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yV.j^  ^  ■  C 


S.  Hrg.  104-533 

THE  DEFENSE  OF  MARRIAGE  ACT 


HEAKING 

BEFORE  THE 

COMMITTEE  ON  THE  JUDICIARY 
UNITED  STATES  SENATE 

ONE  HUNDRED  FOURTH  CONGRESS 

SECOND  SESSION 
ON 

S.  1740 

A  BILL  TO  DEFINE  AND  PROTECT  THE  INSTITUTION  OF  MARRIAGE 


JULY  11,  1996 


CO" 

.A5 

D365 

1996 


Serial  No.  J-104-90 


Printed  for  the  use  of  the  Committee  on  the  Judiciary 


f'T 

fiEPQSilORY 


HAMPDEN  LAW  LIBRARY 


L3CC 


U.S.   GOVERNMENT  PRINTING  OFFICE 
WASHINGTON  :  1996 


For  sale  by  the  U.S.  Government  Printing  Office 

Superintendent  of  Documents,  Congressional  Sales  Office,  Washington,  DC  20402 

ISBN  0-16-052993-X 


yV'jf^^ 


w^4 


S.  Hrg.  104-533 

THE  DEFENSE  OF  MARRIAGE  ACT 


HEARING 

BEFORE  THE 

COMMITTEE  ON  THE  JUDICIARY 
UNITED  STATES  SENATE 

ONE  HUNDRED  FOURTH  CONGRESS 

SECOND  SESSION 
ON 

S.  1740 

A  BILL  TO  DEFINE  AND  PROTECT  THE  INSTITUTION  OF  MARRIAGE 


JULY  11,  1996 


Serial  No.  J-104-90 


Printed  for  the  use  of  the  Committee  on  the  Judiciary 


GOVT. 
BEPOSITORY 


HAMPDEN  LAW  LIBRARY 


KF 

rr\n 


D365 
1996 


13  CC 


U.S.  GOVERNMENT  PRINTING  OFFICE 
WASHINGTON  :  1996 


For  sale  by  the  U.S.  Government  Printing  Office 

Superintendent  of  Documents.  Congressional  Sales  Office,  Washington,  DC  20402 

ISBN  0-16-052993-X 


STROM  THUK 
ALAN  K.  SIMP 
CHARLES  E.  C 
ARLEN  SPECT 
HANKBROA^^ 
FRED  THOMP! 
JON  KYL,  Ariz 
MIKE  DeWINE 
SPENCER  ABB 


KF  507  .A5  D365  1996 
United  States.  Congress. 

Senate.  Conrrdttee  on  the 
The  Defense  of  Marriage  Act 


DATE  DUE 


J^  507    .A5  D365  1996 
United  States.   Congress. 

Senate.   Cantmittee  on  the 
The  Defense  of  Marriage  Act 


DATE 


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ISSUED   TO 


^(^^^7.Cai,.'^)^or 


setts 


WITHDRAWN 

HAMPDEN  lAWjfi&iRAfeY 


50  State  St,  P.O.  Box  559 

Springfield,  MA  01102-0559 

(413)  748-7923 


DEMCO 


CONTENTS 


STATEME>rrS  OF  COMMITTEE  MEMBERS 

Page 

Hatch,  Hon.  Orrin  G.,  U.S.  Senator  from  the  State  of  Utah 1 

Kennedy,  Hon.  Edward  M.,  U.S.  Senator  from  the  State  of  Massachusetts  3 

Simon,  Hon.  Paul,  U.S.  Senator  from  the  State  of  Illinois 10 

Feinstein,  Hon.  Dianne,  U.S.  Senator  from  the  State  of  California  12 

Feingold,  Hon.  Russell  D.,  U.S.  Senator  from  the  State  of  Wisconsin  14 

CHRONOLOGICAL  LIST  OF  WITNESSES 

Hon.  Don  Nickles,  U.S.  Senator  from  the  State  of  Oklahoma  4 

Panel  consisting  of  Gary  L.  Bauer,  president,  Family  Research  Council,  Wash- 
ington, DC;  Lynn  D.  Wardle,  professor  of  law,  Brigham  Young  University, 
Provo,  UT;  Cass  R.  Sunstein,  Karl  N.  Llewellyn  Professor  of  Jurisprudence, 
University  of  Chicago,  Chicago,  IL;  Mitzi  Henderson,  national  president. 
Parents,  Families  and  Friends  of  Lesbians  and  Gays,  Menlo  Park,  CA; 
and  David  Zwiebel,  general  counsel  and  director  of  government  affairs, 
Agudath  Israel  of  America,  New  York,  NY 19 

ALPHABETICAL  LIST  AND  MATERIAL  SUBMITTED 

Bauer,  Gary  L.: 

Testimony 1^ 

Prepared  statement  22 

Hatch,  Hon.  Orrin  G.: 

Letter  from  Andrew  Fois,  Assistant  Attorney  General,  U.S.  Department 

of  Justice,  Washington,  DC,  July  9,  1996  2 

Editorial  by  Prof  Lavu-ence  H.  Tribe,  from  the  New  York  Times,  May 

25,  1996:  "Toward  a  Less  Perfect  Union"  55 

Letter  from  Michael  W.  McConnell,  William  B.  Graham  Professor,  Uni- 
versity of  Chicago  Law  School,  Chicago,  IL,  Jvily  10,  1996  56 

Henderson,  Mitzi: 

Testimony 48 

Prepared  statement  49 

Biography 51 

Nickles,  Hon.  Don: 

Testimony 4 

Letters  from  Andrew  Fois,  Assistant  Attorney  General,  U.S.  Department 
of  Justice,  Washington,  DC,  to: 
The  Honorable  Henry  J.  Hyde,  chairman,  Committee  on  the  Judici- 
ary, U.S.   House  of  Representatives,  Washington,  DC,  May   14, 

1996 6 

The  Honorable  Charles  T.  Canady,  chairman.  Subcommittee  on  the 
Constitution,  U.S.  House  of  Representatives,  Washington,  DC,  May 

29,  1996  6 

Prepared  statement  17 

Sunstein,  Cass  R.: 

Testimony 42 

Prepared  statement  43 

Wardle,  Lynn  D.: 

Testimony 23 

Prepared  statement  25 

Zwiebel,  David: 

Testimony 51 

Prepared  statement  53 

(HI) 


IV 

APPENDIX 
Proposed  Legislation  „ 

rage 

S.  1740,  a  bill  to  define  and  protect  the  institution  of  marriage  71 

Additional  SimmssiONS  for  the  Record 

Letters  to  Senator  Orrin  G.  Hatch,  chairman,  Senate  Committee  on  the 
Judiciary,  Washington,  DC,  from: 
Laura  W.  Mvirphy,  director,  American  Civil  Liberties  Union,  Washington 

National  Office,  Washington,  DC,  July  10,  1996 74 

H.  Alexander  Robinson,  legislative  representative,  American  Civil  lib- 
erties Union,  Washington  National  Office,  Washington,  DC,  July  10, 

1996 74 

Prepared  statement  of  the  American  Civil  Liberties  Union,  submitted  by 
Lavu-a  W.  Murphy,  director,  Washington  office;  Matthew  Coles,  director, 
Gay  &  Lesbian  Rights  Project;  and  H.  Alexander  Robinson,  legislative  rep- 
resentative         75 


THE  DEFENSE  OF  MARRIAGE  ACT 


THURSDAY,  JULY  11,  1996 

U.S.  Senate, 
Committee  on  the  Judiciary, 

Washington,  DC. 

The  committee  met,  pursuant  to  notice,  at  10:10  a.m.,  in  room 
SD-226,  Dirksen  Senate  Office  Building,  Hon.  Orrin  G.  Hatch, 
chairman  of  the  committee,  presiding. 

Also  present:  Senators  Grassley,  Kennedy,  Simon,  Feinstein,  and 
Feingold. 

OPENING  STATEMENT  OF  HON.  ORRIN  G.  HATCH,  A  U.S.  SEN- 
ATOR FROM  THE  STATE  OF  UTAH,  CHAIRMAN,  COMMITTEE 
ON  THE  JUDICIARY 

The  Chairman.  Today,  the  committee  is  convened  to  take  testi- 
mony on  the  Defense  of  Marriage  Act,  which  is  sponsored  by  our 
colleague,  Senator  Nickles. 

The  Defense  of  Marriage  Act  would  accomplish  two  goals:  first, 
it  would  make  clear  that  one  State's  definition  of  marriage  need 
not  be  accepted  by  other  States;  second,  the  Defense  of  Marriage 
Act  also  would  define  the  term  "marriage"  for  purposes  of  Federal 
law  as  meaning  only  the  legal  union  between  one  man  and  one 
woman  as  husband  and  wife.  That  definition  would  preclude  any 
court  from  construing  Federal  law  as  treating  same-sex  unions  as 
a  "marriage." 

In  my  view,  this  act  is  necessary,  valuable,  and  it  is  a  constitu- 
tional piece  of  legislation.  This  particular  bill  responds  to  several 
key  questions. 

First,  is  there  a  serious  practical  problem  that  Congress  needs  to 
address?  The  answer  is  yes.  In  1993,  the  Supreme  Court  of  Hawaii, 
by  a  3-to-2  vote,  held  that  a  Hawaii  State  law  ban  on  same-sex 
marriages  may  violate  the  equal  protection  clause  of  the  Hawaii 
Constitution.  The  Hawaii  Supreme  Court  remanded  the  case  to  the 
trial  court  for  further  proceedings  before  issuing  a  final  decision  on 
the  matter.  The  trial  court  could  issue  a  decision  on  remand  later 
this  year.  The  result  is  that  the  Hawaii  Supreme  Court  could  rule 
that  Hawaii  must  recognize  same-sex  unions  as  marriages. 

The  effect  of  this  ruling  by  the  State  of  Hawaii  would  have  rami- 
fications throughout  the  United  States.  The  full  faith  and  credit 
clause,  article  IV,  section  1,  of  the  U.S.  Constitution  provides  that: 

Full  faith  and  credit  shall  be  given  in  each  State  to  the  public  acts,  records,  and 
judicial  proceedings  of  every  other  State.  And  the  Congress  may  bv  general  laws 
prescribe  the  manner  in  which  such  acts,  records  and  proceedings  shall  be  proved, 
and  the  effect  thereof 

(1) 


Thus,  it  would  not  be  surprising  that  persons  who  want  to  invoke 
the  legitimacy  of  "marriage"  for  same-sex  unions  will  travel  to  Ha- 
waii to  become  "married."  Then  they  will  return  to  their  home 
States  where  it  would  be  expected  that  the  State  recognize  as  valid 
a  Hawaii  marriage  certificate. 

The  second  question  before  us  todav  is  whether  the  act  will  solve 
the  problem  before  us;  namely,  whetner  three  members  of  the  Ha- 
waii Supreme  Court  can  force  other  States  to  accept  the  Hawaii 
Supreme  Court  decision,  to  alter  radically  the  concept  of  marriage. 
The  answer  again  is  yes.  The  Defense  of  Marriage  Act  ensures  that 
each  State  can  define  for  itself  the  concept  of  marriage  and  not  be 
bound  by  decisions  made  by  other  States.  The  Defense  of  Marriage 
Act  also  makes  clear  that  no  Federal  law  should  be  read  to  treat 
a  same-sex  union  as  a  "marriage." 

The  last  question  is  whether  this  act  is  a  legitimate  exercise  of 
Congress'  power.  To  me,  the  answer  again  is  yes.  But  that  is  not 
just  my  view.  The  Clinton  administration  also  believes  that  the  De- 
fense of  Marriage  Act  is  legitimate  and  lawful. 

In  that  regard,  I  would  like  to  place  in  the  record  a  letter  from 
Andrew  Fois,  Assistant  Attorney  General  for  the  Office  of  Legisla- 
tive Affairs.  The  letter  states  that  the  Clinton  administration  views 
this  legislation  as  constitutional.  The  letter  also  addresses  the 
House's  identical  version  of  this  law,  and  the  letter  makes  clear 
that  the  administration  continues  to  believe  that  both  H.R.  3396 
and  S.  1740  would  be  sustained  as  constitutional  if  challenged  in 
court. 

[The  letter  follows:] 

U.S.  Department  of  Justice, 
Office  of  Legislative  Affairs, 

Washington,  DC,  July  9,  1996. 

The  Honorable  Orrin  G.  Hatch, 
Chairman,  Committee  on  the  Judiciary, 
U.S.  Senate,  Washington,  DC. 

Dear  Mr.  Chairman:  I  write  in  response  to  your  letter  of  June  5,  1996,  inviting 
a  r^resentative  from  the  Department  to  testify  at  a  hearing  before  the  Committee 
on  S.  1740,  the  Defense  of  Marriage  Act.  Should  a  representative  be  unavailable  to 
testify  at  the  hearing,  you  asked  that  we  submit  a  written  analysis  of  the  Depart- 
ment s  views  regarding  the  constitutionaUty  of  S.  1740  for  the  hearing  record. 

S.  1740  is  identical  to  H.R.  3396  which  was  recently  reported  out  of  the  House 
Subcommittee  on  the  Constitution.  It  contains  two  principal  provisions.  One  would 
essentially  provide  that  no  state  would  be  required  to  give  legal  effect  to  a  decision 
by  another  state  to  treat  as  a  marriage  a  relationship  between  persons  of  the  same 
sex.  The  other  section  would  provide  that  for  purposes  of  federal  laws  and  regula- 
tions, the  term  "marriage"  includes  only  unions  between  one  man  and  one  woman 
and  that  the  term  "spouse"  refers  only  to  a  person  of  the  opposite  sex  who  is  a  hus- 
band or  a  wife. 

The  Department  of  Justice  believes  that  the  Defense  of  Marriage  Act  would  be 
sustained  as  constitutional  if  challenged  in  court,  and  that  it  does  not  raise  any 
legal  issues  that  would  make  an  appearance  by  a  representative  of  the  Department 
helpful  to  the  Committee.  As  stated  by  the  President  s  spokesman  Michael  McCurnr 
on  Wednesday,  May  22,  the  Supreme  Covirt's  ruling  in  Homer  v.  Evans  does  not  af- 
fect the  Department's  analysis  (that  the  Defense  of  Marriage  Act  is  constitutionally 
sustainable),  and  the  President  "would  sign  the  bill  if  it  was  presented  to  him  as 
currently  written." 

I  respectfully  request  that  this  letter  be  submitted  for  the  hearing  record  in  Ueu 
of  oral  testimony.  Please  feel  free  to  contact  this  office  if  you  have  further  questions. 
Sincerely, 

(Signed)    Andrew  Fois 

(Typed)    Andrew  Fois, 
Assistant  Attorney  General. 


The  Chairman.  The  full  faith  and  credit  clause  vests  in  Congress 
the  power  to  decide  "the  Effect"  of  the  "Acts,  Records,  and  Proceed- 
ings" that  are  law  in  each  State.  Congress  can  and,  when  nec- 
essary, must  ensure  that  no  one  State  can  dictate  how  every  other 
State  must  treat  a  subject.  In  sum,  this  act  will  solve  each  of  the 
problems  that  confront  us  today.  Senate  bill  1740  is  a  necessary 
and  reasonable  exercise  of  the  Constitution's  express,  textual  grant 
of  authority,  and  it  is  designed  to  achieve  the  legitimate  purposes 
that  I  mentioned  earlier. 

So  I  do  look  forward  to  the  testimony  of  our  witnesses  today,  and 
it  should  be  a  very  interesting  hearing. 

We  will  turn  to  Senator  Kennedy  for  any  comments  he  has. 

OPENING  STATEMENT  OF  HON.  EDWARD  M.  KENNEDY,  A  U.S. 
SENATOR  FROM  THE  STATE  OF  MASSACHUSETTS 

Senator  Kennedy.  Thank  you  very  much,  Mr.  Chairman. 

I  regret  that  the  committee  is  spending  time  on  this  offensive, 
unnecessary,  and  divisive  legislation.  The  bill  before  us  is  called 
the  Defense  of  Marriage  Act,  but  a  more  accurate  title  would  be  the 
Defense  of  Intolerance  Act — or,  even  more  accurately,  the  Defense 
of  Endangered  Republican  Candidates  Act. 

Many  of  us  believe  that  the  final  weeks  of  this  Congress  should 
be  spent  responding  to  the  real  needs  of  the  American  people  on 
jobs,  on  health  care,  on  education,  campaign  finance  reform,  immi- 
gration, and  other  pressing  issues  instead  of  trying  to  override 
State  laws  on  marriage.  I  assume  that  Bob  Dole's  copy  of  the  tenth 
amendment  has  a  new  hole  in  it. 

It  is  no  secret  that  I  oppose  this  legislation.  As  I  have  said,  I  re- 
gard it  as  a  thinly  disguised  example  of  intolerance.  But  regardless 
of  anyone's  views  on  same-sex  marriage,  this  bill  is  a  flatly  uncon- 
stitutional exercise  of  congressional  authority. 

Harvard  Professor  Larry  Tribe,  for  example,  one  of  the  most  re- 
spected authorities  in  the  Nation  on  the  Constitution,  has  con- 
cluded that  the  bill  is  clearly  unconstitutional  because  the  full  faith 
and  credit  clause  does  not  empower  the  Congress  to  nullify  the  ef- 
fect of  a  State  court's  laws  in  other  States. 

Proponents  of  this  defective  bill  claim  to  be  concerned  about  the 
possibility  that  the  State  of  Hawaii  will  legalize  same-sex  marriage 
and  that  the  other  49  States  will  be  forced  to  recognize  Hawaiian 
marriages. 

That  is  not  true.  As  Prof.  Cass  Sunstein  will  testify  today,  States 
are  not  required  to  recognize  marriages  in  other  States  contrary  to 
their  own  public  policy.  So  this  Federal  bill  is  not  only  unconstitu- 
tional, it  is  wholly  unnecessary.  The  Constitution  entrusted  this 
matter  to  the  States.  States  have  the  authority  to  recognize  or  not 
recognize  sister-State  marriages,  and  it  is  a  dangerous  and  unprec- 
edented assertion  of  Federal  authority  for  Congress  to  even  at- 
tempt to  negate  State  court  judgments. 

What  is  left  of  this  bill  is  its  real  goal— it  is  a  mean-spirited  form 
of  legislative  gay-bashing  designed  to  inflame  the  public  4  months 
before  the  November  election. 

It  is  designed  to  divide  Americans,  to  drive  a  wedge  between 
some  citizens  and  others,  solely  for  partisan  advantage. 


But  some  good  can  still  come  out  of  this  bad  bill.  If  our  Repub- 
licans colleagues  insist  on  bringing  it  up  before  the  Senate,  then 
Senator  Jeffords,  Senator  Lieberman,  I,  and  others  intend  to  offer 
our  Employment  Non-Discrimination  Act  as  an  amendment  to  this 
bill  in  order  to  prohibit  job  discrimination  based  on  sexual  orienta- 
tion. 

As  the  Labor  Committee  learned  in  a  1994  hearing,  large  num- 
bers of  Americans  are  denied  emplo5rment  or  suffer  abuse  on  the 
job  because  of  their  sexual  orientation.  They  deserve  the  same  pro- 
tection against  discrimination  on  the  job  that  all  other  Americans 
have — the  opportunity  to  work,  and  to  do  so  without  fear  of 
threats,  violence,  or  other  displays  of  bigotry.  They  deserve  to  be 
paid  the  same  wages  as  their  colleagues  and  promoted  when  a  pro- 
motion is  deserved.  In  other  words,  they  should  be  treated  fairly 
in  the  workplace. 

Our  Employment  Non-Discrimination  Act  has  broad  public  sup- 
port and  broad  support  across  the  political  spectrum.  It  has  the 
support  of  Coretta  Scott  King,  of  Senator  Barry  Goldwater,  of  Gov- 
ernor Christine  Todd  Whitman.  It  has  the  support  of  a  broad-based 
religious  coalition  and  businesses  across  the  country.  Similar  anti- 
discrimination laws  have  already  been  enacted  by  nine  States  and 
166  cities  and  counties  to  ensure  that  gay  and  lesbian  Americans 
can  bring  their  talents  and  skills  to  the  workplace  without  fear  of 
discrimination,  and  it  is  time  to  end  that  kind  of  prejudice  in 
America  once  and  for  all. 

I  look  forward  to  the  testimony  of  the  witnesses  before  us. 

The  Chairman.  I  appreciate  those  comments.  I  have  to  say  that 
I  don't  agree  with  Senator  Kennedy's  assertion  that  both  the  Presi- 
dent and  Senator  Dole  are  intolerant  in  supporting  this  bill.  I  think 
both  are  known  for  exceptional  tolerance,  and  frankly,  we  can  differ 
on  the  subject  matter  of  the  bill.  But  it  is  an  important  bill,  and 
it  is  one  that  I  believe  to  be  constitutional. 

Senator  Nickles,  we  will  turn  to  you. 

STATEMENT  OF  HON.  DON  NICKLES,  A  U.S.  SENATOR  FROM 

THE  STATE  OF  OKLAHOMA 

Senator  NiCKLES.  Mr.  Chairman,  thank  you  very  much,  and  Sen- 
ators Kennedy  and  Simon.  I  appreciate  the  opportunity  to  be  with 
you,  and.  Senator  Kennedy,  I  am  disappointed  that  you  are  not  a 
cosponsor  and  I  guess  won't  be  cosponsoring  this  legislation,  be- 
cause this  legislation  does  have  bipartisan  support.  President  Clin- 
ton has  indicated  that  he  would  support  it.  I  don't  see  him  as 
mean-spirited  or  intolerant. 

I  happen  to  be  a  sponsor  of  this  legislation,  and  I  don't  consider 
myself  mean-spirited  or  intolerant.  And  I  am  somewhat  offended  by 
that  language. 

This  bill  is  really  very  simple,  and  Senator  Hatch  explained  it, 
and  I  will  try  not  to  be  redundant.  And  I  will  ask,  Mr.  Chairman, 
that  my  statement  be  inserted  in  the  record. 

The  Chairman.  Without  objection,  we  will  put  the  full  statement 
in  the  record. 

Senator  Nickles.  This  bill  is  not  intolerant  when  it  says  we  de- 
fine marriage  as  "a  legal  union  between  one  man  and  one  woman 
as  husband  and  wife."  I  was  raised  to  think  that  was  common 


knowledge.  Some  people  want  to  change  that.  Maybe  a  court  wants 
to  change  it;  maybe  some  politicians  want  to  change  it.  Maybe 
some  activist  groups  want  to  change  it.  But  to  define  marriage  as 
"a  legal  union  between  one  man  and  one  woman  as  husband  and 
wife"  I  don't  think  is  mean-spirited,  I  don't  think  is  intolerant. 

The  act  also  defines  spouse  as  "a  person  of  the  opposite  sex  who 
is  a  husband  or  a  wife."  These  definitions  apply  only  to  Federal 
law.  We  are  not  overriding  any  State  law.  We  are  not  banning  gay 
marriages.  Anybody  that  puts  that  characterization  on  this  legisla- 
tion is  wrong.  What  we  are  saying  is  that  if  a  State  passes  recogni- 
tion of  gay  marriages  or  same-sex  marriages,  that  other  States  do 
not  have  to  recognize  that  marriage.  They  are  free  to  recognize  that 
marriage  if  they  so  choose,  but  they  don't  have  to. 

Now,  there  is  nothing  intolerant  about  that.  There  is  nothing 
mean-spirited  about  that  whatsoever.  It  does  say  that  if  a  court  de- 
cision in  Hawaii  which  is  expected  some  time  this  fall,  if  there  is 
a  3-2  decision  that  recognizes  same-sex  marriages,  other  States 
don't  have  to  recognize  such  a  marriage.  They  have  the  option  to 
choose  to  recognize  it,  if  they  so  desire,  or  not  to  recognize  it.  There 
is  nothing  mean-spirited  about  that  in  any  way,  shape,  or  form. 

This  act  also  deals  with  Federal  benefits.  We  define  "marriage" 
and  "spouse."  Those  terms  are  mentioned  numerous  times  through- 
out the  Federal  code  but  they  are  not  defined  in  the  Federal  code. 
Well,  they  need  to  be  defined,  and  they  should  be  defined.  We  are 
talking  about  a  lot  of  benefits.  You  are  talking  about  survivors' 
benefits,  whether  you  are  talking  about  veterans  or  Social  Security, 
disability,  and  so  on.  And  so  they  should  be  defined. 

Again,  we  define  spouse  as  a  person  of  the  opposite  sex.  Most 
people  think  of  spouse  as  a  person  of  the  opposite  sex  who  happens 
to  be  a  husband  or  wife.  Again,  I  don't  find  this  definition  mean- 
spirited  in  any  way,  shape,  or  form. 

I  remember  when  we  passed  the  family  medical  leave  bill,  we  put 
in  language,  I  might  mention,  which  was  adopted  unanimously  in 
the  Senate.  It  was  my  language  that  defined,  for  the  purposes  of 
this  bill,  what  a  spouse  would  be.  That  turned  out  to  be  important 
language,  we  find  out,  because  a  lot  of  people  tried  to  petition  the 
Labor  Department  to  expand  the  definition  beyond  the  intent  of 
Congress.  Those  petitions  sought  to  have  that  term  defined  as  a 
partner,  not  necessarily  the  same  sex,  but  people  wanted  to  have 
partners,  unmarried  partners,  receive  benefits  under  the  Family 
Medical  Leave  Act.  Well,  under  the  bill  we  defined  it  as  married 
partners  of  the  opposite  sex,  and  again,  I  think  that  was  important. 

So  we  do  two  things  in  this  legislation:  one,  we  define  marriage 
and  we  define  spouse  for  the  purpose  of  Federal  benefits,  and  then 
we  say  that  States  do  not  have  to  recognize  marriages  of  the  same 
sex  recognized  in  other  States.  They  are  free  to  do  so.  They  have 
the  option  to  do  so.  So,  Senator  Kennedy,  again,  I  take  a  little  issue 
with  the  terminology  that  you  use.  I  don't  think  that  is  helpful. 

I  think  this  is  important  legislation.  Is  it  needed?  Yes.  There  is 
going  to  be  a  court  decision.  Is  it  constitutional?  Yes,  it  is.  Senator 
Hatch,  you  mentioned  one  of  the  letters  by  the  Assistant  Attorney 
General.  I  have  two  by  the  Assistant  Attorney  General.  I  am  not 
sure  which  one  you  entered  in  the  record,  but  I  have  one  dated 


May  14  and  one  May  29,  so  I  will  ask  that  the  other  one  be  in- 
serted in  the  record. 

The  Chairman.  Without  objection.  In  fact,  why  don't  you  put 
both  of  them  in?  This  one  is  dated  July  9. 

Senator  Nickles.  OK. 

The  Chairman.  So  we  have  plenty  of  Justice  Department  intoler- 
ance here  as  well,  I  guess. 

Senator  NiCKLES.  I  will  do  that. 

[The  letters  follow:] 

U.S.  Department  of  Justice, 
Office  of  Legislative  Affairs, 

Washington.  DC.  May  14.  1996. 

The  Honorable  Henry  J.  Hyde, 
Chairman,  Committee  on  the  Judiciary, 
U.S.  House  of  Representatives, 
Washington,  DC. 

Dear  Mr.  Chairman:  The  Attorney  General  has  referred  your  letter  of  May  9, 
1996,  to  this  office  for  a  response.  We  appreciate  your  inviting  the  Department  to 
send  a  representative  to  appear  and  testify  on  Wednesday,  May  22,  at  a  hearing 
before  the  Subcommittee  on  the  Constitution  concerning  H.R.  3396,  the  Defense  or 
Marriage  Act.  We  understand  that  the  date  of  the  Hearing  has  now  been  moved  for- 
ward to  May  15. 

H.R.  3396  contains  two  principal  provisions.  One  would  essentially  provide  that 
no  state  would  be  required  to  give  legal  effect  to  a  decision  by  another  state  to  treat 
as  a  marriage  a  relationship  oetween  persons  of  the  same  sex.  The  other  section 
would  essentially  provide  that  for  purposes  of  federal  laws  and  regulations,  the  term 
"marriage"  includes  only  unions  between  one  man  and  one  woman  and  that  the 
term  "spouse"  refers  only  to  a  person  of  the  opposite  sex  who  is  a  husband  or  a  wife. 

The  Department  of  Justice  believes  that  H.R.  3396  would  be  sustained  as  con- 
stitutional, and  that  there  are  no  legal  issues  raised  by  H.R.  3396  that  necessitate 
an  appearance  by  a  representative  of  the  Department. 
Sincerely, 

(Signed)    Andrew  Fois 

(Typed)    Andrew  Fois, 
Assistant  Attorney  General. 


U.S.  Department  of  Justice, 
Office  of  Legislative  Affairs, 

Washington,  DC,  May  29,  1996. 

The  Honorable  Charles  T.  Canady, 
Chairman,  Subcommittee  on  the  Constitution, 
Committee  on  the  Judiciary, 
U.S.  House  of  Representatives,  Washington,  DC. 

Dear  Mr.  Chairman:  I  write  in  response  to  your  letter  of  May  28,  requesting  up- 
dated information  regarding  the  Administration's  analysis  of  the  constitutionality  of 
H.R.  3396,  the  Defense  of  Marriage  Act. 

The  Administration  continues  to  believe  that  H.R.  3396  would  be  sustained  as 
constitutional  if  challenged  in  court,  and  that  it  does  not  raise  any  legal  issues  that 
necessitate  further  comment  by  the  Department.  As  stated  by  the  President's 
spokesman  Michael  McCurry  on  Wednesday,  May  22,  the  Supreme  Court's  ruling 
in  Romer  v.  Evans  does  not  affect  the  Department's  analysis  (that  H.R.  3396  is  con- 
stitutionally sustainable),  and  the  President  "would  sign  the  bill  if  it  was  presented 
to  him  as  currently  written." 

Please  feel  free  to  contact  this  office  if  you  have  further  questions. 

Sincerely, 

(Signed)    For  Andrew  Fois 

(Typed)    Andrew  Fois, 
Assistant  Attorney  General. 

Senator  Nickles.  There  are  other  reasons  I  think  it  is  constitu- 
tional. Senator  Kennedy  quoted  Mr.  Tribe  saying  he  thought  it 
wasn't.  He  is  entitled  to  his  opinion.  But  I  think  the  Attorney  Gen- 


eral  and  the  Constitution — I  read  the  Constitution,  and  under  arti- 
cle rV,  clearly  it  is  constitutional.  I  think  it  is  important  that  we 
not  allow  an  unelected  judge  to  be  setting  policy  not  only  for  the 
Federal  Grovemment  in  determining  benefits  and  throughout  the 
Federal  code,  but  also  dictating  to  States  that  they  would  have  to 
recognize  same-sex  marriages  when  that  is  not  the  desire  of  most 
States. 

Mr.  Chairman,  again,  I  appreciate  your  entering  my  statement 
in  the  record  and  for  having  this  hearing  today.  I  believe  we  will 
have  bipartisan  support  for  this  legislation.  I  believe  it  will  pass 
the  House  of  Representatives  today.  I  believe  we  will  pass  it  by  an 
overwhelming  margin  in  the  Senate,  and  I  hope  and  expect  that 
the  President  will  sign  it. 

The  Chairman.  Well,  thank  you.  Senator  Nickles.  We  appreciate 
having  you  here  today,  and  we  appreciate  your  comments. 

Are  there  any  questions? 

Senator  Kennedy.  Mr.  Chairman,  I  am  not  suggesting  that  those 
that  have  a  different  view  than  mine  with  regard  to  same-sex  mar- 
riages are  intolerant.  That  is  a  position  that  is  based  upon  strong 
religious  and  moral  views,  and  I  understand  it.  But  the  fact  of  the 
matter  is  the  majority  sets  the  agenda.  Senator,  and  we  all  know 
what  is  going  on  around  here — so  do  the  American  people — to  be 
asked  to  deal  with  this  issue  just  a  few  months  before  a  national 
political  campaign,  when  this  will  not  go  back  to  the  courts  until 
September,  open  to  additional  motions  after  that,  and  will  be  ap- 
pealed up  through  the  circuit  courts  and  the  Supreme  Court  of  Ha- 
waii. 

We  all  know  what  is  going  on  around  here.  The  question  is  tim- 
ing. Basically  we  are  meeting  over  here.  You  are  going  to  bring  this 
up  on  the  floor  of  the  U.S.  Senate.  You  are  basically  saying  that 
this  is  an  issue  which  is  more  burning,  more  important,  and  which 
appeals  to  the  division  in  America,  discrimination.  It  has  been  the 
heart  and  soul  of  this  country  to  try  and  overcome  it. 

And  there  isn't  anyone  that  doesn't  understand  that  in  America, 
and  we  only  have  to  look  at  what  has  happened  in  this  country  in 
the  period  of  recent  weeks.  And  to  drop  this  right  out  in  terms  of 
the  national  agenda  and  to  say  that  this  is  somehow  the  most  com- 
pelling issue  that  has  to  be  done  and  to  appeal  to  the  darker  side 
of  human  nature  is  intolerance.  It  is  intolerance.  And  I  don't  step 
back  one  step  from  that. 

Clearly  I  am  not  suggesting  that  those  that  support  it  and  have 
a  differing  view  from  mine  are  intolerant.  But  the  idea  that  we  are 
bringing  this  up  with  17,  18  days  more  to  go,  when  we  have  judges 
that  have  not  been  approved  by  this  committee  that  have  been  on 
the  docket  for  months,  when  people  are  waiting  to  get  the  increase 
in  the  minimum  wage,  waiting  to  try  and  do  something  about  cam- 
paign finance  reform,  waiting  on  all  of  these  other  kinds  of  mat- 
ters, to  say  that  we  are  going  to  drop  this  right  out  there  in  the 
American  agenda  and  leave  it  out  there  for  comments  about  it,  I 
believe  is  intolerant. 

I  don't  step  back,  retreat  one  step  on  that.  Senator.  We  could 
have  brought  this  up  a  number  of  months  ago.  This  is  being  set  as 
a  matter  of  priority,  as  one  of  the  final  matters  of  hearings  that 


8 

we  are  going  to  have  on  this  committee,  and  I  stand  by  the  posi- 
tion. 

The  Chairman.  Well,  let  me 

Senator  Kennedy.  Let  me,  if  I  can.  Senator — it  is  my  time  now. 

The  Chairman.  Sure. 

Senator  Kennedy.  Let  me  ask  you,  do  you  support  remedying  the 
discrimination  in  the  job  place  for  those  that  are  discriminated 
against  solely  on  the  basis  of  being  gay  or  lesbian? 

Senator  NiCKLES.  I  don't  support  your  legislation.  I  have  to  find 
out 


Senator  Kennedy.  Let  me  just  ask  you- 


Senator  NiCKLES  [continuing].  Do  you  think  I  am  intolerant  by 
pushing  this  legislation- 


Senator  Kennedy.  Let  me  just  ask  you 

The  Chairman.  Let  him  answer. 

Senator  NiCKLES.  Well,  just  a  minute.  You  accused  me  of  being 
intolerant 

Senator  Kennedy.  I  didn't. 

Senator  NiCKLES  [continuing].  And  I  am  offended  by  that  lan- 
guage. You  accused  Senator  Dole  of  being  intolerant,  and  I  guess 
President  Clinton  of  being  intolerant,  and  that  is  offensive.  And  I 
would  like  to  have  that  clarified  before  we  get  into  your  amend- 
ments which  are  intended  to  sidetrack  or  kill  the  legislation.  You 
have  that  right  to  do  so.  But,  first,  I  think  it  is  a  personal  matter 
if  the  Senator  accuses  another  Senator  of  being  intolerant.  I  think 
we  need  to  have  that  clarified  very  quickly. 

Senator  Kennedy.  I  have  said  it,  Senator,  at  the  beginning,  that 
there  are  strongly  held  religious,  ethical,  moral  beliefs  that  are  dif- 
ferent from  mine  with  regards  to  the  issue  of  same-sex  marriage 
which  I  respect  and  which  are  no  indications  of  intolerance.  I  have 
said  that,  Senator.  I  respect  those. 

The  Chairman.  Let's  assume  that  people  are- 


Senator  Kennedy.  Just  a  minute.  Senator.  I  am  entitled 

The  Chairman  [continuing].  Let's  assume  people  are 

Senator  Kennedy.  Can  I  ask  for  regular  order  on  this?  The  Sen- 
ator asked  me,  and  I  am  entitled,  as  a  member  of  this  body,  to  be 
able  to  have  an  exchange  with  a  witness  here.  And  I  am  not  going 
to  be  interrupted  on  this  issue. 

The  Chairman.  We  are 

Senator  Kennedy.  I  am  not  going  to  be  interrupted  on  the  issue. 
But  what  I  am  saying  is  the  fact  that  we  are  calling  this  up  now 
and  putting  this  on  the  national  agenda  as  a  matter  of  priority  by 
Republican  leadership,  everyone  understands  what  is  going  on 
here.  Everyone  understands  what  is  happening  here.  Everyone 
ought  to  have  a  good  appreciation  here  on  an  issue  that  will  be  as 
divisive,  as  emotional,  in  terms  of  the  American  public  on  this.  I 
think  it  appeals  to  the  darker  side,  and  I  think  that  appeals  to  in- 
tolerance. I  draw  the  distinction  between  individuals  and  the  tim- 
ing on  this  particular  measure. 

I  would  like  to  get  an  answer  from  you,  whether  you  are  going 
to  support 

Senator  Nickles.  No,  I  am  not  going  to  support  your  amend- 
ment. 


Senator  Kennedy.  So  you  are  not  going  to  support  legislation  to 
remedy  discrimination  against  workers  in  the  workplace  whose 
only  problem  is  being  gay  or  lesbian  and  that  are  being  discrimi- 
nated against  today,  thousands  are  being  thrown  out  of  work  today. 
Today  it  is  happening,  and  you  are  not  prepared  to  support  any 
kind  of  amendment  to  try  and  deal  with  that  form  of  discrimination 
in  the  workplace? 

Senator  Nickles.  No,  Senator  Kennedy,  I  don't  want  to  support 
legislation  that  is  going  to  tell  the  Boy  Scouts  that  they  have  to 

change  their ,      t^      o  t 

Senator  Kennedy.  I  am  not  asking  about  the  Boy  Scouts.  1  am 
just  talking  about  employment. 

Senator  Nickles.  No,  I  am  talking  about  employment.  Boy 
Scouts  employ  leaders,  and  right  now  they  have  a  policy  that  they 
don't  have  gay  advocates  or  leaders  as  employees.  You  want  to 
change  that.  I  don't  want  to  change  that.  That  would  be  the  impact 
of  your  amendment.  I  am  going  to  fight  for  the  Boy  Scouts.  I  am 
going  to  aggressively  oppose  your  amendment.  You  have  a  right  to 
offer  your  amendment.  I  have  a  right  to  oppose  your  amendment. 
That  is  not  what  we  are  having  the  hearing  on  today. 

I  do  want  to  talk  about  timing  just  for  a  second.  What  was  the 
genesis  of  considering  this  legislation  during  this  Congress?  Well, 
it  wasn't  advocated  by  Don  Nickles  or  by  the  House  leadership.  It 
was  advocated  because  the  Supreme  Court  in  Hawaii  is  getting 
ready  to  make  a  decision  that  could  impact  and  change  laws  as  far 
as  recognition  of  same-sex  marriages  throughout  the  Nation.  We 
need  to  clarify  what  the  definition  of  marriage  is  and  what  the  defi- 
nition of  spouse  is.  It  is  impacted  when  I  see  White  House  liaison 
Marsha  Scott,  who  is  Clinton's  liaison  to  the  homosexual  activists, 
saying  in  Boston  that  she  told  a  homosexual  group  we  need  to  find 
ways  to  ensure  that  those  of  you  in  loving,  long-term-committed  re- 
lationships can  enjoy  all  the  benefits  that  heterosexual  couples  are 
entitled  to  under  the  law. 

So  there  is  a  group,  there  is  an  activist  group  that  wants  to  rede- 
fine marriage.  Some  of  us  want  to  protect  marriage,  defend  mar- 
riage. That  is  the  purpose  for  this. 

I  will  mention  one  other  thing  as  far  as  timing  is  concerned  be- 
cause this  came  out  in  the  New  York  Times  recently,  on  March  25. 
It  talked  about  same-sex  couples  being  recognized  for  marriage — 
the  headline  reads:  "Virtual  marriages  for  same-sex  couples  in  San 
Francisco."  I  guess  there  were  nearly  200  couples  at  a  domestic 
partnership  ceremony.  Well,  I  hope  that  we  don't  have  a  decision 
in  Hawaii  this  fall  that  requires  other  States  to  recognize  same-sex 
marriages.  That  decision  is  going  forward.  I  think  it  is  important 
for  us  to  move.  We  have  the  constitutional  right.  We  have  the  sup- 
port of  the  President.  You  have  the  right  to  try  to  add  an  amend- 
ment if  you  wish.  That  would  be  a  killer  amendment.  That  is  your 
right  to  do  that,  certainly,  and  you  can  try  to  do  it,  and  we  will 
have  to  find  out  where  the  votes  are.  But  I  think  it  is  important 
to  move  forward  with  this  legislation. 

I  didn't  instigate  the  Hawaii  decision.  I  didn't  file  the  petition  be- 
fore the  court  in  Hawaii.  I  wasn't  the  President's  liaison  to  the  ho- 
mosexual activists  that  is  talking  about  gay  marriages—or  same- 
sex  marriages.  So  the  timing  of  this  was  really  brought  about  by 


10 

the  Hawaiian  decision  and  by  several  activists  that  want  to  have 
same-sex  marriages  recognized  throughout  the  country. 

The  Chairman.  Well,  any  other  questions? 

Senator  Kennedy.  Yes,  just  a  final  comment,  and  I  will  take  just 
30  seconds.  As  I  understand  the  timing,  so  we  all  understand  it, 
in  May  of  1993  the  Hawaii  Supreme  Court  ruled  the  denial  of  civil 
marriage  licenses  to  same-sex  couples  presumptively  violates  State 
constitutional  guarantees  of  equal  protection.  The  court  did  not 
change  the  law  or  the  licenses,  but  instead  returned  the  case  to  the 
lower  court  to  give  State  attorneys  an  opportunity  either  to  show 
a  compelling  interest  or  to  stop  discriminating. 

The  trial  court  is  now  scheduled  for  September  1996.  Following 
a  trial  of  a  few  weeks,  there  will  be  further  briefings,  motions,  and 
then  the  court  will  issue  a  ruling,  probably  the  end  of  1996.  The 
lower  court  decision  will  then  be  appealed  to  the  State  Supreme 
Court.  Briefing  will  begin  all  over  again.  Oral  arguments  will  prob- 
ably be  scheduled  for  the  fall  of  1997  with  a  final  decision  expected 
in  the  spring  of  1998,  2  years  from  now. 

Now,  if  you  have  a  different  timing,  I  would  hope  you  would  put 
it  in  the  record. 

Senator  Nickles.  Well,  I  think  that 

Senator  Kennedy.  Here  we  are  4  months  before  the  Presidential 
election,  and  there  isn't  a  person  in  this  country  that  doesn't  under- 
stand the  difficulties  that  this  Nation  has  had  in  terms  of  any 
forms  of  tolerance  and  bigotry  and  discrimination,  and  I  do  not  be- 
lieve that  the  timing  in  bringing  this  up  at  this  particular  time 
serves  the  interests  of  better  debate  and  discussion  on  the  major 
issues  of  the  country. 

The  Chairman.  Senator  Simon? 

STATEMENT  OF  HON.  PAUL  SIMON,  A  U.S.  SENATOR  FROM  THE 

STATE  OF  n^LINOIS 

Senator  SiMON.  Yes,  just  a  few  observations. 

Number  one,  we  are  not  dealing  with  an  immediate  problem. 
Senator  Kennedy  has  just  pointed  out  what  the  situation  is 

Senator  Nickles.  Could  I  interject  something  on  timing?  Because 
it  was  Senator  Kennedy's  last  comment.  I  want  to  say  I  agreed 
with  all  the  timing  schedule  history,  1993  through  September.  But 
in  September  there  is  going  to  be  a  court  decision  on  this  matter. 
If  that  court  decides  to  legalize  same-sex  marriages,  the  other 
States  may  be  obligated  to  do  the  same.  Now,  it  may  be  contested 
and  tied  up  in  court  for  a  year  or  more,  but  you  may  well  have 
States  and  the  Federal  Government  being  coerced  or  forced  by 
court  decision  to  recognize  same-sex  marriages.  This  is  because 
they  have  the  practice  of  recognizing  State  marriage  law.  A  State 
court  decision  in  this  matter  will,  at  best,  create  ambiguity,  but  its 
effect  could  be  immediate. 

Senator  Simon.  I  want  to  add  2  minutes  on  to  my  time  there 
since  you  were  responding  to  Senator  Kennedys  question. 

The  Chairman.  Yes,  start  it  over  again. 

Senator  Simon.  I  think  the  reality  is 

The  Chairman.  And  let's  get  through  it. 

Senator  Simon  [continuing].  There  is  not  an  immediate  problem. 
Just  assuming  even  the  schedule  that  Senator  Kennedy  mentioned 


11 

is  followed,  there  are  going  to  be  appeals.  This  thing  is  going  to 
drag  out  for  a  long  time.  Not  a  single  State  legislative  body  has 
passed  any  legislation  along  this  line. 

I  do  believe  also  that  Senator  Kennedy  is  correct  when  he  calls 
this  legislation  divisive.  I  don't  question  motives  of  people,  but  I 
don't  think  there  is  any  question  we  have  a  problem  in  our  society 
today.  Senator  Hatch,  to  his  credit,  has  sponsored,  became  the  chief 
sponsor  of  extending  the  hate  crimes  statistics  measure,  which  I  in- 
troduced some  years  ago.  The  hate  crime  statistics  that  have  been 
collected  so  far  by  the  FBI  show  that  numerically  the  single  great- 
est violence  against  any  group  because  of  being  a  group  is  against 
African  Americans.  But  numerically  the  greatest  crimes  proportion- 
ately are  against  people  who  are  gay. 

We  have  a  problem.  And  does  this  legislation  help  us  to  bring 
this  Nation  together  and  understand  problems?  Or  does  it  divide 
us?  And  I  have  to  come  to  the  conclusion  I  think  it  divides  us. 

When  you  say  you  have  the  Attorney  General's  opinion — and  I 
am  digressing  for  a  moment  here,  but  I  have  come  to  the  conclu- 
sion— -I  am  not  going  to  have  a  voice  in  this  because  I  will  be  leav- 
ing the  Senate.  I  have  come  to  the  conclusion  that  we  ought  to  ap- 
point Attorneys  Greneral  after  a  screening  process  for  a  period  of  10 
years,  with  careful  bipartisan  support,  because  you  have  police 
powers  there,  FBI,  and  other  things,  but  also  so  that  when  we  get 
an  Attorney  General's  opinion  it  is,  frankly,  not  a  political  opinion. 
It  is  very  hard  for  me  to  read  the  Constitution  when  it  says  "full 
faith  and  credit  shall  be  given  in  each  State  to  the  public  acts, 
records,  and  judicial  proceedings  of  every  other  State" — that  is  very 
clear,  powerful  language. 

And  then,  finally,  I  would  say  to  my  friends  in  the  gay  commu- 
nity, we  do  use  the  English  language,  and  the  word  "marriage" 
does,  for  the  huge  bulk  of  the  population,  mean  men  and  women 
marrjdng.  I  think  that  some  other  name  or  phrase  or  word  is  need- 
ed. But  we  also  have  to  be — and  I  know  my  friend  from  Oklahoma 
well  enough  to  know  that  I  believe  he  would  not  want  to  see  people 
hurt  who  were  born  differently  than  you  and  I,  who  have  a  dif- 
ferent genetic  framework — when  I  was  a  boy,  my  father  didn't  say 
to  me,  Paul,  you  have  to  be  interested  in  girls.  He  had  to  give  me 
other  kinds  of  warnings.  But  everyone  was  not  bom  as  I  was  born. 
Our  genetic  framework  sometimes  is  different.  And  when  people 
are  partners,  same-sex  partners,  and  one  of  them  is  dying  and  the 
other  one  wants  to  visit  that  person  in  the  hospital,  I  think  we 
ought  to  be  able  to  let  that  person  be  visited  in  the  hospital.  And 
then  you  get  other,  very  practical  questions  that  we  have  to  face. 

And  so  I  think  we  have  to  approach  this  in  a  way  that  doesn't 
divide,  that  doesn't  add  more  hate  to  a  society  that  already  has  too 
much.  Even  with  the  antidiscriminative  bill — assuming  that  Sen- 
ator Kennedys  amendment  is  adopted — and  I  am  a  cosponsor  of 
that  legislation — even  if  that  is  adopted,  I  think  this  moves  us  in 
the  wrong  direction.  And  I  recognize  the  President  said  he  is  going 
to  sign  it.  I  think  this  is  not  moving  America  where  we  ought  to 
move.  We  ought  to  be  reaching  out.  We  ought  to  be  understanding, 
including  understanding  people  whose  life  styles  are  different  than 
ours. 

Thank  you,  Mr,  Chairman. 


12 

The  Chairman.  Senator  Feinstein? 

STATEMENT  OF  HON.  DIANNE  FEINSTEIN,  A  U.S.  SENATOR 
FROM  THE  STATE  OF  CALIFORNIA 

Senator  Feinstein.  Mr.  Chairman,  I  came  here  with  an  open 
mind  to  Usten,  and  I  must  say  I  am  hearing  a  number  of  different 
things. 

First  of  all,  I  really  have  to  question,  along  the  lines  Senator 
Kennedy  just  mentioned,  why  this  is  necessary.  Fifteen  States,  to 
the  best  of  my  knowledge,  have  passed  legislation  that  prohibits 
the  recognition  of  out-of-State  same-sex  marriages  and/or  limits 
marriages  to  unions  between  men  and  women.  These  States  in- 
clude Maska,  Arizona,  Georgia,  Idaho,  Illinois,  Kansas,  Oklahoma, 
South  Carolina,  South  Dakota,  Tennessee,  and  Utah.  California 
law  currently  contains  the  equivalent  of  section  3  of  DOMA,  which 
limits  marriages  to  unions  between  men  and  women. 

I  have  heard  so  much  about  returning  power  to  the  States  and 
returning  power  to  local  government — and  marriage  is  very  clearly 
an  area  which  has  been  left  to  the  States — that  it  is  hard  for  me 
to  understand  why  this  is  being  done  now.  I  think  it  is  something 
that  the  States  can  settle. 

This  morning  I  went  to  my  fax,  and  my  daughter  had  a  little  fax 
for  me.  I  want  to  read  it  because  it  is  kind  of  interesting.  They  call 
me  "Ga-Ga." 

Dear  Ga-Ga:  And,  furthermore,  if  you  are  going  to  make  marriage  a  Federal  issue, 
what  about  looking  at  those  States  that  allow  14-year-olds  to  marrv  versus  States 
in  which  sex  with  a  14-year-old  is  a  felony?  Where  would  you  stop?  Should  you  pro- 
hibit the  19-year-old  man  from  marrying  the  75-year-old  woman?  Why  not?  They 
£U*e  not  marrying  for  purposes  of  child-rearing.  Doesn't  the  Federal  Government 
have  better  things  to  do  than  attempt  to  regulate  quasi-moral  issues  like  marriage, 
when  we  have  a  horrible  health  care  system,  overcrowded  jails  and  prisons,  a  lack 
of  mental  health  services,  and  a  decaying  infrastructure?  Let's  be  clear  on  our  prior- 
ities here.  Your  loving  daughter,  Katherine. 

[Laughter.] 

I  think  she's  got  a  point.  And,  you  know,  I  have  some  gang  legis- 
lation that  I  would  sure  like  to  get  through  this  committee,  some 
methamphetamine  legislation  I  would  sure  like  to  get  out.  It  is  a 
real  crisis.  Senator  Kyi  and  I  just  testified  before  Mr.  Hyde  in  the 
House  committee  on  our  crimes  victims  constitutional  rights 
amendment  which  we  would  like  to  move.  And  here  we  are. 

I  must  say.  Senator  Nickles,  Senator  Kennedy  asked  you  the 
question  on  employment,  and  you  brought  up  the  Boy  Scouts.  Pro- 
hibition against  discrimination  in  employment  on  the  basis  of  sex- 
ual orientation  isn't  really  dealing  with  the  Boy  Scouts.  It  is  deal- 
ing with  an  everyday  ability  to  make  a  living.  The  same  thing  with 
housing.  People  are  denied  housing. 

Let  me  ask  you  this  question:  Would  you  oppose  legislation  to 
provide  an  antidiscrimination  provision  on  the  basis  of  sexual  ori- 
entation on  housing? 

Senator  NiCKLES.  That  is  not  the  legislation  we  are  here  for.  I 
would  oppose  it  if— I  guess  I  would  have  to  rephrase  the  question, 
but  if  you  are  saying  if  a  person  had  10  apartment  complexes  and 
he  or  she  had  rented  those  out  to — I'm  going  to  say  traditional  fam- 
ilies, and  you  had  a  couple  of  vacancies  and  you  had  two  homo- 
sexual couples  come  in  with  T-shirts  that  said,  "I'm  gay  and  proud 


13 

of  it.  Let's  make  love,"  would  I  want  that  person  to  be  able  to  deny 
renting  those  two  units?  Yes,  I  think  they  should  have  the  right  to 
do  that  without  the  Federal  Government  saying,  "no,  if  you  don't, 
you  will  be  sued." 

Senator  Feinstein.  Well,  you  see,  I  guess  that  is  what  happens 
in  this.  I  have  heard  this  with  respect  to  race.  I  have  heard  these 
same  arguments.  People  have  a  right  to  rent  a  home.  They  have 
a  right  to  hold  a  job,  regardless  of  their  race,  creed,  color,  sex,  or 
sexual  orientation,  I  believe.  And  it  seems  to  me  that  that  is  some- 
thing that  we  ought  to  look  at  in  terms  of  providing  people,  across 
the  board,  with  the  basic  right  to  earn  a  living  and  to  have  a  roof 
over  their  head,  because  this  is  denied  to  people. 

I  have  a  hard  time,  if  15  States  have  passed  legislation  and  if 
family  codes  in  various  States  like  my  own  have  already  settled 
this  question,  I  have  a  hard  time  understanding  why  it  is  nec- 
essary, particularly  when  you  yourself  believe  States  should  have 
more  authority.  Why  are  we  taking  this— why  is  it  necessary  for  us 
to  do  this? 

Senator  NiCKLES.  Let  me  answer  that,  because  it  is  necessary.  If 
you  believe  in  States'  rights,  under  our  legislation  no  State  would 
be  compelled  to  recognize  or  not  recognize  same-sex  marriages.  But 
if  you  don't,  you  could  have  an  unelected  court  by  a  conceivable  3- 
to-2  decision  in  Hawaii  in  September  basically  require  or  coerce 
every  State  in  the  Nation  against  their  will  to  recognize  same-sex 
marriages. 

Now,  if  the  State  wants  to,  under  our  legislation  they  can.  We 
don't  make  any  decision  whatsoever.  And,  Senator  Simon,  I  need 
to  answer  your  comment,  because  you  quoted  the  Constitution.  But 
you  only  quoted  the  first  sentence  of  that.  If  you  look  at  article  IV, 
section  1,  you  read  the  first  part  correctly,  the  full  faith  and  credit 
section.  But  the  second  part  reads,  "Congress  may  by  general  laws 
prescribe  the  manner  in  which  such  acts,  records,  and  proceedings 
shall  be  proved,  and  the  effect  thereof"  That  was  put  in  for  a  pur- 
pose. 

And  so.  Senator  Feinstein,  I  am  a  very  strong — I  want  to  make 
sure.  Senator  Feinstein,  I  get  your  attention.  Senator  Feinstein?  I 
want  to  get  your  attention.  I  am  very  strong  advocate  and  sup- 
porter of  the  tenth  amendment  and  all  the  other  rights  and  powers 
that  are  reserved  to  the  States  and  to  the  people.  We  are  trying 
to  protect  States'  rights.  What  we  don't  want  to  have  is  an 
unelected  court  dictate  what  the  definition  of  marriage  is  nation- 
wide. The  States  should  have  that  right,  and  we  are  trying  to  pro- 
tect that  right.  And  by  passing  this  legislation,  the  States  will  not 
have  to  recognize  same-sex  marriages  unless  they  choose  to.  But 
they  still  have  the  right  to  choose  to.  That  would  be  the  State  op- 
tion. It  wouldn't  be  dictated  by  an  unelected  court. 

Senator  Feinstein.  Let  me  just  respond  to  what  a  constitutional 

lawyer  has  said  on  that  just  for  a  moment: 

As  a  matter  of  constitutional  law,  it  is  my  professional  opinion  that  it  would  not 
violate  the  ftill  faith  and  credit  clause  of  the  Constitution  for  a  second  State  to 
refuse  to  recognize  a  same-sex  marriage  legalized  in  Hawaii  when  the  second  State 
has  a  strong  public  pohcy  against  same-sex  marriage  and  when  the  same-sex  couple 
lives  in  or  has  some  other  significant  contact  with  the  second  State.  I  believe  that 
the  constitutional  history  and  case  precedents  overwhelmingly  confirm  that  the  sec- 


26-513    96-2 


14 

ond  State  constitutionally  covild  refuse  to  recognize  the  same-sex  marriage  if  it  chose 
to  do  so; 

or  it  could  recognize  the  same-sex  marriage  if  it  chose  to  do  so. 

So 

Senator  NiCKLES.  Well,  under  our  legislation- 


Senator  Feinstein  [continuing].  Why  is  it  necessary  for  us  to  do 
this? 

Senator  Nickles.  Well,  we  clarify  it  very  easily  in  our  legislation. 
We  basically  say  no  State  has  to  recognize  same-sex  marriage.  That 
is  the  essence  of  our  legislation.  If  you  believe  in  States'  rights,  you 
should  support  this  legislation  to  allow  the  States  to  make  that  de- 
cision, and  not  rely  on  Laurence  Tribe  or  anyone  else — even  though 
I  have  great  respect  for  the  professor  and  constitutional  scholar.  In- 
stead, I  rely  on,  one,  the  office  of  the  Attorney  Greneral  and  its 
opinion  on  the  legislation,  and  two,  on  the  Constitution  that  says 
let's  allow  the  States  to  be  able  to  make  that  decision  and  not  have 
it  dictated  to  them.  The  full  faith  and  credit  is  well  established  in 
the  Constitution,  and  States  do  recognize  other  States'  laws  in 
dealing  with  marriage.  So  if  one  State — or  in  this  case,  Hawaii — 
even  though  the  State  legislature  is  opposed  to  same-sex  marriage, 
the  court,  by  a  3-to-2  decision,  may  come  out  and  legalize  same-sex 
marriage,  we  do  not  think  that  other  States  should  have  to  recog- 
nize that  such  marriages.  That  is  the  purpose  of  this  legislation. 
That  is  the  timing  of  it,  too. 

Back  to  Senator  Kennedy's  questions,  the  court  is  going  to  be 
making  the  decision  in  September  of  this  year,  and  you  are  going 
to  have  a  lot  of  people,  advocates  and  others,  that  are  going  to  be 
saying,  wait  a  minute,  the  court  has  decided  this  in  Hawaii,  there- 
fore, other  States,  you  must  recognize  it.  Granted,  those  decisions 
will  be  appealed,  but  you  are  going  to  have  a  multitude  of  litigation 
in  all  50  States. 

Senator  Feinstein.  Let  me  just  respond 

The  Chairman.  Senator,  your  time  is  up. 

Senator  Feinstein  [continuing].  This  quote  was  not  Larry  Tribe. 
This  quote  was  from  somebody  who  is  going  to  testify  before  us 
today 

The  Chairman.  Well,  then,  let  them  testify. 

Senator  Feinstein  [continuing].  Lynn  Wardle,  professor  of  law  at 
Brigham  Young  University.  So  we  will  have  an  opportunity  to  ex- 
amine this  witness  and  to  discuss  this  further. 

I  thank  the  Chair. 

The  Chairman.  Senator  Feingold? 

STATEMENT  OF  HON.  RUSSELL  D.  FEINGOLD,  A  U.S.  SENATOR 
FROM  THE  STATE  OF  WISCONSIN 

Senator  Feingold.  Thank  you,  Mr.  Chairman.  I  have  to  leave  in 
a  couple  of  moments.  I  am  going  to  try  to  come  back.  But  I  am  just 
going  to  use  this  opportunity  to  sort  of  summarize  a  couple  of  the 
comments  that  have  been  made  by  Senator  Kennedy  and  Senator 
Feinstein. 

The  ultimate  question  in  a  situation  like  this  is:  Is  this  a  good 
bill?  And  I  have  some  serious  doubts  about  whether  or  not  it  is  a 
good  bill.  But  there  are  a  couple  of  preliminary  questions  that  just 
haven't  been  answered  to  my  satisfaction.  The  first  one  is:  Should 


15 

the  bill  be  here  at  all?  Should  this  be  handled  at  this  level  of  gov- 
ernment? 

I  go  to  every  county  in  my  State  every  year  to  hold  a  town  meet- 
ing, and  the  reaction  I  get  from  people  is — it  has  to  do  with  a  huge 
variety  of  issues,  but  there  is  an  overwhelming  feeling — ^that  I 
thought  this  Congress  was  all  about — that  we  shouldn't  use  the 
Federal  Government  as  a  hammer  on  people's  personal  lives  unless 
we  have  to.  And  it  just  strikes  me  that  of  all  the  priorities  we  have, 
the  notion  that  this  Congress  is  going  to  get  itself  involved  in  this 
situation,  obviously  very  prematurely,  is  very  unfortunate.  I  have 
watched  this  carefully  for  the  last  2  years,  issue  after  issue.  I 
thought  this  Congress  was  going  to  be  about  letting  the  States  and, 
where  possible,  individuals  make  their  own  determination,  to  get 
the  Federal  Government  off  of  people's  backs.  I  really  believe  in 
that  philosophy.  Even  though  some  people  think  Democrats  don't 
believe  in  it,  I  do. 

I  really  think  we  have  got  a  problem  with  the  Federal  Govern- 
ment that  sticks  itself  into  too  many  areas,  and  the  ultimate  area 
would  be  the  personal  one.  Sometimes  we  have  to,  but  this  issue 
seems  so  premature  from  the  point  of  view  of  both  the  law  and  the 
existence  of  a  problem. 

I  don't  have  my  constituents  begging  me  to  deal  with  this  issue. 
I  listen  to  two  or  three  thousand  people  a  year.  Maybe  they  will 
at  some  point. 

And  that  leads  to  the  second  question,  whether  it  should  be 
brought  up  now  in  the  context  of  this  Congress  as  Senator  Kennedy 
was  talking  about.  People  are  very  interested,  when  it  comes  to 
this  committee,  especially  in  issues  of  violent  crime.  They  are  inter- 
ested in  what  is  happening  with  drugs.  They  are  terrified  of  things 
happening  to  them  by  people  who  are  not  law-abiding.  However, 
this  bill  is  directed,  frankly,  at  people  who  are  law-abiding.  And 
this  just  isn't  a  priority  for  our  country — certainly  not  at  this  stage 
of  the  game,  as  Senator  Kennedy  has  said  so  well. 

The  reality  is — of  course,  the  majority  can  bring  up  any  bill  they 
want  at  any  time.  However,  the  reality  is  this  does  take  away  the 
ability  to  deal  with  those  other  issues  because  there  is  so  little  leg- 
islative time  remaining.  That  is  just  a  fact.  Things  that  we  could 
accomplish  together,  both  parties  together,  to  help  save  people's 
lives  are  being  lost  because  of  the  need  to  bring  this  issue  up  at 
this  time. 

That  really  troubles  me  because  I  enjoy  working  on  this  commit- 
tee a  great  deal.  I  think  it  is  an  excellent  committee.  And  we  have 
just  got  so  much  to  do.  This  just  doesn't  rank  up  there,  and  it 
should  be  deferred  to  a  later  time. 

I  will  have  some  questions  later,  I  hope,  if  I  get  back,  but  I  am 
very  troubled  by  the  notion  that  this  will  take  precedence  over 
things  that  we  are  trying  to  do  on  health  care  and  jobs  and  crime 
and  so  many  other  issues. 

The  Chairman.  Well,  let  me  say  this.  I  don't  mean  to  cut  you  off. 
Senator  Nickles,  but  one  of  the  witnesses  who  will  testify  will  talk 
about  the  breakdown  of  the  family  in  our  society.  I  happen  to  think 
it  is  a  very  priority  issue.  I  happen  to  think  that  anything  we  can 
do  to  talk  about  how  we  solve  these  breakdown  problems  and  how 
we  start  elevating  the  family  to  the  level  where  it  should  be,  how 


16 

we  get  husbands  to  live  up  to  their  obligations,  how  we  stop  the 
high  divorce  rate,  how  we  resolve  these  problems  that  are  social 
problems  that  are  wrecking  our  country,  these  are  all  pretty  impor- 
tant. I  don't  consider  protecting  traditional  marriage  and  family 
values  to  be  divisive. 

Now,  I  agree  that  this  is  not  part  of  Senator  Kennedy's  agenda; 
this  bill  is  not  part  of  Senator  Kennedy's  agenda.  But  be  that  as 
it  may,  it  is  coming  up  in  the  House,  and  frankly,  this  is  an  appro- 
priate time  to  have  this  hearing.  It  is  an  important  hearing.  We 
have  important  witnesses  on  both  sides  of  this  issue,  as  we  always 
do,  I  think  in  fairness.  And  I  have  to  say  this:  I  don't  know  of  many 
issues  that  are  more  important.  But  I  do  kind  of  resent  anybody 
saying  that  this  committee  is  not  doing  its  job.  We  have  passed 
some  of  the  most  important  legislation  in  history  through  this  com- 
mittee and  through  the  floor.  We  have  worked  hard  on  the  judges. 
I  don't  think  anybody  can  deny  that.  Even  the  Washington  Post  ad- 
mits that. 

It  is  not  the  Republicans'  fault  that  judges  are  not  being  ap- 
proved on  the  floor.  Since  March  of  this  year,  I  have  tried  to  get 
people  through,  clearing  both  sides  of  the  floor,  and  just  2  weeks 
ago,  I  tried  to  put  through  nine  judges,  some  of  which  have  biparti- 
san support,  some  of  which  have  only  Democrat  support.  Demo- 
crats raised  objections  to  that.  It  is  not  hard  for  Republicans  to  say 
if  they  don't  want  their  judges,  why  in  the  heck  should  we? 

And,  frankly,  to  have  somebody  come  up  here  and  say  we  are  not 
doing  our  job  on  this  committee  I  think  is  a  little  offensive. 

Now,  this  is  an  important  bill.  It  is  worthy  of  consideration. 
These  issues  are  some  of  the  most  important  issues  in  our  society, 
regardless  of  which  side  you  come  down  on.  I  personally  don't  want 
discrimination  in  any  form  against  anvbody.  And  I  know  the  distin- 
guished Senator  from  Oklahoma  feels  very  much  the  same.  But 
there  are  some  values  that  deserve  consideration,  deserve  protec- 
tion, and  family  values,  in  my  opinion,  rank  at  the  highest  level. 

I  think  this  is  an  important  hearing,  regardless  of  what  anybody 
thinks.  And  as  far  as  I  am  concerned,  it  isn't  a  political  issue.  It 
is  a  very  important  moral  and  family  issue.  And  if  society  wants 
to  go  the  way  Senator  Kennedy  would  have  it  go,  I  guess  we  will 
have  to  live  with  that.  If  our  society  feels  as  others  feel,  like  Sen- 
ator Nickles  and  myself  and  others,  then  I  hope  the  other  side  will 
be  willing  to  at  least  give  some  recognition  to  that  point  of  view 
as  well. 

I  hope  we  are  not  intolerant  about  others'  points  of  view  just  be- 
cause they  differ  with  ours,  on  either  side,  and  I  sometimes  think 
there  is  a  great  deal  of  intolerance  from  those  who  are  always 
claiming  they  are  tolerant. 

Now,  Senator  Nickles,  we  appreciate  your  testifying 

Senator  Kennedy.  Well,  Mr.  Chairman,  since  I  have  been  re- 
ferred to- 


The  Chairman.  Well,  I  didn't  refer  to  you.  I  just 

Senator  Kennedy  [continuing].  Well,  you  said,  as  Senator  Ken- 
nedy wants  whatever  society  wants  to  go,  if  they — and  I  inter- 
preted that  as  not  to  be  a  favorable  comment.  [Laughter.] 

The  Chairman.  Well,  then,  I  will  give  you  some  time. 

Senator  Nickles.  That  scared  a  lot  of  people  in  Oklahoma. 


17 

Senator  Kennedy.  Well,  I  know.  We  are  used  to — well,  I  don't 
want  to  say  that.  [Laughter.] 

The  Chairman.  I  think  you  have  gone  deep  enough  here  today, 
Senator  Kennedy. 

Senator  Kennedy.  I  don't  have  to  go  back  and  defend  what  I 
have  said  earlier  about  the  respect  that  I  have  for  others  that  have 
differing  views  than  I  have  on  this  extremely  important  issue.  But 
I  would  hope,  as  you  have  just  stated,  that  we  are  going  to  hear 
from  these  other  witnesses  about  what  the  real  threat  to  the  family 
is  and  why  this  legislation  is  going  to  solve  it.  I  dare  say  you  do 
have  the  problems  that  are  out  there  in  terms  of  families  staying 
together,  and  a  lot  of  the  fact  is  because  they  don't  have  a  decent 
payment  of  a  decent  minimum  wage  and  both  parents  working  and 
they  don't  have  time  with  their  kids.  It  is  because  they  fear  that 
they  don't  get  decent  kind  of  health  care,  because  they  are  scared 
they  are  living  in  communities  with  crimes  and  violence,  and  that 
they  are  troubled  by  the  fact  that  their  kids  go  to  schools  where 
there  is  too  much  violence. 

I  don't  vield  to  anyone  about  my  view  about  this  society,  and  I 
don't  yield  to  anyone  about  my  concern  about  the  family.  So  I  hope 
that  those  witnesses  are  going  to  come  up,  if  that  is  what  the  sec- 
ond panel  is  going  to  tell  us,  is  going  to  tell  us  about  how  this  legis- 
lation threatens  American  family  life.  I  think  it  is  important  that 
we  do  focus  on  the  questions  of  families  and  what  the  impacts  are 
in  terms  of  everyday  life  and  the  problems  that  they  are  facing  also 
in  terms  of  discrimination  that  is  out  there.  But  I  am  not  going  to 
let  a  comment  go  by  and  let  someone  suggest  that  they  are  nec- 
essarily more  family  oriented  than  other  members  of  the  commit- 
tee. 

The  Chairman.  I  don't  think  anybody  doubts  your  loyalty  to  your 
family.  But  I  am  saying  this,  that  there  is  a  lot  of  BS  around  here 
about  what  is  good  and  what  isn't  good  for  families.  I  happen  to 
think  that  morality  happens  to  be  good  for  families,  as  the  father 
of  6  children,  and  now  expecting  17  grandchildren.  We  have  15 
now;  2  more  are  on  the  way.  At  least,  that  is  all  I  know  about  who 
are  on  the  way.  [Laughter.] 

So  let's  get  with  it,  and  let's  recognize  this  as  an  important  piece 
of  constitutional  legislation.  There  may  be  differing  points  of  view, 
but  it  is  important.  And  we  are  going  to  have  good  witnesses  on 
both  sides  of  this  issue,  and  we  are  going  to  conduct  this  hearing 
fairly. 

So,  with  that.  Senator  Nickles,  thank  you  for  coming. 

Senator  Kennedy.  I  want  to  thank  Senator  Nickles.  We  have  a 
difference,  but  we  are  always  glad  to  hear  from  you,  both  in  the 
committee  and  on  the  floor.  Seriously,  there  is  no  disrespect  in- 
tended, but  these  are  views  that  ought  to  be  exchanged.  I  thank 
you  very  much  for  coming. 

Senator  Nickles.  Thank  you. 

The  Chairman.  Thank  you,  Senator  Nickles. 

[The  prepared  statement  of  Senator  Nickles  follows:] 

Prepared  Statement  of  Senator  Don  Nickles,  a  U.S.  Senator  From  the  State 

OF  Oklahoma 

Mr.  Chairman  and  Members  of  the  Committee:  The  Defense  of  Marriage  Act, 
which  I  am  pleased  to  have  introduced,  is  a  simple  measure,  limited  in  scope  and 


18 

based  on  common  sense.  It  shares  broad  bipartisan  support,  including  the  Presi- 
dent's. 

The  bill  does  but  two  things:  First,  the  bill  restates  the  cvurent  and  long-estab- 
lished understanding  that  "marriage"  means  "a  legal  union  between  one  man  and 
one  woman  as  husband  and  wife."  The  act  also  defines  "spouse"  as  "a  person  of  the 
opposite  sex  who  is  a  husband  or  a  wife."  These  definitions  apply  only  to  Federal 
law. 

Second,  the  bill  says  that  no  State  shaill  be  required  to  give  effect  to  a  second 
State's  acts,  records,  or  judgments  "respecting  a  relationship  between  persons  of  the 
same  sex  that  is  treated  as  a  marriage  under  the  laws"  of  that  second  State. 

There  is  nothing  earth-shattering  here.  No  breaking  of  new  ground.  No  setting  of 
new  precedents.  Indeed,  these  provisions  simply  reaffirm  what  is  already  known, 
what  is  already  in  place. 

The  definitions  of  S.  1740  are  based  on  common  understandings  rooted  in  owr  na- 
tion's history,  our  statutes,  and  our  case  law.  They  merely  reaffirm  what  Americans 
have  meant  for  200  years  when  using  the  words  marriage"  and  "spouse."  The  cur- 
rent United  States  Code  does  not  contain  a  definition  of  marriage,  presumably  be- 
cause most  Americans  know  what  it  means  and  never  imagined  challenges  such  as 
those  we  are  facing  today. 

As  mentioned  earlier,  the  Act's  definitions  apply  to  Federal  law  only.  The  Act  does 
not  intrude  on  the  ability  of  the  States  to  define  marriage  as  they  choose.  To  the 
contrary,  this  bill  protects  the  right  of  States  to  define  marriage  for  themselves. 
This  way,  each  State  will  be  able  to  decide  for  itself  the  type  of  marriage  it  will 
sanction. 

The  Defense  of  Marriage  Act  invokes  Congress'  constitutional  authority,  under  Ar- 
ticle rV,  section  1,  to  "prescribe"  "the  effecr  that  shall  be  given  to  the  public  acts, 
records,  and  judicial  proceedings  of  the  various  states  with  regeird  to  the  Full  Faith 
and  Credit  Clause. 

As  the  Committee  knows,  in  May  of  1993  the  Hawaii  Supreme  Court  rendered 
a  preliminary  ruling  in  favor  of  three  same-sex  couples  who  applied  for  marriage 
licenses.  "The  court  said  the  State's  marriage  law  discriminated  against  the  plaintiffs 
in  violation  of  the  equal-rights  provision  of  the  State  Constitution.  The  case  was  re- 
manded to  the  lower  courts  for  a  trial,  to  see  if  the  State  could  show  a  "compelling 
state  interest"  to  justify  the  marriage  law.  That  trial  is  expected  to  start  in  the  fall 

It  has  become  clear  that  advocates  of  same-sex  unions  intend  to  win  the  lawsuit 
in  Hawaii  and  then  invoke  the  Full  Faith  and  Credit  Clause  to  force  the  other  49 
states  to  accept  same-sex  unions. 

Many  States  are  justifiably  concerned  that  Hawaii's  reco^tion  of  same-sex 
unions  will  compromise  their  own  laws  prohibiting  such  marriages.  Legislators  in 
over  30  States  have  introduced  bills  to  deny  recognition  to  same-sex  unions.  Four- 
teen States  already  have  approved  such  laws,  and  many  other  states  are  now  grap- 
pling with  the  issue — including  Hawaii,  where  legislative  leaders  are  fighting  to 
block  their  own  courts  from  sanctioning  such  marriages.  This  bill  would  address  this 
issue  head-on,  and  it  would  allow  each  State  to  make  the  final  determination  for 
itself 

It  seems  to  me,  that  the  strategy  of  those  advocating  same-sex  unions  is  pro- 
foundly undemocratic.  I  cannot  envision  a  more  appropriate  time  for  invoking  our 
constitutional  authority  to  define  the  nature  of  the  States'  obligations  to  one  an- 
other. As  State  Representative  Terrance  Tom  from  Hawaii  testified  before  a  House 
Subcommittee: 

If  inaction  by  the  Congress  runs  the  risk  that  a  single  judge  in  Hawaii 
may  re-define  the  scope  of  legislation  throughout  the  other  forty-nine 
states,  [then]  failure  to  act  is  a  dereliction  of  the  responsibilities  [Congress 
was]  invested  with  by  the  voters. 

Another  reason  this  bill  is  needed  now  concerns  Federal  benefits.  The  Federal 
Grovemment  extends  benefits,  rights,  and  privileges  to  persons  who  are  married,  and 
generally  it  accepts  a  State's  definition  of  marriage.  This  bill  will  help  the  Federal 
Government  defend  the  traditional  and  common-sense  definitions  of  the  American 
people.  Otiherwise,  if  Hawaii  (or  another  State)  gives  new  meaning  to  the  words 
marriage"  and  "spouse,"  the  reverberations  may  be  felt  throughout  the  Federal 
code. 

The  provisions  of  Federal  law  do  not,  of  course,  regulate  only  the  activities  of  the 
Federal  Government.  Federal  law  also  regulates  private  persons.  Consider  the  im- 
plication of  the  Family  and  Medical  Leave  Act  of  1993. 

Shortly  before  passage  of  that  Act  in  the  Senate,  I  attached  an  amendment  that 
defined  '^spouse"  as  "a  husband  or  wife,  as  the  case  may  be."  When  the  Secretary 
of  Labor  published  his  proposed  regulations,  a  considerable  number  of  comments 


19 

were  received  urging  that  the  definition  of  "spouse"  be  broadened  to  include  domes- 
tic partners  in  committed  relationships,  including  same-sex  relationships.  Ho\yever, 
when  the  Secretary  issued  the  final  rules  he  stated  that  the  statutory  definition  of 
"spouse"  and  the  legislative  history  of  the  Act  precluded  such  a  broadening  of  the 
definition.  That  small  amendment,  which  was  unanimously  adopted,  spared  a  great 
deal  of  costly  and  unnecessary  Utigation— and  it  spared  Congress  the  shock  it  would 
have  received  from  the  American  people  if  we  had  allowed  the  word  "spouse"  to 
mean  something  it  had  never  meant  before. 

As  the  Committee  knows,  the  White  House  has  said  that  the  President  will  sign 
the  bill  if  "presented  to  him  as  currently  written."  The  Committee  also  knows  that 
the  U.S.  Department  of  Justice  has  said  that  it  expects  the  bill  will  "be  sustained 
as  constitutional  if  challenged  in  court." 

I  urge  the  Committee  to  report  the  bill  favorably  so  that  the  bill  can  be  considered 
soon  on  the  Senate  floor. 

Thank  you. 

The  Chairman.  We  are  going  to  call  at  this  time  Gary  Bauer, 
who  is  president  of  the  Family  Research  Council;  David  Zwiebel, 
who  is  general  counsel  for  Agudath  Israel  of  America,  a  national 
Orthodox  Jewish  movement;  Prof.  Lynn  Wardle,  a  BYU  law  profes- 
sor with  extensive  knowledge  in  family  law  and  conflict  law;  Mitzi 
Henderson,  president  of  Parents,  Families  and  Friends  of  Lesbians 
and  Gays;  and  Prof.  Cass  Sunstein,  the  Llewellyn  Professor  of  Ju- 
risprudence at  the  Chicago  School  of  Law. 

We  welcome  all  of  you.  We  are  happy  to  have  you  here.  We  look 
forward  to  hearing  your  testimony.  Gary  Bauer,  we  will  start  with 
you  first. 

PANEL  CONSISTING  OF  GARY  L.  BAUER,  PRESIDENT,  FAMILY 
RESEARCH  COUNCIL,  WASHINGTON,  DC;  LYNN  D.  WARDLE, 
PROFESSOR  OF  LAW,  BRIGHAM  YOUNG  UNIVERSITY,  PROVO, 
UT;  CASS  R.  SUNSTEIN,  KARL  N.  LLEWELLYN  PROFESSOR  OF 
JURISPRUDENCE,  UNIVERSITY  OF  CHICAGO,  CHICAGO,  IL; 
MITZI  HENDERSON,  NATIONAL  PRESIDENT,  PARENTS,  FAMI- 
LIES AND  FRIENDS  OF  LESBIANS  AND  GAYS,  MENLO  PARK, 
CA;  AND  DAVID  ZWIEBEL,  GENERAL  COUNSEL  AND  DIREC- 
TOR OF  GOVERNMENT  AFFAIRS,  AGUDATH  ISRAEL  OF 
AMERICA,  NEW  YORK,  NY 

STATEMENT  OF  GARY  L.  BAUER 

Mr.  Bauer.  Thank  you.  Mr.  Chairman,  it  is  a  real  pleasure  to 
be  here  this  morning  before  this  committee 

The  Chairman.  If  I  could  wait  just  a  second,  let's  go  with  you 
first,  Gary,  and  then  we  will  go  across  the  board.  And  the  reason 
I  am  starting  with  you  first  is  because  of  your  Family  Research 
Council  and  some  of  the  questions  that  have  been  raised.  Maybe 
you  can  answer  them. 

Mr.  Bauer.  OK.  Mr.  Chairman,  it  is  a  pleasure  to  be  here  this 
morning  with  the  committee  and  to  discuss  this  profound  issue.  I 
have  to  admit  to  you,  however,  that  I  feel  some  mixed  emotions. 
As  good  as  it  is  to  be  here  and  to  have  a  chance  to  interact  with 
some  old  friends  about  something  that  really  matters,  it  is  also  rel- 
atively depressing  that  in  1996  we  actually  have  to  have  a  hearing 
to  discuss  whether  or  not  it  is  a  good  or  bad  idea  for  marriage  to 
be  redefined  to  mean  that  a  man  could  marry  a  man  and  a  woman 
marry  a  woman. 

Mr.  Chairman,  we  have  had  about  30  years  now  of  a  sexual  revo- 
lution that  has  left  quite  a  bit  of  destruction  and  damage  in  its 


20 

wake,  and  almost  every  place  you  turn,  you  can  see  the  casualties 
of  that  sexual  revolution.  In  1996,  here  in  Washington,  DC,  75  per- 
cent of  all  the  children  born  will  be  bom  out  of  wedlock.  That  is 
an  incredible  figure,  but  it  is  not  unlike  the  figure 

The  Chairman.  What  was  that  figure?  I  missed  it. 

Mr.  Bauer.  Seventy-five  percent  of  all  the  children  born  in 
Washington,  DC,  this  year  will  be  born  out  of  wedlock. 

The  Chairman.  How  does  that  compare  to  the  national  average? 

Mr.  Bauer.  Nationally,  one  birth  out  of  three  is  out  of  wedlock, 
and  in  almost  all  the  major  cities,  the  figures  are  comparable  to  the 
figures  that  I  just  mentioned  to  you. 

The  Chairman.  I  don't  mean  to  interrupt  you. 

Mr.  Bauer.  That  is  OK. 

The  Chairman.  But  this  is  something  I  have  been  wondering 
about.  What  was  that  like,  say,  a  few  decades  ago?  Or  you  pick  the 
period. 

Mr.  Bauer.  This  is  really  the  amazing  thing.  I  think  there  is  a 
feeling  today  that  it  has  always  been  this  way.  You  only  have  to 
go  back  about  25  years  to  get  figures  that  are  extremely  low.  I 
think  in  Washington,  DC,  25  years  ago — I  don't  have  the  figures 
at  my  fingertips,  but  I  believe  it  was  more  like  8  or  9  percent  out 
of  wedlock. 

The  Chairman.  And  today  it  is  75  percent.  How  about  the  rest 
of  the  country  25  years  ago? 

Mr.  Bauer.  Likewise,  the  rest  of  the  country,  out-of-wedlock 
births  25  or  30  years  ago  were  an  exceptional  thing.  The  change 
in  the  last  30  years  has  been  unbelievable.  And  it  happened  almost 
in  slow  motion,  when  no  one  was  really  paying  much  attention.  But 
one  of  the  effects  of  it  is  that  Washington,  DC,  has  probably  guar- 
anteed, as  has  the  other  major  cities  in  the  United  States,  has 
probably  guaranteed  its  crime  rate  and  its  educational  failure  15, 
16  years  down  the  road,  because  we  are  going  to  have  hundreds  of 
thousands,  in  fact,  millions  of  young  bovs  raised  in  our  major  cities 
with  the  influence  of  no  adult  male  in  the  house.  And  we  now  know 
after  study,  one  study  after  another,  what  the  effects  of  all  that 
are. 

Mr.  Chairman,  it  doesn't  stop,  obviously,  just  with  the  out-of- 
wedlock  birth  rate.  We  have  got  one  divorce  for  every  two  mar- 
riages. We  have  sexually  transmitted  diseases  now  spread  through- 
out the  country  that  would  have  been  unthinkable  25  or  30  years 
ago. 

One  of  the  most  depressing  things  you  can  do  is  go  into  a  sexu- 
ally transmitted  disease  clinic  in  any  city  in  America  and  see  11- 
and  12-  and  13-year-olds  sitting  in  that  clinic  with  diseases  that 
they  may  be  afflicted  with  for  the  rest  of  their  lives. 

Well,  you  would  think,  after  30  years  of  a  sexual  revolution  leav- 
ing this  kind  of  wreckage,  that  those  pushing  radical  social  change 
and  radical  sexual  change  would  be  inclined  to  say  let's  call  time 
out.  Maybe  there  is  only  a  couple  of  ways  to  get  things  right. 
Maybe  there  are  a  lot  of  ways  to  get  things  wrong.  Maybe  the  sex- 
ual revolution  is  doing  things  to  America  that  ought  to  give  us 
pause.  But  no  such  luck.  Those  groups  pushing  radical  social 
change  after  30  years  of  this  wreckage  and  this  disaster  are  now 
arguing  that  we  ought  to  take  the  basic  institution  of  marriage  and 


21 

redefine  it  to  be  the  union  of  a  man  with  another  man  or  a  woman 
with  another  woman.  It  is  hard  to  imagine  more  radical  change 
than  something  that  would  do  that. 

Now,  Mr.  Chairman,  with  your  permission,  I  would  like  to  sub- 
mit my  whole  statement  to  the  record. 

The  Chairman.  Without  objection,  we  will  put  all  full  statements 
in  the  record  as  though  fully  delivered. 

Mr.  Bauer.  But  let  me  just  make  a  couple  of  additional  points 
related  to  some  of  the  questions  that  were  asked  by  Senator  Ken- 
nedy and  others. 

We  are  being  asked  not  only  to  ignore  the  mounting  evidence 
that  the  mother-and-father  family  is  the  foundation  of  civilization, 
but  we  are  being  asked  to  weaken  marriage  further  by  redefining 
it.  We  are  being  asked  to  pretend  that  marriage  is  no  longer  about 
bringing  the  two  sexes  together  in  a  biological,  social,  economic, 
and  spiritual  union.  We  are  being  asked  to  restructure  our  entire 
sexual  morality  and  social  system  to  embrace  a  concept  that  has 
never,  Mr.  Chairman,  never  been  accepted  in  the  world  by  any 
major  culture.  We  are  being  asked  to  do  something  that  has  never 
been  done  before. 

I  see  my  time  is  running  out.  Let  me  just  make  two  more  points. 

No  one  is  denied  the  right  to  marry.  They  just  have  to  meet  the 
requirements  of  marriage.  The  two  sexes  must  be  present  for  a 
marriage  to  occur.  If  that  definition  is  radically  altered  based  on 
the  feelings  of  those  in  other  relationships,  then  there  is  absolutely 
no  logical  reason  why  we  should  not  recognize  under  the  law  three 
people  getting  married  or  any  other  type  of  unusual  or  bizarre  ar- 
rangement that  one  could  imagine. 

Finally — and  I  am  sorry  that  Senator  Kennedy  has  stepped  out; 
I  hope  he  will  return  to  continue  this  discussion.  But  I  would  par- 
ticularly say  to  Senator  Kennedy  that  we  are  here  today  because 
a  few  judges  in  Hawaii,  against  the  express  wishes  of  the  Hawaiian 
people,  are  contemplating  a  radical  social  change.  Ordinary  people 
did  not  pick  this  fight.  They  are  not  the  aggressors.  They  are  mere- 
ly defending  the  basic  morality  that  has  sustained  the  culture  for 
a  long,  long  time.  Yet  good  men  and  women  of  varying  beliefs  have 
been  subjected  to  a  barrage  of  name  calling  and  abuse  simply  for 
saying  that  marriage  ought  to  be  the  union  of  a  man  and  a  woman, 
and  that  the  laws  should  protect  this  vital  social  norm.  It  is  not 
hatred  to  prefer  normalcy.  It  is  not  bigotry  to  resist  radical  redefi- 
nition of  marriage. 

Mr.  Chairman,  along  with  you,  I  have  consistently  condemned 
gay-bashing  and  violence  against  homosexuals,  and  I  would  hope 
some  of  the  other  witnesses  at  the  table  would  also  condemn  radi- 
cal homosexual  groups  going  into  St.  Patrick's  Cathedral  and  dis- 
rupting worshiping  services.  This  sort  of  event  has  happened  all 
over  the  country. 

A  few  days  ago,  we  did  a  forum  on  Capitol  Hill  on  the  issue  of 
marriage.  It  was  an  open  discussion  by  men  and  women  of  good 
will.  There  were  a  lot  of  views  presented.  We  had  to  turn  off  our 
800  line  that  afternoon  because  of  the  hate-filled  and  abusive 
phone  calls  that  poured  into  our  offices  because  we  had  the  audac- 
ity to  say  that  marriage  ought  to  be  between  a  man  and  a  woman. 
Thank  you,  Mr.  Chairman. 


22 

[The  prepared  statement  of  Mr.  Bauer  follows:] 
Prepared  Statement  of  Gary  L.  Bauer,  President,  Family  Research  Council 

Ladies  and  Gentlemen,  thank  you  for  inviting  me  to  testify. 

As  the  head  of  an  organization  supported  by  300,000  families,  I  am  often  asked 
to  provide  information  on  various  issues  that  are  important  to  family  life,  from  tax 
credits  to  welfare  reform.  But  in  all  my  years  of  pro-family  work,  I  cannot  recall 
an  issue  that  was  so  central  to  the  very  idea  of  family. 

The  Defense  of  Marriage  Act  would  have  seemed  unnecessary  and  even  unthink- 
able just  a  few  years  ago,  even  though  marriage  has  been  under  siege  for  some  time. 
No-fault  divorce,  a  sex-saturated  culture,  and  growing  fiscal  and  social  pressures 
have  sundered  many  a  marriage  or,  in  some  cases,  discouraged  them  from  happen- 
ing, even  with  children  in  the  picture.  Many  Americans  are  wrestling  with  the  pain 
of  t)roken  families  and  are  trying  to  rebuild  their  lives. 

The  decline  of  marriage  has  spawned  America's  most  destructive  social  problems, 
as  fatherless  households  have  mviltiplied.  You  probably  have  heard  the  litany  by 
now,  but  let  me  take  a  moment  to  mention  some  of  the  devastation  caused  by  a  lack 
of  support  for  marriage:  out-of-wedlock  pregnancies,  sexually-transmitted  diseases, 
alcohol  and  drug  abuse,  educational  failure,  community  decline,  and  last  but  not 
least,  a  frightening  epidemic  of  crime  that  has  changed  the  way  we  live. 

A  visitor  from  another  land  might  well  observe  that  we  seem  caught  in  a  quicken- 
ing downward  spiral.  As  marriages  fail,  the  pain  spreads  out  through  the  next  gen- 
eration to  the  ones  that  follow. 

The  solution  seems  self-evident:  If  the  collapse  of  marriage  is  the  problem,  why 
don't  we  move  to  strengthen  this  irreplaceable  institution?  Well,  we  could  and 
shovdd.  Yet  we  are  being  asked  by  some  groups  with  a  radical  agenda  to  do  precisely 
the  opposite. 

We  are  being  asked  not  only  to  ignore  the  mounting  evidence  that  the  mother- 
and-father  family  is  the  foundation  of  civilization,  but  to  weaken  marriage  further 
by  redefining  it.  We  are  being  asked  to  pretend  that  marriage  is  no  longer  about 
bringing  the  two  sexes  together  in  a  biological,  social,  economic,  legal  and  spiritual 
union.  We  are  being  asked  to  restructure  our  entire  sexual  morality  and  social  sys- 
tem to  embrace  a  concept  that  has  never  been  accepted  anywhere  in  the  world  by 
any  major  culture.  We  are  being  asked  to  pretend  that  somehow  two  men  could  re- 
place a  mother  in  a  child's  life  or  that  two  women  could  take  the  place  of  a  father 
and  that  it  won't  make  any  difference  to  children. 

Often  I  am  asked,  what  does  it  matter  if  two  men  or  two  women  down  the  street 
want  to  call  what  they  have  "marriage?"  Why  does  that  hurt  you  or  your  marriage? 
Well  it  doesn't— unless  they  bring  the  law  into  it.  Then  the  fiction  is  imposed  on 
everyone  and  the  counterfeit  will  do  great  harm  to  the  special  status  that  the  genu- 
ine institution  has  earned.  There  are  many  relationships  in  which  love  is  involved. 
But  marriage  is  a  unique  bonding  of  the  two  sexes,  with  the  probable  expectation 
of  procreation  of  children.  It  is  the  core  of  civilization  and  is  universally  honored. 

Marriage  is  more  than  a  union  of  two  people  who  have  strong  feelings  for  one  an- 
other. Marriage  establishes  bloodlines,  kinship,  the  passage  of  family  traditions  and 
values  through  the  generations,  the  passing  on  of  family  names  and  property  and 
it  is  the  most  important  source  of  social  stability.  If  we  all  existed  for  only  one  gen- 
eration, we  would  not  have  as  strong  a  case  for  creating  legal  and  cultural  safe- 
guards for  marriage.  But  the  protection  of  marriage  is  not  only  about  social  har- 
mony. It  is  about  creating  a  future  for  our  children. 

Nobody  is  denied  the  '^right"  to  marry.  They  just  have  to  meet  the  requirements. 
The  two  sexes  must  be  present  for  it  to  be  marriage.  If  that  definition  is  radically 
altered  based  on  the  "feelings"  of  those  in  other  relationships,  then  there  is  no  log- 
ical reason  for  not  letting  several  people  marry,  or  for  gutting  other  marital  require- 
ments, such  as  minimum  age,  blood  relative  status  or  even  the  limitation  of  the  re- 
lationship to  human  beings. 

Marriage  is  blessed  by  all  major  religions  as  the  union  of  a  man  and  a  woman, 
so  creating  a  counterfeit  would  be  a  slap  in  the  face  to  millions  of  Americans.  As 
George  Washington  observed,  government  is  not  eloquence  or  suggestion;  govern- 
ment is  force.  If  the  government  imposes  a  definition  of  marriage  on  all  citizens  that 
runs  directly  counter  to  the  teachings  of  the  great  religions,  it  forces  millions  outside 

the  civil  law.  ,    ,.  ^  i 

The  state  would  be  teUing  many,  many  people  that  their  behefs  are  no  longer 
valid,  and  would  turn  the  civil  rights  laws  into  a  battering  ram  against  them: 

•  Businessmen  and  women  would  be  prosecuted  if  they  failed  to  offer  spousal 
health  benefits  to  homosexual  "spouses." 


23 

•  Children  would  necessarily  be  taught  in  schools  that  homosexual  relations  rep- 
resent the  moral  equivalent  of  marital  love. 

•  Same-sex  "marriage"  would  give  a  mighty  tool  to  those  pushing  for  adoption  of 
children  in  homosexual  households. 

•  Private  organizations  Uke  the  Boy  Scouts  of  America  would  come  under  in- 
creased pressure  to  abandon  their  moral  standards 

We  are  here  today  because  a  few  judges  in  Hawaii,  against  the  expressed  wishes 
of  the  Hawaiian  people,  are  poised  to  strike  down  Hawaii's  marriage  law  and  legal- 
ize homosexual  'Carriages."  Under  the  Full  Faith  and  Credit  Clause  of  the  U.S. 
Constitution,  it  is  likely  that  homosexuals  from  other  states  would  fly  to  Hawaii, 
get  a  marriage  license  and  then  come  home,  demanding  the  exact  same  status  as 
married  couples  in  other  states.  This  would  create  legal  havoc  and  opportunities  for 
further  judicial  mischief 

The  Defense  of  Marriage  Act  merely  puts  the  federal  government  on  record  as  de- 
fining marriage  as  the  union  of  a  man  and  a  woman  as  husband  and  wife,  and  it 
asserts  Congress'  constitutional  prerogative  of  interpreting  the  Full  Faith  and  Cred- 
it Clause  so  that  the  other  49  states  will  not  be  forced  to  submit  to  a  handful  of 
judges  in  Hawaii. 

On  May  20,  in  Romer  v.  Evans,  the  U.S.  Supreme  Court  showed  how  little  regard 
some  powerful  jiuists  have  for  tiie  right  of  people  to  govern  themselves  in  a  demo- 
cratic repubhc.  Congress  needs  to  act  now  to  reassert  the  legislative  branch's  con- 
stitutional role  as  the  voice  of  the  people  and  the  maker  of  the  laws.  It  needs  to 
send  a  message  to  the  Supreme  Court  and  other  courts  that  they  cannot  be  per- 
mitted to  exchange  morality  for  immorality  in  the  nation's  laws. 

In  his  powerfiS  and  eloquent  dissent,  Justice  Scalia  warned  that  we  are  at  a 
crossroads  in  which  the  very  idea  of  a  self-governing  federal  system  is  hanging  in 
the  balance.  We  cannot  afford  to  let  judges  usurp  any  more  power  and  tyrannize 
an  already  besieged  moral  code.  The  Defense  of  Marriage  Act  is  a  powerful  antidote 
to  the  destructive  trend  that  has  gripped  this  country  at  the  hands  of  some  injudi- 
cious judges. 

Finally,  I  would  like  to  add  that  ordinary  people  did  not  pick  this  fight.  They  are 
not  the  aggressors.  They  are  merely  defending  the  basic  morality  that  has  sustained 
the  cultvu-e  for  everyone.  Yet  good  men  and  women  of  varying  beliefs  have  been  sub- 
jected to  a  barrage  of  name-calling  and  abuse  simply  for  saying  that  marriage  ought 
to  be  the  union  of  a  man  and  a  woman  and  that  the  law  should  protect  this  vital 
social  norm.  It  is  not  hatred  to  prefer  normalcy.  It  is  not  bigotry  to  resist  radical 
redefinition  of  marriage.  It  is  not  intolerance  to  believe  in  traditional  morality. 

The  Defense  of  Marriage  Act  is  a  matter  of  common  sense.  It  is  sorely  needed. 
I  doubt  that  in  all  you  do  here,  you  will  do  anything  more  important.  I  urp  you 
to  give  it  swift  approval  so  that  the  Congress  can  move  to  protect  our  society  s  irre- 
placeable institution. 

Thank  you  very  much. 

The  Chairman.  Thank  you,  Mr.  Bauer. 

We  will  go  to  you,  Mr.  Wardle,  and  then  to  you,  Cass,  and  then 
across  the  table. 

STATEMENT  OF  LYNN  D.  WARDLE 

Mr.  Wardle.  Thank  you.  Chairman  Hatch. 

Distinguished  members  of  this  committee,  I  am  honored  to  give 
this  testimony  this  morning  regarding  Senate  bill  1740.  I  am  going 
to  summarize  my  written  statement  to  just  a  few  of  the  points 
which  I  know  will  be  included  in  the  record  of  this  hearing.  I  want 
to  emphasize  that  the  opinions  I  express  are  my  own  professional 
views  and  not  those  of  any  institution  with  which  I  am  associated. 

The  primary  issue  facing  the  committee  today  is  whether  Con- 
gress has  the  authority  to  enact  S.  1740,  or  DOMA,  as  I  will  call 
it.  I  believe  that  it  does.  The  regulation  of  domestic  relations  has 
long  been  regarded  as  a  virtually  exclusive  province  of  the  States, 
yet  it  is  the  open  strategy  of  same-sex  marriage  advocates  who  use 
Federal  law,  the  Federal  full  faith  and  credit  provisions,  as  well  as 


24 

interpretations  of  Federal  statutes  to  force  the  States  to  recognize 
same-sex  marriage.  I  believe  that  there  is  a  serious  threat  to  the 
authority  of  each  State  to  regulate  family  relationships  and  to  our 
Federal  system.  It  is  a  very  serious  thing  to  propose  to  use  Federal 
authority  to  force  unwilling  States  to  recognize  same-sex  marriage 
or  to  impose  same-sex  marriage  on  Federal  law  without  the  ap- 
proval of  Congress.  I  believe  that  that  is  a  matter  that  merits  the 
attention  of  this  committee  and  of  the  Congress. 

This  is  not  a  speculative  concern.  Same-sex  marriage  advocates 
and  law  review  writers  have  been  urging  that  interpretation  of  the 
full  faith  and  credit  clause  as  well  as  of  Federal  law  very  vigor- 
ously. The  fact  that  15  States  have  now  enacted  legislation,  most 
of  them  this  year,  within  the  last  few  months,  declaring  that  they 
do  not  wish  to  recognize  and  will  not  recognize  same-sex  marriages 
is,  I  think,  some  indication  of  the  seriousness  and  immediacy  of  the 
concern. 

DOMA  has  two  operative  sections.  Section  2  provides  that  Fed- 
eral full  faith  and  credit  rules  neither  prohibit  nor  compel  any 
State  to  recognize  same-sex  marriages.  Section  2  doesn't  bar  any 
State  from  legalizing  same-sex  marriage,  nor  does  it  prevent  any 
State  from  recognizing  same-sex  marriages  created  in  another 
State.  It  simply  clarifies  that  the  Federal  rules  of  full  faith  and 
credit  may  not  be  used  to  force  any  State  to  recognize  same-sex 
marriages  legalized  in  some  other  State. 

Thus,  DOMA  is  a  neutrality  provision  because  it  neither  forbids 
nor  requires  any  State  to  recognize  full  faith  and  credit.  It  leaves 
the  matters  to  State  decision.  It  protects  the  authority  of  each 
State  to  decide  for  itself  whether  or  not  to  recognize  same-sex  mar- 
riage, thus  protecting  our  federalism. 

Section  3  prevents  the  back-door  importation  of  same-sex  mar- 
riage into  Federal  law  without  the  approval  of  Congress.  It  elimi- 
nates an  ambiguity  that  could  breed  costly  and  confusing  and  un- 
necessary litigation.  Section  3  provides  that  for  purposes  of  inter- 
preting Federal  law — and  I  emphasize  Federal  law  only — the  word 
"marriage"  means  only  a  legal  union  of  one  man  and  one  woman 
as  husband  and  wife.  That  definition  is  not  imposed  on  any  State. 
It  is  for  use  of  Federal  law  only.  And  I  think  it  accurately  reflects 
congressional  intent  for  when  Congress  has  enacted  legislation 
using  the  term  "marriage,"  as  it  has  literally  hundreds  of  times,  it 
has  never  intended  that  to  encompass  same-sex  unions. 

Both  sections  leave  undisturbed  the  authority  of  each  State  and 
Congress  to  regulate,  to  legalize,  or  recognize  same-sex  marriage  if 
they  deem  it  appropriate.  The  question  is  whether  Congress  has 
the  authority  to  enact  legislation  to  prevent  the  misuse  or  misinter- 
pretation of  Federal  law  to  force  same-sex  marriage  onto  States 
without  their  consent  or  upon  Federal  programs  without  the  ap- 
proval of  this  Congress.  I  believe  that  Congress  has  that  authority. 

Clearly,  Congress  has  the  constitutional  powers  to  enact  legisla- 
tion like  section  2  of  DOMA  defining  the  full  faith  and  credit  effect 
of  acts,  records,  and  judicial  proceedings  of  other  States — or  one 
State  in  other  States.  The  very  language  of  the  full  faith  and  credit 
clause  of  the  Constitution  explicitly  empowers  Congress  to  do  so, 
as  we  have  heard  this  morning.  Legal  scholars  have  long  argued 
that  Congress  can  and  should  exercise  that  power  to  legislate,  and 


25 

the  Supreme  Court  has  repeatedly  acknowledged  that  Congress  has 
the  authority  to  so  legislate. 

Of  course,  that  power  is  not  absolute  or  unlimited.  If  S.  1740 
were  to  discriminate,  deny  full  faith  and  credit  regarding  Catholics 
or  Jehovah's  Witnesses  or  blacks,  clearly  it  would  violate  the  four- 
teenth amendment  of  the  Constitution. 

Does  S.  1740  unconstitutionally  discriminate  on  the  basis  of  ho- 
mosexuality? Does  it  violate  Romer  v.  Evans?  I  think  not.  First,  it 
focuses  on  marriage  and  the  protection  of  the  definition  of  marriage 
by  the  States.  Marriage  is  a  classic  example  of  a  preferred  status. 
It  is  very  important  to  distinguish  between  three  categories  of 
law — prohibiting,  tolerating,  and  preferring.  While  Romer  deals 
with  prohibiting  or  tolerance,  this  statute  directs  with  a  matter  of 
preference.  You  don't  have  to  extend  preference  in  order  to  tolerate 
something. 

Second,  the  same  day  that  the  Supreme  Court  decided  Romer,  it 
also  decided  the  BMW  case  in  which  it  reiterated  the  importance 
of  the  principle  of  State  sovereignty  and  the  impermissibility  of  one 
State  to  impose  its  own  policy  choices  on  neighboring  States.  This 
bill  is  designed  to  prevent  one  State  from  dictating  to  all  of  the 
other  States  how  marriage  will  be  defined  or  whether  they  recog- 
nize same-sex  marriage. 

Is  my  time  up,  Mr.  Chairman? 

The  Chairman.  It  is  up,  but  if  you  wanted  to  finish — I  always 
give  a  little  leeway  to  witnesses,  especially  constitutional  experts. 

Mr.  Wardle.  Thank  you,  Mr,  Chairman.  I  will  finish  up  in  just 
one  minute  or  less. 

The  BMW  v.  Gore  case  involved  a  mere  matter  of  regulating  auto 
sales,  and  the  Supreme  Court  said  that  it  had  to  protect  against 
one  State  imposing  or  dictating  to  other  States  what  their  legal  pol- 
icy would  be  by  penalizing  acts  in  another  State.  I  think  if  that  is 
important  in  auto  sales,  it  is  even  more  important  for  Congress  to 
protect  the  sovereignty  of  each  State  with  respect  to  defining  mar- 
riage. 

In  the  case  of  judgments,  full  faith  and  credit  requires  more  care 
and  attention,  and  there  has  to  be,  I  think,  a  very  clear  showing 
of  a  strong  public  policy.  States  cannot  decline  to  recognize  judg- 
ments willy-nilly.  I  don't  think  the  difference  between  positive  and 
negative  language  has  any  significance.  The  Supreme  Court  has 
often  upheld — has  looked  for  congressional  intent,  and  when  it 
finds  an  implied  intent  that  Congress  did  not  intend  full  faith  and 
credit  to  be  given,  it  has  not  given  that  effect. 

I  think  I  will  defer  the  rest  of  my  statement  to  the  written  state- 
ment. Thank  you  for  your  indulgence. 

[The  prepared  statement  of  Mr.  Wardle  follows:] 

Prepared  Statement  of  Professor  Lynn  D.  Wardle 

I  am  honored  to  be  invited  to  submit  this  written  statement  and  to  give  testimony 
concerning  S.  1740  to  this  Committee  on  the  Judiciary  of  the  United  States  Senate. 
I  am  a  professor  of  law  and  I  have  taught  courses  in  and  relating  to  Family  Law, 
Conflict  of  Law,  and  the  Origins  of  the  Constitution  for  many  years.  ^  S.  1740  hap- 


1 1  am  a  Professor  of  Law  at  Brigham  Young  University.  I  also  have  taught  family  law  and 
conflicts  law  or  related  subjects  at  Howard  University  School  of  Law  (as  Visiting  Professor),  at 
Sophia  University  Faculty  of  Law  in  Japan,  (as  Visiting  Professor),  and  at  the  University  of  Ab- 

Continued 


26 

pens  to  touch  on  all  three  of  those  fields.  Thus,  I  have  been  asked  to  give  my  profes- 
sional comment  and  analysis  regarding  S.  1740.  Of  course,  the  opinions  I  express 
are  my  own  professional  views;  I  do  not  speak  for  any  of  the  institutions  or  organi- 
zations with  which  I  am  associated.  .     ...  , 

S.  1740  is  titled  "the  Defense  of  Marriage  Act"  (hereinafter  "the  Act")  but  I  would 
call  it  "the  Protection  of  Federalism  in  Family  Law  Act."  The  bill  contains  two  oper- 
ative sections.  Section  2  resolves  a  potentially  serious  controversy  concerning  federal 
Fiill  Faith  and  Credit  marriage  recognition  rules  by  clarifying  that  if  a  state  chooses 
to  legalize  same-sex  marriage,  it  mav  not  force  that  radical  redefinition  of  marriage 
upon  the  other  states.  It  preserves  the  right  of  each  state  to  choose  for  itself  wheth- 
er to  recognize  same-sex  marriage.  Section  3  eliminates  a  potentially  serious  ambi- 
guity in  federal  statutes,  regulations,  and  programs  regarding  the  meaning  of  "mar- 
riage" in  federal  law,  preventing  the  back-door  importation  of  same-sex  marriage 
into  federal  law  without  the  approval  of  Congress.  Both  sections  leave  undisturbed 
the  power  of  each  state  to  define  marriage  for  itself,  and  to  control  the  incidents 
of  marriage  provided  by  state  law.  Thus,  S.  1740  protects  the  crucial  balance  of  fed- 
eralism in  ovir  constitutional  system,  preserving  the  right  of  each  state  and  of  Con- 
gress to  settle  the  same-sex  marriage  question  tor  itself 

The  main  questions  that  have  been  raised  concerning  S.  1740  and  its  counterpart 
in  the  House  of  Representatives,  H.R.  3396,  concern  the  need  for  the  Act,  the  au- 
thority of  Congress  to  enact  the  Defense  of  Marriage  Act,  and  whether  it  is  suffi- 
ciently tolerant  under  the  recent  Supreme  Court  decision  in  Romer  v.  Evans.^  Those 
are  the  three  main  questions  I  address.^  But  first,  it  is  important  to  explain  exactly 
what  S.  1740  would  do  if  enacted.  The  astonishing  inaccuracy  of  some  newspaper 
descriptions  of  the  Act,  some  the  criticisms  that  have  been  made  of  it,  reveal  that 
there  is  substantial  confusion  about  what  the  Act  would  do. 

I.  DOMA  SIMPLY  PROTECTS  THE  RIGHT  OF  EACH  STATE  AND  OF  THE  FEDERAL  GOVERN- 
MENT TO  DETERMINE  FOR  ITSELF  WHETHER  TO  RECOGNIZE  SAME-SEX  MARRLVGE 

a.  Section  2  of  S.  1740  clarifies  that  Federal  full  faith  and  credit  principles  permit 
hut  do  not  compel  other  States  to  recognize  same-sex  marriages 
Section  2  of  S.  1740  provides,  in  pertinent  part,  that: 

No  State,  territory,  or  possession  of  the  United  States,  or  Indian  tribe, 
shall  be  required  to  give  effect  to  any  pubUc  act,  record,  or  judicial  proceed- 
ing or  any  other  State,  territory,  possession,  or  tribe  respecting  a  relation- 
ship between  persons  of  the  same  sex  that  is  treated  as  a  marriage  under 
the  laws  of  such  other  State,  territory,  possession,  or  tribe,  or  a  right  or 
claim  arising  fi-om  such  relationship. 
The  issue  to  which  this  Section  is  addressed  is  whether  the  federal  government's 
full  faith  and  credit  power  should  be  used  to  force  one  state's  creation  of  a  radical 
new  form  of  "marriage"  upon  the  other  states.  Section  2  answers,  "No." 

Section  2  clarifies  the  "effect"  that  federal  ftill  faith  and  credit  rules  require  a 
state  to  give  to  public  acts,  records  and  judicial  proceedings  from  another  state  that 
establish  or  recognize  or  give  legal  effect  to  a  same-sex  relationship  as  a  marriage. 
Three  details  should  be  noted.  First,  nothing  in  Section  2  prohibits  any  state  from 
recognizing  same-sex  marriage  or  recognizing  other  states'  acts,  records  or  judicial 
proceedings  treating  same-sex  unions  as  marriages.  Each  state  is  still  free  to  legal- 
ize same-sex  marriage,  or  to  give  effect  to  another  states'  legalization  of  same-sex 
marriage,  if  it  chooses  to  do  so.  A  state  may  have  or  may  create  conflict  of  law  rules 

erdeen  in  Scotland  (as  Visiting  Research  Fellow).  Family  Law  is  my  primary  area  of  scholarship. 
I  have  written  or  co-authored  several  books  and  several  dozen  law  review  articles  or  chapters 
in  books  about  family  law.  Two  of  my  most  recent  publications  (published  this  year)  are  law 
review  articles  examining  constitutional  arguments  for  same-sex  marriage,  Lynn  D.  Wardle,  A 
Critical  Analysis  of  Constitutional  Claims  for  Same-Sex  Marriage,"  1996  B.Y.U.L.  Rev.  1-101, 
and  the  rules  and  practices  regarding  international  recognition  of  marriages,  Lymi  D.  Wardle, 
"International  Marriage  and  Divorce  Regulation  and  Recognition:  A  Survey,"  Family  Law  Quar- 
terly, vol.  29,  pp.  497-517  (Fall  1995).  AdditionaUy,  I  have  served  as  an  officer  or  executive 
council  member  of  the  leading  international  scholarly  organization  in  the  field  of  fanuly  law, 
the  International  Society  of  Family  Law,  and  I  have  served  actively  in  the  American  Law  Insti- 
tute consultative  group  that  is  working  on  a  "Family  Law  Project."  I  have  received  valuable 
input  in  preparing  this  testimony  from  my  research  assistants,  Mr.  Bill  Duncan  and  Mr.  Iroy 
Smith. 
2 116  S.Ct.  1620(1996).  ,,    „  ^.         ,      ^  .   . , 

8  Because  of  the  very  limited  time  provided  to  prepare  this  Statement  m  order  to  meet  the 
tight  legislative  schedule,  my  review  of  all  these  points  is  necessarily  brief.  The  subjects  could 
and  should  be  considered  in  much  more  comprehensive  detail,  with  more  fully-developed  discus- 
sion of  each  of  the  points  raised  herein. 


27 

that  would  recognize  same-sex  marriages  if  legal  in  other  states,  and  Section  2  does 
not  interfere  with  that  at  all.  Second,  Section  2  only  specifies  that  the  federal  full 
faith  and  credit  rules  do  not  compel  other  states  to  recognize  or  enforce  same-sex 
marriages  legalized  or  recognized  in  another  state.  Thus,  S.  1740  takes  a  "neutral" 
position,  that  federal  full  faith  and  credit  neither  prohibits  nor  requires  any  state 
to  recognize  same-sex  marriage  acts,  records  and  judgments  from  other  states. 
Third,  Section  2  applies  not  only  to  laws  from  others  states  (choice  of  law)  but  also 
to  records  and  judgments.  Thus,  if  a  same-sex  couple  were  married  in  a  state  (A) 
that  had  legalized  same-sex  marriage,  another  state  (B)  would  not  be  forced  to  rec- 
ognize that  marriage,  even  if  the  same-sex  couple  got  a  declaratory  judgment  in  the 
first  state  (A)  recognizing  their  "marriage"  as  valid.  Section  2  would  allow,  but  not 
compel,  others  states  to  recognize  (or  to  not  recognize)  that  judgment.  The  Act  would 
simply  remove  the  potential  federal  compulsion  one  way  or  the  other,  and  leave  it 
up  to  the  second  state  to  decide  for  itself  what  effect  to  give  such  marriages  of  mar- 
riage judgments. 

h.  Section  3  of  S.  1740  preserves  the  balance  of  federalism  in  family  law 
Section  3  of  S.  1740  provides  in  pertinent  part  that: 

In  determining  the  meaning  of  any  Act  of  Congress,  or  of  any  ruling,  reg- 
ulation, or  interpretation  of  the  various  administrative  bureaus  and  agen- 
cies of  the  United  States,  the  word  "marriage"  means  only  a  legal  union  be- 
tween one  man  and  one  woman  as  husband  and  wife,  and  the  word 
"spouse"  refers  only  to  a  person  of  the  opposite  sex  who  is  a  husband  or 
a  wife. 

This  clarifies  that  the  terms  "marriage"  and  "spouse,"  when  used  in  federal  laws, 
do  not  include  same-sex  unions.  It  defines  what  those  marriage  terms  mean  when 
used  in  federal  law  only.  That  is  a  routine  function  of  any  legal  system. 

S.  1740  does  not  impose  its  definition  of  marriage  upon  any  state  or  state  law, 
nor  does  it  bar  any  state  from  choosing  to  legalize  same-sex  marriage,  if  it  chooses. 
Section  3  says  only  that  if  a  state  chooses  to  legalize  same-sex  marriage  within  its 
own  jurisdiction,  that  will  not  force  the  federal  government  to  use  that  radical  defi- 
nition of  marriage  in  federal  programs  and  laws.  This  is  a  straightforward  applica- 
tion of  federalism  in  action. 

Section  3  is  an  accurate  reflection  of  two  hundred  years  of  Congressional  intent. 
The  terms  "marriage"  and  "spouse"  are  used  many  times  in  federal  law.  Some  of 
the  provisions  are  many  decades,  even  centuries,  old.  Many  of  these  federal  laws 
were  passed  when  homosexual  relations  were  criminally  prohibited  by  all  the  states, 
and  punished  in  federal  law  as  well.  Even  today,  with  homosexual  relations  still 
criminally  prohibited  in  nearly  half  of  the  states  and  same-sex  marriage  allowed  in 
no  state  (or  nation — anywhere  in  the  world),  it  is  beyond  question  that  Congress  has 
never  actually  intended  to  include  same-sex  unions  when  it  used  the  terms  "mar- 
riage" and  "spouses."  Section  3  appears  to  embody  quite  acciirately  the  actual  his- 
torical intent  and  expectation  of  Congress  and  federal  law  generally  that  when  these 
marriage  terms  are  used  in  federal  laws,  same-sex  couples  were  not  intended  to  be 
included."* 

Moreover,  Section  3  of  DOMA  does  not  prevent  Congress  from  later  changing  its 
mind  and  treating  same-sex  unions  as  marriages  if  it  so  desires.  Indeed,  for  pur- 
poses of  specific  legislation  (such  as  employment  benefits  regulation,  housing,  etc.) 
Congress  may  define  the  terms  of  "marriage"  and  "spouse"  to  include  same-sex  cou- 
ples, if  it  chooses.  Section  3  merely  states  the  baseline,  the  default  rule,  that  appUes 
in  the  absence  of  countervailing  specific  intent. 

Thus,  DOMA  is  a  neutrality  Act,  designed  to  prevent  the  misuse  of  federal  law 
to  force  same-sex  marriage  upon  the  states  without  their  own  consent,  or  upon  fed- 
eral  laws  and  programs  without  Congress'  consent.  DOMA  protects  our  federalism, 
the  structiu-e  of  our  liberties,  from  those  who  would  manipulate  federal  laws  to  force 
same-sex  marriage  upon  the  people  of  the  states  and  the  people  of  the  United  States 
without  their  consent  or  approval. 


''Marriage  terms  are  often  used  in  federal  law  in  a  manner  that  suggests  that  Congress  be- 
lieved ttiat  the  definition  of  "marriage"  used  in  state  law  would  be  satisfactory  for  the  federal 
law.  Since  no  state  allowed  such  radical  reconstruction  of  marriage  as  same-sex  marriage,  the 
passive  presumption  of  adoption  of  state  law  has  worked  quite  well.  However,  if  some  state  le- 
galizes same-sex  marriage,  that  would  radically  alter  a  basic  premise  upon  which  the  presump- 
tion of  adoption  of  state  domestic  relations  law  was  based— namely,  the  essential  fungibility  of 
the  concepts  of  "marriage"  from  one  state  to  another.  Section  3  clarifies  the  premise  upon  which 
two  centuries  of  federal  legislation  using  marriage  terms  has  been  predicated. 


28 

II.  THE  NEED  FOR  S.  1740 — FEDERALISM  AND  FULL  FAITH  AND  CREDIT:  CONSTITUTIONAL 
PROTECTIONS  FOR  STATE  AUTHORITY  TO  REGULATE  FAMILY  LAW 

a.  Federalism 

The  constitutional  allocation  of  governmental  authority  between  the  national  gov- 
ernment and  tiie  governments  of  the  states,  called  federalism,  is  one  of  the  fun- 
damental principles  of  the  Constitution  of  the  United  States.  It  is  the  core  concept 
in  our  system  of  shared  sovereignty  between  states  and  the  federal  government,  one 
of  the  essential  "balances"  of  power-against-power  that  prevents  the  abuse  of  power 
by  either  repository  of  governmental  power.  Federalism  defines  the  constitutional 
relationship  of  the  states  and  federal  government.  The  general  demarcation  between 
the  authority  of  the  national  government  and  the  authority  of  the  state  governments 
provided  by  the  Constitution  is  the  line  between  external  and  internal  governmental 
concerns.  In  the  Federalist  Papers,  James  Madison  put  it  this  way: 

The  powers  delegated  by  the  proposed  constitution  to  the  federal  govern- 
ment are  few  and  defined.  Those  that  remain  in  the  State  governments  are 
numerous  and  indefinite.  The  former  will  be  exercised  principally  on  exter- 
nal objects,  as  war,  peace,  negotiation,  and  foreign  commerce.  *  *  *  The 
powers  reserved  to  the  several  States  will  extend  to  all  the  objects  which, 
m  the  ordinary  course  of  affairs;  concern  the  lives,  liberties,  and  the  prop- 
erties of  the  people,  and  the  internal  order,  improvement,  and  prosperity 
oftheState.5 

Hamilton  suggested  in  Federalist  No.  17  that  the  national  government  would  be 
concerned  with  matters  of  "[cjommerce,  finance,  negotiation,  and  war"  while  the 
States  governments  would  have  priority  in  regulation  "[t]he  administration  of  pri- 
vate justice  between  citizens  of  tne  same  State,  the  supervision  of  agriculture  and 
of  other  concerns  of  a  similar  nature,"  and  "regulating  all  those  personal  interests 
and  familiar  concerns  to  which  the  sensibility  of  individuals  is  more  immediately 
awake*  *  *."« 

Since  1789  the  broad  authority  of  the  states  to  regulate  family  relations,  and  the 
concomitant  absence  of  virtually  any  authority  of  the  federal  government  to  directlv 
regulate  family  relations,  has  been  one  of  the  clearest  boundary  lines  of  our  federal- 
ism. The  regulation  of  family  relations  historically  has  been,  and  as  a  matter  of  con- 
stitutional law  still  remains,  primarily  a  matter  of  state  law.  Indeed,  the  Supreme 
Court  of  the  United  States  has  observed,  not  infrequently,  that  the  "[Regulation  of 
domestic  relations  [is]  an  area  that  has  long  been  regarded  as  a  virtually  exclusive 
province  of  the  states." '  Thus,  the  enforcement  of  family  law  is  left  primarily  to 
state  courts,  and  the  bulk  of  the  governing  rules  are  state,  not  federal,  laws.  For 
many  years,  even  federal  courts  have  declined  to  exercise  diversity  jurisdiction  over 
suits  directly  involving  certain  core  family  relations  issues,^  and  even  in  cases  in- 
volving federal  question  jurisdiction  some  federal  courts  have  hesitated  to  hear  do- 
mestic disputes.9  Behind  these  federalism  practices  are  such  strong  poUcy  values  as 
respect  for  the  value  of  and  appreciation  of  the  need  to  preserve  what  Alexander 
Hamilton  described  as  "the  constitutional  equilibrium  between  the  general  and  the 
State  governments,"  ^°  desire  to  preserve  and  foster  pluralism,  belief  that  laws  regu- 
lating families  should  reflect  local  values,  respect  for  the  expertise  of  state  courts, 
and  belief  that  the  federal  government  has  more  than  enough  other  important  prob- 
lems to  address.  S.  1740  appears  to  respect  and  protect  these  principles. 

That  does  not  mean,  however,  that  the  federal  government  is  unable  to  exercise 
its  constitutionally-delegated  share  of  governmental  authority  whenever  its  action 
would  indirectly  affect  family  relations.  Proper  federal  legislation  and  regulations 
dealing  with  matters  clearly  entrusted  to  the  federal  government  such  as  commerce, 
defense,  public  health,  taxes,  immigration,  social  security,  and  many  other  federal 
programs,  often  have  an  indirect  but  very  definite  impact  upon  family  relations. 


5 The  Federalist  No.  45,  at  292-93  (James  Madison)  (Clinton  Rossiter  ed.,  1961).  In  the  same 
paper,  Madison  also  noted:  "[T]he  States  will  retain  under  the  proposed  Constitution  a  very  ex- 
tensive portion  of  active  sovereignty."  Id.  at  290. 

«The  Federalist  No.  17,  id.,  at  118-120  (Alexander  Hamilton).  ^ 

''Sosna  V.  Iowa,  419  U.S.  393,  404  (1975);  see  also  Lehman  v.  Lycoming  County  Children  s 
Services  Agency,  458  U.S.  502  (1982);  Moore  v.  Sims,  442  U.S.  415  (1979);  Barber  v.  Barber,  62 
U.S.  (21  How.)  582  (1859).  „  ,     ,    „„  .,„„„^ 

^Ankenbrandt  v.  Richards,  504  U.S. ,  112  S.Ct.  2206,  119  L.Ed.2d  468  (1992). 

»See  Charles  A.  Wright,  Arthur  R.  Miller  and  Edward  H.  Cooper,  "Federal  Practice  and  Proce- 
dure," par.  3609  (1984  and  Supp.  1996);  Martin  Guggenheim,  "State  Intervention  in  the  Family: 
Making  a  Federal  Case  Out  ol  It,"  45  Ohio  St.  L.J.  399  (1984);  see  also  Thompson  v.  Thompson, 
484  U.S.  174(1988).  „      .         ^   ,„^,, 

10  The  Federalist  No.  31,  at  197  (Alexander  Hamilton)  (Clinton  Rossiter  ed.  1961). 


29 

Likewise,  the  definition  and  protection  of  individual  liberties  protected  by  the  Con- 
stitution under  the  Fourteenth  Amendment  sometimes  means  that  federal  law  pro- 
foundly affects  state  family  law.  For  example,  some  state  laws  regulating  family  re- 
lations have  been  invalidated,  and  state  domestic  relations  rules  and  statutes  modi- 
fied or  enjoined  by  or  because  of  the  proper  federal  exercise  of  powers  delegated  by 
the  Constitution  to  the  federal  government.  ^^ 

Because  family  law  in  the  United  States  has  developed  separatelv  within  each 
state,  by  its  own  local  courts  and  local  legislature,  American  family  laws  vary  sig- 
nificantly in  both  substance  and  procedure.  12  Family  law  is  a  prime  example  of  the 
"fifty  different  laboratories"  idea  of  how  federaUsm  usually  generates  solutions  to  so- 
cial problems  much  more  quickly,  how  it  preserves  valuable  cultural  pluradism  much 
more  effectively,  and  how  it  fosters  individual  liberty  much  more  fufly  than  do  cen- 
tralized forms  of  governments.  ^3  Thus,  federalism  in  family  law  is  a  structural  prin- 
ciple required  by  the  Constitution,  and  established  by  more  than  200  years  of  prece- 
dents, uiat  is  essential  to  the  proper  equilibrium  of  our  government,  and  critical  to 
the  well-being  of  families  in  our  nation. 

b.  Full  faith  and  credit 

There  is  a  second  structural  principle  that  operates  to  preserve  the  constitutional 
balance  and  preserve  the  role  and  responsibilities  of  the  states.  That  is  the  Full 
Faith  and  Credit  Clause.  As  the  federalism  principle  polices  the  vertical  relations 
of  the  national  government  and  the  states,  the  full  faith  and  credit  principle  polices 
the  horizontal  relations  of  the  states  with  each  other.  As  the  federalism  principle 
protects  the  integri'ty  of  the  states  from  possible  overreaching  by  the  national  gov- 
ernment, the  FuB  Faith  and  Credit  Clause  protects  the  states  from  possible  over- 
reaching by  each  other.  In  a  sense,  federalism  provides  the  longitudinal  coordinate 
and  fulf  faith  and  credit  provides  tiie  latitudinal  coordinate  defining  the  position  of 
the  states  in  the  union  under  the  compact  of  federation  we  call  the  Constitution. 
Both  principles  function  together  like  a  gyroscope  to  define  the  relational  position 
of  the  states  to  each  other  and  to  the  federal  government,  to  protect  and  preserve 
the  position  of  each  individual  states  and  the  national  government  within  the  con- 
stitutional system  that  has  functioned  so  successfully  for  so  many  generations  in 
this  great  country. 

If  the  federal  government  encroached  upon  the  authority  of  the  states  to  regulate 
family  relations,  that  would  distort  the  equilibrium  along  one  axis,  and  if  the  states 
encroached  upon  the  family  laws  of  each  other  that  would  damage  the  alignment 
along  the  other  dimension.  If  one  state  were  to  encroach  upon  the  marriage  law  of 
another  and  do  so  in  the  name  of  federal  authority,  that  would  be  doubly  distorting 
and  damaging.  That  threatening  situation  is  developing  right  now.  The  situation 
concerns  a  proposed  radical  redefinition  of  marriage  (same-sex  marriage)  which  one 
state  may  adopt,  and  the  attempt  at  mandatory  imposition  of  that  highly  controver- 
sial and  revolutionary  deconstruction  of  marriage  upon  all  other  states  in  the  name 
of  the  constitutionally-mandated  marriage  recognition  principle  of  the  Full  Faith 
and  Credit  Clause.  Closely  related  to  that  is  the  problem  of  the  potential  to  impose 
same-sex  marriage  on  federal  law  and  programs  by  interpretation  of  ambiguous 
terms  in  federal  laws  as  including  same-sex  marriage.  These  are  the  problems  to 
which  S.  1740  is  addressed. 

Congress  need  not  pretend  to  be  blind  to  the  cunning  tactics  of  same-sex  marriage 
advocates  who  would  destroy  the  delicate  equilibrium  of  our  federal  system  by  using 
federal  laws  (federal  full  faith  and  credit  law  and  the  use  of  marriage  terms  in  vp- 
ious  federal  progrtims)  to  force  the  states  and  various  federal  agencies  to  recognize 
and  promote  same-sex  marriage.  Congress  has  the  authority  to  protect  the  states 


"See,  e.g.,  Pierce  v.  Society  of  Sisters,  268  U.S.  510  (1925):  Loving  v.  Virginia,  388  U.S.  1 
(1967);  Stanley  v.  Illinois,  405  U.S.  645  (1972);  Wisconsin  v.  Yoder,  406  U.S.  205  (1972);  Zablocki 
V.  Redhail,  434  U.S.  374  (1978);  Orr  v.  Orr,  440  U.S.  268  (1979);  Kirchberg  v.  Feenstra.  450  U.S. 
455  (1981);  Pickett  v.  Brown,  462  U.S.  1  (1983);  Idaho  v.  Wright,  497  UTS.  805  (1990).  This  is 
not  to  suggest  that  the  federal  courts  have  never  improperly  crossed  the  federalism  line  in  this 
area  and  invalidated  state  family  laws  when  the  constitutional  basis  for  federal  authority  is  ten- 
uous or  lacking.  Fortunately,  perfection  is  not  required  of  either  the  federal  or  state  govern- 
ments in  order  for  the  federal  system  to  function  generally  well. 

12  Of  course,  persuasive  sister-state  judicial  opinions,  effective  legislation  enacted  in  other 
states,  proposals  for  uniform  legislation,  federtd  programs  providing  support  and  incentives  for 
states  to  take  a  particular  policy  position,  federal  constitutional  standards,  national  media,  na- 
tional special  interest  influences,  common  cultural  values,  etc.,  have  produced  many  multi-state 
and  national  trends  in  the  family  laws  of  the  various  states.  Nevertheless,  despite  these  homog- 
enizing influences  the  family  laws  of  the  American  states  remain  remarkably  diverse  in  policy 

18  See  generally  Bruce  C.  Hafen,  'The  Constitutional  Status  of  Marriage,  Kinship,  and  Sexual 
Privacy— Balancing  the  Individual  and  Social  Interests,"  81  Mich.  L.  Rev.  463-476-484  (1983). 


26-513    96-3 


30 

and  federal  programs  from  this  impending  abuse  of  federal  law,  and  it  shoiild  use 
its  authority  to  protect  the  balance  of  our  Constitution. 

c.  Congress'  authority  to  protect  State  sovereignty  from  other  States'  intrusion 

There  is  no  doubt  that  the  Constitution  has  a  "special  concern"  for  protecting  "the 
autonomy  of  the  individual  States  within  their  respective  spheres."  ^*  This  concern 
is  especially  acute  when  it  concerns  matters  of  state  domestic  relations  law.  S.  1740 
is  designed  to  protect  the  states'  sovereign  ability  to  determine  for  themselves 
whether  to  recognize  same-sex  marriages.  It  does  this  by  closing  two  avenues  of  fed- 
eral law  that  have  been  singled  out  by  gay  and  lesbian  strategists  as  means  of  im- 
posing same-sex  marriage  on  all  states  if  any  one  state  chooses  to  legalize  same- 
sex  marriage.  DOMA  prevents  states  that  legalize  same-sex  marriage  from  forcing 
their  policy  on  other  states.  It  protects  the  fiindamental  constitutional  notion  that 
"[n]o  state  can  legislate  except  with  reference  to  its  own  jurisdiction."  ^^ 

The  Supreme  Court  of  the  United  States  has  noted  that  Congress  has  a  "substan- 
tial interest"  in  "balancing  the  interests"  of  the  several  states  by  "prevent[ing]  [a 
state's]  policy  from  dictating"  what  the  legal  policy  of  other  states  will  be.i^  For  ex- 
ample, in  United  States  v.  Edge  Broadcasting  Co.,^''  the  Supreme  Coiu*t  upheld  a 
federal  restriction  on  speech — a  statute  forbidding  broadcasters  from  carrying  adver- 
tisements for  lotteries  if  lotteries  were  forbidden  in  the  state  in  which  the  broad- 
caster was  located — in  order  to  vindicate  the  sovereignty  of  each  state  to  determine 
its  own  lottery  rules.  In  Edge  the  broadcaster  who  challenged  the  law  was  located 
in  North  Carohna,  which  prohibited  lotteries,  but  90  percent  of  its  listeners  lived 
in  Virginia,  where  the  lottery  was  legal.  Even  though  the  overwhelming  majority 
of  the  listeners  resided  in  a  state  whose  public  policy  would  not  be  violated  by  allow- 
ing the  lottery  advertisements,  the  Court  held  that  the  "congressional  policy  of  bal- 
ancing the  interests  of  lottery  and  nonlottery  States"  was  a  "substantial  govern- 
mental interest"  that  justified  even  the  prohibition  of  free  speech  in  this  instance,  i® 
The  Court  further  endorsed  the  "substantial  federal  interest  in  supporting  North 
Carolina's  laws  making  lotteries  illegal,"  and  "preventing]  Virginia's  lottery  policy 
from  dictating"  what  advertisements  would  be  carried  on  stations  located  in  another 
state.  i»  The  Court  approved  the  enforcement  of  the  federal  law  because  it  "advances 
the  governmental  interest  in  enforcing  the  restriction  in  nonlottery  States,  while  not 
interfering  with  the  policy  of  lottery  States  Uke  Virginia."  20  The  Court  specifically 
approved  congressional  action  "to  accommodate  non-lottery  States'  interest  in  dis- 
couraging public  participation  in  lotteries,  even  as  they  accommodate  the  counter- 
vailing interests  of  lottery  States."  21 

DOMA  responds  to  the  Court's  explicit  concern  that: 

[t]o  vest  the  power  of  determining  the  extraterritorial  effect  of  a  State's  own 
laws  and  judgments  in  the  [first]  State  itself  risks  the  very  kind  of  paro- 
chial entrenchment  on  the  interests  of  other  States  that  it  was  the  purpose 
of  the  Full  Faith  and  Credit  Clause  and  other  provisions  of  Art.  IV  of  the 
Constitution  to  prevent.22 

It  neutrally  protects  the  balance  of  interests  between  the  interested  states. 

Edge  shows  clearly  how  appropriate  and  important  it  is  for  Congress  to  enact  S. 
1740.  We  must  acknowledge  the  "substantial  federal  interest  in  supporting  [state] 
laws  [prohibiting  same-sex  marriage]"  and  "prevent[ing]  [one  state's  same-sex  mar- 
riage] policy  from  dictating"  what  marriages  are  recognized  in  another  state.23  The 
Court  should  uphold  DOMA  because  it  "advances  the  governmental  interest  in  en- 
forcing the  restriction  in  [non-same-sex-marriage]  States,  while  not  interfering  with 
the  policy  of  [same-sex  marriage]  States,"  24  and  because  the  law  is  designed  "to  ac- 
commodate non-[same-sex  marriage]  States'  interest  in  discouraging  [same-sex  mar- 


^*Healy  v  Beer  Institute,  491  U.S.  324,  335-336  (footnote  omitted);  see  also  BMW  of  North 
America,  Inc.  v.  Gore,  116  S.Ct.  1589,  1597  (1996). 
i^Bonaparte  v.  Tax  Court,  104  U.S.  592,  594  (1881). 
16  United  States  v.  Edge  Broadcasting  Co.,  509  U.S.  418  (1993). 
i'509  U.S.  418(1993). 

18  509  U.S.  at  428. 

19  509  U.S.  at  429. 
20509  U.S.  at  430. 
21 509  U  S  at  434 

^^  Washington  Gas  Light  Co.  v.  Thomas,  448  U.S.  261,  272  (1980)  (citing  Nevada  v.  Hall,  440 

U.S.  410,  424-425  (1979). 
23  509  U.S.  at  429. 
2*509  U.S.  at  430. 


31 

riage],  even  as  they  accommodate  the  countervailing  interests  of  [same-sex  mar- 
riage] States."  25 

a.  The  need  for  section  2 

The  question  addressed  by  Section  2  is  whether  one  state,  by  choosing  to  legalize 
same-sex  marriage,  can  legislate  for  all  other  states.  The  strategy  of  same-sex  mar- 
riage advocates  to  use  federal  full  faith  and  credit  rules  to  impose  same-sex  mar- 
riage recognition  on  all  states  is  an  open  secret.  This  tactic  threatens  the  very  fed- 
er^  structure  and  unity  of  our  Nation. 

If  one  state  legalizes  same-sex  marriage  (for  example,  let  us  suppose  that  Hawaii 
were  to  legalize  same-sex  marriage),  it  is  certain  that  many  homosexual  couples 
from  many  other  states  would  go  the  Hawaii,  get  married  in  Hawaii,  then  return 
back  to  the  states  they  came  from  and  demand  that  those  states  recognize  their 
"marriage"  for  purposes  of  the  second  state's  laws  (e.g.,  for  purposes  of  marriage, 
divorce,  adoption,  custody,  guardianship,  visitation,  health,  education,  alimony, 
property  division,  state  taxes,  probate,  wills,  trusts  and  estate  law,  etc.).  Many 
same-sex  couples  living  and  married  in  Hawaii  also,  in  time,  would  move  to  other 
states  and  demand  recognition  of  their  marriages  by  the  other  states.  Lawsuits 
would  be  filed  by  same-sex  marriage  advocates  demanding  that  the  courts  order  the 
second  state  to  recognize  same-sex  marriages  from  Hawaii  even  if  the  second  state 
explicitly  prohibited  same-sex  marriage.  The  gay  or  lesbian  couples  would  argue 
that  the  full-faith  and  credit  clause  of  the  U.S.  Constitution  compels  all  states  to 
recognize  a  same-sex  marriage  if  such  marriages  are  legal  in  the  state  of  celebra- 
tion. If  the  couple  had  obtained  a  judicial  decree  recognizing  their  relationship  as 
a  marriage  or  awarding  legal  rights  arising  out  of  a  marital  relationship,  they  would 
have  an  even  stronger  argument  that  existing  federal  full  faith  and  credit  principles 
compel  all  states  to  recognize  their  same-sex  marriages,  even  if  that  violated  the 
pubuc  policy  of  the  second  state. 

In  recent  years,  especially  since  1990,  quite  a  number  of  same-sex  marriage  advo- 
cates have  written  law  review  articles  asserting  that  if  Hawaii  or  any  other  state 
legalizes  same-sex  marriage,  all  other  states  would  be  required  by  the  Full  Faith 
and  Credit  Clause  of  the  Constitution  to  recognize  same-sex  marriage.  In  other 
words,  if  any  state  were  to  legalize  same-sex  marriage,  they  would  force  all  other 
states  to  recognize  same-sex  marriages  through  the  federal  Full  Faith  and  Credit 
Clause.  For  example,  in  a  recent  law  review  article  Deborah  M.  Henson  argues  that 
"the  Supreme  Court  has  allowed  far  too  much  laxity  with  the  full  faith  and  credit 
mandate."  ^e  She  believes  that  Article  IV,  §  1  should  and  can  be  interpreted  to  com- 
pel other  states  to  recognize  same-sex  marriage  if  Hawaii  or  some  other  state  legal- 
izes same-sex  marriage.^''  Severed  other  writers  in  law  review  and  other  publications 
have  made  simileir  arguments  calling  for  "invigorating"  the  Full  Faith  and  Credit 
Clause  to  require  states  to  recognize  same-sex  marriages,^^  asserting  compulsory 
recognition  and  enforcement  in  ^1  states  of  "marital  decrees"  recognizing  same-sex 
marriages,29  or  asserting  that  "[i]f  Hawaii  legalizes  same-sex  marriages,  the  effects 
will  be  felt  across  the  country  since  other  states  must  recognize  gay  marriages  per- 
formed in  Hawaii  under  the  Full  Faith  and  Credit  Clause  of  the  U.S.  Constitu- 
tion." 30  Likewise,  one  of  the  leading  gay-rights  advocates,  Evan  Wolfson,  has  writ- 
ten that  "full  faith  and  credit  recognition  [of  same-sex  marriages]  is  mandated  by 
the  plan  meaning  of  the  Full  Faith  and  Credit  Clause,  and  by  basic  federalist  im- 


26  509  U.S.  at  434. 

26  Deborah  M.  Henson,  "Will  Same  Sex  Marriages  be  Recognized  in  Sister  States?:  Full  Faith 
and  Credit  and  Due  Process  Limitation  on  States  Choice  of  Law  Regarding  the  Status  and  Inci- 
dents of  Homosexual  Marriage  Following  Hawaii's  Baehr  v.  Levin,"  32  U.  Louisville  J.  Fam.  L. 
551,  584  (1993-1994)  (hereinafter  "Henson"). 

a'/d.  at  584-590. 

28 Nancy  Khngeman  and  Kenneth  May,  "For  Better  or  For  Worse,  In  Sickness  and  in  Health, 
Until  Death  do  Us  Part:  A  Look  at  Same-Sex  Marriage  in  Hawaii,"  16  U.  Haw.  L.  Rev.  447  (ac- 
tual pg.  #  not  on  WL,  but  at  West  Law  16  UHILR  447,  it  is  on  pp.  40-45). 

29Habib  A.  Balian,  Note,  'Til  Death  Do  Us  Part:  Granting  Full  Faith  and  Credit  to  Marital 
Status,"  68  S.  Cal.  L.  Rev.  397,  401,  406-408  (1995). 

30  Anne  M.  Burton,  Note,  "Gay  Marriage— A  Modem  Proposal:  Applying  Baehr  v.  Lewin  to  the 
International  Covenant  on  Civil  and  Political  Rights,"  3  Ind.  J.  Global  Legal  Stud.  177,  195 
(1995);  but  see  id.  n.22.  See  further  Evan  Wolfson,  "Crossing  the  Threshold:  Equal  Marriage 
Rights  for  Lesbians  and  Gay  Men  and  the  Intra-Community  Debate,"  21  N.Y.U.  Rev.  L.  &  Soc. 
Change  567,  612  n.  196  (1994-95)  (referring  to  another  forthcoming  article  arguing  that  Full 
Faith  and  Credit  mandates  interstate  recognition  of  same-sex  marriage).  Barbara  J.  Cox,  "Same 
Sex  Marriage  and  Choice  of  Law:  If  We  Marry  in  Hawaii  are  We  Still  Married  When  We  Return 
Home?",  1994  Wis.  L.  Rev.  1033,  1041  n.23  (1994).  Similar  claims  are  made  in  non-legal  lit- 
erature; but  I  confine  myself  herein  to  reviewing  the  law  reviews. 


32 

peratives,"^^  and  argued  that  "if  you're  married,  you're  married;  this  is  one  country, 
and  you  don't  get  a  marriage  visa  when  you  cross  a  state  border."  ^^ 

This  is  not  a  speculative  or  trifling  concern.  It  is  a  very  serious  matter  to  propose 
to  use  federal  authority  (the  Full  Faith  and  Credit  Clause)  to  force  unwilling  states 
to  recognize  same-sex  marriages.  Yet  that  is  precisely  the  tactic  being  pursued  at 
the  present  time. 

The  gravity  of  this  concern  is  evidenced  by  the  fact  that  within  the  past  year  and 
a  half,  legislatures  in  fifteen  states — nearly  one-third  of  the  states  in  the  country — 
have  enacted  laws  to  prohibit  same-sex  marriage  and  to  declare  provisions  tnat 
same-sex  marriages  will  not  be  recognized  in  those  states,  even  if  entered  into  in 
a  state  where  they  are  legal.33  Most  of  these  laws  have  been  enacted  during  the  past 
six  months.  Similar  proposals  are  still  pending  in  several  state  legislatures,  and  ad- 
ditional states  £u-e  certain  to  consider  like  legislation  next  year. 

Additionally,  there  is  substantial  concern  that  some  states  or  courts  will  interpret 
the  federal  Full  Faith  and  Credit  rules  one  way,  and  others  another  way,  creating 
enormous  confusion  in  federal  law.  Moreover,  there  will  undoubtedly  be  enormous 
resentment  and  backlash  against  Washington  and  the  federal  government  if  the 
radical  interpretation  (that  federal  Full  Faith  and  Credit  requires  states  to  recog- 
nize same-sex  marriage)  proposed  by  some  of  the  law  review  writers  is  accepted. 
Moreover,  "the  State  of  Hawaii  is  concerned  that  adoption  of  same-sex  marriage  in 
Hawaii  would  render  not  only  same-sex  marriages  authorized  in  Hawaii  under  such 
law  unenforceable  in  other  States  or  elsewhere,  but  would  render  all  Hawaii  mar- 
riages unenforceable  in  one  or  more  jurisdictions."  ^^  Thus,  there  clearly  is  a  need 
for  this  legislation. 

b.  Need  for  section  3 

Same-sex  marriage  advocates  have  already  argued  in  several  cases  (such  as  immi- 
gration cases)  for  inclusion  of  same-sex  marriages  as  "marriages"  are  defined  in  fed- 
eral law.  If  a  state  legalizes  same-sex  marriage  that  pressure  will  only  grow  and 
intensify.  It  would  be  naive  not  to  expect  that  some  courts  and  agencies,  given  the 
opportunity,  would  interpret  federal  laws  using  the  terms  "marriage"  and  "spouse" 
to  include  same-sex  couples  who  were  married  in  a  state  that  allowed  such  mar- 
riages. Congress  needs  to  speak  now  and  clearly. 

For  example,  it  is  reasonable  in  the  absence  of  any  other  indication  to  presume 
that  Congress  generally  intended  when  it  used  a  "marriage"  term  to  include  any 
type  of  marriage  that  the  states  allowed — ^to  defer  to  ana  simply  incorporate  the 
state  definition  of  marriage.  When  defining  domestic  relations  terms  for  federal  law, 
covuts  often  apply  a  presumption  that  the  federal  law  intended  to  adopt  the  state 
law  definition  of  the  domestic  relations  term.  For  example,  in  an  oft-cited  case,  the 
Fifth  Circuit  had  to  find  a  definition  of  "widow,"  for  purposes  of  the  Federal  Employ- 
ees Group  Life  Insurance  Act.^^  Forty  years  ago,  in  De  Sylva  v.  Ballentine,^^  the 
Supreme  Court  suggested  that  federal  courts  should  look  to  state  law  in  defining 
terms  describing  familial  relations,  because  "there  is  no  federal  law  of  domestic  rela- 
tions, which  is  primarily  a  matter  of  state  concern."  ^7 


siEvein  Wolfson,  Director  of  the  Marriage  Project  (Lambda  Legal  Defense  and  Education 
Fund,  Inc.,  "Winning  and  Keeping  Eaual  Alarrlage  Rights:  What  Will  Follow  Victory  in  Baehr 
V.  Lewin?  A  Summary  of  Legal  Issues'  at  4  (March  20,  1996). 

32  Evan  Wolfson,  Director,  The  Marriage  Project  (Lambda  Legal  Defense  and  Education  Fund, 
Inc.,  "Winning  and  Keeping  tie  Freedom  to  Marry  for  Same-Sex  Couples — What  Lies  Ahead 
After  Hawaii,  What  Tasks  Must  We  Begin  Now?"  at  2  (April  19,  1996). 

33  See  1996  Alaska  Sess.  Laws  21;  1996  Arizona  Sess.  Laws  348;  1995  Delaware  House  Bill 
503  (Approved  by  the  Governor  June  21,  1996);  Georgia  Code  Ann.  §  19-3-3.1  (1996);  Idaho 
Code  §32-209  (1996);  1996  Illinois  Laws  459;  1995  Kansas  S.B.  515  (Approved  by  Governor  Apr. 
10,  1996);  1995  Michigan  House  BiU  5662  (Approved  by  the  Governor  June  25,  1996)  and  1995 
Michigan  Senate  Bill  937  (Approved  by  the  Governor  June  25,  1996);  Missouri  S.B.  758  (enacted 
May  1996);  1995  North  Carolina  Sess.  Laws  588;  1995  Oklahoma  S.B.  73  (Approved  by  Governor 
Apr.  29,  1996);  South  Carolina  House  Bill  4502  (same-sex  marriage  against  public  policy  of 
state);  South  Dakota  Cod.  Laws  Ann.  §25-1-1  (1996);  1995  Tennessee  Senate  Bill  2305  (ap- 
proved by  Governor  May  15,  1996);  Utah  Code  Ann.  30-1-4  (1995).  The  Colorado  legislature  also 
passed  a  marriage  nonrecognition  bill,  but  the  Governor  vetoed  it.  1996  Colorado  House  Bill 
1291  (final  amended  version— 12  Mar.  1996).  Passed  the  House— 28  Feb.  1996  (the  vote  was  33- 
31).  Passed  the  Senate— 12  Mar.  1996  (the  vote  was  20-14).  Vetoed  by  Governor— 25  Mar.  1996. 
Lexis,  July  2,  1996. 

^*Baehr  v.  Lewin,  Civil  No.  91-1394-05,  "Defendant's  Response  to  Plaintiffs'  First  Request 
for  Answers  to  Interrogatories,"  8  (Dec.  17,  1993). 

^^Spearman  v.  Spearman,  482  F.2d  1203  (1973).  Id.  at  1204.  See  also  Metropolitan  Life  Insur. 
Co.  V.  Jackson,  896  F.Supp.  318  (S.D.N.Y.  1995). 

86  351  U.S.  570(1956). 

3'/d.  at  580. 


33 

That  presumption  has  its  limits — the  limits  of  what  Congress  reasonably  had  in 
mind  wnen  it  used  the  generic  marriage  term.  Thus,  Supreme  Court  in  De  Sylva 
noted  that  federal  law  would  not  incorporate  into  federal  the  state  law  definition 
of  a  family  relations  term  if  a  state  denned  the  word  "in  a  way  entirely  strange  to 
those  fanuhsir  with  its  ordinary  usage  *  *  *."38  There  is  no  question  that  the  'ordi- 
nary usage"  of  the  term  "marriage"  does  not  include  same-sex  unions.  Moreover,  as 
a  matter  of  legislative  intent,  it  is  undisputable  that  when  Congress  has  approved 
legislation  using  marriage  terms,  same-sex  unions  were  never  contemplated.  The 
fact  that  the  federal  law  was  passed  when  such  marriages  were  not  only  not  allowed 
but  in  most  cases  when  such  marriages  were  not  even  seriously  considered,  plus  the 
persisting  strong  policy  in  many  states  against  such  unions  would  provide  ample 
evidence  that  it  would  not  be  consistent  with  Congressional  intent  to  include  same- 
sex  unions  within  the  meaning  of  those  familial  terms.  "Aberrant"  state  definitions 
of  domestic  relations  terms,  such  as  defining  marriage  to  include  same-sex  unions, 
"do  not  provide  appropriate  standards  for  federal  law. '  ^^ 

Additionally,  in  many  federal  programs,  uniformity  in  the  definition  of  a  critical 
term  throughout  the  country  is  more  important  than  accommodating  diversity.  As 
Justice  Douglas  observed  in  De  Sylva:  "Congress  could  of  course  give  [a  domestic 
relations  term]  the  meaning  it  has  under  tne  laws  of  the  several  States.  *  *  * 
But  *  ♦  *  the  statutory  policy  of  protecting  dependents  would  be  better  served  by 
uniformity,  rather  than  by  the  diversity  which  would  flow  from  incorporating  into 
the  Act  the  laws  of  forty-eight  States."  "^^  Further,  there  is  a  danger  that  federal  law 
and  programs  may  be  impaired  if  state  law  definitions  of  critical  terms  is  always 
controlling.''^  For  these  reasons,  the  Supreme  Court  has  observed:  "We  start  *  *  * 
with  the  general  assumption  that  in  the  absence  of  a  plain  indication  to  the  con- 
trary, ♦  *  *  Congress  when  it  enacts  a  statute  is  not  making  the  application  of  the 
federal  act  dependent  on  state  law."'*^ 

The  reasonable  presumption  that  when  using  marriage  terms  in  federal  legisla- 
tion Congress  generally  intended  to  incorporate  the  relevant  "ordinary"  state  defini- 
tion of  marriage  underscores  the  need  for  Congress  to  clarify  that  it  does  not  intend 
to  include  same-sex  unions  when  it  uses  marriage  terms  in  federal  laws.  In  the  ab- 
sence of  clear  language  like  that  contained  in  DOMA,  courts  could  rule  that  same- 
sex  unions  valid  in  just  one  state  must  be  deemed  marriages  for  purposes  of  federal 
statutes,  regulations,  programs,  and  agencies.  That  could  create  a  transportable 
marriage  status,  good  wherever  federal  law  applies  in  all  50  states. 

Section  3  does  not  interfere  with  the  ability  of  the  states  to  define  and  regulate 
marriage  for  themselves.  Nor  does  it  deprive  Congress  of  the  ability  to  define  mar- 
riage some  other  way  in  any  particular  legislation  if  Congress  were  to  decide  that 
for  some  particular  program  even  same-sex  unions  should  be  included  as  marriages. 
Section  3  only  sets  tne  default  definition,  the  general  standard.  Since  the  actual  pre- 
sumption of  both  history  and  of  contemporary  American  society  is  that  marriage 
does  not  entail  same-sex  couples,  that  presumption  is  the  only  reasonable  presump- 
tion. 

Allowing  federal  laws  and  programs  to  be  construed  to  include  same-sex  unions 
as  marriages  would  be  extremely  divisive.  Transporting  same-sex  marriages  from 
one  state  to  another  for  purpose  of  federal  laws  (possibly  as  broad  as  social  security, 
pension  laws,  tax  laws,  bankruptcy  laws,  commercial  laws,  public  assistance  pro- 
grams, etc.).  That  would  create  conflict  and  resentment  in  states  with  strong  policies 
in  favor  of  heterosexual  marriage  only.  It  would  have  the  effect  of  imposing  same- 
sex  marriage  upon  the  states  to  the  extent  that  state  laws  and  programs  are  inte- 
grated with  federal  laws  (for  instance  AFDC  programs,  medicaid  and  medicare  pro- 
grams, pension  laws,  etc.).  Given  the  intense  feelings  that  could  be  aroused  by  such 
a  cram-down  of  same-sex  marriage  upon  the  states,  that  could  weaken  and  severely 
undermine  the  cohesiveness  of  (if  not  begin  the  dismemberment  of)  the  union. 

Moreover,  this  is  the  kind  of  issue  that  is  best  resolved  before  the  cases  arise. 
Waiting  until  after  some  state  legalizes  same-sex  marriage  and  a  flood  of  cases  are 
filed  demanding  that  same-sex  unions  formed  in  such  a  state  be  treated  as  "mar- 
riages" for  purposes  of  federal  laws  would  be  very  unwise.  It  would  invite  a  mul- 


39  United  States  v.  Little  Lake  Misere  Land  Company,  Inc.,  412  U.S.  580,  596  (1973). 

*°Id.  at  583  (Douglas,  J.,  concurring)  (citing  Clearfield  Trust  Co.  v.  United  States,  318  U.S. 
363,  367;  National  Metropolitan  Bank  v.  United  States,  323  U.S.  454,  456;  Heiser  v.  Woodruff, 
327  U.S.  726,  732;  United  States  v.  Standard  Oil  Co.,  332  U.S.  301,  307). 

*^  Mississippi  Band  of  Choctaw  Indians  v.  Holy  field,  490  U.S.  30,  43  (1989). 

*2/d.  at  43  (citing  Jerome  v.  United  States,  318  U.S.  101,  104,  63  S.Ct.  483,  485,  87  L.Ed. 
640  (1943);  NLRB  v.  Natural  Gas  Utility  Dist.  of  Hawkins  County,  402  U.S.  600,  603,  91  S.Ct. 
1746,  1749,  29  L.Ed.2d  206  (1971);  Dickerson  v.  New  Banner  Institute,  Inc.,  460  U.S.  103,  119, 
103  S.Ct.  986,  995,  74  L.Ed.2d  845  (1983). 


34 

titude  of  unnecessary  litigation,  and  create  confusion,  inconsistency,  and  unfairness. 
Different  covirts  in  d.ifFerent  districts  and  circuits  might  reach  contradictory  conclu- 
sions adding  to  the  uncertainty.  It  could  put  at  risk  a  number  of  couples.  For  exam- 
ple, what  would  be  the  situation  of  a  same-sex  couple  who  marry  where  it  is  legal 
and  begin  to  get  a  federal  benefit  based  on  the  interpretation  of  the  term  "marriage" 
in  the  local  law  if  that  couple  moved  to  another  jurisdiction  where  the  court  had 
ruled  that  such  unions  are  not  "marriages"  for  purposes  of  federal  law?  Clearly,  the 
wisest  interpretative  course  to  follow  would  be  to  decline  to  incorporate  that  radical 
redefinition  of  "marriage"  into  federal  law.  And  equally  clearly,  it  is  best  to  clarify 
this  in  advance. 

Section  3  clarifies  the  congressional  intent  that  for  the  specific  purposes  of  federal 
law,  same-sex  unions  are  not  deemed  "marriages,"  even  if  for  purposes  of  some 
state's  laws  they  are  considered  marriages.  That  is  the  most  accurate  historical  defi- 
nition, the  most  reasonable,  and  the  most  consistent  with  public  understanding  and 
expectations. 

Section  3  eliminates  what  could  be  a  lot  of  very  messy  and  costly  litigation  for 
the  federal  government.  It  clarifies  any  ambiguity  that  would  arise  about  the  mean- 
ing of  "marriage"  in  federal  law  should  a  state  legalize  same-sex  marriage.  To  fail 
to  make  that  clarification  at  this  time  would  leave  the  federal  laws  and  courts  very 
vulnerable  to  a  protracted  same-sex  marriage  litigation  campaign  that  can  and 
should  be  avoided 

III.  THE  POWER  OF  CONGRESS  TO  ENACT  S.  1740 

a.  Power  of  Congress  to  enact  section  2  ofDOMA 

There  is  no  serious  doubt  that  Congress  has  the  power  to  enact  legislation  defin- 
ing the  "effect"  of  other  states'  laws,  records  and  judgments.  Sentence  two  of  the 
FiSl  Faith  and  Credit  Clause  of  the  Constitution  (Article  IV,  §  1)  explicitly  provides 
that  "[TJhe  Congress  may  by  general  Laws  prescribe  the  Manner  in  which  such 
Acts,  Records  and  Proceedings  shall  be  proved,  and  the  Effect  thereof"  The  Congres- 
sional Research  Service  of  the  Library  of  Congress  has  stated:  "Congress  has  the 
power  under  the  clause  to  decree  the  effect  that  the  statutes  of  one  State  shall  have 
in  other  States." ''^  A  host  of  scholarly  authority  for  many  decades  concurs  with  this 
assessment."*"* 

The  power  of  Congress  to  enact  such  legislation  was  also  recognized  recently  when 
the  American  Law  Institute  proposed  that  Congress  enact  federal  statutory  choice 
of  law  rules  to  govern  complex  litigation.'"'  The  Reporter  noted  that  "Article  IV,  §  1, 
directly  authorizes  Congress  to  enact  a  statute  specifying  how  to  resolve  conflicts 
between  differing,  but  arguably  applicable,  laws  from  two  or  more  states  *  *  *.""'*' 

Supreme  Court  precedent  supports  the  authority  of  Congress  to  enact  S.  1740.  In 
Sun  Oil  Co.  V.  Wortman,*'^  for  example,  the  Court  noted:  "that  Congress  [can]  legis- 
late to  that  effect  under  the  second  sentence  of  the  Full  Faith  and  Credit  Clause 
*  *  *."  Similarly  in  Sherrer  v.  Sherrer,  Justice  Frankfurter  declared:  "We  cannot 
draw  on  the  available  power  for  social  invention  afforded  by  the  Constitution  for 
dealing  adequately  with  the  problem,  because  the  power  belongs  to  the  Congress 
and  not  to  tne  Court."  "^^  Also,  in  Pacific  Employers  Ins.  Co.  v.  Industrial  Accident 
Comm'n.'^^  the  Court  observed: 

And  in  the  case  of  statutes,  the  extrastate  effect  of  which  Congress  has 
not  prescribed,  as  it  may  under  the  constitutional  provision,  we  think  the 
conclusion  is  unavoidable  that  the  fiill  faith  and  credit  clause  does  not  re- 
quire one  state  to  substitute  for  its  own  statute,  applicable  to  persons  and 
events  within  it,  the  conflicting  statute  of  another  state,  even  though  that 
statute  is  of  controlling  force  in  the  courts  of  the  state  of  its  enactment  with 
respect  to  the  same  persons  and  events. 


*«  Congressional  Research  Service,  "The  Constitution  of  the  United  States  of  America,  Analy- 
sis and  Interpretation,"  869-870  (1987). 

*4See,  e.g.,  Douglas  Laycock,  "Equal  Citizens  of  Equal  and  Territorial  States:  The  Constitu- 
tional Foundations  of  Choice  of  Law,"  92  Colum.  L.  Rev.  249,  301  (1992);  Michael  H.  Gottesman, 
"Draining  the  Dismal  Swamp:  The  Case  for  Federal  Choice  of  Law  Statutes,"  80  Geo.  L.J.  1, 
24-26  (1991);  Walter  Wheeler  Cook,  'The  Powers  of  Congress  Under  the  Full  Faith  and  Credit 
Clause,"  24  Yale  L.J.  421  (1919);  Brainerd  Currie,  "Full  Faith  and  Credit  Chiefly  to  Judgments: 
A  Role  for  Congress,"  1964  Sup.  Ct.  Rev.  89.  j         ,     .    .. 

■♦*  American  Law  Institute,  "Complex  Litigation:  Statutory  Recommendations  and  Analysis, 
(1994). 

*^Id.  at  311  (Chapter  6  Introductory  Note,  Reporter's  Note  to  cmnt.  b). 

*U86U.S.  717,  729(1988). 

«334  U.S.  343,  366  (1947)  (Frankfurter,  J.,  dissenting). 

'»9  306  U.S.  493,  502  (1939)  (emphasis  added). 


35 

More  than  one  hundred  eighty  years  ago,  the  Supreme  Court  in  Mills  v.  Duryee,^° 
noted:  "It  is  manifest  however  that  the  constitution  contemplated  a  power  in  con- 
gress to  give  a  conclusive  effect  to  such  judgments."  Thus,  it  is  clear  that  Congress 
has  the  authority  under  the  Constitution  to  declare  the  "effect"  which  the  acts, 
records  or  judicial  proceedings  of  states  that  legalize  same-sex  marriage  must  be 
given  in  other  states,  and  that  is  precisely  what  Section  2  of  S.  1740  would  do. 

Likewise,  it  is  my  professional  opinion  that  it  wovild  not  violate  the  Full  Faith  and 
Credit  Clause  (article  IV,  section  1)  of  the  Constitution  for  a  second  state  to  refuse 
to  recognize  a  same-sex  marriage  or  declaratory  judgment  legalized  in  Hawaii  or 
some  other  state  when  the  second  state  has  a  strong  public  policy  against  same-sex 
marriage,  at  least  when  the  same-sex  couple  lives  in  or  has  some  other  significant 
contact  with  the  second  state.^^  I  believe  that  constitutional  text,  history,  and  case 
precedents,  from  the  adoption  of  the  Tenth  Amendment  in  1791  until  now,  support 
the  right  of  the  second  state  in  such  a  case  constitutionally  to  refuse  to  recognize 
the  same-sex  marriage,  if  it  chose  to  do  so,  or  to  recognize  the  same-sex  marriage, 
if  it  chose  to  do  so.  The  Full  Faith  and  Credit  Clause  would  not  force  the  state  ei- 
ther way. 

The  basis  for  my  general  opinion  is  the  text  and  history  of  the  Full  Faith  and 
Credit  Clause,  and  a  long-established  hne  of  decisions  by  the  Supreme  Court  of  the 
United  States  establishing  a  permissible  scope  for  nonrecognition.''^  For  example,  in 


60 11  U.S.  (7  Cranch)  481,  485  (1813)  (emphasis  added). 

61  However,  a  significant  contact  between  the  second  state  and  the  case,  parties,  or  matter  in 
controversy  is  required  and  a  significant  pubUc  poUcy  conflict  in  the  second  state  is  necessary 
before  DOMA  authorizes  a  state  to  decline  to  enforce  an  act,  record  of  judgment  of  same-sex 
marriage  from  another  state.  It  would  be  extremely  rare  for  a  case  to  arise  in  a  second  state 
(for  it  to  have  jurisdiction)  and  for  it  not  to  have  a  significant  contact  sufficient  to  justify  appli- 
cation of  its  own  strong  policy  against  recognizing  same-sex  marriage.  See  generally  Healy,  491 
U.S.  at  337,  n.l3  (jurisdiction  and  legislative  standards  similar).  However,  if  such  a  rare  case 
occurred,  in  which  the  second  state  was  totally  without  any  significant  contacts  or  strong  public 
policy,  and  the  only  interested  state  recognized  same-sex  marriage,  full  faith  and  credit  might 
arguably  preclude  nonrecognition. 

"See,  e.g.,  Thomas  v.  Washington  Gas  Light  Co.,  448  U.S.  261,  285  (1980)  ("We  simply  con- 
clude that  the  substantial  interests  of  the  second  State  in  these  circumstances  should  not  be 
overridden  by  another  State  through  an  unnecessarily  aggressive  application  of  the  Full  Faith 
and  Credit  Cflause,  as  was  imphcitly  recognized  at  the  time  of  McCartin.");  Neuacto  v.  Hall,  440 
U.S.  410,  421-422  (1979)  ("But  this  Court's  decision  in  Pacific  Insurance  Co.  v.  Industrial  Acci- 
dent Comm'n,  306  U.S.  493,  clearly  establishes  that  the  Full  Faith  and  Credit  Clause  does  not 
require  a  State  to  apply  another  State's  law  in  violation  of  its  ovwi  legitimate  public  policy."); 
Carroll  v.  Lanza,  349  U.S.  408,  412  (1955)  ("The  Court  proceeded  on  the  premise,  repeated  over 
and  again  in  the  cases,  that  the  Full  Faith  and  Credit  Clause  does  not  require  a  State  to  sub- 
stitute for  its  own  statute,  applicable  to  persons  and  events  within  it,  the  statute  of  another 
State  reflecting  a  conflicting  and  opposed  policy."  (citing  Pacific  Ins.  Co.  at  502));  Hughes  v.  Fet- 
ter, 341  U.S.  609,  611  (1951)  ("We  have  reco^zed,  however,  that  full  faith  and  credit  does  not 
automatically  compel  a  forum  state  to  subordinate  its  own  statutory  pohcy  to  a  conflicting  public 
act  of  another  state;  rather,  it  is  for  this  Court  to  choose  in  each  case  between  the  competing 
pubUc  poUcies  involved.");  Gnffin  v.  McCoach,  313  U.S.  498,  507  (1941)  ("Where  this  Court  has 
required  the  state  of  the  forum  to  apply  the  foreign  law  under  the  full  faith  and  credit  clause 
or  under  the  Fourteenth  Amendment,  it  has  recognized  that  a  state  is  not  required  to  enforce 
a  law  obnoxious  to  its  public  policy.");  Klaxon  Co.  v.  Stentor  Elec.  Mfg.  Co.,  313  U.S.  498  (1941) 
("The  full  faith  and  credit  clause  does  not  go  so  far  as  to  compel  Delaware  to  apply  §  480  if  such 
application  would  interfere  with  its  local  policy.");  Alaska  Packers  Assn.  v.  Industrial  Accident 
Comm'n.  of  California,  294  U.S.  532,  546  (1935)  ("It  has  often  been  recognized  by  this  Court 
that  there  are  some  limitations  upon  the  extent  to  which  a  state  will  be  required  by  the  full 
faith  and  credit  clause  to  enforce  even  the  judgment  of  another  state,  in  contravention  of  its 
ovm  statutes  or  poUcy.");  Bradford  Electric  Light  Co.  v.  Clapper,  286  U.S.  145,  159  (1932)  ("It 
is  true  that  the  full  faith  and  credit  clause  does  not  require  the  enforcement  of  every  right  con- 
ferred by  a  statute  of  another  State.  There  is  room  for  some  play  of  conflicting  poUcies.")  ("I 
can  find  nothing  in  the  history  of  the  full  faith  and  credit  clause,  or  the  decisions  under  it,  which 
lends  support  to  the  view  tiat  it  compels  any  state  to  subordinate  its  domestic  policy,  with  re- 
spect to  persons  and  their  acts  within  its  borders,  to  the  laws  of  any  other.")  (Stone,  J.,  concur- 
nng  at  164);  Pacific  Insurance  Co.  v.  Industrial  Accident  Comm'n,  306  U.S.  493  (1939)  (whole 
case).  See  also  Vanderbilt  v.  Vanderbilt,  354  U.S.  416,  426  (1957)  ("It  is  true  that  the  commands 
of  the  Full  Faith  and  Credit  Clause  are  not  inexorable  in  the  sense  that  exceptional  cir- 
cumstances may  relieve  a  State  from  giving  full  faith  and  credit  to  the  judgment  of  a  sister 
State  because  'obnoxious'  to  an  overriding  policy  of  its  own.")  (Frankfurter,  J.,  dissenting);  Mor- 
ris v.  Jones,  329  U.S.  545,  558  (1946)  (''But  the  Full  Faith  and  Credit  Clause  does  not  imply 
that  a  judgment  validly  procured  in  one  State  is  automatically  enforceable  in  another,  quite  re- 
gardless of  the  consequences  of  such  enforcement  upon  that  State's  policy  in  matters  peculiarly 
wathin  its  control.")  (Frankfurter,  J.,  dissenting);  Williams  v.  North  Carolina  I,  317  U.S.  287, 
296  (1942)  ("Nor  is  there  any  authority  which  lends  support  to  the  view  that  the  full  faith  and 
credit  clause  compels  the  courts  of  one  state  to  subordinate  the  local  policy  of  that  state,  as  re- 
spects its  domiciUaries,  to  the  statutes  of  any  other  state.")  ("We  have  recognized  an  area  of 

Continued 


36 

Allstate  Insurance  Co.  v.  Hague, ^^  the  Court  approved  the  application  of  a  forum 
state's  law  in  a  case  in  which  another  state  clearly  had  the  ^eater  weight  of  con- 
tacts with  tiie  parties  and  incidents  giving  rise  to  the  legal  issue.  The  Court  held 
that  the  forum  state  could  apply  its  own  law  so  long  as  it  had  "significant  contact 
or  a  significant  aggregation  of  contacts"  with  the  p£irties  and  the  occurrence  or 
transaction  to  which  it  is  applying  its  law-^*  That  doctrine  is  reflected  in  many  other 
Supreme  Court  decisions  dating  back  many  decades.^^  Moreover,  it  is  worth  noting 
that  even  the  state  of  Hawaii,  where  the  same-sex  marriage  controversy  is  centered 
in  both  the  state  courts  and  the  state  legislature,  has  officially  taken  the  position 
in  the  pending  Baehr  litigation  about  same-sex  marriage  that  "it  may  reasonably 
be  expected  that,  at  a  minimum,  other  jurisdictions  will  not  recognize  Hawaii  same- 
sex  marriages  as  valid  *  *  *."^^  From  this  perspective.  Section  2  states  the  obvious 
and  some  could  very  reasonably  ask  why  it  is  even  necessary. 

In  the  case  of  a  judicial  decree,  the  Question  is  closer  under  existing  case  law,  be- 
cause there  are  added  considerations  finaUty  and  iudicial  efiiciencv.  In  that  situa- 
tion, the  strong  interest  of  the  second  state  in  applying  its  own  pubhc  policy  would 
have  to  be  shown,  and  the  public  policy  of  the  second  state  against  same-sex  mar- 
riage would  have  to  be  very  clear,  and  very  deeply-held.  For  example,  to  continue 
the  earlier  hypothetical,  suppose  a  same-sex  couple  from  Utah  flew  to  Hawaii,  got 
married,  got  a  declaratory  judgment  of  the  validity  of  their  marriage  (or  possibly 
some  judicial  declaration  of  a  legal  entitlement  based  on  the  status  of  marriage), 
then  returned  to  Utah  (which  by  statute  prohibits  same-sex  marriage  and  explicitly 
prohibits  recognition  of  same-sex  marriage  even  if  legal  where  performed)  and  de- 
manded that  Utah  recognize  their  marriage  or  that  incident  of  their  marriage.  In 
my  opinion  the  interest  of  Utah  in  not  recognizing  that  evasive  marriage  that  would 
flaunt  and  undermine  a  strong  pubUc  policy  of  Utah  (which  strongly  favors  and  pro- 
tects heterosexual  marriage  exclusively)  would  be  sufficient  to  justify  Utah's  refusal 
to  recognize  the  same-sex  marriage.  'The  Fxill  Faith  and  Credit  Clause  of  the  Con- 
stitution "does  not  make  a  sister-State  judgment  a  judgment  in  another  State.  The 
proposal  to  do  so  was  rejected  by  the  Philadelphia  Convention.  2  Farrand,  The 
Records  of  the  Federal  Convention  of  1787,  447,  448.  'To  give  it  the  force  of  a  judg- 
ment in  another  state,  it  must  be  made  a  judgment  there.'  McElmoyle  v.  Cohen,  13 
Pet  312  325."^' 

The  argument  recently  asserted  that  because  S.  1740  is  phrased  in  negative  (non- 
recognition)  instead  of  positive  (recognition)  language  is  specious.  The  "effect"  of 
acts,  records  and  judgments  fi-om  the  states,  which  the  Constitution  gives  Congress 
the  power  to  define,  can  be  stated  either  way.  For  example,  in  Thompson  v.  Thomp- 
son,^^  the  Court  approved  the  Parental  Kidnapping  Prevention  Act,  28  U.S.C.  §  1738 
A  ("PKPA"),  another  "effects"  clause  enactment.  The  PKPA  defines  three  iurisdic- 
tional  bases  upon  which  custody  decrees  will  be  entitled  to  full  faith  and  credit. 
That  means  that  states  are  free  not  to  recognize  (or  to  recognize,  as  they  choose) 
custody  decrees  founded  on  other  bases  of  jurisdiction.  The  fact  that  the  PKPA 
clearly  has  that  "negative"  dimension  has  not  impaired  its  constitutionality  in  the 

The  Supreme  Court  has  repeatedly  indicated  that  Congress  has  the  power  not 
only  to  determine  when  acts,  records  and  judgments  fi-om  the  states  are  to  be  given 
full  faith  and  credit  (positive)  but  also  to  determine  when  they  are  not  to  be  given 
full  faith  and  credit  (negative).  For  example,  in  several  cases  the  Court  has  had  to 
determine  whether  certain  state  proceedings  resolving  discrimination  claims  must 
be  given  full  faith  and  credit  so  as  to  preclude  later  federal  coiul  Utigation  of  civil 
rights  claims.  Invariably,  the  Court  earnestly  tries  to  determine  what  effect  Con- 
gress intended— whether  full  faith  and  credit  must  be  given.^^  Often,  it  finds  that 


flexibility  in  the  application  of  the  Clause  to  preserve  and  protect  state  policies  in  matters  of 
vital  public  concern.  )  (Mxirphy,  J.,  dissenting  at  309). 
"449  U.S.  302(1981). 

66  See,  e.g.,  Carroll  v.  Lanza,  349  U.S.  409,  413-14  (1955);  Richards  v.  United  States,  362  U.S. 
1,  15  (1962);  Nevada  v.  Hall.  440  U.S.  410  (1979);  Griffin  v.  McCoach,  313  U.S.  498,  506  (1941); 
Pacific  Employers  Insurance  Co.  v.  Industrial  Accident  Commission,  306  U.S.  493  (1939). 

^^Baehr  v.  Lewin,  Civil  No.  91-1394-05,  "Defendant's  Response  to  Plaintiffs'  First  Request 
for  Answers  to  Interrogatories,"  8,  9  (Dec.  17,  1993). 

li-' Williams  v.  North  Carolina  (II),  325  U.S.  226,  229  (1945). 

B8  484  U.S.  174(1988).  „   ,      ,„     . 

^^  Negative  congressional  intent  (no  required  effect):  Astoria  Federal  Savings  &  Loan  Associa- 
tion V.  Solimino,  504  U.S.  104,  109-111  (1991)  (impUed  congressional  intent  of  no  preclusion 
for  ADEA  actions);  University  of  Tennessee  v.  Elliott,  478  U.S.  788,  795  (1986)  (implied  conces- 
sional intent  of  no  preclusion  for  Title  VII  actions).  See  also  Chandler  v.  Roudebush,  425  U.b. 
840  (1976)  (Congress'  implied  intent  not  to  bar  trial  de  novo  on  his  Title  VII  claim);  Brown  v. 


37 

intent  implied,  and  it  applies  that  implied  Congressional  intent,  whether  positive  (to 
command  full  faith  and  credit)  or  negative  (no  full  faith  and  credit,  no  preclusion).6o 
If  the  role  of  Congress  in  determining  what  "effect"  state  court  proceedings  are  to 
be  given  is  so  important  that  the  Supreme  Coxirt  laboriously  searches  for  and  fol- 
lows mere  implied  congressional  intent,  whether  positive  or  negative,  it  stands  to 
reason  that  Congress  has  the  power  to  expressly  declare  that  certain  state  acts, 
records  and  judgments  will  not  have  compulsory  effect. 

The  critics'  assertion  that  only  positive  legislation  is  permitted  would  reduce  the 
Pull  Faith  and  Credit  clause  to  a  mere  rhetorical  rule  that  signifies  nothing  because 
any  rule,  including  the  marriage  recognition  rule  of  S.  1740,  may  be  state  either  in 
positive  or  negative  terms.  For  example.  Congress  might  achieve  essentially  the 
same  result  by  declaring  that  marriages  between  a  man  and  a  woman  that  are  valid 
in  the  state  where  performed  must  be  recognized  in  other  states,  or  all  marriages 
vaUd  where  performed  must  be  recognized  unless  they  violate  the  strong  public  pol- 
icy of  the  other  state. 

Finally,  S.  1740  does  not  interfere  with  the  Supreme  Coxirt's  responsibility  and 
authority  to  interpret  the  Constitution.  While  Article  IV  gives  Congress  substantial 
authority  to  set  the  standard  for  full  faith  and  credit,  if  Congress  were  to  "cut  back 
on  the  measure  of  faith  and  credit  required  by  a  decision  of  [the]  Court"  an  unre- 
solved question  about  constitutionality  might  arise.^^  But  no  Supreme  Court  deci- 
sion has  ruled  that  states  must  recognize  (absolutely,  in  all  cases,  regardless  of  com- 
peting public  policy  interests)  marriages  created  in  other  states.  Indeed,  the  critics 
of  DOMA  contradict  themselves  here,  for  they  assert  that  DOMA  is  unnecessary  be- 
cause states  are  not  constitutionally  required  to  recognize  same-sex  marriage  if  they 
violate  strong  public  policy  of  the  other  states.«2  Section  2  of  the  Act  merely  codifies 
and  clarifies  the  existing  constitutional  rule,  it  does  not  repeal  or  contradict  it. 

b.  Congressional  authority  to  enact  section  3 

The  power  of  Congress  to  adopt  legislation  like  Section  3  of  S.  1740  is  also  clear 
(although  there  are  some  exceptions  that  could  cause  confusion  if  care  is  not  taken 
to  remember  the  very  narrow  scope  and  application  of  the  provision).  The  principle 
of  federalism  has  two  dimensions.  Just  as  it  defines  and  protects  the  role  of  the 
states  within  the  hybrid  state-federal  system,  it  also  defines  and  protects  the  role 
of  the  federal  government  within  the  same  hybrid  system.  The  states  cannot  dictate 
to  the  federal  government  how  it  must  regulate  behavior,  define  terms,  what  stand- 
ards it  will  use  to  grant  or  restrict  benefits  in  federal  programs,  agencies  and  laws. 

For  example.  Congress  has  established  a  taxation  system  that  gives  particular 
benefits  to  "married  couples,  and  it  is  federal  law  (incorporating  some  state  law  as 
a  matter  of  federal  choice)  that  defines  what  "married"  means  for  purposes  of  the 
federal  tax  system.^^  This  is  true  even  though  the  direct  regulation  of  marriage  is 
clearly  outside  of  the  scope  of  federal  authority.  While  states  have  the  sole  and  ex- 
clusive authority  to  regulate  domestic  relations  within  the  state,  the  federal  govern- 
ment has  the  sole  and  exclusive  authority  to  regulate  the  federal  tax  svstem.^'* 
When  the  federal  government  uses  the  term  "marriage"  or  "married"  in  federal  tax 
law,  it  is  not  creating  marriage  or  domestic  relations  law;  it  is  creating  tax  law.  It 
may  define  the  term  marriage"  however  it  chooses  (within  other  constitutional  lim- 
its) for  purposes  of  the  tax  law,  in  light  of  the  policies  and  objectives  underlying  the 
federal  tax  system. 

Likewise,  in  Bankruptcy  law,  it  is  well-established  that  "what  constitutes  ali- 
mony, maintenance,  or  support  will  be  determined  under  the  [federal]  bankruptcy 


Felsen,  442  U.S.  127,  136  (1979).  Positive  congressional  intent  (required  preclusive  effect):  Kremer 
V.  Chemical  Constr.  Corp..  456  U.S.  461  (1982)  (Title  VII);  Migra  v.  Warren  City  School  District 
Board  of  Education,  465  U.S.  75  (1984);  Allen  v.  McCurry,  449  U.S.  90  (1980)  (1983  claims). 
Sae  also  Matsushita  Electric  Industrial  Co.,  Ltd.,  116  S.Ct.  873  (1996). 

®^  Sc6  C6LS6S  cited  icZ. 

o^Washington  Gas  Light  Co.  v.  Thomas,  448  U.S.  261,  272  n.l8  (1980)  (plurality  opinion). 

82  See  Laurence  H.  Tribe,  'Toward  a  Less  Perfect  Union,"  N.Y.  Times,  May  26,  1996,  at  *; 
42  Cong^  Rec.  S5931-01,  1996  3024425  (Cong.  Rec),  June  6,  1996  (letter  from  Professor  Tribe 
to  Sen.  Edward  Kennedy). 

^For  example,  persons  who  are  married  under  state  law  but  are  legally  separated  are  not 
treated  as  "married"  for  purposes  of  federal  income  tax  law.  I.R.C.  §§71  (b),  7703(a)(2),  (b).  Like- 
wise, a  couple  who  consistently  obtains  a  divorce  at  the  end  of  the  year  to  obtain  "single"  status 
for  tax  filing,  but  remarries  early  the  following  year,  will  be  considered  "married"  (regardless, 
apparently,  of  state  law).  Rev.  Rul.  76-255,  1976-2  C.B.  40. 

**  Congress  and  federal  court  often  incorporate  state  domestic  relations  law  definitions  of  fam- 
ily law  terminology  used  in  federal  laws  and  programs,  but  they  do  so  as  a  matter  of  federal 
law.  The  federal  law-maker  can  change  the  definition  when  it  wishes  and  depart  from  state  law 
when  it  wishes. 


38 

laws,  not  state  law."65  For  another  example,  federal  immigration  law  give  certain 
valuable  priorities  and  benefits  to  persons  who  are  married  to  American  citizens. 
Congress,  however,  intended  only  to  give  those  benefits  to  persons  who  have  a  bona 
fide  lifetime  commitment  marriage,  not  people  who  get  married  temporarily  just  to 
get  the  immigration  advantage.  In  some  states,  however,  persons  wno  get  married 
solely  to  get  an  immigration  advantage,  who  do  not  intend  to  live  together  as  hus- 
band and  wife,  may  have  a  valid  marriage  under  local  marriage  law.  If  that  state 
definition  of  "marriage"  were  imported  into  the  federal  immigration  laws,  it  would 
undermine  the  policy  of  the  federal  law  and  thwart  the  design  of  the  federal  immi- 
gration system.  Thus,  Congress  has  deUberately  defined  in  the  immigration  laws  the 
kinds  of  marriages  to  wWch  it  gives  immigration  benefits  and  that  definition  is 
much  more  narrow  than  any  of  the  states  define  marriage.®^  That  is  not  an  im- 
proper regulation  of  marriage  by  Congress,  because  it  is  not  really  the  regulation 
of  (wmestic  relations  at  all.  Rather,  it  is  the  regulation  of  federal  immigration  poUcy, 
which  is  clearly  within  the  constitutionally-delegated  authority  of  the  federal  gov- 
ernment. 

In  a  related  field  dealing  with  divorce,  a  few  years  ago  questions  arose  concerning 
whether  state  courts  could  include  certain  federal  retirement  and  disability  benefits 
when  dividing  marital  or  community  property  upon  divorce.  Division  of  property  in- 
cidental to  divorce  is  another  area  of  domestic  relations  long  understood  to  be  under 
primary  control  of  the  states.  When  state  courts  in  CaUfomia  went  ahead  and  in- 
cluded those  federal  benefits  in  the  division  of  the  community  property,  however, 
the  Supreme  Court  of  the  United  States  reversed  those  judgments  holding  that  the 
control  and  division  of  federal  pensions  and  employment  benefits  was  governed  by 
federal  law,  and  finding  that  Congress  had  not  intended  those  benefits  to  be  treated 
as  divisible  community  property.^'  A  short  time  later,  Congress  amended  several  of 
the  relevant  federal  laws  to  provide  that  railroad  and  military  benefits  may  be  di- 
vided upon  divorce  as  community  or  marital  property,  and  went  much  further  to  re- 
form what  should  be  done  with  federal  employment  benefits  when  the  federal  em- 
ployee is  divorced  or  dies.^^  That  legislation  further  underscored  that  the  regulation 
of  federal  benefits  is  a  matter  of  federal  law,  even  when  it  uses  family  terms  or  is 
incorporated  into  state  family  property  law  and  dissolution  procedures. 

These  are  just  a  few  of  hundreds  of  examples  in  which  Congress  or  federal  agen- 
cies use  marriage  and  other  domestic  relations  terms  in  federal  law  and  the  mean- 
ing of  tiiose  terms  is  ultimately  determined  as  a  matter  of  federal  law.^^  The  ques- 
tion is  what  did  Congress  intend.  This  is  not  a  novel  principle,  it  is  as  old  as  our 
Republic;  it  is  well-estabUshed,  settled  doctrine.'^"  It  is  settled  by  the  Supremacy 
Clause  of  the  Constitution. 

Conceptually,  there  is  a  profound  difference  between  the  power  of  states  to  define 
and  regulate  the  status  of  marriage  and  the  extent  to  which  state  benefits,  burdens, 
programs,  and  privileges  will  be  offered  incidental  to  such  status,  and  the  power  of 
Congress  to  denne  and  regulate  whether  and  to  what  extent  some  or  any  federal 
benefits,  programs,  and  privileges  will  be  available  to  individuals,  to  married  cou- 
ples, to  other  couples,  and  to  other  groups.  Section  3  of  S.  1740  reaffirms  and  pro- 
tects this  federalist  distinction. 


«6H.R.  Rep.  No.  595,  95th  Cong.,  1st  Sess.  364  (1977),  U.S.  Code  Cong.  &  Admin.  News,  1978, 
pp.  5785,  6319,  cited  in  Harrell  v.  Harrell,  754  F.2d  902  (11th  Cir.  1985);  see  also  Williams  v. 
Williams,  703  F.2d  1055,  1056  (8th  Cir.  1983)  ("whether  a  particular  debt  is  a  support  obligation 
or  part  of  a  property  settlement  is  a  question  of  federal  bankruptcy  law,  not  state  law.");  Shaver 
V.  Shaver,  736  F.2D.  1314,  1316  (1984)  (Bankruptcy  courts  look  to  Federal  law,  not  state  law 
to  determine  whether  an  obligation  is  actually  in  the  nature  of  alimony,  maintenance  or  sup- 
port). 

««See,  e.g.,  8  U.S.C.  §§  1151(b),  1153-1155,  1186(a)(1),  (b)  (1988);  Azizi  v.  Thornburgh,  908 
F.2d  1130  (2d  Cir.  1990);  1  Lynn  D.  Wardle,  Christopher  L.  Blakesley,  Jacqueline  Y.  Parker, 
Contemporary  Family  Law,  §2:30  (1988). 

8' See  Hisquidero  v.  Hisquidero,  439  U.S.  572  (1979);  McCarty  v.  McCarty,  453  U.S.  210 
(1981);  Mansell  v.  Mansell,  490  U.S.  581  (1989). 

88 See,  e.g.,  45  U.S.C.  §231  (1986);  10  U.S.C.  §1408  (1983  and  Supp.  1995)  see  further  5 
U.S.C.  §8345(j)  (1986);  22  U.S.C.  §§4054,  4069  (1986);  Brett  R.  Turner,  ''Equitable  Distribution 
of  Property,"  §6.06  (2d  ed.  1994). 

88  See  generally  Southern  Pacific  Transportation  Co.  v.  United  States,  462  F.Supp.  1193,  1208 
(1978)  (state  laws  that  directly  conflict  with  the  purposes  of  the  Federal  Regulatory  program 
are  inappropriate  for  adoption,  and  a  court  faced  with  conflicting  state  laws  would  adopt  a  Fed- 
eral Rule);  Burnett  v.  Gratton,  468  U.S.  42,  56  (1984)  (the  court  is  presented  with  this  task  be- 
cause Congress  has  seen  fit  not  to  prescribe  a  specific  statute  of  limitations  to  govern  actions 
under  most  of  the  Federal  Civil  rights  statutes,  instead  directing  courts  to  apply  state  law  if 
"not  inconsistent"  with  Federal  Law). 

''OThis  preemption  principle  is  true  in  other  areas  of  federal  law  as  well.  See,  e.g., 
Schneidewind  v.  ANR  Pipeline  Co.,  485  U.S.  293,  310  (1988)  (natural  gas  regulation). 


39 

If  Congress  were  attempting  to  impose  the  definition  of  "marriage"  upon  the 
states,  to  make  them  use  that  definition  in  their  marriage  and  domestic  relations 
laws,  a  serious  constitutional  issue  would  arise.  In  such  cases,  federal  law  super- 
sedes state  family  law  only  upon  a  strict  showing  of  deliberate  preemption.  As  the 
Supreme  Court  noted  in  Hisquierdo  v.  Hisquierdo:  "On  the  rare  occasion  where 
state  family  law  has  come  into  conflict  with  the  federal  statute,  this  Court  has  lim- 
ited review  under  the  Supremacy  Clause  to  a  determination  whether  Congress  has 
'positively  required  by  direct  enactment'  that  state  law  be  pre-empted."'^  In 
McCarty  v.  McCarty,  the  Court  reiterated  that  "'[s]tate  family  and  family-property 
law  must  do  'major  damage'  to  'clear  and  substantial'  federal  interests  before  the 
Supremacy  Clause  will  demand  that  state  law  be  overridden.'  *  *  ♦."''2  Moreover, 
"[a]  mere  conflict  in  words  is  not  sufficient";  the  question  remains  whether  the  "con- 
sequences [of  that  community  property  right]  sufficiently  injure  the  objectives  of  the 
federal  program  to  require  nonrecognition."  "^^  Justice  Rehnquist  noted  in  his  dissent 
in  McCarty  that  he  could  find  only  five  instances  in  which  that  kind  of  preemption 
(forcing  federal  standards  upon  state  law)  had  occurred  in  the  history  of  community 
property  disposition. ''''  But  this  is  not  such  a  case.  S.  1740  does  not  impose  federal 
law  onto  state  law,  but  seeks  to  prevent  the  imposition  of  one  specific  possible  state 
law  definition  of  marriage  upon  federal  programs,  laws,  and  agencies. 

IV.  DOMA  EMBODIES  WISE  AND  TOLERANT  POUCY 

S.  1740  embodies  wise  and  tolerant  public  policy.  There  are  compelling  reasons 
why  every  state  in  this  country,  and  every  nation  in  the  world,'^  preserves  the  legal 
status  of  marriage  for  committed  heterosexual  relationships.  And  there  are  compel- 
ling reasons  why  Congress  should  protect  the  authority  of  each  state  to  choose  for 
itself  whether  to  recognize  same-sex  marriage. 

The  committed  union  of  male  and  female  to  each  other  that  we  call  marriage  con- 
tributes to  society  (and  to  the  individuals)  many  benefits  that  are  unmatched  by  any 
other  relationships,  including  committed  same-sex  relationships.  In  terms  of  provid- 
ing the  safest  and  most  beneficial  environment  for  the  expression  of  sexual  inti- 
macy, the  best  context  for  procreation,  the  most  protective  and  most  beneficial  social 
arrangement  for  child-rearing,  the  most  valuable  relationship  for  encouraging  fa- 
therhood and  motherhood,  the  most  promising  for  enhancing  the  status  of  women, 
the  most  secvtre  family  economic  unit,  the  most  stable  and  secvu-e  basis  for  forging 
intimate  human  interdependency,  the  best  relationship  for  developing  the  unique 
complimentary  strengths  of  cross-gender  union,  and  for  many,  many  other  reasons 
proved  and  reproved  over  millenia  of  multi-cultured  human  experience  the  commit- 
ted, formal  union  of  a  man  and  a  woman  in  marriage  is  unequalled  in  its  value  and 
contribution  to  society.  Same-sex  unions  are  not  the  same  and  do  not  make  the 
same  contribution  to  society.  As  the  California  Supreme  Court  has  observed: 

Spouses  receive  special  consideration  from  the  state,  for  marriage  is  a 
civil  contract  "of  so  solemn  and  binding  a  nature  ♦  *  *  that  the  consent  of 
the  parties  alone  will  not  constitute  marriage  *  *  *  the  consent  of  the  state 
is  also  required"  [Citation.]  Marriage  is  accorded  this  degree  of  dignity  in 
recognition  that  "[t]he  joining  of  the  man  and  woman  in  marriage  is  at  once 
the  most  socially  productive  and  individually  fulfilling  relationship  that  one 
can  enjoy  in  the  course  of  a  lifetime."  [cites  omitted.] 


Our  emphasis  on  the  state's  interest  in  promoting  the  marriage  relation- 
ship is  not  based  on  anachronistic  notions  of  morality.  The  policy  favoring 
marriage  is  "rooted  in  the  necessity  of  providing  an  institutional  basis  for 
defining  the  fundamental  relational  rights  and  responsibilities  of  persons  in 
organized  society."  (Laws  v.  Griep  (Iowa  1983))  332  N.W.2d  339,  341.  For- 
mally married  couples  are  granted  significant  rights  and  bear  important  re- 


71439  U.S.  572,  581  (1979)  citing  Wetmore  v.  Markoe,  196  U.S.  68,  77  (1904). 

'2  453  U.S.  210,  (1981)  citing  Hisquierdo,  439  U.S.  at  581. 

''^McCarty,  453  U.S.  at (citing  Hisquierdo,  439  U.S.,  at  581-583). 

7M53U.S.  at  237. 

"5  Four  nations,  Denmark,  Norway,  Sweden,  and  Iceland  recognize  same-sex  domestic  partner- 
ships, but  the  legislatures  in  those  countries  very  deliberately  and  clearly  chose  not  to  extend 
the  special  status  of  "marriage"  to  homosexual  unions.  No  nation  recognizes  same-sex  marriage. 


40 

sponsibilities  toward  one  another  which  are  not  shared  by  those  who  co- 
habit without  marriage.'''^ 

DOMA  protects  the  ability  of  states  to  protect  and  preserve  this  critical  social  insti- 
tution against  competing  intimate  relationships  that  offer  society  much  less,  and 
offer  the  nations'  children  much  less  than  they  need  and  deserve. 

Tolerance  and  S.  1740 

Some  have  argued  that  the  states  and  Congress  should  recognize  same-sex  mar- 
riage to  show  that  they  are  tolerant  of  nontraditional,  particularly  homosexual,  rela- 
tionships. However,  there  is  an  important  difference  between  "tolerance"  and  "pref- 
erence. The  law  provides  at  least  three  different  and  distinct  legal  categories  for 
personal  relations  and  actions:  "prohibited  relations  and  conduct,"  "permitted  rela- 
tionships and  behavior,"  and  "preferred  relationships  and  conduct."  The  boundary 
line  between  the  fu^t  and  second  category  is  "tolerance."  The  boundary  line  between 
the  second  category  and  third  category  (preferred  acts  and  relations)  is  the  line  of 
"preference."  Historically,  homosexual  relations  have  been  consistently  placed  in  the 
prohibited  category.  Recently,  there  has  been  an  apparent  trend  to  move  homo- 
sexual behavior  across  the  "tolerance"  barrier,  from  the  "prohibited"  to  the  "per- 
mitted" category.  Thus,  some  homosexual  relations  have  been  decriminalized  in 
more  than  half  of  the  states.  But  tolerating  same-sex  relationships  is  qviite  a  dif- 
ferent thing  from  giving  them  preferred  legal  status. 

Marriage  is  one  of  the  oldest  and  most  firmly-established  types  of  preferred,  spe- 
cially-protected relations.  Thus,  the  gay/lesbian  demand  that  homosexual  couples  be 
allowed  to  marry  is  a  demand  for  special  preferred  status  for  homosexual  relations. 
There  is  widespread  opposition  to  giving  homosexual  relations  any  special,  preferred 
status,  even  among  many  groups  that  are  very  sympathetic  to  gay  and  lesbian  legal 
status.  For  example,  President  Clinton's  support  for  gay  and  lesbian  legal  stature 
is  well-known,  yet  he  has  stated  that  he  does  not  support  same-sex  marriage. 

DOMA  does  not  violate  Romer  v.  Evans 

S.  1740  is  easily  distingviished  from  Colorado's  Amendment  Two  that  the  Supreme 
Court  recently  held  unconstitutional  in  Romer  v.  Evans  J"^  First,  the  Colorado 
amendment  classified  and  discriminated  in  law  on  the  basis  of  "homosexual,  lesbian 
or  bisexual  orientation,"  and  not  solely  on  the  basis  of  conduct,  behavior  or  relation- 
ship. How  someone  feels  or  thinks  or  believes,  including  one's  feelings  or  beliefs  re- 
garding sexual  attraction,  interest,  or  orientation,  is  not  a  permissible  basis  for  legal 
discrimination;  to  legally  classify  persons  on  the  basis  of  their  "orientation"  status 
is  constitutionally  forbidden.''^  By  contrast,  DOMA  does  not  discriminate  on  the 
basis  of  any  "orientation"  but  it  is  conduct  (marriage)  and  action  (actual  same-sex 
relationships)  that  are  the  permissible  basis  for  distinguishing  heterosexual  mar- 
riage from  same-sex  unions.  Second,  Colorado  Amendment  Two  did  not  merely  deny 
legal  preference  to  persons  with  homosexual  orientation,  but  it  denied  them  basic 
equal  protections  of  the  law.  The  Supreme  Court  held  that  the  Colorado  amendment 
did  not  merely  "put[]  gays  and  lesbians  in  the  same  position  as  all  other  persons,"  ''^ 
but  it  arguably  stripped  them  from  even  basic  civil  rights  protections.  The  "sweeping 
and  comprehensive  Colorado  rule  singled  out  gays  and  lesbians,  and  no  others,  for 
special  non-protection  status,^"  forbade  specific  protection  of  any  kind  for  gays  and 
lesbians,8i  and  could  be  construed  to  "deprive[]  gays  and  lesbians  even  of  protection 
of  general  laws,"82  There  is  a  tremendous  and  constitutionally  significant  difference 
between  depriving  persons  of  potentially  all  protection  of  the  laws,  as  Colorado 
Amendment  Two  was  construed  to  do,  and  preserving  the  basic  unit  of  our  society 
by  refusing  to  extend  preferred  legal  status  to  homosexual  couples.  DOMA  simply 


76  46  Cal.3d  267,  274-275,  758  P.2d  582,  586,  250  Cal.Rptr.  254,  258-259  (1988)  (emphasis 
added).  See  also  Marvin  v.  Marvin.  18  Cal.3d  660,  684,  134  Cal.Rptr.  815,  557  P.2d  106  (1976); 
Norman  v.  Unemployment  Ins.  Appeals  Bd.,  620  Cal.3d  1,  9,  192  Cal.Rptr.  134,  663  P.2d  904 
(1983)  (endorsing  strong  public  policy  favoring  marriage,  while  noting  no  similar  policy  favored 
nonmarital  relationships);  Beaty  v.  Truck  Insurance  Exchange,  6  Cal.App.4th  1455  8 
Cal.Rptr.2d  593  (Third  Dist.  Ct.  App.1992);  Lewis  v.  Hughes  Helicopter.  220  Cal.Rptr.  615  (Ct. 
App.  1985),  modified  253  Cal.Rptr.  426,  764  P.2d  278  (Cal.  1988).  Hendrix  v.  General  Motors 
Corp,  193  Cal.Rptr.  922,  Cal.App.3d  296  (1983);  Nieto  v.  City  of  Los  Angeles,  138  Cal.App.3d 
464,  470-471,  188  Cal.Rptr.  31  (1982). 

"116S.Ct.  1620(1996). 

'87d.  at  1623. 

's/d.  at  1624. 

sold,  at  1625. 

81 /d.  1626. 

82/d 


41 

protects  the  right  of  the  states  to  protect  the  institution  of  marriage.  Nothing  in 
Romer  suggests  any  disapproval  of  laws  that  protect  marriage  and  the  family. 

In  fact,  the  same  day  the  Supreme  Court  announced  the  Romer  decision,  it  also 
rendered  another  decision  that  underscored  how  important  it  is  to  protect  each 
state's  ability  to  decide  important  legal  policy  issues  for  itself  without  having  other 
states  impose  their  policies  extraterritorially  upon  co-equal  sovereign  states.  In 
BMW  of  North  America,  Inc.  v.  Gore,^^  decided  the  same  day  as  Evans  v.  Romer, 
the  Court  discussed  whether  Alabama  courts  could  impose  punitive  damages  upon 
a  defendant  for  doing  something  in  other  states  that  was  legal  in  those  states  out 
illegal  in  Alabama.®^  Justice  Stevens  wrote  for  the  Court  that  under  the  Constitu- 
tion it  is  impermissible  for  one  state  to  "impose  its  own  policy  choice  on  neighboring 
States.  See  Bonaparte  v.  Tax  Court,  104  U.S.  592,  594,  26  L.Ed.  845  (1881)  ('No 
State  can  legislate  except  with  reference  to  its  own  jurisdiction.  *  *  *  Each  State 
is  independent  of  all  the  others  in  this  particular")."  ^5  A  state's  power  to  impose  its 
legal  policy,  upon  other  states,  even  in  matters  of  commerce,  is  'constrained  by  the 
need  to  respect  the  interests  of  other  States  *  *  *."^^  The  Court  emphasize  the  need 
to  follow  "these  principles  of  state  sovereignty  and  comity"  which  forbid  one  state  giv- 
ing its  laws  and  legal  policy  extraterritorial  effect  that  "infringfes]  on  the  policy 
choices  of  other  States,"  because  the  Constitution  requires  each  state  "[t]o  avoid  such 
encroachment."  8''  If  such  protection  of  state  sovereignty  is  required  for  mere  state 
economic  regulations,  it  is  even  more  important  that  one  state  not  legislate  a  radical 
redefinition  of  marriage  and  then  impose  it  on  the  other  states.  Since  the  very  day 
the  Court  decided  Romer  it  also  validated  the  core  principle  upon  which  S.  1740  is 
based — the  importance  of  protecting  state  sovereignty  in  setting  its  own  legal  poli- 
cies from  lateral  extraterritorialism  of  other  state  s  contradictory  laws — and  for  the 
other  reasons  noted  above,  I  do  not  believe  that  DOMA  is  inconsistent  with  Romer. 

Conclusion 

Section  2  of  S.  1740  takes  a  neutral  position  about  interstate  recognition  of  same- 
sex  marriage.  It  does  not  require  or  prohibit  any  state  to  recognize  or  give  effect 
to  same-sex  marriage,  but  it  does  prevent  federal  full  faith  and  credit  principles 
from  forcing  states  to  take  one  position  or  the  other.  It  establishes  clearly  a  "hands- 
of!"  federal  position — that  federal  authority  will  not  be  manipulated  to  compel  states 
to  take  either  a  pro-  or  contra-same-sex  marriage  position.  Thus,  it  leaves  the  mat- 
ter to  each  state,  individually,  to  determine  for  itself  It  is  a  modest  and  prudent 
approach.  It  is  generally  consistent  with  the  history  of  interstate  recognition  of  mar- 
riage on  difficult  issues,  and  harmonious  with  the  federalism  principle  that  federal 
power  ought  not  override  the  authority  of  each  state  to  establish  its  own  law  of  do- 
mestic relations.  It  is  fair.  And  it  is  timely. 

Section  3  protects  Congress'  authority  to  control  federal  laws,  programs  and  agen- 
cies. It  prevents  the  imposition  of  same-sex  marriage  upon  federal  law  without  the 
approval  of  Congress.  That,  too,  protects  our  federalism. 

I  believe  that  S.  1740  is  clearly  within  the  power  of  Congress  to  enact.  There  is 
a  need  to  act.  Congress  has  a  responsibility  to  protect  the  states'  right  to  decide  for 
themselves  whether  to  recognize  same-sex  marriage.  Congress  also  has  a  duty  to 
protect  federal  programs  and  agencies  from  efforts  to  import  same-sex  marriage  into 
federal  laws  and  programs  that  operate  in  all  states.  Thus,  based  on  my  review  and 
analysis  to  date,  I  recommend  that  DOMA  be  fine-tuned,  and  enacted.^^ 


83  116  S.Ct.  1589,  64  USLW  4335  (May  20,  1996). 

^  BMW  had  repeiinted  parts  of  a  new  car  that  had  sxiffered  some  paint  damage  while  being 
transported  from  Germany  to  the  United  States,  and  then  sold  the  car  as  a  new  car  in  Alabama 
without  disclosing  that  it  had  been  partially  repainted  at  a  cost  of  $601.37.  That  was  lawful 
in  other  states,  but  a  recent  Alabama  case  made  it  improper  there.  The  plaintiff  introduced  evi- 
dence that  that  lowered  the  resale  price  of  the  car  about  10  percent  and  the  jury  awarded  the 
buyer  $4,000  in  compensatory  damages  (10  percent  of  the  car's  price).  BMW  had  sold  about 
1,000  such  repainted  cars  in  the  United  States,  including  14  cars  in  Alabama.  The  jury  mathe- 
matically awarded  $4,000,000  in  punitive  damages,  reduced  on  appeal  to  $2,000,000.  The  Su- 
preme Court  reversed  and  remanded,  5—4,  noting  that  the  award  was  so  grossly  excessive  as 
to  violate  due  process,  in  part  because  the  award  appeared  to  be  based  on  out-of-state  conduct 
that  was  lawful  where  it  occurred  and  had  no  impact  in  Alabama. 

8«  116  S.Ct.  at  1596-97. 

86 /d.  at  1597  (citing  Healy  v.  Beer  Institute,  491  U.S.  324,  335-336  (1989);  Edgar  v.  MITE 
Corp.,  457  U.S.  624,  643  (1982). 

8'^/d.  at  1597-98  (emphasis  added). 

881  have  previously  made  wordcrafling  suggestions  for  this  bill.  See  Written  Statement  of 
Prof.  Lynn  D.  Wardle  Concerning  Protecting  Federalism  in  Family  Law  before  the  Subcommit- 
tee on  the  Constitution  of  the  Judiciary  Committee  of  the  House  of  Representatives  (May  15, 
1996). 


42 

The  Chairman.  Thank  you,  Professor  Wardle. 
Mr.  Sunstein? 

STATEMENT  OF  CASS  R.  SUNSTEIN 

Mr.  Sunstein.  Thank  you,  Mr.  Chairman.  It  is  a  pleasure  to  be 

here. 

I  am  going  to  be  talking  also  about  the  constitutional  issues,  the 
question  of  congressional  power.  I  won't  say  a  word  about  the  pol- 
icy questions  or  the  underlying  issues  about  the  nature  or  defini- 
tion of  marriage. 

The  first  point  to  note  about  this  legislation  is  that  it  is  remark- 
ably unprecedented.  In  the  Nation's  entire  history,  now  well  over 
200  years.  Congress  has  never  passed  legislation  whose  purpose 
and  effect  was  to  negate  the  application  of  one  State's  judgment  in 
other  States.  Congress  has  legislated  under  the  full  faith  and  credit 
clause.  This  negating  or  nullifying  power  has  never  been  exercised 

once. 

This  legislation  risks  two  dangers.  One  is  it  may  well  be  point- 
less, and  if  it  is  not  pointless,  it  raises  very  serious  constitutional 
problems.  If  it  is  pointless,  it  is  because  States  have  grappled  with 
this  problem  for  a  long  time.  This  is  an  old  problem,  not  a  new  one. 
It  is  familiar.  And  States  that  have  significant  geographical  connec- 
tions with  people  don't  have  to  recognize  marriages  among  people 
when  those  marriages  violate  the  public  policy  of  the  State.  In 
cases  involving  incest,  polygamy,  adultery,  and  more.  States  have 
grappled  successfully  with  this  problem  without  national  interven- 
tion. .  ^  „    . 

This  particular  issue,  the  issue  of  same-sex  marriages,  falls  in  a 
class  of  cases  with  which  the  Federal  system  has  dealt  successfully 
without  national  legislation. 

If  the  statute  isn^t  pointless,  it  is  very  problematic  from  the  con- 
stitutional point  of  view.  There  is  good  reason  to  think  that  the  full 
faith  and  credit  clause  gives  Congress  broad  power  to  extend  the 
application  of  judgments  in  one  State.  There  is  good  reason  to 
think  that  Congress  has  not  been  given  the  power  to  negate  judg- 
ments by  one  State  insofar  as  they  are  applied  in  other  States.  If 
Congress  does  have  the  power  to  do  this  under  the  full  faith  and 
credit  clause,  there  is  a  big  problem  under  the  equal  protection 
component  of  the  due  process  clause,  as  construed  just  a  few  weeks 
ago  by  the  U.S.  Supreme  Court  in  Romer  v.  Evans. 

If  Congress  does  this— it  seems  like  a  limited  measure  just  in- 
volving same-sex  marriage — there  could  be  very  large  future  con- 
sequences in  areas  involving  product  liability,  punitive  damages, 
marriage  and  divorce,  where  there  are  interest  groups  all  over  the 
Nation  who  would  be  extremely  thrilled  to  see  the  possibility  that 
Congress  can  nullify  the  extraterritorial  application  of  one  State's 
judgments. 

Let  me  just  say  a  few  words  now  by  way  of  elaboration.  On  point- 
lessness,  as  I  say,  this  is  not  a  new  problem.  It  is  an  old  one.  In 
areas  involving  marriages  among  minors,  incestuous  or  bigamous 
marriages.  States  have  dealt  with  this  very  successfully  and  very 
frequently.  There  are  volumes  and  volumes  of  cases.  They  don't  in- 
volve congressional  legislation.  When  a  marriage  violates  a  State's 
policy  and  when  the  State  has  a  geographical  connection  with  the 


43 

parties,  the  State  is  not  obliged  to  recognize  the  marriage.  That  is 
the  tradition.  It  is  extremely  well-settled  law.  It  is  in  both  restate- 
ments of  the  "Conflicts  of  Law."  It  suggests  the  very  serious  possi- 
bility that  this  legislation  has  no  purpose. 

If  it  does  have  a  purpose,  it  is  problematic  from  the  constitu- 
tional point  of  view.  There  has  been  no  serious  suggestion  that  this 
is  OK  under  the  commerce  clause.  It  would  be  an  exotic  under- 
standing of  the  commerce  clause  to  say  that  marriage  falls  within 
that  domain. 

The  full  faith  and  credit  clause  does,  as  you  say,  Senator  Hatch, 
have  the  word  "effects"  in  it,  and  Congress  does  have  power  to  pre- 
scribe the  effect  of  a  judgment,  and  that  might  seem  textually  to 
give  Congress  power  here.  But  I  think  there  are  some  reasons  to 
think  that  that  is  more  word  play  or  a  verbal  trick  than  an  accu- 
rate understanding  of  the  Constitution.  The  full  faith  and  credit 
clause  above  all  has  a  unifying  purpose,  not  a  disunifying  purpose. 
It  is  part  of  the  move  from  the  articles  of  Confederation  to  the  Con- 
stitution. If  you  look  at  the  purpose  of  the  clause,  it  is  not  to  allow 
nullification;  it  is  to  allow  extension  of  judgments,  not  to  negate 
them. 

If  you  look  at  the  history  of  the  clause  back  when  the  Framers 
were  writing — Madison  and  the  others — they  spoke  about  congres- 
sional extension  and  enforcement  of  judgments.  They  spoke  not  at 
all  about  congressional  nullification  of  judgments.  There  is  a  big 
dog  that  didn't  bark  in  the  Framers'  night,  and  that  is  the  bark  of 
nullification. 

If  history  and  purpose  aren't  conclusive,  let's  look  just  at  Con- 
gress' practice  for  now  well  over  200  years.  Congress  has  never 
once  nullified  the  extraterritorial  application  of  a  State  judgment. 
Congress  has  acted  under  the  full  faith  and  credit  clause  a  fair  bit. 
It  has  always  been  in  the  interest  of  extension.  The  consequences 
of  nullifying  rather  than  extension  could  be  very  extreme.  Califor- 
nian  divorces,  Idaho  punitive  damage  judgments,  Illinois  products 
liability  judgments — all  of  them  would  henceforth  be  up  for  grabs. 
That  is  why  from  the  standpoint  of  federalism  this  is  a  very  large 
as  well  as  a  very  new  bit  of  legislation. 

If  for  the  first  time  in  the  country  Congress  is  going  to  act  to  nul- 
lify a  judgment  in  its  extraterritorial  applications,  there  is  a  prob- 
lem under  the  equal  protection  clause.  The  Court  said  just  a  few 
weeks  ago  that  Congress  may  not  enact  measures  that  have  the  pe- 
culiar property  of  imposing  a  broad  disability  on  a  single  group. 
This  is  an  invalid  form  of  legislation.  If  Congress  hasn't  legislated 
for  polygamous,  incestuous  marriages  or  marriages  among  minors, 
then  it  has  raised  a  question  of  discrimination. 

In  conclusion,  this  legislation  has  never  been — nothing  like  it  has 
ever  been  done.  It  is  unprecedented.  It  may  well  be  pointless.  This 
problem  has  been  handled  by  the  States  for  well  over  200  years. 
If  it  has  a  point,  it  risks  unconstitutionality.  From  the  standpoint 
of  federalism  and  constitutional  law,  it  is  ill  advised. 

[The  prepared  statement  of  Mr.  Sunstein  follows:] 

Prepared  Statement  of  Cass  R.  Sunstein,  Karl  N.  Llewellyn  Professor  of 
Jurisprudence,  University  of  Chicago 

Mr.  Chairman  and  Members  of  the  Committee: 


44 

I  am  pleased  to  have  the  opportunity  to  speak  to  you  today  on  S.  1740,  the  pro- 
posed Defense  of  Marriage  Act.  I  will  not  address  the  issues  of  policy  that  are  raised 
by  S.  1740.  Instead  I  will  be  speaking  only  to  the  constitutional  issues,  which  are 
novei,  complex,  and  somewhat  technical.  ^  Because  of  the  novelty  and  complexity  of 
the  issues,  any  judgments  on  the  constitutional  issues  must  be  at  least  a  bit  ten- 
tative. ,  . 

To  summarize  my  view:  S.  1740  is  unprecedented  in  our  nation's  history;  it  is 
probably  either  pointless  or  unconstitutional;  and  while  the  constitutional  issues  are 
far  from  simple,  it  is  safe  to  say  that  S.  1740  is  a  constitutionally  ill-advised  intru- 
sion into  a  problem  handled  at  the  state  level. 

S.  1740  responds  to  an  old  problem,  not  a  new  one,  and  that  problem — diverse 
state  laws  about  marriage  has  been  settled  for  a  long  time  without  national  inter- 
vention. Thus  there  is  a  reasonable  view  that  S.  1740  is  pointless;  it  adds  nothing 
to  cxirrent  law.  If  S.  1740  is  not  pointless— if  states  must  give  full  faith  and  credit 
to  the  relevant  marriages— S.  1740  may  well  be  unconstitutional.  In  the  nation's 
history.  Congress  has  never  declared  that  marriages  in  one  state  may  not  be  recog- 
nized in  another;  it  has  not  done  this  for  polygamous  marriages,  marriages  among 
minors,  incestuous  marriages,  or  bigamous  marriages.  It  is  unclear  if  Congress  has 
the  authority  to  enact  such  a  bill  under  the  commerce  clause,  the  full  faith  and  cred- 
it clause,  or  any  other  source  of  national  authority.  In  addition,  S.  1740  raises  seri- 
ous issues  under  the  equal  protection  component  of  the  due  process  clause  in  the 
aftermath  of  the  Supreme  Court's  recent  decision  in  Romer  v.  Evans. 

I.  background:  federalism  and  recognition  of  out-of-state  marriages 

The  impetus  for  S.  1740  is  easy  to  understand.  If  one  state— Hawaii— recognizes 
same-sex  marriage,  is  there  not  a  danger  that  other  states,  whatever  their  views, 
will  be  forced  to  accept  same-sex  marriages  as  well?  Perhaps  people  will  fly  to  Ha- 
waii, get  married  there,  and  effectively  "bind"  the  rest  of  the  union  to  Hawau  s 
rules,  forcing  all  states  to  recognize  marriages  that  violate  their  poUcies  and  judg- 
ments. A  national  solution  seems  necessary  if  one  state's  unusual  rules  threaten  to 
unsettle  the  practices  of  forty-nine  other  states. 

This  scenario  is,  however,  unlikely,  for  the  full  faith  and  credit  clause  has  never 
been  understood  to  bind  the  states  in  this  way.  For  over  two  hundred  years,  states 
have  worked  out  issues  of  this  kind  on  their  own.  It  is  entirely  to  be  expected  that 
in  a  union  of  fifty  diverse  states,  different  states  will  have  different  rules  governing 
marriage.  American  law  has  carefully  worked  out  practical  strategies  for  ensuring 
sensible  results  in  these  circumstances,  as  each  state  consults  its  own  "public  pol- 
icy," and  its  own  connection  to  the  people  involved,  in  deciding  what  to  do  with  a 
marriage  entered  into  elsewhere.  In  short:  States  have  not  been  bound  to  recognize 
marriages  if  (a)  they  have  a  significant  relation  with  the  relevant  people  and  (b)  the 
marriage  at  issue  violates  a  strongly  held  local  policy. 

Thus,  for  example,  the  first  Restatement  of  Conflicts  says  than  a  marriage  is  usu- 
ally valid  everywhere  if  it  was  valid  in  the  state  in  which  the  marriage  occurred. 
But  section  132  lists  a  number  of  exceptions,  in  which  the  law  of  "the  domicile  of 
either  party"  will  govern:  polygamous  marriages,  incestuous  marriage,  marriage  of 
persons  of  different  races,  and  marriage  of  a  domiciliary  which  a  statute  at  the 
domicil  makes  void  even  though  celebrated  in  another  state.  The  Second  Restate- 
ment of  Conflicts,  via  section  283,  taken  a  somewhat  different  approach.  It  says  that 
the  validity  of  a  marriage  will  be  determined  by  the  state  that  "has  the  most  signifi- 
cant relationship  to  the  spouses  and  the  marriage."  It  also  provides  that  a  marriage 
is  valid  everywhere  if  valid  where  contracted  unless  it  violates  the  "strong  pubhc 
poUcy"  of  another  state  which  had  the  most  significant  relationship  to  the  spouses 
and  the  marriage  at  the  time  of  the  marriage.  Thus  a  state  might  refuse  to  recog- 
nize incestuous  marriages,  polygamous  marriages,  or  marriage  of  minors  below  a 

certain  age.  ,  .      /.     •  ^       x  j    *  * 

The  two  Restatements  show  that  it  is  a  longstanding  practice  for  interested  states 
to  deny  validity  to  marriages  that  violate  their  own  public  poUcy.  Many  cases  have 
reflected  a  general  view  of  this  kind.  See,  e.g..  In  re  Vetas's  Estate,  170  P. 2d  183 
(1946);  Maurer  v.  Maurer.  60  A.2d  440  (1948);  Bucea  v.  State,  43  N.J  Super  815 
(1957);  In  re  Takahashi's  Estate,  113  Mont.490  (1942);  In  re  Duncans  Death,  83 

II  focus  throughout  on  section  2.  I  do  not  beUeve  that  section  3  would  be  found  unconstitu- 
tional, though  it  would  be  possible  to  raise  questions  under  the  equal  protection  clause  see 
Romer  v.  Evans,  infra;  see  also  W.  Eskridge,  "The  Case  for  Same-Sex  Marriage,  (1996^ 
Kuppelman,  "Why  Discrimination  Against  Lesbians  and  Gay  Men  Is  Sex  Discrimination,  by 
NYUL.  Rev.  197(1994). 


45 

Idaho  254  (1961);  In  re  Mortenson's  Estate,  83  Ariz.  87  (1957).  There  is  no  Supreme 
Court  ruling  to  the  effect  that  this  view  violates  the  full  faith  and  credit  clause. 

All  this  suggests  that  S.  1740  would  respond  to  an  old  and  familiar  problem  that 
has  heretofore  been  settled  through  long-settled  principles  at  the  state  level  and 
without  federal  intervention.  If  some  states  do  recognize  same-sex  marriage,  the 
problem  would  be  handled  in  the  same  way  that  countless  similar  jproblems  have 
been  handled,  via  "public  policy"  judgments  by  states  having  significant  relation- 
ships with  the  parties.  Different  "public  policies"  will  produce  different  results.  This 
is  consistent  with  longstanding  practices  and  with  the  essential  constitutional  logic 
of  the  federal  system.  The  greater  irony  is  that  the  Hawaii  legislatiure  has  recently 
made  clear  that  a  marriage  is  available  only  between  a  man  and  a  woman,  and 
hence  there  is  no  current  problem  that  S.  1740  would  address.  I  conclude  that  S. 
1740  is  constitutionally  ill-advised  because  it  intrudes,  without  oirrent  cause,  into 
a  traditional  domain  of  the  states. 

If  this  traditional  view  is  correct,  S.  1740  is  also  pointless;  it  gives  states  no  au- 
thority that  they  lack.  But  a  lurking  question  remains:  Why,  exactly,  does  the  full 
faith  and  credit  clause  not  require  states  to  recognize  marriages  celebrated  else- 
where? The  Supreme  Court  has  not  offered  an  explanation.  Perhaps  the  answer  lies 
in  the  fact  that  a  marriage  is  in  the  nature  of  a  contract,  and  hence  it  is  not  a  "pub- 
lic Act,  Record,  [or]  iudicial  Proceeding"  within  the  meaning  of  the  Clause.  Perhaps 
the  answer  lies  in  uie  longstanding  view  that  a  state  with  a  clear  connection  with 
the  parties  and  strong  local  policies  need  not  defer  to  another  state's  law.  In  either 
case  there  is  no  reason  to  enact  S.  1740.  But  if  the  full  faith  and  credit  clause  is 
interpreted  to  require  states  to  respect  certain  marriages,  and  if  S.  1740  negates 
that  requirement,  S.  1740  raises  serious  constitutional  doubts. 

n.  CONGRESSIONAL  AUTHORITY 

Whether  S.  1740  would  be  struck  down  as  unconstitutional  raised  novel  and  com- 
plex issues.  My  conclusion  is  that  no  simple  view  is  plausible,  and  that  in  view  of 
the  fact  that  this  sort  of  issue  has  always  been  handled  at  the  state  level,  S.  1740 
makes  little  constitutional  sense. 

(a)  Full  faith  and  credit 

The  purpose  of  the  full  faith  and  credit  clause  was  unifying — the  clause  was  de- 
signed to  help  create  a  "United  States"  in  which  states  would  not  compete  against 
one  another  trough  a  system  in  which  judgments  could  be  made  part  of  interstate 
rivaliy.  The  clause's  historic  ftinction  is  to  ensure  that  states  will  treat  one  another 
as  equals  rather  than  as  competitors.  In  this  way,  the  full  faith  and  credit  clause 
is  akin  to  the  commerce  clause,  operating  against  protectionism,  in  which  one  state 
uses  its  power  over  its  persons  and  territories  to  punish  outsiders.  See  Jackson,  Full 
Faith  and  Credit>— The  Lawyer's  Clause  of  the  Constitution,  45  Colum.  L.  Rev.  1 
(1945). 

For  reasons  just  stated,  the  full  faith  and  credit  clause  has  not  been  understood 
to  mean  that  each  state  must  recognize  mgirriages  celebrated  in  other  states.  But 
-does  the  full  faith  and  credit  clause  authorize  S.  1740  if  it  is  understood  to  give 
states  permission  to  ignore  judgments  by  which  they  would  otherwise  be  bound? 
This  is  not  clear.  An  affirmative  answer  might  be  supported  by  the  following  lan- 
guage: "And  the  Congress  may  by  general  Laws  prescribe  the  Manner  in  which  such 
Acts,  Records  and  Proceedings  shall  be  proved,  and  the  effect  thereof"  Perhaps  Con- 

S-ess  can  say  that  some  Acts,  Records  and  Proceedings  are  of  "no  effect."  Perhaps 
ongress'  power  over  "the  effect  thereof  means  that  Congress  can  decide  which 
Acts,  Records  and  Proceedings  have  "effect."  The  question,  then,  is  whether  Con- 

fress  may  not  only  prescribe  the  manner  of  proof  and  also  implement  the  clause 
y  requiring  "effect"  upon  certain  proofs  (what  we  might  call  the  accepted  "affirma- 
tive" power),  but  also  say  tJiat  certain  Acts,  Records,  and  Proceedings  may  be  with- 
out effect  when,  in  the  absence  of  legislation,  they  would  have  effect  (what  we  might 
call  the  "negative"  power).  Does  the  negative  power  exist,  and  how  might  it  be  lim- 
ited? (Even  if  it  does,  Congress  would  have  no  power  here  if  a  marriage  is  not  an 
Act,  Record,  or  judicial  Proceeding.  I  put  that  point  to  one  side.) 

This  is  a  complex  and  difficult  question,  and  no  Supreme  Court  decision  gives  a 
clear  nding.  A  detailed  historical  study  of  the  grant  of  power  to  Confess  seems  to 
suggest  that  the  grant  was  designed  to  ensure  that  Congress  could  implement  the 
fufl  faith  and  credit  clause  by  expanding  the  reach  of  state  rules  and  judgments. 
That  is  because  the  clause  has  above  all  a  unifying  power.  See  Cook,  The  Powers 
of  Congress  Under  the  FuU  Faith  and  Credit  Clause,  28  Yale  LJ  421  (1919).  In  this 
view,  the  clause  may  well  authorize  Congress  (for  example)  to  make  state  judgments 
directly  enforceable  in  other  states,  compel  states  to  recognize  rights  create  by  legis- 


46 

lative  acts  in  other  states,  and  indeed  enact  uniform  legislation  for  enforcement  of 
judgments  throughout  the  United  States.  This  is  very  broad  (and  emphatically  uni- 
fying power;  but  it  need  not  include  the  power  to  say  that  certain  judgments  and 
acts  are  of  "no"  effect. 

What  about  Congress'  own  practice?  Congress  has  used  its  power  under  the  full 
faith  and  credit  clause  relatively  rarely,  and  when  it  has  done  so  it  has  attempted 
to  ensure,  not  to  undermine,  the  application  of  one  state's  law  to  other  states.  Thus 
28  use  1738  prescribes  rules  for  authentication  and  implements  the  clause  by  re- 
peating its  basic  mandate.  Thus  28  USC  1789  contains  Uie  rules  for  authentication 
of  nonjudicial  records.  Thus  28  USC  1738A— the  closest  analogy  to  S.  1740— ensures 
that  mil  faith  and  credit  will  be  given  to  child  custody  determinations.  And  thus 
28  USC  1788B  requires  full  faith  and  credit  for  child  support  orders.  Hence  a  lead- 
ing commentator  refers  to  "the  power  of  Congress,  under  the  'effect'  clause  of  Article 
IV^  section  1,  of  the  Constitution,  to  increase  the  requirements  of  full  faith  and  cred- 
it to  sister  state  decrees  beyond  what  the  Constitution  alone  would  require."  R. 
Weintraub,  Commentary  on  the  Conflict  of  Laws,  278  (3d  ed.  1986). 

We  may  thus  conclude,  without  controversy,  that  the  central  purpose  of  the  au- 
thorization to  Congress  is  to  allow  the  national  legislature  to  provide  a  uniform  sys- 
tem of  proof,  to  regularize  relevant  proceedings,  and  to  mandate  or  require  sister 
states  to  recognize  judgments  that  might  otherwise  not  be  recognized.  See  Currie, 
Fxill  Faith  and  Credit,  Chiefly  to  Judgments.  A  Role  for  Congress,  1964  Supreme 
Court  Review  89.  Does  the  clause  extend  further  than  that?  Might  Congress  have 
the  power  to  authorize  states  to  ignore  judgments  by  which  they  would  otherwise 

be  bound?  ,        ,       , 

There  are  two  possible  extensions.  FIRST:  We  might  say  that  the  clause  allows 
Congress  to  sort  out  problems  of  federalism  by  desigmng  careful  rules  to  ensure  that 
judgments  in  one  state  do  not  bind  other  states  when  those  other  have  the  most 
fundamental  connection  with  the  controversy.  Thus  it  might  be  said  that  in  a  child 
custody  dispute,  Congress  is  entitled  to  "soften"  judge-made  rules  for  recognition  of 
external  judgments  by  ensuring  that  states  having  the  closest  or  principal  connec- 
tions with  the  parties  ai3  entitled  to  implement  their  own  policies.  This  "federalism" 
interpretation  would  create  a  negative  component  to  congressional  power,  but  only 
for  purposes  of  implementing  the  basic  goals  of  federalism.  The  child  custody  stat- 
ute, 28  USC  1738A,  is  consistent  with  this  interpretation;  so  too  with  the  child  sup- 
port statute,  28  USC  1738B.  Both  statutes  have  mild  "negative"  dimensions  insofar 
as  they  prescribe  the  requirements  for  full  faith  and  credit.  Currie,  supra,  strongly 
supports  this  view. 

SECOND:  A  further  extension  would  be  to  say  that  Congress  can  single  out  those 
state  acts  and  judgments  of  which  it  disapproves  and  give  them  no  effect  in  other 
states.  Does  this  power  exist?  It  is  certainly  not  clear.  The  full  faith  and  credit 
clause  is  a  federalism  provision,  with  a  certain  identifiable  aim:  the  creation  of  a 
smoothly  functioning  federal  system.  When  that  aim  is  not  involved,  it  is  reasonable 
to  think  that  the  clause  does  not  allow  Confess  to  undo  the  effect  of  state  judg- 
ments by  saying  that  they  are  of  "no  effect."  Thus  the  best  reading  of  the  text  may 
well  be  that  it  gives  Congress  power  to  help  ensure  recognition  of  sister-state  judg- 
ments and  help  ensure  the  smooth  functioning  of  a  federal  system,  but  emphatically 
not  that  it  authorizes  Congress  to  pick  and  choose  among  the  judgments  that  states 
should  be  required  to  recognize.  There  is  no  historical  evidence  that  this  latter 
power  was  something  that  the  framers  thought  to  grant  to  Congress. 

If  the  text  is  ambiguous,  we  might  resolve  the  ambiguity  by  asking  about  the  ef- 
fects of  the  interpretation  urged  by  proponents  of  S.  1740.  Suppose  that  the  full 
faith  and  credit  clause  does  allow  Congress  to  say  which  state  Acts,  Records  and 
Proceedings  shall  be  of  "no  effect."  If  this  interpretation  were  adapted,  a  good  deal 
of  the  entire  federal  system  could  be  undone,  and  the  full  faith  and  credit  clause 
would  give  the  national  government  extraordinary  authority.  Under  the  proponents' 
interpretation.  Congress  could  simply  say  that  any  law  that  Congress  dislikes  is  of 
"no  effect"  in  other  states,  and  in  that  way  Congress  could  essentially  confine  the 
reach  of  any  disfavored  law  to  the  enacting  state  itself.  Congress  could  greatly  dis- 
rupt commercial  relations.  In  the  areas  of  bankruptcy,  contract  law,  and  much  more 
it  could  confine  state  law  and  state  judgments  to  a  state's  own  borders.  This  would 
be  an  extraordinary  power  in  Ught  of  the  needs  of  a  commercial  republic.  Nothing 
in  the  background  of  the  full  faith  and  credit  clause  suggests  that  this  was  anyone  s 
understanding  of  the  clause. 

How  does  this  bear  on  the  constitutionality  of  S.  1740?  It  suggests  that  under  the 
"federaUsm"  reading  of  Congress'  negative  power.  Congress  could  enact  a  law  ensur- 
ing that  states  with  significant  connections  to  the  parties  are  not  bound  by  mar- 
riages celebrated  in  other  states.  Congress  could,  in  short,  do  something  like  what 
has  been  done  the  first  and  Second  Restatements  of  Conflicts.  (At  least  this  is  so 


47 

if  we  assume  that  the  Restatements  do  not  themselves  violate  the  clause  and  if  we 
assume  that  a  marriage  qualifies  as  an  Act,  Record,  or  judicial  Proceeding.)  But  S. 
1740  is  far  broader  than  that.  If  it  is  not  pointless,  it  is  therefore  of  doubtful  con- 
stitutionality. 

(b)  Commerce  clause 

If  the  full  faith  and  credit  clause  does  not  support  S.  1740,  might  Congress  have 
some  other  source  of  authority?  The  usual  source  of  congressional  authority  to  regu- 
late private  behavior  is  the  commerce  clause.  The  proponents  of  S.  1740  have  not 
relied  on  the  commerce  power,  and  so  it  is  doubtful  that  the  power  is  really  at  issue 
here.  In  any  case  it  appears  at  first  glance  that  there  is  little  connection  between 
the  commerce  power  and  S.  1740.  The  underlying  conduct  is  not  economic  or  com- 
mercial in  character.  There  is  no  requirement  of  any  "nexus"  between  any  private 
behavior  and  commerce.  Moreover,  family  law  and  domestic  relations  are  frequently 
invoked  as  the  paradigmatic  areas  in  which  States  have  reserved  power,  and  this 
may  bear  on  the  constitutional  issue.  See  United  States  v.  Lopez,  115  S  Ct  1624 
(1995)(Kennedy,  J.,  concurring). 

Perhaps  it  could  be  argued  that  if  a  state  allows  same-sex  marriage,  people  will 
travel  via  interstate  commerce  to  that  state,  thus  affecting  interstate  commerce  in 
a  dramatic  way.  The  argument  is  not  implausible.  See  Heart  of  Atlanta  Motel  v. 
United  States,  379  US  241  (1964).  But  if  Congress  wants  to  support  S.  1740  on  this 
ground,  it  should  investigate  the  underlying  factual  issues  and  make  factual  find- 
ings to  this  effect.  Even  with  such  findings,  it  is  not  clear  that  S.  1740  would  be 
constitutional  under  the  decision  in  United  States  v.  Lopez,  115  S  Ct  1624  (1995), 
in  which  the  Court  said  that  Congress  could  not  ban  guns  in  a  school  zone.  In  that 
case  too  it  was  plausible  to  say  that  violence  in  schools  affect  judgments  about 
whether  to  travel  from  state  to  state.  Nonetheless,  the  Court  held  that  the  com- 
merce power  did  not  extend  so  far. 

III.  EQUAL  PROTECTION  AND  ROMER  V.  EVANS 

Let  us  suppose  that  S.  1740  is  not  pointless  and  that  the  full  faith  and  credit 
clause  or  the  commerce  clause  allows  Congress  to  free  the  states  from  an  obligation 
they  would  otherwise  have  under  the  full  faith  and  credit  clause.  Even  if  this  is  so, 
S.  1740  is  not  clearly  constitutional.  It  may  violate  the  equal  protection  component 
of  the  due  process  clause,  since  this  would  be  the  first  time  in  the  nation's  history 
that  the  Court  has  freed  a  state  from  such  an  obligation,  and  Congress'  selectivity— 
not  ft-eeing  states  from  such  an  obligation  in  cases  of  polygamy,  bigamy,  incest,  mar- 
riage to  minors — may  be  impermissible  discrimination. 

In  its  very  recent  decision  in  Romer  v.  Evens,  116  S.  Ct.  1620  (1996)  the  Supreme 
Court,  by  a  6-to-3  vote,  struck  down  a  Colorado  constitutional  amendment  that  said 
that  homosexuals  could  not  be  treated  as  a  "protected  class"  for  purposes  of  any 
claim  of  discrimination.  The  Court  said  that  this  law  violated  the  equal  protection 
clause  because  it  was  "irrational,"  that  is,  it  was  unsupported  by  anything  other 
than  "animus"  directed  against  homosexuals  as  a  group.  The  Court  emphasized  in 
particular  the  unprecedented  character  of  the  Colorado  law.  Thus  the  Court  said 
that  the  amendment  "has  the  peculiar  property  of  imposing  a  broad  and  undifferen- 
tiated disability  on  a  single  named  group,  an  exceptional  and  *  *  *  invalid  form  of 
legislation."  Id.  at  1627.  The  Court  said  that  it  "is  not  within  our  constitutional  tra- 
dition to  enact  laws  of  this  sort."  Id.  at  1628.  And  the  Court  said  that  such  laws 
"raise  the  inevitable  inference  that  the  disadvantage  imposed  is  born  of  animosity 
toward  the  class  of  persons  affected."  Id.  Thus  the  Court  said  that  if  "the  constitu- 
tional conception  of  equal  protection  of  the  laws  means  anything,  it  must  at  the  very 
least  mean  that  a  bare  *  *  *  desire  to  harm  a  politically  unpopular  group  cannot 
constitute  a  legitimate  governmental  interest."  Id.  at  1628  (citation  omitted). 

Romer  v.  Evans  leaves  open  many  questions,  and  it  is  not  at  all  clear  that  S.  1740 
is  unconstitutional  under  that  decision.  But  there  are  many  parallels.  As  far  as  I 
have  been  able  to  determine,  S.  1740  is  unprecedented;  I  have  not  been  able  to  find 
any  other  national  legislation  saying  that  states  are  permitted  not  to  recognize  a 
marriage  or  similar  arrangement  as  determined  by  the  states  at  hand.  Indeed,  it 
appears  that  this  is  the  first  time  in  the  nation's  history  that  Congress  has  ex- 

Eressly  said  that  a  state  is  permitted  not  to  recognize  a  judgment  of  another  state.^ 
ike  the  Colorado  amendment  at  issue  in  Romer,  S.  1740  is  an  oddity  in  our  con- 
stitutional tradition.  And  like  the  Colorado  amendment,  S.  1740  is  drawn  explicitly 
in  terms  of  sexual  orientation.  S.  1740  makes  a  distinction  between  same-sex  mar- 


2  The  child  custody  and  child  support  statutes  do  allow  some  escape  hatches,  but  their  general 
thrust  is  to  ensure  greater  recognition  of  other  states'  judgments. 


48 

riages  and  all  other  marriages;  it  says  nothing  about  incestuous  marriages,  biga- 
mous marriages,  marriages  among  minors,  or  polygamous  marriages.  Nor  has  Con- 
gress ever  enacted  a  measure  involving  those  kinds  of  marriages.  Insofar  as  it  draws 
the  particular  line  it  does,  it  risks  running  afoul  of  Romer's  prohibition  on  laws 
based  on  "animus"  against  homosexuals.  This  argument  does  not  mean  that  same- 
sex  marriages  must  be  recognized  (just  as  Romer  does  not  mean  that  a  state  must 
forbid  discrimination  against  homosexuals).  It  means  that  a  "unique  disability"  im- 
posed on  homosexuals  raises  serious  questions,  and  S.  1740  is  a  unique  disability 
insofar  as  Congress  has  enacted  no  similar  measure  about  any  other  kind  of  socially 
disapproved  "marriage." 

CONCLUSION 

S.  1740  intrudes  on  an  area  traditionally  handled  at  the  state  level,  under  prin- 
ciples akin  to  those  stated  in  both  Restatements  of  Conflicts.  It  might  well  be  point- 
less. It  would  be  an  unprecedented  exercise  of  congressional  authority  under  the  full 
faith  and  credit  clause,  and  Congress  may  well  lack  power  to  negate  full  faith  and 
credit  in  these  circumstances.  If  S.  1740  is  not  pointless,  and  if  it  enables  states  to 
ignore  judgments  by  which  they  would  otherwise  be  bound,  it  is  unclear  if  S.  1740 
is  supported  by  legislative  power  under  the  full  faith  and  credit  or  commerce  clause. 
FinaUy,  the  Supreme  Court's  recent  decision  in  Romer  v.  Evans  casts  this  legislation 
into  doubt  under  the  equal  protection  component  of  the  due  process  clause.  S.  1740 
is  an  odd  departure  from  longstanding  congressional  practice.  It  is  constitutionally 
ill-advised. 

The  Chairman.  Thank  you,  Professor  Sunstein. 
Ms.  Henderson? 

STATEMENT  OF  MITZI  HENDERSON 

Ms.  Henderson.  Thank  you,  Mr.  Chairman  and  members  of  the 
committee,  for  giving  me  this  opportunity  to  address  you  this  morn- 
ing about  the  Defense  of  Marriage  Act.  My  name  is  Mitzi  Hender- 
son, and  I  am  here  as  the  president  of  the  national  family  organi- 
zation Parents,  Families  and  Friends  of  Lesbians  and  Gays.  We 
profoundly  oppose  this  legislation. 

I  agree  that  this  bill  is  mean-spirited.  It  targets  a  specific  group 
of  people,  our  sons  and  daughters,  and  sets  up  a  debate  that  mis- 
represents a  community  that  is  already  under  attack. 

The  bill  is  unnecessary.  It  is  an  attempt  at  a  solution  to  a  prob- 
lem that  does  not  yet  exist.  My  marriage  does  not  need  to  be  de- 
fended. My  husband  and  I  do  not  need  your  help  to  continue  to 
cherish  one  another  and  to  respect  our  vows  of  more  than  40  years. 
What  my  family  needs  is  a  more  tolerant  America. 

We  can  recognize  our  differences  about  the  right  to  marry  for  gay 
and  lesbian  persons  and  still  oppose  this  legislation  because  \ye 
share  a  common  commitment  to  tolerance.  It  is  tolerance  that  will 
improve  the  lives  of  Americans  and  strengthen  American  families. 

All  across  this  country,  we  Americans  are  on  a  journey  to  under- 
standing. Families,  religious  communities,  and  leaders  are  begin- 
ning to  end  the  silence  about  homosexuality.  Many  people  are  still 
misinformed  or  uninformed  about  homosexuality,  and  the  result  is 
that  there  is  understandably  a  sense  of  unease,  of  discomfort,  and 
even  of  fear. 

I  understand  the  confusion  and  fear.  Before  my  son  came  out  to 
me  18  years  ago,  I  had  no  information  to  help  me  to  think  posi- 
tively about  his  future  life  as  a  gay  man.  I  struggled  as  a  parent 
and  as  a  religious  woman.  But  I  never  gave  up  on  my  faith  and 
I  never  gave  up  on  my  family. 

Today  I  am  an  Elder  in  the  Presbyterian  Church  and  the  proud 
mother  of  four  children  and  the  grandmother  of  seven.  As  a  mother 


49 

and  a  grandmother,  I  appreciate  the  honest  attempts  to  strengthen 
the  American  family.  But  let's  not  cheapen  those  concerns  by  pre- 
tending that  this  bill  will  help  heterosexual  families. 

In  fact,  with  this  legislation,  you  will  add  another  worry  to  my 
job  as  a  parent,  because  I  am  forced  to  worry  about  my  gay  son 
in  a  way  that  I  am  not  forced  to  \yorry  about  my  other  children. 
Let  me  give  you  one  simple  illustration. 

A  little  over  2  years  ago,  our  son,  Jamie,  fell  desperately  ill  and 
lost  consciousness.  His  partner  rushed  him  to  the  hospital.  But 
there  was  a  problem.  Although  they  had  been  a  couple  that  we  rec- 
ognized as  a  couple  for  the  past  9  years,  Ray  was  unable  to  give 
permission  for  treatment.  By  Federal  and  State  law,  Jamie  and 
Ray  are  no  more  than  strangers  to  each  other.  In  health  care,  every 
moment  counts.  If  Ray  were  legally  married  to  my  son,  time,  pre- 
cious time,  would  not  have  been  lost,  time  in  which  my  son's  condi- 
tion worsened. 

Health  care  concerns  are  just  one  reason  why  we  have  the  insti- 
tution of  civil  marriage.  In  my  lifetime,  we  may  never  agree  on  how 
we  understand  God's  love  or  understand  human  nature.  But  I  hope 
that  right  now  at  a  minimum  we  can  agree  that  we  need  to  prac- 
tice tolerance  for  all  families.  To  do  any  less  is  to  sanction  a  hate 
that  erodes  the  very  family  values  that  we  are  seeking  to  protect. 

I  fear  for  my  son — not  only  because  of  who  he  is  but  because  I 
know  the  price  that  is  exacted  by  intolerance.  One  of  those  prices 
is  violence.  In  1994,  more  than  4,000  people  were  physically  as- 
saulted in  nine  cities  simply  because  they  were  gay  or  lesbian.  I 
live  with  that  fear. 

Job  discrimination.  In  all  but  nine  States,  my  son  can  be  fired 
from  his  job  simply  because  he  is  gay.  I  live  with  that  fear.  I  wish 
I  could  have  taken  you  with  me  for  the  last  18  years  as  I  have 
grown  and  learned. 

I  can  give  more  to  my  church,  to  my  country,  to  my  husband 
than  I  ever  thought  possible  because  I  have  grown  and  understood. 

I  will  not  let  stereotypes  destroy  my  family,  and  I  will  not  let 
stereotypes  continue  to  threaten  my  son's  future. 

You  who  know  and  work  with  gay  and  lesbian  persons  also  know 
that  these  stereotypes  are  false.  Most  of  you  know  that  gay  and  les- 
bian persons  are  your  constituents,  your  staffers,  your  family,  and 
your  friends.  It  is  this  community,  your  colleagues,  your  families, 
and  your  friends  whose  lives  you  are  now  considering.  The  voters 
are  looking  to  you  in  Congress  to  resolve  serious  problems  with  the 
budget,  with  health  care,  with  welfare,  with  all  the  important  is- 
sues that  only  you  at  the  Federal  level  can  deal  with.  So  we  come 
to  you  today  with  a  simple  message:  Do  not  engage  in  politics  that 
divide  the  American  family.  You  cannot  defend  marriage  by  attack- 
ing our  gay  sons  and  lesbian  daughters. 

Thank  you. 

[The  prepared  statement  of  Ms.  Henderson  follows:] 

Prepared  Statement  of  Mitzi  Henderson,  National  PREsroENT,  Parents, 
Families  and  Friends  of  Lesbians  and  Gays 

Thank  you  Mr.  Chairman  and  members  of  the  committee  for  the  opportunity  to 
address  you  this  morning  about  the  "Defense  of  Marriage  Act."  My  name  is  Mitzi 
Henderson  and  I  am  here  as  the  President  of  the  national  family  organization  Par- 


50 

ents,  Families  and  Friends  of  Lesbians  and  Gays.  I  profoundly  oppose  this  legisla- 

The  bill  is  unnecessary:  it  is  an  attempt  at  a  solution  to  a  problem  that  does  not 

exist 

The  bill  is  meanspirited:  it  targets  a  group  of  people  for  discrimination,  and  sets 
up  a  debate  that  misrepresents  a  community  already  under  attack. 

We  can  recognize  our  differences  about  the  right  to  marry  for  gay  and  lesbian 
Americans  and  still  agree  that  this  bill  is  unnecessary.  I  am  asking  you  to  vote 
against  this  bill  because  there  is  nothing  to  gain — and  much  to  lose.  We  cannot  now, 
at  this  juncture,  give  up  on  our  commitment  to  tolerance.  We  cannot  now  give  up 
on  a  shared  commitment  to  improving  the  Uves  of  Americans,  and  strengthening 
American  families. 

All  across  this  country,  Americans  are  on  a  journey.  Famihes,  rehgious  commu- 
nities, and  leaders  are  ending  our  silence  about  homosexuality.  Many  people  are 
misinformed,  or  uninformed  about  homosexuality  and  so  we  are  left,  ultimately, 
with  the  task  of  educating  each  other.  On  this  journey  there  is  understandably  a 
sense  of  dis-ease,  discomfort,  and  even  fear. 

I  understand  your  confusion  and  fear.  Before  my  son  came  out  to  me  18  years 
ago,  I  had  no  information  that  would  help  me  to  think  positively  about  his  future 
life  as  a  gay  man.  I  struggled  as  a  parent,  and  as  a  religious  woman. 

But  I  never  gave  up  on  my  faith,  and  I  never  gave  up  on  my  familv.  Today  I  am 
an  Elder  in  the  Presbyterian  Church,  the  proud  mother  of  four  and  grandmother 

My  family  is  better  for  our  journey  together.  But  my  family  was  almost  destroyed 
because  at  one  time  we  believed  the  stereotypes  about  gay  and  lesbian  people. 

It  is  a  challenge  to  be  a  parent  today.  I  appreciate  honest  attempts  to  strengthen 
the  American  family,  but  lets  not  cheapen  the  concerns  of  American  families  by  pre- 
tending that  passing  a  bill  that  does  nothing  will  actually  help  a  single  family. 

In  fact,  with  this  legislation,  you  will  add  another  challenge  to  my  job  as  a  parent. 
My  marriage  does  not  need  to  be  defended.  My  husband  and  I  do  not  need  your  help 
to  continue  to  cherish  one  another,  and  to  respect  our  vows  of  more  than  forty  years. 
What  my  family  needs  is  a  more  tolerant  America. 

My  husband  and  I  are  not  unique.  As  parents,  we  all  worry  about  our  children. 
Those  of  you  who  are  parents  are  even  right  now  thinking — at  least  a  little  bit — 
about  your  own  children.  Are  they  safe?  Are  they  happy?  When  will  you  next  have 
the  chance  to  see  them?  As  parents,  we  do  everything  we  can  to  make  sure  that 
they  are  as  safe  as  they  can  be  from  the  everyday  trials  and  tribulations  of  life.  But 
we  can  not  protect  them  from  everything. 

As  a  parent  of  a  gay  son,  I  face  particular  challenges.  I  am  forced  to  worry  about 
my  gay  son  in  a  way  that  I  do  not  worry  about  my  other  children.  Some  oarents 
have  lost  their  child  to  suicide,  or  to  gay  bashing.  My  family  faced  a  medical  emer- 
gency, compUcated  by  legal  barriers.  ,. ,    .„       j 

On  the  afternoon  of  January  3,  1994,  our  son,  James  Henderson,  felt  ill  and  came 
home  from  his  office  early.  By  evening,  when  his  partner  of  nine  years,  Ray,  arrived 
home  he  found  Jamie  delirious  from  pain,  unable  to  reach  the  phone.  Ray  imme- 
diately rushed  Jamie  to  the  hospital.  But  there  was  a  problem.  Although  they  heave 
been  a  couple  for  nine  years,  Ray  is  not  legally  related  to  Jamie,  so  he  was  left  out- 
side in  the  waiting  room— unable  to  get  information  about  Jamie's  condition,  and 
unable  to  give  permission  for  treatment. 

In  those  moments  my  son's  condition  worsened.  Had  Ray  been  legally  married  to 
my  son,  he  could  have  immediately  signed  the  papers  to  authorize  a  life-saving  oper- 
ation. While  the  hospital  commiserated  with  his  predicament,  without  legal  papers 
they  could  not  move  forward.  .     j  ., 

We  were  fortunate  on  that  particular  day.  My  son  eventually  received  the  oper- 
ation that  saved  his  Ufe  but  his  experience  in  the  hospital  drove  home  to  me  the 
precarious  nature  of  his  family.  The  ban  on  same-gender  marriages  in  this  instance 
quickly  became  a  life-threatening  situation  for  my  family. 

Let  us  be  clear:  despite  the  fact  that  my  family  recognizes  the  relationship  ot 
Jamie  and  his  partner,  by  federal  and  state  law  they  are  no  more  than  strangers 
to  6d.cli  oui6r 

And  so  I  fear  for  Jamie— not  because  of  who  he  is,  but  because  I  know  the  price 
of  intolerance.  In  1994  more  than  4,000  people  were  physically  assaulted  in  mne 
cities  because  they  are  gay  or  lesbian.  I  hve  with  that  fear.  In  all  but  nine  states, 
my  son  can  be  fired  from  his  job  simply  because  he  is  gay.  I  hve  with  that  fear. 

My  concern  is  not  just  about  the  contents  of  this  bUl,  but  the  quaUty  of  our  de- 
bate Your  words  reach  far  beyond  this  piece  of  legislation.  Your  actions  reach  be- 
yond the  laws  you  pass.  We  all  know  that  gay  and  lesbian  people  cannot  get  mar- 
ried in  any  state  in  this  country.  The  Hawaii  Supreme  Court  is  not  near  a  final  deci- 


51 

sion  on  the  matter,  and  the  other  states  do  not  need  your  permission  to  outlaw 
same-gender  marriage.  Fourteen  states  have  already  done  so. 

In  my  lifetime  we  may  never  agree  on  how  we  understand  Gk)d's  love  or  human 
nature.  I  think  that  right  now,  we  can  agree  that  at  a  minimum,  we  need  to  practice 
tolerance  for  all  of  our  families  and  communities.  To  do  any  less  is  to  sanction  a 
hate  that  erodes  the  very  family  values  you  seek  to  protect. 

I  wish  I  could  have  taken  you  with  me  for  the  last  eighteen  years  as  I  grew  and 
learned.  I  wish  you  could  see  how  my  family  is  stronger  for  our  journey.  I  can  give 
more  to  my  church,  to  my  family,  and  to  my  country  than  I  ever  thought  possible 
because  I  dared  to  grow.  I  would  not  let  stereotypes  destroy  my  family.  I  will  not 
let  stereotypes  threaten  my  son's  life. 

You  who  know  and  work  with  gay  and  lesbian  persons  also  know  that  the  stereo- 
types are  false.  I  suspect  that  most  of  you  know  that  gay  and  lesbian  people  are 
your  constituents,  your  staffers,  your  family  and  your  friends. 

It  is  this  community— your  colleagues,  families,  and  friends— whose  lives  you  are 
now  considering.  A  poll  will  not  tell  you  what  is  right  or  fair.  But  your  conscience 
and  your  experience  can  tell  you.  .^i.  xi.    u   j     i. 

The  voters  look  to  you  in  Congress  to  resolve  serious  problems  with  the  budget, 
health  care,  welfare  and  the  important  issues  that  only  you  can  deal  with. 

We  come  to  you  today  with  a  simple  message:  do  not  engage  in  politics  that  divide 
the  American  family.  We  all  need  to  strengthen  the  American  family  and  marriage 
is  an  institution  that  allows  us  to  recognize  and  strengthen  family  ties.  But  you  can 
not  defend  marriage  by  attacking  my  son. 

I  urge  you  to  resist  the  easy  vote,  and  choose  instead  to  support  all  famines  by 
defeating  this  bill. 


PFLAG— Parents,  Families  and  Friends  of  Lesbians  and  Gays 

Parents,  Families  and  Friends  of  Lesbians  and  Gays  (PFLAG)  promotes  the 
health  and  well-being  of  gay,  lesbian,  and  bisexual  persons,  their  families,  and 
friends  through:  support,  to  cope  with  an  adverse  society;  education,  to  enlighten  an 
ill-informed  public;  and  advocacy,  to  end  discrimination  and  to  secure  equal  civil 
rights.  PFLAG  provides  opportunity  for  dialogue  about  sexual  orientation,  and  acts 
to  create  a  society  that  is  healthy,  and  respectful  of  human  diversity.  Founded  in 
1981,  PFLAG  is  now  organized  in  410  communities  in  every  state,  with  60,000 

household  members.  ,     .  ,  .       ,     j 

Mitzi  Henderson  has  been  president  of  PFLAG  since  1992.  Mitzi  became  involved 
with  PFLAG  in  1984,  and  founded  the  San  Jose,  CA  Chapter.  She  served  as  PFLAG 
Mid-Pacific  Regional  Director  in  1991  and  1992,  coordinating  programming  and  or- 
ganizational development  for  27  PFLAG  chapters.  She  chaired  the  Nominating  Com- 
mittee of  the  PFLAG  Board  in  1990,  and  was  the  Secretary  of  the  Board  1989-1991. 
Mitzi  is  an  elder  in  the  Presbyterian  Church,  where  she  has  worked  on  commit- 
tees at  all  levels  of  the  church,  including  chairing  the  Presbyterian  More  Light- 
Churches  Network.  She  has  also  been  a  member  of  the  League  of  Women  Voters 
since  1971,  serving  as  Treasurer  and  Vice  President  of  the  South  San  Mateo  County 
League. 

Mitzi  holds  a  political  science  degree  from  Wellesley  College,  and  has  been  mar- 
ried for  40  years  to  Thomas  J.  Henderson,  retired  corporate  construction  executive 
and  current  President  of  Pacific  School  of  Religion.  She  has  four  children  and  six 
grandchildren. 

The  Chairman.  Thank  you,  Ms.  Henderson. 
We  will  end  with  you,  Mr.  Zwiebel. 

STATEMENT  OF  DAVID  ZWIEBEL 

Mr.  ZwiEBEL.  Thank  you  very  much,  Mr.  Chairman  and  distin- 
guished members  of  this  committee.  It  is  a  privilege  for  me  to  be 
here  and  present  Agudath  Israel  of  America's  perspective  on  this 
legislation  to  you,  and  it  is  also  a  privilege  for  me  to  share  the 
panel  with  so  many  distinguished  copanelists  who  are  here  today 
and  who  have  spoken  so  eloquently  and  forcefully  for  their  view- 
points. 


52 

Agudath  Israel  is  a  national  Orthodox  Jewish  movement,  and 
certainly  we  have  an  enormous  stake  in  a  tolerant  society.  Our 
community  has  for  years  historically  and  even  here  in  the  United 
States  our  community  has  suffered  because  in  many  respects  we 
stand  out  and  we  are  different,  and  we  do  have  an  enormous  stake, 
as  I  say,  in  a  society  that  is  tolerant  and  respects  diversity. 

The  dilemma,  though,  as  Senator  Kennedy  indicated  in  an  ear- 
lier statement — and  I  think  he  is  absolutely  right — the  dilemma 
here  is  that  there  are  perspectives  among  members  of  this  society, 
whether  they  be  based  on  religious  or  moral  viewpoints,  that  there 
are  differences  between  different  types  of  conduct;  that  there  are 
certain  types  of  conduct  which  are  inherently  entitled  to  greater 
moral  deference  than  others. 

There  are  many  legal  questions  that  this  bill  presents,  and  we 
have  heard  from  two  constitutional  experts.  Indeed,  as  Professor 
Sunstein  correctly  points  out,  legislation  of  this  nature  probably  is 
unprecedented  in  the  history  of  this  Congress.  At  the  same  time, 
as  Mr.  Bauer  points  out,  the  issue  that  this  legislation  is  designed 
to  address  is  also  unprecedented,  probably  in  the  history  of  civ- 
ilized society.  Never  before  to  my  knowledge  in  any  society  has 
there  been  formal  recognition  of  marital  relationships  between 
members  of  the  same  gender.  And  so  if  the  proposed  resolution  of 
this  issue  or  the  proposed  way  Congress  might  address  this  issue 
is  unprecedented,  it  is  because  the  issue  is  unprecedented. 

Frankly,  there  are  two  messages  and  two  important,  I  think, 
points  that  this  legislation  would  make  which  cause  us  in  particu- 
lar to  support  it  at  this  time.  Number  one  is  the  question  of  soci- 
ety's attitude  toward  marriage  and  what  marriage  means  in  this 
society.  It  has  become  tragically  clear  in  recent  years  that  the  de- 
cline of  marriage  has  engendered  enormous  social  costs,  and  more 
specifically — and  this  is  critical — that  the  failure  to  view  marriage 
as  the  cornerstone  of  family  life  has  had  a  devastating  impact  on 
children. 

I  was  a  member  of  a  body  appointed  by  Congress  and  the  Presi- 
dent of  the  United  States,  the  National  Commission  on  Children, 
and  when  we  delivered  our  report  to  the  American  people  in  1992, 
we  said  this:  When  parents  divorce  or  fail  to  marry,  children  are 
often  the  victims.  Children  who  live  with  only  one  parent,  usually 
their  mothers,  are  six  times  as  likely  to  be  poor  as  children  who 
live  with  both  parents.  They  also  suffer  more  emotional,  behavioral, 
and  intellectual  problems.  They  are  at  greater  risk  of  dropping  out 
of  school,  alcohol  and  drug  abuse,  adolescent  pregnancy,  childbear- 
ing,  juvenile  delinquency,  mental  illness  and  suicide. 

It  is  an  urgent  objective  of  this  Nation's  public  policy  to  strength- 
en the  institution  of  marriage,  but  to  do  so  in  a  manner  that  pro- 
motes a  sense  of  responsibility  to  children.  The  historical  genius  of 
marriage  is  that  it  constitutes  not  only  the  legal  union  of  man  and 
woman,  but  that  it  furnishes  the  foundation  of  family.  Sadly,  we 
sometimes  lose  sight  of  that  reality. 

Legalizing  same-sex  marriages,  which,  by  biological  definition, 
can  never  have  anything  to  do  with  procreation,  would  obscure  fur- 
ther still  the  vital  link  between  marriage  and  children.  It  would 
convey  the  message  that  childbearing  and  child-rearing  are  matters 


53 

entirely  distinct  from  marriage.  The  message  is  subtle,  but  it  is 
devastating. 

There  is  one  final  point  that  I  would  make  on  this  issue,  and  that 
concerns  the  attitude  of  society  toward  homosexuality,  the  practice 
of  homosexuality.  Again,  I  hesitate  to  say  this  because  I  don't  mean 
to  come  across  as  intolerant,  but  I  am  a  believer,  as  are  millions 
of  Americans,  and  we  take  Leviticus  seriously.  As  many  scholars 
have  noted,  when  Government  passes  laws,  the  laws  by  which  a  so- 
ciety chooses  to  govern  itself  have,  among  other  things,  an  edu- 
cative function.  When  society  confers  its  blessings  upon  same-sex 
unions  by  according  them  the  legal  status  of  marriage,  that  would 
convey  an  unmistakable  imprimatur  of  social  acceptability  and  le- 
gitimacy of  the  practice  of  homosexuality. 

For  better  or  for  worse,  millions  of  Americans  reject  the  notion 
that  homosexual  conduct  is  merely  an  alternative  life-style,  no 
more  objectionable,  no  less  acceptable  than  the  traditional  hetero- 
sexual life-style.  These  Americans,  pursuant  to  their  faith,  try  to 
raise  their  children  with  those  beliefs.  Extending  legal  protection 
to  same-sex  unions  is  Government's  way  of  telling  those  children 
that  their  parents  are  wrong,  that  their  priests,  ministers,  rabbis 
are  wrong,  that  civilized  societies  throughout  the  millennia  have 
been  wrong.  Respectfully,  Government  has  no  business  conveying 
that  message. 

Thank  you  very  much. 

[The  prepared  statement  of  Mr.  Zwiebel  follows:] 

Prepared  Statement  of  David  Zwiebel,  General  Counsel  and  Director  of 
Government  Affairs,  Agudath  Israel  of  America 

Honorable  Members  of  the  Senate  Judiciary  Committee: 

I  am  David  Zwiebel,  general  counsel  and  director  of  government  affairs  for 
Agudath  Israel  of  America,  a  national  Orthodox  Jewish  movement.  Agudath  Israel 
supports  S.  1740;  and  I  am  grateful  to  you,  Mr.  Chairman,  for  inviting  me  here 
today  to  share  our  views  with  the  members  of  this  distinguished  committee. 

In  the  interest  of  full  disclosure,  I  should  mention  right  up  front  that  Agudath 
Israel's  perspective  on  homosexual  conduct  is  informed  by  the  biblical  description  of 
such  conduct  as  "to'eivah"— an  abomination.  (Leviticus  20:13.)  Our  perspective  on 
civil  recognition  of  same-sex  marriage  is  further  informed  by  the  talmudic  dictum 
that  the  nations  of  the  world  have  always  faithfully  adhered  to  three  basic  commit- 
ments they  made  to  G-d,  one  of  them  being  "she'ein  kosvin  kesuba  le'zecharim"— 
that  they  do  not  recognize  any  formal  marital  relationship  between  males.  (Hulin 
92.)  For  those  who  would  exclude  religious  groups  from  the  arena  of  public  policy 
debate  on  issues  where  their  views  are  shaped  by  religious  teachings,  please  be  ad- 
vised that  for  Agudath  Israel  and  its  constituency,  this  is  one  such  issue — as  it  is, 
no  doubt,  for  millions  of  Americans  of  all  faiths. 

Happily,  though,  our  nation  in  recent  years  has  come  increasingly  to  the  recogni- 
tion that  religiously-grounded  viewpoints  do  have  a  place  at  the  public  policy  table; 
that  constitutionally  mandated  neutrality  toward  religion  does  not  require  hostility 
or  indifference  toward  religious  values;  that  our  national  dialogue  on  issues  of  pro- 
found social  and  moral  import  would  be  immeasurably  impoverished  were  our 
chiu-ches,  mosques  and  synagogues  frozen  out  of  the  discussion.  Leviticus  is  not  ir- 
relevant. 

Neither  is  history.  Marriage  has  existed  since  time  immemorial,  and  it  has  always 
meant  the  sanctioned  union  of  man  and  woman.  Proponents  of  same-sex  marriages 
seek  to  change  not  only  statutory  law,  but  also  the  very  nature  of  a  social  institution 
that  throughout  the  millennia  has  proven  its  worth  as  an  agent  of  social  stability 
and  historical  continuity.  The  title  of  the  bill  before  you  today,  the  "Defense  of  Mar- 
riage Act",  may  be  dramatic — but  it  is  apt. 

The  bill  has  two  substantive  components.  Let  me  review  each  one  briefly. 


54 

SECTION  2 

Section  2  of  S.  1740  would  allow  states  not  to  "give  effect  to  any  public  act,  record, 
or  judicial  proceeding"  of  any  sister  jurisdiction  concerning  "a  relationship  between 
persons  of  the  same  sex  that  is  treated  as  a  marriage"  by  the  sister  jurisdiction. 

This  provision  is  designed  to  address  a  threat  that  looms  on  the  immediate  hori- 
zon. In  Baehr  v.  Lewin,  852  P.2d  44  (1993),  the  Supreme  Court  of  Hawaii  ruled  that 
the  denial  of  marriage  licenses  to  same-sex  couples  implicated  the  Hawaii  state  con- 
stitution's mandate  that  "[n]o  person  *  *  *  be  denied  the  enjojonent  of  the  person's 
civil  rights  or  be  discriminated  against  in  the  exercise  thereof  because  of  *  *  *  sex". 
The  court  further  ruled  that  such  denial  may  be  justified  only  if  Hawaii  can  dem- 
onstrate that  its  anti-same-sex-marriage  policy  advances  compelling  state  interests 
and  is  narrowly  drawn  to  serve  those  interests.  The  case  was  remanded  to  the  lower 
court  for  a  determination  on  the  issue  of  compelling  state  interest,  and  the  trial  of 
that  issue  is  scheduled  to  begin  shortly.  Many  legal  observers  anticipate  that  the 
eventual  outcome  of  Baehr  will  be  that  same-sex  marriages  will  be  recognized  in 
Hawaii.  If  so,  the  possibility  looms  large  that  same-sex  couples  from  across  the  Unit- 
ed States  will  journey  to  Hawaii  to  solemnize  their  "marital  vows";  validate  their 
marriage  through  a  formal  Hawaii  state  Proceeding;  and  then  call  upon  their  states 
of  domicile  to  accord  "full  faith  and  credit"  to  the  Hawaii  proceeding. 

To  use  the  constitutional  doctrine  of  full  faith  and  credit  to  allow  the  courts  of 
Hawaii,  interpreting  their  own  state  constitution,  effectively  to  determine  that  the 
49  other  states  must  also  recognize  the  validity  of  same-sex  marriages,  would  be  to 
provoke  a  constitutional  crisis  of  considerable  magnitude.  Section  2  is  designed  to 
head  off  such  a  crisis  by  allowing  each  state  to  decide  the  matter  on  its  own. 

It  is  often  said,  correctly,  that  the  judiciary  plays  a  vital  role  in  protecting  the 
minority  against  the  tyranny  of  the  majority.  But  tyranny  is  by  no  means  within 
the  exclusive  domain  of  the  majority.  An  empowered  minority  is  capable  of  tjTanny 
as  well — as  when,  for  example,  a  court  radically  redefines  the  institution  of  mar- 
riage by  interpreting  its  state  constitution  in  a  manner  that  is  at  variance  with  the 
intent  of  the  democratically  elected  representatives  of  the  people,  without  the  bene- 
fit of  public  debate,  without  the  input  of  public  hearings,  without  the  legitimacy  of 
public  support.  The  tyranny  of  the  minority  is  compounded  49  times  over,  however, 
if  the  powerful  engine  of  the  full  faith  and  credit  doctrine  is  then  employed  to  con- 
vert one  state  court's  radicalism  into  the  de  facto  law  of  the  entire  land. 

Section  2  is  thus  a  particularly  appropriate  exercise  of  Congress'  constitutional 
authority,  pursuant  to  Article  Fv,  Section  I,  to  "prescribe  *  *  *  the  Effect"  of  one 
state's  legal  judgments  on  the  others.  See  generally  Laycock,  Equal  Citizens  of  Equal 
and  Territorial  States:  The  Constitutional  Foundations  of  Choice  of  Law,  92  Colum. 
L.  Rev.  249,301(1992). 

SECTION  3 

As  noted,  section  2  of  the  bill  takes  no  substantive  position  on  the  validity  of 
same-sex  marriages;  it  allows  each  state  to  decide  for  itself  whether  to  recognize 
such  marriages  that  have  been  performed  with  legal  sanction  in  other  states.  Sec- 
tion 3,  in  contrast,  takes  an  affirmative  stance.  It  declares  that  for  purposes  of  fed- 
eral law,  notwithstanding  what  any  individual  state — or  for  that  matter,  all  the 
states — may  choose  to  do,  the  terms  "marriage"  and  "spouse"  shall  not  encompass 
same-sex  unions. 

The  need  for  this  legislation  is  manifest.  The  general  presumption  is  that  "federal 
courts  should  look  to  state  law  in  defining  terms  describing  familial  relations." 
Spearman  v.  Spearman,  482  F.2d  1203,  1204  (5th  Cir.  1973).  If,  therefore,  Hawaii 
or  any  other  state  accords  recognition  to  same-sex  marriages,  a  federal  court  might 
well  conclude  that  the  various  benefits  federal  law  assigns  to  married  couples  must 
be  made  available  to  the  same-sex  couples  whose  "marriages"  have  been  validated 
pursuant  to  state  law.  Section  3  would  preclude  this  result  by  clarifying  that  the 
intent  of  federal  law  is  not  to  jdeld  to  any  state  definition  of  marriage  that  encom- 
passes same-sex  unions. 

Congress'  authority  to  issue  this  definitional  clarification  is  a  simple  matter  of 
federalism.  It  is  the  federal  lawmaking  body,  not  the  state  courts  or  legislatures, 
that  has  the  power  to  decide  the  meaning  of  terms  used  in  federal  law.  Section  3 
is  thus  an  unassailable  expression  of  congressional  authority  in  our  federal  system. 

THE  SOCIAL  IMPORTANCE  OF  THIS  LEGISLATION 

The  movement  to  confer  the  status  of  "marriage"  upon  same-sex  unions  is,  in 
Agudath  Israel's  view,  an  extremely  dangerous  one  for  American  society.  I  will  focus 
on  the  two  aspects  of  this  movement  that  we  beUeve  should  be  cause  for  particular 
concern. 


55 

First,  there  is  the  question  of  society's  attitude  toward  the  institution  of  marriage 
itself.  It  has  become  manifestly  and  tragically  clear  in  recent  years  that  the  decline 
of  marriage  has  engendered  enormous  social  costs — and,  more  specifically,  that  fail- 
ure to  view  marriage  as  the  cornerstone  of  family  life  has  had  devastating  impact 
on  children.  In  its  1992  report  to  the  nation,  Beyond  Rhetoric:  A  New  American 
Agenda  for  Children  and  Families,  the  National  Commission  on  Children  noted  (at 
page  253)  as  follows: 

When  parents  divorce  or  fail  to  marry,  children  are  often  the  victims. 
Children  who  live  with  only  one  parent,  usually  their  mothers,  are  six  times 
as  likely  to  be  poor  as  children  who  live  with  both  parents.  They  also  suffer 
more  emotional,  behavioral,  and  intellectual  problems.  They  are  at  greater 
risk  of  dropping  out  of  school,  alcohol  and  drug  use,  adolescent  pregnancy 
and  childbearing,  juvenile  delinquency,  mental  illness,  and  suicide. 

It  is,  or  ought  to  be,  an  urgent  objective  of  public  policy  not  only  to  strengthen 
the  institution  of  marriage,  but  to  do  so  in  a  manner  that  promotes  a  sense  of  re- 
sponsibiUty  to  children.  The  historical  genius  of  marriage  is  not  merely  that  it  con- 
stitutes the  legal  union  of  man  and  woman,  but  that  it  furnishes  the  foundation  of 
family.  Sadly,  we  sometimes  lose  sight  of  that  reality. 

Legalizing  same-sex  marriages — which,  by  biological  definition,  can  never  have 
anything  to  do  with  procreation — would  obscure  further  still  the  vital  link  between 
marriage  and  children.  It  would  convey  the  message  that  childbearing,  and 
childrearing,  are  matters  entirely  distinct  from  marriage.  The  message  is  subtle,  but 
devastating. 

Second,  there  is  the  question  of  society's  attitude  toward  homosexuality.  As  many 
jurisprudential  scholars  have  noted,  and  as  many  parents  and  teachers  instinctively 
recognize,  government  is  not  a  neutral  actor  in  the  field  of  moral  values;  the  laws 
by  which  a  society  chooses  to  govern  itself  have  (among  other  things)  an  educational 
function.  Conferring  society^s  blessing  upon  same-sex  unions  by  according  them  the 
legal  and  social  status  of  "marriage,  as  Hawaii  appears  about  to  do,  would  convey 
an  unmistakable  imprimatur  of  acceptability  and  legitimacy  upon  the  practice  of  ho- 
mosexuality. 

Which  brings  us  full  circle.  For  better  or  for  worse,  millions  of  Americans,  of  all 
faiths,  reject  the  notion  that  homosexual  conduct  is  merely  an  "alternative  lifestyle," 
no  more  objectionable  and  no  less  acceptable  than  the  traditional  heterosexual  life- 
style. These  Americans  strive  hard  to  raise  their  children  to  recognize  that  not  all 
expressions  of  sexuality  are  morally  equivalent.  Extending  legal  recognition  to 
same-sex  unions  is  government's  way  of  telling  those  children  that  their  parents  are 
wrong,  that  their  priests,  ministers  and  rabbis  are  wrong,  that  civilized  societies 
throughout  the  millennia  have  been  wrong.  We  respectfully  submit  that  government 
has  no  business  conveying  that  message. 

Agudath  Israel  accordingly  supports  the  Defense  of  Marriage  Act.  Thank  you  very 
much  for  your  consideration  of  our  views. 

The  Chairman.  Thank  you.  I  think  this  has  been  an  excellent 
hearing.  Each  of  you  has  presented  a  point  of  view  that  is  very  im- 
portant to  this  committee. 

I  will  put  into  the  record  at  this  point  an  editorial  by  Prof.  Larry 
Tribe,  Laurence  Tribe,  of  the  Harvard  Law  School,  and  a  letter  in 
response  written  by  Prof.  Michael  McConnell  of  the  University  of 
Chicago  Law  School,  without  objection. 

[The  editorial  of  Mr.  Tribe  and  a  letter  from  Mr.  McConnell  fol- 
low:] 

Toward  a  Less  Perfect  Union 

[Copyright  1996,  The  New  York  Times  Co.,  The  New  York  Times,  May  25,  1996,  Saturday,  late  edition— final, 

section  1,  page  11,  column  2,  editorial  desk.] 

[By  Laurence  H.  Tribe;  Laurence  H.  Tribe  is  a  professor  of  constitutional  law  at  Harvard  Law  School.] 

Cambridge,  MA. — There  is  more  than  a  little  irony  in  the  so-called  Defense  of 
Marriage  Act,  the  proposed  Federal  law  that  would  allow  states  to  deny  recognition 
to  same-sex  marriages  that  might  be  accorded  full  legal  status  in  other  states. 

It  is  ironic,  first,  that  such  a  measure  should  be  defended  in  the  name  of  states' 
rights.  Our  Constitution's  principal  means  of  protecting  state  sovereignty  is  to  limit 


56 

the  national  Government  to  certain  enumerated  powers — ^but  these  powers  do  not 
include  any  authority  to  invite  some  states  to  disregard  the  official  acts  of  others. 

And  it  is  ironic,  second,  that  the  first  such  invitation  ever  extended  by  Congress 
should  deal  with  marital  union.  The  Constitution's  principal  device  for  assuring  a 
"more  perfect  union"  is  the  Full  Faith  and  Credit  Clause,  which  requires  that  each 
state  must  fully  credit  "the  public  acts,  records,  and  judicial  proceedings  of  every 
other  state."  More  than  half  a  century  ago,  the  Supreme  Court  described  the  clause 
as  "a  nationally  unifying  force"  that  transformed  the  individual  states  from  "inde- 
pendent foreign  sovereignties,  each  free  to  ignore  rights  and  obligations"  created  by 
the  others,  into  integral  parts  "of  a  single  nation,  in  which  rights  *  *  ♦  established 
in  any  [state]  are  given  nationwide  application." 

The  Defense  of  Marriage  Act  aims  to  counter  the  possibility  that  Hawaii's  courts 
will  legalize  same-sex  marriages,  prompting  gay  couples  to  flock  to  the  islands  to 
be  wed  and  return  to  their  home  states  to  claim  the  benefits  of  civil  marriage.  De- 
fenders of  this  novel  statute  are  fond  of  quoting  the  10th  Amendment:  "The  powers 
not  delegated  to  the  United  States  by  the  Constitution  ♦  *  *  are  reserved  to  the 
states  respectively,  or  to  the  people." 

But  that  very  principle  condemns  the  proposed  statute,  for  the  Constitution  dele- 
gates to  the  United  States  no  power  to  create  categorical  exceptions  to  the  Full 
Faith  and  Credit  Clause.  To  be  sure,  the  clause  does  empower  Congress  to  enact 
"general  laws"  to  "prescribe  the  manner  in  which  such  acts,  records  and  proceedings 
shall  be  proved,  and  the  effect  thereof"  But  that  is  a  far  cry  from  power  to  decree 
that  official  state  acts  offensive  to  a  majority  in  Congress  need  not  even  be  recog- 
nized by  states  that  happen  to  share  Congress'  view. 

Some  claim  that  a  law  inviting  states  to  give  no  effect  to  certain  acts  of  other 
states  is  a  general  law  prescribing  the  "effect"  of  such  acts.  But  that  is  a  play  on 
words,  not  a  legal  argument.  The  Full  Faith  and  Credit  Clause  cannot  be  read  as 
a  fount  of  authority  lor  Congress  to  set  asunder  the  states  that  this  clause  so  sol- 
emnly brought  together. 

Such  a  reading  would  mean,  for  example,  that  Congress  could  decree  that  any 
state  was  free  to  disregard  any  Hawaii  marriage,  any  California  divorce,  any  Kan- 
sas default  judgment,  any  punitive  damage  award  against  a  lawyer — or  any  of  a  po- 
tentially endless  list  of  official  acts  that  a  Congressional  majority  might  wish  to 
denigrate.  This  would  convert  the  Constitution's  most  vital  unifying  clause  into  a 
license  for  balkanization  and  disunity. 

Defenders  of  the  proposed  law  cite  judicial  decisions  allowing  one  state  to  decline 
to  enforce  certain  determinations  of  another  on  "public  policy*  grounds — marriages 
entered  in  one  state,  for  example,  to  evade  the  bigamy  laws  of  the  state  where  the 
partners  Uve.  But  states  need  no  Congressional  license  to  deny  effect  to  whatever 
marriages  (or  other  matters)  may  fall  within  this  category.  They  can  do  so  on  their 
own. 

The  only  authority  the  proposed  statute  could  possibly  add  to  the  discretion  states 
already  possess  would  be  authority  to  treat  a  sister  state's  binding  acts  as  though 
they  were  the  acts  of  a  foreign  nation — authority  that  Congress  has  no  constitu- 
tional power  to  confer. 


The  University  of  Chicago, 

The  Law  School, 
Chicago,  IL,  July  10,  1996. 

The  Hon.  Orrin  G.  Hatch, 
Chairman,  Committee  on  the  Judiciary, 
U.S.  Senate,  Washington,  DC. 

Dear  Mr.  Chairman:  I  am  writing  in  response  to  arguments  that  the  proposed 
Defense  of  Marriage  Act  is  beyond  the  powers  of  Congress  under  the  Full  Faith  and 
Credit  Clause,  including  an  essay  published  by  Professor  Laurence  Tribe  in  the  New 
York  Times  on  May  26,  1996.  These  arguments  are,  I  believe,  baseless. 

The  Full  Faith  and  Credit  Clause  was  intended  by  its  framers  to  soUdify  the 
Union  by  requiring  each  state  to  respect  the  laws  and  legal  judgments  of  sister 
States.  But  the  Clause  has  never  been  understood  to  impose  an  absolute  obligation; 
nor  could  it,  given  the  nature  of  the  subject  matter.  When  two  states  have  inconsist- 
ent laws  on  the  same  subject,  it  would  literally  be  impossible  for  the  each  to  be 
given  effect  throughout  the  country.  This  would  defy  the  logical  principle  of 
noncontradiction.  Rather,  the  Clause  was  written  against  the  backdrop  of  choice-of- 
law  principles,  including  those  related  to  the  enforcement  of  judgments.  The  effect 
of  the  Clause  was  to  subject  these  principles  to  federal  constitutional  review,  until 
and  unless  Congress  has  spoken  on  the  subject,  and  to  federal  statutory  law  if  Con- 


57 

gress  so  chooses,  (Note  the  use  of  the  permissive  verb  "may"  in  the  last  sentence 
of  the  provision.)  .        „      . 

The  prospect  that  one  state  may  recognize  same-sex  umons  as  marriages  raises 
precisely  the  kind  of  issue  that  is  properly  addressed  by  Congress  under  this  Clause. 
Under  our  Constitution,  marriage  law  is  a  question  left  to  state  law.  No  state  has 
ever  treated  same-sex  unions  as  marriages  (indeed,  no  legal  jurisdiction  in  the  world 
has  done  so).  Yet  if  the  State  of  Hawaii  performs  marriages  of  persons  of  the  same 
sex,  these  marriages  might  well  be  deemed  public  "Records,"  and  declaratory  judg- 
ments or  other  legal  proceedings  in  Hawaii  recognizing  the  validity  of  any  such  mar- 
riages would  almost  svu-ely  be  Judicial  Proceedings,"  within  the  meaning  of  the  Full 
Faith  and  Credit  Clause.  It  is  therefore  not  unlikely  that  other  states  would  be  com- 
pelled to  recognize  these  unions  as  marriages  within  their  own  boundaries.  Couples 
could  journey  to  Hawaii,  engage  in  a  marriage  ceremony  under  Hawaii  law,  and  on 
return  to  their  home  states  oe  entitled  to  legal  treatment  as  a  married  couple,  not- 
withstanding limitations  of  marriage  in  their  own  home  state  to  persons  of  the  oppo- 
site sex.  Indeed,  one  of  the  briefs  in  the  Hawaii  case  urges  recognition  of  same-sex 
marriage  precisely  because  of  the  bounteous  tourist  trade  this  would  create. 

I  stress  that  while  this  scenario  is  not  unlikely,  it  also  is  not  certain.  It  is  possible 
that  states  with  laws  against  same-sex  unions  will  be  able  to  resist  recognition  of 
these  marriages  under  the  so-called  "public  policy^'  exception.  (The  answer  to  this 
probably  hinges  on  whether  marriages  are  embodied  in  a  legal  judgment,  or  not.) 
It  is  also  possible  that  Hawaii  will  place  reasonable  domiciliary  restrictions  on  the 
availability  of  same-sex  marriage.  The  difficulty,  however,  is  that  these  issues  would 
not  be  resolved  for  many  years,  and  if  they  are  resolved  adversely  t-o  the  interests 
of  the  other  states,  it  would  likely  be  too  late  for  Congress  to  act.  The  purpose  of 
the  proposed  act,  therefore,  is  to  ensure  that  each  state  continues  to  be  able  to  de- 
cide for  itself  whether  to  recognize  same-sex  marriage — to  ensure  that  one  state  is 
not  able  to  decide  this  question,  as  a  practical  matter,  for  the  entire  nation. 

For  those  who  believe  in  a  prudent  approach  to  social  change,  based  on  experience 
rather  than  abstract  theorizing,  the  proposed  statute  has  the  advantage  of  allowing 
this  rather  dramatic  departure  from  past  practice  to  be  tested  before  it  is  imposed 
everywhere.  While  powerful  arguments  have  been  made  in  supoort  of  same-sex  mar- 
riage, liie  arguments  on  the  otner  side  are  not  inconsequential.  Same-sex  marriage 
has  never  been  tried,  and  the  effects  on  family,  on  children,  on  adoption,  on  divorce, 
on  adultery  rates,  and  on  social  mores  in  general  are  very  difficult  to  predict.  What- 
ever one's  view  on  the  merits  of  the  social  Question,  the  advantages  of  using  the 
"laboratories  of  democracy"  provided  by  our  decentralized,  50-state  system,  to  test 
the  results,  before  moving  to  a  new  national  definition  of  marriage,  should  he  appar- 
ent. Yet,  if  Congress  does  not  act,  there  is  a  serious  prospect  that  the  Hawaiian  defi- 
nition of  marriage  willprevail  throughout  the  nation,  by  virtue  of  application  of  the 
Full  Faith  and  Credit  Clause. 

There  is  little  doubt  that  Congress  has  authority  to  intervene.  The  Full  Faith  and 
Credit  Clause  explicitly  empowers  Congress  to  "prescribe  *  *  *  the  Effect"  that  the 
"public  Acts,  Records,  and  Judicial  Proceedings  of  one  state  shall  have  in  other 
states.  Congress  has  rarely  exercised  this  authority,  and  accordingly  there  is  little 
precedent  (either  in  tJie  form  of  legislative  interpretations  or  of  judicial  decisions) 
to  illuminate  it.  But  there  is  no  reason  to  doubt  that  the  Clause  means  precisely 
what  it  says:  that  Congress  has  plenary  power  to  prescribe  what  effect  the  laws  of 
one  state  will  have  on  another. 

The  only  express  limitation  on  the  power  of  Congress  under  the  Effects  Clause 
is  that  it  must  act  by  "general  law."  This  means  that  it  may  not  legislate  with  ref- 
erence to  particular  cases.  It  could  not,  for  example,  pass  a  law  specifying  that  Mr. 
John  Doe's  divorce  must  (or  must  not)  be  recognized  throughout  the  Union.  Con- 
gress should  not  judge  individual  cases.  The  "general  law"  limitation  may  also  mean 
that  the  law  must  apply  to  all  states.  (The  term  "general"  was  typically  used  at  the 
time  in  contradistinction  to  "local.")  But  the  proposed  Defense  of  Marriage  Act  is 
"general"  in  every  sense  of  the  word.  It  gives  all  states  the  power  to  enforce  their 
own  laws  with  respect  to  same-sex  marriage. 

I  have  heard  it  suggested  that  Congress  power  is  limited  to  effectuating  or  enforc- 
ing the  acts,  records,  and  judicial  proceedings  of  the  states,  and  that  me  Defense 
of  Marriage  Act  does  not  fall  within  this  category  because  it  denies  any  effect  to  cer- 
tain such  acts.  This  interpretation  has  no  support  in  the  language,  purpose,  or  his- 
tory of  the  Clause.  To  "prescribe  the  effect"  of  something  is  to  determine  what  effect 
it  will  have.  In  the  absence  of  powerftU  evidence  to  the  contrary,  the  natural  mean- 
ing of  these  words  is  that  Congress  can  prescribe  that  a  particular  class  of  acts  will 
have  no  effect  at  all,  or  that  their  effect  will  be  confined  to  their  state  of  origin. 

In  this  respect,  it  is  useful  to  contrast  the  language  of  Section  Five  of  the  Four- 
teenth Amendment,  which  empowers  Congress  to  "enforce,  by  appropriate  legisla- 


58 

tion,  the  provisions  of  this  article,"  or  with  Article  I,  §8,  cl.  18,  which  empowers 
Congress  to  "make  all  Laws  which  shall  be  necessary  and  proper  for  carrying  into 
Execution  the  foregoing  Powers."  These  provisions  are,  indeed,  limited  to  statutes 
that  would  effectuate  their  respective  purposes.  But  the  Full  Faith  and  Credit 
Clause  is  not  worded  that  way.  It  does  not  give  Congress  power  to  make  laws  nec- 
essary and  proper  for  the  "enforcement"  of  state  laws  in  other  states,  or  for  carrying 
those  laws  into  "execution."  Instead,  Congress  is  given  full  power  to  "prescribe"  their 
"effect." 

There  is  good  reason  for  this  difference.  The  Full  Faith  and  Credit  Clause  deals 
with  the  problem  of  inconsistencies  in  state  laws.  As  noted  above,  not  all  state  laws 
can  be  enforced  everywhere,  if  the  laws  are  in  conflict.  If  Hawaii's  law  recognizing 
same-sex  marriage  is  enforced  in  other  states,  the  laws  of  those  states  will  he 
stripped  of  their  efficacy.  The  field  called  "choice  of  law"  was  developed  to  deal  with 
these  conflicts,  and  the  Full  Faith  and  Credit  Clause  empowers  Congress  as  the  ulti- 
mate umpire.  But  in  exercising  this  power,  it  necessarily  will  be  the  case  that  Con- 
gress gives  effect  to  some  state  laws  and  denies  effect  to  others.  Thus,  an  interpreta- 
tion of  the  Clause  that  insists  that  Congress  only  has  power  to  "give  effect"  to  state 
laws  and  not  to  "deny  effect"  is  logically  impossible.  The  Defense  of  Marriage  Act 
may  "deny  effect"  to  Hawaiian  law  under  certain  circumstances;  but  by  the  same 
token  it  "gives  effect"  to  the  law  of  the  state  in  which  the  controversy  takes  place. 
The  opposite  result  would  "give  effect"  to  Hawaiian  law  only  by  "denjdng  effect"  to 
the  law  of  the  place  in  which  the  conflict  takes  place. 

Until  this  politically  contentious  context  arose,  no  scholar  stud3dng  the  meaning 
of  the  Full  Faith  and  Credit  Clause  had  ever  suggested  that  Congress  power  to  pre- 
scribe the  effect  of  state  laws  was  impUedly  limited  in  this  way.  Edward  C.  Corwin, 
for  example,  wrote: 

Congress  has  the  power  under  the  clause  to  decree  the  effect  that  the 
statutes  of  one  State  shaill  have  in  other  States.  This  being  so,  it  does  not 
seem  extravagant  to  argue  that  Congress  may  under  the  clause  describe  a 
certain  type  of  divorce  and  say  that  it  shall  be  granted  recognition  through- 
out the  Union,  and  that  no  other  kind  shall.  Or,  to  speak  in  more  general 
terms,  Congress  has  under  the  clause  power  to  enact  standards  whereby 
uniformity  of  State  legislation  may  be  secured  as  to  almost  any  matter  in 
connection  with  which  interstate  recognition  of  private  rights  would  be  use- 
ful and  valuable. 

Edward  S.  Corwin,  "The  Constitution  and  What  It  Means  Today,"  255  (14th  ed.). 
If  Congress  can  "describe  a  certain  type  of  divorce  and  say  that  it  shall  be  granted 
recognition  throughout  the  Union"  it  presumably  may  describe  a  certaiin  type  of 
marriage  and  say  the  same.  See  also  Walter  Wheeler  Cook,  "The  Powers  of  Congress 
Under  the  Full  Faith  and  Credit  Clause,"  28  Yale  L.J.  421  (1919)  (surveying  history 
of  the  Full  Faith  and  Credit  Clause  and  concluding  that  it  gives  Congress  full  power 
to  determine  "the  legal  effects  or  consequences  in  other  states  of  the  'public  acts, 
records  and  judicial  proceedings'  of  a  state,"  including  legislation  as  well  as  adju- 
dications); Douglas  Laycock,  "Equal  Citizens  of  Equal  and  Territorial  States:  'The 
Constitutional  Foundations  of  Choice  of  Law,"  92  Colum.  L.  Rev.  249,  331  (1992) 
("It  is  common  ground  that  Congress  can  designate  the  authoritative  state  law 
under  the  Effects  Clause,  specifying  which  state's  law  gets  any  effect  in  that  class 
of  cases.")  The  proposed  Act  simply  specifies  that  each  state  may  give  effect  to  its 
own  law  in  this  class  of  cases. 

The  argument  that  the  proposed  statute  would  violate  the  Equal  Protection 
Clause  requires  little  comment.  As  held  in  the  recent  case  of  Romer  v.  Evans,  116 
S.  Ct.  1620,  1627  (1996),  laws  that  disadvantage  individuals  on  the  basis  of  sexual 
orientation  will  be  upheld  so  long  as  they  bear  "a  rational  relation  to  some  legiti- 
mate end."  The  provision  struck  down  in  Romer,  the  Court  held,  was  not  "directed 
to  any  identifiable  legitimate  purpose  or  discrete  objective."  Id.  at  1629.  Bv  contrast, 
it  is  surely  a  legitimate  legislative  purpose  to  ensure  that  each  state  is  able  to  make 
and  enforce  its  own  criteria  for  recognition  of  marriage. 

Moving  beyond  the  constitutional  question,  however,  I  question  whether  Congress 
really  intends  some  of  the  results  that  could  obtain  under  the  proposed  Act.  For  ex- 
ample, if  a  same-sex  couple  resident  in  Hawaii  were  involved  in  an  automobile  acci- 
dent in  Michigan,  does  it  make  any  sense  to  treat  them  as  "unmarried"  for  purposes 
of  tort  and  insurance  law?  One  way  to  handle  this  problem  would  be  to  declare  that 
the  legal  right  of  two  persons  to  be  married  to  one  another  is  determined  by  the 
state  of  common  domicile  from  time  to  time,  or  if  there  is  no  common  domicile,  the 
state  where  the  relationship  is  centered.  This  would  leave  in  place  ordinary  choice 
of  law  rules  for  cases  in  which  domiciliaries  of  one  state  were  temporarily  present 
in  another  state.  That  would  be  in  keeping  with  longstanding  principles  regarding 


59 

the  legal  status  of  "sojourners" — principles  that  have  been  honored  in  the  past  even 
in  the  face  of  such  divisive  subjects  as  slavery. 

Please  be  aware  that  I  write  as  an  individual,  and  not  representing  the  views  of 
the  University  of  Chicago  or  of  any  other  group  or  institution. 
Very  truly  yours, 

(Signed)    Michael  W.  McConnell 

(Typed)    Michael  W.  McConnell, 

William  B.  Graham  Professor. 

The  Chairman,  Mr.  Bauer,  let  me  start  with  you.  How  serious 
are  the  practical  problems  created  by  the  Hawaiian  Supreme 
Court's  1993  decision  in  Baehr  v.  Lewin? 

Mr.  Bauer.  Well,  it  is  very  serious,  Mr.  Chairman.  There  is  no 
State  in  the  Union  where  any  data  can  be  found  that  shows  public 
support  for  permitting  same-sex  marriages. 

Senator  Feinstein,  in  your  State  of  California,  the  latest  poll  out 
just  this  week  shows  about  59  percent  of  Califomians  oppose  same- 
sex  marriage. 

And  yet  if  Hawaii  acts,  every  State  will  find  itself  in  the  need 
of  doing  some  affirmative  action  to  prevent  the  State  from  having 
to  recognize  what  these  judges  in  Hawaii  have  done. 

In  a  number  of  States  where  there  has  been  an  attempt  to  reflect 
the  wishes  of  the  population  of  that  State,  the  bills  have  been 
bogged  down  with  all  kinds  of  delaying  tactics,  and  there  has  been 
no  vote  in  the  legislatures  this  year.  We  just  feel  strongly  that  49 
other  States  should  not  be  forced  in  a  comer  to  have  to  afiirma- 
tively  act  in  order  to  prevent  being  forced  to  embrace  something 
that  their  populations  overwhelmingly  reject. 

The  Chairman.  Thank  you. 

Mr.  Zwiebel,  the  term  and  concept  of  marriage  is  not  an  inven- 
tion of  American  culture,  as  you  have  said.  Is  it  correct  to  say  that 
our  heritage  defines  a  "marriage"  as  requiring  a  union  of  persons 
of  opposite  sexes? 

Mr.  Zwiebel.  I  believe  it  does.  Again,  as  I  noted  and  as  Mr. 
Bauer  noted,  I  believe  that  there  has  yet  to  exist  a  society  in  the 
history  of  the  civilized  world  that  has  embraced  a  formal  relation- 
ship. There  has  always  been  homosexuality,  and  there  have  been 
some  societies  that  have  been  distinguished — I  put  the  phrase 
within  quotes — ^by  homosexual  practices  that  were  fairly  prevalent 
in  those  societies.  But  at  the  same  time,  never  ever  has  any  society 
attempted  to  translate  those  t3T)es  of  relationships  into  the  formal 
legal  recognition  that  marriage  would  imply.  And  so  when  we 
speak  about  a  word  as  hallowed — and  I  use  that  phrase  very,  very 
decidedly — as  hallowed  as  marriage,  there  is  a  tradition  and  his- 
tory does  have  something  to  teach  us  about  what  that  word  means 
and  what  it  ought  to  mean. 

As  I  said  earlier,  there  are  sound  reasons  for  that,  because  mar- 
riage is  more  than  simply  the  union  or  the  companionship  of  two 
people.  It  is  the  foundation  of  family. 

The  Chairman.  Thank  you. 

Professor  Wardle,  Professor  Sunstein  in  his  testimony  said  that 
the  Defense  of  Marriage  Act,  as  I  interpreted  his  testimony,  may 
be  unconstitutional.  Has  the  Supreme  Court  ever  held  a  law  exer- 
cising Congress'  power  under  the  full  faith  and  credit  clause  to  be 
unconstitutional? 


60 

Mr.  Wardle.  Not  to  my  knowledge,  Chairman  Hatch.  In  fact,  I 
believe  the  Supreme  Court  has  repeatedly  indicated  that  Congress 
has  power  to  exercise,  to  legislate  in  this  field,  very  broad  power. 
I  think  the  text  is  very  broad. 

I  would  respectfully  disagree  with  my  distinguished  colleague's 
characterization.  Mr,  Sunstein  described  this  as  a  bill  that  negates 
full  faith  and  credit.  I  think  that  mischaracterizes,  in  fact,  what 
the  bill  does.  The  bill  is  a  neutral  position,  not  a  negating  position. 
It  says  States — does  not  force  States  to  refuse  to  recognize.  It  says, 
and  only,  that  States  are  free  to  choose  for  themselves.  It  is  a  neu- 
tral position.  They  may  recognize.  It  just  says  that  Federal  full 
faith  and  credit  law  cannot  be  used  to  force  States  to  recognize 
same-sex  marriage. 

The  Chairman.  Professor  Wardle,  some  critics  of  the  Defense  of 
Marriage  Act  say  that  Congress  lacks  power  under  the  Constitution 
to  legislate  in  this  area.  These  critics  say  that  under  the  tenth 
amendment  only  States  have  power  to  regulate  marriage. 

Does  that  criticism  have  any  merit,  in  your  view?  Are  there  other 
instances  where  the  Congress  is  engaged  in  what  I  would  call  lat- 
eral federalism? 

Mr.  Wardle.  Well,  I  don't  believe  that  Congress  has  the  author- 
ity to  directly  regulate  marriage  and  domestic  relations.  I  think 
that  point  is  well  taken.  It  is  simply  misplaced.  That  doesn't  apply 
to  this  bill. 

In  fact,  with  regard  to  what  you  would  call  the  lateral  federal- 
ism, yes.  Congress  has  acted.  Section  1738(a)  of  the  Parental  Kid- 
napping Prevention  Act  is  a  full  faith  and  credit  measure  that 
deals  directly  with  child  custody,  a  primary  domestic  relations 
issue.  Likewise,  section  1738(b)  dealing  with  child  support,  again, 
full  faith  and  credit.  Congress'  appropriate  power.  But  it  deals  with 
the  subject  of  domestic  relations. 

The  Chairman.  My  time  is  up. 

Senator  Kennedy? 

Senator  Kennedy.  Thank  you. 

Ms.  Henderson,  I  want  to  just  thank  you  for  being  here  and  de- 
scribing the  reality  of  your  family  situation.  I  think  all  of  us  under- 
stand that  it  is  never  easy  to  talk  about  some  of  the  challenges  that 
families  are  facing.  We  all  have  a  sense  of  wrapping  ourselves 
around  our  families,  whether  there  are  health  problems  or  other 
kinds  of  needs.  So  I  must  say  we  all  thank  you  for  being  willing 
to  share  about  what  is  happening  out  there  among  many  other 
families,  and  I  think  you  have  shown  great  courage. 

We  never  really  give  the  kind  of  weight  to  the  anxiety.  Too  often 
we  know  the  costs  of  everything  and  the  value  of  too  little.  You 
know,  the  first  thing  that  we  are  always  asked  is  what  is  the  cost 
and  what  is  the  budget  impact  and  all  the  rest.  But  I  think  what 
you  talk  about  today  is  your  genuine  fear  about  your  son  and  your 
family  about  whether  he  is  able  to  hold  a  job  or  whether  it  is  going 
to  be  exposed  to  violence  in  society,  these  others  kinds  of  factors 
that  other  families  worry  about  in  terms  of  their  kids,  but  there  is 
no  question  that  a  person  who  is  gay  or  lesbian  faces  this  in  much 
greater  amount.  So  this  is  important.  When  we  look  at  legislation 
to  consider  it  in  context,  we  appreciate  that. 


61 

Mr.  Sunstein,  because  I  know  that  time  is  moving  on,  as  I  under- 
stand from  your  response — and  I  apologize  to  you  and  Mr.  Bauer 
and  the  others  for  having  to  absent  myself  briefly  because  of  an- 
other matter  that  came  up,  but  as  I  understand,  you  believe  that 
there  is  really  little  we  can  do  here  in  the  statute  that  is  either 
going  to  enhance  or  diminish  the  constitutional  authority  of  the 
power  of  the  States.  Is  that  correct?  You  can't  by  statute.  And  your 
understanding  of  various  decisions  that  have  been  made  by  the 
States  in  terms  of  the  recognitions  of  marriage,  I  mean  in  certain 
States  people  that  are  young  can't  get  married  or  they  have  to  be 
a  certain  age  or  the  relationship  between  relatives,  for  example,  is 
not  recognized  in  my  own  State  of  Massachusetts,  but  that  there 
is  at  least  a  code  of  holdings  that  at  least  could  be  interpreted  as 
permitting  the  States  to  make  judgments  on  these  matters  of,  in 
this  case,  social  policy? 

Mr.  Sunstein.  That  is  correct.  Professor  Wardle  and  I  are  agreed 
in  suggesting,  I  think,  that  the  proponents  of  this  bill  are  panicked 
about  a  situation  the  Federal  system  has  handled  very  well  for  a 
long,  long  time.  If  a  State  has  a  strong  public  policy  and  a  terri- 
torial connection  with  a  couple,  and  that  couple  has  been  married 
in,  let's  say,  Hawaii  and  the  State  doesn't  want  to  respect  the  mar- 
riage, that  is  by  tradition  OK.  So  this  legislation  on  that  count  has 
no  point. 

Senator  Kennedy.  Territorial,  as  I  would  translate  it,  means 
that  if  they  just  ran  out  there  to  a  particular  State  and  then  came 
on  back  to  another,  they  may  make  the  judgment  and  decision  that 
they  wouldn't  recognize  it. 

Mr.  Sunstein.  Absolutely.  The  impetus  for  this  bill  is  the  fear 
that  people  will  rush  to  Hawaii,  get  married,  and  then  bind  the  49 
States.  That  has  been  stated  a  few  times.  But  it  is  a  fear  without 
basis. 

Senator  KENNEDY.  Let  me  in  the  time  remaining,  Mr.  Bauer,  just 
ask — ^you  have  a  difference  in  terms  of  this  legislation,  and  I  re- 
spect your  position  on  it.  In  preparation  for  the  hearing,  I  am  al- 
ways reminded  about  sort  of  where  this  country  has  been  on  so 
many  matters  of  bigotry  and  discrimination  and  how  they  have 
evolved  in  our  society.  In  the  Declaration  of  Independence,  we  say 
"all  men  are  created  equal."  We  dealt  with  the  issues  of  gender — 
not  as  well  as  we  should  have.  We  inscribed  slavery  into  the  Con- 
stitution, and  yet  we  fought  a  civil  war  to  get  over  it. 

One  of  the  first  pieces  of  legislation  that  I  had  the  opportunity 
to  floor  manage  was  the  immigration  bill  of  1965  that  wrote  in  na- 
tional origin  quotas  based  upon  where  you  were  bom,  favoring 
some  nations.  We  had  the  Asian  Pacific  triangle  that  discriminated 
against  those  of  "yellow  race";  127  could  come  in  under  that  time. 
My  grandfather  in  Boston  faced  "no  Irish  need  apply." 

The  Housing  Act  that  we  passed,  the  discrimination  against  el- 
derly and  against  children,  we  had  to  pass  a  law  because  there 
were  many  apartment  buildings  that  were  discriminating  against 
children  and  also  the  elderly. 

We  have  had  the  Americans  with  Disabilities  Act  to  try  and  do 
something  about  discrimination  with  disabilities.  I  am  in  a  family 
that  has  a  mentally  retarded  sister,  and  I  can  always  remember 
the  problems  that  she  always  faced  as  a  person  with  mental  retar- 


62 

dation.  We  have  discrimination  on  mental  illness  today  in  our 
health  care  system,  and  we  have  discrimination  against  gays  and 
lesbians.  We  have  it  out  there  in  the  job  place. 

Now,  what  is  your  position  or  do  you  have  a  position  in  terms 
of  trying  to  do  something  about  discrimination  in  the  job  place 
against  gays  and  lesbians? 

Mr.  Bauer.  Well,  let  me  address  specifically  your  idea,  which  is 
to  add  an  amendment  to  this  bill  related  to  that  issue.  This  may 
be  the  only  time  this  year  that  President  Clinton  and  I  are  in 
agreement.  My  advice  would  be  to  follow  his  advice  and  send  him 
a  clean  bill  so  that  he  can  sign  it. 

On  the  larger  question  of  whether  adding  sexual  preference  to 
discrimination  laws  is  a  good  or  bad  idea,  I  think  it  is  a  terrible 
idea.  I  think  it  is  a  terrible  idea  because  it  would  necessarily  re- 
quire employers  to  inquire  of  employees  what  their  sexual  pref- 
erences are.  When  a  woman  walks  into  your  office  to  interview  for 
a  job,  there  is  no  question  that  a  woman  has  walked  into  your  of- 
fice to  inquire  about  or  apply  for  a  job.  But  how  would  an  employer 
even  know  if  he  is  discriminating  unless  we  are  going  to  enshrine 
in  the  law  the  idea  that  we  must  know  the  sexual  preferences  and 
bedroom  habits  of  every  employee? 

Senator  Kennedy.  Well,  there  are  ways  of  doing  that.  I  won't  get 
into  an  exchange  on  that  because  certainly  the  question  is  whether 
they  are  being  discriminated  against  and  fired  from  the  job  because 
of  gay  or  lesbian  activities.  That  is  what  I  was  addressing. 

Let  me  ask  you  this:  Do  you  think  the  laws  that  make  homo- 
sexual conduct  a  crime  ought  to  be  enforced? 

Mr.  Bauer.  I  think  that  the  States 

Senator  Kennedy.  Can  you  answer  that  yes  or  no? 

Mr.  Bauer.  Probably  not  to  your  satisfaction.  It  is  going  to  take 
a  couple  sentences,  Senator. 

I  think  the  States  over  the  years  did  a  wise  thing  in  saying 
through  those  laws  that  they  wanted  to  discourage  homosexual  be- 
havior. Do  I  think  it  is  a  good  use  of  law  enforcement  personnel 
and  limited  resources  at  a  time  when  a  crime  wave  is  continuing 
to  sweep  the  Nation  to  try  to  peer  into  bedroom  doors?  No,  I  don't. 

Senator  Kennedy.  So  you  don't  believe  that  the  laws  that  are  on 
the  statute  books  in  localities  and  States  with  regard  to  gay  and 
lesbian  conduct  should  be  enforced? 

Mr.  Bauer.  I  believe  those  laws  are  a  good  thing,  but  I  also  be- 
lieve in  prosecutorial  discretion  and  that  if  I  were  a  prosecutor,  I 
would  not  use  limited  resources  on  that  issue. 

Senator  Kennedy.  We  all  like  it  both  ways,  you  know,  on 

Mr.  Bauer.  Well,  I  noticed  that.  Senator,  when  I  heard  you  mak- 
ing a  federalism  argument  a  little  while  ago,  which  was  a  real  rar- 
ity. [Laughter.] 

Senator  Kennedy.  Well,  we  can — I  think  it  is  a  sustainable  posi- 
tion, and  I  am  glad  it  has  been  by  some  of  the  distinguished  con- 
stitutional authorities.  But  let  me  ask  you,  do  you  think  gays  and 
lesbians  ought  to  be  prohibited  from  living  in  a  particular  commu- 
nity? 

Mr.  Bauer.  I  think  that— are  you  dealing  with  the  rental  issue 
or  the  question  of  whether 


63 

Senator  Kennedy.  Let's  take  both.  Let's  take  the  rental  and  then 
let's  take  just  living  in  a  community.  Should  a  local  housing  com- 
munity with  a  number  of  different  homes  be  permitted  to  have 
some  kind — those  in  these  various  subdivisions  say  that  we  will  not 
permit  gays  and  lesbians  to  own  houses. 

Mr.  Bauer.  I  think  that  a  healthy  society  will  allow  property 
owners  to  exercise  moral  judgment  in  who  they  rent  their  apart- 
ments out  to. 

Senator  Kennedy.  So  you 

Mr.  Bauer.  So  if  I  have  got  an  apartment  unit  for  rent  in  my 
home  and  three  transvestites  come  to  rent  it,  I  would  like  to  have 
the  right  under  the  Constitution  to  say  you  are  not  the  type  of  ten- 
ant I  want  in  my  home. 

Senator  Kennedy.  Well,  we  all  have  the  Mrs.  Murphy  example 
from  the  civil  rights  position.  What  if  they  have  a  thousand  units? 
As  a  matter  of  policy,  would  you  say  that  you  support  a  position 
in  a  1,000-unit  complex  that  there  could  not  be  the  rental  to  gay 
or  lesbian  couples? 

Mr.  Bauer.  Senator,  I  want  to  be  as  clear  about  this  as  I  can. 
I  believe  that  it  is  a  gigantic  mistake  and  ill  advised  to  add  sexual 
preference  to  any  Federal  civil  rights  law. 

The  Chairman.  Senator,  your  time  is  long  gone.  I  have  permitted 
a  lot  of  leeways  here. 

Senator  Kennedy.  Well,  I  have  just  one  final 

The  Chairman.  I  will  permit  one  more  question,  and  then  we  will 
move  on. 

Senator  Kennedy.  Fine.  What  about  doing  something — as  Sen- 
ator Simon  pointed  out,  the  incidence  of  violence  against  gays  and 
lesbians  is  dramatic  all  across  this  country.  Do  you  think  we  ought 
to  do  anything  to  try  and  protect  their  safety  and  their  security 
with  any  Federal  intervention?  We  have  just  passed  legislation  now 
with  regards  to  arson  and  the  burning,  the  hideous  behavior  of 
cowards  in  burning  black  churches.  We  know  as  well  that  the  inci- 
dence of  violence  against  gays  and  lesbians  has  been  documented. 
Do  you  think  we  ought  to  try  and  provide  additional  Federal  legis- 
lation to  protect  their  safety,  protect  their  security  in  local  commu- 
nities? 

Mr.  Bauer.  Senator  Kennedy,  when  you  had  to  leave,  I  made  a 
very  clear  statement  condemning  gay-bashing,  physical  attacks 
against  people  based  on  their  sexual  proclivities.  I  think  that  any 
assault  on  any  individual  for  any  reason  ought  to  be  prosecuted  to 
the  full  extent  of  the  law.  And  I  look  forward  to  the  time  when  gay 
rights  groups  will  also  join  in  condemning  the  repeated  incidents 
around  the  country  where  church  services  have  been  disrupted,  St. 
Patrick's  Cathedral  just  a  few  years  ago,  where  condoms  were 
thrown  during  the  taking  of  Communion.  There  is  a  problem,  I 
think,  on  both  sides  of  the  issue  of  unacceptable  conduct,  and  it 
ought  to  be  condemned  by  all  men  and  women  of  good  will. 

Senator  Kennedy.  Well,  if  I  could  just  get  an  answer  to  the  ques- 
tion. No  one  is  justifying  that  kind  of  inappropriate  behavior.  No 
one  is  suggesting  that.  I  am  talking  about  the  physical  violence  and 
incidents  that  cost  people's  lives. 

Mr.  Bauer.  I  am  against  it,  Senator 


64 

Senator  Kennedy.  Are  you  in  support  of  a  Federal  statute  that 
would  prosecute  those  individuals  that  are  perpetrating  those  kinds 
of  crimes? 

Mr.  Bauer.  I  guess  where  my  hesitation  is,  is  there  some  evi- 
dence that  there  is  a  State  in  the  Union  that  does  not  prosecute 
to  the  full  extent  of  the  law 

Senator  Kennedy.  Well,  there  are  clear  examples  where  that  is 
happening,  and  it  has  escalated,  and  it  has  been  documented  with 
the  hate  crimes  legislation.  And  the  question  I  was  asking  was 
whether  you  are  bothered  by  that  sufficiently  where  you  think  that 
there  ought  to  be  a  more  vigorous  prosecution  of  those  particular 
activities.  And  I  have  to  gather  from  your  failure  to  respond  that 
you  don't. 

The  Chairman.  I  don't  think 

Mr.  Bauer.  No,  no. 

The  Chairman.  I  don't  think  that  is  fair,  though.  As  the  chair- 
man, I  am  saying  it  is  not  fair.  Go  ahead  and  answer  it,  though. 

Mr.  Bauer.  Senator,  my  hesitation  is  that  federalism  philosophy 
that  you  all  were  so  enthused  about  a  couple  of  hours  ago  but  seem 
to  have  forgotten  now,  I  generally  don't  support  federalizing  as- 
sault, et  cetera.  If  someone  can  make  the  case  to  me  that  States 
are  routinely  ignoring  physical  assaults  and  robberies  and  other 
things  against  people  because  the  victim  is  a  homosexual,  then  it 
is  something  we  ought  to  talk  about. 

The  Chairman.  All  right.  Senator 

Senator  Feinstein.  Senator  Kennedy,  would  you  yield  for  just 
one  moment  on  that  point? 

The  Chairman.  He  doesn't  have  any  time. 

Senator  Simon?  In  fact,  he  has  used  all  of  our  time.  We  will  go 
to  Senator  Simon. 

Senator  Simon.  Mr.  Sunstein,  you  said  this  is  a  nonsolution  here. 
But  let's  just  say  the  State — you  are  familiar  with  the  State  of  Ha- 
waii situation,  and  as  a  member  of  the  University  of  Chicago  Law 
School  faculty,  you  are  an  able  lawyer.  If  you  wanted  to  drag  that 
out,  that  decision,  as  you  look  at  it,  how  soon  ultimately  would  a 
final  decision  be  made? 

Mr.  Sunstein.  Two  years. 

Senator  SiMON.  So  there  is  no  necessity  for  our  doing  anything 
for  the  next  2  years  even  if  you  differ  with  your  conclusion  that 
this  is  a  nonsolution? 

Mr.  Sunstein.  I  think  that  in  view  of  the  fact  that  we  won't  have 
the  problem,  if  it  is  a  problem,  for  2  years,  in  view  of  the  fact  that 
this  is  a  problem,  if  it  is  a  problem,  that  the  Federal  system  has 
handled  plenty  well  enough  for  well  over  200  years,  and  in  view  of 
the  fact  that  there  are  very  serious  constitutional  problems  with 
authorizing  States  to  ignore  other  States'  judgment,  this  is  from 
the  standpoint  of  federalism  and  constitutional  law  ill  advised. 

Senator  SiMON.  Ms.  Henderson,  your  statement  was  eloquent. 
You  mentioned  about  your  son  going  into  the  hospital,  and  I  want 
to  ask  Mr.  Bauer  and  Mr.  Zwiebel  this:  She  talked  about  her  son 
going  into  the  hospital  with  his  living  partner,  and  his  partner 
could  not  authorize  medical  action.  If  you  were  a  State  legislator 
and  if  you  were  faced  with  this  kind  of  a  situation,  do  you  think 
there  ought  to  be  some  way  for  people  in  this  situation—don't  call 


65 

it  marriage,  give  it  another  name,  but  that  people  should  be  able 
to  have  a  contractual  relationship  where  someone's  life  can  be 
saved  in  this  way? 

Mr.  Bauer.  Well,  Senator  Simon,  help  me,  if  you  will.  What  is 
State  law  now  if  a  live-in  heterosexual  couple  who  is  not  married, 
one  of  them  falls  ill,  is  the  heterosexual  live-in  couple  permitted  to 
give  permission  at  a  hospital? 

Senator  Simon.  If  someone  was  in  a  coma,  I  gather,  was  uncon- 
scious, yes,  then  the  spouse  can  sign  for 

Mr.  Bauer.  Well,  a  spouse  can,  but  your  opinion  is  that  States 
routinely  allow  heterosexual  couples  that  live  together  to  exercise 
that  legal  authority? 

Senator  Simon.  I  frankly  don't  know  what  the  situation  is  in  Illi- 
nois. 

Mr.  Bauer.  I  don't  believe  they  do. 

Senator  SiMON.  But  let's  just  assume  that  it  is  a  common-law 
marriage.  I  don't  know. 

Mr.  Bauer.  Right.  I  don't  believe  they  do.  I  think  that,  for  better 
or  worse,  we  have  not  extended  to  other  relationships  the  same 
rights  and  authority  that  we  extend  to  married  couples. 

Now,  I  have  heard  similar  stories  that  are  perhaps  not  as  dra- 
matic about  an  individual  not  being  able  to  visit  a  sick  partner  in 
the  hospital  because  they  don't  have  a  marriage  relationship  or 
whatever,  and  I  would  advise  hospitals  to  change  regulations  that 
would  keep  someone  who  loved  Ms.  Henderson's  son  out  of  his  hos- 
pital room.  But  I  would  not  recommend  changing  the  definition  of 
marriage  to  do  so. 

Senator  SiMON.  Mr.  Zwiebel? 

Mr.  Zwiebel.  Well,  it  is  always  nice  to  go  second  on  a  question 
like  this,  but  I  think  that  Mr.  Bauer's  point  is  very  well  taken.  The 
law  currently,  as  I  understand  it,  in  at  least  most  of  the  States,  is 
that  where  there  is  no  formal  relationship  between  people  who  live 
together,  whether  they  be  homosexual  or  heterosexual,  that  there 
are  certain  limitations  that  the  law  does  impose  or  certain 
nonrecognitions  that  the  law  implies  with  respect  to  their  ability  to 
make  decisions  with  respect  to  the  health  care  or  with  respect  to 
other  matters  that  ordinarily  a  next  of  kin  or  a  spouse  might  be 
able  to  make. 

I  think  that  there  may  be  a  strong  basis  for  society  to  start 
thinking  about  whether  that  general  understanding  of  who  has  the 
authority  to  make  life-and-death  decisions  when  a  person  is  incapa- 
ble of  making  them  on  his  or  her  own  behalf  is  in  order.  And  that 
is  a  general  issue  that  transcends  the  question  of  same-sex  couples. 
It  is  an  issue  that  extends  way  beyond  that  and  deserves  some 
careful  consideration  by  society  at  large. 

I  think  that  the  point  that  you  are  trying  to  make  is  well  taken. 
The  point,  obviously,  is  that  there  needs  to  be  some  mechanism  in 
our  legal  system  which  allows  for  circumstances  where  people,  in 
fact,  Imow  one  another's  wishes  are  in  a  position  to  be  knowledge- 
able of  the  desires  of  the  incapacitated  patient  to  be  able  to  assume 
certain  authorities.  I  don't  believe,  though,  that  the  way  we  can  ac- 
complish— ^we  can  address  that  need  is  by  changing  the  definition 
of  marriage  or,  frankly,  by  recognizing — where  we  don't  even  need 
to  recognize  any  formal  familial  relationship  between  the  two  peo- 


66 

pie.  We  can  say  that  for  purposes  of  X,  Y,  Z,  whatever  it  may  be, 
of  medical  decisionmaking,  we  may  need  to  expand  the  group  of 
people  who  can  make  those  t5T)es  of  decisions. 

Senator  SiMON.  My  time  has  expired,  but  if  I  may  just  follow 
through,  v/ould  you  agree  with  Mr.  Bauer  that  you  would  rec- 
ommend to  hospitals  that  they  change  their  regulations? 

Mr.  ZwiEBEL.  Obviously,  the  answer  to  that  is  that — in  principle, 
yes.  In  practice,  you  would  like  to  see  the  kind  of  language  that 
would  be  developed,  because  when  you  have  a  legal  relationship 
such  as  marriage,  we  understand  that  one  partner  is  espoused  to 
the  other.  Other  relationships  which  have  no  formal  legal  recogni- 
tion need  to  be  very  carefully  defined,  and  ordinarily,  the  way  the 
law  has  dealt  with  it  all  this  time  is  by  looking  at  those  relation- 
ships that  are  defined — next  of  kin.  To  go  beyond  that  will  require 
some  very,  very  careful  draftsmanship  and  consideration  by  the 
broader  society,  but  it  is  an  issue. 

Senator  Simon.  I  thank  you  all. 

Mr.  Bauer.  Senator  Simon,  my  able  assistant,  who  is  much 
brighter  than  I,  has  reminded  me  that  under  current  law  in  the 
States,  anyone  can  give  the  power  of  attorney  to  someone  else  to 
make  decisions,  financially  and  otherwise. 

The  Chairman.  Did  you  want  to  say  something,  Ms.  Henderson? 

Ms.  Henderson.  Yes.  Everybody  here  is  talking  about  theory.  I 
am  talking  about  the  reality  that  families  face.  The  reality  is  that 
for  my  son  and  his  partner  there  is  no  legal  relationship  possible. 
They  have  gone  through  all  kinds  of  contortions  and  expenses  to 
get  legal  documents  that  will  allow  one  to  inherit  from  another,  but 
they  still  will  not  get  Social  Security  survivor  benefits,  they  will 
still  not  get  all  of  the  things  that  my  other  children  who  are  mar- 
ried can  get. 

It  is  part  of  the — their  relationship  is  a  lifetime  relationship.  It 
has  no  legal  status.  For  my  other  children  who  have  a  legal  status, 
there  is  no  question.  But  for  my  gay  child,  there  are  always  ques- 
tions— always  questions  about  whether  any  agency,  any  health  care 
facility  will  recognize  their  relationships,  any  other  facility. 

I  also  want  to  speak  about — ^you  talk  about  this  as  if  families 
were  not  involved.  You  talk  about  children.  You  talk  about  their 
need  for  protection,  their  need  for  stable  families.  The  organization 
that  I  represent  has  many,  many  families  whose  gay  children  are 
raising  children.  They  are  being  raised  in  two-parent  households 
where  the  parents  are  not  allowed  to  marry.  These  are  children 
who  are  growing  up  with  gay  and  lesbian  parents  who  are  not  al- 
lowed to  marry,  and  yet  they  are  being  raised  as  families.  This  is 
a  major  issue  for  us.  These  are  our  grandchildren.  The  rights  of 
custody  as  grandparents,  who  is  able  to  care  for  those  children,  is 
very  important  to  us. 

The  Chairman.  Thank  you. 

Senator  SiMON.  Thank  you.  Thank  you,  Mr.  Chairman. 

The  Chairman.  Thank  you.  Senator  Simon. 

Senator  Feinstein,  we  will  turn  to  you. 

Senator  Feinstein.  Thank  you,  Mr.  Chairman. 

Just  a  point  of  interest  to  Mr.  Bauer.  In  1971,  when  I  was  presi- 
dent of  the  Board  of  Supervisors  in  San  Francisco,  I  authored  legis- 
lation to  amend  the  antidiscrimination  statutes  for  housing  and 


67 

employment,  adding  the  words  "sex"  and  "sexual  orientation" — not 
"preference,"  Mr.  Bauer,  but  "orientation."  And  San  Francisco  is  a 
large  corporate  financial  headquarters  city.  To  date,  I  have  never 
had  an  employer  or  others  tell  me  that  there  was  any  evidence  of 
employer  snooping  because  of  that  statute.  Never,  to  my  knowl- 
edge, has  there  been  a  problem  with  it  from  the  point  of  view  that 
you  have  raised.  There  have  been  instances  where  people  have 
brought  cases  because  they  were  really  unjustly  denied  employ- 
ment, and  those  cases  were  looked  at.  In  some  cases,  the  findings 
were  for  the  plaintiff,  and  in  some  cases,  they  weren't. 

I  know  of  no  instances  of  problems  like  you  have  just  indicated, 
and  it  has  had  about  25  years  now  of  active  support.  I  would  like, 
if  I  could 

Mr.  Bauer.  Senator  Feinstein,  I  would  be  happy  to  give  you  for 
the  record  cases  of  many,  many  employers  in  your  State  who  have 
been  twisted  into  contortion  of  various  shapes  because  of  that  law. 
We  found  out  about  a  case  just  the  other  day 

Senator  Feinstein.  This  was  not  a  State  law.  Let's  get  it  right, 
Mr.  Bauer.  This  is  not  a  State  law.  This  is  a  county  law  I  am 
speaking  of. 

Mr.  Bauer.  Well,  I  assume  you  also  support  the  State  law 

Senator  Feinstein.  It  has  nothing  to  do  with  the  rest  of  the 
State. 

Mr.  Bauer.  All  right.  So 

Senator  Feinstein.  I  am  up  here,  and  you  are  down  there.  I 
would  appreciate  the  opportunity  to  ask  the  questions. 

The  Chairman.  But  let  him  answer  if  he — ^he  wanted  to  give  an 
answer  so  allow  him  to  answer,  and  then  proceed  from  there.  So 
go  ahead. 

Mr.  Bauer  [continuing].  Not  to  put  too  fine  a  line  on  it.  Senator, 
I  assume  you  also  support  the  State  nondiscrimination  law  on  sex- 
ual orientation. 

Senator  Feinstein.  I  support — I  basically  believe  that  people 
have  the  right  to  a  job  and  a  right  to  housing.  I  don't  support  inap- 
propriate behavior.  Behavior  and  orientation  are  two  different 
things.  And  one  of  the  problems  I  find,  Mr.  Bauer,  is  that  people 
often  take  instances  of  inappropriate  behavior  by  some  and  apply 
them  to  the  whole  group.  And  that  is  a  terrible  injustice  to  do. 

Mr.  Bauer.  It  is,  indeed.  I  have  been  on  the  receiving  end  of  that,, 
approach  myself. 

Senator  Feinstein.  In  any  event,  if  I  might  go  on,  I  would  appre- 
ciate it,  since  the  chairman  is  very  strict  with  the  allocation  of 
time.  I  appreciate  the  ability  to  make  the  point. 

Professor  Wardle,  let  me  ask  you  this  question.  You  state  in  your 
remarks, 

Suppose  a  same-sex  couple  from  Utah  flew  to  Hawaii,  got  married,  got  a  declara- 
tory Judgment  of  the  valiaity  of  their  marriage,  and  then  retxirned  to  Utah,  which 
prohibits  same-sex  marriage  and  also  prohibits  the  recognition  of  out-of-State  same- 
sex  marriages,  and  demanded  that  Utah  recognize  their  marriage  or  the  incident 
of  their  marriage. 

You  state. 

In  my  opinion,  that  marriage  would  flaunt  and  undermine  a  strong  public  policy 
of  Utah  and  would  be  sufficient  to  justify  Utah's  refusal  to  recognize  same-sex  mar- 
riage. 


y 


/■ 


68 

If  this  is  the  case — and  I  believe  it  is,  and  I  think  you  have  elo- 
quently made  you  argument — why,  then,  is  this  legislation  nec- 
essary? 

Mr.  Wardle.  Senator  Feinstein,  if  I  were  the  judge  or  if  I  were 
all  judges — if  I  were  king  judge  for  the  day — that  would  be  the 
case.  But  I  am  not.  There  are  courts  that  will  disagree.  There  are 
certainly  respected  scholars  who  have  written  and  expressed  dis- 
agreement, and  there  is — if  the  California  Supreme  Court  were  to 
face  the  issue,  there  is  no  certainty  how  they  would  rule. 

How  Utah  rules,  what  Utah's  policy  is  regarding  recognition  of 
same-sex  marriages  from  other  States  is  subordinate  to  Federal 
law,  that  is,  the  Federal  full  faith  and  credit  statutes,  as  well  as 
Federal.  So  Utah's  position  could  be  trumped  by  an  interpretation 
of  the  Federal  full  faith  and  credit  rules  that  said,  sorry,  Utah,  re- 
gardless of  how  you  interpret  it.  Federal  law  requires  it  to  be  inter- 
preted a  different  way.  Aiid  this  legislation,  section  2  of  this  legis- 
lation, is  addressed  to  that  threat — the  threat  that  is  very  real,  not 
speculative.  Very  real.  It  has  been  openly  espoused  that  Federal 
full  faith  and  credit  rules  should  be  interpreted  and  applied  so  as 
to  prevent  Utah  from  applying  its  marriage  recognition  rule,  say- 
ing, sorry,  Utah,  you  have  to  recognize.  Federal  law  forces  you  to 
recognize  same-sex  marriages  from  abroad.  That  is  the  concern. 

Senator  Feinstein.  But  Federal  law  doesn't  demand  it,  any  more 
than  it  does  with  bigamy  or  polygamy  or  age  involving  these  rela- 
tionships, as  I  understand  it. 

Mr.  Wardle.  And  that  is  what  this  statute  should  also  clarify. 
This  statute  expressly  makes  that  the  rule.  It  is  no  longer  a  matter 
of  speculation  or  debate.  It  is  no  longer  a  matter  of  curiosity.  I 
agree  that  that  is  what  the  Federal  rule  should  be,  but  I  am  not 
always  in  the  majority  in  the  academic  world  on  this  issue  in  par- 
ticular. There  has  been  a  tremendous  amount  of  writing  on  the 
other  side. 

Senator  Feinstein.  Mr.  Sunstein,  would  you  like  to  respond? 

Mr.  Sunstein.  Yes.  Maybe  the  simplest  way  to  put  it  is  that  this 
bill  is  either  unnecessary,  if  Professor  Wardle's  view,  which  is  the 
traditional  view,  is  right,  or  it  is  constitutionally  troublesome.  So 
there  are  two  prongs  of  the  dilemma.  Either  if  the  traditional  view 
holds — and  I  think  there  is  overwhelming  authority  to  this  effect — 
then  this  is  a  redundant  and  wasteful  bill.  If  it  is  not  redundant 
and  wasteful,  then  it  is  the  first  time  in  the  Nation's  history  that 
Congress  has  told  States  that  they  may  ignore  judgments  that 
would  otherwise  be  binding  from  other  States.  If  that  is  the  case, 
then  we  should  think  of  this  bill  not  as  a  bill  about  homosexuality 
and  same-sex  marriage,  but  a  bill  involving  national  permission  to 
States  to  ignore  other  States'  judgments. 

Now,  that  is  a  very  big  deal.  That  is  not  about  same-sex  mar- 
riage and  homosexuality.  That  is  about  punitive  damages,  default 
judgments,  products  liability — everything  under  the  sun.  From  the 
constitutional  point  of  view,  this  is  no  fundamentally  a  same-sex 
marriage  act.  It  is  fundamentally  an  act  about  national  permission, 
and  Professor  Wardle  and  Senator  Hatch  are  exactly  right.  This  is 
permission,  not  requirement,  but  Federal  permission  to  some 
States  to  ignore  what  other  States  have  mandated.  That  is  a  very 
large  step. 


69 
Senator  Feinstein,  If  I  understand  it,  just  to- 


The  Chairman.  Senator,  could  Professor  Wardle  respond? 

Senator  Feinstein.  Yes,  certainly. 

Mr.  Wardle.  I  would  just  like  to  point  out  that  I  am  not  sure 
how  something  can  either  be  pointless  on  the  one  hand  or  unconsti- 
tutional on  the  other,  because  if  it  is  pointless  or  harmless,  I  don't 
think  that  it  could  be  unconstitutional. 

Mr.  SuNSTEiN.  Right,  not  pointless  and  unconstitutional.  Point- 
less or  unconstitutional. 

Mr.  Wardle.  But  I  don't  think  that  if  it  is  pointless,  then  it  is 
harmless,  and  if  it  is  harmless,  I  don't  think  that  it  raises  to  the 
level  of  an  unconstitutional  problem. 

Mr.  SUNSTEIN.  I  agree. 

Senator  Feinstein.  Could  I  ask  you  to  respond  to  something  that 
CRS  says  in  their  analysis?  Let  me  read  it  to  you. 

The  Defense  of  Marriage  Act  differs  in  one  critical  aspect  from  the  legislative  en- 
actments passed  by  Congress  under  its  fiill  faith  and  credit  power.  The  DOMA  per- 
mits sister  States  to  give  no  effect  to  the  laws  of  other  States.  This  is  a  novel  ap- 
proach to  legislating  under  Congress'  full  faith  and  credit  enforcement  power.  The 
constitution^ity  of  this  approach  depends  in  large  part  upon  the  scope  of  Congress' 
enforcement  power  under  tne  second  sentence  of  the  full  faith  and  credit  clause.  The 
issue  is  whether  the  authority  of  Congress  to  proscribe  the  effect  of  marriage  ex- 
tends to  this  type  of  legislation. 

Would  you  agree  with  that? 

Mr.  SUNSTEIN.  Well,  when  you  said  CRS,  I  hesitated  for  a  mo- 
ment, because  those  are  my  initials,  but  I  assume  you  mean  the 
Congressional  Research  Service.  [Laughter.] 

Senator  Feinstein.  Yes. 

The  Chairman.  I  didn't  realize  that.  I  have  been  putting  too 
much  credibility  in  CRS.  [Laughter.] 

Mr.  SUNSTEIN.  Maybe  I  should  answer  most  simply  by  saying  I 
agree  with  CRS. 

Senator  Feinstein.  Mr.  Wardle,  would  you  like  to  comment? 

Mr.  Wardle.  Well,  I  think  that — what  is  the  main  point?  What 
is  the  main  criticism? 

Senator  Feinstein.  The  main  criticism,  first  of  all,  is  that  this 
would  permit  sister  States  to  give  no  effect  to  the  laws  of  other 
States.  And  then  it  makes  the  point  that  this  is  a  novel  approach 
to  legislating  under  Congress'  full  faith  and  credit  power.  But  it 
says  the  constitutionality  of  this  approach  depends  on  the  scope  of 
Congress'  enforcement  power  under  the  second  sentence  of  the  full 
faith  and  credit  clause.  So  the  issue  becomes  whether  Congress  has 
the  authority  to  proscribe  the  effect  of  marriage,  whether  it  ex- 
tends, whether  that  authority  extends  to  this  type  of  legislation. 

Mr.  Wardle.  With  respect  to  that  statement,  I  think  that  I 
would  agree  with  that  statement.  I  think  that  the  difference  be- 
tween positive  language  and  negative  language  is  overstated.  In 
fact,  section  1738(a)  of  the  Parental  Kidnapping  Prevention  Act  of 
title  28,  which  is  a  full  faith  and  credit  statute,  says  that  States 
must  recognize  custody  decrees  when  they  are  issued  by  a  court 
that  has  exercised  jurisdiction  on  certain  bases — ^A,  B,  C.  That  also 
says  that  if  they  exercise  jurisdiction  based  on  D,  E,  or  F  grounds, 
they  do  not  have  to  recognize. 

So  that  section  1738(a)  is  an  example  of  a  statute  that  has  both 
a  positive  and  a  neutral  provision.  I  just  don't  think  that  the  dif- 


70 

ference  or  the  distinction  has  any  constitutional  significance,  at 
least  with  respect  to  this  legislation. 

Senator  Feinstein.  Thank  you.  Thank  you,  Mr.  Chairman. 

The  Chairman.  Thank  you.  Senator  Feinstein. 

I  want  to  thank  each  of  the  witnesses.  Each  of  you  has  expressed 
yourself  I  think  very,  very  well.  This  has  been  a  terrific  hearing, 
in  my  opinion,  and  I  think  it  is  a  subject  that  deserves  this  type 
of  consideration.  I  have  to  say  that,  you  know,  some  of  us  believe 
that  the  law  deserves  to  be  clarified  in  this  area  even  though  it 
may  not  be  earth-shaking  or  monumental,  to  borrow  some  of  your 
logic,  Professor  Sunstein.  But  each  of  you  has  been  important  here 
today.  We  have  had  a  variety  of  points  of  view,  and  I  just  want  to 
thank  each  of  you  for  being  here.  I  think  you  have  enlightened  this 
committee.  You  have  challenged  us,  and  we  will  try  to  do  what  is 
right  here. 

Thank  you  very  much.  With  that,  we  will  recess  until  further  no- 
tice. 

[Whereupon,  at  12:12  p.m.,  the  committee  was  adjourned.] 


APPENDIX 


Proposed  Legislation 


11 


104Tn  CONGRESS 
2d  Session 


S.  1740 

To  define  and  protect  the  institution  of  marriage. 

IN  THE  SENATE  OF  THE  UNITED  STATES 

May  8,  1996 

Mr.  NiCKLES  (for  himself  and  Mr.  DOLE)  introduced  the  following  bill;  which 

was  read  twice  and  referred  to  the  Committee  on  the  Judiciarj' 


A  BILL 

To  define  and  protect  the  institution  of  marriage. 

1  Be  it  enacted  hy  the  Senate  and  House  of  Representa- 

2  tives  of  the  United  States  of  America  in  Congress  assembled, 

3  SECTION  1.  SHORT  TITLE. 

4  This  Act  may  be  cited  as  the  "Defense  of  Marriage 
.5    Act". 

6  SEC.  2.  POWERS  RESERVED  TO  THE  STATES. 

7  (a)  In  General. — Chapter  115  of  title  28,  United 

8  States  Code,  is  amended  by  adding  after  section  1738B 

9  the  following: 

(71) 


72 

2 

1  "§  1738C.  Certain  acts,  records,  and  proceedings  and 

2  the  effect  thereof 

3  "No   State,   territory,   or  possession  of  the  United 

4  States,  or  Indian  tribe,  shall  be  required  to  give  effect  to 

5  any  public  act,  record,  or  judicial  proceeding  of  any  other 

6  State,  territor^v  possession,_or- tribe  respecting  a  relation- 

7  ship  between  persons  of  the  same  sex  that  is  treated  as 

8  a  marriage  under  the  laws  of  such  other  State,  territory, 

9  possession,  or  tribe,  or  a  right  or  claim  arising  from  such 

10  relationship.". 

11  (b)  Clerical  Amendment. — The  table  of  sections 

12  at  the  beginning  of  chapter  115  of  title  28,  United  States 

13  Code,  is  amended  by  inserting  after  the  item  relating  to 

14  section  1738B  the  following  new  item: 

"1738C.  Certain  acts,  records,  and  proceedings  and  the  effect  thereof". 

1 5  SEC.  3.  DEFINITION  OF  MARRIAGE. 

16  (a)   In   General. — Chapter   1    of  title    1,   United 

17  States  Code,  is  amended  by  adding  at  the  end  the  follow- 

18  ing: 

19  "§  7.  Definition  of  ^marriage'  and  'spouse' 

20  "In  determining  the  meaning  of  any  Act  of  Congress, 

21  or  of  any  ruUng,  regulation,  or  interpretation  of  the  var- 

22  ious  adnunistrative  bureaus  and  agencies  of  the  United 

23  States,  the  word  'marriage'  means  only  a  legal  union  be- 

24  tween  one  man  and  one  woman  as  husband  and  wife,  and 


•S  1740  IS 


73 

3 

1  the  word  'spouse'  refers  only  to  a  person  of  the  opposite 

2  sex  who  is  a  husband  or  a  wife.". 

3  (b)  Clerical  Amendment. — The  table  of  sections 

4  at  the  beginning  of  chapter  1  of  title  1,  United  States 

5  Code,  is  amended  by  inserting  after  the  item  relating  to 

6  section  6  the  follo-wing  new  item: 

"7.  Definition  of  'marriage'  and  'spouse'.". 

o 


•S  1740  IS 


74 
Additional  Submissions  for  the  Record 


American  Civil  Liberties  Union, 

Washington  National  Office, 

Washington,  DC,  July  10,  1996. 

Senator  Orrin  G.  Hatch, 

Chair,  Senate  Judiciary  Committee, 

U.S.  Senate,  Washington,  DC. 

Dear  Senator  Hatch:  The  American  Civil  Liberties  Union,  Washington  National 
Office  and  tiie  Gay  and  Lesbian  Rights  Project,  respectfully  submits  the  enclosed 
testimony  to  be  entered  into  the  record  of  the  Senate  Judiciary  Committee  Hearings 
on  the  Defense  of  Marriage  Act  (S.  1740).  Our  testimony  articvilates  our  continued 
opposition  to  the  bill.  The  ACLU  has  long  advocated  for  the  rights  of  lesbians  and 
gay  men.  We  believe  the  principle  of  equality  requires  that  same-sex  couples  be  al- 
lowed the  right  to  marry. 

We  appreciate  yovu"  inclusion  of  testimony  from  all  sides  of  the  issue.  Shoxild  you 
or  yovu*  office  require  additional  information,  please  contact  our  offices. 
Sincerely, 

(Signed)    Laura  W.  Murphy 

(Typed)    LAURA  W.  MURPHY, 

Director. 

(Signed)    H.  Alexander  Robinson 

(Typed)    H.  Alexander  Robinson, 

Legislative  Representative. 


American  Civil  Liberties  Union, 

Washington  National  Office, 

Washington,  DC,  July  10.  1996. 

Senator  Orrin  G.  Hatch, 
Russell  Senate  Office  Building, 
Washington,  DC. 

Dear  Senator  Hatch:  The  American  Civil  Liberties  Union  \irges  you  to  oppose 
the  Defense  of  Marriage  Act  (DOMA).  We  believe  this  bill  to  be  bad  policy  as  well 
as  unconstitutional.  It  is  nothing  but  election-year  grandstanding  at  the  expense  of 
gay  and  lesbian  individuals,  and  at  the  expense  of  real,  pressing  issues  overlooked 
by  Congress.  For  yoxir  review,  we  have  enclosed  our  testimony  which  has  been  sub- 
mitted to  the  Senate  Judiciary  Committee. 

The  American  Civil  Liberties  Union  also  urges  yovu*  support  for  the  Employment 
Non-Discrimination  Act  (ENDA)  should  it  come  up  as  an  amendment  to  DOMA. 
While  we  continue  to  oppose  the  underlying  bill,  ENDA  is  a  step  in  the  right  direc- 
tion for  Congress  to  take  with  regard  to  gay  and  lesbian  issues. 

ENDA  strikes  at  the  core  of  real,  present  day  concerns  of  gays  and  lesbians,  spe- 
cifically employment  discrimination  based  on  sexual  orientation.  Furthermore,  the 
American  people  believes  employment  discrimination  of  gays  and  lesbians  to  be  a 
real  problem  that  should  be  addressed.  In  a  recent  Newsweek  poll,  84  percent  of 
Americans  supported  equal  rights  for  gay  people  and  oppose  job  discrimination.  In 
addition,  ENDA  enjoys  the  support  of  major  corporations — such  as  AT&T,  Eastman 
Kodak,  Microsoft,  Quaker  Oats,  RJR  Nabisco,  and  Xerox— and  the  support  of  30 
Senate  co-sponsors. 

Lastly,  we  beUeve  that  a  vote  on  ENDA  is  important  at  this  time  so  that  a  broad- 
er discussion  on  gay  and  lesbian  issues  is  facilitated.  The  civil  Uberties  of  gay  and 
lesbian  individuals  are  no  less  important  to  us  than  the  civil  liberties  of  other  seg- 
ments of  our  society.  The  sooner  we  have  open  debates  on  gay  and  lesbian  issues, 
the  sooner  their  grievances  can  be  addressed. 


I 


75 

Please  show  your  opposition  to  unjust  and  unconstitutional  discrimination  against 
gays  and  lesbians— the  Defense  of  Marriage  Act.  Show  your  support  for  a  remedy 
which  addresses  real  concerns — ^the  Employment  Non-Discrimination  Act. 
Sincerely 

(Signed)    H.  Alexander  Robinson 

(Typed)    H.  Alexander  Robinson, 

Legislative  Representative. 


Prepared  Statement  of  the  American  Civil  Liberties  Union,  Submitted  by 
Laura  W.  Murphy,  Director,  Washington  Office;  Matthew  Coles,  Director, 
Gay  &  Lesbian  Rights  Project;  and  H.  Alexander  Robinson,  Legislative 
Representative 

A.  Introduction 

The  American  Civil  Liberties  Union  (ACLU)  appreciates  the  opportunity  to  pro- 
vide this  testimony.  The  ACLU  is  a  private,  nonprofit  organization  of  more  than 
275,000  members,  dedicated  to  the  preservation  of  civil  liberties  enshrined  in  the 
Bill  of  Rights  and  the  Constitution.  The  American  Civil  Liberties  Union  believes 
that  S.  1740,  the  Defense  of  Marriage  Act,  is  unconstitutional,  and  that  it  is  bad 
public  policy. 

The  ACLU  supports  legal  recognition  of  lesbian  and  gay  relationships,  and  it  be- 
lieves lesbians  and  gay  men  shoiSd  have  the  right  to  marry.  Nothing  else  wovild  ac- 
cord complete  legal  equality  to  lesbians,  gay  men  and  bisexuals. 

Civil  marriage  is  the  way  our  society  defines  one's  most  intimate,  committed  rela- 
tionships; it  is  the  only  vehicle  our  society  has  for  recognizing  the  existence  of  pri- 
mary relationships  not  defined  by  blood.  That  has  powerful  emotional  consequences, 
and  powerful  practical  consequences  as  well.  Our  society  uses  marriage  to  identify 
our  partners  for  everjrthing  from  retirement  programs,  to  critical  medical  decisions, 
to  the  simple  right  to  be  together  in  crisis  situations,  like  hospital  emergency  rooms. 

While  S.  1740  does  not  itself  deny  lesbians  and  gay  men  the  right  to  marry,  it 
would  for  the  first  time  deny  federal  recognition  to  state  licensed  marriages.  Clearly, 
this  legislation  is  designed  to  be  a  preemptive  strike  to  nxillify  the  rights  that  may 
be  conferred  by  Hawaii  and  other  states  to  same  sex  couples. 

S.  1740  woiild  also  for  the  first  time  make  it  federal  policy  that  a  state  is  firee 
to  disregard  some  marriages  of  some  couples  who  were  legally  married  in  another 
state.  This  could  have  very  unfair,  and  in  some  cases  tragic  consequences  for  couples 
who  travel  across  the  country,  because  their  jobs  are  transferred  to  other  states,  or 
because  of  the  desire  to  be  near  relatives,  or  for  any  number  of  legitimate  reasons. 
Among  the  consequences  of  S.  1740  would  be  to  deny  federal  recognition  of  a  state 
sanctioned  marriage  and  the  rights  to: 

•  take  bereavement  or  sick  leave  to  care  for  a  partner  or  a  partner's  child; 

•  qualify  for  pension  or  social  security  continuation  when  a  partner  dies; 

•  keep  a  jointly  owned  home  if  a  partner  goes  on  Medicaid; 

•  file  joint  tax  returns  and  quality  for  spousal  exemptions  on  income  and  estate 
taxes; 

•  qualify  for  veterans'  discounts  on  medical  care,  education  and  home  loans  based 
on  a  partner's  service; 

•  apply  for  immigration  and  residency  for  partners  fi"om  other  countries. 

We  also  believe  that  it  is  extremely  unwise  to  proceed  with  this  legislation  with- 
out the  benefit  of  additional  hearings.  This  legislation  raises  complex  legal  questions 
that  should  be  fiilly  considered  by  Members  of  Congress  before  they  are  compelled 
to  cast  their  vote. 

B.  Constitutional  issues  raised  by  S.  1740 

1.  FULL  faith  and  CREDIT — EQUAL  PROTECTION 

S.  1740  is  unconstitutional  because  it  constitutes  discrimination  against  lesbians 
and  gay  men  under  the  due  process  clause  of  the  Fifi;h  Amendment  and  because  it 
violates  Article  IV  section  1  of  the  Constitution  (the  "Full  Faith  and  Credit  clause"). 


76 

a.  Full  faith  and  credit 

First,  S.  1740  violates  the  Article  IV,  Section  1  of  the  Constitution  (the  "Fvill  Faith 
and  Credit"  clause).  Article  IV  says: 

Full  faith  and  credit  shall  be  given  in  each  state  to  the  public  acts, 
records,  and  judicial  proceedings  of  every  other  state.  And  the  Congress 
may  by  general  laws  prescribe  tiie  manner  in  which  such  acts,  records  and 
proceedings  shall  be  proved,  and  the  effect  thereof. 

Section  2  of  S.  1740  would  allow  state  courts  to  ignore  judgments  from  courts  in 
other  states  "respecting"  marriages  between  two  persons  of  the  same  sex.  Among 
the  judgments  which  typically  involve  marriage  are  judgments  of  divorce,  judgments 
awarding  support  or  dividing  property  in  connection  with  a  divorce  or  separation, 
and  judgments  about  obligations  incurred  because  of  marriage,  like  loan  obligations, 
and  obligations  to  vendors  Like  hospitals,  health  care  providers. 

The  United  States  Supreme  Court  has  niled  again  and  again  that  the  Full  Faith 
and  Credit  clause  obligates  every  state  to  respect  the  judgments  of  other  state 
courts,  including  judgments  of  divorce.  See,  e.g.,  Williams  v.  North  Carolina,  317 
U.S.  287,  294  (1947);  Sherrer  v.  Sherrer,  334  U.S.  343,  354-356  (1948). 

The  court  has  allowed  two  limited  exceptions  to  that  rule.  First,  a  forum  state 
does  not  have  to  respect  the  judgment  of  a  sister  state  that  ptirports  to  transfer  title 
to  real  estate  within  the  fonim  state.  Second,  a  state  does  not  have  to  respect 
"penal"  judgments  from  other  state  courts.  See,  e.g..  Fall  v.  Eastin,  215  U.S.  1 
(1909)  and  Huntington  v.  Attrill,  146  U.S.  657  (1892).  Neither  of  those  exceptions 
could  remotely  be  stretched  to  fit  S.  1740.  Moreover,  there  is  no  "poUcjr"  exception. 
States  which  disagree  with  the  poUcy  behind  a  law  on  which  a  judgment  is  based 
must  enforce  the  judgment  nonetneless.  See,  e.g.,  Williams  v.  North  Carolina,  supra, 
317  U.S.  at  294;  Sherrer  v.  Sherrer,  supra,  334  U.S.  at  354-356;  and  see  Fauntteroy 
V.  Lum.  210  U.S.  230,  237  (1908). 

While  the  Supreme  Court  has  never  decided  what  it  means  to  say  that  one  state 
must  accord  Full  Faith  and  Credit  to  a  state  created  "status"  hke  a  marriage  out- 
side the  context  of  a  judgment,  it  seems  clear  that  at  a  minimum,  states  are  not 
free  to  completely  ignore  them.  The  Commerce  Clause  and  the  right  to  travel  from 
state  to  state,  even  without  Article  IV,  would  seem  to  prevent  states  from  ignoring 
marriages  in  interstate  commercial  transactions,  or  wnen  the  people  of  one  state 
travel  to  another.  See,  e.g.,  Shapiro  v.  Thompson,  394  U.S.  618,  629  (1969). 

Moreover,  while  Article  IV  doubtless  gives  Congress  the  power  to  decide  how  the 
judgments  and  acts  of  one  state  are  to  be  proven  in  another,  that  power  does  not 
extend  to  nullifying  Article  IVs  basic  requirement  of  Full  Faith  and  Credit.  Con- 
gress can  not,  under  the  guise  of  deciding  what  effect  to  give  to  judgments  and  acts 
which  have  been  proven  under  a  mechanism  it  has  created,  decide  that  no  Faith 
and  Credit  need  be  given  at  all.  See,  e.g.,  Powell  v.  McCormack,  395  U.S.  486,  550 
(1969)  (Congress  has  the  power  to  decide  if  its  members  have  the  quaUfications  set 
out  in  the  Constitution,  but  it  may  not,  in  the  guise  of  doing  so,  manufacture  addi- 
tional qualifications).  See  also,  Thomas  v.  Washington  Gas  Light  Co.,  448  U.S.  261, 
272  n.  18  (1980).  That,  however,  is  precisely  what  the  bill  purports  to  do. 

Equal  protection  ' 

Second,  this  entire  bill  violates  the  equal  protection  guarantee  of  the  Due  Process 
Clause  of  the  Fift;h  Amendment.  The  third  section  of  the  bill  creates  a  definition  of 
marriage  for  all  federal  purposes.  The  definition  says  that  a  marriage  means  "only 
a  legal  union  between  one  man  and  one  woman  *  *  *."  Just  as  the  law  struck  down 
in  Loving  v.  Virginia,  388  U.S.  1  ( 1967)  discriminated  on  the  basis  of  race  because 
it  made  one's  ability  to  marry  depend  on  one's  race,  this  bill  discriminates  on  the 
basis  of  sex  because  it  makes  one's  ability  to  marry  depend  on  one's  gender.  It  mat- 
ters not  that  neither  men  nor  women  are  unequally  disadvantaged  by  the  ban; 
whites  and  blacks  were  punished  alike  for  violating  the  law  in  Loving  as  well.  Lov- 
ing V.  Virginia,  388  U.S.  at  11.  The  right  to  equahty  is  a  personal  right,  not  a  group 
right.  See,  Regents  of  the  University  of  California  v.  Bakke,  438  U.S.  265,  289-290 
(1978). 

Classifications  which  discriminate  on  the  basis  of  gender  must  be  substantially  re- 
lated to  some  important  government  purpose.  Craig  v.  Boren,  429  U.S.  190,  204 
(1976).  The  onlv  justification  for  the  classincation  that  appears  from  the  proponents 
of  the  bill  is  that  it  would  preserve  what  they  regard  as  the  "traditional"  under- 
standing of  marriage.  See,  Senator  Don  NicWes  The  Defense  of  Marriage  Act." 
Quite  apart  from  the  fact  that  this  ignores  a  200  year  tradition  of  allowing  each 
state  to  define  marriage,  and  using  those  definitions  for  federal  purposes,  tradition 
by  itself  is  not  an  important  government  purpose.  If  it  were,  sex  discrimination 
would  be  the  quite  permissible;  discrimination  against  women  has  a  pedigree  in  tra- 


77 

dition  at  least  as  long  and  time  honored  as  that  of  discrimination  against  same  sex 
couples  in  marriage.  See,  e.g.,  Bradwell  v.  State,  83  U.S.  130,  141  (1873)  (Bradley, 
J.,  concurring);  and  see  Stanton  v.  Stanton,  421  U.S.  7,  14-15  (1975). 

Furthermore,  to  the  extent  that  S.  1740  was  intended  to  disadvantage  lesbians 
and  gay  men  it  is  constitutionally  suspect  for  that  reason  as  well.  This  bill  dis- 
enfranchises lesbians  and  gay  men  in  their  efforts  to  gain  recognition  for  their  most 
intimate  relationship.  In  ovir  view,  sexual  orientation  classifications  should  be  treat- 
ed as  suspect,  like  race  and,  we  believe,  gender  classifications.  See  Watkins  v.  U.S. 
Army,  837  F.2d  1428,  affd.  on  other  grounds,  875  F.2d  699  (9th  Cir.  1989);  contra 
High  Tech  Gays  v.  D.I.S.C.O.,  895  F.2d  563  (9th  Cir.  1990).  But  regardless  of  wheth- 
er Courts  treat  classifications  which  disadvantage  lesbians  and  gay  men  as  suspect, 
it  is  clear  that  like  all  other  classifications,  they  must  serve  some  legitimate  govern- 
mental purpose.  A  mere  desire  to  harm  the  group  which  is  disadvantaged  is  not  a 
legitimate  purpose.  United  States  Department  of  Agriculture  v.  Moreno,  413  U.S. 

528,  534  (1973);  Romer  v.  Evans,  U.S.  ,  64  U.S.L.W.  4353,  4356-4357 

(1996).  Yet  S.  1740  rests  on  nothing  more.  Saying  that  discrimination  is  nothing 
new  and  that  one  would  like  to  keep  it  up  does  not  come  close  to  explaining  what 
legitimate  interest  a  classification  serves. 

As  Justice  Holmes  put  it: 

It  is  revolting  to  have  no  better  reason  for  a  rule  of  law  than  that  it  was 
so  laid  down  in  the  time  of  Henry  IV.  It  is  still  more  revolting  if  the 
grounds  upon  which  it  was  laid  down  have  vanished  long  since,  and  the 
rule  simply  persists  from  blind  imitation  of  the  past. 

O.W.  Holmes,  "Collected  Legal  Papers,"  (Boston,  A.  Harcourt,  1920),  p.  187. 

C  Public  policy 

Finally,  the  bill  is  very  bad  policy.  We  are  a  nation  governed  by  one  Constitution. 
We  are  not  a  collection  of  small  nations  with  contiguous  borders.  It  does  not  make 
sense  to  say  to  Americans  that  the  existence  of  their  marriages  depends  on  which 
states  they  travel  through  on  vacation,  or  which  statea  their  employer  transfers 
them.  Americans  have  a  right  to  go  from  state  to  state,  without  having  to  surrender 
their  most  intimate  relationship  as  a  price  of  traveling  or  relocating.  Moreover,  this 
bill  would  create  a  complex  set  of  legal  and  logistical  problems  which  have  not  been 
fully  examined.  Since  (Congress  has  never  sought  to  do  ansrthing  of  this  kind  ques- 
tions about  estates,  taxes,  securities  and  exchange  laws,  joint  property  and  shared 
Uability  for  debt  have  not  been  addressed  by  any  of  the  relevant  committees  or  spon- 
sors of  this  bill. 

As  noted  above,  civil  marriage  is  the  way  our  society  defines  a  person's  committed 
relationships.  If  one  can  not  marry  his  or  her  partner,  the  two  can  be  legally  ignored 
and  discriminated  agadnst  in  ways,  great  and  small,  that  would  not  be  tolerated  for 
a  moment  by  the  courts  if  they  were  married.  For  example,  an  unmarried  partner 
can  be  excluded  from  the  other  partner's  bedside  when  crucial  medical  decisions  are 
made,  and  even  at  death.  The  lack  of  legal  standing  may  preclude  any  authority 
to  carry  out  the  partners  wishes. 

Marriage  is  the  device  our  society  uses  to  identify  partners  for  virtually  every 
practical  situation  in  which  it  is  important  to  identity  the  person  who  is  closest  to 
you.  To  that  end  the  Supreme  Court  has  held  that  marriage  is  a  fundamental  right. 
See  Zablocki  v.  Redhail,  434  U.S.  374  (1978)  (holding  that  the  freedom  to  marry  is 
a  fundamental  Uberty  protected  by  the  Due  Process  Clause). 

The  fact  that  a  state  allows  same-sex  couples  to  marry  would  not  require  any  reli- 
gious institution  to  recognize  or  perform  such  marriages.  State  marriage  laws  are 
entirely  separate  from  religious  practices  in  our  country.  The  granting  of  civil  mar- 
riage to  same-sex  couples  would  not  impose  any  requirements  on  religious  groups, 
but  rather  would  ensure  equal  access  to  the  complex  structure  of  rights  and  respon- 
sibilities that  civil  marriage  has  become. 

Marriage  is  not  premised  on  procreation.  See  Griswold  v.  Connecticut,  381  U.S. 
479  (1965)  (right  of  marital  privacy  prohibits  government  from  interfering  with  ef- 
forts to  actively  avoid  procreation).  In  any  event,  many  different-sex  couples  do  not 
choose  or  are  unable  to  have  children  and  many  same-sex  couples  do  have  children. 

While  marriage  has  traditionally  been  defined  as  a  union  between  people  of  dif- 
ferent sexes,  it  was  also  traditionally  defined  as  between  people  of  the  same  race. 
As  recently  as  1967  state  governments  denied  interracial  couples  the  right  to  marry. 
Loving  V.  Virginia,  388  U.S.  1  (1967).  Marriage  was  also  traditionally  understood 
to  involve  a  man  owning  a  woman  as  property.  We've  recognized  that  these  tradi- 
tions had  to  be  abandoned  because  they  were  unfair. 


78 

We  live  in  a  society  which  attaches  enormous  civil,  legal  consequences  to  mar- 
riage. For  example,  a  person's  ability  to  keep  the  home  she  or  he  has  shared  with 
a  partner  for  20,  30  or  more  years  will  depend  on  their  marriage  status,  especiallv 
if  they  are  Medicaid  recipients  or  die  intestate.  A  person's  abiUty  to  care  for  a  sick 
or  dying  partner  in  most  health  care  facilities  depends  on  whether  they  are  married. 
Most  state  laws  treat  partners  who  have  not  married  as  strangers.  It  is  fundamen- 
tally unfair  to  say  on  the  one  hand  that  you  must  marry  to  be  treated  as  next  of 
kin,  and  then  to  tell  an  entire  class  of  Americans  who  are  next  of  kin  in  every  real 
sense  that  they  may  not  marry. 

D.  Summary 

This  bill  is  bad  constitutional  law  and  bad  policy.  For  200  years,  Congress  has 
left  it  to  the  states  to  decide  who  they  will  marry,  and  to  courts  to  make  sure  they 
respect  each  otiier's  decisions  on  that.  That  is  a  fine  tradition,  which  ought  to  be 
respected.  This  bill  throws  it  on  the  trash  heap  and  belittles  the  relationships  of  les- 
bian and  gay  citizens.  Apart  from  being  an  unmistakable  violation  of  the  Constitu- 
tion, it  is  a  deplorable  act  of  hostility  unworthy  of  the  support. 

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