi-jui assumed the office of Premier, though 



98 CHINA AND THE WORLD-WAR 

the southern provinces showed opposition to him. On 
July 17 President Li, in a telegram to the provinces, 
refused to resume office, and Acting President Feng 
Kuo-chang expressed his willingness to succeed Li 
Yuan-hung. 

The attitude of liberal Chinese during this crisis was 
revealed by two speeches made by former officials, July 
13, in Shanghai. Dr. Wu Ting-fang, formerly Min- 
ister to the United States, who had stood so firmly 
against any unconstitutional action on the part of the 
monarchists, said: 

" The war in Europe is being fought to put an end 
to Prussian militarism; and I want the Americans 
here to understand that China's present troubles are 
due to exactly the same causes. We are engaged in 
a struggle between democracy and militarism. Be- 
tween 55 and 60 per cent, of the taxes of China are 
now going to support militarism in China. This must 
be changed, but the change must be gradual. I ask 
Americans to be patient and give China a chance. 
Democracy will triumph. Please be patient with us. 
Study China and try to see us from our own point 
of view instead of your own. 

" I hope to see the day when the Stars and Stripes 
and fire-coloured flag of China will be intertwined in 



DECLARATION OF WAR AGAINST GERMANY 99 

an everlasting friendship. These nations believe in 
universal brotherhood; in the rights of the people of 
small nations to manage their own affairs, as out- 
lined by the great American President in his war 
declaration. I make this statement with hostility to 
no nation." 

Hon. C. T. Wang, Vice-President of the Chinese 
Senate, spoke in the same vein : 

" The real issues are : Shall there be government 
by law or by force? Shall the will of the people as 
expressed through the Assembly prevail, or that of 
a privileged few? Shall the military forces of the 
nation be used to uphold the country, or to uphold 
certain individual generals? Upon these issues the 
country and the free and democratic nations of the 
West should be called upon to pass judgment. 

" With the strongly ingrained love for democracy 
and the firm belief in the necessity of subordinating 
military authority under the civil, in the character 
of our people, we do not hesitate for a minute to 
affirm that in China, just as it is in free and democratic 
nations of the world, constitutionalism shall prevail 
over militarism. We, like the Entente Allies, have 
time on our side. We shall have to make the same 
sacrifices for the final victory of constitutionalism and 



IOO CHINA AND THE WORLD- WAR 

democracy as they are making in their titanic struggle 
on the battlefields of Europe. Let us resolve that we 
will." 

During this period of intense disturbance there was 
a general feeling among foreigners that assistance 
should be given to the democratic elements in China 
in their attempt to defend the Republic. Especially 
was American sympathy aroused, and various state- 
ments were made by journalists and others, that since 
America was assisting the newest Asiatic Republic of 
Russia in its struggle against autocracy, it should also 
extend its support to the Republicans who were fight- 
ing the same battle in China. Thus Mr. T. F. Mil- 
lard, a well-known journalist and authority on matters 
in the Far East, on July 21 voiced his idea of America's 
duty: 

" Yes, it is very inconvenient for democracy, at the 
time when the issue of a world-war is narrowing down 
to a test of the fate of democracy, to have two great 
nations like Russia and China trying republicanism 
for the first time, and under precarious conditions; 
for the difficulties of Russia approximate the internal 
difficulties of China with republicanism. But just be- 
cause the local and general conditions are rather un- 
favourable, and further because of the linking of these 
experiments with the cause of democracy throughout 



DECLARATION OF WAR AGAINST GERMANY IOI 

the world by reason of the war, it becomes virtually 
impossible for the United States to remain a mere 
spectator of the course of events in Russia and China. 
Action to hearten, encourage, and support Russia al- 
ready has been taken by the United States Govern- 
ment. Action to hearten, encourage, and support 
China in her effort to maintain a republic ought to be 
devised and undertaken without cfclay." 

But the Republicans regained control of the gov- 
ernment without foreign assistance, and on August I, 
Feng Kwo-chang succeeded Li Yuan-hung as Presi- 
dent. Before the new President had been in office a 
week the subject of the declaration of war was again 
brought up. There was little opposition now to the 
decision, and on August I4th, 1917, the Chinese Re- 
public formally declared war on the German and 
Austrian empires. 



CHAPTER VI 

THE LANSING-ISHII AGREEMENT BETWEEN JAPAN 
AND AMERICA CONCERNING CHINA 

ON November 2, 1917, the Lansing-Ishii Agree- 
ment between America and Japan was signed at Wash- 
ington. The agreement, embodied in an exchange of 
notes, defined the future attitude of these two countries 
toward China. Its important clauses were two in num- 
ber : that the United States recognized Japan's " special 
interests " in China; and that both the United States 
and Japan repledged themselves to observe the principle 
of the " open door " and the territorial integrity of 
China. The agreement was the most important one 
which had been reached by America in relation to the 
Orient since the Hay proposal, in 1899, to uphold the 
principle of the " open door " ; and its future bearing on 
international relations in the Orient will be large. 

The general affirmation of the " open door " policy 
was the remedy proposed by America eighteen years 
before, to meet the dangerous situation fast develop- 
ing in China. 1 At that time the prospect of national 

a The principle of the "open-door," or equal opportunity, in 
China, was potentially present in Great Britain's first treaty 



THE LANSING-ISHII AGREEMENT IO3 

disintegration and partition by the world powers 
seemed imminent. The history of China's relations 
with the other nations, with the single exception of 
the United States, was a long story of defeat and 
losses of Chinese territory and sovereign rights. In 
1842, as a result of the victorious " Opium War," 
Great Britain had taken the Island of Hongkong and, 
later, portions of the neighbouring mainland; in 1860, 
Russia acquired Manchurian territory east of the 
Ussuri River, including Vladivostok and the right to 
make the city a terminus of the trans-Siberian Rail- 
way; in 1864, France had taken Cochin China, and in 
1885, proclaimed a protectorate over the nearby terri- 
tory of Annam and Tongking. A year later > Great 
Britain conquered and annexed Burma. As a result 
of the Japanese-Chinese War in 1895, Japan took 
Formosa and the neighbouring Pescadores Islands ; the 
independence of Korea was recognized, and the Liao- 

relations with China in 1842, and the influence of Great Britain 
in general has been in line with this principle. Anson Bur- 
lingame, the first American minister to China, who went out 
in 1861, was a strong champion of the same ideal Accord- 
ingly the idea was generally current in the Orient long before 
it was formally recognized in the agreements initiated by Sec- 
retary Hay in 1899. The exact phrase, "open-door," was first 
used in American state-documents in the ultimatum sent to 
Spain on November 21 st, 1898, in reference to the future 
economic relations with the Philippines. 



104 CHINA AND THE WORLD- WAR 

tung Peninsula, including Port Arthur, was ceded to 
the Japanese, though Russia, Germany and France at 
once compelled them to give up the latter territory. 
Following this war, the spirit of imperialism grew 
and a scramble for concessions began. As a result of 
the killing of two missionaries, Germany seized Kiao- 
chow Bay, including the port of Tsingtao, demanding 
a ninety-nine year lease, and appropriated the mining 
and railway rights in Shantung ; Russia then requested 
a similar lease of Port Arthur, and took over prac- 
tical control of Manchuria; England leased the forti- 
fied port of Wei-hai-wei, in Shantung; France gained 
a port in South China; and Italy asked for, but was 
refused, territory in Central China along the coast. 

Not content with leases, the powers began to stake 
out " spheres of interest " within which they desired 
special economic and commercial rights. England's 
" sphere " was in the Yangtze Valley; Russia's, in the 
territory north of the Great Wall; France's, in South- 
west China; Germany's, in Shantung. If China should 
be partitioned, these sections would become definite 
possessions of these nations. The supervision of 
certain governmental functions of China had already 
been placed in the hands of citizens of the foreign 
powers, including the collection of the maritime cus- 
toms, and later the postal administration and salt- 



THE LANSING-ISHII AGREEMENT. IO5 

customs. In the earliest treaty relations, the principle 
of " exterritoriality " had been recognized, through 
which foreigners were tried by their own laws and 
not by the laws of China; later foreign " settlements " 
had grown up in various important cities, which were 
under complete alien jurisdiction. Following the 
marking out of u spheres of interest " came the first 
rush for railroad concessions. At this time and within 
a few succeeding years, a Franco-Belgian firm, backed 
by Russia, acquired the right to build the Peking- 
Hankow line; the British, the building of the railway 
which joined Shanghai to Nanking and Tientsin, divid- 
ing the Shantung rights of the road with the Germans ; 
American capitalists secured the right of" building the 
road from Hankow to Canton, but later sold it to the 
Chinese government. 

This was the situation in China at the end of 1898. 
In that year it was to be affected by a policy suggested 
by the United States. Up to that time America's for- 
eign policy in the Far East consisted chiefly in an 
insistence upon the general principle of non-interfer- 
ence and non-aggression. In 1844, preceding its first 
treaty with China, the United States had said: " We 
do not desire any portion of the territory of China, 
nor any terms and conditions whatever which shall 
be otherwise than just and honourable to China as well 



IO6 CHINA AND THE WORLD- WAR 

as to the United States," and it had lived up to that 
statement. But, in December, 1898, as a result of the 
Spanish-American War, the United States was put in 
possession of the Philippine Islands and there arose 
at once a need for a formation of a Far Eastern Policy. 
Great Britain, especially, had begun to look with con- 
cern on the situation developing in China and she 
greeted with cordiality the proposal of Secretary Hay, 
in 1899, that th e principle of the *' open door " should 
be henceforth formally recognized; signifying that 
thereafter no part of China should be reserved by any 
nation for its own particular economic or political 
advantage. This principle was again stated in 1900 
in an agreement between Great Britain and Germany 
and was accepted later by all the Powers, Russia alone 
making certain reservations. Its important clauses 
were as follows: first, that no power would in any 
way "interfere with any treaty port or any vested 
interest within any so-called 'sphere of interest' or 
leased territory which it might have in China " ; 
second, "the Chinese treaty tariff of the time being 
shall apply to all merchandise landed or shipped to all 
such ports as are within said ' sphere of interest ' (un- 
less they be ' free ports '), no matter to what nation- 
ality it may belong, and . . . duties so leviable shall 
be collected by the Chinese government " ; and, third, 



THE LANSING-ISHII AGREEMENT IO/ 

" it will levy no higher harbour dues on vessels of 
another nationality frequenting any port in such 
' sphere ' than shall be levied on vessels of its own na- 
tionality, and no higher railroad charges over lines 
built, controlled, or operated within its * sphere' on 
merchandise belonging to citizens or subjects of other 
nationalities transported through such ' sphere ' than 
shall be levied on similar merchandise belonging to its 
own nationals transported over like distances." 

In brief, this statement was a pledge by the Powers 
not to discriminate against each other's business inter- 
ests in their respective " spheres " ; and was a guaranty 
to maintain the status quo. 

The various infringements of Chinese territory and 
rights, which preceded the formation of this agree- 
ment, had naturally had a disturbing effect upon the 
minds of the inhabitants and the government of China. 
This found expression in the Boxer outburst in 1900 
in which a final attempt was made by force of arms 
to oust the dreaded foreigner. The attempt was futile 
and China emerged in 1901, saddled by an indemnity 
of over $300,000,000, the payment of which was se- 
cured by pledges of the customs revenues, the native 
customs, and a portion of the salt revenues ; and with 
the loss of the liberty to import arms for a limited pe- 
riod, to maintain jurisdiction over the legation quarter 



I08 CHINA AND THE WORLD-WAR 

in Peking, and certain other national rights. No more 
territory was given up, however; the "open door" 
principle was again affirmed; and with certain excep- 
tions in Manchuria, due to the action of Russia, the 
status quo was maintained until the close of the Russo- 
Japanese War. 

New changes took place at the conclusion of the war 
between Japan and Russia in 1905, and other altera- 
tions in the Far Eastern situation followed, with 
China again as the victim. By the terms of the Ports- 
mouth Treaty all of Russia's privileges and powers in 
Southern Manchuria, including Port Arthur and the 
Russian railways section, were transferred to Japan; 
Japan's "paramount political, military and economic 
interests in Korea " were recognized by Russia. Chi- 
nese sovereignty in Manchuria was nominally recog- 
nized by Russia, but it soon became practically non- 
existent. In 1910, Korea was formally annexed by 
Japan. Three years later, as a result of the disturb- 
ances of the Republican Revolution, Mongolia becom- 
ing temporarily independent, Russia attempted to gain 
a protectorate over Outer Mongolia, and China was 
forced to acknowledge Russia's extensive commercial 
and political privileges there in return for a nominal 
recognition of its own suzerainty over the region. 
Japan began to manoeuvre in Eastern Inner Mongolia 



THE LANSING-ISHII AGREEMENT 109 

and, in 1915, attempted to clinch its activities by the 
Twenty-one Demands, in which it affirmed that China 
had " always recognized its special position in South 
Manchuria and Eastern Inner Mongolia " ; other ambi- 
tions were also put forth, as already discussed in an- 
other chapter. In Manchuria, further, according to 
consular reports, Japan had apparently not followed 
the " open door " agreement of 1899. Such was the 
changed situation in the China of 1915, as compared 
to that of 1899. The situation was summarized by 
Dr. Hornbeck, as follows: 

" The settlement at the end of the Russo-Japanese 
War materially altered the political and geographical 
alignment. A new status was created. New pledges 
were made for the maintaining of the newly created 
status quo. Japan's activities in Manchuria during 
the next ten years further modified the alignments. 
In 1914 Japan's conquest of the German possessions 
in Shantung again abruptly altered the situation. 
And, finally, Japan's demands upon China in January, 
1915, and the granting of the special privileges and 
concessions which China has been forced to make to 
Japan constitute a complete upsetting of the balance of 
power and suggest all the possibilities of a reversion, 
after the European War shall have been concluded, 
to speculation, apprehensions, competition, and conse- 



IIO CHINA AND THE WORLD- WAR 

quent developments such as marked the years 1895- 



L" 1 

This situation, as portrayed, aroused various sus- 
picions of Japan's ultimate intentions toward China, 
and there seemed a need for some official statement to 
clear the air. This was made by the Japanese Govern- 
ment in the fall of 1917 in an exchange of notes signed 
in Washington by Viscount Ishii and Secretary Lans- 
ing. 

There were three general reasons for the formula- 
tion of this agreement. The first was the apprehen- 
sion of America and of the world in general concern- 
ing Japanese intentions in China. These apprehen- 
sions were mentioned in the notes exchanged and in a 
supplementary statement issued by Secretary Lansing. 
In the notes appears the clause, " In order to silence 
mischievous reports that have from time to time been 
circulated, it is believed by us that a public announce- 
ment once more of the desires and intentions shared by 
our two Governments with regard to China is advis- 
able " ; and in Secretary Lansing's statement, he said, 
" There had unquestionably been growing up between 
the peoples of the two countries a feeling of suspicion 
as to the motives inducing the activities of the other 
1 Contemporary Politics in the Far East, page 242. 



THE LANSING-ISHII AGREEMENT III 

in the Far East, a feeling which, if unchecked, prom- 
ised to develop a serious situation. Rumours and 
reports of improper intentions were increasing and 
were more and more believed." German propaganda 
was referred to as having a large part in increasing 
this suspicion. This apprehension seemed general not 
only in America, but in other nations as well, and was 
one of the reasons for the drawing up of the new 
agreement. 

Another reason, which was not so generally recog- 
nized, was Japan's apprehension concerning America's 
intentions in China. Japan had long cherished the 
hope of becoming the recognized leader of the Orient. 
Especially did it desire unquestioned supremacy in its 
leadership over China. During the past two years the 
United States had taken certain action which seemed 
to question its leadership. At the time of me Twenty- 
one Demands, as already stated, America was the only 
nation to protest against any infringement of China's 
rights. In the summer of 1917, during the turmoil 
which accompanied the attempt to overthrow the Re- 
public and to restore the Mandms, the United States 
had sent definite advice to China concerning the situa- 
tion. Statements were made by experienced Japanese 
journalists, such as, " In the Japanese-American rela- 



112 CHINA AND THE WORLD- WAR 

tions, the powder-chest has ever been China not 
California "; and that the United States might " go to 
Japan and tell her that America had taken upon her- 
self the role of the guardian and guide of China, that 
she was to dictate the policy of the Chinese Republic 
according to what America thought to be just and 
righteous, and that Japan's policies and actions in the 
Far East, and more especially in China, were to be sub- 
ject to the approval of the United States/' * The 
formation of the closest possible ties with China 
seemed vital to the future greatness of Japan, and any 
interference in such a program was looked upon with 
apprehension. Accordingly an assurance from Amer- 
ica of a continuation of its present relations with China 
was much desired. 

A third factor was the need of the Allies for closer 
co-operation as a result of the loss of Russia from 
their ranks. There was a decided need of unity of 
counsel and of effort, if the handicap of this loss were 
to be overcome. As has already been pointed out, 
there had not always been a clear unity of understand- 
ing and policy between Japan and the Allies; Japan 
had special aspirations in the Orient; and there seems 
reason for the belief that a certain amount of pressure 

1 Adachi Kinnosuke, in Asia, December, 1917. 



THE LANSING-ISHII AGREEMENT, 

was brought to bear on America to recognize the as- 
pirations of Japan in China. This America appar- 
ently attempted to do with justice to China in the 
Lansing-Ishii Agreement 

After a series of conferences in Washington be- 
tween Viscount Ishii and Secretary Lansing, the fol- 
lowing statement was issued on November 2 : 

" DEPARTMENT OF STATE, 

" WASHINGTON, Nov. 2, 1917. 
" EXCELLENCY : 

" I have the honour to communicate herein my un- 
derstanding of the agreement reached by us in our 
recent conversations touching the questions of mutual 
interest to our Governments relating to the Republic 
of China. 

" In order to silence mischievous reports that have 
from time to time been circulated, it is believed by us 
that a public announcement once more of the desires 
and intentions shared by our two Governments with 
regard to China is advisable. 

" The Governments of the United States and Japan 
recognize that territorial propinquity creates special 
relations between countries, and, consequently, the 
Government of the United States recognizes that 



114 CHINA AND THE WORLD-WAR 

Japan has special interests in China, particularly in the 
parts to which her possessions are contiguous. 

" The territorial sovereignty of China, nevertheless, 
remains unimpaired, and the Government of the 
United States has every confidence in the repeated as- 
surances of the Imperial Japanese Government that, 
while geographical position gives Japan such special 
interests, they have no desire to discriminate against 
the trade of other nations or to disregard the com- 
mercial rights heretofore granted by China in treaties 
with other powers. 

" The Governments of the United States and Japan 
deny that they have any purpose to infringe in any 
way the independence or territorial integrity of China, 
and they declare, furthermore, that they always ad- 
here to the principle of the so-called ' open door/ or 
equal opportunity for commerce and industry in China. 

" Moreover, they mutually declare that they are op- 
posed to the acquisition by any government of any 
special right or privileges that would affect the inde- 
pendence or territorial integrity of China, or that 
would deny to the subjects or citizens of any country 
the full enjoyment of equal opportunity in the com- 
merce and industry of China. 

" I shall be glad to have your Excellency confirm this 
understanding of the agreement reached by us. 



THE LANSING-ISHII AGREEMENT, 1 15 

" Accept, Excellency, the renewed assurance of my 

highest consideration. 

"ROBERT LANSING. 

" His Excellency, Viscount Ki- 
kujiro Ishii, Ambassador 
Extraordinary and Plenipo- 
tentiary of Japan, on special 
mission." 

" THE SPECIAL MISSION OF JAPAN, 

"WASHINGTON, Nov. 2, 1917. 
"Sir: 

" I have the honour to acknowledge the receipt of 
your note today, communicating to me your under- 
standing of the agreement reached by us in our re- 
cent conversations touching the questions of mutual 
interest to our Governments relating to the Republic 
of China. 

" I am happy to be able to confirm to you, under 
authorization of my Government, the understanding 
in questions set forth in the following terms : 

(Here the Special Ambassador repeats the language 
of the agreement as given in Secretary Lansing's note.) 

"K. ISHII, 

"Ambassador Extraordinary and 
Plenipotentiary of Japan, on 
special mission. 



1 1 6 CHINA AND THE WORLD- WAR 

" Honourable Robert Lansing, 

Secretary of State." 

In addition to reaching an agreement on this matter, 
the Japanese representatives had also discussed with 
the representatives of the United States Government 
various other subjects, especially in relation to their 
joint participation in the conduct of the war. Secre- 
tary Lansing's statement concerning these negotia- 
tions was in part : 

" The Japanese Commission accomplished a further 
purpose in expressing Japan's earnest desire to co- 
operate with this country in waging war against the 
German government. The discussions covered the 
military, naval and economic activities to be employed 
with due regard to relative resources and ability. . . . 
Complete and satisfactory understandings upon the 
matter of naval co-operation in the Pacific have been 
reached. * . . At the present time it is inexpedient to 
make public the details of these conversations," 

The two most important statements in the pub- 
lished agreement were: that both the United States 
and Japan repledged themselves to the recognition of 
the principle of the " open door " and the territorial 
integrity of China; but that the United States also 
recognized that Japan had " special interests " in 
China, particularly in territory which adjoined its own 



THE LANSING-ISHII AGREEMENT 

possessions. It was, indeed, a happy result that 
China's rights were thus formally recognized and that 
an assurance was made that the policy of the " open 
door " was to continue. In this respect the agreement 
did much to clear away the clouds of suspicion which 
had been long gathering, and marked a new era in the 
good relations between the United States and Japan. 

On the other hand, there were four main lines of 
criticism directed against the agreement. In the first 
place, its terms seemed to be self -contradictory; sec- 
ondly, the phrase " special interests " was decidedly 
vague ; third, the principle upon which these " special 
interests '' was built, that of territorial propinquity, did 
not seem to be wholly valid ; finally, China was not in- 
cluded in the negotiations. 

By reaffirming the principle of the " open door " 
and of China's territorial integrity, Japan and America 
seemed to guarantee equal opportunities to all nations 
in commerce, agreeing also to prohibit any country 
from acquiring political rights which would infringe 
China's sovereignty. No commercial or political priv- 
ileges were to be given to any country. But on the 
other hand, " special interests " imply special priv- 
ileges; these privileges must be either commercial or 
political ; and at once a contradiction of meaning seems 
to arise. The same sort of contradiction had seemed 



Il8 CHINA AND THE WORLD- WAR 

to exist in the treaty between Great Britain and Japan, 
made in 1905, concerning Korea, when the alliance 
between the two nations was renewed. Article III 
of this treaty said, " Japan possessing paramount po- 
litical, military and economic interests in Korea, Great 
Britain recognizes the right of Japan to take such 
measures ... in Korea as she may deem proper . . , 
provided that such measures are not contrary to the 
principle of equal opportunities for the commerce and 
industry of all nations." * If the phrase " special in- 
terests " were substituted for the one " paramount in- 
terests/' the two affirmations would be more or less 
similar. Three months after the treaty between Great 
Britain and Japan was signed, a Japanese protector- 
ate was established over Korea ; five years later Korea 
was formally annexed. After the publishing of the 
Lansing-Ishii treaty with these similar terms there 
was some fear, especially on the part of China, that 
history would repeat itself. 

In the second place, the phrase " special interests " 
was obviously vague. In the agreement they were 
not defined and there have been various conjectures 
by the publicists of the three nations involved con- 
cerning their meaning. In a magazine published in 
Japan shortly after the concluding of the treaty ap- 

1 See Appendix V. 



THE LANSING-ISHII AGREEMENT 1 19 

peared two articles which attempted to define these 
" special interests." The first article maintained that 
they were special commercial privileges in Japan's va- 
rious spheres in China; the second insisted that polit- 
ical privileges were designated. In this vagueness of 
meaning there is possibility of future misunderstand- 
ing. 

In the third place, the reason for the recognition 
of these " special interests " was found in Japan's ter- 
ritorial propinquity to China, the principle being stated 
in the agreement that " territorial propinquity creates 
special relations between countries " and that conse- 
quently Japan was entitled to the " special privileges " 
named. If China were willing to enter into these 
special relations with Japan, resulting from the terri- 
torial proximity of the two countries, the situation 
would be different. But any one who has lived in 
China, whatever his theoretical views may be of the 
subject, must admit the fact that the Chinese as a 
whole do not wish to enter into these closer relations 
with Japan. They are not afraid of loans in which 
the United States or the other Powers as a group are 
represented, but they do object to transactions of a 
commercial or political type with Japan alone. The 
matter then resolves itself into the question, " Is ter- 
ritorial propinquity a sufficient reason for acquiring 



I2O CHINA AND THE WORLD-WAR 

special privileges against the will of the people con- 
cerned ? " The answer in America and in some coun- 
tries of Europe, in recent years at least, has always 
been in the negative. Territorial propinquity exists 
between the United States and Canada; the former 
desired special relations of reciprocity; but, when Can- 
ada did not wish to enter into these relations, there 
was no question of using force to accomplish them. 
Germany, on account of Its territorial proximity to 
Belgium and Russia, desires its special commercial re- 
lations with them to be recognized, but there is no 
expectation of this being done. If this principle of 
self-determination as to special relations, whether 
commercial or political, applies in America and Europe, 
why should it not apply in Asia? Further, if terri- 
torial propinquity were generally recognized by the 
other powers as creating special relations, the results 
might be serious. Russia's boundaries are contiguous 
with those in China for hundreds of miles ; Great Brit- 
ain could logically claim " special interests " near its 
port at Hongkong; France could do the same with 
Cochin China ; and America would have a claim in the 
proximity of the Philippines to the Chinese coast. 
The Chinese regions implied by reason of their prox- 
imity to Japanese possessions would seem to be Man- 
churia, Mongolia, Shantung, and Fukien; but, if 



THE LANSING-ISHII AGREEMENT 121 

special interests and privileges were to be conceded in 
these provinces and in the regions bordering the hold- 
ings of other nations as well, what of the future of 
the policy of the " open door " and of equal oppor- 
tunity, which originally was formulated to check and 
control just such spheres of interest? 

A fourth objection was that China was not included 
in the negotiations. Since the " special interests " 
mentioned in the treaty were to be granted to Japan 
in China, it would seem that the latter had a right to 
a voice in the matter ; otherwise its sovereignty seemed 
to be ignored. The same action had been taken by 
Japan and Russia in the Portsmouth treaty when a 
part of the Chinese province of Manchuria was divided 
between them and China was not notified until after 
the decision concerning the disposal of this territory 
had been reached. Although later they ratified this 
settlement, the Chinese felt that at that time their rights 
as a sovereign nation had not been considered, and the 
repetition of this act continued the precedent which 
seemed harmful to their national interests and pride. 

These were some of the objections made against the 
terms of the treaty. Its meaning and influence were 
shown more clearly by its reception in each of the three 
nations concerned. 

As soon as the Chinese government was informed of 



122 CHINA AND THE WORLD- WAR 

the agreement at issue, an official statement " in order 
to avoid misunderstanding," addressed to both the Jap- 
anese and American Governments, was issued. It 
stated that " the Chinese government had in its rela- 
tions with foreign governments always followed the 
principles of justice and equality; that the rights ex- 
tended to friendly nations by treaty had been con- 
sistently respected ; that the special relations created by 
territorial contiguity were provided for in the treaties ; 
and that henceforth as formerly, the Chinese Govern- 
ment would adhere to these principles, but that it could 
not allow itself to be bound by any agreement entered 
into by other nations." In other words, China recog- 
nized special interests only in so far as they existed by 
virtue of treaties and agreements to which she was a 
party. 

The Chinese as a whole seemed to appreciate the 
promises of America and Japan concerning the pro- 
tection of their territorial rights ; but they were in doubt 
as to the exact meaning of the agreement, due to the 
double interpretation of the various " special inter- 
ests." An American authority has characterized it as 
" a harmless recognition of a simple fact, or a cargo of 
diplomatic dynamite, according to interpretation and 
application." He went on to say: 1 "There is no 

1 Article on " The Lansing-Ishii Agreement," in Asia, Decem- 
ber, 1917. . 



THE LANSING-ISHII AGREEMENT 123 

question but that for a long time the people of the 
United States and the people of Japan did not under- 
stand the term ' open door ' in the same sense. Do 
they now? Have the American and the Japanese 
governments achieved a meeting of the minds as to 
the connotation of the term 'special interests'? In 
case of disagreement as to whether a given measure 
does or does not infringe China's independence or the 
principle of equal opportunity, who is to decide? . . . 
In 1915 the Japanese Government insisted that its de- 
mands upon China did not infringe treaty rights; 
China insisted that they did. When China, under 
pressure of an ultimatum, agreed to some fifteen of 
the things demanded, the United States, without com- 
mitting itself as to whether they did or did not do so, 
merely went on record to the effect that it would not 
recognize any agreement impairing the rights of the 
United States, the integrity of China, or the principle 
of the ' open door.' " 

Some of the less well-informed Chinese viewed the 
agreement as a sign of America's tacit approval of 
Japan's recent action in China. The general attitude 
seemed to be one of anxiety as to the eventual meaning 
and implications of the agreement. 

Concerning Japan's pledge not to allow any attack 
upon Chinese territorial integrity, or independence, the 



124 CHINA AND THE WORLD- WAR 

China Press, as quoted in Millard's Review of Oct. 
6th, said: 

" Baron Ishii announces that Japan is ' prepared to 
defend the independence of China against any aggres- 
sion.' This is all to the good. There is only one na- 
tion that threatens China, and if Japan will defend 
China against the aggression of that nation, China will 
survive. If Japan, to put it plainly, will defend China 
against Japanese aggressions, all will be well." 

A final comment was that " no two powers could 
guarantee between themselves a continuation of 
China's independence as a sovereign state, or could 
make certain a preservation of its national territorial 
integrity. The only way in which these aims could be 
accomplished seemed to be in a growth of power on 
China's own part, which would enable it to defend 
its domains from any aggressions by a foreign 
power." x 

The Japanese, although there were some who criti- 
cized the agreement because it did not seem definite 
enough as to their desired powers in China, were gen- 
erally satisfied with the agreement. The best indica- 
tion of their approval was the immediate selection of 
Viscount Ishii as Ambassador to America. They be- 
lieved that the way was open for their recognized 

a ln the Lansingr-Ishii Agreement quoted above. 



THE LANSINOISHII AGREEMENT 125 

leadership in the Orient. One of their publicists, writ- 
ing in an American magazine, said : " The new un- 
derstanding between the United States and Japan will 
be held in Japan as the greatest piece of constructive 
achievement of the diplomatic history of the Far 
East for many a generation. To Japan it is a double 
triumph. . . . Japan has been the ally of the British 
Empire for years. That the greatest power in the 
two Americas now recognizes her leadership of the 
Far Eastern states must mean a good deal . . . to 
my countrymen. Besides laying a pretty solid founda- 
tion stone of the future peace of Japan, the achieve- 
ment of the Ishii Mission crowns high the cup of 
Japan's political aspirations." x 

The view of the treaty taken in the United States, 
followed a middle course, as compared with these two 
estimates. The chief criticism was along the lines al- 
ready indicated, but America was hopeful that it had 
solved a difficult situation with satisfaction to both 
China and Japan. This attitude was expressed in a 
statement by Secretary Lansing, accompanying the 
publication of the treaty. He said : " By openly pro- 
claiming that the policy of Japan is not one of aggres- 
sion, and by declaring that there is no intention to take 
advantage commercially or industrially of the special 

1 Adachi Kinnosuke, in Asia, December, 1917. 



126 CHINA AND THE WORLD- WAR 

relations to China created by geographical position, the 
representatives of Japan have cleared the diplomatic 
atmosphere of suspicion. . . . The principal result of 
the negotiations was the mutual understanding which 
was reached as to the principles governing the policies 
of the two governments in relation .to China. This 
understanding is formally set forth in the notes ex- 
changed, and now made public. The statements in the 
notes require no explanation. They not only contain 
a reaffirmation of the ' open door ' policy, but intro- 
duce a principle of non-interference with the sover- 
eignty and territorial integrity of China, which, gen- 
erally applied, is essential to perpetual international 
peace, as clearly declared by President Wilson, and 
which is the very foundation, also, of Pan- American- 
ism, as interpreted by this government.' 5 

True friends of China and Japan warmly hope that 
this estimate of the outcome of the agreement will be 
borne out by future events. 



CHAPTER VII 

THE CHINESE-JAPANESE MILITARY AGREEMENT 
OF 1918 

THE situation in Russia following the abdication 
of the Czar in March, 1917, was of special concern 
to the Allies. It was of vital importance to the two 
neighbouring oriental supporters of the Allies, Japan 
and China. The northern boundaries of the Chinese 
Republic are contiguous for hundreds of miles with the 
boundaries of Siberia; any German penetration there 
would be felt at once in China. Japanese shipping, 
which included practically all of the vessels on the 
Pacific, would be menaced at once if the Germans 
should gain control of Vladivostok. Further, in its 
larger aspect of German control of Russia's resources 
and territory, presaging the establishment of a vast 
empire stretching from the North Sea to the Pacific, 
the Japanese saw a grave menace. The military dan- 
ger of the German forces in Siberia seems to have been 
exaggerated, but there was every probability of eco- 
nomic control and domination. Japan could not take 
military measures to meet this situation unless it had 

127 



AJND THE WORLD- WAR 

the consent and support of its neighbour on the main- 
land, and consequently, soon after the revolution in 
Russia, negotiations were begun leading to a military 
agreement between China and Japan. The military 
agreement was signed May 16, 1918; the naval agree- 
ment, May 1 9th; the first public announcement was 
made in Tokio, May 3Oth. The whole affair was 
shrouded in much secrecy, and was the cause of endless 
comment and even suspicion in both countries, which 
was not wholly dispelled by the explanatory statement 
finally published. 

The first report concerning the proposed agreement 
became current in China in the Spring of 1917. Un- 
fortunately it was associated in the minds of the Chi- 
nese with Group Five of the Twenty-one Demands 
made by Japan in January, 1915. These demands 
were forecasted by the secret statement of the Black 
Dragon Society, already mentioned, which spoke of a 
" Defensive Military Alliance " between China and 
Japan as the ultimate goal of Japanese foreign policy. 
The fifth group of the Demands, it may be remem- 
bered, was the most severe, involving certain rights 
which, if granted to Japan, would infringe the sov- 
ereignty of China and make it practically a vassal 
nation. 

In its ultimatum of May 7, 1915, Japan, under 



CHINESE-JAPANESE MILITARY AGREEMENT 12$ 

threat of force, demanded the acceptance of the first 
four groups and agreed to hold the fifth group in 
abeyance, with the exception of the article in relation 
to Fukien Provinces, saying, " The Japanese Imperial 
Government will undertake to detach the Group Five 
from the present negotiations and discuss it separately 
in the future." Commenting on this clause, a leading 
journalist in the Orient, Mr, Putnam-Weale, had said, 
" It is this fact which remains the sword of Damocles 
hanging over China's head; and until this sword has 
been flung back into the waters of the Yellow Sea the 
Far-Eastern situation will remain perilous," * The 
Twenty-one Demands were prefaced by the statement 
that they were being made for the purpose " of main- 
taining the general peace in Eastern Asia," and it was 
not surprising that, when Japan began negotiations for 
a military alliance, having a similar purpose, last year, 
many Chinese began to fear that the long-dreaded 
" sword of Damocles " was about to fall. 

The first specific mention of the proposed alliance 
was made in the Peking Gazette, the most influential 
native newspaper, on May 18, 1917. The editor, 
Eugene Chen, who has already been mentioned, was a 
fiery supporter of the Republic and an opponent of the 
Japanese. In an editorial entitled "Selling China," 

1 The Fight for the Republic in China, page 117. 



130 CHINA AND THE WORLD- WAR 

he asserted that the Premier, Tuan Chi-jui, was con- 
templating making an agreement with Japan which 
would involve practically all the concessions mentioned 
in the original Group Five. Mr. Chen was promptly 
arrested and thrown into prison without a trial; later 
his newspaper was suppressed and its property confis- 
cated. Subsequently Mr. Chen was pardoned land 
made his escape from Peking; but his accusation lin- 
gered in the minds of the Chinese public and became 
associated with any mention of a military alliance with 
Japan. 

Matters remained at a standstill until the early 
months of the year 1918, when reports again began to 
circulate, saying that the agreement was soon to be 
made. The wildest and most extravagant stories be- 
came current. The statement was freely made that the 
northern officials were selling China for their own 
interests. In March it was recorded that a preliminary 
agreement had been signed, and protests from all the 
country were sent to Peking. 

An example of these rumours was a letter published 
in the China Press in April. It was written by a Chi- 
nese who claimed to have gained his information 
directly from one of the high officials in Peking. The 
China Press published it with the following com- 
ments : 



CHINESE- JAPANESE MILITARY AGREEMENT 

" The China Press some weeks ago received from its 
Peking correspondent word that new demands or ' re- 
quirements ' had been presented by Japan. Since 
then Renter's Agency has also carried the reports. In 
the light of those facts, the following letter, although 
its authority cannot be vouched for, is interesting : 

" * I hope you have perused my last letter. Since 
then there has been another exceedingly alarming oc- 
currence. This is in connection with the revival of the 
negotiations with a certain country to form a certain 
alliance for participation in the great war. Its inside 
facts are as follows : 

"' (i) Warfare alliance, including the training of 
soldiers under their supervision. 

" (2) Arms alliance, including the organization 
of arsenals with joint Chinese and interest. 

" ' (3) Industrial alliance, including the practical 
surrender of all the mines of the republic. 

" ' (4) Financial alliance, including a loan to China 
amounting to $60,000,000, the control of the issue of 
banknotes and the reorganization of the banks of China 
and communications. 

" ' (5) Educational alliance. 

" c (6) Diplomatic alliance. 

" ' (7) Transportation alliance/ 

" This is certainly more alarming than Group Five 



132 CHINA AND THE WORLD- WAR 

of the Twenty-one Demands presented in the fourth 
year of the Republic. Another demand included in 
the present negotiations is that China shall not sign 
any treaty or agreement with any foreign power with- 
out the consent of the government in question. 

"This new pact went into force on May i. It is 
learned that it was officially signed and sealed. The 
special mission of the Minister of the nation con- 
cerned was solely for the purpose of effecting the con- 
clusion of the alliance. 

" Although it appears on the surface as a document 
of an alliance for participation in the war, it really 
amounts to a bill of sale of the nation. This is a con- 
tinuation of what was intended to be effected in the 
fourth year of the republic, only it has been immensely 
enlarged upon and is a hundred times more detri- 
mental. 

" This piece of news is obtained through Chow Tse- 
chi from the e Money Joss/ (Liang Shih-yi.)" 

Finally, on May i6th, an official statement from 
both Peking and Tokyo was published, stating that an 
agreement had been reached. The fears of the Chi- 
nese were heightened by the fact that the officials would 
not publish the terms of the alliance. Similar secrecy 
had surrounded the serving of the Twenty-one De- 



CHINESE- JAPANESE MILITARY AGREEMENT 133 

mands in 1915, and many alarmists recalled this fact. 
The editor of the chief native newspaper in Peking 
committed suicide, saying that he would not live to 
become a slave of a foreign country. The Chinese 
students in Japan attacked the Chinese embassy in 
Tokyo and then left in a body for China. The leaders 
of the Southern party in China telegraphed Peking 
that they would give up their opposition to the Central 
Government if it would cancel the agreement. Even 
in Japan there was much adverse criticism of the se- 
crecy maintained by the Imperial Government, Fi- 
nally this feeling grew so strong that on May 30th an 
official statement was made concerning the agreement. 
It took the form of a denial of the many rumours which 
had arisen, rather than a clear exposition of the agree- 
tiient itself. It mentioned certain notes which had 
been exchanged on March 25th between the Japanese 
Minister of Foreign Affairs and the Chinese Minister 
in Tokyo. These notes were of the greatest import- 
ance, as they stated that the military agreement had 
relation only to the hostile penetration into Russian 
territory, and the assurance was given that Japanese 
troops, stationed within Chinese territory for the pur- 
pose of defence, would be completely withdrawn upon 
the termination of the war. The period within which 



134 . CHINA AND THE WORLD- WAR 

the notes were to remain in force was to be determined 
by the military and naval authorities of the two 
powers. The notes follow : 

Mr. Chang to Viscount Motono 
"Tokyo, March 25, 1918. I have the honour to 
communicate to Your Excellency that the Government 
of China, believing that in the present situation co- 
operation with the Government of Japan on the lines 
hereinafter indicated is highly important in the interest 
of both countries, have authorized me to approach 
your Government with a view to arranging for such 
co-operation. 

" i. Having regard to the steady penetration of hos- 
tile influence into Russian territory, threatening the 
general peace and security of the Far East, the Gov- 
ernment of China and the Government of Japan shall 
promptly consider in common the measures to be taken 
in order to meet the exigencies of the situation, and 
to do their share in the Allied cause for the prosecution 
of the present war. 

" 2. The methods and conditions of such co-opera- 
tion between the Chinese and Japanese armed forces in 
the joint defensive movements against the enemy for 
giving effect to the decision which may be arrived at 
by the two Governments in common accord under the 



CHINESE- JAPANESE MILITARY AGREEMENT 135 

preceding clause, shall be arranged by the competent 
authorities of the two powers who will from time to 
time consult each other fully and freely upon all ques- 
tions of mutual interest. It is understood that the 
matters thus arranged by the competent authorities 
shall be confirmed by the two Governments and shall 
be put into operation at such time as may be deemed 
opportune." 

Viscount Motono replied on the same day with an 
identic note recapitulating Mr. Chang's statements 
and adding : 

" The Imperial Government, fully sharing the views 
embodied in the foregoing proposals, will be happy to 
co-operate with the Chinese Government on the lines 
above indicated." 

Viscount Motono to Mr. Chang 
"Tokyo, March 25, 1918. With reference to the 
notes exchanged on March 25 between the Govern- 
ments of Japan and of China on the subject of their 
joint defensive movements against the enemy, I have 
the honour to propose on behalf of my Government 
that the period within which the said notes are to re- 
main in force shall be determined by the competent 
military and naval authorities of the two Powers. 
At the same time the Imperial government are happy 



136 CHINA AND THE WORLD- WAR 

to declare that the Japanese troops stationed within 
Chinese territory for the purpose of such defensive 
movements against the enemy shall be completely with- 
drawn from such territory upon the termination of the 



war." 



Mr. Chang to Viscount Motono 

"Tokyo, March 25, 1918. I have the honour to 
acknowledge the receipt of Your Excellency's com- 
munication under today's date, proposing on behalf of 
your Government that the period within which the 
said notes are to remain in force shall be determined 
by the competent military and naval authorities of the 
two Powers. I am happy to state in reply that the 
foregoing proposal is accepted by my Government. I 
am further gratified to take note of the declaration 
embodied in your communication under acknowledg- 
ment, that the Japanese troops stationed within Chi- 
nese territory for the purpose of defensive movements 
against the enemy shall be completely withdrawn from 
such territory upon the termination of the war." 

These notes were apparently the foundation of the 
reports current during the last of March in China, 
although there is evidence for the view that the 
first demands of the Japanese were more extreme than 
these notes indicate. In addition to these notes the 



CHINESE- JAPANESE MILITARY AGREEMENT 137 

Japanese government issued a supplementary state- 
ment categorically denying all such interpretations of 
the agreement. The statement follows: 

" Having regard for the steady penetration of hos- 
tile influence into Russian territory, jeopardizing the 
peace and welfare of the Far East, and recognizing 
the imperative necessity of adequate co-operation be- 
tween Japan and China to meet the exigencies of the 
case, the Governments of the two countries, after 
frank interchange of views, caused the annexed notes 
to be exchanged, March 25, between the Minister of 
Foreign Affairs and the Chinese Minister in Tokyo. 

" In pursuance of the purport of the notes the Im- 
perial Government subsequently sent Commissioners 
representing the Imperial Army and Navy to Peking, 
where they held conferences with the authorities of the 
Chinese army and navy. The negotiations progress- 
ing smoothly, two agreements were concluded, one re- 
lating to the army being signed May 16, and the other 
relating to the navy, May 19. 

" These agreements only embody concrete arrange- 
ments as to the manner and conditions under which 
the armies and navies of the two countries are to co- 
operate in common defence against the enemy, on the 
basis of the above mentioned notes exchanged on 
March 25. The details of the arrangements consti- 



138 CHINA AND THE WORLD- WAR 

tuting as they do a military secret, can not be made 
public, but they contain no provision other than those 
pertaining to the object already defined. Currency 
has been given to various rumours, alleging that the 
agreements contain for instance such stipulations as 
that a Chinese Expedition is to be under Japanese com- 
mand, that Japan may construct forts in Chinese terri- 
tory at such places as she may choose, that Japan will 
assume the control of Chinese railways, shipyards, and 
arsenals, and even that Japan will assume the control of 
China's finances, will organize China's police system, 
will acquire the right of freely operating Chinese mines 
producing materials for the use of the arsenals, etc. 
It cannot be too emphatically stated that these and 
similar rumours are absolutely unfounded. 

" May 30, the 7th year of Taisho, 
" Ministry of Foreign Affairs, 

"Tokyo, Japan." 

In this statement there is no definite information 
given concerning the details of the arrangement. 
Considerable speculation has taken place in regard to 
these details. President Feng was rumoured to have 
shown them to a delegation of students who came to 
him to protest against the agreement. Various ver- 
sions have been published unofficially; a translation- of 



CHINESE- JAPANESE MILITARY AGREEMENT 139 

one of them which comes from semi-official sources, 
read as follows : 

" Article i. In view of the penetration of enemy in- 
fluence into the eastern territory of Russia, and of the 
likelihood of the peace of the two contracting parties 
being disturbed thereby, China and Japan mutually 
agree actively to undertake the obligations of war-par- 
ticipation by measures designed jointly to guard against 
the action of the enemy. 

" Article 2. The two countries shall mutually rec- 
ognize and respect the equality of the other regarding 
position and interests in carrying out joint military 
measures. 

"Article 3. When it is necessary to take action 
based on this agreement, orders will be issued by both 
China and Japan to their troops and people, calling 
on them to be frankly sincere in dealing with each other 
in the area of military operations; and the Chinese 
officials shall co-operate and assist the Japanese troops 
in the area involved so that there may be no hindrance 
to military movements. Japanese troops shall on their 
part respect Chinese sovereignty and shall not cause 
any inconvenience to the Chinese people by violating 
local customs and traditions. 

" Article 4. Japanese troops in Chinese territory 
shall withdraw from China as soon as war is ended. 



I4O CHINA AND THE WORLD-WAR 

" Article 5. If it be found necessary to send troops 
outside of Chinese territory, troops will be jointly sent 
by the two countries. 

" Article 6. The war area and war responsibilities 
shall be fixed by mutual arrangement of the military 
authorities of the two countries as and when occasion 
arises in accordance with their respective military re- 
sources. 

"Article 7. In the interests of convenience, the 
military authorities of the two countries shall under- 
take the following affairs during the period necessary 
for the execution of joint measures: 

" i. The two countries shall mutually assist and 
facilitate each other in extending the means of com- 
munications (post and telegraph) in connection with 
military movements and transportation. 

"2. When necessary for war purposes construction 
operations may be carried on and the same shall be 
decided, when occasion arises, by mutual consent of the 
chief commanders of the two countries. The said 
construction-operation shall be removed when the war 
is ended. 

" 3. The two countries shall mutually supply each 
other with military supplies and raw materials for the 
purpose of jointly guarding against the enemy. The 
quantity to be supplied shall be limited to the extent 




Copyright by Underwood & Underwood, N. Y. 
Japanese Troops, in Allied Expeditionary Force in Siberia. 
Half of this force is composed of troops from Japan; General K. Otani is the 
Commander-in-Chief. 



CHINESE- JAPANESE MILITARY AGREEMENT 

of not interfering with the necessary requirements of 
the country supplying the same. 

"4. Regarding questions of military sanitation in 
the war area the two countries shall render mutual 
assistance to each other. 

" 5. Officers directly concerned with war operations 
shall. mutually be sent by the two countries for co- 
operation. If one party should ask for the assistance 
of technical experts, the other shall supply the same. 

" 6. For convenience, military maps of the area of 
war operations will be exchanged. 

" Article 8. When the Chinese Eastern Railway is 
used for military transportation, the provisions of the 
original treaty relating to the management and protec- 
tion of the said line shall be respected. The method 
of transportation shall be decided as occasion arises. 

" Article 9. Details regarding the actual perform- 
ance of this agreement shall be discussed by mutual 
agreement of the delegates appointed by the Military 
Authorities of the two countries concerned. 

" Article 10. Neither of the two countries shall dis- 
close the contents of the agreement and its appendix, 
and the same shall be treated as military secrets. 

"Article n. This Agreement shall become valid 
when it is approved by both Governments after being 
signed by the Military representatives of the two coun- 



CHINA AND THE WORLD-WAR 

tries. As to the proper moment for the beginning oi 
war operations, the same shall be decided by the highesl 
military organs of the two countries. The provisions 
of this agreement and the detailed steps arising there- 
from shall become null and void on the day the joint 
war measures against the enemy end. 

" Article 12. Two copies of the Chinese and of the 
Japanese text of this agreement shall be drawn; 
one of each shall be kept by China and Japan. The 
Chinese and Japanese texts shall be identical in 
meaning." * 

The main feeling In the Orient concerning the alli- 
ance was one of relief and of surprise at the long 
period of secrecy that shrouded the negotiations a 
secrecy which tended to increase any misunderstand- 
ing which might have arisen. A general explanation 
of this secrecy by Japanese, as well as Chinese writers, 
was that Japan attempted to gain more than was 
contained in the final agreement; that her original plan 
had to be modified by the counter-proposals of the Pe- 
king Government. There was also a tendency to criti- 
cize the statement for not being more explicit. Thus, 
according to the Japan Advertiser of May 3ist, " Mr. 
Yuko Hamuguchi, a prominent member of the Kensei- 
kai, remarks that the agreement has caused misunder- 

i Millard's Review, May 25, 1918. 



CHINESE- JAPANESE MILITARY AGREEMENT 143 

standing and much excitement among many Chinese, 
and though an official statement has now been pub- 
lished the agreement will remain as much a conundrum 
as ever, inasmuch as the important clauses are kept 
secret. It seems problematical whether the official 
statement just published will have the desired effect in 
removing the suspicion of the Chinese/' 

On the other hand, there was a general appreciation 
of the promises of Japan to retire when the military 
necessity permits, and a feeling that, because of the 
alliance, Japan and China were the better prepared to 
do their part in the final phases of the great war. Thus 
the Japan Advertiser commented editorially upon the 
alliance; its views were seconded by the hopeful- 
minded press of the Orient. " The categorical denial 
of the rumours so widely current in China is a conclu- 
sive reply to the sensation-mongers who have been so 
active. The present emphatic disclaimer will have 
great value in restoring China's confidence in Japan, 
and may mark a turning point in the relations of the 
two countries. That may be counted positive gain, in 
addition to the confounding of malicious rumours. 
The other positive gain is that the way is clear for 
whatever action may be called for by further enemy 
penetration of Russian territory. . . . There is ample 
justification for the agreement, and the Allies will sin- 



144 CHINA AND THE WORU3-WAK 

cerely rejoice that the way is clear for action, if action 
should be necessary." 

Since these words were written an Allied force has 
entered Siberia. After a wise and prolonged delibera- 
tion, the United States government decided to send a 
military force to join with troops from Japan and 
China and others of the Allied nations, in the attempt 
to strengthen the Czecho-Slovaks in their revolt 
against the Bolsheviks and the Germans in Russia. 1 
Solemn assurances have been made to the people of 
Russia, that this Allied force has no intention of in- 
fringing any of the nation's rights, but that its presence 
is merely a guarantee of Allied support in the attempt 
of Russia to free itself from the invader and the 
traitor. The ranking officer in the expeditionary force 
of the Allies is the Japanese General, K. Otani ; Chinese 
troops are co-operating under his command ; and from 
elsewhere along the frontier, reports have come of 
other Chinese soldiers having repulsed forces of the 
Red Guards. Thus, China is realizing its ambition of 
assisting in a military way, as well as industrially, in 
the world-war for international justice and freedom. 

1 Note : The Allied Force numbered about 24,000 in the sum- 
mer of 1918. Of this number half were Japanese and the bal- 
ance was composed of American, Chinese, British, French and 
Italian soldiers. 



CHAPTER VIII 

THE FUTURE OF CHINA AS AFFECTED BY THE 
AIMS OF THE ALLIES 

WHEN the American Republic joined the Allies in 
the Great War, President Wilson summarized its ideal 
and purpose in so doing, by the sentence: "The 
World must be made safe for Democracy," The Al- 
lied Nations have generally accepted this expression of 
their ideal and purpose. When President Wilson's 
words were cabled to the Orient they produced a pro- 
found impression there. At once observers pointed 
out that the President had not limited the application 
of this ideal to Europe or to America alone, but that it 
was all-inclusive and was to apply to Asia as well. At 
once came a realization of the greatness of the ideal 
and of its possibilities as a solution for the problems of 
the Orient. Further, the view was widely expressed 
that these Asiatic problems must be solved if the cause 
of the Allies was to be permanently successful. 

Many considerations seemed to point to that conclu- 
sion. This is a world-war and nothing less than a 
world-peace would seem to be adequate. From this 

145 



146 CHINA AND THE WORLD-WAR 

world-peace, Asia cannot be excluded. Half of the 
world's population is in Asia ; in India, Asiatic Russia, 
in China, and Japan. China is the largest and oldest 
nation in the world ; its future cannot be ignored. A 
recent writer 1 has pointed out that after the war there 
will be three great groups of world-races ; the Anglo- 
Saxons, the Slavs and the Mongolians. The first 
group has far outdistanced the other two in political 
development and progress; it has bravely taken the 
stand that its ideals of democracy and liberty shall be 
permitted to become world-wide. In the Orient, the 
Chinese people have thrown off the restraints of an 
alien autocratic dynasty, and are groping unsteadily 
towards the light of democracy in the form of a re- 
public. Russia has only recently taken a similar step ; 
in both lands there is confusion and disorder; but both 
peoples are on the right road, and if given time and 
sympathetic support, they will reach their goal. 
America and the Allied nations have expressed their 
faith in Russia, and have pledged themselves to stand 
by her; they will certainly do no less for China. In 
Japan, as well, liberal tendencies are appearing; the 
country is at the cross-roads of its history; on the one 
hand, facing an imperialistic course that cannot but 
mean danger, and aggression upon its neighbours; on 
1 William S. Howe, Asia, July 18, 1918. 



THE FUTURE OF CHINA 

the other hand, halting before the decision to align 
itself with the international tendencies of the age in a 
fair and friendly national policy toward all the world. 
These aspirations and tendencies in Asia must be con- 
sidered in the Peace Conference. The writer makes 
bold to say that unless this is done, the consequences 
from the standpoint of a maintenance of the world- 
peace will be disastrous. 

Before the great war two political storm-centres 
were recognized in the world : the Balkans in the Near 
East and China in the Far East. 1 In both " legitimate 
interests " of the various nations clashed and this clash 
in Europe was the immediate occasion of the outbreak 
of the great wan It is hoped that the Allied peace 
terms will permanently remove the causes of future 
conflict in the Balkans at the close of the war; they 
should aim at no less satisfactory a solution of the 
problems in China. 

A future outbreak in the Far East might come in 
one of two ways : either as a result of international fric- 
tion in China; or through a war between China and 
Japan which would involve the other powers. The 
story of the growth of the competitive spheres of inter- 

1 " China will become, through the jealousy and the indiffer- 
ence of the Western Powers, the most dangerous storm-centre 
in the world after a European peace is concluded." F. W. 
Williams, The Nation, November 22, 1917. 



148 CHINA AND THE WORLD- WAR 

est in China; the attempted check to their rivalry and 
enforcement of the status quo by an agreement as 
to the principle of the " open door " and equal oppor- 
tunity ; the upsetting of this situation by encroachments 
of Russia and Japan; has already been told. At the 
close of the great war there will be a renewed compe- 
tition for China's trade and control of her natural re- 
sources and the means of transportation and produc- 
tion. Japan has tried to forestall the other powers by 
its action in the Twenty-one Demands and the Cheng- 
chiatung affair. Japanese and British interests as a 
result definitely clash. Russia, France and Belgium 
are also involved. If no clearly recognized principle 
of justice and equity is to be enforced, there seems 
grave probability of the growth of friction and dissen- 
sion which may lead to future armed conflict. 

The second line which future hostilities might take 
would be in a clash between China and Japan which 
would eventually involve the other nations. The lack 
of friendship and mutual trust between the Chinese 
and the Japanese is a disturbing factor in the Orient. 
These feelings of ill-will and distrust have been the 
outgrowth of a lack of justice and fair play in their 
relations with each other. At present Japan has the 
ascendancy, and China is no match for her in military 
power or national strength; but if China goes forward 



THE FUTURE OF CHINA 149 

in development, as it would seem she must, an armed 
struggle in the future seems inevitable. Russia and 
Great Britain are both involved in defensive alliances 
with Japan, but they, as well as all the other great na- 
tions, have relations with and interests in China, and 
it would seem they might eventually be dragged into 
such a conflict. 

Such possibilities are not pleasant to contemplate ; the 
common-sense view would seem to be, not to ignore 
them, but to take action at the close of the war, to pre- 
vent their development. The solution would seem to 
lie along the line taken in the adjusting of the interna- 
tional difficulties of Europe. 

With the principles of this adjustment, China is in 
sympathy and although hampered by internal difficul- 
ties, she has made what contributions she could to the 
Allied cause. When the war broke out, Germany's 
commercial interests were strongly entrenched through- 
out China; Germany's trade was increasing rapidly; 
German interests were being aggressively and success- 
fully pushed. An effort had been made to secure the 
adoption in the higher schools of China, of German 
as the only foreign language to be taught there; and 
this effort very nearly succeeded. Germany had seized 
and fortified an important military and naval base on 
the Chinese coast ; by a widespread campaign of propa- 



I5O CHINA AND THE WORLD- WAR 

ganda, German victories in the war were magnified 
and Germany's future importance was impressed upon 
the Chinese. As a result, during the first two years of 
the war, the Chinese were, in general, mildly pro-Ger- 
man. The change of sentiment expressed by the sev- 
erance of diplomatic relations and the declaration of 
war, was great indeed, and already has had important 
effects in frustrating Germany's hope of dominance in 
the Far East. German and Austrian property and 
banks have been taken into custody and their ships 
turned over to the Allies ; German and Austrian sub- 
jects have been registered and interned. In the sum- 
mer of 1918, arrangements were made in compliance 
with the request of Great Britain and her Allies to 
transport all enemy aliens to Australia. This step 
aroused such violent threats of reprisals by Germany 
that the Allies, led by Japan and Great Britain, re- 
quested China not to carry it out. The desire of Ger- 
many to keep her nationals in China, reveals her esti- 
mate of the importance of her interests there, and it is 
no small thing from the standpoint of the future power 
of Germany, that these interests have been virtually 
rendered non-existent. 1 
In the second place, China -has sent large forces of 



Allies in October made a joint statement requesting 
more stringent control over German activities in China. 



THE FUTURE OF CHINA 

labour battalions to France to carry on work behind 
the lines and thus relieve soldiers for the front. They 
number about one hundred and seventy-five thousand 
and they have performed very efficient service. 1 

In a military way, Chinese troops are co-operating 
with the Allied force which has entered Siberia and 
will help to safeguard the long boundaries stretching 
from the coast into inner Russia. 

Finally, China is one of the great storehouses of the 
world's food supply ; large shipments of rice and eggs 
and other staples have been made to the Allies, and 
these shipments will increase as the war continues. 

On August ipth, announcement was made that 
the Chinese Government had received a thirty million 
dollar contract for building ships for the Allies in the 
shipyards at Shanghai. 

Concerning China's future contribution to the Allies, 
if a prolongation of the war should make this neces- 
sary, Dr. V. K. Wellington Koo, the Chinese Minister, 
speaking on Oct. ist, China Day of the fourth Liberty 
Loan Campaign, in New York, said as follows : 

" It is practical to say that with a fair supply of 



distribution of these labour-battalions, according to a 
report received at the Chinese Legation in Washington, in Oc- 
tober, 1918, was as follows: With the British forces, 125*00; 
with the French, 40,000; with the Amerkans, 6,000; in Meso- 
potamia and Africa, about 4,000. Total, 175,000. 



152 CHINA AND THE WORLD- WAR 

equipment in ships, not only labour battalions, but 
fighting soldiers, not only thousands of them but mil- 
lions of them, can be dispatched to Europe. It is 
equally practical to say that with a fair amount of cap- 
ital the natural resources of China, the resources of 
coal and iron, of copper and zinc, of antimony and 
tungsten all essential articles of war, can be devel- 
oped and utilized to untold advantage. Even produc- 
tion of foodstuffs can be so increased as to make China 
the world's great granary for the sustenance of the En- 
tente troops." 

After China entered the war, the Allies granted a 
temporary suspension of the payment of the Boxer In- 
demnity and an increase in the tariff rates to an ef- 
fective 5 per cent. But the Chinese feel that the only 
ultimate solution for their national difficulties is a 
recognition by the other powers of their rights as a 
sovereign nation, with all that this implies in the com- 
ing world-situation. Their deepest hope is that the 
principles for which the Allies are fighting will be ap- 
plied to the Orient. Thus a prominent Chinese lawyer 
and scholar, Dr. M. T. Z. Tyau, in 1917, expressed the 
national attitude: 

" For the great powers to welcome China into their 
charmed circle in one breath and in the next, deny her 
what are her proper attributes and prerogatives as an 



THE FUTURE OF CHINA 153 

independent sovereign state is ingenious and disin- 
genuous. The status of membership in the Family 
of Nations having been acknowledged, it is but just 
that "all her sovereign rights should be completely 
restored to her. Unless this is done, it seems that this 
terrible war will have been fought in vain. We are, 
however, not despondent and we remain confident that 
at the post-bellum peace conference full justice will be 
done to her rightful claims, because out of this ordeal 
of fire there will evolve a world in which, as Lord Grey 
said on March 22, 1915, all nations will be ' free to live 
their independent lives, working out their form of gov- 
ernment for themselves, and their own national de- 
velopment, whether they be great nations or small 
states in full liberty/ " 

Dr. Koo, the Chinese minister to the United States, 
in an address in New York last year, expressed the 
national hope of the present time, and paid a tribute 
to the example America had set in its relations to China 
which might be prophetic of future relations with the 
world at large. He said : 

" In the first place, the people of the Far East feel 
that in any reconstruction which may take place after 
the war, the Far East should be included; that the 
problems of the Far East should receive due consider- 
ation. ... In the second place, the reflective minds of 



154 CHINA AND THE WORLD- WAR 

the Far East feel that not only the problems of the Far 
East should be given full consideration, but also the 
voices of the Far East should be freely heard at the 
council board of nations. . . . There is, in the third 
place, yet another thought which is quickening the 
hearts of a very large portion of the people in the Far 
East, particularly of the people in China, and that is, 
that in any reconstruction to take place hereafter, the 
base of the foundation should be built upon justice, 
international justice. The people of the Far East in 
general feel that every act of aggression, wherever 
arising, should be a matter of concern, not only of the 
victim and oppressed, but should also be of serious 
interest to the world at large; for every act of aggres- 
sion or oppression, unchecked and uncondemned, is 
sure to react to the detriment of the international so- 
ciety. 

" Here between China and the United States, for in- 
stance, we have a concrete example of how two na- 
tions, always basing their mutual intercourse on jus- 
tice, could get along in cordial relationship and in per- 
fect understanding; more than a century of trade inter- 
course, eighty-seven years of missionary work, seven 
decades of diplomatic relations and nearly half a cen- 
tury of educational co-operation, have all been charac- 
terized by a sustained feeling of friendliness and cor- 



THE FUTURE OF CHINA 155 

diality, so that Chinese and Americans, wherever they 
meet, can always talk to each other without hidden 
thoughts and with perfect confidence in the good will 
of each toward the other. There is no suspicion or 
friction between them. The two countries are living 
in a happy state of friendship that grows from day to 
day. What two countries have done can be accom- 
plished by the world at large." * 

The problems which China will face at the end of the 
war will be many and various. Most of them come 
as a result of the attempts to adjust a civilization and 
political organization, which have come down practi- 
cally unchanged from past centuries, to the new na- 
tional and international life of the twentieth century. 
Three problems especially are serious: those related 
to the political, the economic, and the educational con- 
ditions of the country. 

The development of the Republic since 1911 has 
already been treated in some detail. At present 
(October, 1918) the country is divided into a progres- 
sive South with headquarters at Canton; a conserva- 
tive North with Peking as its capital; and a more or 
less neutral centre situated along the Yangtze Valley, 
with Nanking as its chief city. Until September the 
administration was in the control of the Northerners 

i Current History Magazine, November, 1917. 



156 CHINA AND THE WORLD-WAR 

and the neutrals, with Tuan Qii-jui, as Premier, rep- 
resenting the first group, and Feng Kwo-chang, from 
Nanking, as President, representing the second. On 
September 4th, Hsu Shih-chang, a representative of 
the Northern party, was elected President to succeed 
Feng Kwo-chang, by a Parliament which was con- 
vened on August 1 2th in Peking. The South has pro- 
tested against the Parliament and the election and on 
October 6th formally declared its opposition to the 
President. 

The development of this unsatisfactory situation 
followed the dissolution of Parliament, on June I2th, 
1917. Later a national council was organized by the 
Northerners which revised and passed laws for a new 
parliamentary organization and election. These new 
laws were promulgated in February, 1918, and elec- 
tions were held in the spring and summer. On August 
1 2th, the new parliament was convened at Peking. 
The membership of the former assembly had been 870 ; 
that of the new one was reduced to 573 (274 Senators 
and 405 representatives). It was composed largely of 
former officials and their friends and relatives, al- 
though there was a sprinkling of returned students. 
The two speakers elected, Liang Shih-yi of the Senate, 
and Wang Yih-tang of the House, had both held im- 
portant positions under Yuan Shih-kai; the former as 



THE FUTURE OF CHINA 157 

his chief Secretary and Acting Minister of Finance; 
and the latter as military adviser and military governor 
of Kirin. Liang especially was associated with the 
movement to restore the Monarchy. On September 
4th, in accordance with the new election law, Parlia- 
ment elected a president to succeed Feng Kwo-chang, 
who had followed Li Yuan-hung, who in turn had 
taken office at the death of Yuan Shih-kai. The new 
President's term of office began October loth, when 
the first presidential term dating from 1913 was held 
legally to have expired. Five provinces of the south 
and southwest abstained from any participation in the 
preceding events, as has already been indicated. 

The new president has held various positions of im- 
portance under the Manchus, being Viceroy of Man- 
churia in 1907, President of the Privy Council under 
Prince Ching, and one of the two guardians of the Boy 
Emperor. He was Secretary of State of the Republic 
under Yuan Shih-kai in 1915, and was a close friend, 
being called one of the four "sworn brothers," of 
Yuan. At the time of his election to the presidency he 
did not hold an official position, and although he was 
the candidate of the military party, he was not a mili- 
tary leader; so it was hoped he would prove acceptable 
to the Southern Republicans. After his election he 
sent out a circular telegram calling on all those with 



158 CHINA AND THE WORLD- WAR 

administrative experience to come forward to assist in 
solving the difficulties confronting the country, the 
chief of which he enumerated as the unfinished state of 
the constitution, the emptiness of the treasury, internal 
strife and brigandage, and the certainty that after the 
European war, China would be the centre of a vigorous 
commercial contest. 

The hope that the new President would command 
the support of the South has not been realized and the 
South is ranged solidly against him. Ever since the 
dissolution of the National Assembly, and the coup 
d'etat of Chang Hsun in July, 1917, the South has been 
in a state of revolt, its two chief demands being the 
reconvening of the dissolved Parliament and the return 
to the Provisional Constitution until a permanent one 
can be finally drafted. Among the Southern leaders 
are some of the ablest Chinese. The Administrative 
Council includes Sun Yat-sen, the first Provisional 
President of the Republic; Wu Ting-fang, former 
Minister to America; Tang Shao-yi, former Premier; 
Lu Yung-ting, formerly military Governor of Kwang- 
tung; and Tsen Chun-hsuan, President of the Board of 
Communications. Members of the former Parliament 
had gathered at Canton and on August 8th both houses 
had a quorum and set about completing the permanent 



THE FUTURE OF CHINA 159 

Constitution, and drafting new election and parliamen- 
tary-organization laws. C T. Wang, formerly vice- 
president of the Senate, and chairman of the committee 
for drafting the permanent constitution, which had 
practically finished its work before the dissolution of 
Parliament in June, 1917, is acting chairman of the 
new Senate. 

Aside from this direct issue between the North and 
the South, the chief menace to a national unity has been 
the independent control of the various provincial gov- 
ernors over large bodies of troops who are loyal to 
them rather than to the central government, and 
through whose support the governors can carry out 
individual policies regardless of their effect upon the 
welfare of the nation as a whole. The leaders in the 
Northern Government have also adopted a reckless 
course of borrowing capital from Japan in order to 
gain support for their military operations against the 
South. As security, they have apparently mortgaged 
some of China's native resources. Further, their re- 
cent attempt to revive the opium trade has called forth 
a protest from the United States and Great Britain. 1 
But despite these deficiencies and dissensions, there are 

1 0n November 20th the announcement was made in Peking 
that the government had purchased and would destroy the entire 
stock of opium remaining in China. 



160 CHINA AND THE WORLD- WAR 

grounds for hope for the future. The Chinese have 
shown themselves much more restrained than the 
Russians in their attempt to set up a democracy and 
should gradually achieve national unity and efficiency, 
even though allied mediation and assistance may be- 
come a temporary necessity to this end. 

Economically, China is in a low stage of develop- 
ment* She has not passed from the agricultural and 
commercial levels to the industrial and manufacturing 
stages, and poverty is general and oppressive. The 
standards of sanitation and public health are among the 
lowest in the world. There is a decided lack of means 
of transportation by road or by rail. There is no ex- 
act system of coinage, and the country is on a silver 
basis, and is subject to its many fluctuations. 1 The 
governmental resources, such as the maritime tariff 
and the salt customs, are under the control of foreign- 
ers, and cannot be increased without their consent. 
Further, the payment of the Boxer indemnity has taken 
much of these revenues. The only course open to the 
government has been to borrow, and this action has 
saddled upon it heavy foreign debts. With these loans 
has often come control over rights within the country. 
Since the beginning of the war, Japan alone has loaned 

1 A hastily-devised scheme to change to a gold standard simi- 
lar to that of Japan, which was announced Aug. loth, 1917, was 
greeted with protests by the international interests concerned. 



THE FUTURE OF CHINA l6l 

to China over $100,000,000,* thereby, in the view of 
the Chinese, increasing its hold on the country. On 
the other hand, when compared to the enormous war 
debts which the other nations will face at the close 
of the present struggle, China will be comparatively 
well off, its total foreign debt in 1917, exclusive of rail- 
road debt, being about $750,000,000,2 or less than 
$2.00 per capita. Already attempts are being made to 
improve the hygienic condition of the cities, and to 
build up modern industries. Commerce is growing 
rapidly. 8 The Allies have granted a temporary sus- 
pension of the Boxer indemnity and an increase in 
the tariff; and a four-power group, consisting of Amer- 
ica, Great Britain, France and Japan, is contemplating, 
under certain conditions, a loan of $50,000,000.* 

iThe exact sum was 198430,000 yen, according to Millard's 

Review, on Aug. 10, 1918. More loans have been made since then. 

( 2 Putnam-Weale, The Fight for the Republic in China, p. 

379) 

8 Despite the most adverse conditions, the year 1917 was a 
very prosperous one, the maritime customs collections amount- 
ing to over $40,000,000, an increase of nearly $10,000,000 over 
those of the preceding year. The foreign trade in 1917 totalled 
more than a billion taels, which at the present rate of exchange 
equalled gold $1,032,699412. 

4 The gravity of this economic situation from an international 
standpoint was clearly indicated in a recent article by Dr. Walter 
E. Weyl (Harper's Magazine, October, 1918) : 

"The urgent and increasing need of industrial progress 
renders all obstruction unavailing. The world is pressing in on 



1 62 CHINA AND THE WORLD- WAR 

In the third place, the educational problem is a seri- 
ous one. A comparatively small percentage of the 
Chinese can read or write their own language. The 
old system of education was classical and literary, and 
was open in fact only to a limited number; the new sys- 
tem will be practical and democratic, available for the 
many. In 1906, the first step was taken in this direc- 
tion ; but the new educational movement is too young 
to have attained its fullest success. Missionary insti- 

China and the Chinese can no more hold off this advance then 
they can withstand modern artillery fire with their ancient city 
walls. Year by year the European nations acquire greater rights 
and wider powers; year by year they start new enterprises and 
secure new concessions, until the question comes to be not 
whether China will be developed, but merely whether the Chinese 
themselves will do the job or step aside and permit strangers 
to do it. Upon the answer to this question, upon China's proved 
capacity to take care of her own resources and utilize them 
wisely, hangs the immediate independence of China and her 
whole place in the world. China will either grow into an effec- 
tive and capable industrial nation or will be held subject, at least 
temporarily, to international control and internatiqnal_exploita- 
tion. She will develop herself or be developed compulsorily by 
other nations in the interest of other nations. . . . Imperialism, 
which has divided up Africa and much of western Asia, now 
knocks at China's door. . . . How it will all end, by what means, 
if any, China will be enabled to hojd her own, to develop her- 
self and take her equal place among the great nations is a 
baffling, haunting question, a challenge not only to the Chinese, 
but to those friends of China in the Western World who wish 
this problem to be settled justly and in peace." 



THE FUTURE OF CHINA 163 

tutions, staffed and financed largely by foreigners, have 
had a large share in the awakening of the people to the 
new learning, and still contribute much to the solving 
of the problem. The Central Ministry of Education 
has advised the teaching in all the schools of one form 
of the Chinese language mandarin, instead of the 
various dialects now prevalent. As in Japan, English 
is the best known foreign tongue, and is becoming the 
general language of the educated class, as French was 
once in universal use in Europe. A republic cannot 
exist without sufficient means of transportation, gen- 
eral education, and a strong sentiment of national 
patriotism, and all these requisites are to be gained only 
by a solution of the educational, economic and political 
problems of the nation. 

The Chinese are among the first to admit that it will 
take a full generation to solve these problems, and to 
bring their nation within measurable distance of the 
present stage of civilization in other countries ; but they 
believe they can solve them, if given time, and if freed 
from the menace of foreign attack or invasion of their 
rights, whether military, political or economic. They 
hope that the Peace Conference will guarantee them 
safety and freedom to work out their destiny unafraid. 
In brief, the Chinese feel that if the Allies will apply to 
the Orient the principles for which they are fighting in 



164 CHINA AND THE WORLD- WAR 

the present war, the future of their Republic will be 
secured. 

Opposed to the out-and-out application of such prin- 
ciples to China, there have been suggested two alterna- 
tives, both of which are based on the assumption that 
the sovereign rights of the Chinese should be taken 
from them and given over to the foreign control, either 
of one, or of a group, of nations, which would under- 
take the development and control of China's resources 
and powers. A temporary supervision of her finances 
might be justified, but in general these alternatives do 
not seem to be in line with the international tendencies 
of the day ; they would open the way for an imperialism 
which in turn might lead to new discords and interna- 
tional rivalries, as already indicated in an earlier por- 
tion of this chapter. The challenge is a direct one to 
the Chinese to prove by their unity and efficiency that 
this course should not be taken. 

Instead of a further subtraction of the sovereign 
rights of the Chinese, the better course would seem to 
be in their gradual restoration with possibly tempo- 
rary assistance and regulation in an economic way, 
somewhat along the lines indicated by Dr. Wellington 
Koo, the Chinese Minister, in his speech before the 
National Conference on Foreign Relations of the 



THE FUTURE OF CHINA 165 

United States held at Long Beach, N. Y., May 3ist, 
1917: 

" What then is China's relation to the world's fu- 
ture ? The answer really depends upon what policy the 
other nations adopt toward China, and what treatment 
they accord her. To be more definite, it depends upon 
whether they continue to permit themselves or any one 
of them, to commit one assault after another on her 
sovereignty; or seeing the injustice of these acts, ac- 
knowledge her right of existence and extend sympathy 
and support to her plans for progress. It depends 
upon whether they continue to keep the shackles of 
extra-territoriality, treaty tariffs, leased ports, railway 
zones and the like around her body ; or, recognizing the 
unwisdom of such a policy, aid her to remove them and 
restore to her full liberty of development. It depends 
upon whether they remain indifferent to attempts on 
the part of some of them to revive the doctrine of the 
spheres of influence and to close the open door within 
her borders ; or appreciating the ultimate consequences 
of such a course and the desirability of keeping the 
Chinese market open to international trade on a footing 
of equality, help China batter down this pernicious doc- 
trine of spheres of influence, foil these selfish attempts, 
and maintain the principle of equal opportunity for 



1 66 CHINA AND THE WORLD- WAR 

the trade of all nations in all parts of China. It de- 
pends upon whether they permit any nation to wrest 
away her rich resources and immense man-power from 
her own possession, and utilize the one as means of 
aggrandizement and mould the other into instruments 
of conquest; or realizing the possibilities of danger to 
the peace of the Orient and the world, aid China to con- 
serve these resources of wealth and power in her own 
hands and develop them, not as selfish means for ag- 
gression, but as instruments for the common purposes 
of peace. In short, it all depends upon whether they 
continue, in regard to China, to pursue a selfish policy 
of obstruction, interference and aggression, hoping 
thereby to get a share ifi whatever spoils may come; or 
whether they realize that such a course is sure to lead 
to conflicts, rivalry and antagonism, a disturbance of 
the peace of the nations; and that the best guarantee 
for the open-door policy, for the principle of equal op- 
portunity and impartial trade for all, and for the devo- 
tion of her wonderful resources of wealth and power 
to peaceful purposes, lies in a strong and powerful 
China ; and upon whether, realizing all this, they accord 
her that respect for her rights which they demand of 
her for their own rights, and conscientiously assist her 
to attain the end which is to be desired as much in the 



THE FUTURE OF CHINA 167 

common interest of the world as for the sake of her 
own welfare." * 

An out-and-out application of the principles of the 
Allies, as expressed especially by recent pronounce- 
ments of their statesmen, would seem to be the only 
course consistent with this point of view. The latest 
statements of the aims of the Allies were made by 
President Wilson on July 4, and on September 27th, 
1918. On July 4th, he named four principles. The 
first was : 

" The destruction of every arbitrary power any- 
where that can separately, secretly, and of its single 
choice disturb the peace of the world ; or, if it cannot 
at present be destroyed, at the least its reduction to 
virtual impotence/ 5 

Ever since the establishment of the Republic, China 
has been afraid of an attack by a foreign power ; she 
has endeavoured to build up her military power ; over 
half of her present income goes to the support of her 
military forces. If China could be assured, by a joint 
agreement of the nations, that the peace of the Far 
East could not be " separately and secretly disturbed " 
by any power, it could turn with a free mind to a solu- 
tion of all of its internal problems of adjustment to the 

1 The New China and Her Relation to the World. Proceed- 
ings of the Academy of Political Science f Volume 7, No. 3. 



1 68 CHINA AND THE WORLD- WAR 

present century. The money which is now being spent 
to maintain its army could be invested in much needed 
industrial development and improvement, and the prog- 
ress of the whole country would be greatly accelerated. 

The second principle enunciated by President Wilson 
was: 

" The settlement of every question, whether of ter- 
ritory, of sovereignty, of economic arrangement, or of 
political relationship, upon the basis of the free accept- 
ance of that settlement by the people immediately con- 
cerned, and not upon the basis of the material interests 
or advantage of any other nation or people which may 
desire a different settlement for the sake of its own 
exterior influence or mastery." 

This principle would have a most vital effect upon 
China's future. Nearly every settlement, of territory, 
of sovereignty, or of economic arrangement, with a 
foreign power, in the past, with the exception of those 
concluded with the United States, has been made upon 
the basis of the " material interest or advantage " of 
that power, and not " upon the basis of the free accept- 
ance of that settlement " by China. Practically every 
settlement has been made on an exactly opposite princi- 
ple to that expressed by President Wilson. As a re- 
sult, the present treaty-relations between China and 
the other powers are distinctly disadvantageous to the 



THE FUTURE OF CHINA 169 

former. A typical Chinese view of the resulting in- 
consistencies appeared in Millard's Review of August 
24th, 1918, written by Chuan Chao: 

" Among the nations China has been least understood 
and most criticized. She tried to adapt herself to the 
western civilization by adopting the republican form of 
government. But the world Powers say that she is 
unfit because in the period of her reconstruction, as in 
that of France and of the United States after their 
revolutions, there is disorder. She attempted to live 
up to the open-door policy of John Hay. But the 
United States recognizes the special interests of Japan 
in China, especially in the places where her possessions 
are contiguous. After the foreign Powers have pre- 
vented her from developing her resources except ac- 
cording to their dictation, they blame her for industrial 
backwardness. After they have almost deprived her 
of tariff revenue, denied her the right of tariff legisla- 
tion, forced her to lay heavy internal taxes on necessi- 
ties, and burdened her with war loans for wars forced 
upon her, they blame her for financial insolvency. 
After they have negatived her territorial jurisdiction 
in the extraterritorial areas by lending these for the 
refuge of revolutionists, hot-beds of intrigue and 
sources of vice, they blame her for governmental in- 
efficiency. After they have forced her to raze all f orti- 



I/O CHINA AND THE WORLD- WAR 

fications between the capital and the sea, leased the 
important ports for their naval stations and stationed 
troops constantly on Chinese soil, they blame her for 
military impotency. As a friendly neighbour, she was 
presented a series of twenty-one demands. As a neu- 
tral, her territory was invaded in spite of her protest. 
As an ally of the Entente, her alliance has been util- 
ized for the consolidation of one of her ally's position 
in China/' 

This viewpoint is perhaps open to criticism, as many 
of the treaty agreements mentioned were the result of 
infringements by China of the rights of other nations. 
But there seems to be little question of the necessity 
of revising the treaties if justice is to be done. This 
course has been strongly advocated by both Chinese 
and American and British economists and writers. 
Thus Dr. M. T. Z. Tyau, writing in 1917, names two 
reasons for this revision ; first because of the vagueness 
of the wording of the present treaties which have 
caused and will cause serious misunderstanding; and 
secondly, because most of the obligations were con- 
tracted half a century ago, so that they now " fetter the 
free growth and the natural development of the new 
Republic, to the serious menace of even its self-preser- 
vation. - . . If peace in the Far East, as well as the 
rest of the world, is to be preserved, the contracting 



THE FUTURE OF CHINA 

parties will have to treat one another with equal respect 
and consideration. The injustices, the inequalities, 
the inconsistencies of the past, must be abolished, and 
rational bases of mutual intercourse substituted" 1 
Dr. Wu Ting-fang, writing in a similar vein, said: 
"We have heard the public pronouncements of the 
statesmen of the powers, that after the war, justice and 
equality will rule among the nations. We believe in 
them, and have great hopes of them. We expect that 
in carrying them out into practice in China, one of the 
first things that will be done will be a reasonable and 
equitable revision of our treaties." 2 Doctor S. K. 
Hornbeck, speaking before the National Conference 
on Foreign Relations of the United States, June ist, 
1917, said: "Various of the old far-eastern agree- 
ments should, by international agreement, be legislated 
out of existence. There should be a cleaning of the 
old slate, with its entries of individualism. There 
should be new agreements, entered into by all the inter- 
ested powers, drafted on the principle of fair play for 
all, with full respect for the rights of all, and establish- 
ing effective limitations upon the hitherto assumed 
right of each state, because independent, to act inde- 

1 Legal Obligations Arising out of Treaty Relations between 
China and other States, pages 207-217. 

2 Introduction to above, page 8. 



CHINA AND THE WORLD-WAR 

pendently and with a view to its own peculiar and 
selfish interests." Mr. B. L. Putnam-Weale, a British 
writer, has asserted that " the entire politico-economic 
relationship between the Republic and the world, must 
be remodelled at the earliest possible opportunity; every 
agreement which has been made since the Treaties of 
1860 being carefully and completely revised/' * 

Finally, the friendship between China and Japan 
would be increased if their economic relations were 
governed by the principle of voluntary mutual agree- 
ment. There has been growing up a cloud of sus- 
picion and distrust between the two countries which 
only a recognition of such a principle can clear away. 
If this principle were recognized and upheld, an impor- 
tant step forward would be taken toward making the 
peace of the Orient secure. 

President Wilson's third principle was : 
" The consent of all nations to be governed in a con- 
duct toward each other by the same principles of 
honour and of respect for the common law of civilized 
society that govern the individual citizens of all modern 
States in their relations with one another; to the end 
that all promises and covenants may be sacredly ob- 
served, no private plots or conspiracies hatched, no 

1 Putnam-Weale, The Fight for the Republic in China, page 
375- 




Copyright by Underwood & Underwood, N. Y. 

Dr. V. K. Wellington Koo, Chinese Minister to America, after receiv- 
ing an Honorary Degree from Columbia University in 1917. 

Dr. Koo is a graduate of Columbia University and has received the degree of 
Doctor of Philosophy from that institution He is the youngest member of the 
Diplomatic Corps at Washington. On his left is Professor John Bassett Moore 
of Columbia University. 



THE FUTURE OF CHINA 173 

selfish injuries wrought with impunity, and a mutual 
trust established upon the handsome foundation of 
a mutual respect for right." 

The present situation in China is analogous in a 
lesser degree to that in Russia; both countries offer 
supreme opportunities for exploitation, or for disinter- 
ested assistance. Like Russia, China needs help. She 
needs help in every phase of her new life. She looks 
to the Occident for that help ; and if this principle were 
applied, she would not look in vain. The definite as- 
sistance which other countries, and especially America, 
could give China, was outlined by C. T. Wang, for- 
merly Vice President of the Senate, in a speech made in 
1917. This speech was delivered before the Lansing- 
Ishii Agreement was concluded. Mr. Wang sug- 
gested political, financial and industrial assistance. 
His remarks were made just after the attempted 
restoration of the Manchus, when there seemed to be 
doubt as to the ability of the Republic to survive, with- 
out external assistance. Mr. Wang said: 

" In this vital struggle, where shall America, the 
champion of democracy, stand? We entirely agree 
with Mr. Millard (an eminent journalist) in his views 
expressed through the editorial columns in the last issue 
of his paper, which we will reproduce here for em- 
phasis : 



174 CHINA AND THE WORLD- WAR 

" ' A primary requisite is that, as between reversion 
to an archaic monarchy, or the retention of a military 
oligarchy, or a graduated advance toward genuine re- 
publicanism, the influence of the United States ought 
to be thrown definitely to bring about the latter alter- 
native. If this leads to quasi-interference in Chinese 
politics, then that responsibility must be faced. It is 
becoming rather ridiculous, at a time when America is 
engaged in a world-war, when the whole life of the 
American people is being readjusted to meet these war 
conditions, and with the avowed principal object, of 
saving democratic principle of government from being 
smothered by autocratic militarism, that the power and 
influence of the United States should be applied in one 
place abroad, and should not be applied in another place 
abroad; that direct American assistance should be 
accorded to some nations that are trying to cast off the 
yoke of autocracy, and be denied to other nations that 
are making the same effort/ 

" Besides political assistance America is also in an 
excellent position to aid China financially of which 
she stands so much in need. 

" A third way in which America can help China is to 
bring into China a sufficient number of experts who can 
aid China to establish and develop large industrial 
plants and factories and to train and bring up a large 



THE FUTURE OF CHINA 175 

force of native industrial and technical leaders. 
" We beg to advance these three ways for America 
to aid China. The political assistance aims to renew 
the open door policy and to influence the Entente Pow- 
ers to maintain the same principles of liberty, constitu- 
tionalism and democracy in China as they are fighting 
to maintain on the battlefield of Europe. The financial 
aid is to be directed at the industrial, commercial and 
other productive development of the country. The in- 
troduction of industrial and technical experts has for 
its objective the improved methods of administration 
of existing revenue-producing organs of the govern- 
ment, the establishment of other productive organiza- 
tions, and the training of Chinese youths in sufficient 
numbers to direct, maintain and develop such organiza- 
tions." 1 

1 Note on Investment of Foreign Capital in China. 

The following extract is taken from an address by Dr. S. K. 
Hornbeck before the National Conference on Foreign Relations 
of the United States at Long Beach, N. Y., June 1st, 1917. 

"China needs capital. She must get it, she is eager to have 
it. She has repeatedly asked it of us. Without capital she 
cannot develop her resources. Upon the development of her 
resources depends the increasing of her power to sell and to 
buy. Upon this depends her economic and probably her po- 
litical salvation. All this means that there must be investments 
capital from abroad. But investments in China require, un- 
der existing conditions, the giving and taking of concessions, 
with a certain amount of foreign supervision. There is noth- 



1/6 CHINA AND THE WORLD- WAR 

The final principle before the Allies was : 

" The establishment of an organization of peace 

which shall make it certain that the combined power of 

free nations will check every invasion of right, and 

serve to make peace and justice the more secure, by 

ing inherently evil in the process. The thing that is desirable 
is that investments and concessions those on a large scale at 
least be subjected to regulation. The present evil lies in ab- 
sence of regulations, in extreme individualism. There should 
be regulation through a group of governments including the 
Chinese on a basis of co-operation. We should offer our 
capital only where we are assured that it will not be used to 
further political ends of which we do not approve. If we think 
to avert rather than to precipitate conflict, if we are seriously 
interested in the problem of developing China's resources with 
a minimum of friction, we must work for something more 
promising than a new application of the old individualistic prin- 
ciple. . . . This suggests nothing short of general, that is, ex- 
tended, international co-operation for the placing of capital in 
China. ... It would require frank co-operation on the part of 
the governments of those states which have capital for foreign 
investment ... As a group, the co-operating states, including 
and with the consent of China, could determine the distribution 
and guarantee the security of capital accepted for Chinese en- 
terprises. . . . Administration of special securities, where re- 
quired, should be subject to international personnel, after the 
model of the Chinese Customs Service. It should be under- 
stood that no concession should be taken and no investment 
be made which had not the approval of the Chinese government 
... If there is any region in the world today in which it is 
practicable to attempt the experiment of a league of forces, 
economic and political, for the preservation of the peace, that 
region is to be found in the field which has long been a battle 



THE FUTURE OF CHINA 1 77 

affording a definite tribunal of opinion to which all 
must submit, and by which every international read- 
justment that cannot be amicably agreed upon by the 
peoples directly concerned, shall be sanctioned." 

Both China and Japan desire inclusion in the mem- 
bership of this " league of nations." If they are not 
thus included, a new international alignment may 
occur, which would have potential possibilities for a 
new outbreak of hostilities. The question has been put 
directly to Japan as to the possibilities of an alliance 
with Germany, after the war, and Premier Terauchi 
answered that this were possible only if Japan found 
herself isolated from the rest of the powers. In a 
written interview published in the Outlook (New 
York) of May ist, 1918, in reply to the question of 
Mr. Mason, a representative of the Outlook, " What 
are the chances for an alliance between Japan and Ger- 
many ? " Count Terauchi replied : " That will depend 
entirely on how the present war may end. It is impos- 
sible to predict the changes which the conclusion of the 

ground of trade, concessions and investments the Far East." 
F. N. (Proceedings of the Academy of Political Science (N. Y.), 
Vol. VII, No. 3, pp. 92-98). 

The announcement made on July 2pth of the intention of the 
United States Government to support bankers in joining in a 
loan of $50,000,000, with Great Britain, France and Japan, seems 
to be in line with these principles. 



178 CHINA AND THE WORLD- WAR 

war may bring. If the exigencies of international re- 
lationships demand it, Japan, being unable to maintain 
a position of total isolation, may be induced to seek an 
ally in Germany. But, as far as I can judge from the 
existing conditions of affairs, I see no such danger. 
In other words, I believe that Japan's relations with the 
Entente Allies will continue unaltered after the present 
war." 

This statement of the Premier has been generally 
criticized by the Japanese press, and on Sept. 3Oth he 
was succeeded by Kei Hara, a commoner, and the 
leader of the Seiyukai Party (constitutionalists), but 
it indicates a possibility which might develop in the 
Orient if the nations there are not included in a world- 
organization. If such a world-league and a tribunal 
of world opinion were set up, it would at once prevent 
any new acts of aggression against either Japan or 
China. Such a solution would be a welcome one. 
China especially is pacific, and its ideals are in line with 
those of such an organization. Dr. W. C. Dennis, the 
new American Legal Adviser to the Chinese Govern- 
ment, in August, voiced the approval of the Chinese of 
such a proposed league. After discussing its possi- 
bilities and its drawbacks, he said : 

" The proposed plan, if practicable, is of the great- 
est possible interest to those nations which, like the 



THE FUTURE OF CHINA 

United States and China, have, taking their history as 
a whole, consciously sought the victories of peace 
rather than those of war. It is in accordance with 
the genius of their institutions and the desires of their 
peoples." x 

On September 27th, 1918, President Wilson again 
expressed the attitude of the American Government 
toward Peace. His main emphasis was upon the 
necessity of absolute justice regardless of whom this 
principle might affect; upon the necessity of absolute 
publicity of all treaties and agreements; and a decided 
opposition to any special alliances or economic com- 
binations within the league itself. All these condi- 
tions have a peculiar applicability to the situation in 
the Orient, especially in reference to China. At times 
there seems to be a tendency on the part of the Amer- 
ican and European public to be indifferent to the fate 
of the Orientals, but President Wilson's first condition 
was that " impartial justice which is meted out must 
involve no discrimination between those to whom we 
wish to be just and those to whom we do not wish to 
be just. It must be a justice that plays no favourites 
and knows no standard but the equal rights of the sev- 
eral peoples concerned." Further, there has seemed 

1 From the Chinese Social and Political Science Review, 
quoted in Millard's Review, Aug. 10, 1918. 



ISO CHINA AND THE WORLD- WAR 

to be a disposition on the part of people in the Occi- 
dental world to allow Japan, or any other nation or 
group of nations, to make any terms which they could 
with China, but President Wilson's second principle 
would rule this out, as " no special or separate inter- 
est of any single nation or any group of nations can be 
made the basis of any part of the settlement which is 
not consistent with the common interests of all." The 
principle of the " open door " and " equal opportun- 
ity " would be enforced by the third and fourth re- 
quirements of this Allied peace program ; namely, that 
" there can be no leagues or alliance or special cove- 
nants and understandings within the general and com- 
mon family by the league of nations; or specifically 
there can be no special, selfish economic combinations 
within the league and no employment of any form of 
economic boycott or exclusion except as the power of 
economic penalty by exclusion from the markets of 
the world may be vested in the league of nations itself 
as a means of discipline and control." Finally, there 
are to be no more secret agreements, as " all interna- 
tional agreements and treaties of every kind must be 
made known in their entirety to the rest of the world." 
This point alone would free the relations of China and 
Japan from much of the suspicion which is gathered 
about the secret negotiations following the Twenty- 



THE FUTURE OF CHINA l8l 

one Demands, the Sino-Japanese Military Agreement, 
and frequent accusations of the Chinese press that their 
officials were about to " sell China " to Japan. 

Summarizing his principles in the form of questions, 
President Wilson, on Sept. 27th, said, " Shall strong 
nations be free to wrong weak nations and make them 
subject to their purpose and interest? Shall there be 
a common standard of right and privilege for all peo- 
ples and nations, or shall the wrong do as they will and 
the weak suffer without regrets?" As if in answer 
to these questions comes the cry of Kang Yu-wei and 
his countrymen from the other side of the world: 
" There is no such thing as an army of righteousness 
which will come to the assistance of weak nations! " l 
The issue for the Orient as well as the Occident seems 
to be clear-cut. The President has said : " These 
issues must be settled by no arrangement or compro- 
mise or adjustment of interests, but definitely and 
once for all and with a full and unequivocal acceptance 
of the principle that the interest of the weakest is as 
sacred as the interest of the strongest." 

No human being can view the incalculable loss of 
human life and wealth that is being wrought by the 
Great War, and remain unmoved. " For what pur- 
pose is this waste ? " Only in the achievement of some 
1 See page 85. 



1 82 CHINA AND THE WORLD- WAR 

such principles as given above can any such loss be 
reconciled. These principles must be no less than 
worldwide in their application; they should extend 
not only to the free peoples of Europe and America, 
but also to the newborn democracies of the Mongol 
and the Slav. Especially do they concern the vast re- 
public across the Pacific, whose future relations with 
the rest of the world are so full of potential possibili- 
ties for discord or for peace. The importance of these 
relations was summarized twenty years ago by John 
Hay in two sentences : " The storm-centre of the 
world has gradually shifted to China. . . . Whoever 
understands that mighty Empire socially, politically, 
economically, religiously, has a key to world-politics 
for the next five centuries." Against the background 
of the great democratic upheavals in the East that are 
just beginning to take concrete shape and expression, 
and of the costly cataclysm in the West which seems 
at last to be nearing its concluding phases, these state- 
ments have a new meaning, both as a warning and a 
prophecy, concerning the new age which is to come. 



APPENDICES 



APPENDICES 

1. The "Black-Dragon" Statement of Japanese 

Policy in China as a result of the European 
War. (Written in 1914.) 

2. Documents relating to the Twenty-one Demands 

made by Japan on China, in 1915. 

3. Official Statements in Relation to the Lansing- 

Ishii Agreement between America and Japan 
concerning China, in 1917. 

4. Summary of Treaties and Agreements with Refer- 

ence to the Integrity and Sovereign Rights of 
China, and the "Open Door" Policy and 
" Equality of Opportunities." 

5. Summary of Treaties and Agreements with Refer- 

ence to Korea. 

An Introductory Bibliography on China. 



APPENDIX I 

THE "BLACK-DRAGON" STATEMENT OF JAPANESE 

POLICY IN CHINA AS A RESULT OF THE 

EUROPEAN WAR. (WRITTEN IN 1914.) 

EXPLANATORY NOTE 

THE following statement of Japanese foreign policy 
was surprisingly accurate in its forecasting of future 
events. It is interesting to note how these events are 
suggested in this paper. The statement is made that 
on account of the absorption of the European nations 
in the Great War, " now is the most opportune mo- 
ment for Japan to quickly solve the Chinese question. 
We should by all means decide and act at once/' 
Within a month, or two months after this statement 
was made, the Twenty-one Demands were served on 
China. Most of their terms were mentioned in the 
list of objections under the " Secret Terms of the De- 
fensive Alliance." This Defensive Alliance was even- 
tually concluded three years later in May, 1918. The 
share of Japan in assisting the revolutionists to stir 
up trouble in China was also mentioned. " We should 
induce the Chinese Revolutionists, the Imperialists and 
other Chinese malcontents to create trouble all over 
China." Yuan Shih-kai was considered an avowed 
enemy of Japan; and the Black Dragon Society ad- 
vised his overthrow. " The whole country will be 



1 86 APPENDICES 

thrown into disorder and Yuan's Government will con- 
sequently be overthrown." The Agreement concluded 
with Russia in 1916 was forecasted in the statement: 
" At this moment it is of paramount importance for 
Japan to come to a special understanding with Russia 
to define our respective spheres in Manchuria and Mon- 
golia so that the two countries may co-operate with 
each other in the future." The Lansing-Ishii agree- 
ment in 1917 was suggested in the phrases: "what 
Japan must now somewhat reckon with is America; 
but America in her attitude towards us regarding our 
policy toward China has already declared the principle 
of maintaining China's territorial integrity and equal 
opportunity, and will be satisfied, if we do not impair 
America's already acquired rights and privileges." 
Even the very phrases which Count Terauchi used in 
May, 1918, in answer to the question as to the possi- 
bility of a Japanese alliance with Germany appeared 
in this document. " Japan will be isolated from the 
European powers after- the war, and will be regarded 
by them with envy and jealousy just as Germany is 
now regarded." 

Thus practically all the great decisions in Japanese 
foreign policy since the Great War, as they affected 
her relations with China, with Russia, and with Amer- 
ica, were forecasted in this Black Dragon Memoran- 
dum. Consequently, the statement as a whole, and any 
objectives it mentions, which have not as yet been 
reached, have more than an ordinary interest. 



APPENDICES 187 

THE BLACK DRAGON MEMORANDUM 

PART I. THE EUROPEAN WAR AND THE CHINESE 
QUESTION 

The present gigantic struggle in Europe has no 
parallel in history. Not only will the equilibrium of 
Europe be affected and its effect felt all over the globe, 
but its results will create a New Era in the political 
and social world. Therefore, whether or not the 
Imperial Japanese Government can settle the Far 
Eastern Question and bring to realization our great 
Imperial policy depends on our being able to skilfully 
avail ourselves of the world's general trend of affairs 
so as to extend our influence and to decide upon a 
course of action towards China which shall be prac- 
tical in execution. If our authorities and people view 
the present European War with indifference and with- 
out deep concern, merely devoting their attention to 
the attack on Kiaochow, neglecting the larger issues 
of the war, they will have brought to naught our 
great Imperial policy, and committed a blunder greater 
than which it can not be conceived. We are con- 
strained to submit this statement of policy for the 
consideration of our authorities, not because we are 
fond of argument but because we are deeply anxious 
for our national welfare. 

No one at present can foretell the outcome of the 
European War. If the Allies meet with reverses and 
victory shall crown the arms of the Germans and 
Austrians, German militarism will undoubtedly domin- 



1 88 APPENDICES 

ate the European Continent and extend southward and 
eastward to other parts of the world. Should such a 
state of affairs happen to take place the consequences 
resulting therefrom will be indeed great and exten- 
sive. On this account we must devote our most seri- 
ous attention to the subject If, on the other hand, 
the Germans and Austrians should be crushed by the 
Allies, Germany will be deprived of her present status 
as a Federated State under a Kaiser. The Federa- 
tion will be disintegrated into separate states and 
Prussia will have to be content with the status of a 
second-rate Power. Austria and Hungary, on ac- 
count of this defeat, will consequently be divided. 
What their final fate will be, no one would now ven- 
ture to predict. In the meantime Russia will annex 
Galicia and the Austrian Poland; France will repossess 
Alsace and Lorraine; Great Britain will occupy the 
German Colonies in Africa and the South Pacific: 
Servia and Montenegro will take Bosnia, Herzegovina 
and a certain portion of Austrian territory; thus mak- 
ing such great changes in the map of Europe that 
even the Napoleonic War in 1815 could not find a 
parallel. 

When these events take place, not only will Europe 
experience great changes, but we should not ignore the 
fact that they will occur also in China and in the South 
Pacific. After Russia has replaced Germany in the 
territories lost by Germany and Austria, she will hold 
a controlling influence in Europe, and, for a long 
time to come, will have nothing to fear from her west- 



APPENDICES 189 

ern frontier. Immediately after the war she will make 
an effort to carry out her policy of expansion in the 
East and will not relax her effort until she has acquired 
a controlling influence in China. At the same time, 
Great Britain will strengthen her position in the 
Yangtze Valley and prohibit any other country from 
getting a footing there. France will do likewise in 
Yunnan province, using it as her base of operations 
for further encroachments upon China and never hesi- 
tate to extend her advantages. We must therefore 
seriously study the situation, remembering always that 
the combined action of Great Britain, Russia and 
France will not only affect Europe but that we can 
even foresee that it will also affect China. 

Whether this combined action on the part of Eng- 
land, France and Russia is to terminate at the end of 
the war or to continue to operate, we can not now 
predict. But after peace in Europe is restored, these 
Powers will certainly turn their attention to the ex- 
pansion of their several spheres of interest in China, 
and, in the adjustment, their interests will most likely 
conflict with one another. If their interests do not 
conflict, they will work jointly to solve the Chinese 
Question. On this point we have not the least doubt. 
If England, France and Russia are actually to com- 
bine for the coercion of China, what course is to be 
adopted by the Imperial Japanese Government to meet 
the situation? What proper means shall we employ 
to maintain our influence and extend our interests 
within this ring of rivalry and competition? It is 



I9O APPENDICES 

necessary that we bear in mind the final results of 
the European War and forestall the trend of events 
succeeding it so as to be able to decide upon a policy 
towards China and determine the action to be ulti- 
mately taken. If we remain passive, the Imperial 
Japanese Government's policy towards China will lose 
that subjective influence and our diplomacy will be 
checked forever by the combined force of the other 
Powers. The peace of the Far East will be thus 
endangered and even the existence of the Japanese 
Empire as a nation will no doubt be imperiled. It 
is therefore our first important duty at this moment 
to enquire of our Government what course is to be 
adopted to face that general situation after the war. 
What preparations are being made to meet the com- 
bined pressure of the Allies upon China? What 
policy has been followed to solve the Chinese Ques- 
tion? When the European War is terminated and 
peace restored we are not concerned so much with the 
question whether it be the Dual Monarchies or the 
Triple Entente which emerge victorious, but whether, 
in anticipation of the future expansion of European 
influence in the Continents of Europe and Asia, the 
Imperial Japanese Government should or should not 
hesitate to employ force to check the movement be- 
fore this occurrence. Now is the most opportune 
moment for Japan to quickly solve the Chinese Ques- 
tion. Such an opportunity will not occur for hun- 
dreds of years to come. Not only is it Japan's divine 
duty to act now, but present conditions in China favour 



APPENDICES 191 

the execution of such a plan. We should by all 
means decide and act at once. If our authorities do 
not avail themselves of this rare opportunity, great 
duty will surely be encountered in future in the settle- 
ment of this Chinese question. Japan will be isolated 
from the European Powers after the war, and will be 
regarded by them with envy and jealousy just as 
Germany is now regarded. Is it not then a vital neces- 
sity for Japan to solve at this very moment the Chi- 
nese Question? 

PART II. THE CHINESE QUESTION AND THE 
DEFENSIVE ALLIANCE 

It is a very important matter of policy whether the 
Japanese Government, in obedience to its divine mis- 
sion, shall solve the Chinese Question in a heroic man- 
ner by making China voluntarily rely upon Japan. 
To force China to such a position there is nothing 
else for the Imperial Japanese Government to do but 
to take advantage of the present opportunity to seize 
the reins of political and financial power and to enter 
by all means into a defensive alliance with her under 
secret terms as enumerated below: 

The Secret Terms of the Defensive Alliance 
The Imperial Japanese Government, with due re- 
spect for the Sovereignty and Integrity of China and 
with the object and hope of maintaining the peace of 
the Far East, undertakes to share the responsibility of 
co-operating with China to guard her against internal 
trouble and foreign invasion and China shall accord to 



APPENDICES 

Japan special facilities in the matter of China's Na- 
tional Defence, or the protection of Japan's special 
rights and privileges and for these objects the follow- 
ing treaty of Alliance is to be entered into between 
the two contracting parties : 

1. When there is internal trouble in China or when 
she is at war with another nation or nations, Japan 
shall send her army to render assistance, to assume 
the responsibility of guarding Chinese territory and 
to maintain peace and order in China. 

2. China agrees to recognize Japan's privileged po- 
sition in South Manchuria and Inner Mongolia and 
to cede the sovereign rights of these regions to Japan 
to enable her to carry out a scheme of local defence 
on a permanent basis. 

3. After the Japanese occupation of Kiaochow, 
Japan shall acquire all the rights and privileges here- 
tofore enjoyed by the Germans in regard to railways, 
mines and all other interests, and after peace and 
order is restored in Tsingtao, the place shall be 
handed back to China to be opened as an International 
Treaty port. 

4. For the maritime defence of China and Japan, 
China shall lease strategic harbours along the coast 
of the Fukien province to Japan to be converted into 
naval bases and grant to Japan in the said province 
all railway and mining rights. 

5. For the reorganization of the Chinese army 
China shall entrust the training and drilling of the 
arniy to Japan. 



APPENDICES 193 

6. For the unification of China's firearms and muni- 
tions of war, China shall adopt firearms of Japanese 
pattern, and at the same time establish arsenals (with 
the help of Japan) in different -strategic points. 

7. With the object of creating and maintaining a 
Chinese Navy, China shall entrust the training of her 
navy to Japan. 

8. With the object of reorganizing her finances and 
improving the methods of taxation, China shall en- 
trust the work to Japan, and the latter shall elect com- 
petent financial experts who shall act as first-class ad- 
visers to the Chinese Government. 

9. China shall engage Japanese educational experts 
as educational advisers and extensively establish 
schools in different parts of the country to teach Japa- 
nese so as to raise the educational standard of the 
country. 

10. China shall first consult with and obtain the 
consent of Japan before she can enter into an agree- 
ment with another Power for making loans, the leas- 
ing of territory, or the cession of the same. 

From the date of the signing of this Defensive 
Alliance, Japan and China shall work together hand- 
in-hand. Japan will assume the responsibility of safe- 
guarding Chinese territory and maintaining the peace 
and order in China. This will relieve China of all 
future anxieties and enable her to proceed energetically 
with her reforms, and, with a sense of territorial se- 
curity, she may wait for her national development and 
regeneration. Even after the present European War 



194 APPENDICES 

is over and peace is restored China will absolutely 
have nothing to fear in the future of having pressure 
brought against her by the foreign powers. It is 
only thus that permanent peace can be secured in the 
Far East. 

But before concluding this Defensive Alliance, two 
points must first be ascertained and settled, (i) Its 
bearing on the Chinese Government. (2) Its bear- 
ing on those Powers having intimate relations with, 
and great interests in, China. 

In considering its effect on the Chinese Govern- 
ment, Japan must try to foresee whether the position 
of China's present ruler Yuan Shih-kai shall be perma- 
nent or not ; whether the present Government's policy 
will enjoy the confidence of a large section of the 
Chinese people; whether Yuan Shih-kai will readily 
agree to the Japanese Government's proposal to en- 
ter into a treaty of alliance with us. These are points 
to which we are bound to give a thorough considera- 
tion. Judging by the attitude hitherto adopted by 
Yuan Shih-kai we know he has always resorted to 
the policy of expediency in his diplomatic dealings, 
and although he may outwardly show friendliness 
towards us, he will in fact rely upon the influence of 
the different Powers as the easiest check against us 
and refuse to accede to our demands. Take for a 
single instance, his conduct towards us since the Im- 
perial Government declared war against Germany and 
his action will then be clear to all. Whether we can 
rely upon the ordinary friendly methods of diplomacy 



APPENDICES 195 

to gain our object or not it does not require much 
wisdom to decide. After the gigantic struggle in Eu- 
rope is over, leaving aside America, which will not 
press for advantage, China will not be able to obtain 
any loans from the other P'owers. With a depleted 
treasury, without means to pay the officials and the 
army, with local bandits inciting the poverty-stricken 
populace to trouble, with the revolutionists waiting 
for opportunities to rise, should an insurrection actu- 
ally occur while no outside assistance can be rendered 
to quell it we are certain it will be impossible for 
Yuan Shih-kai, single-handed, to restore order and con- 
solidate the country. The result will be that the na- 
tion will be cut up into many parts beyond all hope 
of remedy. That this state of affairs will come is 
not difficult to foresee. When this occurs, shall we 
uphold Yuan's Government and assist him to suppress 
the internal insurrection with the certain assurance 
that we could influence him to agree to our demands, 
or shall we help the revolutionists to achieve a suc- 
cess and realize our object through them? This ques- 
tion must be definitely decided upon this very mo- 
ment so that we may put it into practical execution. 
If we do not look into the future fate of China but 
go blindly to uphold Yuan's Government, to enter into 
a Defensive Alliance with China, hoping thus to secure 
a complete realization of our object by assisting him 
to suppress the revolutionists, it is obviously a wrong 
policy. Why? Because the majority of the Chinese 
people have lost all faith in the tottering Yuan Shih- 



ig6 APPENDICES 

kai who is discredited and attacked by the whole na- 
tion for having sold his country. If Japan gives Yuan 
the support, his Government, though in a very pre- 
carious state, may possibly avoid destruction. Yuan 
Shih-kai belongs to that school of politicians who are 
fond of employing craftiness and cunning. He may 
be friendly to us for a time, but he will certainly aban- 
don us and again befriend the other Powers when the 
European war is at an end. Judging by his past we 
have no doubt as to what he will do in the future. For 
Japan to ignore the general sentiment of the Chinese 
people and support Yuan Shih-kai with the hope that 
we can settle with him the Chinese Question is a blun- 
der indeed. Therefore, in order to secure the perma- 
nent peace of the Far East, instead of supporting a 
Chinese Government which can neither be long con- 
tinued in power nor assist in the attainment of our ob- 
ject, we should rather support the 400,000,000 Chi- 
nese people to renovate their corrupt Government, to 
change its present form, to maintain peace and order 
in the land and to usher into China a new era of pros- 
perity so that China and Japan may in fact as well as 
in name be brought into the most intimate and vital 
relations with each other. China's era of prosperity 
is based on the Chino-Japanese Alliance and this Alli- 
ance is the foundational power for the repelling of 
the foreign aggression that is to be directed against 
the Far East at the conclusion of the European War. 
This Alliance is also the foundation-stone of the peace 
of the world. Japan therefore should take this as the 



APPENDICES 197 

last warning and immediately solve this question. 
Since the Imperial Japanese Government has con- 
sidered it imperative to support the Chinese people, 
we should induce the Chinese revolutionists, the Imper- 
ialists and other Chinese malcontents to create trouble 
all over China. The whole country will be thrown 
into disorder and Yuan's Government will consequently 
be overthrown. We shall then select a man from 
amongst the most influential and most noted of the 
400,000,000 of Chinese and help him to organize a 
new form of Government and to consolidate the whole 
country. In the meantime our army must assist in 
the restoration of peace and order in the country, and 
in the protection of the lives and properties of the 
people, so that they may gladly tender their allegiance 
to the new Government which will then naturally con- 
fide in and rely upon Japan. It is after the accom- 
plishment of only these things that we shall without 
difficulty gain our object by the conclusion of a De- 
fensive Alliance with China. 

For us to incite the Chinese revolutionists and mal- 
contents to rise in China we consider the present to 
be the most opportune moment. The reason why 
these men can not now carry on an active campaign 
is because they are insufficiently provided with funds. 
If the Imperial Government can take advantage of 
this fact to make them a loan and instruct them to 
rise simultaneously, great commotion and disorder 
will surely prevail all over China. We can intervene 
and easily adjust matters. 



APPENDICES 

The progress of the European War warns Japan 
with greater urgency of the imperative necessity of 
solving this most vital of questions. The Imperial 
Government can not be considered as embarking on a 
rash project. This opportunity will not repeat it- 
self for our benefit. We must avail ourselves of this 
chance and under no circumstances hesitate. Why 
should we wait for the spontaneous uprising of the 
revolutionists and malcontents? Why should we not 
think out and lay down a plan beforehand? When we 
examine into the form of government in China, we 
must ask whether the existing Republic is well suited 
to the national temperament and well adapted to the 
thoughts and aspirations of the Chinese people. From 
the time the Republic of China was established up to 
the present moment, if what it has passed through is 
to be compared to what it ought to be in the matter 
of administration and unification, we find disappoint- 
ment everywhere. Even the revolutionists themselves, 
the very ones who first advocated the Republican form 
of government, acknowledge that they have made a 
mistake. The retention of the Republican form of 
Government in China will be a great future obstacle 
in the way of a Chino- Japanese alliance. And why 
must it be so? Because, in a Republic the funda- 
mental principles of government as well as the social 
and moral aims of the people are distinctly different 
from that of a Constitutional Monarchy. Their laws 
and administration also conflict. If Japan act as a 
guide to China and China model herself after Japan, 



APPENDICES 199 

it will only then be possible for the two nations to 
solve by mutual effort the Far East Question without 
differences and disagreements. Therefore, to start 
from the foundation for the purpose of reconstruct- 
ing the Chinese Government, of establishing a Chino- 
Japanese Alliance, of maintaining the permanent peace 
of the Far East and of realizing the consummation 
of Japan's Imperial policy, we must take advantage 
of the present opportunity to alter China's Republican 
form of Government into a Constitutional Monarchy 
which shall necessarily be identical, in all its details, 
to the Constitutional Monarchy of Japan, and to no 
other. This is really the key and first principle to be 
firmly held for the actual reconstruction of the form 
of Government in China. If China changes her Re- 
publican form of Government to that of a Constitu- 
tional Monarchy, shall we, in the selection of a new 
ruler, restore the Emperor Hsuan T'ung to his throne 
or choose the most capable man from the Monarchists 
or select the most worthy member from among the 
revolutionists? We think, however, that it is ad- 
visable at present to leave this question to the exigency 
of the future when the matter is brought up for de- 
cision. But we must not lose sight of the fact that 
to actually put into execution this policy of a Chino- 
Japanese Alliance and the transformation of the Re- 
public of China into a Constitutional Monarchy, is, in 
reality, the fundamental principle to be adopted for 
the reconstruction of China. 

We shall now consider the bearing of this Defensive 



2OO APPENDICES 

Alliance on the other Powers. Needless to say, Japan 
and China will in no way impair the rights and in- 
terests already acquired by the Powers. At this mo- 
ment it is of paramount importance for Japan to come 
to a special understanding with Russia to define our 
respective spheres in 'Manchuria and Mongolia so 
that the two countries may co-operate with each other 
in the future. This means that Japan after the acqui- 
sition of sovereign rights in South Manchuria and 
Inner Mongolia will work together with Russia after 
her acquisition of sovereign rights in North Manchuria 
and Outer Mongolia to maintain the status quo, and 
endeavour by every effort to protect the peace of 
the Far East. Russia, since the outbreak of the Eu- 
ropean War, has not only laid aside all ill-feelings 
against Japan, but has adopted the same attitude as 
her Allies and shown warm friendship for us. No 
matter how we regard the Manchurian and Mongolian 
Questions in the future she is anxious that we find 
some way of settlement. Therefore we need not 
doubt but that Russia, in her attitude towards this 
Chinese Question, will be able to come to an under- 
standing with us for mutual co-operation. 

The British sphere of influence and interest in 
China is centred in Tibet and the Yangtsze Valley. 
Therefore, if Japan can come to some satisfactory 
arrangement with China in regard to Tibet and also 
give certain privileges to Great Britain in the Yangtze 
Valley, with an assurance to protect those privileges, 
no matter how powerful Great Britain might be, she 



APPENDICES 201 

will surely not oppose Japan's policy in regard to this 
Chinese Question. While this present European War 
is going on Great Britain has never asked Japan to 
render her assistance. That her strength will cer- 
tainly not enable her to oppose us in the future need 
not be doubted in the least. 

Since Great Britain and Russia will not oppose 
Japan's policy towards China, it can readily be seen 
what attitude France will adopt in regard to the sub- 
ject. What Japan must now somewhat reckon with 
is America. But America in her attitude towards 
us regarding our policy towards China has already 
declared the principle of maintaining China's terri- 
torial integrity and equal opportunity and will be 
satisfied, if we do not impair America's already ac- 
quired rights and privileges. We think America will 
also have no cause for complaint. Nevertheless Amer- 
ica has in the East a naval force which can be fairly 
relied upon, though not sufficiently strong to be feared. 
Therefore in Japan's attitude towards America there 
is nothing really for us to be afraid of. 

Since China's condition is such on the one hand 
and the P'owers' relation towards China is such on 
the other hand, Japan should avail herself in the mean- 
time of the European War to definitely decide upon 
a policy towards China, the most important move 
being the transformation of the Chinese Government 
to be followed up by preparing for the conclusion of 
the Defensive Alliance. The precipitate action on 
the part of our present Cabinet in acceding to the re- 



2O2 APPENDICES 

quest of Great Britain to declare war against Ger- 
many without having definitely settled our policy to- 
wards China has no real connection with our future 
negotiations with China or affects the political condi- 
tion in the Far East. Consequently, all intelligent 
Japanese, of every walk of life throughout the land, 
are very deeply concerned about the matter. 

Our Imperial Government should now definitely 
change our dependent foreign policy which is being 
directed by others into an independent foreign policy 
which shall direct others, proclaiming the same with 
solemn sincerity to the world and carrying it out 
with determination. If we do so, even the gods and 
spirits will give way. These are important points 
in our policy towards China and the result depends 
on how we carry them out. Can our authorities 
firmly make up their mind to solve this Chinese Ques- 
tion by the actual carrying out of this fundamental 
principle? If -they show irresolution while we have 
this heaven-conferred chance and merely depend on 
the good will of the other Powers, we shall eventually 
have greater pressure to be brought against the Far 
East after the European War is over, when the pres- 
ent equilibrium will be destroyed. That day will then 
be too late for us to repent our folly. We are there- 
fore impelled by force of circumstances to urge our 
authorities to a quicker sense of the situation and to 
come to -a determination. 

Translation from The Fight for the Republic in China, by 
B. L. Putnam- Weale. (Copyright 1917 by Dodd, Mead & Com- 
pany, Inc.) 



APPENDIX II 

DOCUMENTS RELATING TO THE TWENTY-ONE DE- 
MANDS MADE BY JAPAN ON CHINA IN 1915. 

(A) JAPAN'S REVISED DEMANDS ON CHINA 

Presented April 26, 1915 

Following- the original Twenty-one Demands on China 
presented Jan. 18, 1915 

NOTE ON ORIGINAL TEXT 

(The revised list of articles is a Chinese translation 
of the Japanese text. It is hereby declared that when 
a final decision is reached, there shall be a revision of 
the wording of the text.) 

GROUP I 

The Japanese Government and the Chinese Govern- 
ment, being desirous of maintaining the general peace 
in Eastern Asia and further strengthening the friendly 
relations and good neighbourhood existing between the 
two nations, agree to the following articles: 

Art. i. The Chinese Government engages to give 
full assent to all matters upon which the Japanese 
Government may hereafter agree with the German 
Government, relating to the disposition of all rights, 

203 



2O4 APPENDICES 

.interests and concessions, which Germany, by virtue 
of treaties or otherwise, possesses in relation to the 
Province of Shantung. 

Art. 2. (Changed into an exchange of notes.) 

The Chinese Government declares that within the 
Province of Shantung and along its coast no territory 
or island will be ceded or leased to any Power under 
any pretext. 

Art. 3. The Chinese Government consents that as 
regards the railway to be built by China herself from 
Chefoo or Lungkow to connect with the Kiaochow- 
Tsinanfu Railway, if Germany is willing to abandon 
the privilege of financing the Chefoo-Weihsien line, 
China will approach Japanese capitalists to negotiate 
for a loan. 

Art. 4. The Chinese Government engages, in the 
interest of trade and for the residence of foreigners, 
to open by China herself as soon as possible certain 
suitable places in the Province of Shantung as Com- 
mercial Ports. 

(Supplementary Exchange of Notes) 
The places which ought to be opened are to be 
chosen and the regulations are to be drafted, by the 
Chinese Government, but the Japanese Minister must 
be consulted before making a decision. 

GROUP II 

The Japanese Government and the Chinese Govern- 
ment, with a view to developing their economic rela- 



APPENDICES 2O5 

tions in South Manchuria and Eastern Inner Mongolia, 
agree to the following articles : 

Art. i. The two contracting Powers mutually 
agree that the term of lease of Port Arthur and 
Dalny and the terms of the South Manchuria Rail- 
way and the Antung-Mukden Railway shall be ex- 
tended to 99 years. 

(Supplementary Exchange of Notes) 

The term of lease of Port Arthur and Dalny shall 
expire in the 86th year of the Republic or 1997. 
The date for restoring the South Manchurian Railway 
to China shall fall due in the gist year of the Republic 
or 2002. Article 12 in the original South Manchur- 
ian Railway Agreement stating that it may be re- 
deemed by China after 36 years after the traffic is 
opened is hereby cancelled. The term of the Antung- 
Mukden Railway shall expire in the g6th year of 
the Republic or 2007. 

Art. 2. Japanese subjects in South Manchuria may 
lease or purchase the necessary land for erecting suit- 
able buildings for trade and manufacture or for prose- 
cuting agricultural enterprises. 

Art. 3. Japanese subjects shall be free to reside 
and travel in South Manchuria and to engage in busi- 
ness and manufacture of any kind whatsoever. 

Art. 3-a. The Japanese subjects referred to in the 
preceding two articles, besides being required to regis- 
ter with the local authorities pass-ports which they 
must procure under the existing regulations, shall also 



2O6 APPENDICES 

submit to police laws and ordinances and tax regula- 
tions, which are approved by the Japanese consul. 
Civil and criminal cases in which the defendants are 
Japanese shall be tried and adjudicated by the Japa- 
nese consul; those in which the defendants are Chi- 
nese shall be tried and adjudicated by Chinese Authori- 
ties. In either case an officer can be deputed to the 
court to attend the proceedings. But mixed civil cases 
between Chinese and Japanese relating to land shall 
be tried and adjudicated by delegates of both nations 
conjointly in accordance with Chinese law and local 
usage. When the judicial system in the said region 
is completely reformed, all civil and criminal cases 
concerning Japanese subjects shall be tried entirely 
by Chinese law courts. 

Art. 4. (Changed to an exchange of notes.) 
The Chinese Government agrees that Japanese sub- 
jects shall be permitted forthwith to investigate, select, 
and then prospect for and open mines at the follow- 
ing places in South Manchuria, apart from those min- 
ing areas in which mines are being prospected for or 
worked; until the Mining Ordinance is definitely 
settled methods at present in force shall be followed. 

PROVINCE OF FENG-TIEN 

Locality District Mineral 

Niu Hsin Tai Pen-hsi Coal 

Tien Shih Fu Kou Pen-hsi Coal 

Sha Sung Kang Hai-lung Coal 

T'ieh Ch'ang Tung-hua Coal 

Nuan Ti Tang Chin Coal 



APPENDICES 2O7 

An Shan Chan region From Liao-yang to Pen- 
hsi Iron 



PROVINCE OF KIRIN 

(Southern Portion) 

Sha Sung Kang Ho-lung Coal and Iron 

Rang Yao Chi-lin (Kirin) Coal 

Chia P'i Kou Hua-tien Gold 

Art. 5. (Changed to an exchange of notes.) 
The Chinese Government declares that China will 
hereafter provide funds for building railways in South 
Manchuria ; if foreign capital is required, the Chinese 
Government agrees to negotiate for the loan with Japa- 
nese capitalists first. 

Art. 5 -a. (Changed to an exchange of notes.) 
The Chinese Government agrees that hereafter, when 
a foreign loan is to be made on the security of the 
taxes of South Manchuria (not including customs and 
salt revenue on the security of which loans have al- 
ready been made by the Central Government), it will 
negotiate for the loan with Japanese capitalists first. 
Art. 6. (Changed to an exchange of notes.) 
The Chinese Government declares that hereafter if 
foreign advisers or instructors on political, financial, 
military or police matters, are to be employed in South 
Manchuria, Japanese will be employed first. 

Art. 7. The Chinese Government agree speedily 
to make a fundamental revision of the Kirin-Chang- 
chun Railway Loan Agreement, taking as a standard 



2O8 APPENDICES 

the provisions in railroad loan agreements made here- 
tofore between China and foreign financiers. If, in 
future, more advantageous terms than those in exist- 
ing railway loan agreements are granted to foreign 
financiers, in connection with railway loans, the above 
agreement shall again be revised in accordance with 
Japan's wishes. 

All existing treaties between China and Japan re- 
lating to Manchuria shall, except where otherwise pro- 
vided for by this Convention, remain in force. 

1. The Chinese Government agrees that hereafter 
when a foreign loan is to be made on the security 
of the taxes of Eastern Inner Mongolia, China must 
negotiate with the Japanese Government first 

2. The Chinese Government agrees that China will 
herself provide funds for building the railways in East- 
tern Inner Mongolia; if foreign capital is required, she 
must negotiate with the Japanese Government first 

3. The Chinese Government agrees, in the interest 
of trade and for the residence of foreigners, to open 
by China herself, as soon as possible, certain suitable 
places in Eastern Inner Mongolia as Commercial Ports. 
The places which ought to be opened are to be chosen, 
and the regulations are to be drafted, by the Chinese 
Government, but the Japanese Minister must be con- 
sulted before making a decision. 

4. In the event of Japanese and Chinese desiring 
jointly to undertake agricultural enterprises and in- 
dustries incidental thereto, the Chinese Government 
shall give its permission. 



APPENDICES 2O9 

GROUP III 

The relations between Japan and the Hanyehping 
Company being very intimate, if those interested in 
the said Company come to an agreement with the 
Japanese capitalists for co-operation, the Chinese Gov- 
ernment shall forthwith give its consent thereto. The 
Chinese Government further agrees that, without the 
consent of the Japanese capitalists, China will not con- 
vert the Company into a state enterprise, nor confiscate 
it, nor cause it to borrow and use foreign capital other 
than Japanese. 

GROUP IV 

China is to give pronouncement by herself in ac- 
cordance with the following principle: 

No bay, harbour, or island along the coast of China 
may be ceded or leased to any Power. 
Notes to be exchanged. 

A 

As regards the right of financing a railway from 
Wuchang to connect with the Kiu-kiang-Nanchang 
line, the Nanchang-Hangchow railway, and the Nan- 
chang-Chaochow railway, if it is clearly ascertained 
that other Powers have no objection, China shall grant 
the said right to Japan. 

B 

As regards the rights of financing a railway from 
Wuchang to connect with the Kiu-kiang-N.anchang 
railway, a railway from Nanchang to Hangchow and 



2IO APPENDICES 

another from Nanchang to Chaochow, the Chinese 
Government shall not grant the said right to any 
foreign Power before Japan comes to an understand- 
ing with the other Power which is heretofore inter- 
ested therein. 

NOTES TO BE EXCHANGED 

The Chinese Government agrees that no nation what- 
ever is to be permitted to construct, on the coast of 
Fukien Province, a dockyard, a coaling station for 
military use, or a naval base; nor to be authorized 
to set up any other military establishment. The Chi- 
nese Government further agrees not to use foreign 
capital for setting up the above mentioned construc- 
tion or establishment. 

Mr. Lu, the Minister of Foreign Affairs, stated as 
follows : 

1. The Chinese Government shall, whenever, in fu- 
ture, it considers this step necessary, engage numerous 
Japanese advisers. 

2. Whenever, in future, Japanese subjects desire 
to lease or purchase land in the interior of China for 
establishing schools or hospitals, the Chinese Govern- 
ment shall forthwith give its consent thereto. 

3. When a suitable opportunity arises in future, 
the Chinese Government will send military officers to 
Japan to negotiate with Japanese military authorities 
the matter of purchasing arms or that of establishing 
a joint arsenal. 

Mr. Hioki, the Japanese Minister, stated as follows : 



APPENDICES 211 

As relates to the question of the right of missionary 
propaganda the same shall be taken up again for ne- 
gotiation in future. 

(B) CHINA'S REPLY TO JAPAN'S REVISED DEMANDS 

China's Reply of May i, 1915, to the Japanese Revised 

Demands of April 26, 1915* 

GROUP I 

The Chinese Government and the Japanese Govern- 
ment, being desirous of maintaining the general peace 
in Eastern Asia and further strengthening the friendly 
relations and good neighbourhood existing between 
the two nations, agree to the following articles : 

Article I. The Chinese Government declare that 
they will give full assent to all matters upon which 
the Japanese and German Governments may hereafter 
mutually agree, relating to the disposition of all in- 
terests which Germany, by virtue of treaties or re- 
corded cases, possesses in relation to the Province of 
Shantung. 

The Japanese Government declares that when the 
Chinese Government give their assent to the disposi- 
tion of interests above referred to, Japan will restore 
the leased territory of Kiaochow to China; and fur- 
ther recognize the right of the Chinese Government 
to participate in the negotiations referred to above 
between Japan and Germany. 

Article 2. The Japanese Government consent to be 
responsible for the indemnification of all losses occa- 



212 APPENDICES 

sioned by Japan's military operation around the leased 
territory of Kiaochow shall, prior to the restoration 
of the said leased territory to China, be administered 
as heretofore, for the time being. The railways and 
telegraph lines erected by Japan for military purposes 
are to be removed forthwith. The Japanese troops 
now stationed outside the original leased territory of 
Kiaochow are now to be withdrawn first, those within 
the original leased territory are to be withdrawn on 
the restoration of the said leased territory to China. 

Article 3. (Changed into an exchange of notes.) 

The Chinese Government declare that within the 
Province of Shantung and along its coast no terri- 
tory or island will be ceded or leased to any Power un- 
der any pretext. 

Article 4. The Chinese Government consent that 
as regards the railway to be built by China herself 
from Chefoo or Lungkow to connect with the Kiao- 
chow-Tsinanfu Railway, if Germany is willing to aban- 
don the privilege of financing the Che-foo-Weihsien 
line, China will approach Japanese capitalists for a 
loan. 

Article 5. The Chinese Government engage, in the 
interest of trade and for the residence of foreigners, 
to open by herself as soon as possible certain suitable 
places in the Province of Shantung as Commercial 
Ports. 

(Supplementary exchange of notes.) 

The places which ought to be opened are to be 
chosen, and the regulations are to be drafted, by the 



APPENDICES 213 

Chinese Government, but the Japanese Minister must 
be consulted before making a decision. 

Article 6. If the Japanese and German Govern- 
ments are not able to come to a definite agreement 
in future in their negotiations respecting transfer, etc., 
this provisional agreement contained in the foregoing 
articles shall be void. 

GROUP II 

The six articles which are found in Japan's Re- 
vised Demands of April 26, 1915, but omitted herein, 
are those already initialed by the Chinese Foreign 
Minister and the Japanese Minister. 

The Chinese Government and the Japanese Govern- 
ment, with a view to developing their economic rela- 
tions in South Manchuria, agree to the following arti- 
cles: 

Article 2. Japanese subjects in South Manchuria 
may, by arrangement with the owners, lease land re- 
quired for erecting suitable buildings for trade and 
manufacture or for agricultural enterprises. 

Article 3. Japanese subjects shall be free to re- 
side and travel in South Manchuria and to engage in 
business and manufacture of any kind whatsoever. 

Article 3 a. The Japanese subjects referred to in 
the preceding two articles, Besides being required to 
register with the local authorities passports, which they 
must procure under the existing regulations, shall also 
observe police rules and regulations and pay taxes in 
the same manner as Chinese. Civil and criminal cases 



214 APPENDICES 

shall be tried and adjudicated by the authorities of 
the defendant's nationality and an officer can be de- 
puted to attend the proceedings. But all cases purely 
between Japanese subjects, and mixed cases between 
Japanese and Chinese, relating to land or disputes 
arising from lease contracts, shall be tried and adjudi- 
cated by Chinese Authorities and the Japanese Con- 
sul may also depute an officer to attend the proceed- 
ings. 

When the judicial system in the said Province is 
completely reformed, all the civil and criminal cases 
concerning Japanese subjects shall be tried entirely by 
Chinese law courts. 

RELATING TO EASTERN INNER MONGOLIA 

(To be exchanged by notes) 

Article i. The Chinese Government declare that 
China will not in future pledge the taxes, other than 
customs and salt revenue, of that part of Eastern In- 
ner Mongolia under the jurisdiction of South Man- 
churia and Jehol Intendency, as security for raising 
loans. 

Article 2. The Chinese Government declare that 
China will herself provide funds for building the rail- 
ways in that part of Eastern Inner Mongolia under 
the jurisdiction of South Manchuria and the Jehol 
Intendency; if foreign capital is required, China will 
negotiate with Japanese capitalists first, provided this 
does not conflict with agreements already concluded 
with other Powers. 



APPENDICES 2IS 

Article 3. The Chinese Government agrees, in the 
interest of trade and for the residence of foreigners, 
to open by China herself certain suitable places in that 
part of Eastern Inner Mongolia under the jurisdiction 
of South Manchuria and the Jehol Intendency, as 
Commercial Marts. 

The regulations for the said Commercial Marts will 
be made in accordance with those of other Commercial 
Marts opened by China herself. 

GROUP III 

The relations between Japan and the Hanyehping 
Company being very intimate, if the said Company 
comes to an agreement with the Japanese capitalists 
for co-operation, the Chinese Government shall forth- 
with give their consent thereto. The Chinese Gov- 
ernment further declare that China will not convert 
the Company into a state enterprise, nor confiscate it 
nor cause it to borrow and use foreign capital other 
than Japanese. 

Letter to be Addressed by the Japanese Minister to 
the Chinese Minister of Foreign Affairs 

Excellency: 

I have the honour to state that a report has reached 
me that the Chinese Government have given permis- 
sion to foreign nations to construct on the coast of 
Fukien Province dock-yards, coaling stations for mili- 
tary use, naval bases and other establishments for mili- 
tary purposes and further that the Chinese Govern- 



2l6 APPENDICES 

ment are borrowing foreign capital for putting up the 
above-mentioned construction or establishments. I 
shall be much obliged if the Chinese Government will 
inform me whether >r not these reports are well 
founded in fact. 

Reply to be Addressed by the Chinese Minister of 

Foreign Affairs to the Japanese Minister 
Excellency : 

I have the honour to acknowledge the receipt of your 

Excellency's Note of . In reply I beg to 

state that the Chinese Government have not given 
permission to foreign Powers to construct, on the coast 
of Fukien Province, dock-yards, coaling stations for 
military use, naval bases or other establishments for 
military purposes ; nor do they contemplate borrowing 
foreign capital for putting up such constructions or 
establishments. 

(c) MEMORANDUM READ BY THE MINISTER OF FOREIGN 
AFFAIRS TO MR. HICKI, THE JAPANESE MINIS- 
TER, AT A CONFERENCE HELD AT WAICHIAOPU, 
MAY I, IQIS 

The list of demands which the Japanese Govern- 
ment first presented to the Chinese Government con- 
sists of five groups, the first relating to Shantung, 
the second relating to South Manchuria and Eastern 
Inner Mongolia, the third relating to the Hanyehping 
Company, the fourth asking for non-alienation of 
the coast of the country, and the fifth relating to the 
questions of national advisers, national police, national 



APPENDICES 217 

arms, missionary propaganda, Yangtze Valley rail- 
ways, and Fukien Province. Out of profound regard 
for the intentions entertained by Japan, the Chinese 
Government took these momentous demands into grave 
and careful consideration and decided to negotiate with 
the Japanese Government frankly and sincerely what 
were possible to negotiate. This is a manifestation 
to Japan of the most profound regard which the Chi- 
nese Government entertains for the relations between 
the two nations. 

Ever since the opening of the negotiations China 
has been doing her best to hasten their progress, hold- 
ing as many as three conferences a week. As regards 
the articles in the second group, the Chinese Govern- 
ment, being disposed to allow the Japanese Govern- 
ment to develop the economic relations of the two 
countries in South Manchuria, realizing that the Japa- 
nese Government attaches importance to its interests 
in that region, and wishing to meet the hopes of Japan, 
made a painful effort, without hesitation, to agree to 
the extension of the 25-year lease of Port Arthur and 
Dalny, the 36-year period of the South Manchuria 
railway and the 1 5-year period of the Abtung-Mukden 
railway, all to 99 years; and to abandon its own cher- 
ished hopes to regain control of these places and prop- 
erties at the expiration of their respective original 
terms of lease. It cannot but be admitted that this is 
a most genuine proof of China's friendship for Japan. 
As to the rights of opening mines in South Man- 



2l8 APPENDICES 

churia, the Chinese Government has already agreed 
to permit Japanese to work mines within the mining 
areas designated by Japan. China has further agreed 
to give Japan a right of preference in the event of bor- 
rowing foreign capital for building railways or of mak- 
ing a loan on the security of the local taxes in South 
Manchuria. The question of revising the arrange- 
ment for the Kirin-Changchun railway has been settled 
in accordance with the proposal made by Japan. The 
Chinese Government has further agreed to employ 
Japanese first in the event of employing foreign ad- 
visers on political, military, financial and police mat- 
ters. 

Furthermore, the provision about the repurchase 
period in the South Manchurian railway was not men- 
tioned in Japan's original proposal. Subsequently, 
the Japanese Government alleging that its ^meaning 
was not clear, asked China to cancel the provision alto- 
gether. Again, Japan at first demanded the right of 
Japanese to carry on farming in South Manchuria, but 
subsequently she considered the word " farming " was 
not broad enough and asked to replace it with the 
phrase " agricultural enterprises." To these requests 
the Chinese Government, though well aware that the 
proposed changes could only benefit Japan, still ac- 
ceded without delay. This, too, is a proof of China's 
frankness and sincerity toward Japan. 

As regards matters relating to Shantung, the Chi- 
nese Government has agreed to a majority of, the de- 
mands. 



APPENDICES 219 

The question of inland residence in South Manchuria 
is, in the opinion of the Chinese Government, incom- 
patible with the treaties China has entered into with 
Japan and other Powers, still the Chinese Government 
did its best to consider how it was possible to avoid 
that incompatibility. At first, China suggested that 
the Chinese Authorities should have full rights of jur- 
isdiction over Japanese settlers. Japan declined to 
agree to it. Thereupon China reconsidered the ques- 
tion and revised her counter-proposal five or six times, 
each time making some definite concession, and went so 
far as to agree that all civil and criminal cases between 
Chinese and Japanese should be arranged according 
to existing treaties. Only cases relating to land or 
lease contracts were reserved to be adjudicated by 
Chinese Courts, as a mark of China's sovereignty over 
the region. This is another proof of China's readi- 
ness to concede as much as possible. 

Eastern Inner Mongolia is not an enlightened region 
as yet and the conditions existing there are entirely 
different from those prevailing in South Manchuria. 
The two places, therefore, cannot be considered in the 
same light. Accordingly, China agreed to open com- 
mercial marts first, in the interests of foreign trade. 

The Hanyehping Company mentioned in the third 
group is entirely a private company, and the Chinese 
Government is precluded from interfering with it 
and negotiating with another government to make 
any disposal of the same as the Government likes, but 
having regard for the interests of the Japanese capital- 



220 APPENDICES 

ists, the Chinese Government agreed that whenever, 
in future, the said company and the Japanese capital- 
ists should arrive at a satisfactory arrangement for 
co-operation, China will give her assent thereto. Thus 
the interests of the Japanese capitalists are amply 
safeguarded. 

Although the demand in the fourth group asking for 
a declaration not to alienate China's coast is an in- 
fringement of her sovereign rights, yet the Chinese 
Government offered to make a voluntary pronounce- 
ment so far as it comports with China's sovereign 
rights. Thus, it is seen that the Chinese Government, 
in deference to the wishes of Japan, gave a most serious 
consideration even to those demands which gravely af- 
fect the sovereignty and territorial rights of China as 
well as the principle of equal opportunity and the trea- 
ties with foreign Powers. All this was a painful effort 
on the part of the Chinese Government to meet the 
situation a fact of which the Japanese Government 
must be aware. 

As regards the demands in the fifth group, they all 
infringe China's sovereignty, the treaty rights of 
other Powers or the principle of equal opportunity. 
Although Japan did not indicate any difference be- 
tween this group and the preceding four in the list 
which she presented to China in respect of their char- 
acter, the Chinese Government, in view of their pal- 
pably objectionable features, persuaded itself that these 
could not have been intended by Japan as anything 
other than Japan's mere advice to China. Accordingly 



APPENDICES 221 

China has declared from the very beginning that while 
she entertains the most profound regard for Japan's 
wishes, she was unable to admit that any of these 
matters could be made the subject of an understand- 
ing with Japan. Much as she desired to pay regard to 
Japan's wishes, China cannot but respect her own sover- 
eign rights and the existing treaties with other Powers. 
In order to be rid of the seed for future misunderstand- 
ing and to strengthen the basis of friendship, China 
was constrained to iterate the reasons for refusing 
to negotiate on any of the articles in the fifth group, 
yet in view of Japan's wishes China has expressed her 
readiness to state that no foreign money was borrowed 
to construct harbour works in Fukien Province. Thus 
it is clear that China went so far as to seek a solu- 
tion for Japan of a question that really did not admit 
of negotiation. Was there, then, evasion on the part 
of China? 

Now, since the Japanese Government has presented 
a revised list of demands and declared at the same time 
that it will restore the leased territory of Kiaochow, the 
Chinese Government reconsiders the whole question 
and herewith submits a new reply to the friendly Japa- 
nese Government. 

In this reply the unsettled articles in the first group 
are stated again for discussion. As regards the sec- 
ond group, those articles which have already been 
initialed are omitted. In connection with the ques- 
tion of inland residence the police regulation clause 
has been revised in a more restrictive sense. As for 



222 APPENDICES 

the trial of cases relating to land and lease contracts 
the Chinese Government now permits the Japanese 
Consul to send an officer to attend the proceedings. 
Of the four demands in connection with that part of 
Eastern Inner Mongolia which is within the jurisdic- 
tion of South Manchuria and the Jehol Intendency, 
China agrees to three. China, also, agrees to the 
article relating to the Hanyehping Company as re- 
vised by Japan. 

It is hoped that the Japanese Government will appre- 
ciate the conciliatory spirit of the Chinese Government 
in making this final concession and forthwith give her 
assent thereto. 

There is one more point. At the beginning of the 
present negotiations it was mutually agreed to observe 
secrecy, but unfortunately a few days after the pres- 
entation of the demands by Japan an Osaka newspaper 
published an " Extra " giving the text of the de- 
mands. The foreign and the Chinese press has since 
been paying considerable attention to this question and 
frequently publishing prcnChinese or pro-Japanese 
comments in order to call forth the world's conjecture, 
a matter which the Chinese Government deeply re- 
grets. The Chinese Government has never carried on 
any newspaper campaign and the Chinese Minister of 
Foreign Affairs has repeatedly declared it to the Japa- 
nese Minister. 

In conclusion, the Chinese Government wishes to 
express its hope that the negotiations now pending be- 
tween the two countries will soon come to an end and 



APPENDICES 223 

whatever misgivings foreign countries entertain to- 
ward the present situation may be quickly dispelled. 

(D) JAPAN'S ULTIMATUM TO CHINA 

Japan's Ultimatum delivered by the Japanese Min- 
ister to the Chinese Government, on May 7th, 1915. 

The reason why the Imperial Government opened 
the present negotiations with the Chinese Government 
is first to endeavour to dispose of the complications 
arising out of the war between Japan and China, 
and secondly to attempt to solve those various ques- 
tions which are detrimental to the intimate relations 
of China and Japan with a view to solidifying the 
foundation of cordial friendship subsisting between 
the two countries to the end that the peace of the Far 
East may be effectually and permanently preserved. 
With this object in view, definite proposals were pre- 
sented to the Chinese Government in January of this 
year, and up to today as many as twenty-five confer- 
ences have been held with the Chinese Government in 
perfect sincerity and frankness. 

In the course of negotiations the Imperial Govern- 
ment have consistently explained the aims and objects 
of the proposals in a conciliatory spirit, while on the 
other hand the proposals of the Chinese Government, 
whether important or unimportant, have been at- 
tended to without any reserve. 

It may be stated with confidence that no effort 
has been spared to arrive at a satisfactory and amicable 
settlement of those questions. 



ArrjG.iMjuu.uiLa 



The discussion of the entire corpus o the proposals 
was practically at an end at the twenty-fourth con- 
ference; that is on the I7th of the last month. The 
Imperial Government, taking a broad view of the 
negotiation and in consideration of the points raised 
by the Chinese Government, modified the original pro- 
posals with considerable concessions and presented to 
the Chinese Government on the 26th of the same month 
the revised proposals for agreement, and at the same 
time it was offered that, on the acceptance of the re- 
vised proposals, the Imperial Government would, at a 
suitable opportunity, restore, with fair and proper con- 
ditions, to the Chinese Government the Kiaochow ter- 
ritory, in the acquisition of which the Imperial Gov- 
ernment had made a great sacrifice. 

On the first of May, the Chinese Government de- 
livered the reply to the revised proposals of the Japa- 
nese Government, which is contrary to the expectations 
of the Imperial Government. The Chinese Govern- 
ment not only did not give a careful consideration 
to the revised proposals but even with regard to the 
offer of the Japanese Government to restore Kiaochow 
to the Chinese Government the latter did not manifest 
the least appreciation for Japan's good will and diffi- 
culties. 

From the commercial and military point of view 
Kiaochow is an important place, in the acquisition of 
which the Japanese Empire sacrificed much blood and 
money, and, after the acquisition the Empire incurs no 
obligation to restore it to China. But with the ob- 



APPENDICES 225 

ject of increasing the future friendly relations of 
the two countries, they went to the extent of proposing 
its restoration, yet to her great regret, the Chinese 
Government did not take into consideration the good 
intention of Japan and manifest appreciation of her 
difficulties. Furthermore, the Chinese Government 
not only ignored the friendly feelings of the Imperial 
Government in offering the restoration of Kiaochow 
Bay, but also in replying to the revised proposals they 
even demanded its unconditional restoration; and 
again China demanded that Japan should bear the re- 
sponsibility of paying indemnity for all the unavoid- 
able losses and damages resulting from Japan's mili- 
tary operations at Kiaochow; and still further in con- 
nection with the territory of Kiaochow China ad- 
vanced other demands and declared that she has the 
right of participation at the future peace conference 
to be held between Japan and Germany. Although 
China is fully aware that the unconditional restora- 
tion of Kiaochow and Japan's responsibility of in- 
demnification for the unavoidable losses and damages 
can never be tolerated by Japan, yet she purposely 
advanced these demands and declared that this reply 
was final and decisive. 

Since Japan could not tolerate such demands the 
settlement of the other questions, however compromis- 
ing it may be, would not be to her interest. The con- 
sequence is that the present reply of the Chinese Gov- 
ernment is, on the whole, vague and meaningless. 

Furthermore, in the reply of the Chinese Govern- 



226 APPENDICES 

ment to the other proposals in the revised list of the 
Imperial Government, such as South Manchuria and 
Eastern Inner Mongolia, where Japan particularly has 
geographical, commercial, industrial and strategic re- 
lations, as recognized by all nations, and made more 
remarkable in consequence of the two wars in which 
Japan was engaged, the Chinese Government overlooks 
these facts and does not respect Japan's position in 
that place. The Chinese Government even freely al- 
tered those articles which the Imperial Government, 
in a compromising spirit, have formulated in accord- 
ance with the statement of the Chinese Representa- 
tives, thereby making the statements of the Representa- 
tives an empty talk ; and on seeing them conceding with 
the one hand and withholding with the other it is 
very difficult to attribute faithfulness and sincerity to 
the Chinese authorities. 

As regards the articles relating to the employment 
of advisers, the establishment of schools and hospitals/ 
the supply of arms and ammunition and the establish- 
ment of arsenals and railway concessions in South 
China in the revised proposals, they were either pro- 
posed with the proviso that the consent of the Power 
concerned must be obtained, or they are merely to 
be recorded in the minutes in accordance with the state- 
ments ,of the Chinese delegates, and thus they are not 
in the least in conflict either with Chinese sovereignty 
or her treaties with the Foreign Powers, yet the 
Chinese Government in their reply to the proposals, 
alleging that these proposals are .incompatible With 



APPENDICES 227 

their sovereign rights and treaties with Foreign Pow- 
ers, defeat the expectations of the Imperial Govern- 
ment. However, in spite of such attitude of the Chi- 
nese Government, the Imperial Government, though 
regretting to see that there is no room for further nego- 
tiations, yet warmly attached to the preservation of 
the peace of the Far East, is still hoping for a satis- 
factory settlement in order to avoid the disturbance of 
the relations. 

So in spite of the circumstances which admitted no 
patience, they have reconsidered the feelings of the 
Government of their neighbouring country and, with 
the exception of the article relating to Fukien which 
is to be the subject of an exchange of notes as has al- 
ready been agreed upon by the Representatives of 
both nations, will undertake to detach the Group V 
from the present negotiations and discuss it sepa- 
rately in the future. Therefore, the Chinese Gov- 
ernment should appreciate the friendly feelings of the 
Imperial Government by immediately accepting with- 
out any alteration all the articles of Groups I, II, III, 
and IV and the exchange of notes in connection with 
Fukien province in Group V as contained in the re- 
vised proposals presented on the 26th of April. 

The Imperial Government hereby again offer their 
advice and hope that the Chinese Government, upon 
this advice, will give a satisfactory reply by 6 o'clock 
p. M. on the 9th day of May. It is hereby declared 
that if no satisfactory reply is received before or at 



228 APPENDICES 

the specified time, the Imperial Government will take 
steps they may deem necessary. 

EXPLANATORY NOTE 

Accompanying Ultimatum delivered to the Minister 
of Foreign Affairs by the Japanese Minister, May 7th, 



1. With the exception of the question of Fukien to 
be arranged by an exchange of notes, the five articles 
postponed for later negotiation refer to (a) the em- 
ployment of advisers, (b) the establishment of schools 
and hospitals, (c) the railway concessions in South 
China, (d) the supply of arms and ammunition and 
the establishment of arsenals and (e) right of mis- 
sionary propaganda. 

2. The acceptance by the Chinese Government of 
the article relating to Fukien may be either in the 
form as proposed by the Japanese Minister on the 
26th of April or in that contained in the Reply of the 
Chinese Government of May ist. Although the Ul- 
timatum calls for the immediate acceptance by China 
of the modified proposals presented on April 26th, 
without alteration, but it should be noted that it merely 
states the principle and does not apply to this article 
and articles 4 and 5 of this note. 

3. If the Chinese Government accept all the articles 
as demanded in the Ultimatum the offer of the Japa- 
nese Government to restore Kiaochow to China, made 
on the 26th of April, will still hold good. 



APPENDICES 229 

purchase of land, the terms " lease " and " purchase " 
may be replaced by the terms " temporary lease " and 
" perpetual lease " or " lease on consultation/' which 
means a long-term lease with its unconditional re- 
newal. 

Article IV of Group II relating to the approval of 
police laws and Ordinances and local taxes by the 
Japanese Council may form the subject of a secret 
agreement 

5. The phrase " to consult with the Japanese Govern- 
ment " in connection with questions of pledging the 
local taxes for raising loans and the loans for the con- 
struction of railways, in Eastern Inner Mongolia, 
which is similar to the agreement in Manchuria re- 
lating to the matters of the same kind, may be re- 
placed by the phrase "to consult with the Japanese 
capitalists." 

The article relating to the opening of trade marts 
in Eastern Inner Mongolia in respect to location and 
regulations, may, following their precedent set in Shan- 
tung, be the subject of an exchange of notes. 

6. From the phrase " those interested in the Com- 
pany " in Group III of the revised list of demands, 
the words " those interested in " may be deleted. 

7. The Japanese version of the Formal Agreement 
and its annexes shall be the official text or both the 
Chinese and Japanese shall be the official texts. 

(E) REPLY OF THE CHINESE GOVERNMENT TO THE 
ULTIMATUM OF THE JAPANESE GOVERNMENT, 



230 APPENDICES 

DELIVERED TO THE JAPANESE MINISTER BY THE 
MINISTER OF FOREIGN AFFAIRS ON THE 8TH OF 
MAY, 1915 

" On the 7th of this month, at three o'clock P. M., 
the Chinese Government received an Ultimatum from 
the Japanese Government together with an Explana- 
tory Note of seven articles. The Ultimatum con- 
cluded with the hope that the Chinese Government by 
six o'clock P. M. on the gth of May will give a satis- 
factory reply, and it is hereby declared that if no sat- 
isfactory reply is received before or at the specified 
time, the Japanese Government will take steps she 
may deem necessary. 

" The Chinese Government with a view to preserving 
the peace of the Far East hereby accepts, with the ex- 
ception of those five articles of Group V postponed 
for later negotiations, all the articles of Groups I, II, 
III, and IV and the exchange of notes in connection 
with Fukien Province in Group V as contained in the 
revised proposals presented on the 26th of April, 
and in accordance with the Explanatory Note of seven 
articles accompanying the Ultimatum of the Japanese 
Government with the hope that thereby all the out- 
standing questions are settled, so that the cordial rela- 
tionship between the two countries may be further con- 
solidated. The Japanese Minister is hereby requested 
to appoint a day to call at the Ministry of Foreign Af- 
fairs to make the literary improvement of the text 
and sign the Agreement as soon as possible." 



APPENDICES 231 

(F) EXTRACT FROM OFFICIAL STATEMENT ISSUED BY 
.THE CHINESE GOVERNMENT AFTER THE ACCEPT- 
ANCE OF THE JAPANESE ULTIMATUM, MAY 8TH, 

1915 

" In considering the nature of the course they should 
take with reference to the Ultimatum the Chinese 
Government was influenced by a desire to preserve the 
Chinese people, as well as the large number of foreign 
residents in China, from unnecessary suffering, and 
also to prevent the interests of friendly Powers from 
being imperiled. For these reasons the Chinese Gov- 
ernment were constrained to comply in full with the 
terms of the Ultimatum, but in complying the Chinese 
disclaim any desire to associate themselves with any re- 
vision, which may thus be effected, of the various con- 
ventions and agreements concluded between other 
Powers in respect of the maintenance of China's terri- 
torial independence and integrity, the preservation of 
the status quo, and the principle of equal opportunity 
for the commerce and industry of all nations in 
China." * 

*For the full text of this statement, see Our Eastern Ques- 
tion, by T. F. Millard. The texts of the treaties concluded be- 
tween China and Japan as a result of the Twenty-one Demands 
is contained in that volume, and also in Contemporary Politics 
in the Far East by S. K. Hornbeck,* and The Fight for the Re- 
public in China, by B. L. Putnam-Weale. 



APPENDIX III 

OFFICIAL STATEMENTS IN RELATION TO THE LAN- 

SING-ISHII AGREEMENT BETWEEN AMERICA 

AND JAPAN CONCERNING CHINA, IN 1917. 

(A) STATEMENT BY SECRETARY LANSING AFTER 
PUBLICATION OF THE ISHII AGREEMENT 

"Viscount Ishii and the other Japanese commis- 
sioners who are now on their way back to their coun- 
try have performed a service to the United States 
as well as to Japan which is of the highest value. 

"There had unquestionably been growing up be- 
tween the peoples of the two countries a feeling of 
suspicion as to the motives inducing the activities of 
the other in the Far East, a feeling which, if unchecked, 
promised to develop a serious situation. Rumours 
and reports of improper intentions were increasing and 
were more and more believed. Legitimate commer- 
cial and industrial enterprises without ulterior motive 
were presumed to have political significance, with the 
result that opposition to those enterprises were aroused 
in the other country. 

" The attitude of constraint and doubt thus created 
was fostered and encouraged by the campaign of 
falsehood, which for a long time had been adroitly 
and secretly carried on by Germans, whose government, 
as a part of its foreign policy, desired especially to 
so alienate this country and Japan that it would be 
at the chosen time no difficult task to cause a rupture 

232 



APPENDICES 233 

of their good relations. Unfortunately, there were 
people in both countries, many of whom were entirely 
honest in their beliefs, who accepted every false rumour 
as true, and aided the German propaganda by declar- 
ing that their own government should prepare for the 
conflict, which, they asserted, was inevitable, that the 
interests of the two nations in the Far East were 
hostile, and that every activity of the other country 
in the P'acific had a sinister purpose. 

" Fortunately, this distrust was not so general in 
either the United States or Japan as to affect the 
friendly relations of the two governments, but there 
is no doubt that the feeling of suspicion was increas- 
ing, and the untrue reports were receiving more and 
more credence in spite of the earnest efforts which 
were made on both sides of the Pacific to counteract 
a movement which would jeopardize the ancient 
friendship of the two nations. 

" The visit of Viscount Ishii and his colleagues has 
accomplished a great change of opinion in this country. 
By frankly denouncing the evil influences which have 
been at work, by openly proclaiming that the policy 
of Japan is not one of aggression, and by declaring 
that there is no intention to take advantage commer- 
cially or industrially of the special relations to China 
created by geographical position, the representatives 
of Japan have cleared the diplomatic atmosphere of 
the suspicions which had been so carefully spread 
by our enemies and by misguided or overzealous peo- 
ple in both countries. In a few days the propaganda 



234 APPENDICES 

of years has been undone, and both nations are now 
able to see how near they came to being led into the 
trap which, had been skilfully set for them. 

"Throughout the conferences which have taken 
place, Viscount Ishii has shown a sincerity and candour 
which dispelled every doubt as to his purpose, and 
brought the two governments into an attitude of con- 
fidence toward each other which made it possible to 
discuss every question with frankness and cordiality. 
Approaching the subjects in such a spirit and with the 
mutual desire to remove every possible cause of con- 
troversy, the negotiations were marked by a sincerity 
and good will which from the first ensured their suc- 
cess. 

"The principal result of the negotiations was the 
mutual understanding which was reached as to the 
principles governing the policies of the two govern- 
ments in relation to China. This understanding is 
formally set forth in the notes exchanged, and now 
made public. The statements in the notes require no 
explanation. They not only contain a reaffirmation 
of the ' open door ' policy, but introduce a principle 
of non-interference with the sovereignty and terri- 
torial integrity of China which, generally applied, is 
essential to perpetual international peace, as clearly 
declared by President Wilson, and which is the very- 
foundation, also, of Pan-Americanism, as interpreted 
by this government. 

"The removal of doubts and suspicions and the 
mutual declaration of the new doctrine as to the Far 



APPENDICES 235 

East would be enough to make the visit of the Japanese 
commission to the United States historic and memor- 
able, but it accomplished a further purpose, which is 
of special interest to the world at this time, in ex- 
pressing Japan's earnest desire to co-operate with this 
country in waging war against the German govern- 
ment The discussions, which covered the military, 
naval and economic activities to be employed with 
due regard to relative resources and ability, showed 
the same spirit of sincerity and candour which char- 
acterized the negotiations resulting in the exchange 
of notes. 

" At the present time it is inexpedient to make 
public the details of these conversations, but it may 
be said that this government has been gratified by 
the assertions of Viscount Ishii and his colleagues 
that their government desired to do their part in the 
suppression of Prussian militarism and were eager to 
co-operate in every practical way to that end. It 
might be added, however, that complete and satisfac- 
tory understandings upon the matter of naval co- 
operation in the Pacific for the purpose of attaining 
the common object against Germany and her allies 
have been reached between the representative of the 
imperial Japanese navy, who is attached to the special 
mission of Japan, and the representative of the United 
States Navy. 

" It is only just to say that success which has at- 
tended the intercourse of the Japanese commission 
with American officials, and with private persons as 



236 APPENDICES 

well, is due in large measure to the personality of 
Viscount Ishii, the head of the mission. The natural 
reserve and hesitation, which are not unusual in nego- 
tiations of a delicate nature, disappeared under the 
influence of his open friendliness, while his frankness 
won the confidence and good will of all. It is doubt- 
ful if a representative of a different temper could in 
so short a time have done as much as Viscount Ishii 
to place on a better and firmer basis the relations 
between the United States and Japan. Through him 
the American people have gained a new and higher 
conception of the reality of Japan's friendship for 
the United States which will be mutually beneficial 
in the future. 

" Viscount Ishii will be remembered in this country 
as a statesman of high attainments, as a diplomat 
with a true vision of international affairs, and as a 
genuine and outspoken friend of America." 

(B) STATEMENT OF CHINESE GOVERNMENT CONCERN- 
ING THE LANSING-ISHII AGREEMENT 

WASHINGTON, NOVEMBER 12, 1917 
"The Government of the United States and the 
Government of Japan ha^e recently, in order to silence 
mischievous reports, effected an exchange of notes at 
Washington concerning their desires and intentions 
with regard to China. Copies of the said notes have 
been communicated to the Chinese Government by 
the Japanese Minister at Peking, and the Chinese 
Government, in order to avoid misunderstanding, 



APPENDICES 237 

hastens to make the following declaration so as to 
make known the views of the Government. 

" The principle adopted by the Chinese Government 
toward the friendly nations has always been one of 
justice and equality, and consequently the rights en- 
joyed by the friendly nations derived from the treaties 
have been constantly respected, and so even with the 
special relations between countries created by the fact 
of territorial contiguity it is only in so far as they have 
already been provided for in her existing treaties. 

" Hereafter the Chinese Government will still adhere 
to the principles hitherto adopted, and hereby it is 
again declared that the Chinese Government will not 
allow itself to be bound by any agreement entered 
into by other nations." 



APPENDIX IV 

TREATIES AND AGREEMENTS WITH REFERENCE 

TO THE INTEGRITY AND SOVEREIGN RIGHTS 

OF CHINA, THE "OPEN DOOR" POLICY 

AND " EQUALITY OF OPPORTUNITIES " 

I. Circular Note of Secretary of State John Hay, 
for the United States, sent on Sept. 6, 1899, to the 
diplomatic representatives of the United States at 
London, Paris, Berlin, and St. Petersburg, and in 
November to Rome and Tokyo, asking the govern- 
ments of the countries to which they were respectively 
accredited to make a " formal declaration of an * open 
door policy ' in the territories held by them in China." 

The request made of each government was that it: 

" First. Will in no way interfere with any treaty 
port or any vested interest within any so-called * sphere 
of interest * or leased territory it may have in China. 

" Second. That the Chinese treaty tariff of the 
time being shall apply to all merchandise landed or 
shipped to all such ports . . . (unless they be * free 
ports'), . . . and that duties so leviable shall be col- 
lected by the Chinese Government. 

" Third. That it will levy no higher harbour dues 
on vessels of another nationality frequenting any port 
in such * sphere ' than shall be levied on vessels of 
its own nationality, and no higher railroad charges 

238 



APPENDICES 239 

over lines built, controlled, or operated within its 
' sphere ' on merchandise belonging to citizens or sub- 
jects of other nationalities transported through such 
* sphere ' than shall be levied on similar merchandise 
belonging to its own nationals transported over equal 
distances." 

Each of the governments so addressed gave its assent 
to the principles suggested, whereupon Secretary Hay, 
having in hand and having compared the replies, sent, 
on March 20, 1900, instructions mutatis mutandis, to 
the ambassadors to inform the governments to which 
they were respectively accredited that in his opinion the 
six powers in question and the United States were mu- 
tually pledged to the policy of maintaining the commer- 
cial status quo in China, and of refraining each within 
what might be considered its " sphere of influence " 
from measures " calculated to destroy equality of 
opportunity." The seven powers thus mutually 
pledged were France, Germany, Great Britain, Italy, 
Japan, Russia, and the United States. (The United 
States had, however, no special " sphere of influence.") 

II. Circular Telegram sent by Mr. Hay to the 
diplomatic representatives of the United States at 
Berlin, Brussels, The Hague, Lisbon, London, Madrid, 
Paris, Rome, St. Petersburg, Tokyo, and Vienna, July 
3, 1900. 

"... the policy of the Government of the United 
States is to seek a solution which may bring about 
permanent safety and peace to China, preserve China's 
territorial and administrative entity, protect all rights 



240 APPENDICES 

guaranteed to friendly powers by treaty and inter- 
national laws, and safeguard for the world the princi- 
ple of equal and impartial trade with all parts of the 
Chinese Empire." 

III. Lord Salisbury, English Prime Minister, in an 
interview with the United States Ambassador to Eng- 
land, July 7, 1900, " expressed himself most emphat- 
ically as concurring " in the policy of the United States 
as set forth in the above telegram. 

In a statement made in the English House of Com- 
mons, Aug. 2, 1900, regarding the policy of the Brit- 
ish Government, it was declared : 

"Her Majesty's Government are opposed to any 
partition of China, and believe that they are in accord 
with other powers in this declaration." 

IV. Agreement, Great Britain-Germany Oct. 16, 
1900. 

" i. It is a matter of joint and permanent inter- 
national interest that the ports on the rivers and the 
littoral of China should remain free and open to trade 
and to every other legitimate form of economic ac- 
tivity for the nationals of all countries without dis- 
tinction, and the two agree on their part to uphold the 
same for all Chinese territory so far as they can 
exercise influence. 

"2. Her Britannic Majesty's Government and the 
Imperial German Government will not on their part 
make use of the present complication to obtain for 
themselves any territorial advantages in Chinese 
dominions and will direct their policy toward main- 



APPENDICES 241 

taining undiminished the territorial conditions of the 
Chinese Empire." 

V. Mr. Hay, Oct. 29, 1900. 

" When the recent troubles were at their height this 
government, on the 3d of July, once more made an 
announcement of its policy regarding impartial trade 
and the integrity of the Chinese Empire and had the 
gratification of learning that all the powers held simi- 
lar views." 

As the above Note indicates, the eleven countries 
addressed by Secretary Hay in his telegram of July 
3 had all signified in one way or another their approval 
of the principles to which he asked attention in that 
telegram. 

VI. For the Anglo-Japanese Treaty of Aug. 12, 
1902, see Appendix V, under "Treaties . . . Korea," 
V. 

VII. Mr. Hay to United States Ambassadors to 
Germany, Austria-Hungary, Belgium, France, Great 
Britain, Italy, and Portugal, Jan. 13, 1905. (During 
the Russo-Japanese war.) 

"... the United States has repeatedly made its 
position well known and has been gratified at the 
cordial welcome accorded to its efforts to strengthen 
and perpetuate the broad policy of maintaining the 
integrity of China and the * open door ' in the Orient, 
. . . Holding these views, the United States disclaims 
any sort of reserved territorial rights or control in 
the Chinese Empire, and it is deemed fitting to make 
this purpose frankly known and to remove all appre- 



242 APPENDICES 

hension on this score so far as concerns the policy of 
this nation. . . . You will bring' this matter to the 
notice of the Government to which you are accredited, 
and you will invite the expression of its views thereon/' 
By Jan. 23 replies had been received from the Gov- 
ernments of Germany, Austria-Hungary, France, 
Great Britain, and Italy, entirely agreeing with the 
position taken by the United States and declaring 
their constant adhesion to the policy of the integrity 
of China and the open door in the Orient. 

VIII. Treaty, Great Britain and Japan Aug. 12, 
1 905 . ( Renewing the Alliance. ) 

Preamble. " The Governments of Great Britain 
and Japan . . . have agreed upon the following ar- 
ticles, which have for their objects : 

" (a) The consolidation and maintainance of the 
general peace in the regions of Eastern Asia and of 
India. 

" (b) The preservation of the common interests of 
all the powers in China by insuring the independence 
and the integrity of the Chinese Empire and the prin- 
ciple of equal opportunities for the commerce and 
industry of all nations in China." 

For reference in this treaty to Korea, see Appendix 
V, under " Treaties . . . Korea," IX. 

IX. Dispatch (Accompanying a copy of the fore- 
going) from the Marquis of Lansdowne to his Ma- 
jesty's Minister at St. Petersburg, Sept. 6, 1905. 

" Sir: I enclose ... a copy of a new Agreement. 
. . . The Russian Government will, I trust, recognize 



APPENDICES 243 

that the new Agreement is an international instrument 
to which no exception can be taken by any of the 
powers interested in the affairs of the Far East. You 
should call special attention to the objects mentioned 
in the Preamble as those by which the policy of the 
contracting parties is inspired. His Majesty's Gov- 
ernment believe that they may count upon the good 
will and support of all the powers in endeavouring 
to maintain peace in Eastern Asia and in seeking to 
uphold the integrity and independence of the Chinese 
Empire and the principle of equal opportunity for 
the commerce and the industry of all nations in that 
country." 

X. Treaty (of Portsmouth), Russia- Japan Sept. 
5, 1905. (At the end of the Russo-Japanese War.) 

Article 3. "Japan and Russia mutually engage 
... 2. To restore entirely and completely to the 
exclusive administration of China all portions of Man- 
churia now in the occupation or under the control of 
(their troops), with the exception of the territory 
above mentioned (the Liaotung peninsula). 

" The Imperial Government of Russia declare that 
they have not in Manchuria any territorial advantage 
or exclusive concessions in impairment of Chinese 
sovereignty or inconsistent with the principle of equal 
opportunity." 

Article 4. " Japan and Russia reciprocally engage 
not to obstruct any general measures common to all 
countries which China may take for the development 
of the commerce and industry of Manchuria." 



244 APPENDICES 

XL Treaty, China- Japan Dec. 22, 1905. 

(Confirming arrangements made in the Portsmouth 
Treaty. ) 

Article 12. The two governments " engage that in 
all matters dealt with in the treaty signed ' this day 
or in the present Agreement the most favourable treat- 
ment shall be reciprocally extended." 

XII. Convention, France- Japan June 10, 1907. 
" The Governments of Japan and France, being 

agreed to respect the independence and integrity of 
China, as well as the principle of equal treatment in 
that country. . . ." 

XIII. Convention, Japan-Russia July 30, 1907. 
Article 2. " The two High Contracting Parties 

recognize the independence and the territorial integrity 
of China and the principle of equal opportunity in 
whatever concerns the commerce and industry of all 
nations in that Empire, and engage to sustain and 
defend the status quo and respect for this principle 
by all the pacific means within their reach." 

XIV. Exchange of Notes, Japan and the United 
States November, 1968. 

1. "It is the wish of the two Governments . , . 

2. " They are also determined to preserve the com- 
mon interests of all powers in China by supporting 
by all pacific means at their disposal the independence 
and the integrity of China and the principle of equal 
opportunity ... in that Empire." 

XV. Convention, Japan-Russia July 4, 1910. 
The two governments, "sincerely attached to the 



APPENDICES 245 

principles established by the convention concluded be- 
tween them on July 30, 1907, ..." 

Article 2. " Each . . . engages to maintain and 
respect the status quo in Manchuria resulting from 
the treaties, conventions and other arrangements con- 
cluded up to this day between Japan and Russia, or 
between either of those two Powers and China." 

XVI. Treaty, Great Britain-Japan July 13, 1911. 
(Renewing the alliance for the second time.) 

Preamble: (The two governments declare as 
among their objects) : " The preservation of the com- 
mon interests of all Powers in China by insuring the 
independence and integrity of the Chinese Empire and 
the principle of equal opportunities for the commerce 
and industry of all nations in China." 

XVII. Agreement, United States- Japan Nov. 2, 
1917. 

" The Government of the United States recognizes 
that Japan has special interests in China, particularly 
in the parts to which her possessions are contiguous. 
. . . The territorial sovereignty of China, neverthe- 
less, remains unimpaired . . . and the Japanese Gov- 
ernment . . . has no desire to discriminate against 
the trade of other nations or to disregard the com- 
mercial rights heretofore granted by China in treaties 
with other Powers. The Government of the United 
States and Japan deny that they have any purpose 
to infringe in any way the independence or territorial 
integrity of China, and they declare furthermore, that 



246 APPENDICES 

they always adhere to the principle of the so-called 
' open door/ or equal opportunities for commerce and 
industry in China/' 

With the exception of Clause XVII, this summary appears 
in Contemporary Politics in the Far East, by S. K Hornbeck, 
copyrighted by D. Appleton Co., and is here used by permission 
of authors and publishers. 



APPENDIX V 

TREATIES AND AGREEMENTS WITH REFER- 
ENCE TO KOREA 

I. Treaty, Japan-Korea August 26, 1894. (At 
the beginning of the war between Japan and China.) 

Article I. " The object of the alliance is to main- 
tain the independence of Korea on a firm footing 
and ... " 

II. Treaty (of Shimonoseki), Japan-China April 
17, 1895. (At the end of the war.) 

Article I. " China recognizes definitely the full and 
complete independence and autonomy of Korea." 

III. Agreement, Japan-Russia April 25, 1898. 
Article i. "The (two governments) recognize 

definitely the sovereignty and entire independence of 
Korea and pledge themselves mutually to abstain from 
all direct interference in the internal affairs of that 
country." 

IV. Treaty, Korea-China Sept. n, 1899. 
Article I. "There shall be perpetual peace and 

friendship between the Empire of Korea and the 
Empire of China. . . . " 

V. Treaty, England-Japan. (Making the Anglo- 
Japanese Alliance) Jan. 30, 1902. 

Preamble. " The Governments of Great Britain 

and Japan, actuated solely by a desire to maintain 

247 



248 APPENDICES 

the status quo and general peace in the Extreme East, 
being, moreover, specially interested in maintaining 
the territorial integrity of the Empire of China and 
the Empire of Korea, and in securing equal oppor- 
tunities in those countries for the commerce and in- 
dustry of all nations, hereby agree ..." 

Article i. " The High Contracting Parties, having 
mutually recognized the independence of China and 
Korea, declare themselves to be entirely uninfluenced 
by any aggressive tendencies in either country." 

VI. Convention, France-Russia March 3, 1902. 
The two governments " have received a copy of the 

Anglo-Japanese agreement of Jan. 30, 1902, concluded 
with the object of maintaining the status quo and 
the general peace in the Far East, and preserving the 
independence of China and Korea, which are to remain 
open to the commerce and industry of all nations . . . 
" The two Governments consider that the observance 
of these principles is at the same time a guarantee of 
their special interests in the Far East." 

VII. Rescript, by the Emperor of Japan, Feb. 10, 

1904 (declaring war against Russia). 


" The integrity of Korea is a matter of gravest 
concern to this Empire, ... the separate existence of 
Korea is essential to the safety of our realm. 

( 

"... the absorption of Manchuria by Russia 
would render it impossible to maintain the integrity 
of China, and would, in addition, compel the aban- 



APPENDICES 249 

donment of all hope for peace in the Extreme 
East 

VIII. Protocol, Japan-Korea Feb. 23, 1904. 
Article i. " For the purpose of maintaining a 

permanent and solid friendship between Japan and 
Korea and firmly establishing peace in the Far East, 
the Imperial Government of Korea shall place full 
confidence in the Imperial Government of Japan, and 
adopt the advice of the latter in regard to improve- 
ments in administration." 

Article 2. "The Imperial , Government of Japan 
shall in a spirit of firm friendship insure the safety 
and repose of the Imperial House of Korea." 

Article 3. " The Imperial Government of Japan 
definitely guarantee the independence and territorial 
integrity of the Korean Empire." 

IX. Treaty, Great Britain-Japan August 12, 
1 905 . ( Renewing the Alliance. ) 

Article 3. " Japan possessing paramount political, 
military and economic interests in Korea, Great Britain 
recognizes the right of Japan to take such measures 
... in Korea as she may deem proper . . . provided 
that such measures are not contrary to the principle 
of equal opportunities for the commerce and industry 
of all nations." 

X. Treaty (of Portsmouth), Japan-Russia Sept. 

5> 1905- 
Article 2. " The Imperial Russian Government, 

acknowledging that Japan possesses in Korea para- 
mount political, military, and economic interests, en- 



250 APPENDICES 

gage neither to obstruct nor to interfere with the 
measures . . . which the Imperial Japanese Govern- 
ment may find it necessary to take in Korea." 

XL Convention, Japan-Korea Nov. 17, 1905. 

Preamble. The two governments, "desiring to 
strengthen the principle of solidarity which unites the 
two Empires, have . . . concluded: 

Article I. "The Government of Japan . . . will 
hereafter have control and direction of the external 
relations and affairs of Korea , . . " 

In 1906 Marquis Ito was made (Japanese) Resi- 
dent-General in Korea. 

In 1907 Japan prevented the representatives of the 
Korean Emperor from being given a hearing at The 
Hague Conference. 

XII. Convention, Japan-Korea July 24, 1907. 

" The Governments of Japan and Korea, desiring 
speedily to promote the wealth and strength of Korea 
and with the object of promoting the prosperity of 
the Korean nation, have agreed. . . " 

" i. In all matters relating to the reform of the 
Korean administration the Korean Government shall 
receive instructions and guidance from the (Japanese) 
Resident-General . . . 

"4. In all appointments and removals of high 
officials the Korean Government must obtain the con- 
sent of the Resident-General 

" 5. The Korean Government shall appoint to be 
officials of Korea any Japanese subjects recommended 
by the Resident-General. 



APPENDICES 251 

" 6. The Korean Government shall not appoint any 
foreigners to be officials of Korea without consulting 
the Resident-General." 

In 1908 Prince Ito declared publicly that it was no 
part of Japan's purpose to annex Korea. 

In 1909 Prince Ito declared that Korea must be 
" amalgamated " with Japan. 

XIII. Treaty, Japan-Korea Aug. 22, 1910. 

Article i. "His Majesty the Emperor of Korea 
makes complete and permanent cession to his Majesty 
the Emperor of Japan of all rights of sovereignty 
over the whole of Korea." 

Article 2. "His Majesty the Emperor of Japan 
accepts the cession mentioned in the preceding article, 
and consents to the complete annexation of Korea 
to the Empire of Japan:" 

On August 29, 1910, Japan formally declared 
Korea annexed to the dominions of his Imperial 
Majesty the Japanese Emperor. 

(This summary appears in Contemporary Politics in the Far 
East, by S. K. Hornbeck, copyrighted by D. Appleton & Co., 
and is here used by permission of author and publishers.) 



AN INTRODUCTORY BIBLIOGRAPHY 
ON CHINA 

(THE SO-CALLED "FIVE-FOOT SHELF" OF BOOKS 
ON CHINA.) 

The list of books given below, with one exception, 1 
is that which was awarded the first-prifce in a com- 
petition conducted in China for the selection of a 
limited list of the best books on China and its various 
phases of life and development. The competition was 
under the direction of an American periodical of the 
Orient, Millard's Review of the Far East, Shanghai, 
which announced several prizes for an " authoritative 
list of books which might serve as a foundation for 
a library dealing with all phases of Chinese life, art, 
trade, finance, customs, politics, international relations 
and history." Later this list was called a " five-foot 
shelf " of books on China. The competition was 
judged by Dr. Wu Ting-fang, former Chinese Min- 
ister to America, and Premier of China under Presi- 
dent Li; Mr. Julean Arnold, American Commercial 
Attache, American Legation, Peking; and Dr. F. L. 
Hawks-Pott, President of St. John's University of 
Shanghai. On Oct. 27, 1917, the following list sub- 

1 Village Life in China, by A. H. Smith, substituted for Pillage 
and Town Life in China, by Y. K. Leong and L. K. Tao. 

252 



APPENDICES 253 

mitted by the writer was awarded first prize. This 
list is obviously an introductory one ; it could be easily 
expanded to twice its present proportions; on the 
other hand, it is difficult to reduce it without losing 
valuable information and a balanced perspective. 

GENERAL AND INTRODUCTORY 

1. An Official Guide to Eastern Asia. Vol IV. China: Im- 
perial Japanese Government, Rwys., ToTcio 1915 Al- 
though inaccurate in certain respects, at present the best 
"Baedeker" of China. 

2. The Changing Chinese. "The Conflict of Oriental and 
Western Cultures in China." E. A. Ross. Century Co., N. 
Y., 1912. A scientific, sociological view of China and its 
changes during the past decade. The East as it appears to 
the Western student. 

3. China: An Interpretation. James W. Bashford. Abing- 
don Press, N. Y., 1916. A general view of present-day China 
by a competent observer and a missionary-statesman. 

4. The Middle Kingdom. S. Wells Williams, 2 Vols. Chas. 
Scribner's Sons, N. Y., 1882. Revised edition, 1907. A 
standard work which still holds an authoritative place. 

MANNERS AND CUSTOMS 

5. Chinese Characteristics. A. H. Smith. Fleming H. Revell 
Co., N. Y. Fifteenth edition. First published, 1894. An in- 
teresting, though not very complimentary, description by a 
missionary author long resident in China. 

6. Village Life in China. A. H. Smith. Fleming H'. Revell 
Co., N. Y., 1899. A more detailed account of village cus- 
toms by the same author. A standard work, which has 
passed the "thirteenth thousand" mark. 



254 APPENDICES 

HISTORY 

7. The Ancient History of China, to the end of the Chou 
Dynasty, 240 B. C. Frederich Hirth, Columbia Univ, Press, 
N. Y., 1908. Reprinted 1911. The best ancient history of 
China. 

8. A Sketch of Chinese History. F. L. Hawks-Pott. Revised 
edition, 1915. Kelly & Walsh, Shanghai. The best con- 
densed outline for an introductory study, for one familiar 
with Chinese names. 

9. Outlines of Chinese History. Li Ung-bing. Commercial 
Press, Shanghai, 1914. A fuller treatment from the view- 
point of a Chinese writer; slightly inaccurate but interest- 
ing. 

10. China Under the Empress Dowager. J. 0. P. Bland and E. 
Backhouse. Wm. Heineman, Lon.don, 1910. Revised edition, 
1914. A fascinating description of life in Peking before the 
days of the Republic, compiled from original documents. The 
authenticity of one of these documents has of late been ques- 
tioned, but the book is nevertheless typical and of interest. 

POLITICAL RELATIONS 

11. Intellectual and Political Currents in the Far East. Paul 
S. Reinsch. Houghton Mifflin Co., N. Y., 1911. A balanced 

' discussion of the subject by the present American Minister, 

12. Contemporary Politics in the Far East. Stanley K. Horn- 
beck. D. Appleton & Co., N. Y., 1916. The clearest and 
fairest statement of the present situation. 

13. Our Eastern Question. Thomas F. Millard. The Century 
Co., 1916. A strong argument concerning the present and 
future relations of China, Japan and America. 

FINANCE 

14. The Trade and Administration of the Chinese Empire. H. 
B. Morse. Longmans, Green & Co., N. Y., 1908. The best 
general work. 



APPENDICES 255 

15. The Gilds of China. H. B. Morse. Longmans, Green & Co., 
London, 1909. A study of these particular organizations. 

16. The New Atlas and Commercial Gazetteer of China. North 
China Daily News & Herald. Shanghai, 1917. 

"The biggest and best book on the resources of China" 
(Millard's Review.) 

AGRICULTURE 

17. Farmers of Forty Centuries. F. H. King. Macmillan Co., 
N. Y. Second edition. The most interesting and readable 
discussion of the subject. 

PHYSIOGRAPHY AND GEOLOGY 

18. Letters of Baron Von Richthofen, 1902. Shanghai. Con- 
taining the gist of his standard but untranslated work, China. 

GEOGRAPHY 

19. Richard's Comprehensive Geography of the Chinese Empire. 
Translated and revised by M. Kennelly, T'usewei Press. 
Shanghai, 1908. 

TRAVEL 

20. A Yankee on the Yangtze. W. E. Geil. A. C. Armstrong & 
Son, N, Y., 1904. A well written description of scenes and 
experiences on this great water-way. 

RELIGION AND ETHICS 

21. The Three Religions of China. W. E. Soothill. Hbdder & 
Stoughton, London, 1913. Oxford lectures by a recognized 
authority. The best "popular" presentation of Buddhism, 
Taoism, Confucianism. 

22. The Religion of the Chinese. J. J. M. de Groot Mac- 
millan, N. Y., 1910. Reprinted 1912. Lectures given at 
Hartford Seminary. A summary of the contents of his 
longer work, The Religious Systems of China, 6 volumes, 
1892-1910. Emphasis on the animistic religion of the people 
rather than upon the " three religions " treated above. 



256 APPENDICES 

23. The Ethics of Confucius. M. M. Dawson, with introduction 
by Wu Ting-fang. G. P. Putnam Sons, N. Y., 1915. Sec- 
ond impression. The sayings of Confucius and his dis- 
ciples, arranged according to their original order, with com- 
mentary. 

LITERATURE 

24. A History of Chinese Literature. H. A. Giles. Wm. Heine- 
man, London. D. Appleton, N 1 . Y., 1901. "The first at- 
tempt in any language to produce a history of Chinese litera- 
ture." 

PHILOSOPHY 

25. Brief History of Early Chinese Philosophy. D. T. Suzuki. 
Probsthain & Co., London 1914, A concise treatment by an 
Oriental scholar of high reputation. 

26. L'Bcole Philosophique Moderne de la Chine. Charles de 
Harlez. Vol. XLIX in Memoirs of the Belgian Academy 
of Sciences. The only description of the speculative philoso- 
phy of Chu Hi and the Sing-Li School. 

MISSIONS 

27. The China Missions Year Book. (Annual) Christian Litera- 
ture Society, Shanghai. The most up-to-date and complete 
description of such work. 

EDUCATION 

28. The Chinese System of Public Education. P. W. Kuo. 
Originally a thesis written at Columbia University. Repub- 
lished by Commercial Press, Shanghai, 1915. A sketch of 
the history and present-day problems of education in China. 

29. Educational Directory of China. (Annual) Edward Evans 
& Sons, Shanghai. A manual of detailed information and 
statistics. 

ART 

30. Chinese Art. Stephen W. Bushell. Victoria and Albert 
Museum, London, 1904. Thrice reprinted. 2nd edition 1914. 
A general survey of the subject. A standard work. 



APPENDICES 257 

31. Chinese Pottery and Porcelain. R. L. Hobson, 2 vols. Funk 
& Wagnalls, N. Y. Cassell & Co., London, 1913. Two 
volumes with handsome plates and pictures and the fullest 
and most detailed criticisms. 

REFERENCE (GENERAL) 

32. The China Year Book. (Annual) H. T. Montague Bell, 
& H. G. W. Woodhead. George Routledge Sons, London. 
E. P. Button & Co., N. Y. A valuable reference book. 

33. Encyclopedia Sinica* Samuel Couling. Kelly & Walsh, 
Shanghai, 1917. A very valuable new work on "Things 
Chinese." 

REFERENCE (CUSTOMS AND MANNERS) 

34. Researches into Chinese Superstitions. Henry Dore. 
Translated by M. Kennelly. T'usewei Press, Shanghai, 
Thus far, 4 volumes, 1914-1918. The fullest and most ac- 
curate description of present customs and superstitions. 
Profusely illustrated. 

REFERENCE (RELIGION AND LITERATURE) 

35. The Chinese Classics. Original text and English translation 
by James Legge. 7 volumes. Oxford University Press, 
2nd edition, 1893. "The introduction and commentary with 
the translation make this incomparably the most useful work 
in its field." (G. F. Moore.) 

Three books have appeared since the compilation of 
this list which the author should like to add to it. 

HISTORY 

The Development of China. K. S. Latourette. Houghton Mif- 
flin Co., N. Y., 1917. A concise, scholarly history of China, 
free from burdensome dates and details, with a final chapter 
on present-day problems and tendencies. The best brief 
history for the student and general reader. 



258 APPENDICES 

POLITICAL DEVELOPMENT 

The Fight for the Republic in China. B. L. Putnam-Weale. 
Dodd, Mead & Co., N. Y., 1917. A detailed and optimistic 
account of the development of the Chinese Republic contain- 
ing all the most important documents and data from 1911 to 
1917. Indispensable for the student of that period. 

DESCRIPTION IN VERSE 

Profiles from China. Eunice Tietjens. Published by Ralph 
Fletcher Seymour, Chicago, 1917. A collection of sketches 
in free verse "of people and things seen in the interior." 
The familiar sights of China are pictured in striking and 
accurate phrase, in this "most unique volume of verse of 
the year." 



INDEX 



Administrative conference, 5. 

Administrative council, 34. 

America. See United States. 

Analects, 47. 

Anglo -Japanese Alliance, 8. 

Annam, 103. 

Assembly, national. See Par- 
liament. 

Assemblies, provincial. See 
Provincial self-government 

Atlas, steamship, 73. 

Balkans, 147. 

Bibliography on China, 252. 
Black Dragon Memorandum, 

12, 128, Appendix I. 
Bolshevik, 144. 

Boxer Indemnity, 86, 107, 152. 
Boxer uprising, 107. 
Boycott, against Japanese 

goods, 26. 

British. See Great Britain. 
Budget, 52. 

Burlingame, Anson, 103* 
Burma, 103, 

Cabinet, Chinese, 45, 86, 87. 
Cabinet, Japanese, 178. 
Chang, Chinese Minister to 

Japan, 134 & 

Chang, Hsun, 89, 04, 95 ff. 
Chekiang, 50. 
Chen, Eugene, 87, 129-130. 

See Peking Gazette. 
Chengchiatung, 60 ff. 



Chiang Chao-tsung, 94. 

China Press, on China's sever- 
ance of relations with Ger- 
many, 70-71 ; on Baron Ishii 
pledge, 124; on Sino-Japa- 
nese military agreement, 
130-132- 

Chou An Hui, 27, 32. 

Christianity, 53-54- 

Chuan Chao, 168, 169. 

Cochin China, 103, 120. 

Commerce, 161. 

Concessions, 104. 

Confucian Classics, 46. 

Confucianism, 53-54. 

Constitution, provisional, 3, 45 ; 
permanent, 48, 5*, 54, 88, 89, 
158. 

Constitutional compact, 5. 

Constitutional compact confer- 
ence, 5. 

Council of State, 5. 

Currency, 160. 

Customs duties, 80, 86, 104, 106, 
107, 152, 169. 

Czecho-Slovaks, 144. 

Democracy in China, 26-28, 
30 ff., 46, 47, 51, 52, 54-57, 
100, tor, 146, 159, 182. 

Dennis, W. C, 178. 

Economic Problems, China, 

159-161. 
Education, 162-163. 



259 



260 



INDEX 



Election laws, 4, 157. 
England. See Great Britain. 
Exterritoriality, 78, 105, 165 f. 

Feng Kwo-chang, 42, 45, 95, 

97-98, 101, 155. 
Five- Power loan, 4. 
Formosa, 7, 103. 
France, Lao-hsi-kai incident, 

63, 64, 83; possessions in 

China, 103-105. 
Fukien, 21. 

/ 

Germany, receives ultimatum 
from Japan, 9; war with Ja- 
pan, 10 ; loses Tsingtao, 10; 
rights in Shantung taken by 
Japan, 14; rights at Peace 
Conference, 59-78 ; diplo- 
matic relations severed by 
China, 59 ff., 67 ff.; China's 
note concerning submarine 
warfare, 68-69; the answer, 
73; Kaiser's speech in 1900, 
75; reasons for China's dec- 
laration of war, 72 ff.; argu- 
ments against, 81-84; decla- 
ration of war, 1 01 ; ousted 
from China, 149 ff. ; .Terauchi 
on Japanese Alliance, 177. 

Goodnow, Dr. F, J., 5, 32, 83. 

Great Britain, opium war, 82; 
adviser against dissolving 
parliament, 94 ; possessions 
in China, 103-105; supports 
open-door policy, 106; affect- 
ed by Ishii Agreement, 120; 
war aims quoted, 153. 



Hangchow, 50. 

Hanyehping, Iron Company, 18. 



Kara Takashi, 178. 

Hay, Secretary, 102, 106, 182. 
See Open Door. 

Hongkong, 83, 103. 

Hornbeck, S. K., on Twenty- 
one Demands, 22, 23; on 
Open Door situation in 1915, 
109; on revision of treaties 
with China, 171 ; on Allied 
financial policy in China, 
175-176. 

Howe, W. S., 146. 

Hsu Shih-chang, 92, 156-158. 

Hsuan Tung, 95. 

Hung Hsien Dynasty, 39. 

Ishii, Viscount, 102 ff., 124, 125, 

Appendix III. 
Italy, 104. 

Japan, growth and power, 7-8; 
ultimatum to Germany, 9; 
declaration of war against 
Germany, 9 ; disclaims terri- 
torial ambitions, 9-10; cap- 
ture of Tsingtao, 10; new 
aims as result of world-war, 
ii ; Twenty-one Demands, 2, 
n, 13-23, 72, 78, 109, 123, 
128, 165, 169, 180; Appendix 
II ; boycott by China, 26 ; re- 
lation to Chinese monarchi- 
cal movement, 37; feared by 
China, 81, 82, 149; attitude 
toward American advice, 94; 
adviser on parliament, 94; 
relations with Russia, 108; 
attitude toward Lansing-Ishii 
agreement, 124, 125; mili- 
tary agreement with China, 
127 ff. ; terms of agreement, 
139-142; relation to Allied 



INDEX 



26l 



ideal, 146; Terauchi on alli- 
ance with Germany, 177. 
Japan Advertiser, 142, 143-144. 

Kaiser, Wilhelm II, 75. 

Kang Yti-wei, 84, 85, 95. 

Kato, 12. 

Kiaochow, 13, 80, 104. 

Kinnosuke, Adachi, 112, 125. 

Koo, V. K. Wellington, on 
China's contribution to Al- 
lies, 1,51-152; on Allied ideals 
in the Orient, 153 ; on United 
States' relations with China, 
154, 155; on China's future, 
164-166. 

Korea, 7, 85, 103, 108, 118, Ap- 
pendix V. 

Kun Yuan Pao, 71, 72. 

Labor Battalions, Chinese, in 
France, 150-151. 

Lang Fang, 96. 

Lansing, Secretary, iioff. ; on 
Ishii agreement, 125-126. See 
Lansing-Ishii Agreement. 

Lansing - Ishii Agreement, 
102 ff.; reasons for, 110-113; 
notes exchanged, 113-116; 
supplementary statement, 116 ; 
criticism of agreement, 117- 
121 ; Chinese attitude, 122-- 
124, Appendix III; Japanese 
attitude, 124-125 ; American 
attitude, 126, Appendix III. 

Lao-hsi-tai incident, 63-64, 83. 

Leases, 104. 

Li Ching-hsi, 89. 

Li Hung Chang, 89. 

Li Yuan-hung, 4, 41, 44, 45, 52, 
77, 90, 9i, 94, 96, 98. 

Liang Chi-chao, 42, 68, 80, 81, 



Liang Shih-yi, 95, 132, 156. 
Liaotung Peninsula, 7, 104. 
Lu Cheng-hsiang, 36. 
Lu Yuang-ting, 158. 

Manchu, 3, 95, 97- 

Manchuria, 7, 8, 15-17, 59, 61- 
63, 103, 108, 109. 

Mason, 177. 

Millard's Review, on duty of 
the United States in China, 
100, 101, 173, 174; terms of 
Sino- Japanese military agree- 
ment, 139-142; prize-list of 
books, 252 f. 

Min-kwo-hsin-pao, 54-55. 

Mission schools, 163. 

Monarchical movement, 32 ff. 

Monarchical society, 33 ff. 

Mongolia, 7, 15, 17, -61-63, 108, 
109. 

Morrison, Dr., 31. 

Motono, 134 ff. 

Mukden, 62-63. 

Murdock, Victor, 57. 

Nanking, 3, 4, 5', 4P, 42, 155- 
National Convention Bureau, 

35- 

National Salvation Fund, 26. 
Ni Shih-chung, 89. 

Okuma, Count, 9, 10. 

Open Door, 83, 102 ff., 106, 107, 
108, 121, 126, 165, 166, 169, 
Appendices, II, F; IV and V. 

Opium trade, 82, 159. 

Opium War, 103. 

Otani, General, 144. 

Outlook, The, 177. 

Parliament, 3, 5, 42, 45, 86, 88, 
94- 



262 



INDEX 



Parliament, northern, 156. 

Parliament, southern, 158. 

Parties, 3, 79, 93, isSff. 

Peace, conference, 24, 59, 72, 
78, I47-U9, 153, 163, 167, 171. 

Peking, 95 ff., 133, ISS- 

Peking Gazette, on retirement 
of Yuan, 43 ; on severance of 
relations with Germany, 71 ; 
on war with Germany, 85; 
accuses Premier of "selling 
China, 87, 129-130. 

Peking Jih-pao, 55-56. 

Port Arthur, 7, 104, 108. 

Portsmouth Treaty, 108, 121. 

Postal service, 104-105. 

Protocol of 1901, 96. 

Provincial self-government, 52. 

Putnam-Weale, on monarchi- 
cal plot, 31; on administra- 
tion of Li Yuan-hung, 50, 56 ; 
on military governors, 89; 
on Twenty-one Demands, 
129; on revision of Chinese 
treaties, 171. 

1 

Railroad concessions, 105. 

Rebellion of 1913, 4. 

Recognition of Chinese Repub- 
lic, 4- 

Reinsch, Dr., 79, 92. 

Religion, state, 52-54. 

Revolution of 1911, 3. 

Russia, possessions and leases 
in China, 103-105; relations 
with Japan, 108, 121 ; situa- 
tion in 1917, 112, 127, 128, 
144; affected by Ishii Agree- 
ment, 120. See Manchuria 
and Mongolia. 

( 

Salt monopoly, 104, 105. 

Shantung, 14, 78, 104. 



Siberia, 127, 144. 
Spanish-American War, 106. 
Spheres of interest, 104-105. 

See Open Door. 
Sun Yat-sen, 3, 4, 158. 
Sun Yu-chun, 32. 
Sung Chiao-jen, 4. 

Tang Chi-yao, 39, 9O, 91 - 

Jang Shao-yi, 158. 

Terauchi, Premier, 81-82, 177. 

Tongking, 103. 

Tsai Ao, 37, 41. 

Tseng Chun-hsuan, 158. 

Tsingtao, 10, 81, 104. See 
Kiaochow, and Shantung. 

Tuan Chi-jui, 45, 76, 86, 87, 88, 
96, 129-130, 15-5. 

Twenty-one Demands, 2, n, 
13 if., 72, 78, 87, 109, 123, 128- 
129, 165, 169, 180, Appendices 
I and II. 

Twenty-four Demands, 21, Ap- 
pendix II. 

Tyau, M. T. Z,, 152, 153, 170. 

United States, recognition of 
Chinese Republic, 4; protest 
against Twenty-one De- 
mands, 24, 123; influence on 
China's relations with Ger- 
many, 60, 78, 79; peace in- 
quiry, 64; China's reply, 65- 
66; severance of relations 
with Germany, 67; Chinese 
note concerning similar ac- 
tion, 70 ; note to China on in- 
ternal dissensions, 93-94 in; 
"sells" railroad concession, 
105; treaty relations with 
China, 105, 106; Open Door 
policy, see above ; sends 



INDEX 



263 



troops to Siberia, 144; rela- 
tions with China, 154-155. 
Usstiri River, 103. 

Vladivostok, 103, 127. 

Wang, C. T., 51, 87, 89, 99, 158, 
I73-I75. 

Wang, Yi-tang, 156. 

Waldersee, Wei-Hai-Wei, 104; 
Count, 74. 

Weyl, Walter E., 161-162. 

Williams, F. W., 147. 

Wilson, President, 64, 145 ff., 
167-176, 178-181. See Unit- 
ed States, 

World War, effects in Orient, 
1-2; situation in China at its 
outbreak, 6; situation in Ja- 
pan, 6-8 ; Japan declares war 
on Germany, 9; capture of 
Tsingtao, 10; new aims, 



i if.; China's severance of 
relations with Germany, 
59 ff.; declaration of war 
against Germany, 72 ff., 101; 
Allied ideals in Asia, 145- 
147, 176 ff., 178, 181; China's 
contribution to Allies, 149- 
152; Japanese foreign policy 
resulting from war, Appen- 
dix I. See Germany, United 
States, Japan, Russia. 
Wu Ting-fang, 41, 88, 94, 97, 
98, 99, 158, 170, 171- 

Yang Shan-teh, 50. 

Yang Tu, 28-30. 

Yangtze Valley, ,104, 155. 

Yuko Hanuguchi, 142, 143. 

Yoshimoto, 61, 63. 

Yuan Shih-kai, 3, 4, 5, 30, 31 ff., 

38, 41, 44, 83. 
Yunnan. 



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