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THE  OFFICIAL  WEEKLY  EECORD  OF  UNITED  STATES  FOREIGN  POLICY 


/ 


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N.       i 


Vol.  LVI,  Nos.  H.36-H61 


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BOSTON  PUBLIC  LIBRARY 
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Volume 

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Call  No. 

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1967 


Numbei 

Date  of  Issue 

1436 

Jan. 

2, 1967 

1437 

Jan. 

9, 1967 

1438 

Jan. 

16, 1967 

1439 

Jan. 

23, 1967         ] 

1440 

Jan. 

30,1967         ] 

1441 

Feb. 

6,1967         ] 

1442 

Feb. 

13,1967         2 

1443 

Feb. 

20, 1967         2 

1444 

Feb. 

27,1967         3 

1445 

Mar. 

6, 1967         3 

1446 

Mar. 

13,1967         3 

1447 

Mar. 

20, 1967         4 

1448 

Mar. 

27, 1967         4 

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Color     13  U-^. 


Form  No    1236 


Corrections  for  Volume  LVI 

The  Editor  of  the  Bulletin  wishes  to  call  attention  to 
the  following  errors  in  Volume  LVI : 

January  23,  p.  137,  first  column,  fifth  paragraph:  The 
paragraph  should  read  " — There  is  doubt  that  America's 
vital  interests  are  sufficiently  threatened  in  Vietnam  to 
necessitate  the  growing  commitment  there." 

May  29,  p.  828,  second  column:  The  fourth  sentence  in 
the  first  full  paragraph  should  read  "And  it  is  worth  noting 
that  the  fiscal  year  1968  Foreign  Assistance  Act  request, 
along  with  other  foreign  assistance  requests  such  as  the 
Peace  Corps,  Public  Law  480,  and  contributions  to  the 
International  Development  Association,  total  less  than  .7 
percent  of  our  GNP." 

June  12,  p.  889,  first  column:  The  first  sentence  in  the 
last  paragraph  should  read  "The  greatest  disservice  to 
that  resolution  and  to  its  effective  implementation,  would 
be  for  us  to  create  an  impression  in  South  Africa  and  in 
the  world  that  the  U.N.  is  fundamentally  divided  on  how 
these  principles  are  to  be  achieved." 


BOSTON  PUBLIC  LIBRARY 


DEPARTMENT  OF  STATE 

Publication  8274 

Released  September  1967 


For  sale  by  the  Superintendent  of  Documents,  U.S.  Government  Printing  Office 
Washington,  D.C.  20402  -  Price  30  cents 


INDEX  2.  :r.^  Hd,«^ 

Volume  LVI,  Numbers   1436-1461,  Jan.  2-June  26,   1967 


ACDA.  Sec  Arms  Control  and  Disarmament  Agency 

Adams,  Samuel  C,  Jr.,  732 

Aden,  self-determination,   U.N.  role  in    (Goldberg), 

100 
Adenauer,    Konrad,    death    of:   Johnson,    751,    752; 

Kiesinger,  751;  Rusk,  752 
Advisory  Council  on  African  Affairs,  651 
Afghanistan : 

Ambassador  to  U.S.,  credentials,  626 
Pakistan,  relations  with   ( Maiwandwal ) ,  631 
Treaties,  agreements,  etc.,  85,  86,  122,  260,  834 
U.S.  agricultural  committee  (Johnson) ,  629 
U.S.  aid  (Maiwandwal),  631 
U.S.  visit  of  Prime  Minister  Maiwandwal,  627 
Africa  (sec  also  Organization  of  African  Unity  and 
individual  countries)  : 
AID  appropriations  request  FY  1967    (Johnson), 

233 
Communism,     rejection     and     countermeasures : 
Martin,  195;  Palmer,  455;  W.  W.  Rostow,  493 
Economic  progress  and  problems:   Goldberg,  289; 
Katzenbach,   954;    Palmer,   646,   650;    W.   W. 
Rostow,  496 
Human  rights:  376;  Goldberg,  289 
International   Coffee   Agreement,  importance  and 

effect,  252 
North  Africa,  development,  problems,  and  U.S.  in- 
terests (Palmer),  806 
Political  issues:   Goldberg,  289;  Katzenbach,  959; 

Palmer,  646 
Regional   programs  and   U.S.  support:    Goldberg, 
293;    Johnson,    159,   234,   383,   958    (quoted); 
Katzenbach,   958;    Palmer,   649,   810;    W.   W. 
Rostow,  499;  Rusk,  830 
South,  problems  of:  Goldberg,  290;  Sisco,  67 
Southern     Rhodesia,    importance    to:     372,    376; 

Palmer,  450,  455 
U.S.  aid:  Johnson,  159,  379,  380,  383;  Katzenbach, 
958;  Palmer,  650;  E.  V.  Rostow,  863;  W.  W. 
Rostow,  499;  Rusk,  830 
U.S.  Bureau  of  African  Affairs,  advisory  panel 

named,  651 
U.S.  military  assistance  (Johnson),  384 
U.S.     relations     and     interests:     Goldberg,     291; 

Katzenbach,  955;  Palmer,  450;  Rusk,  830 
Visit  of  Under  Secretary  Katzenbach:  756;  Katzen- 
bach, 954 


African  Development  Bank:  338;  Johnson,  334,  379, 
568;    Katzenbach,    958;    Palmer,    650;    W.    W. 
Rostow,  499;  Rusk,  831 
Agency  for  International  Development: 

Africa,     programs     and     policy:     Johnson,     383; 

Palmer,  650;  E.  V.  Rostow,  863;  Rusk,  831 
Agriculture  improvement  programs  increased  (E. 

V.  Rostow) ,  863 
AID-GATT  training  program   (Blumenthal),  435 
Budget  appropriations  request  FY  1968  (Johnson), 

232,  233,  297 
Community  water   supply  development  program, 

760,  761 
Educational  aid,  increases,  337 
Educational  TV,  task  force  assignment  (Johnson), 

16 
Reorganization:  Johnson,  379,  381;  E.  V.  Rostow, 

860 
Tunisia,  50-well  project  (Palmer) ,  812 
Viet-Nam   commodity    assistance   programs,   1966 
management  report:  Gaud,  200;  text  of  report, 
201 ;  Rusk,  832 
Viet-Nam  medical  assistance,  665 
Aggression  {see  also  China,  Communist,  Communism, 
and  Soviet  Union) : 
Arab-Israeli  conflict.  See  Arab-Israeli  conflict 
"Domino"  theory:  Lodge,  800;  Rusk,  169 
Infiltration  of  weapons  and  armed  men  (Meeker), 

59 
Measures  against,  U.S.:  Johnson,  330,  546,  550,  587, 

654,  960;  W.  W.  Rostow,  492;  Rusk,  363 
Must  not  succeed:  Johnson,  161,  535,  593;  Martin, 
194;  W.  W.  Rostow,  500;  Rusk,  134,  272,  725; 
SEATO,  745;  Truman  (quoted),  548 
U.N.  resolution  on  prohibition  of  use  of  force: 

Nabrit,  29,  30;   text,  32 
U.S.  position:  Goldberg,  872;  Johnson,  871;  Katzen- 
bach, 2 
Viet-Nam.  See  Viet-Nam 

World   peace,   threat   to:    Johnson,   330;    W.   W. 
Rostow,  491;  Rusk,  271,  278,  743;  SEATO,  745 
Agricultural  surpluses,  U.S.,  use  in  overseas  pro- 
grams,   agreements    with:    Afghanistan,    122 
Congo    (Kinshasa),  642,  733;   Ghana,  582,  702 
India,  182,  530;  Iran,  122;  Iraq,  154;  Kenya,  834 
Korea,  260,  702;    Morocco,  834;   Pakistan,  182 
898;  Philippines,  306;  Poland,  766;  Tunisia,  642 
Viet-Nam,  154,  614 


INDEX,   JANUARY   TO   JUNE    1967 
271-701—67 1 


975 


Agriculture   (see  also  Agricultural  surpluses,  Food 
and    Agriculture    Organization,   and    Food   for 
Peace) : 
AID  programs:  Johnson,  297;  E.  V.  Rostow,  860, 

863 
CENTO  programs,  671 
Europe,  labor  shifts  in,  337 
FAO  study:  Johnson,  297;  E.  V.  Rostow,  859 
India,  development  and  problems:   Johnson,  298, 

334,  383,  700;  W.  W.  Rostow,  496;  Rusk,  830 
Kennedy  Round  negotiations,  importance:  Blumen- 
thal,  433;  Roth,  478,  880;  E.  V.  Rostow,  860; 
Solomon,  556 
Latin  America,  713,  887 

Declaration  of  the  Presidents  of  America,  text, 

718 

U.S.  aid  (Johnson),  382,  541,  543,  632,  707,  709 

Modernization  of,  importance  and  need:  109,  337; 

Johnson,  160,  295,  298,  381,  543;  Katzenbach, 

956;  E.  V.  Rostow,  26,  404,  856;  W.  W.  Rostow, 

501 ;  Rusk,  874 

OECD    agricultural    food    fund,    U.S.    proposal: 

Johnson,  297 ;  E.  V.  Rostow,  403,  861 
SEATO  programs,  747 
U.S.  agricultural  trade  mission  to  Soviet  Union 

(Trowbridge),  882 
Viet-Nam:  212;  Johnson,  593,  594 
Water  for  Peace  program.  See  Water  for  Peace 
Agriculture  Department,  559 
Agronsky,  Martin,  126 
Ahoua,  Timonthee  N'Guetta,  16 
AID.  See  Agency  for  International  Development 
Aid  Consortia  for  India  and  Pakistan:  Johnson,  296, 
299,  383,  700;  E.  V.  Rostow,  403;  W.  W.  Rostow, 
496 ;  Rusk,  830 
Aiken,  George  (Goldberg),  512 
Albania,  U.S.  travel  restrictions,  102 
Aliens.  See  Nonnationals 
Algeria: 

Development,      problems,      and      U.S.      interests 

(Palmer),  806 
Soviet  military  and  economic  aid   (Palmer),  809, 

811 
Treaties,  agreements,  etc.,  85,  353 
U.S.  travel  restrictions,  announcement,  952 
Alianza  para  el  Progreso.  See  Alliance  for  Progress 
Allen,  George  V.,  322 
Alliance  for  Progress: 

Accomplishments  and  role:   Bunker,  472;  Johnson, 
158,  231,  380,  382,  540,  632,  708,  711;  Linowitz, 
822;  Rusk,  47,  829 
Charter,  protocol  of  amendment,  resolution  re  rati- 
fication of,  475 
Chiefs  of  State,  meeting  of : 

Declaration  of  the  Presidents  of  America:  706n; 

text,  712 
Purpose:  Bunker,  472;  Johnson,  13,  71,  158,  231, 
540,  678,  706 ;  W.  W.  Rostow,  499 ;  Rusk,  47, 464 
Regional  arms  control  arrangements,  576 


Alliance  for  Progress— Continued 

Chiefs  of  State,  meeting  of — Continued 

Results:   711;  Linowitz,  729;  Rusk,  722,  725,  822, 

829 
U.S.  Congress,  position  on:  Johnson,  545,  707; 

Rusk,  723,  829  ■, 

U.S.  delegation,  721 
International  Coffee  Agreement,  importance:  253; 

Johnson,  250 
Ministers  of  Foreign  Affairs,  11th  meeting  of  con- 
sultation :  Bunker,  472 ;  Rusk,  47,  464 
Final  Act  of  the  3rd  Special  Inter- American  Con- 
ference (excerpts),  474 
Resolution  (text),  473 
U.S.  delegation,  472n,  476 
Multinational  projects:  Johnson,  12,  709,  711;  Lino- 
witz, 730,  823 ;  Rusk,  723,  829 
Declaration  of  Presidents  of  America,  712,  716, 
719,  720 
Third  special  Inter-American  Congress,  final  act 

(excerpts),  474 
U.S.  appropriations  requests:  887;  Johnson,  232, 

233,  234,  382,  543,  707;  Rusk,  723,  828 
U.S.  support:  Johnson,  334,  707,  708,  709,  710;  W. 
W.  Rostow,  496 ;  Rusk,  723, 772 
Alliluyeva,  Mrs.  Svetlana:  Niven,  774;  Rusk,  782 
American  ideals:   Goldberg,  528,  940;  Johnson,  14, 
163,  301,  385,  593,  654,  708,  960;  Martin,  193; 
Palmer,  451 ;  Pollack,  913 
American  National  Red  Cross,  599 
Amerika  (Katzenbach),  755 
Amistad  (Friendship)  Dam:  13;  Johnson,  12 
Amity  and  economic  relations,  treaty  with  Togo,  154, 

181,182 
Anderson,  Eugenie,  732 

Angola,  self-determination,  need  for  (Goldberg),  290 
Ansary,  Hushang,  909 
Antarctic  Treaty  (1959) : 

Current  actions:  Netherlands,  including  Surinam 

and  Netherlands  Antilles,  641 
Importance :  575, 634 ;  Johnson,  387,  569 
Measures  re  furtherance  of  principles  and  objec- 
tives, entrance  into  force,  392 
Outer  space  treaty,  relation  to :  Goldberg,  603,  608, 

609;  Rusk,  601 
U.S.  observers,  appointment,  71 

Inspection  of  Antarctic  stations,  633 
Antigua,  Peace  Corps  program,  agreement  for  estab- 
lishment, 182 
ANZUS    (Australia,   New   Zealand,   U.S.),   council 

meeting,  Washington:  517;  communique,  749 
Apartheid:    Goldberg,   292,   891,   892;    Palmer,   455; 

Rogers,  302;  Sisco,68 
Aqaba,  Gulf  of.  See  Arab-Israeli  conflict 
Arab  states.  See  Arab-Israeli  conflict  and  names  of 

individual  countries 
Arab-Israeli  conflict: 

Cease-fire,  compliance  with:   941,  948;   Goldberg, 
942,943;  Johnson,  952 


976 


DEPARTMENT   OF   STATE  BULLETIN 


Arab-Israeli  conflict — Continued 

General  Armistice  Agreement,  need  for  observ- 
ance :  Goldberg,  923, 927 ;  Johnson,  871 

Soviet  position :  Goldberg,  924 ;  Rusk,  950 

U.N.  role:  Goldberg,  871,  920,  925,  927,  936,  941, 
944,  946 ;  Johnson,  870,  935,  951,  952 ;  Rusk,  949 
Secretary-General,  peacekeeping  efforts:   Gold- 
berg, 871,  894,  920,  922,  926,  937,  938,  943,  945, 
947 ;  Johnson,  870 
Security  Council  resolutions,  texts,  947,  948 

U.S.  aircraft,  allegations  of  use  of  and  U.S.  reply: 
Goldberg,  935,  938,  940;  Rusk,  950,  951 

U.S.-Canada  discussions  (Johnson),  909 

U.S.  draft  resolutions:  Goldberg,  944;  texts,  927, 
941, 948 

U.S.  position:  949;  Goldberg,  871,  920,  925,  936, 
940,  942,  946;  Johnson,  870,  952;  Rusk,  949 

U.S.  ship,  Israeli  attack  on:  Goldberg,  943;  John- 
son, 952 

U.S.  Special  Committee  of  the  National  Security 
Council,  establishment  and  membership  (John- 
son), 951 

U.S.-U.K.  talks  (Wilson),  963 
Argentina : 

Economic  development  (Rusk) ,  723 

Kennedy  Round,  importance  to  (Blumenthal),  432 

Treaties,  agreements,  etc.,  85,  224,  260,  353,  613, 
701,  702,  733,  834,  898, 930,  967 
Armaments    (see  also   Disarmament,  Missiles,  and 
Nuclear  weapons) : 

Communist  arms  supply  to  Viet-Nam :  Katzenbach, 
753;  Kohler,  413;  Rusk,  275,  466,  727,  786 

Control  and  reduction  of:  576;  Johnson,  447;  Rusk, 
42,  771 

Cyprus,  importation  of  arms,  U.S.  position  (Gold- 
berg), 180 

Economic  disadvantages  of  competition  in:  576; 
Johnson,  160;  Palmer,  811;  Rusk,  43,  171,  361, 
875 

India-Pakistan  arms  race,  possibility  of,  688 

Latin  America,  elimination  of  unnecessary  expendi- 
tures for:  713,  721 ;  Johnson,  711 

Middle  East  arms  race  (Goldberg),  943 

Outer  space  treaty,  significance  of  provisions: 
Dean,  268;  Goldberg,  80,  602,  603,  609;  John- 
son, 266;  Rusk,  601 

Southern  Rhodesia,  U.N.  sanctions  against  sale  or 
shipment  to :  77, 374 ;  Palmer,  449 
U.S.  implementation.  Executive  order,  146 

Soviet  supply  to  Algeria  (Palmer) ,  809, 811 

Soviet-U.S.  competition:  575;  Humphrey,  489; 
Johnson,  160,  445,  569;  Katzenbach,  755; 
Kohler,  413;  McNamara,  442,  687;  W.  W.  Ros- 
tow,  501;  Rusk,  171,601 

U.S.  policy  on  supply  of  (Johnson) ,  384 
North  Africa  (Palmer),  811 
Armed  forces : 

Arab-Israeli  conflict,  U.S.  position.  See  Arab- 
Israeli  conflict 

NATO.  See  NATO 


Armed  forces — Continued 

South  Africa  forces,  withdrawal  from  Southwest 

Africa,  U.N.  request,  894 
Warsaw  Pact  countries,  question  of  reduction  in 
(Rusk),  783 
Arms  Control  and  Disarmament  Agency,  U.S.: 

Budget  appropriations  request  FY  1968  (Johnson), 

232 
General  Advisory  Committee  member  (Neuberger) , 

confirmation,  448 
Sixth  annual  report,  excerpts :  570 ;  Johnson,  568 
Arosemena  Gomez,  Otto,  706n 
Artigas,  706  (quoted) 
ASA.  See  Association  of  Southeast  Asia 
Asia,   South   Asia,   and   Southeast   Asia    (see   also 
ANZUS  council.  Association  of  Southeast  Asia, 
Southeast   Asia   Treaty   Organization,  and  in- 
dividual countries)  : 
Bureau  of  Near  Eastern  and  South  Asian  Affairs, 

advisors,  72 
Communist  activities  and  goals:  849;  Bundy,  791; 
U.A.  Johnson,  420;  Martin,  195;  W.  W.  Ros- 
tow,  493;  Rusk,  169,  281,  743;  SEATO,  745 
Asian  rejection  of:  Bundy,  323,  791;  Holt,  962; 

Rusk,  170 ;  Westmoreland,  740 
U.S.  aid  as  a  countermeasure  (Johnson),  383 
Economic  and  social  development: 
Multilateral  aid  (Bundy),  326,  793 
Problems  (Johnson) ,  382 
U.S.  aid :  Bundy,  326,  791 ;  Rusk,  830 

AID  budget  request  FY  1967  (Johnson),  233, 

382,  384 
Special  authorization  request  (Johnson),  162 
International   Coffee  Agreement,  importance  and 

effect  of,  252 
Manila  Conference:  748;  Bundy,  326,  794;  Chung, 

552;  Holt,  962;  Johnson,  960;  Thieu,  588 
President  Johnson's  visit,  results  (Martin),  197 
Regional  cooperation:  517,  849;  Bundy,  325,  791, 
793;  Goldberg,  506,  509;  Holt,  962;  Johnson, 
162,   380;   Martin,  194;   W.  W.  Rostow,  499; 
Rusk,   47,   134,   598,   744,  832;    SEATO,  745; 
Thanat  Khoman  (quoted) ,  197,  854 
Pacific  Community,  proposed,  553 
Role  of:  Australia  and  New  Zealand:  (Bundy), 
793;    Johnson,    961;    Japan    (Martin),    196; 
Korea:  Chung,  552;  Johnson,  549;  Philippines 
(Braderman),   660;    Thailand:    Martin,   853; 
Rusk,  597;  U.K.  (Bundy),  793 
U.S.    Chiefs   of    Mission,   meeting,    Baguio:    517; 

Goldberg,  511 
U.S.  position,  objectives,  and  role:  Bundy,  323,  327, 
790;  Chung,  552;  Martin,  193;  Rusk,  134, 170; 
Yen,  847 
U.S.-Soviet     complementary     interests     (Katzen- 
bach), 755 
USIA  activities,  increase  (Johnson) ,  236 
Viet-Nam,  importance  to  peace  of:  849;  Bundy,  323, 
327,  792;   Holt,   962;   Johnson,  160,  534,  678, 
961;  Kohler,  8,  410;  Martin,  195;  Middleton 


INDEX,   JANUARY   TO   JUNE    1967 


977 


Asia,  South  Asia,  and  Southeast  Asia — Continued 
Viet-Nam — Continued 

(quoted),  851;  W.  W.  Rostow,  499,  503;  Rusk, 
47,  134,  725,  744,  787,  831,  877;  SEATO,  746 
Visit  of  Ambassador  Goldberg,  505,  509 
Asian  and  Pacific  Council:   849;   Bundy,  326,  793; 
Chung,  552;  Johnson,  380,  549;  Martin,  196,  853; 
W.  W.  Rostow,  499;  Rusk,  47 
Asian  Development  Bank:  338,  849;  Bundy,  325,  793; 
Chung,  552;  Johnson,  162,  334,  380,  469,  549,  568, 
847;  Martin,  196,  853;  W.  W.  Rostow,  499;  Rusk, 
47,  832 
Public  international  organization,  U.S.  designation 

as.  Executive  order,  563 
U.S.  nnancial  support:  Johnson,  379;  Rusk,  785 
Asian  Economic  Development,  Conference  on   (Mar- 
tin), 196,  854 
Asian  Institute  of  Technology:  747;  Martin,  196,  854 
Association  of  Southeast  Asia :  Bundy,  326,  793 ;  Mar- 
tin, 196,  853 ;  W.  W.  Rostow,  499 
ASPAC.  See  Asian  and  Pacific  Council 
Astronauts : 

Outer  space  treaty  provisions  for  assistance  and 
return:   84,  577;   Goldberg,  81,  141,  603,  611, 
839;  Johnson,  388;  Rusk,  601 
U.S.  astronauts,  deaths  of  (Johnson) ,  388 
Ataturk,  Kemal :  Johnson,  652 ;  Sunay,  653 
Atlantic     Alliance.     See     North     Atlantic     Treaty 

Organization 
Atlantic  partnership:  Humphrey,  487;  E.  V.  Rostow, 

19 
Atomic  energy,  peaceful  uses  of: 

Agreements  re  application  of  safeguards.  See  under 

Atomic  Energy  Agency,  International 
Civil    uses,    bilateral    agreements    concerning   co- 
operation: Australia,  702,  834;  Colombia,  438; 
Iran,  438 
Desalination,  including  use  of  atomic  energy,  agree- 
ment with  Soviet  Union,  37 
Diversion  to  nuclear  weapon  uses,  danger  of:  572; 

Pollack,  911 ;  Seaborg,  96 
Germany,  progress  in  ( McGhee) ,  153 
Latin  America,  prospects  (Johnson) ,  709 
Nuclear  power  developments:   572;  Pollack,  910; 

Seaborg,  90 
Nuclear   proliferation   treaty,   non-application   of 

(Rusk),  321 
Safeguards  (see  also  Atomic  Energy  Agency,  In- 
ternational) :  571;  Johnson,  448;  Pollack,  911; 
Rusk,  241 
Application  of  safeguards  to  existing  bilateral 

agreements:  Brazil,  612;  Spain,  85 
EURATOM,  question  of:  572;  Rusk,  360 
Atomic  Energy  Agency,  International : 

Safeg:uards,  international  safeguard  and  control 
systems,  and  U.S.  support:  572;  Johnson,  448, 
569;  Seaborg,  97 
Statute,  current  actions:  Sierra  Leone,  967;  Singa- 
pore, 182 
Attwood,  William,  651 


978 


Australia  (see  also  Southeast  Asia  Treaty  Organiza- 
tion) : 
ANZUS  council  meeting:   517;  communique,  749 
Asian  development,  role  in:  Bundy,  793;  Johnson, 

961 
Economic  development  (Johnson) ,  961 
India,  grain  shipments  to  (Johnson ) ,  299 
Treaties,  agreements,  etc.,  86,  154,  224,  260,  582, 

613,674,702,834,898,930 
U.S.  visit  of  Prime  Minister  ( Holt) ,  960 
"Viet-Nam,  military  aid  to:  Bundy,  324,  792;  W.  W. 
Rostow,  503 ;  Westmoreland,  740 
Austria: 

Import  liberalizations,  245 
Treaties,  agreements,  etc.,  438,  613,  733,  766 
U.S.  Ambassador  (MacArthur),  confirmation,  674 
Automotive  products,  Italian  Fiat  plant  in   Soviet 
Union:  Harriman,  819;  Katzenbach,  4;  Solomon, 
522 ;  Trowbridge,  883 
Automotive  Products  Trade  Act  of  1965,  1st  annual 

report, transmittal  (Johnson), 732 
Automotive  traffic.  See  Road  trafiic 
Aviation : 

Aircraft,  U.S.,  allegations  of  attack  on  Soviet  ship 

rejected,  953 
Aircraft,  U.S.,  allegations  of  involvement  in  Mid- 
dle  East,   U.S.   replies:    Goldberg,   935,   940; 
Rusk,  950, 951 
Southern  Rhodesia,  U.N.  sanctions  re  air  transport 
of  exports  and  sale  or  supply  of  aircraft,  77, 
374 
U.S.  implementation.  Executive  order,  146 
Supersonic  transport  aircraft,  prospects  and  im- 
portance (Humphrey),  164 
Thailand  Air  Force,  U.S.  helicopter  training  (Mar- 
tin), 199,  853 
Treaties,  agreements,  etc. : 

Air    transport   agreement    (1948)    with    Italy, 

termination,  965,  968 
Air  transport  agreement   (1949)   with  Panama, 

amendment,  965 
Aircraft,  C-47,  and  related  articles  and  services, 

understanding  with  Mali  re  delivery  of,  702 
Aircraft,  civil,  agreement  with  U.K.  re  use  of 
airfield  at  Grand  Turk  Auxiliary  Air  Base,  37 
Aircraft,  offenses  and  certain  other  acts  com- 
mitted on  board,  convention  (1963)  :  Denmark, 
85,   481;    Norway,   481;    Saudi    Arabia,   765; 
Sweden,  481 
Aircraft,  rights  in,  convention  (1948)  on  the  in- 
ternational  recognition   of:    Iceland,  481 
Carriage  by  air,  convention  (1928)  for  the  uni- 
fication    of    certain    rules,    protocol:     New 
Zealand,  765 
Civil  aviation,  international  convention  (1944) : 

Barbados,  701;  Guyana,  305;  Uganda,  701 
Civil  aviation,  international,  convention  (1954) : 
Protocol  re  Singapore,  897 
Protocol    re    amendment    of    article    50(a): 
Singapore,  897 


DEPARTMENT  OF  STATE  BULLETIN 


Aviation — Continued 

U.S.  airlifts  to  Viet-Nam  (Wheeler) ,  188 
Azerbaijan  (Rusk),  877 

Bacon,  Francis,  916 
Balance  of  payments: 
Adjustment  policies  and  processes  of  other  coun- 
tries, 345,  347,  788 
Import  restraints,  245,  337 
OECD  countries,  27 
U.S.: 

Foreign  aid  programs,  effect  of  and  efforts  to 
minimize:    345;   Johnson,  233,  379,  381,  659; 
E.  V.  Rostow,  21;  Rusk,  362,  827 
Military  expenditures  and  aid,  effect  of: 

NATO:  488;  E.  V.  Rostow,  21;  Rusk,  362,  783 
Viet-Nam:  341,  342,  346;  Johnson,  334 
Problems  of  and  efforts  to  improve :  339;  Johnson, 

334,  708,  886 
Tariff  policy  effect  on  (Solomon),  556 
Voluntary  restraint  program,  effect:   343,  444; 
Johnson,  334 
Ball,  George  W.,  69,  553,  554 
Banda,  Rupiah  Bwenzani,  688 
Bangoura,  Mohammed  Kassoury,  554 
Barbados: 

Treaties,  agreements,  etc.,  36,  482,  701,  833,  865 
U.N.  membership:  29n;  Goldberg,  28;  Sisco,  67 
Barghoorn,  Frederick  (Rusk),  248 
i     Barrows,  Leland,  651 
Baruch,  Bernard,  569 
Battle,  Lucius  D.,  674 
Beavogui,  Louis-Lansana,  554 
Belaunde,  Victor  Andres  (quoted),  641 
Belgium: 
NATO  headquarters,  relocation  in,  51 
Treaties,  agreements,  etc.,  224,  305,  306,  582,  613 
930 
Bell,  Philip,  651 
Beplat,  Tristan  E.,  70 
Berger,  Samuel  D.,  552 

Berlin  (see  also  Germany) :  Humphrey,  680;  Kohler, 
8,  410 
Visit   of   Vice-President   Humphrey:    Humphrey, 
680;  Johnson  (quoted),  680 
Berlin  crisis   (Rusk),  272,  278,  877 
Bernardes,  Carlos  (Goldberg) ,  179 
Berry,  Michael,  274 

Big-power  responsibility:  Goldberg,  513,  873,  895, 
938;  Humphrey,  486;  Johnson,  333,  550,  960; 
Katzenbach,  754;  Kohler,  406;  Martin  (quoted), 
273;  Meeker,  58;  E.  V.  Rostow,  856;  Rusk,  770, 
784,  879;  Solomon,  555;  U  Thant,  139 
Black,  Eugene:  69,  667;  Johnson,  379,  469;  Blartin, 

854 
Blackie,  William,  520 
Blair,  Frank,  168 
Blumenthal,  W.  Martin,  430, 430n 
Bohlen,  Charles  E.,  53 


Bolivia: 

Alliance  for  Progress  summit  conference,  position 
on,  706n 

Communism,  threat  of  (Rusk) ,  828 

Treaties,  agreements,  etc.,  260, 481 
Bonhomme,  Arthur,  172 
Boonstra,  Clarence  A.,  261 
von  Borch,  Herbert,  358 
Botswana: 

Ambassador  to  U.S.,  credentials,  16 

Treaties,  agreements,  etc.,  36,  260,  967 
Bowie,  Robert  R.,  53 
Braderman,  Eugene  M.,  660 
Bradley,  Omar  (Rusk) ,  770 
Brandt,  Willy:  Humphrey,  680;  Rusk,  46,  320 
Brazil : 

Economic  progress  (Rusk),  723,  829 

Income  tax  convention,  announcement,  581 

Treaties,  agreements,  etc.,  224,  306,  393,  612,  614, 
642,  733,  866,  929,  930,  967 

U.S.  aid:  Johnson,  382;  E.  V.  Rostow,  863;  Rusk, 
829 

U.S.  visit  of  president-elect  Costa  e  Silva,  242 
British  (see  also  United  Kingdom) 
British  Council,  667 
British  Independent  Television  interview  of  Secretary 

Rusk,  274 
Bronheim,  David,  721 
Brosio,  Manlio,  687 

Brovra,  George:  747;  Goldberg,  28;  Rusk,  46,  129 
Brown,  Winthrop  G.,  897 
Brzezinski,  Zbigniew,  414,  565 
Buffum,  William  B.,  261,  732 
Bui  Diem,  216 

Bui  Vien:  Johnson,  590;  Thieu,  591 
Bulgaria: 

Ambassador  to  U.S.,  credentials,  16 

Political  developments  (Brzezinski),  417 

Treaties,  agreements,  etc.,  85,  260,  702 

U.S.  Ambassador  (McSweeney),  confirmation,  674 

U.S.  trade  fair  (Katzenbach) ,  5 
Bunche,  Ralph  (Goldberg),  268 
Bundy,  McGeorge  (Johnson),  951 
Bundy,  William  P.,  323,  517,  790,  849 
Bunker,  Ellsworth:  472,  586,  591,  674,  844;  Johnson, 

538,  587,  588,  589, 593,  594;  Thieu,  591 
Burlingame,  Anson,  848 
Burma,  treaties,  agreements,  etc.,  224,  898 
Burnet,  Alastair,  274 
Burundi : 

Ambassador  to  U.S.,  credentials,  850 

Treaties,  agreements,  etc.,  260,  481,  701 

Calif  ano,  Joseph  A.,  Jr.,  659 

Cambodia,  neutrality:  285;  Rusk,  128,  129,  281,  320, 
619,  773 
Communist  violations  (Rusk),  877 

Cameroon : 

Treaties,  agreements,  etc.,  182, 260, 353,  530 
U.S.  Ambassador  (Payton) ,  confirmation,  261 


INDEX,    JANUARY   TO   JUNE    1967 


979 


Canada : 

Agricultural  development  (E.  V.  Rostow),  863 

American  Falls,  Niagara,  IJC  study  requested,  634 

Canada  Pension  Plan,  agreement  re,  898 

Eastern  Europe,  trade  with  (Solomon) ,  521 

EXPO :  67, 800 ;  Johnson,  907,  909 

Foreign  aid  programs :  Johnson,  334 ;  Rusk,  785 

"Great  Ring  of  Canada"  (Johnson) ,  908 

India,  grain  shipments  to  (Johnson) ,  299 

Rush-Bagot  Agreement  Days,  proclamation,  800 

St.  Lawrence  Seaway  tolls,  554,  674 

Treaties,  agreements,  etc.,  224,  260,  482,  613,  674, 

766,834,866,898,930 
U.S.  Automotive  Products  Trade  Act  of  1965,  1st 

annual  report,  transmittal  (Johnson),  732 
Visit  of  President  Johnson:   Johnson,   907,   908; 
Pearson,  909 
Canadian  Automobile  Agreement;  First  Annual  Re- 
port of  the  President  to  the  Congress  on  the  Im- 
plem,entation  of  the  Automotive  Products  Trade 
Act  of  1965,12,2x1 
Cancino,  Cuevas  (Goldberg) ,  895 
Canham,  Erwin  D.,  315 
CARE,   India,  emergency  food  aid:   701;   Johnson, 

300,  700 
Case,  CliflFord  P.,  42 
Cater,  Douglass,  16 
CEMA    (Council  of  Economic  Mutual  Assistance), 

Brzezinski,  416 
CENTO.  See  Central  Treaty  Organization 
Central  African  Republic,  treaties,  agreements,  etc., 

260,967,968 
Central  America,  U.S.  aid:  Johnson,  382;  Rusk,  829 
Central  American  Common  Market,  712,  714, 715 
U.S.  support:  339;  Blumenthal,  434;  Johnson,  382, 
542;  Linowitz,  730;  W.  W.  Rostow,  499;  Rusk, 
725,829 
Central  American  Economic  Integration  Fund:  716; 

Johnson,  382 
Central  Intelligence  Agency,  private  voluntary  or- 
ganizations, relations,  policy  review:  665;  John- 
son, 665 
Central  Treaty  Organization : 

Economic  Committee,  15th  meeting:  communique, 
670;  Gaud,  668 
U.S.  delegation,  671 
Turkey,  support  of  (Johnson) ,  547 
U.K.  aid,  670 
Ceylon: 

International       telecommunications       convention 

(1965) ,  with  annexes,  613 
U.S.  Ambassador  ( Corry ) ,  confirmation,  968 
Chad,  treaties,  agreements,  etc.,  354,  733 
Chaffee,  Roger  (Johnson) ,  388 
Chemical  and  biological  warfare,  U.S.  position,  577 
Chile: 

Economic  level  of  development  (Rusk) ,  723 
Outer  space  treaty,  signature,  260 
Reflecting  telescope  at  Cerro  Tololo  Inter-American 
Observatory,  728 


Chile — Continued 

U.S.  economic  aid  (Johnson) ,  382 
U.S.  visit  of  President  Frei,  71 
China,  Communist  (see  also  Sino-Soviet  relations)  : 
Asia,  threat  to:   849;   Bundy,  791;   Martin,  195; 
W.  W.  Rostow,  493 ;  Rusk,  275 
U.S.  military   assistance   as   a  countermeasure 
(Rusk),  827 
Economic   stagnation:    Bundy,   325,   792;    W.  W. 

Rostow,  497,  501 
India,  threat  to  (Sisco) ,  462 

Leadership  struggle:  849;  Goldberg,  508;  Martin, 
193;   Popper,  691;  W.  W.  Rostow,  495,  501; 
Rusk,  47,  170,  280,  785,  788;  Taylor,  287 
Nuclear  tests   and   nuclear   potential:    750;    Mc- 

Namara,  445 ;  Rusk,  132 
Taiwan,  position  on:  U.  A.  Johnson,  423;  Popper, 

693 
Thailand,  threat  to  (Rusk) ,  275 
U.N.  membership: 

Question  of:  849;  Goldberg,  100;  Popper,  689 
"Two    Chinas"   solution:    U.    A.    Johnson,   423; 
Popper,  693 
U.S.  policy  and  relations:  Goldberg,  100,  310,  840; 
U.  A.  Johnson,  420,  422;   Popper,  689,  694; 
Rusk,  283,  322 
U.S.  travel  restrictions,  103,  564 
Viet-Nam,  positions  on:    Goldberg,   508;   Kohler, 
413;  Popper,  691;  W.  W.  Rostow,  493;  Rusk, 
42,  172,  275,  280,  619,  727,  786;  Wheeler,  191 
World  goals:  ANZUS,  749;  Meeker,  62;  Popper, 
690,   692;    W.   W.   Rostow,   493;    Rusk,   169; 
Solomon,  519 
World  relations:  Johnson,  162;  Martin,  193;  Niven, 
774;  E.  V.  Rostow,  398;  W.  W.  Rostow,  502; 
Rusk,  788 
China,  Republic  of: 

Communist  China,  position  on:  U.  A.  Johnson,  423; 

Popper,  693 
Economic  progress:  Bundy,  325,  791;  Johnson,  846, 

849 
Treaties,  agreements,  etc.,  85,  224, 260,  353 
U.N.  membership:   849;   Goldberg,  100;  Johnson, 

848;  Popper,  689,  693 
U.S.  commitments :  849 ;  Johnson,  848 ;  Popper,  683 ; 

Rusk,  322 
U.S.  visit  of  Vice-President  Yen,  846 
Viet-Nam,  aid  to  (Johnson) ,  847,  849 
Visit  of  Ambassador  Goldberg  (Goldberg),  511 
Christian,  George  E.,  721 
Christian  Science  Monitor,  798 
Chung,  II  Kwon,  548,  549,  551 
Church,  Frank,  42 
Churchill,  Winston:   quoted,  486,  489,  490_  838,  961, 

963;  Harriman,  815 
Civic  action  programs:  699,  766;  Westmoreland,  740 
Civil  rights  (see  also  Human  rights  and  Racial  dis- 
crimination) : 


980 


DEPARTMENT  OF   STATE  BULLETIN 


Civil  rights — Continued 

International  covenant  (U.N.),  on  civil  and  polit- 
ical rights:  Goldberg  99;   Harris,  104;  text, 
111 
Political    rights    of   women,    convention    (1963) : 
Afghanistan,  86 
U.S.  ratification  urged  (Goldberg),  524 
U.S.  (Goldberg),  289,  524 
Viet-Nam  constitution  (Johnson),  590 
Claims : 
Foreign  Claims  Settlement  Commission,  FY  1968 
budget  appropriations  request  (Johnson),  232 
Launching  of  objects  into  outer  space,  liability  for 

damages:  84;  Goldberg,  81,  611;  Rusk,  601 
Passenger-ship  accidents,  U.S.  legislation  re  cover- 
age of  (Miller),  175 
Clark,  J.  Reuben,  Jr.  (Rusk) ,  270 
Clark,  William  Donaldson,  274 
Claxton,  Philander  P.,  566 
Clayton,  Will  (Solomon),  555 
Cleveland,  Harlan,  53 
Cocoa,    international    cocoa    agreement,    need    for 

(Blumenthal),  434 
Coe,  Richard,  854 
Coffee: 

International  Coffee  Agreement  (1962) :  717;  John- 
son, 709 
Current  actions:  Honduras,  581;  Jamaica,  929; 

Kenya,  85 
2nd  annual  report:  Johnson,  250;  text  of  report, 
251 
International  coffee  diversification:  717;  Johnson, 
707 
Cole,  0.  E.,  377 
Collective  security : 

Collective  self-defense,  right  of:  571;  Meeker,  59 
Defensive  alliances,  importance:  Brzezinski,  415; 
Bundy,   791;   E.  V.   Rostow,  399;   Rusk,  271; 
Sisco,  65;  Truman  (quoted),  550 
Thai  support  (Rusk),  597 
U.N.  role  (Sisco), 459 

U.S.   commitments,   importance   of   dependability: 
Meeker,  62;  Rusk,  725,  726,  771,  784,  787,  875, 
878 
Colombia : 

Ambassador  to  U.S.,  credentials,  172 
Economic  level  of  development  (Rusk) ,  722 
Treaties,  agreements,  etc.,  224,  260,  438,  701 
U.S.  aid  (Johnson) ,  382 
Colombo  Plan  ( W.  W.  Rostow) ,  496 
Colonialism    (see  also  name  of  colony) :    Goldberg, 
289;  Sisco,  67 
U.N.  resolution  and  U.S.  support  (Nabrit) ,  32 
Comecon,  697 

Commodity  Credit  Corporation :  701 ;  Johnson,  300 
Communications : 

NATO  communications,  improvement,  51 
News  media,  importance  (Martin) ,  854 


Communications — Continued 
Satellites  (Humphrey),  164 

Global  commercial  communications  satellite,  in- 
terim arrangements  and  special  agreement: 
Korea,  438;  Peru,  967 
NATO  feasibility  study,  51 
Communism : 
Asia.  See  Asia. 
Cold  war:  Goldberg,  895;  Harriman,  817;  Johnson, 

159;  Katzenbach,  754;  W.  W.  Rostow,  500 
Ideological  differences  with  free  world :  Harriman, 

820;  Sisco,  463 
Iron  Curtain  ( Humphrey) ,  486 
Measures  against:  Kohler,  8,  410;  E.  V.  Rostow, 
399;  W.W.  Rostow,  493 
U.S. :  103 ;  Johnson,  161,  384,  654 ;  Kohler,  7, 409 ; 
Martin,  193;  Rusk,  127, 134,  278,  877;  Yen,  847 
Nationalism,  increases  in:  Brzezinski,  417;  Harri- 
man,  817;   Humphrey,  486;    Katzenbach,  2; 
Kohler,  8,  408;  W.  W.  Rostow,  495;  Solomon, 
519 
Peaceful  coexistence.  See  East-West  relations 
Propaganda :  Goldberg,  924 ;  Harriman,  820 ;  Rusk, 

725,775;SEATO,746 
Rejection  of  and  countermeasures  (see  also  under 
Viet-Nam) :  564;  Bundy,  323,  792;  Holt,  962; 
Johnson,  384,  541;  Martin,  195;  Palmer,  455; 
Popper,  691 ;  W.  W.  Rostow,  493 ;  Rusk,  785, 
827,  832;  Westmoreland,  740 
CIA  aid  to  private  organizations,  666 
Southern  Rhodesia,  danger  of  (Palmer) ,  455 
Wars  of  national  liberation:  Bundy,  790;  Martin, 
194;  W.  W.  Rostow,  494,  503;  Rusk,  272,  787; 
SEATO,   746;    Taylor    (quoted),   514;    West- 
moreland, 738 
World  goals:  Harriman,  820;  Kohler,  7;  E.  V.  Roa- 
tow,  398 ;  Rusk,  771, 785, 875 
Conferences,  international,  calendar  of  meetings,  34, 

578 
Congo,  Democratic  Republic  of  (Kinshasa) : 
Political  development  (Palmer),  649 
Treaties,  agreements,  etc.,  260,  642,  733 
U.N.  role  (Sisco),  66 

U.S.  Ambassador  (McBride),  confirmation,  968 
Visit  of  Under  Secretary  Katzenbach,  756 
Congo,   Republic   of    (Brazzaville),  treaties,   agree- 
ments, etc.,  393,  481 
Congress,  U.S.: 

Alliance  for  Progress  summit  meeting,  interests: 

Johnson,  545,  707;  Rusk,  723,  829 
Documents  relating  to  foreign  policy,  lists,  18,  223, 

350,  757,  801,  966 
Fiat-Soviet  Auto  Plant  and  Communist  Economic 

Reforms,  report  (Solomon),  522 
Findley  and  Belcher  amendments  (Harriman),  818 
India,  fact-finding  committee,  results  of  trip  (John- 
son), 299 
Legislation: 

Cotton    production,    effect    of    1965    legislation 
(Solomon),  558 


INDEX,    JANUARY   TO   JUNE    1957 


981 


Congress,  U.S. — Continued 
Legislation — Continued 

Passenger  ship  safety:  Johnson,  429;  Miller,  175 
Trust  Territory  of  the  Pacific  Islands,  financial 
support  ceiling  raised   (Johnson) ,  599,  865 
Legislation,  proposed: 

African  Development  Bank,  U.S.  participation  in 

special  fund  (Johnson) ,  379,  380 
Agency  for  International   Development:   John- 
son, 879;  Palmer,  651 
Alliance  for  Progress,  authorization  and  appro- 
priation request  (Johnson), 543 
Asian  development,  authorization  (Johnson),  162 
Asian    Development   Bank,   U.S.   pledge    (John- 
son), 379,  380 
East- West  Trade  Relations  Act  of  1966:   697; 
Harriman,  819;  Humphrey,  488;  Johnson,  160, 
334,   659,  696;   Katzenbach,  3;    Phillips,  677; 
Rusk,  875;  Solomon,  518;  Trowbridge,  881 
Export-Import  Bank,  continuation  and  expan- 
sion, request:    Harriman,  819;   Johnson,  335 
Foreign  Assistance  Act  of  1967   (Johnson),  379, 

381,  659 
Foreign  Assistance  Act  of  1968    (Rusk),  827 
Guam,  political  development   (Johnson),  587 
India,  food  aid  appropriations  and  authorization 

request  (Johnson),  300, 658 
Interest     Equalization     Tax     rate     adjustment 

(Johnson),  335 
National    Advisory    Committee    on     Self-Help 
(Johnson),  379,  380 
Joint  resolutions,  India,  emergency  food  aid,  700 
Outer  space  treaty,  support  for  (Goldberg),  605 
Senate  advice  and  consent: 

Consular   convention   v;ith    Soviet   Union:    614; 
Humphrey,  489;  Johnson,  160,  287,  545,  659; 
Kohler,  411 ;  Rusk,  247 
Human  rights  conventions,  U.S.  accession  recom- 
mended (Goldberg),  524 
Narcotic    drugs,    single   convention    (1961)    on, 
U.S.   accession   recommended:    Johnson,   671; 
Katzenbach,  672 
Outer    space    treaty:    Goldberg,    602;    Johnson, 

386,659;  Rusk,  600 
SOLAS  1960  Convention,  amendments:  Johnson, 
429;  Miller,  178 
Senate  confirmations,  261,  448,  476n,  482,  523,  674, 

765,  968 
Viet-Nam,  position  on:  Johnson,  160;  Westmore- 
land, 738 
Conseil  de  I'Entente  (Palmer) ,  650 
Conservation: 

Atlantic   tunas,   international   convention    (1966) 

for  the  conservation  of:  U.S.,  481,  833,  929 
Nature  protection  and  wildlife  preservation  in  the 
Western     Hemisphere,     Convention     (1940)  : 
Costa  Rica,  353 
U.S.-Soviet  fishery  discussions,  216,  332 
Water  resources:  Johnson,  903;  Solomon,  562 
Amistad  Dam  (Johnson),  12 


Conservation — Continued 
Water  resources — Continued 
CENTO  programs,  671 
Latin  Amei-ica,  712,  716 
Consular  relations: 

Soviet-U.S.  consular  convention:   614,  642;   Hum- 
phrey, 489;  Johnson,  160,  287,  545,  659;  Kat- 
zenbach, 755;  Kohler,  411;  Rusk,  247 
Vienna    convention    (1963)    on:    Argentina,    701; 
Brazil,  Ireland,  967;  Madagascar,  530 
Optional  protocols:  Madagascar,  613 
Contiguous  zone,  178,  424,  919 
Cook,  Jesse  L.,  127 
Cook,  Mercer,  651 
Cooper,  Charles,  844 

Copyright  convention    (1952),  universal,  and  proto- 
cols :  Netherlands,  833 
Protocol  1,  Italy,  481 
Corry,  Andrew  V.,  968 
Cortada,  James  N.,  218 
Costa  e  Silva,  Artur,  243 
Costa  Mendez,  Nicanor:  474;  Bunker,  473 
Costa  Rica: 

Treaties,  agreements,  etc.,  224,  353,  642,  702,  930 
U.S.  Ambassador  (Boonstra),  confirmation,  261 
Cotton : 
Analysis   of  Factors  Affecting    U.S.   Cotton  Ex- 
ports, 559 
Textiles : 

Bilateral    agreements   with:    Hong   Kong,   929; 
India,   36,   182,   702;    Israel,   389,   642;    Italy, 
642;  Mexico,  964;  Poland,  612,  642;  Portugal, 
154,674,699 
International  Cotton  Institute,  articles  of  agree- 
ment: India,  353;  Mexico,  224 
Long-term    arrangement,    extension    of:    929; 
Blumenthal,  431 ;  Roth,  478,  880 
World  trade,  problems  and  U.S.  policies  (Solomon) , 
557 
Coudert,  Frederic  R.,  (quoted),  140 
Council  of  Economic  Advisers,  Report  of  (excerpts) 

336 
Council  of  Economic  Mutual  Assistance  (Brzezinski), 

416 
Council  of  Europe:  Brzezinski,  419;  Johnson,  652 
Crisis    control:    Johnson,    569;    Katzenbach,    754; 

NATO,  51 
Crowther,  Harold  E.,  919 
Cuba: 

Castroism:  565;  Rusk,  828 
Treaties,  agreements,  etc.,  224,  930 
U.S.  travel  restrictions,  102,  564 
Cuban  missile  crisis:   Kohler,  8,  410;  W.  W.  Rostow, 

493;  Rusk,  168,  272,  278,  621,  778 
Cudlipp,  Hugh,  274 
Cultural  relations  and  programs: 

Appropriations  request  FY  1968  (Johnson),  236 
Bilateral  agreements  with:  Australia,  898;  Moroc- 
co, 351,  393;  Netherlands,  582;  Romania,  479, 
482;  U.A.R.,  642;  U.K.,  582 


982 


DEPARTMENT   OF   STATE  BULLETIN 


Cultural  relations  and  programs — Continued 
Bilateral  agreements  with — Continued 

Germany,  re  transfer  of  paintings  for  Weimar 

Museum,  86 
Bulgaria,  U.S.  trade  fair   (Katzenbach),  5 
CIA  assistance,  policy  review,  667 
Eastern  Europe:  Harriman,  817;  Humphrey,  488; 

Solomon,  519 
International  convenant  (U.N.)  on  economic,  social, 

and  cultural  rights:  Harris,  104;  text,  107 
North  Africa,  cultural  factors  (Palmer),  807 
Philippines  (Braderman),  660 
Soviet  Union-U.S.:  Katzenbach,  755;  Solomon,  519 
U.S.  travel  restrictions,  exception  of  in  particular 

fields,  103 
Customs: 

Carnets,  ATA,  ECS  and  TIR,  conventions  (1961) 

re:  U.S.,  481,  833 
Containers,  convention  (1961)  on:  U.S.,  481,  833 
Customs    administration   agreement  with   Philip- 
pines, 261 
Mexican  products,  70 
Professional    equipment,    convention     (1961)     on 

temporary  importation  of:  U.S.,  481,  833 
Publication  of  customs  tariffs,  convention   (1890) 

re    international    union    for,    and    protocol: 

Algeria,  85 
Road  traffic,  convention    (1954)    re  facilities  for 

touring:  Singapore,  122 
Road  vehicles,  private,  customs  convention  (1954) 

on  the  temporary  importation  of:  Australia, 

673 
Viet-Nam,  U.S.  advisory  activities:  206;  Guad,  200 
Cyprus : 

Treaties,  agreements,  etc.,  260,  353,  930 
Turkey,  position  of :  657;  Sunay,  656 
UNFICYP,  extension  of  (Goldberg),  179 

Soviet  position  (Sisco),461 
U.N.  peacekeeping  role:  Goldberg,  638;  NATO,  50 
Czechoslovakia : 

Economic  development  (Katzenbach),  5 
Nuclear  facilities  under  IAEA  safeguards,  recip- 
rocal offer,  572 
Treaties,  agreements,  etc.,  85, 154,  224,  260,  305,  898 
U.S.  citizens,  detention  of  (Kohler),  10 
U.S.  trade  mission  (Trowbridge),  882 

DAC.  See  Development  Assistance  Committee,  OECD 

Daddario,  Emilio  Q.,  240 

Dahomey : 

Ambassador  to  U.S.,  credentials,  850 

Treaties,  agreements,  etc.,  85,  154,  701,  801,  833 

Davies,  Merton  E.,  71,  634 

Davis,  W.  True,  Jr.,  721 

Dawson,  Thomas  (Rusk),  248 

Dayan,  Moshe  (Wheeler),  189 

Dean,  Sir  Patrick,  268 

de  Chardin,  Pierre  Teilhard  (Humphrey),  168 

De  Madariaga,  Salvador  (quoted),  892 


Defense : 

British  Indian  Ocean  Territory,  agreement  re  avail- 
ability of  for  defense  purposes,  225 
Inventions  relating  to  and  for  which  patent  appli- 
cations have  been  made,  agreement  for  mutual 
safeguarding  (1960)  :  Luxembourg,  305 
National  defense  and  security: 
CIA  policy  review,  667 

Espionage,  question  of  effect  of  U.S.-Soviet  con- 
sular convention:  Johnson,  288;  Kohler,  411; 
Rusk,  249 
National  Security  Council,  Special  Committee  of, 
establishment  and  membership  (Johnson) ,  951 
Soviet  missile  capabilities:   575;  Johnson,  160, 

569 
U.S.  nuclear  strength:  McNamara,  442;  Rusk, 

272 
Watch  movements  trade  and  production,  national 
security  aspects,  217 
Self-defense,  right  of:    Meeker,  60;   Nabrit,   31; 

Rusk,  271 
U.S.  budget :  Johnson,  380,  445 ;  Rusk,  771 
Defense,  Department  of :  Johnson,  384;  Rusk,  827 
Demarcation,    international    lines    of,    significance 

(Meeker),  60 
Democracy  and  democratic  processes:  Johnson,  295, 
590 ;  Katzenbach,  5 ;  King  Hassan  II,  331 ;  Rusk, 
772;  Trowbridge,  885 
Bureaucracy  (E.  V.  Rostow),398 
Greece  (Rusk),  750 
Latin  America:  713;  Johnson,  710 

U.N.  covenant  provisions,  115 
South  West  Africa,  893 
Den  Toom,  Willem,  687 
Denmark : 

Import  liberalizations,  245 

Treaties,  agreements,  etc.,  85,  122,  224,  260,  481, 
613,  766 
Desalination: 

1st  International  Symposium  on  Water  Desalina- 
tion, results  (Solomon),  561 
Los  An,:?eles  desalination  plant  approved:  Johnson, 

903 ;  Pollack,  910 
Saudi   Arabia   desalination   plant   site   at  Jidda, 

dedication  (Solomon), 561 
Soviet  Union,  agreement  re  cooperation  in  field 
desalination,  including  use  of  atomic  energy, 
37 
Water  for  Peace : 

International   Conference:    762,   765;    Johnson, 

903;  Solomon,  562 
U.S.  program,  recommendations,  761 
Desert  Locust  Control  Authority  (Katzenbach),  958 
Development  and  Resources  Corporation  (Lilienthal), 

468 
Development    Assistance    Committee,    OECD:    764; 

Humphrey,  685 ;  E.  V.  Rostow,  25 
Diaz  Ordaz,  Gustavo,  12 
Diehold,  John  (Humphrey) ,  167 
Diem,  Ngo  Dinh  (Lodge) ,  799 


INDEX,   JANUARY  TO  JUNE   1967 


983 


Diplomatic  relations  and  recognition : 

Consular  convention  with  Soviet  Union :  614,  642 ; 
Humphrey,  489;  Johnson,  160,  287,  545,  659; 
Katzenbach,  755;  Kohler,  411;  Rusk,  247 
Diplomatic  immunity:  Johnson,  288;  Kohler,  412; 

Rusk,  249 
Diplomatic  relations  with  U.S.  terminated :  Algeria, 
Iraq,  Mauritania,  Sudan,  Syria,  U.A.R.,  and 
Yemen,  952n 
International  law,  relevance  (Goldberg) ,  140 
Recognition : 

Not  inferred  from  signature,  ratification  or  ac- 
cession to  multilateral  agreements  (Goldberg) , 
82 
Southern    Rhodesia,    nonrecognition    of    Smith 
regime:  369,  375;  Goldberg,  73,  143;  Palmer, 
458 
Rights  of  legation  (Rusk) ,  772 
Vienna  convention  (1961) :  Dahomey,  833;  Ireland, 
929;  Mongolia,  674;  Sweden,  732 
Optional  protocol  re  compulsory  settlement  of  dis- 
putes:    Dahomey,    833;     Madagascar,     613; 
Sweden,  732 
Diplomatic    representatives    abroad.    See    Foreign 

Service 

Diplomatic  representatives  in  the  U.S.,  presentation 

of    credentials:    Afghanistan,    626;    Botswana, 

Bulgaria,    16;    Burundi,    850;    Colombia,    172; 

Dahomey,  850;  Haiti,  Indonesia,  172;  Iran,  909; 

Ivory  Coast,  Lesotho,  16;  Malta,  327;  Morocco, 

850;  Sierra  Leone,  377;  Singapore,  688;  Turkey, 

172;  Viet-Nam,  216;  Yemen,  327;   Zambia,  688 

Disarmament   (see  also  Armaments,  Arms  Control 

and       Disarmament      Agency,      and      Nuclear 

weapons) : 

Need  for:  436,  657;  Johnson,  569;  Katzenbach,  755; 

NATO,  50;  Rusk,  786;  U  Thant,  268 
Soviet  "umbrella"  proposal,  576 
U.N.  role:  Goldberg,  839;  Johnson,  567 
Disaster  relief.  Trust  Territory  of  the  Pacific  (John- 
son), 599 
Disputes,  compulsory  settlement  of,  optional  protocol 
to    Vienna    convention    on    consular    relations 
(1963):     Dahomey,     833;     Madagascar,     613; 
Sweden,  732 
Disputes,  pacific  settlement  of:  Goldberg,  316,  872, 
923;   Haile  Selassie   (quoted),  425;  Humphrey, 
489 ;  W.  W.  Rostow,  491 ;  Rusk,  875 
International  covenant   (U.N.)   on  civil  and  polit- 
ical rights,  optional  protocol :  Harris,  105 ;  text, 
120 
Dobrynin,  Anatoliy,  269 
Dole,  Robert    (Johnson) ,  299 

Dominican  Republic :  Johnson,  243,  567 ;  Rusk,  829 
Treaties,   agreements,  etc.,   86,  224,  260,  393 
U.S.  economic  aid  (Johnson),  382 
Donges-Metz   pipeline,   agreement   with    France   re 
operation,  maintenance,  and  security,  733 


Double  taxation,  income,  conventions  and  agreements 
for  avoidance  of:   Brazil,  581,  614;  Honduras, 
termination,  181 ;  Trinidad  and  Tobago,  84,  122 
Downs,  Hugh,  168,  172 
Drugs : 

Adverse  drug  reaction  reporting  system,  WHO,  an- 
nouncement, 918 
Narcotics: 

International  Narcotics  Control  Board,  U.S.  rep- 
resentation (Katzenbach),  673 
Single  convention  (1961)  on: 

Current  actions:  Mexico,  U.S.,  834;  Turkey, 

U.S.,  897 
U.S.  accession  urged:  Johnson,  671;  Katzen- 
bach, 272 
Dukes,  Ernest  F.,  71,  634 
Dulles,  John  Foster  (Rusk),  271 

East-West  relations:   657,  697 ;  Brzezinski,  414 ;  John- 
son (quoted),  408,  680;  Niven,  774;  W.  W.  Ros- 
tow, 495;  Rusk,  4  (quoted),  359,  463  (quoted), 
772 
Currency  convertibility  recommended,  699 
Germany : 

Possibility  of  improved  relations  with  Eastern 
Europe:    Humphrey,   680;    Katzenbach,   755; 
Rusk,  360,  363 
Reunification,    importance    to:    52;    Brzezinski, 
418;  Humphrey,  489;  Katzenbach,  753;  W.  W. 
Rostow,  500 ;  Rusk,  362 
NATO  role.  See  under  NATO 
OECD  role :  Humphrey,  684 ;  E.  V.  Rostow,  24 
Policy  Planning  Council  advisory  panel,  16 
Soviet  convictions  of  U.S.  citizens,  question  of  effect 

(Rusk),  44 
Soviet  Union,  role  of  ( Humphrey) ,  487 
Technological  gap  (Humphrey),  167 
Trade.  See  under  Trade 

U.N.  role:  Goldberg,  98;  Harriman,  820;  E.  V.  Ros- 
tow, 25 ;  Sisco,  458 
U.S.  efforts  to  improve:  339;  Harriman,  815;  Hum- 
phrey, 682;  Johnson,  159;  Kohler,  406;  Rusk, 
47, 169,  360,  786,  875 
U.S.  national  interest  considerations:   Harriman, 

821;  Johnson,  696;  Kohler,  6;  Solomon,  518 
Viet-Nam,  effect  of:  Harriman,  821;  Kohler,  413; 
Rusk,  781,  875;  Trowbridge,  883 
East- West  Trade  Relations  Act  of  1966: 

Importance:  339,  697;  Humphrey,  488;  Harriman, 
819;  Johnson,  160,  334,  659,  696;  Katzenbach, 
3,  755;  Kohler,  10;  Phillips,  697;  Rusk,  772, 
875 ;  Solomon,  518 ;  Trowbridge,  881 
Viet-Nam  effect  on  passage:  Rusk,  171;  Solomon, 
523 
ECA.  See  Economic  Commission  for  Africa 
ECAFE.    (Economic  Commission  for  Asia  and  the 

Far  East),  Martin, 853 
Echavarria  Alozaga,  Hernan,  172 
Economic  and  Social  Council,  U.N.: 
Documents,  lists  of,  305,  437 


984 


DEPARTMENT   OF   STATE   BULLETIN 


Economic  and  Social  Council,  U.N. — Continued 

Narcotic  drugs  control  (Katzenbach) ,  673 

U.S.  representative    (Goldschmidt),  confirmation, 
261 
Economic  and  social  development  (see  also  name  of 
country) : 

Afghanistan :  632 ;  Maiwandwal,  628, 630 

Africa:  Goldberg,  289;  Katzenbach,  954;  Palmer, 
646,  650 ;  W.  W.  Rostow,  496 
North  Africa  (Palmer) ,  810,  813 

Agriculture,  health,  and  education,  key  sectors: 
748,  760;  Johnson,  231,  232,  379,  381,  543,  659, 
707;  E.  V.  Rostow,  401,  860;  Rusk,  828 

Agriculture,  importance  to.  See  Agriculture:  Mod- 
ernization 

Asia.  See  Asia 

Conditions  necessary  for  (E.  V.  Rostow) ,  857 

Council  of  Economic  Advisers,  Report  of  (ex- 
cerpts), 336 

Eastern  Europe,  problems:  Harriman,  817;  Solo- 
mon, 519 

Education,  importance.  See  Education 

Ethiopia  (Johnson), 427 

Food  aid,  importance  (sec  also  Food  and  popula- 
tion crisis) ,  Johnson,  300 

Free  world  progress:  E.  V.  Rostow,  399;  W.  W. 
Rostow,  495 

India  Pakistan  Aid  Consortia:  Johnson,  296,  299, 
383 ;  E.  V.  Rostow,  861 ;  W.  W.  Rostow,  496 

Industrialized  countries,  role  of:  336;  Harriman, 
820;  Humphrey,  489,  685;  Johnson,  160,  296, 
300,  334,  380;  NATO,  50;  E.  V.  Rostow,  400, 
861;  Rusk,  241,  826 

International  Covenant  (U.N.),  on  Economic,  So- 
cial and  Cultural  Rights:  Goldberg,  99;  Harris, 
104;  text,  107 

Latin  America.  See  Alliance  for  Progress 

Mexico-U.S.  border  area,  agreement  on,  86 

Near  and  Middle  East,  U.S.  support  (Goldberg), 
935 

OECD  countries:  Humphrey,  683;  W.  W.  Rostow, 
497 

Political  stability,  relation  to:  Gaud,  669;  Hum- 
phrey, 489;  Johnson,  378,  381,  384;  Palmer, 
649,  809;  E.  V.  Rostow,  857;  Rusk,  826 

SEATO  programs :  745,  747 ;  Rusk,  744 

Systems  management  (McGhee),150 

Technological  progress:  346;  Humphrey,  165,  684 

U.N.  role  (Johnson),  567 

U.S.  aid  (see  also  Foreign  aid  programs,  U.S.)  : 
346;  Johnson,  230;  E.  V.  Rostow,  400,  857; 
Rusk,  273 
Self-help  principle:  712;  Gaud,  669;  Johnson, 
159,  231,  232,  296,  298,  334,  378,  379,  710; 
Palmer,  650,  814;  E.  V.  Rostow,  26,  401,  860; 
W.  W.  Rostow,  497 ;  Rusk,  724, 827 

U.S.  economic  strength:  E.  V.  Rostow,  863;  Rusk, 
770,  833 

U.S.-Soviet  common  interests  (Katzenbach),  754 

Water  resources  development,  759 


Economic  and  social  development — Continued 

World  half-rich,  half -poor:  Humphrey,  684;  John- 
son, 14,  295,  378;  E.  V.  Rostow,  401,  857;  Rusk, 
241,  771 
World  order,  importance  to  (W.  W.  Rostow),  491 
Economic  assistance,  postwar,  agreement  with  Ger- 
many re  repayment  of  remaining  German  debt, 
260 
Economic  Commission  for  Africa:  Katzenbach,  958; 

Palmer,  650 ;  W.  W.  Rostow,  499 
Economic  Commission  for  Asia  and  the  Far  East 

(Martin),  853 
Economic  Commission  for  Europe:   Brzezinski,  419; 
Harriman,  820 ;  Humphrey,  488 ;  E.  V.  Rostow,  25 
Economic  policy  and  relations,  U.S. : 
Domestic  policy: 

Agriculture  program  changes   (E.  V.  Rostow), 

402,  859 
Budget  message,  FY  1968  (Johnson),  230 
Cotton  production  (Solomon),  557 
Efficient  administration  (Johnson),  379,  381 
Monetary  restraint,  programs  (E.  V.  Rostow), 
20 
Foreign  policy: 

Council  of  Economic  Advisers,  report  (excerpts), 

336 
Eastern  Europe,  trade  policies.  See  East-West 

Trade  Relations  Act  of  1966 
Economic    Report    of    the    President,    excerpts 
(Johnson),  333 
Economist,  The,  192, 495, 697 
Ecuador: 

Alliance  for  Progress  summit  conference  declara- 
tion, position  on,  706n 
Economic  level  of  development  (Rusk) ,  722 
Treaties,  agreements,  etc.,  182,  224, 260 
Education : 

Africa  (Katzenbach),  955 

Asia,  regional  coordination   (Martin),  196,  854 
"Brain  drain":   McGhee,  152;  Pollack,  912 
Center  for  Educational  Cooperation:   Humphrey, 

164;  Johnson,  15 
Foreign  affairs,  relation  to  (Humphrey),  167 
Government,  role  of  (Humphrey) ,  165 
Illiteracy  rates  (E.  V.  Rostow) ,  402 
Importance:    337;    Gaud,    670;    Humphrey,    164; 
Johnson,    15;    Mann    (quoted),    955;    E.    V. 
Rostow,  23,  402 
International  conference,  1967:   Humphrey,   164; 

Johnson,  15 
Latin  America;  U.S.  aid:  713,  718,  887;  Johnson, 

382,  541,  543,  663,  709 
North  Africa  (Palmer) ,  808 
Philippines,  U.S.  school-building  project,  850 
Private  institutions,  role  (Humphrey) ,  165 
Science  and  public  policy  programs  (Pollack),  915 
SEATO  programs,  747 
Southern  Rhodesia  (Palmer),  452 
TV  and  other  new  media:  719;  Johnson,  15,  709; 
E.  V.  Rostow,  405 


INDEX,   JANUARY  TO  JUNE   1967 


985 


Education — Continued 

U.N.  International  Covenants  on  Human  Rights, 

provisions,  108, 109 
U.S.  financial  support:  Johnson,  381;  Katzenbach, 

958 
Viet-Nam,  209 
Voluntary  organizations,  CIA  relationships:  665; 

Johnson,  665 
Water  resources  projects,  training  for:  762;  John- 
son, 903 
Educational,   Scientific   and   Cultural   Organization, 
U.N.,  constitution,  current  actions:  Guyana,  897 
Educational  exchange  programs: 

Appropriations  request  FY  1968  (Johnson),  236 
Bilateral  agreements  with:  Australia,  898;  Israel, 
702;  Italy,  122;  Netherlands,  582;  Romania, 
479;  U.A.R.,  582,  642 
Poland,  agreement  re  use  of  zlotys  in,  766 
Volunteers  to  America  (Johnson),  244 
EEC.  See  European  Economic  Community 
EFTA.  See  European  Free  Trade  Association 
Eighteen-Nation    Disarmament    Committee     (John- 
son), 447 
Establishment  and  status,  570n 
1966  conference  results,  570 
U.S.-Soviet  responsibilities  (Rusk),  43 
Eisenhower,  Dwight  D.:  quoted,  412;  Rusk,  270 
El  Salvador,  treaties,  agreements,  etc.,  224,  260,  930 
Emerson,  Ralph  Waldo  (quoted),  654,  881 
Esenbel,  Melih,  172 
Ethiopia : 

Agricviltural  education  (Katzenbach),  957 
AID  programs   (Rusk),  831 
Outer  space  treaty,  signature,  260 
U.S.  visit  of  King  Haile  Selassie,  425 
Visit  of  Under  Secretary  Katzenbach,  756 
EURATOM  (European  Atomic  Energy  Community), 

Johnson,  448 
Europe   (see  aUo  North  Atlantic  Treaty  Organiza- 
tion and  names  of  individual  countries)  : 
Central,  Nuclear-free  zone,  question  of    (Rusk), 

361 
Eastern : 

Economic    and   political   evolution:    Brzezinski, 

416;    Harriman,   817;    Humphrey,   486,   681; 

Katzenbach,  2,  5;  Kohler,  8,  408;  W.  W.  Ros- 

tow,  495;  Solomon,  518 

U.S.  economic  relations.  See  East-West  relations 

and  Trade 
Viet-Nam,  position  on:  Harriman,  821;  Kohler, 
413;  Rusk,  283 
Labor,  large-scale  movements  in,  337 
North  Africa,  relations  (Palmer),  807 
Political  development  (E.  V.  Rostow),  399 
Unification:    657;    Brzezinski,    415;    Kohler,    11; 

Rusk,  364 
Visit  to  President  Johnson,  question  of  (Rusk) ,  727 
Western : 

Economic  progress:  336;  Humphrey,  486,  679; 
McGhee,  148 


Europe — Continued 
Western^Continued 

Technology  gap  with  U.S.:  Humphrey,  165,  488; 

McGhee,  148 
Trade  with  Eastern  Europe:   697;   Humphrey, 

488;  Harriman,  817;  Solomon,  518 
Unification:  Brzezinski,  41G;  Humphrey,  487;  W. 

W.  Rostow,  498 
U.S.  Chiefs  of  Missions,  meeting,  Bonn,  599 
U.S.  commitments:  Humphrey,  487,  680;  Katzen- 
bach, 753;  Kohler,  8,  410;  Rusk,  727,  782 
U.S.    interests   and   relations:    Brzezinski,  416; 
Harriman,    819;    Humphrey,    486,    679,    682; 
Johnson,  678;  Kohler,  7;  W.  W.  Rostow,  498; 
Rusk,  358,  364 
Viet-Nam  situation,  lack  of  effect  on  (Rusk) ,  358, 

726,  787,  875 
Visit  of  Vice  President  Humphrey:   Humphrey, 
679,  680,  681,  683;  Johnson,  678;  Rusk,  727 
World  role  (Rusk),  784 
European  Atomic  Energy  Community  (Johnson),  448 
European  Common  Market.  See  European  Economic 

Community 
European  Economic  Community:  337,  697;  Brzezinski, 
416,  419;   Humphrey,   166;   Linowitz,   730;   Mc- 
Ghee, 148;  NATO,  50 
General  agreement  on  tariffs  and  trade: 

Accession  of  Korea  to,  protocol,  acceptance,  968 
Kennedy   Round  negotiations    (Roth),  478,  880 
U.K.  membership,  proposed:  Holt,  961;  Rusk,  783 
European   Free  Trade  Association:   337,  339,  697; 
NATO,  50 
Kennedy  Round  negotiations  (Roth),  478,  880 
European  Space  Research  Organization: 

Jupiter  probe,  proposed,  NASA  cooperation  (Mc- 
Ghee), 153 
Satellite  telemetry/telecommand  station  in  Alaska, 
agreement  re  establishment  and  operation  of, 
36 
European      Technological      Community,      proposed 

(Humphrey),  166 
Executive  orders: 

Asian     Development     Bank,     immunities     defined 

(11334),  563 
Trade  and  other  transactions  involving  Southern 
Rhodesia  (11322),  146 
EXPO  67 :  800 ;  Johnson,  907,  909 
Export-Import  Bank: 

Appropriation  and  authorization  request  FY  1968 

(Johnson),  231,  232,  235 

Eastern  Europe,  extension  of  commercial  credit 

guarantees  to:  698;  Harriman,  819;  Johnson, 

159;  Solomon,  521;  Trowbridge,  883 

Italian  Fiat  company,  loan  to   (Trowbridge),  883 

Latin  American  earth  stations,  proposed  loans  for 

(Johnson),  709 
Lending    authority,    continuation    and    expansion 
needed:  339;  Harriman,  819;  Johnson,  335 
Exports : 

Central  America  (Linowitz),  730 


986 


DEPARTMENT  OF   STATE  BULLETIN 


Exports — Continued 

Eastern  Europe  and  Soviet  Union:   Solomon,  518, 

521 ;  Trowbridge,  882 
Europe,  Western  (McGhee),  148 
International  Coffee  Agreement,  quota  controls,  253 
Latin    America,    need    for    development   of:    717; 

Johnson,  707,  709;  W.  W.  Kostow,  498 
Less  developed  countries,  importance  to:  338,  339; 

Blumenthal,  430;  E.  V.  Rostow,  404 
Presidential   "E"   Awards   for   export   excellence, 

S86n 
Southern   Rhodesia,   U.N.  sanctions  against:    77, 
374;  Palmer,  449 
U.S.  implementation.  Executive  order,  146 
U.S.: 

Cotton  (Solomon),  558 
Council  of  Economic  Advisers,  report,  342 
Export  Control  List,  further  removals  of  non- 
strategic    items:    698;    Johnson,    159;    Trow- 
bridge, 883 
Increase  needed  (Johnson) ,  335,  756,  886 
Technical  data:   Katzenbach,  755;   Trowbridge, 
882 
World  grain  export  pattern,  changes  in    (E.  V. 
Rostow) ,  402,  859 
Extradition,  convention   (1962)   with  Israel,  under- 
standing re  certain  errors  in  translation  of  the 
Hebrew  text,  766 

Fairbank,  John  (Lodge),  798 

FAO.  See  Food  and  Agriculture  Organization,  U.N. 

Far  East.  See  Asia  and  names  of  individual  countries 

Federal  Bureau  of  Investigation  (Rusk),  249 

Federal  Regulations,  Code  of,  564 

Federation  of  Rhodesia  and  Nyasaland,  367 

Finland: 

Import  quota  controls  reduced,  246 
Treaties,  agreements,  etc.,  86,  154,  260,  613,  732, 
929,  930 
Fish  and  fisheries: 

Fish  protein  concentrate :  761 ;  Goldberg,  101 ;  John- 
son, 231, 301, 709 ;  Rusk,  241 
Treaties,  agreements,  etc. : 

Atlantic  tunas,  international  convention  (1966) 

for  the  conservation  of:  U.S.,  481,  833,  929 
Certain  fisheries  off  the  coast  of  U.S.,  agreements 

with  Japan,  898 
Great  Lakes  fisheries  convention,  amendment  of, 

Canadian  note  and  U.S.  reply,  482,  834 
King  crab  fishing,  agreement  with  Soviet  Union, 

393 
North  Atlantic  fisheries,  conduct  of  fishing  opera- 
tions in,  convention  adopted,  635 
Northeast  Pacific  Ocean,  agreement  with  Soviet 

Union  on  certain  fishery  problems,  393 
Northwest  Atlantic  fisheries,  convention  (1949), 
international,  and  protocols:  Romania,  613 
Protocols   (1965)  re  measures  of  control  and 
entry  into  force:  France,  438;  Norway,  530; 
Romania,  613 ;  Spain,  642 


Fish  and  fisheries — Continued 

U.S.  fisheries  zone  extension,  Japan-U.S.  discus- 
sions, 178, 424 
U.S.-Mexican  talks,  919 
U.S.-Soviet  discussions  on  fishery  problems,  216, 

331 
Viet-Nam,    UNDP/FAO    fisheries    project,    U.S. 
financial  support,  964 
Fisher,  Adrian  S.,  573 

Flood  control,  Amistad  Dam:  13;  Johnson,  12 
Flott,  Frederick  W.,  566 

Food  and  Agriculture  Organization,  U.N.  ( E.  V.  Ros- 
tow), 859 
Constitution,  current  actions:  Botswana,  Lesotho, 

260 
India,  food  assistance  to :  701 ;  Johnson,  297 ;  Rusk, 

48 
U.N.   Development   Program  fisheries  project  in 

Viet-Nam,  U.S.  financial  support,  964 
U.S.  support,  761 

World  Food  Program:   Johnson,  297;  E.  V.  Rostow 

861 

Food  and  population  crisis:  Gaud,  669;  Humphrey, 

489;  Johnson,  329,  381,  567,  658;  E.  V.  Rostow, 

26,  856;  W.  W.  Rostow,  496;  Rusk,  46,  169,  874; 

Sisco,  64 

FAO  study:  Johnson,  297;  E.  V.  Rostow,  402,  859 

Marine    resources    development,    U.N.    resolution 

(Goldberg),  101 
North  Africa  (Palmer) ,  810,  814 
Nuclear  power  uses  as  solution  to,  572 
OECD  role   (Humphrey),  685 
U.S.  principles  for  alleviating:  Johnson,  160,  235, 

295;  E.  V.  Rostow,  401 
Water  for  Peace  Program:    761;   Johnson,  902; 
Rusk,  905 
Food  for  Freedom,  761 

1968  appropriations  request   (Johnson),  231,  232, 
235,297 
Food  for  Peace  programs:  Johnson,  658;  E.  V.  Ros- 
tow, 860 
Viet-Nam,  increase  in:  203;  Gaud,  201 
Food  resources  (see  also  Agriculture) : 

Latin  America,  AID  programs    (E.  V.  Rostow), 

863 
Marine  resources:   761;   Goldberg,  101;  Johnson, 

231,  301,709;  Rusk,  241 
State  Department  Policy  Planning  Council,  advis- 
ory panel,  16 
Force,  use  of.  See  Aggression 
Ford  Foundation,  728 
Foreign  aid  programs,  U.S.: 

Balance  of  payments,  effect  on :  345 ;  Johnson,  233, 

379,  381,  659;  E.  V.  Rostow,  21 
Communist  aggression,  relation  to  (Johnson),  384 
Food  production,  priority  of:   Johnson,  231,  296, 

297,  700;  E.  V.  Rostow,  858;  Solomon,  559 
Foreign  Assistance  Act  of  1967   (Johnson),  379, 
381, 659 


INDEX,   JANUARY   TO   JUNE    1967 


987 


Foreign  aid  programs,  U.S. — Continued 

Foreign  Assistance  Program  for  1968  (Rusk),  826 
Matched-funds  principle:  701;  Johnson,  544,  700; 

E.  V.  Rostow,  861 
Multilateral  aid,  combined  with:  701;  Johnson,  162, 

231,  232,  234,  295,  296,  297,  298,  378,  380,  384, 

659,  707;  Katzenbach,  958;  E.  V.  Rostow,  401, 

403;  W.  W.  Rostow,  496;  Rusk,  828,  831 
U.N.  programs  (Sisco),  459 
Regional    economic    development,    encouragement 

for:  Johnson,  231,  379,  380,  544,  659;  Katzen- 
bach, 958;  Palmer,  650;  Rusk,  828 
Sales  agreements,  stress  on  payment  in  dollars  or 

local  currency  (Johnson) ,  235 
Self-help  principles:  701,  760;  Gaud,  669;  Johnson, 

159,  231,  232,  235,  296,  297,  298,  334,  378,  379, 

381,  382,  542,  543,  659;  Palmer,  650,  814;  E.  V. 

Rostow,  401,  860;  W.  W.  Rostow,  497;  Rusk, 

724,  827,  831 
"Surplus"  concept,  aid  not  restricted  by  (Johnson) , 

235 
U.S.    national    interest    considerations:    Johnson, 

378,  545;   Palmer,  808;   E.  V.  Rostow,  857; 

Rusk,  827,  832 
Water  projects,  support  for,  758,  760 
Foreign  aid  programs  of  other  countries : 

China,  Republic  of:  Bundy,  325,  791;  Johnson,  846, 

848,  849 
Increases  in:  Johnson,  334;   E.  V.  Rostow,  403; 

Rusk,  785,  829,  830 
Multilateral  aid  to  India  (Johnson),  295,  299 
Netherlands,  964 
OECD  countries,  28 
Soviet  military  and  economic  aid  to  North  Africa 

(Palmer),  808,  811 
U.K.  economic  aid  to  CENTO,  670 
Foreign  currency: 

U.S.-owned  local  currencies  for  water  development, 

recommendations,  761 
Zlotys,  agreements  with  Poland  re  use  of,  766 
Foreign  investment  in  U.S.  (Johnson) ,  335 
Foreign  policy,  U.S.: 
Briefing  conferences: 
Educators,  322 
Regional:  Philadelphia,  565 
CIA  role,  policy  review,  666 
Congressional  documents  relating  to,  lists,  18,  223, 

350,  757,  801,  966 
Informed  public,  need  for  (Kohler) ,  406 
National   interests:    Johnson,   546;   Palmer,   810; 

Pollack,  912;  E.  V.  Rostow,  398;  Rusk,  250; 

Sisco,  459 
Nonpartisan  nature  (Rusk),  770 
Peace,  central  goal  of:  Johnson,  551;  Rusk,  271 
Principles,  objectives,  and  problems :  Goldberg,  625 ; 

Johnson,  158,  231,  232;   Palmer,  452;   E.  V. 

Rostow,  856;  W.  W.  Rostow,  491;  Rusk,  134, 

770,  879 


Foreign  policy,  U.S. — Continued 
Responsibilities: 

Congress  (Rusk),  774,  775 

President:  Johnson,  298;  Rusk,  249,  370,  725,  772, 
775 
Science  and  technology  as  instruments  of :  Pollack, 

911;  Rusk,  239 
Trade  as  an  instrument  of:  Johnson,  886;  Katzen- 
bach, 3 ;  Solomon,  555 
U.N.,  role  in  extending  U.S.  policy  (Sisco),  458 
U.S.  travel  restrictions,  103 
Foreign  Service  (see  also  State  Department) : 
Ambassadors,  confirmation,  261,  674,  765,  968 
Inservice  training:  Cortada,  Hope,  218 
Personnel  changes,  policies  (Lodge) ,  799 
Science  training,  need  for:  Pollack,  915;  Rusk,  238 
Scientific  attaches  (Pollack),  914 
Foreign  Service  Institute  (Rusk), 238 
Foreign  students  in  the  U.S.,  Afghanistan  (Maiwan- 

dwal),  628 
Forrestal,  James  V.  (Johnson),  960 
Forsyth,  John  (Rusk),  269 
Foster,  William  C,  571 
Fowler,  Henry  H.,  meeting,  53 
France: 

Foreign  aid  programs  (Rusk) ,  785,  830 

German-French  relations  (Rusk),  363 

Import  quota  controls  reduced,  246 

NATO,  position  on:  51 ;  Rusk,  46 

Nuclear  atmospheric  testing,  750 

Nuclear  power  plant  production   (Seaborg),  93 

Nuclear  proliferation,  position  on,  571 

Treaties,  agreements,  etc.,  224,  353,  438,  733,  930, 

968 
U.N.  peacekeeping  assessments,  position  on  (Gold- 
berg), 101 
Frankel,  Charles,  322 
Frankel,  Max,  776 
Fredericks,  Wayne,  756 
Freedom: 

South  West  Africa.  See  South  West  Africa 

U.N.  resolution  on  self-determination  and  nonuse 

of  force:  Nabrit,  31 ;  text,  32 
U.S.  support:  Johnson,  546,  960;  Nabrit,  30;  Rusk, 
270 
Freedom  of  association,  U.N.  covenant  provisions,  115 
Freedom  of  religion : 

U.N.  covenant  provisions,  115 
Viet-Nam  constitution  (Johnson) ,  590 
Freedom  of  speech  and  press :  Goldberg,  840 ;  Katzen- 
bach, 2 ;  Rusk,  130 
Southern  Rhodesia,  censorship  in:   370;   Palmer, 

454 
U.N.  covenant  provisions,  115 

Application  to  U.S.  (Harris),  106 
U.S. :  Rusk,  725,  777 ;  Trowbridge,  885 
Viet-Nam  constitution  (Johnson) ,  590 
Freeman,  Orville  L.:  907;  Johnson,  629;  Rusk,  46, 

874;  Solomon,  558 
Frei,  Eduardo,  71 


988 


DEPARTMENT  OF  STATE  BULLETIN 


:;      Fulbright-Hays  Act,  244 
'■      Fulton,  James  (Goldberg), 605 
Futaih,  Abdul  Aziz,  327 

'      Gabon,  treaties,  agreements,  etc.,  801,  834 

Gambia,  Peace  Corps  program,  agreement  for  estab- 
lishment, 122 
Garcia  Reynoso,  Placido,  70 
Garcia  Robles,  436 
Gardner,  John  W.:  918;  Humphrey,  164;  Johnson, 

15,665 
Gaud,  William  S.,  200,  482,  586,  668,  670  721 
General  Assembly,  U.N. : 

Constitutional   crisis,   1965:    Goldberg,   636,   896; 

Johnson,  566 
Documents,  lists  of,  36, 181,  305,  437 
International  covenants  on  human  rights : 

Civil  and  political  rights,  and  optional  protocol, 

text.  111 
Economic,  social,  and  cultural  rights,  text,  107 
U.S.  position:  Goldberg,  99;  Harris,  104 
Korea,  Republic  of,  sole  representative  of  Korean 

government,  565 
Nuclear  proliferation  treaty,  support  for,  571 
Peacekeeping  operations : 
Soviet  position  (Sisco),461 
U.S.  position :  Goldberg,  101,  640 ;  Sisco,  461 
Resolutions : 

Outer  space  treaty,  endorsement  and  commenda- 
tion, 83 
Prohibition  of  threat  or  use  of  force,  and  right 
of  peoples  to  self-determination,  text,  32 
Secretary-General  U  Thant,  continuation  in  office, 

14 
South  West  Africa : 
Administration  of,  U.S.  position:  Goldberg,  99, 
292,  888,  892;  Palmer,  648;  Rogers,  302;  Sisco, 
68 
Administration  pending  independence,  893 
Southern  Rhodesia,  resolutions  on  and  U.S.  support. 

See  Southern  Rhodesia 
21st  session,  evaluation:  Goldberg,  98;  Rusk,  42 
U.S.  delegation  to  5th  special  session,  732 
Geneva  accords : 

Background :  Meeker,  55 ;  W.  W.  Rostow,  493 
Communist  violations:   Johnson,  160,  514;  Nabrit, 

30 ;  Rusk,  281, 282,  743 ;  SE  ATO,  746 
Soviet  Union,  responsibilities  as  cochairman:   953; 
Rusk,  466, 878 
Geneva  Disarmament  Conference.  See  Eighteen-Na- 

tion  Disarmament  Committee 
Geneva  protocol  on  chemical  and  biological  warfare, 

577 
Genocide,  convention  for  prevention  and  punishment 
of  (1948) : 
Current  actions :  Mongolia,  641 
U.N.  support,  113 
Geodetic  research,  86 


INDEX,   JANUARY   TO   JUNE    1967 


Germany: 

Demarcation  lines  between  East  and  West  Ger- 
many, significance  (Meeker),  60 
Reunification:    657;    Brzezinski,   418;    Harriman, 
820;    Humphrey,  489,  680;   Katzenbach,  753; 
Kohler,  11;  NATO,  49;  E.  V.  Rostow,  24;  W. 
W.  Rostow,  500;  Rusk,  362,  771 
Four-power  conference,  question  of  (Rusk),  360 
Germany,  Federal  Republic  of: 

Balance-of-payments  position,  347,  788 

Chancellor  Adenauer,  death  of:  Johnson,  751,  752; 

Kiesinger,  751 ;  Rusk,  752 
East   Germany,  contacts   with:    52;    Katzenbach, 
755;  Rusk,  360 
Trade:    Katzenbach,   4;    Solomon,   521;    Trow- 
bridge, 882 
Economic  progress  (McGhee),  148 
France, relations  (Rusk), 363 
NATO  nuclear  weapons.  See  under  NATO 
Nuclear  facilities  under  EURATOM  safeguards, 

572 
Nuclear  power  plant  programs  (Seaborg),  93 
Nuclear  proliferation  treaty,  position  on  (Rusk), 

321 
Political  developments  (Rusk),  365 
Soviet  Union,  relations  (Rusk),  363 
Treaties,  agreements,  etc.,  86,  224,  260,  306,  701, 

733,  930,  968 
Trilateral  talks    (U.S.-U.K.-Germany)    concluded, 

788 
TV  interview  of  Secretary  Rusk,  transcript,  358 
U.S.  Mission  Chiefs  in  Europe,  meeting,  599 
U.S.  relations:  Johnson,  751;  Kiesinger,  751;  Rusk, 

359,  363 
U.S.  subsidiaries,  survey  (McGhee) ,  151 
U.S.  visit  of  Chancellor  Kiesinger,  proposed  (John- 
son), 751 
U.S.  visit  of  Minister  Willy  Brandt  (Rusk),  320 
Visit  of  President  Johnson:  751;  Kiesinger,  751 
Visit  of  Vice  President  Humphrey,  680 
Gestido,  Oscar  D.,  724 
Ghana: 

AID  programs  (Rusk),  831 

Treaties,  agreements,  etc.,  224,  260,  582,  613,  702 
Visit  of  Under  Secretary  Katzenbach :  756 ;  Katzen- 
bach, 955 
Gharrett,  John  T.,  636 
Gibbs,  Sir  Humphrey,  370 
Gilmour,  Craddock  Matthew  (Rusk), 248 
Gingland,  Richard  P.,  71 
Goldberg,  Arthur  J : 

Addresses,    correspondence,    remarks    and    state- 
ments : 
Aden,  100 

Africa,  developments  and  problems,  289 
Arab-Israeli  dispute,  871 

U.N.  role,  100,  920,  925,  927,  934,  936,  941,  943, 
944,  946 
Asia: 

Regional  development,  506 
Visit  to,  505,  509 


989 


Goldberg,  Arthur  J. — Continued 

Addresses,  correspondence,  etc. — Continued 
Astronauts,  tribute  to,  80 
Barbados,  independence  and  U.N.  membership, 

28 
Communist  China,  U.N.  membership,  question  of, 

100 
Cyprus,  U.N.  force  extended,  179 
Food  and  population  crisis,  U.N.  role,  101 
General  Assembly,  21st  session,  evaluation,  98 
Human  rights,  289 

U.N.  conventions,  U.S.  ratification  urged,  524 
U.N.  covenants,  importance  and  U.S.  support, 
99 
International  law,  U.N.  contributions,  102,  140 
Korea,  U.N.  support  for  unification,  101 
Marine  resources,  study  and  development,  101 
Nuclear  proliferation  treaty,  need  for,  and  U.S. 

support,  99 
Outer  space  law,  development,  141 
Outer  space  treaty : 

Development,  provisions,  and  importance,  78, 

83,98,602,839 
Signature  ceremony,  remarks,  267 
Portuguese  territories  in  southern  Africa,  290 
Self-determination,  principles  and  U.S.  support, 

290 
South  Africa,  racial  discrimination,  U.N.  coun- 

termeasures,  293 
South  West  Africa,  U.N.  administration,  99,  292, 

888, 892 
Southern  Rhodesia: 

U.N.  mandatory  sanctions  and  U.S.  support, 

73,  99,  142 
U.S.  interests,  290 
UNFICYP,  U.S.  pledge,  180 
U.N.  peacekeeping  operations,  101, 143,  636,  838, 

894 
U.N.  Secretary-General  U  Thant,  continuation  in 

office,  15, 98 
Viet-Nam : 

Peace  talks,  prospects  for  and  U.S.  position, 
137,  506,  512,  619  (quoted),  840 
U  Thant  aid  requested,  63,  98 
Situation  reports,  506,  510,  839 
U.N.  inability  to  act,  98,  839 
U.S.  objectives,  310,  505,  510,  839,  841 
Asia,  visit  to,  505,  509,  517 

Outer  space  treaty,  work  on:  Rusk,  600;  Sisco, 

461 
U.S.  delegate  to  5th  special  session  of  U.N.  Gen- 
eral Assembly,  732 
Work  of:  Johnson,  566;  Rusk,  42 
Goldschmidt,  Arthur  E.,  261 
Gordon,  Lincoln,  476,  721 
Great  Society  (Johnson),  158,  231,  243 
Greece : 

Communist  subversion,  U.S.  role  against:  John- 
son, 546,  547;  Kohler,  7,  409;  Rusk,  877 


Greece — Continued 

Economic  progress:  E.  V.  Rostow,  862;  W.  W.  Ros- 
tow,  496 

Militai-y  takeover,  U.S.  position  (Rusk),  750 

NATO  position  and  aid,  50 

OECD  aid,  28 

Treaties,  agreements,  etc.,  225,  260,  613,  733,  930 

U.S.  military  assistance  (Johnson),  384 
Greenwald,  Joseph  A.,  70 
Grissom,  Virgil  (Johnson),  388 
Guam  (Johnson),  587 
Guam  Conference.  See  Viet-Nam 
Guatemala,  treaties,  agreements,  etc.,  122, 224,  930 
Guerassimov,  Luben  Nikolov,  16 
Guerrero,  Manuel  F.  L.:  596;  (Johnson),  587,  594 
Guinea: 

U.S.  visit  of  Foreign  Minister  Beavogui,  554 

Visit  of  Under  Secretary  Katzenbach,  756 
Guyana,  treaties,  agreements,  etc.,  305,  306,  393,  613, 
701,897 

Haile  Selassie  1, 425 
Haiti: 

Ambassador  to  U.S.,  credentials,  172 
Treaties,  agreements,  etc.,  224, 260 
U.S.  Ambassador  (Ross) ,  confirmation,  765 
Hammarskjold,  Dag  (Sisco) ,  460 
Hand,  Learned  (quoted) ,  545 
Harbison,  Frederick  H.,  651 
Hare,  Raymond  A.,  221 

Harriman,  W.  Averell :  586,  815 ;  (Johnson) ,  539 
Harris,  Patricia  R.,  104 
Harsch,  Joseph  C,  169,  621 
Hart,  Parker,  656 
Harvey,  Mose  (Katzenbach) ,  3 
Hasluck,  Paul,  747, 749 
Haynes,  Ulric,  651 
Healey,  Denis,  687 
Health: 
Africa,    regional    programs:     Katzenbach,    958; 

Palmer,  650 
CENTO  programs:  670;  Gaud,  669 
Latin  America:  713,  720;  Johnson,  541,  543,  632, 

709;  E.  V.  Rostow,  863 
Malnutrition,  problem  of  (see  also  Food  and  popu- 
lation crisis) :  Gaud,  669;  E.  V.  Rostow,  402 
Philippines : 

Institute  of  Tropical  Medicine  (Martin) ,  196 

Medical   care,   agreement   re   use   of   Veterans 

Memorial  Hospital  and  provision  for  inpatient, 

outpatient  care,  and  treatment  of  veterans,  802 

SEATO  programs,  747 

U.N.  International  Covenants  on  Human  Rights, 

provisions,  109 
U.S.  financial  support  (Johnson) ,  381 
Viet-Nam :  209, 211 ;  Komer,  470 

Civilian  hospital  capacity  increased,  664 
Water  projects,  relation  to,  758 


990 


DEPARTMENT  OF   STATE  BULLETIN 


Health,  Education,  and  Welfare  Department: 

Center  for  Educational   Cooperation:    Humphrey, 
164;  Johnson,  15 

Educational  TV,  task  force  assignment  (Johnson) , 
16 
Heath,  William  W.,  674 
Hellyer,  Paul,  687 
Helms,  Richard  M.,  586, 665 
Henning,  John  F.,  261 
Hernandez,  Benigno  C,  968 
Herter,  Christian:  217;  Johnson,  Rusk,  147 
Hickenlooper,  Bourke  B.,  476 
Hightower,  John,  723 
Hilaly,  A.,  747 
Historical  summary: 

Communist  aggression   ( W.  W.  Rostow) ,  492 

Communist  China,  U.S.  relations  (U.  A.  Johnson), 
420 

Eastern  Europe,  post  World  War  II  (Harriman), 
815 

Southern  Rhodesia,  366 

U.S.  foreign  policy  (Rusk),  270 

Viet-Nam  (Meeker),  54 
Ho  Chi  Minh:  596;  Rusk,  280,  321 
Holdridge,  John,  566 
Holt,  Harold  E.,  961 
Holum,  Kenneth,  765 
Holy  See.  See  Vatican  City  State 
Holyoake,  Keith,  747,  749 
Honduras: 

Treaties,  agreements,  etc.,  260,  581,  930 

U.S.  income  tax  convention  terminated,  181 
Hong  Kong,  cotton  textile  agreement  amended,  929 
Hoover,  J.  Edgar   (Rusk),  249 
Hope,  A.  Guy,  218 
Hornig,  Donald  F.:  721,  850,  907;  Humphrey,  684; 

McGhee,  150;  Rusk,  238 
Hoyt,  Henry  A.,  721 
Hubbard,  Charlotte  Moton,  566 
Hughes,  Charles  Evans,  840 
Hull,Cordell  (Rusk),  270 

Human  rights  (see  also  Civil  rights,  and  Racial  dis- 
crimination) : 

Africa:  Goldberg,  289;  Katzenbach,  955;  Palmer, 
646 

International  covenants  (U.N.)  on  human  rights: 
Goldberg,  99;  Harris,  104;  texts,  107,  111 

International  Year  of  Human  Rights  (Goldberg), 
528 

U.N.  conventions,   U.S.  ratification   urged    (Gold- 
berg), 524 

U.N.  Human  Rights  Committee,  116 

U.N.  position  and  role  (Sisco),  66 

U.S.:  Braderman,  664;  Harris,  106;  Johnson,  14 

U.S.  support  (Rusk),  772 

Universal   Declaration   of   Human   Rights,   U.N., 
18th  anniversary  (Harris),  104 


Humphrey,  Hubert : 

Addresses,  remarks  and  statements: 

East-West  relations  and  U.S.  efforts  to  improve, 

488, 682 
Economic  and  social   development,  world  prob- 
lems, 684 
Education,  importance,  164 
Europe,  U.S.  relations  and  aims,  486,  679 
Germany,  reunification,  680 
NATO,  682 

Organization  for  Economic  Cooperation  and  De- 
velopment, 683 
Science  and  technology,  164,  238  (quoted),  684 
U.N.,489 

U.S.-Soviet  relations,  488 
Meetings,  U.S.  Chiefs  of  Mission,  Bonn,  599 
Visit  to  Europe:   Humphrey,  679,  680,  681,  683; 
Johnson,  678;  Rusk,  727 
Hungary,  treaties,  agreements,  etc.,  224,  260,  481, 

930 
Huntley,  Chet  (Wheeler) ,  190 

IBRD.  See  International   Bank  for  Reconstruction 

and  Development 
ICC.  See  International  Control  Commission 
Iceland : 

Import  quota  controls  reduced,  246 

Treaties,  agreements,  etc.,  154,  160,  393,  481,  613, 

702,  766,  930,  967 
U.S.  Ambassador  (Rolvaag),  confirmation,  674 
ICY   (International  Cooperation  Year):  568;  John- 
son, 658 
IDA.  See  International  Development  Association 
IJC  (International  Joint  Commission,  U.S.-Canada), 

634 
IMCO.  See  Maritime  Consultative  Organization,  In- 
tergovernmental 
Imports    (see   also   Customs;    Exports;    Tariffs   and 
trade,  general  agreements  on;  and  Trade)  : 
Balance  of  payments,  effect  on  (E.  V.  Rostow),  20 
Foreign      import      restrictions      removed:      245; 

Blumenthal,  433 
Import  restrictions  on  goods  from  Mexico,  proposed 

liberalization,  70 
International  Coffee  Agreement  quantitative  im- 
port limitations,  256 
Private  road  vehicles,  temporary  importation  of, 

customs  convention    (1954)  :  Australia,  673 
Professional  equipment,  temporary  importation  of, 

customs  convention  (1961) :  U.S.,  481 
Sheet    glass,    modification    of    escape-clause    duty 

rates,  216 
Southern   Rhodesia,   U.N.   sanctions   against:    77, 
373 ;  Palmer,  449 
U.S.  implementation.  Executive  order,  146 
U.S.,  capital  goods,  342 
Viet-Nam,  AID  commercial  imports:   202;   Gaud, 

200 
Watch  movements,  escape-clause  duty  rates  termi- 
nated, proclamation,  217 


INDEX,   JANUARY   TO   JUNE    1957 
271-701 — 67 3 


991 


Income,  conventions  for  the  relief  of  double  taxation. 

iSee  Double  taxation 
India: 

Agriculture,  development  and  problems:  Johnson, 
298,  334,  383,  700;  W.  W.  Rostow,  496;  Rusk, 
830 
Communism,  threat  to  (Sisco),462 
Council  for  Cultural  Relations,  667 
Experimental  rain-making  projects  (Johnson),  903 
Financing,  problems:  338;  E.  V.  Rostow,  404 
Food  crisis: 

Multilateral  aid:  Johnson,  295;  Rusk,  46,  48 
U.S.  proposals:  701;  Johnson,  299,  658;  E.  V. 
Rostow,  403,  861 
U.S.  aid:  Johnson,  295,  298,  300,  383,  700;  Rusk, 
46,  48 

Congressional  resolution,  text,  700 
Treaties,  agreements,  etc.,  36,  182,  224,  353,  481, 

530,  701,  702,  733,  930 
U.S.  aid: 

AID  programs:  Johnson,  159;  E.  V.  Rostow,  863; 

Rusk,  830 
Military  aid  terminated,  688 
1968  estimate:  Johnson,  234,  300;  Rusk,  830 
U.S.  fact-finding  committee,  results  of  tour  (John- 
son), 299 
India  Aid  Consortium:  Johnson,  296,  299,  383,  700; 
E.  V.  Rostow,  403,  861 ;  W.  W.  Rostow,  496 ;  Rusk, 
830 
India-Pakistan  border  dispute,  U.N.  role:  Goldberg, 
838 ;  Johnson,  567 ;  Rusk,  785 ;  Sisco,  66 
Soviet  position  (Sisco),  462 
Indonesia : 

Ambassador  to  U.S.,  credentials,  172 
Communism,  rejection  of:    Bundy,  325,  791,  792; 

Holt,  962;  Martin,  196;  W.  W.  Rostow,  493 
Economic  progress:  750;  Johnson,  384;  Rusk,  832 
Malaysia,  relations  with:  Bundy,  326,  792;  Rusk, 

744 
Treaties,  agreements,  etc.,  224,  260,  438,  481,  613, 

701,766,929 
U.N.   membership,  participation   renewed    (Gold- 
berg) ,  100 
Indus  River  basin  (Johnson) ,  903 
Industrial  property,  convention  (1883,  as  revised)  for 
the  protection  of :  Argentina,  353 ;  Dahomey,  85, 
154;  Ireland,  897;  Morocco,  765 
Soviet  accession,  importance  (Trowbridge) ,  885 
Information  activities  and  programs : 

Adverse  drug  reaction  reporting  center,  WHO,  918 

Amerika  (Katzenbach),755 

Appropriations  request  FY  1968   (Johnson),  232, 

236 
CIA-assisted  programs,  666 
Computer  technology  (Pollack) ,  911 
Newsmen,  exception  from  U.S.  travel  restrictions, 

103,953 
Outer  space  treaty  provisions  for  public  reporting: 
Goldberg,  81,  606;  Johnson,  388 


Infoi-mation  activities  and  programs — Continued 
Romania,  cultural  exchange  arrangement  renewed, 

480, 482 
Scientific  information:  332;  Humphrey,  166 
Trade  and  industrial  exhibitions  overseas :  Johnson, 

886;  Trowbridge,  884 
Voice  of  America:   Kohler,  411;  Solomon,  519 
Water  resources  information,  recommendations  for 
coordination  and  expanded  programs :  763, 907 ; 
Rusk,  905 
Institute  of  International  Education    (Humphrey), 

164 
Inter-Agency  Council  on  International  Education  and 

Cultural  Affairs,  667 
Inter-American  Development  Bank:  715;  W.  W.  Ros- 
tow, 496;  Rusk,  829 
Fund  for  Special  Operations,  appropriations  and 
authorization  request,  FY  1968:  887;  Johnson, 
231,235,  544;  Rusk,  723 
U.S.  alternate  governor  (Gaud),  confirmation,  482 
U.S.  support:  338;  Johnson,  334,  382,  540,  709 
Interest  Equalization  Tax,  342 

Rate  adjustment :  344 ;  Johnson,  335 
International  Bank  for  Economic  Cooperation,  699 
International  Bank  for  Reconstruction  and  Develop- 
ment :  Bundy,  325,  793 ;  E.  V.  Rostow,  858 ;  W.  W. 
Rostow,  496 
African     development,     role:     Katzenbach,     958; 

Palmer,  650,  813 
Articles  of  agreement,  current  actions:  Indonesia, 

701 
East  European  countries  membership,  question  of: 

699;  Harriman,  820 
India  Aid  Consortium:  Johnson,  296,  299,  383,  700; 

E.  V.  Rostow,  403,  861 ;  W.  W.  Rostow,  496 
U.S.   Alternate    Governor    (E.    V.    Rostow),    con- 
firmation, 261 
U.S.  support:  Johnson,  383;   E.  V.  Rostow,  403; 
Rusk,  772 
International    Cereals     Arrangement:     Blumenthal, 

297;  E.  V.  Rostow,  403,  861;  Roth,  880 
International  Chamber  of  Commerce,  696 
International  Conference  on  Water  for  Peace:   762, 

765;  Solomon,  562 
International    Control    Commission:    750;    Goldberg, 
507;  Johnson,  515;  Meeker,  56;  Rusk,  127,  620, 
773,778;  U  Thant,  625 
Laos,  inability  to  function  in  (Rusk) ,  169,  281,  743, 
777 
International  cooperation : 
Antarctic  Treaty,  71 

Desalination  development  (Solomon),  561 
Industrial  property  (Trowbridge),  885 
International   Cooperation  Year    (Johnson),  568, 

658 
Marine  resources,  U.N.  resolution  on  study  and 

development  of  (Goldberg),  101 
Mekong   River   development:    Bundy,   326;    John- 
son, 903 
Nuclear  energy  development  (Seaborg),  97 


992 


DEPARTMENT   OF   STATE   BULLETIN 


International  cooperation — Continued 

Outer  space  treaty  provisions,  prospects  and  im- 
portance: Dean,  268;  Dobrynin,  269;  Goldberg, 
81,  83,  603;  Johnson,  387;  Rusk,  267;  U  Thant, 
268 
Scientific  information:   Humphrey,   166;   Pollack, 

911 
Southern  Hemisphere  telescope  in  Chilean  Andes, 

728 
U.N.  Charter  principles:  Johnson,  330;  Rusk,  875 
U.N.  covenants,  support,  109 
U.S.  support:  Johnson,  13,  231;  Pollack,  912;  E.  V. 

Rostow,  861 ;  Rusk,  267 
Water  for   Peace:    758,   762,   907;    Johnson,   902; 

Rusk,  905 
White  House  Conference  on  International  Coopera- 
tion, recommendations,  report  of  action  taken 
(Johnson),  658 
World  community  of  developed  nations   (Brzezin- 

ski),414 
World   food   supply,   obligations   to   contribute   to 
(Johnson),  296,  300 
International  Cotton  Advisory  Committee  (Solomon), 

560 
International  Court  of  Justice : 

South  West  Africa  decision:   Goldberg,  144;  Pal- 
mer, 647 
Statute,   current   actions:    Barbados,   36;    Malta, 
Malawi,  967 
International  Development  Association:  338;  Harri- 
man,  820;  Johnson,  334;  E.  V.  Rostow,  27;  W.  W. 
Rostow,  496 
Authorization  request,  FY  1968    (Johnson),  231, 
235 
International  Education  Act  of  1966:  Humphrey,  164; 

Johnson,  15 
International  Hydrological  Decade,  760,  764 
International  Institute  for  Cotton  (Solomon),  560 
International  Joint  Commission,  U.S.-Canada,  Niag- 
ara Falls  study  requested,  634 
International  law : 

Commission    on    International    Trade    Law,    U.N. 

(Goldberg),  102 
Common  law  of  nations    (Meeker),  59 
International   agreements,   relation   to:    Goldberg, 

141 ;  Meeker,  58 
International  due  process  (Rusk),  249 
Outer  space  law,  development  of:  577;  Goldberg, 

79,  142,  602;  Rusk,  601 
Outer  space  treaty,  importance  to:   Dobrynin,  269; 

Goldberg,  79,  99,  141;  U  Thant,  268 
SOLAS   1960   Convention  amendments,  nature  of 

(Miller),  176 
Treaties,  law  of,  proposed  international  drafting 

conference,  U.N.  (Goldberg),  102 
U.N.,  advancement  of:   Goldberg,  140,  896;  Rusk, 

601 
U.N.  covenants  on  human  rights,  international  law 

aspects   (Harris),  104 
U.N.  resolutions,  legal  status  (Nabrit),  31 


International  law — Continued 

U.N.  sanctions  against  Southern  Rhodesia,  legal 

status:  369,  374;  Goldberg,  143 
Water  resources,  legal  aspects,  764 
International  monetary  system: 

Balance  of  payments.  See  Balance  of  payments 
Reforms  needed:  340,  348;  Humphrey,  863;  John- 
son, 335,  757 ;  E.  V.  Rostow,  19,  23 ;  W.  W.  Ros- 
tow, 497 
International  organizations  (see  also  name  of  orga- 
nization) : 
AID  appropriations  request  FY  1967   (Johnson). 

233 
Development  and  U.S.  support:   Humphrey,  489; 
Johnson,  906;  Pollack,  913;  W.  W.  Rostow,  491 
Universal  copyright  convention,  protocol  2  re  works 
of,  current  actions ;  Netherlands,  833 
International  rivers,  development:   (see  also  Mekong 
River  basin)  :    762;   Johnson,  903;   Katzenbach, 
958 
International  Telecommunications  Union  (Sisco) ,  462 
International  Tourist  Year,  695 
International   Trade  Center    (Blumenthal),  435 
International   Year  for  Human  Rights    (Goldberg), 

528 
Investment  disputes,  convention  (1965)  on  the  settle- 
ment of,  between  states  and  nationals  of  other 
states:    Burundi,   481;    Cameroon,   Kenya,   182; 
Korea,  481;  Morocco,  897;  Senegal,  765;  Sudan, 
613;    Sweden,   154;   Trinidad  and  Tobago,  182; 
U.K.,  122;  Yugoslavia,  641 
Investment    Guaranty    Program,   agreements    with: 
Cameroon,    530;    Ghana,    582;    Indonesia,    438; 
Lesotho,  582,  614;  Malta,  393;  Paraguay,  86 
Investment  of  foreign  capital  in  U.S.,  343 
Investment    of    private    capital    abroad:    337,    346; 
Braderman,  664 
Africa  (Johnson),  383 

Agricultural  industries,  U.S.  support  for  increased 
investment:  Johnson,  295,  300;  E.  V.  Rostow, 
404,  856 
AID    Office  of  Private   Resources:   Johnson,   381; 

E.  V.  Rostow,  860 
Balance  of  payments,  effect  on,  342,  444 
Brazil,  investment  tax  credit,  581 
Europe,  U.S.  subsidiaries,  survey   (McGhee),  151 
Korea,  69,  553,  554 
Latin  America  ( Linowitz) ,  730,  824 
Philippines  (Braderman),  662 

Rights  and  responsibilities  of  overseas  investors, 
proposed     international     agreement     (E.     V. 
Rostow),  862 
U.S.    encouragement:    Johnson,   231,   379;    E.    V. 
Rostow,  861 ;  Rusk,  828 
Iran: 

Ambassador  to  U.S.,  credentials,  909 

Economic  progress:  670;  Gaud,  669;  W.  W.  Rostow, 

496 
Treaties,  agreements,  etc.,  122,  438,  701 
U.S.  military  assistance  (Johnson) ,  384 


INDEX,    JANUARY   TO   JUNE    1967 


993 


Iraq: 

Treaties,  a^eements,  etc.,  154,  481 
U.S.  travel  restrictions,  announcement,  952 
Ireland,  treaties,  agreements,  etc.,  224,  260,  481,  897, 

929,  967 
Israel : 

Arab-Israeli  conflict.  See  Arab-Israeli  conflict 
Cotton  textile  agreement  concluded,  announcement 

and  text,  389 
Economic  progress:  337;  E.  V.  Rostow,  401,  858, 

862 ;  W.  W.  Rostow,  496 
Syrian  border  dispute,  U.N.  role  and  U.S.  support: 

Goldberg,  100;  Sisco,  66 
Treaties,  agreements,  etc.,  260,  353,  613,  642,  702, 

766,  929,  930 
U.S.  travel  restrictions,  announcement,  952 
Italy: 

Air  transport  agreement  terminated,  965 
Balance  of  payments  position,  347 
Fiat  automotive  plant  in  Soviet  Union :  Harriman, 
819;    Katzenbach,    4;    Solomon,    522;    Trow- 
bridge, 883 
Treaties,  agreements,  etc.,  122,  224,  260,  481,  646, 
968 
Ivanov,  Igor,  25 
Ivory  Coast: 

Ambassador  to  U.S.,  credentials,  16 
Treaties,  agreements,  etc.,  642,  674,  967 
Visit  of  Under  Secretary  Katzenbach,  756 

Jackson,  Andrew  (Johnson),  534 

Jackson,  Henry  M.,  514 

Jacoby,  Neil  H.  (Rusk) ,  832 

Jakobson,  Max  (Goldberg),  888,  895 

Jamaica,  treaties,  agreements,  etc.,  154,  224,  929 

James,  William,  63  (quoted) 

Japan: 

Asian  affairs,  role:  Bundy,  326;  Martin,  196 

Balance-of -payments  position,  347 

Eastern  Europe,  relations  and  trade   (Solomon), 

519,  521 
Economic  progress:   336;    Bundy,  324,  791,  793; 

McGhee,  150 
Foreign  aid  programs:  Johnson,  334;  Rusk,  785 
Governors,  U.S.  visit  (Johnson) ,  917 
Import  quota  controls  reduced,  246 
Korea,  relations:   Bundy,  326;   Chung,  552 
Nuclear  power  plant  production  (Seaborg),  93 
Political  progress  (E.  V.  Rostow) ,  399 
Treaties,  agreements,  etc.,  86,  224,  260,  613,  642, 

898,  968 
U.S.-Japan  fishery  talks,  178,  424 
Visit  of  Ambassador  Goldberg  (Goldberg) ,  505,  509 
Jefferson,  Thomas:  451;  quoted,  160 
Johnson,  Lyndon  B.: 

Addresses,  remarks,  and  statements: 
Africa,  U.S.  aid,  159,  379,  383 
Aggression,  U.S.  record  in  meeting,  161,  830,  546, 

654,  871,  960 
Alliance  for  Progress,  12,  158,  231,  382,  540,  632 
Summit  meeting,  statements,  706,  707,  708,  711 


Johnson,  Lyndon  B. — Continued 
Addresses,  etc. — Continued 

American  ideals,  163,  301,  385,  654,  960 

Amistad  Dam,  12 

Antiballistic  missiles,  160,  569,  659 

Arab-Israeli  conflict,  U.S.  position,  870,  935,  952 

Asia,  regional  cooperation  and  U.S.  support,  162, 

380,  382,  469,  549,  960 
Astronauts  Grissom,  Chaffee,  and  White,  deaths 

of,  388 
Balance  of  payments,  U.S.,  233,  334,  381,  886 
CIA-private  U.S.  voluntary  organizations,  rela- 
tionships, report  on  policy  review,  665 
Consular  convention  with  Soviet  Union,  287,  545, 

659 
East- West  relations,  U.S.  efforts  to  improve,  159, 

334,  659,  680,  696 
Europe,  visit  of  Vice  President  Humphrey,  678 
EXPO  67,  907 

Food-population  crisis,  160,  295,  902 
Foreign  aid  programs: 

1968  budget,  230,  378,  543 

Principles,  296,  334,  381,  659,  958  (quoted) 
Germany,  Federal  Republic  of.  Chancellor  Ade- 
nauer, regrets  at  death,  751,  752 
Germany,  reunification,  680  (quoted) 
Guam,  587 
Herter,  Christian,  expression  of  sorrow  on  death 

of,  147 
India,  food  crisis,  U.S.  and  multilateral  aid,  295, 

383,  658,  700 
International  Cooperation  Year,  report  of  action 

taken  on   recommendations   of   White  House 

Conference,  658 
International  monetary  system,  335 
Japan,  U.S.  relations,  917 
Kennedy  Round,  333,  756 

Negotiations  concluded,  879 
Korea,  U.S.  relations,  548 
Lincoln's  birthday,  452  (quoted) 
National  Christmas  Tree,  lighting  ceremony,  14 
NATO,  159 
Near  and   Middle  East    {see  also  Arab-Israeli 

conflict),159,  382,  384 
Nuclear  "blackmail,"  572  (quoted) 
Nuclear  nonproliferation  treaty,  need  for  and 

U.S.  support,  447,  569,  659 
Outer  space  treaty,  386,  569,  659 

Signature  ceremony,  266 
President  Frei  of  Chile,  U.S.  visit,  71 
Rio  Grande  salinity  agreement,  428 
Soviet  Union,  nuclear  arms  race,  proposal  talks, 

445 
State  of  the  Union  (excerpts) ,  158 
Trade,  333,  757,  886 

Trust  Territory  of  the  Pacific,  599  (quoted),  865 
Turkey,  383,  547,  652,  653 
United  Kingdom,  U.S.  relations,  963 
United  Nations,  330,  566,  629 

Secretary-General   U    Thant,  continuation   in 
office,  14 


994 


DEPARTMENT  OF  STATE  BULLETIN 


Johnson,  Lyndon  B. — Continued 
Addresses,  etc. — Continued 

U.S.S.  John  F.  Kennedy,  christening  ceremony, 
959 

Viet-Nam  (for  details,  sec  Viet-Nam)  : 
Appropriations  requests,  233,  236 
Economic  and  political  progress,  537 
Guam  conference,  587,  588,  589,  590,  592,  594 
Peace  negotiations,  537,  538 
Political  and  economic  progress,  589,  590 
Tet  cease-fire  termination,  365 
U.S.  commitments,  160,  534,  961 
U.S.  military  policy  and  objectives,  535,  593, 

594 
Visits  of  Lilienthal  and  Komer,  467 

War  on  Hunger,  295,  379,  658 

Water  for  Peace,  902 

World  peace,  U.S.  role,  550 

World  Weather  Watch,  658 
Appointments: 

Educational  TV  task  force,  15 

International  Conference  on  Education,  hosts,  15 
Asian  tour,  results  (Martin) ,  197 
Correspondence  and  messages : 

East-West  trade   recommendations   of   Interna- 
tional Chamber  of  Commerce,  696 

Education,  International  Conference  on,  15 

Educational  TV,  appointment  of  task  force,  15 

Memorial  Day  messages  exchanged  with  General 
Thieu,  917 

Truman  Doctrine,  20th  anniversary,  546,  547 

Viet-Nam: 

Negotiation,  proposed  for,  595 
Tet  cease-fire,  proposed  extension  of,  319 
Guam  Conference:  586;  Johnson,  587,  588,  589,  590, 

592,  594 
Meetings  with  Heads  of  State  and  officials  of,  re- 
marks and  joint  communiques:  Afghanistan, 
627;  Australia,  960;  Brazil,  242;  Canada,  908; 
China,  846;  Ethiopia,  425;  Korea,  548;  Mexico, 
12;  Morocco,  328;  Turkey,  652;  U.K.,  963 
Messages,  letters,  and  reports  to  Congress: 

Arab-Israeli  conflict,  U.S.  position,  952 

Arms  Control  and  Disarmament  Agency,  6th  an- 
nual report,  transmittal,  568 

Automotive  Products  Trade  Act  of  1965,  1st  an- 
nual report,  transmittal,  732 

Budget,  FY  1968,  excerpts,  230 

Economic  Report  of  the  President   (excerpts), 
333 

Foreign  aid,  program,  1967,  878 

International  Coffee  Agi-eement,  2nd  annual  re- 
port, transmittal,  250 

Latin  American  meeting  of  Chiefs  of  State,  540 

Narcotic  drugs,  U.S.  accession  to  single  conven- 
tion, 1961,  recommended,  671 
Outer   space   treaty   ratification    recommended, 

386 
Peace  Corps,  5th  annual  report,  529 
State  of  the  Union  (excerpts) ,  158 


Johnson,  Lyndon  B. — Continued 
Messages,  etc. — Continued 
U.S.  pai-ticipation  in  the  U.N.,  20th  annual  re- 
port, transmittal,  566 
Viet-Nam: 

Supplemental     appropriations     request,     FY 

1967,  236 
U.S.  position  on  bombing  of  North  Viet-Nam, 
514 
War  on  Hunger  program,  295 
Outer  space  treaty,  work  on   (Goldberg),  605 
Policies:    Harriman,   819;   Johnson,   903;   Katzen- 

bach,  955;  W.  W.  Rostow,  504 
Press  briefing,  transcript  of,  467 
Responsibilities:  Johnson,  160,  298;  Rusk,  249,  270, 

772 
Tribute  to:  Rusk,  131,  270;  Silva  e  Costa,  243 
Visit  to  Canada:  Johnson,  907,  908;  Pearson,  909 
Visit  to  Europe,  question  of  (Rusk),  727 
Visit  to  Korea,  1966;  Chung,  551;  Johnson,  550 
Visit  to  Latin  America:  678,  721;  Humphrey,  680; 

Johnson,  706 
Visit  to  North  Viet-Nam,  question  of  (Rusk),  283 
Johnson,  Paul,  274 
Johnson,  U.  Alexis,  420 
Jordan : 

Israeli   military   action,    U.N.    peacekeeping   role 

(Goldberg),  100 
Treaties,  agreements,  etc.,  306,  766 
U.S.  travel  restrictions,  announcement,  952 
Judicial  or  extrajudicial  documents  in  civil  or  com- 
mercial    matters,     service     abroad,    convention 
(1965):  France,  353;  U.S.,  732 

Kalb,  Marvin,  127 

Kashmir.  See  India-Pakistan  border  dispute 

Katzenbach,  Nicholas  de  B.:  Johnson,  665;  Rusk,  247 

Addresses  and  reports,  2,  671,  753,  954 

Meetings,  552,  599 

Visit  to  Africa:  756;  Katzenbach,  954 
Kaunda,  Kenneth  (quoted),  955 

Kennedy.  John  F.    (quoted),  281-282,  316,  838,  891 
U.S.S.  John  F.  Kennedy,  christening  ceremony 
(Johnson),  959 
Kennedy,  Robert  F.:  Goldberg,  508;  Rusk,  322,  516 
Kenya : 

AID  programs  (Rusk),  831 

Political  development  (Palmer),  456 

Treaties,  agreements,  etc.,  85, 182,  733,  834 

Visit  of  Under  Secretary  Katzenbach,  756 
Kenyatta,  Jomo,  456 
Kenyon,  Karl  W.,  71,  632 
Keppel,  Francis,  651 
Khalatbary,  Abbas  Ali,  668,  670 
Kiesinger,  Kurt:  362, 751 ;  Humphrey,  680 
Kim,  Sung  Eun,  552 
King,  David  S.,  261 
King,  Martin  Luther,  726 
King  Hassan  II,  328,  330 
Kohler,  Foy  D.,  6,  247, 406 


INDEX,   JANUARY   TO   JUNE    1967 


995 


Komer,  Robert  W. :  469,  586,  591 ;  Bunker,  845 ;  John- 
son, 538,  587,  593 
Korea,  unification  and  U.N.  role  (Goldberg),  101 
Korea,  North,  U.S.  travel  restrictions,  103,  565 
Korea,  Republic  of: 

AID  programs  (E.  V.  Rostow) ,  863 
Asia,  role  in:  553;  Chung,  552;  Johnson,  548 
Communist  attacks,  U.S.  and  ROK  casualties,  553 
Economic  progress:  69,  337,  552;  Bundy,  324,  791, 
792;  Chung,  551;  Goldberg,  511;  Johnson,  384, 
548,  550;  E.  V.  Rostow,  401,  858,  862;  W.  W. 
Rostow,  496;  Rusk,  832 
Japan,  relations:  Bundy,  326;  Chung,  552 
Political  development:   Bundy,  325;  Johnson,  548 
Treaties,  agreements,  etc.,  260,  438,  481,  582,  702, 

733,  766,  898,  930,  968 
U.N.    recognition   as   sole   lawful   government   of 

Korean  people,  565 
U.S.  Ambassador   (Porter),  confirmation,  968 
U.S.  investment  and  trade  mission:  69,  554;  Chung, 

553 
U.S.  military  assistance:  553;  Johnson,  384 
U.S.  visit  of  Prime  Minister  Chung,  548 
Viet-Nam,  military  and  other  aid  to:  552;  Bundy, 
324,  792 ;  Chung,  552 ;  Johnson,  549,  961 ;  W.  W. 
Rostow,  503 ;  Westmoreland,  740 
Visit  of  Ambassador  Goldberg  (Goldberg) ,  505,  509 
Visit  of  President  Johnson    (1966):    Chung,  551; 
Johnson,  550 
Korean  conflict:   Johnson,  161,  547;  U.  A.  Johnson, 
421 ;  Kohler,  7,  409;  Popper,  690;  W.  W.  Rostow, 
492;    Rusk,   621,   877;    Sisco,   66;    Truman,   548 
(quoted) 
Korean  Service  Corps  agreement,  582 
Kosygin,  Aleksei  N. :  444;  Johnson,  659;  Rusk,  466, 

783 
Kristensen,  Thorkil  (E.  V.  Rostow) ,  20 
Kuwait,  U.S.  travel  restrictions,  announcement,  952 
Ky,  Nguyen  Cao;  586;  Goldberg,  513 

Labor: 

Convention  on  the  abolition  of  forced  labor,  1957: 
Soviet  position   (Goldberg),  527 
U.S.  ratification  recommended    (Goldberg),  524 
Europe,  large-scale  movement  of  labor,  337 
OECD  manpower  studies  (Rostow),  21 
U.N.  International  Covenants  on  Human  Rights, 
provisions,  108,  115 
Labor  Organization,  International    (Goldberg),  527 
Constitution,  1946,  instrument  for  the  amendment 
of,  Barbados,  865 
Lachs,  Manfred   (Goldberg),  78 
Land-locked    states,    convention    (1965)     on    transit 

trade  of:  Chad,  733 
Lansdale,  Edward,  844 
Laos: 

Communism,  threat  of  (Rusk),  169,  832,  877 
Communist     use     in     infiltration     of     Viet-Nam: 
Meeker,  59;   Rusk,  281,  282,  743,  777;  SEATO, 
746 


Laos — Continued 

Nam  Ngum  Dam  (Bundy),  326 
Neutrality:   285;   Rusk,  281,  282 
Outer  space  treaty,  signature,  260 
U.S.  aid  program:  Johnson,  384;  Rusk,  827 
Laos   agreement,   1962    (see   also    Geneva   accords), 
Communist  violations:  Johnson,  514,  W.  W.  Ros- 
tow, 503;  Rusk,  126,  128,  281,  282,  283,  742,  777; 
SEATO,  746 
Last  Revolution  (Economist),  495 
Latin  America: 
AID  high-protein  food  studies    (E.  V.   Rostow), 

863 
Communism: 

Rejection  and  countermeasures :   564;   Johnson, 

541;  Martin,  195 
Threat  of:  103;  Harriman,  820;  Rusk,  828 
Economic  integration:  712;  Bunker,  472,  Johnson, 
542,  708;  Linowitz,  822;  W.  W.  Rostow,  498; 
Rusk,  723,  829 
Alliance  for  Progress  action  program,  text,  714 
Industrial  development.  See  Alliance  for  Progress 
International  Coffee  Agreement,  importance,  252 
Leadership  (Johnson),  541,  633 
Nuclear  arms,  treaty  on  the  banning  of,  436,  576, 

713,721 
Nuclear-free  zone:  575;  Rusk,  361 
Population  control,  prospects  (Rusk),  724 
Self  help   and  internal  cooperation    (Rusk),  723, 

724 
States  included  in,  713n 

Ti-ade  (see  also  Latin  American  Common  Market)  : 
713;  Blumenthal,  434;  Johnson,  542,  707,  709; 
W.  W.  Rostow,  498;  Rusk,  722 
Declaration  of  the  Presidents  of  America,  text, 
717 
U.S.  cotton  policies,  effects  of  (Solomon),  559 
U.S.  military  assistance  (Johnson),  384 
U.S.  preschool  and  school  lunch  programs   (John- 
son), 709 
USIA  activities  increase  (Johnson),  236 
Visit  of  President  Johnson :  Humphrey,  680 ;  John- 
son, 678 
Latin  American  Common   Market:   712,  714;   John- 
son, 543,  544,  711;  Linowitz,  729;  Rusk,  722,  725 
Latin  American   Free  Trade  Association:   338,  712, 
714;  Blumenthal,  434;  Linowitz,  730;  Rusk,  725 
Laurel-Langley  agreement  (Braderman),  663 
League  to  Enforce  Peace  (Rusk) ,  270 
Lebanon : 

Treaties,  agreements,  etc.,  224,  438,  613,  929,  930 
U.S.  travel  restrictions,  announcement,  952 
Leddy,JohnM.,  17,  599 
Lee,  Hu  Rak,  552 
Lee  Kuan  Yew  (Bundy),  324 
Lesotho : 

Ambassador  to  U.S.,  credentials,  16 
Treaties,  agreements,  etc.,  260,  582,  614,  967 


996 


DEPARTMENT   OF   STATE  BULLETIN 


Less  developed  countries   (see  also  Newly  independ- 
ent nations)  : 
Agriculture.  See  Agriculture 

Council    of    Economic    Advisers,    Report   of    (ex- 
cerpts), 336,  337 
Debt  problems:  338;  E.  V.  Rostow,  26,  404 
Economic  and  social  development: 

Communism,  as  a  countermeasure  to:  Linovi^itz, 

731 ;  W.  W.  Rostow,  495 ;  Rusk,  826 
Industrialized  countries,  role  of:  336;  Harriman, 
820;  Humphrey,  489,  685;  Johnson,  160,  296, 
300,  334,  380,  709;  NATO,  50;  E.  V.  Rostow, 
400,  861;  Rusk,  241,826 
OECD  programs:   Humphrey,  684;  E.  V.  Ros- 
tow, 25 
Education.  See  Education 

Educational  TV:  Johnson,  15;  E.  V.  Rostow,  405 
Food  and  population  crisis.  See  Food  and  popula- 
tion crisis 
Foreign    investment    capital.    See    Investment    of 

private  capital  abroad 
International  covenants  on  human  rights   (U.N.), 

obligations  under:  107;  Harris,  105 
International  law,  importance  to   (Goldberg),  145 
Latin  America    (see  also  Alliance  for  Progress), 

Rusk,  722 
Nuclear  power,  peaceful  uses,  572 
Soviet  and  East  European  aid,  need  for  coopera- 
tion with  West  (Harriman) ,  820 
State    Department    Policy    Planning   Council,    ad- 
visory panel,  16 
Trade : 

Kennedy   Round,   importance    to:    28,    70,    339; 
Blumenthal,   430;    Johnson,   333,   707;    E.    V. 
Rostow,  27,  404 ;  Roth,  478,  880 
Temporary  preferential  tariff  advantages,  pro- 
posed: 712;  Johnson,  709 
U.N.  membership,  importance  (Sisco),  459 
U.N.  role  (Johnson),  567 

U.S.  aid,  objectives  and  principles:  700;  Johnson, 
230,  232,  235,  296,  334,  378,  381;  E.  V.  Rostow, 
400,857;  Rusk,  826 
Water  projects,  importance,  758 
Lewin,  Nathan,  765 
Liberia,  AID  programs  (Rusk) ,  831 
Libya: 

Development,      problems,      and      U.S.      interests 

(Palmer),  806 
U.S.  travel  restrictions,  announcement,  952 
Lilienthal,  David  E.:  69,  467,  586,  592,  907;  Johnson, 

467,  537 
Lincoln,    Abraham:    Goldberg,    510,    512,    528,    844; 

Johnson,  873 ;  quoted,  630 
Linowitz,  Sol  M.,  476,  565,  721,  729,  822 
Load  line,  convention,  international  (1966)  :  France, 
353;  Malagasy  Republic,  393;  Peru,  353;  Somali, 
732 ;  South  Africa,  353 
Locke,  Eugene  M.:  586;  Bunker,  844;  Johnson,  538, 
587,589,591,593 


Lodge,  Henry  Cabot:  586,  795;  Hightower,  726;  John- 
son, 161,  538,  587,  588,  589,  594,  674;  Rusk,  779; 
Taylor  286  ;Thieu,  591 

Loeb,  James,  651 

Lopez  Munguia,  Agustin,  71 

Lord  Acton  (quoted),  879 

Luther,  Martin  (quoted) ,  266 

Luxembourg,  treaties,  agreements,  etc.,  260,  306,  614, 
898,  930 

MacArthur,  Douglas,  674 
Macomber,  William  B.,  Jr.,  482 
Maghreb  (North  Africa) ,  Palmer,  806 
Magnuson,  Warren  G.  (Johnson) ,  886 
Mailliard,  William  S.,  476 
Maiwandwal,  Mohammed  Hashim,  627,  630 
Makonnen,  Lij  Endalkatchew,  638 
Malagasy  Republic: 

Treaties,  agreements,  etc.,  224,  393,  530,  613,  898 
U.S.  Ambassador  (King),  confirmation,  261 
Malawi : 

Independence,  367 

International  Court  of  Justice,  Statute,  967 
Malaysia  (see  also  Association  of  Southeast  Asia) : 
Asian  countries,  relations  (Martin),  196 
Economic  progress:  337;  Braderman,  661;  Bundy, 
325,    791;    E.    V.    Rostow,   401,   858;    W.    W. 
Rostow,  496 
Indonesia,  relations:   Bundy,  326,  792;  Rusk,  744 
Treaties,  agreements,  etc.,  438,  898 
Maldive  Islands: 

International   telecommunications  convention 

(1965),  viath  annexes,  582 
U.S.  Ambassador   (Corry),  confirmation,  968 
Mali,    delivery   of    two    C-47    aircraft    and    related 

articles  and  services,  understanding  re,  702 
Malikyar,  Abdullah,  626 
Malta: 

Ambassador  to  U.S.,  credentials,  327 
Treaties,  agreements,  etc.,  225,  393,  833,  866,  967 
Manila    Conference:    517,    748;    Bundy,    326,    794; 
Chung,  552;  Goldberg,  311;  Holt,  962;  Johnson, 
960;  Thieu,  588 
Mann,  Horace  (quoted),  955 
Manpower    Utilization    and    Techniques    (Cortada, 

Hope),  219 
Mansfield,  Mike,  951 
Marcos,  Ferdinand  E.:  Braderman,  661;  Bundy,  324, 

325,793 
Margain,  Hugo  B.,  919 
Marine  resources.  See  Food  resources 
Maritime    Consultative    Organization,    Intergovern- 
mental : 
Convention    (1964),    amendments    to:    Argentina, 
85;    Brazil,   929;    Bulgaria,   85;   Burma,  224; 
Czechoslovakia,  85;  Finland,  Indonesia,  Israel, 
Lebanon,  Mauritania,  Philippines,  929;  Sene- 
gal, 85;   Switzerland,   Trinidad  and  Tobago, 
929;  U.S.,  865 
Entry  into  force,  305 


INDEX,    JANUARY   TO   JUNE    1967 


997 


Maritime  Consultative  Organization — Continued 
Fire  safety  standards  for  passenger  ships,  improve- 
ment of  international  standards:   102;  John- 
son, 429 ;  Miller,  173 
Maritime  matters  {see  also  Ships  and  shipping),  ex- 
ploration of  the  sea.  Convention  (1964)  for  the 
International  Council  of:  Netherlands,  733;  U.S., 
481,  834 
Maritime  traffic.  See  Ships  and  shipping 
Marks,  Leonard  H.,  16,  721 

Marriage  and  family  (see  also  Women),  U.N.  Inter- 
national Covenants  on  Human  Rights,  provisions, 
108,  115 
Marshall,  George  C.  (quoted),  271 
Martin,  Edward,  476 
Martin,  Graham,  193,  851 
Martin,  Paul,  750 
Martin,  William  C.  (quoted) ,  273 
Martola,  Ilmari  (Goldberg),  179 
Matthews,  Zachariah  K.,  16 

Mauritania,  treaties,  agreements,  etc.,  353,  701,  929 
McBride,  Robert  H.,  968 
McCloskey,  Robert  J.,  950 
McConaughy,  Walter  P.,  849 
McDermott,  Walsh  (quoted) ,  910 
McDougal,  Myres:   Goldberg,  140;  quoted,  144 
McGee,  GaleW.  (Johnson),  299 
McGhee,  George  C,  148 
McGovern,  George,  48 

McKernan,  Donald  L.,  178,  216,  332, 424,  919 
McNamara,  Robert  S. :  586,  686 ;  Rusk,  129 
Meetings,  53,  687 
National  Security  Council,  Special  Committee  of, 

membership  (Johnson),  951 
Press  conference,  transcript,  465,  686 
TV  interview,  transcript  of,  442 
McNaughton,  John  T.,  586 
McSweeney,  John  M.,  674 
Meeker,  Leonard  C,  54 

Mekong  River  development:  Bundy,  326,  793;  John- 
son, .334,  903;  Lilienthal,  469;  Martin,  196,  853; 
W.  W.  Rostow,  499;  Rusk,  832 
Memorial  Day,  1967:  Johnson,  917;  Thieu,  917 

Prayer  for  Peace,  proclamation,  873 
Menzel,  Rolf,  358 
Meteorological  research : 

Rain    augmentation    experiments:    Johnson,  903; 

Pollack,  911 
Treaties,  agreements,  etc.: 
Cooperative    meteorological     program    in    the 

Cayman  Islands,  agreement  with  U.K.,  86 
Cooperative  program  for  meteorological  observa- 
tions, agreement  with  Dominican  Republic  for 
continuation  of,  86 
Water  for  Peace  programs   (Johnson),  903 
Mexico : 

Aid  to  other  Latin  American  countries  (Rusk),  723 
Cotton  textile  agreement,  announcement,  964 
Economic  progress:  337;  E.  V.  Rostow,  401,  858; 
Rusk,  723,  829 


Mexico — Continued 

Fishery  talks  held,  joint  statement  and  delegations, 

919 
Joint   Mexico-U.S.   Trade  Committee,  2nd  annual 

meeting,  70 
Radio  broadcasting  agi'eement  talks  resumed,  352 
Rio  Grande  salinity  agreement  (Johnson),  428  -^ 

Treaties,  agreements,  etc.,  86,  154,  182,  224,  260, 

261,  354,  481,  834,  930 
U.S.  relations;  13;  Johnson,  13 
Micronesia.  See  Trust  Territory  of  the  Pacific 
Micronesia,  Congress  of  (Johnson),  598 
Middleton,  Drew,  851 
Military  assistance: 

Appropriations  request,  FY  1967  (Johnson),  384 
Appropriations  request,  FY  1968   (Rusk),  827 
Balance  of  payments,  effect  on.  See  Balance  of  pay- 
ments, U.S. 
Civic    action    program,    Indonesia,    agreement   re 
furnishing  military  equipment,  materials,  and 
services,  766 
Equipment  and  material,  agreement  with  Brazil  re 

disposition  of,  393 
India  and  Pakistan,  U.S.  military  aid  terminated, 

688 
Soviet  aid  to  Algeria  (Palmer) ,  809,  811 
Thailand,  U.S.  training  missions  (Martin) ,  199,  853 
Military  bases: 

Outer  space  treaty  prohibition  on:   Goldberg,  80, 

609;  Johnson,  388;  Rusk,  602 
Philippines,  agreement  re  relinquishment  by  U.S. 
of  right  to  use  of  certain  land  areas  within 
Camp  John  Hay,  122 
Thailand  bases,  U.S.  use  under  SEATO  framework: 

Martin,  198;  Rusk,  597 
Viet-Nam,   permanent  U.S.   bases,   U.S.   position: 
284;  Goldberg,  61  (quoted),  509;  Johnson,  535; 
Rusk,  282,  317 
Miller,  George  (Goldberg),  605 
Miller,  J.  Irwin:  Katzenbach,  3;  Trowbridge,  882 
Miller,  Jack  (Johnson),  299 
Miller,  William  K.,  173 
Minneapolis   Chamber  of  Commerce   trade   mission 

(Trowbridge),  882 
Mishari,  Hassan  (Udall),  561 
Missiles  (see  also  Nuclear  weapons)  : 
Antiballistic  missiles,  U.S.-Soviet  competition:  575, 
687;  Humphrey,  489;  Johnson,  160,  445,  569, 
659;  McNamara,  442,  687;  W.  W.  Rostow,  501; 
Rusk,  43,  47, 171,  321,  361,  601,  875 
NATO:  687;  McNamara,  686 
Poseidon  and  Polaris  (Rusk) ,  46 
Mobutu,  Joseph  (Palmer),  649 
Mohale,  Albert  S.,  16 

Monetary  Fund,  International:  340;  Brzezinski,  419; 
Harriman,  820;  Johnson,  335;  E.  V.  Rostow,  858; 
W.  W.  Rostow,  497 ;  Rusk,  772 
Articles  of  agreements:  Indonesia,  701 
East  European  countries'  membership,  question  of, 
699 


998 


DEPARTMENT  OF  STATE  BULLETIN 


Monetary  Fund,  International — Continued 

U.S.  Alternate  Governor   (Rostow),  contirmation, 

261 
U.S.  holdings  (Johnson),  235 
Blongolia,  treaties,  agreements,  etc.,  641,  674 
Moore,  John  Bassett,  (Rusk) ,  270 
Morocco: 

Ambassador  to  U.S.,  credentials,  850 
Cultural  agreement  with  U.S.,  text,  351 
Development,  pi-oblems,  and  U.S.  interests :  Palmer, 

806;  Rusk,  831 
Treaties,  agreements,  etc.,  224,  393,  701,  765,  834, 

897,  967 
U.S.  relations:  Johnson,  330;  King  Hassan  II,  329, 

331 
U.S.  travel  restrictions,  announcement,  952 
U.S.  visit  of  King  Hassan  II,  328 
Morozov,  Platon,  461 
Morse,  Wayne,  507 
Morton,  Thruston  B.,  775 
Moss,  Frank  E.  (Johnston) ,  299 
Mossman,  James,  442 
Mott,  Newcomb :  Kohler,  412 ;  Rusk,  248 
Mozambique : 

Halting  of  oil  tankers  to  Southern  Rhodesia,  371 
Self-determination,  need  for  (Goldberg),  290 
Muromcew,  Cyril,  71,  634 
Murphy,  Charles  P.    (Miller),   174 
MUST    (Manpower    Utilization    System    and    Tech- 
niques), Cortada,  Hope,  219 
Mutual  defense : 

Agreements   with:    Australia,   reestablishment  of 
joint  defense  space  research  facility,  86;  Bel- 
gium, 582;  Luxembourg,  614 
China :  849 ;  Johnson,  848 
Korea,  553 

U.S.  military  assistance  programs  (Johnson), 
385 

Nabrit,  James  M.,  Jr.,  29,  30 

NAC.  See  North  Atlantic  Council 

Nam  Ngum  Dam  (Bundy),  326 

Narcotic  drugs.  See  Drugs 

NASA.  See  National  Aeronautics  and  Space  Admin- 
istration 

Nasher,  Raymond  D.,  659 

National  Advisory  Committee  on  Self-Help    (John- 
son), 379,  380 

National  Advisory  Council  on  International  Monetary 
and  Financial  Policies,  563 

National  Aeronautics  and  Space  Administration  (Mc- 
Ghee),149,153 

National  Export  Expansion  Council,  887 

National  Governors'  Conference   (Johnson),  918 

National  Science  Foundation:  728;  Pollack,  916 

National  Student  Association,  666 

Nationalism : 

Eastern  Europe:  Brzezinski,  417;  Harriman,  817; 
Humphrey,  486;  Katzenbach,  2 ;  Kohler,  8,  408; 
W.  W.  Rostow,  495;  Solomon,  519 


Nationalism — Continued 
Indonesia  (Bundy),  792 

Less  developed  countries   (W.  W.  Rostow),  494 
North    African   states    (Palmer),   809 
Philippines   (Braderman),  660 
Western  Europe,  dangers  of  (Humphrey),  487 
Nationality: 

Acquisition  of,  optional   protocol   to   Vienna  con- 
vention on  consular  relations  (1963) :  Mada- 
gascar, 613 
Double,  military  obligations  in  certain  cases,  pro- 
tocol  (1930):   Nigeria,  733 
NATO.  See  North  Atlantic  Treaty  Organization 
Natural  resources,  sovereignty  of  state  (Harris) ,  105 
Near  and  Middle  East  (see  also  Arab-Israeli  conflict 
and  names  of  individual  countries)  : 
Economic   and   social   development,   U.S.   support 

(Goldberg),  935 
U.N.  peacekeeping  role:  Goldberg,  101,  638,  894; 

Sisco,  66 
U.S.  military  and  economic  aid,  U.S.  appropriations 

request  (Johnson),  382,  384 
U.S.  policy:   Goldberg,  100;  Johnson,  159,  870 
U.S.  travel  restrictions,  announcement,  952 
Nepal,  treaties,  agreements,  etc.,  306 
Netherlands,  treaties,  agreements,  etc.,  154,  224,  354, 

393,  582,  613,  641,  733,  766,  833,  930,  968 
Neuberger,  Maurine  B.,  448 
Neutrality  and  nonalinement: 

Afghanistan:  632;  Maiwandwal,  628,  631 
Cambodia:  285;  Rusk,  128,  129,  281,  320,  619,  773 
Southeast  Asia  (Rusk),  281 
U.S.  neutrality  in  Arab-Israeli  conflict  (Rusk) ,  949, 

950,  951 
Viet-Nam,     U.S.     position:     285;     Goldberg,     61 
(quoted) ,  509,  841 ;  Rusk,  281,  773 
New  York  Times:  466,  776,  851 ;  Bundy,  793 
New  Zealand: 

ANZUS  council  meeting:  517;  communique,  749 

Asian  development,  role  in  (Bundy),  793 

Treaties,  agreements,  etc.,  154,  224,  260,  353,  733, 

765,  898,  967,  968 
U.S.  Ambassador   (Henning),  confirmation,  261 
Viet-Nam,  military  aid  to:  Bundy,  324,  792;  John- 
son, 961;  W.  W.  Rostow,  503;  Westmoreland, 
740 
Newly  independent  nations   (see  also  Less  developed 
countries  aiid  najne  of  country)  : 
Africa :  Goldberg,  289,  Katzenbach,  955 
Barbados  (Goldberg),  28 
Communism,  danger  of:  E.  V.  Rostow,  857;  W.  W. 

Rostow,  494 
North  Africa  (Palmer),  807 
U.N.  membership,  significance  (Sisco) ,  67 
Nicaragua,  treaties,  agreements,  etc.,  224,  260 
Nicolson,  Sir  Harold  (quoted) ,  140 
Niger,  treaties,  agreements,  etc.,  306,  801,  930 
Nigeria : 

AID  programs  (Rusk),  831 
Political  developments  (Palmer),  649 


INDEX,   JANUARY   TO   JUNE    1967 


999 


Nigeria — Continued 

Treaties,  agreements,  etc.,  224,  393,  481,  613,  733, 
801 
Niven,  Paul,  774 
Nkomo,  Joshua,  371 
Nolte,  Richard  H.,  674 
Nonnationals,     U.N.     international     covenants     on 

human  rights:  114;  Harris,  105 
North  Atlantic  Council  (Humphrey) ,  681 
Defense  ministers  meeting,  Paris,  1966: 

Joint  communique  and  annexes:  49;  Rusk,  46 
U.S.  delegation,  53 
North  Atlantic  Treaty  Organization: 
Armed  forces: 

Financing  of,  effect  on  balance-of-payments  posi- 
tions: 788;  Rusk,  362,  783 
1967  commitments  and  prospects,  51 
Size  and  deployment:  789;  Rusk,  362,  782 
Civil  emergency  planning,  50 

Deterrent  role:  49,  51,  657;  Brzezinski,  416;  Harri- 
man,  820;  Humphrey,  682;  Rusk,  361;  Sunay, 
656 
East- West  relations,  role  in:   49,  697;   Harriman, 
819;    Humphrey,    487,    681;    Rusk,    47,    360; 
Sunay,  655 
France,  position  of:  51;  Harriman,  820;  Rusk,  46 
Headquarters,  relocation,  51 

International    developments,    study    of    effects    of 
changes  in,  on  NATO  policies;  50;  resolution, 
52 
Modernization  of:  Humphrey,  681;  E.  V.  Rostow, 

399 
Nuclear  planning  and  consultation:  51,  687;  Mc- 

Namara,  686 
Nuclear  Planning  Group,  1st  ministerial  meeting: 

687;  McNamara,  686 
Nuclear  weapons,  Soviet  objections  to  possible  Ger- 
man use  of,  571 
Turkey,  support  of:  627;  Johnson,  547,  652;  Sun- 
ay, 653 
U.S.  support:  Humphrey,  681;  Johnson,  159;  Rusk, 
358,  364,  827 
Norway: 

Import  quota  controls  removed,  246 
Treaties,  agreements,  etc.,  154,  306,  481,  530,  613, 
802,  930 
Norwood,  William   (Johnson),  598 
NS   Savannah,   private   company   operation,   agree- 
ments re  U.S.  liability:  Greece,  225 
Nsanze,  Terence,  850 
Nuclear-free  zones : 

Central  Europe,  question  of:  575;  Rusk,  361 
Latin  America:  436,  575,  713,  721;  Rusk,  361 
Nuclear  proliferation: 
Treaty,  proposed: 

Chinese    Communist   participation,    question    of 

(Rusk),  132 
ENDC  1966  conference  results,  570 


Nuclear  proliferation — Continued 
Treaty,  proposed — Continued 

Need  for  and  U.S.  support:  436,  657;  Goldberg, 
79,  83,  99,  603;  Humphrey,  488;  Johnson,  447, 
569,  659;  Katzenbach,  755;  E.  V.  Rostow,  399; 
W.  W.  Rostow,  501,  504;  Rusk,  48,  132,  169, 
601,  786,  875;  U  Thant,  268 
Nonnuclear  states,  effect  on  and  rights  under:      "* 
572;    Johnson,   447;    McNamara,   446;    E.   V. 
Rostow,  400 
Peaceful  uses,  question  of:  Pollack,  911;  Rusk, 

321 
Safeguards,  571 

EUR  ATOM  safeguards,  question  on   (Rusk), 
360 
Soviet  position,  review,  571 
Nuclear  test  ban,  comprehensive,  verification  meas- 
ures and  Soviet  rejection,  574 
Nuclear  test  ban  treaty,  1963: 
Current  actions :  Nigeria,  481 
Importance :  Goldberg,  603 ;  Rusk,  267 
Nuclear  tests: 

Antarctic  Treaty,  ban  on,  71 
Communist  China :  750;  Rusk,  132 
France,  750 

Outer  space  treaty,  prohibition  of:   Goldberg,  80, 

609;  Rusk,  602 

Nuclear  war  (see  also  War) ,  dangers  of:  McNamara, 

443;  W.  W.  Rostow,  500;  Rusk,  272,  874;  Sisco, 

463 

Nuclear  weapons  (see  also  Armaments  and  Missiles) : 

Latin  America,  treaty  on  the  banning  of  nuclear 

arms  in,  436,  576,  713,  721 
Outer  space  treaty,   prohibition   on  use  of:    577; 
Goldberg,  80,   99,  141,  608,  839;  Johnson,  266, 
387,  569;  Rusk,  601 
Production  of,  U.S.  proposals  for  freezes  and  lim- 
itations on:  574;  Johnson,  659;  Rusk,  43,  171, 
321 
Nyasaland,  Federation  of  Rhodesia  and,  367 
Nyerere,  Julius  K.  (quoted),  958 

OCAM       (Organisation      Commune      Africaine      et 
Malagache),  650 

Oceanographic        Commission,        Intergovernmental 
(Sisco),  462 

OEEC    (Organization  for   European    Economic   Co- 
operation), 683 

Office  of  Civil  Operations :  Bunker,  845 ;  Komer,  470 

Office   of   Private   Resources:    Johnson,   381;    E.    V. 
Rostow,  860,  8G3 

Office  of  Saline  Water  (Udall),561 

Office  of  the  War  on  Hunger:  Johnson,  381;  E.  V. 
Rostow,  860,  863 

Oil   (see  also  Petroleum),  pollution  of  sea  by,  inter- 
national convention    (1954)    for  prevention   of: 
Israel,  353;  Ivory  Coast,  642;  U.S.,  733 
Amendments:  Greece,  733 

Oliver,  Covey  T.,  968 


1000 


DEPARTMENT   OF   STATE   BULLETIN 


Organisation    Commune    Africaine    et    Malagache 

(Palmer),  650 
Organization  for  Economic  Cooperation  and  Develop- 
ment : 
Accomplishments,    role,    and    U.S.    support:    336; 
Brzezinski,  419;   Humphrey,  166,  683;   E.  V. 
Rostow,  19;  W.  W.  Rostow,  497;  Rusk,  359 
Agricultural  Food  Fund,  U.S.  proposal:  Johnson, 

297 ;  E.  V.  Rostow,  403,  861 
Balance-of-payments  report,  345 
Development    Assistance    Committee:   764;    Hum- 
phrey, 685;  E.  V.  Rostow,  25 
Export  earnings  of  less  developed  countries,  special 

study  (Blumenthal) ,  435 
India,  food  aid,  question  of:  701 ;  Rusk,  48 
International      technological     cooperation     study 

(McGhee),  148 
Investment  guarantee  fund,  proposed    (Johnson), 

301 
Ministerial    Council    meeting,    Paris,    statements 

(Rostow),  and  text  of  joint  communique,  19 
Soviet  and  Eastern  Europe,  relations:  Harriman, 

820;  E.  V.  Rostow,  24 
Turkey,  aid  to :  28 ;  Johnson,  383 
Organization   for   European   Economic   Cooperation 

(Humphrey),  683 
Organization  of  African  Unity:  Haile  Selassie,  426; 
Johnson,  427;  Katzenbach,  954,  959;  Palmer,  650, 
807;  W.  W.  Rostow,  499;  Rusk,  784 
Organization  of  American  States : 

Charter,  current  actions :  Trinidad  and  Tobago,  581 

Cuba,  policy  on,  103,  565 

Declaration   of   the   Presidents   of   America,   text, 

712 
Dominican  Republic  crisis  (Johnson) ,  567 
Membership,  713n 
Trinidad  and   Tobago,  membership :   464n ;   Rusk, 

464 
U.S.  support  (Johnson) ,  632 
Osman,  Ahmed,  850 
Outer  space: 

Exploration,  world-wide  benefits  from  (Rusk),  241 
Jupiter  probe,  NASA-ESRO,  proposed  (McGhee), 

153 
Southern  Hemisphere  telescope  in  Chilean  Andes, 

728 
Space  law,  development:   577;  Goldberg,  142,  602; 

Rusk,  601 
Treaties,  agreements,  etc: 

Exploration  and  use  of  outer  space,  including  the 
moon  and  other  celestial  bodies,  treaty 
(1967)  governing  the  activities  of  states: 
Current  actions:  Afghanistan,  Argentina, 
Australia,  260;  Austria,  438;  Belgium, 
306;  Bolivia,  Botswana,  260;  Brazil,  306; 
Burma,  898;  Burundi,  Cameroon,  Canada, 
Central  African  Republic,  Chile,  China, 
Colombia,  Congo  (Kinshasa),  Cyprus,  260; 
Czechoslovakia,  260,  898;  Denmark,  Do- 
minican   Republic,    Ecuador,    El    Salvador, 


Outer  space — Continued 

Treaties,  agreements,  etc. — Continued 

Exploration  and  use  of  outer  space,  etc. — Con. 
Current  actions — Continued 

Ethiopia,  Finland,  Federal  Republic  of 
Germany,  Ghana,  Greece,  Haiti,  Honduras, 
Hungary,  Iceland,  260;  India,  481;  Indo- 
nesia, 260;  Iraq,  481;  Israel,  Italy,  Japan, 
260;  Jordan,  306;  Korea,  Laos,  Lesotho, 
Luxembourg,  260;  Mexico,  260;  Nepal, 
306;  Netherlands,  353;  New  Zealand, 
Nicaragua,  260;  Niger,  306,  801;  Norway, 
306;  Panama,  Philippines,  Poland,  Romania, 
Rwanda,  260;  San  Marino,  733;  Sierra 
Leone,  866;  South  Africa,  481;  Somali 
Republic,  306;  Soviet  Union,  260;  Sweden, 
Switzerland,  Thailand,  Togo,  Tunisia,  Tur- 
key, U.A.R.,  U.K.,  260;  U.S.,  260,  765,  930; 
Upper  Volta,  481;  Uruguay,  Venezuela, 
Viet-Nam,  Yugoslavia,  260 
Development  and  background  (Goldberg),  605 
Installations,  outer  space  treaty  provisions  for 
free  access  to  all  parties:  577;  Goldberg,  80, 
141,  602,  606,  607;  Johnson,  388;  Rusk,  602 
Provisions,  importance,  and  U.S.  support: 
570,  577;  Goldberg,  79,  83,  98,  141,  602,  839; 
Johnson,  569;  NATO,  49;  Rusk,  42 
Signature  ceremony,  statements:  Dean,  286; 
Dobrynin,  269;  Goldberg,  267;  Johnson,  266; 
Rusk,  266;  U  Thant,  268 
U.N.  resolution,  83 

U.S.  ratification:   386;   Goldberg,  602;  John- 
son, 386,  659;  Rusk,  600 
U.S. -Soviet  cooperation:    Goldberg,   142,   604, 
606;  Rusk,  600;  Sisco,  460 
Geodetic   satellite   observation    stations,   agree- 
ments with:  Japan,  86,  642;  Mexico,  354 
Joint  defense  space  research  facility,  agreement 

with  Australia  re  establishment  of,  86 
Space  vehicle  tracking  stations  in  U.K.,  agree- 
ment, 225 
Antigua,  station  on,  354 
Tracking  and  telemetry  facility  in  Mahe,  Sey- 
chelles, agreement  with  U.K.,  225 
U.N.  conference,  proposed,  U.N.  resolution,  83n 
U.S.  research  and  development  (McGhee),  149 
Ovamboland,  status  of:  Goldberg,  888;  Palmer,  648 
Owen,  Wilfred,  651 

Pacific  Community,  553 

Pacific  Islands  Trust  Territory.  See  Trust  Territory 

of  the  Pacific  Islands 
PAHO  (Pan  American  Health  Organization) ,  721,  761 
Pakistan   (see  also  India-Pakistan  border  dispute)  : 
Afghanistan,   relations   with    (Maiwandwal),   631 
Aid  Consortium:  Johnson,  383;  W.  W.  Rostow,  496 
Economic  development:  337,  670;  Gaud,  669;  John- 
son, 383;  E.  V.  Rostow,  401,  862;  W.  W.  Ros- 
tow, 496;  Rusk,  830 
SEATO  communique,  position  on,  747 


INDEX,   JANUARY   TO   JUNE    1967 


1001 


Pakistan — Continued 

Treaties,  agreements,  etc.,  182,  733,  898,  967,  968 
U.S.  aid: 

Military  aid  terminated,  688 
1968  estimate:  Johnson,  234;  Rusk,  830 
U.S.  and  multilateral  aid:  Gaud,  669;  Johnson,  159; 
Rusk,  830 
Palmer,  Joseph,  II,  449,  646,  806 
Pan  American  Day  and  Pan  American  Week,  1967, 

proclamation,  632 
Pan  American  Health  Organization,  721,  761 
Panama : 

Air  transport  agreement  amended,  965 
Central  American  Common  Market,  relations,  715 
Treaties,  agreements,  etc.,  260,  353 
U.S.  economic  aid  (Johnson),  382 
Panorama,  TV  interview  of  Secretary  McNamara, 

442 
Papadopoulos,  George  (Rusk),  751 
Paraguay: 

Economic  level  of  development  (Rusk),  722 
Treaties,  agreements,  etc.,  86,  224 
U.S.  Ambassador   (Hernandez),  confirmation,  968 
Pardo,  Arvid,  327 
Park,  Chung  Hee  (Chung) ,  549 
Park,  Chung  Hun,  552 

Patents  (see  also  Industrial  property),  international 
patent    cooperation    treaty,    proposed     (Trow- 
bridge), 885 
Payton,  Robert  L.,  261 
Pazhwak,  Abdul  Rahman,  627 
Peace  Corps  programs: 

Accomplishments  and  role,  337 

Agreements  establishing:   Antigua,  182;  Dominica, 
393;   Gambia,  122;   Saint  Christopher  Nevis 
and  Anguilla,  St.  Vincent,  306 
Budget  appropriations  request  FY  1968  (Johnson), 

232,  235 
Expansion,  proposed,  244 
5th  annual  report  (Johnson),  529 
Trust  Territory  of  the  Pacific  Islands   (Johnson), 

598,  865 
Water  resources  development  activities,  recommen- 
dations for,  763 
Pearson,  Lester  B.:  908,  909;  Johnson,  909 
Peccei,  Aurelio  (Humphrey),  166 
Pechel,  Peter,  358 
Pedersen,  Richard  F.,  261,  732 
Perkins,  James :  15 ;  Huinphrey,  164 
Peru: 

Communism,  threat  of  (Harriman) ,  821 
Economic  progress:  Johnson,  382;  E.  V.  Rostow, 

862 
Political  progress  (Rusk),  829 
Treaties,  agreements,  etc.,  122,  224,  353,  481,  766, 
930,  967 
Petroleum: 

North  Africa,  resources  of  (Palmer),  810,  812 
Southern  Rhodesia: 
U.N.  economic  sanctions  and  U.S.  support,  370 


1002 


Petroleum — Continued 
North  Africa — Continued 

U.N.  mandatory  sanctions  against  supply  of:  77, 
374 ;  Palmer,  449 
U.S.  implementation.  Executive  order,  146 
Peyrefitte,  Alain  (McGhee),  152 

Philippines  (see  also  Association  of  Southeast  Asia) :      >, 
Asian  Mission  Chiefs'  meeting:  communique,  517; 

Goldberg,  511 
Communism,  threat  of  (SEATO),  746 
Economic  and  political  development:   Braderman, 

661;  Bundy,  325,  791,  793 
Educational  institutes  (Martin),  196 
Treaties,  agreements,  etc.,  122,  224,  260,  261,  306, 

802,  929 
U.S.  relations  (Braderman),  660 
U.S.  school  building  project,  agreement,  850 
Viet-Nam,  military  aid  to :  Bundy,  324,  792 ;  John- 
son, 961;  W.  W.  Rostow,  503;  Westmoreland, 
740 
Visit  of  Ambassador  Goldberg    (Goldberg),  505, 
509 
Phillips,  Christopher  H.,  696 
Pifer,  Alan,  651 
Piiiera,  Jose   (Goldberg),  888 
Poage,  W.  R.  (Johnson),  299 
Poland : 

Cotton  textile  agreement,  612 

Economic  and  political  evolution:   Kohler,  9,  408, 

Solomon,  519 
Nuclear  facilities  under  IAEA  safeguards,  recip- 
rocal offer,  572 
Post  World  War  II  (Harriman),  816 
Treaties,  agreements,  etc.,  224,  260,  642,  766 
U.S.  trade  policies  (Katzenbach),  3 
Pollack,  Herman,  910 
Pollution: 

Air  pollution  (Rusk),  240 

Outer  space  treaty  provisions  for  avoiding  pollu- 
tion: Goldberg,  81;  Johnson,  388;  Rusk,  601 
Pollution  of  the  sea  by  oil,  international  conven- 
tion   (1954)    for  prevention  of:   Israel,  353; 
Ivory  Coast,  642 ;  U.S.,  733 
Amendments:  Greece,  733 
Water  for  Peace  programs :  761 ;  Johnson,  903 
Pope  Paul  VI,  685   (quoted) 

Viet-Nam  peace  efforts  and  U.S.  support:  Goldberg, 
63;  Johnson,  319 
Popper,  David  H.,  566,  689 
Population  growth: 

Control  needed:  337;  Johnson,  295;  E.  V.  Rostow, 

402;  W.  W.  Rostow,  497;  Rusk,  241 
Energy  consumption  forecasts    (Seaborg),  90 
Family  planning  programs:   Johnson,  160;   E.  V. 
Rostow,  402;  Rusk,  830 
U.S.  aid  (Johnson),  381 
Food  supply,  relation  to.  See  Food  and  population 

crisis 
Latin  America  (Rusk),  724 
North  Africa  (Palmer),  810 


DEPARTMENT   OF   STATE  BULLETIN 


Population  growth — Continued 
Philippines  (Braderman),  661 
Policy  Planning  Council  advisory  panel,  16 
U.N.  population  control  experts,  training   (Gold- 
berg) ,  101 
Porter,  William  J.:  968;  Goldberg,  513;  Taylor,  286 
Portugal : 

African  colonies,  need  for  self-determination  (Gold- 
berg) ,  290 
Cotton  textile  agreement  with  U.S.,  announcement, 

699 
Southern   Rhodesia,   use  of  Portuguese  ports   to 

evade  oil  embargo,  371,  374 
Treaties,  agreements,  etc.,  154,  224,  613,  674,  930 
Postal  Union,  Universal,  constitution    (1964),  with 
final  protocols: 
China,   85;    Dahomey,   Gabon,   801;    Ghana,   613; 
Guyana,   701;    India,   353;    Mauritania,   701; 
Morocco,  967;  New  Zealand  (including  Niue, 
the  Cook  Islands,  and  the  Tokelau   Islands), 
353;  Nigeria,  801;  Pakistan,  733;  Spain  (in- 
cluding Spanish  territories  in  Africa),  613; 
Sweden,  Syrian  Arab  Republic,  733;  Tunisia, 
85;  Yugoslavia,  613;  Zambia,  701 
Potter,  Philip,  723 
Powell,  Robert,  137 
Price,  Robert  I.,  102 
Prince  Norodom  Sihanouk  (Rusk),  128, 129,  281,  320, 

619 
Prince  Souvanna  Phouma  (Rusk),  281,  320 
Prisoners,    political,    military    takeover    in    Greece 
(Rusk),  751 
Viet-Nam.  See  Viet-Nam 
Private  Resources,   Office  of:   Johnson,  381;   E.  V. 

Rostow,  860,  863 
Proclamations  by  the  President: 

Pan  American  Day  and  Pan  American  Week,  1967 

(3774),  632 
Prayer  for  Peace,  Memorial  Day,  1967  (3785),  873 
Rush-Bagot  Agreement  Days  (3781) ,  800 
Sheet  glass,  escape-clause  duties  modified  (3762), 

216 
Watch  movements,  escape-clause  duty  rates  termi- 
nated (3761), 217 
World  Trade  Week,  1967  (3771),  756 
Public  Law  480  (see  also  Agricultural  surpluses  and 
Food  for  Peace)  :  Johnson,  235 ;  E.  V.  Rostow,  860 
Programs  in:  India,  701;  North  Africa  (Palmer), 
814;  Viet-Nam  (Komer),"470 
Publications: 

Agriculture  Department,  Analysis  of  Factors  Af- 
fecting U.S.  Cotton  Exports  (Solomon),  559 
Canadian  Automobile  Agreement;  First  Annual 
Report  of  the  President  to  the  Congress  on  the 
Implementation  of  the  Automotive  Products 
Trade  Act  of  1965,  732n 
Congress : 

Documents  relating  to  foreign  policy,  lists,  18, 
223,  350,  757,  801,  966 


Publications — Continued 

Congress — Continued 

Fiat-Soviet   Auto   Plant   and   Communist   Eco- 
nomic Reforms,  report  (Solomon),  522 
Our  Changing  Partnership  with  Europe,  522n 

International  exchange  of,  convention  (1958): 
Indonesia,  481;  U.S.,  834,  929 

Obscene,  agreement  (1910)  re  repression  of  cir- 
culation of,  as  amended:  Malta,  865 

Official  publications,  agreement  with  Jamaica  for 
the  exchange  of,  154 

Official  publications  and  government  documents, 
exchange  between  states,  convention  (1958) : 
Indonesia,  481;  U.S.,  834,  929 

State  Department: 
Recent  releases,  lists,  37,  225,  261,  306,  393,  614, 

734,  802,  866,  968 
Treaties  in  Force:  A  List  of  Agreements  and 
Other  International  Agreements  of  the  United 
States  in  Force  on  January  1,  1967,  released, 
288 

United  Nations,  lists  of  current  documents,  36, 181, 
305,  437 

U.S.  Participation  in  the  U.N.:  Report  by  the 
President  to  the  Congress  for  the  Year  1965, 
566n 

Water  for  Peace:  A  Report  of  Background  Con- 
siderations and  Recommendations  on  the  Water 
for  Peace  Program,  released,  758 
Pulitzer,  Joseph  (quoted),  186 

Rabasa,  Oscar,  919 

Racial  discrimination  (see  also  Human  rights) : 
Africa,  U.S.  position  (Johnson),  159 
Apartheid:  Goldberg,  292,  891,  892;  Palmer,  455; 

Rogers,  302;  Sisco,  68 
Convention  (1965),  international,  for  the  elimi- 
nation of:  Algeria,  353;  Australia,  154; 
Burundi,  701 ;  Cameroon,  353 ;  Costa  Rica,  702 ; 
Colombia,  701;  Cyprus,  353,  930;  Czechoslo- 
vakia, 154;  Dahomey,  701;  Finland,  154;  Ger- 
many, 701;  Hungary,  930;  Iceland,  154,  702; 
India,  Iran,  701;  Mauritania,  353;  Mexico, 
Netherlands,  New  Zealand,  154;  Niger,  930; 
Norway,  154;  Panama,  353;  Sierra  Leone,  154; 
Somalia,  701;  Tunisia,  702;  U.A.R.,  930;  U.K., 
154;  Uruguay,  701;  Vatican,  154 
Southern    Rhodesia:     367;     Goldberg,    73,    144; 

Palmer,  450,  646;  Sisco,  68 
Suppression  of,  U.N.  role:  Goldberg,  292;  Sisco,  66 
Radio : 

Treaties,  agreements,  etc. : 

Broadcasting  in  the  standard  broadcasting  band 

(protocol)  :   Blexico,   182,  224,  261 
Consultations  resumed,  352 

Cultural  exchange  arrangements  with  Romania, 
renewal,  480,  482 


INDEX,   JANUARY   TO   JUNE    1967 


1003 


Radio — Continued 

Treaties,  agreements,  etc. — Continued 
Licensed    amateur    radio    operators,    reciprocal 
granting  of  authorizations  to  operate  in  either 
country,   agreements   with:    Argentina,   702; 
Netherlands,  154;  Switzerland,  968;  Trinidad 
and  Tobago,  898 
Radio    communications    between    Alaska    and 
British  Colombia,  agreement  with  Canada,  U.S. 
notice  of  termination,  482 
Radio  communications  between  amateur  stations 
on  behalf  of  third  parties,  agreement  with 
Argentina,  702 
Radio  regulations  (1959): 

Partial  revision  re  frequency  allotment  plan 
for  aeronautical  mobile  (R)  service  and  re- 
lated information:   Argentina,  898;  Austria, 
Canada,  Denmark,  766;  Luxembourg,  Mad- 
agascar, Malaysia,  898 
Entry  into  force,  481 
Partial  revision  with  annexes  and  additional 
protocol:  Malaysia,  898 
USIA  programs,  increase  (Johnson),  236 
Voice  of  America  (Kohler),  411 
Ramos,  Narciso,  747,  748 
Rapacki  Plan  (Rusk),  361 
Red  Sea  lights,  maintenance,  international  agreement 

(1962) ,  Soviet  Union,  305 
Refugees: 

Stateless  persons  and  refugees,  application   (pro- 
tocol 1)  of  the  universal  copyright  convention: 
Italy,  481 ;  Netherlands,  833 
Viet-Nam:  209;  Komer,  470 
Voluntary  agencies,  aid  to  (Sisco) ,  64 
Regional  cooperation  and  development:   Brzezinski, 
415;  Blumenthal,  434;  W.  W.  Rostow,  497 
Africa.  See  Africa 
Arms  control,  576 
CENTO:  671;  Gaud,  668 
Defense.  See  Collective  security 
Development  banks:  338;  E.  V.  Rostow,  403 
SEATO  programs:  745,  747;  Rusk,  744 
U.S.  support:   338;  Johnson,  231,  328,  334,  379, 
380,  904;  Palmer,  814;  Pollack,  913;  W.  W. 
Rostow,  500;  Rusk,  772,  828,  906 
Water  for  Peace  program :  759,  762 ;  Johnson,  904 ; 
Rusk,  906 
Reifenberg,  Jan,  358 
Research.  See  Science  and  technology 
Rhodesia  and  Nyasaland,  Federation  of,  367 
Rimestad,  Idar,  261 

Rio  Grande  salinity  agreement  (Johnson) ,  428 
Road  traffic: 

Convention    (1949),   with   annexes   and   protocol, 

Botswana,  967 
Convention  (1954)  on  customs  facilities  for  tour- 
ing, Singapore,  122 
Customs  convention  (1954)  on  the  temporary  im- 
portation of  private  road  vehicles,  Australia, 
673 


Rockwell,  Stuart  W.,  670,  671 
Rogers,  William  P.,  292,  302 
Rolvaag,  Karl  F.,  674 
Romania: 

Cultural  exchange  arrangement  renewed,  479,  482 
Increasing  independence  (Solomon),  519 
Treaties,  agreements,  etc.,  224,  260,  482,  613 
Roosevelt,  Franklin  D.:  Johnson,  960;  quoted,  270, 

289,  963 
Roshchin,  Alexei  A.,  571 
Ross,  Claude  G.,  765 

Rostow,  Eugene  V.,  19,  24,  25,  53,  261,  398,  856 
Rostow,  W.  W.,  491,  552,  586,  659,  721;  Johnson,  951 
Roth,  William  M.,  476,  476n,  523,  879 
Ruge,  Gerd,  358 

Rush-Bagot  Agreement  Days,  proclamation,  800 
Rusk,  Dean: 
Addresses,    correspondence,    remarks,   and    state- 
ments : 
Africa,  U.S.  aid,  830 
Aggression,   prevention,   and   countermeasures, 

271,  278,  363,  771 
Alliance  for  Progress,  464,  723,  828 

Summit  meeting,  prospects  from,  722,  829 
Antiballistic  missiles,  questions  on,  43,  46,  47, 

321,  361,  875 
Arab-Israeli  conflict,  949,  950 
Armaments,  control  and  reduction,  46,  171,  601, 

771,786 
Asia,  U.S.  aid,  830,  832 
Cambodia,  nonalinement,  128,  129,  281,  320,  619, 

773 
Communism: 

Propaganda,  725,  775 

Threat  of  and  U.S.  role  against,  127,  134,  272, 
278,  785,  787,  827,  877 
Communist  China: 

Asia,  threat  to,  169,  275 
Leadership  struggle,  47,  170,  280,  788 
Nuclear  potential,  132 
U.S.  relations,  283,  322 
Consular  convention  with  Soviet  Union,  need  for 

ratification,  247 
East- West  relations,  4    (quoted),  47,   169,  360, 
363,  463  (quoted),  523  (quoted),  772,  786 
Viet-Nam,  effect  of,  781,  875 
East- West  Trade  Relations  Act  of  1966, 171,  772, 

875 
Europe,  U.S.  relations  and  interests,  358,  364, 

726,  784 
Food  and  population  crisis,  46,  169,  874 
Foreign  Assistance  Program  for  1968,  826 
Foreign  policy,  134,  270,  770,  784,  879 
Freedom  of  speech  and  expression,  130,  725,  775 
General  Assembly,  21st  session,  evaluation,  42 
Germany,  reunification,  360,  362,  771 
Germany,  Federal  Republic  of: 

Chancellor  Adenauer,  regrets  at  death  of,  752 
Political  developments,  365 


1004 


DEPARTMENT  OP  STATE  BULLETIN 


Rusk,  Dean — Continued 

Addresses,  etc. — Continued 
Germany,  Federal  Republic  of — Continued 

U.S.  common  interests,  359 

U.S.  visit  of  Minister  Brandt,  320 
Greece,  political  developments,  750 
Herter,  Christian,  expression  of  sorrow  on  death 

of,  147 
India,  U.S.  and  multilateral  food  aid,  46,  48,  830 
Kennedy  Round,  361 
Laos,  1962  agreements,  126,  128,  281,  282,  742, 

777 
Latin  American  economic  integration,  722,  723, 

725,  829 
Mrs.  Svetlana  Alliluyeva,  U.S.  visit,  782 
NATO,  358,  360 

Ministerial  Council  meeting,  Paris,  1966,  46 

U.S.  forces,  362,  782 
1951-1966,  important  events  of,  168 
1966  developments,  and  prospects  from,  47,  128 
Nuclear-free  zones,  361 
Nuclear  proliferation: 

EURATOM    safeguards,  360 

Treaty,  need  for,  48, 132,  321,  601,  786,  875 
Outer  space  treaty,  42,  266,  600 
Science  and  foreign  affairs,  238 
SEATO  council  meeting,  742 
Secretary  of  State,  work  of,  365 
Sino-Soviet  relations,  132,  168,  781,  785 

Viet-Nam,  effect  of,  44,  283,  727,  786 
Soviet  Union,  U.S.  citizens,  convictions,  44 
Thailand,  U.S.  air  force  use  of  Thai  bases,  597 
U.K.,  European  Common  Market,  membership, 

proposed,  783 
U.S.  world  commitments,  784,  875 
Viet-Nam   (for  details,  see  Viet-Nam)  : 

Cease-fire,  proposals  and  prospects  from,  126, 
276,  317,  321,  359,  364,  464,  516,  622,  727, 

775,  780,  878 

Civilian  casualties,  130, 135,  274,  276 
Communist  China  and  Soviet  military  support, 

275,  727,  786 
National    reconciliation     (pacification)     pro- 
gram, 129,  779 
Peace  talks: 

Private  channels,  question  of,  280,  321,  623, 

624,  778 
U   Thant  proposals,   U.S.  and   Communist 

positions,  618 
U.S.  willingness,  42,  43,  47,  126,  135,  172, 
281,  317,  464,  516,  618,  727,  743,  772,  777, 
877 
Political  progress,  131,  279,  779 
Situation  reports,  44,  274,  726 
U.S.  commitments,  128,  133,  272,  275,  725,  744, 

776,  875 

U.S.  economic  aid,  830 

U.S.  14  points,  281,  318 

U.S.  military  targets,  45,  130,  131,  135,  275 


Rusk,  Dean — Continued 

Addresses,  etc. — Continued 
Viet-Nam — Continued 

U.S.  objectives,  45, 133,  278,  317 
U.S.  public  opinion,  130,  133,  619,  725,  774 
Water  for  Peace,  904 

World  peace,  importance,  136,  169,  269,  278,  358, 
363,  725,  771,  781,  874 
Alliance  for  Progress  conferences,  U.S.  delegate, 

472n,  476 
CIA  special  policy  committee,  chairman  (Johnson), 

665 
Health,  131 
Meetings  with: 

Alliance  for  Progress  summit  conference,  721 
ANZUS  Council,  749 
China,  Vice  President  Yen,  849 
Guam  conference,  586,  594 
NATO  ministerial  council,  53 
SEATO  Council  of  Ministers,  516,  747 
Turkey,  President  Sunay,  656 
Viet-Nam,  7-nation  meeting,  748 
National  Security  Council,  Special  Committee  of, 

chairmanship  (Johnson),  951 
News  conferences,  transcripts  of,  42,  317,  464,  466, 

618 
TV  and  radio  interviews,  transcripts  of,  126,  168, 

274,  358,  722,  774 
Work  of,  satisfactions  and  rewards,  365 
Rusk,  Thomas  Jefferson,  269 
Rwanda,  outer  space  treaty,  signature,  260 

Safety  of  life  at  sea : 

International  convention,  1960 : 

Amendments  to  chapter  II,  U.S.,  642,  702 
Current    actions:     Brazil,    642;    Ireland,    481; 

Somalia,  765 
Passenger-ship  safety  amendments:  102;  John- 
son, 429;  Miller,  173;  Romania,  224 
International  regulations  for  preventing  collisions, 
1960:  Australia,  581-582;  Brazil,  866;  China, 
353 
North  Atlantic  fisheries,  convention  on  conduct  of, 
provisions,  635 
Saint  Christopher  Nevis  and  Anguilla,  treaties,  agree- 
ments, etc.,  306 
St.  Lawrence  Seaway,  tolls,  554,  674 
St.  Vincent,  treaties,  agreements,  etc.,  306 
Salisbury,  Harrison:  321;  Powell,  137;  Rusk,  131 
Salzman,  Herbert  (E.  V.  Rostow),  860,  863 
San  Marino,  outer  space  treaty  (1967) ,  733 
Satellites     (see    also     Communications:     Satellites, 
Meteorological  research,  and  Outer  space) : 
Communications  stations  proposed  for  Latin  Amer- 
ica (Johnson),  709 
Development  and  importance  (Pollack),  910 
Surveys  of  water  and  related  resources,  proposed 

use  in,  763 
Tracking  facilities,  access,  outer  space  treaty  pro- 
visions for  (Goldberg) ,  82,  610 


INDEX,   JANUARY   TO   JUNE    1967 


1005 


Satellites — Continued 

Treaties,  agreements,  etc. : 

ESRO    Alaska    telemetry/telecommand    station, 
agreement  for  establishment  and  operation  of, 
36 
Geodetic    satellite    observation    stations,    agree- 
ments with:  Japan,  86,  642;  Mexico,  354 
Satterthwaite,  Joseph  C,  651 
Saudi  Arabia: 

Convention  on  offenses  and  certain  other  acts  com- 
mitted on  board  aircraft,  signature,  765 
Jidda  desalination  plant  dedication,  U.S.  participa- 
tion (Udall),  561 
U.S.  travel  restrictions,  announcement,  952 
Seaborg,  Glenn  T.,  90,  915  (quoted) 
Scherer,  Ray,  724 

Schlesinger,  Arthur   (Goldberg),  511 
Schroeder,  Gerhard,  687,  688 
Schultze,  Charles  L.:  237;  Johnson,  659 
SCI   (International  Scientific  and  Technological  Af- 
fairs, office  of) ,  Pollack,  913 
Science,  Technology,  and  American  Foreign  Policy, 

913 
Science  and  technology: 

China,  U.S.  survey  team,  849 

Europe  (McGhee),  152 

International   cooperation:    657;    Brzezinski,   414; 

Humphrey,  488;  Rusk,  239 
Latin  America:  713,  719,  887;  Johnson,  709 
NATO  resolution,  50,  52 
OECD   cooperation:    Humphrey,   166,   684;    E.   V. 

Rostow,  22 
Science  and  foreign  affairs:   Pollack,  910;   Rusk, 

238;  Seaborg  (quoted),  915 
Soviet-U.S.  exchanges,  value  (Katzenbach),  755 
Technical  data,  exportation  to  Southern  Rhodesia, 

prohibition  of.  Executive  order,  146 
Technological  forecasting:  Pollack,  914;  Rusk,  239 
Technological  gaps:  713;  Humphrey,  165,  684;  Mc- 
Ghee, 148;  Pollack,  912;  Rusk,  238 
U.N.  role:  Pollack,  912;  Sisco,  459,  462 
U.S.  research  and  development  (McGhee),  149 
Water  resources   research   and   development,   rec- 
ommendations for:  763;  Johnson,  903 
Security  Council,  U.N.: 
Arab-Israeli  conflict: 

Meeting   called    (Goldberg),   871 
Role  in  and  U.S.  support:   Goldberg,  100,  920, 
925,  927,  934,  941,  944,  946;  Johnson,  935,  951, 
952;  Rusk,  949 
UNEP  withdrawn  vnthout  action  by  (Johnson), 
870 
China,  membership   (Popper),  689 
Documents,  lists  of,  36,  181,  437 
Israeli-Syrian  border  dispute  (Goldberg),  100 
Peacekeeping  operations : 

Discussion  delays,  problem  of   (Goldberg),  944, 

945 
Primary   responsibilities:    375;    Goldberg,    143, 
640,  872,  928;  Palmer,  449;  Rusk,  949 


Security  Council,  U.N. — Continued 
Peacekeeping  operations — Continued 
Soviet  position  (Sisco),  461 

Veto,  exercise  of:  Goldberg,  144,  638,  640,  839, 
895 ;  Sisco,  461 
Resolutions : 

Arab-Israeli  conflict,  cease-fire  requests,  947,  948        \ 
Southern  Rhodesia,  mandatory  sanctions  against, 

77 
U.N.  peacekeeping  force  in  Cyprus,  6-month  ex- 
tension, 180n 
Southern  Rhodesia: 

Mandatory  sanctions  against,  and  U.S.  support: 
373;  Goldberg,  73,  99,  142;  Palmer,  449 
U.S.  implementation,  145,  377 
U.N.  resolutions  and  U.S.  support:  369,  375;  Pal- 
mer, 449,  457;  Sisco,  68 
U.S.  deputy  representative  (Pedersen),  confirma- 
tion, 261 
U.S.     responsibilities     as    a    permanent    member 

(Rusk),  784 
Viet-Nam,  role  in.  See  under  Viet-Nam 
Seismographic  research,  574 
Selden,  Armistead  I.,  Jr.,  476 
Selective  service  (Powell),  137 
Self-defense.  See  Defense 
Self-determination : 
Aden  (Goldberg),  100 
Africa,  southern  (Katzenbach),  955 
Angola  and  Mozambique,  need  for  (Goldberg),  290 
Asia  (see  also  Viet-Nam)  :  Bundy,  790;  U.  A.  John- 
son, 422 
Importance  and  U.N.  role  (Sisco) ,  67 
Independent   statehood   not   necessarily   required: 

Goldberg,  290 ;  Nabrit,  32 
Nigeria  (Palmer),  649 
South- West  Africa:  Goldberg,  99,  292,  888;  Palmer, 

648;  Rogers,  302;  Sisco,  68 
Southern     Rhodesia:     376;     Goldberg,     99,     142; 

Palmer,  456 
U.N.  Charter  principles  (Rusk) ,  170,  875 
U.N.  covenants,  107,  112 
U.N.  resolution  and  U.S.  support:  Nabrit,  29,  30; 

text,  32 
U.S.  support  (Rusk) ,  772 
Viet-Nam.  See  under  Viet-Nam. 
Sender  Freies  Berlin,  358 
Senegal : 

Treaties,  agreements,  etc.,  85,  765 
Visit  of  Under  Secretary  Katzenbach,  756 
Senghor,  Leopold  S.  (quoted),  959 
Sharp,  U.S.  Grant:  586,  594 ;  Holt,  962 
Sheet   glass,    proclamation   modifying   escape-clause 

action,  216 
Ships  and  shipping  (see  also  Maritime  Consultative 
Organization,  Intergovernmental)  : 
International  waterways,  U.S.  position:  Goldberg, 
871,    921,    923,    926,    938;    Johnson,    870,    922 
(quoted)  ;  U  Thant,  920  (quoted) ,  921 


1006 


DEPARTMENT  OF  STATE  BULLETIN 


Ships  and  shipping — Continued 
Passenger  ships,  IMCO  fire  safety  standards  rec- 
ommendations:  102;  Johnson,  429;  Miller,  173 
Southern  Rhodesian  exports,  U.N.  sanctions  against 
shipments  of:  77,  374;  Palmer,  449 
U.S.  implementation,  Executive  order,  146 
Soviet   vessel    Turkestan,   allegations   of   U.S.   air 

attacks  and  U.S.  rejection,  953 
Treaties,  agreements,  etc. : 

International  waterborne  transportation,  inter- 
American  convention    (1963),  on   facilitation 
of:  U.S.,  481,  581,641 
Maritime  traffic,  international  convention  (1965), 
on    facilitation    of,    with    annexes:    Belgium, 
Czechoslovakia,   305;    Finland,    732;    Iceland, 
393;   Ivory   Coast,  694;    Nigeria,  393;   Soviet 
Union,  85;   Trinidad  and   Tobago,  732;   U.S., 
481,  581,  613,  865 
Entry  into  force,  305 
NS  Savannah,  private  company  operation,  agree- 
ment re  U.S.  liability:  Greece,  225 
Pilotage   services   on   the   Great   Lakes   and   St. 
Lawrence    Seaway,   agreement  with   Canada 
governing  coordination  of,  866 
USS  Cascade  (destroyer  tender),  deployment  of, 

agreement  with  Malta,  225 
Vessels,  loans  of,  agreements  with :  New  Zealand, 
898;  Philippines,  802 
U.S.  military  supplies  to  Viet-Nam  (Wheeler),  188 
USS    John    F.    Kennedij,    christening    ceremony 

(Johnson),  959 
U.S.  6th  Fleet,  allegations  of  involvement  in  Mid- 
dle East,  and  U.S.  reply  (Goldberg),  935,  940 
U.S.  vessel,  Israeli  attack  on:  Goldberg,  943;  John- 
son, 952 
Sierra  Leone: 

Ambassador  to  U.S.,  credentials,  377 
Treaties,  agreements,  etc.,  154,  866,  930,  967 
Sihanouk,  Prince  Norodom  (Rusk) ,  128, 129,  281,  619 
Sindermann,  Carl  J.,  71 
Singapore: 
Ambassador  to  U.S.,  credentials,  688 
Economic  progress  (Bundy),  325,  791 
Indonesia,  relations  with:  Bundy,  792;  Rusk,  744 
Treaties,  agreements,  etc.,  122, 182,  897 
Sino-Soviet   relations:    Brzezinski,   419;    Harriman, 
817;    Katzenbach,    2;    Kohler,    9,   407;    W.   W. 
Rostow,  493;  Rusk,  132,  168,  781,  785;  Solomon, 
519 
Viet-Nam,  effect  of:  Rusk,  727,  786;  Sisco,  461 
Viet-Nam  peace  talks,  effect  on  (Rusk),  44,  283 
Sisco,  Joseph  J.,  64,  458 
Siscoe,  Frank  G.,  71,  634 
Sithole,  Ndabaningi,  371 
Skolnikoff,  Eugene  B.,  913 
Slavery : 

Supplementary  convention  (1956)  for  the  abolition 
of  slavery,  the  slave  trade,  and  practices  simi- 
lar to :  Afghanistan,  85 ;  Luxembourg,  930 
U.S.  ratification  urged  (Goldberg) ,  524 


Slavery — Continued 

U.N.  International  Covenants  on  Human  Rights, 

prohibition  of,  113 
White  women,  agreement  (1949)  for  the  suppres- 
sion of  trade  in,  as  amended:  Malta,  866 
Smathers,  George  A.,  476 
Smith,  Al  (quoted),  936 
Smith,  Willard  J.  (Miller),  175 
Smithsonian  Institute,  667 
SOLAS.  See  Safety  of  life  at  sea 
Solomon,  Anthony  M.:  518,  555,  721;  Miller,  174 
Somali,  Republic  of: 

AID  programs  (E.  V.  Rostow),  863 

Treaties,  agreements,  etc.,  225,  306,  438,  701,  702, 

732,  765,  802 
Visit  of  Under  Secretary  Katzenbach,  756 
South  Africa,  Republic  of: 

Apartheid:   Goldberg,  292,  891,  892;  Palmer,  455; 

Rogers,  302 ;  Sisco,  68 
South   West   Africa   mandate,   termination:    893; 

Goldberg,  888,  889;  Palmer,  648;  Sisco,  68 
Southern  Rhodesia,  support  and  aid  in   evading 

sanctions,  374 
Treaties,  agreements,  etc.,  224,  353,  481,  733,  930 
South  West  Africa: 

ICJ   decision:    Goldberg,   144,   292;    Palmer,   647; 

Rogers,  302 
Self-determination  for,   U.N.  role  in  development 
of:  Goldberg,  292,  888;  Palmer,  648;  Rogers, 
302;  Sisco,  68 
U.N.   administration   of:    Goldberg,   99,   292,   888, 
892;  Palmer,  648;  Rogers,  302;  Sisco,  68 
U.N.  resolution,  text,  893 
Southeast  Asia  Treaty  Organization: 

Council  of  Ministers   meeting,   Washington:    516, 
592;  Rusk,  742 
Text  of  communique,  745 
U.S.  delegation,  516 
Military  Advisers  meeting,  Washington,  516,  592 
Thai  support:  Martin,  198,  852;  Rusk,  598 
Viet-Nam : 

Importance  of  U.S.  commitments  under:  John- 
son,  515;    Meeker,   62;    Rusk,   133,  272,   776, 
876 
Position  and  support:   Martin,  855;  Rusk,  281, 
743 
Southeast  Asian  Ministers  of  Education    (Martin), 

196,  854 
Southern  Rhodesia: 

Background:  366;  Palmer,  449 
Independence,  U.K.  conditions  for:  368,  372,  377; 
Palmer,  457,  646 
U.S.,  contrasted  with  (Palmer),  451 
International    Wheat   Agreement,    1967    protocol, 

930 
Land  Apportionment  Act  (Palmer),  453 
Racial  discrimination  in.  See  Racial  discrimination 
Rhodesian  Front  party  (Palmer),  454 
Soviet  Union,  position  of,  374 


INDEX,   JANUARY  TO  JUNE   1967 


1007 


Southern  Rhodesia — Continued 
U.K.: 

Responsibilities:    369,   375;   Goldberg,  74,   143; 

Palmer,  455,  647 
Use  of  force  against,  questions  of,  372,  374 
U.K.-Rhodesian  talks:  368;  Goldberg,  76;  Sisco,  67 
U.N.  resolutions  and  U.S.  support,  369 
U.N.  sanctions: 

Economic:  370;  Goldberg,  142,  291;  Palmer,  647 
Legal  basis  for:  369,  374;  Goldberg,  75 
Mandatory:  373,  376;  Goldberg,  73, 142;  Palmer, 
449,  647;  Sisco,  68 
Resolution,  text,  77 

South  Africa  and  Portugal,  importance  to  en- 
forcement of,  371,  374 
Sovereignty,  equality  of  states,  essential  elements  of 

(Harris),  105 
Soviet  Union  (see  also  Aggression,  Communism,  and 
Sino-Soviet  relations)  : 
Allegations  of  U.S.   air  attack  on   Soviet  vessel 

rejected,  953 
Antiballistic  missiles,  U.S.-Soviet  competition  in: 
575,  687;  Humphrey,  489;  Johnson,  160,  445, 
569,  659;  McNamara,  442,  687;  W.  W.  Rostow, 
501 ;  Rusk,  43,  47, 171,  321,  361,  601,  875 
Central  Europe,  nuclear  weapons  aimed  at  (Rusk), 

361 
Consular  convention  with  U.S.:   614,  642;   Hum- 
phrey,   489;    Johnson,    160,    287,    545,    659; 
Katzenbaeh,  755 ;  Kohler,  411 ;  Rusk,  247 
Economic  problems:   Harriman,  818;  Katzenbaeh, 

754;  Kohler,  407;  Solomon,  519 
Food  processing  fair,  Moscow,  U.S.  participation, 

757 
Germany,  Federal  Republic  of,  relations   (Rusk), 

363 
ILO  charges  of  forced  labor  practices  (Goldberg), 

527 
India,  grain  shipments  to  (Johnson),  299 
Industrial    property,    international    participation 

(Trowbridge),  885 
INPRODMASH-67  (Trowbridge),  882 
Italian    Fiat   automobile   plant:    Harriman,   819; 
Katzenbaeh,  4 ;  Solomon,  522 ;  Trowbridge,  883 
Leadership  (Brzezinski),  417 
North   Africa,   interests  and   influence    (Palmer), 

808,  811 
Nuclear  proliferation  treaty,  review  of  position  on, 

571 
Oceanographic     survey,     cooperation     with     U.S. 

(Sisco),  462 
Outer  space  treaty,  position  on:  Goldberg,  142,  604, 

607;  Rusk,  600;  Sisco  460 
Southern  Rhodesia,  position  on,  374 
Technological  level  (Humphrey) ,  166 
Trade : 

Liberalization  (Trowbridge),  885 
U.S.  See  East-West  Trade  Relations  Act  of  1966 
Treaties,  agreements,  etc.,  37,  85,  224,  260,  305,  393, 
614,  642,  930 


Soviet  Union — Continued 
U.N.: 

Arena    for    peaceful    East- West    engagement: 

Humphrey,  489;  Sisco,  458 
Peacekeeping  operations,  position  on:  Goldberg, 
101,895;  Sisco,  461 
U.S.  citizens,  convention  of  (Rusk) ,  44,  248 
U.S.  relations: 

Efforts  to  improve:  697;  Humphrey,  487,  488, 
681;  Johnson,  159,  409  (quoted),  757;  Katzen- 
baeh, 753;  Kohler,  8,  406;  Niven,  774;  E.  V. 
Rostow,  399,  403 ;  W.  W.  Rostow,  495 ;  Rusk, 
363,  772 
U.S.   visit  of   Mrs.   Svetlana   Alliluyeva,  effect 

(Rusk),  782 
Viet-Nam,  effect  on:  Harriman,  821;  Rusk,  171, 
278,  877 
U.S.-Soviet  talks  on  limiting  nuclear  arms  race, 

proposed:  Johnson,  445;  BIcNamara,  444 
U.S.  trade  missions  (Trowbridge) ,  882 
Viet-Nam,    arms    supply    to:     Katzenbaeh,    753; 

Kohler,  413;  Rusk,  275,  466 
World  relations,  development  of:  Harriman,  821; 
Humphrey,  486;  Meeker,  62 
Space.  See  Outer  space  and  Satellites 
Spain : 

Import  quota  controls  removed,  246 
Treaties,  agreements,  etc.,  85,  354,  613,  642 
Spivak,  Lawrence  E.,  722 

State  Department  (see  also  Foreign  Service) : 
Advisory  panels:  Johnson,  660;  appointments,  16, 

72,  651 
Ambassador  at  Large   (Lodge),  confirmation,  674 
Appointments  and  designations,  261,  765,  897 
Assistant     Secretaries     of     State,     confirmation: 

Battle,  674;  Macomber,  482;  Oliver,  968 
Bureau  of  European  Affairs,  advisory  panel,  ap- 
pointment, 17 
Bureau  of  Near  Eastern  and  South  Asian  Affairs, 

72 
Information  and  cultural  programs,  appropriations 

request,  FY  1968    (Johnson),  232,  236 
Publications.  See  under  Publications 
Science  briefings:  Pollack,  916;  Rusk,  238 
Science  office  (Pollack),  913 
U.S.  mission  chiefs  in  Europe,  meeting,  599 
Water  for  Peace  Office,  establishment:   Johnson, 

904 ;  Rusk,  906 
Work  of  (Rusk),  875 
State  of  the  Union  (Johnson) ,  158 
Stateless  persons  and  refugees,  application  (protocol 
1)  of  the  universal  copyright  convention:  Italy, 
481 ;  Netherlands,  833 
Steele,  Hoyt  P.,  696,  697 

Stevenson,  Adlai :  Johnson,  566 ;  quoted,  293,  839,  896 
Stoltenberg,  Gerhard  (McGhee),  152 
Strategic  trade  controls.  See  Trade 
Sudan: 
AID  programs  (Rusk),  831 


1008 


DEPARTMENT   OF   STATE   BULLETIN 


Sudan — Continued 

Convention  (1965)  on  the  settlement  of  investment 
disputes  betvceen  states  and  nationals  of  other 
states,  613 
U.S.  travel  restrictions,  announcement,  952 
Sugar,  International  Sugar  Agreement,  1958,  proto- 
col: Argentina,  Australia,  Belgium,  224;  Bolivia, 
481;    Brazil,   Canada,    China,    Colombia,   Costa 
Rica,    224;     Congo     (Brazzaville),    481;    Cuba, 
Czechoslovakia,  Denmark,  Dominican  Republic, 
Ecuador,  El  Salvador,  France,  Germany,  Ghana, 
224;  Guyana,  393;  Guatemala,  224;  Haiti,  224; 
Hungary,  224,  481;  India,  224,  481;  Indonesia, 
Ireland,  Italy,  Jamaica,  Japan,  Lebanon,  Mada- 
gascar, 224 ;  Mexico,  224,  481 ;  Morocco,  Nether- 
lands, New  Zealand,  Nicaragua,  Nigeria,  Para- 
guay, 224;  Peru,  224,  481;  Philippines,  Poland, 
Portugal,  Republic  of  South  Africa,  Trinidad  and 
Tobago,    Tunisia.    Union    of    Soviet    Socialist 
Republics,  U.K.,  U.S.,  224 
Sukhoruchenko,  M.  N.,  216,  332 
Sullivan,  William  L.,  Jr.,  636 
Sunay,  Cevdet,  652,  653,  655 
Sunobe,  Ryoso,  178,  424 
Suwito  Kusumowidagdo,  172 
Sweden : 

Institute  for  Cultural  Relations,  667 

Nuclear  power  plant  programs   (Seaborg),  93 

Treaties,  agreements,  etc.,  154,  260,  481,  613,  732, 

733,  930 
U.S.  Ambassador  (Heath),  confirmation,  674 
Swidler,  Joseph  C,  907 
Switzerland,  treaties,  agreements,  etc.,  260,  354,  393, 

613,  733,  929,  930,  967,  968 
Syrian  Arab  Republic  (see  also  Arab-Israeli  conflict) : 
Israeli    border    dispute,    U.N.    peacekeeping    role 

(Goldberg),  100 
Universal   Postal   Union,  constitution,  with  final 

protocols,  733 
U.S.  travel  restrictions,  announcement,  952 

Taft,  William  Howard  (Rusk),  270 

Taiwan  (see  also  China,  Republic  of;  and  Formosa)  : 

Economic  progress:  337;  Braderman,  661;  Bundy, 

791;  Johnson,  848;  E.  V.  Rostow,  401,  858,  862; 

W.W.  Rostow,  496;  Rusk,  832 

U.S.  Aid  to  Taiwan:  a  Study  of  Foreign  Aid,  Self- 

Help,  and  Development,  832n 
U.S.  military  assistance  (Johnson),  384 
Visit  of  Ambassador  Goldberg    (Goldberg),  505, 
509,  511 
Talbot,  Phillips  (Rusk),  751 
Tanzania : 

AID  programs  (Rusk),  831 
Visit  of  Under  Secretary  Katzenbach,  756 
Tariff   Commission,   budget   appropriation   request, 

FY  1968  (Johnson),  232 
Tariff  policy,  U.S.  (see  also  Economic  policy  and  rela- 
tions; Tariffs  and  trade,  general  agreement  on; 
and  Trade) : 


Tariff  policy,  U.S. — Continued 

Most-favored-nation  policy:  698;  Blumenthal,  435 ; 

Katzenbach,  3 
National  interests:  Johnson,  696;   Solomon,  556; 

Trowbridge,  883 
Philippines   (Braderman),  663 
Presidential  discretionary  authority:   698;  Harri- 

man,  819;  Katzenbach,  3;  Solomon,  521,  523 
Sheet  glass   duties  modified,  proclamation:   216; 

Johnson,  333 
Watch  movements  escape-clause  duty  rates  termi- 
nated, proclamation:  217;  Johnson,  333 
Tariffs  and  trade,  general  agreement  on: 

Agreements,      declarations,      proces-verbal,      and 
protocols : 
Accessions  to,  current  actions  on : 

Argentina,    provisional:     Ivory    Coast,    967; 
Tunisia,  613 

Third  proces-verbal:  Argentina,  Australia, 
Austria,  Belgium,  Canada,  613;  Central 
African  Republic,  967;  Denmark,  Finland, 
613;  France,  Germany,  India,  733;  Indo- 
nesia, Israel,  Japan,  613;  Kenya,  733; 
Netherlands,  613;  New  Zealand,  967; 
Nigeria,  Norway,  613;  Pakistan,  967; 
South  Africa,  733;  Sweden,  Tunisia,  Tur- 
key, U.K.,  U.S.,  613;  Yugoslavia,  733 
Iceland,  provisional :  Ivory  Coast,  967 ;  Tunisia, 
613 

Proces-verbal    extending:    Central    African 
Republic,  967;  Tunisia,  613 
Korea,  protocol:  Austria,  766;  Central  African 
Republic,   European   Economic   Community, 
France,  Germany,  Italy,  Japan,  968;  Korea, 
Netherlands,  Turkey,  766;  U.S.,  766,  968 
Switzerland,    protocol:    Central    African    Re- 
public,   967;    Germany,    224;    Netherlands, 
354;    New   Zealand,    733;    Portugal,    613; 
Spain,  354 
Tunisia,  provisional,  third  proces-verbal :  Cen- 
tral African  Republic,  967 
United    Arab    Republic,    provisional:    Ivory 
Coast,  967 

Second  proces-verbal:   Australia,  Belgium, 

Canada,  613;  Central  African  Republic, 

968;    Denmark,    Finland,    613;    France, 

Germany,  733;  Greece,  613;  India,  733; 

Indonesia,     Japan,     613;     Kenya,     733; 

Netherlands,    613;     New    Zealand,    968; 

Nigeria,    Norway,    613;    Pakistan,    968; 

Sweden,    Switzerland,    Turkey,    U.A.R., 

U.K.,  U.S.,  613;  Yugoslavia,  733 

Yugoslavia,  protocol:    Austria,  733;   Central 

African  Republic,  967;  Chad,  354;  France, 

733;  Netherlands,  354;  U.S.,  260 

International  trade  in  cotton  textiles,  protocol 

extending  the  arrangement  on:  929;  U.S.,  967 

1960-1961  Tariff  Conference,  protocol  embodying 

results  of:  Germany,  224,  306;  Pakistan,  967 


INDEX,    JANUARY   TO   JUNE    1967 


1009 


Tariffs  and  trade,  general  agreement  on — Continued 
Agreements,  declarations,  etc. — Continued 
Part  I  and  articles  XXIX  and  XXX,  protocol 

amending:  Korea,  733 
Part  IV,  entrance  into  force,  prospects  from :  70 ; 

Blumenthal,  433 
Schedule  III — Brazil-protocol  re  negotiations  for 
the  establishment  of  a  new  schedule:  Korea, 
733 
Schedules,  rectifications  and  modifications  to  the 
texts   of,   5th,   6th,   7th,   8th,   9th   protocols: 
Korea,  733 
Committee  on  Trade  and  Development:  Blumenthal, 

430;  U.S.  delegate,  430n 
Contrasting  party,  admission  as:  Barbados,  482 
Eastern    European    membership,    need    for:    699; 

Brzezinski,  419;  Humphrey,  488 
International  Trade  Center  (Blumenthal),  435 
Kennedy  Round: 

Importance  and  U.S.  support:  28,  70,  245,  339; 
Blumenthal,  430;  Humphrey,  488,  683;  John- 
son, 297,  333,  707,  756,  886;  NATO,  50;  E.  V. 
Rostow,  23,  27;  Roth,  476,  880;  Rusk,  359,  361; 
Solomon,  556 
Negotiations  concluded:  Johnson,  879;  Roth,  879 
U.S.    participation,    problems    and    conditions: 
E.  V.  Rostow,  403,  860;  Roth,  477;  Rusk,  772 
Yugoslavian  membership  (Harriman),  818 
Taxation: 
Double  taxation,  convention  on  avoidance  of.  See 

Double  taxation 
Interest  Equalization  Tax,  342 

Adjustment  of  rates  needed:   344;  Johnson,  335 
Taylor,  Maxwell  D.,  285,  514  (quoted),  586,  594 
Tear  gas  and  military  gas,  use  of,  577 
Technical  assistance: 
CENTO  programs,  671 

U.N.  assistance  to  South  West  Africa  requested, 
894 
Technical  cooperation  programs : 

Agreements  with:  Afghanistan,  834;   Somali  Re- 
public, 225,  438,  702,  802 
Budget  appropriations  request  FY  1968  (Johnson) , 

232 
China,  Republic  of,  849 
Latin  America,  719 
Water  for  Peace,  761 
Technology.  See  Science  and  technology 
Telecommunications   (see  also  Radio)  : 

Convention  (1965),  international,  with  annexes: 
Australia,  Ceylon,  613;  Congo  (Brazzaville), 
393;  Denmark,  122;  Finland,  Guyana,  613; 
Ireland,  766;  Jordan,  766;  Korea,  898;  Leba- 
non, 613;  Lesotho,  967;  Maldive  Islands,  582; 
Netherlands,  393;  Nigeria,  613;  Peru,  766; 
Switzerland,  393;  Tunisia,  Uganda,  898;  U.K., 
393;  U.S.,  733,  801 
Educational   TV:   719;   Johnson,   15,  709;    E.   V. 

Rostow,  405 
Latin  America,  system  proposed,  712 


Territorial  sea  and  the  contiguous  zone,  convention 

(1958),  Goldberg,  923 
Terry,  William  M.,  919 

Thailand  (see  also  Association  of  Southeast  Asia)  : 
AID  programs  (E.  V.  Rostow),  863 
Asian  Institute  of  Technology:  747;  Martin,  196, 

854  ^ 

Asian  role:  Martin,  196,  851;  Rusk,  597 
Communism,  danger  of:  Bundy,  325;  Martin,  853; 

Rusk,  169,  275,  743,  832;  SEATO,  746 
Economic  progress:  337;  Braderman,  661;  Bundy, 
325,  791,  793;  E.  V.  Rostow,  401,  858;  W.  W. 
Rostow,  496;  Rusk,  598 
Outer  space  treaty,  signature,  260 
U.S.  aid:  Johnson,  384;  Rusk,  827 
U.S.  air  force  use  of  Thai  bases :  746, :  Martin,  852 ; 

Rusk,  597 
U.S.  relations:  Martin,  198,  851;  Thanat  Khoman, 

852   (quoted) 
Viet-Nam,  military  aid  to:  746;  Bundy,  324,  792; 
Johnson,  961;   Martin,  198,  852,  853;   W.  W. 
Rostow,  503 ;  Rusk,  597 ;  Westmoreland,  740 
Thanat  Khoman:   197,  747,  748  (quoted),  852,  854 
Thieu,  Nguyen  Van,  586,  588,  591 
Thuc,  Nguyen  Dang:   69  Lilienthal,  468 
Thuc,  Vu  Quoc,  592 
Tlateloleo,  Treaty  of,  436 
Tobago.  See  Trinidad  and  Tobago 
Togo: 

Regional  heavy  equipment  training  center  (Katzen- 

bach),  958 
Treaties,  agreements,  etc.,  154,  182,  260 

Amity  and  economic  relations,  treaty  of,  181 
Toon,  Malcolm,  71 
Topaloglu,  Ahmet,  687,  688 
Touring  and  tourism: 

Eastern  Europe:  Harriman,  817;  Humphrey,  682; 

E.  V.  Rostow,  25 
International  Tourist  Year,  695 
North  Africa:  Palmer,  812;  Woods   (quoted),  810 
Road  traffic,  convention  (1954)  re  customs  facili- 
ties: Singapore,  122 
Romania,  cultural  exchange  arrangement  renewed, 

480,  482 
U.S.-Soviet  tourists,  numbers  compared:   Kohler, 

412;  Rusk,  247 
U.S.  visitors  visas  with  indefinite  validity,  695 
Trade    (see  also  Agricultural  surpluses;   Economic 
policy;    Exports;    Imports;    and   Tariff   policy, 
U.S.)  : 
Cotton.  See  Cotton 

Eastern  Europe  and  Soviet  Union,  trade  with 
West:  697;  Harriman,  817;  Humphrey,  488; 
Johnson,  696,  757;  Katzenbach,  4,  755;  Solo- 
mon, 519,  521;  Trowbridge,  881 
Expansion,  importance  and  U.S.  support:  339; 
Johnson,  334;  E.  V.  Rostow,  404;  W.  W. 
Rostow,  497 ;  Rusk,  772 


1010 


DEPARTMENT  OF  STATE  BULLETIN 


Trade — Continued 

Latin   America:    713;    Blumenthal,   434;   Johnson, 
542,  707,  709;  W.  W.  Rostow,  498;  Rusk,  722 
Declaration  of  the  Presidents  of  America,  text, 
717 
Less  developed  countries,  245,  338 
North  Africa  (Palmer) ,  807 
OECD   countries    (Humphrey),  683 
Soviet  Union,  Licensintorg  (Trowbridge),  885 
Strategic    trade    controls:    697;    Harriman,    817; 
Johnson,  696;  Katzenbach,  4;  Kohler,  10,  413; 
Solomon,  518 
Trade    negotiations,    U.S.    special    representative 

(Roth),  confirmation,  476n 
Transit    trade    of  land-locked    states,    convention 
(1965),  Chad,  733 
U.N.  Commission  on  International  Trade  Law 
(Goldberg),  102 
U.S.  trade: 

Balance  on  goods  and  surpluses,  341 
Canada,  automotive  products,  732 
Eastern  Europe  and  Soviet  Union,  need  to  in- 
crease (see  also  East-West  Trade  Relations 
Act  of  1966):   Harriman,  818;   Humphrey, 
682;  Johnson,  334,  757,  886;  Katzenbach,  2; 
Kohler,  10, 413 ;  E.  V.  Rostow,  24 ;  Rusk,  786 ; 
Solomon,  518 
U.S.  trade  missions   (Trowbridge),  881 
Foreign    policy    considerations:    Johnson,    886; 

Katzenbach,  3;  Solomon,  555 
Joint  Mexican-U.S.  Trade  Committee,  2nd  annual 

meeting,  70 
Korea,    investment   and   trade    study:   69,    554; 

Chung,  553 
Philippines  (Braderman),  662 
Policy  objectives:  Johnson,  757,  Trowbridge,  881 
Southern    Rhodesia,    prohibition    of,    Executive 
order,  146 
World  Trade  Week,  1967,  proclamation,  756 
Trade  Expansion  Act:  Blumenthal,  433;  Roth,  477; 

Rusk,  361 
Tran  Van  Do,  745,  747,  748 
Transportation : 

Africa  (Katzenbach),  956 
Latin  America  (Linowitz),  823 
Mass  urban  transit  (Johnson),  918 
Viet-Nam,  importance  of:  Komer,  469;  Westmore- 
land, 741 
Travel  (see  also  Touring  and  tourism)  : 

Foreign  travel  to  U.S.,  encouragement:  344;  John- 
son, 335 
Middle  East,  U.S.  travel  restricted,  announcement, 

952 
U.S.  travel  restrictions: 
Amendments,  texts,  564 
Extended,  102 
Treaties,  agreements,  etc.,  36,  85,  122,  154,  181,  224, 
260,  305,  353,  392,  438,  481,  530,  581,  612,  641,  673, 
701,  732,  765,  801,  833,  865,  897,  929,  967 
Treaty  on  treaties,  U.N.  international  conference, 
proposed   (Goldberg),  102 


Treaties  in  force:  A  List  of  Treaties  and  Other  In- 
ternational Agreements  of  the  United  States  in 
Force  on  January  1,  1967,  released,  288 
Tremelloni,  Roberto,  687 
Trinidad  and  Tobago: 

OAS  membership:  464n;  Johnson,  632;  Rusk,  464 
Treaties,  agreements,  etc.,  84,  122,  182,  224,  581, 
732,  898,  929 
Trowbridge,  Alexander  B.,  881 
Truman,  Harry  S  (quoted),  546,  547,  548,  550,  856 
Truman  Doctrine:  E.  V.  Rostow,  857;  20th  anniver- 
sary, Johnson,  546,  547,  654;  Sunay,  653,  655 
Trust  Territory  of  the  Pacific  Islands: 

Additional  U.S.  funds  authorized   (Johnson),  865 
Disaster  relief  (Johnson) ,  599 

Economic   and   political   progress    (Johnson),   598 
Tunisia: 

Development,  problems,  and  U.S.  interests:   Pal- 
mer, 806 ;  Rusk,  831 
Treaties,  agreements,  etc.,  85,  224,  260,  613,  642, 

702,  898,  967 
U.S.  travel  restrictions,  announcement,  952 
Turkel,  Harry,  71 
Turkestan,  Soviet  motor  vessel,  953 
Turkey : 

Ambassador  to  U.S.,  credentials,  172 
Economic  and  political  development:  337,  656,  670; 
Gaud,  669;  Johnson,  383,  547,  652,  654;  E.  V. 
Rostow,  401,  858;  W.  W.  Rostow,  496;  Rusk, 
830;  Sunay,  655 
Financing,  problems  of,' 338 
NATO  position  and  aid:   50,  657;  Johnson,  652; 

Sunay,  653,  655 
OECD  aid:  28;  Johnson,  383 
Treaties,  agreements,  etc.,  260,  613,  766,  897 
U.S.  aid,  1968  estimate:  Johnson,  234;  Rusk,  830 
U.S.  military  and  economic  assistance:   657;  Gaud, 

669;  Johnson,  384;  Sunay,  656 
U.S.  visit  of  President  Sunay:  652;  Johnson,  547 

U  Nyun  (Martin),  196,  853 

U  Thant  (see  also  United  Nations  and  Viet-Nam), 
Goldberg,  179 
Arab-Israeli    conflict,    peacekeeping    efforts.     See 

Arab-Israeli  conflict 
Outer  space  treaty  signature  ceremony,  message, 

268 
U.N.  Secretary-General,  continuation  in  office  as: 

Goldberg,  15,  98;  Johnson,  14;  Rusk,  42 
Viet-Nam : 

Peace  proposals:  Goldberg,  839;  Rusk,  618,  622; 

U  Thant,  138 ;  text,  624 
Peace  talks,  role  in:  Goldberg,  63,  98,  138,  839; 
Johnson,  629;  Rusk,  43,  45,  47,  620;  U  Thant, 
625 
Visit  to  Asia  (Goldberg),  507,  513 
U.A.R.  See  United  Arab  Republic 
Udall,  Stewart  L.:  561,  907;  Rusk,  906 
UDEAC      (Union     Douaniere     et     Economique     de 
I'Afrique  Centrale),  650 


INDEX,   JANUARY   TO   JUNE    1967 


1011 


Uganda : 

AID  programs  (Rusk),  831 
Treaties,  agreements,  etc.,  701,  898 
Visit  of  Under  Secretary  Katzenbach,  756 
UNCTAD.  See  United  Nations  Conference  on  Trade 

and  Development 
UNEF.  See  United  Nations  Emergency  Force 
UNESCO     (Educational,    Scientific    and    Cultural 

Organization,  U.N.),  897 
UNFICYP.  See  United  Nations  Force  in  Cyprus 
Unger,  Leonard  C,  586 
Union  Douaniere  et  Economique  de  I'Afrique  Cen- 

trale  (Palmer),  650 
United  Arab   Republic    (see  also  Arab-Israeli  con- 
flict) : 
Straits  of  Tiran,  restriction  of  shipping:  Goldberg, 
871,  921,  923,  938;   Johnson,  870;   U  Thant 
(quoted),  920,  921 
Treaties,  agreements,  etc.,  260,  393,  613,  642,  733, 

930,  967 
U.S.  Ambassador  (Nolte),  confirmation,  674 
U.S.  travel  restrictions,  announcement,  952 
United  Kingdom   (see  also  names  of  self-governing 
colonies) : 
Aden,  future  withdrawal  from  (Goldberg),  100 
Asia,  role  in  (Bundy) ,  791,  793 
Balance-of-payments  position,  347 
BBC  TV  interview  of  Secretary  McNamara,  442 
British   independent   TV   interview  of   Secretary 

Rusk,  274 
CENTO  economic  aid,  670 
Economic  problems  (McGhee),  149 
European  Common  Market,  proposed  membership : 

Holt,  961 ;  Rusk,  783 
Foreign  aid  programs  (Rusk),  830 
Nuclear  power  plant  programs  (Seaborg),  92 
Rhodesia.  Sec  Southern  Rhodesia 
Sir  Montague  Burton  Lecture,  University  of  Leeds 

(W.  W.  Rostow),491 
Treaties,  agreements,  etc.,  37,  86, 122, 154,  224,  225, 

260,  354,  393,  582,  613,  834,  930 
U.S.  NATO  forces,  deployment,  789 
U.S.  visit  of  Prime  Minister  Wilson,  963 
United  Nations: 

Aden,    possible    U.N.    participation    in    elections 

(Goldberg),  100 
Arab-Israeli     conflict,     role.     See     Arab-Israeli 

conflict 
Capital  development  fund  resolution   (Goldberg), 

101 
Charter.  See  United  Nations  Charter 
Documents,  lists  of,  36, 181,  305, 437 
East-West  relations,  role :  Goldberg,  98 ;  Harriman, 

820 ;  E.  V.  Rostow,  25 ;  Sisco,  458 
Headquarters    of,    amendment    of    supplemental 

agreement  (1966),  86 
Human  rights,  role  in:  Goldberg,  524;  Sisco,  67 
International  Covenants  on  Human  Rights,  texts, 
107,  111 
Optional  protocol,  120 


United  Nations — Continued 

Korea,  supervision  of  elections  (Goldberg),  101 
Mekong    River    development,    role:    Bundy,    326; 

Johnson,  334 
Membership : 

Barbados:  29n;  Goldberg,  28;  Sisco,  67 
Communist  China,  question  of:  849;  Goldberg, 
100;  U.  A.  Johnson,  423;  Popper,  689 
Communist  conditions  for  (Popper),  692 
Increases  in  (Goldberg),  100,  290 
Significance  of:  Goldberg,  872,  895;  Sisco,  67 
Outer  space  treaty,  role  in  development  of:   84, 
577;  Goldberg,  78,  98,  267,  602,  839;  Rusk,  601; 
Sisco,  460 
Peacekeeping   operations    (see    also    Arab-Israeli 
conflict.     General     Assembly,    and     Security 
Council)  : 
Financing,    problems    of    and    U.S.    position: 
Goldberg,  101, 180,  636,  638,  895,  896;  Johnson, 
566 
Importance   and    principles :    657 ;    Goldberg,   179, 
838,  862,  895,  928,  939;  Harriman,  489;  John- 
son, 567,  629;  Rusk,  363,  785;  Sisco,  65 
Need  for  improvement:  Meeker,  63;  W.  W.  Ros- 
tow 502;  Sisco,  65 
Soviet  and  French  refusal  to  pay  assessments 

(Goldberg),  101 
Soviet-U.S.    differences:    Goldberg,   895;    Sisco, 

461 
U.S.  support  (Rusk) ,  271,  950 
Racial  discrimination,  U.N.  role  in  suppression  of: 

Goldberg,  292;  Sisco,  66 
Secretary-General : 

Role  of  (see  also  Arab-Israeli  conflict  and  Viet- 

Nam)  :  Goldberg,  637,  640,  895;  Sisco,  461 
Visit  to  Near  East.  See  Arab-Israeli  conflict 
Secretary-General  U  Thant,  continuation  in  office: 

Goldberg,  15,  98;  Johnson,  14;  Rusk,  42 
Soviet  Union,  utilization  of,  for  propaganda  and 

other  purposes:  Goldberg,  924;  Sisco,  458 
Special  Committee  on  Friendly  Relations  (Nabrit), 

31 
Specialized  agencies:  894;  Goldberg,  839;  Johnson, 

297,  567;  Pollack,  912;  Sisco,  462 
Turkey,  support  of  (Johnson),  652 
U.S.  participation  in  the  U.N.,  20th  annual  report 

(Johnson),  566 
U.S.  representatives,  confirmation,  261 
U.S.-Soviet  furtherance  of  particular  aims:   Hum- 
phrey, 489;  Sisco,  458 
U.S.  support:  Goldberg,  289;  Johnson,  568;  Nabrit, 

31;  Rusk,  772,  784 
Viet-Nam.  See  Viet-Nam 

Water   development   projects,   U.S.    recommenda- 
tions:  762,  764;  Johnson,  903;  Rusk,  906 
United  Nations  Charter: 

Article  109,  amendment:  Argentina,  834;  Hungary, 
930;  Mexico  834;  U.S.,  834,  898 


1012 


DEPARTMENT  OF  STATE  BULLETIN 


United  Nations  Charter — Continued 

Obligations  and  responsibilities  of  member  states 

under:  107,  112,  375;  Goldberg,  76,  100,  142, 

291,  839,  895,  923,  927,  945 ;  Meeker,  61 ;  Nabrit, 

31;  Palmer,  449;  Rusk,  950 

Principles:  111;  Churchill  (quoted),  490;  Johnson, 

330;  E.  V.  Rostow,  856;  Rusk,  133,  170,  363, 

874 

Communist  ideology,  contrasted  with  (Sisco) ,  463 

Outer  space  treaty,  application  to:  Goldberg  79; 

Johnson,  387 
Southern   Rhodesia,   application   to:    176,   376; 
Goldberg,  75,  142;  Palmer,  449 
SEATO  support,  745 

Self-defense,  inherent  right  to:  Meeker,  60;  Rusk, 
271 
United  Nations  Commission  on  Human  Rights,  110 
United  Nations  Committee  on  the  Peaceful  Uses  of 
Outer  Space:  84;  Goldberg,  267,  604;  Sisco,  461 
Resolution  endorsing  recommendations,  83n 
United  Nations  Conference  on  Trade  and  Develop- 
ment  (Johnson),  567 
United   Nations    Development   Decade:    336;    John- 
son, 567 
United  Nations   Development  Program:   762;   Gold- 
berg, 839 1  Johnson,  567 ;  Palmer,  650,  813 
U.S.  1967  pledge,  764 

Viet-Nam,   FAO   fisheries   project,   U.S.   financial 
support,  964 
United  Nations   Economic   Commission  for  Europe 

(Harriman),  820 
United  Nations  Emergency  Force: 

Casualties   in    Arab-Israeli   conflict,    U.S.   regrets 

(Goldberg),  939,  943 
Financing  (Goldberg),  638 
Middle  East: 

Extension  of  (December,  1966) :  Goldberg,  101 
Withdrawal   (May,  1967),  U.S.  position:  Gold- 
berg, 947;  Johnson,  870 
United  Nations  Force  in  Cyprus  (NATO),  50 
Extension   (December,  1966),  Goldberg,  179 
U.S.  pledge   (Goldberg),  180 
United  Nations  Office  of  Public  Information  (Sisco), 

461 
United  Nations  Organization  for  Industrial  Develop- 
ment (Johnson),  567 
United    Nations    Truce    Supervision    Organization 

(Sisco),  66 
United  States  citizens  and  nationals: 

Boycotts  of  Communist  goods   (Katzenbach),  2 
Claims.  See  Claims 

Communist  propaganda,  effect  on  (Rusk),  725,  775 
Detention  by  Czechoslovakia   (Kohler),  10 
Foreign  affairs  advisory  panels:  16;  Johnson,  660 
Middle  East: 

Status  as  neutrals  (Rusk),  949,  950,  951 
Travel  restrictions,  announcement,  952 
Responsibilities  of:  Lodge,  800;  Rusk,  131,  775 
Responsibility  of  press  to  keep  well  informed  (Mar- 
tin), 851,  854 


United  States  citizens  and  nationals — Continued 
Rights  abroad,  consular  convention  with   Soviet 
Union:  Johnson,  287,  545;  Katzenbach,  755; 
Kohler,  411 ;  Rusk,  247 
Selective  Service,  position  on  (Powell),  137 
U.S.  foreign  policy  based  on  (Rusk),  879 
United  States  Information  Agency,  educational  TV, 

task  force  assignment  (Johnson),  16 
United  States  Travel  Service  (Johnson),  335 
Universal  copyright  convention  (1952),  protocol  1  re 
application  to  works  of  stateless  persons  and 
refugees :  Italy,  481 ;  Netherlands,  833 
Universal   Postal   Union,   constitution    (1964),  with 
final  protocols :  China,  85 ;  Dahomey,  Gabon,  801 ; 
Ghana,  613;   Guyana,  701;  India,  353;   Mauri- 
tania, 701;  Morocco,  967;  New  Zealand  (includ- 
ing Cook  Islands,  Niue,  and  the  Tokelau  Islands) , 
353;  Nigeria,  801;  Pakistan,  733;  Spain  (includ- 
ing Spanish  territories  in  Africa),  613;  Sweden, 
Syrian  Arab  Republic,  733;  Tunisia,  85;  Yugo- 
slavia, 613;  Zambia,  701 
Upper  Volta,  outer  space  treaty,  signature,  481 
Urban  development  (Johnson),  918 
Uruguay: 

Economic  level  of  development  (Rusk),  723 
Kennedy  Round,  importance  to  ( Blumenthal ) ,  432 
Treaties,  agreements,  etc.,  260,  701 

Vandenberg,  Arthur,  838 

Vatican  City  State,  treaties,  agreements,  etc.,  154,  930 

Venezuela : 

Communism,  threat  of:  Harriman,  821;  Rusk,  828 
Economic  level  of  development:  337;  E.  V.  Rostow, 

401,858;  Rusk,  722,  829 
Treaties,  agreements,  etc.,  86,  260,  930 
Viet-Nam: 

Ambassador  to  U.S.,  credentials,  216 

Amnesty  program:  209;  Komer,  470;  Rusk,  279; 

Wheeler,  191 
Asia,  importance  to.  See  under  Asia 
Background  (Meeker),  54 
Baguio  Chiefs  of  Mission  meeting,  517 
Cambodia,  nonalinement:  285;  Rusk,  128,  129,  281, 

320,  619,  773 
Cease-fire: 
Communist  infiltration  increased  during:  John- 
son, 365,  596;  Rusk,  127, 128,  317,  320,  321,  364, 
621,  776,  780;  Westmoreland,  739 
Communist  proposals:    Goldberg,   313;    Ho   Chi 
Minh,  596;  Johnson,  596;   Lodge,  795;  Rusk, 
126,  276,  277,  317,  321,  364,  464,  622,  623,  776, 
777,  878 
Extensions  of,  proposed,  and  prospects  from: 
Goldberg,   63,   508,  840;   Johnson,   537,   567; 
Lodge,  798;  Powell,  137;  Rusk,  44,  277,  317, 
320,  364,  516,  727,  776,  777,  780;  U  Thant,  139 
Senator    Kennedy    proposals:     Goldberg,    508; 
Rusk,  516 


INDEX,   JANUARY   TO   JUNE    1967 


1013 


Viet-Nam — Continued 
Cease-fire — Continued 
Tet   (Lunar  New  Year):   595;   Goldberg,  310; 
Johnson,  319;  Komer,  471 ;  Rusk,  126,  320,  620, 
623,  780 

Hostilities  resumed  (Johnson),  365 
U  Thant  proposals:   Goldberg,  138;  Rusk,  126, 
618,  622 

U.S.  acceptance:  626;  U  Thant,  139,  624 
U.S.  willingness  for  reciprocal  ceasefire:  284, 
626,  750;  Goldberg,  62  (quoted),  63,  138,  313, 
508,  841 ;  Johnson,  319,  539,  596 ;  Rusk,  126, 317, 
319,  359,  464,  621,  622,  623,  727,  773,  776,  878 
Communism,  rejection  of:   Lodge,  796;  Rusk,  279, 

282,  619,  779 
Communist  aggression  and  subversion : 

Casualties:  953;  Johnson,  515,  536;  Rusk,  45,  274, 
727;  Westmoreland,  741;  Wheeler,  189 
Civilian:    665;   Johnson,  515,  536,   593,   594; 
Rusk,  130,  135,  275,  276 
Communist   responsibilities:   953;    Johnson, 
515,  537;  Rusk,  136,  275;  Westmoreland, 
739 
Communist:   Johnson,  535;   McNamara,  466; 

Rusk,  278,  727 
Vietnamese:    Johnson,    535-536;    Rusk,    282; 
Westmoreland,  741 
Communism : 

Defectors  from:  Martin,  194;  Rusk,  278,  279, 
726,  779;  Westmoreland,  741 
Communist  China,  position  and  support:   Gold- 
berg, 508;   Kohler,  413;   Popper,  691;  W.  W. 
Rostow,  493;  Rusk,  42,  172,  275,  280,  619,  727, 
786;  Wheeler,  191 
Communist  position:  Ho  Chi  Minh,  596;  Johnson, 

629;  Lodge,  798;  Rusk,  127 
Communist  reliance  on : 

U.S.  disagreements:  Goldberg,  840;  Rusk,  130, 

620,  725,  744,  775 
World  opinion  (Rusk) ,  619,  620,  744 
Communist    responsibility:     953;     Bundy,    790; 
Johnson,  514;  Nabrit,  30;  W.  W.  Rostow,  503; 
Rusk,  45,  127,  135,  272,  274,  282,  743,  776,  780, 
876;  SEATO,  745;  Westmoreland,  738 
Compared  with  (Rusk),  877 

Korea:  Meeker,  60;  Rusk,  621,  778 
Malaya,  U.K.  operations   (Rusk),  279,  283 
World  War  11  (Lodge),  799 
Deescalation,  mutual   {see  also  Cease-fire)  : 
Communist  rejection  (Rusk),  45,  622 
U  Thant  proposals:  Rusk,  622;  U  Thant,  139 
U.S.   position:    284,   750;    Goldberg,   315,  506, 
841;  Johnson,  539;  Rusk,  126,  317,  322,  465, 
743,  775,  877 
Escalation    to    major    land    war,    question    of: 

Powell,  136;  Rusk,  364;  U  Thant,  139 
Guerrilla  warfare,   problems   of:   Johnson,  535, 
593;  Komer,  471;  Lodge,  795,  799;  Rusk,  278, 
283,729;  Taylor  (quoted),  514;  Westmoreland, 
739 


Viet-Nam — Continued 

Communist  aggression  and  subversion — Continued 
Increases  and  U.S.  responses:   McNamara,  465, 
466;  Rusk,  134,  282,  318,  464,  876;  Westmore- 
land, 738 
International  law  aspects  (Meeker) ,  57 
Propaganda:    748;    Lodge,    796;    Martin,    194; 

SEATO,  746 
Soviet  Union,  position  and  support:   Harriman, 
821;    Goldberg,    508,    513,    839;    Kohler,   413; 
Popper,  691;  W.  W.  Rostow,  493;  Rusk,  172, 
275,  280,  466,  619,  727,  778,  786;  Wheeler,  191 
Test   case   for:    Bundy,   790;    Kohler,    8,   410; 
Meeker,  62;  W.  W.  Rostow,  494;  SEATO,  746; 
Thieu,  589;  Westmoreland,  738 
Demarcation  line  between  North  and  South,  sig- 
nificance of  (Meeker),  61 
Demilitarized  zone: 

Geneva    Accords    provisions:     Goldberg,    311; 

Nabrit,  30;  Rusk,  281 
10-mile  buffer  area,  U.S.  proposal:   750;  Rusk, 
877 
Devastation  of  country,  question  of  (Rusk),  135 
Diem  government  (Lodge),  799 
Economic  and  social  development:  Goldberg,  506; 
SEATO,  746 
AID: 

Budget  request  FY  1967   (Johnson),  233,  383 
Commodity   assistance   programs,   1966   man- 
agement report:   Gaud,  200;  text  of  re- 
port, 201 
Expenditures,  210 
Medical  assistance,  increases,  664 
Supplies,  distribution   (Komer),  469 
Revolutionary  development:  209,  592,  748;  Gaud, 
201;  Goldberg,  511;  Taylor,  286;  Westmore- 
land, 740 
Vietnamese    army    cadre    training    program: 
Komer,    470;     Lodge,    796;     Taylor,    287; 
Wheeler,  191 
U.S.  goals  and  support:  285;  Bundy,  325;  Gold- 
berg, 513;  Johnson,  231,  516,  537,  587,  961; 
Komer,  469;  Lilienthal,  468;  Rusk,  317,  831; 
Wheeler,  186 
U.S.  programs,  Communist  participation:   285; 
Goldberg,  311;  Johnson,  162,  516,  535;  Rusk, 
281,317,773,787,877 
U.S.  study  team,  69 

Viet-Nam  position:  Lilienthal,  467;  Thieu,  589 
Education,  209 

Guam  conference:   586;   Guerrero,   586;   Johnson, 
538,  587,  588,  589,  590,  592,  594;  Thieu,  588, 
591 
Results,  665 
Inflation  control:  202;  Gaud,  200;  Goldberg,  514, 
592;   Johnson,  233,   589;    Komer,  470;    Rusk, 
831;   Taylor,  287 
International  Control  Commission:  Johnson,  515; 
Meeker,  56;  Rusk,  127 


1014 


DEPAKTMENT  OP  STATE  BULLETIN 


Viet-Nam — Continued 

International  Control  Commission — Continued 

Role  in  and  U.S.  support:  750;  Goldberg,  507; 
Rusk,  620,  773,  778;  U  Thant,  625 
Manila  Conference,  Viet-Nam  aims  and  U.S.  sup- 
port: 748;  Bundy,  794;  Goldberg,  311;  Thieu, 
588 
Memorial    Day    messages    exchanged:     Johnson, 

Thieu,  917 
Military  and  other  aid  from  other  countries:  552, 
748,  749;  Bundy,  324,  792;  Chung,  552;  John- 
son, 549,  961 ;  Martin,  198, 199,  852,  853 ;  W.  W. 
Rostow,  503;  Rusk,  133,  597;  SEATO,  746; 
Westmoreland,  740 

Baguio  meeting  of  Chiefs  of  Mission,  517 

7-nation  meeting  of  representatives,  Washing- 
ton: 517,  592;  communique,  747;  Johnson,  538 
National  Liberation  Front  (see  also  under  Negotia- 
tions for  peaceful  settlement) :  Goldberg,  312, 
842;  Lodge,  797;  Rusk,  135,  172,  280,  779 
National  reconciliation  (pacification)  program: 
592,  748;  Goldberg,  506,  510,  841-842,  843; 
Johnson,  161,  536,  538,  593,  594;  Komer,  470, 
471;  Lodge,  795,  796;  Rusk,  129,  726,  779; 
SEATO,  746;  Taylor,  286;  Wheeler,  191 

U.S.  support  reorganized  ( Bunker) ,  844 
Negotiations  for  peaceful  settlement : 

ANZUS,  749 

Asian  proposal  (Martin),  196 

Communist  4-points:  Goldberg,  311,  842;  Ho  Chi 
Minh,  597;  Johnson,  537;  Rusk,  172,  317,  773, 
777 

Communist  position:  626;  Goldberg,  840;  Rusk, 
126, 131,  277,  283,  322,  618,  622,  728 

Communist  rejection:  592,  626,  748;  Johnson, 
537,  538,  594,  630;  Rusk,  129,  131,  618,  743,  773 

Conferences,  Asian  or  Geneva:  284;  Goldberg, 
315,  619  (quoted)  ;  Rusk,  281,  317,  618,  621,  773, 
778,878;  U  Thant,  625 

Johnson  offer:  595;  Johnson,  595;  Rusk,  622,  776 
Communist  rejection:  596;  Johnson,  629;  Rusk, 
618,  623 

National  Liberation  Front: 

As  sole  representative  of  Viet-Nam:  Goldberg, 

312,  842 ;  Rusk,  277,  322,  777 
Participation:   Rusk,  622,  773;  U  Thant,  625 

Peace  efforts  of  other  countries  (Rusk) ,  317,  618, 
743,  773 

Private  contacts:  Goldberg,  315;  Rusk,  280,  317, 
321,  623,  624,  778 

Private  discussion:  Goldberg,  507,  513;  Johnson, 
539,  596;   Rusk,  619 

SEATO  position,  745 

Sino-Soviet  problems,  effect  on  (Rusk),  44,  132, 
283 

U  Thant: 

Proposals:  626;  Goldberg,  839;  Rusk,  618,  622; 

U  Thant,  624 
Role  in:  Goldberg,  63,  98,  839;  Rusk,  43,  45,  47, 
126,  620,  773  ;U  Thant,  625 


Viet-Nam — Continued 

Negotiations   for   peaceful   settlement — Continued 
U.S.  14-points :  284 ;  Rusk,  281,  318 
U.S.  willingness:   570,  592,  626,  632,  657,  750; 
Goldberg,  63,  98,  137,  310,  505,  507,  510,  840; 
Johnson,  162,  236,  365,  538,  567,  587,  593,  594, 
595,  629,  873;   Meeker,  61;  Rusk,  43,  47,  129, 
133,  135,  172,  272,  281,  283,  317,  359,  465,  516, 
618,  620,  743,  773,  778,  831,  877 
"Apparent  contradictions":  Goldberg,  316,  512, 
840;  Powell,  137;  Rusk,  135,  321,  619,  623, 
777,  878 
Without   preconditions:    284,    626;    Goldberg, 
138,  510,  512;  Johnson,  162,  535;  Rusk,  43, 
129,  317,  465,  621,  727,  743,  773,  777 
Viet-Cong  representation:   285;    Goldberg,  312; 

Rusk,  126,  135,  172,  280,  281;  U  Thant,  139 
Viet-Nam  government  participation:    626,  749; 
Goldberg,  842;  Rusk,  620,  622,  624;  U  Thant, 
625 
Neutrality   and  nonalinement,   U.S.   position   on: 
285;   Goldberg,  61    (quoted),  509,  841;  Rusk, 
281,  773 
Pacification  (seize-and-hold)  efforts.  See  National 

reconciliation  program 
Peace : 

Geneva  accords  as  a  basis  for:  284,  632;  Gold- 
berg,  63,   138,   311,   842;   Johnson,   539,   630; 
Rusk,  136,  281,  283,  466,  619,  778;  U  Thant, 
139 
Prospects  for:  Goldberg,  315,  508,  510,  513,  843; 
Lodge,  800;  Meeker,  62;  Rusk,  128,  726,  779, 
780,  876 
U.S.  objectives:   592;   Goldberg,  310,  506,  512, 
840;   Holt,  962;  Johnson,  230,  516,  535,  917; 
Katzenbach,  756;  Rusk,  130,  272,  277;  Thieu, 
917 
Viet-Nam  position,  749 
Political    development    and    progress:    592,    748; 
Goldberg,   311,   513,   842;   Johnson,  589,  590; 
Komer,  469;  Lodge,  797;  Rusk,  135,  279,  619, 
779;  SEATO,  746;  Wheeler,  191 
Communists,  participation  in,  question  of:  285, 
592;  Goldberg,  311,  313,  841,  843;  Rusk,  279, 
773,  779 
Constitution:  586,  592,  748;  Goldberg,  505,  509, 
510,  842;  Johnson,  538,  588,  589,  590,  593,  594; 
Lodge,  797;  Rusk,  131,  780 
Elections:   285;  Goldberg,  505,  512;  Rusk,  317, 
773,  779 

Communist  interference :  Goldberg,  843 ;  John- 
son, 589;  Rusk,  128 
Leadership:  Goldberg, 513;  Lodge,  798 
NLF    candidates,   question   of:    Goldberg,   513; 
Lodge,  797 
Ports,  improvements:  204,  210;  Gaud,  200;  Komer, 
470 ;  Rusk,  832 ;  Westmoreland,  741 ;  Wheeler, 
188 
Press    coverage:    Martin,    855;    Rusk,    127,    131; 
Wheeler,  186 


INDEX,   JANUARY   TO   JUNE    1967 


1015 


Viet-Nam — Continued 
Prisoners : 

Exchange,  U.S.  willingness:  749;  Rusk,  281,  320, 

465,  773 
Geneva  conventions  (1949)  re  treatment  of ,  Com- 
munist noncompliance,  749,  825 
Refugees  from  Communism:  209,  665;  Komer,  470 
Reunification,    U.S.    position:    285;    Bundy,    790; 
Goldberg,  62    (quoted),  311,  312,  842;  John- 
son, 539;  Meeker,  61;  Nabrit,  30;  Rusk,  274, 
279,  281,  317,  773 
Self-determination,  657,  749 

U.S.  support:  285;  Bundy,  323,  790;  Goldberg,  62 
(quoted),  138,  311,  505,  510,  512,  842;  John- 
son, 160,  516,  535,  588,  630,  961;  Nabrit,  29; 
Rusk,  135,  272,  274,  281,  318 
Seven-nation  meeting  of  ministers,  Washington, 

communique,  748 
Soviet  Union,   responsibilities   as   cochairman   of 

Geneva  Conference:  953;  Rusk,  466,  878 
Treaties,  agreements,  etc.,  154,  260,  614 
U.N.  role: 

Communist   position:    Goldberg,   839;    Johnson, 

629;  Rusk,  42,  619,  778;  U  Thant,  138 
U.N.  inability  to  act:  Goldberg,  98,  839;  John- 
son, 567;  Meeker,  60 
U.S.  position:  Goldberg,  839;  Johnson,  162,  567, 
629;  Nabrit,  29;  Rusk,  42,  618,  773;  U  Thant, 
138 
UNDP/FAD  fisheries  project,  U.S.  support,  964 
U.S.  air  actions  (see  also  U.S.  military  operations) : 
Ho  Chi  Minh,  596 
Bombing  errors:  Johnson,  537;  Rusk,  135,  275 
Military  targets  only:  953;  Johnson,  514,  536; 

Rusk,45, 130, 131,135,275 
Soviet  allegations  of  U.S.  attack  on  Soviet  ves- 
sel and  U.S.  rejection,  953 
Thailand,  use  of  bases  in:   746;   Martin,  852; 

Rusk,  597 
U.S.  position  and  objectives:  Johnson,  514,  536; 
McNamara,  465;  Meeker,  61;  Rusk,  127,  780; 
Westmoreland,  739;  Wheeler,  190 
U.S.    Ambassador    (Bunker),    confirmation:    674; 

Johnson,  538,  587,  588 
U.S.  commitments:    Bundy,  790;    Goldberg,  505; 
Johnson,  158,  161,  516,  534,  539,  587,  588,  873; 
Martin,  194 ;  W.  W.  Rostow,  493,  503 ;  Rusk,  45, 
128,  621,  744,  777,  781,  785;  Wheeler,  187,  192 
Importance  of  dependability:   Bundy,  323,  792; 
Humphrey,    680;    Lodge,    800;    Martin,    195; 
Meeker,  62;  W.  W.  Rostow,  503;  Rusk,  272, 
274, 725,  726,  787,  831,  877,  878 
SEATO:  Bundy,  790;  Johnson,  160,  515;  Martin, 
852;  Meeker,  62;  Rusk,  133,  272,  275,  744,  776, 
876 
U.S.  military  forces: 

Manpower  levels:  Johnson,  535;  McNamara,  465; 
Rusk,  129;  Wheeler,  187 


Viet-Nam — Continued 

U.S.  military  forces — Continued 

Morale  and  successes:  Goldberg,  511;  Johnson, 
161,  236,  593,  594;  Westmoreland,  738,  741; 
Wheeler,  186,  189 
Relations  with  Vietnamese:  Lodge,  797;  Martin, 

855;  Rusk,  282 
Withdrawal,    conditions    necessary    for:     284; 
Bundy,  323;  Goldberg,  313,  842;  Meeker,  62; 
Rusk,  282,  317 
U.S.    military    intelligence:    Johnson,    536;    Mc- 
Namara, 466;  Rusk,  278,  280,  318;  Taylor,  286; 
Wheeler,  190 
U.S.  military  operations : 

FY  1968  budget  (Johnson) ,  230,  233 

Increases:    McNamara,    465;    Rusk,    134,  464; 

Westmoreland,  740 
Logistics :  Taylor,  286 ;  Wheeler,  188 
Responsibility  for:  Johnson,  538,  873;  Rusk,  774 
Results:  592;  Johnson,  14,  515,  536,  594;  Komer, 
471;  Martin,  194;  McNamara,  465;  Rusk,  276, 
278,  726;  Westmoreland,  740;  Wheeler,  187, 
190 
Supplemental  obligational  authority  request  FY 
1967:  236;   Schultze,  237 
U.S.  military  policy:  Johnson,  161,  236;  Rusk,  726; 
Taylor,  287 ;  Westmoreland,  739 
"Hawks  V.   Doves":    Goldberg,  840;   Rusk,  363 
U.S.  national  interests  (Rusk),  133,  169,  272 
U.S.   objectives    (see    also    Peace):    Bundy,   790; 
Goldberg,  61  (quoted),  505,  509;  Johnson,  535, 
593,  594,  630,  678;  Rusk,  45,  278,  281,  318,  877 
Congressional  support  (Johnson) ,  160,  534 
Political  rather  than  military  solution:  Goldberg, 
62  (quoted),  310,  507,  840;  Nabrit,  30 
U.S.  public  opinion  and  morale:  Goldberg,  509,  840; 
Guerrero,  596;  Johnson,  534;  Lodge,  795,  799; 
Martin,  193,  855;    Powell,   136,   192    (correc- 
tion) ;  Rusk,  130, 133,  619,  774 
Demonstrations   (Rusk),  725,  774 

Communist  influence  (Rusk),  725, 775 
Senator  Wayne  Morse,  question  of  views  (Gold- 
berg) ,  507 
Viet-Nam  Army  (see  also  Economic  and  social  de- 
velopment:      Revolutionary       development): 
Johnson,  589;  Rusk,  282;  Westmoreland,  740 
Vietnamese,  character  and  goals:  Humphrey,  680; 
Johnson,  161,  537,  587;  Lilienthal,  467;  Lodge, 
796;  Rusk,  135 
Visit  of  Ambassador  Goldberg  (Goldberg),  505,  509 
Visit  of  General  Taylor  (Taylor) ,  285 
Visit  of  Komer  and  Lilienthal :  Johnson,  467,  537 ; 

Lilienthal,  467 
World  opinion:  Johnson,  515;  Martin,  195;  Rusk, 
273,  276,  619,  726;  U  Thant,  139;  Wheeler,  192 
Asia:  Baguio  meeting,  517;  Goldberg,  505,  513; 

Holt,  962;  Rusk,  726 
East     European     countries:     Harriman,     821; 
Kohler,  413 ;  Rusk,  283 


1016 


DEPARTMENT  OF  STATE  BULLETIN 


Viet-Nam,  North: 

President  Johnson,  question  of  visit  (Rusk) ,  283 
U.S.  journalists: 

Opinions  of  (Rusk),  131 
Visits  to  (Rusk),  127 
U.S.  travel  restrictions,  103,  565 
Visas : 

U.S.   passports   to   Middle   East   invalidated,   an- 
nouncement, 953 
U.S.  visitors'  visas,  indefinite  validity,  695 
Voice  of  America:  Kohler,  411;  Solomon,  519 
Voluntary  organizations,  private,  CIA  relationships: 

665;  Johnson, 665 
Volunteers  to  America,  244 

Wadsworth,  James  J.,  353 
Waldheim,  Kurt  (Nabrit),  32 
Walters,  Barbara,  168 
War: 

Chemical  and  biological  warfare,  577 
Dangers  of  and  need  for  prevention:   Brzezinski, 
415;  Goldberg,  895;  Rusk,  134,  170,  271,  363 
War  on  Hunger:  Humphrey,  685;  Johnson,  231,  235, 
295,  298,  329,  379,  381,  658,  700,  849;  E.  V.  Ros- 
tow,  403,  856 ;  Rusk,  874 
AID,  office  of,  establishment  (Johnson),  381 
War  on  Poverty  (see  also  Great  Society) :  Katzen- 

bach,  955;  Yen,  849 
Warsaw  Pact  countries  (Rusk),  283 
Washington,  George,  328 
Watanabe,  Takeshi  (Bundy),  326 
Watch  movements,  escape-clause  duty  rates  termi- 
nated, proclamation,  217 
Water  for  Peace,  international  conference:  762,  765, 

907;  Johnson,  902;  Rusk,  904;  Solomon,  562 
Water  for  Peace;  A  Report  of  Background  Consider- 
ations and  Recommendations  on  the  Water  for 
Peace  Program:  excerpts,  760;  released,  758n 
Water  resources  (see  also  Conservation,  Desalination, 
Flood   control   and   Water  for   Peace),   North 
Africa  (Palmer),  812 
Waters,  Herbert,  860 
Watson,  Arthur  K.,  696,  697 
Watson,  Barbara  M.,  765 
Wehner,  Herbert,  360 
Wehrle,  Leroy,  844 
Western  hemisphere,  convention  on  nature  protection 

and  wildlife  preservation:  Costa  Rica,  353 
Western   Samoa,   International   Wheat   Agreement, 

1967  protocol,  signature,  930 
Westmoreland,  William  C:  586,  738;  Bunker,  845; 
Goldberg,  511;  Johnson,  161,  467,  535,  538,  539, 
593,  594;  Rusk,  877;  Taylor,  286 
Wheat: 

International   grains   agreement,   U.S.   interests: 
432;  Johnson,  297;  E.  V.  Rostow,  403,  861; 
Roth,  880 
U.S.  shipments  to  India.  See  India 


Wheat — Continued 

Wheat  Agreement  (1962),  International,  protocol 
for  further  extension  of:  Argentina,  Australia, 
Belgium,  Brazil,  Canada,  930 ;  Costa  Rica,  642, 
930;  Cuba,  930;  Ecuador,  182;  El  Salvador, 
930;  Finland,  86,  930;  Federal  Republic  of 
Germany,  France,  Greece,  930;  Guatemala, 
122,  930;  Iceland,  India,  Ireland,  Israel,  930; 
Japan,  224;  Korea,  Lebanon,  Luxembourg, 
930;  Mexico,  86,  930;  Netherlands,  Norway, 
930;  Peru,  122,  930;  Portugal,  Sierra  Leone, 
South  Africa,  Southern  Rhodesia,  Soviet 
Union,  Sweden,  Switzerland,  930;  U.A.R.,  393, 
930;  U.K.,  U.S.,  Vatican  City,  930;  Venezuela, 
86,  930;  Western  Samoa,  930 
Wheeler,  Earle  G.,  53,  586,  594,  609;  addresses,  186 
White,  Edward:  Goldberg,  80;  Johnson,  388 
White,  John  (Thieu),  591 

White  House  Conference  on  International  Coopera- 
tion (Johnson),  658 
WHO.  See  World  Health  Organization 
Wilson,  Carroll  L.,  651 
Wilson,  Harold:  963;  Humphrey,  166;  quoted,  368, 

373;  Rusk,  466;  Sisco,  67 
Wilson,  Woodrow  (Rusk),  270 
WHO.  See  World  Meteorological  Organization 
Wodajo,  Kifle  (Goldberg),  888 
Women : 

Equal  rights,  U.N.  covenants  provisions,  107 
Political  rights  of,  convention  (1953)  : 

Current  actions:  Afghanistan,  86;  Gabon,  U.K., 

834 
U.S.  ratification  urged  (Goldberg) ,  524 
Wong  Lin  Ken,  688 
Woods,  George:  Humphrey,  685;  quoted,  810;  Rusk, 

404 
World  Food  Program,  U.S.  pledge:   Johnson,  297; 

E.  V.  Rostow,  861 
World  Health  Organization:  761;  Palmer,  650 
Constitution  (1946),  as  amended:  Barbados,  833 

Amendment  to  article  7 :  Morocco,  701 
Drug  reaction  reporting  system,  announcement,  919 
World  Meteorological  Organization,  U.N.:  Johnson, 

658;  Sisco,  462 
World  order: 

Big-power  responsibilities :  Goldberg,  895 ;  Johnson, 
546,  550,  917;  Meeker,  58;  E.  V.  Rostow,  856; 
Rusk,  770 
Institutions  and  practices  contributing  to:  Kohler, 

8, 408 ;  Sisco,  64 ;  Yen,  849 
Interdependence  of  modern  world:  Goldberg,  838; 
Johnson,  301,  385;  Pollack,  912;  E.  V.  Rostow, 
399,  896;  W.  W.  Rostow,  504;  Rusk,  267,  270; 
Sisco,  459 
International  law,  importance:  Goldberg,  140,  896; 

McDougal  (quoted),  144 
Obligations  of  community  of  man :  Brzezinski,  414 ; 
Goldberg,  896;  Hand  (quoted),  545;  Johnson, 
296,   300,   381;    E.    V.    Rostow,   861;    W.   W. 
Rostow,  491 


INDEX,   JANUARY   TO   JUNE    1967 


1017 


World  peace : 

Communism,  threat  to:  ANZUS,  749;  Bundy,  791; 

Kohler,  7;  E.  V.  Rostow,  399;  Rusk,  169,  743, 

785 
Durable  peace,  importance  and  U.S.  goal:  Brzezin- 

ski,   415;    Chung,    549;    Goldberg,    289,    895; 

Johnson,  231,  328,  329,  587,  678,  907;  Katzen- 

bach,  755;   Roosevelt    (quoted),  963;  W.  W. 

Rostow,  500;   Rusk,   136,   169,   267,  269,  278, 

358,  363,  725,  771,  781,  784,  874,  787;  Sisco, 

459 
Economic  problems,  relation  to:   Humphrey,  489; 

E.  V.  Rostow,  857-858;  Rusk,  829 
Near  East,  importance  to  (Johnson),  870 
Nuclear  proliferation.  See  Nuclear  entries 
Outer  space  treaty,  importance  to  (Goldberg),  78, 

83,  98,  603 
Prayer  for  Peace,  Memorial  Day,  1967,  proclama- 
tion, 873 
Southern  Rhodesian  situation  as  a  threat  to:  369, 

373,  375;  Goldberg,  75,  143,  291;  Palmer,  449 
U.S.-Soviet  interests:  697;  Katzenbach,  754 
Viet-Nam    situation    a    throat    to:   ANZUS,    749; 

Goldberg,    137;    Johnson,    160;    Lodge,    800; 

Rusk,  42,  136,  359,  781,  787,  831 ;  U  Thant,  139 
World  Trade  Week,  1967,  proclamation:   756,  John- 
son, 886 
World  Weather  Watch :  Johnson,  658 ;  Sisco,  462 
Wortham,  Buel  (Rusk),  44,  248 
Wortzel,  Arthur  I.,  71 


Yarmouth  Castle  disaster:  Johnson,  429;  Miller,  173 
Yemen  Arab  Republic: 

Ambassador  to  U.S.,  credentials,  327 

U.S.  travel  restrictions,  announcement,  952 
Yen  Chia-kan,  847 
Yingling,  Raymund  T.,  636,  919 

Young  Choo  Kim,  747  "< 

Yugoslavia : 

Economic  and  political  development:  Brzezinski, 
417;  Harriman,  817,  820;  Katzenbach,  5; 
Kohler,  8,  408,  411;  Solomon,  519 

Import  quota  controls  removed,  246 

Treaties,  agreements,  etc.,  260,  354,  613,  641,  733, 
967 

U.S.  food  aid,  question  of  (Rusk) ,  46 

U.S.  trade  policies  (Katzenbach),  3 

Zambia : 

Ambassador  to  U.S.,  credentials,  688 

Political  and  economic  development:  Goldberg,  73; 
Katzenbach,  954 

Southern  Rhodesian  situation,  effect  on:  367,  372, 
374 ;  Goldberg,  73,  75 

Universal  Postal  Union,  constitution,  with  final 
protocols,  701 

Visit  of  Under  Secretary  Katzenbach,  756 
ZANU  (Zimbabwe  African  National  Union),  371 
ZAPU  (Zimbabwe  African  Peoples  Union) ,  371 
Zimbabwe  African  National  Union,  371 
Zimbabwe  African  Peoples  Union,  371 
Zollner,  Maxime-Leopold,  850 
Zorthian,  Barry,  844 


1018 


DEPARTMENT   OP   STATE  BULLETIN 


U.S.  eOVERNMENT  PRINTING  OFFICE:  1967 


THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN  POLICY 


THE 
PEPARTMENT 
~       OF 
STATE 

BULLETIN 


Vol.  LVI,  No.  U36 


January  2,  1967 


THE  ISSUES  OF  EAST-WEST  TRADE 
by  Under  Secretary  Katzenbach    2 

EAST-WEST  RELATIONS:  SHAPING  A  STABLE  WORLD 
by  Deputy  Under  Secretary  Kohler    6 


OECD  MINISTERIAL  COUNCIL  MEETS  AT  PARIS 

Statements  by  Under  Secretary  Rostow 

and  Text  of  Communique    19 


For  index  see  inside  back  cover 


The  Issues  of  East-West  Trade 


by  Under  Secretary  Katzenbach  '■ 


Today,  I  would  like  to  spend  a  few  minutes 
discussing  with  you  the  issues  of  East-West 
trade,  and  I  would  like  to  begin  by  recalling 
still  another  protest  cause — ^that  of  the  citi- 
zens who  have  ranged  themselves  into  "Com- 
mittees to  Warn  of  the  Arrival  of  Communist 
Merchandise  on  the  Local  Scene." 

Some  have  gone  into  groceries  to  paste 
labels  on  Polish  hams.  A  man  in  Shreveport, 
Louisiana,  appeals  for  funds  in  the  belief  that 
if  we  continue  to  import  Yugoslav  tobacco  for 
American  cigarette  blends,  "all  the  Chris- 
tians will  be  persecuted  and  the  women 
raped  and  the  little  children  sent  to  slave 
camps."  A  lady  in  New  Jersey  is  waging  a 
campaign  against  the  import  of  carrots  from 
Canada  on  the  ground  that  some  of  the  car- 
rots are  Communist  carrots. 

Let  me  make  it  plain  that  I  have  no  quar- 
rel with  the  right  of  such  individuals  to  pro- 
test or  demonstrate  lawfully.  Nor  is  it  for 
me  to  object  to  their  ardor  on  behalf  of  a 
cause.  But  I  would  suggest  that  their  patriot- 
ism exceeds  their  understanding,  for  in  such 
blanket  protest  against  communism  they  are 
reacting  to  the  facts  of  the  last  decade  rather 
than  this  one. 

Communism  surely  remains  a  resolute  op- 
ponent of  free  societies.  And  surely  there  is 
little  need,  at  a  time  when  we  are  fighting  in 
Viet-Nam,  to  repeat  our  nation's  determina- 
tion to  resist  Communist  aggression. 


But  how  vastly  different  is  the  face  of  com- 
munism in  the  world  today  than  it  was  a 
decade  ago.  How  much  meaning  can  even  the 
phrase  "world  communism"  have  when  Red 
Guards  riot  at  the  Soviet  Embassy  in  Peking 
and  the  Chinese  Conununists  charge  the 
Soviet  Union  with  conspiring  with  the  United 
States  to  betray  North  Viet-Nam  ? 

Communism  is  no  longer  the  monolith  of 
Stalin's  time.  Increasingly,  we  see  deep,  even 
bitter,  divisions  between  Communist  nations. 
Increasingly,  we  see  Eastern  European  coun- 
tries pursuing  individual  national  interest 
and  identity.  Increasingly,  these  countries  re- 
flect grave  understanding  of  the  impartial 
dangers  of  destruction. 

For  both  sides  these  changes  create  a 
channel  for  contact,  for  understanding,  and 
for  peace.  And  this  is  a  channel  we  have  al- 
ready begun  to  travel.  Three  years  ago  we 
were  able  to  agree  on  a  test  ban  treaty.  Re- 
cently, we  extended  our  cultural  exchanges 
agreement  with  the  Soviet  Union,^  and  we 
have  signed  an  air  travel  agreement.^  Only 
yesterday  came  word  of  the  agreement 
barring  nuclear  weapons  in  space. 

Two  months  ago.  President  Johnson  told 
a  New  York  audience  ^  that: 

Our  task  is  to  achieve  a  reconciliation  with  the 
East — a  shift  from  the  narrow  concept  of  coexist- 
ence to  the  broader  vision  of  peaceful  engagement. 

Under  the  last  four  Presidents,  our  policy  toward 


'  Address  made  before  the  National  Association  of 
Manufacturers'  71st  annual  Congress  of  American 
Industry  at  New  York,  N.Y.,  on  Dec.  9  (press  re- 
lease 289). 


^  For  text  of  a  joint  communique  of  Mar.  19,  1966, 
see  Bulletin  of  Apr.  4,  1966,  p.  543. 

=  For  text,  see  ibid.,  Nov.  21,  1966,  p.  791. 

*  For  an  advance  text  of  President  Johnson's 
address  before  the  National  Conference  of  Editorial 
Writers,  see  ibid.,  Oct.  24,  1966,  p.  622. 


DEPARTMENT  OF  STATE  BULLETIN 


the  Soviet  Union  has  been  the  same.  Where  neces- 
sary, we  shall  defend  freedom;  where  possible,  we 
shall  work  with  the  East  to  build  a  lasting  peace. 

We  do  not  intend  to  let  our  differences  on  Viet- 
Nam  or  elsewhere  ever  prevent  us  from  exploring 
all  opportunities.  We  want  the  Soviet  Union  and 
the  nations  of  Eastern  Europe  to  know  that  we  and 
our  allies  shall  go  step  by  step  with  them  just  as 
far  as  they  are  willing  to  advance. 

In  short,  the  winds  of  change  in  Eastern 
Europe  are  freeing  the  ice  floes  of  the  cold 
war.  They  can  be  warm  winds.  They  can  also 
be  trade  winds. 

Most-Favored-Nation  Treatment 

Trade  with  Eastern  Europe  is  a  subject  in 
which  the  NAM  has  exhibited  sustained  and 
responsible  interest,  as  exemplified  by  the  ex- 
tensive study  by  Dr.  Mose  Harvey  which  you 
commissioned.  As  I  think  Dr.  Harvey  would 
agree,  this  is  a  time  when  increasing  trade 
with  Eastern  Europe,  under  careful  and  selec- 
tive direction,  can  be  both  good  business  and 
good  policy. 

But  the  Government  does  not  now  have  the 
authority  to  free  that  trade  or  to  apply  selec- 
tive direction.  It  is  not  now  possible  for  the 
United  States  to  take  full  advantage  of  the 
opportunities  presented  by  trade. 

The  core  of  the  problem  is  that  only  Yugo- 
slavia and  Poland  now  receive  the  same  tariflf 
treatment  we  give  to  the  other  countries  of 
the  world.  The  President  may  not  extend  it 
to  the  other  countries  of  Eastern  Europe. 

This  is  the  most-favored-nation  treatment, 
which  for  40  years  has  been  central  to  our 
foreign  commercial  policy.  (I  might  add, 
however,  that  I  have  never  understood  the 
reason  for  the  phrase.  All  that  "most  fa- 
vored" means  is  "nondiscriminatory"  treat- 
ment.) 

We  gave  most-favored-nation  treatment  to 
Eastern  Europe  for  many  years.  In  1951, 
however,  at  the  height  of  the  cold  war,  we 
withdrew  it,  imposing  on  the  products  of 
these  countries  the  very  high  rates  of  the  old 
Smoot-Hawley  Tariff  Act  of  1930. 

This  was  a  rational  distinction  to  make  in 
1951.  But  is  it  rational  today?  Should  not  the 
President  have  authority  to  negotiate  with 
any  of  these  countries  for  the  advantages  we 


can  gain  by  offering  them  the  same  tariff 
rates  we  apply  to  the  rest  of  the  world  ? 

The  President's  inability  to  negotiate  in 
this  manner  now  sharply  limits  our  capacity 
to  use  our  great  economic  power  of  trade  as 
an  instrument  of  foreign  policy.  And  more 
obviously,  it  sharply  limits  trade.  This  is  a 
self-imposed  restriction,  and  we  are  the  only 
major  free-world  nation  to  so  tie  our  hands. 

The  Miller  Committee  Recommendations 

Recognizing  the  potential  of  a  freer  hand, 
the  President  sought  to  explore  both  the 
policy  and  trade  benefits.  In  early  1965  he 
appointed  a  study  committee  of  distinguished 
business,  labor,  and  academic  leaders,  includ- 
ing members  of  this  association,  and  chaired 
by  J.  Irwin  Miller,  chairman  of  the  Cummins 
Engine  Company. 

The  Miller  committee  conducted  an  ex- 
haustive study,  which  was  based  on  full 
access  to  our  defense  and  intelligence  infor- 
mation. In  its  superb  report  it  concluded 
that  the  United  States,  having  built  the  most 
powerful  defense  system  the  world  has  ever 
seen,  could  and  should  seek  practical  means 
of  reducing  areas  of  conflict.^ 

Peaceful,  nonstrategic  trade,  the  commit- 
tee said,  "can  be  an  important  instrument  of 
national  policy  in  our  country's  relations 
with  individual  Communist  nations  of 
Europe"  and  we  should  use  trade  negotia- 
tions with  those  countries  more  actively,  ag- 
gressively, and  confidently  "in  the  pursuit  of 
our  national  welfare  and  world  peace." 

And  the  single  most  important-  step,  the 
committee  concluded,  is  to  give  the  President 
discretionary  authority  to  grant — or  with- 
draw— nondiscriminatory  tariff  treatment  to 
individual  countries  of  Eastern  Europe. 

The  proposed  East-West  Trade  Relations 
Act,*  based  on  the  Miller  committee  recom- 
mendations, would  do  exactly  that.  Congress 
did  not  act  on  this  measure  last  year,  but  as 
the  President  said  in  October,  we  intend  to 
press  for  it  in  the  coming  Congress. 


=  For  text,  see  ibid.,  May  30,  1966,  p.  845. 
'  For  background  and  text  of  the  proposed  legisla- 
tion, see  ibid.,  p.  838. 


JANUARY  2,  1967 


T  have  so  far  only  suggested  the  adminis- 
tration's reasoning  in  supporting  this  meas- 
ure. Let  me  now  analyze  it  in  somewhat 
greater  detail  on  the  framework  of  three 
basic  questions. 

Three  Basic  Questions 

The  first  is:  Why  should  we  send  goods  to 
Communist  countries — opponents  of  our  sys- 
tem— and  thus  either  directly  or  indirectly 
strengthen  their  military  capacity? 

Unlike  the  blanket  condemnation  of  pro- 
testers who  paste  labels  on  hams  in  markets, 
this  is  not  only  a  sensible  question  but  a  basic 
question.  There  are  three  answers  to  it. 

1.  At  present,  the  export  of  strategic  goods 
— goods  closely  or  directly  related  to  military 
use — is  strictly  controlled.  In  seeking  this 
act  we  would  not  abandon  such  independent 
controls. 

2.  The  Soviet  Union's  military  capability 
is  not  based  on  imports.  On  the  contrary,  as 
the  world  knows,  it  has  developed  advanced 
weapons  and  space  technology  from  its  own 
resources. 

3.  It  is  not  likely  that  trade  with  the 
United  States  would  release  Soviet  resources 
for  additional  military  spending.  The  Soviet 
Union  already  gives  highest  priority  to  mili- 
tary spending.  Larger  imports*  from  the 
United  States  would  almost  certainly  expand 
the  consumer  sector  of  the  Soviet  economy, 
not  the  military.  As  the  Miller  committee 
noted,  any  change  in  Soviet  resource  availa- 
bility would  "affect  its  civilian  economy,  not 
its  military  budget." 

The  basic  point,  after  all,  is  that  we  are 
talking  about  trade,  not  aid.  The  Soviet 
Union  and  the  other  East  European  coun- 
tries would  have  to  pay  for  increased  imports 
either  with  gold  or  by  increased  exports — 
and  those  would  require  diversion  of  re- 
sources to  produce. 

The  effect  of  all  three  of  these  points 
was  summarized  by  the  Miller  committee: 
".  .  .  total  Western  nonstrategic  trade,  let 
alone  U.S.  trade,  could  not  be  expected  to 
alter  the  fundamental  relationship  between 
East- West  militaiy  capabilities." 

Accepting  that  conclusion,  it  is  still  fair 


to  ask  the  second  question:  Would  expanded 
East-West  trade  really  amount  to  very  much 
economically;  is  it  really  good  busijiess? 

The  total  amount  of  trade  potential  in  the 
East  European  countries  should  not  be  exag- 
gerated. They  are  not  among  the  great  trad- 
ing nations,  nor  are  they  soon  likely  to 
become  so. 

Nevertheless,  their  trade  could  be  mean- 
ingful. The  rocketing  success  of  the  free 
economies  in  the  West  is  exerting  a  major 
influence  on  the  economic  planners  of  the 
East. 

In  the  past  15  years  East  European  trade 
has  increased  fivefold.  Last  year  the  free 
world  sold  more  than  $6  billion  in  goods  to 
Eastern  Europe  and  bought  almost  the  same 
amount. 

The  United  States  has  not  shared  in  this 
growth.  West  Germany,  for  example,  exports 
more  than  half  a  billion  dollars'  worth  of 
goods  each  year,  five  times  our  present  total. 
Earlier  this  year,  the  Fiat  company  of  Italy 
entered  into  an  agreement  to  build  an  $800 
million  compact  car  plant  in  the  Soviet 
Union. 

In  other  words,  East  European  trade  with 
the  West  is  going  to  expand,  with  us  or  with- 
out us.  If  we  do  not  participate,  however,  we 
will  lose  more  than  business  opportunities. 
We  will  have  forfeited  a  major  opportunity 
to  achieve  policy  gains,  and  this  raises  the 
third  question:  Would  expanded  East-West 
trade  really  amount  to  very  much  diplo- 
matically; is  it  really  good  policy? 

This,  in  the  administration's  view,  is  by  far 
the  most  important  aspect  of  East-West 
trade.  Where  reasons  of  economic  gain  might 
justify  it,  reasons  of  policy  require  it. 

As  Secretary  Rusk  observed  last  week: '' 

It  is  too  late  in  history  to  maintain  intractable 
hostility  across  the  entire  range  of  relationships. 
.  .  .  even  at  a  time  when  there  are  difficult  and 
painful  and  even  dangerous  issues  between  us,  it 
is  necessary  in  the  interest  of  Homo  sapiens  for  the 
leaders  on  both  sides  to  explore  the  possibilities  of 
pointr,  of  agreement.  .  .  . 

Enlarged  trade  can  be  a  significant  frame- 


'  In    an    address   before   the    Executives    Club   of 
Chicago  on  Nov.  30,  1966. 


DEPARTMENT  OF  STATE  BULLETIN 


work  for  such  exploration — if  the  countries 
of  Eastern  Europe  want  trade,  as  surely  they 
do.  Life  magazine  this  week  describes  a  trade 
fair  in  Plovdiv,  Bulgaria.  The  American 
pavilion  was  small  compared  with  the  Soviet 
and  German  displays,  but  it  was  stocked  with 
such  items  as  a  cropdusting  plane,  data  proc- 
essing machines,  a  tire-recapping  machine, 
and  an  electronic  "car  doctor." 

The  magazine  quotes  one  American  official 
as  saying,  "They  try  to  do  everything  here 
with  one  pair  of  pliers.  When  we  showed 
them  20  different  kinds  of  pliers,  not  to  men- 
tion all  those  screwdrivers — well,  my  God." 

In  less  than  2  weeks  the  pavilion  had 
attracted  650,000  people,  three  times  the 
population  of  the  city. 

At  the  most  specific  level,  the  enlarged 
trade  would  give  us  the  influence  to  secure 
satisfactoiy  economic  concessions,  such  as 
patent  protections  or  trade  and  tourist  pro- 
motion offices  or  assurances  concerning  arbi- 
tration of  commercial  disputes. 

Reassertjon  of  National  Identities 

A  larger  benefit  relates  to  the  continuing 
movement  of  these  countries  away  from  the 
rigidities  of  the  past.  Politically,  they  are 
reasserting  their  national  identities.  Eco- 
nomically, they  are  turning  increasingly 
away  from  centralized  direction  and  increas- 
ingly toward  greater  use  of  the  profit  incen- 
tive. 

Yugoslavia  is  the  model  example.  After 
breaking  away  from  the  Cominform  in  1948, 
Yugoslavia  began  economic  decentralization, 
giving  considerable  autonomy  to  individual 
enterprises.  This  has  continued  to  the  point 
that  Yugoslavia  is  now  a  member  of  the  great 
international  economic  institutions  like  the 
World  Bank,  GATT  [General  Agreement  on 
Tariffs  and  Trade],  and  the  International 
Monetary  Fund. 

This  change  is  not  isolated.  Almost  all  the 
countries  of  Eastern  Europe  are  working  to 
overcome  the  clumsiness  and  inefficiencies  of 
overcentralized  economic  direction. 


Next  January  1  Czechoslovakia  embarks  on 
a  major  economic  reform  program  placing 
new  responsibilities  on  the  plant  managers 
and  placing  new  stress  on  the  market  and  the 
price  system  in  determining  the  success  or 
failure  of  individual  enterprises. 

A  year  later  Hungary  is  scheduled  to  put 
even  more  radical  changes  into  effect.  New 
experiments  are  underway  in  Bulgaria  and 
Poland.  And  you  are  familiar  with  the  experi- 
ments in  using  the  profit  motive  underway  in 
the  Soviet  Union. 

In  most  of  these  countries  efficiency  is  re- 
placing ideology  as  the  guide  in  economic 
matters,  and  the  demands  of  the  ordinary 
consumer  for  more  goods  and  a  better  stand- 
ard of  living  are  being  listened  to  with  new 
respect. 

What  is  most  striking  in  this  process  of 
change  is  that  in  no  two  Eastern  European 
countries  are  the  changes  identical.  Each  is 
going  its  own  way,  reflecting  growing  feel- 
ings of  national  identity  and  independence 
which  are  coming  to  the  surface  throughout 
the  area. 

But  by  acting  on  these  changes,  we  can 
advance  our  own  interests  and  advance  the 
prospects  of  peace.  Through  trade  we  can 
encourage  them  to  rebuild  their  historical 
friendly  ties  to  the  West.  Through  trade  we 
can  increase  their  contacts  with  American 
businessmen — and  tourists.  Through  trade 
we  can  encourage  their  participation  in  inter- 
national institutions— and  international  re- 
sponsibilities. Through  trade  we  can  increase 
their  stake  in  peaceful  relations  with  the 
West. 

And,  finally,  basic  to  all  of  these  benefits 
is  our  demonstration  of  faith  in  the  strength 
of  the  free  society.  We  do  not  fear  the  tests 
to  which  the  future  will  put  such  a  society. 
We  have  not  sought  to  seal  it  behind  an  Iron 
Curtain  or  a  Berlin  wall — nor  should  we  seal 
it  behind  a  rigid  tariff  blockade. 

That  blockade  should  be  removed.  On 
behalf  of  good  business,  good  policy,  and  good 
sense  I  invite  and  welcome  your  support. 


JANUARY  2,  1967 


East-West  Relations:  Shaping  a  Stable  World 


by  Foy  D.  Kohler 

Deputy  Under  Secretary  for  Political  Affairs  i 


I  am  glad  to  be  with  you  today.  It  seems 
very  appropriate  to  me  that  my  first  appear- 
ance outside  of  Washington  since  my  return 
from  the  Soviet  Union  should  be  in  Florida, 
for  it  is  the  State  my  wife  and  I  are  in  the 
process  of  adopting,  having  originated,  re- 
spectively, in  North  Carolina  and  Ohio.  This 
background,  I  take  it,  will  make  us  feel  very 
much  at  home  among  our  fellow  Floridians. 

Just  a  few  weeks  ago,  we  returned  from 
Moscow  after  living  there  for  nearly  41/2 
years.  Maybe  as  a  result  of  that  experience 
and  of  previous  assignments  in  Eastern  Eu- 
rope, I  can  cast  some  light  for  you  on  the 
problems  of  East-West  relations,  a  subject 
which  is  vital — I  was  about  to  say  a  matter 
of  life  and  death — to  all  of  us. 

A  century  ago  a  voyage  to  Russia  con- 
sumed months.  When  we  came  back  by  com- 
bination of  plane  and  ship  it  took  us  7  days. 
When  direct  air  communications  are  estab- 
lished next  year,  a  flight  from  Moscow  to 
New  York  will  take  about  8  hours.  But  even 
today  a  missile  can  make  it  in  30  minutes. 

For  a  good  many  years  American  Presi- 
dents have  been  concerned  that  the  traffic 
between  these  two  particular  points  on  the 
globe  should  go  by  sea  and  land  and  in  the 
atmosphere,  rather  than  on  a  ballistic  trajec- 
tory through  space.  I  have  had  the  privilege 
of  working  with  several  administrations — 
with  President  Eisenhower,  with  President 
Kennedy,  with  President  Johnson — on  this 


'  Made  before  the  Florida  Department  of  the 
American  Legion  at  Orlando,  Fla.,  on  Dec.  11  (press 
release  290  dated  Dec.  10). 


question.  I  found  that  each  of  these  Presi- 
dents, looking  at  the  problem  from  the  point 
of  view  of  the  national  interest,  of  the  well- 
being  and  security  of  all  Americans,  came  to 
hold  essentially  the  same  views  and  reached 
essentially  the  same  conclusions.  The  policies 
which  have  issued  from  their  profound  con- 
sideration of  how  to  insure  a  peaceful  world 
have  been  set  forth  by  all  of  them,  most 
recently,  of  course,  by  President  Johnson. 

Speaking  last  August  at  the  National  Re- 
actor Testing  Center  for  the  Atomic  Energy 
Commission  at  Idaho  Falls,  the  President, 
after  hailing  the  peaceful  potential  of  atomic 
power,  said:  ^ 

But  there  is  another — and  a  darker — side  of  the 
nuclear  age  that  we  should  never  forget.  That  is 
the   danger   of   destruction   by   nuclear   weapons. 

.  .  .  uneasy  is  the  peace  that  wears  a  nuclear 
crown.  And  we  cannot  be  satisfied  with  a  situation 
in  which  the  world  is  capable  of  extinction  in  a 
moment  of  error,  or  madness,  or  anger.  .    .    . 

Since  1945,  we  have  opposed  Communist  efforts 
to  bring  about  a  Communist-dominated  world.  We 
did  so  because  our  conviction  and  our  interests  de- 
manded it;  and  we  shall  continue  to  do  so. 

But  we  have  never  sought  war  or  the  destruction 
of  the  Soviet  Union;  indeed,  we  have  sought  in- 
stead to  increase  our  knowledge  and  our  under- 
standing of  the  Russian  people  with  whom  we  share 
a  common  feeling  for  life,  a  love  of  song  and  story, 
and  a  sense  of  the  land's  vast  promises. 

After  talking  of  our  differences  with  the 
Soviet  Union,  the  President  posed  the  ques- 
tion as  to  what  practical  step  could  be  taken 
forward  toward  peace.  He  answered  himself: 


»  For  text,  see  Bulletin  of  Sept.  19,  1966,  p.  410. 


DEPARTMENT  OF  STATE  BULLETIN 


I  think  it  is  to  recognize  that  while  differing 
principles  and  differing  values  may  always  divide  us, 
they  should  not,  and  they  must  not,  deter  us  from 
rational   acts  of  common   endeavor.   .   .   . 

This  does  not  mean  that  we  have  to  become  bed- 
fellows. It  does  not  mean  that  we  have  to  cease 
competition.  But  it  does  mean  that  we  must  both 
want — and  work  for  and  long  for — that  day  when 
"nation  shall  not  lift  up  sword  against  nation, 
neither  shall  they  learn. war  any  more." 

In  October,  just  before  he  left  for  his  trip 
to  the  Far  East,  President  Johnson  spelled 
all  this  out  a  bit  further  in  a  speech  in  New 
York  reviewing  U.S.  policy  toward  Europe 
as  a  whole.^ 

The  Atlantic  allies  (he  said)  have  always  tried 
to  maintain  (a  healthy  balance)  between  strength 
and  conciliation,  between  firmness  and  flexibility, 
between  resolution  and  hope.    .  .  . 

A  just  peace  remains  our  goal.  .  .  .  the  world  is 
changing.  Our  policy  must  reflect  the  reality  of 
today — not  yesterday.  .  .  . 

Our  purpose  is  not  to  overturn  other  governments 
but  to  help   the  people  of  Europe  to  achieve: 

A  continent  in  which  the  peoples  of  Eastern  and 
Western  Europe  work  shoulder  to  shoulder  together 
for  the  common  good. 

A  continent  in  which  alliances  do  not  confront 
each  other  in  bitter  hostility,  but  instead  provide  a 
framework  in  which  West  and  East  can  act  together 
in  order  to  assure  the  security  of  all. 

The  President  then  listed  some  new  meas- 
ures he  intends  to  take  to  strengthen  the 
prospects  for  improved  relations  with  the 
Soviet  Union  and  countries  of  Eastern  Eu- 
rope in  trade  and  other  fields,  and  he  wel- 
comed comparable  measures  on  the  part  of 
our  Atlantic  allies. 

Why  have  a  succession  of  Presidents  of 
different  political  persuasion  reached  essen- 
tially the  same  conclusions?  Why  did  Presi- 
dent Johnson  state  our  policy  in  the  terms  I 
have  quoted?  These  are  questions  I  should 
like  to  explore  with  you  this  morning. 

I  think  we  can  start  by  agreeing  that  the 
free  world  continues  to  be  challenged  by  a 
hostile  political  system  whose  leaders  claim 
that  only  that  system,  materialistic  in  con- 
cept, authoritarian  in  character,  is  capable 
of  solving  the  problems  besetting  mankind. 
They  proclaim  as  a  matter  of  historical  in- 


For  advance  text,  see  ibid.,  Oct.  24,  1966,  p.  622. 


evitability  that  their  system  is  destined  to 
rule  the  world.  It  is  a  fact  that  Communist 
regimes  in  the  Soviet  Union  and  Eastern 
Europe  pursue  an  ideology  fundamentally 
opposed  to  our  own. 

Since  1945  the  conflict  between  the  two 
systems  has  sometimes  taken  the  form  of 
trials  of  strength  and  periods  of  military 
conflict;  more  often,  it  has  been  conducted 
by  less  violent  methods.  That  confrontation, 
in  broader  terms,  has  its  "defensive"  and 
"oflfensive"  aspects,  if  I  may  use  these  mili- 
tary terms.  I  propose  to  speak  to  you  today 
about  both  aspects. 

Meeting  Force  With  Force 

In  the  course  of  the  last  20  years  the 
United  States  has  had  to  confront  Commu- 
nist violence  in  many  parts  of  the  world. 
This  we  have  done,  and  this  we  will  do,  if 
necessary,  again.  We  firmly  believe  that  in 
the  nuclear  age  no  power  has  the  right  to 
impose  its  ideas  or  its  system  on  others 
through  the  use  of  arms.  This  is  a  funda- 
mental lesson  which  all  nations  must  learn 
and  abide  by.  We  have  striven  to  drive  that 
lesson  home. 

Accordingly,  when  Greece  was  threatened 
by  Communist  subversion  in  the  immediate 
postwar  years,  the  United  States  did  not 
hesitate  to  come  to  the  aid  of  Greece.  At  that 
time,  there  were  many  who  argued  that  we 
should  not.  They  said  that  Greece  was  under 
a  conservative,  indeed  even  a  reactionary, 
system  not  worthy  of  our  assistance.  Today, 
20  years  later,  Greece  is  a  thriving  democ- 
racy, and  even  the  severest  critics  of  Presi- 
dent Truman's  policy  now  agree  that  our 
eflforts  in  Greece  contributed  to  peace  and 
stability  in  the  Balkans. 

I  need  not  speak  to  you  at  length  about  the 
Korean  war.  Many  of  you  assembled  here  to- 
day took  part  in  that  conflict,  and  you  know 
well  what  was  at  stake.  The  United  States 
did  not  hesitate  to  send  its  young  men  and  to 
commit  its  resources  in  order  to  insure  that 
peace  and  stability  would  prevail  in  the 
Northern  Pacific.  Because  we  did  not  hesi- 
tate. Communist  China  as  well  as  Stalin's 
Russia  learned,  painfully  and  at  some  cost  to 


JANUARY  2,  1967 


them,  that  the  United  States  is  unflinching 
when  faced  with  the  threat  of  force. 

In  Europe  we  have  made  it  clear  to  our 
friends  and  foes  that  we  stand  by  our  com- 
mitments. They  have  been  tested  twice  in 
BerUn.  The  United  States  is  still  in  West 
Berlin,  and  no  citizen  of  West  Berlin  need 
fear  about  his  future. 

There  was  a  time  during  the  postwar  con- 
frontation when  the  Soviet  leadership,  be- 
cause of  misguided  assumptions,  concluded 
that  the  balance  of  power  could  be  turned  in 
its  favor  and  that  the  United  States  could  be 
stared  down  in  a  nuclear  confrontation.  So- 
viet missiles  were  implanted  not  far  from 
here— in  Cuba.  But  precisely  because  we 
stood  firm  and  fast,  wisdom  prevailed  and 
the  Soviet  missiles  are  there  no  longer. 

Thus,  painfully  and  gradually,  a  measure 
of  restraint  has  come  into  American-Soviet 
relations.  This  has  come  about  because  the 
Soviets  have  no  illusions  about  our  determi- 
nation to  meet  force  with  force. 

We  are  in  the  process  of  establishing  the 
same  principle  in  Viet-Nam.  The  issue  there 
is  not  a  local  one.  It  pertains  to  the  peace  of 
Asia  and,  more  fundamentally,  to  the  kind 
of  strategy  international  communism  will 
follow  in  this  decade.  Having  learned  that 
overt  force  does  not  pay,  some  Communists 
concluded  that  covert  force  may  open  the 
gates.  We  are  keeping  them  shut.  It  is  no 
secret  that  we  believe  that  in  keeping  them 
shut  we  are  aiding  not  only  the  cause  of 
peace  but  also  the  arguments  of  those  Com- 
munists who  have  already  learned  that  vio- 
lence is  not  the  way  to  global  supremacy. 

Had  we  been  weak  in  Viet-Nam,  we  would 
have  helped  the  arguments  of  the  more  radi- 
cal Communists  who  contend  that  covert  vio- 
lence is  something  to  which  the  United  States 
cannot  effectively  respond.  If  we  had  not  re- 
sponded, we  would  have  proven  the  radical 
Communists  right. 

These  periods  of  violence  have  thus  dem- 
onstrated— and  are  demonstrating  in  Viet- 
Nam — that  Communist  attempts  to  expand 
their  systems  by  force  can  and  will  be  con- 
tained by  the  determination  of  the  free 
world.  But,  as  I  have  suggested,  these  re- 


sponses have  been  essentially  "defensive." 
And  these  contests  have  also  demonstrated 
that  force  is  not  a  solution  to  the  basic  con- 
flict between  political  systems. 

Evolutionary  Developments 

In  many  respects  the  more  important  and 
long-lasting  aspect  of  the  struggle  is  the  one 
I  would  describe  as  "offensive,"  despite  its 
less  spectacular  nature.  I  have  in  mind  active 
promotion  of  a  process  of  gradual  change 
designed  to  shape  the  kind  of  world  we 
would  all  like  to  live  in:  a  world  of  coopera- 
tive communities  in  which  ideological  divi- 
sions no  longer  create  fundamental  gulfs  be-  • 
tween  men  and  societies;  a  world  in  which  | 
violence  gives  way  to  the  rule  of  law;  a  world 
in  which  poverty  and  suffering  are  overcome 
by  worldwide  efforts  to  improve  the  well- 
being  of  man.  | 

Indeed,  this  quieter  and  more  subtle  proc- 
ess has  already  brought  about  some  funda- 
mental evolutionary  developments  in  the 
Communist  world.  And  the  action  of  such 
natural  forces  as  nationalism  has  been  en- 
couraged by  positive  programs  of  developing 
constructive  relationships  with  the  countries 
of  Eastern  Europe  carried  on  by  the  United 
States  and  other  Western  countries  for  the 
past  decade. 

The  Communist  world  is  no  longer  mono- 
lithic. We  can  no  longer  talk  of  a  Sino-Soviet 
bloc.  The  first  crack  appeared  in  1948,  with 
the  Soviet-Yugoslav  split.  One- of  the  great 
decisions  in  American  foreign  policy  was 
President  Truman's  prompt  and  immediate 
support  of  the  Yugoslav  declaration  of  na- 
tional independence  by  the  provision  of 
large-scale  military  and  economic  aid  to  sup- 
port this  Yugoslav  position. 

Since  then  Yugoslavia  has  gone  its  own 
independent  way  and  is  experimenting  \vith 
changes  in  its  economic  and  political  system 
that  are  of  importance  for  the  Communist 
world  as  a  whole.  As  you  probably  know, 
Yugoslavia  has  gone  a  long  way  toward  a 
market  economy,  and  today  the  Yugoslav 
leaders  are  debating  what  role  the  Commu- 
nist party  should  be  playing  in  this  society, 
how  much  dissent  ought  to  be  permitted, 


DEPARTMENT  OF  STATE  BULLETIN 


what  forms  of  human  liberty  should  be  in- 
troduced into  a  system  that  once  was  a  totali- 
tarian one.  Just  4  days  ago,  for  the  first  time 
in  Communist  history  the  g-overnment  of  one 
of  the  Yugoslav  provinces,  Slovenia,  was 
forced  to  resign  in  the  face  of  opposition  in 
its  own  parliament. 

Ten  years  ago,  both  Poland  and  Hungary 
challenged  Soviet  supremacy.  Although  the 
Hungarian  revolution  was  brutally  crushed, 
Poland  did  gain  a  measure  of  autonomy.  Its 
government  has  not  broken  with  the  Soviet 
Union,  and  we  should  have  no  illusions  about 
that.  Nonetheless,  significant  aspects  of  Pol- 
ish life  are  free  of  Communist  control.  More 
than  80  percent  of  Polish  farmland  is  pri- 
vately owned  and  cultivated.  Collectivization 
has  been  abandoned  altogether.  A  measure 
of  freedom  of  expression  is  tolerated.  Exten- 
sive contacts  with  the  West  have  been  devel- 
oped. Hundreds  of  young  Poles  are  studying 
in  Western  institutions,  many  of  them  in  the 
United  States. 

More  generally,  the  process  of  fragmenta- 
tion in  the  Communist  world  has  been  ac- 
centuated by  the  Si  no-Soviet  dispute.  That 
dispute  has  dissipated  the  illusion  of  unity 
which  has  been  one  of  the  sources  of  strength 
of  Communist  ideology.  It  has  proven  not 
only  to  the  world  at  large  but  to  the  Com- 
munists themselves  that  their  ideology  does 
not  insure  global  unity;  it  has  proven  that 
national  aspirations  and  feelings  are  more 
powerful  than  doctrinal  formulas. 

Today  the  Soviet  people  can  take  little 
comfort  in  having  a  Communist  neighbor  to 
the  East  of  them.  That  Communist  neighbor, 
with  nearly  four  times  the  population  of  the 
Soviet  Union,  makes  no  secret  of  its  hostility 
ind  contempt  for  the  Soviet  Union.  I  often 
.vonder  how  we  would  feel  if  one  of  our 
leighbors  had  close  to  700  million  people, 
vas  developing  nuclear  weapons  and  rockets, 
vas  condemning  our  social  system  and  laying 
'laims  to  major  portions  of  our  territory.  I 
leed  not  recall  how  concerned  we  were  about 
he  Soviet  missiles  on  the  small  island  of 
]uba.  Magnify  that  threat  many  times  and 
'ou  may  get  a  sense  of  how  an  average  Rus- 
ian  feels. 


The  Sino-Soviet  dispute  has  served  to  in- 
crease the  margin  of  autonomy  for  the  East 
Europeans.  While  generally  siding  with  the 
Soviet  Union,  with  the  notable  exception  of 
Albania,  the  East  Europeans  have  also  taken 
advantage  of  the  dispute  to  assert  greater 
autonomy  for  themselves.  This  is  a  normal 
and  understandable  eft^ect,  typical  of  the  in- 
ternational game:  Whenever  a  major  partner 
is  preoccupied  elsev/here,  the  minor  partners 
become  more  eflPective  in  asserting  their  in- 
terests. In  that  respect  the  East  Europeans 
are  no  different  from  anyone  else. 

Desire  for  Closer  Relations  With  the  West 

If  I  may  generalize  broadly,  today  the 
East  Europeans  are  increasingly  desirous  of 
developing  relations  with  the  West.  They 
realize  that  the  crisis  they  face  in  their  econ- 
omies, the  need  they  have  for  more  advanced 
forms  of  science  and  technology,  their  quest 
for  cultural  self-expression  can  only  be  satis- 
fied through  closer  relations  with  the  West. 

This,  to  a  large  extent,  is  also  true  of  the 
Soviet  Union.  I  have  in  mind  here  the  Soviet 
people  rather  than  the  Soviet  leadership.  The 
leadership  itself  is  still  governed  by  ideologi- 
cal considerations  which  color  its  approach  to 
the  West.  It  is  still  more  interested  in  pur- 
suing the  goal  of  fragmenting  Western  unity 
than  in  seeking  a  general  accommodation 
with  the  West.  But  we  should  keep  in  mind 
that  Communist  rule  in  these  countries,  by 
their  own  definition,  represents  a  monopoly 
of  political  power  in  the  hands  of  a  single 
party  which  includes  only  a  small  minority 
of  the  population.  And  Russian  society  at 
large,  as  I  can  testify  through  countless  con- 
tacts, desires  to  participate  in  the  Western 
civilization;  it  wishes  to  develop  closer  con- 
tacts with  the  United  States;  it  does  not  de- 
sire to  be  cut  off  from  the  world  by  an  ideo- 
logical curtain. 

I  would  be  misleading  you  if  I  created  the 
impression  that  everything  is  rosy  in  the 
Communist  world — and  I  do  not  mean  to 
make  a  bad  pun  by  that  remark.  There  are 
many  things  taking  place  there  which  we  can 
justly  classify  as  retrogressive.  We  are  un- 
happy over  the  fact  that,  in  the  context  of  our 


ANUARY  2,  1967 


efforts  to  improve  relations  with  the  East,  the 
Czechoslovak  Government  has  seen  fit  to  kid- 
nap a  U.S.  citizen  who  was  not  even  in 
Czechoslovakia  voluntarily  but  was  brought 
in  by  a  Soviet  aircraft  not  scheduled  to  stop 
there. 

We  are  also  dismayed,  as  are  all  free  men, 
by  the  sight  of  distinguished  Soviet  writers 
being  tried  and  sent  to  prison  because  they 
dared  to  publish  in  the  West  the  products  of 
their  creative  talent.  We  are  indignant  when 
American  tourists  in  the  Soviet  Union  are 
subjected  to  harsh  and  arbitrary  procedures 
for  trivial  offenses.  We  are  concerned  by  the 
conflict  with  the  Catholic  Church  and  by 
other  forms  of  intellectual  intolerance  re- 
cently manifested  in  Poland. 

All  of  these  manifestations,  however,  have 
to  be  seen  in  their  broad  perspective.  And  the 
trend,  to  me,  seems  clear :  It  involves  a  decline 
in  the  ideological  passions  which  have 
dominated  mankind  in  the  last  100  years. 

Without  going  into  tedious  historical 
analysis,  I  think  it  is  fair  to  say  that  the  age 
of  ideologies  has  been  a  peculiar  phenomenon 
in  history.  It  was  the  product  of  a  very  spe- 
cial phase  of  European  development.  Many 
nations,  going  through  similar  social  and  in- 
dustrial revolutionary  changes,  became  in- 
fected by  ideological  attitudes. 

Those  of  you  who  travel  to  Europe  must  be 
struck  how  much  less  ideological  the  Euro- 
peans have  become.  The  same  is  true,  I  can 
tell  you  on  the  basis  of  my  personal  experi- 
ence, of  the  East  Europeans  and  the  Rus- 
sians. Indeed,  precisely  because  they  were 
exposed  to  a  pernicious  and  dogmatic 
ideology,  in  some  respects  they  are  even  less 
ideological  than  their  West  European 
brothers.  I  remember  talking  not  long  ago  to 
an  East  European  Communist  professor, 
whom  I  asked,  "Why  did  your  ideology  die 
so  quickly?"  To  which  he  responded — and,  I 
repeat,  he  is  a  Communist — "Die  so  quickly? 
I  think  it  took  too  long  to  die."  His  attitude 
is  symptomatic  of  many  others  who,  disil- 
lusioned by  Stalinism,  embittered  by  per- 
sistent economic  and  social  failures  of  the 
system,  are  turning  to  more  pragmatic  solu- 
tions. 


10 


I  think  it  is  our  role  in  the  world  today  to 
take  advantage  of  the  trends  of  thought  and 
of  the  developments  which  I  have  discussed 
to  shape  a  larger  and  more  stable  relation- 
ship with  some  of  the  Communist  states  and  "< 
to  encourage  constructive  change  within.  We 
should  not  lower  our  guard,  but  we  should 
take  advantage  of  every  opportunity  to  de- 
velop closer  contacts  and  wider  relations  with 
them  in  order  to  shape  a  stable  world. 

Our  efforts  to  that  end  have  not  been  with- 
out their  rewards.  We  helped  save  Yugoslav 
independence  during  its  hour  of  danger,  and 
anyone  familiar  with  East  Europe  knows 
that  in  the  years  that  followed  Yugoslavia 
has  had  a  major  liberalizing  impact  on  the 
rest  of  the  Soviet  world.  Under  President 
Eisenhower  we  extended  economic  assistance 
to  the  Poles,  and  we  made  it  easier  for  them 
to  preserve  their  free-enteii^rise  agricultural 
system. 


Trade  a  Two-Way  Street 

Taking  advantage  of  the  opportunities 
which  are  now  opening,  we  wish  to  expand 
our  relations  with  the  Communist  states. 
Some  of  the  restrictions  on  East- West  trade 
adopted  during  the  earlier,  more  intense 
phase  of  the  cold  war  have  now  outlived  their 
usefulness.  In  proposing  to  Congress  the 
East-West  Trade  Relations  Act,^  the  Presi- 
dent has  taken  an  action  designed  to  give 
greater  flexibility  to  the  United  States  in 
dealing  with  the  Communist  countries.  The 
export  of  military  or  militarily  useful  items 
to  Communist  countries  is  effectively  pro- 
hibited by  Allied  agreement.  Further  restric- 
tions on  our  trade  with  these  states  do  not  in 
the  long  run  deny  the  Communists  anything; 
they  can  obtain  most  of  the  goods  concerned 
in  West  Europe  or  elsewhere.  Added  restric- 
tions do  make  it  more  difficult  for  us  to  de- 
velop relations  designed  to  shape  patterns  of 
development  that  we  consider  favorable  in 
the  Eastern  states.  At  the  same  time  they 
punish  our  own  farmers  and  manufacturers 
unnecessarily. 

■*  For  text  of  the  proposed  legislation,  see  ibid., 
May  30,  1966,  p.  843. 


DEPARTMENT  OF  STATE  BULLETIN 


I  do  not  think  I  need  to  tell  you  that  our 
purpose  is  not  a  series  of  giveaways;  rather, 
our  intent  is  to  create  such  commercial  rela- 
tions that  the  Communist  states  develop 
closer  ties  with  the  West,  such  relations  that 
they  will  increasingly  be  encouraged  to  evolve 
domestically  along  the  lines  we  desire.  I  can 
assure  you  that  the  people  in  these  countries 
know  how  we  and  the  Western  Europeans 
live.  They  know  it  is  much  better  than  the 
way  they  live.  They  want  to  live  as  we  do,  to 
have  cars,  adequate  housing,  and  better 
clothing. 

It  is  clear  to  me  that  it  is  in  our  interest 
to  take  actions  which  help  bring  about  a 
diversion  of  their  resources  from  military 
and  space  programs  to  consumer  goods. 
Trade  is  not  just  commercial,  but  also  po- 
litical. It  is  a  two-way  street  and  one  of  the 
channels  of  communications  with  these  coun- 
tries. Let  me  put  it  to  you  this  way.  Who 
here  would  not  sooner  have  people  in  Yugo- 
slavia growing  tobacco  rather  than  produc- 
ing munitions?  Who  among  us  would  not 
rather  have  Soviet  workers  making  passen- 
ger cars  instead  of  missiles?  Isn't  it  better 
for  us  all  for  Poland  to  devote  increased  re- 
sources to  production  of  high-quality  pork 
and  ham?  Who  does  not  think  it  useful  that 
Romanian  resources  be  devoted  to  an  auto- 
mobile-tii'e  industry  rather  than  to  produc- 
tion of  jet  fuel? 

In  sum,  we  must  be  able  to  use  our  vast 
power  and  our  resources  to  shape  the  kind 
of  world  we  would  want  to  see  our  children 
live  in.  In  his  recent  major  speech  on  East- 
West  relations,  the  President  called  for  a 
"broader  vision  of  peaceful  engagement." 
This  was  not  a  call  for  an  immediate  accom- 
modation with  the  Soviet  Union,  nor  was  it 
an  effort  to  attain  a  settlement  in  Europe  on 
the  basis  of  the  status  quo.  It  is  rather  a 
commitment  on  the  part  of  the  United  States 
to  continue  seeking  a  new  Europe  in  which 
a  more  durable  settlement  can  eventually  be 
attained. 


As  the  President  said,  the  present  division 
of  Europe  and  of  Germany  will  be  ended 
through  a  long  process  of  change,  which  re- 
quires the  emergence  of  new  conditions  and 
attitudes  both  in  the  East  and  in  the  West. 
There  are  no  rapid  breakthroughs  waiting 
in  the  wings. 

As  we  look  to  the  future,  we  believe  that 
progress  toward  European  unity  and  Atlan- 
tic cooperation  provides  a  foundation  stone 
for  a  stable  East-West  reconciliation.  We'll 
continue  to  build  such  a  Europe,  and  we'll 
continue  to  seek  such  a  reconciliation. 

Eventually,  we  hope  to  see  emerge  an  East- 
ern Europe  of  more  independent  states,  with 
governments  more  responsive  to  domestic 
needs  and  pressures,  participating  more  fully 
in  a  larger  structure  of  bilateral  and  multi- 
lateral East-West  cooperation  in  Europe — a 
cooperation  that  includes  also  the  United 
States  and  the  Soviet  Union.  In  seeking  such 
East-West  reconciliation,  in  the  words  of 
Secretary  of  State  Rusk,^ 

Ours  is  not  an  effort  to  subvert  the  Eastern 
European  governments  nor  to  make  those  states 
hostile  to  the  Soviet  Union  or  to  each  other.  No 
one  would  benefit  from  an  Eastern  Europe  that  is 
again   balkanized. 

We  approach  this  task  in  a  spirit  of  self- 
reliance  and  optimism.  We  know  that  we 
have  the  means  to  repel  aggression  wher- 
ever it  occurs.  We  know  that  we  have  the 
will  to  do  so.  Of  this,  let  no  one  have  any 
doubt.  But  it  is  not  enough  simply  to  react 
to  Conununist  challenges.  If  we  are  to  win 
this  contest,  we  must  remain  on  the  "offen- 
sive"; we  must  take  positive  and  constructive 
initiatives.  We  know  that  our  citizens,  intel- 
ligently perceiving  the  realities  of  this  age, 
will  support  an  East-West  policy  that  uses  to 
the  fullest  the  wealth  and  diversity  of  this 
nation  to  shape  an  enduring  peace. 


'  For  text  of  Secretary  Rusk's  address  at  New 
York,  N.Y.,  on  Aug.  22,  1966,  see  ibid.,  Sept.  12, 
1966,  p.  362. 


JANUARY  2,  1967 


11 


President  Johnson  Visits  Mexico  To  Inspect  Amistad  Dam 


President  Johnson  and  President  Gustavo 
Diaz  Ordaz  of  Mexico  on  December  3  made 
a  joint  inspection  of  the  Amistad  Dam  con- 
struction site  near  Del  Rio,  Tex.,  and  Ciudad 
Acuna,  Mexico.  Follmving  are  texts  of  Presi- 
dent Johnson's  statement  of  November  29, 
his  remarks  at  Ciudad  Acuna  on  December  3, 
and  a  joint  statement  issued  by  the  two 
Presidents  at  the  close  of  the  visit. 


PRESIDENT  JOHNSON 
Statement  of  November  29 

Whit«    House   press    release    (Austin.    Tex.)    dated    November  29 

President  Diaz  Ordaz  of  Mexico  has  asked 
me  to  join  him  on  Saturday  [December  3] 
for  a  joint  inspection  of  the  Amistad  Dam 
construction  site  on  the  Rio  Grande. 

I  will  be  accompanied  by  Mrs.  Johnson, 
Secretary  [of  the  Interior]  Stewart  Udall, 
Assistant  Secretary  of  State  for  Inter- Ameri- 
can Affairs  Lincoln  Gordon,  and  Ambassador 
Fulton  Freeman. 

Some  of  you  may  know  that  Amistad  Dam 
is  the  second  major  international  storage 
dam  to  be  built  by  our  two  Governments  on 
the  Rio  Grande  pursuant  to  the  1944  water 
treaty. 

The  dam  will  prevent  floods  originating  in 
rivers  on  both  sides  of  the  boundary  from 
causing  loss  of  life  and  great  property  dam- 
age such  as  occurred  in  the  floods  of  1954 
and  1958.  It  will  also  assist  in  water  conser- 
vation and  offer  potential  power  generation. 
It  will  enable  the  two  Governments  for  the 
first  time  to  control  the  waters  of  the  Rio 
Grande  throughout  its  international  section. 


Remarks  at  the  Civic  Plaza,  Ciudad  Acuna, 
IVIexico,  December  3 

Whit^   House   press   release    (Austin.    Tex.)    dated  December   3 

Last  April  we  met  in  your  beautiful  capital 
city  to  pay  homage  to  a  hero  of  the  past.^ 

Today  we  meet  here  on  the  frontier  to  in- 
spect a  monument  to  the  future. 

The  work  that  we  see  going  on  around  us 
tells  us  the  dramatic  story  of  what  two 
peoples  working  together  can  accomplish: 

— Here  we  see  the  decisions  of  President 
Eisenhower  and  President  [Adolfo]  Lopez 
Mateos  to  embark  on  this  joint  enterprise.^ 

— Here  we  will  see  the  action  of  two  Con- 
gresses in  voting  the  funds  to  build  the  dam. 

^Here  we  see  the  Mexican  and  the  United 
States  technicians  and  laborers  working  side 
by  side  throwing  up  the  earth  embankments 
and  erecting  the  concrete  structures. 

— And  looking  into  the  future,  Mr.  Presi- 
dent, we  will  see  millions  of  farmers  and 
towTispeople  on  both  sides  of  this  great  river 
enjoying  the  protection  which  this  great  dam 
will  afford  and  the  resources  and  recreation 
which  this  great  lake  will  provide. 

What  we  are  accomplishing  along  this 
river,  Mr.  President,  sets  a  pattern  which  I 
hope  will  be  increasingly  repeated  by  neigh- 
boring countries  throughout  this  hemisphere. 

The  future  of  Latin  America's  progress  de- 
pends in  considerable  measure  on  the  develop- 
ment of  multinational  projects  such  as  we 
have  here  at  the  Amistad  Dam: 


'  For  background,  see  Bulletin  of  May  9,  1966, 
p.  726. 

'  For  backgiound,  see  ibid.,  Nov.  14,  1960,  p.  742, 
and  Dec.  5,  1960,  p.  851. 


12 


DEPARTMENT  OF  STATE  BULLETIN 


— There  are  river  basins  like  the  River 
Plate  system  to  be  harnessed. 

— There  are  roads  like  the  Eastern  Andean 
Highway  to  be  built. 

— There  are  petroleum  and  gas  pipelines 
to  be  laid. 

— There  are  satellite  telecommunications 
systems  to  be  designed. 

— There  are  electric  power  grids,  as  in 
Central  America,  yet  to  be  connected. 

— There  are  basic  industries  like  fertilizer, 
paper,  and  petrochemicals  that  are  to  be  de- 
veloped. 

— And  there  are  still  inner  frontiers  in 
both  Central  and  South  America  yet  to  be  ex- 
plored. 

We  have  other  frontiers  to  cross  together: 
There  are  children  to  be  educated,  minds  to 
be  developed,  bodies  to  be  healed,  health  to  be 
preserved.  These,  too,  are  worthy  goals  for 
good  neighbors  who  share  a  common  dedica- 
tion to  human  progress  and  to  social  justice. 

At  the  forthcoming  meeting  of  Presidents 
of  the  American  Republics  there  will  be  op- 
portunity for  all  of  us  to  give  the  multina- 
tional project  movement  added  impetus. 

For  only  by  working  across  frontiers  and 
pooling  human  and  material  resources,  as  we 
have  done  here,  can  a  strong  and  an  inte- 
grated Latin  America  be  achieved. 

Our  common  frontier,  Mr.  President, 
stretches  for  almost  2,000  miles  from  the 
Gulf  of  Mexico  to  the  Pacific  Ocean. 

Amistad  Dam  is  another  link  in  the  bridge 
of  mutual  trust,  friendship,  and  progress 
which  unite  our  two  peoples. 

Everyone  here  today  in  his  own  way  has 
contributed  to  the  building  of  Amistad  Dam. 
You  can  be  very  proud  of  your  contribution. 

I  am  very  happy  and  very  grateful  to  my 
good  friend  President  Diaz  Ordaz  for  the  op- 
portunity to  share  with  him — and  with  you — 
the  pleasure  of  this  moment  of  fellowship 
and  the  excitement  of  the  construction  of  a 
great  project  like  Amistad  Dam. 

Long  live  the  friendship  between  the  peo- 
ple of  the  United  States  and  the  people  of 
Mexico. 


JOINT  STATEMENT,  DECEMBER  3 

White    House    press    release     (Austin,    Tex.)    dated    December    3 

The  Presidents  of  the  United  States  of 
America  and  the  United  Mexican  States  have 
come  together  here,  because  of  the  common 
interest  of  their  governments  in  the  progress 
of  construction  of  the  Amistad  (Friendship) 
Dam  which  is  being  constructed  jointly  by 
the  two  governments  on  the  Rio  Grande  near 
Del  Rio,  Texas,  and  Ciudad  Acuna,  Coahuila, 
under  the  Treaty  of  1944. 

The  Presidents  have  expressed  their  pleas- 
ure at  the  satisfactory  progress  of  the  con- 
struction which  will  assure  completion  of  the 
Dam  by  the  Spring  of  1969,  on  schedule. 

The  International  Dam  is  a  multi-purpose 
project:  It  will  control  the  River's  floods  and 
thereby  prevent  the  loss  of  life  and  devastat- 
ing property  damage  as  have  occurred  in  the 
past  on  both  sides  of  the  River  from  Del  Rio 
and  Ciudad  Acuiia  to  Brownsville,  Texas,  and 
Matamoros,  Tamaulipas. 

With  Falcon  Dam,  it  will  conserve  the 
greatest  quantity  of  annual  flow  of  the  river 
in  a  way  to  insure  the  continuance  of  exist- 
ing uses  and  development  of  the  optimum 
feasible  future  uses  within  the  water  allot- 
ments to  each  countiy.  It  will  enable  develop- 
ments of  hydroelectric  energy  which  will  be 
divided  equally  between  the  two  countries.  It 
will  enable  development  of  a  great  inland 
water  recreational  facility  for  the  benefiit  of 
this  region  in  the  two  countries. 

The  Presidents  recognize  that  the  construc- 
tion of  the  Amistad  Dam  stems  from  the  good 
understanding  and  frank  and  cordial  spirit  of 
international  cooperation  which  happily  exist 
between  the  United  States  and  Mexico,  and 
that  it  constitutes  an  outstanding  example  of 
how  two  neighbor  countries  can  resolve  their 
common  boundary  problems  with  benefit  to 
both. 

The  Presidents  expressed  pleasure  that  this 
joint  visit  to  the  site  of  the  Dam  has  afforded 
them  opportunity  to  strengthen  even  more 
their  personal  friendship  which  will  undoubt- 
edly be  reflected  in  greater  understanding 
between  the  two  nations. 


JANUARY  2,  1967 


13 


President  Johnson  Lights 
the  Nation's  Christmas  Tree 

Remarks  by  President  Johnson  i 

Tonight,  with  prayerful  hope  for  the 
future,  we  have  come  here  to  light  the  Na- 
tion's Christmas  tree. 

Exactly  175  years  ago  today  America  sent 
another  light  out  into  the  world.  That  light — 
and  that  promise — was  America's  Bill  of 
Rights.  Few  documents  in  all  the  history  of 
freedom  have  ever  so  illuminated  the  paths 
of  men.  Today,  the  light  of  that  great  charter 
guides  us  yet. 

I  know,  as  you  know,  that  we  face  an  un- 
certain future.  Grave  problems  threaten  us 
all.  As  your  President,  I  struggle  with  these 
problems  every  waking  moment  of  every  day. 

Here  at  home,  in  our  own  land,  more  than 
20  million  Negroes  still  yearn  for  the  rights 
and  the  dignity  that  the  rest  of  us  take  for 
granted. 

Abroad,  half  of  the  world's  people  struggle 
daily  against  hunger,  disease,  and  poverty. 

And  tonight,  even  as  we  speak,  American 
men  are  fighting  in  a  strange  land,  a  half  a 
world  away. 

And  yet,  at  this  time  of  Christmas,  there 
are  signs  of  hope. 

In  the  United  States,  we  have  made  more 
progress  in  human  rights  in  the  past  6  years 
than  we  have  made  in  all  of  the  previous  100 
years.  And,  if  the  goal  of  true  equality  is  still 
far  down  the  road,  the  barriers  before  that 
goal  are  falling  every  day. 

Throughout  the  world  old  quarrels  are  be- 
ing forgotten,  and  nation  is  joining  nation  in 
a  common  effort  to  try  to  improve  the  lot  of 
man. 

And  finally,  in  Viet-Nam,  the  tide  of  battle 
has  turned.  No  one  can  say  just  how  long 
that  war  will  last.  But  we  can  say  that  ag- 
gression has  been  blunted  and  that  peace, 
with  honor,  will  surely  follow. 

The  months  ahead  will  not  be  easy  ones. 
They  will  require  great  sacrifice,  patience, 
understanding,  and  tolerance  from  each  of 


'  Made   at  Washington,   D.C.,  on   Dec.   15    (White 
House  press  release) . 


us.  But  let  us  here  tonight  dedicate  this 
Christmas  tree  with  hope  and  great  confi- 
dence. And  let  us  rededicate  ourselves  to  the 
principles  of  our  Bill  of  Rights  "to  give  light 
to  them  that  sit  in  darkness  and  in  the 
shadow  of  death,  to  guide  our  feet  into  the 
way  of  peace." 


U.S.  Pleased  at  Reappointment 
of  U.N.  Secretary-General 

On  December  2  the  U.N.  General  Assenv- 
bly  unanimously  approved  the  reappoint- 
ment of  U  Thant  to  another  term  of  office 
as  Secretary-General  of  the  United  Nations. 
Follo^ving  is  the  text  of  a  letter  from  Presi^ 
dent  Johnson  to  Secretary-General  U  Thant, 
together  ivith  a  statement  by  Arthur  J. 
Goldberg,  U.S.  Representative  to  the  United 
Nations. 


LETTER  FROM  PRESIDENT  JOHNSON 

U.S./U.N.    press   release  6001   dated  December  4 

December  3,  1966 

My  dear  Mr.  Secretary  General:  The 
American  people  join  me  in  warmest  con- 
gratulations on  your  reappointment  for  an 
additional  five-year  term.  Your  selfless  deci- 
sion to  continue  to  serve  the  organization 
will,  I  am  sure,  inspire  the  membership  to 
strengthen  the  United  Nations  in  discharging 
the  great  purposes  of  the  Charter. 

In  these  troubled  times,  the  devotion  of  the 
best  talents,  energies  and  efforts  of  men  of 
good  will  to  the  cause  of  world  peace  is  more 
indispensable  than  ever  before.  We  are 
therefore  especially  pleased  that  you  have  re- 
dedicated  yourself  to  this  great  task. 

You  may  depend  on  my  continuing  closest 
personal  attention  to  the  problems  confront- 
ing the  organization  in  its  search  for  peace. 

In  the  years  ahead,  it  is  my  greatest  hope 
that  your  rededicated  faith  and  skills  will 
charge  the  United  Nations  with  new 
strength,  and  the  human  family  vdth  new 
hope,    and    so   give   new   substance   to   the 


14 


DEPARTMENT  OF  STATE  BULLETIN 


promise  of  the  Charter.  As  you  enter  on  your 
new  teiTn  of  office,  you  carry  with  you  my 
best  personal  wishes. 

Lyndon  B.  Johnson 
statement  by  ambassador  goldberg 

U.S./ U.N.   press  release  5000  dated  December  2 

The  United  States  is  immensely  gratified 
at  the  decision  of  the  Secretary-General  to 
accept  another  full  term  in  this  most  im- 
portant oflSce. 

His  high  sense  of  duty  led  him  to  accede 
to  the  unanimous  wishes  of  the  Security 
Council,  in  spite  of  his  personal  desire  to  re- 
turn to  private  life.  The  United  Nations 
sorely  needs  his  experience,  integrity,  and 
the  trust  he  commands  from  the  entire  mem- 
bership of  the  organization.  By  accepting 
another  term  he  brings  new  strength,  pur- 
pose, and  confidence  to  the  United  Nations 
and  to  the  high  office  of  the  Secretary-Gen- 
eral itself. 

My  Government  pledges  him  its  full  sup- 
port in  this  role  which  is  so  vital  to  the  cause 
of  world  peace  and  security. 


International  Conference 
on  Education 

Folloiving  is  the  text  of  a  letter  from. 
President  Johnson  to  Dr.  James  Perkins, 
"president  of  Cornell  University,  regarding 
preparations  for  the  International  Confer- 
ence on  Education  to  be  held  in  1967. 

White  House  press   release    (Austin.   Tex.)    dated   November   24 

November  24, 1966 
Dear  Dr.  Perkins  :  As  you  know,  we  are 
deeply  concerned  about  the  role  of  education 
in  fostering  social  and  economic  development 
throughout  the  world.  That  concern  underlies 
the  new  International  Education  Act  of 
1966.  It  is  the  reason  for  the  Center  for 
Educational  Cooperation  which  we  are  plan- 
ning to  establish  in  the  Department  of 
Health,  Education,  and  Welfare. 


I  believe  it  is  highly  important  to  stimu- 
late deeper  mutual  understanding  among  na- 
tions of  the  major  education  problems  facing 
the  world.  For  this  reason,  I  have  asked  you 
and  Secretary  Gardner  to  serve  as  hosts  to  an 
International  Conference  on  Education  to  be 
held  in  1967.  It  should  provide  a  forum  for 
lively  discussion  of  future  goals  of  educa- 
tional policy  in  the  participating  countries. 

Prior  to  this  conference,  I  hope  you  will 
bring  together  the  most  knowledgeable  edu- 
cators and  administrators  from  the  United 
States  and  from  other  nations  to  develop  a 
meaningful  agenda. 

I  am  grateful  to  you  for  undertaking  this 
important  project. 
Sincerely, 

Lyndon  B.  Johnson 


Group  To  Study  Educational  TV 
for  Use  in  Aid  Program 

Following  is  the  text  of  a  memorandum 
from  President  Johnson  to  the  Secretary  of 
State,  the  Secretary  of  Health,  Education, 
and  Welfare,  the  Director  of  the  United 
States  Information  Agency,  the  Director  of 
the  Agency  for  International  Development, 
and  the  Director  of  the  Peace  Corps. 

White    House   press   release    (Austin,    Tex.)    dated    November   26 

November  26,  1966 
During  my  recent  trip  to  the  Far  East, 
I  visited  the  educational  television  station  in 
Pago  Pago,  American  Samoa,  and  saw  how 
television  is  being  used  to  improve  the  level 
of  learning  in  elementary  and  secondary 
schools. 

I  believe  that  educational  television  can 
play  a  vital  role  in  assisting  less-developed 
countries  in  their  educational  effort.  These 
stations  can  be  used  for  adult  education  and 
information  programs  during  evening  hours. 
Community  leaders  can  use  these  channels 
for  discussion  of  important  public  issues. 

For  these  reasons,  I  am  appointing  a  task 
force  with  the  following  assignment: 


JANUARY  2,  1967 


15 


1.  Assess  the  value  of  educational  televi- 
sion broadcasting  for  primary  and  secondary 
schools  in  less-developed  countries. 

2.  Report  on  plans  being  made  for  educa- 
tional television  outside  the  United  States 
and  how  the  United  States  may  participate 
most  effectively  in  this  effort. 

3.  Advise  whether  AID  education  pro- 
grams and  other  foreign  assistance  can  be 
better  concentrated  on  this  effort  within  their 
present  limits. 

Representatives  of  the  Agency  for  Inter- 
national Development,  the  Department  of 
State,  U.  S.  Information  Agency,  Depart- 
ment of  Health,  Education,  and  Welfare,  and 
the  Peace  Corps  are  designated  as  members 
of  the  task  force.  Leonard  H.  Marks,  Direc- 
tor of  the  U.  S.  Information  Agency,  is  to 
act  as  Chairman  of  the  task  force  and  Doug- 
lass Cater  of  my  staff  as  liaison  with  the 
various  departments  or  governmental  agen- 
cies involved. 

This  task  force  should  commence  its  work 
immediately  and  submit  a  preliminary  report 
within  90  days  and  a  final  report  on  or  be- 
fore July  1, 1967. 

Lyndon  B.  Johnson 


Letters  of  Credence 

Botsumna 

The  first  Ambassador  of  the  Republic  of 
Botswana,  Zachariah  K.  Matthews,  pre- 
sented his  credentials  to  President  Johnson 
on  December  14.  For  text  of  the  Ambassa- 
dor's remarks  and  the  President's  reply,  see 
Department  of  State  press  release  dated  De- 
cember 14. 

Bulgaria 

The  newly  appointed  Ambassador  of  the 
People's  Republic  of  Bulgaria,  Luben  Nikolov 
Guerassimov,  presented  his  credentials  to 
President  Johnson  on  December  14.  For  text 
of  the  Ambassador's  remarks  and  the  Presi- 
dent's reply,  see  Department  of  State  press 
release  dated  December  14. 


Ivory  Coast 

The  newly  appointed  Ambassador  of  the 
Republic  of  Ivory  Coast,  Timonthee  N'Guetta 
Ahoua,  presented  his  credentials  to  President 
Johnson  on  December  14.  For  text  of  the 
Ambassador's  remarks  and  the  President's 
reply,  see  Department  of  State  press  release 
dated  December  14. 

Lesotho 

The  first  Ambassador  of  the  Kingdom  of 
Lesotho,  Albert  S.  Mohale,  presented  his  cre- 
dentials to  President  Johnson  on  December 
14.  For  text  of  the  Ambassador's  remarks 
and  the  President's  reply,  see  Department  of 
State  press  release  dated  December  14. 


Policy  Planning  Council,  European 
Affairs  Bureau  Advisers  Named 

POLICY  PLANNING  COUNCIL 

The  Department  of  State  announced  on 
December  9  (press  release  288)  the  forma- 
tion of  two  panels  of  advisers  for  the  Policy 
Planning  Council.  The  establishment  of  these 
panels  is  part  of  a  general  effort,  made  public 
on  October  18, ^  to  seek  the  advice  of  private 
American  citizens  interested  in  foreign  rela- 
tions. 

One  panel  will  advise  the  Council  on  long- 
term  problems  of  growth  in  less  developed 
areas,  with  particular  emphasis  on  the  prob- 
lem of  food  resources  in  relation  to  popula- 
tion growth. 

The  other  will  advise  on  long-term  prob- 
lems relating  to  the  developed  nations,  with 
particular  attention  to  (a)  relations  among 
the  developed  non-Communist  nations;  (b) 
East-West  relations,  involving  both  Com- 
munist and  non-Communist  nations;  (c) 
North-South  relations,  between  developed 
and  developing  countries. 

Of  the  22  members  of  the  panels,  15  are 
currently  associated  with  universities  and  7 


Bulletin  of  Nov.  7,  1966,  p.  721. 


16 


DEPARTMENT  OF  STATE  BULLETIN 


are  affiliated  with  research,  public  service, 
and  business  organizations. 

The  panels  will  meet  several  times  a  year, 
and  the  Department  may  be  in  touch  with 
individual  members  at  other  times  on  specific 
matters. 

The  members  of  the  two  advisory  panels 
to  the  Policy  Planning  Council  are: 

Panel  A — Economic  Development,  Food, 
and  Population  Problems 

Thomas  K.  Burch,  director,  demographic  division. 
Center  for  Population  Research,  Georgetown 
University,  Washington,  D.C. 

Paul  G.  Clark,  chairman.  Center  for  Development 
Economics,  Williams  College,  Williamstown,  Mass. 

Jonathan  Garst,  agricultural  consultant  and  author, 
Berkeley,  Calif. 

Everett  E.  Hagen,  professor  of  economics,  Mas- 
sachusetts Institute  of  Technology,  Cambridge, 
Mass. 

Earl  O.  Heady,  professor  of  agricultural  economics, 
Iowa  State  University,  Ames,  Iowa. 

D.  Gayle  Johnson,  profes.sor  of  economics,  Univer- 
sity of  Chicago,  Chicago,  111. 

Bruce  F.  Johnston,  professor.  Food  Research  Insti- 
tute, Stanford   University,   Stanford,  Calif. 

Carl  Kaysen,  president.  Institute  for  Advanced 
Study,  Princeton,  N.J. 

Dudley  Kirk,  president,  Population  Council,  New 
York,  N.Y. 

Gustav  F.  Papanek,  Center  for  International  Af- 
fairs, Harvard  University,  Cambridge,  Mass. 

Hugh  T.  Patrick,  acting  associate  director,  Economic 
Growth  Center,  Yale  University,  New  Haven, 
Conn. 

Panel  B — Developed  Countries 

Abram  Bergson,  director,  Russian  Research  Center, 

Harvard  University,  Cambridge,  Mass. 
Harold   Van  Buren  Cleveland,  vice  president.  First 

National  City  Bank,  New  York,  N.Y. 
William    E.    Griffith,   professor   of   political    science, 

Massachusetts  Institute  of  Technology,  Cambridge, 

Mass. 
Stanley  H.  Hoffmann,  professor  of  political  science. 

Harvard  University,  Cambridge,  Mass. 
Charles    P.    Kindelberger,    professor    of    economics, 

Massachusetts  Institute  of  Technology,  Cambridge, 

Mass. 
Paul   F.   Langer,   Rand   Corporation,   Santa  Monica, 

Calif. 
Leon   Lindberg,   professor  of  political   science,   Uni- 
versity of  Wisconsin,  Madison,  Wis. 
John  Newhouse,  associate,  Twentieth  Century  Fund, 

New  York,  N.Y. 
Robert   L.    Pfaltzgraff,   Jr.,   assistant   professor   of 


political  science,  University  of  Pennsylvania, 
Philadelphia,  Pa. 

Richard  E.  Pipes,  professor  of  history.  Harvard 
University,  Cambridge,  Mass. 

Henry  S.  Rowen,  president-designate,  Rand  Corpo- 
ration, Santa  Monica,  Calif. 


BUREAU  OF  EUROPEAN  AFFAIRS 

The  Department  of  State  announced  on 
December  15  (press  release  293)  the  forma- 
tion of  a  panel  of  advisers  for  the  Bureau  of 
European  AflFairs. 

This  is  the  sixth  panel  of  advisers  an- 
nounced by  the  Department  in  accordance 
with  the  general  plan  made  public  on  October 
18  for  the  creation  of  several  panels  of  civil- 
ian specialists  from  outside  government  to 
serve  as  advisers  to  the  Department  on  a 
broad  range  of  foreign  policy  matters.  Ad- 
visory panels  for  the  Bureaus  of  Interna- 
tional Organization  Affairs  ^  and  East  Asian 
and  Pacific  Affairs,^  including  a  separate 
panel  on  China,^  and  two  advisory  panels  for 
the  Policy  Planning  Council  were  announced 
earlier. 

The  22  members  of  the  European  panel 
have  been  drawn  chiefly  from  the  academic 
community,  private  foundations,  and  re- 
search institutions.  Other  advisers  may  be 
added  as  required. 

Panel  members  will  meet  with  the  Assist- 
ant Secretary  for  European  Affairs,  John 
Leddy,  individually  or  in  small  groups  to  dis- 
cuss specific  aspects  of  policy.  Mr.  Leddy  has 
told  the  panel  members  that  he  will  look  for- 
ward to  receiving  their  thoughts  at  any  time 
regarding  existing  policies  and  possibilities 
for  new  initiatives.  This  procedure  began  ear- 
lier this  month  when  Mr.  Leddy  met  with  a 
small  group  from  the  panel. 

The  members  of  the  advisory  panel  to  the 
Bureau  of  European  Affairs  are: 

Frank  Altschul,  vice  president.  Council  on  Foreig^n 

Relations,  New  York,  N.  Y. 
John   A.   Armstrong,   professor  of  political   science, 

University  of  Wisconsin,  Madison,  Wis. 


« Ibid.,  p.  722. 

'  Ibid.,  Dec.  5,  1966,  p.  868. 

*  Ibid.,  Dec.  26,  1966,  p.  966. 


JANUARY  2,  1967 


17 


Cyril  E.  Black,  professor  of  history,  Princeton  Uni- 
versity, Princeton,  N.  J. 

John  C.  Campbell,  senior  research  fellow.  Council 
on  Foreign  Relations,  New  York,  N.  Y. 

Mrs.  Miriam  Camps,  Council  on  Foreign  Relations, 
New  York,  N.  Y. 

Melvin  Conant,  Government  Relations  Department, 
Standard  Oil  Company,  New  York,  N.  Y. 

Harold  C.  Deutsch,  professor  of  history.  University 
of  Minnesota,  Minneapolis,  Minn. 

William  Diebold,  Jr.,  senior  research  fellow,  Council 
on  Foreign  Relations,  New  York,  N.  Y. 

Merle  Fainsod,  professor  of  history  and  political  sci- 
ence. Harvard  University,  Cambridge,  Mass. 

Werner  B.  Feld,  chairman,  Department  of  Govern- 
ment, Louisiana  State  University,  New  Orleans, 
La. 

William  E.  Griffith,  professor  of  political  science. 
Center  for  International  Studies,  Massachusetts 
Institute  of  Technology,  Cambridge,  Mass. 

Ernest  B.  Haas,  professor  of  international  law  and 
organization.  University  of  California,  Berkeley, 
Calif. 

Henry  A.  Kissinger,  associate  professor  of  govern- 
ment, Center  for  International  Affairs,  Harvard 
University,  Cambridge,  Mass. 

Philip  E.  Mosely,  director,  European  Institute,  Co- 
lumbia University,  New  York,  N.  Y. 

Robert  Osgood,  director,  Washington  Center  of  For- 
eign Policy  Research,  Washington,  D.  C. 

Thomas  C.  Schelling,  professor  of  economics,  Center 
for  International  Affairs,  Harvard  University, 
Cambridge,  Mass. 

Warner  R.  Schilling,  acting  director.  Institute  of 
War  and  Peace  Studies,  Columbia  University, 
New  York,  N.  Y. 

Paul  Seabury,  provost.  College  IV,  University  of 
California,  Santa  Cruz,  Calif. 

Marshall  D.  Shulman,  professor  of  international 
politics,  Fletcher  School  of  Law  and  Diplomacy, 
Tufts  University,  Medford,  Mass. 

Eric  Stein,  professor  of  law,  University  of  Michigan 
Law  School,  Ann  Arbor,  Mich. 

Shepard  Stone,  director,  International  Affairs  Pro- 
gram, The  Ford  Foundation,  New  York,  N.  Y. 

Raymond  Vernon,  director.  Center  for  International 
Affairs,  Harvard  University,  Cambridge,  Mass. 


Congressional  Documents 
Relating  to  Foreign  Policy 

89th  Congress,  2d  Session 

News  Policies  in  Vietnam.  Hearings  before  the  Sen- 
ate Committee  on  Foreign  Relations.  August  17- 
31,  1966.    161  pp.    [Committee  print.] 

Communist  Threat  to  the  United  States  Through 
the  Caribbean.  Hearings  before  the  Subcommittee 
to  Investigate  the  Administration  of  the  Internal 
Security  Act  and  Other  Internal  Security  Laws 
of  the  Senate  Committee  on  the  Judiciary.  Septem- 
ber 13-15,  1966.  42  pp.  [Committee  print] 

Florence  Agreement  Implementation  Legislation. 
Hearings  before  the  Senate  Committee  on  Finance 
on  H.R.  8664.  September  30,  1966.  87  pp.  [Com- 
mittee print.] 

An  Investigation  of  the  U.S.  Economic  and  Military 
Assistance  Programs  in  Vietnam.  Forty-second 
report  by  the  Committee  on  Government  Opera- 
tions. H.  Rept.  2257.  October  12,  1966.  133  pp. 

International  Education  Act  of  1966.  Report  to  ac- 
company H.R.  14643.  S.  Rept.  1715.  October  12, 
1966.  21  pp. 

Fur  Seal  Act  of  1966.  Conference  report  to  accom- 
pany S.2102.  H.  Rept.  2274.  October  13,  1966. 
4  pp. 

Tariff  Classification  of  Chinese  Gooseberries.  Report 
to  accompany  H.R.  16160.  H.  Rept.  2282.  October 
14,  1966.  2  pp. 

Temporary  Suspension  of  Duty  on  Certain  Television 
and  Radio  Receiving  Tubes.  Report  to  accompany 
H.R.  16092.  October  14,  1966.  3  pp. 

Safety  of  Life  at  Sea.  Conference  report  to  accom- 
pany H.R.  10327.  H.  Rept.  2285.  October  14,  1966. 
8  pp. 

Report  of  the  Ninth  Meeting  of  the  Canada-United 
States  Interparliamentary  Group,  May  18-22,  1966, 
Washington,  D.C.,  by  Representative  Cornelius  E. 
Gallagher,  chairman  of  the  House  of  Representa- 
tives delegation.  H.  Rept.  2291.  October  17,  1966. 
16  pp. 

Duty  Treatment  of  Limestone  for  Cement.  Report 
to  accompany  H.R.  5950.  H.  Rept.  2293.  October 

17,  1966.  2  pp. 

Duty  Treatment  of  Dicyandiamide.  Report  to  accom- 
pany H.R.  16077.  H.  Rept.  2294.  October  17,  1966. 
2  pp. 

Tariff  Treatment  of  Certain  Articles.  Conference  re- 
port to  accompany  H.R.  11216.  H.  Rept.  2297. 
October  17,  1966.  4  pp. 

Duty  on  Certain  Nonmalleable  Iron  Castings.  Report 
to  accompany  H.R.  13116.  H.  Rept.  2303.  October 

18,  1966.  4  pp. 
Footl    for    Peace.    Conference    report   to    accompany 

H.R.  14929.  H.  Rept.  2304.  October  18,  1966.  22  pp. 


18 


DEPARTMENT  OF  STATE  BULLETIN 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


OECD  Ministerial  Council  IVIeets  at  Paris 


The  Ministerial  Council  of  the  Organiza- 
tion for  Economic  Cooperation  and  Develop- 
ment met  at  Paris  November  2i-25.  Follow- 
ing are  three  statements  made  by  Eugene  V. 
Rostow,  Under  Secretary  for  Political  Af- 
fairs, who  7vas  head  of  the  U.S.  delegation, 
and  the  text  of  a  commiinique  issued  at  the 
close  of  the  meeting  on  November  25. 


STATEMENT  ON  ECONOMIC  POLICY, 
NOVEMBER  24 

I  am  pleased  both  personally  and  profes- 
sionally that  my  first  appearance  at  an  inter- 
national organization  in  my  new  post  is  at 
this  meeting  of  the  OECD.  We  are  happy  as 
a  government  to  pay  tribute  to  the  OECD 
on  its  fifth  anniversary,  which  marks  almost 
20  years  of  constructive  and  sagacious  work 
by  this  agency  and  its  predecessor. 

I  should  like,  if  I  may,  to  add  a  personal 
tribute  to  what  I  have  said  oflicially.  Every 
student  of  economics  and  of  international 
affairs  is  in  your  debt  for  a  solid  and  quiet 
achievement,  imaginative  in  its  perspectives 
and  original  in  its  intellectual  strength.  Your 
studies  and  reports  have  been  indispensable 
tools  of  study  and  of  action,  both  for  gov- 
ernments and  international  organizations 
and  for  scholars  in  many  fields  all  over  the 
world. 

Those  of  you  who  have  read  President 
Johnson's  speech  of  October  7  ^  will  appre- 


'For  text,  see  Bulletin  of  Oct.  24,  1966,  p.  622. 


ciate  the  importance  our  Government  at- 
taches to  the  future  of  the  Atlantic  relation- 
ship. That  speech  announces  a  policy  of 
vigorous  initiative  in  the  many  cooperative 
programs  which  have  done  so  much  to  vital- 
ize the  free  world  and  knit  it  together. 

If  we  look  back  to  the  bleak  days  of  the 
late  forties,  when  this  organization  had  its 
beginnings,  we  can  realize  what  stupendous 
deeds  have  been  accomplished.  The  economies 
and  societies  of  the  free  world  have  been 
restored — indeed,  more  than  restored,  they 
have  been  transformed.  The  nations  repre- 
sented here  have  never  in  their  histories 
known  so  long  a  period  of  sustained  growth 
nor  a  period  so  rich  in  progress  toward  social 
justice.  Their  achievement  is  truly  the  great 
social  revolution  of  the  20th  century,  a  revo- 
lution accomplished  peacefully  and  without 
destructive  conflict  and  one  which  dramati- 
cally improved  the  welfare  of  all  our  peoples. 

In  this  process  the  OECD  has  played  a 
significant  part  from  the  days  when  its  pred- 
ecessor helped  to  organize  the  eff"ort  of  the 
Marshall  Plan  in  ways  which  contributed  to 
the  reconstruction  both  of  national  economies 
and  of  the  international  economy  which  is 
the  decisive  matrix  of  our  respective  national 
economies. 

If  we  look  forward  in  the  perspective  of 
this  achievement,  we  can,  I  think,  define  one 
of  the  vital  functions  which  the  OECD  can 
and  should  perform  in  guiding  the  relation- 
ships between  our  national  economies  and  the 
international    economy,    from    which    they 


[JANUARY  2,  1967 


19 


draw  so  much  of  their  capacity  for  develop- 
ment. 

The  decisive  fact  about  our  economic  ex- 
perience since  1945  is  that  each  of  us,  in  our 
own  ways,  has  created  and  mastered  methods 
for  effectively  managing  our  national  eco- 
nomic lives.  We  now  take  it  for  granted  that 
the  great  trade  cycles  of  the  past,  the  great 
swings  of  unemployment  and  inflation,  are 
matters  of  economic  history.  It  has  been  one 
of  the  basic  purposes  of  this  organization  to 
help  coordinate  the  policies  of  governments 
and  international  agencies  in  this  regard, 
through  the  powerful  influence  of  regular 
consultations  based  on  serious  studies.  We 
take  it  for  granted  also  that  governments  and 
public  agencies  can  and  should  anticipate  the 
future  and  help  to  direct  flows  of  capital  and 
the  development  of  crucial  techniques.  We 
take  it  for  granted  that  we  should  have  poli- 
cies directed  at  targets  for  growth,  an  inno- 
vation in  policy  which  this  body  has  helped 
to  establish. 

Some  of  the  control  measures  developed  in 
this  period  have  worked  better  than  others. 
Some  are  restrictive  rather  than  expansive  in 
their  effects.  Many  are  incomplete  or  in  need 
of  reform.  For  present  purposes,  the  impor- 
tant fact  is  that  we  have  reason  to  be  confi- 
dent that  our  economic  systems  can  be  effec- 
tively directed  as  systems  and  that  we  c?n 
act  effectively  to  improve  and  reform  the 
devices  of  guidance  and  control  which  we  use 
to  manage  different  sectors  of  our  economies, 
and  those  economies  viewed  in  their  totality. 
One  of  the  shortcomings  of  the  interna- 
tional economy  of  the  free  world,  as  com- 
pared with  our  several  national  economies,  is 
that  we  have  not  yet  developed  procedures  of 
international  economic  oversight  as  compre- 
hensive and  as  effective  as  those  used  in  na- 
tional economic  management.  The  OECD  has 
made  an  important  and  most  useful  begin- 
ning in  this  regard.  As  we  are  all  aware,  one 
of  its  great  tasks  for  the  future  is  to  develop 
this  organization  as  an  international  coun- 
cil of  economic  advice  which  could  help  na- 
tional governments  and  other  international 
agencies  of  action  to  establish  the  policies 


and  programs  we  all  need  in  order  to  main- 
tain an  international  economy  of  wide  hori- 
zons through  which  mankind  can  be  helped 
to  realize  the  potentials  of  modern  technique 
and  to  overcome  the  curse  of  poverty. 

One  of  the  major  tools  of  economic  man- 
agement in  all  countries  is  that  of  the  eco- 
nomic review — ^the  attempt  to  examine  the 
performance  of  the  economy  as  a  whole,  and 
the  performance  of  its  several  parts  and 
sectors,  in  the  light  of  our  anticipations  of 
the  future.  With  that  thought  in  mind,  I  turn 
now  to  the  Secretary  General's  [Thorkil 
Kristensen]  excellent  and  candid  annual  re- 
port to  this  Council,  upon  which  he  has  just 
commented. 

U.S.  Economic  Policy 

I  shall  note  first  the  several  references  in 
his  report  to  the  economic  performance  of  the 
United  States. 

As  the  Secretary  General  remarked,  our 
recent  budgetary  actions  and  programs  of 
monetaiy  restraint  have  slowed  down  what 
might  have  become  an  untenably  rapid  rise 
in  economic  activity.  We  agree  with  his  con- 
clusion that  both  the  level  of  internal  demand 
and  the  pressures  of  militaiy  spending  in  the 
United  States  raise  the  possibility  that  fur- 
ther restrictive  measures  might  become  de- 
sirable, depending  upon  the  response  of  the 
economy  to  the  programs  of  limitation  which 
have  already  been  applied  and  the  new  budg- 
et. As  he  says,  a  flexible  fiscal  policy  may  be 
called  for  in  the  months  ahead.  I  can  assure 
you  that  the  issue  is  on  our  agenda. 

We  will  not  have  a  recession  in  1967.  Nor 
shall  we  have  anything  that  could  properly 
be  described  as  an  inflation.  All  recent  indi- 
cations are  that  we  are  making  the  transition 
to  a  sustainable  full  employment  growth  pat- 
tern, despite  the  burden  of  our  military  re- 
sponsibilities and  all  that  they  have  involved 
in  recent  years. 

If  we  have  not  made  further  progress  in 
our  balance-of-payments  position  this  year, 
the  chief  reasons  are  the  increase  in  our  im- 
ports, due  to  the  high  rate  of  economic  activ- 
ity at  home,  and  the  continuing  direct  foreign 


20 


DEPARTMENT  OF  STATE  BULLETIN 


exchange  costs  of  our  inteniational  commit- 
ments— two  factors  which  are  interrelated. 
These  trends  have  been  offset  to  a  certain  ex- 
tent by  capital  movements  influenced  by  the 
level  of  interest  rates  in  the  United  States. 

The  United  States  has,  at  present,  a  net 
international  payments  deficit  on  military  ac- 
count of  $2.6  billion.  This  is  not  the  budget- 
ary cost,  but  the  foreign  exchange  drain.  We 
have  a  net  deficit  on  foreign  aid  account — 
after  tying — of  about  three-quarters  of  a  bil- 
lion dollars.  The  total  of  these  twa  items 
taken  together  is  about  2i/o  times  our  liquid- 
ity deficit. 

It  is  our  policy  to  make  further  progress 
toward  equilibrium  in  our  balance  of  pay- 
ments, through  the  modification  and  continu- 
ance of  our  present  actions.  The  limiting 
factor  in  that  process,  of  course,  is  the  need 
to  maintain  military  forces  both  in  Europe 
and  in  the  Far  East,  where  their  presence  is 
required  by  overriding  considerations  of  col- 
lective security. 

And  there  should  be  no  doubt,  finally,  that 
the  United  States  is  prepared  to  adjust  its 
fiscal,  monetary,  and  other  policies  as  neces- 
sary to  assure  a  growing,  balanced  economy. 

Need  for  Productivity  Gains 

r  Turning  now  to  other  aspects  of  economic 
policy,  I  join  in  the  general  commendation  of 
Working  Party  II  for  its  excellent  review  of 
progress  toward  the  economic  growth  target. 
The  policy  lessons  of  the  growth  report  are 
plain. 

We  can  agree  with  the  Secretary  General 
that  economic  growth  and  price  stability  are 
not  always  easy  partners  in  a  free  society.  If 
we  are  to  achieve  both  goals,  we  need  to  blend 
fiscal,  monetary,  and  income  policies  for  flexi- 
ble demand  management  and  appropriate  re- 
straint on  costs. 

But  new,  bold  policies  will  be  needed  to 
supplement  those  which  have  already  become 
familiar.  During  the  first  5  years  of  this 
decade,  labor  markets  in  most  of  our  coun- 
tries were  relieved  of  excessive  pressures  by 
the  availability  of  new  workers.  They  came 
into    the    labor    market    by    immigration. 


through  a  reduction  of  unemployment,  or 
through  movements  from  farm  to  industry. 
For  the  next  5  years,  and  for  the  longer  run, 
many  of  these  sources  may  diminish  in  im- 
portance. Meanwhile,  the  trend  will  continue 
toward  shorter  hours,  longer  vacations,  ear- 
lier retirement,  later  school-leaving  ages.  If 
present  manpower  policies  continue,  we  shall 
be  lucky  in  many  countries  if  the  effective 
labor  force  can  be  held  stable — which  would 
mean  that  the  entire  burden  of  economic 
growth  wall  depend  on  increases  in  produc- 
tivity. 

This  prospect  should  tell  us  how  necessary 
will  be  policy  measures  aimed  at  steady  and 
substantial  productivity  gains.  Many  of  the 
issues  that  arise  are  being  considered  in  the 
bodies  of  this  organization.  We  need  to  pur- 
sue these  lines  of  work  with  all  possible  ex- 
pedition and  vigor. 

Higher  productivity  requires  some  reallo- 
cation of  resources  and  increased  attention  to 
investment,  as  was  so  well  pointed  out  in  the 
growth  report. 

For  this  reason,  as  well  as  for  reasons  of 
simple  social  justice,  we  attach  great  impor- 
tance to  the  manpower  studies  of  OECD.  We 
have  much  to  learn  from  each  other's  experi- 
ence in  this  vital  field.  New  and  imaginative 
methods  have  been  adopted  in  recent  years 
in  education,  in  retraining,  and  in  encourag- 
ing labor  mobility.  More  is  to  be  done,  both 
directly  and  through  appropriate  tax  meas- 
ures, to  encourage  the  employment  of  older 
people  who  prefer  work  to  retirement  and  to 
facilitate  the  training  of  migrants  from  so- 
cieties which  have  not  been  part  of  the  world 
of  modern  technology.  We  are  far  from  hav- 
ing exhausted  the  range  of  wise  and  humane 
actions  that  governments  can  take  to  raise 
the  income-producing  capacities  of  their 
citizens. 

The  United  States  has  taken  many  of  its 
ideas  in  this  general  area  from  European  ex- 
perience, but  we  are  still  comparatively  back- 
ward in  this  significant  area.  We  think  that 
continuing  systematic  exchanges  on  man- 
power policy  in  the  OECD  can  be  of  real 
value  to  all  of  us  in  the  pursuit  of  more 


IJANUARY  2,  1967 


21 


mobile  and  more  equitable  societies. 

Another  key  to  higher  productivity  is  ad- 
vancing technology — the  fruits  of  research 
and  development  and  investment  in  new 
plant  and  equipment. 

The  Pace  of  Technological  Change 

I  know  that  there  is  concern  in  Europe — 
and  understandable  concern — that  the  pace 
of  technological  change  is  lagging  here  in 
comparison  with  the  United  States.  In  some 
areas  these  disparities  of  technique  produce 
anxiety  about  a  possible  loss  of  economic 
control,  or  a  sense  of  coercive  pressure. 

I  suggest  that  if  these  problems  are  ex- 
amined in  wider  perspective,  anxieties  should 
be  allayed.  If  we  look  at  the  entire  range  of 
our  industries  and  not  only  at  the  few  in- 
dustries which  have  been  propelled  forward 
by  new  techniques  generated  in  or  near 
the  defense  sector,  we  see  at  once  that  there 
are  many  technological  gaps  and  not  simply 
one.  The  principle  of  comparative  advantage 
has  not  vanished  as  a  force  in  economic  life. 
No  one  can  ride  on  an  American  railroad 
coach  and  conclude  that  all  technical  dispari- 
ties are  in  one  direction. 

The  problem  of  using  science  in  technology 
is  a  universal  one  and  an  old  one.  All  coun- 
tries have  much  to  contribute  if  advance  is  to 
be  maintained.  And  advance  requires  many 
modes  of  cooperative  effort,  from  which  we 
have  as  much  to  learn  as  to  contribute. 

We  are  therefore  ready,  as  President 
Johnson  said  recently,^  to  join  with  you  in 
a  systematic  examination  of  these  problems 
and  in  cooperative  programs  to  further  the 
advance  of  science  and  technology.  I  have  no 
doubt  that  the  work  just  begun  by  the 
Science  Policy  Committee  will  illuminate  this 
whole  complex  area  and  will  point  to  ways 
in  which  we  can  cooperate  to  foster  an  opti- 
mum rate  of  technological  development 
throughout  the  OECD  community. 

If  we  are  to  realize  our  full  potential  in 
technological  advancement,  we  shall  need 
more  investment  and  the  reallocation  of  re- 


'Ibid. 


sources  that  I  referred  to  earlier.  We  are 
persuaded  that  much  can  be  done  in  all  our 
economies,  and  in  the  international  economy, 
to  improve  our  machinery  for  mobilizing 
savings  and  making  them  available  for  the  ^ 
basic  work  of  cost  reduction  through  invest- 
ment. This,  I  believe,  is  where  the  role  of 
our  capital  markets  is  fundamental  to  the 
growth  process. 

As  you  know,  the  United  States  attaches 
great  importance  to  the  capital-markets 
study  now  before  us  and  to  the  recommenda- 
tions we  expect  to  see  emerge  from  further 
work.  Mr.  Chairman,  may  I  ask  that  later 
today  you  call  upon  Mr.  Silberstein  [Murray 
Silberstein,  of  Oppenheimer  and  Co.,  New 
York]  of  the  American  delegation  for  some 
further  observations  about  this  important 
matter. 

Restrictive  Business  Practices 

Similarly,  I  trust  that  you  are  in  agree- 
ment that  the  organization  should  actively 
pursue  its  work  on  restrictive  business  prac- 
tices. Private  arrangements  to  share  mar- 
kets, to  fix  prices,  and  otherwise  to  evade 
the  discomforts  of  competition  are  destined 
by  their  nature  to  inhibit  the  growth  of  pro- 
ductivity. When  extended  beyond  one  coun- 
try they  tend  to  frustrate  and  offset  the 
economic   benefits   of  lower  trade   barriers. 

Our  Committee  of  Experts  is  considering 
a  recommendation  to  member  governments 
on  international  cooperation  in  the  field  of 
restrictive  business  practices.  We  support 
the  recommendation  and  hope  that  it  will 
lead  to  further  cooperative  steps  in  this  im- 
portant field.  The  whole  area  is  one  of  fun- 
damental importance  to  the  development  of  a 
truly  effective  international  economy.  There 
have  been  changes  in  law  and  practice  in 
this  field  in  many  countries  in  recent  years 
and  in  the  European  Economic  Community. 
Whether  an  international  agreement  is 
needed  to  supplement  national  law  in  pro- 
tecting the  international  economy  as  a  whole 
is  a  question  which  in  our  view  merits  seri- 
ous consideration. 


22 


DEPARTMENT  OF  STATE  BULLETIN 


Continuing  work  on  investment  in  educa- 
tion, on  curriculm  building,  and  on  teach- 
ing teachers  also  deserves  our  support. 
Nothing  is  more  important  for  the  future 
of  the  OECD  community  than  an  expanding 
flow  of  teachers  and  students  in  both  direc- 
tions across  the  Atlantic  and  Pacific. 

Let  me  close  this  intervention  with  some 
brief  remarks  on  the  bearing  of  certain  other 
international  economic  policies  on  economic 
growth. 

One  is  trade  policy.  We  are  not  here  to 
debate  the  issues  of  the  Kennedy  Round. 
But  as  we  move  into  an  economic  situation 
in  which  manpower  and  other  resources  be- 
come progressively  tighter,  we  are  going  to 
need  to  improve  the  efficiency  with  which 
we  use  these  factors  of  production.  Trade 
policy  offers  the  most  immediate  and  prac- 
tical way  we  have  to  expose  our  economies 
to  the  fresh  air  of  competition. 

The  forces  of  protection  and  restriction 
are  always  with  us,  always  seeking  to  es- 
tablish comfortable  enclaves  of  monopoly. 
If  we  hope  to  hold  a  line  against  that  pres- 
sure and  to  find  out  where  we  can  produce 
most  profitably,  we  shall  need  pressures 
from  outside  as  well  as  from  inside  our 
countries.  Our  basic  interests  should  lead  us 
not  only  to  take  advantage  of  the  Kennedy 
Round  to  achieve  the  greatest  reduction  of 
tariff  and  other  trade  barriers  in  the  post- 
war period  but  also  to  take  a  long  look  ahead 
at  the  needs  of  the  OECD  community  for  the 
trade  policy  that  will  promote  economic 
growth. 

International  Monetary  Policy 

Finally,  I  turn  to  international  monetary 
policy. 

Beyond  the  immediate  problems  of  deficits 
and  surpluses  is  the  question  of  the  interna- 
tional monetary  system  itself. 

The  system  under  which  we  have  lived 
since  the  end  of  the  war  has  gone  hand  in 
hand  with  the  longest  period  of  steady  eco- 
nomic growth  and  the  greatest  expansion  of 
trade  in  the  history  of  our  countries.  It  has 


been  developed  and  maintained  by  a  series 
of  ingenious  and  imaginative  devices  of  co- 
operation, which  have  supplemented  and  fur- 
thered the  invaluable  influence  of  the  Inter- 
national Monetary  Fund.  No  tribute  can  be 
excessive  to  the  devoted  work  of  the  various 
groups  of  experts  in  this  field  who  have 
solved  successive  threats  to  the  monetary 
system  in  a  spirit  of  admirable  solidarity. 
Our  Economic  Policy  Committee  and  its 
Working  Party  III  have  also  been  notable 
participants  in  this  endeavor.  Without  these 
international  efforts  the  progress  of  the 
world  economy  in  investment,  trade,  and 
growth  would  have  been  impossible. 

The  assurance  of  relative  stability  and 
openness  in  our  monetary  arrangements  has 
been  a  major  factor  in  the  structure  of  the 
economy,  a  factor  favoring  and  facilitating 
growth  on  a  world  scale. 

Nonetheless,  the  monetary  system  is  not 
yet  perfectly  adapted  to  the  economic  needs 
of  the  next  generation.  If  by  common  con- 
sent we  now  wish  to  modify  it,  we  should 
do  so  in  the  spirit  of  building  on  what  has 
been  accomplished  for  positive  and  carefully 
defined  goals. 

Essentially,  we  should  seek  to  improve  the 
system  in  many  ways  that  will  continue  to 
provide  the  monetary  basis  for  high  and  sus- 
tained rates  of  growth  of  production  and 
trade.  We  wish,  of  course,  to  maintain  the 
discipline  of  external  reality  in  our  internal 
programs  of  costs,  prices,  and  investment. 
But  we  do  not  want  the  monetary  system 
to  work  in  such  fashion  that  ijiembers  of  the 
system  encountering  temporary  balance-of- 
payments  deficits  are  driven  to  unduly  dis- 
ruptive internal  and  external  policies. 

Recent  trends  in  the  accumulation  and  dis- 
position of  reserve  assets  make  it  clear  that 
we  need  a  new  and  assured  source  of 
liquidity  which  can  be  employed  responsibly 
and  under  proper  safeguards  when  needed. 
This  is,  I  believe,  the  objective  of  the  Group 
of  Ten.3  And  we  need  to  adopt  and  adapt  on 


^  The  10  countries  which  participate  in  the  Gen- 
eral Arrangements  To  Borrow,  designed  to  provide 
the  IMF  with  additional  currencies. 


JANUARY  2,  1967 


23 


a  practical  basis  the  sensible  suggestions  of 
Working  Party  III  in  its  report  on  the  ad- 
justment process.  Other  improvements  in  the 
monetary  system  may  well  be  considered. 
As  the  fruitful  and  promising  proposals  of 
recent  years  approach  the  point  of  decision 
through  the  tested  machinery  of  the  Interna- 
tional Monetary  Fund,  these  possibilities 
should  also  be  examined. 

The  debate  over  monetary  policy,  like 
many  other  aspects  of  economics,  sometimes 
takes  on  a  moral  cast..  We  have  gotten  over 
the  puritanical  conviction  that  periods  of 
depression  and  unemployment  were  good  for 
our  characters.  But  we  still  sometimes  talk 
as  if  the  balance  of  payments  were  a  totem 
to  be  worshipped,  not  an  economic  reality 
like  others  to  be  controlled  in  the  interest 
of  the  general  welfare.  Not  all  balance-of- 
payments  deficits  or  surpluses  are  sinful  or 
harmful  to  the  legitimate  economic  interests 
of  other  countries.  I  hope  and  believe  we  are 
learning  to  confront  this  fact  as  a  fact  with- 
out raising  the  temperature  of  international 
relations. 


STATEMENT  ON  EAST-WEST  RELATIONS, 
NOVEMBER  24 

Press  release  280  dated  November  25 

I  should  like  to  say  a  few  words  now 
about  East-West  relations  or  more  specifi- 
cally about  the  part  the  OECD  might  play 
in  the  task  of  closing  the  breach  that  has  ex- 
isted between  Western  and  Eastern  Europe 
for  nearly  20  years. 

President  Johnson  on  October  7  in  a  basic 
statement  of  policy  on  American  relations 
with  Europe  said:  "Our  task  is  to  achieve  a 
reconciliation  with  the  East — a  shift  from 
the  narrow  concept  of  coexistence  to  the 
broader  vision  of  peaceful  engagement."  He 
observed  in  the  course  of  his  remarks  that 
"The  OECD  can  .  .  .  play  an  important  part 
in  trade  and  contact  with  the  East." 

There  is  nothing  new  in  this  announce- 
ment. What  is  new  in  the  President's  speech 
is  the  feeling  that  for  many  reasons  the  time 
may  have  come  for  the  Eastern  countries  to 


accept  our  overtures.  We  can  hope  so  and 
try,  separately  and  together. 

Two  facts  about  the  situation  in  Europe 
are  plain,  as  the  President  made  clear:  There 
can  be  no  detente  in  Europe  without  German  ' 
reunification,  but  no  peaceful  reunification  of 
Germany  can  be  imagined  without  detente, 
without  the  consent  of  the  Soviet  Union  and 
the  East  European  countries. 

You  will  all  recall  that  Secretary  Marshall 
in  1947  called  for  a  European-wide  coopera- 
tive effort  to  restore  the  whole  continent  to 
economic  health.*  It  was  the  choice  of  the 
Soviet  Union  and  not  of  the  United  States 
that  made  the  Organization  for  European 
Economic  Cooperation  a  purely  Western  en- 
terprise. It  would  be  entirely  fitting,  as  we 
approach  the  20th  anniversary  of  the  Mar- 
shall Plan,  for  the  OECD  to  have  a  part  in 
the  unfinished  task  of  fostering  the  recon- 
ciliation  of  the  two  Europes.  I 

What  might  the  OECD  do  to  foster  this 
process?  In  the  first  instance,  it  seems  to  us 
the  OECD  offers  a  place  where  we  could 
have  a  fruitful  systematic  exchange  of 
views  about  our  peaceful  economic  relations 
with  Eastern  Europe.  If  we  begin  with  the 
proposition  that  our  interest  is  in  expanding 
and  strengthening  those  relationships,  then 
we  could  use  the  several  bodies  of  the  OECD 
for  an  examination  of  ways  and  means  to 
prosecute  that  interest.  For  example,  we 
should  be  interested  in  your  experience  with, 
and  appraisal  of,  the  possibilities  for  invest- 
ment in  Eastern  Europe,  including  joint  ven- 
tures. 

We  are  not  suggesting,  I  emphasize,  that 
we  should  promote  a  common  position  with 
which  to  confront  the  countries  of  Eastern 
Europe.  Rather  we  should  work  for  a  shared 
view  about  practical  steps  which  might  be 
taken  separately  and  together  to  extend  and 
advance  the  area  of  peaceful  economic  en- 
gagement. 

Trade  is  a  case  in  point.  The  United  States 
has  not  traditionally  had  a  large  trade  with 


■*  For  an  address  by  Secretary  of  State  George  C. 
Marshall  at  Harvard  University  on  June  5,  1947, 
see  Bulletin  of  June  15,  1947,  p.  1159. 


24 


DEPARTMENT  OF  STATE  BULLETIN 


the  Soviet  Union  and  the  countries  of  East- 
ern Europe.  In  both  the  prewar  and  postwar 
periods  other  OECD  countries  have  had 
much  more  ex])erience  in  this  field.  In  this 
respect,  we  are  simply  following  the  lead  of 
all  the  countries  of  Western  Europe.  Trad- 
ing with  centrally  planned  and  state-trading 
countries  calls  for  diflferent  methods  than 
those  which  apply  in  trade  with  Western 
countries,  at  least  at  this  stage  in  the  evolu- 
tion of  the  economies  of  the  Eastern  Euro- 
pean countries.  We  believe  there  is  much  to 
be  learned  from  your  experience  and  feel 
that  it  could  be  extremely  useful  for  the 
Trade  Committee  to  undertake  an  exchange 
of  views  about  the  modalities  of  trade  with 
the  Communist  countries  of  Eastern  Europe. 

In  the  second  instance,  it  seems  to  us 
that  there  are  certain  activities  within  the 
OECD  that  might  be  made  more  productive 
for  us  all  if  we  were  eventually  to  associate 
some  or  all  of  the  Eastern  European  coun- 
tries with  them.  One  thinks,  for  example,  of 
tourism,  which  has  become  the  single  largest 
European  industry.  Our  citizens  are  breach- 
ing frontiers  everywhere,  in  the  peaceful 
pursuit  of  sunshine,  scenery,  and  culture,  to 
say  nothing  of  souvenirs.  Now  that  the  tour- 
ist has  found  Eastern  Europe,  it  might  be 
appropriate  for  OECD's  Tourism  Committee 
to  consider  how  its  activities  might  be 
broadened  to  cover  additional  countries;  sim- 
ilarly, we  might  consider  inviting  Eastern 
European  representatives  to  such  activities 
as  the  OECD-sponsored  Conference  on  Road 
Research. 

These  are  suggestive,  not  exhaustive,  of 
possibilities  that  might  be  explored. 

It  would  be  prudent,  of  course,  to  move 
ahead  carefully.  We  recognize  the  need  to 
take  fully  into  account  the  activities  and  po- 
tential of  the  Economic  Commission  for  Eu- 
rope and  of  other  organizations  in  the  U.N. 
family.  For  many  purposes  they  will  be  pref- 
erable institutions  to  the  OECD  as  forums 
for  promoting  improved  East- West  relations. 
Following  the  sage  advice  this  morning  of 
the  British  Chancellor  of  the  Exchequer,  we 
should  not  waste  our  budget  in  duplicative 
projects.  Taking  this  aspect  of  the  problem 


fully  into  account,  I  urge  that  this  ministerial 
meeting  endorse  the  proposal  that  the  Sec- 
retary General  in  consultation  with  heads  of 
delegations  be  asked  to  explore  within  the 
organization  the  possibilities  for  a  construc- 
tive OECD  role  in  the  reconciliation  of  East 
and  West. 

I  further  urge  that  a  statement  to  this 
effect  be  included  in  the  communique. 


STATEMENT  ON  DEVELOPMENT  ASSISTANCE 
AND  TRADE,  NOVEMBER  25 

The  evolution  of  our  agenda  reflects  the 
changing  pattern  of  world  politics  and  of 
world  economics.  For  a  few  years — a  very 
few  years  only — Europe  was  our  preoccupa- 
tion. But  the  task  of  order  and  progress  in 
the  world  at  large  quickly  forced  itself  upon 
us.  Our  membership  and  our  agenda  were 
enlarged. 

Today  we  turn  to  one  of  the  key  issues, 
on  which,  it  is  not  too  much  to  say,  the 
future  of  peace  and  progress  depend. 

Article  I  of  our  convention  assigns  a  high 
priority  to  development  assistance  policies. 
We  have  just  heard  the  somber  and  powerful 
exposition  of  Secretary  General  Kristensen. 
My  Government  agrees  with  his  analysis.  We 
believe  that  in  the  years  ahead  of  us  we 
shall  have  to  take  a  great  leap  forward  in 
this  field  if  we  hope  to  avert  social  catas- 
trophe on  an  unimaginable  scale. 

Our  view  of  the  nature  of  the  development 
process  in  nonindustrialized  countries  recalls 
prevailing  opinion  about  the  problem  of  re- 
construction in  Europe  at  the  end  of  the  war. 
At  first  we  thought  a  few  small  reconstruc- 
tion loans  would  do  the  job.  We  gradually 
began  to  realize  that  the  task  was  of  a  com- 
pletely different  order  of  magnitude,  that  it 
required  national  and  international  efforts 
on  a  very  much  larger  scale:  the  Marshall 
Plan  and  OEEC  and  EPU  [European  Pay- 
ments Union] ,  productivity  missions  and  re- 
training programs — a  long  list  of  efforts 
which  were  in  fact  sociological  as  well  as 
economic  in  their  effect. 

Development  assistance  is  quite  possibly 


JANUARY  2,  1967 


25 


the  most  complex  undertaking  that  our 
countries  have  ever  embarked  upon.  We  are 
only  beginning  to  achieve  a  comprehensive 
notion  of  how  our  resources  can  best  be  used 
to  further  the  cause  of  development.  We  shall 
continue  for  a  long  time  to  need  an  active 
and  creative  Development  Assistance  Com- 
mittee to  consider  our  respective  experiences 
and  for  the  planning  of  new  programs  and 
actions. 

So  far  as  the  United  States  is  concerned, 
we  see  several  areas  for  urgent  DAC  atten- 
tion. They  are: 

First,  the  world  food  problem; 

Second,  self-help  performance  standards; 
and 

Third,  the  growing  burden  of  indebtedness 
on  developing  countries. 

The  Secretary  General  has  referred  to  the 
gravity  of  the  world  food  problem,  and  Sec- 
retary Schnittker  [John  A.  Schnittker,  Un- 
der Secretary  of  Agriculture]  will  wish  to 
comment  on  this  crucial  issue. 

My  own  view  is  that  we  face  here  a  situa- 
tion of  potential  disaster.  We  cannot  afford 
to  pass  over  any  opportunity  to  do  something 
about  it  now,  while  we  still  have  a  margin  of 
time. 

Secretary  Rusk  last  July  at  the  DAC  high- 
level  meeting  asked  for  "openminded  exami- 
nation" by  OECD  members  of  a  number  of 
proposals  and  questions  for  dealing  with  the 
problem,^  all  of  which  we  hope  the  OECD 
will  consider.  In  the  meantime  our  thinking 
has  progressed  further. 

In  our  judgment,  one  way  we  might  col- 
lectively mark  the  20th  anniversary  of  the 
Marshall  Plan  would  be  for  OECD  members 
more  tangibly  to  demonstrate  their  willing- 
ness to  help  the  developing  countries. 

Agricultural  Development  Fund 

We  believe  that  OECD  members  should 
carefully  consider  establishment  of  a  fund 
to  stimulate  agricultural  development.  Such 
a  fund  could  encourage  investors  in  OECD 
countries  to  invest  in  agriculture  and  in  ag- 
riculturally related   industry  in   developing 


■  Ibid.,  Aug.  8,  1966,  p.  199. 


countries.  Perhaps  it  could  guarantee  invest- 
ment in  facilities  located  in  developing  coun- 
tries producing  fertilizer  and  other  agricul- 
tural inputs  and  it  could  provide  an  interest 
rate  subsidy  on  approved  private  loans  for 
agricultural  development  in  developing  coun- 
tries. 

We  hope  that  you  will  wish  to  give  the 
most  serious  consideration  to  such  possibili- 
ties. Indeed,  we  should  particularly  welcome 
proposals  from  you  for  an  even  more  far- 
reaching  demonstration  of  the  organization's 
willingness  to  help  meet  the  capital  needs  of 
the  developing  countries.  However,  since  we 
all  have  budgetary  problems,  it  is  the  under- 
lying thought  of  the  American  suggestion 
that  we  should  try  to  use  limited  public  re- 
sources in  such  a  way  as  to  promote  the 
maximum  flow  of  private  capital  to  develop- 
ing countries  and  particularly  into  the  agri- 
cultural sector. 

A  year  or  two  ago  the  DAC  devoted  a 
good  bit  of  attention  to  the  question  of  self- 
help  performance  and  recommended  in  July 
1965  that  member  countries  take  account  of 
the  self-help  efforts  of  developing  countries 
in  determining  the  level  and  composition  of 
their  assistance.  We  believe  that  it  is  now 
time  for  the  DAC  to  return  to  the  question 
of  development  performance:  How  can  we 
employ  our  aid  to  elicit  and  support  the  best 
efforts  of  the  developing  countries?  This  will 
call  for  a  closer  look  at  what  is  going  on 
within  the  developing  countries  than  we  have 
hitherto  taken.  And  this  need  raises  ques- 
tions of  procedures  and  organizational  rela- 
tionships which  Secretary  Schnittker  will  dis- 
cuss in  a  moment. 

Debt  Problem  of  the  Developing  Countries 

A  thii'd  subject  for  the  DAC  is  the  increas- 
ingly sizable  debt  problem  of  the  developing 
countries. 

A  recent  study  by  a  DAC  working  party 
gave  some  indication  of  its  dimensions:  Eight 
countries  with  a  total  indebtedness  of  about 
$7  billion  are  in  near  critical  situations;  an- 
other 15  countries  with  a  proportionately 
large  debt  burden  can  be  classified  as  serious 
cases  likely  calling  for  urgent  action  by  their 


I 


26 


DEPARTMENT  OF  STATE  BULLETIN 


creditors  in  the  near  future.  We  believe  fur- 
ther study  looking  to  ways  of  forestalling 
impending  debt  crises  is  urgently  needed.  But 
debt  is  the  result  of  the  volume  and  terms  of 
past  lending.  To  increase  the  net  transfer  of 
resources  to  developing  countries,  we  must 
increase  the  volume  of  aid  and  greatly  im- 
prove the  terms  of  lending. 

We  hope  the  DAC  will  continue  its  efforts 
in  this  field  in  close  relationship  with  the 
IMF  and  the  IBRD  [International  Bank  for 
Reconstruction  and  Development]. 

Let  me  mention  briefly  the  financial  re- 
quirements of  the  International  Development 
Association.  Last  July  the  President  of  the 
Bank  outlined  his  proposals  for  the  replenish- 
ment of  IDA  at  a  significantly  higher  amount 
in  order  to  provide  resources  needed  to  carry 
on  IDA'S  critical  role  in  providing  develop- 
ment capital.  My  own  Government  has  stated 
its  willingness  to  increase  its  contribution  to 
IDA  under  suitable  arrangements  dealing 
with  the  transfer  problem,*  and  I  hope  that 
other  OECD  member  countries  also  will 
promptly  support  IDA  replenishment. 

Finally,  I  believe  that  any  OECD  discus- 
sion of  trade  policy  in  November  1966  must 
give  priority  attention  to  the  GATT  [General 
Agreement  on  Tariff's  and  Trade]  negotia- 
tions now  entering  their  decisive  stage  at 
Geneva.  Full  success  of  the  Kennedy  Round 
can  make  a  major  contribution  to  improving 
the  export  prospects  of  the  developing  coun- 
tries. This  will  require,  however,  greater 
efforts  than  heretofore  to  put  together  a 
special  package  of  particular  interest  to  the 
developing  countries.  We  intend  to  do  our 
I  part. 

Mr.  Chairman,  with  regard  to  the  Special 
Group,  my  delegation  is  pleased  to  support 
the  recommendation  of  the  Trade  Committee 
and  the  Secretary  General  that  the  group 
continue  its  work. 

The  Special  Group  has  done  a  useful  job 
in  beginning  an  exploration  of  various  al- 
ternative policies  to  provide  improved  op- 
portunities for  the  developing  countries  to 
expand  their  export  earnings.  This  is  an  im- 


portant, complex,  and  difficult  subject,  and 
the  full  implications  of  any  possible  new  ap- 
proaches have  to  be  carefully  studied  and 
weighed.  In  particular,  our  effort  to  achieve 
harmonized  and  constructive  trade  policies  to 
aid  the  developing  countries  should  take  full 
account,  in  my  view,  of  the  importance  of 
continuing  the  process  of  reducing  tariffs  on 
a  global  basis. 


TEXT  OF  COMMUNIQUE 

1.  The  Council  of  the  OECD  met  at  Ministerial 
level  in  Paris  on  24th  and  25th  November  1966, 
under  the  Chairmanship  of  the  Honourable  Gun- 
nar  Lange,  Minister  of  Commerce  and  Industry  of 
Sweden,  and  reviewed  the  economic  situation  of  its 
Member  countries,  their  economic  relations  with  the 
rest  of  the  world,  and  the  work  of  the  Organisation 
itself. 

2.  Five  years  ago  Ministers  set  the  collective  tar- 
get to  be  achieved  between  1960  and  1970  of  a  50 
per  cent  growth  in  real  gross  national  product  for 
Member  countries  as  a  whole.'  Ministers  welcomed 
the  Report  on  Economic  Growth  in  the  decade  1960- 
70  which  shows  that  progress  so  far  has  been  satis- 
factory and  has  even  exceeded  the  rate  needed  to 
meet  this  target.  The  growth  prospects  for  the  re- 
mainder of  the  decade  continue  to  be  good,  but  the 
problem  of  containing  inflationary  tendencies  while 
maintaining  full  employment  is  still  in  the  fore- 
ground. Member  countries  will  have  to  pursue  their 
efforts  to  ensure  the  effective  control  of  demand,  the 
increase  of  productive  resources  and  the  optimum 
use  of  available  manpower.  Ministers  therefore  in- 
structed the  Organisation  to  continue  its  work  on 
these  problems. 

3.  Concerning  international  payments  Ministers 
noted  that,  because  of  the  strong  measures  taken  in 
the  United  Kingdom,  a  substantial  improvement  can 
now  be  expected  in  the  balance  of  payments  of  this 
country.  France,  Italy  and  Japan,  which  recently 
had  large  surpluses,  are  now  also  moving  slowly 
towards  a  more  equilibrated  position  but  a  new 
surplus  appears  to  be  arising  in  Germany.  In  the 
United  States'  payments  situation,  encouraging  prog- 
ress has  been  made,  although  the  deficit  in  the 
global  balance  has  not  yet  disappeared.  Increasing 
defence  expenditure  has  contributed  to  a  reduction  of 
the  current  surplus  but  the  net  capital  outflow  has 
been  reduced  considerably  because  of  higher  interest 
rates  in  the  country  and  governmental  measures.  In 
general  the  differences  in  interest  rates  between 
Member  countries  are  smaller  than  last  year. 


'For  background,  see  ibid.,  Oct.  24,  1966,  p.  633. 


'  Ibid.,  Dec.  18,  1961,  p.  1014. 


FAlSrUARY  2,  1967 


27 


Ministers  instructed  the  Organisation  to  continue 
to  keep  under  surveillance  the  payments  relations  of 
its  Member  countries  taking  into  account  the  recom- 
mendations contained  in  its  Report  on  the  Adjust- 
ment Process. 

4.  Ministers  agreed  that  the  Organisation  should 
continue  its  work  directed  to  improving  the  opera- 
tion of  capital  markets;  this  work  has  given  valu- 
able indications  about  the  mechanisms  for  mobilising 
savings  to  finance  investment.  The  Organisation  will 
also  pursue  actively  the  work  already  begun  on  the 
nature  and  the  economic  consequences  of  differences 
in  scientific  and  technical  levels  between  countries. 

5.  The  developing  Member  countries  have  dur- 
ing the  period  1960/65  on  the  whole  had  a  faster 
economic  growth  than  other  Members  but  being 
societies  in  transformation  they  have  special  prob- 
lems that  are  being  dealt  with  in  the  Organisation 
and  will  call  for  continued  attention. 

Concerning  the  Consortia  for  Greece  and  Turkey, 
it  was  stressed  that  appropriate  aid  in  forms  cor- 
responding to  the  needs  of  the  two  countries  con- 
tinued to  be  necessary. 

6.  Despite  some  increase  in  1965  the  total  flow 
of  aid  from  Member  countries  to  developing  coun- 
tries in  general  is  still  unsatisfactory  and  the  pay- 
ments difficulties  of  a  number  of  developing  coun- 
tries are  increasing.  Ministers  stressed  that  the 
volume  of  aid  should  be  increased  in  the  years  to 
come  and  its  terms  and  conditions  improved. 

The  Ministers  took  note  of  various  suggestions 
for  improving  the  development  assistance  efforts  of 
OECD  countries. 

Agricultural  production  in  a  number  of  develop- 
ing countries  is  growing  slowly,  while  demand  is 
rising  fast,  partly  because  of  the  rapid  population 
grrowth.  Greater  emphasis  should  therefore  be  given 
to  agricultural  development  in  the  aid  programmes 
of  Member  countries  and  possible  ways  should  be 
studied  of  stimulating  private  investment  in  agri- 
culture and  agriculture-related  industries  in  the  de- 
veloping countries. 

The  various  aspects  of  the  food  problems  are  now- 
taken  up  by  the  Organisation  in  co-operation  with 
other  international  organisations. 

7.  Ministers  stressed  the  importance  of  a  success- 
ful conclusion  of  the  current  multilateral  tariff  nego- 
tiations (Kennedy  Round). 

8.  The  Special  Group  set  up  to  examine  trade  re- 
lations with  developing  countries  pursuant  to  a  de- 
cision by  the  Council  meeting  at  Ministerial  level  in 
November  1965  was  asked  by  Ministers  to  continue 
its  work. 

9.  Finally,  Ministers  expressed  interest  in  widen- 
ing the  area  of  east-west  economic  relations.  They 
agreed  that  the  Secretary-General,  in  consultation 
with  Permanent  Representatives,  should  consider 
within  the  Organisation  possibilities  of  action. 


28 


Barbados  Admitted 
to  United  Nations 

Statement  by  Arthur  J.  Goldberg  \ 

U.  S.  Representative  in  the  Security  Council '   -^. 

As  the  representative  of  my  country  I  join 
my  colleagi'es  who  have  spoken  in  expressing 
great  pleasure  in  the  opportunity  to  vote  to 
recommend  the  admission  of  the  newly  inde- 
pendent state  of  Barbados  to  membership  in 
the  United  Nations. 

Barbados  last  month  became  the  26th  in- 
dependent nation  in  this  hemisphere.  We 
congratulate  both  Barbados  and  the  United 
Kingdom  for  the  peaceful  and  friendly 
manner  in  which  the  transition  to  independ- 
ence was  accomplished.  And  this  congratula- 
tion I  am  very  glad  to  extend  in  person  to 
the  distinguished  Foreign  Secretary  of  Great 
Britain,  my  old  friend  George  Brown,  who 
graces  us  with  his  presence  here  today. 

At  the  ceremonies  in  Bridgetown  on  No- 
vember 30,  Barbados  became  the  28th  British 
dependent  territory  to  be  granted  independ- 
ence after  World  War  II.  Quite  a  record ! 

Our  Chief  Justice  and  a  delegation  of 
prominent  Americans  were  privileged  to  par- 
ticipate in  the  impressive  independence-day 
ceremonies  in  Barbados,  to  which  Chief 
Adebo  [S.  0.  Adebo,  representative  of 
Nigeria]  just  made  reference.  They  enjoyed 
the  hospitality  and  the  balmy  climate  of  this 
island,  just  as  many  Americans  have  enjoyed 
it  with  the  great  cordiality  they  have  always 
received  from  the  citizens  of  Barbados.  And 
I  wish  to  take  this  occasion  to  assure  the  citi- 
zens of  Barbados  that  as  fellow  ex-colonists 
we  shall  receive  them  with  similar  cordiality 
if  they  visit  the  friendly  shores  of  Massa- 
chusetts. 

We  believe  that  Barbados  enters  the  family 
of  nations  with  a  proud  heritage  which  will 
serve  it  well  as  it  faces  the  challenges  of  in- 
dependence. Lord  Caradon  [representative  of 
the  United  Kingdom]  has  made  reference  to 


'  Made  in  the  Security  Council  on  Dec.  7   (U.S./ 
U.N.  press  release  5005). 


DEPARTMENT  OF  STATE  BULLETIN 


their  great  democratic  tradition.  Indeed,  it  is 
well  to  remind  ourselves  that  the  Barbados 
House  of  Assembly,  established  in  1639,  is 
the  third  oldest  parliament  in  the  Common- 
wealth of  Nations  and  also  the  third  oldest  in 
the  Western  Hemisphere.  The  Barbados  Dec- 
laration of  Rights  of  1651  was  well  known 
to  the  framers  of  our  Declaration  of  Inde- 
pendence and  to  the  framers  of  our  Consti- 
tution. Indeed,  many  of  the  rights  which 
were  proclaimed  in  the  Barbados  Declaration 
of  Rights  were  later  echoed  in  these  great 
American  documents  of  independence  and 
equality. 

The  people  of  Barbados  have  enjoyed  full 
internal  self-government  since  1961,  and 
their  government  was  chosen  in  free  demo- 
cratic elections  under  universal  suffrage.  So 
this  country  is  well  prepared  to  take  its  place 
in  the  family  of  nations  as  a  sovereign  state. 

Reference  has  already  been  made,  and  I 


shall  not  repeat  what  has  been  said,  about  the 
commendable  advances  that  the  people  of 
Barbados  have  made  in  the  economic  and 
social  spheres. 

In  conclusion,  I  wish  to  convey  on  behalf 
of  the  United  States  our  sincere  congratula- 
tions to  the  distinguished  Prime  Minister  of 
Barbados,  Mr.  Errol  Walton  Barrow,  and 
His  Excellency  the  Governor  General  of 
Barbados,  Sir  John  Stow,  who  played  such  an 
important  part  in  this  peaceful  transition  to 
independence. 

Mr.  President,  the  United  States  welcomes 
the  application  of  Barbados  and  looks  for- 
ward to  close  association  with  its  representa- 
tives here,  and  we  gladly  support  the  resolu- 
tion submitted  here  today  by  its  sponsors.^ 


*  The  Council  on  Dec.  7  unanimously  recommended 
that  Barbados  be  admitted  to  membership  in  the 
United  Nations.  On  Dec.  9  the  General  Assembly 
admitted  Barbados  by  acclamation. 


U.N.  Urges  No  Interference  With  Right 
of  Peoples  to  Self-Determination 


Following  are  statements  made  by  U.S. 
Representative  James  M.  Nabrit,  Jr.,  in  the 
U.N.  General  Assembly  during  debate  on  the 
agenda  item  entitled  "Strict  observance  of 
the  prohibition  of  the  threat  or  use  of  force 
in  international  relations,  and  of  the  right  of 
peoples  to  self-determination,"  together  with 
the  text  of  a  tivo-part  resolution  adopted  on 
November  30. 


STATEMENT  OF  NOVEMBER  9 

U.S.   delesration    press    release   4970 

I  had  not  intended  to  participate  in  the 
discussion  this  morning  but  some  of  the  un- 
founded and  sweeping  statements  made  have 
led  me  to  intervene. 

I  do  not  intend  to  speak  at  length.  I  can- 
not refrain  from  noting,  however,  that  the 


willingness  of  certain  delegates  to  use  this 
and  every  other  U.N.  forum  to  talk  about 
Viet-Nam,  combined  with  their  unwilling- 
ness to  let  any  U.N.  organ  try  to  do  any- 
thing about  Viet-Nam,  shows  a  cynical  dis- 
respect for  the  role  and  responsibility  of  the 
United  Nations  and  its  members  which  my 
delegation  cannot  share. 

Viet-Nam  is,  of  course,  vitally  related  to 
one  of  the  rights  touched  upon  in  the  speech 
by  the  Czechoslovakian  delegate  this  morn- 
ing, the  right  of  self-determination.  Indeed, 
this  is  the  very  core  of  the  Vietnamese  con- 
flict. For  what  we  seek  in  Viet-Nam,  and 
what  the  people  of  South  Viet-Nam  are  fight- 
ing for,  is  what  any  people  anywhere  have 
the  right  to:  the  right  to  determine  their  own 
political  destiny  free  from  interference. 

No  amount  of  polemics  or  invective  or  dis- 


JANUARY  2,  1967 


29 


tortion  of  the  record  can  alter  the  fact  that 
North  Viet-Nam  is  so  far  unwilling  to  per- 
mit the  people  of  South  Viet-Nam  to  exercise 
that  right.  Surely,  the  representative  of 
Czechoslovakia — from  the  past  bitter  experi- 
ence of  his  own  people  in  both  the  postwar 
and  the  prewar  period — must  have  a  deep 
appreciation  of  the  strong  yearning  of  peo- 
ples to  choose  their  own  political,  economic, 
and  social  system,  free  of  external  force  and 
intervention. 

The  essential  facts  of  the  Viet-Nam  con- 
flict can  be  stated  briefly: 

Viet-Nam  today  remains  divided  along  the 
demarcation  line  agreed  upon  in  Geneva  in 
1954.  To  the  north  and  south  of  that  line  are 
North  Viet-Nam  and  South  Viet-Nam.  Pro- 
visional though  they  may  be,  pending  a  deci- 
sion on  the  peaceful  reunification  of  Viet- 
Nam  by  the  process  of  self-determination, 
they  are  nonetheless  political  realities  in  the 
international  community. 

The  Geneva  accord  which  established  the 
demarcation  line  is  so  thorough  in  its  prohi- 
bition of  the  use  of  force  that  it  forbids  mili- 
tary interference  of  any  sort  by  one  side  in 
the  aff"airs  of  the  other.  It  even  forbids  ci- 
vilians to  cross  the  demilitarized  zone.  In 
1962,  at  the  Geneva  conference  held  that 
year,  military  infiltration  through  Laos  was 
?.lso  forbidden. 

Yet,  despite  those  provisions  South  Viet- 
Nam  is  under  an  attack,  already  several 
years  old,  by  forces  directed  and  supplied 
from  the  North  and  reinforced  by  regular 
units — currently  some  17  identified  regi- 
ments— of  the  North  Vietnamese  Army.  The 
manifest  purpose  of  this  attack  is  to  force 
upon  the  people  of  South  Viet-Nam  a  system 
which  they  have  not  chosen  by  any  peaceful 
process. 

The  prohibition  of  the  use  of  force  in  the 
charter  itself  must  apply  with  full  vigor  to 
international  demarcation  lines  that  have 
been  established  by  solemn  international 
agreements.  This  is  true  not  only  in  Viet- 
Nam  but  also  in  all  divided  states,  where  the 
recourse  to  force  between  the  divided  parts 
can  have  far-reaching  consequences.  Further- 
more, solemn  international  agreements,  spe- 


cifically the  Geneva  accord,  explicitly  pro- 
hibit recourse  to  force  as  a  means  of  reuni- 
fying Viet-Nam. 

It  is  because  of  the  attempt  to  upset  by 
violence  the  situation  in  Viet-Nam,  and  its 
far-reaching  implications  elsewhere,  that  the 
United  States  and  other  countries  have  re- 
sponded to  appeals  from  South  Viet-Nam 
for  military  assistance. 

We  want  a  political  solution,  not  a  military 
solution,  to  this  conflict.  By  the  same  token, 
we  reject  the  idea  that  North  Viet-Nam  has 
the  right  to  impose  a  military  solution. 

We  seek  to  assure  for  the  people  of  South 
Viet-Nam  the  same  right  of  self-determina- 
tion— to  decide  its  own  political  destiny  free 
of  force — that  the  United  Nations  Charter 
aflfirms  for  all. 

As  Ambassador  Goldberg  stated  to  the  As- 
sembly on  September  23:  ^  When  it  comes  to 
Viet-Nam,  "what  counts  ...  is  not  prowess  in 
the  art  of  invective  but  prowess  in  the  art 
of  peacemaking." 


STATEMENT  OF  NOVEMBER  30 

U.S.  delegation  press  release  4992 

The  United  States,  as  a  cosponsor  of  draft 
resolution  A/L.495,  has  participated  vigor- 
ously in  the  long  and  complex  negotiations 
from  which  the  new  draft,  in  document  A/L. 
501  just  introduced  by  Ambassador  [Kurt] 
Waldheim  of  Austria,  has  emerged. 

It  is  hardly  necessary  to  recall  the  impor- 
tant role  which  the  United  States  has  played 
throughout  its  history  in  the  evolution  of 
self-determination  and  freedom.  One  need 
only  refer  to  the  Fourteen  Points  of  Presi- 
dent Wilson  in  this  connection. 

In  this  century  my  country  has  devoted 
much  of  its  human  and  material  resources  to 
the  protection  of  many  nations  and  peoples 
throughout  the  world  from  the  ravages  of 
the  threat  and  use  of  force.  We  hope  that  all 
nations  and  authorities  will  heed  the  call  of 
this  text  to  refrain  from  the  unjustified  use 
of  armed  force  and   put  aside  attacks  on 


For  text,  see  Bulletin  of  Oct.  17,  1966,  p.  609. 


30 


DEPARTMENT  OF  STATE  BULLETIN 


peoples  who  wish  to  be  free  and  live  in  peace. 

The  United  States  warmly  supports  the 
emphasis  of  the  new  text  on  freedom.  For 
our  part,  we  consider  that  the  right  of  every 
people  to  freedom  deserves  special  attention 
and  is  something  more  than,  and  different 
from,  the  principle  of  self-determination  or 
the  combined  "principle"  of  self-determina- 
tion and  independence.  We  are  glad  that  this 
compromise  text  recognizes  the  right  of  peo- 
ples "to  self-determination  and  freedom  and 
independence." 

The  draft  resolution  thus  clearly  applies 
to  the  unhappy  instances  of  those  who  have 
been  deprived  of  their  freedom  or  autonomy 
since  the  Second  World  War.  The  resolution 
thus  usefully  reminds  us  that  the  depriva- 
tion of  the  freedom  of  a  people  is  as  much  a 
violation  of  the  principle  of  self-determina- 
tion as  the  failure  to  permit  a  dependent 
people  to  achieve  self-government  or  inde- 
pendence, as  may  be  appropriate. 

Second,  this  resolution  is,  of  course,  not  a 
statement  of  international  law.  While  it 
speaks  in  terms  of  rights  and  duties,  it  rep- 
resents essentially  a  political  statement  by 
the  General  Assembly  of  the  importance  of 
freedom  and  self-determination  and  reminds 
states  of  the  critical  importance  that  all 
should  comply  with  the  requirement  of  arti- 
cle 2,  paragraph  4,  of  the  charter,  which 
prohibits  "the  threat  or  use  of  force  against 
the  territorial  integrity  or  political  independ- 
ence of  any  state,  or  in  any  other  manner 
inconsistent  with  the  Purposes  of  the  United 
Nations."  Certainly  the  compromise  text 
does  not — and  could  not — affect  obligations 
of  member  states  under  the  charter. 

From  the  beginning  of  the  debate  on 
agenda  item  92,  the  Assembly  has  considered 
only  the  prohibition  of  the  threat  or  use  of 
force  insofar  as  it  relates  to  self-determina- 
tion. Obviously,  therefore,  even  if  this  text 
were  a  statement  of  the  law — which  it  is  not 
— it  could  not  be  an  exhaustive  one. 

To  give  but  two  examples,  in  formulating 
legal  texts  stating  the  principles  concerning 
the  threat  or  use  of  force,  the  Special  Com- 
mittee on  Friendly  Relations  will  have  to 


JANUARY  2,  1967 


articulate  the  fact  that  under  article  2,  para- 
graph 4,  of  the  charter  indirect  aggression — 
subversion,  infiltration,  and  terrorism — is  as 
equally  prohibited  as  conventional  forms  of 
armed  attack.  It  will  also  have  to  elaborate 
on  the  right  of  self-defense,  which  article  51 
of  the  charter  preserves,  and  its  application 
to  all  uses  of  armed  force,  direct  and  indirect 
alike. 

The  compromise  text  does  touch  upon  as- 
pects of  indirect  aggression  insofar  as  they 
relate  to  self-determination.  In  adopting  this 
resolution,  the  General  Assembly  will  once 
again  draw  to  the  attention  of  the  world  the 
gravity  of  indirect  aggression.  The  resolu- 
tion refers  expressly  to  General  Assembly 
Resolution  2131  (XX),  which  this  body 
adopted  on  December  21,  1965.^  That  decla- 
ration specifically  calls  upon  states  not  to 
"organize,  assist,  foment,  finance,  incite  or 
tolerate  subversive,  terrorist  or  armed  activi- 
ties directed  towards  the  violent  overthrow 
of  the  regime  of  another  State,  or  interfere 
in  civil  strife  in  another  State." 

The  compromise  text  now  before  us  builds 
upon  this  condemnation  of  subversion  in  all 
its  forms.  Operative  paragraph  l(n)  points 
out  that  "the  use  of  force  in  any  other  form 
contrary  to  the  Charter"  is  impermissible. 
This  political  pronouncement  by  the  General 
Assembly  is  especially  appropriate  at  a  time 
when  unremitting  efforts  at  illegal  subver- 
sion, infiltration,  terrorism,  sabotage,  and 
the  clandestine  supply  of  arms  are  endan- 
gering the  peace  in  many  parts  of  the  world. 

I  wish  to  make  it  clear  that  the  United 
States  has  participated  fully  in  the  negotia- 
tions which  have  led  to  this  compromise  text. 

We  have  also  participated  fully  in  the 
work  of  the  Special  Committee  on  Friendly 
Relations  and  will  continue  to  do  so.  It  is  that 
committee  to  which  the  General  Assembly 
has  entrusted  the  task  of  the  progressive  de- 
velopment of  international  law  and  its  codi- 
fication with  regard  to  the  principles  of 
friendly  relations  and  cooperation  among 
states  in  accordance  with  the  charter.  That 


'  For  a  U.S.  statement  and  text  of  the  resolution, 
see  Bulletin  of  Jan.  24,  1966,  p.  124. 


31 


work  is  juridical  work  and  requires  partici- 
pation by  skilled  jurists. 

The  legal  character  of  the  work  of  the 
Special  Committee  on  Friendly  Relations  and 
the  Sixth  Committee  has  been  expressly  rec- 
ognized by  all  three  groups  of  cosponsors 
who  have  authorized  Ambassador  Waldheim 
to  say,  as  he  has,  that  ".  .  .  these  committees 
are  the  bodies  which  deal  with  the  foiTnula- 
tion  of  legal  principles"  and  that  "It  is  for 
use  in  that  task  that  these  materials  are 
referred."  Indeed,  the  compromise  text  does 
not  purport  to  impose  its  statement  of  politi- 
cal principle  and  exhortation  as  "the  law" 
on  the  principles  of  threat  or  use  of  force 
and  self-detei-mination. 

Third,  in  the  negotiations  on  the  compro- 
mise text  particular  attention  was  concen- 
trated on  preambular  paragraph  4  which 
reads:  "Recognizing  that  peoples  subjected  to 
colonial  oppression  are  entitled  to  seek  and 
receive  all  support  in  their  struggle  which  is 
in  accordance  with  the  purposes  and  princi- 
ples of  the  Charter." 

This  formulation  is  a  vast  improvement 
over  the  proposal  originally  put  forward  in 
A/L.493  which  would  have  purported  to  rec- 
ognize a  "right"  to  seek  and  receive  support 
and  assistance — without  any  qualifications 
whatsoever.  Obviously,  such  a  right  is  sub- 
ject to  the  provisions  of  the  charter,  particu- 
larly the  prohibition  on  the  threat  or  use  of 
force  in  article  2,  paragraph  4.  The  text  of 
the  compromise  properly  reflects  relevant 
charter  limitations  on  furnishing  material 
and  other  support. 

Fourth,  Mr.  President,  the  United  States 
delegation  notes  that  the  reference  to  "inde- 
pendence" in  operative  paragraph  1(b)  of 
the  compromise  text  does  not  require  inde- 
pendence in  the  sense  of  independent  state- 
hood. As  my  Government  has  consistently 
maintained,  and  as  the  General  Assembly 
has  recognized  in  Resolution  1541  (XV),  the 
charter-based  principles  of  self-determina- 
tion can  be  fulfilled  when  a  people  freely 
chooses  independent  statehood,  free  associa- 
tion with  another  state,  or  integration  with 
another  state. 


In  view  of  what  I  have  said,  the  cosponsors 
of  draft  resolution  A/L.495  will  not  press  it 
to  a  vote  and,  instead,  will  vote  for  the  com- 
promise text  in  document  A/L.501.  We  un- 
derstand that  Czechoslovakia  and  the  other 
cosponsors  of  A/L.493  support  the  compro- 
mise and  are  not  pressing  their  original  pro- 
posal to  a  vote  and  that  Italy  and  the  other 
cosponsors  of  A/L.498  are  doing  likewise. 

As  I  have  said,  this  compromise  text  is  the 
result  of  a  series  of  meetings  between  the 
three  groups  of  cosponsors  of  draft  resolu- 
tions on  this  item.  These  meetings,  often  pro- 
tracted and  difficult,  have  resulted  in  a 
compromise  text  largely  because  of  the 
efforts  of  Ambassador  Waldheim,  who  pre- 
sided over  them.  In  concluding,  we  want  to 
pay  tribute  to  his  untiring  efforts  to  reach 
a  resolution  acceptable  to  the  three  groups  of 
cosponsors. 


TEXT  OF  RESOLUTION^ 

Strict  Observance  of  the  Prohibition  of  the 
Threat  or  Use  of  Force  in  International  Re- 
lations, AND  of  the  Right  of  Peoples  to  Self- 
Determination 

The  General  Assembly, 
A 

Drawing  the  attention  of  States  to  the  funda- 
mental obligations  incumbent  upon  them  in  accord- 
ance with  the  Charter  of  the  United  Nations  to 
refrain  in  their  international  relations  from  the 
threat  or  use  of  force  against  the  territorial  integ- 
rity or  political  independence  of  any  State,  or  in 
any  other  manner  inconsistent  with  the  purposes 
of  the  United  Nations  and  to  develop  friendly  re- 
lations among  nations  based  on  respect  for  the 
principle  of  equal  rights  and  self-determination  of 
peoples. 

Deeply  concerned  at  the  existence  of  dangerous 
situations  in  the  world  constituting  a  direct  threat 
to  universal  peace  and  security,  due  to  the  arbitrary 
use  of  force  in  international  relations. 

Reaffirming  the  right  of  peoples  under  colonial 
rule  to  exercise  their  right  to  self-determination  and 
independence  and   the  right  of  every   nation,   large 


'U.N.  doc.  A/RES/2160  (XXI)  (A/L.501  and 
A/L.501/Corr.l) ;  adopted  by  the  General  Assembly 
on  Nov.  30,  1966,  by  a  vote  of  98  (U.S.)  to  2,  with 
8  abstentions. 


32 


DEPARTMENT  OP  STATE  BULLETIN 


or  small,  to  choose  freely  and  without  any  external 
interference  its  political,  social  and  economic  system. 

Recognizing  that  peoples  subjected  to  colonial 
oppression  are  entitled  to  seek  and  receive  all  sup- 
port in  their  struggle  which  is  in  accordance  with 
the  purposes   and   principles   of  the   Charter, 

Firmly  convinced  that  it  is  within  the  power  and 
in  the  vital  interest  of  the  nations  of  the  world  to 
establish  genuinely  sound  relations  between  States, 
based  on  justice,  equality,  mutual  understanding  and 
co-operation. 

Recalling  the  declarations  contained  in  its  resolu- 
tions 1514  (XV)  of  14  December  1960  and  2131 
(XX)  of  21  December  1965, 

1.  Reaffirms  that: 

(a)  States  shall  strictly  observe,  in  their  inter- 
national relations,  the  prohibition  of  the  threat  or 
use  of  force  against  the  territorial  integrity  or 
political  independence  of  any  State,  or  in  any  other 
manner  inconsistent  with  the  purposes  of  the  United 
Nations.  Accordingly,  armed  attack  by  one  State 
against  another  or  the  use  of  force  in  any  other 
form  contrary  to  the  Charter  of  the  United  Nations 
constitutes  a  violation  of  international  law  giving 
rise  to  international  responsibility; 

(6)  Any  forcible  action,  direct  or  indirect,  which 
deprives  peoples  under  foreign  domination  of  their 
right  to  self-determination  and  freedom  and  inde- 
pendence and  of  their  right  to  determine  freely  their 
political  status  and  pursue  their  economic,  social 
and  cultural  development  constitutes  a  violation  of 
the  Charter  of  the  United  Nations.  Accordingly,  the 
use  of  force  to  deprive  peoples  of  their  national 
identity,  as  prohibited  by  the  Declaration  on  the 
Inadmissibility  of  Intervention  in  the  Domestic 
Affairs  of  States  and  the  Protection  of  Their  In- 
dependence and  Sovereignty  contained  in  General 
Assembly  resolution  2131  (XX),  constitutes  a  vio- 
lation of  their  inalienable  rights  and  of  the  principle 
of  non-intervention ; 

2.  Urgently  appeals  to  States: 
(a)  To  renounce  and  to  refrain  from  any  action 


contrary  to  the  above-stated  fundamental  principles 
and  to  assure  that  their  activities  in  international 
relations  are  in  full  harmony  with  the  interests  of 
international  peace  and  security; 

(6)  To  make  every  effort  and  to  undertake  all 
necessary  measures  with  a  view  to  facilitating  the 
exercise  of  the  right  of  self-determination  of  peoples 
under  colonial  rule,  lessening  international  tension, 
strengthening  peace  and  promoting  friendly  rela- 
tions and   co-operation  among   States; 

3.  Reminds  all  Member  States  of  their  duty  to 
give  their  fullest  support  to  the  endeavours  of  the 
United  Nations  to  ensure  respect  for  and  the  ob- 
servance of  the  principles  enshrined  in  the  Charter 
and  to  assist  the  Organization  in  discharging  its 
responsibilities  as  assigned  to  it  by  the  Charter 
for  the  maintenance  of  international  peace  and 
security ; 

B 

Considering  that  the  above  principles,  together 
with  the  other  five  principles  concerning  friendly 
relations  and  co-operation  among  States,  have  been 
the  object  of  a  study  with  a  view  to  their  progres- 
sive development  and  codification,''  on  the  basis  of 
General  Assembly  resolutions  1815  (XVII)  of  18 
December  1962,  1966  (XVIII)  of  16  December  1963 
and  2103  (XX)  of  20  December  1965, 

Requests  the  Secretary-General  to  include  the 
present  resolution  and  the  records  of  the  debate  on 
the  item  entitled  "Strict  observance  of  the  prohibi- 
tion of  the  threat  or  use  of  force  in  international 
relations,  and  of  the  right  of  peoples  to  self-deter- 
mination" in  the  documentation  to  be  considered  in 
the  further  study  of  the  principles  of  international 
law  concerning  friendly  relations  and  co-operation 
among  States  in  accordance  with  the  Charter  of 
the  United  Nations,  with  a  view  to  the  early  adop- 
tion of  a  declaration  containing  an  enunciation  of 
these  principles. 


U.N.  doc.  A/6320. 


IJANUARY  2,  1967 


33 


Calendar  of  International  Conferences' 


In  Recess  as  of  January  1,  1967 

Conference  of  the  18-Nation  Committee  on  Disarmament  (re-  Geneva Mar.  14,  1962 

cessed  Aug.  25,  1966;  to  be  resumed  Feb.  21, 1967). 

Scheduled  January  Through  March  1967 

ECE  Group  of  Rapporteurs  on  Air  Pollution Geneva Jan.  4-6 

NATO   Allied  Radio   Frequency  Agency London Jan.  4-6 

ICAO  Legal  Subcommittee  on  Problems  of  Nationality  and  Dakar Jan.  4-17 

Registration  of  Aircraft. 

ECOSOC  Subcommission  on  Prevention  of  Discrimination  and  New  York    ....  Jan.  4-23 

Protection  of  Minorities. 

ECE   Electric  Power  Committee Geneva Jan.  9-12 

OECD  Maritime  Transport  Committee Paris Jan.  10  (1  day) 

UNDP  Governing  Council:  3d  Session New  York    ....  Jan.  10-27 

UNCTAD  Committee  on  Commodities:  2d  Session Geneva Jan.  10-27 

OECD  Trade  Committee Paris Jan.  12-13 

FAO  Ad  Hoc  Committee  on  Food  Production Paris Jan.  12-13 

FAO  International  Conference  on  Weed  Control Washington  ....  Jan.  15-Feb.  13 

FAO  Ad  Hoc  Committee  on  Organizational  Review    ....  Rome Jan.  16  (1  or  2  days) 

ECE    Expert   Group   on   Market   Trends   and   Prospects   for  Geneva Jan.  16-18 

Chemical  Products. 

ECE   Inland  Transport  Committee Geneva Jan.  16-19 

IMCO  Subcommittee  on  Oil  Pollution:  2d  Session London Jan.  16-20 

ECA  Conference  of  Industrialists  and  Financiers Addis  Ababa    .     .     .  Jan.  16-21 

GATT   Trade  and   Development  Committee Punta  del  Este     .     .  Jan.  16-20 

WHO  Executive  Board:  39th  Session Geneva Jan.  17-Feb.  7 

ICAO  Special  Panel  of  Experts  on  Limits  of  Liability  Under  Montreal Jan.  19-30 

the  Warsaw  Convention  as  Amended  by  The  Hague  Protocol. 

OECD  Economic  Policy  Committee:   Working  Party  III  .     .  Paris Jan.  23  (1  day) 

FAO  Working  Party  on  the  Rational  Utilization  of  the  Fishery  Rome Jan.  23-25 

Resources  of  the  Indian  Ocean:  1st  Session. 

ECE  Working  Party  on  Road  Traffic  Safety Geneva Jan.  23-27 

ECAFE  Working  Party  of  Telecommunications  Experts  .     .  New  Delhi    ....  Jan.  23-31 


'  This  schedule,  which  was  prepared  in  the  Office  of  International  Conferences  on  December  13,  1966, 
lists  international  conferences  in  which  the  U.S.  Government  expects  to  participate  officially  in  the  period 
January-March  1967.  The  list  does  not  include  numerous  nongovernmental  conferences  and  meetings.  Per- 
sons interested  in  these  are  referred  to  the  World  List  of  Future  International  Meetings,  compiled  by  the 
Library  of  Congress  and  available  from  the  Superintendent  of  Documents,  U.S.  Government  Printing 
Office,    Washington,    D.C.,    20402. 

Following  is  a  key  to  the  abbreviations:  CCIR,  International  Radio  Consultative  Committee;  CCITT, 
International  Telephone  and  Telegraph  Consultative  Committee;  CENTO,  Central  Treaty  Organization; 
ECA,  Economic  Commission  for  Africa;  ECAFE,  Economic  Commission  for  Asia  and  the  Far  East;  ECE, 
Economic  Commission  for  Europe;  ECOSOC,  Economic  and  Social  Council;  FAO,  Food  and  Agriculture 
Organization;  GATT,  General  Agreement  on  Tariffs  and  Trade;  IAEA,  International  Atomic  Energy 
Agency;  lA-ECOSOC,  Inter- American  Economic  and  Social  Council;  lANEC,  Inter- American  Nuclear 
Energy  Commission;  IBE,  International  Bureau  of  Education;  ICAO,  International  Civil  Aviation  Orga- 
nization; ILO,  International  Labor  Organization;  IMCO,  Intergovernmental  Maritime  Consultative  Organi- 
zation; ITU,  International  Telecommunication  Union;  NATO,  North  Atlantic  Treaty  Organization;  OECD, 
Organization  for  Economic  Cooperation  and  Development;  PAHC,  Pan  American  Highway  Congresses; 
U.N.,  United  Nations;  UNCTAD,  United  Nations  Conference  on  Trade  and  Development;  UNDP, 
United   Nations   Development  Program;    WHO,   World   Health  Organization.  , 


34  DEPARTMENT  OF  STATE  BULLETIN 


ITU/CCITT  Plan  Committee  for  Africa Addis  Ababa    .     .     .  Jan.  23-Feb.  8 

CENTO  Economic  Experts Ankara Jan.  24-26 

8th  FAO  Regional  Conference  for  the  Near  East Khartoum     ....  Jan.  24-Feb    2 

ECOSOC  Working  Group  To  Study  the  Proposal  To  Create  New  York    ....  Jan.  24-Feb.  3 

the  Institution  of  a  U.N.  High  Commissioner  for  Human 

Rights. 

OECD  Special  Committee  for  Oil:  General  Working  Group  .     Paris Jan.  25   (1  day) 

NATO  Planning  Board  for  Ocean  Shipping:  Working  Group  .     London Jan.  25-26 

FAO     Subcommittee    on     the    Development    of    Cooperation     Rome Jan.  25-28 

With   Other   International   Organizations   Concerned    With 

Fisheries. 

ECAFE  Mekong  Committee Vientiane      ....  Jan.  25-30 

OECD  Energy  Committee Paris Jan.  26-27 

ECE  Gas  Committee Geneva Jan.  31-Feb.  3 

UNCTAD  Group  on  Preferences:  2d  Session Geneva Jan.  31-Feb.  10 

UNCTAD  Committee  on  Manufactures:  2d  Session     ....     Geneva Jan.  31-Feb.  15 

OECD  Turkish  Consortium:  Pledging  Session Paris January 

OECD  Tourism  Committee Paris January 

ECAFE  Working  Group  of  Experts  on  Typhoons Manila January-February 

OECD  Committee  for  Scientific  and  Technical  Personnel  .     .     Paris Feb.  1-3 

NATO  Science  Committee Paris Feb.  2-3 

ECAFE  Railway  Subcommittee  and  Coordination  Committee  New  Delhi  ....  Feb.  2-9 

on  Railway  Research. 

ECOSOC  Ad  Hoc  Committee  on  Periodic  Reports  on  Human  New  York    ....  Feb.  6-8 

Rights. 

IMCO  Working  Group  on  Fire  Test  Procedures:  3d  Session  .     London Feb.  6-10 

International  Coffee  Organization :  High-Level  Working  Group     London Feb.  6-10 

on  Basic  Quotas. 

North  Pacific  Fur  Seal  Commission :   10th  Annual  Meeting  .  Washington  ....  Feb.  6-17 

OECD  Manpower  and  Social  Affairs  Committee Paris Feb.  7-9 

PAHC    Technical    Committee    on    Traffic    and    Safety:    3d  Montevideo  ....  Feb.  10-12 

Meeting. 

Pan  American  Highway  Congresses:   10th  Meeting  ....  Montevideo   ....  Feb.  13-22 

Economic  Commission  for  Africa:  8th  Plenary  Session  .     .     .     Lagos Feb.  13-25 

ILO  Governing  Body:  168th  Session Geneva Feb.  13-Mar.  3 

ECOSOC   Commission  on  the   Status  of  Women New    York    ....  Feb.  13-Mar.  6 

ECAFE  Committee  on  Trade:  10th  Session Bangkok Feb.  15-24 

IMCO  Maritime  Safety  Committee London Feb.  20-Mar.  3 

ECOSOC  Human  Rights  Commission:  23d  Session  ....     Geneva Feb.  20-Mar.  23 

UNCTAD  Committee  on  Shipping:  2d  Session Geneva Feb.  21-Mar.  8 

ECOSOC  Ad  Hoc  Committee  on  Periodic  Reports  on  Human     Geneva Feb.  27-Mar.  3 

Rights. 

ITU/CCIR  Study  Group The  Hague  ....  Feb.  27-Mar.  3 

ECAFE  Intraregional  Talks  on  Trade  Promotion Bangkok February 

lANEC  Special  Legal  Committee Mexico  City ....  February 

IBE  Executive  Committee:  44th  Meeting Geneva February 

IAEA  Board  of  Governors Vienna February 

ECOSOC  Commission  for  Social  Development New   York   ....  Mar.  6-22 

ECAFE  Committee  on  Industry  and  Natural  Resources:  19th     Bangkok Mar.  7-14 

Session. 

OECD  Committee  for  Scientific  and  Technical  Personnel  .     .     Paris Mar.  8-10 

5th  ECAFE  Regional  Cartographic  Conference  for  Asia  and  Canberra      ....  Mar.  8-22 

the  Far  East. 

ILO  Committee  of  Experts  on  Application  of  Convention  and     Geneva Mar.  9-22 

Recommendations:  37th  Session. 

OECD  Committee  for  Science  Policy Paris Mar.  13-14 

IMCO  Subcommittee  on  Tonnage  Measurement:  7th  Session   .     London Mar.  13-17 

ECE  Coal  Committee:  Group  of  Rapporteurs  on  Fly  Ash  .     .  Pittsburgh    ....  Mar.  13  and  17 

OECD  Economic  Policy  Committee Paris Mar.  14-15 

CENTO  Economic  Committee Washington  ....  Mar.  14-16 

OECD  Committee  for  Research  Cooperation Paris Mar.  15-17 

ICAO  Conference  on  Charges  for  Airports  and  Air  Naviga-     Montreal Mar.  29-Apr.  18 

tion  Facilities. 

U.N.  Committee  on  Question  of  Defining  Aggression  ....  New   York   ....  March 

CENTO  Liaison  Committee London March 

5th    lA-ECOSOC    Meeting   at   the    Ministerial    and    Expert  Viiia  del  Mar  .     .     .  March 

Level. 

Inter- American  Conference  of  Ministers  of  Labor:  2d  Meet-  Vina  del  Mar  .    .    .  March 

ing  of  the  Permanent  Technical  Committee  on  Labor  Affairs. 


JANUARY  2,  1967  85 


Current  U.N.  Documents: 
A  Selected  Bibliography 

Mimeographed  or  processed  documents  (such  as 
those  listed  below)  may  be  consulted  at  depository 
libraries  in  the  United  States.  U.N.  printed  publica- 
tions may  be  purchased  from  the  Sales  Section  of 
the  United  Nations,  United  Nations  Plaza,  N.Y. 

Security  Council 

Report  by  the  Secretary-General  on  the  Present  Sta- 
tus of  the  Demilitarized  Zone  Set  Up  by  the  Gen- 
eral Armistice  Agreement  Between  Israel  and 
Syria  (Part  A).  S/7573.  November  2,  1966.  5  pp. 

Letter  dated  November  15  from  the  representatives 
of  Australia,  New  Zealand,  the  Philippines,  Thai- 
land, and  the  United  States  of  America  and  from 
the  permanent  observers  of  the  Republic  of  Korea 
and  the  Republic  of  Viet- Nam  transmitting  the 
texts  of  the  three  statements  issued  at  the  Manila 
Summit  Conference  on  October  25.  S/7591.  No- 
vember 16,  1966.  12  pp. 

Note  verbale  dated  November  25  from  the  perma- 
nent mission  of  the  U.S.S.R.  in  reply  to  the  note 
dated  November  7  addressed  to  the  Secretary- 
General  by  the  permanent  missions  of  France,  the 
United  Kingdom,  and  the  United  States  regarding 
the  "German  Democratic  Republic."  S/7599.  No- 
vember 28,  1966.  2  pp. 

Note  by  the  Secretary-General  concerning  means  of 
strengthening  the  effectiveness  of  the  United  Na- 
tions Truce  Supervision  Organization  in  Palestine. 
S/7603.  November  29,  1966.  3  pp. 

Letter  dated  November  30  from  the  Prime  Minister 
of  Barbados  making  application  for  membership 
of  the  United  Nations.  S/7607.  December  2,  1966. 
Ip. 

Report  by  the  Secretary-General  on  the  United  Na- 
tions Operation  in  Cyprus  for  the  period  June  11- 
December  5,  1966.  S/7611.  December  8,  1966.  61  pp. 

Letter  dated  December  7  from  the  Deputy  Secre- 
tary-General of  the  Organization  of  African 
Unity  transmitting  the  text  of  a  resolution  on 
Southern  Rhodesia  which  was  adopted  by  the 
Assembly  of  Heads  of  State  and  Government  of 
the  OAU  held  at  Addis  Ababa  November  5-9. 
S/7614.  December  7,  1966.  3  pp. 

General  Assembly 

Population  Grovjrth  and  Economic  Development.  Re- 
port of  the  Secretary-General.  A/6466.  October  14, 
1966.  11  pp. 

United  Nations  Conference  on  Trade  and  Develop- 
ment. Report  of  the  Trade  and  Development  Board 
(31  October  1965-24  September  1966).  A/6315. 
October  17,  1966.  205  pp. 

Letter  dated  October  20  from  the  representative  of 
South  Africa  transmitting  a  memorandum  in  am- 
plification of  his  statement  on  October  7  in  the 
General  Assembly  in  right  of  reply  during  the 
debate  on  South  West  Africa.  A/6480.  October  20, 
1966.  33  pp. 

Personnel  Questions.  Composition  of  the  Secretariat. 
Report  of  the  Secretary-General.  A/6487.  October 
26,  1966.  41  pp. 

Technical  Assistance  to  Promote  the  Teaching, 
Study,  Dissemination  and  Wider  Appreciation  of 


International    Law.    Report    of    the     Secretary- 
General.  A/6492.  November  1,  1966.  42  pp. 

Report  of  the  Executive  Director  of  the  United  Na- 
tions Institute  for  Training  and  Research.  A/6500. 
November  8,  1966.  51  pp. 

Activities  in  the  Field  of  Industrial  Development: 
Report  of  the  Ad  Hoc  Committee  on  the  United^ 
Nations  Organization  for  Industrial  Development. 
Report  of  the  Second  Committee.  A/6508.  Novem- 
ber 11,  1966.  26  pp. 

Reports  of  the  International  Law  Commission  on 
the  second  part  of  its  seventeenth  session  and  on 
its  eighteenth  session.  Report  of  the  sixth  com- 
mittee. A/6516.  November  21,  1966.  63  pp. 

United  Nations  Trust  Fund  for  South  Africa.  Re- 
port by  the  Secretary-General.  A/6494.  December 
1,  1966.  11  pp. 

The  Korean  Question.  Letter  dated  December  2  from 
the  Minister  of  Foreign  Affairs  of  the  Republic 
of  Korea  transmitting  a  memorandum  of  the  Gov- 
ernment of  the  Republic  of  Korea  dated  November 
30.  A/C.1/936.  December  2,  1966. 12  pp. 


TREATY  INFORMATION 


Current  Actions 


MULTILATERAL 


United  Nations 

Charter  of  the  United  Nations  and  Statute  of  the 
International  Court  of  Justice.  Sig^ned  at  San 
Francisco  June  26,  1945.  Entered  into  force  Octo- 
ber 24,  1945.  59  Stat.  1031. 

Admission  to  membership :  Barbados,  December  9, 
1966. 


BILATERAL 

Botswana 

Agreement  relating  to  treaty  obligations  assumed 
by  Botswana  upon  its  independence.  Effected  by 
exchange  of  notes  at  Gaberones  September  30, 
1966.  Entered  into  force  September  30,  1966. 

European  Space  Research  Organization 

Agreement  relating  to  the  establishment  and  opera- 
tion of  a  satellite  telemetry/telecommand  station 
near  Fairbanks,  Alaska.  Effected  by  exchange  of 
notes  at  Paris  November  28,  1966.  Entered  into 
force  November  28,  1966. 

India 

Agreement  extending  the  cotton  textiles  agreement 
of  April  15,  1964,  as  amended  (TIAS  5559,  5664). 
Effected  by  exchange  of  notes  at  New  Delhi  Octo- 
ber 21,  1966.  Entered  into  force  October  21,  1966. 


36 


DEPARTMENT  OF  STATE  BULLETIN 


Union  of  Soviet  Socialist  Republics 

Agreement  extending-  the  agreement  of  November 
18,  1964  (TIAS  5697),  on  cooperation  in  the  field 
of  desalination,  including  the  use  of  atomic 
energ>'.  Effected  by  exchange  of  notes  at  Moscow 
November  18  and  December  3,  1966.  Entered  into 
force  December  3,  1966. 

United  Kingdom 

Agreement  providing  for  the  use  by  civil  aircraft  of 
the  airfield  at  Grand  Turk  Auxiliary  Air  Base  on 
Grand  Turk  Island.  Effected  by  exchange  of  notes 
at  Washington  December  2  and  8,  1966.  Enters 
into  force  on  a  date  to  be  mutually  agreed  upon. 


PUBLICATIONS 


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which  may  be  obtained  from  the  Office  of  Media 
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describe  the  people,  history,  government,  economy, 
and  foreign  relations  of  each  country.  Each  contains 
a  map,  a  list  of  principal  government  officials  and 
U.S.  diplomatic  and  consular  officers,  and,  in  some 
cases,  a  selected  bibliography.  Those  listed  below  are 
available  at  5^  each. 

Ceylon.  Pub.  7757.  8  pp. 
Chad.  Pub.  7669.  8  pp. 
Hong  Kong.  Pub.  8126.  4  pp. 
South  Africa.  Pub.  8021.  8  pp. 
Tunisia.  Pub.  8142.  4  pp. 

How  Foreign  Policy  Is  Made  (Revised).  Illustrated 
pamphlet  reviews,  in  the  context  of  today's  prob- 
lems, the  roles  that  the  President,  the  Secretary  of 
State  and  other  Presidential  advisers,  the  Congress, 
and  the  American  people  play  in  the  vital  policy- 
making process.  Includes  a  basic  statement  of  the 
five  fundamental  goals  of  U.S.  foreign  policy.  Pub. 
7707.  General  Foreign  Policy  Series  195.  24  pp.  30<f. 

Investment  Guaranties.  Agreement  with  British 
Guiana — Signed  at  Georgetown  May  29,  1965.  En- 
tered into  force  August  18,  1965.  TIAS  5942.  3 
pp.  5<f. 

Double  Taxation — Taxes  on  Income.  Protocol  with 
Belgium,  modifying  and  supplementing  the  conven- 
;ion  of  October  28,  1948,  as  amended  by  the  supple- 
mentary conventions  of  September  9,  1952,  and 
August  22,  1957— Signed  at  Brussels  May  21,  1965. 
Entered  into  force  August  29,  1966.  With  exchange 
)f  notes — Dated  at  Brussels  September  27  and  No- 
vember 19,  1965.  TIAS  6073.  25  pp.  15<S. 


Atomic  Energy— Cooperation  for  Civil  Uses.  Agree- 
ment with  Sweden— Signed  at  Washington  July  28, 
1966.  Entered  into  force  September  15,  1966.  TIAS 

6076.  12  pp.  10«f. 

Tracking  Stations.  Agreement  with  the  United 
Kingdom  of  Great  Britain  and  Northern  Ireland, 
extending  the  agreement  of  January  20,  1961,  as 
extended.  Exchange  of  notes — Signed  at  London 
July  19,  1966.  Entered  into  force  July  19,  1966.  TIAS 

6077.  2  pp.  5«'. 

Sampling  of  Radioactivity  of  Upper  Atmosphere  by 
Means  of  Balloons.  Agreement  with  Australia,  ex- 
tending the  agreement  of  May  9,  1961,  as  extended. 
Exchange  of  notes — Dated  at  Canberra  August  9, 
1966.  Entered  into  force  August  9,  1966.  TIAS  6078 
2  pp.  50. 

Agricultural  Commodities.  Agreement  with  Ceylon, 
amending  the  agreement  of  March  12,  1966.  Ex- 
change of  notes — Signed  at  Colombo  August  25, 
1966.  Entered  into  force  August  25,  1966.  TIAS 
6079.  2  pp.  5(f. 

Air  Transport  Services.  Agreement  with  Peru, 
amending  the  agreement  of  December  27,  1946,  as 
amended.  Exchange  of  notes — Signed  at  Washington 
March  2,  1966.  Entered  into  force  March  2,  1966. 
TIAS  6080.  6  pp.  5<f. 

Protocol  to  the  Social  Progress  Trust  Fund  Agree- 
ment. Agreement  with  the  Inter-American  Develop- 
ment Bank — Signed  at  Washington  September  7, 
1966.  Entered  into  force  September  7,  1966.  TIAS 
6081.  2  pp.  5«(. 

Boundary  Waters — Loan  of  Waters  of  the  Colorado 
River.  Agreement  with  Mexico.  Exchange  of  notes — 
Signed  at  Mexico  August  24,  1966.  Entered  into 
force  August  24,  1966.  TIAS  6082.  4  pp.  5<f. 

Defense — Establishment  of  Petroleum  Products  Pipe- 
line. Agreement  with  the  Philippines.  Exchange  of 
notes — Signed  at  Manila  August  26,  1966.  Entered 
into  force  August  26,  1966.  TIAS  6083.  5  pp.  5^. 

Military  Bases  in  the  Philippines.  Agreement  with 
the  Philippines,  amending  the  agreement  of  March 
14,  1947,  as  amended.  Exchange  of  notes — Signed  at 
Washington  September  16,  1966.  Entered  into  force 
September  16,  1966.  TIAS  6084.  3  pp.  50. 

Agricultural    Commodities — Sales    Under    Title    IV. 

Agreement  with  Jordan — Signed  at  Amman  August 
25,  1966.  Entered  into  force  August  25,  1966.  With 
exchange  of  notes.  TIAS  6085.  8  pp.  100. 

Trade.  Agreement  with  Argentina,  relating  to  the 
status  of  the  agreements  of  October  14,  1941,  and 
July  24,  1963.  Exchange  of  notes — Signed  at  Buenos 
Aires  August  3  and  8,  1966.  Entered  into  force  Au- 
gust 8,  1966.  TIAS  6086.  5  pp.  50. 

Visas — Waiver  of  Nonimmigrant  Visa  Fees.  Agree- 
ment with  Japan.  Exchange  of  notes — Dated  at 
Tokyo  August  9  and  23,  1966.  Entered  into  force 
September  22,  1966.  TIAS  6087.  14  pp.  100. 

Trade  in  Cotton  Textiles.  Agreement  with  Hong 
Kong.  Exchange  of  notes. — Signed  at  Hong  Kong 
August  26,  1966.  Entered  into  force  August  26,  1966. 
Effective  October  1,  1965.  With  related  notes.  TIAS 
6088.  12  pp.  100. 

Double  Taxation — Taxes  on  Income.  Supplementary 
protocol  with  the  United  Kingdom  of  Great  Britain 


TANUARY  2,  1967 


37 


and  Northern  Ireland,  amending  the  convention  of 
April  16,  1945,  as  modified  by  the  supplementary 
protocols  of  June  6,  1946,  May  25,  1954,  and  Aug:ust 
19,  1957— SigTied  at  London  March  17,  1966.  Entered 
into  force  September  9,  1966.  TIAS  6089.  16  pp.  10«». 

Settlement  of  Investment  Disputes.  Convention  with 
Other  Governments  approved  March  18,  1965,  by  the 
Executive  Directors  of  the  International  Bank  for 
Reconstruction  and  Development  (IBRD),  at  Wash- 
ington, for  submission  to  member  governments. 
Open  for  signature  at  IBRD,  and  signed  in  behalf 
of  the  United  States  of  America  August  27,  1965. 
Entered  into  force  October  14,  1966.  TIAS  6090.  95 
pp.  SOff. 

Atomic  Energy — Cooperation  for  Civil  Uses.  Agree- 
ment with  Israel,  amending  the  agreement  of  July 
12,  1955,  as  amended — Signed  at  Washington  Au- 
gust 23,  1966.  Entered  into  force  September  22,  1966. 
TIAS  6091.  3  pp.  5<t. 

Study  of  Radioactivity  of  Upper  Atmosphere  by 
Means  of  Balloons.  Agreement  with  Australia,  sup- 
plementing and  modifying  the  agreement  of  May  9, 
1961,  as  extended.  Exchange  of  notes — Dated  at 
Canberra  September  1,  1966.  Entered  into  force  Sep- 
tember 1,  1966.  TIAS  6092.  4  pp.  50. 

Defense:    Transfer    of    Aircraft     and    Equipment. 

Agreement  with  Saudi  Arabia.  Exchange  of  notes — 


Signed  at  Jidda  May  16  and  November  11,  1965. 
Entered  into  force  November  11,  1965.  TIAS  6095. 
3  pp.  50. 

Mutual  Defense  Assistance.  Agreement  with  Nor- 
way, amending  annex  C  to  the  agreement  of  Jan- 
uary 27,  1950.  Exchange  of  notes — Dated  at  Oslo 
August  29  and  September  6,  1966.  Entered  into  force 
September  6,  1966.  TIAS  6096.  3  pp.  50. 

Peace  Corps.  Agreement  with  the  Republic  of  Korea. 
Exchange  of  notes — Signed  at  Seoul  September  14, 
1966.  Entered  into  force  September  14,  1966.  With 
agreed  understanding.  TIAS  6097.  5  pp.  50. 

Agricultural  Commodities.  Agreement  with  Tunisia, 
amending  the  agreement  of  July  30,  1966.  Exchange 
of  notes— Signed  at  Tunis  September  19,  1966.  En- 
tered into  force  September  19,  1966.  TIAS  6098.  3 
pp.  50. 

Atomic  Energy — Cooperation  for  Civil  Uses.  Agree- 
ment with  the  Republic  of  China,  amending  the 
agreement  of  July  18,  1955,  as  amended — Signed  at 
Washington  August  25,  1966.  TIAS  6099.  5  pp.  50. 

Continental  Radar  Defense  System — Phaseout  of 
Certain  Stations.  Agreement  with  Canada.  Exchange 
of  notes — Signed  at  Washing^ton  September  30,  1966. 
Entered  into  force  September  30,  1966.  TIAS  6102. 
2  pp.  50. 


DEPARTMENT   OF    STATE    BULLETIN        VOL.   LVI,   NO.   1436        PUBLICATION   8181        JANUARY    2,    1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services.  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developmenta  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  bb  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin   la   for  sale  by   the   Super- 


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Printing  Oflfice,  Washington,  D.C.,  20402. 
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single  copy  30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget    (January  11,   1966). 

NOTE:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers'  Guide  to  Periodical  Literature. 


38 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     January  2,  1967     Vol  LVI,  No.  U36 


Agriculture.  OECD  Ministerial  Council  Meets 
at  Paris  (Rostow,  communique) 22 

Barbados.  Barbados  Admitted  to  United  Na- 
tions   (Goldberg) 28 

Botswana.  Letters  of  Credence  (Matthews)  .     .16 

Bulgaria.  Letters  of  Credence   (Guerassimov)   .     16 

Communism.  East-West  Relations:  Shaping  a 
Stable  Worid  (Kohler) 6 

Congress.  Congressional  Documents  Relating  to 
Foreigrn  Policy 18 

Department  and  Foreign  Service.  Policy  Plan- 
ning Council,  European  Affairs  Bureau  Ad- 
visers Named 16 

Developing  Countries.  OECD  Ministerial  Coun- 
cil Meets  at  Paris  (Rostow,  communique)  .     .    22 

Economic  Affairs 

The  Issues  of  East-West  Trade   (Katzenbach)   .       2 

OECD  Ministerial  Council  Meets  at  Paris  (Ros- 
tow,  communique) 22 

Policy  Planning  Council,  European  Affairs  Bu- 
reau Advisers   Named 16 

President  Johnson  Visits  Mexico  To  Inspect 
Amistad  Dam  (Johnson,  joint  statement)   .     .     12 

Educational  and  Cultural  Affairs 

Group  To  Study  Educational  TV  for  Use  in 
Aid    Program    (Johnson) 15 

International  Conference  on  Education  (John- 
son)   15 

Europe 

East- West  Relations:  Shaping  a  Stable  World 
(Kohler)         6 

The  Issues  of  East-West  Trade   (Katzenbach)   .       2 

OECD  Ministerial  Council  Meets  at  Paris  (Ros- 
tow, communique) 22 

Policy  Planning  Council,  European  Affairs  Bu- 
reau Advisers   Named 16 

Foreign  Aid.  Group  To  Study  Educational  TV 
for  Use  in  Aid  Program   (Johnson)   ....     15 

Human  Rights.  President  Johnson  Lights  the 
Nation's  Christmas  Tree 14 

International  Organizations  and  Conferences 

Calendar  of  International  Conferences  ....     34 
3ECD  Ministerial  Council  Meets  at  Paris  (Ros- 
tow, communique) 22 

[very  Coast.  Letters  of  Credence   (Ahoua)   .     .     16 

^atin  America.  President  Johnson  Visits  Mex- 
ico To  Inspect  Amistad  Dam  (Johnson,  joint 
statement) 12 

^esotho.  Letters  of  Credence  (Mohale)  .     .     .     .     16 

riexico.  President  Johnson  Visits  Mexico  To  In- 
spect Amistad  Dam  (Johnson,  joint  statement)     12 

'fon-Self-Governing  Territories.  U.N.  Urges  No 
Interference  With  Right  of  Peoples  to  Self- 
Determination  (Nabrit,  text  of  resolution)  .     .     29 

'residential  Documents 

Iroup  To  Study  Educational  TV  for  Use  in  Aid 
Program 15 

ntemational    Conference    on    Education    ...     15 

'resident  Johnson  Lights  the  Nation's  Christ- 
mas Tree 14 

resident  Johnson  Visits  Mexico  To  Inspect 
Amistad  Dam 12 


U.S.  Pleased  at  Reappointment  of  U.N.  Secre- 
tary-General        14 

Publications.  Recent  Releases 37 

Trade 

East- West  Relations:   Shaping  a  Stable  World 

(Kohler) 6 

The  Issues  of  East- West  Trade   (Katzenbach)   .       2 
OECD  Ministerial  Council  Meets  at  Paris  (Ros- 
tow, communique) 22 

Treaty   Information.  Current  Actions   ....    36 
U.S.S.R. 

East- West  Relations:   Shaping  a   Stable  World 

(Kohler) 6 

The  Issues  of  East-West  Trade  (Katzenbach)  .      2 

United  Nations 

Barbados  Admitted  to  United  Nations  (Gold- 
berg)      28 

Current  U.N.  Documents 36 

U.N.  Urges  No  Interference  With  Right  of  Peo- 
ples to  Self-Determination  (Nabrit,  text  of 
resolution) 29 

U.S.  Pleased  at  Reappointment  of  U.N.  Secre- 
tary-General (Goldberg,  Johnson) 14 

Viet-Nam 

President  Johnson  Lights  the  Nation's  Christ- 
mas Tree 14 

U.N.  Urges  No  Interference  With  Right  of  Peo- 
ples to  Self-Determination  (Nabrit,  text  of 
resolution) 29 

Name  Index 

Ahoua,  Timonthee  N'Guetta 16 

Diaz   Ordaz,   Gustavo 12 

Goldberg,  Arthur  J 14,  28 

Guerassimov,  Luben  Nikolov 16 

Johnson,    President 12,    14,  15 

Katzenbach,    Nicholas    deB 2 

Kohler,  Foy  D 6 

Matthews,    Zachariah    K 16 

Mohale,  Albert  S 16 

Nabrit,  James   M.,  Jr 29 

Rostow,   Eugene  V 19 


Check  List  of  Department  of  State 
Press  Releases:  December  12-18 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Releases  issued  prior  to  December  12  which 
appear  in  this  issue  of  the  Bulletin  are  Nos. 
280  of  November  24,  288  and  289  of  December 
9,  and  290  of  December  10. 

No.         Date  Subject 

t291     12/12     U.S.  delegation  to  NATO  minis- 
terial meeting. 

t292     12/13     Meeker:  "Viet-Nam  and  the  In- 
ternational     Law     of      Self- 
Defense." 
293     12/15     Advisory   panel   for   Bureau   of 
European  Affairs. 

t  Held  for  a  later  issue  of  the  Bulletin. 


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Making  Europe  Whole:  An  Unfinished  Tasic 


The  United  States  must  move  ahead  on  three  fronts  in  regard  to  its  European  policy:  fir 
to  modernize  NATO  and  strengthen  other  Atlantic  alliances;  second,  to  further  the  integrati' 
of  the  Western  European  community;  and,  third,  to  quicken  progress  in  East-West  relation! 

President  Johnson,  in  an  address  before  the  National  Conference  of  Editorial  Writers 
New  York,  N.Y.,  on  October  7,  1966,  discussed  the  new  steps  being  taken,  and  those  under  cc 
sideration,  to  achieve  these  ends.  This  pamphlet  contains  the  text  of  that  address. 


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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STAGES  FOREIGN  POLICY 


THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


Vol.  LVI,  No.  US7 


January  9, 1967 


SECRETARY  RUSK'S  NEWS  CONFERENCE  OF  DECEMBER  21     A2 

VIET-NAM  AND  THE  INTERNATIONAL  LAW  OF  SELF-DEFENSE 
by  Leonard  C.  Meeker,  Legal  Adviser    5A 

SECURITY  COUNCIL  VOTES  MANDATORY  SANCTIONS 

AGAINST  SOUTHERN  RHODESIA 
Statement  by  Ambassador  Goldberg  and  Text  of  Resolution    73 

U.N.  GENERAL  ASSEMBLY  ENDORSES  OUTER  SPACE  TREATY 
Statements  by  Ambassador  Goldberg  and  Text  of  Resolution    78 


For  index  see  inside  back  cover 


Secretary  Rusk's  News  Conference  of  December  21 


Press    release   297    dated    December   21 

My  season's  compliments  to  the  dis- 
tinguished and  talented  members  of  the  press 
corps  that  covers  and  sometimes  discovers 
the  Department  of  State.  And  I  hope  you 
have  a  very  prosperous  and  successful  new 
year. 

Yesterday  afternoon  the  21st  General  As- 
sembly concluded.  As  you  by  now  are  well 
aware,  a  General  Assembly  constitutes  a  ma- 
jor review  of  most  of  the  international 
issues  of  the  day.  You  might  be  interested 
that,  with  98  items  on  the  agenda  and  121 
members  through  most  of  the  Assembly — 
one  country  was  added  at  the  end — that 
meant  that  there  were  almost  12,000  primary 
votes  cast  in  the  General  Assembly  this  year. 

We  are  very  grateful  to  Ambassador 
[Arthur  J.]  Goldberg  for  his  distinguished 
leadership.  He  was  ably  assisted  by  Senator 
[Frank]  Church  of  Idaho  and  Senator 
[Clifford  P.]  Case  of  New  Jersey  and  a  very 
competent  delegation  up  there. 

Ambassador  Goldberg  just  shortly — just 
a  few  minutes  ago  made  an  extended  com- 
ment on  the  work  of  this  General  Assembly. 
And  you  will  be  interested  in  reviewing  that. 
We  will  try  to  have  copies  of  his  statement 
for  you  in  the  course  of  the  afternoon  here. 

I  must  say  that  I  was  very  much  encour- 
aged that  the  General  Assembly  was  able  to 
bring  the  space  treaty  to  a  conclusion  as  far 
as  international  discussions  are  concerned.* 
We  believe  that  this  was  a  very  positive  step 
forward,  as  a  result  of  President  Johnson's 
initiative  earlier  in  the  year. 

Outer  space  may  seem  a  long  way  away, 
but  its  activities  very  much  involve  us  here 
on  this  earth;  and  the  application  of  the  gen- 


eral principles  of  the  Antarctic  Treaty  to 
outer  space,  I  think,  is  a  substantial  step  for- 
ward and  may  help  us  in  the  never-ending 
task  of  trying  to  put  some  ceiling  on  the  arms 
race. 

We  are  very  pleased  that  the  Secretary- 
General  consented  to  accept  an  additional 
term  and  carries  with  him  into  his  new  term 
the  solidarity  of  the  support  of  the  member- 
ship of  the  U.N.  And  we  wish  him  the  very 
best  of  success  in  his  new  term  of  office. 

Viet-Nam  was  discussed  in  many  ways  at 
the  General  Assembly — although  it  was  not 
formally  on  the  agenda.  It  was  discusj:ed  at 
the  table  and  in  the  corridors.  And  it  obvi- 
ously is  the  major  and  most  dangerous  issue 
in  building  a  durable  peace. 

We  have  regretted  that  the  United  Nations 
has  not  been  permitted  to  take  hold  of  that 
question  and  try  to  find  a  solution  to  it.  That 
results  primarily  from  the  attitude  of  Hanoi 
and  Peking,  who  have  repeatedly  insisted 
that  this  question  is  not  an  appropriate  mat- 
ter for  the  United  Nations  to  deal  with.  That 
attitude  on  their  part  has  led  many  delega- 
tions to  believe  that  formal  action  by  the 
United  Nations  might  get  in  the  way  of  a 
settlement  of  the  matter  by  other  means,  for 
example,  the  use  of  the  Geneva  machinery 
or  through  other  types  of  discussion  or 
negotiation. 

We,  as  you  know,  have  suggested  to  the 
Secretary-General  that  he  use  his  utmost 
effort  to  bring  this  matter  into  a  forum  of 
discussion,^  and  we  hope  very  much  that 
some  progress  can  be  made  in  that  direction. 

By  and  large,  it  was  a  constructive  meet- 
ing of  the  General  Assembly,  and  we  were 
pleased  and  encouraged  by  the  general  re- 


*  See  p.  78. 


'  See  p.  63. 


42 


DEPARTMENT  OP  STATE  BULLETIN 


suits — although  obviously  there  is  still  some 
unfinished  business,  both  in  the  housekeep- 
ing of  the  U.N.  itself,  the  unfinished  business 
of  making  proper  arrangements  for  peace- 
keeping. 

But,  nevertheless,  we  were  pleased  by  the 
course  of  the  Assembly  as  a  whole. 

Now  I  am  ready  for  your  questions. 

Antiballistic  Missiles  and  the  Arms  Race 

Q.  Mr.  Secretary,  since  Secretary  [of  De- 
fense Robert  S.]  McNamara  last  month  dis- 
closed that  the  Russians  are  deploying  some 
antiballistic  missiles,  there  has  been  consid- 
erable speculation  that  this  7vas  likely  to 
touch  off  another  spiral  in  the  arms  race,  and 
there  has  been  spectilation  as  to  what  the 
United  States  can  do  about  this  in  its  discus- 
sions with  Russia.  Would  you  care  to  address 
yourself  to  that  subject  for  a  moment? 

A.  Well,  there  is  not  very  much  that  I  can 
say  on  that  today.  You  have  seen  what  Secre- 
tary McNamara  has  said. 

We  would  regret  very  much  the  lifting  of 
the  arms  race  to  an  entirely  new  plateau  of 
major  expenditures. 

As  you  know,  we  made  earlier  to  the 
Geneva  conference  proposals  for  freezes  and 
limitations  on  the  further  production  of 
offensive  and  defensive  nuclear  weapons. 

We  would  like  to  see  some  means  developed 
by  which  both  sides  would  not  have  to  go  into 
wholly  new  and  unprecedented  levels  of  mili- 
tary expenditure,  with  perhaps  no  percep- 
tible result  in  the  total  strategic  situation. 

This  is  a  matter  that  is  before  the  Geneva 
conference.  We  and  the  Soviet  Union  are  co- 
chairmen. 

I  presume  that  there  will  be  further  con- 
tacts on  this  matter.  But  I  cannot  go  into  that 
in  more  detail  at  this  point. 

Q.  Mr.  Secretary,  on  that  point,  is  one  pos- 
sible means  to  deal  with  this  problem  to 
ipproach  the  Soviet  Union  on  a  moratorium 
jn  deployment  of  ballistic  missile  defense 
systems  ? 

A.  Well,  implicit  in  the  idea  of  a  freeze  is 
:hat  there  will  be  an  agreement  that  certain 
imitations  will  be  accepted,  that  those  limi- 


tations could  be  relied  upon  with  assurance 
by  all  sides,  and  that  in  that  way  both  sides 
could  be  relieved  from  the  burdens  of  moving 
to  wholly  new  and  major  levels  of  expendi- 
ture. 

But  this  has  been  before  the  Geneva  con- 
ference. There  has  been  no  progress  on  it 
thus  far  in  that  conference.  The  two  cochair- 
men^  we  and  the  Soviet  Union,  have  reviewed 
the  agenda  from  time  to  time  to  see  where 
we  might  make  progress.  That  conference 
will  be  meeting  again  in  February.  I  just 
cannot  anticipate  at  this  point  just  what 
might  be  the  result  of  the  contacts  that  are 
implicit  in  a  matter  of  that  sort,  in  a  con- 
ference of  that  sort. 

VIet-Nam  Negotiations 

Q.  Mr.  Secretary,  to  go  back  to  what  Am- 
bassador Goldberg  said  in  his  letter  to  the 
Secretary-General,  he  made — he  used  some 
rather  siveeping  language  in  saying  that  he 
requests  "that  you  will  take  whatever  steps 
you  consider  necessary  to  bring  about  the 
necessary  discussions."  Does  this  represent 
any  policy  change  as  far  as  the  United  States 
is  concerned  in  that  one  might  read  it  as  wide 
enough  to  allow  for  some  negotiations  with 
the  National  Liberation  Front  ? 

A.  I  would  not  read  detail  into  it.  When  17 
nonalined  nations  last  year  indicated  that 
they  thought  there  should  be  negotiations 
without  preconditions,  we  said,  yes,  we 
thought  that  was  a  good  idea.  The  other  side 
turned  it  down. 

We  are  prepared  to  talk  about  the  problem 
without  preconditions  of  any  sort  from  either 
side.  We  are  prepared  to  have  preliminary 
discussions  with  the  other  side  about  precon- 
ditions, if  they  want  to  talk  about  those.  We 
are  prepared  to  come  to  a  conference.  We  are 
prepared  to  have  bilateral  discussions.  We 
are  prepared  to  use  intermediaries.  We  are 
prepared  to  have  discreet  and  private  con- 
tacts. 

But  it  is  very  hard  to  find  someone  on  the 
other  side  who  is  prepared  to  talk  seriously 
about  bringing  this  matter  to  a  peaceful  con- 
clusion. 

The  Secretary-General  has  a  new  term  of 


FANUARY  9,  1967 


43 


office  with  the  overwhelming  unanimous  sup- 
port of  the  United  Nations.  As  you  know,  he 
is  very  much  concerned  in  this  major  prob- 
lem affecting  the  peace  of  the  world.  And  so 
we  would  be  glad  to  see  the  Secretary- 
General  use  the  widest  powers  available  to 
him  to  probe  the  possibilities  of  a  serious  dis- 
cussion about  a  peaceful  conclusion  of  this 
matter. 

Q.  Do  you  use  the  term  "other  side"  ex- 
clusively to  mean  Hanoi,  or  does  it  include 
the  National  Liberation  Front? 

A.  Well,  we  have  not  talked  about  pre- 
conditions of  any  sort  with  the  Secretary- 
General,  and  so  I  don't  suppose  I  need  talk 
about  them  here. 

President  Johnson  has  made  some  com- 
ments— in  July  of  last  year — about  the 
Liberation  Front.* 

But  let's  see  what  the  Secretary-General 
might  be  able  to  accomplish  in  his  contacts 
with  those  who  are  directly  involved  in  this 
and  might  bring  it  to  a  conclusion. 

Q.  Mr.  Secretary,  there  are  some  keen 
observers  of  this  situation  that  think  that  so 
long  as  Russia  and  Communist  China  are  on 
opposite  sides,  with  their  split,  it  ivould  be 
very  difficult  for  Hanoi  to  sit  down  at  the 
conference  table,  tvith  this  conflicting  advice 
on  either  side  of  them.  Do  you  think  this  is  a 
factor  in  holding  up  peace  talks  ? 

A.  I  would  prefer  not  to  comment  pre- 
cisely on  your  exact  question. 

I  think  that  undoubtedly  the  various  capi- 
tals in  the  Communist  world  tend  to  look  over 
their  shoulders  at  each  other  in  a  matter  of 
this  sort,  and  this  somewhat  complicates  the 
problem  of  responsible  contacts  and  respon- 
sible discussions  with  a  view  to  winding  this 
matter  up. 

In  that  sense,  there  is  no  single  place,  there 
is  no  single  point  of  view  with  whom  one  can 
enter  into  talks  in  order  to  bring  it  to  a  con- 
clusion. 

So  I  think  the  complexity  on  the  other  side 
does  complicate  the  technical  procedures,  the 


'  At  a  news  conference  on  July  28,  1965. 


diplomatic  procedures,  by  which  one  can 
establish  contact  and  move  this  thing  for- 
ward. 

Q.  Do  you  see  any  interest,  Mr.  Secretary, 
on  the  part  of  Hanoi  or  the  National  Libera-^ 
tion  Front  in  arriving  at  a  longer  Christmas 
truce    or   talking    about    conditions    for   an 
extended  truce  running  into  the  new  year? 

A.  No,  I  have  not.  From  the  statements 
they  made,  it  would  point  rather  in  the  other 
direction. 

Americans  Convicted  in  Soviet  Union 

Q.  Mr.  Secretary,  is  there  anything  that 
the  United  States  Government  can  do  to  try 
to  effect  the  release  of  Mr.  [BueV]  Wortham, 
who  was  convicted  to  3  years  of  labor  today 
by  a  Leningrad  court  ? 

A.  Well,  we  will  continue  to  pursue  this 
matter.  We  did  feel  that,  although  these  two 
young  men  acknowledged  the  offenses  for 
which — with  which  they  were  charged,  the 
punishment  was  more  harsh  than  the  viola- 
tions themselves  would  seem  to  warrant. 

There  are  procedures  of  appeal  and 
clemency  that  are  available,  and  we  expect 
that  those  will  be  utilized. 

I  do  not  myself  wish  to  condone  these  par- 
ticular actions,  but  I  think,  as  the  Soviet 
Union  moves  into  a  period  in  which  they  are 
trying  to  encourage  tourism  and  have  maxi- 
mum contacts  with  other  countries,  that  they 
might  recognize  that  on  occasion  minor  inci- 
dents of  this  sort  may  occur  and  that  it  will 
be  in  their  interest  to  resolve  them  in 
accordance  with  the  general  practice  of  most 
governments  when  temporary  foreign  guests 
pull  pranks  of  this  sort — or  whatever  you 
want  to  call  it — that  would  be  a  violation  of 
local  law. 

I  would  hope  that  the  Soviet  authorities 
would  take  cognizance  of  this  sort  of  thing 
and  take  action  to  mitigate  the  punishment 
that  has  been  meted  out  to  these  two  men. 

Q.  Mr.  Secretary,  in  that  connection,  Buel 
Wortham's  mother  has  expressed  the  hope 
that  he  might  be  exchanged  for  the  man 


44 


DEPARTMENT  OF  STATE  BULLETIN 


;  named  Igor  Ivanov,  who  is  being  held  in  this 

j  coiintry  under  a  20-year  sentence.  Has  any- 

">  thing  been  done  to  negotiate  such  an  ex- 

]  change? 

.       A.  No. 

Q.  Mr.  Secretary,  going  back  for  a  moment 
to  your  comment  about  the  Secretary- 
General,  where  you  say  that  he  has  a  neiv 
mandate  and  that  you  ivould  be  very  glad  to 
see  him,  use  the  widest  powers  available  to 
probe  the  prospects  of  peaceful  negotiations, 
does  that  mean  that  if  he  should  succeed  in 
doing  what  he  did  once  before,  in  arranging 
for  the  other  side  to  send  representatives  to 
Rangoon  or  someplace  else,  that  we  would 
this  time  accept  the  offer  and  also  go  our- 
selves ? 

A.  Well,  I  don't  want  to  go  into  the  ques- 
tion of  whether  or  not  there  was  a  previous 
incident  of  the  sort  that  you  talked  about  in 
exactly  those  terms. 

Q.  He  has  said  so. 

A.  Well,  I  think  that  when  the  full  record 
is  out  some  day  that  will  take  on  a  somewhat 
different  context,  and  I  think  it  is  not  good 
for  the  future  for  me  to  intrude  into  the  past 
on  that  particular  point. 

But  he  has  a  maximum  latitude  here,  as 
far  as  we  are  concerned  in  the  situation,  to 
see  what  can  be  worked  out  on  the  other  side 
in  terms  of  responsible  discussions. 

No  Indication  of  Deescalation  From  Hanoi 

Q.  Mr.  Secretary,  there  seems  to  be  some 
misunderstanding  of  our  motives  in  seeking 
a  truce  or  an  extended  armistice,  while,  at  the 
same  time,  ive  seem  to  tighten  the  noose  and 
hit  harder  ivith  bombs  in  North  Viet-Nam. 
Cozild  you  put  this  in  perspective  for  us? 

A.  Well,  we  have  a  military  interest  in  hit- 
ting military  targets  in  North  Viet-Nam  to 
try  to  impede,  slow  down,  or  interfere  with 
the  steady  movement  of  men  and  supplies 
into  the  South.  We  have  had  nothing  in  the 
way  of  reciprocity  from  the  North  in  terms 
of  pulling  back  on  their  violence  in  South 
Viet-Nam. 


We  have  tried  over  many,  many  months 
now,  since  the  pause  of  January,  to  try  to 
get  some  indication  from  the  other  side  as  to 
whether  they  would  be  willing  to  talk  about 
deescalation  or  enter  into  deescalation,  in 
fact,  without  any  formal  agreements,  on 
some  basis  of  reciprocity.  We  have  not  been 
able  to  do  that. 

These  particular  incidents,  I  think,  have 
to  be  looked  at  against  the  background  of 
what  is  responsible  for  the  fighting  and  who 
would  be  glad  to  see  it  wound  up.  As  far  as 
we  are  concerned,  we  regret  every  person 
that  has  been  lost  in  South  Viet-Nam,  and  in 
North  Viet-Nam.  And  there  should  not  have 
been  any  of  these  casualties  if  these  people 
in  North  Viet-Nam  had  undertaken  to  live 
at  peace  with  their  southern  neighbors  and 
not  launched  their  Liberation  Front,  for 
which  they  are  now  celebrating  the  sixth 
birthday,  and  not  sent  their  cadres  and  their 
men  and  their  arms  and  their  regiments  into 
South  Viet-Nam  to  seize  that  country  by 
force. 

Now,  all  of  this  is  unnecessary  from  our 
point  of  view.  And  it  could  be  brought  to  con- 
clusion very  quickly  if  that  central  ambition 
on  the  part  of  Hanoi  were  abandoned.  Now, 
that's  what  is  lacking  here  in  this  situation. 

Now,  in  a  struggle  of  this  sort  there  are 
going  to  be  those  who  are  injured  by  acci- 
dent, or  otherwise,  or  going  to  be  those  who 
suffer  from  the  struggle.  But  I  should  think 
we  ought  to  concentrate  on  why  it  started 
and  how  it  could  be  brought  to  a  conclusion. 
And,  on  that,  I  think  the  responsibility  rests 
very  heavily  with  Hanoi. 

Q.  Mr.  Secretary,  in  the  event  no  negotia- 
tions for  peace  are  upcoming,  are  we  pre- 
pared for  a  military  victory  in  both  North 
and  South? 

A.  Well,  our  objectives  there  have  been 
very  clearly  defined.  We  are  trying  to  pro- 
tect South  Viet-Nam,  under  treaty  commit- 
ments, from  this  aggression  by  means  of 
armed  attack  from  the  North,  from  the  in- 
filtration of  these  men  and  arms  into  the 
South.  We  have  no  desire  to  destroy  North 


JANUARY  9,  1967 


45 


Viet-Nam,  or  insist  upon  changing  their 
regime,  or  any  of  those  things.  We  are  trying 
to  meet  our  commitments  to  South  Viet-Nam. 
And,  on  that  basis,  this  matter  could  be 
wound  up  very  quickly. 

The  NATO  Council  Meeting 

Q.  Mr.  Secretary,  could  you  assess  for  us, 
please,  the  last  week's  NATO  conference? 
The  reports  from  Paris  were  rather  favor- 
able. The  French  appear  to  be  cooperative. 
Brandt's  [Willy  Brandt,  German  Foreign 
Minister']  debut  got  favorable  reviews.  I  won- 
der horv  you  feel  about  it  ? 

A.  This  was  my  12th  NATO  meeting  of 
ministers,  and  I  must  say  I  thought  it  was 
one  of  the  most  businesslike  and  most  pro- 
ductive of  those  that  I  have  attended  for 
some  time.  I  think  there  has  been  a  rather 
broad  understanding  between  the  Fourteen 
on  the  one  side  and  France  on  the  other  as 
to  the  boundaries  that  now  arise  between 
the  Fourteen  and  France  as  to  who  would 
take  care  of  what  kind  of  business. 

The  Fourteen  met  as  the  Defense  Commit- 
tee and  transacted  a  good  deal  of  business 
affecting  the  military  arrangements  in  the 
alliance,  including  the  nuclear  committee 
that  was  established.  Those  were  referred  to, 
I  think,  in  paragraphs  15  to  21  of  the  com- 
munique.'' In  the  communique  France  pointed 
out  that  they  had  not  participated  in  those 
discussions  and  did  not  associate  themselves 
with  it.  But  as  far  as  the  other  discussions 
were  concerned,  France  was  present  and  we 
had  a  good  exchange  among  all  15  on  such 
questions  as  the  East-West  relations. 

I  must  say  that  there  was  a  general  feeling 
that  two  of  our  eminent  new  members  among 
the  ministers,  Mr.  George  Brown  of  Britain 
and  Mr.  Willy  Brandt  of  Germany,  both 
made  very  strong  impressions  on  the  Council. 
So  I  think  on  the  whole  it  was  a  very,  very 
encouraging  and  a  very  good  meeting. 

Q.  Mr.  Secretary,  coming  back  to  the  qiies- 
tion  of  a  missile  freeze,  Secretary  McNamara 
has  also  told  us  that  the  administration  plans 
to  ask  Congress  for  appropriations  for  the 


*  For  text,  see  p.  49. 


Poseidon  missile  and  improvement  on  the 
Polaris  missile.  Would  the  administration  be 
willing  to  put  off  deployment  of  this  missile  if 
there  could  be  some  agreement  ? 

A.  No,  I  wouldn't  want  to  get  into  that 
kind  of  question.  That  is  a  problem  for  the 
Secretary  of  Defense,  and  these  are  matters 
that  the  administration  is  considering  in 
connection  with  his  presentation  to  the  Con- 
gress. It's  a  matter  on  which  there  will  be 
full  discussion  with  the  appropriate  congres- 
sional committees.  I  wouldn't  want  to  point 
to  the  future  in  that  way  today. 

International  Effort  on  Food  Problem 

Q.  Mr.  Secretary,  on  tivo  food  decisions 
facing  the  administration,  will  the  shipments 
to  Yugoslavia  that  Congressman  [Paul] 
Findley  has  objected  to  be  released,  and  will 
grain  be  released  for  India  in  the  near 
future  ? 

A.  As  far  as  India  is  concerned,  very  sub- 
stantial quantities  of  grain  will  be  arriving 
in  India  during  January.  As  you  know,  we 
have  been  concerned  that  this  food  problem 
be  taken  up  as  a  general  international  prob- 
lem in  which  all  countries  who  are  in  a  posi- 
tion to  contribute  will  do  so.  It  is  not  true 
that  we  have  been  putting  pressure  on  par- 
ticular countries,  as  I  have  seen  reported  in 
the  last  day  or  so.  But,  nevertheless,  we  are 
glad  that  some  other  countries  are  taking  up 
this  matter  seriously  and  are  making  some 
significant  contributions. 

The  prospect  is  that  over  the  next  decade 
there  is  going  to  be  a  major  crisis  in  the  food 
situation  and  all  countries,  including  those 
who  are  going  to  need  the  food  and  those  who 
are  in  a  position  to  contribute  in  whatever 
way,  must  make  a  concerted  and  sustained 
effort  to  deal  with  it.  Otherwise,  there  is 
going  to  be  considerable  hunger  in  the  world. 

You  saw  Secretary  [of  Agriculture  Orville 
L.]  Freeman's  remarks  yesterday  on  that 
subject,  and  I  would  expect  and  hope  that 
appropriate  international  action  will  be 
taken  to  assist  the  Indians  in  their  critical 
problem. 

At  the  present  time  I  am  not  actually  sure 
just  what  the  situation  is  with  Yugoslavia, 


46 


DEPARTMEINT  OF  STATE  BULLETIN 


and  I  wouldn't  want  to  comment  on  that 
today. 

Q.  Mr.  Secretary,  how  do  you  interpret  the 
•^  current  upheaval  in  China  in  terms  of  the 
\  possibility  of  change  in  our  relationship  with 
j  Peiping? 

I  A.  Well,  we  have  not  tried  to  analyze  the 
significance  of  what  is  going  on  in  China.  We 
have  the  feeling  that  it  is  important,  these 
events  there.  But  I  think  we  would  be  fool- 
ing you  if  we  said  that  we  fully  understood 
exactly  what  is  happening.  My  guess  is  that 
some  of  the  leaders  in  China  don't  know 
exactly  what  is  happening.  So  our  present 
ignorance  doesn't  embarrass  us  too  much. 

But  we  have  seen  no  indications  thus  far 
that  what  is  happening  there  has  any  signifi- 
cant bearing  on  their  relations  with  us  or 
their  attitudes  toward  us. 

Q.  Mr.  Secretary,  is  it  your  appraisal  that 
the  Soviet  Union  has  made  a  com,mitment  to 
an  all-out  deployment  of  the  antiballistic  mis- 
^  sile  system  ? 

I  A.  No.  I  have  no  information  on  that  one 
way  or  the  other.  We  just  don't  know  that. 

Developments  of  1966 

Q.  Mr.   Secretary,   now   that   it's   getting 

^    toward  the  close  of  the  year,  I  wonder  if  you 

.    could  summarize  what  you  think  have  been 

,    the  main  gains  and  setbacks  during  the  year 

and  what  do  you  see  in  the  year  ahead? 

A.  Well,  I  would  almost  need  some  notice 
on  that  question  because  that  is  a  rather  com- 
:   prehensive  question. 

I  think  that  during  this  past  year  we  have 
„    seen  continuing  increase  of  contacts  between 
'J  the  East  and  West  as  far  as  Eastern  Europe 
i!   is  concerned.  We  had  in  front  of  us  at  NATO 
t   a  little  summation  of  the  East- West  contacts 
I    in  the  last  few  months  among  the  NATO 
countries,  and  I  think  there  were  about  185 
items  on  that  list,  which  is  available  to  you. 
There  seems  to  be  an  interest  in  trying  to 
keep  these  East- West  divisions  under  control 
'    and  to  try  to  find  points  of  agreement  if  pos- 
sible, whether  in  the  arms  field  or  in  the 
trade  field,  or  cultural  exchanges,  or  what- 


ever. I  would  hope  that  that  represents  a 
trend  which  will  continue  and  that  we  can 
begin  to  see  some  reduction  of  tension  on  a 
more  permanent  basis  between  these  two 
great  systems  of  states. 

I  think  out  in  Asia  we  know  now  that 
South  Viet-Nam  is  not  going  to  be  overrun 
by  force  by  North  Viet-Nam.  And  we  see  a 
recovery  of  confidence  and  hope  among  the 
free  nations  of  Asia. 

I  think  this  past  year  has  seen  a  very  ex- 
citing demonstration  of  the  intention  of  the 
free  nations  of  Asia  to  get  on  with  their  jobs, 
not  only  nationally  but  in  groups,  in  coopera- 
tion with  each  other.  We  have  had  such  dra- 
matic developments  as  the  founding  of  the 
Asian  Development  Bank  and  the  formation 
of  the  ASPAC  [Asian  and  Pacific  Council] 
group  that  recently  met  in  Seoul,  Korea.  We 
have  a  feeling  that  free  Asia  is  on  the  move. 
They  are  demonstrating  a  capacity  to  move 
ahead  economically  and  socially  and  with 
more  competence  in  the  political  field.  Those 
are  all  very  much  to  the  good. 

We  have  been  encouraged  by  the  per- 
formance of  the  Alliance  for  Progress  and 
the  discussions  which  have  been  anticipating 
the  meeting  of  the  foreign  ministers  in 
February  and  a  meeting  of  the  heads  of  gov- 
ernment in  April  here  in  this  hemisphere.  I 
think  in  the  broadest  terms  the  general 
trends  have  been  in  a  constructive  and 
promising  direction. 

The  most  significant  failure  in  1966  has 
been  the  failure  to  find  a  means  to  bring  this 
Vietnamese  problem  to  the  conference  table 
or  to  a  peaceful  solution.  And  I  would  hope 
very  much  that  the  year  1967  would  be  a 
time  when  that  will  become  possible. 

Q.  Mr.  Secretary,  in  connection  ivith  that 
and  in  connection  ivith  the  recent  statement 
to  Secretary-General  U  Thant,  are  we  saying 
that  ive  will  accept  a  cease-fire,  a  simple 
cease-fire,  which  is  lengthy  or  semipermor 
nent  ? 

A.  Well,  we  are  saying  that  we  believe 
that  the  Secretary-General  should  exercise 
his  office  to  the  fullest  to  explore  all  possibili- 
ties of  a  responsible  discussion  with  the  other 
side  to  bring  this  matter  to  a  peaceful  con- 


JANUARY  9,  1967 


47 


elusion.  I  wouldn't  want  to  elaborate  that 
matter  in  detail  any  more  than  is  contained 
in  Ambassador  Goldberg's  letter,  because 
the  Secretary-General  himself  ought  to  have 
a  maximum  freedom  of  maneuver  at  this 
point. 

Food  Assistance  to  India 

Q.  Mr.  Secretary,  with  respect  to  this 
India  food  problem  which  has  got  to  the 
point,  as  I  understand  it,  ivhere  the  United 
States  can't  carry  the  bicrden  alone — in 
handling  their  financial  and  development 
problems,  why,  recourse  nms  had  to  a  con- 
sortium, with  the  machinery  to  bring  this 
cooperation  on  the  problem.  I  think  it's  Sena- 
tor IGeorgel  McGovern  that  is  advocating 
the  possibility  of  some  sort  of  thing  like  that 
to  work  on  food.  What  do  you  think  of  this? 

A.  Well,  we  have  raised  this  food  problem 
in  such  organizations  as  the  OECD  [Orga- 
nization for  Economic  Cooperation  and  De- 
velopment]-— we  did  that  here  in  Washing- 
ton; ^  and  in  the  FAO,  the  Food  and 
Agriculture  Organization  of  the  United  Na- 
tions. The  Indian  Government  itself  is  in 
touch  with  a  considerable  number  of  govern- 
ments to  find  out  what  assistance  might  be 
forthcoming,  not  only  from  the  food  pro- 
ducers but  from  those  who  might  contribute 
fertilizer  or  funds  or  other  types  of 
assistance. 

I  do  think  that  a  group  of  nations  will 
have  to  do  what  is  necessary  in  a  situation 
of  this  sort.  Whether  it  would  be  a  formal 
consortium  or  simply  an  informal  arrange- 
ment by  governments  dealing  directly  with 
the  Indian  Government,  I  wouldn't  want  to 
say  at  this  point,  but  the  OECD  organiza- 
tion and  the  FAO  and  other  bodies  will  have 
to  give  systematic  and  serious  attention  to 
the  food  problem  if,  in  fact,  the  problem  is 
going  to  be  met  here  over  the  next  few  years, 
and  we  strongly  urge  that  they  do  so. 

Q.  Mr.  Secretary,  has  there  been  any 
progress  on  the  nonproliferation  treaty  in 
the  last  couple  of  months  ? 


'  For  background,  see  Bulletin  of  Aug.  8,  1966, 
p.  199. 


A.  I  think  what  we  last  said  on  that  re- 
mains the  situation,  that  certain  underbrush 
has  been  perhaps  cleared  away,  but  there  still 
are  important  problems  to  be  resolved.  This 
is  a  matter  in  which  allies  on  both  sides  pre- 
sumably are  in  touch  with  each  other.  I' 
would  hope  that  this  next  year — that  we  are 
not  too  long  delayed  in  the  next  year,  that 
we  might  find  some  way  to  resolve  this  mat- 
ter. It  would  be  a  major  step  forward  if  it 
could  be  brought  to  a  conclusion,  but  I  can- 
not today  report  that  we  have  reached  that 
point.  It  is  a  matter  of  discussion  among 
many  governments  at  the  present  time,  and 
we  would  hope  some  progress  could  be  made. 

Q.  Mr.  Secretary,  to  get  back  to  the  India 
food  problem  for  a  moment,  there  is  still 
pending  on  the  President's  desk  the  request 
of  India  for  2  million  additioyial  tons  of  food 
grains  beyond  the  very  large  quantities  that 
we  have  committed  ourselves  to  send,  and  1 
believe  they  wanted  this  to  arrive  in  Febi~u- 
ary  to  tide  them  over  until  the  March  harvest 
has  come  in.  I  think  in  the  past  you  have  said 
that  this  request  nms  under  urgent  considera- 
tion by  our  Government.  Does  what  you  have 
just  said  now  indicate  that  tve  would  hope 
that  other  countries  would  share  this  btirden 
with  us  so  that  we  would  not  have  to  supply 
all  the  2  million  tons  by  ourselves? 

A.  I  believe  some  announcements  have  al- 
ready been  made  from  some  other  govern- 
ments, and  Secretary  Freeman  indicated  that 
there  would  be  a  million  tons  of  wheat  arriv- 
ing in  India  in  January. 

Q.  In  January?  But  what  about  February? 

A.  Well,  that  would  be  for  distribution  in 
the  month,  presumably  during  the  month  of 
February,  and  arrangements  are  being  dis- 
cussed about  what  might  be  done  beyond  that. 
But  there  is  no  specific  word  today  about 
action  taken  beyond  those  already  an- 
nounced, and  when  the  action — when  any  de- 
cisions are  made  on  this,  they  will  be 
announced. 

The  press:  Mr.  Secretary,  we  wish  you  a 
Merry  Christmas,  and  we  hope  you  will  be 
able  to  take  the  whole  day  off.  Thank  you 
very  much. 


48 


DEPARTMENT  OF  STATE  BULLETIN 


North  Atlantic  Council  IVIeets  at  Paris 


The  North  Atlantic  Council  held  its  regular 
ministerial  meeting  at  Paris  December  15-16. 
Following  are  texts  of  the  final  communique 
and  three  annexes  which  were  released  by  the 
Council  at  the  close  of  the  meeting  on  Decem- 
ber 16,  together  ivith  a  list  of  the  members  of 
the  U.S.  delegation. 


TEXT  OF  FINAL  COMMUNIQUE 

1.  Ministers  of  member  governments  of  the 
Atlantic  Alliance  have  met  in  Paris. 

2.  The  North  Atlantic  Council,  meeting  on 
15th  and  16th  December,  reaffirmed  the  pur- 
poses and  principles  of  the  Alliance,  and  their 
resolve  to  ensure  stability  and  well-being  in 
the  North  Atlantic  area,  and  to  unite  their 
efforts  for  the  preservation  of  peace  and  se- 
curity for  their  peoples. 

3.  The  Alliance  has  demonstrated  its  value 
by  successfully  averting  threats  to  peace  and 
safeguarding  the  security  of  the  Atlantic 
area.  By  its  defensive  strength  including  its 
effective  means  of  deterrence,  as  well  as  by 
maintaining  its  solidarity,  the  Alliance  has 
produced  the  basis  for  the  present  marked 
reduction  of  tension  in  Europe.  This  basis 
remains  essential  for  the  security  of  the  Alli- 
ance and  for  progress  towards  a  peaceful 
solution  of  outstanding  problems,  including 
the  problem  of  Germany. 

4.  The  Council  associated  itself  with  the 
views  expressed  in  the  Declaration  by  the 
Governments  of  France,  the  Federal  Repub- 
lic of  Germany,  the  United  Kingdom  and  the 
United  States  which  appears  as  an  Annex  to 
this  Communique.  With  regard  to  Berlin,  the 
Council  stands  by  its  declaration  of  16th  De- 
cember, 1958.* 


5.  Ministers  agreed  on  the  need  for  con- 
tinued efforts  to  achieve  a  peaceful  solution 
of  the  German  problem  to  meet  the  German 
people's  fundamental  right  to  reunification. 
So  long  as  Germany  continues  to  be  divided 
there  cannot  be  a  genuine  and  stable  settle- 
ment in  Europe.  The  peaceful  progress  of 
Europe  must  proceed  from  reciprocal  confi- 
dence and  trust,  which  will  take  time  to  grow 
from  sustained  policies  of  co-operative  effort 
and  better  understanding  on  both  sides.  It 
means  especially  removing  barriers  to  freer 
and  more  friendly  reciprocal  exchanges  be- 
tween countries  of  different  social  and  eco- 
nomic systems. 

6.  For  their  part,  the  members  of  the  At- 
lantic Alliance  have  confirmed  their  intention 
to  continue  their  efforts  to  secure  better  rela- 
tions with  the  Soviet  Union  and  the  states  of 
Eastern  Europe  in  the  political,  economic, 
social,  scientific  and  cultural  fields.  Ministers 
examined  the  report  on  East/West  relations 
prepared  in  accordance  with  the  instructions 
given  at  the  last  Ministerial  meeting  in  June 
1966.2  They  welcomed  the  wide  range  of  sug- 
gestions in  the  report  and  emphasised  their 
willingness  to  explore  ways  of  developing  co- 
operation with  the  Soviet  Union  and  the 
states  of  Eastern  Europe  in  tasks  of  interest 
and  benefit  to  all  concerned.  They,  moreover, 
noted  that  contacts,  conversations  and  agree- 
ments have  recently  increased.  In  the  field  of 
East/West  relations  there  are  clearly  differ- 
ent approaches  which  can  be  adopted, 
whether  between  individual  countries  or  in  a 
wider  international  framework. 

7.  Ministers  welcomed  the  approval  by  the 
United  Nations  Outer  Space  Committee  of  a 
draft  treaty  on  the  peaceful  use  of  outer 


'  For  text,  see  Bulletin  of  Jan.  5,  1959,  p.  4. 


'  For  text  of  a  communique  issued  on  June  8,  1966, 
see  ibid.,  June  27,  1966,  p.  1001. 


JANUARY  9,  1967 


49 


space.'  Encourag-ed  by  this,  they  affirmed 
their  determination  to  continue  to  consult  ac- 
tively on  problems  of  disarmament,  to  keep 
under  review  the  progress  of  international 
discussions  on  measures  to  prevent  the  pro- 
liferation of  nuclear  weapons,  and  to  seek 
agreement  on  satisfactory  arms  control  meas- 
ures which  might  contribute  to  the  improve- 
ment of  European  security  and  the  relaxation 
of  tension.  In  so  doing,  they  hoped  to  bring 
about  conditions  which  could  permit  a  grad- 
ual and  balanced  revision  in  force  levels  on 
both  sides.  At  the  same  time,  they  reaffirmed 
their  conviction  that  no  acceptable  permanent 
solution  to  the  question  of  European  security 
is  possible  without  agreement  on  the  most 
critical  political  problems. 

8.  Turning  to  economic  questions.  Minis- 
ters noted  that  the  gap  between  the  most  ad- 
vanced and  the  less-developed  countries  had 
widened  further.  They  reaffirmed  that  all  ad- 
vanced countries,  whatever  their  economic 
systems,  had  a  responsibility  to  offer  assist- 
ance to  developing  countries. 

9.  Ministers  expressed  the  hope  that  the 
present  multilateral  tariff  negotiations  (Ken- 
nedy Round)  would  be  carried  to  a  successful 
conclusion  and  would  promote  the  expansion 
of  trade  to  the  greater  benefit  of  all.  They 
also  attached  great  importance  to  the  initia- 
tives designed  to  overcome  the  existence  of 
two  trading  areas  in  Western  Europe  and  to 
facilitate  technical  co-operation  between  the 
European  countries  concerned. 

10.  On  the  initiative  of  the  Italian  Govern- 
ment there  was  an  exchange  of  views  on  ques- 
tions arising  out  of  the  uneven  technological 
development  of  different  countries.  Ministers, 
after  stressing  the  importance  and  complex- 
ity of  this  problem,  invited  the  Permanent 
Representatives  to  study  the  procedure  which 
might  be  followed  for  further  examination 
and  implementation  of  the  Italian  proposals, 
and  to  report  their  findings  to  the  Spring 
Ministerial  meeting.  A  Resolution  on  this 
subject  was  adopted  and  is  attached. 


•  See  p.  78. 


11.  The  Council  reaffirmed  the  importance 
of  continuing  to  assist  Greece  and  Turkey 
within  the  framework  of  the  Alliance  in  or- 
der to  maintain  the  effectiveness  of  their  con- 
tribution to  the  common  defense.  Recom- 
mending wide  participation  in  the  aid 
programme,  the  Council  agreed  that  this  pro- 
gramme should  be  extended  to  cover  the  pe- 
riod 1966-1970. 

12.  Ministers  took  note  of  the  Secretary 
General's  report  on  his  "Watching  Brief" 
concerning  Greek-Turkish  relations  and  re- 
affirmed their  support  for  the  continuation 
of  his  activities  in  this  respect.  They  ex- 
pressed their  firm  hope  that  the  continuing 
exchanges  of  views  between  Turkey  and 
Greece  on  the  Cyprus  question  and  on  Greek- 
Turkish  relations  would  contribute  to  bring- 
ing about  positive  results.  They  reiterated 
their  appreciation  of  the  presence  of  the 
United  Nations  Force  in  Cyprus  and  the  hope 
that  an  improvement  in  the  situation  in  the 
island  would  be  achieved.  They  stressed  that 
no  action  should  be  taken  which  could  worsen 
the  situation  in  the  island  and  increase  the 
tension. 

13.  On  the  proposal  of  the  Belgian  Govern- 
ment and  recalling  the  initiative  taken  by 
Canada  in  December  1964,  the  Council  re- 
solved to  undertake  a  broad  analysis  of  in- 
ternational developments  since  the  signing  of 
the  North  Atlantic  Treaty  in  1949.  Its  pur- 
pose would  be  to  determine  the  influence  of 
such  developments  on  the  Alliance  and  to 
identify  the  tasks  which  lie  before  it,  in  or- 
der to  strengthen  the  Alliance  as  a  factor  for 
a  durable  peace.  A  Resolution  on  this  subject 
was  adopted  and  is  attached. 

14.  Ministers  approved  a  report  on  Civil 
Emergency  Planning.  They  noted  that  a  re- 
appraisal of  these  activities  within  NATO 
had  been  completed  and  they  reaffirmed  the 
importance  of  such  planning  for  the  protec- 
tion of  civil  populations  and  in  the  support 
of  overall  defence. 

15.  Ministers  met  as  the  Defence  Planning 
Committee  on  14th  December,  1966.  As  a  fur- 
ther step  in  the  process  initiated  at  Athens 


50 


DEPARTMENT  OF  STATE  BULLETIN 


in  1962,  they  approved  recommendations  re- 
garding nuclear  planning  and  consultation, 
submitted  by  the  Special  Committee  of  De- 
fence Ministers.  They  agreed  to  establish  in 
NATO  two  permanent  bodies  for  nuclear 
planning — a  policy  body  called  the  Nuclear 
Defence  Affairs  Committee,  open  to  all 
NATO  countries,  and,  subordinate  to  it,  a 
Nuclear  Planning  Group  of  seven  members 
which  will  handle  the  detailed  work. 

16.  To  improve  the  ability  of  NATO  to 
engage  in  timely  consultation  in  the  event  of 
crisis,  Ministers  approved  the  development 
of  new  arrangements  for  the  rapid  exchange 
and  the  more  effective  use  of  relevant  infor- 
mation and  data.  To  facilitate  such  exchange 
of  data,  Ministers  approved  in  principle  the 
establishment  of  a  new  NATO-wide  commu- 
nications scheme  along  the  lines  recom- 
mended by  the  Special  Committee.  They  also 
examined  a  report  from  the  Special  Commit- 
tee on  possible  improved  procedures  for  con- 
sultation. They  agreed  that  further  studies 
and  planning  in  this  important  area  should 
be  undertaken,  and  requested  the  Secretary 
General  and  Permanent  Representatives  to 
consider  how  this  work  could  most  usefully 
be  carried  forward.  The  Special  Committee, 
set  up  in  June  1965,  has  now  completed  its 
task. 

17.  Ministers  reviewed  reports  on  the  pres- 
ent status  of  NATO's  military  effort  and 
noted  the  force  commitments  undertaken  by 
governments  for  1967  under  the  NATO  Force 
Plan  adopted  by  Defence  Ministers  in  July 
1966. 

18.  After  a  comprehensive  review  of  ques- 
tions of  strategy,  force  requirements,  and 
resources,  in  the  course  of  which  they  dis- 
cussed the  military  capabilities  and  intentions 
of  the  Soviet  Union,  Ministers  considered  the 
political,  strategic  and  economic  guidance 
to  be  given  to  the  NATO  Militaiy  Authorities 
for  their  appreciation  of  the  military  situa- 
tion as  it  will  affect  NATO  up  to  and  includ- 
ing 1975.  They  gave  instructions  for  further 
studies  in  these  fields  in  the  light  of  this  dis- 
cussion. 


19.  On  the  basis  of  the  results  of  numer- 
ous studies  conducted  since  July  1966,  Min- 
isters gave  instructions  for  further  work  to 
be  carried  out  within  the  framework  of  the 
new  defence  planning  review  procedures  due 
to  be  initiated  in  January  1967  for  the  regu- 
lar projection  of  NATO  force  planning  five 
years  ahead.  This  work  will  be  directed,  pri- 
marily, towards  securing  the  best  balance  of 
forces  and  the  most  effective  use  of  the  re- 
sources made  available  by  NATO  govern- 
ments for  defence. 

20.  Ministers  underlined  the  importance  of 
the  defence  of  the  flank  regions  of  the  North 
Atlantic  Treaty  area  and  issued  further  guid- 
ance regarding  the  provision  of  external  rein- 
forcements in  defence  emergencies.  They  also 
gave  instructions  concerning  the  improve- 
ment of  the  local  forces  in  the  South-Eastern 
Region.  Substantial  progress  was  made  to- 
wards agreement  upon  the  common  funding 
of  the  exercises  of  the  Allied  Command  Eu- 
rope Mobile  Force. 

21.  Ministers  agreed  to  study  whether  a 
NATO  satellite  communication  programme 
should  be  established  which  would  provide 
for  a  co-operative  effort  by  member  nations 
in  the  new  and  developing  field  of  space  tech- 
nology and  its  application  to  NATO's  vital 
communications  needs.  Meanwhile,  an  experi- 
mental project  was  agreed  which  will  provide 
a  link  between  SHAPE  [Supreme  Headquar- 
ters Allied  Powers  Europe]  at  its  new  head- 
quarters and  AFSOUTH  [Allied  Forces 
Southern  Europe]  at  Naples. 

22.  France  did  not  take  part  in  the  discus- 
sions referred  to  in  paragraphs  15-20  and 
did  not  associate  herself  with  the  correspond- 
ing decisions. 

23.  The  Council  decided  that  a  new  perma- 
nent headquarters  should  be  constructed  at 
the  Heysel  in  Brussels,  and  a  new  temporary 
headquarters  at  Evere,  also  in  Brussels.  The 
Council  expressed  its  gratitude  to  the  Belgian 
Government  for  having  made  available  these 
two  sites. 

24.  The  regular  Spring  Ministerial  Meet- 
ing will  be  held  in  Luxembourg  in  1967. 


JANUARY  9,  1967 


51 


ANNEXES  TO  COMMUNIQUE 
Annex  A 

Declaration  on  Germany 

The  Foreign  Ministers  of  France,  Ger- 
many, the  United  Kingdom  and  the  United 
States  met  on  14th  December,  1966,  on  the 
eve  of  the  Ministerial  Meetings  of  the  North 
Atlantic  Alliance,  in  Paris  in  order  to  discuss 
the  situation  in  Germany.  The  meeting  took 
place  exactly  eight  years  after  the  four  For- 
eign Ministers  had  met  in  Paris  on  14th  De- 
cember, 1958,  when  Foreign  Minister  [Willy] 
Brandt,  then  Governing  Mayor  of  Berlin,  re- 
ported on  the  situation  of  Berlin.  The  Foreign 
Ministers  confirmed  that  their  governments 
would  continue  to  be  responsible  for  the  se- 
curity and  viability  of  a  free  Berlin. 

The  Foreign  Ministers  of  France,  the 
United  Kingdom  and  the  United  States  took 
note  of  the  intention  of  the  Federal  Republic 
of  Germany  to  develop  human,  economic  and 
cultural  contacts  between  the  two  parts  of 
Germany.  These  contacts  aim  in  particular  at 
alleviating  the  human  misery  which  is  a 
result  of  the  partition  of  the  German  people. 
The  three  Ministers  share  the  views  of  the 
Federal  Government  and  will  support  these 
efforts  within  the  framework  of  the  responsi- 
bilities incumbent  on  their  governments. 

The  Ministers  re-emphasised  that  the  solu- 
tion of  the  German  question  is  one  of  the  es- 
sential problems  in  the  relations  between  East 
and  West.  This  solution  can  only  be  achieved 
by  peaceful  methods,  on  the  basis  of  the  right 
of  self-determination,  and  through  the  crea- 
tion of  an  atmosphere  of  detente  on  the  con- 
tinent, under  conditions  guaranteeing  the 
security  of  all  countries. 

Annex  B 

Resolution  on  International 

Technological  Co-operation 

(Adopted  by  the  Council  on  16th  December, 

1966) 

The  North  Atlantic  Council  : 

Recognising  the  need  for  continued  pro- 
motion of  economic  co-operation  within  the 


spirit  of  Article  2  of  the  North  Atlantic 
Treaty; 

Having  noted  proposals  submitted  by  the 
Italian  Government  on  5th  October  and  7th 
December,  1966,  the  additional  comments 
provided  to  the  Council  by  the  Italian  Minis- 
ter of  Foreign  Affairs,  and  the  statements  of 
other  Ministers  in  the  course  of  the  debate; 

Convinced  that  it  is  important  that  con- 
sideration be  given  to  the  Italian  proposals 
so  that  measures  can  be  applied  as  soon  as 
possible  to  give  renewed  impetus  to  interna- 
tional co-operation  in  the  technological  field; 
and  to  such  other  measures  as  will  serve  to 
raise  the  general  level  of  scientific  and  tech- 
nological achievement; 

Recommends  that  the  Council  in  Perma- 
nent Session  study  the  procedure  which 
might  be  followed  for  further  examination 
and  implementation  of  the  Italian  proposals, 
and  report  its  findings  to  the  Spring  Minis- 
terial Meeting; 

Instructs  the  Secretary  General  to  submit 
shortly  to  the  Council  in  Permanent  Session, 
a  report  on  the  scientific  and  technological 
programmes  already  underway  in  NATO  in 
view  of  the  contributions  these  activities  can 
make  toward  a  reduction  of  technological  dis- 
parities. 

Annex  C 

Resolution  of  the  North  Atlantic 
Council 

The  Council,  desirous  of  achieving  the 
fundamental  purposes  of  the  North  Atlantic 
Treaty  in  the  spirit  of  cohesion  and  solidarity 
between  the  signatories  of  the  Treaty: 

Considers  it  essential  to  analyse  the  politi- 
cal events  which  have  occurred  since  the 
Treaty  was  signed,  with  a  view  to  ascertain- 
ing their  influence  on  international  relations 
and  on  the  Alliance  itself; 

Accordingly,  the  Council  Undertakes  to 
study  the  future  tasks  which  face  the  Alli- 
ance, and  its  procedures  for  fulfilling  them, 
in  order  to  strengthen  the  Alliance  as  a  factor 
for  a  durable  peace.  It  will  examine  ways  of 
improving  consultation  within  the  Alliance, 
including  the  European  member  countries. 


52 


DEPARTMENT  OF  STATE  BULLETIN 


In  carrying  out  this  study  at  a  hig-h  politi- 
cal level,  the  Council  will  Utilise  the  most 
appropriate  possible  procedures  for  fulfilling 
its  mandate. 

A  preliminary  report  will  be  examined  at 
the  Spring  1967  Ministerial  Meeting  and  the 
Ministerial  Council  at  its  meeting  in  Decem- 
ber 1967  will  draw  the  appropriate  conclu- 
sions that  emerge  from  the  enquiry. 

U.S.  DELEGATION 

Press    release   291    dated    December    12 

Representatives 

Dean  Rusk,  Secretary  of  State,  chairman 
Henry  H.  Fowler,  Secretary  of  the  Treasury 
Robert  S.  McNamara,  Secretary  of  Defense 

U.S.  Representative  on  the 
North  Atlantic  Council 
Harlan  Cleveland 

Members  of  the  Delegation 

Department  of  State 

Charles  E.  Bohlen,  U.S.  Ambassador  to  France 

Robert  R.  Bowie,  Counselor,  Department  of  State 

Ernest  K.  Lindley,  Special  Assistant  to  the  Secre- 
tary of  State 

Eugene  V.  McAuliffe,  Director,  Office  of  NATO  and 
Atlantic  Political-Military  Affairs 

Jacob  M.  Myerson,  Office  of  NATO  and  Atlantic 
Political-Military  Affairs 

Samuel  T.  Parelman,  secretary  of  delegation.  Deputy 
Director,  Office  of  International  Conferences 

Richard  I.  Phillips,  Deputy  Assistant  Secretary  for 
Public  Affairs 


Eugene  V.  Rostow,  Under  Secretary  of  State  for 
Political  Affairs 

George  S.  Springsteen,  Deputy  Assistant  Secretary 
for  European  Affairs 

Andrew  L.  Steigman,  Staff  Assistant  to  the  Secre- 
tary of  State 

George  S.  Vest,  Deputy  Director,  Office  of  NATO 
and  Atlantic  Political-Military  Affairs 

Department  of  the  Treasury 

Douglass  Hunt,  Special  Assistant  to  the  Secretary  of 

the  Treasury 
James  F.   King,   Assistant  to  the   Secretary  of  the 

Treasury 
Charles  A.   Sullivan,  Assistant  to  the  Secretary  of 

the  Treasury 

Department  of  Defense 

Maj.  Gen.  Russell  Dougherty,  USAF,  Director,  Euro- 
pean Region,  Office  of  the  Assistant  Secretary  of 
Defense  for  International  Security  Affairs 

John  T.  McNaughton,  Assistant  Secretary  of  De- 
fense for  International  Security  Affairs 

Arthur  Sylvester,  Assistant  Secretary  of  Defense 
for  Public  Affairs 

Adm.  A.  G.  Ward,  U.S.  Representative  to  the  Mili- 
tary Committee,  North  Atlantic  Treaty  Organi- 
zation 

Gen.  Earle  Wheeler,  USA,  Chairman,  Joint  Chiefs 
of  Staff 

Frederick  S.  Wyle,  Deputy  Assistant  Secretary  of 
Defense  for  International  Security  Affairs 

U.S.  Mission  to  the  North  Atlantic  Treaty  Organi- 
zation and  European  Regional  Organizations 
Dwight  Dickinson,  Director,  Office  of  Political  Affairs 
Philip  J.  Farley,  Deputy  U.S.  Representative  on  the 

North  Atlantic  Council 
John  A.  Hooper,  Defense  Adviser  and  Defense  Rep- 
resentative 
Timothy  W.  Stanley,  Director,  United  States  NATO 
Force  Planning  Group 


JANUARY  9,  1967 


53 


Viet-Nam  and  the  International  Law  of  Self-defense 


by  Leonard  C.  Meeker 
Legal  Adviser  ^ 


Throughout  this  land,  the  war  in  Viet- 
Nam  weighs  heavy  on  the  minds  of  Ameri- 
cans. It  is  again  and  again  the  subject  of  our 
talk,  under  the  pressing  flow  of  news  dis- 
patches and  under  the  thousand  impacts  this 
war  has  on  our  lives.  It  is  never  far  from  our 
thoughts. 

Fighting  a  war  is  never  cheap,  never  easy. 
The  Viet-Nam  war  is  a  particularly  difficult 
one.  As  President  Johnson  has  said,  this  is  a 
new  kind  of  war.  It  is  not  a  war  of  major 
battles  to  be  won  or  lost.  It  calls  for  courage 
and  fortitude  to  stick  it  out,  over  a  long 
period  of  time  if  need  be. 

There  are  few  who  would  not  be  rid  of  the 
war.  It  impinges  directly  on  the  lives  of 
American  young  men  by  the  tens  and  hun- 
dreds of  thousands.  Most  Americans  are 
anxious  to  turn  our  full  resources  to  another 
great  war — a  war  on  poverty  and  hunger  at 
home  and  throughout  the  world.  Some  believe 
the  Viet-Nam  war  divides  the  world  at  a 
time  when  we  are  most  impelled  to  seek  world 
cooperation. 

One  cannot  but  be  concerned  about  these 
problems.  No  one  can  say  that  debate  is 
unnecessary — quite  the  contrary.  We  are 
dealing  with  great  issues.  There  are  risks  to 
be  weighed  and  roads  that  must  be  chosen. 

It  is  my  purpose,  in  the  hour  we  have  to- 
gether this  evening,  to  locate  the  Viet-Nam 
war  in  the  great  river  of  time:  first,  to  indi- 


'  1966  Louis  Caplan  Lecture  in  Law  at  the  Uni- 
versity of  Pittsburgh  Law  School,  Pittsburgh,  Pa., 
on  Dec.  13  (press  release  292). 


cate  something  of  how  it  arose;  then,  to  relate 
it  to  the  existing  framework  of  international 
law;  finally,  to  consider  the  place  of  this  con- 
flict in  the  building  of  a  more  stable  and  just 
world  order  as  nations  move  along  the  high- 
road of  history. 

Origins  of  the  Viet-Nam  Conflict 

Viet-Nam  has  a  very  short  political  his- 
tory under  that  name — one  that  does  not  go 
back  even  20  years.  Viet-Nam  is  made  up 
of  three  areas  that  were  included  in  what 
France  called,  for  purposes  of  colonial  admin- 
istration, Indochina.  Those  areas  were: 
Tonkin  in  the  Red  River  Delta  of  the  north, 
Annam  along  the  central  coast,  and  Cochin 
China  in  the  south  around  Saigon.  In  the 
19th  century  France  ruled  these  areas  as  pro- 
tectorates and  colonies,  along  with  Laos  and 
Cambodia;  all  together,  they  made  up  Indo- 
china. 

The  colonial  picture  was  a  typical  one:  ad- 
ministrators from  France  to  govern;  French 
armed  forces  to  keep  order;  colonists  to  direct 
agriculture  and  trade;  native  gentry  and 
leaders  who  were  clients  of  the  French  and 
profited  from  the  relationship;  finally,  the 
Indochinese  majority,  who  performed  the 
labor  of  the  country  and  received  relatively 
little  return  for  their  toil. 

Japan's  military  leaders,  as  part  of  their 
program  of  expansion  and  conquest,  occupied 
Indochina  in  1940.  The  colonial  administra- 
tion and  the  European  residents  of  Indochina 
by  and  large  collaborated  with  the  Japanese. 


54 


DEPARTMENT  OF  STATE  BULLETIN 


They  hoiked  thereby  to  keep  the  political,  eco- 
nomic, and  social  situation  under  control. 

It  was  in  World  War  II  that  the  recent  his- 
tory of  Viet-Nam  began.  Dissidents  who 
opposed  the  French  and  the  Japanese  carried 
on  a  resistance  movement.  Ho  Chi  Minh  was 
the  acknowledged  leader  of  this  movement 
from  the  beginning.  By  1945  the  drive  for 
independence  had  become  a  significant  politi- 
cal force.  The  sense  of  nationalism  and  the 
ideas  of  self-detennination  were  at  work  in 
Indochina,  as  they  were  elsewhere  in  Asia 
and  soon  came  to  be  in  Africa. 

But  France  in  the  postwar  period  did  not 
follow  the  course  of  independence  soon  taken 
by  Britain  for  India,  Bumia,  and  other 
Commonwealth  territories.  France  sought 
instead  to  restore  and  reinforce  its  colonial 
administration  in  Indochina.  What  had  been 
wartime  resistance  by  the  Viet  Minh  orga- 
nization continued  and  grew  as  a  struggle  to 
rid  the  country  of  colonial  rule.  In  1949 
France  sought  to  stem  the  tide  by  setting  up 
indigenous  governments  of  limited  authority 
in  Cambodia,  in  Laos,  and  in  a  new  State  of 
Viet-Nam.  France  kept  control  of  foreign 
affairs,  defense,  and  financial  matters. 

The  guerrilla  campaign  of  the  Viet  Minh 
grew  into  a  major  war  with  the  French 
colonial  forces.  At  the  end  of  5  years  the  bat- 
tle of  Dien  Bien  Phu  had  been  lost  by  the 
French,  and  Paris  had  decided  to  seek  a  po- 
litical settlement.  This  was  the  origin  of  the 
Geneva  conference  of  1954,  in  which  the  five 
great  world  powers  took  part,  along  with 
Cambodia,  Laos,  and  North  and  South  Viet- 
Nam — each  of  which  by  then  had  its  own 
regime.  The  Government  in  the  South  had 
been  created  by  and  was  alined  with  France. 
Hanoi  was  the  seat  of  the  rebel  Viet  Minh 
regime  which  had  been  fighting  the  French. 
Its  concentration  of  militaiy  and  political 
power  was  in  the  North,  but  it  had  guerrilla 
units  operating  throughout  the  countiy.  The 
participants  in  the  Geneva  conference  did  not 
have  to  produce  any  agreement  at  all.  They 
were  free  to  continue  all  the  existing  dis- 
agreements. The  French  and  Viet  Minh  mili- 
tary forces  could  have  gone  on  with  the 
fighting,   to   whatever   conclusion   it   would 


yield.  Since,  however,  they  did  reach  a  series 
of  international  agreements,  we  are  entitled 
to  look  at  them  as  binding  legal  instruments. 
We  will  want  first  to  see  what  contracts 
were  made.  We  will  want  to  see  what  provi- 
sion was  made  for  insuring  compliance.  We 
will  want  to  look  at  what  happened  in  fact. 
We  will  want  to  examine  the  legal  rights  of 
the-  parties  in  the  circumstances  of  1956  to 
1966. 

The  Geneva  Accords 

The  1954  Geneva  conference  produced 
agreements  on  Cambodia  and  Laos  as  well  as 
on  Viet-Nam,  but  for  present  purijoses  we 
shall  consider  only  the  instruments  relating 
to  Viet-Nam.2  The  chief  of  these  was  the 
Agreement  on  the  Cessation  of  Hostilities  in 
Viet-Nam.  It  was  signed  on  behalf  of  the 
commander  in  chief  of  the  French  Union 
forces  in  Indochina  and  on  behalf  of  the  com- 
mander in  chief  of  the  People's  Army  of 
Viet-Nam. 

The  very  first  article  of  the  Viet-Nam 
cease-fire  agreement  fixed  a  demarcation  line, 
near  the  17th  parallel  in  central  Viet-Nam, 
"on  either  side  of  which  the  forces  of  the 
two  parties  shall  be  regrouped  after  their 
withdrawal,  the  forces  of  the  People's  Army 
of  Viet-Nam  to  the  north  of  the  line  and  the 
forces  of  the  French  Union  to  the  south." 
Under  article  19  of  the  same  agreement,  the 
two  parties  were  bound  to  insure  that  the 
zones  assigned  to  them  "are  not  used  for  the 
resumption  of  hostilities  or  to  further  an  ag- 
gressive policy."  And  under  article  24  each 
party  was  obligated  to  "commit  no  act  and 
undertake  no  operation  against  the  other 
party."  Articles  16  and  17  of  the  agreement 
prohibited  the  introduction  into  Viet-Nam  of 
additional  armed  forces  or  weapons,  but  per- 
mitted the  rotation  of  troops  and  the  replace- 
ment of  wornout  or  used-up  materiel.  Article 
18  prohibited  the  establishment  of  new  mili- 
tary bases  throughout  Viet-Nam  territory. 

In  a  separate   document,   known   as   the 


^  For  texts,  see  American  Foreign  Policy,  1950- 
1955,  Basic  Documents,  vol.  I,  Department  of  State 
publication  6446,  p.  750. 


JANUARY  9,  1967 


55 


Final  Declaration  of  the  Geneva  Conference,^ 
the  conference  powers  agreed  that  the  settle- 
ment of  political  problems  in  Viet-Nam 
should  "permit  the  Viet-Namese  people  to 
enjoy  the  fundamental  freedoms,  guaranteed 
by  democratic  institutions  established  as  a 
result  of  free  general  elections  by  secret  bal- 
lot." There  were  to  be  general  elections  in 
July  1956  under  the  supervision  of  the  Inter- 
national Control  Commission.  Consultations 
on  this  subject  were  to  be  held  between  repre- 
sentatives of  the  two  zones  beginning  in  July 
1955. 

Here,  then,  were  the  basic  undertakings  of 
the  Geneva  accords.  If  observed,  they  should 
have  kept  the  peace  in  Viet-Nam.  What  was 
to  insure  that  the  parties  would  live  up  to 
these  undertakings  ?  The  agreement  sought  to 
provide  some  machinery  for  international 
supervision. 

There  was  to  be  an  International  Control 
Commission,  made  up  of  representatives  of 
India,  Canada,  and  Poland.  The  Commission 
was  to  oversee  fulfillment  of  all  the  obliga- 
tions of  the  agreement.  It  was  to  have  inspec- 
tion teams  at  its  disposal  and  access  to  any 
and  all  places  in  both  zones  of  Viet-Nam. 
Some  of  the  Commission's  decisions  could  be 
made  by  majority  vote;  others,  including 
those  dealing  with  violations  or  threats  of 
violations  which  might  lead  to  a  resumption 
of  hostilities,  would  require  a  unanimous  vote 
of  all  members. 

In  this  respect,  the  arrangement  was 
flawed  from  the  beginning.  Any  member  of 
the  Commission  could  veto  a  decision  on  a 
question  of  compliance  with  the  agreement. 
On  other  matters,  even  a  majority  might  be 
unobtainable  because  the  representative  of 
India,  in  carrying  out  his  Government's 
policy  of  nonalinement,  could  remain  aloof 
and  equivocal  on  important  matters.  Vetoes 
were  in  fact  cast,  and  the  Indian  chairman 
of  the  Commission  often  pursued  his  national 
policy  of  neutralism  and  nonalinement.  The 
Commission  had  other  difficulties,  too.  The 
zonal  authorities,  and  particularly  those  in 
North  Viet-Nam,  denied  access  to  the  inspec- 
tion teams  of  the  Commission. 


'  Ibid.,  p.  785. 


As  a  result  of  this  state  of  aflFairs,  the 
world  has  not  had  an  eff"ective,  authoritative, 
and  impartial  reporting  mechanism  on  the 
facts  in  Viet-Nam.  There  could  and  did  arise 
disputes  about  the  facts  in  Viet-Nam.  For 
example,  who  lived  up  to  the  cease-fire 
agreement,  and  who  broke  it?  Was  the  sub- 
sequent conflict  indigenous  and  essentially  a 
civil  war,  or  was  there  the  intervention  of 
substantial  and  perhaps  crucial  external 
force  ? 

Events  in  Viet-Nam  Since  1954 

Issues  like  these  have  a  bearing  on  the 
international  legal  rights  of  the  parties.  Be- 
cause they  are  an  essential  part  of  the  legal 
analysis,  we  must  try  to  deal  with  them. 
Since,  for  the  most  part,  we  do  not  have  avail- 
able authoritative  findings  by  an  impartial 
international  body,  it  is  necessaiy  to  work 
with  the  best  evidence  that  can  be  gathered. 

I  should  like  to  set  out  what  the  United 
States  Government  believes  happened  after 
July  1954  and  to  set  these  events  beside  the 
provisions  of  the  Geneva  accords.  I  shall,  of 
course,  discuss  what  the  Government  of 
South  Viet-Nam  and  the  Government  of  the 
United  States  did  after  July  1954.  But  be- 
cause their  actions  were  in  the  nature  of  a 
response  to  events  directed  from  Hanoi,  it 
seems  most  logical  to  examine  first  what  the 
other  side  was  doing. 

Despite  the  obligation  of  regroupment  in 
the  cease-fire  agreement,  some  effective  Com- 
munist guerrilla  units  continued  to  operate  in 
areas  of  South  Viet-Nam  where  they  had 
been  during  the  hostilities  with  France. 
Large  numbers  of  the  southern  Viet  Minh 
troops  who  were  withdrawn  north  of  the 
demarcation  line  were  retained  by  Hanoi  in 
military  or  security  units;  others  received 
further  training  in  guerrilla  warfare. 

The  North  Vietnamese  regime  began  to 
infiltrate  these  ethnic  Southerners  into  South 
Viet-Nam  as  early  as  1957.  Up  to  the  conclud- 
ing months  of  1964,  approximately  40,000 
infiltrators  moved  south,  to  join  the  guerrillas 
already  there  who  had  been  supported  with 
arms  and  supplies  by  Hanoi  since  1956.  Once 
in  South  Viet-Nam.  the  infiltrators  were  as- 


56 


DEPARTMENT  OF  STATE  BULLETIN 


signed  to  existing  combat  units  or  used  to 
form  new  units,  frequently  in  their  original 
home  provinces.  All  of  this  activity — the 
training,  the  equipping,  the  transporting,  the 
assigning — was  directed  from  Hanoi.  It  did 
not  just  happen  within  South  Viet-Nam. 

As  the  infiltration  from  the  North  con- 
tinued, Hanoi  began  to  exhaust  its  supply  of 
ethnic  Southerners  who  could  be  sent  into  the 
South  for  guerrilla  warfare.  Beginning  in 
late  1964,  the  infiltrating  units  consisted  es- 
sentially of  North  Vietnamese  soldiers  or- 
ganized in  regular  army  units.  Upward  of 
80,000  of  these  troops  have  infiltrated  from 
the  North  during  the  last  2  years.  The 
Northerners  have  frequently  entered  in  large 
units,  rather  than  in  small  groups,  and  have 
retained  their  military  organization.  After 
allowing  for  casualties  from  all  causes,  it  is 
estimated  that  there  are  today  about  45,000 
North  Vietnamese  army  regulars  in  South 
Viet-Nam.  This  represents  nearly  half  of  the 
main  force  of  Communist  combat  troops  in 
the  South — a  force  currently  estimated  at 
100,000.  Of  the  remaining  55,000,  many  are 
irregulars  who  earlier  infiltrated  from  the 
North;  almost  all  the  rest  have  been  re- 
cruited from  Communist-held  areas  in  the 
South — there  has  been  no  rallying  to  the 
Communist  cause  from  Government-held 
areas. 

Let  us  now  look  at  what  the  Communists 
have  been  doing  with  their  forces  in  South 
Viet-Nam  during  the  last  10  years.  They 
began  their  operations  with  terrorism  and 
assassination  aimed  at  local  government 
officials.  From  1957  to  1959  more  than  1,000 
civilians  were  assassinated  or  kidnaped  by 
Communist  guerrillas  in  the  South.  In  the 
ensuing  2  years  their  attacks  were  intensi- 
fied and  began  to  be  conducted  by  battalion- 
size  units  against  the  military  and  security 
forces  of  the  Government  in  the  South.  The 
level  of  military  activity  increased  progres- 
sively. 

With  the  arrival  of  regular  North  Viet- 
namese army  units,  beginning  in  the  conclud- 
ing months  of  1964,  sizable  military  engage- 
ments have  taken  place  almost  continuously 
in  many  different  parts  of  South  Viet-Nam. 


Unlike  Korea,  where  the  Communists 
launched  openly  an  invasion  in  broad  day- 
light across  an  international  demarcation 
line,  the  Communists  in  Viet-Nam  have  re- 
sorted to  covert  and  clandestine  tactics.  This 
is  the  strategy  of  what  Communist  ideology 
and  propaganda  call  the  "war  of  national 
liberation." 

On  the  basis  of  the  evidence  which  has 
been  accumulated  over  a  period  of  time,  it 
seems  beyond  dispute  that  from  the  begin- 
ning the  conflict  in  South  Viet-Nam  has  not 
been  simply  an  indigenous  rebellion.  Much  of 
the  military  manpower  came  from  the  North. 
So  also  with  weapons  and  supplies.  And,  per- 
haps most  important  of  all,  the  planning,  the 
direction,  the  orders,  have  come  from  Hanoi. 

International  Law  in  Relation 
to  the  Viet-Nam  Conflict 

How  does  one  apply  international  law  to 
this  kind  of  problem? 

It  is  necessary  to  begin  by  finding  out  what 
international  law  is.  We  have  a  fairly  clear 
idea  of  what  it  is  not.  It  is  not  a  framework 
of  government  such  as  our  own  and  other 
democratic  countries  have  at  home.  There  is 
no  international  legislature  to  make  the  rules 
of  the  game  for  all  to  accept  and  follow. 
There  is  no  system  of  courts.  There  is  no 
police  force. 

What  is  a  government  to  do  in  the  face  of 
so  imperfect  a  world,  in  the  face  of  so  chaotic 
a  scene,  such  as  that  created  by  large-scale 
violence  and  hostilities  in  Southeast  Asia? 
Some  have  suggested  that  it  is  best  to 
acknowledge  there  is  no  real  law  to  deal  with 
such  a  situation  of  conflict  and  that  the 
proper  course  is  to  proceed  with  whatever 
practical  actions  will  most  advance  the  mili- 
tary power,  the  security  position,  and  the 
general  interests  of  the  United  States.  I  won- 
der if  such  a  view  does  not  beg  an  important 
question.  Will  this  country's  security  be  en- 
hanced, will  its  interests  be  served,  without 
our  making  an  honest  and  determined  at- 
tempt to  develop  international  law  and  live 
by  it? 

We  may  feel  the  absence  today  of  a  law- 
giver   outside    national    governments,    who 


JANUARY  9,  1967 


57 


could,  to  our  comfort  and  security,  give  and 
enforce  law  among  the  nations.  That  absence 
does  not  relieve  us  of  moral  and  political 
obligations.  It  means  instead  that  govern- 
ments will  have  to  go  on  working  very  hard 
if  there  are  to  be  functioning  and  effective 
processes  and  institutions  of  world  law  in  the 
future. 

Let  us  remember,  too,  that  the  shape  of 
things  to  come  is  in  no  small  way  determined 
by  the  actions  of  great  powers.  This  is  an 
aspect  of  the  responsibility  that  the  United 
States,  along  with  other  countries,  bears  in 
the  modem  world.  I  have  no  doubt  myself 
that  the  road  of  pragmatism  and  the  road  of 
idealism  run  together  as  we  consider  the 
needs  and  the  possibilities  for  developing 
effective  world  law. 

International  Agreements 

1.  There  are  many  ways  of  making  law. 
One  powerful  means  of  lawmaking  available 
to  governments  is  to  join  in  making  interna- 
tional agreements  and  then  to  act  in  con- 
formity with  them. 

In  the  case  of  Viet-Nam  we  have  the 
Geneva  accords  as  a  starting  point  and  legal 
framework  for  dealing  with  the  situation. 
Although  the  United  States  did  not  sign  the 
accords,  from  the  beginning  it  undertook  to 
respect  them,  and  President  Eisenhower  said 
that  "any  renewal  of  Communist  aggression 
would  be  viewed  by  us  as  a  matter  of  grave 
concern."  * 

The  United  States  began  as  early  as  1954 
to  arrange  for  aid  to  South  Viet-Nam  to  pro- 
mote its  viability  and  development.  For 
nearly  7  years  United  States  forces  and  mate- 
rial in  the  South  stayed  within  the  limits  set 
by  the  Geneva  accords  for  external  military 
assistance,  despite  the  fact  that  North  Viet- 
Nam  had  been  violating  these  accords  from 
the  start  and  despite  the  gradual  escalation  of 
these  violations.  Not  until  late  1961  did  the 
number  of  United  States  military  personnel 
in  the  South  rise  above  900.  When  the  United 


■"  For  a  statement  made  by  President  Eisenhower 
on  July  21,  1954,  see  Bulletin  of  Aug.  2,  1954, 
p.  163. 


States  made  the  decision  to  exceed  the  limits 
laid  down  by  the  Geneva  accords,  it  was  on 
the  basis  of  a  principle  of  international  law 
similar  to  the  doctrine  of  fundamental  breach 
in  the  domestic  law  of  contracts.  North  Viet- 
Nam  had  violated  seriously  the  obligation  to 
prevent  the  northern  zone  from  being  "used 
for  the  resumption  of  hostilities  or  to  further 
an  aggressive  policy."  In  these  circum- 
stances. South  Viet-Nam  was  relieved  from 
the  obligation  to  comply  with  the  cease-fire 
agreement's  limitations  on  military  man- 
power and  materiel  when  the  South  needed 
additional  strength  for  its  own  defense 
against  aggression  from  the  North. 

Here  it  is  noteworthy  that  in  June  1962  the 
Indian  and  Canadian  members  of  the  Inter- 
national Control  Commission  found  it  pos- 
sible to  agree  as  follows  in  a  report: 

.  .  .  there  is  evidence  to  show  that  armed  and 
unarmed  personnel,  arms,  munitions  and  other  sup- 
plies have  been  sent  from  the  Zone  in  the  North 
to  the  Zone  in  the  South  with  the  object  of  support- 
ing, organizing  and  carrying  out  hostile  activities, 
including  armed  attacks,  directed  against  the  Armed 
Forces  and  Administration  of  the  Zone  in  the 
South.  .  .  . 

.  .  .  there  is  evidence  to  show  that  the  PAVN 
[People's  Army  of  Viet-Nam]  has  allowed  the 
Zone  in  the  North  to  be  used  for  inciting,  encourag- 
ing and  supporting  hostile  activities  in  the  Zone 
in  the  South,  aimed  at  the  overthrow  of  the  Ad- 
ministration in  the  South. 

The  Commission  also  cited  the  Republic  of 
Viet-Nam  for  its  activities  in  importing  mili- 
tary equipment  and  personnel  above  the 
limits  imposed  by  the  1954  Geneva  accords. 
However,  these  actions  were  taken  by  South 
Viet-Nam  as  part  of  its  effort  to  defend  itself 
against  aggression  and  subversion  from  the 
North.  And  at  no  time  did  South  Viet-Nam 
undertake  to  overrun  the  North  by  force. 

I  have  mentioned  this  report  of  the  Inter- 
national Control  Commission  because  it 
shows  that  the  international  machinery  set 
up  by  the  Geneva  accords  agreed  with  the 
legal  analysis  of  the  situation  made  by  the 
United  States,  when  that  machinery  was  able 
to  function.  But  for  most  of  the  last  dozen 
years,  it  has  been  unable  to  function  as  in- 
tended. 


58 


DEPARTMENT  OF  STATE  BULLETIN 


Government  Actions  and  Precedents 
They  Create 

2.  Another  way  in  which  international  law 
is  made  is  through  the  actions  of  govern- 
ments and  the  precedents  they  create.  If  a 
government  acts  consistently  with  a  series  of 
coherent  principles,  it  may  make  a  contribu- 
tion to  the  common  law  of  nations.  The 
United  States  Government  has  tried  to  do 
this  in  the  case  of  Viet-Nam,  both  with  re- 
spect to  situations  not  envisioned  by  the 
Geneva  accords  and  in  giving  practical  in- 
terpretations and  applications  to  the  general 
rules  laid  down  by  the  Charter  of  the  United 
Nations. 

Some  commentators,  in  talking  about  Viet- 
Nam,  have  set  up  three  categories  of  situa- 
tions for  their  legal  analysis  of  the  problem: 
The  first  is  the  category  of  wholly  indigenous 
rebellion.  The  second  category  is  one  in  which 
there  is  large-scale  intervention  from  outside 
short  of  armed  attack.  The  third  is  the  cate- 
gory of  armed  attack,  in  which  one  country 
employs  its  regular  miUtary  forces  to  gain 
control  of  another  country. 

The  evidence  does  not  allow  for  the  con- 
clusion that  the  war  in  Viet-Nam  was  ever 
a  simple  category-one  situation.  It  was  prob- 
ably, fpv  quite  some  period  of  time,  a  cate- 
gory-two situation.  By  the  end  of  1964, 
however,  it  had  become  very  clearly  a  cate- 
gory-three situation. 

Critics  of  United  States  Gk)vernment  policy 
have  argued  that,  if  there  was  North  Viet- 
namese intervention  in  the  South,  any  United 
States  assistance  to  South  Viet-Nam  that 
might  be  justified  would  have  to  be  confined 
geographically  to  South  Viet-Nam.  Even  if 
one  were  to  concede  that  such  a  rule  applies 
in  the  case  of  a  category-two  situation,  it  cer- 
tainly does  not  apply  to  a  case  of  armed 
attack.  Legitimate  defense  includes  military 
action  against  the  aggressor  wherever  such 
action  is  needed  to  halt  the  attack. 

During  the  decade  after  Geneva,  the 
United  States  did  confine  its  assistance  to 
South  Viet-Nam  to  military  personnel,  sup- 
plies, and  activities  in  the  South.  The  United 
States  took  no  action  against  the  source  of 


aggression  in  the  North.  Then,  in  late  1964, 
as  I  have  already  indicated.  North  Viet-Nam 
moved  into  a  new  phase  of  its  aggression  and 
began  dispatching  southward  whole  units  of 
its  regular  armed  forces.  The  tempo  of  the 
war  had  increased  by  early  1965,  and  addi- 
tional measures  of  defense  were  required. 

Infiltration — Current  Mode 
of  "Armed  Attack" 

3.  I  have  heard  and  read  arguments  by 
some  that  Viet-Nam  does  not  present  a  situa- 
tion of  "armed  attack"  because  invading 
armies  were  not  massed  at  a  border  and  did 
not  march  across  it  in  broad  daylight.  To  be 
sure,  that  is  the  way  armed  attacks  occurred 
in  1914,  at  the  beginning  of  World  War  II, 
and  even  in  Korea.  But  strategies  and  tactics 
have  changed.  The  current  mode  of  armed 
aggression  in  Viet-Nam  is  by  the  infiltration 
of  military  units  and  the  weapons  of  war 
under  cover  of  darkness,  through  jungle 
areas,  and  across  the  territory  of  a  neighbor- 
ing state — Laos. 

The  law,  if  it  is  to  be  a  living  and  working 
force,  must  concern  itself  with  the  substance 
and  the  reality  of  what  is  going  on.  The 
answer  to  a  question  of  law  cannot  properly 
turn  on  the  mere  form  or  appearance  that  a 
protagonist  may  give  to  its  action.  The  judg- 
ment whether  North  Viet-Nam  has  engaged 
in  "armed  attack"  against  the  South  cannot 
depend  on  the  form  or  appearance  of  its  con- 
duct. The  crucial  consideration  is  that  North 
Viet-Nam  has  marshaled  the  resources  of  the 
state  and  has  sent  instrumentalities  of  the 
state,  including  units  of  its  regular  armed 
forces,  into  South  Viet-Nam  to  achieve  state 
objectives  by  force — in  this  case  to  subject 
the  South  to  its  rule. 

Measures  of  Collective  Defense 

4.  United  States  and  South  Vietnamese 
airstrikes  and  other  military  actions  against 
North  Viet-Nam  have  been  based  on  the  legal 
proposition  that  they  are  measures  of  collec- 
tive defense  against  armed  attack  from  the 
North.  I  would  like  to  take  up  some  of  the 
arguments  that  have  been  made  against  this 
proposition.  First,  it  has  been  argued  that, 


JANUARY  9,  1967 


59 


while  the  United  States  says  South  Viet-Nam 
is  under  armed  attack,  no  international  body, 
such  as  the  United  Nations,  has  made  such  a 
finding-.  The  United  States  Government  re- 
grets that  neither  the  Security  Council  nor 
the  General  Assembly  of  the  United  Nations 
has  been  able  or  seen  fit  to  express  itself  on 
Viet^Nam.  But  ought  we  to  adopt  the  view 
that  if  the  United  Nations  makes  no  finding, 
there  is  therefore  no  armed  attack  and  the 
aggressor  must  accordingly  be  permitted  to 
pursue  his  ambitions  without  being  subjected 
to  effective  countermeasures? 

Certainly  the  United  Nations  Charter  does 
not  say  this.  Article  51  of  the  charter,  dealing 
with  armed  attack,  says  that  "the  inherent 
right  of  individual  or  collective  self-defense" 
may  be  exercised  "until  the  Security  Council 
has  taken  the  measures  necessary  to  main- 
tain international  peace  and  security."  Thus 
it  is  for  a  defender  to  claim  and  assert  that 
armed  attack  has  taken  place,  justifying 
measures  of  defense.  The  defender  does  not 
have  to  await  action  by  the  Security  Council. 
His  duty,  as  is  made  clear  by  the  remainder 
of  article  51,  is  to  report  to  the  Council.  Then 
the  Council  will,  in  the  end,  decide  what  has 
happened,  who  is  right,  and  what  measures 
must  be  taken. 

The  United  States  has  several  times  re- 
ported to  the  Council  in  the  last  2  years  on 
military  actions  in  Viet-Nam.  The  Council 
has  taken  no  action.  In  January  and  Febru- 
ary 1966  the  Council  elected  not  to  debate  the 
situation  in  Viet-Nam,  although  the  United 
States  had  once  again  raised  the  whole  ques- 
tion. In  September  of  this  year  Ambassador 
[Arthur  J.]  Goldberg  made  a  full  presenta- 
tion to  the  General  Assembly  on  Viet-Nam.^ 
The  subject  was  a  central  topic  in  the  month- 
long  general  debate  that  was  held  in  New 
York  during  October.  Again,  no  United  Na- 
tions action  was  taken. 

International  Lines  of  Demarcation 

5.  Another  argument  made  against  the 
United  States  legal  position  on  collective  self- 


'  Ibid.,  Oct.  10,  1966,  p.  518. 


defense  is  that  Viet-Nam  is  a  single  country 
and  that  the  regime  in  the  North  is  not 
legally  precluded  from  taking  steps,  includ- 
ing the  use  of  force,  to  unify  North  and 
South  Viet-Nam  under  a  single  Communist 
regime.  Any  such  argument  ignores  the  plain 
provisions  of  the  Geneva  accords  of  1954.  It 
also  suggests  a  view  of  international  law  that 
would  operate  to  undermine  peace  and  se- 
curity in  many  parts  of  the  world. 

The  Geneva  accords  are  very  clear  in  draw- 
ing a  demarcation  line  between  North  and 
South  Viet-Nam.  This  line  was  to  be  re- 
spected by  the  opposing  armed  forces,  includ- 
ing all  elements — regular  or  irregular — under 
their  control.  It  divided  Viet-Nam  into  two 
zones  which  would  be  administered  by  dif- 
ferent authorities.  The  line  was  set  by  an 
international  agreement  negotiated  at  a  con- 
ference in  Geneva  of  the  principal  powers 
concerned. 

The  fact  that  the  demarcation  line  was  not 
intended  as  a  permanent  boundary  surely  did 
not  give  either  side  license  to  disregard  it. 
The  very  purpose  of  the  line  was  to  end  hos- 
tilities and  separate  the  fighting  forces.  Mov- 
ing troops  from  one  zone  to  the  other  to 
engage  them  in  hostilities  was  clearly  in 
breach  of  the  international  agreement 
reached  at  Geneva  in  1954. 

It  was  also  true  in  the  Korea  of  1950  that 
the  38th  parallel  was  not  a  permanent  bound- 
ary but  instead  an  international  demarca- 
tion line  established  at  the  end  of  World  War 
II.  Like  the  line  in  Viet-Nam,  the  line  in 
Korea  was  not  intended  to  last;  it  was  hoped 
that  the  country  could  be  unified.  But  all  of 
this  made  the  North  Korean  invasion  of  that 
year  no  less  an  armed  attack  under  interna- 
tional law. 

The  importance  of  respecting  interna- 
tional lines  of  demarcation  is  evident  in 
Europe  also.  The  lines  of  demarcation  be- 
tween East  and  West  Germany  and  around 
West  Berlin  have  never  been  intended  as 
permanent  boundaries.  However,  they  are 
lines  of  great  importance,  and  any  moves  to 
disregard  them  would  have  the  gravest  con- 
sequences. 


60 


DEPARTMENT  OF  STATE  BULLETIN 


Question  of  "Free  Elections" 

6.  Still  another  argnment  has  been  ad- 
vanced by  some  to  justify  the  actions  of 
Hanoi.  It  runs  as  follows:  The  Geneva  ac- 
cords looked  forward  to  a  political  settlement 
as  the  result  of  which  Viet-Nam  would  be 
unified;  elections  were  to  be  held  in  the  sum- 
mer of  1956,  and  during  the  preceding  year 
consultations  were  to  be  held  between  the 
authorities  of  North  and  South  concerning 
the  elections;  South  Viet-Nam  declined  to 
take  part  in  consultations,  and  there  have 
been  no  elections;  hence,  North  Viet-Nam  had 
freedom  to  proceed  in  its  own  way  with  re- 
unification of  the  country. 

This  argument  has  no  merit.  The  elections 
referred  to  in  the  Geneva  accords  were  to  be 
"free  general  elections  by  secret  ballot."  Even 
the  North  Vietnamese  Defense  Minister  in 
effect  admitted  long  ago  that  such  elections 
would  have  been  impossible  in  North  Viet- 
Nam.  Speaking  at  the  10th  Congress  of  the 
North  Vietnamese  Communist  Party  Central 
Committee  in  October  1956  General  [Vo 
Nguyen]  Giap  said: 

We  have  made  too  many  deviations  and  executed 
too  many  honest  people.  We  attacked  on  too  large 
a  front  and  seeing  enemies  everywhere,  resorted 
to  terror,  which  became  far  too  widespread. 

Thus  it  cannot  properly  be  said  that  there 
was  any  breach  of  agreement  by  South  Viet- 
Nam  when  it  declined  to  proceed  toward  elec- 
tions that  could  not  possibly  have  been  mean- 
ingful. 

Defense  Measures  Proportional  to  Attack 

7.  Before  concluding  this  review  of  the 
United  States  legal  position,  I  would  like  to 
refer  to  the  principle  that  measures  of  de- 
fense must  be  proportional  to  the  attack.  The 
United  States  program  of  airstrikes  against 
North  Viet-Nam  has  been  designed  for  the 
purpose  of  interfering  with  transport  to  the 
South;  destroying  supplies  intended  for  ship- 
ment to  the  South;  in  short,  to  halt  the  con- 
tinuing aggression  by  North  Viet-Nam.  As 
Ambassador  Goldberg  said  2  months  ago: 

It  is  because  of  the  attempt  to  upset  by  violence 


JANUARY  9,  1967 


the  situation  in  Viet-Nam,  and  its  far-reaching 
implications  elsewhere,  that  the  United  States  and 
other  countries  have  responded  to  appeals  from 
South  Viet-Nam  for  military  assistance. 

Our  aims  in  giving  this  assistance  are  strictly 
limited. 

We  are  not  engaged  in  a  "holy  war"  against  com- 
munism. 

We  do  not  seek  to  establish  an  American  empire  or 
a  sphere  of  influence  in  Asia. 

We  seek  no  permanent  military  bases,  no  per- 
manent establishment  of  troops,  no  permanent  al- 
liances, no  permanent  American  presence  of  any 
kind  in  South  Viet-Nam. 

We  do  not  seek  to  impose  a  policy  of  alinement 
on  South  Viet-Nam. 

We  do  not  seek  to  overthrow  the  Government  of 
North  Viet-Nam. 

We  do  not  seek  to  do  any  injury  to  mainland 
China  nor  to  threaten  any  of  its  legitimate  interests. 

We  do  not  ask  of  North  Viet-Nam  an  uncondi- 
tional surrender  or  indeed  the  surrender  of  anything 
that  belongs  to  it. 

Efforts  To  Find  a  Peaceful  Settlement 

I  have  been  setting  forth  reasons  in  sup- 
port of  United  States  military  actions  against 
North  Viet-Nam.  Justification  for  these  ac- 
tions in  no  way  displaces  a  continuing  obliga- 
tion we  have  under  the  United  Nations 
Charter  to  seek  a  peaceful  settlement.  It  has 
long  been  said  that  nations  must  try  to  settle 
their  disputes  by  peaceful  means  before  any 
resort  to  force.  But  it  is  no  less  true  that  the 
participants  in  armed  conflict  are  bound  to  go 
on  seeking  a  settlement  by  peaceful  means 
even  while  hostilities  are  in  progress. 

Particularly  in  the  last  2  years,  the  United 
States  has  made  major  efforts  to  negotiate  an 
end  to  the  war  in  Viet-Nam.  In  April  1965 
President  Johnson,  in  response  to  the  appeal 
of  17  nonalined  countries,  offered  to  com- 
mence negotiations  without  precondition.* 
This  was  not  acceptable  to  Hanoi.  A  year  ago 
the  United  States  conducted  a  concentrated 
peace  offensive  for  over  5  weeks.  Again  there 
was  no  affirmative  answer  from  the  other 
side. 

At  the  General  Assembly  this  fall,  Ambas- 


'  For  text  of  President  Johnson's  address  at  Johns 
Hopkins  University,  Baltimore,  Md.,  see  ibid.,  Apr. 
26,  1965,  p.  606. 


61 


sador  Goldberg  summed  up  our  aims  in  the 
following  way: 

We  want  a  political  solution,  not  a  military  solu- 
tion, to  this  conflict.  By  the  same  token,  we  reject 
the  idea  that  North  Viet-Nam  has  the  right  to  im- 
pose a  military  solution. 

We  seek  to  assure  for  the  people  of  South  Viet- 
Nam  the  same  right  of  self-determination — to  decide 
its  own  political  destiny,  free  of  force — that  the 
United  Nations  Charter  affirms  for  all. 

And  we  believe  that  reunification  of  Viet-Nam 
should  be  decided  upon  through  a  free  choice  by  the 
peoples  of  both  the  North  and  the  South  without 
outside  interference,  the  results  of  which  choice  we 
are  fully  prepared  to  support. 

.  .  .  We  are  prepared  to  order  a  cessation  of  all 
bombing  of  North  Viet-Nam  the  moment  we  are 
assured,  privately  or  otherwise,  that  this  step  will  be 
answered  promptly  by  a  corresponding  and  appro- 
priate deescalation  on  the  other  side. 

Prospects  Into  the  Future 

It  is  not  given  to  us  to  foresee  in  what  way 
the  Viet-Nam  war  will  end.  It  is  possible  that 
the  protagonists  will  meet  at  the  conference 
table  and  settle  the  conflict  by  negotiation. 
The  United  States  will  continue  to  press  its 
efforts  toward  peaceful  settlement. 

It  is  also  possible  that,  over  time,  North 
Viet-Nam  will  gradually  reduce  and  ulti- 
mately cease  its  intervention  in  the  South, 
having  found  that  force  does  not  pay  and  that 
the  relationships  between  North  and  South 
must  be  worked  out  on  the  levels  of  economic 
intercourse  and  political  accommodation. 

Other  possibilities  have  been  urged  by 
some:  for  example,  outright  withdrawal  of 
United  States  forces  from  Viet-Nam  or  with- 
drawal of  those  forces  to  a  few  coastal  bases. 
I  cannot  see  that  any  such  ending  to  the  war 
in  Viet-Nam  would  be  acceptable  from  the 
point  of  view  of  the  world  community  interest 
in  peace  and  justice  among  nations.  Such  an 
ending  would  gravely  impair  the  effectiveness 
of  the  international  law  that  we  have  today. 

For  one  thing,  withdrawal  and  abandon- 
ment of  South  Viet-Nam  would  be  to  sacrifice 
the  Geneva  accords  and  advertise  for  all  to 
see  that  an  international  agreement  can  with 
impunity  be  treated  by  an  aggressor  as  a 
mere  scrap  of  paper.  Moreover,  withdrawal 


and  abandonment  of  South  Viet-Nam  would 
undermine  the  faith  of  other  countries  in 
United  States  defense  treaty  commitments 
and  would  encourage  would-be  aggressors  to 
suppose  they  could  successfully  and  even 
freely  impose  on  their  weaker  neighbors  by 
force. 

In  less  than  2  months  after  the  1954 
Geneva  conference  on  Indochina,  the  United 
States  and  other  Pacific  countries  signed  the 
Southeast  Asia  Collective  Defense  Treaty.  By 
a  unanimously  agreed  protocol,  that  treaty 
covers  South  Viet-Nam.  The  parties  to  the 
treaty  have  engaged  jointly  and  severally  to 
"act  to  meet  the  common  danger"  if  there  is 
"aggression  by  means  of  armed  attack" 
against  any  of  the  parties  or  any  protocol 
state.  To  disengage  from  this  commitment 
could  have  no  other  effect  than  to  undermine 
the  assurance  of  all  concerned  that  the  United 
States  will  live  up  to  its  commitments.  Politi- 
cal and  military  stability  will  not  be  achieved 
but  could  instead  be  destroyed  by  a  policy  of 
making  agreements  and  then  not  carrying 
them  out. 

We  have  seen  in  Europe,  during  the  two 
decades  since  World  War  II,  the  success  of  a 
policy  of  insisting  that  the  integrity  of  inter- 
national settlements  not  be  upset  by  force. 
The  strengthening  of  Western  Europe 
through  the  Marshall  Plan  and  the  North  At- 
lantic Treaty  put  an  effective  curb  on  Soviet 
expansionism.  We  have  seen  a  favorable  de- 
velopment in  the  increased  maturity  of  Soviet 
conduct  toward  the  rest  of  the  world.  With  a 
growing  stake  in  preserving  and  developing 
what  has  already  been  achieved  at  home,  the 
Soviet  Government  plainly  pursues  a  very 
different  course  from  that  of  the  younger  and 
still  more  violent  revolution  in  China. 

It  is  an  important  part  of  the  task  of  build- 
ing a  more  secure  and  just  world  to  weight 
the  balances  of  other  governments'  processes 
of  calculation,  so  far  as  we  are  able,  in  the 
direction  of  discussion  and  reason  and  away 
from  violence  and  force.  This  is  part  of  the 
meaning  of  the  Viet-Nam  war  today.  The  use 
of  external  force  to  gain  political  ends  must 
not  turn  out  to  be  profitable. 


62 


DEPARTMENT  OF  STATE  BULLETIN 


The  course  of  history  shows  that  the 
temptation  to  prey  upon  weaker  nations  has 
often  been  too  strong.  In  1910  William  James 
foresaw:  "The  war  against  war  is  going  to 
be  no  holiday  excursion  or  camping  party." 
He  emphasized  the  vast  difficulty  involved  in 
abolishing  war.  "Extravagant  ambitions,"  he 
wrote,  "will  have  to  be  replaced  by  reasonable 
claims,  and  nations  must  make  common  cause 
against  them." 

This  process  of  making  common  cause  goes 
on  even  in  the  troubled  world  of  1966.  For 
all  the  disappointments,  shortcomings,  and 
sometimes  retrograde  motion,  the  institution 
of  the  United  Nations  has  recorded  progress 
in  the  long  world  campaign  for  peace  with 
justice.  The  processes  and  machinery  of 
world  organization  will  have  to  be  strength- 
ened and  developed.  Governments  will  have 
to  learn  and  act  upon  the  conviction  that 
change  is  necessary  to  justice  but  that  it  must 
be  ordered  and  peaceful  change,  without  vio- 
lence. 

James'  essay  from  which  I  quoted  was  di- 
rected to  finding  a  "moral  equivalent  of  war" 
— a  constructive  activity  that  could  take  over 
war's  historic  function  of  offering  challenge 
to  man's  ambitions  and  binding  peoples  to- 
gether against  a  common  foe.  If  it  is  chal- 
lenge we  need,  the  world  scene  is  abundant. 
There  are  no  apparent  limits  to  the  resources 
and  energies  that  nations  could  put  into  the 
exploration  of  space  or  into  the  improvement 
of  man's  condition  on  earth.  The  pressure  of 
exploding  population  on  food  resources  in  the 
world  is  as  threatening  as  any  invasion  from 
outer  space  could  be. 

The  world  still  has  time  in  which  to  adjust 
and  redirect  man's  activities  toward  survival 
and  growth.  Will  we  not  have  the  wit  and  the 
will  to  make  this  effort?  It  seems  a  necessity 
in  this  time  when,  as  President  Kennedy  said: 
"man  holds  in  his  mortal  hands  the  power  to 
abolish  all  forms  of  human  poverty  and  all 
forms  of  human  life."  '' 


U.S.  Asks  U.N.  Secretary-General 
for  Help  in  Seeking  Peace 

Following  is  the  text  of  a  letter  delivered 
to  U.N.  Secretary-General  U  Thant  by 
Arthur  J.  Goldberg,  U.S.  Representative  to 
the  United  Nations,  on  December  19. 

U.S. /U.N.    press    release    B03B 

December  19, 1966 
My  dear  Mr.  Secretary  General:  Two 
world  leaders  who  command  the  respect  of 
the  entire  international  community  have  re- 
cently voiced  the  desire  for  a  cease-fire  in 
Vietnam.  On  December  8,  Pope  Paul  VI 
noted  the  temporary  Christmas  truce  ar- 
ranged in  Vietnam  and  beseeched  all  con- 
cerned to  transform  this  temporary  truce 
into  a  cessation  of  hostilities  which  would 
become  the  occasion  for  sincere  negotiations. 
And  you,  Mr.  Secretary  General,  expressed 
the  sincere  hope  on  the  same  day  that  the 
parties  directly  concerned  would  heed  the 
Pope's  appeal. 

In  the  fourteen  points  my  Government  has 
put  forward  as  elements  of  a  peaceful  set- 
tlement in  Vietnam,  you  will  recall,  the 
United  States  has  explicitly  stated:  ^  A  cessa- 
tion of  hostilities  could  be  the  first  order  of 
business  at  a  conference  or  could  be  the  sub- 
ject of  preliminary  discussions.  I  herewith 
reaffirm  our  commitment  to  that  proposal — 
a  proix)sal  which  is  in  keeping  with  the  ap- 
peal of  the  Pope  as  endorsed  by  you.  Our 
objective  remains  the  end  of  all  fighting,  of 
all  hostilities  and  of  all  violence  in  Vietnam 
— and  an  honorable  and  lasting  settlement 
there,  for  which,  as  we  have  repeatedly  said, 
the  Geneva  Agreements  of  1954  and  1962 
would  be  a  satisfactory  basis. 

President  Johnson  has  time  and  again 
stressed  his  desire  for  a  peaceful  settlement 
of  the  Vietnam  conflict.  Other  United  States 
leaders  have  spoken  in  a  similar  vein.  In 
speaking  before  the  General  Assembly  on  be- 
half of  my  Government  on  September  22,^ 


'  For  text  of  President  Kennedy's  inaugural  ad- 
dress, see  ibid.,  Feb.  6,  1961,  p.  175. 


•  For  text,  see  Bulletin  of  Feb.  14,  1966,  p.  225. 
*Ibid.,  Oct.  10,  1966,  p.  518. 


JANUARY  9,  1967 


63 


I  noted  there  are  differences  between  our 
aims  as  to  the  basis  for  such  a  settlement 
and  the  stated  position  of  North  Vietnam. 
I  went  on  to  say  that:  ".  .  .  no  differences 
can  be  resolved  without  contact,  discussion 
or  negotiations."  This  holds  equally  true  with 
regard  to  arrangements  for  a  mutual  cessa- 
tion of  hostilities. 

We  turn  to  you,  therefore,  with  the  hope 
and  the  request  that  you  will  take  whatever 
steps  you  consider  necessary  to  bring  about 


the  necessary  discussions  which  could  lead 
to  such  a  cease-fire.  I  can  assure  you  that  the 
Government  of  the  United  States  will  co- 
operate fully  with  you  in  getting  such  dis- 
cussions started  promptly  and  in  bringing 
them  to  a  successful  completion. 

I  request  that  this  letter  be  circulated  as 
an  official  document  of  the  Security  Ck)uncil. 
Sincerely  yours, 

Arthur  J.  Goldberg 


Institutions  for  Order 


by  Joseph  J.  Sisco 

Assistant  Secretary  for  International  Organization  Affairs  ^ 


I  am  happy  to  be  with  you  tonight  because 
of  my  admiration  for  the  Joint  Distribution 
Committee.  For  over  50  years  your  organiza- 
tion has  been  dedicated  to  the  advancement 
of  human  welfare.  You  have  practiced  the 
highest  kind  of  humanitarianism  in  a  coldly 
practical  and  realistic  world. 

You  have  brought  hope  and  assistance  and 
security  to  millions  of  persecuted  and  under- 
privileged members  of  the  Jewish  faith 
wherever  you  could  reach  them.  When  neces- 
sary, you  have  moved  them  to  safe  havens 
where  they  could  once  again  take  up  a  nor- 
mal existence  as  parts  of  larger  communities. 
You  have  done  this  through  a  nongovern- 
mental effort  which  has  won  the  applause  of 
men  of  good  will  everywhere  and  which  has 
served  as  an  example  for  the  welfare  work 
of  many  other  groups  and  denominations. 

I  would  like  to  suggest  that  this  type  of 
practical  idealism  is  needed  not  only  in  the 


'  Address  made  before  the  American  Jewish  Joint 
Distribution  Committee  at  New  York,  N.Y.,  on  Dec. 
7  (TJ.S./U.N.  press  release  5006). 


field  of  human  welfare,  narrowly  defined,  but 
throughout  the  entire  range  of  international 
relations.  As  man  gains  greater  power  not 
only  to  alter  his  environment  but  to  destroy 
his  fellow  man,  it  becomes  plainer  than  ever 
that  the  world  needs  at  least  minimum 
ground  rules  of  good  conduct.  In  the  past, 
when  the  destructive  capabilities  of  men  and 
nations  were  smaller,  our  level  of  tolerance 
for  antisocial  behavior  in  international  af- 
fairs was  a  good  deal  greater  than  it  is  today. 
We  could  afford  a  certain  measure  of  irre- 
sponsibility. But  the  inexorable  advances  of 
science  and  technology,  with  their  enormous 
destructive  potential,  have  changed  all  that 
for  good. 

Nor  is  the  power  of  the  atom  the  only 
dangerous  new  force  confronting  our  genera- 
tion. All  governments  today,  whatever  their 
ideology,  are  affected  not  only  by  the  nuclear 
threat  but  by  the  development  of  the  race  be- 
tween population  growth  and  the  food  sup- 
ply and  by  explosive  political,  racial,  eco- 
nomic, and  social  problems.  The  solutions  to 
these  problems  are  on  the  agenda  of  man- 


64 


DEPARTMENT  OF  STATE  BULLETIN 


kind  not  for  just  a  year  or  two  but  for  a 
generation  to  come. 

But  I  believe  our  greatest  problem  is  none 
of  these.  There  may  be  keys  that  will  unlock 
all  these  doors,  but  what  we  need  still  more 
is  a  master  key  which  can  open  them  all.  I 
submit  that  this  key  is  a  set  of  institutions, 
of  procedures,  of  habits  of  cooperation 
among  nations,  strong  enough  to  contain  any 
technical  or  political  or  economic  or  popula- 
tion problem  and  move  us  toward  a  solution. 
The  building  of  such  institutions  and  habits 
of  cooperation  among  nations  is,  I  truly  be- 
lieve, the  assignment  of  the  century. 

The  nation-state  has  afforded  us  protection 
in  the  past  and  has  enabled  us  to  make  im- 
mense material  progress,  but  it  is  increas- 
ingly clear  that  it  alone  cannot  do  so  in  the 
future.  No  matter  how  strong,  how  vast,  how 
wealthy,  how  populous,  a  country  may  be,  it 
no  longer  lays  claim  to  any  absolute  security. 
It  must  look  to  alliances  and  regional  associ- 
ations; and,  beyond  even  these,  it  must  look 
to  some  overarching  entity  embracing  every 
peace-loving  state. 

The  United  Nations  is  that  entity.  Fragile 
as  it  is,  the  U.N.  is  the  principal  guardian  of 
the  general  interest  of  man  that  we  have.  It 
was  created  to  bring  that  interest  to  bear  on 
the  great  problems  of  our  time.  As  guardian 
of  the  general  interest,  the  United  Nations 
functions  as  the  keeper  of  the  world's 
conscience. 

The  U.N.  "Peace  Machine" 

On  what  principles  can  this  machinery  be 
constructed  ?  One  answer  is  to  be  found  in  the 
preamble  and  the  statement  of  purposes  and 
principles  contained  in  articles  1  and  2  of  the 
United  Nations  Charter.  These  famous  words 
call  on  the  nations  to  maintain  international 
peace  and  security  by  preventing  aggression 
and  other  breaches  of  the  peace;  to 
strengthen  the  rule  of  law  in  the  world;  to 
promote  the  self-determination  of  peoples, 
the  realization  of  human  rights,  and  economic 
and  social  progress  for  people  everywhere. 
They  state  the  determination  of  the  peoples 
of  the  world  "to  practice  tolerance" — and 


what  a  tremendous  idea  is  expressed  in  that 
one  word  "tolerance" —  and  to  "live  together 
in  peace  with  one  another  as  good  neigh- 
bors." 

If  all  the  world  were  to  live  by  these  rules 
our  troubles  would  be  largely  over.  But  the 
framers  of  the  charter  had  much  too  good  a 
grip  on  reality  to  expect  that.  They  knew  that 
international  conflicts  would  still  occur.  They 
knew,  too,  that  these  conflicts  do  not  always 
arise  out  of  a  simple  confrontation  between 
the  angels  who  are  right  and  the  devils  who 
are  wrong.  Much  more  often,  the  problem  is 
less  one  of  right  against  wrong  than  of  "my 
right"  against  "your  right."  The  problem 
then  is  to  find  some  reasonable  settlement 
which  will  give  at  least  minimal  satisfaction 
to  the  equitable  claims  of  each  party.  And  a 
great  deal  of  the  work  of  the  U.N.  involves 
exactly  that  kind  of  search  for  mutually  ac- 
ceptable arrangements — not  satisfactory  to 
any  party  but  bearable  by  all. 

I  will  tell  you  frankly  that  the  U.N.'s 
efforts  to  fulfill  even  this  more  realistic  aim 
have  been  only  moderately  successful.  There 
have  been  successes  and  failures,  and  there 
will  be  in  the  future. 

This  is  because  the  U.N.  is  after  all  no 
more  than  the  totality  of  its  member  states 
acting  individually.  Each  of  these  members 
is  likely  to  be  an  interested  party  in  many 
of  the  problems  at  issue. 

But  however  imperfect  the  record  may  be, 
the  fact  is  that  the  machinery  itself,  the 
United  Nations  as  an  institution,  is  still  run- 
ning. It  is  in  use  for  the  purpose  for  which 
it  was  created:  as  the  charter  itself  puts  it, 
"to  be  a  center  for  harmonizing  the  actions 
of  nations"  in  pursuit  of  their  common  aims 
of  peace  and  progress.  When  we  consider  the 
depth  of  international  discord  in  the  world, 
it  is  little  wonder  that  the  machine  shows 
signs  of  strain  and  wear  and  tear ! 

But  don't  be  fooled.  History  is  not  made  in 
neat  and  tidy  places  but  in  the  heat  and  dust 
of  conflict.  This  worn  and  battered  "peace 
machine"  on  the  East  River  is,  I  submit,  the 
most  original  creation  of  man  in  our  century. 
It  must  be  made  to  work  effectively,  because 


JANUARY  9,  1967 


65 


with  modern  arms  we  will  not  have  the 
chance  ag'ain  to  learn  the  lessons  of  World 
War  II. 

Fundamental  Settlements  Take  Time 

And  to  balance  its  failures,  the  U.N.  has 
compiled  a  record  of  successes  which  provide 
proof  that  it  is  an  effective  institution:  again 
and  again  it  has  damped  down  brush-fire 
disputes  that  could  have  led  to  a  world  con- 
flagration. The  case  of  Korea  was  the  U.N.'s 
greatest  confrontation  with  aggressors,  but  it 
is  only  one  item  on  the  list.  In  a  broad  arc 
extending  from  New  Guinea  to  the  Congo, 
U.N.  missions  have  helped  to  prevent  fighting 
or  to  bring  it  to  an  end  where  it  has  started. 
In  Kashmir,  the  U.N.  stabilized  a  danger- 
ously fragile  demarcation  line  for  17  years 
and  restabilized  it  after  the  new  outbreak  of 
1965.  In  the  Congo,  the  U.N.  prevented  total 
anarchy  in  a  new  nation  and  creation  of  a 
chaotic  vacuum  which  could  have  brought 
great-power  rivalry  into  the  heart  of  Africa. 
In  the  Middle  East  and  in  Cyprus,  U.N.  blue 
helmets  stand  guard  to  this  day  over  political 
quarrels  which  remain  dangerously  explosive. 

Unfortunately,  this  kind  of  peacekeeping 
after  the  fact  has  been  more  effective  than 
the  U.N.'s  attempts  to  settle  disputes  before 
they  reach  the  stage  of  violence. 

This  is  a  pity,  but  it  is  a  fact,  a  fact  which 
is  easily  explained.  People  are  not  too  well 
endowed  with  foresight.  They  will  do  a  lot 
of  drastic  things  in  the  heat  of  crisis.  They 
will  act  heroically  when  the  building  catches 
on  fire,  but  you  can't  get  them  to  clean  out  all 
those  oily  rags  in  the  basement.  The  problems 
of  peacemaking  are  very  much  the  same. 

It  is  far  harder  to  persuade  the  parties  to 
negotiate  out  differences  through  mutual  ad- 
justment of  passionately  maintained  claims 
and  views,  and  equally  hard  to  induce  antago- 
nists to  accept  impartial  outside  judgment. 
Even  where  U.N.  peace  forces  patrol  today — 
in  Cyprus,  in  Kashmir,  and  along  the  borders 
of  Israel — the  embers  of  war  are  still  alive; 
and  the  U.N.  is  still  unable  to  extinguish  the 
embers  by  producing  fundamental  solutions. 

We  have  little  basis  for  believing  that  this 
situation  will  soon  be  changed  in  any  very 


substantial  way.  The  opportunities  for  peace- 
ful settlement  will  remain  open;  the  varied 
machinery  the  U.N.  has  at  its  disposal  to  set- 
tle disputes  will  continue  to  be  available; 
but  breakthroughs  to  fundamental  settle- 
ments will  be  rare  and  hard  to  come  by. 
Many  governments — not  only  the  United 
States — work  hard,  but  this  will  take  time. 

Meanwhile,  we  can  perhaps  do  something 
to  improve  the  peacekeeping  process  itself. 
On  the  "hottest"  U.N.-guarded  frontier,  for 
example,  the  frontier  around  Israel,  there  is 
an  urgent  need  for  better  security  conditions. 
The  violence  of  recent  days  is  deplorable; 
violence  tends  to  breed  more  violence. 

The  states  concerned  can  themselves 
satisfy  some  of  the  need  for  greater  security 
through  better  border  controls  and  through 
the  internal  control  of  raiding  parties.  These 
states  can  also,  and  indeed  should,  recognize 
that  in  their  own  interest  they  should  aid  and 
not  hamper  the  work  of  U.N.  observers;  they 
should  permit  the  access  and  provide  the  fa- 
cilities which  observers  may  reasonably  re- 
quest. Only  in  this  way  can  the  most  accurate 
summary  of  events  be  reported  to  the  U.N., 
and  only  thus  can  the  responsibility  for  what 
has  happened  be  most  clearly  fixed.  For  this 
reason  the  United  States  welcomes  and  sup- 
ports the  Secretary-General's  recent  recom- 
mendation to  strengthen  the  U.N.  Truce 
Supervision  Organization. 

standards  To  Protect  Individual  Rights 

While  the  organization  continues  to  be 
deeply  concerned  with  maintaining  the  peace, 
its  members  have  increasingly  come  to  re- 
gard certain  other  aspects  of  the  U.N.'s  work 
as  of  equal  importance. 

The  "new  look"  at  the  United  Nations 
gives  ever  greater  prominence  to  those  mat- 
ters which  weigh  most  heavily  on  the  minds 
of  the  great  nonwhite  majority  of  nations 
and  populations  now  represented  in  the  orga- 
nization. Problems  of  human  rights  are  very 
much  in  the  forefront,  particularly  those  that 
involve  race  discrimination.  The  manifold 
problems  of  self-determination  and  economic 
and  social  development  are  also  high  on  the 
agenda. 


im 


DEPARTMENT  OF  STATE  BULLETIN 


Let  me  say  a  word  about  human  rights.  To 
a  degree  never  before  achieved,  the  idea  that 
a  state  can  do  as  it  pleases  with  its  own  na- 
tionals or  with  other  individuals  within  its 
territory  is  steadily  losing  ground.  In  con- 
trast with  the  pre-World  War  II  period,  more 
and  more  countries  are  recognizing  that  the 
international  community  of  the  United  Na- 
tions has  an  interest  in  establishing  and 
maintaining  standards  to  protect  individual 
rights^ — that  this,  too,  is  one  of  the  ingredi- 
ents of  peace. 

Beginning  with  the  Universal  Declaration 
of  Human  Rights  in  1948,  we  have  seen  a 
steady  flow  of  declarations  and  conventions 
designed  to  induce  states — which  alone  can 
take  such  action — to  protect  the  rights  of  in- 
dividuals. Piece  by  piece,  the  U.N.  is  con- 
structing a  code  of  desirable  international 
conduct  in  the  human  rights  area.  The  range 

*"  it  covers  is  extremely  wide,  as  it  must  be  if 
it  is  to  bridge  the  gap  that  separates  ad- 
vanced from  primitive  societies  and  free  from 
controlled  social  systems.  U.N.  standards 
cover:  the  prevention  of  slavery  and  forced 
labor;  the  political  rights  of  women;  general 
civil  and  political  and  economic,  social,  and 
cultural  rights;  discrimination  in  education; 
and  discrimination  on  grounds  of  race  and 
religion.  These  standards  are  accepted  by 
many  governments,  but  there  is  still  a  long, 
long  way  to  go. 

For  various  reasons,  not  all  states  will 

i     ratify  those  U.N.  human  rights  documents 

,  which  take  treaty  form.  In  our  own  case,  for 
example,  where  the  observance  of  individual 
rights  is  deeply  rooted  in  our  tradition,  some 
of  the  U.N.  standards  are  less  advanced  than 
our  own,  and  we  would  be  loath  to  risk  com- 
promising the  latter.  We  must,  and  do,  never- 

^:  theless,  encourage  others  to  improve  their 
standards  and  practices;  and  if  treaties 
worked  out  within  the  U.N.  are  a  useful  way 
for  doing  so,  the  United  States  will  continue 
to  cooperate. 

If  the  U.N.  is  to  fulfill  its  basic  purposes, 
our  attention  to  individual  rights  must  be 
matched  by  progress  toward  equality  and 
self-determination  for  whole  nations  and 
peoples. 
We  know  from  our  own  anticolonial  tradi- 


tion how  important  these  principles  are  for 
peoples  who  have  only  recently  gained  their 
independence  or  who  are  still  seeking  it.  For 
such  peoples,  the  United  Nations  is  a  source 
of  aid  and  protection.  U.N.  membership  is  a 
badge  of  equal  status  in  a  world  of  sovereign 
states. 

Thanks  in  large  part  to  the  U.N.,  over  50 
new  states  have  been  created  out  of  old 
colonial  territories  since  1945,  with  a  sur- 
prising lack  of  violent  opposition.  The  process 
proves  the  adage  that  nothing  is  more  power- 
ful than  an  idea  whose  time  has  come. 

This  process  still  continues.  The  Security 
Council  this  afternoon  recommended  the  ad- 
mission of  Barbados  to  U.N.  membership, 
and  the  General  Assembly  is  expected  to  vote 
Barbados  into  the  organization  as  its  122d 
member  by  the  end  of  the  week.^ 

The  few  remaining  pockets  of  resistance 
stand  out  as  glaring  exceptions  to  the  gen- 
eral trend.  Where  colonial  domination  is 
linked  with  race  discrimination,  the  incon- 
sistency is  even  more  evident  and  the  pres- 
sure from  those  who  have  already  gained 
their  freedom  is  the  most  impassioned. 

If  nothing  is  done  in  the  areas  where  race 
repression  is  sanctioned,  race  tensions  could 
erupt  into  violence  both  inside  and  outside 
today's  problem  areas.  It  might  then  prove 
impossible  to  forestall  a  downward  drift  into 
anarchy  and  totalitarian  dictatorship. 

This  is  a  problem  no  single  nation  can 
handle  alone.  We  are  already  confronted 
with  the  question  how  far  the  U.N.  should 
go,  and  how  far  we  as  its  strongest  member 
should  go,  to  bring  about  the  fulfillment  of 
U.N.  objectives. 

stubborn  Problems  of  Southern  Africa 

At  the  moment  this  question  is  centered 
on  Rhodesia.  This  week  Prime  Minister 
[Harold]  Wilson  made  a  dramatic  and  su- 
preme effort  to  reach  agreement  with  the 
illegal  regime  of  Ian  Smith  which  would  re- 
store constitutional  government  and  guaran- 
tee the  rights  of  the  African  majority.  That 
effort,    as    you    know,    collapsed    when    the 


'  For  background,  see  Bulletin  of  Jan.  2,  1967, 
p.  28. 


JANUARY  9,  1967 


67 


Rhodesian  leadership  refused  to  agree.  To- 
morrow the  United  Kingdom  will  be  asking 
the  Security  Council  to  consider  the  imposi- 
tion of  selective  mandatory  sanctions  against 
the  Rhodesian  regime.' 

The  United  Kingdom  is  now  being  pressed 
to  crush  the  rebellion  by  force  in  order  to 
end  white  domination.  The  African  states 
want  independence  for  Rhodesia,  and  they 
want  the  British  to  grant  it  only  when  the 
4  million  black  men  in  Rhodesia  are  guaran- 
teed the  enjoyment  of  their  rights.  They 
oppose  independence  on  any  other  terms. 

It  would  not  be  proper  for  me  to  antici- 
pate what  the  U.N.  Security  Council  may  de- 
cide to  do  in  this  situation.  But  it  is  note- 
worthy that  the  Council  a  year  ago  with  our 
full  support  called  for  voluntary  sanctions 
against  Rhodesia,  and  even  went  so  far  as  to 
authorize  a  British  blockade  of  oil  shipments 
by  sea  through  Portuguese  Mozambique.^ 
President  Johnson  has  long  since  pledged 
United  States  support  for  the  freedom  of  all 
the  people  of  Rhodesia,  "not  just  6  percent 
of  them."  5 

South  West  Africa  also  presents  an  urgent 
self-determination  question.  Last  October  the 
U.N.  General  Assembly  decided  that  South 
Africa  had  in  effect  forfeited  its  old  League 
of  Nations  mandate  to  administer  that  terri- 
tory, largely  because  South  Africa  main- 
tained its  apartheid  policy  there.^  The  Assem- 
bly is  now  seeking,  through  a  special 
committee  created  by  an  overwhelming  vote, 
to  induce  the  Government  of  South  Africa  to 
permit  the  establishment  of  an  international 
administration  designed  to  lead  South  West 
Africa  toward  self-determination. 

This  approach  to  a  solution  was  accepted 
in  the  Assembly  by  the  United  States  and  113 
other  countries — virtually  the  entire  interna- 
tional community.  Thus  we  know  what  we 
want  the  U.N.  to  do,  though  we  are  not  yet 
clear  on  how  it  can  be  done. 


'  See  p.  7.3. 

■*  For  background,  see  Bulletin  of  Dec.  6,  1965, 
p.  908,  and  May  2,  1966,  p.  713. 

"■Ibid.,  June  13,  1966,  p.  914. 

'  For  a  U.S.  statement  and  text  of  a  resolution, 
see  ihid.,  Dec.  5,  1966,  p.  870. 


The  Assembly's  approach  is  wisely  prag- 
matic in  this  new  and  difficult  situation.  Its 
committee  has  broad  latitude  to  recommend 
practical  means  by  which  South  West  Africa 
should  be  administered  for  the  desired  ends. 
When  that  committee  reports  next  spring, 
the  time  will  have  come  for  the  U.N.  to  con- 
sider what  more  can  be  done  to  move  this 
matter  toward  a  just  and  satisfactory  out- 
come. 

These  problems  of  southern  Africa  are 
tough  and  stubborn.  It  will  be  exceedingly 
difficult  to  induce  those  who  hold  power  in 
that  area  to  comply  with  U.N.  resolutions 
designed  to  bring  about  political  change. 
Some  of  the  U.N.'s  weapons,  such  as  moral 
suasion  and  the  power  of  world  opinion, 
have  already  been  employed  to  no  avail.  The 
alternatives  are  not  without  risks.  Voices 
will  be  heard  calling  for  broad  mandatory 
economic  sanctions,  for  the  necessary  steps 
to  make  those  sanctions  effective,  and  for  the 
use  of  force.  What  the  U.N.  must  determine 
is  the  degree  of  sacrifice  its  members  are 
willing  to  contemplate,  individually  and  col- 
lectively, in  order  to  achieve  reasonable  solu- 
tions. Discussions  of  the  use  of  economic  and 
military  pressure  by  the  U.N.  lead  us  into 
new  and  largely  uncharted  waters.  The  ques- 
tions which  are  raised  are  vital  for  the  future 
of  Africa,  for  the  future  of  the  U.N.,  and  per- 
haps ultimately  for  the  future  of  every  na- 
tion which  may  someday  stake  its  existence 
on  the  rule  of  law  in  the  world. 

In  this  talk  I  have  tried  to  give  you  a 
glimpse  of  a  few  of  the  tough  problems  with 
which  we  deal  in  the  United  Nations.  The 
U.N.  didn't  create  these  problems,  any  more 
than  a  hospital  creates  the  diseases  and  in- 
juries with  which  it  deals.  Quite  the  reverse 
is  true:  The  U.N.  was  created  to  cope  with 
just  such  difficulties  as  these. 

Some  jieople  used  to  suppose  that  the  U.N. 
was  intended  by  its  founders  to  do  away  with 
all  these  problems  overnight.  Any  such  ex- 
pectation was  certain  to  end  in  disillusion- 
ment. Whoever  truly  believes  in  human 
progress  must  expect  to  pay  the  price  in  slow 
and  frustrating  human  effort. 

The  troubles  of  our  age  are  many  and  pro- 


68 


DEPARTMENT  OF  STATE  BULLETIN 


found.  We  shall  conquer  some  of  them,  step 
by  step,  in  our  time;  others,  in  all  likelihood, 
will  still  be  around  for  our  children  and 
grandchildren  to  wrestle  with. 

But  if  these  jiroblems  are  not  to  overwhelm 
us,  the  nations  which  make  up  the  human 
family  must  have  the  means  to  cope  with 
them  together,  as  members  of  one  human 
family. 

The  means  exist  today  in  the  institutions 
of  international  order,  however  primitive 
they  may  be.  The  capstone  of  these  institu- 
tions is  the  United  Nations.  Let  us  use  it  for 
all  it  is  worth,  because  our  willingness  to  do 
so  may  well  spell  the  difference  between 
catastrophe  and  a  world  in  which  human 
freedom  is  possible. 


Mr.  Lilienthal  To  Head  U.S.  Team 
Studying  Vietnamese  Development 

The  White  House  announced  on  December 
16  that,  in  response  to  a  request  from  Prime 
Minister  [Nguyen  Cao]  Ky,  the  United 
States  Government  will  join  with  the  Gov- 
ernment of  Viet-Nam  in  sponsoring  a  joint 
planning  effort  on  the  long-run  development 
of  the  Vietnamese  economy. 

In  the  opinion  of  the  two  Governments  it 
is  time  now  to  prepare  for  the  problems  and 
jpportunities  of  peace. 

With  the  concurrence  of  the  Vietnamese 
overnment,  the  United  States  Government 
las  asked  Mr.  David  E.  Lilienthal  to  lead  a 
longoveiTimental  U.S.  study  and  planning 
;eam  which  will  report  to  the  two  Govern- 
nents.  Mr.  Lilienthal  has  agreed  to  put  to- 
gether a  team  drawn  from  his  Development 
md  Resources  Corporation  and  other  U.S. 
ources  with  broad  experience  in  develop- 
nental  planning.  It  will  operate  under  con- 
;ract  to  the  Agency  for  International  De- 
velopment. Mr.  Lilienthal's  experience  and 
ligh  qualifications  are  widely  known,  and  the 
i'resident  is  grateful  that  he  has  agreed  to 
mdertake  this  task. 

The  United  States  team  will  work  closely 
vith  a  counterpart  Vietnamese  development 
)lanning    team    led    by    Professor    Nguyen 


ANUARY  9,  1967 


Dang  Thuc  of  the  University  of  Saigon. 

The  Government  of  Viet-Nam  stressed  at 
the  Manila  Conference  i  its  plans  for  the 
building  of  an  expanded  postwar  economy, 
including  plans  for  the  conversion  of  mili- 
tary installations  when  appropriate. 

Eugene  Black,  after  his  recent  tour  of 
Southeast  Asia,  has  reported  to  the  Presi- 
dent that,  even  in  the  midst  of  war,  the 
foundations  of  future  economic  progress  are 
being  laid  in  Viet-Nam.  The  outlook  for  the 
Vietnamese  economy  once  peace  returns  is 
highly  favorable,  Mr.  Black  told  the  Presi- 
dent. 


U.S.  Businessmen  To  Visit  Korea 
for  Investment,  Trade  Studies 

The  White  House  announced  on  December 
15  that  George  W.  Ball,  former  Under  Sec- 
retary of  State,  mil  head  a  privately  orga- 
nized delegation  of  U.S.  businessmen  to 
Korea  during  the  week  of  March  20  to  stimu- 
late American  private  investment  and  to  pro- 
mote increased  U.S.-Korean  trade. 

The  mission  was  originally  proposed  dur- 
ing discussions  between  President  Johnson 
and  Korean  President  Chung  Hee  Park  in 
Seoul  early  in  November.  The  Presidents 
agreed  then  that  the  Korean  economy's  cur- 
rent progress  should  make  possible  a  sub- 
stantial expansion  of  U.S.  investment  in 
Korea  and  in  trade  between  the  two  nations.^ 

The  Korean  economy  has  grown  at  a  rate 
of  8  percent  per  year  in  the  last  3  years. 
During  the  same  period,  exports  have  tripled 
and  are  expected  to  reach  the  equivalent  of 
$250  million  in  1966. 

Delegation  members  will  be  selected  dur- 
ing the  next  month.  Each  will  be  a  leader 
in  his  industry  or  in  the  financial  community. 
It  is  planned  to  include  representatives  of 


'  For  texts  of  the  documents  issued  at  the  close  of 
the  Manila  Conference,  see  Bulletin  of  Nov.  14, 
1966,  p.  730. 

'  For  text  of  a  joint  statement  issued  at  Seoul, 
Korea,  on  Nov.  2  at  the  conclusion  of  President 
Johnson's  state  visit,  see  Bulletin  of  Nov.  21,  1966, 
p.  777. 


69 


large  and  small  industry,  banking,  and  trade 
from  major  business  centers  of  the  United 
States  who  will  be  interested  in  specific  areas 
of  industry  or  trade  in  Korea. 

Mr.  Ball,  presently  associated  with  the  in- 
vestment banking  firm  of  Lehman  Brothers, 
is  chairman  of  Lehman  International,  Ltd., 
and  counsel  to  the  law  firm  of  Cleary,  Gott- 
lieb, Steen  and  Hamilton. 

Tristan  E.  Beplat,  senior  vice  president  of 
Manufacturers  Hanover  Trust  and  president 
of  the  Korean-American  Commercial  and  In- 
dustrial Association  in  New  York,  has  agreed 
to  assist  Mr.  Ball. 


Mexican-U.S.  Trade  Committee 
Holds  Second  Meeting 

Joint  Communique 

Press   release   296    dated   December  21 

The  Joint  Mexican-United  States  Trade 
Committee  ^  held  its  second  annual  meeting 
from  December  15  to  17,  1966,  in  Mexico 
City  to  discuss  matters  concerning  United 
States-Mexican  trade.  The  Delegation  of 
Mexico  was  headed  by  Mr.  Placido  Garcia 
Reynoso,  Subsecretary  of  Industry  and  Com- 
merce, and  the  United  States  Delegation  by 
Mr.  Joseph  A.  Greenwald,  Deputy  Assistant 
Secretary  of  State  for  International  Trade 
Policy. 

This  joint  committee  is  a  continuing  forum 
created  by  the  two  governments  for  the 
regular  exchange  of  views  on  issues  involved 
in  trade  between  the  two  countries  and  to 
consider  recommendations  for  possible  ac- 
tions to  facilitate  trade  to  the  advantage  of 
both  nations.  The  meetings  of  the  committee 
have  been  characterized  by  frankness  and 
cordiality. 

The  committee  considered  general  trade 
trends  and  specific  commercial  problems  re- 
garding Mexican-U.S.  trade.  The  U.S.  Dele- 


'  For  background,  see  Bulletin  of  Nov.  8,  1965,  p. 
738. 


gation  welcomed  steps  that  had  been  taken 
by  the  Government  of  Mexico  in  the  interval 
between   the   first   and   second   meetings   to 
liberalize  and  improve  the  administration  of 
Mexican  import  controls. 

The  Delegation  of  Mexico  noted  with 
great  interest  steps  that  had  been  taken  by 
the  U.S.  Government  since  the  initial  meeting 
of  the  Committee  to  liberalize  access  to  the 
U.S.  market  for  certain  exports  from 
Mexico.  These  steps  included  elimination  by 
the  United  States  of  some  import  restrictions 
in  addition  to  certain  tariff  and  customs 
measures  of  benefit  to  Mexican  trade. 

The  hope  was  expressed  that  further  steps 
might  be  taken  by  the  governments  of  both 
countries  to  facilitate  the  mutual  trade, 
taking  into  consideration  the  difference  in  the 
levels  of  development  between  them  and  the 
necessity  for  Mexico  to  take  internal 
measures  to  stimulate  the  development  of  its 
economy. 

The  two  delegations  took  note  of  recent 
developments  in  the  GATT  [General  Agree- 
ment on  Tariffs  and  Trade],  especially  the 
formal  entry  into  force  of  the  new  part  IV 
on  trade  and  development,  in  which,  among 
other  things,  the  developed  countries  agreed 
not  to  require  full  reciprocity  from  less 
developed  countries  in  trade  negotiations. 

The  two  delegations  also  noted  the 
progress  of  the  Kennedy  Round  of  tariff 
negotiations.  The  U.S.  Delegation  pointed 
out  that  even  countries  not  members  of 
GATT  stand  to  receive  benefits  from  these 
negotiations  through  the  application  of  the 
most-favored-nation  rule. 

There  was  an  exchange  of  views  regarding 
the  Mexican  Government  program  of  indus- 
trialization and  related  measures  concerning 
the  domestic  ownership  of  enterprises  in 
certain  economic  areas. 

In  considering  concrete  cases,  the  Mexican 
delegation  pointed  out  certain  problems 
which  arise  from  U.S.  customs  duties  and 
which  hinder  the  sale  of  Mexican  products 
in  the  U.S.  market.  The  Mexican  delegation 
suggested  the  elimination  or  reduction  of 
such  duties. 


70 


DEPARTMENT  OF  STATE  BULLETIN 


The  U.S.  Delegation  mentioned  concrete 
cases  in  which  the  reduction  of  duties  and 
import  restrictions  would  permit  greater 
access  for  U.S.  products  to  the  Mexican 
market  and  explained  how  increased  imports 
of  these  products  might  benefit  the  Mexican 
economy  as  well  as  that  of  the  United 
States. 

A  special  aspect  of  the  meeting  was  a 
presentation  of  progress  achieved  by  Ambas- 
sador Harry  Turkel  and  Mr.  Agustin  Lopez 
Munguia,  who  were  appointed  by  the  Govern- 
ments of  the  United  States  and  Mexico 
respectively  to  study  problems  and  make 
recommendations  regarding  facilitating  trade 
in  the  U.S.-Mexico  border  areas. 

The  committee  also  discussed  a  U.S.  pro- 
posal for  a  bilateral  agreement  to  facilitate 
the  transit  of  the  U.S.-Mexican  border  by 
truck  carriers  as  a  means  of  improving  trade 
between  the  two  countries. 


President  Frei  of  Chile 
To  Visit  the  United  States 

Statement  by  President  Johnson 

White  House  press  release    (Austin,  Tex.)   dated  December  20 

I  have  invited  President  Eduardo  Frei  of 
Chile  to  make  an  official  visit  to  Washington 
on  February  1  and  2.  He  has  accepted,  and 
arrangements  are  being  worked  out. 

I  look  forward  to  this  visit  with  special 
interest.  During  the  past  2  years  President 
Frei  and  I  have  communicated  by  letter  on 
I  several  occasions.  The  visit  will  give  us  the 
■  opportunity  to  talk  further  about  issues  af- 
fecting our  respective  countries,  the  hemi- 
sphere, and  the  world.  I  am  particularly  in- 
terested in  learning  more  from  President 
Frei  about  the  achievements  of  his  great  ex- 
periment of  revolution  in  freedom.  Natu- 
rally, we  will  also  review  the  future  course 
of  the  Alliance  for  Progress  in  relation  to 
preparation  for  the  meeting  of  Presidents 
of  the  American  Republics. 


U.S.  Appoints  Observers 
for  Antarctic  Inspections 

The  Department  of  State  announced  on 
December  23  (press  release  299)  the  appoint- 
ment of  nine  Antarctic  observers,  replacing 
those  who  were  appointed  in  1963,  to  carry 
out  any  inspections  which  the  United  States, 
as  a  signatory  to  the  Antarctic  Treaty,  may 
decide  to  undertake  in  accord  with  provisions 
of  that  treaty. 

The  names  of  persons  appointed  as  ob- 
servers are:  Merton  E.  Davies,  Ernest  F. 
Dukes,  Richard  P.  Gingland,  Karl  W. 
Kenyon,  Cyril  Muromcew,  Carl  J.  Sinder- 
mann,  Frank  G.  Siscoe,  Malcolm  Toon,  and 
Arthur  I.  Wortzel.i 

The  Antarctic   Treaty  2  provides  that  in 
the  Antarctic  area  there  shall  be  freedom  of 
scientific  investigation  and  continued  inter- 
national cooperation  and  that  the  area  shall 
be  used  for  peaceful  purposes  only.  It  bans 
nuclear  explosions  and  the  disposal  of  atomic 
waste  in  Antarctica  pending  general  inter- 
national agreement  on  the  subject  (but  does 
not  prohibit  the  use  of  nuclear  reactors). 
While    implying    neither    renunciation    nor 
recognition  of  rights  or  asserted  claims,  it 
prohibits  for  the  duration  of  the  treaty  the 
making  of  new  claims,  the  enlarging  of  exist- 
ing  claims,    and    the    use    of    activities    in 
Antarctica  as  a  basis  for  asserting,  support- 
ing, or  denying  territorial  claims.  It  grants 
to  the  signatories  of  the  treaty  the  right  of 
inspection  and  aerial  observation  in  all  areas 
of  Antarctica  and  obligates  them  to  exert 
approjjriate  eflforts,  consistent  with  the  Char- 
ter of  the  United  Nations,  to  the  end  that  no 
one    should    engage    in    any    activity    in 
Antarctica    contrary    to    the    principles    or 
purposes  of  the  treaty. 

The  12  signatory  powers  of  the  Antarctic 
Treaty  are:  Argentina,  Australia,  Belgium, 
Chile,  France,  Japan,  New  Zealand,  Norway, 


'  For    biographic    details,    see    press    release    299 
dated  Dec.  23. 

^For  text,  see  BULLETIN  of  Dec.  21,  1959,  p.  914. 


JANUARY  9,  1967 


71 


South  Africa,  the  Union  of  Soviet  Socialist 
Republics,  the  United  Kingdom,  and  the 
United  States. 

Inspections  have  taken  place  in  Antarctica 
every  year  since  1963.  In  that  year  New 
Zealand,  Australia,  and  the  United  Kingdom 
inspected  United  States  stations.  In  1964  the 
United  States  inspected  stations  of  Argen- 
tina, Chile,  France,  New  Zealand,  the 
United  Kingdom,  and  the  U.S.S.R.  In  1965 
and  1966  Argentina  inspected  the  United 
States  Palmer  station. 


Advisers  Named  for  Near  Eastern 
and  South  Asian  Bureau 

Press    release   295    dated   December   20 

The  Department  of  State  announced  on 
December  20  the  formation  of  a  panel  of 
advisers  for  the  Bureau  of  Near  Eastern  and 
South  Asian  Affairs. ^  The  advisers  will  make 
available  to  the  Department  on  a  continuing 
basis  a  variety  of  talent  and  experience. 
Many  of  the  advisers  have  longstanding  con- 
nections or  interests  in  the  Near  East  and 
South  Asia.  The  panel  includes  distinguished 
leaders  from  the  fields  of  education,  science, 
business,  and  labor,  and  from  nonprofit 
institutions  concerned  with  foreign  affairs. 
Among  its  members  are  several  former 
ambassadors  and  others  with  eminent  records 
of  past  service  with  the  U.S.  Government. 

Individual  members  of  the  panel  will  con- 
sider issues  of  key  concern  to  the  Bureau  of 
Near  Eastern  and  South  Asian  Affairs.  It 
is  expected  that  the  advisers  not  only  will 
apply  their  special  insight  to  problems  and 
proposals  placed  before  them  by  the  Bureau 


'  For  announcements  of  other  advisory  panels,  see 
Bulletin  of  Nov.  7,  1966,  p.  721;  Dec.  5,  1966,  p. 
868;  Dec.  26,  1966,  p.  966;  and  Jan.  2,  1967,  p.  16. 


but  also  will  initiate  new  policy  ideas.  Con- 
sultation on  any  given  issue  will  be  with  one 
or  several  members  of  the  panel,  depending 
on  the  subject  in  question  and  the  particular 
background  of  the  advisers.  Additional  ad- 
visers may  be  added  to  the  panel  from  time 
to  time. 

The  members  of  the  panel  are: 

John  S.  Badeau,  director,  Middle  East  Institute, 
Columbia  University,  New  York,  N.Y. 

John  C.  Campbell,  Council  on  Foreign  Relations, 
New  York,  N.Y. 

John  H.  Davis,  New  York,  N.Y.;  former  vice  chair- 
man, board  of  trustees  of  American  University  of 
Beirut. 

John  Kenneth  Galbraith,  professor  of  economics, 
Harvard  University,  Cambridge,  Mass. 

Robert  F.  Goheen,  president,  Princeton  University, 
Princeton,  N.J. 

Raymond  A.  Hare,  president.  Middle  East  Institute, 
Washingrton,  D.C. 

Joseph  E.  Johnson,  president,  Carnegie  Endowment 
for  International  Peace,  New  York,  N.Y. 

Joseph  D.  Keenan,  international  secretary,  Interna- 
tional Brotherhood  of  Electrical  Workers;  vice 
president,  AFL-CIO,  Washington,  D.C. 

David  E.  Lilienthal,  chairman  of  the  board.  Develop- 
ment and   Resources  Corp.,  New  York,  N.Y. 

D.  W.  Lockard,  associate  director,  Center  for  Middle 
Eastern  Studies,  Harvard  University. 

Edward  S.  Mason,  Lamont  University  Professor, 
Harvard   University. 

Grinnell  Morris,  president.  Empire  Trust  Co.,  New 
York,  N.Y. ;  chairman,  board  of  trustees,  Robert 
College,  Istanbul,  Turkey. 

Richard  E.  Neustadt,  professor  of  government  and 
director  of  the  Institute  of  Politics,  Harvard  Uni- 
versity. 

Richard  L.  Park,  professor  of  political  science.  Uni- 
versity of  Michigan,  Ann  Arbor,  Mich. 

Frederick  Seitz,  president.  National  Academy  of  Sci- 
ences, Washington,  D.C. 

Francis  O.  Wilcox,  dean.  School  of  Advanced  Inter- 
national Studies,  The  Johns  Hopkins  University, 
Washington,  D.C. 

Wayne  Wilcox,  associate  professor  of  government, 
Columbia  University. 

Charles  W.  Yost,  Council  on  Foreign  Relations,  New 
York,  N.Y. 


72 


DEPARTMENT  OF  STATE  BULLETIN 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


Security  Council  Votes  Mandatory  Sanctions 
Against  Southern  Rhodesia 


Following  is  a  statement  made  by  U.S. 
Representative  Arthur  J.  Goldberg  in  the 
U.N.  Security  Council  on  December  12,  to- 
gether with  the  text  of  a  resolution  adopted 
by  the  Council  on  December  16. 


STATEMENT  BY  AMBASSADOR  GOLDBERG 

U.S./U.N.  press  release  B021 

The  Council  has  met  to  consider  further 
the  question  of  Southern  Rhodesia,  a  question 
which  once  again  has  been  brought  before  us 
by  the  country  that  bears  the  heaviest  and 
most  direct  responsibility  in  this  matter,  the 
United  Kingdom. 

This  problem,  as  was  made  clear  at  the 
irecent  Commonwealth  Conference  and  before 
then  at  Lagos,  is  not  only  of  concern  to  the 
United  Kingdom  but  "of  wider  concern  to 
Africa,  the  Commonwealth  and  the  world." 

Now,  why  has  this  problem  of  Southern 
Rhodesia  become  a  matter  of  such  worldwide 
concern  ? 

A  clue  to  the  answer,  I  think,  can  be  found 
in  the  fact  that  the  regime  in  Salisbury, 
headed  by  Mr.  [Ian]  Smith,  which  declared 
itself  independent  and  sovereign  over  a  year 
ago,  has  yet  to  be  recognized  as  such  by  a 
single  government. 

There  is  a  solid  reason  why  this  unilateral 
action  of  the  Smith  regime  has  been  rejected 
while  the  independence  of  a  score  of  other 
states  has  been  acclaimed  and  recognized  by 
the  world  community.  In  all  cases  in  which 
solonial  peoples,  during  the  life  of  the  United 
N^ations,  have  acceded  to  independence,  this 
accession  has  never  been  tainted  with  the 


application  of  principles  of  racial  superiority. 
Just  the  opposite  is  the  case  in  the  regime 
of  Mr.  Smith.  Whatever  that  regime  may  as- 
sert in  its  propaganda,  its  legislative  enact- 
ments and  its  whole  course  of  conduct  have 
clearly  been  designed  to  thwart  majority  rule 
and  perpetuate  racial  superiority. 

Indeed,  the  claim  of  independence  by  the 
Smith  regime  is  a  false  and  spurious  claim, 
made  by  and  on  behalf  of  a  small  white  mi- 
nority for  the  purposes  of  assuming  control 
in  a  country  94  percent  of  whose  people  are 
nonwhite.  It  is  contrary  to  the  spirit  of  the 
United  Nations  Charter  and  to  principles  en- 
shrined therein,  including  "universal  respect 
for,  and  observance  of,  human  rights  and 
fundamental  freedom  for  all  without  distinc- 
tion as  to  race,  sex,  language,  or  religion." 

On  behalf  of  my  Government,  I  reiterate 
that  we  shall  not  recognize  this  regime.  The 
objective  which  the  United  States  supports 
is  that  stated  last  May  by  President  John- 
son: 1  "To  open  the  full  power  and  responsi- 
bility of  nationhood  to  all  the  people  of  Rho- 
desia— not  just  6  percent  of  them." 

We  well  understand  the  apprehensions  of 
the  other  nations  of  Africa,  particularly 
Southern  Rhodesia's  neighbor  Zambia,  con- 
cerning the  Southern  Rhodesian  crisis.  Zam- 
bia is  seeking  to  make  its  way  in  the  world 
on  the  only  basis  which  can  possibly  promise 
peace,  freedom,  and  progress;  namely,  a  mul- 
tiracial society  in  which  the  majority  rules 
and  the  rights  of  minorities  are  protected. 
We  understand  and  share  the  concern  of  the 


'  Bulletin  of  June  13,  1966,  p.  914. 


JANUARY  9,  1967 


73 


leaders  of  Zambia  at  the  prospect  of  a  neigh- 
boring regime  which  in  its  1  year  of  so-called 
independence  has  already  intensified  its  dis- 
crimination against  the  African  majority 
and  introduced  new  decrees  under  the  ex- 
tended Emergency  Powers  Act  which  are 
anathema  to  all  who  care  about  civil  liber- 
ties— laws  conferring  the  broadest  powers  of 
arrest,  censorship,  and  other  curtailments  of 
fundamental  rights. 

U.S.  Support  of  U.K.  Proposal 

The  refusal  of  the  United  Kingdom — the 
constitutional  authority — to  recognize  the  il- 
legal act  of  the  Smith  regime  in  attempting 
to  throw  off  British  authority  is  no  denial  of 
freedom  for  the  people  of  Southern  Rho- 
desia. Rather,  it  is  a  decision  not  to  permit 
a  small  element  in  that  country  to  deny  free- 
dom to  the  great  majority. 

This  decision  is  not  that  of  a  power  which 
obstinately  stands  in  the  way  of  granting 
genuine  independence  to  colonial  territories. 
Since  the  founding  of  the  United  Nations,  it 
is  pertinent  to  recall,  Great  Britain  has  ac- 
corded independence  to  28  nations — nearly  a 
quarter  of  the  membership  of  this  organiza- 
tion. 

This  is  a  record  of  substantial  achievement 
in  peaceful  decolonization  and  one  which  does 
credit  both  to  the  United  Kingdom  and  to 
the  people  who  were  formerly  under  its  au- 
thority but  who  are  now  independent.  It 
helps  to  explain  why  the  Council  has  recog- 
nized that  the  main  responsibility  for  action 
is  in  the  hands  of  the  United  Kingdom  which 
has,  in  the  words  of  the  Commonwealth  com- 
munique, "constitutional  authority  and  re- 
sponsibility for  guiding  Rhodesia  to  inde- 
pendence." 

The  United  States  believes  that  the  exer- 
cise of  this  responsibility  remains  a  wise 
policy.  I  do  not  say  that  if  we  had  been  the 
constituted  authority  we  would  have  done 
everything  exactly  as  it  has  been  done,  every 
step  of  the  way,  by  the  British  Government. 
No  nation  could  say  that.  But  we  do  respect 
the  fact  that  it  is  the  United  Kingdom  that 
has  borne  and  still  bears  this  responsibility 


and  that  this  has  been  affirmed  by  the  Com- 
monwealth and  recognized  by  the  Council. 

We,  as  members  of  the  Council,  have  our 
own  responsibilities  in  this  matter.  But  in 
all  fairness  we  must  recognize  the  difficulties- 
confronting  the  United  Kingdom  and  respect 
the  strenuous  efforts  it  has  made  to  find  an 
agreed  solution  compatible  with  the  principle 
of  majority  rule  and  acceptability  of  the  de- 
cision to  the  Rhodesian  people  as  a  whole. 
Certainly  a  negotiated  settlement  conform- 
ing to  these  criteria  would  have  been  the  best 
solution. 

Now,  unhappily,  the  effort  to  achieve  that 
settlement  has  not  been  successful.  As  a  re- 
sult, the  United  Kingdom  has  again  come 
here  to  obtain  the  backing  of  the  Council, 
and  thereby  the  cooperation  of  all  members 
of  the  United  Nations,  for  the  next  step.  It 
is  right  and  wise  that  this  should  be  done. 
For  if  the  problem  is  to  be  resolved  in  peace 
— and  surely  we  all  share  a  common  obliga- 
tion to  see  that  it  is  resolved  in  peace — the 
cooperation  of  all  other  nations  will  be  re- 
quired. Under  the  charter  this  Council  is  the 
body  through  which  that  cooperation  can 
best  be  assured. 

It  is  no  light  action  which  the  Foreign 
Secretary  of  the  United  Kingdom  has  asked 
the  Council  to  endorse  through  the  draft 
resolution  now  before  us.^  We  are  asked  to 
impose  under  chapter  VII  mandatory  eco- 
nomic sanctions  of  a  substantial  nature 
against  the  Smith  regime.  If  this  resolution 
is  adopted,  as  we  believe  it  should  be,  it  will 
be  the  first  time  in  the  21  years  of  the  United 
Nations  that  the  Council  has  taken  this  type 
of  far-reaching  action. 

The  United  States  considers  these  sanc- 
tions have  one  purpose  and  one  purpose  only: 
to  bring  about  a  peaceful  settlement  of  the 
Rhodesian  problem.  We  do  not  look  upon 
them  as  punitive  or  vengeful.  We  support 
them  in  the  honest  conviction  that  they  are 
now  necessary  in  order  to  drive  home  to  the 
illegal  regime  that  the  international  commu- 
nity will  not  tolerate  the  existence  of  a  dis- 
criminatory system  based  on  minority  rule 


'  U.N.  doc.  S/7621. 


74 


DEPARTMENT  OF  STATE  BULLETIN 


in  defiance  of  the  United  Nations  and  its 
principles. 

In  considering  this  serious  step,  my  Gov- 
ernment has  taken  into  account  the  problems 
that  it  will  have  to  face  because  of  the  loss 
of  a  source  for  certain  materials  critical  to 
our  industrial  economy.  In  the  discharge  of 
our  charter  responsibilities  we  are  prepared 
to  assume  this  cost.  We  are  well  aware,  more- 
over, that  the  impact  of  the  requested  sanc- 
tion will  fall  heavily  on  Zambia — whose 
economy  my  country  has  taken  substantial 
steps  to  support — on  other  nearby  countries 
of  Africa,  and,  to  a  very  substantial  degree, 
on  the  United  Kingdom  itself. 

Legal  Basis  for  Proposed  Action 

We  know  also  that,  aside  from  economic 
problems,  questions  are  raised  as  to  the  legal 
basis  for  this  proposed  action.  In  particular, 
it  is  asserted  that  the  question  of  Southern 
Rhodesia  is  an  internal  matter  of  sole  con- 
cern to  the  administering  authority.  But 
while  we  recognize  that  responsibility  for 
action  lies  on  the  United  Kingdom,  the  rec- 
ord shows  that  the  United  Nations,  over  the 
years,  has  also  recognized  Southern  Rhodesia 
as  falling  within  the  provisions  of  chapter 
XI  of  the  charter.  Under  this  chapter,  and 
specifically  under  article  73(b),  the  adminis- 
tering authority  accepts  the  responsibility 
"to  develop  self-government,  to  take  due  ac- 
count of  the  political  aspirations  of  the  peo- 
ples, and  to  assist  them  in  the  progressive 
development  of  their  free  political  institu- 
tions. .  .  ." 

Therefore,  so  far  as  the  United  Nations  is 
concerned,  the  administering  authority  has 
always  had  an  international  responsibility  to 
the  United  Nations  in  regard  to  Southern 
Rhodesia.  And  it  is  precisely  the  exercise  of 
this  responsibility  that  the  Smith  regime 
seeks  to  frustrate  and  obstruct. 

But  the  question  may  also  be  raised 
whether  the  situation  constitutes  a  threat  to 
the  peace,  which  is  the  condition  under  which 
sanctions  can  be  imposed  under  chapter  VII 
of  the  charter. 

We  in  the  United  States  learned  over  100 


years  ago  that  any  attempt  to  institutionalize 
and  legitimize  a  political  principle  of  racial 
superiority  in  a  new  state  was  unacceptable. 
The  effort  to  do  so  created  an  inflammatory 
situation,  and  our  nation  had  to  rid  itself 
of  this  false  and  hateful  doctrine  at  great 
cost.  It  should  not  be  necessary  for  me  to 
emphasize  that  what  could  not  be  accepted  by 
the  United  States  in  the  mid-19th  century 
can  surely  not  be  accepted  by  the  interna- 
tional community  in  the  late  20th  century. 

Any  person  familiar  with  recent  history 
would  have  to  be  blind  and  deaf  not  to  per- 
ceive the  danger  in  the  course  of  action  of 
the  Smith  regime.  Some  will  nevertheless  ask 
why  is  it  proper,  for  example,  to  impose 
mandatory  sanctions  in  this  case  and  not  in 
others. 

The  answer  to  this,  in  our  judgment,  lies 
in  the  fact  that  there  are  a  number  of  unique 
elements  in  the  Southern  Rhodesian  situa- 
tion. Here  we  have  witnessed  an  illegal  sei- 
zure of  power  by  a  minority  bent  on  perpet- 
uating the  political  subjugation  of  the  vast 
majority.  That  act  itself  is  bound  to  create  a 
dangerous  and  inflammatory  situation.  More- 
over, Southern  Rhodesia,  as  I  have  said,  is  a 
territory  whose  population  is  subject  to  pro- 
tection under  chapter  XI  of  the  charter, 
which,  among  other  things,  calls  for  the  de- 
velopment of  self-government  to  take  account 
of  the  political  aspiration  of  the  peoples. 
What  we  have  seen  in  Rhodesia  under  the 
Smith  regime  has  been  precisely  the  con- 
trary. 

All  of  this  has  happened,  I  would  empha- 
size, against  the  express  will  of  the  sovereign 
authority  for  that  territory,  the  United  King- 
dom. Regrettably,  the  efl!"ort  of  the  United 
Kingdom  to  negotiate  a  settlement  on  the 
basis  of  the  charter  in  recent  days  has  failed. 
Now  the  United  Kingdom  comes  to  this 
Council  asking  for  a  Council  decision  under 
article  41  to  apply  mandatory  sanctions  in 
order  to  cope  with  the  situation  which  has 
developed. 

None  of  us  should  be  surprised  by  this 
request.  The  Security  Council  has  already 
found  in  previous  sessions,  particularly  on 


JANUARY  9,  1967 


75 


November  20,  1965,  that  the  continuance  in 
time  of  such  a  situation  was  likely  to  lead  to 
a  threat  to  peace.'  This  situation  has  not  only 
continued;  since  negotiations  have  failed,  it 
has  obviously  grown  more  acute,  especially 
since  the  rejection  by  the  Smith  regime  of 
the  recent  direct  effoi-t  of  the  British  Prime 
Minister  to  find  an  honorable  solution. 

Situation  Not  Static  But  Deteriorating 

We  thus  have  a  situation  in  a  colony  where 
a  small  minority  seeks  to  subjugate  the  ma- 
jority— we  have  an  effort  by  a  small  minor- 
ity to  suppress  the  political  rights  of  a  ma- 
jority, to  extend  into  a  non-self-governing 
territory  practices  of  racial  discrimination 
which  have  been  found  abhorrent  by  the 
United  Nations — and  where  the  sovereign 
authority  for  the  territory  voluntarily  comes 
to  the  United  Nations  and  asks  it  to  take 
measures  which  will  permit  the  restoration 
of  the  full  rights  of  the  people  of  Southern 
Rhodesia  under  the  United  Nations  Charter. 

What  we  have  here,  in  short,  is  not  a  static 
but  a  deteriorating  situation  in  which  the 
danger  to  peace  is  obviously  growing  and  to 
which  the  Council  must  address  itself. 

Resolute  and  prompt  action  by  the  Secu- 
rity Council  to  deal  with  this  problem  in  a 
peaceful  but  effective  way  will  lessen  the 
danger  of  more  drastic  developments,  from 
whatever  quarter  they  may  threaten  to  come. 

I  am  well  aware  that,  whereas  some  criti- 
cize the  proposed  action  as  too  strong,  others 
complain  that  it  is  too  mild  to  achieve  its 
purpose.  These  latter  critics  point  out  that 
the  measures  which  the  Security  Council  has 
recommended  in  the  past  have  not  proved 
sufficient  to  rectify  the  situation. 

Whatever  views  there  may  be  about  the 
efficacy  of  these  economic  measures  already 
taken,  there  is  a  key  difference  between  them 
and  what  is  now  proposed. 


'  For  statements  made  by  Ambassador  Goldberg  on 
Nov.  12  and  Nov.  20,  1965,  and  Apr.  9,  1966,  and 
texts  of  resolutions  adopted  on  those  dates,  see 
Bulletin  of  Dec.  6,  1965,  p.  912,  and  May  2,  1966, 
p.   713. 


Unlike  the  voluntary  sanctions  which  the 
Council  approved  a  year  ago,  those  now  re- 
quested are  mandatory.  Under  article  25  of 
the  charter  all  members  are  obliged  to  carry 
them  out — and  indeed  all  nonmembers  are 
also  called  upon  to  do  so  in  the  resolution,  a& 
the  organization  is  authorized  to  insure  by 
virtue  of  article  2,  paragraph  6,  of  the  char- 
ter. If  any  member  or  nonmember  should 
substantially  fail  to  carry  out  the  Council's 
decision,  this  failure  would  be  a  violation  of 
charter  provisions  and  obligations. 

It  has  been  asserted  also  that  the  League 
of  Nations  failed  in  its  attempt  to  impose 
effective  economic  sanctions.  But  surely  this 
fact  should  not  discourage  us.  The  United 
Nations  is  different  from  the  League  of  Na- 
tions not  only  in  the  breadth  of  its  member- 
ship but  in  the  fact  that  it  has  already  done 
successfully  many  things  which  the  League 
found  impossible  to  do.  While  it  is  apparent 
that  success  in  the  present  enterprise  cannot 
be  guaranteed  in  advance,  the  probabilities 
of  success  will  be  greatest  if  all  of  us  in  good 
faith  bend  our  efforts  to  assure  its  success — 
as  indeed  we  are  obligated  to  do. 

For  my  own  country,  I  wish  to  say  cate- 
gorically that  if  the  Council  decides  to  take 
the  action  pursuant  to  article  41,  which  we 
anticipate,  the  United  States  will  apply  the 
full  force  of  our  law  to  implementing  this 
decision  in  accordance  with  the  authority  es- 
tablished under  the  United  Nations  Partici- 
pation Act  of  1945. 

Mr.  President,  the  Rhodesian  situation 
presents  a  grave  practical  problem  with 
great  moral  implications.  It  is  sometimes 
said  that  moral  considerations  are  irrelevant 
in  the  practical  affairs  of  nations.  But  my 
Government  takes  the  contrary  view,  and  so 
does  the  United  Nations  Charter.  The  law  of 
the  charter  is  based  on  many  moral  consider- 
ations. The  day  that  law  is  held  to  be  irrele- 
vant, or  to  be  available  to  some  members  and 
not  available  to  others,  will  be  a  tragic  day 
for  world  peace. 

If,  however,  we  are  to  act  effectively  for 
the  charter's  principles,  we  must  practice  the 


76 


DEPARTMENT  OF  STATE  BULLETIN 


art  of  the  possible.  We  must  decide  upon 
those  measures  which  we  can  implement — 
and  to  implement  thoroughly  those  measures 
on  which  we  have  decided.  The  greater  the 
unanimity  of  the  Council  in  making  its  deci- 
sion, the  greater  will  be  our  assurance  of 
worldwide  support  for  it. 

It  is  an  unhappy  fact  that  some  situations 
exist  in  the  world  in  which  the  Council  is 
unable  to  act  effectively.  Here  is  a  situation 
in  which  we  can  act.  If  every  state  does  its 
duty  in  the  work  that  now  lies  before  us,  our 
action  will  not  only  exert  a  profound  effect  in 
Salisbury;  it  will  do  much  to  build  respect 
for  the  United  Nations  as  a  force  for  peace 
and  justice  in  Africa  and  throughout  the 
world. 

It  is  for  all  these  reasons  that  the  United 
States  supports  the  course  of  action  proposed 
by  the  United  Kingdom. 

TEXT  OF  RESOLUTION  ^ 

The  Security  Council, 

Reaffirming  its  resolutions  216  (1965)  of  12  No- 
vember 1965,  217  (1965)  of  20  November  1965  and 
221  (1966)  of  9  April  1966,  and  in  particular  its 
appeal  to  all  States  to  do  their  utmost  in  order  to 
break  off  economic  relations  with  Southern  Rhodesia, 

Deeply  concerned  that  the  Council's  efforts  so  far 
and  the  measures  taken  by  the  administering  Power 
have  failed  to  bring  the  rebellion  in  Southern  Rho- 
desia to  an  end. 

Reaffirming  that  to  the  extent  not  superseded  in 
this  resolution,  the  measures  provided  for  in  reso- 
lution 217  (1965)  of  20  November  1965,  as  well  as 
those  initiated  by  Member  States  in  implementation 
of  that  resolution,  shall  continue  in  effect. 

Acting  in  accordance  with  Articles  39  and  41  of 
the  United  Nations  Charter, 

1.  Determines  that  the  present  situation  in  South- 
ern Rhodesia  constitutes  a  threat  to  international 
peace  and  security; 

2.  Decides  that  all  States  Members  of  the  United 
Nations  shall  prevent: 

(a)  the  import  into  their  territories  of  asbestos, 
iron   ore,   chrome,   pig-iron,   sugar,   tobacco,   copper. 


*U.N.  doc.  S/RES/232  and  Corr.  1  (1966)  (S/ 
7621/Rev.  1,  as  amended) ;  adopted  by  the  Council  on 
Dec.  16,  1966,  by  a  vote  of  11  (U.S.)  to  0,  with  4  ab- 
stentions (Bulgaria,  France,  Mali,  and  U.S.S.R.). 


JANUARY  9,  1967 


meat  and  meat  products  and  hides,  skins  and  leather 
originating  in  Southern  Rhodesia  and  exported 
therefrom  after  the  date  of  this  resolution; 

(6)  any  activities  by  their  nationals  or  in  their 
territories  which  promote  or  are  calculated  to  pro- 
mote the  export  of  these  commodities  from  Southern 
Rhodesia  and  any  dealings  by  their  nationals  or  in 
their  territories  in  any  of  these  commodities  origi- 
nating in  Southern  Rhodesia  and  exported  there- 
from after  the  date  of  this  resolution,  including  in 
particular  any  transfer  of  funds  to  Southern  Rho- 
desia for  the  purposes  of  such  activities  or  dealings; 

(c)  shipment  in  vessels  or  aircraft  of  their  regis- 
tration of  any  of  these  commodities  originating  in 
Southern  Rhodesia  and  exported  therefrom  after  the 
date  of  this  resolution ; 

(d)  any  activities  by  their  nationals  or  in  their 
territories  which  promote  or  are  calculated  to  pro- 
mote the  sale  or  shipment  to  Southern  Rhodesia  of 
arms,  ammunition  of  all  types,  military  aircraft, 
military  vehicles,  and  equipment  and  materials  for 
the  manufacture  and  maintenance  of  arms  and  am- 
munition in  Southern  Rhodesia; 

(e)  any  activities  by  their  nationals  or  in  their 
territories  which  promote  or  are  calculated  to  pro- 
mote the  supply  to  Southern  Rhodesia  of  all  other 
aircraft  and  motor  vehicles  and  of  equipment  and 
materials  for  the  manufacture,  assembly  or  main- 
tenance of  aircraft  and  motor  vehicles  in  Southern 
Rhodesia:  the  shipment  in  vessels  and  aircraft  of 
their  registration  of  any  such  goods  destined  for 
Southern  Rhodesia:  and  any  activities  by  their  na- 
tionals or  in  their  territories  which  promote  or  are 
calculated  to  promote  the  manufacture  or  assembly 
of  aircraft  or  motor  vehicles  in  Southern  Rhodesia; 

(/)  participation  in  their  territories  or  territories 
under  their  administration  or  in  land  or  air  trans- 
port facilities  or  by  their  nationals  or  vessels  of 
their  registration  in  the  supply  of  oil  or  oil  products 
to  Southern  Rhodesia; 

notwithstanding  any  contracts  entered  into  or 
licenses  granted  before  the  date  of  this  resolution; 

3.  Reminds  Member  States  that  the  failure  or  re- 
fusal by  any  of  them  to  implement  the  present  reso- 
lution shall  constitute  a  violation  of  Article  25  of 
the  Charter; 

4.  Reaffirms  the  inalienable  rights  of  the  people 
of  Southern  Rhodesia  to  freedom  and  independence 
in  accordance  with  the  Declaration  on  the  Granting 
of  Independence  to  Colonial  Countries  and  Peoples 
contained  in  General  Assembly  resolution  1514 
(XV)  ;  and  recognizes  the  legitimacy  of  their  strug- 
gle to  secure  the  enjoyment  of  their  rights  as  set 
forth  in  the  Charter  of  the  United  Nations; 

5.  Calls  upon  all  States  not  to  render  financial  or 
other  economic  aid  to  the  illegal  racist  regime  in 
Southern  Rhodesia; 

6.  Calls  upon  all  States  Members  of  the  United 


77 


Nations  to  carry  out  this  decision  of  the  Security 
Council  in  accordance  with  Article  25  of  the  United 
Nations  Charter; 

7.  Urges,  having  regard  to  the  principles  stated 
in  Article  2  of  the  United  Nations  Charter,  States 
not  Members  of  the  United  Nations  to  act  in  accord- 
ance with  the  provisions  of  paragraph  2  of  the  pres- 
ent resolution; 

8.  Calls  upon  States  Members  of  the  United  Na- 
tions or  of  the  specialized  agencies  to  report  to  the 


Secretary-General  the  measures  each  has  taken  in 
accordance  with  the  provisions  of  paragraph  2  of  the 
present  resolution ; 

9.  Requests  the  Secretary-General  to  report  to  the 
Council  on  the  progress  of  the  implementation  of 
the  present  resolution,  the  first  report  to  be  submit- 
ted not  later  than  1  March  1967; 

10.  Decides  to  keep  this  item  on  its  agenda  for 
further  action  as  appropriate  in  the  light  of  develop- 
ments. 


U.N.  General  Assembly  Endorses  Outer  Space  Treaty 


Following  are  statements  made  in  Commit- 
tee I  (Political  and  Security)  and  in  plenary 
session  by  Arthur  J.  Goldberg,  U.S.  Repre- 
sentative to  the  General  Assembly,  together 
with  the  text  of  a  resolution  adopted  by  the 
Assembly  on  December  19. 


STATEMENT  IN  COMMITTEE  I, 
DECEMBER   17 

U.S.    delegation    press    release   5034 

The  treaty  on  outer  space  which  now  lies 
before  this  committee  is  an  achievement  in 
which  all  of  us  here,  I  am  sure,  find  cause  for 
great  satisfaction  and  great  hope.'  We  are 
happy  to  be  a  cosponsor  of  the  resolution 
commending  this  treaty.  We  hope  and  trust 
that  it  will  command  the  virtually  unanimous 
support  of  the  committee  and  the  General 
Assembly.  We  share  the  wish  that  the  treaty 
will  be  opened  for  signature  very  soon  and 
will  gain  the  widest  possible  adherence. 

I  should  like  to  take  this  occasion  to  pay 
tribute  to  our  distinguished  colleague  who 
opened  this  debate.  Judge  Manfred  Lachs 
of  Poland.  He  has  shown  admirable  skill  and 


'  For  a  statement  made  by  President  Johnson  on 
Dec.  8  and  text  of  the  Treaty  on  Principles  Gov- 
erning the  Activities  of  States  in  the  Exploration 
and  Use  of  Outer  Space,  Including  the  Moon  and 
Other  Celestial  Bodies,  see  Bulletin  of  Dec.  26, 
1966,  p.  952. 


78 


impartiality  in  his  role  as  chairman  of  the 
Legal  Subcommittee  of  the  Committee  on  the 
Peaceful  Uses  of  Outer  Space,  within  whose 
framework  this  treaty  was  negotiated  in 
Geneva  last  July  and  more  recently  here  in 
New  York.  Much  of  the  credit  for  the  success 
of  our  negotiations  is  due  to  him.  We  are 
also  greatly  indebted  to  Ambassador  Kurt 
Waldheim  of  Austria,  the  chairman  of  the 
parent  Committee  on  the  Peaceful  Uses  of 
Outer  Space,  who  played  an  outstanding  role 
in  bringing  this  project  to  fruition.  There  is 
no  need  for  me  to  repeat  what  Professor 
Lachs  has  just  now  so  ably  explained  about 
the  history  and  procedural  status  of  this 
treaty.  But,  speaking  for  the  United  States, 
which  takes  a  very  great  interest  in  the  ex- 
ploration of  outer  space,  and  in  recognition 
of  all  that  this  implies  for  the  peace  of  the 
world,  I  do  wish  to  make  some  general  obser- 
vations. 

We  of  the  United  States  regard  this  treaty 
as  an  important  step  toward  peace.  We  do 
not  wish  to  exaggerate  its  significance,  but 
neither  do  we  underrate  it.  It  will  greatly  re- 
duce the  danger  of  international  conflict  and 
promote  the  prospects  of  international  coop- 
eration for  the  common  interest  in  the  newest 
and  most  unfamiliar  of  all  realms  of  human 
activity,  a  realm  in  which  the  actions  of  na- 
tions are  sure  to  be  fateful  for  good  or  ill. 

The  greatest  danger  facing  us  in  outer 


DEPARTMENT  OF  STATE  BULLETIN 


space  comes  not  from  the  physical  environ- 
ment, however  cold  and  hostile  it  may  be,  but 
from  our  own  human  nature  and  from  the 
discords  that  trouble  our  relationship  here 
on  earth.  Therefore,  as  we  stand  on  the 
threshold  of  the  space  age,  our  first  respon- 
sibility as  governments  is  clear:  We  must 
make  sure  that  man's  earthly  conflicts  will 
not  be  carried  into  outer  space. 

We  know  that  not  all  these  conflicts  are 
easily  or  quickly  ended.  But  it  has  for  years 
been  the  deep  desire  and  hope  of  many  coun- 
tries, my  own  included,  that  the  danger  which 
they  pose  might  be  reduced;  that  the  exten- 
sion of  them  into  new  realms  might  be  pre- 
vented; and  that  this  might  be  achieved  in 
ways  which  would  advance  the  interests  of 
all  nations. 

This  treaty  responds  to  that  desire  and 
hope.  It  thus  takes  its  place  in  a  historic 
progression:  First  was  the  Antarctic  Treaty 
of  1959,  reserving  that  large  area  of  the 
world  for  exclusively  peaceful  activity;  sec- 
ond was  the  limited  test  ban  treaty  of  1963; 
and  third  is  the  treaty  which  now  lies  before 
this  committee. 

We  hope  and  believe  this  series  of  peace- 
building  agreements  will  continue  to  grow. 
Nothing  would  make  us  happier  than  if  the 
treaty  against  the  proliferation  of  nuclear 
weapons  should  soon  be  added  as  the  fourth 
item  on  this  historic  list. 

Thus  step  by  step,  we  may  manage  to  re- 
lieve our  fellow  man  of  the  increasingly 
heavy  burden  of  conflict  and  armaments  and 
danger  he  has  borne  for  so  long.  And,  step 
by  step,  we  may  also  advance  the  rule  of  law 
into  further  areas  of  the  relations  between 
states. 

Record  of  the  Negotiations 

In  this  great  endeavor  we  can  take  much 
encouragement  from  the  record  of  the  nego- 
tiations on  this  treaty,  which  took  place  in 
the  Legal  Subcommittee,  beginning  last  July 
12  in  Geneva,  and  were  completed  here  in 
New  York.  These  negotiations  were  remark- 
able for  their  speed  and  for  the  businesslike 
and  reasonable  attitude  of  all  concerned. 

In  such  a  successful  negotiation  no  party 


gains  all  that  it  wanted,  but  no  party's  major 
interests  are  injured,  and  every  party  gains 
something  as  the  areas  of  common  interest 
are  discovered  and  defined.  It  was  in  this 
spirit  of  reasonable  compromise  that  the 
negotiators  reached  agreement  on  a  number 
of  points  of  difference,  not  only  between  the 
two  principal  space  powers  but  also  between 
them  and  the  other  powers.  The  result  is  a 
treaty  which  reflects  a  very  fair  balance  of 
interests  and  obligations  from  the  standpoint 
of  all  concerned,  including  the  countries 
which  as  yet  have  little  or  no  space  program 
of  their  own. 

The  aim  of  the  negotiators  of  this  treaty 
was  riot  to  provide  in  detail  for  every  con- 
tingency that  might  arise  in  the  exploration 
and  use  of  outer  space,  many  of  which  are 
unforeseeable,  but  rather  to  establish  a  set 
of  basic  principles.  The  treaty's  provisions 
are  purposely  broad.  But  they  are  provisions 
which  should  be  welcomed  by  the  United  Na- 
tions and  particularly  by  the  General  As- 
sembly, for  a  great  many  of  them  derive 
from  the  recommendations  which  the  Assem- 
bly made  in  two  of  its  important  resolutions 
of  1963:  the  Declaration  of  Legal  Principles 
Governing  Activities  in   Outer  Space,^  and 
the  "no  bombs  in  orbit"  resolution.^  More- 
over, the  treaty  responds  to  some  of  the  most 
important  concerns  assigned  to  the  General 
Assembly  by  the  charter:  disarmament  and 
the  regulation  of  armaments;  international 
cooperation  in  the  political  and  other  fields; 
and,  by  no  means  least  in  importance,  the 
progressive  development  of  international  law. 
Indeed,  one  of  the  most  important  prin- 
ciples in  the  treaty  is  that  contained  in  article 
III,  which  binds  all  parties  to  carry  on  their 
activities  in  outer  space  "in  accordance  with 
international  law,  including  the  Charter  of 
the  United  Nations."  As  man  steps  into  the 
void  of  outer  space,  he  will  depend  for  his 
survival  not  only  on  his  amazing  technology 
but  also  on  this  other  gift  which  is  no  less 
precious:  the  rule  of  law  among  nations. 
I  shall  not  detain  the  committee  with  a  full 


'  For  text,  see  ibid.,  Dec.  30,  1963,  p.  1012. 
'  For  text,  see  ibid.,  Nov.  11,  1963,  p.  7.54. 


JANUARY  9,  1967 


79 


discussion  of  the  treaty's  provisions.  But  I  do 
wish  to  comment  both  on  its  arms  control 
provisions  and  on  those  relating  to  peaceful 
cooperation. 

Arms  Control  Provisions 

The  United  States  view  of  the  significance 
of  the  treaty's  provisions  on  arms  control 
was  summed  up  by  President  Johnson  in  his 
statement  a  week  ago,  when  he  welcomed 
this  treaty  as  "the  most  important  arms  con- 
trol development  since  the  limited  test  ban 
treaty  of  1963."  The  substance  of  the  arms 
control  provisions  is  in  article  IV.  This  arti- 
cle restricts  military  activities  in  two  ways: 

First,  it  contains  an  undertaking  not  to 
place  in  orbit  around  the  earth,  install  on  the 
moon  or  any  other  celestial  body,  or  other- 
wise station  in  outer  space,  nuclear  or  any 
other  weapons  of  mass  destruction. 

Second,  it  limits  the  use  of  the  moon  and 
other  celestial  bodies  exclusively  to  peaceful 
purposes  and  expressly  prohibits  their  use 
for  establishing  military  bases,  installations 
or  fortifications,  testing  weapons  of  any  kind, 
or  conducting  military  maneuvers. 

Quite  as  important  as  these  arms  control 
provisions  are  the  means  available  for  assur- 
ing each  party  that  the  others  are  living  up 
to  them.  I  wish  to  call  attention  particularly 
to  articles  I,  II,  and  XII.  The  principle  used 
is  similar  to  that  embodied  in  the  Antarctic 
Treaty  of  1959;  namely,  free  access  by  all 
parties  to  one  another's  installations. 

This  principle  finds  expression  first  in  arti- 
cle I,  which  provides  that  "there  shall  be  free 
access  to  all  areas  of  celestial  bodies."  It  is 
reinforced  by  the  prohibition  in  article  II 
against  national  appropriation  of  outer 
space  or  of  celestial  bodies.  And  it  is  further 
reinforced  as  regards  celes.tial  bodies  by  arti- 
cle XII,  under  which  "All  stations,  installa- 
tions, equipment  and  space  vehicles  on  the 
moon  and  other  celestial  bodies  shall  be  open 
to  representatives  of  other  States  Parties  to 
the  Treaty  on  a  basis  of  reciprocity." 

The  words  "on  a  basis  of  reciprocity"  in 
article  XII  do  not  confer,  or  imply  the  ex- 
istence of,  any  right  or  power  to  veto  pro- 


posed visits  to  other  countries'  facilities  on  a 
celestial  body.  As  I  said  on  this  point  in  the 
Legal  Subcommittee  in  Geneva  last  August 

A  veto  is  not  compatible  with  the  idea  of  reci- 
procity and  reciprocal  rights.  If  there  is  a  veto, 
there  are  no  meaningrful  rights;  without  the  exist- 
ence of  rights  there  can  be  no  reciprocity. 

The  meaning  of  the  words  "on  the  basis  of 
reciprocity"  in  article  XII  is  in  fact  the  mean- 
ing which  common  sense  would  dictate — and 
which  was  fully  accepted  by  all  the  members 
of  the  Legal  Subcommittee  in  Geneva; 
namely,  that  representatives  of  a  state  party 
to  the  treaty  conducting  activities  on  celestial 
bodies  will  have  a  right  of  access  to  the  sta- 
tions, installations,  equipment,  and  space 
vehicles  of  another  state  party  on  a  celestial 
body,  regardless  of  whether  the  second  state 
has  ever  claimed,  or  has  ever  exercised,  a 
right  of  access  itself.  The  fact  that  the  second 
state  may  not  have  asserted  such  a  right,  or 
may  not  have  exercised  it,  in  no  way  impairs 
the  first  state's  right  to  access.  However,  if 
the  first  state  has  denied  access  to  repre- 
sentatives of  the  second  state,  then  the  latter 
is  not  required,  on  the  principle  of  reciproci- 
ty, to  grant  access  to  representatives  of  the 
first  state.  Indeed,  the  same  logical  result 
would  follow  whether  or  not  this  treaty  pro- 
vision contained  any  express  mention  of  reci- 
procity. 

Moreover,  any  denial  of  access  to  facilities 
contemplated  in  this  article  would  entitle  the 
other  party  to  exercise  such  other  remedies 
as  it  would  have  under  international  law. 

In  my  statement  of  August  3  to  the  sub- 
committee, I  made  clear  that  the  United 
States  delegation  was  prepared  to  agree  to 
inclusion  of  the  words  "on  a  basis  of 
reciprocity"  if  the  understanding  I  have  just 
outlined,  and  have  just  repeated  here,  Mr. 
Chairman,  was  generally  shared — and,  in 
particular,  was  shared  by  the  Soviet  Union — 
and  if  the  remaining  provisions  in  the  article 
were  consistent  with  the  idea  of  reciprocity 
and  meaningful  treaty  rights.  I  stated  ex- 
plicitly that  the  veto  clause  was  not  con- 
sistent and  not  acceptable.  Nor  does  the  re- 


*  Ibid.,  Aug.  29,  1966,  p.  321. 


80 


DEPARTMENT  OF  STATE  BULLETIN 


quirement  of  advance  notice  of  a  projected 
visit  suggest  any  veto  right  or  power.  The 
United  States  accepted  the  advance  notice 
provision  on  the  suggestion  of  our  friends 
from  Japan,  who  pointed  out  at  an  early  date 
that  concern  for  the  safety  of  our  astronauts 
and  the  integrity  of  our  facilities  on  celestial 
bodies  requires  that  a  visitor  be  asked  to  give 
reasonable  advance  notice  of  his  intended 
visit.  The  restricted  purpose  of  this  notice 
requirement  is  expressly  stated  in  article  XII 
to  be  "in  order  that  appropriate  consultations 
may  be  held  and  that  maximum  precautions 
may  be  taken  to  assure  safety  and  to  avoid 
interference  with  normal  operations  in  the 
facility  to  be  visited."  There  is  no  veto. 

Peaceful  Cooperation  Provisions 

Now  I  turn  to  the  more  affirmative  pro- 
visions of  the  treaty — those  which  lay  down 
some  basic  ground  rules  for  peaceful  coopera- 
tion among  nations  in  the  exploration  and  use 
of  outer  space. 

The  keynote  is  struck  in  the  very  first 
operative  words  of  the  treaty,  in  article  I: 

The  exploration  and  use  of  outer  space,  including 
the  moon  and  other  celestial  bodies,  shall  be  carried 
out  for  the  benefit  and  in  the  interests  of  all  coun- 
tries, irrespective  of  their  degree  of  economic  or 
scientific  development,  and  shall  be  the  province  of 
all  mankind. 

The  same  article  goes  on  to  make  clear  that 
the  exploration  and  use  of  outer  space  shall 
be  the  right  of  all  states  without  any  dis- 
crimination and  on  a  basis  of  equality.  This 
and  other  provisions,  particularly  that  which 
prohibits  claims  of  territorial  sovereignty, 
make  clear  the  intent  of  the  treaty  that 
outer  space  and  celestial  bodies  are  open  not 
just  to  the  big  powers  or  the  first  arrivals  but 
shall  be  available  to  all,  both  now  and  in  the 
future.  This  principle  is  a  strong  safeguard 
for  the  interests  of  those  states  which  have, 
at  the  present  time,  little  or  no  active  space 
program  of  their  own.  Their  interests  are 
also  protected  by  other  provisions,  for  ex- 
ample: 

Article  VII,  which  fixes  on  the  launching 
state    the    responsibility    for    any    damage 


caused  by  objects  launched  by  or  for  them  or 
from  their  territory; 

Article  IX,  which  requires  states  to  con- 
duct their  space  activities  "with  due  regard 
to  the  corresponding  interests  of  all  other 
States  Parties  to  the  Treaty."  This  includes 
a  specific  obligation  to  avoid  harmful  con- 
tamination of  outer  space  or  of  celestial 
bodies  and  also  to  avoid  adverse  changes  in 
the  terrestrial  environment; 

And  Article  XI,  which  requires  the  fullest 
practicable  public  reporting,  by  parties  con- 
ducting space  activities,  of  "the  nature,  con- 
duct, locations  and  results  of  such  activities" 
— a  practice  which  my  own  country  has  vol- 
untarily followed  since  the  space  age  began. 
This  provision  seeks  to  assure  that  the  full 
scientific  harvest  from  space  research  will  be 
available  to  all  the  world,  not  just  to  the  par- 
ties that  do  most  of  the  exploring. 

It  is  wise  and  proper  that  the  treaty  should 
secure  these  rights  and  benefits  to  all  parties, 
including  the  nonlaunching  nations.  For  their 
cooperation  also  is  necessary  in  many  re- 
spects, some  of  which  the  treaty  also  provides 
for,  such  as  assistance  to  and  return  of  any 
astronauts  who  may  make  emergency  land- 
ings on  their  territory  and  return  to  the 
owner  of  objects  launched  into  outer  space 
which  fall  on  their  territory.  In  addition, 
maximum  benefits  from  the  exploration  of 
outer  space  depend  on  the  cooperation  of  the 
international  scientific  and  technical  com- 
munity in  all  nations,  large  and  small  alike. 

We  are  all  in  this  venture  together,  and  we 
need  one  another's  cooperation. 

The  same  spirit  of  cooperation,  let  me  say 
emphatically,  should  prevail  also  among  the 
major  space  countries,  specifically  my  own 
country  and  the  Soviet  Union — and  any 
others  that  may  later  develop  comparable 
programs  of  space  launchings  and  manned 
flight.  Two  provisions  of  the  treaty  con- 
cretely illustrate  this  desirable  relationship. 
Article  IX  calls  for  international  cooperation 
and  mutual  assistance  and  includes  a  provi- 
sion for  consultation  in  the  case  of  potentially 
harmful  experiments.  Article  V  requires  that 
the  same  universal  respect  for  life  and  limb 


JANUARY  9,  1967 


81 


which  has  been  traditional  among  mariners 
at  sea  for  many  centuries  shall  also  govern 
among  astronauts  in  outer  space.  In  all  space 
activities,  under  this  article,  "the  astronauts 
of  one  State  Party  shall  render  all  possible 
assistance  to  the  astronauts  of  other  States 
Parties."  And  any  party  which  discovers  con- 
ditions in  outer  space  that  could  endanger 
the  life  or  health  of  astronauts  is  obliged  to 
report  this  to  the  other  parties  or  to  the 
Secretary-General  of  the  United  Nations. 

As  the  space  age  proceeds,  and  particularly 
as  manned  space  flights  develop,  many  forms 
of  cooperation  beween  astronauts  of  major 
space  powers  are  sure  to  develop  which  today 
cannot  be  foreseen.  The  framers  of  this 
treaty  did  not  try  to  peer  into  the  unfore- 
seeable; but  rather  we  tried  to  insure,  by  lay- 
ing down  broad  principles,  that  all  concerned 
will  enter  this  unknown  realm  as  friends  and 
partners  in  peace. 

Tracking  Facilities,  Accession 

Before  concluding,  I  wish  to  make  brief 
additional  comments  on  two  of  the  articles  of 
the  treaty. 

The  first  of  these  is  article  X,  dealing  with 
the  granting  of  tracking  facilities.  In  this  I 
speak  on  behalf  of  a  large  number  of  states, 
some  of  which  have  granted  tracking  facili- 
ties and  some  of  which  have  not. 

We  welcome  the  revised  form  in  which  this 
article  appears  in  the  final  text  of  the  treaty. 
The  article  requires  that  if  a  party  has 
granted  tracking  facilities  to  another  party, 
it  is  obliged,  on  an  equal  basis,  to  consider 
a  request  for  tracking  facilities  by  a  third 
party.  It  is  quite  clear  from  the  text  of  the 
article,  however,  that  there  must  be  agree- 
ment between  the  parties  concerned  for  the 
establishment  of  a  tracking  facility.  The 
article  as  thus  revised  recognizes  that  the 
elements  of  mutual  benefit  and  acceptability 
are  natural  and  necessary  parts  of  the  deci- 
sion whether  to  enter  into  an  agreement  con- 
cerning such  a  facility,  and  it  properly 
incorporates  the  principle  that  each  state 
which  is  asked  to  cooperate  has  the  right  to 
consider  its  legitimate  interests  in  reaching 
its  decision. 


Finally,  I  wish  to  comment  briefly  on  the 
accession  clause  in  article  XIV  of  the  treaty. 
The  adoption  of  the  accession  clause  now 
included  in  the  Treaty  on  Principles  Govern- 
ing the  Activities  of  States  in  the  Explora- 
tion and  Use  of  Outer  Space — urged  because 
of  exceptional  circumstances  favoring  a  very 
broad  geographical  coverage  for  the  space 
treaty — does  not,  of  course,  bring  about  the 
recognition  or  otherwise  alter  the  status  of 
an  unrecognized  regime  or  entity  which  may 
seek  to  file  an  instrument  of  accession  to  the 
space  treaty.  Under  international  law  and 
practice,  recognition  of  a  government  or 
acknowledgement  of  the  existence  of  a  state 
is  brought  about  as  the  result  of  a  deliberate 
decision  and  course  of  conduct  on  the  part 
of  a  government  intending  to  accord  recogni- 
tion. Recognition  of  a  regime  or  acknowl- 
edgement of  an  entity  cannot  be  inferred 
from  signature,  ratification,  or  accession  to  a 
multilateral  agreement.  The  United  States 
believes  that  this  viewpoint  is  generally 
accepted  and  shared,  and  it  is  on  this  basis 
that  we  join  in  supporting  the  present  final 
clauses  of  the  space  treaty. 

"Envoys  of  Manlcind" 

Mr.  Chairman,  perhaps  I  can  best  express 
my  country's  feelings  about  this  treaty  by 
recalling  an  encounter  which  several  of  us, 
including  the  Secretary-General,  shared  here 
at  the  United  Nations  last  year  with  an 
American  astronaut.  He  is  Colonel  Edward 
White,  and  he  had  then  only  recently 
returned  from  a  4-day  Gemini  mission  in 
which  he  had  carried  out  the  first  American 
"walk  in  space." 

Colonel  White  had  carried  with  him  on  this 
flight  a  memento  which  he  was  eager  to 
present  to  the  United  Nations — a  United 
Nations  flag,  probably  the  first  ever  to  fly  in 
space.  The  Secretary-General  very  graciously 
agreed  to  accept  this  flag  for  the  United 
Nations. 

We  had  a  little  ceremony  in  which  the 
colonel  made  a  short  speech,  and  in  that 
speech  he  said  something  I  shall  never  forget. 
He  said  that,  as  he  looked  down  from  space 
at  the  earth  passing  below  and  recognized 


82 


DEPARTMENT  OF  STATE  BULLETIN 


the  familiar  shapes  of  the  oceans  and 
continents  moving  past,  one  thing  that  struck 
him  very  forcefully  was  something  he  did 
not  see.  He  saw  no  national  boundaries. 

Most  of  us  who  sit  in  this  room  as  envoys 
of  our  respective  governments  will  probably 
never  see  that  sight,  which  history  has 
reserved  for  a  younger  generation  than  ours. 
But  perhaps  it  is  not  too  much  to  hope  that 
we  will  see  it  in  our  mind's  eye  and  that  in 
the  work  we  have  to  do  we,  too,  will  be  able 
to  serve  also,  in  some  small  measure,  as 
"envoys  of  mankind." 

On  behalf  of  the  United  States  I  have  the 
privilege  of  commending  this  treaty  to  the 
First  Committee  of  the  General  Assembly 
and  urge  that  the  resolution  which  will  speed 
it  forward  be  promptly  unanimously  ap- 
proved. 


STATEMENT  IN  PLENARY,  DECEMBER  19 

U.S.    delegation    press    release    6037 

It  is  indeed  fitting  that  the  treaty  on  outer 
space  should  come  before  the  General 
Assembly  as  the  21st  session  draws  to  a  close, 
for  that  extraordinary  document  provides  at 
the  same  time  a  momentous  finale  to  the 
work  pf  this  session  and  a  note  of  progress 
and  cooperation  and  hope  from  which  future 
sessions  may  derive  inspiration  and  light. 

On  this  historic  occasion  the  United  States 
would  like  to  join  the  other  nations  that  have 
acknowledged  a  special  debt  to  the  Committee 
on  the  Peaceful  Uses  of  Outer  Space,  to  the 
space  and  nonspace  powers  alike,  without 
whose  contributions  this  treaty  would  never 
have  been  possible.  And,  of  course,  I  should 
like  to  acknowledge  our  thanks  and  apprecia- 
tion to  Ambassador  Waldheim  and  Professor 
Lachs  for  their  leadership  in  this  great 
effort. 

This,  in  every  sense  of  the  word,  is  a 
United  Nations  treaty  in  which  all  member 
nations  can  justly  take  great  pride.  It  has 
been  negotiated  under  the  auspices  of  the 
organization  and  is  the  instrument  of  its 
labor.  The  treaty  furthers  the  aims  of  the 
charter  by  greatly  reducing  the  danger  of 
international  conflict  and  by  promoting  the 


JANUARY  9,  1967 


prospects  of  international  cooperation  for 
the  common  interests  in  the  newest  realm  of 
human  activity. 

This  treaty  is  an  important  step  toward 
peace.  It  takes  its  place  in  a  historic  progres- 
sion: the  Antarctic  Treaty  of  1959,  the 
limited  test  ban  treaty  of  1963,  and  now  this 
treaty.  We  hope  and  trust  this  series  of 
peacebuilding  agreements  will  continue  to 
grow.  Nothing  would  make  the  United  States 
happier  than  if  a  treaty  against  the  prolifer- 
ation of  nuclear  weapons  should  soon  be 
added  as  the  fourth  compact  on  this  historic 
list.  Thus,  step  by  step,  we  shall  advance  the 
rule  of  law  into  further  areas  of  the  relations 
between  states. 

Mr.  President,  it  is  with  great  satisfaction 
that  the  United  States  will  vote  for  Draft 
Resolution  II,  which  commends  the  treaty  on 
outer  space  and  expresses  the  hope  for  the 
widest  possible  adherence  to  this  treaty,  a 
hope  we  share  in  full  measure  and  full  con- 
fidence. 


TEXT  OF  RESOLUTION  ° 

Treaty  Governing  the  Exploration  and  Use  of 
Outer  Space,  Including  the  Moon  and  Other 
Celestial  Bodies 

The  General  Assembly, 

Having  considered  the  report  of  the  Committee  on 
the  Peaceful  Uses  of  Outer  Space  '  covering  its  work 
during  1966,  and  in  particular  the  work  accom- 
plished by  the  Legal  Sub-Committee  during  its  fifth 
session,  held  at  Geneva  from  12  July  through  4 
Aug^ust  and  at  New  York  from  12  September 
through  16  September, 

Noting  further  the  progress  achieved  through  sub- 
sequent consultations  among  States  Members  of  the 
United  Nations, 


'U.N.  doc.  A/RES/2222  (XXI);  adopted  unani- 
mously by  the  Assembly  on  December  19.  Two  other 
resolutions  on  the  subject  of  outer  space  were 
adopted  on  the  same  day  and  also  were  supported 
by  the  United  States;  A/RES/2221  (XXI)  calling 
for  a  United  Nations  conference  on  the  exploration 
and  peaceful  uses  of  outer  space  to  be  held  at  Vienna 
in  September  1967;  and  A/RES/2223  (XXI)  endors- 
ing a  number  of  other  recommendations  in  the  report 
of  the  Committee  on  the  Peaceful  Uses  of  Outer 
Space. 

«  U.N.  doc.  A/6431. 


83 


Reaffirming  the  importance  of  international  co- 
operation in  the  field  of  activities  in  the  peaceful 
exploration  and  use  of  outer  space,  including  the 
moon  and  other  celestial  bodies,  and  the  importance 
of  developing  the  rule  of  law  in  this  new  area  of 
human  endeavour, 

1.  Commends  the  Treaty  on  Principles  Govern- 
ing the  Activities  of  States  in  the  Exploration  and 
Use  of  Outer  Space,  including  the  Moon  and  Other 
Celestial  Bodies,  the  text  of  which  is  annexed  to  this 
resolution ; 

2.  Requests  the  depositary  Governments  to  open 
the  Treaty  for  signature  and  ratification  at  the 
earliest  possible  date ; 

3.  Expresses  its  hope  for  the  widest  possible  ad- 
herence to  this  Treaty; 

4.  Requests  the  Committee  on  the  Peaceful  Uses 
of  Outer  Space : 

(a)  To  continue  its  work  on  the  elaboration  of  an 
agreement  on  liability  for  damages  caused  by  the 
launching  of  objects  into  outer  space  and  an  agree- 
ment on  assistance  to  and  return  of  astronauts  and 
space  vehicles,  which  are  on  the  agenda  of  the  Com- 
mittee ; 

(b)  To  begin  at  the  same  time  the  study  of  ques- 
tions relative  to  the  definition  of  outer  space  and  the 
utilization  of  outer  space  and  celestial  bodies,  includ- 
ing the  various  implications  of  space  communica- 
tions ; 

(c)  To  report  to  the  twenty-second  session  of  the 
General  Assembly  on  the  progress  of  its  work. ' 


TREATY  INFORMATION 


Income  Tax  Convention  Signed 
With  Trinidad  and  Tobago 

Department  Statement 

Press  release  302  dated  December  23 

On  December  22,  1966,  the  American  Am- 
bassador at  Port  of  Spain  and  the  Minister 
of  Finance  of  Trinidad  and  Tobago  signed 
a  convention  between  the  United  States  and 
Trinidad  and  Tobago  for  the  avoidance  of 
double  taxation  and  the  prevention  of  fiscal 


evasion  with  respect  to  taxes  on  income  and 
the  encouragement  of  international  trade 
and  investment. 

The  income  tax  convention  of  April  16, 
1945,  between  the  United  States  and  the 
United  Kingdom,  a^  modified  by  supplemen- 
tary protocols  of  June  6,  1946,  May  25,  1954, 
and  August  19,  1957,^  was  extended  in  its 
application  to  Trinidad  and  Tobago  as  of 
January  1,  1959,  pursuant  to  the  procedure 
prescribed  in  article  XXII  of  that  conven- 
tion. Trinidad  and  Tobago  became  an  inde- 
pendent nation  on  August  31,  1962.  In  1965, 
in  accordance  with  provisions  in  the  1945 
convention  for  that  purpose,  the  Govern- 
ment of  Trinidad  and  Tobago  gave  notice 
to  the  United  States  Government  of  an  in- 
tention to  terminate  the  application  of  the 
convention  as  between  it  and  the  United 
States. 

The  new  convention  is  limited  in  scope; 
and  it  is  anticipated  that  it  will  be  replaced 
by  a  more  comprehensive  income  tax  con- 
vention between  the  two  countries,  negotia- 
tions for  which  will  be  commenced  during 
1967. 

The  new  convention  is  designed  primarily 
as  an  interim  measure  to  permit  corpora- 
tions of  one  of  the  countries  to  receive  divi- 
dends from  their  subsidiary  corporations  op- 
erating in  the  other  country  (a  subsidiary 
for  this  purpose  being  a  corporation  at  least 
10  percent  of  the  outstanding  shares  of  vot- 
ing stock  of  which  is  owned  by  the  recipient 
corporation)  at  a  reduced  rate  of  withhold- 
ing tax.  Under  existing  internal  law  of  each 
country,  dividends  paid  by  a  corporation  of 
one  country  to  a  resident  of  the  other  coun- 
try are  subject  to  a  30  percent  withholding 
tax.  Subject  to  prescribed  conditions,  the 
convention  will  have  the  effect  of  reducing 
this  withholding  rate  to  5  percent  with  re- 
spect to  such  dividends. 

In  addition  to  its  corporation  tax,  which 
is  imposed  at  a  rate  of  44  percent,  Trinidad 
and  Tobago  imposes,  under  its  Finance  Act 
of  1966,  a  tax  of  30  percent  on  profits  (after 


'  The  text  of  the  treaty  was  printed  as  an  annex 
to  this  resolution. 


'  Treaties    and    Other    International    Acts    Series 
1546,  3165,  4124. 


84 


DEPARTMENT  OF  STATE  BULLETIN    111 


payment  of  the  corporation  tax)  derived  in 
Trinidad  and  Tobago  by  a  permanent  estab- 
lishment of  a  United  States  corporation  un- 
less such  profits  are  invested  within  Trinidad 
and  Tobago.  Subject  to  prescribed  conditions, 
the  convention  will  have  the  effect  of  reduc- 
ing the  rate  of  this  "branch  profits"  tax  to 
5  percent. 

In  general,  therefore,  the  convention  pre- 
scribes a  5  percent  rate  limitation  on  the  tax 
that  can  be  imposed  by  the  source  country 
on  dividends  derived  from  sources  within 
that  country  to  certain  corporations  of  the 
other  country.  It  prescribes  a  25  percent  rate 
limitation  on  the  tax  that  can  be  imposed  by 
the  source  country  on  dividends  derived  from 
sources  within  that  country  to  other  corpo- 
rations and  individual  residents  of  the  other 
country. 

The  convention  also  contains  articles  des- 
ignating the  taxes  that  are  the  subject  of  the 
convention,  defining  various  terms  found  in 
the  convention,  and  prescribing  the  foreign 
tax  credit. 

The  convention  will  enter  into  force  upon 
the  exchange  of  instruments  of  ratification, 
but  it  is  agreed  that  all  necessary  steps  will 
be  taken  to  make  the  provisions  effective  as 
of  January  1,  1966.  The  convention  shall 
terminate  on  December  31,  1967,  but  may 
be  continued  in  effect  from  year  to  year  by 
an  exchange  of  notes  for  that  purpose  on  or 
before  December  31  of  any  taxable  year. 

The  convention  will  be  transmitted  to  the 
Senate  for  advice  and  consent  to  ratification. 


Current  Actions 


MULTILATERAL 

Atomic  Energy 

Agreement  for  the  application  of  safeguards  by  the 
International  Atomic  Energy  Agency  to  the  bilat- 
eral agreement  between  the  United  States  and 
Spain  of  August  16,  1957,  as  amended  (TIAS 
3988,  5990),  for  cooperation  concerning  civil  uses 
of  atomic  energy.  Signed  at  Vienna  December  9, 
1966.  Entered  into  force  December  9,  1966. 

Aviation 

Convention  on  offenses  and  certain  other  acts  com- 


mitted on  board  aircraft.  Done  at  Tokyo  Septem- 
ber 14,  1963.' 
Signature :  Denmark,  November  21,  1966. 

Coffee 

International  coffee  agreement,  1962,  with  annexes. 
Open  for  signature  at  United  Nations  Headquar- 
ters, New  York,  September  28  through  November 
30,  1962.  Entered  into  force  December  27,  1963. 
TIAS  5505. 
Accession  deposited:  Kenya,  December  15,  1966. 

Customs 

Convention  concerning  the  International  Union  for 
the  Publication  of  Customs  Tariffs.  Done  at  Brus- 
sels July  5,  1890.  Entered  into  force  April  1,  1891. 
26  Stat.  1518. 
Adherence  deposited:  Algeria,  September  29,  1966. 

Protocol  modifying  the  convention  signed  at  Brussels 
July  5,  1890,  relating  to  the  creation  of  an  Inter- 
national Union  for  the  Publication  of  Customs 
Tariffs  (26  Stat.  1518).  Done  at  Brussels  Decem- 
ber 16,  1949.  Entered  into  force  May  5,  1950;  for 
the  United  States  September  15,  1957.  TIAS  3922. 
Adherence  deposited:  Algeria,  September  29,  1966. 

IMaritime  Matters 

Amendments  to  the  convention  on  the  Intergovern- 
mental Maritime  Consultative  Organization  (TIAS 
4044).  Adopted  at  London  September  15,  1964.' 
Acceptances   received:   Argentina,    September   30, 
1966;  Bulgaria,  September  29,  1966;  Czechoslo- 
vakia, October  3,  1966;  Senegal,  September  28, 
1966. 
Convention  on  facilitation  of  international  maritime 
traffic,  with  annex.  Done  at  London  April  9,  1965. 
Open  for  signature  April  9  to  October  9,  1965.' 
Acceptance  deposited:   Union   of   Soviet   Socialist 
Republics  (vdth  a  statement),  October  25,  1966. 

Postal  Matters 

Constitution  of  the  Universal  Postal  Union  with 
final  protocol,  general  regulations  with  final  proto- 
col, and  convention  with  final  protocol  and  regula- 
tions of  execution.  Done  at  Vienna  July  10,  1964. 
Entered  into  force  January  1,  1966.  TIAS  5881. 
Ratifications  deposited:  China,  September  6,  1966; 
Tunisia,  September  13,  1966. 

Property 

Convention  of  Union  of  Paris  of  March  20,  1883,  as 
revised,  for  the  protection  of  industrial  property. 
Done  at  Lisbon  October  31,  1958.  Entered  into 
force  January  4,  1962.  TIAS  4931. 
Notification  of  accession:  Dahomey,  December  10, 
1966. 

Slavery 

Supplementary  convention  on  the  abolition  of  slav- 
ery, the  slave  trade  and  institutions  and  practices 
similar  to  slavery.  Done  at  Geneva  September  7, 
1956.* 

Accession  deposited:  Afghanistan,  November  16, 
1966. 

Wheat 

Protocol  for  the  further  extension  of  the  Interna- 
tional Wheat  Agreement,  1962  (TIAS  5115).  Open 
for  signature  at  Washington  April  4  through  29, 
1966.  Entered  into  force  July  16,  1966  for  part  I 


'  Not  in  force. 

•  Not  in  force  for  the  United  States. 


JANUARY  9,  1967 


85 


and  parts  III  to  VII;  Augiist  1,  1966  for  part  II. 
Acceptances    deposited:     Finland,     December     14, 

1966;    Mexico,    December   22,    1966;    Venezuela, 

December  19,  1966. 

Women — Political  Rights 

Convention  on  the  political  rights  of  women.  Done 
at  New  York  March  31,  1953.  Entered  into  force 
July  7,  1954." 

Accession  deposited:   Afghanistan,   November   16, 
1966. 


BILATERAL 

Australia 

Agreement  relating  to  the  establishment  of  a  joint 
defense  space  research  facility.  Signed  at  Can- 
berra December  9,  1966.  Entered  into  force  De- 
cember 9,  1966. 

Dominican  Republic 

Agreement  for  the  continuation  of  a  cooperative  pro- 
grram  for  meteorological  observations.  Effected  by 
exchange  of  notes  at  Santo  Domingo  June  17  and 
July  21,  1966.  Entered  into  force  July  21,  1966; 
effective  June  30,  1965. 

Germany,  Federal  Republic  of 

Agreement  relating  to  the  transfer  of  three  paint- 
ings to  the  Federal  Republic  of  Germany  for  the 
Weimar  Museum.  Effected  by  exchange  of  notes 
at  Washington  December  9  and  16,  1966.  Entered 
into  force  December  16,  1966. 


Japan 

Agreement  relating  to  the  establishment  of  a  geo- 
detic satellite  observation  station  at  Kanoya.  Ef- 
fected by  exchange  of  notes  at  Tokyo  September 
12  and  19,  1966.  Entered  into  force  September  19, 
1966. 

Mexico 

Agrreement  relating  to  creation  of  a  joint  commis- 
sion to  study  economic  and  social  development  of 
the  border  area.  Effected  by  exchange  of  notes  at 
Mexico  and  Tlatelolco  November  30  and  Decem- 
ber 3,  1966.  Entered  into  force  December  3,  1966. 

Paraguay 

Agreement  amending  the  agreement  of  October  28, 
1955  (TIAS  3558),  relating  to  investment  guaran- 
ties. Signed  at  Asuncion  August  11,  1966. 
Entered  into  force :  November  16,  1966. 

United  Kingdom 

Agreement  relating  to  a  cooperative  meteorological 
program  in  the  Cayman  Islands.  Effected  by  ex- 
change of  notes  at  Washington  November  23  and 
December  12,  1966.  Entered  into  force  December 
12,  1966;  effective  July  1,  1962. 

United  Nations 

Agreement  amending  the  supplemental  agreement 
of  February  9,  1966,  regarding  the  headquarters 
of  the  United  Nations  (TIAS  5961).  Effected  by 
exchange  of  notes  at  New  York  December  8,  1966. 
Entered  into  force  December  8,  1966. 


'  Not  in  force  for  the  United  States. 


DEPARTMENT   OF   STATE    BULLETIN        VOL.   LVI,   NO.  1437        PUBLICATION  8183        JANUARY  9,   1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services.  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  aa  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

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86 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     January  9,  1967     Vol.  LVI,  No.  14S7 


I 


I 


Africa.  Institutions  for  Order  (Sisco)     ....    64 

Antarctica.  U.S.  Appoints  Observers  for  Ant- 
arctic   Inspections 71 

Asia.  Advisers  Named  for  Near  Eastern  and 
South  Asian  Bureau 72 

Chile.  President  Frei  of  Chile  To  Visit  the  United 
States  (Johnson) 71 

Department  and  Foreign  Service.  Advisers 
Named  for  Near  Eastern  and  South  Asian 
Bureau 72 

Disarmament.  Secretary  Rusk's  News  Confer- 
ence of  December  21 42 

Economic  Affairs. 

Income  Tax  Convention  Sigrned  With  Trinidad 

and    Tobago 84 

Mr.    Lilienthal   To   Head   U.S.   Team    Studying 

Vietnamese  Development 69 

Mexican-U.S.   Trade   Committee   Holds   Second 

Meeting 70 

U.S.  Businessmen  To  Visit  Korea  for  Investment, 

Trade  Studies 69 

Europe.  North  Atlantic  Council  Meets  at  Paris 
(communique) 49 

Foreign  Aid.  Secretary  Rusk's  News  Conference 
of  December  21 42 

Human  Rights.  Institutions  for  Order  (Sisco)  64 

India.  Secretary  Rusk's  News  Conference  of  De- 
cember 21 42 

International  Law.  Viet-Nam  and  the  Interna- 
tional Law  of  Self-Defense  (Meeker)     ...     54 

Korea.  U.S.  Businessmen  To  Visit  Korea  for  In- 
vestment, Trade  Studies 69 

Mexico.  Mexican-U.S.  Trade  Committee  Holds 
Second  Meeting 70 

Military  Affairs.  North  Atlantic  Council  Meets 
at  Paris  (communique) 49 

Near  East 

Advisers  Named  for  Near  Eastern  and  South 

Asian  Bureau 72 

Institutions  for  Order  (Sisco) 64 

North  Atlantic  Treaty  Organization 

North  Atlantic  Council  Meets  at  Paris  (com- 
munique)        49 

Secretary  Rusk's  News  Conference  of  Decem- 
ber 21    42 

Presidential  Documents.  President  Frei  of  Chile 
To  Visit  the  United  States 71 

Science.  U.N.  General  Assembly  Endorses  Outer 
Space  Treaty  (Goldberg,  text  of  resolution)     .    78 

South  West  Africa.  Institutions  for  Order 
(Sisco)       64 

Southern  Rhodesia 

Institutions  for  Order  (Sisco) 64 

Security  Council  Votes  Mandatory  Sanctions 
Against  Southern  Rhodesia  (Goldberg,  text 
of  resolution) 73 

Trade.  Mexican-U.S.  Trade  Committee  Holds 
Second  Meeting 70 

Treaty  Information 

Current  Actions 85 

Income  Tax  Convention  Signed  With  Trinidad 

and  Tobago 84 

U.N.  General  Assembly  Endorses  Outer  Space 

Treaty  (Goldberg,  text  of  resolution)     ...    78 

Trinidad  and  Tobago.  Income  Tax  Convention 
Signed  With  Trinidad  and  Tobago   .        ...    84 


U.S.S.R.  Secretary  Rusk's  News  Conference  of 
December  21 42 

United  Kingdom.  Security  Council  Votes  Man- 
datory Sanctions  Against  Southern  Rhodesia 
(Goldberg,  text  of  resolution) 73 

United  Nations 

Institutions  for  Order  (Sisco) 64 

Secretary  Rusk's  News  Conference  of  Decem- 
ber 21 42 

Security  Council  Votes  Mandatory  Sanctions 
Against  Southern  Rhodesia  (Goldberg,  text 
of  resolution) 73 

U.N.  General  Assembly  Endorses  Outer  Space 
Treaty   (Goldberg,  text  of  resolution)    ...     78 

U.S.  Asks  U.N.  Secretary-General  for  Help  in 
Seeking  Peace  (Goldberg) 63 

Viet-Nam 

Mr.  Lilienthal  To  Head  U.S.  Team  Studying 
Vietnamese  Development 69 

Secretary  Rusk's  News  Conference  of  Decem- 
ber 21 42 

U.S.  Asks  U.N.  Secretary-General  for  Help  iii 
Seeking  Peace  (Goldberg) 63 

Viet-Nam  and  the  International  Law  of  Self- 
Defense  (Meeker) 54 

Name  Index 

Ball,  George  W 69 

Goldberg,  Arthur  J 63,73,78 

Johnson,  President "71 

Lilienthal,  David  E 69 

Meeker,  Leonard  C 54 

Rusk,  Secretary 42 

Sisco,  Joseph  J 64 


Check  List  of  Department  of  State 
Press  Releases:  December  19-25 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Releases  issued  prior  to  December  18  which 
appear  in  this  issue  of  the  Bulletin  are  Nos. 
291  of  December  12  and  292  of  December  13. 


No. 

»294 


Date 

12/19 


295     12/20 


Sabjeet 

NATO  communique  (original 
NATO  document  printed  here- 
in). 

Advisory  panel  for  Bureau  of 
Near  Eastern  and  South 
Asian   Affairs. 

Joint  Mexican-U.S.  Trade  Com- 
mittee meeting. 

Rusk:  news  conference  of  De- 
cember 21. 

Termination  of  income  tax  con- 
vention with  Honduras. 

U.S.  observers  under  Antarctic 
Treaty  (rewrite). 

IMCO  Subcommittee  recommends 
new  passenger-ship  standards. 

Travel  restrictions. 

Income  tax  convention  with 
Trmidad  and  Tobago. 

*  Not  printed. 

t  Held  for  a  later  issue  of  the  Buixetin. 


296 

12/21 

297 

12/21 

t298 

12/22 

299 

12/23 

t300 

12/23 

t301 
302 

12/23 
12/23 

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THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


Vol.  LVI,  No.  U38 


January  16,  1967 


THE  WORK   OF  THE  21st  SESSION  OF  THE  U.N.  GENERAL  ASSEMBLY 
Statement  by  Ambassador  Arthur  J.  Goldberg    98 

U.N.  ADOPTS  INTERNATIONAL  COVENANTS  ON  HUMAN  RIGHTS 
Statement  by  Ambassador  Patricia  R.  Harris  and  Texts  of  Covenants    lOi 


WORLDWIDE    NUCLEAR    POWER— PROGRESS    AND    PROBLEMS 

Article  by  Glenn  T.  Seaborg 
Chairman,  U.S.  Atomic  Energy  Commissioii     90 


For  index  see  inside  back  cover 


By  1980,  Dr.  Seuborg  predicts,  fissionable  material  will  be 
produced  over  the  face  of  the  globe  "siifficient  for  the  poten- 
tial production  of  a  substantial  amount  of  the  world's 
electrical  power — or,  alternatively,  sxifficient  for  tens  of 
nuclear  weapons  a  day."  This  article,  in  which  Dr.  Seaborg 
discusses  the  importance  of  miclear  power  to  a  rapidly 
expanding  population,  is  based  on  a  lecture  he  delivered  in 
London  on  October  2 A,  1966,  before  the  British  Nuclear 
Energy  Society. 


Worldwide  Nuclear  Power— Progress  and  Problems 


by  Glenn  T.  Seaborg 

Chairman,  U.S.  Atomic  Energy  Commission 


Before  one  can  discuss  the  future  of  power 
with  any  realism,  one  must  first  tal]<  about 
people — people  in  terms  of  population  and 
the  ever-growing  pressure  of  population.  This 
is  a  subject  of  overwhelming  importance 
today,  and  I  am  sure  that  many  are  familiar 
with  the  infonnation  in  figure  1  showing  the 
exponential  growth  of  the  world's  population 
projected  to  the  year  2000.  The  cui-ve  on  this 
graph  bears  a  simple  but  most  relevant  mes- 
sage: Between  the  year  1960  and  the  year 
2000,  the  world's  population  will  about 
double.  It  will  rise  from  3  billion  to  6  billion 
people.  Now,  if  all  the  other  aspects  of  civili- 
zation as  we  know  it  were  to  remain  the 
same  and  proportionally  each  individual 
consumed  the  same  amount  of  energy  tomor- 
row as  today,  the  energy  demand  should  also 
double. 

But  we  know  that  this  will  not  be  the  case, 
and  figure  2  shows  the  actual  situation.  This 
graph  of  past  and  projected  annual  world- 
wide energy  consumption  covers  the  same 
period  as  the  previous  population  curve.  The 
previous  curve,  noi-malized  to  the  worldwide 
energy  consumption  curve  at  the  year  1950, 
has  also  been  included  for  comparison's  sake. 
Tliis  makes  obvious  the  fact  that  the  con- 


sumption of  energy  by  individuals  does  not 
have  a  constant  value.  In  highly  technological 
societies,  such  as  the  United  States  and  the 
United  Kingdom,  there  has  been  and  will  be 
a  significant  increase  in  energy  consumption 
per  capita.  In  the  emerging  nations,  however, 
there  probably  will  be  a  startling  increase. 
The  consumption  of  energy  in  these  countries 
today  is  almost  nil  compared  to  what  it  might 
be  tomorrow. 

It  is  difficult  to  comprehend  fully  the 
energy  demands  of  a  world  of  double  today's 
population  with  all  its  people  enjoying  living 
standards  approaching  those  of  the  people  of 
the  United  Kingdom  and  the  United  States. 
Think  of  the  magnitude  of  energy  that  may 
be  required  some  day  if  we  were  to  air- 
condition  much  of  Africa  and  the  subcon- 
tinent of  Asia  and  heat  population  centers 
that  will  be  growing  up  in  subarctic  regions. 
What  would  it  mean  to  provide  the  power 
required  to  transport  people  and  materials 
to  the  remote  ijarts  of  the  globe  to  satisfy 
the  needs  of  an  ever-expanding  population 
and  provide  sufficient  power  and  fresh  water 
for  home,  industry,  and  agriculture?  Imagine 
the  future  energy  needs  involved  in  growing, 
processing,  and  distributing  food,  from  land 


90 


DEPARTMENT  OF  STATE  BULLETIN 


and  sea,  for  a  world  i^opulation  double  that 
of  today — and  demanding  an  adequate  diet 
for  all.  These  are  only  a  few  of  the  energy 
challenges  we  face. 

Recognizing  the  great  importance  of 
energy  for  future  global  social  and  economic 
well-being — perhaps  for  our  veiy  survival — 
consider  one  important  form  of  energy — 
electricity.  The  past  and  projected  worldwide 
annual  electricity  production  is  represented 
in  figure  3.  Again,  the  worldwide  annual 
energy  consumption  as  sho^vn  in  the  previous 
figure  has  been  normalized  to  the  worldwide 
electricity  production  cui've  at  the  year  1950 
and  projected  to  the  year  2000.  I  believe  it  is 
particularly  evident  that  electricity  will  pro- 
vide an  even  greater  fraction  of  the  energy 
consumed  by  man  in  the  ensuing  decades  than 
it  does  today.  This  should  not  be  a  surprising 
fact  when  one  realizes  that  many  parts  of  the 
world  are  just  being  ushered  into  the  electric 
age.  Further,  electricity  is  a  particularly 
easily  managed  forni  of  energy.  It  can  be 
simply  transported  by  wire,  conveniently  and 
economically  generated  in  large  blocks,  and 
it  is  capable  of  being  produced  from  a  number 
of  independent  energy  sources,  that  is,  hydro, 
fossil  fuels,  or  the  heat  generated  from 
nuclear  fission.  It  is  electricity  produced  by 
this  last  means  that  I  would  like  to  turn  to 
next  and  examine  in  some  detail. 

Advantages  of  Nuclear  Power 

In  general,  the  future  of  nuclear  electric 
power  looks  bright  indeed,  but  we  who  are 
in  this  field  know  that  we  have  many 
obstacles  to  overcome  and  that  much  hard 
work  remains  ahead  of  us  to  make  the  most 
of  the  atom's  great  potential  power. 

When  we  look  at  the  nuclear  electrical  pro- 
duction throughout  the  world  from  the  year 
1950  to  the  turn  of  the  centuiy,  as  seen  in 
figure  4,  again  we  have  a  familiar  pattern 
of  rapid  exponential  gi'o^vth.  In  this  case, 
because  of  the  newness  of  this  energy 
source — nuclear  generating  capacity  was 
clearly  zero  in  1960 — the  annual  world\vide 
electricity  production  cui've  has  been  nor- 
malized to  the  worldwide  nuclear  production 
curve  at  the  year  1970.  It  is  genei'ally  agreed 


FIGURE  1 


6000 

WORLD  POPULATION                                             / 

SOOO 

^ 

y 

4000 

- 

y^ 

3000 

- 

^^.^ 

2000 

; 

_^ — ^^"^ 

1000 

- 

0 

1 

— 1 — 1 — 1 — 1 — 1 — 1 — 1 1 1 

that  nuclear  energy  will  take  an  ever-increas- 
ing share  of  the  electrical  generating  capacity 
until  the  turn  of  the  century.  By  that  time, 
it  is  predicted  that  essentially  all  new  elec- 
trical powerplants  to  be  built  will  be  nuclear 
powerplants. 

This  then  brings  us  to  the  importance  of 
nuclear  power.  As  I  indicated  before,  a 
rapidly  expanding  global  population,  its 
increasing  appetite  for  energy,  and  the  satis- 
faction of  an  increasingly  larger  share  of  this 
energy  appetite  by  electricity  make  nuclear 
electric  power  a  key  element  in  the  future 
well-being  and  progress  of  man. 

Assuming  continued  improvements  in 
nuclear  power  technology,  the  building  of 
veiy  large  size  plants,  and  the  absence  of  cer- 
tain financial  restraints,  nuclear  power  has 
the  potential  for  a  significant  reduction  in 
the  cost  of  electricity.  A  reduction  large 
enough  to  cause  rather  dramatic  changes  in 
energy  utilization  is  foreseen  by  some.  There 
is  no  doubt  that  large-scale,  low-cost  sources 
of  energy  will  determine  more  than  any  other 
single  resource  the  availability  and  cost  of 
other  basic  resources  such  as  food,  water, 
and  industrial  materials.  With  very  low  cost 
power,  desalted  water  would  be  a  reality. 
Our  nitrogenous  fertilizers  and  many  of  our 
basic  chemicals  would  be  produced  by  new 
routes  and  from  raw  materials  such  as  water, 
air,  and  coal.  Electricity  would  widely  be 
used  to  reduce  most  ores  to  metals.  The 
world  of  tomorrow  will  certainly  be  far  dif- 
ferent from  that  of  today  if  these  promises 
of  very  low  cost  nuclear  power  do  come  true. 

There  are,  I  might  add,  other  obvious  ad- 


JANUARY  16,  1967 


91 


FIGURE  2 


TOTAl  ANNUAL  WORLD-WIDE  ENERGY  CONSUMPTION 


IV«0  2000 


vantages  to  nuclear  power  today.  It  is  a  clean 
source  of  power  and  does  not  add  to  the 
burden  of  pollution  in  the  air.  It  is  relatively 
independent  of  geography  because  of  the 
extreme  compactness  and  long  life  of  nuclear 
fuels,  and  therefore  nuclear  powerplants  can 
be  constructed  far  from  their  sources  of  raw 
material — uranium  and  thorium  ores — with- 
out a  significant  economic  penalty.  And, 
finally,  it  lends  itself  well  toward  generation 
in  large  blocks  of  ix)wer  so  that  enonnous, 
very  economical,  central  power  stations  can 
be  built. 

Economic  Requirements 

But  if  nuclear  energy  is  actually  to  be  used 
in  this  important  role,  it  must  be  capable  of 
meeting  at  least  two  criteria.  First,  it  must 
be  economic  wherever  it  is  used.  Otherwise 
nuclear  power  stations  will  not  be  built  in  any 
significant  numbers.  Second,  sufficient  re- 
serves of  nuclear  fuel  must  be  available  to 
provide  the  enormous  amounts  of  energy 
which  will  be  required,  not  only  through  the 
year  2000  but  also  beyond,  as  our  energy 
consumption  ever  increases. 

Recent  Trends 

Turning  now  to  the  present  status  of  nu- 
clear power  in  the  world,  let  me  point  out 
that  the  tyijes  of  reactors  being  constructed 
today  are  being  built  for  current  and  near- 
term  economic  use,  and  their  design  does  not 
in  general  take  into  consideration  the  long- 


term  future  resources  of  nuclear  fuel.  At 
present  this  long-term  concern  is  really  not 
a  necessary  condition  of  reactor  construction 
because  nuclear  energy  represents  but  a 
minor  fraction  of  the  annual  global  energy 
consumption  and  uranium  resources  are 
ample  to  meet  near-term  requirements. 

As  is  generally  known,  the  current  reactor 
types  have  achieved  economical  competitive- 
ness— remarkably  so  in  countries  such  as  the 
United  States.  In  fact,  in  my  tenure  as 
Chairman  of  the  U.S.  Atomic  Energy  Com- 
mission I  have  witnessed  a  remarkable  evolu- 
tion of  nuclear  power.  When  I  first  took  office 
the  entire  program  was  questioned  on  the 
ground  that  the  expenditures  of  vast  sums 
of  public  funds  seemed  to  be  for  naught,  that 
nuclear  power  would  not  be  economic  for 
several  decades  to  come.  Today  I  find  some 
people  at  the  other  extreme  beginning  to 
question  whether  any  additional  government 
funding  of  advanced  nuclear  power  programs 
is  necessaiy,  since  so  many  nuclear  power- 
plants  are  being  sold  by  the  nuclear  industiy 
that  the  industry  has  reached  the  point  of 
being  self-supporting.  In  the  United  States 
alone,  firm  commitments  for  the  construction 
of  nuclear  powerplants  went  from  2  million 
kilowatts  in  1963-64  to  5  million  kilowatts 
in  1965  to  15  million  kilowatts  for  the  first 
9  months  of  1966.  A  similar  increase  in  reac- 
tor construction  is  expected  to  occur  in  other 
countries. 

In  the  United  Kingdom,  for  example,  the 

FIGURE  3 


ANNUAL  WORLD-WIDE 
ELECTRIC   ENERGY   CONSUMPTION 


WITH   WORLD-WIDE   ANNUAL   TOTAL   ENERGY 
CONSUMPTION   NORMALIZED  AT    19S0 


92 


DEPARTMENT  OF  STATE  BULLETIN 


second  nuclear  power  program,  adopted  in 
1965,  planned  a  program  of  5  million  kilo- 
watts of  nuclear  generating  capacity  during 
the  period  1970-75.  This  program  was  in- 
creased to  8  million  kilowatts  by  the  end  of 
1975. 

The  French  civil  program,  as  another  ex- 
ample, is  the  largest  in  continental  Europe. 
According  to  the  French  Government's  "fifth 
plan,"  the  French  foresee  2.5  million  to  4 
million  kilowatts  installed  from  1966  to  1970 
utilizing  gas-cooled,  graphite-moderated,  and 
natural-uranium-fueled  plants  of  500,000 
kilowatts  or  more.  At  the  present  time,  about 
1  percent  of  France's  electrical  energy  is  of 
nuclear  origin;  by  1970  it  is  expected  to  reach 
5  percent  and  by  1975,  12  percent. 

The  installation  of  nuclear  power  in  Japan 
is  expected  to  total  from  4.3  million  to  5.3 
million  kilowatts  by  1975  and  approximately 
10  million  kilowatts  by  1980.  Seven  central 
stations  are  in  various  stages  of  planning  in 
Japan,  with  two  plants  now  operating. 
Sweden  also  plans  a  long-range  construction 
program  of  six  nuclear  i)lants  totaling  2.5 
million  kilowatts  of  power  by  1978.  In  the 
Federal  Republic  of  Germany  two  plants  are 
now  producing  electricity,  two  are  being 
built,  and  plans  are  going  forward  on  several 
others.  It  is  apparent  that  nuclear  power  will 
have  a  rapid  growth  in  Germany  during  the 
next  decade.  Canada,  India,  Italy,  Switzer- 
land, and  Spain  also  have  substantial 
nuclear  power  plans. 

One  of  the  reasons  given  for  this  abrupt 
change  in  events  has  been  the  ability  of  the 
electric  producers  to  begin  utilizing  very 
large  blocks  of  electrical  generation.  As  a  re- 
sult, it  has  become  possible  to  take  advantage 
of  the  savings  incurred  through  scaling 
nuclear  powerplants  to  very  large  sizes. 

Uranium  Prices 

A  fixed  price  of  uranium  equal  to  $8  per 
pound  of  UsOg  has  been  a  general  level  which 
has  been  attained  through  extensive  national 
and  international  procurement  of  uranium 
ores  over  the  past  decade.  Recently,  prices  a 


FIGURE  4 


ANNUAL  WORLD-WIDE 
NUCLEAR   ELECTRICITY   CONSUMPTION 


WITH   ANNUAL   WORID-WIDE 

ELECTRICITY   CONSUMPTION 

NORMALIZED    AT  1970 


H70  1980 

YEARS 


few  dollars  below  the  $8  level  have  been 
negotiated  due  to  the  temporary  surplus  of 
uranium  ore  supphes.  However,  if  one  views 
this  question  of  uranium  ore  resources  from 
a  long-term  viewpoint,  the  price  will  probably 
slowly  escalate  as  the  higher  grade  ores  are 
consumed  and  as  the  general  cost  of  labor 
and  materials  increases.  For  the  present 
moment  the  figure  of  about  $8  a  pound  of 
UaOs  is  a  fair  and  perhaps  a  somewhat  con- 
servative one  not  likely  to  change  drastically 
for  the  next  decade. 

What  degree  of  urgency  must  be  given  to 
increasing  uranium  prices  ?  This  should  have 
a  direct  eff"ect  on  the  future  planning  and  pro- 
grams leading  to  the  development  of  ad- 
vanced and  improved  reactors.  As  an 
extreme,  if  the  world  could  be  assured  that 
from  here  to  the  turn  of  the  century  the 
price  for  UaOs  would  remain  at  today's  level, 
there  might  be  considerably  less  pressure 
and  urgency  for  the  development  through 
government  sponsorship  of  newer  and  more 
efficient  reactors.  Nonetheless,  there  would 
remain  some  important  incentives  for  the 
continued  development  of  newer  reactor 
types  which  might  promise  to  be  more  eco- 
nomical than  the  current  round  of  reactors. 


JANUARY  16,  1967 


93 


FIGURE  5 


URANIUM  RESERVES 

ESTIMATED  WORLD  TOTAL 

(ULSR,  CHINA  AND  lASTIRN  lUIOPE  NOT  INCLUDiO) 


lOO 

E 

15.000.000 

- 

MtUift  INOICIItS 
CtPtCIIT  (Mat) 
WHICH  COUID  If  MtlNTIIHED 
FOR  )a  T[«RS  WITH  THE 
INOICtltD  FUd 

5.500,000 

1 

ID 
1 

J 

}M.m 

1,000.000 

jilH 

1 

1 

0-IS  0-30  0-50  0-100 

COST  OF  URANIUM  ORE  -  DOLLARS/LB. 


In  the  United  Kingdom  this  has  been  exempli- 
fied in  the  progress  from  the  magnox  reac- 
tors to  the  advanced  gas-cooled  reactors. 

Uranium  Reserves 

To  offer  some  appreciation  of  the  time 
scale  which  should  lie  factored  into  these 
programmatic  decisions,  figure  5  shows  the 
known  and  estimated  uranium  resources. 
These  uranium  resources  are  shown  as  mil- 
lions of  tons  of  UsOs  as  well  as  the  I'elated 
megawatts  of  nuclear  generating  caimbility. 
The  figures  are  based  on  the  assumption  of 
sufficient  fuel  for  a  30-year  lifetime  for 
nuclear  powerplants  of  the  current  light 
water  and  advanced  gas-cooled  reactor  types. 
Combining  the  infoiTnation  presented  on  this 
chart  with  that  on  the  earlier  one  (figure  4) 
showing  a  very  rapid  exponential  growth  of 
nuclear  power  generating  capability,  one  can 
predict  that  the  known  or  estimated  world- 
wide ore  resources  costing  $10  per  pound  or 
less  are  sufficient  to  supply  about  300,000 
megawatts  of  nuclear  generating  capability, 
which  will  be  contracted  for,  with  the  conse- 
quent commitment  of  the  indicated  amount 
of  uranium,  by  1980.  If  one  considers 
uranium  ore  resources  of  $15  per  pound  or 
less,  the  reserves,  both  known  and  estimated, 
are  sufficient  to  support  power  stations 
generating  about  550,000  megawatts  of 
nuclear  power,  a  capacity  which  will  be 
reached  by  about  the  year  1985.  Using 
uranium  ore  resources  of  $30  per  pound  or 


less,  the  reserves  are  sufficient  for  about  1 
million  megawatts  of  nuclear  power,  which 
will  be  reached  by  about  the  year  1990.  A 
very  important  fact  sho\\Ti  by  this  chart 
(figure  5)  is  that  there  are  enormous  re- 
sources of  uranium  available  if  one  is  not 
limited  by  cost  of  the  ore. 

I  might  also  add  a  word  of  warning  about 
these  figures.  They  do  not  reflect  the  in- 
creased activity  during  the  past  months 
toward  new  uranium  exploration  in  the 
United  States,  Canada,  and  elsewhere.  They 
represent  the  facts  as  we  know  them  today. 
I  am  certain,  however,  that  additional  ore 
supplies  will  be  found,  in  similar  fashion  to 
the  new  fossil  fuel  resources  found  yearly, 
and  that  this  figure  represents  a  conservative 
view  of  things. 

In  addition  to  these  resources  of  uranium 
ere,  vast  quantities  of  thorium  ore  will  be 
found,  quantities  similar  in  magnitude  to 
that  of  the  uranium  ores.  Thorium  can  also 
be  considered  a  nuclear  energy  resource  al- 
though it  itself  is  not  fissionable.  Thorium- 
232,  the  isotope  of  thorium  found  in  these 
ores,  like  the  nonfissionable  isotope  uranium- 
238  which  is  the  very  abundant  isotope  of 
uranium  found  in  nature,  can  be  converted 
to  useful  fissionable  form  by  nuclear  trans- 
mutation. As  you  know,  in  the  case  of 
uranium-238  the  small  fraction  of  the  natu- 
rally fissionable  isotope  uranium-235  pro- 
vides the  fission  reaction  neutrons  which, 
when  captured  by  uranium-238,  cause  it  to 
undergo  a  transmutation  eventually  leading 
to  plutonium-239,  an  isotope  which  is  fission- 
able. Similarly,  thorium-232  upon  capturing 
a  neutron  can  be  transmuted  to  uranium-233, 
another  fissionable  isotope.  Thus,  plutonium- 
239  and  uranium-233  are  the  keys  to  unlock- 
ing the  vast  energies  stored  in  uranium-238 
and  thorium-232.  Unfortunately,  the  current 
reactor  types  do  not  take  full  advantage  of 
this  situation. 

We  presently  know  that  it  is  quite  feasible 
to  increase  the  efficiency  of  utilization  of  our 
uranium  ore  resources.  The  heavy  water 
moderated  and  cooled  reactor  and  certain  ad- 
vanced  reactors   indicate   one   direction    in 


94 


DEPARTMENT  OF  STATE  BULLETIN 


which  to  proceed.  Increasing  the  thermal 
efficiency  of  nuclear  powerplants  is  another 
direction. 

Breeder  Reactors 

In  general  temis  it  appears  readily  possible 
to  more  than  double  the  energy  which  can  be 
extracted  from  a  pound  of  uranium  by  going 
to  reactors  with  higher  conversion  ratios  than 
the  currently  available  light  water  and  ad- 
vanced gas-cooled  reactors.  I  refer  to  the  near 
breeders.  The  effect  of  this  increased  effi- 
ciency is  reflected  in  the  fact  that  with  the 
installation  of  these  near  breeder  reactors  in 
place  of  the  current  reactors  the  period  of  use 
of  the  known  uranium  ore  resources  can  be 
extended  for  about  a  decade. 

The  actual  effect  of  near  breeder  reactors 
is  even  more  dramatic  since  some  of  these 
would  utilize  the  thorium-uranium-233  fuel 
cycle  to  supplement  and  replace  the  uranium- 
plutomum-239  fuel  cycle.  But  whatever  fuel 
cycle  is  in  fact  used,  near  breeder  reactors 
must  provide  improved  nuclear  efficiencies  in 
order  to  make  a  significant  contribution. 

There  is  an  obvious  incentive  for  getting 
near  or  into  a  breeding  regime.  By  breeding 
I  mean — as  many  of  you  know — a  reactor 
where  more  fissionable  fuel  is  produced  from 
the  fertile  uranium-238  or  thorium-232  than 
is  consumed  in  the  fission  chain  reaction.  If 
one  gets  to  a  conversion  or  breeding  ratio  of 
1.1  or  greater,  tremendous  gains  can  be  ob- 
tained. Rather  than  utilizing  only  a  few  per- 
cent of  the  energy  present  in  the  nuclear  fuel, 
more  than  50  percent  can  be  usefully  har- 
nessed. This  fact  also  means  that  even 
though  the  current  reactors  inefficiently  uti- 
lize the  uranium  and  thorium  fuels,  these 
fuels  are  not  wasted.  The  large  fraction  of 
uranium-238  and  thorium-232  not  consumed 
in  these  reactors  can  serve  eventually  as  fuel 
for  future  breeder  reactors. 

This  has  an  immediate  compound  effect. 
Assuming  one  is  able  to  build  economic 
breeder  reactors,  the  nuclear  generating 
capacity  capable  of  being  ultimately  fueled 
with  today's  low-cost  ore  resources  is  greatly 
increased.  Second,  the  high  efficiency  of  these 
reactors  means  that  they  should  be  less  sensi- 


tive to  increases  in  the  future  costs  of  nuclear 
fuel. 

Unfortunately,  as  we  all  know,  govern- 
ment life  and  service  are  not  so  simple  as  to 
permit  one  to  say  "Let  there  be  a  breeder  re- 
actor," and,  lo,  there  is  a  breeder  reactor. 
There  are  many  real  scientific  and  techno- 
logical hurdles  which  must  be  crossed.  In 
addition  there  are  other  tyi3es  of  advanced 
reactors — near  breeders — which  for  the  near- 
term  have  considerable  economic  promise.  If 
one  looks  about  the  world  today,  one  can  see 
several  types  of  advanced  reactors,  including 
breeder  reactors,  under  intensive  develop- 
ment. 

The  breeder  reactors,  representing  a  some- 
what more  difficult  technology  than  the  near 
breeder  tyiies,  will  be  more  expensive  to  con- 
struct. The  near  breeder  reactor  types,  after 
all,  are  built  on  technology  closer  at  hand. 
The  operating  costs  of  the  low-gain  breeder 
and  the  near  breeder  reactors  based  on  jires- 
ent  uranium  fuel  prices  are  not  too  different. 

These  near  breeder  and  breeder  reactors, 
from  a  simple  economic  viewpoint,  all 
promise  to  have  remarkably  low  operating 
costs  reflecting  efficient  fuel  cycles.  This  also 
indicates  that  there  is  some  incentive  for  de- 
veloping these  advanced  reactors  regardless 
of  whether  the  price  of  uranium  should  in- 
crease— for  they  may  be  more  economical 
than  current  types. 

Of  importance  from  a  national  and  world- 
wide viewpoint  is  the  built-in  insurance 
policy  which  one  can  purchase  with  these 
near  breeder  reactors  and  breeder  reactors. 
This  insurance  policy  is  reflected  in  the  insen- 
sitivity  of  the  total  generating  cost  to  the 
price  of  natural  uranium.  Doubling  the  price 
of  natural  uranium  increases  the  generating 
costs  of  the  near  breeder  reactors  about  two- 
tenths  of  a  mill  per  kilowatt  hour  or  less,  and 
of  the  fast  breeders  perhaps  one-tenth  of  a 
mill  or  even  less.  The  fast  breeder  reactor,  in 
fact,  may  prove  so  efficient  that  ore  costing 
$100  or  more  per  pound  of  UaOs,  available  in 
virtually  unlimited  quantities,  could  still  be 
used  without  a  sizable  economic  penalty. 

One  other  important  consideration  that 
must  be  borne  in  mind   in   analyzing  the 


JANUARY  16,  1967 


95 


future  trend  of  reactor  development  and  its 
impact  on  nuclear  fuel  resources  and  the 
economy  of  electric  power  generation  is  the 
specific  power  of  these  future  reactors.  The 
specific  power,  that  is,  the  power  generated 
per  kilogram  of  fuel  placed  in  the  reactor, 
can  perhaps  be  viewed  more  simply  in  terms 
of  the  inventory  of  fuel  required  by  a  given 
size  reactor.  The  higher  the  specific  power, 
the  lower  the  inventoiy.  A  low  inventoiy  has 
the  effect  of  lowering  the  generating  costs 
because  the  fuel  carrying  charges  are  less; 
that  is,  less  capital  funds  are  tied  up  in  fuel 
inventory.  Further,  considering  a  breeder  re- 
actor economy,  a  smaller  reactor  inventory 
affects  the  doubling  time,  that  is,  the  time  re- 
quired before  a  breeder  reactor  could  refuel 
a  carbon  copy  of  itself.  Also  a  smaller  reactor 
inventory  in  any  type  of  nuclear  plant  means 
that  the  resource  requirements  are  less. 
Therefore,  there  is  considerable  incentive  to 
develop  near  breeders  and  breeder  reactors 
with  high  specific  power  and  therefore  low 
fuel  inventoi-y  requii'ements. 

Any  future  reactor  economy  will  probably 
be  a  mixed  reactor  economy.  We  will  prob- 
ably always  have  several  types  of  reactors, 
with  new  reactor  construction  determined, 
among  other  factors,  by  the  projected  rate  of 
growth  of  electric  power  demands,  the  price 
of  natural  uranium,  and  the  price  of  bred 
fissionable  material  at  the  time  the  decision 
to  go  ahead  with  a  reactor  unit  is  made. 

Large-Scale  Plutonium  Production 

In  conclusion,  let  me  focus  on  an  important 
point:  the  plethora  of  fissionable  material. 
Whether  or  not  near  breeder  reactors  and 
breeder  reactors  are,  in  fact,  developed,  built, 
and  operated,  significant  amounts  of  fission- 
able materials,  especially  plutonium,  will  be 
bred  throughout  the  world.  And,  as  you  know, 
plutonium  can  be  used  as  the  explosive  in- 
gredient of  nuclear  weapons.  Figure  6  sum- 
marizes the  cumulative  quantities  of  plu- 
tonium that  would  be  produced  by  the  years 
1980  and  2000 — astonishing  amounts  indeed. 
This  plutonium  will  be  produced  throughout 


FIGURE  6 


YEAR 

CUMULATIVE  PLUTONIUM 
PRODUCED  WORLD-WIDE 

TOTAL  KGS.  OF  PLUTONIUM 

1970 
1980 
2000 

10,000 

180,000 
4,000,000 

the  world  by  1980,  if  our  projections  are  cor- 
rect, at  the  rate  of  more  than  100  kilograms 
a  day!  In  other  words,  material  will  be  pro- 
duced over  the  face  of  the  globe  sufficient  for 
the  potential  production  of  a  substantial 
amount  of  the  world's  electrical  power — or, 
alternatively,  sufficient  for  tens  of  nuclear 
weapons  a  day. 

The  cumulative  figures  are  striking:  We 
calculate  that  the  worldwide  stock  of  plu- 
tonium by  1970  will  be  10,000  kilograms.  By 
1980  this  will  have  increased  almost  twenty- 
fold— to  180,000  kilograms.  Just  20  years 
later  this  figure  will  have  mounted  to  the 
almost  unbelievable  total  of  4  million  kilo- 
grams ! 

In  the  light  of  this,  there  are  some  who 
would  say  that  the  only  rational  course  is  to 
bring  an  abrui^t  and  complete  halt  to  the  de- 
velopment of  nuclear  power  here  and  now, 
that  the  price  we  pay  for  a  little  additional 
energy  is  much  too  high  for  the  risk  of  nu- 
clear annihilation,  and  that  no  adequate 
means  of  control  can  be  developed  to  insure, 
in  fact,  that  these  nuclear  fuels  will  not  be 
misused. 

But  most  of  us  know  that  such  thinking  is 
not  fully  realistic.  Even  in  the  early  days  of 
nuclear  development,  while  there  were  some  i 
who  felt  we  could  hold  back  all  our  infonna- 
tion  and  discoveries  on  this  new  form  of 
energy,  thus  keeping  others  from  obtaining 
nuclear  weapons,  most  of  us  knew  that  it  was 
only  a  matter  of  time  before  other  countries 


96 


DEPARTMENT  OF  STATE  BULLETIN 


could  achieve  a  nuclear  capability  independ- 
ently of  the  United  States,  the  U.S.S.R.,  and 
the  United  King-dom.  The  major  seci'et  of  the 
atomic  bomb  was,  of  course,  that  it  worked — 
and  this  had  been  revealed  to  the  world. 
Many  countries  of  the  world  had  their  own 
supplies  of  natural  uranium  and,  ])erhaps 
more  important,  their  own  scientists.  We 
also  considered  that  if  we  failed  to  cooperate 
in  sharing:  our  peaceful  nuclear  technology 
and  nuclear  materials,  there  would  be  other 
countries  which  might  be  willing  to  provide 
nuclear  materials  and  technology  without  a 
firm  assurance  as  to  their  eventual  peaceful 
end  use. 

Choosing,  therefore,  a  more  positive  and 
constructive  approach,  the  task  has  thus  be- 
come not  a  matter  of  forbidding  the  further 
spread  of  nuclear  science  but  rather  one  of 
helping  one  another  to  develop  the  peaceful 
uses  of  nuclear  energy  under  conditions 
which  assure  the  peaceful  use  of  the  nuclear 
equipment  and  materials  which  are  supplied. 

An  org'anization  already  playing  a  very 
significant  role  in  guaranteeing  that  the 
peaceful  atom  will  remain  peaceful  through- 
out the  world  is  an  agency  whose  existence  is 
hardly  known  to  the  general  public.  This 
organization    is    the    International    Atomic 


Energy  Agency  (IAEA),  with  its  headquar- 
ters in  Vienna  and  its  current  membership 
of  96  nations,  with  3  additional  member  na- 
tions about  to  be  admitted.  We  have  in  the 
work  of  the  International  Atomic  Energy 
Agency  perhaps  the  forerunner  of  a  fully  in- 
ternational safeguards  and  control  system. 
The  essence  of  this  system  lies  in  the  right  to 
inspect  facilities  and  materials  supplied 
through  international  agreement.  Such  in- 
spections are  carried  out  by  IAEA  interna- 
tional inspection  teams  at  facilities  in 
countries  which  have  agreed  to  accept  inter- 
national safeguards. 

In  addition  to  its  present  activities  relat- 
ing to  the  inspection  of  reactors,  the  IAEA 
has  recently  considered  and  developed  appro- 
priate safeguards  and  controls  for  chemical 
reprocessing  plants  to  assure  that  none  of  the 
materials  separated  and  purified  in  these 
plants  are  diverted  to  nonpeaceful  uses. 

I  am  hopeful  that  the  future  will  show  a 
continued  increase  in  the  application  of  these 
IAEA  safeguards  and  controls  and  that 
eventually  we  may  have  a  worldwide  system 
of  safeguards  and  controls  under  which  all 
nations  will  be  able  to  develop  and  share  the 
peaceful  atom  free  from  the  fear  of  a  poten- 
tial nuclear  threat. 


JANUARY  16,  1967 


97 


The  Work  of  the  21st  Session  of  the  U.N.  General  Assembly 


Statement  by  Arthur  J.  Goldberg 

U.S.  Representative  to  the  United  Nations  ' 


At  the  conclusion  of  the  21st  General 
Assembly  of  the  United  Nations  it  is  fitting 
that  its  actions  should  be  evaluated  in  the 
light  of  the  only  meaningful  standard:  the 
purposes  of  the  charter  and,  above  all,  the 
cause  of  peace. 

Judged  by  this  standard,  the  record  of  the 
session — and  of  the  Security  Council  during 
the  same  period — shows  many  constructive 
achievements  and  some  regrettable  short- 
comings. 

In  addition  to  the  specific  actions  discussed 
below,  the  session  was  also  significant  for  its 
atmosphere.  Issues  raised  for  propaganda 
purposes  did  not  make  much  headway.  A 
searching  for  bridges  between  East  and  West 
was  more  evident  this  year  than  a  year  ago 
or  in  some  previous  sessions.  The  strength  of 
this  apparent  desire  for  greater  cooperation 
and  accommodation  must  of  course  be  tested 
by  concrete  action.  Some  evidences  of  posi- 
tive action  were  present  in  this  session,  and 
we  hoije  to  see  more  in  times  to  come. 

1.  The  Secretary-General 

A  highly  important  achievement  was  the 
unanimous  reappointment  of  U  Thant  as 
Secretary-General  for  a  second  5-year  term. 
His  willingness  to  serve  again  in  response 
to  the  unanimous  wish  of  the  membership 
demonstrated  anew  his  devotion  to  the  ideals 
of  the  organization.  It  is  greatly  to  be  hoped 
that  the  resounding  new  vote  of  confidence 


>  Released  at  New  York,  N.Y.,  on  Dec.  21   (U.S./ 
U.N.  press  release  5044). 


98 


in  him  will  enable  him  to  apply  those  ideals 
with  renewed  effectiveness  even  to  the  most 
difl^cult  problems  confronting  the  interna- 
tional community. 

2.  Viet-Nam 

The  continued  inability  of  the  United  Na- 
tions to  work  eff"ective]y  in  the  conflict  in 
Viet-Nam  has  been  a  failure  not  of  the  orga- 
nization but  of  key  members  and  govern- 
ments which  have  been  unwilling  to  consent 
to  such  action.  We  were  encouraged  by  the 
fact  that  a  majority  of  speakers  who  referred 
to  Viet-Nam  in  the  Assembly's  general  debate 
took  note  of  our  significant  proposals  of 
September  22  ^  and  supported,  as  does  the 
United  States,  discussions  looking  toward  a 
peaceful  settlement.  We  continue  to  hope  the 
United  Nations  may  play  a  more  positive 
role.  We  especially  hope  that  the  Secretary- 
General  will  find  it  possible,  in  response  to 
our  appeal  to  him  on  Monday,'  to  help  bring 
about  discussions  which  could  lead  to  a  mu- 
tual cessation  of  hostilities  and  an  honorable 
settlement. 

3.  Outer  Space 

A  most  significant  Assembly  action  was 
the  unanimous  vote  commending  the  outer 
space  treaty  and  urging  the  widest  possible 
adherence  to  it.^  The  treaty  was  negotiated  in 


^  Bulletin  of  Oct.  10,  1966,  p.  518. 
'  Ibid.,  Jan.  9,  1967,  p.  63. 
*  For  background,  see  ibid.,  p.  78 ;  for  text  of  the 
treaty,  see  ibid.,  Dec.  26,  1966,  p.  952. 


DEPARTMENT  OF  STATE  BULLETIN 


i 


the  United  Nations  Outer  Space  Committee 
in  Geneva  and  this  autumn  at  the  United  Na- 
tions in  New  York.  It  is  a  pioneerinof  exten- 
sion of  international  law  into  the  newly 
entered  realm  of  outer  space.  It  embodies  the 
most  important  aiTns  control  measure  since 
the  imrtial  test  ban  treaty  of  1963,  as  well  as 
principles  for  peaceful  cooperation  in  the  ex- 
ploration and  use  of  outer  space,  including- 
the  moon  and  other  celestial  bodies.  The  con- 
clusion of  this  treaty  at  the  present  time  is 
a  major  step  tow^ard  peace  and  an  encourag- 
ing sign  that  the  actions  of  nations,  in  the 
charter's  words,  can  be  harmonized  in 
significant  fields  even  while  major  discords 
in  other  fields  remain  unresolved. 

4.  Nonproliferation 

It  is  greatly  to  be  hojjed  that  the  outer 
space  treaty  will  quickly  be  followed  by  the 
conclusion  of  the  long-sought  nonprolifera- 
tion treaty,  banning  the  further  spread  of 
nuclear  weapons.  The  seriousness  of  the  de- 
bate in  the  First  Committee  on  this  subject, 
and  the  resolution  urging  an  early  agree- 
ment,^ are  hopeful  auguries  for  this  vitally 
important  arms  control  measure,  which  we 
hope  may  pave  the  way  for  still  further  dis- 
armament agreements. 

5.  Human  Rights  Covenants 

In  a  field  equally  important  to  peace — that 
of  human  rights — the  General  Assembly  took 
another  jiioneering  step  when  it  ovenvhelm- 
ingly  approved  two  instruments  long  in  the 
making:  the  Covenant  on  Civil  and  Political 
Rights  and  the  Covenant  on  Economic,  Social 
and  Cultural  Rights.''  The  United  States 
voted  for  these  documents.  Whatever  their 
imperfections,  they  will  be  remembered  in 
histoiy  as  the  first  major  attempt  by  the 
community  of  nations  to  extend  to  the  entire 
range  of  human  rights  the  protection  of  bind- 
ing international  agreements.  The  day  is  sure 
to  come  when  no  government  can  any  longer 
ignore  its  obligation,  implicit  in  the  United 


Nations  Charter,  to  respect  at  least  the  mini- 
mum standards  of  human  rights  which  these 
covenants  seek  to  define. 

6.  South  West  Africa 

Of  the  numerous  difiicult  colonial  issues 
that  faced  this  Assembly  session,  the  one  on 
which  the  most  important  action  was  taken 
was  the  dispute  over  the  territory  of  South 
West  Africa.  The  Assembly  created  an  Ad 
Hoc  Committee  for  South  West  Africa  to 
recommend  practical  means  by  which  the  ter- 
ritory can  be  administered  so  as  to  enable  the 
people  to  exercise  their  right  of  self-deter- 
mination.'' 

This  resolution,  adopted  by  a  nearly  unani- 
mous vote,  was  strongly  supported  by  the 
United  States  as  a  realistic,  practical,  and 
important  foi-ward  step.  We  will  serve  on  the 
new  committee,  which  is  to  report  by  next 
April  to  a  special  session  of  the  Assembly. 
The  teiTus  of  the  resolution,  and  the  nearly 
unanimous  support  which  it  received,  give 
grounds  for  hope  that  it  may  lead  toward  a 
solution  of  this  thorny  problem  which  will  be 
both  just  and  peaceful  and  will  lie  within  the 
capacity  of  the  United  Nations. 

7.  Southern  Rhodesia 

The  General  Assembly  considered  the  prob- 
lem of  Southern  Rhodesia,  but  it  was  the 
Security  Council's  unprecedented  action  in 
imposing  mandatory  sanctions  on  key  expoi-ts 
and  on  oil  imports  into  the  territory  that  was 
the  most  significant.^  While  no  one  can  guar- 
antee the  success  of  this  undertaking  in 
advance,  the  probabilities  will  be  greatest  if 
all  of  us  undertake  good-faith  eflForts  to  make 
it  succeed.  I  repeat  that  the  United  States  will 
apply  this  decision  with  the  full  force  of  law. 
We  hope  it  will  contribute  to  a  peaceful  solu- 
tion and  to  the  essential  goal  of  assuring  that 
all  the  people  of  Southern  Rhodesia,  not  just 
the  6  percent  of  European  ancestry,  achieve 
the  right  to  control  their  own  destiny. 


^  For  text  of  Resolution  2153,  see  ibid.,  Dec.   19, 
1966,  p.  936. 
•^  See  p.  107. 


'  For  text  of  Resolution  2145,  see  Bulletin  of  Dec. 
5,  1966,  p.  871. 

*  For  background  and  text  of  a  resolution,  see  ibid., 
Jan.  9,  1967,  p.  73. 


JANUARY  16,  1967 


99 


8.  Middle  East 

Border  disturbances  in  the  Middle  East 
also  came  before  the  Security  Council  twice 
during  the  session.  Against  a  background  of 
incursions  into  Israel  stemming  from  Syrian 
territory,  10  members  of  the  Council,  includ- 
ing the  United  States,  voted  for  a  resolution 
asking  Syria  to  strengthen  its  measures  to 
prevent  incidents  in  violation  of  the  Anni- 
stice  Agreement.9  Subsequently,  again  with 
our  support,  the  Council  firmly  denounced 
the  Israeli  military  action  in  November  on 
Jordanian  territory.^o  On  both  occasions  the 
United  States  expressed  its  opposition  to  all 
use  of  violence  across  existing  Middle  East- 
ern frontiers,  regardless  of  the  direction  in 
which  it  occurs. 

We  believe  that  the  discussions  demon- 
strated the  Council's  desire  that  all  such  vio- 
lence cease,  and  we  regret  that  one  of  these 
resolutions  met  a  Soviet  veto,  which  con- 
tributed to  instability  in  the  area.  Our  own 
basic  policy  of  respecting  the  sovereignty 
and  territorial  integrity  of  all  countries  in 
the  Middle  East  is  unchanged  and  was  reaf- 
firmed during  these  debates. 

9.  Aden 

In  the  difficult  case  of  Aden,  the  Assembly 
took  another  important  step  to  assist  in  a 
peaceful  settlement.  The  imminent  with- 
drawal of  Britain  from  Aden  leaves  the  politi- 
cal future  of  the  area  uncertain.  The  Assem- 
bly, with  full  support  from  the  United 
Kingdom,  asked  the  Secretary-General  to 
send  a  special  mission  to  Aden  to  recommend 
practical  steps  for  self-determination  by  the 
people,  including  possible  United  Nations 
participation  in  elections  there.  This  step 
should  help  to  stabilize  an  area  which  could 
easily  become  one  of  the  world's  danger 
spots. 

10.  other  Issues  in  Africa 

Several  other  resolutions,  while  reflecting 
the  Assembly's  deep  concern  over  colonialism 


«  For  U.S.  statements  and  text  of  the  resolution, 
see  ibid.,  Dec.  26,  1966,  p.  969. 

'»  For  a  U.S.  statement  and  text  of  the  resolution, 
see  ibid.,  p.  974. 


and  denial  of  human  rights  in  southern 
Africa — a  concern  which  we  share — were,  we 
felt,  unrealistic  in  method,  and  the  United 
States  was  unable  to  give  them  full  support. 
Sweeping  resolutions  which  do  not  reflect  a 
broad  intention  of  practical  support  can  only 
in  the  long  nm  diminish  the  influence  of  the 
Assembly. 

11.  Membership 

With  the  end  of  colonial  rule  in  still  fur- 
ther territories  of  Africa  and  the  Caribbean, 
the  General  Assembly  increased  its  member- 
ship to  122  with  the  admission  of  four  new 
members:  Guyana,  Botswana,  Lesotho,  and 
Barbados.  The  return  of  Indonesia  to  active 
participation  in  the  United  Nations  was  also 
widely  welcomed. 

12.  Chinese  Representation 

This  year,  as  previously,  the  Assembly 
gave  thoughtful  consideration  to  the  issue  of 
the  representation  of  China  in  the  United  Na- 
tions. The  proposal  of  Albania  to  expel  the 
Republic  of  China  in  order  to  seat  repre- 
sentatives of  Communist  China  was  rejected 
by  a  solid  majority  of  57  to  46.  Once  again, 
too,  the  Assembly  affirmed,  also  by  an  in- 
creased majority,  that  any  proposal  to  change 
the  representation  of  China  is  an  important 
question  and  thus,  under  the  charter,  requires 
a  two-thirds  vote  for  decision." 

Although  the  Italian  study-committee  pro- 
posal was  not  adoiJted,  the  United  States  sup- 
ported it,  noting  that  its  mandate  did  not 
prejudge  the  results  of  the  proposed  study. 

As  I  indicated  in  my  statement  to  the  As- 
sembly, the  United  States  does  not  seek  to 
isolate  mainland  China.  We  were  prepared 
for  the  United  Nations  to  ask  Peking  its  atti- 
tude on  key  questions  involved:  whether  it 
would  drop  its  unacceptable  demands,  espe- 
cially for  the  expulsion  of  the  Republic  of 
China,  and  whether  it  would  assume  the 
obligations  of  the  charter— including  the 
obligation  to  refrain  from  the  use  of  force 
against  the  territorial  integrity  or  political 


"  For  a  U.S.  statement  and  texts  of  resolutions, 
see  ibid.,  Dec.  19,  1966,  p.  926. 


100 


DEPARTMENT  OF  STATE  BULLETIN 


independence  of  any  state.  Only  Peking  can 
answer  these  questions. 

13.  Korea 

On  another  longstanding  Asian  issue,  the 
Assembly  clearly  reaffirmed  United  Nations 
support  for  the  peaceful  unification  of  Korea 
through  free  U.N.-supervised  elections  and 
rebuffed  a  major  Soviet  effort  to  end  the 
United  Nations  role  in  Korea. 


This  double  failure  to  act  on  the  related 
issues  of  peacekeeping  and  financing  must  be 
set  down  among  the  chief  shortcomings  of 
this  session.  Great  powers  can  take  care  of 
their  own  interests,  but  the  ability  of  the 
United  Nations  to  function  as  a  keeper  of  the 
peace  is  vital  to  the  interests  of  the  great  ma- 
jority of  members,  particularly  the  smaller 
ones,  and,  indeed,  to  the  eflFectiveness  of  the 
organization  under  the  charter. 


14.  Peacekeeping 

Although  a  constructive  Canadian  resolu- 
tion on  the  highly  important  issue  of  peace- 
keeping was  approved  by  a  large  majority 
in  committee,  the  Assembly,  to  our  regret, 
put  off  final  action  on  this  measure  until  its 
resumed  session  in  April.  The  Canadian  reso- 
lution's most  important  provisions  are  those 
reaffirming  the  role  of  the  General  Assembly 
in  peacekeeping  in  circumstances  where  the 
Security  Council  is  unable  to  act  and  sug- 
gesting a  model  scale  for  the  broad  and 
equitable  sharing  of  the  costs  of  expensive 
peacekeeping  forces. 

We  continue  to  believe  that  it  is  highly  im- 
portant for  the  Assembly  to  take  prompt  and 
positive  action  on  this  question  and  not  to 
allow  the  recalcitrance  of  a  few  members  to 
impair  the  capacity  of  the  United  Nations  to 
fulfill  its  peacekeeping  role. 

A  favorable  development  in  peacekeeping 
was  the  much  improved  vote  by  which  the  As- 
sembly extended  for  another  year  the  United 
Nations  Emergency  Force  in  the  Middle 
East.  This  resolution  provides  for  sharing 
the  cost  of  UNEF  along  the  lines  of  the  model 
scale  of  assessments  embodied  in  the 
Canadian  resolution. 

15.  Financing 

As  of  the  date  of  this  report,  it  is  also  to  be 
regretted  that  the  Soviet  Union  and  France, 
both  of  whom  have  refused  to  pay  assess- 
ments on  past  peacekeeping  operations,  have 
still  not  made  the  substantial  voluntary  con- 
tributions which  were  contemplated  in  the 
consensus  arrived  at  last  year  and  which  are 
necessary  to  restore  the  United  Nations  to 
financial  health. 


16.  Population  Growth 

For  the  first  time,  the  General  Assembly 
specifically  recognized  and  took  concrete  ac- 
tion on  the  urgent  and  important  problem  of 
rapidly  expanding  pvopulations  and  their 
pressure  both  on  limited  food  supplies  and  on 
other  requirements  of  economic  and  social 
progress.  At  the  request  of  member  states. 
United  Nations  agencies  are  now  authorized 
to  train  population  control  experts.  The 
United  States,  which  has  a  deep  interest  in 
world  food  supplies  and  in  the  development 
of  nations,  strongly  supported  this  resolution. 
We  hope  its  adoption  will  encourage  nations 
in  which  this  problem  exists  to  move  more 
energetically  to  solve  it. 

17.  iVIarine  Resources 

On  the  initiative  of  the  United  States,  the 
Assembly  adopted  without  a  dissenting  vote 
a  resolution  to  promote  international  coopera- 
tion in  the  study  and  development  of  marine 
resources,  including  very  great  untapped  pro- 
tein resources  of  the  oceans,  which  are  likely 
to  play  an  increasing  part  in  the  world's  food 
supplies. 

18.  Capital  Development  Resolution 

Over  the  dissenting  votes  of  the  United 
States  and  the  other  major  capital-exporting 
countries,  the  Assembly  adopted  a  resolution 
to  establish  a  United  Nations  capital  develop- 
ment fund  which  is  supix)sed  to  begin  func- 
tioning in  1968.  Such  a  fund  would  duplicate 
longstanding  and  more  soundly  designed 
machinery  for  international  capital  assist- 
ance. It  is  most  unlikely  that  enough  funds 
will  be  forthcoming  to  put  this  fund  into 
operation.  This  resolution  demonstrates  anew 


JANUARY  16,  1967 


101 


that  economic  decisions  taken  even  by  larg-e 
majorities  are  sterile  unless  they  include  the 
concurrence  of  those  who  must  furnish  the 
resources. 

19.  International  Law 

The  Assembly  acted  to  strengthen  interna- 
tional law  in  two  significant  areas.  It  estab- 
lished a  Commission  on  International  Trade 
Law  to  unify  and  hannonize  divergent  na- 
tional laws  in  this  important  field.  And  it 
decided  to  convene  a  major  international 
conference  in  1968  and  1969  to  draft  a 
"treaty  on  treaties,"  a  set  of  rules  governing 
the  law  of  treaties,  their  validity,  interpre- 
tation, and  effect.  Both  these  steps  are  of 
great  potential  significance  for  the  develop- 
ment of  the  rule  of  law  among  nations. 


IMCO  Subcommittee  Recommends 
New  Passenger-Ship  Standards 

Press    release    300    dated    December    23 

A  further  significant  step  has  been  taken 
in  the  improvement  of  international  stand- 
ards for  the  safety  of  passeng-er  ships:  The 
Subcommittee  on  Fire  Protection  of  the 
Intergovernmental  Maritime  Consultative 
Organization  (IMCO)  has  successfully  com- 
pleted its  assignment  to  recommend  new  fire 
safety  standards  for  future  ships  before  the 
end  of  1966.  This  work  supplements  activi- 
ties which  culminated  in  November  on  meas- 
ures to  improve  fire  safety  in  existing  ships 
following  recent  disastrous  casualties  caused 
by  fire  at  sea.^ 

In  its  third  and  final  session,  held  in 
London,  the  committee  considered  many 
specific  problems  in  fire  protection,  including 
crew  training  and  equipment  for  firefighting. 
ships  cariying  motor  vehicles  with  fuel  in 
their  tanks,  fire  insulation  of  bulkheads  and 
decks,  and  the  precautions  to  be  taken  in  the 
design  of  machinery  spaces. 

Eighteen  countries  took  part  in  the  dis- 


'  For  background,  see  Bulletin  of  Dec.  26,  1966, 
p.  965. 


cussions.  The  chief  product  of  the  com- 
mittee's work  is  a  body  of  proposed  regula- 
tions on  a  new  unified  method  of  fire 
protection,  detection,  and  extinction  in 
passenger  ships  to  be  built  in  future. 

The  proposed  new  method  permits  two 
vai'iants  for  fire  protection,  detection,  and 
extinction  in  the  accommodation  and  service 
spaces  of  future  passenger  ships.  These 
variants  may  be  described  broadly  as  follows: 

(a)  Within  the  main  zone  fire-resist- 
ing divisions,  such  spaces  will  be  subdivided 
by  incombustible  fire-retarding  divisions,  and 
an  automatic  fire  detection  and  fire  alarm 
system  will  be  provided. 

(b)  Within  the  main  zone  fire-resist- 
ing divisions,  such  spaces  will  be  subdivided 
by  incombustible  divisions  which  may  have 
a  lesser  degree  of  fire  integrity  than  is 
required  for  variant  (a)  above,  and  an  auto- 
matic sprinkler  and  fire  detection  and  fire 
alarm  system  will  be  provided. 

The  committee  agreed  that  each  of  these 
variants  would  provide  an  equal  standard  of 
fire  safety  in  passenger  ships  of  the  future. 

The  next  stage  will  be  consideration  of 
these  proposals  by  IMCO's  Maritime  Safety 
Committee  in  February  1967.  Amendments 
adopted  by  the  Committee  would  receive  final 
consideration  by  the  IMCO  Assembly  in 
October  1967. 

The  United  States  delegation  was  headed 
by  Comdr.  Robert  I.  Price,  U.S.  Coast 
Guard. 


Present  Travel  Restrictions 
Extended  Tlirough  IVIarch  15 

Press  release  301  dated  December  23 

The  State  Department  published  in  the 
Federal  Register  dated  December  16  an 
amendment  to  the  passport  regulations  ex- 
tending all  present  area  restrictions  until 
March  15,  1967,  unless  modified  sooner. 

The  United  States  maintains  passport 
restrictions  on  travel  by  American  citizens 
to     five     areas:     Albania,     Cuba,     and     the 


102 


DEPARTMENT  OF  STATE  BULLETIN 


Communist-controlled  areas  of  Korea,  China, 
and  Viet-Nam. 

American  passports  are  not  valid  for 
travel  to  or  through  these  areas.  However, 
they  may  be  specially  validated  by  the  De- 
pai'tment  of  State  if  the  pros])ective  traveler 
shows  that  the  purpose  of  his  trip  justifies 
exception  to  tlie  travel  ban.  The  conditions 
for  such  approval  are  set  forth  in  the  new 
passport  regulations  published  on  October 
20,  1966.' 

The  State  Department  can  apply  a  travel 
ban  to  a  given  country  in  only  three  situa- 
tions: when  that  country  is  at  war  with  the 
United  States,  when  amied  hostilities  are  in 
progress  there,  or  when  travel  must  be  re- 
stricted in  the  national  interest  because  it 
would  seriously  impair  the  conduct  of  U.S. 
foreign  affairs. 

In  years  past  the  State  Department 
gi-anted  only  a  few  excei^tions  to  its  travel 
restrictions.  Such  exceptions  as  were  made 
generally  were  available  only  to  applicants 
in  a  limited  number  of  occupations  and  pro- 
fessions or  for  travel  required  for  compelling 
humanitarian  reasons. 

Gradually  the  policies  have  been  revised 
and  the  eligible  categories  broadened. 

Now  persons  in  certain  professional  and 
occupational  categories  are  entitled  to  special 
validation  of  their  passports  when  the  pur- 
pose of  their  travel  is  directly  related  to  their 
professional  responsibilities.  Included  here 
are  newsmen,  doctors  and  scientists  in  public 
health,  scholars  with  postgraduate  degrees, 
and  American  Red  Cross  representatives. 

A  second  broad  "discretionary"  category 
exists.  At  his  discretion,  and  judging  each 
case  individually  on  its  merits,  the  Secretary 
of  State  may  make  exceptions  to  the  travel 
restrictions  for  persons  in  cultural,  athletic, 
commercial,  educational,  professional,  or 
other  fields  or  in  public  affairs,  as  well  as 
for  persons  who  will  be  writing  or  reporting 
for  ])ublic  media  about  their  travels  although 
they  are  not  professional  reporters. 

In  these  discretionary  categories  the  State 


Department  will  take  several  factors  into 
consideration  in  making  its  decision.  One  is 
the  potential  benefit  to  the  United  States  of 
the  pi-oposed  visit,  another  the  applicant's 
need  to  make  the  visit,  and  a  third  the  cur- 
rent situation  with  regard  to  the  area  to  be 
visited. 

Similar  categories  and  considerations  are 
applied  to  resident  aliens  applying  for  per- 
mission to  travel  to  a  restricted  area  under 
22  CFR  46.5(e). 

Violation  of  the  travel  restrictions — that 
is,  traveling-  to  one  of  the  restricted  areas 
without  proper  validation  or  without  pass- 
port— is  grounds  for  the  State  Department 
to  revoke  or  cancel  the  violator's  passport. 
Such  infraction  may  also  be  punishable  un- 
der Federal  law  (8  U.S.C.  1185  and/or  18 
U.S.C.  1544). 

No  further  passport  will  be  issued  to  the 
violator  until  the  Secretary  of  State  receives 
formal  assurance  and  is  satisfied  that  the 
person  will  not  again  violate  travel  restric- 
tions. 

The  Department's  ix)wer  to  regulate  the 
passport  field  goes  back  to  early  days  of  our 
nation  and  has  been  i-eflected  in  congres- 
sional legislation  for  more  than  a  century. 

The  restrictions  help  to  assure  that  ordi- 
nary American  citizens  will  not  become  in- 
nocent victims  of  the  hostile  policies  of  for- 
eign powers  in  areas  where  our  Government 
can  offer  little  protection. 

These  measures  may  also  have  important 
effects  in  promoting  the  U.S.  national  in- 
terest and  achieving  our  foreign  policy  goals. 
For  example,  in  accordance  with  the  resolu- 
tions of  the  Organization  of  American 
States  and  the  judgment  of  that  body  that 
the  Communist  regime  in  Cuba  is  openly 
committed  to  subversion  in  the  hemisphere, 
U.S.  policy  toward  Cuba  has  been  one  of 
political,  economic,  and  social  isolation.  Our 
travel  restrictions  to  this  area  have  been 
an  important  element  in  this  policy. 


Bulletin  of  Nov.  7,  1966,  p.  723. 


JANUARY  16,  1967 


103 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


U.N.  Adopts  International  Covenants  on  Human  Rights 


On  December  16  the  United  Nations  Gen- 
eral Assembly  unanimously  adopted  the 
International  Covenant  on  Economic,  Social 
and  Cultural  Rights  and  the  Interyiational 
Covenant  on  Civil  and  Political  Rights  with 
an  optional  protocol.  Following  is  a  state- 
ment made  in  Committee  III  (Social, 
Humanitarian  and  Cultural)  by  U.S.  Alter- 
nate Representative  Patricia  R.  Harris  on 
December  12,  together  with  the  texts  of  the 
hrcman  rights  covenants. 


STATEMENT  BY  MRS.  HARRIS 

U.S.  delegation  press  release  6008 

The  United  States  delegation  has  voted  in 
favor  of  the  international  covenants  on 
human  rights  because  we  beheve  that  after 
20  years  of  consideration,  the  United  Nations 
must,  in  1966,  move  forward  in  promulgating 
a  broadly  acceptable  codification  of  human 
rights. 

The  covenants  represent  the  culmination  of 
almost  20  years  of  work  on  what  was  de- 
signed to  be  an  international  bill  of  rights. 
The  historical  importance  of  the  first  step  in 
that  process — the  Universal  Declaration  of 
Human  Rights  ' — is  well  known.  Concluding 
steps  have  been  taken  by  our  committee 
today. 

It  is  appropriate  that  preparation  of  the 
covenants  has  been  concluded  at  the  time 
when  we  are  about  to  mark  the  18th  anni- 
versary of  the  Universal  Declaration  of 
Human  Rights. 

However,  while  the  Universal  Declaration 


is  an  authoritative  statement  of  principle,  it 
is  not  a  binding  legal  agreement.  The  inter- 
national covenants  on  himian  rights  testify  to 
our  efforts  to  translate  the  principles  set 
forth  in  the  Universal  Declaration  into  rights 
recognized  in  law.  The  importance  of  such 
efforts  cannot  be  overemphasized  if  we  are  to 
fulfill  the  hope  voiced  by  Eleanor  Roosevelt 
when  she  said  that  the  Universal  Declaration 
might  well  become  the  "international  Magna 
Carta  of  all  mankind."  ^ 

Nonetheless,  the  United  States  delegation 
has,  from  the  beginning  of  our  deliberations 
on  these  covenants,  voiced  doubts  about  the 
formulation  of  certain  ideas,  which  in  their 
final  form  continue  to  cause  us  grave  con- 
cern. I  would  like  to  explain  our  votes  and  set 
forth  our  understanding  of  various  provisions 
in  the  covenants. 

Throughout,  the  Covenant  on  Economic, 
Social  and  Cultural  Rights  speaks  of  "rights" 
that  in  fact  are  objectives  which  no  govern- 
ment, no  matter  what  its  human  and  financial 
resources,  could  implement  immediately  upon 
assuming  the  obligation  to  insure  them.  This 
is  recognized  in  ai-ticle  2,  paragraph  1,  which 
contains  qualifying  language  to  the  effect 
that  each  state  party  "undertakes  to  take 
steps  .  .  .  with  a  view  to  achieving  progres- 
sively the  full  realization  of  the  rights  recog- 
nized in  the  present  Covenant  by  all 
appropriate  means.  .  .  ." 

Article  2,  paragraph  1,  also  speaks  of  an 
undertaking  by  states  parties  "to  take  steps, 
individually  and  through  international  assist- 
ance  and    co-operation    especially   economic 


'  For  text,  see  Bulletin  of  Dec.  19,  1948,  p.  752. 


■  Ibid.,  p.  751. 


104 


DEPARTMENT  OF  STATE  BULLETIN 


and  technical,  to  the  maximum  of  its  avail- 
able resources.  .  .  ."  My  Government  is 
liledged  to  international  economic  and  social 
cooperation  under  the  Charter  of  the  United 
Nations,  and  it  vigorously  suppoi-ts  efforts  to 
cooperate  with  other  nations,  particularly 
with  the  developing  nations.  Its  record  in  ex- 
tending assistance  through  international  co- 
operation speaks  for  itself.  Article  2,  para- 
graph 1,  however,  might  be  construed  by 
some  to  impose  a  foiTnal  legal  obligation  upon 
the  states  jiarties  to  give  economic,  technical, 
or  other  assistance.  We  must  reject  such  an 
interpretation.  In  our  view,  it  is  not  appro- 
])riate  to  specify  in  a  covenant  on  human 
rights  and  in  such  detail  the  forms  which 
international  cooperation  might  take. 

"Double  Standard"  Unacceptable 

The  most  discriminatory  provision  in  the 
Covenant  on  Economic,  Social  and  Cultural 
Rights  is  article  2,  paragraph  3,  which  was 
adopted  by  this  committee  by  a  vote  of  41  in 
favor,  38  against,  and  21  abstentions.  Para- 
graph 3  provides  that  developing  countries 
may  determine  the  extent  to  which  they 
would  guarantee  the  economic  rights  recog- 
nized in  the  covenant  to  nonnationals. 

The  covenant  should  not  contain  a  pro- 
vision such  as  this,  which  authorizes  in  vir- 
tually unqualified  terms  discriminatory 
treatment  of  nonnationals  by  a  certain  group 
of  states  parties.  Paragraph  3  creates  a 
vague  double  standard  between  developing 
and  developed  countries  and  is  difficult  to 
reconcile  with  the  spirit  of  universality  of  the 
Universal  Declaration  of  Human  Rights.  The 
paragraph  is  also  inconsistent  with  accepted 
principles  of  international  law.  It  runs  coun- 
ter to  the  undertaking  of  states  parties  in 
paragraph  2  of  the  same  article  "to  guarantee 
that  the  rights  enunciated  in  the  present 
Covenant  will  be  exercised  without  dis- 
crimination of  any  kind.  .  .  ." 

Furthermore,  paragraph  3  seems  to  imply 
that  developed  countries  may  not  distinguish 
between  their  own  nationals  and  aliens, 
whereas  there  is  a  generally  accepted  inter- 
national practice  to  make  certain  distinctions 


between  nationals  and  aliens,  with  due  i-e- 
gard  to  international  law. 

If  such  a  provision  was  to  be  included  in 
the  covenant,  it  should  have  recognized  that 
all  states  have  the  right  to  make  the  deter- 
mination, not  merely  "developing  countries" 
— a  term,  incidentally,  not  yet  defined  in  the 
covenant — and  should  have  reflected  the  re- 
quirement that  states  parties,  in  making  such 
a  determination,  have  due  regard  to  inter- 
national law. 

Madam  Chairman,  I  have  already  men- 
tioned the  narrow  vote  by  which  paragraph 
3  of  article  2  was  adopted.  My  delegation 
voted  against  the  paragraph  in  this  commit- 
tee, and  we  still  find  it  unacceptable. 

My  delegation  wishes  also  to  point  out  that 
we  have  a  continuing  concern  about  article 
25  of  the  Covenant  on  Economic,  Social  and 
Cultural  Rights,  which  is  repeated  as  article 
47  of  the  Covenant  on  Civil  and  Political 
Rights.  My  Government  fully  supports  the 
principle  expressed  therein,  namely,  that 
peiTnanent  sovereignty  over  natural  wealth 
and  resources  is  an  inherent  right  of  all 
peoples  and  an  essential  element  of  the 
sovereign  equality  of  states.  However,  article 
1,  paragraph  2,  of  the  covenant  provides  the 
effective  substantive  formulation  on  this 
question,  and  it  cannot  be  impaired  by  article 
25,  as  many  other  delegations  have  said,  in- 
cluding some  of  the  sponsors  of  article  25. 
In  addition,  this  repetition  of  the  principle 
of  article  1,  paragraph  2,  has  no  valid  place 
among  the  implementation  clauses. 

Madam  Chairman,  we  joined  other  dele- 
gations in  voting  in  favor  of  the  civil  and 
political  covenant  and  the  optional  protocol 
annexed  thereto.  This  vital  document  defines 
civil  and  political  rights  and  obligations 
which  states  undertake  to  respect  and  insure 
upon  becoming  parties  to  the  covenant.  Its 
implementation  machinery  provides  for  in- 
suring respect  for  the  covenant  in  three  ways: 
states  parties  are  to  submit  reports  for  con- 
sideration by  the  Human  Rights  Committee 
established  under  the  covenant;  a  conciliation 
mechanism  is  available  to  assist  in  settling 
differences  among  states  parties  regarding 
respect  for  the  covenant,  provided  that  the 


JANUARY  16,  1967 


105 


states  parties  concerned  have  made  a  declara- 
tion accepting  the  procedure;  and  the  optional 
protocol  enables  a  state  paity  to  agree  that 
individuals  subject  to  its  jurisdiction  may 
submit  communications  to  the  Human  Rights 
Committee  established  by  the  covenant  re- 
garding alleged  violations  by  that  state  of  the 
rights  set  forth  in  the  covenant. 

My  delegation  voted  for  the  optional  proto- 
col because  we  think  that  those  states  parties 
to  the  Covenant  on  Civil  and  Political  Rights 
which  are  prepared  to  do  so  should  have  the 
opportunity  to  accept  the  right  of  individual 
petition  beyond  their  national  frontiers. 

Freedom  of  Speech  in  U.S. 

We  applaud  many  of  the  provisions  of  the 
Covenant  on  Civil  and  Political  Rights,  par- 
ticularly the  confii-mation  of  the  right  to  lib- 
erty and  security  of  person,  the  right  to  a  free 
and  fair  trial,  and  freedom  of  association. 

On  the  other  hand,  article  20  of  that 
covenant  provides  for  the  prohibition  by  law 
of  "any  propaganda  for  war"  and  "any  advo- 
cacy of  national,  racial,  or  religious  hatred 
that  constitutes  incitement  to  discrimination, 
hostility  or  violence." 

One  of  the  principles  embodied  in  the  Uni- 
versal Declaration  of  Human  Rights  and  in 
the  covenant  is  freedom  of  speech.  It  is  the 
view  of  the  United  States  that  article  20  of 
the  covenant  does  not  obligate  a  state  to  take 
any  action  that  would  i)rohibit  its  citizens 
from  freely  and  fully  expressing  their  views 
on  any  subject,  no  matter  how  obnoxious  they 
may  be  or  whether  they  are  in  accord  with 
government  policy  or  not.  The  United  States 
Supreme  Court  has  emphasized  the  distinc- 
tion between  "advocacy  of  abstract  doctrine 
and  advocacy  directed  at  promoting  unlawi'ul 
action."  In  our  view,  therefore,  a  state  should 
not  act  under  article  20  unless  the  dissemina- 
tion of  the  obnoxious  ideas  mentioned  therein 
is  accompanied  by,  or  threatens  imminently 
to  promote,  illegal  acts.  Under  our  law,  there 
must  be  an  imminent  danger  of  illegal  action 
before  speech  becomes  unlaud'ul.  We  have 
similar  problems  with  articles  19  and  21, 
which  fall  below  the  standards  established  by 


our  Constitution  and  the  Universal  Declara- 
tion of  Human  Rights. 

Article  5,  common  to  both  covenants,  ex- 
pressly provides  that  there  shall  be  no  re- 
striction upon  or  derogation  from  any  of  the 
fundamental  human  rights  recognized  or 
existing  in  any  state  on  the  pretext  that  the 
covenant  does  not  recognize  such  rights  or 
that  it  recognizes  them  to  a  lesser  extent.  My 
Government  is  particularly  pleased  with  the 
inclusion  of  these  provisions,  since  the  consti- 
tutional protection  of  human  rights  in  the 
United  States  is  truly  extensive  and  compre- 
hensive, in  large  measure  l>ecause  of  the  con- 
stant vigilance  of  our  citizens.  In  respect  of 
many  rights  guaranteed  in  the  covenant,  the 
standard  established  by  law  in  the  United 
States  is  higher  than  that  in  the  covenant, 
and  no  action  under  this  covenant  could  re- 
strict the  enjoyment  of  any  right  enjoyed  in 
the  United  States. 

The  United  States  understands  that  none 
of  the  three  instruments  which  the  committee 
has  adopted  would  impose  an  obligation  on 
any  state  party  to  take  measures  not  fully 
consistent  with  its  own  constitutional  guaran- 
tees or  with  established  constitutional 
framework  of  federal-state  relationships. 

To  summarize  the  position  of  my  delega- 
tion, I  would  say  simply  that,  in  each  instance 
where  we  question  these  instruments,  our 
concern  is  that  they  do  not  go  far  enough  in 
protecting  the  rights  of  all  individuals.  Our 
fear  is  that  some  may  see  opportunities  for 
and  support  of  discriminatory  action  detri- 
mental to  the  achievement  of  the  very  rights 
guaranteed  in  the  covenants. 

Madam  Chairman,  there  can  be  no  doubt, 
whatever  may  be  the  concern  which  any  of 
us  may  express  about  particular  portions  of 
these  instruments,  that  we  are  participating 
in  an  historic  moment.  The  adoption  of  these 
covenants  and  the  protocol  by  this  committee 
will  stand  as  a  watershed  of  human  rights 
development. 

My  delegation  is  convinced  that  we  face  a 
new  day  in  which  no  government  and  no 
people  can  be  free  of  a  sense  of  obligation  to 
meet  the  demands  of  the  standards  of  human 
freedom  enumerated  in  these  covenants.  The 


106 


DEPARTMENT  OF  STATE  BULLETIN 


United  States  has  from  its  inception  imposed 
upon  itself  the  highest  standards,  and  we 
welcome  the  opportunity  both  to  test  and  to 
enhance  that  standard  in  the  context  of  the 
promulgation  of  the  human  rights  covenants. 
Although  none  of  our  votes,  including  that 
of  my  delegation,  carries  any  implication 
with  regard  to  signature  or  ratification  of  the 
covenants,  it  can  safely  be  said  that  the  com- 
pletion of  these  covenants  and,  hopefully, 
their  early  entry  into  force  will  add  a  new 
dimension  to  the  protection  of  the  rights  of 
man. 


INTERNATIONAL  COVENANTS 
ON  HUMAN  RIGHTS^ 

International  Covenant  on  Economic,  Social 
and  Cultural  Rights 

Preamble 

The  States  Parties  to  the  present  Covenant, 

Considering  that,  in  accordance  with  the  principles 
proclaimed  in  the  Charter  of  the  United  Nations, 
recognition  of  the  inherent  dignity  and  of  the  equal 
and  inalienable  rights  of  all  members  of  the  human 
family  is  the  foundation  of  freedom,  justice  and 
peace  in  the  world. 

Recognizing  that  these  rights  derive  from  the  in- 
herent dignity  of  the  human  person. 

Recognizing  that,  in  accordance  with  the  Univer- 
sal Declaration  of  Human  Rights,  the  ideal  of  free 
human  beings  enjoying  freedom  from  fear  and  want 
can  only  be  achieved  if  conditions  are  created 
whereby  everyone  may  enjoy  his  economic,  social  and 
cultural  rights,  as  well  as  his  civil  and  political 
rights, 

Considering  the  obligation  of  States  under  the 
Charter  of  the  United  Nations  to  promote  universal 
respect  for,  and  observance  of,  human  rights  and 
freedoms. 

Realizing  that  the  individual,  having  duties  to 
other  individuals  and  to  the  community  to  which  he 
belongs,  is  under  a  responsibility  to  strive  for  the 
promotion  and  observance  of  the  rights  recognized 
in  the  present  Covenant, 

Agree  upon  the  following  articles: 

Part  I 
Article  1 
1.  ^11  peoples  have  the  right  of  self-determination. 
By  virtue  of  the  right  they  freely  determine  their 


'  U.N.  doc.  A/RES/2200  (XXI)   (Annex) ;  adopted 
by  the  General  Assembly  on  Dec.  16. 


political    status    and    freely    pursue    their    economic, 
social  and  cultural  development. 

2.  All  peoples  may,  for  their  own  ends,  freely  dis- 
pose of  their  natural  wealth  and  resources  without 
prejudice  to  any  obligations  arising  out  of  interna- 
tional economic  co-operation,  based  upon  the  princi- 
ple of  mutual  benefit,  and  international  law.  In  no 
case  may  a  people  be  deprived  of  its  own  means  of 
subsistence. 

3.  The  States  Parties  to  the  pre.sent  Covenant,  in- 
cluding those  having  responsibility  for  the  adminis- 
tration of  Non-Self-Governing  and  Trust  Territories, 
shall  promote  the  realization  of  the  right  of  self- 
determination,  and  shall  respect  that  right,  in  con- 
formity with  the  provisions  of  the  United  Nations 
Charter. 

Part  II 
Article  2 

1.  Each  State  Party  to  the  present  Covenant  un- 
dertakes to  take  steps,  individually  and  through  in- 
ternational assistance  and  co-operation  especially 
economic  and  technical,  to  the  maximum  of  its  avail- 
able resources,  with  a  view  to  achieving  progres- 
sively the  full  realization  of  the  rights  recognized  in 
the  present  Covenant  by  all  appropriate  means, 
including  particularly  the  adoption  of  legislative 
measures. 

2.  The  States  Parties  to  the  present  Covenant 
undertake  to  guarantee  that  the  rights  enunciated 
in  the  present  Covenant  will  be  exercised  without 
discrimination  of  any  kind  as  to  race,  colour,  sex, 
language,  religion,  political  or  other  opinion,  na- 
tional or  social  origin,  property,  birth  or  other  sta- 
tus. 

3.  Developing  countries,  with  due  regard  to  human 
rights  and  their  national  economy,  may  determine 
to  what  extent  they  would  guarantee  the  economic 
rights  recognized  in  the  present  Covenant  to  non- 
nationals. 

Article  3 
The  States  Parties  to  the  present  Covenant  under- 
take to  ensure  the  equal  right  of  men  and  women 
to  the  enjoyment  of  all  economic,  social  and  cultural 
rights  set  forth  in  this  Covenant. 

Article  U 
The  States  Parties  to  the  present  Covenant  recog- 
nize that  in  the  enjoyment  of  those  rights  provided 
by  the  State  in  conformity  with  the  present  Cove- 
nant, the  State  may  subject  such  rights  only  to  such 
limitations  as  are  determined  by  law  only  in  so  far 
as  this  may  be  compatible  with  the  nature  of  these 
rights  and  solely  for  the  purpose  of  promoting  the 
general  welfare  in  a  democratic  society. 

Article  5 
1.   Nothing  in  the  present  Covenant  may  be  inter- 
preted as  implying  for  any  State,  group  or  person, 
any  right  to  engage  in  any  activity  or  to  perform 


JANUARY  16,  1967 


107 


any  act  aimed  at  the  destruction  of  any  of  the  rights 
or  freedoms  recognized  herein,  or  at  their  limitation 
to  a  greater  extent  than  is  provided  for  in  the  pres- 
ent Covenant. 

2.  No  restriction  upon  or  derogation  from  any  of 
the  fundamental  human  rights  recognized  or  existing 
in  any  country  in  virtue  of  law,  conventions,  regula- 
tions or  custom  shall  be  admitted  on  the  pretext  that 
the  present  Covenant  does  not  recognize  such  rights 
or  that  it  recognizes  them  to  a  lesser  extent. 

Part  III 

Article  G 

1.  The  States  Parties  to  the  present  Covenant 
recognize  the  right  to  work,  which  includes  the  right 
of  everyone  to  the  opportunity  to  gain  his  living  by 
work  which  he  freely  chooses  or  accepts,  and  will 
take  appropriate  steps  to  safeguard  this  right. 

2.  The  steps  to  be  taken  by  a  State  Party  to  the 
present  Covenant  to  achieve  the  full  realization  of 
this  right  shall  include  technical  and  vocational  guid- 
ance and  training  programmes,  policies  and  tech- 
niques to  achieve  steady  economic,  social  and  cul- 
tural development  and  full  and  productive  employ- 
ment under  conditions  safeguarding  fundamental 
political  and  economic  freedoms  to  the  individual. 

Article  7 
The  States  Parties  to  the  present  Covenant  recog- 
nize the  right  of  everyone  to  the  enjoyment  of  just 
and  favourable  conditions  of  work,  which  ensure,  in 
particular: 

(a)  Remuneration  which  provides  all  workers  as 
a  minimum  vdth: 

(i)  Fair  wages  and  equal  remuneration  for  work 
of  equal  value  without  distinction  of  any  kind,  in 
particular  women  being  guaranteed  conditions  of 
work  not  inferior  to  those  enjoyed  by  men,  with 
equal  pay  for  equal  work ;  and 

(ii)  A  decent  living  for  themselves  and  their 
families  in  accordance  with  the  provisions  of  the 
present  Covenant; 

(b)  Safe  and  healthy  working  conditions; 

(c)  Equal  opportunity  for  everyone  to  be  pro- 
moted in  his  employment  to  an  appropriate  higher 
level,  subject  to  no  considerations  other  than  those 
of  seniority  and  competence; 

(d)  Rest,  leisure  and  reasonable  limitation  of 
working  hours  and  periodic  holidays  with  pay,  as 
well  as  remuneration  for  public  holidays. 

Article  8 
1.  The    States    Parties    to    the    present    Covenant 
undertake  to  ensure : 

(a)  The  right  of  everyone  to  form  trade  unions 
and  join  the  trade  union  of  his  choice  subject  only 
to  the  rules  of  the  organization  concerned,  for  the 
promotion  and  protection  of  his  economic  and  social 


interests.  No  restrictions  may  be  placed  on  the  exer- 
cise of  this  right  other  than  those  prescribed  by  law 
and  which  are  necessary  in  a  democratic  society  in 
the  interests  of  national  security  or  public  order  or 
for  the  protection  of  the  rights  and  freedom  of 
others; 

(b)  The  right  of  trade  unions  to  establish  na- 
tional federations  or  confederations  and  the  right 
of  the  latter  to  form  or  join  international  trade- 
union  organizations; 

(c)  The  right  of  trade  unions  to  function  freely 
subject  to  no  limitations  other  than  those  pre- 
scribed by  law  and  which  are  necessary  in  a  demo- 
cratic society  in  the  interests  of  national  security  or 
public  order  or  for  the  protection  of  the  rights  and 
freedoms  of  others; 

(d)  The  right  to  strike,  provided  that  it  is  exer- 
cised in  conformity  with  the  laws  of  the  particular 
country. 

2.  This  article  shall  not  prevent  the  imposition  of 
lawful  restrictions  on  the  exercise  of  these  rights  by 
members  of  the  armed  forces,  or  of  the  police,  or  of 
the  administration  of  the  State. 

3.  Nothing  in  this  article  shall  authorize  States 
Parties  to  the  International  Labour  Convention  of 
1948  on  Freedom  of  Association  and  Protection  of 
the  Rights  to  Organize  to  take  legislative  measures 
which  would  prejudice,  or  apply  the  law  in  such  a 
manner  as  would  prejudice,  the  guarantees  provided 
for  in  that  Convention. 

Article  9 
The  States  Parties  to  the  present  Covenant  recog- 
nize the  right  of  everyone  to  social  security  includ- 
ing social  insurance. 

Article  10 
The  States  Parties  to  the  present  Covenant  recog- 
nize that: 

1.  The  widest  possible  protection  and  assistance 
should  be  accorded  to  the  family,  which  is  the  nat- 
ural and  fundamental  group  unit  of  society,  particu- 
larly for  its  establishment  and  while  it  is  responsible 
for  the  care  and  education  of  dependent  children. 
Marriage  must  be  entered  into  with  the  free  consent 
of  the  intending  spouses; 

2.  Special  protection  should  be  accorded  to  mothers 
during  a  reasonable  period  before  and  after  child- 
birth. During  such  period  working  mothers  should 
be  accorded  paid  leave  or  leave  with  adequate  social 
security  benefits; 

3.  Special  measures  of  protection  and  assistance 
should  be  taken  on  behalf  of  all  children  and  young 
persons  without  any  discrimination  for  reasons  of 
parentage  or  other  conditions.  Children  and  young 
persons  should  be  protected  from  economic  and  social 
exploitation.  Their  employment  in  work  harmful  to 
their  morals  or  health  or  dangerous  to  life  or  likely 
to  hamper  their  normal  development  should  be  pun- 


108 


DEPARTMENT  OF  STATE  BULLETIN 


ishable  by  law.  States  should  also  set  age  limits 
below  which  the  paid  employment  of  child  labour 
should  be  prohibited  and  punishable  by  law. 

Article  11 

1.  The  States  Parties  to  the  present  Covenant 
recognize  the  right  of  everyone  to  an  adequate 
standard  of  living  for  himself  and  his  family,  includ- 
ing adequate  food,  clothing  and  housing,  .and  to  the 
continuous  improvement  of  living  conditions.  The 
States  Parties  will  take  appropriate  steps  to  ensure 
the  realization  of  this  right,  recognizing  to  this  effect 
the  essential  importance  of  international  co-opera- 
tion based  on  free  consent. 

2.  The  States  Parties  to  the  present  Covenant, 
recognizing  the  fundamental  right  of  everyone  to  be 
free  from  hunger,  shall  take,  individually  and 
through  international  co-operation,  the  measures,  in- 
cluding specific  programmes,  which  are  needed: 

(a)  To  improve  methods  of  production,  consei-va- 
tion  and  distribution  of  food  by  making  full  use  of 
technical  and  scientific  knowledge,  by  disseminating 
knowledge  of  the  principles  of  nutrition  and  by  de- 
veloping or  refoiTning  agrarian  systems  in  such  a 
way  as  to  achieve  the  most  efficient  development  and 
utilization  of  natural  resources ;  and 

(b)  Take  into  account  the  problems  of  both  food- 
importing  and  food-exporting  countries,  to  ensure 
an  equitable  distribution  of  world  food  supplies  in 
relation  to  need. 

Article  12 

1.  The  States  Parties  to  the  present  Covenant 
recognize  the  right  of  everyone  to  the  enjoyment  of 
the  highest  attainable  standard  of  physical  and 
mental  health. 

2.  The  steps  to  be  taken  by  the  States  Parties  to 
the  present  Covenant  to  achieve  the  full  realization 
of  this  right  shall  include  those  necessary  for: 

(a)  The  provision  for  the  reduction  of  the  still- 
birth-rate and  of  infant  mortality  and  for  the 
healthy  development  of  the  child ; 

(b)  The  improvement  of  all  aspects  of  environ- 
mental and  industrial  hygiene ; 

(c)  The  prevention,  treatment  and  control  of  epi- 
demic, endemic,  occupational  and  other  diseases; 

(d)  The  creation  of  conditions  which  would  assure 
to  all  medical  service  and  medical  attention  in  the 
event  of  sickness. 

Article  13 
1.  The  States  Parties  to  the  present  Covenant 
recognize  the  right  of  everyone  to  education.  They 
agree  that  education  shall  be  directed  to  the  full 
development  of  the  human  personality  and  the  sense 
of  its  dignity,  and  shall  strengthen  the  respect  for 
human  rights  and  fundamental  freedoms.  They  fur- 
ther agree  that  education  shall  enable  all  persons  to 
participate  efltectively  in  a  free  society,  promote  un- 
derstanding,   tolerance    and    friendship    among    all 


nations  and  all  racial,  ethnic  or  religious  groups, 
and  further  the  activities  of  the  United  Nations  for 
the  maintenance  of  peace. 

2.  The  States  Parties  to  the  present  Covenant 
recognize  that,  with  a  view  to  achieving  the  full 
realization  of  this  right : 

(a)  Primary  education  shall  be  compulsory  and 
available  free  to  all ; 

(b)  Secondary  education  in  its  different  forms, 
including  technical  and  vocational  secondary  educa- 
tion, shall  be  made  generally  available  and  accessible 
to  all  by  every  appropriate  means,  and  in  particular 
by  the  progressive  introduction  of  free  education; 

(c)  Higher  education  shall  be  made  equally  ac- 
cessible to  all,  on  the  basis  of  capacity,  by  every 
appropriate  means,  and  in  particular  by  the  pro- 
gressive introduction  of  free  education; 

(d)  Fundamental  education  shall  be  encouraged 
or  intensified  as  far  as  possible  for  those  persons 

"who  have  not  received  or  completed  the  whole  period 
of  their  primary  education ; 

(e)  The  development  of  a  system  of  schools  at  all 
levels  shall  be  actively  pursued,  an  adequate  fellow- 
ship system  shall  be  established,  and  the  material 
conditions  of  teaching  staff  shall  be  continuously  im- 
proved. 

3.  The  States  Parties  to  the  present  Covenant 
undertake  to  have  respect  for  the  liberty  of  parents 
and,  when  applicable,  legal  guardians,  to  choose  for 
their  children  schools  other  than  those  established 
by  the  public  authorities  which  conform  to  such 
minimum  educational  standards  as  may  be  laid  down 
or  approved  by  the  State  and  to  ensure  the  religious 
and  moral  education  of  their  children  in  conformity 
with  their  own  convictions. 

4.  No  part  of  this  article  shall  be  construed  so  as 
to  interfere  with  the  liberty  of  individuals  and 
bodies  to  establish  and  direct  educational  institu- 
tions, subject  always  to  the  observance  of  the  prin- 
ciples set  forth  in  paragraph  1  and  to  the  require- 
ment that  the  education  given  in  such  institutions 
shall  conform  to  such  minimum  standards  as  may 
be  laid  down  by  the  State. 

Article  H 

Each  State  Party  to  the  present  Covenant  which, 
at  the  time  of  becoming  a  Party,  has  not  been  able 
to  secure  in  its  metropolitan  territory  or  other  ter- 
ritories under  its  jurisdiction  compulsory  primary 
education,  free  of  charge,  undertakes,  within  two 
years,  to  work  out  and  adopt  a  detailed  plan  of 
action  for  the  progressive  implementation,  within 
a  reasonable  number  of  years,  to  be  fixed  in  the 
plan,  of  the  principle  of  compulsory  education  free 
of  charge  for  all. 

Article  15 

1.  The  States  Parties  to  the  present  Covenant 
recognize  the  right  of  everyone : 


JANUARY  16,  1967 


109 


(a)  To  take  part  in  cultural  life; 

(b)  To  enjoy  the  benefits  of  scientific  progress 
and  its  applications; 

(c)  To  benefit  from  the  protection  of  the  moral 
and  material  interests  resulting  from  any  scientific, 
literary  or  artistic  production  of  which  he  is  the 
author. 

2.  The  steps  to  be  taken  by  the  States  Parties  to 
the  present  Covenant  to  achieve  the  full  realization 
of  this  right  shall  include  those  necessary  for  the 
conservation,  the  development  and  the  diffusion  of 
science  and  culture. 

3.  The  States  Parties  to  the  present  Covenant 
undertake  to  respect  the  freedom  indispensable  for 
scientific  research  and  creative  activity. 

4.  The  States  Parties  to  the  present  Covenant 
recognize  the  benefits  to  be  derived  from  the  encour- 
agement and  development  of  international  contacts 
and  co-operation  in  the  scientific  and  cultural  fields. 

Part  IV 

Article  16 

1.  The  States  Parties  to  the  present  Covenant 
undertake  to  submit  in  confoiTnity  with  this  part  of 
the  Covenant  reports  on  the  measures  which  they 
have  adopted  and  the  progress  made  in  achieving 
the  observance  of  the  rights  recognized  herein. 

2.  (a)  All  reports  shall  be  submitted  to  the  Secre- 
tary-General of  the  United  Nations  who  shall  trans- 
mit copies  to  the  Economic  and  Social  Council  for 
consideration  in  accordance  with  the  provisions  of 
the  present  Covenant. 

(b)  The  Secretary-General  of  the  United  Nations 
shall  also  transmit  to  the  specialized  agencies  copies 
of  the  reports,  or  any  relevant  parts  therefrom, 
from  States  Parties  to  the  present  Covenant  which 
are  also  members  of  these  specialized  agencies  in  so 
far  as  these  reports,  or  parts  therefrom,  relate  to 
any  matters  which  fall  within  the  responsibilities  of 
the  said  agencies  in  accordance  with  their  constitu- 
tional instniments. 

Article  17 

1.  The  States  Parties  to  the  present  Covenant 
shall  furnish  their  reports  in  stages,  in  accordance 
with  a  programme  to  be  established  by  the  Eco- 
nomic and  Social  Council  within  one  year  of  the 
entry  into  force  of  the  present  Covenant  after  con- 
sultation with  the  States  Parties  and  the  specialized 
agencies  concerned. 

2.  Reports  may  indicate  factors  and  difiicultios 
affecting  the  degree  of  fulfilment  of  obligations 
under  the  present  Covenant. 

3.  Where  relevant  information  has  previously  been 
furnished  to  the  United  Nations  or  to  any  special- 
ized ageticy  by  any  State  Party  to  the  i)resent  Co\- 
enant  it  will  not  be  necessary  to  reproduce  that 
infoi-mation  but  a  precise  reference  to  the  informa- 
tion so  furnished  will  .suffice. 


Article  18 
Pur.suant  to  its  re.sponsibilities  under  the  Charter 
in  the  field  of  human  rights  and  fundamental  free- 
doms, the  Economic  and  Social  Council  may  make 
arrangements  with  the  specialized  agencies  in  re- 
spect of  their  reporting  to  it  on  the  progress  made 
in  achieving  the  observance  of  the  provisions  of  the 
present  Covenant  falling  within  the  scope  of  their 
activities.  These  reports  may  include  particulars  of 
decisions  and  recommendations  on  such  implementa- 
tion adopted  by  their  competent  organs. 

Article  19 
The  Economic  and  Social  Council  may  transmit  to 
the  Commission  on  Human  Rights  for  study  and 
general  recommendation  or  as  appropriate  for  infor- 
mation the  reports  concerning  human  rights  sub- 
mitted by  States  in  accordance  with  articles  16  and 
17,  and  those  concerning  human  rights  submitted  by 
the  specialized  agencies  in  accordance  with  arti- 
cle 18. 

Article  20 
The  States  Parties  to  the  present  Covenant  and 
the  specialized  agencies  concerned  may  submit  com- 
ments to  the  Economic  and  Social  Council  on  any 
general  recommendation  under  article  19  or  ref- 
erence to  such  general  recommendation  in  any  report 
of  the  Commission  or  any  documentation  referred  to 
therein. 

Article  21 
The  Economic  and  Social  Council  may  submit 
from  time  to  time  to  the  General  Assembly  reports 
with  recommendations  of  a  general  nature  and  a 
summary  of  the  information  received  from  the 
States  Parties  to  the  present  Covenant  and  the  spe- 
cialized agencies  on  the  measures  taken  and  the 
progress  made  in  achieving  general  observance  of 
the  rights  recognized  in  the  present  Covenant. 

Article  22 
The  Economic  and  Social  Council  may  bring  to 
the  attention  of  other  organs  of  the  United  Nations, 
their  subsidiary  organs  and  specialized  agencies  con- 
cerned with  furnishing  technical  assistance,  any 
matters  arising  out  of  the  reports  referred  to  in 
this  part  of  the  present  Covenant  which  may  assist 
such  bodies  in  deciding  each  within  its  field  of  com- 
petence, on  the  advisability  of  international  meas- 
ures likely  to  contribute  to  the  effective  progressive 
implementation  of  the  present  Covenant. 

Article  23 
The  States  Parties  to  the  present  Covenant  agree 
that  international  action  for  the  achievement  of  the 
rights  recognized  in  the  present  Covenant  includes 
such  methods  as  the  conclusion  of  conventions,  the 
adoption  of  i-ecommendalions,  the  furnishing  of  tech- 
nical assistance  and  the  holding  of  regional  meetings 
and  technical  meetings  for  the  purpose  of  consulta- 


110 


DEPARTMENT  OF  STATE  BILLETIN 


tion   and   study   organized   in   conjunction    with   the 
Governments  concerned. 

Article  3i 
Nothing  in  the  present  Covenant  shall  be  inter- 
preted as  impairing  the  provisions  of  the  Charter 
of  the  United  Nations  and  of  the  constitutions  of 
the  specialized  agencies  which  define  the  respective 
responsibilities  of  the  various  organs  of  the  United 
Nations  and  of  the  specialized  agencies  in  regard  to 
the  matters  dealt  with  in  the  present  Covenant. 

Article  25 
Nothing  in  the  present  Covenant  shall  be  inter- 
preted as  impairing  the  inherent  right  of  all  peoples 
to  enjoy  and  utilize   fully  and   freely  their  natural 
wealth  and  resources. 

Part  V 

Article  26 

1.  The  present  Covenant  is  open  for  signature  by 
any  State  Member  of  the  United  Nations  or  member 
of  any  of  its  specialized  agencies,  by  any  State 
Party  to  the  Statute  of  the  International  Court  of 
Justice,  and  by  any  other  State  which  has  been 
invited  by  the  General  Assembly  of  the  United  Na- 
tions to  become  a  party  to  the  present  Covenant. 

2.  The  present  Covenant  is  subject  to  ratification. 
Instruments  of  ratification  shall  be  deposited  with 
the  Secretary-General  of  the  United  Nations. 

3.  The  present  Covenant  shall  be  open  to  accession 
by  any  State  referred  to  in  paragraph  1  of  this 
article. 

4.  Accession  shall  be  effected  by  the  deposit  of  an 
instrument  of  accession  with  the  Secretary-General 
of  the  United  Nations. 

5.  The  Secretary-General  of  the  United  Nations 
shall  infoi-m  all  States  which  have  signed  the  pres- 
ent Covenant  or  acceded  to  it  of  the  deposit  of  each 
instrument  of  ratification  or  accession. 

Article  27 

1.  The  present  Covenant  shall  enter  into  force 
three  months  after  the  date  of  the  deposit  with  the 
Secretary-General  of  the  United  Nations  of  the 
thirty-fifth  instrument  of  ratification  or  instrument 
of  accession. 

2.  For  each  State  ratifying  the  present  Covenant 
or  acceding  to  it  after  the  deposit  of  the  thirty-fifth 
instrument  of  ratification  or  instrument  of  accession, 
the  present  Covenant  shall  enter  into  force  three 
months  after  the  date  of  the  deposit  of  its  own  in- 
strument of  ratification  or  instrument  of  accession. 

Article  28 
The  provisions  of  the  present  Covenant  shall  ex- 
tend to  all  parts  of  federal  States  without  any  limi- 
tations or  exceptions. 

Article  29 
1.  Any  State  Party  to  the  present  Covenant  may 


propose  an  amendment  and  file  it  with  the  Secretary- 
General  of  the  United  Nations.  The  Secretary-Gen- 
eral of  the  United  Nations  shall  thereupon  commu- 
nicate any  proposed  amendments  to  the  States 
Parties  to  the  present  Covenant  with  a  request  that 
they  notify  him  whether  they  favour  a  conference  of 
States  Parties  for  the  purpose  of  considering  and 
voting  upon  the  proposal.  In  the  event  that  at  least 
one  third  of  the  States  Parties  favours  such  a  con- 
ference the  Secretary-General  of  the  United  Nations 
shall  convene  the  conference  under  the  auspices  of 
the  United  Nations.  Any  amendment  adopted  by  a 
majority  of  the  States  Parties  present  and  voting 
at  the  conference  shall  be  submitted  to  the  General 
Assembly  of  the  United  Nations  for  approval. 

2.  Amendments  shall  come  into  force  when  they 
have  been  approved  by  the  General  Assembly  and 
accepted  by  a  two-thirds  majority  of  the  States 
Parties  to  the  present  Covenant  in  accordance  with 
their  respective  constitutional  processes. 

3.  When  amendments  come  into  force  they  shall 
be  binding  on  those  States  Parties  which  have  ac- 
cepted them,  other  States  Parties  being  still  bound 
by  the  provisions  of  the  present  Covenant  and  any 
earlier  amendment  which  they  have  accepted. 

Article  30 
Irrespective  of  the  notifications  made  under  arti- 
cle 26,  paragraph  5,  the  Secretary-General  of  the 
United  Nations  shall  infoiTn  all  States  referred  to 
in  paragraph  1  of  the  same  article  of  the  following 
particulars : 

(a)  Signatures,  ratifications  and  accessions  under 
article  26; 

(b)  The  date  of  the  entry  into  force  of  the  present 
Covenant  under  article  27  and  the  date  of  the  entry 
into  force  of  any  amendments  under  article  29. 

Article  31 

1.  The  present  Covenant,  of  which  the  Chinese, 
English,  French,  Russian  and  Spanish  texts  are 
equally  authentic,  shall  be  deposited  in  the  archives 
of  the  United  Nations. 

2.  The  Secretary-General  of  the  United  Nations 
shall  transmit  certified  copies  of  the  present  Cove- 
nant to  all  States  referred  to  in  article  26. 

International  Covenant  on  Civil 
and  Political  Rights 

Preamble 
The  States  Parties  to  the  present  Covenant, 
Considering  that,  in  accordance  with  the  principles 
proclaimed  in  the  Charter  of  the  United  Nations, 
recognition  of  the  inherent  dignity  and  of  the  equal 
and  inalienable  rights  of  all  members  of  the  human 
family  is  the  foundation  of  freedom,  justice  and 
peace  in  the  world, 

Recognizing  that  these  rights  derive  from  the 
inherent  dignity  of  the  human  person, 


JANUARY  16,  1967 


111 


Recognizing  that,  in  accordance  with  the  Univer- 
sal Declaration  of  Human  Rights,  the  ideal  of  free 
human  beings  enjoying  civil  and  political  freedom 
and  freedom  from  fear  and  want  can  only  be 
achieved  if  conditions  are  created  whereby  everyone 
may  enjoy  his  civil  and  political  rights,  as  well  as 
his  economic,  social  and  cultural  rights. 

Considering  the  obligation  of  States  under  the 
Charter  of  the  United  Nations  to  promote  universal 
respect  for,  and  observance  of,  human  rights  and 
freedoms. 

Realizing  that  the  individual,  having  duties  to 
other  individuals  and  to  the  community  to  which  he 
belongs,  is  under  a  responsibility  to  strive  for  the 
promotion  and  observance  of  the  rights  recognized 
in  the  present  Covenant, 

Agree  upon  the  following  articles : 

Part  I 
Article  1 

1.  All  peoples  have  the  right  of  self-determination. 
By  virtue  of  the  right  they  freely  determine  their 
political  status  and  freely  pursue  their  economic, 
social   and  cultural  development. 

2.  All  peoples  may,  for  their  ovm  ends,  freely 
dispose  of  their  natural  wealth  and  resources  with- 
out prejudice  to  any  obligations  arising  out  of  inter- 
national economic  co-operation,  based  upon  the  prin- 
ciple of  mutual  benefit,  and  international  law.  In  no 
case  may  a  people  be  deprived  of  its  own  means  of 
subsistence. 

3.  The  States  Parties  to  the  present  Covenant,  in- 
cluding those  having  responsibility  for  the  adminis- 
tration of  Non-Self-Goveraing  and  Trust  Territories, 
shall  promote  the  realization  of  the  right  of  self- 
determination,  and  shall  respect  that  right,  in  con- 
formity with  the  provisions  of  the  United  Nations 
Charter. 

Part  II 

Article  2 

1.  Each  State  Party  to  the  present  Covenant  un- 
dertakes to  respect  and  to  ensure  to  all  individuals 
within  its  territory  and  subject  to  its  jurisdiction 
the  rights  recognized  in  the  present  Covenant,  with- 
out distinction  of  any  kind,  such  as  race,  colour,  sex, 
language,  religion,  political  or  other  opinion,  na- 
tional or  social  origin,  property,  birth  or  other  sta- 
tus. 

2.  Where  not  already  provided  for  by  existing 
legislative  or  other  measures,  each  State  Party  to 
the  present  Covenant  undertakes  to  take  the  neces- 
sary steps,  in  accordance  with  its  constitutional 
processes  and  with  the  provisions  of  the  present 
Covenant,  to  adopt  such  legislative  or  other  meas- 
ures as  may  be  necessary  to  give  effect  to  the  rights 
recognized  in  the  present  Covenant. 

3.  Each  State  Party  to  the  present  Covenant  un- 
dertakes: 


(a)  To  ensure  that  any  person  whose  rights  or 
freedoms  as  herein  recognized  are  violated  shall 
have  an  effective  remedy  notwithstanding  that  the 
violation  has  been  committed  by  persons  acting  in  an 
official  capacity ; 

(b)  To  ensure  that  any  person  claiming  such  a 
remedy  shall  have  his  right  thereto  determined  by 
competent  judicial,  administrative  or  legislative  au- 
thorities, or  by  any  other  competent  authority  pro- 
vided for  by  the  legal  system  of  the  State,  and  to 
develop  the  possibilities  of  judicial  remedy; 

(c)  To  ensure  that  the  competent  authorities  shall 
enforce  such  remedies  when  granted. 

Article  3 
The  States  Parties  to  the  present  Covenant  under- 
take to  ensure  the  equal  right  of  men  and  women 
to  the  enjoyment  of  all  civil  and  political  rights  set 
forth  in  the  present  Covenant. 

Article  i 

1.  In  time  of  public  emergency  which  threatens 
the  life  of  the  nation  and  the  existence  of  which  is 
officially  proclaimed,  the  States  Parties  to  the  pres- 
ent Covenant  may  take  measures  derogating  from 
their  obligations  under  the  present  Covenant  to  the 
extent  strictly  required  by  the  exigencies  of  the  situ- 
ation, provided  that  such  measures  are  not  incon- 
sistent with  their  other  obligations  under  interna- 
tional law  and  do  not  involve  discrimination  solely 
on  the  ground  of  race,  colour,  sex,  language,  religion 
or  social  origin. 

2.  No  derogation  from  articles  6,  7,  8  (paragraphs 
1  and  2),  11,  15,  16  and  18  may  be  made  under  this 
provision. 

3.  Any  State  Party  to  the  present  Covenant  avail- 
ing itself  of  the  right  of  derogation  shall  inform 
immediately  the  other  States  Parties  to  the  present 
Covenant,  through  the  intermediary  of  the  Secre- 
tary-General of  the  United  Nations  of  the  provisions 
from  which  it  has  derogated  and  of  the  reasons  by 
which  it  was  actuated.  A  further  communication 
shall  be  made,  through  the  same  intermediary,  on 
the  date  on  which  it  terminates  such  derogation. 

Article  5 

1.  Nothing  in  the  present  Covenant  may  be  inter- 
preted as  implying  for  any  State,  group  or  person 
any  right  to  engage  in  any  activity  or  perform  any 
act  aimed  at  the  destruction  of  any  of  the  rights 
and  freedoms  recognized  herein  or  at  their  limitation 
to  a  greater  extent  than  is  provided  for  in  the  pres- 
ent Covenant. 

2.  There  shall  be  no  restriction  upon  or  deroga- 
tion from  any  of  the  fundamental  human  rights 
recognized  or  existing  in  any  State  Party  to  the 
present  Covenant  pursuant  to  law,  conventions,  regu- 
lations or  custom  on  the  pretext  that  the  present 
Covenant  does  not  recognize  such  rights  or  that  it 
recognizes  them  to  a  lesser  extent. 


112 


DEPARTMENT  OF  STATE  BULLETIN 


Part  III 
Article  6 

1.  Every  human  being  has  the  inherent  right  to 
life.  This  right  shall  be  protected  by  law.  No  one 
shall  be  arbitrarily  deprived  of  his  life. 

2.  In  countries  which  have  not  abolished  the  death 
penalty,  sentence  of  death  may  be  imposed  only  for 
the  most  serious  crimes  in  accordance  with  law  in 
force  at  the  time  of  the  commission  of  the  crime  and 
not  contrary  to  the  provisions  of  the  present  Cove- 
nant and  to  the  Convention  on  the  Prevention  and 
Punishment  of  the  Crime  of  Genocide.  This  penalty 
can  only  be  carried  out  pursuant  to  a  final  judge- 
ment rendered  by  a  competent  court. 

3.  When  deprivation  of  life  constitutes  the  crime 
of  genocide,  it  is  understood  that  nothing  in  this 
article  shall  authorize  any  State  Party  to  the  pres- 
ent Covenant  to  derogate  in  any  way  from  any  obli- 
gation assumed  under  the  provisions  of  the  Conven- 
tion on  the  Prevention  and  Punishment  of  the  Crime 
of  Genocide. 

4.  Anyone  sentenced  to  death  shall  have  the  right 
to  seek  pardon  or  commutation  of  the  sentence. 
Amnesty,  pardon  or  commutation  of  the  sentence 
of  death  may  be  granted  in  all  cases. 

5.  Sentence  of  death  shall  not  be  imposed  for 
crimes  committed  by  persons  below  eighteen  years 
of  age  and  shall  not  be  carried  out  on  pregnant 
women. 

6.  Nothing  in  this  article  shall  be  invoked  to  delay 
or  to  prevent  the  abolition  of  capital  punishment  by 
any  State  Party  to  the  present  Covenant. 

Article  7 

No  one  shall  be  subjected  to  torture  or  to  cruel, 

inhuman  or  degrading  treatment  or  punishment.  In 

particular,   no   one   shall   be    subjected    without   his 

free  consent  to  medical  or  scientific  experimentation. 

Article  8 

1.  No  one  shall  be  held  in  slavery;  slavery  and 
the  slave-trade  in  all  their  forms  shall  be  prohibited. 

2.  No  one  shall  be  held  in  servitude. 

3.  (a)  No  one  shall  be  required  to  perform  forced 
or  compulsory  labour ; 

(b)  The  preceding  sub-paragraph  shall  not  be 
held  to  preclude  in  countries  where  imprisonment 
with  hard  labour  may  be  imposed  as  a  punishment 
for  a  crime,  the  performance  of  hard  labour  in  pur- 
suance of  a  sentence  to  such  punishment  by  a  com- 
petent court; 

(c)  For  the  purpose  of  this  paragraph  the  term 
"forced  or  compulsory  labour"  shall  not  include: 

(i)  Any  work  or  service,  not  referred  to  in  sub- 
paragraph (b),  normally  required  of  a  person  who 
is  under  detention  in  consequence  of  a  lawful  order 
of  a  court,  or  of  a  person  during  conditional  release 
from  such  detention ; 


(ii)  Any  service  of  a  military  character  and,  in 
countries  where  conscientious  objection  is  recognized, 
any  national  service  required  by  law  of  conscientious 
objectors; 

(iii)  Any  service  exacted  in  cases  of  emergency  or 
calamity  threatening  the  life  or  well-being  of  the 
community ; 

(iv)  Any  work  or  service  which  forms  part  of 
normal  civil  obligations. 

Article  9 

1.  Everyone  has  the  right  to  liberty  and  security 
of  person.  No  one  shall  be  subjected  to  arbitrary 
arrest  or  detention.  No  one  shall  be  deprived  of  his 
liberty  except  on  such  grounds  and  in  accordance 
with  such  procedures  as  are  established  by  law. 

2.  Anyone  who  is  arrested  shall  be  informed,  at 
the  time  of  arrest,  of  the  reasons  for  his  arrest  and 
shall  be  promptly  informed  of  any  charges  against 
him. 

3.  Anyone  arrested  or  detained  on  a  criminal 
charge  shall  be  brought  promptly  before  a  judge  or 
other  officer  authorized  by  law  to  exercise  judicial 
power  and  shall  be  entitled  to  trial  within  a  reason- 
able time  or  to  release.  It  shall  not  be  the  general 
rule  that  persons  awaiting  trial  shall  be  detained  in 
custody,  but  release  may  be  subject  to  guarantees 
to  appear  for  trial,  at  any  other  stage  of  the  judicial 
proceedings,  and,  should  occasion  arise,  for  execution 
of  the  judgement. 

4.  Anyone  who  is  deprived  of  his  liberty  by  arrest 
or  detention  shall  be  entitled  to  take  proceedings 
before  a  court,  in  order  that  such  court  may  decide 
without  delay  on  the  lawfulness  of  his  detention  and 
order  his  release  if  the  detention  is  not  lawful. 

5.  Anyone  who  has  been  the  victim  of  unlawful 
arrest  or  detention  shall  have  an  enforceable  right 
to  compensation. 

Article  10 

1.  All  persons  deprived  of  their  liberty  shall  be 
treated  with  humanity  and  with  respect  for  the 
inherent  dignity  of  the  human  person. 

2.  (a)  Accused  persons  shall,  save  in  exceptional 
circumstances,  be  segregated  from  convicted  persons, 
and  shall  be  subject  to  separate  treatment  appropri- 
ate to  their  status  as  unconvicted  persons; 

(b)  Accused  juvenile  persons  shall  be  separated 
from  adults  and  brought  as  speedily  as  possible  for 
adjudication. 

3.  The  penitentiary  system  shall  comprise  treat- 
ment of  prisoners  the  essential  aim  of  which  shall 
be  their  reformation  and  social  rehabilitation.  Ju- 
venile offenders  shall  be  segregated  from  adults  and 
be  accorded  treatment  appropriate  to  their  age  and 
legal  status. 

Article  11 
No  one  shall  be  imprisoned  merely  on  the  ground 
of  inability  to  fulfil  a  contractual  obligation. 


JANUARY  16,  1967 


113 


Article  12 

1.  Everyone  lawfully  within  the  territory  of  a 
State  shall,  within  that  territory,  have  the  right  to 
liberty  of  movement  and  freedom  to  choose  his  resi- 
dence. 

2.  Everyone  shall  be  free  to  leave  any  country, 
including  his  own. 

3.  The  above-mentioned  rights  shall  not  be  subject 
to  any  restrictions  except  those  which  are  provided 
by  law,  are  necessary  to  protect  national  security, 
public  order  ("ordre  public"),  public  health  or 
morals  or  the  rights  and  freedoms  of  others,  and 
are  consistent  with  the  other  rights  recognized  in 
the  present  Covenant. 

4.  No  one  shall  be  arbitrarily  deprived  of  the 
right  to  enter  his  own  country. 

Article  13 
An  alien  lawfully  in  the  territory  of  a  State 
Party  to  the  present  Covenant  may  be  expelled 
therefrom  only  in  pursuance  of  a  decision  reached 
in  accordance  with  law  and  shall,  except  where 
compelling  reasons  of  national  security  otherwise 
require,  be  allowed  to  submit  the  reasons  against 
his  expulsion  and  to  have  his  case  reviewed  by,  and 
be  represented  for  the  purpose  before,  the  compe- 
tent authority  or  a  person  or  persons  especially 
designated  by  the  competent  authority. 

Article  H 

1.  All  persons  shall  be  equal  before  the  courts  and 
tribunals.  In  the  determination  of  any  criminal 
charge  against  him,  or  of  his  rights  and  obligations 
in  a  suit  at  law,  everyone  shall  be  entitled  to  a  fair 
and  public  hearing  by  a  competent,  independent  and 
impartial  tribunal  established  by  law.  The  Press  and 
the  public  may  be  excluded  from  all  or  part  of  a  trial 
for  reasons  of  morals,  public  order  ("ordre  public") 
or  national  security  in  a  democratic  society,  or  when 
the  interest  of  the  private  lives  of  the  parties  so  re- 
quires, or  to  the  extent  strictly  necessary  in  the 
opinion  of  the  court  in  special  circumstances  where 
publicity  would  prejudice  the  interests  of  justice; 
but  any  judgement  rendered  in  a  criminal  case  or 
in  a  .suit  at  law  shall  be  made  public  except  where 
the  interest  of  juveniles  otherwise  requires  or  the 
proceedings  concern  matrimonial  disputes  or  the 
guardianship  of  children. 

2.  Everyone  charged  with  a  criminal  offence  shall 
have  the  right  to  be  presumed  innocent  until  proved 
guilty  according  to  law. 

3.  In  the  determination  of  any  criminal  charge 
against  him,  everyone  shall  be  entitled  to  the  follow- 
ing minimum  guarantees,  in  full  equality: 

(a)  To  be  informed  promptly  and  in  detail  in  a 
language  which  he  understands  of  the  nature  and 
cause  of  the  charge  against  him ; 

(b)  To  have  adequate  time  and  facilities  for  the 
preparation  of  his  defence  and  to  communicate  with 


counsel  of  his  own  choosing; 

(c)  To  be  tried  without  undue  delay; 

(d)  To  be  tried  in  his  presence,  and  to  defend 
himself  in  person  or  through  legal  assistance  of  his 
own  choosing;  to  be  informed,  if  he  does  not  have 
legal  assistance,  of  this  right;  and  to  have  legal 
assistance  assigned  to  him,  in  any  case  where  the 
interests  of  justice  so  require,  and  without  payment 
by  him  in  any  such  case  if  he  does  not  have  sufficient 
means  to  pay  for  it; 

(e)  To  examine,  or  have  examined,  the  witnesses 
against  him  and  to  obtain  the  attendance  and  ex- 
amination of  witnesses  on  his  behalf  under  the  same 
conditions  as  witnesses  against  him; 

(f)  To  have  the  free  assistance  of  an  interpreter 
if  he  cannot  understand  or  speak  the  language  used 
in  court; 

(g)  Not  to  be  compelled  to  testify  against  himself, 
or  to  confess  guilt. 

4.  In  the  case  of  juveniles,  the  procedure  shall  be 
such  as  will  take  account  of  their  age  and  the  de- 
sirability of  promoting  their  rehabilitation. 

5.  Everyone  convicted  of  a  crime  shall  have  the 
right  to  his  conviction  and  sentence  being  reviewed 
by  a  higher  tribunal  according  to  law. 

6.  When  a  person  has  by  a  final  decision  been 
convicted  of  a  criminal  offence  and  when  subse- 
quently his  conviction  has  been  reversed  or  he  has 
been  pardoned  on  the  ground  that  a  new  or  newly 
discovered  fact  shows  conclusively  that  there  has 
been  a  miscarriage  of  justice,  the  person  who  has 
suffered  punishment  as  a  result  of  such  conviction 
shall  be  compensated  according  to  law,  unless  it  is 
proved  that  the  non-disclosure  of  the  unknown  fact 
in  time  is  wholly  or  partly  attributable  to  him. 

7.  No  one  shall  be  liable  to  be  tried  or  punished 
again  for  an  offence  for  which  he  has  already  been 
finally  convicted  or  acquitted  in  accordance  vnth  the 
law  and  penal  procedure  of  each  country. 

Article  15 

1.  No  one  shall  be  held  guilty  of  any  criminal 
offence  on  account  of  any  act  or  omission  which  did 
not  constitute  a  criminal  offence,  under  national  or 
international  law,  at  the  time  when  it  was  commit- 
ted. Nor  shall  a  heavier  penalty  be  imposed  than  the 
one  that  was  applicable  at  the  time  when  the  crimi- 
nal offence  was  committed.  If,  subsequently  to  the 
commission  of  the  offence,  provision  is  made  by  law 
for  the  imposition  of  a  lighter  penalty,  the  offender 
shall  benefit  thereby. 

2.  Nothing  in  this  article  shall  prejudice  the  trial 
and  punishment  of  any  person  for  any  act  or  omis- 
sion which,  at  the  time  when  it  was  committed,  was 
criminal  according  to  the  general  principles  of  law 
recognized  by  the  community  of  nations. 

Article  16 
Evei-yone  shall  have  the  right  to  recognition  every- 
where as  a  person  before  the  law. 


114 


DEPARTMENT  OF  STATE  BULLETIN 


Article  17 

1.  No  one  shall  be  subjected  to  arbitrary  or  un- 
lawful interference  with  his  privacy,  family,  home 
or  correspondence,  nor  to  unlawful  attacks  on  his 
honour  and  reputation. 

2.  Everyone  has  the  right  to  the  protection  of  the 
law  against  such  interference  or  attacks. 

Article  18 

1.  Everyone  shall  have  the  right  to  freedom  of 
thought,  conscience  and  religion.  This  right  shall 
include  freedom  to  have  or  to  adopt  a  religion  or 
belief  of  his  choice,  and  freedom  either  individually 
or  in  community  with  others  and  in  public  or  pri- 
vate, to  manifest  his  religion  or  belief  in  worship, 
observance,  practice  and  teaching. 

2.  No  one  shall  be  subject  to  coercion  which  would 
impair  his  freedom  to  have  or  to  adopt  a  religion 
or  belief  of  his  choice. 

3.  Freedom  to  manifest  one's  religion  or  beliefs 
may  be  subject  only  to  such  limitations  as  are  pre- 
scribed by  law  and  are  necessary  to  protect  public 
safety,  order,  health,  or  morals  or  the  fundamental 
rights  and  freedoms  of  others. 

4.  The  States  Parties  to  the  present  Covenant 
undertake  to  have  respect  for  the  liberty  of  par- 
ents and,  when  applicable,  legal  guardians,  to  ensure 
the  religious  and  moral  education  of  their  children 
in  confoiinity  with  their  own  convictions. 

Article  19 

1.  Everyone  shall  have  the  right  to  hold  opinions 
without  interference. 

2.  Everyone  shall  have  the  right  to  freedom  of 
expression;  this  right  shall  include  freedom  to  seek, 
receive  and  impart  information  and  ideas  of  all 
kinds,  regardless  of  frontiers,  either  orally,  in  writ- 
ing or  in  print,  in  the  form  of  art,  or  through  any 
other  media  of  his  choice. 

3.  The  exercise  of  the  rights  provided  for  in  the 
foregoing  paragraph  carries  with  it  special  duties 
and  responsibilities.  It  may  therefore  be  subject  to 
certain  restrictions,  but  these  shall  be  such  only  as 
are  provided  by  law  and  are  necessary,  (1)  for  re- 
spect of  the  rights  or  reputations  of  others,  (2)  for 
the  protection  of  national  security  or  of  public  order 
("ordre  public"),  or  of  public  health  or  morals. 

Article  20 

1.  Any  pi'opaganda  for  war  shall  be  prohibited  by 
law. 

2.  Any  advocacy  of  national,  racial,  or  religious 
hatred  that  constitutes  incitement  to  discrimination, 
hostility  or  violence  shall  be  prohibited  by  law. 

Article  21 
The  right  of  peaceful  assembly  shall  be  recog- 
nized. No  restrictions  may  be  placed  on  the  exercise 
of  this  right  other  than  those  imposed  in  conformity 
with  the  law  and  which  are  necessary  in  a  demo- 
cratic society  in  the  interests  of  national  security  or 


public  safety,  public  order  ("ordre  public"),  the  pro- 
tection of  public  health  or  morals  or  the  protection 
of  the  rights  and  freedoms  of  others. 

Article  22 

1.  Everyone  shall  have  the  right  to  freedom  of 
association  with  others,  including  the  right  to  foiTn 
and  join  trade  unions  for  the  protection  of  his 
interests. 

2.  No  restrictions  may  be  placed  on  the  exercise 
of  this  right  other  than  those  prescribed  by  law  and 
which  are  necessary  in  a  democratic  society  in  the 
interests  of  national  security  or  public  safety,  public 
order  ("ordre  public"),  the  protection  of  public 
health  or  morals  or  the  protection  of  the  rights  and 
freedoms  of  others.  This  article  shall  not  prevent 
the  imposition  of  lawful  re.strictions  on  members  of 
the  anned  forces  and  of  the  police  in  their  exercise 
of  this  right. 

3.  Nothing  in  this  article  shall  authorize  States 
Parties  to  the  International  Labour  Convention  of 
1948  on  Freedom  of  Association  and  Protection  of 
the  Right  to  Organise  to  take  legislative  measures 
which  would  prejudice,  or  to  apply  the  law  in  such 
a  manner  as  to  prejudice,  the  guarantees  provided 
for  in  the  Convention. 

Article  23 

1.  The  family  is  the  natural  and  fundamental 
group  unit  of  society  and  is  entitled  to  protection  by 
society  and  the  State. 

2.  The  right  of  men  and  women  of  marriageable 
age  to  marry  and  to  found  a  family  shall  be  recog- 
nized. 

3.  No  marriage  shall  be  entered  into  without  the 
free  and  full  consent  of  the  intending  spouses. 

4.  States  Parties  to  the  present  Covenant  shall 
take  appropriate  steps  to  ensure  equality  of  rights 
and  responsibilities  of  spouses  as  to  marriage,  dur- 
ing marriage  and  at  its  dissolution.  In  the  case  of 
dissolution,  provision  shall  be  made  for  the  neces- 
sary protection  of  any  children. 

Article  2J^ 

1.  Every  child  shall  have,  wthout  any  discrimina- 
tion as  to  race,  colour,  sex,  language,  religion,  na- 
tional or  social  origin,  property  or  birth,  the  right 
to  such  measures  of  protection  as  required  by  his 
status  as  a  minor,  on  the  part  of  his  family,  the 
society  and  the   State. 

2.  Every  child  shall  be  registered  immediately 
after  birth  and  shall  have  a  name. 

3.  Evei-y  child  has  the  right  to  acquire  a  na- 
tionality. 

Article  25 
Every  citizen  shall  have  the  right  and  the  oppor- 
tunity, without  any  of  the  distinctions  mentioned  in 
article  2   and  without  unreasonable  restrictions: 

(a)   To  take  part  in  the  conduct  of  public  affairs, 


JANUARY  16,  1967 


115 


directly  or  through  freely  chosen  representatives; 

(b)  To  vote  and  to  be  elected  at  genuine  periodic 
elections  which  shall  be  by  universal  and  equal  suf- 
frage and  shall  be  held  by  secret  ballot,  guarantee- 
ing the  free  expression  of  the  will  of  the  electors; 

(c)  To  have  access,  on  general  terms  of  equality, 
to  public  service  in  his  country. 

Article  S6 
All  persons  are  equal  before  the  law  and  are  en- 
titled without  any  discrimination  to  equal  protection 
of  the  law.  In  this  respect  the  law  shall  prohibit 
any  discrimination  and  guarantee  to  all  persons 
equal  and  effective  protection  against  discrimination 
on  any  ground  such  as  race,  colour,  sex,  language, 
religion,  political  or  other  opinion,  national  or  social 
origin,  property,  birth  or  other  status. 

Article  27 
In  those  States  in  which  ethnic,  religious  or  lin- 
guistic minorities  exist,  persons  belonging  to  such 
minorities  shall  not  be  denied  the  right,  in  com- 
munity with  the  other  members  of  their  group,  to 
enjoy  their  own  culture,  to  profess  and  practise 
their  own  religion,  or  to  use  their  own  language. 

Part  IV 

Article  28 

1.  There  shall  be  established  a  Human  Rights 
Committee  (hereafter  referred  to  in  the  present 
Covenant  as  "the  Committee").  It  shall  consist  of 
eighteen  members  and  shall  carry  out  the  functions 
hereinafter  provided. 

2.  The  Committee  shall  be  composed  of  nationals 
of  the  States  Parties  to  the  present  Covenant  who 
shall  be  persons  of  high  moral  character  and  recog- 
nized competence  in  the  field  of  human  rights,  con- 
sideration being  given  to  the  usefulness  of  the  par- 
ticipation of  some  persons  having  legal  experience. 

3.  The  members  of  the  Committee  shall  be  elected 
and  shall  serve  in  their  personal  capacity. 

Article  29 

1.  The  members  of  the  Committee  shall  be  elected 
by  secret  ballot  from  a  list  of  persons  possessing  the 
qualifications  prescribed  in  article  28  and  nominated 
for  the  purpose  by  the  States  Parties  to  the  present 
Covenant. 

2.  Each  State  Party  to  the  present  Covenant  may 
nominate  not  more  than  two  persons.  These  persons 
shall  be  nationals  of  the  nominating  State. 

3.  A  person  shall  be  eligible  for  renomination. 

Article  SO 

1.  The  initial  election  shall  be  held  no  later  than 
six  months  after  the  date  of  the  entry  into  force  of 
the  present  Covenant. 

2.  At  least  four  months  before  the  date  of  each 
election  of  the  Committee,  other  than  an  election  to 
fill  a  vacancy  declared  in  accordance  with  article  34, 


the  Secretary-General  of  the  United  Nations  shall 
address  a  written  invitation  to  the  States  Parties  to 
the  present  Covenant  to  submit  their  nominations 
for  membership  of  the  Committee  within  three 
months. 

3.  The  Secretary-General  of  the  United  Nations 
shall  prepare  a  list  in  alphabetical  order  of  all  the 
persons  thus  nominated,  with  an  indication  of  the 
States  Parties  which  have  nominated  them,  and 
shall  submit  it  to  the  States  Parties  to  the  present 
Covenant  no  later  than  one  month  before  the  date 
of  each  election. 

4.  Elections  of  the  members  of  the  Committee 
shall  be  held  at  a  meeting  of  the  States  Parties  to 
the  present  Covenant  convened  by  the  Secretary- 
General  of  the  United  Nations  at  the  Headquarters 
of  the  United  Nations.  At  that  meeting,  for  which 
two  thirds  of  the  States  Parties  to  the  present  Cove- 
nant shall  constitute  a  quorum,  the  persons  elected 
to  the  Committee  shall  be  those  nominees  who  obtain 
the  largest  number  of  votes  and  an  absolute  major- 
ity of  the  votes  of  the  representatives  of  States 
Parties  present  and  voting. 

Article  31 

1.  The  Committee  may  not  include  more  than  one 
national  of  the  same  State. 

2.  In  the  election  of  the  Committee  consideration 
shall  be  given  to  equitable  geographical  distribution 
of  membership  and  to  the  representation  of  the  dif- 
ferent forms  of  civilization  as  well  as  of  the  princi- 
pal legal  systems. 

Article  32 

1.  The  members  of  the  Committee  shall  be  elected 
for  a  term  of  four  years.  They  shall  be  eligible  for 
re-election  if  renominated.  However,  the  terms  of 
nine  of  the  members  elected  at  the  first  election 
shall  expire  at  the  end  of  two  years;  immediately 
after  the  first  election  the  names  of  these  nine  mem- 
bers shall  be  chosen  by  lot  by  the  Chairman  of  the 
meeting  referred  to  in  paragraph  4  of  article  30. 

2.  Elections  at  the  expiry  of  oflice  shall  be  held 
in  accordance  with  the  preceding  articles  of  this 
part  of  the  present  Covenant. 

Article  33 

1.  If,  in  the  unanimous  opinion  of  the  other  mem- 
bers, a  member  of  the  Committee  has  ceased  to 
carry  out  his  functions  for  any  cause  other  than 
absence  of  a  temporary  character,  the  ChaiiTnan  of 
the  Committee  shall  notify  the  Secretary-General  of 
the  United  Nations  who  shall  then  declare  the  seat 
of  that  member  to  be  vacant. 

2.  In  the  event  of  the  death  or  the  resignation  of 
a  member  of  the  Committee,  the  Chairman  shall  im- 
mediately notify  the  Secretary-General  of  the  United 
Nations  who  shall  declare  the  seat  vacant  from  the 
date  of  death  or  the  date  on  which  the  resignation 
takes  effect. 


116 


DEPARTMENT  OF  STATE  BULLETIN 


Article  Si 

1.  When  a  vacancy  is  declared  in  accordance  with 
article  33  and  if  the  temi  of  office  of  the  member  to 
be  replaced  does  not  expire  within  six  months  of  the 
declaration  of  the  vacancy,  the  Secretary-General 
of  the  United  Nations  shall  notify  each  of  the  States 
Parties  to  the  present  Covenant  which  may  within 
two  months  submit  nominations  in  accordance  with 
article  29  for  the  purpose  of  filling  the  vacancy. 

2.  The  Secretary-General  of  the  United  Nations 
shall  prepare  a  list  in  alphabetical  order  of  the  per- 
sons thus  nominated  and  shall  submit  it  to  the 
States  Parties  to  the  present  Covenant.  The  election 
to  fill  the  vacancy  shall  then  take  place  in  accord- 
ance with  the  relevant  provisions  of  this  part  of  the 
present  Covenant. 

3.  A  member  of  the  Committee  elected  to  fill  a 
vacancy  declared  in  accordance  with  article  33  shall 
hold  ofl^ce  for  the  remainder  of  the  term  of  the 
member  who  vacated  the  seat  on  the  Committee 
under  the  provisions  of  that  article. 

Article  35 

The  members  of  the  Committee  shall,  with  the 
approval  of  the  General  Assembly  of  the  United 
Nations,  receive  emoluments  from  United  Nations 
resources  on  such  terms  and  conditions  as  the  Gen- 
eral Assembly  may  decide  having  regard  to  the 
importance  of  the  Committee's  responsibilities. 

Article  36 
The  Secretary-General  of  the  United  Nations  shall 
provide   the   necessary    staff   and    facilities   for   the 
eflFective  perfonnance  of  the  functions  of  the  Com- 
mittee under  this  Covenant. 

Article  37 

1.  The  Secretary-General  of  the  United  Nations 
shall  convene  the  initial  meeting  of  the  Committee  at 
the  Headquarters  of  the  United  Nations. 

2.  After  its  initial  meeting,  the  Committee  shall 
meet  at  such  times  as  shall  be  provided  in  its  rules 
of  procedure. 

3.  The  Committee  shall  normally  meet  at  the 
Headquarters  of  the  United  Nations  or  at  the  United 
Nations  Office  at  Geneva. 

Article  38 
Every  member  of  the  Committee  shall,  before  tak- 
ing up  his  duties,  make  a  solemn  declaration  in  open 
committee   that  he   will   perform   his   functions   im- 
partially and  conscientiously. 

Article  39 

1.  The  Committee  shall  elect  its  officers  for  a  term 
of  two  years.  They  may  be  re-elected. 

2.  The  Committee  shall  establish  its  own  rules  of 
procedure,  but  these  rules  shall  provide,  inter  alia, 
that: 

(a)   Twelve  members  shall  constitute  a  quorum; 


(b)  Decisions  of  the  Committee  shall  be  made  by 
a  majoi-ity  vote  of  the  members  present. 

Article  UO 

1.  The  States  Parties  to  the  present  Covenant 
undertake  to  submit  reports  on  the  measures  they 
have  adopted  which  give  effect  to  the  rights  recog- 
nized herein  and  on  the  progress  made  in  the  enjoy- 
ment of  those  rights;  (a)  within  one  year  of  the 
entry  into  force  of  the  present  Covenant  for  the 
States  Parties  concerned  and  (b)  thereafter  when- 
ever the  Committee  so  requests. 

2.  All  reports  shall  be  submitted  to  the  Secretary- 
General  of  the  United  Nations  who  shall  transmit 
them  to  the  Committee  for  consideration.  Reports 
shall  indicate  the  factors  and  difficulties,  if  any, 
affecting  the  implementation  of  the  present  Cove- 
nant. 

3.  The  Secretary-General  of  the  United  Nations 
may  after  consultation  with  the  Committee  transmit 
to  the  specialized  agencies  concerned  copies  of  such 
parts  of  the  reports  as  may  fall  within  their  field  of 
competence. 

4.  The  Committee  shall  study  the  reports  submit- 
ted by  the  States  Parties  to  the  present  Covenant. 
It  shall  transmit  its  reports  and  such  general  com- 
ments as  it  may  consider  appropriate  to  the  States 
Parties.  The  Committee  may  also  transmit  to  the 
Economic  and  Social  Council  these  comments  along 
with  the  copies  of  the  reports  it  has  received  from 
States  Parties  to  the  present  Covenant. 

5.  The  States  Parties  to  the  pi-esent  Covenant  may 
submit  to  the  Committee  observations  on  any  com- 
nients  that  may  be  made  in  accordance  with  para- 
graph 4  of  this  article. 

Article  Ul 
1.  A  State  Party  to  the  present  Covenant  may  at 
any  time  declare  under  this  article  that  it  recognizes 
the  competence  of  the  Committee  to  receive  and 
consider  communications  to  the  effect  that  a  State 
Party  claims  that  another  State  Party  is  not  ful- 
filling its  obligations  under  the  present  Covenant. 
Communications  under  this  article  may  be  received 
and  considered  only  if  submitted  by  a  State  Party 
which  has  made  a  declaration  recognizing  in  regard 
to  itself  the  competence  of  the  Committee.  No  com- 
munication shall  be  received  by  the  Committee  if  it 
concerns  a  State  Party  which  has  not  made  such  a 
declaration.  Communications  received  under  this  ar- 
ticle shall  be  dealt  with  in  accordance  with  the 
following  procedure: 

(a)  If  a  State  Party  to  the  present  Covenant  con- 
siders that  another  State  Party  is  not  giving  effect 
to  the  provisions  of  the  present  Covenant,  it  may, 
by  written  communication,  bring  the  matter  to  the 
attention  of  that  State  Party.  Within  three  months 
after  the  receipt  of  the  communication,  the  receiving 
State  shall  afford  the  State  which  sent  the  commu- 


JANUARY  16,  1967 


117 


nication  an  explanation  or  any  other  statement  in 
writing  clarifying  the  matter,  which  should  include, 
to  the  extent  possible  and  pertinent,  reference  to 
domestic  procedures  and  remedies  taken,  pending, 
or  available  in  the  matter. 

(b)  If  the  matter  is  not  adjusted  to  the  satisfac- 
tion of  both  States  Parties  concerned  within  six 
months  after  the  receipt  by  the  receiving  State  of 
the  initial  communication,  either  State  shall  have 
the  right  to  refer  the  matter  to  the  Committee,  by 
notice  given  to  the  Committee  and  to  the  other 
State. 

(c)  The  Committee  shall  deal  with  a  matter  re- 
ferred to  it  only  after  it  has  ascertained  that  all 
available  domestic  remedies  have  been  invoked  and 
exhausted  in  the  matter,  in  conformity  with  the 
generally  recognized  principles  of  international  law. 
This  shall  not  be  the  rule  where  the  application  of 
the  remedies  is  unreasonably  prolonged. 

(d)  The  Committee  shall  hold  closed  meetings 
when  examining  communications  under  this  article. 

(e)  Subject  to  the  provisions  of  sub-paragraph 
(c),  the  Committee  shall  make  available  its  good 
offices  to  the  States  Parties  concerned  with  a  view 
to  a  friendly  solution  of  the  matter  on  the  basis 
of  respect  for  human  rights  and  fundamental  free- 
doms as  recognized  in  this  Covenant. 

(f)  In  any  matter  referred  to  it,  the  Committee 
may  call  upon  the  States  Parties  concerned,  referred 
to  in  sub-paragraph  (b),  to  supply  any  relevant 
infoiTnation. 

(g)  The  States  Parties  concerned,  referred  to  in 
sub-paragraph  (b),  shall  have  the  right  to  be  repre- 
sented when  the  matter  is  being  considered  in  the 
Committee  and  to  make  submissions  orally  and/or 
in  writing. 

(h)  The  Committee  shall,  within  twelve  months 
after  the  date  of  receipt  of  notice  under  sub-para- 
graph (b),  submit  a  report: 

(i)  If  a  solution  within  the  terms  of  sub-para- 
graph (e)  is  reached,  the  Committee  shall  confine 
its  report  to  a  brief  statement  of  the  facts  and  of 
the  solution  reached ; 

(ii)  If  a  solution  is  not  reached,  within  the  tei-ms 
of  sub-paragraph  (e),  the  Committee  shall  confine 
its  report  to  a  brief  statement  of  the  facts;  the 
written  submissions  and  record  of  the  oral  submis- 
sions made  by  the  States  Parties  concerned  shall  be 
attached  to  the  report. 

In  every  matter  the  report  shall  be  communicated 
to  the  States  Parties  concerned. 

2.  The  provisions  of  this  article  shall  come  into 
force  when  ten  States  Parties  to  the  present  Cove- 
nant have  made  declarations  under  paragraph  1  of 
this  article.  Such  declarations  shall  be  deposited  by 
the  States  Parties  with  the  Secretary-General  of  the 
United  Nations  who  shall  transmit  copies  thereof 
to  the  other   States  Parties.  A  declaration  may  be 


withdravim  at  any  time  by  notification  to  the  Secre- 
tary-Greneral.  Such  a  withdrawal  shall  not  prejudice 
the  considei'ation  of  any  matter  which  is  the  subject 
of  a  communication  already  transmitted  under  this 
article;  no  further  communication  by  any  State 
Party  shall  be  received  after  the  notification  of 
vidthdrawal  of  the  declaration  has  been  received  by 
the  Secretary-General  of  the  United  Nations  unless 
the  State  Party  concerned  had  made  a  new  declara- 
tion. 

Article  42 

1.  (a)  If  a  matter  referred  to  the  Committee  in 
accordance  with  article  41  is  not  resolved  to  the 
satisfaction  of  the  States  Parties  concerned,  the 
Committee  may,  with  the  prior  consent  of  the  States 
Parties  concerned,  appoint  an  ad  hoc  Conciliation 
Commission  (hereinafter  referred  to  as  "the  Com- 
mission"). The  good  offices  of  the  Commission  shall 
be  made  available  to  the  States  Parties  concerned 
with  a  view  to  an  amicable  solution  of  the  matter 
on  the  basis  of  respect  for  the  present  Covenant; 

(b)  The  Commission  shall  consist  of  five  persons 
acceptable  to  the  States  Parties  concerned.  If  the 
States  Parties  concerned  fail  to  reach  agreement 
within  three  months  on  all  or  part  of  the  composi- 
tion of  the  Commission  the  members  of  the  Commis- 
sion concerning  whom  no  agreement  was  reached 
shall  be  elected  by  secret  ballot  by  a  two-thirds 
majority  vote  of  the  Committee  from  among  its 
members. 

2.  The  members  of  the  Commission  shall  serve  in 
their  personal  capacity.  They  shall  not  be  nationals 
of  the  States  Parties  concerned,  or  of  a  State  not 
party  to  the  present  Covenant,  or  of  a  State  Party 
which  has  not  made  a  declaration  under  article  41. 

3.  The  Commission  shall  elect  its  ovm  Chairman 
and  adopt  its  own  rules  of  procedure. 

4.  The  meetings  of  the  Commission  shall  normally 
be  held  at  the  Headquarters  of  the  United  Nations 
or  at  the  United  Nations  Office  at  Geneva.  However, 
they  may  be  held  at  such  other  convenient  places  as 
the  Commission  may  determine  in  consultation  with 
the  Secretary-General  of  the  United  Nations  and  the 
States  Parties  concerned. 

5.  The  secretariat  provided  in  accordance  with 
article  36  shall  also  service  the  Commissions  ap- 
pointed under  this  article. 

6.  The  information  received  and  collated  by  the 
Committee  shall  be  made  available  to  the  Commis- 
sion and  the  Commission  may  call  upon  the  States 
Parties  concerned  to  supply  any  other  relevant  in- 
formation. 

7.  When  the  Commission  has  fully  considered  the 
matter,  but  in  any  event  not  later  than  twelve 
months  after  having  been  seized  of  the  matter,  it 
shall  submit  to  the  Chairman  of  the  Committee  a 
report  for  communication  to  the  States  Parties  con- 
cerned. 


118 


DEPARTMENT  OF  STATE  BULLETIN 


(a)  If  the  Commission  is  unable  to  complete  its 
consideration  of  the  matter  within  twelve  months,  it 
shall  confine  its  report  to  a  brief  statement  of  the 
status  of  its  consideration  of  the  matter. 

(b)  If  an  amicable  solution  to  the  matter  on  the 
basis  of  respect  for  human  rights  as  recognized  in 
the  present  Covenant  is  reached,  the  Commission 
shall  confine  its  report  to  a  brief  statement  of  the 
facts  and  of  the  solution  reached. 

(c)  If  a  solution  within  the  terms  of  sub-para- 
graph (b)  is  not  reached,  the  Commission's  report 
shall  embody  its  findings  on  all  questions  of  fact 
relevant  to  the  issues  between  the  States  Parties 
concerned,  as  well  as  its  views  on  the  possibilities  of 
amicable  solution  of  the  matter.  This  report  shall 
also  contain  the  written  submissions  and  a  record 
of  the  oral  submissions  made  by  the  States  Parties 
concerned. 

(d)  If  the  Commission's  report  is  submitted  under 
sub-paragraph  (c),  the  States  Parties  concerned 
shall,  within  three  months  of  the  receipt  of  the 
report,  infonn  the  Chairman  of  the  Committee 
whether  or  not  they  accept  the  contents  of  the  report 
of  the  Commission. 

8.  The  provisions  of  this  article  are  without  prej- 
udice to  the  responsibilities  of  the  Committee  under 
article  41. 

9.  The  States  Parties  concerned  shall  share 
equally  all  the  expenses  of  the  members  of  the  Com- 
mission in  accordance  with  estimates  to  be  provided 
by  the  Secretary-General  of  the  United  Nations. 

10.  The  Secretary-General  of  the  United  Nations 
shall  be  empowered  to  pay  the  expenses  of  the  mem- 
bers of  the  Commission,  if  necessary,  before  reim- 
bursement by  the  States  Parties  concerned  in  ac- 
cordance with  paragraph  9  of  this  article. 

Article  1,3 
The  members  of  the  Committee  and  of  the  ad  hoc 
conciliation  commissions  which  may  be  appointed 
under  article  41,  shall  be  entitled  to  the  facilities, 
privileges  and  immunities  of  experts  on  mission  for 
the  United  Nations  as  laid  down  in  the  relevant  sec- 
tions of  the  Convention  on  the  Privileges  and  Immu- 
nities of  the  United  Nations. 

Article  4-4 
The  provisions  for  the  implementation  of  the  pres- 
ent Covenant  shall  apply  without  prejudice  to  the 
procedures  prescribed  in  the  field  of  human  rights 
by  or  under  the  constituent  instruments  and  the  con- 
ventions of  the  United  Nations  and  of  the  special- 
ized agencies  and  shall  not  prevent  the  States  Par- 
ties to  the  present  Covenant  from  having  recourse 
to  other  procedures  for  settling  a  dispute  in  accord- 
ance with  general  or  special  international  agree- 
ments in  force  between  them. 

Article  Ji.5 
The  Committee  shall  submit  to  the  General  As- 


sembly, through  the  Economic  and   Social  Council, 
an  annual  report  on  its  activities. 

Part  V 

Article  U6 
Nothing  in  the  present  Covenant  shall  be  inter- 
preted as  impairing  the  provisions  of  the  Charter 
of  the  United  Nations  and  of  the  constitutions  of  the 
specialized  agencies  which  define  the  respective  re- 
sponsibilities of  the  various  organs  of  the  United 
Nations  and  of  the  specialized  agencies  in  regard 
to  the  matters  dealt  with  in  the  present  Covenant. 

Article  1,7 
Nothing  in  the  Covenant  shall  be  interpreted  as 
impairing  the  inherent  right  of  all  peoples  to  enjoy 
and  utilize  fully  and  freely  their  natural  wealth  and 
resources. 

Part  VI 

Article  18 

1.  The  present  Covenant  is  open  for  signature  by 
any  State  Member  of  the  United  Nations  or  member 
of  any  of  its  specialized  agencies,  by  any  State 
Party  to  the  Statute  of  the  International  Court  of 
Justice,  and  by  any  other  State  which  has  been 
invited  by  the  General  Assembly  of  the  United  Na- 
tions to  become  a  party  to  the  present  Covenant. 

2.  The  present  Covenant  is  subject  to  ratification. 
Instruments  of  ratification  shall  be  deposited  with 
the  Secretary-General  of  the  United  Nations. 

3.  The  present  Covenant  shall  be  open  to  acces- 
sion by  any  State  referred  to  in  paragraph  1  of  this 
article. 

4.  Accession  shall  be  effected  by  the  deposit  of  an 
instrument  of  accession  with  the  Secretary-General 
of  the  United  Nations. 

5.  The  Secretary-General  of  the  United  Nations 
shall  inform  all  States  which  have  signed  this  Cove- 
nant or  acceded  to  it  of  the  deposit  of  each  instru- 
ment of  ratification  or  accession. 

Article  i9 

1.  The  present  Covenant  shall  enter  into  force 
three  months  after  the  date  of  the  deposit  with  the 
Secretary-General  of  the  United  Nations  of  the 
thirty-fifth  instiniment  of  ratification  or  instrument 
of  accession. 

2.  For  each  State  ratifying  the  present  Covenant 
or  acceding  to  it  after  the  deposit  of  the  thirty- 
fifth  instniment  of  ratification  or  instrument  of  ac- 
cession, the  present  Covenant  shall  enter  into  force 
three  months  after  the  date  of  the  deposit  of  its  own 
instrument  of  ratification  or  instrument  of  accession. 

Article  50 
The  provisions  of  the  present  Covenant  shall  ex- 
tend to  all  parts  of  federal  States  without  any  limi- 
tations or  exceptions. 


JANUARY  16,  1967 


119 


Article  51 

1.  Any  State  Party  to  the  present  Covenant  may 
propose  an  amendment  and  file  it  with  the  Secre- 
tary-General of  the  United  Nations.  The  Secretary- 
General  of  the  United  Nations  shall  thereupon 
communicate  any  proposed  amendments  to  the 
States  Parties  to  the  present  Covenant  with  a  re- 
quest that  they  notify  him  whether  they  favour  a 
conference  of  States  Parties  for  the  purpose  of  con- 
sidering' and  voting  upon  the  proposal.  In  the  event 
that  at  least  one  third  of  the  States  Parties  favours 
such  a  conference  the  Secretary-General  of  the 
United  Nations  shall  convene  the  conference  under 
the  auspices  of  the  United  Nations.  Any  amendment 
adopted  by  a  majority  of  the  States  Parties  pi-esent 
and  voting  at  the  conference  shall  be  submitted  to 
the  General  Assembly  of  the  United  Nations  for 
approval. 

2.  Amendments  shall  come  into  force  when  they 
have  been  approved  by  the  General  Assembly  and 
accepted  by  a  two-thirds  majority  of  the  States 
Parties  to  the  present  Covenant  in  accordance  with 
their  respective  constitutional  processes. 

3.  When  amendments  come  into  force  they  shall 
be  binding  on  those  States  Parties  which  have  ac- 
cepted them,  other  States  Parties  being  still  bound 
by  the  provisions  of  the  present  Covenant  and  any 
earlier  amendment  which  they  have  accepted. 

Article  52 
Irrespective  of  the  notifications  made  under  arti- 
cle 48,  paragraph  5,  the  Secretary-General  of  the 
United  Nations  shall  inform  all  States  referred  to 
in  paragraph  1  of  the  same  article  of  the  following 
particulars : 

(a)  Signatures,  ratifications  and  accessions  under 
article  48 ; 

(b)  The  date  of  the  entry  into  force  of  the  pres- 
ent Covenant  under  article  49  and  the  date  of  the 
entry  into  force  of  any  amendments  under  arti- 
cle 51. 

Article  53 

1.  The  present  Covenant,  of  which  the  Chinese, 
English,  French,  Russian  and  Spanish  texts  are 
equally  authentic,  shall  be  deposited  in  the  archives 
of  the  United  Nations. 

2.  The  Secretary-General  of  the  United  Nations 
shall  transmit  certified  copies  of  the  present  Cove- 
nant to  all  States  referred  to  in  article  48. 

Optional  Protocol  to  the  International 
Covenant  on  Civil  and  Political  Rights 

The  States  Parties  to  the  present  Protocol, 

Considering  that  in  order  further  to  achieve  the 

purposes  of    the    Covenant    on    Civil    and    Political 

Rights   (hereinafter  referred  to  as  "the  Covenant") 

and  the  implementation  of  its  provisions  it  would 


be  appropriate  to  enable  the  Human  Rights  Com- 
mittee set  up  in  part  IV  of  the  Covenant  (herein- 
after referred  to  as  "the  Committee")  to  receive  and 
consider,  as  provided  in  the  present  Protocol,  com- 
munications from  individuals  claiming  to  be  victims 
of  violations  of  any  of  the  rights  set  forth  in  the^ 
Covenant, 
Have  agreed  as  follows: 

Article  1 
A  State  Party  to  the  Covenant  that  becomes  a 
party  to  the  present  Protocol  recognizes  the  compe- 
tence of  the  Committee  to  receive  and  consider  com- 
munications from  individuals,  subject  to  its 
jurisdiction,  claiming  to  be  victims  of  a  violation  by 
that  State  Party  of  any  of  the  rights  set  forth  in 
the  Covenant.  No  communication  shall  be  received 
by  the  Committee  if  it  concerns  a  State  Party  to  the 
Covenant  which  is  not  a  Party  to  the  present  Pro- 
tocol. 

Article  2 
Subject  to  the  provision  of  article  1,  individuals 
claiming  that  any  of  their  rights  enumerated  in  the 
Covenant  have  been  violated  and  who  have  exhausted 
all  available  domestic  remedies  may  submit  a  written 
communication  to  the  Committee  for  consideration. 

Article  3 
The  Committee  shall  consider  inadmissible  any 
communication  under  this  Protocol  which  is  anony- 
mous, or  which  it  considers  to  be  an  abuse  of  the 
right  of  submission  of  such  communications  or  to  be 
incompatible  with  the  provisions  of  the  Covenant. 

Article  i 

1.  Subject  to  the  provisions  of  article  3,  the  Com- 
mittee shall  bring  any  communications  submitted  to 
it  under  the  present  Protocol  to  the  attention  of  the 
State  Party  to  the  present  Protocol  alleged  to  be  vio- 
lating any  provision  of  the  Covenant. 

2.  Within  six  months,  the  receiving  State  shall 
submit  to  the  Committee  written  explanations  or 
statements  clarifying  the  matter  and  the  remedy,  if 
any,  that  may  have  been  taken  by  that  State. 

Article  5 

1.  The  Committee  shall  consider  communications 
received  under  the  present  Protocol  in  the  light  of 
all  written  information  made  available  to  it  by  the 
individual  and  by  the  State  Party  concerned. 

2.  The  Committee  shall  not  consider  any  communi- 
cation from  an  individual  unless  it  has  ascertained 
that: 

(a)  the  same  matter  is  not  being  examined  under 
another  procedure  of  international  investigation  or 
settlement ; 

(b)  the  individual  has  exhausted  all  available 
domestic  i-emedies.  This  shall  not  be  the  rule  where 
the  application  of  the  remedies  is  unreasonably  pro- 
longed. 


120 


DEPARTMENT  OF  STATE  BULLETIN 


3.  The  Committee  shall  hold  closed  meetings  when 
examining  communications  under  the  present  Pro- 
tocol. 

4.  The  Committee  shall  forward  its  views  to  the 
State  Party  concerned  and  to  the  individual. 

Article  6 
The  Committee  shall  include  in  its  annual  report 
under  article  45  of  the  Covenant  a  summary  of  its 
activities  under  the  present  Protocol. 

Article  7 
Pending  the  achievement  of  the  objectives  of  Gen- 
eral Assembly  resolution  1514  (XV)  of  14  December 
1960  concerning  the  Declaration  on  the  Granting  of 
Independence  to  Colonial  Countries  and  Peoples,  the 
provisions  of  the  present  Protocol  shall  in  no  way 
limit  the  right  of  petition  granted  to  these  peoples 
by  the  Charter  of  the  United  Nations  and  other 
international  conventions  and  instruments  under  the 
United  Nations  and  its  specialized  agencies. 

Article  8 

1.  The  present  Protocol  is  open  for  signature  by 
any  State  which  has  signed  the  Covenant. 

2.  The  present  Protocol  is  subject  to  ratification 
by  any  State  which  has  ratified  or  acceded  to  the 
Covenant.  Instruments  of  ratification  shall  be  de- 
posited vidth  the  Secretary-General  of  the  United 
Nations. 

3.  The  present  Protocol  shall  be  open  to  accession 
by  any  State  which  has  ratified  or  acceded  to  the 
Covenant. 

4.  Accession  shall  be  effected  by  the  deposit  of  an 
instrument  of  accession  with  the  Secretary-General 
of  the  United  Nations. 

5.  The  Secretary-General  of  the  United  Nations 
shall  inform  all  States  which  have  signed  the  present 
Protocol  or  acceded  to  it  of  the  deposit  of  each  in- 
strument of  ratification  or  accession. 

Article  9 

1.  Subject  to  the  entry  into  force  of  the  Covenant, 
the  present  Protocol  shall  enter  into  force  three 
months  after  the  date  of  the  deposit  with  the  Secre- 
tary-General of  the  United  Nations  of  the  tenth 
instrument  of  ratification  or  instrument  of  accession. 

2.  For  each  State  ratifying  the  present  Protocol 
or  acceding  to  it  after  the  deposit  of  the  tenth  instru- 
ment of  ratification  or  instrument  of  accession,  the 
present  Protocol  shall  enter  into  force  three  months 

•  after  the  date  of  the  deposit  of  its  own  instrument 
I  of  ratification  or  instrument  of  accession. 

I  Article  10 

The  provision  of  the  present  Protocol  shall  extend 
to  all  parts  of  federal  States  without  any  limitations 
or  exceptions. 

Article  11 
1.  Any  State  Party  to  the  present  Protocol  may 


propose  an  amendment  and  file  it  viath  the  Secretary- 
General  of  the  United  Nations.  The  Secretary- 
General  of  the  United  Nations  shall  thereupon  com- 
municate any  proposed  amendments  to  the  States 
Parties  to  the  present  Protocol  with  a  request  that 
they  notify  him  whether  they  favour  a  conference  of 
States  Parties  for  the  purpose  of  considering  and 
voting  upon  the  proposal.  In  the  event  that  at  least 
one  third  of  the  States  Parties  favours  such  a  con- 
ference the  Secretary-General  of  the  United  Nations 
shall  convene  the  conference  under  the  auspices  of 
the  United  Nations.  Any  amendment  adopted  by  a 
majority  of  the  States  Parties  present  and  voting  at 
the  conference  shall  be  submitted  to  the  General 
Assembly    of    the    United    Nations    for    approval. 

2.  Amendments  shall  come  into  force  when  they 
have  been  approved  by  the  General  Assembly  and 
accepted  by  a  two-thirds  majority  of  the  States 
Parties  to  the  present  Protocol  in  accordance  with 
their  respective  constitutional  processes. 

3.  When  amendments  come  into  force  they  shall 
be  binding  on  those  States  Parties  which  have 
accepted  them,  other  States  Parties  being  still  bound 
by  the  provisions  of  the  present  Protocol  and  any 
earlier  amendment  which  they  have  accepted. 

Article  12 

1.  Any  State  Party  may  denounce  the  present 
Protocol  at  any  time  by  written  notification  ad- 
dressed to  the  Secretary-General  of  the  United 
Nations.  Denunciation  shall  take  effect  three  months 
after  the  date  of  receipt  of  the  notification  by  the 
Secretary-General  of  the  United  Nations. 

2.  Denunciation  shall  be  without  prejudice  to  the 
continued  application  of  the  provisions  of  the  present 
Protocol  to  any  communication  submitted  under 
article  2  before  the  eff'ective  date  of  denunciation. 

Article  13 
Irrespective  of  the  notifications  made  under  article 
8,  paragraph  5,  of  the  present  Protocol,  the  Secre- 
tary-General of  the  United  Nations  shall  inform  all 
States  referred  to  in  article  48,  paragraph  1,  of  the 
Covenant  of  the  following  particulars: 

(a)  Signatures,  ratifications  and  accessions  under 
article  8 ; 

(b)  The  date  of  the  entry  into  force  of  the  pres- 
ent Protocol  under  article  9  and  the  date  of  the 
entry  into  force  of  any  amendments  under  article  11; 

(c)  Denunciations  under  article  12. 

Article  H 

1.  The  present  Protocol,  of  which  the  Chinese, 
English,  French,  Russian  and  Spanish  texts  are 
equally  authentic,  shall  be  deposited  in  the  archives 
of  the  United  Nations. 

2.  The  Secretary-General  of  the  United  Nations 
shall  transmit  certified  copies  of  the  present  Protocol 
to  all  States  referred  to  in  article  48  of  the 
Covenant. 


JANUARY  16,  1967 


121 


TREATY  INFORMATION 


Current  Actions 


MULTILATERAL 

Automotive  Traffic 

Convention  concerning  customs  facilities  for  touring. 
Done   at   New   York   June   4,    1954.    Entered   into 
force    September    11,    1957.    TIAS    3879. 
Notification  that  it  considers  itself  bound:  Singa- 
pore, December  14,  1966. 

Finance 

Convention  on  the  settlement  of  investment  disputes 
between  states  and  nationals  of  other  states.  Done 
at  Washington  March  18,  1965.  Entered  into  force 
October  14,  1966.  TIAS  6090. 

Ratification  deposited:  United  Kingdom,  December 
19,  1966.' 

Telecommunications 

International  telecommunication  convention,  with 
annexes.  Done  at  Montreux  November  12,  1965.^ 
Ratification  deposited :  Denmark,  November  9,  1966. 

Wheat 

Protocol  for  the  further  extension  of  the  Interna- 
tional Wheat  Agreement,  1962  (TIAS  5115).  Open 
for  signature  at  Washington  April  4  through  29, 
1966.  Entered  into  force  July  16,  1966,  for  part  I 
and  parts  III  to  VII;  August  1,  1966,  for  part  II. 
Acceptance  deposited:  Peru,  December  21,  1966. 
Approval  deposited:  Guatemala,  December  28, 1966. 


'  Excluding  Channel  Islands,  Isle  of  Man,  Southern 
Rhodesia,  Brunei,  Aden,  Protectorate  of  South  Ara- 
bia, Kamaran,  Kuria  Muria  Islands,  and  Perim. 

"  Not  in  force. 


BILATERAL 

Afghanistan 

Agricultural  commodities  agreement  under  title  IV 
of  the  Agricultural  Trade  Development  and  As- 
sistance Act,  as  amended  (68  Stat.  454;  7  U.S.C."^ 
1731-1736),  with  exchange  of  notes.  Signed  at 
Kabul  December  22,  1966.  Entered  into  force 
December  22,  1966. 

Gambia 

Agreement  for  the  establishment  of  a  Peace  Corps 
program  in  The  Gambia.  Effected  by  exchange  of 
notes  at  Bathurst  November  26  and  December  5, 
1966.  Entered  into  force  December  5,  1966. 

Iran 

Agricultural  commodities  agreement  under  title  IV 
of  the  Agricultural  Trade  Development  and  As- 
sistance Act,  as  amended  (68  Stat.  454;  7  U.S.C. 
1731-1736),  with  exchange  of  notes.  Signed  at 
Tehran  December  20,  1966.  Entered  into  force 
December  20,  1966. 

Italy 

Agrreement  amending  the  agreement  of  December  18, 
1948,  as  amended  (TIAS  1864,  3148,  3278,  4254), 
for  financing  certain  educational  exchange  pro- 
grams. Effected  by  exchange  of  notes  at  Rome 
October  5,  1966.  Entered  into  force  October  5, 
1966. 

Philippines 

Agreement  relating  to  the  relinquishment  to  the 
Philippines  by  the  United  States  of  its  right  to 
the  use  of  certain  land  areas  within  Camp  John 
Hay.  Effected  by  exchange  of  notes  at  Manila 
December  13,  1966.  Entered  into  force  December 
13,  1966. 

Trinidad  and  Tobago 

Convention  for  the  avoidance  of  double  taxation  and 
the  prevention  of  fiscal  evasion  with  respect  to 
taxes  on  income  and  the  encouragement  of  inter- 
national trade  and  investment.  Signed  at  Port  of 
Spain  December  22,  1966.  Enters  into  force  upon 
the  exchange  of  ratifications. 


DEPARTMENT   OF    STATE    BULLETIN        VOL  LVI,   NO.   1438 

the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concemingr  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 


PUBLICATION  8185 


The  Department  of  State  Bulletin,  a 
weekly  publi'ration  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addressee  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin    is   for   sale   by    the   Super- 


JANUARY   16,   1967 

intendent  of  Documents.  U.S.  Government 
Printing  Office,  Washington,  D.C.,  20402. 
Price:  62  issues,  domestic  $10,  foreign  $16  : 
single  copy   30   cents. 

Use  of  funds  for  printing  of  this  publi- 
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note:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers*  Guide  to  Periodical  Literature. 


122 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     January  16, 1967     Vol.  LVI,  No.  U38 


Atomic  Energy 

Worldwide  Nuclear  Power — Progress  and  Prob- 
lems (Seaborg) 90 

Economic  Affairs 

IMCO  Subcommittee  Recommends  New  Passen- 
ger-Ship  Standards 102 

Human  Rights 

U.N.  Adopts  International  Covenants  on  Human 

Rights  (Harris,  texts  of  covenants)  ....     104 
International    Organizations    and    Conferences 
IMCO    Subcommittee    Recommends    New    Pas- 
senger-Ship   Standards 102 

Passports 

Present  Travel  Restrictions  Extended  Through 

March  15 102 

Science 

Worldwide  Nuclear  Power — Progress  and  Prob- 
lems   (Seaborg) 90 

Treaty  Information 

Current  Actions 122 

United  Nations 

U.N.   Adopts   International   Covenants   on   Hu- 
man Rights  (Harris,  texts  of  covenants)  .     .     104 
The  Work  of  the  21st  Session  of  the  U.N.  Gen- 
eral Assembly  (Goldberg) 98 


Name  Index 

Goldberg,  Arthur  J gg 

Harris,  Patricia  R *  jo4 

Seaborg,  Glenn  T \  qq 


Check  List  of  Department  of  State 
Press  Releases:  Dec.  26-Jan.  1 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Washing- 
ton, D.C.,  20520. 

Releases  issued  prior  to  December  26  which 
appear  in  this  issue  of  the  Bulletin  are  Nos 
300  and  301  of  December  23. 


No. 

*303 


Date 

12/27 


t304     12/29 


t305 
1306 


12/29 
12/31 


Subject 

Thompson  sworn  in  as  Ambas- 
sador to  the  USSR  (bio- 
graphic details). 

Goldberg:  "International  Law  in 
the  United  Nations." 

U.S.-Japan    fishery    discussions. 

Rusk:  death  of  former  Secre- 
tary  Christian   A.   Herter. 


*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


■ji-U.S.  Government  Printing  Office:  1966—251-932/28 


Superintendent  of  Documents 
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BULLETIN 


Vol.  LVI,  No.  USB 


January  23, 1967 


ECRETARY   RUSK   DISCUSSES   PROSPECTS   FOR  1967  ON  "FACE  THE  NATION" 

Transcript  of  Interview     126 

INTERNATIONAL   LAW   IN  THE   UNITED   NATIONS 
by  Ambassador  Arthur  J.  Goldberg     HO 

EUROPE  AND  AMERICA— PARTNERS  IN  TECHNOLOGY 
by  Ambassador  George  C.  McGhee    H8 


1 


For  index  see  inside  hack  cover 


Secretary  Rusk  Discusses  Prospects  for  1967 
on  "Face  the  Nation'' 


Following  is  the  transcript  of  an  interview 
with  Secretary  Rusk  on  the  Columbia  Broad- 
casting System's  television  and  radio  pro- 
gram "Face  the  Nation"  on  January  1. 
Interviewing  the  Secretary  were  Martin 
Agronsky  and  Marvin  Kalb  of  CBS  News 
and  Jesse  L.  Cook  of  Time  magazine. 

Mr.  Agronsky:  First,  Mr.  Secretary,  may 
I  wish  you  a  happy  new  year. 

Secretary  Rusk:  Thank  you  very  much. 

Mr.  Agronsky:  Mr.  Secretary,  the  Commu- 
nist Viet  Cong  today  proposed  a  week-long- 
truce  from  February  8  to  15  in  Viet-Nam. 
Will  we  accept  it? 

Secretary  Rusk:  Well,  that  will  be  a  mat- 
ter of  consultation  among  all  of  the  govern- 
ments that  have  troops  in  South  Viet-Nam, 
particularly  with  the  South  Vietnamese  Gov- 
ernment, but  with  the  others.  It  would  not  be 
for  me  to  say  at  this  particular  moment  what 
their  attitude  will  be,  because  that  requires 
consultation. 

As  you  know,  they  took  the  initiative  in 
suggesting  a  4-day  truce  at  Tet. 

[Announcement.] 

Mr.  Agronsky:  Mr.  Secretary,  in  a  letter  to 
our  U.N.  Ambassador,  Mr.  Goldberg,  the 
U.N.  Secretary-General,  U  Thant,  yesterday 
again  called  on  the  United  States  to  make  an 
unconditional  hold  of  bombing  in  Viet-Nam 
as  a  first  step  toward  a  lasting  peace.' 

Now,  Mr.  Goldberg  immediately  answered 
that  he  could  not  make — we  could  not  accept 
a  unilateral  cessation  of  bombing  unless  there 
was  some  sign  from  Hanoi  that  they  were 
prepared  to  meet  with  us  for  truce  negotia- 
tions. 

Is  that  now  the  American  position?  Could 


'  See  p.  137. 


we   not   under   any   circumstances   end   the* 
bombing  unilaterally,  and  will  we  not? 

Secretary  Rusk:  Well,  the  Secretary- 
General's  first  point  was  that  we  ourselves 
stop  the  bombing.  He  has  in  his  briefcase, 
publicly  as  well  as  privately,  a  commitment 
by  us  that  we  are  prepared  to  stop  the  bomb- 
ing as  a  step  toward  peace. 

His  second  point  was  a  mutual  deescala- 
tion  of  the  violence  by  both  sides.  So  far  as 
we  know,  he  has  nothing  in  his  briefcase  or 
that  subject  from  the  other  side. 

Now,  the  present  position  is  that  on  his 
three  points,  Hanoi  has  rejected  points  2  anc 
3.  On  the  matter  of  negotiations  with  al 
those  taking  part  in  the  fighting,  Hanoi  ha.' 
said  that  the  Viet  Cong  must  be  accepted  a; 
the  sole  representative  of  the  South  Vietnam 
ese  people. 

Now,  we  hope  the  Secretary-General,  witl 
very  wide  authority  as  far  as  we  are  con 
cerned,  will  be  able  to  probe  the  other  sid 
to  find  out  what  the  effect  would  be  if  w 
stopped  the  bombing. 

You  see,  Mr.  Agronsky,  we  went  througl 
5  years  without  any  bombing  of  North  Viet 
Nam,  during  which  we  went  to  the  Laotiai 
conference  and  signed  an  agreement  whicl 
was  not  performed  in  any  respect  by  th 
other  side — 5  years  during  which  we  hai 
hundreds  of  contacts  with  other  government 
trying  to  bring  the  entire  Southeast  Asia) 
problem  to  a  peaceful  settlement. 

Then  we  had  a  brief  5-day  pause,  and  oi 
the  third  day  we  had  the  message  from  al 
interested  Communist  governments  that  the; 
had  no  interest  in  this. 

Then  over  the  turn  of  the  year  we  had  '< 
37-day  pause,  much  longer  than  had  beei 
suggested  by  some  of  those  on  the  other  sid 


126 


DEPARTMENT  OF  STATE  BULLETIl 


& 


as  a  pause  to  explore  the  possibilities  of 
peaceful  settlement. 

Now,  we  are  prepared,  as  President  John- 
son has  made  it  clear  over  and  over  again, 
i:o  take  the  first  steps  and  to  go  more  than 
halfway  to  bring  this  matter  to  a  peaceful 
conclusion.  But  what  we  feel  that  we  are 
entitled  to  know  is  what  would  happen  if  we 
iid;  and  no  one,  literally  no  one,  has  been 
ible  to  give  us  the  slightest  suggestion  as  to 
ivhat  would  happen  if  we  stopped  the  bomb- 
ng,  other  than  that  men  and  arms  would 
30ur  in  from  the  North  against  the  South. 

Now,  if  anyone  can  tell  us  that  that  would 
lot  be  the  case,  we  would  be  very  glad  to 
lear  about  it. 

tombing  of  North  Viet-Nam 

Mr.  Cook:  There  are  important  psycho- 
ogical  costs,  though,  that  the  bombing  is 
ausing  us,  Mr.  Secretary.  Does  the  air  war 
ave  a  logic  of  its  own  ?  Do  we  not  stop  now 
ecause  it  would  lead  the  other  side  simply 
)  think  that  we  are  too  weak  to  continue? 

Secretary  Rusk:  Well,  Mr.  Cook,  let  us  take 

look  at  what  would  happen  if  we  stopped 
le  bombing  and  then  nothing  else  whatever 
ould  happen. 

North  Viet-Nam  would  be  safe  and  secure 
nd  comfortable,  and  meanwhile  they  would 
e  sending  their  regiments  and  their  divi- 
ons  into  South  Viet-Nam  to  try  to  take  over 
outh  Viet-Nam  by  force. 

Now,  the  bombing  of  North  Viet-Nam  is 
rectly  related  to  what  they  are  doing  in  the 
3uth.  The  key  point  in  this  is  that  this  could 
op  literally  this  afternoon  at  sundown  if 
le  other  side  would  let  us  know  that  they 
•e  holding  their  hand  from  the  effort  to  seize 
)uth  Viet-Nam  by  force. 

Now,  we  have  had  a  long  and  tortuous  road 
nee  1945  in  trying  to  build  some  peace  in 

e  world.  And  we  have  not  come  to  where 

,'ie  are  by  giving  away  Iran  to  Mr.  Stalin's 

.  :j'rces,  or  the  eastern  provinces  of  Turkey, 

'jI-  welcoming  the  guerrillas  into  Greece,  or 

ving  away  Berlin,  or  giving  away  South 

orea.  This  has  been  a  tough  struggle,  to 

•ganize  a  peace  in  the  world.  And  that  is 

1  we  are  interested  in. 


Now,  the  problem  there  is:  Can  the  stop- 
ping of  the  bombing  lead  toward  peace? 

If  someone — you  or  the  Secretary-General 
or  anyone  from  the  other  side — can  give  us 
any  suggestions,  any  indication,  any  infor- 
mation, we  will  look  at  it  very  quickly.  The 
President  has  emphasized  over  and  over 
again  that  we  will  go  more  than  halfway. 
But  you  cannot  stop  this  war  just  by  stop- 
ping a  half  of  it,  if  the  other  side  is  going 
to  pursue  it. 

Need  for  Serious  Response  From  Hanoi 

Mr.  Kalb:  Mr.  Secretary,  in  this  very  spirit, 
sir,  within  the  last  couple  of  weeks  the  North 
Vietnamese  have  allowed  and  have  indicated 
that  they  will  allow  a  handful  of  American 
journalists  into  Hanoi  to  cover  the  war. 
There  are  about  four  American  women  there 
now  who  are  interested  in  trying  to  get 
peace.  The  VC  radio  announces  today  that 
they  will  go  Prime  Minister  [Nguyen  Cao] 
Ky  3  days  more  on  a  Tet  period — he  asked 
for  4,  and  they  are  ready  to  go  7. 

Is  it  possible  that  all  of  this  together  might 
be  regarded  as  the  indication  that  we  are  all 
seeking  ? 

Secretary  Rusk:  Well,  the  indication  that 
is  important  is  the  indication  that  can  be 
specific  and  can  be  private  and  can  be  serious. 

I  must  say — and  I  regret  this — that  we  do 
not  yet  see  an  indication  from  the  other  side, 
by  the  channels  that  are  readily  available, 
that  they  are  prepared  to  move  this  matter 
toward  peace. 

Now,  we  have  ourselves  approved  pass- 
ports for  a  considerable  number  of  gentlemen 
in  your  profession,  and  only  a  very  few  of 
them  have  been  able  to  get  into  Hanoi.  We 
would  be  glad  to  have  others  go  and  to  ask 
some  of  the  searching  questions  about  the 
question  of  peace. 

That  is:  What  about  their  more  than  20 
regiments  in  South  Viet-Nam?  What  about 
their  refusal  to  come  to  a  Geneva  conference 
on  Viet-Nam  or  on  Laos  or  Cambodia  ?  What 
about  their  refusal  to  demilitarize  the  demili- 
tarized zone  along  the  17th  parallel?  What 
about  their  opposition  to  efforts  by  the  ICC 
[International  Control  Commission]   to  as- 


IIlNUARY  23,  1967 


127 


sure  Prince  Sihanouk  of  Cambodia  that  his 
country  can  remain  neutral  and  uninvolved 
in  this  situation,  or  the  steady  refusals  of 
negotiations  proposed  by  17  nonalined  na- 
tions, by  President  Johnson,  by  His  Holiness 
the  Pope,  by  the  Secretary-General,  by  all 
sorts  of — by  the  Prime  Ministers  of  the 
Commonwealth  ? 

These  are  the  questions  that  ought  to  be 
asked.  And  thus  far  we  have  had  answers^ — 
we  know  what  they  are.  But  they  ought  to 
be  probed  further. 

Mr.  Kalb:  If  I  understand  you,  then,  sir, 
what  you  are  saying  is  that  it  is  a  specific 
and,  as  you  put  it,  serious  kind  of  indication 
that  you  want  from  the  other  side,  rather 
than  any  kind  of  cosmetics — 

Secretary  Rusk:  Well,  this  is  a  serious  mat- 
ter, this  is  a  serious  matter. 

Mr.  Kalb:  We  are  trying  to  get  at  a  defi- 
nition— 

Secretary  Rusk:  We  are  entitled  to  be  seri- 
ous about  it.  After  all,  we  know  that  during 
these  two  truces  we  just  had — the  Christmas 
and  New  Year's  truce — that  the  other  side 
is  undertaking — has  undertaken — substantial 
resupply  operations.  We  know  that  in  certain 
instances  they  have  maneuvered  their  forces 
like  Olympic  dash  men  at  the  starting  gate  to 
take  off  just  as  soon  as  the  truce  is  over. 

These  are  serious  matters.  And  we  cannot 
approach  them  in  terms  of  vagueness  or  sen- 
timentality or  just  hopes. 

There  are  plenty  of  ways  open  in  which 
we  can  be — we  are  in  touch  with  the  other 
side  seriously  and  serious  responses  can  be 
exchanged. 

Prospects  for  Peace  in  Viet-Nam 

Mr.  Agronsky:  Mr.  Secretary,  pessimism 
permeates  everything  you  have  said  about 
the  prospects  for  peace  in  Viet-Nam  in  1967. 
You  don't  think,  then,  do  you,  that  there  is  a 
possibility  of  ending  the  war  under  the  pres- 
ent circumstances  ? 

Secretary  Rusk:  No,  I  think  there  is  a  pos- 
sibility. The  task  of  diplomacy  is  to  proceed 
on  the  basis  of  optimism.  And  I  never  close 
the  door  to  the  possibility  that  this  situation 
will  change. 


128 


I  do  believe  that  one  basis  for  optimism  is  i 
that  the  other  side  must  surely  now  under- 
stand that  they  are  not  going  to  succeed  in 
seizing  South  Viet-Nam  by  force.  Now, 
maybe  that  will  bring  about  a  significant 
change  in  their  political  approach  to  this 
question. 

But  if  I  am  pessimistic,  it  is  simply  because 
we  have  not  yet  seen  any  indication  from  the 
other  side  that  they  are  prepared  to  give  up   i 
their   idea   of   seizing   South   Viet-Nam   by  I 
force. 

You  see,  they  opposed  the  free  elections  in  i 
South  Viet-Nam  for  a  constituent  assembly;    ; 
they  won't  let  the  question  of  reunification 
be  decided  by  the  free  choice  of  the  peoples 
concerned.  They  refuse  conferences  and  ne- 
gotiations and  all  those  devices  by  which 
crises  of  this  sort  have  been  solved  in  years  j 
past. 

We  haven't  had  one  iota  of  response  or 
compliance  by  them  with  the  Laotian  agree- 
ment of  1962,  for  example,  which  they  signed,  j,,. 
along  with  the  rest  of  us.  ■pi 

So  there  does  need  to  be  a  change  of  pur- 
pose and  a  change  of  ambition  in  Hanoi,  be- 
cause otherwise  at  the  end  of  the  day,  Mr. 
Agronsky,  someone  has  to  make  a  very 
simple  decision:  Here  come  two  more  regi- 
ments of  North  Vietnamese  down  the  road 
across  the  17th  parallel;  now,  do  you  oppose 
them  or  do  you  get  out  of  their  way?  Now, 
so  long  as  that  occurs,  somebody  has  to  make 
that  decision.  And  our  decision  is  that  undei 
our  treaty  commitments  we  must  meet  them, 
along  with  our  allies,  and  not  get  out  of  their 
way. 

Mr.  Agronsky:  Our  commander  in  Viet- 
Nam,  General  [William  C]  Westmoreland 
has  indicated  that  it  may  be  a  matter  of  years, 
as  he  puts  it,  rather  than  months — this  wai 
will  go  on  for  a  matter  of  years  rather  than 
months,  and  everything  you  say  seems  tc 
reflect  the  same  estimate.  Is  that  correct? 

Secretary  Rusk:  Well,  I  think  that  we  oughl 
to  be  prepared,  here  at  home  and  over  there 
to  do  what  is  required  to  be  done  for  what 
ever  time  it  is  required.  That  does  not  mean 
however,  that  there  may  not  be  some  possi- 
bility that  this  crisis,  along  with  other  crises 


DEPARTMENT  OF  STATE  BULLETIN 


may  be  resolved  before  anyone  really  expects 
it.  In  other  words,  we  are  trying  to  resolve 
this  problem  literally  tomorrow. 

This  is  why  we  said  to  Foreign  Secretary 
'Brown — George  Brown,  of  Britain:  If  you 
can  get  the  others  to  come  to  a  meeting  of 
North  and  South  Viet-Nam  and  the  United 
States,  we  will  be  there,  we  will  be  there. 
That  is  why  we  have  given  the  Secretary- 
General  of  the  United  Nations  carte  blanche 
to  see  what  he  can  work  out  in  his  contacts 
with  the  other  side  to  bring  this  matter  to  a 
peaceful  settlement.  That  is  why  we  have 
said  "negotiations  without  preconditions"  to 
;he  17  neutral  countries,  or  why  President 
Johnson  talked  about  unconditional  discus- 
sions. 

We  will   take   a   look   at   all   of   it   with 
;he  other  side — or  even  a  part  of  it. 

There  is  no  reason  on  earth,  for  example, 
vhy  the  nations  involved  here  on  both  sides 
!Ould  not  agree  with  Prince  Sihanouk's  re- 
luest  for  assistance  in  maintaining  the  neu- 
rality    and    the    territorial     integrity     of 
Cambodia.  And  if  there  is  seriousness  on  the 
ther  side,  there  is  no  reason  why  we  cannot 
tisure   the   demilitarization    of   the    demili- 
arized  zone  between  North  and  South  Viet- 
nam. If  we  cannot  solve  the  whole  problem, 
^e  are  prepared  to  try  to  solve  a  part  of  it. 
But  you  gentlemen  know  that  there  has 
een  no  response  from  the  other  side. 
Mr.    Cook:    Mr.    Secretary,    what    about 
ttempts  in   1967   to   resolve — to   push   the 
latter  a  little  farther  by  heavier  military 
ction  of  our  own?  As  you  know,  you  are 
acing  a  more  hawkish  Congress  than  you 
id  in  the  last  session.  There  have  been  sug- 
estions  that  the  administration  will  use  the 
ist  year  before  the  next  presidential  election 
ear  to  try  and  achieve  some  kind  of  settle- 
lent.   And   if   diplomatic   channels   are   as 
ogged  as  you  suggest,  perhaps  a  more  pow- 
rful  military  action  is  the  only  course. 
Secretary  Rusk:  Well,  first  let  me  say  that 
16  diplomatic  channels  are  not  clogged.  The 
oint  is  that,  with  diplomatic  channels,  we 
0  not  find  a  basis  for  peace  here. 
But  in  any  event,  on  the  matter  of  military 
irces,    Secretary    [of   Defense   Robert    S.] 


».: 


NUARY  23,  1967 


McNamara  has  pointed  out  that  there  will  be 
additional  forces  in  South  Viet-Nam  during 
1967,  although  the  rate  of  increase  will  not 
be  as  high  as  it  was  during  1966  unless  there 
is  some  unforeseen  circumstance  that  we  are 
not  now  at  the  moment  taking  into  account. 
I  myself  believe  that  there  must  come  a 
time  when  the  authorities  in  Hanoi  will 
recognize  that  what  they  are  trying  to  do  is 
not  on,  and  therefore  either  de  facto,  by 
action  on  the  ground,  or  in  some  sort  of  nego- 
tiation or  conference,  their  effort  must  be 
brought  to  a  halt.  And  we  are  prepared  to 
take  that  up  in  either  way,  either  by  recipro- 
cal action  taken  on  the  ground  or  by  some 
sort  of  discussion  or  negotiation. 

The  Pacification  Effort 

Mr.  Cook:  On  that  score,  Mr.  Secretary,  it 
has  been  suggested  in  Washington  that  they 
won't  reach  that  decision  until  progress  is 
made  on  the  pacification  task,  until  the  infra- 
structure of  the  Viet  Cong  is  destroyed  or 
seriously  damaged.  And  yet  only  a  few  weeks 
ago  Ambassador  [Henry  Cabot]  Lodge  was 
here  in  Washington  and  conceded,  despite  all 
the  efforts  of  the  year — the  Honolulu  Con- 
ference, the  Manila  Conference — as  he  put  it, 
that  isn't  rolling  as  yet.  Are  there  any  pros- 
pects for  improvement  in  the  next  year? 

Secretary  Rusk:  Well,  I  think  it  is  recog- 
nized this  is  a  very  important  point  in  terms 
of  not  only  what  happens  in  South  Viet- 
Nam  but  in  the  attitude  of  the  other  side. 

When  it  becomes  clear  that  that  infrastruc- 
ture of  subversion  and  the  guerrilla  structure 
in  the  countryside  is  not  able  to  maintain 
itself,  I  think  this  will  be  the  signal  to  the 
other  side  that  what  they  are  trying  to  do 
is  not  on. 

As  you  know,  the  South  Vietnamese  forces 
are  now  being  turned  more  and  more  to  this 
pacification  effort,  which  is  basically  a  seize- 
and-hold  protection  for  the  villagers  so  that 
they  can  get  on  with  their  work  without 
harassment  by  the  Viet  Cong.  It  has  taken 
some  time  to  move  into  that  stage,  because 
there  were  other  very  urgent  issues,  such  as 
the  operations  of  the  main  force  regiments 
and  battalions  of  the  Viet  Cong.  But  that  is 


129 


moving,  and  we  hope  to  make  some  signifi- 
cant headway  on  that  during  1967. 

Organizing  a  Durable  Peace 

Mr.  Kalb:  Mr.  Secretary,  a  couple  of  days 
ago  you  spent  about  an  hour  and  45  minutes 
talking  with  religious  leaders.  There  have 
been  letters  sent  to  the  President  almost 
warning  that  young  people  may  not  choose 
to  serve,  even  if  they  have  to  go  to  jail  to 
stay  with  that  conviction.  And  there  is  at 
least  the  appearance  of  a  ground  swell  of 
public  opinion  riding  against  the  administra- 
tion's policy  in  Viet-Nam. 

Two  questions  on  this,  sir:  One,  do  you 
regard  this  as  a  serious  diplomatic  problem 
in  terms  of  how  Hanoi  sees  this  all?  And, 
secondly,  do  you  regard  it  as  a  ground  swell, 
and  if  so,  how  do  you  ride  against  it?  I  am 
trying  to  gage  your  own  estimate  of  this. 

Secretary  Rusk:  Well,  I  think  that  in  the 
first  place  there  is  a  diplomatic  problem  for 
which  we  cannot  offer  much  of  a  remedy, 
because  it  is  quite  clear  that  Hanoi  would  like 
to  lean  on  evidences  of  disagreement  here  at 
home  to  encourage  their  own  hopes.  But 
nevertheless,  we  are  a  free  society  and  we 
must  have  a  vigorous  public  discussion 
of  these  issues  here  at  home. 

The  other  question:  We  are  at  the  present 
time  in  a  situation  where  about  half  the 
American  people  can  no  longer  remember 
World  War  H  and  the  events  that  led  up  to 
it.  And  the  overriding  issue  for  us  and  the 
new  generation  is:  How  do  you  organize  a 
durable  peace  in  the  world? 

Now,  when  I  was  a  student  they  said: 
Don't  worry  about  this  place  out  here;  it  is 
too  far  away;  or,  this  is  not  our  business;  or, 
give  them  another  bite  and  perhaps  the  ag- 
gressor will  be  satisfied.  And  that  led  an 
entire  generation  into  World  War  H,  with 
frightful  catastrophe  for  the  entire  world. 

We  came  out  of  that,  and  we  tried  to  set 
down  what  was  necessary  to  organize  a  peace 
— and  we  should  all  read  article  1  of  the 
United  Nations  Charter  on  that,  because 
those  are  the  lessons  of  World  War  H.  And 
let  me  say  in  parentheses  that  we  better  hold 
on  to  those  lessons,  because  we  are  not  going 


130 


to  have  any  chance  to  draw  the  lessons  from 
world  war  HI. 

So  the  overriding  issue  is  how  to  organize 
a  durable  peace.  And  at  the  heart  of  that  is 
the  right  of  all  nations,  large  and  small,  to 
live  at  peace  without  being  molested  by  their 
neighbors.  It  is  just  as  simple  as  that,  al-  || 
though  some  people  are  inclined  to  call  that 
kind  of  language  trite.  The  notion  that  we 
leave  the  aggressor  free  to  follow  his  appetite 
is  a  notion  that  leads  us  straight  into  war. 
This  is  where  the  warmongering  is  these  days 
— those  who  refuse  to  face  the  necessity  of 
organizing  a  durable  peace.  That  is  our  cen- 
tral question. 

Mr.  Cook:  Those  who  accept  this  strategy 
of  the  administration  still  have  some  ques- 
tions about  tactics.  Do  you  think  in  retrospect 
it  was  wise  to  bomb  so  close  to  Hanoi  during 
the  Christmas  season,  with  all  its  overtones, 
or  to  continue  to  land  troops — 

Secretary  Rusk:  President  Johnson  spoke 
yesterday  at  his  press  conference  about  our 
bombing  policy.  We  are  bombing  military 
targets.  Our  Armed  Forces  are  under  almost 
unprecedented  instructions  with  respect  tc 
avoiding  civilian  casualties.  And  we  know 
that  they  go  to  great  lengths  to  carry  oul 
those  instructions  in  the  spirit  in  which  th« 
instructions  were  given. 

Quite  frankly,  Mr.  Cook,  what  I  could  d( 
with  is  more  compassion  and  more  sympathj 
with  those  tens  of  thousands  of  civilians  ii 
South  Viet-Nam  who  have  been  killed  an( 
kidnaped  by  the  Viet  Cong  and  North  Viet 
namese  forces  as  a  matter  of  deliberate  policj 
and  the  far  larger  tens  of  thousands  of  Soutl 
Vietnamese  military  who  have  been  kille( 
and  wounded  simply  because  North  Viet-Nan 
is  trying  to  seize  South  Viet-Nam  by  force 

Now,  the  President  has  indicated  what  oui 
policy  is  on  this,  and  we  will  continue  to  pur  i 
sue  that  policy. 

But  one  of  the  things  that  is  missing  hen 
in  some  discussion  is  any  notion  of  reci 
procity.  | 

You  mentioned  one  of  the  groups  that  cami 
to  see  me.  I  try  to  see  different  groups  fron 
time  to  time  who  want  to  express  differen 
views.    But   I   say  to  them   privately  ver; 


DEPARTMENT  OF  STATE  BULLETIJ 


M 


often:  What  do  you  want  Hanoi  to  do  as  a 
contribution  toward  peace  in  this  situation? 
And  they  say:  Well,  we  want  them  to  take 
their  troops  home;  or,  we  want  them  to  stop 
their  infiltration.  And  I  say:  But  why  don't 
you  say  that?  Why  don't  you  say  that  when 
you  write  me  an  open  letter?  Because  if  that 
is  your  position,  you  ought  to  make  your  posi- 
tion known. 

The  problem  is  that  some  groups,  I  think, 
would  feel  embarrassed  because  they  know 
that  Hanoi  would  tell  them — would  reject 
what  they  have  to  suggest. 

Mr.  Agronsky:  Mr.  Secretary,  would  you 
regard  the  dispatches  of  Harrison  Salisbury 
from  Hanoi  to  the  New  York  Times  as  dis- 
torting the  perspective  in  which  we  should 
be  seeing  the  war,  as  being  unfair  to  our 
position  and  to  our  policies? 

Secretary  Rusk:  No,  I  don't  want  to  get 
into  the  particular  personal  argument  with 
a  particular  reporter.  He  presumably  will  be 
3ut  of  North  Viet-Nam  one  of  these  days, 
md  you  gentlemen  can  put  to  him  all  the 
questions  you  want  to — and  that  is  your  job; 
t  is  not  mine.  I  do  observe  that  from  his  dis- 
patches you  can  draw  the  conclusion  that  we 
ire  not  going  after  the  civilian  population 
>f  North  Viet-Nam.  Hanoi  is  there.  Hanoi  is 
here.  And  you  have  to  look  pretty  hard  to 
ind  some  damage  inside  Hanoi — and  a  good 
leal  of  speculation  about  whether   it  was 
aused  by  SAM's  or  by  antiaircraft  or  what 
night  have  actually  caused  it.  But  you  will 
lave  your  chance   presumably  to   go   over 
hese  matters  with  him  when  he  comes  out 
f  North  Viet-Nam. 

.ey  to  Negotiations  Lies  in  Hanoi 

Mr.  Cook:  Mr.  Secretary,  do  you  see  any 
opes  for  peace  or  at  least  negotiations  in  the 
cheduled  emergence  late  this  year  of  a 
ivilian  government  in  Viet-Nam  ? 

Secretary  Rusk:  Well,  the  constituent  as- 
embly  has  been  making  very  good  progress 
1  drafting  its  constitution.  We  would  hope 
erhaps  by  March  or  April  that  that  con- 
titution  would  be  proclaimed,  following 
'hich  there  would  be  national  elections  for 
civilian  government. 


I  think  the  question  of  negotiations — again, 
some  people  may  think  I  am  being  much  too 
simple  about  this — turns  on  what  the  attitude 
of  the  North  is  toward  its  attempt  to  take 
over  South  Viet-Nam  by  force.  There  is  no 
problem  of  negotiations  if  they  are  willing  to 
negotiate.  Now,  this  would  be  the  problem 
faced  by  a  civilian  government  or  by  us  or 
by  anybody  else.  So  the  key  to  this  lies  in 
Hanoi. 

Mr.  Kalb:  Mr.  Secretary,  you  used  the  ex- 
pression that  some  people  may  feel  that  you 
are  "putting  it  in  somewhat  simple  form." 
You  said  before  that  some  people  say  this  is 
a  "trite  expression,"  when  you  talked  about 
the  neighbor  idea. 

There  has  been  over  the  past  years  some 
criticism  leveled  quite  directly  at  you,  sir,  and 
very  recently  a  respected  columnist  from  the 
New  York  Times  said  that  you  were  "a  tired 
man."  I  am  wondering,,  sir,  how  all  of  this 
criticism  strikes  you  and  how  you  yourself 
respond  to  it. 

Secretary  Rusk:  It  doesn't  bother  me  very 
much.  I  would  regret  it  if  everybody  older 
than  I  am  should  leave  what  they  are  doing 
now.  This  would  include  a  good  many  col- 
umnists and  other  distinguished  figures.  No, 
there  are  times  when  it  is  noon  halfway 
around  the  world  and  midnight  here  in 
Washington,  and  sometimes  there  are  long 
days.  But  I  feel  fine.  And  I  am  greatly  stimu- 
lated and  inspired  by  President  Johnson's 
own  example  and  by  the  privilege  I  have  in 
trying  to  help  him  build  a  peace  in  the  world. 
This  is  the  important  thing.  And  if  I  can 
contribute  anything  to  it,  I  am  at  his  disposal. 

Mr.  Agronsky:  Mr.  Secretary,  could  we 
anticipate,  then,  that  you  would  be  in  a  posi- 
tion to  accept  an  invitation  on  January  1, 
1968,  to  "face  the  nation"  ? 

Secretary  Rtisk:  Well,  if  you  invite  me,  I 
will  take  it  under  consideration  if  I  am  in  a 
position  to  receive  that  invitation  at  that 
time.  As  you  know,  the  Secretary  of  State 
serves  at  the  pleasure  of  the  President,  and 
this  is  a  matter  for  him.  But  I  think  every 
American  ought  to  be  at  his  disposal  if  he 
wants  them  to  serve. 

Mr.  Cook:  Mr.  Secretary,  the  Chinese  have 


A.NUARY  23,  1967 


131 


been  suggesting  of  late  that  we  and  the 
Soviets  are  on  a  "collusion  course."  Is  there 
enough  collusion  here  to  expect  any  prolifera- 
tion treaty  within  the  next — 

Secretary  Rusk:  Well,  this  is  a  very  inter- 
esting ideological  factor  that  comes  into  it. 
You  see,  for  many,  many  years  both  the 
Soviet  Union  and  Communist  China  have  sort 
of  branded  us  as  Enemy  Number  One.  Now 
they  are  in  a  considerable  to-do  with  each 
other.  And  so  it  is  rather  natural  for  Peking 
to  charge  that  somehow  Moscow  and  Wash- 
ington are  in  a  conspiracy  and  for  Moscow 
to  be  suspicious  about  whether  we  and 
Peking  are  not  in  some  sort  of  conspiracy, 
because  Moscow  says  that  Peking  is  stand- 
ing in  the  way  of  the  unity  of  the  Communist 
world  in  dealing  with  the  imperialists.  I 
think  this  is  an  internal  ideological  point.  As 
a  matter  of  fact,  we  are  not  in  a  conspiracy 
either  with  Moscow  or  with  Peking,  and  both 
capitals  can  relax  on  that  point  as  far  as  I 
am  concerned. 

Hope  for  Nortproliferation  Treaty 

Mr.  Cook:  On  the  antiproliferation  treaty, 
sir,  the  President  said  yesterday,  I  believe, 
that  in  recent  weeks  there  have  been  some 
signs  of  progress.  What  is  that  progress  ?  Do 
you  expect  an  early  draft  of  the  treaty? 

Secretary  Rusk:  Well,  we  would  hope  very 
much  in  1967 — among  the  great  hopes  would 
be  that  we  get  peace  in  Viet-Nam,  that  we 
get  a  nonproliferation  treaty,  and  that  the 
nations  of  the  world  can  take  some  strong 
steps  toward  meeting  the  emerging  food 
crisis  which  is  going  to  be  with  us  for  the 
next  decade. 

On  the  nonproliferation  treaty,  there  have 
been  discussions.  These  matters  are  being 
discussed  among  our  allies,  as  well  as  with  the 
members  of  the  Geneva  conference.  Some  of 
the  underbrush  has  been  cleared  away.  But 
we  still  do  not  have  an  agreement  yet,  as  the 
President  indicated.  We  hope  very  much  we 
could  come  to  an  agreement  during  1967. 


Mr.  Agronsky:  Mr.  Secretary,  how  realis- 
tic could  any  such  antiproliferation  treaty  be 
that  did  not  include  Communist  China? 

Secretary  Rusk:  Well,  the  question  would 
be  who  proliferates  and  to  whom?  Now,  in 
a  purely  technical  sense,  even  though  Peking 
may  not  be  a  party  to  such  an  agreement,  if 
everybody  else  is,  there  is  no  one  with  whom 
to  proliferate. 

I  personally  believe  that  existing  nuclear 
powers  have  a  strong  interest  in  a  nonpro- 
liferation treaty  because  it  is  almost  in  the 
nature  of  this  weapon  that  they  do  not  look 
with  favor  on  its  further  spread  throughout 
the  world. 

But  in  any  event,  we  are  working  at  it.  We 
would  hope  very  much  that  Peking  would 
take  part  in  it,  although  on  past  performance 
we  have  no  reason  to  think  that  they  will.  But 
it  is  a  matter  that  the  rest  of  the  world  has 
to  grapple  with. 

You  know  our  basic  attitude  has  been  that 
one  nuclear  power  is  too  many.  One  of  the 
great  tragedies  is  that  the  Baruch  proposals 
of  1946  were  not  accepted.  And  if  one  is  too 
many,  then  five  are  too  many.  But  certainly 
10, 15,  would  be  too  many. 

We  can  take  some  comfort  from  the  fact 
that  we  have  had  21  years  now  in  which  a 
nuclear  weapon  has  not  been  fired  in  anger 
But  we  had  better  be  very  careful  about  try- 
ing to  limit  that  possibility  for  the  future. 

Mr.  Cook:  Well,  the  Chinese  just  firec 
another  test  this  week,  Mr.  Secretary.  Hav< 
you  revised  your  estimate  of  their  timetable 
when  they  will  have  an  ICBM  that  coulc 
threaten  us  ? 

Secretary  Rusk:  No,  I  have  not.  Mr.  McNa- 
mara  has  dealt  with  that.  It  will  take  somt 
time  yet.  But  there  is  no  question  this  is  an 
ominous  development  in  the  world  situation 

Mr.  Agronsky:  Thank  you  very  much,  Mrr 
Secretary — I  wish  we  had  time  to  go  on — fow| 
being  here  to  "face  the  nation." 

Secretary  Rusk:  Thank  you. 


« 


132 


DEPARTMENT  OF  STATE  BULLETIN 


h\ 


Secretary  Rusk  Redefines  United  States  Policy 
on  Viet-Nam  for  Student  Leaders 


Following  are  texts  of  a  letter  from  Sec- 
retary Rusk  to  100  student  leaders  and  the 
students'  letter  of  December  29  addressed  to 
President  Johnson.  Secretary  Rusk's  letter 
was  forwarded  to  Robert  Powell,  president 
of  the  student  body,  University  of  North 
Carolina,  Chapel  Hill,  N.C. 


I 


SECRETARY  RUSK'S  LETTER 


Press   release  2   dated  January  6 


January  4,  1967 

Dear  Stxjdent  Leaders:  I  have  received 
,nd  read  carefully  your  thoughtful  letter  to 

e  President  about  our  policy  in  Viet-Nam. 

Your  interest  and  your  concern  are  shared 
•y  most  thinking  Americans.  No  one  desires 

ore  strongly  to  bring  an  early  and  honor- 
able conclusion  to  the  conflict  in  Viet-Nam 
than  those  who  are  working  day  and  night, 
both  here  and  in  Viet-Nam,  to  achieve  that 
end. 

The  questions  you  have  raised  are  among 
those  that  have  been  asked  and  discussed  re- 
peatedly in  the  councils  of  your  Government. 
If  some  of  these  matters  continue,  as  you 
say,  to  agitate  the  academic  community,  it 
is  certainly  not  because  answers  have  not 
been  provided.  It  is  more,  I  think,  because 
the  answers  to  great  and  complex  questions 
can  never  fully  satisfy  all  the  people  in  a 
free  and  questioning  society. 

Nevertheless,  I  am  glad  to  have  the  chance 
to  address  myself  to  the  four  specific  ques- 
tions about  which  you  stated  you  and  others 
.felt  doubt  or  concern. 

(First,  you  asked  if  America's  vital  in- 
srests  are  sufficiently  threatened  in  Viet- 
* 


JANUARY  23,  1967 


Nam  to  necessitate  the  growing  commitment 
there. 

There  is  no  shadow  of  doubt  in  my  mind 
that  our  vital  interests  are  deeply  involved  in 
Viet-N^jn  and  in  Southeast  Asia. 

We  are  involved  because  the  nation's  word 
has  been  given  that  we  would  be  involved. 
On  February  1,  1955,  by  a  vote  of  82  to  1 
the  United  States  Senate  passed  the  South- 
east Asia  Collective  Defense  Treaty.  That 
Treaty  stated  that  aggression  by  means  of 
armed  attack  in  the  treaty  area  would  en- 
danger our  own  peace  and  safety  and,  in  that 
event,  "we  would  act  to  meet  the  common 
danger."  There  is  no  question  that  an  ex- 
panding armed  attack  by  North  Viet-Nam  on 
South  Viet-Nam  has  been  under  way  in  re- 
cent years;  and  six  nations,  with  vital  inter- 
ests in  the  peace  and  security  of  the  region, 
have  joined  South  Viet-Nam  in  defense 
against  that  armed  attack. 

Behind  the  words  and  the  commitment  of 
the  Treaty  lies  the  lesson  learned  in  the 
tragic  half  century  since  the  First  World 
War.  After  that  war  our  country  withdrew 
from  eff'ective  world  responsibility.  When  ag- 
gressors challenged  the  peace  in  Manchuria, 
Ethiopia,  and  then  Central  Europe  during 
the  1930's,  the  world  community  did  not  act 
to  prevent  their  success.  The  result  was  a 
Second  World  War — which  could  have  been 
prevented. 

That  is  why  the  Charter  of  the  United 
Nations  begins  with  these  words:  "We  the 
peoples  of  the  United  Nations  determined  to 
save  succeeding  generations  from  the  scourge 
of  war,  which  twice  in  our  lifetime  has 
brought  untold  sorrow  to  mankind.  .  .  ."  And 
the  Charter  goes  on  to  state  these  objectives: 


1S3 


"to  establish  conditions  under  which  justice 
and  respect  for  the  obligations  arising  from 
treaties  and  other  sources  of  international 
law  can  be  maintained  .  .  .  and  to  unite  our 
strength  to  maintain  international  peace  and 
security.  .  .  ." 

This  was  also  the  experience  President 
Truman  had  in  mind  when — at  a  period 
when  the  United  Nations  was  incapable  of 
protecting  Greece  and  Turkey  from  aggres- 
sion— he  said:'  "We  shall  not  realize  our  ob- 
jectives unless  we  are  willing  to  help  free 
peoples  to  maintain  their  free  institutions 
and  their  national  integrity  against  aggres- 
sive movements  that  seek  to  impose  upon 
them  totalitarian  regimes." 

These  are  the  memories  which  have  in- 
spired the  four  postwar  American  Presidents 
as  they  dealt  with  aggressive  pressures  and 
thrusts  from  Berlin  to  Korea,  from  the  Car- 
ibbean to  Viet-Nam. 

In  short,  we  are  involved  in  Viet-Nam  be- 
cause we  know  from  painful  experience  that 
the  minimum  condition  for  order  on  our 
planet  is  that  aggression  must  not  be  per- 
mitted to  succeed.  For  when  it  does  succeed, 
the  consequence  is  not  peace,  it  is  the  further 
expansion  of  aggression. 

And  those  who  have  borne  responsibility 
in  our  country  since  1945  have  not  for  one 
moment  forgotten  that  a  third  world  war 
would  be  a  nuclear  war. 

The  result  of  this  conviction  and  this 
policy  has  been  a  generation's  effort  which 
has  not  been  easy  for  the  United  States.  We 
have  borne  heavy  burdens.  We  have  had  to 
face  some  conflict  and  a  series  of  dangerous 
situations. 

But  the  hard  and  important  fact  is  that 
in  the  postwar  world  external  aggression  has 
not  been  permitted  to  develop  its  momentum 
into  general  war. 

Look  back  and  imagine  the  kind  of  world 
we  now  would  have  if  we  had  adopted  a  dif- 
ferent course.  What  kind  of  Europe  would 
now  exist  if  there  had  been  no  commitment 
to  Greece  and  Turkey?  No  Marshall  Plan? 
No  NATO?  No  defense  of  BerUn?  Would 
Europe  and  the  world  be  better  off  or  worse? 


•  Bulletin  Supplement,  May  4,  1947,  p.  829. 


Would  the  possibilities  of  detente  be  on  the 
present  horizon? 

Then  turn  the  globe  and  look  at  Asia.  If 
we  had  made  no  commitments  and  offered  no 
assistance,  what  kind  of  Asia  would  there^ 
now  be?  Would  there  be  a  confident  and  vital 
South  Korea?  A  prosperous  and  peaceful 
Japan?  Would  there  be  the  new  spirit  of 
regional  cooperation  and  forward  movement 
now  developing  throughout  Asia? 

If  you  were  to  talk  to  the  leaders  of  Asia 
as  I  have,  you  would  know  what  Asians 
really  think  of  our  commitment  in  Viet- 
Nam.  You  would  know  that  the  new  vigor 
in  Asia,  the  new  hope  and  determination,  are 
based  in  part  on  the  conviction  that  the 
United  States  will  continue  to  support  the 
South  Vietnamese  in  their  struggle  to  build 
a  life  of  their  own  within  the  framework  of 
the  Geneva  Accords  in  1954  and  1962 — that 
we  shall  see  it  through  to  an  honorable  peace. 

Second,  you  wonder  whether  our  vital  in- 
terests are  best  protected  by  our  growing 
commitment. 

We  must  always  weigh  what  we  are  doing 
against  the  requirements  of  the  situation  and 
what  the  other  side  is  doing.  You  are  aware, 
I  am  sure,  that  the  flow  of  men  and  material 
from  North  Viet-Nam  into  the  South  rad- 
ically increased  towards  the  end  of  1964  and 
continued  at  a  high  level  in  the  next  two 
years.  It  was  to  meet  that  escalation,  de- 
signed to  achieve  military  victory  by  the 
North  against  the  South,  that  we  sent  our 
men  in  large  numbers  and  began  an  air  cam- 
paign against  military  targets  in  North  Viet- 
Nam. 

At  the  other  end  of  the  scale,  one  must 
contrast  what  we  are  doing  with  what  we 
could  be  doing.  You  know  the  power  that  is 
available  to  us — in  men,  resources  and 
weaponry. 

We  have  done  both  more  than  some  people 
would  wish,  and  less  than  others  advocate. 
We  have  been  guided  both  by  the  demands 
imposed  upon  us  by  increased  aggression  and 
by  the  need  for  restraint  in  the  application 
of  force.  We  have  been  doing  what  the  Presi- 
dent judges  to  be  necessary  to  protect  the 
nation's  vital  interests,  after  hearing  the 
views  of  the  government's  military  and  civil- 


134 


DEPARTMENT  OF  STATE  BULLETIN 


ian  experts.  We  shall  continue  to  do  what  is 
necessary  to  meet  the  threat  the  Vietnamese 
and  their  allies  face. 

Third,  you  raise  the  question  whether  a 
war  that  may  devastate  much  of  the  country- 
side can  lead  to  the  stable  and  prosperous 
Viet-Nam  we  hope  for. 

First,  it  is  an  error  to  suggest  that  the 
fighting  in  Viet-Nam  has  devastated  "much 
of  the  countryside."  There  has  been  too  much 
destruction  and  disruption — as  there  is  in 
any  war.  And  we  deeply  regret  the  loss  of 
life  that  is  involved — in  the  South  and  in  the 
North,  among  both  soldiers  and  civilians. 

But  devastation  has  been  far  less  than  on 
the  conventional  battlefields  of  World  War 
II  and  Korea.  If  peace  could  come  to  South 
Viet-Nam  today,  I  think  most  people  would 
be  amazed  at  its  rapid  recovery.  For  the 
Vietnamese  are  intelligent,  energetic  and  am- 
bitious people.  And  they  are  determined  to 
see  their  country  prosper.  I  am  confident  that 
they  can  achieve  that  end — if  they  but  have 
the  chance  to  do  so,  in  peace  and  in  their 
own  way. 

That  day  cannot  come  too  soon. 

You  also  suggest  that  there  are  "apparent 
jontradictions"  in  the  American  position  on 
efforts  to  achieve  a  negotiated  settlement. 

We  have  said  that  there  will  be  no  diffi- 
culty in  having  the  views  of  the  Viet  Cong 
presented  at  any  serious  negotiation.  The  de- 
:ails  of  how  this  might  be  done  can  be  dis- 
cussed with  the  other  side;  there  is  little 
joint  in  negotiating  such  details  with  those 
A^ho  cannot  stop  the  fighting. 

We  have  made  it  clear  that  .we  cannot  ac- 
;ept  the  Liberation  Front  as  the  "sole"  or 
'only  legitimate  voice"  of  the  Vietnamese 
people.  Yet  that  is  what  the  Front  has  said 
t  is.  The  Buddhists,  Catholics,  Cao  Dai,  Hoa 
ilao,  ethnic  Cambodians,  the  almost  a  mil- 
ion  refugees  who  fled  from  North  Viet-Nam 
;o  the  South  in  1954-55,  and  the  Monta- 
?nards  are  not  prepared  to  have  the  Libera- 
ion  Front  as  their  spokesman.  The  capacity 
)f  the  Government  and  people  of  South  Viet- 
"^am  to  conduct  the  election  of  the  Constitu- 
ional  Assembly  in  September  1966,  despite 
he  opposition  of  the  Viet  Cong,  made  it  clear 


that  the  VC  are  a  small  minority  in  the  coun- 
try, detei-mined  to  convert  their  ability  to 
organize  for  terror  into  domination  over  the 
majority.  Those  now  enrolled  with  the  Viet 
Cong  should  be  turning  their  minds  in  a 
diflferent  direction.  They  should  be  asking: 
"How  can  we  end  this  war  and  join  as  free 
citizens  in  the  making  of  a  modern  nation  in 
South  Viet-Nam?" 

We  know  that  the  effort  at  armed  conquest 
which  we  oppose  in  Viet-Nam  is  organized, 
led,  and  supplied  by  the  leaders  in  Hanoi.  We 
know  that  the  struggle  will  not  end  until 
those  leaders  decide  that  they  want  it  to  end. 

So  we  stand  ready — now  and  at  any  time 
in  the  future — to  sit  down  with  representa- 
tives of  Hanoi,  either  in  public  or  in  secret, 
to  work  out  arrangements  for  a  just  solu- 
tion. 

You  state  correctly  that  we  have  a  com- 
mitment to  the  right  of  self-determination 
of  the  people  of  South  Viet-Nam.  There  is 
no  ambiguity  whatsoever.  We  shall  abide  by 
the  decision  of  the  Vietnamese  people  as  they 
make  their  wishes  known  in  free  and  demo- 
cratic elections.  Hanoi  and  the  Liberation 
Front  do  not  agree. 

You  also  suggest  that  there  is  disparity 
between  our  statements  and  our  actions  in 
Viet-Nam,  and  you  refer  to  recent  reports 
of  the  results  of  our  bombing  in  North  Viet- 
Nam. 

It  is  our  policy  to  strike  targets  of  a  mili- 
tary nature,  especially  those  closely  related 
to  North  Viet-Nam's  efforts  to  conquer  the 
South.  We  have  never  deliberately  attacked 
any  target  that  could  legitimately  be  called 
civilian.  We  have  not  bombed  cities  or  di- 
rected our  efforts  against  the  population  of 
North  Viet-Nam. 

We  recognize  that  there  has  been  loss  of 
life.  We  recognize  that  people  living  or  work- 
ing in  close  proximity  to  military  targets  may 
have  suffered.  We  recognize,  too,  that  men 
and  machines  are  not  infallible  and  that  some 
mistakes  have  occurred. 

But  there  is  a  vast  difference  between  such 
unintentional  events  and  a  deliberate  policy 
of  attacking  civilian  centers.  I  would  remind 
you  that  tens  of  thousands  of  civilians  have 


ANUARY  23,  1967 


135 


been  killed,  wounded,  or  kidnapped  in  South 
Viet-Nam,  not  by  accident  but  as  the  result 
of  a  deliberate  policy  of  terrorism  and  intim- 
idation conducted  by  the  Viet  Cong. 

We  regret  all  the  loss  of  life  and  property 
that  this  conflict  entails.  We  regret  that  a 
single  person,  North  or  South,  civilian  or 
soldier,  American  or  Vietnamese,  must  die. 

And  the  sooner  this  conflict  can  be  settled, 
the  happier  we  and  the  Vietnamese  people 
will  be. 

Meantime,  we  shall  continue  to  do  what 
is  necessary — to  protect  the  vital  interests 
of  the  United  States,  to  stand  by  our  allies 
in  Asia,  and  to  work  with  all  our  energy 
for  a  peaceful,  secure  and  prosperous  South- 
east Asia.  Only  by  meeting  these  commit- 
ments can  we  keep  on  this  small  and  vulner- 
able planet  the  minimum  conditions  for  peace 
and  order. 

Only  history  will  be  able  to  judge  the 
wisdom  and  the  full  meaning  of  our  present 
course — in  all  its  dimensions. 

But  I  would  close  by  sharing  with  you  a 
hope  and  a  belief.  I  believe  that  we  are  com- 
ing towards  the  end  of  an  era  when  men  can 
believe  it  is  profitable  and,  even,  possible  to 
change  the  status  quo  by  applying  external 
force.  I  believe  those  in  Hanoi  who  persist 
in  their  aggressive  adventure — and  those  who 
support  them — represent  ideas  and  methods 
from  the  past,  not  the  future.  Elsewhere  in 
the  world  those  committed  to  such  concepts 
have  faded  or  are  fading  from  the  scene. 

I  believe,  therefore,  that  if  we  and  our 
allies  have  the  courage,  will,  and  durability 
to  see  this  struggle  through  to  an  honorable 
peace,  based  on  the  reinstallation  of  the 
Geneva  Accords  of  1954  and  1962,  we  have 
a  fair  chance  of  entering  quieter  times  in 
which  all  of  us  will  be  able  to  turn  more  of 
our  energies  to  the  great  unfinished  tasks 
of  human  welfare  and  to  developing  the  arts 
of  conciliation  and  peaceful  change. 

The  overriding  question  for  all  of  mankind 
in  this  last  third  of  the  Twentieth  Century  is 
how  to  organize  a  durable  peace.  Much  of  the 
experience  which  has  gone  into  answers  to 
that  question  has  been  largely  forgotten — 
perhaps  some  of  it  should  be.  But  the  ques- 


tion remains — and  remains  to  be  answered. 
I  should  much  enjoy  discussing  this  with  you 
if  we  can  find  a  way  to  do  so. 

I  would  value  a  chance  to  discuss  the  is- 
sues posed  in  your  letter  with  a  representa- 
tive group  of  signatories  or  with  as  many 
as  could  conveniently  join  me  in  Washing- 
ton at  a  mutually  agreeable  time. 

With  best  wishes  and  thanks  for  your  seri- 
ous concern. 

Sincerely  yours, 

Dean  Rusk 


STUDENT  LEADERS'  LETTER 

December  29,   1966 

Dear  Mr.  President:  In  your  talk  to  the  student 
interns  last  summer,'  as  on  other  occasions,  you 
have  recognized  and  discussed  problems  that  have 
been  troubling  members  of  our  generation.  We  have 
been  grateful  for  your  concern  and  encouraged  by 
your  invitation  to  express  some  of  our  thoughts. 

Since  many  of  these  thoughts  center  increasingly 
on  the  situation  in  Vietnam,  the  New  Year's  re- 
newal of  the  truce  seems  a  suitable  occasion  to  report 
to  you  that  significant  and  growing  numbers  of  our 
contemporaries  are  deeply  troubled  about  the  pos- 
ture of  their  Government  in  Vietnam.  We  believe 
the  state  of  mind  of  these  people,  though  largely 
unreported,  is  of  great  importance,  because  there 
are  many  who  are  deeply  troubled  for  every  one  who 
has  been  outspoken  in  dissent. 

A  great  many  of  those  faced  with  the  prospect 
of  military  duty  find  it  hard  to  square  performance 
of  that  duty  with  concepts  of  personal  integrity  and 
conscience.  Even  more  are  torn  by  reluctance  to 
participate  in  a  war  whose  toll  in  property  and  life 
keeps  escalating,  but  about  whose  purpose  and  value 
to  the  United  States  they  remain  unclear. 

The  truces  have  highlighted  a  growing  conviction 
on  American  campuses  that  if  our  objective  in  the 
fighting  in  Vietnam  is  a  negotiated  settlement 
rather  than  a  military  "victory,"  continued  escala- 
tion cannot  be  justified  by  the  failure  of  the  other 
side  to  negotiate.  If,  on  the  other  hand,  our  objective 
is  no  longer  a  negotiated  settlement,  the  nature  and 
attainability  of  our  objectives  in  Vietnam  raise  seri- 
ous new  doubts.  There  is  thus  increasing  confusion 
about  both  our  basic  purpose  and  our  tactics,  and 
there  is  increasing  fear  that  the  course  now  being 
pursued  may  lead  us  irrevocably  into  a  major  land 
war  in  Asia — a  war  which  many  feel  could  not  be 
won  without  recourse  to  nuclear  weapons,  if  then. 


*  Weekly  Compilation  of  Presidential  Documents, 
Aug.  22,  1966,  p.  1083. 


136 


DEPARTMENT  OF  STATE  BULLETIN 


In  this  context  there  is  widespread  support  for  the 
suggestion  of  the  Pope  and  others  that  the  resumed 
truce  be  extended  de  facto  by  restraint  on  both  sides, 
even  if  no  formal  agreement  is  achieved.  And  there 
is  hope  that  if  fighting  must  be  resumed  in  1967  it 
will  be  resumed  on  a  reduced  scale. 

In  short,  Mr.  President,  a  great  many  of  our  con- 
temporaries, raised  in  the  democratic  tradition  of 
thinking  for  themselves,  are  finding  a  growing  con- 
flict between  their  own  observations  on  the  one  hand, 
and  statements  by  Administration  leaders  about  the 
war  on  the  other.  These  are  people  as  devoted  to  the 
Constitution,  to  the  democratic  process,  and  to  law 
and  order  as  were  their  fathers  and  brothers  who 
served  willingly  in  two  World  Wars  and  in  Korea. 

Unless  this  conflict  can  be  eased,  the  United  States 
will  continue  to  find  some  of  her  most  loyal  and  cou- 
rageous young  people  choosing  to  go  to  jail  rather 
than  to  bear  their  country's  arms,  while  countless 
others  condone  or  even  utilize  techniques  for  evading 
their  legal  obligations.  Contributing  to  this  situation 
is  the  almost  universal  conviction  that  the  present 
Selective  Service  Law  operates  unfairly. 

We  write  in  the  hope  that  this  letter  will  encour- 
age a  frank  discussion  of  these  problems.  If  such  a 
discussion  clarified  American  objectives  in  Vietnam, 
it  might  help  reverse  the  drift,  which  is  now  from 
confusion  toward  disaffection.  To  this  end,  we  submit 
for  your  consideration  some  of  the  questions  now 
agitating  the  academic  community: 

— There  is  doubt  that  such  vital  interests  as  may 
be  threatened  are  best  protected  by  this  growing 
:ommitment. 

— There  is  doubt  that  such  vital  interests  as  may 
oe  threatened  are  best  protected  by  this  growing 
commitment. 

— There  is  doubt  that  a  war  which  may  devastate 
nuch  of  the  countryside  can  lead  to  the  stable  and 
prosperous  Vietnam  we  once  hoped  our  presence 
ivould  help  create. 

— There  is  considerable  concern  about  apparent 
contradictions  in  the  American  position  on  certain 
joints  basic  to  any  efforts  to  negotiate  a  settlement. 
High  Government  officials  reiterate  our  eagerness  to 
legotiate  "unconditionally,"  but  we  remain  unclear 
ibout  our  willingness  to  accept  full  participation  by 
he  Viet  Cong  as  an  independent  party  to  negotia- 
ions.  Similarly,  Administration  spokesmen  reiterate 
lur  commitment  to  self-determination  for  South 
/ietnam,  but  we  remain  unclear  about  our  willing- 
less  to  accept  a  coalition  (or  pro-communist)  govem- 
nent  should  the  people  of  Vietnam  eventually  choose 
uch  a  government  under  adequate  international 
lupervision. 

Finally,  Mr.  President,  we  must  report  a  growing 
«nse — reinforced  by  Mr.  Harrison  Salisbury's  re- 
cent reports  from  Hanoi — that  too  often  there  is  a 
vide  disparity  between  American  statements  about 
Vietnam  and  American  actions  there. 

We  hope  you  will  find  it  possible  to  share  your 


thoughts  with  us  about  these  matters.  The  rising 
confusion  about  national  purposes  can  undermine 
mutual  trust  and  respect  among  our  people.  This 
seems  to  us  as  urgent  a  problem  as  any  that  con- 
fronts the  Nation  today. 

We  are  grateful   for  your  interest  and  send  our 
best  wishes  for  the  New  Year. 
Sincerely, 

Robert  Powell 

Student  Body  President 

University    of   North    Carolina 

Chapel  Hill,  N.C. 

on  behalf  of  himself  and  [99]  other  elected 
heads  of  student  government  organizations 
and  editors  of  college  newspapers,  all  sign- 
ing in  their  own  individual  capacities 


U.S.  Reaffirms  Desire 
for  Peace  in  Viet-Nam 

Following  is  an  exchange  of  letters  be- 
tween Arthur  J.  Goldberg,  U.S.  Representa- 
tive to  the  United  Nations,  and  U.N. 
Secretary-General  U  Thant. 


AMBASSADOR  GOLDBERG'S  LETTER 

U.S. /U.N.    press    release   B04B 

December  31, 1966 
My  Dear  Mr.  Secretary-General:  I  ap- 
preciate your  thoughtful  reply  to  my  letter  of 
December  19 1  concerning  Vietnam.  The 
subject  at  issue — peace  in  Vietnam — is  of 
such  vital  importance  to  my  Government  and 
to  world  peace  that  we  have  given  your  reply 
immediate  attention  and  are  sending  you 
herewith  our  reply. 

We  share  your  deep  concern  about  the  de- 
velopment and  effects  of  the  conflict  in  Viet- 
nam: the  risk  it  poses  to  international 
peace,  the  ill  effects  upon  relations  between 
states,  and — more  than  anything  else — the 
tragic  toll  in  death  and  destruction. 

I  can  assure  you  without  reservation  that 
the  preeminent  desire  of  the  United  States 
Government  is  to  bring  all  hostilities  in  Viet- 
nam to  a  prompt  and  honorable  end  con- 


'  For  text,  see  Bulletin  of  Jan.  9,  1967,  p.  63. 


ANUARY  23,  1967 


137 


sistent  with  the  United  Nations  Charter, 
which  affirms  for  all  peoples  the  right  of  self- 
determination,  the  right  to  decide  their  own 
destiny  free  of  force. 

We  have  carefully  reflected  on  your  ideas, 
expressed  in  your  December  30  letter  and  on 
previous  occasions,  about  the  cessation  of 
bombing  of  North  Vietnam.  As  you  rightly 
point  out,  Mr.  Secretary-General,  our  size  and 
power  impose  special  responsibilities  upon  us. 
And  it  is  with  these  responsibilities  in  mind 
that  I  wish  to  assure  you  categorically  that 
my  Government  is  prepared  to  take  the  first 
step  toward  peace:  specifically,  we  are  ready 
to  order  a  prior  end  to  all  bombing  of  North 
Vietnam  the  moment  there  is  an  assurance, 
private  or  otherwise,  that  there  would  be  a 
reciprocal  response  toward  peace  from  North 
Vietnam. 

I  am,  thus,  reaffirming  herewith  an  offer 
made  before  the  General  Assembly — on 
September  22  ^  and  again  on  October  18.^  We 
hope  and  trust  that  you  will  use  every  means 
at  your  disposal  to  determine  what  tangible 
response  there  would  be  from  North  Viet- 
nam in  the  wake  of  such  a  prior  step  toward 
peace  on  our  part. 

While  reaffirming  our  offer,  I  would  also 
express  our  conviction  that  the  goal  which, 
I  am  sure,  we  both  share — an  end  to  all 
fighting,  to  all  hostilities,  to  all  organized 
terror  and  violence — cannot  be  attained  by 
either  appeals  for  or  the  exercise  of  restraint 
by  only  one  side  in  the  Vietnam  conflict. 
We  therefore  welcome  the  idea  in  your  letter 
that  there  be  an  extended  cease-fire,  which 
would  obviously  include  a  cessation  of  the 
bombing  of  North  Vietnam  as  well  as  an 
end  to  all  hostilities  and  organized  violence 
in  the  south.  We  believe  the  temporary 
truces  already  arranged  in  Vietnam  offer 
opportunities  for  initiatives  in  that  direction 
— though  we  cannot  but  regret  that  the  other 
parties  concerned  have  shown  no  interest  so 
far  in  such  a  cease-fire. 

We  continue  to  believe  that  peace  can  come 
to  Vietnam  in  one  of  two  ways:  through 
deeds,  such  as  a  mutual  cessation  or  reduction 


» Ibid.,  Oct.  10,  1966,  p.  518. 
'Ibid.,  Nov.  14,  1966,  p.  757. 


of  hostilities,  or  through  discussions.  We 
agree  with  you  fully  that  the  ultimate  basis 
for  a  peaceful  settlement  could  be  the  Geneva 
Accords.  We  are,  however,  entirely  flexible 
in  our  approach  to  the  discussions  we  have 
sought  to  promote,  whether  they  be  format" 
negotiations  or  informal  contacts.  In  this  con- 
nection we  would  be  prepared,  as  President  ! 
Johnson  publicly  stated  this  morning,*  to 
meet  promptly  with  the  Governments  of 
North  and  South  Vietnam  as  proposed  by  . 
the  United  Kingdom  on  December  30.  As  my 
Government  has  stated  before  on  many  occa- 
sions, we  are  prepared  to  discuss  all  proposals 
and  points  which  any  interested  party  may 
wish  to  put  forward.  I  am  sure  that  your  de- 
sire for  a  first  step  to  bring  about  peace  is 
accompanied  by  a  strong  interest  on  your  part 
in  what  the  subsequent  step  would  be. 

I  would  conclude,  Mr.  Secretary-General, 
by  expressing  our  certainty  that  you — as  all 
men  of  good  will — agree  it  is  the  war  in  all  its 
facets  which  must  be  brought  to  an  end.  We 
are  thus  heartened — and  believe  all  who  de-  1 
sire  peace  in  Vietnam  will  share  the  feeling 
— by  your  assurance  that  you  will  continue 
to  exert  your  efforts  and  explore  every  avenue  I 
toward  a  peaceful  solution  of  the  Vietnam 
conflict. 

Sincerely  yours, 

Arthur  J.  Goldberg 


THE  SECRETARY-GENERAL'S  LETTER 

U.N.    doc.   S/7668 

30  December  1966 
My  dear  Ambassador,  I  have  very  carefully 
studied  your  letter  to  me  dated  19  December  1966 
on  the  subject  of  Viet-Nam.  May  I  say  how  apprecia- 
tive I  am  of  your  Government's  request  that  I  might 
take  whatever  steps  I  "consider  necessary  to  bring 
about  the  necessary  discussions  which  could  lead  to 
such  a  cease-fire",  and  especially  of  the  assurance 
that  "the  Government  of  the  United  States  will  co- 
operate fully  ...  in  getting  such  discussions  started 
promptly  and  in  bringing  them  to  a  successful  com- 
pletion". 

You  are,  of  course,  aware  of  my  preoccupation 
with  the  question  of  Viet-Nam  during  the  last  three 
years.   This   preoccupation    stems   not   merely   from 


'  In  reply  to  a  question  at  a  nevirs  conference. 


138 


DEPARTMENT  OF  STATE  BULLETIN 


ny  recognition  of  the  serious  risk  that  the  continua- 
;ion  of  this  war  poses  to  international  peace  and 
security.  To  a  very  large  extent  it  is  influenced  even 
nore  by  my  deep  sympathy,  and  indeed  anguish,  over 
;he  untold  suffering  of  the  people  of  Viet-Nam  who 
Tiave  known  no  peace  for  a  generation,  the  tragic 
oss  of  lives  on  all  sides,  the  increasing  number  of 
:ivilian  casualties,  the  appalling  destruction  of  prop- 
erty and  the  vast  and  mounting  sums  being  spent 
)n  the  prosecution  of  the  war. 

In  this  context  may  I  also  stress  my  strong  feei- 
ng, publicly  expressed  more  than  once,  that  what  is 
•eally  at  stake  in  Viet-Nam,  unless  an  early  end  to 
he  hostilities  is  brought  about,  is  the  independence, 
he  identity  and  the  survival  of  the  country  itself. 

I  have  already  referred  to  the  serious  risk  to  in- 
ernational  peace  and  security  that  the  continuance 
f  the  war  in  Viet-Nam  poses.  There  is  an  ever  pres- 
nt  danger  that  the  war  in  Viet-Nam  may  spread, 
nd  even  spill  over  its  frontiers.  Already  the  war 
as  poisoned  relations  amongst  States  and  has,  as  I 
aid  earlier,  brought  to  a  halt  the  great  enterprise 
f  co-operation  and  understanding  between  nations 
?hich  had  barely  made  a  modest  start  in  recent 
ears. 

This  is  how  I  see  the  over-all  situation.  It  is  a 
ituation  in  which  a  powerful  nation  like  the  United 
tates  should  take  the  initiative  in  the  quest  for 
eace  and  show  an  enlightened  and  humanitarian 
pirit.  I  believe  that  in  the  circumstances  only  action 
eliberately  undertaken  in  such  spirit  which,  because 
f  its  power  and  position,  the  United  States  can 
fford  to  undertake,  can  halt  the  escalation  and 
ilargement  of  this  war,  and  thus  bring  about  a 
irning  of  the  tide  towards  peace. 

Let  me  take  this  opportunity  of  reiterating  my 
iree-point  programme,  to  which  I  still  firmly  ad- 
ere: 

1.  The  cessation  of  the  bombing  of  North  Viet- 
am; 

2.  The  scaling  down  of  all  military  activities  by 
II  sides  in  South  Viet-Nam; 

3.  The  willingness  to  enter  into  discussions  with 
lose  who  are  actually  fighting. 

I  strongly  believe  that  this  three-point  programme, 
'  which  the  cessation  of  the  bombing  of  North 
iet-Nam  is  the  first  and  essential  part,  is  necessary 
I  create  the  possibility  of  fruitful  discussions  lead- 
ig  to  a  just  and  honourable  settlement  of  the  prob- 
m  of  Viet-Nam  on  the  basis  of  the  Geneva  Agree- 
lents  of  1954. 

I  also  wish  to  recall  that  in  the  course  of  the 


twenty-first  session,  in  the  debate  of  the  General 
Assembly,  the  majority  of  the  delegations  have  en- 
dorsed the  three-point  programme.  Many  more  heads 
of  delegations  also  specifically  pleaded  for  the  cessa- 
tion of  the  bombing  of  North  Viet-Nam.  It  seems 
to  me  that  this  is  a  very  clear  indication  of  the 
public  opinion  of  the  world  at  large  on  this  issue. 

Leaders  of  religious  faiths  all  over  the  world  have 
also  expressed  their  anxiety  about  the  continuance 
and  escalation  of  the  war  in  Viet-Nam.  Only  a  few 
days  ago  the  General  Secretary  of  the  World  Coun- 
cil of  Churches  expressed  a  similar  concern. 

When  His  Holiness  the  Pope  made  his  plea  for 
an  extended  cease-fire,  I  endorsed  it  and  I  urged  all 
parties  to  heed  his  appeal.  In  my  statement  of  2 
December  I  said:  "Is  it  too  much  to  hope  that  what 
is  made  possible  for  just  a  couple  of  days  by  the 
occurrence  of  common  holidays  may  soon  prove 
feasible  for  a  longer  period  by  the  new  commitments 
that  peace  requires,  so  that  an  atmosphere  may  be 
created  which  is  necessary  for  meaningful  talks  to 
be  held  in  the  quest  for  a  peaceful  solution?" 

This  is  what  I  have  in  mind  when  I  refer  to  the 
need  for  a  humanitarian  approach.  If  action  in  such 
a  spirit  could  be  undertaken,  even  without  condi- 
tions, by  the  United  States  to  stop  the  bombing 
of  North  Viet-Nam,  and  if  the  New  Year  cease-fire 
could  be  extended  by  all  the  parties,  I  feel  hopeful 
that  thereafter  some  favourable  developments  may 
follow.  I  am  reminded  in  this  context  that  in  1954 
negotiations  for  a  peaceful  settlement  were  con- 
ducted even  without  a  formal  cease-fire  and  while 
fighting  was  going  on.  Even  though  there  may  be 
sporadic  breaches  of  the  cease-fire  on  account  of 
lack  of  control  and  communication,  I  believe  that 
this  would  provide  a  welcome  respite  for  private 
contacts  and  diplomatic  explorations  so  that,  in  time, 
formal  discussions  can  take  place  on  the  basis  of 
the  Geneva  Agreements  of  1954. 

I  am  writing  this  letter  to  you  after  long  delibera- 
tion. I  would  like  to  close  by  assuring  you  and  your 
Government  that,  in  my  personal  and  private  ca- 
pacity, I  shall  continue  to  exert  my  utmost  efforts 
and  to  explore  every  avenue  which  may  lead  to  a 
just,  honourable  and  peaceful  solution  of  the  prob- 
lem of  Viet-Nam. 

As  your  letter  under  reply  was  issued  as  a  Se- 
curity Council  document  [S/7641],  I  am  arranging 
for  this  reply  also  to  be  issued  as  a  document  of  the 
Security  Council. 

Yours  sincerely, 

U  Thant 


INUARY  23,  1967 


139 


International  Law  in  the  United  Nations 


by  Arthur  J.  Goldberg 

U.S.  Representative  to  the  United  Nations  ^ 


All  of  us  recognize  that  the  practice  and 
teaching  of  law  have  undergone  a  profound 
revolution  in  the  last  generation.  No  aspect  of 
this  revolution  has  been  more  striking  than 
the  growing  involvement  of  American 
lawyers  and  law  schools  with  international 
legal  problems. 

A  generation  ago  international  law  was 
considered  a  specialty  so  divorced  from  the 
normal  run  of  practice  that  Frederic  R. 
Coudert,  a  leading  member  of  the  New  York 
Bar,  could  complain,  upon  being  elevated  to 
the  presidency  of  the  American  Society  of 
International  Law:  "Those  colleagues  who 
describe  me  as  an  international  lawyer  are 
just  trying  to  take  away  my  best  domestic 
clients !" 

Today  the  effective  representation  of  cli- 
ents in  our  major  urban  centers  requires  the 
ability  to  deal  with  the  legal  aspects  of  inter- 
national transactions.  And,  of  course,  there 
is  hardly  a  Federal  agency  in  which  the 
lawyer  does  not  find  himself  concerned  with 
international  legal  problems. 

The  curricula  of  our  major  law  schools  re- 
flect this  development.  I  understand  that  two- 
thirds  of  the  students  at  some  of  our  major 
law  schools  now  take  at  least  one  course  in 
the  field  of  international  law. 

This  is  as  it  should  be.  Indeed,  I  wonder 
whether  the  trend  in  our  law  schools  has  gone 
far  enough.  In  the  light  of  the  revolutionary 
developments  which  are  increasing  the  inter- 


'  Address  made  before  the  Association  of  American 
Law  Schools  at  Washington,  D.C.,  on  Dec.  29  (press 
release  304). 


140 


national  influences  on  our  national  life — de- 
velopments in  science  and  technology,  politics 
and  economics,  in  mass  communications — one 
may  well  ask  whether  today's  law  student 
should  not  be  expected  to  take  at  least  one 
course  in  international  law,  just  as  he  takes 
one  course  in  torts,  contracts,  or  property.  If 
this  seems  like  an  extreme  suggestion,  let  us 
remember  that  today's  law  student  will  be 
reaching  the  peak  of  his  professional  career 
in  the  year  2000. 

When  we  speak  of  the  international  role 
of  our  law  schools,  of  course,  we  think  of 
research  as  well  as  teaching.  Two  centuries 
ago  the  High  Court  of  the  Admiralty  could 
dismiss  the  work  of  scholars  in  international 
law  by  saying:  "A  pedantic  man  in  his  closet 
dictates  the  laws  of  nations;  everybody 
quotes,  and  nobody  minds  him."  Today  oui 
scholars  in  international  law  are  not  onlj 
quoted  but  minded.  And  I  can  think  of  no  bet- 
ter example  than  Professor  McDougai 
[Myres  McDougai,  president,  Association  ol 
American  Law  Schools]  himself  and  his 
monumental  works  on  the  law  of  outer  space, 
the  oceans,  and  the  use  of  force — not  to  men- 
tion many  other  scholars  who  are  in  this 
room  today. 

But  what  of  law  in  relation  to  diplomacy^ 
What  is  its  relevance  in  dealing  with  the 
problems  of  mankind  as  we  face  them  in  the 
United  Nations? 

Sir  Harold  Nicolson  once  wrote  that  "the 
worst  kind  of  diplomats  are  missionaries, 
fanatics  and  lawyers."  Needless  to  say,  we  dc 
not  believe  that  at  the  U.S.  Mission  to  the 
United  Nations.  Sir  Harold  might  be  shocked 


DEPARTMENT  OF  STATE  BULLETIN 


;o  learn  that  the  large  majority  of  our  dele- 
gates and  senior  advisers  at  this  last  General 
Assembly  session  were  lawyers.  In  fact,  we 
lad  the  full-time  services  of  one  law  school 
lean  and  one  law  school  professor,  both  of 
hem  on  leave,  and  the  part-time  services  of 
I  professor  of  international  law.  One  of  the 
'ew  nonlawyers  on  the  delegation  was  the 
"oreign  Service  officer  whose  title  is  Coun- 
elor. 

There  are  many  Americans,  I  know,  who 
luestion  the  relevance  of  law  in  diplomacy 
.nd  in  a  political  institution  like  the  United 
Nations.  This  skepticism  results,  I  believe, 
rom  a  number  of  misconceptions.  Some  peo- 
ile  think  that  law  is  only  concerned  with  the 
lechanical  application  of  principles  found  in 
ases  and  textbooks.  Some  see  law  and  poli- 
ics  as  antithetical  concepts  that  operate  in 
'atertight  compartments.  And  some  believe 
lat  the  differences  between  East  and  West 
nd  North  and  South  have  destroyed  the  basis 
)r  international  law. 

I  regard  these  views  as  profoundly  mis- 
iken.  After  18  months  and  two  General  As- 
?mblies,  I  am  impressed  by  the  significance 
f  law  and  legal  skills  in  diplomacy  and  in  the 

ork  of  the  United  Nations. 

Perhaps  a  good  way  to  illustrate  this  is  to 
ok  at  two  subjects  with  which  the  United 

ations  has  recently  been  involved:  outer 
)ace  and  Rhodesia. 

le  Development  of  Space  Law 

As  you  all  know,  one  of  the  principal  mat- 
ers which  engaged  our  attention  during  re- 
;nt  months  was  the  negotiation  of  a  treaty 
werning  the  exploration  and  use  of  outer 
)ace,  including  the  moon  and  other  celestial 
3dies.2  The  negotiations  were  successfully 
mcluded  in  early  December,  and  the  General 
ssembly  has  recommended  that  all  states 
gn  and  ratify  the  treaty. 

This  treaty  is  an  important  step  in  the 
rogressive  development  of  international  law. 

reduces  the  danger  of  conflict  and  promotes 
le  prospects  of  cooperation  in  the  newest 
id  most  unfamiliar  of  all  realms  of  human 


'  For  background,  see  BULLETIN  of  Dec.  26,  1966, 
952,  and  Jan.  9,  1967,  p.  78. 


activity.  Among  other  things,  the  treaty  pro- 
vides that: 

— Outer  space,  including  the  moon  and 
other  celestial  bodies,  shall  be  free  for  ex- 
ploration and  use  by  all  states  on  a  basis  of 
equality  and  in  accordance  with  international 
law. 

— Outer  space,  including  the  moon  and 
other  celestial  bodies,  is  not  subject  to  na- 
tional appropriation  by  claim  of  sovereignty, 
by  means  of  use  or  occupation,  or  by  any 
other  means. 

— Nuclear  weapons  and  other  kinds  of 
weapons  of  mass  destruction  shall  not  be  sta- 
tioned in  space  or  on  celestial  bodies. 

The  treaty  also  provides  for  international 
liability  for  space  vehicle  accidents,  for  the 
rescue  and  return  of  astronauts  and  equip- 
ment, for  the  avoidance  of  harmful  contami- 
nation of  celestial  bodies  from  earth  and  vice 
versa,  for  the  exchange  of  information  on 
space  activities  through  the  United  Nations 
and  other  bodies,  and  for  access  to  stations 
on  the  moon  and  other  celestial  bodies  upon 
reasonable  advance  notice. 

This  treaty  did  not  spring  full  blown  from 
the  minds  of  a  few  U.N.  delegates.  It  repre- 
sented the  culmination  not  only  of  negotia- 
tions which  began  in  Geneva  last  summer  but 
of  years  of  consideration  in  the  U.N.  and 
elsewhere.  This  record  reveals,  I  think,  a 
number  of  significant  things  about  the  role 
of  international  law  in  diplomacy  and  in  the 
United  Nations. 

First,  the  record  shows  that  the  develop- 
ment of  international  law  is  possible  even  in 
the  midst  of  deep  divergencies  of  ideology 
and  national  interest.  Even  between  ad- 
versary powers  there  can  be  agreements  con- 
taining mutual  restraints  and  reciprocal  con- 
cessions which  serve  the  interests  of  both 
sides.  The  incentive  for  the  negotiation  of 
such  agreements  and  for  compliance  with 
them  is  the  hope  of  reciprocity;  the  sanction 
is  the  fear  of  reprisal.  For  example,  it  would 
have  been  difficult  for  either  the  Soviet 
Union  or  the  United  States  to  commit  itself 
unilaterally  not  to  station  nuclear  weapons 
in  space,  but  such  commitments  could  be  ex- 
changed to  the  net  advantage  of  both. 


^NUARY  23,  1967 


141 


Second,  the  record  shows  the  evolutionary 
character  of  international  law  in  gradually 
codifying  ground  rules  which  are  perceived 
by  states  to  be  in  their  common  interests.  In 
space  as  on  earth,  the  life  of  the  law  has  not 
been  logic  but  experience.  Consider  the  fol- 
lowing chronology: 

— In  1959,  year  two  of  the  space  age,  a 
committee  appointed  by  the  U.N.  could  refer 
to  a  developing  practice  that  space  could  be 
used  for  orbiting  satellites  without  objection 
from  subjacent  states. 

— In  1961,  year  four  of  the  space  age,  this 
principle  could  be  recommended  to  states  in 
a  General  Assembly  resolution,  together  with 
the  related  principle,  on  which  there  had 
been  no  practice,  that  there  could  be  no  sov- 
ereign claims  on  celestial  bodies. 

— In  1963,  year  six  of  the  space  age,  both 
these  principles  could  be  included  in  a 
Declaration  of  Legal  Principles  by  the  Gen- 
eral Assembly  asserted  to  have  the  force  of 
law. 

— And  in  1966,  year  nine  of  the  space  age. 
these  principles  could  be  included  in  a  for- 
mal treaty  instrument. 

This  history  provides  the  most  recent  illus- 
tration of  how  international  law  is  developed 
in  the  world  today:  how  states  gradually  per- 
ceive common  interests  on  the  basis  of  experi- 
ence and  how  these  common  interests  are 
gradually  crystallized  into  binding  rules  of 
law. 

In  the  course  of  the  recent  negotiations  I 
was  struck  by  the  fact  that  the  Soviet  Union 
and  ourselves  both  followed  the  same  prag- 
matic approach  to  the  development  of  space 
law.  Both  countries  were  prepared  to  reach 
agreement  on  those  matters  where  experience 
had  demonstrated  a  sufficient  measure  of 
common  interest,  and  both  countries  resisted 
the  injection  of  questions  which,  though  im- 
portant and  logically  related  to  the  agreed 
principles,  were  not  ripe  for  international 
negotiation — such  as  the  delimitation  of  outer 
space  and  the  exploitation  of  resources  on 
celestial  bodies. 

Third,  the  record  demonstrates  the  effec- 
tiveness of  the  United  Nations  as  a  vehicle 
for  the  development  of  international  law.  The 


process  of  discussion  and  negotiation  of  legal 
principles  governing  outer  space  naturally 
focused  on  the  two  great  space  powers.  But 
the  fact  that  these  negotiations  were  carried 
on  in  the  multilateral  framework  of  the  U.Nr^ 
undoubtedly  encouraged  the  space  powers  to 
be  more  forthcoming  than  they  otherwise 
might  have  been — and  obliged  them  to  take 
account  of  the  legitimate  interests  of  other 
countries,  which  also  took  part  in  the  negotia- 
tions all  along  the  way.  Moreover,  in  the  light 
of  the  Viet-Nam  war  and  the  Sino-Soviet 
split,  the  fact  that  the  space  negotiations  took 
place  in  the  United  Nations  made  it  less  dif- 
ficult for  the  Soviet  Union  to  make  the  agree- 
ment. 

Sanctions  Against  Southern  Rhodesia 

Even  as  we  were  completing  our  work  on 
the  space  treaty,  we  were  involved  in  the  Se- 
curity Council  with  another  important  sub- 
ject which  can  also  tell  us  something  about 
the  relevance  of  law  in  the  United  Nations.  I 
refer,  of  course,  to  Rhodesia. 

Earlier  this  month,  the  Security  Council 
took  an  unprecedented  step  with  respect  to 
Rhodesia.^  It  imposed  mandatory  sanctions 
on  key  exports  from  Rhodesia  and  on  oil  ex- 
ports to  that  territory. 

This  was  the  first  time  in  the  history  of  the 
United  Nations  that  such  sanctions  had  been 
imposed.  All  members  of  the  United  Nations 
are  legally  obligated  to  apply  these  sanctions 
in  accordance  with  article  25  of  the  charter. 
For  the  first  time  in  history,  our  Government 
will  be  prohibiting  activities  in  international 
trade  by  American  individuals  and  corpora- 
tions pursuant  to  a  U.N.  order  under  the  au- 
thority of  our  United  Nations  Participation 
Act.^ 

A  number  of  individuals  in  our  country 
have  attacked,  on  both  legal  and  policy 
grounds,  this  action  of  the  Security  Council 
and  the  support  which  the  United  States  has 
given  it. 

First,  it  is  said  that  the  United  Nations 
action  represents  a  denial  of  the  principle  of 
self-determination. 


'  For  background,  see  ibid.,  Jan.  9,  1967,  p.  73. 
'  See  p.  145. 


142 


DEPARTMENT  OF  STATE  BULLETIN 


The  simple  answer  to  this  argument  is  that 

the  Smith  regime  is  not  asserting  the  right 

of  self-determination  for  all  the  Rhodesian 

people  but  merely  the  right  of  6  percent  of 

Y  the  Rhodesian  people  who  are  white  to  rule 

j  lover  94  percent  who  are  black.  The  refusal  of 

j  Ithe  United  Kingdom  to  recognize  the  illegal 

1  sseizure  of  power  by  the  Smith  regime,  far 

jfrom  being  a  denial  of  self-determination,  is 

,  |an  attempt  to  implement  that  objective  for 

jthe  Rhodesian  people  as  a  whole. 

Second,  it  is  argued  that  the  action  of  the 
Security  Council  involves  a  violation  of  article 
12,  paragraph  7,  of  the  U.N.  Charter.  This 
iprovision  reads: 

Nothing  contained  in  the  present  Charter  shall  au- 
thorize the  United  Nations  to  intervene  in  matters 
which  are  essentially  within  the  domestic  jurisdiction 
of  any  state  or  shall  require  the  Members  to  submit 
such  matters  to  settlement  under  the  present  Char- 
ter; but  this  principle  shall  not  prejudice  the  appli- 
cation of  enforcement  measures  under  Chapter  VII. 

The  fallacy  of  this  argument  can  be  seen 
when  the  facts  in  the  case  are  tested  against 
the  provisions  I  have  just  quoted: 

— Rhodesia  is  not  a  "state"  and  has  not 
been  recognized  as  such  by  a  single  govern- 
ment or  international  organization. 

— The  situation  in  Rhodesia  is  not  "domes- 
tic," since  it  involves  the  international  re- 
sponsibilities of  the  United  Kingdom  under 
chapter  XI  of  the  charter  relating  to  non-self- 
governing  territories. 

— The  action  of  the  Security  Council  does 
not  constitute  "intervention,"  since  the  Coun- 
cil has  acted  at  the  request  and  with  the  con- 
currence of  the  legitimate  sovereign,  the 
United  Kingdom. 

— Article  2,  paragraph  7,  by  its  own  terms, 
does  not  apply  to  the  application  of  enforce- 
ment measures  such  as  the  mandatory  eco- 
nomic sanctions  imposed  by  the  Council  in 
this  case. 

Third,  it  is  argued  that  there  is  here  no 
threat  to  international  peace  justifying  resort 
to  mandatory  sanctions. 

Under  article  39  of  the  charter,  it  is  the 
responsibility  of  the  Security  Council  to  "de- 
termine the  existence  of  any  threat  to  the 
peace,  breach  of  the  peace,  or  act  of  aggres- 


sion" and  to  "make  recommendations,  or 
decide  what  measures  shall  be  taken  in  ac- 
cordance with  Articles  41  and  42,  to  main- 
tain or  restore  international  peace  and 
security." 

This  determination  by  the  Council  in  the 
exercise  of  its  charter  powers  is  conclusive 
and  may  not  be  contested  by  any  member. 
The  Council  has  made  a  judgment  as  to  what 
is  likely  to  happen  in  the  future  if  the  seizure 
of  power  by  the  white  minority  is  not  brought 
to  an  end.  The  judgment  can  hardly  be 
termed  unreasonable.  The  attempt  of  220,000 
whites  to  rule  4  million  nonwhites  in  a  con- 
tinent of  nonwhite  governments  which  have 
recently  achieved  independence  involves  great 
risks  of  violence. 

Fourth,  it  is  argued  that  sanctions  cannot 
logically  be  applied  against  Rhodesia  since 
the  "threat  to  the  peace"  originates  else- 
where. This  legal  conclusion,  it  is  added,  is 
not  affected  by  the  morality  or  lack  of 
morality  of  the  actions  taken  by  the  Smith 
government. 

This  argument  involves  still  more  funda- 
mental misconceptions.  Under  chapter  VII  of 
the  charter,  the  Security  Council  is  author- 
ized to  order  sanctions  without  the  necessity 
of  determining  which  party  to  a  dispute  is 
the  source  of  a  threat  to  international  peace. 
This  should  not  be  surprising.  A  similar  prac- 
tice is  followed  in  our  country  in  major  labor- 
management  disputes  affecting  the  national 
health  and  safety,  where  Federal  powers  can 
be  employed  to  preserve  the  economy  without 
judgment  on  the  merits  of  controversy. 

But  the  principal  fallacy  in  this  argument 
is  the  failure  to  recognize  that  the  threat  to 
the  peace  inherent  in  the  Rhodesian  situation 
is  the  seizure  of  power  by  the  Smith  regime 
rather  than  the  potential  response  to  it. 

It  is  in  this  sense  that  the  actions  of  the 
Smith  regime  raise  legal  as  well  as  moral 
issues.  Some  say  that  moral  considerations 
are  irrelevant  in  the  practical  affairs  of  na- 
tions. But  the  United  Nations  Charter,  like 
the  United  States  Constitution,  embodies 
moral  principles.  One  of  the  principal  pur- 
poses of  the  United  Nations  is  to  promote 
"respect  for  human  rights  and  for  funda- 


JANUARY  23,  1967 


143 


mental  freedoms  for  all  without  distinction 
as  to  race,  sex,  language,  or  religion."  The 
attempt  of  the  Smith  regime  to  alter  the 
status  quo  in  Rhodesia  and  create  a  new  state 
committed  to  the  violation  of  these  world 
community  standards  is  the  real  source  of 
the  threat  to  the  peace. 

Finally,  it  is  argued  that  the  application  of 
mandatory  sanctions  to  Rhodesia  constitutes 
a  dangerous  precedent  for  similar  U.N.  action 
wherever  any  violations  of  human  rights  may 
be  involved. 

This  argument  overlooks  a  number  of 
unique  elements  in  the  Rhodesian  situation. 
Here  we  have  witnessed  an  illegal  seizure  of 
power  by  a  small  minority  bent  on  perpetuat- 
ing the  subjugation  of  the  vast  majority. 
Moreover,  in  this  situation  the  sovereign  au- 
thority with  international  responsibility  for 
the  territory  has  asked  the  United  Nations 
to  take  measures  which  will  permit  the 
restoration  of  the  full  rights  of  the  people 
of  this  territory  under  the  charter. 

We  in  the  United  States  learned  over  100 
years  ago  that  any  attempt  to  institutionalize 
and  legitimize  a  political  principle  of  racial 
superiority  in  a  new  state  was  unacceptable. 
The  effort  to  do  so  created  an  inflammatory 
situation,  and  our  nation  had  to  rid  itself  of 
this  false  and  hateful  doctrine  at  great  cost. 
What  could  not  be  accepted  by  the  United 
States  in  the  mid-19th  century  cannot  be  ac- 
cepted by  the  international  community  in  the 
late  20th  century. 

Law  in  the  United  Nations,  as  in  our  own 
society,  is  often  developed  on  a  case-by-case 
basis.  We  should  analyze  each  action  of  U.N. 
political  organs  with  due  regard  for  the  facts 
of  each  case  and  be  careful  of  hasty  generali- 
zations. 

Because  the  Security  Council  considers  the 
situation  in  Rhodesia,  with  its  unique  legal 
and  factual  elements,  as  constituting  a  threat 
to  the  peace  requiring  thp  application  of 
mandatory  sanctions,  does  not  absolve  it  from 
an  independent  exercise  of  judgment  in  dif- 
ferent situations.  Moreover,  each  of  the 
permanent  members  of  the  Security  Council 
has  the  power  to  prevent  the  use  of  enforce- 
ment measures  in  other  situations  where  it 
may  deem  them  to  be  inappropriate. 


[(llllilX 


Fori 


irityo: 
jlstil 


a] 

Kllttl 


In  the  short  time  available  to  me  I  hav  If'P"" 
given  but  two  examples  of  the  relevance  o;  iis''''^ 
law  and  legal  skills  to  problems  before  th(  iJis"'' 
United  Nations.  Even  from  my  brief  tenun  iilSi  *' 
at  the  U.N.,  I  could  have  cited  many  others 

— the  status  of  South  West  Africa  follow 
ing  the  regrettable  decision  of  the  Interna  '°° 
tional  Court  of  Justice; 

— the  constitutional  questions  surrounding 
the  authorizing,  managing,  and  financing  of 
peacekeeping  operations; 

— the   consideration    of   improved    procel 
dures  for  factfinding,  mediation,  and  concilia-  *'^'' 
tion; 

— the  strengthening  of  U.N.  machinery  in 
trade  and  aid  to  less  developed  countries;  ani 

— the  examination  of  procedures  to  imple-|Wif 
ment  human  rights  standards  through  th( 
human  right  covenants  ^  and  the  proposed 
U.N.  High  Commissioner  for  Human  Rights. 


Creative  Values  in  International  Law 

The  building  of  these  institutions  for  th( 
promotion  of  peaceful  change,  justice,  eco- 
nomic development,  and  human  rights  is  as 
much  the  work  of  the  lawyer  as  the  elabora 
tion  of  legal  norms  for  the  prevention  of  viO' 
lence. 

As  Professor  McDougal  said  yesterday  Im 
his  presidential  address: 

In  our  contemporary  community  .  .  .  people  have 
largely  ceased  to  think  of  law  as  serving  only  the 
rather  primitive  function  of  maintaining  minimum 
order,  in  preserving  the  peace  and  minimizing  un- 
authorized coercion,  and  have  come  generally  to  think 
of  it  as  a  positive  instrument  for  promoting  optimum 
order,  in  security  and  the  greater  production  and 
wider  distribution  of  all  community  values. 

I  have  no  doubt  from  my  work  at  the  U.N. 
that  this  is  true  of  international  as  well  a.'; 
domestic  law.  The  aspect  that  says  "Thou 
shalt  not" — essential  though  it  is — is  only 
half  the  story.  Law  is  more  than  prohibitions 
on  the  use  of  force.  It  is  also,  and  equally 
essentially,  an  affirmative  concept:  a  force 
for  justice  and  equal  opportunity  and  for  the 
redress  of  legitimate  grievances.  Law  must 
operate  to  eliminate  discrimination,  to  assure 
human  rights,  to  feed  the  hungry,  to  educate 


''  For  texts,  see  ibid.,  Jan.  16,  1966,  p.  107. 


tgai 

IHIT 

Hill 

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five 

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144 


DEPARTMENT  OF  STATE  BULLETIN 


ItaJ 


:he  ignorant,  to  raise  up  the  oppressed.  It 

^.  must  foster  in  the  international  realm  the 

'^'"'s  tij  same  creative  and  positive  values  which  na- 

ions,  at  their  best,  have  fulfilled  in  their 

)wn  domestic  life. 

This  creative  approach  to  the  role  of  inter- 
laational  law  reflects  not  merely  idealism  but 
realism  as  well.  Today  more  than  ever,  it 
ijl«rould  be  unrealistic  to  talk  about  peace  with- 
out addressing  ourselves  to  these  positive 
/alues. 

For  one  of  the  dominant  facts  of  the 
emerging  world  community  is  that  the  ma- 
jority of  its  members  are  still  extremely  poor 
and  still  have  vivid  recollections  of  what  it  is 
like  to  live  under  colonial  rule.  They  are  pre- 
occupied with  economic  and  social  develop- 
ment and  with  human  rights.  Their  commit- 
ment to  the  law  of  nations,  and  to  the  peace 
which  it  seeks  to  build,  will  deepen  only  as 
the  law  helps  them  to  realize  these  legitimate 
►aspirations. 

If  American  law  schools  can  provide  our 
■future  leadership  with  an  understanding  of 
this  larger  role  of  international  law — and  if 
"they  can  provide  the  intellectual  tools  to  act 
upon  it  effectively — they  will  have  performed 
an  historic  service  not  just  for  the  United 
States  but  for  the  world. 


Mi 


mm 
!s;a!iil 
imple- 


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MO- 

is 
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Mo- 


mini 


IIU.S.  Implements  U.N.  Sanctions 
iAgainst  Southern  Rhodesia 

IWHITE  HOUSE  ANNOUKCEMENT 

White  House   press   release  dated  January  5 

The  President  on  January  5  signed  Execu- 
tive Order  No.  11322  implementing  the 
United  Nations  Security  Council's  Resolution 
No.  232  of  December  16,  1966,i  which  im- 
posed selective  mandatory  economic  sanctions 
against  Southern  Rhodesia. 

The  President  acted  under  the  United  Na- 
tions Participation  Act  of  1945,  as  amended. 
Section  5  of  the  act  empowers  the  President 
to  implement  Security  Council  decisions 
adopted  pursuant  to  article  41  of  the  United 
Nations  Charter.  In  its  Resolution  No.  232, 

JANUARY  23,  1967 


the  Council  decided  that  all  member  states 
shall  prohibit  imports  of  Rhodesian  asbestos, 
iron  ore,  chrome,  pig  iron,  sugar,  tobacco, 
copper,  meat  and  meat  products,  and  hides, 
skins,  and  leather,  as  well  as  dealing  by  their 
nationals  or  in  their  territories  in  such  prod- 
ucts originating  in  Southern  Rhodesia.  The 
resolution  also  obligates  members  to  embargo 
shipments  of  arms,  aircraft,  motor  vehicles, 
and  petroleum  and  petroleum  products  to 
Southern  Rhodesia. 

This  Executive  order  prohibits  the  activi- 
ties proscribed  by  the  resolution,  including 
transactions  involving  commodities  exported 
from  Southern  Rhodesia  after  December  16, 
the  date  of  the  resolution,  and  delegates  to 
the  Secretaries  of  State,  Commerce,  and  the 
Treasury  the  authority  to  promulgate  regula- 
tions necessary  to  carry  out  the  order.  These 
regulations  will  be  issued  by  the  Departments 
shortly  and  will  be  effective  as  of  January  5. 

A  violation  of  the  Executive  order  is  a 
criminal  offense.  Provision  will  be  made  in 
the  regulations  to  deal  with  cases  of  undue 
hardship  arising  from  transactions  com- 
menced before  the  date  of  the  order. 

The  selective  mandatory  sanctions  imposed 
by  the  Security  Council's  resolution  of 
December  16  supplement  earlier  voluntary 
measures  taken  by  a  large  majority  of  U.N. 
members  in  response  to  the  Council's  appeal, 
contained  in  its  resolution  of  November  20, 
1965,2  that  they  break  off  economic  relations 
with  Southern  Rhodesia.  This  resolution  was 
adopted  a  few  days  after  the  Smith  regime 
in  Southern  Rhodesia  had  unilaterally  de- 
clared its  independence  on  November  11, 
1965.  The  United  States  joined  with  other 
states  in  implementing  the  voluntary  meas- 
ures called  for  by  the  Security  Council  by 
embargoing  the  shipment  to  Southern  Rho- 
desia of  all  arms,  military  equipment,  and 
related  items  and  by  suspending  the  1965  and 
1966  U.S.  import  quotas  for  Rhodesian  sugar. 
Since  early  1966,. the  United  States  has  called 
upon  U.S.  firms  to  cooperate  with  the  volun- 
tary   Security    Council    sanctions    and    has 


•  For  text  of  the  resolution,  see  Bulletin  of  Jan. 
9,  1967,  p.  73. 

'  For  text,  see  ibid.,  Dec.  6,  1965,  p.  916. 


145 


recommended  that  U.S.  firms  comply  with 
British  Orders-in-Council  by  avoiding  trade 
in  commodities  of  significant  importance  to 
the  Southern  Rhodesian  economy,  including 
petroleum,  as  well  as  Rhodesian  exports  of 
chrome,  asbestos,  and  tobacco. 


EXECUTIVE  ORDER  11322  " 

Relating  to  Trade  and  Other  Transactions 
Involving  Southern  Rhodesia 

By  virtue  of  the  authority  vested  in  me  by  the 
Constitution  and  laws  of  the  United  States,  includ- 
ing section  5  of  the  United  Nations  Participation  Act 
of  1945  (59  Stat.  620),  as  amended  (22  U.S.C.  287c), 
and  section  301  of  Title  3  of  the  United  States 
Code,  and  as  President  of  the  United  States,  and 
considering  the  measures  which  the  Security  Coun- 
cil of  the  United  Nations,  by  Security  Council 
Resolution  No.  232  adopted  December  16,  1966,  has 
decided  upon  pursuant  to  article  41  of  the  Charter 
of  the  United  Nations,  and  which  it  has  called  upon 
all  members  of  the  United  Nations,  including  the 
United   States,  to  apply,  it  is  hereby  ordered: 

Section  1.  The  following  are  prohibited  effective 
immediately,  notwithstanding  any  contracts  entered 
into  or  licenses  granted  before  the  date  of  this 
Order: 

(a)  The  importation  into  the  United  States  of 
asbestos,  iron  ore,  chrome,  pig-iron,  sugar,  tobacco, 
copper,  meat  and  meat  products,  and  hides,  skins  and 
leather  originating  in  Southern  Rhodesia  and  ex- 
ported therefrom  after  December  16,  1966,  or  prod- 
ucts made  therefrom  in  Southern  Rhodesia  or  else- 
where. 

(b)  Any  activities  by  any  person  subject  to  the 
jurisdiction  of  the  United  States,  which  promote  or 
are  calculated  to  promote  the  export  from  Southern 
Rhodesia  after  December  16,  1966,  of  any  of  the 
commodities  specified  in  subsection  (a)  of  this  section 
originating  in  Southern  Rhodesia,  and  any  dealings 
by  any  such  person  in  any  such  commodities  or  in 
products  made  therefrom  in  Southern  Rhodesia  or 
elsewhere,  including  in  particular  any  transfer  of 
funds  to  Southern  Rhodesia  for  the  purposes  of  such 
activities  or  dealings:  Provided,  however,  that  the 
prohibition  against  the  dealing  in  commodities  ex- 
ported from  Southern  Rhodesia  or  products  made 
therefrom  shall  not  apply  to  any  such  commodities 
or  products  which,  prior  to  the  date  of  this  Order, 
had  been  imported  into  the  United  States. 

(c)  Shipment  in  vessels  or  aircraft  of  United 
States  registration  of  any  of  the  commodities  speci- 
fied   in    subsection    (a)    of   this    section    originating 


'32  Fed.  Reg.  119. 


St 


ill 
(I 

i 


in  Southern  Rhodesia  and  exported  therefrom  afte 
December  16,  1966,  or  products  made  therefrom  i 
Southern  Rhodesia  or  elsewhere. 

(d)  Any  activities  by  any  person  subject  to  th 
jurisdiction  of  the  United  States,  which  promote  o 
are  calculated  to  promote  the  sale  or  shipment -t 
Southern  Rhodesia  of  arms,  ammunition  of  all  types 
military  aircraft,  military  vehicles  and  equipmen 
and  materials  for  the  manufacture  and  maintenanc 
of  arms  and  ammunition  in  Southern  Rhodesia. 

(e)  Any  activities  by  any  person  subject  to  th 
jurisdiction  of  the  United  States,  which  promote  o 
are  calculated  to  promote  the  supply  to  Southeri 
Rhodesia  of  all  other  aircraft  and  motor  vehicles 
and  of  equipment  and  materials  for  the  manufac 
ture,  assembly,  or  maintenance  of  aircraft  or  moto 
vehicles  in  Southern  Rhodesia;  the  shipment  in  ves 
sels  or  aircraft  of  United  States  registration  of  an; 
such  goods  destined  for  Southern  Rhodesia;  and  an; 
activities  by  any  person  subject  to  the  jurisdictio] 
of  the  United  States,  which  promote  or  are  calcu 
lated  to  promote  the  manufacture  or  assembly  o 
aircraft  or  motor  vehicles  in  Southern  Rhodesia. 

(f)  Any  participation  in  the  supply  of  oil  or  oil 
products  to  Southern  Rhodesia  (i)  by  any  persoi 
subject  to  the  jurisdiction  of  the  United  States 
or  (ii)  by  vessels  or  aircraft  of  United  States  reg 
istration,  or  (iii)  by  the  use  of  any  land  or  ai 
transport  facility  located  in  the  United  States. 

Sec.  2.  The  functions  and  responsibilities  for  thi 
enforcement  of  the  foregoing  prohibitions  are  dele 
gated  as  follows: 

(a)  To  the  Secretary  of  State,  the  function  am 
responsibility  of  enforcement  relating  to  the  im 
portation  into,  or  exportation  from  the  United  State: 
of  articles,  including  technical  data,  the  control  o: 
the  importation  or  exportation  of  which  is  providec 
for  in  section  414  of  the  Mutual  Security  Act  o: 
1954  (68  Stat.  848),  as  amended  (22  U.S.C.  1934) 
and  has  been  delegated  to  the  Secretary  of  State  by 
section  101  of  Executive  Order  No.  10973  of  No- 
vember 3,   1961.* 

(b)  To  the  Secretary  of  Commerce,  the  functior 
and  responsibility  of  enforcement  relating  to — 

(i)  the  exportation  from  the  United  States  oi 
articles  other  than  the  articles,  including  technical 
data,  referred  to  in  subsection  (a)  of  this  section; 
and 

(ii)  the  transportation  in  vessels  or  aircraft  of 
United  States  registration  of  any  commodities  the 
transportation  of  which  is  prohibited  by  section  1 
of  this  Order. 

(c)  To  the  Secretary  of  the  Treasury,  the  func- 
tion and  responsibility  of  enforcement  to  the  extent 
not  delegated  under  subsections  (a)  or  (b)  of  this 
section. 


» 


i 


146 


*  For  text,  see  Bulletin  of  Nov.  27,  1961,  p.  900. 


DEPARTMENT  OF  STATE  BULLETIN 


^  Sec.  3.  The  Secretary  of  State,  the  Secretary  of 
'  he  Treasury,  and  the  Secretary  of  Commerce  shall 
^  xercise  any  authority  which  such  officer  may  have 
J  part  from  the  United  Nations  Participation  Act 
jf  1945  or  this  Order  so  as  to  give  full  effect  to  this 
(rder  and  Security  Council  Resolution  No.  232. 

Sec.  4.  (a)  In  carrying  out  their  respective  func- 
ions  and  responsibilities  under  this  Order,  the  Sec- 
"  etary  of  the  Treasury  and  the  Secretary  of  Com- 
lerce  shall  consult  with  the  Secretary  of  State. 
ach  such  Secretary  shall  consult,  as  appropriate, 
ath  other  government  agencies  and  private  persons, 
(b)  Each  such  Secretary  shall  issue  such  regu- 
itions,  licenses,  or  other  authorizations  as  he  con- 
iders  necessary  to  carry  out  the  purposes  of  this 
irder  and  Security  Council  Resolution  No.  232. 
Sec.  5.  (a)  The  term  "United  States",  as  used  in 
lis  Order  in  a  geographical  sense,  means  all  terri- 
)ry  subject  to  the  jurisdiction  of  the  United  States, 
(b)  The  term  "person"  means  an  individual,  part- 
ership,  association,  or  other  unincorporated  body 
f  individuals,  or  corporation. 


Yf~ 


HE  White  House, 
anuary  5,  1967. 


<  ''resident  Johnson,  Secretary  Rusk 
Ijllourn  Death  of  Christian  Herter 


n-ATEMENT  BY  PRESIDENT  JOHNSON 

"hite    House   press    release    (Austin,    Tex.)    dated   December   31 

It  is  with  great  personal  sorrow  that  I 
!arned  that  Christian  Herter,  a  great  Ameri- 
an,  died  last  night. 

His  life  and  career  spanned  a  period  which 
aw  this  nation  emerge  from  a  century  of  iso- 
ition  to  take  a  place  of  leadership  on  the 
'^orld  scene.  From  the  day  in  1916  when  he 
x)k  up  a  post  as  attache  in  the  American 
Imbassy  in  Berlin  to  the  leadership  of  the 
Kennedy  Round  negotiations  to  expand  and 
beralize  world  trade — which  he  was  exercis- 
(ig  to  the  day  of  his  death — he  participated 
!i  the  events  of  our  time  and  shaped  them. 

He   was    with    President    Wilson    at   the 


ANUARY  23,  1967 


Versailles  Peace  Conference  in  1918-19. 

He  was  at  the  side  of  Herbert  Hoover  in 
his  work  in  European  relief  in  1920-21. 

He  then  turned  to  journalism  and  teaching 
and  to  public  service  in  Massachusetts.  He 
lectured  on  international  relations  at  Har- 
vard. He  rose  to  be  speaker  in  the  Massa- 
chusetts Legislature;  and  then  for  10  years 
was  a  Member  of  Congress. 

As  a  Member  of  Congress,  he  led  the  fa- 
mous Herter  committee,  whose  report  helped 
bring  to  life  the  Marshall  Plan.  For  4  years, 
he  was  Governor  of  the  Commonwealth  of 
Massachusetts,  and  then  Under  Secretary  of 
State  and  Secretary  of  State. 

Throughout  his  life  he  stood  for  an  Amer- 
ica that  would  assume  its  full  responsibilities 
on  the  world  scene  in  conformity  with  the 
highest  values  of  our  national  tradition. 

Christian  Herter  was  a  wise,  gentle,  and 
wholly  dedicated  patriot.  He  will  be  missed 
greatly  by  all  of  us,  but  his  life  and  work 
will  always  be  remembered  as  an  important 
part  of  the  half  century  which  has  trans- 
formed this  nation's  place  in  the  world  com- 
munity. 


STATEMENT  BY  SECRETARY  RUSK 

Press  release  306  dated  December  31 

The  death  of  Governor  Christian  Herter  is 
a  source  of  deep  grief  to  me  and  to  his  many 
friends  and  colleagues  in  the  Department  of 
State  and  the  Foreign  Service. 

During  a  lifetime  of  selfless  and  brilliant 
service  as  legislator,  diplomat.  Governor, 
Under  Secretary  and  then  Secretary  of  State, 
Governor  Herter  was  one  of  America's  great- 
est public  servants. 

During  his  most  recent  activity  as  the 
President's  Special  Representative  for  Trade 
Negotiations,  he  performed  a  most  difficult 
and  intricate  duty  with  great  skill  and  devo- 
tion. 

Those  of  us  who  knew  him  have  suffered  a 
great  personal  loss.  Our  country  will  sorely 
miss  his  talent  and  dedication. 


147 


Europe  and  America— Partners  in  Technology 


by  George  C.  McGhee 

Ambassador  to  the  Federal  Republic  of  Germany  ^ 


III 
lit 


In  Germany  and  other  European  countries 
concern  has  been  expressed  in  recent  months 
about  diiTerences  in  the  level  and  rates  of 
technological  development  between  Europe 
and  the  United  States.  There  has  been  dis- 
cussion of  what  has  come  to  be  called  the 
"technology  gap."  A  belief  appears  to  exist 
that  critical  sectors  of  the  European  economy 
are  not  participating  sufficiently  in  the  re- 
search that  leads  to  advanced  technological 
development. 

This  is  fed  by  statements  implying  that 
America's  greater  size,  its  greater  capital  re- 
sources, and  particularly  its  large-scale 
official  support  of  industrial  research  and  de- 
velopment, will  result  in  technological  superi- 
ority that  no  European  competitor  can 
match.  It  is  said  that  American-owned  firms 
operating  in  Europe  do  not  engage  in  an  ap- 
propriate amount  of  basic  research,  but  im- 
port their  research  "full  blown"  from  the 
United  States  for  use  by  their  European 
manufacturing  subsidiaries. 

This  subject  is  of  great  political  and  eco- 
nomic interest  to  both  of  our  countries.  To- 
night I  want  to  consider  some  of  the  facts, 
try  to  place  them  in  perspective,  and  make 
clear  the  intention  of  the  United  States  to 
work  with  Europe  in  alleviating  the  causes 
of  its  concern. 

A  symposium  on  international  technologi- 
cal cooperation  examined  this  subject  in  de- 
tail during  the  Hannover  Fair.  The  Science 


a 


•  Address   made   at   the   Wirtschafthochschule   at 
Mannheim,  Germany,  on  Nov.  10. 


Policy  Committee  of  the  OECD  [Organiza 
tion  of  Economic  Cooperation  and  Develop 
ment]  has  begun  a  study  of  this  developmeni 
including  its  causes  and  its  significance  ii 
relation  to  other  aspects  of  economic  growth 
More  has  to  be  done;  many  more  discussion 
must  be  held.  We  can,  however,  attempt  ai 
analysis.  Let  us  begin  with  a  general  obser 
vation. 

One  important  aim  of  both  research  an« 
technological  development  is  economic  prog 
ress.  The  conclusion  is  inescapable  thai 
Western  Europe,  in  terms  of  gross  national 
product,  productivity,  and  industrial  produc 
tion,  has  more  than  kept  pace  with  the  eco> 
nomic  growth  of  the  United  States  over  th- 
past  15  years.  Even  in  production  for  export 
where  Europe  is  often  said  to  be  at  an  in 
creasing  disadvantage,  the  record  shows  tha 
Europe  has  done  substantially  better  than  wt 
have. 

Between  1953  and  1964  the  Federal  Repub 
lie's  gross  national  product  grew  at  an  an 
nual  average  rate  in  real  terms  of  6.3  per- 
cent; the  figure  for  the  United  States  was  3.11 
percent.  During  the  same  period  the  Euro- 
pean Common  Market  area  grew  5.5  percent 
a  year. 

EEC  [European  Economic  Community]! 
and  German  exports  also  developed  more 
rapidly  than  those  of  the  United  States.  Be- 
tween 1957  and  1964  U.S.  exports  expanded 
25  percent;  during  the  same  period  German 
exports  increased  88  percent  and  the  EEC  as 
a  group,  90  percent. 

It  would  be  a  different  story  if  European 


148 


DEPARTMENT  OF  STATE  BULLETIN 


irms  were  unable  to  compete  with  Ameri- 
;ans;  however,  the  United  States  and  Ger- 
nany  at  present  have  approximately  equiva- 
ent  growth  rates  of  about  4  percent  in  real 
;erms.  And,  although  progress  in  Western 
Europe  has  not  been  even,  the  only  signifi- 
cant  exception    to   the   generally   favorable 
;rend  has  been  Great  Britain.  It  is  interest- 
ing that — of  five  countries  surveyed  in  a  re- 
cent OECD  study — Great  Britain  made  the 
greatest  research  and  development  effort  on 
all  four  counts  of  measurement:  amount  of 
funds  invested,  percentage  of  gross  national 
product,   per  capita  expenditure,   and   per- 
zi  centage    of    manpower    employed.    Yet    it 
loI^showed  the  poorest  record  in  the  past  15 
ent  years  in  gross  national  product  growth,  in- 
:  dustry  growth,  and  increase  in  productivity 
!l;  and  exports. 


Trends  in  the  Technological  "Spin  Off" 

There  is  a  belief  in  Europe  that  the  strong 
technological  and  commercial  position  of 
American  industry  has  resulted  largely  from 
research  contracts  provided  by  the  United 
States  Government.  It  is  true  that  in  recent 
years  our  Government  expenditures  for  re- 
search and  development  have  increased 
markedly.  At  present  they  total  $15  billion 
a  year;  in  addition,  American  industry 
spends  $7  billion  of  its  own.  The  total  re- 
search and  development  outlay  in  the  United 
States  equals  about  3.1  percent  of  the  gross 
national  product.  This  compares  with  about 
1.8  percent  in  Germany. 

Although  about  60  percent  of  United 
States  Federal  funds  for  research  and  devel- 
opment have  gone  to  American  industry,  it 
is  important  to  understand  that  they  were 
not  provided  as  subsidies  for  mass-produc- 
tion industries  in  competition  with  foreign 
producers.  They  went  to  develop  products 
which  the  U.S.  Government  has  bought.  The 
United  States  Government  has,  moreover, 
been  a  specialized  type  of  customer,  setting 
standards  and  placing  orders  in  such  a  way 
as  to  meet  politically  determined  U.S.  na- 
tional objectives. 

The  largest  area  of  research  and  develop- 
ment support  has  been  in  defense — and  quite 


logically  so,  since  the  basis  of  all  advanced 
weapons  systems  is  a  sophisticated  technol- 
ogy. In  second  place  is  space  research.  These 
two  fields  alone  presently  consume  some  $12 
billion  yearly  of  Federal  funds  out  of  $15 
billion  allotted  to  research  and  development. 
It  is  not  easy  to  identify  the  extent  of  the 
"spin  off"  process;  that  is,  the  benefits  that 
civilian  technology  derives  from  military  or 
space  programs.  More  studies  are  necessary. 
Several  trends,  however,  seem  clear. 

When  the  products  of  the  military  and 
space  programs  coincide  with  the  demands  of 
the  civilian  economy,  the  technological  trans- 
fer is  demonstrated  in  its  most  dramatic 
form.  Take,  as  an  example,  jet  aircraft  and 
computers.  A  requirement  for  a  military  jet 
tanker  led  to  the  development  of  the  Boeing 
707.  Because  the  Defense  Department  and 
the  space  agencies  needed  computers,  their 
advance  was  accelerated.  Civil  and  military 
aircraft  development  have  traditionally  gone 
hand  in  hand. 

But  in  other  fields  the  transfer  has  been 
slower  in  coming.  The  limitation  for  civilian 
market  production  is  cost;  the  defense  or 
government  market  frequently  sets  perform- 
ance limits.  Different  approaches  and  differ- 
ent production  philosophies  are  required  to 
meet  the  needs  of  the  two  different  markets. 
Civilian  production  requires  a  large  adver- 
tising, distribution,  sales  promotion,  and 
market  development  organization.  But  Gov- 
ernment requires  none  of  this. 

One  additional  point  must  be  made.  The 
space  program,  costing  the  American  tax- 
payer about  $5  billion  a  year,  results  in  much 
technical  knowledge  which,  it  is  believed, 
should  be  widely  applicable  in  American  in- 
dustry. In  the  past  the  civilian  economy  has, 
however,  been  slow  to  absorb  this  technology. 
The  National  Aeronautics  and  Space  Ad- 
ministration has  created  a  special  division 
of  technology  utilization,  which  collects  and 
disseminates  new  technical  information  to 
private  firms.  This  has  been  enthusiastically 
welcomed  by  American  industry;  it  will  be 
interesting  to  see  how  successful  it  is  in  gain- 
ing wider  application  of  new  technical  knowl- 
edge. In  this  connection  I  might  say  that 


JANUARY  23,  1967 


149 


NASA,  in  certain  cases,  now  issues  royalty- 
producing  licenses  to  foreign  firms  interested 
in  NASA-sponsored  developments. 

I  wish  to  be  fully  understood.  Certainly 
the  general  economy  benefits  from  these  Gov- 
ernment-supported research  activities,  but 
their  nature  is,  I  think,  often  misunderstood. 
If  we  overemphasize  their  benefits,  the  result 
may  be  to  obscure  the  real  causes  of  the  so- 
called  "technology  gap"  which  we  are  con- 
sidering. 

There  have  been  several  important  results 
of  the  U.S.  Government  commitment  to  re- 
search and  development.  One  has  been  to 
dramatize  the  role  of  science  and  technology 
in  national  development.  Space  has  fired  the 
imagination  of  many  young  people.  Federal 
support  has  provided  training  for  young  sci- 
entists in  many  areas  of  basic  research,  and 
these  people  have  later  found  their  way  into 
industry.  In  a  more  direct  sense  the  defense 
and  particularly  the  space  programs  in  the 
United  States  have  resulted  in  new  concepts 
of  project  direction  and  control. 

A  "Management  Gap" 

The  concept  of  "systems  management" — a 
kind  of  mathematical  formalization  of  good 
"horse  sense"  as  applied  to  complicated  tech- 
nical systems — has  made  it  possible  to  con- 
trol large  projects  involving  hundreds  of 
companies  and  thousands  of  people  to  ex- 
tremely high  tolerances  of  reliability,  within 
rigid  time  limits  and  with  maximum  effi- 
ciency. Successful  application  of  these  meth- 
ods permits  the  most  economical  use  of  raw 
materials  and  of  expensive  personnel.  It 
means  more  and  better  products  at  lower 
prices — which  is  the  secret  of  meeting  busi- 
ness competition. 

But  new  methods  are  available  to  all  who 
will  accept  them.  Their  adoption,  however, 
depends  on  management  initiative.  I  have 
heard  it  said  that  the  European  problem  is 
not  so  much  a  "technology  gap"  as  it  is  a 
"management  gap." 

It  is  generally  assumed  that  research  and 
development  means  innovation — and  that  in- 


i 


i 


1 


I 


novation  means  economic  growth.  This  is 
oversimplification.  A  new  invention  can  I 
applied  only  with  enterprise  supported  I 
sufficient  investment  capital  where  there  e: 
ists  a  broad  market.  We  need  to  know  moi 
about  the  relation  between  research  and  di 
velopment  as  it  relates  to  economic  growtl: 
however,  it  is  clear  that  they  do  not  neces 
sarily  follow  one  another  automatically 

Dr.  Donald  Hornig,  President  Johnson' 
Science  Adviser,  at  an  OECD  science  minij 
ters  meeting,  pointed  out  that  an  essentia 
ingredient  is  the  proper  environment  for  er 
couragement  of  innovative  application.  Gov 
ernments  may  help  to  create  this  enviror 
ment  through  their  policies  in  the  fields  o 
patents,  taxation,  capital  development,  an' 
wages  and  prices.  These  are  often  more  im 
portant  than  the  policy  toward  science  o 
research.  The  laboratory  is  only  one  aspec1>- 
and  not  necessarily  the  most  important — ii 
the  complex  structure  of  an  expanding  indus 
trial  society. 

Japan  is  an  example.  With  research  ant 
development  roughly  equal  to  Germany's 
Japan's  growth  rates  in  recent  years  hav( 
been  twice  the  German  and  three  times  th( 
French  rate.  Japan  leads  the  world  in  ship 
building.  She  is  second  only  to  the  Unite<i 
States  in  plastics  production,  although  sh« 
originated  but  few  of  the  new  plastics  mate* 
rials  herself. 

Look  for  a  minute  at  Sony,  the  outstanding 
Japanese  electronics  firm.  I  have  been  tolc 
that  $100  invested  in  Sony  in  1946  woulc 
now  yield  $7  million.  Sony's  development  ol 
miniaturized  radios,  tape  recorders,  and  tele 
vision  sets  for  the  civilian  market  is  based  oni 
the  application  of  a  patented  American  in 
vention,  the  transistor,  which  was  largely 
neglected  in  the  United  States  until  Japanese 
enterprise  showed  the  way.  Even  more  sig- 
nificant is  the  fact  that  Sony's  largest  market 
is  the  United  States. 

Japan  has  been  particularly  successful  in 
exploiting  the  results  of  foreign  research  and 
development  through  two  kinds  of  arrange- 
ments; namely,  purchase  of  technical  know- 
how  and  production  by  jointly  owned  foreign 


150 


DEPARTMENT  OF  STATE  BULLETIN 


Jubsidiaries.  Japan  has  used  its  limited  re- 
lources  very  skillfully  indeed. 
It  is  often  said  that  the  growth  of  Ameri- 
an  subsidiaries  endangers  the  European 
iconomy.  When  I  spoke  before  the  Rhein- 
luhr  Club  in  Duesseldorf  in  June,  I  at- 
empted  to  make  one  point  clear:  that  Ameri- 
an  business  firms  operating  in  Germany  are 
Jerman  firms  or  joint  U.S.-German  under- 
lakings  in  every  sense  of  the  word.  The  point 
8  important.  It  has  also  been  said  that 
i^merican  firms  here  are  only  producers,  that 
Ihey  do  no  research  of  their  own  in  Europe 
md  hence  are  making  Europe  increasingly 
lependent  on  American  technology.  This  can 
ilso  be  viewed  in  another  light. 

Survey  of  U.S.  Subsidiaries  in  Germany 

A  marked  characteristic  of  German  science 
and  technology  is  a  shortage  of  qualified  per- 
sonnel. If  U.S.  firms  opened  large  research 
'acilities  here,  they  would  compete  for  an 
already  scarce  commodity;  namely,  the  re- 
,earch  scientist.  But,  assuming  that  U.S.  de- 
velopment of  research  facilities  here  is  de- 
drable,  let  us  look  at  the  facts.  The  Embassy 
'ecently  surveyed  U.S.  subsidiaries  operating 
n  the  Federal  Republic  to  learn  the  extent 
and  magnitude  of  their  research  operations. 

In  reply,  some  pointed  out  the  nature  of 
;heir  operations  called  for  no  research.  This 
s  also  true  of  many  German  firms.  Some 
American  firms  were  only  recently  estab- 
ished.  But,  out  of  the  74  firms  which  have 
replied  so  far,  32  reported  that  they  were 
carrying  on  research  and  development  in  this 
country — with  expenditures  averaging  be- 
tween 2  and  6  percent  of  total  turnover.  Six 
others  stated  that  most  of  their  research  was 
being  done  in  laboratories  established  by  par- 
ent organizations  in  other  Common  Market 
countries.  Two  other  respondents  said  that 
they  planned  to  begin  research  work  in  Ger- 
many in  1968.  In  sum,  the  replies  showed 
American  subsidiaries  devoting  steadily 
greater  expenditures  to  research  and  develop- 
ment in  Germany. 

American  subsidiaries  carrying  out  re- 
search in  Germany  include  IBM  Deutschland, 


Deutsche  ITT  Industries,  and  Kaiser  Alumin- 
ium-Werke,  to  mention  only  a  few.  IBM  is 
operating  six  development  and  research  lab- 
oratories in  Europe  alone.  The  laboratories 
in  Germany  employ  700  scientists  and  tech- 
nicians. During  the  period  1964-1965,  IBM 
donated  $15  million  to  German  universities 
for  the  promotion  of  science  and  research. 
Fifty  of  its  employees  lecture  regularly  at 
German  universities  and  technical  institutes. 

Kaiser  Aluminium  is  spending  approxi- 
mately 3  percent  of  its  turnover  for  research 
and  development  in  Germany,  developing 
new  and  improved  alloys  for  cryogenic  and 
ballistic  applications,  as  well  as  for  architec- 
tural use.  Deutsche  ITT  Industries  has  a  re- 
search program  amounting  to  7  percent  of  its 
sales  turnover;  the  program  is  directed  to- 
ward development  of  semiconductor  compo- 
nents. 

Opel  also  conducts  an  independent  research 
and  development  program  in  this  country.  In- 
deed, the  Opel  Kadett  was  completely  de- 
signed and  developed  in  Germany.  The 
millionth  car  in  this  series  rolled  oflf  the  as- 
sembly line  last  month.  On  an  average,  Opel's 
research  expenditures  come  to  about  2  per- 
cent of  its  annual  sales  turnover;  this  would 
be  about  72  million  deutsche  marks  for  1965. 

Besides  the  research  these  organizations 
are  doing  here,  we  should  also  keep  in  mind 
the  knowledge  German  scientists,  employed 
by  these  firms,  bring  back  from  their  fre- 
quent assignments  and  trips  to  the  United 
States.  To  this  should  be  added  the  access 
these  firms  obtain  to  research  results  and 
information  developed  in  the  United  States — 
or  in  laboratories  elsewhere.  In  research  and 
development  the  payoff  is  in  the  application, 
not  in  the  research  itself.  And  in  this  respect 
Europe  is  profiting  directly  from  investments 
made  elsewhere.  This  is  a  net  gain. 

Let  us  extend  this  reasoning.  Even  if  a 
firm  begins  abroad  as  a  producer,  it  must 
eventually  become  an  innovator  too — and  a 
developer  as  well — if  it  is  to  compete  in  an 
active  consumer  market.  This  means  re- 
search and  product  development,  and  it 
means  research  done  not  only  in  America  but 


JANUARY  23,  1967 


151 


directly  in  the  marketing  area.  This  means 
research  designed  to  meet  the  competition  on 
its  own  ground,  carried  out  by  people  who 
know  and  can  evaluate  local  conditions. 

Europe  as  a  Research  Entity 

In  developing  their  European  facilities 
many  American  firms  are  looking  at  Europe 
not  as  a  group  of  independent  countries  but 
as  a  unit.  A  regional  laboratory  in  one  coun- 
try often  performs  research  for  subsidiaries 
throughout  Europe.  Gulf  Oil,  for  instance, 
has  just  established  a  new  research  center  in 
Rotterdam;  Esso,  in  addition  to  its  long- 
standing facility  in  Hamburg,  will  centralize 
its  petrochemical  research  for  Europe  at  a 
new  center  in  Brussels  next  year. 

Several  U.S.  chemical  companies  have 
maintained  research  operations  in  Europe 
for  some  time:  Union  Carbide  in  Brussels 
and  Monsanto  Chemical  and  American  Cy- 
anamid  in  Switzerland.  Eastman  Kodak 
does  research  in  Paris.  IBM  has  a  basic  re- 
search operation  in  Zurich.  In  short,  U.S. 
firms  are  beginning  to  look  upon  Europe  as  a 
research  entity.  They  realize  that  a  localized 
or  fractionalized  approach  is  uneconomical, 
just  as  they  have  realized  that  research  done 
only  in  the  United  States  cannot  meet  the 
needs  of  the  European  market. 

Some  observers  have  questioned  the  quality 
of  European  research  and  development. 
There  is  no  foundation  for  this.  European 
research  is  of  the  highest  quality.  It  is  so 
good,  in  fact,  that  the  United  States  Govern- 
ment agencies  are  still  obtaining  basic  re- 
search through  grants  and  contracts  to 
European  laboratories.  Despite  concern  over 
the  balance-of-payments  deficit,  U.S.  outlays 
for  research  in  Europe  approach  $10  million 
a  year — more  than  $700,000  of  which  is 
spent  in  Germany. 

European  governments  could  do  more  to 
support  research  and  development.  I  am  con- 
vinced, as  I  look  at  the  efforts  of  Science 
Minister  [Gerhard]  Stoltenberg  or  at  the 
work  of  Minister  [Alain]  Peyrefitte  in  Paris, 
that  research  budgets  in  these  two  countries 
will  continue  to  increase.  It  must  be  recog- 


( 


nized,  however,  that  a  greater  problem  tha; 
money  is  scientific  manpower.  To  prepare  fo 
researchers  of  the  future,  European  school 
must  stimulate  the  imagination  of  their  stu 
dents.  In  1962  there  were  6.2  researel 
workers  per  1,000  population  in  the  Unite 
States,  compared  with  2.9  in  Western  Eu 
rope.  Europe's  educational  programs  must  b 
oriented  to  narrow  this  gap. 

Considerable  concern  has  been  voiced  ii 
Europe  about  the  so-called  "brain  drain":  tb 
loss  of  trained  scientists  through  emigratioi 
to  the  United  States.  It  is  difficult  to  obtaii 
accurate  data,  and  the  situation  differs  fron 
country  to  country.  The  French  do  not  seen 
to  enjoy  working  in  America;  if  they  go  a 
all,  they  rarely  stay.  A  decade  ago  Germai 
scientists  were  leaving  for  the  United  States 
at  the  rate  of  several  hundred  a  year.  Al 
though  American  institutions — universitie; 
and  colleges  as  well  as  industries — will  al 
ways  welcome  well-trained  professionals 
from  Europe,  I  can  assure  you  that  it  is  noi 
our  desire  to  rob  Europe  of  her  research 
scientists  and  engineers. 

To  assure  that  she  keeps  her  scientists  Ea 
rope  herself  must  create  the  proper  working 
environment,  be  it  through  investment  ir 
new  projects  and  programs,  or  through  in 
creased  opportunities  for  individual  develop- 
ment and  advancement  in  the  universities.  A 
large,  mobile  pool  of  technical  manpower 
exists  in  the  United  States.  Competition 
among  Government,  private  firms,  and  uni- 
versities for  outstanding  people  has  raised 
the  scientist's  status  as  well  as  his  salary 
and  career  opportunities.  In  sum,  personnel 
policy  is  an  important  aspect  of  national  sci- 
ence policy.  Recognizing  this,  the  Federal 
Republic's  "Science  Cabinet"  only  the  other 
day  announced  salary  increases  for  scientists 
working  in  federally  supported  research  in- 
stitutes. 

It  has  been  suggested  that  America  initiate 
a  "technological  Marshall  Plan"  for  Europe. 
But  technical  capability  is  not  to  be  had  for 
the  asking — or  the  giving.  Europe  must  co- 
ordinate her  own  research  and  development 
priorities,  define  her  technological  goals,  and 


152 


DEPARTMENT  OF  STATE  BULLETIN 


rovide  the  funds   needed   to   assure   their 
ealization. 

Much  of  America's  technological  knowl- 
dge  is  in  the  hands  of  private  industry, 
imerican  organizations  are  eager  to  partici- 
late  in  joint  projects  or  in  exchanges  of 
inow-how  with  European  counterparts.  Of- 
en  the  cheapest  way  to  acquire  technical 
inow-how  is  through  purchase  of  a  license, 
lany  United  States  firms  have  acquired  Ger- 
lan  licenses.  This  is  often  cheaper  than  per- 
orming  the  research.  But  Europeans  will 
nd  American  firms  much  more  interested  in 
rading  one  idea  for  another — in  a  swap 
ather  than  a  sale.  The  good  contract  negoti- 
tor  seeks  to  acquire  useful  new  knowledge, 
,ot  merely  to  sell  a  license.  One  of  the 
trongest  arguments  for  an  independent  com- 
any  research  program  is  the  bargaining 
ower  thus  acquired. 

ireas  for  Government-Sponsored  Research 

While  I  have  emphasized  that  the  solution 
3  the  so-called  "technology  gap"  cannot  be 
ought  exclusively  in  government-sponsored 
esearch,  there  are,  nevertheless,  areas  in  the 
o-called  big  sciences  where  costs  exceed  the 
apacities  of  individual  firms — even  large 
nes.  In  such  areas  as  atomic  energy,  space 
■esearch,  oceanography,  high  energy  physics, 
,ir  and  water  pollution  research,  and  de- 
alination  of  sea  water,  government  initiative 
an  be  important  in  stimulating  technological 
dvance. 

Some  of  these  costs  may  exceed  even  na- 
ional  capabilities.  But  since  we  pursue  the 
ame  goals,  why  should  we  not  collaborate 
hrough  a  combination  of  government  and 
)rivate  initiative  to  achieve  them?  During 
Ilhancellor  [Ludwig]  Erhard's  recent  visit 
,0  the  United  States,  he  and  President  John- 
son discussed  technological  advance.  The 
President  expressed  American  willingness  to 
;onsider  European  ideas.^  The  Italian  Gov- 
irnment  has  already  made  a  proposal  which 
s  currently  under  study  in  Western  capitals. 
N'ASA   has   been   discussing  a   coordinated 


*  For  background,  see  Bulletin  of  Oct.  17,  1966, 
p.  578. 


U.S.-European  program  with  ESRO,  the 
European  Space  Research  Organization.  A 
specific  proposal  for  a  highly  sophisticated 
probe  to  the  planet  Jupiter  is  on  the  table. 
We  hope  the  Europeans  will  be  able  to  par- 
ticipate. Besides  producing  valuable  data  on 
the  solar  system,  the  project  promises  major 
technological  benefits  for  European  industry. 

I  would,  before  closing,  like  to  point  to 
the  achievement  of  the  Federal  Republic's 
nuclear  program,  particularly  for  the  benefit 
of  those  who  argue  that  there  is  no  hope  of 
Europe's  forging  ahead  in  the  technological 
race.  In  1955  the  Federal  Republic  made  its 
bow  in  the  realm  of  atomic  energy.  Thanks 
to  a  policy  of  Government  assistance  for  pri- 
vate initiative,  with  a  core  of  distinguished 
physicists,  with  the  expenditure  of  $825  mil- 
lion, and  in  cooperation  with  EURATOM  as 
well  as  the  United  States  and  Great  Britain, 
German  nuclear  science  has  advanced  to 
world  levels.  In  the  present  program  of  co- 
operation with  Europe  and  the  United  States 
for  faster  breeder  reactor  development,  Ger- 
many is  playing  with  distinction  the  role  of 
an  original  contributor  as  well  as  a  benefici- 
ary. 

Thus,  a  national  initiative,  plus  the  setting 
of  a  national  priority  and  coupled  with  inter- 
national cooperation,  has  paid  great  divi- 
dends. There  is  no  reason  why  this  cannot  be 
repeated  in  other  areas  as  well. 

But  these  are  decisions  for  Europe  to 
make.  It  is  not,  I  believe,  appropriate  for  us 
to  prescribe  solutions.  I  wish  only  to  reiterate 
my  Government's  willingness  to  consider  Eu- 
ropean suggestions  for  a  cooperative  resolu- 
tion of  our  technological  and  industrial  dif- 
ferences. The  historical,  economic,  and 
cultural  fates  of  Western  Europe  and  the 
United  States  are  inextricably  entwined.  We 
must  collaborate  to  strengthen  this  fabric. 

There  will  be  problems  and  differing  view- 
points, but  the  dialog  between  us  must  con- 
tinue. As  a  contribution  to  that  dialog,  I  am 
grateful  to  have  had  the  opportunity  to  come 
here  this  evening  to  set  forth  American  views 
on  a  subject  of  economic  and  political  con- 
cern to  all  of  us. 


JANUARY  23,  1967 


153 


TREATY  INFORMATION 


Current  Actions 


MULTILATERAL 

Finance 

Convention  on  the  settlement  of  investment  disputes 
between  states  and  nationals  of  other  states.  Done 
at  Washington  March  18,  1965.  Entered  into  force 
October  14,   1966.  TIAS  6090. 
Ratification  deposited:  Sweden,  December  29,  1966. 

Property 

Convention  of  Union  of  Paris  of  March  20,  1883, 
as  revised,  for  the  protection  of  industrial  prop- 
erty. Done  at  The  Hague  November  6,  1925.  En- 
tered into  force  June  1,  1928;  for  the  United  States 
March  6,   1931.  TS  834. 

Notification  that  it  considers  itself  bound:  Da- 
homey, September  22,  1966. 

Racial  Discrimination 

International  convention  on  the  elimination  of  all 
forms  of  racial  discrimination.  Adopted  by  the 
United  Nations  General  Assembly  December  21, 
1965.' 

Signatures:  Australia,  October  13,  1966;  Czecho- 
slovakia (with  a  reservation  and  declaration), 
October  7,  1966;  Finland,  October  6,  1966;  Holy 
See,  November  21,  1966;  Iceland,  November  14, 
1966;  Mexico,  November  1,  1966;  Netherlands, 
October  24,  1966;  New  Zealand,  October  25, 
1966;  Norway,  November  21,  1966;  Sierra  Le- 
one, November  17,  1966;  United  Kingdom  (with 
a  reservation  and  interpreting  statements), 
October   11,   1966. 


BILATERAL 

Iraq 

Agricultural  commodities  agreement  under  title  ' 
of  the  Agricultural  Trade  Development  and  J- 
sistance  Act,  as  amended  (68  Stat.  454;  7  U.S„ 
1731-36),  with  exchange  of  notes.  Signed  t 
Baghdad  December  19,  1966.  Entered  into  fois 
December  19,  1966. 

Jamaica 

Agreement  for  the  exchange  of  official  publicatioi. 
Effected  by  exchange  of  notes  at  Kingston  Dece  ■ 
ber  20,  1966.  Entered  into  force  December  20,  19t. 

Netherlands 

Agreement  relating  to  the  granting  of  authorizatio; 
to    permit    licensed    amateur    radio    operators    ' 
either   country    to    operate    their    stations    in    t 
other  country.   Effected   by  exchange  of  notes   , 
The   Hague  June   22,   1966. 
Entered  into  force:  December  21,  1966. 

Portugal 

Agreement  extending  the  arrangement  concerni  ■ 
trade  in  cotton  textiles  of  March  12,  1964  (TL'' 
5741).  Effected  by  exchange  of  notes  at  Lisb. 
December  19,  1966.  Entered  into  force  Decemb 
19,  1966. 

Togo 

Treaty  of  amity  and  economic  relations.  Sig:ned 
Lome  February  8,  1966. 
Ratifications  exchanged:  January   5,   1967. 
Enters  into  force :  February  5,  1967. 

Viet-Nam 

Agricultural  commodities  agreement  under  title 
of  the  Agricultural  Trade  Development  and  A 
sistance  Act,  as  amended  (68  Stat.  454;  7  U.S.' 
1701-1709),  with  exchange  of  notes.  Signed  i 
Saigon  December  15,  1966.  Entered  into  fori 
December  15,  1966. 


Not  in  force. 


DEPARTMENT   OF   STATE   BULLETIN 

The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of-  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


VOL.   LVI,   NO.   1439 

the  Department,  afl  -^/ell  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin   is   for  sale   by   the   Super- 


PUBLICATION  8187        JANUARY  23,   1967 


intendent  of  Documents,  U.S.  Govemmer 
Printing  Office,  Washington,  D.C.,  20401 
Price:  62  issues,  domestic  $10,  foreign  $15 
single  copy   30   cents. 

Use  of  funds  for  printing  of  this  publi 
cation  approved  by  the  Director  of  th 
Bureau  of  the  Budget    (January  11,   1966) 

NOTE :  Contents  of  this  publication  ar 
not  copyrighted  and  items  contained  hereii 
may  be  reprinted.  Citation  of  the  Depart 
ment  of  State  Bulletin  as  the  source  wll 
be  appreciated.  The  Bulletin  is  indexed  ii 
the  Readers'  Guide  to  Periodical  Literature 


154 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     January  23, 1967     Vol.  LVI,  No.  1439 

Department  and  Foreign  Service.  President 
Johnson,  Secretary  Rusk  Mouni  Death  of 
Christian    Herter 147 

lEconomic  AfiFairs 

[Europe  and  America — Partners  in  Technology 
(McGhee) 148 

U.S.     Implements     U.N.     Sanctions     Against 

Southern  Rhodesia   (Executive  order)   .     .     .     145 
Europe.     Europe     and     America — Partners     in 

Technology    (McGhee) 148 

Germany.    Europe    and    America — Partners    in 

Technology    (McGhee) 148 

Presidential  Documents 

President     Johnson,     Secretary     Rusk     Mourn 

Death  of  Christian  Herter 147 

US.     Implements     U.N.     Sanctions     Against 

Southern   Rhodesia 145 

Science 
[Europe  and  America — Partners  in  Technology 

(McGhee) 148 

International     Law     in     the     United     Nations 

(Goldberg) 140 

southern  Rhodesia 

International     Law     in     the     United     Nations 

(Goldberg) 140 

J/S.     Implements     U.N.     Sanctions     Against 

Southern  Rhodesia  (Executive  order)   .     .     .     145 
Treaty  Information.  Current  Actions  ....     154 
Jnited  Nations 
international     Law     in     the     United     Nations 

(Goldberg) 140 

J.S.     Implements     U.N.      Sanctions     Against 

Southern   Rhodesia  (Executive  order)   .     .     .     145 
J.S.   Reaffirms   Desire  for  Peace   in  Viet-Nam 

(Goldberg,  U  Thant) 137 


Viet-Nam 

Secretary  Rusk  Discusses  Prospects  for  1967 
on  "Face  the  Nation" 126 

Secretary  Rusk  Redefines  United  States  Pol- 
icy on  Viet-Nam  for  Student  Leaders  (Pow- 
ell,   Rusk) 133 

U.S.  Reaffirms  Desire  for  Peace  in  Viet-Nam 
(Goldberg,  U  Thant) 137 

Name  Index 

Goldberg,  Arthur  J 137,  140 

Johnson,    President 145,  147 

McGhee,  George  C 148 

Powell,    Robert 133 

Rusk,  Secretary 126,    133,  147 

U    Thant 137 


Check  List  of  Department  of  State 
Press  Releases:  January  2-8 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Releases  issued  prior  to  January  2  which 
appear  in  this  issue  of  the  Bulletin  are  Nos. 
304  of  December  29  and  306  of  January  9. 

No.        Date  Subject 

fl       1/5       U.S.   and   Togo  exchange  instru- 
ments  of   ratification    on    com- 
mercial treaty. 
2       1/6       Rusk:    letter  to  student  leaders. 


t  Held  for  a  later  issue  of  the  Bulletin. 


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Making  Europe  Whole:  An  Unfinished  Task 


The  United  States  must  move  ahead  on  three  fronts  in  regard  to  its  European  policy:  fii 
to  modernize  NATO  and  strengthen  other  Atlantic  alliances;  second,  to  further  the  integi'ati 
of  the  Western  European  community;  and,  third,  to  quicken  progress  in  East-West  relation 

President  Johnson,  in  an  address  before  the  National  Conference  of  Editorial  Writers 
New  York,  N.Y.,  on  October  7,  1966,  discussed  the  new  steps  being  taken,  and  those  under  c( 
sideration,  to  achieve  these  ends.  This  pamphlet  contains  the  text  of  that  address. 


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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN  POLICY 


THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


Vol.  LVI,  No.  lUO 


January  SO,  1967 


THE  STATE  OF  THE  UNION 
Address  of  President  Johnson  to  the  Congress  (Excerpts)     158 

THE  TECHNOLOGICAL  REVOLUTION  AND  THE  WORLD  OF  THE  1970's 
Address  by  Vice  President  Humphrey    ISA 

SECRETARY  RUSK  INTERVIEWED  ON  "TODAY"  PROGRAM 

Transcript  of  Interview     168 

NEW  INTERNATIONAL  RULES  FOR  PASSENGER-SHIP  SAFETY 
Article  by  William  K.  Miller     173 


For  index  see  inside  back  cover 


The  State  of  the  Union 


ADDRESS  OF  PRESIDENT  JOHNSON  TO  THE  CONGRESS  (EXCERPTS)^ 


Mr.  Speaker,  Mr.  Vice  President,  distin- 
guished Members  of  the  Congress: 

I  have  come  here  tonight  to  report  to  you 
that  this  is  a  time  of  testing  for  our  Nation. 

At  home,  the  question  is  whether  we  will 
continue  working  for  better  opportunities 
for  all  Americans,  when  most  Americans  are 
already  living  better  than  any  people  m  his- 
tory. 

Abroad,  the  question  is  whether  we  have 
the  staying  power  to  fight  a  very  costly  M^ar, 
when  the  objective  is  limited  and  the  danger 
to  us  is  seemingly  remote. 

So  our  test  is  not  whether  we  shrink  from 
our  country's  cause  when  the  dangers  to  us 
are  obvious  and  close  at  hand  but,  rather, 
whether  we  carry  on  when  they  seem  ob- 
scure and  distant — and  some  think  that  it 
is  safe  to  lay  down  our  burdens. 

I  have  come  tonight  to  ask  this  Congress 
and  this  Nation  to  resolve  that  issue:  to 
meet  our  commitments  at  home  and  abroad 
— to  continue  to  build  a  better  America — and 
to  reaffirm  this  Nation's  allegiance  to  free- 
dom. 

As  President  Abraham  Lincoln  said,  "We 
must  ask  where  we  are,  and  whither  we  are 
tending." 


'  Delivered  on  Jan.  10  (Weekly  Compilation  of 
Presidential  Documents  dated  Jan.  16,  1967);  also 
available  as  H.  Doc.  1,  90th  Cong.,  1st  sess. 


Abroad,  as  at  home,  there  is  also  risk  in 
change.  But  abroad,  as  at  home,  there  is  a 
greater  risk  in  standing  still.  No  part  of  our 
foreign  policy  is  so  sacred  that  it  ever  re- 
mains beyond  review.  We  shall  be  flexible 
where  conditions  in  the  world  change — and 
where  man's  efforts  can  change  them  for  the 
better. 

Transition  to  International  Partnership 

We  are  in  the  midst  of  a  great  transition 
— a  transition  from  narrow  nationalism  to 
international  partnership;  from  the  harsh 
spirit  of  the  cold  war  to  the  hopeful  spirit  of 
common  humanity  on  a  troubled  and  a 
threatened  planet. 

In  Latin  America  the  American  chiefs  of 
state  will  be  meeting  very  shortly  to  give  our 
hemispheric  policies  new  direction. 

We  have  come  a  long  way  in  this  hemi- 
sphere since  the  inter- American  effort  in  eco- 
nomic and  social  development  was  launched 
by  the  conference  at  Bogota  in  1960  under 
the  leadership  of  President  Eisenhower.  The 
Alliance  for  Progress  moved  dramatically 
forward  under  President  Kennedy.  There  is 
new  confidence  that  the  voice  of  the  people 
is  being  heard,  that  the  dignity  of  the  indi- 
vidual is  stronger  than  ever  in  this  hemi- 
sphere, and  we  are  facing  up  to  and  meeting 
many  of  the  hemispheric  problems  together. 
In  this  hemisphere  that  reform  under  de- 
mocracy can  be  made  to  happen — because  it 
has  happened.  So  together,  I  think,  we  must 


158 


DEPARTMENT  OF  STATE  BULLETIN 


now  move  to  strike  down  the  barriers  to  full 
cooperation  among  the  American  nations 
and  to  free  the  energ:ies  and  the  resources  of 
two  great  continents  on  behalf  of  all  of  our 
citizens. 

Africa  stands  at  an  earlier  stage  of  de- 
velopment than  Latin  America.  It  has  yet  to 
develop  the  transportation,  communications, 
agriculture,  and,  above  all,  the  trained  men 
and  women  without  which  growth  is  impos- 
sible. There,  too,  the  job  will  best  be  done  if 
the  nations  and  peoples  of  Africa  cooperate 
on  a  regional  basis.  More  and  more  our  pro- 
grams for  Africa  are  going  to  be  directed 
toward  self-help. 

The  future  of  Africa  is  shadowed  by  un- 
solved racial  conflicts.  Our  policy  will  con- 
tinue to  reflect  our  basic  commitments  as  a 
people  to  support  those  who  are  prepared  to 
work  toward  cooperation  and  harmony  be- 
tween races  and  to  help  those  who  demand 
change  but  reject  the  fool's  gold  of  violence. 

In  the  Middle  East  the  spirit  of  good  will 
toward  all  unfortunately  has  not  yet  taken 
hold.  An  already  tortured  peace  seems  to  be 
constantly  threatened.  We  shall  try  to  use 
our  influence  to  increase  the  possibilities  of 
improved  relations  among  the  nations  of  that 
region.  We  are  working  hard  at  that  task. 

In  the  great  subcontinent  of  South  Asia 
live  more  than  a  sixth  of  the  earth's  popula- 
tion. Over  the  years  we — and  others — have 
invested  very  heavily  in  capital  and  food  for 
the  economic  development  of  India  and 
Pakistan. 

We  are  not  prepared  to  see  our  assistance 
wasted,  however,  in  conflict.  It  must 
strengthen  their  capacity  to  help  themselves. 
It  must  help  these  two  nations— both  our 
friends — to  overcome  poverty,  to  emerge  as 
self-reliant  leaders,  and  find  terms  for 
reconciliation  and  cooperation. 

In  Western  Europe  we  shall  maintain  in 
NATO  an  integrated  common  defense.  But 
we  also  look  forward  to  the  time  when 
greater  security  can  be  achieved  through 
measures  of  arms  control  and  disarmament 
and  through  other  forms  of  practical  agree- 
ment. 


Relations  With  Eastern  Europe 

We  are  shaping  a  new  future  of  enlarged 
partnership  in  nuclear  affairs,  in  economic 
and  technical  cooperation,  in  trade  negotia- 
tions, in  political  consultation,  and  in  work- 
ing together  with  the  governments  and 
peoples  of  Eastern  Europe  and  the  Soviet 
Union. 

The  emerging  spirit  of  confidence  is  pre- 
cisely what  we  hoped  to  achieve  when  we 
went  to  work  a  generation  ago  to  put  our 
shoulder  to  the  wheel  and  try  to  help  rebuild 
Europe.  We  faced  new  challenges  and  oppor- 
tunities then  and  there — and  we  faced  also 
some  dangers.  But  I  believe  that  the  peoples 
on  both  sides  of  the  Atlantic,  as  well  as  both 
sides  of  this  Chamber,  wanted  to  face  them 
together. 

Our  relations  with  the  Soviet  Union  and 
Eastern  Europe  are  also  in  transition.  We 
have  avoided  both  the  acts  and  the  rhetoric 
of  the  cold  war.  When  we  have  differed  with 
the  Soviet  Union,  or  other  nations  for  that 
matter,  I  have  tried  to  differ  quietly  and  with 
courtesy  and  without  venom. 

Our  objective  is  not  to  continue  the  cold 
war  but  to  end  it. 

We  have  reached  an  agreement  at  the 
United  Nations  on  the  peaceful  uses  of  outer 
space:  ^ 

We  have  agreed  to  open  direct  air  flights 
with  the  Soviet  Union.' 

We  have  removed  more  than  400  nonstra- 
tegic  items  from  export  control. 

We  are  determined  that  the  Export- 
Import  Bank  can  allow  commercial  credits  to 
Poland,  Hungary,  Bulgaria,  and  Czechoslo- 
vakia, as  well  as  to  Romania  and  Yugoslavia. 

We  have  entered  into  a  cultural  agreement 
with  the  Soviet  Union  for  another  2  years.* 

We  have  agreed  with  Bulgaria  and 
Hungary  to  upgrade  our  legations  to  embas- 
sies. 


^  For  background,  see  Bulletin  of  Dec.  26,  1966, 
p.  952,  and  Jan.  9,  1967,  p.  78. 

'  For  text  of  an  agreement  signed  on  Nov.  4,  see 
ibid.,  Nov.  21,  1966,  p.  791. 

■*  For  text  of  a  joint  communique,  see  ibid.,  Apr.  4, 
1966,  p.  543. 


JANUARY  30,  1967 


159 


We  have  started  discussions  with  interna- 
tional agencies  on  ways  of  increasing  con- 
tacts with  Eastern  European  countries. 

This  administration  has  taken  these  steps 
even  as  duty  compelled  us  to  fulfill  and  exe- 
cute alliances  and  treaty  obligations  through- 
out the  world  that  were  entered  into  before 
I  became  President. 

So,  tonight  I  now  ask  and  urge  this  Con- 
gress to  help  our  foreign  and  our  commercial 
trade  policies  by  passing  an  East- West  trade 
bill  and  by  approving  our  consular  conven- 
tion with  the  Soviet  Union. 

The  Soviet  Union  has  in  the  past  year  in- 
creased its  long-range  missile  capabilities. 
It  has  begun  to  place  near  Moscow  a  limited 
antimissile  defense.  My  first  responsibility  to 
our  people  is  to  assure  that  no  nation  can 
ever  find  it  rational  to  launch  a  nuclear  at- 
tack or  to  use  its  nuclear  power  as  a  credible 
threat  against  us  or  against  our  allies. 

I  would  emphasize  that  that  is  why  an  im- 
portant link  between  Russia  and  the  United 
States  is  in  our  common  interest,  in  arms 
control  and  in  disarmament.  We  have  the 
solemn  duty  to  slow  down  the  arms  race  be- 
tween us,  if  that  is  at  all  possible,  in  both 
conventional  and  nuclear  weapons  and  de- 
fenses. I  thought  we  were  making  some 
progress  in  that  direction  the  first  few 
months  I  was  in  office.  I  realize  that  any  ad- 
ditional race  would  impose  on  our  peoples, 
and  on  all  mankind  for  that  matter,  an  addi- 
tional waste  of  resources  with  no  gain  in 
security  to  either  side. 

I  expect  in  the  days  ahead  to  closely  con- 
sult and  seek  the  advice  of  the  Congress 
about  the  possibilities  of  international 
agreements  bearing  directly  upon  this  prob- 
lem. 

The  Food-Population  Problem 

Next  to  the  pursuit  of  peace,  the  really 
greatest  challenge  to  the  human  family  is  the 
race  between  food  supply  and  population  in- 
crease. That  race  tonight  is  being  lost. 

The  time  for  rhetoric  has  clearly  passed. 
The  time  for  concerted  action  is  here  and 
we  must  get  on  with  the  job. 


We  believe  that  three  principles  must  pre- 
vail if  our  policy  is  to  succeed: 

First,  the  developing  nations  must  give 
highest  priority  to  food  production,  including 
the  use  of  technology  and   the   capital   of- 
private  enterprise. 

Second,  nations  with  food  deficits  must  put 
more  of  their  resources  into  voluntary  family 
planning  programs. 

And  third,  the  developed  nations  must  all 
assist  other  nations  to  avoid  starvation  in  the 
short  run  and  to  move  rapidly  toward  the 
ability  to  feed  themselves. 

Every  member  of  the  world  community 
now  bears  a  direct  responsibility  to  help 
bring  our  most  basic  human  account  into 
balance. 

Why  We  Are  in  Viet-Nam 

I  come  now  finally  to  Southeast  Asia — and 
to  Viet-Nam  in  particular.  Soon  I  will  sub- 
mit to  the  Congress  a  detailed  report  on  that 
situation.  Tonight  I  want  to  just  review  the 
essential  points  as  briefly  as  I  can. 

We  are  in  Viet-Nam  because  the  United 
States  of  America  and  our  allies  are  com- 
mitted by  the  SEATO  Treaty  to  "act  to  meet 
the  common  danger"  of  aggression  in  South- 
east Asia. 

We  are  in  Viet-Nam  because  an  interna- 
tional agreement  signed  by  the  United 
States,  North  Viet-Nam,  and  others  in  1962 
is  being  systematically  violated  by  the  Com- 
munists. That  violation  threatens  the  inde- 
pendence of  all  the  small  nations  in  Southeast 
Asia  and  threatens  the  peace  of  the  entire 
region  and  perhaps  the  world. 

We  are  there  because  the  people  of  South 
Viet-Nam  have  as  much  right  to  remain  non- 
Communist — if  that  is  what  they  choose — 
as  North  Viet-Nam  has  to  remain  Commu- 
nist. 

We  are  there  because  the  Congress  has 
pledged  by  solemn  vote  to  take  all  necessary 
measures  to  prevent  further  aggression. 

No  better  words  could  describe  our  pres- 
ent course  than  those  once  spoken  by  the 
great  Thomas  Jefferson:  "It  is  the  melan- 
choly law  of  human  societies  to  be  compelled 


160 


DEPARTMENT  OF  STATE  BULLETIN 


sometimes  to  choose  a  great  evil  in  order  to 
ward  off  a  greater." 

We  have  chosen  to  fight  a  Hmited  war  in 
Viet-Nam  in  an  attempt  to  prevent  a  larger 
war — a  war  almost  certain  to  follow,  I  be- 
lieve, if  the  Commimists  succeed  in  overrun- 
ning and  taking  over  South  Viet-Nam  by 
aggression  and  by  force.  I  believe,  and  I  am 
supported  by  some  authority,  that  if  they  are 
not  checked  now  the  world  can  expect  to  pay 
a  greater  price  to  check  them  later. 

That  is  what  our  statesmen  said  when  they 
debated  this  treaty,  and  that  is  why  it  was 
ratified  82  to  1  by  the  Senate  many  years 
ago. 

You  will  remember  that  we  stood  in  West- 
ern Europe  20  years  ago.  Is  there  anyone  in 
this  Chamber  tonight  who  doubts  that  the 
course  of  freedom  was  not  changed  for  the 
better  because  of  the  courage  of  that  stand? 

Sixteen  years  ago  we  and  others  stopped 
another  kind  of  aggression — ^this  time  it  was 
in  Korea.  Imagine  how  different  Asia  might 
be  today  if  we  had  failed  to  act  when  the 
Communist  army  of  North  Korea  marched 
south.  The  Asia  of  tomorrow  will  be  far  dif- 
ferent because  we  have  said  in  Viet-Nam,  as 
we  said  16  years  ago  in  Korea:  "This  far  and 
no  further." 

I  think  I  reveal  no  secret  when  I  tell  you 
that  we  are  dealing  with  a  stubborn  adver- 
sary who  is  committed  to  the  use  of  force 
and  terror  to  settle  political  questions. 

I  wish  I  could  report  to  you  that  the  con- 
flict is  almost  over.  This  I  cannot  do.  We  face 
more  cost,  more  loss,  and  more  agony.  For 
the  end  is  not  yet.  I  cannot  promise  you  that 
it  will  come  this  year —  or  come  next  year. 
Our  adversary  still  believes,  I  think,  tonight, 
that  he  can  go  on  fighting  longer  than  we 
can  and  longer  than  we  and  our  allies  will 
be  prepared  to  stand  up  and  resist. 

Our  men  in  that  area — there  are  nearly 
500,000  now — have  borne  well  "the  burden 
and  the  heat  of  the  day."  Their  efforts  have 
deprived  the  Communist  enemy  of  the  vic- 
tory that  he  sought  and  that  he  expected  a 
year  ago.  We  have  steadily  frustrated  his 
main  forces.    General    [William   C]    West- 


moreland reports  that  the  enemy  can  no 
longer  succeed  on  the  battlefield. 

So  I  must  say  to  you  that  our  pressure 
must  be  sustained — and  will  be  sustained — 
until  he  realizes  that  the  war  he  started  is 
costing  him  more  than  he  can  ever  gain. 

I  know  of  no  strategy  more  likely  to  at- 
tain that  end  than  the  strategy  of  "accumu- 
lating slowly,  but  inexorably,  every  kind  of 
material  resource" — of  "laboriously  teaching 
troops  the  very  elements  of  their  trade." 
That,  and  patience — and  I  mean  a  great  deal 
of  patience. 

Our  South  Vietnamese  allies  are  also  being 
tested  tonight.  Because  they  must  provide 
real  security  to  the  people  living  in  the  coun- 
tryside. And  this  means  reducing  the  ter- 
rorism and  the  armed  attacks,  which  kid- 
naped and  killed  26,900  civilians  in  the  last 
32  months,  to  levels  where  they  can  be  suc- 
cessfully controlled  by  the  regular  South 
Vietnamese  security  forces.  It  means  bring- 
ing to  the  villagers  an  effective  civilian  gov- 
ernment that  they  can  respect,  and  that  they 
can  rely  upon,  and  that  they  can  participate 
in,  and  that  they  can  have  a  personal  stake 
in.  We  hope  that  government  is  now  begin- 
ning to  emerge. 

While  I  cannot  report  the  desired  progress 
in  the  pacification  effort,  the  very  distin- 
guished and  able  Ambassador,  Henry  Cabot 
Lodge,  reports  that  South  Viet-Nam  is  turn- 
ing to  this  task  with  a  new  sense  of  urgency. 
We  can  help,  but  only  they  can  win  this  part 
of  the  war.  Their  task  is  to  build  and  protect 
a  new  life  in  each  rural  province. 

Spirit  of  Hope  Rising  in  Asia 

One  result  of  our  stand  in  Viet-Nam  is 
already  clear. 

It  is  this:  The  peoples  of  Asia  now  know 
that  the  door  to  independence  is  not  going  to 
be  slammed  shut.  They  know  that  it  is  pos- 
sible for  them  to  choose  their  own  national 
destinies — without  coercion. 

The  performance  of  our  men  in  Viet-Nam 
— backed  by  the  American  people — has 
created  a  feeling  of  confidence  and  unity 
among  the  independent  nations  of  Asia  and 


JANUARY  30,  1967 


161 


the  Pacific.  I  saw  it  in  their  faces  in  the  19 
days  that  I  spent  in  their  homes  and  in  their 
countries.  Fear  of  external  Communist  con- 
quest in  many  Asian  nations  is  already  sub- 
siding— and  with  this,  the  spirit  of  hope  is 
rising.  For  the  first  time  in  history,  a  com- 
mon outlook  and  common  institutions  are 
already  emerging. 

This  forward  movement  is  rooted  in  the 
ambitions  and  the  interests  of  Asian  nations 
themselves.  It  was  precisely  this  movement 
that  we  hoped  to  accelerate  when  I  spoke  at 
Johns  Hopkins  in  Baltimore  in  April  1965,^ 
and  I  pledged  "a  much  more  massive  effort 
to  improve  the  life  of  man"  in  that  part  of 
the  world,  in  the  hope  that  we  could  take 
some  of  the  funds  that  we  were  spending  on 
bullets  and  bombs  and  spend  it  on  schools  and 
production. 

Twenty  months  later  our  efforts  have  pro- 
duced a  new  reality:  The  doors  of  the  billion- 
dollar  Asian  Development  Bank  that  I 
recommended  to  the  Congress,  and  you  en- 
dorsed almost  unanimously,  I  am  proud  to 
tell  you,  are  already  open.  Asians  are  en- 
gaged tonight  in  regional  efl^orts  in  a  dozen 
new  directions.  Their  hopes  are  high.  Their 
faith  is  strong.  Their  confidence  is  deep. 

And  even  as  the  war  continues,  we  shall 
play  our  part  in  carrying  forward  this  con- 
structive historic  development.  As  recom- 
mended by  the  Eugene  Black  mission,  and 
if  other  nations  will  join  us,  I  will  seek  a  spe- 
cial authorization  from  the  Congress  of  $200 
million  for  East  Asian  regional  programs. 

Because  we  are  eager  to  turn  our  re- 
sources to  peace.  Our  eflForts  in  behalf  of 
humanity  I  think  need  not  be  restricted  by 
any  parallel  or  by  any  boundary  line.  The 
moment  that  peace  comes,  as  I  pledged  in 
Baltimore,  I  will  ask  the  Congress  for  funds 
to  join  in  an  international  program  of  recon- 
struction and  development  for  all  the  people 
of  Viet-Nam — and  their  deserving  neighbors 
who  wish  our  help. 


'  rbid.,  Apr.  26,  1965,  p.  606. 


We  shall  continue  to  hope  for  a  reconcilia- 
tion between  the  people  of  mainland  China 
and  the  world  community — including  work- 
ing together  in  all  the  tasks  of  arms  control, 
security,  and  progress  on  which  the  fate  of- 
the  Chinese  people,  like  their  fellow  men 
elsewhere,  depends. 

We  would  be  the  first  to  welcome  a  China 
which  decided  to  respect  her  neighbors' 
rights.  We  would  be  the  first  to  applaud  her 
were  she  to  apply  her  great  energies  and  in- 
telligence to  improving  the  welfare  of  her 
people.  And  we  have  no  intention  of  trying 
to  deny  her  legitimate  needs  for  security  and 
friendly  relations  with  her  neighboring  coun- 
tries. 

Our  hope  that  all  of  this  will  some  day  hap- 
pen rests  on  the  conviction  that  we,  the 
American  people  and  our  allies,  vdll  and  are 
going  to  see  Viet-Nam  through  to  an  honor- 
able peace. 

We  will  support  all  appropriate  initiatives 
by  the  United  Nations,  and  others,  which  can 
bring  the  several  parties  together  for  uncon- 
ditional discussions  of  peace — anywhere,  any 
time.  And  we  will  continue  to  take  every  pos- 
sible initiative  ourselves  to  constantly  probe 
for  peace. 

The  Course  of  Wisdom  for  This  Country 

Until  such  efforts  succeed,  or  until  the 
infiltration  ceases,  or  until  the  conflict  sub- 
sides, I  think  the  course  of  wisdom  for  this 
country  is  that  we  just  must  firmly  pursue 
our  present  course.  We  will  stand  firm  in 
Viet-Nam. 

I  think  you  know  that  our  fighting  men 
there  tonight  bear  the  heaviest  burden  of 
all.  With  their  lives  they  serve  their  Nation. 
We  must  give  them  nothing  less  than  our 
full  support — and  we  have  given  them  that — 
nothing  less  than  the  determination  that 
Americans  have  always  given  their  fighting 
men.  Whatever  our  sacrifice  here,  even  if  it 
is  more  than  $5  a  month,  it  is  small  compared 
to  their  own. 


162 


DEPARTMENT  OF  STATE  BULLETIN 


How  long  it  will  take  I  cannot  prophesy.  I 
only  know  that  the  will  of  the  American 
people,  I  think,  is  tonight  being  tested. 

Whether  we  can  fight  a  war  of  limited  ob- 
jectives over  a  period  of  time,  and  keep  alive 
the  hope  of  independence  and  stability  for 
people  other  than  ourselves;  whether  we  can 
continue  to  act  with  restraint  when  the 
temptation  to  "get  it  over  with"  is  inviting 
but  dangerous;  whether  we  can  accept  the 
necessity  of  choosing  "a  great  evil  in  order 
to  ward  off  a  greater";  whether  we  can  do 
these  without  arousing  the  hatreds  and  the 
passions  that  are  ordinarily  loosed  in  time  of 
war — on  all  these  questions  so  much  turns. 

The  answers  will  determine  not  only  where 
we  are,  but  "whither  we  are  tending." 

A  time  of  testing — yes.  And  a  time  of 
transition.  The  transition  is  sometimes  slow; 
sometimes  unpopular;  almost  always  very 
painful;  and  often  quite  dangerous. 

But  we  have  lived  with  danger  for  a  long 
time  before,  and  we  shall  live  with  it  for  a 
long  time  yet  to  come.  We  know  that  "man  is 


born  unto  trouble."  We  also  know  that  this 
Nation  was  not  forged  and  did  not  survive 
and  grow  and  prosper  without  a  great  deal  of 
sacrifice  from  a  great  many  men. 

For  all  the  disorders  that  we  must  deal 
with  and  all  the  frustrations  that  concern  us 
and  all  the  anxieties  that  we  are  called  upon 
to  resolve,  for  all  the  issues  that  we  must 
face  with  the  agony  that  attends  them,  let 
us  remember  that  "those  who  expect  to  reap 
the  blessings  of  freedom  must,  like  men, 
undergo  the  fatigues  of  supporting  it." 

But  let  us  also  count  not  only  our  burdens 
but  our  blessings — for  they  are  many. 

And  let  us  give  thanks  to  the  One  who 
governs  us  all. 

Let  us  draw  encouragement  from  the  signs 
of  hope — for  they,  too,  are  many. 

Let  us  remember  that  we  have  been  tested 
before  and  America  has  never  been  found 
wanting. 

So  with  your  understanding,  I  would  hope 
your  confidence,  and  your  support,  we  are 
going  to  persist — and  we  are  going  to  suc- 
ceed. 


JANUARY  30,  196? 


163 


The  Technological  Revolution  and  the  World  of  the  1970's 


Address  by  Vice  President  Humphrey 


The  Institute  of  International  Education 
is  a  place  where  intellect  and  power  have 
been  brought  together— and  long  before 
Franklin  Roosevelt's  "brain  trust"  or  the  era 
of  the  Washington  in-and-outer. 

The  Institute  of  International  Education 
has  been  in  existence  now  almost  half  a  cen- 
tury. Its  initiatives  preceded  the  Fulbright 
Act,  the  Smith-Mundt  Act,  the  Mutual  Edu- 
cational and  Cultural  Exchange  Act,  the 
International  Education  Act,  and  the  range 
of  highly  important  programs  which  form 
the  base  of  our  efforts  in  international 
education  today.  And  these  programs  came 
none  too  soon.  But  without  the  work  of  the 
Institute  of  International  Education  they 
might  not  have  come  at  all. 

In  the  past  two  decades  we  have  seen  sci- 
ence and  technology  shrink  our  neighborhood 
so  that  today  the  moral  unity  and  interde- 
pendence of  man  (which  for  centuries  has 
been  the  basis  of  Western  civilization)  has 
now  become  a  physical  fact  of  our  lives.  Iso- 
lationism has  been  replaced  by  a  global 
consciousness. 

Yet  we  are  today  only  at  the  primitive 
stages  of  the  scientific  and  technological  de- 
velopment which  will  shrink  our  human 
neighborhood  still  further. 

The  prospect  of  a  supersonic  transport 
plane — a  few  years  ago  a  matter  of  "if" — is 
today  only  a  matter  of  "who  first?"  I  doubt 
that  we  have  full  grasp  of  what  the  SST 

'  Made  before  the  Institute  of  International  Edu- 
cation at  New  York,  N.Y.,  on  Dec.  6. 


will  mean  in  terms  of  increased  exchange  of 
people  and  goods. 

And  the  communications  satellites — Buck 
Rogers  items  through  most  of  our  lifetimes — 
will  soon  be  bringing  mass  communication, 
in  the  real  sense,  to  our  planet.  They  bear 
with  them,  too,  the  implications  cf  the  crea- 
tion of  a  one-world  classroom. 

Tlie  sky  is  no  longer  the  limit! 

strengthening  International  Education 

In  such  an  age,  our  position  of  world  lead- 
ership demands  that  we  go  far  beyond  our 
present  efforts  in  international  education. 

The  International  Education  Act  will  make 
a  i-eal  difference  in  helping  improve  the 
faculties,  facilities,  and  libraries  of  our  col- 
leges and  universities.  Its  impact  will  be  felt 
at  both  the  undergraduate  and  graduate 
levels. 

The  new  Center  for  Educational  Coopera- 
tion, among  its  other  functions,  will  serve  as 
a  Government  manpower  resources  head- 
quarters in  the  entire  field. 

These  things  give  us  a  framework  upon 
which  we  can  build. 

Next  year  the  President  will  convene  an 
international  conference  on  education.  Its 
purpose  will  be  to  look  beyond  the  programs 
presently  underway  or  even  contemplated — 
in  fact,  to  take  international  education  into 
century  21.  Planning  meetings  for  the  con- 
ference will  begin  in  the  next  few  weeks, 
under  the  chairmanship  of  Secretary  [of 
Health,  Education,  and  Welfare  John  W.] 
Gardner  and  Dr.  James  Perkins  of  Cornell. 


164 


DEPARTMENT  OF  STATE  BULLETIN 


But  we  all  should  remember  that  the  de- 
termination of  the  Government  to  do  its  part 
to  strengthen  international  education  in  no 
way  diminishes  the  need  for  continued  lead- 
ership in  this  field  by  private  institutions  of 
all  kinds,  foundations,  universities,  colleges, 
churches,  and  others. 

The  role  of  the  Government  in  this  field 
must  always  be  to  supplement,  never  to  sup- 
plant, the  efforts  of  private  groups  and  indi- 
viduals. The  bold  experiments,  the  expanded 
programs  that  should  come  from  private  in- 
stitutions— like  the  Institute  of  International 
Education — can  be  carried  out  only  with  the 
continued  support  of  American  private  bene- 
factors. So  take  the  initiative — do  your  job — 
lead. 

Indeed,  one  of  the  urgent  tasks  of  our 
American  democracy  is  to  find  new  ways  and 
means  to  mobilize  and  allocate  both  public 
and  private  resources  to  the  priorities  of  our 
time  without  either  destroying  private  initia- 
tive or  unduly  enhancing  public  power. 

The  Second  Industrial  Revolution 

Tonight  I  would  like  to  address  myself  to 
the  next  decade,  to  the  world  of  the  1970's. 
I  would  like  to  take  advantage  of  the  pres- 
ence of  so  many  illustrious  figures  from  the 
world  of  education  and  finance,  foundations 
and  business,  the  communications  media  and 
the  arts,  to  raise  certain  questions  which  you 
and  your  children  must  answer.  And  it  is 
appropriate  that  these  questions  be  put  to 
you. 

Governments — and  government  officials — 
must  deal  with  immediate  problems.  This 
often  clouds  their  perception  of  the  future. 
But  you  are  less  inhibited  by  these  restraints 
and  better  situated  to  anticipate  what  is  com- 
ing as  well  as  to  respond  to  what  is  here. 

In  speculating  on  the  world  of  the  1970's 
(and  what  I  suggest  here  tonight  can  only 
be  considered  as  speculation  by  an  amateur) 
I  would  like  to  raise  several  questions  about 
the  consequences  of  what  has  been  called 
the  second  industrial  revolution. 

The  first  industrial  revolution  was  charac- 
terized    by     the     invention     of     powerful 


machines  which  multiply  man's  capacity  for 
physical  work.  The  second  industrial  revolu- 
tion, which  is  coming  upon  us  long  before  the 
problems  of  the  first  have  been  solved,  is 
characterized  by  the  invention  of  new  elec- 
tronic machines  which  are  destined  to  mul- 
tiply the  capacity  of  the  human  mind. 

Differences  Between  Developed  Areas 

One  important  consequence  of  the  second 
industrial  revolution  involves  the  techno- 
logical gap  which  today  separates  the  world's 
most  developed  country,  the  United  States, 
from  the  other  developed  areas  of  the  world 
— yes,  even  Europe. 

This  unique  gap  exists  in  large  part  be- 
cause the  second  industrial  revolution  has 
developed  in  the  United  States  far  more  than 
in  any  other  area.  It  results,  in  part,  from 
the  difl'ering  levels  of  technological  progress 
and  organizational  efficiency,  which  are  also 
affected  by  the  factor  of  optimum  size. 

These  can  lead  to  the  creation  of  dif- 
ferences between  two  developed  areas — "de- 
veloped" in  the  sense  of  the  first  industrial 
revolution — just  as  there  are  differences 
which  now  exist  between  the  so-called  de- 
veloped areas  of  the  Northern  Hemisphere 
and  the  developing  or  underdeveloped  na- 
tions of  the  South. 

Scientific  and  technical  progress  is  con- 
tinuing at  an  accelerated  rate  with  no  pros- 
pect of  reaching  a  saturation  point.  Dis- 
coveries are  based  on  previous  knowledge  and 
in  turn  generate  progress  in  other  fields. 
Progress  becomes  self-propelling. 

Only  four  areas  of  the  world — the  United 
States,  Western  Europe,  Japan,  and  the 
Soviet  Union — have  the  educational  and  re- 
search resources  and  other  elements  of  a 
technological  base  to  deal  with  the  current 
pace  of  scientific  discoveries.  But  none  of  the 
four  has  the  resources  today  to  deal  effec- 
tively with  the  entire  spectrum  of  these  dis- 
coveries, although  the  United  States  comes 
closest  to  it. 

Scientific  and  technological  progress  de- 
pends greatly  on  the  rate  of  investment  in 
research  and  development. 


JANUARY  30,  1967 


165 


Recent  Common  Market  estimates  show 
the  total  of  scientists  and  research  workers 
in  the  United  States  to  be  4  times  greater 
than  in  all  the  countries  of  the  EEC  [Euro- 
pean Economic  Community]  and  3I/2  times 
greater  than  in  the  Soviet  Union. 

According  to  the  same  estimates,  research 
expenditures  in  the  United  States  are  7  times 
greater  than  in  the  Common  Market  and  3V^ 
times  those  of  the  Soviet  Union. 

And  U.S.  per  capita  investment  is  six 
times  as  much  as  in  the  Common  Market  and 
four  times  that  of  the  Soviet  Union. 

Organizational  Structure  and  Capacity 

Beyond  the  statistics,  however,  we  are  told 
by  European  entrepreneurs  that  this  dis- 
parity in  scientific  research  capacity  is 
widened  by  the  difference  in  organizational 
capacity  between  the  United  States  and 
Europe. 

Aurelio  Peccei  of  Olivetti,  for  one,  believes 
that  only  the  United  States  possesses  the 
highly  developed  modern  organization  re- 
quired to  profit  appreciably  from  the  techno- 
logical discoveries  of  today. 

This  is  especially  important  in  the  new  and 
complex  field  of  electronic  data  processing, 
where  organization  is  the  decisive  factor  in 
exploiting  the  potential  capacity  of  highly 
refined  machines. 

To  translate  the  amazing  potential  of  com- 
puters into  concrete  benefits  for  society  re- 
quires an  accumulation  of  skills  which  few 
nations  have.  It  requires,  as  Mr.  Peccei 
points  out,  "evolved  user  techniques,  knowl- 
edge of  machine  languages,  advanced  meth- 
odology, rich  program  libraries,  access  to  the 
cross-fertilizing  experiences  of  a  vast  net- 
work of  users,  plus  a  competent  array  of 
mathematicians,  analysts  and  programmers." 

What  is  relevant  here  is  that  the  material 
advantages  which  exist  in  an  advanced 
society  such  as  the  United  States  or  Western 
Europe  are  multiplied  by  the  organizational 
structure  and  capacity  of  the  country  or 
region. 


Western  European  countries  today  have  j 
neither  the  size  required  for  such  efficient 
organization  nor  adequate  basic  infrastruc- 
ture, such  as  fully  sufficient  communication 
linkage  essential  to  transmission  of  elec-  - 
tronic  data.  The  end  of  the  present  fragmen- 
tation of  Europe  is  considered  a  necessity. 

Technology  and  Unity 

But,  fortunately,  on  both  sides  of  the 
Atlantic  we  are  beginning  to  face  up  to  this 
problem. 

We  have  already  taken  steps  to  remove 
barriers  to  the  flow  of  scientific  and  techni- 
cal information  and  instruments  to  and  from 
our  country.'' 

As  a  United  States  Senator  I  proposed  that 
NATO,  in  meeting  the  new  challenges  facing 
the  alliance,  should  take  concrete  steps  to- 
ward narrowing  the  technological  gap. 

Proposals  for  such  cooperative  actions  are 
now  formally  before  the  NATO  ministers.' 
The  OECD  [Organization  for  Economic 
Cooperation  and  Development]  ministers 
have  recently  authorized  an  analytical  study 
of  the  gap.'' 

One  promising  proposal  has  been  Prime 
Minister  Wilson's  [British  Prime  Minister 
Harold  Wilson]  for  a  European  Technologi- 
cal Community.  If  Europe — which  has 
already  seen  the  benefits  of  a  Euroi)ean  Eco- 
nomic Community,  a  Coal  and  Steel  Com- 
munity, and  an  Atomic  Energy  Community 
— were  to  pool  her  technology  in  a  similar 
way,  I  have  no  doubt  that  the  gap  would  in 
the  next  decade  begin  to  close. 

The  fundamental  question  which  I  would 
like  to  leave  with  you  is:  What  are  the  impli- 
cations of  this  second  industrial  revolution 
for  the  international  relations  of  the  1970's, 
especially  the  late  1970's? 


'  For  background,  see  Bulletin  of  Dec.  12,  1966, 
p.  894. 

'  For  text  of  a  resolution  adopted  by  the  NATO 
Council  of  Ministers  on  Dec.  16,  1966,  see  ibid.,  Jan. 
9,  1967,  p.  52. 

*  For  U.S.  statements  and  text  of  a  communique 
dated  Nov.  25,  1966,  see  ibid.,  Jan.  2,  1967,  p.  19. 


166 


DEPARTMENT  OF  STATE  BULLETIN 


I  do  not  know  the  answer.  But  already 
serious  men  are  concerned  that  it  could  re- 
sult not  in  greater  unity,  not  in  the  cement- 
ing of  a  long-cherished  Atlantic  partnership, 
but  in  estrangement  between  Europe  and  the 
United  States. 

Yes,  it  could  release  forces  which  would 
widen  the  gap  between  the  United  States  and 
the  Soviet  Union  and  Eastern  Europe  at  a 
time  when  the  ideological  and  military  com- 
petition between  them  might  be  diminishing. 

If  these  are  legitimate  concerns,  should 
not  men  of  vision  and  foresight  seek  to  plan 
for  these  eventualities  and  by  decisive  action 
influence  their  development? 

We  must  guide  the  technological  revolu- 
tion so  that  it  can  enhance  our  unity  rather 
than  cause  alienation  and  division. 

This  means  that  some  way  must  be  found 
to  insure  a  continuous  exchange  of  techno- 
logical and  organizational  experience  be- 
tween Europe  and  the  United  States  which 
will  achieve  an  equilibrium  that  can  be  main- 
tained and  possibly  someday  expanded  to  in- 
clude Eastern  Europe  and  the  Soviet  Union. 

If  this  seems  fanciful,  I  would  repeat  that 
I  am  discussing  the  next  decade — which  ends 
in  1980 — not  the  present. 

New  Realities  of  a  New  Era 

Reflecting  on  the  problems  which  this  sec- 
ond industrial  revolution  will  bring  to  our 
own  country  in  the  next  decade,  a  young 
American  pioneer  in  the  second  industrial 
revolution,  Mr.  John  Diebold,  has  proposed 
the  creation  of  "an  institute  for  the  con- 
tinued assessment  of  the  human  consequences 
of  technological  change." 

Perhaps  what  is  needed  in  the  interna- 
tional field  is  some  equivalent  forum  which 
would  bring  together  under  nongovernmental 
auspices  men  of  wisdom  and  experience  from 
the  universities  and  foundations,  science  and 
industry,  politics  and  the  professions,  who 
could  systematically  assess  the  implications 
of  this  second  industrial  revolution  for  the 
world  of  the  1970's.  Their  recommendations 


would  invariably  become  an  important  guide 
to  governmental  decisionmaking. 

Yes,  we  must  have  a  global  policy  which 
fits  the  new  realities  of  a  new  era. 

With  such  a  policy,  we  shall  be  better  pre- 
pared not  only  to  deal  with  the  relations  be- 
tween the  technologically  advanced  areas  of 
the  world  and  the  problems  of  survival  and 
peace  which  affect  all  countries,  but  also  with 
those  areas  where  the  first  industrial  revolu- 
tion is  still  taking  hold. 

I  refer  to  the  problems  of  hunger  and  over- 
population, education  and  social  justice,  and 
distribution  of  wealth. 

We  shall  be  better  prepared  to  strengthen 
and  enlarge  the  area  of  prosperity  in  the 
world. 

Building  a  Truly  Human  World 

In  the  next  decade,  even  more  than  the 
present,  the  relationship  between  foreign 
affairs  and  education  will  be  important. 

The  scholar  and  the  businessman,  the 
foundation  and  the  university,  will  play  a 
significant  role  in  accelerating  the  techno- 
logical revolution  and  assisting  mankind  to 
deal  with  its  consequences. 

But  the  closeness  of  their  relationship,  in 
this  decade  or  the  next,  in  no  way  implies 
that  the  university  and  the  scholars  and  the 
scientists  should  cease  to  independently  pur- 
sue their  own  ends.  Chief  among  these  is  the 
pursuit  and  dissemination  of  truth.  Govern- 
ment— at  home  or  abroad — should  not  deflect 
them  from  pursuing  this  end. 

But  in  the  next  decade,  as  in  this  one, 
scientific  and  technological  education  will  not 
be  enough  to  sustain  the  spirit  of  civilization 
or  the  functioning  of  a  democratic  society. 

The  vision  of  the  poet  and  the  philosopher, 
the  humanist  and  the  historian,  is  needed  to 
stimulate  what  Shakespeare  called  the  "bet- 
ter angels  of  our  nature." 

Without  these  to  guide  us,  the  technologi- 
cal revolution  in  the  next  decade  can  bring 
the  faceless  men  of  an  Orwellian  world,  men 
whose  sole  distinction  lies  in  their  similarity 
to  one  another. 


JANUARY  30,  1967 


167 


The  vision  we  need  as  we  face  the  1970's  is 
that  of  a  great  man  who  died  in  this  city  a 
decade  ago,  Pierre  Teilhard  de  Chardin. 

For  him  the  marvels  of  modem  science 
and  technology  provided  man  with  a  new  op- 
portunity to  build  a  truly  human  world. 

Through  his  vision  we  can  come  to  under- 
stand that  the  growing  interdependence  of 
mankind  caused  by  the  technological  revolu- 
tion can  lead  to  a  world  civilization  in  which 


both  persons  and  nations  find  their  individu- 
ality enhanced,  find  their  mutual  dependence 
and  mutual  fate  a  condition  to  be  welcomed 
rather  than  a  threat  to  be  feared. 

If  the  men  of  talent  and  vision  seize  the 
opportunity  to  plan  now  for  the  world  of  the 
1970's,  your  children  and  mine  at  the  turn 
of  the  next  decade  can  look  forward  with 
hope  and  confidence  to  1984. 


Secretary  Rusk  Interviewed  on  "Today''  Program 


Following  is  the  transcript  of  an  interview 
with  Secretary  Rusk  on  the  National  Broad- 
casting System's  television  program  "Today" 
on  Jantmry  12.  Interviewing  the  Secretary 
were  Hugh  Downs  from  New  York  and 
Joseph  C.  Harsch  in  Washington. 

Mr.  Downs:  You  know,  so  much  of  the  Na- 
tion and,  indeed,  the  world  is  concerned 
these  days  over  our  current  foreign  policy. 
So  it  seems  most  appropriate  to  invite  Sec- 
retary of  State  Dean  Rusk  into  our  Washing- 
ton studios  this  morning 

Mr.  Secretary,  before  we  start  on  some  of 
the  more  immediate  problems,  and  since  this 
is,  as  you  may  know,  "Today" — the  "Today" 
program's  15th  anniversary  week,  I  wonder 
if  you'd  tell  us  what  you  consider  to  be  some 
of  the  most  important  events  that  have  oc- 
curred over  the  past  15  years? 

Secretary  Rusk:  Good  morning,  Hugh.  I 
think  I  would  like  to  start  by  congratulating 
you,  and  Barbara  [Walters],  and  Frank 
[Blair]  on  the  "Today"  program.  It's  a  great 
show,  and  I  see  it  almost  every  day. 

Mr.  Doivns:  Thank  you. 

Secretary  Rusk:  These  15  years  have  been 
filled  with  important  events.  They  began  with 
the  winding  up  of  the  Korean  war  on  the 
basis  of  a  rejection  of  North  Korea's  at- 
tempts to  seize  South  Korea  by  force. 


This  period  has  seen  the  multiplication 
of  nuclear  weapons  and  the  development  of 
competitive  nuclear  weapon  systems,  raising 
for  the  first  time  in  man's  history  the  opera- 
tional issue  of  the  survival  of  the  human  race 
— although,  I  think  we  can  take  more  confi- 
dence from — than  we  think  from  the  fact 
that  it's  been  21  years  now  since  a  nuclear 
weapon  has  been  fired  in  anger.  That's  a  far 
more  important  fact  than  most  people 
suppose. 

It  does  point  to  the  tragedy  that  the 
Baruch  proposals  were  not  accepted  back  in 
1946,  under  which  there  would  have  been  no 
nuclear  power. 

I  think  the  historians  will  say  that  one  of 
the  most  dramatic  aspects  of  this  15  years 
has  been  the  doubling  of  the  membership  of 
the  United  Nations,  the  emergence  of  60  or 
more  new  nations  into  the  world  community 
by — largely  by  peaceful  means. 

We  have  seen  the  second  generation  come 
to  power  in  the  Soviet  Union. 

We've  seen  major  division  within  the 
Communist  world  because  the  authorities  in 
Peking  have  isolated  themselves,  even  in  the 
Communist  world,  by  their  doctrines  of  mili- 
tancy and  aggressiveness. 

We've  had  the  experience  of  the  Cuban 
missile  crisis  in  which  men  had  to  look  down 
the  long  cannon's  mouth  of  great  catastrophe. 


168 


DEPARTMENT  OF  STATE  BULLETIN 


And  I  think  everybody  came  away  from 
that  more  prudent,  a  little  more  cautious 
about  how  they  conduct  themselves  in  world 
affairs. 

We  wind  up  this  15  years  with  some  big 
problems  on  our  hands,  the  central  one  being 
how  we  organize  a  durable  peace. 

I  think  in  the  next  decade  we're  going  to 
face  a  critical  food  situation  throughout  the 
world  to  which  all  nations  must  address 
themselves. 

But  I  think  also  that  we  can  see  that  com- 
mon sense  is  making  some  headway. 

President  Kennedy  took  to  the  Senate  the 
nuclear  test  ban  treaty. 

President  Johnson  has  moved  on  the  civil 
air  agreement  with  the  Soviet  Union,  the 
consular  agreement,  his  East- West  trade  pro- 
posals, the  space  treaty.  We  hope  that  we'll 
be  able  to  find  some  answer  to  the  non- 
proliferation  of  nuclear  weapons. 

So  there's  a  full  agenda  ahead.  But  when 
we  look  back  on  these  15  years,  I  think  we 
can  see  some  steady  progress  toward  peace 
and  reason  in  the  world. 

Mr.  Downs:  Thank  you.  And  on  that  note, 
I'll  turn  the  questioning  now  over  to  NBC 
diplomatic  correspondent  Joseph  C.  Harsch, 
who  I  see  is  sitting  in  the  studio  alongside 
you. 

Aggression  in  Southeast  Asia 

Mr.  Harsch:  Thank  you,  Hugh.  I'm  glad 
I  am  here. 

Mr.  Secretary,  I'd  like  to  start  it  out  by 
going  back  to  the  news  conference  that  Sec- 
retary-General U  Thant  of  the  United  Na- 
tions did  2  days  ago.  In  that  there  appeared 
to  be  considerable  differences  with  American 
policy.  For  example,  he  said,  "I  do  not  sub- 
scribe to  the  generally  held  view  that  if  South 
Viet-Nam  falls,  then  country  X,  then  coun- 
try Y,  then  country  Z  will  follow.  I  do  not 
agree  with  this  so-called  domino  theory."  Is 
this  a  matter  of  difference  with  our  policy? 

Secretary  Rxisk:  Well,  I  myself  have  never 
subscribed  to  something  called  the  domino 
theory,  because  that  suggests  that  we're 
merely   playing   games   with   little   wooden 


blocks  with  dots  on  them.  Actually,  the  prob- 
lem is  the  old  problem  of  the  phenomenon  of 
aggression. 

Country  X,  if  you  like,  is  South  Viet-Nam. 
North  Viet-Nam  is  trying  to  seize  South 
Viet-Nam  by  force. 

Country  Y  is,  perhaps,  Laos.  We  had  an 
agreement  on  Laos  in  1962  under  which  there 
would  be  no  North  Vietnamese  forces  in 
Laos.  And  Laos  would  not  be  used  as  a  route 
of  infiltration  into  South  Viet-Nam.  That 
has  not  been  performed.  And  the  govern- 
ment that  we  agreed  on  in  Geneva  in  1962 
has  not  been  permitted  to  exercise  authority 
throughout  Laos.  And  the  International  Con- 
trol Commission  has  not  been  permitted  to 
exercise  its  functions  in  the  Communist-held 
areas  of  Laos.  So,  undoubtedly,  there  are 
appetites  with  respect  to  Laos. 

Country  Z  is,  perhaps,  already  Thailand. 
The  other  side  has  announced  that  they  are 
going  after  Thailand.  There  are  subversive 
guerrilla  elements  in  northeast  Thailand 
trained  outside.  There's  a  Thai  training  camp 
now  in  North  Viet-Nam  preparing  additional 
guerrillas  to  go  into  Thailand. 

So,  there's  no  need  for  something  called 
the  domino  theory. 

The  theory  is  that  proclaimed  in  Peking 
repeatedly,  that  the  world  revolution  of  com- 
munism must  be  advanced  by  militant  means. 
Now,  if  they  can  be  brought  toward  an  atti- 
tude of  peaceful  coexistence,  if  the  second 
generation  in  China  can  show  some  of  the 
prudence  that  the  second  generation  in  the 
Soviet  Union  has  shown,  then,  maybe,  we  can 
begin  to  build  a  durable  peace  there. 

Mr.  Harsch:  Mr.  Secretary,  the  Secretary- 
General  of  the  U.N.  also  in  that  same  news 
conference  said,  "I  do  not  subscribe  to  the 
view  that  South  Viet-Nam  is  strategically 
vital  to  Western  interests  and  Western  se- 
curity." What  are  our  vital  strategic  interests 
in  the  area?  Do  you  regard  Viet-Nam  as 
vital? 

Secretary  Rusk:  Well,  there  are  important 
geographical  features,  natural  resources, 
large  numbers  of  people  in  Southeast  Asia. 

I  think  the  heart  of  the  matter  is,  again, 


JANUARY  30,  1967 


169 


the  phenomenon  of  aggression.  And  if  the 
momentum  of  aggression  should  begin  to  roll 
in  that  part  of  the  world,  stimulated  or  sup- 
ported or  engaged  in  by  those  who  are  com- 
mitted to  the  spread  of  the  world  revolution 
by  violence,  then  that  seems  to  put  us  back 
on  the  trail  that  led  us  into  World  War  II. 

What  is  important  is  that  all  nations,  large 
and  small,  have  a  chance  to  live  unmolested 
by  their  neighbors,  as  provided  in  the  United 
Nations  Charter. 

Article  1  of  the  charter  deals  with  acts  of 
aggression,  breaches  of  the  peace,  the  neces- 
sity for  peaceful  settlement  of  disputes. 
Article  2  of  the  charter  is  about  the  self- 
determination  of  people.  These  are  very  im- 
portant lessons  derived  from  the  events 
which  led  us  into  World  War  II.  We  feel  that 
we've  got  to  hang  on  to  those  lessons,  be- 
cause if  they  lead  us  into  world  war  III, 
there  won't  be  much  left  from  which  we  can 
draw  lessons  and  start  over  again. 

Threat  to  Durable  Peace 

Mr.  Harsch:  Mr.  Secretary,  is  it  not  the 
question  so  much  of  our  vital  interests,  as  of 
the  threat  to  our  vital  interests? 

Now,  you  said  yesterday  i  that  four  Presi- 
dents have  identified  this  area  as  being  stra- 
tegically important  to  us.  At  the  time  that 
process  started — we're  talking  about  Presi- 
dent Truman  now  and  then  President 
Eisenhower's  time — there  certainly  did  seem 
to  be  a  major  threat  to  our  interests  in  that 
area. 

What  has  happened  to  the  nature  of  that 
threat?  During  the  last  year  I  had  in  mind 
the  breach  between  Moscow  and  Peking.  Is 
there  not  a  diminution  in  the  threat  to  our 
interests  in  that  area  because  Moscow  and 
Peking  are  no  longer  close  together? 

Secretary  Rusk:  Well,  Peking  has  the  capa- 
bility of  maintaining  a  major  threat  there, 
de])ending  upon  both  its  policy  and  its  action. 

You  see,  we  have  a  very  strong  interest 
in  the  organization  of  peace  in  the  Pacific, 
just  as  we  have  in  the  Atlantic.  We  have 


'  In  an  informal  press  interview. 


alliances  with  Korea  and  Japan  and  the  Re- 
public of  China  and  the  Philippines,  Thai- 
land, Australia,  New  Zealand.  So,  we  are 
very  much  interested  in  the  stability  of  the 
peace  in  the  Pacific  Ocean  area  and  in  East 
Asia. 

Now,  if  these  aggressive  pressures  from 
Hanoi,  with  the  support  of  Peking,  should 
move  into  Southeast  Asia,  not  only  are  hun- 
dreds of  millions  of  people  involved  and  vital 
resources  involved,  but  the  prospects  for  a 
durable  peace  dissolve. 

And  so  we  have  a  tremendous  interest  in 
establishing  in  that  area  of  the  world,  as  we 
have  done  in  the  NATO  area,  the  notion  that 
the  nations  must  be  left  alone  and  be  allowed 
to  live  in  peace,  as  the  Charter  of  the  United 
Nations  provides. 

Leadership  Struggle  in  Mainland  China 

Mr.  Harsch:  But  the  danger  2  years  ago 
was  much  greater  than  it  is  now,  surely. 

Secretary  Rtisk:  Well,  I'm  not  sure  what  is 
going  to  be  the  reaction  of  the  authorities  in 
Peking  when  they  get  all  of  these  present 
troubles  sorted  out.  What  are  they  going  to 
do  about  their  doctrine  of  militant  support 
of  the  world  revolution  ? 

They've  had  a  series  of  setbacks  in  the  last 
2  years,  a  major  setback  in  Indonesia, 
catastrophe  in  the  Afro-Asian  conference. 
They  put  in  an  ultimatum  to  India  during  the 
India-Pakistan  fighting  and  had  to  back 
away  from  it.  They've  been  almost  expelled 
from  the  world  Communist  movement. 
They've  been  expelled  from  four  or  five  coun- 
tries in  Africa. 

Now,  these  have  undoubtedly  put  great 
pressures  on  the  leadership  there.  And  my 
guess  is  that  one  of  the  reasons  why  there 
is  considerable  turmoil  at  the  top  in  main- 
land China  today  is  that  there  must  have 
been  some  important  policy  discussions  there 
about  whether  or  not  they're  on  the  right 
track  and  that  this  has  led  to  differences 
among  the  leadership  which  are  being  re- 
flected in  some  of  the  events  that  we  hear 
about  from  day  to  day  now. 

Mr.  Harsch:  What  is  your  reading,  as  of 


170 


DEPARTMENT  OF  STATE  BULLETIN 


this — right  now,  on  what's  going  on  in 
Peking  ? 

Secretary  Rusk:  Well,  I  think  that  it  is  fair 
to  suspend  judgment  on  that. 

If  I  say  that  I  don't  really  know,  it  doesn't 
embarrass  me  very  much,  because  I  suspect 
that  Mao  Tse-tung,  Chou  En-lai,  Ch'en  I,  and 
these  other  people  out  there  don't  really  know 
exactly  what  is  happening  there.  But  there 
seems  to  be  an  authentic  struggle  of  leader- 
ship among  the  top  12  or  15  people  in  that 
system.  There  seems  to  be  a  considerable  de- 
bate on  policy  going  on  beneath  the  surface. 
Some  of  that  debate  might  well  have 
precipitated  this  present  struggle.  But  I 
think  it  might  be  well  to  discount,  in  part, 
some  of  the  day-to-day  news  there.  We 
are  watching  it  very  closely.  But  I  think  we 
ought  not  to  jump  to  premature  conclusions 
about  how  it's  going  to  come  out.  Frankly, 
we  just  don't  know. 

Mr.  Harsch:  And  you  only  go  so  far  as  to 
recognize  it  as  being  an  internal  struggle  for 
power? 

Secretary  Rusk:  I  think  that's  at  the  heart 
of  it,  yes. 

Mr.  Harsch:  Might  it  affect  the  whole  posi- 
tion of  China?  Could  it  lead  to  a  civil  war  in- 
side China,  do  you  think  ? 

Secretary  Riisk:  It's  possible,  although  I 
think  that  we  ought  to  be  very  cautious  about 
saying  that  it's  headed  that  way  at  the  pres- 
ent time. 

This  is  basically,  I  think,  a  struggle  among 
the  leadership  elite.  They  may  be  able  to  find 
ways  to  work  this  out  among  themselves 
through  compromise,  or  one  group  may  find 
itself  in  full  control  at  the  expense  of  another 
group.  We  just  don't  know,  quite  frankly, 
what  that  means. 

Need  for  Ceilings  on  Arms  Race 

Mr.  Harsch:  I  want  to  change  to  another 
subject  now.  In  the  President's  state  of  the 
Union  last  night,^  he  said  that  the  Soviet 
Union  has  begun  to  place  near  Moscow  a 
limited  antimissile  defense.  And  he  deplored 
this  and  expressed  the  hope  that  something 
might  be  done  about  it.  Is  this  a  subject 


which  can  best  be  handled  in  a  sort  of  general 
group  in  Geneva,  or  is  this  something  that  is 
best  handled  directly  between  ourselves  and 
the  Soviet  Union? 

Secretary  Rusk:  I  think  the  two  are  not 
necessarily  contradictory,  because  we  and  the 
Soviet  Union  are  the  cochairmen  of  the 
group  in  Geneva.  Therefore,  we're  in  fre- 
quent touch  with  each  other  about  the  agenda 
of  that  conference. 

Quite  some  time  ago  we  put  proposals  be- 
fore the  Geneva  conference  for  a  freeze  on 
the  further  development  of  both  offensive 
and  defensive  nuclear  weapons.  We  hope  very 
much  that  that  can  be  taken  up  and  some 
conclusions  reached,  because  we  could  move 
simply  to  new  plateaus  of  enormous  expendi- 
ture on  both  sides  without  basically  changing 
the  overriding  strategic  situation  but  thereby 
diverting  very  large  resources  away  from  the 
unfinished  business  which  both  of  us  face 
for  our  own  people. 

So  that  we're  very  serious  about  finding 
some  way  to  put  some  ceilings  on  the  arms 
race  and  try  to  turn  it  down.  And  this  is  one 
of  the  important  elements  in  that. 

Mr.  Harsch:  Are  you  hopeful  ? 

Secretary  Rusk:  Oh,  I  think  diplomacy 
must  always  proceed  on  the  basis  of  hope 
and  optimism,  because  that's  our  business. 
And  we  hope  very  much  that  there  can  be 
some  progress  made  on  this  matter. 

Mr.  Harsch:  The  President  says  that  he 
urges  Congress  to  help  our  foreign  commer- 
cial trade  policies  by  passing  an  East-West 
trade  bill.  That  is  going  to  be  a  difficult  prob- 
lem with  the  new  Congress,  is  it  not? 

Secretary  Rusk:  Well,  I  think  the  atmos- 
phere associated  with  the  struggle  in  Viet- 
Nam  will  make  it  difficult.  But  we  do  believe 
that,  despite  Viet-Nam,  we  should  continue 
to  gnaw  away  at  any  points  where  we  can 
improve  our  relations  between  East  and 
West,  and  try  to  build  a  little  peace  in  the 
world. 

Mr.  Harsch:  Mr.  Secretary,  I  know  that 
Hugh  Downs  back  in  New  York  has  another 
question  he  wants  to  put  to  you.  What  little 


'  See  p.  158. 


JANUARY  30,  1967 


171 


time  we  have  I  reluctantly  yield  back  to  you, 
Hugh. 

Basis  for  Peace  in  Viet-Nam 

Mr.  Downs:  On  either  or  both  sides  of  the 
Viet-Nam  war  forces  is  there  the  desire  not 
toend  that  war? 

Secretary  Rtisk:  I  think  that  both  sides 
would  like  to  end  it  but  they  differ  in  views 
about  the  basis  on  which  it  can  be  ended. 

The  authorities  in  Hanoi  continue  to  insist 
upon  their  four  points  as  a  basis  for  the  set- 
tlement, and  the  third  of  those  points  is  that 
South  Viet-Nam  be  organized  on  the  program 
of  the  National  Liberation  Front  without  re- 
gard to  the  views  of  the  overwhelming  ma- 
jority of  the  South  Vietnamese. 

I  believe  that  we  must  keep  in  contact  both 
privately  and  publicly  in  order  to  explore 
every  possibility  of  a  move  toward  peace, 
whether  at  a  conference  table  or,  in  fact, 
whether  with  a  general  settlement  or  even  a 
partial  settlement,  because  the  situation  is 
too  dangerous  to  permit  it  to  go  on  indefi- 
nitely in  its  present  condition. 

Mr.  Downs:  I  wasn't  speaking  of  official 
policy,  sir,  on  the — I  know  there  f.re  forces 
that  do  desire  to  end  the  war  on  both  sides. 
I  wondered  if  you  thought  there  were  signifi- 
cant forces  that  desired  not  to  end  it  on 
either  side. 

Secretary  Rusk:  Oh,  I  think  so,  unless — 
unless  they  can  achieve  particular — particu- 
lar goals. 

I  think  there  are  those  in  North  Viet-Nam 
who  don't  want  to  end  it  without  having 
achieved  their  purposes  in  South  Viet-Nam. 
And  it  may  be  that  the  authorities  in  Peking, 
for  example,  would  like  to  see  this  go  on 
indefinitely  as  a  part  of  their  general  mili- 
tant approach  to  international  affairs. 

But  I  don't  believe  that  that,  at  the  end  of 
the  day,  will  prove  to  be  the  decisive  problem 
as  far  as  peace  is  concerned.  The  problem  is: 
On  what  basis  can  peace  be  achieved?  And 


we're  constantly  probing  that  in  every  pos- 
sible way. 

Mr.  Dotvns:  Very  good.  And  our  thanks  to 
you  for  being  with  us  this  morning.  Thanks 
to  Joseph  C.  Harsch,  NBC  diplomatic  corre- 
spondent. 


Letters  of  Credence 

Colombia 

The  newly  appointed  Ambassador  of 
Colombia,  Hernan  Echavarria  Olozaga, 
presented  his  credentials  to  President  John- 
son on  January  13.  For  text  of  the  Ambas- 
sador's remarks  and  the  President's  reply, 
see  Department  of  State  press  release  dated 
January  13. 

Haiti 

The  newly  appointed  Ambassador  of 
Haiti,  Arthur  Bonhomme,  presented  his 
credentials  to  President  Johnson  on  January 
13.  For  text  of  the  Ambassador's  remarks 
and  the  President's  reply,  see  Department 
of  State  press  release  dated  January  13. 

Indonesia 

The  newly  appointed  Ambassador  of 
Indonesia,  Suwito  Kusumowidagdo,  pre- 
sented his  credentials  to  President  Johnson 
on  January  13.  For  text  of  the  Ambassador's 
remarks  and  the  President's  reply,  see  De- 
partment of  State  press  release  dated 
January  13. 

Turkey 

The  newly  appointed  Ambassador  of 
Turkey,  Melih  Esenbel,  presented  his  cre- 
dentials to  President  Johnson  on  January  13. 
For  text  of  the  Ambassador's  remarks  and 
the  President's  reply,  see  Department  of 
State  press  release  dated  January  13. 


172 


DEPARTMENT  OF  STATE  BULLETIN 


In  this  article  written  especially  for  the  Bulletin,  WiUiam 
K.  Miller,  Director  of  the  Office  of  Maritime  Affairs,  dis- 
cusses the  actions  taken  in  the  past  year  to  update  interruv- 
tional  safety  standards  for  passenger  ships.  Mr.  Miller  was 
chairman  of  the  U.S.  delegation  to  the  Extraordinary  As- 
sembly of  IMCO,  which  approved  the  new  standards  in 
November  1966. 


New  International  Rules  for  Passenger-Ship  Safety 


by  William  K.  Miller 


Early  morning  radio  listeners  on  Novem- 
ber 13,  1965,  were  shocked  to  hear  the  news 
that  the  cruise  ship  Yarmouth  Castle,  with 
376  passengers  aboard,  was  ablaze  at  sea 
between  Miami  and  Nassau.  Later  reports 
brought  the  tragic  news  that  88  of  the 
ship's  passengers,  most  of  them  American 
citizens,  and  2  of  the  crew — 90  persons  in 
all — had  lost  their  lives. 

The  Yarmouth  Castle  was  a  ship  of  5,000 
tons  operating  under  Panamanian  registry. 
On  the  cruise  on  which  she  burned,  as  on  the 
other  cruises,  her  passengers  were  nearly 
all  American  citizens,  and  so,  consequently, 
were  most  of  the  casualties.  The  tragedy 
occurred  less  than  2  years  after  the  Lakonia, 
also  a  passenger  vessel,  had  burned  at  sea 
with  the  loss  of  125  lives. 

In  the  United  States  there  was,  very 
naturally,  an  immediate  and  intense  public 
demand  for  Government  action  to  improve 
the  safety  standards  of  passenger  ships 
which  sail  from  U.S.  ports,  particularly  of 
old  ships  like  the  Yarmouth  Castle. 

It  was  clear  that  the  international  rules 
governing  safety  of  life  at  sea  had  to  be 
upgraded.  To  do  this  the  United  States 
turned  to  the  Intergovernmental  Maritime 
Consultative  Organization  (IMCO),  the  64- 
member  specialized  agency  of  the  United 
Nations  which  deals  particularly  with  tech- 


nical matters  affecting  shipping  and  has 
special  responsibility  for  safety  of  life  at 
sea.  IMCO  has  had  a  notably  successful 
record  of  cooperative  efforts  by  its  members 
in  agreeing  on  and  improving  international 
standards  in  its  area  of  competence. 

IMCO  responded  to  the  United  States'  call 
for  a  cooperative  effort,  and  on  November 
30,  1966,  the  Third  Extraordinary  IMCO 
Assembly  approved  a  series  of  amendments 
to  the  Convention  for  Safety  of  Life  at  Sea 
(SOLAS)  that  will  improve  the  fire-safety 
standards  for  passenger  vessels,  particularly 
for  the  older  ships  that  constitute  the  great- 
est risks. 

Approval  of  these  amendments  just  a  year 
after  the  Yarmouth  Castle  disaster  repre- 
sents unusually  rapid  handling  of  a  matter 
involving  so  many  countries.  The  action 
culminated  a  year  of  intensive  effort  by  U.S. 
Government  agencies,  assisted  by  maritime 
safety  experts  of  major  maritime  nations 
and  by  the  machinery  of  IMCO. 

Convention  for  Safety  of  Life  at  Sea 

The  international  requirements  for  fire 
safety  have  been  established  in  a  series  of 
conventions  for  safety  of  life  at  sea,  the 
first  of  which  was  signed  in  1929,  with 
subsequent  conventions  signed  in  1948  and 
1960. 


JANUARY  30,  1967 


173 


Each  convention  represented  a  substantial 
improvement  over  the  predecessor  conven- 
tion, and  each  did  much  to  improve  safety- 
standards  around  the  world;  but  even  the 
newer  conventions,  those  of  1948  and  1960, 
had  major  weaknesses.  These  were  escape 
clauses  or  "grandfather"  clauses,  which  pro- 
vided that  ships  existing  when  the  1948 
convention  came  into  force  need  not  comply 
with  the  new  requirements  beyond  the  extent 
that  each  government  considered  "reason- 
able and  practicable."  Hence  the  two 
conventions  meant  major  safety  improve- 
ments for  new  ships — the  1948  convention 
notably  for  fire  safety  and  the  1960  con- 
vention notably  for  subdivision  and  stabil- 
ity— but  they  did  not  do  much  about  many 
of  the  oldest  ships  and  worst  risk  cases. 

Currently  57  governments  are  parties  to 
the  1960  SOLAS  Convention,  which  became 
effective  May  26,  1965,  including  the  govern- 
ments of  all  of  the  principal  maritime 
nations  of  the  world.  A  satisfactory  amend- 
ment of  the  convention,  therefore,  means 
adequate  safety  rules  in  most  of  the  world's 
maritime  traffic. 

The  convention  provides  for  its  own 
amendment  through  the  machinery  of  IMCO. 
Under  the  most  practical  amendment  proce- 
dure, there  are  at  least  three  major  steps: 
First,  recommendations  must  be  adopted  by 
the  Maritime  Safety  Committee,  IMCO's 
principal  technical  body,  by  a  two-thirds 
majority;  second,  the  recommended  amend- 
ments must  be  adopted  by  the  IMCO  As- 
sembly, again  by  a  two-thirds  majority; 
and  third,  the  amendments  must  be  accepted 
by  two-thirds  of  the  contracting  govern- 
ments to  the  SOLAS  Convention. 

Amendments  so  approved  may  be  deter- 
mined to  be  of  such  an  important  nature 
that  any  contracting  government  that 
declares  it  does  not  accept  them  must  cease 
to  be  a  party  to  the  convention.  This  pro- 
vision does  not  mean  that  a  government 
which  does  not  act  on  the  amendments 
automatically  ceases  to  be  a  party;  a  specific 
negative  action  is  needed.  A  determination 


of  an  "important  nature"  in  this  sense  also 
requires  approval  by  a  two-thirds  majority 
in  the  IMCO  Assembly  and  two-thirds  of  the 
contracting  governments  to  the  SOLAS  Con- 
vention. 

IMCO  Maritime  Safety  Committee  Action 

Immediately  after  the  Yarmouth  Castle 
fire,  the  State  Department,  in  the  closest 
cooperation  with  other  Government  agencies, 
called  for  the  earliest  possible  meeting  of 
the  IMCO  Maritime  Safety  Committee  to 
consider  proposals  for  new  fire-safety  stand- 
ards. At  its  regular  January  meeting  the 
Committee  scheduled  a  special  meeting  solely 
for  this  purpose  at  London  May  3-10,  1966. 
This  allowed  time  for  preparation  of  tech- 
nical proposals,  among  which  was  a  paper 
drawn  up  by  the  U.S.  Coast  Guard  and  cir- 
culated in  March  to  other  governments  for 
consideration  before  the  meeting. 

In  preparation  for  the  meeting  Assistant 
Secretary  of  State  for  Economic  Affairs 
Anthony  M.  Solomon,  accompanied  by  Rear 
Adm.  Charles  P.  Murphy,  USCG,  traveled 
to  a  number  of  European  capitals  to  explain 
the  importance  the  United  States  attached  to 
these  proposals  and  to  ask  support  for  them. 

When  the  Maritime  Safety  Committee  met 
in  May,  Ambassador  at  Large  W.  Averell 
Harriman  made  a  key  opening  statement  ^ 
on  behalf  of  the  U.S.  proposals. 

The  Committee  adopted  a  series  of  amend- 
ments to  the  SOLAS  Convention,  incorpo- 
rating most  of  the  substance  of  the  U.S. 
proposals  as  they  related  to  existing  passen- 
ger ships.  There  were  some  improvements 
resulting  from  the  interchange  of  expert 
views,  and  there  were  some  compromises; 
but  the  overall  result  was  satisfactory. 

The  Committee  also  recommended  a  few 
changes  in  the  regulations  applying  to  new 
ships  to  be  constructed  in  the  future,  but 
left  this  job,  for  the  most  part,  to  a  second 
stage  and  assigned  its  Fire  Safety  Subcom- 


'  For  text,  see  Bulletin  of  June  13,  1966,  p.  952. 


174 


DEPARTMENT  OF  STATE  BULLETIN 


mittee  the  task  of  developing  comprehensive 
recommendations. 

Following  the  Maritime  Safety  Com- 
mittee's action,  the  IMCO  Council  arranged 
for  a  special  session  of  the  IMCO  Assembly, 
the  organization's  plenary  body,  to  be  con- 
vened November  28,  1966,  nearly  a  year 
before  the  next  regular  Assembly,  scheduled 
for  October  1967.  An  earlier  date  could  not 
be  set  since  the  SOLAS  Convention  provides 
that  prospective  amendments  must  be  com- 
municated to  the  Contracting  Governments 
at  least  6  months  before  Assembly  consider- 
ation. 

United  States  Legislation 

Before  IMCO's  action  was  completed,  the 
U.S.  Congress  passed  legislation  comple- 
menting the  proposed  SOLAS  amendments. 

The  Yarmouth  Castle  disaster  was  fol- 
lowed in  1966  by  two  more  ship  fires,  the 
Viking  Princess  on  a  cruise  from  Florida 
and  the  Hanseatic  at  her  pier  in  New  York. 
Fortunately,  there  was  no  loss  of  life  directly 
due  to  the  fires  in  these  incidents,  but  they 
did  further  emphasize  the  need  to  make 
ships  safer. 

The  administration,  early  in  1966,  pro- 
posed legislation  including  provisions  for 
disclosure  and  notice  to  the  public  of  safety 
standards  of  U.S.  and  foreign  passenger 
ships  leaving  U.S.  ports,  financial  responsi- 
bility of  operators  against  death  and  per- 
sonal injury  and  against  nonperformance  of 
the  voyage,  removal  of  the  present  low  ship- 
owner liability  limits,  ajid  higher  minimum 
safety  standards  for  U.S.  passenger  ships 
on  inland  waters.  (All  U.S.  oceangoing 
passenger  ships  already  meet  very  high 
safety  standards.)  Senate  and  House  com- 
mittees held  hearings  on  these  proposals  in 
April,  June,  and  October  and  ultimately 
approved  most  of  the  measures  proposed  by 
the  administration. 

Basically,  with  the  exception  of  the  pro- 
posal to  remove  the  liability  limits,  all  of  the 
specific  recommendations   of  the   executive 


agencies  were  incorporated  in  the  new  law, 
P.L.  89-777,  enacted  November  6,  1966. 

One  new  provision  was  added.  This  re- 
quires that  passenger  ships  which  do  not 
comply  with  the  safety  standards  of  SOLAS 
1960,  as  modified  by  the  amendments  pro- 
posed in  May,  shall  not  depart  U.S.  ports 
with  passengers  who  are  U.S.  nationals  and 
who  embarked  at  those  ports.  This  provision 
is  to  be  effective  when  the  amendments 
proposed  by  the  IMCO  Maritime  Safety 
Committee  last  May  come  into  force,  but  in 
any  case  not  later  than  November  2,  1968. 

The  new  law  will  require  all  passenger- 
ship  operators  to  give  notice  of  a  ship's 
safety  standards  to  prospective  passengers, 
both  in  promotional  literature  and  in  adver- 
tising, under  regulations  which  the  Coast 
Guard  is  now  preparing.  It  was  made  clear 
both  in  the  Senate  Commerce  Committee's 
report  and  in  the  testimony  of  Adm.  Willard 
J.  Smith,  the  Commandant  of  the  Coast 
Guard,  before  the  House  Merchant  Marine 
and  Fisheries  Committee,  that  the  safety 
standards  here  in  question  are  international 
standards.  The  Senate  committee  report 
specifically  contemplated  the  use  of  SOLAS 
1960  standards,  as  modified  by  the  IMCO 
Maritime  Safety  Committee's  proposals,  as 
guides  in  establishing  disclosure  regulations. 
These  are  the  same  standards  to  which  the 
direct  safety  provisions  of  the  legislation 
are  related. 

Hence  it  is  clear  that  the  Congress  ac- 
cepted the  concept  of  international  standards 
with  resi>ect  to  disclosure  of  safety  stand- 
ards as  well  as  with  respect  to  the  actual 
ship  safety  rules  that  will  apply. 

Regulations  implementing  the  financial 
responsibility  provisions  of  the  new  law  are 
to  be  issued  by  the  Federal  Maritime  Com- 
mission, the  U.S.  Government's  regulatory 
agency  for  ocean  shipping.  This  legislation 
is  intended  to  insure  that  funds  will  be  avail- 
able to  meet  claims  of  persons  injured  or 
the  estates  of  those  killed  in  passenger-ship 
accidents  and  for  refunds  when  a  sailing  is 
canceled. 


JANUARY  30,  1967 


175 


The  Federal  Maritime  Commission,  like 
the  Coast  Guard,  has  already  held  meetings 
with  interested  parties,  domestic  and  for- 
eign, to  hear  and  consider  their  ideas  on 
implementing  regulations  in  order  to  insure 
that  specific  requirements  as  ultimately 
determined  will  not  only  be  meaningful  but 
will  be  reasonable  and  not  unduly  burden- 
some. 

As  noted  above,  the  new  law  makes  no 
change  in  legal  provisions  on  shipowners' 
liability.  Stated  simply,  this  liability  now 
may  be  limited  under  U.S.  law  to  the  value 
of  the  vessel  after  the  accident  or  $60  per 
ton  of  the  vessel's  tonnage  if  the  vessel's 
value  is  not  enough  to  meet  claims.  There 
is  widespread  agreement  that  the  present 
limits  are  too  low,  if  there  should  be  limits 
at  all,  and  the  President  has  stated  that 
the  administration  will  make  another  effort 
this  year  to  repeal  the  present  outmoded 
limitations. 

IMCO  Assembly  Action 

The  Third  Extraordinary  Assembly  of  the 
Intergovenmiental  Maritime  Consultative 
Organization,  which  was  held  at  London 
November  28-30,  1966,  approved  without 
significant  change  the  recommendations  of 
the  Maritime  Safety  Committee  to  amend 
SOLAS  1960  and  upgrade  the  international 
fire-safety  standards  for  passenger  ships. 

There  were  several  minor  changes,  mostly 
for  clarification,  but  the  U.S.  delegation  was 
satisfied  that  none  of  them  significantly 
depart  from  the  Committee's  recommenda- 
tions or  reduce  the  level  of  safety  standards. 
Similarly,  the  delegation  was  satisfied  that 
there  is  no  conflict  or  inconsistency  in  sub- 
stance between  the  new  regulations  ap- 
proved by  the  IMCO  Assembly  and  the 
safety  standards  established  by  U.S.  law. 

The  substantive  content  of  the  new  regu- 
lations was  approved  by  overwhelming 
majorities.  The  closest  vote  on  a  directly 
substantive  issue  was  35  to  2,  clearly 
reflecting  the  strong  consensus  for  the 
recommended  improvements. 


The  most  controversial  question  at  the 
Assembly  was  whether  the  proposed  amend- 
ments are,  in  the  terms  of  article  IX  (e)  of 
the  SOLAS  1960  Convention,  of  such  an 
important  nature  that  any  contracting 
government  which  declares  it  does  not  accept 
them  shall  cease  to  be  a  party  to  the  con- 
vention 12  months  after  they  come  into 
force. 

The  United  States  and  nearly  all  the 
Western  maritime  countries  supported  such 
a  finding.  Opposition  came  from  a  few  coun- 
tries which  apparently  were  concerned  with 
the  prospective  effects  on  their  older  ships. 

Several  delegations  stated  that  they  con- 
sidered the  amendments  important  but  were 
opposed  to  a  finding  in  the  sense  of  article 
IX  (e)  because  it  might  force  some  countries 
out  of  the  convention.  Some  of  these  dele- 
gations argued  that  the  exercise  of  the 
"important  nature"  clause  was  contrary  to 
generally  accepted  concepts  of  international 
law  and  prejudicial  to  sovereign  rights.  The 
U.S.  delegation,  in  response  to  these  argu- 
ments, pointed  out  that  the  Assembly  was 
following  a  procedure  cleai'ly  defined  in  the 
convention  and  that  the  contracting  govern- 
ments accepted  this  procedure  in  accepting 
the  convention. 

One  representative  urged  the  impor- 
tance of  crew  training  as  opposed  to  struc- 
tural requirements.  The  U.S.  representative 
agreed  that  crew  training  is  important  and 
should  be  stressed,  but  expressed  the  belief 
that  it  cannot  be  controlled  through  inter- 
national rules  as  readily  as  structure  can. 
He  noted  that  passenger  ships  operate  on 
cruises  from  U.S.  ports,  carrying  nearly  all 
American  passengers,  in  some  cases  never 
returning  to  the  country  of  registry.  If 
this  type  of  trafl^c  is  to  continue,  it  is  not 
acceptable  to  the  United  States  to  rely  on 
crew-training  requirements  of  other  coun- 
tries without  adequate  fire-safety  structural 
provisions. 

The  Assembly  decided  that  the  amend- 
ments are  of  an  "important  nature"  in  the 
sense  of  the  convention  by  a  vote  of  26  to 


176 


DEPARTMENT  OF  STATE  BULLETIN 


8,  with  5  abstentions.  The  vote  on  the  final 
resolution  of  the  Assembly,  which  was  29 
to  2,  with  12  abstentions,  reflected  the  objec- 
tions of  several  countries  to  the  "important 
nature"  finding. 

A  second  issue  which  required  serious 
attention  was  the  question  of  the  legality  of 
the  amendments.  One  delegation  stated 
doubts  whether  the  Assembly  was  competent 
to  apply  amendments  relating  to  the  struc- 
ture of  existing  ships  in  view  of  the  pro- 
vision of  article  IX (f)  of  the  SOLAS  1948 
and  1960  Conventions,  which  state  that 
amendments  relating  to  the  structure  of 
ships  shall  apply  only  to  ships  the  keels  of 
which  are  laid  after  the  date  on  which  the 
amendment  comes  into  force.  It  was  argued 
that  if  the  Assembly  wished  to  enforce  such 
amendments  with  respect  to  existing  ships, 
it  would  first  have  to  amend  article  IX  (f) 
and  that  such  amendments  to  the  regulations 
could  only  be  approved  by  a  subsequent 
Assembly  after  the  amendment  to  article 
IX  (f)  came  into  force. 

The  U.S.  delegation  and  several  other 
delegations  disagreed  with  this  conclusion 
and  took  the  position  that  amendments  to 
structural  provisions  could  be  applied  to 
existing  ships  with  or  without  amendment 
of  article  IX  (f),  provided  that  the  necessary 
two-thirds  of  the  Assembly  approved  and 
the  amendments  were  accepted  by  two-thirds 
of  the  contracting  governments. 

It  was  pointed  out  that  the  question  had 
been  discussed  by  the  Maritime  Safety  Com- 
mittee and  that  no  delegation  had  expressed 
any  doubt  as  to  the  legality  of  applying 
structural  amendments  to  existing  ships, 
article  IX (f)  notwithstanding.  A  passage 
from  the  record  of  the  SOLAS  1948  confer- 
ence was  cited,  supporting  the  view  that  the 
authors  of  that  convention  intended  that 
article  IX (f)  could  be  overridden  by  amend- 
ments to  the  regulations.  Ultimately  it  be- 
came apparent  that  almost  all  delegations 
considered  it  clear  that  structural  amend- 
ments can  legally  be  applied  to  existing  ships 
without  amendment  of  article  IX (f). 


Mr.  Miller's  article  is  one  of  a  series  being 
written  especially  for  the  Bulletin  by  oflBcers 
of  the  Department  and  the  Foreign  Service. 
Officers  who  may  be  interested  in  submitting 
original  bylined  articles  are  invited  to  call 
Jewell  Wilson  in  the  Bulletin  office,  extension 
5806. 


The  purpose  of  the  amendments  adopted 
by  the  Assembly  was  to  bring  all  passenger 
ships  up  to  an  acceptable  modern  standard 
of  fire  safety  by  eliminating  the  effects  of 
the  grandfather  clauses  of  the  SOLAS  1948 
and  1960  Conventions. 

Effect  of  Amendments 

Specifically,  the  proposals  adopted  by  the 
Assembly  will  eliminate  vessels  with  wooden 
hulls,  decks,  and  deckhouses.  All  basic 
structure  will  be  of  steel.  Ships  will  be 
divided  by  steel  fire  barriers  not  more  than 
131  feet  apart  to  isolate  any  fire  that  may 
start.  In  a  like  manner,  the  accommodation 
spaces  will  be  separated  by  steel  bulkheads 
and  decks  from  such  hazardous  areas  as 
galleys,  cargo  space,  and  machinery  space. 

Within  the  accommodation  spaces,  the 
various  rooms,  if  not  constructed  of  incom- 
bustible materials,  will  be  protected  by  an 
automatic  sprinkler  system  or  other  protec- 
tive measures  will  be  taken.  In  any  event, 
stairways  and  passageways  will  be  specially 
constructed  to  off"er  a  safe  avenue  of  escape 
in  the  event  of  a  fire. 

Vessels  built  before  SOLAS  1948  came 
into  force  in  1952  will  have  to  meet  the 
1948  requirements  for  fire-extinguishing 
systems.  Fire  pumps  will  have  to  be  so 
located  and  arranged  that  the  whole  system 
will  not  be  put  out  of  action  by  a  fire  in 
any  one  space.  In  some  cases  more  fire 
pumps  will  be  required. 

Many  other  details  adopted  by  the  As- 
sembly will  improve  the  fire  safety  of  exist- 
ing passenger  vessels. 

The  effects  of  the  amendments  will  vary 
widely.    Owners   of  the  most   modern   and 


JANUARY  30,  1967 


177 


safest  ships  will  not  have  to  do  anything 
very  difficult  or  very  expensive  to  conform 
to  the  new  rules.  Owners  of  most  older 
ships  will  have  to  go  to  greater  expense, 
and  in  many  cases  major  rebuilding  will  be 
involved.  A  number  of  old  ships  doubtless 
will  have  to  be  scrapped. 

The  job  is  not  yet  finished,  even  in  a  pro- 
cedural sense.  The  amendments  must  now  be 
accepted  by  two-thirds  of  the  contracting 
governments  to  the  SOLAS  Convention  and 
will  not  come  into  force  legally  until  12 
months  later. 

Recognizing  the  need  for  rapid  action,  the 
IMCO  Assembly  approved,  without  dissent, 
the  Maritime  Safety  Committee's  recom- 
mendation that  the  amendments  are  so  vital 
to  safety  of  life  at  sea  that  contracting  gov- 
ernments should  not  await  formal  entry 
into  force  but  should  act  immediately  to  put 
the  recommended  measures  into  effect  to  the 
maximum  extent  and  as  soon  as  possible. 

For  the  United  States,  acceptance  of  the 
amendments  requires  the  advice  and  consent 
of  the  Senate.  There  is  reason  to  hope  that 
the  Senate  will  act  promptly,  particularly 
in  the  light  of  the  great  concern  shown  by 
the  Congress  and  the  conformity  of  the  pro- 
posed standards  to  those  incorporated  in  the 
new  U.S.  law. 

The  Congress  has  shown  serious  concern 
with  the  whole  problem,  not  only  in  legisla- 
tive action  but  also  in  close  attention  to  the 
action  of  the  executive  branch  in  the  inter- 
national forum.  Members  of  the  House  Com- 
mittee on  Merchant  Marine  and  Fisheries 
attended  the  sessions  of  the  Maritime  Safety 
Committee  in  January  and  May  and  were 
present  at  every  session  of  the  special 
Assembly  in  November. 

IMCO's  work  on  improvements  in  stand- 
ards for  new  ships  also  requires  further 
action.  After  several  meetings,  the  IMCO 
Subcommittee  on  Fire  Protection  agreed  in 
December  on  a  series  of  recommendations 


which  are  to  be  considered  by  the  Maritime 
Safety  Committee  in  February.  If  all  goes 
well,  these  amendments  to  the  convention 
will  be  approved  by  the  Assembly  at  its 
regular  session  next  October,  and  we  can- 
expect  further  improvements  in  the  level 
of  fire  safety  in  passenger  ships  newly  built 
around  the  world. 


U.S.,  Japan  Discuss  Operations 
in  New  U.S.  Fisheries  Zone 

Press    release   305    dated   December   29 

U.S.  and  Japanese  fishery  delegations  be- 
gan preliminary  discussions  in  Washington 
December  28  on  the  question  of  the  continu- 
ation of  Japanese  fishing  operations  in  the 
new  U.S.  fisheries  zone  established  by  the 
enactment  of  Public  Law  89-658  last  October. 

The  new  law  extends  United  States  juris- 
diction over  fisheries  to  9  miles  from  the  3- 
mile  territorial  sea,  or  a  total  of  12  miles 
from  the  shoreline.  It  provides  for  continua- 
tion of  traditional  foreign  fishing  in  the  new 
zone  as  may  be  recognized  by  the  United 
States. 

The  United  States  has  notified  govern- 
ments likely  to  be  concerned,  including  Japan, 
of  its  willingness  to  consider  such  views  as 
those  governments  desire  to  advance  regard- 
ing the  law  and  continuation  of  their  fisheries 
in  the  new  zone.  The  current  talks  are  ex- 
ploratory in  nature  and  are  expected  to  be 
followed  by  a  second  round  of  talks  early  in 
the  new  year.i 

The  U.S.  delegation  is  led  by  Donald  L. 
McKeman,  Special  Assistant  for  Fisheries 
and  Wildlife  to  the  Secretary  of  State;  the 
Japanese  delegation  is  led  by  Ryozo  Sunobe, 
Minister,  Embassy  of  Japan. 


'  The  exploratory  talks  concluded  Jan.  3.  Discus- 
sions are  expected   to  be  resumed   Feb.  6. 


178 


DEPARTMENT  OF  STATE  BULLETIN 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


United  Nations  Force  in  Cyprus  Extended  Through  June  1967 


Statement  by  Arthur  J.  Goldberg 

U.S.  Representative  in  the  Security  Council  ^ 


Mr.  President,  I  should  first  like  to  express 
my  appreciation  to  our  distingoiished  Secre- 
tary-General for  his  lucid  and  thorough 
report  on  the  United  Nations  Force  in 
Cyprus,^  on  the  basis  of  which  report  we  have 
again  extended  UNFICYP  for  a  further 
period  of  6  months. 

In  thanking  the  Secretary-General  and  his 
staff,  I  think  it  appropriate  at  this  time  to 
recall  that  the  Secretary-General  has  labored 
long  and  hard  in  carrying  out  his  far- 
reaching  responsibilities  in  this  situation.  His 
report  of  December  8.  together  with  its 
addendum,  continues  to  illustrate  the  close 
and  faithful  execution  of  the  Council's 
mandate  by  the  Secretary-General  and  the 
Secretary-General's  distinguished  representa- 
tive, our  distinguished  former  colleague, 
Ambassador  Carlos  Bemardes,  and  by  the 
men  of  the  United  Nations  Force,  commanded 
by  the  very  able  General  Ilmari  Martola. 

In  pursuit  of  its  efforts  to  restore  normal 
conditions,  we  note  with  satisfaction  that 
during  the  past  6  months  UNFICYP  has  con- 
cluded an  arrangement  with  the  Government 
of  Cyprus  and  the  Turkish  Cypriot  leader- 
ship which  has  restored  postal  services  in  the 
Turkish  sector  of  Nicosia  and  Lefka.  And  we 
express  appreciation  to  the  Goveitmient  of 


•  Made  in  the  Security  Council  on  Dec.  15   (U.S./ 
U.N.  press  release  5030). 

=>  U.N.  doc.  S/7611  and  Corr.  1. 


Cyprus  and  the  Turkish  Cypriots  for  this 
cooperation.  UNFICYP's  efforts  have  also 
led  to  an  agreement  covering  the  method  for 
processing  and  registering  land  transactions. 
This  is  all  good. 

With  regard  to  the  efforts  of  the  United 
Nations  Force  to  contribute  to  the  mainte- 
nance of  law  and  order,  we  are,  however, 
disturbed  at  the  increase  in  the  number  of 
incidents,  including  what  the  Secretary- 
General  calls — and  I  quote  him — "frequent 
breaches  of  the  cease-fire,"  many  of  which 
are  deliberate  bomb  explosions  and  other 
terrorist  actions,  and  the  establishment  of 
new  fortified  positions,  as  described  by  the 
Secretary-General's  report,  in  a  manner  con- 
trary to  the  accepted  understanding  that  the 
extension  of  existing  positions  is  detrimental 
to  the  interests  of  peace  on  the  island.  My 
delegation  believes  that  those  responsible  for 
the  conditions  described  in  the  Secretary- 
General's  report,  which  have  caused  deep  con- 
cern to  the  Force  commander,  should  take  all 
necessary  measures  to  assure  that  the  situa- 
tion rapidly  changes  for  the  better. 

We  are  also  concerned  by  the  Secretary- 
General's  supplementary  report  which  was 
issued  December  13.*  The  United  Nations 
Force,  manned  by  excellent  contingents  from 
Canada,  Ireland,  Austria,  Finland,  Sweden, 


'  U.N.  doc.  S/7611/Add.  1. 


JANUARY  30,  1967 


179 


Denmark,  United  Kingdom,  New  Zealand, 
and  Australia,  has  done  a  remarkably  fine 
job  of  maintaining  peace  on  the  island  in  the 
best  tradition  of  the  United  Nations.  We  be- 
lieve peace  and  order  can  only  be  achieved  by 
an  even  greater  degree  of  cooperation  with 
UNFICYP.  The  importation  of  additional 
arms  in  violation  of  the  spirit  and  intent  of 
the  Council's  March  4,  1964,  resolution  ■*  will 
not  achieve  greater  peace  and  security.  On 
the  contrary,  their  very  presence  cannot  be 
other  than  a  source  of  insecurity  and  strife. 

We  welcome  the  agreement  of  the  Govern- 
ment of  Cyprus  to  allow  UNFICYP  to  in- 
spect those  arms.  But  we  would  hope  further 
that  these  arms  can  be  neutralized,  and  this 
could  occur  if  the  Cypriot  Government 
agreed  to  place  the  arms  which  have  already 
arrived  under  the  continuing  custody  of  the 
United  Nations  Force. 

Mr.  President,  this  Council  has  today  met 
for  the  third  time  this  year  on  the  question 
of  Cyprus.^  As  others  have  noted,  it  has  for 
the  10th  time  since  March  1964  extended  the 
mandate  of  UNFICYP.  Given  the  conditions 
on  the  island,  my  Government  believes  that 
these  actions  have  been  necessary  and  that 
the  stated  objectives  of  the  Council's  resolu- 
tion merit  our  moral  and  material  support. 

But  we  must  remind  ourselves  again  of 
what  the  Secretary-General  has  pointed  out 
to  us,  and  what  has  been  adverted  to  by 
others,  that  the  financial  base  for  UNFICYP 
is  a  narrow  and  uncertain  one.  His  remarks 
highlight  the  fact  that  this  organization 
cannot  expect  a  peacekeeping  operation  such 
as  UNFICYP  to  succeed,  however  dedicated 
and  energetic  its  personnel,  unless  we  col- 
lectively provide  the  required  support.  This 
is  our  obligation,  not  the  Secretary-General's. 

This  Council  owes  its  appreciation  to  those 
countries,  unfortunately  too  limited  in  num- 
ber, which  have  continued  to  support 
UNFICYP  financially  since  its  creation 
nearly  3  years   ago.   These  countries  have 


showm  a  high  degree  of  responsibility  for 
carrying  out  this  vital  U.N.  peacekeeping 
function.  My  Government  hopes  that  they 
will  find  it  possible  to  continue  their  volun- 
tary contributions  to  sustain  UNFICYP,  de- 
spite the  long  and  at  times  discouraging 
deadlock  over  the  Cyprus  issue.  And  we  also 
hope  that  members  who  have  not  yet  con- 
tributed will  be  able  to  do  so  on  this 
occasion. 

My  Government,  having  voted  for  the  reso- 
lution, feels  that  it  must  match  its  vote  by  a 
concrete  demonstration  of  its  support  for 
the  resolution,  and  therefore  I  wrish  to  an- 
nounce that  the  United  States  pledges  $4 
million  toward  the  $9,675,000  cash  budget  for 
UNFICYP  for  the  10th  period,  December 
27,  1966,  to  June  26,  1967.  And  our  ultimate 
contribution  against  this  pledge  will,  as  in 
the  past,  depend  upon  contributions  of 
other  governments  and  continuation  of 
UNFICYP's  cost  estimates. 

Our  willingness  to  continue  supporting 
UNFICYP  is  based  on  the  necessity  for  the 
parties  concerned  to  explore  every  conceiv- 
able avenue  which  may  lead  toward  accom- 
modation. And  we  have  heard  with  interest 
wlvat  our  colleague.  Ambassador  [Alexis  S.] 
Liatis  of  Greece,  has  said,  and  we  express 
appreciation,  too,  for  what  we  have  heard  of 
the  Turkish  Government  in  this  connection. 
And  likewise  we  invite  and  welcome  the  good 
spirit  of  the  Cypriot  Government  to  the  same 
end.  The  responsibility  to  show  progress  to- 
ward an  agreed  solution  increases  with  the 
passage  of  time.  For  this  reason  I  believe,  as 
others  have  pointed  out,  that  the  final  opera- 
tive paragraph  of  the  resolution  is  most 
apposite  to  the  situation  and  accurately  ex- 
presses our  expectation  as  to  the  future 
course  of  events.® 


*  For  background,  see  Bulletin  of  Mar.  23,  1964, 
p.  465. 

°  For  U.S.  statements,  see  ibid.,  May  2,  1966,  p. 
718,  and  July  11,  1966,  p.  63. 


•In  a  resolution  (S/RES/231  (1966))  adopted 
unanimously  on  Dec.  15,  the  Security  Council  ex- 
tended "the  stationing  in  Cyprus  of  the  United  Na- 
tions Peace-keeping  Force  .  .  .  for  a  further  period 
of  six  months  ending  26  June  1967,  in  the  expectation 
that  sufficient  progress  toward  a  solution  by  then 
will  make  possible  a  withdrawal  or  substantial  re- 
duction of  the  Force." 


180 


DEPARTMENT  OF  STATE  BULLETIN 


I  have  adverted  to  the  talks  between  the 
Governments  of  Turkey  and  Greece,  and  the 
Secretary-General  has  noted  them.  We  share 
his  hope  that  these  talks  will  be  one  of  the 
means  by  which  a  peaceful  solution  can  be 
found.  The  fact  that  these  talks  have  con- 
tinued in  secrecy  for  6  months  shows  how 
seriously  the  two  Governments  take  their  re- 
sponsibilities in  attempting  to  settle  this  most 
difficult  problem.  This  problem  has  seriously 
affected  their  relations  for  more  than  a 
decade.  Its  settlement,  we  know,  is  not  easy. 
We  know  the  settlement  needs  time  and  it 
above  all  needs  peace  on  the  island.  This  can 
best  be  achieved  if  UNFICYP  receives,  as  I 
have  said  earlier,  the  fullest  cooperation  of 
all  parties  concerned,  and  in  particular  the 
Government  of  Cyprus,  which  has  such  a 
vital  stake  in  this  area. 


Current  U.N.  Documents: 
A  Selected  Bibliography 

Mimeographed  or  processed  documents  (such  as 
those  listed  below)  may  be  consulted  at  depository 
libraries  in  the  United  States.  U.N.  printed  publi- 
cations may  be  purchased  from  the  Sales  Section 
of  the  United  Nations,  United  Nations  Plaza,  N.Y. 


Security  Council 

Letters  dated  December  14  from  the  Deputy  Secre- 
tary General  of  the  Organization  of  African  Unity 
transmitting  text  of  resolutions  adopted  by  the 
Assembly  of  Heads  of  State  and  Government 
of  the  OAU  held  at  Addis  Ababa  November 
5-9:  resolution  respecting  the  policies  of  apartheid 
and  racial  discrimination  of  the  Republic  of  South 
Africa,  S/7637,  December  15,  1966,  3  pp.;  resolu- 
tion respecting  the  territories  under  Portuguese 
administration,  S/7638,  December  15,  1966,  2  pp.; 
resolution  respecting  South  West  Africa,  S/7639, 
December  15,  1966,  2  pp. 


General  Assembly 

The  Policies  of  Apartheid  of  the  Government  of  the 

Republic  of  South  Africa.  Report  of  the  Special 

Political  Committee.  A/6579.  December  13,  1966. 

10  pp. 
Report  of  the  United  Nations  High  Commissioner 

for   Refugees.    Report   of   the    Third    Committee. 

A/6586.  December  13,  1966.  9  pp. 
World  Campaign  for  Universal  Literacy.  Report  of 

the  Second  Committee.  A/6592.  December  14,  1966. 

5  pp. 
Progressive  Development  of  the  Law  of  International 

Trade.   Report  of  the   Sixth   Committee.  A/6594. 

December  15,  1966.  23  pp. 


TREATY  INFORMATION 


Ratifications  Exchanged  With 
Togo  on  Commercial  Treaty 

Press  release  1  dated  January  5 

Instruments  of  ratification  of  the  treaty  of 
amity  and  economic  relations  between  the 
United  States  and  Togo,  signed  at  Lome  on 
February  8,  1966,  were  exchanged  on  Jan- 
uary 5  in  Washington.  The  exchange  was 
made  by  Secretary  Rusk  and  the  Togolese 
Ambassador,  Robert  Ajavon,  in  a  brief  for- 
mal ceremony  at  the  Department  of  State. 
This  action  completes  the  procedures  re- 
quired for  bringing  the  treaty  into  force.  By 
its  terms,  the  treaty  will  enter  into  force  on 
February  5, 1967, 1  month  after  the  exchange 
of  ratifications. 

The  treaty  contains  provisions  covering 
such  subjects  as  entry  and  sojourn,  personal 
freedoms,  access  to  courts,  just  compensation 
in  the  event  of  expropriation,  rights  with  re- 
spect to  carrying  on  business  activities,  prop- 
erty rights,  taxation,  exchange  controls, 
treatment  of  imports  and  exports,  treatment 
of  shipping,  and  other  matters  affecting  the 
status  and  activities  of  citizens  of  one  coun- 
try within  the  territories  of  the  other. 


U.S.-Honduras  income  Tax 
Convention  Terminated 

Department  Statement 

Press    release   298    dated   December   22 

The  convention  of  June  25,  1956,  between 
the  United  States  and  Honduras  for  the 
avoidance  of  double  taxation  and  the  pre- 
vention of  fiscal  evasion  with  respect  to  taxes 
on  income  will  cease  to  be  in  force  with 
respect  to  taxable  years  beginning  on  or 
after  January  1, 1967. 


JANUARY  30,  1967 


181 


In  accordance  with  the  terms  of  the  con- 
vention, the  Government  of  Honduras  has 
given  notice  of  intention  to  terminate  the 
convention  at  the  end  of  1966. 

Discussions  from  time  to  time  between 
United  States  and  Honduran  officials  with  a 
view  to  effecting  amendments  in  the  con- 
vention have  not  resulted  in  agreement  on 
such  amendments.  It  is  expected  that  there 
will  be  further  discussions  with  a  view  to 
the  conclusion,  as  soon  as  practicable,  of  a 
new  income  tax  convention. 


Current  Actions 


MULTILATERAL 

Atomic  Energ^y 

Statute  of  the  International  Atomic  Energy  Agency, 
as  amended.  Done  at  New  York  October  26,  1956. 
Entered  into  force  July  29,  1957.  TIAS  3873,  5284. 
Acceptance  deposited:  Singapore,  January  5,  1967. 

Finance 

Convention  on  the  settlement  of  investment  disputes 
between  states  and  nationals  of  other  states.  Done 
at  Washington  March  18,  1965.  Entered  into  force 
October  14,  1966.  TIAS  6090. 

Ratifications    deposited:    Cameroon,    Kenya,    and 
Trinidad  and  Tobago,  January  3,  1967. 

Wheat 

Protocol  for  the  further  extension  of  the  Interna- 
tional Wheat  Agreement,  1962  (TIAS  5115).  Open 
for  signature  at  Washington  April  4  through  29, 
1966.  Entered  into  force  July  16,  1966,  for  part  I 


and  parts  III  to  VII;  August  1,  1966,  for  part  II. 
Approval  deposited:  Ecuador,  January  4,  1967. 


BILATERAL 

Antigua 

Agreement  relating  to  the  establishment  of  a  Peace 
Corps  program  in  Antigua.  Effected  by  exchange 
of  notes  at  Bridgetown  and  Antigua  December 
19  and  28,  1966.  Entered  into  force  December  28, 
1966. 

India 

Agreement  amending  the  agricultural  commodities 
agreement  of  September  30,  1964,  as  amended 
(TIAS  5669,  5729,  5793,  5846,  5875,  5895,  5913, 
5965,  6032,  6113,  6146).  Effected  by  an  exchange 
of  notes  at  New  Delhi  December  23,  1966.  En- 
tered into  force  December  23,  1966. 

Agreement  extending  the  agreement  of  April  15, 
1964,  as  amended  and  extended  (TIAS  5559, 
5664,  6151),  concerning  trade  in  cotton  textiles. 
Effected  by  exchange  of  notes  at  New  Delhi  De- 
cember 30,  1966.  Entered  into  force  December  30, 
.1966;  effective  October  1,  1966. 

iVIexico 

Protocol  amending  the  agreement  of  January  29, 
1957  (TIAS  4777),  concerning  radio  broadcasting 
in  the  standard  broadcast  band.  Signed  at  Mexico 
April  13,  1966. 

Ratifications  exchanged :  January  12,  1967. 
Entered  into  force:  January  12,  1967. 

Pakistan 

Agreement  amending  the  agricultural  commodities 
agreement  of  May  26,  1966,  as  amended  (TIAS 
6052,  6074).  Effected  by  an  exchange  of  notes  at 
Rawalpindi  and  Islamabad  December  28,  1966. 
Entered  into  force  December  28,  1966. 

Togo 

Treaty  of  amity  and  economic  relations.  Sigfned  at 
Lome  February  8,  1966.  Enters  into  force  Febru- 
ary 5,  1967. 
Proclaimed   by   the  President:  January  11,   1967. 


DEPARTMENT  OF  STATE   BULLETIN        VOL.  LVI,  NO.  1440        PUBLICATION   8189        JANUARY  30.  1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
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tions and  on  the  work  of  the  Department 
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Bulletin  includes  selected  press  releases  on 
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the  Department,  as  well  as  special  articles 
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intendent of  Documents,  U.S.  Government 
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Use  of  funds  for  printing  of  this  publi- 
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Note:  Contents  of  this  publication  are 
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may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  sotlrce  will 
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the  Readers'  Guide  to  Periodical   Literature. 


182 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     January  30,  1967      Vol.  LVI,  No.  lUO 


Africa.  The  State  of  the  Union  (excerpts  from 
President  Johnson's  address) 158 

Asia 

Secretary  Rusk  Interviewed  on  "Today"  Pro- 
grram 168 

The  State  of  the  Union  (excerpts  from  Presi- 
dent Johnson's  address) 158 

China 

Secretary  Rusk  Interviewed  on  "Today"  Pro- 
gram    168 

The  State  of  the  Union  (excerpts  from  Presi- 
dent Johnson's  address) 158 

Colombia.  Letters  of  Credence  (Echavarria)  .     .     172 

Congress.  New  International  Rules  for  Passen- 
ger-Ship Safety  (Miller) 173 

Cyprus.  United  Nations  Force  in  Cyprus  Ex- 
tended Through  June  1967  (Goldberg)  ...     179 

Developing  Countries.  The  Technological  Revo- 
lution and  the  World  of  the  1970's  (Hum- 
phrey)       164 

Disarmament.  Secretary  Rusk  Interviewed  on 
"Today"  Program 168 

Economic  Affairs 

New  International  Rules  for  Passenger-Ship 
Safety    (Miller) 173 

Ratifications  Exchanged  With  Togo  on  Com- 
mercial Treaty 181 

The  State  of  the  Union  (excerpts  from  Presi- 
dent Johnson's  address) 158 

U.S.-Honduras  Income  Tax  Convention  Termi- 
nated   181 

U.S.,  Japan  Discuss  Operations  in  New  U.S. 
Fisheries  Zone 178 

Educational  and  Cultural  Affairs.  The  Techno- 
logical Revolution  and  the  World  of  the 
1970's  (Humphrey) 164 

Europe 

The  State  of  the  Union  (excerpts  from  Presi- 
dent Johnson's  address) 158 

The  Technological  Revolution  and  the  World 
of  the  1970's   (Humphrey) 164 

Haiti.  Letters  of  Credence   (Bonhomme)  .     .     .     172 

Honduras.  U.S.-Honduras  Income  Tax  Conven- 
tion Terminated 181 

Indonesia.  Letters  of  Credence  (Suwito)  .     .     .     172 

International    Organizations    and    Conferences. 

New  International  Rules  for  Passenger-Ship 
Safety  (Miller) 173 

Japan.  U.S.,  Japan  Discuss  Operations  in  New 
U.S.  Fisheries  Zone 178 

Latin  America.  The  State  of  the  Union  (ex- 
cerpts from  President  Johnson's  address)  .     .     158 

Middle  East.  The  State  of  the  Union  (excerpts 
from  President  Johnson's  address)   ....     158 

Presidential  Documents.  The  State  of  the  Union     158 


Science.  The  Technological  Revolution  and  the 
World  of  the  1970's  (Humphrey) 164 

Toga  Ratifications  Exchanged  With  Togo  on 
Commercial  Treaty 181 

Treaty  Information 

Current   Actions 182 

Ratifications  Exchanged  With  Togo  on  Com- 
mercial Treaty 181 

U.S.-Honduras  Income  Tax  Convention  Termi- 
nated   181 

Turkey.  Letters  of  Credence   (Esenbel)   ...     172 

U.S.S.R.  The  State  of  the  Union  (excerpts  from 
President  Johnson's  address) 158 

United  Nations 

Current  U.N.  Documents 181 

United  Nations  Force  in  Cyprus  Extended 
Through  June  1967  (Goldberg) 179 

Viet-Nam 

Secretary  Rusk  Interviewed  on  "Today"  Pro- 
gram    168 

The  State  of  the  Union  (excerpts  from  Presi- 
dent Johnson's  address) 158 

Name  Index 

Bonhomme,  Arthur 172 

Echavarria  Olozaga,  Heman 172 

Esenbel,  Rxelih 172 

Goldberg,  Arthur  J 179 

Humphrey,  Vice  President 164 

Johnson,  President 158 

Miller,  William  K 173 

Rusk,  Secretary 168 

Suwito  Kusumowidagdo 172 


Check  List  of  Department  of  State 
Press  Releases:  January  9-15 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.  20520. 

Releases  issued  prior  to  January  9  which 
appear  in  this  issue  of  the  Bulletin  are  Nos. 
298  of  December  22,  305  of  December  29,  and 
1  of  January  5. 

No.       Date  fetbjett 

t3  1/12  Exchange  of  ratifications  of  proto- 
col to  U.S.-Mexican  standard- 
band  broadcasting  agreement. 

*4  1/12  Program  for  visit  of  President 
Frei  of  Chile. 

t5  1/12  National  policy  statement  on  in- 
ternational book  and  library  ac- 
tivities (rewrite). 


*  Not  printed. 

t  Held   for  a  later  issue  of  the   Bulletin. 


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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN  POLICY 


THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


Vol.  LVI,  No.  lUl 


February  6, 1967 


THE  U.S.  ACHIEVEMENTS  IN  VIET-NAM 
by  General  Earle  G.  Wheeler,  Chairman,  Joint  Chiefs  of  Staff    186 

THAILAND  AND  SOUTHEAST  ASIA 
by  Ambassador  Graham  Martin     193 

AID  REPORT  ON  VIET-NAM  COMMODITY  PROGRAMS 

SUBMITTED  TO  PRESIDENT  JOHNSON 

Text  of  Report    200 


THE  FOREIGN  SERVICE  INSTITUTE: 

PATTERNS  OF  PROFESSIONAL  DEVELOPMENT 

Special  Article  by  James  N.  Cortada  and  A.  Guy  Hope    218 


For  index  see  inside  back  cover 


The  U.S.  Achievements  in  Viet-Nam 


by  General  Earle  G.  Wheeler 
Chairman,  Joint  Chiefs  of  Staff  ' 


Five  days  ago,  I  returned  from  Viet-Nam. 
There,  for  the  eighth  time  in  the  past  4  years, 
I  visited  those  men  and  women  of  our  Armed 
Forces  who  are  most  dangerously  involved 
with  the  protection  of  freedom  and  the  se- 
curity interests  of  the  United  States.  As  al- 
ways, I  returned  with  deep  respect  for  them 
and  renewed  conviction  that  they  fight  in  a 
high  cause.  And  more  than  ever  before,  I 
came  home  with  profound  pride  in  what 
these  brave  men  and  women  have  achieved. 
I  might  add  that  I  was  also  impressed  with 
the  energy  and  courage  of  the  newsmen  in 
Viet-Nam.  Some  500  of  them  are  making  this 
the  best  covered  war  in  history.  With  these 
impressions  fresh  in  mind,  I  propose  to  talk 
tonight  about  Viet-Nam. 

It  is  clear  to  me  why  we  are  in  Viet-Nam 
and  why  we  should  be  there.  Therefore, 
rather  than  entering  the  lists  of  policy  de- 
bate, I  propose  to  report  on  an  aspect  of 
Viet-Nam  which  is  less  well  known  and  ap- 
preciated— what  we  have  achieved  there. 

In  speaking  of  achievements  I  do  so  as  a 
military  man,  reporting  mainly  on  military 
matters.  Nevertheless,  I  am  fully  aware  of 
the  importance  and  difficulty  of  the  political, 
economic,  and  social  problems  which  must 
be  mastered  if  we  are  to  achieve  success  in 
Viet-Nam.  I  have  no  illusions  that  I  can  fol- 
low the  injunction  of  Tennyson  to  "Charm 
us,  orator,  till  the  lion  look  no  larger  than 
the  cat."  I  would  not  wish  to.  Rather,  I  hope 


'  Address  made  before  the  Washington  Profes- 
sional Chapter  of  Sigma  Delta  Chi  at  Washington, 
D.C.,  on  Jan.  17. 


to  take  the  advice  of  Joseph  Pulitzer  when 
he  said:  "Put  it  before  them  briefly  so  they 
will  read  it,  clearly  so  they  will  appreciate 
it,  picturesquely  so  they  will  remember  it, 
and,  above  all,  accurately  so  they  will  be 
guided  by  its  light." 

In  discussing  our  military  accomplish- 
ments, both  accuracy  and  comprehension  de- 
pend upon  proper  context.  With  this  in  mind, 
I  should  like  to  emphasize  these  facts:  Less 
than  2  years  have  passed  since  our  first, 
retaliatory  airstrike  in  North  Viet-Nam;  only 
IV2  years  have  gone  by  since,  we  began  to 
deploy  major  combat  forces  in  South  Viet- 
Nam;  and  little  more  than  a  year  has  tran- 
spired since  our  first  major  ground  battle  in 
the  la  Drang  Valley.  As  wars  go,  these  are 
short  periods  of  time.  It  is  within  this  con- 
text of  time  that  we  Americans  should  judge 
what  we  have  achieved. 

As  a  backdrop,  it  is  also  instructive  to 
remember  what  the  critics  of  our  policy  had 
to  say,  just  yesterday,  about  military  opera- 
tions in  Asia.  Do  you  recall  these  Cassandra- 
like pronouncements  ? 

— The  American  soldier  can't  stand  the 
rigors  of  jungle  combat. 

— American  units  are  too  large,  cumber- 
some, and  roadbound  to  do  battle  in  under- 
developed areas. 

— U.S.  materiel — the  B-52,  jet  fighters, 
artillery,  ships,  and  electronic  equipment — 
is  too  sophisticated  to  be  useful. 

— Supply  lines  to  Asia  are  too  long,  and 
we  lack  the  logistic  bases  from  which  to 
operate. 


186 


DEPARTMENT  OF  STATE  BULLETIN 


— Guerrilla  warfare  is  alien  to  American 
Armed  Forces.  We  can't  understand  the  peo- 
ple, speak  their  language,  or  gain  their  con- 
fidence; we  aren't  trained  in  counterguerrilla 
tactics;  we  lack  the  patience;  and  we  can't 
find  the  enemy  or  come  to  grips  with  him. 

— It  is  suicidal  optimism  to  think  that  we 
can  fight  on  the  mainland  of  Asia. 

— And  massive  Chinese  Communist  inter- 
vention is  certain. 

A  Hard  Task  Well  Done 

These  prophets,  some  still  active  and  pro- 
pounding new  theses  of  doom,  sold  short  the 
courage,  decency,  ingenuity,  energy,  knowl- 
edge, and  judgment  of  their  fellow  Ameri- 
cans. They  were  wrong  on  every  count,  and 
the  record  bears  this  out.  Let  me  oite  you 
examples,  not  to  say  that  the  lion  looks  "no 
larger  than  the  cat,"  not  to  glory  in  the 
statistics  of  combat,  not  to  forget  the  sorrow 
and  hell  which  is  war,  but  simply  to  tell  you 
of  a  hard  but  necessary  task  well  done. 

You  will  recall  where  we  stood  2  years  ago. 
Our  mission  in  Viet-Nam  was  the  same  as 
now,  but  we  were  trying  to  accomplish  it 
through  aid,  advice,  and  logistic  help  alone. 
In  February  of  1965,  in  retaliation  for  Com- 
munist attacks  against  U.S.  forces,  we 
launched  our  first,  limited  airstrikes  against 
North  Viet-Nam.  By  the  late  spring  of  that 
year,  due  to  a  combination  of  causes,  the 
Viet  Cong/North  Vietnamese  Army  was 
threatening  to  overwhelm  the  armed  foi'ces 
of  South  Viet-Nam.  That  summer,  at  the 
request  of  the  South  Vietnamese,  the  United 
States  made  the  decision  to  commit  major 
forces  to  halt  aggression.  I  doubt  that  any 
decision  by  any  President  has  been  more 
difficult  or  more  honorable. 

What  was  needed,  without  delay,  was  a 
transfusion  of  spirit  and  power  and  mate- 
riel which  would  give  heart  to  our  Vietnam- 
ese allies  and  put  up  the  first,  clear  stoplight 
to  aggression.  Almost  incredibly,  the  United 
States  moved  nearly  200,000  men  and  almost 
21/2  million  tons  of  supplies  over  thousands 
of  miles  to  Southeast  Asia  between  July  and 
October  1965.  This  alone,  in  my  judgment, 
was  a  magnificent  feat  of  arms.  No  other 


nation  could  have  achieved  it.  And  I  doubt 
that  any  other  nation  would  have  committed 
itself  so  strongly  to  a  principle. 

But  this  massive  infusion  would  not  suf- 
fice. We  were  at  grips  with  a  stubborn  and 
bitter  enemy.  We  had  to  sustain  the  morale 
of  the  South  Vietnamese,  hunt  down  the  en- 
emy's regular  forces,  guard  against  his  guer- 
rillas, strike  at  the  military  sources  of  his 
aggression,  and,  all  the  while,  help  with  the 
political  and  economic  development  of  South 
Viet-Nam. 

In  the  face  of  such  problems,  what  have 
we  accomplished  since  that  short  time  ago? 
In  brief,  much.  Let  me  cite  a  part  of  the 
record. 

Record  of  U.S.  Accomplishments 

On  the  1st  of  July  1965,  only  some  60,000 
men  of  all  services  were  deployed  ashore 
in  Viet-Nam.  Relatively  few  of  these  were 
in  combat  units.  By  the  first  week  of  Janu- 
ary 1967,  395,000  were  ashore,  with  a  very 
great  increase  in  fighting  power  and  combat 
support.  For  example:  Army  and  Marine 
Corps  strengths  alone  had  increased  by  some 
266,000  men;  combat  maneuver  elements  had 
gone  up  more  than  400  percent;  helicopter 
maneuver  capability  had  increased  at  least 
fourfold;  ground  fire  support  was  up  by  600 
percent;  airstriking  power  had  doubled;  and 
military  engineer  support  had  quadrupled. 

The  total  numerical  increase  is  impres- 
sive in  itself — nearly  330,000 — but  much 
more  so  when  you  recall  that  these  are  highly 
trained  men,  fully  prepared  for  their  hard 
and  unique  tasks.  Many  of  them  were  civil- 
ians a  year  and  a  half  ago.  Beyond  this, 
many  of  their  units,  including  major  ones, 
did  not  exist  in  1965  but  are  now  fighting 
in  South  Viet-Nam. 

To  give  an  idea  of  what  is  involved  in  put- 
ting such  numbers  of  skilled  and  dedicated 
men  into  Viet-Nam,  consider  the  following: 
The  total  Armed  Forces  have  increased  in 
strength  by  more  than  650,000  men  in  the 
past  18  months  to  support  Viet-Nam  and 
our  other  commitments  as  well;  the  training 
base  in  the  United  States — and  this  includes 
major  facilities  and  the  men  to  operate  them 


FEBRUARY  6,  1967 


187 


— has  been  greatly  expanded;  in  addition  to 
giving  all  men  basic  and  specialist  training, 
creating  some  units,  and  bringing  all  units 
to  a  high  state  of  readiness,  nearly  1  million 
U.S.  military  personnel  have  received  in- 
struction in  counterinsurgency  and  thou- 
sands study  the  Vietnamese  language  each 
year.  Remember,  too,  that  when  our  men 
arrive  in  Viet-Nam,  they  are  not  only  trained 
and  physically  hardened,  but  they  are  also 
specially  supplied  and  equipped  to  cope  with 
the  enemy  they  will  face  and  the  environ- 
ment in  which  they  will  work  or  fight. 

Difficult  as  it  was  to  raise,  train,  equip, 
and  organize  these  forces,  perhaps  even 
harder  tasks  were  involved  in  moving  them 
and  in  preparing  logistically  for  their  em- 
ployment. It  was  as  if  one  were  to  move  a 
major  American  city  some  10,000  miles, 
place  it  in  a  radically  new  environment,  and 
expect  that  every  aspect  of  its  existence — 
public  and  private — would  be  provided  for 
without  delay  or  confusion  and  in  the  face 
of  dangers  and  difficulties  such  as  its  citizens 
had  never  confronted  before. 

In  the  time  frame  I  have  cited,  to  move 
more  than  300,000  people  over  such  a  dis- 
tance, somewhat  more  than  half  by  sea  and 
the  rest  by  air,  involved  major  feats  of  plan- 
ning, organization,  and  operation.  We  have 
quite  literally  operated  continual  air  and  sea 
trains  from  the  United  States  for  this  pur- 
pose and  for  resupply.  Requirements  have 
been  large.  For  example,  passenger  sealift 
in  support  of  Viet-Nam  has  increased  fifteen- 
fold,  and  commercial  airlift  to  augment  our 
military  means  has  expanded  fourfold  over 
the  same  brief  period. 

In  terms  of  military  cargo,  the  effort  is 
equally  impressive.  Extrapolating  from  the 
records  we  now  have  for  the  first  10  months 
of  1966,  in  that  year  alone  we  airlifted  some 
200,000  short  tons  of  supplies  into  Viet-Nam 
and  transported  well  over  8  million  measure- 
ment tons  by  sea.  The  sealift,  from  January 
to  October  1966  alone,  amounted  to  over 
1,000  shiploads,  exceeding  the  cargo  shipped 
to  Korea  in  1951  during  the  height  of  that 
war. 


Meeting  the  Logistic  Challenges 

Despite  these  major  successes,  however, 
perhaps  the  greatest  logistic  challenges  of 
all  lay  within  Viet-Nam.  From  ports  to  air- 
fields, from  depots  to  maintenance  facilities, 
and  from  headquarters  to  troop  cantonment 
areas,  virtually  all  of  the  modern  structures 
needed  to  support  an  operation  of  this  mag- 
nitude had  to  be  constructed  from  near 
scratch.  The  achievements  in  this  field  will  be 
the  subject  of  future  books.  Let  me  sketch 
just  some  of  the  outlines. 

In  the  beginning  there  was  essentially  but 
one  port,  Saigon.  This,  as  you  know,  posed 
serious  problems  for  us.  As  someone  said,  in 
the  early  days  we  proved  conclusively  that  10 
ports  in  the  United  States  can  load  ships 
faster  than  1  port  can  unload  them  in  Viet- 
Nam.  By  now,  however,  we  have  10  ports  of 
various  sizes,  in  various  stages  of  develop- 
ment, from  Hue  in  the  north  to  Can  Tho 
in  the  south.  Saigon  now  handles  only  31 
percent  of  our  cargo,  while  Da  Nang  and 
Cam  Ranh  Bay,  for  example,  handle  22  per- 
cent and  19  percent,  respectively. 

Along  with  ports,  a  great  need  existed  for 
tactical  and  logistic  airbases.  At  this  time, 
important  airbases  are  being  constructed  or 
improved  at  24  locations,  and  the  work  on 
air  facilities  to  handle  anything  from  heli- 
copters up  to  jet  transports  has  been  prodi- 
gious over  the  past  year  and  a  half. 

The  project  at  Cam  Ranh  Bay,  with  which 
I  am  sure  you  are  familiar,  is  representative 
of  the  magnitude  of  effort.  From  a  tiny 
coastal  port  for  primitive  craft  has  now 
evolved  the  largest  logistic  complex  in  Viet- 
Nam,  already  including  a  major  deep-water 
port,  large  supply  and  maintenance  facilities, 
troop  cantonments,  and  an  airfield  with  a 
10,000-foot  permanent  runway.  Additionally, 
three  other  associated  tactical  airbases,  jet 
capable,  have  been  put  in  operation,  and 
much  other  construction  goes  forward. 

As  one  other  particularly  graphic  case  in 
point,  a  rice  paddy  2  miles  north  of  Saigon 
was  selected  as  a  prospective  deep-draft  port. 
Operational  use  began  last  October;  this 
month   the    first   of   the    deep-draft   berths 


188 


DEPARTMENT  OF  STATE  BULLETIN 


should  be  operational,  and  by  August  of  this 
year  the  last  of  the  four  berths  should  be 
completed. 

Across  the  land,  a  vast  variety  of  other 
critical  facilities  have  been  completed  or  are 
well  advanced.  Primary  logistic  depots  are 
underway  at  Da  Nang,  Qui  Nhon,  Cam 
Ranh,  and  Saigon.  Brigade  or  equivalent 
cantonments  are  being  provided  at  40  dif- 
ferent locations.  These  works,  all  together, 
now  make  it  possible  for  us  to  support  our 
troops  on  a  scope,  and  with  an  efficiency  and 
dispatch,  hardly  conceivable  for  one  who  saw 
Viet-Nam  in  early  days. 

This  logistic  support  can  be  measured  in 
many  ways: 

— There  is  the  equipment  which  our  men 
use,  largely  new,  unexcelled,  in  ample  supply 
with  rare  and  temporary  exception,  and  fit- 
ted to  the  task  at  hand.  (This  is,  I  might 
observe,  the  first  war  in  my  ken  in  which  the 
fruits  of  modern  research  and  development 
have  appeared  on  the  battlefield  of  the  cur- 
rent, rather  than  a  future,  conflict.) 

— There  is  the  modern-day  Red  Ball  Ex- 
press, a  special  Air  Force  lift  of  priority 
items  to  Southeast  Asia,  which  flew  some 
9,400  critically  needed  tons  in  its  first  year 
of  operation. 

— There  is  the  lifesaving  air  evacuation  of 
medical  patients  from  South  Viet-Nam — 
over  25,000  in  1966. 

— There  are  the  millions  of  tons  which 
processed  through  the  ports  I  have  men- 
tioned, 97  percent  of  all  the  supplies  and 
equipment  sent  to  Viet-Nam. 

— But  perhaps  most  graphically  of  all, 
there  is  the  weight  of  firepower  which  we 
have  been  able  to  employ  to  save  American 
and  Allied  lives.  For  example.  General 
[Moshe]  Dayan,  former  Israeli  Army  Chief 
of  Staff,  observed  one  small  and  brief  battle 
in  which  a  Viet  Cong  regiment  attacked  a 
South  Korean  company  of  130  men.  To  pro- 
tect that  unit  until  help  could  arrive,  Ameri- 
can fire-support  units  laid  down  21,000  shells 
along  a  200-yard-wide  strip  between  jungle 
and  wire.  That  was,  as  General  Dayan 
pointed  out,  "more  than  the  total  volume  of 


artillery  fire  expended  by  the  Israeli  Army 
during  the  Sinai  campaign  and  the  War  of 
Independence  together." 

Combat  Operations 

I  have  talked  at  length  of  logistic  achieve- 
ments because  it  is  these  which  seem  to  be 
least  well  known.  But  mention  of  fire  sup- 
port brings  up  the  subject  of  combat  opera- 
tions. Young  Americans,  the  much-maligned 
products  of  our  affluent  society,  have  proved 
their  dedication,  toughness,  remarkable 
valor,  great  good  humor,  and  deep  compas- 
sion under  the  harshest,  most  complex  cir- 
cumstances. And  the  American  Army,  Navy, 
Air  Force,  and  Marine  Corps — and  let's  not 
forget  the  Coast  Guard — have  demonstrated 
a  collective  professional  skill  which  is  per- 
haps without  parallel  in  the  history  of  war- 
fare. 

These  operations  have  exacted  a  toll:  Over 
6,700  Americans  have  died  in  battle  in  Viet- 
Nam,  and  more  than  38,000  have  been 
wounded  in  action.  By  the  standards  of  other 
wars,  these  are  not  heavy  casualties.  But  in 
terms  of  individual  sacrifice,  and  by  any 
gage  of  human  compassion,  these  are  figures 
of  sorrow,  heavily  underlining  the  debt 
which  many  men,  in  many  lands,  owe  to  the 
young  and  the  few  of  America. 

At  the  same  time,  I  would  remind  you  that 
people  in  other  free  nations — the  Republic 
of  Korea,  the  Philippines,  Australia,  and 
New  Zealand,  for  example — also  have  cause 
for  personal  grief.  And  above  all,  there  are 
the  sacrifices  made  by  the  South  Vietnamese 
in  the  defense  of  their  homeland.  Since  Jan- 
uary 1961,  their  military  alone  have  lost 
more  men  in  action,  in  equivalent  population 
terms,  than  the  total  of  American  battle 
deaths  from  the  Revolutionary  War  to  the 
present  day. 

Like  their  allies,  our  men  have  fought  with 
great  bravery.  From  July  1962  until  mid- 
December  1966,  some  29,000  of  them  had  re- 
ceived awards  for  valor  in  Viet-Nam,  and 
more  than  40,000  had  received  the  Purple 
Heart.  Included  among  the  highest  decora- 
tions  were   11   Medals   of   Honor  and   201 


FEBRUARY  6,  1967 


189 


awards  of  the  Distinguished  Service  Cross, 
Navy  Cross,  and  Air  Force  Cross. 

While  these  men  fought,  many  more  were 
engaged  in  the  onerous,  unsung  jobs  of  sup- 
port— supply,  transportation,  maintenance, 
construction,  communication,  and  so  on. 
Others  engaged  officially,  or  on  their  own 
time,  in  the  manifold  tasks  of  advising  the 
Vietnamese  and  helping  them  with  military 
and  civilian  problems  alike.  As  Chet  Huntley 
noted  in  a  recent  broadcast:  "The  American 
soldier  in  Viet-Nam  spends  only  a  small  por- 
tion of  his  time  in  combat;  many  are  never 
in  combat;  but  the  major  portion  of  his  time 
is  spent  in  rescuing  people,  patching  up  peo- 
ple, picking  up  kids,  building  irrigation  sys- 
tems, schools,  dispensaries,  roads,  houses, 
and  whole  villages.  The  American  soldier  in 
Viet-Nam  is  a  builder." 

U.S.  Gains  Reflected  in  Many  Ways 

What  has  all  this  effort,  sacrifice,  bravery, 
and  dedication  achieved?  Not  a  final  victory, 
even  on  the  battlefield,  but  a  turnaround  of 
pessimism,  an  end  to  unimpeded  invasion, 
and  a  long  forward  step.  These  gains  are  re- 
flected in  many  ways. 

One  of  our  primary  needs  was  to  improve 
our  intelligence,  our  knowledge  of  who  and 
where  the  enemy  was.  Sun  Tze  observed  long 
ago,  "Know  your  enemy  .  .  .  and  you  can 
fight  a  hundred  battles  without  disaster." 
Since  1965,  there  has  been  a  dramatic  im- 
provement in  the  quality  and  quantity  of  our 
intelligence.  Actions  extending  from  long- 
range  infantry  patrols,  to  vastly  expanded 
aerial  surveillance,  to  the  use  of  new  scien- 
tific devices,  and  on  to  the  institution  of  a 
centralized  automatic  data  processing  sys- 
tem have  enabled  us  to  find  the  enemy,  an- 
ticipate his  actions,  and  make  full  use  of  our 
mobility  and  firepower. 

Our  forces,  increasingly  strong,  mobile, 
well  supplied,  and  armed  with  better  intelli- 
gence, have  hunted  down  the  enemy's  main 
units  and  fought  "a  hundred  battles  without 
disaster."  I  have  mentioned  the  early  battle 
in  the  la  Drang  Valley  in  which  the  newly 
arrived  1st  Cavalry  Division  fought  the  first 


major  North  Vietnamese  units  to  enter  com- 
bat. Those  young,  untested  troopers  inflicted 
more  than  1,500  fatalities  on  the  enemy  and 
drove  him  out  of  Viet-Nam  for  the  time. 

Since  then,  all  of  our  ground  units  have 
pursued  the  aggressors,  giving  them  no  ha- 
ven, no  rest,  and  no  chance  to  mount  a  single 
major  attack.  As  an  example  of  many  ac- 
tions, the  Marines  last  year,  in  Operations 
Hastings  and  Prairie  alone,  inflicted  over 
2,000  confirmed  fatalities  on  the  North  Viet- 
namese Army.  And  last  fall,  in  the  former 
sanctuary  of  Tay  Ninh  Province,  the  largest 
ground  operation  of  the  war — Attleboro — 
took  place.  The  1st  Infantry  Division,  ele- 
ments of  the  25th  Division,  and  the  196th 
Brigade  badly  defeated  three  regiments  of 
tough  Viet  Cong.  Over  1,100  enemy  were 
killed  or  captured,  and  vast  quantities  of  en- 
emy foodstuffs  and  war  materiel  were  de- 
stroyed. 

In  the  air  in  South  Viet-Nam,  Air  Force, 
Marine,  and  Navy  pilots  gave  the  ground 
soldier  the  greatest,  most  responsive,  and 
most  effective  air  support  in  history.  Every- 
thing from  the  B-52  bomber  to  the  single- 
engine  0-1  observation  plane  has  literally 
been  integrated  with  the  actions  of  platoons, 
companies,  and  battalions  on  the  ground. 

In  the  air  over  North  Viet-Nam,  gallant 
airmen,  attacking  with  great  restraint  and 
precision  in  the  face  of  intense  antiaircraft 
fire,  have  struck  at  the  military  facilities 
supporting  aggression. 

And  on  the  rivers  and  seas,  naval  ships 
and  craft  have  contributed  their  airpower 
and  gunpower  and  greatly  reduced  the 
enemy's  ability  to  move,  reinforce,  or  resup- 

ply- 

How  do  we  assess  what  these  and  many 
other  operations  have  achieved?  Here  are 
some  of  the  ways: 

— Since  the  fall  of  1965,  enemy  attacks 
have  fallen  off  in  size,  frequency,  and  dura- 
tion. Where  regimental  attacks  were  once 
common,  and  division  attacks  clearly  pended, 
we  now  find  ourselves  fighting  mostly  com- 
panies and  battalions.  We  estimate  that  their 
battalions  are  now  averaging  only  1  day's 


190 


DEPARTMENT  OF  STATE  BULLETIN 


fighting  per  month.  And  where  once  the 
enemy  could  sustain  combat  for  a  month  at 
a  time,  as  in  the  la  Drang,  he  now  hits  and 
runs  to  avoid  disaster. 

— In  the  past  year,  in  hundreds  of  engage- 
ments, the  enemy  won  no  single  major  battle. 

— Enemy  captured  on  the  battlefield  rose 
from  6,000  in  1965  to  more  than  9,000  in 
1966. 

— Enemy  killed  in  action — confirmed  fa- 
talities— increased  a  minimum  of  35  percent 
in  1966. 

— Enemy  defectors  under  the  Chieu  Hoi 
amnesty  program  increased  in  1966  by  82 
percent  over  the  preceding  year. 

— Weapons  captured  on  the  battlefield  in- 
creased some  35  percent  in  1966. 

— Enemy  supplies  were  captured  or  de- 
stroyed in  large  quantities — for  example,  in 
1966,  enough  rice  to  support  nearly  80,000 
men  for  a  year. 

— For  the  first  time,  farmers  in  the  I  and 
II  Corps  areas  were  able  to  harvest  and  keep 
most  of  their  crops. 

— Thousands  of  enemy  trucks,  railroad 
cars,  and  vessels  have  been  destroyed  from 
the  air  and  sea.  Much  of  his  POL  has  gone 
up  in  flames.  Approximately  20  percent  of 
his  total  military  forces  are  engaged  in  de- 
fensive programs.  Some  300,000  of  his  men 
are  engaged  in  repair,  reconstruction,  and 
relocation.  The  effectiveness  of  our  air  cam- 
paign is  made  increasingly  clear  by  enemy 
propaganda  complaints.  And  now,  to  escape 
it  and  to  seek  more  propaganda  fuel,  he  is 
apparently  turning  his  own  population  into 
hostages  by  placing  military  materiel  and 
installations  in  the  midst  of  heavily  peopled 
towns  and  areas. 

— Even  "revolutionary  development,"  paci- 
fication, that  program  whose  success  is  cru- 
cial to  enduring  security  and  progress  for  the 
Vietnamese,  has  taken  forward  steps.  First 
of  all,  there  is  the  relatively  recent  military 
protection  which  we  have  been  able  to  give 
to  this  effort.  Secondly,  a  major  Vietnamese 
cadre  training  program  is  in  full  swing,  and 
457  cadre  teams  of  59  men  each  are  already 
at  work.  Thirdly,  elements  of  the  Vietnamese 


Army  are  being  trained  to  complement  the 
cadre  teams  and  provide  a  shield  behind 
which  they  can  function.  And  finally,  the 
enemy  tide  is  beginning  to  recede. 

In  this  latter  regard,  recall  the  situation 
in  1965,  when  major  U.S.  units  were  first  in- 
troduced. In  the  I  Corps  area,  the  Viet  Cong 
had  moved  into  the  coastal  lowlands  and 
were  beginning  to  isolate  Da  Nang  and  Hue. 
In  the  II  Corps  region,  the  Viet  Cong  and 
North  Vietnamese  units  moved  with  total 
freedom  and  were  on  the  verge  of  overrun- 
ning several  provincial  capitals.  In  III  and 
IV  Corps,  the  Viet  Cong  were  moving  unim- 
peded between  war  zones  C  and  D,  then 
sanctuaries,  and  the  critical  delta  areas.  In 
each  of  these  areas  now  the  tide  is  running 
out  on  the  enemy  and  the  people  are  begin- 
ning, tentatively,  to  sense  and  respond  to 
some  degree  of  security. 

Much  remains  to  be  done  in  revolutionary 
development — a  great  part  of  the  job,  in  fact 
— but  when  a  million  South  Vietnamese  refu- 
gees elect  to  leave  Viet  Cong  areas  and  seek 
safe  haven  with  the  Government  of  Viet- 
Nam,  as  they  have  since  our  troops  arrived 
in  1965,  the  signs  of  the  future  look  promis- 
ing. 

This  has  been  a  long  recitation  of  success. 
For  each  unit  or  effort  I  have  mentioned,  I 
could  have  cited  others  equally  important 
and  praiseworthy.  On  the  other  hand,  I  could 
have  detailed  the  problems  unsolved,  some 
discouragements,  and  some  failures.  But 
there  has  been  more  than  enough  of  pessi- 
mism, and  I  wanted  to  balance  the  ledger. 

Making  It  Possible  for  Freedom  To  Triumph 

What  does  it  all  mean,  in  sum  ? 

First  of  all,  it  does  not  mean  that  we  have 
won  in  Viet-Nam,  or  even  that  victory  is 
close  at  hand.  The  enemy  is  bitterly  deter- 
mined and  supported  by  major  outside 
powers.  And  military  success  is  only  one  in- 
gredient of  ultimate  victory. 

In  other,  nonmilitary,  spheres  there  have 
been  achievements,  too.  The  Government  it- 
self has  shown  energy  and  relative  stability 
after  surviving  the  stress  of  political  turmoil 


FEBRUARY  6,  1967 


191 


in  the  spring  of  1966.  The  free  election  and 
the  subsequent  deliberations  of  the  constitu- 
ent assembly  are  hopeful  omens.  The  Manila 
Conference  brought  a  new  measure  of  unity, 
resolve,  and  purpose  to  free  Asia.  But  major 
barriers,  internal  and  external,  still  stand  in 
the  way  of  prosperous  peace  for  the  Viet- 
namese. 

To  me,  our  military  achievements  mean 
these  things: 

— The  enemy's  chance  for  military  victory 
is  gone. 

— The  enemy's  freedom  to  steal,  bully,  and 
terrorize  has  been  reduced. 

— The  North  Vietnamese  have  now  learned 
that  there  is  an  increasing  toll  to  pay  for 
aggression. 

— The  South  Vietnamese  now  know  that 
security  is  more  than  a  dream,  and  tangible 
opportunities  for  a  promising  future  have 
come  into  view. 

— Americans  have  committed  themselves 
to  a  principle  in  Viet-Nam.  They  have 
worked  with  success  and  fought  with  honor 
to  sustain  it.  In  a  brief  span  of  time,  they 
have  achieved  much  militarily — the  first  task 
— and  the  door  is  now  open  to  success  in 
other  fields.  In  an  editorial  last  fall.  The 
Economist  discussed  the  influence  which 
America  was  successfully  exerting  against 
the  Communists  in  Asia,  particularly  in 
Viet-Nam.  That  distinguished  British 
journal  observed:  "Five  years  ago  a  stable 
south-east  Asia  looked  like  a  pipe  dream. 


Now  there  may  be  a  chance  of  bringing  peace 
to  that  shattered  region."  The  Economist 
added  that  ".  .  .  the  greatest  contribution 
has  been  made  by  the  American  deployment 
in  Vietnam."  I  think  there  is  this  chance  for 
stability  and  peace,  and  I  agree  that  this  is 
largely  the  achievement  of  our  men  in  Viet- 
Nam. 

The  need,  now  and  in  the  future,  is  for 
persistence  and  determination.  There  is  a  bit 
of  old  Arabic  philosophy  which  is  pertinent: 

Nothing  in  the  world  can  take  the  place  of  per- 
sistence. Talent  will  not;  nothing  is  more  common 
than  unsuccessful  men  with  talent.  Genius  will  not; 
unrewarded  genius  is  almost  a  proverb.  Education 
will  not;  the  world  is  full  of  educated  derelicts. 
Persistence  and  determination  are  omnipotent. 

What  we  have  done  in  Viet-Nam,  espe- 
cially in  the  past  year  and  a  half,  is  to  make 
it  possible  for  freedom  to  triumph.  If  we  de- 
termine to  persist,  the  recent  past  can  be 
prolog  to  victory. 


Correction 

The  Editor  of  the  Bulletin  wishes  to  call 
attention  to  the  following  printer's  error  in 
the  issue  of  January  23,  1967. 

The  fifth  paragraph  in  the  first  column  on 
page  137  should  read: 

" — There  is  doubt  that  America's  vital  inter- 
ests are  sufficiently  threatened  in  Vietnam  to 
necessitate  the  growing  commitment  there." 


192 


DEPARTMENT  OF  STATE  BULLETIN 


Thailand  and  Southeast  Asia 


by  Graham  Martin 
Ambassador  to  Thailand  ^ 


It  is  very  pleasant  to  be  invited  to  talk 
with  you  again  at  the  beginning  of  the  New- 
Year.  It  is  also  appropriate  to  respond  to  the 
request  of  this  peculiarly  representative  in- 
stitution, the  American  Chamber  of  Com-; 
merce,  to  again  review  with  you  the  year 
that  has  closed.  Also,  at  the  request  of  some 
of  you,  I  will  again  venture  a  tentative  ap- 
praisal of  what  is  ahead  of  us  in  the  year 
now  beginning. 

I  am  quite  conscious  of  the  necessity — as 
the  senior  American  in  Thailand,  carrying 
the  responsibility,  as  the  President's  repre- 
sentative, for  all  that  the  United  States  does 
here  in  its  civilian  and  military  programs — 
to  give  as  complete  a  report  and  as  honest  an 
appraisal  as  I  possibly  can. 

It  is  a  very  dii!icult  thing,  and  it  is  often 
an  occupationally  dangerous  thing,  to  at- 
tempt too  much  precision  in  one's  estimates 
of  future  events.  For  example,  the  phrase  of 
Winston  Churchill,  "a  riddle  wrapped  in  a 
mystery  inside  an  enigma,"  is  certainly  ap- 
plicable to  the  convulsions  we  are  witnessing 
today  in  mainland  China.  One  can  only  hope 
that  out  of  this  agony  of  a  people,  with  whom 
our  own  nation  has  historic  bonds  of  friend- 
ship and  mutual  respect,  may  soon  come  a 
regime  which  will  permit  the  pragmatic  and 
creative  genius  of  the  Chinese  people  and 
the  vast  richness  of  the  Chinese  cultural  her- 
itage to  again  become  engaged  in  the  cooper- 
ative progress  of  the  rest  of  mankind.  It  is 


'  Address  made  before  the  American  Chamber  of 
Commerce  at  Bangkok,  Thailand,  on  Jan.  18  (press 
release  11  dated  Jan.  23). 


certain  that  this  will  happen  eventually.  It 
may  happen  sooner  than  we  now  dare  to  an- 
ticipate. 

One  can  speak  with  much  more  certainty 
about  the  underlying  deep  convictions  of 
one's  own  country  and  the  courses  of  action 
which  will  certainly  flow  from  those  convic- 
tions. And  this  is  possible  despite  the 
stridency  of  the  debate  within  our  open 
society  which  may  momentarily  obscure  the 
inevitability  of  our  actions.  Last  year  I  said 
we  could  accept  certain  basic  realities  as 
constant.  And  as  we  look  back,  we  find  this 
to  have  been  true. 

As  you  may  recall,  the  stridency  of  a 
highly  vocal  minority  within  our  own  coun- 
try then  had,  in  the  minds  of  some  of  you, 
brought  into  question  the  validity  of  the 
American  commitment  in  Southeast  Asia. 
I  said  last  January  that  the  American  com- 
mitment to  assist  the  peoples  of  Southeast 
Asia  was  a  determined  commitment,  a  solidly 
dependable  commitment,  a  commitment  sup- 
ported by  the  great  majority  of  our  people, 
a  commitment  supported  now  even  by  those 
who  may  have  doubted,  a  decade  ago,  the 
wisdom  of  our  making  it.  For  deeply  in- 
grained in  our  American  heritage,  as  a  part 
of  the  fiber  of  our  very  being,  is  the  memory 
of  that  small  and  gallant  band  who,  in 
declaring  their  independence  from  an  op- 
pressive colonial  rule,  pledged  not  only  their 
lives  and  their  fortunes  but  threw  into  the 
scales  another  perhaps  even  more  precious 
possession,  their  "sacred  Honor." 

It  is  no  more  conceivable  today  than  it 


FEBRUARY  6,  1967 


193 


was  in  1776  that  our  country  would  dishonor 
such  a  commitment.  We  will  grumble  about 
it.  We  will  complain  that  we  would  much 
rather  be  doing  more  constructive  things, 
but,  as  we  have  always  done,  in  the  end  we 
will  do  what  is  necessary  to  be  done.  We  will 
keep  our  word.  We  will  honor  the  commit- 
ment. 

I  also  said  last  year  aggression  would  not 
be  tolerated  or  accommodated  in  the  inter- 
ests of  convenience  and  expediency.  We  have 
made  no  such  accommodation.  I  also  said 
that  Mao's  theory  of  "the  people's  war,"  or 
as  formulated  elsewhere,  "wars  of  just  liber- 
ation," could  not  prevail  against  our  country 
and  its  allies.  It  has  not,  and  it  will  not.  And 
I  ventured  to  forecast  that  as  these  realities 
of  the  constancy  of  the  American  commit- 
ment and  of  the  American  performance  be- 
came evident,  we  could  anticipate  that  the 
engagement  of  Asian  energies  in  increasingly 
effective  patterns  of  regional  cooperation 
would  startle  all  of  us  by  their  rapidly  ac- 
celerating momentum.  And  this  we  have  cer- 
tainly seen  in  full  measure. 

Failure  of  Hanoi's  Propaganda  Campaign 

In  the  course  of  the  past  year  we  have 
seen  in  Viet-Nam  a  maximum  effort  by  the 
North  Vietnamese  to  inflict  a  Dien  Bien  Phu 
type  of  victory  on  the  forces  of  the  Govern- 
ment of  South  Viet-Nam  and  its  allies.  The 
forces  of  Hanoi  and  the  Viet  Cong  had  de- 
luded themselves  into  thinking  that  the  time 
had  come  to  move  to  the  classic  third  phase. 
Having  attempted  to  destroy  the  very  fabric 
of  government  and  of  society  itself  by  an 
incredibly  callous  and  brutal  campaign  of 
assassination  and  terror,  one  could  move  to 
defeat  the  main  forces  of  one's  enemy.  But 
it  just  didn't  work  out  that  way. 

Instead,  South  Vietnamese  and  American 
forces  crushed  the  North  Vietnamese  regular 
forces  and  the  Viet  Cong  wherever  they 
would  stand  and  do  battle.  More  than  that, 
the  so-called  redoubt  areas,  which  had  here- 
tofore been  their  safe  havens  and  their 
storehouses  of  vast  quantities  of  muni- 
tions and  rice,  were  progressively  denied  to 
them.  Their  rice  ration  grows  smaller  and 


their  munitions  more  scarce.  Instead  of  be- 
ing welcomed,  they  are  vigorously  resisted 
by  the  South  Vietnamese.  The  result  is  an 
increasing  number  of  defectors  each  telling 
his  tale  of  the  malnutrition,  the  hardships, 
and  the  disillusionment  that  is  setting  in. 

Whether  under  such  circumstances  it  is 
possible  to  gear  back  down  to  a  lower  phase 
of  insurgency  is  doubtful  indeed.  It  is  in- 
creasingly evident  that  more  and  more  of 
the  North  Vietnamese  soldiers  in  the  South 
are  realizing  the  impossibility  of  attaining 
the  goal  of  their  doctrinaire  masters  in 
Hanoi. 

When  their  masters  in  Hanoi  will  reach 
the  same  conclusion  is  not  yet  clear.  It  seems 
they  are  still  counting  on  the  efficacy  of 
their  primary  weapon:  a  propaganda  cam- 
paign so  cleverly  orchestrated  on  a  world- 
wide basis  that  some  sincere  and  well- 
meaning  people  have  unwittingly  become 
involved  in  spreading  an  absurd  collection 
of  distortions.  Here  again  one  can  venture 
a  conclusion  with  confidence.  It  is  that  this 
campaign  cannot  succeed.  Our  people  have 
an  instinctive  ability  to  cut  through  such 
technique  and  to  reject  the  phony.  It  takes 
a  little  time,  but  in  the  end  the  reaction  is 
to  cut  through  to  the  truth. 

I  do  not,  therefore,  see  in  the  propaganda 
campaign  a  serious  danger  to  the  validity 
of  our  commitment  to  Southeast  Asia.  I  do, 
however,  see  in  it  a  source  of  encouragement 
to  Hanoi  to  hang  on  to  what  is  clearly  a 
losing  cause  in  the  hope  that  propaganda  will 
persuade  us  to  grasp  defeat  out  of  the  mouth 
of  victory. 

Validity  of  U.S.  Goals  in  Asia 

I  have  often  thought  that  a  curious  side 
effect  of  these  distortions  is  that  they  some- 
times obscure  the  validity  of  much  simpler 
goals  of  American  policy  than  those  of  utter 
perfection  that  are  sometimes  set  for  us  by 
commentators  who  do  not  have  the  responsi- 
bility for  achieving  them. 

This  is  best  illustrated  by  a  long  conver- 
sation I  had  recently  with  an  eminent  Euro- 
pean journalist  I  had  come  to  know  well  in 
my  10  years  in  Europe.  He  had  just  returned 


194 


DEPARTMENT  OF  STATE  BULLETIN 


from  a  journey  through  Asia,  including  a 
stay  in  Saigon.  He  said  he  never  ceased  to 
be  fascinated  with  the  peculiar  masochistic 
attitude  Americans  adopted  about  their  en- 
gagement abroad.  I  started  to  bristle.  He 
said,  "Don't  argue  yet — just  listen."  He  went 
on  to  say  that  listening  from  Europe  to  the 
public  dialog  in  the  United  States,  one  could 
only  conclude  that  Americans  were  on  the 
verge  of  disaster  in  South  Viet^Nam,  that 
Americans  were  vastly  unpopular  in  Asia, 
that  there  was  no  clear  aim  to  American 
policy,  that  we  were  determined  on  an  esca- 
lation that  would  be  uncontrollable.  He  said 
that  he  could  go  on  with  such  a  list,  but  I 
probably  knew  more  items  to  include  than 
did  he.  I  said  I  had  heard  a  few  more  items. 

He  said  most  of  the  rest  of  the  world 
looked  at  it  quite  differently.  He  said  the  rest 
of  the  world  assumed  our  primary  objective 
to  be  the  denial  of  Southeast  Asia  to  Com- 
munist Chinese  hegemony.  He  said  it  was 
quite  clear  to  everyone  except  ourselves,  and 
possibly  Hanoi  and  Peking,  that  we  had 
already  achieved  this  objective.  He  said  he 
thought  historians  would  quite  likely  regard 
what  we  had  done  in  Viet-Nam  as  the  crucial 
turning  point  in  the  life  of  the  developing 
two-thirds  of  the  world.  He  said  that  if  Com- 
munist China  had  succeeded  in  this  attempt, 
it  would  have  led  to  such  a  complete  valida- 
tion of  "the  thought  of  Mao  Tse^tung"  that 
a  nuclear  confrontation  might  have  become 
inevitable.  He  said  that  our  firm  stand  in 
South  Viet-Nam  has  led  directly  to  the  al- 
most complete  elimination  of  Communist 
Chinese  influence  from  Africa  and  Latin 
America.  He  said  that  Mao  believed  that  the 
techniques  of  the  "war  of  just  liberation" 
could  not  be  contained  by  the  most  powerful 
nation  the  world  had  ever  known.  Had  Mao 
been  proved  correct,  then  Africa  and  Latin 
America  as  well  as  Asia  would  have  certainly 
been  engulfed  by  this  technique. 

Anyway,  he  said,  whether  Americans  real- 
ize they  have  already  achieved  this  goal  or 
not,  it  is  quite  evident  that  all  Asia  realizes 
it  and  is  already  acting  on  this  conviction  in 
the  creation  of  a  new  Asia — a  free  Asia  with 


increasingly  effective  patterns  of  cooperation 
in  economic  and  social  fields.  These  would,  he 
thought,  lead  inevitably  to  a  closer  political 
cohesion  which  in  turn  would  provide  the 
patterns  for  an  Asian  security  arrangement 
that  would  allow  them  to  handle  their  own 
security. 

He  went  on  to  say  that  American  policy  in 
Asia  and  the  Pacific  was  on  the  verge  of  a 
success  as  great  as  in  Europe  in  the  fifties. 
He  reminded  me  that  the  same  sort  of  at- 
tacks were  made  by  Americans  on  American 
policy  then  as  are  being  made  now.  He  said 
he  still  found  it  fascinating  that  while  Amer- 
icans were  sometimes  irritating  in  their  in- 
sistence on  their  superiority  in  so  many 
ways,  they  consistently  underrated  their  ac- 
complishments abroad.  As  a  matter  of  fact, 
he  said,  America  has  handled  its  unequaled 
power  with  great  imagination,  its  vast  mili- 
tary strength  with  ingenuity  and  with  enor- 
mous restraints.  Its  leaders  have  somehow 
begun  to  master  the  most  difficult  lesson  of 
those  who  are  chosen  to  govern — the  ability 
to  tightly  control  a  vast  mechanism  which, 
historically,  has  often  developed  a  momentum 
and  direction  of  its  own. 

The  most  important  thing  of  all,  he  said, 
is  that  in  validating  your  commitment  in  full 
as  you  are  doing,  you  are  insuring  the  credi- 
bility of  your  commitments  elsewhere.  And 
in  so  doing  it  is  obvious  that  your  people 
have  acquired  the  patience  to  see  the  job 
through.  He  concluded  his  monolog  by  saying 
that  destiny  has  apparently  chosen  your 
country  to  lead,  for  a  while  at  least.  And  it 
begins  to  look  as  if  you  might  be  worthy 
of  the  choice. 

•  •  •  •  • 

I  agree  with  him  that  the  last  year  has 
brought  a  great  change  to  the  situation  in 
Viet-Nam  and  Southeast  Asia.  The  Commu- 
nist aggressor  once  struggled  for  a  victory 
which  he  could  not  obtain.  He  is  now  strug- 
gling to  avert  a  defeat  he  cannot  avoid. 

While  there  is  much  grim  work  still  to  be 
done  in  South  Viet-Nam,  the  issue  is  now 
certain.  And  those  of  us  who  live  in  Bangkok 
have  had  the  good  fortune  to  watch  the  birth 
of  the  new  Asia  of  which  my  friend  spoke. 


FEBRUARY  6,  1967 


195 


Asian  Cooperative  Efforts 

I  believe  history  will  record  more  fully 
than  do  our  media  the  important  contribu- 
tion made  by  our  friend  and  colleague  here 
in  Bangkok,  His  Excellency  U  Nyun,  Ex- 
ecutive Secretary  of  ECAFE.  Among  his 
many  accomplishments  for  the  welfare  of 
the  peoples  of  Asia  will  be  recorded  his  pa- 
tient, determined,  and  persistent  diplomacy 
which  was  primarily  responsible  for  bringing 
into  being  the  new  Asian  Development  Bank 
and  which  is  now  pushing  the  Mekong  de- 
velopment scheme  into  an  accelerating  mo- 
mentum. 

Within  the  year,  we  saw  here  in  Bangkok 
the  months  of  patient  work  by  the  Commit- 
tee of  Ambassadors  under  the  leadership  of 
the  Thai  Foreign  Minister  which  led  to  the 
meeting  in  Seoul  where  nine  Asian  nations 
formed  the  Asian  and  Pacific  Council.  We 
shall  see  this  new  organization  hold  its 
second  meeting  here  in  Bangkok  this  year. 

It  was  here  in  Bangkok  that  we  saw  the  re- 
activation of  the  Association  of  Southeast 
Asia,  founded  in  1961  but  interrupted  by  the 
difficulties  between  Indonesia  and  Malaysia. 

That  meeting  could  not  have  taken  place 
without  the  prior  settlement  of  these  difficul- 
ties which  had  also  led  to  strained  relations 
between  Malaysia  and  the  Philippines.  The 
reconciliation  of  Indonesia  and  Malaysia,  pro- 
moted by  the  patient,  infinitely  skillful  and 
selfless  diplomacy  of  Thailand,  climaxed  In- 
donesia's rejection  of  communism  and  the 
return  of  reason  to  that  nation's  internal 
and  foreign  affairs. 

It  was  here  in  Bangkok  this  year  that  the 
Foreign  Minister  of  Thailand,  joined  by  his 
colleagues  from  the  Philippines  and  Malay- 
sia, launched  the  first  wholly  Asian  move  to 
settle  the  Vietnamese  war.  It  was  in  this  con- 
text that  there  was  the  first  Asian  call  for 
Japan  to  begin  to  assume  a  political  role  in 
Asian  regional  affairs  commensurate  with  its 
abilities  and  economic  strength. 

In  April  the  Conference  on  Asian  Develop- 
ment was  convened  in  Tokyo  at  Japanese 
initiative.  It,  like  the  Asian  and  Pacific 
Council,  will  continue  to  meet  regularly  in 


other  Asian  capitals.  It  is  characteristic  of 
virtually  all  these  newly  organized  regional 
projects  to  broaden  participation  by  sharing 
responsibility  for  the  planning  and  hosting 
of  conferences. 

It  was  in  Bangkok,  for  example,  that  the 
first  group  of  Southeast  Asian  Ministers  of 
Education  met  during  November  of  1965  to 
explore  the  possibilities  of  regional  coordi- 
nation of  educational  programs  and  the  shar- 
ing of  facilities.  They  met  again  last  month 
in  Manila,  where  they  approved  formation  of 
a  permanent  secretariat.  The  dozen  cooper- 
ative educational  projects  which  they  voted 
to  support  include  the  creation  of  an  Asian 
Institute  of  Technology,  to  be  located  in 
Thailand;  an  Agricultural  Institute,  to  be 
located  in  the  Philippines;  and  an  Institute 
of  Tropical  Medicine. 

These  are  but  a  few  of  the  many  coopera- 
tive projects  which  have  been  instituted  or 
given  new  momentum  under  Asian  leadership 
during  the  past  year.  Some,  like  the  gigantic 
Mekong  River  development  project,  are  well 
established.  Others  are  but  exploratory  stir- 
rings of  the  rising  Asian  urge  to  get  on  with 
the  business  of  orderly  regional  growth 
through  the  collective  engagement  of  Asian 
resources.  The  breadth  of  these  activities  is 
as  impressive  as  it  is  little  known.  These  new 
cooperative  efforts  extend  not  only  into  such 
fields  as  irrigation,  hydroelectric  power, 
transportation,  communication,  natural  re- 
sources exploration,  scientific  and  technical 
research,  experimental  agriculture,  and  qual- 
ity manufacturing  controls  but  also  into  the 
fields  of  coordinated  economic  planning  and 
cooperative  fiscal  policies. 

I  know  of  no  more  succinct  assessment  of 
the  meaning  of  these  developments  than  that 
voiced  last  July  by  the  President  of  the 
United  States.  In  a  speech  reviewing  Asia's 
remarkable  rate  of  recent  progress,  Presi- 
dent Johnson  said:  ^ 

.  .  .  this  is  the  new  Asia,  and  this  is  the  new 
spirit  we  see  taking  shape  behind  our  defense  of 
South  Viet-Nam.  Because  we  have  been  firm,  be- 
cause we  have  committed   ourselves  to  the  defense 


'  For  text,  see  BtiLLETiN  of  Aug.  1,  1966,  p.  158. 


196 


DEPARTMENT  OF  STATE  BULLETIN 


of  one  small  country,  others  have  taken  new  heart. 
...  we  never  intend  to  let  [them]  down.  America's 
word  will  always  be  good. 

The  trend  has  been  revealed  with  great 
clarity  also  by  His  Excellency  Thanat  Kho- 
man,  the  Foreign  Minister  of  Thailand,  who 
last  October,  in  New  York  City,  said: 

The  smaller  nations  in  Southeast  Asia  have  felt 
the  need  of  getting  closer  with  one  another.  If 
division  has  been  the  characteristic  of  the  past  and 
had  brought  about  g^rievous  losses  of  freedom  and 
independence  and  had  allowed  interference  and 
pressure  by  outside  powers,  the  future  aims  should 
be  for  closer  and  more  fruitful  cooperation  and 
integration.  While  such  cooperation  should  be  basi- 
cally regional,  it  is  not  in  our  interest  to  make  it 
exclusive.  Outside  elements  may  have  a  role  to  play 
but  not  a  domineering  or  dominating  role.  If  any- 
thing, it  will  be  a  cooperation  on  the  basis  of  equal- 
ity and  partnership. 

If  this  then  is  the  prevailing  mood  and 
outlook  of  the  new  Asia,  let  us  give  credit 
where  credit  is  most  assuredly  due: 

First,  to  the  people  and  the  leaders  of 
Asia,  because  they  have  upheld  both  their 
values  and  their  resolve  through  long  years 
of  uncertainty  and  disorder. 

Second,  to  those  American  leaders  who 
have  perceived  that  Asians  want  nothing 
more  from  us  than  the  opportunity  to  deliver 
themselves  not  only  from  the  age-old,  im- 
mobilizing fear  of  Chinese  exploitation  but 
from  poverty,  illiteracy,  sickness,  and  shriv- 
eled opportunities. 

There  is  no  mistaking  what  accounts  for 
the  upsurge  in  feelings  of  good  will  and  con- 
fidence toward  the  United  States  throughout 
the  Asian  region.  It  has  been  America's  ex- 
tension of  more  imaginative,  more  meaning- 
ful assistance  and  support  for  Asia's  own 
initiatives,  Asia's  own  solutions,  Asia's  own 
priorities,  and  Asia's  own  defenses. 

Nothing  illustrates  better  the  effect  of  this 
approach  than  the  responsiveness  evoked  in 
the  course  of  President  Johnson's  recent 
Asian  tour.  For  it  brought  forth  from  mil- 
lions in  this  region  great  waves  of  spon- 
taneous affection  toward  the  man  whose 
words  and  actions  have  come  to  be  associated 
with  their  own  advances  toward  a  better  life. 


The  President's  visit  gave  the  people  of 
Asia  an  opportunity  to  confirm  the  essential 
rightness  of  American  policy  in  Asia.  They 
seized  that  opportunity  by  rendering  him  a 
unique  welcome.  I  do  not  hesitate  to  predict 
that  historians  will  record  it  as  an  illumi- 
nating, catalytic  event  which  raised  the  cur- 
tain on  an  era  of  unprecedented,  mutually 
advantageous  cooperation  between  Asia  and 
the  West.  For  what  was  demonstrated  by  the 
warmth  and  public  enthusiasm  of  the  Presi- 
dent's reception  everywhere,  and  what  was 
underscored  repeatedly  for  all  the  world  to 
see,  is  that  the  forces  of  neutralism,  anti- 
colonialism,  and  regional  dissension  are  no 
longer  significant  factors  in  Asian  affairs. 
The  argument,  by  Americans  oddly  enough, 
that  U.S.  involvement  in  the  Vietnamese  war 
would  make  it  hated  throughout  Asia  was 
shown  to  be  wholly  false. 

The  reality  of  the  situation,  as  we  have 
seen,  is  quite  the  contrary.  The  trend  is 
toward  greater  willingness  to  move  in  con- 
cert with  others  to  devise  a  lasting,  essen- 
tially Asian  counterweight  to  Chinese  power 
in  the  area.  The  motivating  force  for  this  is 
not  Asian  self-aggrandizement.  It  is  simply 
the  impatience  of  Asians  for  a  peace  in  which 
to  build  their  nations,  provide  for  their  fam- 
ilies, plot  more  satisfying  lives,  and  lift  the 
horizons  of  future  generations. 

Asian  efforts  to  unify  and  fortify  the  re- 
gion have  begun  to  move  so  fast,  in  fact,  that 
the  danger  now  exists  that  American  and 
Western  adjustments  to  such  dramatic  and 
constructive  change  will  fall  behind.  Free 
Asia  has  reached  the  point  where  it  is  pre- 
pared to  associate  itself  with  new  Western 
initiatives  which  complement  its  own.  But 
how  many  nations  are  prepared  to  propose 
and  follow  through  on  the  wholly  equitable 
terms  a  self-reliant  and  united  Asia  right- 
fully will  demand  ?  Westerners  cannot  expect 
to  operate  in  Asia  in  the  future  on  terms 
that  existed  in  the  past.  But  it  would  be  a 
pessimist  indeed  who  could  not  see  the  newly 
compelling  opportunities  for  fruitful  coopera- 
tion which  Asians  are  providing  in  the  course 
of  coordinated  regional  reformation  and  de- 
velopment.   The    question   now    is    whether 


FEBRUARY  6,  1967 


197 


America  and  others  have  mastered  the  tech- 
nique of  full  and  equal  partnership  in  Asia. 

Pattern  of  Thai-American  Relations 

As  America  and  others  in  the  West  look 
for  answers  to  that  question,  I  would  hold 
that  the  pattern  of  Thai-American  relations 
offers  a  sound  basis  on  which  effective  for- 
mulas can  be  devised.  It  has  been  the  tradi- 
tion of  Thai-American  relations,  for  over  a 
century  and  a  half,  to  set  exemplary  stand- 
ards in  terms  of  the  mutual  understanding 
and  respect  which  are  essential  in  contacts 
between  nations,  particularly  between  those 
whose  disparities  in  their  size  and  power 
are  significant. 

As  the  Foreign  Minister  of  Thailand  ob- 
served last  May,  "Our  relationship  stands 
out  as  a  remarkable  example  of  how  a  small 
nation  can  work  with  a  great  power  without 
being  dominated  or  indeed  losing  its  iden- 
tity." 

It  was  his  hope,  he  emphasized,  that  Thai- 
American  collaboration  would  become  what 
the  Foreign  Minister  termed  "a  model  to  an 
orderly  and  peaceful  development  of  the  rela- 
tionship between  nations,  large  and  small,  in 
this  part  of  the  world — relationships  which 
will  not  entail  subservience  of  one  to  the 
other,  but  rather  mutually  trustworthy  and 
fruitful  partnership  and  cooperation." 

I  share  completely  the  opinions  of  my  Thai 
colleague  on  the  techniques  of  enlightened 
diplomacy  and  international  cooperation. 
Nothing  is  more  important  in  the  modern 
world  than  the  psychological  relations  be- 
tween nations,  particularly  the  patterns  of 
style,  attitude,  and  behavior  which  become  es- 
tablished in  the  solution  of  common  problems 
through  intimate,  complex,  and  sensitive  as- 
sociations. The  basis  on  which  Thailand  and 
the  United  States  conduct  their  relations 
takes  those  considerations  into  full  account. 
We  practice  earnest  solicitation  and  consider- 
ation of  each  other's  opinions  on  all  matters 
of  common  concern.  We  acknowledge  mutual 
responsibility  for  the  outcome  of  joint  efforts. 
And,  most  importantly,  we  cultivate  an  at- 
mosphere of  full  trust  within  a  genuinely 
equitable  partnership. 


Now,  there  are  no  doubts  among  you  here 
in  Bangkok  as  to  whether  Thailand  brings  as 
much  to  that  partnership  as  she  receives. 
There  are  a  great  many  voluntary  and  recip- 
rocal actions  which  could .  be  cited.  To  ex- 
amine only  one  of  them,  we  might  choose 
Thailand's  contribution  to  the  military  effec- 
tiveness of  her  American  and  South  Viet- 
namese allies,  which  is  a  part  of  her  ongoing 
heavy  support  of  SEATO  objectives. 

As  you  know,  the  Royal  Thai  Government 
has  permitted  the  use  of  its  bases  by  ele- 
ments of  the  United  States  Armed  Forces  en- 
gaged in  carrying  out  defensive  measures 
under  the  obligations  both  Governments  had 
assumed  under  the  SEATO  treaty.  These 
bases  at  Korat,  Ubon,  Nakom  Phanon, 
Udorn,  Takhli,  and  U-Tapao  have  been  a 
major  contribution  to  the  Allied  war  effort. 

It  is  impossible  to  estimate  how  many  thou- 
sand Allied  lives  have  been  saved  in  South 
Viet-Nam  as  a  direct  result  of  Thailand's  co- 
operation. But  one  needs  only  to  sample  the 
enraged  stream  of  propaganda  protests 
beamed  at  Thailand  by  Peking  and  Hanoi  to 
conclude  that  our  concerted  actions  hurt  them 
painfully. 

The  Thai  facilities  which  have  played  such 
a  critical  role  in  the  defense  of  South  Viet- 
Nam  did  not  appear  miraculously  or  mysteri- 
ously, simply  because  of  the  free  world's  ur- 
gent need  for  them.  Those  installations  were 
put  in  place  by  Thailand  much  earlier,  in 
the  course  of  long-term  military  prepared- 
ness efforts  undertaken  in  its  own  defense 
and  in  response  to  its  obligations  as  a  highly 
conscientious  member  of  the  Southeast  Asia 
Treaty  Organization. 

The  complex  of  modern  military  logistical 
facilities  now  available  in  Thailand  is  the 
result  of  a  combined  effort  that  has  been 
made  within  the  SEATO  framework  to  pro- 
vide for  the  defense  of  the  treaty  area.  The 
United  States  continues  to  play  its  role  with- 
in SEATO  by  taking  an  active  part  in  the 
maintenance  and  improvement  of  those  facil- 
ities. Thus,  among  the  35,283  members  of  the 
American  Armed  Forces  in  Thailand,  as  of 
January  5  there  were  some  8,000  engaged  in 


198 


DEPARTMENT  OF  STATE  BULLETIN 


the  construction  and  maintenance  of  strategic 
roadways,  communications  networks,  port 
facilities,  military  supply  depots,  and  other 
installations  which  have  been  judged  by 
SEATO  members  to  be  essential  for  the 
security  of  this  area. 

At  the  same  time,  the  U.S.  continues  its 
16-year-old  program  to  assist  in  the  training 
and  equipment  of  Thailand's  armed  forces. 
As  long-range  Communist  plans  for  Thai- 
land's subversion,  announced  by  Peking  some 
time  ago,  are  accelerated,  Thai-U.S.  coopera- 
tion under  the  military  assistance  program 
has  taken  these  new  tactics  into  account.  An 
American  Special  Forces  unit  has  been  de- 
ployed here  on  a  training  mission  which  will 
give  Thailand  additional  military  units 
skilled  in  counterinsurgency  operations.  At 
Thai  request,  a  company  of  unarmed  Ameri- 
can helicopters  has  been  temporarily  operat- 
ing in  the  northeast  to  provide  the  all- 
important  elements  of  mobility  and  logistical 
flexibility  for  Thai  security  units.  The 
American  unit's  mission  is  best  described  as 
a  "taxi  service,"  which  has  been  available  to 
Thai  civilian  and  military  authorities  en- 
gaged in  the  numerous  economic,  social,  and 
security  development  programs  Thailand 
has  organized  to  protect  and  benefit  its 
people  in  the  remote  areas.  In  the  next  2 
weeks  these  airlift  missions  will  be  taken 
over  by  the  Thai  Government,  using  its  own 
new  aircraft,  flown  and  serviced  by  newly 
graduated  helicopter  pilots  and  ground 
maintenance  crews. 

I  might  add  for  the  record  that  neither 
the  Special  Forces  and  other  American  train- 
ing personnel  nor  these  temporarily  provided 
helicopters  have  participated  in  actual  coun- 
terinsurgency combat  operations.  The  Thai 
have  insisted  that  this  is  their  responsibility 
which  they  will  meet  with  their  own  armed 
forces.  The  helicopters  are  therefore  being 
assigned  to  other  duties  by  the  Secretary  of 
Defense  at  the  end  of  this  month  in  accord- 
ance with  arrangements  made  on  their  ar- 
rival  last  August. 

It  is  in  these  and  other  unsensational  ways 
that  the  United  States  has  moved  to  help 
strengthen  this  country  militarily  and  to  as- 


sist a  government  deeply  conscious  of  its 
responsibilities  for  protecting  its  own  and 
neighboring  people. 

As  you  know,  the  Royal  Thai  Government 
has  decided  to  add  to  the  Royal  Thai  Air 
Force  and  Royal  Thai  Navy  units,  now  en- 
gaged with  their  other  free- wo  rid  allies  in 
resisting  aggression  in  South  Viet-Nam,  an 
additional  fighting  force  from  the  Royal  Thai 
Army.  They  will  be  warmly  welcomed  by 
their  other  SEATO  allies,  who  learned  of 
their  courage  and  valor  when  they  fought 
as  allies  in  the  United  Nations  command  in 
Korea. 

In  summary,  our  mission  here  is  not  to 
oversee  or  involve  ourselves  in  the  internal 
military  and  civilian  aff'airs  which  are  the 
exclusive  business  of  the  Thai  themselves. 
Our  mission  is  to  perform  as  trusted  friend, 
discreet  confidant,  and  dependable  ally  and 
where  we  can  to  make  available  from  our 
experience  and  resources  those  things  which 
Thailand  judges  to  be  applicable  and  bene- 
ficial to  its  own  development  and  security. 

And  it  is  a  similar  approach,  I  submit, 
that  will  enable  America  to  associate  itself 
most  fully  with  the  new  order  that  has  begun 
to  emerge  so  rapidly  within  free  Asia.  The 
old  order  is  passing.  Its  death  rattle  can  be 
heard  in  the  jungles  of  Viet-Nam,  just  as  the 
new  era  can  be  glimpsed  in  Asia's  busy  con- 
ference halls. 

The  United  States  has  traveled  a  long, 
challenging,  and  burdensome  way  to  reach 
this  point.  The  final  miles  may  prove  to  be 
a  bit  rough  because  they  feature  a  bitter, 
complicated  struggle  against  fanatical  ex- 
tremists. But  we  now  know  what  our  role 
entails.  We  know  that  it  need  not  overtax 
our  resources.  We  do  know  that  the  Amer- 
ican people  have  the  patience  and  the  deter- 
mination we  will  need  to  carry  out  our  com- 
mitments. If  there  is  any  important  element 
still  missing  from  the  American  commitment 
to  keep  Southeast  Asia  secure,  I  would  sug- 
gest that  it  is  confidence  in  ourselves,  con- 
fidence in  the  future  of  Asia,  and  pride  that 
we  have  made  that  future  possible  by  meet- 
ing our  commitments,  not  only  to  Asia  but 
to  our  ancient  obligation  to  freedom. 


FEBRUARY  6,  1967 


199 


AID  Report  on  Viet-Nam  Commodity  Programs 
Submitted  to  President  Johnson 


Folloiving  is  a  letter  of  transmittal  to 
President  Johnson  from  William  S.  Gaud, 
Administrator  of  the  Agency  for  Interna- 
tional Development,  together  with  the  text 
of  a  report  on  the  management  of  AID  com- 
modity programs  in  Viet-Nam  in  1966. 


letter  of  transmittal 

9  January  1967 

Dear  Mr.  President:  I  submit  here- 
with a  year-end  report  on  the  management 
of  AID  commodity  assistance  programs  in 
Vietnam  and  what  we  are  doing  to  improve 
their  effectiveness  and  prevent  their  misuse. 

Such  a  special  report  seemed  desirable  to 
me  because  of  the  magnitude  of  our  Vietnam 
aid  program  and  the  difficult  wartime  cir- 
cumstances under  which  it  must  be  admin- 
istered, unique  in  AID's  experience.  Effective 
management  of  such  large  and  complex  pro- 
grams would  be  a  demanding  task  in  any 
developing  country.  It  has  been  especially 
demanding  in  a  country  whose  economy, 
social  structure,  communications  and  trans- 
portation have  been  dislocated  by  a  long  war. 
Rapid  expansion  of  these  programs  to  meet 
urgent  requirements  in  1966  compounded 
the  management  task. 

The  U.S.  has  provided  about  $455  million 
in  food,  equipment  and  other  civil  aid  sup- 
plies during  1966  to  support  "revolutionary 
development"  activities  in  the  rural  areas, 
fight  inflation  throughout  the  country,  estab- 
lish the  foundation  for  long-term  develop- 
ment, and  provide  medical  and  relief  supplies 
to  the  victims  of  communist  terror  and  ag- 
gression. 

To  administer  this  expanding  program,  the 


AID  Mission  staff  had  to  be  doubled  during 
the  year.  New  systems,  procedures  and  con- 
trols were  adopted  to  strengthen  safeguards 
against  abuses  and  facilitate  handling  of  sup- 
plies. These  include  exchange  devaluation 
and  reforms  in  import  procedures  made  by 
the  Government  of  Vietnam,  major  changes 
in  AID'S  Commercial  Import  Program  opera- 
tions, expansion  and  improvement  of  phys- 
ical facilities  and  management  of  the  Viet- 
namese ports,  a  large  increase  in  U.S.  ad- 
visory services  and  auditing  staffs,  and 
improvements  in  documentation  and  infor- 
mation systems. 

Among  the  most  important  specific  actions 
taken  were: 

— assignment  of  the  U.S.  Army's  1st 
Logistic  Command  to  supervise  the  handling 
of  almost  all  AID  project  commodities  from 
ship  discharge  to  Government  warehouses; 

— assignment  of  the  125th  Terminal  Com- 
mand as  an  advisory  unit  to  the  Vietnamese 
director  of  the  Port  of  Saigon; 

— doubling  the  AID  Mission's  auditing 
staff  and  the  assignment  of  controllers  and 
traveling  auditors  to  all  regions; 

— assignment  of  a  U.S.  Bureau  of  Customs 
team  to  assist  the  Vietnamese  Customs  Office 
in  improving  its  procedures  and  spot-check- 
ing AID-financed  commercial  imports; 

— a  decision  to  station  American  logistics 
advisors  in  provincial  and  regional  ware- 
houses; and 

— development  of  an  automated  arrival  ac- 
counting system  for  AID's  commercial  im- 
ports. 

Nonetheless,  as  generally  happens  in  war- 
time, there  has  been  some  illegal  diversion 
or  other  loss  of  aid  supplies  to  Vietnam. 


200 


DEPARTMENT  OF  STATE  BULLETIN 


Any  such  loss  is  deplorable,  even  in  wartime, 
and  I  know  that  you  have  been  concerned,  as 
have  I  and  my  staff,  with  the  necessity  of 
assuring  that  large  amounts  of  AID-financed 
commodities  are  not  stolen  or  otherwise  di- 
verted. This  report  summarizes  our  work 
on  that  problem.  It  reviews  the  AID  Mis- 
sion's estimates  of  the  recent  and  current 
rates  of  loss  in  the  major  program  categories 
and  measures  to  reduce  these  losses. 

These  estimates,  which  are  the  most  com- 
prehensive and  carefully  reviewed  findings 
available,  indicate  that  in  recent  months  no 
more  than  5-6%  of  all  U.S.  economic  assist- 
ance commodities  delivered  to  Vietnam  were 
stolen  or  otherwise  diverted. 

Though  these  rates  of  loss  are  comparable 
to  or  lower  than  losses  in  other  war  zones 
under  less  difficult  conditions,  they  are  by  no 
means  acceptable  and  we  are  doing  our  best 
to  reduce  them  further.  Management  im- 
provements now  in  force  or  being  initiated 
are  expected  to  reduce  losses  substantially 
over  the  coming  year.  I  am  confident  that  my 
next  report  to  you  will  reflect  further  im- 
provement in  the  management  and  effective- 
ness of  the  AID  commodity  programs. 
Sincerely  yours, 

William  S.  Gaud 


TEXT  OF  REPORT 

I.  Introduction 

AID  has  undertaken  in  Vietnam  a  war- 
time economic  assistance  program  unprece- 
dented in  its  magnitude  and  intensity. 

In  late  1965,  it  became  necessary  to  in- 
crease vastly  the  AID  and  Food  for  Peace 
commodity  programs  in  order  to  bolster  the 
Vietnamese  economy  against  inflationary 
pressures  resulting  from  the  U.S.  and  Viet- 
namese military  buildup,  to  provide  greater 
support  to  the  "revolutionary  development" 
program  in  the  rural  areas,  and  to  furnish 
relief  and  medical  supplies  to  refugees  and 
other  victims  of  the  "shooting  war." 

To  be  effective,  our  response  to  these  ur- 
gent requirements  had  to  be  full  and  fast. 
Obligation  of  funds  and  the  initiation  of  or- 


ders for  the  programs  had  to  be  started  at 
once,  even  before  all  the  personnel  needed  to 
manage  them  were  on  the  job  in  Vietnam. 
The  AID  American  staff  of  "direct-hire"  per- 
sonnel stationed  in  Vietnam  or  in  training 
on  January  1,  1966,  numbered  about  700;  by 
December  31,  1966,  it  had  nearly  doubled.  At 
the  same  time,  AID  and  the  Government  of 
Vietnam  undertook  a  variety  of  economic 
measures,  reforms  and  procedures  to  man- 
age more  effectively  this  massive  and  com- 
plex flow  of  commodities. 

During  calendar  year  1966,  the  period  cov- 
ered in  this  report,  actual  disbursements  for 
AID  and  Food  for  Peace  program  goods 
shipped  to  Vietnam  totaled  $455  million, 
compared  with  $266  million  in  1965.  Opera- 
tion and  control  of  a  program  of  this  size 
in  a  less  developed  country  would  be  diffi- 
cult in  time  of  peace  under  relatively  stable 
social  and  economic  conditions.  South  Viet- 
nam in  1966  presented  far  greater  problems. 
It  was  in  every  sense  disjointed  by  war,  its 
modest  transportation  capacity  disrupted 
and  insecure,  its  public  and  private  manage- 
ment ranks  thinned,  its  system  of  deterring 
corruption  inadequate. 

To  meet  the  requirements  of  the  Viet- 
namese economy  and  civil  counterinsurgency 
effort,  well  over  150,000  different  commod- 
ities had  to  be  procured,  shipped  and  dis- 
tributed— items  as  large  as  huge  gas  tur- 
bine generators  and  manufacturing  plant 
machinery  and  as  small  as  sewing  needles, 
as  complex  as  specially  designed  industrial 
engines  and  as  "simple"  as  shiploads  of  rice. 
Nearly  3  million  tons  of  economic  assistance 
goods  were  shipped  to  Vietnam  during  1966 
— the  equivalent  of  900  shiploads. 

This  report  summarizes  the  nature  and 
purposes  of  the  AID  commodity  programs, 
describes  the  economic,  managerial  and  logis- 
tical problems  that  have  had  to  be  overcome, 
and  enumerates  the  economic  measures, 
physical  facilities  and  operational  systems 
which  have  been  or  are  being  created  to  cope 
with  these  problems.  The  report  deals  sepa- 
rately with  commodities  which  are  intended 
for  sale  in  Vietnam's  commercial  markets 
(part  II)  and  those  which  are  intended  for 


FEBRUARY  6,  1967 


201 


use  in  projects  or  relief  programs  (part  III). 
In  both  sections,  the  flow  of  goods  is  ex- 
amined from  arrival  in  Vietnam  to  the  pro- 
gram destinations. 

Special  attention  is  directed  throughout 
to  the  problems  of  loss,  theft  or  other  diver- 
sion of  AID-funded  commodities  and  correc- 
tive measures.  Losses  of  economic  assistance 
goods  in  Vietnam  are  estimated  by  our 
Mission  at  no  more  than  .5  to  6  percent  over- 
all in  recent  months.  This  aggregate  is  de- 
rived from  estimates,  using  several  separate 
methods,  of  between  2  and  5  percent  of  com- 
mercial imports  (which  accounted  in  1966 
for  85  percent  of  the  total  commodity  flow), 
and  estimates  of  between  10  and  15  percent 
of  the  far  smaller  amount  of  project  and 
relief  commodities  which  must  be  distributed 
to  every  province,  often  through  insecure 
territory.  These  rates  of  loss  are  believed  to 
be  no  more,  and  perhaps  less,  than  that  suf- 
fered in  other  wartime  conditions.  However, 
such  losses  are  unacceptable  to  AID.  They 
are  being  reduced  now  by  new  measures  in 
the  Saigon  port  and  will  be  reduced  through- 
out the  internal  logistic  system  by  other 
measures  recently  adopted.  The  physical  con- 
trol and  management  systems  already  in- 
stalled or  decided  upon  are  outlined  below. 

A  separate  section  addresses  economic  war- 
fare, the  effort  to  frustrate  the  Viet  Cong  ex- 
ploitation of  local  supply  sources  including 
U.S.  economic  and  military  aid  supplies. 

II.  strengthening  the  Vietnamese  Economy: 
The  Commercial  Import  and  Food  for 
Peace  Programs 

A.  Combating  Inflation 

About  85  percent  of  the  economic  aid 
goods  sent  to  Vietnam  in  1966  were  com- 
mitted to  the  fight  against  destructive  infla- 
tion. To  the  extent  that  imports  could 
moderate  domestic  shortages,  this  AID  com- 
mei-cial  import  program  and  Food  for  Peace 
program  succeeded. 

With  over  two-thirds  of  its  able-bodied 
men  in  the  20-30  year  age  group  absorbed 
by  the  war  eff'ort,  cities  swollen  by  refugees, 
internal  transportation  disrupted  and  much 
of    the    agricultural    area    a    battleground. 


South  Vietnam's  capacity  to  provide  goods 
and  services  for  its  own  population  has  been 
drastically  reduced.  The  shortage  of  domestic 
goods  and  services  was  compounded  by  an 
increase  of  over  130  percent  during  1965- 
1966  in  the  amount  of  piasters  in  circulation, 
funds  spent  primarily  in  support  of  the  war 
eff'ort  for  salaries  and  expenditures  of  Viet- 
namese soldiers,  policemen,  civil  servants 
and  construction  workers,  and  of  U.S.  troops 
and  military  contractors.  If  this  increase  in 
purchasing  power  were  not  offset  by  an  in- 
crease in  the  inflow  of  goods,  prices  of  scarce 
commodities  would  be  bid  up  rapidly  and  a 
runaway  inflation  would  undermine  morale 
and  cause  extreme  social  inequity,  jeopard- 
izing the  whole  defense  effort. 

U.S.  provision  of  commodities  through  the 
commercial  import  and  Food  for  Peace  pro- 
grams gives  the  disrupted  South  Vietnamese 
economy  additional  dollar  resources  to  fi- 
nance more  imports,  supplementing  the 
foreign  currency  resources  it  earns  through 
normal  financial  transactions.  These  pro- 
grams provide  food,  fertilizer,  construction 
materials,  machinery — thousands  of  items 
needed  to  keep  the  economy  operating  and 
expanding.  The  sale  of  these  imported  goods 
and  domestic  and  customs  revenue  collections 
absorb  piasters  and  reestablish  the  balance 
between  money  and  goods  in  the  marketplace. 

In  late  1965  the  existing  AID  commercial 
import  program  (CIP)  and  Title  I  sales  of 
the  Food  for  Peace  program  were  rapidly 
expanded  to  meet  this  critical  need. 

B.  Hoiv  the  CIP  and  Title  I  Programs  Func- 
tion 

The  Government  of  Vietnam  (GVN)  con- 
trols imports  of  commodities  for  commercial 
sale  in  the  country  through  a  licensing  sys- 
tem. After  a  license  has  been  issued  by  the 
GVN  and  before  AID  approves  U.S.  funding 
of  the  import  under  the  CIP,  an  AID  com- 
modity analyst  reviews  the  order  with  special 
attention  to  four  factors: 

— Is  the  applicant  an  authorized  importer 
not  under  suspension? 

— Is  the  commodity  a  nonluxury  item  ? 
— Could  the  enemy  adapt  such  commodity 


202 


DEPARTMENT  OF  STATE  BULLETIN 


to  use  as  an  item  of  critical  importance? 

— Is  the  size  of  the  order  reasonable  in 
terms  of  the  current  Vietnamese  market  de- 
mand? 

If  the  order  is  approved,  the  AID  analyst 
assists  the  importer  in  preparing  an  invita- 
tion for  proposals.  The  importer  then  entei's 
into  an  agreement  with  the  most  qualified 
responsive  bidder,  who  ships  the  goods  to  the 
importer.  The  supplier  is  paid  by  AID  in 
dollars.  The  importer  deposits  the  piaster 
equivalent  of  the  cost  of  the  goods  in  a 
"counterpart  fund,"  which  is  jointly  admin- 
istered by  the  U.S.  and  Vietnamese  Govern- 
ments to  support  sections  of  the  GVN  mili- 
tary and  civil  budgets. 

The  goods  themselves  are  received  by  the 
importer  through  customs,  almost  always  at 
the  Port  of  Saigon,  and  disseminated 
throughout  the  Vietnamese  economy.  The 
presence  of  AID's  "clasped  hands"  symbol 
on  these  commodities  sold  in  shops  through- 
out Vietnam  has  frequently  been  misin- 
terpreted as  an  indication  of  the  diversion 
of  AID  material  meant  for  free  distribution 
or  use  in  projects.  It  is,  on  the  contrary, 
tangible  evidence  that  the  CIP  effort  is 
succeeding. 

Most  Food  for  Peace  commodities  brought 
to  Vietnam  for  sale  under  Title  I  of  that 
program  are  handled  in  precisely  the  same 
manner  as  other  CIP  goods.  Title  I  rice, 
however,  is  treated  differently.  Approxi- 
mately 59  percent  of  the  rice  is  off-loaded  at 
the  Port  of  Saigon  by  the  U.S.  Army's  4th 
Terminal  Command  and  placed  in  a  GVN 
rice  warehouse,  while  the  remaining  41  per- 
cent is  landed  at  the  ports  of  Da  Nang,  Qui 
Nhon  and  Nha  Trang.  The  Vietnamese 
Government  then  distributes  the  rice  as 
follows: 

— Most  is  sold  to  merchants  for  local  cur- 
rency. They,  in  turn,  distribute  it  in  the  rice 
deficit  areas  in  normal  commercial  channels. 

— About  10  percent  is  turned  over  to  the 
Vietnamese  armed  forces  to  supplement 
their  diets. 

— A  small  amount  is  sold  directly  by  the 
GVN  to  the  public. 


During  calendar  1966,  422,000  metric  tons 
of  rice,  valued  at  approximately  $58  million, 
were  exported  to  Vietnam  under  the  Title  I 
program. 

C.  Reforms  of  the  System 

Vietnamese  importers  active  in  the  CIP 
and  Food  for  Peace  program,  like  business- 
men elsewhere,  strive  to  make  the  largest 
sustainable  profit. 

Before  1965  it  was  not  especially  easy  for 
importers  to  manipulate  the  market  because 
the  foreign  exchange  rate  was  fairly  realistic 
and  smaller  incomes  and  limited  purchasing 
power  kept  the  demand  for  imports  stable. 
Following  the  rapid  buildup  of  1965,  how- 
ever, a  combination  of  increased  purchasing 
power,  saturated  logistic  facilities,  increased 
VC  interdiction  of  internal  distribution,  an 
exchange  rate  which  had  become  unrealistic 
and  war-thinned  civil  government  adminis- 
tration created  a  situation  in  which  importers 
could  collude  with  one  another  and  with  un- 
scrupulous suppliers  to  generate  windfall  or 
monopoly  profits.  Administrative  price  con- 
trols proved  ineffective  or  positively  harmful. 
In  effect,  the  institutions  of  the  import  sec- 
tor, operating  under  a  body  of  regulations 
adopted  several  years  ago  during  a  period  of 
relative  stability,  were  shown  in  some  in- 
stances to  be  inadequate  or  counterproduc- 
tive. 

In  the  spring  and  summer  of  1966  the 
Governments  of  Vietnam  and  the  United 
States  agreed  on  import  reforms.  Coupled 
with  the  economic  stabilization  measures  rec- 
ommended by  the  International  Monetary 
Fund,  these  reforms,  each  discussed  below, 
reduced  opportunities  for  profiteering  and 
corrected  other  abuses  that  had  taken  place 
under  the  CIP. 

1.  Devaluation.  On  June  18  the  Vietnam- 
ese Government  announced  a  new  system  of 
exchange  rates  which  raised  the  effective 
cost  of  foreign  exchange  for  imports  from 
60  to  118  piasters  per  dollar,  plus  duties. 
While  the  primary  purpose  of  devaluation 
was  to  absorb  excess  liquidity  and  keep  in- 
flation within  tolerable  limits,  additional 
benefits  were  derived  from  the  effect  the  new 


FEBRUARY  6,  1967 


203 


exchange  rate  had  on  CIP  transactions. 
Doubling  the  piaster  cost  of  foreign  exchange 
made  illegal  reexportation  of  CIP  commodi- 
ties unattractive  and  reduced  the  profit  pos- 
sibilities in  such  practices  as  overinvoicing. 

2.  Expavded  Competition  in  the  Commer- 
cial Import  Sector.  Open  general  licensing 
was  adopted  for  the  licensing  of  most  im- 
ports financed  under  the  CIP,  and  with 
Vietnamese-owned  foreign  exchange,  and  the 
former  system  of  administrative  allocation  of 
foreign  exchange  on  the  basis  of  importer 
quotas  was  abolished.  New  importers  were 
permitted  to  enter  the  previously  closed  im- 
port community  if  they  could  demonstrate 
that  they  were  responsible  firms,  70  percent 
Vietnamese  owned,  and  had  at  least  15  mil- 
lion piasters  of  paid-in  capital.  They  had  to 
prove  that  they  had  warehouse  facilities 
available,  and  they  were  required  to  deposit 
1  million  piasters  with  the  Ministry  of  Na- 
tional Economy  as  a  surety  bond  against 
illegal  activities.  To  date  the  applications  of 
more  than  170  new  importers  have  been  au- 
thorized or  are  in  process.  This  increase  in 
competition  has  been  a  healthy  stimulus  to 
the  economy. 

3.  Consolidated  Procurement.  As  a  de- 
terrent to  possible  collusion  between  sup- 
pliers and  importers,  to  achieve  economies  in 
procurement  and  to  improve  logistic  manage- 
ment, both  Governments  agreed  to  consoli- 
dated procurement  procedures  for  several 
bulk  commodities,  including  galvanized  iron 
sheet,  white  cement,  newsprint,  tinplate, 
fertilizer  and  jute  bags.  These  commodities, 
and  others  which  may  be  added  in  the  future, 
are  now  purchased  by  the  U.S.  General  Serv- 
ices Administration  (GSA)  acting  as  agent. 
GSA  procures  under  standard  U.S.  Govern- 
ment procedures  and  arranges  ocean  trans- 
portation— usually  on  vessels  provided  by 
the  U.S.  Military  Sea  Transportation  Serv- 
ice. 

Since  GSA  buys  in  large  quantities,  econ- 
omies can  be  achieved  in  both  procurement 
and  transportation.  Consolidated  shipments 
help  to  relieve  port  congestion  and  expedite 
customs  clearance. 


4.  Broader  Advertising  of  Procurement. 
Under  CIP  regulations  any  transaction  of 
more  than  $10,000  must  be  advertised  in  a 
circular  published  by  the  AID  Office  of  Small 
Business.  This  permits  American  suppliers 
to  learn  of  requirements  and  off'er  bids.  To 
reduce  the  possibility  of  importers  who  want 
to  import  more  than  $10,000  worth  of  goods 
evading  this  requirement  by  applying  for 
separate  import  licenses  of  less  than  $10,000, 
each  general  importer  is  now  allowed  only 
three  licenses  under  $10,000  in  any  3-month 
period. 

The  resulting  increase  in  small  business 
advertising  should  bring  about  lower  prices 
due  to  increased  competition.  By  reducing  the 
volume  of  import  transactions  this  innova- 
tion should  also  reduce  the  time  required  to 
process  import  licenses  and  consolidate  the 
movement  of  commercial  shipments  through 
the  Port  of  Saigon. 

5.  Elimination  of  Agents'  Commissions.  In 
the  past,  local  agents'  commissions  have  been 
eligible  for  dollar  financing  under  the  CIP. 
In  order  to  reduce  possible  U.S.  balance  of 
payments  drain  and  the  opportunity  for 
abuses  such  as  illegal  capital  flight,  AID  has 
made  arrangements  to  cease  financing  of 
commissions  for  any  agents  except  those  who 
are  U.S.  citizens  maintaining  residence  in 
the  United  States. 

D.  Physical  Control  of  Commercial  Imports 
in  Saigon  Port  Area. 

Nowhere  has  the  military  and  civilian  im- 
port buildup  which  began  in  the  summer  of 

1965  caused  greater  strains  than  at  the  Port 
of  Saigon.  The  port's  physical  equipment, 
security  facilities  and  documentation  sys- 
tems, though  adequate  to  handle  the  flow 
of  cargo  prior  to  1965,  were  not  designed 
to  cope  with  the  extraordinary  demands  of 
1966.  Designed  to  handle  1.5  million  tons  of 
cargo  a  year,  the  port  was  operating  at  an 
annual  rate  of  3.5  million  tons  by  Januaiy 

1966  and  had  reached  an  annual  level  of  al- 
most 5  million  tons  by  November  1966. 

The  decision  to  strain  port  facilities  be- 
cause of  the  urgency  of  the  military  and  eco- 
nomic efforts  was  made  with  knowledge  that 


204 


DEPARTMENT  OF  STATE  BULLETIN 


confusion  and  congestion  would  result  until 
new  facilities  and  systems  could  be  estab- 
lished. 

By  niid-1966  the  specific  measures,  dis- 
cussed in  detail  later  in  this  section,  had 
begun  discernibly  to  relieve  port  congestion, 
and  present  conditions,  while  not  yet  satis- 
factory, reflect  very  substantial  improve- 
ment. 

Control  of  the  CIP  and  Title  I  programs  is 
largely  a  problem  limited  to  the  Saigon  area 
and,  more  often  than  not,  to  the  port  itself. 
Once  these  goods  have  cleared  customs  and 
have  been  delivered  to  the  importer,  AID's 
commodity  import  mission  has  essentially 
been  accomplished.  Thereafter  they  flow, 
through  commercial  channels  within  the  local 
economy  to  meet  the  needs  of  the  people  and 
hold  down  inflation. 

Nevertheless,  the  U.S.  AID  Mission  to 
Vietnam,  together  with  other  U.S.  agencies 
and  the  Government  of  Vietnam,  maintains 
a  continuing  interest  in  these  and  all  other 
commodities  available  in  the  marketplace  in 
an  eff'ort  to  limit  the  ability  of  Viet  Cong 
military  units  to  obtain  critical  supplies.  This 
eff'ort  is  described  in  detail  in  chapter  IV. 

Since  most  CIP  commodities  are  not 
shipped  to  Vietnam  separately  from  other 
commercial  cargoes,  the  efforts  to  improve 
their  handling  must  in  most  cases  be  directed 
at  the  operation  of  the  entire  port.  The  steps 
which  have  been  and  are  being  taken  toward 
this  end  fall  into  five  categories:  (1)  expan- 
sion of  physical  facilities,  (2)  improved  port 
management,  (3)  increasing  U.S.  advisory 
activities,  (4)  improvement  of  documenta- 
tion procedures,  and  (5)  tightening  of  port 
security. 

1.  Expansion  of  Physical  Facilities.  Sai- 
gon Port's  handling  of  commercial  cargo  has 
been  increased  from  295,000  metric  tons  a 
month  in  January  1966  to  415,000  metric 
tons  in  November  1966  principally  because 
of  the  following  measures: 

— 14  additional  deep  draft  buoy  sites  have 
been  prepared  and  a  floating  dock  for  roU- 
on,  roll-off  unloading  has  been  put  into  op- 
eration. 


— Roads  and  open  storage  areas  have  been 
repaired  or  constructed.  More  efficient  traffic 
patterns  have  been  laid  out. 

— More  barge  discharge  and  transit  fa- 
cilities have  been  opened.  Sheet  steel  piling 
has  been  provided  for  constructing  LST  and 
barge  landing  sites  in  Saigon. 

— Obstructions  to  navigation  in  the  Saigon 
River  have  been  removed. 

— Five  heavy-duty  hydraulic  dredges  for 
use  in  port  construction  have  been  sent  to 
Vietnam. 

— AID  has  procured  or  contracted  for  552 
trucks,  156  barges,  13  tugs  and  213  pieces 
of  handling  equipment  (e.g.,  cranes  and  fork 
lifts)  to  facilitate  port  operations,  and  more 
equipment  is  being  procured — all  additional 
to  port  equipment  used  by  the  U.S.  military. 

— Steel  plate  for  constructing  47  new 
barges  in  Vietnam  and  rehabilitating  40  ex- 
isting barges  has  recently  arrived  (these  are 
included  in  the  156  barges  referred  to 
above). 

— 10  coastal  vessels  and  a  3,000-ton-per- 
month  junk  fleet  have  been  chartered  to  help 
move  cargo  from  Saigon  to  other  ports. 

— The  major  New  Port  project,  which  is 
creating  an  entire  new  section  of  the  Saigon 
port,  is  partially  constructed  and  in  use  by 
the  U.S.  military.  It  is  scheduled  for  com- 
pletion in  the  spring  of  1967. 

— A  new  fish  market  pier,  south  of  the 
main  port  area,  is  now  in  operation. 

— A  fresh  water  facility  for  ships  in  port 
has  been  finished. 

— 676,000  square  feet  of  new  civil  ware- 
house space  at  Thu  Due,  close  to  Saigon,  is 
being  built.  It  is  partially  in  use  now  and  is 
expected  to  be  fully  operational  by  April 
1967.  This  facility  possesses  double  the  ca- 
pacity of  existing  port  transit  warehouses 
for  civil  cargo. 

— Other  Saigon  area  warehouse  facilities 
have  been  expanded  to  expedite  port  clear- 
ance. 

— The  load  on  the  Port  of  Saigon  has  been 
reduced  by  the  expansion  of  facilities  at  a 
number  of  other  Vietnamese  ports  including 
Quang  Ngai,  Qui  Nhon,  Nha  Trang,  Da  Nang 
and  Cam  Ranh  Bay.  The  capacity  of  these 


FEBRUARY  6,  1967 


205 


ports  has  been  increased  more  than  threefold, 
from  125,000  metric  tons  per  month  in  Au- 
gust 1965  to  more  than  400,000  metric  tons 
at  present. 

2.  Improved  Port  Management 

— The  Vietnamese  Army  has  been  given  re- 
sponsibiHty  for  management  of  the  port.  The 
Port  Director,  General  Lan,  is  responsible 
directly  to  the  Prime  Minister. 

— To  reduce  congestion,  the  GVN  has  de- 
creed that  all  cargo  must  be  removed  from 
port  warehouses  within  30  days  or  be  con- 
fiscated and  auctioned  by  the  government. 
(This  decree  was  not  being  enforced  satis- 
factorily at  the  close  of  the  year,  but  con- 
gestion in  port  warehouses  had  been  re- 
duced.) 

3.  Increasing  U.S.  Advisory  Activities 

— Since  March  1966  a  U.S.  Customs  Bu- 
reau advisory  team  detailed  to  AID  has  been 
increased  from  1  to  10  and  will  be  expanded 
to  20  by  February  1967.  This  team  is  work- 
ing closely  with  the  Vietnamese  Customs 
Bureau  in  improving  its  procedures  and  sys- 
tems. 

— A  four-man  U.S.  Census  Bureau  team, 
serving  with  AID  since  August  1966,  is  as- 
sisting the  Vietnamese  Customs  Bureau  and 
the  Ministry  of  Finance  in  developing  auto- 
mated data  processing  systems  to  provide 
rapid  and  accurate  financial  and  logistical 
information. 

— U.S.  civilian  and  military  port  advisers 
are  assisting  the  port  authorities  of  Vietnam 
in  improving  reporting  and  inventory  control 
systems.  A  group  of  port  management  ex- 
perts is  advising  on  port  operations. 

— An  eight-member  team  from  the  Inter- 
national Longshoremen's  Union  worked  with 
the  Saigon  stevedoring  companies  during 
most  of  1966  to  advise  on  techniques  for  in- 
creasing cargo  handling  capability. 

—In  September  1966,  the  U.S.  Army's 
125th  Terminal  Command  arrived  in  Viet- 
nam to  supplement  the  services  of  the  AID 
technical  advisers  to  the  Director  of  the  Port 
of  Saigon  and  his  staff.  All  of  its  187  officers 
and  enlisted  men  are  assigned  to  the  com- 


mercial area  and  working  in  scheduling  of 
ships,  unloading  and  warehousing  proce- 
dures, imix)rter  notification,  etc.  The  unit 
has  set  up  its  own  documentation  system,  dis- 
cussed in  the  next  section,  to  provide  checks 
on  the  existing  system. 

4.  Improvement  of  Documentation  Proce- 
dures. When  tramp  ships  carrying  bulk  com- 
mercial cargo  are  ready  to  unload,  the  con- 
signee selects  a  stevedoring  company  to 
assume  responsibility  for  discharging  his 
cargo.  Liners  are  called  to  berth  and  dis- 
charged by  stevedores  hired  by  the  steamship 
companies.  Ships  carrying  cargo  of  high 
value  are  normally  discharged  directly  into 
customs  controlled  transit  sheds  in  the  port 
area.  Ships  containing  bulk  cargoes  are  gen- 
erally moored  at  buoys  mid-stream  in  the 
Saigon  River  and  discharged  into  barges.  In 
many  cases,  customs  officials  are  able  to  clear 
such  cargo  as  it  is  off-loaded,  in  which  case 
the  barge  can  take  its  cargo  directly  to  the 
importer's  warehouse.  In  other  instances  the 
barge  becomes,  in  effect,  a  floating  bonded 
warehouse  waiting  its  turn  to  discharge  the 
cargo  into  a  customs  transit  shed  for  clear- 
ance. Disorderly  use  of  barges  for  tempo- 
rary storage  is  one  of  the  major  current 
causes  of  congestion  in  the  port. 

The  125th  Terminal  Command  has  set  up 
a  documentation  system  for  commercial 
cargo  parallel  to  the  combined  coverage  of 
the  four  separate  and  distinct  Vietnamese 
systems  maintained  by  the  Saigon  Port  Di- 
rector, the  ship's  agent,  the  stevedore  and 
the  Customs  Bureau. 

When  the  125th's  system  becomes  fully  op- 
erational, a  copy  of  each  arriving  ship's  man- 
ifest will  be  forwarded  to  the  unit's  docu- 
mentation section  which  will  prepare  a 
separate  set  of  control  documents  for  each 
consignment  on  board.  These  documents  will 
then  follow  the  goods  from  off-loading, 
through  intermediate  stages — e.g.,  a  barge 
or  a  transit  warehouse — ^to  delivery  to  the 
importer.  The  control  documents  will  then  be 
returned  to  the  documentation  section.  At 
each  step  checkers  will  have  compared  the 
quantity  and  condition  of  the  goods  with  the 


206 


DEPARTMENT  OF  STATE  BULLETIN 


notations  on  the  document,  so  that  a  com- 
plete record  of  each  consignment  will  be 
available. 

The  AID  Mission's  automated  arrival  ac- 
counting system  for  commercial  imports,  be- 
gun in  July  1966,  will  produce  reports  early 
this  year  on  goods  cleared  through  customs 
related  to  records  of  U.S.  Government  pay- 
ments to  American  suppliers  for  the  period 
July  through  December  1966.  Later  in  the 
spring,  the  system  will  be  modified  to  assimi- 
late input  from  the  125th  Terminal  Command 
documentation  section,  and  will  then  auto- 
matically follow  CIP  imports  from  the  orig- 
inal license  request  through  all  intermediate 
steps  to  customs  clearance. 

To  assist  AID/Washington  in  advance  re- 
views of  import  transactions,  a  system  for 
sorting  all  CIP  letters  of  credit  opened  in 
favor  of  suppliers  in  the  U.S.  or  abroad,  re- 
gardless of  amount,  is  being  established;  the 
electronic  sorting  program  is  expected  to  be 
ready  very  soon.  Thereafter,  AID/Washing- 
ton commodity  analysts,  logisticians,  con- 
trollers, and  economic  warfare  experts  will 
have  a  weekly  statement  available  (better 
than  data  now  used)  which  shows  all  letters 
of  credit  issued,  arranged  by  importer,  sup- 
plier, and  commodity  involved.  The  review 
of  this  information  in  Washington  prior  to 
shipment  will  permit  corrective  action  on 
major  problems  much  earlier  than  is  possible 
under  AID's  normal  port  audit  procedures. 

5.  Tightening  of  Port  Security.  As  the 
efficiency  of  Saigon  port  operations  declined 
in  late  1965  and  early  1966  under  the  great 
surge  of  military  and  civilian  commodities, 
the  need  for  more  elaborate  security  pre- 
cautions to  protect  incoming  cargoes  in- 
creased. Both  the  U.S.  and  Vietnamese  Gov- 
ernments have  taken  a  number  of  significant 
steps  to  this  end. 

Direct  U.S.  actions  in  the  security  field — 
principally  the  U.S.  Customs  team's  inspec- 
tion of  10  to  20  percent  of  the  CIP  consign- 
ments, the  presence  of  several  hundred  U.S. 
military  police  in  the  port  area,  and  the  1st 
Logistical  Command's  increased  responsi- 
bility in  the  commercial  sector  of  the  port — 
have   played   an   important   role   in    recent 


months  in  reducing  loss  in  the  port  area.  In 
the  months  ahead  their  efforts  will  have  an 
increasingly  significant  impact. 

Four  Vietnamese  organizations  are  in- 
volved in  some  phase  of  port  security — the 
Navy,  the  military  police,  the  Customs 
Bureau  and  the  harbor  police. 

The  military  police  are  responsible  for  con- 
trolling Vietnamese  military  personnel  in 
the  port  area  and  the  Vietnamese  Navy  main- 
tains security  in  the  shipping  channel  be- 
tween the  port  of  Saigon  and  Vung  Tau  at  the 
mouth  of  the  Saigon  River. 

The  Customs  Bureau  has  1,700  employees, 
1,300  of  whom  work  in  the  Saigon  port. 
Their  enforcement  operations  include  the 
use  of  several  large  launches  and  12  smaller 
assault  boats  provided  by  AID  in  September 
1966. 

The  harbor  police,  a  branch  of  the  national 
police,  has  responsibility  for  physical  secu- 
rity in  the  port  area.  The  force  now  stands 
at  600  men,  an  increase  of  over  100  since 
January  1966.  It  will  grow  by  another  100 
men  in  the  next  few  months.  The  harbor 
police  has  established  checkpoints  at  a  num- 
ber of  strategic  port  locations  (see  chart  2 
in  the  appendix)  i  and  mounts  regular  water 
patrols  covering  96  kilometers  of  waterways 
containing  up  to  1,400  barges,  junks,  lighters, 
and  other  miscellaneous  small  boats,  many  of 
which  double  as  homes  for  one  or  more 
families.  Movement  of  craft  in  the  port  area 
is  strictly  controlled.  Officers  of  the  harbor 
police,  in  patrols  and  at  checkpoints,  inspect 
personal  identity  cards  and  movement  per- 
mits, check  barge  cargo  manifests  against 
cargo  on  board,  and  detain  the  suspects  when- 
ever these  inspections  reveal  apparent  irreg- 
ularities. 

Harbor  police  water-borne  operations  are 
conducted  in  4  patrol  boats  and  18  smaller 
assault  boats  provided  by  AID,  an  increase 
of  16  in  the  past  year.  The  group's  new  main- 
tenance staff,  advised  and  augmented  by 
three  expert  Filipino  mechanics,  has  tripled 
the  effective  usage  of  harbor  police  craft  in 
less  than  a  year.  The  boats  are  linked  by  an 


'  Not  printed  here. 


FEBRUARY  6,  1967 


207 


efficient  radio  communications  network.  The 
harbor  police  forces  are  advised  by  a  reg- 
ularly assigned  AID  public  safety  adviser. 

The  harbor  police  director  also  controls 
the  activities  of  a  167-man  police  field  force 
unit  recently  assigned  to  the  An  Khanh  area 
directly  across  the  Saigon  River  from  the 
main  piers. 

Until  recently,  the  Vietnamese  Navy,  the 
military  police,  the  Customs  officials  and  the 
harbor  police  operated  independently.  A 
major  step  was  taken  in  September  1966  to- 
ward integrating  the  efforts  of  all  of  these 
groups  and  the  U.S.  Military  Police  with  the 
establishment  of  joint  marine  and  land  pa- 
trols. The  members  of  these  patrols,  acting 
together,  now  possess  the  aggregate  of  each 
of  their  members'  limited  jurisdictions. 

Heightened  security  efforts  are  reflected  in 
the  fact  that  port  area  arrests  for  improper 
documentation,  trespassing,  theft  and  other 
offenses  rose  from  a  rate  of  150  per  month 
in  early  1966  to  500  a  month  by  end  of  1966, 
while  reports  of  major  crimes  dropped 
sharply. 

E.  Theft  of  Commercial  Imports 

Theft  in  port  areas  is  a  problem  in  the 
less  congested  ports  of  many  countries  at 
peace.  High  value,  low  bulk  goods  of  a  sort 
not  financed  by  AID  are  the  thieves'  prin- 
cipal targets. 

The  AID  Mission's  best  current  estimate, 
based  on  resurveys  and  spot  checks  over  the 
last  few  months  and  the  judgment  of  the 
U.S.  technical  experts  working  with  the  com- 
mercial program,  is  that  the  recent  rate  of 
theft  of  CIP  and  Title  I  commodities  from 
off-loading  through  port  clearance  in  Saigon 
is  between  2  and  5  percent  of  the  total  of 
all  such  commercial  imports.  The  loss  rate 
is  now  believed  to  be  near  the  lower  end  of 
that  range.  This  estimate  is  based  on  the 
following  sources: 

— The  U.S.  Customs  Bureau  advisory 
team,  whose  primary  assignment  is  advising 
the  Vietnamese  Customs  Bureau,  also  spot 
checks  between  10  and  20  percent  of  all  CIP 
cargoes.  These  professional  inspectors  esti- 


mate losses  of  CIP  imports  as  no  more  than 
2  to  5  percent  and  believe  that  the  more  ac- 
curate current  figure  is  closer  to  2  percent. 

— -The  Vietnamese  Insurance  Agent's  As- 
sociation, comprising  all  insurance  companies  - 
operating  in  Vietnam,  reports  that  all-risk 
coverage  of  CIP  and  other  commercial  goods 
is  available  to  Vietnamese  importers  for 
losses  prior  to  off-loading.  Premiums  run  be- 
tween 0.4  and  10  percent  of  the  cargo's 
value,  with  the  average,  however,  close  to  2 
percent.  Most  of  the  companies  also  offer 
their  regular  customers  limited  coverage  for 
a  period  of  30  days  after  off-loading  (which 
includes  a  restriction  of  coverage  to  15  days 
while  the  commodities  are  in  barges)  for  an 
additional  premium  of  up  to  0.3  percent.  The 
insurer  may  also  agree  to  grant  up  to  two 
further  2-week  periods  of  coverage  at  double 
the   additional   premium. 

Insurance  coverage  is  fairly  wide,  though 
selective.  The  local  banks,  which  finance  most 
of  the  importers,  insist  on  maximum  insur- 
ance coverage  and  the  association  itself  esti- 
mates that  90  to  95  percent  of  all  CIP 
cargoes  are  insured  at  some  or  all  stages  of 
their  voyage.  The  association  reports  that 
claims  paid  out  by  all  of  its  members  for 
losses  during  1966  will  aggregate  about  1 
percent  of  the  value  of  goods  insured.  As 
noted,  however,  this  figure  is  subject  to  qual- 
ification since  coverage  of  high  risks  is  lim- 
ited and  matters  of  proof  often  impede  col- 
lection of  claims. 

— Societe  de  Surveillance  (Geneve)  S.A.,  a 
private  Swiss  international  shipping  inspec- 
tion company,  experienced  in  Vietnam,  is  un- 
der contract  to  the  AID  Mission  to  review 
deliveries  of  several  types  of  CIP  and  Title 
I  commodities,  as  well  as  to  check  rice  ship- 
ments arriving  in  the  ports  of  Qui  Nhon  and 
Nha  Trang.  The  goods  spot  checked  by  the 
company  are  representative  of  60  percent  of 
the  dollar  value  of  AID-financed  commercial 
imports.  The  company's  first  report,  cover- 
ing the  period  from  March  1966  to  October 
1966,  shows  total  shortages  of  "less  than  one 
percent."  Technically,  this  is  a  measure  of 


208 


DEPARTMENT  OF  STATE  BULLETIN 


loss  from  time  of  shipment  to  the  time  the 
vessel  arrives  at  the  port  of  Saigon.  How- 
ever, while  food  supplies  are  nonnally 
checked  in  the  hold  of  the  ship,  pharma- 
ceuticals and  general  CIP  cargo  are  moni- 
tored in  the  transit  warehouse  and  machin- 
ery is  inspected  at  its  end-use  location. 
Therefore,  while  not  a  comprehensive  deter- 
mination of  total  loss,  this  report  has  con- 
siderable bearing  on  the  matter. 

— Officials  of  the  Food  for  Peace  program, 
the  4th  Terminal  Command,  and  others 
working  closely  with  the  program  state  that 
there  is  little  theft  of  Title  I  rice. 

— Despite  the  fact  that  AID-financed  com- 
mercial imports  achieve  their  purposes  when 
they  have  passed  through  customs  to  the 
market,  frequent  audits  are  conducted  by 
the  AID  Mission's  Financial  Management 
Staff  to  determine  the  ultimate  use  made  of 
selected  commercial  imports.  These  audits 
are  primarily  to  determine  whether  goods 
are  reaching  the  enemy,  to  -determine  the 
effectiveness  of  importing  these  commodities 
and  the  reliability  of  importers.  Audits  are 
currently  in  progress  on  the  end  use  of  over 
$100  million  worth  of  commercial  imports, 
or  about  25  percent  of  total  shipments.  This 
increased  auditing  program  has  been  made 
possible  by  expansion  of  the  AID  Mission 
audit  staff  from  17  to  34  since  May  1966.  A 
survey  of  audits  recently  completed,  includ- 
ing one  on  $4  million  worth  of  textiles,  indi- 
cates that  over  95  percent  of  the  examined 
AID-financed  commercial  imports  shipped 
to  Vietnam  are  properly  used  in  the  economy. 
The  losses  noted  in  these  audits — less  than 
5  percent  of  the  total  shipped — include  diver- 
sion and  theft  in  the  port  as  well  as  loss, 
breakage,  theft  and  improper  use  after  the 
commodities  are  delivered  to  the  importer 
and  thence  to  the  Vietnamese  economy. 

The  measures  recently  initiated  should  be- 
come fully  effective  early  in  1967  and  further 
reduce  theft  of  commercial  cargo  in  the 
poits.  Our  new  data  systems  will  provide 
more  accurate  measures  of  these  losses 
shortly. 


III.  strengthening  the  Vietnamese  Society: 
AID  Project  Assistance 

A.  Growth  of  the  Program 

The  AID  project  program  is  a  complex  of 
many  technical  assistance,  social  develop- 
ment, refugee  assistance,  institutional  devel- 
opment and  relief  activities.  The  great  ma- 
jority of  these  projects  are  planned  and 
executed  in  the  rural  areas  in  direct  support 
of  the  Government  of  Vietnam's  revolution- 
ary development  program.  Revolutionary 
development  is  an  integrated  military  and 
civil  effort  to  liberate  the  people  of  Vietnam 
from  Viet  Cong  control,  provide  security, 
initiate  political,  economic  and  social  devel- 
opment, and  win  the  support  of  the  people 
for  their  government.  AID's  role,  on  the 
civil  side,  is  vital  to  success  in  this  "other 
war" — the  indispensable  partner  of  the  mili- 
tary effort  to  defeat  communist  aggression 
and  insurgency. 

AID's  support  takes  the  form  of  technical 
advisers  for  the  planning  and  execution  of 
projects,  the  training  of  Vietnamese,  and  the 
provision  of  construction  materials,  many 
types  of  equipment,  seeds,  fertilizer  and  med- 
ical and  relief  supplies.  These  goods  and 
services  are  provided  under  projects  jointly 
planned  and  executed  by  both  governments. 
They  include  over  30  different  agricultural 
activities,  irrigation  and  water  management, 
fishery  activities  and  forestry  projects;  about 
50  education  activities — construction  of 
hamlet  schools,  provision  of  textbooks  and 
other  educational  materials,  teacher  training, 
support  of  vocational  and  agricultural 
schools  in  the  rural  areas  and  adult  training 
programs;  a  massive  public  health  program, 
including  the  construction,  equipping  and 
staffing  of  provincial  hospitals,  a  large-scale 
immunization  program,  nursing  education 
and  training  and  a  variety  of  sanitation  and 
public  health  programs;  refugee  programs  to 
construct  and  equip  camps,  carry  out  educa- 
tional and  self-help  activities  within  the 
camps,  and  relocate  refugees  or  return  them 
to  their  villages;  the  Chieu  Hoi  or  "open 
arms"  program,  designed  to  attract  defectors 


FEBRUARY  6,  1967 


209 


from  the  Viet  Cong  and  North  Vietnamese 
forces,  screen,  assist  and  reorient  them,  and 
reintegrate  them  as  far  as  possible  into  the 
Vietnamese  mihtary  forces  or  into  the  civil 
society;  roadbuilding,  electrification,  water 
supply  and  other-public  works  projects;  pro- 
grams in  public  administration;  in  labor  and 
trade  union  development;  and  relief  pro- 
grams using  U.S.  agriculture  products  under 
Titles  II  and  III  of  P.L.  480. 

To  carry  out  these  activities,  project  com- 
modities must  be  transported  from  the  ports 
through  the  logistic  systems  of  the  appropri- 
ate Vietnamese  ministries  to  regional  and 
provincial  warehouses  and  then  to  project 
sites  in  thousands  of  villages  and  hamlets 
rarely  reached  in  the  past,  where  transporta- 
tion and  security  are  poor  and  the  Viet  Cong 
are  near  or  present. 

It  is  important  for  the  political  and  social 
objectives  of  the  program  that  the  Viet- 
namese Government  at  all  levels  be  directly 
involved  in  conducting  these  projects,  in- 
cluding the  distribution  of  supplies.  It  is  for 
this  reason  that  AID's  commodity  manage- 
ment programs  are  directed  toward  improve- 
ment of  Vietnamese  systems. 

In  fiscal  year  1965  the  U.S.  Government 
obligated  over  $63  million  for  project  com- 
modities including  P.L.  480  Title  II  and  III 
supplies.  Because  of  the  necessity  to  expand 
the  agriculture  and  education  efforts  in  the 
provinces,  to  meet  the  needs  of  a  greatly  in- 
creased flow  of  refugees,  and  to  extend  direct 
medical  services  to  all  provinces  the  project 
program  had  to  be  greatly  expanded.  Obliga- 
tions for  the  project  program  and  relief  com- 
modities in  fiscal  year  1966  more  than 
doubled  to  $135  million.  Actual  expenditures 
against  shipments  in  calendar  year  1966 
were  $68  million. 

Along  with  the  project  program's  growth, 
AID  has  sought  to  increase  the  efficiency  of 
distribution  of  project  commodities  and  to 
reduce  loss  and  wastage  under  wartime  con- 
ditions. Since  many  of  these  pi'ograms  are 
designed  to  support  the  revolutionary  devel- 
opment efforts  in  the  countryside,  where  in- 
security and  lack  of  government  control  is 


greatest,  the  loss  rates  in  these  programs 
have  necessarily  been  greater  than  those  ex- 
perienced in  the  commercial  import  program. 

B.  Project  Commodity  Procedures  and  Con- 
trols 

1.  Improved  Port  Handling.  Until  July 
1966  project  commodities  and  CIP  cargoes 
were  handled  in  the  same  way  in  the  Port 
of  Saigon.  The  only  distinction  between  the 
two  lay  in  that  project  goods  were  consigned 
to  a  Vietnamese  Government  agency  rather 
than  to  a  private  importer.  Importation  of 
project  commodities  was  therefore  likewise 
impeded  by  port  congestion.  While  steps 
taken  to  improve  port  facilities,  handling 
and  security  mentioned  in  the  previous 
chapter  benefited  the  project  program  as 
well,  further  action  was  necessary  and  feasi- 
ble with  respect  to  project  goods. 

In  July  1966  the  U.S.  Army's  1st  Logis- 
tical Command  was  given  operational  re- 
sponsibility for  discharging  all  project  com- 
modities landed  in  the  Saigon  area  (90 
percent  of  the  total)  and  moving  them  to 
ministry  warehouses.  The  1st  Logistical 
Command  assigned  operational  responsibility 
to  the  Army's  4th  Terminal  Command,  a 
unit  of  809  officers  and  men  highly  skilled  in 
port  operations,  which  also  handles  military 
cargo  in  the  Port  of  Saigon. 

The  4th  Terminal  Command  has  set  up  a 
system  of  tight  physical  and  documentary 
controls  over  project  cargo  which  have  re- 
duced losses  between  the  port  and  the  min- 
istry warehouses  to  a  documented  six-tenths 
of  1  percent  during  the  month  of  November. 
The  4th  Terminal  Command  estimates  that 
figures  for  December  will  be  just  as  good  or 
lower  than  for  November.  Similar  procedures 
are  now  being  installed  at  the  ports  of  Da 
Nang,  Qui  Nhon  and  Nha  Trang,  which  to- 
gether handle  all  of  the  project  commodities 
not  passing  through  Saigon. 

2.  Movement  from  the  Ports  to  the  Prov- 
inces. The  4th  Terminal  Command  has  estab- 
lished an  extremely  effective  system  for  get- 
ting the  goods  to  Vietnamese  Government 
warehouses,    but   their   movement   forward 


210 


DEPARTMENT  OF  STATE  BULLETIN 


from  the  warehouses  in  Saigon  is  handled 
separately  by  the  several  ministries,  most  of 
which  have  their  own  logistics  systems,  and 
directly  by  the  AID  Mission.  Each  of  these 
systems  is  described  in  the  sections  that  fol- 
low. The  current  estimated  percentage  of  loss 
is  noted  for  each.  As  graphically  illustrated 
in  chart  1  ^  in  the  appendix  to  this  report, 
all  project  commodities  account  for  only  15 
percent  of  the  total  expenditures  on  commod- 
ities, and  each  of  these  individual  systems 
represents  only  a  portion  of  the  total  project 
commodity  program.  Therefore,  while  the 
loss  rate  in  some  areas  is  relatively  high,  it 
is  applied  to  only  a  small  portion  of  the  total 
program. 

(a)  Public  Safety.  The  national  police 
logistics  system  is  well  conceived  and  run.  It 
is  monitored  closely  at  all  levels  by  10  AID 
public  safety  logistics  advisers,  an  increase 
of  2  since  May  1966.  These  logistics  advisers 
have  their  office  with  their  Vietnamese  coun- 
terparts in  the  national  police  logistics  sys- 
tem headquarters,  where  they  are  able  to 
monitor  all  supply  movements.  AID  public 
safety  field  advisers  working  with  the  na- 
tional police  in  their  assigned  areas  actually 
check  on  the  location  of  weapons  by  serial 
number.  Movement  between  Saigon  and  the 
field  is  normally  handled  by  air  using  the 
facilities  of  Air  America,  an  airline  under 
contract  to  AID. 

These  controls  restrict  loss  or  illegal  diver- 
sion to  an  amount  now  estimated  at  less  than 
1  percent  by  AID  advisers. 

(b)  Public  Health.  The  public  health  logis- 
tics system  was  established  under  American 
military  procedures  and  is  closely  supervised 
by  14  AID  logistical  advisers  to  the  Ministry 
of  Health,  an  increase  of  8  since  May  1966. 
These  advisers  maintain  control  over  the 
records  system  of  the  Health  Ministry's  cen- 
tral warehouse  at  Phu  Tho  near  Saigon  and 
supervise  the  inspection  of  project  medical 
supplies  from  the  time  of  their  delivery  by 
the  4th  Terminal  Command  until  they  are 
shipped  to  the  provincial  hospitals.  Com- 
modities are  normally  transported  to  prov- 


'  Not  printed  here. 


ince  hospitals  and  health  services  by  Air 
America  or  by  a  military  airlift.  Controls 
are  good  in  most  hospitals,  but  petty  theft 
occurs. 

Some  project  medical  supplies  are  sent  to 
district  and  local  health  clinics  which  are 
under  the  direction  of  the  Vietnamese  prov- 
ince chief  of  medicine.  Members  of  U.S.  and 
free-world  medical  teams  as  well  as  AID 
public  health  logistical  advisers  stationed  in 
the  area  are  able  to  perform  only  occasional 
spot  checks  on  such  supplies. 

AID  advisers  estimate  that  about  10-15 
percent  of  public  health  project  commodities 
are  lost.  By  far  the  greater  part  of  this  loss 
occurs  among  the  medical  supplies  which  are 
distributed  from  the  provincial  level  to  dis- 
trict and  local  health  clinics.  Further  im- 
provements in  supply  handling  are  expected 
to  result  from  a  program  of  regional  ware- 
houses scheduled  for  construction  in  1967. 

(c)  Public  Works.  The  Ministry  of  Public 
Works  logistics  system  is  reasonably  efficient. 
Moreover,  90  percent  of  the  dollar  value  of 
AID  public  works  project  assistance  comes 
in  the  form  of  bulky  heavy  equipment  and 
vehicles  which  AID  logisticians  are  able  to 
monitor  by  serial  number.  Very  little  theft  of 
this  equipment  is  reported.  Losses  of  goods 
such  as  construction  materials  and  spare 
parts,  which  comprise  the  remaining  10  per- 
cent of  dollar  value,  are  relatively  high  be- 
cause they  are  transported  in  small  con- 
tainers to  the  provinces  by  truck,  coastal 
vessel  or  other  relatively  insecure  means  and 
pass  through  many  hands. 

The  AID  Mission  is  adding  two  public 
works  warehouse  advisers  to  its  staff  and  is 
working  with  the  Ministry  of  Public  Works 
to  improve  and  modernize  its  procedures. 

The  Mission  estimates  that  well  under  5 
percent  of  all  public  works  project  commod- 
ities are  lost. 

(d)  The  Central  Purchasing  Agency.  The 
Vietnamese  Government's  Central  Purchas- 
ing Agency  (CPA)  logistics  system  services 
the  programs  of  the  Commissariat  for  Refu- 
gees and  the  Commissariat  General  for  Revo- 
lutionary Development.  The  latter  agency  is 
responsible  for  supporting  the  village-level 


FEBRUARY  6,  1967 


211 


self-help,  hamlet  schools,  dispensary  and 
other  construction  programs,  as  well  as  a 
variety  of  security  and  development  projects. 
Commodities  required  in  these  programs  in- 
clude cement  and  other  building  materials, 
clothing,  blankets,  and  food  products  such  as 
bulgar  wheat,  cooking  oil,  and  dehydrated 
milk  imported  under  the  Food  for  Peace 
program  (Public  Law  480,  Titles  II  and  III). 

AID  logistical  advisers  to  the  CPA  system 
report  that  the  warehouse  operation  is  rea- 
sonably well  conceived  and  administered;  the 
major  area  of  loss  is  in  the  transportation 
and  field  distribution  systems.  Goods  brought 
to  the  central  CPA  warehouse  in  Saigon  by 
the  4th  Terminal  Command  are  called  for- 
ward to  replenish  each  provincial  ware- 
house's stocks  as  the  quantities  on  hand  fall 
below  certain  predetermined  stocking  levels. 
The  provincial  warehouses  are  under  direct 
control  of  the  Vietnamese  province  chiefs,  but 
requisitions  against  the  Saigon  warehouse 
must  be  authorized  by  the  U.S.  provincial 
representative  as  well  as  the  province  chief. 

The  requisition  form  sent  to  Saigon  from 
the  provinces  designates  a  specific  local  use 
for  the  goods  ordered  and  becomes  the  basic 
control  document  for  the  shipment.  The  des- 
ignated recipient  and  the  hauler  inspect  the 
goods  on  arrival,  note  any  discrepancies  on 
the  requisition  form,  and  return  the  form  to 
CPA  in  Saigon. 

Goods  are  issued  out  of  the  provincial 
warehouse  by  the  province  chief.  However, 
should  the  U.S.  provincial  representative  fail 
to  concur  in  an  issuance  order  he  is  re- 
quired to  report  the  disagreement  directly 
to  the  Commissioner  General  for  Revolu- 
tionary Development,  who  then  requires  the 
province  chief  to  explain  his  decision. 

While  some  of  the  CPA  goods  are  trans- 
ported from  Saigon  to  the  provinces  by  Air 
America  or  U.S.  military  aircraft,  most  are 
moved  by  truck  or  coastal  vessel  and  there- 
fore are  more  susceptible  to  Viet  Cong 
seizure  or  other  diversion.  As  a  result,  the 
AID  Mission  estimates  a  total  loss  rate  of  up 
to  20  percent  of  CPA  project  commodities. 
Welfare  and  relief  supplies  provided  to  the 


needy  under  AID  or  Food  for  Peace  pro- 
grams are  sometimes  exchanged  for  rice  or 
other  traditional  foods  they  prefer.  Such 
transactions  are  technically  diversions  and 
are  included  in  these  estimates  even  though 
the  needy  person  has  received  assistance — the 
basic  intention  of  the  welfare  program.  The 
following  innovations  are  now  being  or  will 
shortly  be  instituted  which  are  expected  to 
reduce  these  losses  of  CPA  commodities  sub- 
stantially: 

— A  standard  warehouse  inventory  and  ac- 
counting procedure  has  been  established  for 
all  province  warehouses.  Training  sessions 
have  been  held  to  instruct  all  Vietnamese 
warehouse  supervisors  in  the  new  system, 
and  English  translation  overlays  have  been 
prepared  for  all  warehouse  records  to  enable 
U.S.  personnel  in  the  field  to  review  them  as 
required. 

— In  recent  months  17  new  logistics  ad- 
visers have  been  added  to  the  26  directly 
concerned  with  the  movement  and  storage  of 
CPA  goods;  14  more  are  scheduled  to  arrive 
in  the  near  future. 

— Additional  U.S.  personnel  will  shortly  be 
assigned  to  each  provincial  warehouse.  They 
are  to  provide  Vietnamese  warehouse  oper- 
ators with  on-the-job  training  in  the  new 
systems  being  installed  and  observe  opera- 
tions. 

— CPA  regional  warehouses,  under  the 
control  of  an  AID  logistics  adviser  and  a 
CPA  official,  have  been  set  up  in  Regions  I 
and  II,  the  northern  and  central  regions,  and 
will  shortly  be  established  in  the  country's 
delta  region.  Resultant  consolidation  of  ship- 
ments from  Saigon  will,  in  turn,  improve 
security  and  control.  Convoys  will  be  used 
wherever  possible. 

(e)  Agriculture.  The  greater  part  of  proj- 
ect imports  for  the  Ministry  of  Agriculture 
consists  of  fertilizer  which  is  sold  to  farmers 
at  lower  than  market  price.  It  is  consigned  to 
the  National  Agriculture  Credit  Organiza- 
tion (NACO)  for  distribution  through  39 
warehouses  maintained  by  agricultural  co- 
operatives or  farmers'  associations  through- 
out the  country.  NACO  deducts  its  operating 


212 


DEPARTMENT  OF  STATE  BULLETIN 


costs  and  sales  agents'  fees  from  the  gross 
proceeds  of  fertilizer  sales,  and  deposits  the 
net  in  a  special  trust  fund  for  agricultural 
projects  which  is  jointly  administered  by  the 
Vietnamese  and  United  States  Governments. 

There  are  no  U.S.  logistics  advisers  in- 
volved in  this  system  now,  but  three  will  be 
assigned  within  the  next  few  months.  The 
only  data  now  available  on  the  effectiveness 
of  the  NACO  distribution  system  comes  from 
its  own  accounting  records.  These  records  for 
the  period  March  1-October  31,  1966,  in- 
dicate that  cash  has  been  received  for  almost 
70  percent  of  the  total  fertilizer  available 
for  sale,  about  25  percent  of  the  fertilizer 
was  in  warehouses  or  in  transit,  and  the 
remainder  was  used  in  demonstration  proj- 
ects or  lost.  These  records  have  not  yet  been 
audited  by  U.S.  advisers  and  are  therefore 
not  conclusive.  Unlike  all  other  project  im- 
ports, fertilizers  are  not  received  at  the  Port 
of  Saigon  by  the  4th  Terminal  Command,  but 
are  handled  exclusively  by  NACO. 

The  Mission  has  surveyed  its  agricultural 
advisers  and  provincial  representatives  who 
estimate  that  losses  or  illegal  sales  of  agri- 
cultural project  commodities  range  from  5 
to  20  percent.  Most  diverted  fertilizer,  com- 
prising the  bulk  of  these  estimated  agricul- 
tural commodity  losses,  is  illegally  sold,  at 
prices  above  the  approved  government  rate, 
to  South  Vietnamese  farmers  who  use  it  to 
increase  crop  production.  The  three  AID 
logistics  advisers  soon  to  be  assigned  will  play 
a  major  role  in  determining  the  actual  situa- 
tion and  recommending  improvements. 

(f)  Other  Fields.  Of  the  remaining  proj- 
ect commodities  brought  into  the  country, 
heavy  materials  handling  equipment  for  port 
operations  and  portable  warehouses  repre- 
sent the  largest  single  group.  These  items  are 
not  easily  lost  or  stolen;  materially  no  losses 
have  been  reported. 

Technical  support  commodities  brought  in- 
to Vietnam  to  support  AID  employees  in 
their  assignments  are  consigned  to  the  AID 
Mission  and  are  handled  directly  by  Ameri- 
cans. Less  than  5  percent  of  the  goods  are 
lost. 


The  remaining  project  commodities  (for 
education,  public  administration,  labor,  and 
other  miscellaneous  programs)  are  handled 
in  much  the  same  manner  as  the  refugee 
and  revolutionary  development  items  in  the 
CPA  system  and  are  subject  to  about  the 
same  rates  of  loss  and  diversion.  Two  logis- 
tics and  warehouse  advisers  are  scheduled 
to  arrive  in  early  1967  to  work  with  the 
Ministry  of  Education,  and  one  is  expected 
to  be  assigned  to  supply  problems  in  the 
public  administration  area. 

C.  The  Overall  Project   Commodity  Situa- 
tion 

After  resurvey  and  reanalysis,  the  U.S. 
AID  Mission  estimates  that  the  total  loss  rate 
for  all  types  of  project  commodities  in  recent 
months  was  10  to  15  percent.  This  estimate 
will  be  further  refined  as  reporting  and  con- 
trol procedures  improve. 

Within  the  past  few  months,  the  AID  Mis- 
sion has  assigned  controllers  to  each  of  the 
four  regions  of  South  Vietnam.  They  are  re- 
sponsible for  maintaining  financial  account- 
ing records  on  project  activities  carried  out 
in  the  field.  In  addition,  auditors  are  being 
assigned  for  the  first  time  to  make  systematic 
end-use  checks  in  the  provinces  on  project 
commodities.  This  effort  will  be  expanded  in 
the  next  few  months  to  cover  an  increasingly 
large  part  of  the  project  program.  Cargo  air- 
lift capacity  of  Air  America  has  increased 
from  1,300  metric  tons  per  month  in  January 
1966  to  a  current  level  of  3,500  metric  tons. 
This  is  supplemented  by  U.S.  military  air- 
lifts. 121  new  and  more  secure  warehouses 
have  been  constructed  throughout  the  country 
during  the  past  year. 

A  task  force  formed  by  the  Director  of  the 
AID  Mission  in  Saigon  in  November  1966  is 
currently  studying  all  of  the  Vietnamese 
project  commodity  logistics  systems  in  depth. 
A  preliminary  report  submitted  to  the  Direc- 
tor on  December  1st  is  now  under  study.  The 
report  made  several  recommendations,  some 
of  which  have  been  mentioned  above.  Others 
include  the  development  of  a  single  Vietnam- 
ese national  logistics  system  and  the  consoli- 


FEBRUAKY  6,  1967 


213 


dation  of  trucking  and  coastal  vessel 
contracts  and  improved  communications 
networks  for  notifying  a  province  official  in 
advance  of  the  arrival  of  shipments  of  com- 
modities. 

IV.  Economic  Warfare  and  General  Inspection 

Economic  warfare,  simply  stated,  means 
denying  the  enemy  access  to  goods  which  he 
needs  to  sustain  his  war  effort.  However, 
since  the  enemy  in  Vietnam  is  not  limited  to 
definable  territories  behind  a  fixed  front  and 
is  not  readily  distinguishable  from  other 
Vietnamese,  the  struggle  to  deny  him  sup- 
plies is  as  complicated  and  difficult  as  the 
struggle  to  eliminate  the  guerrillas  them- 
selves. The  Viet  Cong  have  so  infiltrated  the 
country  that  it  is  not  possible  to  deny  com- 
pletely  their  access  to  AID-financed  goods 
except  by  stopping  the  supply  of  these  goods 
to  the  economy.  But  we  can  selectively  limit 
their  access  to  strategic  supplies.  Our  tech- 
niques of  selective  denial  include:  (A)  detect- 
ing and  halting  the  activities  of  importers 
and  merchants  who  act  as  procurement  chan- 
nels for  the  enemy;  (B)  applying  strict  con- 
trols to  selected  strategic  commodities;  (C) 
interdicting  VC  supply  lines  and  restricting 
the  movement  of  commodities  in  selected 
areas  where  VC  control  predominates. 

A.  Monitoring  the  Import  Community 

Both  the  U.S.  AID  Mission  and  the  Viet- 
namese Ministry  of  Commerce  have  devel- 
oped procedures  to  attempt  to  identify  and 
suspend  importers  engaged  in  illicit  trans- 
actions. In  serious  cases  the  Ministry  may 
also  try  a  person  so  charged  for  a  criminal 
offense.  U.S.  personnel  reviewing  license  ap- 
plications, studying  market  conditions  and 
selectively  auditing  the  records  of  wholesalers 
and  retailers  include  8  commodity  analysts, 
all  newly  arrived  since  the  spring  of  1966; 
34  auditors,  an  increase  of  17  since  early 
1966;  and  14  other  specialists,  an  increase  of 
11  since  March  1966. 

In  Washington,  the  Office  of  the  Special 
Assistant  for  Commodity  Analysis,  which 
backstops  the  Office  of  Special  Projects  in 


Vietnam,  is  now  staffed  with  five  experienced 
specialists  who  review  CIP  transactions  on 
a  selective  basis  in  an  attempt  to  identify  ir- 
regular importer-supplier  relationships  and 
suspicious  trade  patterns. 

A  separate  office,  which  is  to  be  staffed 
with  commodity  analysts  and  international 
trade  advisers,  is  presently  being  established 
in  AID/Washington.  These  technicians  will 
backstop  the  Commercial  Import  Division  in 
Saigon.  They  will  be  supplier-oriented,  so 
as  not  to  duplicate  the  work  of  technicians 
in  Saigon  who  are  importer-oriented.  Com- 
modity analysts  in  Washington  will  assure 
that  quality  standards  are  maintained,  will 
engage  in  special  intensive  studies  relative 
to  type  and  quantity  of  commodity  imports 
in  Vietnam,  and  will  supplement  the  prior  re- 
view activities  of  the  AID  Controller  in 
Washington. 

The  AID  Controller  now  concentrates  much 
of  the  efforts  of  his  office  on  the  Vietnam 
program.  The  Controller  conducts  an  inten- 
sive review  of  CIP  documents  after  the  trans- 
action has  been  completed;  this  review  re- 
mains one  of  aid's  most  effective  tools  for 
assuring  that  unauthorized  use  of  AID  funds 
is  kept  to  a  minimum.  Detailed  post  audits 
sometimes  lead  to  criminal  or  civil  proceed- 
ings against  suppliers  who  have  violated  re- 
quirements contrary  to  the  certifications  of 
compliance  which  are  prerequisites  to  pay- 
ment by  AID.  Post  audits  also  lead  to  refund 
claims  against  the  GVN,  which  can  in  turn 
lead  to  criminal  action  against  importers  in 
Vietnam. 

The  Agency's  independent  investigative 
arm,  i.e.,  the  Management  Inspection  Staff 
(MIS),  has  increased  its  onboard  strength 
in  Saigon  from  two  to  six  during  the  calen- 
dar year.  This  staff  is  supplemented  from 
time  to  time  by  additional,  Washington- 
based  inspectors.  These  inspectors  have  all 
had  extensive  experience  in  the  FBI,  other 
Government  investigative  agencies  or  in  the 
fields  of  law  or  accounting.  Their  major  re- 
sponsibility in  Vietnam  is  to  receive,  analyze 
and  investigate  all  allegations  of  criminal 


214 


DEPARTMENT  OF  STATE  BULLETIN 


fraud  or  other  irregularities  involving  AID 
financing-.  They  maintain  close  liaison  with 
the  Office  of  Special  Projects,  the  Office  of 
the  Controller  and  the  U.S.  AID  contractor, 
Societe  de  Surveillance  (Geneve)  S.A.,  men- 
tioned above.  The  MIS  staff  in  Saigon  also 
maintains  a  continuing  relationship  with  the 
business  community,  including  American, 
throughout  the  Far  East.  These  contacts 
greatly  assist  in  insuring  that  all  available 
infonnation  regarding  irregularities  in  the 
AID  program  are  properly  received  and 
acted  upon. 

Those  cases  which  reveal  prima  facie  evi- 
dence of  criminality  are  referred  to  the  U.S. 
Department  of  Justice  or  foreign  courts  for 
appropriate  civil  or  criminal  action.  As  a 
result  of  information  developed  by  these  in- 
vestigations, consideration  is  also  given  by 
AID  to  such  actions  as  suspension,  debar- 
ment or  prosecution  by  local  Government 
agencies  of  importers  involved  in  irregulari- 
ties. 

In  addition  to  the  U.S.  AID  Mission  and 
GVN  procedures  for  suspending  importers, 
AID/Washington  has  procedures  for  tempo- 
rarily suspending  suppliers  pending  further 
investigation  which  may  lead  to  formal  hear- 
ings and  possible  debarment  or  criminal  ac- 
tion. These  procedures  for  suspending  and 
for  debarring  commodity  suppliers  preclude 
such  suppliers  from  participating  in  AID- 
financed  transactions.  Several  suppliers  have 
been  suspended  and  are  no  longer  eligible  to 
participate  in  commodity  transactions  fi- 
nanced by  AID.  There  is,  in  addition,  a 
"prior  review"  system  in  which  a  supplier  is 
notified  that  his  transactions  are  subject  to 
prior  review  by  AID/Washington  before 
they  are  eligible  for  AID  financing. 

B.  Controlling  Strategic  Commodities 

The  Economic  Warfare  Committee  of  the 
U.S.  Mission  in  Saigon  has  developed  a  list 
of  goods  critical  to  the  enemy's  war  effort. 
Particular  efforts  are  made  to  monitor  im- 
port license  applications  and  the  movement 
of  these  commodities  through  the  com- 
mercial community. 


C.  Cutting  Enemy  Su^pply  Lines 

The  principal  force  interdicting  enemy 
supply  lines  is  the  U.S.  military.  As  free- 
world  forces  strike  deeper  into  VC  strong- 
holds, bombing,  shelling  and  overrunning  VC 
staging  areas  and  main  supply  depots,  the 
volume  of  enemy  goods  captured  and  de- 
stroyed continues  to  mount. 

The  resources  control  program  of  the  na- 
tional police  is  the  most  effective  civilian 
effort  to  frustrate  the  Viet  Cong  procurement 
system.  About  7,000  policemen  at  ahnost  700 
checkpoints  on  land  and  water  monitor  the 
flow  of  goods  in  and  between  cities.  They 
seize  contraband  items  and  shipments  lack- 
ing proper  documentation,  but  without  clog- 
ging the  vital  lines  of  communication.  Prog- 
ress during  the  last  year  can  be  measured 
by  a  20  percent  increase  in  the  number  of 
arrests  made  and  an  80  percent  increase  in 
confiscations.  The  national  police  have  added 
about  1,000  men  to  this  activity  during  1966 
and  plan  to  double  the  number  in  1967. 

A  new  river  police  force,  now  400  strong, 
was  created  in  1966.  Using  12  36-foot  boats 
and  255  16-foot  assault  craft  supplied 
through  AID,  they  patrol  the  major  water- 
ways of  South  Vietnam,  particularly  in  the 
Mekong  Delta.  Planned  increase  in  strength 
to  2,000  men  and  the  delivery  of  70  more 
40-foot  boats  and  707  16-foot  craft  will  make 
the  river  police  a  much  more  effective  force 
in  economic  warfare  during  1967.  Members 
of  the  Vietnamese  national  police  also  have 
been  detailed  to  U.S.  Navy  patrol  boats  op- 
erating in  three  major  rivers  in  order  to 
augment  the  strength  of  the  river  police  dur- 
ing its  organizational  period.  Since  water 
traffic  is  a  major  means  of  transportation 
in  South  Vietnam's  delta  area,  control  of  the 
waterways  by  an  effective  inspection  and  en- 
forcement organization  will  be  especially  im- 
portant in  safeguarding  and  marketing  rice 
grown  in  that  area. 

In  addition  to  the  measures  outlined  above, 
Vietnamese  Navy  and  customs  officers  main- 
tain surveillance  of  the  country's  land  and 
sea  boundaries  in  an  attempt  to  control  the 


FEBRUARY  6,  1967 


215 


illegal  flow  of  goods  to  the  enemy  from  out- 
side sources.  They  are  assisted  in  this  effort 
by  the  U.S.  Navy  and  free-world  forces. 

V.  Conclusion 

The  vast  majority  of  U.S.  aid  commodities 
provided  to  bolster  South  Vietnam's  economy 
and  improve  its  social  structure  are  being 
put  to  their  intended  use.  Losses  which  have 
occurred  must  be  viewed  in  the  perspective 
of  a  wartime  situation.  Civilian  and  military 
supply  losses  were  heavy  during  wartime  op- 
erations in  Korea  and  in  Europe.  To  a  much 
greater  degree  than  in  these  earlier,  con- 
ventional wars,  we  are  attempting  to  meet 
civil  needs  throughout  Vietnam  in  a  war 
which  infects  every  province.  Even  so,  sub- 
stantial losses  cannot  be  tolerated.  The  U.S. 
AID  Mission  and  the  U.S.  military  command 
are  working  with  the  Government  of  Viet- 
nam on  a  very  intensive  program  to  cut  these 
losses  to  an  absolute  minimum.  We  expect  to 
be  able  to  report  further  significant  progress 
in  this  effort  during  1967. 


U.S.  and  U.S.S.R.  Hold  Talks 
on  Fishery  Problems 

Press  release  6  dated  January  16 

Representatives  of  the  United  States  and 
the  Soviet  Union  began  discussions  on  Jan- 
uary 16  on  various  fishery  problems  between 
the  two  countries.  These  include  the  question 
of  future  arrangements  for  Soviet  fishing 
for  king  crab  on  the  U.S.  continental  shelf 
in  the  eastern  Bering  Sea,  which  has  been 
governed  for  the  past  2  years  by  an  agree- 
ment between  the  two  countries. 

Also  to  be  discussed  are  various  matters 
related  to  Soviet  fishing  off  the  Pacific  and 
Atlantic  coasts  of  the  United  States.  These 
will  include  consideration  of  the  economic 
interests  of  both  countries  in  the  fisheries, 
the  conservation  of  fishery  resources,  and 
problems  arising  out  of  fishing  operations 
by  vessels  of  the  two  countries  in  close  prox- 
imity. 


The  United  States  delegation  is  led  by 
Ambassador  Donald  L.  McKeman,  Special 
Assistant  for  Fisheries  and  Wildlife  to  the 
Secretary  of  State.  M.  N.  Sukhoruchenko, 
Deputy  Minister  of  Fisheries  of  the  U.S.S.R., 
heads  the  Soviet  delegation. 


Letters  of  Credence 

Viet-Nam 

The  newly  appointed  Ambassador  of  the 
Republic  of  Viet-Nam,  Bui  Diem,  presented 
his  credentials  to  President  Johnson  on  Jan- 
uary 19.  For  texts  of  the  Ambassador's  re- 
marks and  the  President's  reply,  see  Depart- 
ment of  State  press  release  dated  January 
19. 


President  Modifies  Escape-Clause 
Duty  Rates  on  Sheet  Glass 

The  White  House  announced  on  January 
11  that  President  Johnson  had  that  day 
issued  a  proclamation  modifying  the  escape- 
clause  action  on  sheet  glass  which  has  been 
in  effect  since  1962.i 

As  a  result  of  the  President's  action, 
escape-clause  increases  in  duties  on  specified 
types  of  sheet  glass,  principally  window 
glass,  will  be  rolled  back  part  of  the  way  to 
the  pre-1962  trade  agreement  levels  and  on 
the  remaining  types  will  be  rolled  back 
fully  to  those  trade  agreement  levels.  Im- 
ports in  1965  of  items  on  which  there  will 
be  full  removal  of  the  escape-clause  duty 
increases  were  $14  million  out  of  total 
sheet  glass  imports  of  $26  million. 

The  President's  decision  for  this  action 
was  taken  following  the  receipt  of  a  report 
by  the  Tariff  Commission  on  the  probable 
effect  on  the  industry  of  terminating  or 
modifjdng  the  escape-clause  rates  and  rec- 


'  Proclamation  3762 ;   for  text,  see  32  Fed.  Reg. 
361. 


216 


DEPARTMENT  OF  STATE  BULLETIN 


ommendations  of  the  late  Christian  A. 
Herter,  the  President's  Special  Representa- 
tive for  Trade  Negotiations.  The  recommen- 
dations were  formulated  after  studies 
carried  out  by  interested  Government  agen- 
cies. 

The  tariffs  on  sheet  glass  were  increased 
as  of  June  17,  1962,  by  the  President  under 
section  7  of  the  Trade  Agreements  Extension 
Act  of  1951,  as  amended,  and  following 
findings  initially  made  by  the  Tariff  Com- 
mission under  the  "peril  point"  procedures 
that  applied  to  U.S.  Government  prepara- 
tions for  trade  negotiations  which  opened 
at  Geneva  in  1960.  The  increases  were 
deemed  necessary  to  prevent  serious  injury 
to  the  domestic  industry  from  increased 
imports  due  to  tariff  concessions. 

The  tariff  changes  proclaimed  by  the 
President  will  become  effective  immediately. 


Escape-Clause  Duty  Rates 

on  Watch  Movements  Terminated 

The  White  House  announced  on  January 
11  that  President  Johnson  had  that  day  pro- 
claimed the  termination  of  escape-clause 
rates  of  duty  on  imports  of  watch  move- 
ments.i  By  restoring  the  rates  of  duty  pre- 
vailing before  escape-clause  action  was 
taken  12  years  ago,  the  proclamation  will 
have  the  immediate  effect  of  reducing  U.S. 
tariffs  on  watch  movements  by  about  one- 
third.  The  changes  in  the  many  particular 
rates  of  duty  will  vary  according  to  the  size 
and  type  of  watch  movement.  The  reductions 
in  rates  of  duty  from  the  escape-clause  levels 
will  apply  to  watch  movements  of  pin-lever 
construction  or  of  jewel-lever  construction 
but  containing  not  more  than  17  jewels. 

The  escape-clause  rates  of  duty  that  are 


•  Proclamation  3761 ;   for  text,  see  32  Fed.  Reg. 
367. 


being  terminated  have  been  in  force  since 
mid-1954.  At  that  time.  President  Eisen- 
hower increased  the  tariffs  from  the  levels 
established  in  1936  in  the  U.S.  trade  agree- 
ment with  Switzerland.  The  1954  increases 
were  declared  necessary  to  avoid  serious 
injury  to  the  domestic  watch  industry  as  the 
result  of  increased  imports  attributable  to 
the  trade  agreement  concessions. 

The  President's  decision  to  terminate  the 
1954  increases  was  based  on  a  recommenda- 
tion by  the  late  Christian  A.  Herter,  his 
Special  Representative  for  Trade  Negotia- 
tions, and  concurred  in  by  the  Secretary  of 
Commerce,  the  Secretary  of  Labor,  and  the 
"heads  of  other  Government  agencies.  Gov- 
ernor Herter  submitted  his  recommendation 
to  the  President  upon  the  completion  of  a 
review  that  his  office  and  other  Government 
agencies  had  undertaken  following  the  sub- 
mission in  March  1965  of  a  Tariff  Commis- 
sion report  on  the  escape-clause  case.  In 
that  report,  the  Tariff  Commission  gave  its 
judgment  as  to  the  probable  economic  effects 
on  the  U.S.  watch  industry  of  a  reduction  or 
termination  of  the  escape-clause  rates  of 
duty. 

During  the  period  of  the  interagency 
review  of  the  escape-clause  case,  the  Office 
of  Emergency  Planning,  at  the  request  of 
the  President  in  April  1965  and  with  the 
assistance  of  Goveriunent  defense  agencies 
and  the  Departments  of  Commerce  and 
Labor,  examined  the  national  security 
aspects  of  trade  and  production  in  watch 
movements.  As  a  result  of  OEP's  investiga- 
tion, under  section  232  of  the  Trade  Expan- 
sion Act,  the  Director  of  the  Office  of 
Emergency  Planning,  Farris  Bryant,  re- 
ported that  watches,  watch  movements,  and 
watch  parts  were  not  being  imported  in  a 
manner  which  threatened  to  impair  the 
national  security  and  that  horological-type 
defense  items  will  continue  to  be  available 
without  regard  to  the  level  of  imports  of 
watches,  movements,  and  parts. 


FEBRUARY  6,  1967 


217 


In  this  article  prepared  especially  for  the  Bulletin,  James 
N.  Cortada,  Dean  of  the  School  of  Professional  Studies  at 
the  Foreign  Service  Institute,  and  A.  Guy  Hope,  a  coTisultant 
to  the  Department  of  State  and  lecturer  at  the  Maxwell 
Graduate  School,  Syracuse  University,  examine  the  trends^ 
in  FSI  training  programs  contributing  "toward  a  greater 
professionalization  of  officers  in  the  foreign  affairs  commu- 
nity." 


The  Foreign  Service  Institute:  Patterns 
of  Professional  Development 


by  James  N.  Cortada  and  A.  Guy  Hope 


In  recent  months  the  staff  of  the  Foreign 
Service  Institute,  under  its  new  Director, 
George  V.  Allen,  has  been  examining  criti- 
cally the  role  and  performance  of  the  Insti- 
tute in  the  professional  preparation  of 
American  diplomats  and  other  members  of 
the  Government's  foreign  affairs  community. 
Consultants  from  the  academic  community 
and  from  within  the  Government  are  partic- 
ipating in  extensive  and  intensive  evalua- 
tions of  FSI  activities  and  directions. 

The  Institute's  tasks  are  complicated  by 
the  fact  that  as  a  unit  of  the  Department  of 
State  it  has  direct  and  absorbing  responsi- 
bilities for  Departmental  and  Foreign  Serv- 
ice training  problems.  At  the  same  time,  the 
Foreign  Service  Act  of  1946  contains  a  man- 
date for  the  Institute  which  extends  beyond 
these  responsibilities,  extensive  though  they 
are,  to  the  large  and  rapidly  growing  foreign 
affairs  concerns  of  other  Washington  agen- 
cies. 

While  interesting  and  promising  steps 
have  been  taken  to  accommodate  the  needs 
and  interests  of  American  foreign  affairs 
personnel  of  many  types,  perhaps  the  best 
evidence  of  the  Institute's  increasingly  ma- 


ture and  sophisticated  outlook  toward  its 
mission  relates  to  recent  innovations  in  the 
formal  training  of  Foreign  Service  officers. 

To  describe  Foreign  Service  officer  train- 
ing as  a  difficult  administrative  task  would 
be  to  indulge  in  understatement.  The  prob- 
lem is  compounded  by  the  necessity  of  keying 
formal  development  plans,  whether  at  the 
Institute  or  in  universities,  to  the  Depart- 
ment's assignment  policies,  to  budgetary 
realities,  and  to  availability  of  personnel. 
The  last  point  is  particularly  important  be- 
cause in  a  highly  competitive  organization 
such  as  the  Foreign  Service,  the  only  civilian 
agency  of  the  Government  with  promotion-up 
or  selection-out  procedures,  promising  offi- 
cers fear  that  their  careers  will  be  affected 
if  they  are  removed  from  the  policymaking 
mainstream.  The  fact  that  promotions  in  re- 
cent years  tend  to  disprove  the  myth  is  in- 
sufficient to  fully  offset  the  reluctance  of  of- 
ficers to  leave  fascinating  "hot"  jobs  for 
prolonged  periods  of  study. 

Proposals  to  make  general  and  broad 
training  programs  mandatory  throughout 
the  midcareer  and  senior  officer  levels  are 
not   realistic.   The   Foreign    Service   Officer 


218 


DEPARTMENT  OP  STATE  BULLETIN 


Corps,  totaling  over  3,500  as  of  July  1,  1966, 
has  remained  relatively  unchanged  in  size 
over  the  past  few  years  despite  the  opening 
of  many  posts  throughout  the  world.  Press- 
ing operational  needs  would  mean  that  ex- 
emptions from  extensive  training  would  be 
sought  on  a  wholesale  basis  for  promising 
officers.  Other  officers  with  less  cheerful  ca- 
reer prospects  would  probably  discharge  the 
training  quotas. 

Furthermore,  the  heterogeneous  back- 
grounds of  Foreign  Service  officers  in  terms 
of  functional  specialization  and  levels  of  edu- 
cation complicate  the  training  problem  con- 
siderably. 

In  reassessing  its  training  programs  the 
Institute  recognized  the  need  to  consider  in- 
dividual differences  and  to  meet  varying 
personal  requirements  for  its  student  offi- 
cers. 

A  further  consideration  was  awareness 
that  the  Institute  could  most  efficiently  deal 
with  the  specialized  application  of  academic 
disciplines  to  foreign  affairs,  leaving  to  the 
universities  the  task  of  solid  education  in  the 
traditional  disciplines.  The  Institute  staff 
was  mindful  of  the  increasingly  sophisticated 
academic  training  characterizing  recent  en- 
trants into  the  Foreign  Service  Officer  Corps, 
many  of  whom  have  received  graduate  de- 
grees. 

A  third  important  consideration  was  the 
realization  that  the  Foreign  Service,  in 
order  to  execute  its  tasks  in  the  complex 
world  of  the  1960's,  had  to  move  more  ener- 
getically toward  high  levels  of  professional- 
ization.  While  the  requirement  was  felt  to 
fall  on  the  Service  itself,  the  effort  clearly 
had  far-reaching  implications  for  the  Insti- 
tute's programs  and  philosophy. 

Toward  an  Overall  Training  Philosophy 

The  first  question  to  come  under  close 
scrutiny  was  the  training  of  junior  Foreign 
Service  officers.  It  was  patent  that  junior 
officer  training  had  to  respond  to  the  basic 
training  philosophy  applicable  to  the  Foreign 
Service  as  a  whole.  This  linkage  led  the  In- 
stitute, in  close  coordination  with  the  Departs 


ment's  career  development  and  placement 
officers,  to  examine  the  goals  of  formal  train- 
ing at  various  levels  and  the  relationship  of 
training  to  both  experience  and  position  re- 
quirements. 

Some  months  earlier  the  Department's 
Office  of  Management  Planning  had  reached 
tentative  conclusions  in  a  project  which  es- 
tablished all  Department  of  State  functions 
at  four  major  levels  of  responsibility.  The 
project  developed  within  each  group  simpli- 
fied title  designations  which  corresponded  to 
specializations.  This  project,  known  as  Man- 
power Utilization  System  and  Techniques 
(MUST),  enabled  the  Institute  and  its  col- 
leagues in  the  Department  to  develop  a  train- 
ing grid  related  to  the  groups  established  in 
MUST.  Furthermore,  since  the  MUST  pro- 
posal tentatively  built  in  as  job  requirements 
certain  formal  and  practical  training  perqui- 
sites, the  search  for  an  overall  training 
philosophy  was  simplified. 

A  training  committee,  chaired  by  the  Di- 
rector General  of  the  Foreign  Service  and 
comprising,  in  addition  to  the  Director  of  the 
Institute,  geographic  and  functional  bureau 
representation  at  the  Deputy  Assistant  Sec- 
retary level,  was  established  to  examine  the 
problem  of  training  philosophies  and  pro- 
grams. In  this  fashion  a  mechanism  was 
created  for  total  Departmental  involvement 
in  training  questions. 

The  training  committee  concluded  that  In- 
stitute programs  for  Foreign  Service  offi- 
cers, whether  at  junior,  middle,  or  senior 
levels,  should  be  concerned  with  the  applica- 
tion of  skills  or  disciplines  to  Foreign  Serv- 
ice situations.  With  this  view  as  a  guiding 
principle,  the  Institute's  junior  officer  train- 
ing programs  were  pointed  toward  job- 
related  preparation. 

Some  advisers  from  both  outside  and 
inside  the  Department  of  State  had  argued 
vigorously  for  a  lengthy  stay  for  junior  offi- 
cers in  the  Foreign  Service  Institute,  during 
which  a  wide  range  of  university-type  sub- 
jects and  instruction  would  be  given  in  fields 
normally  dealt  with  in  university  graduate 
schools.  This  approach  was  consistent  with 


FEBRUARY  6,  1967 


219 


concepts  underlying  the  preparation  of  offi- 
cers in  the  pre-World  War  II  period.  As 
Ambassador  Allen  once  observed,  in  that  era 
officers  were  considered  to  have  accumulated 
in  their  university  education  knowledge 
which  could  be  eked  out  as  required  over  the 
years.  In  contrast  to  this  piecemeal  concept, 
the  Institute  and  the  training  committee 
eventually  adopted  the  principle  that  because 
of  the  speed  of  changing  events  at  home  and 
abroad  affecting  the  practice  of  modern  di- 
plomacy, it  was  preferable  to  return  officers 
at  regular  intervals  throughout  their  careers 
for  up-to-date  training  either  at  the  Institute 
or  in  the  universities  or  military  colleges. 

Meeting  Specific  Needs  of  Junior  Officers 

An  examination  by  the  Institute  faculty  of 
the  kinds  of  responsibilities  which  junior  of- 
ficers would  encounter  following  initial  Insti- 
tute training,  during  a  2-year  on-the-job 
training  period,  pointed  to  certain  specific 
needs.  New  officers,  since  they  would  serve 
during  the  2-year  probationary  period  in 
each  of  the  four  major  sections  of  an  em- 
bassy— economic,  political,  consular,  and  ad- 
ministrative— needed  help  in  the  early  devel- 
opment of  certain  managerial  and  specific 
skills,  awareness  of  important  American 
foreign  policy  directions,  examination  of  ele- 
ments related  to  world  tensions  which  have  a 
bearing  on  political  and  economic  reporting 
and  other  responsibilities,  and  at  least  mini- 
mal understanding  of  the  Washington  policy 
process. 

The  course  developed  as  Part  I  for  the 
new  officers  extends  over  an  8-week  period 
which  includes  2  weeks  of  preparation  for 
consular  responsibilities.  Role  playing,  case 
studies,  lectures,  and  individual  research 
projects  are  among  the  techniques  employed. 
Following  the  initial  phase  of  the  course,  the 
junior  officers  receive  3  weeks  of  intensive 
training  in  area  studies  related  to  their  first 
posts  of  assignment.  Officers  who  do  not 
speak  the  language  of  their  first  posts  also 
receive  an  additional  16  to  24  weeks  of  lan- 
guage     training.      Intensive      6-hour-a-day 


220 


courses  enable  officers  to  proceed  to  their 
posts  with  reasonable  language  competence. 

Part  II  of  the  junior  officer  program  has 
been  developed  to  meet  the  needs  of  junior 
officers  who  return  to  the  Department  after  . 
their  first  service  abroad,  which  normally 
consists  of  a  2-year  training  assignment  and 
a  2-year  assignment  to  a  regular  position. 
The  training  committee  had  particularly  rec- 
ommended job-related  preparation  for  these 
officers  prior  to  their  Washington  assign- 
ments, most  of  which  are  concerned  with  the 
first  levels  of  policy  coordination. 

The  new  4-week  course,  offered  for  the 
first  time  in  the  fall  of  1966,  comprises  in- 
tensive training  in  executive  development,  a 
broad  review  of  problems  of  international 
communism  and  other  forms  of  extremist 
political  movements,  examination  of  outside 
pressures  on  the  policy  process,  and  inten- 
sive analysis  of  problems  of  interagency 
policy  coordination.  Case-study  and  role- 
playing  techniques  are  introduced  early  in 
the  course,  and  its  final  week  culminates  in 
simulations  in  which  the  students  are  given 
an  opportunity  to  apply  the  principles  which 
they  have  studied. 


The  Segmented  Midcareer  Program 

After  reorganization  of  the  junior  officer 
programs,  the  next  step  facing  the  Institute 
and  the  training  committee  was  what  to  do 
about  midcareer  training.  For  nearly  two 
decades  training  for  Foreign  Service  officers 
was  based  on  the  principle  that  functional 
and  area/language  specialization  corre- 
sponded to  the  midcareer  phase  and  that  for 
senior  officers  broad  general  exposure  was 
indicated. 

Translated  in  career  terms,  this  meant 
that  in  theory  an  officer  started  in  a  general- 
ist  capacity  and  developed  as  a  specialist;  for 
those  who  survived  the  selection-out  process, 
generalist  responsibilities  would  be  their  lot 
in  the  top  echelons  of  the  Service.  What  has 
actually  occurred  is  that  many  officers 
reached  the  senior  grades  as  specialists  and, 
although  exposed  to  broadening  in  the  mili- 


DEPARTMENT  OF  STATE  BULLETIN 


tary  colleges  or  the  Foreign  Service  Insti- 
tute's Senior  Seminar  in  Foreign  Policy, 
nevertheless  finished  out  their  careers  in  spe- 
cialist capacities  or  became  ambassadors 
almost  directly  from  their  fields  of  special- 
ization. 

Crossing  this  pattern  of  development, 
there  had  been  injected  almost  since  the  cre- 
ation of  the  Foreign  Service  Institute  the 
additional  concept  that  specialization  at  mid- 
career  level  should  be  balanced  by  participa- 
tion in  a  broad  integrated  program  designed 
to  round  out  specialists.  The  problem  w^ith 
this  concept  was  that  by  the  time  most  oflS- 
cers  were  ready  for  the  midcareer  course, 
they  had  already  become  specialists  either 
through  formal  training  or  on-the-job  expe- 
rience. While  they  had  acquired  certain 
strengths,  their  intellectual  equipment  also 
reflected  important  gaps  arising  from  the 
fact  of  their  specialization.  Since  the  inte- 
grated midcareer  course  presented  a  uni- 
form curriculum  regardless  of  individual  dif- 
'  ferences  of  officers,  a  dysfunctional  tone 
persisted  in  the  midcareer  training  pattern. 

In  an  effort  to  resolve  this  problem,  the 
Institute  "disintegrated"  the  midcareer  pro- 
gram into  eight  basic  segments.  The  seg- 
ments were  then  refined  into  short  high-im- 
pact courses.  Promising  officers  were  offered 
opportunities  on  an  invitational  basis  to  take 
those  segments  which  balanced  out  their 
strengths  and  helped  eliminate  weaknesses. 

For  example,  a  midcareer  officer  with  a 
strong  background  in  political  work  and 
Communist  problems  but  with  a  weak  back- 
ground in  economics  was  invited  to  partici- 
pate in  the  economic  segment  and  in  any 
other  which  he  needed  to  complement  his  spe- 
cialization. The  eight  segments,  which  could 
be  taken  separately,  concerned  Communist 
strategy;  science,  technology,  and  foreign 
affairs;  executive  studies;  Americana;  mod- 
ern economic  concepts;  international  labor 
affairs;  problems  of  underdeveloped  coun- 
tries; and  political  science. 

The  revised  segmented  plan,  after  favor- 
able recommendation  of  the  training  commit- 


This  article  by  Mr.  Cortada  and  Dr.  Hope  is 
one  of  a  series  being  written  especially  for  the 
Bulletin  by  officers  of  the  Department  and  the 
Foreign  Service.  Officers  who  may  be  inter- 
ested in  submitting  original  bylined  articles 
are  invited  to  call  Jewell  Wilson  in  the  Bul- 
letin office,  extension  5806. 


tee,  was  approved  by  the  Deputy  Under  Sec- 
retary for  Administration  and  became 
operative  during  1966. 

Language  and  Area  Training 

For  many  years,  actually  since  long  before 
World  War  II,  special  language  and  area 
preparation  has  been  an  established  practice 
for  selected  officers  according  to  their  Service 
needs.  For  example.  Ambassador  Raymond 
A.  Hare,  who  retired  in  November  1966  after 
some  40  years  of  service,  had  been  an  Arabic 
and  Turkish  student  language  officer  in  Paris 
in  1929.  Others  studied  Chinese  and  Russian. 
Such  distinguished  diplomats  as  Ambassa- 
dors George  Kennan  and  Charles  Bohlen  un- 
derwent similar  training.  In  the  post-World 
War  II  period,  formal  training  in  language 
and  area  specialization  underwent  a  marked 
increase,  particularly  in  the  development  of 
specialists  for  service  in  the  Far  East,  Mid- 
dle East,  and  more  recently,  Africa.  Formal 
training  for  European  and  Latin  American 
specialists,  particularly  the  former,  is  a  rela- 
tively recent  development. 

Originally  the  concept  underlying  area 
specialization  was  concentration  on  the  lan- 
guage, with  the  area-study  component  on  a 
somewhat  hit-or-miss  basis.  Student  officers 
in  the  earlier  days  were  sent  to  universities 
for  1  or  2  years  of  language  study;  they  took 
such  area  courses  as  were  available  and 
seemed  appropriate. 

In  the  early  Institute  days  the  need  for 
language  specialists  became  so  great  that  a 
new  pattern  of  assignment  and  training  had 
to  be  found  because  the  Service  simply  could 
not  afford  to  have  large  numbers  of  officers 
out  of  circulation  for  long  periods  at  univer- 


FEBRUARY  6,  1967 


221 


sities.  Thus,  in  its  first  20  years,  the  Institute 
devoted  about  half  of  its  resources  to  up- 
grading the  language  proficiency  of  foreign 
affairs  personnel. 

The  Foreign  Service  Institute  responded 
to  the  task  by  developing  intensive  language 
training  capabilities  in  its  own  quarters  for 
some  60  languages.  For  Japanese  and  Chi- 
nese language  training,  there  are  Institute 
schools  in  Yokohama  and  Taichung,  respec- 
tively. For  Arabic,  there  are  Institute  schools 
in  Beirut  and  Tangier. 

The  Institute  continued  to  depend  on  the 
universities  for  the  area  component  of  lan- 
guage-and-area  specialization  under  close 
monitoring  by  the  Institute's  faculty.  This 
formula  is  still  followed,  although  serious 
consideration  is  being  given  to  developing  on 
an  experimental  basis  one  or  two  area  spe- 
cialization programs  in  the  Institute.  In  the 
meantime,  the  Institute  is  also  continuing  a 
series  of  short  interdisciplinary  introductory 
area  courses. 

Functional  Specialization 

The  question  of  training  for  functional 
specialization  in  fields  such  as  economics, 
petroleum,  labor,  consular  affairs,  and  ad- 
ministration was  more  difficult  to  resolve. 

In  the  case  of  economics,  for  example,  uni- 
versities plan  that  undergraduate  majors  be 
taken  over  a  2-  or  3-year  period.  Graduate 
schools  presuppose  a  2-  or  3-year  stay  on 
campus.  Again,  the  Foreign  Service  came  up 
against  the  hard  fact  that  it  could  not  spare 
officers  for  the  length  of  time  required  by  the 
universities  for  a  good  grounding  in  eco- 
nomics. Furthermore,  a  manpower  survey 
completed  in  1965  showed  that  the  Foreign 
Service  needed  over  the  years  1966-1970 
approximately  200  officers  with  training  in 
economics  at  least  equal  to  an  undergraduate 
major. 

Acting  on  the  advice  of  distinguished  acad- 
emicians, the  Institute  was  encouraged  to 
develop  its  own  program  and  adapt  it  to  par- 
ticular Foreign  Service  needs.  Accordingly, 


in  January  1966  a  5V2-inonth  course  was 
started  for  carefully  selected  officers  having 
no  background  in  economics,  during  which 
the  equivalent  of  an  undergraduate  major  in 
the  subject  was  covered.  To  test  the  efficacy 
of  the  course,  the  Graduate  Record  examina- 
tion in  economics  prepared  by  the  Educa- 
tional Testing  Service  at  Princeton,  N.J., 
normally  taken  by  university  seniors  who 
aspire  to  enter  graduate  school,  was  admin- 
istered to  the  first  graduates  of  the  Insti- 
tute's economics  course.  They  scored  well 
above  the  national  mean,  thus  demonstrating 
that  functional  specialized  training  tailored 
to  meet  Foreign  Service  requirements  could 
be  successfully  given  in  a  relatively  short 
period. 

After  the  initial  experiment,  the  training 
of  economic  officers  in  the  Institute  is  now 
an  established  practice.  On  the  other  hand, 
both  the  Institute  and  the  personnel  officers 
in  the  Department  agreed  on  the  advisability 
of  continuing  to  send  to  the  universities  a 
small  number  of  officers  for  preparation  in 
economics  at  the  master's  or  doctoral  degree 
level. 

A  certain  amount  of  formal  training  is 
given  in  the  Institute  in  administration  and 
consular  affairs  as  specializations,  but  they 
may  be  refined  further.  While  both  the  Insti- 
tute and  universities  are  used  in  the  training 
of  officers  in  the  administrative  and  area 
fields  and  other  specialties,  present  ap- 
proaches to  these  problems  are  currently  un- 
dergoing careful  scrutiny  to  see  whether 
formulas  such  as  the  one  adopted  in  the  case 
of  economics  should  be  followed.  Probably  in 
certain  fields,  such  as  petroleum  and  com- 
mercial specialization,  a  mix  of  inhouse 
training  and  temporary  assignments  to  pri- 
vate companies  may  be  the  answer.  In 
others,  perhaps  an  Institute-university  ar- 
rangement may  be  preferable.  The  problem 
of  how  to  develop  broad  executive  capability 
is  one  under  constant  review  and  experimen- 
tation. 

A  very  difficult  problem  is  whether  se- 
lected   officers    engaged    in    political    work 


222 


DEPARTMENT  OF  STATE  BULLETIN 


should  undergo  intensive  refresher  courses 
in  political  science  techniques  and  methods. 
The  problem  is  not  easy  to  resolve  because  of 
the  considerable  changes  in  the  political  sci- 
ence profession  in  recent  years  and  the  diver- 
sity of  judgments  among  political  scientists 
as  to  what  kind  of  preparation  is  indicated 
for  experienced  political  analysts,  whether  in 
or  outside  Government.  It  seems  likely  that 
the  Institute  will  undertake  some  training  in 
this  field,  but  content,  duration,  and  direction 
are  still  undecided. 

It  has  been  a  longstanding  practice  to 
round  out  the  formal  training  of  officers  who 
ultimately  will  occupy  key  positions  by  send- 
ing them  to  military  colleges,  universities,  or 
the  Institute's  Senior  Seminar  in  Foreign 
Policy.  The  theory  behind  these  assignments 
is  that  at  that  point  in  his  career,  a  senior 
officer  should  catch  his  breath  and  take  a 
look  at  developments  in  the  United  States 
,and  their  effect  on  the  foreign  policy  issues 
(Confronting  the  Nation. 

A  new  field  being  explored  by  the  Foreign 
Service  Institute  and  the  United  States  In- 
formation Agency  is  the  training  of  Govern- 
ment officers  engaged  in  overseas  informa- 
tional and  cultural  activities.  The  task  is  not 
simple  because,  while  there  has  been  consid- 
erable advance  with  respect  to  communica- 
tions in  general  in  the  universities,  little 
attention  has  been  given  to  the  question  of 
crossnational  and  crosscultural  communica- 
tions. This  field  is  an  important  one  for  all 
people  involved  in  overseas  service,  particu- 
larly in  the  new  nations. 

In  summary,  the  trend  in  the  Foreign 
Sei-vice  Institute  over  the  past  20  years  has 
been  in  the  direction  of  training  programs 
contributing  toward  a  greater  professionali- 
zation  of  officers  in  the  foreign  affairs  com- 
munity. The  Institute  is  now  moving  steadily 
in  this  direction  not  only  by  drawing  on  its 
own  resources  but  also  by  seeking  faculty  as- 
sistance and  advice  from  universities.  Close 
to  400  academicians  contribute  to  the  Insti- 
tute's   activities    through     lectures,     direct 


teaching,  or  consultations  on  curriculum  and 
methodology. 

It  is  the  philosophy  of  the  Institute  that, 
regardless  of  how  carefully  developed  train- 
ing programs  may  be,  they  must  complement, 
not  substitute  for,  professional  experience 
under  competent  and  conscientious  superiors. 
Only  to  the  extent  that  supervisors  in  the 
Foreign  Service,  in  the  Department  of  State, 
and  in  related  foreign  affairs  agencies  are 
conscious  of  their  responsibilities  for  person- 
nel development  can  short-  or  long-term 
training  succeed.  Programs  with  a  formal 
training  content  can  only  act  as  catalytic 
agents  to  assist  officers  who  are  motivated  to 
improve  their  skills  and  understanding  of 
the  complex  tasks  of  a  modern  foreign  policy 
establishment.  The  developmental  job  is  up 
to  the  people  who  are  doing  the  work  and  to 
those  who  supervise  their  activities  and 
careers. 


Congressional  Documents 
Relating  to  Foreign  Policy 

89th  Congress,  2d  Session 

Canada-United  States  Interparliamentary  Group. 
Report  on  the  ninth  meeting,  held  at  Washington, 
D.C.,  May  18-22,  1966,  by  Senator  George  D. 
Aiken,  chairman  of  the  Senate  delegation.  S.  Doc. 
119.  October  19,  1966.  11  pp. 

Operation  of  Article  VII,  NATO  Status  of  Forces 
Treaty.  Report  of  the  Senate  Committee  on  Armed 
Services  made  by  its  Subcommittee  on  the  Opera- 
tion of  Article  VII  of  the  NATO  Status  of  Forces 
Agreement.  S.  Rept.  1881.  October  19,  1966.  15  pp. 

Border  Highway — El  Paso,  Tex.  Conference  report 
to  accompany  H.R.  11555.  H.  Rept.  2322.  October 
19,  1966.  4  pp. 

An  Investigation  of  U.S.  Participation  in  the  NATO 
Common  Infrastructure  Program.  Forty-fifth  re- 
port by  the  Committee  on  Government  Operations. 
H.  Rept.  2323.  October  19,  1966.  30  pp. 

Foreign  Investors  Tax  Act  of  1966.  Conference  re- 
port to  accompany  H.R.  13103.  H.  Rept.  2327. 
October  19,  1966.  16  pp. 

Status  of  Cuban  Refugees.  Conference  report  to  ac- 
company H.R.  15183.  H.  Rept.  2334.  October  21, 
1966.  4  pp. 

Second  Report  on  U.S.-Owned  Foreign  Currencies 
(With  Special  Reference  to  Poland  and  Yugo- 
slavia). Forty-sixth  report  by  the  House  Committee 
on  Government  Operations.  H.  Rept.  2336.  October 
21,  1966.  20  pp. 


FEBRUARY  6,  1967 


223 


TREATY  INFORMATION 


Protocol  to  U.S.-Mexico  Radio 
Agreement  Enters  Into  Force 

Press  release  3  dated  January  12 

On  January  12,  Secretary  of  State  Rusk 
and  the  Mexican  Ambassador,  Hugo  B. 
Margain,  exchanged  the  instruments  of  rati- 
fication of  the  protocol  between  the  United 
States  and  Mexico  signed  at  Mexico  City  on 
April  13,  1966,  amending  the  agreement  of 
January  29,  1957,  concerning  radio  broad- 
casting in  the  standard  broadcast  band.  The 
protocol  was  brought  into  force  by  the  ex- 
change of  instruments  of  ratification. 

The  1957  agreement  entered  into  force  on 
June  9, 1961,  effective  for  5  years.  It  expired 
by  its  own  terms  on  June  9,  1966.  The 
protocol  of  April  13,  1966,  upon  entry  into 
force  has  the  effect  of  reviving  and  continu- 
ing in  force  the  1957  agreement.  The  proto- 
col has  one  substantive  article,  by  which  the 
duration  provision  of  the  1957  agreement 
is  amended  so  that  the  agreement  will 
remain  effective  until  December  31,  1967, 
unless,  before  that  date,  it  is  terminated  by 
a  notice  of  denunciation  by  either  party 
pursuant  to  the  terms  of  the  agreement  or  is 
replaced  by  a  new  agreement.  Steps  are 
being  taken  to  negotiate  a  new  agreement  to 
replace  that  of  1957. 


Current  Actions 


MULTILATERAL 


Cotton 

Articles  of  agreement  of  International  Cotton  Insti- 
tute. Open  for  signature  at  Washington  January 
17  through  February  28,  1966.  Entered  into  force 
February  23,  1966.  TIAS  5964. 
Acceptance  deposited:  Mexico,  December  30,  1966.' 


Maritime  Matters 

Amendments  to  the  convention  on  the  Intergovern- 
mental      Maritime       Consultative       Organization 
(TIAS  4044).  Adopted  at  London   September   15, 
1964.' 
Acceptance  received:  Burma,  September  27,  1966. 

Safety  at  Sea  ^ 

International   convention   for  the  safety  of  life   at 
sea,     1960.     Done     at     London     June     17,     1960. 
Entered  into  force  May  26,  1965.  TIAS  5780. 
Acceptance    deposited:    Romania     (with    a    state- 
ment), December  12,  1966. 

Sugar 

Protocol  for  the  further  prolongation  of  the  Inter- 
national Sugar  Agreement  of  1958  (TIAS  4389). 
Done  at  London  November  14,  1966.  Open  for 
signature   at   London    November   14   to   December 

30,  1966,  inclusive.  Entered  into  force  January  1, 
1967.' 

Signatures:  Argentina,''  Australia,  Belgium,* 
Brazil,  Canada,  China,  Colombia,''  Costa  Rica,'' 
Cuba,''  Czechoslovakia,  Denmark,  Dominican  Re- 
public,* Ecuador,''  El  Salvador,  France,  Federal 
Republic  of  Germany,''  Ghana,  Haiti,  Hungary, 
India,  Indonesia,''  Ireland,  Italy,''  Jamaica, 
Japan,  Lebanon,''  Madagascar,''  Mexico,  Morocco, 
Netherlands,*  New  Zealand,  Nicaragua,'' 
Nigeria,''  Paraguay,*  Peru,*  Philippines,*  Po- 
land,* Portugal,*  Republic  of  South  Africa, 
Trinidad  and  Tobago,  Tunisia,*  Union  of  Soviet 
Socialist  Republics,  United  Kingdom,  United 
States.* 

Notifications  of  intention  to  seek  ratification,  ac- 
ceptance, approval,  or  accession  deposited: 
Argentina,  Belgium,  Colombia,  Costa  Rica, 
iCuba,  Dominican  Republic,  Ecuador,  Federal 
Republic  of  Germany,  Guatemala,  Indonesia, 
Italy,  Lebanon,  Madagascar,  Netherlands, 
Nicaragua,  Nigeria,  Paraguay,  Peru,  Philip- 
pines, Poland,  Portugal,  Tunisia,  United  States. 

Trade 

Protocol  to  the  General  Agreement  on  Tariffs  a-'' 
Trade  embodying  results  of  the  1960-61  Tariff 
Conference.  Done  at  Geneva  July  16,  1962.  En- 
tered into  force  for  the  United  States  December 

31,  1962.  TIAS  5253. 

Ratification  deposited:  Federal  Republic  of  Ger- 
many, December  13,  1966. 
Protocol  for  the  accession  of  Switzerland  to  the 
General  Agreement  on  Tariffs  and  Trade.  Done 
at  Geneva  April  1,  1966.  Entered  into  force 
August  1,  1966.  TIAS  6065. 

Acceptance:  Federal  Republic  of  Germany, 
November  22,  1966. 

Wheat 

Protocol  for  the  further  extension  of  the  Interna- 
tional Wheat  Agreement,  1962  (TIAS  5115).  Open 
for  signature  at  Washington  April  4  through  29. 
1966.  Entered  into  force  July  16,  1966,  for  part 
I  and  parts  III  to  VII;  August  1,  1966,  for  part 
II. 
Acceptance  deposited:  Japan,  January   16,   1967. 


'  With  statement  on  interpretation  of  Article  VI, 
Section  2,  paragraph  (ii). 


'  Not  in  force. 

'  Not  in  force  for  the  United  States. 

*  Subject  to  ratification,  acceptance,  or  approval. 


224 


DEPARTMENT  OF  STATE  BULLETIN 


BILATERAL 

Greece 

Agreement  relating  to  United  States  liability  dur- 
ing operation  of  the  NS  Savannah  by  a  private 
company.  Effected  by  exchange  of  notes  at 
Athens  November  22,  1966,  and  January  12,  1967. 
Entered  into  force  January  12,  1967. 

Malta 

Agreement  relating  to  the  deployment  of  the 
destroyer  tender  U.S.S.  Cascade  to  Malta.  Effected 
by  exchange  of  notes  at  Valletta  December  22 
and  28,  1966.  Entered  into  force  December  28, 
1966. 

Somali  Republic 

Agreement  extending  the  technical  cooperation  pro- 
gram agreement  of  January  28  and  February  4, 
1961,  as  extended  (TIAS  4915,  5332,  5508,  5738, 
5814,  6148).  Effected  by  exchange  of  notes  at 
Mogadiscio  December  27  and  29,  1966.  Entered 
into  force  December  29,  1966. 

United  Kingdom 

Agreement  relating  to  the  availability  of  the  British 
Indian  Ocean  Territory  for  defense  purposes,  with 
annexes.  Effected  by  exchange  of  notes  at  London 
December  30,  1966.  Entered  into  force  December 
30,  1966. 

Agreement  relating  to  the  establishment,  operation, 
and  maintenance  of  a  tracking  and  telemetry 
facility  in  the  island  of  Mahe,  in  the  Seychelles, 
with  agreed  minute.  Effected  by  exchange  of  notes 
at  London  December  30,  1966.  Entered  into  force 
December  30,  1966. 

Agreement  providing  for  the  establishment  and  op- 
eration of  space  vehicle  tracking  and  communica- 
tions stations  in  the  United  Kingdom.  Effected 
by  exchange  of  notes  at  London  December  28, 
1966,  and  January  1,  1967.  Entered  into  force 
January  1,  1967. 


PUBLICATIONS 


Recent  Releases 

For  sale  by  the  Superintendent  of  Documents,  U.S.. 
Government  Printing  Office,  Washington,  D.C., 
20i02.  Address  requests  direct  to  the  Superintendent 
of  Documents,  except  in  the  case  of  free  publications, 
which  may  be  obtained  from  the  Office  of  Media 
Services,  Department  of  State,  Washington,  D.C., 
20520. 

Social  Power  and  Social  Change  in  Contemporary 
America.  Text  of  an  address  by  Kenneth  B.  Clark, 
professor  of  psychology  at  the  City  University 
of  New  York  and  a  consultant  to  the  Foreign  Affairs 
Scholars   Program,   made   in   July   1966   before   an 


audience  of  summer  interns  working  in  the  State 
Department,  AID,  and  USIA.  This  is  the  first  in 
a  series  of  publications  prepared  under  the  auspices 
of  the  Department  of  State's  Equal  Employment  Op- 
portumty  Program.  Pub.  8125.  Department  and 
Foreign  Service  Series  134.  20  pp.  15^. 

The  United  States  and  the  World:  An  Introduction 
to  Our  Foreign  Relations — Teacher's  Manual.  Narra- 
tion for  53-frame  color  filmstrip  produced  by  the 
Department  of  State  and  designed  to  introduce 
secondary  school  students  to  basic  U.S  foreign 
policy  including  the  global  scope  of  our  interests 
and  the  major  problems  we  face  in  relations  with 
other  countries.  Brief  bibliography  included.  Pub 
8146.  17  pp.  Limited  distribution. 

The  Outlook  for  Freedom.  This  pamphlet  contains 
the  text  of  an  address  by  Secretary  of  State  Dean 
Rusk  made  on  September  21,  1966,  before  the  Na- 
tional Industrial  Conference  Board  at  New  York, 
N.Y.  In  his  address  Secretary  Rusk  describes  the 
effect  of  American  economic  strength  on  our  position 
in  international  affairs.  Pub.  8150.  General  Foreign 
Policy  Series  216.  13  pp.  20^. 

Making  Europe  Whole:  An  Unfinished  Task.  This 
pamphlet  contains  the  t«xt  of  remarks  by  President 
Johnson  on  October  7,  1966,  to  the  National  Con- 
ference of  Editorial  Writers  at  New  York,  N.Y. 
Pub.  8155.  European  and  British  Commonwealth 
Series  69.  12  pp.  15^. 

The  Computer  and  Foreign  Affairs:  Some  First 
Thoughts.  Center  for  International  Systems  Research 
(CISR)  Occasional  Papers  Number  1.  In  this  paper 
Fisher  Howe,  a  Foreign  Service  officer  who  recently 
completed  a  year's  assignment  as  a  Department  of 
State  senior  fellow  at  the  University  of  Utah,  looks 
at  the  relationship  the  "Information  Revolution"  has 
to  "the  State  Department,  the  Foreign  Service,  the 
management  of  our  international  affairs,  and  the 
planning  and  formulation  of  foreign  policy."  Pub. 
8156.  88  pp.  350. 

Organizing  the  Peace.  This  pamphlet  is  the  tesxt  of 
an  address  made  by  Secretary  of  State  Dean  Rusk 
before  the  George  C.  Marshall  Memorial  Dinner  of 
the  Association  of  the  United  States  Army  at  Wash- 
ington, D.C.,  on  October  12,  1966.  Pub  8163.  General 
Foreign  Policy  Series  217.  20  pp.  15((. 

The  Promise  of  The  New  Asia.  United  States  Policy 
in  the  Far  East  as  stated  by  President  Johnson  on 
his  Pacific  Journey.  A  72-page  illustrated  pamphlet 
containing  major  portions  of  the  text  of  statements 
and  addresses  by  President  Johnson  during  his  visit 
to  Asia  in  October  1966.  Also  contains  the  texts  of 
the  three  principal  documents  issued  at  the  Manila 
Conference.  Pub.  8166.  Far  Eastern  Series  152.  72 
pp.  $1. 

Trade — Automotive  Products.  Agreement  with  Cana- 
da— Signed  at  Johnson  City,  Texas,  January  16,  1965. 
Entered  into  force  provisionally  January  16,  1965, 
and  definitively  September  16,  1966.  With  exchange 
of  notes — Signed  at  Washington  March  9,  1965. 
TIAS  6093.  12  pp.  10(f. 

Peace  Corps.  Agreement  with  Chad.  Exchange  of 
notes — Signed  at  Fort  Lamy  August  31,  1966.  En- 
tered into  force  August  31,  1966.  TIAS  6094.  6  pp. 


FEBRUARY  6,  1967 


225 


Extension  of  Loan  of  Vessels.  Agreement  with  Peru. 
Exchange  of  notes — Signed  at  Lima  June  22  and 
August  24,  1966.  Entered  into  force  August  24,  1966. 
TIAS  6100.  3  pp.  5#. 

Oceanographic  Research — Mediterranean  Marine 
Sorting  Center.  Agreement  with  Tunisia.  Exchange 
of  notes— Signed  at  Tunis  September  26,  1966.  En- 
tered into  force  September  26,  1966.  TIAS  6101. 
4  pp.  5^. 

Asian  Development  Bank.  Agreement  with  other 
governments.  Done  at  Manila  December  4,  1963.  En- 
tered into  force  August  22,  1966.  TIAS  6103.  5'2  pp. 
20«f. 

Investment  Guaranties.  Agreement  with  Zambia.  Ex- 
change of  notes — Signed  at  Lusaka  August  11,  1966. 
Entered  into  force  August  11,  1966.  TIAS  6104. 
6  pp.  5^. 

Trade  in  Cotton  Textiles.  Arrangement  with  Singa- 
pore. Exchange  of  letters — Signed  at  Singapore  Au- 
gust 30,  1966.  Entered  into  force  August  30,  1966. 
EflFective  April  1,  1966.  TIAS  6105.  9  pp.  10(f. 

Agricultural    Commodities — Sales    Under    Title    IV. 

Agreement  with  Indonesia — Signed  at  Washington 
September  30,  1966.  Entered  into  force  September  30, 
1966.  With  exchange  of  notes.  TIAS  6107.  6  pp.  5#. 

Prevention  of  Pollution  of  the  Sea  by  Oil — Amend- 
ments to  the  Convention  of  1954.  Agreement  with 
other  governments.  Amendments  adopted  by  the 
Conference  of  Contracting  Governments  to  the  Con- 
vention of  1954,  held  at  London,  April  4-11,  1962. 
Dates  of  entry  into  force:  May  18,  1967,  for  amend- 


ments to  Articles  I-X,  XVI,  and  XVTII  and  Annexes 
A  and  B;  June  28,  1967,  for  amendment  to  Article 
XIV.  TIAS  6109.  29  pp.  15(f. 

Exchange  of  Official  Publications.  Agreement  with 
Korea.  Exchange  of  notes — Dated  at  Seoul  April  18 
and  September  24,  1966.  Entered  into  force  Septem- 
ber 24,  1966.  TIAS  6110.  5  pp.  5^. 

Investment  Guaranties.  Agreement  with  the  Philip- 
pines, supplementing  the  agrreement  of  February  18 
and  19,  1952.  Exchange  of  notes — Signed  at  Manila 
February  25,  1965,  and  August  15,  1966.  Entered 
into  force  August  15,  1966.  TIAS  6111.  3  pp.  5^ 

Alien  Amateur  Radio  Operators.  Agreement  with 
Nicaragxia.  Exchange  of  notes — Signed  at  Managua 
September  3  and  20,  1966.  Entered  into  force  Sep- 
tember 20,  1966.  TIAS  6112.  4  pp.  5(t. 

Agricultural  Commodities.  Agreement  with  India 
amending  the  agreement  of  September  30,  1964,  as 
amended.  Exchange  of  notes — Signed  at  Washington 
October  14,  1966.  Entered  into  force  October  14,  1966. 
TIAS  6113.  2  pp.  5(f. 

Claims — Establishment  of  International  Arbitral  Tri- 
bunal to  Dispose  of  United  States  Claims  Relating 
to  Gut  Dam.  Agreement  with  Canada — Signed  at 
Ottawa  March  25,  1965.  Entered  into  force  October 
11,  1966.  TIAS  6114.  8  pp.  lOif. 

Radio  Communications  Between  Amateur  Stations 
on  Behalf  of  Third  Parties.  Agreement  with 
Uruguay.  Exchange  of  notes — Dated  at  Montevideo 
September  12,  1961.  Entered  into  force  September 
26,  1966.  TIAS  6115.  4  pp.  5«». 


DEPARTMENT  OF  STATE   BULLETIN       VOL.   LVI,   NO.   1441       PUBLICATION  8192        FEBRUARY  6,   1967 


TIm  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developmenta  in  the  field  of  foreign  rela- 
tions and  on  the  worlt  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  Includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secratary  of  State  and  other  officers  of 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin   Is   for  sale  by   the   Super- 


intendent of  Documents,  U.S.  Government 
Printing  Office.  Washington,  D.C.,  20402. 
Price:  62  issues,  domestic  $10,  foreign  |16 ; 
single  copy  30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget   (January  11,  1866). 

NOTE:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  i>e  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers'  Guide  to  Periodical  Literature. 


226 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     February  6,  1967     Vol.  LVI,  No.  lUl 


Asia 

Thailand  and  Southeast  Asia   (Martin)   .     .     .     193 

Congress 

Congressional  Documents  Relating  to  Foreign 
Policy 223 

Department  and  Foreign  Service 

The  Foreign  Service  Institute:  Patterns  of  Pro- 
fessional  Development   (Cortada,   Hope)    .     .     218 

Economic  Affairs 

Escape-Clause  Duty  Rates  on  Watch  Move- 
ments  Terminated 217 

President  Modifies  Escape-Clause  Duty  Rates 
on    Sheet   Glass 216 

Thailand  and  Southeast  Asia  (Martin)   .     .     .     193 

U.S.  and  U.S.S.R.  Hold  Talks  on  Fishery 
Problems 216 

Foreign  Aid 

AID  Report  on  Viet-Nam  Commodity  Pro- 
grams Submitted  to  FVesident  Johnson  (let- 
ter  of   transmittal,   text   of   report)    .     .     .     200 

Mexico 

iProtocol  to  U.S.-Mexico  Radio  Agreement 
Enters  Into  Force 224 

Military  Affairs 

The  U.S.  Achievements  in  Viet-Nam  (Wheeler)     186 

Publications 

iRecent  Releases 225 

Telecommunications 

Protocol  to  U.S.-Mexico  Radio  Agreement 
Enters  Into  Force 224 

Thailand 

Thailand  and  Southeast  Asia  (Martin)   .     .     .     193 

Trade 

Escape-Clause  Duty  Rates  on  Watch  Move- 
ments  Terminated 217 

President  Modifies  Escape-Clause  Duty  Rates 
on   Sheet  Glass 216 

Treaty  Information 

Current  Actions 224 


Protocol    to    U.S.-Mexico     Radio    Agreement 

Enters  Into  Force 224 

U.S.S.R. 

U.S.    and    U.S.S.R.    Hold    Talks    on    Fishery 

Problems 216 

Viet-Nam 

AID  Report  on  Viet-Nam  Commodity  Programs 
Submitted    to   President   Johnson    (letter   of 

transmittal,   text   of   report) 200 

Letters   of  Credence    (Diem) 216 

The  U.S.  Achievements  in  Viet-Nam  (Wheeler)     186 

Name  Index 

Cortada,  James  N 218 

Diem,  Bui 216 

Gaud,  William  S 200 

Hope,  A.  Guy 218 

Martin,  Graham 193 

Wheeler,  Gen.  Earle  G 186 


Check  List  of  Department  of  State 
Press  Releases:  January  16-22 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Release  issued  prior  to  January  16  which 
appears  in  this  issue  of  the  Bulletin  is  No.  3 
of  January  12. 


No. 

6 

*7 


Date 

1/16 
1/18 


•8       1/20 
•9       1/20 


Subject 

U.S.-Soviet  fishery  discussions. 

Program  for  visit  of  President- 
elect of  Brazil. 

Bundy:  "East  Asia  Today"  (ad- 
vance text). 

Rusk,  Hoover:  exchange  of  letters 
on  Consular  Convention  with 
U.S.S.R. 


Not  printed. 


a  U.S.  Government  Printing  Office:  1967—251-933/31 


Superintendent  of  Documents 
U.S.  government  printing  office 

WASHINGTON,    DC.    20402 


POSTAGE    AND    FEES    PAID       i 
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OFFICIAL  BUSINESS 


The  Promise  of  the  New  Asia 

U.S.  Policy  in  the  Far  East  as  Stated  by  President  Johnson  on  His  Pacific  Journe] 

This  72-page  illustrated  pamphlet  contains  the  major  statements  and  addresses  made  by  Pres 
dent  Johnson  during  his  17-day  journey,  October  17-November  2,  to  seven  Asian  and  Pacific  nj 
tions.  The  pamphlet  also  includes  a  statement  by  General  William  C.  Westmoreland,  the  U.S.  con 
mander  in  Viet-Nam,  made  before  the  chiefs  of  state  and  heads  of  government  of  the  seven  allie 
nations  at  the  Manila  Summit  Conference,  as  well  as  the  texts  of  the  three  historic  documen' 
issued  at  the  close  of  the  Manila  Conference:  the  Goals  of  Freedom,  the  Joint  Communique,  an 
the  Declaration  of  Peace  and  Progress  in  Asia  and  the  Pacific. 


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OF 

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BULLETIN 


HPh- 


Vol.  LVI,  No.  1U2 


Fehniary  13, 1967 


THE  BUDGET  MESSAGE  OF  THE  PRESIDENT  (EXCERPTS)     2.J0 

SCIENCE  AND  FOREIGN  AFFAIRS 

Address  by  Secretary  Rusk     2fl8 

SECOND  ANNUAL  REPORT  ON  THE  INTERNATIONAL 

COFFEE  AGREEMENT  TRANSMITTED  TO  CONGRESS 

President's  Letter  of  Transmittal  and  Text  of  Report     250 


SECRETARY  RUSK  URGES  CONGRESSIONAL  SUPPORT 

FOR  CONSULAR  CONVENTION  WITH  THE  SOVIET  UNION 

Statement  Before  the  Senate  Committee  on  Foreign  Relations  2A7 


For  index  see  inside  bax^k  cover 


The  Budget  Message  of  the  President  (Excerpts)' 


To  the  Congress  of  the  United  States: 

A  Federal  budget  lays  out  a  two-part  plan 
of  action: 

•  It  proposes  particular  programs,  mili- 
tary and  civilian,  desired  to  promote  na- 
tional security,  international  cooperation, 
and  domestic  progress. 

•  It  proposes  total  exqienditures  and  reve- 
nues designed  to  help  maintain  stable  eco- 
nomic prosperity  and  growth. 

This  budget  for  fiscal  year  1968  reflects 
three  basic  considerations: 

•  In  Vietnam,  as  throughout  the  world, 
we  seek  peace  but  will  provide  all  the  re- 
sources needed  to  combat  aggression. 

•  In  our  urgent  domestic  programs  we  will 
continue  to  press  ahead,  at  a  controlled  and 
reasoned  pace. 

•  In  our  domestic  economy  we  seek  to 
achieve  a  7th  year  of  uninterrupted  growth, 
adopting  the  fiscal  measures  needed  to 
finance  our  expenditures  responsibly,  permit 
lower  interest  rates,  and  achieve  a  more 
balanced  economy. 

In  recent  years,  the  American  economy 
has  performed  superbly.  Since  1963,  our 
Nation's  output  has  risen  at  an  average  rate 
of  5.5%  a  year.  5.3  million  more  people  are 
employed  and  1.2  million  fewer  unemployed. 


'  H.  Doc.  15,  Part  1,  90th  Cong.,  1st  sess.;  trans- 
mitted on  Jan.  24.  Reprinted  here  are  the  introduc- 
tory paragraphs  and  conclusion  from  part  1  and  the 
sections  on  international  affairs  and  finance  from 
parts  1  and  4  of  the  478-page  volume  entitled  The 
Budget  of  the  United  Statea  Government  for  the 
Fiscal  Year  Endinc/  June  30,  19liS,  for  sale  by  the 
Superintendent  of  Documents,  U.S.  Government 
Printing  Office,  Washington,  D.C.,  20402  ($1.50). 


Industrial  capacity  has  grown  by  18%,  and 
far  less  of  it  is  idle  than  was  the  case  3 
years  ago. 

During  this  past  calendar  year  alone: 

•  Our  Nation's  gross  national  product — 
apart  from  price  changes — has  grown  by 
nearly  5.4%. 

•  The  unemployment  rate  has  remained 
at  or  below  4%  for  the  first  time  in  13  years. 

•  More  than  3  million  additional  jobs  were 
found  in  nonagricultural  employment,  the 
largest  yearly  gain  experienced  since  1942. 

•  Corporate  profits  and  personal  income 
have  each  grown  about  8%  to  record  levels. 

We  have  at  the  same  time  become  engaged 
in  a  major  effort  to  deter  aggression  in 
Southeast  Asia.  Some  $19.9  billion  of  the 
Nation's  resources  will  go  to  support  that 
eff'ort  in  the  current  fiscal  year  and  $22.4 
billion  in  1968.  This  past  year  our  economy 
met  these  requirements  with  minimum  strain 
and  disruption. 


Federal  Programs  and  Expenditures 

International  affairs  and  finance. — In  the 

long  run,  greater  opportunities  and  security 
for  our  own  citizens  will  be  possible  only  if 
other  peoples  also  share  in  progress  toward 
a  better  and  more  secure  life.  To  this  end, 
our  international  programs  in  the  coming 
year  will  emphasize  helping  the  less  de- 
veloped nations  to  increase  their  food  pro- 
duction, expand  their  educational  opportuni- 
ties, and  improve  the  health  of  their  citizens. 
Based  on  a  thorough  review  of  our  eco- 
nomic assistance  objectives  and  programs,  I 


230 


DEPARTMENT  OF  STATE  BULLETIN 


will  recommend  new  legislation  and  specific 
actions  to: 

•  Require  more  effective  self-help  meas- 
ures by  recipient  countries  as  a  condition  for 
U.S.  aid; 

•  Increase  the  amount  of  assistance  for 
the  key  sectors  of  agriculture,  health,  and 
education; 

•  Supiiort  regional  arrangements  and 
make  greater  use  of  multilateral  channels 
through  which  other  nations  cooperatively 
share  the  costs  of  economic  development; 

•  Encourage  greater  participation  by 
private  enterprise  in  the  development  proc- 
ess; and 

•  Concentrate  our  aid  in  those  countries 
where  successful  development  is  most 
probable. 

We  are  gratified  by  the  achievements  of 
the  Alliance  for  Progress  and  shall  continue 
to  work  closely  with  our  hemispheric  neigh- 
bors to  help  build  schools  and  homes,  create 
new  jobs,  and  improve  health  and  nutrition. 
But  much  remains  to  be  done.  I  shall  be 
meeting  shortly  with  the  chief  executives  of 
the  other  American  governments  to  review 
the  goals  and  progress  of  the  Alliance.  At 
that  time  we  will  consider  new  cooperative 
programs  to  accelerate  growth  in  critical 
areas. 

In  South  Vietnam,  we  will  increase  our 
economic  assistance  for  projects  directly  aid- 
ing people  in  the  villages  and  hamlets.  This 
stepped-up  effort  is  urgently  needed  to  help 
these  people  construct  their  farms  and 
houses  in  safety  and  build  the  foundations 
for  a  better  life  in  that  strife-torn  country. 

To  pursue  the  War  on  Hunger  more 
effectively,  our  assistance  to  agriculture  and 
our  Food  for  Freedom  shipments  will  en- 
courage and  support  efforts  by  the  develop- 
ing nations  to  increase  their  own  food  pro- 
duction. In  cooperation  with  other  nations, 
we  will  also  carry  out  a  pioneer  program  to 
find  ways  to  utilize  the  vast  unexploited  food 
resources  of  the  sea. 

The  International  Development  Associa- 
tion, which  is  managed  by  the  World  Bank, 


has  proven  an  effective  means  of  interna- 
tional cooperation  to  promote  economic  de- 
velopment. Its  current  resources,  however, 
will  soon  be  exhausted.  Following  the  suc- 
cessful conclusion  of  negotiations  between 
the  IDA  and  the  developed  nations  of  the 
world,  I  will  request  authorization  for  the 
United  States  to  pledge  its  fair  share  to- 
wards an  additional  contribution  to  this  orga- 
nization in  ways  consistent  with  our  balance 
of  payments  policy.  I  also  intend  to  propose 
legislation  which  will  permit  us  to  join  other 
members  in  a  replenishment  of  the  Inter- 
American  Development  Bank's  Fund  for  Spe- 
cial Operations. 

To  enable  the  Export-Import  Bank  to  ful- 
fill its  role  of  assisting  our  export  trade, 
which  is  so  vital  to  our  balance  of  payments, 
I  am  recommending  that  its  lending  authority 
be  increased  and  its  life  extended  for  another 
five  years. 


Conclusion 

Our  Nation  is  stronger  today  than  ever 
before.  We  need  not,  indeed  we  dare  not,  for- 
sake our  basic  goals  of  peace,  prosperity,  and 
progress. 

•  The  pursuit  of  peace  is  essential  for  the 
continued  advancement  of  our  Nation  and  all 
mankind. 

•  Prosperity  and  progress  will  lead  us  to- 
ward a  society  where  all  can  share  in  the 
bounty  of  nature  and  the  products  of  man's 
ingenuity  and  creativity. 

At  various  times  in  the  past,  democracies 
have  been  criticized  for  their  seeming  in- 
ability to  make  hard  choices — for  seeking 
soft,  easy  answers  to  critical  problems.  This 
Nation  has  proven  the  doubters  wrong  time 
and  again,  and  will  not  fall  prey  to  such 
weakness  now. 

We  can  afford  to  achieve  our  goals.  Let  us 
not  retreat  from  the  task,  no  matter  how 
demanding  it  may  be. 

This  budget  represents  a  careful  balance 
of  our  abundant  resources  and  our  awesome 
responsibilities.  As  President,  I  have  weighed 
the  alternatives  and  made  the  hard  choices 


FEBRUAKY  13,  1967 


231 


as  best  I  could.  The  responsibility  for  simi- 
lar action  now  rests  with  the  Congress.  I 
urge  your  support  for  the  goals  and  programs 
embodied  in  this  budget  for  the  coming  fiscal 
year. 

Lyndon  B.  Johnson 

January  24, 1967. 


International  Affairs  and  Finance 

United  States  leadership  in  the  world  com- 
munity requires  that  our  international  poli- 
cies and  programs  be  responsive  to  political 
and  economic  change.  In  a  world  of  awesome 
military  power,  made  ever  smaller  by  ad- 
vances in  transportation  and  communication, 
our  efforts  to  promote  world  peace  and  pros- 
perity are  essential  to  the  security  and  wel- 
fare of  America. 

Economic  and  social  progress  in  the  less- 
developed  areas  of  the  world  is  a  major  goal 
of  our  foreign  policy.  However,  our  economic 
aid  can  provide  only  a  small  part  of  the  de- 
velopment resources  required  for  this  enor- 
mous task.  The  major  effort  must  come  from 
the  countries  themselves  and  our  aid  must 
increasingly  support  and  be  conditioned  on 
these  self-help  efforts.  To  this  end,  new  for- 
eign assistance  legislation  will  be  proposed 
which  will  tie  our  aid  more  closely  to  the 
adoption  of  effective  self-help  measures  by 
the  recipient  nations,  particularly  in  the  key 
sectors  of  agriculture,  health,  and  education. 

At  the  same  time,  we  will  encourage  in- 
creased contributions  by  other  nations  and 
agencies  to  the  development  effort,  and  will 
seek  to  integrate  our  aid  programs  more 
closely  with  theirs.  In  1968,  about  90%  of 
our  development  lending  (including  Alliance 
for  Progress  loans)  will  be  coordinated  with 
the  efforts  of  the  other  developed  nations 
through  consortia  and  other  such  multilateral 
arrangements. 

With  the  elimination  of  the  large  U.S.  food 
surpluses,  the  Food  for  Freedom  program 
will  aim  at  greatly  increasing  food  produc- 
tion in  the  developing  nations  and  more 
effectively  utilizing  our  agricultural  resources 
in  the  global  War  on  Hunger. 


international  affairs  and  finance 

[Fiscal  years.  In  millions] 


Payments  to  the 

Recom- 

public 

mended 
new  obli- 

Prosrram  or  agency 

^ational 

1966 

1967 

1968 

author- 

actual 

esti- 

esti- 

ity for 

mate 

mate 

1968 

Administrative  Budget 

Funds: 

Conduct  of  foreign 

affairs : 

Department  of  State 

$301 

$320 

$332 

$333 

U.S.  Arms  Control  and 

Disarmament 

Agency 

9 

9 

9 

10 

Tariff  Commission 

3 

4 

4 

4 

Foreign  Claims  Settle- 

ment Conimls.sion 

2 

2 

1 

1 

Economic  and  financial 

programs : 

Agency  for  Interna- 

tional Development : 

Development  loans 

677 

710 

695 

774 

Technical 

cooperation 

224 

196 

212 

243 

Alliance  for 

Progress 

4.59 

593 

588 

543 

Supporting 

as.sistance 

500 

604 

680 

720 

Contingencies  and 

other 

280 

313 

255 

251 

Subtotal,  Agency 

for  International 

Development 

2,141 

2,415 

2,430 

2,5.30 

Subtotal,  Agency 

for  International 

Development,  ex- 

cluding special 

Vietnam. 

(l,8.-)9) 

(1,882) 

(1,884) 

(1,980) 

International  finan- 

cial institutions 

-336 
100 
128 

212 

112 

-365 

104 

Peace  Corps 

'94 
-.385 

124 

Expoi-t-Import  Bank... 

Other 

14 

15 

15 

13 

Food  for  Freedom. 

1,784 

1,710 

1,799 

1,772 

Foreign  information  and 

exchange  activities: 

United  States  Infor- 

mation Agency 

167 

184 

192 

194 

Department  of  State 

61 

58 

.56 

55 

Subtotal,  adminis- 

trative budget 

4,191 

4,608 

4,797 

'.5,142 

Subtotal,  adminis- 

trative budget,  ex- 

cluding special 

Vietnam 

(3.909) 

(4,075) 

(4,251) 

(4„592) 

Trust  Funds 

171 

111 

22!  ► 

'45 

Intragovernmental 

transactions  and  ad- 

.instment  for  net  ca.sh 

issuances  or  with- 

drawals by  interna- 

tional financial 

instituti(ms  (de<hict)__. 

-101 

-.545 

38 

Total 

4.463 

5,264 

4,988 

Total,  excluding 

special  Vietnam 

(4.1.S1) 

(4,731) 

(4,442) 

'  Compares  with  new  oblipational  authority  for  1966  and 
1967,  as  follows:  Administrative  budget  funds:  I9G6,  $5,517 
million;  1967.  $4,794  million.  Trust  funds:  1966,  $158  million; 
1967.  $14  million. 


232 


DEPARTMENT  OF  STATE  BULLETIN 


Total  payments  for  international  affairs 
and  finance  are  expected  to  be  $5.0  billion  in 
1968.  $276  million  less  than  in  1967.  The  esti- 
mated decrease  is  primarily  the  result  of 
higher  loan  repayments  and  sales  of  certifi- 
cates of  participation  in  loans  of  the  Export- 
Import  Bank. 

Agency  for  International  Development. — 
The  budo:et  pi'ovides  for  only  the  highest 
priority  objectives  and  reflects  a  continuing 
effort  to  increase  the  effectiveness  and  effi- 
ciency of  our  assistance  programs.  In  the 
year  ahead,  these  programs  will  require 
greater  assurance  and  evidence  from  the  de- 
veloping nations  that  they  are  taking  the 
difficult  steps  necessaiy  to  stimulate  and  sus- 
tain economic  growth  and  social  progress. 
This  emphasis  will  further  strengthen  the 
substantial  efforts  which  are  being  made  by 
many  countries  themselves  to  remove  tradi- 
tional and  deeply  entrenched  barriers  to  de- 
velopment. 

Total  expenditures  of  the  Agency  for  Inter- 
national Development  are  estimated  at  $2.4 
billion  in  1968,  about  the  same  as  in  1967. 

The  AID  budget  program  is  summarized  in 
the  table  below  in  terms  of  total  obligational 
authority.  This  includes  primarily  new  obli- 
gational authority  granted  each  year  by  the 
Congress,  plus  the  obligational  authority 
granted  in  earlier  years  which  is  not  re- 
quired to  complete  prior  year  programs. 

The  regional  amounts  shown  summarize 
mainly  the  individual  country  programs 
which  are  the  basic  AID  programing  units. 
The  AID  program  level  for  1968  is  estimated 
at  $2.7  billion,  the  same  as  the  effective  pro- 
gram level  for  1967,  which  is  $2.4  billion  plus 
$320  million  of  1966  funds  available  for  1967 
programs  because  aid  to  India  and  Pakistan 
was  suspended  during  the  Kashmir  crisis. 

Continued  attention  will  be  given  to  mini- 
mizing the  effect  of  assistance  programs  on 
the  U.S.  balance  of  payments.  More  than  85% 
of  AID  expenditures  in  1968  will  be  for  pur- 
chases of  U.S.  goods  and  services,  compared 
with  42%  in  1960.  Moreover,  the  foreign  aid 
program  promotes  the  long-term  growth  of 
U.S.  exports  by  stimulating  new  trade  pat- 
terns and  opportunities. 


Far  East  (excluding  Vietnam). — AID 
provides  loan  and  grant  assistance  to  six 
countries  in  the  Far  East  to  help  them  mobi- 
lize resources  for  economic  and  social  devel- 
opment and  to  preserve  political  stability, 
often  in  a  hostile  environment.  Over  40% 
of  the  $262  million  total  obligational  author- 
ity estimated  for  this  region  in  1968  is  for 
supporting  assistance  which  helps  to  main- 
tain security  and  stability  in  these  countries 
but  also  contributes  directly  to  growth  and 
development. 

Vietnam. — Total  obligational  authority  es- 
timated for  Vietnam  in  1968  is  $550  million, 
$25  million  above  1967.  Two  important 
objectives  of  our  economic  assistance  pro- 
grams in  South  Vietnam  are  to  assist  the 
government  of  that  country  to  combat  infla- 
tion and  improve  economic  and  social  con- 
ditions in  the  countryside.  The  1968  program 
focuses  on  projects  to  help  the  people  of 
South  Vietnam  to  build  in  safety  their  farms, 
schools,  hospitals,  water  systems,  and  other 
institutions  and  resources.  Continued  im- 
provement of  the  economic  situation  in  1968 
is  expected  to  permit  increased  emphasis  on 

SUMMARY   OF  THE  AID   BUDGET  PROGRAM 

[Fiscal  years.     In  millions] 


Major  assistance  prosrranas 


Far  East   (excluding  Vietnam)   _ 

Vietnam     

Near  East  and  South  Asia 

Africa    

Alliance  for  Progress  (Latin 

America) 

Contribution  to  international 

organizations    

Contingency  fund  (unallocated)   . 

General  support 

Total  obligational  authority 
Of  which: 

New  obligational  authority 

Prior  year  and  other  funds 


Total   obligational 
authority 


1966 
actual 


$264 
591 

■664 
176 

693 

138 


140 


2,666 

2,463 
203 


1967 
esti- 
mate 


$266 
525 

'516 
199 

609 

148 


140 


2,403 

2,143 
259 


1968 
esti- 
mate 


$262 
550 
758 
195 

624 

141 

60 

157 


2,747 

2,530 
217 


1  $320  million  of  funds  shown  in  the  1966  program  were  avail- 
able to  support  1967  programs  in  India  and  Paitistan  because  aid 
to  those  countries  was  suspended  during  the  Kashmir  crisis. 


FEBRUARY  13,  1967 


233 


Asency  for  International  Development  — Program  Trends 


$  Billions 
3.0- 


Latin  America 


International  Organizations 


1961 
Fiscal  Years 


1962 


1963 


1964 


1965 


1966      1967      1968 

Estimate 


building  the  foundations  for  long-range  de- 
velopment. 

Near  East  and  South  Asia. — The  United 
States  will  provide  development  assistance 
to  10  nations  in  this  region  in  1968,  mostly 
in  the  form  of  long-term  development  loans, 
repayable  in  dollars.  Despite  the  apparent  in- 
crease from  1967  to  1968,  the  effective  pro- 
gram level  will  decrease  slightly  between  the 
two  years  because  of  the  India-Pakistan 
financing  adjustment  described  above.  Over 
90%  of  the  $758  million  total  obligational 
authority  estimated  for  1968  will  be  concen- 
trated in  the  three  most  populous  nations — 
India,  Pakistan,  and  Turkey.  American  as- 
sistance programs  in  these  countries  are 
directly  integrated  into  overall  plans  involv- 
ing the  World  Bank,  the  International  De- 
velopment Association,  the  International 
Monetary   Fund,   United   Nations   agencies, 


and  other  donor  countries.  Programs  to 
increase  agricultural  production  will  be  ex- 
panded. 

Africa. — In  1968,  greater  effectiveness 
will  be  achieved  in  U.S.  assistance  to  Africa 
through  increasing  multilateral  coordination 
and  emphasis  on  regional  programs.  Total 
obligational  authority  in  1968  is  estimated 
at  $195  million,  about  the  same  as  in  1967. 
In  1968,  most  of  our  assistance  will  be  con- 
centrated in  regional  projects  and  countries 
which  now  have  the  best  prospects  for  eco- 
nomic development. 

Alliance  for  Progress. — This  program  is 
a  cooperative,  long-term  effort  among  the  na- 
tions of  the  Americas  to  promote  economic 
and  social  reform  and  development.  U.S.  par- 
ticipation consists  largely  of  development 
loans  and  technical  assistance,  which  supple- 
ment the  self-help  efforts  of  the  recipients. 


234 


DEPARTMENT  OF  STATE  BULLETIN 


Total  obligational  authority  for  the  Alliance 
for  Progress  in  1968  is  estimated  at  $624  mil- 
lion, an  increase  of  $15  million  above  1967. 
Increased  emphasis  will  be  given  to  programs 
in  the  agriculture  and  education  sectors. 
Further  measures  will  be  considered  in  light 
of  the  review  of  Alliance  policies  and  pro- 
grams scheduled  to  be  undertaken  by  the 
American  Presidents  at  a  summit  meeting  in 
the  near  future. 

Other  economic  and  financial  programs. — 
The  1968  budget  provides  for  the  payment 
of  $104  million  as  the  final  installment  of  the 
3-year,  $312  million  increase  authorized  in 
1964  in  the  U.S.  subscription  to  the  Interna- 
tional Development  Association  (IDA),  an 
affiliate  of  the  World  Bank.  This  contribution 
will  be  matched  by  contributions  of  $146 
million  from  other  developed  countries. 

The  net  receipts  anticipated  in  1967  for 
international  financial  institutions  primarily 
reflect  a  reduction  in  the  holdings  of  U.S. 
non-interest-bearing  notes  by  the  Interna- 
tional Monetary  Fund  (IMF).  These  matur- 
ing securities,  which  were  counted  as  expend- 
itures when  issued,  have  been  exchanged 
for  letters  of  credit,  under  which  expendi- 
tures are  only  recorded  when  funds  are 
actually  disbursed. 

Both  the  IDA  and  the  Inter-American 
Development  Bank  (IDB)  have  been  highly 
effective  in  providing  greatly  needed  financial 
resources  to  less-developed  countries.  In  1968, 
legislation  will  be  sought  to  permit  us  to  join 
other  members  in  a  further  contribution  to 
the  IDB's  Fund  for  Special  Operations.  Upon 
successful  completion  of  negotiations  between 
the  IDA  and  donor  nations,  legislation  will 
also  be  sought  to  authorize  an  additional  con- 
tribution to  IDA. 

The  Export-Import  Bank  will  continue  its 
efforts  to  expand  U.S.  exports  through  its 
direct  loan  and  insurance  and  guarantee  pro- 
grams. In  1968,  proceeds  from  increased 
loan  repayments  and  from  the  sale  of  $1  bil- 
lion of  certificates  of  participation  are  ex- 
pected to  produce  $365  million  of  net  budget 
receipts  for  the  Bank  compared  with  net 
budget  expenditures  of  $128  million  in  1967. 
Legislation  will  be  proposed  to  extend  the 


life  of  the  Bank  and  to  increase  the  statutory 
limitations  on  lending  authority  and  out- 
standing guarantees  and  insurance. 

The  Peace  Corps  will  continue  to  grow  as 
our  schools  and  colleges  graduate  more 
young  people  willing  to  serve  overseas.  Peace 
Corps  volunteers  are  expected  to  be  active 
in  60  countries  in  1968.  By  August  1968 
there  will  be  19,240  volunteers  in  training 
and  service,  nearly  double  the  number  in 
1964.  Equally  important,  Peace  Corps  pro- 
grams will  place  greater  emphasis  on  the 
critical  areas  of  agriculture  and  community 
development. 

In  1968  the  Peace  Corps  program  will: 

•  Assist  over  400,000  farmers  to  enlarge 
food  supplies; 

•  Teach  over  700,000  school  children  and 
help  train  55,000  teachers; 

•  Provide  health  services  to  more  than 
200,000  persons; 

•  Assist  more  than  75,000  persons  by  help- 
ing to  establish  credit  unions,  co-ops,  small 
business  counseling  services,  and  savings 
and  loan  associations. 

Food  for  Freedom. — The  1966  amend- 
ments to  the  Agricultural  Trade  Develop- 
ment and  Assistance  Act  of  1954  (often  re- 
ferred to  as  Public  Law  480)  provide  for 
several  major  new  directions  in  the  programs 
providing  food  assistance  abroad. 

These  new  provisions  are  incorporated  in 
the  proposed  1968  Food  for  Freedom  pro- 
gram included  in  this  budget: 

(1)  The  Secretary  of  Agriculture  is  no 
longer  restricted  to  the  "surplus"  concept  in 
determining  commodities  to  be  available. 

(2)  Self-help  activities  on  the  part  of  the 
recipient  countries  are  emphasized. 

(3)  Sales  agreements  will  increasingly 
stress  payment  in  dollars  or  local  currency 
convertible  to  dollars. 

(4)  Food  aid  and  economic  assistance  to 
agriculture  in  the  developing  countries  will 
be  closely  linked  in  the  War  on  Hunger. 

Although  joint  efforts  to  increase  food  pro- 
duction in  the  developing  countries  will  be 
greatly  stepped  up  by  1968,  these  measures 
cannot  be  expected  to  offset  in  the  short  run 


FEBRUAEY  13,  1967 


235 


increased  demand  resulting  from  population 
and  income  growth.  Accordingly,  increased 
shipments  of  U.S.  agricultural  commodities 
will  help  fill  the  gap.  Expenditures  will  rise 
by  an  estimated  $89  million  over  1967  to  a 
total  of  $1.8  billion  in  1968.  Over  two-thirds 
of  total  Food  for  Freedom  expenditures  will 
be  for  sales  for  foreign  currencies  or  for  dol- 
lar credit;  the  remainder  will  be  for  an  ex- 
panded donation  program  partly  through 
private  voluntary  agencies. 

Foreign  information  and  exchange  activi- 
ties.— Expenditures  in  fiscal  year  1968  for 
the  educational  and  cultural  exchange  activi- 
ties of  the  Department  of  State  are  estimated 
at  $56  million.  A  new  program,  being  tried  on 
a  pilot  basis,  will  enable  about  100  volunteers 
from  overseas  to  participate  in  community 
and  educational  development  projects  in  the 
United  States. 

United  States  Information  Agency  activi- 
ties will  increase  in  Southeast  Asia  and  Latin 
America,  partly  through  reallocation  of  re- 
sources. New  obligational  authority  is  in- 
cluded to  operate  a  new  radio  facility  for 
Southeast  Asia  and  to  complete  the  construc- 
tion of  a  large  new  transmitting  facility  in 
Greece. 


President  Urges  Action  on  Funds 
for  Southeast  Asia  Operations 

Following  is  the  text  of  a  letter  from  Pres- 
ident Johnson  to  the  Speaker  of  the  House 
of  Representatives ,  together  with  the  text  of 
a  letter  to  the  President  from  Charles  L. 
Schultze,  Director  of  the  Bureau  of  the 
Budget. 

THE  PRESIDENT  TO  THE  SPEAKER 

White  House  press  release  dated  January  24 

January  24, 1967 
Sir  :  Herewith  is  submitted  a  supplemental 
request  to  the  Congress  for  new  obligational 
authority  in  the  amount  of  $12,275,870,000 
for  the  support  of  military  operations  in 
Southeast  Asia  to  help  finance  an  increase 


of  $9.1  billion  in  fiscal  1967  expenditures 
over  our  earlier  estimates. 

These  funds  are  needed  to  sustain  our  com- 
bat operations  and  to  supply  our  field  forces 
with  the  aircraft,  weapons,  ammunition,  and 
equipment  they  must  have  to  fight  aggression 
in  Vietnam. 

The  Congress  will,  I  believe,  want  to  act 
promptly  to  provide  these  funds. 

One  year  ago,  we  were  in  the  midst  of  the 
most  rapid  and  efficient  military  response  in 
our  Nation's  history.  The  uncertainties  were 
such  that  it  was  impossible  to  forecast  ac- 
curately our  requirements  for  either  men  or 
material  a  full  18  months  or  more  in  ad- 
vance. The  Secretary  of  Defense  fully 
informed  the  Congress  of  this  fact  and  em- 
phasized that  a  supplemental  appropriation 
would  be  necessary  unless  the  conflict  ended 
by  June  30, 1967. 

Today,  we  are  taking  every  initiative  in 
our  search  for  peace.  But  as  yet,  our  offers 
to  negotiate  have  not  been  accepted.  We  will 
persist  in  these  eff"orts  to  bring  an  honorable 
peace  to  Vietnam. 

At  the  same  time,  we  must — and  will — 
sustain  our  pressure  on  the  battlefield  until 
the  enemy  realizes  that  the  war  he  started  is 
costing  him  more  than  he  can  ever  gain. 

Thus,  I  know  that  you  will  want  to  con- 
tinue your  finn  support  of  the  nearly  500,000 
American  fighting  men  who  are  bravely  de- 
fending the  cause  of  freedom  in  South  East 
Asia. 

Never  have  we  had  more  cause  to  be  proud 
of  our  armed  forces.  When  I  visited  Cam 
Ranh  Bay  last  October,  General  William 
Westmoreland,  the  Commander  of  our  forces 
in  Vietnam,  told  me  that  our  troops — in  the 
air,  on  the  sea,  and  on  the  land — were  the 
finest  the  United  States  had  ever  fielded. 

We  should  in  the  Congress  and  the  Execu- 
tive Branch  match  the  magnificent  morale  of 
these  men  with  the  means  they  require  to 
carry  out  their  mission. 

Last  year,  we  pledged  to  the  Nation  that 
we  would  give  our  fighting  men  what  they 
must  have,  every  gun  and  every  dollar  and 
every  decision,  whatever  the  cost  or  what- 
ever the  challenge. 


236 


DEPARTMENT  OF  STATE  BULLETIN 


We  mu^  demonstrate  our  continuing  sup- 
port of  these  young  Americans  so  that  we 
may  prove  to  them — half  a  world  away — that 
our  determination  is  no  less  than  theirs. 

The  new  obligational  authority  requested 
for  fiscal  1967  will  provide: 

— $6,841,000,000  to  equip  military  units 
and  to  replace  aircraft,  ordnance,  ammuni- 
tion, and  material  lost  or  consumed  in  com- 
bat, with  expenditures  of  $850,000,000. 

—$3,311,500,000  for  operating  costs  to 
support  additional  military  units  and  the  in- 
tensified level  of  field  operations,  with  ex- 
penditures of  $2,900,000,000. 

— $1,363,870,000  for  pay  and  allowances  of 
additional  military  personnel  and  training 
additional  Reserve  enlistees,  with  expendi- 
tures of  $1,310,000,000. 

— $624,500,000  for  the  construction  or  im- 
provement of  needed  airfields,  roads,  troop 
housing  and  other  facilities,  with  expendi- 
tures of  $110,000,000. 

—$135,000,000  for  research  and  develop- 
ment efforts  related  to  Vietnam,  with  ex- 
penditures of  $20,000,000. 

These  expenditures  total  $5.2  billion.  When 
added  to  the  $3.9  billion  in  expenditures  from 
funds  previously  made  available,  the  total 
fiscal  1967  expenditure  increase  over  the  esti- 
mate published  in  January  1966  totals  $9.1 
billion. 

The  Congress  and  the  country  will  support 
our  troops  who  bear  the  burden  of  combat 
by  providing  the  funds  they  need  to  do  the 
job. 

Respectfully  yours, 

Lyndon  B.  Johnson 
mr.  schultze  to  the  president 

White  House  press  release  dated  January  24 

January  24, 1967 
Sir:  I  have  the  honor  to  submit  herewith 
for  your  consideration  proposed  supplemen- 
tal appropriations  for  Fiscal  Year  1967  for 
the  Department  of  Defense  for  support  of 
military  operations  in  Southeast  Asia.  These 
proposed  supplemental  appropriations  total 
$12,275,870,000. 


The  1967  budget  was  developed  and  sub- 
mitted in  the  midst  of  the  most  rapid  phase 
of  our  military  buildup  in  Southeast  Asia.  It 
was  impossible  at  that  time  to  forecast  our 
requirements  for  the  ensuing  18  months  with 
any  degree  of  accuracy.  Indeed,  within  the 
course  of  four  months  our  deployments  to 
Vietnam  increased  by  some  100,000  men.  Nor 
■was  it  at  all  clear  at  what  rates  aircraft, 
munitions,  and  other  materiel  would  be  lost 
or  consumed.  For  these  and  other  reasons, 
Congress  was  advised  that  the  situation  in 
Southeast  Asia  was  "fraught  with  uncer- 
tainties." Rather  than  request  an  amount  not 
based  upon  firm  requirements,  it  was  decided 
to  request  funds  based  on  the  assumption 
that  combat  oi^erations  would  terminate  on 
June  30, 1967. 

After  careful  assessment  of  further  1967 
needs,  based  upon  the  most  recent  experience, 
the  Secretary  of  Defense  has  recommended 
that  supplemental  appropriations  be  re- 
quested in  the  amount  of  $12,275,870,000.  I 
concur  in  that  recommendation.  These  funds 
are  vital  to  our  operations  in  Southeast  Asia, 
and  they  are  needed  promptly.  They  will  pro- 
vide: 

$6,841,000,000  for  initial  equipment  of  ad- 
ditional military  units  and  replacement  of 
aircraft,  ordnance,  ammunition,  and  materiel 
lost  or  consumed  in  combat. 

$3,311,500,000  for  operating  costs  to  sup- 
port the  additional  units  and  intensified  level 
of  field  operations. 

$1,363,870,000  for  pay  and  allowances  of 
added  military  personnel  and  training  addi- 
tional Reserve  component  enlistees. 

$624,500,000  for  construction  or  improve- 
ment of  needed  troop  housing,  roads,  air- 
fields, and  other  facilities. 

$135,000,000  for  research  and  development 
efforts  related  to  Vietnam. 

I  recommend  that  the  attached  proposed 
supplemental  appropriations  be  transmitted 
to  the  Congress  in  the  amounts  specified, 
with  your  recommendation  that  the  Congress 
act  speedily  in  providing  these  funds. 
Respectfully  yours, 

Charles  L.  Schultze 


FEBRUAHY  13,  1967 


237 


Science  and  Foreign  Affairs 


by  Secretary  Rtisk ' 


The  uncharted  region  where  the  interests 
of  science  and  foreign  policy  meet  is  of  great 
import  in  a  world  increasingly  devoted  to 
understanding  and  control  of  our  total  physi- 
cal environment.  The  United  States  is  one  of 
several  nations  trying  to  chart  that  region, 
and  until  it  is  mapped  we  cannot  intelligently 
choose  our  routes.  In  foreign  affairs  we  pool 
our  knowledge  of  history,  politics,  economics, 
science,  and  technology  to  arrive  at  new  syn- 
theses. 

Science  and  technology  are,  in  the  United 
States  today,  a  part  of  the  fabric  of  life  itself. 
We  have,  in  the  past  20  years,  entered  a  new 
phase  of  the  great  American  adventure. 
Throughout  the  world,  technology  and  the 
science  which  supports  it  have  provided  new 
means  of  education,  new  sources  of  power, 
new  ways  of  processing  data,  and  fast,  reli- 
able transportation  and  communication.  Man 
is  extending  his  reach  beyond  this  earth  and 
into  the  vast  reaches  of  space.  The  new 
knowledge  and  concepts,  even  the  very  tools 
of  the  new  technology,  promise  ever  more 
intensive  investigations  in  the  years  ahead. 
We  have  learned  how  to  pool  our  resources 
in  coordinated  efforts  to  develop  new  devices 
and  to  exploit  new  fields.  We  are  supporting 
science  and  technology  on  a  scale  undreamed 
of  even  two  decades  ago. 

We  are  all  familiar  with  the  so-called  cul- 
ture gap  between  science  and  the  humanities 
and,  more  recently,  with  the  "technological 


'  Keynote  address  made  before  the  eighth  annual 
Panel  on  Science  and  Technology  of  the  House  Com- 
mittee on  Science  and  Astronautics  on  Jan.  24 
(pressrelease  12). 


gap"  between  the  United  States  and  Europe. 
Last  year  Vice  President  Humphrey  said  to 
this  committee: 

I  think  there  is  dang'er  of  another  gap — a  gap 
between  public  policy  and  advancing  science  and 
technology.  It  is  in  government  that  we  must  face 
the  task  of  closing  that  gap.  ...  It  is  only  in  re- 
cent years  that  we  have  really  understood  the  close 
relationship  between  public  policy  at  the  govern- 
mental level  and  science  and  technology. 

In  the  interest  of  closing  that  gap,  the  De- 
partment of  State  began  a  program  at  the 
Foreign  Service  Institute  in  1965  designed  to 
equip  Foreign  Service  officers  with  some 
competence  to  handle  science  as  a  part  of 
foreign  affairs.  For  the  most  part,  we  se- 
lected officers  who  will  be  assuming  the  for- 
eign affairs  burdens  over  the  next  decade. 
We  followed  this  with  a  program  for  the 
exchange  of  officers  with  the  scientific  agen- 
cies to  provide  direct  experience  in  scientific 
programs. 

We  have  been  holding  a  series  of  science 
briefings  and  more  informal  "science  lunch- 
eons" for  high-level  Department  officers.  Our 
last  science  briefing  was  on  the  implications 
of  the  worldwide  use  of  nuclear  power.  The 
latest  science  luncheon  was  held  yesterday, 
and  it  was  my  pleasure  to  host  this  commit- 
tee's distinguished  guests  from  abroad.  Dr. 
Hornig  [Donald  F.  Hornig,  Special  Assistant 
to  the  President],  who  will  speak  to  you  to- 
morrow, was  also  our  guest  at  a  recent 
science  luncheon;  and  our  subject  was  the 
impact  of  computers  on  society.  I  have  found 
these  discussions  with  eminent  men  of  science 
to  be  invaluable. 


238 


DEPARTMENT  OF  STATE  BULLETIN 


For  any  American  involved  in  public 
affairs  today,  scientific  literacy  is  a  must;  and 
that  is  particularly  so  in  foreign  affairs.  We 
are  firmly  convinced  that  the  Foreign  Service 
officer  should  be  familiar  with  the  ways,  the 
concepts,  and  the  purposes  of  science.  He 
should  understand  the  sources  of  our  tech- 
nological civilization.  He  should  be  able  to 
grasp  the  social  and  economic  implications 
of  cuiTent  scientific  discoveries  and  engi- 
neering accomplishments.  I  think  it  is 
feasible  for  nonscientists  to  be,  in  the  phrase 
of  H.  G.  Wells,  "men  of  science"  with  real 
awareness  of  this  aspect  of  man's  advance. 

But  the  burden  is  not  all  on  one  side.  Scien- 
tists and  engineers  must,  of  course,  recognize 
very  real  progress  in  many  fields  outside 
their  own  specialties,  and  they  should  be 
conscious  of  the  difference  between  the  values 
of  society  and  the  verifiable  truths  of  the 
natural  sciences.  For  such  men  there  is  a  role 
in  the  foreign  policy  process.  I  think  that 
perhaps  scientists  have  been  a  little  more 
willing  to  wade  in  the  turbulent  pond  of  for- 
eign policy  and  that  we  in  foreign  affairs 
must  be  more  willing  and  better  prepared  to 
dip  in  the  waters  of  science.  That  science  is 
international  in  character  has  come  to  be  re- 
garded as  a  truism,  but  it  is  no  more  true 
of  science  than  it  is  of  the  humanities  or  the 
social  sciences.  The  larger  truth  is  that  bil- 
lions must  live  together  successfully  on  this 
planet  and  that  we  are  making  common  cause 
in  vast  areas  of  human  competence  and 
search  for  knowledge. 

This  committee  has  pioneered  in  equipping 
men  of  public  affairs  to  deal  intelligently  with 
policies  involving  science  and  technology.  As 
a  byproduct  of  that  goal,  scientists  and 
philosophers  of  science  have  also  had  their 
horizons  stretched,  not  only  through  presence 
at  these  seminars — the  committee's  reports 
are  widely  read.  A  valuable  new  channel  has 
been  established  between  public  affairs  and 
the  scientific  community  with  this  committee 
at  the  crossroads. 

We  have  in  the  State  Department  a  small 
group  of  scientists  and  Foreign  Service  offi- 
cers working  with  the  science  agencies  and 
with  the  scientific  community  on  policies  and 


programs  for  international  scientific  and 
technical  cooperation.  We  do  not  administer 
those  programs,  but  we  guide  them  and  re- 
tain the  foreign  policy  decisions.  The  Depart- 
ment's International  Scientific  and  Techno- 
logical Affairs  Bureau  has  the  resources  of 
the  Government  at  its  disposal  in  the  United 
States  and  a  network  of  scientific  attaches  in 
17  capitals  on  the  other  end.  At  some  major 
posts,  our  science  agencies  support  their  own 
representatives  to  assist  in  specialized  coop- 
erative programs.  It  is  not  a  question  of  pre- 
paring to  move  in  new  dimensions;  science 
and  technology  are  already  important  ele- 
ments in  our  international  relations  and,  in- 
deed, have  emerged  as  instruments  of  foreign 
policy. 

Scientific  and  Technological  Forecasting 

To  some  extent,  we  can  extrapolate  from 
politics,  economics,  and  science  in  projecting 
future  policy.  In  a  way,  science  is  the  least 
predictable  of  these  three  major  fields.  There 
are  few  "breakthroughs"  in  politics  and  eco- 
nomics; these  are  evolutionary  fields.  Broad 
patterns,  such  as  a  United  Nations  Organiza- 
tion, the  rise  of  nationalism  in  Africa,  and 
the  movement  of  Europe  toward  economic 
integration,  are  discernible  far  in  advance. 
To  a  lesser  degree  this  also  holds  for  the 
products  of  known  technology.  We  foresee  the 
wide  use  of  nuclear  electric  power  and  satel- 
lite communications,  and  we  can  predict  some 
of  the  uses  to  which  computer  technology  will 
be  put,  for  example. 

However,  we  cannot  foresee  the  break- 
throughs in  basic  understandings  to  come. 
Let  me  illustrate  this  point. 

Thirty  years  ago  President  Roosevelt  estab- 
lished a  blue-ribbon  science  committee  to  look 
into  "technological  trends  and  their  social 
implications."  The  committee  was  accurate 
in  predicting  increased  development  and  use 
of  helicopters  and  conventional  aircraft. 
Autogiros  and  dirigibles  were  reported  as  on 
the  way  out.  The  committee  predicted  color 
television  (and  commercials),  stereo  FM 
radio,  our  modern  high-speed  highway  sys- 
tem and  urban  traffic  congestion.  Air  con- 
ditioning,   plastics,    frozen    foods,    infrared 


FEBRUARY  13,  1967 


239 


and  radio  air  navigation,  microfilm,  and  ac- 
counting card  machines  were  also  predicted. 
All  of  these  extrapolations  were  based  upon 
then-known  technology. 

But  where  were  the  microcircuit,  the  com- 
puter, radar  and  sonics,  the  jet  engine  and 
rocketry,  radioactivity,  and  underwater 
breathing  gases  ?  The  top  three  scientific  and 
technical  fields  of  major  foreign  policy  in- 
terest today  were  almost  completely  ignored 
by  that  eminent  committee.  Space  technology 
or  even  rudimentary  investigations  of  our 
solar  system  were  not  mentioned.  In  oceanog- 
raphy mention  was  made  only  of  the  pos- 
sibility of  extracting  minerals  from  sea 
water.  In  spite  of  predicted  future  needs  for 
oil,  none  of  these  experts  considered  the  con- 
tinental shelves  as  new  sources.  Investigation 
of  the  sea  as  a  source  of  fresh  water,  for 
fish  protein,  or  simply  because  of  man's 
native  curiosity,  was  not  considered.  The  sole 
reference  to  the  third  area,  nuclear  energy, 
was  by  a  chemist  of  some  vision,  in  these 
words: 

Much  has  been  said  and  written  about  releasing 
atomic  energy  and  utilizing  the  vast  forces  that  it 
represents.  While  we  see  no  immediate  possibility  of 
doing  this  economically,  who  shall  say  that  it  will 
not  be  achieved,  and  once  achieved,  how  shall  we 
estimate  the  social  implications  resulting  from  the 
use  of  such  energy? 

How  indeed?  This  same  man  of  vision  ad- 
vised that: 

It  is  the  unexpected  turn,  when  some  little  detail 
has  been  perfected  after  long  search,  that  brings 
such  things  to  pass,  just  as  occasionally  a  promis- 
ing development  must  be  dropped  when  some  un- 
expected defect  develops.  These  are  what  make 
prophecy  difficult. 

And  so  they  do.  The  year  after  that  report 
was  written,  nuclear  fission  was  discovered; 
and  in  4  years  more  the  world's  first  nuclear 
reactor  reached  criticality  in  Chicago,  open- 
ing the  nuclear  era.  In  our  turn,  we  cannot 
now  predict  if  we  will  harness  the  thermo- 
nuclear reaction  nor  would  we  be  able  to  gage 
its  social  and  economic  implications. 

Nevertheless,  an  occasional  look  ahead  is  of 
great  value.  Although  the  President's  ad  hoc 
science  committee  back  in  1937  did  not  fore- 
see some  major  innovations  soon  to  come,  it 


was  fairly  successful  in  predicting  the  future 
uses  of  technical  devices  and  methods  then 
known  or  just  coming  into  use.  The  value  of 
this  type  of  forecasting  to  policy  judgments 
is  obvious.  In  most  cases  a  true  technological 
innovation  does  not  reach  full  bloom  for  some 
years — the  first  basic  patent  on  the  transistor 
was,  after  all,  issued  in  1930.  Sometimes  it 
may  be  telegraphed  in  advance,  as  are  the 
new  energy  storage  devices — but  in  these 
cases  the  specifications  for  an  end  product 
are  set  forth  in  the  beginning;  it  is  directed 
research. 

Congressman  [Emilio  Q.]  Daddario  re- 
cently called  for  consideration  of  an  "early 
warning  system"  to  apprise  us  of  the  poten- 
tial dangers  of  certain  technologies.  If  this 
call  is  heeded,  as  I  hope  it  is,  we  can  be  be1> 
ter  prepared  to  cope  with  the  problems  posed 
by  our  advancing  technology.  The  system 
could  perhaps  even  be  extended  to  provide 
useful  forecasts  for  the  foreseeable  future.  I 
would  think  that  a  distinguished  committee 
drawn  from  the  natural  sciences,  the  social 
sciences,  and  industry  could  be  impaneled 
about  every  5  years  to  explore  our  techno- 
logical future.  This  could  satisfy  the  need  for 
expert  opinion  on  the  directions  of  science 
and  technology  so  far  as  it  can  be  foreseen, 
within  acceptable  time  limits  and  without  a 
permanent  "watchdog"  group.  After  all, 
technological  forecasting  is  much  more 
sophisticated  than  it  was  in  1937,  and  we 
should  take  advantage  of  the  new  techniques. 

International  Efforts  Needed  in  Science 

Although  scientific  prediction  seems  to  me 
to  remain  a  chancy  business,  we  can  usefully 
examine  some  aspects  of  the  changing  modem 
environment  which  are  of  direct  concern  to 
foreign  affairs,  many  of  which  can  only  be 
dealt  with  internationally. 

The  increasing  pollution  of  our  atmosphere, 
particularly  in  large  urban  complexes,  is  of 
common  interest  to  the  advanced  nations.  The 
industrialization  and  urbanization  of  the  de- 
veloping nations  will  further  contaminate  the 
atmosphere.  An  international  cooperative 
effort  to  cure  our  air,  followed  by  interna- 
tional conventions  to  keep  it  clean,  would  be 


240 


DEPARTMENT  OF  STATE  BULLETIN 


a  long  step  toward  meeting  our  responsibili- 
ties to  our  own  future. 

Population  pressures  can  be  relieved  by 
means  more  civilized  than  war,  disease,  or 
famine.  Recent  discoveries  make  possible 
effective  population  control,  and  information 
and  assistance  for  family  planning  are  widely 
available.  The  barriers  are  those  of  convic- 
tion and  communication.  The  governments  of 
the  world  must  first  be  convinced  of  the  neces- 
sity for  a  program  of  concerted  and  immedi- 
ate action.  They  must  act  in  time  to  prevent 
the  mass  starvation  predicted  within  the  next 
15  years.  We  shall  need  more  food,  but  more 
food  is  not  the  long-term  solution.  We  must 
continue  development  of  better  instrumen- 
talities for  population  control;  we  need  better 
means  for  reaching  billions  of  people;  and 
we  must  recognize  that  a  crisis  is  at  hand. 
Changes  in  mores  are  in  process  in  many 
parts  of  the  world,  and  the  approach  is  be- 
coming international.  In  the  President's 
words:  ^  "Every  member  of  the  world  com- 
munity now  bears  a  direct  responsibility  to 
help  bring  our  most  basic  human  account 
into  balance." 

The  spread  of  nuclear  power  reactors  re- 
quires reliable  and  credible  safeguards  over 
the  use  of  nuclear  fuels  and  equipment  to 
prevent  their  diversion  to  military  uses. 
The  further  prohferation  of  nuclear  weap- 
ons programs  not  only  increases  the  hazard 
to  peace  but  diverts  material  and  human 
resources  from  more  constructive  goals.  We 
have  a  good  beginning  on  effective  inter- 
national safeguards,  but  much  remains  to 
be  done.  Some  of  the  remaining  tasks  are 
political  and  some  are  technical.  We  must 
act  in  good  faith  and  with  resolution  to  try 
to  assure  the  world  that  the  doorway  to 
nuclear  warfare  can  be  locked. 

A  cooperative  assault  on  the  treasure 
chest  of  the  seas  would  prevent  the  waste  of 
talent  and  money  through  unnecessary  dupli- 
cation. 

The  challenges  of  our  space  environment 
require   a  truly   international   response.    It 


^  For  excerpts  from  President  Johnson's  address 
on  the  state  of  the  Union,  see  Bulletin  of  Jan.  30, 
1967,  p.  158. 


is  already  clear  that  there  are  benefits  to 
be  derived  from  the  use  of  space  which  are 
worldwide  in  application.  The  agreement 
last  month  on  a  draft  treaty  on  the  peace- 
ful use  of  outer  space  ^  makes  this  a 
propitious  moment  to  consider  again  whether 
we  cannot  respond  even  more  effectively  to 
this  challenge. 

All  of  these  possibilities  for  cooperative 
programs  with  other  nations  call  for  an 
advanced  technology.  But  we  have  not  for- 
gotten our  own  growing  pains. 

Most  of  the  world's  population  lives  in 
the  developing  nations,  and  not  all  of  these 
are  making  sufficient  material  progress. 
There  is  an  ever-widening  gap  between  the 
advanced  and  those  struggling  to  keep  their 
heads  above  water.  The  advanced  nations 
must  assist  the  developing  countries  in 
building  a  base  for  technological  competence. 
We  cannot  overlay  advanced  technology  on 
an  insufficient  base.  That  base  must  first  be 
prepared  through  intelligent  planning  to- 
ward rational  goals. 

Alliance  of  Natural  and  Social  Sciences 

Our  world  has  acquired  a  new  orientation 
over  the  past  20  years.  Science  and  tech- 
nology are  advancing  the  clock  of  civihza- 
tion  at  an  ever-increasing  rate.  Science  has 
become  accustomed  to  its  place  at  the  fron- 
tiers of  man's  knowledge.  But  we  do  not 
forget  the  older  frontiers  where  man  meets 
man,  and  we  welcome  the  alliance  of  the 
natural  sciences  with  the  social  sciences  in 
meeting  new  facets  of  old  problems  in  the 
world  laboratory. 

The  political  significance  of  strong  na- 
tional programs  in  science  and  technology 
expands  steadily.  Political-scientific  areas 
such  as  disarmament,  nuclear  safeguards, 
ocean  exploitation,  space  technology  and 
communications,  and  water  management  are 
areas  in  which  the  natural  and  the  social 
sciences  meet,  and  they  offer  major  oppor- 
tunities for  international  programs.  Wider 
use  of  forums  such  as  this  today  to  bring 


'  For  background,  see  ibid.,  Dec.  26,  1966,  p.  952, 
and  Jan.  9, 1967,  p.  78. 


FEBRUARY  13,  1967 


241 


the  international  problems  of  science  and 
technology  before  learned  men  from  both 
broad  areas  can  assist  in  finding  the  solu- 
tions. 

As  to  our  approach  to  this  kind  of  inter- 
national cooperation,  my  points  were  three. 
We  can  make  better  use  of  new  techniques 
for  technological  forecasting  as  an  input  to 
foreign  policy  judgments.  New  understand- 
ings and  mutual  respect  between  the  physi- 
cal sciences  and  the  social  sciences  are  pre- 
requisites if  the  gap  between  them  is  to  be 
completely  closed.  We  must  have  programs 
of  international  scientific  and  technical  coop- 
eration on  two  levels:  with  the  advanced 
nations  in  understanding  and  controlling  the 
total  environment,  and  with  those  nations 
in  assisting  the  material  progress  of  the  de- 
veloping nations. 

Our  future  no  longer  stands  in  the  wings. 
Man's  needs  and  his  competence  have  both 
reached  dimensions  which  can  no  longer  be 
ignored.  The  scientific  revolution  has  ar- 
rived— ^live,  and  in  color.  We  cannot  clearly 
foresee  the  advances,  discoveries,  and  inno- 
vations which  lie  ahead,  but  the  uses  to 
which  we  put  the  new  knowledge  in  our 
human  relationships  may  well  be  critical. 

[At  the  conclusion  of  his  prepared  text,  Secretary 
Rusk  made  the  following  extemporaneous  remarks.] 

As  the  scientists  put  their  minds  to  the 
problems  of  the  future,  it  is  just  as  im- 
portant that  the  social  sciences  and  the 
humanities  do  the  same.  The  old  notion  that 
somehow  the  future  is  not  the  business  of 
the  humanities  and  the  social  sciences  is 
rapidly  disappearing,  because  the  other  half 
of  our  great  universities  is  hurling  us  into 
the  future  at  a  breathtaking  pace.  Unless 
those  who  think  about  the  problems  of  man 
similarly  address  themselves  to  the  future, 
and  not  merely  to  some  remote  past  nor  to 
the  views  spoken  somewhere  else  at  an 
earlier  stage,  then  we  will  have  vast  prob- 
lems confronting  us  in  the  future.  This  joint 
action  among  all  groups,  and  here  in  this 
committee  between  legislators  and  private 
citizens,  is  indispensable  if  we  are  to  move 
ahead  as  rational  human  beings  into  this  un- 
charted future. 


President-Elect  of  Brazil 
Visits  the  United  States 

Artur  da  Costa  e  Silva,  President-elect  of 
Brazil,  made  an  informal  visit  to  the  United 
States  Janwary  18-31.  He  was  received  by 
President  Johnson  and  other  U.S.  Govern- 
ment officials  in  Washington  January  25-28. 
Following  is  an  exchange  of  toasts  between 
President  Johnson  and  President-elect  Costa 
e  Silva  at  a  White  House  luncheon  on  Janu- 
ary 26. 


White  House  press  release  dated  January  26 

PRESIDENT  JOHNSON 

President-elect  Costa  e  Silva,  Madam 
Costa  e  Silva,  Excellencies,  distinguished 
guests:  It  is  a  good  day  for  us  when  one  of 
our  fellow  Americans  comes  to  visit  us  in 
this  house.  It  inspires  us  to  feel  again  how 
very  much  we  have  in  common  in  this  hemi- 
sphere, how  interdependent  we  really  are, 
and  how  very  closely  our  destinies  are  woven 
together. 

We  even  try  to  bring  the  weather  into  Line 
— so  that  a  Washington  winter  day  will  not 
be  many  degrees  removed  from  a  Brazilian 
summer. 

Very  soon  now,  sir,  you  and  I  will  have 
even  more  to  share.  I  mean,  what  our  Presi- 
dent Thomas  Jeff'erson  said,  "the  splendid 
misery"  of  national  leadership.  After  March 
15  that  mixture  of  splendor  and  miseiy  will 
be  your  daily  fare,  as  it  is  mine. 

You  will  know  splendor  as  you  work  for  a 
more  abundant  life  for  your  jDeople. 

And  you  will  certainly  know  misery  as  you 
try  hard  to  discover  not  only  how  to  do  what 
is  right  but  to  discover  what  is  really  right. 
The  only  certainty,  Mr.  President-elect,  is 
that  you  will  have  to  act. 

Fortunately  for  you  and  me,  our  countries 
are  blessed  with  great  natural  wealth.  They 
are  blessed  with  confident  and  vigorous  peo- 
ple. We  are  big.  We  ai'e  still  growing.  We  can 
still  experiment.  We  can  still  make  mistakes 
and  still  survive. 

The  assurance  that  our  people  seek  is  not 


242 


DEPARTMENT  OF  STATE  BULLETIN 


that  we  make  no  mistakes  but  that  we  shall 
really  never  tire  of  seeking  education  for  our 
children,  better  health  for  all  of  our  families, 
better  housing  for  all  of  our  people,  and  equal 
justice  for  every  man.  They  can  tolerate  hon- 
est error,  but  they  cannot  abide  indifference. 

Mr.  President-elect.  I  know  the  goals  that 
you  seek  for  the  good  people  of  Brazil.  For 
our  part,  we  here  in  America  shall  do  all  that 
we  can  do  to  tiy  to  help  you  attain  those 
goals.  The  United  States,  today  as  in  the 
past,  has  much  at  stake  in  Brazil. 

You  were  our  comrades  in  the  Second  War. 
I  shall  not  forget  that  you  were  the  first  to 
join  us  in  helping  the  Dominican  iieople  re- 
sist totalitarian  rule — in  making  it  possible 
for  them  to  freely  choose  their  own  destiny 
instead  of  having  it  imposed  upon  them. 
That,  sir,  was  an  act  of  res]X)nsible  states- 
manship for  which  every  free  nation  of 
America  should  be  grateful. 

Sir,  we  welcome  you  to  this  Capital  and  to 
this  house.  Know  that  as  geography  has 
made  us  neighbors,  history  and  hope  have 
made  us  friends. 

Our  good  and  delightful  friends  who  have 
honored  us  with  your  presence  today,  I 
should  like  to  ask  all  of  you  to  join  with  me 
in  a  toast  to  His  Excellency  President-elect 
Costa  e  Silva  and  to  the  great  nation  of 
Brazil. 

PRESIDENT-ELECT  COSTA  E  SILVA 

Mr.  President:  I  would  like  to  confess  that 
as  a  military  man  I  may  not  be  endowed 
with  your  rhetorical  skill  and  the  practice 
that  has  just  been  displayed  by  the  illus- 
trious man  whom  now  I  might  call  my 
friend,  the  President  of  the  United  States. 

Starting  with  the  weather,  we  found  out 
today  that  here  is  a  man  who  really 
rules  over  the  heavens.  In  my  country  when 
we  say  that  a  man  rules  over  the  heavens, 
that  means  that  he  is  indeed  a  powerful  man. 

That  expression  applies  very  well  to  what 
has  happened  here  today  as  we  are  greeted 
with  an  ideal  spring  day. 

Therefore,  I  am  indeed  very  grateful.  I 
must  say  that  I  am  convinced,  however,  that 


the  magnificent  day  that  we  are  enjoying 
today  is  indeed  the  work  of  a  Supreme  Being 
that  reigns  above  all  of  us,  be  it  nature,  or 
in  my  own  belief  it  is  the  work  of  the  Lord. 

I  want  to  say  that  throughout  my  trip  all 
over  the  world  we  have  been  blessed  with  a 
great  deal  of  luck  and  good  fortune.  I  con- 
sider that  this  fortime  is  really  a  harbinger 
of  better  things  to  come.  I  envisage  them  in 
a  most  favorable  manner,  and  I  envisage 
them  in  a  climate  of  very  good  fortune  in  my 
forthcoming  administration  in  the  govern- 
ment which  I  am  about  to  assume. 

I  consider  myself  very  fortunate  to  have 
had  this  interval  which  was  perhaps  a  mat- 
ter of  controversy.  I  mean  this  interval  be- 
tween my  election  and  my  forthcoming  inau- 
guration. This  intei-val,  this  break,  gave  me 
an  unequaled  opportunity  to  study,  to  look 
into,  and  to  endeavor  to  know  the  problems 
not  only  of  my  country  but  also  of  the  world. 

Just  a  few  moments  ago,  I  received  from 
a  really  true  statesman  a  magnificent  lesson 
in  what  lies  ahead  for  me.  Now  I  feel  more 
able  to  endure  with  equanimity  and  fortitude 
that  "splendid  misery"  to  which  you  just 
made  a  reference,  Mr.  President,  and  of 
which  I  already  have  had  a  foretaste  in  the 
3  years  that  have  followed  our  revolution. 

I  am,  therefore,  most  grateful  to  you,  Mr. 
President,  because  I  have  just  heard  a  voice 
of  a  man  who  carries  on  his  shoulders  a  tre- 
mendous responsibility,  not  only  before  this 
greatest  country  of  all  but  before  the  entire 
world.  I  have  received  and  heard  your  sug- 
gestions and  your  voice,  and  I  consider  them 
a  most  valuable  contribution  to  my  govern- 
ment task  that  lies  ahead. 

I  am  convinced  that  I  am  going  to  endure 
some  suffering  and  some  difficulties,  as  I 
have  already  endured;  but  I  am  going  to  con- 
tinue to  do  eveiything  in  my  power  to  main- 
tain in  the  people  of  my  nation  a  certain 
state  of  mind  with  regard  to  the  United 
States,  so  that  together  our  two  nations  may 
form  and  build  a  true  barrier  against  those 
who  are  trying  to  violate  and  subvert  justice, 
press,  and  freedom. 

In  my  closing  words,  I  want  to  say  that 
this  luncheon  and  this  meeting  which  were 


FEBRUARY  13,  1967 


243 


of  such  an  intimate  and  congenial  nature 
were  also  highlighted  by  your  attitude  of  a 
few  moments  ago,  Mr.  President,  when  you 
greeted,  one  by  one,  the  journalists  of  the 
Brazilian  press.  I  can  assure  you  that 
through  that  gesture  you  have  endeared 
yourself  to  the  very  heart  of  the  Brazilian 
people.  I  can  also  assure  you  that  in  our 
press  you  are  going  to  feel  very  shortly  that 
genuine  warmth  that  you  radiated,  the 
warmth  of  a  kind  man,  a  man  who  has  a 
genuine  human  feeling  and  a  feeling  which 
is  very  close  to  ours. 

Both  of  us  have  said,  and  we  mean  it,  that 
we  want  to  give  to  our  peoples  better  condi- 
tions of  life,  more  abundant  food,  more  ade- 
quate housing.  Those  are,  as  a  matter  of 
fact,  the  main  programs  of  the  platform 
which  I  presented  to  the  party  that  elected 
me.  The  main  goal  in  my  party,  in  my  plal^ 
form,  was  men. 

I  mean  by  that  a  three-pronged  attack 
and  a  series  of  achievements  in  the  fields  of 
education,  health,  better  food,  housing,  and 
social  well-being.  What  you  have  said,  Mr. 
President,  was  a  very  vital  lesson  to  me.  I 
am  very  grateful  and  very  pleased  to  say 
that  our  views  coincide  on  such  important 
issues. 

Once  more  I  thank  you  very  much  for  your 
very  inspiring  and  kind  words. 

Let  us  toast  the  personal  health  of  the 
President  and  Mrs.  Johnson,  and  particularly 
a  toast  to  the  greatness  of  the  United  States, 
this  country  which  is  the  foremost  defender 
of  human  freedom. 


"Volunteers  to  America" 
Program  Gets  Underway 

The  Department  of  State  announced  on 
January  25  (press  release  13)  that  a  number 
of  its  embassies  abroad  have  been  asked  to 
discuss  with  other  governments  the  possi- 
bility of  sending  young  citizens  to  participate 
in  a  "Volunteers  to  America"  pilot  project 
beginning  next  summer.  Approximately  100 


young  men  and  women  from  Latin  America, 
the  Near  East,  Asia,  and  Africa  will  be  se- 
lected to  teach  in  U.  S.  schools  and  serve  in 
community  programs  for  1  to  2  yeai-s. 

President  Johnson  recommended  such  a 
program  in  his  message  to  Congress  on  in- 
ternational education  in  February  1966. 

The  Department  of  State  is  acting  under 
its  existing  authorization  to  conduct  ex- 
change programs,  contained  in  the  Mutual 
Educational  and  Cultural  Exchange  Act  of 
1961  (Fulbrighi^Hays  Act).  The  Peace 
Corps,  which  is  advising  the  Department  on 
the  program,  last  spring  sought  authority  for 
a  larger  operation.  Congressional  committees 
hearing  the  proposal  noted,  however,  that  in 
the  Fulbright^-Hays  Act  authority  already 
exists  for  the  State  Department's  Bureau  of 
Educational  and  Cultural  Affairs  to  test  the 
idea  with  a  pilot  project. 

The  U.  S.  Office  of  Education  is  assisting 
the  State  Department  in  placing  the  volun- 
teers, working  primarily  through  the  Sup- 
plementary Centers  and  Services  Program 
created  under  title  III  of  the  Elementary 
and  Secondary  Education  Act  of  1965.  A  re- 
cent survey  indicated  wide  interest  in  the 
project. 

Most  of  the  volunteers  in  the  pilot  project 
will  serve  in  schools  throughout  the  United 
States  as  teachers  and  resource  persormel 
in  classes  in  modem  languages,  area  and  so- 
cial studies,  music,  art,  and  physical  educa- 
tion. It  is  expected  that  they  will  also  become 
involved  in  local  community  activities  and 
development  projects.  Other  volunteers  will 
work  primarily  in  neighborhood  centers  or 
in  rural  or  urban  community  action  pro- 
grams alongside  U.S.  volunteers. 

Participants  will  be  selected  jointly  by 
their  own  governments  and  representatives 
of  American  embassies.  They  will  generally 
be  young,  unmarried,  English-speaking  grad- 
uates of  normal  schools  or  universities  in 
their  home  countries. 

Governments  of  the  countries  sending  vol- 
unteers will  cover  the  costs  of  reciniitmenit 
and  interTiational  transportation,  while  the 
schools  and  agencies  receiving  volunteers 
here  will  provide  the  living  allowances.  The 


244 


DEPARTMENT  OF  STATE  BULLETIN 


total  cost  to  the  U.S.  Government,  which  will 
cover  4-week  training  programs  after  arrival 
in  this  country,  domestic  transpoitation,  and 
administration,  has  been  budgeted  at 
$200,000. 


United  States  Achieves  Removal 
of  Foreign  Import  Restrictions 


Press  release  15  dated  January  26 

DEPARTMENT  ANNOUNCEMENT 

In  1966  and  early  1967  the  trading  part- 
ners of  the  United  States  took  further  im- 
portant steps  to  liberalize  their  import  trade 
by  removing  quantitative  imix)rt  restrictions. 

As  in  former  years.  United  States  efforts 
to  gain  easier  and  expanded  access  to  foreign 
markets  have  been  undertaken,  on  both  a 
bilateral  and  multilateral  basis,  primarily 
within  the  framework  of  the  General  Agree- 
ment on  Tariffs  and  Trade  (GATT).  The 
GATT  provides  a  general  prohibition  against 
quantitative  import  restrictions  but  recog- 
nizes that  certain  exceptions  must  be  ac- 
corded, in  particular  where  a  country's  for- 
eign exchange  reserves  are  threatened  by 
balance-of-payments  difficulties. 

In  the  post^World  War  II  period  many  con- 
tracting parties  found  it  necessary  to  main- 
tain restraints  on  their  imports  for  balance- 
of-payments  reasons.  Since  1960-61,  how- 
ever, our  major  trading  partners  have  gen- 
erally had  no  balance-of-payments  justifica- 
tion to  restrict  imports,  and  their  indus- 
trial import  trade  is  now  practically 
I  free  of  quota  controls.  The  agricultural 
sector,  however,  has  proven  more  difficult 
to  liberalize.  Fui-ther,  the  important  liber- 
alization of  trade  which  has  come  about 
in  the  developed  countries  has  not  yet  oc- 
curred in  the  developing  countries  which,  at 
their  present  stage  of  economic  development, 
find  quantitative  import  controls  necessaiy 
in  protecting  their  low  level  of  foreign  ex- 
change reserves  and  in  directing  the  avail- 
able foreign  exchange  to  the  purchase  of 


imixnis  considered  most  essential  to  the 
sound  development  of  their  economies. 

Over  the  past  year,  the  Department  of 
State  and  other  agencies  of  the  United  States 
Government  have  continued  common  efforts 
to  reduce  obstacles  to  international  trade.  In 
1966  discussions  were  held  in  Oslo  under 
GATT  consultative  procedures  on  a  range  of 
agricultural  restrictions  of  considerable 
trade  interest  to  the  United  States.  Our  Em- 
bassy in  Paris  continued  GATT  consultations 
begun  in  1962  on  certain  agricultural  restric- 
tions impeding  United  States  exports  to 
France.  Both  of  these  efforts  led  to  further 
relaxation  of  barriers. 

The  United  States  also  continued  to  play  a 
leading  ix)le  in  Geneva  in  regular  GATT  con- 
sultations, where  quantitative  imix)rt  restric- 
tions maintained  for  balance-of-payments 
reasons  are  examined  by  a  committee  of  in- 
terested GATT  contracting  parties.  A  num- 
ber of  consulting  countries  took  important 
steps  to  free  part  of  their  import  trade  from 
quantitative  controls;  others  moved  to  in- 
crease the  size  of  their  quotas;  and  still 
others  stated  their  resolve  to  move  in  the 
direction  of  further  liberalization. 

Listed  below  in  summary  form  are  the 
more  significant  liberalization  actions  our 
trading  partners  have  taken  over  the  past 
year  and  in  early  1967. 


IMPORT  LIBERALIZATIONS 

Austria 

At  the  beginning  of  1967  Austria  removed  import 
quota  restrictions  from  11  tariff  items  or  subitems. 
Included  in  the  Austrian  action  were:  carpeting, 
wooden  and  plastic  furniture,  wool  blankets,  and 
certain  types  of  electric  accumulators  and  parts. 

Denmark 

Eleven  tariff  items  or  subitems  were  removed 
from  quota  control  in  January  1966.  These  items 
included  certain  fish,  sugar  confectionery,  marma- 
lade, certain  glues,  friction  material,  and  certain 
lifts.  In  a  further  1966  move  Denmark  lifted  quan- 
titative import  restrictions  from  six  tariff  subitems, 
including  biscuits  and  rusks,  flour  and  meal  of  sago 
and  arrowroot,  certain  marmalades  and  fruit  jellies 
and   puree,   basketwork   and   wickerwork,   footwear 


FEBRUARY  13,  1967 


245 


with  uppers  of  rubber,  and  footwear  with  rubber 
soles.  Denmark  also  liberalized  a  number  of  items, 
mostly  in  the  agricultural  area,  in  January  1967. 
Dried  apples  and  mixtures  of  dried  fruits  contain- 
ing dried  apples;  fresh  cod,  plaice,  and  herring; 
fresh  asparagus;  grits  and  flour  of  buckwheat  and 
millet  are  among  the  items  no  longer  subject  to 
quantitative  control. 


intermediate  iron  and  steel  products.  At  the  begin- 
ning of  1967  Iceland  made  an  adjustment-in  its 
quota  controls,  the  net  effect  of  which  was  to  in- 
crease the  amount  of  imports  which  are  free  of  any 
quantitative  control  to  86.5  percent  of  total  im- 
ports based  on  1965  trade.  In  this  move  quotas 
were  removed  from  unroasted  coffee,  electric  motors, 
glass,  hollow  plates,  and  veneer. 


Finland 

Since  freeing  over  170  tariff  items  or  subitems 
from  quantitative  restriction  on  January  1,  1966,' 
Finland  brought  about  another  important  liberaliza- 
tion of  its  import  trade  in  January  of  this  year.  This 
latest  action  removed  quotas  covering  144  tariff 
items  or  subitems  including  certain  food  products, 
articles  of  leather,  certain  textiles,  machinery  and 
equipment,  and  TV  and  radio  receivers.  On  the  basis 
of  Finland's  1964  import  trade,  these  two  liberaliza- 
tions freed  imports  valued  at  some  $60  million. 

France 

France  increased  quotas  on  certain  agricultural 
items  of  trade  interest  to  us,  and  quantitative  con- 
trols which  had  formerly  been  maintained  over  more 
than  a  dozen  food  items  when  imported  from  the 
United  States  were  removed.  Quotas  were  also  elimi- 
nated from  imports  of  certain  preserved  vegetables, 
grape  juices,  orange  juices,  apple  juices,  certain 
other  juices,  and  coffee  extracts.  Another  step  taken 
in  late  1966  freed  such  manufactured  items  as  cot- 
ton terry  fabrics,  knitted  or  crocheted  socks  and 
stockings,  certain  sewing  machines  and  needles,  elec- 
tric cells  and  batteries,  and  lighters  from  quantita- 
tive restriction. 


Japan 

The  Government  of  Japan  took  two  import  trade 
liberalization  steps  in  1966.  The  first  freed  cocoa 
powder  in  small  containers,  streptomycin,  and  cer- 
tain yarn  of  manmade  continuous  fibers  from  quan- 
titative restrictions;  the  second  freed  penicillin, 
tantalum  and  articles  thereof,  and  certain  outboard 
motors. 

Norway 

Noi-way  removed  import  quota  controls  from  a 
number  of  agricultural  items  of  considerable  trade 
interest  to  the  United  States  at  the  beginning  of 
1967.  These  included  canned  mixed  fruit  and  fruit 
cocktail,  canned  sour  cherries,  canned  fruit  juice 
mixtures,  certain  canned  vegetable  juices,  frozen 
corn,  and  precooked  (minute)  rice. 

Spain 

In  1966  Spain  lifted  quantitative  import  restric- 
tions from  some  75  tariff  items.  These  included  vari- 
ous coated  textile  fabrics  and  garments,  various 
household  goods  and  appliances,  certain  cutlery 
items,  nails,  dyes,  tanning  extracts,  and  a  range  of 
paper  products. 


Iceland 

In  1966  Iceland  removed  quantitative  controls 
from  a  range  of  products  which  accounted  for  about 
7  percent  of  imports  into  Iceland  in  1964.  This  im- 
portant liberalization  covered  a  wide  range  of  items 
such  as  malt,  glucose,  coniferous  wood,  carpets,  knit- 
ted or  crocheted  stockings,  undergarments,  piping, 
glass  articles,  bottles,  electric  accumulators,  wire, 
certain    tube    and    pipe    fittings,    and    a    variety    of 


'  For  background,  see  Bulletin  of  Apr.  18,  1966, 
p.  624. 


Yugoslavia 

On  January  1,  1967,  Yugoslavia  embarked  on  a 
bold  and  promising  program  of  trade  liberalization 
affecting  an  important  segment  of  Yugoslavian  im- 
port trade.  According  to  some  estimates,  the  amount 
of  1967  imports  which  will  be  freely  imported  may 
reach  50  percent.  Among  the  items  removed  from 
quantitative  restriction  are  certain  types  of  electri- 
cal equipment,  appliance  components,  signaling 
equipment,  stationery  and  other  paper  products, 
most  building  materials,  wood  products,  leather  and 
footwear,  fruit  juices,  and  many  metals  and  min-. 
erals. 


246 


DEPARTMENT  OF  STATE  BULLETIN 


THE  CONGRESS 


Secretary  Rusk  Urges  Congressional  Support 
for  Consular  Convention  With  the  Soviet  Union 


Statement  by  Secretary  Rusk  '■ 


I  come  today  to  urge  this  committee  and 
the  Senate  to  act  favorably  on  the  consular 
convention  \vith  the  Soviet  Union.^ 

This  convention  was  proposed  by  the 
United  States. 

It  is  a  step  carried  to  agreement  in  1964 
after  5  years  of  painstaking  effort. 

It  is  a  step  proposed  and  endorsed  by 
three  administrations  representing  both 
political  parties. 

It  is  a  step  reported  favorably  by  this  com- 
mittee 18  months  ago. 

It  is  a  step  which,  at  little  cost,  would  be 
very  much  in  the  national  interest. 

Why  then  has  the  Senate  not  so  far  acted 
on  this  treaty?  I  believe  this  has  been  largely 
because  of  misunderstanding. 

There  are  a  number  of  detailed  aspects  of 
the  convention,  which  the  committee  ex- 
plored at  length  in  1965.  You  may  wish  to 
raise  these  aspects  with  the  two  distin- 
guished gentlemen  who  have  come  here  with 
me:  Under  Secretary  of  State  [Nicholas 
deB.]  Katzenbach,  who  can  discuss  these 
questions  with  the  expertise  of  a  former  At- 
torney General,  and  Ambassador  Foy  Kohler, 
Deputy  Under  Secretary  of  State,  who  can 
respond  from  his  long  experience  as  Ambas- 


'  Made  before  the  Senate  Committee  on  Foreign 
Relations  on  Jan.  23  (press  release  10).  The  com- 
plete hearings  will  be  published  by  the  committee. 

=  S.  Ex.  D,  88th  Cong.,  2d  sess.;  for  text,  see  Bul- 
letin of  June  22,  1964,  p.  979. 


sador  in  Moscow.  (It  was  Ambassador  Koh- 
ler, you  will  recall,  who  signed  this  conven- 
tion in  Moscow  in  1964.) 

But  whatever  the  details  of  the  convention, 
I  would  like  to  spend  a  few  minutes  dis- 
cussing a  single,  simple,  central  fact  of  this 
matter — a  fact  which  has  been  misunder- 
stood. 

It  has  been  argued — and  widely  thought — 
that  the  purpose  of  this  convention  is  to  au- 
thorize the  opening  of  consulates  by  both 
countries.  That  is  not  its  basic  puriJOse. 
What  this  convention  is  primarily  intended 
to  do,  immediately  upon  going  into  effect,  is 
to  permit  the  United  States  promptly  to  pro- 
test and  assist  its  citizens  when  they  are 
arrested  and  detained  in  the  Soviet  Union. 

Even  if  no  consulates  were  ever  to  be 
opened  by  the  two  countries,  this  convention 
would  give  American  citizens  in  the  Soviet 
Union  more  rights  than  any  Soviet  citizen 
possesses — rights  which  any  Soviet  citizen 
already  has  in  our  open  society  without  such 
a  treaty. 

The  importance  of  this  result  would  be 
considerable,  both  quantitatively  and  quali- 
tatively. It  must  not  be  underestimated. 

Quantitatively,  the  importance  of  the  pro- 
tections this  convention  would  afford  to 
Americans  increases  every  year.  The  number 
of  Soviet  tourists  and  visitors  to  this  country 
is  small  and  has  remained  fairly  constant  in 
the  past  5  years.  It  was  about  900  in  1962, 


FEBRUAHY  13,  1967 


247 


and  it  was  about  900  in  1966.  But  the  num- 
ber of  American  tourists  and  visitoi-s  in  the 
Soviet  Union  has  increased  steadily  during 
the  same  period.  In  1962,  10,000  American 
travelers  went  to  the  Soviet  Union.  In  1966 
there  were  18,000. 

Let  me  supply  the  full   figures   for  the 
record: 

U.S.  Travelen  to  V.S.S.R.     Soviet  Travders  to  U.S. 


TonriBta 

Exchanfre 

Exchange 

(approx)3 

Visitor 

Tourists 

Visitors 

1962 

9,000 

1,161 

77 

952 

1963 

10,000 

537 

140 

589 

1964 

15,000 

874 

204 

646 

1965 

17,000 

916 

114 

832 

1966 

15,000 

3,074  * 

106 

786 

The  convention  thus  would  benefit  both 
countries,  but  on  simply  a  numerical  basis — 
comparing  900  with  18,000 — it  is  more  valu- 
able to  the  United  States. 

At  least  as  important,  however,  is  the 
qualitative  argument — the  fact  that  this  con- 
vention would  allow  the  United  States  to 
take  protective  action  in  those  incidents 
when  American  citizens  have  been  detained 
for  long  periods  with  little  or  delayed  assist- 
ance from  their  Government. 

To  those  accustomed  to  the  vigilance  of 
American  courts  in  protecting  the  rights  of 
arrested  individuals,  it  is  jarring  to  recog- 
nize that,  under  Soviet  law,  access  to  an  ar- 
rested person  can  be  refused  while  the  case 
is  under  investigation — for  a  period  of  weeks 
or  even  longer,  up  to  9  months. 

There  is  not  even  a  present  requirement 
that  the  United  States  must  be  notified  of  an 
arrest. 

Such  treatment  is  not  only  unjust  by  our 
standards  but  must  have  wounding  impact 
on  the  individuals  involved.  Surely  such  inci- 


'  No  exact  count  is  available  of  the  number  of  U.S. 
tourists  visiting  the  Soviet  Union;  so  the  figures  in 
this  first  column  are  approximate.  You  will  notice 
that  we  have  revised  upward,  from  12,000  to  15,000, 
our  1964  estimate  in  this  category.  This  we  did 
after  checking  data  from  all  available  sources,  in- 
cluding Soviet  sources  as  well  as  our  own  passport 
offices.  [Footnote  in  original.] 

■*  The  sharp  increase  in  U.S.  exchange  visitors  to 
the  U.S.S.R.  in  1966  was  largely  attributable  to 
heavy  U.S.  attendance  at  a  number  of  major  inter- 
national conferences.  [Footnote  in  original.] 


dents  have  serious  public  impact  in  this 
country.  Without  rules  of  the  kind  this 
convention  would  provide,  the  arrest  of  an 
individual  quickly  becomes  an  international 
incident. 

That  I  am  not  exaggerating  is  evident 
from  recalling  even  briefly  a  few  of  the 
recent  cases.  One  was  the  case  of  the  RB^7 
flyers  in  1960  and  1961.  Another  was  the 
case  of  Professor  [Frederick]  Barghoom, 
whose  arrest  in  1963  we  learned  of  only 
after  12  days,  and  whom  we  were  never  per- 
mitted to  see  in  prison. 

Another  was  the  tragic  1965  case  of  New- 
comb  Mott,  in  which  9  days  elapsed  before 
any  American  official  was  allowed  access  to 
him,  and  then  only  for  1  hour.  Only  three 
other  consular  meetings  were  allowed  in  the 
next  10  weeks  prior  to  trial.  Mott  was  sen- 
tenced to  18  months  in  prison.  Apparently  in 
a  state  of  despondency  very  likely  related  to 
the  isolation  in  which  he  had  been  held,  he 
died  shortly  afterward  in  circumstances  that 
have  yet  not  been  fully  explained. 

Thomas  Dawson,  a  Peace  Corps  volunteer, 
was  apprehended  by  Soviet  border  guards 
on  September  11,  1966,  while  gathering  sea- 
shells  barefoot  near  the  Soviet-Iranian  bor- 
der. Our  Embassy  was  never  notified  of  his 
arrest,  and  it  was  not  until  September  20 
that  consular  access  was  accorded. 

And  the  most  recent  instance,  which  is  still 
unresolved,  is  that  of  the  arrest  of  Buell  Ray 
Wortham  and  Craddock  Matthew  Gilmour 
on  October  1,  1966,  for  currency  violations 
and  theft. 

In  just  the  30  months  since  the  convention 
was  signed,  we  know  of  at  least  20  cases 
where  Americans  have  been  detained  by  the 
Soviet  police.  Some  of  these  Americans  acted 
foolishly — or  worse.  Some  committed  acts 
which  are  regarded  as  criminal  under  Soviet 
but  not  American  law;  some  apparently  com- 
mitted acts  which  would  be  criminal  in  both 
countries.  In  none  of  these  cases  did  the 
Soviet  authorities  adhere  to  the  standards  of 
notification  and  access  provided  for  by  this 
convention. 

I  cannot  assure  you  that,  if  this  consular 
convention  had  been  in  force,  we  could  have 


248 


DEPARTMENT  OF  STATE  BULLETIN 


prevented  the  tragic  outcome  of  the  Mott 
case  or  prevented  these  other  Americans 
from  being  jailed.  But  the  standai-ds  pro- 
vided by  tliis  convention  would  have  greatly- 
assisted  us  in  our  efforts  to  assure  them  the 
protection  that  is  normal  among  most  states. 

Equally  important,  this  convention  could 
well  have  eliminated  the  need  for  the  United 
States  to  make  repeated  representations,  at 
very  high  political  levels,  in  order  to  secure 
even  late  and  limited  access  to  our  citizens. 

The  rights  of  international  due  process 
which  this  convention  would  provide  should 
be  available  without  question,  \vithout  delay, 
and  without  the  need  for  continuous  and 
insistent  high-level  diplomacy.  They  should 
be  accoixled  as  a  matter  of  course. 

That  goal — the  maximum  possible  protec- 
tion and  assistance  for  American  citizens 
on  a  regular  and  routine  basis — is  our  cen- 
tral purpose  in  this  convention,  a  purpose 
about  which  I  cannot  imagine  any  serious 
question. 

This  convention  is  not  necessary  to  au- 
thorize the  reestablishment  of  consulates 
between  the  United  States  and  the  Soviet 
Union.  The  President's  foreign  policy  re- 
sponsibilities under  the  Constitution  already 
give  him  the  authority  to  permit  the  estab- 
lishment of  foreign  consulates  in  this  coun- 
try. 

That  is  an  authority  which  has  been  acted 
on  repeatedly,  not  only  with  a  number  of 
other  countries  but  specifically  with  the  So- 
viet Union.  Soviet  consulates  were  estab- 
lished in  New  York  and  San  Francisco  in 
1934  and  in  Los  Angeles  in  1937.  The  United 
States  established  a  consulate  in  Vladivostok 
in  1941  and  was  prepared  to  open  another 
in  Leningrad  in  1948,  when  both  countries 
withdrew  their  consuls. 

What  this  convention  would  do,  however, 
through  its  various  technical  protections,  is 
to  provide  the  basis  on  which  we  believe  we 
could  prudently  reestablish  consulates  on  a 
reciprocal  basis. 

Given  these  protections,  we  would  like  to 
open  a  consulate  with  10  or  15  American 
employees,  probably  in  Leningrad,  to  provide 
better  protection  for  our  citizens  in  the  So- 


viet Union.  In  return,  we  would  permit  the 
Soviets  to  open  a  parallel  consulate  in  a  com- 
parable American  city. 

Some  have  expressed  the  fear  that  such 
an  office,  coupled  with  the  reciprocal  crimi- 
nal immunity  provisions  of  the  convention, 
would  encourage  Soviet  espionage  and  sub- 
version. They  have  argued  that  this  danger 
outweighs  the  benefits  which  the  convention 
might  bring  to  the  United  States. 

The  possibility  they  fear  must  not  be  ig- 
nored, but  I  do  not  see  how  this  consular 
convention  can  add  significantly  to  the  risk 
of  espionage.  Let  me  outline  my  reasons  for 
these  conclusions: 

First,  the  anticipated  increase  in  the  num- 
ber of  Soviet  personnel  in  this  country  is 
small.  At  present,  there  are  1,018  Soviet 
citizens  in  this  country,  452  of  them  with 
diplomatic  immunity.  One  Soviet  consulate 
would  add  only  10  or  15. 

Second,  the  immunity  provisions'  of  this 
convention  would  give  these  added  represent- 
atives no  exemptions  which  Soviet  diplo- 
matic personnel  do  not  already  have — and 
in  fact  would  provide  less,  since  they  would 
not  be  immune  from  civil  action. 

Third,  we  are  all  aware  of  the  excellent 
work  of  the  Federal  Bureau  of  Investigation 
in  controlling  possible  espionage  by  foreign 
representatives  and  agents  in  this  country 
over  the  years.  I  believe  they  can  cope  with 
a  few  more — a  belief  with  which,  as  you 
know,  Mr.  J.  Edgar  Hoover  is  in  basic  agree- 
ment. Our  confidence  in  the  FBI's  work  in 
this  field  reduces  even  further  the  already 
small  risk  involved  in  the  establishment  of 
such  a  Soviet  office. 

Fourth,  adoption  of  the  criminal  immunity 
provision  in  this  convention  could  affect  bi- 
lateral agreements  with  27  other  countries 
and  could  result  in  similar  immunity  for  290 
consular  personnel — none  of  them  from  bloc 
counti-ies.  But  this  is  not  a  large  number 
when  compared  with  the  total  of  9,400  per- 
sons in  the  United  States  with  full  diplo- 
matic immunity.  Nor  is  it  a  dangerous  prece- 
dent. According  to  a  State  Department 
survey,  between  1939  and  1964  there  were  11 
consular  officers  charged  with  crimes.  Five 


PEBRUAEY  13,  1967 


249 


of  these  were  for  traffic  offenses.  Two  of  the 
eleven  were  convicted. 

Fifth,  under  the  convention  all  persons  en- 
joying inununity  are  under  a  duty  to  respect 
the  receiving  country's  laws,  including  traf- 
fic laws.  To  enforce  this  obligation,  the  con- 
vention expressly  provides  for  the  unre- 
stricted right  to  declare  an  individual 
persona  non  grata. 

I  have  discussed,  Mr.  Chairman,  the  merits 
of  the  convention.  Like  every  other  treaty, 
this  convention  must,  of  course,  be  judged 
on  its  merits.  However,  we  should  be  mindful, 
too,  of  its  place  in  our  overall  relations  with 
the  Soviet  Union. 

As  President  Johnson  said  in  his  state  of 
the  Union  message  to  the  Congress:  "Our 
objective  is  not  to  continue  the  cold  war  but 
to  end  it."  ^ 

I  should  like  to  reiterate  our  national 
policy  of  expanding  our  contacts  with  the 
U.S.S.R.  so  as  to  end  the  mutual  isolation  of 


our  two  societies.  Increased  contacts  can  re- 
duce misunderstandings  between  our  two 
countries  and  lead,  in  time,  to  international 
cooperation  in  areas  where  we  are  able  to  find 
common  interests  and  mutual  advantage. 

Mr.  Chairman,  I  firmly  believe  this  conven- 
tion would  serve  our  national  interests.  It 
would  support  and  promote  imjyortant  objec- 
tives of  our  foreign  iwlicy.  More  tangibly,  it 
would  substantially  strengthen  the  capacity 
of  the  United  States  to  protect  a  large  and 
increasing  number  of  its  citizens  who  travel 
to  the  Soviet  Union.  And  I  believe  that  this 
practical  gain  justifies  support  of  the  conven- 
tion by  those  who  may  not  share  our  view 
about  larger  objectives. 

In  practice,  the  possible  risks  of  espionage 
and  of  enlarged  criminal  immunity  are  both 
small  and  controllable. 

In  short,  committee  and  Senate  approval 
of  this  consular  convention  would  benefit  the 
Nation,  and  I  urge  your  support. 


Second  Annual  Report  on  the  International 
Coffee  Agreement  Transmitted  to  Congress 


PRESIDENT'S  LETTER  OF  TRANSMITTAL 

White  House  prese   release  d&ted   January  19 

To  the  Congress  of  the  United  States: 

I  am  transmitting  to  you  my  Second  An- 
nual Report  on  the  operation  of  the  Interna- 
tional Coffee  Agreement  as  required  by  P.L. 
89-23. 

During  the  past  year  the  International 
Coffee  Agreement  has  successfully  served 
both  coffee  producers  and  consumers  in  a 
changing  market  situation.  New  measures 
have  made  the  Agreement  more  flexible  and 
responsive  to  consumer  wants.  Coffee  prices 
continued  to  be  reasonably  stable,  at  levels 
fair  to  consuming  and  producing  countries 
alike. 

Nevertheless,  major  problems  remain.  Un- 


til production  is  brought  into  balance  with 
demand,  countries  heavily  dependent  on 
earnings  from  their  production  of  coffee  will 
face  a  continuing  threat  of  instability.  The 
Coffee  Agreement  provides  time  to  work  out 
solutions.  It  has  already  encouraged  produc- 
ing countries  to  pay  more  attention  to  the 
need  to  diversify  their  economies. 

With  cooperation  from  all  members,  the 
Coffee  Agreement  will  continue  to  operate 
as  a  stabilizing  force  in  the  world  coffee  mar- 
ket. It  is  an  important  adjunct  to  the  Alliance 
for  Progress  in  Latin  America  and  to  our 
economic  assistance  programs  in  other  parts 
of  the  world. 


Lyndon  B.  Johnson 


'  For  text,  see  Bulletin  of  Jan.  30,  1967,  p.  158. 


The  White  House, 
January  19, 1967 


250 


DEPARTMENT  OF  STATE  BULLETIN 


FIGURE  1 


S.  Cints  Ptr  Poiinil,  Ntw  Vork 


GREEN  COFFEE  SPOT  PRICES 

ANNUAL  AVERAGES  - 1951-1966 


.'Colombia  MAMS 


Brazil    SANTOS  4  S'\  \ 
\ 


;*— 


Uganda  W  I  C 


_L 


1960 


'62 


'ES       Est  1966       '67 


TEXT  OF  REPORT 


Introduction 


This  report  is  submitted  in  accordance 
with  Section  5  of  the  International  Coffee 
Agreement  Act  of  1965. 

The  International  Coffee  Agreement  was 
negotiated  at  the  United  Nations  during  July, 
August  and  September  1962  and  signed  by 
the  United  States  on  September  28,  1962.  The 
Senate  gave  its  advice  and  consent  to  the 
ratification  of  the  Agreement  on  May  21, 
1963,  and  on  December  27,  1963,  the  United 
States  deposited  its  instniment  of  ratifica- 
tion. The  Agreement  entered  into  force  pro- 
visionally in  the  summer  of  1963  and  defin- 
itively in  December  1963.  The  implementing 
legislation— the  International  Coffee  Agree- 
ment Act  of  1965 — -to  enable  the  United 
States  to  meet  all  its  obligations  under  the 
Agreement,  came  into  effect  on  May  22,  1965. 

The  objectives  of  the  Agreement,  as  set 
out  in  Article  1,  are  as  follows: 

1.  to  achieve  a  reasonable  balance  between 


supply  and  demand  on  a  basis  which  will 
assure  adequate  supplies  of  coffee  to  consum- 
ers and  markets  for  coffee  to  producers  at 
equitable  prices,  and  which  will  bring  about 
long-term  equilibrium  between  production 
and  consumption; 

2.  to  alleviate  the  serious  hardship  caused 
by  burdensome  surpluses  and  excessive  fluc- 
tuations in  the  prices  of  coffee  to  the  detri- 
ment of  the  interests  of  both  producers  and 
consumers; 

3.  to  contribute  to  the  development  of  pro- 
ductive resources  and  to  the  promotion  and 
maintenance  of  employment  and  income  in 
the  member  countries,  thereby  helping  to 
bring  about  fair  wages,  higher  living  stand- 
ards, and  better  working  conditions; 

4.  to  assist  in  increasing  the  purchasing 
power  of  coffee  exporting  countries  by  keep- 
ing prices  at  equitable  levels  and  by  increas- 
ing consumption; 

5.  to  encourage  the  consumption  of  coffee 
by  eveiy  possible  means;  and 

6.  in  general,  in  recognition  of  the  rela- 


FEBRUARY  13,  1967 


251 


FICURE  2 

IMPORTANCE  OF  COFFEE  EXPORTS  TO  13  COFFEE  ■  PRODUCING  COUNTRIES^ 

1963-1965  Average 

VALUE  OP  COFFEE  EXPORTS  AS  PER  CENT  OF  TOTAL  EXPORTS 

68% 


COLOMBIA 

wmm//m/////m////mmmm/mm/mm^^^^^^^ 

ETHIOPIA 

w/mmm//////mm////////m^^^^^ 

EL  SALVADOR 

mmmmm/mm/M/m/m 

BRAZIL 

w/m//mm/M/m/Mmm^^^^^ 

UGANDA 

y//////////////////////////////////M//M^^^^^^ 

GUATEMALA 

m///////////M////////////////////////M 

HAITI 

W///////MM///////////////////M///M 

COSTA  RICA 

w/mmm/mmm/m/Mm/A  44%             ^ 

IVORY  COAST 

m///mmm///mMm////M^^  41%    *<^       L. 

MALAGASY  REPUBLIC 

7///mm/mM////////////\  29%               V^Vfe 

KENYA 

7/mm/mm/mm  26%                  ]  y 

CAMEROON 

'/////////////////////MM    24%                                              if 

TOGO 

W/////////////////////////A  24% 

Source:  lolernaliona!  Monetary  Fond 

tionship  of  the  trade  in  coffee  to  the  economic 
stability  of  markets  for  industrial  products, 
to  further  international  cooperation  in  con- 
nection with  world  coffee  problems. 

The  world  coffee  economy  of  the  past  has 
been  aptly  characterized  as  a  "boom-or-bust" 
economy.  Coffee  is  a  tree  crop;  the  trees  start 
bearing  about  five  years  after  they  are 
planted.  Thus,  the  production  response  to  in- 
creased demand  is  inevitably  delayed.  On  the 
other  hand,  farmers  have  tended  to  over- 
respond  to  demand  by  planting  more  trees 
than  needed.  These  factors  have  largely  been 
responsible  for  the  sharp  fluctuation  in  cof- 
fee prices  in  the  past  15  years  as  shown  in 
the  chart  [figure  1]. 

In  the  first  ten  years  following  World  War 
II,  demand  for  coffee  was  strong,  prices  rose 
as  demand  outstripped  supply,  and  as  a  re- 
sult there  were  substantial  new  plantings. 
A  short  crop  and  peak  prices  in  1954  led 
farmers     throughout    the    coffee    growing 


'These  13  Coffee-Eiportlne  Countries,  ol  34  whicli  Eiport,  Produce  ?6°i>  of  Eiportable  World  Collee. 

world  to  undertake  another  new  wave  of 
plantings.  By  1959-60,  total  world  export- 
able production  had  reached  62  million  bags 
(one  bag  equals  132  pounds)  whereas  world 
consumption  outside  the  producing  countries 
was  only  37  million  bags.  In  the  face  of  such 
surpluses,  prices  fell  sharply  and  the  pros- 
pects of  any  improvement  in  prices  were 
dim.  Coffee  growers  were  in  difficulty  and 
the  economies  of  many  producing  countries 
were  under  pressure. 

Fluctuating  coffee  prices  hurt  many  of  the 
developing  countries  of  Latin  America, 
Africa  and  Asia  in  two  ways.  First,  sharp 
declines  can  be  disastrous  to  all  those  con- 
nected with  the  coffee  economy,  and  espe- 
cially to  farmers,  many  of  whom  operate 
small  holdings.  Second,  because  so  many  of 
the  countries  are  heavily  dependent  on  cof- 
fee exports  for  earning  foreign  exchange, 
sharp  fluctuations  in  coffee  prices  can  seri- 
ously disrupt  economic  development  pro- 
grams.   Thus,    the    efforts    of    the    United 


252 


DEPARTMENT  OF  STATE  BULLETIN 


states  under  the  Alliance  for  Progress  and 
other  aid  programs  have  sometimes  been 
hindered  by  this  historic  pattern  of  sharp 
price  changes.  The  chart  [figure  2]  shows 
the  extent  to  which  13  countries  depend 
upon  coffee  for  foreign  exchange  earnings. 

A  major  aim  of  the  International  Coffee 
Agreement  is  to  smooth  out  price  fluctua- 
tions so  as  (i)  to  provide  a  steady  and  grow- 
ing earnings  base  to  the  coffee  producing 
countries  as  world  consumption  rises,  (ii)  to 
maintain  reasonable  prices  for  coffee  con- 
sumers, and  (iii)  to  enlarge  the  role  of  the 
coffee  economy  in  contributing  to  the  growth 
of  the  overall  economy.  In  addition,  it  is 
hoped  that  the  stabilization  of  the  coffee 
market  will  encourage  the  transfer  of  re- 
sources from  the  production  of  excess  cof- 
fee to  other  crops  for  which  there  is  an  un- 
filled demand. 

Both  because  of  our  concern  for  the  steady 
economic  development  of  the  coffee  growing 
countries  and  because  we  are  far  and  away 
the  largest  coffee  consuming  country,  the 
United  States  has  an  important  role  to  play 
in  maintaining  the  effectiveness  of  the  Inter- 
national Coffee  Agreement.  The  United 
States'  share  of  world  coffee  imports  is 
demonstrated  in  the  chart  [figure  3] . 

I.  Operation  of  the  International  Coffee 
Agreement 

The  Coffee  Situation 

From  the  negotiation  of  the  Agreement 
in  the  summer  of  1962  through  the  summer 
of  1963,  large  surpluses  overhung  the  mar- 
ket and  depressed  prices  continued.  In 
August  1963  prices  reached  a  level  lower 
than  at  any  time  since  1948,  with  serious 
strains  on  the  economies  of  the  producing 
countries. 

In  the  autumn  of  1963,  the  situation 
changed  abruptly  as  news  of  severe  frosts 
and  drought  in  the  principal  growing  regions 
of  Brazil  started  to  come  in.  Buyers  all  over 
the  world  feared  that  they  might  not  be  able 
to  obtain  the  quantities  of  coffee  they  would 
need  when  the  Brazilian  crop  was  harvested 
in  summer  1964.  They  started  a  scramble  for 


FIGURE  3 

WORLD  IMPORTS  OF  COFFEE 

MIILIONS  OF  BUGS 


unci       ,si,  I  DDiiiiii 
\ll         /lis 


OINIt  KillltlS       "  1 3 


TOTAL  47,392,000  BAGS 


coffee,  first  for  Brazilian  coffee,  and  then  for 
coffee  of  all  types  in  order  to  build  up  inven- 
tories. The  United  States  feared  that  the 
wildfire  price  increase  of  1954  might  be  re- 
peated. Therefore,  we  moved  promptly 
within  the  framework  of  the  Agreement  to 
do  all  that  could  be  done  to  assure  buyers 
that  adequate  supplies  would  be  available. 
As  a  result,  the  price  rise  was  halted  by 
March  1964  and  the  Agreement  had  met 
its  first  serious  test.  Thereafter  it  has  been 
clear  to  all  that  supplies  of  coffee  were  more 
than  ample  to  meet  the  world's  needs  and 
that  only  the  restraint  on  exports  provided 
by  the  Agreement  prevented  a  disastrous 
general  price  decline.  Annex  C^  sets  out  the 


'  Included  in  the  report  are  five  annexes,  which 
are  not  printed  here.  They  are: 

Annex  A:  U.S.  Customs  Regulations:  Import 
Quotas  on  Coffee  From  Non-member  Countries  of 
International  Coffee  Organization. 

Annex  B:  Composition  and  Voting  of  the  Execu- 
tive Board  for  1966-67. 

Annex  C:  Green  Coffee:  World  Exportable  Pro- 
duction for  the  Marketing  Year  1966-67,  with  Com- 
parisons— USDA  Estimates. 

Annex  D:  Coffee  Year  1966-67,  Annual  Quotas, 
Waivers  and  Special  Export  Authorizations. 

Annex  E:  Bureau  of  Labor  Statistics,  Data  on 
Retail  Prices,  1964-66. 


FEBRUARY  13,  1967 


253 


FIGURE  4 


GREEN  COFFEE  SPOT  PRICES 

MONTHLY  AVERAGES  - 1964-1966 


U.S.  Cents  Pic  Pound.  Naw  Totk 
.90 

.80 

.?0 
.60 
.50 
.40 


,<S^ 


^Brazil  SANTOS  4 


I     I     I     I L_L 


/ 


Colombia  MUMS 


^Guatemala  PRIME  n" 


Uganda  W  (  C 


I      I     I     I     I     I     I     I      I     I     I 


I     I     I \ \ L_L 


I4N  FEB  Mtll  IPR  M«y  lUN  lUl  AUG  SEP  OCT  KOV  DEC  ItN  FEB  M«ll  APR  MtT  lUN  lUl  tUG  SEP  OCT  NOV  DEC    ItN  FEB  M«R  (PR  M«y  iUN  lUl  tUC  SEP  OCT  NOV  DEC 

1964  1965  1966 


U.S.  Department  of  Agriculture  estimates  of 
production  in  recent  years.  Annex  D  shows 
export  quotas  for  the  current  year.  Since 
accumulated  stocks  in  the  producing  coun- 
tries in  1964  amounted  to  at  least  50  mil- 
lion bags,  the  addition  of  150  million  bags 
in  production  in  three  years  has  obviously 
made  the  problem  of  surpluses  even  more 
serious.  Since  quotas  totaled  135  milhon 
bags  for  the  three  years,  there  was  again  a 
net  addition  to  surpluses.  Throughout  1964 
the  prices  of  most  Latin  American  coffee 
varied  between  45  and  50  cents  per  pound. 
African  Robusta  coffees  began  a  long  decline 
as  the  sellers  engaged  in  strong  price  com- 
petition with  each  other  as  a  result  of  large 
crops  expected  and  drove  prices  down. 

In  1965  with  a  large  Brazilian  crop  again 
there  was  some  weakness  in  Latin  American 
prices.  African  prices  rose  back  to  more 
normal  levels  as,  working  through  the  Inter- 
African  Coffee  Organization,  the  principal 


African  producing  countries  effectively  coor- 
dinated their  marketing  policies  in  an  atmos- 
phere of  mutual  trust. 

Weakness  in  prices  again  became  general 
in  1966  and  was  somewhat  accentuated  to- 
ward the  end  of  the  year.  It  is  generally 
attributed  to  uncertainty  as  to  whether  cof- 
fee would  be  shipped  in  excess  of  the  agreed 
quotas.  Consequently,  steps  were  taken  dur- 
ing the  year  both  to  reduce  shipments  in 
excess  of  quotas  and  to  begin  to  deal  with 
the  long-range  problem  of  overproduction. 

Price  movements  1964-66  are  shovim  in 
the  chart  [figure  4]. 

Mechanics  of  the  Agreement 

The  principal  governing  body  established 
by  the  Agreement  is  the  International  Coffee 
Council,  composed  of  the  representatives  of 
all  the  member  governments.  Preliminary 
work  for  Council  decisions  is  performed  by  a 
14-member  Executive  Board  (see  Annex  B) 


254 


DEPARTMENT  OF  STATE  BULLETIN 


in  which  all  members  are  represented  by 
delegates  they  have  elected.  On  the  Council 
at  present  are  37  exporting  members,  which 
account  for  about  97  percent  of  the  world's 
I'xports,  and  22  importing  countries,  which 
import  about  92  percent  of  the  coffee  traded 
internationally.  Italy  and  Kenya  joined  the 
Agreement  in  1966.  Several  more  producing 
countries  have  applied  for  accession. 

The  exporting  members  together  hold 
1,000  votes  and  the  importing  members  1,000 
votes  and  no  one  member  may  hold  more 
than  400  votes.  The  exporting  members  are 
assigned  votes  in  proportion  to  their  indi- 
vidual basic  export  quotas.  The  importing 
members  are  assigned  votes  in  proportion  to 
their  respective  imports  of  coffee.  The 
United  States  holds  400  votes. 

Important  Council  decisions  are  taken  by 
a  two-thirds  distributed  majority,  that  is,  by 
a  two-thirds  vote  of  importing  members  and 
exporting  members  voting  separately.  The 
United  States,  with  its  400  votes,  of  neces- 
sity exercises  an  important  role  in  the  opera- 
tion of  the  Agreement. 

The  Executive  Director  of  the  Organiza- 
tion is  selected  by  the  Council.  He  is  the 
chief  administrative  officer  of  the  Organiza- 
tion. He  directs  the  staff  of  the  Secretariat 
and  helps  to  coordinate  all  the  activities  of 
the  Organization.  The  Executive  Director  is 
Joao  Oliveiro  Santos,  an  international  civil 
servant  with  long  years  of  experience  in 
intergovernmental  coffee  consultations. 

The  Organization  implements  Council  and 
Board  decisions,  maintains  the  records  of  ex- 
ports and  imports,  carries  out  independent 
studies  of  coffee  problems,  and  provides  staff 
for  meetings  of  the  Council  and  Board.  The 
total  of  annual  contributions  for  1966-67  is 
$748,000;  the  United  States  share  is  20  per- 
cent. 

Procedures  for  Setting  Quotas 

The  heart  of  the  Coffee  Agreement  is  the 
system  of  export  quotas  for  producing  coun- 
tries. The  Council  meets  each  year  in  August 
to  estimate  world  demand  for  coffee  in  the 
following  year.  In  the  light  of  that  estimate 
and  an  estimate  of  what  non-member  coun- 


tries will  export,  the  Council  sets  the  total 
annual  export  quota.  The  total  is  divided 
among  the  member  countries  according  to 
the  percentage  (basic  quotas)  negotiated  in 
the  Agreement  (see  Annex  D).  If  the  mem- 
ber countries  ship  no  more  coffee  than  per- 
mitted by  their  export  quotas  and  the 
estimated  demand  has  been  accurately  fore- 
cast, prices  should  stay  reasonably  stable. 
In  practice,  it  has  been  found  necessary 
to  make  arrangements  for  altering  export 
quotas  during  the  year  and  to  adopt  addi- 
tional measures  to  adjust  supplies  to  market 
demands.  The  present  selective  method  for 
adjusting  quotas  in  response  to  price  changes 
is  described  in  detail  in  Section  II  of  this 
report,  "Summary  of  Actions  to  Protect 
U.S.  Consumers." 

Administrative  Measures 

Under  the  export  quota  system,  each  cof- 
fee producing  member  of  the  Agreement  is 
given  authorization  to  export  to  traditional 
markets  a  certain  quantity  of  coffee — and  no 
more — each  year.  A  graduated  series  of 
penalties,  culminating  in  expulsion,  was 
provided  for  violators.  In  practice,  it  has 
proved  difficult  to  assure  rigid  compliance 
with  quotas.  Some  countries  took  advantage 
of  loopholes  in  the  Agreement,  while  others 
lacked  export  control  arrangements  adequate 
to  prevent  overshipment.  By  the  summer  of 
1966  it  was  clear  that  considerable  quantities 
of  above-quota  coffee  were  reaching  the 
world's  markets  through  such  means  as: 

(a)  shipment  of  member  country  coffee 
via  non-member  producing  countries  as  if  it 
had  been  produced  in  the  non-member 
country; 

(b)  diversion  en  route  of  member  country 
coffee  ostensibly  destined  for  sale  in  non- 
quota consuming  countries  (shipments  for 
certain  traditionally  non-coffee-drinking 
countries  are  not  charged  against  quotas  in 
order  to  encourage  promotional  sales  that 
will  eventually  increase  coffee  consumption); 

(c)  acknowledged  overshipment  beyond 
allotted  quotas. 

The  Council  in  1966,  therefore,  had  to  ad- 
dress itself  to  new  measures  to  ensure  that 


FEBRUAEY  13,  1967 


255 


the  Agreement  continued  to  work  effec- 
tively. 

In  1965  considerable  shipments  of  mem- 
ber country  coffee  were  escaping  export 
quota  controls  by  being  transshipped  through 
ports  in  certain  non-member  importing 
countries;  regulations  under  the  Agreement 
did  not  then  require  export  certificates  from 
the  country  of  origin  for  such  coffee.  In 
April  1966  all  the  importing  members  intro- 
duced regulations  in  response  to  a  Council 
resolution  requiring  that  member  country 
coffee  transshipped  through  a  non-member 
country  must  be  accompanied  by  a  proper 
Certificate  of  Origin  issued  by  the  quota  con- 
trol authorities  in  the  country  of  true  origin. 
After  this  loophole  was  closed,  however, 
traders  began  to  ship  member  country  cof- 
fee through  non-member  producing  coun- 
tries, claiming  that  it  was  produced  in  the 
non-member  country. 

The  Agreement  provides  that  all  members 
shall  set  up  quantitative  import  limitations 
on  coffee  from  non-member  countries  if  such 
shipments  are  disturbing  the  exports  of 
members.  The  Council  had  not  previously  in- 
voked this  provision  because  shipments  from 
non-members  had  been  minimal.  When,  how- 
ever, it  was  clear  that  shipments  far  in  ex- 
cess of  production  were  appearing  from 
some  countries,  the  Council  in  September 
decided  to  invoke  this  section  of  the  Agree- 
ment (Article  45).  Importing  countries  were 
to  restrict  their  imports  from  non-members 
"as  soon  as  practicable  and  in  any  event  not 
later  than  January  1,  1967."  The  U.S.  regu- 
lations to  implement  the  Council's  resolution 
appear  in  Aimex  A. 

The  import  limitations  are  not  expected 
to  cause  any  significant  change  in  the  way 
U.S.  coffee  buyers  carry  out  their  business. 
The  quantities  involved  are  small — amount- 
ing to  less  than  one-half  of  one  percent  of 
U.S.  coffee  imports.  Further,  as  soon  as  any 
of  the  non-members  accede  to  the  Agree- 
ment, the  import  limitations  will  be  lifted. 
Kenya,  for  example,  is  being  removed  from 
the  list  following  its  accession.  United 
States  representatives  to  the  Coffee  Council 


have  suggested  to  other  non-members,  such 
as  Paraguay  and  Liberia,  that  they  consider 
applying  for  accession  to  the  Agreement  so 
that  they  will  no  longer  be  subject  to  import 
Umitations  in  any  country. 

In  order  to  prevent  coffee  destined  for 
"new  markets"  from  reaching  the  tradi- 
tional coffee  importing  countries,  the  Coun- 
cil in  September  changed  its  instructions  to 
these  importing  members  to  authorize  them 
to  regard  Certificates  of  Origin  marked  for 
new  markets  as  not  valid  for  import  into 
their  countries.  The  United  States  issued 
regulations  under  this  authority  on  Novem- 
ber 18,  1966. 

The  Agreement  provides  for  a  post-check 
on  member  exports  by  requiring  a  Certifi- 
cate of  Origin  to  accompany  all  exports.  As 
shipments  of  coffee  reach  the  Customs  au- 
thorities of  importing  countries,  they  collect 
the  Certificates  and  send  them  to  Coffee 
Organization  headquarters  for  tabulation. 
Since  these  arrangements  could  not  prevent 
overshipments  of  quotas,  some  further 
change  was  necessary.  After  careful  study 
with  the  U.S.  coffee  industry,  the  United 
States  supported  a  Council  resolution  to 
introduce  Coffee  Export  Stamps  to  validate 
shipments  within  quotas.  Under  this  plan, 
effective  April  1,  1967,  Certificates  of 
Origin,  in  order  to  be  valid  for  entry,  must 
bear  stamps  in  units  corresponding  with  the 
declared  weight  of  the  shipment.  The  Cof- 
fee Organization  will  issue  stamps  only  up 
to  the  amount  of  the  country's  quota.  Thus, 
there  will  be  effective  control  of  the  quan- 
tities of  coffee  reaching  the  traditional  mar- 
kets. 

Well  before  the  Council's  action  on  new 
administrative  controls,  the  National  Coffee 
Association  had  called  upon  our  representa- 
tives to  work  for  effective  and  uniform  en- 
forcement of  the  Agreement.  The  United 
States  industry's  practical  and  forthright 
suggestions  were  a  major  factor  in  obtaining 
international  agreement  to  the  measures 
adopted.  None  of  the  new  measures  should 
cause  any  significant  change  in  the  U.S.  in- 
dustry's   trade    practices.    Except    for    the 


256 


DEPARTMENT  OF  STATE  BULLETIN 


almost  nominal  limitation  on  imports  from 
non-member  countries,  many  of  which  will 
be  removed  as  they  become  members,  buyers 
remain  free  to  buy  wherever  they  wish  and 
to  compete  freely  for  the  quantities  all  the 
producing  countries  wish  to  sell  within  their 
worldwide  export  quotas. 

Measures  to  Increase  Consumption 

In  recognition  of  the  importance  of  pro- 
motional activities  in  increasing  consump- 
tion, the  producing  members  of  the  Agree- 
ment make  regular  contributions  to  the 
World  Coffee  Promotion  Committee  estab- 
lished by  the  Agreement.  Major  campaigns 
at  an  annual  cost  of  nearly  $8  million  began 
in  1966  in  the  principal  coffee  consuming 
countries.  A  broad  program  in  the  United 
States  will  concentrate  on  television  adver- 
tising with  the  "Think  Drink"  campaign. 
The  program  also  includes  research  and  edu- 
cation in  brewing  a  better  cup  of  coffee. 
Nearly  $6  million  will  be  spent  this  year  in 
the  United  States  and  Canada.  The  President 
of  the  U.S.  National  Coffee  Association 
serves  as  Chairman  of  the  U.S.-Canadian 
Coffee  Promotion  Committee. 

II.  Summary  of  Actions  To  Protect  Consumers 

A  primary  concern  of  consumers  is  that 
the  Coffee  Agreement  operate  so  as  to  pro- 
vide adequate  supplies  of  coffee  at  a  reason- 
able price.  Actions  taken  during  the  year 
add  to  assurances  that  this  will  continue  to 
be  the  case. 

In  broad  outline,  the  Agreement  provides 
for  assuring  supplies  through  an  annual  set- 
ting of  the  total  quantity  of  export  quotas  by 
the  Council.  Since  demand  is  fairly  predict- 
able and  changes  slowly,  fixing  the  available 
supply  roughly  estabhshes  a  price  range  for 
the  year.  Experience  demonstrated,  however, 
that  supply  adjustments  were  frequently 
needed  during  the  year. 

In  order  to  have  a  mechanism  more  re- 
sponsive to  changing  market  conditions,  the 
Council  in  March  1965  established  a  semi- 
automatic quota  adjustment  system  based  on 
changes  in  the  overall  price  level.  In  sum- 


mary, the  system  provided  that  if  the  aver- 
age daily  price  on  the  New  York  market 
remained  outside  a  38-44  cent  price  bracket 
for  15  days,  export  quotas  would  be  raised 
or  lowered  in  an  attempt  to  bring  supplies 
back  into  reasonable  balance  with  demand. 
The  average  daily  price  was  computed  by 
taking  equal  weights  of  key  varieties  in  the 
following  groups: 

(a)  Mild  Arabica  coffee  (from  Colombia, 
Central  America  and  a  few  African  coun- 
tries) 

(b)  Unwashed  Arabica  coffee  (from  Bra- 
zil and  Ethiopia) 

(c)  Robusta  coffee  (from  Ivory  Coast, 
Uganda  and  Angola,  and  several  other 
African  countries). 

This  system  was  an  improvement  but  it 
was  not  sufficiently  sensitive  to  the  market 
situation  for  specific  types  of  coffee.  For 
example,  while  the  prices  of  other  types 
were  reasonably  stable,  the  price  of  Robusta 
coffee  varied  by  as  much  as  12  cents  a  pound 
during  the  1965-66  coffee  year.  In  order  to 
make  the  system  more  flexible  and  respon- 
sive to  consumers'  needs,  the  United  States 
representatives  to  the  Coffee  Council  early 
in  1966  began  to  work  with  the  U.S.  coffee 
industry  to  improve  the  quota  adjustment 
mechanism. 

By  the  time  of  the  Coffee  Council  meeting 
in  August  1966,  there  had  been  general  dis- 
cussion in  the  United  States  and  other  con- 
suming countries  and  in  most  of  the 
producing  countries  of  a  more  flexible,  "se- 
lective system."  Under  this  system  export 
quotas  for  each  of  four  different  types  would 
be  adjusted  by  21/2  percent  upward  or  down- 
ward if  the  price  of  key  varieties  for  that 
group  remained  above  or  below  the  price 
bracket  for  the  group  for  15  days.  The  new 
brackets  2  effective  October  1,  1966,  are: 

Colombian  milds — 43.5-47.5  cents 

Other  mild  coffees — 40.0-44.5  cents  until 


^  If  computed  on  the  same  basis  as  the  former 
overall  38-44  cent  price  bracket  arrangement,  the 
range  under  the  present  system  would  be  36%  cents 
to  40%  cents  per  pound.  [Footnote  in  original.] 


FEBRUAHY  13,  1967 


257 


December  31,   1966;  40.5-44.5  cents  there- 
after 
Unwashed  Arabica  coflfees — 37.5-41.5  cents 
Robusta  coffees — 30.5-34.5  cents 

In  the  future  as  buyers  express  their 
preference  for  different  types  of  coffee  on 
the  market,  the  quotas  for  countries  pro- 
ducing the  particular  type  will  be  adjusted 
if  supplies  prove  to  be  out  of  line — either  too 
short  or  in  surplus.  In  December  1966,  for 
example,  the  export  quotas  of  the  countries 
producing  "other  mild"  coffees  were  reduced 
by  21/2  percent  after  prices  had  fallen  below 
40  cents  because  there  was  a  surplus  of  of- 
ferings of  that  type  of  coffee. 

As  consumers  of  coffee,  the  United  States 
interest  is  in  being  assured  of  additional 
supplies  of  the  various  types  of  coffee  as  we 
need  them.  The  new  arrangements  are  well 
suited  to  our  changing  needs.  Whenever 
effective  demand  for  one  type  causes  prices 
to  be  above  the  ceiling  for  15  days,  export 
quotas  for  the  countries  producing  the  type 
demanded  will  be  raised.  If  the  price  remains 
above  the  ceiling  for  further  15-day  periods, 
additional  quota  increases  will  be  auto- 
matically forthcoming. 

Experience  in  operation  of  the  Agreement 
indicates  that  producing  countries  do  not 
wish  to  "gouge"  consuming  countries  by 
seeking  to  set  quotas  so  as  to  force  prices  to 
unreasonable  levels.  Both  consuming  and 
producing  countries  have  in  fact  sought  to 
work  together  to  achieve  market  stability 
through  assuring  that  supplies  would  be  in 
reasonable  balance  with  demand.  With  the 
new  selective  system  of  quota  adjustment  by 
type  of  coffee,  the  annual  quota  should  be 
even  easier  to  negotiate  than  it  has  in  the 
past.  The  selective  system  provides  for  con- 
tinual adjustment  throughout  the  year. 
Therefore  the  annual  quota  should  tend  to 
become  a  base  point  from  which  adjust- 
ments are  made  automatically  as  market 
forces  dictate. 

The  United  States,  by  virtue  of  its  400 
votes  in  the  Council,  retains  the  power  to  in- 


sist that  annual  quotas  are  set  at  reasonable 
levels  and  that  the  price  brackets  are  satis- 
factory to  consumers.  Under  the  provisions 
of  the  Agreement,  the  decision  on  the  an- 
nual export  quota  is  taken  by  a  distributed" 
two-thirds  majority  vote  of  the  importers 
and  exporters  groups  voting  separately. 
Since  the  United  States  has  400  votes,  and 
may  veto  any  decision  with  the  support  of 
only  one  other  country,  we  have  a  powerful 
voice  in  setting  quotas.  Indeed,  unless  the 
United  States  concurs  in  the  annual  quota 
decision,  the  entire  quota  mechanism  would 
not  be  operative  for  that  year. 

III.  Problems  and  Prospects 

Revision  of  Basic  Quotas 

Collectively,  all  the  producing  member 
countries  recognize  the  need  for  exercising 
mutual  restraint  in  holding  surplus  coffee 
if  they  are  to  achieve  stability  in  the  coffee 
market.  Nonetheless,  individually,  each 
country  wishes  to  sell  as  much  of  its  own 
crop  as  it  can.  For  this  reason  it  was  very 
difficult  to  negotiate  the  country  basic  export 
quotas  in  1962,  and  the  decision  was  taken 
then  on  the  understanding  that  quotas  would 
be  reviewed  in  1965  and  revised  if  possible. 
The  Council  tried  at  two  meetings  in  1965 
to  reach  agreement  on  changes,  but  was  un- 
able to  do  so.  Again  in  1966  it  proved  impos- 
sible to  resolve  this  important  question.  A 
high-level  Working  Group  of  the  Coffee 
Organization  is  now  preparing  statistical 
and  other  information  for  further  considera- 
tion of  the  problem. 

The  adoption  of  the  selective  system  of 
quota  adjustments  may  somewhat  ease  the 
problem  of  revising  basic  quotas.  With  ex- 
perience, coffee  producers  and  their  govern- 
ments should  come  to  realize  that  in  a  sur- 
plus situation  they  cannot  expect  to  enjoy 
both  good  prices  and  unrestrained  sales. 
Nevertheless,  since  basic  quotas  determine 
the  share  of  the  world  market  each  country 
enjoys,  revision  of  basic  quotas  will  in- 
evitably be  one  of  the  key  issues  in  the  re- 
negotiation of  the  Agreement.  The  renegoti- 


258 


DEPARTMENT  OF  STATE  BULLETIN 


ation  will  probably  begin  in  the  latter  part 
of  1967. 

Diversification  and  Production  Controls 

The  United  States  has  a  clear  interest  in 
assuring  that  the  Coffee  Agreement  is  used 
to  bring  about  an  orderly  adjustment  of  pro- 
duction to  foreseeable  demand.  As  con- 
sumers, we  wish  to  avoid  the  periods  of  low 
prices  that  in  the  past  have  caused  produc- 
tion to  fall  so  low  it  triggers  subsequent 
runaway  price  increases.  Our  general  in- 
terest in  the  economic  and  political  health 
of  the  developing  countries  that  grow 
coffee  further  dictates  that  we  encourage 
wise  long-range  production  policies. 

The  Coffee  Agreement  clearly  recognizes 
that  the  price  stability  it  creates  will  be 
undermined  if  production  continues  to  ex- 
ceed foreseeable  demand.  Persistent  accu- 
mulation of  surpluses  will  create  uneasiness 
no  matter  how  closely  quotas  are  observed. 
In  addition,  the  resources  devoted  to  produc- 
ing coffee  that  cannot  be  sold  are  wasted. 
And  coffee  growing  countries  can  ill  afford 
such  waste. 

The  period  of  relative  price  stability 
brought  about  by  the  International  Coffee 
Agreement  gives  the  producing  countries 
time  to  diversify  away  from  surplus  coffee 
production  and  into  more  productive  activi- 
ties. In  the  absence  of  the  Agreement  ad- 
justment would  have  to  take  place  through  a 
drastic  fall  in  prices  which  would  be  painful 
to  the  coffee  farmer  and  gravely  disruptive 
of  the  development  programs  of  the  coffee 
producing  countries. 

In  recognition  of  these  facts,  the  drafters 
of  the  Coffee  Agreement  included  specific 
provisions  by  which  all  the  producing  mem- 
bers undertook  to  adjust  their  production  to 
world  market  demand.  The  Coffee  Council 
was  to  project  world  demand  for  the  years 
ahead  and  on  this  basis  recommend  produc- 
tion goals  for  individual  countries.  There- 
after countries  were  to  submit  regular  re- 
ports on  their  compliance  with  their  produc- 
tion goals.  Unfortunately,  it  has  not  been 


possible  to  implement  this  section  of  the 
Agreement.  Most  countries  hesitated  to 
agree  to  the  Council's  setting  production 
controls  so  long  as  there  was  a  chance  that 
they  might  negotiate  for  themselves  such  an 
increase  in  their  basic  quota  that  they  would 
not  have  to  curb  production. 

Several  countries,  however,  have  not 
waited  for  the  Council  to  act.  They  have 
recognized  that  they  cannot  afford  to  go  on 
producing  surplus  coffee.  The  largest  pro- 
ducer in  Africa,  the  Ivory  Coast,  for  exam- 
ple, has  banned  all  new  coffee  plantings  and 
is  devoting  its  agricultural  development 
funds  to  encouraging  substitute  crops  like 
rice  and  oilseeds.  Brazil,  the  largest  producer 
in  the  world,  has  started  a  massive  $70  mil- 
lion diversification  program.  Brazil  has  al- 
ready begun  to  uproot  400  million  coffee 
trees  in  order  to  reduce  production  by  as 
much  as  5  million  bags  per  year.  In  addition 
to  measures  to  discourage  surplus  coffee  pro- 
duction, Brazil  is  actively  encouraging  the 
growing  of  foods,  fibers  and  other  raw  ma- 
terials essential  to  its  food  needs  and  eco- 
nomic development. 

The  Coffee  Council  has  begun  to  move  to 
stimulate  international  action  on  diversifi- 
cation and  the  elimination  of  surplus  coffee 
production.  In  past  years  under  the  Agree- 
ment several  countries  have  been  granted 
special  export  quota  increases  (designated 
as  waivers)  that  permit  them  to  export  more 
coffee  than  their  normal  quotas.  Waivers 
have  usually  been  granted  in  recognition  of 
special  problems  like  physical  inability  to 
store  surpluses  and  the  existence  of  an  un- 
usually large  crop.  The  permission  to  sell 
coffee  above  quotas,  however,  frequently 
served  to  make  coffee  production  in  these 
countries  more  remunerative  and  to  en- 
courage further  expansion.  From  a  global 
point  of  view,  it  tended  to  add  to,  rather 
than  diminish,  world  coffee  difficulties. 

In  1966,  the  Council  adopted  the  im- 
portant principle  that  waivers  would  be 
granted  on  the  basis  that  part  of  the  pro- 
ceeds would  be  used  to  solve  the  inten-elated 


FEBRUAKY  13,  1967 


259 


problem  of  overproduction  and  excessive 
stock  accumulation.  SpecificaUy,  the  coun- 
tries that  received  waivers  in  the  1966-67 
coifee  year  will  be  permitted  to  use  them  only 
if  they  agree  to  set  aside  20  percent  of  the 
proceeds  for  diversification  programs  or  to 
freeze  an  equivalent  amount  of  coffee  stocks. 

In  addition,  the  Council  inaugurated  in- 
tense international  study  of  a  draft  proposal 
for  an  International  Coffee  Diversification 
and  Development  Fund.  Representatives  of 
the  major  producing  and  consuming  coun- 
tries met  at  the  International  Bank  for  Re- 
construction and  Development  in  Washing- 
ton in  November  1966  with  the  African 
Development  Bank,  the  Inter-American  De- 
velopment Bank  and  the  Food  and  Agricul- 
ture Organization.  They  agreed  to  circulate 
to  all  the  member  countries  of  the  Interna- 
tional Coffee  Agreement  the  outlines  of  a 
Fund  to  be  used  to  carry  out  diversification 
activities,  to  be  financed  by  the  producing 
countries  as  a  cooperative  self-help  measure. 
Consideration  was  given  to  the  possibility 
that  international  organizations  like  the 
IBRD  and  the  regional  development  banks 
might  take  over  substantial  parts  of  the  ad- 
ministration of  the  Fund.  The  technical  fa- 
cilities and  development  programs  of  the 
international  organizations  and  the  bilateral 
economic  assistance  programs  of  the  United 
States  and  other  industrial  countries  could 
also  be  woven  into  the  producing  countries' 
mutual  efforts  to  help  each  other  by  develop- 
ing alternative  opportunities  to  surplus  cof- 
fee production. 

Countries  are  now  considering  the  basic 
elements  of  the  Fund  and  how  it  would  work. 
Action  on  this  proposal  will  have  high  pri- 
ority in  1967. 

Renegotiation  of  the  Agreement 

The  Agreement  will  expire  September  30, 
1968.  In  order  for  all  the  member  countries 
to  have  time  to  consider  the  text  of  a  new 
agreement  and  take  necessary  legislative 
action  to  ratify  and  implement  it,  formal 
renegotiation  should  begin  during  1967. 


TREATY  INFORMATION 


Current  Actions 


MULTILATERAL 

Agriculture 

Constitution  of  the  Food  and  Agriculture  Organiza- 
tion of  the  United  Nations,  as  amended  (TIAS 
1554,  4803,  5229,  5506,  5987).  Signed  at  Quebec 
October  16,  1945.  Entered  into  force  October  16, 
1945. 

Acceptances    deposited:    Botswana,    November    1, 
1966;  Lesotho,  November  7,  1966. 

Space 

Treaty    on    principles    governing   the    activities    of 
states  in  the  exploration  and  use  of  outer  space, 
including    the    moon    and    other    celestial    bodies. 
Opened  for  signature  at  Washington,  London,  and 
Moscow  January  27,  1967.  Enters  into  force  upon 
the  deposit  of  instruments  of  ratification  by  five 
governments,   including  depositary   governments.' 
Signatures  in   Washington:   Afghanistan,   Argen- 
tina,   Australia,    Bolivia,    Botswana,    Bulgaria, 
Bur-undi,    Cameroon,    Canada,    Central    African 
Republic,   Chile,   China,   Colombia,   Congo    (Kin- 
shasa) ,   Cyprus,   Czechoslovakia,   Denmark,   Do- 
minican  Republic,  Ecuador,  El   Salvador,  Ethi- 
opia,   Finland,   Federal    Republic   of   Germany, 
Ghana,  Greece,  Haiti,  Honduras,  Hungary,  Ice- 
land,  Indonesia,   Ireland,   Israel,   Italy,   Japan, 
Korea,     Laos,     Lesotho,     Luxembourg,     Mexico, 
New  Zealand,  Nicaragua,  Panama,  Philippines, 
Poland,    Romania,    Rwanda,    Sweden,    Switzer- 
land, Thailand,   Togo,   Tunisia,   Turkey,   Union 
of  Soviet  Socialist  Republics,  United  Arab  Re- 
public,  United    Kingdom,    United    States,   Uru- 
guay, Venezuela,  Viet-Nam,  Yugoslavia. 

Trade 

Protocol  for  the  accession  of  Yugoslavia  to  the  Gen- 
eral  Agreement   on   Tariffs   and    Trade.   Done   at 
Geneva  July  20,  1966.  Entered  into  force  August 
25,  1966. 
Signature:  United  States,  January  17,  1967. 


BILATERAL 

Germany,  Federal  Republic  of 

Agreement  relating  to  prepayment  of  the  remaining 
German  debt  to  the  United  States  resulting  from 
postwar  economic  assistance  (excluding  surplus 
property).  Effected  by  exchange  of  notes  at  Bonn 
and  Bonn/Bad  Godesberg  December  29,  1966.  En- 
tered into  force  December  29,  1966. 

Korea 

Agreement   amending   the   agricultural   commodities 


Not  in  force. 


260 


DEPARTMENT  OF  STATE  BULLETIN 


agreement  of  March  7,  1966  (TIAS  5973).  Ef- 
fected by  an  exchange  of  notes  at  Seoul  December 
5,  1966.  Entered  into  force  December  5,  1966. 

Mexico 

Protocol   to   amend    the   agreement   of  January   29, 
1957   (TIAS  4777),  concerning  radio  broadcasting 
in  the  standard  band.  Signed  at  Mexico  April  13, 
1966.  Entered  into  force  January  12,  1967. 
Proclaimed  by  the  President:  January  18,  1967. 

Philippines 

Agreement  concerning  matters  of  customs  adminis- 
tration, with  annexes.  Sigrned  at  Washington  Jan- 
uary 4,  1967.  Entered  into  force  January  4,  1967. 


PUBLICATIONS 


DEPARTMENT  AND  FOREIGN  SERVICE 


Confirmations 

The  Senate  on  January  26  confirmed  the  following 
nominations : 

Clarence  A.  Boonstra  to  be  Ambassador  to  Costa 
Rica.  (For  biographic  details,  see  Department  of 
State  press  release  21  dated  February  3.) 

William  B.  Buffum  to  be  the  deputy  representative 
of  the  United  States  to  the  United  Nations. 

Arthur  E.  Goldschmidt  to  be  the  U.S.  representa- 
tive to  the  Economic  and  Social  Council  of  the 
United  Nations.  (For  biographic  details,  see  White 
House  press  release  dated  December  13.) 

John  F.  Henning  to  be  Ambassador  to  New  Zea- 
land. (J*or  biographic  details,  see  White  House  press 
release  dated  January  12.) 

David  S.  King  to  be  Ambassador  to  the  Malagasy 
Republic.  (For  biogi'aphic  details,  see  White  House 
press  release  dated  January  12.) 

Robert  L.  Payton  to  be  Ambassador  to  the  Federal 
Republic  of  Cameroon.  (For  biographic  details,  see 
White  House  press  release  dated  January  12.) 

Richard  F.  Pedersen  to  be  the  deputy  representa- 
tive of  the  United  States  in  the  Security  Council  of 
the  United  Nations.  (For  biographic  details;  see 
White  House  press  release  dated  January  13.) 

Idar  Rimestad  to  be  Deputy  Under  Secretary  of 
State.  (For  biographic  details,  see  Department  of 
State  press  release  22  dated  February  3.) 

Eugene  Victor  Rostow  to  be  U.S.  Alternate  Gov- 
ernor of  the  International  Monetary  Fund  for  a 
term  of  5  years  and  U.S.  Alternate  Governor  of  the 
International  Bank  for  Reconstruction  and  Develop- 
ment for  a  term  of  5  years. 


Recent  Releases 

For  sale  by  the  Superintendent  of  Documents,  U.S. 
Government  Printing  Office,  Washington,  D.C.,  20i02. 
Address  requests  direct  to  the  Superintendent  of 
Documents,  except  in  the  case  of  free  publications, 
which  may  be  obtained  from  the  Office  of  Media 
Services,  Department  of  State,  Washington,  D.C., 
20520. 

Trade — Renegotiation  of  Schedule  XX  (United 
States)  to  the  General  Agreement  on  Tariffs  and 
Trade.  Interim  agreement  with  Japan  signed  at 
Geneva  September  6,  1966.  Entered  into  force  Sep- 
tember 6, 1966.  TIAS  6106.  30  pp.  15«f. 

Aviation — Joint  Financing  of  Certain  Air  Naviga- 
tion Services  in  Iceland.  Agreement  with  other  gov- 
ernments amending  the  agreement  done  at  Geneva 
September  25,  1956,  as  amended.  Adopted  by  the 
Council  of  the  International  Civil  Aviation  Organiza- 
tion, Montreal,  May  19,  1966.  Entered  into  force  May 
19,  1966.  TIAS  6108.  2  pp.  f,^. 

Circulation  of  Visual  and  Auditory  Materials  of  an 
Educational,  Scientific  and  Cultural  Character. 
Agreement  and  protocol  with  other  governments 
opened  for  signature  at  Lake  Success  July  15,  1949 
— Signed  on  behalf  of  the  United  States  of  America 
September  13,  1949.  Date  of  entry  into  force  with 
respect  to  the  United  States  of  America  January  12, 
1967.  TIAS  6116.  34  pp.  15«}. 

Atomic  Energy — Application  of  Safeguards  by  the 
IAEA  to  the  United  States-Australia  Cooperation 
Agreement.  Agreement  with  Australia  and  the  In- 
ternational Atomic  Energy  Agency — Signed  at 
Vienna  September  26,  1966.  Entered  into  force  Sep- 
tember 26,  1966.  TIAS  6117.  10  pp.  10(f. 

Atomic  Energy — Cooperation  for  Civil  Uses.  Agree- 
ment with  the  Philippines  amending  the  agreement 
of  July  "27,  1955,  as  amended — Signed  at  Washing- 
ton June  27,  1966.  Entered  into  force  October  21, 
1966.  TIAS  6119.  5  pp.  h^. 

Whaling.  Amendments  to  the  schedule  to  the  Inter- 
national Whaling  Convention — Signed  at  Washing- 
ton December  2,  1946.  Adopted  at  the  eighteenth 
meeting  of  the  International  Whaling  Commission, 
London,  June  27-July  1,  1966.  Entered  into  force 
October  5,  1966.  TIAS  6120.  2  pp.  5«f. 

Trade  in  Cotton  Textiles.  Agreement  with  Spain 
amending  the  agreement  of  July  16,  1963,  as 
amended.  Exchange  of  notes — Signed  at  Washington 
September  14,  1966.  Entered  into  force  September 
14,  1966.  TIAS  6121.  2  pp.  5(«. 

Technical  Cooperation.  Agreement  with  Afghanistan 
extending  the  agreement  of  June  30,  1953,  as  ex- 
tended. Exchange  of  notes — Signed  at  Kabul  July  16, 
and  October  5  and  8,  1966.  Entered  into  force  Octo- 
ber 8,  1966.  Effective  June  30,  1966.  TIAS  6123.  4 
pp.  5^. 


FEBRUARY  13,  1967 


261 


Atomic  Energy — Cooperation  for  Civil  Uses.  Agree- 
ment with  Indonesia  amending  the  agreement  of 
June  8,  1960 — Signed  at  Washington  January  12, 
1966.  Entered  into  force  October  31,  1966.  TIAS 
6124.  2  pp.  5<>. 

Agricultural  Commodities.  Agreements  with  Paki- 
stan amending  the  agreement  of  May  26,  1966,  as 
amended.  Exchange  of  notes — Signed  at  Rawalpindi 
October  6,  1966.  Entered  into  force  October  6,  1966. 
And  exchange  of  notes — Signed  at  Rawalpindi  Oc- 
tober 25,  1966.  Entered  into  force  October  25,  1966. 
TIAS  6125.  5  pp.  5<J. 

Atomic  Energy — Cooperation  for  Civil  Uses.  Agree- 
ment with  Brazil — Signed  at  Washington  July  8, 
1965.  Entered  into  force  November  9,  1966.  TIAS 
6126.  17  pp.  10«!. 

Meteorological     Research    by     Means    of    Rockets. 

Agreement  with  Canada.  Exchange  of  notes — Dated 


at  Ottawa  September  29  and  October  6,  1966.  En- 
tered into  force  October  6,  1966.  TIAS  6128.  3  pp.  5^. 

Importation  of  Educational,  Scientific,  and  Cultural 
Materials  (Florence  Agreement).  Agreement  and 
protocol  with  other  governments  opened  for  signa- 
ture at  Lake  Success  November  22,  1950 — Signed  on  , 
behalf  of  the  United  States  of  America  June  24, 
1959.  Entered  into  force  with  respect  to  the  United 
States  of  America  November  2,  1966.  TIAS  6129. 
30  pp.  15«(. 

Defense — System  of  Communications  and  Depots  in 
Metropolitan  France.  Agreement  with  France — 
Signed  at  Paris  December  8,  1958.  Entered  into  force 
December  8,  1958.  TIAS  6132.  8  pp.  lOif. 

Air  Transport  Services.  Agreement,  with  annex,  sup- 
plementary agreement,  and  exchange  of  notes  with 
the  Union  of  Soviet  Socialist  Republics — Signed  at 
Washington  November  4,  1966.  Entered  into  force 
November  4,  1966.  TIAS  6135.  52  pp.  20!?. 


DEPARTMENT  OF  STATE  BULLETIN       VOL.   LVI,   NO.   1442       PUBLICATION  8194 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releasee  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  a^rreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  lefirislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin    is   for   sale  by   the   Supers 


FEBRUARY   13,   1967 

intendent  of  Documents,  U.S.  Government 
Printing  Office,  Washington,  D.C.,  20402. 
Pbice:  62  issues,  domestic  $10,  foreign  |16  ; 
single  copy  30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget    (January  11,  1966). 

NOTE:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers*  Guide  to  Periodical  Literature. 


262 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX      February  13,  1967      Vol.  LVI,  No.  1U2 


261 

236 
238 


250 


The  Budget  Message  of  the  President  (Ex- 
cerpts)      230 

President  Urges  Action  on  Funds  for  South- 
east Asia  Operations  (Johnson,  Schultze)  .     .     236 

Brazil.  President-Elect  of  Brazil  Visits  the 
United  States   (Costa  e  Silva,  Johnson)   .     .     242 

Cameroon.  Payton  confirmed  as  Ambassador  .     261 

Congress 

The  Budget  Message  of  the  President  (Ex- 
cerpts)      230 

Confirmations  (Boonstra,  Buffum,  Goldschmidt, 
Henning,  King,  Payton,  Pedersen,  Rimestad, 
Rostow) 

President  Urges  Action  on  Funds  for  South- 
east Asia  Operations   (Johnson,  Schultze)     . 

Science  and  Foreign  Aff'airs  (Rusk)     .... 

Second  Annual  Report  on  the  International 
Coffee  Agreement  Transmitted  to  Congress 
(Johnson,   text   of   report) 

Secretary  Rusk  Urges  Congressional  Support 
for  Consular  Convention  With  the  Soviet 
Union 247 

Costa  Rica.  Boonstra  confirmed  as  Ambassador    261 

Department  and  Foreign  Service 

Confirmations  (Boonstra,  Buffum,  Goldschmidt, 
Henning,  King,  Payton,  Pedersen,  Rimestad, 
Rostow) 261 

Science  and  Foreign  Affairs   (Rusk)   ....    238 

Economic  AfiFairs 

The  Budget  Message  of  the  President  (Ex- 
cerpts)      230 

Rostow  confirmed  as  U.S  Alternate  Governor 
of  the  International  Monetary  Fund  and  U.S. 
Alternate  Governor  of  the  International  Bank 
for   Reconstruction   and   Development   .     .     .     261 

Second  Annual  Report  on  the  International 
Coffee  Agreement  Transmitted  to  Congress 
(Johnson,   text   of   report) 250 

United  States  Achieves  Removal  of  Foreign 
Import    Restrictions 245 

Educational  and  Cultural  Affairs.  "Volunteers 
to  America"  Program  Gets  Underway  .     .     .     244 

Foreign  Aid 

The  Budget  Message  of  the  President  (Ex- 
cerpts)      230 

President  Urges  Action  on  Funds  for  South- 
east Asia  Operations   (Johnson,  Schultze)     .     236 

International  Organizations  and  Conferences. 
Rostow  confirmed  as  U.S.  Alternate  Governor 
of  the  International  Monetary  Fund  and  U.S. 
Alternate  Governor  of  the  International  Bank 
for   Reconstruction  and   Development   .     .     .     261 

Malagasy  Republic.  King  confirmed  as  Ambas- 
sador   261 

Military  Affairs.  President  Urges  Action  on 
Funds  for  Southeast  Asia  Operations  (John- 
son,   Schultze) 236 

New  Zealand.  Henning  confirmed  as  Ambas- 
sador   261 

Presidential  Documents 

The  Budget  Message  of  the  President  (Ex- 
cerpts)      230 

President-Elect  of  Brazil  Visits  the  United 
States 242 

President  Urges  Action  on  Funds  for  South- 
east Asia   Operations        236 

Second  Annual  Report  on  the  International 
Coffee  Agreement  Transmitted  to  Congress    250 


Publications.  Recent  Releases 261 

Science.  Science  and  Foreign  Affairs   (Rusk)   .     238 

Trade.  United  States  Achieves  Removal  of 
Foreign    Import    Restrictions 245 

Treaty  Information 

Current  Actions 260 

Second  Annual  Report  on  the  International 
Coffee  Agreement  Transmitted  to  Congress 
(Johnson,  text  of  report) 250 

Secretary  Rusk  Urges  Congressional  Support 
for  Consular  Convention  With  the  Soviet 
Union 247 

U.S.S.R.  Secretary  Rusk  Urges  Congressional 
Svipport  for  Consular  Convention  With  the 
Soviet  Union 247 

United  Nations 

Buffum  confirmed  as  U.S.  Deputy  Representa- 
tive to  the  United  Nations 261 

Goldschmidt  confirmed  as  U.S.  Representative 
to  the  U.N.   Economic   and   Social   Council   .     261 

Pedersen  confirmed  as  U.S.  Deputy  Representa- 
tive in  the  U.N.  Security  Council 261 

Viet-Nam 

The  Budget  Message  of  the  President  (Ex- 
cerpts)      230 

President  Urges  Action  on  Funds  for  South- 
east Asia   Operations    (Johnson,  Schultze)    .     236 

Name  Index 

Boonstra,  Clarence  A 261 

Buffum,  William  B 261 

Costa  e  Silva,  Artur 242 

Goldschmidt,  Arthur  E 261 

Henning,  John  P 261 

Johnson,  President 230,   236,    242,  250 

King,  David  S 261 

Payton,  Robert  L 261 

Pedersen,  Richard  F 261 

Rimestad,    Idar 261 

Rostow,  Eugene  Victor 261 

Rusk,  Secretary 238,  247 

Schultze,  Charles  L 236 


Check  List  of  Department  of  State 
Press  Releases:  January  23-29 

Press    releases   may   be    obtained    from    the 
Office  of  News,   Department  of  State,  Wash- 
ington, D.C.,  20520. 
No.         Date  Subject 

10  1/23     Rusk:   Consular  Convention  with 

Soviet  Union. 

11  1/23     Martin:    American    Chamber    of 

Commerce,     Bangkok     (printed 
in  Bulletin  of  February  6). 

12  1/24     Rusk:  Panel  on  Science  and  Tech- 

nology,   House    Committee    on 
Science  and  Astronautics. 

13  1/25     "Volunteers    to     America"    pilot 

program   (rewrite). 
*14       1/25     Battle  Act  report  released. 
15       1/26     Removal  of  import  restrictions  in 

U.S.  foreign  markets. 
tl6       1/26     Rusk:    Texas    State    Legislature, 

Austin  (excerpts). 

*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


•d  U.S.  Government  Printing  Office:  1957—251-933/32 


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conflict  in  Viet-Nam  to  an  early  and  honorable  end?  What  is  being  achieved  in  the  "other  war' 
in  Viet-Nam?  Who  fights  in  Viet-Nam?  Why  is  the  United  States  there?  These  and  other  pertinen 
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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN  POLICY 


THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


S.  1  i^  ■Sr- 


Vol.  LVI,  No.  1U3 


February  20, 1967 


OUTER  SPACE  TREATY  SIGNED  BY  60  NATIONS 
AT  WHITE  HOUSE  CEREMONY     266 

BUILDING  A  DURABLE  PEACE 
Address  by  Secretary  Rusk    269 

THE  UNITED  STATES,  THE  UNITED  NATIONS,  AND  SOUTHERN  AFRICA 

by  Ambassador  Arthur  J.  Goldberg     289 

THE  WAR  ON  HUNGER:  FOOD  FOR  INDIA 
President  Johnson's  Message  to  Congress    295 

SECRETARY  RUSK  DISCUSSES  VIET-NAM  IN  INTERVIEW 
FOR  BRITISH  TELEVISION    27i 


For  index  see  inside  back  cover 


Outer  Space  Treaty  Signed  by  60  Nations 
at  Wliite  House  Ceremony 


The  Treaty  on  Principles  Governing  the 
Activities  of  States  in  the  Exploration  and 
Use  of  Outer  Space,  Including  the  Moon  and 
Other  Celestial  Bodies,^  was  opened  for  signa- 
ture at  Washington,  London,  and  Moscotv  on 
January  27.  Representatives  of  60  nations 
signed  the  treaty  at  Washington  at  a  cere- 
mony held  at  the  White  House.  Following  are 
statements  made  on  that  occasion  by  Presi- 
dent Johnson;  Secretary  Rusk;  U.S.  Repre- 
sentative to  the  United  Nations  Arthur  J. 
Goldberg,  ivho  read  a  message  addressed  to 
President  Johnson  from  U.N.  Secretary- 
General  U  Thant;  Sir  Patrick  Dean,  British 
Ambassador  to  the  United  States;  and 
Anatoliy  Dobrynin,  Soviet  Ambassador  to 
the  United  States. 


white  House  press  release  dated  January  27 

PRESIDENT  JOHNSON 

Secretary  Rusk,  Mr.  Vice  President,  Mr. 
Chief  Justice,  Your  Excellencies,  ladies  and 
gentlemen:  This  is  an  inspiring  moment  in 
the  history  of  the  human  race. 

We  are  taking  the  first  firm  step  toward 
keeping  outer  space  free  forever  from  the 
implements  of  war. 

It  was  more  than  400  years  ago  when 
Martin  Luther  said: 

Cannons  and  firearms  are  cruel  and  damnable 
machines.  I  believe  them  to  have  been  the  direct 
suggestion  of  the  Devil.  If  Adam  had  seen  in  a 
vision  the  horrible  instruments  that  his  children 
were  to  invent,   he   would   have   died   of  grief. 

I  wonder  what  he  would  have  thought  of 
the  far  more  terrible  weapons  that  we  have 
today. 

We  have  never  succeeded  in  freeing  our 
planet  from  the  implements  of  war.  But  if 


we  cannot  yet  achieve  this  goal  here  on  earth, 
we  can  at  least  keep  the  virus  from 
spreading. 

We  can  keep  the  ugly  and  wasteful  weap- 
ons of  mass  destruction  from  contaminating 
space.  And  that  is  exactly  what  this  treaty 
does. 

This  treaty  means  that  the  moon  and  our 
sister  planets  will  serve  only  the  purposes  of 
peace  and  not  of  war.  It  means  that  orbiting 
manmade  satellites  will  remain  free  of 
nuclear  weapons.  It  means  that  astronaut 
and  cosmonaut  will  meet  someday  on  the 
surface  of  the  moon  as  brothers  and  not  as 
warriors  for  competing  nationalities  or 
ideologies. 

It  holds  promise  that  the  same  wisdom  and 
good  will  which  gave  us  this  space  treaty 
will  continue  to  guide  us  as  we  seek  solutions 
to  the  many  problems  that  we  have  here  on 
this  earth. 

It  is  a  hopeful  and  a  very  promising  sign. 

We  are  so  pleased  that  we  could  be  joined 
here  today  by  the  representatives  of  so  many 
of  the  other  nations  of  the  world. 

I  now  take  great  pleasure  in  presenting  to 
you  our  distinguished  Secretary  of  State — 
Mr.  Dean  Rusk. 


SECRETARY  RUSK 

Mr.  President,  Excellencies,  distinguished 
guests:  This  day  today,  Mr.  President,  must 
give  you  some  special  satisfaction. 

As  chairman  of  the  Senate  Committee  on 
Aeronautics  and  Space  Science  under  the 
Eisenhower  administration,  as  Chairman  of 
the  Space  Council  in  the  Kennedy  adminis- 


'  For  text,  see  Bulletin  of  Dec.  26,  1966,  p.  953. 


266 


DEPARTMENT  OF  STATE  BULLETIN 


tration,  and  as  President,  you  have  labored 
long  and  hard  to  let  the  nations  of  the  earth 
cooperate  in  the  exploration  of  the  vast 
reaches  of  outer  space,  in  using  space  for  the 
benefit  of  man. 

Today  a  treaty  which  marks  the  peaceful 
uses  of  outer  space  may  be  the  next  step  on 
that  road  upon  which  you  embarked  a  long 
time  ago. 

The  nations  of  the  world  these  days  must 
keep  ever  in  mind  the  importance  of  working 
steadily  to  make  new  gains  in  the  quest  for 
peace  and  security  and  justice  for  all  nations, 
large  and  small.  For  cooperation  among  the 
nations  is  an  imperative  for  the  age  in  which 
we  live. 

So  we  have  constantly  sought,  we  and 
other  nations,  to  extend  that  cooperation 
through  the  United  Nations  and  in  many 
other  ways,  constantly  seeking  areas  of  com- 
mon interest  in  which  to  arrive  at  agree- 
ments benefiting  all  of  us. 

This  is  a  long,  difficult,  and  often  undra- 
matic  process  simply  of  trying  to  make 
civilization  work. 

The  fact  that  serious  differences  among 
nations  and,  indeed,  conflicts  among  them 
still  persist  in  some  areas  of  deep  concern 
to  all  of  us  cannot  be  allowed  to  deflect  us 
from  that  course.  Instead  they  emphasize  how 
indispensable  it  is  for  governments  to  take 
even  a  short  step  wherever  possible,  on  any 
day,  at  any  place,  if  it  will  benefit  our 
increasingly  interdependent  family  of  na- 
tions. 

Over  3  years  ago  governments  represented 
in  this  room  and  many  others  joined  together 
to  conclude  the  nuclear  test  ban  treaty.  This 
was  a  vital  measure  in  the  continuing  search 
for  ways  to  bring  the  arms  race  under  con- 
trol and  to  turn  it  back. 

Today  we  are  gathered  for  the  signing  of 
a  treaty  designed  to  apply  in  the  new  environ- 
ment of  outer  space  into  which  man  has  ven- 
tured during  the  last  10  years. 

Ten  years  ago  the  Soviet  Union  launched 
its  first  sputnik,  and  outer  space  is  becoming 
rather  crowded  now.  Many,  many  nations  in 
all  parts  of  the  earth  are  cooperating  in  that 
great  venture.  There  is  great  satisfaction  in 


being  able  to  present  this  treaty  within  10 
years  after  the  launching  of  that  first  sputnik. 

For  this  treaty  reflects  the  need  to  agree  on 
rules  that  will  be  followed  as  exploration  is 
carried  on  in  outer  space.  It  is  an  outgrowth 
of  much  work  in  the  United  Nations  Outer 
Space  Committee. 

It  is  the  purpose  and  hope  of  all  concerned 
that  the  treaty  will  avoid  conflicts  by  giving 
law  and  will  promote  international  coopera- 
tion for  the  benefit  of  all  mankind  in  this 
new  realm. 

This  occasion  today  marks  the  successful 
completion  of  one  phase  in  a  process  of  work 
that  never  ends.  The  treaty  we  are  about  to 
sign  is  a  product  of  faithful  and  sustained 
and  skillful  effort  by  many  devoted  officials 
from  many  nations. 

So  let  us  take  from  this  moment  of  reflec- 
tion determination  and  confidence  to  go  on 
with  other  steps  to  follow.  The  unfinished 
business  in  the  nations  commands  all  the 
energy  and  the  intelligence  we  can  bring  to 
the  task. 

Now  I  would  like  to  call  upon  my  colleague, 
Ambassador  Goldberg,  to  present  a  message 
from  the  Secretary-General  of  the  United 
Nations. 


AMBASSADOR  GOLDBERG 

Mr.  President  and  Mrs.  Johnson,  Mr.  Vice 
President  and  Mrs.  Humphrey,  the  Chief 
Justice  of  the  United  States  and  Mrs.  War- 
ren, Mr.  Secretary  of  State  and  Mrs.  Rusk, 
distinguished  Members  of  the  Congress  and 
of  the  United  Nations,  ladies  and  gentlemen: 
This  treaty  was  successfully  concluded  as  a 
result  of  the  discussions  among  members  of 
the  United  Nations  Committee  on  the  Peace- 
ful Uses  of  Outer  Space,  consisting  of  28 
members.  But  it  is  indeed  a  product  of  all  of 
the  United  Nations,  who  voted  for  it  unani- 
mously at  the  last  Assembly.^ 

I  want  to  express  my  appreciation  first  of 
all  to  the  President  for  initiating  this  effort 


*  For  background  and  text  of  a  resolution  adopted 
by  the  U.N.  General  Assembly  on  Dec.  19,  see  ibid., 
Jan.  9,  1967,  p.  78. 


FEBRUARY  20,  1967 


267 


on  behalf  of  our  country  and  to  all  of  my 
colleagues  on  the  Committee  for  the  coopera- 
tion which  made  this  historic  treaty  possible, 
and  to  welcome  here  the  representatives  from 
the  U.N.,  headed  by  that  great  international 
civil  servant  and  the  American  of  whom  we 
take  the  greatest  pride,  our  Nobel  Prize  win- 
ner, Ralph  Bunche,  and  Mrs.  Bunche. 

Mr.  President,  if  you  will  permit,  I  also 
want  to  express  appreciation  for  the  mem- 
bers of  the  American  delegation  whom  you 
provided  me  in  the  course  of  these  negotia- 
tions from  all  departments  of  the  Govern- 
ment who  did  so  well  to  represent  their  own 
country's  interests  and  that  great  patriotism 
to  the  United  States  which  is  patriotism  for 
the  whole  world. 

It  is  the  spirit  of  accommodation  which 
prevailed  throughout  our  negotiations  that 
has  led  to  the  successful  conclusion  of  our 
deliberations.  It  is  this  spirit  of  accommoda- 
tion, Mr.  President,  that  I  know  you  want  to 
see  prevail  on  all  the  many  problems  that 
face  the  world  today. 

It  is  a  great  pleasure  and  honor  for  me,  Mr. 
President,  to  read  to  you  and  to  this  dis- 
tinguished group  a  message  from  the  dis- 
tinguished Secretary-General  of  the  United 
Nations,  U  Thant.s 

The  message  reads: 

I  wish  it  were  possible  for  me  to  be  present  in 
Washington,  London  and  Moscow  at  the  same  time 
on  the  auspicious  occasion  of  the  signing  of  the 
Treaty  of  Principles  Governing  the  Activities  of 
States  in  the  Exploration  and  Use  of  Outer  Space, 
Including  the  Moon  and  Other  Celestial  Bodies. 
May  I  convey  to  you  my  sincere  congratulations 
and  express  my  feeling  of  deep  satisfaction  at  this 
historic  event  in  international  relations — a  feeling 
which,  I  am  certain,  is  shared  by  all  peoples  every- 
where. I  am  particularly  gratified  that  the  United 
Nations  was  able  to  make  a  significant  contribution 
towards  this  major  achievement. 

The  conquest  of  space  gives  rise  to  many  new 
problems,  because  of  the  terrifying  military  poten- 
tialities involved,  and,  also  because  of  the  impact 
of   space   technology   on, our   physical   environment. 


'  The  Secretary-General's  message  was  addressed 
to  President  Johnson.  He  sent  similar  messages  to 
Prime  Minister  Harold  Wilson  of  the  United  King- 
dom and  A.  N.  Kosygin,  Chairman  of  the  Council 
of  Ministers  of  the  Soviet  Union. 


As  man  ventures  into  space,  he  cannot  rely  solely 
on  his  scientific  and  technological  knowledge,  great 
as  it  may  be.  He  must  equally  depend  on  legally  ■ 
binding  universal  standards  of  conduct,  progres- 
sively developed  as  science  unravels  the  mysteries 
of  space.  '^ 

It  is  both  urgent  and  necessary  that  the  powerful 
forces  generated  by  human  ingenuity  be  kept  under 
control  and  utilized  for  the  benefit  of  humanity 
and  the  strengrthening  of  peace.  It  is  most  gratify- 
ing to  see  that  the  problems  of  exploring  outer  space 
are  being  solved  through  positive  and  sustained 
international  action  and  measures  within  the  frame- 
work of  the  United  Nations. 

I  have  no  doubt  that  this  Treaty  will  not  only 
greatly  reduce  the  danger  of  conflict  in  space,  but 
also  improve  international  co-operation  and  the 
prospects  of  peace  on  our  own  planet.  The  Antarctic 
Treaty  of  1959,  the  Test  Ban  Treaty  of  1963  and 
the  present  Treaty  are  true  landmarks  in  man's 
march  towards  international  peace  and  security. 
I  fervently  hope  that  these  achievements  will  be 
shortly  followed  by  similar  agreements  on  non- 
proliferation  of  nuclear  weapons  and  other  steps 
towards  general  and  complete  disarmament. 
Highest  consideration. 

U  Thant 
Secretary-General  of  the  United  Nations 


AMBASSADOR  DEAN 

Mr.  President,  Secretary  of  State,  ladies 
and  gentlemen:  It  is  indeed  a  great  honor  to 
be  here  to  sign  this  treaty  on  behalf  of  the 
British  Government. 

We  all  take  today  an  important  step 
towards  our  ultimate  goal:  the  creation  of  a 
world  in  which  men  can  live  together  in  har- 
mony, free  from  the  fear  of  war. 

Those  who  have  worked  so  hard  to  create 
this  agreement  indeed  deserve  our  gratitude 
and  admiration.  It  is  their  combination  of 
vision  and  persistence  which  has  made  this 
possible. 

My  Government  believes  that  those  same 
qualities  of  vision  and  persistence  can  and 
must  enable  us  to  take  further  steps  along 
the  road  to  peaceful  cooperation  between  all 
nations. 

This  treaty  is  far  from  being  exclusively 
a  measure  of  arms  control,  but  its  significance 
for  arms  control  is  very  real.  It  is  open  to 
signature  by  all  nations,  but  it  will  have  been 


268 


DEPARTMENT  OF  STATE  BULLETIN 


signed  immediately  by  the  two  nations  which 
lead  the  world  in  both  the  exploration  of 
space  and  the  development  of  military  power. 

It  is,  above  all,  the  signature  by  the  United 
States  and  the  Soviet  Union  of  a  treaty  with 
such  importance  for  arms  control  that  will 
give  fresh  encouragement  and  new  hope  to 
the  world. 

We  must  resolve  that  that  hope  will  not  be 
disappointed. 


AMBASSADOR  DOBRYNIN 

Mr.  President,  Mr.  Secretary,  Excellencies, 
ladies  and  gentlemen:  It  is  my  honor  and 
privilege  on  behalf  of  the  Soviet  Union  to 
sign  here  in  Washington  a  treaty  which  for 
the  first  time  in  history  establishes  principles 
of  international  law  governing  the  activities 
of  states  in  outer  space. 

Outer  space  presents  a  great  new  challenge 


to  mankind.  International  cooperation  in  this 
field  on  the  basis  of  equality  provided  for  in 
the  treaty  will  allow  all  countries  to  actively 
participate  in  the  peaceful  exploration  and 
use  of  outer  space  for  the  benefit  of  all  people, 
of  all  nations. 

Space  age  of  human  history  began  only  10 
years  ago,  but  we  have  already  included  in 
the  present  treaty  an  important  provision 
which  prohibits  placing  nuclear  weapons  in 
orbit  around  the  earth  or  on  celestial  bodies. 

Let  us  hope  that  we  shall  not  wait  long  for 
the  solution  of  similar  important  earthly 
problems. 

We  believe  that  the  treaty  we  are  signing 
today  will  be  an  important  step  in  further 
development  of  cooperation  and  understand- 
ing among  states  and  peoples  and  wll  con- 
tribute to  the  settlement  of  other  major 
international  problems  facing  humanity  here 
on  this  planet. 


Building  a  Durable  Peace 


Address  by  Secretary  Rusk  ^ 


It  is  a  high  privilege  to  address  a  joint  ses- 
sion of  the  Legislature  of  the  great  State  of 
Texas.  I  regard  your  invitation  as  an  excep- 
tional compliment. 

I  have  long  felt  a  special  tie  with  Texas 
through  my  kinsman  Thomas  Jefferson  Rusk. 
Through  the  influence  of  John  C.  Calhoun,  he 
studied  law  and  was  admitted  to  the  bar  in 
South  Carolina.  Later  he  moved  to  Georgia. 
He  came  to  Texas  in  pursuit  of  some  men  who 
had  absconded  with  some  of  his  money.  But 
he  decided  to  stay,  signed  the  Declaration  of 
Independence  of  1836,  and  served  the  Lone 
Star  Republic  as  a  general.  Secretary  of  War, 


'  Made  before  a  joint  session  of  the  Legislature 
of  Texas  at  Austin,  Tex.,  on  Jan.  26  (press  release 
16). 


Chief  Justice,  and  Chairman  of  the  Conven- 
tion of  1845. 

A  year  or  two  ago,  I  learned  through  a 
diligent  historian  that,  as  a  general,  my  kins- 
man was  responsible  for  a  tense  period  in  the 
relations  between  Texas  and  the  United 
States.  In  November  1838,  "at  the  head  of  one 
hundred  men,"  he  "entered  the  United  States 
and  proceeded  as  far  as  Shreveport."  The 
American  Legation  in  Houston  sharply  de- 
manded an  explanation  of  that  "extraordi- 
nary conduct."  And  at  the  direction  of  my 
distinguished  predecessor,  John  Forsyth,  who 
also  came  from  Georgia,  there  ensued  a  series 
of  vigorous  but  elegant  diplomatic  exchanges 
with  two  successive  Texas  Secretaries  of 
State.  General  Rusk's  defense  was,  in  essence: 
"Who,  me?  I  was  just  chasing  a  bunch  of 


FEBRUARY  20,  1967 


269 


Indians."  In  the  end,  the  President  of  the 
Republic  of  Texas  promised  that  it  wouldn't 
happen  again.  So  my  kinsman  was  not 
allowed  to  occupy  the  United  States ! 

I  think  today,  of  course,  of  the  two  native 
sons  of  Texas  who  have  borne  uniquely  high 
responsibilities:  Dwight  D.  Eisenhower  and 
Lyndon  B.  Johnson.  Both  have  dealt  with  the 
paramount  questions  of  defense  and  foreign 
policy  not  as  partisans  but  as  patriots  who 
put  the  national  interest  first. 

I  am  proud  to  be  President  Johnson's 
Secretary  of  State.  And  I  believe  that  the 
American  people,  and  all  men  everywhere 
who  love  freedom,  are  very  fortunate  to  have 
as  President  of  the  United  States  a  man  of 
his  courage,  fortitude,  and  seasoned  judg- 
ment. 

The  President  of  the  United  States  holds 
an  office  which  is  sometimes  described  as 
lonely.  And,  indeed,  it  is.  He  alone  must  make 
great  decisions — decisions  on  which  our  sur- 
vival as  a  nation  may  depend.  But,  in  another 
way,  he  is  not  lonely.  For,  when  the  President 
is  in  his  Oval  Room,  pondering  the  issues  of 
war  and  peace,  thinking  hard  about  how  best 
to  protect  liberty,  he  knows  that  nearly  200 
million  Americans  are  in  that  room  with  him 
— and  that  many  hundreds  of  millions  of 
other  people  around  the  world  wish  him  well, 
because  they  know  that  their  own  liberty  de- 
pends heavily  upon  the  commitment  of  the 
United  States  to  freedom. 

There  are  many  ways  in  which  the  central 
purpose  of  our  foreign  policy  can  be  stated, 
but  I  know  of  none  better  than  the  familiar 
words  from  the  preamble  of  our  Constitution, 
to  "secure  the  Blessings  of  Liberty  to  our- 
selves and  our  Posterity." 

We  know  that  we  can  no  longer  preserve 
our  nation  and  our  way  of  life  by  standing 
apart  from  the  world — by  the  defenses  and 
policies  confined  to  this  continent,  or  the 
Western  Hemisphere,  or  the  North  Atlantic 
basin.  And  we  know  that  we  can't  preserve 
our  way  of  life  satisfactorily  through  another 
great  war,  at  least  not  one  in  which  thermo- 
nuclear weapons  make  life  impossible  or 
intolerable  for  most  of  the  human  race. 

So  our  supreme  objective  must  be,  and  is, 


peace,  a  durable  world  peace.  But  a  durable 
peace  cannot  be  achieved  just  by  wishing  for 
it,  or  by  slogans  or  rhetoric,  or  by  passing 
resolutions  or  signing  pledges,  or  by  negotiat- 
ing a  pact  renouncing  war.  There  was  great  -, 
rejoicing  in  many  countries  in  1928  when 
the  Kellogg-Briand  Pact  was  signed,  re- 
nouncing war  as  an  instrument  of  national 
policy.  But  that  parchment  meant  nothing  to 
Hitler  or  Mussolini  or  the  Japanese  mili- 
tarists. Only  a  dozen  years  later  Hitler's 
Wehrmacht  captured  the  very  city  in  which 
that  pact  had  been  signed. 

Over  the  years,  many  Americans,  in 
groups  or  as  individuals,  have  thought  deeply 
about  the  organization  of  a  durable  peace.  In 
1915  William  Howard  Taft,  John  Bassett 
Moore,  J.  Reuben  Clark,  Jr.,  and  other  lead- 
ing citizens  formed  a  nonpartisan  organiza- 
tion to  advocate  a  League  to  Enforce  Peace. 

At  the  end  of  "the  war  to  end  war"  and 
"make  the  world  safe  for  democracy,"  a  far- 
sighted  American  President  took  the  lead  in 
creating  the  League  of  Nations.  But  we 
didn't  join  it.  Instead,  we  withdrew  into 
isolation,  disarmed,  and  turned  our  back — 
until  it  was  almost  too  late.  We  and  the  world 
paid  the  costly  penalty  that  Woodrow  Wilson 
had  foreseen  if  peace  were  not  enforced. 

Postwar  Planning  During  World  War  II 

The  Second  World  War  gave  new  impetus 
to  thinking  about  the  organization  of  a 
reliable  peace.  On  September  3,  1939,  the 
very  day  that  war  began.  President  Roosevelt 
said:  ".  .  .  it  seems  to  me  clear,  even  at  the 
outbreak  of  this  great  war,  that  the  influence 
of  America  should  be  consistent  in  seeking 
for  humanity  a  final  peace  which  will  elimi- 
nate, as  far  as  it  is  possible  to  do  so,  the 
continued  use  of  force  between  nations." 
A  few  days  later  Secretary  of  State  Cordell 
Hull  appointed  a  special  assistant  to  work  on 
problems  of  peace.  This  work  was  carried 
forward  with  the  help  of  committees,  first 
within  the  Government,  then  including 
advisers  from  outside  the  Government.  On 
December  23,  1939,  President  Roosevelt  ad- 
dressed messages  to  the  president  of  the 
Federal   Council   of   Churches   of   Christ   in 


270 


DEPARTMENT  OF  STATE  BULLETIN 


America,  the  president  of  the  Jewish  Theo- 
log:ical  Seminary  of  America,  and  Pope  Pius 
XII.  He  said  that  while  no  spiritual  or  civil 
leader  could  move  yet  forward  on  a  specific 
plan  for  a  new  order  of  things,  "the  time  for 
that  will  surely  come."  He  expressed  his 
desire  to  "encourage  a  closer  association 
between  those  in  every  part  of  the  world — 
those  in  religion  and  those  in  government — 
who  have  a  common  purpose." 

Only  a  few  days  after  Pearl  Harbor, 
President  Roosevelt  requested  Secretary  Hull 
to  expand  the  study  of  postwar  foreign 
policy.  An  enlarged  advisory  committee  was 
created,  and  in  May  1942  it  began  to  include 
Members  of  Congress  of  both  parties. 

Parallel  studies  were  undertaken  by  vari- 
ous private  organizations.  One  of  the  most 
important  was  that  of  the  Commission  to 
Study  the  Bases  of  a  Just  and  Durable  Peace 
set  up  by  the  Federal  Council  of  Churches  in 
December  1940.  The  work  of  that  commis- 
sion led  to  two  national  study  conferences 
on  "The  Churches  and  a  Just  and  Durable 
Peace"  and  to  many  thoughtful  analyses  and 
conclusions.  And  its  chairman  was  to  become 
a  very  distinguished  Secretary  of  State, 
John  Foster  Dulles. 

One  of  the  chief  results  of  those  studies, 
both  in  the  Government  and  outside  it,  was 
the  decision  to  create  a  new  international 
organization  to  preserve  peace.  While  the 
greatest  war  in  history  still  raged,  the 
United  Nations  Charter  was  drafted  and 
signed.  Its  first  great  objective  was,  in  the 
words  of  its  preamble,  "to  save  succeeding 
generations  from  the  scourge  of  war.  .  .  ." 

At  that  time  long-range  airplanes  were 
already  slicing  through  the  distance  and 
time  which  had  contributed  to  our  national 
safety  in  the  past.  Then  came  the  atomic 
bomb.  A  few  weeks  later,  in  his  final  report 
as  Chief  of  Staff,  General  George  C. 
Marshall  pointed  out  that  the  new  techniques 
of  war  had  changed  fundamentally  the 
problem  of  national  defense:  that  the  war 
just  concluded  was  the  last  great  war  in 
which  the  United  States  could  expect  to 
escape  destructive  bombardment.  From  now 
on,  he  said,  "the  United  States,  its  homes  and 


factories,"  are  in  "the  front  line  of  world 
conflict."  Therefore,  "We  are  now  concerned 
with  the  peace  of  the  entire  world." 

That  conclusion  was  made  inescapable 
within  a  few  years  by  the  development  of 
long-range  missiles  and  multimegaton  ther- 
monuclear warheads. 

We  must  do  our  best  to  prevent  another 
great  war,  not  only  because  war  is  what 
General  Sherman  said  it  was  but  because 
the  safety  of  our  nation  requires  it. 

So  today  the  primary  task  of  our  Armed 
Forces  is  to  prevent  another  great  war,  and 
the  supreme  goal  of  our  foreign  policy  is  a 
durable  peace. 

Preventing  and  Repelling  Aggression 

Obviously,  the  first  essential  in  building 
a  durable  peace  is  to  eliminate  aggression — 
by  preventing  it,  if  possible,  and  by  repeUing 
it  when  it  occurs  or  is  threatened.  The 
authors  of  the  United  Nations  Charter  knew 
that.  They  had  seen  one  aggression  lead  to 
another  until  the  world  went  up  in  flames. 
So  they  stated  that  the  first  purpose  of  the 
United  Nations  was  "to  take  eflfective  collec- 
tive measures  for  the  prevention  and 
removal  of  threats  to  the  peace,  and  for  the 
suppression  of  acts  of  aggression  or  other 
breaches  of  the  peace.  .  .  ."  Unfortunately, 
some  members  of  the  United  Nations  have 
not  been  willing  to  honor  that  primary  obli- 
gation. 

The  United  Nations  has  helped  to  make 
and  keep  peace  in  many  situations.  We  con- 
tinue to  support  it  and  to  seek  ways  of 
strengthening  it.  But  because  it  has  been 
unable  to  function  in  some  of  the  most 
dangerous  situations,  the  main  job  of  pre- 
venting and  repelling  aggression  has  been 
accomplished  by  the  defensive  alliances  of 
the  free  world — defensive  alliances  orga- 
nized and  conducted  in  complete  harmony 
with  the  U.N.  Charter,  which  expressly 
recognizes  the  right  of  individual  and  collec- 
tive self-defense  and  also  provides  for 
regional  organizations  or  agencies  to  main- 
tain international  peace  and  security. 

Under  those  alliances,  the  United  States 
is  specifically  pledged  to  assist  in  the  de- 


FEBRUARY  20,  1967 


271 


fense  of  more  than  40  nations.  Those  com- 
mitments, and  the  power  that  lies  behind 
them,  are  the  backbone  of  world  peace. 

We  maintain  a  formidable  nuclear  deter- 
rent. I  believe  it  is  generally  understood 
that  a  nuclear  attack  on  us  or  any  of  our 
allies  would  be  sheer  insanity.  I  think  it  is 
also  realized  generally,  if  not  universally, 
that  aggression  by  the  mass  movement  of 
troops  across  frontiers  would  involve 
extremely  grave  risks  to  the  aggressor.  But 
the  principal  Communist  states  remain 
publicly  committed  to  what  they  call  "wars 
of  liberation" — the  infiltration  of  arms  dnd 
trained  men.  That  is  the  type  of  aggression 
by  which  Communist  North  Viet-Nam  set 
out  to  conquer  South  Viet-Nam.  It  is  an 
aggression  which  has  become  less  and  less 
indirect  since  the  closing  months  of  1964, 
when  North  Viet-Nam  began  to  move  an 
entire  division  of  its  regular  army  into 
South  Viet-Nam. 

Four  successive  Presidents  of  the  United 
States,  after  extended  study  in  consultation 
with  their  chief  advisers  on  defense  and 
foreign  policy,  have  concluded  that  the  secu- 
rity of  Southeast  Asia,  and  of  South  Viet- 
Nam  in  particular,  is  very  important  to  the 
security  of  the  United  States.  Those  who 
take  a  different  view  are  at  odds  with  the 
men  who  have  borne  the  highest  responsi- 
bility for  the  defense  of  the  United  States 
and  the  free  world  since  the  Second  World 
War. 

U.S.  Commitments  in  Southeast  Asia 

In  accordance  with  our  national  interest 
in  the  security  of  South  Viet-Nam,  the  Gov- 
ernment of  the  United  States  made  com- 
mitments, of  which  the  most  solemn  was  the 
Southeast  Asia  Collective  Defense  Treaty. 
That  treaty  was  approved  by  the  United 
States  Senate  in  1955  with  only  one 
dissenting  vote.  It  bound  us  to  take  action 
in  the  event  of  an  armed  attack  on  South 
Viet-Nam,  among  other  nations.  And  Secre- 
tary of  State  Dulles  told  the  Senate  Foreign 
Relations  Committee  that  that  commitment 
included    the    case    of    an    attack    by    "the 


regime  of  Ho  Chi  Minh  in  North  Viet-Nam." 

The  United  States  cannot  run  away  from 
its  commitments.  If  either  our  adversaries 
or  our  friends  should  begin  to  doubt  that  the 
United   States   will   honor  its   alliances,  the       s, 
result  could  be  catastrophe. 

We  are  fighting  in  Viet-Nam  because  also 
we  have  not  forgotten  the  lesson  of  the 
tragic  1930's,  the  lesson  that  was  foremost 
in  the  minds  of  the  authors  of  the  U.N. 
Charter:  the  lesson  that  one  aggression  leads 
to  another.  Once  again  we  are  hearing  that 
it's  a  long  way  off  and  none  of  our  business. 
That's  what  was  said  about  Manchuria  and 
Ethiopia — and,  by  some,  about  Czechoslo- 
vakia. Once  again  we  are  hearing  it  said  that 
if  you  let  the  aggressor  have  one  more  bite, 
maybe  he  will  be  satisfied. 

Some  say  this  is  just  a  "civil  war."  That's 
what  some  claimed  about  the  aggression 
against  the  Republic  of  Korea.  No  Com- 
munist state  would  call  it  just  a  civil  war 
if  the  Federal  Republic  of  Germany  were  to 
send  20  regiments  of  its  regular  army  into 
East  Germany. 

The  military  conquest  of  South  Viet-Nam 
will  not  occur.  But  there  remains  the  hard 
job  of  rooting  out  what  Ho  Chi  Minh  has 
called  "the  guerrilla  infrastructure." 

While  we  and  our  allies  are  resolved  to 
preserve  the  freedom  of  the  South  Viet- 
namese to  make  their  own  future  under 
institutions  and  leaders  of  their  own  free 
choice,  we  have  made  every  effort  to  seek  a 
peaceful  solution. 

It  has  been  the  consistent  policy  of  the 
United  States  during  the  last  20  years  to 
apply  its  power  only  to  the  extent  necessary 
to  accomplish  the  essential  purpose.  When 
Berlin  was  blockaded,  we  and  our  allies 
resorted  to  an  airlift.  When  Khrushchev 
placed  strategic  missiles  in  Cuba,  President 
Kennedy  applied  a  limited  naval  quarantine. 
He  was  prepared  to  do  more  if  necessary, 
but  the  Kremlin  got  the  message. 

The  point  I  am  emphasizing  was  set 
forth  admirably  in  February  1953  by  the 
president  of  the  National  Churches  of  Christ 
in  the  United  States  of  America,  in  his  ofR- 


272 


DEPARTMENT  OF  STATE  BULLETIN 


cial  call  to  the  fourth  national  study  con- 
ference on  "The  Churches  and  World 
Order."  I  quote: 

In  the  past  turbulent  decade  the  United  States 
has  been  thrust  into  a  position  of  world  leadership. 
Our  country  has  become  the  most  powerful  nation 
in  the  free  world.  This  power  carries  with  it  great 
responsibility.  In  a  world  threatened  by  tyranny,  by 
rising  nationalism,  and  by  unrest  in  the  less  devel- 
oped areas,  the  power  of  a  great  nation  like  ours 
must  be  exercised  with  restraint  and  humility  to 
avoid  appeasement  on  one  side  and  total  war  on  the 
other. 

The  author  of  that  statement  is  an 
eminent  Texan,  Bishop  William  C.  Martin  of 
the  Methodist  Episcopal  Church. 

It  has  been  asserted  that  the  United 
States  is  suffering,  or  in  danger  of  suffering, 
from  the  "arrogance  of  power."  That  recalls 
Lord  Acton's  dictum  that  power  tends  to 
corrupt  and  absolute  power  tends  to  corrupt 
absolutely.  I  don't  believe  the  American 
people  have  been  corrupted  by  power.  We 
have  borne  heavy  burdens  because  we  believe 
in  liberty  and  want  peace.  We  have  sought 
nothing  for  ourselves  except  what  we  seek 
for  all  other  peoples  on  this  planet:  the  right 
to  live  in  freedom  and  peace. 


And  I  believe  that  most  people  all  around 
the  world  understand  the  decent  purposes  of 
the  American  people  and  that  most  of  them 
want  the  same  kind  of  world  we  want. 

While  we  help  to  eliminate  aggression  we 
search  for  areas  of  common  interest  and 
agreement  with  our  adversaries,  especially 
arrangements  or  understandings  to  reduce 
the  danger  of  a  great  war.  And  we  work 
continuously  at  the  manifold  tasks  of  build- 
ing the  economic,  social,  and  political 
strength  of  the  free  world:  by  ever  closer 
partnerships  wath  the  economically  advanced 
nations,  by  aid  to  the  developing  nations  in 
modernizing  themselves  in  freedom,  by 
strengthening  and  expanding  useful  intemar 
tional  institutions,  by  cultural  and  scientific 
exchanges. 

Brick  by  brick,  the  structure  of  world 
peace  is  being  built.  When  all  would-be  ag- 
gressors come  to  realize,  as  they  must,  that 
aggression  will  not  be  tolerated,  there  will 
be  peace.  And  if  those  who  want  peace  and 
covet  nothing  from  their  neighbors  remain 
strong  and  alert,  that  peace  will  become  the 
enduring  peace  for  which  mankind  has  long 
yearned. 


FEBRUARY  20,  1967 


273 


Secretary  Rusk  Discusses  Viet-Nam 
in  Interview  for  British  Television 


Following  is  the  transcript  of  an  interview 
with  Secretary  Rusk  videotaped  in  Wash- 
ington on  January  31  for  Associated 
Television,  Ltd.,  and  broadcast  by  the 
British  Independent  Television  network  on 
February  1.  Interviewing  the  Secretary 
were  Michael  Berry,  chairman  and  editor 
in  chief,  The  Sunday  Telegraph  and  The 
Daily  Telegraph,  London;  Alastair  Burnet, 
editor,  The  Economist;  Hugh  Cudlipp,  chair- 
man. Daily  Mirror  and  Sunday  Mirror, 
London;  and  Paul  Johnson,  editor.  The  New 
Statesman.  William  Donaldson  Clark,  direc- 
tor. Overseas  Devehxpnnent  Institute,  London, 
was  the  moderator. 

Moderator:  Mr.  Rusk,  first  of  all,  may  I 
thank  you  very  much  for  putting  aside  time 
to  receive  us.  We've  flown  in  here  from 
England  to  put  some  of  the  questions  that 
are  worrying  us  very  considerably  about 
the  Vietnamese  war,  and  perhaps  some  of 
our  hopes  about  the  Vietnamese  peace,  too. 
Recently,  particularly,  we've  been  worried 
by  the  reports  in  your  papers  about  the 
effects  on  civilian  life  and  injuries  as  the 
result  of  bombing  in  the  North,  and  perhaps 
our  hopes  have  been  roused  by  the  news  of  a 
truce  next  week  and  the  visit  to  Great 
Britain  of  Mr.  Kosygin  [Alexsei  N.  Kosygin, 
Chairman,  Soviet  Council  of  Ministers'] ,  who 
possibly  may  be  raising  matters  of  peace  in 
that  area.  Can  we  put  our  problems  and  our 
hopes  to  you  frankly,  and  expect  frank 
answers  ? 

A.  Yes  indeed,  and  I  want  to  welcome 
you  gentlemen  to  Washington.  I'm  looking 
forward  to  this  conversation.  So  let's  have 
at  it. 


Q.  Mr.  Rusk,  what  particularly  perturbs 
the  people  of  Britain  is  that  this  is  an  ugly 
and  cruel  war,  more  ugly  and  cruel  than 
some  of  the  bigger  wars  in  our  time.  And 
it's  a  7var  of  tremendous  confusion.  In  the 
Vatican  we  have  the  Pope  praying  for  peace, 
and  in  the  United  States  we  have  Cardinal 
Spellman  praying  for  victory  and  saying 
that  anything  but  victory  is  inconceivable. 
We're  perturbed  about  the  bombing  of  inno- 
cent people.  First  there  is  the  bombing  and 
then  the  apology.  On  Sunday,  as  you  kyww, 
31  South  Vietnamese  were  killed  when  flee- 
ing in  their  sampans.  Now,  I'm  well  aware 
that  you  deplore  all  this  as  much  as  we  do; 
but  I'm  sure  if  British  people  could  hear 
from,  your  own  lips  your  moral  justification 
for  all  this,  ive  might  be  able  to  understand 
your  attitude  a  little  clearer. 

A.  Well,  in  the  first  place,  you're  quite 
right  in  saying  that  we  regret  every 
casualty  in  this  war — in  North  and  South, 
Vietnamese  and  foreign.  And  we  regret  the 
fact  that  it  has  not  been  possible  to  bring 
this  war  to  an  early  conclusion.  It  is  a  war 
that  need  never  have  started  had  the  1954 
and  1962  agreements  been  honored,  par- 
ticularly in  their  military  aspects.  We  believe 
that  it  is  very  important  that  our  own  treaty 
commitments  be  met,  and  we  believe  that  the 
South  Vietnamese  people  have  a  right  to 
determine  their  own  government  and  that 
the  South  Vietnamese  people  have  a  right  to 
decide  for  themselves  whether  they  will  par- 
ticipate in  a  reunification  of  Viet-Nam. 

I  would  not  agree  that  this  is  an  uglier 
war  than  some  of  the  larger  wars.  We're  not 
seeing  in  North  Viet-Nam  the  kind  of  blitz, 
for  example,   that  you   people  had   during 


274 


DEPARTMENT  OP  STATE  BULLETIN 


World  War  II.  If  you  want  to  visit  Hanoi 
today,  you  can  land  in  a  normal  airport,  you 
can  go  into  the  city,  live  in  a  hotel,  wander 
around  the  city.  You'd  have  to  look  pretty 
hard  to  find  damage  in  Hanoi. 

We  have  not  been  attacking  civilians  as 
such.  Some  civilians  have,  unfortunately, 
been  killed.  A  good  many  civilians  them- 
selves are  a  part  of  the  war  operation;  that 
is,  driving  trucks  to  the  South  with  men  and 
arms  on  board,  manning  the  barges,  loco- 
motives— things  of  that  sort.  But  our  pilots 
have  been  instructed  not  to  hit  civilian 
targets.  Some  military  targets  have  been 
taken  off  the  list  because  they  do  involve  a 
substantial  risk  of  civilian  casualties.  The 
pilots  go  to  extraordinary  effort  to  avoid 
civilian  casualties.  Nevertheless  there  have 
been  some. 

There  have  been  far  larger  civilian 
casualties  in  South  Viet-Nam,  and  we  know 
that  those  are  acts  of  deliberate  policy.  You 
don't  go  around  assassinating  village  chiefs 
and  schoolteachers  and  public  health  officers 
and  people  of  thajt  sort  or  kidnaping  entire 
villages  by  accident.  And  so  we  have  to  take 
that  into  account  as  well.  Such  a  mistake 
as  you  mentioned,  about  bombing  some 
refugees,  thinking  that  they  were  Viet 
Cong — that  occurs  in  all  military  opera- 
tions— we  regret  that  very  much. 

But  the  point  I  would  like  to  emphasize 
is  that  this  fighting  could  be  brought  to  an 
end  very  quickly  indeed — very  quickly  indeed 
if  the  North  Vietnamese  were  prepared  to 
keep  their  armed  forces  at  home  and  leave 
their  immediate  neighbors  alone  in  Laos  and 
South  Viet-Nam.  It's  just  as  simple  as  that. 

Peking  and  Southeast  Asia 

Q.  Mr.  Rusk,  could  we  look  at  the  objects 
of  this  war?  There  appears  to  us  in  Britain 
to  be  a  certain  confusion  in  your  war  aims. 
Is  this  a  war  for  the  containment  of  China, 
or  is  it  simply  a  war  for  the  independence 
of  South  Viet-Nam?  Could  you  tell  us  pre- 
cisely what  your  war  aims  are? 

A.  I  don't  know  that  there  is  a  choice 
between  those  two  objectives.  My  guess  is 
that  if  the  authorities  in  Peking  were  to 


throw  their  weight  behind  peace  in  South- 
east Asia,  there  would  be  peace  in  Southeast 
Asia. 

But,  nevertheless,  the  immediate  events 
which  brought  our  Armed  Forces  into  South 
Viet-Nam  were  the  movement  of  substantial 
numbers  of  North  Vietnamese  men  in  arms, 
including  some  now  20  regiments  of  their 
North  Vietnamese  regular  army,  into  South 
Viet-Nam  for  the  purpose  of  imposing  a 
political  settlement  on  the  South  by  force. 
Now,  this  cuts  right  across  our  commitments 
under  the  SEATO  Treaty.  Under  article  IV 
of  that  treaty,  each  signatory  determines 
what  steps  it  will  take  to  meet  the  common 
danger  in  the  event  of  an  aggression  by 
means  of  armed  attack;  and  it  was  specifi- 
cally understood  at  the  time  that  that  would 
apply  to  an  aggression  by  Ho  Chi  Minh,  as 
well  as  to  others. 

Now,  the  Chinese  are  not  actively  involved 
in  this  situation  in  South  Viet>Nam.  We  do 
know  that  they  are  trying  to  stir  up  prob- 
lems for  the  Thais  in  the  northeast  section 
of  Thailand.  China  has  publicly  announced 
that  Thailand  is  next  on  the  list;  but  the 
key  point  is  that  if  these  countries  would 
live  at  peace,  we  would  be  the  first  to  give 
that  our  full  support — leave  these  countries 
alone  ourselves,  get  out  of  there. 

Q.  But  are  you  saying  that  Peking  could 
stop  the  South  Viet-Nam  war  if  it  wanted 
to? 

A.  I'm  saying  that  if  Peking  were  to 
throw  its  full  weight  behind  an  immediate 
peace  in  Southeast  Asia,  that  would  have 
very  immediate  results;  because  if  they  were 
to  cut  off  the  supplies  that  they  are  sending 
to  Hanoi  and  would  insist  to  Hanoi  that 
Hanoi  return  to  the  provisions  of  the  1954 
and  1962  agreements,  there  could  be  peace 
very  promptly. 

Q.  Your  Senate  was  given  evidence  only 
the  other  day  that  85  percent  of  the  war 
supplies  in  the  North  came  from  the  Soviet 
Union,  not  from  Peking. 

A.  I  don't  accept  that  in  those  terms, 
except  for  the  sophisticated  weapons.  The 
small  arms  and  small-arms  ammunition  and 


FEBRUARY  20,  1967 


275 


foodstuffs  and  normal  supplies  typically 
come  from  China.  The  Soviet  Union  has  sent 
the  more  sophisticated  weapons  sudh  as  the 
SAM  missiles,  certain  kinds  of  antiaircraft, 
radar,  and  some  MIG's — things  of  that  sort. 
But  in  terms  of  bulk,  I  would  think  the  bulk 
of  it  would  continue  to  come  from  China. 

Q.  But  it  is  nevertheless  your  contention 
that  if  Peking  cut  off  aid,  the  war  would 
automatically  end. 

A.  Oh,  I  think  it  would  end  very  quickly — 
that's  not  automatically,  but  very  quickly 
indeed. 

Results  of  Bombing  North  Viet-Nam 

Q.  Mr.  Ru^k,  in  bombing  North  Viet- 
Nam,  America  has  brought  a  great  deal  of 
moral  obloquy  upon  herself  around  the 
world.  Do  you  think  that  this  military  game 
is  really  worth  the  candle? 

A.  I  don't  know  what  you  mean  by 
"moral  obloquy  around  the  world."  I  was  out 
in  Asia  myself  at  the  time  of  the  bombing 
of  the  POL  in  Hanoi  and  Haiphong,  talking 
to  Asians,  Asian  governments,  Asian  news- 
papermen. I  didn't  sense  any  moral  obloquy 
out  there  from  those  who  live  on  the  firing 
line,  from  those  who  have  a  stake  in  the 
outcome — and  that  includes  most  of  the  free 
nations  of  Asia.  The  point  is  that  the  moral 
obloquy  ought  to  rest  with  those  who  have 
started  this  affair  and  who  refuse  to  bring 
it  to  an  end. 

Q.  But  are  you  getting  any  military  bene- 
fit from  this  bombing  now?  As  one  under- 
stands it,  the  buildup  of  the  North  Viet- 
namese forces  in  South  Viet-Nam  is  even 
greater  now  than  it  was  before  the  bombing 
began. 

A.  Oh,  I  think  it's  no  accident  that  the 
other  side  is  concentrating  now  on  trying  to 
get  an  unconditional  and  permanent  cessa- 
tion of  the  bombing.  I  think  that  would  not 
be  their  main  object  unless  it  were  hurting. 
We  have  knocked  out  trucks,  railway 
wagons,  barges,  by  the  thousands  bringing 
men  and  arms  to  the  South;  and  I  have  no 
doubt  at  all  that  the  bombing  has  made  it 


much  more  difficult  for  them  to  lay  on  their 
effort  and  sustain  it  and  certainly  more 
difficult  for  them  to  increase  it. 

So  from  a  military  point  of  view,  it  is 
important.  But  also  there's  a  political  aspect 
of  this  as  well.  If  North  Viet-Nam  could  sit 
there  indefinitely,  safe  and  comfortable, 
while  it  sends  its  men  and  arms  into  South 
Viet-Nam,  what  would  be  their  incentive  to 
ever  make  peace? 

Q.  The  people  say  in  Britain,  where  we 
do  understand  a  bit  about  bombing — 

A.   Yes— 

Q.  — that  bombing  attacks  of  this  nature 
merely  stiffen  people's  backs  and  make  them 
resolve  to  go  on  until  they  do  win. 

A.  Well,  Germany  didn't  go  on  until  they 
won. 

Q.  It  wasn't  the  bombing,  was  it,  Mr. 
Ru^k,  that  held  Germany  down? 

A.   It  helped. 

Q.  May  I  ask,  on  the  sam,e  subject,  in 
weaponry  you  have  a  concept  of  cost-effec- 
tiveness. Have  you  in  the  bombing  of  Viet- 
Nam  any  concept  of  "life-effectiveness"? 
That  is  to  say,  can  you  balance  the  advan- 
tages you  are  likely  to  get  from  a  particular 
bombing  operation  against  the  likely  civilian 
casualties — to  some  civilian  casualties? 

A.  Well,  as  I  said  earlier,  we  take  the 
iwssibility  of  civilian  casualties  very  much 
into  account  when  we  designate  targets  and 
there  have  been  targets  that  have  not  been 
hit  simply  because  they  do  involve  high 
risk  of  substantial  civilian  casualties — this 
despite  the  fact  that  the  North  Vietnamese, 
having  learned  that  this  is  our  policy,  do 
put  their  SAM  missiles  and  their  antiair- 
craft in  populated  areas  and  use  populated 
areas  as  a  sort  of  cover  for  some  of  their 
military  installations.  Nevertheless,  we  do 
our  best  to  avoid  civilian  casualties. 

But  in  terms  of  cost-effectiveness,  we 
don't  use  a  slide  rule  or  computer  on  that. 
Here  come  12  trucks  down  the  road,  headed 
South  with  men  and  arms  on  board.  Now, 
do  you  strike  them,  or  do  you  wait  until  they 


276 


DEPARTMENT  OF  STATE  BULLETIN 


get  into  the  South  and  pick  the  metal  out  of 
the  bodies  of  your  own  troops?  We  think  we 
have  to  hit  them. 

Q.  I'm  talking  about  the  bombing  of  in- 
stallations on  the  ground  which  are  near 
residential  areas. 

Need  for  Reciprocity 

Q.  Mr.  Riisk,  there  is  general  feeling  in 
the  world,  and  I  should  say  -certainly  among 
intellectuals  and  academics  in  the  States, 
that  you  should  deescalate,  stop  the  bombing 
in  the  North,  and  move  into  a  position  from 
which  negotiation  would  at  any  rate  be 
possible — and  the  feeling  is  that  you  will  not 
do  this  because  of  what  was  originally  an 
exclusive  oriental  fear,  that  fear  of  loss  of 
face.  Is  there  anything  in  this? 

A.  No,  this  is  not  a  question  of  loss  of 
face.  The  other  side  is  now  saying  that  we 
must  stop  the  bombing  unconditionally  and 
permanently.  This  is  a  rather  different  thing 
than  the  notion  of  suspending  the  bombing. 
Last  autumn,  a  year  ago,  we  had  many  sug- 
gestions from  the  other  side  that  if  we 
stopped  the  bombing  for  a  period  something 
might  hapi)en — we  might  be  able  to  get  some 
talks  started  and  find  a  way  to  bring  this 
matter  to  a  conclusion.  Well,  in  fact  we 
stopped  the  bombing  for  twice  as  long  as  had 
been  suggested  by  the  other  side,  and  the  only 
thing  we  got  for  it  was  a  demand  that  we 
take  Hanoi's  four  points — get  out  of  South 
Viet-Nam,  and  accept  the  Liberation  Front 
as  the  sole  spokesman  for  the  South  Viet- 
namese people.  Now  they've  changed  the 
view  on  this.  We  must  now,  they  say,  stop 
permanently  and  unconditionally,  because  a 
suspension  is  somehow  an  ultimatum. 

So  this  makes  it  important  for  us  to  know 
what  would  happen.  I  don't  believe,  for 
example,  that  you  could  tell  me  what  would 
happen  if  we  stopped  the  bombing — perhaps 
you  do  have  some  information  that  we  don't 
have — but  we  need  to  know  what  is  going  to 
happen  if  we  stop  the  bombing.  I  find  it 
rather  curious  that  the  notion  of  reciprocity 
seems  to  drop  out  of  this  discussion  in  many 
people's  minds.  Suppose  that  we  on  our  side. 


we  and  the  South  Vietnamese  and  the  others 
who  have  troops  in  Viet-Nam,  were  to  say, 
Well,  of  course  we  will  not  have  any  discus- 
sions with  anybody  at  any  time  unless  the 
violence  in  the  South  stops.  Everyone  would 
say.  Well,  you're  being  very  belligerent.  But 
the  tendency  is  to  say — when  the  North 
Vietnamese  say.  There'll  be  no  discussion  so 
long  as  you're  bombing  North  Viet-Nam — 
everybody  seems  to  say.  Well,  that  sounds 
perfectly  natural,  that's  obvious.  You  see,  if 
we  were  to  take  that  same  view,  you  would 
condemn  us  rather  severely,  I  should  think. 

Q.  But  on  the  other  hand,  Mr.  Rusk,  I 
think  it  is  generally  accepted  that  the  Rus- 
sians and  Poles,  and  some  people  in  the 
Communist  half  of  the  world,  do  rather  think 
that  if  this  bombing  could  be  stopped,  the 
weight  of  their  pressure  in  Hanoi  would  be 
much  greater  than  the  pressure  which  you 
attribute  to  Peking. 

A.  Well,  you  see,  we've  never  had  from 
anybody  what  they  would  do  if  we  stopped 
the  bombing.  Now,  for  example,  I  wonder  if 
the  minds  of  any  of  you  here  would  be 
changed,  from  whatever  it  is,  if  we  stopped 
the  bombing  and  there  was  no  response.  I 
have  not  had  anyone — private  citizen,  gov- 
ernment— tell  me  what  they  would  do  if  we 
stopped  the  bombing,  even  if  they  could  not 
tell  us  what  Hanoi  would  do.  So  we  need  to 
know  more  than  that  about  the  effect;  other- 
wise, as  I  say.  North  Viet-Nam  would  sit 
there  safe  and  comfortable,  perhaps  for  the 
next  50  years,  continuing  its  effort  to  send  in 
men  and  supplies.  We  need  some  peace  in 
this  part  of  the  world,  and  we're  going  to  get 
it — we're  going  to  insist  upon  it. 

IVIilitary  Situation  in  Viet-Nam 

Q.  Leaving  the  moral  issue  of  the  bombing 
for  a  moment,  Mr.  Rusk,  could  we  look  a  bit 
closer  at  the  military  situation.  You  now  have 
JtOO,000  men  out  there,  and  your  budget  has 
gone  rocketing  up — it's  over  73  billion 
now — aTid  your  own  Great  Society  program 
is  being  damaged,  I  believe,  because  of  the 
cost  of  this  war.  Are  you  satisfied  this 
enormous  cost  is  being  bought  by  real  tangi- 


FEBRUARY  20,  1967 


277 


ble  military  gains  ?  I  mean,  are  you  confident 
you're  getting  the  right  kind  of  military 
advice  in  Viet-Nam? 

A.  I  have  no  doubt  about  the  skill  and  the 
professional  judgment  and  the  capabilities  of 
our  military  leaders,  as  well  as  the  men  in 
uniform  out  there — it's  a  most  extraordinary 
performance.  What  we're  trying  to  do  is  to 
prevent  North  Viet>Nam's  achieving  a  mili- 
tary victory.  Now,  there  is  therefore  a  mili- 
tary component  in  this  situation;  because 
after  all  is  said  and  done,  at  the  end  of  the 
day  here  come  two  regiments  down  the  road 
from  the  North.  Someone  has  to  decide:  Do 
you  get  out  of  their  way  or  do  you  meet 
them?  We  feel  that  we  must  meet  them.  Now, 
that  is  a  decision  that  we  cannot  avoid.  After 
everyone  has  said  everything  there  is  to  say 
on  this  subject,  here  come  the  two  regiments. 
What  do  you  do  about  them  ?  Now,  of  course 
it  is  an  expensive  war,  but  we  do  believe  that 
what  happens  here  has  something  to  do  with 
the  prospects  of  general  peace.  We  are  at  the 
beginning,  perhaps,  of  the  possibilities  of 
detente  with  the  Soviet  Union,  but  we  didn't 
come  to  that  point  by  forgetting  Azerbaijan, 
by  giving  away  the  eastern  provinces  of 
Turkey,  by  welcoming  the  Greek  guerrillas 
into  Athens,  by  giving  away  Berlin,  by  for- 
getting Korea,  by  being  negligent  about  the 
Congo,  by  having  no  concern  with  Southeast 
Asia,  or  by  welcoming  the  missiles  into  Cuba 
as  good  neighbors.  This  has  been  a  long,  dif- 
ficult, costly  affair,  and  we  have  only  just 
made  it. 

The  United  States  alone  since  1947  has 
had  to  spend  about  $900  billion  in  its  defense 
budget,  and  yet  we're  only  5  years  away  from 
two  very  critical  crises  involving  the  security 
of  the  West,  one  the  Berlin  crisis  of  1961  and 
'62  and  one  the  Cuban  missile  crisis.  So  the 
question  is,  How  do  you  build  a  durable 
peace?  And  one  of  the  problems  in  my  mind 
is  that  half  the  American  people,  half  the 
British  people,  can  no  longer  remember 
World  War  II — and  fewer  of  them  can  re- 
member the  events  that  led  up  to  World  War 
II.  And  therefore  the  question  which  was  the 
great  preoccupation  of  all  of  us  in  1945,  How 


do  you  organize  a  durable  peace?  is  begin- 
ning to  recede  into  the  background — people 
are  getting  forgetful  of  that  question, 
negligent  about  it.  Now,  I  don't  see  how 
we're  going  to  come  to  peace  by  allowing 
people  to  overrun  their  neighbors  by  force. 

Q.  That  isn't  quite  the  question,  Mr.  Rusk. 
I  mean,  let's  get  back  to  the  military  situa- 
tion in  South  Viet-Nam.  You've  jiist  referred 
to  an  astonishing  performance  by  your 
generals,  and  so  on.  What  are  the  precise 
indications  of  this  performance,  what 
progress  have  you  actually  made,  in  a 
strictly  military  sense,  in  the  last  year? 

A.  Well,  in  the  first  place,  the  effort  of 
the  Viet  Cong  and  North  Vietnamese  forces 
to  cut  the  country  in  two  has  been  frus- 
trated. They  have  not  been  able  to  move  this 
war  to  the  third  stage  of  the  guerrilla  tactics; 
that  is,  to  the  conventional  stage;  organized 
forces  of  battalion  and  regimental  size  are 
not  the  pattern  of  their  action  at  the  present 
time  in  general,  because  in  those  engage- 
ments the  firepower  and  the  force  that  are 
present  there  inflict  very  severe  casualties 
upon  them  and  they  have  therefore  been 
pulling  away  from  that.  The  problem  still 
is  the  tactical  problem  of  the  guerrilla  situ- 
ation. We  captured  documents  the  other  day, 
in  operations  in  the  Iron  Triangle,  in  which 
the  other  side  had  reported  to  their  own 
higher  command  that  they'd  lost  a  million 
peasants  to  the  Government  in  the  most 
recent  months. 

Q.  Are  you  going  to  publish  these? 

A.  They  were  published  this  morning.  We 
know  from  prisoners  that  the  other  side 
is  having  severe  difficulties  of  supply,  of 
feeding  themselves,  of  medical  care  for  their 
wounded — things  of  that  sort.  So  we  think 
that  we  are  making  headway,  but  the  typical 
guerrilla  problem  is  still  there — that  is  a 
mean  and  difficult  kind  of  thing  to  deal  with. 

Q.  — political  problems,  are  you  satisfied 
with  the  kind  of  political  advance  which  may 
be  taking  place,  or  should  be  taking  place,  in 
South  Viet-Nam — things  like  land  reform 
and  that  kind  of  thing? 


278 


DEPARTMENT  OF  STATE  BULLETIN 


A.  Well,  I  think  the  most  important  polit- 
ical development  this  past  year  has  been  the 
election  of  the  constituent  assembly  to  draft 
a  constitution  under  which  elections  will  be 
held  for  a  national  government.  This  was 
begun  on  the  initiative  of  the  present  mili- 
tary directorate  in  January  of  1966.  This 
was  repeated  by  '  this  leadership  at  the 
Honolulu  meeting,  ^  and  we  put  ourselves 
behind  it  because  we  thought  it  was  a  very 
good  idea.  Now,  we'll  know  by  the  end  of 
March,  early  April,  what  the  shape  of  that 
constitution  will  be.  We  do  believe  that  the 
South  Vietnamese  leadership  is  fully  com- 
mitted to  that  transition  to  an  elective  gov- 
ernment. We  were  encouraged  by  the  num- 
bers of  those  who  turned  out  to  elect  a 
constituent  assembly.  Many  of  the  govern- 
ment candidates  failed  in  the  election.  They 
do  represent  the  various  elements  in  the 
population,  the  Buddhists  and  the  Catholics 
and  the  Montagnards  and  the  other  sects, 
and  so  we  think  there  is  now  in  the  making 
a  representative  government  on  the  way. 
Now,  it's  not  going  to  be  easy,  and  there  will 
be  perhaps  some  nervous  moments  along  the 
way;  but  we  believe  that  that  is  the  most 
important  political  advance. 

You  see,  these  various  groups  that  I  have 
mentioned  in  South  Viet-Nam  have  a  genius 
for  disagreeing  among  themselves  on  some 
matters,  but  they  do  seem  to  agree  with  each 
other  on  the  one  point  that  they  do  not 
want  Hanoi  and  they  do  not  want  the  Libera- 
tion Front.  Now,  they  are  represented  in  the 
constituent  assembly,  and  we  would  hope 
that  there  would  be  in  this  process  a  sort  of 
basic  political  treaty  among  the  different 
elements  there  under  which  they  could 
finally  get  themselves  a  government  which 
they  themselves  have  chosen  and  which 
would  fairly  represent  the  difi'erent  elements 
in  the  population. 

Q.  Mr.  Rusk,  is  this  entirely  a  fair 
analysis?  After  all,  there  are  the  Viet  Cong, 
and  I  think  most  of  us  are  really  looking,  in 
the  present  situation  in  South  Viet-Nam,  for 


'  For  background,  see  Bulletin  of  Feb.  28,  1966, 
p.  302. 


the  kind  of  peace  settlement  that  the  United 
States  is  prepared  to  accept.  What  kind  of 
political  life  in  a  peaceful  South  Viet-Nam 
tvould  the  United  States  concede  to  the 
National  Liberation  Front? 

Question  of  Viet  Cong's  Political  Role 

A.  I  think  that  if  the  Viet  Cong  were  to 
lay  down  their  arms  and  take  part  in  the 
normal  political  processes  of  the  country, 
there  are  ways  that  could  be  found  to  permit 
them  to  do  so — that  is,  for  political  partici- 
pation, things  of  that  sort.  I  don't  know — I 
don't  recall — ^that  you  and  Malaya  made 
special  arrangements  for  the  insurgents 
there  to  have  a  political  role  when  you 
moved  into  a  period  when  you  could  have 
elections  there,  but  these  people  can  take 
part  in  the  politics  of  the  country  if  they're 
willing  to.  But  they  bitterly  resisted  the 
elections,  the  recent  elections.  Hanoi  thus 
far  has  not  accepted  the  notion  that  the 
South  Vietnamese  people  can  elect  their  own 
government  and  themselves  decide  on  what 
their  attitude  is  toward  the  reunification  of 
the  country. 

We'd  like  to  see  these  matters  settled  by 
the  people  concerned.  Now,  this  can  be  done 
if  people  lay  dovni  their  arms  and  adopt 
political  tactics. 

Q.  But  these  are  your  only  terms,  and  it's 
very  difficult  for  people  who  have  been 
fighting  just  simply  to  lay  down  their  arms 
in  the  presence  of  a  very  difficult  govern- 
ment like  Marshal  [Nguyen  Cao']  Ky's,  and 
ivith  American  troops  still  in  the  territory. 
You'd  think  they  would  have  guarantees 
that  there  tvould  be  political  freedom  for 
them,  particularly  against  the  South  Viet- 
namese. 

A.  Well,  this  is  something  that  can  be 
discussed  and  worked  out.  As  you  know, 
about  20,000  of  these  people  did  come  over 
officially  to  Government  areas  during  the 
past  year.  I  have  no  doubt  that  the  present 
Government  or  its  successor  government  will 
work  out  amnesty  and  arrangements  which 
would  let  these  people  take  a  part  in  the 
peaceful  processes  of  the  country — but  that's 


FEBRUARY  20,  1967 


279 


something  that  can  be  discussed  at  the  right 
time. 

Q.  But  you  have  contacts  with  the  NLF 
in  Algiers,  I  understand.  Did  anything  come 
of  this? 

A.  Well,  there  have  been  discussions  of 
prisoners,  but  I  have  little  to  report  on  that. 

Q.  Will  you  be  prepared  to  negotiate 
directly  with  the  Viet  Cong  or  Hanoi,  if 
both  do  so? 

A.  President  Johnson  said  some  time  ago 
that  having  the  views  of  the  Viet  Cong 
represented  would  not  create  an  insuperable 
obstacle  if  the  problem  of  aggression  were 
removed  from  the  picture.  Now  on  that — 
excuse  me,  go  ahead. 

Q.  Sir,  do  you  regard  the  recent  estab- 
lishment of  headquarters  of  the  Viet  Cong 
in  Hanoi  as  a  sign  of  their  increasing  inde- 
pendence from  Hanoi? 

A.  No,  I  don't  at  all.  The  leadership  of 
the  Viet  Cong  in  the  South  is  made  up  of 
North  Vietnamese  generals,  men  that  we 
know  by  name.  One  of  them  is  a  four-star 
general  who  gives  the  political  and  the  mili- 
tary direction  to  the  National  Liberation 
Front.  And  we  have  this  on  a  basis  of  a 
great  deal  of  information,  ranging  from 
captured  documents  to  the  testimony  of 
high-ranking  prisoners  to  other  forms  of 
more  esoteric  information.  So  we're  not  very 
much  impressed  with  this  alleged  difference 
between  the  Liberation  Front  and  Hanoi, 
quite  frankly. 

Q.  /  did  see  a  report  of  a  fairly  senior 
Viet  Cong  officer  in  the  South  ivho,  being 
interrogated,  said  they  had  very  little  com- 
munication with  Hanoi,  which  seemed  to 
suggest  to  us  some  independence. 

A.  No,  they  have  a  great  deal  of  com- 
munication with  Hanoi,  I  assure  you. 

Q.  Could  you  say  .whether  the  changes 
that  have  been  taking  place  rather  obscurely 
in  China  over  the  last  few  weeks  have  made 
any  greater  likelihood  of  peaceable  change? 

A.    It's  very  hard  to  assess  that.  We  are 


well  aware  that  what  is  happening  in  China 
is  of  the  greatest  importance.  Quite  frankly, 
we  don't  quite  fully  understand  its  signifi- 
cance. Ignorance  on  this  doesn't  embarrass 
us  particularly,  because  we  suspect  that  Mr. 
Ho  Chi  Minh  doesn't  fully  understand  what 
is  going  on  there  and  Mao  Tse-tung  doesn't 
fully  understand.  It  may  be  that  the  events 
in  China  may  give  Hanoi  somewhat  more 
freedom  of  action  than  they  might  have  felt 
they  had  a  little  earlier.  And  so  we're  explor- 
ing the  possibilities  here  to  find  out  whether 
or  not  that  is  possibly  the  case,  but  we  just 
don't  know  yet. 

Q.  So  it's  not  your  contention  that  Ho  Chi 
Minh  takes  orders  from  Peking? 

A.  Not  necessarily,  no,  no.  He  is  strongly 
influenced  by  Peking  and  has  been  for  some 
time;  and  we  think  that  perhaps,  on  balance, 
the  influence  of  Moscow  in  Hanoi  has  been 
somewhat  less  than  that  of  Peking — but 
these  are  matters  that  change  from  month 
to  month. 

Q.  But  in  this  situation,  where  there  is  a 
possibility  that  the  events  in  Peking  could 
have  a  positive  effect,  or  likely  to  bring  the 
tvar  to  an  end,  isn't  this  an  added  incentive 
for  ending  the  bombing — just  trying  it  out? 

A.  No,  we  need  to  know  what  will  hap- 
pen— we  need  to  know  what  will  happen.  It 
isn't — when  you  look  back  at  the  other  crises 
that  we've  all  faced  since  1945,  it  is  not 
beyond  the  reach  of  diplomacy,  or  private 
channels  or  otherwise,  to  find  out  these 
things  in  advance  and  not  just  rely  upon 
hope.  Most  of  the  crises  in  this  postwar 
period  have  been  brought  to  conclusion  by 
very  discreet  private  contacts  in  which  the 
two  sides  would  know  approximately  what 
would  happen  if  the  matter  moved  toward  a 
peaceful  conclusion,  and  that  is  not  beyond 
the  possibilities  here. 

Basis  for  Peace  Settlement 

Q.  Are  you  satisfied  that  the  other  side 
knows  precisely  what  the  United  States 
wants  in  a  peace  settlement? 

A.    I  think  so.  We,  over  and  over  again. 


280 


DEPARTMENT  OF  STATE  BULLETIN 


have  made  essential  points  public — the  14 
points  that  we  put  out  at  the  beginning  of 
1966  have  been  developed  somewhat  further 
in  detail  during  the  year.^  But  basically  it  is 
that  we  accept  the  Geneva  agreements  of 
1954  and  1962  as  a  basis  for  peace  in  South- 
east Asia;  that  we  let  the  South  Vietnamese 
make  up  their  own  minds  about  their  own 
government  and  about  the  question  of  re- 
unification; that  we're  prepared  to  enter  into 
any  kind  of  discussions,  conferences,  formal 
negotiations,  private  contacts,  on  the  total 
problem  or  any  part  of  it;  and  that  if  there 
can  be  peace,  we  would  be  glad  to  partici- 
pate in  a  very  far-reaching  development  pro- 
gram for  all  of  Southeast  Asia  in  which 
North  Viet-Nam  can  participate. 

Now,  we're  prepared  to  take  up  the  entire 
problem  or  any  part  of  it.  For  example,  we'd 
like  to  see  the  Geneva  machinery  give  some 
aid  and  assistance  to  Prince  Sihanouk 
[Prince  Norodom  Sihanouk,  Chief  of  State 
of  Cambodia] ,  who  has  been  asking  for  help 
in  keeping  his  own  country  neutral  and  un- 
involved  in  this  struggle.  The  other  side 
won't  accept  that.  We  would  like  to  see  the 
demilitarized  zone  between  North  and  South 
Viet-Nam  demilitarized.  The  other  side  won't 
do  that.  We'd  like  to  have  an  exchange  of 
prisoners — no  interest.  We'd  like  to  see  1,000 
percent  compliance  with  the  Laos  agreement 
of  1962 — no  interest. 

You  see,  one  must  not  forget  that  we  were 
very  bitterly  disappointed  that  the  Laos 
agreement  proved  to  be  so  futile.  We  went 
to  that  conference — you  and  the  Russians 
were  cochairmen  of  that  conference.  We  ac- 
cepted the  man  who  was,  in  effect,  the  Soviet 
nominee  as  Prime  Minister  at  that  time, 
Prince  Souvanna  Phouma.  We  accepted  the 
coalition  government  that  had  been  worked 
out  by  discussions  among  the  three  factions, 
so-called,  in  Laos.  What  was  the  result? 
North  Viet-Nam  did  not  withdraw  their 
forces  from  Laos.  They  did  not  stop  using 
Laos  as  an  infiltration  route  to  the  South. 
The  coalition  government  was  not  permitted 
to  function  in  the  Pathet  Lao-held  areas  of 


'  See  p.  284. 


Laos,  and  the  ICC  [International  Control 
Commission]  was  not  permitted  to  function 
in  those  areas. 

Now,  we  had  thought  at  the  time  that  that 
agreement  could  represent  a  major  step  to- 
ward peace  in  Southeast  Asia,  and  we  are 
very  disappointed  that  this  did  not  have  that 
result.  It  called  for  neutralization  of  Laos. 
Laos  has  not  been  permitted  to  be  neutral. 

Q.  But  there  isn't  a  full-scale  war  in  Laos, 
is  there  ? 

A.  North  Viet-Nam's  major  effort  now  is 
against  Viet-Nam,  but  they  still  have  thou- 
sands of  their  troops  in  Laos  and  have  never 
pulled  them  out  of  there;  and  they're  still 
using  Laos,  despite  the  precise  requirements 
of  the  Laos  agreement,  for  infiltration  into 
South  Viet-Nam. 

Q.  In  those  lU  points  you've  just  men- 
tioned,  Mr.  Rusk,  are  you  now  prepared  to 
include  the  NLF  as  a  full  negotiating  .party? 

A.  We  have  said  these  14  points  include 
President  Johnson's  statement  on  that  sub- 
ject, which  cast  it  in  terms  of  not  being  an 
insuperable  obstacle.  Quite  frankly,  I'll  be 
prepared  to  discuss  that  with  someone  who 
can  end  the  shooting;  I  don't  see  much  point 
in  negotiating  that  point  with  you,  because 
you  can't  stop  the  shooting.  But  it's  perfectly 
— it's  been  made  known  that  we're  prepared 
to  discuss  that  problem  with  the  other  side. 

Q.  Would  you  settle  for  a  neutralist  South 
Viet-Nam  government? 

A.  Well  we  have  said  in  our  14  points 
that  as  far  as  we  are  concerned,  the  nations 
of  Southeast  Asia  can  be  neutral  or  non- 
alined  if  that  is  their  desire;  and  as  a  matter 
of  fact,  as  you  know.  South  Viet-Nam  was 
a  protocol  state  to  the  Southeast  Asia  Treaty 
Organization  rather  than  a  signatory,  be- 
cause they  were  in  a  position  of  neutrality 
under  those  arrangements.  We're  prepared 
to  see  Southeast  Asia  neutral  if  that  is  what 
they  want  to  be.  What  we  would  like  to 
know  is  whether  those  in  the  North — Hanoi, 
Peking,  the  rest  of  them — would  permit 
Southeast  Asia  to  be  neutral. 

Q.    Mr.  Rusk,  John  F.  Kennedy  said  in 


FEBRUARY  20,  1967 


281 


1951 — I'll  read  his  exact  words,  this  sen- 
tence: "Without  the  support  of  the  native 
population  there  is  no  hope  of  success  in  any 
of  the  countries  of  Southeast  Asia."  Can  you 
really  say  that  you  have  that  support  ? 

A.  Oh,  I  think  there's  no  question  that 
the  general  population  in  South  Viet-Nam 
does  not  want  what  Hanoi's  trying  to  do  to 
them.  They  are  still  carrying  the  main  bur- 
den of  the  war  in  terms  of  casualties  and 
in  terms  of  military  operations.  Press  at- 
tention has  tended  to  focus  more  upon  the 
Americans  and  what  we  do  out  there,  be- 
cause American  reporters  concentrate  on 
American  forces  quite  naturally.  But  on  any 
given  day,  two-thirds  of  the  operations  of 
battalion  size  or  larger  would  be  conducted 
by  the  South  Vietnamese.  Their  casualties 
are  larger  than  ours. 

But  more  important  than  that,  we  have 
Americans  scattered  all  through  the  country- 
side doing  a  great  variety  of  jobs  in  ones 
and  fours  and  fives  and  tens,  outside  of 
regular  military  formations.  We  have  not 
had  instances  of  treachery  on  the  part  of 
the  South  Vietnamese  among  whom  these 
people  are  living.  Now  the  Viet  Cong  some- 
times come  in  and  raid,  but  if  there  were 
any  serious  view  among  the  South  Viet- 
namese that  we  and  they  were  not  in  there 
for  a  common  purpose,  undoubtedly  you'd 
have  repeated  acts  of  treachery  among  these 
exposed  Americans  living  all  over  the 
countryside.  It  just  doesn't  occur. 

But  in  any  event,  on  all  of  these  questions, 
we're  prepared  to  let  the  South  Vietnamese 
make  the  decisions.  We  made  it  very  clear 
that  as  far  as  we're  concerned,  we're  not  in- 
terested in  bases  in  Southeast  Asia,  we're 
not  interested  in  keeping  our  forces  there 
after  peace  is  achieved;  we've  said  that  we'll 
bring  them  out  within  6  months  after  a 
peace  is  achieved,  that  we'll  put  in  a  time- 
table if  the  other  side  will  put  in  a  time- 
table. We  want  to  know  what's  going  to  hap- 
pen to  those  20  regiments  of  the  North 
Vietnamese  regular  forces  in  South  Viet- 
Nam. 


282 


Q.  But  do  you  contend,  Mr.  Busk,  that  it 
is  only  the  North  Vietnamese  regiments 
that's  keeping  the  revolution  in  South  Viet- 
Nam  on  the  present  scale? 

A.  It  was  only  the  movement  of  men  and  ^ 
arms  from  North  Viet-Nam  that  brought 
American  combat  forces  into  South  Viet- 
Nam.  Now,  I  believe,  myself,  that  if  North 
Viet-Nam  really  pulls  out  of  this  situation, 
takes  their  troops  back  home,  makes  it  clear 
that  they're  not  going  to  persist  in  what  they 
publicly  announced  in  1960  that  they  were 
going  to  do,  namely,  go  after  South  Viet- 
Nam  by  force,  the  South  Vietnamese  would 
sort  out  their  own  affairs  very  quickly  after 
that. 

Continued  North  Vietnamese  Infiltration 

Q.  Why  weren't  you  able  to  terminate  the 
war  before  North  Viet-Nam  intervened  in 
the  first  place — if  what  you  say  is  correct? 

A.  Well,  I  didn't  have  much  of  a  chance 
to  do  that,  because  when  I  became  Secretary 
of  State  they  were  already  intervening.  They 
began  sending  men  and  arms  into  South 
Viet-Nam,  1959,  1960 — publicly  indicated  in 
1960  that  they  were  going  to  do  so,  and  that 
infiltration  has  steadily  been  building  up  all 
along. 

We  went  to  the  Geneva  conference  on  Laos 
in  1962  determined  to  get  an  agreement  that 
would  provide  for  a  neutral  Laos.  You  see, 
President  Kennedy  and  Chainnan  Khru- 
shchev had  agreed  in  Vienna  in  June  1961 
that  the  solution  to  Laos  ought  to  be  that 
everyone  get  out  of  Laos— everyone — and 
leave  these  2  million  landlocked  people  to 
manage,  or  mismanage,  their  own  affairs 
and  that  under  those  circumstances  they 
would  be  a  threat  to  no  one  else. 

So  we  thought  that  a  Laos  agreement, 
genuinely  accepted  by  all  sides  and  with  full 
performance  on  all  sides,  would  be  a  major 
step  toward  peace  in  Southeast  Asia  and 
could  affect  also  peace  in  Viet-Nam.  We  were 
disappointed  in  that,  and  the  infiltration  has 
continued. 


DEPARTMENT  OF  STATE  BULLETIN 


Q.  But  can  you  seriously  maintain  that  a 
tiny  country  like  Viet-Nam  could  hold  at 
bay  the  entire  armed  forces  of  the  United 
States,  the  most  powerful  power  in  history, 
if  those  local  forces  in  Viet-Nam  did  not  have 
very  considerable  stipport? 

A.  Well,  you  had,  what? — ^troop  superior- 
ity of  10  to  1  in  Malaya,  and  it  took  about 
7  years  for  it.  The  guerrilla  problem  is  a 
very  difficult  one  with  which  to  deal,  because 
you  cannot  really  bring  your  power  fully  to 
bear  on  people  you  can't  find,  and  so  if  s — it 
tends  to  be — a  long-drawn-out,  difficult 
problem. 

Q.  You  have  little  more  than  parity  at 
the  moment.  Does  that  mean  you  have  to 
increase  your  troops  to  a  minimum  of — 

A.  No,  no,  because  I  think  the  combina- 
tions of  greater  mobility  than  you  had  in 
Malaya,  for  example,  a  greater  firepower, 
such  factors  as  that,  reduce  that  requirement 
very  considerably. 

Influence  of  Peking  and  Moscow  in  Hanoi 

Q.  May  I  change  the  subject  for  a  mo- 
ment: What  do  you  think  Russia  wants  to 
come  out  of  this  situation  ?  She  surely  doesn't 
want  Hanoi  and  China  to  win;  because  if 
she  did,  she  would  lose  her  infkience  in 
Southeast  Asia  and  perhaps  be  forced  to  be- 
come more  aggressive  in  other  parts  of  the 
world,  and  she  doesn't  want  to  do  it. 

A.  You  may  remember  that  the  Warsaw 
Pact  countries  had  a  meeting  in  Bucharest 
last  year,  I  think  in  July.  In  their  commu- 
nique, after  saying  some  very  rude  things 
about  us  in  Viet-Nam,  they  did  say  that 
they  wanted  us  to  comply  completely  with 
the  Geneva  agreements  of  1954  and  1962. 
Our  reply  was:  All  right,  we  agree,  let's  get 
started.  It  is  my  impression  that  the  coun- 
tries of  Eastern  Europe  are  prepared  to  see 
peace  in  Southeast  Asia  on  the  basis  of  the 
1954  and  1962  agreements. 

But  one  of  the  problems  is  that  it's  very 
hard  to  get  something  started,  to  get  a  po- 
litical process  started,  to  come  to  that  result. 


This  is  partly,  I  suspect,  because  Peking  has 
been  attacking  Moscow  almost  every  day  for 
being  in  some  conspiracy  with  United  States 
to  betray  Hanoi — I  must  say  from  our  point 
of  view  we  see  no  evidence  of  that  conspiracy 
— also  because  Moscow  does  not  have  de- 
cisive influence  in  Hanoi. 

My  own  guess  is  that  one  of  the  reasons 
that  the  Laos  agreement  proved  ineffective 
was  that  Moscow,  as  well  as  the  rest  of  us, 
had  no  effective  influence  in  Hanoi  to  insist 
upon  Hanoi's  compliance  with  the  1962 
agreement.  I'm  inclined  to  think  that  the 
Soviet  Union  signed  that  agreement  in  good 
faith  in  1962;  so  there  are  some  complica- 
tions on  their  side,  as  well  as  on  ours. 

We've  been  trying  to  find  any  possible  way 
to  get  something  started,  however  small  it 
might  be,  whether  it's  through  the  ICC  or 
the  two  cochairmen  or  otherwise,  in  order  to 
begin  a  process  that  might  lead  into  a  serious 
discussion  of  peace  throughout  Southeast 
Asia  generally. 

Q.  Mr.  Rusk,  one  of  the  things  that  seems 
to  be  apparent  is  that  you  don't  have  a  hot 
line  to  either  Peking  or  to  Hanoi.  Some  of  us 
the  other  day  met  some  of  the  religious 
leaders  who  had  come  back  from  Hanoi 
reporting  unofficially  an  invitation  to  Presi- 
dent Johnson  to  go  there.  If  an  official 
invitation  could  in  any  way  be  maneuvered 
out  of  Hanoi,  as  Secretary  of  State  do  you 
think  you  would  advise  the  President  to  go 
to  Hanoi  on  some  conditions?  Would  it  be 
worthivhile  to  try  that  way  of  achieving  some 
settlement  ? 

A.  We  don't  anticipate  such  an  invitation. 
The  one  to  which  you  refer  apparently  sup- 
posed that  we  would  withdraw  from  South 
Viet-Nam  first.  I  would  not  think  that  that 
would  be  the  better  way  to  establish  contact. 
As  a  matter  of  fact,  I've  said  many  times 
that  there  has  never  been  a  problem  arising 
out  of  lack  of  contact  with  the  other  side.  We 
have  had  more  discussions  of  more  serious 
matters  with  Peking  than  anyone  who  has 
diplomatic  relations  with  them,  with  the  pos- 
sible exception  of  the  Soviet  Union.  We  had 


FEBRUARY  20,  1967 


283 


our  132d  talk  with  them  in  Warsaw  the 
other  day.  There  has  never  been  a  problem  of 
contact  with  the  other  side.  The  problem  is 
that,  with  contact,  we  don't  see  a  desire  for 
peace. 

Moderator:  Well,  Mr.  Rusk,  we've  "put  an 
awful  lot  of  questions  to  you,  and  you've 
given  its  a  very  large  number  of  answers.  I 
think  on  behalf  of  us  all,  we're  really  very 
grateful  to  you  for  coming  here  and  submit- 
ting to  this  inquisition  today. 

A.  Well,  thank  you  very  much,  gentlemen. 
I've  enjoyed  seeing  you  very  much  and  hope 
you  have  a  pleasant  journey  home. 

Moderator:  Thank  you  very  much  indeed. 


Fourteen  Points  for  Peace 
in  Southeast  Asia 

Secretary  Ru^k  on  January  27  approved 
the  release  of  the  following  elaboration  of  the 
Fourteen  Points  for  Peace  in  Southeast  Asia, 
which  were  previously  made  public  by  the  De- 
partment of  State  on  January  7,  1966 > 

1.  The  Geneva  Agreements  of  1954  and 
1962  are  an  adequate  basis  for  peace  in 
Southeast  Asia. 

2.  We  would  welcome  a  conference  on 
Southeast  Asia  or  any  part  thereof: 

— We  are  ready  to  negotiate  a  settlement 
based  on  a  strict  observance  of  the  1954 
and  1962  Geneva  Agreements,  which  ob- 
servance was  called  for  in  the  declaration 
on  Viet-Nam  of  the  meeting  of  the  Warsaw 
Pact  countries  in  Bucharest  on  July  6, 
1966.  And  we  will  support  a  reconvening 
of  the  Geneva  Conference,  or  an  Asian 
conference,  or  any  other  generally  accept- 
able forum. 

3.  We  would  welcome  "negotiations  with- 
out preconditions"  as  called  for  by  17  non- 
alined  nations  in  an  appeal  delivered  to  Sec- 
retary Rusk  on  April  1,  1965.^ 

4.  We  would  welcome  "unconditional  dis- 
cussions" as  called  for  by  President  Johnson 
on  April  7, 1965: « 


284 


— If  the  other  side  will  not  come  to  a 
conference,  we  are  prepared  to  engage  in 
direct  discussions  or  discussions  through 
an  intermediary. 

5.  A  cessation  of  hostilities  could  be  the     "" 
first  order  of  business  at  a  conference  or 
could  be  the  subject  of  preliminary  discus- 
sions: 

— We  have  attempted,  many  times,  to  en- 
gage the  other  side  in  a  discussion  of  a 
mutual  deescalation  of  the  level  of  violence, 
and  we  remain  prepared  to  engage  in  such 
a  mutual  deescalation. 

— We  stand  ready  to  cooperate  fully  in 
getting  discussions  which  could  lead  to  a 
cessation  of  hostilities  started  promptly 
and  brought  to  a  successful  completion. 

6.  Hanoi's  four  points  could  be  discussed 
along  with  other  points  which  others  may 
wish  to  propose: 

— We  would  be  prepared  to  accept  pre- 
liminary discussions  to  reach  agreement  on 
a  set  of  points  as  a  basis  for  negotiations. 

7.  We  want  no  U.S.  bases  in  Southeast 
Asia: 

— We  are  prepared  to  assist  in  the  con- 
version of  these  bases  for  peaceful  uses  that 
will  benefit  the  peoples  of  the  entire  area. 

8.  We  do  not  desire  to  retain  U.S.  troops 
in  South  Viet-Nam  after  peace  is  assured: 

— We  seek  no  permanent  military  bases, 
no  permanent  establishment  of  troops,  no 
permanent  alliances,  no  permanent  Amer- 
ican "presence"  of  any  kind  in  South  Viet- 
Nam. 

— We  have  pledged  in  the  Manila  Com- 
munique *  that  "Allied  forces  are  in  the  Re- 
public of  Vietnam  because  that  country  is 
the  object  of  aggression  and  its  govern- 
ment requested  support  in  the  resistance  of 
its  people  to  aggression.  They  shall  be  with- 
drawn, after  close  consultation,  as  the  other 


'  Bulletin  of  Feb.  14, 1966,  p.  225. 
'  For  texts  of  the  17-nation  appeal  and  the  U.S. 
reply,  see  ihii,.,  Apr.  26,  1965,  p.  610. 
» Ibid.,  p.  606. 
♦  For  text,  see  ihii.,  Nov.  14,  1966,  p.  730. 


DEPARTMENT  OF  STATE  BULLETIN 


side  withdraws  its  forces  to  the  North, 
ceases  infiltration,  and  the  level  of  violence 
thus  subsides.  Those  forces  will  be  with- 
drawn as  soon  as  possible  and  not  later 
than  six  months  after  the  above  conditions 
have  been  fulfilled." 

9.  We  support  free  elections  in  South  Viet- 
Nam  to  give  the  South  Vietnamese  a  govern- 
ment of  their  own  choice: 

— We  support  the  development  of 
broadly  based  democratic  institutions  in 
South  Viet-Nam. 

— We  do  not  seek  to  exclude  any  segment 
of  the  South  Vietnamese  people  from 
peaceful  participation  in  their  country's 
future. 

10.  The  question  of  reunification  of  Viet- 
Nam  should  be  determined  by  the  Vietnamese 
through  their  own  free  decision: 

— It  should  not  be  decided  by  the  use  of 
force. 

— We  are  fully  prepared  to  support  the 
decision  of  the  Vietnamese  people. 

11.  The  countries  of  Southeast  Asia  can  be 
nonalined  or  neutral  if  that  be  their  option: 

— We  do  not  seek  to  impose  a  policy  of 
alinement  on  South  Viet-Nam. 

— We  support  the  neutrality  policy  of  the 
Royal  Government  of  Laos,  and  we  support 
the  neutrality  and  territorial  integrity  of 
Cambodia. 

12.  We  would  much  prefer  to  use  our  re- 
sources for  the  economic  reconstruction  of 
Southeast  Asia  than  in  war.  If  there  is  peace. 
North  Viet-Nam  could  participate  in  a  re- 
gional effort  to  which  we  would  be  prepared 
to  contribute  at  least  one  billion  dollars: 

— We  support  the  growing  efforts  by  the 
nations  of  the  area  to  cooperate  in  the 
achievement  of  their  economic  and  social 
goals. 

13.  The  President  has  said  "The  Viet  Cong 
would  have  no  difficulty  in  being  represented 
and  having  their  views  presented  if  Hanoi  for 
a  moment  decides  she  wants  to  cease  aggres- 
sion. And  I  would  not  think  that  would  be  an 
insurmountable  problem  at  all." 


14.  We  have  said  publicly  and  privately 
that  we  could  stop  the  bombing  of  North 
Viet-Nam  as  a  step  toward  peace  although 
there  has  not  been  the  slightest  hint  or  sug- 
gestion from  the  other  side  as  to  what  they 
would  do  if  the  bombing  stopped: 

— We  are  prepared  to  order  a  cessation 
of  all  bombing  of  North  Viet-Nam  the  mo- 
ment we  are  assured — privately  or  other- 
wise— that  this  step  will  be  answered 
promptly  by  a  corresponding  and  appro- 
priate deescalation  of  the  other  side. 

— We  do  not  seek  the  unconditional  sur- 
render of  North  Viet-Nam;  what  we  do 
seek  is  to  assure  for  the  people  of  South 
Viet-Nam  the  right  to  decide  their  own 
political  destiny,  free  of  force. 


General  Taylor  Discusses  Recent 
Developments  in  Viet-Nam 

Gen.  Maxwell  D.  Taylor,  who  is  a  Special 
Consultant  to  President  Johnson,  met  with 
the  President  on  Janimry  30  to  report  on 
his  trip  to  Southeast  Asia.  Following  is  his 
opening  statement  at  a  press  conference  held 
at  the  White  House  after  the  meeting. 

Ladies  and  gentlemen,  I  have  just  re- 
ported to  the  President  on  my  rather  short 
and  intensive  visit  to  Southeast  Asia  which 
I  have  just  completed. 

I  was  gone  about  11  days  and  returned 
Saturday  night.  The  primary  purpose  for 
going  out  was  for  my  own  individual  reori- 
entation and  updating  of  my  acquaintance 
with  the  problems  of  Southeast  Asia.  I  think 
perhaps,  also,  to  get  out  of  the  sometimes 
gloomy  atmosphere  of  Washington  and  see 
what  the  feeling  is  in  the  front  lines,  where 
this  struggle  is  being  conducted. 

I  did  the  usual  things  in  South  Viet-Nam. 
I  talked  to  our  leading  officials,  numbers  of 
Vietnamese,  traveled  as  much  as  I  could, 
visited  most  of  our  principal  headquarters. 

Overall,  I  would  say  that  it  is,  to  me,  a 
very,  very  exciting  thing  to  see  the  progress 
made  in  the  last  year  and  a  half.  I  have 


FEBRUARY  20,  1967 


285 


not  been  back  since  I  left  as  Ambassador 
just  a  year  and  a  half  ago. 

I  had  perhaps  the  feeling  of  an  architect 
who  has  worked  over  a  blueprint  and  a  year 
or  so  later  sees  the  building  that  actually 
came  from  the  blueprint.  The  American  con- 
tribution out  there  in  the  military,  political, 
and  economic  fields  is  certainly  impressive 
and  certainly  reflects  credit  upon  Ambas- 
sador [Heni-y  Cabot]  Lodge,  General  [Wil- 
liam C]  Westmoreland,  and  all  of  their 
many  able  assistants. 

Just  tripping  quickly  across  the  front  of 
American  activities,  I  might  give  a  broad 
comment  and  then  expose  myself  to  your 
questions. 

I  think  the  military  sector  has  been  cov- 
ered extremely  well  by  our  reporting,  and 
probably  very  little  needs  to  be  said  at  this 
time.  There  is  an  air  of  confidence  among 
our  units  which  didn't  exist  when  I  was 
there.  So  many  of  our  difficulties  a  year  and 
a  half  ago,  or  2  years  ago,  arose  from  the 
inadequacy  of  military  resources  to  cope 
with  the  increasing  threat  of  the  Viet  Cong 
and  also  the  infiltration  of  the  armed  forces 
of  North  Viet-Nam  to  the  South. 

By  virtue  of  our  own  buildup  and  also 
the  continued  growth  of  the  Vietnamese 
forces,  I  would  say  that  particular  problem 
is  well  under  control. 

The  logistic  successes  of  our  people  in 
building  ports,  harbors,  roads,  airfields,  of 
course,  is  to  me — not  having  seen  this  as  it 
went  on — very  impressive  indeed. 

I  might  mention  the  field  of  intelligence, 
where  so  much  visible  progress  has  been 
made  in  the  last  year  and  a  half.  When  I 
was  Ambassador  it  was  very  rare  to  capture 
a  prisoner  or  to  capture  a  document,  and 
when  we  got  one,  we  handled  it  or  him  as 
if  made  of  gold. 

In  the  recent  Iron  Triangle  operation, 
some  184,000  pages  of  useful  intelligence 
was  taken.  I  visited  the  intelligence  proc- 
essing center  in  Saigon,  and,  literally  in 
basketsful,  they  were  sorting  out  the  doc- 
uments which  had  been  taken. 

Just  what  the  net  take  in  intelligence 
value  will  be  is  not  yet  determined,  but  that 


is  simply  indicative  of  the  fact  that  our  in- 
telligence people,  one,  have  more  material 
to  work  on,  and,  secondly,  they  have  a  pro- 
fessionalism in  the  organization  which,  as  I 
say,  I  never  saw  when  I  was  there  and  which 
is  very  encouraging  to  me. 

In  the  field  of  pacification — ^that  word 
which  is  described  illy,  the  oi^eration  "revo- 
lutionary development"  is  the  preferred  term 
in  Viet-Nam — ^this,  of  course,  has  been  the 
area  where  progress  has  not  been  satisfac- 
tory. It  is  uneven  at  best. 

The  basic  problems  there  remain  and  are 
likely  to  remain  for  a  long  time.  There  is 
the  absence  of  security,  or  levels  of  security, 
throughout  the  provinces  which  does  not 
allow  reconstruction  efforts  to  be  carried  on 
uniformly. 

I  often  remind  my  American  friends  that 
we  found  we  couldn't  plant  the  com  outside 
of  the  stockade  as  long  as  the  Indians  were 
around.  And  we  still  have  a  lot  of  "Indians" 
around  in  the  provinces  of  South  Viet-Nam. 

The  other  major  problem  is  the  adminis- 
trative complexity  of  this  task,  a  complexity 
that  would  baffle  the  most  skilled  adminis- 
trative con^s.  And,  unfortunately,  skilled 
administrators  are  very  much  in  short  sup- 
ply in  South  Viet-Nam. 

The  provincial  chief  is  the  unsung  hero 
of  this  war.  He  sits  in  his  war-torn  pro\ince 
and  has  to  deal  with  two  Americans,  a  mili- 
tary and  a  civilian,  and  then  with  his  own 
military  and  with  eight  or  nine  ministers 
in  Saigon.  I  think  just  to  describe  this  re- 
lationship suggests  the  complexities  of  the 
problem. 

At  least  two  good  things  are  taking  place, 
two  encouraging  new  factors  in  the  develop- 
ment of  the  program.  The  first  is  the  con- 
summation of  a  program  which  has  been  in 
existence  for  some  time:  to  pool  all  the 
American  civil  activities  under  an  office 
called  the  Office  of  Civilian  Operation,  under 
Deputy  Ambassador  [William  J.]  Porter.  It 
is  now  in  effect  and  in  the  field  and  certainly 
should  have  a  simplifying  and  consolidating 
effect  upon  the  American  civil  contribution. 

The  other,  on  the  military  side,  is  the 
decision  by  the  Vietnamese  high  command 


286 


DEPARTMENT  OF  STATE  BULLETIN 


to  emphasize  the  role  of  the  ARVN,  the 
Vietnamese  Anny,  in  revolutionaiy  develop- 
ment. As  a  result,  it  has  been  decided  that 
approximately  half  of  the  infantry  battalions 
will  be  put  in  this  kind  of  work  in  the  prov- 
inces, working  under  the  province  chief. 

This,  again,  is  a  new  development  which 
is  just  moving  forward.  But  I  would  hope 
that  when  the  battalions  are  retrained  and 
in  the  field  that  for  the  first  time  there  will 
be  a  militaiy  force  to  bridge  the  gap  between 
the  successful  search-and-destroy  operation 
and  the  follow-on  civil  operations  which  are 
either  paramilitary  or  police  insofar  as  their 
security  aspects  are  concerned. 

On  the  governmental  side,  I  think  all  you 
ladies  and  gentlemen  know  where  we  stand. 
When  I  was  Ambassador,  of  course,  I  had 
to  deal  with  five  different  governments.  A 
3-month  government  was  a  normal  duration. 
Now  the  Ky  administration  has  been  in  office 
since,  well,  over  a  year  and  a  half,  and  it 
looks  as  if  they  are  well  on  the  road  to  con- 
stitutional government. 

It  is  expected  that  the  constitution  will  be 
promulgated  in  March  and  presidential  elec- 
tions held  probably  around  August  or  Sep- 
tember. There  are  still  obstacles  along  all  of 
these  patlis,  but  none  of  them  seems  to  be 
insuperable. 

On  the  economic  front,  the  economists 
have  worked  well — both  the  Americans  and 
the  Vietnamese — in  restraining  inflation.  We 
could  foresee  the  inflationary  trends  even 
when  I  was  Ambassador.  As  the  American 
forces  came  in,  obviously  we  would  create 
problems  for  the  economy.  I  would  certainly 
not  suggest  that  this  danger  of  inflation  has 
been  licked,  but  it  seems  to  be  reasonably 
under  control. 

All  in  all,  I  would  say  that  a  great  deal 
of  progress  has  been  made,  but  there  are 
sitill  residual  problems  which  will  always  be 
with  us.  I  think  the  principal  one  is  in  the 
field  of  pacification — tlie  development  of  the 
provinces.  I  think  that  is  going  to  be  a  long, 
slow  process. 

On  the  military  side,  I  would  expect  that 
we  can  continue  to  retain  the  initiative  and 
to  continue  to  inflict  the  same  kind  of  heavy 


casualties  on  the  Viet  Cong  and  the  North 
Vietnamese  forces  as  we  did  in  1966. 

But  there  is  a  new  atmosphere  out  there, 
a  feeling  that  the  log  jam  may  be  breaking  a 
little  bit.  The  events  of  China  are  certainly 
giving  one  cause  to  think  as  to  the  possible 
repercussions  in  North  Viet-Nam  of  these 
events. 

So,  in  summaiy,  I  came  back  tremendously 
impressed  with  progress,  but  also  impressed 
with  the  fact  that  there  is  unfinished  busi- 
ness; that  the  end  is  not  in  sight,  but  there 
are  cei-tainly  indications  that  something  is 
starting  to  move  and  i>erhaps  we  can  see 
some  change,  some  new  development,  in  the 
course  of  this  year. 


President  Urges  Ratification 
of  Consular  Pact  With  U.S.S.R. 

statement  by  President  Johnson^ 

I  have  been  asked  to  give  a  statement 
about  the  Consular  Convention  that  is  pend- 
ing before  the  United  States  Senate.^ 

I  should  like  to  say  very  briefly  that  T  hope 
the  Senate  will  give  its  advice  and  consent  to 
the  proposed  convention  with  the  U.S.S.R.  I 
feel  very  strongly  that  the  ratification  of  this 
treaty  is  very  much  in  our  national  interest. 
I  feel  this  way  for  two  principal  reasons: 

First,  we  need  this  treaty  to  protect  the 
18,000  American  citizens  who  each  year 
travel  from  this  country  to  the  Soviet  Union. 
The  convention  requires  immediate  notifi- 
cation to  us  whenever  an  American  citizen 
is  arrested  in  the  Soviet  Union.  It  insures 
our  right  to  visit  that  citizen  within  4  days 
and  as  often  thereafter  as  is  desirable. 

We  need  these  rights  to  help  to  protect 
American  citizens.  These  are  rights  which 
the  Soviet  citizens  already  have  who  travel 


*  Read  at  the  opening  of  a  news  conference  at  the 
White  House  on  Feb.  2. 

^  For  a  statement  made  by  Secretary  Rusk  before 
the  Senate  Committee  on  Foreigfn  Relations  on  Jan. 
23,  see  Bulletin  of  Feb.  13,  1967,  p.  247. 


FEBRUARY  20,  1967 


287 


in  this  country,  because  they  are  guaranteed 
by  our  Constitution. 

Second,  the  convention  does  not  require  the 
opening  of  consulates  in  this  country  or  in 
the  Soviet  Union.  It  does  provide  that  should 
any  such  consulate  be  opened,  the  officials 
would  have  diplomatic  immunity. 

The  Secretary  of  State  informs  me  that  no 
negotiations  for  consulates  are  underway  and 
that  the  most  that  he  can  envision  in  the 
foreseeable  future  is  the  opening  of  one  con- 
sulate in  each  country,  to  be  manned  by  from 
10  to  15  people. 

There  are  presently  452  Soviet  officials  in 
the  United  States  who  have  diplomatic  im- 
munity. If  an  additional  consulate  were 
opened  and  if  another  10  were  added  to  the 
452,  Mr.  Hoover  has  assured  me  that  this 
small  increment  would  raise  no  problems 
which  the  FBI  cannot  effectively  and 
efficiently  deal  mth. 

In  short,  I  think  we  very  much  need  this 
convention  to  protect  American  interests  and 
to  protect  American  citizens  abroad.  In  my 
judgment,  it  raises  no  problem  with  respect 
to  our  national  security.  Therefore,  I  hope 
very  much  that  the  Senate,  in  its  wisdom, 
after  full  debate,  will  see  fit  to  ratify  it. 


Department  Issues  1967  Edition 
of  ''Treaties  in  Force" 

Press  release  19  dated  February  2 

The  Department  of  State  on  February  2 
released  for  publication  Treaties  in  Force:  A 
List  of  Treaties  and  Other  International 
Agreements  of  the  United  States  in  Force 
on  January  1, 1967. 

This  is  a  collection  showing  the  bilateral 
relations  of  the  United  States  with  145  states 


or  other  entities  and  the  multilateral  rights 
and  obligations  of  the  contracting  parties  to 
more  than  365  treaties  and  agreements  on 
75  subjects.  The  1967  edition  includes  some 
300  new  treaties  and  agreements,  including 
the  air  transport  agreements  with  Austria, 
Canada,  and  the  Union  of  Soviet  Socialist 
Republics;  the  "Gut  Dam"  claims  agreement 
with  Canada;  the  status  of  forces  agree- 
ments with  China  and  Korea;  the  treaty  of 
amity  and  economic  relations  with  Togo;  the 
agreement  concerning  the  availability  of 
certain  Indian  Ocean  islands  for  defense 
purposes  with  the  United  Kingdom;  the  Law 
of  the  Sea  convention  on  fisheries;  and  the 
convention  on  settlement  of  investment  dis- 
putes between  states  and  nationals  of  other 
states. 

The  bilateral  treaties  and  other  agree- 
ments are  arranged  by  country  or  other 
political  entity,  and  the  multilateral  treaties 
and  other  agreements  are  arranged  by  sub- 
ject with  names  of  countries  which  have  be- 
come parties.  Date  of  signature,  date  of 
entry  into  force  for  the  United  States,  and 
citations  to  texts  are  furnished  for  each 
agreement. 

The  publication  provides  information  con- 
cerning treaty  relations  with  numerous 
newly  independent  States,  indicating  wher- 
ever possible  the  provisions  of  their  constitu- 
tions and  independence  arrangements  re- 
garding assumption  of  treaty  obligations. 

Information  on  current  treaty  actions, 
supplementing  the  information  contained  in 
Treaties  in  Force,  is  published  weekly  in  the 
Department  of  State  Bulletin. 

The  1967  edition  of  Treaties  in  Force  (336 
pp.;  Department  of  State  publication  8188) 
is  for  sale  by  the  Superintendent  of  Docu- 
ments, U.S.  Government  Printing  Office, 
Washington,  D.C.,  20402,  for  $1.50. 


288 


DEPARTMENT  OF  STATE  BULLETIN 


The  United  States,  the  United  Nations,  and  Southern  Africa 


by  Arthur  J.  Goldberg 

U.S.  Representative  to  the  United  Nations  ^ 


It  is  entirely  proper  that  Africa  should  be 
a  special  concern  of  the  Negro  community 
in  this  country.  In  our  diverse  and  pluralistic 
society  we  are  all,  as  President  Franklin  D. 
Roosevelt  said  on  a  famous  occasion,  "fellow 
immigrants" — and  it  is  both  traditional  and 
right  that  we  should  take  an  interest  in 
events  in  the  lands  of  our  respective  an- 
cestors. To  do  so  does  not  raise  any  question 
of  divided  loyalties;  indeed,  it  is  a  source 
of  sitrength  for  our  country  that  these  ties 
exist  and  are  kept  alive. 

This  is  particularly  true  today  in  the  case 
of  the  interest  which  the  American  Negro 
community  takes  in  Africa.  It  so  happens, 
by  historical  coincidence,  that  the  independ- 
ence movement  in  Africa  and  the  great  civil 
rights  movement  among  the  Negro  citizens 
of  the  United  States  have  come  to  fruition 
at  the  same  time — a  double  harvest  of  free- 
dom. It  is  no  wonder  that  these  two  move- 
ments have  felt  a  relationship  to  one  another. 

But  in  a  broader  sense  Africa  today  is  of 
concern  to  every  American.  The  entire  con- 
tinent is  evolving  in  a  charged  atmosphere 
of  great  expectations  and  profound  difficul- 
ties. The  way  in  which  this  tension  is  re- 
solved cannot  fail  to  touch  the  interests  of 
the  United  States  as  a  leading  world  power, 
the  most  fundamental  of  which  is  our  in- 
terest in  building  a  peaceful  and  stable 
world. 

As    we    witness    the    efforts    of    African 


peoples  to  achieve  political  equality  and  per- 
sonal dignity  and  to  eliminate  racial  dis- 
crimination, we  do  well  to  recall  President 
Kennedy's  observation  that  "peace,  in  the 
last  analysis,"  is  "basically  a  matter  of  hu- 
man rights."  2  As  we  also  witness  their 
efforts  to  achieve  economic  and  social  devel- 
opment, we  do  well  to  recall  President  John- 
son's admonition  that  "rich  nations  can 
never  live  as  an  island  of  plenty  in  a  sea 
of  poverty."  ^  Two  main  concerns  of  Africa 
today,  human  rights  and  economic  progress, 
have  a  very  direct  bearing  on  our  search 
for  the  kind  of  world  peace  in  which  Amer- 
ican freedom  will  be  secure. 

To  further  these  great  purposes  in  Africa 
calls  for  many  kinds  of  action — govern- 
mental and  private;  bilateral  and  multi- 
lateral; diplomatic,  economic,  technical,  ed- 
ucational— far  more  than  I  could  begin  to 
describe  in  these  few  minutes.  Instead,  I 
would  like  to  concentrate  on  a  few  of  the 
burning  political  issues  of  Africa  today, 
issues  whose  outcome  can  make  or  break  the 
hopes  of  progress  for  the  entire  continent. 

The  issues  I  shall  discuss  have  arisen  in 
the  southern  part  of  Africa.  They  all  revolve 
around  the  basic  principle  which  heads  the 
list  of  African  aspirations:  the  ending  of 
colonialism  and  of  racial  discrimination. 


'  Address  made  before  the  American  Negro  Lead- 
ership Conference  on  Africa  at  Washington,  D.C., 
on  Jan.  27   (U.S./U.N.  press  release  5/Corr.  1). 


^  For  President  Kennedy's  address  at  American 
University,  Washington,  D.C.,  on  June  10,  1963,  see 
Bulletin  of  July  1,  1963,  p.  2. 

'  For  an  advance  text  of  President  Johnson's  ad- 
dress at  New  York,  N.Y.,  on  Oct.  7,  1966,  see  ibid., 
Oct.  24,  1966,  p.  622. 


FEBRUARY  20,  1967 


289 


We  all  know  with  what  dramatic  speed 
the  independence  movement  has  swept 
through  the  greatest  part  of  Africa  in  the 
last  decade.  The  changing  membership  of 
the  United  Nations  reflects  this  story.  In  the 
United  Nations'  first  decade,  only  4  of  its  60 
members  were  African;  and  of  these  only  2, 
Ethiopia  and  Liberia,  were  from  black 
Africa.  With  these  exceptions,  Africa  re- 
mained the  Dark  Continent,  submerged  in 
colonialism. 

Then,  in  the  past  10  years,  the  number  of 
independent  African  nations  rose  from  4  to 
39,  nearly  a  third  of  the  membership  of  the 
United  Nations.  From  the  Mediterranean 
southward  through  three-quarters  of  the 
continent,  political  independence  in  Africa  is 
nearly  complete.  There  has  been  no  more 
dramatic  political  development  in  modern 
times. 

Today  the  last  major  part  of  the  con- 
tinent in  which  this  movement  for  self- 
determination  and  racial  equality  remains 
largely  unfulfilled  is  southern  Africa.  It  is 
this  region  which  has  come  to  the  top  of  the 
agenda  at  the  United  Nations.  I  would  like 
to  comment  on  four  situations  with  which 
the  United  Nations  has  been  dealing  and 
which  are  of  important  concern  to  the 
United  States:  those  in  the  Portuguese  ter- 
ritories. Southern  Rhodesia,  South  West 
Africa,  and  the  Republic  of  South  Africa. 

Portuguese  Territories  in  Southern  Africa 

Let  me  begin  with  the  Portuguese  terri- 
tories of  Angola  and  Mozambique.  Portugal 
is  a  longstanding  friend  and  NATO  ally  of 
the  United  States.  But,  regrettably,  our 
close  association  is  clouded  by  our  diflFerences 
over  the  future  of  these  territories. 

This  matter  has  been  debated  at  length  in 
various  bodies  of  the  United  Nations,  includ- 
ing the  Security  Council.  Speaking  for  the 
United  States,  I  have  made  it  clear,  as  have 
my  predecessors,  that  we  unequivocally  sup- 
port the  right  of  the  peoples  of  Angola  and 
Mozambique  to  self-determination.^ 

Unfortunately,   thus   far  there  has  been 


little  peaceful  progress  toward  the  exercise 
of  that  right.  It  is  over  3  years  since  con- 
tacts on  this  issue  have  taken  place  between 
Portugal  and  representatives  of  the  African 
states.  These  contacts  ended  without  prog- 
ress. The  basic  issue  remains  what  it  was: 
to  find  a  formula  by  which  the  peoples  of 
Angola  and  Mozambique  can  exercise  the 
right  of  self-determination  in  the  spirit  of 
the  United  Nations  Charter.  Such  a  for- 
mula should  allow  them  to  choose  among  all 
the  meaningful  options:  emergence  as  sov- 
ereign independent  states,  or  free  association 
with  an  independent  state,  or  integration 
with  an  independent  state. 

The  first  step,  in  our  view,  is  for  the 
parties  to  commence  a  genuine  dialog  on 
the  basis  of  recognition  of  the  principle  of 
self-determination.  This  is  the  indispensable 
way  to  a  peaceful  solution  of  the  troubles 
which  afflict  these  two  territories.  The  United 
States,  as  a  friend  of  Portugal  and  of  the 
peoples  of  Angola  and  Mozambique  and  as  a 
nation  deeply  concerned  for  peace  and  sta- 
bility in  Africa,  will  continue  to  do  all  it  can, 
both  in  and  out  of  the  United  Nations,  to 
facilitate  such  a  dialog  and  help  it  to  reach 
a  successful  conclusion.  Here,  as  in  all  these 
African  disputes,  the  same  observation  ap- 
plies that  I  made  last  September  before  the 
United  Nations  General  Assembly  about  our 
own  search  for  peace  in  Viet-Nam:  ".  .  .  no 
differences  can  be  resolved  witliout  contact, 
discussion,  or  negotiations."  ^ 

Southern  Rhodesia  and  U.S.  Interests 

Next  we  come  to  the  grave  situation  in 
Southern  Rhodesia,  one  of  the  two  remaining 
colonies  in  Africa,  where  a  white  minority 
is  attempting  to  pei^petuate  its  rule  over  the 
nonwhite  94  percent  under  the  cover  of  a 
spurious  independence. 

I  will  not  review  the  long  history  of  this 


"  For  background,  see  ibid.,   Aug.  19,  1963,  p.  303, 
and  Dec.  27,  1965,  p.  1034. 
=  Ibid.,  Oct.  10,  1966,  p.  518. 


290 


DEPARTMENT  OF  STATE  BULLETIN 


issue  leading  up  to  the  United  Nations  de- 
cision last  month  to  impose  mandatory  eco- 
nomic sanctions  against  the  Smith  regime." 
Nor  do  I  need  to  detain  you  with  the  legal 
justification  of  the  United  Nations  actions, 
which  I  have  twice  discussed  at  length  right 
here  in  Washington  within  the  past  month, 
once  in  a  siieech ''  and  once  in  a  letter  to 
the  Washingioh  Post.  The  legal  soundness 
of  this  position  is  attested  to  not  only  by  the 
United  States  Government  but  also  by  the 
other  governments,  including  Western  pow- 
ers, who  joined  in  voting  for  the  Security 
Council  resolutions  on  this  issue. 

Today  I  want  to  concentrate  not  on  these 
legal  aspects  but  on  the  reasons  of  national 
self-interest  which  led  the  United  States  to 
support  United  Nations  action  in  this  situa- 
tion. Contraiy  to  propaganda  assertions,  we 
have  not  been  engaged  in  pulling  British 
chestnuts  out  of  the  fire.  We  have  acted, 
and  shall  continue  to  act,  for  good  Ameri- 
can reasons  of  our  own.  These  reasons  can 
be  summed  up  in  five  points. 

1.  First  and  foremost,  it  is  a  basic  in- 
terest of  the  United  States  to  promote  peace 
and  stability  in  the  world.  Tlie  "good  neigh- 
bor" principle  in  international  affairs  is  not 
confined  to  the  Western  Hemisphere;  it  is  in 
the  United  Nations  Charter,  and  it  applies 
to  every  part  of  the  world,  including  Africa. 
And  experience  demonstrates  that  in  Africa 
today  peace  and  stability  are  inseparable 
from  orderly  progress  toward  self-deteiTni- 
nation  and  equality  for  all  the  peoples  of 
that  continent.  If  the  attempt  to  deny  these 
rights  to  the  African  majority  in  Rhodesia 
were  to  succeed,  this  would  inevitably 
strengthen  the  hand  of  violence,  extremism, 
racism,  and  instability  in  the  heart  of  Africa. 
The  moderating  and  res]X)nsible  participa- 
tion by  the  United  States  in  an  international 
approach  to  the  Rhodesian   problem   is  es- 


^  For  a  U.S.  statement  and  text  of  a  resolution 
adopted  by  the  U.N.  Security  Council  on  Dec.  16, 
1966,  see  ibid.,  Jan.  9,  1967,  p.  73. 

'  Ibid.,  Jan.  23,  1967,  p.  140. 


sential  to  the  resolution  of  that  problem  by 
l)eaceful  means. 

2.  Second,  much  of  the  standing  of  the 
United  States  in  world  affairs  derives  from 
our  historic  stance  as  an  anticolonial  power. 
Throughout  the  great  decolonizing  era  since 
World  War  II  we  have  been  faithful  to  the 
cause  of  self-determination  and  independ- 
ence for  colonial  peoples.  In  supporting  U.N. 
action  in  Rhodesia  we  are  pursuing  the  con- 
sistent goal  of  all  American  administrations 
since  World  War  II. 

The  Smith  regime  is  not  asserting  the 
right  of  self-determination  for  all  the  people 
of  Rhodesia,  but  merely  the  right  of  the  6 
percent  who  are  white  to  rule  over  the  94 
percent  who  are  black.  That  is  the  whole  pur- 
pose of  their  illegal  seizure  of  power;  and 
when  we  oppose  such  acts  we  do  not  thereby 
deny  self-determination  or  independence,  we 
support  and  affirm  the:m. 

3.  Third,  as  a  founding  member  of  the 
United  Nations  we  have  a  particular  obliga- 
tion to  prove  that  when  we  ratified  the 
charter  with  its  pledge  of  supiwrt  for  "hu- 
man rights  and  fundamental  freedoms  for 
all  without  distinction  as  to  race,"  we  meant 
what  we  said.  These  charter  provisions  are 
more  than  mere  pious  exhortations;  they  set 
standards  and  goals  which  are  consistent 
with  American  values  and  objectives. 

4.  Moreover,  our  domestic  position  on 
civil  rights  weighs  on  the  same  side  of  the 
scale.  Our  country — founded  on  the  proposi- 
tion that  all  men  are  created  equal  and  have 
equal  rights  before  the  law,  and  currently 
engaged  in  a  vigorous  nationwide  program 
to  make  that  equality  real  for  all  citizens — 
cannot  adopt  a  double  standard  on  what  is 
happening  in  Rhodesia. 

5.  Finally,  we  have  practical  interests  in 
all  of  Africa.  Many  assume  that  our  eco- 
nomic interests  are  limited  to  the  southern 
tip  of  the  continent  alone.  These  are  indeed 
substantial.  But  our  current  economic  and 
other  material  interests  in  the  rest  of  Africa 
are  even  more  substantial,  and  in  terms  of 
the    future    our    stake   is    potentially    even 


FEBRUARY  20,  1967 


291 


greater.  We  thus  have  a  practical  interest 
in  maintaining  good  relations  with  the  new 
nations,  with  whom  we  have  important,  mu- 
tually advantageous,  and  gi-owing  economic 
relations,  and  who  cooperate  with  us  in  our 
outer  space  and  other  peaceful  activities,  and 
for  whom  the  Rhodesian  question  is  of  the 
highest  importance. 

Make  no  mistake  about  it,  the  basic  in- 
terests in  the  Rhodesian  crisis  are  interests 
in  which  America  is  deeply  involved.  We 
cannot  ignore  that  crisis  without  being  faith- 
less to  our  principles,  impairing  the  good 
name  of  our  countiy  before  the  world,  and 
isolating  ourselves  from  the  predominant 
opinion  of  virtually  the  entire  world  com- 
munity. 

U.N.  Action  on  South  West  Africa 

Now  I  come  to  South  West  Africa,  where 
the  same  problem  of  racial  injustice  exists 
in  a  different  form.  Although  South  Africa's 
administering  authority  in  this  territory 
arose  from  a  League  of  Nations  mandate. 
South  Africa  has  denied  any  international 
accountability  for  its  conduct  in  South  West 
Africa.  Furthermore,  South  Africa  has  failed 
in  its  obligation  as  the  mandatory  power  to 
promote  the  well-being  and  social  progress 
of  the  African  population  in  the  territory. 
In  fact,  it  has  moved  in  the  opposite  direc- 
tion, even  applying  against  its  people  cer- 
tain of  the  repressive  mpartheid  laws  of 
South  Africa  itself. 

The  international  responsibilities  of  South 
Africa  respecting  South  West  Africa  were 
long  ago  reaffirmed  by  advisory  opinions  of 
the  International  Court  of  Justice.  The 
Court's  decision  last  summer,*  refusing  by 
a  narrow  majority,  and  on  procedural 
grounds,  to  pass  on  the  adversaiy  case  be- 
fore it,  did  not  disturb  these  prior  opinions 
at  all  and  was  by  no  means  a  victory  for 
South  Africa  on  the  merits  of  the  case. 

The  result  of  the  Court's  decision,  of 
course,  was  to  bring, the  whole  issue  to  an 
acute  political  stage.  Last  fall  it  was  the 
first  question  debated  in  the  U.N.  General  As- 


sembly.»  The  United  States  worked  energet- 
ically, and  with  some  success,  to  help  bring 
about  a  constructive  action  in  the  Assembly. 
We  joined  with  a  group  of  countries,  both 
African  and  non-African,  in  persuading  the 
Assembly  to  avoid  an  immediate  confronta- 
tion with  South  Africa.  The  Assembly 
created  a  14-nation  committee  charged  with 
recommending  practical  means  by  which 
South  West  Africa  should  be  administered 
so  that  the  people  can  exercise  their  right 
of  self-determination  and  achieve  independ- 
ence. The  Assembly  is  scheduled  to  meet  in 
special  session  before  the  end  of  April  to 
consider  the  committee's  recommendations. 

The  committee  has  already  begun  its 
work.  The  United  States  is  a  member  of  it, 
and  our  representative  is  the  very  able 
foi-mer  United  States  Attorney  General,  Am- 
bassador William  P.  Rogers.'"  We  strongly 
hope  the  committee's  recommendations  will 
help  to  plot  the  course  toward  self-determi- 
nation for  the  people  of  the  territory.  Here 
again,  our  goal  is  to  make  progress  by  peace- 
ful means — and  to  make  sure  the  decisions 
taken  are  within  the  capacity  of  the  United 
Nations  to  achieve. 

It  is  the  earnest  hope  of  the  United  States 
that  South  Africa,  as  a  founding  member  of 
the  United  Nations,  will  cooperate  with  this 
committee.  As  I  have  already  indicated,  the 
best  way  to  solve  difficult  problems  is  not  by 
dramatic  confrontations  but  by  patient  dia- 
log. Whatever  public  statements  have  been 
made,  it  is  not  too  late  for  all  concenied  to 
work  together  for  a  peaceful  and  practical 
solution  to  this  problem  consistent  with  the 
General  Assembly's  resolution. 

Racism  in  South  Africa 

Finally,  I  come  to  the  problem  of  racial 
discrimination  in  South  Africa  itself.  No- 
where else  in  the  world  does  a  society  of 
several  million  people  of  the  white  race,  with 
an  advanced  economic  and  technical  system, 


'  For  background,  see  ibid.,  Aug.  15,  1966,  p.  231. 


"  For  background,  see  ibid.,  Oct.  31,  1966,  p.  690, 
and  Dec.  5,  1966,  p.  870. 
'»  See  p.  302. 


292 


DEPARTMENT  OF  STATE  BULLETIN 


use  the  power  of  goveniment  to  impose  strict 
separation — and  consequent  subordination — 
on  the  much  largrer  nonwhite  majority  in  its 
own  midst.  The  policy  is  rigidly  enforced. 
Its  domestic  oiijwnents,  white  and  black 
alike,  are  prosecuted  as  criminals.  Yet  the 
opposition  does  not  cease  and  in  fact  is  in- 
creasing. 

I  need  hardly  restate  the  attitude  of  the 
United  States  toward  this  phenomenon.  We 
find  it,  as  my  predecessor  Adlai  Stevenson 
said,  "racist  in  its  orig'ins,  arrogant  in  its 
implementation,  and,  in  its  consequences, 
potentially  dangerous  for  all."  "  Our  duty, 
and  that  of  the  United  Nations,  as  Governor 
Stevenson  also  said,  "is  not  only  to  help  the 
majority  of  the  peoples  of  South  Africa  to 
fulfill  their  legitimate  aspirations  but  also 
to  avoid  a  racial  conflict  which  could  seri- 
ously trouble  peace  and  progress  in  Africa 
and  throughout  the  world." 

In  the  face  of  this  situation,  over  the  years 
the  United  Nations — and  the  United  States 
— has  sought  in  various  ways  to  influence 
this  situation  for  the  better.  In  1964  the  Se- 
curity Council,  with  our  support,  appealed 
to  South  Africa  to  repeal  its  oppressive  laws 
and  to  release  persons  jailed  for  opiwsing 
apartheid.  It  appealed  for  some  process  of 
consultation  among  the  various  elements  of 
the  South  African  population.  It  ordered, 
and  received,  an  expert  study  of  the  practi- 
cality of  economic  sanctions  against  South 
Africa.  It  set  up  an  educational  and  train- 
ing program  for  South  Africans  abroad,  to 
which  the  United  States  and  other  countries 
have  made  contributions.  This,  of  course,  is 
in  addition  to  considerable  educational  aid 
to  South  Africans  abroad  which  the  United 
States  Government  has  been  carrying  on  in 
its  own  right. 

And,  finally,  the  Security  Council  called 
upon  all  states  to  embargo  the  sale  to  South 
Africa  of  arms,  ammunition,  military  vehi- 
cles and  equipment,  and  materials  for  the 


"  For  statements  by  Ambassador  Stevenson  and 
text  of  a  resolution  adopted  by  the  U.N.  Security 
Council  on  June  18,  1964,  see  Bulletin  of  July  6, 
1964,  p.  29. 


manufacture  and  maintenance  of  arms  and 
ammunition.  The  United  States  has  strictly 
enforced  this  embargo.  We  are  hopeful  that, 
in  some  other  countries  where  the  enforce- 
ment has  been  less  strict,  it  will  be  tightened 
up. 

Clearly  these  steps  have  not  been  enough 
to  bring  about  a  real  change  in  the  situa- 
tion. I  said  last  September  in  the  General 
Assembly  in  talking  about  South  West 
Africa  that  "Continued  violation  by  South 
Africa  of  its  plain  obligations  to  the  inter- 
national community  would  necessarily  re- 
quire all  nations,  including  my  own,  to  take 
such  an  attitude  into  account  in  their  rela- 
tionships with  South  Africa."  ^^  We  of  the 
United  States  want  to  avoid  such  an  even- 
tuality. The  United  States,  with  other  United 
Nations  members,  will  not  cease  its  search 
for  peaceful  and  practical  means  to  impress 
upon  the  South  African  Government  the 
need  for  a  policy  of  justice  and  equity  for 
all  its  peoples. 

Problems  of  New  African  Nations 

Such,  then,  are  the  major  political  prob- 
lems in  southern  Africa  today,  problems 
which  have  as  their  common  denominator  the 
continuation  of  white  racial  domination. 

It  should  be  candidly  recognized  that 
Africa  has  other  problems,  too,  and  that 
even  if  the  last  vestiges  of  white  racism 
were  to  disappear  tomorrow  these  other 
problems  would  still  exist. 

There  are,  for  one  thing,  the  tremendous 
needs  of  the  African  nations  for  all  kinds 
of  economic  and  technical  development:  in 
agriculture,  industry,  urban  aff"airs,  trans- 
port, health,  nutrition,  education,  and  man- 
power training. 

There  is  the  necessity  for  regional  coop- 
eration in  many  aspects  of  this  African  de- 
velopment process,  such  as  communications, 
transportation,  electric  power.  Yet  today 
such  regional  cooperation  is  more  an  aspira- 
tion than  a  reality. 

There  are  instances  of  lawless  violence,  and 


'^  Ihid.,  Oct.  10,  1966,  p.  518. 


FEBRUARY  20,  1967 


293 


even  of  tribal  and  racial  conflict,  which  every 
friend  of  Africa  must  deplore. 

It  is  not  the  part  of  friendship  to  be  silent 
about  such  tendencies.  But  neither  is  it  the 
part  of  wisdom  or  fairness  to  exaggerate 
them  or  to  be  self-righteous  about  them. 

What  new  nation,  throughout  history, 
seeking  its  place  in  the  world,  has  not  dis- 
played some  of  these  same  shortcomings? 
Even  today,  surely  we  in  the  United  States 
have  little  cause  to  feel  superior,  since  after 
190  years  our  country  is  still  putting  its  own 
house  in  order  in  the  field  of  human  rights 
and  the  rights  of  minority  groups.  And  even 
if  we  had  no  such  problem,  it  is  neither  wise 
nor  admirable  for  the  swimmer  who  has 
made  it  to  the  shore  to  stand  and  mock  those 
who  are  still  stnaggling  in  the  water. 

Like  all  peoples,  we  Americans  like  to  re- 
call our  glorious  past  history — and  it  is  right 
that  we  should  remind  ourselves  of  the  best 
things  in  our  heritage.  But  let  us  also  recall 
that  America's  relations  with  Africa  have 
not  been  altogether  glorious.  Our  early  rela- 
tionships with  that  continent  consisted 
chiefly  of  our  being  a  leading  participant  in 
the  slave  trade.  Even  today  we  as  a  nation 
are  still  working  to  purge  ourselves  of  the 
evil  results  of  that  episode  in  our  history. 


Now,  in  our  time,  we  are  engaged  in  a 
great  eflfort  to  redress,  to  balance,  both  at 
home  and  abroad:  at  home  by  seeing  to  it 
that  every  citizen  enjoys  the  full  rights  and 
opportunities  of  an  American;  and  abroad 
by  building  a  new,  affiiTnative,  constructive 
relationship  with  the  freedom-seeking  na- 
tions of  Africa. 

The  key  to  such  a  relationship,  I  suggest, 
is  a  policy  founded  in  the  best  American  tra- 
dition of  pragmatic  idealism.  To  those  who 
are  impatient,  let  us  show  that  we  under- 
stand and  sympatliize  with  their  impatience, 
while  at  the  same  time  we  pursue  the  re- 
sponsible path  of  orderly  and  realistic  prog- 
ress. To  those  who,  on  the  other  hand,  resist 
all  changes,  let  us  show  that  the  way  to 
preserve  peace  is  the  timely  redress  of 
legitimate  grievances,  not  the  submergence 
of  them. 

The  ultimate  strength  of  our  nation  lies 
in  our  fidelity  to  our  liistoric  values  and 
ideals,  for  which  Africa  today  is  a  major 
testing  ground.  Negro  organizations  and 
Negro  leaders  do  the  whole  Nation  a  service 
by  concerning  themselves  with  Africa's 
afl'airs.  In  a  larger  sense  these  affairs  must 
involve  us  all;  and  there  is  no  better  cause 
that  any  Ameiican  can  serve. 


294 


DEPARTMENT  OF  STATE  BULLETIN 


THE  CONGRESS 


The  War  on  Hunger:  Food  for  India 


Message  From  President  Johnson  to  the  Congress  ■ 


To  the  Congress  of  the  United  States: 


Last  February  I  proposed  that  all  mankind 
join  in  a  war  against  man's  oldest  enemy: 
hunger.2 

Last  March  I  proposed  that  the  United 
States  take  part  in  an  urgent  international 
effort  to  help  the  Government  of  India  stave 
off  the  threat  of  f  amine.^ 

I  address  you  today  to  report  progress  in 
organizing  the  war  against  hunger  and  to 
seek  your  counsel  on  steps  still  to  be  taken. 
For  again  this  year,  drought  in  India — as  in 
other  nations — underlines  the  cruel  mathe- 
matics of  hunger  and  calls  for  action. 

The  problem  is  immense.  It  cannot  be 
solved  unless  each  country  reaches  a  con- 
sidered judgment  on  the  course  to  be 
pursued.  The  greatest  power  on  earth  is  the 
will  of  free  peoples,  expressed  through  the 
deliberative  processes  of  their  national  as- 
semblies. I  ask  you  today  to  take  the  lead  in 
a  vital  act  of  democratic  affirmation. 

India  is  not  alone  in  facing  the  specter  of 
near  famine.  One-half  of  the  world's  people 
confront  this  same  problem. 

India's  plight  reminds  us  that  our  genera- 
tion can  no  longer  evade  the  growing 
imbalance    between    food    production    and 


'  White    House   press   release   dated    Feb.   2    (also 
published  as  H.  Doc.  51,  90th  Cong.,  1st  sess.). 
'  Bulletin,  Feb.  28,  1966,  p.  336. 
'  Ibid.,  Apr.  18,  1966,  p.  605. 


population  growth.  India's  experience 
teaches  that  something  more  must  be  done 
about  it. 

From  our  own  experience  and  that  of 
other  countries,  we  know  that  something  can 
be  done.  We  know  that  an  agricultural  revo- 
lution is  within  the  capacity  of  modern 
science. 

We  know  that  land  can  be  made  to  produce 
much  more  food — enough  food  for  the 
world's  population,  if  reasonable  population 
policies  are  pursued.  Without  some  type  of 
voluntary  population  program,  however,  the 
nations  of  the  world — no  matter  how 
generous — will  not  be  able  to  keep  up  with 
the  food  problem. 

We  know,  too,  that  failure  to  act — and  to 
act  now — will  multiply  the  human  suffering 
and  political  unrest,  not  only  in  our  genera- 
tion but  in  that  of  our  children  and  their 
children. 

The  aim  of  the  war  against  hunger  is  to 
help  developing  nations  meet  this  challenge. 
It  is  the  indispensable  first  step  on  the  road 
to  progress. 

If  we  are  to  succeed,  all  nations — rich  and 
poor  alike — must  join  together  and  press  the 
agricultural  revolution  with  the  same  spirit, 
the  same  energy,  and  the  same  sense  of 
urgency  that  they  apply  to  their  own  national 
defense.  Nothing  less  is  consistent  with  the 
human  values  at  stake. 

Last  year,  many  responded  to  India's 
emergency.  Canada  was  particularly  gener- 
ous in  sending  food  aid.  Each  member  of  the 


FEBRUARY  20,  1967 


295 


India  Aid  Consortium  made  a  special  effort 
to  meet  India's  need.  Non-members,  Austra- 
lia among  others,  also  helped.  The  private 
contributions  of  the  Italian  and  Dutch  people 
were  especially  heartwarming.  But  the  bleak 
facts  require  a  sustained  international  eifort 
on  a  greater  scale.  Today  I  propose  that  all 
nations  make  the  new  Indian  emergency  the 
occasion  to  start  a  continuing  worldwide 
campaign  against  hunger. 

II. 

The  first  obligation  of  the  community  of 
man  is  to  provide  food  for  all  of  its  members. 
This  obligation  overrides  political  differences 
and  differences  in  social  systems. 

No  single  nation  or  people  can  fulfill  this 
common  obligation.  No  nation  should  be  ex- 
pected to  do  so.  Every  country  must  partici- 
pate to  insure  the  future  of  all.  Every 
country  that  makes  a  determined  effort  to 
achieve  sufficiency  in  food  will  find  our  gov- 
ernment, our  technical  experts  and  our 
people  its  enthusiastic  partners.  The  United 
States  is  prepared  to  do  its  share. 

In  pursuing  the  War  on  Hunger,  the  world 
must  face  up  to  stark  new  facts  about  food 
in  our  times. 

— Food  is  scarce.  Nowhere  is  there  a  real 
surplus.  Food  aid  must  be  allocated  according 
to  the  same  priorities  that  govern  other 
development  assistance. 

— Per  capita  food  production  in  many 
parts  of  the  less-developed  world  is  not  in- 
creasing. In  some  cases,  it  is  even  declining. 
This  grim  fact  reflects  both  a  rising  curve  of 
population  and  a  lagging  curve  of  agricul- 
tural production. 

— There  is  no  substitute  for  self-help.  The 
first  responsibility  of  each  nation  is  to  sup- 
ply the  food  its  people  needs.  The  war  against 
hunger  can  only  be  won  by  the  efforts  of  the 
developing  nations  themselves. 

— Food  aid  is  a  stop-gap,  not  a  permanent 
cure.  It  must  be  viewed  as  part  of  a  nation's 
effort  to  achieve  sufficiency  in  food,  not  as  a 
substitute  for  it. 

— Agriculture  must  receive  a  much  higher 
priority  in  development  plans  and  programs. 
The  developing  nations  can  no  longer  take 


food  supplies  for  granted,  while  they  con- 
centrate on  industrial  development  alone,  or 
si>end  vitally  needed  resources  on  unneces- 
sary military  equipment. 

— Agriculttiral  development  must  be 
planned  as  part  of  a  nation's  overall  eco- 
nomic and  social  program.  Achieving  a  bal- 
ance between  population  and  resources  is  as 
important  as  achieving  a  balance  between  in- 
dustrial and  agricultural  growth. 

— Fertilizer,  seed,  and  pesticides  must  be 
provided  in  much  greater  quantities  than 
ever  before.  Their  use  increases  food  produc- 
tion and  permanently  changes  the  productive 
capability  of  farmers.  A  ton  of  fertilizer 
properly  used  this  year  can  mean  several 
tons  of  grain  next  year. 

— All  advanced  nations — including  those 
which  import  food — must  share  the  burden 
of  feeding  the  hungry  and  building  their  ca- 
pacity to  feed  themselves. 

— The  War  on  Hunger  is  too  big  for  gov- 
ernments alone.  Victory  cannot  come  unless 
businessmen,  universities,  foundations,  vol- 
untary agencies  and  cooperatives  join  the 
battle. 

— Developing  nations  with  food  deficits 
mtist  put  more  of  their  resources  into  volun- 
tary family  planning  .programs. 

These  are  the  facts  your  Government  has 
been  stressing  throughout  the  world.  Many 
of  them  are  unpleasant.  But  our  lives  are 
pledged  to  the  conviction  that  free  people 
meet  their  responsibilities  when  they  face 
the  truth. 

These  facts  draw  into  bold  relief  the  two 
main  thrusts  in  the  offensive  against  hun- 
ger: 

First,  the  hungry  nations  of  the  world 
must  be  helped  to  achieve  the  capacity  to 
grow  the  food  their  people  need  or  to  buy 
what  they  cannot  grow. 

Second,  until  they  can  achieve  this  goal, 
the  developed  nations  must  help  meet  their 
needs  by  food  shipments  on  generous  terms. 

The  level  of  food  aid  will  decline  as  self- 
help  measures  take  hold.  Until  that  point  is 
reached,  food  aid  is  an  inescapable  duty  of 
the  world  community. 


296 


DEPARTMENT  OF  STATE  BULLETIN 


III. 

During  the  past  year  the  advanced  nations 
have  made  progress  in  preparing  the  ground 
for  the  international  War  on  Hunger. 

First,  the  pattern  of  international  coopera- 
tion has  steadily  improved. 

Last  July  w.e  were  pleased  to  act  as  host 
to  a  high-level  meeting  of  the  Development 
Assistance  Committee  of  the  Organization 
for  Economic  Cooperation  and  Development 
which  focused  primarily  on  the  world  food 
problem.^ 

We  encouraged  greater  contributions  to 
the  World  Food  Program  by  increasing  our 
pledge  to  that  program  and  by  offering  to 
match  with  commodities  contributions  in  both 
cash  and  commodities  from  other  countries. 

We  co-sponsored  a  resolution  in  the  United 
Nations  that  launched  a  UN-Food  and  Agri- 
culture Organization  study  of  whether  and 
how  to  organize  a  multilateral  food  aid  pro- 
gram of  vastly  larger  proportions. 

In  the  Kennedy  Round  of  trade  negotia- 
tions, we  have  advanced  a  proposal  to  make 
available  from  all  sources  ten  million  tons 
of  food  grains  annually  for  food  aid,  to  be 
supported  by  grain  exporters  and  importers 
alike.  This  proposal  is  now  being  discussed 
in  Geneva  as  part  of  an  International  Ce- 
reals Arrangement. 

We  are  now  participating  in  a  study  ini- 
tiated by  the  Food  and  Agriculture  Organi- 
zation— in  cooperation  with  the  World  Bank, 
the  UN  and  the  OECD — to  examine  how 
multilateral  action  might  increase  the  avail- 
ability and  effective  use  of  fertilizers  and 
other  materials  needed  to  speed  up  agricul- 
tural production. 

At  the  OECD  Ministerial  Meeting  this 
fall,  we  advanced  a  proposal  to  develop  an 
Agricultural  Food  Fund  to  encourage  pri- 
vate investment  in  the  basic  agricultural  in- 
dustries of  the  developing  countries.^ 

Second,  the   United  States  encouraged  a 


*For  background,  see  ibid.,  Aug.  8,  1966,  p.  199. 

*  For  U.S.  statements  and  text  of  a  communique 
issued  at  the  close  of  the  meeting  of  the  OECD 
Ministerial  Council  on  Nov.  25,  1966,  see  ibid.,  Jan. 
2,  1967,  p.  19. 


multilateral  response   to  last  year's   emer- 
gency in  India. 

The  worst  drought  of  the  century  threat- 
ened millions  with  starvation  and  countless 
more  with  disease  bom  of  malnutrition.  As 
a  result,  I  recommended,  and  you  in  the 
Congress,  approved  a  program  to  send  over 
8  million  tons  of  food  grain  to  India.  In  an 
unprecedented  display  of  common  concern, 
governments,  private  organizations  and  in- 
dividuals in  42  other  nations  joined  in  pro- 
viding $180  million  in  food  and  other  com- 
modities to  meet  the  needs  of  that  country. 
Over-all,  India  imported  almost  11  million 
tons  of  grain  and  used  several  million  tons 
from  its  own  emergency  food  reserves. 

The  fact  that  India  did  not  experience 
famine  ranks  among  the  proudest  chapters 
in  the  history  of  international  cooperation. 
But  last  year's  effort— heartening  as  it  was 
— ^was  hasty  and  improvised.  The  world  must 
organize  its  response  to  famine — both  today 
and  for  the  years  ahead. 

Third,  this  year's  economic  aid  program 
makes  agricultural  development  a  primary 
objective. 

The  AID  program  which  I  will  shortly 
send  to  the  Congress,  includes  funds  to  fi- 
nance imports  of  fertilizer,  irrigation  pumps, 
and  other  American  equipment  and  know- 
how  necessary  to  improve  agriculture  in  the 
developing  countries. 

Fourth,  I  proposed  and  the  Congress  erv- 
acte.d  far-reaching  legislation  which  provides 
the  strong  foundation  for  the  new  Food  for 
Freedom  program. 

The  central  theme  of  the  program  is  self- 
help.  The  legislation  authorized  concessional 
sales  of  food  to  countries  which  prove  their 
determination  to  expand  their  own  food  pro- 
duction. 

IV. 

All  of  us  know  where  the  real  battle  is 
fought.  Whatever  the  efforts  in  world  capi- 
tals, the  real  tale  is  told  on  the  land.  It  is 
the  man  behind  the  mule — or  the  bullock — 
or  the  water  buffalo — who  must  be  reached. 
Only  his  own  government  and  his  own  people 
can  reach  him. 


FEBRUARY  20,  1967 


297 


Thus,  the  most  important  progress  of  the 
past  year  has  occurred  in  the  developing 
countries  themselves.  And  there  is  progress 
to  report. 

India — the  largest  consumer  of  food  aid — 
perhaps  provides  the  best  example. 

This  has  been  a  year  of  innovation  in 
Indian  agriculture.  Agricultural  development 
now  has  top  priority  in  India's  economic 
plan.  Much  remains  to  be  done.  But  the 
evidence  is  unmistakable.  India  has  started 
on  the  right  path.  India  has: 

— Imposed  a  food  rationing  system  to  make 
efficient  use  of  existing  supplies. 

— Streamlined  its  transportation  system  to 
improve  distribution. 

— Increased  prices  paid  to  the  farmer,  thus 
providing  new  incentives  to  use  fertilizer, 
improved  seeds  and  other  modern  materials. 

— Begun  large-scale  operations  with  new 
varieties  of  rice  introduced  from  Taiwan  and 
with  large  quantities  of  high-yielding  wheat 
seed  imported  from  Mexico. 

— Approved  plans  to  increase  public  in- 
vestment in  agriculture  by  more  than  100% 
during  the  new  Five  Year  Plan. 

— Started  to  expand  rural  credit,  improve 
water  supply  and  accelerate  the  distribution 
of  fertilizer  to  remote  areas. 

—Stepped  up  family  planning. 

— Negotiated  an  agreement  for  the  first  of 
several  externally  financed  fertilizer  plants 
to  expand  India's  supply  of  home-produced 
fertilizers. 

India  is  off  to  a  good  start.  But  it  is  only 
a  start.  As  Indian  officials  have  warned,  hard 
work  remains  in  reaching  targets  they  have 
set  and  in  improving  cooperation  among 
state  governments.  India's  economic  prob- 
lems are  enormous.  But  they  can  be  solved. 

What  India  has  begun  to  do  represents  the 
growing  realization  in  the  developing  world 
that  long-term  economic  growth  is  dependent 
on  growth  in  agriculture.  Not  every  country 
has  made  an  effort  as  great  as  India's.  But 
in  some  countries,  production  has  improved 
more  rapidly. 


Everywhere  there  is  an  air  of  change.  No 
longer  does  industrial  development  alone  at- 
tract the  best  minds  and  talents.  Agricul- 
ture is  now  attracting  the  young  and  more 
enterprising  economists,  administrators  and 
entrepreneurs  in  the  developing  world. 

This  is  the  best  measure  of  progress  in  the 
War  on  Hunger  and  the  best  assurance  of 
success. 


India's  food  problem  requires  a  major 
commitment  of  our  resources  and  those  of 
other  advanced  countries.  India's  population 
is  equal  to  that  of  66  members  of  the  United 
Nations. 

Broad  authority  exists  under  our  legisla- 
tion for  national  action  by  Executive  deci- 
sion alone.  But  the  issues  presented  here  are 
of  such  moment,  and  on  such  a  scale,  as  to 
make  it  important  that  we  act  together,  as 
we  do  on  other  great  issues,  on  the  firm 
foundation  of  a  Joint  Resolution  of  Congress. 

I  ask  you  to  support  the  broad  approach 
we  have  proposed  to  the  international  com- 
munity as  a  basic  strategy  for  the  War  on 
Hunger.  That  strategy  rests  on  three  essen- 
tial principles: 

1.  Self  help.  The  War  on  Hunger  can  be 
won  only  by  the  determined  efforts  of  the 
developing  nations  themselves.  International 
aid  can  help  them.  But  it  can  only  help  if 
they  pursue  well-conceived  and  well-executed 
long-range  plans  of  their  own. 

2.  Multilateral  participation.  The  assist- 
ance of  the  international  conununity  must  be 
organized  in  a  coalition  of  the  advanced  and 
the  developing  nations. 

3.  Comprehensive  planning.  The  interna- 
tional community  must  develop  a  comprehen- 
sive plan  to  assist  India  to  fulfill  its  program 
of  achieving  food  sufficiency,  not  only  during 
this  year,  but  for  the  next  few  years  as  well. 

Most  of  you  are  familiar  with  the  events 
of  the  past  year.  Drought  limited  India's 
food  grain  production  to  72  million  tons  in 
the  1965-66  crop  year,  compared  with  a  rec- 


298 


DEPARTMENT  OF  STATE  BULLETIN 


ord  88  million  tons  the  previous  year.  A  mas- 
sive international  emergency  program  met 
tlie  immediate  crisis.  But  India  had  to  use 
precious  food  reserves — that  are  thus  not 
available  to  meet  the  shortages  created  by  a 
second  successive  bad  crop. 

The  weather  since  then  has  brought  little 
relief.  The  general  outlook  is  slightly  im- 
proved, and  over-all  production  may  reach 
79  million  tons  this  year.  But  late  last  sum- 
mer a  severe  drought  hit  heavily-populated 
areas  in  north-central  India.  Unless  Indian 
production  is  supplemented  by  substantial 
imports — perhaps  10  million  tons  by  present 
estimates  for  calendar  1967 — ^more  than  70 
million  people  will  experience  near  famine. 

The  GoveiTunent  of  India  has  already 
taken  internal  measures  to  move  grain  from 
its  more  fortunate  areas  to  the  drought 
areas.  Imports  of  2.3  million  tons  of  grain 
are  now  in  the  pipeline  to  meet  India's  needs 
for  the  first  two  or  three  months  of  1967. 
India  has  purchased  some  200,000  tons  of 
this  grain  with  her  own  scarce  foreign  ex- 
change. Canada  with  185,000  tons,  Australia 
with  150,000  tons  and  the  Soviet  Union  with 
200,000  tons  have  already  joined  the  United 
States  with  its  1.6  million  tons,  in  an  im- 
pressive multilateral  eifort  to  help. 

India's  immediate  problem — and  the 
world's  problem — is  to  fill  the  remaining  gap 
for  the  balance  of  this  year. 

Because  these  facts  bear  heavily  on  the 
extent  of  US  food  shipments,  I  have  re- 
quested and  received  careful  verification 
from  our  Ambassador  in  New  Delhi,  from 
the  Secretary  of  Agriculture  and  from  mem- 
bers of  Congress,  who  have  recently  been  in 
India,  including  Senator  [Gale  W.]  McGee 
and  Senator  [Frank  E.]  Moss. 

I  am  particularly  grateful  to  Representa- 
tive [W.  R.]  Poage  and  Representative 
[Robert]  Dole  and  Senator  [Jack]  Miller, 
who  at  my  request  made  a  special  trip  to 
India  in  December  to  assess  the  situation  on 
the  ground.  Their  careful  and  thorough  anal- 
ysis of  the  situation  in  India  and  their  rec- 


ommendations to  me  have  been  of  great 
value. 

During  the  last  two  weeks,  the  Under  Sec- 
retary of  State  for  Political  Affairs  and  the 
Under  Secretary  of  Agriculture  have  con- 
sulted in  New  Delhi  and  with  most  members 
of  the  World  Bank's  India  Consortium. 

The  work  of  all  these  men  and  the  diplo- 
matic efforts  of  the  Government  of  India 
have  laid  the  foundation  for  the  steps  we 
must  now  take. 

The  United  States  cannot — and  should  not 
— approach  this  problem  alone  or  on  an  im- 
provised basis.  We  must  support  the  Indian 
Government's  efforts  to  enlist  the  aid  of 
other  nations  in  developing  a  systematic  and 
international  approach  to  the  problems  of 
Indian  agriculture.  Our  long  term  objective 
is  to  help  India  achieve  its  goal  of  virtual 
self-sufficiency  in  grain  by  the  early  1970's. 
Meanwhile,  as  part  of  that  effort,  we  must 
help  India  meet  its  immediate  food  needs. 

VI. 

In  line  with  policies  established  by  the 
Congress,  and  after  promising  consultations 
with  the  Government  of  India  and  other  gov- 
ernments involved,  I  recommend  the  follow- 
ing steps  to  achieve  these  objectives: 

First:  Our  basic  policy  is  to  approach  the 
problem  of  Indian  food  through  the  India 
Aid  Consortium  organized  under  the  chair- 
manship of  the  World  Bank.  That  Consor- 
tium has  already  developed  a  multilateral  ap- 
proach to  economic  assistance  for  India. 
Now,  we  propose  to  make  food  aid  a  part 
of  that  multilateral  assistance  program.  We 
seek  effective  multilateral  arrangements  to 
integrate  Indian  food  aid  with  broader  pro- 
grams of  economic  assistance  and  with  cap- 
ital and  technical  assistance  for  agricultural 
development. 

In  a  preliminary  way,  we  have  consulted 
with  the  Government  of  India  and  with 
other  members  of  the  Consortium.  There  is 
substantial    agreement    among    Consortium 


FEBRUARY  20,  1967 


299 


members  on  the  major  points  of  our  pro- 
posal: 

— Meeting  food  needs  of  India  during  this 
emergency  should  be  accepted  as  an  inter- 
national responsibility  in  which  each  nation 
should  share; 

— Emergency  food  and  food-related  aid 
should  be  coordinated  through  the  World 
Bank  Consortium; 

— This  aid  should  not  diminish  the  flow 
of  resources  for  other  development  pro- 
grams. It  should  be  in  addition  to  the  targets 
for  each  country  suggested  by  the  World 
Bank. 

Adding  food  aid  to  the  responsibilities  of 
the  Consortium  is  sound  economics  and  fair 
burden-sharing.  The  Consortium  provides  a 
proper  channel  for  the  food  and  food-related 
aid  of  donors  who  have  not  previously  been 
involved  in  the  food  field.  It  will  make  clear 
that  food  provided  from  outside  is  as  much 
a  real  contribution  to  Indian  development  as 
capital  for  specific  projects  or  foreign  ex- 
change assistance  for  import  programs. 

Second:  Should  this  program  be  estab- 
lished, we  will  support  the  Indian  Con- 
sortium as  it: 

— Undertakes  a  detailed  projection  of  In- 
dian food  production  and  food  aid  require- 
ments; 

— Prepares  a  program  for  non-food  im- 
ports required  to  meet  food  production  tar- 
gets, as  the  basis  for  determining  the  equi- 
table share  of  each  donor; 

— Reviews  India's  self-help  efforts,  reports 
regularly  on  progress  and  identifies  areas  for 
future  concentation  of  energies. 

Third:  We  must  take  prompt  action  to  help 
India  meet  its  emergency  food  needs.  Our 
best  present  estimate  is  that  India  needs 
deliveries  of  10  million  tons  of  food  grains 
this  year  or  roughly  $725  million  worth  of 
food.  2.3  million  tons,  worth  roughly  $185 
million,  are  already  in  the  pipeline  from  a 
number  of  countries,  including  our  own.  To 
keep  food  in  the  pipeline,  I  am  making  an 
immediate  allocation  of  2  million  tons,  worth 


nearly  $150  million,  to  tide  India  over  while 
the  Congress  acts. 

I  recommend  that  Congress  approve  a 
commitment  to  share  fully  in  the  interna- 
tional eff'ort  to  meet  India's  remaining  food^' 
grain  deficit  of  5.7  million  tons — worth  about 
$400  million.  To  that  end,  I  recommend  a 
U.S.  allocation  of  an  additional  amount  of 
food  grain,  not  to  exceed  3  million  tons,  pro- 
vided it  is  appropriately  matched  by  other 
countries.  I  recommend  that  approximately 
$190  million  available  to  the  Commodity 
Credit  Corporation  in  calendar  1967  be  used 
for  this  purpose.  These  funds,  if  allotted,  will 
have  to  be  replenished  by  appropriation  in 
Fiscal  1968. 

Fourth:  I  recommend  your  approval  of  an 
allocation  of  $25  million  in  food  commodities 
for  distribution  by  CARE  [Cooperative  for 
American  Relief  Everywhere]  and  other 
American  voluntary  agencies,  to  assist  the 
Government  of  India  in  an  emergency  feed- 
ing program  in  the  drought  areas  of  Bihar 
and  Uttar  Pradesh. 

Fifth:  We  hope  other  donors  vdll  acceler- 
ate their  exports  of  fertilizers  to  India. 

Unless  the  application  of  chemical  fertil- 
izers rises  sharply  in  India,  she  will  not  be 
able  to  meet  her  food  grain  targets.  Those 
fertilizer  targets  are  ambitious,  yet  they 
must  be  met  and  if  possible,  exceeded. 
Marshalling  more  fertilizer  imports  is  as  im- 
portant to  meeting  India's  emergency  as 
gathering  additional  grain.  India  herself 
must  take  prompt  steps  to  increase  her  fer- 
tilizer investment  and  production  and  im- 
prove its  distribution. 

Sixth:  I  propose  for  the  longer  run  to 
continue  encouraging  U.S.  private  investors 
to  participate  in  India's  program  to  expand 
production  of  chemical  fertilizers.  We  will 
urge  other  governments  to  encourage  their 
own  producers. 

Seventh:  We  intend  to  pursue  other  initia- 
tives in  the  broader  context  of  world  agri- 
cultural development: 

— We  shall  continue  to  press  for  multilat- 
eral eflforts  in  every  international  forum  in 


300 


DEPARTMENT  OF  STATE  BULLETIN 


ilj  vhich  we  participate,  including-  the  current 
legotiations  to  establish  a  food  aid  program 

3  IS  part  of  an  International  Cereals  Arrange- 

j.inent. 

I  — We  shall  continue  our  policy  of  en- 
jouraging  private  capital  and  technology  to 
ioin  the  War  on  Hunger. 

— We  shall  press  for  the  creation  of  an 
nvestment  guarantee  fund  by  the  OECD  to 
jncourage  private  investment  in  the  agri- 
ultural  industries  of  developing  countries. 

— We  shall  make  available  to  food  deficit 
nations  the  technology  our  scientists  have 
low  developed  for  producing  fish  protein 
oncentrate. 

— We  shall  look  to  the  study  by  the  Presi- 
dent's Science  Advisory  Committee  on  the 
problems  of  food  production  to  supply  fur- 
;her  and  more  definitive  guidelines  for  near- 
term  action  and  for  long-range  planning. 

None  of  these  steps  can  be  as  important 
as  Indian  resolve  and  Indian  performance. 
The  Indian  Government  is  committed  to  a 
bold  program  of  agricultural  modernization. 
That  program  is  the  foundation  for  the  en- 
tire international  effort  to  help  India.  We  be- 
lieve that  a  self-reinforcing  process  of  im- 
provement is  under  way  in  India,  affecting 
both  agricultural  techniques  and  government 
administration.  On  the  basis  of  that  convic- 
tion, we  can  move  forward  to  do  our  share 
under  the  Food  for  Freedom  Program  of 
1966. 


VII. 

I  believe  these  proijosals  are  in  our  na^ 
tional  interest.  I  believe  that  they  reflect  the 
deepest  purposes  of  our  national  spirit. 

I  am  asking  the  Congress,  and  the  Amer- 
ican people,  to  join  with  me  in  this  effort 
and  in  an  appeal  to  all  the  nations  of  the 
world  that  can  help.  I  am  asking  the  Con- 
gress to  consider  thoroughly  my  recommen- 
dations and  to  render  its  judgment.  The  Ex- 
ecutive Branch,  this  Nation  and  other 
nations  will  give  full  attention  to  the  con- 
tributions that  Congressional  debate  may 
produce. 

There  are  many  legitimate  claims  on  our 
resources.  Some  may  question  why  we  devote 
a  substantial  portion  to  a  distant  country. 

The  history  of  this  century  is  ample  reply. 
We  have  never  stood  idly  by  while  famine  or 
pestilence  raged  among  any  part  of  the  hu- 
man family.  America  would  cease  to  be 
America  if  we  walked  by  on  the  other  side 
when  confronted  by  such  catastrophe. 

The  great  lesson  of  our  time  is  the  inter- 
dependence of  man.  My  predecessors  and  I 
have  recognized  this  fact.  All  that  we  and 
other  nations  have  sought  to  accomplish  in 
behalf  of  world  peace  and  economic  growth 
would  be  for  naught  if  the  advanced  coun- 
tries failed  to  help  feed  the  hungry  in  their 
day  of  need. 

Lyndon  B.  Johnson 

The  White  House,  February  2,  1967. 


FEBRUARY  20,  1967 


301 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


Tasks  of  the  Ad  Hoc  Committee  for  South  West  Africa 


Statement  by  William  P.  Rogers 


Mr.  Chairman,  the  question  before  us  is 
complex,  and  the  time  before  the  next  meet- 
ing of  the  General  Assembly  is  short.  All 
delegations  are  familiar  with  the  long  and 
frustrating  search  of  the  world  community 
to  find  a  just  and  pacific  solution  for  the 
question  of  South  West  Africa.  We  agree 
with  Chief  Adebo  [S.O.  Adebo,  representa- 
tive of  Nigeria]  and  Ambassador  Makonnen 
[Lij  Endalkatchew  Makonnen,  representative 
of  Ethiopia]  and  others  that  we  need  not 
review  the  histoiy  of  United  Nations  con- 
sideration of  this  question. 

Indeed,  as  the  United  States  Representa- 
tive, Ambassador  Goldberg,  observed  in  his 
statement  during  the  General  Assembly 
debate,^  virtually  all  the  membership,  with 
only  a  few  exceptions,  agreed  on  the  inter- 
national status  of  South  West  Africa,  on  the 
continuing  responsibility  of  the  United  Na- 
tions, on  the  failure  of  the  Government  of 
South  Africa  to  meet  its  mandatory  obliga- 
tions, and  on  the  right  of  the  people  of  South 
West  Africa  to  exercise  the  right  of  self- 
determination  as  that  term  is  universally 
understood.  With  but  one  exception  the  com- 
munity of  nations  speaks  with  unanimity  in 
the  rejection  of  the  imposition  on  the  ter- 


'  Made  before  the  U.N.  Ad  Hoc  Committee  for 
South  West  Africa  on  Jan.  26  (U.S./U.N.  press  re- 
lease 4).  Mr.  Rogers  is  U.S.  Representative  on  the 
committee. 

'  For  text,  see  Bulletin  of  Oct.  31,  1966,  p.  690. 


ritory  of  the  policy  of  apartheid.  This 
general  agreement  has  a  firm  legal  basis 
deriving  from  the  original  mandate,  the 
League  covenant,  the  advisory  opinions  of  the 
International  Court  of  Justice,  and  the 
resolutions  of  the  General  Assembly. 

We  are  not  asked  to  and,  as  others  have 
said,  should  not  repeat  here  the  debate  of 
last  fall.  The  resolution  which  grew  out  of 
the  debate,  after  significant  modification  of 
the  original  draft,  reflected  the  desire  of  the 
General  Assembly  to  translate  broad  agree- 
ment on  essential  principles  into  similarly 
broad  agreement  on  practical  means  for  giv- 
ing effect  to  the  Assembly's  decision.' 

This  ad  hoc  committee  is  the  instrumen- 
tality to  develop  those  practical  means.  Its 
task  is  to  recommend  to  a  special  session  of 
the  General  Assembly  what  has  been  termed 
"a  considered  blueprint  for  united  and  peace- 
ful action  for  the  benefit  of  the  people  of 
South  West  Africa."  *  I  believe,  Mr.  Chair- 
man, the  resolution  itself  and  the  subsequent 
representative  composition  of  this  committee 
are  indications  of  the  determination  of  the 
General  Assembly  that  a  sincere  eff'ort 
should  be  made  to  achieve  broad  agreement 
on  a  realistic  plan  of  action. 

There  are  three  general  principles  which  I 
would  like  to  allude  to  as  we  approach  our 


^  For  text  of  General   Assembly  Resolution  2145 
(XXI),  see  ibid.,  Dec.  5,  1966,  p.  871. 
*  Ibid.,  Oct.  31,  1966,  p.  690. 


302 


DEPARTMENT  OF  STATE  BULLETIN 


task.  First,  until  the  committee  formulates 
more  definite  conclusions  based  on  verified 
facts,  we  should  not  foreclose  any  course  of 
action  which  might  lead  us  toward  the  at- 
tainment of  our  objective.  Second,  my  dele- 
gation sympathizes  fully  with  the  desire  for 
speed,  but  it  would  be  most  unwise  to  ignore 
the  fact  that  we  are  dealing  with  a  highly 
complex  problem.  The  desii-e  for  speed  must 
be  reconciled  with  the  imperative  necessity 
for  accuracy,  wisdom,  and  balance.  History 
will  judge  the  work  of  this  committee  by  its 
success  in  meeting  these  criteria.  Finally, 
the  overriding  consideration  of  the  com- 
mittee in  carrying  out  its  mission  must  be  to 
contribute  in  the  most  effective  way  to  the 
permanent  welfare  of  the  people  of  South 
West  Africa. 

For  its  part,  the  United  States  welcomes 
the  opportunity  to  serve  on  this  committee. 
We  are  not  unmindful  of  the  challenge  of  the 
task  before  us  nor  of  the  differing  views 
members  of  this  group  and  other  United 
Nations  members  may  have  as  to  how  the 
United  Nations  should  now  discharge  its 
responsibilities.  We  accept  the  general  guid- 
ance provided  by  the  Assembly,  and  we  are 
confident  that  other  committee  members  do 
also. 

Our  task  is  clear.  It  is  the  highly  respon- 
sible task  of  recommending  what  paragraph 
6  of  the  General  Assembly's  resolution  calls 
"practical  means  by  which  South  West 
Africa  should  be  administered,  so  as  to  en- 
able the  people  of  the  Territory  to  exercise 
the  right  of  self-determination  and  to 
achieve  independence."  In  fulfilling  this  task, 
we  must  take  care  that  we  do  not  stray  from 
the  specific  guidance  given  us  by  the  Assem- 
bly. And  in  any  decision  regarding  the  future 
of  the  people  of  South  West  Africa  our  fore- 
most concern  should  be  whether  they  will 
have  any  practical  effect  in  assisting  the  pop- 
ulation to  realize  self-determination  and  in- 
dependence. 

Having  made  these  general  remarks,  Mr. 
Chairman,  I  would  like  to  turn  to  some 
thoughts  on  the  organization  of  the  commit- 


tee's work.  First,  I  would  like  to  say  that 
my  delegation  listened  carefully  to  the  state- 
ments made  by  Chief  Adebo  and  Ambassador 
Makonnen,  as  well  as  those  by  Ambassador 
Ignatieff  [George  Ignatieff ,  representative  of 
Canada]  and  Ambassador  Pinera  [Jose 
Pifiero  Carvallo,  representative  of  Chile]. 
We  shall  study  carefully  the  memorandum 
submitted  by  the  delegation  of  Nigeria  on 
behalf  of  our  African  colleagues,  as  I  am 
certain  will  other  members  of  the  committee. 
To  their  suggestions  I  would  like  to  add  our 
own  considerations,  which  have  centered 
around  three  basic  questions: 

1.  What  are  the  facts  about  the  adminis- 
trative requirements  in  South  West  Africa, 
that  is  to  say,  what  are  the  geographic, 
ethnic,  social,  economic,  and  political  factors 
which  are  essential  to  an  informed  opinion 
on  the  administrative  requirements  of  the 
territory? 

2.  What  administrative  and  other  changes 
should  occur  to  assure  fulfillment  of  the  re- 
quirements of  the  mandate — material  and 
moral  well-being  and  social  progress — and 
of  the  1966  resolution — self-determination 
and  independence? 

3.  On  the  basis  of  the  foregoing,  who 
should  administer  the  territory  and  what 
"practical  means"  can  the  committee  rec- 
ommend to  the  General  Assembly? 

These  considerations  will  of  themselves 
bring  forth  further  questions.  Thus,  when 
we  consider  the  availability  of  information 
on  the  territory,  we  should  perhaps  seek  to 
find  out  what  sources  of  information  can 
provide  the  most  accurate  and  necessary  ma- 
terial for  us  to  pursue  our  work.  We  should 
consider  the  possibility  of  utilizing  as  much 
as  possible  the  resources  of  the  Secretariat. 
It  might  be  worthwhile  to  examine  the  ex- 
tent to  which  we  can  obtain  reports  already 
available  as  well  as  information  from 
scholars  and  reliable  persons  who  have  up- 
to-date  knowledge  about  the  territory. 

In  seeking  this  information,  we  should, 
of  course,  bear  in  mind  the  time  limitations 


FEBRUARY  20,  1967 


308 


in  which  this  committee  must  work.  In 
gathering  these  facts,  we  should  take  into 
account  particularly  the  present  system  of 
administration,  the  economy,  the  state  of 
education  and  communication,  and  the  rela- 
tionship among  various  groups  in  a  popula- 
tion which  is  known  to  be  heterogeneous. 

Other  questions  relating  to  information 
will  undoubtedly  arise  as  we  progress  in  our 
work  and  as  we  seek  to  assure  ourselves 
that  our  views  regarding  the  administration 
of  the  territory  have  fully  considered  the 
essential  facts  about  the  territory  and  the 
wishes  and  desires  of  its  people. 

In  connection  with  this  aspect  of  our  work, 
Mr.  Chairman,  the  United  States  Mission  to 
the  United  Nations,  along  with  other  per- 
manent missions  and  international  organi- 
zations, received  a  note  dated  December  8, 
1966,  from  the  permanent  representative  of 
the  Republic  of  South  Africa,  enclosing  a 
statement  by  his  Foreign  Minister  announc- 
ing the  intention  of  the  South  African  Gov- 
ernment to  furnish  interested  governments 
and  organizations  information  on  certain 
aspects  of  South  West  Africa. 

Such  information  would,  of  course,  be  of 
particular  value  in  this  committee  as  the 
U.N.  body  presently  principally  concerned 
with  the  territory.  It  is  our  hope  that 
methods  can  be  devised  for  receipt  of  infor- 
mation by  the  United  Nations,  particularly 
in  areas  where  available  information  may 
be  insufficient  or  inaccurate. 

Turning  to  the  second  basic  aspect  of  our 
considerations,  relating  to  necessary  admin- 
istrative and  other  changes,  we  should  direct 
our  attention  to  the  developmental  needs  that 
might  exist  economically,  socially,  politically, 
and  educationally,  as  well  as  to  the  type  of 
financial,  technical,  and  administrative  re- 
sources that  must  be  at  the  disposal  of  the 
administrator.  Further  attention  might  well 
be  directed  to  the  types  of  resources  available 
to  supplement  those  of  the  territory.  Serious 
attention  should  be  given  the  prospects  for 
improvement  in  the  relations  among  the 
various  groups  in  South  West  Africa. 


Finally,  in  examining  further  this  second 
question,  we  might  well  wish  to  determine 
the  extent  to  which  improved  education,  com- 
munications, and  transportation  systems  are 
necessary  for  the  establishment  of  a  gov- 
ernmental structure  that  would  take  into 
account  a  heterogeneous  population.  We 
might  also  seek  to  find  out  what  changes  are 
necessary  to  meet  the  economic  and  fiscal 
needs  should  they  prove  insufficient  to  sup- 
port needed  development  programs. 

As  to  the  third  basic  question,  Mr.  Chair- 
man, the  question  of  who  should  administer 
the  territory  and  what  practical  means  we 
can  recommend  to  the  General  Assembly,  my 
delegation  recalls  that  the  General  Assembly 
had  before  it  several  proposals  for  the  admin- 
istration of  the  territory,  including  a  proposal 
for  direct  administration  by  the  United  Na- 
tions. The  Assembly  neither  endorsed  nor  re- 
jected those  proposals.  Rather,  after  deciding 
that  henceforth  the  territory  comes  under 
the  direct  responsibility  of  the  United  Na- 
tions, it  established  this  committee  to  recom- 
mend practical  means  for  the  administration 
of  the  territory. 

In  our  view,  therefore,  the  task  of  this  com- 
mittee includes  the  consideration  of  possible 
alternative  administration  and  the  develop- 
ment of  some  technique  for  determining 
which  of  the  alternative  administrators  is,  in 
fact,  capable  of  fulfilling  the  administrative 
requirements  of  the  territory.  Perhaps  it 
might  prove  necessary  to  consider  other  alter- 
natives in  addition  to  those  discussed  in  the 
General  Assembly.  However,  in  doing  so,  we 
should  avoid  any  expedient  which  would  not 
necessarily  benefit  the  people  of  the  territory. 
In  seeking  a  final  solution  we  should  bear  in 
mind  the  extent  to  which  the  United  Nations 
can  fulfill  its  responsibility  either  through 
direct  administration  or  through  some  other 
form  of  administration  in  order  to  assure 
the  welfare  and  basic  rights  of  the  inhabit- 
ants of  the  territory  and  to  provide  for  self- 
determination  and  independence. 

We  would  ourselves  like  to  give  further 
thought  to  the  questions  which  we  have  raised 


304 


DEPARTMENT  OF  STATE  BULLETIN 


during  this  general  debate.  Undoubtedly 
other  questions  will  arise  during  the  course 
of  our  discussions.  The  questions  which  have 
been  raised  indicate  the  desire  of  the  mem- 
bers of  this  committee  to  explore  thoroughly 
thofee  factors  which  may  reasonably  be  con- 
sidered if  we  are  to  fulfill  our  responsibility. 
Recommendations  which  will  lead  to  the  in- 
stitution of  practical  relief  for  the  inhabi1> 
ants  of  the  territoiy — and  which  are  there- 
fore realistic  and  within  the  capacity  of  the 
U.N.  to  achieve — must  be  based  on  a  careful 
exploration  and  evaluation  of  all  avenues  to 
peaceful  change.  It  is  in  this  spirit  that  my 
delegation  approaches  the  task  of  this  com- 
mittee. 


Current  U.N.  Documents: 
A  Selected  Bibliography 

Mimeographed  or  processed  documents  (such  as 
those  listed  below)  may  be  consulted  at  depository 
libraries  in  the  United  States.  U.N.  printed  publica- 
tions may  be  purchased  from,  the  Sales  Section  of 
the  United  Nations,  United  Nations  Plaza,  N.Y. 


General  Assembly 

Implementation  of  the  Declaration  on  the  Granting 
of  Independence  to  Colonial  Countries  and 
Peoples.  Note  by  the  Secretary-General.  A/6595. 
December  14,  1966.  7  pp. 

United  Nations  Development  Decade.  Report  of  the 
Second  Committee.  A/6602.  December  16,  1966. 
13  pp. 

Comprehensive  Review  of  the  Whole  Question  of 
Peacekeeping  Operations  in  All  Their  Aspects. 
Report  of  the  Special  Political  Committee.  A/6603. 
December  15,  1966.  19  pp. 

World  Social  Situation.  Report  of  the  Third  Com- 
mittee. A/6614.  December  16,   1966.  9  pp. 

Committee  on  the  Peaceful  Uses  of  Outer  Space: 
Information   furnished   by   the    United    States   on 
objects    launched     into     orbit    or    beyond.     A/ 
AC.105/INF.148-149.   December  29,   1966. 

Economic  and  Social  Council 

Measures  Taken  in  Implementation  of  the  United 
Nations  Declaration  on  the  Elimination  of  All 
Forms  of  Racial  Discrimination.  Texts  of  (or  ex- 
tracts from)  decisions  taken  by  United  Nations 
organs  containing  provisions  relevant  to  the  ques- 
tion of  the  violation  of  human  rights  and  funda- 
mental freedoms.  E/4662.  June  30,  1966.  124  pp. 

Economic  Commission  for  Africa.  Report  of  the  Ex- 
traordinary Joint  Meeting  of  the  EC  A  Working 
Party  on  Intra- African  Trade  and  OAU  Ad  Hoe 
Committee  of  Fourteen  on  Trade  and  Development, 


Geneva,  August  22-26,  1966.  E/CN.14/361.  August 
29,  1966.  39  pp. 
United  Nations  Children's  Fund. 

Digest  of  UNICEF   Projects   Currently  Aided  in 

Asia.  E/ICEF/551.  September  1,  1966.  97  pp. 
Digest  of  UNICEF  Projects  Currently  Aided  in 

the  Americas.  E/ICEF/550.  September  2,  1966. 

140  pp. 
Digest     of     Interregional     Projects     Aided     by 

UNICEF.  E/ICEF/553.  October  17,  1966.  20  pp. 
Commission    on    the    Status    of    Women.    Economic 
Rights  and  Opportunities  for  Women.  ILO  Stand- 
ards Relating  to  Women's  Employment.  Report  by 
the  International  Labour  Office.  E/CN.6/465.  Oc- 
tober 10,  1966.   22  pp. 
Implementation  of  a  Five-Year  Survey  Programme 
for  the  Development  of  Natural  Resources.  Report 
of    the    Secretary-General.    E/4281.    November   4, 
1966.  33  pp. 
Commission  on  the   Status  of  Women.   Information 
Concerning   the    Status    of   Women    in    Non-Self- 
Governing   Tei-ritories.   Report  of  the    Secretaiy- 
General.  E/CN.6/464.  November  17,  1966.  22  pp. 


TREATY  INFORMATION 


Current  Actions 


MULTILATERAL 

Aviation 

Convention  on  international  civil  aviation.  Done  at 
Chicago    December    7,    1944.    Entered    into    force 
April  4,  1947.  TIAS  1591. 
Adherence  deposited:  Guyana,  February  3,  1967. 

Maritime  Matters 

International  agreement  regarding  the  maintenance 
of  certain  lights  in  the  Red  Sea.  Done  at  London 
February  20,  1962.  Entered  into  force  October  28, 
1966.  TIAS  6150. 

Acceptance   deposited:   Union   of   Soviet   Socialist 
Republics,  December  16,  1966. 

Amendment  to   the  convention   on  the   Intergovern- 
mental Maritime  Consultative  Organization  (TIAS 
4044).  Adopted  at  London  September  15,  1964. 
Enters  into  force:  October  6,  1967. 

Convention  on  facilitation  of  international  maritime 
traffic,  with  annex.  Done  at  London  April  9,  1965. 
Acceptance  deposited:  Belgium,  January  4,  1967. 
Accession  deposited:  Czechoslovakia,  December  19, 

1966. 
Enters  into  force:  March  5,  1967.' 

Patents 

Agreement  for  the  mutual  safeguarding  of  secrecy 
of  inventions  relating  to  defense  and  for  which 
applications  for  patents  have  been  made.  Done  at 


•  Not  in  force  for  the  United  States. 


FEBRUARY  20,  1967 


305 


Paris    September    21,    1960.    Entered    into    force 
January  12,  1961.  TIAS  4672. 

Ratification  deposited:  Luxembourg,  February  1, 
1967. 

Space 

Treaty  on  principles  governing  the  activities  of 
states  in  the  exploration  and  use  of  outer  space, 
including  the  moon  and  other  celestial  bodies. 
Opened  for  signature  at  Washington,  London,  and 
Moscow  January  27, 1967.' 

Signatures:  Belgium,  Brazil,  February  2,  1967; 
Guyana,  February  3,  1967;  Jordan,  February 
2,  1967;  Nepal,  February  3,  1967;  Niger,  Feb- 
ruary 1,  1967;  Norway,  February  3,  1967; 
Somali  Republic,  February  2,  1967. 

Trade 

Protocol  supplementary  to  the  protocol  to  the  Gen- 
eral Agreement  on  Tariffs  and  Trade  embodying 
results  of  the  1960-61  Tariff  Conference.  Done  at 
Geneva  May  6,  1963.  Entered  into  force  July  7, 
1963.> 

Acceptance:  Federal  Republic  of  Germany,  De- 
cember 13,  1966. 


BILATERAL 

Philippines 

Agricultural  commodities  agreement  under  title  IV 
of  the  Agricultural  Trade  Development  and  As- 
sistance Act  of  1954,  as  amended  (68  Stat.  454; 
7  U.S.C.  1731-1736),  vrith  exchange  of  notes. 
Signed  at  Manila  December  22,  1966.  Entered  into 
force  December  22,  1966. 

Saint  Christopher  Nevis  and  Anguitia 

Agreement  relating  to  the  establishment  of  a  Peace 
Corps  program  in  St.  Kitts.  Effected  by  exchange 
of  notes  at  Bridgetown  and  St.  Kitts  December 
19,  1966,  and  January  10,  1967.  Entered  into  force 
January  10,  1967. 

St.  Vincent 

Agreement  establishing  a  Peace  Corps  program  in 
St.    Vincent.    Effected    by    exchange    of    notes    at 

'  Not  in  force  for  the  United  States. 
'  Not  in  force. 


Bridgetown  and  St.  Vincent  December  16,  1966, 
and  January  18,  1967.  Entered  into  force  Janu- 
ary 18,  1967. 


PUBLICATIONS 


Recent  Releases 

For  sale  by  the  Superintendent  of  Documents,  U.S. 
Government  Printing  Office,  Washington,  D.C., 
20102.  Address  requests  direct  to  the  Superintendent 
of  Documents,  except  in  the  case  of  free  publications, 
which  may  be  obtained  from  the  Office  of  Media 
Services,  Department  of  State,  Washington,  D.C., 
20520. 

Civil  Rights  and  Race  Relations:  A  Seminar.  The 

Universality  of  Race  Relations,  by  Elliott  P.  Skin- 
ner, Ambassador  to  Upper  Volta;  Civil  Rights  in  the 
United  States,  by  Thurgood  Marshall,  Solicitor  Gen- 
eral of  the  United  States;  and  Implications  for 
Human  Development  in  the  Whole  Civil  Rights 
Movement,  by  The  Very  Reverend  Monsignor  Rob- 
ert J.  Fox.  Three  addresses  made  at  a  seminar  held 
on  June  23,  1966,  as  part  of  a  predeparture  briefing 
program  for  U.S.  students  going  to  Latin  American 
universities  on  Fulbright-Hays  grants.  The  second  in 
a  series  of  publications  prepared  under  the  auspices 
of  the  State  Department's  Equal  Employment  Op- 
portunity Program.  Pub.  8157.  Department  and  For- 
eign  Service   Series   135.   40   pp.,   illus.,   20^. 

Educational  and  Cultural  Diplomacy — 1965.  Annual 
report  on  the  Department's  International  Educa- 
tional and  Cultural  Exchange  Program  and  the 
progress  made  in  advancing  mutual  understanding 
between  the  people  of  the  United  States  and  the 
people  of  other  countries.  Appendixes  contain  statis- 
tical tables  and  definitions  of  terms.  Pub.  8160. 
International  Information  and  Cultural  Series  92. 
100  pp.,  illus.,  35^. 


DEPARTMENT  OF  STATE   BULLETIN        VOL.  LVI,   NO.   1443        PUBLICATION  8200 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  Sdd  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreiem  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreigrn  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addressee  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  Inter* 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The  Bulletin  is  for  sale  by  the  Saper- 


FEBRUARY  20,   1967 

intendent  of  Documents,  U.S.  Government 
Printing  Office,  Washington,  D.C.,  20402. 
Price:  62  issues,  domestic  $10,  foreign  $1S ; 
single  copy  80  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget   (January  11,  1960). 

NOTE:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers'  Guide  to  Periodical  Literature. 


306 


DEPARTMENT  OF  STATE  BULLETIN 


, 


NDEX     February  20,  1967     Vol.  LVI,  No.  1U3 


4inerican  Principles.  Building  a  Durable  Peace 
(Rusk) 269 

Angola.  The  United  States,  the  United  Nations, 
and  Southern  Africa  (Goldberg) 289 

Asia 

Building  a  Durable  Peace  (Rusk) 269 

Fourteen  Points  for  Peace  in  Southeast  Asia         284 
Congress.  The  War  on  Hunger:  Food  for  India 
(President's  message  to  Congress)     ....     295 

Foreign  Aid.  The  War  on  Hunger:  Food  for 
India   (President's  message  to  Congress)     .    295 

Human  Rights.  The  United  States,  the  United 
Nations,  and  Southern  Africa  (Goldberg)     .     289 

India.  The  War  on  Hunger:  Food  for  India 
(President's  message  to  Congress)    ....     295 

Mozambique.  The  United  States,  the  United 
Nations,  and  Southern  Africa  (Goldberg)     .     289 

Outer  Space.  Outer  Space  Treaty  Signed  by  60 
Nations  at  White  House  Ceremony  (state- 
ments at  ceremony) 266 

Portugal.  The  United  States,  the  United  Na- 
tions, and  Southern  Africa   (Goldberg)     .     .    289 

Presidential  Documents 

Outer  Space  Treaty  Signed  by  60  Nations  at 
White  House  Ceremony 266 

President  Urges  Ratification  of  Consular  Pact 
With    U.S.S.R 287 

The  War  on  Hunger:  Food  for  India  (Presi- 
dent's message  to  Congress) 295 

Publications 

Department  Issues   1967   Edition  of  "Treaties 

in  Force" 288 

Recent    Releases 306 

South  Africa.  The  United  States,  the  United 

Nations,  and  Southern  Africa  (Goldberg)     .     289 

South  West  Africa 

Tasks  of  the  Ad  Hoc  Committee  for  South 
West  Africa   (Rogers) 302 

The  United  States,  the  United  Nations,  and 
Southern  Africa  (Goldberg) 289 

Southern  Rhodesia.  The  United  States,  the 
United  Nations,  and  Southern  Africa  (Gold- 
berg)         289 

Treaty  Information 

Current   Actions 305 

Department  Issues  1967  Edition  of  "Treaties  in 
Force" 288 

Outer  Space  Treaty  Signed  by  60  Nations  at 
White  House  Ceremony  (statements  at  cere- 
mony)       266 

President  Urges  Ratification  of  Consular  Pact 
With   U.S.S.R 287 

U.S.S.R. 

Outer  Space  Treaty  Signed  by  60  Nations  at 
White  House  Ceremony  (statements  at  cere- 
mony)       266 


President  Urges  Ratification  of  Consular  Pact 
With   U.S.S.R 287 

United  Kingdom.  Outer  Space  Treaty  Signed 
by  60  Nations  at  White  House  Ceremony 
(statements  at  ceremony) 266 

United  Nations 

Current  U.N.  Documents 305 

Outer  Space  Treaty  Signed  by  60  Nations  at 
White  House  Ceremony  (statements  at  cere- 
mony)       266 

Tasks  of  the  Ad  Hoc  Committee  for  South 
West  Africa   (Rogers) 802 

The  United  States,  the  United  Nations,  and 
Southern  Africa  (Goldberg) 289 

Viet-Nam 

Building  a  Durable  Peace  (Rusk) 269 

Fourteen  Points  for  Peace  in  Southeast  Asia     .    284 

General  Taylor  Discusses  Recent  Developments 
in  Viet-Nam 285 

Secretary  Rusk  Discusses  Viet-Nam  in  Inter- 
view for  British  Television 274 

Name  Index 

Dean,  Sir  Patrick 266 

Dobrynin,   Anatoliy 266 

Goldberg,  Arthur  J 266,  289 

Johnson,    President 266,   287,  295 

Rogers,   William   P 302 

Rusk,  Secretary 266,    269,  274 

Taylor,  Gen.  Maxwell  D 285 

U  Thant 266 


Check  List  of  Department  of  State 
Press  Releases;  Jan.  30-Feb.  5 

Press  releases  may  be  obtained  from  the  Of- 
fice of  News,  Department  of  State,  Washing- 
ton, D.  C,  20520. 

Release  issued  prior  to  January  30  which 
appears  in  this  issue  of  the  Bulletin  is  No. 
16  of  January  26. 

Subject 

U.S.  programs  in  international 
education. 

Books  on  Pakistani  law  presented 
to  Department. 

Treaties  in  Force  .  .  .  1967  re- 
leased. 

Cotton  textile  agreement  with  Is- 
rael. 

Boonstra  sworn  in  as  Ajnbassa- 
dor  to  Costa  Rica  (biographic 
details) . 

Rimestad  sworn  in  as  Deputy 
Under  Secretary  for  Adminis- 
tration (biographic  details). 


No. 

Date 

*17 

2/1 

*18 

2/2 

19 

2/2 

t20 

2/2 

*21 

2/3 

•22       2/3 


*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


tr  U.S.  Government  Printing  Office:  1967—251-933/33 


SUPERINTENDENT   OF   DOCUMENTS 

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1944,  Volume  I,  General 

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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN   POLICY 


THE 

DEPARTMENT 

OF 

STATE 


(VjAP  ?  ':\  jHR? 


SECRETARY  RUSK'S  NEWS  CONFERENCE  OF  FEBRUARY  9     317 

EAST  ASIA  TODAY 
hy  Assistant  Secretary  Bundy     323 

INTERNATIONAL  ECONOMIC  POLICIES 
Excerpts  From  the  President's  Economic'  Report  and  the 
Annual  Report  of  the  Council  of  Economic  Advisers    333 


UNITED  STATES  PEACE  AIMS  IN  VIET-NAM 
hy  Ambassador  Arthur  J.  Goldberg    310 


For  index  see  inside  back  cover 


United  States  Peace  Aims  in  Viet-Nam 


by  Arthur  J.  Goldberg 

U.S.  Representative  to  the  United  Nations  ^ 


Our  effort  to  open  the  door  to  peace  in 
Viet-Nam  has  been  continuous.  In  recent 
weeks  public  attention  has  been  focused  on 
this  effort  by  an  unusual  number  of  state- 
ments, reports,  and  events:  pronouncements 
by  the  governments  involved,  appeals  by 
world  leaders  including  Pope  Paul  and  Secre- 
tary-General Thant,  news  stories  and  inter- 
views with  various  personalities — and  the 
perplexing  events  in  mainland  China.  Right 
now  we  are  in  the  midst  of  another  pause 
in  the  fighting,  the  Lunar  New  Year  truce. 
Thus  this  may  be  a  good  moment  to  assess 
the  present  status  of  our  efforts  for  peace. 

In  such  an  assessment  a  responsible  oflficial 
must,  in  all  that  he  says  in  public,  avoid 
damaging  the  hopes  for  progress  through 
private  diplomacy.  But  in  a  free  society  he 
must  also  accept  the  inescapable  respon- 
sibility to  keep  the  public  adequately 
informed.  It  is  difficult  to  deal  on  both  levels 
at  once,  but  it  is  essential  to  do  so  as  well 
as  we  can. 

Let  me  begin,  then,  by  recalling  the  basic 
American  peace  aims  in  Viet-Nam.  These 
aims  have  been  stated  many  times  by  Presi- 
dent Johnson  and  other  responsible  spokes- 
men of  the  United  States.  They  have  been 
stated  over  a  span  of  2  years,  but  the  ebb  and 
flow  of  the  military  situation  during  that 


time  has  not  made  them  any  less  valid  as 
guidelines  for  peace  negotiations.  We  do  not 
subscribe  to  the  false  notion  that  a  strong 
military  position  obviates  the  desirability  of 
seeking  peace  through  negotiations.  Today, 
therefore,  I  wish  to  review  the  essence  of 
these  American  aims. 

The  United  States  seeks  a  political  solution 
in  Viet-Nam.  We  do  not  seek  the  uncondi- 
tional surrender  of  our  adversaries.  We  seek 
a  settlement  whose  terms  will  result  not 
from  dictation  but  from  genuine  negotiations, 
a  settlement  whose  terms  will  not  sacrifice 
the  vital  interest  of  any  party.  In  the  words 
of  the  Manila  communique:  ^  ".  .  .  the  settle- 
ment of  the  war  in  Vietnam  depends  on  the 
readiness  and  willingness  of  the  parties  con- 
cerned to  explore  and  work  out  together  a 
just  and  reasonable  solution."  As  President 
Johnson  said  a  week  ago  here  in  Washing- 
tion:  ^  Such  a  solution  "will  involve  .  .  .  con- 
cessions on  both  parts." 

We  are  not  engaged  in  a  "holy  war" 
against  communism.  We  do  not  seek  an 
American  sphere  of  influence  in  Asia,  nor  a 
permanent  American  "presence"  of  any 
kind — military  or  otherwise — in  Viet-Nam, 
nor  the  imposition  of  a  military  alliance  on 
South  Viet-Nam. 

We  do  not  seek  to  do  any  injury  to  main- 


'  Address  made  at  a  special  convocation  at  How- 
ard University,  Washington,  D.C.,  on  Feb.  10  (U.S./ 
U.N.  press  release  13). 


'  For  text,  see  Bulletin  of  Nov.  14,  1966,  p.  730. 
^  At  a  news  conference  at  the  White   House  on 
Feb.  2. 


310 


DEPARTMENT  OF  STATE  BULLETIN 


land  China  nor  to  threaten  any  of  its  legiti- 
mate interests. 

We  seek  to  assure  to  the  people  of  South 
Viet-Nam  the  affirmative  exercise  of  the 
right  of  self-determination,  the  right  to  de- 
cide their  o\vn  political  destiny  free  of  ex- 
ternal interference  and  force  and  through 
democratic  processes.  In  keeping  with  the 
announced  South  Vietnamese  Government's 
policy  of  national  reconciliation,  we  do  not 
seek  to  exclude  any  segment  of  the  South 
Vietnamese  people  from  peaceful  participa- 
tion in  their  country's  future.  We  are  pre- 
pared to  accept  the  results  of  that  decision, 
whatever  it  may  be.  We  support  the  early 
consummation  of  a  democratic  constitutional 
system  in  South  Viet-Nam  and  welcome  the 
progress  being  made  to  this  end. 

As  regards  North  Viet-Nam,  we  have  no 
designs  on  its  territory,  and  we  do  not  seek 
to  overthrow  its  government,  whatever  its 
ideology.  We  are  prepared  fully  to  respect  its 
sovereignty  and  territorial  integrity  and  to 
enter  into  specific  undertakings  to  that  end. 

We  believe  the  reunification  of  Viet-Nam 
should  be  decided  upon  through  a  free  choice 
by  the  peoples  of  both  the  North  and  the 
South  without  any  outside  interference;  and 
the  results  of  that  choice  also  will  have  our 
full  support. 

Finally,  when  peace  is  restored  we  are 
willing  to  make  a  major  commitment  of 
money,  talent,  and  resources  to  a  multilateral 
cooperative  effort  to  bring  to  all  of  Southeast 
Asia,  including  North  Viet-Nam,  the  benefits 
of  economic  and  social  reconstruction  and 
development  which  that  area  so  sorely  needs. 

These,  then,  are  the  peace  aims  of  the 
United  States.  They  parallel  the  objectives 
stated  by  the  South  Vietnamese  Government 
at  Manila.  Our  aims  are  strictly  limited,  and 
we  sincerely  believe  they  contain  nothing 
inconsistent  with  the  interests  of  any  party. 
Our  public  pronouncements  of  them — both  in 
Washington  and  at  the  United  Nations — are 
solemn  commitments  by  the  United  States. 

Our  adversaries  have  also  placed  their 
aims  and  objectives  on  the  public  record  over 


the  past  2  years.  The  major  statement  of 
these  aims  is  the  well-known  four  points  of 
Hanoi,  which  I  will  summarize  without 
departing  too  much  from  their  own  ter- 
minology. 

Hanoi's  Four  Points 

The  first  point  calls  for  recognition  of  the 
basic  national  rights  of  the  Vietnamese 
people:  peace,  independence,  sovereignty, 
unity,  and  territorial  integrity.  It  also  calls 
for  the  cessation  of  all  acts  of  war  against 
the  North;  the  ending  of  United  States  inter- 
vention in  the  South;  the  withdrawal  of  all 
United  States  troops,  military  personnel,  and 
weapons  of  all  kinds;  the  dismantling  of 
American  bases;  and  the  cancellation  of  what 
they  term  the  United  States  "military  alli- 
ance" with  South  Viet-Nam. 

The  United  States  would  not  find  any 
essential  difficulty  with  a  reasonable  inter- 
pretation of  any  of  the  terms  included  in  this 
point.  Our  chief  concern  is  what  it  does  not 
include:  namely,  that  North  Viet-Nam  also 
cease  its  intervention  in  the  South,  end  all  of 
its  acts  of  war  against  the  South,  and  with- 
draw its  forces  from  the  South.  Such  a 
requirement  is  obviously  essential  to  the 
"peace"  to  which  this  first  point  refers. 

The  second  point  relates  to  the  military 
clauses  of  the  Geneva  agreements.  It  pro- 
vides that,  pending  the  peaceful  reunification 
of  Viet-Nam,  both  the  North  and  the  South 
must  refrain  from  joining  any  military 
alliance  and  that  there  should  be  no  foreign 
bases,  troops,  or  military  personnel  in  their 
respective  territories. 

Here  again,  the  only  real  difficulty  is  the 
omission  of  any  obligation  on  the  North  to 
withdraw  its  military  forces  from  the  South 
— although  the  Geneva  accords,  which  estab- 
lished the  demarcation  line  in  Viet-Nam, 
forbid  military  interference  of  any  sort  by 
one  side  in  the  affairs  of  the  other  and  even 
go  so  far  as  to  forbid  civilians  to  cross  the 
demilitarized  zone. 

The  third  point  calls  for  the  settlement  of 
the   South's   internal   affairs   in   accordance 


FEBRUARY  27,  1967 


311 


with  the  program  of  the  National  Liberation 
Front  for  South  Viet-Nam.  This  point,  of 
course,  was  not  a  part  of  the  Geneva  accords 
at  all.  It  introduces  a  new  element  which  I 
shall  discuss  later  in  this  analysis. 

The  fourth  point  calls  for  the  peaceful 
reunification  of  Viet-Nam,  to  be  settled  by 
the  people  of  both  zones  without  any  foreign 
interference.  We  have  no  difficulty  with  this 
point,  as  was  indicated  in  my  speech  to  the 
General  Assembly  on  September  22.  * 

There  has  apparently  been  added  a  fifth 
point — put  forward  and  repeatedly  endorsed 
by  both  Hanoi  and  the  National  Liberation 
Front  since  the  enunciation  of  the  four  points 
in  April  1965.  This  fifth  point  was  stated  by 
Ho  Chi  Minh  in  January  1966,  when  he  said 
that  if  the  United  States  really  wants  peace, 
it  must  recognize  the  National  Liberation 
Front  as  the  "sole  genuine  representative"  of 
the  people  of  South  Viet-Nam  and  engage  in 
negotiation  with  it.  This,  like  the  third  of 
the  four  points,  introduces  a  new  element 
which  was  not  part  of  the  Geneva  accords. 

Now,  from  this  brief  summation  of  our 
aims  and  those  declared  by  Hanoi,  it  is  clear 
that  there  are  areas  of  agreement  and  areas 
of  disagreement.  Recent  public  statements 
by  Hanoi  have  been  helpful  in  certain 
aspects,  but  how  great  the  disagreements  are 
is  still  uncertain,  because  the  stated  aims  of 
Hanoi  still  contain  a  number  of  ambiguities. 
I  would  like  to  discuss  some  of  these  ambigui- 
ties because  they  relate  to  very  consequential 
matters. 

Ambiguities  in  Hanoi's  Stated  Aims 

There  is  ambiguity,  for  example,  on  the 
role  of  the  National  Liberation  Front  in 
peace  negotiations.  I  have  already  noted  the 
statement  of  Ho  Chi  Minh  and  other  spokes- 
men for  our  adversaries  who  have  said  that 
we  must  recognize  the  Front  as  "the  sole 
genuine  representative"  of  the  South  Viet- 
namese people  and  negotiate  with  it.  If  this 
means  that  we  are  asked  to  cease  our  recogni- 


tion of  the  Government  in  Saigon  and  deal 
only  with  the  Front,  insistence  on  this  point 
would  imperil  the  search  for  peace.  For  the 
Front  has  not  been  chosen  by  any  democratic 
process  to  represent  the  people  of  South  Viet> 
Nam.  Nor  has  the  Front  been  recognized  by 
the  world  community.  It  is  pertinent  to  recall 
that  more  than  60  nations  recognize  the 
Government  of  the  Republic  of  Viet-Nam  in 
Saigon,  whereas  none  recognizes  the  National 
Liberation  Front  as  a  government. 

On  the  other  hand,  some  public  statements 
seem  to  call  for  the  National  Liberation 
Front  to  be  given  a  place  or  voice  at  the 
negotiating  table.  If  this  were  the  position 
of  our  adversaries,  the  prospects  would  be 
brighter;  for  President  Johnson,  as  long  ago 
as  July  1965,5  said  that  "The  Viet  Cong 
would  have  no  difficulty  in  being  represented 
and  having  their  views  presented  if  Hanoi 
for  a  moment  decides  she  wants  to  cease 
aggression."  He  added  that  this  did  not  seem 
to  him  to  be  "an  insurmountable  problem," 
and  that  "I  think  that  could  be  worked  out." 

A  further  ambiguity  relates  to  the  role  of 
the  National  Liberation  Front  in  the  future 
political  life  of  South  Viet-Nam.  Hanoi  asks 
that  the  affairs  of  South  Viet-Nam  be 
settled  "in  accordance  with  the  program  of 
the  National  Liberation  Front."  Our  adver- 
saries, in  their  various  comments  on  this 
point,  take  no  notice  of  the  internationally 
recognized  Government  of  South  Viet-Nam 
or  of  the  steps  which  the  South  Vietnamese 
leaders  have  taken  and  have  currently  under 
way  and  the  institutions  they  are  now  creat- 
ing for  the  purpose  of  providing  their 
country  with  a  constitutional  and  representa- 
tive government.  Nor  would  their  statements 
seem  to  leave  any  place  for  the  South  Viet- 
namese who  have  participated  in  and  pro- 
moted such  steps.  Such  an  interpretation 
would  pose  serious  obstacles  to  a  settlement. 

However,  some  claim  that  what  the 
National  Liberation  Front  really  seeks  is  no 
more  than  the  opportunity  to  advance  its  pro- 


*  For  text,  see  Bulletin  of  Oct.  10,  1966,  p.  518. 


'  At  a  news  conference  on  July  28,  1965. 


312 


DEPARTMENT  OF  STATE  BULLETIN 


gram  peacefully  along  with  other  elements 
and  groupings  in  the  South  in  a  free  political 
environment. 

We  have  already  made  it  clear  that  we  do 
not  wish  to  exclude  any  segment  of  the  South 
Vietnamese  people  from  peaceful  participa- 
tion in  their  country's  future  and  that  we 
support  a  policy  of  national  reconciliation 
endorsed  by  the  South  Vietnamese  Govern- 
ment in  the  Manila  communique.  Indeed,  as 
Secretary  Rusk  said  in  an  interview  last 
week,*  if  the  Viet  Cong  were  to  lay  down 
their  arms,  ways  could  be  found  to  permit 
them  to  take  part  in  the  normal  political 
processes  in  South  Viet- Nam. 

Further  ambiguities  arise  concerning  the 
question  of  foreign  troops  in  South  Viet-Nam. 
What  does  Hanoi  mean  by  "foreign  troops"? 
They  clearly  include  in  this  term  the  forces 
of  the  United  States  and  other  countries  aid- 
ing the  South,  but  they  have  never  admitted 
the  presence  of  their  own  forces  in  the  South. 
Of  course,  a  one-sided  withdrawal  by  our  side 
would  not  lead  to  an  acceptable  peace.  All 
external  forces  must  withdraw,  those  of 
Hanoi  as  well  as  ours,  if  peace  is  to  be 
achieved. 

There  is  ambiguity  also  in  Hanoi's  position 
on  the  timing  of  the  withdrawal  of  external 
forces.  Do  our  adversaries  consider  with- 
drawal of  forces  as  a  precondition  to  negotia- 
tions, as  some  of  their  statements  imply?  If 
so,  this  again  would  raise  a  serious  obstacle 
to  progress.  But  if  they  look  on  withdrawal 
of  forces  as  a  provision  to  be  incorporated  in 
a  settlement,  this  clearly  could  be  worked  out. 
The  United  States  and  its  allies  are  already 
on  record  in  the  Manila  communique  that 
their  forces  "shall  be  withdrawn  ...  as  the 
other  side  withdraws  its  forces  to  the  North, 
ceases  infiltration,  and  the  level  of  violence 
thus  subsides.  Those  forces  will  be  with- 
drawn as  soon  as  possible  and  not  later  than 
six  months  after  the  above  conditions  have 
been  fulfilled."  Further,  we  have  indicated 
our  willingness  to  join  in  a  phased  and  super- 
vised withdrawal  of  forces  by  both  sides. 


Next,  there  is  ambiguity  in  Hanoi's  posi- 
tion on  the  cessation  of  bombing  of  North 
Viet-Nam.  At  times  their  public  statements 
have  demanded  that  the  bombing  be  ended 
unconditionally,  without  any  reference  to  a 
possible  response  from  their  side.  On  the 
other  hand,  quite  recently  a  spokesman  of 
Hanoi  said  that  "if,  after  the  definitive  and 
unconditional  cessation  of  the  bombardments, 
the  American  Government  proposes  to  enter 
into  contact  with  the  [North  Vietnamese] 
Government,  .  .  .  this  proposal  will  be  ex- 
amined and  studied."  And  just  this  week  we 
have  seen  a  further  statement,  in  an  inter- 
view by  the  North  Vietnamese  Foreign 
Minister,  that  cessation  of  the  bombings 
"could  lead  to  talks  between  North  Viet  Nam 
and  the  U.S."  Many  of  their  statements  in- 
sisting that  the  bombing  cease  have  also 
contained  other  expressions,  such  as  that  the 
American  military  presence  in  South  Viet- 
Nam  be  completely  withdrawn  and  that  the 
four  points  of  Hanoi  must  be  recognized  and 
accepted  as  "the"  basis — or  possibly  as  "a" 
basis — for  settlement  of  the  conflict.  This 
creates  an  additional  ambiguity  as  to  whether 
Hanoi  means  to  add  still  other  prenegotiat- 
ing  conditions. 

The  position  of  the  United  States  on  this 
bombing  question  has  been  stated  by  a  num- 
ber of  administration  spokesmen,  including 
me  at  the  United  Nations.  The  United  States 
remains  prepared  to  take  the  first  step  and 
order  a  cessation  of  all  bombing  of  North 
Viet-Nam  the  moment  we  are  assured, 
privately  or  otherwise,  that  this  step  will  be 
answered  promptly  by  a  tangible  response 
toward  peace  from  North  Viet-Nam.  In  his 
letter  of  February  8  to  His  Holiness  Pope 
Paul,  President  Johnson  said: '' 

...  I  know  you  would  not  expect  us  to  reduce 
military  action  unless  the  other  side  is  willing  to 
do  likewise. 

We  are  prepared  to  discuss  the  balanced  reduction 
in  military  activity,  the  cessation  of  hostilities,  or 
any  practical  arrangements  which  could  lead  to 
these  results. 


'  Bulletin  of  Feb.  20,  1967,  p.  274. 


'  See  p.  319. 


FEBRUARY  27,  1967 


313 


We  shall  continue  our  efforts  for  a  peaceful  and 
honorable  settlement  until  they  are  crowned  with 
success. 

U.S.  Ready  To  Negotiate  in  Good  Faith 

Some  analysts  contend  that  our  terms  of 
settlement  should  be  more  precisely  defined. 
But  it  is  very  difficult  to  be  more  precise  in 
advance  of  negotiation  and  particularly  in 
light  of  the  substantive  ambiguities  on  the 
other  side.  But  whatever  questions  may  be 
raised,  they  should  and  can  best  be  resolved 
in  discussions  between  the  parties  who  have 
the  power  to  resolve  them.  For  our  part,  we 
stand  ready  to  negotiate  in  good  faith  uncon- 
ditionally to  resolve  all  outstanding  questions. 

The  United  States  approach  to  negotiations 
is  flexible.  We  and  our  allies  do  not  ask  our 
adversaries  to  accept,  as  a  precondition  to 
discussions  or  negotiations,  any  point  of  ours 
to  which  they  may  have  objections.  Nor  do 
we  rule  out  the  discussion  of  any  points  of 
theirs,  however  difficult  they  might  appear  to 
us.  We  are  willing  to  discuss  and  negotiate 
not  only  our  own  points  but  Hanoi's  four 
points,  and  points  emanating  from  any  other 
source,  including  the  Secretary-General  of 
the  United  Nations. 

It  remains  to  be  seen  whether  our  adver- 
saries share  this  concept  of  negotiations.  As 
I  have  already  pointed  out,  their  various  pub- 
lic declarations  of  peace  aims  have  often  been 
coupled  with  statements  that  the  goals  they 
put  forward  must,  for  example,  be  "accepted" 
or  "recognized"  as  the  "sole  basis"  or  "the 
most  correct  basis"  or  "the  only  sound  basis" 
or  "the  basis  for  the  most  correct  political 
solution." 

Such  statements  contain  still  further 
ambiguity — in  one  sense  the  most  funda- 
mental of  all,  since  it  relates  to  the  concept  of 
negotiation  itself.  Do  these  statements  mean 
that  Hanoi  is  willing  to  enter  negotiations 
only  if  there  is  an  assurance  in  advance  that 
the  outcome  wiW  be  on  their  terms  and  will, 
in  effect,  simply  ratify  the  goals  they  have 
already  stated?  Such  an  attitude  would  not 
be  conducive  to  peace  and  would  make  the 
outlook  for  a  settlement  bleak  indeed. 


If,  on  the  other  hand.  North  Viet-Nam 
were  to  say  that  their  points  are  not  precon- 
ditions to  discussions  or  negotiations,  then 
the  prospects  should  be  more  promising. 

Our  negotiating  approach  would  permit  s, 
each  side  to  seek  clarification  of  the  other 
side's  position.  It  does  not  require  the 
acceptance  in  advance  of  any  points,  least  of 
all  those  whose  meaning  may  be  in  need  of 
clarification.  We  do  not  ask  that  of  Hanoi — 
and  progress  toward  a  settlement  will  be 
facilitated  if  Hanoi  does  not  ask  it  of  us. 

In  this  situation,  how  can  we  best  move 
toward  a  settlement  ? 

One  essential  early  step  is  to  analyze  the 
positions  of  all  parties  in  order  to  ascertain 
whether  there  is  some  element  or  some 
kernel  common  to  all.  Many  students  of  the 
subject  have  pointed  to  one  fact  which  may 
prove  to  be  such  a  kernel,  namely,  the  fact 
that  both  sides  have  pointed  to  the  Geneva 
agreements  of  1954  and  1962  as  an  acceptable 
basis  for  a  peaceful  settlement. 

But  I  must  add  quickly  that  this  does  not 
necessarily  indicate  a  real  meeting  of  the 
minds,  because  of  doubts  that  all  sides  inter- 
pret the  Geneva  agreements  in  the  same  light. 
Hanoi  has  said  that  the  essence  of  the  Geneva 
agreements  is  contained  in  its  four  points. 
But  the  four  points  would  not  put  Hanoi 
under  any  restraint  or  obligations  in  its 
hostile  activities  against  the  South,  which  the 
Geneva  accords  explicitly  prohibit.  Besides, 
as  I  already  pointed  out,  these  points  insist 
that  the  South's  future  be  regulated  in  ac- 
cordance with  the  program  of  a  group  which 
was  not  referred  to  in  the  Geneva  accords 
and  did  not  even  exist  when  they  were  writ- 
ten. And  in  any  case,  if  the  Geneva  accords 
were  to  serve  as  a  basis  for  settlement,  it 
would  obviously  be  necessary  to  revitalize 
the  international  machinery  which  they  pro- 
vided for  supervision,  which  is  presently 
operating  under  severe  limitations;  to  in- 
corporate effective  international  guarantees; 
and  to  update  other  provisions  of  the  ac- 
cords which  on  their  face  are  clearly  out  of 
date. 

Despite  these  problems  of  interpretation. 


314 


DEPARTMENT  OF  STATE  BULLETIN 


it  can  be  said  that  if  the  meaning  of  the 
Geneva  agreements  were  accepted  as  a  mat- 
ter for  genuine  negotiation,  then  the  constant 
reference  to  these  agreements  by  both  sides 
would  be  more  than  a  verbal  similarity;  it 
would  be  a  significant  and  hopeful  sign  of 
the  prospects  for  settlement. 

Methods  for  Seeking  a  Political  Settlement 

From  all  this  analysis,  there  emerges  one 
basic  and  practical  question,  and  it  is  this: 
How  are  all  these  apparent  obstacles  to  a 
settlement  to  be  overcome  ? 

The  first  and  essential  prerequisite  is  the 
will  to  resolve  them,  not  by  unconditional 
surrender  or  by  the  dictation  of  terms  but 
through  a  process  of  mutual  accommodation 
whereby  nobody's  vital  interests  are  injured, 
which  would  be  a  political  solution.  Speaking 
for  the  United  States  Government,  I  affirm 
without  reservation  the  willingness  of  the 
United  States  to  seek  and  find  a  political 
solution. 

The  next  question,  then,  is  by  what  proce- 
dure such  a  political  settlement  can  be 
reached.  One  well-tested  and  time-proven 
way  is  the  conference  table.  President  John- 
son has  repeatedly  stated  our  readiness  to 
join  in  a  conference  in  Geneva,  in  Asia,  or  in 
any  other  suitable  place.  We  remain  prepared 
today  to  go  to  the  conference  table  as  soon  as, 
and  wherever,  our  adversaries  are  prepared 
to  join  us. 

There  is  also  a  second  procedure  by  which 
to  pursue  a  political  settlement:  namely, 
private  negotiations — either  by  direct  contact 
or  through  an  intermediary.  There  is  much 
to  be  said  for  this  private  method,  for  in  a 
situation  as  grave  as  this,  with  its  complex 
historical  background  and  its  present  politi- 
cal crosscurrents,  it  would  be  exceedingly  dif- 
ficult to  negotiate  in  a  goldfish  bowl. 

I  therefore  affirm  that  the  United  States 
Government  stands  ready  to  take  this  route 
also  toward  a  political  settlement.  And  we 
give  our  assurance  that  the  secrecy  and 
security  of  such  private  explorations  would 
be  safeguarded  on  our  side.  Of  course,  we  do 


not  and  should  not  ask  that  freedom  of  ex- 
pi-ession  be  curtailed  in  the  slightest  degree. 
Nevertheless,  as  that  conspicuous  champion 
of  free  expression.  Dr.  Erwin  D.  Canham, 
recently  reminded  us,  no  one's  credibility 
ought  to  suffer  because  of  what  is  better  left 
unsaid  under  such  circumstances. 

Let  me  quickly  add  that  at  this  juncture 
I  do  not  want  to  raise  any  false  hopes  by  this 
remark.  I  am  simply  stating  a  principle  which 
is  inherent  in  the  concept  of  the  secrecy  and 
security  of  private  explorations. 

Such  then  is  my  analysis  of  the  problems 
involved  and  the  methods  to  be  employed  in 
seeking  a  negotiated  solution  of  the  Vietnam- 
ese conflict.  Nor  should  we  overlook  the  pos- 
sibility that  negotiations,  private  or  public, 
might  be  preceded  or  facilitated  by  the 
process  of  mutual  deescalation  or  a  scaling 
down  of  the  conflict  without  a  formally 
negotiated  cease-fire.  This,  of  course,  would 
be  welcome  on  our  part. 

It  is  altogether  possible,  too,  that  there  will 
be  no  negotiations  culminating  in  a  formal 
agreement,  that  our  adversaries  will  sooner 
or  later  find  the  burden  of  the  war  too  ex- 
hausting and  that  the  conflict  will  gradually 
come  to  an  end. 

Perhaps  this  will,  indeed,  prove  to  be  the 
outcome.  But  our  most  respected  military 
authorities  have  cautioned  us  not  to  expect 
that  this  will  happen  quickly  and  that  we 
must  face  the  possibility  of  a  long  struggle. 
Surely,  if  there  is  any  contribution  that 
diplomacy  can  make  to  hastening  a  just  and 
honorable  end  of  this  struggle,  we  cannot  in 
all  conscience  spare  any  effort  or  any  labor, 
day  or  night,  to  make  that  contribution — no 
matter  how  difficult  and  frustrating  the 
effort  may  be  or  how  many  false  starts  and 
failures  and  new  beginnings  it  may  entail. 
As  students  of  history  know,  one  obstacle 
to  a  negotiated  end  of  any  war  can  be  psycho- 
logical. The  frame  of  mind  appropriate  to 
fighting  and  the  frame  of  mind  appropriate 
to  peacemaking  are  by  nature  very  different. 
And  yet  a  stage  inevitably  comes  when  both 
these  seemingly  contradictory  efforts  must 
go  on  side  by  side. 


FEBRUARY  27,  1967 


315 


Many  citizens,  viewing  this  complex  dual 
process,  are  likely  to  be  confused  and  dis- 
tressed by  what  seems  like  an  inconsistency 
in  their  leaders'  policies.  Some  complain  that 
the  talk  of  peace  suggests  a  weakening  of  our 
resolve  and  of  our  will  to  win.  Simultaneously 
others  complain  that  the  continued  military 
effort  suggests  an  attempt  to  bring  the  ad- 
versary to  his  knees,  to  break  his  will,  and 
thus  casts  doubt  on  the  sincerity  of  our  will 
to  peace. 

The  great  difficulty  of  achieving  peace 
should  serve  to  remind  us  that  there  are  sub- 
stantial conflicting  interests  at  stake  which 
stubbornly  resist  solution;  that  peace  cannot 
be  bought  at  any  price,  nor  can  real  conflicts 
of  purpose  be  waved  away  with  a  magic 
wand.  By  the  same  token,  the  ferocity  of  war 
should  not  be  an  incitement  to  hatred  but 
rather  a  stern  discipline,  a  reminder  of  the 
imperative  duty  to  define  responsibly  the  lim- 
ited interests  for  which  our  soldiers  fight  and 
which  a  peace  settlement  must  protect. 

The  effort  to  make  such  a  responsible  defi- 
nition and  to  carry  it  through  the  process  of 
peace  negotiations  is  piled  high  with  diffi- 
culty. A  genuine  meeting  of  the  minds  may 
never  be  wholly  achieved.  It  is  unlikely  that 
terms  of  settlement  for  this  stubborn  conflict 
can  be  found  which  would  be  wholly  pleasing 
to  either  side.  But  it  is  in  our  highest  national 
interest  that  an  acceptable,  livable  solution 
should  be  found. 

Let  no  one  suppose  that  patriotism,  which 
is  so  inspiringly  displayed  on  the  battlefield, 
is  not  also  present  at  the  negotiating  table. 
All  our  recent  Presidents  have  testified  to  our 
country's  dedication  to  negotiation  as  a  means 
of  peacefully  bridging  differences. 


President  Eisenhower  said  in  1955,  on  the 
eve  of  the  first  summit  conference  with  the 
Soviet  leadership:  *  "We  shall  work  with  all 
others  ...  so  that  peaceful  and  reasonable 
negotiations  may  replace  the  clash  of  the 
battlefield." 

President  Kennedy,  in  his  inaugural 
address,  said:  "Let  us  never  negotiate  out  of 
fear.  But  let  us  never  fear  to  negotiate." 

And  President  Johnson  has  summed  up  the 
true  value  of  negotiation  as  follows :  ^ 

To  negotiate  is  never  to  admit  failure.  To  nego- 
tiate is  to  show  good  sense.  We  believe  that  collec- 
tive bargaining  is  working  as  long  as  parties  stay 
in  the  negotiation  stage.  Only  when  bargaining 
breaks  off  do  we  speak  of  failure. 

And  so  also  is  it  in  foreign  policy.  There,  too, 
the  rule  of  law  and  the  resort  to  the  bargaining 
table  are  the  hallmarks  of  success. 

And  to  these  words  the  President  added 
specifically: 

.  .  .  this  rule  applies  without  qualification  to  Viet- 
Nam.  We  shall  count  it  a  mark  of  success  when  all 
the  parties  to  that  dispute  come  to  a  conference 
table.  We  Americans  are  experienced  in  bargaining; 
we  have  nothing  to  fear  from  negotiation.  And  we 
Americans  know  the  nature  of  a  fair  bargain.  No 
people  ever  need  fear  negotiating  with  Americans. 

I  am  sure  all  three  of  these  Presidents 
would  agree  today  that  the  effort  to  discover 
through  negotiation  the  common  ground  on 
which  to  build  a  just  and  honorable  peace  is 
worthy  of  our  most  sincere  and  dedicated 
efforts. 


'  For  an  address  by  President  Eisenhower  at  the 
10th  anniversary  meeting  of  the  United  Nations  at 
San  Francisco,  Calif.,  on  June  20,  1955,  see  Bulle- 
tin of  July  4,  1955,  p.  3. 

"  For  an  address  by  President  Johnson  at  the  Uni- 
versity of  Denver  on  Aug.  26,  1966,  see  ibid.,  Sept. 
19,  1966,  p.  406. 


316 


DEPARTMENT  OF  STATE  BULLETIN 


Secretary  Rusk's  News  Conference  of  February  9 


Press  release  27  dated  February  9 

Secretary  Rusk:  There  has  been  a  good  deal 
of  discussion  in  recent  days  about  the  pros- 
pects for  peace  in  Viet-Nam.  President  John- 
son has  pressed  for  peace  in  Southeast  Asia 
in  capitals  all  over  the  world  over  and  over 
again.  He  has  demonstrated  that  he  is  pre- 
pared to  meet  the  other  side  more  than  half 
way.  He  has  urged  a  conference,  uncondi- 
tional discussions,  or  private  and  discreet 
contacts  in  order  to  move  ahead  with  talks 
which  might  open  the  way  to  peace.  He  has 
responded  affirmatively  to  the  efforts  of  17 
nonalined  nations,  of  the  Commonwealth 
Prime  Ministers,  of  Asian  nations,  of  the 
British  cochairman,  of  members  of  the  Inter- 
national Control  Commission,  of  leading  per- 
sonalities. 

The  United  States  has  made  it  clear  that 
Hanoi's  four  points  could  be  discussed  along 
with  points  which  others  might  wish  to  pro- 
pose or  that  we  would  engage  in  preliminary 
discussions  to  attempt  to  find  an  agreed  set 
of  points  as  a  basis  for  negotiation.  We  have 
made  it  clear  that  we  want  no  bases  in  South- 
east Asia  and  do  not  wish  to  retain  United 
States  troops  in  Viet-Nam  after  peace  is 
assured.  At  Manila,  the  Allies  stated  that  they 
would  withdraw  their  forces  not  later  than  6 
months  after  the  other  side  "withdraws  its 
forces  to  the  North,  ceases  infiltration,  and 
the  level  of  violence  thus  subsides."  ^  We 
have  affirmed  our  full  support  for  free  elec- 
tions in  South  Viet-Nam  to  give  the  South 
Vietnamese  a  government  of  their  own 
choice  and  have  stated  that  we  believe  that 
the  question  of  reunification  should  be  deter- 


'  For  text  of  a  communique  issued  at  the  close  of 
the  Manila  Conference  on  Oct.  25,  1966,  see  Bulletin 
of  Nov.  14,  1966,  p.  730. 


mined  by  the  Vietnamese  through  their  own 
free  decision.  We  have  emphasized  that  we 
would  much  prefer  to  use  our  resources  for 
the  economic  reconstruction  of  Southeast 
Asia,  rather  than  war,  and  that  peace  could 
permit  North  Viet-Nam  to  participate  in  a 
regional  effort  to  which  we  would  be  pre- 
pared to  contribute  at  least  $1  billion. 

On  the  military  side,  we  have  on  two  occa- 
sions stopped  the  bombing  of  North  Viet- 
Nam  to  discover  whether  there  might  be  some 
constructive  reaction  from  the  other  side.  In 
May  1965  a  pause  was  limited  to  51/2  days 
because  it  was  rejected  by  the  principal  Com- 
munist capitals  during  the  first  3  days.  At 
the  beginning  of  1966  there  was  a  cessation 
for  37  days — a  period  much  longer  than  had 
been  indicated  might  produce  some  construc- 
tive result.  It  elicited  no  response  other  than 
the  continuation  of  the  movement  of  men  and 
arms  into  the  South  and  an  assertion  that 
Viet-Nam  must  be  settled  on  Communist 
terms.  We  have  emphasized  that  we  would  be 
prepared  to  discuss  steps  of  mutual  deescala- 
tion  or  would  indeed  take  note  of  any  de- 
escalation  on  the  ground  and  would  respond 
accordingly. 

But  for  some  time  now  there  has  been  evi- 
dent a  systematic  campaign  by  the  Commu- 
nist side  to  bring  about  an  unconditional  and 
permanent  cessation  of  the  bombing  of  North 
Viet-Nam,  without  any  corresponding  mili- 
tary action  on  their  side,  in  exchange  for  the 
possibility  of  talks — talks  which  are  thus  far 
formless  and  without  content.  We  cannot 
accept  a  situation  in  which  men  and  arms 
move,  without  interruption  by  us,  to  cross  the 
17th  parallel  and  attack  Allied  armed  forces 
and  Vietnamese  civilians  in  the  South.  We 


FEBRUARY  27,  1967 


317 


must  know  the  military  consequences  of  such 
a  military  action  on  our  part.  They  must  not 
expect  us  to  stop  our  military  action  by  bomb- 
ing while  they  continue  their  military  action 
by  invasion.  No  one  has  been  able  or  willing 
to  give  us  any  information  on  this  subject. 

It  is  entirely  within  the  resources  of  the 
quiet  diplomacy  of  both  sides  to  talk  about 
peace  and  to  discuss  mutual  steps  to  reduce 
the  violence.  We  have  been  trying  in  every 
way  known  to  us  to  invite  and  to  engage  in 
such  talks.  Unfortunately  I  cannot  report  to 
you  today  any  tangible  forward  movement  in 
this  direction.  All  channels  remain  open  and 
are  being  utilized. 

As  the  President  said  yesterday  in  his  let- 
ter to  His  Holiness  the  Pope: 

We  are  prepared  to  talk  at  any  time  and  place, 
in  any  forum,  with  the  object  of  bringing  peace  to 
Vietnam;  however  I  know  you  would  not  expect 
us  to  reduce  military  action  unless  the  other  side 
is  willing  to  do  likewise. 

We  are  prepared  (the  President  said)  to  discuss 
the  balanced  reduction  in  military  activity,  the  ces- 
sation of  hostilities,  or  any  practical  arrangements 
which  could  lead  to  these  results. 

Our  objective  in  Viet-Nam  is  and  always 
has  been  a  limited  one — a  South  Viet-Nam 
able  to  determine  its  own  future  without 
external  interference.  I  need  hardly  repeat 
that  this  and  this  alone  is  our  objective;  but 
for  the  benefit  of  members  of  the  press  who 
may  not  be  fully  familiar  with  all  our  state- 
ments, I  am  today  making  available  points  we 
made  last  year  under  14  different  headings, 
annotated  to  reflect  developments  in  1966.^ 
These  are,  and  remain,  not  in  any  sense  pre- 
conditions for  discussions  but  rather  state- 
ments of  the  elements  that  we  believe  could 
produce  peace  in  Viet-Nam. 

Let  me  say  quietly  and  sincerely  to  all  capi- 
tals on  the  other  side: 

Let  good  sense  take  charge  for  all  of  us  in 
this  situation.  Recognize  the  necessity  for 
elementary  reciprocity.  Join  with  us  in  a  com- 
mon search  for  peace.  Let  us  make  use  of  the 
means  available  to  us  to  exchange  views  and 
to  search  for  those  common  interests  upon 
which  peace  can  be  built.  Let  us  relieve  all 


^Ibid.,  Feb.  20,  1967,  p.  284. 


the  peoples  concerned  of  the  burdens  of  this 
struggle.  Let  us  turn  our  hand  to  the  urgent 
unfinished  business  of  assuring  a  more  decent 
future  for  those  who  have  been  caught  up  in 
this  violence  for  so  long. 

I  am  now  ready  for  your  questions. 

Atmosphere  for  Peace  Negotiations 

Q.  Mr.  Secretary,  you  mentioned  the  14 
points  that  were  put  out  a  year  ago.  Would 
you  say  that  the  atmosphere  or  the  climate 
for  peace  negotiations  has  im,proved  in  any 
way  since  that  time,  particularly  since  the 
conflict  in  China  has  become  so  intense? 

A.  It  is  hard  to  judge  atmosphere,  because 
what  we  really  must  coiint  upon  is  specific, 
tangible  indications  of  a  readiness  to  move 
toward  peace. 

We  are  exploring  in  every  way  that  we 
know  what  those  possibilities  might  be. 

The  President  has  said  that  we  would  meet 
the  other  side  more  than  half  way. 

So  what  the  atmosphere  really  will  amount 
to  turns  upon  whether  we  can  in  fact  engage 
the  other  side  at  points  where  we  and  they 
together  can  move  this  matter  toward  the 
conference  table  or  toward  a  peaceful  settle- 
ment. 

Q.  Mr.  Secretary,  can  you  give  us  some 
idea  of  the  rate  of  infiltration  these  days?  Is 
it  significantly  lower  noiv  than  it  was  last 
year? 

A.  There  is  some  time  lag  in  our  current 
information  on  exact  numbers. 

We  know  that  the  infiltration  continues. 
We  see  the  trucks  moving  south;  we  see  the 
men  moving  south.  We  have  other  sources  of 
information.  We  do  get  from  prisoners,  from 
captured  documents,  and  from  other  sources 
of  information  rather  accurate  figures,  after 
a  bit  of  time,  on  what  happens  in  a  particular 
period. 

But  I  do  not  know  of  any  information  indi- 
cating that  the  infiltration  has  stopped  or  that 
they  have  themselves  undertaken  a  level  of 
infiltration  that  bears  with  it  political  con- 
sequences. 

Q.  Mr.  Secretary,  you  have  talked  about 
the  need  to  recognize  the  principle  of  ele- 


318 


DEPARTMENT  OF  STATE  BULLETIN 


mentary  reciprocity.  Since  so  much  of  the 
current  discussion  seems  to  hang  on  this,  sir, 
could  you  give  us  some  idea  of  whether  by 
this  yoti  mean  a  specific  promise  to  negotiate 
if  we  stop  the  bombing  or  specific  military 
action  ? 

A.  Well,  I  have  pointed  out  in  my  state- 
ment that  we  cannot  stop  our  military  actions 
involving  the  bombing  while  they  continue 
their  military  actions  of  invasion. 

Now  let  me  illustrate  the  question  of 
reciprocity  just  for  a  moment,  because  that 
element  has  dropped  out  of  a  good  deal  of 
public  discussion  of  this  subject. 

If  we  were  to  say  that  we  would  not  talk 
unless  all  violence  stops  in  the  South  while 
our  bombing  continues  in  the  North,  everyone 
would  say,  "Well,  that  is  absurd." 

Now,  why  is.  it  absurd  for  us  and  reason- 
able for  the  other  side  ? 

We  have  had  no  indication  that  they  will 
adopt  corresponding  or  reciprocal  military 
moves  if  we  stop  the  bombing  of  North  Viet- 
Nam. 

We  have  some  operational  questions.  Those 
trucks  just  north  of  the  17th  parallel  headed 
south  with  men  and  arms — are  we  to  say  that 
they  are  free  to  come  to  the  gates  with 
impunity,  safety,  and  then  suddenly  unload 
themselves  and  have  those  men  attack  our 
Marines  just  across  the  17th  parallel  while 
we  pick  this  ammunition  out  of  our  men, 
instead  of  dealing  with  those  trucks  as  a  part 
of  the  battle  where  we  find  them? 

I  think  some  elementary  reciprocity  is 
required,  and  common  fairness  would  require 
that  if  there  is  an  interest  toward  peace,  both 
sides  help  move  toward  it,  because  you  cannot 
stop  this  war  simply  by  stopping  a  half  of  it. 

Q.  Mr.  Secretary,  it  is  being  frequently 
said  these  days  that — in  the  two  Burchett 
interviews  and  in  what  Mr.  Kosygin  [Soviet 
Prime  Minister  Alexei  N.  Kosygin"]  said  yes- 
terday— that  the  position  of  North  Viet-Nam 
has  been  changed;  that  instead  of  asserting 
four  preconditions,  there  is  only  noiv  one  pre- 
condition, and  it  is  therefore  concluded  that 
there  is  movement  in  their  position.  Do  you 
accept  the  fact  of  movement  in  their  position? 


President  Reaffirms  U.S.  Desire 
for  Peace  in  Viet-Nam 

Following  is  the  text  of  a  message  from 
President  Johnson  to  His  Holiness  Pope 
Paul  VI. 

white  House  press  release  dated  February  8 

February  8, 1967 

Your  Holiness:  I  deeply  appreciate  your 
message,'  which  is  a  great  source  of  spiritual 
support.  I  devoutly  share  your  wish  that  the 
suspension  of  hostilities  over  the  Lunar  New 
Year  may  be  extended  and  may  open  the  way 
to  negotiations  for  a  just  and  stable  peace. 
The  Governments  of  the  United  States  and 
the  Republic  of  Vietnam,  together  with  others, 
are  devoting  intensive  efforts  to  this  end.  As 
you  know,  the  Government  of  Vietnam  has 
twice  signified  its  readiness  to  discuss  an  ex- 
tension of  the  truce  with  representatives  of 
the  other  side. 

We  are  prepared  to  talk  at  any  time  and 
place,  in  any  forum,  with  the  object  of  bring- 
ing peace  to  Vietnam;  however  I  know  you 
would  not  expect  us  to  reduce  military  action 
unless  the  other  side  is  willing  to  do  likewise. 

We  are  prepared  to  discuss  the  balanced 
reduction  in  military  activity,  the  cessation  of 
hostilities,  or  any  practical  arrangements 
which  could  lead  to  these  results. 

We  shall  continue  our  efforts  for  a  peaceful 
and  honorable  settlement  until  they  are 
crowned  with  success. 

With  great  respect, 
Sincerely, 

Lyndon  B.  Johnson 


Not  printed  here. 


A.  Well,  these  are  matters  which  can  be 
fully  explored  through  existing  channels,  with 
existing  contacts,  with  the  help  of  other 
governments,  if  that  seems  desirable,  in  order 
to  find  out  whether  there  in  fact  is  a  basis  of 
peace. 

But  what  has  not  been  said  by  the  Foreign 
Minister  of  North  Viet-Nam  or  by  the  Prime 
Minister  of  the  Soviet  Union  is  what  the  mili- 
tary consequences  would  be  if  we  stopped  the 
bombing — what  would  the  other  side  do.  That 
is  a  point  which  has  been  ignored;  that  is  a 


FEBRUARY  27,  1967 


319 


point  on  which  we  have  had  no  response.  And 
we  need  some  response  on  that. 

Now,  let  me  make  it  clear.  We  do  not  con- 
sider that  any  action  in  the  military  field 
need  be  a  precondition  for  discussions.  We 
are  prepared  today  to  have  talks  with  those 
on  the  other  side,  to  talk  about  either  the 
prospects  for  peace  or  to  talk  about  the 
mutual  steps  which  the  two  sides  can  take  to 
reduce  the  violence  and  move  this  closer 
toward  peace. 

We  are  prepared  to  talk  about  any  point, 
any  handle  which  can  be  grasped,  which 
might  make  a  difference  in  this  situation. 

For  example,  the  demilitarization  of  the 
demilitarized  zone  along  the  17th  parallel; 
assistance  to  Prince  Sihanouk  of  Cambodia, 
in  assuring  the  neutrality  and  the  territorial 
integrity  of  his  country;  the  exchange  of 
prisoners — we  are  prepared  to  talk  about  any 
point  which  could  indicate  some  constructive 
step  forward. 

Now,  if  we  are  faced  with  a  major  condi- 
tion on  the  military  side  as  a  precondition  for 
discussion,  then  we  are  prepared  to  enter  into 
preliminary  discussions  with  the  other  side 
about  what  action  can  and  should  be  taken 
by  the  two  sides  in  the  military  field. 

But  there  needs  to  be  some  correspondence, 
some  reciprocity  in  these  matters,  if  in  fact 
we  are  to  move  this  toward  a  peaceful  solu- 
tion. 

Q.  Mr.  Secretary,  in  the  absence  of  these 
discussions,  if  the  decreased  infiltration  has 
not  reached  what  you  call  a  "politically" 
significant  level,  how  do  we  measure  mutual 
deescalation  steps  on  their  part?  What  tech- 
niques do  we  have  for  determining  that  this 
has  happened  ? 

A.  Well,  I  think  we  would  know  rather 
soon  in  the  field  whether  there  was  a  cessa- 
tion of  activity  in  and  just  north  of  the  de- 
militarized zone.  There  are  many  ways  in 
which  we  could  get  impressions  as  to  the 
intentions  of  the  other  side. 

Now,  one  matter  that  bears  upon  the  ques- 
tion of  intentions.  As  you  know,  we  are  now 
in  the  middle  of  a  Tet  cease-fire.  It's  a  4-day 
cease-fire,  as  far  as  we  are  concerned.  There 


320 


have  been  a  disturbing  number  of  violations 
of  that  cease-fire,  and  we  have  seen  large 
numbers  of  boats  and  other  vessels  dashing 
south  along  the  coast  of  North  Viet-Nam  to 
resupply  their  forces  in  the  southern  part  of  ^ 
North  Viet-Nam  and  in  the  demilitarized 
zone. 

Now,  this  indicates  that  it  is  their  intention 
to  continue  the  operations,  and  the  large  num- 
ber of  incidents  indicates  that  they  are  not 
particularly  interested  in  an  actual  cease-fire. 

So,  we  have  to  weigh  these  things  in  trying 
to  assess  the  intentions  and  the  motives  of  the 
other  side. 

.  Q.  May  I  ask  yoti  another  question,  Mr. 
Secretary?  Are  there  any  contacts  or  discus- 
sions of  any  kind  going  on  to  extend  that  It- 
day  cease-fire  to  the  7-day  cease-fire  they  say 
they  are  going  to  honor? 

A.  Well,  Prime  Minister  [Nguyen  Cao]  Ky 
has  indicated  some  time  ago  that  he  would 
be  prepared  to  discuss  with  the  North  Viet- 
namese authorities  the  question  of  an  exten- 
sion of  that  cease-fire.  This  is  something 
which  can  be  discussed,  which  can  be  looked 
into.  But  I  could  not  give  you  any  details  to- 
day as  to  whether  or  not  there  are  discussions 
pointing  in  that  direction.  There  are  some 
difficult  operational  questions  about  that. 

Visit  of  Foreign  IMinister  of  Germany 

Q.  Mr.  Secretary,  may  I  change  the  sub- 
ject for  a  minute?  Did  the  visit  of  Minister 
[Willy']  Brandt  eliminate  some  of  the  dif- 
ferences which  apparently  exist  between  the 
two  countries  on  the  interpretation  of  the 
nonproliferation  treaty? 

A.  Well,  I  very  much  welcomed  the  visit 
of  the  Vice  Chancellor  and  Foreign  Minister 
of  the  Federal  Republic.  Mr.  Brandt  and  I 
have  met  each  other  many  times  before,  but 
this  was  my  second  meeting  with  him  in  his 
new  capacity;  and,  as  you  would  suppose, 
when  the  two  of  us  get  together,  we  range 
pretty  widely  over  a  good  many  subjects  of 
international  importance. 

I  think  it  will  be  possible  to  meet  some  of 
the  particular  points  that  have  been  raised 


DEPARTMENT  OP  STATE  BULLETIN 


in  the  Federal  Republic  on  the  nonprolifera- 
tion  treaty.  For  example,  on  the  industrial 
impact  of  a  nonproliferation  treaty,  the  fact 
is  that  the  nonproliferation  treaty  has  noth- 
ing to  do  whatever  with  the  use  of  nuclear 
materials  for  peaceful  purposes,  and  that  in- 
cludes a  wide  range  of  industrial  application. 
The  actual  industrial  spin-off  from  so-called 
weaponry,  that  is,  those  items  which  are 
limited  to  the  gadgetry  of  weapons,  is  very 
small,  indeed,  infinitesimal.  And  I  think  ex- 
changes on  the  technical  level  will  clarify  that 
point. 

But  it  was  a  legitimate  point  to  raise,  and 
I  hope  that  further  exchanges  will  clarify  it 
to  everybody's  satisfaction. 

Q.  Mr.  Secretary,  in  his  news  conference 
this  morning,  Premier  Kosygin  defended — 
apparently  defended — the  Soviet  construc- 
tion of  an  ABM  system.  I  ivondered  what  you 
thought  of  this,  in  the  light  of  efforts  on  our 
side  to  get  a  freeze  ? 

A.  Well,  I  think  that  we  might  note  that 
Prime  Minister  Kosygin  referred  both  to 
offensive  and  defensive  weapons  in  his  press 
conference. 

We  have  placed  before  the  Geneva  con- 
ference, some  time  ago,  proposals  for  a  freeze 
in  both  these  fields.  And  we  are  prepared  to 
discuss  both  offensive  and  defensive  weapons 
with  the  Soviet  Union. 

I  would  not  myself  interpret  what  he  said 
this  morning  as  their  last  word  on  this  sub- 
ject. 

Q.  Mr.  Secretary,  the  administration's 
good  faith  in  trying  to  reach  discussions 
while  bombing  and  other  military  activities 
still  go  on,  has  been  cast  into  some  doubt  by 
stories  about  the  bombing  that  occurred  in 
mid-December,  and  arrangements,  sup- 
posedly, had  been  made  for  a  meeting  in 
Warsaw.  And  I  think  Prime  Minister 
[Harold]  Wilson  referred  to  this  in  Parlia- 
ment this  iveek  and  called  it  a  "misunder- 
standing" on  both  sides.  Could  you  elucidate 
what  that  misunderstanding  was? 

A.  No,  because  to  do  so  would,  in  my  judg- 
ment, get  in  the  way  of  the  possibilities  of 
using  existing  channels  to  try  to  move  this 


matter  toward  peace.  It  is  not  for  me  to  talk 
about  reports  of  particular  channels  that 
might  have  existed  at  one  time  or  another  or 
were  speculated  about.  When  the  full  story 
comes  out  some  day,  it  will  be  rather  dif- 
ferent than  some  of  the  things  you  have 
heard. 

Q.  Mr.  Secretary,  do  you  accept  his  impli- 
cation that  part  of  the  blame  lies  on  the 
United  States? 

A.  I  am  not  accepting  or  rejecting  any- 
thing at  the  moment.  I  am  saying  I  am  not 
getting  into  the  question  of  a  particular  chan- 
nel that  somebody  said  might  have  existed. 
Yes? 

Q.  Mr.  Secretary,  do  we  know  a  great  deal 
about  the  character  and  life  of  Ho  Chi  Minh, 
which  seems  to  be  relevant  now?  Mr.  Salis- 
bury [Harrison  Salisbwy  of  the  New  York 
Times]  said  he  thought  he  had  been  a  waiter 
for  2  years  in  Nerv  York  City,  which  might 
explain —  [Laughter.] 

A.  Yes,  we  have  had  a  good  deal  of  bio- 
graphic information  on  Mr.' '  Ho  Chi  Minh. 
We,  quite  frankly,  at  the  moment  are  more 
interested  in  his  future  than  his  past. 
[Laughter.]  And  we  would  like  to  have  that 
future  be  a  peaceful  one  and  that  he  would 
work  with  us  to  make  some  peace  in  South- 
east Asia. 

U.S.  Position  on  Bombing  Pause 

Q.  Mr.  Secretary,  a  year  ago  you  recall  we 
offered  to  maintain  our  bombing  pause  if  the 
other  side  would  only  come  and  talk.  In  fact, 
we  sent  envoys  around  the  world  looking  for 
some  signal  from  Hanoi  of  a  ivillingness  to 
talk.  Why  is  it  that  noiv  we  are  umvilling  to 
make  such  an  offer  during  the  current  pause  ? 

A.  Well,  let  me  point  out  that  the  other  side 
is  not  talking  about  a  pause.  The  other  side 
is  demanding  an  unconditional  and  perma- 
nent cessation  of  the  bombing.  Now,  that  is  a 
very  significant  military  step  for  us  to  take. 
And  unless  it  is  accompanied  by  military 
action  on  their  part,  it  would  create  a  situa- 
tion in  which  they  would  be  safe  and  secure 
and  comfortable,  while  sending  their  men  and 


FEBRUARY  27,  1967 


321 


their  arms  down  the  Ho  Chi  Minh  Trail  and 
across  the  17th  parallel  to  attack  South  Viet- 
Nam.  So  they  have  put  this  matter  into  a 
somewhat  different  context. 

As  you  recall,  during  the  last  pause  in  the 
bombing,  on  the  34th  day,  instead  of  coming 
back  with  counterproposals  or  countersugges- 
tions,  they  simply  publicly  required  that  we 
accept  the  notion  that  the  Liberation  Front 
should  be  the  sole  spokesman  for  the  South 
Vietnamese  people,  that  we  accept  their  four 
points  and  get  out  of  South  Viet-Nam.  Now, 
that  was  obviously  impossible. 

Q.  In  other  words,  sir,  it  is  the  shift  in 
position  on  Hanoi's  side  on  the  terms  for  a 
bombing  cessation  that  has  caused  a  shift  in 
our  position  ? 

A.  Well,  there  is  no  shift  in  our  position 
in  the  sense  that  we  are  prepared  to  take  up 
political  questions  through  political  channels. 

We  are  prepared  to  deal  with  military  mat- 
ters as  military  matters,  and  we  are  prepared 
to  discuss  with  the  other  side  what  actions 
each  side  might  take  of  a  military  character 
that  would  move  this  matter  toward  peace. 

Now,  that  has  been  true — this  was  in  the 
14  points  at  the  beginning  of  last  year.  We 
would  be  prepared  to  discuss  the  question  of 
mutual  deescalation,  that  we  would  be  pre- 
pared to  stop  the  bombing  as  a  step  toward 
peace,  but  we  can't  stop  the  bombing  simply 
as  a  step  toward  closing  off  one-half  of  the 
war  while  the  rest  of  it  goes  on  full  force. 

Q.  Mr.  Secretary,  what  did  you  think  of 
Senator  [Robert  F.]  Kennedy's  proposals 
last  night  for  a  new  policy  toivard  Red 
China? 

A.  Well,  I  saw  his  speech.  I  think,  if  one 
thinks  of  these  problems  over  a  very  long 
run,  that  he  had  some  interesting  things  to 
say.  And  I  commented  on  some  of  these  mat- 
ters myself  before  the  Zablocki  committee. 
He  did  not  get  into  the  question  which  is  the 
central  question  in  the  short  run;  namely, 
are  you  prepared  to  surrender  Taiwan?  Be- 
cause in  all  of  our  contacts  with  Peiping  and 


since  I  have  been  Secretary  of  State  they 
have  insisted  that  unless  we  are  prepared  to 
surrender  Taiwan,  there  is  nothing  to  dis- 
cuss. And  so  many  of  the  efforts  which  we 
have  made  to  open  up  exchanges  and  to  find 
some  means  to  improve  relations  with  main- 
land China,  to  reestablish  contacts  with  the 
great  Chinese  people  on  that  mainland,  have 
not  been  of  any  avail  because  we  cannot,  of 
course,  surrender  these  13  or  14  million 
people  on  Taiwan  to  the  mainland. 

Q.  Thank  you  very  much,  Mr.  Secretary. 

A.  Thank  you. 


Department  Holds  Conferences 
for  Educators  in  California 

The  Department  of  State  announced  on 
February  10  (press  releases  29  and  30)  that 
it  was  cosponsoring  two  foreign  policy  con- 
ferences for  educators  in  California,  one  at 
San  Jose  State  College  on  February  25  and 
the  other  at  the  University  of  Southern  Cali- 
fornia, Los  Angeles,  on  February  24  and  25. 

Invitations  were  sent  to  faculty  and  admin- 
istrators of  educational  programs  for  both 
secondary  and  higher  education. 

Department  of  State  officers  expected  to 
participate  were:  George  V.  Allen,  Director, 
Foreign  Service  Institute,  and  former  Am- 
bassador to  Iran,  Yugoslavia,  India,  and 
Greece;  Charles  Frankel,  Assistant  Secretary 
for  Educational  and  Cultural  Affairs;  Walter 
J.  Stoessel,  Deputy  Assistant  Secretary  for 
European  Affairs  and  former  Deputy  Chief 
of  Mission  in  Moscow;  Gregory  B.  Wolfe, 
Director,  Office  of  Research  and  Analysis  for 
the  American  Republics;  John  K.  Emmerson, 
diplomat-in-residence  at  Stanford  University 
and  former  Deputy  Chief  of  Mission  in 
Tokyo;  and  Philander  P.  Claxton,  Special 
Assistant  to  the  Secretary  of  State  for  Pop- 
ulation Matters. 


322 


DEPARTMENT  OF  STATE  BULLETIN 


East  Asia  Today 


by  William  P.  Bundy 

Assistant  Secretary  for  East  Asian  and  Pacific  Affairs  ^ 


I  want  to  talk  today  about  what  is  going 
on  throughout  East  Asia.  Viet-Nam  is  what 
is  on  all  of  our  minds,  but  I  think  it  is  impor- 
tant to  put  that  situation  into  the  context  of 
what,  in  historic  terms,  I  think  are  very 
major  and,  in  many  ways,  very  promising 
developments  throughout  the  area. 

One  of  those  developments  is  what  increas- 
ingly in  the  last  year  and  a  half  many  ob- 
servers and  all  of  us  in  the  Government  have 
come  to  see  as  a  new  atmosphere  of  hope  and 
confidence  throughout  East  Asia  and  the 
Pacific — a  psychological  change  of  the  very 
greatest  importance.  For  2  years  ago  many 
Asian  nations,  particularly  those  in  South- 
east Asia,  thought  that  the  wave  of  the  future 
would  be  Red.  They  recognized,  of  course, 
that  the  United  States  had  the  power  to  play 
a  major  helping  role  in  turning  back  that 
wave,  but  they  doubted  that  we  would  be 
willing  to  use  our  power  to  preserve  an  Asia 
of  free  and  independent  nations.  There  was  a 
belief  that  we  were  too  rich,  too  far  away, 
too  secure,  perhaps  too  soft,  too  different  in 
race  and  culture,  too  Europe-oriented,  for 
them  to  depend  on  our  willingness  to  make 
the  sacrifices  of  blood  and  treasure  necessary 
to  preserve  that  peace  in  Asia,  which  is  a 
vital  national  interest  of  this  country. 

There  spread  throughout  the  area  an  emas- 
culating hope  that  since  the  future  appeared 


'  Address  made  before  the  Commonwealth  Club  of 
California  at  San  Francisco,  Calif.,  on  Jan.  20,  as- 
delivered  text;  an  advance  text  was  issued  as  press 
release  8. 


to  lie  with  the  Chinese  dragon  and  with  the 
other  Communist  nations  with  similar  and 
more  specific  local  designs,  perhaps  behaving 
well  toward  that  dragon  would  at  least  induce 
him  to  choose  to  eat  you  last.  That  debili- 
tating feeling — that  a  prime  goal  of  foreign 
policy  must  be  to  af^pease  the  dragon — has 
now  virtually  vanished.  It  is  held,  I  think,  in 
few,  if  any,  of  the  nations  that  stretch  from 
India  in  the  west  around  the  whole  crescent 
to  Japan  and  Korea.  And  a  main  reason — if 
not  the  main  reason — for  the  new  feeling  of 
confidence  is  what  we  have  shown  we  are 
prepared  to  do  in  seeing  the  conflict  through 
in  Viet-Nam:  that  we  will  continue  to  use 
our  power  as  long  as  it  is  needed  to  help 
preserve  Viet-Nam's  right  to  determine  its 
own  destiny  free  from  external  interference 
and  to  help  preserve — for  only  they  can  do  it 
in  the  last  analysis — the  right  of  other 
nations  to  do  the  same. 

At  the  same  time,  the  free  nations  of  Asia, 
nations  working  out  their  own  destinies  in 
their  own  way,  realize — and  the  Manila  com- 
munique ^  underscored  it — that  our  military 
presence  will  be  withdrawn  just  as  soon  as  it 
is  no  longer  needed.  So  there  has  been  a 
sharp  decline  in  anticolonialism  and  an  ac- 
ceptance of  a  cooperative  role  for  Western 
nations  and  for  the  United  States  in  the 
future  of  Asia.  There  are  those  who  suspect 
our  motives,  but  I  think  the  vast  majority 
of  Asians  accept  our  willingness  to  partici- 
pate in  the  future  of  Asia  in  the  spirit  of 


•  For  text,  see  Bulletin  of  Nov.  14,  1966,  p.  730. 


FEBRUARY  27,  1967 


823 


cooperation  expressed  by  the  President  in  his 
Honolulu  speech.  ^ 

What  our  stand  in  Viet-Nam  has  done — 
and  this  is  quite  explicit  in  the  words  of  a 
nonalined  Asian  statesman,  the  extremely 
able,  Oxford-educated  Chinese  Socialist,  Lee 
Kuan  Yew,  the  Prime  Minister  of  Singapore 
— is  to  "buy  time"  for  the  rest  of  the  area. 
And  the  galvanic  effect  of  our  stand  is  per- 
haps most  dramatically  illustrated  by  the 
change  in  the  position  that  President 
[Ferdinand  E.]  Marcos  of  the  Philippines 
has  taken.  In  1965  he  did  not  favor  the  send- 
ing of  Philippine  troops  to  Viet-Nam.  After 
his  election  he  successfully  advocated  and 
finally  got  the  approval  of  his  Congress  for 
the  dispatch  of  an  engineer  battalion  to  Viet- 
Nam.  Explaining  his  apparent  change  of 
position,  he  put  it  very  simply.  In  1965,  as 
he  said,  according  to  the  information  avail- 
able, "the  United  States  did  not  seem  com- 
mitted to  protect  Viet-Nam,  and  that,  as  in 
Dien  Bien  Phu,  South  Viet-Nam  was  already 
lost.  But  today,"  he  continued,  "in  view  of 
the  resolution  of  the  United  States  Govern- 
ment to  help  protect  the  freedom-loving 
peoples  of  Asia,  the  least  the  peoples  of  Asia 
can  do  is  to  fulfill  their  own  part  and  that 
is  to  demonstrate  their  own  love  for  freedom 
by  fighting  with  their  own  men,  with  their 
own  complement  and  their  own  soldiers,  for 
freedom."  The  Philippine  contingent  is  now 
in  Viet-Nam,  as  are  forces  from  Korea  in 
very  large  numbers;  from  Thailand,  which 
has  just  committed  a  battalion  of  combat 
ground  forces;  and  from  Australia  and  New 
Zealand. 

So  what  we  have  done  in  Viet-Nam,  I 
think,  has  made  a  contribution,  a  major  con- 
tribution, to  this  very  palpable  confidence 
factor  in  the  area.  Behind  it  lies  a  much  more 
basic  thing,  for  the  future  of  Asia  will  of 
course  be  determined  by  the  energy,  the  drive, 
the  cohesion,  and  the  capacity  of  the  Asian 
nations  themselves  to  work  for  the  welfare 
of  their  people.  The  key  question  is  what  are 
they  doing  with  what  Lee  Kuan  Yew  called 
the  bought  time.  For,  as  he  said,  "If  we  just 


'  For  text,  see  ibid.,  Nov.  28, 1966,  p.  812. 


sit  down  and  believe  people  are  going  to  buy 
time  forever  after  for  us,  then  we  deserve 
to  perish."  So  what  I  am  talking  about  today 
is  an  accounting  of  what  the  Asian  nations 
are  doing — were  doing  to  a  very  major  degree 
already  but  are  now  doing  with  increased 
energy  and  cooperation  in  the  climate  of  con- 
fidence that  increasingly  exists  in  the  area. 
There  is  no  doubt  that  East  Asia  is  one  of 
the  great  centers  of  world  civilization,  that 
the  people  have  the  potential  and  the  talent 
to  make  progress  if  they  may  have  security. 

Constructive  Developments  in  East  Asia 

A  quick  survey  of  what  major  countries  in 
the  area  have  done,  and  are  doing,  gives  clear 
evidence  of  the  potential  and  of  the  promise. 

The  Japanese  economic  success  story  is 
well  known.  Yet  the  scale  of  their  success 
is  hard  to  exaggerate.  The  less  than  100 
million  people  of  Japan  have  a  gross  national 
product  roughly  as  large  as  the  more  than 
700  million  people  of  mainland  China.  Some 
economic  forecasts  indicate  that  by  1975  the 
figure  may  be  two  to  one  in  Japan's  favor. 
Within  a  short  time  Japan  may  be  the  third 
largest  economic  power  in  the  world,  ranking 
ahead  of  any  country  except  ourselves  and 
the  Soviet  Union. 

In  nearby  Korea  you  can  see  the  beginning 
of  what  could  turn  quite  rapidly  into  a 
smaller  scale  but  dramatic  success  story.  In 
1964  and  1965  Korea's  growth  rate  was  over 
8  percent.  For  1966,  figures  which  have  just 
been  received,  and  I  think  are  correct,  indi- 
cate a  real  growth  increase  of  12  percent. 
This  growing  prosperity  can  be  seen  dramat- 
ically. The  President's  stop  in  Seoul  was  an 
eye  opener,  particularly  to  those  who  had  not 
seen  Korea  for  many  years.  Every  observer 
who  gets  out  to  the  countryside  agrees  that 
the  progress  extends  very  deeply  throughout 
the  country  and  is  not  a  showcase  operation 
confined  to  the  cities.  You  just  cannot  help  but 
be  struck  by  the  drive,  the  passion  for  educa- 
tion, and  the  sense  of  real  progress  on  every 
side  in  that  country.  When  you  consider  the 
tremendous  devastation,  the  virtual  destruc- 
tion of  Seoul  during  the  Korean  conflict,  the 
over  1  million  Korean  casualties  in  that  war, 


324 


DEPARTMENT  OF  STATE  BULLETIN 


one  can  at  least  take  hope  for  what  can  be 
done  in  Viet-Nam  after  the  end  of  the  con- 
flict, for  there— although  any  destruction  is 
to  be  deplored — the  scale  of  destruction  has  in 
fact  been  very  much  less.  The  Korean  political 
system  is  settling  down,  and  the  presidential 
election  scheduled  for  April  should  be  an- 
other milestone  of  political  maturity. 

On  Taiwan,  the  Republic  of  China  has  had 
a  sustained  growth  rate  averaging  10  percent 
annually  over  the  past  3  years.  It  is  now  able 
to  offer  on  a  small  but  still  very  significant 
scale  technical  assistance,  mainly  in  agricul- 
ture, to  22  African  and  Asian  nations.  In 
contrast  to  that  performance  and  to  the  per- 
formances of  Hong  Kong  and  Singapore, 
where  Chinese  people  have  shown  what  they 
can  do,  mainland  China's  growth  from  1958 
through  1965  appears  to  have  been  just  about 
on  an  average  of  zero  per  year,  and  its  GNP 
may  have  actually  declined. 

In  the  Philippines  President  Marcos  enjoys 
a  prestige  that  gives  him  a  greater  oppor- 
tunity for  achievement  than  any  Philippine 
President  since  the  death  of  Magsaysay. 
With  our  help,  that  of  the  World  Bank,  and 
we  hope  others,  he  is  working  on  the  key 
problems  of  his  country — smuggling,  land 
reform,  agricultural  productivity. 

In  Singapore,  Malaysia,  and  Thailand,  we 
find  extremely  rapid  economic  growth.  Singa- 
pore and  Malaysia,  next  to  Japan,  enjoy  the 
highest  per  capita  income  in  Asia.  They  are 
attempting  to  diversify  their  economies  and 
at  the  same  time  to  create  multinational 
societies. 

Thailand  has  averaged  a  7  percent  annual 
growth  over  the  last  10  years,  and  projec- 
tions indicate  that  that  rate  will  be  sustained 
or  even  possibly  increased.  Thailand  has  a 
significant  insurgency  problem  in  the  north- 
east, an  area  which  was  until  recently  left 
out  of  the  progress  of  the  rest  of  the  nation. 
But  the  great  majority  of  the  Thai  are  loyal 
to  their  Government  and  to  the  royal  family, 
and  the  Thai  leaders  are  aware  of  the  re- 
forms that  must  be  made  and  are  moving  in 
that  direction.  The  proper  measures  are  un- 
der way.  Though  the  Thai  insurgency  is 
backed  by  mainland  China  and  North  Viet- 


Nam,  there  is  no  reason  to  anticipate  that 
the  problem  in  Thailand  will  reach  the  level 
in  South  Viet-Nam,  even  in  the  earlier  years 
of  '59,  '60,  and  '61. 

As  we  continue  to  go  around  the  area,  we 
come  to  Indonesia,  where  the  change  in  the 
past  year  and  a  half  must  be  bracketed  with 
our  action  in- Viet-Nam,  with  all  the  support 
that  South  Viet-Nam  has  received  in  holding 
its  head  above  water,  and  with  the  cultural 
revolution  on  the  mainland  of  China  as  one 
of  the  most  significant  events  in  the  area. 
Indonesia  is  the  fifth  most  populous  country 
in  the  world  and  the  most  populous  in  South- 
east Asia.  Two  years  ago  the  odds  favored 
a  Communist  Indonesia  by  the  end  of  1966 
.or  even  sooner.  Instead,  an  ill-timed  and 
poorly  executed  attempt  by  the  Communists 
to  accelerate  their  seizure  of  power  back- 
fired and  brought  into  being  the  current 
strongly  nationalist,  nonalined,  non-Commu- 
nist government.  That  government  is  now 
concentrating  on  the  chaotic  economic  situa- 
tion which  is  the  legacy  of  years  of  misman- 
agement. If  that  government,  with  the  help  of 
the  debt  rescheduling  already  agreed  upon 
and  with  the  necessary  aid  from  the  United 
States  and  other  nations  concerned  with  In- 
donesia— Japan  and  European  nations — 
working  together  on  a  multilateral  basis  can 
get  over  the  hump  of  the  next  year  or  two, 
then  we  may  hope  to  see  an  increasing  re- 
alization of  Indonesia's  great  economic  po- 
tential and  the  settling  down  of  a  moderate, 
highly  nationalistic  government  there. 

Gfowth  of  Regional  Cooperation 

I  have  been  reviewing  the  progress  of  in- 
dividual nations,  but  equally  important  has 
been  the  increasing  grovrth  of  regional  or- 
ganization and  cooperation.  There  is  a  long 
checklist  here,  and  much  of  it  has  come  into 
being  or  grown  dramatically  in  the  past  2 
years. 

— The  establishment  of  the  Asian  Devel- 
opment Bank,  joining  together  19  Asian  and 
Pacific  nations  as  well  as  key  nations  of 
Europe.  Over  two-thirds  of  its  authorized 
capital  is  coming  from  within  the  region. 


FEBRUARY  27,  1967 


325 


— Japan's  increasing  efforts  to  assist  other 
Asian  nations,  reflected  in  the  commitment 
of  1  percent  of  its  gross  national  product  to 
foreign  aid,  particularly  in  Southeast  Asia, 
and  in  its  leadership  in  regional  economic 
planning,  symbolized  by  the  election  of  a 
Japanese,  Mr.  [Takeshi]  Watanabe,  to  head 
the  Asian  Development  Bank. 

— The  convening  in  Seoul  last  June  of  a 
10-nation  Asian  and  Pacific  Council,  which 
appeared  hopelessly  visionary  2  years  ago 
when  it  was  proposed  by  the  Foreign  Minis- 
ter of  Korea.  The  nations  of  this  broad  re- 
gional grouping  primarily  concerned  with 
economic  affairs  stated  in  June  their  full 
sympathy  and  support  for  our  aid  in  helping 
South  Viet-Nam  defend  its  right  to  deter- 
mine its  future.  The  likelihood  is  that  more 
nations  will  join  ASPAC. 

— The  Association  of  Southeast  Asia — 
Malaysia,  the  Philippines,  and  Thailand — 
which  was  moribund  3  years  ago,  has  now 
revived  and  may  be  the  nucleus  of  a  new 
regional  grouping  in  Southeast  Asia. 

This  is  only  a  partial  listing.  There  are  a 
great  many  other  initiatives,  such  as  the 
Mekong  Committee — which  was  in  being  but 
which  has  come  into  action  with  the  building 
of  the  Nam  Ngum  Dam  in  Laos — which  is 
bringing  together  the  often  rival  nations  of 
the  area — Cambodia,  Laos,  Thailand,  and 
South  Viet-Nam — in  the  joint  development 
of  the  Mekong  River.  The  United  Nations  is 
playing  a  large  role,  and  many  nations  are 
cooperating. 

These  have  been  major  developments  in 
historic  terms,  and  with  them  have  come 
the  diminution  of  old  regional  tensions.  In 
December  of  1965  Japan  and  Korea  con- 
cluded a  treaty  that  ended  a  long  period  of 
hostility  between  the  two  and  provided  Jap- 
anese funds  for  the  Korean  development 
which  is  going  forward  with  extraordinary 
smoothness  today.  Similarly,  the  confronta- 
tion between  Indonesia  and  Malaysia  has 
been  ended,  with  Thailand  playing  a  very 
hopeful  role. 

I  do  not  mean  to  exaggerate  the  signifi- 
cance of  the  new  groupings.  They  will  not 


provide  the  tremendous  action  impetus  that 
similar  institutions  in  Europe  have  had  in 
the  period  since  World  War  II,  but  they  do 
represent  a  pulling  together  of  the  nations 
of  the  area,  a  sense  of  common  purpose,  a  ■> 
desire  to  share  experience,  which  is  reflected 
also  in  a  flow  of  visits  and  a  sharing  of  this 
or  that  aspect  of  their  life  that  goes  on 
among  Asian  states  at  a  rate  that  must  be  10 
times  what  it  was  5  years  ago. 

Increase  in  Multilateral  Aid 

A  colleague  of  mine  used  to  say  that  10 
years  ago  too  many  nations  in  Asia  were  like 
spokes  of  a  wheel,  with  the  United  States  at 
the  hub,  because  by  and  large  we  were  the 
sole  source  of  assistance  for  a  great  many 
nations.  And  he  said  that  wheel  had  no  rim 
because  the  Asian  nations  had  little  connec- 
tion with  each  other.  Two  things  have  hap- 
pened to  that  figure  of  speech  in  the  last  10 
years:  The  rim  has  been  created  and 
strengthened  at  a  very  ra^jidly  accelerating 
pace,  and  the  hub  is  becoming  not  merely  the 
United  States  but  a  shared  effort,  with  Euro- 
pean nations  entering  at  least  on  the  eco- 
nomic side.  I  think  on  the  security  side  our 
role  must  be  major  for  at  least  some  years 
to  come.  And  we  see  emerging  a  greater 
role  in  economic  assistance  and  cooperation 
for  the  European  and  other  developed  na- 
tions and,  of  course,  the  tremendously  en- 
larged role  of  Japan. 

Multilateral  aid,  I  am  sure,  will  be  fur- 
nished in  an  increasing  number  of  situa- 
tions, with  the  World  Bank,  the  Asian  De- 
velopment Bank,  the  International  Monetary 
Fund,  and  the  cooperative  consultative 
groups  among  the  nations  in  a  position  to 
give  aid.  Multilateral  aid  has  been  predomi- 
nant in  Thailand  for  some  years.  It  is  a  mode 
for  Malaysia,  and  it  is  the  way  that  things 
are  being  handled  in  Indonesia. 

So  it  is  against  this  background  of  prog- 
ress that  the  Asian  nations  are  making  that 
the  declaration  at  the  Manila  Conference  * 
stated  four  simple  principles:  that  aggres- 
sion must  be  stopped;  that  hunger,  illiteracy, 


"  For  text,  see  ibid.,  Nov.  14,  1966,  p.  734. 


326 


DEPARTMENT  OF  STATE  BULLETIN 


disease  must  be  tackled  and  eventually  con- 
quered; that  a  region  of  security,  order,  and 
progress  must  be  built;  and  that  the  ultimate 
objective  must  be  a  peace  of  reconciliation 
throughout  Asia  and  the  Pacific.  It  is  against 
the  background  of  the  efforts  that  I  have 
described  that  these  principles  struck  a  re- 
sponsive chord  not  only  among  the  nations 
represented  at  Manila,  on  whose  initiative 
that  declaration  was  framed,  but  throughout 
the  area.  For  these  principles  were  some- 
thing that  they  could  accept,  something  not, 
as  surely  would  have  been  the  case  even  a 
very  short  time  ago,  remote  and  unattainable 
but  realistic  goals — over  a  long  period,  and 
with  unremitting  effort,  goals  worthy  of 
stating  and  of  pursuing. 

Now,  there  are  difficulties  in  the  picture 
and  in  the  future  that  could  offset  the  kind 
of  favorable  trends  I  have  been  describing. 
Promising  leaders  may  make  mistakes  or  lose 
office,  national  rivalries  may  come  to  the 
fore  again  in  local  areas  or  on  a  wider  scale, 
economies  may  faltf.r.  But  I  would  sum  it 
up  by  saying  the  favorable  possibilities  are 
greater  than  they  have  ever  been  and  that 
in  historic  terms  the  area  is  moving  ex- 
tremely rapidly. 

The  Confidence  Factor 

Now,  in  this  broad  picture  I  have  already 
referred  to  our  stand  in  Viet-Nam  as  having 
made  a  major  contribution  to  the  confidence 
factor.  I  will  not  review  here  the  current 
situation  in  Viet-Nam,  because  I  think  the 
interpretive  reporting  you  get  is  on  the 
whole  good. 

I  come  back  to  the  central  point:  that  what 
we  have  done  in  Viet-Nam  did  have  a  major 
part  in  developing  the  confidence  factor,  the 
sense  that  progress  is  possible,  the  sense  that 
security  can  be  maintained  in  the  nations 
of  free  Asia.  To  virtually  all  the  non-Com- 
munist governments  of  the  area — and  they 
often  say  this  as  bluntly  as  President  Marcos 
did  in  his  opening  address  at  the  Manila 
Conference — that  security  requires  a  con- 
tinued United  States  ability  to  act,  not  neces- 
sarily an  American  presence,  although  that, 
too,  may  be  required  in  individual  cases,  but 


an  ability  to  act  for  a  long  time.  And  that  we 
must — and,  I  think,  shall — provide,  and  we 
shall  keep  on  in  Viet-Nam,  as  the  President 
has  made  completely  clear.  Without  what  we 
have  done  in  Viet-Nam,  without  the  regener- 
ation of  the  spirit  of  cooperation  among  the 
Western  nations,  ourselves  included,  and  the 
nations  of  Asia,  I  doubt  very  much  if  the 
favorable  developments  I  have  described 
could  have  taken  place  on  anything  like  the 
scale  that  has  in  fact  been  happening.  And  I 
think  that  is  the  very  strongly  felt  judg- 
ment of  responsible  people,  in  government 
and  out,  throughout  East  Asia. 

If  that  vast  area  with  its  talents  and  its 
capacity  were  to  fall  under  domination  by  a 
hostile  power  or  group  of  powers,  or  if  it 
were  to  fall  into  chaos  and  instability,  the 
result  would  be  vast  human  misery  and  pos- 
sibly a  wider  war.  However,  today,  I  think, 
more  than  at  any  time  in  the  15  years  that  I 
have  personally  been  associated  with  the 
area.  East  Asia  offers  the  hope  of  becoming 
a  region  of  stable  nations,  developing  in  their 
own  way,  each  according  to  its  own  strong 
national  and  cultural  heritage.  And  that  is 
our  hope  and  our  fundamental  national  in- 
terest, both  in  Asia  and  throughout  the  rest 
of  the  world. 


Letters  of  Credence 

Malta 

The  first  Ambassador  of  Malta,  Arvid 
Pardo,  presented  his  credentials  to  President 
Johnson  on  February  7.  For  texts  of  the 
Ambassador's  remarks  and  the  President's 
reply,  see  Department  of  State  press  release 
dated  February  7. 

Yemen  Arab  Republic 

The  newly  appointed  Ambassador  of  the 
Yemen  Arab  Republic,  Abdul  Aziz  Futaih, 
presented  his  credentials  to  President  John- 
son on  February  7.  For  texts  of  the  Ambassa- 
dor's remarks  and  the  President's  reply,  see 
Department  of  State  press  release  dated 
February  7. 


FEBRUARY  27,  1967 


327 


King  Hassan  II  of  Morocco 
Visits  the  United  States 

King  Hassan  11  of  Morocco  visited  the 
United  States  February  8-17.  He  met  with 
President  Johnson  and  other  U.S.  Govern- 
ment officials  in  Washington  on  February  9 
and  10.  FoUoiving  is  an  exchange  of  greetings 
betiveen  President  Johnson  and  King  Hassan 
at  a  ceremony  in  the  East  Room  of  the  White 
House  on  February  9,  together  with  an  ex- 
change of  toasts  at  a  dinner  at  the  White 
House  that  evening. 

EXCHANGE  OF  GREETINGS 

White  House  press  release  dated  Februai-y  9 

President  Johnson 

Your  Majesty,  Your  Royal  Highness,  dis- 
tinguished friends:  I  am  very  happy — on 
behalf  of  the  people  of  the  United  States — ^to 
welcome  you  once  more  to  these  shores.  This 
is  not  your  first  visit,  but  this  is  the  first 
time  that  I  have  had  the  pleasure  as  President 
to  welcome  you.  I  am  very  honored. 

It  has  always  seemed  to  me  that  our  two 
countries  have  much  in  common.  Our  history 
and  our  cultures  are  very  different.  Yet  in 
all  matters  that  are  vital  to  human  dignity 
and  happiness,  we  speak  with  one  voice. 

Both  nations  are  dedicated  to  the  ideals  of 
freedom — for  ourselves  and  for  all  others. 
Both  nations  are  devoted  to  orderly  progress 
and  to  equal  justice  for  all  people. 

Your  nation  was  one  of  the  very  first  to 
give  formal  recognition  to  our  young  country 
when  our  success  was  still  in  doubt  and  there 
were  many  who  hoped  to  see  us  fail. 

In  modern  times,  the  American  people  have 
followed  with  great  interest  Your  Majesty's 
own  efforts  on  behalf  of  the  people  of 
Morocco.  We  have  watched  intently  your 
nation's  struggle  for  progress  in  the  decade 
since  regaining  your  independence. 

We  meet  here  today  in  the  White  House  as 
friends.  I  hope  that  in  all  of  our  talks  we  will 
reaffirm  our  common  desire  to  improve  the 
lot  of  all  men.  Certainly  I  am  pleased  at  the 


opportunity  to  discuss  with  you  the  great 
issues  of  our  day. 

The  greatest  of  all  such  issues  is  the 
question  of  peace  and  of  reconciliation  among 
nations  and  peoples:  not  peace  at  any  price; 
not  peace  where  one  nation  dominates  an- 
other; but  peace  where  all  nations  accept 
the  rule  that  their  differences  shall  be  settled 
by  discussion  and  compromise,  and  not  by 
force  of  arms,  and  a  peace  where  they  turn 
from  hostility  to  working  together  on  behalf 
of  their  own  peoples  and  the  other  people  of 
the  world. 

You  in  North  Africa  have  a  chance  in  the 
days  and  years  ahead  to  turn  this  corner.  I 
understand  that,  despite  other  problems  you 
may  have,  your  economic  ministers  are  meet- 
ing regularly  to  explore  what  you  can  do  to- 
gether to  develop  your  nations.  I  know  the 
path  of  regional  cooperation  is  never  an  easy 
one;  but  I  have  seen  with  my  own  eyes  in 
Asia  how  old  quarrels  and  suspicions  can  sub- 
side and  give  way  to  joint  ventures  to  teach 
the  young;  to  improve  people's  health;  to 
raise  the  standards  of  living  for  all.  I  know 
the  same  healing  process  is  under  way  in 
this  hemisphere. 

In  many  parts  of  the  world  it  is  being 
demonstrated  that  it  is  by  this  route  that 
nations — loyal  to  their  culture  and  tradition, 
loyal  to  their  own  ambitions — yet  can  find 
a  place  of  dignity  and  strength  in  the  modern 
world. 

We  look  forward  with  great  pleasure  to 
knowing  Your  Majesty  better.  May  your 
visit  be  the  symbol  of  our  people's  determina- 
tion to  walk  together,  to  pursuing  together 
an  entire  world  of  peace  and  abundance. 

King  Hassan  II  ' 

Mr.  President,  I  thank  you  most  cordially 
for  the  words  of  welcome  you  have  just 
spoken  on  the  occasion  of  my  arrival  in  Wash- 
ington. 

The  very  mention  of  the  word  "Washing- 
ton" brings  back  to  my  mind  the  image  of 
the  great  hero  who  liberated  his  country  and 


'  As  translated  from  the  Arabic  language. 


328 


DEPARTMENT  OP  STATE  BULLETIN 


made  possible  the  emergence  of  his  people's 
genius,  that  genius  which  has  greatly  influ- 
enced human  civilization. 

My  family  takes  pride  in  the  fact 
that  George  Washington  and  my  ancestor, 
Sultan  Sidi  Mohammed  Ben  Abdellah,  were 
close  friends.  We  take  pride,  also,  in  the  fact 
that  they  both,  together,  laid  the  cornerstone 
of  the  friendship  between  our  two  peoples — 
that  friendship  which  has  become  strong  and 
which,  as  the  years  go  by,  only  grows  in 
strength  and  becomes  increasingly  character- 
ized by  truthfulness,  sincere  cooperation,  and 
mutual  respect. 

Despite  my  tender  age  at  that  time,  I  con- 
tinue to  retain  in  my  mind  the  most  glorious 
recollections  of  my  late  father's  meeting  with 
President  Franklin  Roosevelt  at  Casablanca 
in  1943. 

I  also  remember  their  discussion  of  the 
various  problem.s  of  that  critical  hour  in  the 
history  of  the  human  race.  The  most  out- 
standing of  the  problems  they  discussed  were 
those  of  peoples  eager  to  achieve  their  inde- 
pendence and  eager  to  shake  off  the  yoke 
of  slavery  and  exploitation  under  which  they 
had  long  suffered. 

Ever  since  that  day,  when  I  was  still  of 
tender  age,  I  have  been  sure  that  the  United 
States  cherishes  lofty  ideals  and  upholds  the 
highest  principles  and  is  motivated  by  a  true 
and  sincere  desire  to  see  nations  become  free 
and  equal  and  willing  to  cooperate  in  all  en- 
deavors serving  their  mutual  benefit. 

Fortunately,  many  of  the  ideas  and  ideals 
which  my  father  and  the  President  of  the 
United  States  discussed  at  that  time  were 
achieved  at  the  end  of  the  war,  or  shortly 
thereafter.  It  is  also  fortunate  that  my  father 
was  able  to  visit  the  United  States  as  King 
of  the  fully  sovereign  state  and  that  I  have 
since  visited  the  United  States  once,  and  here 
I  am  again  at  this  time  in  order  to  continue 
discussions  and  consultations  within  the 
framework  of  our  strong  friendship  on  mat- 
ters that  concern  both  our  countries  in  par- 
ticular and  matters  that  concern  the  inter- 
national community  in  general. 

You  have  mentioned,  Mr.  President,  that 


you  have  not  as  yet  become  personally  ac- 
quainted with  my  country,  although  you  have 
undoubtedly  heard  much  about  it.  There  is 
a  proverb  that  says,  "He  who  has  seen  is 
not  the  same  as  the  one  who  has  only  heard." 

We  hope,  therefore,  that  you  may  soon 
find  it  possible  to  visit  Morocco  and  to  be- 
come personally  acquainted  with  its  people. 

Mr.  President,  speaking  for  myself  and  on 
behalf  of  my  people  and  government,  I  wish 
to  express  again  our  gratitude  for  your  wel- 
come to  us  and  for  the  kind  reception  you 
have  accorded  us.  We  also  wish  to  address 
to  the  people  of  the  United  States — through 
you,  Mr.  President — our  warmest  greetings, 
together  with  our  affection  and  respect. 


EXCHANGE  OF  TOASTS 

White  House  press  release  dated  February  9 

President  Johnson 

Your  Majesty,  Your  Royal  Highness,  dis- 
tinguished guests,  ladies  and  gentlemen: 
Morocco  is  among  America's  oldest  friends, 
one  of  the  vei-y  first  to  recognize  us  as  a  free 
nation. 

His  Majesty  and  I  are  continuing  a  very 
old  tradition. 

The  messages  of  our  first  President  and 
His  Majesty's  illustrious  ancestor,  handwrit- 
ten messages,  carried  between  our  two  coun- 
tries by  a  sailing  ship,  are  very  treasured  in 
our  National  Archives. 

Thus,  we  are  ancient  friends. 

We  are  also  modem  partners — ready  to 
stand  together  before  the  challenges  that 
face  us  in  modem  times. 

There  is  the  widening  gap  between  popula- 
tion and  food  supply. 

The  United  States  has  proposed  that  all 
nations  unite  in  a  worldwide  war  on  hunger. 

From  our  talks  today,  I  am  more  confident 
than  ever  that  our  friends  in  Morocco  are 
committed  to  that  struggle. 

As  I  said  this  moming  in  receiving  His 
Majesty,  our  ultimate  task  is  to  create  among 
the  nations  of  the  world  a  community  of 
peace. 


FEBRUARY  27,  1967 


329 


I  often  read  and  reread  ai-ticle  1  of  the 
United  Nations  Charter.  I  believe  all  of  us — 
and  especially  those  of  you  who  are  too  young 
to  know  how  the  world  felt  in  1945 — should 
come  to  know  it  line  by  line. 

Its  principles  govern  the  actions  of  Amer- 
ican foreign  policy  from  day  to  day: 

— collective  measures  for  the  prevention 
and  removal  of  threats  to  the  peace; 

— collective  measures  for  the  suppression 
of  acts  of  aggression; 

— adjustment  or  settlement  of  interna- 
tional disputes  by  peaceful  means; 

— the  development  of  friendly  relations 
among  nations  based  upon  respect  for  the 
principle  of  equal  rights  and  the  self-deter- 
mination of  peoples; 

— international  cooperation  in  solving  in- 
ternational problems  of  an  economic,  social, 
cultural,  or  humanitarian  character;  and  in 
promoting  and  encouraging  respect  for 
human  rights  without  distinction  as  to  race, 
sex,  language,  or  religion. 

These  words  were  written  22  years  ago.  In 
those  years  Americans  have  taken  more  than 
200,000  casualties  in  collective  measures  to 
suppress  acts  of  aggression. 

All  of  us,  working  together,  at  different 
times  and  in  different  places,  have  made  sure 
that  aggression  did  not  succeed. 

The  chances  for  world  security  are  larger, 
the  hope  for  world  peace  is  nearer,  because 
tonight  aggression  has  not  succeeded. 

Meanwhile,  in  lands  and  nations  through- 
out the  world  much  has  been  done  to  lift  the 
standards  of  living. 

In  Western  Europe,  Latin  America, 
Africa,  and  Asia,  cooperation  in  economic 
and  social  progress  is  no  longer  just  a  mat- 
ter of  words.  It  is  a  fact. 

So  I  tell  you  tonight  that  despite  the  ter- 
rible war  in  Southeast  Asia,  I  am  confident 
that  we  will  pass  along  to  the  next  genera- 
tion the  gifts  of  hope  and  opportunity  to 
illuminate  article  1  of  the  United  Nations 
Charter, 


I  think  I  speak  for  all  of  my  countrymen. 
Your  Majesty,  in  expressing  this  hope,  in 
making  this  prediction,  and  also  in  express- 
ing to  you  our  best  wishes  for  your  long  life 
and  your  good  health.  ^ 

It  is  our  fervent  prayer  that  our  two  coun-    j 
tries  will  continue  to  do  what  is  right,  to  con- 
tinue  to  do  what  is  needed  to  guide  us  to  the 
peace    and    progress    which    our    talks    re- 
afRiTned  today. 

Ladies  and  gentlemen,  His  Majesty  the 
King. 

King  Hassan  II  ^ 

Mr.  President,  ladies  and  gentlemen:  We 
are  extremely  pleased  to  have  visited  the 
United  States  once  again  to  meet  this  coun- 
try's President,  its  leading  citizens,  and  to 
become  acquainted  with  its  great  people. 

We  are  happy  to  meet  on  this  occasion,  in 
particular  this  select  group  of  important 
men  whose  responsibilities  cover  all  the  vari- 
ous fields  of  politics,  government,  and  eco- 
nomics. 

At  the  present  time,  the  time  characterized 
by  an  increase  in  problems  which  are  so 
great  and  serious  that  they  seem  sometimes 
very  difficult  to  solve,  we  deem  it  most  bene- 
ficial that  Chiefs  of  State  should  get  together 
from  time  to  time.  This  we  deem  essential 
because  we  believe  that  as  a  result  of  their 
meetings  and  direct  discussions,  bonds  of 
cooperation  among  nations  grow  stronger  on 
the  one  hand  and,  on  the  other,  the  chances 
for  peace  in  the  world  become  greater. 

It  is  this  belief  which  has  prompted  us 
ever  since  our  accession  to  the  throne  to  visit 
on  a  number  of  continents  the  Chiefs  of  State 
whose  systems  and  customs  differ  from  ours. 
We  have  seen  that  differences  in  systems  and 
differences  between  races  and  cultures  do  not 
necessarily  make  it  impossible  to  bring  about 
a  rapprochement  of  points  of  view,  nor  do 
they  necessarily  prevent  the  achievement  of 
desired  objectives. 


'■  As  translated  from  the  Arabic  language. 


330 


DEPARTMENT  OF  STATE  BULLETIN 


It  is  our  pleasure  to  be  visiting  again  today 
this  friendly  countiy  and  to  meet  His  Excel- 
lency, the  President,  Mr.  Johnson,  knowing 
that  our  meeting  each  other  will  definitely 
open  up  before  us  wider  and  greater  horizons 
for  a  free  collaboration  and  cooperation  in 
the  interest  of  our  two  peoples. 

We  aspire  to  benefit  from  the  experience  of 
the  people  of  the  United  States,  which  has 
become  an  example  and  an  ideal  in  progress 
in  the  economic,  agricultural,  and  industrial 
development  fields. 

We  also  wish  to  emulate  the  American 
techniques  and  methods  which  have  resulted 
in  prosperity  and  abundance,  particularly  as 
we  have  been  for  some  years  waging  a  re- 
lentless war  on  underdevelopment.  We  have 
been  striving  with  all  the  power  at  our  com- 
mand to  assure  each  of  our  people  a  life  of 
dignity  and  value. 

Mr,  President,  you  are  undoubtedly  aware 
of  the  fact  that  along  with  the  efforts  we  are 
putting  forth  for  development  in  our  coun- 
try, we  are  doing  our  utmost  to  strengthen 
the  bases  of  democracy  in  our  country  and 
to  assure  our  people  their  freedoms. 

In  so  doing,  we  believe  that  any  system 
that  does  not  protect  the  dignity  of  the  indi- 
vidual, and  any  system  that  does  not  guaran- 
tee the  freedom  of  the  individual  and  the 
freedom  of  the  community,  is  a  system  that 
does  not  serve  the  interest  of  peace  and 
stability  in  the  world. 

Mr.  President,  the  deliberations  we  have 
had,  and  continue  to  have,  in  connection  with 
problems  affecting  our  two  countries,  and 
also  in  connection  with  international  prob- 
lems, are  only  an  extension  of  the  series  of 
deliberations  and  consultations,  both  written 
and  oral,  which  our  two  countries  have  had 
for  almost  two  centuries. 

These  deliberations  are  characterized  by 
truthfulness  and  frankness  as  far  as  both 
the  word  and  the  tone  are  concerned.  That 
is  the  case  because  it  has  always  been  our 
custom  to  talk  in  such  manner. 

Just  as  the  encounters  of  the  past  have 


been  successful,  we  are  sure  that  our  en- 
counter today  will  be  successful.  That  is  be- 
cause all  of  us  are  determined  that  our  rela- 
tions shall  always  move  from  good  to  better. 

Mr.  President,  permit  me,  in  concluding 
these  remarks,  to  express  my  warmest  and 
most  sincere  best  wishes  for  your  personal 
health  and  well-being,  and  for  further  hap- 
piness, prosperity,  and  progress  for  the 
people  of  the  United  States. 

Ladies  and  gentlemen,  will  you  join  me 
in  standing  and  rendering  respect  to  His 
Excellency,  the  President  of  the  United 
States,  Mr.  Johnson. 


U.S.  and  U.S.S.R.  Conclude 
Talks  on  Fishery  Problems 

Press  release  23  dated  February  6 

Representatives  of  the  United  States  and 
the  Soviet  Union  on  February  6  concluded 
3  weeks  of  discussions  on  fishery  problems 
with  approval  of  the  texts  of  draft  agree- 
ments on  the  king  crab  fishery  in  the  eastern 
Bering  Sea  and  on  a  number  of  other  mat- 
ters regarding  the  fisheries  of  both  countries 
off  the  U.S.  Pacific  coast.  The  two  delega- 
tions reviewed  certain  fishery  problems  off 
the  U.S.  Atlantic  coast  and  agreed  that  these 
matters  should  be  considered  further  at  a 
meeting  to  be  held  in  late  May,  just  prior 
to  the  annual  meeting  of  the  International 
Commission  for  the  Northwest  Atlantic  Fish- 
eries. 

One  of  the  draft  agreements  provides  for 
extension  for  another  2  years  of  the  United 
States-U.S.S.R.  agreement  on  king  crab  fish- 
ing on  the  U.S.  Continental  Shelf  in  the 
eastern  Bering  Sea,i  with  a  reduction  in  the 
quota  for  the  U.S.S.R.  from  118,600  cases  of 
canned  crab  to  100,000  cases. 

With  respect  to  other  problems,  a  separate 


'  Treaties    and    Other    International    Acts    Series 
5752. 


FEBRUARY  27,  1967 


331 


draft  agreement  of  1  year's  duration  speci- 
fies several  areas  seaward  of  12  miles  from 
the  Oregon-Washin^on  coast  in  which  Soviet 
vessels  would  either  refrain  from  fishing  or 
from  concentrating  their  efforts.  In  certain 
other  areas  off  the  Oregon-Washington  coast 
measures  would  be  taken,  jointly  and  sepa- 
rately, to  protect  stocks  of  fish.  Additional 
protection  would  be  provided  for  the  fishing 
gear  of  U.S.  halibut  fishermen  in  areas  near 
Kodiak  Island,  Alaska,  early  in  the  halibut 
season.  Under  the  agreement,  Soviet  vessels 
would  transfer  cargoes  in  several  designated 
areas  off  Washington  and  Oregon  and  off 
Alaska  in  the  9-mile  zone  contiguous  to  the 
U.S.  territorial  sea.  Soviet  vessels  would 
also  continue  to  fish  within  the  9-mile  zone 
for  the  duration  of  the  agreement  in  two 
areas  of  the  central  and  western  Aleutians 
and  a  smaller  area  in  the  northern  Gulf  of 
Alaska. 

The  agreement  also  provides  for  coopera- 


tion in  scientific  research,  exchange  of  scien- 
tific data  and  personnel,  exchanges  of  fisher- 
men or  their  representatives  aboard  vessels 
of  the  two  countries,  and  general  proce- 
dures for  reducing  conflicts  between  vessels 
and  gear  of  the  two  countries. 

The  draft  agreements  are  now  under  con- 
sideration by  governments.  It  is  expected 
that  formal  signature  may  take  place  within 
2  weeks. 

The  U.S.  delegation  for  the  talks  was 
headed  by  Ambassador  Donald  L.  McKernan, 
Special  Assistant  for  Fisheries  and  Wildlife 
to  the  Secretary  of  State.  The  Soviet  delega- 
tion, consisting  of  six  persons,  was  headed 
by  Deputy  Minister  of  Fisheries  M.  N. 
Sukhoruchenko.  Ambassador  McKernan  was 
assisted  by  advisers  from  Federal  and  State 
fishery  agencies  and  from  the  sport  and  com- 
mercial fisheries  of  Alaska,  Washington, 
Oregon,  California,  Rhode  Island,  New  York, 
and  New  Jersey. 


332 


DEPARTMENT  OF  STATE  BULLETIN 


THE  CONGRESS 


International  Economic  Policies 


ECONOMIC  REPORT  OF  THE  PRESIDENT  AND  ANNUAL  REPORT  OF  THE  COUNCIL 
OF  ECONOMIC  ADVISERS  (EXCERPTS) 


Folloiving  are  the  introductory  paragraphs 
(page  3)  and  the  section  entitled  "Interna- 
tional Economic  Policies"  (pages  13-16) 
from  the  Economic  Report  of  the  President,^ 
together  with  the  portion  of  the  Anmcal  Re- 
port of  the  Council  of  Economic  Advisers 
which  deals  with  growth  and  balance  in  the 
world  economy  (chapter  5,  pages  170-197). 


affluence.  The  sacrifices  required  of  most  of 
today's  generation  are  not  of  income  or 
security;  rather  we  are  called  on  to  renounce 
prejudice,  impatience,  apathy,  weakness,  and 
weariness. 

In  purely  material  terms,  most  Americans 
are  better  off  than  ever  before.  That  fact 
expands  our  responsibilities,  as  it  enlarges 
our  resources  to  meet  them. 


ECONOMIC  REPORT  OF  THE  PRESIDENT 

To  the  Congress  of  the  United  States: 

A  healthy  and  productive  economy  is  a  bul- 
wark of  freedom. 

Around  the  world  and  here  at  home,  our 
trials  of  strength,  our  works  of  peace,  our 
quest  for  justice,  our  search  for  knowledge 
and  understanding,  our  efforts  to  enrich  our 
environment  are  buttressed  by  an  amazing 
productive  power. 

Americans  have  confronted  many  chal- 
lenges in  this  century.  The  ones  we  face  in 
1967  are  as  trying  of  men's  spirits  as  any  we 
have  known.  But  the  overwhelming  majority 
of  us  face  our  challenges  in  comfort,  if  not 


'  Economic  Report  of  the  President  Transmitted 
to  the  Congress  January  1967,  Together  With  the 
Annual  Report  of  the  Council  of  Economic  Advisers 
(H.  Doc.  28,  90th  Cong.,  1st  sess.;  transmitted  on 
Jan.  26),  for  sale  by  the  Superintendent  of  Docu- 
ments, U.S.  Government  Printing  Office,  Washing- 
ton, D.C.,  20402  ($1.25). 


INTERNATIONAL  ECONOMIC  POLICIES 

The  current  year  is  a  critical  one  for  our 
international  economic  policies  and  for  the 
economic  progress  of  the  world  community. 

As  the  largest  single  market  and  source  of 
capital,  the  United  States  carries  special 
responsibilities. 

Trade 

This  Administration  is  committed  to  re- 
ducing barriers  to  international  trade,  as 
demonstrated  by  my  recent  action  terminat- 
ing the  1954  escape  clause  action  on  watches,^ 
and  rolling  back  the  special  tariff  on  imports 
of  glass.8 

The  Kennedy  Round  of  trade  negotiations 
is  now  entering  its  final  and  most  critical 


'  Bulletin  of  Feb.  6, 1967,  p.  217. 
»76id.,p.  216. 


FEBRUARY  27,  1967 


333 


phase.  I  emphasize  once  more  how  important 
this  great  attempt  to  liberalize  world  trade  is 
for  all  the  developed  and  developing  nations 
of  the  free  world. 

After  more  than  4  years  of  discussion,  it 
is  essential  that  the  participants  now  resolve 
the  many  complex  problems  that  still  remain. 
It  would  indeed  be  a  tragedy  if  the  wide 
authority  granted  to  the  President  by  the 
Trade  Expansion  Act  of  1962  were  allowed 
to  lapse  unused.  Never  before  has  there  been 
such  a  splendid  opportunity  to  increase  world 
trade.  It  must  not  be  lost. 

But  the  Kennedy  Round  is  not  the  end  of 
the  road.  We  must  look  beyond  the  negotia- 
tions in  Geneva  to  further  progress  in  the 
years  ahead.  \Ye  must  begin  to  shape  a  trade 
policy  for  the  next  decade  that  is  responsive 
to  the  needs  of  both  the  less  developed  and 
the  advanced  countries. 

We  should  seize  every  opportunity  to  build 
and  enlarge  bridges  of  peaceful  exchange 
with  the  countries  of  Eastern  Europe  and  the 
Soviet  Union.  We  should  have  the  ability  to 
adapt  our  policies  to  whatever  political  cir- 
cumstances or  commercial  opportunities  may 
present  themselves.  I  again  urge  the  Congress 
to  provide  authority  to  expand  our  trade  re- 
lations with  Eastern  Europe  and  the  Soviet 
Union. 

Aid 

Although  1966  was  a  relatively  good  year 
for  world  economic  growth,  average  output 
in  developing  countries  rose  by  less  than  $3 
a  person. 

There  were,  however,  encouraging  signs  of 
progress.  Developing  nations  demonstrated 
a  willingness  to  take  difficult  but  necessary 
steps  to  help  themselves.  India,  for  example, 
revised  her  foreign  exchange  and  agricultural 
policies  to  promote  more  rapid  growth. 

Among  the  wealthier  nations,  stronger 
efforts  were  made  to  assist  the  development 
of  the  poorer  countries.  Canada  and  Japan 
increased  their  assistance  programs.  Major 
free  world  aid  donors  joined  in  new  groups 
to  coordinate  their  flow  of  aid. 


The  United  States  will  continue  to  respond 
constructively  to  the  aspirations  of  the  de- 
veloping nations.  We  will  give  first  priority 
to  fighting  the  evils  of  hunger,  disease,  and 
ignorance  in  those  free  world  countries  which 
are  resolutely  committed  to  helping  them- 
selves. 

There  should,  however,  be  increasing 
efforts  to  make  both  the  receiving  and  giving 
of  aid  a  matter  for  creative  international 
partnership.  We  shall  therefore 

— continue  to  support  enthusiastically,  in  a 
manner  consistent  with  our  balance  of  pay- 
ments position,  such  promising  cooperative 
regional  efforts  as  the  Alliance  for  Progress, 
the  Inter-American,  the  Asian,  and  the  Afri- 
can Development  Banks,  and  the  Mekong 
Development  Fund  of  the  United  Nations; 

— further  encourage  the  coordinated  exten- 
sion and  expansion  of  aid  by  the  major  donor 
countries  in  ways  that  result  in  an  equitable 
sharing  of  the  burden; 

— seek  the  cooperation  of  other  major 
donor  countries  this  year  in  replenishing  the 
resources  of  the  International  Development 
Association. 

Balance  of  Payments 

We  can  take  some  satisfaction  in  the  fact 
that  our  balance  of  payments  in  1966  may 
prove  to  have  been  in  surplus  on  official  re- 
serve settlements.  Despite  the  added  costs  of 
the  war  in  Vietnam  and  the  rapid  growth  of 
imports,  our  deficit  on  a  liquidity  basis 
increased  only  slightly  in  1966. 

But  we  cannot  relax  our  efforts  to  seek 
further  improvement. 

Our  goal  in  the  coming  year  is  to  continue 
to  move  toward  balance  of  payments  equi- 
librium as  rapidly  as  the  foreign  exchange 
costs  of  the  Vietnam  conflict  may  permit. 
This  goal  will  be  supported  through  measures 
and  policies  consistent  with  healthy  growth 
at  home  and  our  responsibilities  abroad. 

We  already  have  extended  and  reinforced 
the  voluntary  restraint  programs  for  corpo- 
rate investment  abroad  and  for  foreign  lend- 
ing by  financial  institutions.  I  am  counting  on 


334 


DEPARTMENT  OF  STATE  BULLETIN 


the  continued  full  cooperation  of  businesses 
and  banks  with  these  programs  in  1967.  And 
I  have  instructed  all  agencies  of  the  Govern- 
ment to  intensify  their  efforts  to  limit  the 
dollar  drain  resulting  from  their  activities. 

But  more  is  needed.  I  now  recommend  the 
following  steps: 

1.  The  Congress  should  extend  the  Interest 
Equalization  Tax,  in  strengthened  form,  to 
July  31,  1969.  This  tax  has  proved  extremely 
useful  in  limiting  the  borrowing  of  developed 
countries  in  our  capital  markets  and  in  rein- 
forcing the  Federal  Reserve  voluntary  pro- 
gram. As  we  move  toward  easier  money  in 
the  United  States,  foreign  borrowing  in  our 
financial  markets  may  tend  to  increase.  I  am 
therefore  requesting  authority  to  adjust  the 
rates  of  the  Interest  Equalization  Tax  as 
monetary  conditions  warrant,  so  that  the 
effective  impact  on  interest  costs  can  be 
varied  between  zero  and  2  percent.  This 
would  replace  the  present  flat  1-percent  im- 
pact. 

Moreover,  to  ensure  against  possible 
anticipatory  increases  in  foreign  borrowing,  I 
am  also  requesting  that  the  tax  be  imposed 
at  rates  which  provide  an  impact  of  2  percent 
on  interest  costs  while  the  legislation  is  under 
consideration  by  Congress. 

2.  The  most  satisfactory  way  to  arrest  the 
increasing  gap  between  American  travel 
abroad  and  foreign  travel  here  is  not  to  limit 
the  former  but  to  stimulate  and  encourage 
the  latter.  I  shall  appoint  in  the  near  future 
a  special  industry-Government  task  force  to 
make  specific  recommendations  by  May  1, 
1967,  on  how  the  Federal  Government  can 
best  stimulate  foreign  travel  to  the  United 
States.  After  a  careful  review  of  their  advice, 
I  shall  ask  the  U.S.  Travel  Service  and  other 
appropriate  agencies  to  take  the  steps  that 
seem  most  promising. 

3.  As  part  of  our  long-run  balance  of  pay- 
ments program,  I  shall  also 

— request  continuation  and  expansion  by 
$4.5  billion  of  the  lending  authority  of  the 
Export-Import  Bank  in  order  to  support  the 
expansion  of  exports; 


— continue  to  urge  other  countries  to  par- 
ticipate in  the  development  of  better  means 
both  of  sharing  the  resource  burdens  and  of 
neutralizing  the  balance  of  payments  effect 
arising  from  the  common  defense  and  foreign 
assistance  efforts. 

4.  For  the  longer  run  strength  of  our  pay- 
ments balance,  we  should  intensify  efforts  to 

— stimulate  exporters'  interest  in  supply- 
ing foreign  markets; 

— enlist  the  support  of  the  financial  com- 
munity to  attract  additional  foreign  invest- 
ment in  the  United  States; 

— encourage  further  development  of  foreign 
capital  markets. 

'Improving  the  International  Monetary  System 

In  1966,  significant  progress  was  made 
toward  a  better  international  monetary  sys- 
tem. Through  close  consultation  and  coopera- 
tion among  the  financial  authorities  of  major 
countries,  temporary  strains  were  met 
promptly  and  effectively. 

Two  large  forward  steps  were  taken  on  the 
road  to  international  monetary  reform:  wide 
consensus  was  reached  on  basic  principles  for 
the  deliberate  creation  of  additional  reserve 
assets;  and  the  negotiations  advanced  to  a 
second  stage  in  which  all  members  of  the 
International  Monetary  Fund  are  par- 
ticipating. 

An  even  greater  effort  must  be  made  in 
the  coming  year  to  improve  our  monetary 
system.  In  particular,  I  urge  that 

— all  countries  participate  in  the  continu- 
ing task  of  strengthening  the  basic  monetary 
arrangements  that  have  served  the  world  so 
well; 

— both  surplus  and  deficit  countries  assume 
their  full  responsibility  for  proper  adjust- 
ment of  international  payments  imbalances, 
and  cooperate  in  efforts  to  lower  world 
interest  rates; 

— full  agreement  be  reached  on  a  construc- 
tive contingency  plan  for  the  adequate  and 
orderly  growth  of  world  monetary  reserves. 


FEBRUARY  27,  1967 


335 


REPORT  OF  COUNCIL  OF  ECONOMIC  ADVISERS 

Chapter  5 — Growth  and  Balance  in  the  World 
Economy 

World  economic  expansion  in  the  first  half  of  the 
1960's  has  been  sustained  and  rapid.  The  pace  has 
probably  been  surpassed  only  during  the  period  of 
recovery  from  World  War  II.  Moreover,  since  the 
end  of  the  war,  the  extreme  fluctuations  of  earlier 
years  have  not  been  repeated. 

But  continued  economic  progress  is  not  assured. 
Many  problems  remain.  The  most  difficult  and  im- 
portant is  that  of  overcoming  poverty  in  many  of 
the  less  developed  countries  of  Africa,  Asia,  and 
Latin  America.  A  major  problem  for  the  developed 
countries  is  to  cope  with  international  financial  im- 
balances in  ways  which  do  not  inhibit  sound  eco- 
nomic growth. 

This  chapter  records  the  economic  progress  in 
both  the  developed  and  less  developed  countries  dur- 
ing the  first  part  of  the  1960's  and  outlines  some 
major  issues  for  international  consideration  during 
the  remainder  of  this  decade.  It  deals  especially  with 
the  policy  issues  facing  the  United  States  and  other 
developed  countries  in  their  efforts  to  achieve  a  bet- 
ter international  balance  and  to  pursue  national 
policies  that  promote  world  economic  progress.  The 
worldwide  economic  impact  of  their  national  policies 
places  a  special  responsibility  on  the  major  devel- 
oped countries. 

WORLD  ECONOMIC  GROWTH  IN  THE  1960's 

Two  quantitative  goals  for  economic  growth  in 
the  1960's  have  been  fixed  by  international  organiza- 
tions : 

The  United  Nations  has  set  5  percent  a  year  as 
the  minimum  growth  rate  for  the  less  developed 
countries  over  the  1960's,  calling  this  the  "Develop- 
ment Decade." 

The  Organization  for  Economic  Cooperation  and 
Development  (OECD),  which  includes  the  countries 
of  Western  Europe,  the  United  States,  Canada,  and 
Japan,  has  called  for  an  increase  in  aggregate  out- 
put of  all  member  countries  combined,  amounting  to 
50  percent  over  the  decade  or  an  average  annual 
growth  rate  of  4.1  percent. 

As  can  be  seen  from  Table  29,  the  expansion  of 
real  output  in  the  less  developed  countries,  estimated 
at  4%  percent  a  year,  so  far  has  fallen  somewhat 
short  of  the  UN  target  on  average,  and  far  below  it 
in  several  of  the  largest  of  these  countries.  How- 
ever, the  table  also  shows  that  output  in  the  OECD 
countries  has  been  exceeding  the  growth  rate  of  the 
OECD  target. 


Table  29. — Changes   in   total  and  per  capita  real 

GNP  in  OECD  and  less  developed  countries 

since  1955 


Country 


OECD  countries:  Total 

United  States 

Total  excluding  United 
States    


Germany 

United  Kingdom 

France    

Japan    

Italy 

Spain 

Greece 


Less  developed  countries : 
Total  


Africa   

Nigeria 

Ghana 

Latin  America 

Brazil    

Argentina 

Mexico 

Asia     

Middle  East  _ 
Other  Asia  __ 

India 

Pakistan  — 


Share 
of 

total 
output 

(per- 
cent) 1 


100.0 
63.3 

46.7 
8.6 
7.7 
7.3 
5.4 
4.1 
1.4 
.4 

100.0 
12.5 

1.3 
.7 
50.1 
11.6 
10.7 
10.7 
37.4 

6.4 
31.0 
16.3 

3.7 


Percentage  increase  per  year 


Total  real 
GNP 


1955 

to 
1960 


3.2 

2.2 

5.0 
2  6.3 
2.8 
4.6 
9.7 
5.5 
4.3 
5.4 

<  4.5 

(5) 

(S) 
6.1 
4.8 
5.8 
2.6 
6.1 
4.& 
6.1 
4.2 
4.4 
3.5 


1960 

to 

1965 


5.0 

4.7 

5.3 

3  4.8 
3.3 
5.1 
9.7 
6.1 
9.2 
8.7 

4.6 
3.3 
5.0 
4.0 
4.4 
3.3 
3.0 
6.9 
3.9 
6.1 
3.4 
2.9 
5.4 


Per  capita 
real  GNP 


1955 

to 
1960 


2.0 
.4 

3.7 
2  5.1 
2.2 
3.7 
8.9 
4.9 
3.4 
4.3 


(5) 
(5) 


3.5 
2.0 
2.7 
.9 
3.0 
2.4 
3.7 
2.1 
2.3 
1.2 


1960 

to 
1966 


3.7 
3.2 

4.2 
33.6 
2.6 
3.7 
8.5 
4.3 
8.3 
8.1 

2.2 
1.1 
3.0 
1.3 
1.5 

.2 
1.3 
2.8 
1.6 
3.7 
1.0 

.4 
2.8 


<  Share  in  1963  for  OECD  countries  and  in  1960  for  less  de- 
veloped countries. 

~  Excludes  Saar  and  West  Berlin. 
3  Includes  Saar  and  West  Berlin. 
■*  Estimates. 
5  Not  available. 

Note. — Totals  include  countries  not  shown  separately. 

Detail  will   not  necessarily  add  to  totals   because  of  rounding. 

Sources :  Organization  for  Economic  Cooperation  and  Develop- 
ment (OECD).  Agency  for  International  Development  (AID), 
and  Council  of  Economic  Advisers. 


Developed  Countries 

In  the  first  half  of  the  1960's,  real  output  in 
Western  Europe  and  Japan  increased  by  more  than 
5  percent  a  year.  Contributing  to  the  rapid  expan- 
sion were  government  policies  directed  toward 
achieving  and  maintaining  high  levels  of  employ- 
ment with  reasonable  price  stability,  stimulating  the 
movement  of  labor  from  low  to  high  productivity 
employment,  reducing  barriers  to  foreign  trade,  and 
encouraging  the  more  efficient  utilization  of  re- 
sources in  other  ways. 

A  high  rate  of  capital  formation  helped  to 
achieve  this  rapid  growth.  Investment  averaged  18 
percent  of  gross  national  product  (GNP)  in  the 
OECD  countries  other  than  the  United   States;   it 


336 


DEPARTMENT  OF  STATE  BULLETIN 


ranged  from  almost  30  percent  in  Japan  to  less  than 
14  percent  in  the  United  Kingdom.  While  much  of 
the  increase  in  output  comes  from  investment  in 
physical  capital  and  from  the  incorporation  of  tech- 
nological advances,  a  good  deal  also  comes  from  in- 
vestment in  human  capital — in  raising  the  education, 
skills,  and  health  of  the  population. 

The  growth  of  output  is  also  benefiting  from  the 
movement  of  labor  out  of  activities  of  low  produc- 
tivity to  those  of  higher  productivity.  There  has  been 
a  large-scale  movement  of  labor  from  Southern  Eu- 
rope to  Northwestern  Europe — from  areas  of  low 
productivity,  low  incomes,  and  high  unemployment 
to  areas  where  productivity  and  incomes  are  high 
and  unemployment  low.  Within  countries,  the  major 
shift  has  been  out  of  employment  in  agriculture.  The 
OECD  estimates  that  this  latter  shift  alone  ac- 
counted for  between  10  and  15  percent  of  the  in- 
crease in  productivity  during  the  first  half  of  the 
1960's  in  France,  Germany,  Italy,  and  Japan.  The 
United  Kingdom,  which  by  1960  already  had  only  a 
small  agricultural  sector,  did  not  have  this  source 
of  expanding  productivity. 

Internal  shifts  of  labor  have  been  stimulated  and 
facilitated  by  the  expansion  of  foreign  trade,  which 
has  far  exceeded  the  growth  of  output.  The  rapid 
growth  of  trade  has  resulted,  in  part,  from  the  re- 
duction of  trade  barriers,  especially  vdthin  the  two 
regional  groupings — the  European  Economic  Com- 
munity (EEC)  and  the  European  Free  Trade  Asso- 
ciation  (EFTA). 

For  a  number  of  European  countries  and  Japan, 
a  rapid  rise  in  exports  has  also  directly  stimulated 
the  grovvi,h  of  GNP.  In  addition,  when  domestic  ex- 
pansion is  led  by  export  growth,  the  resulting  rise  in 
imports  can  be  readily  financed;  there  is  less  chance 
that  the  government  will  need  to  apply  the  brakes 
to  reverse  a  developing  balance  of  payments  deficit. 

Less  Developed  Countries 

The  achievement  of  an  adequate  rate  of  self- 
sustaining  growth  in  the  less  developed  countries 
remains  an  urgent  world  economic  problem.  Over 
half  of  the  4%  percent  annual  growth  of  total  out- 
put for  the  less  developed  areas  has  been  needed  just 
to  maintain  their  low  level  of  living,  since  their 
populations  have  been  rising  by  2V^  percent  an- 
nually. The  yearly  increase  in  per  capita  output  has 
been  only  2  percent,  or  barely  $3  a  person. 

Achieving  rapid  and  sustainable  growth  in  these 
countries  is  by  no  means  a  hopeless  task,  however. 
Self-sustaining  growth  has  been  attained  in  certain 
less  developed  countries — including  Israel,  Malaysia, 
Mexico,  Taiwan,  Venezuela,  and  some  Central  Amer- 
ican countries.  Others — such  as  Pakistan,  South 
Korea,  Thailand,  and  Turkey — are  approaching  that 
objective. 


But  the  problems  are  formidable.  Further  efforts 
by  both  the  developed  and  the  less  developed  coun- 
tries are  required.  The  rapid  growth  of  population 
in  many  less  developed  countries,  already  over- 
populated  in  relation  to  their  economic  resources, 
must  be  slowed.  A  number  of  these  nations  have 
adopted  measures  to  induce  their  citizens  to  limit 
the  size  of  their  families.  Some  of  these  programs — 
in  Hong  Kong,  Singapore,  and  Taiwan — have  al- 
ready shown  signs  of  success.  Nevertheless,  the 
growth  rate  of  population  in  the  less  developed  coun- 
tries as  a  group  is  still  rising. 

Another  major  problem  area  is  agriculture.  Agri- 
cultural output  has  grown  so  slowly  that  food  out- 
put per  person  in  many  countries  is  below  pre- World 
War  II  levels.  Unless  a  vigorous  effort  is  made  to 
redress  the  situation,  it  is  likely  to  deteriorate  fur- 
ther as  population  and  need  for  food  continue  to 
grow  rapidly.  Moreover,  in  at  least  some  of  the  less 
developed  countries,  agricultural  development  may 
be  a  key  to  general  economic  growth.  The  applica- 
tion of  improved  farming  techniques  can  substan- 
tially improve  agricultural  productivity  with  rela- 
tively small  increments  of  capital;  increased  agri- 
cultural output  can  be  a  major  substitute  for  im- 
ports; rising  farm  income  can  provide  an  expanding 
market  for  domestic  industrial  output. 

The  developed  countries  can  do  much  to  help  by 
providing  technical  assistance,  food,  fertilizers,  agri- 
cultural equipment,  and  financing.  But  the  basic 
responsibility  rests  on  the  less  developed  countries 
themselves.  They  must,  among  other  things,  improve 
the  incentives  for  farmers  to  increase  output. 

Education  also  is  a  major  field  in  which  improve- 
ment is  essential.  Economic  progress  requires  liter- 
acy. A  modern  and  expanding  economy  needs  much 
more — people  trained  to  operate  farm  machinery, 
run  a  lathe,  operate  a  retail  store,  and  keep  ac- 
counts. In  recognition  of  the  importance  of  educa- 
tion, the  less  developed  countries  have  in  recent 
years  increased  their  education  budgets  by  15  per- 
cent annually.  This  effort  has  long  been  supported 
by  the  United  States.  More  Agency  for  International 
Development  (AID)  technicians  working  abroad  are 
employed  in  educational  projects  than  in  any  other 
field.  Moreover,  beginning  in  fiscal  year  1967,  AID 
is  sharply  increasing  its  educational  aid  effort,  as 
well  as  its  work  in  agriculture  and  health.  The  edu- 
cational efforts  of  our  Peace  Corps  workers  are  also 
welcomed  throughout  the  less  developed  world. 

The  Need  for  Capital 

The  developing  countries  also  need  capital.  About 
one-fourth  of  their  domestic  investment  is  financed 
by  capital  imports.  From  1961  to  1965,  the  net 
amount  of  this  capital  inflow  rose  by  only  5  percent 
a  year  in  money  terms  and  less  in  real  terms.  Some 
increase  continued  into  1966.  Since  1963,  the  entire 


FEBRUARY  27,  1967 


337 


increase  from  abroad  has  been  in  private  capital 
flows. 

This  investment,  to  be  sure,  benefits  the  recipient 
countries,  and  the  United  States  has  taken  steps  to 
encourage  it.  But  it  has  gone  mainly  to  the  extrac- 
tive industries,  particularly  oil.  Thus,  it  is  unevenly 
distributed  among  countries.  Further,  investment  in 
technologically  advanced,  sometimes  highly  auto- 
mated, extractive  processes  does  not  have  the  same 
stimulating  effects  on  general  economic  activity  as 
does  investment  in  local  manufacturing.  It  does, 
however,  provide  much  needed  foreign  exchange  and 
technological  know-how  for  those  countries  fortunate 
enough  to  be  well-endowed  vvrith  minerals. 

For  many  developing  nations,  a  growing  burden 
of  interest  and  amortization  payments  on  external 
debt  absorbs  a  large  and  rising  proportion  of  gross 
aid  receipts.  In  1960,  debt  service  charges  amounted 
to  13  percent  of  the  official  bilateral  aid  receipts  of 
less  developed  countries;  today  the  figure  is  19  per- 
cent. India's  debt  service  charges  on  government 
assistance  for  the  period  of  its  Third  Plan  amounted 
to  26  percent  of  its  foreign  aid.  In  Turkey,  debt  serv- 
ice during  1963-66  was  more  than  half  as  large  as 
gross  foreign  aid. 

For  the  net  inflow  of  aid  merely  to  remain  con- 
stant, the  gross  inflow  must  rise  to  cover  growing 
debt  service.  In  fact,  the  gross  flow  of  government 
aid  from  the  developed  countries  has  been  rising  just 
enough  to  keep  net  aid  inflow  on  a  plateau  since 
1963.  Future  prospects  are  even  less  encouraging. 
Bilateral  aid  commitments— pledges  of  actual  aid 
disbursements  to  be  made  in  the  future — declined  in 
1965.  This  could  foreshadow  a  decline  in  net  and 
even  in  gross  official  aid  disbursements  in  the  years 
to  come. 

The  stagnation  in  the  net  flow  of  official  capital 
to  the  less  developed  countries  has  come  at  the  very 
time  that  the  industrial  countries  have  reached  new 
heights  of  prosperity.  And  it  comes  at  a  time  when 
the  pace  of  economic  expansion  achieved  by  the  less 
developed  countries  as  a  group  is  encouraging.  They 
are  developing  the  skills  required  for  a  modern  econ- 
omy. They  are  capable  of  using  more  capital  than 
they  can  raise  domestically  or  borrow  abroad  on  com- 
mercial terms.  For  this  and  other  reasons,  foreign 
aid,  both  bilateral  and  multilateral,  should  have  a 
high  priority  claim  on  the  resources  of  high-income 
countries. 

One  of  the  most  fruitful  avenues  for  increased  aid 
to  the  less  developed  countries  is  through  the  multi- 
lateral lending  agencies — the  World  Bank  family 
and  the  regional  development  banks.  The  United 
States  firmly  supports  these  agencies  as  mechanisms 
for  mobilizing  both  e.xternal  capital  and  domestic 
resources  of  the  developing  countries  themselves. 
Replenishment  of  the  resources  of  the  International 
Development  Association  (IDA),  which  lends  on 
easy  terms,  ought  to  be  high  on  the  agenda  of  the 


developed  countries.  The  IDA's  resources  should  be 
substantially  increased  in  ways  which  take  into 
account  the  balance  of  payments  situation  of  the 
contributing  countries.  The  recently  established 
Asian  Development  Bank  represents  a  new  stage  in 
Asian  economic  cooperation,  in  which  the  United  ^ 
States  is  participating  with  other  non-Asian  coun- 
tries. For  Latin  America,  the  United  States  con- 
tinues its  strong  support  of  the  Inter-American 
Development  Bank,  which  serves  as  the  financial 
arm  of  the  Alliance  for  Progrress  and  is  helping  to 
draw  funds  from  inside  and  outside  the  hemisphere 
into  Latin  American  development.  The  African  De- 
velopment Bank,  which  has  recently  begun  opera- 
tions, will  perform  similar  functions  in  its  area. 

Foreign  aid  and  private  foreign  investment 
finance  only  one-fifth  of  the  foreign  exchange  ex- 
penditures of  the  developing  countries.  The  remain- 
ing four-fifths  is  financed  by  their  own  export 
earnings.  After  near  stagnation  in  the  late  1950's, 
these  earnings  rose  by  about  6  percent  a  year  during 
the  first  half  of  the  1960's.  The  increase  was  pro- 
duced by  many  factors,  including  strengthened  prices 
for  many  primary  commodities,  the  growing  ability 
of  the  less  developed  countries  to  supply  these  com- 
modities, and  the  rapidly  expanding  markets  in  the 
United  States,  Western  Europe,  and  Japan.  Only 
with  continued  vigorous  grrowth  in  the  developed 
world  and  improved  access  to  its  markets  can  the 
less  developed  countries  earn  the  foreign  exchange 
needed  to  support  their  own  continuing  g^rowth. 

Trade  Policies 

The  less  developed  countries  obviously  have  much 
to  gain  from  reductions  in  tariffs,  quotas,  and  other 
barriers  to  trade  in  primary  products,  since  such 
products  constitute  85  percent  of  their  exports.  Over 
the  longer  run,  satisfactory  growth  in  the  export 
earnings  of  the  less  developed  countries  will  require 
relatively  less  reliance  on  sales  of  primary  products 
and  continuation  of  the  sharp  expansion  in  exports 
of  manufactured  goods.  Such  diversification  will  also 
be  important  for  their  internal  grovrth.  Reductions 
in  tariffs  and  other  trade  barriers  in  developed 
countries  can  contribute  much  to  the  needed  growth 
of  manufactured  exports  from  developing  countries. 

In  most  of  the  less  developed  countries,  internal 
markets  are  too  small  to  support  efficient  modem 
industrial  plants.  It  is  not  geographic  size  or  popu- 
lation but  effective  purchasing  power  that  deter- 
mines the  size  of  a  market.  Regional  cooperation  can 
create  larger  markets  so  that  the  enterprises  of  the 
developing  countries  can  benefit  from  the  economies 
of  scale  and  of  specialization  on  which  growth  and 
efficiency  depend. 

Encouraging  progress  toward  regional  integration 
is  being  made  in  a  number  of  areas.  The  Latin 
American  Free  Trade  Association,  despite  handicaps. 


338 


DEPARTMENT  OF  STATE  BULLETIN 


can  form  the  basis  for  a  true  Latin  American  com- 
mon market.  Particular  progress  has  been  made  in 
the  Central  American  Common  Market.  The  United 
States  supports  outward-looking  regional  integra- 
tion. 

The  importance  of  trade  expansion  as  a  factor  in 
economic  growth  in  all  countries  argues  strongly 
for  more  rapid  trade  liberalization.  This  proposition 
is  effectively  demonstrated  by  the  recent  experience 
in  the  new  free-trade  areas  of  Europe,  just  as  it 
■was  earlier  demonstrated  in  the  great  common  mar- 
ket of  the  United  States.  Thus,  it  is  essential  that 
success  be  achieved  in  the  current  multilateral  trade 
negotiations,  by  far  the  most  comprehensive  in  his- 
tory. 

Kennedy  Round 

This  success  is  important  to  both  the  developed 
and  less  developed  countries.  The  substantial  reduc- 
tion in  tariif  barriers  which  the  United  States  and 
other  countries  are  seeking  to  achieve  in  the  Ken- 
nedy Round  negotiations  should  make  an  important 
contribution  to  increased  world  trade. 

Expanding  world  trade  encourages  capital  and 
labor  to  move  out  of  those  economic  activities  which 
are  better  supplied  from  abroad  and  into  those  fields 
which  provide  higher  real  income  through  greater 
productivity.  By  permitting  countries  to  produce  ef- 
ficiently and  on  a  large  scale,  freer  trade  makes  a 
contribution  to  higher  incomes  everywhere.  And 
through  reduction  of  artificial  shelters  to  laggard 
domestic  industries,  the  lowering  of  barriers  to  im- 
ports spurs  innovation  and  efficiency. 

In  the  Kennedy  Round,  the  major  reductions  in 
barriers  to  world  trade  are  expected  to  be  made  by 
the  developed  countries — the  United  States,  EEC, 
EFTA,  and  Japan.  EFTA  has  now  virtually  elimi- 
nated barriers  to  industrial  trade  among  its  mem- 
bers while  the  EEC  will  do  so  for  both  industrial 
and  agricultural  products  by  July  1968.  The  reduc- 
tion of  barriers  to  trade  with  nonmember  countries 
would  now  help  these  groups  to  continue  their  rapid 
pace  of  growth,  and  would  avoid  distortion  of  the 
normal  pattern  of  European  trade  in  particular  and 
world  trade  generally.  The  less  developed  countries 
are  not  being  asked  to  grant  tariflf  concessions  that 
would  endanger  their  economic  development  pro- 
grams. 

Longer-Run  Tasks 

A  successful  Kennedy  Round  will  be  a  great 
achievement,  and  will  promote  rapid  and  healthy 
economic  expansion  throughout  the  world.  But  the 
Kennedy  Round  cannot  be  the  end  of  the  road  for 
the  liberalization  of  world  trade.  In  the  year  ahead, 
further  study  and  international  consultation  should 
be  directed  at  four  remaining  tasks  in  the  trade 
field: 

(1)   Continuing  efforts   to   liberalize   those  tariff 


and  nontariff  barriers  which  will  remain  after  the 
Kennedy  Round; 

(2)  Developing  a  better  international  pattern  of 
agricultural  production  and  trade  to  speed  economic 
growth; 

(3)  Achieving  more  stable  export  prices  and  rais- 
ing the  export  volume  of  developing  countries; 

(4)  Improving  economic  relations  between  the 
countries  of  Eastern  Europe — including  the  Soviet 
Union — and  the  United  States. 

President  Johnson  has  emphasized  the  importance 
of  this  last  task  on  several  occasions.  In  his  recent 
State  of  the  Union  Message,*  he  noted  that  the 
Export-Import  Bank  can  now  extend  commercial 
credits  to  Bulgaria,  Czechoslovakia,  Hungary,  and 
Poland,  as  well  as  to  Rumania  and  Yugoslavia.  He 
called  again  for  legislative  authority  to  extend  most- 
favored-nation — i.e.,  nondiscriminatory' — tariff  treat- 
ment to  the  countries  of  Eastern  Europe  and  the 
Soviet  Union.  Their  trade  with  Western  Europe  has 
increased  steadily  in  recent  years,  while  U.S.  trade 
with  these  countries  has  been  stagnant,  and  consti- 
tutes less  than  1  percent  of  all  U.S.  foreign  trade. 


U.S.  BALANCE  OF  PAYMENTS 

A  country's  foreign  trade  and  payments  are  its 
main  points  of  economic  contact  with  the  rest  of  the 
world.  The  balance  of  payments  of  any  nation  is 
intimately  dependent  on  policies  and  developments  in 
the  outside  world.  U.S.  exports  depend  heavily  on 
European,  Canadian,  and  Japanese  growth  and  the 
foreign  exchange  receipts  of  the  less  developed  coun- 
tries as  well  as  on  U.S.  growth  and  price  stability. 
The  flow  of  capital  from  the  United  States  depends 
on  profit  opportunities  and  monetary  conditions 
abroad  as  well  as  on  those  in  the  United  States. 

For  most  of  the  decade  following  World  War  II, 
U.S.  balance  of  payments  deficits  provided  needed 
international  currency  to  support  the  rapid  expan- 
sion of  world  trade  and  economic  growth.  Other 
countries  were  eager  to  hold  more  dollars;  indeed, 
it  was  commonly  known  as  a  period  of  "dollar  short- 
age." Recently,  however,  as  foreign  reserves  have 
increased,  U.S.  deficits  have  been  less  welcome. 

These  deficits  do  not,  of  course,  contradict  the 
unmatched  strength  and  productivity  of  the  U.S. 
economy;  neither' do  they  mean  that  our  competitive 
position  in  world  markets  is  weak.  The  United 
States  is  not  living  beyond  its  means,  increasing  its 
net  debt  to  foreign  countries,  or  using  up  its  inter- 
national capital.  U.S.  ownership  of  assets  abroad 
continues  to  grow  faster  than  foreign  ownership  of 
assets  in  the  United  States.  U.S.  assets  abroad,  net 
of  foreign  assets  in  the   United   States,   increased 


*  Ibid.,  Jan.  30, 1967,  p.  158. 


FEBRUARY  27,  1967 


339 


U.S.  Balance  of  International  Payments 


BILLION?  OF  DOLURS 


_   EXPORTS  AND  IMPORTS  OF  CjOOS  AHO  SERVICES 


AO 


30 


,1 


J L 


1966'^ 


CAPITAL  FLOWS 


FOREIGN  V 


1946^/ 


10 

BALANCE 

OFFICIAL  BESERVE  TRANSACTIOhS  BASIS 

\ 

- 

s 

1— ^9»- 

- 

- 

Liouioni'  e*si* 

-10 

1 

1        I.I        1    .    i 

1 

1 



)9S8 


I960 


1962 


J/FIRST  3  OUARIEfiS  *1  SEASONALLY  ADJUSTED  ANNUAL  RATES 
i/EXCLUOlNC  OFFICIAL  HESEBVE  TRANSACTIONS 
J/EXCLUOIHC  LICUlO  CAPITAL 
SOURCE     DEPARTMENT  OF  COMMERCE 


from  $7  billion  in  1935  to  $14  billion  in  1950;  by 
1961  they  had  risen  to  $28  billion;  and  in  1965  they 
were  $47  billion. 

The  deficits  have,  however,  resulted  in  a  steady 
erosion  of  the  U.S.  stock  of  reserve  assets,  which  are 
needed  to  maintain  a  stable  value  of  the  dollar  in 
international  transactions.  At  the  same  time,  there 
have  been  steady  increases  in  U.S.  liabilities  to  for- 
eigners that  may  be  considered  potential  claims 
against  our  reserve  assets.  This  combination  implies 
a  continuing  decline  in  liquidity;  it  is  clearly  not 
indefinitely  sustainable  if  confidence  in  the  safety 
and  stability  of  the  dollar  is  to  be  maintained. 

The  U.S.  balance  of  payments  performance  is  now 
evaluated  in  terms  of  two  alternative  accounting 
definitions.  Both  measure  an  over-all  U.S.  deficit  or 
surplus  in  terms  of  what  is  currently  happening  to 
(1)  U.S.  reserves  and  (2)  certain  types  of  claims 
against  the  United  States.  Both  count  as  an  increase 
or  decrease  in  reserves  any  change  in  the  sum  of 
U.S.  holdings  of  monetary  gold,  U.S.  "gold  tranche" 


claims  on  the  International  Monetary  Fund  (IMF) , 
and  U.S.  official  holdings  of  convertible  foreign  cur- 
rencies. They  differ  in  how  they  treat  changes  in 
various  outstanding  claims  against  the  United 
States. 

One  measure — the  "official  reserve  transactions"  "^ 
balance — treats  any  increase  in  foreign  private 
claims  on  the  United  States,  liquid  or  illiquid,  as  an 
ordinary  capital  inflow.  Only  the  change  in  claims 
on  the  United  States  held  by  foreign  official  agencies 
is  counted,  along  with  the  change  in  U.S.  reserves, 
as  a  measure  of  the  U.S.  deficit  or  surplus.  Foreign 
official  monetary  agencies  have  the  privilege  of  con- 
verting claims  on  the  United  States  into  gold  at  the 
U.S.  Treasury;  their  net  purchases  thus  add  to  the 
direct  claims  on  U.S.  reserves.  Moreover,  they  are 
charged  with  maintaining  stable  exchange  rates  for 
their  national  currencies.  They  usually  do  this  by 
buying  or  selling  dollars  to  close  any  gap  between 
normal  supply  and  demand  for  dollars  which  might 
otherwise  upset  the  exchange  rate  between  the  dollar 
and  their  currency.  In  this  sense,  the  net  balance  of 
such  transactions  by  other  countries,  together  with 
changes  in  our  own  reserves,  is  one  indicator  of  the 
size  of  the  imbalance  in  U.S.  payments. 

The  alternative  "liquidity"  balance  attempts  an 
assessment  of  changes  in  the  U.S.  liquidity  position. 
It  takes  account  of  the  fact  that  liquid  dollar  hold- 
ings of  private  foreigners  may  be  readily  sold  to 
foreign  central  banks.  It  therefore  treats  only  in- 
creases in  foreign  non-liquid  claims  on  the  United 
States  as  ordinary  capital  inflows.  Changes  in  all 
liquid  claims  are  included  along  with  changes  in  U.S. 
reserve  assets  as  a  measure  of  the  U.S.  balance, 
regardless  of  whether  the  claims  are  acquired  or 
sold  by  an  official  agency  or  by  a  private  individual, 
bank,  or  business. 

While  these  measures  of  balance  are  important, 
they  must  be  viewed  as  indicators,  rather  than  defi- 
nitions, of  equilibrium.  In  part,  the  limitation  arises 
because  any  measure  of  balance  must  arbitrarily 
divide  dollar  assets  into  two  distinct  groups — those 
which  are  claims  against  our  reserves  and  those 
which  are  not.  Such  a  clear  division  does  not  exist 
in  reality.  To  a  degree,  any  marketable  dollar  asset 
can  be  indirectly  exercised  as  a  claim  against  U.S. 
reserves.  Moreover,  the  likelihood  that  assets  will 
be  used  as  a  claim  against  U.S.  reserves  depends  not 
only  on  their  marketability  and  maturity  but  also 
on  the  motivation  and  attitude  of  current  and  pro- 
spective holders.  Evidence  on  such  attitudes,  includ- 
ing the  performance  of  the  dollar  in  foreign  ex- 
change markets,  helps  to  interpret  the  U.S.  position. 
But,  however  that  position  is  assessed,  the  U.S. 
balance  of  payments  clearly  has  not  been  in  sustain- 
able equilibrium  in  recent  years  and  must  be  im- 
proved. 

Where  a  sustainable  equilibrium  may  lie  over  the 
long  run  is  not  completely  clear.  The  expansion  of 
international  transactions — ^most  of  which  are  set- 


340 


DEPARTMENT  OF  STATE  BULLETIN 


tied  in  dollars — suggests  that  some  growth  of  for- 
eign private  holdings  of  dollars  is  natural  and 
desirable  and  may  be  perfectly  sustainable.  Some 
increase  in  official  claims  on  the  United  States  may 
also  occur  over  the  long  run,  given  the  preference 
of  many  countries  to  hold  all  or  some  of  their  official 
reserves  in  dollars,  and  the  fact  that  transactions 
needs  of  official  agencies  will  continue  to  expand. 
Regardless  of  the  movement  of  dollar  holdings 
abroad,  however,  continuing  U.S.  reserve  losses 
would  not  be  compatible  with  sustained  equilibrium. 
On  the  other  hand,  any  growth  of  either  official,  or 
official  plus  private  liquid,  holdings  of  dollars  need 
not  be  precisely  equaled  by  growth  of  U.S.  reserve 
assets  in  order  that  sustainable  equilibrium  be 
achieved. 

Recent  Developments 

The  U.S.  liquidity  deficit  vridened  slightly  in  1966 
while  the  official  settlements  balance  registered  a 
small  surplus  for  the  first  time  since  1957. 

The  liquidity  deficit  had  improved  markedly  in 
1965  and  showed  a  slight  further  improvement 
through  the  first  three  quarters  of  1966.  Preliminary 
evidence  points  to  a  somewhat  larger  fourth  quarter 
liquidity  deficit  which  will  bring  the  year's  total 
slightly  ab<jve  the  $1.3  billion  deficit  of  1965.  During 
the  year,  there  was  an  extraordinary  buildup  of 
foreign  private  dollar  holdings,  which  resulted  in  a 
small  surplus  on  official  settlements. 

Despite  the  surplus  on  official  settlements,  net  gold 
sales  continued  as  foreign  monetary  authorities  re- 
duced their  dollar  claims  on  the  United  States.  While 
sales  to  France  were  $601  million  in  1966,  the  net 
reduction  in  the  U.S.  gold  stock  for  the  year  was 
$571  million. 

Full  data  on  the  U.S.  balance  of  payments  are 
available  only  for  the  first  three  quarters  of  1966. 
Unless  otherwise  noted,  all  figures  for  1966  used 
below  represent  the  total  of  these  first  three  quarters 
at  a  seasonally  adjusted  annual  rate. 

The  structure  of  the  balance  of  payments  in  1965 
and  1966  was  markedly  different  from  that  of  previ- 
ous years.  The  surplus  on  goods  and  services,  which 
had  been  rising  from  1959  to  1964,  dropped  sharply 
in  1965  and  1966.  On  the  other  hand,  the  net  outflow 
on  capital  account  was  also  g^reatly  reduced  in  both 
years  (Chart  16  and  Table  30). 

These  developments  can  in  large  measure  be  at- 
tributed to  (1)  the  increase  in  the  direct  costs  of  the 
war  in  Vietnam,  (2)  the  sharp  rise  in  imports  in- 
duced by  the  rapid  economic  expansion  and  the 
heightened  pressure  on  domestic  resources,  (3)  the 
exceptionally  tight  monetary  conditions  of  1966,  and 
(4)  the  balance  of  payments  programs  inaugurated 
in  1965.  The  last  two  factors  were  important  in 
accomplishing  a  large  reduction  in  U.S.  bank  lend- 
ing abroad  and  in  attracting  an  exceptional  inflow 
of  foreigfn  capital. 


Table  30. — United  States  balance  of  payments, 
1960-66 

[Billions  of  dollan] 


TjTW  of  transaction 

1960 

\ 1 

1961 

1962 

1963 

1964 

1966 

1966  > 

Balance  on  goods  and 

services    

4.0 

B.6 

5.1 

6.9 

8.6 

7.0 

6.6 

Balance  on  mer- 

chandise trade.  _^ 

4.8 

6.4 

4.4 

6.1 

6.7 

4.8 

3.7 

Military   expendi- 

tures,  net   

—2.7 

—2.6 

-2.4 

-2.3 

—2.1 

-2.0 

-2.7 

Balance  on   other 

servicea    

2.0 

2.8 

3.1 

3.1 

3.9 

4.2 

4.6 

Remittances  and  pen- 

sions   

—  .7 

—  .7 

-.8 

—  .9 

-.9 

-1.0 

—  1.0 

Government  grants  and 

capital,  net 

-2.8 

-2.8 

—3.0 

—3.6 

-3.6 

-3.4 

-3.6 

U.S.  private  capital. 

net 

—3.9 

—4.2 

—3.4 

—4.6 

6.5 

3.7 

—3.6 

Foreign   nonliquid 

capital,  net 

.4 

.7 

1.0 

.7 

.7 

.2 

2.0 

Errors  and  omissions-. 

—  .9 

—  1.0 

—1.2 

—  .4 

-1.0 

-.4 

-.6 

BALANCB  ON  LIQUIDITY 

Basis   

—3.9 

-2.4 

-2.2 

—2.7 

-2.8 

—  1.3 

-1.2 

Plus:  Foreign  private 

liquid  capital,   net2__ 

.5 

1.0 

-.2 

.6 

1.6 

.1 

2.3 

Less  :  Increases  in  non- 

liquid  liabilities  to 

foreign  monetary 

authorities  3 



.3 

(M 

.3 

.1 

.6 

Balance  on  Official 

Reserve  Trans- 

actions Basis 

—3.4 

—  1.3 

-2'.7 

—2.0 

-1.6 

-1.3 

.7 

Gold  (decrease -|-)_- 

1.7 

.9 

.9 

.5 

.1 

1.7 

5.6 

Convertible  cur- 

rencies  (de- 

crease -1-) 1 

— .1 

(^) 

-.1 

-.2 

-.3 

5-.6 

IMF  gold  tranche 

position   (de- 

crease   +  ) 

.4 

— .1 

.6 

(*> 

.3 

— .1 

5.7 

Foreign  monetary 

official  claims 

(increase    -|-)___ 

1.3 

.7 

1.2 

1.7 

1.4 

.1 

5-1.4 

'  First   3    quarters    at   seasonally   adjusted   annual    rates,   except 
as  noted. 

2  Includes    changes    in    Treasury    liabdlities    to   certain    foreign 
military  agencies  during  1960-62. 

3  Included  above  under  foreign  nonliquid  capital. 
■*  Lffis  than  $50  million. 

5  First  3  quarters  at  unadjusted  annual  rates. 

Note. — Detail    will    not    neccBsariJy    add    to   totals    because   of 
rounding. 
Source:  Department  of  Commerce. 


The  Balance  on  Goods  and  Services 

The  U.S.  surplus  on  goods  and  services  more  than 
doubled  from  1960  to  1964,  reaching  an  exceptional 
peak  of  $8%  billion.  Subsequently,  however,  the  sur- 
plus declined.  As  the  combined  result  of  a  narrowing 
trade  surplus  and  sharply  increased  military  ex- 
penditures in  1966,  it  fell  to  $5%  billion. 

Trade.  The  trade  surplus  fell  through  the  first 
three  quarters  of  1966,  to  the  lowest  level  since  1959. 
The  most  striking  factor  in  this  deterioration  was 
the  sharp  acceleration  in  the  growth  of  merchandise 
imports   beginning  in   1965,   to  an   annual   rate   of 


FEBRUARY  27,  1967 


841 


about  20  percent.  In  1966,  imports  rose  to  about  3.5 
percent  of  GNP — the  highest  in  the  postwar  period 
— from  about  3.2  percent  in  1965  and  an  average  of 
less  than  3  percent  in  previous  years  of  the  1960's. 

Imports  of  capital  goods  rose  by  about  50  percent, 
and  accounted  for  more  than  20  percent  of  the  in- 
crease in  imports  in  1966.  For  the  second  consecutive 
year  they  rose  sharply  as  a  percentage  of  total  do- 
mestic purchases  of  capital  goods.  As  the  increasing 
demand  for  capital  goods  began  to  strain  domestic 
capacity  in  1965,  and  even  more  in  1966,  purchasers 
increasingly  turned  to  foreign  suppliers  to  get 
prompt  delivery.  While  less  than  3  percent  of  domes- 
tic requirements  was  imported  in  1964,  about  9 
percent  of  the  increase  in  domestic  purchases  of 
capital  equipment  between  1964  and  1965,  and  over 
12  percent  between  1965  and  1966,  was  accounted 
for  by  additional  imports.  The  earlier  strains  and 
pressures  continued  to  affect  imports,  especially  for 
long  lead-time  items,  in  the  second  half  of  1966, 
after  the  pace  of  over-all  economic  advance  had 
moderated. 

Export  performance  in  1966  was  healthy  despite 
domestic  demand  pressures.  Exports  were  more  than 
10  percent  greater  than  in  1965,  even  after  adjust- 
ment for  the  effects  of  the  1965  dock  strike.  The  U.S. 
share  of  world  exports  (excluding  exports  to  the 
United  States)  remained  stable,  while  the  U.S.  share 
of  world  exports  of  manufactured  goods  rose 
slightly. 

A  major  source  of  the  strength  of  U.S.  exports  in 
the  1960's  has  been  the  stability  of  the  U.S.  cost- 
price  structure,  while  costs  and  prices  have  been 
rising  elsewhere.  Recent  price  developments  in  the 
United  States,  however,  brought  this  relative  im- 
provement to  a  halt.  Even  so,  unit  labor  costs  in 
manufacturing  have  risen  less  rapidly  in  the  United 
States  during  1966  than  in  most  other  industrial 
countries.  On  the  whole,  it  appears  that  the  U.S. 
competitive  position  with  respect  to  prices  and  costs 
was  essentially  unchanged  in  1966. 

Other  Goods  and  Services.  Overseas  military  ex- 
penditures increased  in  1966  by  more  than  $700  mil- 
lion, after  having  been  relatively  stable  for  several 
years.  The  war  in  Vietnam,  of  course,  was  the  cause 
of  the  increase.  Expenditures  in  Europe  still  account 
for  about  45  percent  of  the  total,  but  have  been 
largely  offset  by  purchases  of  U.S.  military  equip- 
ment and  by  various  financial  transactions. 

Other  items  in  the  goods  and  services  balance  be- 
haved normally.  Investment  income  receipts,  expand- 
ing by  6  percent,  showed  continued  strength.  U.S. 
travel  expenditures  abroad  also  continued  to  in- 
crease. Foreign  travel  expenditures  in  the  United 
States  rose  faster  on  a  percentage  basis,  but  by  less 
in  dollar  amount,  than  the  expenditures  of  U.S.  na- 
tionals abroad. 

The  deterioration  of  the  U.S.  balance  on  goods  and 


services    during    1966,    in    summary,    reflected    pri-    .' 
marily  pressures  stemming  from  the  rapid  advance     I' 
of  the  domestic  economy  and  the  foreign  exchange 
costs  of  the  hostilities  in  Vietnam. 

The  Capital  Account 

As  shown  in  Table  31,  net  U.S.  private  capital 
outflows  fell  from  a  record  $6.5  billion  in  1964  to 
$3.7  billion  in  1965  and  remained  essentially  un- 
changed in  1966. 

U.S.  Purchases  of  Foreign  Securities.  After  a  sharp 
rise  in  new  issues  of  foreign  securities  in  U.S.  mar- 
kets beginning  in  1962,  the  United  States  in  July 
1963  imposed  an  Interest  Equalization  Tax  (lET) 
on  purchases  from  foreigners  of  securities  of  issuers 
in  developed  economies  other  than  Canada.  The  lET 
was  designed  as  a  partial  offset  to  the  lower  interest 
rates  which  prevailed  in  U.S.  capital  markets  as  a 
result  of  better  organization  and  greater  competi- 
tiveness, and  of  the  need  for  the  United  States  to 
press  toward  full  employment  of  its  resources 
through  expansionary  fiscal  and  monetary  policies. 

The  lET  has  worked  well.  Prom  1964  through 
1966,  U.S.  net  purchases  of  foreign  securities  aver- 
aged about  $700  million  annually,  down  from  the 
average  of  $1.1  billion  of  1962  and  1963.  U.S.  pur- 
chases of  new  issues  have  stabilized  near  $1.2  bil- 
lion; virtually  all  new  issues  have  been  by  Canadians 
and  other  borrowers  not  covered  by  the  tax. 

U.S.  Direct  Investment  and  Bank  Lending.  The 
outflow  of  direct  investment  funds  from  the  United 
States  began  to  accelerate  in  1963.  By  1965,  the 
flow  was  more  than  double  that  in  1960-62.  The 
years  1963  and  1964  also  saw  a  sharp  rise  in  loans 
abroad  by  U.S.  banks.  The  total  outflow  of  U.S. 
capital  in  1964  was  more  than  $2%  billion  in  excess 
of  its  average  in  1960-61. 

Although  the  outflow  of  portfolio  capital  and 
bank  loans  is  largely  explained  by  differentials  in 
the  cost  of  borrowing  and  the  efficiency  of  U.S. 
financial  markets,  the  increase  in  direct  foreign  in- 
vestment by  U.S.  corporations  in  the  last  few  years 
is  somewhat  more  difficult  to  explain.  The  rapid 
increase  in  investment  in  Europe  generally  reflects, 
of  course,  a  desire  to  participate  in  a  large  and 
rapidly  expanding  new  market. 

Earnings  on  investments  in  Europe,  however, 
have  fallen  since  1962.  Between  1955  and  1962, 
rates  of  return  on  investments  of  U.S.  manufactur- 
ing affiliates  in  Europe,  at  14  to  19  percent,  were 
significantly  higher  each  year  than  the  10  to  15 
percent  earned '  by  U.S.  manufacturers  at  home. 
However,  since  1962,  earnings  on  direct  investments 
in  Europe  have  varied  between  12  and  14  percent, 
about  the  same  as,  or — in  1965 — even  below,  those 
in  the  United  States.  It  is  possible  that  long-term 
plans  for  expansion  of  foreign  operations  decided 


342 


DEPARTMENT  OF  STATE  BULLETIN 


upon  in  the  earlier  period  have  dictated  the  large 
investment  outflows  of  recent  years. 

Whatever  the  reasons  for  the  sharp  increase  in 
direct  investment  and  bank  lending  in  1963-64,  it 
clearly  was  imposing  an  intolerable  strain  on  the 
U.S.  balance  of  payments. 

Consequently,  early  in  1965,  the  United  States  in- 
troduced a  program  of  voluntary  restraint  on  for- 
eign investment  by  U.S.  corporations  and  banks. 
This  program  was  designed  to  moderate  the  capital 
outflow  to  the  developed  countries,  while  not  inter- 
fering with  the  flow  to  the  less  developed.  The  Fed- 
eral Reserve  program  requested  that  banks  limit 
their  increase  in  claims  on  foreig^ners  in  1965  to  5 
percent  of  the  outstanding  claims  at  the  start  of 
the  year;  a  further  4  percent  increase  was  the  sug- 
gested limit  in  1966.  Banks  were  asked  to  give  pri- 
ority to  export  financing  and  credits  to  less  devel- 
oped countries.  Similar  guidelines  were  applied  to 
foreign  lending  by  other  financial  institutions.  This 
program — together  with  the  effects  of  tight  money 
— achieved  a  $2^/i  billion  favorable  swing  in  bank 
lending  from  1964  to  1965  and  a  further  $200  mil- 
lion improvement  in  1966. 

The  Department  of  Commerce,  early  in  1965, 
asked  large  nonfinancial  corporations  to  make  a 
maximum  effort  to  expand  their  net  payments  bal- 
ances and  to  repatriate  liquid  funds.  Late  in  1965, 
corporations  were  asked  to  limit  their  average  an- 
nual direct  investment  outflows  (including  rein- 
vested earnings,  but  net  of  U.S.  corporate  borrow- 
ing abroad)  for  1965^66  to  specified  developed  and 
oil  exporting  countries  to  no  more  than  135  percent 
of  the  average  annual  flow  in  1962-64. 

Under  the  Commerce  program,  firms  have  been 
encouraged  to  obtain  maximum  foreign  financing. 
An  indication  of  the  program's  success  is  the  sharp 
surge  in  U.S.  corporate  borrowing  abroad.  In  par- 
ticular, U.S.  corporations  issued  more  than  $500 
million  of  securities  in  foreign  capital  markets  dur- 
ing the  first  three  quarters  of  1966.  (These  issues 
are  included  in  Table  31  under  foreign  investment 
in  U.S.  securities;  it  offsets  a  part  of  the  debit  on 
direct  investment.)  In  addition,  borrowing  by  for- 
eign subsidiaries  of  U.S.  corporations  has  increased, 
reducing  the  need  for  outflows  from  the  United 
States. 

With  these  adjustments  in  financing,  U.S.  cor- 
porations continued  their  extraordinary  expansion 
of  plant  and  equipment  expenditures  abroad.  Out- 
lays in  1965  were  more  than  20  percent  higher  than 
in  1964;  a  further  substantial  increase  is  estimated 
for  1966,  to  an  amount  nearly  double  the  outlays  in 
1962.  The  increase  from  1965  to  1966  in  U.S.  manu- 
factuiing  investment  in  EEC  countries  may  have 
been  more  than  one-third. 

Foreign  Capital.  Higher  yields  on  U.S.  securities 
in  1966  attracted  a  large  inflow  of  foreign  capital. 


Table    31. — United    States    balance    of    payments: 
Capital  transactions,  1960-66 

[Billions  of  dollars] 


Type  of  capital 

transaction 

1960 

1961 

1962 

1963 

1964 

1965 

1966  1 

U.S.    private    capital. 

net    --       

-3.9 

—4.2 

-3.4 

— 4.B 

-6.B 

-8.7 

-3.6 

Direct  investments. 

-1.7 

—  1.6 

-1.7 

-2.0 

-2.4 

—3.4 

-3.2 

New  foreign  secur- 

ity issues 

-.6 

-.B 

-1.1 

—1.3 

—  1.1 

-1.2 

—  1.2 

Other  transactions 

in  foreign 

securities*    

— .1 

-.2 

.1 

.1 

.4 

.4 

.7 

U.S.   bank  claims-- 

-1.2 

-1.3 

— .B 

-l.B 

-2.B 

.1 

.3 

Other    claims 

—.4 

-.6 

—  .4 

.2 

-1.0 

.3 

-.8 

Foreign  nonliquid 

capital,  net 

.4 

.7 

1.0 

.7 

.7 

.2 

2.0 

Direct  investment- _ 

.1 

.1 

.1 

(3) 

(') 

.1 

— .1 

U.S.  securities 

(excluding 

Treasury 

issues)    

.3 

.3 

.1 

.3 

—  .1 

—  .4 

1.1 

Long-term  U.S. 

bank    liabilities-- 

(=>) 

(3) 

(3) 

.1 

.2 

.2 

.8 

Other-i 

— .1 

.3 

.8 

.4 

.B 

.4 

.3 

Foreign  nonliquid 

capita],  net 

0.4 

0.7 

1.0 

0.7 

0.7 

0.2 

2.0 

Plus:  Foreign  private 

liquid    capital,    net 

.B 

1.0 

-.2 

.6 

1.6 

.1 

2.3 

Less:  Increases  in  non- 

liquid    liabilities    to 

foreign  monetary 

authorities'    

.3 

(3) 

.3 

.1 

.6 

Equals:   Foreign  cap- 

ital   excluding    offi- 

cial   reserve    trans- 

actions,   net 

.8 

1.7 

.B 

1.3 

1.9 

.2 

3.9 

1  First  3  quarters  at  seasonally  adjusted  annual  rates. 

2  Includes  redemptions. 

3  Less  than  $B0  million. 

■*  Includes  certain  special  government  transactions. 
^  Included  above  under  foreign  nonliquid  capital. 

Note, — Detail    will    not    necessarily    add    to    totals    because    of 
rounding. 

Source :  Defpartment  of  Commerce, 


particularly  into  Government  agency  obligations  and 
certificates  of  deposit  issued  by  U.S.  banks.  Foreign 
official  agencies  and  international  organizations 
shifted  a  substantial  volume  of  liquid  dollar  claims 
into  these  instruments. 

The  inflow  of  foreign  private  liquid  capital  that 
occurred  in  the  third  quarter  of  1966  was  particu- 
larly large.  U.S.  monetary  tightness  provided  a 
strong  pull  to  such  funds.  Some  of  the  inflow  clearly 
reflected  a  movement  out  of  sterling  during  the  pe- 
riod of  acute  pressure  in  July  and  August.  Although 
an  upward  trend  in  private  foreign  demand  for  dol- 
lar balances  is  to  be  expected,  the  surge  that 
occurred  in  the  third  quarter  will  obviously  not  con- 
tinue and  may  be  partly  reversed  in  the  future. 

Most  of  the  inflow  represented  borrowing  by  U.S. 
banks  from  their  foreign  branches  as  the  home  of- 


FEBRUARY  27,  1967 


348 


fices  of  U.S.  banks  responded  to  tightness  in  their 
reserve  positions.  The  foreign  branches,  able  to  offer 
higher  rates  to  depositors  than  those  allowed  in  the 
United  States,  gathered  a  substantial  volume  of 
short-term  funds  abroad.  Although  this  flow  of 
funds  did  not  reduce  the  U.S.  deficit  on  liquidity 
account,  it  did  prevent  what  would  otherwise  have 
been  a  larger  flow  of  dollars  into  the  hands  of  for- 
eign official  monetary  agencies,  and  thereby  placed 
the  official  settlements  account  in  substantial  surplus 
in  the  third  quarter.  It  probably  held  down  the  loss 
in  U.S.  reserve  assets  at  a  time  when  there  was 
temporary  deterioration  in  other  parts  of  the  bal- 
ance of  payments. 

Prospects  and  Policies  for  1967 

The  U.S.  trade  surplus  should  resume  its  growth 
in  1967.  Indeed,  improvement  may  have  begun  in 
the  fourth  quarter  of  1966.  Success  of  the  domestic 
economic  policies  described  in  Chapter  1  will  be  es- 
sential to  improvement  of  the  trade  surplus.  A  mod- 
erate pace  and  more  balanced  pattern  of  domestic 
economic  advance  should  lower  the  ratio  of  imports 
to  domestic  income  from  the  peak  recorded  in  1966. 
While  imports  grow  at  a  slower  rate,  export  expan- 
sion should  continue  to  be  strong,  given  favorable 
growth  rates  in  foreign  markets  and  the  increase  in 
dollar  earnings  enjoyed  by  foreigners  in  1966.  The 
easing  of  domestic  demand  pressures  and  more 
stable  prices  should  enable  U.S.  producers  to  take 
full  advantage  of  export  opportunities. 

In  addition,  the  U.S.  Government  will  undertake 
further  active  efforts  to  promote  exports,  in  part 
through  expanded  credit  facilities  of  the  Export- 
Import  Bank.  Steps  are  also  being  taken  to  attract 
a  substantially  larger  number  of  tourists  to  the 
United  States.  The  special  task  force  on  travel 
which  the  President  will  appoint  in  the  near  future 
should  lay  the  groundwork  for  a  greatly  intensified 
long-run  effort  in  this  area. 

Military  expenditures  abroad  will  continue  to  be 
large,  although  they  will  probably  grow  at  a  slower 
rate  than  in  1966.  At  the  same  time,  the  excess  of 
investment  income  receipts  over  payments  should 
show  a  substantial  growth.  The  surplus  on  goods 
and  services,  then,  should  improve  in  1967. 

Just  as  the  capital  account  of  the  U.S.  balance  of 
payments  last  year  benefited  greatly  from  the  sharp 
tightening  of  monetary  conditions,  relaxation  of 
credit  could  create  pressures  in  1967  for  increased 
private  capital  outflows  and  reduced  foreign  in- 
flows. This  makes  it  especially  important  that  the 
programs  to  limit  capital  outflows  be  continued  and 
strengthened. 

Strengthened  Voluntary  Programs 

The  1967  guidelines  for  the  Federal  Reserve  and 


the  Department  of  Commerce  voluntary  restraint 
programs,  issued  last  December,  reflect  these  con- 
siderations. Commercial  banks  by  late  1966  were 
more  than  $1.2  billion  under  their  Federal  Reserve 
guideline  ceilings.  To  limit  the  potential  increase  ins, 
total  foreign  lending  during  1967,  the  Federal  Re- 
serve asked  each  bank  to  continue  to  observe, 
throughout  1967,  its  existing  ceiling  of  109  percent 
of  the  claims  outstanding  as  of  the  end  of  1964. 
Banks  were  also  asked  to  use  their  leeway  under 
the  ceiling  only  gradually — not  more  than  one-fifth 
of  it  per  quarter — beginning  with  the  fourth  quar- 
ter of  1966.  Moreover,  to  assure  that  such  credits 
as  are  extended  will  be  devoted  primarily  to  the 
financing  of  exports  or  to  meet  the  credit  needs  of 
developing  countries,  any  increase  in  nonexpert 
credits  to  developed  countries  is  to  be  limited  to  10 
percent  of  the  leeway  existing  on  September  30, 
1966.  New  and  greatly  simplified  guidelines  were 
also  issued  for  nonbank  financial  institutions. 

The  guidelines  for  the  Department  of  Commerce 
voluntary  program  to  restrain  direct  investment 
outlays  of  business  firms  abroad  were  also  strength- 
ened. The  ceiling  on  direct  investment  outflow  plus 
overseas  retained  earnings  for  the  average  of  the 
two  years  1966-67  was  lowered  to  120  percent  of 
the  1962-64  average.  With  the  strengthened  pro- 
gram, the  total  of  direct  investment  outflows — net 
of  borrowings  abroad — and  retained  overseas  earn- 
ings in  1967  is  expected  to  be  below  the  actual  level 
now  estimated  for  1966.  The  program  will  continue 
to  permit  the  expansion  of  U.S.  plant  and  equip- 
ment expenditures  in  those  countries  covered  to  the 
extent  that  the  expansion  can  be  financed  from  for- 
eign sources.  It  also  remains  a  fully  voluntary  pro- 
gram, confined  to  investments  in  developed  and  oil 
exporting  countries. 

Extension  of  lET 

As  a  further  measure  to  strengthen  existing  pro- 
grams, the  President  is  requesting  a  2-year  exten- 
sion of  the  lET,  now  scheduled  to  expire  in  mid- 
1967,  and  is  asking  for  authority  to  vary  the 
effective  rate  of  the  tax  between  zero  and  2  percent 
a  year.  By  present  law,  the  tax  adds  1  percentage 
point,  in  effect,  to  the  annual  interest  costs  of  those 
foreigners  subjfct  to  the  tax  who  borrow  at  long 
term  in  the  United  States  or  who  sell  securities 
to  U.S.  citizens. 

The  discretionary  authority  sought  by  the  Presi- 
dent would  permit  a  rapid  and  flexible  response  to 
changing  monetary  conditions  at  home  and  abroad. 
Although  the  present  1  percent  rate  has  virtually 
eliminated  new  security  issues  of  countries  which 
are  not  exempted,  the  current  rate  could  prove  in- 
effective, if  foreign  countries  do  not  lower  their  high 
interest  rates  while  U.S.  monetary  conditions  ease. 


344 


DEPARTMENT  OF  STATE  BULLETIN 


BALANCE  OF  PAYMENTS 
ADJUSTMENT  POLICIES 

As  countries  grow  at  different  rates  and  in  dif- 
ferent ways,  payments  imbalances  are  bound  to 
arise.  The  adjustment  policies  of  each  country  will 
directly  affect  not  only  its  payments  balance  but  its 
own  internal  economic  performance  and  the  pay- 
ments balances  of  other  countries.  Therefore,  pay- 
ments adjustment  should  be  pursued  in  ways  com- 
patible with  each  country's  major  domestic 
objectives  and  with  the  broad  interests  of  the  entire 
international  community. 

Report  on  the  Adjustment  Process 

During  1966,  important  progress  was  made  to- 
ward developing  a  greater  international  consensus 
on  policies  best  suited  for  adjusting  payments  im- 
balances. A  report  by  Working  Party  3  of  the 
OECD,  prepared  by  representatives  of  the  ten  major 
industrial  countries,  carefully  explored  the  nature 
of  the  adjustment  process  and  pointed  to  various 
possibilities  for  improving  it. 

The  report  recommended  various  ways  of 
strengthening  national  policy  instruments  and  out- 
lined a  set  of  informal  guidelines  regarding  appro- 
priate adjustment  policies.  In  addition,  it  suggested 
a  number  of  steps  to  improve  adjustment  procedures 
through  greater  international  cooperation,  including 
collective  reviews  of  countries'  balance  of  payments 
aims;  the  setting  up  of  an  "early  warning"  system 
for  prompter  identification  and  better  diagnosis  of 
payments  imbalances;  and  the  strengthening  of  in- 
ternational consultations  with  respect  to  the  shar- 
ing of  responsibilities  for  adjustment.  These  sug- 
gestions stemmed  from  the  report's  major 
conclusions,  which  included  the  following: 

First,  countries  need  to  formulate  their  balance 
of  payments  aims  more  clearly  and  base  their  indi- 
vidual and  joint  policies  on  aims  that  are  mutually 
consistent  as  well  as  desirable  from  the  viewpoint 
of  a  healthy  world  economy. 

Second,  responsibility  for  adjustment  must  fall  on 
both  surplus  and  deficit  countries. 

Third,  countries  need  to  have  available  and  make 
use  of  a  wider  range  of  policy  instruments — both 
general  and  selective — and  to  tailor  such  instru- 
ments more  finely  to  the  requirements  of  different 
circumstances  and  multiple  policy  goals.  There  is 
particular  need  in  many  cases  to  place  greater  reli- 
ance on  fiscal  policies,  and  less  on  monetary  policies, 
in  achieving  internal  economic  balance,  because  of 
the  important  international  ramifications  of  changes 
in  monetary  policy. 

Fourth,  the  proper  combination  of  policy  instru- 
ments depends  on  the  situations  encountered  and 
the   particular   characteristics   of   the   country   con- 


cerned. No  single  policy  prescription  is  appropriate 
in  all  cases. 

Fifth,  countries  must  take  continuous  account  of 
the  impact  of  their  actions  on  other  countries.  A 
special  need  for  international  consultation  exists  in 
the  field  of  monetary  policy  to  avoid  inappropriate 
levels  of  interest  rates. 

U.S.  Adjustment  Policies 

The  strategy  adopted  by  the  United  States  to 
improve  its  international  payments  position  can  be 
viewed  in  the  light  of  the  adjustment  principles  out- 
lined by  Working  Party  3.  U.S.  policy  has  been 
designed  to  minimize  interference  with  basic  domes- 
tic and  international  objectives  of  this  Nation  and 
with  the  healthy  development  of  the  world  economy. 

Monetary  and  fiscal  policies  were  used  in  1966  to 
restrain  demand  in  the  light  of  both  domestic  and 
balance  of  payments  considerations.  The  United 
States  has  continued  to  pursue  a  liberal  trade  pol- 
icy. It  has  maintained  its  flow  of  economic  assist- 
ance to  the  less  developed  countries.  Direct  inter- 
ference with  international  transactions  has  been 
essentially  limited  to  Government  transactions  and 
restraints  on  the  outflow  of  capital  to  the  developed 
countries  of  the  world. 

Policy  on  Goods  and  Services 

Resort  to  controls  over  private  international 
transactions  in  goods  and  services  has  been  avoided 
as  harmful  to  both  the  United  States  and  the  world 
economy.  The  long  and  steady  progress  toward  trade 
liberalization  could  well  be  reversed  by  even  "tem- 
porary" restrictions,  which  could  threaten  to  become 
permanent  shelters  of  protection  for  economic  inter- 
est groups.  Thus,  U.S.  actions  to  deal  with  the 
balance  of  payments  problem  have  maintained  the 
trend  toward  trade  liberalization  in  which  the 
United  States  has  taken  strong  and  consistent  lead- 
ership since  1934. 

On  the  other  hand,  vigorous  action  has  been  taken 
to  minimize  the  foreign  exchange  costs  of  U.S.  Gov- 
ernment programs.  There  is  no  precedent  for  the 
economic  and  military  assistance  extended  to  foreign 
countries  and  the  military  expenditures  made  abroad 
by  the  U.S.  Government  since  World  War  II.  The 
acceptance  of  these  responsibilities  has  involved  a 
major  balance  of  payments  drain. 

U.S.  nonmilitary  foreign  aid  programs — which, 
net  of  loan  repayments,  currently  amount  to  $3.6 
billion  a  year — now  have  only  a  limited  net  bal- 
ance of  payments  impact.  This  has  been  achieved 
by  tying  aid  so  far  as  feasible  to  purchases  of  U.S. 
goods  and  services.  Although  tying  is  already 
broadly  applied  and  probably  cannot  be  usefully 
extended  in  any  major  degree,  continuing  effort  is 
required  to  assure  the  effectiveness  of  the  techniques 
employed. 


FEBRUARY  27,  1967 


345 


U.S.  offshore  military  expenditures  have  been  sub- 
stantial during  the  entire  postwar  period,  reflecting 
national  security  requirements  and  commitments  to 
allies  in  an  unsettled  world.  The  impact  of  these 
expenditures  on  the  U.S.  balance  of  payments  was  re- 
duced from  a  1958  high  of  $3.4  billion  to  less  than 
$2.9  billion  in  1965;  the  Vietnam  war  caused  a 
sharp  increase,  to  $3.6  billion,  in  1966  (first  three 
quarters  at  annual  rate).  At  the  same  time,  deliv- 
eries of  military  equipment  sold  to  foreign  countries 
rose  from  about  $300  million  a  year  in  1960  to  about 
$1.1  billion  for  the  full  year  1966. 

The  foreign  exchange  costs  of  the  security  pro- 
gram, even  excluding  Vietnam,  remain  high.  The 
United  States  is  prepared  to  play  its  full  part  in 
supplying  the  necessary  real  resources  for  the  com- 
mon defense.  But  it  seems  reasonable  to  expect  those 
allied  countries  whose  payments  positions  benefit 
from  U.S.  expenditures  for  the  common  defense  to 
adopt  measures  to  neutralize  their  "windfall"  for- 
eign exchange  gains — especially  when  their  reserve 
positions  are  strong.  This  could  be  done  in  many 
ways.  Specific  arrangements  could  be  worked  out 
within  the  framework  of  the  alliance  itself.  Such 
arrangements  could  relieve  strategic  planning  from 
balance  of  payments  constraints  which,  in  the  ex- 
treme, could  jeopardize  our  national  security  and 
that  of  our  allies. 

Policy  on  Capital  Flows 

Over  the  years,  the  outflow  of  U.S.  capital  has 
made  a  major  contribution  to  world  economic 
growth.  By  providing  capital  to  areas  where  it  is 
relatively  scarce,  U.S.  foreign  investment  raises  for- 
eign incomes  and  often  leads  to  a  more  efficient  use 
of  world  capital  resources.  U.S.  direct  investment 
has  provided  a  vehicle  for  the  spread  of  advanced 
technology  and  management  skills.  U.S.  foreign  in- 
vestment also  has  yielded  handsome  returns  to 
American  investors  and  substantial  investment  in- 
come receipts  for  the  balance  of  payments. 

Despite  the  advantages  of  U.S.  foreign  investment 
both  to  the  recipient  countries  and  to  the  United 
States,  it  can — like  every  good  thing — be  overdone. 
And  it  was  being  overdone  in  the  early  1960's.  Just 
as  a  person  must  weigh  and  balance  opportunities 
for  investment  that  will  be  highly  profitable  in  the 
future  against  his  current  wants,  so  must  a  nation 
weigh  the  benefits  of  future  foreign  exchange  in- 
come against  current  requirements.  The  costs  of 
adjusting  other  elements  in  the  balance  of  pay- 
ments may  be  greater  than  the  costs  of  sacrificing 
future  investment  income. 

It  is  often  true  that  U.S.  investment  abroad  gen- 
erates not  only  a  flow  of  investment  income  but  also 
additional  U.S.  exports.  From  a  balance  of  pay- 
ments standpoint,  this  is  an  additional  dividend.  Yet 
it  is  also  true,  in  some  cases,  that  U.S.  plants 
abroad   supply  markets  that  would   otherwise   have 


been  supplied  from  the  United  States,  with  a  con- 
sequent adverse  direct  effect  on  U.S.  exports. 

It  is  sometimes  held  that  the  international  flow 
of  capital  occurs  always  and  automatically  in  just 
the  economically  "correct"  amount,  and  that  any 
eff'ort  to  affect  this  flow  through  government  meas- 
ures constitutes  a  subtraction  from  the  economic 
welfare  of  the  country  of  origin,  the  country  of 
receipt,  and  the  entire  world  community.  Such  a 
position  cannot  be  sustained. 

While  much  of  the  large  flow  of  U.S.  capital  to 
the  developed  countries  is  no  doubt  a  response  to  a 
shortage  of  real  capital  there  relative  to  the  United 
States,  the  flow  is  also  influenced  by  many  other 
factors.  These  may  include  cyclical  differences  in 
capacity  utilization,  differences  in  monetary  condi- 
tions and  financial  structure,  speculation  on  ex- 
change rates,  tax  advantages,  and  opportunities  for 
tax  evasion — none  of  which  necessarily  leads  to  a 
more   rational   pattern   of  international   investment. 

High  prospective  returns  on  investment  in  a  par- 
ticular country  may  reflect  a  particular  choice  of 
policies  in  the  recipient  country  that  is  quite  unre- 
lated to  any  underlying  shortage  of  capital.  If  a 
country  chooses  to  channel  the  bulk  of  its  private 
saving  into  low  productivity  uses,  if  it  employs  a 
tight  monetary  policy,  if  it  limits  access  of  its  own 
nationals  to  its  capital  market,  it  will  attract  for- 
eign capital.  Restraint  on  such  capital  flows  may 
therefore  merely  mean  that  more  of  the  adverse 
effect  of  such  domestic  policies  on  economic  growth 
will  rest — as  perhaps  it  should — on  the  country  that 
made  the  policy  choice. 

Trade  restrictions  may  also  lead  to  a  flow  of 
capital  that  would  not  otherwise  take  place.  U.S. 
investment  in  the  EEC  has,  at  least  in  part,  been 
induced  by  the  desire  to  get  within  the  tariff  walls 
erected  around  a  large  and  growing  market.  If,  how- 
ever, a  continued  movement  toward  trade  liberaliza- 
tion may  be  expected,  the  economic  justification  for 
some  part  of  these  capital  flows  is  lessened. 

One  major  stimulant  for  direct  investment  abroad 
is  undoubtedly  the  substantial  advantage  in  tech- 
nology and  managerial  skills  which  U.S.  firms  often 
possess.  The  international  transfer  of  these  factors 
may  be  embodied  in  a  capital  outflow  independent 
of  the  relative  scarcity  of  capital.  Action  would  thus 
be  appropriate,  not  necessarily  to  curtail  the  invest- 
ment itself,  which  would  interfere  with  the  benefi- 
cial transfer  of  the  scarce  technology  and  skills,  but 
to  transfer  the  source  of  financing  to  the  area  re- 
ceiving the  direct  investment.  This,  indeed,  is  the 
primary  intention  and  the  result  of  the  present  vol- 
untary program  on  direct  investment. 

Finally,  differential  monetary  conditions  among 
countries  can  induce  capital  flows.  But  monetary 
policy  is  an  important  and  useful  instrument  of  do- 
mestic stabilization  and  growth  as  well  as  of  balance 
of  payments  adjustment.  During  1960-65,  U.S.  mone- 


346 


DEPARTMENT  OF  STATE  BULLETIN 


tary  policy  was  oriented  to  serve  domestic  expan- 
sion. In  1966,  it  contributed  to  a  desirable  restraint 
on  internal  demand  and  to  an  improved  balance  of 
payments.  In  1967,  relaxation  of  U.S.  monetary  policy 
has  begun  in  order  to  help  obtain  a  better  balance  of 
internal  demand.  Appropriate  use  of  restraints  on 
capital  outflows  in  such  forms  as  the  voluntary  pro- 
grams and  the  lET  can  usefully  supplement  mone- 
tary policy  in  promoting  domestic  and  international 
goals. 

In  summary,  it  is  clear  that  balance  of  payments 
policy  should  not  exempt  capital  flows  from  its 
compass.  It  is  equally  clear  that  the  United  States 
should  be  a  major  capital  exporter.  The  U.S.  pro- 
grams have  been  designed  to  maintain  a  reasonable 
flow  of  capital,  especially  to  the  less  developed  coun- 
tries. Given  the  alternatives  and  the  need  to  improve 
its  payments  position,  the  United  States  has  re- 
strained the  outflow  of  capital  as  preferable  to  cut- 
ting essential  international  commitments,  limiting 
international  trade,  or  restricting  domestic — and 
world — economic  gfrowth. 

Adjustment  Policies  of  Other 
Developed  Countries 

Actions  by  the  United  States  to  improve  its  pay- 
ments position  cannot  by  themselves  assure  that  the 
world  payments  pattern  will  be  either  sustainable 
or  desirable  from  an  international  point  of  view. 
Such  a  result  is  only  possible  through  appropriate 
efforts  of  both  deficit  and  surplus  countries. 

In  1966,  various  other  countries  pursued  policies 
to  reduce  payments  imbalances.  The  most  dramatic 
measures  were  taken  by  the  United  Kingdom,  fol- 
lowing renewed  severe  speculative  attacks  on  the 
pound  in  the  summer,  which  were  initially  met  by 
drawings  on  swaps  and  other  short-term  interna- 
tional credit  facilities  cooperatively  provided  by  the 
financial  authorities  of  the  major  industrial  coun- 
tries and  the  Bank  for  International  Settlements. 
The  British  increased  the  bank  rate  to  7  percent, 
provided  a  strong  dose  of  over-all  fiscal  restraint, 
adopted  selective  tax  measures  to  encourage  in- 
creased productivity,  and  imposed  a  temporary 
freeze  on  wages  and  prices.  These  measures  mark- 
edly reduced  the  earlier  deficit,  and  the  United 
Kingdom  may  soon  move  into  surplus. 

In  Italy  and  Japan,  resumption  of  more  rapid 
growth  in  domestic  economic  activity,  together  with 
policies  favorable  to  increased  capital  exports,  suc- 
ceeded in  reducing  payments  surpluses  as  the  year 
progressed.  Industrial  expansion  in  France  similarly 
led  to  a  shrinkage  in  that  country's  over-all  surplus 
as  the  trade  balance  narrowed;  however,  there  con- 
tinued to  be  a  net  capital  inflow. 

Germany,  which  had  a  payments  deficit  in  1965 
for  the  first  time  in  several  years,  swung  back  to 
a  sizable  surplus  in  1966.  Monetary  policy  was  tight- 


ened mainly  to  contain  inflation.  As  a  result,  do- 
mestic investment  slowed  markedly,  and  the  trade 
surplus  increased  sharply.  The  payments  surplus 
was  still  expanding  at  year  end.  In  January  1967, 
Germany  took  a  welcome  step  toward  monetary  ease 
by  lowering  the  central  bank  discount  rate. 

Although  somewhat  reduced  from  the  preceding 
year,  payments  imbalances  continued  large  in  1966. 
In  some  countries,  corrective  policies  are  clearly 
needed  to  prevent  imbalances  from  g;rowing  still 
larger  in  the  current  year.  Moreover,  considerable 
que.stion  remains  whether  the  pattern  of  adjustment 
in  1967  will  permit  a  fully  satisfactory  rate  of  eco- 
nomic growth  in  the  industrial  countries,  and  an 
adequate  flow  of  capital  to  the  less  developed  world. 

The  United  States  will  be  actively  pursuing  poli- 
cies to  strengthen  its  payments  position  in  1967. 
But  reduction  of  U.S.  deficits  must  have  a  counter- 
part in  reduced  surpluses  or  increased  deficits  else- 
where. If  the  impact  of  the  U.S.  payments  improve- 
ment were  to  fall  largely  on  the  United  Kingdom 
or  the  less  developed  countries,  the  international 
payments  system  would  suffer  rather  than  benefit. 
From  the  viewpoint  of  a  viable  international  pay- 
ments pattern,  consequently,  there  is  no  real  alterna- 
tive: it  is  the  countries  with  strong  underlying 
payments  positions  and  large  reserves  which  must 
absorb  a  major  share  of  the  impact  of  reduced  U.S. 
and  U.K.  deficits.  In  particular,  a  marked  reduction 
is  needed  in  the  chronic  over-all  surplus  of  the  ma- 
jor industrial  countries  of  Continental  Europe. 

The  surplus  countries  also  bear  a  significant  share 
of  the  responsibility  for  assuring  that  the  manner 
in  which  adjustment  takes  place  is,  to  the  greatest 
extent  possible,  consistent  with  the  broad  objectives 
of  the  international  economic  community  as  a  whole. 

Most  importantly,  adjustment  policies  should  not, 
in  the  aggregate,  prevent  a  healthy  rate  of  world- 
wide economic  growth  compatible  with  reasonably 
stable  price  levels.  In  the  United  States,  demand 
policies  aiming  at  a  slower  rate  of  growth  than  that 
of  1966  are,  of  course,  entirely  appropriate  on 
purely  domestic  grounds.  But  an  even  more  marked 
slowdown  in  demand  than  is  needed  for  proper 
domestic  balance  would  entail  serious  social  and 
economic  costs  at  home  and  could  risk  a  recession. 
Given  the  massive  weight  of  the  United  States  in 
the  world  economy,  such  a  policy  would  risk  a  slow- 
down in  trade  and  economic  g^rowth  on  a  worldwide 
basis. 

On  the  other  hand,  the  objectives  of  international 
economic  expansion  and  payments  adjustment  are 
simultaneously  served  when  surplus  countries  with 
lagging  internal  demand  take  effective  steps  to  spur 
the  pace  of  economic  activity — as  was,  for  example, 
true  of  France,  Italy,  and  Japan  during  the  past 
year.  In  1967,  a  number  of  surplus  countries  will  be 
in  a  good  position  to  contribute  significantly  to  bet- 
ter international  payments  equilibrium  in  this  fash- 


FEBRUARY  27,  1967 


347 


ion,   without   running   serious   risks   of  engendering 
inflationary  pressures. 

Surplus  countries  also  have  a  special  responsi- 
bility for  fostering  relative  freedom  in  international 
transactions.  As  the  report  of  Working  Party  3 
pointed  out,  it  is  desirable— wherever  possible — that 
adjustment  take  place  "through  the  relaxation  of 
controls  and  restraints  over  international  trade  and 
capital  movements  by  surplus  countries,  rather  than 
by  the  imposition  of  new  restraints  by  deficit  coun- 
tries." In  the  past  year,  Italy  and  Japan  generally 
followed  policies  that  facilitated  capital  outflows; 
the  recently  announced  intention  of  the  French  Gov- 
ernment to  liberalize  capital  controls  is  also  a  hope- 
ful development.  There  is,  however,  scope  for  fur- 
ther measures  by  various  surplus  countries  to  liber- 
alize the  regulations  that  govern  capital  outflows 
and  also  to  ease  restrictions  on  imports.  More  liberal 
import  policies  would  both  improve  payments  bal- 
ance and  counter  domestic  inflation. 

In  1966,  there  was  an  escalation  of  monetary 
restraint.  The  sharp  tightening  of  monetary  policies 
in  the  United  States,  undertaken  largely  for  domes- 
tic reasons,  did  help  significantly  to  contain  the  U.S. 
payments  deficit  during  the  year.  Monetary  action 
also  was  a  key  feature  in  the  program  to  defend 
the  British  pound.  But  countries  in  a  strong  reserve 
position  also  placed  heavy  reliance  on  restrictive 
monetary  policies  to  contain  domestic  demand.  The 
net  effect  of  all  these  actions,  and  of  the  failure  of 
most  other  countries  to  take  active  steps  to  avoid 
monetary  stringency,  was  a  dramatic  upward  move- 
ment in  interest  rates  on  a  worldwide  basis  (Chart 
17).  Between  September  1965  and  September  1966, 
rates  on  90-day  Eurodollar  deposits  increased  from 
4.4  percent  to  6.7  percent;  yields  on  long-term  in- 
ternational bond  issues  rose  by  more  than  a  full 
percentage  point;  and  there  were  marked  increases 
in  long-term  government  bond  yields  in  all  major 
industrial  countries. 

The  extent  to  which  the  present  worldvdde  level 
of  interest  rates  aids  the  process  of  balance  of  pay- 
ments adjustment  is  doubtful.  The  substantial  benefit 
to  the  U.S.  balance  of  payments  from  the  tightening 
of  U.S.  monetary  conditions  stemmed  from  differ- 
ential monetary  conditions  here  and  abroad.  The 
potential  magnitude  of  such  effects  is  reduced  when 
surplus  countries  simultaneously  permit  or  even  en- 
courage their  own  interest  rates  to  rise. 

From  the  standpoint  of  world  economic  growth, 
it  would  be  preferable  if  payments  adjustment  took 
place  at  a  lower  average  level  of  interest  rates  than 
has  recently  prevailed.  Precisely  what  level  is  ap- 
propriate is  a  matter  that  deserves  continuing  in- 
ternational discussion. 

Given  the  key  role  of  the  United  States  in  interna- 
tional financial  markets,  a  general  easing  in  inter- 


national monetary  conditions  would  be  greatly  aided 
by  a  lessening  of  monetary  tightness  in  the  United 
States.  A  move  in  this  direction,  already  under  way, 
will  have  major  benefits  for  domestic  economic  bal- 
ance. But  if  credit  relaxation  were  confined  to  the 
United  States,  it  would  not  promote  a  better  balance  ' 
of  payments  adjustment  either  for  this  country  or 
for  the  major  surplus  countries  of  Europe.  Moreover, 
at  least  in  some  important  European  economies, 
monetary  easing  would  help  to  facilitate  needed 
domestic  economic  growth.  It  would  appear,  there- 
fore, that  movement  toward  easier  credit  conditions 
by  the  countries  of  Western  Europe  would  promote 
their  own  and  the  general  welfare.  Where  necessary 
for  domestic  reasons,  demand  restraint  could  be  main- 
tained by  greater  reliance  on  fiscal  policy. 

If  the  major  surplus  countries  adjust  mainly  by 
permitting  their  trade  surpluses  to  decline,  this  can 
lead  to  a  substantially  improved  trade  surplus  for 
the  United  States  and  permit  it  to  maintain  and 
even  augment  its  role  as  a  major  capital  exporter. 
Alternatively,  if  the  large  surplus  countries — and 
particularly  the  EEC  countries — wish  to  continue  to 
maintain  a  substantial  surplus  on  current  account, 
they  should  assume  a  larger  share  of  the  responsi- 
bility for  providing  financial  capital  where  it  is 
needed. 

Some  progress  in  this  direction  has,  in  fact,  re- 
cently been  made,  partly  under  the  spur  of  the  more 
restricted  access  to  U.S.  capital  markets.  New  inter- 
national bond  issues  in  Europe  during  the  first 
three  quarters  of  1966,  for  example,  were  at  an 
annual  rate  of  about  $1.4  billion — four  times  the 
$360  million  level  in  1962,  the  year  preceding  the 
introduction  of  the  Interest  Equalization  Tax.  It  is 
highly  desirable,  however,  that  the  surplus  countries 
take  stronger  steps  to  enlarge  the  capacity  of  their 
capital  marlcets  and  to  assure  an  adequate  volume 
of  long-term  capital  exports  (including  foreign  aid), 
especially  to  the  less  developed  countries. 

INTERNATIONAL  MONETARY  REFORM 

The  avoidance  or  appropriate  correction  of  large- 
scale  payments  imbalances  is  of  key  importance  in 
facilitating  sound  world  economic  growth  and  rela- 
tively unfettered  international  trade  and  payments. 
But  better  adjustment  alone  is  not  sufficient  to  at- 
tain these  objectives. 

In  the  long  run,  most  countries  seek  some  steady 
increase  in  their  international  reserves.  With  grow- 
ing world  transactions,  this  has  meant  that  they  have 
generally  sought  to  have  surpluses  rather  than  defi- 
cits in  their  balances  of  payments.  Obviously,  how- 
ever, all  countries  cannot  attain  such  a  goal  simul- 
taneously.   At   present,   only   the   flow   of   new   gold 


348 


DEPARTMENT  OF  STATE  BULLETIN 


into  monetary  reserves  can  permit  a  steady  accumu- 
lation of  reserve  assets  by  some  countries  without 
corresponding  deficits  for  others. 

This  flow  of  new  gold  has,  for  many  years,  been 
inadequate.  For  much  of  the  postwar  period,  dollars 
supplied  through  U.S.  deficits  served  as  the  major 
supplement  to  gold  in  new  reserve  creation.  For  rea- 
sons already  cited,  however,  the  dollar  can  no  longer 
be  expected  to  perform  this  task  in  the  same  way; 
nor  can  it  be  assumed  that  adequate  new  reserves 
will  accrue  in  the  form  of  automatic  drawing  rights 
at  the  IMF,  as  the  byproduct  of  the  Fund's  normal 
lending  operations.  To  satisfy  desires  for  rising  offi- 
cial monetary  reserves  over  the  longer  run  and  to 
eliminate  dependence  of  the  world  economy  on  the 
vagaries  of  gold  production,  deliberate  generation 
of  new  reserve  assets  is  needed  on  a  cooperative 
international  basis. 

In  1966,  significant  progress  was  made  toward 
setting  up  a  mechanism  for  such  deliberate  reserve 
creation.  Representatives  of  the  major  industrial 
countries  known  as  the  Group  of  Ten  agreed  that  it 
is  prudent  to  begin  the  preparation  of  a  contin- 
gency plan  now.  They  also  agreed  that  deliberate 
reserve  creation  should  be  tailored  to  global  needs 
rather  than  the  financing  of  individual  balance  of 
payments  deficits;  that  decisions  on  the  amount  of 
reserves  to  be  created  should  be  made  for  some 
years  ahead;  and  that  reserve  assets  should  be  dis- 
tributed to  all  members  of  the  Fund,  on  the  basis  of 
IMF  quotas  or  comparable  objective  standards. 
While  the  negotiations  in  the  Group  of  Ten,  and 
parallel  deliberations  by  the  Executive  Directors  of 
the  Fund,  did  not  result  in  complete  accord  on  the 
precise  form  and  use  of  new  reserve  assets,  the 
exploration  of  technical  details  produced  substantial 
agreement  regarding  the  nature  of  alternative 
"building  blocks"  that  might  be  incorporated  in  the 
final  contingency  plan. 

A  major  accomplishment  in  1966  was  the  initia- 
tion of  a  second  stage  of  international  monetary 
negotiations  late  in  the  year,  involving  joint  discus- 
sions of  the  Executive  Directors  of  the  Fund  and 
the  Deputies  of  the  Finance  Ministers  and  Central 
Bank  Governors  of  the  Group  of  Ten.  It  is  hoped 
that  these  meetings,  which  have  already  shown 
great  promise,  will  by  the  time  of  the  next  Annual 
Meeting  of  the  Fund  lead  to  a  wide  consensus  on 
the  key  remaining  points  at  issue. 

Differences  of  view  on  two  of  these  points  already 
seem  to  be  narrowing.  There  now  appears  to  be 
a  widespread  feeling  that  the  needs  of  the  inter- 
national monetary  system  can  best  be  served  if 
deliberate  reserve  creation  is  effected  through  the 
development  of  an  entirely  new  reserve  unit,  dis- 
tributed to  all  Fund  members.  At  the  same  time, 
there  is  increasing  recognition  that  satisfactory  pro- 
cedures can  be  developed  to  make  the  new  reserve 


FEBRUARY  27,  1967 


Interest  Rates  in  Selected  Countries 


8 

LONG-TERM  INTEREST  RATESi                                                                                                                f 

/ 

/ 

h                                                         /      ./v 

6 

CLRMWf                                                                                                       *^-- 

•■■"                  OKlTcO  KINGOOU 

- 

UM'TEO  iTilES^                                                           ^^y      ^   ^-. 

1  ^                   .-..y\ 

—                                                                                   -""                                             SWITZERLAND                              - 

? 

1                  1                  1                  i                 i    .      .        1    1     1     ■     1     1     :    ■     1    1     1  ^. 

1958 


1960 


1962 


1964 


1966 


i/u  i    AND  UK  ,  mONTH  TREASURY  BILLS.  CERMANY     J-MOKT"  iMTERBAMIt  LOAWS.   SWITZERLAND    V 

MONTH  BANK  DEPOSITS 
^U  S      10  YEAR  TAXABLE  BONOS    U  K  ,  KAR  LOANS.  CERMANT    PUBLIC   AUTnORITY  BONDS  SKITIERLAND, 

GOVERNMENT  BONDS 
NOTE -DATA  PLOTTED  ARE  ANNUAL  THROUGH    H6l,  OUARTERLY   THEREAFTER 
SOURCES     TREASURY  OEPARTMENT  AND  BOARD  OF  GOVERNORS  OF  THE  FEDERAL  RESERVE  SYSTEM 


asset  generally  acceptable  without  linking  its  use 
to  specified  payments  of  gold. 

Probably  the  most  important  outstanding  issue 
is  the  precise  manner  in  which  decisions  on  reserve 
creation  are  to  be  made.  There  is  good  reason  to 
expect,  however,  that  this  question  can  be  resolved 
in  a  way  that  takes  account  of  the  legitimate  needs 
and  interests  of  all  the  countries  represented  in  the 
negotiations. 

While  the  progress  made  in  the  negotiations  thus 
gives  ground  for  considerable  satisfaction,  it  is  also 
true  that  the  need  for  developing  a  contingency 
plan  for  deliberate  reserve  creation  has  become  more 
urgent. 

One  reason  is  that  it  can  no  longer  be  assumed 
that  U.S.  deficits  will  automatically  increase  world 
reserves.  These  deficits,  which  for  much  of  the  post- 
war period  were  the  main  element  in  new  reserve 
creation,  have  since  the  end  of  1964  made  no  net 
contribution  to  the  rise  in  world  reserves.  Indeed, 


349 


in  September  1966,  the  dollar  holdings  in  the  official 
reserves  of  other  countries  were  actually  smaller 
than  21  months  earlier,  both  in  absolute  terms  and 
after  a  rough  adjustment  for  seasonal  influences. 
Over  this  period,  total  U.S.  gold  sales  to  other 
countries  were  more  than  twice  as  large  as  the 
accumulated  U.S.  balance  of  payments  deficit  on 
official  settlements.  Thus,  the  manner  in  which  the 
U.S.  deficit  was  financed  has  tended  to  reduce, 
rather  than   augment,  the  total   of  world   reserves. 

Second,  the  flow  of  gold  into  monetary  channels 
has  been  sharply  reduced  recently.  While  final  esti- 
mates for  1966  are  not  yet  available,  it  is  likely 
that  there  was  virtually  no  net  addition  of  gold 
to  monetary  reserves  during  the  year.  In  1965,  only 
$240  million  of  new  gold  entered  into  monetary 
stocks.  This  contrasts  vnth  an  annual  average  of 
about  $600  million  in  the  decade  ended  in  1964. 

Third,  it  is  significant  that  the  modest  increase 
in  over-all  world  reserves  that  did  occur  in  the 
recent  past  reflected  very  special  circumstances. 
During  the  21-month  period  from  the  end  of  1964 
through  September  1966,  world  reserves  increased 
by  about  $1.8  billion.  But  the  largest  part  of  this 
increase  was  a  byproduct  of  the  difficulties  expe- 
rienced by  the  British  pound,  which  caused  the  U.K. 
authorities  to  draw  $1.4  billion  from  the  IMF;  a 
large  portion  of  this  drawing,  in  turn,  increased 
reserve  claims  on  the  Fund  by  other  countries.  Not 
only  can  transactions  of  this  kind  no  longer  be 
counted  upon  to  add  to  world  reserves  as  the  British 
situation  improves,  but  repayment  of  Britain's  debt 
could  actually  lead  to  a  contraction  of  reserves. 

These  considerations  suggest  that  the  time  when 
deliberately  created  reserves  are  needed  may  be 
closer  at  hand  than  is  often  realized.  In  any  event, 
continued  uncertainty  regarding  the  nature  of  a 
contingency  plan  and  the  timing  of  its  adoption  can 
be  a  growing  source  of  uneasiness  in  international 
financial  markets  and  interfere  with  the  smooth 
working  of  the  adjustment  process.  Clear  agree- 
ment on  a  contingency  plan,  on  the  other  hand, 
would  be  a  major  factor  in  strengthening  confidence 
in  the  world  monetary  system  and  in  reducing  gold 
hoarding  and  would  help  lessen  the  tendency  of 
countries  to  pursue  unattainable  balance  of  pay- 
ments aims. 

The  essential  tasks  for  1967  thus  are  to  improve 
the  process  of  payments  adjustment  through  in- 
creased international  cooperation  and  to  move  deci- 


sively toward  establishing  a  mechanism  for  deliber- 
ate reserve  creation.  The  two  tasks  are  intimately 
interwoven;  success  in  both  is  necessary  to  provide 
a  sound  climate  for  world  economic  growth  and  rela- 
tive freedom  in  trade  and  capital  transactions,  as 
well  as  to  assure  an  adequate  flow  of  long-term^ 
capital  from  the  developed  to  the  less  developed 
countries. 


Congressional  Documents 
Relating  to  Foreign  Policy 

89th  Congress,  2d  Session 

A  Collection  of  Excerpts  and  a  Bibliography  Relating 
to  the  National  Collegiate  Debate  Topic,  1966-1967, 
Resolved :  That  the  United  States  Should  Substan- 
tially Reduce  Its  Foreign  Policy  Commitments. 
Compiled  by  the  Foreign  Affairs  Division,  Legis- 
lative Reference  Service,  Library  of  Congress. 
H.  Doc.  503.  October  1966.  237  pp. 

Aspects  of  Intellectual  Ferment  in  the  Soviet  Un- 
ion. Prepared  by  the  Legislative  Reference  Service 
of  the  Library  of  Congress.  S.  Doc.  130.  October 
17,  1966.  33  pp. 

90th  Congress,  1st  Session 

Fourth  Special  Report  of  the  U.S.  Advisory  Com- 
mission on  International  Educational  and  Cultural 
Affairs.   H.   Doc.  32.  January   10,   1967.   14   pp. 

ILO  [International  Labor  Organization]  Recom- 
mendation No.  123.  Letter  from  Assistant  Secre- 
tary for  Congressional  Relations,  Department  of 
State,  Transmitting  the  Text  of  ILO  Recom- 
mendation No.  123  Concerning  the  Employment 
of  Women  With  Family  Responsibilities.  H.  Doc. 
45.  January  25,  1967.  13  pp. 

Investigation  of  Immigration  and  Naturalization 
Matters.  Report  to  accompany  S.  Res.  32.  S.  Rept. 
14.  February  1,  1967.  9  pp. 

Study  of  Certain  Aspects  of  National  Security  and 
International  Operations.  Report  to  accompany 
S.  Res.  54.   S.  Rept.  20.  February  1,  1967.  4  pp. 

Study  of  Problems  Created  by  the  Flow  of  Refugees 
and  Escapees.  Report  to  accompany  S.  Res.  38. 
S.  Rept.  35.  February  2,  1967.  5  pp. 

Review  of  the  Administration  of  the  Trading  With 
the  Enemy  Act.  Report  to  accompany  S.  Res.  41. 
S.  Rept.  37.  February  2,  1967.  4  pp. 

Study  of  Foreign  Aid  Expenditures.  Report  to  ac- 
company S.  Res.  57.  S.  Rept.  44.  February  2,  1967. 
14  pp. 

Study  of  U.S.  Foreign  Policies.  Report  to  accompany 
S.  Res.  67.  S.  Rept.  47.  February  2,  1967.  4  pp. 


350 


DEPARTMENT  OF  STATE  BULLETIN 


TREATY  INFORMATION 


United  States  and  Morocco  Sign  Cultural  Agreement 


Following  is  the  text  of  the  cultural  agree- 
ment bettveen  the  United  States  and  Mo- 
rocco, which  ivas  signed  at  Washington  on 
February  10  by  Secretary  Rusk  and  Moroc- 
can Foreign  Minister  Mohamed  Cherkaoui. 

Press  release  33  dated  February  10 

The  Government  of  the  United  States  of 
America  and  the  Government  of  the  King- 
dom of  Morocco, 

In'  consideration  of  the  bonds  of  friend- 
ship and  understanding  existing  between  the 
peoples  of  the  United  States  of  America  and 
of  the  Kingdom  of  Morocco; 

In  view  of  the  expressed  desire  of  both 
Governments  for  an  agreement  which  would 
encourage  and  further  stimulate  the  present 
educational  and  cultural  program  between 
the  two  countries; 

Inspired  by  the  determination  to  increase 
mutual  understanding  between  the  peoples 
of  the  United  States  of  America  and  the 
Kingdom  of  Morocco; 

Agree  as  follows: 

Article  I 

Each  Government  shall  encourage  the  ex- 
tension within  its  own  territory  of  a  better 
knowledge  of  the  history,  civilization,  insti- 
tutions, literature  and  other  cultural  accom- 
pUshments  of  the  people  of  the  other  coun- 
try by  such  means  as  promoting  and  facil- 
itating the  exchange  of  books,  periodicals 
and  other  publications;  the  exchange  of 
musical,  dramatic,  dance  and  athletic  groups 


and  performers;  the  exchange  of  fine  art  and 
other  exhibitions;  the  exchange  of  radio  and 
television  programs,  films,  phonograph  rec- 
ords and  tapes;  and  the  establishment  of  uni- 
versity courses  and  chairs  and  language  in- 
struction. 

Article  II 

Each  Government  shall  encourage  and  fa- 
cilitate in  its  territory  the  conduct  of  cultural 
activities  and  the  establishment  of  libraries, 
educational  and  scientific  institutions,  lan- 
guage centers  and  film  libraries  by  the  Gov- 
ernment and  non-governmental  organiza- 
tions of  the  other  country.  The  scope  and 
field  of  the  aforementioned  activities  shall 
be  mutually  agreed  upon  by  the  concerned 
authorities  of  both  Governments. 

Article  III 

The  two  Governments  shall  promote  and 
facilitate  the  interchange  between  the  United 
States  of  America  and  the  Kingdom  of  Mo- 
rocco of  prominent  persons,  professors, 
teachers,  technicians,  students  and  other 
qualified  individuals  from  all  walks  of  life. 

Article  IV 
Each  Government  shall,  in  order  to  facil- 
itate the  interchange  of  the  persons  referred 
to  in  Article  III,  look  with  favor  on  the  estab- 
lishment of  scholarships,  travel  grants  and 
other  forms  of  assistance  in  the  schools,  col- 
leges, universities  and  cultural  and  scientific 
institutions  within  its  territory. 


FEBRUARY  27,  1967 


351 


Article  V 

Each  Government  shall  assist,  insofar  as 
possible,  in  the  placement  of  qualified  na- 
tionals of  the  other  country  in  its  higher 
educational  institutions  and  shall  endeavor 
to  provide  information  with  regard  to  facil- 
ities, courses  of  instruction  and  other  oppor- 
tunities which  may  be  of  interest  to  na- 
tionals of  the  other  country. 

Article  VI 

The  two  Governments  shall  encourage  co- 
operation between  the  learned  and  profes- 
sional societies  and  the  educational,  scientific 
and  cultural  institutions  of  the  two  countries. 

Article  VII 

Each  Government  shall  encourage  and  fa- 
cilitate access,  on  the  part  of  scholars  and 
students,  to  its  monuments,  collections, 
archives,  libraries,  laboratories  and  other  in- 
stitutions of  learning.  The  two  Governments 
undertake  to  facilitate  archaeological  mis- 
sions in  carrying  out  archaeological  field 
work  and  excavations  and  to  encourage  the 
exchange  of  duplicates,  copies  and  casts  of 
antiquities  and  other  works  of  art.  The  ex- 
change of  photographic  copies  of  manu- 
scripts and  books  shall  also  be  encouraged. 

Article  VIII 

With  agreement  of  both  Governments  a 
committee  or  committees  comprised  of  repre- 
sentatives of  the  two  countries  will  be  con- 
vened as  necessary  to  consult  on  means  to 
further  the  general  purpose  of  this  agree- 
ment. 

Article  IX 

Each  Government  shall  use  its  best  efforts 
to  extend  to  citizens  of  the  other  country 
engaged  in  activities  pursuant  to  the  present 
agreement  such  favorable  treatment  with 
respect  to  entry,  travel,  residence  and  exit 
as  is  consistent  with  its  national  laws  and 
regulations. 


Article  X 

This  agreement  shall  not  have  the  effect 
of  changing  the  domestic  law  of  either  coun- 
try, and  the  responsibilities  assumed  by  each^ 
Government  under  this  agreement  shall  be 
subject  to  its  Constitution  and  applicable 
laws  and  regulations  and  will  be  executed 
within  the  framework  of  domestic  policy  and 
procedures  and  practices  defining  internal 
jurisdiction  of  governmental  and  other  agen- 
cies within  their  respective  territories. 

Article  XI 

The  present  agreement  shall  come  into 
force  on  the  date  of  signature  and  shall  re- 
main in  force  indefinitely,  but  may  be  termi- 
nated by  one  year's  notice  of  intention  to 
terminate  from  either  Government  to  the 
other. 

In  witness  whereof  the  respective  repre- 
sentatives, duly  authorized  for  the  purpose, 
have  signed  this  agreement. 

Done  in  dupUcate  at  Washington  this  10th 
day  of  February,  1967,  in  the  English  and 
French  languages,  both  equally  authentic. 

For  the  Government  of  the  United  States  of 
America: 

Dean  Rusk 

For   the   Government   of   the    Kingdom    of 
Morocco: 

MOHAMED  GHERKAOUI 


U.S.  and  Mexico  Resume  Talks 
on  Radio  Broadcasting  Agreement 

Press  release  28  dated  February  10 

Delegations  representing  Mexico  and  the 
United  States  will  resume  formal  negotia- 
tions in  Mexico  City  on  February  14  on  an 
agreement  concerning  radio  broadcasting  in 
the  standard  broadcast  band.  The  negotia- 
tions look  toward  an  agreement  to  replace  one 
which  expired  on  June  9, 1966,  but  which  was 


352 


DEPARTMENT  OF  STATE  BULLETIN 


ixtended  until  the  end  of  1967  by  a  protocol 
igned  in  Mexico  City  on  April  13,  1966.i  The 
current  agreement  governs  relationships  in 
the  use  of  radio  frequencies  in  the  standard 
Droadcast  band  with  the  aim  of  minimizing 
larmful  interference  to  the  parties  concerned. 

The  Mexican  delegation  for  these  negotia- 
bions  is  headed  by  Lazaro  Barajas  Gutierrez, 
Permanent  Mexican  Representative  on  the 
Administrative  Council  of  the  International 
Telecommunication  Union,  assisted  by  Mexi- 
an  officials  from  the  Ministry  of  Transport 
and  Communications.  The  United  States  dele- 
gation is  headed  by  Commissioner  James  J. 
Wadsworth  of  the  Federal  Communications 
Commission,  assisted  by  officials  of  the  De- 
partment of  State  and  the  Federal  Communi- 
cations Commission. 

The  negotiating  sessions  in  Mexico  City  are 
expected  to  continue  for  about  2  weeks.  The 
first  formal  negotiation  was  held  in  Washing- 
ton September  6-13,  1966,  and  with  sub- 
sequent informal  exchanges  formed  the 
basis  for  these  negotiations  in  Mexico  City. 

In  the  United  States  an  industry  advisory 
group  has  been  formed  to  assist  the  U.S. 
delegation  in  its  negotiations.  Representatives 
of  the  group  will  accompany  the  delegation 
to  Mexico  City  and  will  be  continuously  iiT- 
formed  on  the  status  of  the  negotiations. 


•Current  Actions 


MULTILATERAL 

Conservation 

Convention  on  nature  protection  and  wildlife  pres- 
ervation in  the  Western  Hemisphere,  with  annex. 
Done  at  the  Pan  American  Union  October  12, 
1940.  Entered  into  force  April  30,  1942.  TS  981. 
Ratification  deposited:  Costa  Rica,  January  12, 
1967. 

Cotton 

Articles  of  agreement  of  International  Cotton  Insti- 
tute. Open  for  signature  at  Washington  January 
17  through  February  28,  1966.  Entered  into  force 


'  Bulletin  of  Feb.  6, 1967,  p.  224. 


February  23,  1966.  TIAS  5964. 

Ratification  deposited:   India,   February  3,   1967. 

Judicial  Procedures 

Convention   on   the   service   abroad   of  judicial    and 
extrajudicial    documents    in    civil    or    commercial 
matters.    Opened    for    signature    at    The    Hague 
November  15,  1965.> 
Signature :  France,  January  12,  1967. 

Load  Lines 

International  convention  on  load  lines,  1966.  Done 
at  London  April  5,  1966.' 
Acceptances    deposited:     France,     November     30, 

1966;   Peru,  January   18,   1967;   South  Africa, 

December  14,  1966. 

Oil  Pollution 

International  convention  for  the  prevention  of  pol- 
lution of  the  sea  by  oil,  with  annexes.  Done  at 
London  May  12,  1954.  Entered  into  force  for  the 
United  States  December  8,  1961.  TIAS  4900. 
Withdrawal  of  reservation:  Israel,  November  9, 
1966. 

Postal  Matters 

Constitution  of  the  Universal  Postal  Union  with 
final  protocol,  general  regulations  with  final 
protocol,  and  convention  with  final  protocol  and 
regulations  of  execution.  Done  at  Vienna  July  10, 
1964.  Entered  into  force  January  1,  1966.  TIAS 
5881. 

Ratifications  deposited:  India,  November  8,  1966; 
New  Zealand  (including  the  Cook  Islands,  Niue, 
and  the  Tokelau  Islands),  October  21,  1966. 

Property 

Convention  of  Union  of  Paris  of  March  20,  1883,  as 
revised,  for  the  protection  of  industrial  property. 
Done  at  Lisbon  October  31,  1958.  Entered  into 
force  January  4,  1962.  TIAS  4931. 
Notification  of  accession:  Argentina,  January  10, 
-      1967. 

Racial  Discrimination 

International  convention  on  the  elimination  of  all 
forms  of  racial  discrimination.  Adopted  by  the 
United  Nations  General  Assembly  December  21, 
1965.' 

Signatures:  Algeria,  December  9,  1966; 
Cameroon,  December  12,  1966;  Cyprus,  Decem- 
ber 12,  1966;  Mauritania,  December  21,  1966; 
Panama,  December  8,  1966. 

Safety  at  Sea 

International  regulations  for  preventing  collisions 
at  sea.  Approved  by  the  International  Conference 
on  Safety  of  Life  at  Sea,  London,  May  17^une 
17,  1960.  Entered  into  force  September  1,  1965. 
TIAS  5813. 

Acceptance  deposited:  Republic  of  China,  Novem- 
ber 21,  1966. 

Space 

Treaty  on  principles  governing  the  activities  of 
states  in  the  exploration  and  use  of  outer  space, 
including    the    moon    and    other    celestial    bodies. 

'  Not  in  force. 


FEBRUARY  27,  1967 


353 


Opened  for  signature  at  Washington,  London,  and 

Moscow,  January  27, 1967.' 

Signature:  Netherlands,  February  10,  1967. 

Trade 

Protocol  for  the  accession  of  Switzerland  to  the 
General  Agreement  on  Tariffs  and  Trade.  Done 
at  Geneva  April  1,  1966.  Entered  into  force 
August  1,  1966.  TIAS  6065. 

Acceptances:    Netherlands,    December    22,    1966; 
Spain,  January  4,  1967. 

Protocol  for  the  accession  of  Yugoslavia  to  the 
General  Agreement  on  Tariffs  and  Trade.  Done 
at  Geneva  July  20,  1966.  Entered  into  force 
August  25,  1966. 

Acceptances:   Chad,   December   19,   1966;    Nether- 
lands, December  22,  1966. 


BILATERAL 

Mexico 

Agreement  relating  to  the  establishment  of  a  geo- 
detic satellite  observation  station  at  Isla  Socorro. 
Effected    by    exchange    of    notes    at    Mexico    and  , 
Tlatelolco  January  27  and  28,  1967.  Entered  into 
force  January  28,  1967. 

United  Kingdom 

Agreement  concerning  the  establishment  and  opera- 
tion of  a  space  vehicle  tracking  and  communica- 
tions station  on  Antigua.  Effected  by  exchange  of 
notes  at  Washington  January  17  and  23,  1967. 
Entered  into  force  January  23,  1967. 

'  Not  in  force. 


DEPARTMENT   OF   STATE   BULLETIN        VOL.    LVI,   NO.   1444        PUBLICATION   8204        FEBRUARY  27,   1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  OflSce  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of  foreign  rela^ 
tions  and  on  the  work  of  the  Department 
of  State  and  the  ForeiBn  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  as  well  aa  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  a^eements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  genera]  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin    is  for  sale  by   the   Super- 


intendent of  Documents,  U.S.  Government 
Printing    Office,    Washington,    D.C.,    20402. 
Price:  62  issues,  domestic  $10,  foreign  $16 
single  copy  30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget   (January  11,  1966), 

NOTE:  Contents  of  this  publication  art 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  wil 
be  appreciated.  The  Bulletin  is  indexed  ir 
the  Readers'  Guide  to  Periodical  Literature 


354 


DEPARTMENT  OF  STATE  BULLETIN 


Index     February  27,  1967     Vol.  LVI,  No.  lAU 


Lsia.  East  Asia  Today  (Bundy) 323 

hina.  Secretary  Rusk's  News  Conference  of 
1|  February  9 317 

ongress 

Concessional  Documents  Relating  to  Foreign 
Policy 350 

ntemational  Economic  Policies  (excerpts  from 
the  President's  Economic  Report  and  the  An- 
nual Report  of  the  Council  of  Economic 
Advisers) 333 

j)conoinic  Affairs 

Dast  Asia  Today  (Bundy) 323 

ntemational  Economic  Policies  (excerpts  from 
the  President's  Economic  Report  and  the  An- 
nual Report  of  the  Council  of  Economic 
Advisers) 333 

J.S.  and  U.S.S.R.  Conclude  Talks  on  Fishery 
Problems 331 

Educational  and  Cultural  Affairs.  United  States 
and  Morocco  Sign  Cultural  Agreement  (text 
of  agreement) 351 

Jermany.  Secretary  Rusk's  News  Conference 
of  February  9 317 

Walta.  Letters  of  Credence   (Pardo)   ....     327 

Wexico.  U.S.  and  Mexico  Resume  Talks  on 
Radio  Broadcasting  Agreement 352 

Morocco 

Sing  Hassan  II  of  Morocco  Visits  the  United 
States   (King  Hassan  II,  Johnson)   ....     328 

United  States  and  Morocco  Sign  Cultural 
Agreement  (text  of  agreement) 351 

Presidential  Documents 

[ntemational  Economic  Policies  .     .     .     .     .     .    333 

King  Hassan  II  of  Morocco  Visits  the  United 

States 328 

President    Reaffirms    U.S.    Desire    for    Peace 

in  Viet-Nam 319 

Public  Affairs.  Department  Holds  Conferences 
for   Educators    in    California 322 

Telecommunications.  U.S.  and  Mexico  Resume 
Talks  on  Radio  Broadcasting  Agreement  .     .     352 

Trade.  International  Economic  Policies  (ex- 
cerpts from  the  President's  Economic  Report 
and  the  Annual  Report  of  the  Council  of 
Economic  Advisers) 333 

Treaty  Information 

Current  Actions 353 

U.S.  and  Mexico  Resume  Talks  on  Radio 
Broadcasting  Agreement 352 

United  States  and  Morocco  Sign  Cultural 
Agreement  (text  of  agreement) 351 

U.S.  and  U.S.S.R.  Conclude  Talks  on  Fishery 
Problems 331 


U.S.S.R. 

Secretary  Rusk's  News  Conference  of  Febru- 
ary  9     317 

U.S.  and  U.S.S.R.  Conclude  Talks  on  Fishery 
Problems 331 

Viet-Nam 

East  Asia  Today  (Bundy) 323 

President  Reaffirms  U.S.  Desire  for  Peace  in 
Viet-Nam  (message  to  Pope  Paul  VI)  .     .     .    319 

Secretary  Rusk's  News  Conference  of  Febru- 
ary 9  317 

United  States  Peace  Aims  in  Viet-Nam  (Gold- 
berg)        310 

Yemen.  Letters  of  Credence  (Futaih)  ....    327 

Name  Index 

Bundy,  William  P 323 

Futaih,   Abdul    Aziz 327 

Goldberg,  Arthur  J 310 

King  Hassan  II 328 

Johnson,  President 319,   328,  333 

Pardo,  Arvid 327 

Rusk,  Secretary 317 


Check  List  of  Department  of  State 
Press  Releases:  February  6-12 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

No.         Date  Subject 

23  2/6  U.S.-U.S.S.R.  fishery  talks  con- 
cluded. 

*24  2/7  King  sworn  in  as  Ambassador 
to  the  Malagasy  Republic  (bio- 
graphic details). 

*25  2/7  Program  for  visit  of  King  Has- 
san II  of  Morocco. 

*26  2/9  Payton  sworn  in  as  Ambassador 
to  Cameroon  (biographic  de- 
tails). 

27  2/9       Rusk:    news   conference   of   Feb- 

ruary 9. 

28  2/10     Negotiations  on   U.S.-Mexico  ra- 

dio broadcasting  agreement. 

29  2/10     Foreign     policy    conference     for 

educators,  San  Jose,  Calif,  (re- 
write). 

30  2/10     Foreign     policy     conference     for 

educators,   Los  Angeles,   Calif, 
(rewrite). 

t31  2/10  3d  Special  Inter-American  Con- 
ference and  11th  Meeting  of 
Consultation  of  Ministers  of 
Foreign  Aflfairs  (U.S.  delega- 
tion). 

*32       2/10     Program    for    visit    of    Emperor 
Haile  Selassie  I  of  Ethiopia. 
33       2/10     U.S.-Morocco  cultural  agreement. 

*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


•Ci  U.S.  Government  Printing  Office:  1967—251-933/34 


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THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


FOREIGN  AID 
President  Johnson's  Message  to  Congress     378 

SECRETARY  RUSK  DISCUSSES  EUROPEAN  AFFAIRS  AND  VIET-NAM 
IN  INTERVIEW  FOR  GERMAN  TELEVISION     358 


SOUTHERN  RHODESIA  AND  THE  UNITED  NATIONS:  THE  U.S.  POSITION 

A  Special  Background  Paper    366 


For  index  see  inside  back  cover 


Secretary  Rusk  Discusses  European  Affairs  and  Viet-Nam 
in  Interview  for  German  Television 


Follorving  is  the  transcript  of  an  interview 
tvith  Secretary  Rusk  videotaped  in  Washing- 
ton on  February  10  for  broadcast  over  the 
national  television  network  in  the  Federal 
Republic  of  Germany  on  February  12. 

Peter  Pechel,  editor  in  chief,  Sender  Freies 
Berlin  (moderator):  Good  evening,  ladies  and 
gentlemen.  This  televised  intervietv  originates 
today  in  Washington.  It  was  scheduled  for  the 
day  folloiving  the  visit  of  Foreign  Minister 
Willy  Brandt.  This  first  German-American 
meeting  at  the  ministerial  level  since  the  con- 
stitution of  the  new  Federal  Government  is 
the  reason  why  we  have  asked  you  to  be  with 
us;  and  we  thank  you,  sir,  for,  in  spite  of  your 
many  occupations,  you  are  ready  to  answer 
our  questions  for  the  benefit  of  the  German — 

Secretary  Rusk:  Thank  you.  I  am  delighted 
to  be  here  with  these  distinguished  repre- 
sentatives of  the  German  press  and  through 
you  to  visit  with  my  friends  in  the  Federal 
Republic  of  Germany.  I  am  delighted  to  be 
here. 

Mr.  Pechel:  May  I  now  in  the  first  place 
present  my  colleagues:  Herbert  von  Borch, 
correspondent  of  the  Sueddeutsche  Zeitung  in 
your  Capital;  Gerd  Ruge,  Washington  cor- 
respondent of  the  German  television;  Jan 
Reifenberg,  correspondent  of  the  Frankfurter 
Allgemeine  Zeitung  in  Paris — we  have  asked 
him  to  be  with  us  today  so  as  to  make  it  pos- 
sible to  take  into  account  the  French  point  of 
vieiv  in  these  questions  and  ansiuers;  and 
Rolf  Menzel,  representative  of  a  number  of 
German  television  chains  in  Washington. 

And  now  my  first  question: 


Mr.  Secretary,  you  once  said  that  this 
world  power,  the  United  States,  is  wedded  to 
tivo  world  oceans,  the  Atlantic  and  the  Pacific. 
In  other  words,  you  are  living  in  a  state  of 
bigamy.  Many  Europeans  have  today  the 
impression  that  Washington  prefers  today  its 
Pacific  wife  rather  than  its  Atlantic  wife — 
in  other  words,  that  Europe,  because  of  Viet- 
Nam,  has  lost  interest  for  the  American 
Government  and  is  being  neglected.  Is  this 
impression  correct  ? 

A.  Well,  Mr.  Willy  Brandt  said  that  he  was 
not  coming  here  as  a  young  lady  who  would 
ask  her  boy  friend,  "Do  you  still  love  me?" 

Actually,  we  do  spend  a  good  deal  of 
thought  these  days  on  the  problem  of  peace  in 
Viet-Nam.  This  is  a  problem  which  could 
affect  the  peace  of  the  world.  We  are  very 
much  interested  in  peace  in  the  Pacific,  just 
as  we  are  in  peace  in  the  Atlantic. 

When  I  first  became  Secretary  of  State  in 
1961,  1962,  there  were  many  people  in  other 
parts  of  the  world  who  thought  that  I  was 
thinking  only  of  Berlin,  because  at  that  time 
it  was  Berlin  that  threatened  the  peace  of  the 
world. 

Now,  it  is  very  important  that  we  look 
upon  the  problem  of  organizing  a  permanent 
peace  as  a  worldwide  problem.  And  I  am 
quite  sure  that  our  friends  in  Europe  under- 
stand that  it  is  not  possible  for  us  to  be  loyal 
to  our  alliances  in  the  Atlantic  and  disloyal 
to  our  alliances  in  the  Pacific. 

But  this  does  not  mean  that  we  are  neglect- 
ing our  relations  with  Europe  or  the  prob- 
lems of  the  North  Atlantic.  We  are  very 
active  in  NATO,  along  with  your  Govern- 


358 


DEPARTMENT  OF  STATE  BULLETIN 


ment;  as  a  member  of  the  Fourteen.  We  are 
taking  a  full  pai't  in  the  Kennedy  Round 
negotiations,  which  we  hope  will  come  to  a 
very  early  conclusion.  We  are  in  the  Commit- 
tee of  Ten  on  liquidity  problems.  We  are  very 
active  in  the  OECD  [Organization  for  Eco- 
nomic Cooperation  and  Development].  And 
we  are  taking  our  part  in  East- West  relations 
these  days. 

And  beyond  that,  we  are  trying  to  play  a 
constructive  role  in  very  important  areas  that 
are  within  30  minutes'  flying  time  of  Western 
Europe  where  there  are  some  troubles.  I  am 
thinking  of  the  Middle  East,  and  I  am  think- 
ing of  Africa. 

So  our  problems  with  Viet-Nam  are  those 
that  you  in  your  country  must  surely  wish 
that  we  would  pay  attention  to,  because  if  we 
do  not  this  problem  could  well  affect  the  gen- 
eral peace. 

But  we  are  also  spending  a  lot  of  thought 
and  effort  and  attention  on  matters  in  the 
North  Atlantic. 

Basic  Interests  of  U.S.  and  West  Germany 

Q.  You  know  that  the  Foreign  Minister  has 
undertaken  a  number  of  initiatives  which 
seem  to  indicate  a  new  independence  on  the 
part  of  the  German  policy.  Are  you  happy 
with  this  fact,  or  do  you  consider  it  bother- 
some ? 

A.  We  have  no  problem  on  that  at  all.  We 
don't  want  the  Federal  Republic  to  be  a  satel- 
lite of  the  United  States,  and  we  do  not  wish 
the  United  States  to  be  a  satellite  of  the 
Federal  Republic. 

The  problem  is  not  that  of  one  of  us  giving 
undue  attention  to  the  attitude  of  the  other. 

I  think  that  if  you  in  the  Federal  Republic 
were  to  sit  down  and  think  like  Germans — 
what  kind  of  world  do  you  want  to  see,  what 
kind  of  Europe  do  you  want  to  see,  what  do 
you  think  about  the  problems  of  peace,  how 
do  you  think  world  trade  ought  to  be  orga- 
nized, what  do  you  think  about  the  processes 
of  peaceful  settlement  of  disputes? — I  think 
that  if  you  were  to  determine  what  is  in  your 
own  national  interest  as  the  Federal  Republic 


of  Germany  and  we  were  to  do  the  same  thing 
as  Americans  and  determine  what  is  in  our 
interest  as  the  United  States  of  America, 
when  we  put  these  together,  we  would  find,  I 
am  sure,  that  your  and  our  basic  interests 
are  very  much  in  common,  and  that  we  would 
find  ourselves  moving  together  on  almost  all 
of  the  important  questions  that  are  in  front 
of  the  world  today. 

Cessation  of  Bombing  of  North  Viet-Nam 

Q.  You  said  on  Thursday  ^  that  the  United 
States  expects  counte7'measures  on  the  part 
of  North  Viet-Nam.  What  do  you  intend  hy 
that — do  you  speak  of  diminution  of  infiltra- 
tion, or  is  it  something  more  that  you  expect  ? 

A.  Mr.  Ruge,  if  you  will  forgive  a  remark 
which  is  not  intended  to  be  personal  to  you, 
this  is  a  matter  which  we  are  prepared  to  dis- 
cuss with  Hanoi.  If  I  were  to  negotiate  that 
with  you,  you  could  not  stop  the  shooting. 

What  we  are  saying  to  the  other  side  is: 
We  will  talk  with  you  about  the  political 
settlement,  or  if  you  are  thinking  about  mili- 
tary action  we  will  take  corresponding  mili- 
tary action  to  reduce  the  violence.  We  will 
talk  about  how  one  stops  the  bombing  and 
how  one  stops  the  military  action  in  order  to 
move  this  matter  toward  peace.  Or  if  they 
prefer  to  do  so,  we  will  talk  about  the  shape 
of  an  eventual  political  solution. 

But  what  we  cannot  do  is  to  stop  the  bomb- 
ing on  our  side  and  have  them  continue  the 
invasion  on  the  other. 

You  see,  if  we  were  to  say  on  our  side  that 
we  will  not  talk  unless  all  of  the  violence  in 
South  Viet-Nam  stops  while  we  continue  the 
bombing  of  North  Viet-Nam,  everyone  would 
say,  "But  that  is  ridiculous,  that  is  absurd." 
But  that  is  what  Hanoi  is  asking  from  us  at 
the  present  time.  They  are  saying  the  war 
will  continue,  the  infiltration  will  continue, 
"Perhaps  if  you  stop  the  bombing  there  could 
be  talks." 

Well,  we  need  to  know  more  about  it  than 
that.  There  are  diplomatic  means  available  to 


'  For  Secretary  Rusk's  news  conference  of  Feb.  9, 
see  Bulletin  of  Feb.  27, 1967,  p.  317. 


MARCH  6,  1967 


359 


find  out  what  the  results  would  be  if  we 
stopped  the  bombing'. 

We  have  said  many  times  that  we  could 
stop  the  bombing  as  a  step  toward  peace. 
Now,  surely  it  could  be  understood  that  we 
are  interested  in  knowing  whether  stopping 
the  bombing  would  in  fact  be  a  step  toward 
peace. 

Nonproliferation  Treaty  Safeguards 

Q.  Mr.  Secretary,  if — should  the  nonpro- 
liferation treaty  be  controlled  by  EURATOM, 
or  by  the  international  agency  in  Vienna?  In 
February  1966  you  said  before  a  Senate  com- 
mittee that  both  systems  are  equivalent  and 
effective.^  Is  that  still  your  opinion? 

A.  Well,  this  is  a  troublesome  question,  be- 
cause if  a  nonproliferation  treaty  becomes 
general  throughout  the  world,  there  may  be  a 
good  many  who  would  sign  that  treaty  who 
would  not  be  completely  happy  about  relying 
upon  the  safeguards  which  EURATOM  has 
adopted  internally.  Further  than  that,  there 
could  be  other  groupings  in  other  parts  of  the 
world  who  might  wish  to  put  together  a  little 
family  group  which  would  inspect  itself  and 
deny  outside  inspection  on  the  grounds  that 
it  is  up  to  each  regional  group  to  provide  its 
own  inspection. 

Now,  this  suggests  to  some  of  us  that  the 
IAEA  in  Vienna  might  be  able  to  work  out 
arrangements  with  national  governments  as 
well  as  groups  so  that  there  could  be  general 
assurances  to  all  of  those  who  signed  the 
treaty  that  the  activities  are  in  fact  peaceful 
and  that  weapons  are  not  being  made  within 
those  limitations. 

I  have  no  doubt  at  all  that  the  safeguards 
in  EURATOM  insure  that  the  activities  of 
EURATOM  will  not  be  abused.  I  have  no 
problem  about  that  myself. 

The  problem  is.  How  do  you  persuade  120 
other  nations  that  that  is  the  case?  We  have 
not  found  an  answer  to  this  question  yet. 

Q.  The  Minister  for  All  German  Affairs, 
Mr.  Herbert  Wehner,  has  suggested  that  a 


'■  Ibid.,  Mar.  14,  1966,  p.  406. 


four-power  conference  could  discuss  the  rela- 
tions between  the  parts  of  Germany.  Do  you 
consider  this  a  possibility? 

A.  Well,  I  believe  that  other  ministers  have 
also  commented  on  that  particular  problem. 
There  is  now  no  active  proposal  before  the 
four  governments  that  there  be  a  four-power 
conference. 

I  think  that  one  would  want  to  consider 
what  a  conference  would  accomplish,  whether 
there  was  a  reasonable  chance  that  it  could 
succeed,  and  whether  there  might  not  be 
certain  dangers  in  calling  a  four-power  con- 
ference which  could  not  agree. 

We  are  perfectly  prepared  to  examine  this 
question,  but  it  is  not  my  impression  that  we 
are  moving  very  rapidly  toward  a  four-power 
conference  at  the  moment. 

East-West  Relations 

Q.  Mr.  Brandt  has  asked  us  to  explain  to 
the  Soviet  diplomacy  about  the  peaceful  char- 
acter of  the  German  Eastern  policy  and  has 
asked  you  to  help  him.  Could  you  ansiver  that 
request ? 

A.  Oh,  yes,  I  think  so.  As  a  matter  of  fact, 
for  the  past  6  years  we  ourselves  have  made 
it  clear  that  we  have  confidence  in  the  demo- 
cratic character  of  the  Federal  Republic  and 
in  its  attitudes  toward  peace  and  toward 
peaceful  solutions  of  outstanding  questions. 

We  have  been  very  much  interested  in  the 
general  movement  throughout  NATO, 
throughout  the  North  Atlantic,  to  search  for 
possibilities  for  improving  relations  with 
Eastern  Europe.  And  we  have  tried  to  partici- 
pate in  that  ourselves  with  the  conclusion  of 
a  civil  air  agreement,  a  consular  agreement 
with  the  Soviet  Union,  a  space  treaty,  and 
we  have  made  proposals  to  our  Congress  hav- 
ing to  do  with  possibilities  of  trade  between 
the  United  States  and  Eastern  Europe. 

And  we  have  noticed  with  interest  the 
steps  which  the  Federal  Republic  has  taken  in 
this  direction. 

We  had  before  us  at  the  last  NATO  meeting 
a  list  of  the  contacts,  the  bilateral  contacts 
between  the  members  of  NATO  and  the  vari- 
ous countries  of  Eastern  Europe,  say  in  the 


360 


DEPARTMENT  OF  STATE  BULLETIN 


last  6  to  8  months.  And  there  were  some  180 
of  such  contacts  on  that  list. 

So  there  is  a  good  deal  of  movement,  a  good 
deal  of  motion.  And  you  can  be  sure  in  the 
Federal  Republic  that  if  you  find  there  are 
points  where  agreements  can  be  reached, 
there  will  be  no  problem  here  in  the  United 
States.  We  would  like  to  do  the  same  thing. 

We  do  believe  that  we  must  be  prudent 
and  that  we  should  not  take  too  much  for 
granted,  that  we  must  maintain  the  solidarity 
and  the  unity  and  the  prudent  strength  of 
the  NATO  countries  in  order  to  encourage 
the  continuation  of  a  certain  prudence  in 
Eastern  Europe. 

Q.  The  Kennedy  Round  about  tariff  reduc- 
tions on  both  sides  of  the  Atlantic  is  now  in 
a  critical  state.  How  do  you  consider  this 
matter  ? 

A.  Well,  we  still  have  some  very  hard 
bargaining  in  front  of  us,  and  we  would  hope 
that  all  of  those  participating  would  be  in  a 
position  whereby  through  flexible  positions 
in  bargaining  we  could  come  to  an  important 
agreement. 

We  are  concerned  because  we  have  a  special 
problem  with  time.  Our  Trade  Expansion  Act, 
which  is  our  legislative  authority  for  partici- 
pating in  the  Kennedy  Round,  expires  at  the 
end  of  June  of  this  year.  And  we  are  very 
much  concerned  that  if  there  is  not  substan- 
tial progress  in  the  Kennedy  Round  very 
shortly,  in  the  next  2  months,  that  it  might 
become  very  difficult  for  us  to  obtain  from 
our  Congress  the  additional  authorization 
that  we  might  need.  So  for  us  there  is  a 
certain  urgency  here.  And  we  would  hope  that 
all,  including  the  Common  Market  group, 
could  step  up  intensive  effort  in  this  field  and 
bring  it  to  a  successful  conclusion. 

It  is  very  important  that  the  Kennedy 
Round  succeed — on  economic  grounds,  but  I 
think  also  on  political  grounds. 

Q.  Mr.  Secretary,  if  the  United  States  and 
the  Soviet  Union  were  to  agree  about  the 
armaments  race  in  connection  with  an  anti- 
ballistic-missiles  system,  ivhich  security 
would  then  be  offered  European  states  ? 


A.  Well,  it  is  a  little  hard  to  answer  the 
second  part  of  your  question,  because  we  are 
a  long  way  yet  from  the  first  part  of  your 
question. 

The  essential  problem  is  that  if  both  sides 
go  down  the  path  of  establishing  a  network 
of  defensive  antiballistic  missiles  and  then 
necessarily  multiply  their  offensive  missiles 
for  the  purpose  of  saturating  those  defensive 
missiles,  then  we  have  an  arms  race  which 
lifts  us  all  into  new  plateaus  of  expenditure — 
tens  upon  tens  of  billions  of  dollars  on  both 
sides — with  no  great  change  in  the  under- 
lying strategic  situation. 

So  we  would  hope  that  ways  and  means 
could  be  found  to  bring  this  under  control. 

Whatever  the  possibilities  are,  you  can  be 
sure  that  we  will  be  in  very  close  consultation 
with  our  allies  on  this  problem,  because  we 
understand  fully  that  our  allies  have  a  big 
interest  in  it,  too. 

Q.  In  Bonn  there  is  much  qtiestion  of  an 
opening  toivard  the  East.  Does  that  mean 
that,  in  connection  rvith  an  atom-free  zone  in 
Central  Europe,  the  Rapacki  Plan  could  be- 
come actual  again  ? 

A.  Well,  this  plan,  this  type  of  plan,  has 
had  a  very  important  difficulty  in  it  from  the 
very  beginning. 

One  could  imagine  that  the  continent  of 
South  America  could  be  atom  free  in  the  sense 
that  there  would  be  no  nuclear  weapons  there 
and  South  America  might  not  then  become 
the  target  of  nuclear  weapons.  In  other 
words,  it  might  be  removed  from  the  military 
aspects  of  nuclear  war. 

But  Central  Europe  is  the  target  of  many 
nuclear  weapons  and  would  remain  the  target 
of  nuclear  weapons  so  long,  for  example,  as 
the  Soviet  Union  has  MRBM's  and  IRBM's  in 
its  own  territory  aimed  at  Central  Europe. 

Technology  has  made  a  nuclear-free  zone  in 
Central  Europe  very  difficult  to  imagine.  I 
would  suppose  that  in  that  respect  the 
solution  lies  in  the  general  field  of  the  reduc- 
tion of  nuclear  weapons  themselves,  because 
in  these  East-West  relations  that  is  crucial. 
And  we  would  hope  that  we  could  make  some 
progress   toward  the   reduction   of  nuclear 


MARCH  6,  1967 


361 


weapons.  But  a  nuclear-free  zone  is  not  really 
nuclear  free  if  in  fact  it  is  the  bull's-eye  of 
hundreds  of  nuclear  weapons. 

Q.  Mr.  Secretary,  President  Johnson  said 
on  7  October  in  New  York^  that  there  is  a 
considerable  change  in  the  U.S.  policy  con- 
cerning the  reunification  of  Germany,  which 
would  come  at  the  end  of  a  long  process  of 
detente.  Do  you  consider  that  it  is  really  an 
important  change  in  United  States  policies? 

A.  Well,  I  am  not  at  all  sure  that  he  des- 
ignated that  as  a  change  at  the  time  that  he 
made  his  speech. 

I  think  we  have  had  now  20  years  of  rather 
harsh  confrontation  between  East  and  West 
Europe.  And  during  those  20  years  we  have 
not  moved  one  inch  toward  the  reunification 
of  Germany.  I  think  one  of  the  reasons  for 
that  is  that  an  attempt  to  solve  that  problem 
by  force  would  mean  general  war  and  prob- 
ably general  nuclear  war. 

So  the  question  arises  as  to  whether  the 
German  people  might  not  strengthen  their 
ties  and  move  perceptibly  closer  to  the  possi- 
bilities of  reunification  if  the  general  rela- 
tions between  Western  Europe  and  Eastern 
Europe  were  improved. 

I  would  think  that  it  is  worth  finding  out, 
because  we  know  that  20  years  of  harsh  con- 
frontation has  not  solved  the  problem.  So 
let's  find  out. 

Burden  Sharing  in  NATO 

Q.  Of  course,  if  the  Federal  Government 
could  not  comply  with  United  States  demands 
as  regards  monetary  arrangement  or  to  sim- 
ilar amount,  would  then  the  United  States  be 
compelled  to  reduce  its  troops  in  Germany 
and — which  is  even  more  actual — would  you 
see  the  possibility  that  a  unilateral  with- 
drawal  of  British  troops  could  be  compen- 
sated by  purchases  to  be  made  by  the  United 
States? 

A.  Well,  that  matter  is  now  being  dis- 
cussed among  governments.  I  think  there 
have  been  some  misunderstandings  on  the 
matter. 


'  Ibid.,  Oct.  24,  1966,  p.  622. 


We  are  not  asking  the  Federal  Republic  to 
pay  for  the  costs  of  stationing  American 
forces  in  Germany.  Those  costs  are  very 
large  indeed.  We  have  been  concerned  about 
the  special  problem  of  balance  of  payments,  ■^ 
which  arises  from  the  fact  that  we  have  a 
very  large  number  of  forces  in  Europe;  and 
it  just  happens  that  the  largest  number  of 
those  forces  are  in  the  Federal  Republic. 

It  might  have  been  wise  at  the  very  begin- 
ning, when  NATO  was  organized,  to  work  out 
arrangements — perhaps  a  payments  union  of 
some  soi-t — which  would  insure  that  defense 
considerations  and  the  deployment  of  forces 
would  not  in  themselves  bring  about  changes 
in  the  balance-of-payments  position  of  the 
different  members  of  the  alliance. 

But  we  have  wanted  to  find  some  balancing 
factors  because  of  the  very  special  balance-of- 
payments  problems  that  we  have.  You  see, 
we  would  not  have  these  problems  if  it  were 
not  for  the  fact  that  we  have  some  million 
men  in  uniform  all  over  the  world,  and  have 
carried  a  very  substantial  foreign  aid 
problem. 

Now,  we  have  met  this  in  part  with  the 
help  of  your  Government  through  some  arms 
purchases  which  you  have  made  in  the 
United  States.  There  may  be  other  ways  in 
which  this  special  balance-of-payments  prob- 
lem can  be  met.  I  do  not  at  the  present  time 
want  to  talk  about  the  connection  between 
that  and  levels  of  forces.  Among  other  things, 
I  think  that  NATO  forces  should  be  based 
upon  a  NATO-wide  agreement  on  the  nature 
of  the  threat  to  NATO  and  a  general  agree- 
ment on  what  is  prudent  for  NATO  as  a 
whole  to  do  with  respect  to  such  a  threat 
and  finally  upon  agreement  among  ourselves 
as  to  the  equitable  sharing  of  the  burdens  of 
what  we  all  should  do  together. 

I  would  hope  we  could  find  an  answer  to  all 
of  these  questions — the  balance-of-payments 
issues  that  you  mentioned,  as  well  as  a 
thoughtful  and  wise  determination  as  to  the 
levels  of  forces  NATO  requires. 

Q.  Chancellor  [Kiirf]  Kiesinger  conscious- 
ly tries  to  avoid  having  to  choose  between 
Washington  and  Paris.  Would  the  United 
States  promote  the  new  direction  of  the  Ger- 


362 


DEPARTMENT  OF  STATE  BULLETIN 


'' 


man  policy  even  if  Bonn  were  to  undertake 
a  direct  diplomatic  advance  toward  Moscow  ? 

A.  Well,  you  have  asked  two  questions 
having  to  do  with  both  East  and  West  there. 

First,  let  me  say  that  the  United  States 
has  an  interest,  a  very  serious  interest,  in 
good  relations  between  the  Federal  Republic 
and  France.  After  all,  we  ourselves  were 
drawn  into  two  World  Wars  in  this  century 
which  began  with  fighting  between  those  two 
countries,  and  we  do  not  wish  to  see  that 
happen  again. 

That  does  not  mean,  however,  that  we  do 
not  believe  that  you  and  we  have  certain 
fundamental  common  interests,  such  as 
NATO  and  Atlantic  cooperation,  which  ought 
not  be  sacrificed  in  that  respect. 

Now,  as  far  as  East-West  relations  are 
concerned,  I  suppose  that  you  will  be  probing 
those,  including  the  possibilities  in  Moscow. 
I  can  assure  you  we  do  not  sit  here  as  jealous 
friends.  If  you  can  make  progress  in  your 
relations  with  France,  good.  If  you  can  make 
progress  in  your  relations  with  the  Soviet 
Union,  good.  But  let's  continue  to  work  to- 
gether on  those  matters  which  are  of  common 
interest. 

Toward  a  Durable  Peace 

Q.  There  is  much  talk  of  a  new  era  in 
European  politics.  One  says  that  the  cold  war 
is  finished.  What  kind  of  function  is  then  left 
for  NATO? 

A.  You  know,  I  think  we  are  in  danger  of 
forgetting  too  much.  Half  your  people,  half 
our  people,  can  no  longer  remember  World 
War  II.  And  one  result  of  that  is  that  the 
central  question  which  is  before  mankind 
begins  to  recede  into  the  background,  and 
that  central  question  is.  How  do  you  organize 
a  durable  peace  in  the  world?  And  in  1945, 
when  we  drafted  the  Charter  of  the  United 
Nations,  we  said  that  this  requires  collective 
security  for  suppression  of  breaches  of  the 
peace  and  acts  of  aggression  and  the  settle- 
ment of  disputes  by  peaceful  means.  Now, 
these  questions  we  must  not  forget. 

I  gather  that  you  feel  in  Europe  that  we  are 
beginning  something  like  a  detente,  all  of  us, 


with  Eastern  Europe.  Well,  let  us  just  pause 
for  a  moment  and  recall  that  if  that  is  true — 
and  I  hope  it  is  true — if  that  is  true,  we  did 
not  get  to  that  point  by  sacrificing  Azerbaijan 
in  Iran,  by  sacrificing  the  eastern  provinces 
of  Turkey,  by  sacrificing  Greece  to  the  guer- 
rillas, by  sacrificing  Berlin,  or  Korea,  or  the 
Congo,  or  Southeast  Asia — nor  by  saying  to 
the  Cuban  missiles,  "Oh,  come,  welcome,  you 
are  good  neighbors." 

This  has  been  a  long,  difficult,  costly,  and 
sometimes  bloody  path  to  get  to  a  point  where 
there  is  some  prudence  on  both  sides. 

So  I  would  hope  that  all  of  us,  including  our 
young  people  in  both  countries,  would  think 
hard  about  that  central  question,  How  do  you 
organize  a  durable  peace?  Because  if  article 
1  of  the  United  Nations  Charter  represents 
the  lessons  learned  from  World  War  II,  the 
important  thing  to  remember  is  that  we  can- 
not draw  lessons  from  world  war  III — there 
won't  be  enough  left.  And  so  we  must  never, 
never  forget  this  question:  How  do  you  or- 
ganize a  peace  in  the  world  as  compared  with 
letting  us  all  slip  down  the  slippery  slope  into 
a  general  war  that  nobody  can  want  and  that 
no  one  can  survive? 

Q.  As  regards  the  Viet-Nam  policy,  it  has 
been  said  that — do  you  accept  this  differenti- 
ation in  the  concept  about  it  ? 

A.  I  didn't  quite  get  what  you  said  about 
the  differentiation — excuse  me. 

Q.  I  mean  what  importance  would  you  give 
to  this  differentiation  between  these  two  sym- 
bols of  animals,  the  hawks  and  the  doves? 

A.  Oh.  Well,  I  think  those  two  expres- 
sions are  becoming  passe  a  bit  now,  because 
I  think  people  have  begun  to  understand  that 
the  differences  are  not  as  great  as  at  one  time 
people  supposed. 

Those  who  are  determined  to  meet  our 
commitment  in  South  Viet-Nam  are  those 
who  take  seriously  the  question  of  organizing 
a  durable  peace. 

The  United  States,  Mr.  von  Borch,  has 
taken  200,000  casualties  since  1945,  in  killed 
and  wounded,  in  various  parts  of  the  world — 
200,000 — for  the  purpose  of  trying  to  stabi- 
lize the  peace.  We  have  lost  men  in  Greece 


MARCH  6,  1967 


363 


and  in  the  Berlin  airlift  and  in  Korea  and  in 
Southeast  Asia  and  in  other  places. 

So  that  the  hawks  are  not  people  who  want 
war.  Most  of  them  are  people  who  are  trying 
to  organize  the  peace. 

Now,  the  doves,  I  think,  may  feel  that  you 
can  take  chances  and  take  gambles  with  this 
question.  My  own  view,  quite  frankly,  is 
perhaps  in  between  the  extreme  doves  and  the 
extreme  hawks.  I  believe  that  we  must  quietly 
do  what  is  necessary  to  insure  that  a  country 
to  whom  we  are  committed  is  not  overrun 
by  force  by  someone  else  and  at  the  same 
time  act  with  prudence  so  that  we  ourselves 
do  not  move  this  problem  from  a  restricted 
war  into  a  general  war. 

Q.  Mr.  Secretary,  don't  you  believe  that 
such  a  strong  power,  such  as  the  U.S.A., 
could  temporarily  at  least  cease  the  bombing 
of  North  Viet-Nam  if  direct  negotiations 
could  be  made  possible? 

A.  Well,  if  we  were  to  put  North  Viet-Nam 
in  a  position  where  it  could  be  safe  and  com- 
fortable while  it  sends  its  armies  and  its  arms 
into  South  Viet-Nam,  they  could  do  that  for 
50  years. 

Now,  we  have  an  operational  question  as 
well.  Here  come  50  trucks  down  the  road, 
just  north  of  the  17th  parallel,  loaded  with 
men  and  ammunition.  Now,  do  we  say  to  our 
men  just  south  of  the  17th  parallel,  "We  don't 
hit  them  there,  in  the  North,  so  you  will  just 
have  to  pick  that  ammunition  out  of  your 
bodies  tomorrow  afternoon."  We  cannot  do 
that — we  cannot  do  that. 

Now,  I  think  it  has  also  been  overlooked 
that  the  demand  by  the  other  side  has  in- 
creased. They  say  that  a  suspension  of  the 
bombing,  a  temporary  cessation,  is  an  ulti- 
matum. And  they  are  calling  now  for  an  un- 
conditional and  permanent  cessation  of  the 
bombing. 

All  right,  we  are  prepared  to  consider  that 
if  they  will  tell  us  what  the  result  of  that  will 
be.  And  no  one  has  been  able  to  tell  us  yet 
what  the  result  of  that  would  be. 

So  this  is  not  a  question  of  a  large  country 
and  a  small  country — as  far  as  these  men  who 


get  killed  out  there  are  concerned,  the  enemy 
could  be  representative  of  as  large  a  country 
as  there  is.  We  can't  do  that  to  our  men  in 
the  field. 

The  other  side  knows  how  they  can  tell  us  ^, 
what  the  result  would  be  if  we  stopped  the 
bombing. 

So  surely  we  have  a  right  to  know  that. 
Surely  someone,   somewhere   in   the   world, 
some  day,  will  be  willing  to  tell  us  that  "if    '. 
you  stop  the  bombing,  x,  y,  or  z  will  happen." 

So  we  are  listening. 

U.S.  Responsibilities  In  Europe 

Q.  Mr.  Secretary,  General  de  Gaulle  be- 
lieves that  a  continental  independent  Europe 
from  the  Atlantic  to  the  Urals  can  be 
achieved,  ivhich  would  put  an  end  to  the  cold 
war.  Is  this,  in  your  opinion,  possible  without 
the  United  States  ? 

A.  Well,  I  don't  think  it  is  possible  with 
the  Soviet  Union  up  to  the  Urals.  I  suspect  the 
Soviet  Union  will  not  wish  to  be  divided  in 
two  in  that  fashion. 

I  think  the  question  of  our  participation  in 
the  North  Atlantic  arrangements  is  a  ques- 
tion that  is  to  be  shared  and  to  be  answered 
by  our  friends  in  Europe  in  terms  of  "What 
do  you  think  about  it?" 

We  have  some  very  important  interests  in 
our  relations  with  Western  Europe.  We  have 
some  responsibilities  which  resulted  in  part 
from  World  War  II,  which  we  expect  to  take 
seriously.  And  I  can  tell  you  that  we  do  not 
expect  to  have  those  responsibilities,  on  such 
questions  as  Berlin,  for  example,  determined 
without  the  participation  of  the  United 
States.  We  didn't  fight  World  War  II  for 
nothing. 

Now,  in  t«rms  of  other  arrangements,  I 
think  those  would  be  for  everybody  to  think 
about.  I  don't  myself  anticipate  that  for  the 
next  50  years  that  there  will  be  a  political 
unification  of  Europe  from  the  Atlantic  to  the 
Urals. 

Q.  The  Soviet  Government  argues — and 
this  is  heard  in  this  country,  too — that  in  the 
Federal  Republic  nationalists,  not  to  say  Na- 


364 


DEPARTMENT  OF  STATE  BULLETIN 


tional  Socialists,  may  come  back  to  potver. 
How  do  you  judge  the  democratic  stability  of 
the  Federal  Republic? 

A.  I  don't  share  that  concern.  Of  course, 
you  who  live  in  the  Federal  Republic  are 
more  expert  on  that  than  I  am.  But  it  is 
my  impression  that  there  is  a  very  strong 
democratic  commitment  among  the  people  of 
the  Fedei'al  Republic  and  that  the  most  ex- 
treme right,  the  National  Socialist  kind  of 
tradition,  will  have  little  influence  to  play 
there.  I  gather  that  there  are  many  among 
you  who  think  that  this  is  not  a  serious 
problem,  but  it  is  a  problem  which  must  be 
watched  a  bit.  But  we  are  not  concerned 
about  that  over  here.  We  are  interested,  of 
course,  and  there  would  be  concern  if  it  got  to 
be  a  problem.  But  this  is  not  on  our  minds 
at  the  present  time. 

Moderator:  Ladies  and  gentlemen,  we  are 
at  the  end  of  this — may  I  ask  you  a  personal 
question?  Five  years  ago  my  colleague  in  this 
program  asked  you  how  you  liked  your  job 
as  Secretary  of  State  of  the  most  powerful 
nation  in  the  world.  At  that  time,  you 
answered  in  a  positive  sense.  The  5  last  years 
have  been  extremely  important  and  very  tir- 
ing years.  Your  answer  to  the  question — 
would  it  be  the  same  today?  How  do  you  like 
your  job  now  ? 

A.  Oh,  I  think  so.  As  far  as  my  age  is  con- 
cerned— and  I  am  aware  of  it  because  I  had  a 
birthday  yesterday — most  of  my  problems 
come  from  people  who  are  older  than  I  am. 
But  in  any  event,  in  these  very  interesting 
and  exciting  years  through  which  I  have 
lived,  I  have  felt  real  satisfaction  in  being 


able  to  serve  men  like  President  Kennedy  and 
President  Johnson  and  in  one  situation  or 
another  to  be  able  to  help  a  little  bit  in  trying 
to  establish  some  peace  in  the  world. 

Moderator:  This  is  the  end  of  our  confer- 
ence toith  the  Secretary  of  State. 

May  I  thank  you  once  again  for  having 
found  the  time  to  be  here  with  us  and  answer 
our  questions. 


Viet-Nam  Hostilities  Resumed 
Following  Tet  Cease-Fire 

Statement  by  President  Johnson  ^ 

It  had  been  our  hope  that  the  truce  periods 
connected  with  Christmas,  New  Year's,  and 
Tet  might  lead  to  some  abatement  of  hostil- 
ities and  to  moves  toward  peace.  Unfor- 
tunately, the  only  response  we  have  had  from 
the  Hanoi  government  was  to  use  the  periods 
for  major  resupply  efforts  of  their  troops  in 
South  Viet-Nam.  Despite  our  efforts,  and 
those  of  third  parties,  no  other  response  has 
as  yet  come  from  Hanoi. 

Under  these  circumstances,  in  fairness  to 
our  own  troops  and  those  of  our  allies,  we 
had  no  alternative  but  to  resume  full-scale 
hostilities  after  the  cease-fire.  But  the  door 
to  peace  is,  and  will  remain,  open,  and  we 
are  prepared  at  any  time  to  go  more  than 
half  way  to  meet  any  equitable  overture  from 
the  other  side. 


'  Read  to  news  correspondents  by  George  Christian, 
Press  Secretary  to  the  President,  on  Feb.  13. 


MARCH  6,  1967 


365 


".  .  .  the  reasons  behind  strong  U.S.  support  of  U.N. 
actions  against  Southern  Rhodesia  are  several  and  pro- 
found." This  background  paper,  prepared  in  the  Bureau  of 
International  Organization  Affairs,  outlines  the  crisis  in 
Southern  Rhodesia  and  defines  the  moral  and  legal  impera-  ^ 
tives  and  practical  considerations  which  are  the  basis  of  U.S. 
support  for  the  U.N.  actions  against  Southern  Rhodesia. 


Southern  Rhodesia  and  the  United  Nations:  The  U.S.  Position 


Southern  Rhodesia  is  a  landlocked  territory 
in  south-central  Africa,  bounded  by  Zambia 
on  the  north,  Portuguese  Mozambique  on  the 
east,  South  Africa  on  the  south,  and  newly 
independent  Botswana  on  the  west.  It  is 
150,333  square  miles  in  area,  about  the 
size  of  California.  Southern  Rhodesia's  alti- 
tude— most  of  its  territory  is  between  3,000 
and  5,000  feet  above  sea  level — gives  it  a 
pleasant,  even  climate  despite  its  tropical 
location.  Its  population  includes  about  4,105,- 
000  Africans,  224,000  whites,  and  21,000  of 
other  ethnic  groups. 

The  principal  agricultural  products  of 
Southern  Rhodesia  are  tobacco,  sugar,  cotton, 
and  citrus  fruits;  and  cattle  raising  is  an 
important  industry.  It  is  rich  in  asbestos, 
gold,  chrome  ore,  coal,  and  manganese. 

Southern  Rhodesia  is  surprisingly  new.  It 
was  founded  by  British  empire  builder  Cecil 
Rhodes,  who  in  1889  obtained  a  charter  con- 
ferring commercial  privileges  and  adminis- 
trative responsibilities  in  the  territory  on  his 
British  South  Africa  Company.  White  settle- 
ment began  the  following  year.  Rhodes'  com- 
pany ran  the  colony  until  1922,  when  the 
British  Government  offered  the  white  settlers 
a  choice  of  becoming  a  self-governing  colony 
or  forming  a  union  with  South  Africa.  They 
chose  the  former,  and  in  1923  Southern  Rho- 


desia was  formally  annexed  by  Great  Britain. 
The  1923  constitution  provided  for  a  Gov- 
ernor to  represent  the  British  Crown  and  a 
single  house  of  Parliament  with  30  members. 
The  franchise  was  open  to  adult  British  sub- 
jects having  an  annual  income  of  over  £200, 
regardless  of  race.  Although  the  British  Gov- 
ernment retained  certain  reserve  powers  over 
any  legislation  which  discriminated  against 
Africans  or  amended  the  constitution  and 
could  disallow  any  act  of  the  legislature 
within  a  year  of  enactment,  it  never  exer- 
cised these  powers  directly  during  the  38 
years  in  which  the  constitution  remained  in 
effect. 

The  People 

The  first  white  settlers  beckoned  to  South- 
em  Rhodesia  by  Rhodes  were  Boers  and 
British  of  varying  trades  and  background 
who  founded  Salisbury  and  other  small  com- 
munities. 

As  their  descendants  proved  insufficient  in 
number  to  supply  the  skilled  manpower  re- 
quired to  support  the  territory's  growing 
economy,  especially  the  rapid  expansion 
brought  about  by  the  two  World  Wars,  the 
Southern  Rhodesian  Government  offered 
strong  incentives  to  encourage  immigration. 
The  new  immigrants,  mostly  skilled  blue- 


366 


DEPARTMENT  OF  STATE  BULLETIN 


collar  workers,  were  able  to  earn  high  wages 
and  live  in  a  fine  climate  with  many  comforts 
and  amenities.  The  white  population  has 
quadrupled  since  1936,  when  it  was  only 
55,000.  Thus,  most  of  the  whites  now  in 
Southern  Rhodesia  are  fairly  recent  arrivals, 
and  the  economic  stake  for  most  of  them  is 
a  job  in  an  urban  center  rather  than  land 
or  property. 

The  Africans  in  Southern  Rhodesia  belong 
to  the  great  family  of  Bantu-speaking  peoples 
who  inhabit  central  and  southern  Africa  and 
whose  many  languages  are  related.  The  two 
principal  groupings  are  the  Mashona  and  the 
Matabele,  who  at  one  time  warred  on  each 
other.  Differences  between  the  two  groups 
have  diminished  over  the  years,  and  the  main 
split  among  Africans  now  is  between  the 
urban  dweller  and  the  tribally  oriented  rural 
native. 

Only  about  half  of  Southern  Rhodesia's 
Africans  live  in  the  rural  reserves  set  up 
under  the  Land  Apportionment  Act.  which 
designated  special  areas  to  be  used  by  whites 
and  Africans.  The  rural  reserves  are  popu- 
lated largely  by  women,  children,  and  elderly 
persons,  who  are  usually  assisted  by  their 
wage-earning  kinsmen  in  the  towns.  Detrib- 
alized  Africans  are  migrating  in  increasing 
numbers  to  the  African  townships  in  and 
around  urban  areas,  which  are  reserved  pri- 
marily for  whites.  The  urban  African  popula- 
tion, though  predominantly  Rhodesian-bom, 
includes  many  Africans  from  Malawi,  Zam- 
bia, and  Mozambique. 

Until  recent  years  the  mass  of  the  African 
population  was  politically  inert,  partly  be- 
cause of  the  traditions  of  the  Mashona  tribe, 
which  placed  great  value  on  moderation  and 
patience.  The  increasing  regulation  intro- 
duced by  the  whites  and  their  technological 
society  disrupted  the  African's  traditional 
patterns  and  beliefs  and  upset  his  social  rela- 
tionships without  offering  usable  substitutes. 
White  values  made  the  African  eager  for  in- 
creased political  rights  and  economic  advance- 
ment, but  white  restrictions  denied  them, 
resulting  in  frustration  and  bitterness. 


Federation  of  Rhodesia  and  Nyasaland 

In  1953  the  Federation  of  Rhodesia  and 
Nyasaland  was  formed  out  of  Southern  Rho- 
desia and  the  British  protectorates  of  North- 
ern Rhodesia  and  Nyasaland,  with  powers  di- 
vided among  the  central  government  and  the 
three  territorial  governments.  The  Federal 
Government  consisted  of  a  Governor  General 
representing  the  Crown,  a  Prime  Minister,  aa 
Executive  Council,  and  a  59-member  Federal 
Assembly  which  included  12  Africans  and 
3  Europeans  representing  African  interests. 

The  Federation,  promoted  by  Southern 
Rhodesian  whites  hoping  to  benefit  from  the 
exploitation  of  Northern  Rhodesian  copper 
while  at  the  same  time  heading  off  the  drive 
for  independence  by  Africans  in  the  two  pro- 
tectorates, proved  an  outstanding  economic 
success.  But  the  Federation's  political  pros- 
pects foundered  on  the  rocks  of  heightened 
African  political  awareness  and  desire  for 
independence.  Rioting  broke  out  in  Nyasa- 
land in  1959,  and  African  territorial  govern- 
ments came  to  power  in  both  Northern  Rho- 
desia and  Nyasaland  within  the  next  2  years. 
Britain  accepted  the  right  of  individual  terri- 
tories to  secede  from  the  Federation,  and  in 
December  1963  the  Federation  was  formally 
dissolved.  Nyasaland  became  the  independent 
state  of  Malawi  in  July  1964;  and  Northern 
Rhodesia,  the  independent  state  of  Zambia 
in  October  1964, 

Zambia 

The  breakup  of  the  Federation  ended  hopes 
for  political  union  of  the  three  territories, 
but  it  left  the  economies  of  Malawi  and 
Zambia  closely  entwined  with  Southern  Rho- 
desia's. Zambia,  a  nation  rich  in  natural  re- 
sources and  with  the  potential  for  healthy 
economic  development,  remained  especially 
dependent  on  Southern  Rhodesia.  Its  thriving 
copper  industry,  the  mainstay  of  its  economy, 
looks  to  Southern  Rhodesia  for  skilled  white 
labor  and  its  essential  supplies  of  coal,  petro- 
leum, and  electric  power  as  well  as  railway 
access  to  southern  African  ports.  In  1964  one- 
fourth  of  total  Southern  Rhodesian  exports 


MARCH  6,  1967 


367 


went  to  Zambia,  including  two-thirds  of  its 
exports  of  manufactured  goods.  Many  Rho- 
desian  private  businesses  service  Zambia,  and 
international   corporations    selling    in    both 
countries  generally  operate  out  of  Salisbury. 
Negotiations  for  a  new  Southern  Rhodesian 
constitution  began  well  before  the  formal 
breakup  of  the  Federation.  A  conference  in 
February  1961  drafted  its  provisions,  and  it 
was  approved  in  a  referendum  of  enfran- 
chised (largely  white)  Rhodesians  in  Decem- 
ber 1961.  The  Crown's  powers  to  reject  con- 
stitutional amendments  were  limited  to  acts 
affecting  the  position  of  the  sovereign  or  the 
governor,  international  obligations,  and  obli- 
gations taken  under  certain  Southern  Rho- 
desian Government  loans.  In  addition,  the 
Crown  could  reject  under  certain  procedures 
any  changes  in  the  several  "entrenched"  pro- 
visions of  the  constitution,  which  were  de- 
signed primarily  to  protect  the   rights   of 
Africans.  They  included  a  lengthy  Declara- 
tion of  Rights  and  a  Constitutional  Council  to 
safeguard  those  rights. 

Negotiations  for  Independence 

Soon  after  the  fall  of  the  Federation,  white 
Rhodesians  began  to  pressure  Great  Britain 
for  complete  independence.  Long  and  strenu- 
ous negotiations  took  place  over  a  period  of 
2  years,  with  the  Conservative  government 
headed  by  Sir  Alec  Douglas-Home  insisting 
that  independence  could  come  only  with  firm 
guarantees  of  progress  toward  majority  rule. 

Within  2  weeks  of  coming  to  power  at  the 
head  of  a  new  Labor  government,  Prime 
Minister  Harold  Wilson  made  clear  that 
Britain's  position  remained  unchanged.  In 
a  statement  to  Parliament  on  October  27, 
1964,  Wilson  said: 

The  decision  to  grant  independence  rests  entirely 
with  the  British  Government  and  Parliament  and 
they  have  a  solemn  duty  to  be  satisfied  that  before 
granting  independence  it  would  be  acceptable  to  the 
people  of  the  country  as  a  whole. 

The  only  way  Southern  Rhodesia  can  become  a 
sovereign  state  is  by  an  act  of  the  British  Parlia- 
ment. A  declaration  of  independence  would  be  an 
open  act  of  defiance  and  rebellion  and  it  would  be 
treasonable  to  take  steps  to  give  effect  to  it. 


The  British  set  forth  five  principles  in  their 
negotiations  with  the  Rhodesians  which 
"would  need  to  be  satisfied  before  we  were 
able  to  contemplate  the  grant  of  independ- 
ence." A  sixth  principle  was  added  by  Prime 
Minister  Wilson  in  a  statement  to  Parliament 
on  January  26,  1966.  The  principles  are: 

1.  The  principle  and  intention  of  unim- 
peded progress  to  majority  rule,  already  en- 
shrined in  the  1961  constitution,  would  have 
to  be  maintained  and  guaranteed. 

2.  Guarantees  against  retrogressive  amend- 
ment of  the  constitution. 

3.  Immediate  improvement  in  the  political 
status  of  the  African  population. 

4.  Progress  toward  ending  racial  discrimi- 
nation. 

5.  The  British  Government  would  need  to 
be  satisfied  that  any  basis  proposed  for  inde- 
pendence was  acceptable  to  the  people  of  Rho- 
desia as  a  whole. 

6.  The  need  to  insure  that,  regardless  of 
race,  there  is  no  oppression  of  majority  by 
minority  or  of  minority  by  majority. 

The  negotiations  finally  broke  down  in 
October  1965,  after  Southern  Rhodesia's 
Prime  Minister,  Ian  Smith,  had  gone  to 
London  for  talks  and  Prime  Minister  Wilson 
had  paid  a  visit  to  Salisbury.  Mr.  Smith  de- 
manded that  the  Southern  Rhodesian  white 
regime  have  the  right  to  determine  and  con- 
trol the  pace  of  transition  to  majority  rule. 
He  insisted,  at  the  same  time,  that  Rhodesia's 
1961  constitution  already  incorporated  the 
essence  of  the  five  principles. 

Unilateral  Declaration  of  Independence 

During  this  time  the  United  States  re- 
peatedly asserted  its  determination  to  oppose 
vigorously  a  unilateral  declaration  of  inde- 
pendence (UDI)  by  Southern  Rhodesia.  On 
October  5,  President  Johnson  asked  Prime 
Minister  Wilson  to  inform  the  Rhodesian 
Prime  Minister  of  the  American  position. 
Three  days  later  the  U.S.  Charge  d' Affaires 
in  London  delivered  a  message  to  Mr.  Smith 
stating  that  the  United  States  could  not  con- 
done any  settlement  unresponsive  to  the  in- 


368 


DEPARTMENT  OF  STATE  BULLETIN 


terests  and  rig^hts  of  the  vast  majority  of  the 
Rhodesian  population. 

On  October  29,  President  Johnson  sent  a 
personal  message  to  Prime  Minister  Smith 
in  Salisbury  once  again  stressing  American 
support  for  a  solution  satisfactory  to  the 
entire  population.  The  President  said  that 
while  grave  and  difficult  issues  remained  to 
be  worked  out,  a  unilateral  declaration  of 
independence  would  be  a  "tragic  mistake" 
serving  no  one's  true  interests. 

The  position  of  Southern  Rhodesia's  gov- 
ernment had,  however,  hardened  following 
Prime  Minister  Wilson's  return  to  London. 
On  November  11,  1965,  in  defiance  of  strong 
feelings  and  opinions  in  most  of  the  world, 
the  Smith  government  unilaterally  declared 
Southern  Rhodesia  independent.  It  was,  as 
U.S.  Representative  to  the  United  Nations 
Arthur  Goldberg  told  an  emergency  meeting 
of  the  Security  Council  the  following  day,  a 
"shocking"  event  "fraught  with  the  gravest 
of  consequences."  ^ 

The  U.N.  Response 

Shocking  thought  it  was,  Southern  Rho- 
desia's unilateral  declaration  of  independence 
hardly  came  as  a  surprise  at  the  United 
Nations.  U.N.  bodies  had  been  calling  for  a 
solution  to  the  Rhodesian  problem  since  1962. 
In  the  months  preceding  the  unilateral  decla- 
ration of  independence  both  the  General 
Assembly  and  the  Security  Council  had  ex- 
plicitly asked  the  British  to  take  all  neces- 
sary action  to  prevent  it.  As  late  as  November 
5,  1965,  the  General  Assembly  adopted  a  reso- 
lution calling  on  Great  Britain  to  suspend  the 
1961  constitution  and  convene  a  new  consti- 
tutional convention  to  arrange  independence 
based  on  universal  suffrage.^ 

With  the  unilateral  declaration  of  inde- 
pendence now  a  reality,  the  General  Assembly 
on  November  11  ^  and  the  Security  Council 
on  November   12 ''   passed   resolutions   con- 


■  Bulletin,  Dec.  6,  1965,  p.  912. 
'  Ibid.,  p.  910. 
'  Ibid.,  p.  912. 
*  Ibid.,  p.  915. 


demning  the  action.  On  November  20,  the 
Security  Council — all  members  voting  affirm- 
atively except  France,  which  abstained — fol- 
lowed up  its  condemnation  with  more  im- 
portant action.  Terming  the  declaration  "an 
act  of  rebellion"  the  continuance  of  which 
"constitutes  a  threat  to  international  peace 
and  security"  the  Council  called  on  all  states 
to  refrain  from  recognizing  the  illegal  re- 
gime, to  avoid  any  action  assisting  and  en- 
couraging it,  and  "in  particular,  to  desist 
from  providing  it  with  arms,  equipment  and 
military  material,  and  to  do  their  utmost  in 
order  to  break  all  economic  relations  with 
Southern  Rhodesia,  including  an  embargo  on 
oil  and  petroleum  products."  ^ 

The  action  taken  against  Southern  Rho- 
desia and  its  support  by  the  United  States 
and  other  nations  rested  on  a  continuing 
recognition  of  British  sovereignty  and  legal 
authority  over  the  territory.  In  seeking  U.N. 
assistance  in  dealing  with  the  rebellion,  the 
United  Kingdom  stressed  its  intention  to  re- 
tain special  responsibility  for  Southern  Rho- 
desian affairs.  It  has  maintained  this  posi- 
tion consistently  throughout  the  rebellion. 
Southern  Rhodesia  has  not  become  an  inde- 
pendent state  and  has  not  been  recognized  as 
such  by  a  single  government.  The  measures 
directed  against  it  were  thus  not  measures 
against  an  independent  nation  but  against  an 
illegal  regime  which  had  usurped  power.  As 
Ambassador  Goldberg  told  the  Security  Coun- 
cil on  November  12:  * 

A  small,  stubborn,  and  sadly  mistaken  minority 
has  seized  sole  power  in  an  effort  to  dominate  the 
lives  of  the  vast  and  unwilling  majority  of  the  popu- 
lation of  Southern  Rhodesia.  Defying  the  stern  warn- 
ings of  the  sovereign  authority,  the  United  Kingdom, 
this  white  minority  regime,  in  a  desperate  and  what 
will  certainly  prove  to  be  a  futile  gesture,  has 
unilaterally  declared  the  independence  of  Southern 
Rhodesia,  not  in  the  interests  of  a  majority  of  the 
people  upon  which  a  genuine  declaration  of  inde- 
pendence might  depend  but  in  the  interests  of  a 
privileged  minority,  making  this  a  spurious  declara- 
tion of  independence. 


=  For  text  of  Security  Council  Resolution  217,  see 
ibid.,  p.  916. 
« Ibid.,  p.  912. 


MARCH  6,  1967 


369 


UMited  States  Measures 

The  United  States,  feeling  keenly  that  the 
Southern  Rhodesian  rebellion  could  result  in 
a  serious  threat  to  peace  on  the  African  Con- 
tinent and  to  its  own  interests,  moved  quickly 
in  support  of  the  British  action.  The  follow- 
ing measures  were  instituted  the  day  after 
the  independence  declaration: 

— The  U.S.  consul  general  in  Salisbury  was 
recalled,  and  the  consulate  staff  was  re- 
duced. 

— Diplomatic  status  was  withdrawn  from 
the  Minister  for  Southern  Rhodesian  Affairs 
in  the  British  Embassy  in  Washington  and 
from  his  staff. 

— A  comprehensive  embargo  was  placed  on 
the  shipment  of  all  arms  and  military  equip- 
ment to  Southern  Rhodesia. 

— American  private  travel  to  Southern 
Rhodesia  was  discouraged.  Americans  were 
advised  they  could  no  longer  be  assured  of 
normal  protective  services  and  that  they  must 
have  British,  not  Southern  Rhodesian,  visas. 

— U.S.  sugar  quotas  for  the  importation  of 
Southern  Rhodesian  sugar  for  1965  and  1966 
were  suspended. 

— Action  on  all  applications  for  U.S.  Gov- 
ernment loans  and  credit  and  investment 
guarantees  to  Southern  Rhodesia  was  sus- 
pended. 

Further  action  followed  those  initial  steps: 

— The  United  States  recognized  the  British 
action  appointing  a  new  board  of  directors 
in  London  for  the  Reserve  Bank  of  Rhode- 
sia.' The  new  board  was  recognized  as  the 
legal  authority  over  official  Southern  Rho- 
desian accounts  in  the  United  States. 

— American  importers  of  Southern  Rho- 
desian asbestos  and  lithium  agreed  to  find 
other  sources. 

— American  companies  were  informed  that 
the  United  States  recognized  the  legal  author- 
ity of  the  British  Order-in-Council  prohibit- 
ing the  export  of  tobacco  and  chromite  from 
Southern  Rhodesia  and  were  requested  to 
comply.* 

— Controls  were  instituted  on  exports  to 
Southern  Rhodesia,  cutting  off  all  exports  of 
significance  to  its  economy.^ 


— With  the  cooperation  of  American  oil 
companies,  a  total  embargo  was  placed  on 
shipment  of  all  U.S.  petroleum  and  petroleum 
products  to  Southern  Rhodesia. 

In  addition  to  these  direct  measures  the 
United  States  joined  the  British  and 
Canadians  in  airlifting  oil  to  Zambia.^"  Cut 
off  from  its  supply  of  refined  oil  products, 
which  had  been  supplied  largely  by  the 
Southern  Rhodesian  refinery  at  Umtali, 
Zambia  desperately  needed  petroleum  to 
maintain  its  economy.  The  American  contri- 
bution to  the  airlift,  which  began  on  January 
4  and  ended  on  April  30,  1966,  carried  over 
3.6  million  gallons  of  petroleum  products. 
The  American  airlift  ended  as  other  supply 
routes,  by  road,  rail,  and  lake,  plus  a  con- 
tinuing British  airlift,  were  sufficiently  de- 
veloped to  meet  Zambia's  emergency  needs. 
The  United  States  also  assisted  in  emergency 
repairs  and  maintenance  of  the  Great  North 
Road  from  Tanzania  to  Zambia. 

As  a  result  of  the  economic  sanctions 
against  Southern  Rhodesia,  major  U.S.  ex- 
ports to  Rhodesia  (mainly  foodstuffs,  petro- 
leum products,  chemicals,  manufactured 
goods,  machinery,  and  transport  equipment) 
were  reduced  from  a  total  of  $23  million  in 
1965  to  $6.51  million  in  the  first  10  months 
of  1966.  American  imports  from  Rhodesia 
also  suffered. 

Repression  and  Censorship 

At  the  time  of  the  illegal  declaration  of  in- 
dependence, the  British  officially  dismissed 
the  Smith  government  and  announced  that 
Governor  Sir  Humphrey  Gibbs  was  the  sole 
representative  of  the  Queen  in  Salisbury. 
The  British  High  Commissioner  was  with- 
drawn, and  Rhodesian  passports  were  not 
recognized  as  valid  by  the  United  Kingdom. 
Great  Britain,  however,  made  clear  that  it 
would  not  use  force  to  end  the  rebellion. 


'  For  an  announcement,  see  ibid.,  Dec.  27,  1965, 
p.  1028. 

°  For  a  Department  statement,  see  ibid.,  Feb.  21, 
1966,  p.  267. 

'  For  a  Department  of  Commerce  announcement, 
see  ibid..  Mar.  21,  1966,  p.  466. 

"  For  background,  see  ibid.,  Jan.  31,  1966,  p.  157. 


370 


DEPARTMENT  OF  STATE  BULLETIN 


For  their  part,  the  Rhodesians  placed  Gov- 
ernor Gibbs  under  restrictions  and  promul- 
gated a  new  constitution.  Although  generally 
following  the  lines  of  the  1961  constitution,  it 
deleted  references  to  Rhodesia's  colonial 
status  and  made  several  other  important 
changes.  On  the  theory  that  the  governorship 
was  vacant,  a  Rhodesian  was  illegally  ap- 
pointed Officer  Administering  the  Govern- 
ment and  Commander  in  Chief  of  the  Armed 
Forces.  The  amendment  of  "entrenched" 
clauses  protecting  the  rights  of  Africans  was 
also  made  easier. 

Shortly  before  its  unilateral  declaration  of 
independence,  the  Smith  government  had  de- 
clared a  "state  of  emergency"  as  a  means  of 
instituting  various  repressive  measures 
against  African  opponents  of  the  regime. 

Censorship  powers,  affecting  printing,  pub- 
lishing, radio  broadcasts,  and  cable  traffic, 
were  invoked  on  the  day  of  the  unilateral 
declaration  of  independence.  Regulations  in- 
stituted on  December  7,  1965,  also  provided 
fines  for  persons  permitting  "subversive  and 
seditious"  broadcasts  from  other  countries  to 
be  heard  in  public.  Newspapers  reacted  by 
leaving  blank  spaces  to  show  where  they  had 
been  censored.  On  February  8,  1966,  the  press 
was  further  curtailed  with  regulations 
making  it  an  offense  for  newspapers  to  indi- 
cate when  they  are  being  subjected  to  cen- 
sorship. Censors  were  given  powers  to  order 
any  printed  material  removed  or  altered. 

Until  1959,  when  the  original  black  na- 
tionalist group  in  Southern  Rhodesia,  the 
African  National  Congress  (ANC),  was 
banned  by  the  government  and  its  leaders 
placed  in  detention,  there  had  been  little 
specifically  antiwhite  feeling  in  the  territory. 
Few  Africans  thought  of  getting  the  white 
man  out  of  Southern  Rhodesia  or  challenged 
his  right  to  be  there.  With  the  outlawing  of 
African  political  organizations  and  the  enact- 
ment of  increasingly  drastic  security  laws, 
African  grievances  against  the  white  man 
mounted  rapidly. 

The  system  of  land  allocation  and  control 
has  been  another  source  of  bitterness.  Almost 
as  much  acreage  is  owned  by  whites  as  is 
allocated  for  Tribal  Trust  Lands.  In  addition, 


the  land  allocated  to  African  use  is  relatively 
poor  while  much  land  owned  by  whites  lies 
rich  and  unused. 

African  nationalists  have  vowed  to  over- 
throw the  government  by  force  if  necessary. 
The  two  major  nationalist  organizations,  both 
of  which  evolved  from  the  ANC,  are  now 
based  in  exile.  They  are  the  Zimbabwe 
African  Peoples  Union  (ZAPU),  led  by 
Joshua  Nkomo,  and  the  rival  Zimbabwe 
African  National  Union  (ZANU),  led  by 
Rev.  Ndabaningi  Sithole.  ZAPU  was  banned 
in  1962  and  ZANU,  formed  by  ZAPU  mem- 
bers dissatisfied  with  Mr.  Nkomo's  leadership, 
was  banned  the  year  following.  The  leaders  of 
both  organizations  have  been  in  detention  in 
Rhodesia  since  before  the  independence  decla- 
ration. 

In  an  attempt  to  counter  the  African  na- 
tionalist groups,  the  regime  has  made  a 
major  effort  to  bolster  the  position  of  the 
tribal  chiefs.  The  chiefs'  traditional  position 
has  eroded,  but  successive  white-controlled 
governments  and  the  present  regime  have  at- 
tempted to  use  them  as  a  bridge  between  the 
African  and  white  communities.  They  often 
act  as  local  administrators  on  behalf  of  the 
government.  The  Africans  expect  the  chiefs 
to  resist  measures  against  their  interests,  and 
the  chiefs  are  often  squeezed  between  oppos- 
ing sides.  Recently  the  regime  has  sought  to 
build  up  the  prestige  of  the  chiefs  by  in- 
creasing their  salaries  and  allowances  and 
providing  technical  training  and  overseas 
tours.  The  nationalists  regard  the  chiefs  paid 
by  the  regime  as  dupes  or  stooges. 

Halting  of  Tankers  at  Beira 

A  new  crisis  arose  in  early  April  1966.  A 
tanker  arriving  in  the  Portuguese  Mozam- 
bique port  of  Beira  with  crude  oil  for 
Southern  Rhodesia  and  another  heading  in 
that  direction  thi'eatened  to  breach  the  U.N.- 
approved  oil  sanctions  The  British  immedi- 
ately requested  a  meeting  of  the  Security 
Council  to  empower  them  to  halt  the  vessels. 

On  April  9  the  Security  Council  adopted  a 
resolution  ^^  which,  expressing  concern  "that 


"  For  text,  see  ibid.,  May  2,  1966,  p.  718. 


MARCH  6,  1967 


371 


substantial  supplies  of  oil  may  reach  Rho- 
desia" and  determining  "that  the  resulting 
situation  constitutes  a  threat  to  the  peace," 
called  upon  Britain  "to  prevent  by  the  use 
of  force  if  necessary  the  arrival  at  Beira  of 
vessels  reasonably  believed  to  be  carrying  oil 
destined  for  Rhodesia." 

With  the  backing  of  this  resolution  the 
British  were  able  to  prevent  any  other  such 
vessels  from  entering  Beira.  The  tanker 
already  in  the  port  subsequently  left  without 
being  permitted  to  discharge  its  cargo.  How- 
ever, petroleum  continued  to  flow  to  Southern 
Rhodesia  from  neighboring  countries,  the 
bulk  of  it  passing  through  Mozambique  by 
rail  from  South  Africa. 

The  African  Attitude 

With  voluntary  economic  sanctions  show- 
ing no  signs  of  bringing  an  early  end  to  the 
rebel  regime,  impatience  mounted  in  most  of 
the  independent  African  countries.  Even  the 
more  moderate  African  governments,  con- 
tending that  Great  Britain's  refusal  to  use 
force  to  end  the  rebellion  weakened  its  capac- 
ity to  deal  effectively  with  the  problem,  ex- 
hibited an  increasing  distrust  of  its  policy. 

The  Smith  regime's  success  in  defying 
legality  and  international  opinion  also 
threatened  to  stimulate  latent  racial  tensions 
in  Zambia's  copperbelt.  Zambia's  position 
was  especially  difficult.  Southern  Rhodesia's 
political  philosophy  was  inimical  to  its  most 
basic  beliefs,  yet  Zambia  remained  extremely 
vulnerable  to  economic  measures  directed 
against  the  rebel  regime  of  its  neighbor.  The 
moderate  Zambian  leadership,  frustrated  by 
this  dilemma,  came  under  great  pressure  to 
join  in  further  action  against  the  Southern 
Rhodesian  regime. 

In  early  May  1966,  Mali,  Nigeria,  and 
Uganda  introduced  a  resolution  in  the  Secu- 
rity Council  which,  among  other  things, 
called  upon  "the  United  Kingdom  govern- 
ment to  take  all  necessary  measures  includ- 
ing the  use  of  force,  to  abolish  the  racist 
minority  regime  in  Southern  Rhodesia."  The 
United    States    and    Britain,    believing    the 


move  premature  and  the  use  of  force,  in  any 
case,  too  extreme,  refrained  from  supporting 
the  resolution.  In  the  vote,  which  came  on 
May  23,  the  resolution  failed  to  get  the  re- 
quired majority  of  nine  votes.  The  vote  was  "" 
6  in  favor  (Bulgaria,  Jordan,  Mali,  Nigeria, 
Uganda,  U.S.S.R.)  and  1  opposed  (New  Zea- 
land), with  8  abstentions  (United  States, 
United  Kingdom,  Argentina,  China,  France, 
Japan,  Netherlands,  Uruguay). 

During  May,  talks  resumed  in  London  be- 
tween Great  Britain  and  the  Smith  govern- 
ment and  were  continued  there  the  following 
month,  and  again  in  August  in  Salisbury. 
The  summer  also  brought  disturbances,  dis- 
sident activity,  and  the  continuing  infiltra- 
tion of  militant  nationalists  who  had  pre- 
viously been  forced  to  leave  the  country.  On 
July  16,  Africans  demonstrating  at  Salis- 
bury's university  clashed  with  police,  result- 
ing in  the  arrest  10  days  later  of  10  students, 
the  deportation  of  9  lecturers,  and  the  tem- 
porary closing  of  the  university. 

Commonwealth  Conference 

In  September  the  Commonwealth  Prime 
Ministers  Conference  in  London  added  to 
the  mounting  pressures  on  Great  Britain  to 
end  the  Southern  Rhodesian  rebellion.  Most 
of  the  heads  of  government  in  attendance, 
according  to  the  official  communique  issued 
on  September  14,  "expressed  their  firm  opin- 
ion that  force  was  the  only  sure  means  of 
bringing  down  the  illegal  regime  in  Rho- 
desia." Faced  by  these  intense  feelings,  the 
British  agreed  that  if  the  illegal  regime  did 
not  take  steps  to  restore  executive  authority 
to  the  Governor  the  following  related  con- 
sequences would  ensue: 

(a)  The  British  Government  will  withdraw  all 
previous  proposals  for  a  constitutional  settlement 
which  have  been  made;  in  particular  they  will  not 
thereafter  be  prepared  to  submit  to  the  British  Par- 
liament any  settlement  which  involves  independence 
before  majority  nile. 

(b)  Given  the  full  support  of  Commonwealth  rep- 
resentatives at  the  United  Nations,  the  British  Gov- 
ernment will  be  prepared  to  join  in  sponsoring  in  the 
Security  Council  of  the  United   Nations  before  the 


372 


DEPARTMENT  OF  STATE  BULLETIN 


end  of  this  year  a  resolution  providing  for  effective 
and  selective  mandatory  economic  sanctions  against 
Rhodesia. 

A  Lost  Opportunity 

British  Commonwealth  Secretary  Herbert 
Bowden  visited  Salisbury  in  September,  be- 
ginning another  round  of  negotiations  be- 
tween the  two  Governments.  On  October  13, 
Britain  sent  "final  proposals"  for  a  settle- 
ment to  Mr.  Smith. 

Southern  Rhodesia  was,  of  course,  a  major 
issue  before  the  General  Assembly  as  it  con- 
vened in  September.  The  Assembly  adopted 
two  resolutions,  on  October  22  and  Novem- 
ber 17,  the  United  States  abstaining  on  both. 
The  earlier  resolution  condemned  "any  ar- 
rangement reached  between  the  administer- 
ing Power  and  the  illegal  racist  minority 
regime  which  will  not  recognize  the  inalien- 
able rights  of  the  people  of  Zimbabwe  [the 
African  name  for  Southern  Rhodesia]  to 
self-determination  and  independence."  The 
other  resolution  again  called  on  Britain  to 
"take  all  necessary  measures,  including  in 
particular  the  use  of  force"  to  end  the  il- 
legal regime. 

The  United  States  did  not  support  these 
resolutions  because  of  their  immoderate  lan- 
guage and  because  they  impugned  Great 
Britain's  motives  in  holding  talks  with  the 
Smith  regime.  The  resolution  of  November 
17,  in  calling  for  the  use  of  force,  also  ex- 
ceeded the  carefully  measured  response  to 
the  rebellion  regarded  as  desirable. 

Mr.  Bowden  traveled  to  Salisbury  again 
in  November.  The  intensive  negotiations 
reached  a  climax  on  December  2  in  a  face- 
to-face  meeting  between  Prime  Minister 
Wilson  and  Mr.  Smith  aboard  the  British 
cruiser  Tiger  in  the  Mediterranean.  During 
the  2-day  encounter,  the  leaders  worked  out 
a  draft  document  which  they  agreed  to  sub- 
mit to  their  respective  Cabinets.  It  called  for 
measures  which  would  give  the  African 
majority  and  moderate  whites  at  least  some 
representation  in  a  broadened  government 
under  Mr.  Smith  as  Prime  Minister.  It  also 


called  for  constitutional  changes  which, 
though  preserving  white  rule  for  a  number 
of  years,  would  assure  progress  to  majority 
rule.  The  Rhodesian  Parliament  would  be  dis- 
solved, with  the  British  Governor  exercising 
authority  with  Mr.  Smith  and  his  broadened 
interim  government  until  a  new  election  was 
held  within  a  period  of  4  months. 

The  British  Cabinet  quickly  approved  the 
draft  document.  In  Salisbury,  however,  as  in 
November  of  the  previous  year,  opinions  had 
hardened.  On  December  5  Mr.  Smith's  Cabi- 
net, under  the  influence  of  its  extreme  right 
wing,  rejected  the  document. 

"Never  in  my  lifetime,"  Prime  Minister 
Wilson  told  the  British  people  over  television, 
"has  Britain  been  prepared  to  offer  inde- 
pendence to  a  country  before  it  had  reached 
the  stage  of  majority  rule.  In  the  long  his- 
tory of  lost  opportunities,  I  find  it  hard  to 
discover  one  more  tragic  than  that  which 
Mr.  Smith  rejected." 

Mandatory  Sanctions 

After  the  Smith  regime's  final  rejection 
of  a  settlement,  the  United  Kingdom  found 
no  alternative  but  to  press  for  yet  harder 
measures  to  end  illegal  minority  rule.  On 
December  8  Foreign  Secretary  George 
Brown  asked  the  Security  Council  to  invoke 
mandatory  economic  sanctions.  The  Security 
Council  complied  on  December  16,  by  a  mar- 
gin of  11  to  0  (the  Soviet  Union,  France, 
Bulgaria,  and  Mali  abstaining). i^  It  was  the 
first  vote  for  such  mandatory  sanctions  in 
United  Nations  history. 

The  resolution,  after  determining  that  "the 
present  situation  in  Southern  Rhodesia  con- 
stitutes a  threat  to  international  peace  and 
security,"  says  that  all  states  shall  prevent 
the  following: 

(a)  the  import  into  their  territories  of  asbestos, 
iron  ore,  chrome,  pig-iron,  sugar,  tobacco,  copper, 
meat  and  meat  products  and  hides,  skins  and  leather 
originating  in  Southern  Rhodesia  and  exported  there- 
from after  the  date  of  this  resolution ; 


MARCH  6,  1967 


"  For  a  U.S.  statement  and  text  of  Security  Coun- 
cil Resolution  232,  see  ibid.,  Jan.  9,  1967,  p.  73. 


373 


(b)  any  activities  by  their  nationals  or  in  their 
territories  which  promote  or  are  calculated  to  pro- 
mote the  export  of  these  commodities  from  Southern 
Rhodesia  and  any  dealings  by  their  nationals  or  in 
their  territories  in  any  of  these  commodities  originat- 
ing in  Southern  Rhodesia  and  exported  therefrom 
after  the  date  of  this  resolution,  including  in  partic- 
ular any  transfer  of  funds  to  Southern  Rhodesia  for 
the  purposes  of  such  activities  or  dealings; 

(c)  shipment  in  vessels  or  aircraft  of  their  regis- 
tration of  any  of  these  commodities  originating  in 
Southern  Rhodesia  and  exported  therefrom  after  the 
date  of  this  resolution ; 

(d)  any  activities  by  their  nationals  or  in  their 
territories  which  promote  or  are  calculated  to  pro- 
mote the  sale  or  shipment  to  Southern  Rhodesia  of 
arms,  ammunition  of  all  types,  military  aircraft, 
military  vehicles,  and  equipment  and  materials  for 
the  manufacture  and  maintenance  of  arms  and  am- 
munition in  Southern  Rhodesia ; 

(e)  any  activities  by  their  nationals  or  in  their 
territories  which  promote  or  are  calculated  to  pro- 
mote the  supply  to  Southern  Rhodesia  of  all  other 
aircraft  and  motor  vehicles  and  of  equipment  and 
materials  for  the  manufacture,  assembly  or  mainte- 
nance of  aircraft  and  motor  vehicles  in  Southern 
Rhodesia:  the  shipment  in  vessels  and  aircraft  of 
their  registration  of  any  such  goods  destined  for 
Southern  Rhodesia:  and  any  activities  by  their  na- 
tionals or  in  their  territories  which  promote  or  are 
calculated  to  promote  the  manufacture  or  assembly 
of  aircraft  or  motor  vehicles  in  Southern  Rhodesia; 

(/)  participation  in  their  territories  or  territories 
under  their  administration  or  in  land  or  air  trans- 
port facilities  or  by  their  nationals  or  vessels  of  their 
registration  in  the  supply  of  oil  or  oil  products  to 
Southern  Rhodesia; 

notwithstanding     any     contracts     entered     into     or 
licenses  granted  before  the  date  of  this  resolution. 

A  Measured  Response 

The  language  of  the  resolution  follows 
very  closely  the  draft  Britain  presented  to 
the  Security  Council.  The  only  significant 
changes,  made  by  the  Council  with  British 
agreement,  were  the  addition  of  oil,  motor 
vehicles,  and  aircraft  to  the  list  of  embargoed 
items. 

Great  Britain  cautioned  the  Council 
against  allowing  the  situation  to  develop  into 
an  economic  or  military  confrontation  with 
the  whole  of  southern  Africa.  Accepting  the 
British  appeal  for  a  moderate  approach,  the 
Council    turned    down    proposals   for    more 


radical  solutions.  Amendments  proposed  by 
African  states  and  rejected  by  the  Council 
included  a  call  for  Great  Britain  to  use  all 
means,  including  force,  to  end  the  rebellion, 
as  well  as  a  condemnation  of  South  Africa 
and  Portugal  for  their  support  of  the  illegal 
regime. 

The  Soviet  Union  backed  these  amend- 
ments and  abstained  on  the  final  resolution 
on  the  ground  that  it  did  not  go  far  enough. 
Having  few  responsibilities  on  the  African 
Continent,  the  Soviet  Union  risks  little  in 
pushing  for  radical  measures  on  Southern 
Rhodesia.  The  course  adopted  by  the  Security 
Council,  however,  reflects  an  admirable  effort 
to  assure  a  response  appropriately  tailored 
to  the  threat. 

South  Africa  and  Portugal 

Because  of  the  geographical  location  of 
South  Africa  and  Portuguese  Mozambique, 
the  success  of  the  sanctions  program  will,  to 
an  important  degree,  depend  on  the  future 
willingness  of  Portugal  and  South  Africa  to 
comply. 

South  Africa  has  thus  far  represented  a 
major  obstacle  to  the  success  of  the  volun- 
tary sanctions  program.  Its  Government  has 
consistently  declared  the  official  neutrality  of 
South  Africa  in  the  controversy. 

Portugal's  role  is  also  important  to  the  out- 
come of  U.N.  action.  Contrary  to  the  views 
of  the  bulk  of  the  international  community, 
its  Government  contends  that  the  Security 
Council's  resolution  of  December  16  is  in- 
valid. 

Economic  Problems  of  Sanctions 

The  application  of  sanctions  against 
Southern  Rhodesia  could  result  in  serious 
economic  repercussions  for  its  neighbors, 
notably  Zambia.  Although  the  Security  Coun- 
cil resolution  of  December  16  was  carefully 
worded  to  avoid  aflfecting  ti'ade  in  commodi- 
ties essential  to  Zambia's  economy,  there 
remains  the  ])ossibility  of  damage  through 
Rhodesian  retaliation.  Article  50  of  the  U.N. 
Charter  provides  that  any  state  facing  special 


374 


DEPARTMENT  OF  STATE  BULLETIN 


economic  problems  that  stem  from  measu;-es 
instituted  by  the  Security  Council  shall  have 
the  right  to  consult  with  the  Council  about  a 
solution. 

The  failure  of  member  states  to  comply 
with  the  Security  Council's  decision  to  apply 
mandatory  sanctions  would  not  only  violate 
solemn  treaty  obligations;  it  would  jeopard- 
ize the  success  of  the  sanctions  program. 
And  if  the  sanctions  are  not  successful,  the 
result  could  be  a  situation  of  increasing  vio- 
lence, more  costly  and  difficult  to  deal  with. 
It  was  in  the  hope  of  avoiding  such  a  tragic 
outcome  that  the  Security  Council  limited  its 
action  to  moderate  though  firm  measures 
which  all  members  could  accept  and  observe. 

Legal  Considerations 

In  ordering  mandatory  economic  sanctions 
against  Southern  Rhodesia,  the  Security 
Council  acted  on  solid  legal  grounds.  Because 
a  number  of  attacks  have  been  launched 
against  the  action,  however,  its  legal  founda- 
tions are  reviewed  here. 

1.  It  is  argued  that  the  situation  in  South- 
ern Rhodesia  poses  no  threat  to  international 
peace,  as  is  required  before  mandatory  sanc- 
tions can  be  applied,  or  that  if  there  is  a 
threat  it  is  posed  not  by  the  actions  of  the 
Smith  regime  but  by  the  possibility  of  action 
against  that  regime  by  African  states. 

Under  the  U.N.  Charter,  the  members  have 
entrusted  to  the  Security  Council  the  power 
to  "determine  the  existence  of  any  threat  to 
the  peace"  and  to  "decide  what  measures 
shall  be  taken  ...  to  maintain  or  restore 
international  peace  and  security."  This  is 
what  the  Council  has  done  in  the  Rhodesian 
case,  and  under  article  25  of  the  charter  all 
U.N.  members  are  obligated  to  accept  and 
carry  out  the  Council's  decisions. 

The  Council  had  ample  basis  on  which  to 
make  a  finding  of  a  threat  to  the  peace.  The 
illegal  rebellion  of  the  Smith  regime  in  Rho- 
desia has  obstructed  political  development  in 
that  territory  toward  independence  on  the 
basis  of  majority  rule,   in  defiance  of  the 


principles  and  obligations  of  the  U.N.  Char- 
ter. In  the  political  context  of  the  African 
Continent,  such  action  could  lead  to  civil 
strife  that  might  involve  other  parties  on 
one  or  both  sides  of  the  conflict.  This  does 
not  necessarily  presuppose  deliberate  forci- 
ble action  by  other  African  states  against 
Rhodesia,  although  some  states  might  very 
well  become  involved  in  such  conflict  eventu- 
ally whether  they  wished  to  or  not. 

The  Council  thus  concluded  that  the 
Smith  regime's  rebellion  posed  a  threat  to 
stability,  security,  and  peace  in  the  area, 
with  which  it  must  seek  to  deal  effectively. 

2.  It  is  argued  that  the  Security  Council's 
action  violates  article  2,  paragraph  7,  of  the 
charter,  which  prohibits  U.N.  intervention 
in  "matters  which  are  essentially  within  the 
domestic  jurisdiction  of  any  state." 

There  is  no  basis  for  this  contention.  First 
of  all.  Southern  Rhodesia  is  not  a  "state" 
and  has  not  been  recognized  as  such  by  a 
single  government  or  international  organiza- 
tion. 

Secondly,  the  Security  Council's  move  can- 
not be  considered  "intervention"  since  the 
Council  acted  at  the  specific  request  of  the 
legitimate  sovereign,  the  United  Kingdom. 

Third,  the  situation  in  Southern  Rhodesia 
can  in  no  way  be  considered  a  matter  of 
"domestic  jurisdiction."  The  U.N.  has  con- 
sistently recognized  that  Southern  Rhodesia 
falls  under  the  provisions  of  article  73.  This 
article  calls  on  members  administering  a  ter- 
ritory "whose  peoples  have  not  yet  attained  a 
full  measure  of  self-government  ...  to  de- 
velop self-government,  to  take  due  account 
of  the  political  aspirations  of  the  peoples, 
and  to  assist  them  in  the  progressive  devel- 
opment of  their  free  political  institutions. 
.  .  ."  Therefore,  Rhodesia  is  the  subject  of 
international  responsibilities  owed  by  Great 
Britain  on  behalf  of  the  peoples  of  Rhodesia 
to  the  international  community.  It  is  the  dis- 
charge of  these  responsibilities  which  the 
Smith  regime  is  trying  to  frustrate  and  ob- 
struct. 

Fourth,  article  2,  paragraph  7,  specifically 


MARCH  6,  1967 


375 


provides  that  the  principle  of  noninterven- 
tion shall  not  prejudice  enforcement  meas- 
ures under  chapter  VII.  Economic  sanctions 
are  such  measures. 

American  Support  for  U.N.  Action 

Beyond  the  legal  grounds,  the  reasons  be- 
hind strong  U.S.  support  of  U.N.  actions 
against  Southern  Rhodesia  are  several  and 
profound.  Any  other  policy  would  deny  our 
owTi  democratic  heritage  and  the  struggle 
for  equal  rights  both  at  home  and  abroad. 
President  Johnson  expressed  this  thought  in 
his  address  on  May  26,  1966,  marking  the 
third  anniversary  of  the  Organization  of 
African  Unity,  when  he  said:^* 

As  a  basic  part  of  our  national  tradition  we  sup- 
port self-determination  and  an  orderly  transition 
to  majority  rule  in  every  quarter  of  the  globe.  These 
principles  .  .  .  g:uide  our  policy  today  toward 
Rhodesia.  .  .  . 

The  foreign  policy  of  the  United  States  is  rooted 
in  its  life  at  home.  We  will  not  permit  human  rights 
to  be  restricted  in  our  own  country.  And  we  will  not 
support  policies  abroad  which  are  based  on  the  rule 
of  minorities  or  the  discredited  notion  that  men  are 
unequal  before  the  law.  We  will  not  live  by  a  double 
standard- — professing  abroad  what  we  do  not  practice 
at  home  or  venerating  at  home  what  we  ignore 
abroad. 

Other  reasons  for  U.S.  support  of  firm 
measures  against  Southern  Rhodesia  are 
equally  compelling.  The  birth  of  our  own 
nation  gives  us  a  natural  sympathy  for 
peoples  seeking  self-determination — tnie  self- 
determination,  not  self-determination  for  a 
small  ruling  clique.  As  a  founding  member 
of  the  United  Nations  and  a  principal  archi- 
tect of  the  U.N.  Charter,  we  also  have  a 
special  obligation  to  see  its  purposes  upheld. 
Article  1  names  as  a  purpose  of  the  U.N.  the 
development  of  friendly  relations  among  na- 
tions "based  on  respect  for  the  principle  of 
equal  rights  and  self-determination  of 
peoples." 

U.S.  support  for  U.N.  action  is  not  based 


"  Ibid.,  June  13,  1966,  p.  914. 


solely  on  moral  and  legal  imperatives,  how- 
ever. It  is  equally  grounded  in  practical  con- 
siderations. The  American  national  interest 
is  furthered  if  we  can  maintain  friendly  re-  ^ 
lations  with  the  world's  newly  independent 
countries,  for  whom  the  Rhodesian  issue  is 
of  the  greatest  emotional  and  symbolic  sig- 
nificance. 

The  great  majority  of  newly  independent 
African  states  have  sought  to  achieve  multi- 
racial societies  and  to  protect  the  rights  of 
minorities.  The  success  of  a  rebellion  based 
on  white  supremacy  would  seriously  under- 
mine their  efforts.  It  would  etch  deeper  the 
lines  of  political  conflict  and  strengthen  the 
hand  of  extremism  and  racism  throughout 
the  continent.  In  so  doing  it  could  pave  the 
way  for  catastrophic  racial  violence.  Pres- 
sures in  other  African  countries  to  support 
violent  measures  against  the  white  regime 
in  Southern  Rhodesia  would  grow  and 
"armies  of  liberation"  might  be  formed.  De- 
velopments of  this  kind  would  open  a  world 
of  opportunity  to  powers  who  believe  their 
interests  are  best  served  by  international  un- 
rest. 

Such  events  would  hardly  be  in  the  interest 
of  peaceful  development  and  certainly  not  in 
the  interest  of  the  United  States. 

American  policy  of  support  for  a  measured 
U.N.  response  to  end  the  rebellion  and  bring 
about  majority  rule  in  Southern  Rhodesia 
steers  a  course  between  those  who  advocate 
the  use  of  force  and  those  who  advocate  a 
hands-off  policy.  It  is  a  narrow  course,  and 
not  without  perils,  but  the  only  one  which 
offers  promise.  To  use  force  now  would  bring 
immediately  the  disruption  and  chaos  we 
seek  to  avoid.  To  do  nothing  would  end  in 
the  same  result. 

As  1966  drew  to  a  close,  the  possibilities 
for  a  negotiated  compromise  seemed  to  nar- 
row. Until  the  Rhodesian  rejection  of  the 
agreement  worked  out  on  the  Tiger,  the 
British  had  never  insisted  on  majority  rule 
as  a  precondition  for  a  transition.  On  De- 
cember 20,  however,  Prime  Minister  Wilson 


376 


DEPARTMENT  OF  STATE  BULLETIN 


told  the  House  of  Commons  that  he  would 
adhere  to  the  policy  expressed  in  the  Com- 
monwealth communique  of  September; 
namely,  that  he  would  not  again  submit  to 
Parliament  a  settlement  with  Southern  Rho- 
desia involving  independence  before  majority 
rule. 

On  January  5,  1967,  President  Johnson 
signed  Executive  Order  No.  11322,  officially 
implementing  mandatory  economic  sanc- 
tions.^^  Violation  of  the  Executive  order  is  a 
criminal  offense.  The  President  acted  under 
the  United  Nations  Participation  Act,  passed 
by  Congress  on  December  20,  1945,  and 
amended  in  1949  and  1965,  which  authorizes 
the  President  to  apply  sanctions  voted  by 
the  Security  Council. 

Section  5(a)  of  the  act  says: 

Notwithstanding  the  provisions  of  any  other  law, 
whenever  the  United  States  is  called  upon  by  the 
Security  Council  to  apply  measures  which  said  Coun- 
cil has  decided,  pursuant  to  Article  41  of  said  Chap- 
ter, are  to  be  employed  to  give  effect  to  its  decisions 
under  said  Charter,  the  President  may,  to  the  extent 
necessary  to  apply  such  measures,  through  any 
agency  which  he  may  designate,  and  under  such 
orders,  rules,  and  regulations  as  may  be  prescribed 
by  him,  investigate,  regulate,  or  prohibit,  in  whole  or 
in  part,  economic  relations  or  rail,  sea,  air,  postal, 


telegraphic,  radio,  and  other  means  of  communica- 
tion between  any  foreign  country  or  any  national 
thereof,  or  any  person  therein  and  the  United  States 
or  any  person  subject  to  the  jurisdiction  thereof,  or 
involving  any  property  subject  to  the  jurisdiction  of 
the  United  States. 

The  problem  of  Southern  Rhodesia  thus 
remains  to  be  solved.  Failure  on  the  part  of 
the  international  community  to  assist  in  re- 
solving it  in  a  just  and  peaceful  manner 
would  not  only  endanger  the  principles  of  the 
United  Nations  Charter;  it  would  entail 
grave  consequences,  both  for  the  United  Na- 
tions and  for  our  own  interest  in  the  stability 
of  Africa. 


"  For  text,  see  ibid.,  Jan.  23,  1967,  p.  146. 


Letters  of  Credence 

Sierra  Leone 

The  newly  appointed  Ambassador  of 
Sierra  Leone,  Christopher  0.  E.  Cole,  pre- 
sented his  credentials  to  President  Johnson 
on  February  17.  For  texts  of  the  Ambassa- 
dor's remarks  and  the  President's  reply,  see 
Department  of  State  press  release  dated  Feb- 
ruary 17. 


MARCH  6,  1967 


377 


THE  CONCRESS 


Foreign  Aid 


Message  From  President  Johnson  to  the  Congress ' 


To  the  Congress  of  the  United  States: 

Twenty  years  ago,  President  Truman  set 
forth  the  basic  proposition  underlying  the 
foreign  aid  program  when  he  told  the  Con- 
gress: 2 

I  believe  that  we  must  assist  free  peoples  to  work 
out  their  own  destinies  in  their  own  way.  I  believe 
that  our  help  should  be  primarily  through  economic 
and  financial  aid  which  is  essential  to  economic  sta- 
bility and  orderly  political  processes. 

This  judgment  was  shared  by  Presidents 
Eisenhower  and  Kennedy  and  by  every  Con- 
gress since  the  79th  in  1946.  It  is  my  judg- 
ment today.  I  believe  it  is  the  judgment  of 
most  Americans. 

Our  commitment  to  assist  the  economic 
growth  and  security  of  developing  nations  is 
grounded  in  the  hard  realities  of  the  postwar 
world.  We  know  that  want  is  the  enemy  of 
peace  and  hopelessness  the  mother  of  vio- 
lence. 

We  know  that — 

In  the  long  run,  the  wealthy  nations  can- 
not survive  as  islands  of  abundance  in  a 
world  of  hunger,  sickness,  and  despair. 

The  threat  to  our  security  posed  by  in- 


'H.  Doc.  55,  90th  Cong.,  1st  sess.  (White  House 
press  release  dated  Feb.  9). 

'  For  President  Truman's  message  to  Congress 
dated  Mar.  12,  1947,  concerning  aid  to  Greece  and 
Turkey,  see  Bulletin  Supplement,  May  4,  1947,  p. 
829. 


ternal  subversion  and  insurgency  cannot  be 
countered  by  withdrawal,  isolation,  or  indif- 
ference. 

Men — acting  together — have  the  power  to 
shape  their  destiny.  Around  the  world,  from 
Mexico  to  Greece  to  Taiwan,  we  have  seen 
the  energy  and  determination  of  the  emerg- 
ing peoples  transform  our  aid  into  the  seeds 
of  prosperity. 

Abroad,  as  at  home,  the  true  national  in- 
terest of  the  American  people  goes  hand  in 
hand  with  their  sense  of  freedom,  justice, 
and  compassion. 

Precisely  because  foreign  assistance  pro- 
grams are  so  vital  to  our  national  interest, 
they  must  reflect  the  circumstances  of  the 
late  sixties,  not  those  of  the  past.  They  must 
respond  to  the  ideas  which  move  men  in  the 
emerging  nations  today.  They  must  draw 
upon  the  lessons  of  experience.  They  must 
take  account  of  the  growing  wealth  of  other 
advanced  countries. 

The  proposals  in  this  message  reflect  the 
experience  of  our  aid  activities  over  two 
decades.  They  emphasize  the  six  guiding 
principles  on  which  our  programs  must  be 
based: 

1.  Self-help. — Nations  develop  primarily 
through  their  own  efforts.  Our  programs  can 
only  be  supplements,  not  substitutes.  This  is 
the  overriding  principle. 

2.  Multilateralism. — Every    advanced   na- 


378 


DEPARTMENT  OF  STATE  BULLETIN 


ion  has  a  duty  to  contribute  its  share  of  the 
:ost. 

3.  Regionalism. — The  future  of  many 
[countries  depends  upon  sound  development 
|of  resources  shared  with  their  neighbors. 

4.  Agriculture,  health,  and  education. — 
These  key  sectors  are  the  critical  elements 
of  advancement  everywhere  in  the  under- 
developed world. 

5.  Balance  of  payments. — We  cannot  help 
others  grow  unless  the  American  dollar  is 
strong  and  stable. 

6.  Efficient  administration. — Every  Amer- 
ican citizen  is  entitled  to  know  that  his  tax 
dollar  is  spent  wisely. 

New  Directions 

To  carry  out  these  principles,  I  propose — 

A  new  Foreign  Assistance  Act,  stating  in 
clear  language  our  objectives,  our  standards, 
and  our  program  techniques. 

A  statutory  National  Adt^isory  Committee 
on  Self-Help,  to  advise  the  Congress,  the 
President,  the  Secretaiy  of  State,  and  the 
AID  Administrator  on  how  effectively  re- 
cipient nations  are  mobilizing  their  own  re- 
sources under  the  self-help  criteria  of  the  act. 

A  statutory  objective  that  at  least  85  per- 
cent of  our  development  loan  funds  he  spent 
in  a  regional  or  multilateral  framework. 

More  than  $1  billion  in  programs  to  im- 
prove agriculture,  education,  and  health,  a 
25-percent  increase  over  last  year. 

A  shift  in  emphasis  in  our  aid  policy  in 
Africa,  to  concentrate  our  help  increasingly 
on  regional  and  multi-national  projects. 

Sympathetic  consideration  of  a  U.S.  con- 
tribution to  a  new  special  fund  of  the  African 
Development  Bank. 

A  $200  million  U.S.  contribution  to  new 
special  funds  of  the  Asian  Development 
Bank,  in  accord  with  the  recommendations 
of  the  Black  mission,  headed  by  Mr.  Eugene 
Black,  my  special  representative  on  Asian  de- 
velopment. 

A  reorganization  of  the  Agency  for  Inter- 
national Development,  to  better  carry  on  the 


War  on  Hunger  and  to  promote  private  in- 
vestment and  the  growth  of  private  enter- 
prise in  the  less-developed  world. 

My  proposals  for  programs  authorized  by 
the  Foreign  Assistance  Act  in  fiscal  1968 
will  require  total  appropriations  of  slightly 
over  $3.1  billion.  Of  this,  some  $2.5  billion 
will  be  devoted  to  economic  aid.  Almost  $600 
million  will  be  for  military  assistance.  Funds 
for  the  regional  development  banks  would  be 
authorized  by  separate  legislation. 

The  Foreign  Assistance  Act  of  1967 

Foreign  aid  now  rests  on  a  legislative 
foundation  enacted  in  1961.  This  pathfinding 
statute  has  served  the  Nation  well.  But  the 
experience  we  have  gathered  over  the  past 
several  years  should  now  be  codified  in  a 
new  law. 

/  propose  the  Foreign  Assistance  Act  of 
1967. 

This  act  will  contain  a  clear  statement  of 
the  philosophy  which  underlies  our  programs 
and  the  criteria  to  be  used  in  this  administra- 
tion. To  provide  the  continuity  needed  for 
sound  management,  it  will  contain  authoriza- 
tions covering  2  years.  Most  important,  it 
will  provide  a  framework  for  each  of  the 
basic  thrusts  of  our  aid  policy. 

1.  Self-help 

Self-help  is  the  lifeblood  of  economic  de- 
velopment. No  sustained  progress  is  possible 
without  it.  Aid  provided  as  a  substitute  is 
aid  wasted. 

Waste  is  a  luxury  none  of  us  can  afford. 
The  only  obligation  tied  to  our  aid  is  the 
recipient's  obligation  to  itself — to  mobilize 
its  own  resources  as  efficiently  as  possible. 
I  will  not  ask  any  American  citizen  to  con- 
tribute his  tax  dollars  to  support  any  coun- 
try which  does  not  meet  this  test. 

•  Accordingly,  the  act  will  make  it  clear  that 
the  development  job  is  primarily  the  respon- 
sibility of  the  developing  countries  them- 
selves. In  no  case  will  the  United  States  un- 
dertake to  do  for  any  country  what  it  should 
do  for  itself.  Nor  will  we  assist  in  any  ven- 


MARCH  6,  1967 


379 


1 


ture  which  we  believe  has  received  less  than 
full  support  from  the  recipient  country.  The 
United  States  will  insist  on  the  general  eco- 
nomic policies  necessary  to  make  our  aid 
effective. 

We  are  now  applying  strict  and  effective 
self-help  standards.  The  results  are  evident 
in  the  fact  that,  on  the  average,  each  citizen 
in  the  major  aid-receiving  countries  is  sav- 
ing 1  of  every  8  dollars  he  earns.  These  sav- 
ings become  investments.  For  every  dollar 
the  United  States  and  other  donors  provide, 
these  local  sources  invest  $10. 

Still,  there  is  an  urgent  need  for  a  per- 
manent, nonpartisan,  public  body  to  evaluate 
self-help  performance. 

Thus,  the  act  I  propose  will  authorize  the 
President  to  establish  a  National  Advisory 
Committee  on  Self-Help.  This  Committee  will 
consist  of  members  from  both  parties,  from 
the  business  community,  from  labor,  from 
universities,  and  from  other  walks  of  life.  It 
will  review  and  evaluate  our  aid  programs 
in  as  many  countries  as  it  sees  fit.  It  will  ex- 
amine our  programs  to  see  whether  the  re- 
cipients are  extending  their  best  efforts  and 
whether  we  are  making  the  best  possible  use 
of  our  aid.  Its  findings  will  be  available  to 
the  Congress. 

2.  Multilateralism  and  burden  sharing 

Development  is  a  world  problem.  No  single 
country  has  all  of  the  resources  required. 
Equity  demands  that  no  single  country  be 
asked  to  carry  the  bulk  of  the  load. 

/  propose  that  the  act  set  as  an  objective 
that  85  percent  of  our  development  loans  be 
undertaken  in  a  regional  or  multilateral 
framework. 

This  action  fits  the  trend  of  recent  years, 
as  advanced  nations  have  increasingly  ac- 
cepted the  responsibilities  associated  with 
their  growing  wealth.  The  combined  value 
of  our  economic  and  food  aid  is  less  than 
seven-tenths  of  1  percent  of  our  national  in- 
come, only  slightly  more  than  the  average 
for  all  advanced  countries.  We  devote  smaller 
shares  to  foreign  assistance  than  such  coun- 
tries as  France  and  Belgium. 


But  these  figures  do  not  tell  the  whole 
story.  Our  defense  expenditures  far  exceed 
those  of  all  other  free  nations  combined  and 
serve  their  common  interest.  This  burden 
too  must  be  counted  in  the  balance. 

Thus,  we  must  redouble  our  efforts  to  get 
other  donors  to  enlarge  their  commitments. 

3.  Regionalism 

Resources  know  no  national  boundaries. 
Rivers  flow  through  many  countries,  trans- 
portation and  communication  networks  serve 
different  peoples,  sources  of  electric  power 
must  be  shared  by  neighbors.  Economic  ad- 
vance in  every  part  of  the  world  has  required 
joint  enterprises  to  develop  shared  sources 
of  wealth. 

These  facts  underlie  the  growing  movement 
toward  regional  cooperation: 

The  Alliance  for  Progress  has  transformed 
the  inter-American  system  of  institutions  into 
a  reliable  and  dynamic  engine  of  change. 

Asian  initiatives  have  created  the  frame- 
work for  cooperation  of  all  kinds.  Such  insti- 
tutions as  the  Asian  and  Pacific  Council  and 
the  Asian  Development  Bank  are  clear  evi- 
dence of  the  new  will  to  press  forward. 

/  propose  that  the  act  state  that  the  United 
States  ivill  encourage  regional  economic  de- 
velopment to  the  maximum  extent  consistent 
ivith  the  economic  and  political  realities  in 
each  region. 

I  propose  three  steps  to  carry  out  this 
policy: 

First,  in  most  African  countries,  we  will 
gradually  shift  to  cooperative  projects  which 
involve  more  than  one  donor  or  more  than 
one  recipient. 

Second,  we  will  seek  an  appropriate  means 
of  responding  to  the  recent  request  of  the 
African  Development  Bank  for  U.S.  partici- 
pation in  a  special  fund  to  finance  worthy 
projects  which  are  beyond  the  means  of  the 
Bank's  ordinary  capital. 

Third,  we  will  respond  favorably  to  the 
request  for  special  funds  for  the  Asian  De- 
velopment Bank.  Preliminary  explorations 
suggest  a  U.S.  share  of  $200  million,  to  be 


380 


DEPARTMENT  OF  STATE  BULLETIN 


contributed  over  a  number  of  years  with 
matching  arrangements  and  balance  of  pay- 
ments safeguards. 

These  proposals  spring  from  a  philosophy 
of  pragmatic  regionalism.  They  reflect  the 
facts  of  economic  life. 

Political  unity  is  neither  required  nor  ex- 
pected. But  the  resources  available  for  devel- 
opment are  too  scarce  to  scatter  among  many 
countries  when  greater  promise  lies  in  joint 
action.  We  must  take  full  advantage  of  the 
benefits  of  cooperation. 

4.  Agriculture,  health,  and  education 

The  fundamentals  of  a  decent  life  are  suffi- 
cient food,  freedom  from  disease,  and  an  op- 
portunity to  absorb  as  much  knowledge  as 
individual  capacities  permit. 

These  are  the  first  goals  of  all  societies. 
They  must  be  the  first  objects  of  our  aid. 

/  -propose  that  the  act  establish  agriculture, 
health,  and  education  as  our  primary  con- 
cerns and  that  investment  in  these  areas  be 
substantially  expanded. 

I  propose  that  our  investment  in — 

Agriculture  rise  from  $504  million  last  year 
to  $668  million  in  1968. 

Education  rise  from  $166  million  to  $228 
million. 

Health  rise  from  $192  million  to  $202 
million. 

In  particular,  we  will  wage  war  on  hunger. 
Together,  the  world  must  find  ways  to  bring 
food  production  and  population  growth  into 
balance.  My  proposals  make  clear  our  deter- 
mination to  help  expand  food  supplies.  We 
must  be  equally  ready  to  assist  countries 
which  decide  to  undertake  voluntarily  popu- 
lation programs. 

5.  Balance  of  payments 

Our  foreign  assistance  programs  rest  on 
the  basic  strength  of  the  dollar  and  our  bal- 
ance of  payments.  This  administration  will 
continue  to  see  that  our  aid  programs  have 
the  least  possible  adverse  effect  on  our  balance 
of  payments. 


A  New  Course  for  Foreign  Aid 

Remarks  by  President  Johnson  * 

I  have  today  asked  the  Congress  to  help 
chart  a  new  course  for  American  foreign  aid. 
We  know  that  aid  is  indispensable  to  our  quest 
for  world  order.  We  know  that  poverty  is  the 
enemy  of  peace  and  hopelessness  is  the  mother 
of  violence.  But  the  world  is  changed  since  our 
aid  began,  some  20  years  ago.  And  our  think- 
ing should  change  with  it. 

Our  primary  objective  must  be  to  help  those 
nations  which  are  willing  to  help  themselves. 

I  will  not  ask  a  single  American  citizen  to 
contribute  his  tax  dollars  to  support  any  coun- 
try which  does  not  meet  this  test.  Because  no 
sustained  progress  is  possible  without  the  spirit 
of  self-help. 

Aid  provided  as  a  substitute  is  aid  that  is 
wasted.  And  waste  is  a  luxury  that  none  of  us 
can  afford. 


'  Recorded  for  radio  and  television  on  Feb.  9. 


Almost  90  percent  of  our  economic  assist- 
ance and  over  95  percent  of  our  military  as- 
sistance is  now  spent  in  the  United  States. 
These  programs  serve  to  expand  U.S.  trade 
abroad.  They  help  develop  new  trading  pat- 
terns. 

6.  Efficient  administration 

The  Agency  for  International  Development 
is  a  sound,  well-run  instrument  of  public 
policy.  But,  like  all  arms  of  government,  AID 
can  be  improved.  It  can  add  further  to  its 
economy  record — a  record  which  includes  $33 
million  in  cost  reduction  last  year  alone,  and  a 
20-percent  cut  in  personnel,  apart  from  south- 
east Asia,  since  1963. 

I  am  establishing  two  new  offices  in  AID: 

An  Office  of  the  War  on  Hunger  to  con- 
solidate all  AID  activities  relating  to  hunger, 
population  problems,  and  nutrition. 

An  Office  of  Private  Resources  to  concen- 
trate on  marshaling  private  investment  and 
the  expansion  of  private  sectors  in  the  less- 
developed  world — the  best  long-term  route  to 
rapid  growth. 


MARCH  6,  1967 


381 


Both  of  these  steps  are  consolidations — 
they  will  require  no  new  appropriations  or 
personnel.  They  will  focus  the  attention  and 
energy  of  the  Agency  directly  upon  two  pri- 
ority aroas.  They  are  significant  steps  for- 
ward. 

Economic  Assistance 

Latin  America 

For  Latin  America,  I  recommend  an  eco- 
nomic aid  program  of  $624  million. 

This  amount  is  clearly  justified  by  our  own 
interests  and  the  recent  performance  of  our 
Latin  American  partners.  The  program  I  pro- 
pose is  lean  and  concentrated.  Nearly  70  per- 
cent of  it  will  be  committed  in  four  countries 
—Brazil,  Colombia,  Peru,  and  Chile.  In  each 
case,  we  will  make  certain  that  the  amount 
actually  spent  is  in  accord  with  clear  needs 
and  meets  the  strict  self-help  criteria  of  the 
act. 

The  outlook  for  a  solid  return  from  these 
expenditures  is  promising: 

Brazil  shows  greater  economic  dynamism 
than  at  any  time  in  her  recent  history.  She 
has  forced  inflation  down  from  the  1964  high 
of  140  percent  to  40  percent — still  far  too 
high,  but  an  enormous  improvement.  Her 
balance-of-payments  situation  is  well  under 
control.  Agricultural  production  has  been  in- 
creased. Per  capita  income  is  up.  In  general, 
the  economic  situation  is  more  hopeful  than 
the  most  favorable  predictions  of  3  years 

ago. 

Peru  continues  its  steady  economic  climb. 
Per  capita  income  last  year  was  $378,  com- 
pared to  $325  5  years  before.  The  critical 
job  now  is  to  bring  more  people  into  the  eco- 
nomic mainstream,  while  further  stimulating 
the  developed  coastal  areas.  U.S.  contribu- 
tions will  be  heavy  in  the  areas  of  agricul- 
ture and  education. 

In  Chile,  the  favorable  copper  market  will 
make  possible  a  reduction  in  our  aid.  We  will 
concentrate  our  help  in  the  crucial  rural  area 
to  increase  agricultural  production  and  ex- 
ports. 

In  Colombia,  economic  trends  are  also  en- 
couraging. Our  contributions  will  be  made 


through  a  group  of  donors  led  by  the  World 
Bank.  We  will  concentrate  on  agriculture  and 
education. 

Our  program  for  Central  America — Nica- 
ragua, El  Salvador,  Guatemala,  Costa  Rica,  "^ 
and  Honduras — is  tailored  to  support  the 
Central  American  Common  Market.  This 
market  is  one  of  the  most  promising  inno- 
vations in  the  developing  world.  The  spirit  it 
reflects  has  already  increased  trade  within 
the  Central  America  region  by  400  percent 
over  the  past  5  years.  We  will  make  modest 
contributions  to  the  Central  American  Inte- 
gration Fund  to  continue  and  accelerate  this 
pace. 

The  balance  of  my  request  is  largely  for 
the  Dominican  Republic  and  Panama.  It  is 
essential  that  we  maintain  strong  programs 
in  these  countries,  although  they  will  cost 
slightly  less  than  in  the  past. 

The  vision  and  hard  work  of  450  million 
people  in  this  hemisphere  have  made  the  Alli- 
ance for  Progress  into  one  of  the  great  tools 
for  human  betterment.  Its  success  is  by  no 
means  assured.  There  will  be  disappointments 
as  well  as  achievements  along  the  way.  But  it 
is  a  vehicle  for  the  hopes  and  energies  of  a 
continent.  The  program  I  propose  will  carry 
it  forward. 

Meetings  among  the  governments  of  the 
Western  Hemisphere  during  the  year  may 
produce  further  proposals,  such  as  replenish- 
ment of  the  resources  of  the  Inter- American 
Development  Bank.  Where  these  proposals 
merit  our  consideration  and  support  and 
require  action  by  the  Congress,  I  will  submit 
my  recommendations  to  you  at  the  appropri- 
ate time. 

Near  East-South  Asia 

For  the  Near  East^south  Asia,  I  recom- 
mend a  program  of  $758  million. 

This  region  provides  the  harshest  test  of 
free  institutions: 

Nowhere  else  in  the  free  world  are  there 
so  many  people — as  many  as  the  combined 
populations  of  North  and  South  America 
and  Western  Europe. 

Nowhere  else  do  so  many  people  live  in 


382 


DEPARTMENT  OF  STATE  BULLETIN 


such  dire  poverty — per  capita  income  for 
nine  out  of  every  10  persons  is  under  $100 
per  year. 

Nowhere  else  are  divisive  forces  so  poised 
to  take  advantage  of  any  misstep. 

Several  advanced  nations  have  banded  to- 
gether, under  the  leadership  of  the  World 
Bank,  to  form  an  Aid  Consortia  for  India 
and  Pakistan.  A  similar  group  has  been 
formed  for  Turkey,  chaired  by  the  Organiza- 
tion for  Economic  Cooperation  and  Develop- 
ment. These  groups  determine  the  share  each 
member  will  contribute  and  provide  a  forum 
for  continuing  discussions  with  recipient 
countries.  They  have  served  the  interests  of 
all  parties. 

In  my  message  on  food  for  India,^  I  pro- 
posed that  food  and  related  aid  be  added  to 
the  agenda  of  the  consortium  for  India  as 
an  additional  area  of  assistance  in  which  all 
donors  should  join.  We  will  exert  the  full 
extent  of  our  influence  to  insure  that  this  con- 
sortium becomes  the  primary  vehicle  for  all 
aspects  of  development  aid  to  India — from 
grants  of  funds  to  evaluation  of  performance. 

Despite  the  shadow  of  famine  and  the 
ever-present  danger  of  renewed  frictions,  the 
situation  in  the  three  countries — India,  Paki- 
stan, and  Turkey— which  will  receive  91  per- 
cent of  our  aid  to  the  Near  East^south  Asia 
gives  reason  for  hope: 

India  is  trying  to  regain  the  lead  in  the 
race  between  her  expanding  population  and 
her  food  supply.  She  plans  to  double  her  out- 
lays for  agriculture  in  the  next  5  years  and 
to  quadruple  her  voluntary  population  pro- 
gram. India  has  increased  fertilizer  purchases 
by  85  percent  and  has  started  crash  programs 
in  fai-mland  development.  She  has  begun  cam- 
paigns to  increase  supplies  of  better  seeds  and 
pesticides.  But  Indian  performance  is  not 
confined  to  agriculture.  In  early  1966  she 
liberalized  her  system  of  import  controls  and 
devalued  her  currency.  All  advanced  nations 
must  come  to  her  aid  if  these  hard-won  op- 
portunities are  to  be  realized. 

Pakistan   has    an    outstanding    economic 


For  text,  see  Bulletin  of  Feb.  20,  1967,  p.  295. 


record.  Her  future  is  brighter  still.  From 
1960  to  1965,  her  gross  national  product  grew 
at  an  average  annual  rate  of  5.8  percent 
compared  to  2.5  percent  previously,  agricul- 
tural production  grew  at  an  average  annual 
rate  of  3.5  percent  compared  to  1.6  percent 
previously,  local  private  investment  grew  by 
54  percent,  and  total  private  investment  was 
63  percent  over  planned  targets. 

Turkey  also  has  a  remarkable  record.  We 
and  other  Western  nations  are  determined  to 
help  Turkey  meet  its  goal  of  self-sustaining 
economic  growth  by  1973.  She  is  already  well 
on  her  way.  In  1966,  her  gross  national  prod- 
uct grew  by  8.3  percent,  industry  by  9.5  per- 
cent, agricultural  production  by  11  percent, 
and  the  use  of  fertilizer  by  40  percent.  The 
percentage  of  children  of  school  age  enrolled 
in  primary  schools  increased  to  almost  80 
percent. 

If  it  cannot  be  demonstrated  that  hard 
work,  coupled  with  relatively  modest  amounts 
of  our  aid,  will  produce  better  lives  for  the 
countless  millions  of  this  region,  our  cause 
will  surely  fail.  The  programs  I  propose  will 
enable  us  to  continue  meeting  this  challenge. 

Africa 

For  Africa,  I  recommend  a  program  of 
$195  million. 

Africa  is  undergoing  the  historic  growing 
pains  of  attaining  stable  independence;  35  of 
her  39  nations  have  gained  their  freedom 
since  World  War  II,  many  in  the  past  5 
years.  The  inevitable  strains  are  evident  in 
the  headlines  of  the  world's  newspapers. 

The  most  hopeful  sign  of  growing  African 
maturity  is  the  increased  support  for  co- 
operative economic  enterprises.  With  14  coun- 
tries of  less  than  5  million  people  each,  this 
attitude  is  essential  for  progress. 

Our  AID  policy  toward  Africa  will — 

Encourage  the  African  activities  of  the 
World  Bank  and  its  affiliates. 

Direct  a  greater  part  of  our  resources  into 
projects  and  programs  which  involve  more 
than  one  African  country. 

Seek  new  breakthroughs  in  private  invest- 
ment   in    Africa,    particularly   the    current 


MARCH  6,  1967 


883 


efforts  by  private  American  banks  and  other 
financial  institutions. 

East  Asia 

For  east  Asia,  I  recommend  a  program  of 
$812  million. 

Nearly  85  percent  of  our  assistance  to  this 
region  is  directly  or  indirectly  related  to  our 
effort  to  block  Communist  aggression. 

My  recent  visit  to  Asia  confirmed  my  deep 
conviction  that  foreign  assistance  funds  for 
Vietnam  and  surrounding  countries  are  just 
as  important  as  military  appropriations. 
They  are  vital  to  a  successful  war  effort.  They 
permit  us  to  build  for  the  future. 

Most  of  these  funds — about  $650  million — 
will  be  used  in  Vietnam,  Laos,  and  Thailand. 
The  $550  million  planned  for  Vietnam  is  in- 
dispensable to  military  success,  economic  sta- 
bility, and  continued  political  progress.  It 
will  stimulate  and  support  measures  to  bind 
the  people  and  Government  of  South  Viet- 
nam together  in  a  common  cause.  It  will  help 
to  begin  the  task  of  reconstruction  and  de- 
velopment. It  will  relieve  wartime  suffering 
for  millions  of  Vietnamese. 

In  Laos  and  Thailand,  these  funds  will 
finance  economic  development  and  security 
which  will  assure  that  armed  conflict  will  not 
engulf  all  of  southeast  Asia. 

Our  assistance  to  Thailand  will  be  chan- 
neled through  a  new  consultative  group  of  13 
donors,  chaired  by  the  World  Bank.  In  Laos, 
five  other  countries  will  join  the  United 
States  with  significant  contributions. 

Elsewhere  in  free  Asia,  the  tide  of  history 
clearly  favors  progress: 

In  Korea,  the  economy  is  now  growing  at 
the  rapid  annual  rate  of  8  percent.  Indus- 
trial production  is  rising  at  a  14-percent  rate 
annually,  agricultural  production  at  a  6-per- 
cent rate.  In  the  few  short  years  since  the 
Korean  war,  the  Republic  of  South  Korea  has 
become  strong  enough  not  only  to  maintain 
its  internal  advance,  but  to  help  in  the  de- 
fense of  freedom  in  Vietnam. 

In  Indonesia,  the  new  Government  has  com- 
mitted itself  to  a  program  of  economic  re- 
habilitation and  recovery.   We  are  joining 


with  other  European  and  Asian  nations  to 
provide  urgently  needed  help  to  the  stricken    i 
Indonesian   economy.   We  are  also  partici- 
pating in  arrangements  with  other  nations  to 
reschedule  Indonesian  debts. 

The  road  ahead  in  east  Asia  is  long  and 
dangerous.  But  these  accomplishments  are 
hopeful  signs.  We  will  encourage  the  vital 
and  progressive  spirit  that  has  stimulated 
them. 

Military  Assistance 

For  military  assistance,  I  recommend  ap- 
propriations of  $596  million. 

This  is  the  smallest  request  since  the  pro- 
gram began  in  1950.  In  part,  this  fact  re- 
flects transfer  of  appropriations  for  military 
assistance  for  Laos,  Thailand,  NATO  infra- 
structure and  international  military  head- 
quarters to  the  budget  of  the  Department  of 
Defense. 

But  this  request  also  represents  a  substan- 
tial reduction.  Military  assistance  outside 
southeast  Asia  is  now  only  45  percent  of  what 
it  was  in  1960. 

For  the  Near  East-south  Asia,  I  recom- 
mend $234  million,  down  50  percent  from 
1963.  Virtually  all  this  will  be  used  in  Greece, 
Turkey,  and  Iran,  three  countries  which  have 
shared  the  burden  of  mutual  security  for  20 
years. 

For  east  Asia,  I  recommend  $282  million, 
almost  entirely  for  Korea  and  Taiwan.  We 
will  use  these  funds  to  strengthen  these  out- 
posts against  further  Communist  expansion 
in  Asia. 

For  Latin  America,  I  recommend  $45.5 
million,  largely  for  internal  security  and 
training. 

For  Africa,  I  recommend  $31  million, 
heavily  concentrated  in  countries  where  we 
have  major  interests  and  where  there  are 
problems  of  internal  security. 

It  is  not  the  policy  of  the  United  States  to 
provide  sophisticated  arms  to  countries  which 
could  better  use  their  resources  for  more  pro- 
ductive purposes. 

It  is  the  policy  of  the  United  States  to 
help — 


384 


DEPARTMENT  OF  STATE  BULLETIN 


Where  we  are  asked. 

Where  the  threat  of  invasion  or  subversion 
is  real. 

Where  the  proposal  is  militarily  and  eco- 
nomically sound. 

Where  it  is  consistent  with  our  interests 
and  our  limited  means. 

This  will  continue  to  be  our  policy. 

The  Challenge  Ahead 

The  programs  I  propose  represent  the 
minimum  contribution  to  mutual  security  and 
international  development  which  we  can 
safely  make. 

There  are  some  who  say  that  even  this 
request  should  be  foregone  in  view  of  needs 
at  home  and  the  costs  of  the  struggle  in 
Vietnam. 

Nothing  could  be  more  shortsighted  and 
self-defeating.  This  country — the  wealthiest 
in  human  history — can  well  afford  to  devote 
less  than  seven-tenths  of  1  percent  of  its 
national  income  to  reduce  the  chances  of 
future  Vietnams. 

Some  would  have  us  renege  on  our  com- 
mitments to  the  developing  countries  on  the 
ground  that  "charity  begins  at  home." 

To  them,  let  me  emphasize  that  I  have 
recommended  no  charity,  nor  have  I  sug- 
gested that  we  stray  from  home.  The  ines- 
capable lesson  of  our  century,  inscribed  in 
blood  on  a  hundred  beaches  from  Normandy 
to  Vietnam,  is  that  our  home  is  this  planet 
and  our  neighbors  3  billion  strong. 

Still  others  have  grown  weary  of  the  long. 


hard  struggle  to  bring  the  majority  of  the 
world's  population  out  of  the  shadows  of 
poverty  and  ignorance. 

To  them,  let  me  say  that  we  are  dealing  in 
decades  with  the  residue  of  centuries.  There 
is  no  shortcut.  There  is  no  easy  way  around. 
The  only  effective  tools  are  ingenuity,  capital, 
and,  above  all,  the  will  to  succeed. 

All  of  us  sometimes  find  ourselves  sympa- 
thizing with  these  complaints.  All  of  us  are 
subject  to  the  frustrations,  disappointments, 
and  shattered  hopes  which  accompany  a  sup- 
porting role  in  a  task  which  must  funda- 
mentally be  performed  by  others.  But,  in  the 
cold  light  of  reason,  our  responsibility  to  our- 
selves and  our  children  reasserts  itself  and 
we  return  to  the  task  with  renewed  vigor. 

I  am  confident  that  the  American  people 
have  not  lost  the  will  and  the  dedication 
which  have  made  them  the  most  powerful 
and  responsible  nation  on  earth. 

I  am  confident  that  they  will  go  forward 
into  the  new  era  of  world  progress  for  which 
their  past  efforts  have  prepared  the  way. 

I  am  confident  that  their  vision  will  tran- 
scend the  narrow  horizons  of  those  who 
yearn  for  a  simpler  age. 

The  proposals  I  offer  today  are  the  prac- 
tical requirements  of  that  vision.  To  do  less 
would  endanger  all  we  have  accomplished  in 
the  past  two  decades. 

I  know  that  this  test  shall  not  find  us 
wanting. 

Lyndon  B.  Johnson 
The  White  House,  February  9,  1967. 


MARCH  6,  1967 


385 


President  Calls  for  Senate  Ratification 
of  Treaty  on  Outer  Space 


Message  From  President  Johnson  to  the  Senate 


White  House  press  release  dated  February  7 

To  the  Senate  of  the  United  States: 


I  am  today  transmitting  to  the  Senate,  for 
your  advice  and  consent,  the  first  Treaty  on 
Outer  Space.i 

The  provisions  of  this  Treaty  reflect  the 
will  and  desire  of  the  signatory  states, 
already  numbering  more  than  half  the 
nations  of  the  world,  that  the  realms  of  space 
should  forever  remain  realms  of  peace. 

The  privilege  of  transmitting  this  mile- 
stone agreement  to  you  before  the  end  of  the 
first  decade  of  space  exploration  is  especially 
gratifying  for  me. 

Only  ten  years  ago,  as  a  Senator,  I  chaired 
the  first  Congressional  hearings  called  to 
determine  what  response  our  national  policy 
should  make  to  the  challenges  of  the  explora- 
tion of  outer  space.  The  hearings  and  the 
events  of  those  times  seem  now  a  world  away 
for  us  all.  Yet  I  remember — and  I  know  you 
do— the  climate  of  great  awe  and  greater 
anxiety  in  which  Senators  addressed  them- 
selves to  their  responsibilities.  At  that  time: 

— No  American  satellite  had  yet  been 
orbited. 

— The  readiness  of  our  rockets  was  much 
in  question. 

— There  was  no  NASA    [National  Aero- 


'  S.  Ex.  D,  90th  Cong.,  1st  sess.;  for  text,  see  Bul- 
letin of  Dec.  26,  1966,  p.  953. 


nautics  and  Space  Administration],  no  vast 
complex  at  what  is  now  Cape  Kennedy,  no 
Manned  Spaceflight  Center  at  Houston.  The 
very  word,  "astronaut,"  was  not  in  our 
vocabulary. 

— Men  questioned  the  capacity  of  our  edu- 
cational system  to  yield  up  the  incalculably 
valuable  resource  of  minds  trained  for  the 
great  tasks  of  the  space  age. 

— The  stature  of  our  advanced  technology 
and  our  ability  to  participate  as  leaders  in  the 
explorations  of  the  universe  was  far  from 
being  established  with  certainty. 

In  that  uncertain  climate,  our  concerns 
about  space  were  quite  different  from  now. 
We  were  rightly  concerned  for  the  safety  of 
our  nation  and  for  the  survival  of  human- 
kind. We  directed  our  concern  to  the  orga- 
nization of  our  society  and  to  the  priority  of 
our  values  as  free  men. 

In  November  1958,  President  Dwight  D. 
Eisenhower  asked  me  to  appear  before  the 
United  Nations  to  present  the  United  States 
resolution  urging  that  the  exploration  of 
outer  space  be  undertaken  for  peaceful  pur- 
poses, as  an  enterprise  of  international 
cooperation  among  all  member  nations. 

On  that  occasion,  speaking  for  the  United 
States,  I  said: 

Today,  outer  space  is  free.  It  is  unscarred  by  con- 
flict. No  nation  holds  a  concession  there.  It  must 
remain  this  way.  We  of  the  United  States  do  not 
acknowledge  that  there  are  landlords  of  outer  space 
who  can  presume  to  bargain  with  the  nations  of 


386 


DEPARTMENT  OF  STATE  BULLETIN 


e  Earth  on  the  price  of  access  to  this  domain. 

e  must  not — and  we  need  not — corrupt  this  great 
opportunity  by  bringing  to  it  the  very  antagonisms 

hich  we  may,  by  courage,  overcome  and  leave 
t)ehind  forever  if  we  proceed  with  this  joint  adven- 
nire  into  this  new  realm. 

We  know  the  gains  of  cooperation.  We  know  the 
losses  of  the  failure  to  cooperate.  If  we  fail  now 
to  apply  the  lessons  we  have  learned,  or  even  if  we 
ielay  their  application,  we  know  that  the  advances 
into  space  may  only  mean  adding  a  new  dimension 
to  warfare.  If,  however,  we  proceed  along  the  or- 
derly course  of  full  cooperation  we  shall,  by  the 
very  fact  of  cooperation,  make  the  most  substantial 
contribution  toward  perfecting  peace. 

Men  who  have  worked  together  to  reach  the  stars 
are  not  likely  to  descend  together  into  the  depths  of 
war  and  desolation. 

I  believe  those  words  remain  valid  today. 

The  "very  fact  of  cooperation"  in  the  evo- 
lution of  this  Treaty  is  to  be  taken  as  a 
"substantial  contribution  toward  perfecting 
peace."  As  long  ago  as  1958,  President  Eisen- 
hower initiated  an  exchange  of  letters  with 
the  leadership  of  the  Soviet  Union,  seeking 
agreements  binding  the  uses  of  outer  space  to 
peaceful  purposes.  President  Kennedy  repeat- 
edly reaffirmed  our  willingness  to  cooperate 
toward  these  ends. 

In  October  1963,  the  General  Assembly  of 
the  United  Nations  called  on  nations  of  the 
world  not  to  station  nuclear  or  other  weapons 
of  mass  destruction  in  outer  space.  Two 
months  later  the  Assembly  adopted  a  Declara- 
tion of  Legal  Principles  to  govern  activities 
in  space.  On  May  7,  last  year,  I  repeated,  and 
Ambassador  Goldberg  reiterated  many  times 
thereafter,  our  view  of  the  urgency  of  doing 
all  that  we  could  to  assure  that  exploration  of 
outer  space  would  take  place  in  peace,  for 
peaceful  ends. 

In  July  1966,  negotiations  on  the  Treaty 
were  formally  begun  at  Geneva  in  the  28- 
member  United  Nations  Outer  Space  Com- 
mittee. Accord  was  subsequently  reached  at 
renewed  negotiations  in  New  York.  The 
Treaty  was  unanimously  endorsed  by  the 
Twenty-first  Session  of  the  General  Assembly 
just  over  a  month  ago.^ 


'  For  background,  see  ibid.,  Jan.  9,  1967,  p.  78. 


MARCH  6,  1967 


On  January  27,  the  Treaty  on  Principles 
Governing  the  Activities  of  States  in  the  Ex- 
ploration and  Use  of  Outer  Space,  including 
the  Moon  and  Other  Celestial  Bodies  was 
opened  for  signature  in  Washington,  London 
and  Moscow.  The  United  States,  United  King- 
dom and  Soviet  Union  were  among  the  sixty 
countries  signing  the  Treaty  in  Washington. 
Other  nations  are  expected  to  add  their  signa- 
tures in  the  near  future. 

The  climate  in  which  such  accord  has  been 
reached  is  clearly  an  encouraging  omen  for 
continuing  in  other  realms  our  constant  quest 
for  understandings  that  will  strengthen  the 
chances  for  peace. 

II 

In  the  diplomacy  of  space,  as  in  the  tech- 
nology of  space,  it  is  essential  always  that 
interim  achievements  not  be  mistaken  for 
final  success.  This  Treaty  I  transmit  to  the 
Senate  today  is  such  an  interim  achievement 
— a  significant,  but  not  a  final  step  forward. 

It  carries  forward  the  thrust  of  the  past 
decade  to  enlarge  the  perimeters  of  peace  by 
shrinking  the  arenas  of  potential  conflict. 
This  is  a  thi  ust  to  which  the  Senate  has  given 
its  support  by  ratifying  the  four  Geneva 
Conventions  on  the  Law  of  the  Sea  in  1958, 
the  Antarctic  Treaty  of  1959  and  the  Limited 
Test  Ban  Treaty  of  1963. 

As  we  have  dealt  with  the  sea,  the  atmos- 
phere and  the  vast  unpopulated  continent  of 
Antarctica,  now  in  this  Treaty  we  extend 
reason  to  the  activities  of  nations  in  the  end- 
less realm  of  outer  space. 

The  Treaty  lays  down  fundamental  prin- 
ciples: 

— No  nation  can  claim  sovereignty  to  outer 
space,  to  the  moon  or  to  other  celestial  bodies. 

— All  nations  have  the  right  to  conduct 
space  activities. 

— No  one  may  use  outer  space  or  celestial 
bodies  to  begin  a  war.  The  rules  of  the  United 
Nations  Charter  apply  to  space  activities. 

— No  country  may  station  in  space  or  orbit 
around  the  Earth  nuclear  or  other  weapons 
of  mass  destruction. 


387 


— No  country  may  install  such  weapons  on 
a  celestial  body. 

— No  nation  may  establish  military  bases, 
installations  or  fortifications,  on  a  celestial 
body.  Nor  may  any  weapons  be  tested  or  mili- 
tary maneuvers  be  conducted  there.  The  right 
to  visit  another  country's  installations  and 
space  vehicles  on  a  celestial  body  is  guaran- 
teed. 

— Astronauts  are  "envoys  of  mankind."  If 
an  astronaut  lands  on  another  country's  soil, 
he  must  be  returned  safely,  promptly  and 
unconditionally. 

— Space  activities  and  their  results  are  to 
be  reported  for  the  benefit  of  all. 

— Each  country  is  to  avoid  harmfully  con- 
taminating outer  space  and  adversely  chang- 
ing the  environment  of  the  Earth  by  intro- 
ducing extra-terrestrial  matter. 

These  and  other  provisions  of  the  Treaty 
are  described  in  detail  in  the  accompanying 
report  of  the  Secretary  of  State.^ 

Ill 

Space  exploration  has  become  an  intimate 
part  of  our  lives.  The  exploits  of  men  and 
machines  in  outer  space  excite  and  thrill  us 
all.  The  valiant  young  men  who  have  become 
symbolic  of  our  national  effort  as  Astronauts 
are  close  to  every  American  family.  The 
deaths  in  line  of  duty  of  Lieutenant  Colonel 
Virgil  Grissom,  Lieutenant  Colonel  Edward 
White  and  Lieutenant  Commander  Roger 
Chaffee  touched  every  American  home  and 
heart. 

Yet,  we  must  remember  that  these  are  only 
primitive  years  in  the  epoch  of  space  explora- 
tion and  utilization — an  epoch  that  will  run 
to  the  end  of  time.  In  the  next  decade  and  in 
all  the  decades  to  come,  the  capabilities  of 
nations  in  space  will  multiply  far  beyond  our 
comprehension  today.  If  we  should  flag  or 
falter  in  our  support  of  this  great  extension 
of  human  knowledge,  the  concern  and  anxiety 


'  Not  printed  here. 


we  felt  so  keenly  a  decade  ago  would  be 
known  again  to  other  Americans  in  future 
times. 

When  we  ask  what  this  nation  or  any  na- 
tion expects  to  find  from  exploration  in  space,  ^' 
the  answer  is  one  word:  knowledge — knowl- 
edge we  shall  need  to  maintain  Earth  as  a 
habitable  environment  for  man. 

The  resources  of  this  planet  are  already 
taxed  to  support  human  existence.  Now  and 
even  more  each  day,  as  the  family  of  man 
increases  so  rapidly,  fertile  soil,  clear  water, 
clean  air  and  a  safe  atmosphere  all  become 
more  precious  to  men  and  nations  than  the 
metals  and  jewels  of  ages  past. 

The  quest  for  gold  and  silver,  and  dia- 
monds and  rubies,  once  led  men  to  explore  the 
Earth  seeking  enrichment  for  themselves  and 
their  nations.  So  now  the  realities  of  this  and 
future  ages  require  that  nations  pursue 
together  the  exploration  of  space  within  this 
galaxy,  seeking  new  knowledge  and  new 
capabilities  to  enrich  the  life  of  all  mankind. 

The  future  leaves  no  option.  Responsible 
men  must  push  forward  in  the  exploration  of 
space,  near  and  far.  Their  voyages  must  be 
made  in  peace  for  purposes  of  peace  on 
earth.  This  Treaty  is  a  step — a  first  step,  but 
a  long  step — toward  assuring  the  peace  es- 
sential for  the  longer  journey. 

I  strongly  recommend — in  appropriate 
commemoration  of  the  Senate's  own  role  in 
charting  the  course  that  the  world  now  seems 
willing  to  follow — that  the  Senate  act 
promptly  in  giving  consent  to  the  ratification 
of  this  Treaty.  I  hope  that  I  may  be  able  to 
afiirm  as  President  of  the  United  States,  what 
I  said  as  a  Senator  to  the  United  Nations  in 
1958: 

"On  the  goal  of  dedicating  outer  space  to 
peaceful  purposes  for  the  benefit  of  all  man- 
kind, there  are  no  differences  within  our  gov- 
ernment, between  our  parties  or  among  our 
people." 

Lyndon  B.  Johnson 

The  White  House,  February  7, 1967. 


388 


DEPARTMENT  OF  STATE  BULLETIN 


TREATY  INFORMATION 


U.S.  and  Israel  Conclude 

New  Cotton  Textile  Agreement 

Press  release  20  dated  February  3 

DEPARTMENT  ANNOUNCEMENT 

The  text  of  a  new  4-year  bilateral  cotton 
textile  agreement  covering  the  exports  of 
Israel's  cotton  textiles  to  the  United  States 
for  the  period  October  1,  1966,  through 
September  30,  1970,  which  was  signed  on 
January  27,  1967,  in  Washington,  was  made 
public  on  February  2.  This  agreement  re- 
places the  bilateral  cotton  textile  agreement 
effected  by  an  exchange  of  notes  on  November 
5,  1963,  and  November  22,  1963.i  The  new 
agreement  was  effected  by  an  exchange  of 
notes  signed  by  Assistant  Secretary  for  Eco- 
nomic Affairs  Anthony  M.  Solomon  for  the 
U.S.  Government  and  the  Ambassador  of 
Israel,  Avraham  Harman,  for  the  Govern- 
ment of  Israel. 

The  main  features  of  the  new  agreement 
are: 

1.  The  aggregate  limit  for  the  first  year 
of  the  agreement  is  23  million  square  yards 
equivalent.  This  limit  as  well  as  other  limits 
in  the  agreement  will  be  increased  by  5  per- 
cent for  the  second  and  subsequent  years  of 
the  agreement. 

2.  The  group  limit  applicable  for  the  first 
agreement  year  for  yarns  (group  I,  cate- 
gories 1-4)  is  11.5  million  square  yards 
equivalent;  for  fabrics  and  miscellaneous 
(group  II,  categories  5-38  and  64),  7.5  mil- 
lion square  yards  equivalent ;  and  for  apparel 
(group  III,  categories  39-63),  4  million 
square  yards  equivalent. 

3.  Specific  ceilings  have  been  provided  for 
carded  yarn,  singles  and  plied;  combed  yarn. 


singles;  carded  and  combed  sheeting;  carded 
and  combed  twills  and  sateens;  carded  and 
combed  woven  fabrics  in  categories  26  and 
27;  raincoats;  knit  wearing  apparel;  and  cate- 
gory 64,  miscellaneous. 

4.  Other  provisions  on  flexibility,  undue 
concentration,  spacing,  exchange  of  statistics, 
categories  and  conversion  factors,  consulta- 
tion, administrative  arrangements,  equity, 
termination,  relationship  to  the  Geneva 
Long-Term  Arrangement,  and  some  special 
provisions  are  also  included. 


TEXT  OF  U.S.  NOTE 

January  27,  1967 
Excellency:  I  have  the  honor  to  refer  to  recent 
discussions  held  in  Washington  between  representa- 
tives of  the  Government  of  the  United  States  of 
America  and  the  Government  of  Israel  concerning 
the  cotton  textiles  agreement  between  our  two  Gov- 
ernments effected  by  an  exchange  of  notes  signed 
at  Tel  Aviv  and  Jerusalem  November  5  and  22, 
1963,  an  amendment  to  that  agreement  effected  by 
an  exchange  of  notes  signed  at  Washington  June  30, 
1966,''  and  the  Long  Term  Arrangements  Regarding 
International  Trade  in  Cotton  Textiles  done  at 
Geneva  on  February  9,  1962  (hereinafter  referred 
to  as  the  Long  Term  Arrangements).  In  accordance 
with  these  discussions,  the  Government  of  the  United 
States  of  America  understands  that  the  agreement, 
but  not  the  amendment,  which  provides  a  one-time 
allowance  extending  through  December  31,  1966,  is 
replaced  as  of  October  1,  1966  with  the  following 
new  agreement: 

1.  The  term  of  this  agreement  shall  be  from 
October  1,  1966  through  September  30,  1970.  Dur- 
ing the  term  of  this  agreement  the  Government  of 
Israel  shall  limit  annual  exports  of  cotton  textiles 
from  Israel  to  the  United  States  to  aggregate,  group 
and  specific  limits  at  the  levels  specified  in  the  fol- 
lowing parag^raphs. 

2.  For  the  first  agreement  year,  constituting  the 
12-month  period  beginning  October  1,  1966,  the  ag- 
gregate limit  shall  be  23  million  square  yards  equiv- 
alent. 

3.  Within  the  aggregate  limit,  the  following  group 
limits  shall  apply  for  the  first  agreement  year: 


'  Treaties    and    Other    International    Acts    Series 
5491. 
'  For  text,  see  Bulletin  of  Aug.  1,  1966,  p.  189. 


MARCH  6,  1967 


389 


In  Million 

Square  Yards 

Equivalent 

Group  I      Yarn  (Categories  1-4)  11.5 
Group  II     Fabric  and  Miscellaneous 

(Categories  5-38  and  64)  7.5 

Group  III  Apparel  (Categories  39-63)  4 

4.  Within  the  aggregate  limit  and  the  applicable 
group  limits,  the  following  specific  limits  shall  apply 
for  the  first  agreement  year: 


Group  I  Yam 

Category  1/2 

2,150,000 

pounds  (9,890,000  square 
yards  equivalent) 
(of  which  exports 
in  Category  2 
may  not  exceed 
100,000  pounds) 
(460,000  square 
yards  equiva- 
lent). 

Category  3 

350,000 

pounds  (1,610,000  square 
yards  equiva- 
lent). 

Group  II  Fabrics  and 

Miscellaneous 

Category  9/10 

1        million  square  yards 

Category  22/23 

2 

t                        H                    « 

Category  26/27 

2.5 

(                        (t                    tl 

(of  which  ex- 

ports in  duck 

may  not  exceed 

1.75  million 

square  yards) 

Category  64 

220,000 

pounds  (1,012,000  square 
yards  equiva- 
lent). 

In  Square  Yards 
Equivalent 

Group  III  Apparel 

Category  48 

30,098 

dozens           1,504,900 

Category  52 

25,000 

363,250 

Category  53 

10,000 

453,000 

Category  62 

220,000 

pounds          1,012,000 

Category  63 

100,000 

pounds             460,000 

5.  Within  the  aggregate  limit,  the  limits  for 
Groups  I  and  II  may  be  exceeded  by  not  more  than 
10  percent,  and  the  limit  for  Group  III  may  be 
exceeded  by  not  more  than  5  percent.  Within  the 
applicable  group  limit,  as  it  may  be  adjusted  under 
this  provision,  specific  limits  may  be  exceeded  by 
not  more  than  5  percent. 

6.  Within  group  limits  for  each  group  the  square 
yard  equivalent  of  any  shortfalls  occurring  in  ex- 
ports in  the  categories  given  specific  limits  may  be 
used  in  any  category  not  given  a  specific  limit.  In 
the  event  the  Government  of  Israel  desires  to  per- 
mit exports   during   any  agreement  year  of  more 


390 


than  the  level  of  the  consultation  limit  in  any  cate- 
gory not  having  a  specific  limit,  the  Government  of 
Israel  shall  request  consultations  with  the  Govern- 
ment of  the  United  States  of  America  on  this  ques- 
tion. For  the  first  agreement  year  the  level  of  the 
consultation  limit  for  Category  4  and  for  each  cate- 
gory in  Group  II  not  having  a  specific  limit  shall 
be  500,000  square  yards  equivalent,  and  for  each 
category  in  Group  III  not  having  a  specific  limit 
shall  be  300,000  square  yards  equivalent.  The  Gov- 
ernment of  the  United  States  of  America  shall  enter 
into  such  consultations  and,  during  the  course 
thereof,  shall  provide  the  Government  of  Israel  with 
information  on  the  condition  of  the  United  States 
market  in  the  category  in  question.  Until  agreement 
is  reached,  the  Government  of  Israel  shall  continue 
to  limit  exports  in  that  category  for  that  agreement 
year  to  the  consultation  limit. 

7.  The  Government  of  Israel  shall  use  its  best 
efforts  to  space  exports  from  Israel  to  the  United 
States  within  each  category  evenly  throughout  the 
agreement  year,  taking  into  consideration  normal 
seasonal  factors. 

8.  Ir,  the  second  and  succeeding  12-month  periods 
for  which  any  limitations  are  in  force  under  this 
agreement,  the  level  of  exports  permitted  under 
such  limitations  shall  be  increased  by  5  percent  of 
the  corresponding  levels  for  the  preceding  12-month 
period,  the  latter  levels  not  to  include  any  adjust- 
ments under  paragraph  5  above. 

9.  The  two  Governments  recognize  that  the  suc- 
cessful implementation  of  this  agreement  depends 
in  large  part  upon  mutual  cooperation  on  statistical 
questions.  The  Government  of  the  United  States  of 
America  shall  promptly  supply  the  Government  of 
Israel  vidth  monthly  data  on  the  import  of  cotton 
textiles  from  Israel.  The  Government  of  Israel  shall 
promptly  supply  the  Government  of  the  United 
States  of  America  with  data  on  monthly  exports  of 
cotton  textiles  to  the  United  States.  Each  Govern- 
ment agrees  to  supply  promptly  any  other  avail- 
able relevant  statistical  data  requested  by  the  other 
Government. 

10.  In  the  implementation  of  this  agreement,  the 
system  of  categories  and  the  rates  of  conversion 
into  square  yard  equivalents  listed  in  Annex  A 
hereto  shall  apply.  In  any  situation  where  the  de- 
termination of  an  article  to  be  a  cotton  textile 
would  be  affected  by  whether  the  criterion  provided 
for  in  Article  9  of  the  Long  Term  Arrangements 
is  used  or  the  ciiterion  provided  for  in  paragraph 
2  of  Annex  E  of  the  Long  Term  Arrangements  is 
used,  the  criterion  provided  for  in  the  latter  shall 
apply. 

11.  The  Government  of  the  United  States  of 
America  and  the  Government  of  Israel  agree  to 
consult  on  any  question  arising  in  the  implementa- 
tion of  the  agreement. 


DEPARTMENT  OF  STATE  BULLETIN 


; 


12.  Mutually  satisfactory  administrative  arrange- 
.ents  or  adjustments  may  be  made  to  resolve  minor 

oblems    arising    in    the    implementation    of    this 
ment  including  differences   in   points   of  pro- 
idures  or  operation. 

13.  If  the  Government  of  Israel  considers  that  as 
result  of  limitations  specified   in  this  agreement, 

irael  is  being  placed  in  an  inequitable  position  vis- 
■vis  a  third  country,  the  Government  of  Israel  may 
jquest   consultation    with    the    Government   of   the 

'    nited  States  of  America  with  the  view  to  taking 

■'   ppropriate    remedial    action    such    as    reasonable 

'■    edification  of  this  agreement. 

"  14.  During  the  t«rm  of  this  agreement,  the  Gov- 
rnment  of  the  United  States  of  America  will  not 
jquest  restraint  on  the  export  of  cotton  textiles 
rom  Israel  to  the  United  States  under  the  provi- 
ions  of  Article  3  of  the  Long  Term  Arrangements, 
he  applicability  of  the  Long  Tei-m  Arrangements 
)  trade  in  cotton  textiles  between  Israel  and  the 
Tnited  States  shall  otherwise  be  unaffected  by  this 
jreement. 

15.  In  view  of  the  special  circumstances  that  ex- 
ited in  1966  the  following  special  provisions  apply: 

(a)  For  the  first  agreement  year  only,  exports 
1  Categories  9/10,  22/23  and  26/27  up  to  60  per- 
jnt  in  excess  of  the  specific  limit  for  each  such  set 
f  these  categories  and  the  sublimit  in  duck: 

(i)  shall  not  be  counted  against  the  specific  limits 
pecified  in  paragraph  4  or  the  Group  II  limit  speci- 
ed  in  paragraph  3,  but 

(ii)  shall  be  counted  against  the  aggregate  limit 
pecified  in  paragraph  2. 

'he  figures  stated  in  paragraphs  3  and  4  for  group 
nd  specific  limits  shall  be  used  without  any  adjust- 
lents  authorized  under  paragraph  5  for  the  pur- 
ose  of  calculating  the  amount  of  these  exports  that 
re  not  to  be  counted  against  specific  and  g^oup 
mits. 

(b)  During  each  of  the  second,  third  and  fourth 
greement  years,  the  two  Governments  will  charge 
gainst  the  specific,  group  and  aggregate  limits  ap- 
licable  for  each  such  year  the  following  quantities 
s  compensation  for  overshipments  during  the  12- 
lonth  period  beginning  October  1,  1965: 


ill 

jl  'ategory 

itl 

pi  3 


:2 

6 

duck) 
2 

TOTAL 


2nd  Srd  Uh 

Agreement  Year   Agreement  Year    Agreement  Year 

( In  Square  Yards  Equivalent ) 

780,000 
(169,565  lbs) 
160,000 
240,000 


780,000 
(169,565  lbs) 
160,000 
240,000 

50,000 


780,000 
(169,565  lbs) 
160,000 
240,000 

50,000 


1,230,000 


1,230,000 


50,000 
1,230,000 


The  figures  in  this  paragraph  (15b)  shall,  at  the 
request  of  the  Government  of  the  United  States  of 
America,  be  adjusted  by  amendment  of  this  agree- 
ment if  the  December,  1966  statistics  of  the  Gov- 
ernment of  the  United  States  of  America  indicate 
that  these  figures  would  not  provide  appropriate 
compensation  for  these  overshipments. 

16.  Either  Government  may  terminate  this  agree- 
ment, effective  at  the  end  of  an  agreement  year,  by 
written  notice  to  the  other  Government  to  be  given 
at  least  90  days  prior  to  the  end  of  such  agreement 
year.  Either  Government  may  at  any  time  propose 
revisions  in  the  terms  of  the  agreement. 

If  these  proposals  are  acceptable  to  your  Gov- 
ernment, this  note  and  your  Excellency's  note  of 
acceptance  on  behalf  of  the  Government  of  Israel ' 
shall  constitute  an  agreement  between  our  Govern- 
ments. 

Accept,  Excellency,  the  renewed  assurances  of  my 
highest  consideration. 

For  the  Secretary  of  State: 
Anthony  M.  Solomon 

His  Excellency 

AVRAHAM   HAKMAN 

Ainbassador  of  Israel 

ANNEX  A 

Cotton  Textile  Catexjories 
Factors 


AND  Conversion 


C(mver8ion 

Factor 

(Square 

Category               Description 

Unit 

Yards) 

1 

Yarn,  carded,  singles 

Lb, 

4.6 

2 

Yarn,  carded,  plied 

Lb. 

4.6 

3 

Yarn,  combed,  singles 

Lb. 

4.6 

4 

Yam,  combed,  plied 

Lb. 

4.6 

5 

Gingham,  carded 

Syd. 

1.0 

6 

Gingham,  combed 

Syd. 

1.0 

7 

Velveteen 

Syd. 

1.0 

8 

Corduroy 

Syd. 

1.0 

9 

Sheeting,  carded 

Syd. 

1.0 

10 

Sheeting,  combed 

Syd. 

1.0 

11 

Lawn,  carded 

Syd. 

1.0 

12 

Lawn,  combed 

Syd. 

1.0 

13 

Voile,  carded 

Syd. 

1.0 

14 

Voile,  combed 

Syd. 

1.0 

15 

Poplin  and  broadcloth, 
carded 

Syd. 

1.0 

16 

Poplin  and  broadcloth, 
combed 

Syd. 

1.0 

17 

Typewriter  ribbon  cloth 

Syd. 

1.0 

18 

Print  cloth,  shirting  type, 
80  X  80  type,  carded 

Syd, 

1.0 

'  Not  printed  here. 


S  MARCH  6,  1967 


391 


Category 


Description 


19 


20 

21 

22 
23 
24 

25 

26 

27 

28 
29 
30 
31 
32 

33 

34 
35 
36 
37 

38 

39 
40 
41 

42 
43 


44 
45 

46 

47 

48 

49 
50 


Print  cloth,  shirting  type, 
other  than  80  x  80 
type,  carded 
Shirting,  Jacquard  or 

dobby, carded 
Shirting,  Jacquard  or 

dobby,  combed 
Twill  and  sateen,  carded 
Twill  and  sateen,  combed 
Woven  fabric,  n.e.s.,  yam 

dyed,  carded 
Woven  fabric,  n.e.s.,  yam 

dyed,  combed 
Woven  fabric,  other, 

carded 
Woven  fabric,  other, 

combed 
Pillowcases,  carded 
Pillowcases,  combed 
Dish  towels 
Other  towels 
Handkerchiefs,  whether 

or  not  in  the  piece 
Table  damask  and 

manufactures 
Sheets,  carded 
Sheets,  combed 
Bedspreads  and  quilts 
Braided  and  woven 

elastics 
Fishing  nets  and  fish 

netting 
Gloves  and  mittens 
Hose  and  half  hose 
T-shirts,  all  white,  knit, 

men's  and  boys' 
T-shirts,  other,  knit 
Shirts,  knit,  other  than 

T-shirts  and  sweat- 
shirts 
Sweaters  and  cardigans 
Shirts,  dress,  not  knit, 

men's  and  boys' 
Shirts,  sport,  not  knit, 

men's  and  boys' 
Shirts,  work,  not  knit, 

men's  and  boys' 
Raincoats,  %  length  or 

longer,  not  knit 
Other  coats,  not  knit 
Trousers,  slacks  and 

shorts  (outer) ,  not 

knit,  men's  and  boys' 


Conversion 
Factor 
(Square 
Unit  Yards) 


Syd. 

Syd. 

Syd. 

Syd. 
Syd. 
Syd. 

Syd. 

Syd. 

Syd. 

No. 
No. 
No. 
No. 
Doz. 

Lb. 

No. 
No. 
No. 
Lb. 

Lb. 

Doz.  Prs. 
Doz.  Prs. 
Doz. 

Doz. 
Doz. 

Doz. 
Doz. 

Doz. 

Doz. 

Doz. 

Doz. 
Doz. 


1.0 

1.0 

1.0 

1.0 
1.0 
1.0 

1.0 

1.0 

1.0 

1.084 

1.084 

.348 

.348 

1.66 

3,17 

6.2 
6.2 
6.9 
4.6 

4.6 

3.527 

4.6 

7.234 

7.234 
7.234 

36.8 
22.186 

24.457 

22.186 

50.0 

32.5 
17.797 


Category 


51 


Description 


Unit 


Trousers,  slacks  and 
shorts  (outer) ,  not 
knit,  women's,  girls' 
and  infants' 

Blouses,  not  knit 

Dresses  (including  uni- 
forms) ,  not  knit 

Playsuits,  washsuits, 
sunsuits,  creepers, 
rompers,  etc.,  not 
knit,  n.e.s. 

Dressing  gowns,  includ- 
ing bathrobes,  beach 
robes,  lounge  robes, 
housecoats  and  dust- 
ers, not  knit 

Undershirts,  knit,  men's 
and  boys' 

Briefs  and  undershorts, 
men's  and  boys' 

Drawers,  shorts  and 
briefs,  knit,  n.e.s. 

All  other  underwear, 
not  knit 

Pajamas  and  other 
nightwear 

Brassieres  and  other 
body-supporting 
garments 

Wearing  apparel,  knit, 
n.e.s. 

Wearing  apparel,  not 
knit,  n.e.s. 

All  other  cotton  textiles 
Apparel  items  exported  in 
under  separate  categories  of 


52 
53 

54 


55 


56 


57 


58 


59 


60 


61 


62 


63 


64 


Doz. 


Doz. 
Doz. 

Doz. 


Doz. 


Conversion 
Factor 
(Square 
Yards) 

17.797 


14.53 
45.3 

25.0 


61.0 


\ 


« 


Doz. 

9.2 

Doz. 

11.25 

Doz. 

5.0 

Doz. 

16.0 

Doz. 

51.96 

Doz. 

4.75 

Lb. 

4.6 

Lb. 

4.6 

Lb.  4.6 

sets  shall  be  recorded 
the  component  items. 


Current  Actions 


MULTILATERAL 


Antarctica 


Measures  relating  to  the  furtherance  of  the  principles 
and  objectives  of  the  Antarctic  treaty.  Adopted  at 
Santiago  November  18,  1966,  at  the  Fourth  Con-, 
sultative  Meeting.  Enters  into  force  when  approved 
by  all  the  Contracting  Parties  entitled  to  partici- 
pate in  meeting  held  to  consider  measures. 


392 


DEPARTMENT  OF  STATE  BULLETIN 


>ad  Lines 

ternational  convention  on  load  lines,  1966.  Done  at 
London  April  5,  1966.* 

Acceptance  deposited:  Malagasy  Republic,  January 
16,  1967. 

aritime  Matters 

mvention  on  facilitation  of  international  maritime 
traffic,  with  annex.  Done  at  London  April  9,  1965.' 
Accessions  deposited:  Iceland  and  Nigeria,  Janu- 
ary 24,  1967. 

ugar 

otocol  for  the  further  prolongation  of  the  Interna- 
tional Sugar  Agreement  of  1958  (TIAS  4389). 
I  Done  at  London  November  14,  1966.  Open  for  sig- 
nature at  London  November  14  to  December  30, 
1966,  inclusive.  Entered  into  force  January  1, 
1967." 
Accession  deposited:  Guyana,  January  1,  1967. 

Mecommunications 

itemational  telecommunication  convention  with  an- 
nexes.   Done    at    Montreux    November    12,    1965. 
Entered  into  force  January  1,  1967." 
Ratifications  deposited:  Congo    (Brazzaville),  De- 
cember 21,  1966;   Netherlands    (including   Sur- 
inam and  Netherlands  Antilles),  December  27, 
1966;    Switzerland,    January    5,    1967;    United 
Kingdom  (including  Channel  Islands  and  Isle  of 
Man),  January  4,  1967. 

rheat 

rotocol  for  the  further  extension  of  the  Interna- 
tional Wheat  Agreement,  1962  (TIAS  5115).  Open 
for  signature  at  Washington  April  4  through  29, 
1966.  Entered  into  force  July  16,  1966,  for  part  I 
and  parts  III  to  VII ;  August  1,  1966,  for  part  II. 
Approval  deposited :  United  Arab  Republic,  Febru- 
ary 15,  1967. 


BILATERAL 


razil 

Lgreement  relating  to  the  disposition  of  equipment 
and  materiel  furnished  under  the  military  assist- 
ance agreement  of  March  15,  1952  (TIAS  2776). 
Effected  by  exchange  of  notes  at  Rio  de  Janeiro 
January  27,  1967.  Entered  into  force  January  27, 
1967. 

lominica 

Agreement  relating  to  the  establishment  of  a  Peace 
Corps  program  in  Dominica.  Effected  by  exchange 
of  notes  at  Bridgetown  and  Dominica  December 
16,  1966,  and  January  11,  1967.  Entered  into  force 
January  11, 1967. 

Malta 

Lgreement  relating  to  investment  guaranties.  Signed 
at  Washington  November  16,  1966. 
Entered  into  force:  January  26,  1967. 


'  Not  in  force. 

*  Not  in  force  for  the  United  States. 


Morocco 

Cultural  agreement.  Signed  at  Washington  February 
10,  1967.  Entered  into  force  February  10,  1967. 

Union  of  Soviet  Socialist  Republics 

Agreement  for  extending  the  validity  of  the  agree- 
inent  of  February  5,  1965,  relating  to  fishing  for 
king  crab,  with  exchange  of  notes.  Signed  at 
Washington  February  13,  1967.  Entered  into  force 
February  13,  1967. 

Agreement  on  certain  fishery  problems  in  the  north- 
eastern part  of  the  Pacific  Ocean  off  the  coast  of 
the  United  States  of  America,  with  exchange  of 
notes.  Signed  at  Washington  February  13,  1967. 
Entered  into  force  February  13,  1967. 


PUBLICATIONS 


Recent  Releases 

For  sale  by  the  Superintendent  of  Documents,  U.S. 
Government  Printing  Office,  Washington,  D.C., 
201t02.  Address  requests  direct  to  the  Superintend- 
ent of  Documents  except  in  the  case  of  free  publi- 
cations, which  may  be  obtained  from  the  Office  of 
Media  Services,  Department  of  State,  Washington, 
D.C.,  20520. 

Viet-Nam  in  Brief.  Pamphlet  briefly  summarizing 
the  basic  facts  about  the  war  in  Viet-Nam.  Emphasis 
is  on  our  role  in  South  Viet-Nam,  our  efforts  to 
achieve  a  peaceful  settlement,  and  progress  toward 
economic  and  political  objectives.  Pub.  8173.  Far 
Eastern  Series  153.  21  pp.  15«*. 

Some  Causes  of  Organizational  Ineffectiveness  With- 
in the  Department  of  State.  Center  for  International 
Systems  Research  (CISR)  Occasional  Papers  Num- 
ber 2.  Dr.  Chris  Argyris,  Yale  University  professor 
of  organizational  behavior  and  noted  author,  sum- 
marizes some  of  the  major  findings  from  three  1965 
Airlie  House  management  conferences  attended  by 
senior  Foreign  Service  officers.  Using  excerpts  from 
the  conference  tapes.  Dr.  Argyris  analyzes  the  most 
significant  management  problems  developed  by  the 
FSO's  during  the  sessions.  Some  conclusions  are 
critical  of  certain  "norms  of  the  living  system"  of 
the  Foreign  Service  which  the  author  states  are  also 
characteristic  of  other  large  organizations.  But  the 
author  stresses  that  this  "analysis  focuses  on  the 
State  Department  as  a  social  system  and  not  upon 
the  Foreign  Service  officers  as  individuals."  Pub. 
8180.  52  pp.  2h<t. 

The  Battle  Act  Report,  1966.  Nineteenth  report  to 
Congress  on  operations  under  the  Mutual  Defense 
Assistance  Control  Act  of  1951  (Battle  Act).  Pub. 
8175.  General  Foreign  Policy  Series  218.  101  pp.  35(J. 


MARCH  6,  1967 


393 


Defense — Air  Depot  at  Deols-La  Martinerie.  Agree- 
ment with  France — Signed  at  Paris  February  27, 
1951.  Entered  into  force  February  27,  1951.  TIAS 
6130.  8  pp.  10^. 

Defense — Use  of  Certain  Air  Bases  and  Facilities  in 
Metropolitan  France.  Agreement  with  France — 
SigTied  at  Paris  October  4,  1952.  Entered  into  force 
October  4,  1952.  TIAS  6131.  17  pp.  10^ 

Headquarters  of  the  Deputy  Commander,  Allied 
Forces  in  Europe.  Agreement  with  France.  Exchange 
of  notes — Signed  at  Paris  June  17,  1953.  Entered  into 
force  June  17,  1953.  TIAS  6134.  3  pp.  5^. 

Atomic  Energy — Cooperation  for  Ciyil  Uses.  Agree- 


ment with  Austria,  amending  the  agreement  of  July 
22,  1959— Signed  at  Washington  June  11,  1965. 
Entered  into  force  November  16,  1966.  TIAS  6136.  2 
pp.  5^. 

Extension  of  Loan  of  Vessel.  Agreement  with  the 
Philippines.  Exchange  of  notes — Signed  at  Manila 
November  4,  1966.  Entered  into  force  November  4, 
1966.  TIAS  6137. 12  pp.  5(f. 

Agricultural  Commodities.  Agreement  with  India, 
amending  the  agreement  of  September  30,  1964,  as 
amended.  Exchange  of  notes — Signed  at  New  Delhi 
November  21,  1966.  Entered  into  force  November  21, 
1966.  TIAS  6146.  3  pp.  5^. 


DEPARTMENT  OF  STATE  BULLETIN 


VOL.  LVI,  NO.  1445 


PUBLICATION  8208 


MARCH  6,   1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
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tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addressee  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
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formation is  included  concerning  treaties 
and  international  a^eements  to  which  the 
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Publications  of  the  Department,  United 
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listed    currently. 

The   Bulletin   is   for  sale  by   the   Super- 


intendent of  Documents,  U.S.  Government 
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Use  of  funds  for  printing  of  this  publi- 
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NOTE:  Contents  of  this  publication  are 
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may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
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the  Readers'  Guide  to  Periodical  Literature. 


394 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     March  6, 1967     Vol.  LVI,  No.  1U5 


k 


ongress 

oreign  Aid  (President's  message  to  Congress)     378 
.  New  Course  for  Foreign  Aid  (Johnson)  .     .     381 
'resident    Calls     for     Senate     Ratification     of 
Treaty    on    Outer    Space    (message    to    the 
Senate) 386 

)isarmament.  Secretary  Rusk  Discusses  Euro- 
pean Affairs  and  Viet-Nam  in  Interview  for 

German  Television 358 

Beonomic  Affairs.  Secretary  Rusk  Discusses 
European  Affairs  and  Viet-Nam  in  Interview 
for  German  Television 358 

Burope.  Secretary  Rusk  Discusses  European 
Affairs  and  Viet-Nam  in  Interview  for  Ger- 
man Television 358 

Foreign  Aid 

Foreign  Aid  (President's  message  to  Congress) 

A.  New  Course  for  Foreign  Aid  (Johnson)  .     . 

Israel.  U.S.  and  Israel  Conclude  New  Cotton 
Textile  Agreement  (text  of  U.S.  note)  .     .     . 

Military  Affairs.  Viet-Nam  Hostilities  Resumed 
Following  Tet  Cease-Fire   (Johnson)    .     .     . 

North  Atlantic  Treaty  Organization.  Secretary 
Rusk  Discusses  European  Affairs  and  Viet- 
Nam  in  Interview  for  German  Television  .     . 

Outer  Space.  President  Calls  for  Senate  Ratifi- 
cation of  Treaty  on  Outer  Space  (message 
to  the  Senate) 

Presidential  Documents 

Foreign   Aid 

A  New  Course  for  Foreign  Aid 

President  Calls  for  Senate  Ratification  of 
Treaty  on  Outer  Space 

Viet-Nam  Hostilities  Resumed  Following  Tet 
Cease-Fire 

Publications.  Recent  Releases 393 

Science.  President  Calls  for  Senate  Ratification 
of  Treaty  on  Outer  Space  (message  to  the 
Senate) 386 

Sierra  Leone.  Letters  of  Credence  (Cole)  .     .     .     377 

Southern  Rhodesia.  Southern  Rhodesia  and  the 
United  Nations:  The  U.S.  Position  (back- 
ground  paper) 366 

Treaty  Information 

Current   Actions 392 


378 
381 

389 

365 


358 


386 

378 
381 

386 

365 


President  Calls  for  Senate  Ratification  of 
Treaty  on  Outer  Space  (message  to  the 
Senate) 386 

U.S.  and  Israel  Conclude  New  Cotton  Textile 
Agreement  (text  of  U.S.  note) 389 

U.S.S.R.  Secretary  Rusk  Discusses  European 
Affairs  and  Viet-Nam  in  Interview  for  Ger- 
man Television 353 

United  Kingdom.  Southern  Rhodesia  and  the 
United  Nations:  The  U.S.  Position  (back- 
ground paper) 366 

Unit«d  Nations.  Southern  Rhodesia  and  the 
United  Nations:  The  U.S.  Position  (back- 
ground  paper) 366 

Viet-Nam 

Secretary  Rusk  Discusses  European  Affairs  and 
Viet-Nam  in  Interview  for  German  Television     358 

Viet-Nam  Hostilities  Resumed  Following  Tet 
Cease-Fire  (Johnson) 365 

Name  Index 

Cole,  Christopher  0.   E 377 

Johnson,  President 365,    378,    381,    386 

Rusk,  Secretary 358 


Check  List  of  Department  of  State 
Press  Releases:  February  13-19 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Release  issued  prior  to  February  13  which 
appears  in  this  issue  of  the  Bulletin  is  No.  20 
of  February  3. 

No.         Date  Subject 

*34       2/13     Amendment  to  schedule  for  visit 
of  Emperor  Haile  Selassie  I. 

135  2/14     Freeman:     Latin    American    nu- 

clear free  zone  treaty. 

136  2/16     Kohler:     Cincinnati     Council     on 

World  Affairs. 
t37       2/18     U.S.-Romanian  cultural  exchange 
program. 

*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


liU.S.  Government  Printing  Office:  1967—251-933/35 


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Dear  Student  Leaders 

A  revealing  exchange  of  correspondence  between  Secretaiy  of  State  Dean  Rusk  and  a  rep 
sentative  of  100  student  leaders  from  around  the  country  is  reproduced  in  this  new  17-p; 
Department  of  State  publication. 

The  letter  from  the  students,  addressed  to  President  Johnson  on  December  29,  1966,  was 
sponded  to  in  a  point-by-point  reply  by  Secretary  Rusk  on  January  4,  1967.  In  his  reply, 
Secretary  outlines  the  basic  philosophy  of  the  United  States  position  on  Viet-Nam  and  "the  o\ 
riding  question  for  all  mankind  in  this  last  third  of  the  Twentieth  Century — how  to  organize 
duz'able  peace." 

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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN  POLICY 


THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


THE  POLITICS  OF  PROGRESS 
by  Under  Secretary  Rostov)    398 

CONSTRUCTIVE  INITIATIVES  IN  EAST-WEST  RELATIONS 
by  Deputy  Under  Secretary  Kohler    4-06 

COMMUNIST  CHINA 
by  Ambassador  U.  Alexis  Johnson    A20 


TOWARD  A  COMMUNITY  OF  THE  DEVELOPED  NATIONS 
Article  by  Zbigniew  Brzezinski     ^H 


For  index  see  inside  back  cover 


The  Politics  of  Progress 


by  Eugene  V.  Rostow 

Under  Secretary  for  Political  Affairs  ^ 


I  am  glad  to  be  with  you  today  to  under- 
take some  reflections  on  my  first  few  months 
in  this  new  round  of  my  experience  as  a 
bureaucrat. 

The  first  and  perhaps  most  revealing  obser- 
vation I  can  report  is  that  I  managed  to  get 
here  today.  This  is  my  fourth  or  fifth  speak- 
ing engagement  since  I  went  to  Washington 
in  October.  It  is  the  first  which  has  not  been 
canceled  at  the  last  moment  by  a  trip  abroad 
or  a  pilgrimage  to  Capitol  Hill. 

In  the  second  place,  I  can  assure  you  that 
Washington  has  not  changed  much,  in  atmos- 
phere or  in  substance,  since  I  worked  there 
as  a  humble  writer  of  first  drafts  during  the 
war.  The  rule  still  obtains,  generally  speak- 
ing, that  no  bureaucrat  signs  a  paper  he  has 
written  or  writes  one  he  signs.  There  is  still 
a  condition  of — what  should  I  call  it? — 
creative  tension  among  the  various  depart- 
ments of  the  executive  branch  and  between 
the  executive  branch  and  the  Congress.  And 
I  don't  have  to  tell  you  that  there  is  also  still 
a  comparable  tension,  perhaps  even  more 
creative,  between  the  Government  as  a  whole 
and  the  fourth  estate,  whose  skeptical,  sus- 
picious probing  we  find  such  a  bracing 
feature  of  bureaucratic  life.  While  my  faith 
in  Jefferson's  dictum  about  the  importance 
of  a  free  press  to  democracy  is  sometimes 
challenged,  I  never  waver.  Perhaps,  however. 


'  Address  made  before  the  Overseas  Press  Club  at 
New  York,  N.Y.,  on  Feb.  20,  as-delivered  text;  an 
advance  text  was  issued  as  press  release  39. 


my  piety  is  a  measure  of  the  fact  that  I  have 
been  on  the  job  for  only  4  months. 

Our  foreign  policy,  too,  shows  strong  signs 
of  continuity. 

The  goal  of  our  foreign  policy  has  been 
constant  since  the  first  days  of  the  Republic: 
to  make  American  democracy  safe,  to  assure 
the  freedom  of  our  people  in  a  society  of 
ample  horizons.  The  needle  of  our  compass 
always  points  to  this  lodestar. 

But  successive  governments  have  to  reach 
for  this  goal  in  a  world  which  never  stops 
changing.  The  task  of  protecting  our  national 
interests  today  hardly  resembles  the  agenda 
of  foreign  policy  at  any  earlier  period  of  our 
history.  The  system  of  world  politics  is  being 
transformed  by  deep  changes  in  the  political 
and  social  order  and  by  the  revolutionary 
impact  of  science  on  the  military  arts.  No 
previous  generation  faced  the  imperative  of 
bringing  unthinkably  dangerous  weapons 
under  international  control.  None  before  us 
confronted  the  challenge  we  call  development 
aid — a  challenge  to  human  solidarity  and  to 
the  possibility  of  world  peace. 

In  the  aftermath  of  two  World  Wars  many 
empires  have  dissolved,  leaving  vulnerable 
states  behind. 

Communist  parties  have  seized  power  in 
another  third  of  the  world,  and  in  some  cases 
they  still  seek  to  spread  their  gospel  by  the 
sword. 

The  rise  of  mainland  China  is  in  itself  an 
event  to  define  a  century.  It  imposes  new  per- 
spectives on  world  politics  and  is  leading  to 


398 


DEPAKTMENT  OF  STATE  BULLETIN 


far-reaching  shifts  in  the  relations  of  states. 

The  advanced  countries  of  the  free  world 
have  made  great  gains  since  the  war  in  every 
branch  of  life.  Their  economies  have  never 
been  stronger,  and  they  have  all  achieved 
striking  social  progress.  Our  social  revolution 
is  the  outstanding  achievement  of  the  20th 
century  and  has  advanced  human  welfare  far 
more  effectively  than  any  rival  system. 

In  Europe  and  in  Japan  political  life  has 
made  comparable  progress.  The  leading  na- 
tions of  Europe,  and  Japan,  have  completed 
the  process  of  recovering  from  the  war  and 
are  now  moving  beyond  the  political  shocks 
of  the  period  of  decolonization.  With  these 
experiences  behind  them,  one  should  antici- 
pate that  they  will  shoulder  an  increasing 
measure  of  responsibility  for  the  stability  and 
welfare  of  the  world  community. 

This  was  the  essential  theme  of  President 
Johnson's  speech  last  October  on  our  relations 
with  Europe.2  In  that  speech  he  announced 
a  series  of  initiatives  to  modernize  the 
Atlantic  alliance,  the  cornerstone  of  our 
security.  That  alliance,  he  said,  is  a  "living 
organism"  which  should  adapt  itself  to  the 
realities  of  today,  not  yesterday.  "In  every 
part  of  the  world,"  he  continued,  "new  forces 
are  at  the  gates:  new  countries,  new  aspira- 
tions, new  men.  In  this  spirit,  let  us  look 
ahead  to  the  tasks  that  confront  the  Atlantic 
nations." 

These  proposals  rest  on  a  history  of  suc- 
cess. Since  1945  we  and  our  allies  have  helped 
to  safeguard  our  freedom  against  aggression 
in  a  long  series  of  crises,  stretching  from  Iran 
and  Greece  to  Berlin,  Korea,  and  Viet-Nam. 
In  that  process  we  have  forged  habits  of 
cooperation  and  mutual  aid,  which  are  and 
should  be  the  firm  foundation  for  the  world's 
hope  of  stability  and  progress. 

In  the  last  third  of  the  20th  century,  more 
than  in  any  other  age,  the  key  to  effective 
action  is  joint  action,  both  in  keeping  the 
peace  and  in  helping  to  assure  world  economic 
development.  No  state,  however  powerful, 
can  meet  the  needs  of  the  day  alone.  Our  duty. 


'  Bulletin  of  Oct.  24,  1966,  p.  622. 


and  that  of  the  other  advanced  countries, 
arises  for  the  simplest  of  reasons:  Without 
us,  the  task  could  not  be  carried  out.  Our 
wealth  and  experience  are  indispensable  to 
the  chance  of  success.  As  President  Truman 
said,  "The  buck  stops  here." 

"Fission  and  Fusion"  in  World  Politics 

To  borrow  words  from  another  discipline, 
the  process  of  world  politics  as  seen  from  the 
State  Department  looks  like  a  race  between 
fission  and  fusion.  Strong  forces  propel  some 
countries  to  adopt  destructive  and  self- 
defeating  policies  which  tend  to  fragment  the 
world  community  and  threaten  the  equi- 
librium of  peace.  Other  forces  work  in  the 
direction  of  harmony.  We  are  drawn  together 
by  our  interests,  by  our  common  values,  by 
man's  general  preference  for  living  within 
his  tribe  and  according  to  its  rules.  And  we 
are  driven  apart  by  pride  and  suspicions  and 
failure  of  communication  as  well — the  great- 
est influence  in  human  affairs  and  the  one 
whose  very  existence  we  tend  to  deny  or 
forget. 

It  would  be  idle  to  profess  a  false  optimism 
about  the  outcome  of  the  race. 

The  best  harbinger  of  peace  is  that  the 
Soviet  Union — we  can  hope — has  come 
gradually  to  accept  the  indispensable  prin- 
ciple of  the  Truman  doctrine:  that  unilateral 
change  by  force  in  the  frontiers  of  the  two 
systems  is  too  dangerous  to  be  tolerated.  That 
principle,  which  we  can  hope  other  Commu- 
nist countries,  too,  will  come  to  accept,  is  the 
best  possible  basis  on  which  we  could  work 
for  detente,  and  then  for  coexistence,  on  this 
small  planet  we  all  must  share. 

As  the  ordeal  of  Viet-Nam  attests,  it  is  not 
a  simple  matter  to  maintain  this  basic  rule  of 
the  Truman  doctrine,  without  which  order  in 
the  world  is  inconceivable.  Yet  we  must  per- 
severe, for  the  alternative  is  a  chaotic  disin- 
tegration of  the  political  system,  from  which 
general  war  could  easily  come. 

Let  me  mention  another  aspect  of  world 
politics  which  works  in  the  direction  both  of 
fission  and  of  fusion:  the  problem  of  the  pro- 
liferation of  nuclear  weapons.  As  you  know. 


MARCH  13,  1967 


399 


we  are  seeking  agreement  on  this  subject 
with  the  Soviet  Union  and  with  other  nations, 
an  agreement  which  should  help  to  remove  an 
intolerable  threat  from  the  future  of  man. 
The  issue  presents  genuinely  difficult  choices 
for  many  of  the  nonnuclear  states.  If  they 
move  away  from  the  promise  of  the  agree- 
ment, the  world  could  become  appreciably 
more  dangerous  and  more  dangerously 
divided.  If  the  treaty  were  to  be  negotiated 
without  full  respect  for  the  legitimate  con- 
cerns of  the  nonnuclear  states,  the  damage  to 
the  fabric  of  world  politics  could  be  irrepa- 
rable. 

But  if  we  recognize  the  real  political  prob- 
lems the  issue  presents — problems  of  achiev- 
ing agreement  on  the  basis  of  a  recognition 
of  the  shared  interests  of  all  nations,  nuclear 
and  nonnuclear  alike — the  effort  could  be- 
come one  of  the  powerful  factors  binding  the 
world  together  in  collaborative  enterprises  of 
great  promise. 

The  political  consequences  of  the  effort  to 
bring  nuclear  weapons  under  control  depend 
on  the  spirit  in  which  it  is  approached.  No 
task  is  more  fundamental  to  the  prospect  of 
peace  than  the  control  of  nuclear  weapons. 
That  proposition,  which  all  nations  can  ac- 
cept, could  lead  us  toward  solutions  which 
should  unite  the  free  world  and,  we  can  hope, 
not  only  the  free  world  but  the  whole  world 
in  a  new  set  of  relationships — relationships 
of  cooperation  and  dignity  so  close,  and  so 
fundamental  to  all  aspects  of  national  life, 
as  to  make  fission  virtually  impossible. 

This  is  the  purpose  of  President  Johnson 
in  undertaking  this  fateful  series  of  negotia- 
tions: "to  banish  all  nuclear  weapons — and 
war  itself."  ^ 

I  want  to  concentrate  today,  however,  on 
another  aspect  of  our  work:  the  politics  of 
progress  in  the  developing  world. 

A  generation  ago,  development  assistance 
was  not  part  of  the  job  of  our  State  Depart- 
ment or  of  other  Foreign  Offices.  With  the 
end  of  empire,  however,  and  the  acceptance 
everywhere   of   the   liberating   principle    of 


'Ibid. 


400 


equality,  the  world  defined  a  revolutionary* 
new  idea:  that  the  governments  of  the  de- 
veloped countries  had  an  obligation  to  help 
the  new  countries  master  the  secrets  of  mod- 
ern wealth.  The  obligation  was  explained  on~^ 
many  grounds — on  considerations  of  pru- 
dence, of  order,  and  of  self-interest.  In  the 
end,  however,  as  Secretary  Acheson  once 
said,  we  undertake  this  task  for  a  much 
simpler  reason:  Because  we  have  to  shave 
every  morning. 

Lessons  of  Development  Assistance 

We  have  come  a  long  way  since  President 
Truman — 18  years  ago — asked  Americans  to 
help  build  a  better  way  of  life  for  those  mil- 
lions overseas  who  live  in  poverty,  ignorance, 
sickness,  and  despair.  Our  response  to  the 
challenge  was  immediate,  but  we  were  sur- 
prised at  the  meagerness  of  results.  Few 
then  realized  just  how  vast  the  difference 
was  between  what  we  then  called  Point  4 
and  the  task  of  European  recovery,  which 
was  largely  completed  within  5  years.  In  most 
of  Asia,  Africa,  and  Latin  America  the  job 
is  still  not  done — far  from  it.  But  through  18 
years  of  experience  and  experiment,  the 
world  has  learned  many  lessons  about  the 
process  of  development,  lessons  which  will 
stand  us  in  good  stead  in  the  years  ahead. 
Indeed,  I  venture  to  guess  that  if  we  succeed 
in  maintaining  peace  in  the  world,  the  prob- 
lem of  food,  education,  and  growth  for  two- 
thirds  of  humanity  will  hold  the  world's  cen- 
ter stage  for  the  second  postwar  generation 
just  as  the  cold  war  held  center  stage  for 
the  first. 

First,  we  have  learned  just  how  hard  the 
challenge  is.  It  is  one  thing  to  be  faced,  as  we 
were  under  the  Marshall  Plan,  with  a  prob- 
lem of  recovery  involving  16  nations  and  260 
million  people  and  quite  another  to  confront 
the  task  of  helping  over  70  countries  and  l^/o 
billion  people  start  on  the  road  of  economic 
and  social  progress. 

We  learned,  too,  that  it  was  one  task  to 
encourage  the  revival  and  reconstruction  of 
developed  countries  which  had  a  solid  human 
and  technical  foundation  for  flourishing  and 


DEPARTMENT  OF  STATE  BULLETIN 


dvanced  industrial  life — and  quite  another 
«  assist  fundamental  development  in  coun- 
tries without  a  middle  class,  without  entre- 
jreneurs,  and  without  the  experience  of  mod- 
ern economic  life,  with  an  illiteracy  rate  of 
rO  percent  or  more  and  a  per  capita  income 
)f  $100  or  less. 

Second,  we  have  learned  that — despite  the 
iifficulty  of  the  task — our  purposes  today 
nust  remain  what  they  were  in  1949  when 
'resident  Truman  proposed  Point  4.  As 
'resident  Kennedy  put  it  6  years  ago,^  we 
nust  pledge  "to  those  people  in  the  huts  and 
/illages  of  half  the  globe  struggling  to  break 
;he  bonds  of  mass  misery  .  .  .  our  best  efforts 
to  help  them  help  themselves,  for  whatever 
period  is  required — not  because  the  Commu- 
nists may  be  doing  it,  not  because  we  seek 
their  votes,  but  because  it  is  right." 

Third,  we  have  learned  that  for  all  our 
seal  and  energy,  our  role  in  the  process  of 
development  is  a  secondary  one.  The  chief 
responsibility  for  development  rests  on  the 
developing  nations  themselves.  Unless  they 
adopt  realistic  policies  and  programs  capable 
af  encouraging  growth,  no  amount  of  outside 
i!  assistance  can  impose  modernity  upon  them. 
Only  their  will  and  their  acceptance  of 
11  reality  can  transform  their  static,  rural 
societies  into  modern  ones. 

Finally,  we  have  learned  that,  though  the 
>ltask  is  difficult,  it  is  far  from  hopeless.  Com- 
>|mendable  records  of  growth  have  been 
attained  in  certain  less  developed  countries, 
including  Israel,  Malaysia,  Mexico,  Taiwan, 
and  Venezuela.  Others,  such  as  Pakistan, 
South  Korea,  Thailand,  and  Turkey,  are 
approaching  that  objective. 

Our  aid  program  has  been  transformed  in 
the  light  of  experience.  The  President's 
recent  messages  on  the  subject  ^  squarely 
face  the  basic  problems  which  have  emerged 
in  the  course  of  these  years  of  trial  and  error. 
They  stress  the  stark  primacy  of  the  problem 
of  hunger  and  the  international  character  of 
the  task  of  development.  They  state  over  and 
over  again  that  these  problems  transcend 
ideology:  They  concern  the  human  family  as 
a  whole. 


MARCH  13,  1967 


Development,  he  has  said,  is  too  large  a 
problem  for  governments  alone.  Success 
requires  a  mobilization  of  all  available  ener- 
gies, those  of  business,  of  education,  of 
foundations,  of  cooperatives,  of  voluntary 
agencies  and  other  private  groups. 

Above  all,  he  has  urged,  development 
requires  concentration  on  those  tasks  which 
are  fundamental.  In  the  coming  fiscal  year, 
we  plan  to  use  over  a  billion  dollars  of  de- 
velopment assistance  funds  for  programs  in 
the  fields  of  agriculture,  health,  and  educa- 
tion, programs  that  underscore  our  decision 
to  help  other  nations  build  up — first  and  fore- 
most— their  human  resources. 

I  do  not  suggest  that  because  we  have 
refined  our  aid  techniques,  we  can  indulge  in 
self-congratulation.  For  all  the  aid  efforts  of 
the  United  States,  Western  Europe,  and 
Japan  over  the  last  20  years,  the  prosperous 
few  are  still  islands  of  affluence  in  a  sea  of 
appalling  poverty.  The  disparity  between  rich 
and  poor  continues  to  grow.  Our  growth  in 
national  income  in  1  year  is  greater  than  the 
whole  national  income  of  India,  which  must 
support  a  population  of  almost  500  million 
people. 

Pressures  of  the  Population  Explosion 

The  world  food  crisis  presents  even  more 
somber  perspectives.  "Next  to  the  pursuit  of 
peace,"  President  Johnson  said  in  his  state 
of  the  Union  message,*  the  "greatest  chal- 
lenge to  the  human  family  is  the  race  between 
food  supply  and  population  increase.  That 
race  tonight  is  being  lost." 

Is  this  an  overstatement?  Consider  these 
facts: 

The  developing  countries,  despite  the  fact 
that  they  have  60  to  80  percent  of  their  work- 
ing force  in  agriculture,  are  losing  the  ability 
to   feed   themselves.    These   nations,    which 


■*  For  President  Kennedy's  inaugural  address,  see 
ibid.,  Feb.  6,  1961,  p.  175. 

"■Ibid.,  Feb.  20,  1967,  p.  295,  and  Mar.  6,  1967, 
p.  378. 

« /hid.,  Jan.  30,  1967,  p.  158. 


401 


until  World  War  II  were  exporters  of  grain, 
this  year  will  import  over  30  million  tons  of 
grain  from  the  industrialized  world.  Indeed, 
for  the  past  6  years,  the  world  has  consumed 
more  grain  than  it  produced,  filling  the  gap 
largely  with  stored  surpluses  from  North 
America. 

Now  these  surpluses  are  gone,  and  the 
United  States  has  taken  the  step  of  putting 
half  our  unused  acreage  back  into  production 
to  help  meet  world  food  needs,  needs  which 
are  increasing  at  the  rate  of  4  percent  a  year. 
But  our  unused  capacity  is  limited,  and  so  is 
that  of  the  other  great  grain-producing  coun- 
tries. Our  best  estimate  is  that  the  available 
land  resources  of  the  world  give  us  about  a 
decade  to  bring  the  equation  between  food 
and  people  into  balance.  After  that  date,  there 
will  be  no  inexhaustible  reservoirs  of  food 
grains  for  the  hungry  of  the  world. 

On  the  demand  side,  population  growth  in 
the  developing  countries,  as  a  result  of 
sharply  reduced  death  rates  and  increased 
birth  rates,  has  been  nothing  short  of  spec- 
tacular, frequently  exceeding  3  percent  a 
year,  or  treble  that  of  the  industrialized 
countries.  At  this  rate,  by  1980  there  will  be 
more  than  another  billion  people  in  the  world 
to  feed,  most  of  them  in  the  food-short  coun- 
tries of  the  world.  Based  on  these  trends,  the 
FAO  [Food  and  Agriculture  Organization] 
estimates  that  cereals  deficits  in  these  coun- 
tries would  total  around  42  million  tons  by 
1975,  a  deficit  greater  than  the  current  entire 
U.S.  wheat  crop.  At  that  rate  the  deficit  could 
exceed  80  million  tons  by  1985,  or  greater 
than  total  U.S.  capacity,  even  if  all  con- 
ceivable acreage  were  brought  back  into  pro- 
duction and  technological  improvement 
continued  at  its  present  rate. 

Even  now,  estimates  are  that  10,000 
people,  mostly  children,  die  every  day  from 
malnutrition.  If  the  gap  continues  to  grow, 
what  will  this  figure  be  in  1975  or  1985? 
Humanitarian  considerations  aside,  how  can 
we  hope  for  stability  or  progress  in  a  world 
where  a  few  must  practice  diet  control  while 
the  many  live  in  misery  and  starvation  ? 


402 


The  facts  before  us  project  the  same  dis- 
turbing future  in  education. 

If  the  people  of  the  developing  world  are 
to  participate  effectively  in  their  country's 
economic  development  and  government,  there  ^ 
must  be  a  dramatic  expansion  in  basic  gen- 
eral education.  At  present,  literacy  is  more 
the  exception  than  the  rule — only  25  percent 
in  the  Near  East  and  South  Asia,  where  more 
than  half  the  world's  people  live,  and  only  60 
percent  in  Latin  America  and  the  Far  East. 

Still  more  distressing,  the  pressures  of  the 
population  explosion  are  making  matters 
worse.  Recent  United  Nations  statistics  indi- 
cate that  illiteracy  in  the  developing  countries 
appears  to  have  grown  by  some  200  million 
people  in  the  past  6  years.  It  is  estimated,  for 
example,  that  there  are  more  illiterates  in 
certain  Latin  American  countries  today  than 
their  total  population  in  1940.  And  in  India, 
132  million  young  people  are  not  receiving 
any  formal  education  at  all.  The  construction 
of  new  schools  and  the  training  of  more 
teachers  in  many  countries  is  proceeding  at 
a  vigorous  rate  but  not  enough  to  keep  pace 
with  population  growth.  If  population  growth 
is  not  slowed,  there  would  seem  to  be  little 
chance  of  overcoming  illiteracy. 

It  is  such  facts  as  these  that  make  it  clear 
that  effective  family  planning  programs  can- 
not be  put  off  if  developing  nations  are  to 
avert  disastrous  famines  and  to  sustain  rates 
of  economic  growth  sufficient  to  forestall 
widespread  social  unrest  and  political  up- 
heavals. These  programs  are  certainly  not 
substitutes  for  economic  assistance,  and  we 
have  no  intention  of  suggesting  that  they 
should  be.  But  in  the  long  run  they  are  a 
necessity  if  programs  for  economic  develop- 
ment are  to  have  a  meaningful  impact. 

I  have  emphasized  population  policy 
because  it  deeply  affects  the  future  of  whole 
nations  and  of  the  world.  But  when  we  speak 
of  "population  programs"  and  "family  plan- 
ning programs"  we  must  never  lose  sight  of 
two  facts.  First,  we  are  talking  about  matters 
which  are  for  the  decision  of  individual  coun- 
tries and  individual  families.  Second,  we  are 


DEPARTMENT  OF  STATE  BULLETIN 


thinking  of  the  health  and  welfare  of  many 
flesh-and-blood  mothers  and  fathers,  of  their 
children,  and  of  the  strength  of  their  family 
life.  Our  concern  is  not  that  the  developing 
countries  should  adopt  special  measures  of 
population  control  but  only  that  they  should 
provide  their  people  with  choices  comparable 
to  those  which  exist  in  our  own  country  and 
other  advanced  nations. 

Multilateral  Aid  Programs 

A  fresh  start — a  great  leap  forward  in 
these  vast  projects — will  be  one  of  the  main 
tasks  of  the  second  postwar  generation:  to 
develop  the  strategies  and  tactics  for  the  war 
against  hunger,  illiteracy,  and  disease;  and 
to  develop  the  international  will  and  the 
international  machinery  essential  to  wage 
and  win  these  great  battles. 

For  we  know  today  that  no  country,  how- 
ever powerful,  can  win  these  battles  alone. 

This  is  the  principle  underlying  the  empha- 
sis on  multilateralism  in  our  aid  programs. 
In  fiscal  1968  over  85  percent  of  U.S.  develop- 
ment lending  will  flow  through  a  multilateral 
framework — through  the  World  Bank  and 
its  affiliates  and  consortia  and  through  the 
regional  development  banks.  In  this  way,  we 
hope  to  promote  the  continued  cooperation  of 
other  aid  donors  to  insure  an  equitable  shar- 
ing of  the  development  burden.  This  is  not  to 
say  that  other  advanced  countries  are  not 
accepting  their  equitable  part  of  the  task. 
This  may  have  been  true  in  the  early  postwar 
years.  It  is  not  true  today. 

Economic  assistance  from  other  developed 
countries  has  doubled  in  the  last  9  years.  By 
comparison  with  other  nations,  the  United 
States  does  not  provide  a  larger  amount  of 
foreign  assistance  in  relation  to  its  economic 
strength  and  capacity.  As  a  whole,  other  aid- 
giving  nations  of  the  free  world  spend  a  per- 
centage of  national  income  not  much  smaller 
than  the  United  States — even  though  their 
average  per  capita  income  is  far  less  than 
ours.  Indeed,  some  of  them — the  United 
Kingdom,  France,  and  Australia — spend  as 
much  or  more. 


Our  objectives  reach  beyond  the  measure- 
ment of  equity.  There  is,  after  all,  little  point 
in  apportioning  among  nations  fair  shares  of 
an  effort  that  is  itself  inadequate  or  irrele- 
vant. We  are  searching  for  ways  to  systema- 
tize and  coordinate  international  efforts  and 
to  enlarge  them,  while  we  still  have  a  margin 
of  time.  Why?  First,  to  increase  the  effective- 
ness of  our  collective  contributions — and  to 
share  plans  and  problems;  second,  to  insure 
that  aid  efforts,  both  ours  and  others',  are 
not  permitted  to  flag — for  if  that  happens, 
defeat  is  inescapable. 

Collective  Responsibility  and  Action 

We  are  seeking  to  develop  the  habits  of 
collective  responsibility  and  collective  action. 
We  seek  the  development  of  peaceful  coali- 
tions for  specific  tasks  and  in  specific  regions, 
each  with  objectives  which  transcend  simple 
nationalism  and  ideology.  In  this  task,  we 
invite  and  welcome  the  cooperation  of  the 
Soviet  Union  and  other  advanced  Communist 
countries  in  a  labor  of  fraternity  that  should 
acknowledge  no  boundaries. 

These  international  efforts  take  a  variety 
of  forms. 

In  the  war  on  hunger,  for  example,  Presi- 
dent Johnson,  in  support  of  India's  efforts  to 
feed  its  population  in  the  face  of  severe 
drought,  has  taken  a  new  initiative  to  make 
food  aid  an  international  responsibility 
managed  through  the  World  Bank  India  Aid 
Consortium. 

To  form  the  basis  for  a  long-range 
approach  to  the  world  food  problem,  the 
United  States  is  proposing  in  the  Kennedy 
Round  negotiations  an  international  grains 
agreement  containing  a  multilateral  food  aid 
program  to  be  supported  by  grain  exporters 
and  importers  alike. 

And  to  facilitate  the  flow  of  fertilizer  and 
other  agricultural  inputs  so  essential  to 
increasing  production  in  the  developing 
world,  the  United  States  has  urged  the  estab- 
lishment of  a  food  fund  supported  by  OECD 
[Organization  for  Economic  Cooperation  and 
Development]     members    and    designed    to 


MARCH  13,  1967 


403 


encourage  private  investors  in  OECD  coun- 
tries to  invest  in  agriculture  and  agriculture- 
related  industries  in  the  developing  world. 

George  Woods,  the  President  of  the  World 
Bank,  has  estimated  that  the  developing 
world  has  foreign  exchange  shortages  of  $3 
billion  to  $4  billion  each  year.  Exchange 
shortages  are  about  $1  billion  in  Latin  Amer- 
ica alone.  Foreign  exchange  shortages  in 
India  threaten  to  disrupt  the  trade  and  in- 
vestment liberalization  programs  which  are 
essential  to  India's  progress.  And  meanwhile, 
the  debt  problems  of  the  developing  countries 
continue  to  grow.  The  outstanding  public 
debt  of  the  developing  countries  rose  from 
$10  billion  in  1955  to  at  least  $36  billion  by 
1965. 

To  dampen  this  accelerating  growth  in 
debt  over  the  long  run,  the  volume  of  aid 
must  be  increased  and  the  terms  of  lending 
improved.  In  the  short  run  the  many  impend- 
ing debt  crises  must  be  forestalled.  Here 
again,  this  requires  collective  action  by  the 
creditor  nations.  Such  action  is  already 
underway  with  respect  to  Indonesia  and 
Ghana  and  is  likely  for  several  others. 

Forums  for  effective  collective  action  are 
already  well  developed  in  the  trade  field.  We 
are  approaching  the  end  of  the  Kennedy 
Round  of  trade  negotiations  now  taking  place 
in  Geneva,  the  most  extensive  and  elaborate 
multilateral  trade  negotiations  ever  under- 
taken. We  shall  know  in  the  next  few  weeks 
whether  our  efforts  will  yield  significant 
results. 

But  in  any  case,  the  Kennedy  Round  is  not 
the  end  of  the  road  for  the  liberalization  of 
world  trade.  Indeed,  our  Government  is 
already  looking  beyond  the  Kennedy  Round, 
devoting  special  attention  to  the  trade  prob- 
lems of  the  developing  world.  As  the  barriers 
to  trade  have  been  lowered,  world  trade  has 
soared.  But  the  trade  of  the  developing  coun- 
tries has  not  kept  pace  with  their  rising  im- 
port needs.  After  the  Kennedy  Round  is  over, 
the  great  challenge  will  be  to  find  ways  to 
expand  exports  of  developing  countries  so 


that  they  can  finance  more  imports  and 
achieve  the  economic  growth  they  need  to  pro- 
vide their  citizens  with  decent  living  stand- 
ards. Whatever  the  policies  adopted  to  meet 
these  needs,  these  policies  can  be  deemed  suc- 
cessful only  if  they  are  fully  accepted  and 
implemented  by  the  major  trading  nations  of 
the  world. 

Contributions  of  the  Private  Sector 

Up  to  now,  I  have  spoken  of  the  collective 
tasks  which  confront  governments.  I  should 
be  remiss  if  I  failed  to  take  note  of  the  con- 
tribution of  the  private  sector  of  the 
developed  world  as  well  as  from  emerging 
private  institutions  within  the  developing 
world  itself. 

The  task  of  development  is  not  a  task  for 
governments  alone.  The  capital  gap  itself  is 
somewhere  between  $5  billion  and  $20  billion 
annually;  and  the  great  bulk  of  the  knowl- 
edge, managerial  experience,  and  capital 
required  for  development  rests  with  our  busi- 
ness and  professional  communities.  The 
international  companies,  large  and  small, 
which  do  business  in  the  countries  of  the  de- 
veloping world  are  among  the  most  important 
agents  of  economic  progress.  Success  in 
development  depends  in  substantial  measure 
upon  our  ability  to  mobilize  these  resources 
and  talents.  This  is  the  lesson  we  have 
learned  from  the  history  of  our  own  develop- 
ment, and  it  is  also  the  experience  of  the  de- 
veloping world.  Those  developing  countries 
which  have  experienced  the  most  rapid 
growth  and  the  most  broadly  based  progress 
have  been  countries  where  national  and 
international  private  enterprise,  encouraged 
by  public  policy  and  investment,  has 
flourished. 

Perhaps  the  greatest  contribution  private 
enterprise  can  make  lies  in  the  realm  of  agri- 
culture. Most  of  the  increase  in  world  food 
needs  for  the  foreseeable  future  must  be  met 
by  increasing  agricultural  production  in  the 
developing  countries.  This  will  require  mas- 
sive inputs  of  capital  and  technology — inputs 


404 


DEPARTMENT  OF  STATE  BULLETIN 


which  are  not  presently  available  within 
these  countries,  but  which  exist  in  the  great 
agribusiness  complexes  of  North  America, 
Western  Europe,  and  Japan.  The  problem  is 
how  to  transfer  these  resources  to  the  areas 
where  they  are  needed,  and  in  time.  Develop- 
ments that  took  decades  must  occur  in  these 
countries  within  a  few  years  if  mass  starva- 
tion is  to  be  avoided. 

One  of  the  great  tests  of  the  politics  of 
progress  for  the  next  few  years  will  be  the 
ability  of  governments  and  business  firms, 
both  within  and  without  the  developing 
world,  to  find  the  policies  to  bridge  the  gap 
which  presently  exists  in  agricultural  busi- 
ness investment  between  risk  and  reward. 
This  may  well  require  the  development  of  new 
kinds  of  consortium  arrangements,  both 
private  and  public,  working  together  in 
totally  new  and  imaginative  ways  toward  a 
common  objective.  It  will  require  govern- 
mental policies  and  programs  to  make  risk- 
taking  more  attractive,  within  the  agreed 
rules  of  a  new  legal  system  for  the  conduct 
of  international  business.  This  is  a  new  fron- 
tier in  government-business  relationships. 

Still  another  frontier  is  being  created  by 
the  great  advances  recently  made  in  educa- 
tional technology.  The  potential  market  for 
such  technology  in  the  developing  world  is 
beyond  measure,  and  the  uses  of  teaching 


machines  and  educational  TV  for  accelerated 
learning  appear  unlimited. 

I  have  touched  today  on  a  few  of  the  major 
problems  and  opportunities  of  the  politics  of 
progress.  Peaceful  coalitions  such  as  I  have 
described,  among  governments  and  between 
governments  and  businesses,  will  in  my  judg- 
ment be  a  dominant  characteristic  of  the  next 
decade.  For  every  region  and  in  every  per- 
spective, these  problems  require  close  coop- 
eration between  the  advanced  countries  and 
the  developing  countries,  between  Europe, 
the  United  States,  and  Japan — and  hopefully, 
the  Soviet  Union  and  other  advanced  Com- 
munist countries  as  well — on  one  side  and  the 
developing  countries  on  the  other. 

We  live  in  a  world  which  no  longer  knows 
regional  problems.  The  unity  of  the  world  is 
a  fact^in  peacekeeping,  in  development  aid, 
in  trade,  in  education.  The  only  question  is 
whether  man  has  wit  enough  to  accept  this 
fact  as  the  major  premise  of  his  policy. 

Great  common  adventures  like  this  should 
confirm  a  greater  sense  of  our  collective  re- 
sponsibility for  humanity's  future — a  height- 
ened appreciation  of  "fraternity,"  that 
neglected  aspect  of  the  great  revolutionary 
slogan  of  the  18th  century.  Such  an  apprecia- 
tion of  fraternity,  of  international  partner- 
ship, and  of  common  humanity,  is  indispens- 
able to  the  success  of  the  politics  of  progress. 


MARCH  13,  1967 


405 


Constructive  Initiatives  in  East-West  Relations 


by  Foy  D.  Kofiler 

Deputy  Under  Secretary  for  Political  Affairs  ^ 


Thank  you  for  your  friendly  welcome  to 
Cincinnati.  I  am  glad  to  be  with  you  this 
evening.  As  a  Buckeye  born  and  educated, 
I  feel  very  much  at  home  and  among 
friends.  More  than  that,  I  might  say  it  is 
high  time  for  me  to  come  back  here,  because 
my  last  visit  was  over  35  years  ago.  In  July 
of  1931  I  came  down  from  Columbus  for  a 
few  days  to  take  the  written  examinations 
to  enter  the  American  Foreign  Service.  I 
suppose  the  15  young  hopefuls  scribbling 
away  that  summer  in  the  hot,  stuffy  attic  of 
your  old  Post  Office  Building  were  about  the 
only  persons  in  the  city  who  were  then  par- 
ticularly concerned  with  the  foreign  rela- 
tions of  the  United  States. 

It  is  impressive  to  come  back  35  years 
later  and  find  this  large  group,  brought 
together  by  a  vigorous  organization  concen- 
trating on  foreign  affairs,  meeting  to  devote 
a  full  day  to  international  concerns.  Perhaps 
those  of  you  who  have  continued  to  live  here 
at  home  are  hardly  conscious  of  the  extent 
of  the  changes  which  have  taken  place  in 
your  lives  and  attitudes  as  the  United  States 
moved  from  isolationism  to  world  power. 
But  as  I  have  returned  to  my  native  State 
from  time  to  time,  I  have  invariably  been 
reassured  to  find  that  my  fellow  Ohioans 
have  kept  up  with  the  times  and  with  the 
changes — that  you  have  sought  to  under- 
stand the  increasing  complexities  of  today's 
world  and  are  prepared  to  face  up  to  the 
tremendous  responsibilities  which  have  fall- 


'  Address  made  before  the  Cincinnati  Council  on 
World  Affairs  at  Cincinnati,  Ohio,  on  Feb.  17  (press 
release  36  dated  Feb.  16). 


en  upon  the  United  States  in  that  complex 
world. 

This  growth  in  interest  and  understand- 
ing is  fundamental.  Professional  diplomats 
sometimes  wish  they  could  conduct  their 
business  in  the  good  old  Machiavellian  way, 
out  of  the  glare  of  publicity  and  free  from 
public  pressures.  This  would  have  some 
advantages,  it  is  true — advantages  which 
some  of  our  opponents  enjoy.  However,  in 
our  democracy  there  can  be  no  foreign 
policy  which  is  not  understood  and  sup- 
ported by  the  people  at  large,  particularly  as 
reflected  by  their  elected  representatives  in 
Washington.  We  thoroughly  understand 
this;  and  despite  occasional  abuse  of  our 
American  freedoms  by  extremists  or  self- 
serving  interests,  we  would  not  have  it 
otherwise.  Indeed,  we  must  all  realize  that 
the  easy  way  to  lose  the  contests  between 
open  and  closed  societies  is  to  remake  our- 
selves in  the  image  of  our  opponents.  So  it 
is  a  privilege  as  well  as  a  pleasure  for  me  to 
be  with  this  representative  and  responsible 
group  of  my  fellow  citizens  tonight  and  to 
have  an  opportunity  to  talk  with  you  about 
a  subject  which  is  vital  to  us  all,  East-West 
relations. 

In  one  way  or  another,  this  question  of 
our  relations  with  the  Communist  countries 
has  preoccupied  me  during  much  of  the  35 
years  since  I  left  Ohio;  and,  as  our  chair- 
man has  pointed  out,  my  service  abroad  has 
involved  two  periods  of  residence  in  the 
Soviet  Union- — 21/4  years  just  after  the  war 
as  Minister-Counselor  of  the  Embassy  in 
Moscow  and  the  last  41/2  years  as  Ambas- 
sador. 


406 


DEPARTMENT  OP  STATE  BULLETIN 


The  longer  I  liave  been  associated  with 
the  Soviet  Union,  the  more  I  have  been 
impressed  by  the  increasing  complexities  of 
its  society  and  the  many  facets  of  its  life. 
This  is  a  country  of  great  contradictions: 
contradictions  between  the  old  and  the  new, 
differences  between  what  the  Soviets  say 
and  what  they  really  believe,  contrasts 
between  the  accomplishments  of  advanced 
technology  and  the  poverty  of  everyday  life. 
I  would  like  to  discuss  some  of  these  contra- 
dictions with  you  in  a  little  more  detail. 

Contrasts  in  Soviet  System 

On  the  one  hand,  we  are  told  by  the 
Soviet  leaders  that  theirs  is  a  modern  soci- 
ety based  on  a  new  and  revolutionary 
ideology.  Elaborate  plans  have  already  been 
announced  to  celebrate  the  50th  anniversary 
of  the  Soviet  Revolution.  But  anyone  who 
has  lived  in  the  Soviet  Union  quickly  be- 
comes aware  that  so  much  of  what  is  said 
and  done,  so  many  of  the  attitudes  people 
have  can  be  traced  back  to  the  myths  and 
the  traditions  and  the  experiences  of  their 
long  and  turbulent  history.  Let  me  take  just 
one  example:  The  profound  antipathy  which 
a  Russian  feels  toward  the  Chinese  does  not 
arise  from  a  differing  interpretation  of 
Communist  ideology  or  from  the  struggle 
for  power  and  influence  between  the  two 
countries  within  the  Communist  world. 
Rather,  it  is  an  ingrained  prejudice  which 
goes  back  to  the  Mongol-Tatar  invasions 
seven  centuries  ago  and  Tatar  occupation 
and  despoliation  of  the  Russian  lands  for 
the  next  three  centuries. 

Another  contrast  is  striking.  Soviet  sci- 
ence and  technology  at  its  best  is  on  a  level 
with  the  most  advanced  in  the  world.  Soviet 
accomplishments  in  space  bear  witness  to 
this  fact.  Yet  the  average  Russian  lives 
without  the  benefit  of  most  of  the  applied 
technology  which  is  so  readily  available  to 
Americans  and  to  West  Europeans,  ranging 
from  superhighways  to  nylon  stockings.  The 
mechanization  and  automation  of  so  much 
of  our  working  and  leisure  life  is  largely 
absent  in  the  Soviet  Union.  One  cannot  help 
being  struck  by  the  remarkable  contrast  of 


a  society  which  produces  better  cosmonauts 
than  mechanics,  more  sophisticated  elec- 
tronics than  plumbing,  better  sputniks  than 
cars. 

You  have  all  heard  the  boast  that  there 
is  no  unemployment  in  the  Soviet  Union, 
and  in  a  technical  sense  that  is  not  far 
wrong.  There  are  few  persons  who  do  not 
have  some  gainful  occupation.  This  is  ac- 
complished in  a  command  economy  by 
simply  assigning  to  industrial  and  agricul- 
tural enterprises  quotas  of  workers  and  fixed 
wage  funds.  The  observable  result  is  that 
instead  of  a  few  percent  of  unemployment 
they  have  many  times  that  much  under- 
employment. Moreover,  the  economy  is 
forced  to  operate  in  a  strait  jacket.  Much  of 
the  debate  about  economic  reform  you  read 
about  in  the  Soviet  Union  today  reflects  a 
realization  that  their  economy  must  be 
released  from  such  strait  jackets  if  it  is  to 
operate  efficiently  and  effectively. 

Communist  ideology  still  provides  the 
basic  guidelines  for  Soviet  leadership.  It 
forms  the  intellectual  rationale  for  the  polit- 
ical and  economic  system.  Official  Soviet 
spokesmen  go  to  great  pains  to  justify  their 
actions  in  terms  of  Communist  dogma,  and 
castigate  their  enemies  for  failing  to  con- 
foiTn  to  its  teachings.  Yet  the  very  fact  that 
Stalin  and  Khrushchev,  the  leaders  who 
dominated  and  personified  that  system  for 
more  than  40  of  its  50  years  of  existence, 
have  been  rejected  and  discredited  is  a  good 
measure  of  the  decline  of  the  basic  ideology. 
It  is  no  longer  an  effective  instrument  of 
political  power  and  clearly  has  little  to  do 
with  the  daily  life  of  the  people.  On  the 
basis  of  my  personal  experience,  I  believe 
the  East  Europeans  and  Russians  are  in 
some  respects  even  less  ideologically  oriented 
than  their  West  European  brothers.  I 
remember  talking  not  long  ago  to  an  East 
European  Communist  professor,  whom  I 
asked,  "Why  did  your  ideology  die  so 
quickly?"  To  which  he  responded,  "Die  so 
quickly?  I  think  it  took  too  long  to  die!" 
His  attitude  is  symptomatic  of  many  others 
who,  disillusioned  by  Stalinism,  embittered 
by  persistent  economic   and   social   failures 


MARCH  13,  1967 


407 


of  the  system,  are  turning  to  more  prag- 
matic solutions. 

In  this  situation,  the  revolution  of  rising 
expectations  which  has  already  affected  so 
much  of  the  world  has  penetrated  the  Soviet 
Union  and  is  producing  profound  effects. 
The  Russians  are  becoming  increasingly 
aware  of  the  way  we  live  in  the  West  and 
the  benefits  which  are  available  to  us.  They 
are  demanding  some  of  the  same  things  for 
themselves  and  are  building  up  irresistible 
pressures  on  their  rulers. 

Any  progress  in  satisfying  this  demand, 
however,  is  going  to  require  some  very 
tough  decisions.  There  is  a  simple  mathe- 
matical formula  involved  here.  The  gross 
national  product  of  the  Soviet  Union  was 
about  $330  billion  last  year;  on  a  compa- 
rable basis,  less  than  half  that  of  the  United 
States,  which  was  about  $740  billion.  With 
such  a  relatively  small  economic  base,  the 
Soviet  Union  still  tries  to  rival  us  in  space 
and  military  programs.  The  fact  that  the 
new  Soviet  leadership  is  nearly  2  years  late 
producing  the  5-year  plan  it  promised  bears 
testimony  to  the  difficulty  it  is  having  mak- 
ing the  necessary  decisions  on  allocations  of 
resources  among  guns,  butter,  and  sputniks. 

Fragmentation  in  the  Communist  World 

I  would  like  to  make  one  final  observation 
about  my  experience  in  the  Communist 
world.  When  I  first  went  to  Moscow  in  1947, 
it  was  the  headquarters  of  world  com- 
munism, dominating  the  entire  world  move- 
ment. Today  we  can  no  longer  talk  of  a 
Sino-Soviet  bloc.  Indeed,  we  cannot  properly 
refer  to  a  Soviet  bloc.  The  Communist  world 
has  ceased  to  be  a  monolithic  entity.  Every 
day  brings  new  evidence  of  increasingly 
independent  actions  by  governments  which 
once  were  completely  subservient  to  Mos- 
cow. Doctrinal  communism  has  proved  no 
match  for  the  powerful  forces  of  national 
aspirations  in  our  century.  The  most  recent 
manifestation  of  this  has  been,  of  course, 
the  Soviet-Chinese  dispute.  But  the  first 
crack  in  the  machinery  appeared  in  1948 
with  the  Soviet- Yugoslav  split.  Since  then 
Yugoslavia    has    continued    to    go    its    own 


independent  way  and  is  experimenting  with 
changes  in  its  economic  and  political  system 
that  are  of  importance  for  the  Communist 
world  as  a  whole.  It  has  made  significant 
moves  toward  the  market  economy  and  is  to- 
day debating  the  role  the  Communist  party 
should  play  in  its  political  life,  how  much 
dissent  should  be  permitted,  and  what  forms 
of  liberty  should  be  introduced  into  a  sys- 
tem that  was  once  completely  totalitarian. 

Ten  years  ago,  both  Poland  and  Hungary 
challenged  Soviet  supremacy.  Although  the 
Hungarian  revolution  was  brutally  crushed, 
Poland  did  gain  a  measure  of  autonomy.  Its 
government  has  not  broken  with  the  Soviet 
Union;  we  should  have  no  illusions  about 
that.  Nonetheless,  significant  aspects  of 
Polish  life  are  free  of  Communist  control. 
More  than  80  percent  of  Polish  farmland  is 
privately  owned  and  cultivated.  Collectiviza- 
tion has  been  abandoned  altogether.  A 
measure  of  freedom  of  expression  is  toler- 
ated. Extensive  contacts  with  the  West  have 
been  developed.  Hundreds  of  young  Poles 
are  studying  in  Western  institutions,  many 
of  them  in  the  United  States. 

In  the  last  few  years,  the  process  of  frag- 
mentation in  the  Communist  world  has  been 
accentuated  by  the  Sino-Soviet  dispute.  The 
preoccupation  of  Moscow  and  Peking  with 
their  increasingly  bitter  struggle  has  given 
the  smaller  Communist  powers  and  parties 
the  opportunity  to  go  their  own  ways,  free 
from  the  constrictions  of  an  agreed  doctrine 
or  the  domination  of  a  central  authority. 

With  this  background  of  a  many-faceted, 
contrasting  society  whose  people  are  demand- 
ing more  goods  for  themselves  and  whose 
world  is  increasingly  being  dominated  by  na- 
tional considerations,  we  must  ask  ourselves 
what  policies  seem  best  designed  to  achieve 
United  States  objectives?  What  policies  will 
aid  in  creating  the  kind  of  world  we  want  to 
live  in:  a  world  of  cooperative  communities  in 
which  ideological  divisions  no  longer  create 
fundamental  gulfs  between  men  and  socie- 
ties, a  world  in  which  violence  giVes  way  to 
the  rule  of  law,  a  world  in  which  poverty  and 
suffering  are  overcome  by  worldwide  efforts 
to  improve  the  well-being  of  man? 


408 


DEPARTMENT  OF  STATE  BULLETIN 


I  have  had  the  ]irivilege  of  working  on 
these  questions  with  several  administrations, 
particularly  with  President  Eisenhower,  with 
President  Kennedy,  and  with  President  John- 
son. This  succession  of  Presidents,  of  diifer- 
ing  political  persuasion,  have  all  reached 
essentially  the  same  conclusions  regarding 
our  relations  with  the  Soviet  Union  and  the 
Communist  world.  Each  of  them,  looking  at 
the  problem  from  the  point  of  view  of  the 
national  interest,  of  the  well-being  and 
security  of  all  Americans,  came  to  hold  essen- 
tially the  same  views.  The  policies  which  have 
issued  from  their  profound  consideration  of 
how  to  insure  a  peaceful  world  have  been  set 
forth  by  all  of  them,  most  recently,  of  course, 
by  President  Johnson. 

Speaking  last  August  at  the  National  Reac- 
tor Testing  Site  for  the  Atomic  Energy  Com- 
mission at  Idaho  Falls,  the  President,  after 
hailing  the  peaceful  potential  of  atomic 
power,  said:  ^ 

But  there  is  another — and  a  darker — side  of  the 
nuclear  age  that  we  should  never  forget.  That  is 
the  danger  of  destruction  by  nuclear  weapons. 

.  .  .  uneasy  is  the  peace  that  wears  a  nuclear 
crown.  And  we  cannot  be  satisfied  with  a  situation 
in  which  the  world  is  capable  of  extinction  in  a 
moment  of  error,  or  madness,  or  anger.  .  .  . 

Since  1945,  we  have  opposed  Communist  efforts 
to  bring  about  a  Communist-dominated  world.  We 
did  so  because  our  convictions  and  our  interests  de- 
manded  it;   and   we   shall   continue  to   do   so. 

But  we  have  never  sought  war  or  the  destruction 
of  the  Soviet  Union;  indeed,  we  have  sought  in- 
stead to  increase  our  knowledge  and  our  under- 
standing of  the  Russian  people,  with  whom  we  share 
a  common  feeling  for  life,  a  love  of  song  and  story, 
and  a  sense  of  the  land's  vast  promises. 

After  talking  of  our  diffei-ences  with  the 
Soviet  Union  the  President  posed  the  ques- 
tion as  to  what  practical  step  could  be  taken 
forward  toward  peace.  He  answered  himself: 

I  think  it  is  to  recognize  that  while  differing  prin- 
ciples and  differing  values  may  always  divide  us, 
they  should  not,  and  they  must  not,  deter  us  from 
rational  acts  of  common  endeavor.  .  .  . 

This  does  not  mean  that  we  have  to  become  bed- 
fellows. It  does  not  mean  that  we  have  to  cease 
competition.  But  it  does  mean  that  we  must  both 
want — and  work  for  and  long  for — that  day  when 
"nation  shall  not  lift  up  sword  against  nation, 
neither  shall  they  learn  war  any  more." 


Since  1945,  the  conflict  between  the  two 
systems  has  sometimes  taken  the  form  of 
trials  of  strength  and  periods  of  military  con- 
flict; more  often,  it  has  been  conducted  by  less 
violent  methods.  That  confrontation,  in 
broader  terms,  has  its  "defensive"  and 
"offensive"  aspects,  to  use  military  terms.  I 
propose  to  speak  to  you  tonight  about  both 
aspects. 

Force  Not  a  Solution 

On  the  "defensive"  side  we  have  reacted 
to  a  series  of  threats  of  force  on  the  part  of 
the  Communists.  Time  and  time  again  during 
the  course  of  the  last  20  years,  the  United 
States  has  had  to  confront  Communist  vio- 
lence. Each  time  we  have  resolutely  met  this 
challenge  by  bold  actions  which  left  no  doubt 
that  we  were  willing  to  fight  if  necessary  to 
oppose  Communist  expansion  by  force  of 
arms;  first  in  Iran,  then  in  Greece,  Berlin, 
Malaya,  the  Philippines,  Korea,  Cuba,  and, 
of  course,  most  recently  in  Viet-Nam.  We 
firmly  believe  that  in  the  nuclear  age  no 
power  has  the  right  to  impose  its  ideas  or  its 
system  on  others  by  the  use  of  arms.  This  is 
a  fundamental  lesson  which  all  nations  must 
learn  to  live  by.  We  have  striven  to  drive  that 
lesson  home. 

Accordingly,  when  Greece  was  threatened 
by  Communist  subversion  in  the  immediate 
postwar  years,  the  United  States  did  not  hesi- 
tate to  come  to  its  aid.  At  that  time,  there 
were  many  who  argued  that  we  should  not. 
They  said  that  Greece  was  under  a  conserva- 
tive, indeed  even  a  reactionary  system,  not 
worthy  of  our  assistance.  Today,  20  years 
later,  Greece  is  a  thriving  democracy,  and 
even  the  severest  critics  of  President  Tru- 
man's policy  now  agree  that  our  efforts  in 
Greece  contributed  to  peace  and  stability  in 
the  Balkans. 

A  few  years  later  we  were  confronted  by 
the  invasion  of  Korea.  The  United  States  did 
not  hesitate  to  send  its  young  men  and  to 
commit  its  resources  in  order  to  insure  that 
peace  and  stability  prevail  in  the  Northern 
Pacific.  Because  we  did  not  hesitate,  Commu- 


'  For  text,  see  Bulletin  of  Sept.  19,  1966,  p.  410. 


MARCH  13,  1967 


409 


nist  China  as  well  as  Stalin's  Russia  learned, 
painfully  and  at  some  cost  to  them,  that  the 
United  States  is  unflinching  when  faced  with 
the  threat  of  force. 

In  Europe  we  have  made  it  clear  to  our 
friends  and  foes  alike  that  we  stand  by  our 
commitments.  They  have  been  tested  twice  in 
Berlin.  The  United  States  is  still  in  West  Ber- 
lin, and  no  citizen  of  West  Berlin  need  fear 
about  his  future. 

There  was  a  time  during  the  postwar  con- 
frontation when  the  Soviet  leadership,  be- 
cause of  misguided  assumptions,  concluded 
that  the  balance  of  power  could  be  turned  in 
its  favor  and  that  the  United  States  could  be 
stared  down  in  a  nuclear  confrontation. 
Soviet  missiles  were  implanted  in  Cuba.  But 
precisely  because  we  stood  firm  and  fast,  wis- 
dom prevailed  and  the  Soviet  missiles  are 
there  no  longer. 

Thus  painfully  and  gradually,  a  measure  of 
restraint  has  come  into  American-Soviet 
relations.  This  has  come  about  because  the 
Soviets  have  no  illusions  about  our  deter- 
mination to  meet  force  with  force. 

We  are  in  the  process  of  establishing  the 
same  principle  in  Viet-Nam.  The  issue  there 
is  not  a  local  one.  It  pertains  to  the  peace  of 
Asia  and,  more  fundamentally,  to  the  kind 
of  strategy  international  communism  will  fol- 
low in  this  decade.  Having  learned  that  overt 
force  does  not  pay,  some  Communists  con- 
cluded that  covert  force  may  open  the  gates. 
We  are  keeping  them  shut.  It  is  no  secret  that 
we  believe  that  in  keeping  them  shut  we  are 
aiding  not  only  the  cause  of  peace  but  also 
the  arguments  of  those  Communists  who  have 
already  learned  that  violence  is  not  the  way 
to  global  supremacy. 

Had  we  been  weak  in  Viet-Nam,  we  would 
have  helped  the  arguments  of  the  more  radi- 
cal Communists  who  contend  that  covert  vio- 
lence is  something  to  which  the  United  States 
cannot  effectively  respond.  If  we  had  not 
responded,  we  would  have  proven  the  radical 
Communists  right. 

These  periods  of  violence  have  thus  demon- 
strated— and  are  demonstrating  in  Viet-Nam 
— that  Communists  attempts  to  expand  their 
system  by  force  can  and  will  be  contained  by 


the  determination  of  the  free  world.  But,  as 
I  have  suggested,  these  responses  have  been 
essentially  "defensive."  And  these  contests 
have  also  demonstrated  that  force  is  not  a 
solution  to  the  basic  conflict  between  political 
systems. 

In  many  respects  the  more  important  and 
long-lasting  aspect  of  our  struggle  with  the 
Communist  world  is  the  one  I  would  describe 
as  "offensive,"  even  though  it  is  less  spectacu- 
lar. I  have  in  mind  active  promotion  of  the 
process  of  gradual  change  designed  to  shape 
the  kind  of  world  we  would  all  like  to  live  in. 
This  quiet,  subtle  process  has  already  brought 
about  fundamental  evolutionary  develop- 
ments in  the  Communist  world.  We  have 
encouraged  the  powerful  forces  of  nation- 
alism by  positive  programs  of  developing 
constructive  relations  with  the  countries  of 
Eastern  Europe.  Today  the  East  Europeans 
are  increasingly  desirous  of  developing  rela- 
tions with  the  West.  Even  Russian  society  at 
large,  as  I  can  testify  through  countless  con- 
tacts, desires  to  participate  in  Western  civili- 
zation. It  wishes  to  develop  closer  contacts 
with  the  United  States.  It  does  not  want  to 
be  cut  off  from  the  Western  World  by  an  Iron 
Curtain  or  an  ideological  curtain  or  any 
other  kind  of  a  curtain. 

I  think  it  is  our  role  in  the  world  today  to 
take  advantage  of  the  trends  of  thought  and 
of  the  developments  which  I  discussed  to  de- 
velop a  broader  and  more  solid  relationship 
with  some  of  the  Communist  states  and  to 
encourage  constructive  change  within.  We 
should  not  lower  our  guard,  but  we  should 
take  advantage  of  every  opportunity  to 
develop  closer  contacts  and  wider  relations 
with  them,  in  order  to  shape  a  stable  world. 

In  saying  this,  I  would  point  out  that  I  am 
not  suggesting  anything  really  new.  I  am 
rather  proposing  the  active  pursuit  of  a 
policy  which  can  be  said  to  be  nearly  20  years 
old  and  already  proven  by  positive  results. 
One  of  the  great  milestones  in  the  history  of 
American  foreign  policy  was  President 
Truman's  decision  in  1948  to  provide  immedi- 
ate military  and  economic  aid  to  support  the 
Yugoslav  declaration  of  independence  from 
Soviet    domination.    Anyone    familiar    with 


410 


DEPARTMENT  OF  STATE  BULLETIN 


Eastern  Europe  knows  that  in  the  years  that 
followed  Yuofoslavia  has  had  a  major 
liberalizing  impact  on  the  rest  of  the  Commu- 
nist world.  Under  President  Eisenhower  we 
N  extended  economic  assistance  to  the  Poles  and 
made  it  easier  for  them  to  preserve  their  free- 
enterprise  agricultural  system.  In  1958  we 
signed  an  exchange  agreement  with  the 
Soviet  Union  which,  in  spite  of  some  very 
real  problems,  has  worked  remarkably  well. 
We  have  programs  for  the  exchange  of  scien- 
tists and  scholars,  cultural  leaders  and 
exhibits,  all  of  which  have  had  a  significant 
influence.  Since  jamming  ended  in  1963,  the 
Voice  of  America  has  become  a  Russian  insti- 
tution. 

U.S.-U.S.S.R.  Consular  Convention 

Freedom  is  a  contagious  thing.  Those  ex- 
posed to  it  have  found  the  virus  grows 
rapidly.  There  has  been  an  awakening  to  the 
accomplishments  of  the  West  and  to  the 
atmosphere  of  free  investigation  here  by  the 
many  Soviet  citizens  who  have  visited  Europe 
and  the  United  States.  I  have  talked  to  many 
who  returned  to  their  country  greatly  im- 
pressed by  their  visit  to  ours.  The  vitality  of 
Americans  who  have  visited  the  Soviet  Union 
and  the  information  about  the  exciting  things 
being  done  in  the  West  which  they  carry  with 
them  has  created  a  pool  of  respect  and  good 
will  among  thousands  of  Soviet  participants. 

In  recent  years  we  have  concluded  the 
nuclear  test  ban  treaty  and  limited  agree- 
ments for  cooperation  between  the  United 
States  and  the  Soviet  Union  in  such  fields  as 
outer  space,  peaceful  uses  of  atomic  energy, 
and  desalination  of  sea  water.  In  1964  we 
negotiated  and  signed  a  consular  convention 
which  constituted  an  unprecedented  break- 
through in  arrangements  to  protect  American 
citizens  and  American  consular  oflficials  in  the 
Soviet  Union. 

In  his  state  of  the  Union  message  last 
month  3  President  Johnson  called  on  the  Con- 
gress to  approve  that  consular  convention 
and  to  pass  an  East-West  trade  bill. 

The  Senate  Committee  on  Foreign  Rela- 
tions initiated  hearings  on  the  consular  con- 
vention on  January  23,  when  Secretary  of 


State  Dean  Rusk  urged  ratification.**  These 
hearings  are  continuing.  Wittingly  or  unwit- 
tingly, opponents  of  the  agreement  have  con- 
fused the  issues  by  charging  it  is  a  "license" 
for  Soviet  espionage — and  in  so  doing  they 
have,  in  my  view,  cast  some  unjustified  asper- 
sions on  the  capabilities  of  our  own  internal 
security  agencies. 

Perhaps  I  can  help  to  clear  up  any  mis- 
understanding you  may  have  as  a  result  of 
the  confusing  charges  and  confused  reporting 
on  the  Senate  hearings.  The  proposed  consu- 
lar convention  does  not  authorize,  propose, 
suggest,  or  provide  for  the  opening  of  any 
American  consulates  in  the  Soviet  Union  or 
of  any  Soviet  consulates  in  the  United  States. 
That  would  be  a  separate  question,  subject  to 
separate  negotiation  and  agreement  between 
the  two  Governments  on  a  reciprocal  and 
mutually  satisfactory  basis.  The  consular  con- 
vention is  designed  to  regulate  consular 
activities,  above  all  to  enable  the  United 
States  better  to  protect  and  assist  its  citizens 
in  the  Soviet  Union.  This  agreement  would  be 
to  the  interest  of  the  United  States,  even  if 
no  new  consulates  were  ever  opened.  It  is 
essential  to  understand  that  all  states  handle 
routine  matters  involving  their  citizens  and 
their  commercial  and  other  interests  through 
consular  channels.  Such  channels  exist  today 
between  the  Soviet  Union  and  the  United 
States  in  the  form  of  consular  sections  in  our 
respective  Embassies  in  Washington  and  in 
Moscow. 

Troubles  have  arisen  over  the  years  be- 
tween the  two  Governments  because  of  the 
different  nature  of  the  police  and  court  pro- 
cedures in  the  two  countries:  Under  Soviet 
law  a  person  who  is  arrested  is  normally  held 
incommunicado,  without  access  from  the  out- 
side, while  his  case  is  under  investigation — 
and  this  investigative  process  can  last  up  to  9 
months.  Under  this  consular  convention  we 
have  secured  a  commitment  from  the  Soviet 
Government  to  notify  us  within  1  to  3  days  of 
the  arrest  of  any  American  citizen  and  to 
allow  us  to  see  him  within  2  to  4  days  and 


'Ibid.,  Jan.  30,  1967,  p.  158. 
*  Ibid.,  Feb.  6,  1967,  p.  247. 


MARCH  13,  1967 


411 


frequently  thereafter.  If  we  had  had  such 
early  and  continued  access  to  the  late  New- 
comb  Mott,  his  tragic  death  might  well  have 
been  avoided. 

Just  since  I  signed  this  treaty  in  Moscow 
21/2  years  ago,  20  American  citizens  have 
been  detained  by  the  Soviet  police.  We  would 
have  been  able  to  protect  each  of  these  Amer- 
icans more  effectively  if  this  treaty  had  been 
in  force.  The  overwhelming  quantitative  ad- 
vantage of  this  provision  to  the  United  States 
may  be  appreciated  from  the  fact  that  18,000 
Americans  visited  the  Soviet  Union  last  year 
while  less  than  1,000  Soviet  citizens  visited 
the  United  States.  This  ratio  increases  every 
year  as  the  number  of  American  tourists 
going  to  the  U.S.S.R.  grows,  while  the  num- 
ber of  Soviet  visitors  to  the  United  States 
remains  constant. 

As  for  the  controversial  article  providing 
immunity  for  consular  officers  and  employees, 
I  can  say  flatly  that  I  would  not  want  Ameri- 
cans in  these  sensitive  positions  in  the  Soviet 
Union  without  the  protection  of  this  immu- 
nity. The  distinction  between  diplomatic  and 
consular  officers,  in  any  event,  has  long  been 
obsolete.  It  dates  back  centuries,  to  a  period 
when  international  relations  were  handled 
very  differently  than  they  are  today.  The 
United  States  itself  ended  the  distinction  over 
40  years  ago  by  abolishing  its  separate  diplo- 
matic and  consular  services  and  establishing 
a  single,  integrated  Foreign  Service  of  the 
United  States. 

President  Eisenhower,  under  whose  ad- 
ministration the  negotiations  were  initiated, 
said  some  days  ago:  "I  have  not  changed  my 
belief  that  such  a  convention  is  in  our  na- 
tional interest,  that  it  will  not  impair  our 
national  security,  that  it  should  enlarge  our 
opportunities  to  learn  more  about  the  Soviet 
people,  and  that  it  is  necessary  to  assure  bet- 
ter protection  for  the  many  thousands  of 
Americans  who  visit  the  Soviet  Union  each 
year." 

Now  let  us  turn  to  the  question  of  trade.  I 
suppose  none  of  us  in  this  room  doubts  the 
effectiveness  of  our  economic  organization  in 
this  country.  It  has  produced  the  most  re- 
markably well  supplied  society  in  history.  The 

412 


Communist  leadership  is  well  aware  of  this, 
too,  and  has  for  years  been  exhorting  the 
Soviet  peoples  with  the  slogan:  "Overtake 
and  surpass  the  United  States."  There  is 
accordingly  a  readymade  admiration  and  re-  '^ 
ceptivity  to  American  products — and  possi- 
bilities of  benefits  for  our  farmers  and 
industrialists. 

Practical  Aspects  of  East-West  Trade 

But  trade  is  not  just  commercial;  it  is  also 
political.  And  our  aim  should  therefore  be  the 
creation  of  such  commercial  relations  that  the 
Communist  states  develop  closer  ties  with  the 
West,  such  relations  that  they  will  increas- 
ingly be  encouraged  to  evolve  domestically 
along  the  lines  we  desire.  I  can  assure  you 
that  the  people  in  these  countries  know  how 
we  and  the  Western  Europeans  live.  They 
know  it  is  much  better  than  the  way  they 
live.  They  want  to  live  as  we  do,  to  have  cars, 
adequate  housing,  and  better  clothing. 

It  is  clear  to  me  that  it  is  in  our  interest 
to  take  actions  which  help  bring  about  a 
diversion  of  their  resources  from  military 
and  space  programs  to  consumer  goods.  Let 
me  put  it  to  you  this  way.  Who  here  would 
not  sooner  have  people  in  Yugoslavia  grow- 
ing tobacco  rather  than  producing  munitions  ? 
Who  among  us  would  not  rather  have  Soviet 
workers  making  passenger  cars  instead  of 
missiles?  Isn't  it  better  for  us  all  that  Poland 
devote  increased  resources  to  production  of 
high-quality  pork  and  ham?  Who  does  not 
think  it  useful  that  Romanian  resources  be 
devoted  to  an  automobile-tire  industry  rather 
than  to  production  of  jet  fuel? 

Now,  even  if  you  agree  that  the  answer  to 
the  question  should  be  affirmative,  some  will 
still  ask:  "Why  should  we  encourage  trade 
with  the  Communists,  when  they  are  supply- 
ing the  weapons  being  used  to  kill  American 
soldiers  in  Viet-Nam?"  Well,  this  is  a  difficult 
question,  charged  with  emotion,  even  to  me. 
It  deserves  a  frank  answer,  but  that  answer 
cannot  be  as  simple  as  the  question,  because 
the  world  is  not  that  simple.  I  think  what  I 
have  already  said  to  you  tonight — about  the 
evolution  of  the  Communist  world,  about  the 
true  nature  of  the  "defensive"  as  against  the 

DEPARTMENT  OF  STATE  BULLETIN 


"offensive"  aspects  of  the  contest  between 
that  world  and  ours — that  these  observations 
ah-eady  go  a  long  way  in  providing  the  basic 
answer.  However,  leaving  aside  the  broader 
problem,  let  us  examine  some  practical 
?spects. 

The  kind  of  East- West  trade  we  are  talking 
about  would  have  no  material  relationship 
with  the  Communist  effort  in  Viet-Nam. 
Trade  in  strategic  goods  has  long  been  banned 
by  Western  allied  agreements  and  would  re- 
main banned.  Neither  the  present  level  of  our 
trade  nor  any  foreseeable  growth  in  it  could 
have  a  measurable  effect  on  the  military 
goods  supplied  to  Viet-Nam. 

The  basic  fact  is  that  the  Soviet  Union  is 
not  only  self-sufficient  in  military  production; 
it  is  also  a  major  supplier  of  conventional 
arms  outside  its  borders.  The  same  is  true  of 
the  United  States.  The  Soviet  Union  has 
allies.  So  have  we.  Armed  forces  from  the 
opposing  sides  have  been  engaged  from  time 
to  time  in  various  theaters  in  the  past.  In 
Viet-Nam  itself  the  arms  situation  is  com- 
plex. In  the  earlier  years  of  the  struggle  in 
South  Viet-Nam,  much  of  the  equipment  of 
the  Viet  Cong  was  American,  captured  from 
the  French  and  Government  forces. 

In  the  past  couple  of  years  the  bulk  of  the 
enemy  equipment  is  Chinese  in  origin,  with 
Soviet  supplies  being  a  relatively  minor  com- 
ponent. The  big  Soviet  military  aid  has  gone 
to  North  Viet-Nam  in  the  form  of  antiair- 
craft guns  and  missiles  and  radar  and  fighter 
planes,  items  the  Soviets  describe  as  "defen- 
sive." There  seems  in  fact  to  have  been  some 
element  of  restraint  here,  perhaps  regarded 
by  Moscow  as  paralleling  our  own  limited 
purposes  in  Viet-Nam.  Even  so,  I  am  not 
trying  to  suggest  that  all  this  is  not  a  bad 
business.  I  am  trying  to  suggest  that  these 
questions  of  supplies  and  distribution  of  arms 
are  broader  than  Viet-Nam  and  that  the 
remedy  must  be  sought  in  international 
agreements  limiting  and  bringing  under  con- 
trol traffic  in  arms.  How  do  you  suppose  a 
Soviet  citizen  feels  today  about  the  vast  quan- 
tities of  arms  his  Government  supplied  to 
Red  China? 

In  these  circumstances,  it  seems  clear  that 


even  a  complete  ban  on  trade  with  the  Com- 
munists would  have  no  effect  upon  their  con- 
tinuing to  supply  arms  to  the  Viet  Cong  and 
North  Vietnamese.  If  anything,  it  could 
encourage  them  to  use  less  restraint  in  their 
relations  with  the  Vietnamese  Communists, 
because  they  would  have  less  to  lose  if  they 
did  pull  out  all  the  stops.  In  fact,  we  have 
reason  to  believe  that  neither  the  Eastern 
European  countries  nor  the  Soviets  are  par- 
ticularly comfortable  in  their  present  position 
and  that  they  would  welcome  a  decision  by 
the  North  Vietnamese  to  seek  a  settlement 
of  that  conflict. 

Trade  is  thus  not  a  weapon  which  could 
be  effectively  employed  in  the  conflict  in  Viet- 
Nam.  On  the  other  hand,  we  can  have  in  trade 
another  useful  instrument  to  maintain 
leverage  on  the  Communist  world  and  to  en- 
courage the  demands  within  the  Communist 
countries  for  greater  availability  in  consumer 
goods. 

In  sum,  we  must  be  able  to  use  our  vast 
power  and  our  resources  to  shape  the  kind 
of  world  we  would  want  to  see  our  children 
live  in.  The  President  recently  called  for  "a 
broader  vision  of  peaceful  engagement."  ^ 
This  was  not  a  call  for  an  immediate  accom- 
modation with  the  Soviet  Union,  nor  was  it 
an  effort  to  attain  a  settlement  in  Europe  on 
the  basis  of  the  status  quo.  It  is  rather  a  com- 
mitment on  the  part  of  the  United  States  to 
continue  seeking  a  new  Europe  in  which  a 
more  durable  settlement  can  eventually  be 
attained. 

We  approach  this  task  in  a  spirit  of  self- 
reliance  and  optimism.  We  know  we  have  the 
means  to  repel  aggression  wherever  it  occurs. 
We  know  we  have  the  will  to  do  so.  Of  this, 
let  no  one  have  any  doubt.  But  it  is  not 
enough  simply  to  react  to  Communist  chal- 
lenges. If  we  are  to  win  this  contest,  we  must 
remain  on  the  "offensive";  we  must  take  posi- 
tive and  constructive  initiatives.  We  know 
that  our  citizens,  intelligently  perceiving  the 
realities  of  this  age,  will  support  an  East- 
West  policy  that  uses  to  the  fullest  the  wealth 
and  diversity  of  this  nation  to  shaoe  an 
enduring  peace. 


=  Ibid.,  Oct.  24,  1966,  p.  622. 


MARCH  13,  1967 


413 


In  this  article,  based  on  a  speech  he  made  at  Carlton  Uni- 
versity in  Ottaiva,  Canada,  on  January  20,  Mr.  Brzezinshi, 
one  of  the  newest  members  of  the  Department's  Policy 
Planning  Council,  discusses  the  need  to  "emphasize  what 
really  unites  the  more  developed  nations  of  the  East  and 
the  West."  "It  is  up  to  us,"  he  concludes,  "to  point  with  con- 
fidence to  the  emergence  of  a  new  Europe,  one  which  can 
link  America  and  Russia  in  a  cooperative  endeavor  and  one 
which  is  no  longer  divided  within  itself." 


Toward  a  Community  of  the  Developed  Nations 


by  Zbigniew  Brzezinski 


Before  discussing  more  specifically  the 
relationship  between  the  United  States  and 
the  Eastern  half  of  Europe,  let  me  begin 
by  outlining — as  I  see  them — some  of  the 
more  fundamental  assumptions  that  guide 
U.S.  thinking  about  international  affairs. 

It  is  our  fundamental  belief  that  in  our 
age  we  must  seek  to  construct  a  world  of 
cooperative  communities.  These  communities 
need  not  be  of  one  mold;  there  is  no  single 
prescription  for  them.  Some  may  reflect 
similarities  in  development  and  in  ways  of 
life.  Some  may  be  regional;  others  may  cut 
across  regional  boundaries.  But  the  basic 
point  is  that  today  the  profoundest  problems 
we  face  are  too  great  for  the  nation-state, 
the  traditional  unit  of  international  affairs, 
to  handle. 

This  does  not  mean  that  the  nation-state 
has  outlived  its  usefulness  or  that  we  seek 
to  create  a  world  of  supranational  political 
cartels.  The  nation-state  will,  for  a  very  long 
time,  remain  the  primary  focus  of  civic 
loyalty,  the  basic  source  of  historical  and 
cultural  diversity,  and  the  prime  force  for 
mobilizing  the  individual's  commitment. 

However,  today  the  world  needs  more  than 


the  nation-state  to  organize  global  peace,  to 
promote  global  welfare,  to  diffuse  globally  | 
the  fruits  of  science  and  technology.  All  of  | 
these  things  can  be  done  more  effectively  and 
more    rationally    if   nation-states    cooperate 
with  one  another  in  the  setting  of  larger  com-  ' 
munities,   of  cooperative   communities  that 
reflect  what  unites  them  and  submerge  what 
has  traditionally  divided  them. 

It  is  to  the  promotion  of  such  a  world 
of  cooperative  communities  that  the  United 
States  is  globally  committed.  That  commit- 
ment is  in  keeping  with  broader  historical 
trends. 

The  thrust  of  history  clearly  points  to  the 
emergence  of  larger  units  as  an  inevitable 
consequence  of  social  and  political  develop- 
ment. The  nature  of  economic  organization 
increasingly  involves  wider  and  wider  pat- 
terns of  interrelationships.  Modem  economic 
organization  can  no  longer  be  confined  to 
small  national  entities.  Science  and  modern 
weapons  technology  increasingly  require  a 
broad  and  highly  complicated  continental 
industrial  base.  (The  recent  Italian  proposal 
for  a  common  effort  to  close  the  so-called 
technological  gap  is  symptomatic  of  a  widen- 


414 


DEPARTMENT  OF  STATE  BULLETIN 


ing  realization  of  this  fact.)  Modem  com- 
munications put  men  in  continuous  contact 
with  one  another  on  a  scale  unprecedented 
in  history,  and  they  completely  eliminate  the 
notion  of  distance  as  a  factor  inhibiting 
human  relations. 

A  Wider  Sense  of  Self-Identification 

All  these  factors  together  shape  man's 
subjective  conception  of  reality,  and  they 
give  him  a  broader  and  larger  vision  of  that 
reality.  Through  time,  man's  self-identifica- 
tion and  his  perception  of  the  world  around 
him  have  moved  from  family  to  city  to 
province  to  nation  and  now  increasingly  to 
regional  cooperation.  None  of  this  means 
that  nations  are  fading — but  like  city-states 
in  their  turn,  they  are  no  longer  the  ultimate 
repositories  of  sovereignty  and  they  no 
longer  define  the  outer  limits  of  man's 
horizons. 

It  is,  morever,  clear  that  the  creation  of 
a  world  of  cooperative  communities  is  the 
real  imperative  of  our  search  for  a  stable 
peace.  Today,  for  the  first  time  in  the  history 
of  mankind,  our  world  is  united — but  it  is 
united  by  fear.  Fear  of  a  nuclear  funeral 
pyre  has  linked  mankind  in  a  single  emotion, 
something  never  before  experienced.  Surely 
we  all  agree  that  we  have  to  do  better  than 
that. 

Paradoxically,  there  is  hope  in  the  thought 
that  violence  may  have  reached  its  zenith. 
Through  history,  as  means  of  violence  be- 
came more  extensive,  violence  became  less 
and  less  the  nonri  of  human  conduct.  To  be 
sure,  acts  of  individual  violence  persist — 
but  they  are  now  viewed  as  aberrations  in 
human  affairs,  as  crimes  subject  to  social 
sanction.  Wars,  too,  continue — but  the  world 
increasingly  views  them  as  a  threat  to  all 
of  mankind  and  as  a  departure  from  a  com- 
mon standard  that  all  nations  ought  to  ob- 
serve. 

This  change  in  attitude  has  been  prompted 
by  increasing  recognition  of  our  interde- 
pendence. People  now  identify  themselves 
with  larger  units  than  ever  before,  with 
larger    societies,     with     larger    goals     and 


broader  aspirations.  This  mounting  sense  of 
social"  and  national  interdependence  is  a 
buffer  against  international  violence.  It 
leaves  less  room  for  national  wars;  it  creates 
greater  international  pressure  for  the  ob- 
servation of  common  standards  of  behavior. 

In  time,  existing  alliance  systems  might 
logically  develop  into  a  common  world  secu- 
rity system.  Surely  that,  too,  would  be  in 
keeping  with  historical  experience,  which 
shows  us  how  alliances  among  cities  even- 
tually became  the  foundations  of  larger 
national  unity.  Indeed,  it  may  not  be  pre- 
mature to  contemplate  the  implications  of 
the  fundamental  change  in  the  function  of 
alliances:  In  the  past  they  served  to  wage 
war;  in  our  age  they  deter  war;  tomorrow 
they  must  shift  collectively  to  the  promotion 
of  peace. 

All  of  that  is  in  keeping  with  our  basic 
notion  of  the  imiwrtance  of  man  as  the  ulti- 
mate value  of  our  existence.  Man  can  fulfill 
himself  never  by  war  but  only  by  peaceful 
endeavor,  never  by  seeking  to  impose  uni- 
versal ideologies  on  others  but  only  by  ac- 
cepting universal  responsibilities.  By  seeking 
in  our  time  to  build  a  world  of  cooperative 
communities,  we  may  make  it  possible  for 
our  children  to  live  in  a  world  that  is  truly 
a  human  community. 

Greater  Unity  in  the  West 

United  States  policies,  it  seems  to  me,  are 
designed  in  keeping  with  that  general  frame- 
work. I  believe  that  they  are  also  compatible 
with  the  trend  of  events. 

Today  a  new  Europe  is  emerging.  Some- 
day— and  that  day  will  come  sooner  than 
many  of  us  yesterday  dared  to  hope — Europe 
will  embrace  an  entire  continent  of  reunited 
peoples.  It  will  be  a  continent  no  longer 
divided  by  rusted  barbed  wire  or  sterile 
ideological  conflicts.  It  will  be  a  continent 
that  links  the  United  States  and  the  Soviet 
Union — and,  indeed,  even  Japan — in  a  larger 
community  of  the  developed  nations,  sharing 
a  common  recognition  of  the  moral  absolute 
that  in  our  age  technological  advancement 
and    material    well-being   impose    a    funda- 


MARCH  13,  1967 


415 


mental  obligation  toward  the  rest  of  man- 
kind. 

But  if  that  day  is  nearing — as  I  firmly 
believe  it  is — it  is  nearing  because  we  have 
persisted,  and  will  persist,  in  two  more  im- 
mediate and  mutually  reinforcing  tasks: 
seeking  ever-closer  Western  unity  and  striv- 
ing to  attain  a  true  European  settlement 
through  an  East-West  reconciliation. 

In  seeking  Western  unity  through  closer 
Atlantic  cooperation  and  greater  Western 
European  integration,  the  United  States  is 
not  motivated  by  the  delusion  that  a  united 
Western  Europe  would  be  a  replica  of  the 
United  States.  We  are  aware  of  the  enormous 
cultural  diversity,  the  linguistic  wealth,  the 
historical  variety,  of  the  European  peoples. 
A  united  Europe  would  not  be  one  country, 
nor  would  it  be  a  melting  pot.  It  would  be 
a  continental  mosaic,  the  richer  for  its 
diversity,  the  stronger  for  its  unity. 

All  that  is  surely  in  Europe's  interest.  It 
is  in  ours,  too — even  though  a  united  Eu- 
rope may  not  only  be  a  stronger  partner  but 
conceivably,  and  in  all  candor,  also  a  poten- 
tial competitor.  That  risk  we  are  prepared 
to  face,  for  it  is  a  lesser  risk  than  the  main- 
tenance of  old  national  antipathies.  There  is 
simply  no  room  in  contemporaiy  Europe  for 
the  anarchy  of  an  international  order  based 
on  the  supremacy  of  the  national  ego. 

In  speaking  of  greater  unity  in  the  West, 
I  believe  it  will  no  longer  suffice  to  repeat 
routinely  the  ideas  that  motivated  us  during 
the  fifties.  Europe  has  taken  the  first  steps 
on  the  road  to  greater  unity,  and  this  hope- 
ful beginning  calls  for  new  thoughts  and 
new  aspirations.  Precisely  because  the  Com- 
mon Market  has  taken  shape  and  has  sur- 
vived a  storm  or  two,  precisely  because 
NATO  has  deterred  war,  precisely  because 
the  European  and  the  American  peoples  have 
accepted  the  notion  of  interdependence,  it 
is  time  to  ask,  What  new  goals  shall  link 
us,  what  is  it  that  we  must  do  next?  Unity 
grows  out  of  common  efforts  and  shared 
goals;  unity  is  never  preserved  by  ritual  and 
cant. 


The  Political  Elite  in  Eastern  Europe 

A  major  objective  of  the  United  States, 
defined  recently  by  President  Johnson  in  his 
October  7th  speech,^  is  to  end  the  partition 
of  Europe.  Today,  to  be  sure,  the  Soviet 
Union  and  East  Europe  are  not  fully  a  part 
of  Europe.  They  are  detached  from  it  be- 
cause of  political,  security,  and  ideological 
considerations.  Moreover,  the  East  today  is 
ruled  largely  by  a  political  eUte  composed 
of  newly  risen  social  classes,  in  large  meas- 
ure recruited  from  the  peasantry,  whose  own 
sense  of  political  identification  tends  to  take 
a  nationalistic  expression.  Its  perception  of 
the  world  tends  to  be  defined  in  terms  of 
land,  territory,  and  space.  All  this  gives  the 
East  today  a  strong  nationalistic  tinge,  in 
addition  to  the  Communist  ideological  pre- 
occupations, and  serves  to  perpetuate  the 
division  of  Europe. 

But  the  East,  in  spite  of  this,  is  also  seek- 
ing broader  cooperative  solutions.  Leaving 
the  Soviet  hegemonistic  aspects  aside,  I  be- 
lieve this  is  a  good  development,  in  some  re- 
spects. It  shows  that  larger  unity  and  larger 
organization  are  recognized  there  as  well, 
both  as  a  need  and  as  a  factor  of  stability. 
For  example,  CEMA,  the  Council  of  Eco- 
nomic Mutual  Assistance,  began  as  an  es- 
sentially ideological,  political  organization. 
It  included  even  Mongolia.  Now  increasingly 
we  find  subregional  cooi>eration  becoming 
acceiDted  in  the  East  in  place  of  the  more 
pohtically  motivated  CEMA  framework.  As 
CEMA  fades,  more  genuinely  East  Euroi^ean 
forms  of  cooperation  are  already  beginning 
to  develop.  This  is  progress,  this  is  a  recog- 
nition even  on  the  part  of  the  intensely 
nationalistic  Eastern  elites  of  the  need  for 
larger  scale  collaboration. 

The  development  of  broader  forms  of 
international  cooperation  is  particularly  im- 
portant there,  because  it  will  provide,  in  the 
long  run,  an  alternative  to  growing  internal 
bureaucratic  sterility  and  political  parochi- 


'  Bulletin  of  Oct.  24,  1966,  p.  622. 


416 


DEPARTMENT  OF  STATE  BULLETIN 


alism.  In  the  Soviet  Union,  the  internation- 
ahst-minded  inteUigentsia  was  replaced, 
under  Stalin,  by  a  parochial-minded  genera- 
tion of  increasingly  nationalistic  leaders. 
Bureaucratic,  narrow-minded,  conservative 
Communists,  they  are  today  most  interested 
in  holding  on  to  power.  Increasingly,  the 
Soviet  political  elite  is  interested  in  con- 
trolling power,  in  holding  on  to  its  position, 
in  maintaining  an  effective  system  of  ruling- 
class  domination. 

Gap  Between  Social  and  Political  Systems 

In  consequence  of  this,  there  is  developing 
in  the  Soviet  Union  a  widening  gap  between 
the  social  and  the  political  systems.  The 
political  system  came  into  being  to  create  a 
new  society,  an  industrial  society.  Today  that 
society  has  taken  shape,  and  the  political 
system  is  lagging  behind  it  and  has  become, 
to  some  extent,  an  impediment  to  further 
social  change.  This  creates  pressures  point- 
ing to  broad  social  alienation  from  the 
political  system. 

In  the  future  these  tensions  may  be  ac- 
centuated by  the  problem  of  nationalities  in 
the  Soviet  Union.  This  problem  is  rising  in 
intensity,  and  the  Chinese  are  beginning  to 
exploit  it.  When  we  think  of  the  Soviet 
Union,  we  only  too  often  tend  to  forget  that 
50  percent  of  the  Soviet  population  is  not 
Russian;  increasingly  these  peoples  are  be- 
ginning to  have  a  sense  of  national  identity 
and  national  desire  for  self-expression.  I 
submit  that  tliis  will  become  a  major  do- 
mestic problem  in  the  Soviet  Union  in  the 
decades  to  come. 

In  Eastern  Europe  we  note  some  similar 
general  tendencies.  Nationalism  in  East 
Europe  is  now  becoming  a  conservative  force 
and  is  exploited  by  the  new  elites  in  order 
to  maintain  themselves  in  power,  to  protect 
the  status  quo.  The  political  expression  of 
this  new  political  elite  is  bureaucratic,  dic- 
tatorial rule.  The  consequence  of  this,  again, 
is  a  separation  of  the  social  and  political  in 
the  life  of  these  communities.  In  some  coun- 
tries  you   note   the   dearth   of   problematic 


politics,  absence  of  discussion  of  the  larger 
issues,  no  sense  of  the  alternative. 

In  the  long  run,  1  am  inclined  to  think 
that  the  new  functional  intelligentsia  in 
East  Europe,  keenly  interested  in  ties  with 
the  West,  will  make  itself  felt.  This  func- 
tional intelligentsia  is  quite  different  from 
the  intellectuals  who  shaped  the  Hungarian 
uprising  of  October  1956,  the  10th  anniver- 
sary of  which  we  observed  a  few  months  ago. 
These  intellectuals  of  1956  were  to  some  ex- 
tent a  reflection  of  the  past,  intellectuals  of 
the  humanist-generalist  type,  typical  of  a 
preindustrial  society.  Today  they  are  being 
replaced  by  a  functional  intelhgentsia  which 
no  longer  performs  the  overall  humanizing- 
integrating  role  of  their  antecedents  but 
which  in  some  ways  is  much  more  important 
and  much  more  relevant  to  the  future  of 
their  countries.  Its  members,  I  believe,  will 
make  themselves  felt  in  the  long  run,  prob- 
ably sooner  in  Czechoslovakia  and  Hungary 
than  elsewhere. 

In  Yugoslavia,  of  course,  for  different 
reasons,  we  already  see  extremely  interest- 
ing political  experiments  being  undertaken. 
But  the  future  significance  of  Yugoslavia 
may  be  determined  by  the  system's  capacity 
to  cope  with  the  instability  likely  to  follow 
after  Tito's  death  and  particularly  by  the 
nationality  problem  which  is  likely  to  sur- 
face. The  outcome,  if  it  is  democratic,  could 
have  significant  implications  for  the  political 
character  of  the  East  European  regimes  as 
a  whole. 

In  the  meantime,  in  some  countries  in  the 
East  we  find  the  army  again  becoming  im- 
portant. We  have  seen  signs  of  that  in  Bul- 
garia; I  think  there's  rising  evidence  for  the 
same  conclusion  in  relationship  to  Yugo- 
slavia. Elsewhere  the  state  bureaucracy  will 
become  again  more  important  and  begin  to 
provide  more  momentum  to  social  develop- 
ment, to  have  greater  influence  in  shaping 
the  policies  of  the  nations. 

All  these  changes  in  the  East  involve  a 
very  gradual  development  from  an  inter- 
national   revolutionary  orientation   increas- 


MARCH  13,  1967 


417 


ingly  toward  a  new  parochial  conservative 
nationalism  with  a  Communist  tinge. 

Hence,  in  general  I  am  inclined  to  think 
that  the  Eastern  political  elite  will  not  be 
an  active  and  positive  force  in  shaping  the 
new  European  environment.  It  is  much  more 
likely  to  be  a  conservative  force  interested 
in  preserving  the  status  quo,  including  the 
division  of  Germany. 

Search  for  Security  Arrangements 

It  is  therefore  up  to  us  to  think  crea- 
tively how  to  shape  the  new  Europe  and  to 
try  to  set  in  motion  a  process  of  change  in 
order  to  bring  it  about. 

In  the  long  run,  it  seems  to  me,  the  parti- 
tion of  Germany  will  not  endure,  for  it  can 
only  endure  in  an  artificially  divided  Europe. 

There  are  also  internal  reasons  for  the 
instability  of  the  East  German  regime;  it 
is  impossible  to  create  a  nation  artificially 
in  20  or  30  or  even  40  years,  particularly 
through  foreign  intervention.  Certainly 
Soviet  presence  seems  to  be  a  prerequisite 
for  the  further  maintenance  of  East  Ger- 
many. Hence,  it  is  essential  to  think  of 
conditions  which  will  change  both  of  these 
factors,  which  will  promote  internal  evolu- 
tion and  the  removal  of  external  domination. 
In  my  view,  this  cannot  be  done  by  headlong 
assault,  political  or  otherwise;  the  problem 
therefore  has  to  be  skirted  around.  A  new 
environment  has  to  be  created,  including 
eventual  security  arrangements. 

In  the  search  for  such  security  arrange- 
ments, it  is  terribly  important  not  to  de- 
stabilize the  existing  condition  nor  to  set 
in  motion  unnecessary  political  fears.  More- 
over, it  is  necessary  to  create  a  broader 
framework  of  all-European  economic  co- 
operation and  relate  economic  to  security 
arrangements.  I  was  struck  in  the  course  of 
a  recent  trip  to  Europe  that  the  East  Euro- 
peans, by  and  large,  do  not  understand  that 
Western  integration  is  a  factor  of  stability 
as  of  itself.  They  fear  it  unless  it  is  accom- 
panied by  progress  in  the  security  field. 

Recently  the  President  made  a  speech 
in  which  he  spelled  out  the  broad  strategic 


418 


concept  of  the  American  point  of  view 
toward  Europe.^  As  I  understand  it,  this 
concept  involves  the  following  major  points: 

First  of  all,  he  emphasized  the  interde- 
pendence of  further  promotion  of  Western  "* 
unity  with  better  East-West  relations.  His 
speech  provides  a  synthesis  of  what  has 
turned  out  to  be  the  two  predominant  schools 
of  thought  in  Europe  of  recent  years.  The 
United  States  holds  that  further  building 
of  Western  unity  creates  stability  in  Europe 
and  is  therefore  in  keeping  with  the  thrust 
of  history;  East-West  policies  must  be  com- 
patible with  this  thrust  if  they  are  to  re- 
solve the  European  problem. 

Secondly,  when  he  spoke  of  peaceful  en- 
gagement with  the  East,  he  did  not  mean  a 
search  for  accommodation  with  the  Soviet 
Union  over  the  heads  of  the  Europeans,  nor 
an  immediate  settlement.  What  he  had  in 
mind,  I  think,  was  a  creative  building  proc- 
ess, a  process  of  building  a  larger  European 
framework  which  lends  itself  to  resolving  the 
existing  problems.  It  is  therefore  a  commit- 
ment, an  engagement  to  a  process  of  change, 
and  not  a  quest  for  an  immediate  settlement, 
particularly  over  the  heads  of  the  Europeans. 

Thirdly,  it  involved  the  thought  that  East 
Europe  and  Russia  both  have  to  be  involved 
in  that  process.  I  am  convinced  it  would  be 
idle,  and  probably  counterproductive,  to 
concentrate  on  stimulating  East  European 
nationalism  or  hostility  to  the  Soviet  Union; 
to  be  sure,  the  more  independence  there  is 
in  the  East,  the  better — but  as  a  means  and 
not  as  an  end  in  itself.  Some  East  European 
countries  can  act  as  transmission  belts  by 
moving  ahead  of  the  Soviet  Union,  but  not 
for  the  purpose  of  separating  themselves  en- 
tirely from  the  Soviet  Union — rather  for  the 
purpose  of  promoting  a  different  kind  of 
East-West  relationship. 

Fourthly,  a  growing  reconciliation  in 
Europe  and  some  form  of  reunification  of 
Germany  are  consequentially  linked.  Hence 
this  larger  reconciliation  of  Europe  in- 
trinsically contributes  to  the  reunification 
of  Germany. 


'  Ibid. 


DEPARTMENT  OF  STATE  BULLETIN 


Finally,  the  President  aiiaculated  the 
proposition  that  respect  for  territorial  in- 
tegrity and  progress  in  the  field  of  security, 
perhaps  on  the  basis  of  tacit  reciprocity  on 
the  part  of  East  and  West,  could  help 
exentually  to  create  a  new  political  environ- 
ment. 

Beyond  Bilateralism 

All  this  in  the  long  run  could  perhaps 
lead  to  a  general  change  in  the  character 
(if  East-West  relations.  It  seems  to  me  that 
the  time  has  come  to  think  also  beyond 
purely  bilateral  relations.  After  all,  in  the 
final  analysis,  bilateralism  is  purely  a  tech- 
nical term  for  a  European  Europe  articu- 
hited  by  General  de  Gaulle.  It  seems  to  me 
tliat  we  have  passed  the  first  phase — con- 
frontation; we  are  completing  the  second 
pliase — the  exploration  of  bilateral  relation- 
ships; and  we  are  on  the  eve  of  a  third 
jihase — trying  to  build,  multilaterally,  an 
East-West  relationship. 

In  this  respect,  there  are  already  a  num- 
ber of  existing  bodies  which  lend  themselves 
to  that  end.  The  Economic  Commission  for 
Europe,  the  Organization  for  Economic 
Cooperation  and  Development,  the  General 
Agreement  on  Tariffs  and  Trade,  the  Inter- 
national Monetary  Fund,  the  Council  of 
Europe,  eventually  even  the  European  Eco- 
nomic Community,  are  institutions  which 
might  be  adapted  to  that  end,  given  suf- 
ficient interest  by  the  European  members. 
The  life  of  an  institution  has  to  be  judged, 
after  all,  by  larger  purposes  than  its  ovni 
vested  institutional  interests.  For  some  of 
these  institutions  readjustment  may  be  dif- 
ficult, but  the  utility  of  such  readjustment 
must  be  judged  in  terms  of  its  ultimate  end. 
I  believe  that  through  such  cooperation  new 
East-West  relationships  could  be  established 
and,  beyond  that,  additional  new  East-West 
bodies  could  also  be  created  in  response  to 
specific  needs  or  to  promote  common  new 
ventures  in  Europe,  involving  all  of  Europe, 
including  to  the  extent  possible  the  United 
States  and  the  Soviet  Union. 

In  the  security  field,  in  my  view,  such 
cooperation  could  eventually  begin  to  extend 


MARCH  13,  1967 


to  the  alliance  systems  themselves,  not  in 
order  to  dissolve  them  rapidly,  thereby 
creating  instability,  but  in  order  to  reduce 
the  level  of  the  confrontation,  thereby  creat- 
ing an  easier  political  environment. 

Moreover,  multilateral  economic  coopera- 
tion in  the  long  run  runs  counter  to  central- 
ized direction  of  individual  Communist 
states,  and  therefore  this  kind  of  multilateral 
cooperation  could  provide  the  missing  link 
between  the  technological  progress  of  the 
Eastern  society  and  the  liberal  political 
evolution  of  the  Communist  system.  In  addi- 
tion, the  more  intelligent  East  Europeans 
realize  that  multilateral  cooperation  is  in- 
creasingly necessary  to  cope  with  such  things 
as  the  technology  gap.  For  example,  the 
Czechoslovak  Vice  Foreign  Minister  recently 
in  Rude  Pravo,  the  Communist  Party  news- 
paper in  Prague,  very  explicitly  linked 
Czechoslovak  technological  and  economic 
needs  with  the  promotion  of  multilateral 
Western  economic  cooperation. 

Ending  the  "European  Civil  War" 

Eventually,  through  such  processes  of 
growing  together  these  societies  may  be 
transformed  into  something  more  compatible 
to  the  democratic  and  humanist  point  of 
view.  I  personally  doubt  that  they  will  con- 
verge with  the  West  in  the  sense  of  acquiring 
identical  political  systems  or,  indeed,  even 
similar  political  systems.  But  they  could 
become,  through  this  process,  semidictator- 
ships  of  increasingly  Socialist  character 
(and  of  less  Communist  dictatorial  kind), 
including  more  internal  social  pluralism. 
Here  I  think  Yugoslavia  is  a  relevant 
pioneer. 

The  Sino-Soviet  dispute,  moreover,  has 
had  an  accelerating  impact  on  this  process. 
The  East  Europeans  and  the  Russians  in- 
creasingly describe  China  as  Fascist;  and 
the  Russians,  in  my  recent  private  conver- 
sations in  Moscow,  were  already  fearful  of 
what  may  seem  to  be  a  fanciful  illusion,  fear- 
ful of  a  Chinese-American  alliance  directed 
against  them.  But  even  though  this  may  be 
fanciful,  it  could  have  a  Europeanizing  im- 


419 


pact  on  them,  for  it  encourages  a  process  of 
deradicalization,  it  encourages  a  process  of 
adjustment  to  existing  realities.  It  forces 
them  in  the  direction  of  ideological  ecu- 
menism. This  was  the  historical  experience 
of  the  Social  Democratic  parties,  and  we 
should  not  forget  that  60  years  ago  the 
Social  Democratic  parties  were  the  most 
revolutionary  parties  in  Europe;  today  they 
are  hardly  revolutionary. 

In  the  long  run  therefore,  it  seems  to  me, 
the  return  of  East  Europe  and  Russia  to  a 
larger  European  fold  would  bring  to  an  end 
"the  European  civil  war"  which  has  devas- 
tated the  Continent  and  destroyed  it  in  the 
course  of  the  last  100  years.  In  that  setting 
the  German  problem  will  lose  its  intensity 
and  will  become  susceptible  to  resolution. 
Moreover,  such  a  return  will  be  the  begin- 
ning of  a  process  of  creating  a  larger  com- 
munity of  the  developed  nations,  which 
seems  to  me  to  be  terribly  needed  and  very 
important.  Such  a  community  must  emerge 
if  the  developed  societies  are  to  be  able  to 
deal  with  the  chaos  which  the  world  is 
likely  to  face  in  the  underdeveloped  regions 
of  our  globe.  Such  a  community  is  also 
needed  if  man  and  society  are  to  face  ef- 
fectively the  unprecedented  problems  which 
science  and  technology  will  impose  on  modern 
society  in  the  next  several  decades. 

As  we  look  ahead  at  problems  men  and 
society  will  face  in  the  course  of  the  next 
several  decades,  it  becomes  increasingly 
clear  to  me  that  none  of  the  existing  ideo- 
logical systems  are  relevant  and  pertinent 
to  our  needs.  It  is  therefore  increasingly 
important — particularly  for  the  West,  which 
has  always  been  the  pioneer  in  human 
thought — to  look  beyond  the  ideological 
cleavages  of  the  past  and  to  begin  to  empha- 
size what  really  unites  the  more  developed 
nations  of  the  East  and  the  West.  In  the 
final  analysis,  we  must  not  forget  that 
Marxism  is  a  child  of  our  own  tradition;  it 
is  up  to  us  to  point  with  confidence  to  the 
emergence  of  a  new  Europe,  one  which  can 
link  America  and  Russia  in  a  cooperative 
endeavor  and  one  which  is  no  longer  divided 
within  itself. 


Communist  China 

by  U.  Alexis  Johnson 
Ambassador-  to  Japan  i 

I  appreciate  the  opportunity  to  discuss  with 
such  a  distinguished  and  thoughtful  group 
as  this  the  subject  of  my  country's  policy 
toward  Communist  China.  The  question  of 
Communist  China  is  of  such  overwhelming 
importance  to  both  of  our  countries  that  it 
deserves  the  most  thoughtful  consideration 
and  the  avoidance  of  demagogic  statements 
on  either  one  side  of  the  question  or  the  other. 
It  also  is  not  possible  to  talk  about  Commu- 
nist China  without  talking  about  the  Pacific 
area  and  Asia  as  a  whole,  for  what  China  is 
or  is  not  does  so  much  to  determine  what  the 
rest  of  the  Pacific  and  Asia  is  going  to  be. 

One  cannot  discuss  American  policy  and 
attitudes  toward  Communist  China,  any  more 
than  one  can  discuss  Japanese  policy  and 
attitudes,  without  reference  to  the  historical 
background. 

While  during  the  first  century  and  a  half 
of  our  existence  as  a  country  we  took  little 
interest  or  part  in  world  affairs,  China  was 
always  somewhat  of  an  exception.  In  1784, 
almost  immediately  following  our  treaty  of 
peace  with  Great  Britain,  the  first  American 
trading  vessel  called  at  Canton,  and  the 
second  consulate  we  established  in  the  world 
was  at  Canton  in  1787.  By  1800,  30  to  40 
vessels  were  engaged  in  trade  with  China. 

In  addition  to  American  interest  in  trade 
with  China,  the  American  people  were 
fascinated  by  Chinese  history  and  culture, 
which  they  greatly  admired.  At  the  same 
time,  they  were  genuinely  moved  by  the 
poverty  and  hardships  endured  by  the  masses 
of  China.  There  is  scarcely  a  child  of  my  or 
earlier  generations  that  did  not  each  week  at 
Sunday  school  give  his  pennies  for  the  sup- 
port of  a  missionary  in  China  or  for  the  relief 
of  a  famine  in  China.  Returning  missionaries 
gave  talks  and  showed  pictures. so  that  even 
as  children  we  felt  a  sympathetic  concern 


'  Address  made  before  the  Asian  Affairs  Research 
Council  at  Tokyo,  Japan,  on  Feb.  13. 


420 


DEPARTMENT  OF  STATE  BULLETIN 


with  respect  to  China  quite  different  from 
that  toward  any  other  part  of  the  outside 
world.  This  impulse  found  its  outlet  not  only 
in  purely  religious  and  relief  activities,  but 
on  a  larger  scale  with  the  millions  of  dollars 
that  private  American  individuals  and  foun- 
dations poured  into  educational  institutions 
and  medical  facilities  throughout  China. 

Thus,  while  our  interest  in  China  was  a 
compound  of  hardheaded  business  and  of  con- 
cern mixed  with  admiration,  this  latter  aspect 
was  for  many  years  uppermost  in  the  mind 
of  the  average  American.  I  would  not  argue 
if  you  were  to  say  that  we  tended  to  be  senti- 
mental about  China. 

It  is  against  this  background  that  we  re- 
turned the  Boxer  indemnity  to  be  used  for 
the  education  of  Chinese  in  the  United  States. 
It  was  also  out  of  these  fundamental  Ameri- 
can attitudes  toward  China  that  John  Hay 
propounded  the  Open  Door  doctrine  in  1899 
when  it  appeared  that  China  was  to  be  carved 
up  among  the  then  colonial  powers;  that  great 
strains  were  introduced  into  our  relationship 
with  Japan  in  1915  when  the  Okuma  Cabinet 
delivered  its  21  demands  on  China;  and  ulti- 
mately, that  the  Manchurian  incident  in  1931 
set  in  motion  the  chain  of  events  that  led  in 
1941  to  the  direct  clash  between  Japan  and 
the  United  States. 

The  Postwar  Period 

In  the  postwar  period  you  are  all  familiar 
with  the  extraordinary  efforts  that  the 
United  States  made  to  bring  about  a  cessa- 
tion of  hostilities  and  a  rapprochement  be- 
tween the  Nationalist  and  Communist  ele- 
ments in  China.  You  are  aware  that  there  are 
many  in  my  own  country  who  charged  (I 
think  falsely)  that  in  these  efforts  we  were 
overly  sympathetic  to  and  solicitous  of  the 
Communist  elements. 

When  these  efforts  broke  down  and  the 
Communists  resumed  offensive  military 
action  we  did  what  one  traditionally  does  in 
revolutionary  situations  of  this  kind.  We  kept 
open  our  consulates  in  the  territory  they  occu- 
pied, and  the  American  Ambassador  was  one 
of  the  few  ambassadors  to  remain  in  Nanking 
when   the   Communists   occupied   that  city. 


Normally  in  such  a  situation  the  incoming 
revolutionary  forces  respect  diplomatic  and 
consular  establishments,  de  facto  contacts 
are  established,  and  ultimately  formal  rela- 
tions are  established. 

However,  even  if  we  had  considered  estab- 
lishing formal  relations,  the  Communists 
made  such  a  course  of  action  impossible  by, 
in  effect,  refusing  to  recognize  the  United 
States.  They  violated  our  establishments  and 
arrested  our  consuls  in  Mukden  and  Shang- 
hai. In  Nanking  they  refused  even  to  permit 
the  delivery  of  telegrams  addressed  to  the 
American  Ambassador  and  actually  sum- 
moned him  to  appear  before  a  so-called 
"People's  Court"  on  charges  of  mistreating 
his  servants.  In  fact,  their  whole  attitude 
seemed  to  be  one  of  seeking  to  expel  any  and 
all  American  presence  in  China,  rather  than 
maintaining  some  relationship.  Thus,  I  do 
not  think  it  a  distortion  to  say  that  given  the 
history  of  that  period.  Communist  China  re- 
fused to  recognize  the  United  States  rather 
than  the  other  way  around. 

Many  Americans,  with  their  traditional 
sympathy  for  the  Chinese  people,  were  baffled 
and  deeply  disturbed  by  these  developments. 
Many  felt  that  even  Communists  could  not 
be  that  unreasonable  and  that  somehow  or 
other  a  substantial  element  of  fault  must  lie 
on  the  side  of  the  U.S.  Government.  However, 
when  we  see  the  efforts  in  China  today  to  cut 
even  the  few  small  remaining  ties  they  have 
had  with  those  formerly  so  closely  alined  with 
them  ideologically,  their  actions  at  that  time 
with  respect  to  the  United  States  do  not  seem 
so  exceptional. 

The  unprovoked  and  unexpected  attack 
upon  the  Republic  of  Korea  by  Korean  Com- 
munist forces  in  June  1950  immediately 
aroused  American  apprehensions  about  the 
future  course  the  Chinese  Communists  would 
take.  The  attack  in  Korea,  coming  as  it  did 
soon  after  the  acceleration  of  Communist 
insurgency  in  Burma,  Malaya,  and  the 
Philippines  and  concurrently  with  Chinese 
Communist  operations  in  Tibet,  indicated  a 
grave  danger  that  there  would  be  an  effort  to 
take  over  all  of  Asia  by  military  force.  The 
action  of  the  United  States,  which  met  the 


MARCH  13,  1967 


421 


threat  by  sending  its  troops  to  Korea  and 
placing  the  7th  Fleet  in  the  Formosa  Strait 
to  prevent  the  widening  of  the  war,  together 
with  the  great  sacrifices  made  by  other  mem- 
bers of  the  United  Nations  and,  most  impor- 
tantly, of  the  Koreans  themselves,  prevented 
any  such  takeover.  The  subsequent  direct 
entry  of  Communist  China  into  the  Korean 
war  even  though  it  was  evident  that  the 
United  States  was  not  threatening  China 
aroused  the  bitter  resentment  of  the  Ameri- 
can people.  Despite  intense  pressure,  how- 
ever, the  United  States  never  carried  the  war 
into  China,  though  it  was  the  base  of  supply 
of  men  and  materials. 

Channels  of  Communication  With  Peking 

Americans  representing  the  United  Na- 
tions forces  sat  for  hundreds  of  hours  at 
Panmunjom  with  a  delegate  from  Peking  as 
one  of  the  parties  on  the  other  side  of  the 
table  negotiating  the  armistice  in  Korea. 
Then  a  political  representative  of  the  United 
States,  Arthur  Dean,  spent  more  hours  at 
Panmunjom  with  a  political  representative 
of  Peking  seeking  to  negotiate  arrangements 
for  a  political  conference  on  Korea. 

Then  in  the  spring  of  1954  at  Geneva  a  con- 
ference on  Korea  was  held  with  Secretary  of 
State  Dulles  representing  the  United  States 
and  Chou  En-lai,  Communist  China.  This  was 
followed  by  the  conference  on  Indochina. 

It  was  at  this  time  but  outside  these  con- 
ferences that  I  represented  the  United  States 
in  direct  bilateral  discussions  with  a  repre- 
sentative of  Peking's  Foreign  Office.  When 
those  conferences  were  finished,  contact  was 
maintained  through  our  respective  consular 
officers  in  Geneva.  Beginning  on  August  1, 
1955,  I  again  represented  the  United  States 
in  direct  and  private  conversations  with  a 
representative  of  Peking  until  my  departure 
for  Thailand  in  December  1957.  The  conver- 
sations were  then  moved  to  Warsaw,  where 
they  are  still  continuing,  the  152d  meeting 
being  held  on  January  25,  1967.  In  1962,  with 
Ambassador  [W.  Averell]  Harriman  as  the 
U.S.    representative    and    Foreign    Minister 


422 


Chen  Yi  representing  Peking,  months  of 
negotiations  were  held  by  the  14  parties  to 
the  Geneva  conference  on  Laos. 

My  point  in  mentioning  all  of  this  is  simply 
that  whatever  the  difficulties  and  problems 
that  have  arisen  between  Communist  China 
and  the  United  States,  they  have  not  been  due 
to  any  unwillingness  on  the  part  of  Washing- 
ton to  talk  to  Peking  or  any  lack  of  channels 
of  communication  between  the  two  Govern- 
ments. Considering  the  isolation  maintained 
around  diplomatic  representatives  in  Peking, 
I  have  often  made  the  assertion — and  it  has 
not  been  challenged — that  the  United  States 
has  had  more  in  the  way  of  the  direct  diplo- 
matic-level conversation  with  the  Chinese 
Communists  than  any  non-Communist  coun- 
try that  has  formally  recognized  them  and 
established  representation  in  Peking.  As  far 
as  Communist  countries  are  concerned,  I  sus- 
pect that  the  situation  has  been  much  the 
same,  at  least  during  the  past  few  months. 


U.S.  Policy  Toward  Communist  China 

What  have  we  been  doing  in  all  of  these 
conversations,  and  what  has  been  our  policy 
toward  Communist  China  ? 

First,  I  want  to  make  clear  what  our  policy 
is  not.  Much  as  we  regret  seeing  the  great 
Chinese  people  subjected  to  harsh  and  tyran- 
nical rule  and  their  undoubted  genius  smoth- 
ered by  an  old-fashioned  doctrinaire  regime, 
it  has  never  been  any  part  of  our  policy  to 
seek  any  occasion  to  use  force  to  overthrow 
the  regime. 

At  the  same  time,  we  have  very  deeply  felt 
that,  in  pursuance  of  the  principle  of  creating 
a  political  order  in  Asia  which  permits  a  true 
freedom  of  national  choice  for  the  peoples  of 
Asia,  we  were  obliged  to  assist  those  who 
wanted  to  resist  Chinese  Communist  efforts, 
whether  direct  or  indirect,  to  overthrow 
established  governments  by  violence  and  im- 
pose by  force  regimes  subservient  to  Peking. 
Related  to  this  is  keeping  the  door  open  to 
participation  by  China  in  the  great  construc- 
tive tasks  that  lie  ahead  at  such  time  as 
Peking  may  turn  from  a  policy  of  destructive 


DEPARTMENT  OF  STATE  BULLETIN 


hostility  to  a  policy  of  constructive  coopera- 
tion with  its  neighbors  and  the  rest  of  the 
world. 

My  first  bilateral  conversations  in  Geneva 
in  1954  concerned  the  many  Americans  who 
were  in  prison  in  China,  for  the  most  part 
simply  because  they  were  Americans,  and  the 
Peking  allegations  that  we  were  preventing 
the  return  to  China  of  the  some  5,000  stu- 
dents who  had  gone  to  the  United  States 
between  the  end  of  World  War  II  and  the 
Communist  takeover.  Peking's  representative 
at  these  and  my  subsequent  talks  beginning 
in  1955  was  Wang  Ping-nan,  then  Secretary 
General  of  their  Foreign  Office  and,  the  last 
I  heard,  now  Vice  Foreign  Minister.  At  those 
talks  in  1954,  we  succeeded  in  obtaining  the 
release  of  a  few  Americans. 

The  first  order  of  business  in  1955  was  also 
these  prisoners,  and  on  September  10,  1955, 
we  issued  a  formal  public  agreement  on  the 
subject  2 — the  first  and  only  bilateral  agree- 
ment ever  reached  between  the  two  Govern- 
ments. I  will  not  go  into  the  details  of  this 
agreement  except  to  say  that  now,  12  years 
later,  four  Americans  are  still  in  prison  in 
China  in  clear  and  direct  violation  of  the 
agreement. 

Peking's  Attitude  Toward  Taiwan 

However,  the  main  theme  of  much  of  our 
discussion  was  the  proposal  that  I  put  for- 
ward to  the  effect  that  we  agree  to  disagree 
with  respect  to  Taiwan  but  agree  not  to  go 
to  war  about  it.  For  shorthand,  the  term  "re- 
nunciation of  force"  was  used.  That  is,  I  pro- 
posed that  while  fully  maintaining  whatever 
principles  they  desired  with  respect  to  Tai- 
wan, they  would  simply  say  that  they  would 
not  use  force  in  the  situation,  and  I  offered 
to  make  a  reciprocal  statement  on  behalf  of 
the  United  States. 

Ambassador  Wang  resisted  then  and 
Peking  still  stoutly  resists  this  proposition, 
taking  the  position  in  effect  that  if  they 
decide  to  do  so  they  are  fully  entitled  to  seize 


'  For  text,  see  Bulletin  of  Sept.  19,  1955,  p.  456. 


Taiwan  by  force.  They  insisted  then  and  still 
insist  that  the  people  of  Taiwan  and  the  Gov- 
ernment of  the  Republic  of  China  on  Taiwan 
have  no  rights  except  what  Peking  chooses  to 
give  them  and  that  the  only  answer  is  for  the 
United  States  to  withdraw  its  recognition  and 
treaty  commitments  with  regard  to  Taiwan 
so  that  Peking  can  have  a  free  hand  to  settle 
questions  in  any  way  it  chooses. 

Incidentally,  it  was  after  some  months  of 
discussion  around  this  theme  that  I,  for  the 
first  time,  heard  the  phrase  "two  Chinas." 
The  allegation  was  made  that  the  proposition 
that  I  was  putting  forward  was  a  "plot  by 
the  United  States  to  establish  a  'two  China' 
policy." 

It  thus  became  very  clear  that  Peking  was 
not  interested  in  any  understanding  or  modics 
Vivendi  with  the  United  States,  however  lim- 
ited, except  on  the  basis  of  turning  Taiwan 
over  to  them.  This  has  become  increasingly 
clear  over  the  years,  not  only  with  respect  to 
the  United  States  but  with  respect  to  other 
countries,  as  well  as  the  United  Nations.  It 
became  very  clear  with  respect  to  the  United 
Nations  at  the  last  General  Assembly,  when 
Peking  vehemently  denounced  any  implica- 
tion that  Taiwan  was  even  entitled  to  exist. 

Thus,  I  have  long  said  that  those  who  advo- 
cate this  policy  or  that  policy  with  respect  to 
Peking,  either  bilaterally  or  in  the  United 
Nations,  must  answer  the  question  as  to 
what  they  would  propose  to  do  \vith  respect 
to  Taiwan.  This  is  not  because  we  or  anyone 
else  says  so,  but  because  Peking  says  so.  That 
is,  one  must  either  accept  Peking's  principle 
that  the  Government  of  the  Republic  of 
China  is  not  a  government  ahd  that  Taiwan 
is  not  a  state  and  not  entitled  to  the  protec- 
tion of  the  United  Nations  or  anyone  else,  or 
not  accept  Peking's  point  of  view.  If  the 
answer  is  that  you  are  not  willing  to  accept 
Peking's  position,  as  Dean  Rusk  says,  "They 
hang  up  the  telephone." 

We've  experienced  this  even  in  discussing 
the  proposals  we  made  for  an  exchange  of 
press  correspondents.  Peking  replied  that  it 
was  not  willing  to  accept  American  corre- 
spondents unless  they  would  agree  in  advance 


MARCH  13,  1967 


423 


not  to  write  or  say  anything  contrary  to 
Peking's  point  of  view  on  this  question. 

Over  the  years  we  have  made  various  other 
proposals  to  reestablish  at  least  some  mean- 
ingful contacts  between  the  American  people 
and  the  Chinese  people,  such  as  to  permit  the 
travel  of  doctors,  scholars,  and  so  on,  but  the 
uniform  answer  has  always  been  that  the 
United  States  must  withdraw  its  protection 
from  Taiwan  before  anything  else  can  be 
discussed. 

The  Goal  for  the  Future 

I  do  not  want  to  leave  the  impression  that 
I  can  only  see  ahead  of  us  a  future  of  perma- 
nent and  unremitting  hostility  and  tension 
between  Communist  China  and  other  coun- 
tries of  the  Pacific.  Personally,  I  do  not  be- 
lieve that  this  is  necessarily  the  shape  of  the 
future.  I  have  too  much  faith  in  the  basic 
pragmatic  good  sense  of  the  Chinese  people. 

I,  for  one,  see  no  reason  to  regard  the  pres- 
ent attitudes  of  the  Chinese  Communists, 
which  have  been  largely  responsible  for  the 
tensions  of  the  past,  as  immutable.  I  would 
like  to  pay  tribute  today  to  the  Japanese  cor- 
respondents on  the  mainland,  whose  reports 
are  a  main  source  of  information  about  the 
turmoil  that  is  now  in  progress  there.  How- 
ever, not  even  they  can  tell  us  what  the  future 
is  likely  to  hold.  Certainly  many  ideas,  atti- 
tudes, and  institutions  that  had  seemed  very 
permanent  are  being  shaken  to  their  foun- 
dations. 

I  would  hope  and  expect  that  those  forces 
in  China  which  want  to  move  from  a  reliance 
on  outworn  shibboleths  and  doctrines,  which 
have  repeatedly  demonstrated  failure,  to 
dealing  with  their  own  internal  problems  and 
external  relations  in  a  practical  way  will  ulti- 
mately prevail.  When  their  day  comes,  I  can 
assure  you  that  they  will  find  the  United 
States  responsive.  Indeed,  this  is  our  goal. 
This  goal  was  most  recently  stated  by  the 
President  in  his  January  state  of  the  Union 
message:  ^ 


We  shall  continue  to  hope  for  a  reconciliation 
between  the  people  of  mainland  China  and  the  world 
community — including  working  together  in  all  the 
tasks  of  arms  control,  security,  and  progress  on 
which  the  fate  of  the  Chinese  people,  like  the  rest  of 
us,  depends. 

We  would  be  the  first  to  welcome  a  China  which 
decided  to  respect  her  neighbors'  rights.  We  would 
be  the  first  to  applaud  were  she  to  apply  her  great 
energies  and  intelligence  to  improving  the  welfare 
of  her  people.  And  we  have  no  intention  of  trying 
to  deny  her  legitimate  needs  for  security  and 
friendly  relations  with  her  neighboring  countries. 

I  am  sure  that  you  must  share  my  hope 
that  the  day  will  soon  come  when  this  goal 
can  be  realized. 


I 


U.S.  and  Japan  Adjourn  Talks 
on  Fishing  in  New  U.S.  Zone 

Press   release   40   dated   February  23 

U.S.  and  Japanese  delegations  on  Febru- 
ary 21  adjourned  their  discussions  which  be- 
gan on  February  6  regarding  the  problems 
related  to  fishing  in  the  U.S.  contiguous 
fishery  zone  extending  9  miles  from  the  U.S. 
territorial  sea.^  It  was  agreed  to  reconvene 
the  discussions  in  mid-April  at  a  time  con- 
venient to  both  Governments.  Although  con- 
siderable progress  was  made  toward  a  solu- 
tion of  the  problems  through  the  frank  ex- 
change of  views  during  the  discussions,  it 
became  apparent  that  no  final  agreement 
could  be  reached  at  this  time. 

An  understanding  was  reached  that,  in  the 
interim  period  prior  to  May  1,  both  Govern- 
ments will  voluntarily  take  such  measures 
as  are  practicable  in  order  to  avoid  the  oc- 
currence of  problems  with  respect  to  fish- 
eries in  the  contiguous  zone. 

The  U.S.  delegation  was  headed  by  Am- 
bassador Donald  L.  McKernan,  Special  As- 
sistant for  Fisheries  and  Wildlife  to  the  Sec- 
retary of  State.  The  Japanese  delegation  was 
headed  by  Minister  Ryozo  Sunobe  of  the 
Japanese  Embassy  at  Washington. 


I 


'  Ibid.,  Jan.  30,  1967,  p.  158. 


'  The  new  U.S.  fisheries  zone  was  established  by 
the  enactment  of  P.L.  89-658,  approved  Oct.  14, 
1966. 


424 


DEPARTMENT  OF  STATE  BULLETIN 


Emperor  of  Ethiopia 
I  Visits  the  United  States 

Emperor  Haile  Selassie  I  of  Ethiopia 
visited  the  United  States  February  13-17.  He 
met  tvith  President  Johnson  and  other  U.S. 
Government  officials  in  Washington  on  Feb- 
ruary 13-15.  Folloiving  is  an  exchange  of 
greetings  betiveen  President  Johnson  and  the 
Emperor  at  a  ceremony  in  the  East  Room  of 
the  White  House  on  February  13,  together 
with  an  exchange  of  toasts  at  a  dinner  at  the 
White  House  the  next  evening. 


EXCHANGE  OF  GREETINGS 

White  House  press  release  dated  February  13 

President  Johnson 

Your  Imperial  Majesty:  It  is  a  very  great 
honor  this  afternoon  to  welcome  His  Imperial 
Majesty  once  again  to  American  shores. 

He  has  been  our  firm  and  cherished  friend 
for  more  than  five  decades.  He  and  his  people 
have  inspired  us  by  their  heroic  example  in 
time  of  war.  And  they  have  impressed  us  by 
the  wisdom  of  their  advice  in  time  of  peace. 

The  most  destructive  war  in  human  history 
might  well  have  been  prevented  if  the  world 
had  only  listened  30  years  ago  to  the  Em- 
peror of  Ethiopia.  Mankind  has  seldom  been 
offered  so  accurate  a  prophecy.  And  it  has 
never  paid  a  grimmer  price  for  ignoring  one 
of  its  prophets. 

I  would  like  to  repeat  a  statement  His 
Majesty  made  to  the  world  in  those  dark  days 
before  the  Second  World  War.  "Apart  from 
the  Kingdom  of  God,"  he  said,  "there  is  not 
on  this  earth  any  nation  that  is  higher  than 
any  other." 

No  one  has  ever  offered  a  better  prescrip- 
tion for  destroying  the  cancer  of  war. 

Only  when  this  simple  moral  truth  is 
finally  accepted  by  all  the  leaders  of  every 
land  can  we  truly  hope  for  lasting  peace. 

His  Imperial  Majesty  has  never  raised  his 
voice  in  the  halls  of  nations  except  to  coun- 


sel wisdom,  restraint,  and  justice.  He  once 
described  the  foreign  policy  of  his  own  land 
in  these  words: 

We  believe  that  war  has  become  too  dangerous  a 
method  for  solving  international  disputes.  Man  must 
be  as  wise  as  he  is  advanced.  He  must  allow  his 
wisdom  and  common  sense  to  prevail  over  tempta- 
tions that  can  only  lead  to  the  destniction  of  civiliza- 
tion itself  .  .  .  the  only  safe  way  for  the  settlement  of 
international  disputes  is  the  method  of  peaceful  nego- 
tiation, conducted  in  good  faith,  and  with  the  aim  of 
insuring  peace  and  justice  for  all. 

Your  Majesty,  I  am  told  that  in  your  coun- 
try there  is  a  proverb  which  says:  "Truth, 
and  the  morning,  become  light  with  time." 

Much  time  has  already  passed.  Your  Maj- 
esty, since  you  first  tried  to  light  our  way 
toward  a  better,  more  peaceful  world.  I  hope 
and  believe  that  men  are  closer  to  reaching 
that  long-sought  destination  than  ever  before 
in  history.  And  our  voyage  has  been  guided 
in  no  small  part  by  the  courage,  the  example, 
and  the  wisdom  of  Ethiopia. 

Your  Majesty,  we  are  greatly  honored  to 
have  you  with  us  in  the  White  House  this 
afternoon.  We  look  forward  with  great  an- 
ticipation to  your  visit  with  us  in  the  days 
ahead. 

Emperor  Haile  Selassie  1^ 

Mr.  President,  Mrs.  Johnson,  distinguished 
guests:  First  of  all,  Mr.  President,  I  wish  to 
state  my  satisfaction  on  the  fact  you  have  re- 
covered as  spiritedly  from  your  recent  diffi- 
culty with  your  health.  It  is  nice  to  see  you  in 
the  state  that  I  find  you  today. 

Each  generation  thinks  that  the  situation 
it  faces  is  the  most  serious  one,  the  most 
difficult  one  than  that  which  was  faced  by 
generations  of  the  past.  However,  this  may 
be  true  today.  I  believe  when  we  say  the  task 
of  this  generation  is  burdensome  we  mean  it. 

Because  of  the  progress  mankind  has 
achieved  and  because  of  the  diflSculties  that 
are  at  times  part  and  parcel  of  progress  and 
prosperity,  we  find  ourselves  at  a  crossroad 
where  we  might  make  the  world  safe  for  our 


As  translated  from  the  Amharic  language. 


MARCH  13,  1967 


425 


future  generations  or  we  might  all  perish  to- 
gether. 

The  friendship  between  the  United  States 
and  Ethiopia  is  one  of  long  standing.  Our 
association  in  the  past  many  decades,  I  hope, 
has  been  fruitful  for  both  our  peoples.  Be- 
cause the  United  States  and  Ethiopia  believe 
in  the  same  fundamental  and  essential  goals, 
it  is  necessary  that  we  should  put  our  efforts 
together  so  that  we  may  make  maximum  con- 
tribution for  the  safety  and  prosperity  of  the 
generations  to  come. 

In  our  discussions,  Mr.  President,  I  hope 
we  will  have  the  occasion  of  considering  the 
certain  questions  of  mutual  concern,  of  ex- 
changing views  in  a  frank  and  open  manner, 
and  arriving,  I  am  confident,  at  a  consensus 
of  understanding. 

I  believe  that  leaders  must  from  time  to 
time  come  together,  face  each  other,  and  dis- 
cuss problems  they  share  in  common.  It  is 
not  enough  that  we  deal  through  diplomatic 
channels. 

Mr.  President,  I  know  of  the  hard  work 
that  you  have  in  your  country.  I  know  of  the 
immense  responsibility  you  carry  for  the 
safety  of  mankind,  for  the  maintenance  of 
peace.  I  know  also  of  your  splendid  effort  in 
maintaining  national  peace  and  security.  I 
am  glad,  under  the  circumstances,  that  you 
are  able  to  consider  my  coming  to  the  United 
States  for  the  purpose  of  dealing  with  mat- 
ters of  mutual  interest. 

Ethiopia  and  Ethiopians  are  laboring  to- 
day not  only  for  the  peace  and  prosperity  of 
our  people,  but  also  realizing  the  fundamental 
common  interest  which  we  share  with  other 
African  people,  we  have  dedicated  ourselves 
to  building  a  united  and  a  more  prosperous 
Africa.  We  found  that  the  interest  that  af- 
fects Africa  affects  also  Ethiopia  and  vice 
versa,  because  our  destiny  with  the  African 
Continent  is  a  common  one. 

We  have  to  put  up  a  common  effort  to  see 
that  the  continent's  interests  are  protected. 
As  it  is  well  known,  the  Organization  of 
African    Unity    was    established    in    Addis 


Ababa.  I  believe  this  organization  has  made 
a  good  beginning  in  the  interest  of  all  of  the 
African  people. 

I  hope,  Mr.  President,  during  our  private 
conversations  I  will  have  an  opportunity  of  '^ 
exchanging  views  with  you  about  matters  of 
mutual  concern,  as  well  as  matters  that  re- 
late to  the  Organization  of  African  Unity. 

Let  me  say  again  that  I  am  glad  to  be  in 
the  United  States  today  and  I  pray  that  our 
discussions  will  bear  fruit.  Thank  you. 


EXCHANGE  OF  TOASTS 

White  House  press  release  dated  February  14 

President  Johnson 

Your  Imperial  Majesty,  Mr.  Vice  Presi- 
dent, Mr.  Chief  Justice,  distinguished  guests, 
ladies  and  gentlemen:  It  is  a  high  privilege 
tonight  to  honor  one  of  this  century's  most 
courageous,  farsighted,  and  respected  states- 
men, who  has  earned  an  indelible  place  in  the 
hearts  of  men  everywhere. 

Monarch  of  the  oldest  Christian  kingdom 
and  an  ancient  civilization,  you.  Your  Maj- 
esty, personify  to  us  the  eternal  spirit  of  de- 
votion to  freedom  and  independence  of  your 
Ethiopian  people. 

The  essence  of  the  Ethiopian  character  was 
put  in  your  stirring  words  many  years  ago: 
"With  God's  help,  we  have  always  stood 
proud  and  free  upon  our  native  mountains." 

It  is  difficult  for  me  to  express  to  you  to- 
night the  very  special  place  that  you  occupy 
in  our  tradition — indeed,  in  the  tradition  of 
all  mankind. 

Many  of  us  in  this  room  tonight  recall  the 
night  of  June  28,  1936,  when  the  Emperor  of 
Ethiopia  made  a  plea  to  the  League  of  Na- 
tions— a  plea  for  his  suffering  people  which 
was  also  a  very  moving  appeal  to  the  con- 
science of  humanity. 

Your  Majesty's  final  question  to  the  League 
has  echoed  down  the  years  with  prophetic 
impact: 

I  ask  the  52  nations  who  have  given  the  Ethiopian 


426 


DEPARTMENT  OF  STATE  BULLETIN 


leople  a  promise  to  help  them  in  their  resistance  to 
h.'  aggressor,  what  are  they  willing  to  do  for 
Ethiopia? 

And  the  great  powers  who  have  promised  the 
ruarantee  of  collective  security  to  small  States  on 
vliom  weighs  the  threat  that  they  may  one  day 
niffer  the  fate  of  Ethiopia,  I  ask,  what  measures  do 
ou  intend  to  take? 

Representatives  of  the  world,  I  have  come  to 
3eneva  to  discharge  in  your  midst  the  most  painful 
)f  the  duties  of  the  head  of  a  State. 

What  reply  shall  I  have  to  take  back  to  my  people? 

We  all  know — to  our  shame — the  reply 
i'our  Majesty  received. 

The  betrayal  of  Ethiopia  was  in  truth  the 
;urning  point  on  the  road  to  aggression  and 
.var.  Its  lesson  has  been  etched  into  our 
nemory  and  has  spurred  us  in  building  a 
,vorld  where  solid  commitments  to  resist  op- 
pression are  no  longer  just  scraps  of  paper. 

Your  Majesty,  we  also  recall  with  great 
pleasure  your  triumphant  return  to  Addis 
\baba  and  your  remarkable  reconstruction 
)f  your  nation  as  you  put  into  action  your 
ong-held  and  long-frustrated  ideals  of  mod- 
ernization: 

— building  schools,  a  fine  university,  hos- 
pitals, dams,  airports,  factories; 

— turning  Addis  Ababa  into  a  dynamic, 
)eautiful  modern  city; 

— proclaiming  a  revised  constitution  and 
egal  system; 

— training  young  Ethiopians  for  the  tasks 
)f  the  future  in  the  20th  century. 

Your  Majesty  has  not  confined  your  con- 
cern just  to  your  people. 

We  have  all  witnessed,  and  can  testify  to 
vith  admiration,  your  striking  performance 
IS  a  leader  of  Africa's  many  and  diverse 
peoples  and  as  a  mediator  in  potentially  ex- 
plosive confrontations  between  various 
\f  rican  states. 

(The  Organization  of  African  Unity — which 
your  initiative  in  1963  was  instrumental  in 
creating — is  one  of  the  most  hopeful  institu- 
;ions  in  the  movement  toward  peace,  reason, 
and  unity  in  the  great  continent  of  Africa. 

It  has  always  been  a  unique  privilege  and 
pleasure  for  me  to  have  an  opportunity  to  ex- 


change views  on  international  affairs  with 
one  whom  I  consider  to  be  one  of  the  world's 
greatest  elder  statesmen. 

Today,  as  in  1963  when  we  last  talked,  we 
had  an  immediate  sense  of  the  great  mutual 
understanding  and  respect  that  our  people 
entertain  for  each  other. 

Your  Majesty,  we  treasure  deeply  this  re- 
lationship. It  is  my  genuine  and  most  earnest 
hope  that  succeeding  generations  of  our 
peoples  will  continue  to  reinforce  the  solid 
edifice  of  American-Ethiopian  amity  and  un- 
derstanding. 

On  this  happy  occasion,  here  tonight  in  the 
first  house  of  this  land,  Mrs.  Johnson  and  I, 
on  behalf  of  our  distinguished  guests,  all  of 
those  who  are  privileged  to  come  here  and  be 
together  tonight,  and  certainly  on  behalf  of 
all  of  the  American  people,  I  propose  a  toast 
to  Your  Majesty — respected  statesman, 
peacemaker  in  the  world,  and  most  honored 
and  trusted  friend. 

Emperor  Haile  Selassie  i' 

Mr.  President  and  Mrs.  Johnson,  honored 
guests:  We  are  deeply  touched  by  the  kind 
words  which  you,  Mr.  President,  have  just 
said  about  us  and  the  people  of  Ethiopia.  We 
are  equally  grateful  for  the  warm  welcome 
and  immense  hospitality  accorded  us  during 
our  present  as  well  as  our  previous  visits  to 
this  great  country. 

This  visit,  among  other  things,  also  gives 
us  the  opportunity  to  carry  with  us  the  warm- 
est greeting  and  admiration  of  the  Ethiopian 
people  to  yourself  and  your  family,  Mr.  Presi- 
dent, and  through  you  to  the  talented  people 
of  America. 

From  the  time  we  have  been  chosen  to  lead 
our  beloved  people  to  the  present  years  of  the 
space  era,  Ethiopians  have  been  watching 
with  keen  interest  the  gigantic  technological 
strides  and  the  immense  economic  advance- 
ment that  the  American  way  of  life  has 
brought  about  to  mankind. 

The  democratic  party  politics  practiced  in 


^  As  translated  from  the  Amharic  language. 


MARCH  13,  1967 


427 


America  has  always  been  regarded  by  Ethio- 
pians as  a  shining  example  of  free  expression 
of  man  who  has  governed  his  own  destiny 
along  the  avenues  he  freely  chooses. 

Ethiopia,  for  one,  is  certain  that  in  this 
great  country  of  the  United  States  she  has 
real  and  lasting  friendship.  Such  a  relation- 
ship exists  not  as  a  matter  of  accident.  It  is 
rather  the  result  of  many  similar  views  and 
principles  which  both  Ethiopia  and  the 
U.S.A.  share  and  uphold  toward  the  mainte- 
nance of  enduring  peace  for  the  world. 

For  without  peace,  whether  on  the  conti- 
nental scope  or  on  a  regional  level,  no  nation 
can  progress.  The  great  concern  which  we  at 
times  manifest  over  the  events  developing 
around  the  eastern  part  of  Africa  might 
make  us  Ethiopians  look  more  vigilant  and 
sensitive  than  our  friends  wish  us  to  be. 

Yet  some  of  the  sad  reminiscences  of  our 
own  history,  the  peculiar  position  which  we 
occupy  in  world  geography,  a  delicate  situa- 
tion which  is  found  on  the  periphery  of  an 
area  which  is  always  fraught  with  turbu- 
lence, leaves  us  together  with  the  other  fellow 
Africans  to  face  similar  situations  with  no 
alternative  but  to  be  extra  cautious  to  safe- 
guard our  national  integrity. 

At  the  same  time,  however,  we  shall  not,  as 
always,  falter  to  continue  strengthening  our 
friendship  with  all  our  neighbors  and 
friendly  countries  on  the  basis  of  mutual  re- 
spect. 

We  always  pray  to  the  Almighty  that 
peace  and  understanding  reign  among  all  na- 
tions on  earth.  We  should  also  take  this  op- 
portune moment,  Mr.  President,  to  express 
our  deep  gratitude  for  the  numerous  forms 
of  assistance  which  Ethiopia  has  benefited 
from  your  Government,  be  it  in  the  form  of 
technical  know-how  or  in  human  resource  in 
all  walks  of  our  country's  endeavor  for  na- 
tional development. 

It  is,  therefore,  with  this  feeling  of  our 
appreciation  that  we  ask  the  distinguished 
guests  to  toast  the  health  of  the  President  and 
his  family  and  to  the  lasting  amity  between 
our  two  countries. 


Agreement  To  Solve  Rio  Grande 
Salinity  Problem  Approved 

Statement  by  President  Johnson 

white  House  press  release  dated  February  10 

The  Governments  of  the  United  States 
and  Mexico  have  approved  an  agreement  for 
a  solution  to  the  Rio  Grande  salinity  prob- 
lem recommended  by  the  International 
Boundary  and  Water  Commission,  United 
States  and  Mexico. 

President  [Gustavo]  Diaz  Ordaz  of  Mexico 
joined  with  me  in  December  1965  in  an- 
nouncing the  recommendations  made  by  the 
Commission.!  The  project  consists  of  a  canal 
to  be  constructed  through  the  territory  of 
Mexico  to  convey  highly  saline  drainage  from 
its  Morillo  drain  to  existing  drainage  chan- 
nels in  that  country  and  thence  to  the  Gulf 
of  Mexico.  The  two  countries  will  divide 
equally  the  costs  of  construction,  operation, 
and  maintenance  and  supervise  the  project 
through  the  International  Commission. 

Both  of  our  Governments  moved  quickly 
to  adopt  the  recommendations  and  start  con- 
struction. Within  less  than  a  year.  Congress 
enacted  and  I  approved  authorizing  legisla- 
tion,2  funds  were  appropriated  for  this  coun- 
try's half  of  the  construction  costs,  and  I  was 
able  to  inform  the  Mexican  Government  that 
the  United  States  was  ready  to  proceed. 

Meanwhile,  Mexico  completed  its  arrange- 
ments. Since  construction  will  be  entirely  in 
Mexico,  that  Government  made  the  detailed: 
designs,  arranged  for  rights  of  way,  and  or- 
ganized construction  work.  Mexico  has  beguni 
initial  construction  and  plans  to  complete  the 
project  early  in  1968. 

When  the  new  works  are  in  operation,  the 
harmful  drainage  will  no  longer  enter  the 
river.  Those  who  make  their  homes  on  both 
sides  of  the  river  will  have  better  water. 


'  Bulletin  of  Jan.  24,  1966,  p.  118. 

^  For  a  statement  by  President  Johnson  made  upon 
signing  Public  Law  89-584  on  Sept.  19,  1966,  see 
ibid.,  Oct.  31,  1966,  p.  686. 


428 


DEPARTMENT  OF  STATE  BULLETIN: 


Their  crops  and  lands  will  be  free  from  dan- 
gerous concentrations  of  salts. 

I  personally  thank  the  many  members  of 
;he  Congress  who  made  it  possible  for  us  to 
nove  so  quickly  in  the  adoption  of  this  solu- 
ion  to  a  difficult  international  problem.  I 
;ongratulate  the  people  in  the  Lower  Rio 
iJrande  Valley  of  Texas  who  waited  pa- 
;iently  while  this  solution  was  being  devel- 
)ped,  who  responded  so  readily  to  the  call 
for  their  advice  and  money,  and  who  will 
soon  enjoy  the  fruits  of  our  joint  labors 
with  their  neighbors  to  the  south. 


President  Urges  Ratification 
of  New  Ship  Safety  Rules 

White  House  Announcement 

White  House  press  release  dated  February  15 

The  President  sent  to  the  Senate  on  Feb- 
ruary 15,  for  its  advice  and  consent  to  ratifi- 
cation, a  series  of  amendments  to  the  Interna- 
tional Convention  for  Safety  of  Life  at  Sea 
of  1960  1  which  will  tighten  drastically  the 
international  safety  standards  for  passenger 
ships. 

In  his  message  to  the  Senate  ^  the  Presi- 
dent said  the  amendments  are  the  result  of 
thorough  and  expeditious  negotiations  within 
an    international    organization    to    meet    a 


tragically  demonstrated  need  for  better  fire 
protection  for  passenger  ships.  He  urged  the 
Senate  to  give  early  and  favorable  considera- 
tion. 

The  amendments  to  the  safety  convention 
were  proposed  by  the  United  States  in  the 
aftermath  of  the  Yarmouth  Castle  disaster 
and  were  approved  by  a  special  Assembly  of 
the  64-nation  Intergovernmental  Maritime 
Consultative  Organization  (IMCO)  on  No- 
vember 30,  1966.3  They  still  require  ratifica- 
tion by  two-thirds  of  the  governments  which 
are  parties  to  the  convention.  When  the 
amendments  enter  into  force  they  will  re- 
quire older  passenger  ships,  previously  ex- 
empted from  modern  safety  standards,  to  be 
substantially  rebuilt  or  withdrawn  from  serv- 
ice. The  IMCO  Assembly  also  recommended 
immediate  implementation  of  the  new  stand- 
ards before  they  formally  enter  into  force. 

The  amendment  of  the  safety  convention 
complements  legislation  enacted  by  the  89th 
Congress  and  signed  by  the  President  on  No- 
vember 6  establishing  higher  standards  for 
passenger  ships  leaving  United  States  ports 
and  providing  for  disclosure  of  safety  stand- 
ards and  financial  responsibility  of  ship  op- 
erators (P.L.  89-777). 


'  Treaties  and  Other  International  Acts  Series 
5780. 

^  Not  printed  here. 

'  For  an  article  by  William  K.  Miller  entitled 
"New  International  Rules  for  Passenger  Ship  Safe- 
ty," see  Bulletin  of  Jan.  30,  1967,  p.  173. 


MARCH  13,  1967 


429 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


Improving  Export  Earnings  off  Developing  Countries 


Statement  by  W.  Michael  BlumenthaV 


Mr.  Chairman,  my  delegation  considers 
this  meeting  of  the  Committee  on  Trade  and 
Development  to  be  of  great  importance.  We 
are  meeting  at  an  important  time.  The  Ken- 
nedy Round  has  entered  into  its  final  crucial 
stages.  The  work  of  our  Committee  can  do 
much  by  focusing,  at  this  moment,  on  the 
major  issues  and  opportunities  for  develop- 
ing countries  in  the  Kennedy  Round  and  by 
surveying  the  other  aspects  of  developing 
country  trade  problems  on  our  agenda.  By 
meeting  for  the  first  time  in  Latin  America, 
an  area  of  the  world  where  the  need  for 
rapid  economic  development  is  constantly  in 
the  forefront  of  Government  thinking  and 
where  the  struggle  for  better  earnings  from 
trade  as  a  means  of  speeding  economic  de- 
velopment goes  on  unabated,  we  are  indeed 
underlining  in  a  most  effective  manner  the 
sum  and  substance  of  the  work  of  this  Com- 
mittee. 

The  GATT  [General  Agreement  on  Tariffs 
and  Trade]  has,  I  believe,  made  considerable 
contributions  in  helping  the  trading  prob- 
lems of  the  developing  countries.  Through 
the  Kennedy  Round  and  a  number  of  other 
activities  presently  underway,  more  can  and 


'  Made  before  the  eighth  session  of  the  GATT 
Committee  on  Trade  and  Development  at  Punta  del 
Este,  Uruguay,  on  Jan.  18.  Mr.  Blumenthal,  who  is 
the  President's  Deputy  Special  Representative  for 
Trade  Negotiations,  was  U.S.  delegate  to  the  Com- 
mittee, which  met  Jan.  16-20. 


430 


must  be  done  in  the  future.  The  GATT  is 
young.  It  is  not  yet  20  years  old.  It  has  al- 
most reached  the  age  of  discretion.  It  is  still 
growing.  It  is  still  impressionable,  and  it 
shows  every  sign  of  being  able  to  learn  from 
experience.  Here  in  Punta  del  Este  we  have 
an  opportunity  to  step  back  a  minute  from 
the  flurry  of  our  Geneva  meetings  and  nego- 
tiations and  to  assess  some  of  the  more  sig- 
nificant of  our  activities  from  the  unusual 
perspective  afforded  us  by  our  presence  here. 

One  of  the  most  important  ways  in  which 
the  GATT  can  contribute  to  the  solution  of 
the  trade  problems  of  developing  countries 
is  to  promote  the  rapid  removal  of  trade  bar- 
riers. For  it  is  these  barriers  which  frustrate 
efforts  to  diversify  exports,  hinder  raising 
the  volume  of  trade,  and  inhibit  the  growth 
of  export  earnings.  And  the  most  effective 
way  in  which  to  lower  trade  barriers  is  bj 
comprehensive  multilateral  negotiation. 

The  Contracting  Parties  already  have 
much  experience  in  this  field.  In  successive 
tariff  conferences  levels  of  protection  have 
been  considerably  reduced.  The  Kennedj 
Round  now  offers  the  opportunity  to  take  i 
further  giant  step. 

The  magnitude  of  this  step  can  perhaps 
be  appreciated  by  a  comparison  with  the  rec 
ord  of  the  past.  In  a  series  of  negotiations 
spread  over  three  decades  the  United  States 
reduced  its  tariff  to  about  half  its  original 
level.  Now,  in  the  Kennedy  Round,  we  ar« 


DEPARTMENT  OF  STATE  BULLETIN 


egotiating-  for  the  reduction  of  tariffs, 
gain  by  half — but  this  time  over  a  period 
E  5,  rather  than  30,  years. 
Specifically,  looking  at  access  to  the  U.S. 
larket,  what  is  the  stake  of  the  developing 
>untries  in  a  successful  negotiation? 

First:  The  United  States  has  tabled  a  sum 
)tal  of  offers  on  all  different  types  of  com- 
lodities  and  manufactured  goods — agricul- 
iral  and  industrial,  temperate  and  tropical 

involving  duty  reductions  or  eliminations 
r  the  binding  of  unbound  free  items  on  $1.1 
illion  of  imports  from  all  less  developed 
ountries  in  1964. 

Second:  This  means,  for  example,  that  if 
ur  Kennedy  Round  offer  is  fully  taken  up, 
tie  50  percent  of  United  States  1964  imports 
rem  developing  countries  participating  in 
le  Kennedy  Round  which  entered  the  U.S. 
uty-free,  bound  and  guaranteed,  would  rise 

a  figure  of  63  percent.  The  1964  figure  on 
uty-free  imports  represents  the  results  of 
aluable  concessions  given  in  early  GATT 
legotiations.  The  new  figure  would  reflect 
he  added  Kennedy  Round  concessions. 

Third:  As  a  part  of  its  total  offers,  the 
Jnited  States  has  tabled  offers  to  accord 
mmediate  duty-free  entry  to  tropical  com- 
nodities  accounting  for  more  than  $300  mil- 
ion  of  our  1964  imports  from  less  developed 
ountries  participating  in  the  Kennedy 
lound.  If  this  offer  is  taken  up  we  shall  have 
reed  from  duty  about  70  percent  of  our  total 
mports  of  tropical  products  from  all  coun- 
ries. 

Our  tropical  products  offer  reflects  our 
all  sympathy  for  the  view  that  developed 
ountries  should  make  every  effort  to  elim- 
nate  all  duties  and  other  internal  barriers 
vhich  restrict  the  consumption  of  tropical 
)roducts  not  generally  produced  in  the  devel- 
)ped  nations  of  the  world.  Our  Congress 
ully  shared  this  view  and  included  special 
)rovisions  to  this  effect  in  the  Trade  Expan- 
ion  Act  of  1962,  thus  enabling  us  to  make 
)ur  far-reaching  tropical  products  offer  to 
ivhich  I  have  just  referred.  The  offer  is  com- 
prehensive. If  implemented,  it  would  add  to 


the  duty-free  treatment  already  accorded  by 
the  United  States  for  key  commodities,  such 
as  coffee,  cocoa,  and  bananas,  a  number  of 
other  important  tropical  product  groups,  in- 
cluding tropical  woods,  certain  oils,  nuts, 
spices,  and  many  more. 

Our  law  requires,  however,  that  our  offer 
on  tropical  products  can  only  be  fully  imple- 
mented if  other  major  industrialized  part- 
ners in  the  negotiations  take  parallel  action. 
The  United  States  hopes  that  it  will  be  pos- 
sible for  them  to  do  so.  We  urge  all  countries 
to  make  a  major  effort  in  this  field.  We  in- 
tend to  exert  every  effort  to  insure  that 
major  liberahzation  of  remaining  trade  bar- 
riers on  tropical  products  results  f.om  the 
negotiations. 

Foiirth:  The  U.S.  Kennedy  Round  offers 
cover  more  than  90  percent  of  our  dutiable 
imports  of  manufactured  goods  from  develop- 
ing countries  participating  in  the  negotia- 
tions. Our  imports  of  such  items  amounted 
to  more  than  $300  million  in  1964.  Our  offers 
on  them  are  in  the  main  for  duty  reductions 
of  50  percent,  the  maximum  we  are  author- 
ized to  offer  by  law.  We  consider  this  to  be 
of  major  importance  for  the  trade  prospects 
of  our  developing  country  negotiating 
partners. 

Fifth:  It  follows  from  what  I  have  just 
said  that  the  United  States  has  made  every 
effort  to  keep  items  of  interest  to  partici- 
pating less  developed  countries  off  its  excep- 
tions lists  and  on  its  offers  lists.  Moreover, 
we  have  offered  deeper  than  50  percent  reduc- 
tions and  the  implementation  of  reductions 
without  staging  wherever  possible  under  our 
legislation. 

Sixth:  We  are  making  every  effort  to  as- 
sure trade  liberalization  and  enlarged  trading 
opportunities  for  products  where  the  level 
of  imports  is  not  always  inhibited  by  tariff 
protection  alone.  For  example,  we  have  ac- 
tively engaged  in  bilateral  negotiations  with 
cotton  textile  exporting  countries  and  as  a 
part  of  the  Kennedy  Round  we  have  sought, 
in  the  context  of  a  renewed  Long-Term 
Cotton  Textile  Arrangement,  to  agree  about 


MARCH  13,  1967 


431 


action  on  tariff  as  well  as  nontariff  barriers. 
The  result  can  be  a  maximum  growth  in 
cotton  textile  trade  compatible  with  an 
orderly  development  of  our  domestic  market. 
By  working  out  certain  bilateral  understand- 
ings on  our  cotton  textile  trade,  we  think  that 
exporting  countries  can  look  toward  growing 
export  earnings  from  this  vital  sector.  At  the 
same  time,  our  domestic  industry  can  be  as- 
sured of  a  continuation  of  necessary,  limited 
levels  of  protection  to  safeguard  their  health 
and  well-being. 

Cotton  textiles  are  a  vital  export  item  for 
many  developing  nations.  The  Kennedy 
Round  can  and  should  be  used  as  the  means 
for  similar  negotiations  between  other  coun- 
tries exporting  and  importing  cotton  textiles. 

Seventh:  The  United  States,  together  with 
other  exporting  countries,  has  proposed  the 
addition  of  a  multilateral  food  aid  component 
as  a  part  of  a  world  grains  arrangement 
under  negotiation  in  the  Kennedy  Round.  My 
country  is  willing  to  undertake  a  significant 
share  of  the  responsibility  for  such  a  pro- 
gram, and  we  hope  that  all  major  partici- 
pating nations,  exporters  and  importers  alike, 
will  assume  a  share  of  the  burden. 

The  whole  effort  of  seeking  in  the  Kennedy 
Round  to  work  out  comprehensive  arrange- 
ments for  important  temperate  commodities, 
such  as  cereals,  meats,  and  dairy  products,  is 
of  vital  interest  not  only  to  developed  coun- 
tries like  my  own  but  also  to  those  developing 
nations  who  rely  heavily  on  export  earnings 
in  this  field.  I  am  thinking  particularly  of 
Argentina  and  Uruguay,  Mr.  Chairman,  who 
have  a  heavy  stake  in  the  successful  outcome 
of  our  negotiations  in  this  area.  For  those 
countries  in  particular,  the  success  of  the 
Kennedy  Round  will  in  no  small  measure 
be  determined  by  the  extent  to  which  the 
negotiations  on  temperate  agricultural  prod- 
ucts can  assure  them  continued  access  to 
major  world  markets  and  reasonable  prices 
for  their  products. 

Mr.  Chairman,  these  are  a  few  of  the  prin- 
cipal elements  of  that  part  of  the  U.S.  Ken- 
nedy Round  offer  which  is  of  particular  in- 


432 


terest  to  developing  countries.  They  show 
why  these  negotiations  are  so  important  and 
why  so  much  is  at  stake  for  the  developing 
countries'  trade.  The  United  States  is,  of 
course,  not  the  only  developed  country 
participating  in  the  Kennedy  Round.  All  the 
other  major  world  trading  nations  are  negoti- 
ating partners  in  Geneva.  The  offers  of  many 
of  these  countries  would,  if  taken  up,  be  of 
equal  importance  in  promoting  developing 
countries'  export  trade.  The  sum  total  of  what 
is  at  stake  in  the  Kennedy  Round  is  impres- 
sive indeed. 

Kennedy  Round  Contributions 

We  are,  however,  merely  talking  about 
offers  at  this  point.  The  next  few  months  will 
be  critical;  they  will  determine  how  exten- 
sively the  offers  presently  on  the  table  can 
be  implemented  and,  indeed,  to  what  extent 
they  can  be  further  improved.  To  achieve  the 
best  possible  result,  it  is  now  time  for  each 
participant  to  review  its  position  in  the  light 
of  the  positions  of  others  and  to  make  a 
major  effort  to  overcome  discrepancies  and 
imbalance.  For  example,  we  have  all  agreed 
that  the  developing  countries  in  the  Ken- 
nedy Round  need  not  provide  full  reciprocity 
for  the  important  benefits  they  are  likely  tc 
receive.  Yet  it  has  been  clear  all  along  thai 
developing  countries  also  should,  partly  in 
their  own  interest,  make  some  contributions 
to  the  Kennedy  Round — contributions  con- 
sonant with  their  economic  developmeni 
needs. 

The  present  picture  in  this  regard  is  noi 
a  satisfactory  one.  At  this  point  there  an 
few  concrete  tariff  offers  from  participating 
developing  countries  on  the  table.  It  is  essen- 
tial that  every  effort  be  made  to  remedy  this 
situation.  For  while  full  reciprocity  is  no1 
necessary,  if  the  gap  cannot  be  reduced  tht 
end  effect  may  well  be  adverse  for  developed 
and  developing  countries  alike.  Unless  devel- 
oping countries'  contributions  are  included  ir 
the  final  settlement,  developed  countries  are 
less  likely  to  be  able  to  give  the  most  effectivt 
consideration  to  the  needs  of  the  less  devel- 


DEPARTMENT  OP  STATE  BULLETIN 


ped  nations.  In  particular,  this  could  ad- 
ersely  affect  their  decisions  on  final  adjust- 
lent  of  offers  among  each  other. 
Secondly,  in  the  absence  of  some  effort  by 
16  developing  nations,  the  likelihood  that 
ome  of  the  major  consuming  countries  will 
urther  improve  their  offers — or,  indeed,  that 
ley  will  implement  all  offers  presently  on  the 
able — is  reduced.  As  I  mentioned  earlier,  the 
bility  of  the  United  States  to  implement  a 
ood  many  of  its  tropical  products  offers  de- 
ends  on  like  action  by  other  advanced  coun- 
ries.  Moreover,  the  Trade  Expansion  Act 
rovides  that  we  can  best  utilize  our  powers 
or  trade  liberalization  only  if  all  countries 
lake  contributions  to  the  final  negotiating 
esults. 

Volution  of  GATT  Assistance 

The  GATT,  from  the  beginning,  was  de- 
igned to  raise  standards  of  living  and  to 
romote  the   economic    development   of   its 

embers.  At  its  inception  there  were  23  Con- 
racting  Parties,  of  which  11  were  less  devel- 
iped  countries.  Now  there  are  70  Contracting 
'arties  and  a  total  of  84  countries  who  par- 
icipate  in  the  GATT;  60  of  these  are  less 
leveloped  countries,  and  over  two-thirds  of 
oday's  Contracting  Parties  fall  into  this 
ategory.  This  growth  in  membership  is  per- 
laps  the  best  indication  of  the  importance  of 
he  work  of  the  GATT  to  the  less  developed 
jarts  of  the  world. 

In  order  to  make  the  General  Agreement 
nore  responsive  to  the  needs  of  the  less 
leveloped  countries,  the  GATT  was  revised 
n  certain  aspects  in  1954-55.  More  recently, 
;he  three  new  articles  which  constitute  part 
[V  were  added,  and  this  Committee  was 
jstablished.  Part  IV  of  the  General  Agree- 
nent  is  now  in  effect  among  the  Contracting 
Parties  which  have  subscribed  to  the  relevant 
protocol.  Some  50  Contracting  Parties,  in- 
zluding  the  United  States,  have  already  done 
30.  We  strongly  urge  that  all  the  remaining 
Contracting  Parties  adhere  to  it  as  soon  as 
possible. 

It  follows  from  this  brief  reference  to  the 


evolution  of  the  GATT  in  its  work  on  develop- 
ing country  trade  that  the  Kennedy  Round  is 
by  no  means  the  only  forum  in  which  im- 
portant work  on  such  problems  is  going  for- 
ward. Indeed,  my  country  is  gratified  to  note 
the  many  activities  of  this  Committee  and 
other  GATT  bodies  designed  to  promote  de- 
veloping country  trade.  I  should  like  to  com- 
ment briefly  on  a  few  of  these  here. 

Special  Efforts  To  Lower  Trade  Barriers 

Even  before  the  General  Agreement  con- 
tained the  provisions  of  part  IV,  the  Con- 
tracting Parties  did  a  great  deal  to>  open  the 
major  markets  of  the  world  to  the  products 
of  developing  countries.  In  1947  and  for  some 
years  thereafter,  many  developed  countries 
were  still  experiencing  postwar  balance-of- 
payments  difficulties.  They  applied  temporary 
quantitative  import  restrictions  to  safeguard 
their  reserves.  When  these  economies  had  re- 
covered and  international  currency  converti- 
bility had  been  restored,  the  justification  for 
continuing  the  systematic  application  of 
quantitative  import  restrictions  disappeared. 
The  situation  of  each  country  applying  these 
restrictions  was  discussed  in  consultation 
with  the  IMF  [International  Monetary  Fund] 
and  with  the  GATT  Contracting  Parties,  and 
the  great  majority  of  the  restrictive  quotas 
were  discontinued. 

However,  there  are  still  a  limited  number 
of  quantitative  restrictions  applicable  to 
items  of  export  interest  to  developing  coun- 
tries. Most  of  these  so-called  residual  restric- 
tions apply  to  agricultural  products,  are  in- 
tended to  protect  domestic  agriculture,  and 
are  inconsistent  with  the  GATT.  My  delega- 
tion urges  countries  which  maintain  such  re- 
strictions to  move  now  to  eliminate  them.  We 
support  appropriate  procedure  in  the  GATT 
to  bring  about  further  progress  in  the  reduc- 
tion and  elimination  of  the  remaining  re- 
sidual restrictions  on  products  of  interest  to 
developing  countries. 

The  principal  export  interest  of  the  de- 
veloping countries  today  remains  in  primary 
commodities:    minerals,    tropical    and    non- 


MARCH  13,  1967 


433 


tropical  foodstuffs  and  fibers,  and  forestry 
products.  In  general,  duties  on  such  products 
are  relatively  low,  pai'ticularly  since  many 
countries  have  removed  or  suspended  duties 
on  several  of  these  products  unilaterally, 
acting  in  the  spirit  of  part  IV. 

The  United  States,  for  example,  has  sus- 
pended duties  on  copper,  manganese,  bauxite, 
nickel,  graphite,  certain  hardwoods  (includ- 
ing tropical  hardwood),  istle,  cork  insulating 
board,  silla  yarn,  tanning  extracts,  palm  nuts 
and  kernels,  and  palm  oil.  Most  industrialized 
countries  have  eliminated  or  suspended  duties 
on  tea  and  tropical  timber,  and  the  documen- 
tation for  this  committee  meeting  notes  that 
since  the  adoption  of  part  IV  developed  coun- 
tries have  eliminated  duties  on  over  30  items 
of  interest  to  less  developed  countries,  have 
reduced  duties  on  several  others,  and  have 
temporarily  suspended  duties  on  over  20 
more. 

My  delegation  hopes  that  this  trend  can 
be  continued.  The  Kennedy  Round  may  pre- 
sent a  particular  opportunity  to  make 
progress  in  this  regard.  We  urge  all  countries 
to  do  their  utmost  in  this  regard. 

Developing  as  well  as  developed  countries 
are  succeeding  in  lowering  barriers  in  cus- 
toms areas  and  free  trade  areas.  The  Central 
American  Common  Market  and  the  Latin 
American  Free  Trade  Association  afford  in- 
teresting examples  of  what  developing  coun- 
tries are  doing  to  further  the  development  of 
their  trade  and  their  economies  on  the  basis 
of  regional  cooperation.  As  the  GATT  survey, 
"International  Trade  1965,"  notes,  intra- 
Latin  American  trade  increased  by  almost 
one-fifth  in  1965.  Intra-Central  American 
trade  increased  by  about  14  percent  in  that 
year.  In  the  period  1960-1965  the  total  trade 
of  the  Central  American  Common  Market 
countries  increased  about  1%.  times;  trade 
among  these  countries,  however,  grew  nearly 
three  times  as  rapidly  and  in  1965  was  41/2 
times  what  it  was  in  1960. 

The  United  States  continues  to  be  a  strong 
supporter  of  these  regional  common  markets 
in  Latin  America.  We  believe  that  a  study  of 
their  experience  might  be  of  great  benefit  to 


434 


developing  countries  in  other  parts  of  the 
world.  We  would  encourage  the  Latin  Ameri- 
can countries  to  disseminate  through  the  Con- 
tracting Parties  fuller  knowledge  of  the  tech- 
niques they  have  found  useful  in  lowering' 
trade  barriers  and  furthering  economic  de- 
velopment. 

The  Contracting  Parties,  in  article  XXIV 
of  the  GATT,  established  guidelines  for  the 
formation  and  operation  of  regional  customs 
unions  and  free  trade  areas  so  that  they 
may  contribute  on  the  one  hand  to  the 
advancement  of  national  planning  for  trade 
and  development  and  on  the  other  to  the 
worldwide  interchange  of  resources  through 
trade.  The  United  States  has  proposed  that 
the  GATT  be  amended  to  permit  the  estab- 
lishment, when  certain  criteria  are  met,  of 
regional  arrangements  other  than  customs- 
unions  or  free  trade  areas  for  trade  lib- 
eralization among  developing  countries. 

Negotiating  Workable  Commodity  Agreements 

Mr.  Chairman,  the  problems  of  trade  ini 
primary  commodities  have  two  general  aS' 
pects.  There  is  the  question  of  removing  tarifl( 
and  nontariff  barriers  which  impede  trade  iij 
these  products.  There  is  also  the  question  oli 
negotiating  workable  commodity  agreements! 
for  certain  of  them.  My  delegation  considera 
it  important  and  in  the  interest  of  develop 
ing  countries  exporting  primary  products  t( 
progress  on  both  fronts. 

On  the  one  hand,  for  some  products  of  de 
veloping  countries— coffee  and  cocoa  ar« 
examples  of  such  commodities — commodity 
agreements  could  be  useful.  The  Unitec 
States  hopes  that  the  International  Coffe* 
Agreement  may  be  supplemented  by  a  work 
able  cocoa  agreement  and  perhaps  by  othei 
commodity  agreements  as  well.  However 
there  do  not  appear  to  be  many  commoditie; 
for  which  comprehensive  commodity  agree 
ments  could  be  negotiated,  and  the  complex 
task  of  dealing  with  proposals  for  such  nego 
tiations  falls  largely  outside  the  GATT. 

On  the  other  hand,  in  the  GATT  we  cai 
negotiate  the  reduction  of  tariff  and  non 
tariff  barriers  not  only  for  the  relatively  fev 


DEPARTMENT  OF  STATE  BULLETIM 


3Ut  important  commodities  that  migfht  sooner 
)r  later  be  the  subject  of  commodity  agree- 
ments but  also  for  the  whole  range  of  com- 
modities which,  for  one  reason  or  another, 
may  never  be  dealt  with  in  such  agreements. 

Tariff  Preferences  for  Manufactured  Products 

As  we  indicated  when  we  were  considering 
the  status  of  the  Kennedy  Round,  we  sub- 
scribe fully  to  the  objective  of  maximum  re- 
ductions in  trade  barriers  to  facilitate  in- 
creased LDC  earnings.  We  consider  that  cuts 
in  the  Kennedy  Round  can  do  much  to  achieve 
this  aim. 

Many  countries  have  suggested  that  in 
addition  to  such  most-favored-nation  cuts,  we 
go  further  and  reduce  barriers  to  developing 
countries  even  in  cases  where  developed  coun- 
tries are  not  prepared  at  the  time  to  reduce 
"duties  among  themselves.  A  number  of  spe- 
cific suggestions  as  to  how  this  would  be  done 
have  been  put  forward.  As  you  know,  the 
OECD  [Organization  for  Economic  Coopera- 
tion and  Development]  Ministerial  Council 
asked  for  a  special  study  to  try  to  arrive  at  a 
harmonized,  constructive  position  designed 
to  promote  the  export  earnings  of  the  devel- 
o]iing  countries.  While  this  study  has  not 
been  completed,  we  believe  that  good  progress 
has  been  made  and  that  the  work  will  be 
inessed  forward  with  all  participants  show- 
i|  ing  flexibility  and  an  openminded  willingness 
I  to  give  fair  consideration  to  all  suggestions 
I  put  forward. 

The  question  of  special  tariff  treatment  for 
developing  countries  raises  a  number  of  basic 
policy  issues.  In  the  first  place,  the  continued 
progress  toward  the  reduction  of  trade  bar- 
riers on  a  worldwide  basis  should  not  in  any 
way  be  hindered.  And  the  maintenance  of 
trading  rules  which  minimize  interference 
with  the  free  flow  of  goods  is  essential.  There 
are  also  questions  about  the  relationship  of 
any  new  scheme  to  existing  special  arrange- 
ments. These,  and  many  other  considerations, 
add  up  to  a  major  policy  issue,  and  we  in  the 
United  States  Government  are  looking  at 
them  very  carefully. 

The  GATT  Trade  Information  Center  and 


the  program  of  GATT  trade  and  development 
plan  studies  are  two  areas  of  special  activity 
in  behalf  of  developing  countries  which  we 
can  all  endorse.  We  believe  that  the  Con- 
tracting Parties  have  done  well  in  establish- 
ing the  International  Trade  Center  and  in 
gradually  expanding  it  with  the  advice  of  the 
Group  of  Experts  on  Trade  Promotion. 

In  view  of  the  growing  demand  for  the 
services  offered  by  the  center  and  the  endorse- 
ment by  developing  countries  of  the  useful- 
ness of  these  services,  I  have  been  authorized 
to  inform  this  meeting  that  my  Government, 
for  its  part,  expects  to  be  able  to  lend  to  the 
center  in  1967  an  experienced  trade  promo- 
tion officer  from  the  United  States  Depart- 
ment of  Commerce.  We  hope  that  this  will 
further  strengthen  the  center's  work  and  will 
complement  the  assistance  given  by  other 
governments  which  have  contributed  per- 
sonnel and  technical  assistance  to  the  center. 

Furthermore,  the  U.S.  Agency  for  Inter- 
national Development  and  the  GATT  are  cur- 
rently working  on  a  new  training  program  to 
help  developing  countries  expand  export 
trade.  A  pilot  project,  which  we  hope  to  initi- 
ate within  a  few  months,  would  be  focused  on 
developing  of  export  potential  in  selected 
countries  and  on  meeting  requirements  for  in- 
ternational marketing.  It  would  bring  to- 
gether governmental  oflficials  and  entrepre- 
neurs from  developing  countries  in  a  training 
partnership.  The  plan  under  consideration 
would  bring  five  teams  of  two  participants 
each  to  the  United  States.  It  would  be  aimed 
at  analyzing  the  extent  to  which  the  ingredi- 
ents for  a  successful  development  of  exports 
for  food  processing  industries  were  present 
in  the  participants'  countries,  at  studying 
effective  techniques  for  marketing  such  prod- 
ucts abroad  and  for  necessary  action  at  home 
so  as  to  improve  the  viability  of  export  activi- 
ties. 

We  see  this  new  program  as  a  link  between 
promoting  the  growth  of  export  earnings  of 
participating  countries  and  of  their  economic 
development.  This  of  course  is  one  of  the 
key  objectives  of  part  IV  of  the  GATT. 

Mr.  Chairman,  the  many  varied  activities 


MARCH  13,  1967 


435 


of  the  GATT  and  of  the  Committee  on  Trade 
and  Development  make,  in  my  view,  an  im- 
portant contribution  toward  helping  to  lift 
the  level  of  export  earnings  of  the  developing 
countries.  As  I  have  indicated  in  my  survey  of 
the  present  situation,  the  United  States  has 
in  the  past  sought  to  play  its  part  in  collabo- 
rating with  this  effort.  We  shall  continue  to 
do  so  in  the  future.  We  believe  that  the 
Kennedy  Round  and  the  many  parallel  activi- 
ties of  the  GATT  provide  opportunities  which 
should  not  be  missed.  My  delegation  will  fol- 
low with  interest  the  work  of  this  Committee 
during  the  coming  days.  We  are  confident 
that  this  meeting  in  Punta  del  Este  will  go 
down  as  another  important  milestone  in  the 
history  of  the  General  Agreement. 


Latin  American  Nations  Conclude 
Nuclear  Free  Zone  Treaty 

A  treaty  to  prohibit  nuclear  tveapons  in 
Latin  America  {Treaty  of  Tlatelolco)  was 
signed  by  H  Latin  American  nations  at 
Mexico  City  on  Fehrrtary  14.  The  United 
States  ivas  not  a  signatory  but  expects,  along 
tvith  other  non-Latin  American  nations,  to 
receive  a  formal  request  to  sign  additional 
protocols.  Follotving  is  a  statement  present- 
ing the  United  States'  initial  vietvs  on  the 
treaty,  which  ivas  submitted  to  Alfonso 
Garcia  Robles,  Chairman  of  the  Preparatory 
Commission  for  the  Denuclearization  of 
Latin  America,  by  Ambassador  Fulton  Free- 
man, U.S.  Observer  to  the  Preparatory  Com- 
mission, and  read  at  a  plenary  meeting  on 
Febmary  13. 

Press  release  35  dated  February  14 

The  United  States  Government  has  fol- 
lowed with  interest  the  deliberations  of  the 
Preparatory  Commission  for  the  Denuclear- 
ization of  Latin  America,  particularly  with 
respect  to  the  question  of  peaceful  nuclear 
explosions. 

It  is  our  understanding  of  the  text  of  the 
treaty  that,  based  on  present  and  foreseeable 


436 


technology,  contracting  parties  are  prohib- 
ited from  acquiring  nuclear  explosive  de- 
vices for  peaceful  purposes,  as  well  as  de- 
vices identified  as  nuclear  weapons.  This'^ 
follows  from  the  provisions  of  articles  1  and 
5  of  the  treaty. 

We  understand  article  18  to  permit  the 
carrying  out  of  peaceful  nuclear  explosions 
by  contracting  parties  themselves  only  if  and 
when  future  advances  in  technology  permit 
the  development  of  devices  for  peaceful  ex- 
plosions which  are  not  susceptible  of  use  for 
weapons  purposes.  This  is  shown  by  the 
concluding  proviso  in  paragraph  1  of 
article  18. 

However,  we  understand  article  18  per- 
mits, as  of  the  present  time,  the  carrying  out 
of  peaceful  nuclear  explosions  through  ap- 
propriate international  arrangements  with 
countries  now  possessing  nuclear  explosive 
devices.  This  is  shown  by  paragraph  4  of 
article  18. 

The  foregoing  understanding  of  the  effect 
of  the  treaty  is  fundamental  to  the  United 
States  Government's  position  concerning  it. 
The  United  States  considers  the  conclusion 
of  this  first  international  instrument  estab- 
lishing a  nuclear  free  zone  to  be  an  event  of 
unique  significance,  and  the  U.S.  will  study 
the  detailed  provisions  of  the  treaty  with 
great  interest.  We  hope  that  the  treaty  will 
constitute  a  milestone  on  the  road  to  general 
and  complete  disarmament  and  in  particular 
that  it  will  lead  in  the  near  future  to  the 
conclusion  of  a  worldwide  treaty  prohibiting 
the  proliferation  of  nuclear  weapons. 

We  therefore  wish  to  extend  to  you,  Mr. 
Chairman,  and  to  the  representatives  of  the 
nations  participating  in  the  Preparatory 
Commission,  the  congratulations  of  the 
United  States  Government  on  the  achieve- 
ment of  the  treaty. 

In  view  of  the  restrictions  that  the  mem- 
bers of  the  Preparatory  Commission  have 
agreed  to  accept  on  the  development  of  nu- 
clear explosive  devices  for  peaceful  purposes 
— and  which  we  hope  other  non-nuclear- 
weapon  countries  will  eventually  also  accept 
— the   United   States   believes   that  at  such 


DEPARTMENT  OF  STATE  BULLETIN 


I)  time  as  nuclear  explosive  devices  for  peace- 
ful purposes  may  become  technologically 
dJfeasible  and  economically  practical,  their  pos- 
lii!  sible  benefits  should  be  made  available  on 
M(  an  equitable  basis  to  all  countries,  regardless 
of  the  stage  of  their  technological  achieve- 
ment. Appropriate  international  arrange- 
ments to  this  end  will,  of  course,  have  to  be 
considered  in  a  wider  context  than  the  Pre- 
paratory Commission  affords. 


, 


Current  U.N.  Documents: 
A  Selected  Bibliography 

Mimeographed  or  processed  documents  (such  as 
those  listed  below)  may  be  consulted  at  depository 
libraries  in  the  United  States.  U.N.  printed  publica- 
tions may  be  purcliased  from  the  Sales  Section  of 
the   United  Nations,   United  Nations  Plaza,  N.Y. 

Security  Council 

Reports  on  compliance  with  Security  Council  Reso- 
lution 232  regarding  Southern  Rhodesia.  Mexico, 
S/7646,  New  Zealand,  S/7647,  December  27,  1966; 
U.S.S.R.,  S/7672,  January  10,  1967;  Brazil, 
S/7676,  January  12,  1967;  Algeria,  S/7693,  Janu- 
ary 20,  1967;  Gabon,  S/7700,  January  26,  1967; 
United  States,  S/7701,  Niger,  S/7702,  Ivory 
Coast,  S/7703,  January  27,  1967;  Bulgaria,  S/7706, 
January  30,  1967;  India,  S/7709,  January  31, 
1967;  Australia,  S/7710,  Denmark,  S/7711, 
Greece,  S/7712,  February  1,  1967;  Guinea,  S/7714, 
February  2,  1967;  Poland,  S/7715,  February  3, 
1967;  Hungary,  S/7716,  Mongolia,  S/7717,  Ethi- 
opia, S/7719,  February  6,  1967. 

Letter  dated  January  5,  1967,  from  the  Secretary- 
General  to  governments  containing  a  further  ap- 
peal for  voluntary  contributions  for  the  financing 
of  the  U.N.  Force  in  Cyprus.  S/7669.  January 
9,  1967.  3  pp. 

Note  by  the  Secretary-General  concerning  technical 
consultants  to  visit  Zambia  to  study  certain  needs 
for  technical  assistance  which  originated  from  the 
application  of  mandatory  sanctions  against 
Southern  Rhodesia.  S/7720.  February  6,  1967.  2  pp. 


General  Assembly 

UNHCR  [United  Nations  High  Commissioner  for 
Refugees]  Programme  for  1967.  A/AC.96/342. 
October  4,  1966.  100  pp. 

Work  of  the  Main  Committees  During  the  Twenty- 
first  Session  of  the  General  Assembly.  Note  by 
the  Secretary-General.  A/6633.  December  30, 
1966.  15  pp. 

Ad  Hoc  Committee  for  South  West  Africa.  Infor- 
mation on  South  West  Africa.  Working  Paper 
prepared  by  the  Secretariat.  A/AC.129/L.2.  Feb- 
ruary 3,  1967.  100  pp. 


MARCH  13,  1967 


Economic  and  Social  Council 

Economic  Commission  for  Africa: 

Report  of  the  Sub-Regional  Meeting  on  Economic 
Co-operation    in    North    Africa,    Tangier,    June 
20-24,  1966.  E/CN. 14/354.  June  24,  1966.  55  pp. 
Report  of  the  Governing  Council   of  the   African 
Institute  for  Economic  Development  and   Plan- 
ning.  E/CN.14/367.   November  8,    1966.   58   pp. 
Report  of  the  Sub-Regional  Meeting  on  Economic 
Co-operation   in   West  Africa,   Niamey,   October 
10-22,  1966.  E/CN. 14/366.  November  11,   1966. 
91  pp. 
Economic  Commission  for  Asia  and  the  Far  East: 
Summary    records    of    22d    session.    New    Delhi, 
March  22-April  4,  1966.   E/CN.11/740.  July  5, 
1966.  287  pp. 
Commission  for  Social  Development: 

Land    Reform.    Conclusions    of    the    1966    World 
Land   Reform  Conference  in   Relation  to  Social 
Development.  Note  by  the  Secretary-General.  E/ 
CN.5/411.  January  10,  1967.  12  pp. 
Technical  Co-operation  Activities  in  Social  Devel- 
opment.   Report   of   the    Secretary-General.    E/ 
CN.5/412.  January  23,  1967.  32  pp. 
Progress  Report  on  Programmes  in  the  Field  of 
Social   Development.   Implementation   of  United 
Nations  social  development  programmes  during 
the  period  January  1,  1965-December  31,  1966. 
Report   of  the   Secretary-General.   E/CN.5/409. 
January  31,  1967.  29  pp. 
Commission  on  Human  Rights : 

Sub-commission   on   Prevention   of   Discrimination 
and    Protection    of    Minorities.    Study    of    Dis- 
crimination Against  Persons  Born  Out  of  Wed- 
lock.    E/CN.4/Sub.2/262.     November    7,     1966. 
296  pp. 
Working  Group  To  Study  the  Proposal  To  Create 
the  Institution  of  a  United  Nations  High  Com- 
missioner   for    Human    Rights.    Analytical    and 
Technical    Study    Prepared    by    the    Secretary- 
General    Under    Paragraph    3    of    Resolution    4 
(XXII)    of  the   Commission   on   Human   Rights. 
E/CN.4/AC.21/L.1.   December  30,   1966.   87  pp. 
Draft  Declaration   and   Draft   International   Con- 
vention   on    the    Elimination    of    All    Forms    of 
Religious    Intolerance.    Note   by   the    Secretary- 
General.  E/CN.4/920.  January  11,  1967.  29  pp. 
Question   of   Punishment   of   War    Criminals    and 
of     Persons     Who     Have     Committed     Crimes 
Against   Humanity.    Preliminary   draft   conven- 
tion on  the  non-applicability  of  statutory  limi- 
tation    to     war     crimes     and     crimes     against 
humanity,  submitted  by  the   Secretary-General. 
E/CN.4/928.  January  25,  1967.  23  pp. 
Report  of  the   Nineteenth   Session   of  the   Sub-com- 
mission   on    Prevention    of    Discrimination    and 
Protection    of   Minorities,    New   York,   January 
4-23,     1967.     E/CN.4/930.    January    27,     1967. 
127  pp. 
Measures   Taken   in   Implementation   of   the   United 
Nations    Declaration    on    the    Elimination    of    All 
Forms    of    Racial    Discrimination.    Texts    of    (or 
extracts  from)   decisions  taken  by  United  Nations 
organs     containing    provisions     relevant     to     the 
question    of   the    violation    of   human    rights    and 
fundamental  freedoms,  including  policies  of  racial 
discrimination   and   segregation   and   of  apartheid 
in    all    countries,    with    particular    reference    to 
colonial   and   other   dependent   countries   and   ter- 
ritories.   First    annual    supplement    prepared    by 
the   Secretary-General.   E/CN.4/923.   February   1, 
1967.  56  pp. 


437 


1 


TREATY  INFORMATION 


Opened  for  signature  at  Washington,  London,  and     || 

Moscow  January  27,  1967.' 

Signatures :  Austria,  February  20,  1967;  Lebanon, 

February    23,    1967;     Malaysia,    February    20,     * 

1967. 


Current  Actions 


MULTILATERAL 

Northwest  Atlantic  Fisheries 

Protocol  to  the  international  convention  for  the 
Northwest  Atlantic  Fisheries  (TIAS  2089),  relat- 
ing to  entry  into  force  of  proposals  adopted  by 
the  Commission.  Done  at  Washington  November 
29,  1965.' 
Approval  deposited:   France,   February   15,   1967. 

Protocol    to    the    international    convention    for    the 
Northwest  Atlantic  Fisheries   (TIAS  2089),  relat- 
ing to  measures  of  control.   Done  at  Washington 
November  29,  1965.' 
Approval  deposited:  France,  February  15,  1967. 

Satellite  Communications  System 

Agreement  establishing  interim  arrangements  for  a 

global  commercial  communications  satellite  system. 

Done   at   Washington    August    20,    1964.    Entered 

into  force  August  20,  1964.  TIAS  5646. 

Accession  deposited:  Korea,  February  24,  1967. 
Special  agreement.  Done  at  Washington  August  20, 

1964.  Entered  into  force  August  20,   1964.   TIAS 

5646. 

Signature:  Ministry  of  Communications  of  Korea, 
February  24,  1967. 

Space 

Treaty  on  principles  governing  the  activities  of 
states  in  the  exploration  and  use  of  outer  space, 
including    the    moon    and    other    celestial    bodies. 


BILATERAL 

Colombia 

Amendment  to  the  agreement  of  April  9,  1962 
(TIAS  5330),  for  cooperation  concerning  civil  uses 
of  atomic  energy.  Signed  at  Washington  February 
24,  1967.  Enters  into  force  on  the  date  on  which 
each  Government  shall  have  received  from  the 
other  written  notification  that  it  has  complied  with 
all  statutory  and  constitutional  requirements  for 
entry  into  force. 

Indonesia 

Agreement  relating  to  investment  guaranties.  Ef- 
fected by  exchange  of  notes  at  Djakarta  January 
7,  1967.  Enters  into  force  on  the  date  of  a  note 
from  Indonesia  stating  that  agreement  has  been 
approved  in  conformity  with  Indonesian  constitu- 
tional procedures. 

Iran 

Amendment    to    the    agreement    of    March    5,    1957 
(TIAS  4207),  for  cooperation  concerning  civil  uses 
of  atomic  energy.  Signed  at  Washington  June  8, 
1964. 
Entered  into  force:  January  26,  1967. 

Somali  Republic 

Agreement  extending  the  technical  cooperation 
program  agreement  of  January  28  and  February 
4,  1961,  as  extended  (TIAS  4915,  5332,  5508,  5738, 
5814,  6148).  Effected  by  exchange  of  notes  at 
Mogadiscio  January  31,  1967.  Entered  into  force 
February  1,  1967. 


'  Not  in  force. 


DEPARTMENT   OF    STATE    BULLETIN        VOL.    LVI,    NO.    1446       PUBLICATION   8212        MARCH    13,    1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  OflBce  of 
Media  Servicee.  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developmenta  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releasee  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin   is   for  sale  by   the   Super- 


intendent of  Documents,  U.S.  Government 
Printing  Office.  Washington,  D.C.,  20402. 
Price:  62  issues,  domestic  $10,  foreign  $16  ; 
single  copy  30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget    (January  11,  1966). 

NOTB;  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers*  Guide  to  Periodical  Literature. 


438 


DEPARTMENT  OF  STATE  BULLETIN 


Index     March  13,  1967     Vol.  LVI,  No.  1U6 


.tomic  Energy.  Latin  American  Nations  Con- 
clude Nuclear  Free  Zone  Treaty  (U.S.  state- 
ment)        436 

Ihina.  Communist  China  (U.  Alexis  Johnson)  .     420 
Jongress.  President  Urges  Ratification  of  New 
Ship  Safety  Rules 429 

)eveloping  Countries 

mproving  Export  Earnings  of  Developing 
Countries    (Blumenthal) 430 

'he  Politics  of  Progress  (Rostow) 398 

Nsarmament 

jatin  American  Nations  Conclude  Nuclear 
Free    Zone    Treaty    (U.S.    statement)    ...     436 

'he  Politics  of  Progress  (Rostow) 398 

tconomic  Affairs 
greement  To  Solve  Rio  Grande  Salinity  Prob- 
lem Approved  (Johnson) 428 

Constructive  Initiatives  in  East-West  Rela- 
tions   (Kohler) 406 

mproving  Export  Earnings  of  Developing 
Countries    (Blumenthal) 430 

The  Politics  of  Progress  (Rostow) 398 

President  Urges  Ratification  of  New  Ship 
Safety   Rules 429 

'oward  a  Community  of  the  Developed  Na- 
tions (Brzezinski) 414 

J.S.  and  Japan  Adjourn  Talks  on  Fishing  in 
New  U.S.  Zone 424 

BSthiopia.  Emperor  of  Ethiopia  Visits  the  United 
States  (Emperor  Haile  Selassie  I,  Johnson)  .     425 

Burope 

lonstructive  Initiatives  in  East-West  Rela- 
tions   (Kohler) 406 

Toward  a  Community  of  the  Developed  Na- 
tions   (Brzezinski) 414 

Foreign  Aid.  The  Politics  of  Progress  (Rostow)     398 

International    Organizations    and    Conferences. 

Improving    Export   Earnings   of   Developing 
Countries     (Blumenthal) ►     430 

Japan.  U.S.  and  Japan  Adjourn  Talks  on 
Fishing  in  New  U.S.  Zone 424 

Latin  America.  Latin  American  Nations  Con- 
clude Nuclear  Free  Zone  Treaty  (U.S.  state- 
ment)        436 

Mexico.  Agreement  To  Solve  Rio  Grande  Salin- 
ity Problem  Approved  (Johnson) 428 

Population.  The  Politics  of  Progress   (Rostow)     398 


Presidential  Documents 

Agreement  To  Solve  Rio  Grande  Salinity  Prob- 
lem Approved 428 

Emperor  of  Ethiopia  Visits  the  United  States     425 
Trade.   Improving   Export  Earnings   of  Devel- 
oping Countries  (Blumenthal) 430 

Treaty   Information 

Current  Actions 438 

President    Urges     Ratification    of    New    Ship 

Safety    Rules 429 

U.S.S.R. 

Constructive  Initiatives  in  East- West  Relations 

(Kohler) 406 

Toward   a    Community    of   the    Developed    Na- 
tions   (Brzezinski) 414 

United   Nations.  Current  U.N.   Documents   .     .     437 
Name  Index 

Blumenthal,    W.    Michael 430 

Brzezinski,   Zbigniew 414 

Freeman,  Fulton 436 

Emperor  Haile   Selassie   I 425 

Johnson,  President 425,    428 

Johnson,   U.  Alexis 420 

Kohler,  Foy  D 406 

Rostow,  Eugene  V 398 


Check  List  of  Department  of  State 
Press  Releases:  February  20-26 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.  C,  20520. 

Release  issued  prior  to  February  20  which 
appears  in  this  issue  of  the  Bulletin  is  No. 
36  of  Febniary  16. 

No.         Date  Subject 

'*38       2/20     U.S.-Italian   civil   aviation   nego- 
tiations. 

39  2/20     Rostow:    "The    Politics   of   Prog- 

ress." 

40  2/23     U.S.^apanese     fisheries     discus- 

sions adjourn. 
t41       2/23     Sisco:  "The  United  Nations:   An 
Arena  for  Peaceful  East-West 
Engagement." 


■*   Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


■ir  U.S.  Government  Printing  Office:  1967—251-933/36 


Superintendent  of  Documents 
U.S.  government  printing  office 

WASHINGTON,    D.C.     2040Z 


U.S.    GOVERNMENT   PRINTING    Ol 
POSTAGE    AND    FEES    PAID 


OFFICIAL  BUSINESS 


Dear  Student  Leaders 

A  revealing  exchange  of  correspondence  between  Secretary  of  State  Dean  Rusk  and  a  rej 
sentative  of  100  student  leaders  from  around  the  country  is  reproduced  in  this  new  17- 
Depai-tment  of  State  publication. 

The  letter  from  the  students,  addressed  to  President  Johnson  on  December  29,  1966, 1 
responded  to  in  a  point-by-point  reply  by  Secretary  Rusk  on  January  4,  1967.  In  his  reply,| 
Secretary  outlines  the  basic  philosophy  of  the  United  States  position  on  Viet-Nam  and  "the 
riding  question  for  all  mankind  in  this  last  third  of  the  Twentieth  Century — how  to  organi 
durable  peace." 

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THE  OFFICIAL  WEEKLY  RECORD  OF  UNITED  STATES  FOREIGN  POLICY 


THE 

DEPARTMENT 

OF 

STATE 

BULLETIN 


Vol.  LVI,  No.  1U7 


March  20,  1967 


SOUTHERN  RHODESIA:  THE  ISSUE  OF  MAJORITY  RULE 
by  Assistant  Secretary  Palmer     M9 

THE  U.N.:  AN  ARENA  FOR  PEACEFUL  EAST-WEST  ENGAGEMENT 
by  Assistant  Secretary  Sisco     458 

FOREIGN  MINISTERS  OF  THE  AMERICAN  REPUBLICS 
MEET  AT  BUENOS  AIRES     472 

SECRETARY  McNAMARA  COMMENTS  ON  RISKS 
OF  ANTI-BALLISTIC-MISSILE  SYSTEM 
Transcript  of  BBC  Interview     UU2 


For  index  see  inside  back  cover 


Secretary  McNamara  Comments  on  Risks 
of  Anti-Ballistic-Missile  System 


Following  is  the  transcript  of  an  interview 
with  Secretary  of  Defense  Robert  S.  McNa- 
mara by  James  Mossman  of  the  British 
Broadcasting  Company's  television  program 
"Panorama,"  which  was  videotaped  at  Wash- 
ington on  February  15.  Portions  of  the  inter- 
view were  televised  on  "Panorama"  on  Feb- 
ruary 20. 

Q.  Mr.  McNamara,  is  it  your  opinion  the 
introduction  of  an  ABM  system  in  America 
and  Russia  would  destabilize  the  nuclear 
relationship  ? 

A.  No,  certainly  not.  I  don't  believe  it 
would  have  any  significant  effect  on  the  nu- 
clear balance  of  power.  I  don't  believe  that 
either  nation,  if  it  has  the  technical  and 
financial  capability  to  prevent  such  an  ef- 
fect, could  tolerate  that  eff"ect.  And  therefore 
I  don't  believe  it  would  be  destabilizing. 

Q.  Well,  why  do  you  oppose  its  implemen- 
tation then  ? 

A.  Because  I  think  that  it  would  require  a 
very  large  investment,  that  it  would  not  sig- 
nificantly change  the  balance  of  power;  it 
would  not  protect  our  people,  and  therefore 
it  would  be  wasteful.  That's  my  primary  rea- 
son for  objecting  to  it. 

But  beyond  that,  I  believe  it  would  ac- 
tually increase  the  risk  to  both  of  the  parties 
were  they  to  deploy  anti-ballistic-missile  sys- 
tems. And  I  say  that,  paradoxical  though 
it  may  sound,  because  of  my  strong  feeling 
that  each  of  us,  the  Soviets  and  the  West, 
must,  to  the  extent  it  is  technically  and  finan- 
cially capable  of  doing  so,  erect  a  deterrent 
against  a  potential  strike  by  the  other. 

We  have  that  deterrent  capability  today;  in 


442 


a  very  real  sense  the  Soviets  have  it  as  well. 
We  feel  we  must  keep  it.  I  don't  know  of 
any  reason  why  they  should  think  differently 
than  we  in  this  point.  The  question  is.  Would 
the  deployment  of  an  anti-ballistic-missile 
system  make  it  impossible  to  keep  it?  and  I 
think  the  answer  is  "No." 

Were  the  other  side  to  fail  to  react  to  the 
deployment  of  an  anti-ballistic-missile  sys- 
tem, the  deterrent  balance  would  be  changed. 
But  if  the  other  side  has  the  necessity  to 
react  and  the  capability  of  reacting,  one  must 
assume  it  will.  And  I  think  it  would. 

Q.  But  you're  saying — 

A.  But  therein  lies  the  problem  of  addi- 
tional risk  and  a  paradox.  Because  each  of 
us  is  operating  with  uncertain  knowledge  of 
the  other,  and,  hence,  when  we  react,  we 
react  on  the  basis  of  uncertain  knowledge. 
Because  we  know  our  knowledge  is  uncertain, 
in  effect  we  overreact,  because  we  forecast 
the  most  extreme  set  of  circumstances.  We 
credit  the  other  side  with  a  much  greater  ca- 
pability than  in  all  likelihood  it  has.  We  react 
to  that  much  greater  capability  than  exists, 
and,  hence,  after  the  deployment,  we  are  in 
effect  worse  off  than  we  were  before.  And 
the  world  is  facing  a  greater  risk. 

Q.  Did  either  side — if  either  side  starts 
deploying  ABM's,  the  other  side  will  then 
step  up  its  offensive  capacity? 

A.  Yes,  yes — 

Q.  And  both  sides  will  do  this? 

A.  — yes,  exactly.  And,  in  effect,  this  has 
happened  already. 

Q.  You've  responded  to  them? 


DEPARTMENT  OF  STATE  BULLETIN 


A.  We  have  started  to  respond  to  them. 
We  knew  a  year  or  two  or  three  ago  that 
;hey  were  beginning  to  move  toward  deploy- 
ment of  ABM's,  and  last  year  we  presented 
to  the  Congress  a  program  of  reaction;  and 
jecause  our  knowledge  of  the  Soviet  ABM 
deployment  was  uncertain  and  incomplete,  I 
estimated  the  worst  possible  set  of  circum- 
stances, circumstances  almost  surely  beyond 
what  we  will  actually  face.  We  reacted  to  that 
greater-than-expected  threat — if  you  will, 
greater-than-probable  threat — and  therefore 
the  Soviets  in  a  very  literal  sense  are  worse 
off  today  and  will  be  worse  off  in  the  future 
than  had  they  never  started  to  deploy  an 
anti-ballistic-missile  system. 

Balance  of  Offensive-Defensive  Actions 

Q.  You  would  prefer  to  react  by  building 
up  the  offensive  side  of  your  capacity  and 
not  by  competing  in  the  defensive? 

A.  Why  yes,  because  if  their  action  is  to 
^protect  their  people,  it  reduces  our  deterrent 
unless  we  build  up  our  offensive  force  to 
have  the  power  to  penetrate  that  defense. 
So  it  isn't  an  either/or  situation.  It  isn't  we 
either  build  our  offense  or  we  build  a  defense 
to  protect  our  people.  The  only  logical  and 
rational  reaction  to  a  Soviet  defensive  move 
is  for  us  to  strengthen  our  offense.  Now,  that 
doesn't  mean  we  shouldn't  also  consider  a 
defensive  move.  But  if  we  do  so  consider  it, 
it's  for  reasons  other  than  as  a  reaction  to 
their  defensive  move. 

Q.  Well,  what  would  those  reasons  be  then? 

A.  We  might  wish  to  protect  our  own  peo- 
ple and  reduce  the  loss  to  this  nation  in  the 
event  deterrence  fails.  We  must  have,  or 
must  try  to  have,  two  capabilities  in  our  nu- 
clear forces.  One  is  a  capability  to  deter  a 
Soviet  attack  on  the  West  and  the  other  is 
a  capability  to  limit  damage  to  the  West  in 
the  event  deterrence  fails.  It's  this  second 
capability  which  we  might  seek  to  obtain  by 
deploying  an  anti-ballistic-missile  system. 

Q.  Do  you  think — 

A.  I  say,  "seek  to  obtain"  because  I  don't 
believe  we  can  attain  it. 


Q.  If  one  did  deploy  that  system,  do  you 
think  it  would  make  people,  in  a  sort  of 
ghastly  sense,  prepared  for  a  war  which  they 
might  overcome.  Hence,  endanger — accelerat- 
ing the  possibility — 

A.  No.  No,  I  don't  think  so.  And  the  reason 
I  say  that  is  I  don't  believe  any  responsible 
group  of  people  in  this  country  or  any  re- 
sponsible leader,  scientific  or  political  or 
military,  believes  that  any  anti-ballistic- 
missile  defense  we  could  presently  contem- 
plate would  so  reduce  damage  to  this  nation 
as  to  make  nuclear  war  acceptable — 

Q.  Do  you  think  the  Russians — 

A.  — or  desirable. 

Q.  Do  you  think  the  Russians  believe  their 
system  would  work  ? 

A.  No,  I — I  think  they  believe  it  would 
work  in  the  sense  of  being  to  their  advan- 
tage to  deploy  it,  reducing  the  damage  to 
their  people  in  the  event  of  war,  but  I  don't 
believe  they  think  it  would  work  to  the  extent 
of  making  nuclear  war  acceptable.  The  rea- 
son I  say  that  is  that  they  have  been  almost 
fanatical  on  the  subject  of  defense  for  years; 
over  the  past  decade  or  decade  and  a  half 
they  have  spent  perhaps  214  times  as  much 
as  we  have  spent  on  air  defense.  And  yet, 
they  must  know  that  that  air  defense  was 
sievelike,  and  I  mean  literally  sievelike,  be- 
cause we  always  had  the  capability  to  pene- 
trate it.  There  was  never  any  doubt  in  our 
minds,  and  I  don't  believe  there  was  any 
doubt  in  their  minds. 

At  no  time  during  that  decade  and  a  half, 
when  they  were  spending  21/2  times  as  much 
as  we,  did  they  ever  indicate  that  they 
thought  we  lacked  a  capability  to  deter  their 
strike  against  us.  And  if  we  had  that  capa- 
bility to  deter  it,  it  simply  meant  that  we 
could  penetrate  their  defenses.  So  they  were 
in  effect  by  their  action  admitting  we  could 
penetrate  their  defense. 

Q.  Why  did  they  make  this  tremendous  de- 
fensive buildup?  Is  that  just  their  own  na- 
ture? 

A.  It's  their  psychology.  It's  their  strong 


MARCH  20,  1967 


443 


emotional   reaction   to  the   need   to   defend 
Mother  Russia. 

Q.  Mr.  Rosy  gin  [Aleksei  N.  Rosy  gin, 
Chairman  of  the  Soviet  Council  of  Ministers] 
said  in  London  that  it  is  better  to  build  de- 
fense weapons  than  offensive  ones.  Is  that  a 
valid  distinction  ? 

A.  No.  No.  They're  not  alternatives.  As  I 
mentioned  a  moment  ago,  we  must  build 
more  offense  because  he's  building  more  de- 
fense. 

Nature  of  Bargaining  Factor 

Q.  Oh,  yes,  I  see  that.  I'm  very  confused  by 
this  distinction.  I  must  say  that  I  think 
you've  made  it  pretty  clear.  I  have  been  told 
by  supporters  of  the  ABM  system  here  that 
it  will  give  you  a  strong  bargaining  factor 
with  the  Russians  if  you  started  one  now  to 
lotv  level  before  negotiations. 

A.  Well,  it  depends  on  how  rational  they 
are.  If  they  really  believe  that  a  move  to 
deploy  a  defense  is  in  no  way  a  warlike  move, 
they  probably  would  not  react  adversely  to 
our  deployment  of  a  defense,  and  in  that 
event  our  statement,  "We  would  deploy  if 
they  deployed,"  would  not  give  us  a  bargain- 
ing lever  to  move  them  to  restrict  their  de- 
ployment. 

If  they  believe  that  our  reaction  will  be, 
as  it  will  be,  to  increase  our  offensive  force 
and  that,  because  we  have  uncertain  knowl- 
edge of  the  power  of  their  defense,  we  must 
in  effect  overreact,  then  I  would  think  that's 
the  strongest — 

Q.  Stronger  bargaining  factor — 

A.  — bargaining  position  from  which  we 
may  negotiate.  And  that's  exactly  the  fact. 
That's  what  we're  doing,  and  that's  what 
we're  going  to  continue  to  do,  and  the  risk 
is  great  to  them;  the  risk  of  loss  to  their 
people  will  be  greater  as  a  result  of  this 
action  than  it  would  be  otherwise,  and  the 
cost  to  them  of  financial — in  financial  terms 
of  diversion  of  resources  will  be  very  high 
indeed. 

Q.  If  you  look  at  the  world  through  the 
Russian  eyes  for  a  moment,  they're  building 


up  a  defensive  system.  They  say  you  have  a 
vastly  superior  striking  force.  Doesn't  that 
make  sense  if  you  say  you  fear  that  they  may 
even  believe  that  this  thing  would  be  effec- 
tive to  some  extent?  Aren't  they  in  fact 
literally  responding  to  what  apj)ears  to  be 
a  vastly  superior  offensive  force? 

A.  Well,  if  they  are,  they  are  responding 
in  an  erroneous  way.  I — in  a  sense,  if  I  were 
they,  I  wouldn't  consider  our  force  vastly 
superior.  It  is  superior  in  numbers  for  rea- 
sons we  needn't  go  into,  but  we're  quite  pre- 
pared to  say,  and  I've  stated  publicly,  that 
we  with  our  force,  superior  as  it  is  in  num- 
bers, do  not  have  sufficient  power  to  destroy 
them  without  in  effect  destroying  ourselves 
in  the  process.  So  what  we  are  really  saying 
is  that  they  have  power  to  deter  large-scale 
nuclear  attack  initiated  by  the  U.S.,  and  we 
have  power  to  deter  large-scale  nuclear  at- 
tack initiated  by  the  Soviet  Union. 

Q.  This  is  the  plateau  you  want  to  freeze? 

A.  Well,  no,  no,  I'm  not  suggesting  I  want 
to  freeze  it;  I'm  just  saying  that  is  a  fact, 
and  technically  it's  a  relationship  that's  very 
difficult  for  either  of  us  to  move  out  of  un- 
less the  other  simply  fails  to  act  in  a  rational 
fashion. 

Q.  In  your  testimony,  Mr.  McNamara,  you 
seem  to  hint  that  the  story  ivasn't  ahvays  in 
terms  of  numerical  superiority.  Were  you 
hinting  that  their  payloads  might  be  bigger 
than  yours,  that — 

A.  No,  no,  no.  Certainly  not,  because  I 
don't  think  a  difference  in  payload  is  of  great 
significance  here.  No,  I  was  simply  saying 
that  numerical  superiority  today  in  these 
weapons  does  not  bring  with  it  the  political 
advantage  that  numerical  superiority  in  mili- 
tary forces  brought  with  it  over  the  past  two 
or  three  centuries. 

Q.  Would  your  talks  with  the  Russians  on 
disarmament  be  limited  to  the  ABM? 

A.  Perhaps  not.  I  think  it  would  depend  on 
their  interest  in  other  subjects.  It  might  very 
well  move  into  offensive  weapons  as  well. 

Q.  Can  I  ask  if,  as  part  of  an  arrangement, 
you  would  expect  them  to  dismantle  an  ABM 


444 


DEPARTMENT  OF  STATE  BULLETIN 


system   if  you  weren't  going  to  build  one 

yourself  ? 

A.  Well,  it's  much  too  early  to — 

Q.  Well,  let  me  put  it  this  way:  Hypothet- 

ically,  if  the  Russians  pushed  on  ivith  an 

ABM  system,  you  couldn't  afford  not  to  do 

the  same  ? 

A.  No,  I  won't  even  state  that  liypothet- 
ically.  Our  position  at  present  is  that  we 
believe  it's  disadvantageous  to  the  parties  to 
engage  in  deployment  of  ABM's  against  each 
other. 

We  do  wish  to  engage  in  conversations 
with  the  Soviets  to  seek  to  limit  ABM  de- 
ployments. We  are  anxious  to  avoid  any  arms 
race  in  strategic  nuclear  weapons.  We  do 
recognize  the  talks  may  be  unsuccessful,  how- 
ever. We  have  provided,  therefore,  in  our 
new  financial  program,  now  lying  before  our 
Congress,  for  the  appropriation  of  $377 
million  as  a  small  initial  payment  on  the 
deployment  of  an  ABM  system  in  this  coun- 
try, should  that  later  prove  desirable. 

I've  said  publicly  I  don't  believe  it  would 
be  desirable,  if  its  purpose  were  the  defense 
of  our  cities  against  Soviet  attacks.  But  it 
might  be  desirable  for  other  reasons.  For  ex- 
ample, the  protection  of  our  offensive  weap- 
ons. Because  we  can  strengthen  our  offensive 
weapons  force  which  move  is  required  as  an 
offset  to  their  defensive  move  by  either  add- 
ing weapons  or  protecting  the  weapons  we 
have  in  it.  And  for  the  latter  purpose,  we 
might  wish  to  deploy  an  anti-ballistic-missile 
system. 

Question  of  Chinese  Nuclear  Threat 

Q.  Is  there  any  logic  in  having  an  ABM — 
anti-ballistic-missile  system — at  a  low  level 
both  for  you  and  Russia,  perhaps  to  counter 
a  Chinese  nuclear  threat  in  the  seventies? 

A.  There  may  be.  Yes,  there  may  well  be. 
We  haven't  made  a  decision  on  that  yet;  it 
isn't  necessary  for  us  to  do  so,  because  the 
lead  time  required  by  the  Chinese  to  develop 
and  produce  and  deploy  any  substantial 
offensive  force  is  greater  than  the  lead  time 
we  require  to  deploy  a  defensive  force.  So 
this  is  a  matter  for  the  future. 


U.S.,  U.S.S.R.  To  Exchange  Views 
on  Limiting  Nuclear  Arms  Race 

statement  by  President  Johnson ' 

I  have  a  brief  announcement  to  make.  I  have 
received  a  reply  from  Chairman  Kosygin  to 
my  letter  of  January  27."  This  reply  confirmed 
the  willingness  of  the  Soviet  Government  to 
discuss  means  of  limiting  the  arms  race  in 
offensive   and   defensive   nuclear  missiles. 

This  exchange  of  views  is  expected  to  lead 
to  further  discussions  of  this  subject  in  Mos- 
cow and  with  our  allies.  It  is  my  hope  that 
a  means  can  be  found  to  achieve  construc- 
tive results. 


'  Made    at   the   opening   of   a   news    confer- 
ence at  the   White  House  on   Mar.   2. 
'  Not  printed. 


Q.  Some  of  the  military  men  seem  to  be 
rather  aghast  about  your  cool  assumption 
that  you  have  a  lot  of  time  to  decide  these 
things. 

A.  Well,  we  don't  have  perhaps  a  lot  of 
time,  but  we  have  more  time  than  requires 
the  forces  of  decision  this  year. 

Q.  Would  you  say  that  an  ABM  system 
would  make  your  ability  to  protect  your 
allies  more  credible,  as  also  is  being  argued? 

A.  No,  no.  No,  because  we  would  have  to 
say  what  was  the  truth,  and  that  is  that  an 
ABM  system,  assuming  the  Soviets  react  to 
it,  as  I  believe  they  must,  will  not  protect 
either  our  population  or  our  allies'  popula- 
tion. 

Q.  When  you  worked  with  President 
Kennedy,  Mr.  McNamara,  you — betiveen 
you — created  a  much  wider  set  of  options  for 
offensive  possibilities;  you  opened  up  a  lot  of 
options.  Noiv,  wouldn't  the  ABM  system  just 
be  adding  another  option? 

A.  Not  if  it's — not  if  it's  reacted  to  by 
one's  opponent. 

Q.  You  must  think  I'm  very  stupid,  but 
I'm  getting  the  point. 

A.  No,  this  is  exactly  the  point.  You  see, 


MARCH  20,  1967 


445 


we  start  with  the  assumption  that  the  U.S. 
must  be  able  to  deter  a  large-scale  Soviet 
attack  on  Western  Europe  or  the  continental 
U.S.  I  think  everyone  would  agree  that  this 
is  the  foundation  of  our  security.  We  must 
have  that  capability. 

But  if  we  accept  that,  I  think  we're  forced 
to  accept  that  the  Soviets  must  have  a 
similar  requirement.  They  must  be  capable 
of  deterring  a  large-scale  Western  or  U.S. 
attack — NATO  attack,  if  you  will — upon  the 
Soviet  Union.  I  don't  know  anyone  who 
would  really  disagree  with  that,  as  being  to 
them  a  requirement. 

Do  they  have  the  technical  and  financial 
capability  to  achieve  that  requirement?  I 
think  they  do.  If  we  deploy  an  anti-ballistic- 
missile  system  and  give,  as  you  call  it,  pro- 
tection to  our  allies  and/or  ourselves,  to  the 
extent  that  they  don't  react  they  have  lost 
a  part  of  their  deterrent.  They're  failing  to 
meet  this  requirement  which  is  absolutely 
essential  to  their  security.  And  therefore,  I 
think  we  must  assume  they  will  react  to  our 
defensive  move  if  they  have  the  technical 
and  financial  capability  to  do  so.  And  we 
believe  they  have. 

Effect  on  Nuclear  Proliferation 

Q.  Do  you  think  the  deployment  with  an 
ABM  system  either  here  or  in  Russia  and 
both  places  would  encourage  a  (proliferation 
of  nuclear  weapons  elsewhere  in  the  world? 
This  is  also  said — 

A.  Well,  I  don't  think  so.  I've  read  com- 
ments made  by  the  political  leaders  of  some 
of  the  neutral  states  and  some  of  the — par- 
ticularly some  of  the  states  that  have  no 
nuclear  weapons  of  their  own — which  say  in 
effect  they're  going  to  cut  off  their  nose  to 
spite  their  face,  because  they're  not  going  to 
sign  any  nonproliferation  treaty  unless  par- 
ticularly the  Soviet  and  the  U.S.  agree  not  to 
deploy  any  antiballistic  missiles,  for  example. 
Completely  non  sequitur — no  relationship 
whatsoever  to  the  problem  of  the  nonnuclear 
states — 

Q.  Do  you  have 


A.  — and  I  don't  believe  that  when  it 
comes  down  to  the  point  of  actually  accept- 
ing the  treaty,  this  will  be  an  important 
factor.  In  fact  I'm  very  sympathetic  to  their 
desire  to  see  what  they  consider  to  be  a 
nuclear  arms  race  brought  to  a  halt.  But  I 
don't  believe  that  failure  to  sign  a  non- 
proliferation  treaty — or  refusal  to  sign  a 
nonproliferation  treaty — is  a  move  toward 
deescalating  the  nuclear  arms  race.  Quite 
the  contrary. 

Q.  One  is  in  the  midstream  of  a  great  arms 
race,  really,  isn't  one  ? 

A.  Yes,  but  it's  not  between  the  two 
nuclear  powers.  It's  the  potential  arms  race 
between  the  nonnuclear  powers,  a  race  to 
obtain  nuclear  weapons.  And  this  is  the  race 
that  must  be  called  to  a  halt,  in  the  interest 
of  all  of  us,  not  just  in  the  interest  of  the 
nuclear  powers  but  particularly  in  the  in- 
terest of  the  nonnuclear  powers. 

Q.  Hoiv  do  you  effectively  try  in  the  future 
to  stop  the — you  say  it  isn't  an  arms  race 
betiveen  you  and  the  Russians,  but  how  do 
yoti  try  to  deescalate  your  position? 

A.  Well,  I  think  we  try  to  do  so  by  the 
kind  of  discussion  you  and  I  are  having 
right  now — to  try  to  make  clear  to  our  own 
people  that  beyond  a  certain  point  there  is 
no  gain  from  increasing  the  size  of  one's 
nuclear  forces;  to  try  to  make  it  clear  there's 
no  gain  by  deploying  antiballistic  missiles; 
and  to  try  to  make  it  clear,  not  only  to  one's 
own  people  but  also  to  one's  opponents — and 
that,  of  course,  is  the  reason  why  we're  so 
very  interested  in  engaging  in  a  discussion 
on  this  subject  with  the  Soviets. 

Q.  But,  do  you  think  there's  any  realistic 
possibility  of  having  a  sort  of  rollback  which 
would  give  public  parity  to  you  and  the  Rus- 
sians, literal  rparity? 

A.  Well,  I  don't  want  to  speculate  on — 

Q.  Do  you  think  it's  possible — 

A.  — on  what's  possible.  We  haven't  en- 
gaged in  substantive  discussions  of  this  ABM 
subject  and  associated  subjects  as  yet  with 


446 


DEPARTMENT  OF  STATE  BULLETIN 


the  Soviets.  We're  very  anxious  to  do  so,  but 
I  don't  want  to  predict  how  the  discussions 
will  evolve — 

Q.  I'm  not  thinking  of  your  specific  dis- 
cussions. I'm  just  thinking  of  the  general 
psychological  truth.  Wouldn't  it  be  a  mx>re 
stable  relationship  ? 

A.  Well,  it  depends  on  how  they  react.  If 
they  react  in  an  unfavorable  fashion,  it 
wouldn't  be  more  stable. 

Q.  I've  got  one  more  personal  question.  Do 
you  find  it  extremely  difficult  to  ivalk  a  tight- 
rope between  all  the  different  pressure 
groups  over  an  issue  like  this — the  pros  and 
cons  ?  Is  your  job  very  difficult  ? 

A.  No,  I  don't^ 

Q.  — or  do  you  say  what  should  be  done? 

A.  No,  I  don't  find  it  difficult,  but  I  don't 
mean  to  say  there  aren't  pressure  groups 
either.  There  are  very  strong  pressure 
groups,  but  perhaps  the  word  "pressure 
group"  is  the  wrong  designation  for  them. 
Emotions  run  high  on  this  subject,  and  for 
that  reason  the  argument  is  fierce.  But  I 
don't  find  it  difficult  to  argue  fiercely  when  I 
believe  in  what  I'm  doing. 

Q.  Thank  you  very  much. 


President  Johnson  Renews  Call 
for  Nonproliferation  Treaty 

The  Conference  of  the  18-Nation  Commit- 
tee on  Disarmament  reconvened  at  Geneva 
on  February  21.  Following  is  the  text  of  a 
message  from,  President  Johnson  which  was 
read  at  the  opening  session  of  the  conference 
by  William  C.  Foster,  U.S.  Representative  to 
the  conference. 

Wliite  House   press    release   dated   February   21 

The  Eighteen-Nation  Disarmament  Com- 
mittee reconvenes  today  in  a  time  of  renewed 
hope.  Conclusion  of  a  treaty  banning  weapons 
of  mass  destruction  in  outer  space,  and  a 
treaty  for  a  Latin  American  nuclear  free 


zone,  give  new  impetus  to  the  effort  to  bring 
the  arms  race  under  control. 

The  Disarmament  Committee  now  faces 
a  great  opportunity — a  treaty  to  prevent  the 
spread  of  nuclear  weapons.  I  earnestly  hope 
that  it  will  soon  be  possible  to  recommend 
draft  provisions  of  a  non-proliferation  treaty 
for  the  consideration  of  the  Committee. 

As  I  pointed  out  to  the  Congress  in  my 
State  of  the  Union  Message,^  the  world  is 
"in  the  midst  of  a  great  transition,  a  transi- 
tion from  narrow  nationalism  to  interna- 
tional partnership;  from  the  harsh  spirit  of 
the  cold  war  to  the  hopeful  spirit  of  com- 
mon humanity  on  a  troubled  and  threatened 
planet." 

Our  deepest  obligation  to  ourselves  and  to 
our  children  is  to  bring  nuclear  weapons 
under  control.  We  have  already  made  con- 
siderable progress.  The  next  step  is  to  pre- 
vent the  further  spread  of  these  weapons. 
If  we  fail  to  act  now,  nation  after  nation 
will  be  driven  to  use  valuable  resources  to 
acquire  them.  Even  local  conflicts  will  involve 
the  danger  of  nuclear  war.  Nuclear  arms  will 
spread  to  potentially  unstable  areas  where 
open  warfare  has  taken  place  during  the  last 
decade.  Indeed,  all  the  progress  of  the  past 
few  years  toward  a  less  dangerous  world 
may  well  be  undone. 

A  non-proliferation  treaty  must  be  equi- 
table as  between  the  nuclear  and  the  non- 
nuclear-weapon  powers.  I  am  confident  that 
we  can  achieve  such  equity  and  that  the  secu- 
rity of  all  nations  will  be  enhanced. 

Such  a  treaty  will  help  free  the  non-nuclear 
nations  from  the  agonizing  decision  of 
whether  to  pursue  a  search  for  security 
through  nuclear  arms.  Freed  from  the  fear 
that  non-nuclear  neighbors  may  develop  such 
weapons,  nations  can  devote  their  efforts  in 
the  field  of  atomic  energy  to  developing 
strong,  peaceful  programs. 

I  have  instructed  our  negotiators  to  exer- 
cise the  greatest  care  that  the  treaty  not 
hinder  the  non-nuclear  powers  in  their  de- 
velopment of  nuclear  energy  for  peaceful 


1  Bulletin  of  Jan.  30, 1967,  p.  158. 


MARCH  20,  1967 


447 


purposes.  We  believe  in  sharing  the  benefits 
of  scientific  progress  and  we  will  continue  to 
act  accordingly.  Through  IAEA  [Interna- 
tional Atomic  Energy  Agency],  through 
EURATOM  [European  Atomic  Energy  Com- 
munity], and  through  other  international 
channels,  we  have  shared — and  will  continue 
to  share — the  knowledge  we  have  gained 
about  nuclear  energy.  There  will  be  no  bar- 
rier to  effective  cooperation  among  the  sig- 
natory nations. 

I  am  sure  we  all  agree  that  a  non-prolifera- 
tion treaty  should  not  contain  any  provisions 
that  would  defeat  its  major  purpose.  The 
treaty  must,  therefore,  cover  nuclear  explo- 
sive devices  for  peaceful  as  well  as  military 
purposes.  The  technology  is  the  same.  A 
peaceful  nuclear  explosive  device  would,  in 
eflfect,  also  be  a  highly  sophisticated  weapon. 

However,  this  will  not  impose  any  techno- 
logical penalty  on  the  participating  nations. 
The  United  States  is  prepared  to  make  avail- 
able nuclear  explosive  services  for  peaceful 
purposes  on  a  non-discriminatory  basis  under 
appropriate  international  safeguards.  We  are 
prepared  to  join  other  nuclear  states  in  a 
commitment  to  do  this. 

More  generally,  we  recommend  that  the 
treaty  clearly  state  the  intention  of  its  sig- 
natories to  make  available  the  full  benefits  of 
peaceful  nuclear  technology — including  any 


benefits  that  are  the  bjrproduct  of  weapons 
research. 

To  assure  that  the  peaceful  atom  remains 
peaceful,  we  must  work  toward  a  broad 
international  system  of  safeguards  satisfac- 
tory to  all  concerned.  The  treaty  provides  a 
unique  opportunity  for  progress  to  this  end. 

Agreement  on  a  treaty  to  stop  the  spread 
of  nuclear  weapons  will  be  an  historic  turn- 
ing point  in  the  long  effort  to  bring  the  atom 
to  heel.  It  will,  I  am  confident,  permit  further 
cooperative  steps  to  reduce  nuclear  arma- 
ments. Plain  sanity  calls  for  a  halt  to  the 
competition  in  nuclear  arms. 

There  is  nothing  to  choose  here  between 
the  interests  of  the  nuclear  and  the  non- 
nuclear  nations:  there  is  a  terrible  and  ines- 
capable equity  in  our  common  danger.  I  wish 
you  Godspeed  in  your  work. 


Mrs.  Neuberger  Appointed 
to  ACDA  Advisory  Committee 

The  Senate  on  February  28  confirmed  the 
nomination  of  Maurine  B.  Neuberger  to  be  a 
member  of  the  General  Advisory  Committee 
of  the  U.S.  Arms  Control  and  Disarmament 
Agency.  (For  biographic  details,  see  White 
House  press  release  dated  February  20.) 


448 


DEPARTMENT  OF  STATE  BULLETIN 


Southern  Rhodesia:  The  Issue  of  Majority  Rule 


by  Joseph  Palmer  2d 

Assistant  Secretary  for  African  Affairs  ^ 


The  question  of  Southern  Rhodesia  has 
lately  attracted  a  great  deal  of  attention  here 
in  the  United  States,  as  is  appropriate  for  a 
matter  of  such  paramount  concern  to  the 
world  community.  But  the  problem  is  not  a 
new  one.  More  than  a  year  has  now  passed 
since  November  11,  1965,  when  the  Rho- 
desian  regime  illegally  declared  its  independ- 
ence from  Great  Britain.  In  that  time,  the 
Security  Council,  acting  at  the  request  of  the 
United  Kingdom — the  sovereign  authority 
responsible  for  the  welfare  and  progress  of 
the  people  of  Southern  Rhodesia — attempted 
to  assist  in  resolving  the  controversy  by 
measures  involving  the  voluntary  coopera- 
tion of  member  states.  Why,  we  may  ask 
ourselves,  has  this  issue  now  taken  on  such 
added  importance,  and  how  has  it  become  a 
focus  for  the  attention  of  virtually  the  entire 
international  community? 

The  most  immediate  and  dramatic  reason 
for  this  is  the  fact  that  on  December  16, 
1966,  the  Security  Council  of  the  United 
Nations,  exercising  its  responsibility  as  the 
world  body  primarily  concerned  with  the 
maintenance  of  international  peace  and 
security,  adopted  a  resolution  2  declaring 
that  the  situation  in  Southern  Rhodesia  had 
become  a  "threat  to  the  peace,"  under  the 
terms  of  article  39  of  the  U.N.  Charter.  To 
cope  with  this  situation,  it  imposed  against 


'  Special  public  affairs  lecture  sponsored  by  the 
California  Institute  of  Technology  faculty  commit- 
tee on  programs,  at  Pasadena,  Calif.,  on  Feb.  28 
(press  release  44). 

'  For  text,  see  Bulletin  of  Jan.  9,  1967,  p.  77. 


that  territory  limited  mandatory  economic 
sanctions  in  accordance  with  article  41  of  the 
charter,  which  authorizes  the  Security 
Council  to  "decide  what  measures  not  involv- 
ing the  use  of  armed  force  are  to  be 
employed  to  give  effect  to  its  decisions,"  and 
to  "call  upon  the  Members  of  the  United 
Nations  to  apply  such  measures." 

It  is  noteworthy  that  this  marked  the  first 
time  in  the  21-year  history  of  the  United 
Nations  that  the  Security  Council  applied  the 
measures  called  for  in  article  41.  In  so  doing, 
it  decided  that  all  member  states  shall  pro- 
hibit imports  of  Rhodesian  asbestos,  iron 
ore,  chrome,  pig  iron,  sugar,  tobacco,  copper, 
meat  and  meat  products,  and  hides,  skins, 
and  leather,  as  well  as  dealing  by  their 
nationals  or  in  their  territories  in  such 
products  originating  in  Southern  Rhodesia. 
The  resolution  also  obligates  U.N.  members 
to  embargo  shipments  of  arms,  aircraft, 
motor  vehicles,  and  petroleum  and  petroleum 
products  to  Southern  Rhodesia. 

These  are  indeed  serious  measures;  they 
are,  nonetheless,  limited.  There  were  many 
demands  in  the  United  Nations  and  else- 
where for  more  comprehensive  sanctions  or 
for  the  use  of  force  to  bring  down  the  Smith 
regime.  The  Security  Council,  however,  in 
line  with  the  desire  of  the  majority  of  its 
members  to  find  a  peaceful  solution  to  the 
problem,  decided  on  more  limited  measures. 

Under  article  25  of  the  charter,  the  mem- 
bers of  the  U.N.  have  agreed  to  accept  and 
carry  out  the  decisions  of  the  Security 
Council.  This  is  a  solemn  treaty  obligation 


MARCH  20,  1967 


449 


binding  on  all  members.  Accordingly,  the 
President  of  the  United  States,  acting  under 
the  authority  granted  to  him  by  the  Congress 
in  section  5  of  the  United  Nations  Participa- 
tion Act  of  1945,  issued  an  Executive  order 
on  January  5  of  this  year*  to  prohibit  U.S. 
firms  and  individuals  from  engaging  in  the 
activities  proscribed  by  the  Security  Council 
resolution,  including  transactions  involving 
the  commodities  described  therein. 

It  is  primarily  this  action  that  has  at- 
tracted the  attention  that  we  find  in  the 
United  States  today.  This  interest  has  been 
reflected  in  widespread  comment,  much  of 
which  is  favorable.  However,  much  is  also 
critical.  Doubts  have  been  cast  on  the  legality 
of  the  action  as  well  as  on  its  wisdom.  The 
line  between  informed  opinion  and  misinfor- 
mation or  misunderstanding  has  often  be- 
come blurred.  For  example,  we  hear  that 
U.S.  support  for  the  Security  Council  action 
derogates  from  our  own  sovereignty,  that  it 
constitutes  misguided  support  of  the  British, 
and  that  its  purpose  is  to  curry  favor  with 
some  members  of  the  international  com- 
munity at  the  expense  of  others. 

U.S.  Interest  in  Africa's  Stability 

We  are  all  aware  of  the  fact  that  the 
United  States  as  a  permanent  member  of  the 
Security  Council  has  the  power  under  article 
27,  paragraph  3,  of  the  charter  to  prevent 
the  Council  from  taking  any  action  in  any 
situation  where  we  may  deem  it  inappro- 
priate. But  in  the  case  of  Southern  Rhodesia, 
we  considered  that  the  Council's  finding  of  a 
threat  to  the  peace  and  its  decision  to  impose 
mandatory  sanctions  were  appropriate  and 
necessary.  We  voted  for  them  only  on  the 
basis  of  a  considered  judgment  that  it  was 
clearly  in  our  national  interest  to  do  so. 

This  raises  the  question  of  the  U.S.  inter- 
est in  the  Rhodesian  problem.  As  the  leading 
free-world  power  and  as  a  member  of  the 
United  Nations,  we  have  a  direct  interest  in 
contributing    responsibly    to    stability    and 


'  For  text  of  Executive  Order  11322,  see  ibid.,  Jan. 
23,  1967,  p.  145. 


progress  in  Africa,  as  in  many  other  areas 
of  the  world. 

The  situation  in  Southern  Rhodesia,  where 
a  racial  minority  has  seized  power  illegally 
and  attempts  to  continue  its  domination  over 
the  vast  majority  of  Rhodesians,  forms  a 
basic  threat  to  that  stability.  It  has  already 
served  to  heighten  racial  tensions  in  and 
around  Rhodesia  itself.  In  time,  there  is  a 
real  danger  that  it  could  develop  into  a  con- 
frontation along  racial  lines  between  the 
African  countries  north  of  the  Zambezi 
River  and  the  white-dominated  nations  of 
southern  Africa.  Black  Africans,  frustrated 
and  embittered  by  vestiges  of  colonial  or 
racial  repression,  are  understandably  con- 
cerned by  the  state  of  aff"airs  in  Rhodesia.  At 
the  same  time,  the  continued  defiance  by  the 
white  minority  regime  of  Ian  Smith  of  legal 
authority  and  international  opinion  in  South- 
em  Rhodesia  could  serve  to  consolidate  and 
extend  the  strength  and  attitudes  of  white 
supremacists  in  southern  Africa.  The  result 
of  such  a  continued  polarization  in  Africa  of 
extremist  racial  philosophies  can  only  be 
instability,  strife,  and  chaos. 

To  do  nothing  to  avert  such  a  confronta- 
tion would  play  into  the  hands  of  those 
forces  seeking  to  undermine  the  stability  and 
progress  of  Africa  as  a  whole.  Our  national 
interest  therefore  dictates  that  we  play  our 
proper  role  in  doing  what  we  can  to 
strengthen  the  forces  of  moderation  among 
white  and  black  alike,  to  try  to  minimize 
those  conditions  of  instability  that  create  the 
opportunity  for  Communist  penetration  and 
subversion,  and  above  all  to  encourage  peace- 
ful and  responsible  change.  Our  policy  on 
Southern  Rhodesia  supports  these  ends. 

I  will  not  dwell  tonight  on  the  detailed 
legal  arguments  in  support  of  the  Security 
Council's  decision  to  impose  mandatory 
sanctions  against  Southern  Rhodesia.  Am- 
bassador Goldberg  has  eloquently  and  force- 
fully expounded  them  in  his  recent  speeches 
and  letters  on  that  subject.  I  intend  instead 
to  concentrate  on  the  nature  of  the  problem 
the  international  community  faces  in  South- 
em  Rhodesia  itself. 


450 


DEPARTMENT  OF  STATE  BULLETIN 


U776  and  1965:  The  Contrast 

Only  twice  in  history  have  British  terri- 
»ries  unilaterally  declared  their  independ- 
mce  of  Great  Britain:  the  American  Colonies 
in  1776  and  Southern  Rhodesia  in  1965.  Rho- 
desian  spokesmen  have  chosen  to  equate 
these  two  events  and  have  carried  on  a 
vigorous  campaign  to  try  to  convince  the 
world  of  the  identity  of  these  two  acts. 
Central  to  this  effort  has  been  their  deliber- 
ate attempt  to  model  the  Rhodesian  declara- 
tion of  independence  after  our  own.  Both 
documents  contain  bills  of  particulars.  More- 
over, the  Rhodesian  declaration  begins: 

'  Whereas,  in  the  course  of  human  affairs,  history 
ihas  shown  that  it  may  become  necessary  for  a  people 
to  resolve  the  political  affiliations  which  have  con- 
nected them  with  another  people.  .  .  . 

Perhaps  we  should  be  charitable  and 
attribute  this  pallid  formulation  to  a  general 
decline  in  style  over  the  intervening  190 
years.  But  if  we  look  more  closely  at  the 
substance  of  the  two  documents,  we  find  that 
any  superficial  parallel  breaks  down  in  one 
very  vital  respect:  The  Rhodesian  declaration 
is  completely  silent  on  human  rights.  There 
is  no  attempt  to  state  or  even  to  rephrase  the 
ringing  words  of  the  American  Declaration: 

We  hold  these  truths  to  be  self-evident,  that  all 
men  ere  created  equal;  that  they  are  endowed  by 
their  Creator  with  certain  unalienable  Rights;  that 
among  these  are  Life,  Liberty  and  the  pursuit  of 
Happiness.  That  to  secure  these  rights.  Governments 
are  instituted  among  Men,  deriving  their  just  pow- 
ers from  the  consent  of  the  governed.  .  .  . 

Here  is  the  heart  of  the  difference.  Very 
few  remember  the  details  of  our  bill  of  par- 
ticulars against  the  King  of  England.  But 
every  child  has  learned  the  words  of  these 
self-evident  truths.  Without  a  passionate 
commitment  to  their  realization,  our  Revolu- 
tion might  have  been  just  another  national 
conflict,  important  to  the  participants  but 
not  significant  for  the  future  of  mankind. 
But  instead  our  forefathers  chose  to  place 
themselves  in  the  broad  stream  of  human 
aspirations  and  progress.  They  justified  their 
bold,  enlightened  rebellion  in  a  way  that  lit 
_  fires    in    men's    minds    and    hearts.    They 


reaffirmed  the  validity  of  man's  age-old 
search  for  justice  and  equality  and  gave 
direction  and  substance  to  our  national 
development.  They  set  forth  a  broad  view  of 
human  aspirations,  charting  such  an  imagi- 
native course  that  it  subsumed  the  immediate 
act  of  rebellion. 

The  authors  of  the  Rhodesian  declaration 
sought  to  assert  an  historical  parallel.  I  sug- 
gest that  they  missed  the  point  completely. 
Seldom  in  history  have  two  such  superficially 
similar  acts  been  so  vastly  different  in  pur- 
pose and  meaning.  The  Rhodesian  document 
makes  glancing  references  to  "ci\nlization" 
and  the  "principles  of  Western  democracy," 
but  its  aims  are  narrow  and  its  direction  is 
a  retreat  from  the  main  currents  of  the  times 
and  from  the  international  community  of 
nations.  No  broad  vision  emerges  to  inspire 
mankind;  rather,  an  obstinate  defense  of 
narrow  privilege,  based  on  racial  bias  and 
minority  rule.  The  Rhodesian  document  is 
inward-looking  and  static,  holding  no  prom- 
ise either  for  progress  for  the  majority  or 
for  creativity  for  the  minority. 

Different  Principles,  Different  Directions 

The  decisive  difference  in  the  American 
and  Rhodesian  experience  lies  in  the  direc- 
tion of  each  society.  I  do  not  wish  to  suggest 
that  we  were  or  are  perfect.  Man  is  a  fallible 
being,  and  perfection  will  probably  always  be 
a  distant  goal  as  mores  change.  But  the  con- 
ceptions underlying  the  American  experi- 
ment were  and  are  bold,  imaginative,  and 
liberating,  providing  a  built-in  dynamic  for 
the  achievement  of  the  American  promise. 
They  remain  responsive  to  the  needs  and 
aspirations  of  the  American  people  and  in  ac- 
cord with  the  principles  of  the  United 
Nations  Charter,  which  were  laid  down  170 
years  later. 

Thus  Jefferson,  after  his  work  on  the 
Declaration,  returned  to  Virginia  to  give 
meaning  to  his  beliefs  by  plunging  into  polit- 
ical war  with  the  ruling  oligarchy  of  the 
day.  He  crusaded  for  a  more  equitable 
distribution  of  land,  the  expansion  of  limited 


MARCH  20,  1967 


451 


educational  opportunities,  reform  of  the 
penal  code,  broadening  of  the  franchise,  and 
the  abolition  of  slavery.  He  succeeded  in 
some  of  his  efforts,  partly  succeeded  in 
others,  and  failed  in  others.  But  he  took  a 
stand,  based  on  principles  of  enduring 
validity.  His  acts  as  well  as  his  words 
charted  a  course  for  the  democracy  of  the 
future  not  only  for  our  America  but  for 
many  diverse  peoples,  providing  clear  proof 
of  the  universality  of  his  beliefs  and  of  a 
common  humanity. 

Each  generation  of  Americans  has  joined 
in  this  adventure  and  enlarged  the  frontiers 
of  freedom.  It  has  not  been  an  easy,  nor  a 
straight,  nor  an  uninterrupted  path.  We  have 
been  steadily,  if  too  slowly,  removing  dis- 
criminations due  to  religion,  sex,  national 
origin,  and  race.  We  have  continuously  re- 
examined our  concepts  in  order  to  broaden 
the  contents  and  limits  of  human  rights. 
Underlining  the  continuity  of  this  concept  in 
American  history.  President  Johnson  stated 
this  month  on  Lincoln's  Birthday,  "So 
Lincoln  began  his  troubled  journey  ...  to 
the  establishment  of  a  multiracial  com- 
munity— in  which  a  man's  pride  in  his  racial 
origins  would  be  wholly  consistent  with  his 
conmiitment  to  the  common  endeavor." 

There  could  be  no  greater  contrast  than 
exists  between  the  words  and  deeds  of  1776 
and  those  of  1965.  Jefferson  spoke  out 
against  British  tyranny  and  gave  meaning  to 
his  words  by  waging  political  war  against 
the  entrenched  minority  ruling  Virginia.  The 
Rhodesian  Front  attacks  the  British  for 
supporting  the  principle  of  government 
deriving  from  the  just  powers  of  the 
governed.  The  Front  seeks  to  perpetuate 
minority  rule,  using  almost  exactly  the  same 
instruments  of  power  in  Southern  Rhodesia 
that  Jefferson  tried  to  destroy  in  Virginia. 
In  20th-century  Southern  Rhodesia,  by  com- 
parison with  18th-century  America,  the  roles 
of  rebel  and  constituted  authority  are  re- 
versed. 

At  the  time  of  our  Revolution,  America 
produced  leaders  who  were  more  modem  in 


452 


their  political  and  social  thought  by  20th- 
century  standards  than  the  men  who  rule 
Southern  Rhodesia  today,  nearly  200  years 
later.  We  set  out  on  our  road  inspired  by  i 
principles  that  continue  to  lead  us  forward 
and  attracted  millions  to  America  to  these 
shores  to  share  in  this  great  adventure.  What 
promise  does  the  Rhodesian  declaration  hold 
for  its  own  people  and  the  world?  Even  leav- 
ing aside  what  cannot  be  left  aside — the  4 
million  Africans  in  Southern  Rhodesia — 
what  course  is  charted  for  the  220,000  white 
minority?  Can  they  really  hope  to  find 
creative  expression  by  trying  to  isolate  them- 
selves from  the  continent  in  which  they  live 
and  by  incurring  rejection  by  the  rest  of  the 
world  ?  Can  they  hope  to  continue  indefinitely 
to  defy  world  opinion  and  really  create  a 
narrow  sanctuary  of  privilege  and  domina- 
tion ?  I  think  not. 

Continuity  in  American  Policy 

There  is  a  continuity  between  the  princi- 
ples enunciated  in  our  Declaration  of  Inde- 
pendence and  our  present  policy  toward  the 
Rhodesian  situation.  President  Johnson 
spoke  in  the  authentic  American  tradition 
when  he  stated  to  the  ambassadors  of  the 
member  nations  of  the  Organization  of 
African  Unity  last  May:  * 

As  a  basic  part  of  our  national  tradition,  we  sup- 
port self-determination  and  an  orderly  transition  to 
majority  rule  in  every  quarter  of  the  globe.  These 
principles  have  guided  our  policy  from  India  to  the 
Philippines,  from  Viet-Nam  to  Pakistan.  They  guide 
our  policy  today  toward  Rhodesia. 

We  are  giving  every  encouragement  and  support 
to  the  efforts  of  the  United  Kingdom  and  the  United 
Nations  to  restore  legitimate  government  in  Rho- 
desia. Only  when  this  is  accomplished  can  steps  be 
taken  to  open  the  full  power  and  responsibility  of 
nationhood  to  all  the  people  of  Rhodesia — not  just  6 
percent  of  them.  .  .  . 

The  foreign  policy  of  the  United  States  is  rooted 
in  its  life  at  home.  We  will  not  permit  human  rights 
to  be  restricted  in  our  own  country.  And  we  will  not 
support  policies  abroad  which  are  based  on  the  rule 


*  Ibid.,  June  13,  1966,  p.  914. 


DEPARTMENT  OF  STATE  BULLETIN 


lof  minorities  or  the  discredited  notion  that  men  are 
lunequal  before  the  law. 

Let  US  now  examine  the  situation  in  South- 
lern  Rhodesia.  How  does  it  appear  in  practice? 

iRhodesian  Realities:  Land  and  Education 

i|  Despite  the  racial  disproportion  in  the 
'■population,  the  Land  Apportionment  Act 
divides  the  land  roughly  equally  between  the 
white  and  the  African  communities.  Accord- 
ing to  the  Rhodesian  Ministry  of  Informa- 
tion, there  are  approximately  44  million  acres 
for  2,400,000  Africans  and  36  million  acres 
for  220,000  Europeans.  The  Ministry  does 
not  add,  incidentally,  that  the  acreage  re- 
served for  the  white  minority  consists  of  the 
best  land,  much  of  which  lies  unused.  I  lived 
for  2  years  in  Southern  Rhodesia  and  vividly 
recall  an  instance  in  the  rural  area  in  which 
the  African  population  was  required  by  the 
Government  to  destroy  part  of  its  cattle 
wealth  because  of  the  fact  that  the  pasture 
land  was  overgrazed.  Meanwhile  down  the 
road  a  white  farmer  was  burning  off  his  sur- 
plus grazing  land !  Need  one  look  more  deeply 
for  one  basic  cause  of  discontent? 

Let  us  look  at  education.  Southern  Rho- 
desia spends  roughly  equal  amounts  on  the 
education  of  white  children  and  of  African 
children,  although  the  latter  greatly  outnimi- 
ber  the  former.  Upper  secondary  and  college 
education  is  available  to  more  whites  than 
Africans.  Although  it  is  true  that  a  higher 
proportion  of  Africans  receives  education  in 
Southern  Rhodesia  than  in  African-ruled 
countries,  the  fact  remains  that  relatively  few 
Rhodesian  Africans  are  permitted  the  facili- 
ties to  complete  the  highest  secondary  grade 
or  to  go  to  college.  They  are  trained  for  a 
place  in  society  determined  by  the  ruling 
minority,  not  by  themselves. 
I  A  few  statistics  will  reveal  the  dis- 
'  parity:  In  1965  there  were  638,000  Afri- 
can children  and  32,000  white  children 
in  primary  school.  In  the  same  year  there 
were  some  15,000  African  children  and 
20,000  white  children  in  secondary  schools. 
Thus  only  21/3  percent  of  the  African  chil- 


dren continue  from  elementary  to  secondary 
school  as  compared  with  621/2  percent  of 
white  children.  Nor  do  these  figures  really 
tell  the  whole  story,  since  many  additional 
white  children  receive  their  secondary  educa- 
tion at  boarding  schools  outside  the  country. 
These  circumscribed  educational  opportu- 
nities have  an  obvious  relationship  to  political 
expression  in  a  country  in  which  the  fran- 
chise is  severely  limited  on  the  basis  of  prop- 
erty, wages,  and  educational  qualifications 
laid  down  by  the  white  minority. 

Racial  Trends  in  Southern  Rhodesia 

Even  before  the  illegal  declaration  of  inde- 
pendence, the  direction  of  the  Rhodesian 
governments  had  become  increasingly  repres- 
sive and  racially  motivated.  Each  succeeding 
government  has  moved  further  to  the  right. 
Prime  Minister  Garfield  Todd  was  removed 
by  the  minority-dominated  electorate  because 
he  favored  the  liberalization  of  the  African 
franchise.  His  successor,  Sir  Edgar  White- 
head, was  considered  too  liberal  because  he 
favored  some  modification  of  the  Land 
Apportionment  Act  to  benefit  the  African, 
even  though  he  had  also  introduced  the  Pre- 
ventive Detention  Bill  to  curb  African  politi- 
cal expression.  He  was  succeeded  as  Prime 
Minister  by  Winston  Field,  the  head  of  the 
new  Rhodesian  Front.  And  Field,  in  turn, 
was  replaced  by  Ian  Smith.  And  now  reports 
are  current  that  some  elements  in  the  Rho- 
desian Front  consider  Smith  as  too  soft  on 
African  advancement.  Must  this  trend  con- 
tinue, and  where  will  it  end  ? 

The  Rhodesian  regime  is  at  pains  to  pre- 
sent the  image  of  a  successful  rebellion  by 
a  united  people.  And  yet  not  even  its  geo- 
graphically and  philosophically  closest  neigh- 
bors have  recognized  it.  Within  the  country, 
3,000  white  Rhodesians  recently  took  their 
courage  in  their  hands  to  sign  the  book  of  the 
Governor,  who  still  represents  the  Crown,  as 
an  apparent  gesture  of  displeasure  that  the 
regime  failed  to  reach  agreement  during  the 
Tiger  negotiations.  There  is  also  evidence  that 
the    business    community    would    prefer   to 


MARCH  20,  1967 


453 


negotiate  a  settlement  and  end  this  anomalous 
situation. 

But  despite  these  and  other  encouraging 
signs,  it  would  be  premature  in  the  super- 
heated and  controlled  atmosphere  of  Salis- 
bury to  conclude  that  the  voices  of  reason  and 
moderation  can  yet  give  effective  expression 
to  their  doubts,  much  less  their  dissent.  On 
the  contrary,  there  are  elements  on  the  right 
who  are  demanding  an  even  more  extreme 
course.  In  accusing  the  present  illegal  Smith 
regime  of  moderation,  a  recent  Rhodesian 
Front  Party  document  asks  rhetorically: 

Where  in  the  Party  Principles  is  it  stated  that 
we,  the  Rhodesian  Front,  favor  a  multi-racial  soci- 
ety or  even  a  multi-racial  state? 

Where  in  the  Party  Principles  is  it  stated  that 
we  accept  "majority  rule"? 

Where  is  it  stated  that  we  accept  full  integra- 
tion? 

Thus,  the  present  leaders  of  the  white 
minority  have  embarked  on  a  course  which 
increasingly  leads  them  to  separate  them- 
selves from  the  majority  of  the  people  in  their 
own  country  and  to  isolate  themselves  from 
the  world  community  of  nations.  One  seeks  in 
vain  some  principle  that  would  justify  such 
a  course  of  action.  Whatever  the  deficiencies 
of  the  policy  of  "partnership"  pursued  by  the 
predecessors  of  the  Rhodesian  Front,  there 
was  at  least  the  possibility  of  a  continuing 
dialog  and  the  prospect  for  conciliation 
among  the  races  and  orderly  progress  toward 
majority  rule.  All  the  evidence  indicates  that 
the  dialog  has  been  broken  off  and  that  there 
has  been  an  increasing  polarization  of  politi- 
cal life.  There  is  a  growth  of  suspicion,  which 
inhibits  even  whites  from  expressing  any 
doubts.  For  more  than  a  year,  there  has  been 
censorship  of  the  newspapers  and  of  mail  of 
anyone  considered  unsympathetic  to  the 
Smith  regime.  Smith  himself  has  said  that  he 
will  lift  censorship  only  if  "satisfactory 
alternatives  to  safeguard  our  national  secu- 
rity can  be  devised."  Under  the  Emergency 
Powers  Act  the  Rhodesian  Front  regime  has 
established  regulations  which  provide  for 
"the  summary  arrest  or  detention  of  any 
person  whose  arrest  or  detention  appears  to 
the  Minister  (of  Law  and  Order)  to  be  ex- 


pedient in  the  public  interest."  Detainees  are 
placed  in  distant  camps  without  trial  or 
hearing. 

The  effect  is  to  develop  a  closed  society 
which  feeds  on  myths  and  rumors  and  main- 
tains an  unnatural  stability  enforced  by  police 
control.  These  repressive  measures  have  their 
effect  not  only  on  the  African  but  also  on  the 
white  community.  As  long  as  these  circum- 
stances prevail,  there  is  little  prospect  of  an 
accommodation  between  the  races. 

The  regime  itself  is  apparently  aware  of 
its  vulnerability  to  charges  of  repression  of 
the  African  majority  and  has  been  at  pains 
to  enlist  the  support  of  the  African  chiefs. 
But  there  is  serious  question  as  to  the  repre- 
sentative character  of  a  group  that  is  paid 
by  the  regime  and  is  part  of  its  administra- 
tive arm  at  the  same  time  that  the  leaders  of 
the  African  political  parties  remain  under 
detention. 

Rhodesian  Front  spokesmen  have  at  times 
indicated  that  they  favor  majority  rule  ulti- 
mately. If  they  really  accepted  this  premise, 
within  a  reasonable  timespan,  it  should  be 
possible  to  reach  a  satisfactory  resolution  of 
the  Rhodesian  problem.  But  hear  what  Ian 
Smith  himself  had  to  say  when  he  was  ques- 
tioned in  an  interview  in  Newsweek  of 
December  19, 1966: 

Q.  Are  you  an  advocate  of  eventual  majority  rule 
in  this  country? 

A.  No,  I  cannot  in  all  honesty  claim  that  I  am 
an  advocate  of  majority  rule.  When  one  sees  the 
evidence  of  Africa  to  the  north  of  us,  this  is  the 
last  thing  I  would  advocate — in  fact  quite  the  re- 
verse. But  I  am  a  realist.  I  accept  that  our  present 
constitution,  whether  I  advocate  it  or  not,  is  one 
that  was  planned  for  majority  rule.  .  .  . 

Q.  How  long  do  you  think  majority  rule  might 
take? 

A.  This  I  find  very  difficult  to  try  and  predict. 
I  have  heard  predictions  that  have  varied  from  five 
years  to  50  or  even  75  years.  .  .  . 

All  of  the  evidence  suggests  that  Smith's 
"realism"  would  place  him  with  those  who 
favor  the  long  term,  the  very  long  term, 
rather  than  the  short  term  of  expectations. 

The  Rhodesian  Front  viewpoint  is  clearly 
reflected  in  a  South  African  article  quoted 
approvingly  in  the  January  13,  1967,  issue  of 


454 


DEPARTMENT  OF  STATE  BULLETIN 


Rhodesian  Commentary,  published  by  the 
Rhodesian  Ministry  of  Information,  which 
states:  "Democracy,  in  the  popular  sense  that 
Jack  is  as  good  as  his  masters,  is  not  the 
divinely  ordained  method  of  government.  It 
is  not  a  method  at  all." 

Here  you  have  the  true  feelings  of  the  Rho- 
desian leaders.  If  they  resist  meaningful 
progress  toward  democracy  and  majority 
rule,  what  do  they  envisage — the  eternal  rule 
of  a  minority  whose  only  distinction  is  their 
color? 

The  Issue  of  Communism 

There  is  abundant  evidence  that  the  policy 
of  the  Smith  regime  is  pushing  it  increasingly 
in  a  racial  direction.  There  is  less  talk  of  a 
"  multiracial  society  or  pretensions  of  partner- 
ship. There  have  been  intimations  of  the 
acceptance  by  the  white  community  of 
apartheid.  In  a  recent  speech,  Ian  Smith 
stated,  "I  believe  that  ideal  after  which  we 
are  striving  is  a  system  which  acknowledges 
our  different  communities  and  provides  safe- 
guards which  will  enable  the  different  com- 
munities to  live  according  to  their  own  wishes 
and  \vith  adequate  protection  for  their  rights 
and  freedoms."  We  wonder  if  the  white  com- 
munity understands  the  implications  of  this 
position  and  where  this  road  will  lead  them. 

The  Smith  regime  has  attempted  to  enlist 
sympathy  and  support  by  proclaiming  itself 
the  defender  of  Western  civilization  and  a 
bulwark  against  communism.  But  a  system 
whose  purpose  is  to  exclude  majority  rule  is 
a  mockery  of  accepted  Western  principles 
and  a  travesty  of  an  effective  defense  against 
communism. 

Yet  one  of  the  most  persistent  themes  of 
the  Rhodesian  Front  leaders  is  that  they  are 
building  a  dike  against  communism  and 
chaos.  This  becomes  a  justification  for  police 
measures,  the  use  of  force,  the  detentions  at 
Gonakudzingwa  and  Wha-Wha,  and  the  con- 
stricting political  and  emotional  atmosphere. 
By  neutralizing  the  possibility  of  a  free 
exchange  of  views  and  fruitful  negotiations, 
they  have  helped  to  deprive  the  African 
nationalists  of  their  options  and  to  create  a 


situation  which  encourages  resort  to  illegal 
activity  and  assistance  from  foreign,  includ- 
ing Communist,  sources.  The  Rhodesian 
minority  is  thus  encouraging  the  very  insta- 
bility it  professes  to  wish  to  avoid.  In  the 
long  run  it  is  frustration  and  loss  of  hope 
that  creates  the  climate  for  Communist  influ- 
ence. It  is  pertinent  to  this  problem  that, 
despite  energetic  efforts,  the  Soviets  and 
Chinese  Communists  have  not  succeeded  in 
making  any  significant  inroads  against  true 
independence  in  Africa.  But  they  could  suc- 
ceed if  Africans  believed  that  the  West  would 
not  support  legitimate  African  aspirations 
for  self-determination. 

The  Rhodesian  Front  spokesmen  assert 
their  right  to  independence  on  the  basis  of 
self-government,  which  Southern  Rhodesia 
first  acquired  in  1923.  But  they  overlook  one 
important  fact:  that  Britain  always  reserved 
constitutionally  the  right  to  veto  any  dis- 
criminatory legislation  directed  at  the  indige- 
nous population  and  that  Britain  never 
yielded  these  reserved  rights.  Britain  was  the 
ultimate  sovereign  authority;  and  when  Rho- 
desia adopted  the  Unilateral  Declaration  of 
Independence,  the  powers  of  government  over 
Rhodesia  reverted  to  the  British.  The  white 
Rhodesians  have  always  had  the  option  of 
fruitful  collaboration  with  the  Africans  and 
the  support  of  Britain,  but  instead  they  have 
progressively  resorted  to  a  policy  of  repres- 
sion, the  dissolution  of  African  nationalist 
parties,  the  detention  of  their  leaders,  the 
expulsion  of  religious  figures  and  university 
professors,  the  suppression  of  newspapers, 
the  censorship  of  press  media,  and  finally 
UDI. 

Role  of  the  African  Community 

In  this  sad  chain  of  events,  one  must  also 
consider  the  question  of  African  responsi- 
bility. The  leadership  of  the  African  com- 
munity in  Rhodesia  is  deeply  divided  and 
even  in  exile  tends  to  be  more  concerned  with 
its  factional  conflicts  than  with  the  true 
needs  of  the  society.  It  is  often  maintained 
that  this  division  in  ranks  led  the  nationalists 
to  oppose  taking  full  advantage  of  the  fran- 
chise provisions  of  the  1961  constitution  and 


MARCH  20,  1967 


455 


that  if  the  African  nationalists  had  been  more 
flexible  and  statesmanlike  they  might  have 
been  able,  with  British  support,  to  achieve  a 
minimal  power  base  which  would  have 
hindered  the  shift  of  each  succeeding  gov- 
ernment to  the  right.  There  is  undoubtedly 
some  validity  to  these  contentions,  and  the 
Southern  Rhodesian  Africans  might  well 
have  been  in  a  better  moral  position  today  if 
they  had  shown  more  disposition  to  cooperate. 
At  the  same  time,  the  African  nationalist  de- 
cision to  boycott  the  1962  elections  must  be 
viewed  against  the  pedestrian  rate  of  African 
advancement  until  that  time,  the  highly  lim- 
ited franchise  provisions  of  the  constitution 
of  1961,  and  the  general  African  suspicion 
of  the  chasm  between  what  the  minority  gov- 
ernment professed  and  the  implementation  of 
its  professions. 

Whatever  the  merits  of  its  past  positions, 
however,  the  African  community  of  Rhodesia 
must  find  means  of  submerging  its  differences 
and  of  presenting  a  strong  and  wise  leader- 
ship which  will  cooperate  to  insure  the 
interests  of  the  country.  We  have  seen  this 
happen  in  other  countries.  In  Kenya,  a  na- 
tional leadership  has  emerged  under  the 
guidance  of  President  Jomo  Kenyatta  which 
is  providing  a  bond  of  unity  among  all  seg- 
ments of  the  population  and  uniting  them  in 
the  spirit  of  Harrambee;  i.e.,  working 
together.  It  is  significant,  in  this  connection, 
that  there  are  now  more  Western  business 
interests  and  representatives  in  Kenya  than 
before  independence. 

During  the  period  I  lived  in  Southern  Rho- 
desia, I  came  to  know  a  number  of  the  men 
now  in  power,  as  well  as  many  others  who 
support  them.  Like  all  of  us,  they  are  condi- 
tioned by  the  environment;  and  we  must 
acknowledge  that  the  environment  is  almost 
■unique — one  of  the  very  few  places  in  the 
world  where  an  outmoded  political  structure 
based  on  colonial  principles  of  race  repression 
fights  to  preserve  itself  even  after  colonialism 
has  been  generally  discredited  and  has  all  but 
disappeared.  They  refuse  to  come  to  terms 
with  the  realities  of  20th-century  social  and 
political  change,  and  they  have  been  too  iso- 
lated to  understand  this  obvious  truth.  In  a 


very  real  sense,  our  policy  is  designed  to 
bring  them  into  the  contemporary  world,  not 
remove  them  from  it. 

Fundamentally  this  must  mean  acceptance 
of  the  inevitability  of  majority  rule.  There  is 
an  honorable  place  for  the  white  minority  in 
Southern  Rhodesia — a  place  where  the  white 
man  can  live  and  prosper  and  contribute  to 
the  healthy  development  of  his  country.  The 
realization  of  the  rights  of  the  majority, 
which  we  accept  as  a  social  and  political  im- 
perative, can  certainly  be  attained  without 
the  destruction  or  deprivation  of  the 
minority.  The  white  minorities  in  Kenya, 
Tanzania,  and  Zambia  have  learned  this.  And 
it  must  be  emphasized  that  there  are  white 
men  of  good  will  in  Southern  Rhodesia  who 
are  aware  of  the  enormous  potential  of 
cooperation  among  the  races.  Some  of  them 
have  carried  their  convictions  to  the  point 
that  they  are  now  in  prison  along  with  their 
African  compatriots.  There  is  every  valid 
reason  for  other  white  Rhodesians  to  heed 
these  lessons. 

A  Unique  Problem 

But  why  do  we  agree  that  the  U.N.  should 
press  this  issue  of  principle  with  Southern 
Rhodesia  to  a  point  beyond  that  we  have 
taken  with  respect  to  other  places  in  the 
world  ?  Why  do  we  assert  the  universal  appli- 
cation of  self-determination  but  not  take 
active  measures  to  give  effect  to  it  every- 
where? And  further,  if  we  support  steps 
against  Southern  Rhodesia,  won't  we  have  to 
agree  to  similar  steps  in  the  future  when  they 
are  proposed  to  combat  denial  of  self- 
determination  elsewhere? 

The  answer  to  these  questions  lies  in  the 
uniqueness  of  the  Rhodesian  problem.  We 
acknowledge  this  uniqueness  and  consider 
that  our  policy  on  Southern  Rhodesia  creates 
no  precedents  or  obligations  with  respect  to 
similar  measures  elsewhere  either  now  or  in 
the  future.  Southern  Rhodesia  is  a  colony  in 
rebellion  against  the  universally  acknowl- 
edged sovereign.  Great  Britain.  It  is  not  an 
independent  state  in  whose  internal  affairs 
the  United  Nations  is  intervening.  Further- 
more, the  sovereign  authority.  Great  Britain, 


456 


DEPARTMENT  OF  STATE  BULLETIN 


has  asked  the  international  community, 
including  the  United  States,  to  help  it  in  its 
task  of  restoring  legitimate  constitutional 
authority  in  Southern  Rhodesia.  In  terms  of 
the  U.N.  Charter,  Southern  Rhodesia  is  a 
non-self-governing  territory  and  Great  Brit- 
ain is  the  administering  authority,  obligated 
"to  develop  self-government,  to  take  due 
account  of  the  political  aspirations  of  the 
peoples,  and  to  assist  them  in  the  progressive 
development  of  their  free  political  institu- 
tions." The  illegal  regime  is  obstructing  the 
carrying  out  of  these  responsibilities  of  the 
administering  power  in  the  territory.  In  no 
other  place  in  the  world  that  I  can  think  of 
do  these  conditions  apply.  Therefore,  the 
mode  of  our  response  to  the  challenge  of 
illegal  independence  creates  no  problem  of 
corollary  obligations.  We  are  free  to  continue 
our  support  of  self-determination  and  our 
opposition  to  racial  discrimination  elsewhere 
in  ways  appropriate  to  each  different  case. 

What  the  British  seek,  and  what  most  of 
the  world  would  find  acceptable,  in  Southern 
Rhodesia  is  a  settlement  that  assures  an 
orderly  but  reasonable  transition  to  majority 
rule,  with  minority  rights  fully  protected.  The 
British  have  never  and  do  not  now  demand 
immediate  majority  rule.  Neither  does  the 
British  Commonwealth,  the  U.N.,  nor  the 
United  States.  The  issue  is  not  independence 
under  minority  rule  versus  immediate 
majority  rule.  Even  now,  after  the  present 
British  Government  has  committed  itself  not 
to  seek  a  settlement  that  involves  inde- 
pendence before  majority  rule,  these  are  not 
the  choices  facing  Southern  Rhodesia.  If  the 
white  minority  were  willing  to  accept  what 
the  outside  world  sees  as  both  right  and 
inevitable,  it  should  be  possible  to  reach  a 
settlement  that  provides  for  a  restoration  of 
constitutional  authority  and  for  a  transitional 
period  before  legal  independence  in  which 
African  educational  opportunities  were  con- 
siderably broadened  and  African  training  in 
government  accomplished  by  actual  partici- 
pation. The  alternative  to  such  a  settlement, 
if  most  of  the  white  minority  persists  in  its 
efforts  to  hold  back  history,  is  a  gradual 
deterioration  of  the  Rhodesian  economy,  a 


continuing  and  probably  increasing  net 
emigration  of  whites,  mounting  dissidence 
and  political  activism,  radicalization  of  the 
African  approach  to  the  whole  problem, 
facilitation  of  Communist  penetration  of  the 
opposition  movement,  and,  eventually,  the 
danger  of  organized  violence  on  a  scale  that 
the  present  regime  will  be  unable  to  contain — 
not  a  welcome  prospect  but  one  for  which  the 
intransigent  white  minority  in  Southern  Rho- 
desia would  bear  a  heavy  responsibility. 

If  the  rebel  regime  leads  the  Rhodesian 
people  into  this  tragic  morass,  more  and  more 
of  Africa  will  be  affected.  Racial  tensions  will 
mount,  reasoned  counsels  of  restraint  on  the 
part  of  responsible  African  leaders  will  spell 
their  political  suicide,  and  proponents  of  mod- 
eration outside  Africa  will  be  discredited  in 
the  eyes  of  Africans. 

There  are  sincere  and  honestly  motivated 
Americans  who  say  that  the  Rhodesian  rebel- 
lion is  of  no  concern  to  this  country  and  that 
we  should  not  become  involved  in  the  inter- 
national community's  efforts  to  resolve  this 
problem.  But  we  cannot  ignore  the  conse- 
quences of  inaction.  We  can — and  will — 
determine  the  extent  of  our  involvement,  but 
we  cannot  escape  our  responsibility  to  act 
with  others  on  a  problem  that  has  engaged 
the  concern  of  the  world.  Even  if  we  were 
not  obligated  to  concern  ourselves  with  these 
issues  by  virtue  of  our  responsibility  under 
the  U.N.  Charter,  we  would  inevitably  be 
morally  involved  because  of  our  national  tra- 
ditions and  principles. 

As  we  have  developed  our  measured  re- 
sponse to  this  threat,  we  have  stayed  within 
the  confines  of  what  is  clearly  authorized 
under  American  law  and  the  U.N.  Charter. 
The  assertion  from  some  quarters  that  the 
executive  branch  of  our  Government  is  acting 
illegally  in  pursuit  of  the  Government's  Rho- 
desian policy  is  wholly  without  foundation. 
Everything  that  has  and  will  be  done  will 
adhere  scrupulously  to  the  letter,  as  well  as 
the  spirit,  of  the  law. 

Within  this  framework,  let  me  summarize: 

First,  we  believe  that  the  efforts  of  the 
illegal  regime  in  Southern  Rhodesia  to  per- 


MARCH  20,  1967 


457 


petuate  minority  rule  contributes  to  insta- 
bility in  that  area.  Therefore,  we  intend  to 
continue  to  work  with  the  United  Kingdom 
as  the  administering  authority  and  with  the 
international  community  in  an  effort  peace- 
fully to  restore  constitutional  authority  and 
thus  open  the  way  to  an  orderly  transition 
to  majority  rule. 

Second,  we  accept  the  obligation  imposed 
upon  us  by  the  U.N.  Security  Council  resolu- 
tion of  December  16  providing  for  selective 
mandatory  economic  sanctions  against  South- 
ern Rhodesia.  We  hope  that  this  program  of 
sanctions  will  convince  the  illegal  regime  in 
Southern  Rhodesia  that  it  faces  nearly  uni- 
versal opposition  and  convince  it  of  the 
wisdom  of  agreeing  to  a  settlement  accept- 
able to  the  international  community.  We  hope, 


too,  that  all  members  of  the  U.N.  will  simi- 
larly accept  their  obligation  under  the  charter 
to  comply  with  the  Security  Council  resolu- 
tion. 

Third,  we  continue  to  recognize  the 
sovereign  authority  of  Great  Britain  in  the 
British  colony  of  Southern  Rhodesia  and,  like 
every  other  government  in  the  world,  we  re- 
fuse to  recognize  Rhodesia  as  an  independent 
state. 

Finally,  we  have  adopted  this  policy  toward 
Southern  Rhodesia  because  it  is  right  in 
terms  of  principle,  because  it  strengthens  our 
position  in  the  world,  and  because  it  helps 
promote  our  objectives  of  stability  and 
orderly  development  in  Africa.  Surely  a 
policy  that  meets  these  tests  is  in  the  national 
interest  of  the  United  States. 


The  U.N.:  An  Arena  for  Peaceful  East-West  Engagement 


by  Joseph  J.  Sisco 

Assistant  Secretary  for  International  Organization  Affairs^ 


Obscured  by  the  thunder  of  loud  and  fre- 
quently acrimonious  debate,  a  quiet,  almost 
unnoticed  development  of  some  importance 
has  been  taking  place  at  the  U.N.  We  are 
witnessing  at  the  world  organization  an 
occasional  convergence  of  Soviet-American 
interests  and  a  limited  parallelism  of  policies. 

We  are  far  from  the  peace  and  reconcilia- 
tion between  Communist  and  non-Communist 
states  of  which  President  Johnson  spoke 
recently.2  But  the  U.N.  in  recent  months  has 
provided  opportunity  for  something  more 
than  the  narrow  concept  of  coexistence.  It 
has  provided  the  opportunity  for  modest, 
peaceful  engagement  of  both  the  United 
States  and  the  Soviet  Union  on  issues  where 
our  interests  converge,  this  despite  continu- 
ing differences  over  Viet-Nam.  The  original 


charter  concept  of  big  power  unanimity  is 
still  only  a  distant  illusion,  but  at  least  small 
steps  toward  consensus  are  being  taken. 

Such  steps  are  faltering  and  incomplete, 
for  fundamental  differences  remain  between 
the  United  States  and  the  U.S.S.R.  regarding 
world  order  and  the  proper  place  of  the  U.N. 
in  the  scheme  of  things.  These  steps  reflect 
the  changing  relations  between  East  and 
West  and  between  Peking  and  Moscow.  They 
reflect  also  our  efforts  to  utilize  the  United 


■  Address  made  before  the  foreign  policy  confer- 
ence for  educators  at  Los  Angeles,  Calif.,  on  Feb.  24 
and  at  San  Jose,  Calif.,  on  Feb.  25  (pre.ss  release  41 
dated  February  23). 

^  For  an  advance  text  of  President  Johnson's  ad- 
dress at  New  York,  N.  Y.,  on  Oct.  7,  1966,  see 
Bulletin  of  Oct.  24,  1966,  p.  622. 


458 


DEPARTMENT  OF  STATE  BULLETIN 


Nations  to  help  cany  forward  President 
Johnson's  policy — to  build  bridges  between 
East  and  West,  to  achieve  arrangements 
which  are  mutually  advantageous  and  which 
in  the  long  run  could  revitalize  some  of  the 
woi'k  of  the  U.N.  And  perhaps  more  funda- 
mentally, these  steps  mirror  the  cold  hard 
fact  of  nuclear  stalemate  and  danger  that 
moves  the  largest  and  strongest  powers  of 
the  world  to  pursue  parallel  policies  where 
mutual  interests  are  served. 

It  is  about  the  role  of  the  U.N.  in  promot- 
ing parallel  U.S.-U.S.S.R.  interests  that  I 
wish  to  speak  to  you  today. 

The  United  Nations  serves  the  national 
interests  of  the  United  States  in  many  ways: 
in  helping  us  share  our  security  responsibili- 
ties around  the  world,  in  providing  a  frame- 
work for  organizing  a  durable  peace,  in  regu- 
lating for  the  good  of  mankind  the  global 
effects  of  the  scientific  and  technological 
revolutions  of  our  time,  in  providing  an 
efficient  way  of  channeling  some  of  our 
foreign  aid. 

Beyond  this,  the  United  Nations  offers  a 
political  environment  for  peaceful  East-West 
engagement,  a  place  where  certain  parallel 
interests  of  the  great  powers,  including 
those  we  share  with  the  Soviets,  can  be  pur- 
sued to  everyone's  benefit. 

The  possibility  of  engaging  the  U.S.S.R. 
in  cooperative  action  in  the  U.N.  has  been 
complicated  by  a  certain  ambivalence  in  the 
Soviet  attitude  toward  the  U.N.  and  inter- 
national organizations.  Its  revolutionary  doc- 
trine assumed  that  old  forms  of  international 
relationships,  including  "bourgeois"  interna- 
tional law,  were  parts  of  a  passing  old  order 
that  would  be  replaced  by  a  new  interna- 
tional system  when  the  "revolution"  spread 
to  other  countries.  International  institutions 
were  to  be  manipulated  and  subverted;  they 
were  not  to  be  objects  of  joint  Conununist 
and  non-Communist  cooperation. 

At  the  same  time,  however,  the  Soviet 
Government  has  come  to  realize  that  the 
"bourgeois"  international  order  will  not  soon 
pass  away  and  that  there  are  opportunistic 
advantages  to  be  derived  from  being  an 
insider  within  international  institutions.  In 


recent  years  this  development  has  been  forti- 
fied by  the  mutual  recognition  that  third- 
area  conflicts  can  embroil  the  two  major 
colossi  and  that  in  an  interdependent  world 
living  in  an  era  of  nuclear  stalemate  the 
U.S.S.R.  has  a  stake,  within  certain  limits, 
in  promoting  order  and  stability. 

This  two-sidedness  helps  to  explain  the 
often  contradictory  and  vacillating  Soviet 
behavior  in  the  U.N.  They  see  the  U.N.  as  a 
propaganda  forum,  as  an  arena  of  political 
competition,  particularly  in  the  "third 
world."  But  they  also  see  the  U.N.  as  an 
international  institution  which  offers  limited 
opportunities  for  at  least  minimal  coopera- 
tion with  the  United  States  in  the  context  of 
multilateral  dealings. 

Let  us  look  more  carefully  at  this  two-sided 
Soviet  approach  to  the  U.N. 

The  U.N.  as  a  Propaganda  Forum 

The  U.N.,  and  particularly  the  General 
Assembly,  serves  all  members,  including  the 
United  States  and  the  U.S.S.R.,  as  a  platform 
for  getting  national  messages  across  to  the 
world.  The  Assembly — with  122  members,  all 
but  26  considered  as  economically  less  de- 
veloped member  states  who  account  for  less 
than  18  percent  of  the  contributions  to  the 
regular  budget — has  become  an  important 
diplomatic  stage  for  the  smaller  countries. 
Here  they  play  a  role  in  world  affairs.  Here 
they  can  together  assert  their  views  and 
exert  political  pressures  on  matters  which 
interest  them  most,  notably  decolonization, 
human  rights,  and  economic  development. 

Since  the  U.N.  is  a  center  stage  for  the 
small  countries,  it  has  become  an  important 
arena  for  wooing  their  political  support. 
Soviet  strategy  in  the  U.N.,  for  example, 
is  increasingly  aimed  at  allying  itself  with 
third-world  majorities  to  marshal  support  for 
its  foreign  policy  aims  and  counter  the 
United  States'  policies  abroad — in  Viet-Nam, 
in  Europe,  and  in  Asia  and  Africa. 

The  recently  concluded  Assembly  illus- 
trates how  the  Soviets  seek  to  use  the  U.N. 
as  a  prime  arena  for  political  warfare  against 
the  United  States  and  the  West. 


MARCH  20,  1967 


459 


— In  its  yearend  review  of  actions  at  the 
21st  General  Assembly  the  Soviet  delegation 
on  December  22  issued  a  sweeping  attack  on 
American  policy  both  inside  and  outside 
the  U.N. 

— ^It  introduced  or  supported  ineffectual 
propagandistic  resolutions  on  nonintei'ven- 
tion,  the  use  of  force,  and  chemical  and  bio- 
logical warfare,  directed  against  our  actions 
in  Viet-Nam,  and  sought  unsuccessfully  to 
brand  the  United  States  as  an  aggressor. 

— It  tried  to  undermine  U.N.  support  for 
the  Republic  of  Korea  but  was  resoundingly 
defeated. 

— It  pegged  out  the  most  extreme  positions 
on  colonial  and  racial  issues,  irrespective  of 
their  practical  utility  in  advancing  self- 
determination  and  human  rights. 

There  is  nothing  unusual  about  such 
propaganda  thrusts.  They  were  very  similar 
to  those  made  by  the  Soviets  in  several  pre- 
vious Assemblies;  they  were  played  in 
accordance  with  well-established  rules  of  the 
game.  They  were  largely  unsuccessful  be- 
cause the  smaller  nations  are  reluctant  to 
become  political  footballs  between  major 
powers.  Moreover,  on  issues  which  are  of 
direct  concern  to  the  Africans — Southern 
Rhodesia,  South  West  Africa,  economic  de- 
velopment— there  is  more  interest  in  the 
Assembly  in  deeds  than  in  oratory.  Thus,  the 
limited  parallelism  does  not  mean  that  the 
litany  of  invective  hurled  at  the  United 
States  by  the  Soviet  delegation  will  abate 
or  that  sharp  differences  over  key  policy 
issues  will  disappear. 

The  United  States,  of  course,  uses  the  U.N. 
platform  to  counter  hostile  propaganda,  to 
explain  our  policies,  and  to  advance  our  own 
objectives  in  the  political,  social,  and  eco- 
nomic fields. 

What  is  more  important  in  the  long  run 
is  the  possibility  of  exploring  opportunities 
for  employing  the  U.N.  as  an  instrument  for 
bridging  differences  and  promoting  interests 
we  hold  with  other  major  powers,  particu- 
larly the  U.S.S.R. 

This  requires  tactics  of  opportunity.  The 
convergence  of  U.S.  and  Soviet  interests  is 


often  random,  temporary,  or  minimal.  There 
appears  to  be  no  grand  U.S.S.R.  design  in 
this  area.  Consequently,  we  do  not  work  to 
any  predetermined  pattern.  But  we  can  and 
do  exploit  all  situations  in  which  cooperation 
can  take  place  on  a  basis  of  mutual  benefit. 
Three  principal  parallelisms  have  been 
discernible  in  recent  months. 

Contact  and  Negotiation  at  the  U.N. 

At  the  last  General  Assembly,  Secretary 
of  State  Rusk  once  again  met  with  Foreign 
Minister  [Andrei  A.]  Gromyko  for  quiet 
talks.  These  two  leaders  have  met  more  often 
at  the  U.N.  than  anywhere  else.  Such  meet- 
ings are  routine  practice  during  the  opening 
days  of  the  Assembly,  and  they  can  take 
place  without  ringing  alarm  bells  or  stimu- 
lating undue  expectations. 

This  is  an  important  institutional  develop- 
ment; it  is  precisely  the  sort  of  quiet  diplo- 
macy the  late  Dag  Hammarskjold  saw  as  a 
primary  function  of  the  U.N.  Its  importance 
usually  cannot  be  measured  by  dramatic  re- 
sults; but  such  quiet  talks,  at  a  minimum, 
contribute  to  better  understanding  between 
the  two  major  military  powers  in  this  pre- 
carious nuclear  era.  There  is  no  substitute  for 
first-hand  exchanges  and  direct  discussions; 
the  U.N.'s  existence  facilitates  such  talks, 
and  in  the  words  of  Churchill,  it  is  better 
"to  jaw,  jaw  than  war,  war." 

Similarly,  we  have  come  to  appreciate  the 
advantages  of  the  U.N.'s  multilateral  frame- 
work for  accormnodating  differences  and 
making  adjustments  in  what  might  other- 
wise be  even  more  difl!icult  direct  negotia- 
tions. 

Outer  space  shows  the  possibilities.  In 
1963,  the  Assembly  adopted  a  resolution  ban- 
ning the  use  of  weapons  of  mass  destruction 
in  outer  space.^  While  this  was  a  unanimous 
action  of  the  membership,  it  was  also  a  re- 
flection in  the  first  instance  of  quiet  bilateral 
discussions  and  agreement  between  the 
United  States  and  the  U.S.S.R. 

The  first  step  ultimately  led  to  the  dra- 


'  For  text,  see  ibid.,  Nov.  11,  1963,  p.  754. 


460 


DEPARTMENT  OF  STATE  BULLETIN 


niatic  and  successful  negotiation  of  a  treaty 
on  principles  to  guide  states  in  the  explora- 
tion and  use  of  outer  space,^  which  was 
endorsed  by  the  General  Assembly  in  Decem- 
ber ^  and  already  has  been  signed  by  over 
70  nations  in  Washington,  Moscow,  and 
London.  U.S.-Soviet  agreement  was  a  pre- 
lequisite  for  subsequent  unanimity  of  the 
world  body.  Ambassador  [Arthur  J.]  Gold- 
berg, armed  with  broad  authority  from  Presi- 
dent Johnson,  put  his  negotiating  talents  to 
effective  use  in  quiet,  patient,  detailed  talks 
with  Soviet  Ambassador  Platon  Morozov. 

The  treaty  resei-ves  the  moon  for  peaceful 
uses  only  and  bans  weapons  of  mass  destruc- 
tion in  space,  provides  free  access  to  all 
installations  on  celestial  bodies,  and  provides 
for  fullest  public  reporting  by  governments 
of  their  space  activities. 

The  multilateral  framework  of  the  28- 
member  U.N.  Outer  Space  Committee  pro- 
vided an  excellent  negotiating  forum  for  all 
concerned,  including  the  Soviets  and  our- 
selves. Not  for  the  first  time,  the  U.N.  pro- 
vided suitable  "political  space"  for  accom- 
modation on  politically  sensitive  issues. 

It  is  an  overstatement  to  say  that  such  an 
agreement  could  not  have  been  successfully 
negotiated  without  the  U.N.  framework.  But 
it  is  fair  to  say  that  U.N.  machinery  facili- 
tated very  materially  U.S.-U.S.S.R.  accom- 
modation on  the  space  issue  in  a  period  of 
deep  differences  over  Viet-Nam  and  of  Chi- 
nese Communist  propaganda  broadsides 
against  alleged  Soviet  collaboration  with  the 
United  States. 

Use  of  the  U.N.  in  the  Peacekeeping  Field 

It  is  a  remarkable  tribute  to  the  essential 
purposes  the  U.N.  serves  that  there  should 
be  any  convergence  of  U.S.-U.S.S.R.  interests 
in  peacekeeping  activities  of  the  U.N.,  given 
the  deep-seated  constitutional  differences 
which  continue  to  exist  over  the  peacekeeping 
role  of  the  organization. 

The  U.S.S.R.  continues  to  insist  that  the 
Security  Council  has  the  sole  and  exclusive 
responsibility  to  organize,  manage,  and 
finance  peacekeeping  operations.  It  wants  no 


role  for  the  General  Assembly  apart  from 
discussion.  It  wants  no  strong  U.N.  execu- 
tive or  strong  Secretariat.  The  unwarranted 
Soviet  attack  last  week  on  the  highly  circum- 
spect United  Nations  Office  of  Public  Infor- 
mation is  the  latest  evidence  of  this  policy. 

Conscious  of  the  imbalance  of  real  power 
between  large  and  small  in  the  122-nation 
General  Assembly,  the  United  States  has 
long  been  ready  to  make  even  greater  use  of 
the  Security  Council.  But  the  United  States 
is  not  vdlling  to  subject  all  future  peacekeep- 
ing actions  to  the  veto,  to  eliminate  the  re- 
sidual power  of  the  Assembly  under  article 
10  to  make  recommendations  in  the  peace- 
keeping field,  nor  to  weaken  the  Secretary- 
General  as  the  executive  ann  of  the  U.N.  or 
to  reduce  him  to  a  glorified  clerk. 

The  U.S.-Soviet  differences  are  deep- 
rooted  and  basic  and  are  apt  to  remain  over 
the  foreseeable  future. 

But  they  have  not  prevented  limited  con- 
vergences in  peacekeeping  where  U.S.S.R. 
interests  paralleled  our  own.  Doctrinaire 
Soviet  ideological  and  constitutional  scruples 
have  had  to  be  subordinated.  Recent  U.N. 
experience  points  up  the  situation. 

The  U.N.  Force  in  Cyprus 

Since  early  1964,  the  U.N.  Force  has  been 
helping  to  maintain  an  uneasy  quiet  in 
Cyprus.  Last  December  the  Security  Council 
again  extended  its  mandate  for  another  6 
months.*  This  action  was  taken  unanimously. 

Why  did  the  Soviets  not  veto  the  establish- 
ment of  the  Force,  and  why  do  they  acquiesce 
in  the  maintenance  of  the  Force?  For  one 
thing,  Cyprus  clearly  wishes  to  keep  the 
Force  on  the  island.  Moreover,  the  Force  has 
the  strong  political  backing  of  the  unalined 
Africans  and  Asians.  Perhaps  most  im- 
portant, the  U.N.  operation  in  Cyprus  re- 
flects the  parallel  U.S.-U.S.S.R.  interests  in 
keeping  a  lid  on  factional  fighting  so  that 
this  small  island  does  not  become  a  point  of 
direct  military  confrontation. 


••  For  text,  see  ibid.,  Dec.  26,  1966,  p.  953. 

=  Ibid.,  Jan.  9,  1967,  p.  78. 

«  For  background,  see  ibid.,  Jan.  30,  1967,  p.  179. 


MARCH  20,  1967 


461 


The  Soviet  position  regarding  the  U.N. 
presence  there  is  carefully  circumscribed. 
The  U.S.S.R.  abstained  on  the  original  reso- 
lution establishing  the  U.N.  Force  and  has 
contributed  nothing  to  its  financial  support. 
Soviet  support  for  the  U.N.  presence  has 
been  limited  to  voting  for  authorizing  reso- 
lutions. The  Soviet  position  does  not  signify 
a  fundamental  change  toward  U.N.  peace- 
keeping; it  is  a  pragmatic,  carefully  hedged 
response  to  circumstances  in  the  eastern 
Mediterranean  which  make  the  U.N.  a  use- 
ful diplomatic  instrument  to  achieve  a  limited 
goal  of  containing  third-party  conflicts — a 
goal  that  in  this  instance  parallels  our  own. 

U.N.  Observers  in  Kashmir 

Kashmir  is  another  case  in  point. 

At  the  outset  of  the  flareup  in  the  sub- 
continent in  August  1965,  both  the  U.S.S.R. 
and  the  United  States  saw  the  importance  of 
containing  the  conflict  and  ending  the  fight- 
ing. Soviet  interest  at  this  stage  paralleled 
ours  in  enlisting  U.N.  efforts  to  bring  about 
a  cease-fire  and  a  withdrawal  of  Indian  and 
Pakistani  forces  that  had  crossed  interna- 
tional lines. 

There  was  unanimous  support  for  resolu- 
tions in  the  Security  Council  in  September 
1965  which  provided  for  the  enlargement  of 
the  existing  U.N.  observer  corps  and  its  de- 
ployment along  the  international  boundary.'' 
Everyone  recognized  that  unless  the  conflict 
was  localized,  it  could  provide  a  dangerous 
temptation  for  the  Chinese  Communists  to 
press  further  against  Indian  borders  and 
thus  increase  the  risk  of  a  larger  war. 

However,  there  were  limits  to  Soviet  coop- 
eration. Once  the  cease-fire  took  hold  and  the 
danger  of  escalation  receded,  Soviet  and 
American  interests  began  to  diverge  again. 
Moscow  began  raising  questions  about  the 
conduct  of  the  U.N.  operation.  It  sniped  at 
the  Secretary-General,  maintaining  that  he 
had  exceeded  his  authority  in  recruiting  and 
deploying  the  enlarged  observer  force  with- 
out specific,  detailed  approval  of  the  Security 
Council.  It  raised  problems  with  regard  to 


'  For  background,  see  ibid.,  Sept.  27,  1965,  p.  526. 


financing.  These  doctrinal  considerations 
proved  secondary,  however,  to  the  need  to 
achieve  concerted  action  to  end  the  hostili- 
ties. 

All  this  illustrates  that  Communist 
ideology  and  doctrine  often  takes  a  back  seat 
when  overriding  Soviet  national  interests  are 
involved. 

Science  and  Technology 

Parallelism  has  been  spurred  by  the  scien- 
tific and  technical  imperatives  of  our  times, 
leading  to  East-West  cooperation  in  a  wide 
range  of  multilateral  undertakings.  The 
U.S.S.R.  participates  with  other  scientifically 
advanced  countries  in  international  scien- 
tific and  technical  programs. 

I  have  mentioned  outer  space:  We  have 
been  cooperating  on  technical  and  legal 
aspects  of  space  in  the  U.N.  Committee  on 
the  Peaceful  Uses  of  Outer  Space. 

We  are  moving  ahead  in  numerous  other 
cooperative  ventures.  In  the  World  Meteoro- 
logical Organization  we  have  taken  the  lead 
with  others,  including  the  Soviet  Union,  in 
planning  the  World  Weather  Watch,  a  world- 
wide cooperative  venture  to  improve  man's 
ability  to  predict  the  course  of  weather.  In 
the  International  Telecommunication  Union, 
we  cooperate  in  allocating  frequencies. 

The  United  States  and  the  Soviet  Union 
have  participated  in  three  major  ocean- 
ographic  surveys:  in  the  Indian  Ocean,  the 
tropical  Atlantic,  and  Kuroshio  in  the  Pacific, 
the  latter  two  under  the  auspices  of  the  Inter- 
governmental Oceanographic  Commission. 

As  science  and  technology  develop,  there 
will  be  additional  opportunities  to  engage  the 
U.S.S.R.  and  Eastern  European  countries  in 
international  cooperative  action  of  this  kind. 
But  it  is  important  to  keep  politics  and 
political  invective  out  of  international  meet- 
ings and  programs  on  scientific  and  technical 
matters.  Unfortunately,  the  other  side  has 
not  always  been  able  to  resist  the  temptation 
to  exploit  the  occasion  of  technical  meetings 
for  political  ends  by  injecting  extraneous 
political  issues  into  the  discussion  of  techni- 
cal matters.  Moreover,  their  financial  sup- 


462 


DEPARTMENT  OF  STATE  BULLETIN 


port  of  various  voluntary  programs  in 
convertible  moneys  has  been  minimal,  and 
this  has  been  an  obstacle  to  greater  Soviet 
cooperation  in  U.N.  economic  and  scientific 
activities. 

These,  then,  are  three  principal  areas  of 
limited  parallelism  which  have  emerged  in 
the  U.N.  system,  convergences  which  sei-ve 
mutual  Soviet-American  interests  despite  the 
continuing  wide  ideological  gulf. 

There  remains  a  fundamental  incompati- 
bility between  Communist  ideology  and 
charter  principles.  Communist  theory  en- 
visages a  monolithic  world  built  by  coercion; 
we  see  one  of  diversity  based  on  free  choice. 
Communist  ideology  distrusts  international 
organizations  that  Communists  cannot  con- 
trol. The  charter  is  based  on  the  assumption 
that  international  organization  is  beyond  con- 
trol of  any  one  state. 

Despite  the  clash  of  doctrine,  we  stand 
ready  to  explore  the  possibilities  of  U.S.- 
U.S.S.R.  parallelism.  In  the  long  run,  peace- 
ful engagement  in  international  cooperative 
action  is  in  the  interest  of  East  and  West. 
There  is  a  fundamental  reason  for  this.  What 
is  influencing  the  policy  of  all  great  powers, 
including  the  U.S.S.R.,  is  the  growing  aware- 
ness that  the  technological  and  weapons 
revolutions  have  changed  the  basic  terms  of 
reference  of  international  order  and  of  na- 
tional security  policies.  And  Communist 
society  itself  is  becoming  more  varied  and 
less  monolithic  under  the  impact  of  modem 
technology  and  modern  thought.  Secretary 
Rusk  said  recently  in  the  context  of  East- 
West  relations:  *  "It  is  too  late  in  history  to 
maintain  intractable  hostility  across  the  en- 
tire range  of  relationships. . . ." 

In  this  period  of  history  certain  vital 
national    interests    can    best    be    achieved 


through  common  endeavors  and  through  par- 
ticipation in  international  mechanisms  for 
peace  and  development.  To  this  end,  as  the 
President  noted  in  his  state  of  the  Union  mes- 
sage last  month,9  "We  are  shaping  a  new 
future  of  enlarged  partnership  in  nuclear 
affairs,  in  economic  and  technical  coopera- 
tion, in  trade  negotiations,  in  political  con- 
sultation, and  in  working  together  with  the 
governments  and  peoples  of  Eastern  Europe 
and  the  Soviet  Union."  This  is  also  our  policy 
at  the  United  Nations. 

A  sobering  look  at  the  abyss  of  nuclear 
war,  the  stake  both  we  and  the  U.S.S.R.  have 
in  keeping  the  peace,  the  realization  of  our 
common  vulnerabihty  to  disease  and  starva- 
tion and  disorder,  the  imperatives  of  techni- 
cal endeavors  in  an  age  of  technological 
revolution — all  these  impress  on  Moscow  and 
Washington  and  other  capitals  persuasive 
reasons  for  international  cooperation  and  for 
engagement  in  international  processes  that 
make  possible  adjustments  and  the  promotion 
of  our  respective  national  interests  without 
war. 

The  clash  of  ideologies  in  the  U.N. — inso- 
far as  East-West  relations  are  concerned — 
remains  too  sharp  to  permit  agreement  on 
basic  philosophic  values.  Attempts  to  define 
common  philosophic  goals  could  divide 
rather  than  unite  us.  Progress  toward  a 
peaceful  and  cooperative  order  is  more  likely 
if  we  drop  abstractions — including  cold  war 
abstractions  and  Utopian  abstractions — and 
seek  out  areas  where  practical  interests  are 
parallel. 

The  practical  step  toward  peace,  the 
President  has  noted,  is  "to  recognize  that 
while  differing  principles  and  differing 
values  may  always  divide  us,  they  should  not, 
and  they  must  not,  deter  us  from  rational 
acts  of  common  endeavor."  i" 


'  In    an    address    before    the    Executives    Club    of 
Chicago  on  Nov.  30,  1966. 


'  Bulletin  of  Jan.  30,  1967,  p.  158. 
'  Ibid.,  Sept.  19,  1966,  p.  410. 


MARCH  20,  1967 


463 


Secretary  Rusk  and  Secretary  McNamara  Discuss 
Developments  in  Latin  America  and  Viet-Nam 


Folloiving  is  the  transcript  of  a  press  con- 
ference held  at  the  White  House  by  Secretary 
Rusk  and  Secretary  of  Defense  Robert  S. 
McNamara  at  the  conclusion  of  a  Cabinet 
meeting  on  February  28. 


White    House   press    release   dated    February    28 

STATEMENT  BY  SECRETARY  RUSK 

We  just  had  a  Cabinet  meeting  at  which  I 
reported  to  the  President  and  the  Cabinet  in 
more  detail  on  our  Foreign  Ministers  meeting 
in  the  Western  Hemisphere  at  Buenos  Aires 
the  other  day.' 

We  feel  it  was  a  very  successful  meeting 
with  a  high  degree  of  solidarity  on  the  great 
objectives  here  in  the  hemisphere,  particu- 
larly in  the  economic  field. 

The  Foreign  Ministers  have  recommended 
to  the  Presidents  of  the  hemisphere  that  the 
Presidents  themselves  meet  in  Punta  del 
Este,  Uruguay,  on  April  12  and  14  and  there 
take  up  such  great  issues  as  the  economic 
integration  of  the  hemisphere,  the  trade  prob- 
lems of  the  hemisphere,  the  war  on  hunger 
and  the  increase  in  agricultural  productivity, 
scientific  and  medical  improvement,  a  limita- 
tion on  unnecessary  defense  expenditures, 
and  some  other  important  matters. 

We  were  very  pleased  that  the  Foreign 
Ministers  admitted  a  new  member,  Trinidad 
and  Tobago.2  That  makes  22  members  now 


'  See  p.  472. 

'  While  the  Foreign  Ministers  were  in  Buenos 
Aires,  the  Council  of  the  Organization  of  American 
States  met  in  special  session  there  on  Feb.  23  and  ap- 
proved Trinidad  and  Tobago's  application  for  OAS 
membership. 


in  the  inter-American  system,  although 
Cuba's  membership  is  in  suspense. 

We  have  been  very  encouraged  by  what  has 
happened  at  that  meeting.  I  think  the  Presi- 
dents will  have  a  good  meeting  in  April. 

I  also  reported  on  the  present  state  of 
affairs  with  respect  to  peace  in  Viet-Nam. 

There  was  a  very  important  interview  in 
Paris  recently  with  Mr.  Mai  Van  Bo,  the 
North  Vietnamese  representative  in  Paris. 
He  underlined  that  what  is  required  by  them 
of  us  is  a  permanent  and  unconditional 
cessation  of  bombing  in  the  North  and  that 
there  would  not  be  any  corresponding  mili- 
tary moves  taken  on  their  side  to  deescalate 
the  military  action. 

As  you  know,  we  have  indicated  many 
times,  to  the  Secretary-General  of  the  U.N. 
and  to  others,  including  Hanoi,  that  we  would 
be  prepared  to  stop  the  bombing  if  they  would 
take  corresponding  military  moves  on  their 
side  but  that  we  cannot  stop  half  the  war. 

We  have  seen  evidence  recently  of  in- 
creased supply  activity  along  the  coast,  rein- 
forcing their  troops  in  South  Viet-Nam, 
increased  numbers  of  trucks,  and  so  we  have 
taken  additional  measures  to  stop  that  infil- 
tration or  to  impair  it  or  to  slow  it  down. 
Those  measures  have  included  artillery  fire 
into  the  DMZ  and  across  it;  action  by  our 
naval  ships,  particularly  at  night  and  in  bad 
weather,  to  interrupt  that  traffic  along  the 
coast;  and  a  certain  mining  of  internal  water- 
ways. 

We  are  determined  to  do  our  best  to  sup- 
port our  men  out  there  and  to  make  it  com- 
pletely clear  to  the  other  side  that  they 
cannot  succeed  in  seizing  South  Viet-Nam  by 


464 


DEPARTMENT  OF  STATE  BULLETIN 


force — at  the  same  time  to  invite  them  to 
enter  into  discussions. 

We  have  repeated  over  and  over  again, 
both   publicly  and   privately,   that  we   will 

\  negotiate  without  conditions  or  we  will 
negotiate  about  conditions  or  that  we  will  dis- 
cuss a  final  settlement  and  that  we  will  be 
prepared  to  take  up  any  part  of  this  problem, 
such  as  the  deescalation  of  military  activity 
or  the  demilitarization  of  the  demilitarized 
zone  or  the  exchange  of  prisoners  or  any  part 
of  it  which  might  move  us  a  little  step  toward 
peace. 

We  cannot  report  today  that  we  see  those 
moves  by  the  other  side  pointing  toward  a 

r  peaceful  solution. 


STATEMENT  BY  SECRETARY  McNAMARA 

I  As  Secretary  Rusk  said,  we  reported  to 
the  Cabinet  on  both  the  diplomatic  and  mili- 
tary situation  in  Southeast  Asia. 

I  pointed  out  that  the  military  operations 
in  South  Viet-Nam  have  increased  both  in 
tempo  and  intensity  in  the  past  60  to  90  days. 
In  part,  this  is  a  reflection  of  the  continuing 
increase  in  the  number  of  U.S.  military  per- 
sonnel in  South  Viet-Nam. 

We  today  have  about  415,000  U.S.  military 
men  there.  This  has  permitted  a  very  sub- 
stantial increase  in  the  rate  of  U.S.  opera- 
tions and  the  pressure  of  U.S.  and  South  Viet- 
namese and  friendly  operations  against  the 
Viet  Cong  and  the  North  Vietnamese. 

This  is  evidenced  in  a  number  of  ways. 
Areas  of  South  Viet-Nam  that  include  the 
bases  of  the  North  Vietnamese  and  Viet  Cong 
forces  are  now  under  attack,  areas  that 
haven't  been  penetrated  by  friendly  forces 
for  more  than  20  years. 

One  of  these,  for  example,  in  Tay  Ninh 
Province,    is    today   the    subject    of    a    23- 
I  battalion  attack  by  U.S.  forces.  The  increase 
I   in  U.S.  strength  has  also  permitted  the  reas- 
signment of  certain  of  the  South  Vietnamese 
military  forces  to  the  pacification  effort  in 
order  to  increase  the  progress  in  that  area. 
Beyond    that,    as    you    know,    we    have 
modified  somewhat  the  character  of  our  mili- 


tary operations  against  the  lines  of  commu- 
nication from  North  Viet-Nam  to  South 
Viet-Nam — roads,  railroads,  inland  water- 
ways— over  which  the  North  Vietnamese  are 
moving  the  men  and  materiel  that  are  funda- 
mental to  the  Viet  Cong  and  North  Viet- 
namese operations  in  the  South. 

In  September  last  year,  for  example,  we 
ran  about  12,000  attack  sorties  against  these 
lines  of  communication  in  North  Viet-Nam. 
A  period  of  bad  weather  has  forced  us  to  cut 
that  to  about  6,600  or  6,800  sorties  per 
month. 

To  supplement  the  air  operations,  we  have 
initiated  the  mining  of  the  inland  waterways 
and  the  estuaries,  along  which  and  through 
which  pass  a  very  substantial  percentage  of 
the  men  and  materiel  from  north  to  south. 

We  have  added  naval  gunfire  to  air  bom- 
bardment of  these  lines  of  communication, 
and  we  have  authorized  artillery  fire  from 
emplacements  in  South  Viet-Nam  against  the 
concentrations  of  men  and  supplies  in  the 
demilitarized  zone  and  just  north  of  that. 

All  of  these  actions,  as  I  say,  are  supple- 
ments to  the  air  campaign,  an  air  campaign 
which  has  been  penalized  in  recent  weeks  by 
periods  of  bad  weather,  an  air  campaign 
which  is  of  great  importance  to  us  as  we  see 
signs  of  North  Vietnamese  efforts  to  raise 
the  level  of  supply  from  north  to  south. 

I  think  it  is  very  important  to  recognize 
the  weight  of  this  air  campaign,  recognize 
the  price  that  it  is  imposing  upon  the  North 
for  their  continued  support  of  the  South.  It 
is  quite  clear  that  the  air  campaign  hasn't 
stopped  the  infiltration.  We  never  believed  it 
would. 

But  it  is  also  quite  clear  that  it  has  forced 
the  diversion  from  other  activities  in  the 
North  of  some  300,000  men  to  repair  the 
roads,  the  railroads,  the  bridges,  the  depots, 
that  are  the  foundations  of  the  lines  of  com- 
munication from  north  to  south.  It  has  forced 
the  diversion  from  other  activities  of  about 
125,000  men  to  the  air  defenses  of  North 
Viet-Nam  and  the  diversion  of  tens  of 
thousands  of  others  to  coastal  defenses. 
Roughly  a  half  a  million  men,  therefore,  that 
would  otherwise  be  occupied,  many  of  them 


MARCH  20,  1967 


465 


in  raising  the  level  of  military  pressure  from 
north  to  south,  have  been  diverted  to  offset 
the  effects  of  our  air  campaign  against  the 
military  targets. 

And  the  magnitude  of  this  price  to  the 
North,  I  think,  is  recognized  by  them  and  it 
has  been  translated  into  their  worldwide 
campaign  to  force  us  to  stop  this. 

I  think  when  you  recognize  the  effects  of 
this,  you  will  understand  why  we  don't 
believe  we  can  stop  it  without  reciprocal 
military  action  on  their  part. 

In  conclusion,  I  reported  that  the  increased 
tempo  of  operations  in  the  South,  the  addi- 
tional weight  of  the  effort  in  the  South,  has 
very  substantially  increased  the  fatalities 
being  suffered  by  the  Viet  Cong  and  North 
Vietnamese.  They  are  roughly  40  to  50  per- 
cent higher  in  the  last  90  days  than  they  were 
during  1966. 

QUESTION-AND-ANSWER  PERIOD 

Q.  Could  I  ask,  Mr.  McNamara,  on  this 
step-tip  of  the  level  of  support  from  north  to 
south,  does  this  mean  that  they  are  actually 
moving  more  people  across  the  border,  that 
the  infiltration  is  up,  or  only  that  the  activity 
in  the  North  is  up  ? 

Secretary  McNamara:  The  activity  in  the 
North  is  up.  We  can't  tell,  and  won't  be  able 
to  tell  for  many  months,  the  level  of  infiltra- 
tion of  men  at  the  present  time,  because  we 
can  only  measure  that  by  information  re- 
ceived from  intelligence  sources  in  South 
Viet-Nam,  and  it  takes  perhaps  4  to  6  months 
to  correlate  the  sources  of  information  and 
come  up  with  reasonably  accurate  figures. 

But  we  can  measure  every  day,  through 
our  reconnaissance  activities,  reconnaissance 
aircraft  operating  in  North  Viet-Nam  and 
the  movement  of  trucks  from  north  to  south 
over  the  roads  both  in  North  Viet-Nam  and 
over  the  pass  leading  from  North  Viet-Nam 
into  Laos  and  hence  the  Ho  Chi  Minh  Trail. 

Q.  Mr.  Secretai~y,  the  interview  that  you 
referred  to,  was  that  a  newspaper  intervieiv 
or  someone  other  of  the  North  Vietnamese 
diplomats  ? 


Secretary  Rusk:  It  was  an  interview  pub- 
lished, I  think,  in  the  New  York  Times  on 
February  23. 

Q.  Secretary  Rusk,  there  is  an  assumption 
in  this  city  that  the  Russians  noiv  really  ^ 
ivant  the  war  in  Viet-Nam  stopped.  How  does 
this  square  with  the  other  side's  starting  to 
use  Soviet  140-mm.  rockets? 

Secretary  Rtisk:  We  hope  that  the  Soviet 
Union,  as  one  of  the  two  cochairmen,  will 
support  the  1954  and  1962  Geneva  accords. 
And  in  the  joint  communique  of  Mr.  Kosygin 
[Aleksei  N.  Kosygin,  Chairman  of  the  Soviet 
Council  of  Ministers]  and  Prime  Minister 
[Harold]  Wilson  in  London  the  other  day, 
they  both  reaffirmed  their  support  of  those 
accords. 

We  know  that  the  Soviet  Union  has  been 
supporting  Hanoi,  particularly  in  some  of  the 
more  sophisticated  weapons.  Most  of  those 
have  been  used  in  North  Viet-Nam  itself,  but 
some  of  them  have  turned  up  in  the  South. 

It  is  true  that  we  and  the  Soviet  Union 
have  important  differences  of  view  on  this. 
But  we  would  hope  that  all  sides  could  take 
the  1954  and  1962  accords  as  a  basis  for  a 
settlement  and  that  somehow  the  two  cochair- 
men, despite  some  of  the  complications  that 
they  might  see  in  it — M^e  could  move  this 
situation  to  a  conference  or  to  a  settlement 
based  on  those  accords. 

Q.  Mi:  McNamara,  is  the  use  of  the  water- 
ways something  new,  of  the  North  Viet- 
namese, and  if  not,  why  have  we  waited  this 
long  to  mine  those? 

Secretary  McNamara:  The  North  Vietnam- 
ese moved,  first,  from  rails  to  highways.  As 
we  attacked  the  rail  routes,  they  were  forced 
to  use  the  land  routes.  As  we  attacked  the 
land  routes,  they  moved  a  higher  percentage 
of  their  traffic  to  the  water  routes.  As  I  men- 
tioned earlier,  as  bad  weather  affected  our  air 
sorties  and  reduced  them  by  perhaps  50  per- 
cent from  September  to  January  of  this  year, 
we  felt  it  necessary  to  supplement  our  attacks 
on  the  water  routes  by  naval  gunfire. 

Q.  Thank  you. 


466 


DEPARTMENT  OF  STATE  BULLETIN 


Economic  Situation  in  Viet-Nam 

Following  is  the  transcript  of  a  press 
briefing  held  at  the  White  House  on  Febru- 
ary 27  by  President  Johnson,  David  E.  Lilien- 
thal,  a)id  Robert  W.  Koiner,  Special  Assistant 
to  the  President. 

White    House    press    release   dated    February    27 

President  Johnson:  You  all  know  Mr. 
David  Lilienthal.  For  a  good  long  time  I  have 
been  wanting  Mr.  Lilienthal  to  spend  some 
time  in  Viet-Nam  in  connection  with  our 
'other  war"  out  there.  From  the  early  stage 
of  the  TVA  I  have  looked  forward  to  and 
admired  the  novel,  constructive,  and  far- 
reaching  thoughts  and  programs  which  he 
has  inaugurated  on  behalf  of  people  in  a 
democratic  way  and  in  a  democratic  society. 

We  finally  prevailed  on  him  to  go  out  and 
do  some  studying  there.i  I  have  asked  him 
for  his  counsel.  He  has  given  it  to  me — just 
as  General  [William  C]  Westmoreland  has 
and  as  the  Marines  that  are  out  there  at  Da 
Nang  have.  He  has  given  us  his  help.  I  think 
it  will  have  far-reaching  results  and  effects. 
It  is  going  to  be  essential  to  our  success  in 
that  area. 

This  goes  back  to  what  was  said  in 
Baltimore  in  April  of  1965,^  if  you  want  to 
take  that  platform. 

Mr.  Komer  and  Mr.  Lilienthal  have  just 
come  back.  They  have  just  finished  report- 
ing to  me.  In  case  you  are  interested  in  any 
of  their  thoughts  or  their  recommendations 
or  their  views,  they  are  available  to  you. 

Q.  Could  you  tell  us  what  your  recommen- 
dations to  the  President  are,  Mr.  Lilienthal? 

Mr.  Lilienthal:  This  is  just  the  beginning 
of  a  study  of  the  long-term  future  of  Viet- 
Nam.  The  first  10  or  11  days  were  really  a 
preliminary  look.  But  I  must  say  I  learned  a 
lot  that  I  didn't  know  about  Viet-Nam,  and 
almost  all  of  it  was  encouraging. 


'  For  background,  see  Bulletin  of  Jan.  9,  1967, 
p.  69. 

'  For  an  address  by  President  Johnson  at  Johns 
Hopkins  University  on  Apr.  7,  1965,  see  ibid.,  Apr. 
26,  1965,  p.  606. 


It  was  encouraging  in  that  a  wide  range 
of  people  that  I  talked  to,  all  of  the  way 
from  graduate  students  at  the  University  of 
Saigon  to  the  President  of  the  Tenant  Farm- 
ers Union  and  everything  in  between,  as- 
sume a  future  for  their  country  that  is  much 
deeper  than  I  had  any  idea  would  be  true. 

This  assumption  was  felt  through  so  much 
of  the  Vietnamese  society.  I  suppose  I  saw 
15  provinces  and  250  Vietnamese.  The  great 
consensus — if  I  can  borrow  a  fairly  familiar 
expression — among  them  was  that  the  long- 
term  future  of  the  country  is  in  their  hands, 
and  they  are  not  being  Americanized,  and 
that  the  military  problems  are  ones  that  will 
be  overcome. 

They,  themselves,  by  their  own  conduct, 
by  the  way  they  invest  in  their  farms  and 
the  way  they  are  electing  village  leaders,  the 
way  the  trade  union  organizations  are  mov- 
ing, the  way  the  industrialists  are  spending 
money,  indicate  that  they  think  that  they 
know  how  this  is  all  going  to  come  out. 

Whether  they  are  right  or  not  is  some- 
thing that  I  am  not  competent  to  say,  but 
without  that  kind  of  assumption  any  long- 
term  economic  development  would  be  quite 
impossible.  With  that,  it  will  be. 

The  second  thing  that  I  have  spoken  to  the 
President  about  was  also  something  that  I 
wasn't  prepared  for.  That  is  that  these  are 
very  hard-working  people.  In  underdevel- 
oped countries  that  I  am  familiar  with  this 
is  not  by  any  means  invariably  the  case. 
These  are  devilishly  hard-working  individ- 
uals, and  competent. 

I  talked  to  the  heads  of  these  big  civilian 
construction  outfits.  Ordinarily,  a  construc- 
tion guy  always  runs  down  his  local  labor 
— that  they  are  just  no  good.  The  contrary 
was  the  case  in  talking  to  these  big  construc- 
tion outfits.  These  fellows  come  right  out  of 
a  rice  farm,  a  paddy,  and  learn  machinery 
quickly. 

I  saw  a  75-year-oId  farmer  who  a  week  be- 
fore had  bought  a  tractor  and  had  learned 
to  run  it  in  3  days.  I  have  never  heard  of 
anything  of  this  kind.  He  had  spare  parts. 

These  are  extraordinary  people.  To  have 


MARCH  20,  1967 


467 


been  through  20  years  of  war  and  still  have 
this  amount  of  "zip"  almost  insures  their 
long-term  economic  development.  Without  it 
you  could  have  plans  a  mile  high,  and  beauti- 
ful plans,  and  nothing  would  have  happened. 

Well,  these  are  some  of  the  things  which  I 
think  are  essential. 

I  am  head  of  a  company  which  I  founded 
some  12  years  ago,  engaged  in  the  develop- 
ment of  various  parts  of  the  world,  called 
Development  and  Resources  Corporation. 
This  is  not  going  to  be  a  personal  enterprise 
of  mine  but  a  corporate  enterprise;  so  I  am 
going  to  draw  on  quite  a  team  of  people.  An- 
other group  will  be  going  out  about  the  15th 
of  March.  We  will  have  a  great  deal  of  coop- 
eration from  people  within  the  Government, 
but  it  will  be  a  nongovernmental  effort. 

This  is  not  a  part  of  the  Government  of 
the  United  States.  This  is  one  of  the  condi- 
tions under  which  I  was  willing  to  under- 
take this  commitment,  which  is  a  very  heavy 
commitment,  a  moral  commitment  and  phys- 
ical commitment:  that  it  should  not  be  a  part 
of  the  operations  of  the  Government. 

On  the  other  side,  Prime  Minister 
[Nguyen  Cao]  Ky  has  appointed  Professor 
[Nguyen  Dang]  Thuc,  a  very  remarkable 
man  who  was  brought  up  in  Hanoi,  a  North 
Vietnamese  originally,  who  is  also  going  to 
head  a  nongovernmental  group. 

The  reason  for  its  being  nongovernmen- 
tal, Ky  explained  to  me,  was  that  he  believed 
that  the  long-term  development  of  his  coun- 
try would  not  be  possible  unless  this  group 
of  planners  and  developers  were  not  to  be 
interrupted  from  time  to  time  by  possible 
changes  in  the  government. 

This  is  a  pretty  sophisticated  point  of  view 
— and  you  will  not  find  it  anywhere  in  Latin 
America,  I  might  say — to  realize  that  you 
have  to  separate  out  economic  development 
from  the  necessarily  changing  tides  of  elec- 
tions. 

Bob  Komer  has  a  lot  more  specific  things 
to  say,  but  I  do  come  back  to  surprise  at 
my  own  ignorance,  which  is  based  upon  what 
I  had  been  able  to  read  and  see  here  at  home, 
and  I  am  greatly  encouraged. 


Q.  Mr.  Lilienthal,  what  was  the  name  of  ■ 
your  company  which  will  be  involved? 

Mr.  Lilienthal:  It  is  Development  and  Re- 
sources Corporation.  Its  main  headquarters 
are  in  New  York  City.  I  am  chairman  of  it.  ' 
This  will  be  built  out  of  the  people  of  this 
company  and  other  people  we  will  bring  in, 
who  will  conduct  what  will  look  like  a  study, 
but  it  is  a  study  that  is  intended  to  produce 
some  results  as  early  as  we  can.  It  is  an 
attempt  to  picture  the  long-term  future  of 
the  country. 

Q.  Sir,  do  you  have  an  idea  or  timetable 
on  this  survey? 

Mr.  Lilienthal:  Well,  I  can  bracket  it  in 
this  way:  The  contract  between  the  Gov- 
ernment of  the  United  States  and  Develop- 
ment and  Resources  Corporation  is  for  a 
3-year  period.  This  means  it  is  not  a 
"quickie."  It  is  not  something  where  you  go 
out  in  a  week  and  come  back  and  be  a  Viet- 
namese expert.  I  am  not  an  expert,  and  if 
I  were  there  10  years  instead  of  10  days, 
I  wouldn't  be. 

But  the  people  on  the  Vietnamese  side  are, 
and  they  are  considering  this  in  terms  of  a 
minimum  of  3  years.  I  think  the  effort  itself 
will  probably  run  through  a  decade.  It  in- 
volves the  whole  future  of  that  country.  I 
think  the  Vietnamese  are  prepared  for  a 
10-year  effort. 

We  are  only  committed  to  a  3-year  period. 
I  think  our  first  recommendations,  specific 
ones,  will  be  something  like  8  or  9  months 
from  now. 

Q.  Those  recommendations,  sir,  will  be 
made  to  the  Vietnamese  counterpart  or  the 
U.S.  Government? 

Mr.  Lilienthal:  To  both.  It  will  be  made  on 
the  Vietnamese  side  to  a  special  council 
which,  while  I  was  there,  Prime  Minister 
Ky  created  to  receive  these  reports.  Here  it 
will  be  made,  of  course,  to  the  President  and 
to  Mr.  Komer  and  others  working  in  this 
Government,  and  to  the  AID  group. 

It  will  be  the  Vietnamese  group  and  our- 
selves. His  people  have  reached  such  a  com- 
plete accord  about  how  to  go  at  this  thing; 


468 


DEPARTMENT  OF  STATE  BULLETIN 


they  are  very  practical,  hard-headed  people. 
They  are  really  remarkable  in  being  con- 
crete. This  is  a  very  unusual  thing  in  this 
country. 

So  we  decided  we  would  just  live  together, 
and  have  offices  in  the  same  building.  In  fact, 
we  are  going  to  have  one  big  office,  in  which 
both  of  us  will  function.  This  may  sound  like 
a  housekeeping  business,  but  it  is  not.  The 
temper  of  this  whole  enterprise  is  a  joint 
one,  and  this  encourages  me  a  great  deal. 

Q.  What  are  you  going  to  tackle  first,  sir? 

Mr.  Lilienthal:  It  is  hard  to  say.  There 
are  so  many  things,  but  there  are  some  that 
are  obvious.  In  the  long  run,  and  that  is 
what  we  are  trying  to  think  of  first — the 
long-term  future — there  are  some  fantasti- 
cally productive  resources  of  that  country 
that  could  change  the  whole  complexion. 

One  of  them  is  the  Delta,  so-called,  the 
Delta  of  the  Mekong  River.  That  may  well 
be  the  first,  to  look  at  the  long-term  future 
of  that  area  which  is  producing  enormous 
amounts  of  rice,  but  at  one  time  produced 
even  more  and  is  now  producing  vegetables 
— the  most  beautiful  vegetables  I  ever  saw. 

This  river  has  water  resources  that  are 
almost  unmanageable.  I  thought  I  knew 
rivers,  but  I  have  never  seen  a  river  with 
such  fertile  land  stretching  out  as  far  as  the 
eye  can  see.  This  is  like  Texas  with  a  lot 
of  water  and  no  oil.  And  there  may  be  oil, 
too,  for  all  we  know.  This  would  be  one  of 
the  first  things. 

Q.  Is  there  any  way  to  say  hotv  much  this 
project  is  going  to  cost?  What  is  your  con- 
tract ? 

Mr.  Lilienthal:  Our  contract  is  a  relatively 
small  sum.  In  the  3-year  period  initially  it  is 
something  like  $1,500,000  for  the  costs  of 
people.  This  may  be  upped  or  it  may  be 
down.  But  the  substantial  costs,  you  can't 
envision. 

I  don't  see  any  grandiose  projects  involved 
in  this,  at  this  juncture,  for  the  next  few 
years.  But  I  would  like  to  examine  that.  It 
may  be  a  very  good  investment  to  recom- 
mend a  fair  amount  of  money  in  such  a 


potentially  enormously  productive  area  as 
this  vast  plain,  the  Mekong  Delta,  or  some  of 
the  highlands. 

President  Johnson:  Some  of  this  thinking 
is  reflected  in  the  Baltimore  speech  of  April 
of  1965.  That  will  be  brought  up  to  date.  We 
have  worked  some  with  some  of  the  United 
Nations  people  and  some  of  our  own  eco- 
nomic people  since  that  time.  Of  course,  we 
talked  to  Mr.  [Eugene]  Black  about  the 
agreed  deal  with  the  Asian  Development 
Bank  and  the  economic  development  of  that 
whole  part  of  the  world. 

Q.  Mr.  Komer,  would  you  tell  us  something 
about  your  report? 

Mr.  Komer:  Yes,  I  won't  give  you  my  rec- 
ommendations to  the  President,  but  he  has 
said  that  I  could  give  you  the  seven  main 
conclusions  that  I  just  gave  him  from  my 
report. 

It  is  based  on  11  days  in  the  country  with 
Dave  Lilienthal.  I  visited  all  four  of  the 
Corps'  areas,  and  I  visited  10  provinces.  My 
report  is  the  most  encouraging  one  that  I 
have  been  able  to  give  so  far. 

Of  particular  benefit  to  us  in  the  "other 
war,"  it  was  impressive  to  see  the  solid  re- 
sults in  opening  roads.  This  isn't  dramatic, 
but  the  roads  are  the  economic  lifeline  of 
Viet-Nam.  Some  77  percent  of  the  main 
roads  are  now  largely  open. 

As  one  result,  we  are  not  forced  to  rely 
on  airlift  to  get  AID  supplies  around.  In  the 
last  6  months,  for  example,  we  have  39  per- 
cent more  truck  traffic  for  AID  distribution. 
Twelve  percent  more  went  by  coaster.  Ten 
percent  more  is  even  going  on  the  railroad. 

Second,  the  political  process  is  gaining  mo- 
mentum. It  is  there  for  all  to  see.  The  con- 
stitution should  be  finished,  I  was  told  in 
Saigon,  by  late  March  or  early  April  at  the 
latest.  Elections  might  come  as  soon  as  3 
months  thereafter,  and  I  wouldn't  neglect 
the  village  and  hamlet  elections,  which  are 
now  scheduled  to  start  in  April.  Democracy 
is  coming  from  the  bottom  as  well  as  at  the 
top. 

Third,  the  economic  outlook  is  much  bet- 
ter at  the  beginning  of  1967  than  I  found 


MARCH  20,  1967 


469 


it  in  early  1966.  We  have  stopped  runaway 
inflation.  Although  prices  are  still  rising 
gradually,  there  is  plenty  of  financing  avail- 
able for  imports  from  both  Vietnamese  and 
American  sources. 

Tax  collections  were  up  50  percent  in  1966, 
and  adequate  rice  appears  available  to  sta- 
bilize the  Vietnamese  diet,  mostly  from  P.L. 
480  imports;  so  we  don't  anticipate  any 
critical  rice  shortage  in  1967. 

President  Johnson:  We  have  one  in  this 
country,  I  might  say,  on  rice  acreage  allow- 
ances. 

Mr.  Komer:  The  Saigon  port  congestion  is 
easing.  It  is  still  a  mess,  but  there  has  been 
a  big  increase  in  port  through-put  in  Janu- 
ary and  the  first  2  weeks  of  February. 

In  fact,  465,000  tons  came  through  Saigon 
port  in  January  alone,  which  is  about  dou- 
ble what  it  was,  say,  in  November  of  1965, 
when  we  had  the  big  port  crisis.  These  are 
short  tons  in  January  of  1967,  the  last  full 
month  on  which  I  had  a  report. 

Most  encouraging  to  me,  personally,  I 
think,  is  that  the  solid  pacification  program 
is  finally  beginning  to  roll.  It  still  lags  be- 
hind the  big  war  and  it  is  much  too  early 
to  see  many  concrete  results  on  the  ground. 

But  I  would  just  make  three  points  about 
pacification:  We  now  have  a  reorganized  U.S. 
civilian  organization  in  the  field.  OCO,  the 
OflSce  of  Civil  Operations,  is  now  a  going 
concern.  Its  morale  is  high.  I  visited  fre- 
quently in  the  field,  and  all  of  the  U.S.  civil- 
ian agencies  are  now  pulling  together. 

The  GVN  [Government  of  Viet-Nam]  is 
serious  about  putting  the  bulk  of  the  ARVN 
[Army  of  the  Republic  of  Viet-Nam]  into 
pacification,  which  is  what  is  necessary  to 
provide  the  indispensable  local  security  for 
the  pacification  effort.  Around  60  battalions 
of  the  ARVN,  I  believe,  out  of  a  total  of  120, 
have  been  assigned,  under  the  corps  and 
province  plans  for  1967,  to  pacification  roles. 

We  have  400  RD  [revolutionary  develop- 
ment] cadre  teams  now  in  the  field,  and  it 
will  go  up  to  675  during  1967.  We  are  also 
trying  out  with  the  Vietnamese,  in  partic- 
ular, field  expedients  to  put  together  teams 


on  a  local  basis  where  Vung  Tau  cadre  teams 
are  not  available. 

On  the  revamping  of  the  ARVN,  some  14 
mobile  training  teams  have  already  trained 
21  battalions,  in  2-week  training  cycles,  and   s 
they  are  now  beginning  to  train,  in  late  Feb- 
ruary, 14  more. 

A  retraining  cycle  for  the  regional  and 
popular  forces  is  underway — a  joint  general 
staff  operation. 

I  personally  come  back  believing  that  the 
VC  [Viet  Cong]  in  the  South  are  going  to 
have  real  trouble  in  maintaining  their 
strength  during  1967.  I  base  this  not  just  on 
intelligence  reports  but  on  what  to  me  are 
two  prime  indicators:  first,  the  Chieu  Hoi 
returnee  rate  is  still  way  up  for  the  first  2 
months  of  1967 — I  should  say  the  first  6 
weeks. 

We  got  about  3,450  returnees  in  the  first  6 
weeks  of  1967,  which  is  roughly  double  what 
we  got  in  the  same  period  in  1966.  Of  course, 
the  1966  Chieu  Hoi  rate  was  double  what  we 
got  in  1965;  that  is,  roughly  speaking. 

Second,  the  refugee  flow  from  insecure 
areas  to  secure  areas  is  still  high.  About  684,- 
000  refugees  came  into  the  more  secure  areas 
in  1966.  This  just  helps  to  deprive  the  Viet 
Cong  of  their  recruiting  base,  and  so,  too, 
does  it  increase  the  movement  of  people 
from  the  countryside  into  the  cities. 

There  were  some  758,000  in  1966,  many  of 
whom  were  refugees  and  others  of  whom 
were  people  just  coming  into  the  cities  where 
real  incomes  are  up  and  the  economy  is  be- 
ginning to  boom.  All  of  this  is  going  to  cut 
down  the  strength  of  the  VC  in  1967,  in 
my  view. 

Last,  but  not  least,  I  must  say  that  I  sensed, 
just  like  David  Lilienthal — and  we  talked  to 
largely  different  people — an  increasing  mood 
of  confidence  among  Vietnamese  officials,  high 
and  low.  Everywhere  I  traveled  in  the  coun- 
try there  was  a  feeling  that  the  outcome  of 
this  conflict  was  no  longer  in  doubt.  Now,  I 
think  that  this  is  an  intangible  but  nonethe- 
less very  important  one.  I  don't  want  to 
overstate  it  and  I  don't  want  to  indulge  in 
speculation,  but  there  is  a  growing  mood  of 
confidence  in  South  Viet-Nam. 


470 


DEPARTMENT  OF  STATE  BULLETIN 


So,  to  end  as  I  began,  I  really  returned 
quite  encouraged.  We  may  still  face  a  long, 
hard  fight.  Pacification  is  still  lagging,  and 
I  think  will  continue  to  lag  behind  our  mili- 
tary eff"ort  in  1967.  There  are  plenty  of  diffi- 
culties ahead,  but  I  think  we  are  indisput- 
ably gaining  real  momentum  in  the  South. 

Q.  Mr.  Komer,  did  your  trip  come  after 
the  Tet  cease-fire? 

Mr.  Komer:  Yes.  I  arrived  toward  the  end. 

Q.  Do  you  associate  the  timing  of  your 
talks  there  with  the  mood  of  confidence  that 
you  found? 

Mr.  Komer:  No,  I  wouldn't.  Nobody  specif- 
ically linked  the  resumption  of  the  bomb- 
ing to  this  mood  of  confidence,  because  I 
was  there  talking  about  quite  different  mat- 
ters than  the  bombing  of  the  North. 

Q.  Mr.  Komer,  someone  who  returned  re- 
cently in  the  last  feiv  months  said  that  the 
VC  don't  control  the  night  any  more.  Could 
you  tell  us  about  that,  and  how  big  are  their 
operations  ? 

Mr.  Komer:  I  wish  I  could  be  that  optimis- 
tic, but  in  many  areas  of  the  countryside, 
Charley  still  controls  the  night.  Even  where 
the  roads  are  open  and  you  can  travel  un- 
restrictedly during  the  day,  it  is  still  quite 
unsafe  at  night,  which  is  one  good  indicator. 
Now,  as  a  part  of  this  AKVN  retraining  pro- 
gram, much  greater  emphasis  is  being  placed 
on  the  night  operations  and  things  like  that, 
but  I  would  be  the  last  one  to  say  that 
Charley  no  longer  controls  the  night. 

Q.  Mr.  Komer,  77  percent  of  the  main 
roads  are  now  open,  compares  with  what  and 
when  ? 

Mr.  Komer:  These  figures  keep  changing, 
and  I  can't  give  you,  unfortunately,  a  stand- 
ard of  comparison.  I  can  give  you  one  later 
if  you  like.  I  will  have  to  look  it  up.  But 
there  is,  I  believe,  a  higher  percentage  of 
roads  open  than  at  any  time  in  the  last  18 
months. 

Q.  Mr.  Komer,  what  percentage  of  the 
population  now  is  in  securely  held  areas? 


Mr.  Komer:  The  figures  I  was  given  in 
Saigon,  and  I  believe  the  figures  which  Am- 
bassador Lodge  has  most  recently  reported, 
are  about  58  percent.  That  is  in  reasonably 
secure  areas.  You  know  security  is  a  rela- 
tive thing  in  Viet-Nam. 

Q.  How  about  the  land? 

Mr.  Komer:  The  land  I  just  don't  know 
off-hand.  It  is  less,  because  large  areas  of 
land  that  are  thinly  populated  are  the  areas 
which  are  still  under  VC  control  and  it  is 
not  that  important  to  take  over  land  in  the 
central  highlands  which  is  relatively  unpopu- 
lated. 

Q.  Last  year  you  had  a  goal  of  H  percent 
of  the  population  to  bring  into  securely  held 
areas.  Is  there  any  goal  this  year  for  the  per- 
cent of  population? 

Mr.  Komer:  We  are  getting  more  realistic 
about  goals,  and  I  am  not  aware  of  that. 
There  may  be  one,  but  I  am  not  aware  that 
we  have  a  goal  for  bringing  a  specific  per- 
centage of  population  into  secure  areas  in 
1967. 

Q.  Doesn't  the  58  at  this  point  reflect  8 
percent,  about,  over  the  beginning  of  1966, 
and,  if  so,  is  that  a  shortfall  under  your  goal 
for  last  year? 

Mr.  Komer:  I  think  you  are  broadly  cor- 
rect and  that  there  was  a  shortfall  from 
some  very  ambitious  goals  set  last  year.  This 
is  why  we  are  recalculating  and  trying  to 
build  more  solidly  in  1967  and  stay  away 
from  statistical  goals  that  are  either  reached 
statistically  and  not  accurately,  or  which  re- 
sult in  shortfalls  of  that  sort. 

Q.  Was  this  58  percent  translated  into  mil- 
lions of  people? 

Mr.  Komer:  You  can  figure  Viet-Nam's 
population  at  between  15  million  and  16  mil- 
lion. They  haven't  had  a  census  in  a  long 
time;  so  all  population  statistics  are  suspect. 

I  notice,  by  the  way,  we  get  different  fig- 
ures from  different  agencies,  and  the  GVN 
itself  has  three  different  figures.  It  is  like  the 
number  of  villages  in  India,  which  I  was 
never  able  to  tack  down  in  5  years. 


MARCH  20,  1967 


471 


INTERNATIONAL  ORGANIZATIONS  AND  CONFERENCES 


Foreign  Ministers  of  the  American  Republics  IVIeet  at  Buenos  Aires 


The  Third  Special  Inter-American  Con- 
ference and  the  Eleventh  Meeting  of  Con- 
sultation of  Ministers  of  Foreign  Affairs  of 
the  American  Republics  were  held  at  Buenos 
Aires,  Argentina,  February  15-27  and  Feb- 
ruary 16-26,  respectively.  Following  are 
texts  of  a  statement  made  at  the  closing 
session  of  the  Meeting  of  Foreign  Ministers 
on  February  26  by  Ambassador  at  Large 
Ellsworth  Bunker,  ^  a  resolution  adopted  by 
the  Meeting  of  Foreign  Ministers  recom- 
mending that  the  American  Chiefs  of  State 
meet  at  Punta  del  Este  April  12-H,  and  the 
introductory  section  and  Resolution  I  of  the 
Final  Act  of  the  Third  Special  Inter-Ameri- 
can Conference,  together  with  a  Department 
announcement  of  the  members  of  the  U.S. 
delegations  to  the  two  meetings. 

STATEMENT  BY  AMBASSADOR  BUNKER 

As  we  close  this  historic  phase  of  the 
Eleventh  Meeting  of  Consultation  of  the 
Ministers  of  Foreign  Aifairs,  I  wish  to  ex- 
press on  behalf  of  my  delegation  the  great 
pleasure  and  satisfaction  we  feel  at  what  has 
been  accomplished  here. 

Our  labors  represent  the  most  intensive 
phase  of  preparations  for  an  event  of 
extraordinary  importance  in  inter-American 
affairs.  We  are  preparing  for  the  meeting  of 
American  Presidents  to  serve  two  closely 
related  purposes: 


'  Ambassador  Bunker  replaced  Secretary  Rusk  on 
Feb.  21  as  head  of  the  U.S.  delegations  to  the  meet- 
ings. 


First,  to  give  new  impulse  to  that  great 
cooperative  effort  launched  6  years  ago  to 
accelerate  social  and  economic  progress  in 
the  hemisphere — the  Alliance  for  Progress; 
and 

Second,  to  give  specific  meaning  to  com- 
mitments regarding  that  effort  through  the 
amendments  which  we  in  Buenos  Aires  this 
week  have  been  writing  into  the  basic 
charter  of  our  inter-American  system. 

We  have  taken  truly  significant  strides  in 
preparing  the  way  for  our  Presidents  to 
make  their  final  decisions.  Our  meeting  here 
has  been  exceedingly  fruitful  in  areas  of 
great  importance  to  the  hemisphere.  This  is 
especially  true  in  what  we  have  done  to  lay 
the  groundwork  for  our  Presidents  to  take  a 
major  step  toward  economic  integration, 
which  may  well  prove  to  be  the  most  im- 
portant development  in  the  hemisphere  since 
the  American  nations  achieved  independence. 

In  other  fields  as  well — in  agriculture,  in 
education,  in  science  and  technology — we 
have  taken  initiatives  which  in  the  years 
ahead  will,  I  am  confident,  bear  fruit  of 
great  importance  to  all  our  people. 

In  a  most  positive  atmosphere,  foreign 
ministers  and  delegates  have  dedicated  them- 
selves unceasingly  to  conscientious  and 
detailed  consideration  of  problems  of  great 
complexity.  Differences  have  been  few;  that 
there  has  been  an  undercurrent  of  basic 
agreement  has  become  evident  in  the  sub- 
stantial consensus  with  which  we  are  pre- 
pared to  move  ahead  with  specific  recom- 
mendations toward  a  meeting  at  the  highest 
level  in  Punta  del  Este. 


472 


DEPARTMENT  OF  STATE  BULLETIN 


Both  the  atmosphere  which  has  prevailed 
here  and  the  promising  results  of  this  meet- 
ing represent,  I  believe,  a  new  spirit  that  is 
alive  today  in  the  Americas,  a  spirit  eager  to 
face  up  to  the  great  challenges  and  tasks 
before  us  and  to  get  on  with  the  job.  As 
President  Johnson  has  said,  "Time  is  not 
our  ally."  ^  Solutions  to  the  urgent  problems 
of  our  hemisphere  cannot  be  delayed.  We  are 
at  a  crossroads  of  history,  and  if  we  vigor- 
ously pursue  our  way  along  the  route  pro- 
jected this  week  by  the  men  in  this  room, 
we  shall  live  to  see  our  vast  effort — ^the 
great  adventure  on  which  we  are  embarked 
together — to  seek  a  better  life  for  all  the 
inhabitants  of  the  hemisphere  become  a 
reality. 

The  effectiveness  of  this  meeting  has  been 
due  in  large  part  to  our  hosts,  to  the  splen- 
did arrangements  made  for  our  convenience 
and  comfort,  but  especially  to  the  very  able 
and  skillful  leadership  of  the  distinguished 
Foreign  Minister  of  Argentina  [Nicanor 
Costa  Mendez] .  Under  his  guidance  our  work 
has  proceeded  apace.  On  behalf  of  my  dele- 
gation I  wish  to  express  to  him  and  to  his 
Government  our  deep  appreciation. 

Senores,  vamos  adelante. 


RESOLUTION  OF  MEETING  OF 
FOREIGN  MINISTERS 

February  26, 1967 

Whereas  : 

During  its  first  period  of  sessions  it  was  decided 
that  the  reaching  of  a  decision  on  the  date  and  site 
of  the  Meeting  of  Chiefs  of  State  would  be  trans- 
ferred to  this  second  period;  on  the  same  occasion  it 
was  decided  that  the  date  and  site  would  be  set  once 
the  corresponding  agenda  was  approved;  and  that 
undertaking  has  been  accomplished  at  this  second 
period  of  sessions; 

The  Eleventh  Meeting  of  Consultation  of  Ministers 
of  Foreign  Affairs, 

Resolves : 

1.  To  recommend  that  the  Meeting  of  Chiefs  of 
State  of  American  co^lntries  be  held  at  Punta  del 


Este,  Uruguay,  from  April  12  to  14  of  this  year. 

2.  To  approve  the  following  agenda  for  the  Meet- 
ing: 

Intensification  of  inter-American  cooperation  in 
order  to  accelerate  the  economic  and  social  develop- 
ment of  Latin  America  and  reaffirmation  of  the 
Charter  of  Punta  del  Este 

I.  Latin  American  economic  integration  and  indus- 
trial development. 

IL  Multinational  action  for  infrastructure  proj- 
ects. 

III.  Measures  to  improve  international  trade  con- 
ditions in  Latin  America. 

IV.  Modernization  of  rural  life  and  increase  of 
agricultural  productivity,  principally  of  food. 

V.  Educational,  technological,  and  scientific  devel- 
opment and  intensification  of  health  programs. 

VI.  Elimination  of  unnecessary  military  expendi- 
ture. 

3.  To  approve  document  No.  33 '  of  this  Meeting 
of  Consultation  which  contains  the  annotated  agenda 
for  the  Meeting  of  Chiefs  of  State  of  the  American 
countries. 

4.  To  form  a  Special  Committee  which  will  have 
as  terms  of  reference  for  the  carrying  out  of  its 
functions  the  guidelines  contained  in  the  document 
mentioned  in  the  previous  paragraph  and  to  rec- 
ommend that  each  of  the  Chiefs  of  State  appoint  a 
personal  representative  plus  the  number  of  advisers 
deemed  suitable. 

5.  The  Special  Committee  will  begin  its  work  on 
March  13  next  in  Montevideo,  Uruguay,  to  prepare 
drafts  of  documents  for  the  Meeting  of  Chiefs  of 
State  of  American  countries  on  the  basis  of  the 
guidelines  agreed  upon  during  this  meeting.  The 
Committee  must  present  those  drafts  by  March  27, 
1967,  at  the  latest. 

6.  To  hold,  in  the  Republic  of  Uruguay,  a  third 
period  of  sessions  of  the  Eleventh  Meeting  of  Con- 
sultation of  Ministers  of  Foreign  AflFairs  to  con- 
sider the  draft  documents  presented  by  the  Special 
Committee.  The  date  for  the  beginning  of  this  period 
of  sessions  will  be  determined  by  the  Council  of  the 
Organization  of  American  States. 

7.  To  request  the  Secretary  General  of  the  Orga- 
nization of  American  States  to  make  available  all 
the  technical  and  administrative  services  necessary 
for  the  organization  of  the  convoked  meetings. 

8.  To  request  the  Council  of  the  Organization  of 
American  States  to  consider  and  approve,  in  consul- 
tation with  the  Uruguayan  Government,  the  protocol 
regulations  for  the  Meeting  of  Chiefs  of  State. 


»  Bulletin  of  Sept.  5, 1966,  p.  330. 


'  Guidelines  for  the  Preparation  of  the  Agenda 
of  the  Meeting  of  Chiefs  of  State,  adopted  by  the 
Eleventh  Meeting  of  Ministers  of  Foreign  Affairs 
on  Feb.  26. 


MARCH  20,  1967 


473 


FINAL  ACT  OF  THE  THIRD  SPECIAL 
INTER-AMERICAN  CONFERENCE 

Introductory  Section 

The  Third  Special  Inter- American  Conference, 
made  up  of  delegations  of  the  governments  of  Ar- 
gentina, Bolivia,  Brazil,  Chile,  Colombia,  Costa  Rica, 
the  Dominican  Republic,  Ecuador,  El  Salvador, 
Guatemala,  Haiti,  Honduras,  Mexico,  Nicaragua, 
Panama,  Paraguay,  Peru,  the  United  States  of 
America,  Uruguay,  and  Venezuela,  met  in  the  city 
of  Buenos  Aires  from  February  15  to  27,  1967. 

The  Second  Special  Inter-American  Conference, 
held  in  Rio  de  Janeiro,  Brazil,  in  November  1965, 
approved  the  Act  of  Rio  de  Janeiro  in  which  it  was 
decided,  in  paragraph  1  of  the  operative  part  of  the 
resolution,  "To  convoke,  in  accordance  with  articles 
36  and  111  of  the  Charter  of  the  Organization  of 
American  States  the  Third  Special  Inter-American 
Conference,  to  be  held  in  the  city  of  Buenos  Aires. 
The  Council  of  the  Organization,  in  agreement  with 
the  host  country,  shall  set  a  day  in  July  1966  for 
the  opening  of  the  conference."  ■* 

The  Conference  could  not  be  held  at  the  time  indi- 
cated, and  on  December  19,  1966,  the  Council  of 
the  Organization,  in  agreement  with  the  government 
of  the  host  country,  set  February  15,  1967,  as  the 
opening  date. 

The  delegations  accredited,  in  the  order  of  prece- 
dence established  by  lot  at  the  preparatory  session 
in  accordance  with  Article  23  of  the  Regulations  of 
the  Conference,  were  the  following: 

Guatemala 

Peru 

Colombia 

Brazil 

Paraguay 

Nicaragua 

El  Salvador 

Venezuela 

Ecuador 

United  States  of  America 

Honduras 

Dominican  Republic 

Panama 

Bolivia 

Costa  Rica 

Uruguay 

Haiti 

Mexico 

Chile 

Argentina 

Dr.  Jose  A.  Mora,  Secretary  General  of  the  Or- 
ganization   of    American    States,    and    Mr.    William 


■*  For  background  and  text  of  the  Act  of  Rio  de 
Janeiro,  see  Bulletin  of  Dec.  20,  1965,  p.  985. 


Sanders,  Assistant  Secretary  General,  also  partici-       ' 
pated  in  the  Conference. 

In  accordance  with  Article  8  of  the  Regulations,        ' 
the  governments  of  Canada,  Jamaica,  Trinidad  and 
Tobago,  Guyana,  and  Barbados  were  represented  at 
the  Conference  by  observers. 

The  Conference  was  also  attended  by  observers 
representing  the  Inter- American  Specialized  Organi- 
zations, the  Secretary  General  and  specialized  agen- 
cies of  the  United  Nations,  and  representatives  of 
other  official  inter-American  organizations  and  en- 
tities, in  accordance  with  Article  7  of  the  Regula- 
tions of  the  Conference. 

Non-American  countries  and  other  international 
agencies  were  also  represented  at  the  Conference 
and  were  granted  facilities  and  courtesies  so  that 
they  could  follow  the  course  of  its  work  in  accord- 
ance with  Articles  9  and  10  of  the  Regfulations  of  the 
Conference. 

The  Regulations  and  Agenda  of  the  Third  Special 
Inter-American  Conference  were  prepared  by  the 
Council  of  the  Organization  of  American  States  as 
Draft  Regulations  and  Draft  Agenda,  and  on  De- 
cember 7,  1966,  were  submitted  to  the  consideration 
of  the  Member  States,  in  accordance  with  Article 
38  of  the  Charter  of  the  Organization  of  American 
States.  They  were  approved  by  the  Third  Special 
Inter-American  Conference  at  the  first  plenary  ses- 
sion. 

The  Government  of  Argentina  appointed  His  Ex- 
cellency Nicanor  Costa  Mendez,  Minister  of  Foreign 
Affairs  and  Worship  of  the  Argentine  Republic,  as 
temporary  President  of  the  Conference  pursuant  to 
Article  11  of  the  Regulations. 

In  accordance  with  Article  23  of  the  Regulations 
of  the  Conference,  the  chaiiTnen  of  the  delegations 
held  a  preparatory  session  to  deal  with  the  mat- 
ters indicated  in  that  article. 

His  Excellency  the  President  of  Argentina,  Gen- 
eral Juan  Carlos  Ongania,  foiTnally  installed  the 
Conference  at  the  inaugural  session  held  at  the 
Teatro  Municipal  General  San  Martin,  on  February 
15,  1967. 

In  accordance  with  an  agreement  reached  during 
the  preparatory  session,  His  Excellency  Nicanor 
Costa  Mendez,  Minister  of  Foreign  Affairs  and 
Worship  of  the  Argentine  Republic,  was  elected 
President  of  the  Third  Special  Inter-American  Con- 
ference. In  accordance  with  Article  13  of  the  Regu- 
lations, the  chainnen  of  delegations  were  ex-officio 
Vice  Presidents  of  the  Conference  in  the  order  of 
precedence  established  at  the  preparatory  session. 

Under  the  terms  of  Article  15  of  the  Regulations, 
the  Government  of  Argentina  appointed  as  Secre- 
tary General  of  the  Conference  His  Excellency  Luis 
Santiago  Sanz. 

In  accordance  with  the  provisions  of  the  Agree- 
ment concluded  between  the  Government  of  Argen- 
tina and  the   General   Secretariat  of  the   Organiza- 


474 


DEPARTMENT  OF  STATE  BULLETIN 


tion  of  American  States,  the  said  Government  ap- 
pointed Mr.  Guillermo  de  la  Plaza  as  Assistant  Sec- 
retary General  and  the  Secretary  General  of  the 
Organization  appointed  Mr.  Santiago  Ortiz  as 
Assistant  Secretary  General  of  the  Conference. 

The  inaugural  session,  held  on  February  15,  1967, 
was  addressed  by  His  Excellency  Juan  Carlos 
Ongania,  President  of  the  Argentine  Republic,  and 
His  Excellency  Juracy  Magalhaes,  Minister  of  For- 
eign Affairs  of  Brazil,  speaking  on  behalf  of  the 
participating  delegations. 

In  accordance  with  articles  26,  27,  and  28  of  the 
Regulations,  respectively,  the  Steering  Committee 
was  made  up  of  the  chairmen  of  the  delegations  and 
presided  over  by  the  President  of  the  Conference; 
the  Committee  on  Credentials  was  composed  of  the 
delegations  of  Honduras  (Chairman),  Argentina 
(Rapporteur),  Costa  Rica,  the  Dominican  Republic, 
and  Mexico;  and  the  Style  Committee  was  composed 
of  the  Delegations  of  Colombia  (Chairman),  Brazil, 
Haiti,  and  the  United  States  of  America. 

The  Conference  also  established  working  commit- 
tees, listed  below,  that  studied  the  various  topics 
included  in  the  Conference  Agenda,  which  consisted 
of  the  amendment  of  the  Charter  of  the  Organiza- 
tion of  American  States,  taking  into  account  the 
Preliminary  Draft  Proposal  on  Amendments,  pre- 
pared by  the  Special  Committee,  that  met  in 
Panama,  together  with  the  observations  made  by 
the  Council  of  the  Organization. 

The  Agenda  and  Regulations  were  formally  ap- 
proved by  the  Conference  at  the  first  plenary  ses- 
sion, held  on  February  16,  1967. 

Working  Committees: 

Committee  A — This  Committee  was  entrusted  with 
the  study  of  Parts  I  and  III  of  the  Charter,  which 
included  chapters  I  through  IX  and  XXII  through 
XXV  of  the  Preliminary  Draft  Proposal  on  Amend- 
ments to  the  Charter  of  the  OAS. 

Committee  B — This  Committee  was  entnisted  with 
the  study  of  Part  II  of  the  Charter,  which  included 
chapters  X  through  XXI  of  the  Preliminary  Draft 
Proposal  on  Amendments  to  the  Charter  of  the  OAS. 

I       The   Working   Committees   were   installed   by   the 
'   President  of  the  Conference  on   February  16,  with 
the  following  officers : 

Working  Committee  A 

Chairman:  Mr.   Fernando  Ortuno   Sobrado, 

Delegate  of  Costa  Rica. 

Vice  Chairman :  Mr.    Galo    Leoro,    Delegate    of 

Ecuador. 

Rapporteur:  Mr.  Remberto  Capriles  R.,  Dele- 

gate of  Bolivia. 

Working  Committee  B 

Chairman:  His     Excellency     Raul     Sapena 

Pastor,  Minister  of  Foreign  Af- 
fairs of  Paraguay. 


Vice  Chairman:  His   Excellency   Ignacio   Iribar- 

ren  Borges,  Minister  of  Foreign 
Affairs  of  Venezuela. 

Rapporteur:  Mr.    Jorge    Luis    Zelaya    Coro- 

nado.    Delegate    of    Guatemala. 

In  accordance  with  Article  26  of  the  Regulations, 
at  the  first  plenary  session,  held  on  Febniary  16, 
1967,  it  was  decided  to  establish  a  Subcommittee  on 
Coordination,  working  under  the  Steering  Commit- 
tee. The  Subcommittee  was  entrusted  with  the  work 
of  coordinating  the  texts  approved  by  the  working 
committees  and  the  preparation  of  the  draft  Pro- 
tocol of  Amendment  to  the  Charter.  The  Subcom- 
mittee was  composed  of  the  following:  Chairman, 
His  Excellency  Vicente  Sanchez  Gavito  (Mexico) ; 
Vice  Chairman,  His  Excellency  Armando  Peiia  Que- 
zada  (El  Salvador)  ;  Rapporteur,  Mr.  Juan  Miguel 
Bakula  Patino  (Peru) ;  and  representatives  of  Co- 
lombia, Brazil,  the  United  States,  Panama,  Uruguay 
and  Haiti. 

During  the  session  held  on  February  26,  1967,  the 
Conference  considered  and  approved  the  Draft  Pro- 
tocol of  Amendment  to  the  Charter  of  the  Organiza- 
tion of  American  States,  which  was  signed  by  dele- 
gates of  the  Member  States,  invested  with  powers 
for  that  purpose,  at  the  closing  session  held  on 
February  27,  1967. 

At  the  same  closing  session  this  Final  Act  was 
signed.  The  session  was  addressed  by  His  Excellency 
Emilio  Arenales  Catalan,  Minister  of  Foreign  Af- 
fairs of  Guatemala,  who  spoke  on  behalf  of  the 
participating  delegations,  and  by  His  Excellency 
Nicanor  Costa  Mendez,  Minister  of  Foreign  Affairs 
and  Worship  of  the  Argentine  Republic  and  Presi- 
dent of  the  Third  Special  Inter-American  Confer- 
ence. 

As  a  result  of  its  deliberations,  the  Conference 
adopted  the  following  declarations,  resolutions,  and 
recommendations : 

Resolution  I 

Ratification  of  the  Protocol  op  Amendment  to 
THE  Charter  and  Measures  To  Be  Taken  Until 
it  Enters  into  Force 

Whereas  : 

As  the  Second  Special  Inter-American  Conference 
pointed  out  in  its  Resolution  I,  "it  is  essential  to 
forge  a  new  dynamism  for  the  inter-American  sys- 
tem and  to  avoid  duplication  of  efforts  and  con- 
flicts of  jurisdiction  among  its  organs,  in  order  to 
facilitate  cooperation  between  the  American  states 
and  obtain  a  more  rational  utilization  of  the  re- 
sources of  the  Organization" ; 

In  accordance  with  Article  33  of  the  Charter  now 
in  force,  the  Inter-American  Conference  is  the  su- 
preme organ  of  the  Organization  of  American  States 
and,  as  such,  it  is  expressly  authorized  by  that  arti- 


MARCH  20,  1967 


475 


cle  to  decide  the  general  action  and  policy  of  the 
Organization  and  determine  the  structure  and  func- 
tions of  its  organs ;  and 

It  is  desirable,  during  the  period  preceding  the 
entry  into  force  of  the  Protocol  of  Amendment  to 
the  Charter  of  the  Organization  of  American  States,^ 
that  the  functioning  of  the  Councils  be  adapted  to 
the  spirit  of  the  aforesaid  Protocol,  insofar  as  the 
Charter  of  the  Organization  permits. 

The  Third  Special  Inter-American  Conference 

Resolves: 

1.  To  urge  the  Member  States  to  ratify  the  Pro- 
tocol of  Amendment  to  the  Charter  of  the  Organi- 
zation of  American  States  as  soon  as  possible,  in 
accordance  with  their  constitutional  procedures. 

2.  To  the  extent  that  it  is  consistent  with  the 
Charter  now  in  force  and,  during  the  interval  be- 
tween the  signing  of  the  Protocol  of  Amendment  and 
its  entry  into  force,  the  Inter-American  Economic 
and  Social  Council  and  the  Inter-American  Cul- 
tural Council,  as  well  as  the  Inter-American  Com- 
mittee on  the  Alliance  for  Progress  and  the  Com- 
mittee for  Cultural  Action,  shall  adapt  their  func- 
tioning to  the  spirit  of  the  Protocol  of  Amendment, 
especially  in  regard  to  the  holding  of  annual  meet- 
ings at  the  ministerial  level,  as  well  as  to  their 
capacity  to  evaluate  the  regional  development  proc- 
ess and  the  development  of  the  Member  States. 

3.  In  preparing  the  proposed  program-budget  of 
the  Organization,  the  General  Secretariat  shall  take 
into  account  the  recommendations  made  by  the  Inter- 
American  Economic  and  Social  Council  and  the 
Inter-American  Cultural  Council,  during  their  meet- 
ings, within  their  respective  spheres  of  competence. 
The  chairmen  of  the  Inter-American  Committee  on 
the  Alliance  for  Progress  and  the  Committee  for 
Cultural  Action,  or  their  representatives,  may  par- 
ticipate, without  vote,  in  the  deliberations  of  the 
Program  and  Budget  Committee  of  the  Council  of 
the  Organization  of  American  States. 


U.S.  DELEGATIONS 

The  Department  of  State  announced  on 
February  11  (press  release  31  dated  Febru- 
ary 10)  that  Secretary  Rusk  would  head  the 
U.S.  delegations  to  the  Third  Special  Inter- 
American  Conference  and  the  Eleventh  Meet- 
ing of  Consultation  of  Ministers  of  Foreign 
Affairs. 

Other  U.S.  delegates  to  the  Inter- American 
Conference  were  Edwin  Martin,  Ambassador 


to  Argentina;  Sol  M.  Linowitz,  U.S.  Repre- 
sentative to  the  Organization  of  American 
States;  and  Lincoln  Gordon,  Assistant  Secre- 
tary of  State  for  Inter-American  Affairs. 
They  also  served  as  principal  advisers  to  Sec- 
retary Rusk  at  the  Meeting  of  Foreign  Minis- 
ters. 

Congressional  advisers  to  both  meetings 
were  Senator  George  A.  Smathers,  Senator 
Bourke  B.  Hickenlooper,  Representative 
Armistead  I.  Selden,  Jr.,  and  Representative 
William  S.  Mailliard.« 


I 


THE  CONGRESS 


Kennedy  Round  Enters 
Decisive  Phase 

statement  by  William  M.  Roth  i 

The  Kennedy  Round  of  trade  negotiations 
is  fast  approaching  its  decisive  moment.  Be- 
tween now  and  the  end  of  March  the  out- 
come of  this  long  effort  will  be  determined. 
These  negotiations,  involving  some  50  na- 
tions, represent  the  most  ambitious  multi- 
lateral attempt  to  lower  trade  barriers  in 
this  century.  In  his  recent  economic  message 
to  the  Congress,  President  Johnson  said:  ^ 

I  emphasize  once  more  how  important  this  g^reat 
attempt  to  liberalize  world  trade  is  for  all  the 
developed  and  developing  nations  of  the  free  world. 

After  more  than  4  years  of  discussion,  it  is  es- 
sential that  the  participants  now  resolve  the  many 


"  The  protocol  will  enter  into  force  upon  ratifica- 
tion  by  two-thirds  of  the   OAS   member   states. 


°  For  names  of  other  members  of  the  U.S.  delega- 
tions to  the  two  meetings,  see  press  release  31. 

'  Made  before  the  Subcommittee  on  Foreign  Eco- 
nomic Policy  of  the  House  Committee  on  Foreign 
Affairs  on  Feb  15.  Mr.  Roth  was  then  Acting 
Special  Representative  for  Trade  Negotiations;  his 
nomination  to  be  Special  Representative  for  Trade 
Negotiations  was  confirmed  by  the  Senate  on  Feb. 
28. 

»  Bulletin  of  Feb.  27,  1967,  p.  333. 


476 


DEPARTMENT  OF  STATE  BULLETIN 


complex  problems  that  still  remain.  .  .  .  Never  be- 
fore has  there  been  such  a  splendid  opportunity  to 
ncrease  world  trade.  It  must  not  be  lost. 

I  must  acknowledge  that  the  briefness  of 
the  remaining  time,  when  considered  against 
the  magnitude  of  the  unresolved  problems, 
challenges  optimism.  An  extraordinary  effort 
will  be  required  to  achieve  success.  The  con- 
sequences of  failure,  however,  are  recog- 
nized by  the  major  participants.  A  trip  to 
Europe  last  week  reassured  me  that  none 
of  our  trading  partners  wants  to  risk  fail- 
ure in  Geneva. 

The  principal  purpose  of  my  European 
meetings  was  to  impress  on  the  other  Geneva 
negotiators  the  urgent  need  to  agree  on  a 
schedule  of  conclusive  negotiations  on  the 
remaining  issues  that  divide  us.  Although  we 
have  repeatedly  stressed  that  our  negotiat- 
ing authority  expires  on  June  30  of  this 
year,  the  implications  of  this  fact  have  not 
been  fully  recognized  in  Geneva.  We  must 
substantially  conclude  our  bargaining  by 
Easter  if  we  are  to  have  a  fully  delineated 
multilateral  trade  agreement  to  sign  by  the 
end  of  June. 

We  believe  that  3  months  is  the  minimum 
time  required,  first,  to  translate  the  results 
of  the  bargaining  into  legal  documentation; 
second,  to  permit  thorough  analysis  of  this 
documentation  by  all  interested  Government 
agencies;  and,  third,  to  secure  Presidential 
approval  of  the  results.  Other  governments 
must  follow  similar  procedures. 

If  the  United  States  is  to  enter  into  any 
trade  agreement  involving  the  use  of  the 
tariff  cutting  authority  of  the  Trade  Expan- 
sion Act  of  1962  (TEA),  it  must  do  so  no 
later  than  June  30,  1967.  That  is  to  say,  a 
document  which  spells  out  all  the  conces- 
sions to  which  the  parties  commit  themselves 
must  be  signed  by  that  date. 

Before  the  President  authorizes  signature 
of  the  final  Kennedy  Round  agreement,  he 
must  satisfy  himself  that  the  agreement  is 
in  the  national  interest  and  that  the  TEA 
requirement  of  reciprocity  is  met. 

It  will  therefore  be  necessary  to  present 
the  President  with  a  detailed  analysis  of  the 


concessions  to  be  exchanged  and  a  judgment 
of  their  significance  in  terms  of  United 
States  exports  and  imports.  He  will  expect 
to  be  advised  of  the  views  of  all  the  inter- 
ested agencies  of  the  United  States  Govern- 
ment. 

Both  the  technicians  of  the  participating 
countries  and  the  Secretariat  of  the  GATT 
[General  Agreement  on  Tariffs  and  Trade] 
will  need  adequate  time  to  translate  the  re- 
sult of  the  bargaining  into  a  fully  annotated 
multilateral  agreement,  authenticated  in 
both  English  and  French.  In  the  case  of 
those  countries  which  have  been  negotiat- 
ing on  the  basis  of  exceptions  to  a  50  percent 
linear  cut,  this  means  the  application  of  the 
cut  to  every  tariff  item  in  their  schedules 
not  explicitly  excepted. 

Where  negotiations  have  involved  other 
than  tariff  cuts — an  international  cereals 
agreement,  an  antidumping  code,  changes  in 
customs  valuation  procedures,  elimination  or 
reduction  of  specific  nontariff  barriers,  for 
example — details  of  proposed  agreements 
will  have  to  be  elaborated  and  confirmed  in 
legal  terms. 

Some  of  these  agreements,  if  reached,  will 
require  action  by  Congress  before  they  can 
be  honored  by  the  United  States.  We  are 
insisting  that  any  agreement  that  is  contin- 
gent on  implementing  legislation  must  be  set 
aside  from  the  overall  Kennedy  Round  set- 
tlement and  must,  therefore,  contain  its  own 
balance  of  concessions.  No  such  agreement 
will  be  used  as  hostage  to  the  signing  of  the 
main  Kennedy  Round  result,  or  vice  versa. 

The  demand  for  intensive  effort  in  the 
next  6  weeks  is  obvious,  then.  While  we  are 
alarmed  by  the  size  and  scope  of  the  tasks 
before  us  and  our  negotiating  partners,  we 
are  not  altogether  surprised  to  find  the  Ken- 
nedy Round  in  this  critical  state.  It  is  in 
the  nature  of  a  major  negotiation  such  as 
this  that  the  toughest  decisions  cannot  be 
taken  until  the  final  bargaining  phase  be- 
gins. The  preceding  months  and  years  have 
clarified  the  vast  detail  of  offers  and  pro- 
posals. Nothing,  however,  has  been  definitely 
decided,  nor  will  there  be  any  binding  deci- 


MARCH  20,  1967 


477 


sions  until  all  the  elements  are  assembled  in 
a  final  balanced  package  to  which  all  par- 
ticipants can  agree. 

On  the  industrial  side  of  the  negotiations, 
serious  imbalances  exist.  The  United  States 
and  other  participants  have  indicated  their 
intention  to  withdraw  some  of  their  offers 
unless  improvements  are  made  in  the  offers 
of  some  other  major  participants.  The  offers 
of  the  European  Economic  Community 
[EEC]  on  products  of  particular  importance 
to  EEC-EFTA  trade  fall  short  of  justifying 
those  of  the  European  Free  Trade  Associa- 
tion [EFTA]  countries.  The  EEC  Commis- 
sion is  under  obvious  pressure  to  rectify 
this  imbalance  to  forestall  extensive  with- 
drawals of  EFTA  offers. 

Steel,  aluminum,  and  pulp  and  paper  pose 
particularly  knotty  problems  in  the  talks 
EEC  Commission  negotiators  are  opening 
with  representatives  of  the  various  EFTA 
countries. 

The  United  States  has,  of  course,  a  vital 
concern  with  the  outcome  of  these  talks  be- 
cause we  are  important  suppliers  to  Europe 
of  many  of  the  products  involved.  The  de- 
gree to  which  we  can  maintain  our  own 
offers,  particularly  to  the  EEC,  is  at  stake. 

Discussions  on  chemicals  continue  to  cen- 
ter on  the  question  of  whether  or  not  the 
United  States  will  negotiate  on  the  elimina- 
tion of  the  American  Selling  Price  system 
of  customs  valuation  which  is  applied  to  cer- 
tain classes  of  chemical  products.  The  United 
States  has  made  it  clear  that  any  conversion 
of  ASP  to  the  normal  valuation  system  would 
require  special  counterconcessions  and  that 
Congress  would  have  to  approve  such  a  con- 
version. 

Regarding  cotton  textiles,  we  believe  that 
a  decision  to  extend  in  its  present  form  the 
Long-Term  Arrangement,  which  governs 
cotton  textile  trade,  is  overdue.  To  this  end, 
we  are  hopeful  that  the  EEC  will  rapidly 
conclude  the  arrangements  it  must  make 
with  its  suppliers. 

Finally,  the  prospects  appear  reasonably 
good  that  negotiations  are  entering  the  con- 
clusive stage  on  the  writing  of  a  code  which 


will  establish  uniform  national  practices  to 
control  injurious  dumping. 

The  United  States  continues  its  adamant 
insistence  on  the  inclusion  in  the  Kennedy 
Round  agreement  of  provisions  for  the  im- 
provement of  the  conditions  of  agricultural 
trade.  There  appears  to  be  a  distinct  possi- 
bility that  we  will  succeed  in  negotiating 
an  international  grains  agreement.  Prices 
that  are  fair  for  producers  and  consumers, 
measures  to  curb  uneconomic  overproduc- 
tion, improvement  of  access  to  markets,  and 
provisions  for  sharing  food  aid  responsibility 
are  the  central  objectives  of  such  an  agree- 
ment. 

On  other  agricultural  products,  the  picture 
and  prospects  appear  mixed.  Particularly 
with  the  EEC,  substantial  differences  of  ap- 
proach prevail.  EEC  offers  are,  in  general, 
veiy  inadequate  and,  in  some  cases,  actually 
retrogressive.  Useful  possibilities  do  exist  in 
our  agricultural  negotiations  with  other 
countries,  however. 

While  the  battles  being  waged  at  the  bar- 
gaining tables  appear  largely  to  involve  the 
principal  trading  nations,  much  of  impor- 
tance in  terms  of  trading  opportunities  is  at 
stake  for  the  developing  countries.  Their  own 
offers,  so  far,  have  not  reflected  full  realiza- 
tion of  the  benefit  they  can  derive  from 
a  successful  I'ound  of  trade  barrier  reduc- 
tions. 

The  confidential  nature  of  the  negotiations 
prevents  me  from  giving  more  than  this 
superficial  account  of  the  state  of  the  Ken- 
nedy Round.  From  what  I  have  said,  it  will 
be  evident  that  Herculean  efforts  are  needed 
to  bring  the  negotiations  to  a  fruitful  conclu- 
sion. 

In  a  number  of  critical  areas,  the  Euro- 
pean Economic  Community  has  not  in  the 
past  shown  the  capacity  for  negotiating  flexi- 
bility and  rapid  decisionmaking  that  will  be 
absolutely  necessaiy  from  now  on.  We  are 
fully  cognizant  of  the  internal  complexities 
of  the  Community.  However,  the  urgency  of 
overcoming  the  final  hurdles  in  the  brief  few 
weeks  ahead  requires  extraordinary  efforts 
on  the  part  of  all  participants. 


478 


DEPARTMENT  OF  STATE  BULLETIN 


TREATY  INFORMATION 


I.S.,  Romania  Complete  1967-68 
Cultural  Exchange  Arrangement 

■^ress    release    37    dated    February    18 

3EPARTIVIENT  ANNOUNCEMENT 

J  Richard  H.  Davis,  American  Ambassador 
■n  Bucharest,  and  Vasile  Gliga,  Deputy 
'Minister  of  Foreign  Affairs  of  the  Socialist 
Republic  of  Romania,  representing  their 
Gl^overnments,  on  February  18  in  Bucharest 
exchanged  diplomatic  notes  which  provide  a 
framework  for  arranging  visits  and  ex- 
changes between  the  two  countries  for  the 
calendar  years  1967  and  1968.  Letters  set- 
ting forth  a  concrete  program  for  1967  ^ 
were  exchanged  at  the  same  time. 

This  marks  the  fourth  consecutive  renewal 
of  the  exchanges  arrangement  established  in 
1960.2 

On  the  occasion  of  the  exchange  of  docu- 
ments. Ambassador  Davis  expressed  the 
belief  that  the  continued  expansion  in  the 
exchanges  program  serves  to  facilitate  a 
freer  flow  of  information  between  the  two 
countries  and  thereby  contributes  to  a  bet- 
ter understanding  between  the  American  and 
Romanian  peoples. 

The  notes  provide  for  exchanges  in  the 
fields  of  education,  science,  technology,  pub- 
lic health,  performing  and  creative  arts, 
exhibits,  films,  radio  and  television,  books 
and  publications,  sports,  and  tourism. 


TEXT  OF  U.S.  NOTE 

Bucharest,  February  IS,  1967 
Excellency:  I  have  the  honor  to  refer  to  the  re- 
cent discussions  in  Bucharest  between  representa- 
tives of  the  Government  of  the  United  States  of 
America  and  the  Government  of  the  Socialist  Re- 
public of  Romania  regarding  the  program  of  ex- 
changes in  cultural,  educational,  scientific  and  other 
fields  for  the  calendar  years  1967  and  1968. 


In  this  connection,  I  wish  to  inform  you  that  the 
Government  of  the  United  States  of  America  ap- 
proves the  following  provisions  which  were  agreed 
upon  in  the  discussions: 

1.  Education  Exchanges 

a.  The  Parties  will  provide  for  the  exchange  of 
graduate  students,  young  instructors,  and  research 
scholars  for  the  purposes  of  advanced  study  and 
specialization  in  United  States  and  Romanian  uni- 
versities and  other  institutions  of  higher  learning, 
including  scientific  institutes. 

b.  The  Parties  will  provide  for  exchanges  between 
United  States  and  Romanian  universities  of  profes- 
sors and  instructors  for  lectures,  Romanian  and 
English  language  instruction  and  study,  consulta- 
tions and  seminars. 

2.  Scientific,  Technical  and  Industrial  Exchanges 

a.  The  Parties  will  encourage  the  development  of 
exchanges  in  the  field  of  science,  including  such 
exchanges  as  may  be  carried  out  between  the  acad- 
emies of  sciences  of  both  countries. 

To  this  end,  each  Party  will  facilitate  visits  of 
scientists  from  the  other  country  for  the  purpose 
of  delivering  lectures  and  addresses  at  scientific  in- 
stitutes and  institutions  of  higher  learning,  and  for 
specialization. 

b.  The  Parties  will  encourage  the  exchange  of 
group  visits  of  specialists  and  technicians  to  study 
various  aspects  of  technical  and  industrial  activity 
in  the  other  country. 

c.  Through  diplomatic  channels  or  appropriate  au- 
thorized organizations,  and  on  a  mutual  basis,  the 
Parties  will  continue  to  invite  scientists  and  tech- 
nicians to  participate  in  national  scientific  meetings, 
congresses  and  conferences  with  international  par- 
ticipation. 

3.  Exchanges  in  Performing  and  Creative  Arts 

a.  The  Parties  will  encourage  and  facilitate  ex- 
changes in  the  field  of  performing  arts,  including 
artistic,  musical  and  theatrical  groups  and  individ- 
ual artists. 

The  Parties  will  facilitate  the  attendance  of  in- 
vitees at  national  musical  competitions  and  other 
similar  events  with  international  participation  which 
may  be  organized  in  each  country. 

b.  The  Parties  will  encourage  and  facilitate  ex- 
changes in  the  field  of  creative  arts,  including  writ- 
ers, journalists  who  are  specialists  in  cultural  prob- 
lems, composers,  artists,  and  others. 

4.  Exchanges  in  Sports 

Each  Party  will  encourage  and  facilitate  invita- 
tions from  its  appropriate  organizations  to  athletes 


'  Not  printed  here. 

'  For  background,  see  Bulletin  of  Dec.  26,  1960, 
p.  969;  Apr.  29,  1963,  p.  661;  and  Jan.  18,  1965, 
p.  87. 


MARCH  20,  1967 


479 


of  the  other  country  to  participate  in  sports  and 
athletic  events  in  its  own  country. 

5.  Exchanges  of  Books  and  Publications  and  Cooper- 
ation in  the  Field  of  Publishing 

a.  The  Parties  will  encourage  and  facilitate  ex- 
changes of  books,  pamphlets,  periodical  literature, 
scholarly  and  scientific  studies,  microfilms  and  other 
printed  and  duplicated  materials  devoted  to  educa- 
tional, scientific,  technical,  cultural  and  other  sub- 
jects between  university,  public  and  specialized 
libraries  and  other  appropriate  institutions  of  both 
countries. 

Educational  materials  and  publications  may 
include  university  catalogues,  textbooks,  study  pro- 
grrams,  curricula,  syllabi,  visual  aids  and  docu- 
mentary materials  in  various  fields  of  study. 

b.  The  Parties  will  use  their  good  oflfices  to  en- 
courage the  sale  through  commercial  channels  of 
books  and  other  publications  in  the  Romanian 
language  in  the  United  States  and  in  the  English 
language   in   the    Socialist   Republic   of    Romania. 

c.  The  Parties  will  encourage,  subject  to  the 
consent  of  the  authors  or  other  parties  in  interest, 
the  translation  and  publication  in  one  country  of 
scientific  and  literary  works,  including  anthologies, 
dictionaries  and  other  compilations,  as  well  as  sci- 
entific studies,  reports  and  articles  published  in  the 
other  country. 

6.  Radio  and  Television  Exchanges 

a.  The  Parties  will  facilitate  the  exchange  of 
radio   and   television   companies  and   organizations. 

The  details  of  these  exchanges  will  be  worked 
out  between  the  representatives  of  American  radio 
and  television  companies  designated  by  the  Depart- 
ment of  State  and  Romanian  radio  and  television 
organizations  designated  by  the  Romanian  author- 
ities, or  between  the  Parties, 

b.  Each  Party  will  facilitate  appearances,  either 
recorded  or  in  person,  over  radio  and  television  by 
government  officials,  artists  and  public  figures  of 
the  other  country. 

c.  The  Parties  will  encourage  radio  and  television 
broadcasts  devoted  to  the  national  holidays  of  the 
two  countries  (July  4  for  the  United  States  of 
America  and  August  23  for  the  Socialist  Republic 
of  Romania). 

7.  Exhibits 

The  Parties  will  provide  for  showings  in  several 
cities  of  exhibits  from  the  other  country  during 
each  of  the  two  years  these  arrangements  are  in 
effect. 

8.  Cooperation   in    the   Field   of   Motion   Pictures 
a.  The  Parties  will  encourage  the  conclusion  of 

commercial  contracts  between  American  film  com- 
panies designated  by  the  Department  of  State  and 
Romanian  film  organizations  designated  by  the 
Romanian  authorities  for  the  purchase  and  sale 
of  mutually  acceptable  feature  films. 


480 


b.  The  Parties  will  encourage  the  exchange  of  ap- 
proved documentary  and  scientific  films  between 
corresponding  organizations  and  assist  their  distri- 
bution through  appropriate  distribution  channels. 

c.  The  Parties  will   seek  to  arrange  annual  gala 
performances  in  their  respective  capitals  and  othei:|| 
cities  of  representative  films  to  which  film  personal- 
ities from  the  other  country  may  be  invited. 

d.  The  Parties  agree  that  all  of  the  films  ex- 
changed, purchased,  or  sold  in  accordance  with  this 
section  will  be  released  in  dubbed  or  subtitled  ver- 
sions. The  contents  of  the  films  will  be  preserved 
and  any  changes  must  be  agreed  to  by  the  supply- 
ing Party.  Prior  to  its  distribution,  the  release  ver- 
sion of  each  film  must  be  agreed  to  by  a  representa- 
tive designated  by  the  supplying  Party. 

e.  Both  Parties  will  facilitate  and  encourage  joint 
production  of  art  and  documentary  films,  as  well  as 
cooperation  in  the  field  of  motion  pictures  through 
other  means  that  may  be  agreed  upon  between  the 
two  Parties. 

9.  Tourism 

The  Parties  will  facilitate  the  development  of  tour- 
ism between  the  two  countries  and  agree  to  take 
measures,  on  the  basis  of  equality  of  opportunity, 
to  satisfy  the  requests  of  tourists  to  acquaint  them- 
selves with  the  way  of  life,  work  and  culture  of  the 
respective  peoples. 

Specific  details  and  programs  of  the  above-men- 
tioned visits  and  exchanges  will  be  agreed  upon 
through  diplomatic  channels  or  between  authorized 
organizations. 

The  Parties  agree  that  visitors  will  pay  their  own 
round-trip  transportation  from  capital  to  capital. 
Whenever  mutually  advantageous  the  Parties  will 
seek  to  arrange  for  the  payment  by  the  receiving 
side  of  the  local  expenses  of  the  visitors. 

The  arrangements  agreed  upon  do  not  exclude  the 
possibility  of  additional  visits  and  exchanges  which 
may  be  mutually  acceptable  to  the  Parties  and  which 
may  be  undertaken  by  interested  United  States  and 
Romanian  organizations  or  private  citizens,  it  being 
understood  that  arrangements  for  additional  ex- 
changes, as  appropriate,  will  be  facilitated  by  prior 
agreement  in  diplomatic  channels  or  between  author- 
ized organizations. 

It  is  understood  that  the  arrangements  provided 
for  above  shall  be  subject  to  the  constitutional  re- 
quirements and  applicable  laws  and  regulations  of 
the  two  countries. 

The  Government  of  the  United  States  of  America 
takes  note  of  the  approval  by  the  Government  of 
the  Socialist  Republic  of  Romania  of  these  under- 
standings as  confirmed  in  your  Note  of  today's  date.' 

Accept,  Excellency,  the  renewed  assurances  of  my 
highest  consideration. 

Richard  H.  Davis 


'  Not  printed  here. 


DEPARTMENT  OF  STATE  BULLETIN 


. 


furrent  Actions 


MULTILATERAL 

viation 

onveiition     on     the     international     recognition     of 
rights  in  aircraft.  Opened  for  signature  at  Geneva 
June  19,   1948.   Entered  into  force  September  17, 
1953.  TIAS  2847. 
Ratification  deposited:  Iceland,  February  6,  1967. 

onvention  on  oifenses  and  certain  other  acts  com- 
mitted on  board  aircraft.  Done  at  Tokyo  Sep- 
tember 14,  1963.' 

Ratifications    deposited:    Denmark,    Norway,    and 
Sweden,  January  17,  1967. 

'Opyright 

rotocol  1  annexed  to  the  Universal  Copyright  Con- 
vention concerning  the  application  of  that  con- 
vention to  the  works  of  stateless  persons  and 
refugees.  Done  at  Geneva  September  6,  1952. 
Entered  into  force  September  16,  1955.  TIAS 
3324. 
Ratification  deposited:   Italy,   December   19,   1966. 

customs 

ustoms   convention   on   the   temporary   importation 
of  professional  equipment.  Done  at  Brussels  June 
8,  1961.  Entered  into  force  July  1,  1962.^ 
Senate  advice  and  consent  to  ratification:  March 

1,  1967. 
;ustoms    convention    on    the    ATA    camet    for    the 
temporary  admission  of  goods.   Done  at  Brussels 
December    6,    1961.    Entered    into    force   July    30, 
1963.= 
Senate  advice  and  consent  to  ratification:  March 

1,  1967. 
lustoms    convention    regarding    ECS     camets    for 
commercial   samples.   Done   at   Brussels   March   1, 
1956.  Entered  into  force  October  3,  1957.=^ 
Senate  advice  and  consent  to  ratification:  March 

1,  1967. 
Customs   convention   on   the   international   transport 
of  goods  under  cover  of  TIR  carnets  with  modi- 
fications of  annexes.  Done  at  Geneva  January  15, 
1959.  Entered  into  force  January  7,  1960.^ 
Senate  advice  and  consent  to  ratification:  March 

1,  1967. 
lustoms  convention  on  containers.  Done  at  Geneva 
May  18,  1956.  Entered  into  force  August  4,  igsg.'' 
Senate  advice  and  consent  to  ratification:  March 

1,  1967. 


;;onvention  on  the  settlement  of  investment  disputes 
between  states  and  nationals  of  other  states.  Done 
at  Washington  March  18,  1965.  Entered  into  force 
October  14,  1966.  TIAS  6090. 
Signature :  Burundi,  February  17,  1967. 
Ratification:  Korea,  February  21,  1967. 

fisheries 

International  convention  for  the  conservation  of 
Atlantic  tunas.  Done  at  Rio  de  Janeiro  May  14, 
1966." 

Senate  advice  and  consent  to  ratification:  March 
1,  1967. 

Maritime  Matters 

Inter-American  convention  on  facilitation  of  inter- 
national waterborne  transportation.  Signed  at 
Mar  del  Plata  Jure  7,  1963.' 


Senate  advice  and  consent  to  ratification:  March 

1,  1967. 
Convention  on  facilitation  of  international  maritime 
traffic,  with  annex.  Done  at  London  April  9,  1965. 
Entered  into  force  March  5,  1967.=^ 
Senate  advice  and  consent  to  ratification:  March 

1,  1967. 

Nuclear  Test  Ban 

Treaty  banning  nuclear  weapon  tests  in  the  atmos- 
phere, in  outer  space  and  under  water.  Done  at 
Moscow  August  5,  1963.  Entered  into  force  Octo- 
ber 10,  1963.  TIAS  5433. 
Ratification  deposited:  Nigeria,  February  28,  1967. 

Publications 

Convention    concerning    the    international    exchange 
of    publications.    Adopted    at    Paris    December    3, 
1958.   Entered  into  force  November  23,   1961.* 
Acceptance     deposited:     Indonesia,     January     10, 
1967. 

Convention  concerning  the  exchange  of  official  pub- 
lications    and     government     documents     between 
states.    Adopted    at    Paris    December    3,    1958. 
Entered  into  force  May  30,  1961." 
Acceptance  deposited:  Indonesia,  January  10,  1967. 

Safety  at  Sea 

International    convention    for   the   safety   of   life   at 
sea,  1960.  Done  at  London  June  17,  1960.  Entered 
into  force  May  26,  1965.  TIAS  5780. 
Acceptance  deposited:  Ireland,  February  14,  1967. 

Sea 

Convention  for  the  International  Council  for  the 
Exploration  of  the  Sea.  Done  at  Copenhagen 
September  12,   1964.' 

Senate  advice  and  consent  to  ratification:  March 
1,  1967. 

Space 

Treaty  on  principles  governing  the  activities  of 
states  in  the  exploration  and  use  of  outer  space, 
including  the  moon  and  other  celestial  bodies. 
Opened  for  signature  at  Washington,  London,  and 
Moscow  January  27,  1967.' 
Signatures:  India,  March  3,  1967;  Iraq,  February 

27,  1967;   South  Africa,  March  1,  1967;   Upper 

Volta,   March  3,   1967. 

Sugar 

Protocol  for  the  further  prolongation  of  the  Inter- 
national Sugar  Agreement  of  1958  (TIAS  4389). 
Done  at  London  November  14,  1966.  Open  for 
signature  at  London  November  14  to  December 
30,  1966,  inclusive.  Entered  into  force  January 
1,  1967." 

Ratification  deposited:  Peru,  January  30,  1967. 
Accessions   deposited:    Bolivia,   January   9,    1967; 

Congo   (Brazzaville),  January  1,  1967. 
Notifications    of    intention    to    seek    ratification, 

acceptance,    approval,    or    accession    deposited: 

Hungary,   India,  Mexico. 

Telecommunications 

Partial  revision  of  the  radio  regulations,  1959  (TIAS 
4893,  5603),  to  put  into  effect  a  revised  fre- 
quency allotment  plan  for  the  aeronautical  mobile 
(R)  service  and  related  information,  vdth  an- 
nexes. Done  at  Geneva  April  29,  1966.  Enters  into 
force   July    1,    1967,   except   the    frequency    allot- 


'  Not  in  force. 

"  Not  in  force  for  the  United  States. 


MARCH  20,  1967 


481 


ment  plan  contained  in  Appendix  27,  which  enters 
into  force  April   10,   1970. 


Trade 

General  Agreement  on  Tariffs  and  Trade  with  an- 
nexes and  schedules  and  protocol  of  provisional 
application.  Concluded  at  Geneva  October  30, 
1947.  TIAS  1700. 

Admitted  as  contracting  party  (with  rights  and 
obligations  dating  from  independence) :  Bar- 
bados, February  15,  1967. 


BILATERAL 


Canada 

Agreement  regarding  radio  communications  between 
Alaska  and  British  Colombia.  Effected  by  ex- 
changes of  notes  at  Washington  June  9,  July  11 
and  18,  August  22,  September  27,  October  4, 
November  16,  and  December  20,  1938.  Entered 
into  force  August  1,  1938.  53  Stat.  2092. 
Notification  of  termination:  United  States,  Feb- 
ruary 28,   1967. 

Canadian  note  of  April  5,  1966,  and  proposed 
United  States  reply  concerning  amendment  of 
the  convention  on  Great  Lakes  Fisheries  (TIAS 
3326).' 

Senate  advice  and  consent  to  ratification:  March 
1,  1967. 

'  Not  in  force. 


Til 


Romania 

Arrangement  relating  to  a  program  of  exchanges 
in  cultural,  educational,  scientific  and  other  fields 
for  the  calendar  years  1967  and  1968.  Effected 
by  exchange  of  notes  at  Bucharest  February  18, 
1967.  Entered  into  force  February  18,  1967. 

s 

i 


DEPARTMENT  AND  FOREIGN  SERVICE 


Confirmations 

The  Senate  on  February  28  confirmed  the  follow- 
ing nominations: 

William  S.  Gaud  to  be  U.S.  Alternate  Governor 
of  the  Inter-American  Development  Bank  for  a 
term  of  5  years  and  until  his  successor  has  been 
appointed. 

William  B.  Macomber,  Jr.,  to  be  an  Assistant 
Secretary  of  State.  (For  biographic  details,  see  De- 
partment of  State  press  release  47  dated  March  7.) 


DEPARTMENT  OF  STATE  BULLETIN        VOL.  LVI,  NO.   1447        PUBLICATION   8216        MARCH   20,   1967 


The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  tbe  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed  currently.  ' 

The  Bulletin   is   for  sale  by  the   Super- 


intendent of  Documents,  U.S.  Government 
Printing  Office,  Washington.  D.C.,  20402. 
Price:  52  issues,  domestic  $10,  foreign  $15; 
single  copy  30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget    (January   11.    1966). 

Note:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers'  Guide  to  Periodical  Literature. 


482 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     March  20, 1967     Vol.  LVI,  No.  1U7 


Atomic  Energy 

[^resident  Johnson  Renews  Call  for  Nonprolif- 
eration  Treaty  (message  to  18-Nation  Dis- 
armament Committee) 447 

Secretary  McNamara  Comments  on  Risks  of 
Anti-Ballistic-Missile  System  (transcript  of 
BBC   interview) 442 

U.S.,  U.S.S.R.  To  Exchange  Views  on  Limiting 
Nuclear  Arms  Race  (Johnson) 445 

Congress 

Confirmations  (Gaud,  Macomber) 482 

Kennedy  Round  Enters  Decisive  Phase  (Roth)  .  476 
Mrs.  Neuberger  Appointed  to  ACDA  Advisory 

Committee 448 

Department  and  Foreign  Service.  Confirmations 

(Gaud,  Macomber)        482 

Disarmament 

Mrs.  Neuberger  Appointed  to  ACDA  Advisory 
Committee 448 

[President  Johnson  Renews  Call  for  Nonprolif- 
eration  Treaty  (message  to  18-Nation  Dis- 
armament Committee) 447 

I  U.S.,  U.S.S.R.  To  Exchange  Views  on  Limiting 
Nuclear  Arms  Race  (Johnson) 445 

Economic  Affairs 

Economic    Situation    in    Viet-Nam     (Johnson, 

Komer,  Lilienthal) 467 

Kennedy  Round  Enters  Decisive  Phase  (Roth)  .    476 

Educational  and  Cultural  Affairs.  U.S.,  Romania 
Complete  1967-68  Cultural  Exchange  Ar- 
rangement (text  of  U.S.  note) 479 

International  Organizations  and  Conferences 

Foreign  Ministers  of  the  American  Republics 
Meet  at  Buenos  Aires  (Bunker,  conference 
documents) 472 

Gaud  confirmed  as  U.S  Alternate  Governor  of 
Inter-American  Development  Bank  ....    482 

President  Johnson  Renews  Call  for  Nonprolif- 
eration  Treaty  (message  to  18-Nation  Dis- 
armament Committee) 447 

Latin  America 

Foreign  Ministers  of  the  American  Republics 
Meet  at  Buenos  Aires  (Bunker,  conference 
documents) 472 

Gaud  confirmed  as  U.S.  Alternate  Governor  of 
Inter-American  Development  Bank  ....    482 

Secretary  Rusk  and  Secretary  McNamara  Dis- 
cuss Developments  in  Latin  America  and 
Viet-Nam  (transcript  of  press  conference)  .    464 

Military  Affairs.  Secretary  McNamara  Com- 
ments on  Risks  of  Anti-Ballistic-Missile  Sys- 
tem (transcript  of  BBC  interview)  ....    442 

Presidential  Documents 

Economic  Situation  in  Viet-Nam 467 

President  Johnson  Renews  Call  for  NonprolLf- 
eration  Treaty 447 

U.S.,  U.S.S.R.  To  Exchange  Views  on  Limit- 
ing Nuclear  Arms  Race 445 

Romania.  U.S.,  Romania  Complete  1967-68  Cul- 
tural Exchange  Arrangement  (text  of  U.S. 
note) 479 

Southern  Rhodesia.  Southern  Rhodesia:  The 
Issue  of  Majority  Rule  (Palmer) 449 

Trade.  Kennedy  Round  Enters  Decisive  Phase 
(Roth) 476 

Treaty  Information 

Current  Actions 481 


U.S.,  Romania  Complete  1967-68  Cultural  Ex- 
change Arrangement  (text  of  US.  note)  .     .    479 

Trinidad  and  Tobago.  Secretary  Rusk  and  Sec- 
retary McNamara  Discuss  Developments  in 
Latin  America  and  Viet-Nam  (transcript  of 
press  conference) 464 

U.S.S.R. 

Secretary  McNamara  Comments  on  Risks  of 
Anti-Ballistic-Missile  System  (transcript  of 
BBC  interview) 442 

The  U.N.:  An  Arena  for  Peaceful  East-West 
Engagement    (Sisco) 458 

U.S.,  U.S.S.R.  To  Exchange  Views  on  Limiting 
Nuclear  Arms  Race  (Johnson) 445 

United  Nations 

Southern  Rhodesia:  The  Issue  of  Majority  Rule 

(Palmer) 449 

The  U.N.:  An  Arena  for  Peaceful  East- West 

Engagement    (Sisco) 458 

Viet-Nam 

Economic  Situation  in  Viet-Nam  (Johnson, 
Komer,   Lilienthal)        467 

Secretary  Rusk  and  Secretary  McNamara  Dis- 
cuss Developments  in  Latin  America  and 
Viet-Nam  (transcript  of  press  conference)  .    464 

Name  Index 

Bunker,   Ellsworth 472 

Gaud,  William  S 482 

Johnson,  President 445,   447,  467 

Komer,  Robert  W 467 

Lilienthal,   David    E 467 

Macomber,  William  B.,  Jr 482 

McNamara,  Robert  S 442,  464 

Neuberger,  Maurine  B 448 

Palmer,  Joseph  2d 449 

Roth,  William  M 476 

Rusk,  Secretary 464 

Sisco,  Joseph  J 468 


Check  List  of  Department  of  State 
Press  Releases:  Feb.  27-IVIar.  5 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Releases  issued  prior  to  February  27  which 
appear  in  this  issue  of  the  Bulletin  are  Nos. 
31  of  February  10,  37  of  February  18,  and 
41  of  February  23. 

No.       Date  Subject 

*42       3/2       Henning    sworn    in    as    Ambas- 
sador   to    New    Zealand    (bio- 


graphic details) 
oToi 


t43       3/2       Solomon:      "Why      the      United 
States   Should    Expand   Peace- 
Trade  With  Eastern  Europe." 
44       2/28     Palmer:    California    Institute    of 
Technology,  Pasadena,  Calif. 

*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


ir  U.S.  Governinent  Printing  Office:  1967—251-933/37 


SUPERINTENDENT  OF    DOCUMENTS 

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WASHINGTON,   D.C.,   20402 


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Viet-Nam  Information  Notes 

The  first  three  pamphlets  of  a  new  series  of  background  papers  on  various  aspects  of 
Viet-Nam  conflict  have  been  published  by  the  Department  of  State.  Basic  Data  on  South  Vi 
Nam  (publication  8195)  summarizes  the  history,  geography,  government,  and  economy  of  t 
country.  The  Search  for  Peace  in  Viet-Nam  (publication  8196)  reviews  peace  efforts  by  t 
United  States  and  the  United  Nations  and  other  diplomatic  initiatives.  Communist-Directed  Fort 
in  South  Viet-Nam  (publication  8197)  reviews  the  growth  of  Viet  Minh  and  Viet  Cong  fon^ 
Communist  objectives,  strengths,  and  weaknesses. 


B  CENTS  EA( 


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Viet-Nam  Information  Notes  as  indicated: Basic  Data  on  South  Viet-Na/m 

(8195) ;  The  Sea/rch  for  Peace  in  Viet-Nam   (8196) ;  Com- 
munist-Directed Forces  in  South  Viet-NoM,  (8197). 


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OF 

STATE 

BULLETIN 


Vol.  LVI,  No.  1U8 


March  27, 1967 


FROM  THE  IRON  CURTAIN  TO  THE  OPEN  DOOR 
Address  by  Vice  President  Humphrey    486 

AMBASSADOR  GOLDBERG  REPORTS  ON  HIS  TRIP  TO  ASIA 
Transcripts  of  Netvs  Conferences    505 


THE  GREAT  TRANSITION:  TASKS  OF  THE  FIRST 

AND  SECOND  POSTWAR  GENERATIONS 

Lecture  at  the  University  of  Leeds 

by  W.  W.  Rostow,  Special  Assistant  to  the  President    A91 


For  index  see  inside  back  cover 


From  the  Iron  Curtain  to  the  Open  Door 


Address  by  Vice  President  Humphrey ' 


Exactly  21  years  ago  today,  Winston 
Churchill  spoke  these  well-remembered 
words:  "From  Stettin  in  the  Baltic  to  Trieste 
in  the  Adriatic,  an  Iron  Curtain  has  de- 
scended across  the  Continent." 

"The  Continent,"  of  course,  was  Europe. 

When  Churchill  spoke  here,  a  new  phase 
in  history  had  begun:  that  postwar  conflict, 
centered  in  Europe,  which  was  to  become 
known  as  the  cold  war. 

It  is  my  belief  that  we  stand  today  upon 
the  threshold  of  a  new  era  in  our  relations 
with  the  peoples  of  Europe — a  period  of  new 
engagement.  And  I  believe  that  this  new 
period,  if  we  do  not  lose  our  wits  or  our  nerve 
or  our  patience,  can  see  the  replacement  of 
the  Iron  Curtain  by  the  Open  Door. 

When  Churchill  spoke  here  on  March  5, 
1946,  there  were  many  in  this  country — and 
elsewhere — who  would  not  accept  his  stark 
characterization  of  the  state  of  affairs  in 
Europe. 

But  Churchill  was  right.  And  he  was  right 
to  speak  out.  The  beginning  of  wisdom,  the 
foundation  of  sound  policy  and  action,  is  to 
face  the  facts. 

What  were  the  facts  in  March  of  1946  ? 

Western  Europe  lay  helpless  and  prostrate 
after  a  terrible  war,  literally  dependent  for 
her  survival  on  the  protection  and  good  will 
of  the  United  States.  The  political  institu- 
tions, the  economies,  the  peoples,  of  Westera 


'  Made   at   Westminster   College,    Fulton,   Mo.,   on 
Mar.  5. 


Europe  stood  helpless — save  for  the  United 
States — in  face  of  the  imperialist  impulses 
emanating  from  the  East. 

There,  Stalin  had  literally  erected  an  Iron 
Curtain  between  the  nations  and  peoples  of 
Eastern  Europe  and  those  of  the  West.  On 
his  side  of  that  curtain  he  saw  all  as  occu- 
pied territory — the  spoils  of  war.  And  his 
further  intentions  were  declared  and  clear. 

What  are  the  facts  of  March  of  1967? 

Western  Europe  stands  today  second  only 
to  the  United  States  as  a  free  and  powerful 
center  of  economic  and  social  well-being. 
Because  of  their  brave  initiatives — and  with 
our  help — the  nations  of  Western  Europe 
stand  able  once  again  to  assert  their  own 
role  in  the  world. 

In  Eastern  Europe  the  captive  states  of  21 
years  ago  are  once  again  reaching  toward 
their  own  identities.  The  monolithic  control 
which  smothered  and  held  them  in  the  grip 
of  terror  is  today  diminishing. 

The  Iron  Curtain  itself — although  firm 
and  impenetrable  in  many  places,  as  in  Ber- 
lin— has  become  increasingly  permeable  in 
others.  Goods,  ideas,  and  people  have  begun 
to  crisscross  the  European  Continent. 

The  essence  of  the  situation  today  is  this: 
The  European  family — long  separated,  long 
set  against  each  other,  yet  still  a  family — 
is  becoming  reacquainted  and  is  moving 
toward  more  normal  relationships. 

The  Soviet  Union,  recovering  by  heroic 
effort  from  the  frightful  loss  of  human  life 
and  resources  which  it  suffered  in  the  war, 


486 


DEPARTMENT  OF  STATE  BULLETIN 


las  grown  greatly  in  its  capacity  and  its 
nclination  to  satisfy  the  material  needs  of 
;he  Russian  i^eople.  No  one  who  cares  about 
;he  human  condition  can  fail  to  rejoice  at 
;his  fact.  And  its  aggressive  behavior  has 
jeen  tempered. 

(Vestern  European  Unity 

All  these  things  have  happened.  Yet  they 
iid  not  happen  by  accident. 

They  have  happened  because  we  followed 
the  course  Winston  Churchill  counseled  21 
Srears  ago. 

They  have  happened  in  large  part  because, 
in  the  face  of  Stalinist  tyranny,  we  in  Amer- 
ica brought  our  power  and  protection  to  the 
ebuilding  European  Continent. 

They  have  happened   because   we   helped 

d  encouraged  our  European  partners  in 
heir  increasing  efforts  toward  self-renewal. 

They  have  happened  because — in  Berlin, 
;n  Greece  and  Turkey,  yes,  and  in  Cuba — 

e  Soviet  Union  came  to  recognize  that 
brute  force  or  its  threat  could  no  longer  be 
an  acceptable  means  of  attaining  political 
goals. 

If  today  the  Soviet  Union  takes  a  more 
prudent  and  cautious  course,  it  is — for  more 
than  any  other  reason — because  together  we 
and  our  Western  partners  have  in  these  two 
decades  stood  firm  and  fast. 

During  this  time,  too,  a  constructive  force 
has  been  at  work  in  Western  Europe  releas- 
ing the  constraining  bonds  of  old  hostilities 
and  closed  institutions  to  the  fresh  stimula- 
tion of  competition  and  cooperation  across 
national  boundaries.  That  constructive  force 
lias  been  the  will  of  the  peoples  of  Western 
Europe  that  they  should  unite. 

Their  desire  for  unity  has  been  most 
manifest  in  the  building  of  the  European 
Communities  and  in  the  initiatives  of  an 
increasing  number  of  nations  to  join  those 
Communities. 

This,  too,  has  had  a  powerful  influence  on 
the  positive  changes  which  have  taken  place. 
And  we  have  supported  it. 

Some  today  see  Western  European  unity 


endangered  by  a  rising  wave  of  nationalism 
there.  And  there  are  those  who  fear  that  the 
renewal  of  a  narrower  nationalism  in  West- 
ern Europe  must  be  accepted  as  an  inevitable 
and  immutable  fact,  that  we  must  resign  our- 
selves to  the  abandonment  of  our  support  for 
unity  and  to  the  acceptance  of  a  return  to 
power  politics  among  nations. 

There  are  a  small  few  in  other  countries 
who  conclude  that  the  "realistic"  next  step 
toward  a  settlement  of  European  problems 
can  therefore  only  be  by  bilateral  agree- 
ment between  the  Soviet  Union  and  the 
United  States  over  the  heads  of  our  Western 
partners. 

I  do  not  believe  this  is  "realism."  Neither 
do  I  believe  a  realistic  settlement  of  Euro- 
pean problems  can  be  achieved  by  Euro- 
pean nations  without  our  participation  and 
that  of  the  Soviet  Union.  It  is  precisely  now, 
at  the  time  when  new  opportunities  lie  ahead, 
that  we  must  retain  cohesion  with  our  West- 
ern partners — and  they  with  us.  If  the  cold 
war  is  to  end,  if  the  Iron  Curtain  is  to  be 
lifted,  we  shall  need  them  and  they  shall 
need  us. 

The  task  now,  in  light  of  a  new  situation, 
is  not  to  throw  away  what  has  been  success- 
ful but  to  build  constructively  upon  it. 

Equal  Partnership  With  Western  Europe 

I  believe  that  the  people  of  Western 
Europe  will  reject  concepts  of  narrow  na- 
tionalism and  of  national  adventure  and  will 
continue  to  move  forward  toward  unity — 
toward  a  unified  Western  Europe  open  to 
expansion  and  conscious  of  its  need  to 
strengthen  its  ties  with  the  nations  of  East- 
ern Europe. 

I  believe,  too,  that  they  vdll  reject  any 
severing  of  their  ties  across  the  Atlantic, 
ties  built  firmly  on  common  cultural  heritage, 
on  common  experience,  on  common  interest. 

For  our  part,  we  do  not  mean  either  to 
abandon  our  friends  or  to  dominate  them. 
We  know  that  American  power  continues  to 
be  necessary  to  stability  in  Central  Europe. 
We  know  that  difficult  and  intractable  prob- 


MARCH  27,  1967 


487 


lems,  such  as  arms  control  and  the  reunifica- 
tion of  Germany,  must  continue  to  involve 
both  American  and  European  effort. 

In  our  alliance,  the  task  is  this:  to  trans- 
form what  was  built  on  fear  and  common 
threat  into  a  vital,  working  instrument  built 
on  hope  and  common  opportunity  and  com- 
mon responsibility. 

It  must  be  an  alliance  for  peace  and  peace- 
ful progress,  not  simply  against  the  specter 
of  invasion  from  the  East.  It  must  be  an  alli- 
ance for  promotion  of  social  and  economic 
welfare,  not  simply  against  a  Communist 
threat. 

For,  as  the  President  has  said,  the  times 
require  "a  shift  from  the  narrow  concept 
of  coexistence  to  the  broader  vision  of  peace- 
ful engagement."  ^ 

To  strengthen  the  alliance,  we  in  America 
must  be  determined  to  treat  our  Western 
European  partners  as  equal  partners — to 
consult  with  them,  in  the  true  sense  of  that 
word,  in  every  area  of  common  interest,  and 
to  practice  forbearance  as  they  find  their  way 
to  new  forms  of  cooperation  and  unity 
among  themselves. 

I  cannot  overemphasize  the  importance  of 
open  and  honest  consultation  and  discussion 
among  the  members  of  the  Atlantic  alliance. 

For  it  is  precisely  now,  when  there  is 
movement  and  ferment  in  Europe,  that  the 
temptations  are  greatest  for  unilateral  action 
by  the  individual  partners.  As  I  have  said,  it 
is  imperative  that  we  retain  our  solidarity. 
And  to  do  so,  we  must  all  take  the  extra  step 
to  insure  that  no  action  should  be  undertaken 
by  any  one  of  the  partners  which  might 
jeopardize  the  welfare  and  security  of  all. 

We  cannot  afford  the  luxury  of  division. 
We  cannot  afford  it  in  matters  of  military 
security.  Nor  can  we  afford  it  in  matters  of 
high  economic  and  social  concern. 

That  is  why: 

We  must,  and  we  shall,  be  forthcoming  in 
response   to    the    initiatives    taken    by    our 


'  For  an  advance  text  of  Pre.sident  Johnson's  ad- 
dress at  New  York,  N.Y.,  on  Oct.  7,  1966,  see 
Bulletin  of  Oct.  24, 1966,  p.  622. 


Atlantic  partners  toward  narrowing  the 
"technology  gap"  between  us.  For  if  we  can- 
not narrow  this  gap  between  ourselves,  how 
can  we  ever  hope  to  narrow  the  far  greater 
gap  between  the  Atlantic  nations  and  the 
poor  nations  to  the  south  ? 

We  must,  and  we  shall,  persevere  in  our 
efforts  to  bring  the  Kennedy  Round  trade 
negotiation  to  a  successful  conclusion — one 
in  which  there  is  true  reciprocity,  one  in 
which  arbitrary  and  artificial  restraints  to 
trade  may  be  removed  and  from  which  a  far 
more  efficient  allocation  of  resources  may 
result. 

Achieving  the  Goal  of  the  Open  Door 

The  goals  of  Western  European  unity  and 
of  Atlantic  partnership  are  not  in  opposition 
to  the  goal  of  the  Open  Door.  They  are  a 
first  necessity  in  reaching  it.  They  are  the 
key  to  that  door. 

As  we  strive  toward  these  former  goals, 
how  shall  we  proceed  toward  the  latter? 

First,  we  mJist  ivork  together  toith  our 
Western  European  partners  in  encouraging 
a  further  development  of  trade,  technologi- 
cal, and  cultural  contacts  with  Eastern 
Europe. 

This  is  why  it  is  imperative  that  we  seize 
each  opportunity — such  as  the  East-West 
trade  bill  now  before  the  Congress — to 
increase  the  flow  of  people  and  trade  to  and 
from  these  previously  closed  societies. 

We  look,  for  example,  toward  the  time 
when  the  nations  of  Eastern  Europe  may 
become  members  of  the  GATT  [General 
Agreement  on  Tariffs  and  Trade]  and  full 
participants  in  the  work  of  the  U.N.  Eco- 
nomic Commission  for  Europe. 

Second,  we  rmist  encourage  the  continued 
evolution  of  Soviet  policy  beyond  the 
ambiguities  of  "peaceful  coexistence"  toward 
more  substantial  forms  of  cooperation. 

We  have  negotiated  a  treaty  banning 
nuclear  weapons  from  outer  space. 

We  are  working  with  others  to  bring  about 
a  treaty  banning  the  proliferation  of  nuclear 
weapons — a  treaty  acceptable  and  beneficial 
to  the  nuclear  and  nonnuclear  powers  alike. 


488 


DEPARTMENT  OF  STATE  BULLETIN 


We  have  concluded  an  air  agreement  with 
the  Soviet  Union  and  have  signed  a  new 
U.S.-Soviet  cultural  agreement. 

Through  liberalization  of  credit  and  easing 
of  travel  restrictions,  we  hope  to  accelerate 
the  exchange  of  goods  and  people. 

We  seek  early  Senate  ratification  of  the 
United  States-Soviet  consular  agreement. 

We  shall  actively  work  toward  closer  coop- 
eration between  the  Soviet  Union  and  the 
nations  of  the  West  in  space,  in  medicine,  in 
peaceful  technology. 

We  have  not  responded  to  the  Soviet  de- 
ployment of  a  limited  anti-ballistic-missile 
system  by  immediately  beginning  to  build 
one  of  our  own.  Instead,  we  seek  to  convince 
the  Soviet  leaders  that  this  would  merely 
mean  yet  another  costly  round  in  the  arms 
race.  After  the  expenditure  of  many  billions 
of  dollars,  neither  of  us  would  be  more  secure 
than  when  we  started. 

Our  obiective  is  not  to  step  up  the  arms 
race  but  to  slow  it  down  or  halt  it,  to  the 
mutual  interest  of  all  nations. 

Third,  we  must  work  toivard  a  settlement 
of  those  European  'problems  ^vhich  have 
been  left  unresolved  in  the  aftermath  of  the 
war. 

At  the  heart  of  this  is  the  reunification  of 
Germany. 

As  I  said  earlier,  this  is  a  matter  which 
concerns  not  only  Europeans  but  America 
and  the  Soviet  Union  as  well. 

It  is  a  matter,  too — and  this  sometimes 
seems  nearly  forgotten — important  for  the 
people  of  Germany. 

Thus  reunification  can  only  take  place 
after  the  most  thorough  and  careful  consul- 
tations among  all  parties  involved.  Reunifi- 
cation is  a  difficult  goal.  But  it  is  a  necessary 
one,  if  stability  and  peace  are  finally  to  be 
achieved  in  Central  Europe. 

Fourth,  no  nation  can  hope  to  be  an  island 
of  security  in  a  turbulent  world.  We  must 
therefore  consider  hoiv  the  resources  of  the 
industrialized  parts  of  the  tvorld  can  usefully 
assist  the  peoples  of  Asia,  Africa,  and  Latin 
America  so  that  progress  and  stability  and 
hope  may  overcome  despair  and  violence. 


It  does  not  require  much  foresight  to 
realize  that  the  widening  gap  between  grow- 
ing populations  and  diminishing  food  sup- 
plies is  approaching  a  time  of  explosion. 

Shall  we  sit  in  complacency,  lulled  by 
creature  comforts,  until  we  are  engulfed  in 
chaos?  Or  shall  we  act,  now  and  together? 

It  is  Europe's  problem — and  the  Soviet 
Union's — as  much  as  it  is  ours;  we  must  con- 
sult together,  plan  together,  and  combine  our 
wisdom  and  resources  to  help  work  toward 
security  and  peaceful  development  in  the 
poverty-stricken  parts  of  the  world. 

Those  who  have  launched  the  technological 
revolution — a  revolution  without  ideology — 
have  the  responsibility  to  see  that  its  bene- 
fits are  more  widely  shared  by  others. 

For  poverty  breeds  disorder,  and  hunger 
breeds  violence.  And  it  has  been  the  lesson  of 
these  past  few  years  that  it  is  precisely  in 
the  poverty-stricken  and  hungry  parts  of  the 
world  where  a  conflict  might  arise  which 
would  draw  the  superpowers  into  disastrous 
confrontation. 

Fifth,  we  must  continue  to  develop  and 
strengthen  international  institutions  which 
will  provide  a  frameivork  of  law  and  order 
in  the  world,  in  which  nations  of  all  ideolo- 
gies may  find  common  and  peaceful  grounds 
for  settlement  of  disputes. 

Churchill  said  aptly  that  "jaw,  jaw  is  bet- 
ter than  war,  war." 

Most  important  of  such  institutions  is  the 
United  Nations. 

The  United  Nations,  among  other  things, 
is  an  unmatched  buffer  zone  between  con- 
flicting interests  and  ideologies.  It  is  a  place 
where  reason  and  compromise  may  interpose 
themselves  before  major  nations  reach  the 
point  of  no  return.  It  is  the  invaluable  mid- 
dleman, the  honest  broker  necessary  when 
normal  contacts  fail. 

And  it  is  also  an  invaluable  instrument  of 
peacekeeping  in  places  around  the  world 
where  major  powers  might  otherwise  feel  it 
necessary  to  inject  themselves. 

There  is  no  denying  that  the  Soviet  Union, 
as  our  Western  partners  and  ourselves,  has 
a  vital  interest  in  the  strength  and  health  of 


MARCH  27,  1967 


489 


an  institution  which  may  serve  as  a  force  for 
order  and  restraint  among  us. 
Let  us  examine  these  things: 

— Greater  exchange  at  all  levels  with  the 
nations  of  Eastern  Europe; 

— Active  pursuit  and  encouragement  of 
"peaceful  coexistence"  with  the  Soviet 
Union; 

— A  European  settlement  including  the  re- 
unification of  Germany; 

— Joint  efforts  with  our  former  adver- 
saries in  helping  the  developing  countries; 

— Building  a  system  of  international  order 
in  which  these  same  former  adversaries  are 
our  partners. 

Would  any  of  these  things  have  been  at 
all  imaginable  when  Winston  Churchill  stood 
here  21  years  ago? 

When  the  final  realization  sank  in  on  the 
last  doubter  that  an  Iron  Curtain  indeed  was 
being  erected  across  the  heart  of  Europe, 
how  many  of  us  had  reason  for  hope  that  in 
1967 — so  short  a  time  later — it  might  be  pos- 
sible to  begin  replacing  it  with  an  Open 
Door? 

In  the  center  of  free  Berlin  there  stands 
today  a  stark  ruin — the  skeleton  of  a  church, 
preserved  to  symbolize  eternally  the  deprav- 
ity of  war. 

It  is  our  hope  that  the  Iron  Curtain  may 
one  day,  too,  lie  in  ruins,  its  remnants  a  sym- 
bol of  a  time  mercifully  ended. 

A  great  act  in  the  human  drama  lies  at 


hand:  Through  a  new  engagement  in  Europe 
we  have  the  chance  to  shape  a  commonwealth 
of  progress  dedicated  not  to  war  but  to 
peace,  not  to  doctrinal  conflict  but  to  con- 
structive reconciliation. 

We  have  the  chance,  as  President  Johnson 
has  expressed  it,*  to  help  the  people  of 
Europe  to  achieve  together: 

— a  continent  in  which  the  peoples  of  Eastern  and 
Western  Europe  work  shoulder  to  shoulder  together 
for  the  common  good ; 

— a  continent  in  which  alliances  do  not  confront 
each  other  in  bitter  hostility,  but  instead  provide  a 
framework  in  which  West  and  East  can  act  together 
in  order  to  assure  the  security  of  all. 

Therefore,  I  leave  you  with  this:  Who  is  to 
say,  if  we  in  the  West  stand  together  and  in 
unity,  where  the  next  two  decades  may  lead? 

Who  is  to  say,  if  our  rich  and  powerful 
nation  exerts  the  enlightened  leadership  of 
which  it  is  capable,  what  bright  new  fulfill- 
ment may  lie  ahead  for  the  human  family? 

Our  guide  could  be  no  better  than  that  set 
forth  here  21  years  ago  by  Churchill: 

"If  we  adhere  faithfully  to  the  Charter  of 
the  United  Nations  and  walk  forward  in 
sedate  and  sober  strength,  seeking  no  one's 
land  or  treasure,  seeking  to  lay  no  arbitrary 
control  upon  the  thoughts  of  men  .  .  .  the 
highroads  of  the  future  will  be  clear,  not 
only  for  us,  but  for  all,  not  only  for  our  time, 
but  for  the  century  to  come." 

America  is  ready  to  play  its  role. 


'  Ibid. 


490 


DEPARTMENT  OF  STATE  BULLETIN 


Mr.  Rostoio,  in  this  Sir  Montague  Burton  Lecture  given  at 
the  University  of  Leeds  in  England  on  February  23,  looks 
backivard  over  the  ttvo  postwar  decades  and  forward  to  the 
agenda  which  is  emerging  for  the  next  generation.  He  dis- 
cusses Viet-Nam  in  this  perspective  and  sees  Hanoi's  con- 
cept of  "wars  of  national  liberation"  as  "old-fashioned." 
"If  we  have  the  common  will  to  hold  together  and  get  on 
with  the  job,"  he  concludes,  "the  struggle  in  Viet-Nam 
might  be  the  last  great  confrontation  of  the  postivar  era." 


*  The  Great  Transition:  Tasks  of  the  First 
and  Second  Postwar  Generations 


by  W.  W.  Rostow 

Special  Assistant  to  the  President 


In  his  state  of  the  Union  address  on  Jan- 
uary 10  of  this  year,  President  Johnson 
said:  ^ 

We  are  in  the  midst  of  a  great  transition — a 
transition  from  narrow  nationalism  to  international 
partnership;  from  the  harsh  spirit  of  the  cold  war 
to  the  hopeful  spirit  of  common  humanity  on  a 
troubled  and  a  threatened  planet. 

It  is  this  theme  that  I  should  like  to  elab- 
orate today  by  looking  backward  over  the 
two  postwar  decades  and  looking  forward  to 
the  agenda  which  is  emerging  for  the  next 
generation. 

History  is  rarely  clean-cut  in  its  lines  of 
demarcation.  Wars,  revolutions,  and  other 
traumatic  events  do  leave  their  mark  on  the 
calendar;  but  their  clarity  is  sometimes  illu- 
sory, distorting  the  timing  of  more  profound 
changes  they  reflect.  Nevertheless,  I  believe 
we  are  now — potentially — in  a  true  water- 
shed period.  We  can  make  some  shape  out 
of  the  major  experiences  through  which  we 
all  have  passed  since  1945.  We  can  define 
some  of  the  dangers,  challenges,  and  possi- 
bilities which  are  beginning  to  grip  the  world 


'  Bulletin  of  Jan.  30, 1967,  p.  158. 


community  and  which  will  increasingly  en- 
gage it  in  the  years  ahead. 

To  elaborate  this  theme,  I  have  chosen  to 
review  the  evolution  of  international  affairs 
under  four  major  headings,  each  of  which 
represents  a  dimension  of  our  common  cen- 
tral task — the  building  of  a  viable  world 
order: 

First,  aggression;  that  is,  deterring  or 
dealing  with  efforts  to  alter  the  territorial  or 
political  status  quo  by  one  form  or  another 
of  violence  applied  across  international  fron- 
tiers. 

Second,  economic  and  social  progress  in  the 
world  community  as  a  whole  and  in  the  de- 
veloping regions  in  particular. 

Third,  international  organization,  which 
has  assumed  not  merely  global  forms, 
through  the  United  Nations  and  related  in- 
stitutions, but  also  (as  Churchill  foresaw) 
developed  increasing  vitality  in  the  various 
regions. 

Fourth,  reconciliation — the  search  for  and 
the  discovery  of  areas  of  agreement  across 
ancient  and  recent  barriers  so  as  to  reduce 
the  dangers  of  conflict,  to  give  to  the  world 


MARCH  27,  1967 


491 


community  a  growing  framework  of  unity 
and  order,  and  to  fulfill  the  injunctions  of 
article  1  of  the  United  Nations  Charter. 

I  shall  try  briefly  to  examine  how  each  of 
these  four  continuing  strands  of  policy  and 
experience  has  evolved  in  the  past  20  years 
and  suggest  the  tasks  which  will  confront  us 
in  the  days  ahead. 

The  postwar  world  was  shaped  by 
two  quite  arbitrary  processes.  First,  there 
emerged  de  facto  or  de  jure  lines  of  de- 
marcation between  the  Communist  and  non- 
Communist  worlds.  These  lines  resulted  prin- 
cipally from  the  disposition  of  military  forces 
at  the  end  of  the  Second  World  War,  al- 
though they  were  also  affected  by  events  in 
the  early  postwar  years — notably  Stalin's 
consolidation  of  his  position  in  Eastern 
Europe  and  the  Chinese  Communist  victory 
on  the  mainland. 

Second,  a  series  of  new  states  emerged 
from  the  process  of  decolonization.  Most  of 
these  were  the  product  of  colonial  history; 
but  in  the  Indian  subcontinent,  the  Middle 
East,  Southeast  Asia,  and  elsewhere,  the 
birth  of  new  nations  produced  new  lines  on 
the  map. 

A  great  deal  of  the  first  postwar  genera- 
tion's history  consists  of  eff'orts  to  frustrate 
those  who  sought  to  alter  these  international 
boundaries  by  force:  Communists  because 
they  felt  that  they  had  the  historical  right 
and  duty  to  move  their  power  forward  be- 
yond them,  certain  new  nations  because  they 
felt  a  sense  of  grievance  over  the  lines  which 
had  emerged.  And  at  certain  points  the  two 
efforts  interwove,  as  Communists  acted  to 
exploit  postcolonial  ambitions,  frictions,  and 
discontents. 

Three  Phases  of  Communist  Aggression 

The  postwar  Communist  offensive  had  a 
certain  shape  and  rhythm.  There  was  Stalin's 
thrust  of  1946-51,  in  association  with  Mao 
from  1949;  Khrushchev's  of  1958-62;  finally, 
the  offensive  conducted  over  the  past  4  years 
by  Mao  and  those  who  accepted  his  activist 
doctrines  and  policies  with  respect  to  so- 
called  "wars  of  national  liberation." 

Starting  in  early  1946,  Stalin  consolidated 


into  Communist  states  the  countries  of 
Eastern  Europe  where  Soviet  troop  positions 
provided  leverage,  while  pressing  hard 
against  Iran,  Greece,  Turkey;  then  via  the 
Communist  parties  in  Italy  and  France.  His 
effort  reached  its  climax  in  the  Berlin  block- 
ade of  1948-49. 

The  West  responded  with  the  Truman  doc- 
trine, the  Marshall  Plan,  and  the  creation  of 
NATO.  A  stalemate  developed  after  the  suc- 
cess of  the  Berlin  airlift  in  1949. 

As  this  duel  in  the  west  proceeded,  Stalin, 
working  through  the  Cominform,  launched 
an  offensive  in  the  east,  which  can  roughly 
be  dated  from  Zhdanov's  speech  of  Septem- 
ber 1947.  It  involved  guerrilla  warfare  in 
Indochina,  Burma,  Malaya,  Indonesia,  and 
the  Philippines.  And  after  the  Chinese  Com- 
munists came  to  power  in  November  1949, 
the  offensive  in  Asia  reached  its  climax  in 
the  invasion  of  South  Korea.  It  ended  in 
May  1951  with  the  successful  United  Nations 
defense  at  the  38th  parallel  against  a  massive 
assault  by  the  Chinese  Communists,  although 
costly  fighting  continued  for  2  further  pain- 
ful years. 

From  the  opening  of  truce  talks  in  the 
summer  of  1951  to  the  launching  of  the 
first  Soviet  Sputnik  in  October  1957,  there 
emerged  what  passes  in  postwar  history  as 
a  relatively  quiet  interval.  It  was,  of  course, 
interrupted  by  the  Suez  and  Hungarian  crises 
in  1956;  but  these  resulted  less  from  the  ten- 
sions of  the  cold  war  than  from  the  dynamics 
of  change  within  the  non-Communist  world 
and  within  the  Communist  bloc,  respectively. 
During  this  time,  the  Soviet  Union  was 
mainly  engaged  in  its  post-Stalin  redisposi- 
tions,  political,  economic,  and  military. 

Meanwhile,  Communist  China  turned  pri- 
marily to  tasks  of  domestic  development. 
Only  in  Indochina  did  local  conditions  favor 
major  Communist  momentum;  but  the  North 
Vietnamese  settled  in  1954  for  half  of  the' 
victory  they  had  sought. 

Khrushchev's  domestic  changes  represented! 
a  significant  softening  of  Stalin's  harsh  re- 
gime; and  for  Soviet  citizens,  historic  gains,, 
His  foreign  policy  style,  too,  was  diflferentJ 
and,  in  its  way,  more  flexible.  Nevertheless,, 


492 


DEPARTMENT  OF  STATE  BULLETIN 


considerable  ambitions  remained  embedded 
in  Moscow's  foreign  policy. 

And  with  the  launching  of  Sputnik,  a  new 
phase  of  attempted  Communist  expansion  got 
under  way. 

Khrushchev  had  consolidated  by  that  time 
unambiguous  control  over  the  machinery  of 
the  Soviet  Government  as  well  as  over  the 
Communist  Party.  He  looked  to  the  exploita- 
tion of  two  new  facts  on  the  world  scene: 
first,  the  emerging  Soviet  capacity  to  deliver 
thermonuclear  weapons  over  long  distances 
as  a  means  of  forcing  the  West  to  make 
limited  diplomatic  concessions;  second,  the 
marked  acceleration  of  nationalism  and  mod- 
ernization in  Asia,  the  Middle  East,  Africa, 
and  Latin  America,  yielding  an  environment 
of  endemic  turbulence  on  those  continents. 

The  Post-Sputnik  Period 

It  was  in  this  post-Sputnik  period  that 
Moscow  laid  down  its  ultimatum  on  Berlin; 
the  Communist  Party  in  Hanoi  announced 
it  would  undertake  to  revive  guerrilla  war- 
fare in  South  Viet-Nam;  Castro  took  over 
in  Cuba;  and  Soviet  military  and  economic 
aid  arrangements  were  extended  to  increase 
their  leverage  not  only  in  the  Middle  East, 
where  the  process  had  begun  earlier,  but 
also  in  Indonesia  and  elsewhere.  It  was  then 
that  Mao  announced:  "The  East  Wind  is  pre- 
vailing over  the  West  Wind,"  and,  in  that 
spirit,  initiated  in  1958  the  crisis  in  the  Tai- 
wan Straits. 

There  was  a  good  deal  of  opportunistic 
enterprise  in  all  this  rather  than  a  majestic 
grand  design,  but  it  was  clearly  a  phase  of 
Communist  confidence  and  attempted  for- 
ward movement. 

In  1961-62,  Khrushchev's  offensive  was 
met  by  the  West  as  a  whole  at  Berlin  and  a 
further  dramatic  test  of  nuclear  blackmail 
was  faced  down  in  the  Cuba  missile  crisis  by 
President  Kennedy.  For  the  time  being,  at 
least,  that  latter  crisis  answered  a  question 
which  had  greatly  engaged  Khrushchev: 
whether  the  free  world  would  surrender  vi- 
tal interests  through  diplomacy  under  the 
threat  of  nuclear  war. 

The  answer  to  the  second  question — con- 


cerning the  ability  of  the  West  to  avoid 
successful  Communist  exploitation  of  the  in- 
herent vulnerability  of  the  developing  area 
— had  to  be  given  at  many  points  by  many 
devices: 

— In  Laos,  by  an  evident  determination  to 
frustrate  a  Communist  takeover,  yielding 
the  Geneva  accords  of  1962; 

— In  Viet-Nam,  by  President  Kennedy's 
decision  in  December  1961  to  enlarge  our 
support  for  the  South  Vietnamese; 

— In  Africa,  by  the  whole  cast  of  Euro- 
pean and  American  approaches  to  the  new 
African  nations,  and  in  particular,  support 
for  the  United  Nations  effort  in  the  Congo; 

— In  Latin  America,  by  the  isolation  of 
Castro's  Cuba. 

By  the  end  of  the  Cuba  missile  crisis  in 
the  autumn  of  1962,  the  momentum  had 
largely  drained  out  of  Khrushchev's  post- 
Sputnik  offensive;  but  Moscow's  move 
toward  moderation,  symbolized  by  the  nego- 
tiation of  the  atmospheric  test  ban  treaty  in 
1963,  had  no  echo  in  Peiping. 

The  Sino-Soviet  split  was  gravely  aggra- 
vated after  the  Cpba  missile  crisis  and  be- 
came increasingly  overt  as  recriminations 
were  exchanged  and  inter-Party  documents 
revealed. 

Cliinese  Communist  Tlirust  for  Leadership 

The  Chinese  Communists  sought  to  seize 
the  leadership  of  the  Communist  movement, 
notably  in  the  developing  areas,  and  to  unite 
it  with  the  radical  nationalists  of  Asia  and 
Africa.  They  thrust  hard  against  Soviet  in- 
fluence within  Communist  parties  on  every 
continent,  fragmenting  some  of  them;  sought 
to  bring  Castro  aboard;  moved  boldly,  over- 
playing their  hand,  in  Africa;  probably 
played  some  role  in  triggering  the  attempted 
Communist  takeover  in  Indonesia;  and  pos- 
tured aggressively  during  the  India-Pakistan 
war  of  1965.  As  a  result  of  the  prob- 
lems they  created,  the  Afro-Asian  confer- 
ence at  Algiers  in  1965  never  materialized. 

At  one  point  after  another  this  Chinese 
Communist  offensive  in  the  developing  world 
fell  apart,  leaving  the  war  in  Viet-Nam  per- 


MARCH  27,  1967 


493 


haps  the  last  major  stand  of  Mao's  doctrine 
of  guerrilla  warfare. 

There  is  a  certain  historical  legitimacy  in 
this  outcome. 

For  the  better  part  of  a  decade,  an  im- 
portant aspect  of  the  struggle  within  the 
Communist  movement  between  the  Soviet 
Union  and  Communist  China  had  focused  on 
the  appropriate  method  for  Communist  par- 
ties to  seize  power.  The  Soviet  Union  had 
argued  that  the  transit  of  frontiers  with 
arms  and  men  should  be  kept  to  a  minimum 
and  the  effort  to  seize  power  should  be  pri- 
marily internal.  They  argued  that  it  was  the 
essence  of  "wars  of  national  liberation"  to 
expand  Communist  power  without  causing 
major  confrontation  with  the  United  States 
and  other  major  powers.  The  Chinese  Com- 
munists defended  a  higher  risk  policy,  but 
they  were  militarily  cautious  themselves. 
Nevertheless,  they  urged  others  to  accept  the 
risks  of  confrontation  with  United  States 
and  Western  strength  against  which  the 
Soviet  Union  warned. 

Although  Hanoi's  effort  to  take  over  Laos 
and  South  Viet-Nam  proceeded  from  im- 
pulses which  were  substantially  independent 
of  Communist  China,  its  technique  consti- 
tuted an  important  test  of  whether  Mao's 
method  would  work  even  under  the  optimum 
circumstances  provided  by  the  history  of  the 
area.  As  General  Giap  [Vo  Nguyen  Giap, 
North  Vietnamese  Minister  of  Defense]  has 
made  clear,  Hanoi  is  conscious  of  this  link: 

South  Viet-Nam  is  the  model  of  the  national  lib- 
eration movement  in  our  time  ...  if  the  special 
warfare  that  the  United  States  imperialists  are  test- 
ing in  South  Viet-Nam  is  overcome,  this  means  that 
it  can  be  defeated  everywhere  in  the  world. 

These  Communist  efforts  to  extend  their 
power  and  influence  beyond  the  truce  lines 
of  the  cold  war  interwove,  as  I  suggested 
earlier,  with  a  second  set  of  problems:  the 
dissatisfaction  of  various  ex-colonial  na- 
tions with  the  frontiers — and  other  arrange- 
ments— which  had  emerged  from  the 
passing  of  colonialism.  The  list  is  long  of  con- 
flicts based  on  real  or  believed  grievances 
of  this  kind:  the  Arab-Israeli  dispute;  Suez; 
Somalia-Ethiopia;    Algeria-Morocco;    Kash- 


mir; West  Irian;  the  Indonesian  confronta- 
tion of  Malaysia;  Cyprus;  et  cetera.  In  addi- 
tion, older  quarrels  were  exacerbated  by  the 
mood  of  rising  nationalism  which  swept  the 
developing  world;  for  example,  Peru-Ecua- 
dor, Thailand-Cambodia.  The  Communist 
powers  sought  to  exploit  a  number  of  these 
conflicts  in  order  to  expand  their  leverage  in 
the  developing  world  via  diplomacy,  subver- 
sion, arms,  and  economic  aid  agreements. 
But  their  roots  mainly  lay  in  an  extension  of 
anticolonial  attitudes  and  doctrines  from  the 
days  of  struggle  to  the  early  years  of  inde- 
pendence, in  a  continuity  of  policy  from  re- 
bellion to  governmental  policy.  It  seemed 
easier  for  some  leaders  of  the  new  nations 
to  create  a  sense  of  nationhood  by  continu- 
ing to  evoke  the  rhetoric  and  methods  of  ^ 
anticolonialism — and  xenophobic  nationalism 
— than  to  turn  immediately  to  the  more  mun- 
dane concepts  and  tasks  demanded  for  the 
successful  building  of  a  viable  nation. 

Passing  of  Romantic  Revolutionaries 

Looking  back  over  this  whole  sequence, 
certain  general  observations  are  possible. 

First,  the  postwar  international  bound- 
aries and  truce  lines  have  proved  remarkably 
resistant  to  efforts  to  alter  them  by  force. 
In  this  first  postwar  generation  the  non- 
Communist  powers  did  not  achieve  a  peace- 
ful world  community  under  law.  But  we  did 
maintain  the  minimum  condition  for  build- 
ing such  a  community;  namely,  that  aggres- 
sion not  be  successful.  And  through  persist- 
ent effort  in  the  United  Nations  we  have 
de-fused  many  small  crises  and  choked  off 
many  episodes  of  violence  which  could  have 
provoked  major  conflict. 

Second,  as  the  two  postwar  decades  ended, 
some  of  the  aggressive,  romantic  revolution- 
aries— Communist  and  non-Communist — 
were  passing  from  the  scene  or  entering  a 
phase  of  protracted  frustration,  for  the  time 
being  at  least.  We  have  been  dealing  with 
leaders  obsessed  by  ambitious  maps  of 
their  region  (or  of  the  world)  which  they 
tried  to  bring  to  reality:  from  Mao's  map  of 
the  area  where  China  has,  in  the  remote  or 
recent  past,  wielded  power  or  influence  to 


494 


DEPARTMENT  OF  STATE  BULLETIN 


Nkrumah's  vision  of  a  united  black  Africa 
led  from  Accra;  from  Castro's  vision  of  the 
Andes  as  the  Sierra  Maestra  of  South  Amer- 
ica to  Ho's  image  of  the  former  French  col- 
onial empire  in  Asia  run  from  Hanoi.  Each 
has  confronted  both  other  people's  national- 
ism, at  the  expense  of  which  these  maps 
would  be  fulfilled,  and  a  more  general  resist- 
ance to  changes  in  the  territorial  or  political 
status  quo  by  external  violence.  Resistance 
to  the  achievement  of  these  visions,  com- 
bined with  the  growing  demand  of  people 
throughout  the  world  for  economic  and  so- 
cial progress,  has  eroded  both  ideological 
and  nationalist  aggressive  romanticism. 

One  sees  this  in  the  Soviet  Union  and 
throughout  Eastern  Europe;  it  is  a  central 
issue  in  the  struggle  within  mainland  China. 
This  is  the  essence  of  the  pragmatic  tide 
rising  through  the  developing  nations,  sup- 
planting the  slogans  derived  from  Lenin's 
"Imperialism"  and  the  struggle  against  co- 
lonialism with  the  more  austere  rhetoric  of 
economic  and  social  development.  A  new 
generation  is  emerging,  skeptical  of  the  ex- 
pansionist and  geopolitical  concepts  and  vi- 
sions that  engaged  their  elders. 

In  an  interesting  leader  of  January  14, 
1967,  "The  Last  Revolution,"  The  Econo- 
mist recently  advanced  the  proposition  that 
the  end  of  Mao  would  be  the  end  of  a  line 
of  romantic  revolutionaries  reaching  back 
to  1789.  I  would  put  the  proposition  this 
way: 

There  have  been  three  major  types  of  war 
in  modern  history:  colonial  wars,  wars  of  re- 
gional aggression,  and  massive  wars  to  alter 
the  Eurasian  balance  of  power — the  latter 
attempted  by  industrially  mature  powers.  In 
the  first  postwar  generation  we  have  had 
to  deal  with  the  threat  of  the  latter,  as  un- 
dertaken by  Stalin  and  Khrushchev,  under 
inhibitions  set  by  the  nuclear  age.  But  we 
have  also  seen  a  good  many  acts  of  regional 
aggression  arising  from  the  dilemmas  and 
the  exuberance  of  newly  formed  national 
states,  as  they  looked  backward  to  past  hu- 
miliation and  forward  to  new  opportunity, 
while  confronting  the  choices  open  to  them 
in  the  early  stages  of  modernization.  Despite 


their  global  pretensions,  I  would  place  Mao's 
efforts  in  the  latter  category. 

Given  the  rhythm  of  modernization,  with 
vast  continents  entering  the  early  stages  of 
modernization  after  the  Second  World  War, 
it  is  natural  that  we  should  have  seen  a 
phase  of  regional  aggression.  From  the  rec- 
ord of  history  we  should  be  in  reasonably 
good  heart  about  this  phase.  For  these  early, 
limited  external  adventures,  associated  with 
late  preconditions  or  early  takeoff  periods, 
appear  generally  to  have  given  way  to  a 
phase  of  absorption  in  the  adventure  of  mod- 
ernizing the  economy  and  the  society  as  a 
whole.  But,  as  I  shall  later  emphasize,  this 
underlying  hopeful  trend  is  potential,  not 
inevitable,  and  it  could  be  transitory. 

If  these  aggressive  impulses  have  dim- 
inished in  the  technologically  mature  Soviet 
Union  and  in  most  of  the  less  developed  na- 
tions, we  should  be  able  to  go  forward  in 
the  generation  ahead  from  the  frustration 
of  aggression  and  the  absence  of  major  hos- 
tilities toward  settlement,  reconciliation,  and 
cooperation.  This,  surely,  should  be  the  ob- 
ject of  policy  in  Asia,  the  Middle  East,  and 
Africa;  as  it  is  already  the  object  of  policy 
in  the  West  with  respect  to  the  Soviet  Union, 
Eastern  Europe,  and  mainland  China. 

International  Economic  Policy 

We  have  had  to  allocate  in  the  first  post- 
war generation  an  enormous  amount  of  our 
energy,  talents,  and  resources  to  the  frustra- 
tion of  aggression  and  the  avoidance  of  ma- 
jor war.  Despite  this  environment  of  tension 
and  to  some  extent  because  of  it,  the  world 
community  has  also  launched  programs  of 
economic  and  social  development  on  an  in- 
ternational basis  which  are  truly  revolu- 
tionary when  compared  to  what  was  done 
during  the  interwar  years  or  deeper  in  the 
past. 

We  began,  of  course,  with  the  Marshall 
Plan  and  Western  Europe.  So  quickly  did 
Western  Europe  respond  that — although  the 
job  was  by  no  means  completed — minds  were 
beginning  to  turn  to  more  systematic  efforts 
in  the  developing  areas  in  the  winter  of 
1948-49;  for  example,  at  the  United  Nations 


MARCH  27,  1967 


495 


General  Assembly  meeting  in  Paris.  Presi- 
dent Truman's  Point  4  proposal  in  January 
1949  was  an  important  benchmark  in  this 
transition.  In  the  United  States  a  Presiden- 
tial commission  was  working  to  systematize 
and  enlarge  this  turn  in  policy  when  the 
attack  was  made  in  June  1950  on  South 
Korea.  The  Korean  war  both  postponed  a 
focusing  of  public  attention  and  resources 
on  the  problems  of  development  and,  through 
a  sharp  rise  in  raw  material  prices,  appeared 
to  diminish  somewhat  its  urgency. 

Multilateral  Support 

It  was  in  the  post-Korea  phase  that 
thought  and  policy  began  to  crystallize 
around  the  problem  of  accelerating  economic 
growth  in  developing  nations.  In  the  early 
1950's  the  best  work  on  development  by  the 
United  States  was  done  in  places  in  which 
we  had  major  security  commitments;  for 
example,  Turkey,  Taiwan,  and  Korea.  The 
substantial  and  sustained  assistance  provided 
for  security  purposes  was  gradually  put  to 
good  advantage  in  terms  of  development. 
But  toward  the  end  of  the  1950's,  doctrines 
took  hold  and  institutions  emerged  aimed  at 
development  itself — outside  a  narrow  secu- 
rity context — notably  the  Development  Loan 
Fund,  the  Inter-American  Bank,  the  Wise 
Men's  study  of  India  and  Pakistan  for  the 
World  Bank,  and  the  creation  of  the  World 
Bank's  soft  loan  window,  the  International 
Development  Association. 

Evidently  the  United  States  was  not  alone 
in  this  transition.  As  colonies  moved  toward 
independence,  the  metropolitan  powers  be- 
gan to  provide  systematic  aid  to  the  new 
nations  for  which  they  formerly  had  borne 
a  direct  responsibility.  The  Colombo  Plan 
organization  was  set  up,  for  example,  as 
early  as  1950. 

But  only  in  the  first  half  of  the  1960's 
did  the  world  community  begin  to  bring  de- 
velopment policy  toward  the  center  of  the 
stage:  with  the  consortia  arrangements  of 
the  World  Bank  for  India  and  Pakistan;  the 
Alliance  for  Progress;  and  a  variety  of  other 
international  consultative  institutions.  In  the 
United  States  this  transition  assumed — put- 


ting aside  Viet-Nam — the  form  of  a  shift 
from  military  to  economic  support  and  from 
generalized  supporting  assistance  to  pur- 
poseful development  aid.  Economic  assist- 
ance of  nations  other  than  the  United  States 
rose  by  18  percent  from  1960  to  1965. 

This  barely  noticed  expansion  in  the  multi- 
lateral machinery  and  resources  available  for 
support  of  developing  nations  was  accompa- 
nied by  a  learning  process  within  those 
nations  which  has  been  quite  dramatic.  One 
after  another  success  story  in  development 
emerged  in  the  sense  that  nations  learned 
the  trick  of  generating  sustained  and  reason- 
ably balanced  growth  at  rates  which  substan- 
tially outstripped  population  increase.  The 
list  is  now  quite  long:  Greece,  Turkey,  Israel, 
Korea,  Taiwan,  Thailand,  Malaysia,  Paki- 
stan, Iran,  Turkey,  and  nations  in  Latin 
America  containing  perhaps  three-quarters 
of  the  population  of  that  continent. 

The  problems  of  development  are,  of 
course,  by  no  means  solved.  Large  parts  of 
Africa,  for  example,  have  not  yet  developed 
the  human  and  physical  infrastructure  and 
sufficient  political  unity  required  for  a  sus- 
tained takeoff.  And  in  each  of  the  other  de- 
veloping regions  some  countries  have  not  yet 
established  the  necessary  and  sufficient  con- 
ditions— economic  and  political — for  takeoff. 

Finally,  India,  with  500  million  human  be- 
ings, is  not  yet  stably  on  the  road  to  sus- 
tained growth.  But  many  of  the  prerequisites 
exist,  and  beneath  the  surface  of  the  present 
political  and  agricultural  situation,  important 
new  elements  of  agricultural  and  industrial 
vitality  give  solid  grounds  for  hope. 

In  general,  we  have  made  great  but  uneven 
progress  thus  far  in  the  1960's.  Many  of  the 
old  contentious  debates  have  subsided  as  men 
perceived  their  irrelevance;  for  example,  ar- 
guments concerning  private  versus  public 
enterprise,  industry  versus  agriculture.  They 
have  given  way  to  a  pragmatic  synthesis. 
New  concepts,  working  methods,  and  institu- 
tions have  emerged  which  should  permit 
vigorous  growth  in  the  developing  nations 
in  the  generation  ahead. 

But  a  lion  stands  in  the  path:  the  food- 
population    problem.    The    solution    to    this 


496 


DEPARTMENT  OF  STATE  BULLETIN 


problem    will    certainly    be    central    to    the 
agenda  of  the  coming  generation. 

The  elementary  facts  are  these.  If  present 
trends  continue,  the  world's  population  will 
,  grow  from  some  3.4  billion  today  to  about 
4.5  billion  by  1980.  Nearly  three-fourths  of 
this  tremendous  expansion  will  be  in  the 
population  of  the  developing  world.  Popula- 
tion control  measures  instituted  over  this 
period  could  damp  this  increase  somewhat; 
but  they  could  have  a  profound  effect  by 
the  year  2000.  To  feed  this  increased  popula- 
tion at  existing  levels  of  consumption — and 
allowing  for  the  impact  of  urbanization  and 
'  income  increases  on  effective  food  demand — 
will  require  an  annual  rate  of  increase  of  at 
least  4  percent  of  food  production  in  the  de- 
veloping world.  The  overwhelming  portion 
of  this  increase  will  have  to  be  met  from  in- 
creased production  in  the  developing  world. 
The  average  rate  of  increase  in  food  produc- 
tion over  the  past  5  years  has  been  only 
slightly  over  2  percent.  To  avoid  mass  star- 
vation— in  President  Johnson's  phrase,  ^  "to 
help  bring  our  most  basic  human  account 
into  balance" — the  whole  world  community 
will  have  to  apply  to  its  solution  every  device 
at  its  command.  Moreover,  sometime  during 
the  coming  generation,  mainland  China  will 
have  to  acknowledge  more  fully  and  act  on 
the  proposition  that  agriculture  and  popula- 
tion control  is  its  fundamental  problem;  and 
it  may  need  the  help  of  the  world  community 
to  avoid  mass  starvation. 

As  work  on  development  moved  forward, 
a  parallel  and  related  evolution  occurred  in 
cooperation  among  the  industrialized  nations. 
The  OEEC  [Organization  for  European  Eco- 
nomic Cooperation],  which  managed  Euro- 
pean revival,  was  converted  to  the  OECD 
[Organization  for  Economic  Cooperation  and 
Development]  in  1961,  embracing  Japan  in 
1964.  It  gradually  became  a  forum  for  exam- 
ining the  economic  relations  among  the  more 
advanced  states,  generating  a  spirit  of  ac- 
knowledged interdependence  among  the  in- 
dustrialized nations  which  has  also  suffused 
monetary  and  trade  poUcy  in  such  world 


'Ibid. 


organizations  as  the  IMF  [International 
Monetary  Fund]  and  GATT  [General  Agree- 
ment on  Tariffs  and  Trade] . 

Much  in  postwar  security  pohcy  was 
rooted  in  a  consciousness  of  our  tragic  com- 
mon failure  to  stop  aggression  in  time  during 
the  1930's.  Similarly,  postwar  economic 
policy  reflected  the  memory  of  the  nationalis- 
tic policies  which  converted  the  recession 
after  1929  into  a  convulsive  global  catas- 
trophe. 

We  have  clearly  done  better  in  interna- 
tional economic  policy  during  the  first  post- 
war generation  than  we  did  during  the  inter- 
war  years,  although  at  least  four  major  mat- 
ters remain  on  the  agenda  for  the  years 
ahead: 

— An  international  aid  policy  geared  to 
self-help  measures  but  sufficiently  expanded 
in  scale  to  permit  high  and  steady  rates  of 
growth  in  those  developing  nations  prepared 
to  take  the  necessary  parallel  domestic 
action. 

— A  satisfactory  international  monetary 
system  which  recognizes  and  relates  problems 
of  liquidity  to  problems  of  international  capi- 
tal sources  and  movements  and  the 
realities  of  the  balance-of -payments  adjust- 
ment process. 

— A  reconciliation  of  agricultural  policies 
in  the  light  of  the  overwhelming  fact  of  the 
food-population  problem,  and  the  adoption 
of,  and  support  for,  voluntary  programs  of 
population  control  in  the  developing  world. 

— A  satisfactory  trade  policy  embracing 
the  legitimate  interests  of  developed  and  de- 
veloping nations. 

The  Movement  Toward  Regionalism 

The  tasks  of  economic  cooperation  have 
combined  with  a  movement  toward  organized 
interdependence  in  the  world  community — 
especially  in  regional  groups — -whose  roots 
go  deeper  than  economics.  The  nations  of  the 
Western  Hemisphere  had  successfully  pressed 
for  a  formal  recognition  of  its  regional 
grouping  at  the  United  Nations  Charter 
Conference  in  San  Francisco  in  1945;  but  the 
postwar  movement  toward  regionalism  be- 
gan, of  course,  in  Western  Europe. 


MARCH  27,  1967 


497 


Essentially,  the  movement  toward  Western 
European  unity  recognized  three  facts: 

— As  many  Western  European  leaders 
looked  ahead,  starting  from  the  devastation 
of  the  Second  World  War  and  the  acute  de- 
pendence on  the  United  States  of  the  post- 
war days,  they  reached  out  for  a  method  of 
organization  which  would  give  them  a  larger 
voice  in  their  own  destiny. 

— They  perceived,  however,  that  in  mili- 
tary, economic,  and  other  matters,  a  measure 
of  interdependence  with  the  United  States 
would  be  required  for  the  indefinite  future; 
and 

— They  accepted  the  fact  that  the  nation- 
state — even  nation-states  of  50  million  com- 
manding the  best  in  modern  science  and  tech- 
nology— could  not  deal  effectively  either  with 
the  United  States  as  a  partner  or  with  the 
scale  of  the  problems  which  were  emerging 
on  the  world  scene,  whether  East-West  or 
North-South. 

Western  European  regionalism  was  con- 
ceived by  Europeans  as  a  method  for  solving 
this  three-sided  dilemma.  And  it  had  the 
steady  support  of  the  United  States  which  in 
1947  made — and  has  sustained — a  conscious 
decision  that  a  strong,  unified  Western 
Europe  was  mere  in  its  longrun  interest 
than  fragmented  but  less  capable  European 
partners. 

In  the  first  postwar  generation.  Western 
European  unity  moved  forward  substantially, 
goaded  by  the  Soviet  threat  but  inhibited  by 
an  understandable  reluctance  to  surrender 
deeply  rooted  national  concepts.  Today — de- 
spite evident  and  grave  problems — that  move- 
ment is  still  alive  and  active  despite  the  ris- 
ing sense  of  security  since  the  Berlin  crisis 
and  the  Cuba  missile  crisis  of  1961  and  1962. 
And  as  one  contemplates  the  agenda  for  the 
coming  generation,  as  nearly  as  it  can  now  be 
defined,  the  case  remains  valid,  strengthened 
by  evidence  that  it  is  difficult  to  absorb  and 
apply  certain  types  of  new  technology  with- 
out investments  in  research  and  development 
and  markets  beyond  the  reach  of  nations  of 
50  million.  Western  Europe  is  unlikely  to 
make    the    maximum    contribution    that    it 


could  make  to  the  tasks  of  security,  human 
welfare,  reconciliation,  and  institution-build- 
ing in  the  world  community  unless  it  con- 
tinues to  move  toward  unity. 

Meanwhile,  in  the  course  of  the  1960's, 
forces  similar  to  those  which  have  initiated 
economic  regionalism  in  Western  Europe  be- 
gan to  take  hold  in  other  parts  of  the  world, 
notably  in  Latin  America  and,  most  recently, 
in  Asia. 

Economic  Cooperation  in  Latin  America 

Latin  American  unity  is  an  old  dream,  dat- 
ing from  the  days  of  Bolivar.  It  has  taken  on 
a  new  vitality  as  Latin  Americans  have 
moved  from  the  first  stage  of  their  indus- 
trialization, focused  on  the  production  of  con- 
sumer goods  in  substitution  for  imports,  to 
growth  centered  on  medium  and  heavy  indus- 
try. In  terms  of  stages  of  growth,  the  more 
advanced  countries  of  Latin  America — Mex- 
ico, the  southern  regions  of  Brazil,  and 
Argentina,  for  example — are  emerging  from 
takeoff  and  moving  toward  technological  ma- 
turity. In  Mexico,  at  least,  that  transition  has 
been  successfully  made,  although  throughout 
Latin  America  industrialization  is  hobbled 
by  an  overly  protective  system  which  has  di- 
minished competition,  efficiency,  and  full 
utilization  of  capacity.  Powerful  vested  in- 
terests are  embedded  in  those  national  pro- 
tective systems. 

But  as  the  Latin  Americans  move  into  in- 
dustries of  higher  and  more  sophisticated 
technology,  they  are  beginning  to  try  to  over- 
come this  heritage  of  takeoff.  They  feel 
acutely  the  constriction  of  national  markets 
and  the  irrationality  of  building  steel,  auto- 
mobile, chemical,  and  other  industries  on  a 
national  basis.  They  are  also  being  pushed 
toward  economic  integration  by  an  aware- 
ness that  their  traditional  exports  are  un- 
likely to  earn  the  foreign  exchange  needed 
for  their  further  development.  They  must 
therefore  cultivate  industrial  exports.  But  at 
the  present  time  they  must  go  through  a 
transitional  stage  of  regional  protectionism 
before  they  can  emerge  with  competitive  ef- 
ficiency on  the  world  scene. 


498 


DEPARTMENT  OF  STATE  BULLETIN 


Meanwhile,  the  Central  American  Com- 
mon Market  has  demonstrated  that  countries 
at  a  much  earlier  stage  of  development  can 
profit  greatly  from  a  common  market  ar- 
,  rangement — a  lesson  worth  the  serious  atten- 
tion of  Africa,  the  Middle  East,  and  South- 
east Asia. 

Finally,  the  Latin  Americans  are  beginning 
to  look  inward  from  the  coastal  cities,  which 
have  historically  been  the  basis  for  their 
modernization.  They  are  beginning  to  recog- 
nize expanding  needs  and  possibilities  for 
international  collaboration  in  developing  the 
inner  frontiers  of  South  America. 

These  convergent  and  palpable  economic 
forces  making  for  economic  cooperation  and 
integration  are  supported  by  a  sense — not 
unlike  that  which  continues  to  motivate  the 
European  unity  movement — that  in  the  world 
of  the  present  and  the  future  the  voice  of 
Latin  America  will  be  strengthened  to  the 
extent  that  Latin  Americans  can  find  com- 
mon ground  and  common  policies. 

It  is  natural,  therefore,  that  the  currently 
discussed  meeting  of  the  Presidents  of  the 
American  Republics  should  focus  primary  at- 
tention on  economic  integration  and  multi- 
national projects. 

Surge  of  Regionalism  in  Asia  and  Africa 

In  Western  Europe  and  Latin  America 
those  pressing  toward  unified  action  could 
build  on  a  substantially  common  tradition. 
But  in  Asia,  history  offered  a  less  promising 
initial  base.  Nevertheless,  we  have  seen  in  the 
past  2  years  a  quite  remarkable  surge  of 
regional  enterprise  in  Asia. 

From  South  Korea  to  Australia,  from  Ja- 
pan to  Singapore,  there  are  solid  and  par- 
ticular national  reasons  why  the  nations  of 
Asia  and  the  Pacific  should  begin  to  group 
together  in  mutual  support.  These  under- 
lying considerations  were  strengthened  by 
the  American  commitment  of  major  forces  in 
Viet-Nam  in  1965,  which  has  given  to  the 
region  confidence  that  it  has  a  future  to  de- 
sign. 

As  in  Europe  and  Latin  America,  the  ini- 
tial expression  of  this  movement  has  been  in 
the  form  of  economic  institutions:  the  rapid 


negotiation  of  the  Asian  Development  Bank, 
the  new  vitality  of  the  Mekong  Committee, 
gatherings  to  survey  the  possibilities  of  re- 
gional action  in  education,  agriculture,  et 
cetera.  It  remains  to  be  seen  how  the  en- 
couraging political  impulses  which  underlay 
the  Asian  and  Pacific  Council  in  Seoul  and 
the  Association  of  Southeast  Asia  will  evolve. 

In  Africa,  too,  where  regional  cooperation 
has  existed  in  some  regions,  such  as  east 
Africa,  one  can  detect  other  beginnings,  at 
least,  of  the  same  mixture  of  economic  and 
political  impulses  that  have  led  to  regional- 
ism elsewhere.  The  Organization  of  African 
Unity  has  existed  since  May  1963.  Despite 
political  schisms,  regional  and  ideological,  it 
undertook  to  deal  with  two  substantial 
African  disputes — Somalia-Ethiopia  and 
Morocco-Algeria — thus  avoiding  the  inter- 
vention of  extra-African  powers.  On  the  eco- 
nomic side,  the  African  Development  Bank 
has  been  launched  and  subregional  economic 
communities  are  being  formed  in  eastern 
and  west  Africa  as  a  result  of  planning  by 
the  EC  A  [Economic  Commission  for  Africa]. 
Most  of  Africa,  as  noted  earlier,  is  in  a  pre- 
industrial  stage,  building  slowly  the  precon- 
ditions for  takeoff.  It  makes  good  sense  to  try 
to  create  the  essential  physical  and  institu- 
tional infrastructure,  in  this  pliant  early 
phase  of  development,  on  a  regional  and  sub- 
regional  basis.  This  was  a  major  considera- 
tion that  led  to  the  reshaping  of  the  Ameri- 
can aid  program  to  Africa  over  the  past  year 
to  give  greater  emphasis  to  multinational 
cooperation. 

As  the  evolution  of  the  movement  toward 
Western  European  unity  indicates,  the  build- 
ing of  regionalism  is  a  long,  slow  process.  At 
every  stage  the  case  for  moving  forward 
must  overcome  the  inherent  attraction  and 
inertia  of  staying  with  familiar  national 
modes  of  operation.  Moreover,  regionalism  is 
no  substitute  for  building  solid  national  struc- 
ture. Nevertheless,  the  next  generation  is 
likely  to  see  real,  if  irregular,  progress  to- 
ward regional  cooperation,  because  the  po- 
litical and  economic  impulses  which  underlie 
it  are  compelling.  Regional  cooperation — 
within  a  framework  of  global  collective  secu- 


MARCH  27,  1967 


499 


rity  and  common  efforts  in  development — is 
likely  to  grow,  as  it  must,  if  the  desires  of 
men  and  governments  to  take  a  larger  hand 
in  their  own  destiny  are  to  be  reconciled  with 
the  inadequacies  of  the  nation-state  on  the 
one  hand  and  the  imperatives  of  interdepend- 
ence on  the  other. 

For  the  United  States,  this  move  toward 
regionalism  has  a  particular  meaning.  We 
were  drawn  into  world  responsibility  after 
the  Second  World  War  by  the  need  to  fill 
certain  vacuums  of  power.  The  cost  of  not 
helping  in  Greece,  Turkey,  Western  Europe, 
Korea,  and  elsewhere  was  self-evident;  and 
it  was  judged,  case  by  case,  to  outweigh  the 
burden  of  engagement.  But  postwar  America 
was  not  interested  in  building  a  network  of 
satellites.  It  looked  forward  to  the  earliest 
time  when  other  nations  could  stand  on  their 
own  feet  and  deal  with  us  as  partners  in  as 
safe  and  orderly  and  progressive  a  world 
community  as  we  all  could  achieve. 

Regionalism,  in  Western  Europe  and  else- 
where, has  thus  commended  itself  to  the 
United  States  as  a  way  of  permitting  us  to 
shift  away  from  the  disproportionate  bi- 
lateral relations  inherent  in  a  large  power 
working  with  smaller  powers. 

We  see  in  regionalism  a  way  not  of  return- 
ing to  isolation  but  of  leaving  the  nations  of 
the  various  regions  to  do  as  much  for  them- 
selves as  they  can — and  more  with  the  pas- 
sage of  time — while  preserving  the  ties  of 
interdependence  where  they  are  judged  on 
both  sides  to  be  in  the  common  interest. 

Key  Problems  of  the  Cold  War 

The  central  lesson  we  have  drawn  from 
our  experience — and  from  the  whole  sweep 
of  events  since  1914 — is  that  our  main  task 
is  the  organization  of  a  durable  peace.  We 
tend,  looking  back,  to  share  Churchill's  judg- 
ment of  the  Second  World  War  as  "unneces- 
sary." We  are  conscious  that  in  a  nuclear  age 
the  human  race  cannot  afford  another  world 
war.  Therefore,  whatever  the  frustrations 
and  difficulties,  we  are  committed  to  look  be- 
yond the  non-Communist  islands  of  security, 
progress,  and  order  to  a  settlement  of  the 


cold  war  itself  and  the  shaping  of  something 
like  a  true  global  community. 

The  first  condition  for  such  a  community 
is,  I  would  say  again,  that  alterations  of  the 
international  status  quo  by  force  not  be  per- 
mitted to  succeed.  The  status  quo  is,  of 
course,  not  sacrosanct.  It  is  always  changing. 
And  in  the  past  two  decades  it  has  altered 
in  major  ways  through  changes  within  na- 
tions and  by  international  agreement.  We 
now  have,  for  example,  a  fairly  promising 
prospect  before  us  in  relations  between  the 
Soviet  Union  and  Eastern  Europe  on  the  one 
hand  and  the  West  on  the  other.  But  we  shall 
forget  at  our  peril  that  this  prospect  was 
created  mainly  by  the  strength  and  unity  of 
the  West  when  confronted  by  the  challenges 
of  Stalin  and  Khrushchev. 

Looking  ahead,  we  can  define  one  aspect 
of  the  challenge  of  the  next  generation  as 
this:  whether  we  can  in  this  timespan  solve 
the  three  problems  which  from  the  early 
postwar  years  onward  have  virtually  defined 
the  cold  war: 

— Ending  the  division  of  Germany  and 
Europe; 

— Preventing  further  nuclear  proliferation 
and  damping  the  arms  race  in  strategic  nu- 
clear weapons  systems  between  the  United 
States  and  the  Soviet  Union; 

— Bringing  mainland  China  into  a  normal 
relation  to  the  world  community. 

In  diflferent  ways,  each  of  these  issues  is  now 
active. 

The  Division  of  Germany 

There  is  a  growing  consensus  in  the  West 
that  our  task  with  respect  to  the  Soviet 
Union  and  Eastern  Europe  is  to  make  the 
most  of  the  forces  of  moderation  which  have 
emerged  since  1953,  and  especially  since  the 
Cuba  missile  crisis,  and  gradually  to  create 
an  environment  in  which  the  East-West  con- 
frontation is  so  reduced  that  the  problem  of 
Germany  can  be  peacefully  resolved. 

No  one  can  now  perceive  the  time  or  the 
shape  of  such  a  resolution.  But  there  is  a 
common  will  to  create  an  environment  in 
which  the  major  unresolved  question  of  the 


500 


DEPARTMENT  OF  STATE  BULLETIN 


cold  war  in  Europe  can  be  settled.  Under- 
lying this  process  is  a  dilution,  at  least,  of 
the  Communist  commitment  that  they  must 
help  impose  their  doctrines  on  others;  the 
'  rising  tide  of  national  and  regional  assertive- 
ness  in  both  Eastern  and  Western  Europe; 
and  the  washing  away,  under  the  tests  of 
performance,  of  the  Conmiunist  conviction 
that  their  systems  for  organizing  society  are 
inherently  superior  to  those  of  the  West. 

The  process  will  not  move  forward  auto- 
matically. It  could  easily  be  disrupted  if  the 
West  fragmented  and  presented  opportuni- 
ties for  renewed  pressure  from  the  East;  but 
right  now  it  is  in  at  least  slow  motion  with 
virtually  universal  support  in  the  West. 

Whereas  the  moment  of  truth  in  East- West 
relations,  centering  on  a  resolution  of  the 
German  problem,  may  not  come  upon  us  for 
some  time,  we  face  in  the  months  ahead  an 
urgent  and  critical  question  with  respect  to 
the  nuclear  arms  race. 

Nuclear  Arms  Race 

We  are  all  actively  trying  to  find  the  terms 
for  a  nonproliferation  agreement,  and  the 
emergence  of  an  anti-ballistic-missile  defense 
for  Moscow  has  posed  for  the  United  States 
and  the  Soviet  Union  the  question  of  whether 
the  nuclear  arms  race  shall  be  brought  under 
control  or  go  into  a  vast  and  expensive  round 
of  escalation  on  both  sides  with  respect  to 
both  offensive  and  defensive  weapons. 

The  two  issues  are  partially  linked.  It  may 
well  be  argued  that  it  will  be  more  difficult 
for  the  nonnuclear  powers  to  accept  a  non- 
proliferation  agreement  if  its  context  is 
believed  to  be  a  heightening  of  the  bilateral 
arms  race  in  strategic  systems  between  the 
United  States  and  the  Soviet  Union.  And 
there  will  be  other  searching  questions  raised 
by  the  non-nuclear-weapons  states  in  the  cur- 
rent meeting  of  the  Eighteen  Nation  Disar- 
mament Conference  at  Geneva  and  beyond 
which  require  response. 

But  if  we  failed  to  create  a  world  of  non- 
proliferation,  the  result  would  not  merely  be 
more  national  nuclear  systems  and  the  insta- 
bilities that  might  accompany  such  a  situa- 


tion but  also  a  fragmenting  of  political  re- 
lations within  the  non-Communist  world.  But 
if  we  should  succeed — as  we  must  try  very 
hard  to  do — the  world  community  will  be 
drawn  closer  together. 

What  is  at  stake,  therefore,  in  the  discus- 
sions and  negotiations  that  are  upon  us  in 
these  days,  are  issues  which  will  set  much 
of  the  framework  for  the  organization  of  the 
world  community  over  the  next  generation. 

Communist  China 

In  Communist  China  we  are  seeing  one  of 
the  great  dramas  of  modem  history.  The 
Long  March  veterans,  who  worked  for  more 
than  30  years  in  what  appeared  to  be  re- 
markable unity,  have  now  split  and  are  en- 
gaged in  an  open  struggle  for  power.  Beneath 
the  surface  of  the  struggle  for  power  is  a 
debate  on  policy  between  revolutionary  ro- 
mantics and  pragmatists.  The  resolution  of 
this  debate  will  shape  mainland  policy  and 
Communist  China's  relations  for  many  years 
ahead. 

This  judgment  reaches  back  to  the  nature 
and  roots  of  the  Chinese  crisis.  It  is  clear 
that  after  their  remarkable  victory  in  1949, 
Chinese  Communist  leaders  made  two  gran- 
diose errors. 

First,  they  set  in  motion  a  pattern  of  eco- 
nomic development  focused  on  heavy  industry 
and  the  modernization  of  their  armed  forces 
which  was  historically  inappropriate.  They 
behaved  as  if  they  were  at  a  stage  similar 
to  Stalin's  Soviet  Union  of  1930;  in  fact,  they 
were  closer  to  that  of  Japan  near  the  turn 
of  the  century.  Like  Japan  at  that  time,  they 
needed  to  develop  in  modern  China — as  a 
foundation  for  industrialization — an  agricul- 
tural system  based  on  strong  peasant  incen- 
tives, combined  with  the  massive  application 
of  chemical  fertilizers.  They  chose  collectiv- 
ization and  inadequate  investment  in  agri- 
culture. Despite  some  shift  in  recent  years 
toward  a  higher  priority  for  agriculture,  the 
result  is  a  food-population  position  which  is 
incompatible  with  rapid  economic  develop- 
ment. 

Second,  they  chose  to  move  out  onto  the 


MARCH  27,  1967 


501 


Asian  and  world  scene  with  objectives  that 
disregarded  the  realities  of  power  in  the 
world  arena.  They  sought  an  expansion  of 
control  and  influence  beyond  their  capacity — 
and  they  failed. 

In  the  face  of  these  failures,  the  future  of 
Chinese  domestic  and  foreign  policy  is  evi- 
dently now  at  stake  as  well  as  the  future  of 
the  leaders  engaged. 

No  one  can  confidently  predict  the  timing 
and  the  sequence  of  the  outcome.  There  is  a 
decent  hope,  however,  that  soon  or  late,  a 
mainland  China  will  emerge  which  will  ac- 
cept as  its  primary  task  the  modernization 
of  the  life  of  the  nation  and  accept  also  the 
proposition  that  the  international  frontiers 
of  the  region  shall  not  be  changed  by  the  use 
of  force. 

So  far  as  the  United  States  is  concerned. 
President  Johnson  has  made  clear  on  a  num- 
ber of  occasions  that  we  look  forward  to 
that  day  and  to  welcoming  that  kind  of  main- 
land China  into  the  community  of  nations. 

Shaping  Historical  Possibilities 

What  I  have  asserted  thus  far  is  that  the 
tasks  of  the  second  postwar  generation  may 
consist  in: 

First,  moving  from  the  mere  frustration 
of  aggression  to  a  phase  of  settlement,  recon- 
ciliation, and  cooperation  with  respect  to 
endemic  disputes  arising  either  with  Com- 
munist regimes  or  between  non-Conamunist 
states; 

Second,  moving  forward  in  the  tasks  of 
growth  in  the  developing  regions  and  espe- 
cially coming  to  grips,  as  a  world  community, 
with  the  food-population  problem; 

Third,  carrying  forward,  refining,  and  con- 
solidating the  movements  toward  regionalism 
— in  Western  Europe  and  elsewhere — as  well 
as  global  cooperative  enterprises  in  the  fields 
of  aid,  trade,  money,  and  in  various  tech- 
nical fields  which  lend  themselves  best  to 
universal  effort; 

Fourth,  moving  toward  a  liquidation  of  key 
issues  of  the  cold  war  in  Europe  and  toward 
arms  control,  while  working  to  bring  a  more 


moderate  Communist  China  into  a  normal 
relationship  to  Asia  and  the  world. 

Taken  together  they  offer  expanding  scope 
for  the  United  Nations  in  the  years  ahead. 
In  the  past  two  decades  the  U.N.  has  contrib- 
uted to  each  major  dimension  of  international 
policy,  but  the  inherent  schisms  and  conflicts 
of  those  years  often  bypassed  the  U.N.  or 
permitted  it  only  a  secondary  or  marginal 
role.  If  we  can  move  forward  on  the  agenda 
I  have  outlined,  the  U.N.  may  begin  more 
nearly  to  fulfill  the  functions  envisaged  for 
it  in  1945. 

Having  held  up  this  challenging  but  essen- 
tially hopeful  vision  of  what  may  lie  ahead, 
I  would  now  wish  to  underline  a  general 
proposition:  On  occasion  it  may  be  proper  to 
regard  the  course  of  history  as  inevitable, 
ex  post;  but  not  ex  ante. 

There  was  nothing  inevitable  about  what 
we  achieved  in  the  first  postwar  generation: 
the  revival  of  Western  Europe;  the  preserva- 
tion of  freedom  in  Turkey,  Greece,  and  West 
Berlin;  the  saving  of  South  Korea  and  Ma- 
laya; the  Alliance  for  Progress;  the  removal 
of  Soviet  missiles  from  Cuba;  and  all  the 
rest.  These  enterprises  took  brave,  and  often 
visionary,  men  and  women  of  many  nations. 
They  did  not  rely  on  inevitable  historical 
trends:  They  shaped  historical  possibilities 
by  their  commitment. 

Nor  were  our  failures  over  these  years  in- 
evitable— explicable,  as  always,  but  not  in- 
evitable. 

And  there  is  no  inevitability  built  into  the 
projection  I  have  outlined  for  the  second 
postwar  generation,  only  possibilities.  And 
these  constructive  possibilities  will  not  be 
made  good  unless  we  work  as  hard  at  them 
as  we  have  worked  in  the  past  20  years  on 
a  somewhat  different  agenda. 

It  would,  in  fact,  not  be  difficult — survey- 
ing the  forces  at  work  within  Western 
Europe,  in  East-West  relations,  in  the  dy- 
namics of  the  developing  regions,  in  the 
forces  at  play  within  Communist  China — to 
project  a  quite  different  prospect:  a  prospect 
of  progressive  movement  not  toward  order 


502 


DEPARTMENT  OF  STATE  BULLETIN 


and  reconciliation  and  progress  but  toward 
disruption,  fragmentation,  mass  hunger,  and 
renewed  danger. 

For  example,  the  great  hopes  for  progress 
in  East-West  relations  depend  on  the  main- 
tenance of  an  adequate,  flexible,  and  inte- 
grated defense  system  in  the  West,  as  well 
as  on  an  imaginative  and  creative  approach 
to  the  East.  There  is  no  reason  to  believe  that 
a  failure  of  the  West  to  stay  together  might 
not  tempt  Moscow  again  toward  adventure. 

Similarly,  a  failure  of  the  Vietnamese  and 
their  allies  to  see  through  the  engagement  to 
an  honorable  peace  could  destroy  the  emerg- 
ing foundation  for  confidence  and  regional 
cooperation  in  Asia,  with  further  adverse 
consequences  on  every  continent. 

The  Confrontation  in  Viet-Nam 

I  have  said  little  thus  far  about  the  Ameri- 
can position  on  Viet-Nam  because  I  wished 
to  expose  one  American's  view  of  the  broad 
tasks  of  foreign  policy  that  lie  before  us  all. 
President  Johnson  is  conducting  a  policy 
which,  in  fact,  is  already  at  grips  with  many 
of  what  I  have  called  second-generation  tasks. 
I  come  from  a  Government  which,  contrary 
to  a  widespread  view,  is  not  overwhelmed 
and  obsessed  by  the  problem  of  Viet-Nam. 

On  the  other  hand,  we  are  confident  that 
what  we  are  seeking  to  accomplish  in  Viet- 
Nam  is  right  and  essential  if  we  are  to  move 
successfully  through  the  great  transition. 

We  are  honoring  a  treaty  which  committed 
us  to  "act  to  meet  the  common  danger"  in 
the  face  of  "aggression  by  means  of  armed 
attack"  in  the  treaty  area.^  And  this  commit- 
ment is  also  being  honored  by  Australia,  New 
Zealand,  the  Philippines,  and  Thailand — as 
well  as  by  the  remarkable  action  of  South 
Korea,  which  was  not  bound  by  treaty  in 
this  matter. 

We  are  also  dealing  with  the  gross  and 
systematic  violation  of  an  agreement,^  signed 


'  For  text  of  the  SEATO  treaty,  see  ibid.,  Sept.  20, 
1954,  p.  393. 

'  For  background  and  text,  see  ibid.,  Aug.  13,  1962, 
p.  259. 


in  1962,  which  committed  all  parties,  includ- 
ing Hanoi,  to  withdraw  their  military  forces 
from  Laos,  to  refrain  from  reintroducing 
such  forces,  and  to  refrain  from  using  the 
territory  of  Laos  for  interference  in  the  in- 
ternal affairs  of  other  countries. 

We  are  also  encouraged  by  the  efforts  of 
the  people  of  South  Viet-Nam  to  make  a 
transition  to  orderly  constitutional  govern- 
ment of  the  kind  which  the  people  of  South 
Korea  have  accomplished  with  such  notable 
success  since  1961. 

And  we  are  answering,  as  we  have  had 
to  answer  on  other  occasions,  the  question: 
Are  the  word  and  commitment  of  the  United 
States  reliable?  For  the  United  States  cannot 
be  faithful  to  its  alliances  in  the  Atlantic  and 
unfaithful  to  its  alliances  in  the  Pacific. 

I  know  that  some  of  the  younger  genera- 
tion in  the  United  States — and,  I  daresay,  in 
Great  Britain — believe  that  we  in  the  Ameri- 
can Government  are  old-fashioned  in  our  ap- 
proach to  Viet-Nam.  It  is  true  that  we  recall 
often  the  lessons  of  the  1930's;  we  recall  ex- 
periences in  Greece  and  Berlin  and  Korea 
which  are  not  part  of  the  living  memory  of 
those  now  in  universities.  That  is,  I  think, 
because  our  experience  has  forced  us  to  con- 
template the  chaos  since  1914  and  the  reality 
of  the  task  of  building  a  durable  peace.  A 
new  generation  will,  of  course,  decide  what 
in  its  experience  is  to  be  remembered  and  set 
its  own  goals  and  priorities. 

But  in  the  perspective  I  have  presented 
tonight,  what  is  old-fashioned  about  Viet- 
Nam  is  the  effort  by  the  leaders  in  Hanoi 
to  make  their  lifelong  dream  of  achieving 
control  over  Southeast  Asia  come  to  reality 
by  the  use  of  force. 

It  is  their  concept  of  "wars  of  national 
liberation"  that  is  old-fashioned.  It  is  being 
overtaken  not  merely  by  the  resistance  of 
the  seven  nations  fighting  there  but  also  by 
history  and  by  increasingly  pervasive  atti- 
tudes of  pragmatism  and  moderation. 

History,  I  deeply  believe,  will  show  in 
Southeast  Asia,  as  it  has  displayed  in  many 
other  parts  of  the  world,  that  the  interna- 
tional status  quo  cannot  be  altered  by  use  of 


MARCH  27,  1967 


503 


external  force.  That  demonstration  is  costing 
the  lives  of  many  South  Vietnamese,  Ameri- 
cans, Koreans,  Australians,  and  others  who 
understand  the  danger  to  them  of  permitting 
a  change  in  the  territorial  or  political  status 
quo  by  external  violence,  who  cherish  the 
right  of  self-determination  for  themselves 
and  for  others. 

If  the  argument  I  have  laid  before  you  is 
correct — and  if  we  have  the  common  will  to 
hold  together  and  get  on  with  the  job — the 
struggle  in  Viet-Nam  might  be  the  last  great 
confrontation  of  the  postwar  era. 

If  the  Cuba  missile  crisis  was  the  Gettys- 
burg of  the  cold  war,  Viet-Nam  could  be  the 
Wilderness;  for,  indeed,  the  cold  war  has 
been  a  kind  of  global  civil  conflict.  Viet-Nam 
could  be  made  the  closing  of  one  chapter  in 
modem  history  and  the  opening  of  another. 

Dealing  With  the  New  Agenda 

As  befits  a  world  in  transition,  then,  we  in 
the  American  Government,  under  President 
Johnson's  leadership,  are  dealing  with  ele- 
ments from  the  old  agenda  while  doing  what 
we  can  to  define,  grip,  and  move  forward  the 
new  agenda. 

President  Johnson  is  honoring  a  treaty 
placed  before  the  Senate  by  President  Eisen- 
hower in  1954  and  overwhelmingly  approved. 
He  is  insisting  on  compliance  with  an  inter- 
national agreement  made  in  Geneva  in  1962, 
by  the  administration  of  President  Kennedy. 
But  his  thrust  is  forward.  He  has  placed  be- 
fore the  Congress  a  space  treaty;  proposals 
to  expand  East-West  trade,  to  create  the 
Asian  Development  Bank;  a  consular  conven- 
tion with  the  Soviet  Union;  a  request  for  a 
resolution  to  multilateralize  the  American 
contribution  to  a  sustained  effort  to  win  the 


race  between  food  supplies  and  population 
increase. 

It  is  clearly  his  hope  to  be  able  to  present 
to  the  Senate  a  nonproliferation  agreement; 
and  we  are  prepared  to  put  our  best  and  most 
constructive  minds  to  work  in  negotiations  to 
head  off,  if  possible,  another  major  round  in 
the  arms  race  in  strategic  nuclear  weapons. 

In  all  this  we  are  conscious  that  there  is 
little  we  can  accomplish  by  ourselves.  The 
nation-state — whatever  its  size  and  resources 
— cannot  solve  the  vast  problems  now  before 
us  or  foreseeable.  Nor  is  this  any  longer  a 
bipolar  world,  despite  the  continued  dispro- 
portionate concentration  of  nuclear  power  in 
the  United  States  and  the  Soviet  Union.  The 
dynamics  of  the  lively  first  postwar  genera- 
tion has  yielded  a  world  arena  of  diverse 
nations  determined  to  take  a  hand  in  their 
own  destiny. 

We  shall  achieve  arrangements  of  authen- 
tic partnership — based  on  mutual  respect  and 
acknowledgement  of  interdependence,  or  we 
shall  not  deal  successfully  with  the  new 
agenda. 

America  is  now — and,  I  believe,  will  con- 
tinue to  be — ready  to  play  its  proper  role  in 
such  partnerships. 

I  concluded  my  last  survey  of  American 
foreign  policy  from  a  British  university  plat- 
form 20  years  ago  with  this  injunction  from 
one  of  our  poets. 

One  thought  ever  at  the  fore — 
That  in  the  Divine  Ship,  the  World, 

breasting  Time  and  Space, 
All  peoples  of  the  globe  together  sail, 

sail  the  same  voyage, 
Are  bound  to  the  same  destination. 

That,  I  believe,  will  remain  the  spirit  of 
America's  foreign  policy  in  the  generation 
ahead. 


604 


DEPARTMENT  OF  STATE  BULLETIN 


Ambassador  Goldberg  Reports  on  His  Trip  to  Asia 


At  the  request  of  President  Johnson,  U.S. 
Representative  to  the  United  Nations  Arthur 
J.  Goldberg  visited  five  Asian  countries 
Febi^uai-y  23-March  6.  Following  are  tran- 
scripts of  news  conferences  he  held  at  Ken- 
nedy International  Airport,  New  York,  N.Y., 
upon  his  return  from  the  trip  on  March  6 
and  at  the  White  House  after  making  his 
report  to  the  President  on  March  8. 

NEWS  CONFERENCE  AT  KENNEDY  AIRPORT, 
MARCH  6 

U.S./U.N.  press  release  24  dated  March  6 

Opening  Statement  by  Ambassador  Goldberg 

My  colleagues,  I  am  glad  to  be  back.  I  have 
a  very  brief  statement  that  I  would  like  to 
read  and  then  I  shall  be  very  glad  to  respond 
to  questions. 

I  have  completed  the  first  leg  of  a  more 
extended  trip  which  President  Johnson  asked 
me  to  make  to  Asian  capitals.  The  first  leg 
has  taken  me  to  five  countries — Japan, 
Korea,  the  Republic  of  China  on  Taiwan, 
South  Viet-Nam,  and  the  Philippines.  In 
each  country  I  had  the  opportunity  for 
friendly  and  candid  exchanges  of  views  with 
chiefs  of  state,  with  foreign  ministers,  and 
other  leading  officials  and  personalities,  as 
well  as  for  discussions  with  representatives 
of  our  own  Government  stationed  in  these 
countries. 

I  intend,  of  course,  to  report  to  the  Presi- 
dent in  detail  on  the  discussions  I  have  held, 
as  well  as  some  of  my  own  observations  and 
impressions.  At  this  time,  all  that  is  appro- 
priate are  some  very  general  observations. 

I  have  sought  to  make  clear  from  the  very 


outset  that  this  trip  has  not  been  undertaken 
as  a  mission  related  to  any  new  proposals  or 
initiatives  for  peace  in  Viet-Nam.  I  say  this 
regretfully.  Given  the  intense  interest  in 
Viet-Nam  throughout  Asia,  as  well  as  my 
own  vital  concern  as  the  United  States  Rep- 
resentative to  the  U.N.  with  the  prospects  for 
a  possible  and  peaceful  settlement,  it  was 
quite  natural  that  the  situation  in  Viet-Nam 
was  one  of  the  principal  topics  discussed  in 
the  five  countries  I  visited. 

While  I  would  not  pretend  to  speak  for  any 
other  government  than  my  own,  I  can  report 
to  you  that  I  found  in  all  these  countries 
understanding  of  three  facets  of  our  policy: 
the  limited  nature  of  our  objective;  that  the 
people  of  South  Viet-Nam  must  be  left  alone 
to  determine  their  own  political  destiny 
under  conditions  of  freedom  and  without  any 
external  interference  and  our  resolve  to  help 
them  achieve  this  objective  and  abide  by 
commitments  we  have  undertaken;  and  our 
equal  resolve  to  keep  the  door  open  and  to 
persevere  in  achieving  a  full  and  honorable 
peace  through  unconditional  negotiations. 

While  in  Viet-Nam,  I  had  the  opportunity 
to  discuss  at  length  with  the  leaders  of  the 
Government  and  the  members  of  the  con- 
stituent assembly  the  vitally  important 
process  of  establishing  a  constitutional  gov- 
ernment. I  was  encouraged  to  learn  of  the 
progress  already  made  toward  completing  a 
constitution  and  to  find  a  common  determina- 
tion on  the  part  of  both  the  Government  and 
constituent  assembly  to  consummate  the 
creation  of  a  constitutional  government  and 
proceed  with  national  elections  at  an  early 
date.  And  our  Government  places  the  highest 
premium  on  this,  and  I  can  say  to  you  that 


MARCH  27,  1967 


505 


the  word  I  had  in  Saigon  would  look  toward 
the  consummation  of  this  process  perhaps 
within  the  next  10  days. 

I  also  had  an  opportunity  for  wide-ranging 
discussion  about  two  other  processes  which 
have  a  vital  and  direct  bearing  to  the  pros- 
pects for  peace:  the  economic  and  social  pro- 
grams now  underway  and  the  process  of 
national  reconciliation  in  South  Viet-Nam, 
as  described  in  the  Manila  communique. 

While  I  learned  much  of  the  progress  al- 
ready achieved  in  all  these  areas  in  this 
limited  period,  as  well  as  in  the  military 
situation,  I  do  not  minimize  the  obstacles 
and  difficulties  ahead.  Indeed,  one  of  the 
strongest  impressions  I  bring  back  is  a  sense 
of  realistic  appraisal  of  the  problems  which 
still  have  to  be  overcome  to  heal  the  wounds 
of  that  tragic  conflict  and  to  achieve  social 
and  economic  justice  for  the  people  of  South 
Viet-Nam. 

In  Asian  countries  I  visited  I  was  par- 
ticularly impressed  by  the  interest  shown  in 
regional  development  or,  in  other  words,  col- 
lective Asian  efforts — by  their  growing  con- 
viction that  if  each  country  in  the  area  can 
concert  its  skills  and  energies  with  the  other, 
they  can  all  make  better  use  of  assistance 
from  non-Asian  sources,  use  their  own  skills 
and  resources  to  better  advantage,  and  make 
more  progress  in  resolving  many  problems 
they  face  in  common.  This  is  a  most  wel- 
come development  and  should  be  encouraged 
and  supported. 

I  shall  begin  tomorrow  to  testify  before 
the  Senate  Foreign  Relations  Committee  to 
fulfill  my  responsibilities  in  connection  with 
the  Outer  Space  Treaty.  There  are,  in  addi- 
tion, other  U.N.  matters  of  immediate  con- 
cern that  will  require  my  closest  attention. 
As  a  result,  I  do  not  know  when  it  will  be 
possible  for  me  to  continue  on  the  trip  to 
other  capitals  in  Asia  which  the  President 
asked  me  to  visit.  I  hope  I  shall  not  be  too 
long  delayed  and  that  the  second  leg  of  my 
Asian  tour  will  be  as  fruitful  as  that  I  have 
just  completed. 

Now,  this  is  my  statement.  I  shall  be  glad 
to  answer  questions. 


Questions  and  Answers 

Q.  Ambassador,  yesterday  U  Thant  came 
back  and  gave  us  the  feeling  that  the  war 
was  going  to  be  prolonged  and  bloody.  Did 
you  come  back  with  the  same  impression? 

A.  I  am  neither  an  optimist  nor  a  pessi- 
mist. We  have  a  difficult  conflict,  as  I  said 
in  my  statement.  We  never  know  what  the 
ultimate  outcome  will  be,  but  the  important 
thing  for  our  own  country  is  a  very  simple 
principle,  and  that  is  to  reassert  that  the 
door  is  open  for  peace.  It  must  be  an  honor- 
able and  just  peace.  It  must  be  a  peace  be- 
tween the  parties.  No  one  can  make  peace 
unilaterally. 

I  do  not  come  in  dismayed  by  what  I  saw. 
I  do  not  come  in  optimistic  about  what  I  saw. 
I  come  in  with  resolve  that  the  world  needs 
an  end  to  this  tragic  conflict,  and  for  that  end 
we  need  the  cooperation  of  everybody  con- 
cerned. 

Q.  Mr.  Ambassador,  U  Thant  also  said 
that  the  North  Vietnamese  do  not  consider 
a  bombing  pause  to  be  a  concession.  Might 
the  United  States  consider  a  form  of  deesca- 
lation  which  would  be  larger  than  a  bombing 
pause ? 

A.  Well,  I  have  always  said  that  the  way 
to  get  this  war  over  with  is  a  simple  formula, 
and  that  is  that  all  violence  ought  to  stop — 
which  means  deescalation  on  all  sides.  The 
war  cannot  stop  by  one  party  taking  an 
action  which  is  not  reciprocated.  This  will 
mean  that  only  part  of  the  war  will  be  over. 

What  I  would  look  for  personally  is  a 
mutual  deescalation  so  that  the  fighting,  the 
violence,  the  tragedy,  the  conflict,  can  be 
over  with.  That's  the  only  way  we  can  assure 
peace  in  the  country. 

Q.  Are  we  considering  making  a  greater 
first  move  than  a  bombing  pause? 

A.  Well,  we  said  at  the  U.N.  and,  as  far 
as  I  know,  that  position  still  is  the  position 
of  our  Government,  we  are  prepared  to  take 
the  first  step  the  moment  we  receive  assur- 
ances that  there  will  be  deescalation  on  the 
other  side. 


506 


DEPARTMENT  OF  STATE  BULLETIN 


Q.  Mr.  Ambassador,  Senator  Wayne 
Morse  said  today  he  thought  that  the  people 
had  been  sold  out  by  the  Government  and 
Congress  and  that  the  only  resort  they  had 
notv  to  a  reasonable  peaceful  settlement  in 
the  fairly  near  future  was  to  use  their  only 
check  which  they  have  now,  which  is  their 
vote,  and  to  vote  the  administration  out  of 
office.  Do  you  have  any  reaction  to  that? 

A.  I  do  not  comment  on  senatorial  state- 
ments except  before  the  Senate,  where  I  will 
appear  tomorrow. 

Q.  Mr.  Ambassador,  tvhen  will  you  see 
the  Secretary-General? 

A.  Well,  obviously  I  am  very  anxious  to 
see  the  Secretary-General,  U  Thant,  and  I 
have  to  go  to  Washington  late  tonight.  I  am 
going  to  change  clothes,  luggage,  and  then 
proceed  to  Washington,  and  I  would  hope 
for  the  very  earliest  opportunity — 

Q.     Would  that  be  tonight? 

A.  — to  see  the  Secretary-General,  be- 
cause obviously  I  am  very  anxious  to  find  out 
his  own  impressions  of  what  took  place  in 
Rangoon. 

Q.     Will  that  be  tonight? 

Q.  Mr.  Ambassador,  ivhat  do  you  figure 
is  the  best  possible  way  to  stop  this  war 
right  no7v  ? 

A.  Well,  I  think  myself,  based  on  my 
experience,  that  the  best  way  to  stop  the 
war  is  to  engage  in  private  dialog,  which 
would  lead  to  an  understanding  of  each 
other's  peace  terms,  and  then  I  think  the  pro- 
cedures by  which  we  could  come  to  this  end 
could  be  arranged. 

Q.  Is  there  anybody  at  all  that  would  be 
strong  enough  and  powerful  enough  to  make 
the  other  side  stop  ? 

A.  Well,  I  hope  that  the  realization  that 
this  is  a  long  and  bloody  conflict,  with  great 
injury  to  the  people  of  the  North  and  the 
people  of  the  South,  will  sink  in.  And  per- 
haps that's  the  best  way — to  get  all  con- 
cerned to  feel  that  we  ought  to  replace  this 
battlefield  for  the  conference  table. 


Q.  Mr.  Ambassador,  on  your  tnp  did  you 
have  contact  %vith  anyone  who  had  recently 
been  in  Hanoi  and  could  give  you  a  current 
impression  of  their  thinking  in  North  Viet- 
Nam? 

A.  No,  not  immediately,  but  of  course  in 
Saigon  are  members  of  the  ICC  [Interna- 
tional Control  Commission] ,  and  I  saw  every- 
body that,  in  the  limitations  of  time,  I  could 
see  in  Saigon. 

Q.  Mr.  Ambassador,  did  anybody  during 
your  trip  offer  to  act  as  an  intermediary  be- 
tween the  United  States  and  North  Viet- 
Nam? 

A.     No. 

Q.  Mr.  Ambassador,  would  you  just  say 
generally  that  you  do  agree  with  the  impres- 
sions of  Secretary  Thant,  who  said  really  not 
much  more  than  he  really  came  back  with 
very  little  optimism  for  a  settlement  in  the 
near  future  ? 

A.  Well,  I  am  your  representative  at  the 
United  Nations,  and  I  am  not  a  prophet. 
What  we  have  to  do  is  persevere  in  the  effort 
to  get  the  war  over  with.  Strange  things 
happen  in  the  world.  Who  could  have  pre- 
dicted that  the  Indonesian  thing  would  have 
materialized  the  way  it  did? 

So  I  do  not  come  back  optimistic.  I  do  not 
come  back  pessimistic.  I  do  not  want  to  raise 
false  hopes.  All  I  assert  is  that  the  sine  qua 
non,  to  use  a  lawyer's  term,  of  settlement  of 
the  conflict  is  a  will  to  resolve  the  conflict. 
We  have  that  will.  And  when  that  will  is 
matched  on  the  other  side,  then  the  promise 
of  peace  will  be  more  promising. 

Q.  Will  you  be  talking  to  Mr.  Thant  be- 
fore you  see  the  President,  sir? 

A.  I  do  not  know  exactly.  I  have  to  leave 
here  tonight.  I  have  to  go  home  and  get  my 
papers  and  pick  up  my  personal  effects.  We 
have  been  traveling  around  pretty  rapidly.  I 
will  see  the  Secretary-General  at  any  time — 
at  an  early  opportunity  that  affords  itself  so 
that  I  can  get  the  benefit  of  his  views  in  the 
matter. 


MARCH  27,  1967 


507 


Q.  Would  you  say  that  the  chances  for 
peace  talks  are  at  an  impasse  ?  Would  you  say 
that  the  chances  for  peace  talks  between  the 
United  States  and  Hanoi  are  at  an  impasse 
at  the  moment? 

A.  No,  no,  no.  In  negotiations  there  are 
many  false  starts  and  stops.  I  would  say  that 
at  the  moment  no  serious  proposal  has  been 
made.  That  does  not  mean  that  a  serious 
proposal  would  not  be  made  tomorrow.  The 
important  thing  is,  from  the  standpoint  of 
our  country,  that  the  door  to  peace  be  kept 
open;  and  when  the  door  to  peace  is  kept 
open,  any  time  may  be  a  suitable  time  to 
carry  on  peace  discussions. 

Q.  Mr.  Ambassador,  the  door  to  peace  is 
open.  Why  don't  we  just  walk  right  through 
it? 

A.     Pardon  me? 

Q.  You  say  that  the  door  to  peace  is  open. 
Why  don't  we  walk  through  it?  You  say  here 
today  peace  cannot  be  made  unilaterally.  You 
mean,  if  tve  stop  fighting,  they'd  go  on  fight- 
ing ? 

A.  Well,  the  only  way  you  can  get  any 
conflict  over,  in  my  opinion,  based  upon  long 
experience,  is  that  both  parties  stop  fighting. 
A  war  cannot  get  over  by  any  act  that  one 
person  does.  What  is  required  is  the  ground- 
ing of  arms,  a  cessation  of  violence.  The 
fighting  has  to  stop. 

Q.  Why  don't  loe  just  stop  fighting?  You 
say  the  fighting  must  stop.  If  we  stop  fight- 
ing, you  mean  they'd  go  on  fighting? 

A.     Well,  we  have  no  assurances — 

Q.     Is  there  a  historical  example  for  that  ? 

A.  We  have  no  assurances  if  we  stopped 
bombing  that  we  will  get  reciprocity  on  the 
other  side. 

Q.  What  have  we  got  to  lose  by  trying? 
Senator  [Robert  F.]  Kennedy  says  you  just 
have  to  stop  bombing. 

A.  I  know,  I  know;  but  my  experience 
has  been  that  the  way  to  stop  fighting  is  for 
everybody  to  stop  fighting. 

Q.     Mr.  Justice,  did  you  hear  any  reac- 


tion to  Senator  Kennedy's  proposal  during 
your  trip  ? 

A.  Yes.  It  was  in  the  newspapers.  But  by 
and  large,  the  feeling  in  the  area  in  which  I 
visited  is  that  what  is  required  is  mutual  de- 
escalation  on  both  sides — on  the  part  of  our 
country,  on  the  part  of  North  Viet-Nam,  on 
the  part  of  all  the  adversaries  in  the  field. 
And  this  is  the  most  promising  way  to  get 
the  war  over  with,  an  objective  which  we  all 
share,  which  we  would  all  hope  for;  and  this 
is  the  talk  in  Southeast  Asia. 

Q.  Mr.  Ambassador,  did  you  get  any  evi- 
dence as  to  how  much  of  an  effort  China  is 
making  on  the  side  of  Ho  Chi  Minh  in  North 
Viet-Nam? 

A.  Well,  the  Chinese  situation  is  a  great 
riddle  wrapped  up  in  an  enigma,  to  use  an- 
other phrase.  I  don't  think  anybody  can 
properly  appraise  what  is  happening  in 
mainland  China.  Obviously,  important  things 
are  happening,  and,  obviously,  the  important 
things  that  are  happening  have  had  impact 
on  the  war  in  Viet-Nam.  But  thus  far  at 
least,  they  have  not  had  such  an  impact  that 
we  can  say  to  ourselves  that  the  stage  is  set 
for  a  peaceful  negotiation. 

Q.  Mr.  Ambassador,  in  your  opinion, 
could  that  war  be  ended  in  the  next  few 
weeks  or  few  months  ? 

A.  I  am  not  a  prophet,  again.  I  occupy 
the  role  of  our  Representative  at  the  U.N. 
I  would  fervently  hope  that  the  prospects  for 
peace  are  increasing,  but  I  cannot  give  you 
any  solemn  assurance,  as  I  said  in  the  open- 
ing statement,  that  in  the  next  few  weeks, 
in  the  next  few  months,  even  in  the  next 
longer  period,  that  the  war  can  come  to  an 
end.  I  said  in  Saigon,  and  I  repeated  it  at 
other  Asian  capitals,  that  I  cannot  say  when 
peace  will  come  to  Viet-Nam. 

This  is  beyond  my  capacity.  After  all,  I 
have  been  there  only  a  relatively  few  days, 
and  I  do  not  profess  to  be  the  greatest  expert 
on  this  subject.  All  I  can  report  to  you  is 
what  I  saw,  what  I  sensed.  The  war  is  going 
on.  The  peace  efforts  have  not  materialized. 
The  road  ahead  is  still  rocky  and  difficult. 


508 


DEPARTMENT  OF  STATE  BULLETIN 


The  conflict  is  prolonged.  This  has  been  going 
on  for  20  years. 

The  two  things  we  have  to  watch  out  for, 
it  seems  to  me,  are  these:  One  is  that  we 
must  recognize  that  the  roots  of  the  conflict 
are  deep  rooted  and  difficult  and  not  easy  to 
resolve;  and,  on  the  other  hand,  we  must 
guard  against  the  hatreds,  the  impatience, 
which  comes  out  of  any  war.  There  is  a 
natural  tendency  in  all  countries  to  try  to 
bring  things  quickly  to  an  end.  I  don't  see 
that  happening  quickly,  but  I  am  confident 
that  over  the  long  run — and  I  do  not  know 
how  long  this  will  be — I  am  confident  that  in 
the  long  run  peace  will  be  restored  to  that 
troubled  section  of  the  world. 

Q.  Is  there  a  possibility,  sir,  that  the 
American  people  may  get  impatient  with  the 
war? 

A.  I  have  been  away,  you  know,  for  10 
days,  but  I  do  not  believe  so.  I  believe  that 
our  people,  as  I  said  in  my  statement,  are 
resolved.  This  does  not  mean  we  are  mono- 
lithic people.  The  nature  of  democracy  pre- 
cludes that,  but  I  think  by  and  large  our 
people  are  anxious  to  subscribe  to  certain 
elementary  principles. 

The  principles  are  clear.  We  covet  no  ter- 
ritory. We  do  not  want  to  be  a  colonial  power. 
We  do  not  want  our  bases  there  any  longer 
than  is  necessary  to  subside  the  violence  in 
Viet-Nam.  We  have  no  designs  upon  the 
North.  We  are  perfectly  willing,  regardless  of 
ideology,  to  have  that  regime  carried  on.  We 
operate  on  a  very  simple  principle,  as  I  said 
earlier,  and  that  principle  is  that  every  peo- 
ple, whether  the  lines  drawn  are  permanent 
or  provisional,  every  people  is  entitled,  to  use 
a  phrase  from  Justice  Brandeis,  to  be  left 
alone. 

The  dominant  impression  I  got  in  Asia  is 
a  simple  impression,  and  that  is  this  one: 
Every  Asian  country  now  is  on  the  march; 
they  have  many  problems,  mostly  social  and 
economic.  They  would  like  to  join  other 
Asian  countries  with  the  assistance  of  non- 
Asian  countries  and  the  United  Nations  to 
make  progress  for  their  people  so  they  can 
live  in  dignity  and  in  freedom.  And  this  is 
the  key  issue.  If  we  can  resolve  this  issue,  I 


think  we  can  resolve  the  modalities  which 
would  lead  to  that  result. 

There  has  been  in  my  opinion  too  much 
concentration  on  procedures  and  not  enough 
on  substance.  If  we  were  all  in  agreement 
today  that  the  viable  solution  for  Viet-Nam 
was  that  the  North  can  settle  its  own  fate, 
the  South  can  settle  its  own  fate,  that  we 
would  not  impose  upon  the  South  a  policy  of 
alinement.  We  are  ready  to  take  their  choice, 
and  whatever  their  choice  is,  we  are  ready  to 
accept.  That's  the  key  issue. 

And  that  is  particularly  why  I  stress  the 
progress  which  is  being  made  toward  consti- 
tutional government  in  South  Viet-Nam.  And 
I  think  this  is  a  promising  development.  We 
will  have,  I  am  told,  within  a  very  short 
period  a  constitution  perfected.  I  am  told 
coming  back  from  Viet-Nam  that  the  Gov- 
ernment and  the  assembly  will  not  have  diflS- 
culty  in  resolving  differences  which  arise 
between  the  directorate  and  the  assembly.  If 
this  is  the  case,  and  if  South  Viet-Nam  moves 
toward  constitutional  government,  toward 
democratic  elections,  then  I  see  in  this  great 
promise  for  the  future  development  of  the 
country. 

Q.     Thank  you  very  much,  sir. 


NEWS  CONFERENCE  AT  THE  WHITE  HOUSE, 
MARCH  8 

White  House  press  release  dated  March  8 

Opening  Statement  by  Ambassador  Goldberg 

As  you  know,  I  went  on  this  trip  to  South- 
east Asia  at  the  request  of  the  President.  I 
have  reported  to  him  on  the  leg  of  the  trip 
which  I  have  just  completed  which  took  me 
to  several  countries — Japan,  Korea,  South 
Viet-Nam,  Taiwan,  and  the  Philippines. 

I  gave  the  President  a  rundown  of  what 
I  saw  and  observed  and  heard  in  this  very 
short  trip. 

I  say  at  the  outset  that  a  trip  of  this 
character  does  not  make  you  an  expert.  I  do 
not  pretend  to  be.  I  could  only  report  to  the 
President  the  impressions  that  I  had. 

I  tried  to  make  it  clear  at  the  outset  of  the 
trip,  and  wish  to  reaffirm,  that  I  did  not 


MARCH  27,  1967 


509 


undertake  this  mission  related  to  any  new- 
proposals  or  initiatives  for  peace  in  Viet- 
Nam.  I  hasten  to  add  that  this  does  not  mean 
that  I,  as  the  United  States  Representative 
to  the  United  Nations,  am  not  vitally  and 
daily  concerned  with  the  prospects  for  and 
the  possibilities  of  a  peaceful  settlement.  It 
was,  thus,  quite  natural  that  this  was  a  mat- 
ter of  discussion  between  the  officials  of  all 
of  the  governments  I  visited  and  myself. 

Since  they  were  all  Asian  countries,  this 
was  a  matter  that  vitally  entered  into  the 
discussions  that  I  had  with  the  leaders  of  the 
governments  that  I  visited.  I  should  say  that 
I  met  with  the  heads  of  all  of  those  states  as 
well  as  the  foreign  ministers  of  all  of  those 
states. 

In  these  discussions,  relating  specifically 
to  Viet-Nam,  I  reviewed  with  them  the  many 
efforts  and  expressions  by  onr  Government 
aimed  at  achieving  an  honorable  settlement 
through  unconditional  negotiations.  I  empha- 
sized the  desire  of  our  Government  to  keep 
the  door  open  for  such  a  settlement,  and  the 
door  to  a  just  and  honorable  peace  is  and 
remains  open. 

Now,  I  left  the  area,  and  particularly  Sai- 
gon, with  this  basic  conviction  which  I  re- 
ported to  the  President:  The  great  difficulty 
of  achieving  peace — and  it  is  a  great  diffi- 
culty— should  serve  to  remind  us  that  there 
are  substantial  conflicting  interests  at  stake 
which  stubbornly  resist  solution,  that  peace 
cannot  be  bought  at  any  price,  nor  can  real 
conflicts  of  interest — and  there  are  real  con- 
flicts of  interest — be  waved  away  with  a 
magic  wand — as  much  as  we  would  like  to 
wave  them  away. 

By  the  same  token,  I  was  reinforced  by  my 
trip  in  the  conviction  that  the  ferocity  of  war 
should  not  be  an  incitement  of  hatred  but 
rather  a  stern  discipline,  a  reminder  of  the 
duty  to  define  and  to  reaffirm  the  limited  in- 
terest for  which  we  fight  and  which  a  peace 
settlement  must  protect. 

This  limited  interest,  I  think,  can  be  stated 
simply  as  follows: 

The  people  of  South  Viet-Nam  should  be 
left  alone  to  determine  their  own  political 


destiny  under  conditions  of  freedom  and 
without  any  external  interference. 

Now,  coming  back  from  the  trip  I  tell  you 
that  I  am  not  a  prophet.  I  do  not  come  back 
either  optimistic  or  pessimistic.  I  do  not 
know,  nor  could  I  say  to  the  President,  when 
a  peace  based  upon  these  principles  will 
come  to  Viet-Nam.  But  I  do  know  that  it  is 
necessary  with  patience  and  fortitude  to  per- 
severe in  the  effort  to  bring  peace  to  the 
people  of  Southeast  Asia. 

I  noted  progress,  however,  in  an  area 
which  is  relevant  to  that  objective,  and  that 
progress  was  the  progress  which  is  being 
made  in  Saigon  toward  constitutional  gov- 
ernment. It  was  one  of  the  principal  ob- 
jectives of  my  going  to  Viet-Nam  to  meet 
both  with  the  government  and  members  of 
the  constituent  assembly  so  that  I  could 
assess  and  report  to  the  President  my  own 
reaction  to  how  this  process  was  going. 

I  reported  to  the  President  that  this  proc- 
ess is  going  very  well.  This  is  an  affirmative 
report  that  I  can  make  with  assurance. 

I  anticipate,  on  the  basis  of  everything 
that  I  was  told  by  the  leaders  of  the  assembly 
and  the  leaders  of  the  Government,  that  the 
constitution  should  be  perfected  hopefully 
within  the  next  10  days.  This  is  the  date  men- 
tioned by  all.  Then  national  elections  would 
proceed  within  an  early  period  thereafter. 

The  machinery  has  to  be  set  up,  and  that 
machinery,  I  am  told,  will  be  set  up  as  soon 
as  the  constitution  is  perfected.  This  consti- 
tutional government  will  be  an  important 
adjunct  toward  a  peaceful  solution  in  Viet- 
Nam.  It  will  also  lay  the  basis  for  national 
reconciliation  in  Viet-Nam. 

You  may  be  interested  in  knowing  that  one 
of  my  favorite  expressions,  which  I  made  to 
all  concerned  in  Viet-Nam,  was  to  recall 
what  Abraham  Lincoln  said  in  the  midst  of 
our  great  conflict  in  his  second  inaugural 
address,  and  this  reflects  my  permanent 
philosophy  and  I  reflected  it  to  the  people. 
That  is:  There  should  be  malice  toward  none, 
and  charity  toward  all,  and  that  the  wounds 
of  the  conflict  should  be  healed. 

I  think  that  is  the  basis  on  which  a  pro- 


510 


DEPARTMENT  OF  STATE  BULLETIN 


gram  of  national  reconciliation  can  be 
achieved. 

I  paid  particular  attention  in  the  very 
brief  period  I  could,  which  is  natural  in  light 
of  my  own  background,  to  the  social  and  eco- 
nomic problems  involved  in  all  of  the  coun- 
tries. 

The  key  to  a  peaceful  settlement  in  Viet- 
Nam  will  also  be  social  and  economic  justice 
for  the  people  of  South  Viet-Nam.  A  very 
great  effort  is  underway  in  this  direction 
with  the  support  of  the  United  States. 

I  don't  want  to  minimize  or  gloss  over  the 
problems  involved  in  that  area.  They  are 
very,  very  substantial.  They  require  a  recon- 
stitution  of  an  old  society. 

In  fact,  one  of  the  main  impressions  I  took 
away  is  a  realistic  appraisal,  which  I  re- 
ported to  the  President,  of  the  problems  that 
still  have  to  be  overcome  to  achieve  the  social 
and  economic  justice  for  the  people  of  the 
country.  Pacification  of  the  country  depends 
upon  this.  This  is  the  key  to  pacification  of 
the  country.  People  have  a  stake  in  the  coun- 
try when  their  social  and  economic  problems 
are  solved. 

So  I  would  not  want  to  minimize  the  diffi- 
culties ahead,  although  there  is  progress  in 
this  area.  The  progress  that  can  be  made  in 
this  area  is  evidenced  by  what  has  happened 
elsewhere  in  the  area. 

I  would  cite,  for  example,  Korea.  In  my 
very  brief  visit  there,  I  was  very  much  im- 
pressed by  the  progress  which  has  been  made 
in  South  Korea  in  economic  development  and 
in  achieving  social  and  economic  betterment 
for  the  people  of  that  country. 

Of  course,  it  is  better  known  that  that 
exists  in  Japan. 

I  discussed  in  all  of  these  countries  many 
U.N.  problems.  We  have  problems  with  all  of 
these  countries  in  the  U.N.  The  Korean  issue 
always  comes  up  in  the  U.N. 

In  Taiwan  I  discussed  the  problem  of  Chi- 
nese representation  with  the  officials  of  that 
Government,  which  is  a  perennial  problem 
there.  I  listened  more  than  I  talked,  because 
I  wanted  to  give  to  the  President  the  benefit 
of  the  views  which  these  statesmen  discussed. 


Finally,  I  would  like  to  say  this:  No  one 
who  visits  the  area,  and  particularly  no  one 
who  visits  South  Viet-Nam,  can  fail  to  be  im- 
pressed with  the  Americans  serving  in  South 
Viet-Nam,  both  civilians  and  military.  I 
think  our  country  can  take  justifiable  pride 
in  being  represented  in  that  war-torn  coun- 
try by  a  group  of  men  with  high  motives, 
resolve,  ability,  and  dedication. 

I  had  the  opportunity,  of  course,  to  meet 
with  General  [William  C.]  Westmoreland 
and  the  members  of  his  staff,  of  course  with 
our  Embassy  group,  with  all  Americans — I 
made  it  a  practice  in  all  countries  to  meet 
with  our  own  people  and  have  a  candid  dis- 
cussion with  them. 

Finally,  as  you  know,  I  had  the  benefit  of 
meeting  with  all  of  our  ambassadors  from 
the  whole  area  of  Southeast  Asia,  who  were 
meeting  at  Baguio  in  the  Philippines.!  i 
spent  an  afternoon  and  evening  with  the 
ambassadors  in  a  very  candid  roundup  of 
developments  in  the  whole  area  of  South- 
east Asia. 

This,  as  you  know,  was  not  my  first  visit. 
When  I  was  on  the  Supreme  Court,  2  years 
ago,  I  went  on  a  lecture  tour  to  countries 
other  than  those  I  visited,  except  Japan. 
I  was  in  India,  Malaysia,  Ceylon,  and  Japan 
on  that  trip.  Our  ambassadors  covered  the 
whole  range  of  the  area. 

This  is  what  I  reported  to  the  President 
today. 

I  shall  be  glad  to  respond  to  questions. 

Questions  and  Answers 

Q.  Mr.  Ambassador,  while  you  were 
making  that  report  to  the  President,  Arthur 
Schlesinger  held  a  news  conference  in  which 
he  said  the  President  and  the  State  Depart- 
ment are  deliberately  falsifying  Hanoi's  po- 
sition that  in  fact  we  don't  tvant  peace  ne- 
gotiations. Would  you  comment  again  in 
the  light  of  these  statements  what  Hanoi's 
position  is? 

A.     I  have  not  seen  this  press  statement 


»  See  p.  517. 


MARCH  27,  1967 


511 


of  Mr.  Schlesinger;  so  I  don't  want  to  relate 
it  to  anything  he  may  have  said. 

As  far  as  our  Government's  position  is 
concerned,  I  reaffirmed  to  every  head  of 
state  and  publicly  stated  in  every  capital, 
including  Saigon — and  as  far  as  I  am  aware 
there  is  no  difference  of  opinion  in  this  area 
— that  as  far  as  we  are  concerned  our  stand- 
ing commitment  to  seek  an  honorable  peace 
without  imposing  any  conditions  is  a  firm 
commitment  which  has  not  been  altered  or 
changed. 

In  fact,  the  sentence  that  I  read  you  about 
the  door  being  open,  I  gave  in  Saigon  in  my 
departing  statement. 

Q.  Mr.  Ambassador,  the  Schlesinger 
statement  ties  in  ivith  talk,  though,  that  has 
picked  up  considerably  recently  that  we  don't 
want  negotiations  at  the  present  time,  at 
least  until  after  the  constitution  is  approved 
and  an  election  is  held.  Can  you  comment  on 
that? 

A.  That  is  untrue.  We  are  ready  for  un- 
conditional negotiations  today,  and  that  still 
remains  our  position. 

Q.  Mr.  Ambassador,  in  your  discussion 
with  the  heads  of  state  in  South  Viet-Nam, 
particularly  in  reference  to  your  quotation 
from  Lincoln,  "With  malice  toward  none," 
how  did  you  and  they  envision  the  National 
Liberation  Front,  which  represents  some  de- 
gree of  population  in  the  South,  being 
brought  into  this  new  government? 

A.  I  did  not  discuss,  because  I  did  not 
deem  it  appropriate  to  tell  a  government 
how  to  constitute  its  own  government,  par- 
ticularly when  a  constitution  was  being  de- 
veloped which  would  lead  to  national  elec- 
tions. 

The  philosophy  I  was  expressing  was  the 
same  philosophy  Lincoln  expressed,  and  it 
was  directed  toward  the  individuals,  the  peo- 
ple involved.  He  was  talking  to  people  and 
he  was  expressing  the  concept  that  you  must 
not  let  the — as  I  stated  in  my  own  words — 
ferocity  of  war  bar  you  from  reconciling 
differences  and  healing  the  wounds  of  a  con- 
flict. That  is  what  I  was  referring  to. 


Q.  Mr.  Ambassador,  why  has  the  United 
States  rejected  the  Polish  proposals  for  a 
troika  government  in  South  Viet-Nam  com- 
posed of  one-third  of  the  present  Ky  regime, 
one-third  National  Liberation  Front,  and 
one-third  Catholic-Buddhist  ? 

A.  I  think  the  basic  concept  is  that  we 
do  not  reject  those  proposals.  What  we  do 
say  is:  It  is  for  the  people  of  the  South  to 
make  their  own  determination  of  the  type 
of  government  they  want  in  a  democratic 
way.  I  have  always  subscribed  to  the  view 
that  a  great  United  States  Senator  has, 
George  Aiken,  which  he  expressed,  that  we 
are  not  the  ones  to  tailor  a  government  for 
South  Viet-Nam.  We  are  not  a  colonial 
power.  We  are  not  to  do  that.  The  people 
themselves  are  to  do  that  by  constitutional 
processes. 

Q.  Mr.  Ambassador,  do  you  think  free 
elections  are  possible  in  South  Viet-Nam 
when  war  is  going  on,  when  half  a  million 
troops  are  in  South  Viet-Nam? 

A.  Yes,  I  do.  I  say  this  for  two  reasons: 
First,  the  elections  that  were  held  for  the 
constituent  assembly  by  the  verdict  of  all  of 
the  press  in  South  Viet-Nam,  at  least  I  met 
with  the  whole  press  corps,  and  I  did — 
maybe,  perhaps,  "all"  is  a  big  word,  but  I 
met  with  the  press  corps — and  the  press 
corps  is  largely  of  the  opinion  that  the 
elections  that  were  held  were  free  elections. 

Secondly,  I  was  told  by  the  Government  of 
South  Viet-Nam  that  they  would  welcome 
the  most  maximum  observation  of  the  elec- 
tions that  would  be  held  after  the  constitu- 
tion was  adopted  and  that  there  was  an 
open-door  policy  to  the  press,  to  diplomats, 
to  the  U.N.,  to  any  reputable  international 
organization,  to  observe  the  election  which 
is  being  held. 

As  far  as  our  troops'  being  present,  I 
have  not  heard  a  single  accusation  that  our 
troops,  in  any  way,  interfered  with  the  elec- 
tion that  was  held  for  the  constituent  as- 
sembly. 

Q.  Mr.  Ambassador,  along  the  same  line, 
do  you  think  that  the  elections  coming  up 


512 


DEPARTMENT  OF  STATE  BULLETIN 


will  be  free,  if  the  voters  of  South  Viet-Nam 
are  not  allowed  to  vote  for  a  National  Lib- 
eration Front  candidate,  if  those  candidates 
are  barred  from  the  ballot? 

A.  We  still  don't  know  what  the  final  con- 
stitution will  provide.  I  would  rather  not 
comment  today  upon  what  the  constitution 
will  provide  as  far  as  their  being  candidates 
until  they  come  out  with  their  constitution. 
They  have  not  yet  settled  that  problem. 

Q.  Mr.  Ambassador,  you  say  tvithin  an 
early  period  thereafter  of  the  constitution's 
being  adopted  you  expect  an  election.  Could 
you  be  more  precise ?  Do  you  expect  it  in  the 
fall  or  in  the  summer? 

A.  The  general  time  given  was  6  months. 
It  is  hoped  to  expedite  that.  Machinery  will 
have  to  be  established  for  the  election.  I 
found  a  very  common  desire,  both  on  the  part 
of  the  Government  and  on  the  part  of  the 
constituent  assembly,  to  hold  elections  at  an 
early  date. 

Q.  Do  you  think  General  [Nguyen  Cao] 
Ky  will  run  ? 

A.  I  am  not  competent  to  speculate  about 
that.  I  have  read  the  speculation.  I  didn't 
think  it  was  my  province  to  ask  him  that 
question,  and  I  did  not  ask  him. 

Q.  U  Thant,  Mr.  Ambassador,  said  in  Cal- 
cutta, I  believe  it  i<;as,  that  peace  talks  are 
impossible  because  we  don't  trust  the  Com- 
munists and  they  don't  triist  us  at  this  point. 
Did  you  discuss  the  general  attitude  with  the 
Secretary-General? 

A.  I  saw  the  Secretary-General,  as  you 
know,  the  evening  of  my  return.  He  and  I 
carried  on  a  continuous  dialog  on  this  subject. 
Obviously,  when  you  are  in  a  great  conflict, 
all  individuals  are  careful.  I  have  personal 
convictions  that  a  peace  settlement  will  come 
about  through  private  discussion,  in  highly 
secure  conditions,  when  there  is  a  common 
will  to  achieve  a  peaceful  settlement.  I  am 
convinced  our  country  has  this  will.  I  hope 
that  it  develops  on  the  other  side.  Their  dis- 
trust will  have  to  be  overcome.  That  is  the 
only  way  you  arrive  at  an  agreement. 


Q.  Mr.  Ambassador,  I  believe  U  Thant 
said  that  the  Americans  and  the  North  Viet- 
namese were  simply  poles  apart  in  under- 
standing as  much  as  distrust.  Could  you  com- 
ment on  that? 

A.  Yes.  The  best  way  to  eliminate  mis- 
understanding— poles  apart  or  shorter  than 
poles  apart — in  my  experience,  is  dialog.  The 
opening  for  such  a  dialog  is  present. 

Q.  Mr.  Ambassador,  along  this  line  of 
distrust,  tvhat  is  your  present  assessment  of 
the  Soviet  attitude  on  peace  talks? 

A.  It  is  very  hard  for  an  American  offi- 
cial to  assess  the  Soviet  attitude.  They  have 
to  express  it  themselves.  I  do  take  some  en- 
couragement on  the  fact  that  the  Soviets  dis- 
played some  readiness  to  help  the  process. 
I  think  that  it  would  help  considerably  if 
they  would  continue  and  do  more.  But  it  is 
very  difficult  for  me  to  assess  their  attitude. 

I  think  that  really  would  have  to  come 
from  them.  I  said  at  the  United  Nations — 
and  it  is  a  matter  of  public  record — that  I 
conceive  the  greater  the  power  to  be,  the 
greater  the  responsibility  to  be  to  help  bring 
about  a  peaceful  settlement. 

Q.  Mr.  Ambassador,  what  reaction  did 
you  get  from  officials  of  other  countries  to 
the  recent  intensification  of  the  war  in  Viet- 
Nam? 

A.  I  think  the  general  attitude  that  I  dis- 
covered was  what  really  has  to  be  viewed  is 
the  peace  settlement;  that  the  military  opera- 
tions are  only  an  aspect  of  the  situation;  that 
the  real  gist  of  the  matter  is  what  the  terms 
of  settlement  may  be;  and  that  if  there  were 
a  meeting  of  the  minds  on  the  terms  of  the 
settlement,  then — as  they  used  the  expression 
— the  modalities  of  how  you  get  about  it 
could  be  arranged. 

Q.  Mr.  Ambassador,  you  mentioned  social 
and  economic  reforms  as  a  key  to  peace  and 
progress.  Do  you  have  anything  specific  in 
mind — standards  of  living,  inflation? 

A.  Yes.  Many  problems  are  being  very 
vigorously  attacked.  Ambassador  Porter 
[Deputy  Ambassador  William  J.  Porter]   is 


MARCH  27,  1967 


513 


in  our  Embassy  in  Saigon.  We  have  a  sepa- 
rate additional  Ambassaor  who  coordinates 
all  of  our  efforts  in  this  area.  Inflation  is  a 
big  factor.  People  have  to  have  a  stake  and  a 
stability  in  their  government;  the  sense  that 
grievances  will  be  justly  handled — that  must 
be  established;  the  existence  of  a  democratic 
government  so  that  people  feel  that  the  gov- 
ernment represents  their  interest  and  that 
it  is  governed  by  their  consent,  which  has 
never  really  been  prevalent  and  which  the 
constitution  would  insure — these  are  all  ele- 
ments which  enter  into  what  I  mean  by  social 
and  economic  justice. 

Q.     Thank  you,  Mr.  Ambassador. 


President  Reviews  U.S.  Position 
on  Bombing  of  North  Viet-Nam 

Following  is  the  text  of  a  letter  from  Pres- 
ident Johnson  to  Senator  Henry  M.  Jackson, 
which  was  released  by  the  White  House  on 
March  2.^ 

March  1, 1967 
Dear  Senator  Jackson:  In  further  ref- 
erence to  our  discussions  at  dinner  on  the 
evening  of  the  18th  concerning  the  reasons 
for  and  effects  of  bombing,  I  wish  to  review 
for  you  the  following. 

We  are  bombing  North  Viet  Nam  because 
it  is  violating  two  solemn  international 
agreements.  In  1954  Hanoi  agreed  that 
North  Viet  Nam  would  not  be  "used  for  the 
resumption  of  hostilities  or  to  further  an 
aggressive  policy." 

In  1962  Hanoi  agreed  to  withdraw  all  its 
military  forces  from  Laos;  to  refrain  from 
reintroducing  such  forces;  and  not  to  use  the 


'  Weekly  Corapilation  of  Presidential  Documents 
dated  Mar.  6;  the  letter  was  read  to  the  Senate  by 
Senator  Jackson  on  Mar.  2. 


territory  of  Laos  to  interfere  in  the  internal 
affairs  of  other  countries. 

Let  me  quote  to  you  the  recommendation 
made  by  General  Maxwell  Taylor  to  Presi- 
dent Kennedy  in  his  report  of  November  3, 
1961,  after  Hanoi  had  violated  the  Geneva 
Declaration  of  1954  but  before  the  Geneva 
Declaration  of  1962  was  finally  negotiated. 

While  we  feel  that  the  program  recommended 
represents  those  measures  which  should  be  taken  in 
our  present  knowledge  of  the  situation  in  Southeast 
Asia,  I  would  not  suggest  that  it  is  the  final  word. 
Future  needs  beyond  this  program  will  depend  upon 
the  kind  of  settlement  we  obtain  in  Laos  and  the 
manner  in  which  Hanoi  decides  to  adjust  its  con- 
duct to  that  settlement.  If  the  Hanoi  decision  is  to 
continue  the  irregular  war  declared  on  South  Viet- 
Nam  in  1959  with  continued  infiltration  and  covert 
support  of  guerrilla  bands  in  the  territory  of  our 
ally,  we  will  then  have  to  decide  whether  to  accept 
as  legitimate  the  continued  guidance,  training  and 
support  of  a  guerrilla  war  across  an  international 
boundary,  while  the  attacked  react  only  inside  their 
borders.  .  .  . 

It  is  my  judgment  and  that  of  my  colleagues  that 
the  United  States  must  decide  how  it  will  cope  with 
Khrushchev's  "wars  of  liberation"  which  are  really 
para-wars  of  guerrilla  aggression.  This  is  a  new  and 
dangerous  Communist  technique  which  bypasses  our 
traditional  political  and  military  responses.  While 
the  final  answer  lies  beyond  the  scope  of  this  report, 
it  is  clear  to  me  that  the  time  may  come  in  our 
relations  to  Southeast  Asia  when  we  must  declare  our 
intention  to  attack  the  source  of  guerrilla  aggres- 
sion in  North  Viet-Nam  and  impose  on  the  Hanoi 
Government  a  price  for  participating  in  the  current 
war  which  is  commensurate  with  the  damage  being 
inflicted  on  its  neighbors  to  the  south. 

Not  for  one  day  after  the  Geneva  Dec- 
laration of  1962  was  signed  did  Hanoi  meet 
its  commitment  or  honor  its  earlier  commit- 
ment of  1954.  Aggression  against  South  Viet 
Nam  was  continued  throughout  1962,  1963, 
and  1964.  Its  forces  were  never  withdrawm 
from  Laos  and  Laos  was  violated  in  order 
to  attack  South  Viet  Nam. 

When  I  became  President  and  surveyed 
the  problem  faced  by  our  nation,  I  reserved 
judgment  on  the  decision  which  General 
Taylor  forecast  in  1961  we  might  have  to 
make.  But  the  fact  was  that  the  North 
Vietnamese  continued  illegally  to  infiltrate 


514 


DEPARTMENT  OF  STATE  BULLETIN 


arms  and  men  across  international  frontiers. 
And  in  1964  they  radically  expanded  this 
course  of  action.  The  trails  became  roads. 
Bands  of  infiltrators  became  regular  mili- 
'  tary  units. 

Neither  of  the  co-chairmen  of  the  Geneva 
Conference — Great  Britain  and  the  Soviet 
Union — proved  able  to  stop  this  violation; 
nor  did  the  three  members  of  the  Interna- 
tional Control  Commission — India,  Canada, 
and  Poland. 

With  this  failure  of  the  international  ma- 
chinery designed  to  enforce  the  Geneva 
agreements  we  were  thrown  back,  therefore, 
on  our  treaty  responsibilities.  Under  the 
SEATO  Treaty,  presented  to  the  Senate  by 
President  Eisenhower  and  ratified  over- 
whelmingly, we  had  agreed  that  in  the  face 
of  "armed  attack  in  the  treaty  area"  we 
would  "act  to  meet  the  common  danger." 

By  February  1965  it  was  unmistakably 
clear  there  was  armed  attack  in  the  most 
literal  sense:  South  Viet  Nam  was  almost 
lost  to  that  armed  attack.  And  in  that  month, 
on  the  recommendation  of  the  National  Se- 
curity Council,  I  decided  that  we  had  to 
"meet  the  common  danger"  by  bringing  our 
air  power  to  bear  against  the  source  of  the 
aggression. 

We  never  believed  aerial  attack  on  North 
Viet  Nam  would,  alone,  end  the  war.  We 
did,  however,  have  three  objectives. 

The  first  was  to  back  our  fighting  men  and 
our  fighting  allies  by  demonstrating  that  the 
aggressor  could  not  illegally  bring  hostile 
arms  and  men  to  bear  against  them  from 
the  security  of  a  sanctuary. 

Second,  we  sought  to  impose  on  North  Viet 
Nam  a  cost  for  violating  its  international 
agreements. 

Third,  we  sought  to  limit  or  raise  the  cost 
of  bringing  men  and  supplies  to  bear  against 
the  South. 

All  three  of  these  important  objectives 
have  been  achieved. 

First,  you  should  note  that  the  military 
leaders  now  responsible  for  the  safety  and 
morale  of  our  men  in  the  field,  without  ex- 


ception, back  our  bombing  of  the  North.  The 
same,  is  true  of  the  military  and  political 
leaders  of  those  fighting  side  by  side  with  us; 
that  is  to  say,  the  leaders  of  Australia, 
Korea,  New  Zealand,  Philippines,  Thailand, 
and  Viet  Nam.  They  all  know  that  it  is  right 
and  necessary  for  us  to  refuse  to  accept 
North  Viet  Nam  as  a  sanctuary  at  a  time 
when  the  government  in  Hanoi  is  explicitly 
violating  its  international  commitments  and 
conducting  aggression  across  international 
borders. 

Second,  we  are,  with  remarkably  limited 
cost  in  civilian  lives,  imposing  a  major  cost 
on  North  Viet  Nam  for  its  violation  of  inter- 
national agreements. 

Our  attacks  on  military  targets  in  North 
Viet  Nam  have  diverted  about  half  a  million 
men  to  cope  with  eflfects  of  our  attacks.  They 
are  repairing  the  lines  of  supply  and  are 
engaged  in  anti-aircraft  and  coastal  defense. 
This  figure  approximates  the  total  number  of 
men  we  now  have  fighting  in  Southeast  Asia. 
It  is  not  much  less  than  the  number  of  men 
South  Viet  Nam  has  had  to  mobilize  to  deal 
with  the  guerrilla  attack  in  the  South. 

At  the  cost  of  about  500  gallant  American 
airmen  killed,  captured,  or  missing,  we  are 
bringing  to  bear  on  North  Viet  Nam  a  bur- 
den roughly  equivalent  to  that  which  the 
Communists  are  imposing  through  guerrilla 
warfare  on  the  South — and  we  are  doing  it 
with  far  fewer  civilian  casualties  in  the 
North. 

Finally,  the  bombing  of  North  Viet  Nam 
has  raised  the  cost  of  bringing  an  armed 
man  or  a  ton  of  supplies  illegally  across  the 
border  from  the  North  to  the  South.  Sub- 
stantial casualties  are  inflicted  on  infiltrators 
and  substantial  tonnages  of  supplies  are 
destroyed  en  route.  Those  who  now  reach  the 
South  arrive  after  harassment  which  lowers 
their  effectiveness  as  reinforcements. 

The  bombing  in  the  North  is  an  action 
undertaken  by  your  Government  only  after 
the  most  careful  reflection.  It  is  a  response 
to  a  serious  and  systematic  and  protracted 
violation  of  international  agreements.  It  is 


MARCH  27,  1967 


515 


having  significant  consequences  for  those 
who  chose  to  violate  the  agreements.  It  is 
an  integral  part  of  our  total  policy  which 
aims  not  to  destroy  North  Viet  Nam  but  to 
force  Hanoi  to  end  its  aggression  so  that  the 
people  of  South  Viet  Nam  can  determine 
their  own  future  without  coercion. 

Both  the  reasons  for- — and  the  results  of — 
the  bombing  of  North  Viet  Nam  make  it  im- 
perative that  we  continue  to  use  this  instru- 
ment of  support  for  our  men  and  our  allies. 
It  will  end  when  the  other  side  is  willing  to 
take  equivalent  action  as  part  of  a  serious 
effort  to  end  this  war  and  bring  peace  to  the 
people  of  Southeast  Asia. 

I  take  no  satisfaction  from  the  number  of 
infiltrators  killed  on  their  way  to  South  Viet 
Nam,  from  the  number  of  trucks  or  of  boats 
or  of  railroad  cars  destroyed  or  the  tons  of 
supplies  destroyed.  I  take  no  satisfaction 
from  the  suffering  of  the  people  of  North 
Viet  Nam.  I  take  no  satisfaction  from  the 
fact  that  they  have  had  to  abandon  their 
plans  for  economic  and  social  development. 
I  repeat  what  I  said  in  Baltimore  in  April 
1965  2 — I  look  forward  to  the  day  when  the 
government  and  people  of  North  Viet  Nam 
can  join,  in  peace,  their  fellows  in  Southeast 
Asia  in  developing  and  modernizing  that 
region  so  full  of  energy  and  resources  and 
promise.  And  on  that  day  they  will  have — 
if  they  wish — the  support  of  the  United 
States  in  providing  for  their  people  an  en- 
vironment of  progress.  But  right  now  I  wish 
friend  and  neutral  and  adversary  to  know 
that  we  shall  persist  with  our  operations  in 
the  South — we  shall  persist  with  our  opera- 
tions in  the  North — until  those  who  launched 
this  aggression  are  prepared  to  move  seri- 
ously to  reinstall  the  agreements  whose  viola- 
tion has  brought  the  scourge  of  war  to 
Southeast  Asia. 
Sincerely, 

Lyndon  B.  Johnson 


Secretary  Rusk  Comments 
on  Hanoi's  Attitude 

Statement  by  Secretary  Rusk  * 

Proposals  substantially  similar  to  those 
put  forward  by  Senator  [Robert  F.]  Ken- 
nedy [in  a  speech  in  the  Senate  on  March  2] 
were  explored  prior  to,  during,  and  since  the 
Tet  truce — all  without  result. 

We  have  had  bombing  pauses  of  5  days 
in  1965;  37  days  in  December-January  1965- 
66;  and  6  days  just  2  weeks  ago — and  we 
encountered  only  hostile  actions  in  response. 
There  is,  therefore,  no  reason  to  believe  at 
this  time  that  Hanoi  is  interested  in  pro- 
posals for  mutual  deescalation  such  as  those 
put  forward  by  Senator  Kennedy. 

The  President  has  consistently  made  clear 
that  the  door  to  peace  is  and  will  remain 
open  and  we  are  prepared  at  any  time  to 
go  more  than  half  way  to  meet  any  equitable 
overture  from  the  other  side. 


SEATO  and  ANZUS  Councils 
To  IVIeet  in  Washington  in  April 

Department  Announcement 

Press  release  51  dated  March  8 

The  United  States  Government  takes 
pleasure  in  announcing  that  the  12th  annual 
meeting  of  the  SEATO  Council  of  Ministers 
will  take  place  in  Washington  April  18-20. 
Last  year  in  Canberra,  Australia,  the 
SEATO  Council  accepted  the  United  States 
offer  to  host  this  year's  meeting.  It  is  antici- 
pated that  Secretary  Rusk  will  head  the 
United  States  delegation. 

The  SEATO  Military  Advisers  will  also 
meet  in  Washington  April  14-15.  It  is 
customary  for  the  Military  Advisers  to  hold 
one   of   their    two    semiannual    conferences 


'  Bulletin  of  Apr.  26, 1965,  p.  606. 


'  Read  to  news  correspondents  by  the  Department 
spokesman  on  Mar.  2. 


516 


DEPARTMENT  OF  STATE  BULLETIN 


shortly  before  the  annual  Council  meeting. 

Immediately  following  the  SEATO  Council 
meeting,  representatives  of  the  seven  coun- 
tries making  military  contributions  to  the 
defense  of  the  Republic  of  Viet-Nam  will 
also  meet  in  Washington  on  the  afternoon 
of  April  20  and  the  morning  of  April  21. 
This  meeting  is  one  of  a  continuing  series 
of  consultations  provided  for  by  the  com- 
munique issued  by  the  Seven-Nation  Con- 
ference in  Manila  last  year. 

The  ANZUS  Council  Meeting  this  year 
will  also  be  held  in  Washington  on  the  after- 
noon of  April  21  and  morning  of  April  22. 
The  Council  discussions  will  cover  matters 
involving  security  interests  of  the  three 
partners  therein.  The  last  Council  meeting 
took  place  in  Canberra  on  June  30  and  July 
1, 1966. 


U.S.  Mission  Chiefs  in  Asian 
and  Pacific  Area  Meet  at  Baguio 

Folloiving  is  the  text  of  a  communique 
issued  at  Baguio,  the  Philippines,  on  March 
7  at  the  conclusion  of  a  meeting  of  the  chiefs 
of  U.S.  missions  in  the  East  Asian  and 
Pacific  area. 

Press  release  49  dated  March  7 

Fourteen  United  States  Chiefs  of  Mission 
in  the  East  Asian  and  Pacific  area  today 
(March  7)  concluded  four  days  of  talks  at 
Baguio,  the  Republic  of  the  Philippines.  This 
sixth  such  conference  at  Baguio  was  chaired 
by  the  Honorable  William  F.  Bundy,  Assist- 
ant Secretary  of  State  for  East  Asian  and 
Pacific  AflTairs.  Ambassador  Goldberg  [U.S. 
Representative  to  the  United  Nations  Ar- 
thur J.  Goldberg]  joined  the  conference  for 
the  first  day,  and  various  Washington  offi- 


cials and  military  representatives  were  also 
present. 

The  participants  were  deeply  appreciative 
for  the  hospitality  of  the  Government  of  the 
Philippines. 

The  participants  reviewed  developments  in 
the  area  as  related  to  the  United  States  policy 
of  working  with  the  countries  of  the  area 
toward  the  inter-related  goals  of  security, 
progress  and  cooperation. 

The  conferees  were  encouraged  by  the 
progress  which  has  been  made  in  South  Viet- 
Nam  in  both  military  and  non-military  fields 
through  the  collective  efforts  of  South  Viet- 
Nam,  the  United  States  and  other  countries. 
They  unanimously  hoped  that  a  stable  and 
honorable  peace  could  soon  be  achieved,  and 
welcomed  all  constructive  steps  toward  this 
end.  At  the  same  time,  they  reaffirmed  their 
belief  that  any  slackening  of  the  collective 
military  effort  or  of  the  policies  and  pro- 
grams in  non-military  fields  would  lengthen 
rather  than  shorten  the  road  to  that  goal, 
and  thus  detract  from  rather  than  contribute 
to  the  broader  aims  which  the  United  States 
shares  with  the  countries  of  the  area. 

The  conferees  noted  the  impressive  prog- 
ress which  is  being  made  by  many  countries 
of  the  area  toward  sound  political,  economic 
and  social  goals.  Such  progress  is  necessarily 
based  on  the  efforts  and  talents  of  the  coun- 
tries themselves,  but  the  conferees  recog- 
nized the  desire  of  these  countries  for  con- 
tinued assistance  from  countries  outside  the 
area.  The  conferees  were  also  impressed  by 
the  continuing  development  of  regional  coop- 
eration in  the  area. 

Over  the  longer  term,  the  conferees  looked 
forward  to  the  day  v/hen  all  countries  of  the 
area  could  live  in  peace  and  could  devote 
their  talents  and  resources,  individually  and 
cooperatively,  towards  meeting  those  basic 
aspirations  which  are  shared  by  all  peoples. 


MARCH  27,  1967 


517 


Why  the  United  States  Should  Expand  Peaceful  Trade 
With  Eastern  Europe 


by  Anthony  M.  Solomon 

Assistant  Secretary  for  Economic  Affairs  ^ 


I  want  to  talk  to  you  today  on  an  impor- 
tant and  controversial  subject,  one  that  is 
high  on  the  President's  agenda,  that  is  un- 
der active  consideration  in  the  Congress, 
that  has  been  widely  discussed  in  business 
forums,  and  that  concerns  you,  both  as  busi- 
nessmen in  this  great  trading  capital  of 
Chicago  and  as  citizens  of  the  United  States. 
The  subject  is  expanding  peaceful  trade 
between  the  United  States  and  the  Com- 
munist countries  of  Europe. 

The  United  States  restricts  trade  with 
Eastern  Europe  to  a  far  greater  extent  than 
do  other  Western  countries.  Our  controls 
over  exports  to  Communist  Europe  are  more 
extensive  than  those  of  our  Western  allies, 
and  we  subject  imports  from  Communist 
Europe  to  higher — in  many  cases  prohibi- 
tively higher — customs  duties  than  those  we 
apply  to  imports  from  the  rest  of  the  world. 

The  restrictions  we  impose  had  their  or- 
igin in  the  late  1940's  when  Stalin  ruled  the 
Soviet  Union,  the  Soviet  Union  ruled  the 
Communist  world,  and  the  Communist  world 
was  a  unified,  hostile,  overtly  aggressive  em- 
pire. 

Our  allies  joined  with  us  in  those  days  in 
denying  virtually  all  industrial  equipment 
and  materials  to  the  Communists.  But  over 
the  past  decade  as  the  Communist  world  has 
changed,  our  allies  have  modified  their  prac- 


'  Address  made  before  the  Chicago  Automobile 
Trade  Show  luncheon  at  Chicago,  111.,  on  Mar.  2 
(press  release  43;  as-delivered  text). 


tices.  Our  NATO  allies  and  Japan  still  join 
us  in  embargoing  trade  in  strategic  goods — 
in  goods  that  would  enhance  the  military  po- 
tential of  the  Communists — but  they  do  not 
maintain  special  restrictions  on  other  ex- 
ports to  the  Communist  world.  Neither  do 
they  maintain  discriminatory  tariff's  on 
goods  imported  from  these  countries  of 
Eastern  Europe. 

The  question  we  should  consider  is  wheth- 
er the  controls  and  restrictions  we  impose 
in  isolation  from  our  friends  and  allies  con- 
tinue to  serve  our  national  interest  today  as 
they  did  two  decades  ago  or  whether  changes 
have  occurred  in  the  Communist  world  and 
in  the  world  at  large  that  require  changes 
in  our  policy  and  practices. 

We — from  the  President  and  the  Secretary 
of  State  down  through  all  of  us  in  the  execu- 
tive branch  who  study  and  work  with  these 
problems — believe  strongly  that  changes 
have  indeed  occurred  and  are  now  in  process 
in  the  Communist  world  that  are  favorable 
to  our  interests  and  that  it  is  clearly  to  our 
advantage  to  modify  our  policies  so  as  to 
reinforce  and  promote  this  process  of  change. 

What  are  these  changes  that  have  oc- 
curred and  are  taking  place  in  the  Com- 
munist world?  In  the  early  postwar  years  the 
Soviet  Union,  under  Stalin's  ruthless  regime, 
and  the  dominated  small  countries  of  East- 
ern Europe,  linked  solidly  with  Communist 
China,  presented  an  ugly  and  menacing  pic- 
ture. It  was  the  image  of  a  giant,  powerful, 
totalitarian  bloc  of  countries  subscribing  to  a 


518 


DEPARTMENT  OF  STATE  BULLETIN 


single  centralized  brand  of  communism  made 
in  the  Kremlin  and  aggressively  threatening 
the  rest  of  the  world.  We  created  a  series  of 
defensive  alliances  to  contain  this  aggressive 
force  and  together  with  our  allies  we  de- 
feated it  in  Greece,  in  Berlin,  in  Korea. 

Changes  in  the  Communist  World 

Today  there  is  no  longer  a  single  united 
Communist  world.  You  know,  as  well  as  I, 
how  the  once  arrogant  Moscow-Peking  axis 
has  fallen  to  pieces.  The  Communist  world 
is  split  down  the  middle.  On  one  side  is 
Communist  China,  paranoid  in  its  hostility 
to  the  United  States,  wedded  to  the  doctrine 
of  inevitable  conflict  between  the  Commu- 
nist and  the  capitalist  worlds,  and  proclaim- 
ing that  "power  comes  out  of  the  barrel  of 
the  gun."  On  the  other  side  is  the  U.S.S.R., 
accused  of  revisionism  by  the  Chinese  be- 
cause it  has  faced  up  to  the  awesome  conse- 
quences of  direct  military  confrontation  in 
today's  nuclear  world  and  is  moving  slowly 
and  cautiously  to  increased  peaceful  inter- 
course with  the  West. 

The  split  between  the  Soviet  Union  and 
Communist  China  and  the  gradual  loosening 
of  Kremlin  controls  after  the  death  of  Stalin 
have  had  important  repercussions  in  Eastern 
Europe.  The  small  countries  of  Eastern 
Europe  that  in  Stalin's  day  were  mere  sat- 
ellite appendages  of  the  U.S.S.R.  are  today 
increasingly  able  to  adopt  internal  and  ex- 
ternal policies  appropriate  to  their  interests 
as  they  see  them.  They  have  expanded  trade 
and  cultural  relations  with  Western  Europe, 
Japan,  and  other  industrialized  countries 
from  which  Stalin  had  isolated  them  behind 
the  Iron  Curtain.  Poland  was  the  first  War- 
saw Pact  country  to  reduce  Soviet  domina- 
tion over  its  internal  affairs.  Romania  has 
been  pursuing  independent  initiatives  in  the 
area  of  foreign  policy  and  has  actively  re- 
sisted Moscow's  efforts  to  influence  the 
course  of  her  economic  development.  The 
ferment  of  change  is  at  work  in  other  East- 
em  European  countries.  Their  governments 
are  still  Communist,  of  course,  and  they  are 
tied  to  the  U.S.S.R.  by  geography  and  ideo- 
logical  bonds;   but  they  are   neither   ruled 


from    Moscow    nor    excommunicated    when 
they  follow  divergent  lines. 

Contrast  the  situation  now  with  what  it 
was  in  1948  when  Tito  tried  to  follow  an  in- 
dependent course  and  Moscow  mobilized  the 
Communist  world  to  try  to  whip  Tito  into 
line.  Moscow  did  not  succeed,  as  you  know. 
Indeed,  Yugoslavia's  successful  breakaway 
was  the  first  major  crack  in  the  Communist 
monolith. 

The  split  between  Moscow  and  Peking  and 
the  loosening  of  Moscow's  control  over  the 
countries  of  Eastern  Europe  are  not  the  only 
important  changes  we  have  seen  in  the  Com- 
munist world  in  the  past  decade.  Political 
and  economic  changes  of  some  significance 
are  also  taking  place  within  the  Communist 
countries  of  Europe.  In  most  of  these  coun- 
tries the  hand  of  the  police  has  become  less 
apparent  and  less  heavy.  Compared  with  the 
Stalinist  period,  these  peoples  live  more  free- 
ly. There  is  a  greater  freedom  of  speech,  a 
freer  exchange  of  ideas,  and  a  growing 
knowledge  of  what  life  is  like  in  the  Western 
World. 

We  ourselves  have  official  exchange  agree- 
ments with  the  Soviet  Union  and  Romania 
and  informal  arrangements  with  the  other 
Eastern  European  countries.  A  growing 
number  of  persons — well  over  1,000  a  year — 
are  moving  in  each  direction  between  the 
United  States  and  Eastern  Europe  in  these 
exchanges.  The  Voice  of  America  no  longer 
is  jammed  anywhere  in  Eastern  Europe  ex- 
cept in  Bulgaria.  Not  only  is  it  listened  to 
for  news  and  information  about  our  country, 
but  it  has  one  of  the  largest  and  most  enthu- 
siatic  American-jazz  audiences  in  the  world 
— stretching  more  than  5,000  miles  from 
Pilsen  to  Vladivostok. 

Trade  and  Economic  Reform 

Changes  also  are  underway  in  the  orga- 
nization of  their  economies.  The  countries  of 
Communist  Europe  recognize  that  they  have 
major  economic  problems,  and  the  U.S.S.R. 
and  some  of  the  smaller  countries  are  ex- 
perimenting with  economic  reforms.  They 
are  trying,  in  capitalistic  style,  to  relate  pro- 
duction to  demand,  price  to  cost,  and  style 


MARCH  27,  1967 


519 


and  design  to  consumer  taste.  "Profit"  is  no 
longer  a  dirty  word.  They  are  moving  in 
varying  degrees  and  by  slow  stages  away 
from  centralized  political  planning  and  con- 
trol over  every  feature  of  economic  life  to- 
ward looser  forms  of  organization  which 
give  some  modest  scope  to  individual  initia- 
tive down  the  line. 

Eastern  Europe's  trade  with  the  free 
world  has  been  an  important  factor  in  this 
movement  toward  economic  reform.  These 
countries  have  had  to  submit  their  goods  to 
the  competitive  test  of  the  world  market 
when  they  have  wanted  to  trade,  and  they 
have  found  their  products  wanting  in  qual- 
ity and  technical  modernity.  This  has  put 
into  question  among  the  peoples  and  leaders 
of  those  countries  the  economic  institutions 
behind  their  products  and  Communist  eco- 
nomic dogma  itself. 

Commenting  on  these  economic  reforms, 
one  of  your  State's  leading  industrialists, 
William  Blackie,  chairman  of  Caterpillar 
Tractor  Company,  noted  in  a  recent  address 
that  the  economic  changes  being  proposed 
or  adopted  in  Eastern  Europe,  such  as  more 
flexible  pricing,  retained  profits,  interest  on 
capital  advances,  "involve  movement  toward 
some  of  the  most  basic  elements  of  free  en- 
terprise capitalism." 

As  one  might  expect,  Yugoslavia,  which 
was  the  first  country  to  break  out  of  Stalin- 
ist control,  has  gone  furthest  down  the  road 
in  opening  her  economy  to  the  freer  play  of 
market  forces.  But  the  winds  of  change  are 
sweeping  all  of  Eastern  Europe,  and  the 
direction  of  change  is  good.  The  direction  is 
away  from  iron  discipline  and  tight  central 
control  in  completely  closed  societies  toward 
greater  contact  with  the  West,  exposure  to 
Western  ideas,  and  internal  liberalization. 

What  is  the  significance  of  these  changes 
for  United  States  policy?  Should  we  encour- 
age increased  contact  and  communication 
with  Eastern  Europe,  the  freer  movement 
of  people  between  East  and  West,  a  wider 
exchange  of  goods  and  of  ideas,  or  should 
we  stand  frozen  on  the  policy  we  adopted  20 
years  ago?  Can  increased  contact  and  in- 
creased peaceful  trade  contribute  to  the  fur- 


ther favorable  evolution  of  Communist  so- 
ciety in  Europe? 

We  believe  strongly  that  it  can.  Our  re- 
sponse to  the  challenge  of  the  Communist 
world  must  reflect  the  changing  realities 
within  that  world.  That  is  exactly  what  Pres- 
ident Johnson's  East- West  trade  proposals 
are  designed  to  do.  The  President  has  said 
eloquently  that  we  should  try  to  build  bridges 
to  Eastern  Europe:  bridges  of  ideas,  educa- 
tion, culture,  and  trade. 

To  some  of  our  people  the  very  idea  of  in- 
creasing peaceful  trade  and  contact  with 
Communist  Europe  is  anathema.  They  see 
it  as  a  snare  and  a  delusion,  indeed  as  fun- 
damentally immoral.  Our  answer  to  them  is 
that  in  this  nuclear  age  it  would  be  both  im- 
moral and  irresponsible  not  to  try  to  find 
areas  of  agreement,  not  to  try  to  reduce 
suspicion,  tensions,  and  hostility  that  can 
spill  over  into  violence,  not  to  try  to  encour- 
age the  further  opening  of  the  Iron  Curtain 
and  the  movement  toward  economic  and 
political  liberalization  in  Communist  Europe. 

Perspective  on  Role  of  Trade 

And  this  is  where  trade  has  an  impor- 
tant role  to  play.  I  think  it  is  fair  to  say  that 
affirmative  action  on  the  President's  pro- 
posal to  increase  peaceful  trade  would  be  the 
one  most  important  signal  to  the  Commu- 
nist world  that  the  United  States  really 
wants  normal  relations  and  peaceful  com- 
petition, that  we  are  sincerely  interested  in 
increased  intercourse,  in  finding  and  enlarg- 
ing areas  of  agreement.  Such  action  would 
strengthen  the  hands  of  those  in  the  Com- 
munist world  who  favor  constructive  rela- 
tions with  the  West  and  would  undercut 
those  who  look  to  the  barrel  of  the  gun.  To 
that  extent,  it  would  directly  contribute  to 
our  objectives  in  Viet-Nam.  On  the  other 
hand,  rejection  of  the  President's  proposal 
for  increased  trade  and  peaceful  engagement 
would  chill  the  atmosphere  and  strengthen 
the  hands  of  the  Stalinists  in  the  internal 
Communist  struggle  who  are  resisting 
change. 

What  are  the  President's  proposals  for  in- 


520 


DEPARTMENT  OF  STATE  BULLETIN 


creasing  peaceful  trade  with  Communist 
Europe?  They  are  in  two  parts:  The  first  has 
to  do  with  liberalization  of  our  export  con- 
trols; the  second,  with  modification  of  our 
restrictions  on  imports.  The  President  has 
already  acted  to  modify  our  export  controls. 
He  announced  last  October  that  hundreds  of 
nonstrategic  items  formerly  requiring  spe- 
cific license  would  now  be  freely  exportable 
to  Communist  Europe.^  In  addition  he  au- 
thorized the  Export-Import  Bank  to  extend 
its  normal  guarantees  of  commercial  credits 
on   our  exports   to   Eastern   Europe. 

Action  on  our  import  restrictions,  how- 
ever, is  not  a  matter  for  executive  decision 
alone.  It  requires  congressional  authoriza- 
tion. The  President  has  proposed  that  he  be 
authorized  to  extend  nondiscriminatory  tar- 
iff treatment  to  imports  from  countries  in 
Communist  Europe  in  return  for  equivalent 
benefits  to  us.  At  the  present  time,  imports 
from  the  Communist  countries  of  Europe, 
other  than  Yugoslavia  and  Poland,  are  sub- 
ject to  the  prohibitively  high  tariffs  that 
were  in  force  here  in  1930.  Removal  of  this 
discriminatory  feature  in  our  trade  relations 
with  Communist  Europe  would  be  a  signifi- 
cant political  gesture.  It  would  also  have 
salutary  economic  effects  because  it  would 
enable  the  countries  of  Eastern  Europe  to 
earn  dollars  to  buy  United  States  products. 
It  would  facilitate  thereby  that  two-way  flow 
of  trade  that  is  a  feature  of  normal  interna- 
tional relations. 

To  place  in  perspective  the  role  trade 
plays — and  might  play — in  our  relations 
with  Eastern  Europe,  we  should  examine  the 
basic  facts.  The  most  outstanding  character- 
istic of  our  present  trade  with  Eastern  Eu- 
rope is  its  extremely  low  level.  This  is  true 
whether  measured  in  relative  or  absolute 
terms. 

In  1966  we  sold  to  Eastern  Europe  goods 
worth  $200  million.  Other  countries  of  the 
free  world  sold  to  those  same  countries  goods 
worth  more  than  $6  billion.  Germany's  ex- 


'  For  text  of  President  Johnson's  address  at  New 
York,  N.Y.,  on  Oct.  7,  1966,  see  Bulletin  of  Oct. 
24,  1966,  p.  622. 


ports  to  Eastern  Europe  are  six  times  ours; 
France  and  Canada  each  sell  more  than  twice 
as  much  as  we  do;  and  even  Japan,  geo- 
graphically more  distant,  sells  more  than 
the  United  States. 

Agricultural  Sales  to  Eastern  Europe 

A  second  important  characteristic  of  our 
present  trade  with  Eastern  Europe  is  the 
large  proportion  of  agricultural  products 
in  our  total  exports.  In  1965  five  commod- 
ities made  up  more  than  half  of  the  total: 
tallow,  hides,  soybeans,  grain  sorghum,  and 
other  feedstuffs. 

We  are,  of  course,  not  alone  in  our  sales 
of  agricultural  commodities  to  Eastern  Eu- 
rope. Our  good  neighbor  to  the  north,  Can- 
ada, sold  in  1965  an  amount  of  wheat  alone 
worth  almost  twice  our  total  exports  to  these 
countries.  A  considerable  portion  of  this 
wheat,  incidentally,  was  shipped  out  over 
that  great  common  waterway,  the  St.  Law- 
rence Seaway,  which  is  making  Chicago  one 
of  the  most  important  ports  in  the  United 
States. 

While  agriculture  makes  up  the  bulk  of 
our  exports  and  those  of  Canada  to  Eastern 
Europe,  other  countries  find  their  principal 
markets  in  the  East  in  machinery,  in  trans- 
port equipment,  in  chemicals,  in  artificial 
fibers,  and  in  iron  and  steel. 

The  market  in  Eastern  Europe  is  large 
and  growing.  Since  1960  it  has  roughly 
doubled.  It  is  a  highly  diversified  market, 
purchasing  everything  from  foodstuffs  and 
primary  products  to  fairly  sophisticated  in- 
dustrial equipment.  Our  share  of  this  mar- 
ket is  very  small  indeed,  barely  3  percent, 
narrow  in  product  coverage,  and  declining  in 
relative  terms. 

It  is  clear  from  these  facts  that  the  United 
States  is  not  an  important  factor  in  trade 
with  Eastern  Europe.  Even  if  all  our  trade 
were  cut  off,  it  would  not  affect  in  any  sig- 
nificant way  the  economic  position  of  East- 
ern Europe.  It  is  also  clear  that,  with  few 
exceptions,  the  only  economic  effect  of  our 
restrictions  is  to  cede  the  business  to  our 
competitors. 


MARCH  27,  1967 


521 


So  much  for  the  present.  What  about  the 
future?  What  are  the  possibilities  for  in- 
creased trade  with  Eastern   Europe? 

Growing  Market  for  Consumer  Durable  Goods 

While  I  doubt  our  trade  with  Eastern 
Europe  will  ever  be  vast,  I  believe  a  signifi- 
cant increase  from  present  levels  is  possible. 
Given  active  promotional  efforts  and  removal 
of  present  barriers,  I  believe  it  is  quite  rea- 
sonable to  expect  a  level  of  United  States  ex- 
ports of  around  $500  million  within  several 
years.  Exports  at  this  level  would  still  be 
very  small  in  relation  to  our  total  exports, 
which  this  year  will  probably  exceed  $30 
billion.  But  even  in  this  age  of  astronomical 
figures,  $500  million  is  hardly  in  the  category 
of  petty  cash. 

In  this  connection  I  should  note  that  the 
market  for  consumer  durable  goods  and  for 
plants  to  make  such  goods  is  growing  vigor- 
ously in  Communist  Europe.  The  most  strik- 
ing example  is  the  Soviet  contract  with  the 
Italian  Fiat  Company  for  construction  of  an 
$800  million  passenger  automobile  plant  in 
the  Soviet  Union.  This  in  itself  represents 
a  sizable  allocation  of  resources  for  peaceful 
uses,  but  more  will  follow  to  provide  the 
roads,  service  stations,  repair  facilities,  and 
the  like  to  keep  the  cars  running.  We  have 
only  to  look  at  the  vast  automobile  show  in 
progress  here  in  this  amphitheater  to  ap- 
preciate the  profound  effects  on  the  use  of  a 
nation's  resources  that  follow  over  time  from 
putting  consumers  on  wheels.  This  growing 
attention  to  consumer  needs  is  a  heartening 
development  in  the  Communist  countries,  one 
that  we  welcome  and  should  support  through 
trade. 

Only  yesterday  a  unanimous  report  was 
published  on  "The  Fiat-Soviet  Auto  Plant 
and  Communist  Economic  Reforms"  by  four 
members — two  from  each  party — of  the 
House  of  Representatives  Subcommittee  on 
International  Trade.  The  report  was  made 
after  3  months  of  intensive  study,  including 
on-the-spot  investigation  in  Italy,  Yugoslavia, 
Czechoslovakia,  Hungary,  and  the  Soviet 
Union.  In  evaluating  the  potential  sale  of  as 


much  as  $50  million  of  United  States  ma- 
chine tools  and  equipment  to  the  Fiat  Com- 
pany for  the   Soviet  plant,  the  report  stated: 

From  the  standpoint  of  the  United  States,  an  ex- 
port of  this  kind  has  to  be  viewed  in  light  of  the 
following  facts:  (a)  machine  tools  of  this  type,  how- 
ever sophisticated  in  design,  are  special-purpose 
equipment  that  will  represent  a  considerable  expense 
and  will  have  to  be  assigned  directly  to  automotive 
production;  (b)  these  tools  will  be  utilized  to  help 
broaden  the  commitment  of  the  Soviet  Union  to  the 
production  of  a  resource-intensive,  highly  popular 
consumer  product;  (c)  direct  Soviet  expenditures 
on  the  expansion  of  auto  production  must  be  recog- 
nized as  perhaps  only  the  beginning  of  that  Govern- 
ment's involvement  in  an  enlarged  outlay  of  re- 
sources in  the  consumer  sector. 

Case  for  Modifying  U.S.  Trade  Controls 

Significantly,  another  congressional  group 
only  2  weeks  ago  reported  on  its  findings  fol- 
lowing a  study  mission  to  Europe.  This  re- 
port was  made  by  six  members  of  the  House 
Committee  on  Foreign  Affairs.^  I  should  like 
to  read  to  you  one  brief  section  that  I  think 
admirably  sums  up  the  case  for  modifying 
our  trade  controls.  The  statement  expresses 
the  views  of  five  of  the  six  members,  three 
Democrats  and  two  Republicans. 

Our  policy  of  trade  restraints  does,  however,  deny 
American  farmers  and  manufacturers  the  opportu- 
nity to  compete  for  markets  in  Eastern  Europe.  It 
restricts  American  presence  in  that  part  of  the 
world  and  isolates  us  from  contact  with  the  people 
of  Eastern  Europe.  And,  by  doing  this,  it  diminishes 
whatever  influence  we  could  exert  to  promote  the 
development  of  those  countries  in  the  direction  of 
economic  and  political  liberalization.  For  although 
the  volume  of  our  exports  to  Eastern  Europe  is  un- 
likely to  rise  dramatically,  the  opportunity  for  a 
moderate  expansion  of  trade  in  nonstrategic  com- 
modities is  there.  And  we  believe  that  grreater  ex- 
posure to  American  goods,  personnel,  and  methods, 
can  help  to  stimulate  demand  for  consumer  goods  in 
Eastern  Europe  and  put  increased  pressure  on  the 
governments  of  that  area  to  reduce  the  portion  of 
their  national  resources  being  devoted  to  military 
purposes. 

The  East-West  trade  legislation  we  are 
proposing  for  enactment  by  the  Congress 
would  not  automatically  extend  nondiscrim- 


'  "Our  Changing  Partnership  With  Europe,"  re- 
port of  the  Special  Study  Mission  to  Europe,  1966 
(H.  Doc.  26,  90th  Cong.,  1st  sess.,  Feb.  22,  1967). 


522 


DEPARTMENT  OF  STATE  BULLETIN 


inatory  tariff  treatment  to  Communist 
Europe.*  It  would  authorize  the  President  to 
negotiate  for  the  extension  of  such  treatment 
only  when  he  believes  it  to  be  in  the  national 
interest  and  when  he  can  obtain  adequate 
return  benefits. 

The  kinds  of  reciprocal  benefits  we  would 
seek  through  such  bilateral  commercial 
agreements  would  vary  from  country  to 
country.  In  addition  to  direct  trade  benefits, 
they  might  include  provisions  for  the  settle- 
ment of  commercial  disputes;  the  facilitation 
of  travel  by  United  States  businessmen;  the 
protection  of  United  States  copyrights,  tech- 
nology, and  other  industrial  property  rights; 
assurances  to  prevent  trade  practices  injuri- 
ous to  United  States  labor  and  industry.  At 
the  same  time,  the  ability  to  expand  trade 
relations  would  facilitate  our  efforts  to  obtain 
settlement  of  financial  claims  and  more  satis- 
factory arrangements  in  cultural  and  infor- 
mation programs. 

We  believe  there  is  a  compelling  case  both 
on  the  broadest  political  grounds  and  on  the 
narrower  grounds  of  economic  self-interest 
to  expand  peaceful  trade  with  Communist 
Europe.  Some  American  firms,  however,  are 
holding  back  from  trade  with  Eastern  Eu- 
rope because  of  the  fear  of  possible  criticism 
damaging  to  their  domestic  markets  and  cor- 
porate reputation  when  they  contemplate 
such  trade.  In  order  to  make  this  Govern- 
ment's position  perfectly  clear  to  American 
businessmen,  the  Secretaries  of  State,  De- 
fense, and  Commerce  joined  in  a  statement 
that  has  been  given  wide  circulation.^  They 
stated: 

.  .  .  your  Government  regards  commerce  in  peace- 
ful goods  with  the  countries  of  Eastern  Europe,  in- 
eluding  the  Soviet  Union,  as  completely  compatible 
with  our  national  interest.  No  American  business 
enterprise  should  be  penalized  for  purchasing  or 
selling  such  goods.  In  fact,  any  individuals  or  groups 
that   seek    to   intimidate,   boycott,    blacklist,    use    or 


threaten  economic  reprisals  against  such  American 
enterprises  for  carrying  on  lawful  trade  with  East- 
ern European  countries  act  harmfully  and  irrespon- 
sibly. To  yield  to  such  groups  is  to  encourage  capri- 
cious interference  with  the  vital  processes  of  our 
Constitutional  Government — interference  that  could 
at  the  end  of  the  road  make  it  impossible  for  our 
country  to  conduct  a  coherent  foreign  policy. 

We  have  lived  with  the  cold  war  for  some 
two  decades,  and  it  is  difficult  to  modify  atti- 
tudes even  in  the  face  of  change.  It  is  even 
more  difficult  at  this  moment  in  time  when  we 
are  fighting  in  Viet-Nam  and  the  countries  of 
Communist  Europe  are  giving  support  to  our 
opponents.  But  we  believe  it  is  just  in  this 
situation  that  we  should  do  everything  we  can 
to  demonstrate  to  the  Soviet  Union  and  the 
other  countries  of  Eastern  Europe  that  their 
true  interests  lie  not  in  attempts  at  aggres- 
sive expansion  but  in  seeking  the  well-being 
of  their  people  through  peaceful  means. 

As  Secretary  Rusk  has  said:  ^  "It  is  too 
late  in  history  to  maintain  intractable  hos- 
tility across  the  entire  range  of  relationships. 
.  .  .  even  at  a  time  when  there  are  difficult 
and  painful  and  even  dangerous  issues  be- 
tween us,  it  is  necessary  in  the  interest  of 
Homo  sapiens  for  the  leaders  on  both  sides 
to  explore  the  possibilities  of  points  of  agree- 
ment, whether  in  small  matters  or  large,  to 
see  whether  some  progress  might  be  made 
even  when  total  progress  is  denied  us." 


■*  For  background  and  text  of  the  proposed  legis- 
lation, see  Bulletin  of  May  30,  1966,  p.  838. 
» Ibid.,  Nov.  1,  1965,  p.  700. 


Mr.  Roth  Named  Representative 
for  Trade  Negotiations 

The  Senate  on  February  28  confirmed  the 
nomination  of  William  Matson  Roth  to  be 
Special  Representative  for  Trade  Negotia- 
tions. (For  biographic  details,  see  White 
House  press  release  dated  January  26.) 


'  In    an    address    before    the    Executives    Club    of 
Chicago  on  Nov.  30,  1966. 


MARCH  27,  1967 


523 


THE  CONGRESS 


Human  Rights  Conventions 


Statement  by  Arthur  J.  Goldberg 

U.S.  Representative  to  the  United  Nations  ^ 


It  is  a  great  pleasure  to  be  here  today.  I 
very  much  appreciate  the  chance  to  take 
part  in  the  opening  hearings  on  three  im- 
portant international  conventions  on  human 
rights:  those  concerning  slavery,  forced 
labor,  and  the  political  rights  of  women.^  The 
United  States  participated  in  the  drafting 
of  all  three  conventions  and  has  lent  them 
its  support  at  various  stages  of  their  prepa- 
ration. It  was  only  after  a  careful  review  by 
the  executive  branch  that  they  were  sub- 
mitted to  the  Senate  in  July  of  1963. 

As  you  know,  the  administration  strongly 
supports  ratification  of  these  conventions.  It 
believes  them  to  be  important  agreements  to 
which  the  United  States  should  adhere.  For 
they  not  only  are  consistent  with  the  tra- 
ditional values  and  ideals  of  this  country; 
they  express  the  same  profound  concern  for 
human  rights  that  has  come  to  be  recognized 
everywhere  as  the  hallmark  of  the  United 
States.  I  believe  we  should  welcome  the  op- 
portunity to  participate  in  agreements  re- 
flecting our  high  standards  on  an  interna- 
tional scale. 

Indeed,  adherence  to  these  conventions 
would  underscore  the  fact  that  the  United 


'  Submitted  to  the  Ad  Hoc  Subcommittee  on  Hu- 
man Rights  of  the  Senate  Committee  on  Foreign 
Relations  on  Feb.  23  (U.S./U.N.  press  release  18). 
The  complete  hearings  will  be  published  by  the 
committee. 

'  For  texts  of  the  conventions,  see  Bulletin  of 
Aug.  26,  1963,  p.  323. 


States  is  concerned  with  the  realization  of 
human  rights  not  only  within  its  shores  but 
throughout  the  world.  In  recent  years  we  in 
this  country  have  been  engaged  domestically 
in  a  tremendous  effort  to  advance  the  rights 
of  our  citizens  through  the  processes  of 
law.  And  that  effort,  which  quite  rightly  has 
held  the  attention  of  men  everywhere,  has 
reaped  tremendous  gains  for  the  people  of 
the  United  States.  I  do  not  believe,  however, 
that  we  can  now  rest  upon  these  domestic 
victories  and  disclaim  interest  in  the  same 
evils  abroad  that  we  have  abrogated  at  home. 
It  is  only  fitting  that  a  country  which  has 
taken  such  great  strides  should  play  a  lead- 
ing role  in  the  attempt  to  see  human  rights 
respected  in  all  sectors  of  the  globe. 

I  would  point  out,  too,  that  ratification  of 
these  conventions  would  accord  with  our 
commitment  to  the  Charter  of  the  United 
Nations  and  to  the  principles  for  which  it 
stands.  Indeed,  one  of  the  main  purposes  of 
the  United  Nations  is  to  achieve  interna- 
tional cooperation  in  solving  the  kinds  of 
problems  with  which  these  conventions  are 
concerned.  Countless  times  the  United  States 
has  spoken  publicly  in  support  of  the  charter  , 
and  specifically  in  support  of  its  human  || 
rights  provisions.  Why  should  we  hesitate 
to  ratify  conventions  that  give  such  pro- 
visions a  real  meaning  and  force? 

I  must  emphasize  that  I  am  not  speaking 
of  purely  altruistic  reasons  for  ratification 


524 


DEPARTMENT  OF  STATE  BULLETIN 


but  in  teiins  of  our  immediate  national  in- 
terest. Concern  for  the  welfare  of  all  peoples 
is  a  principal  feature  of  our  foreign  policy. 
1  But  if  the  United  States  is  not  interested 
enough  in  human  rights  to  participate  in 
even  modest  and  broadly  supported  interna- 
tional conventions,  what  will  be  the  attitude 
of  those  many  countries  who  look  to  us  for 
guidance  and  advice?  Our  views  and  our 
declarations  will  not  be  taken  seriously. 

And  there  is  a  practical  consideration  of 
perhaps  even  greater  importance.  Experience 
has  taught  us  to  seek  the  roots  of  most  po- 
litical frictions  and  disputes  in  social  abuses 
— 'discrimination,  arbitrariness,  inhumanity. 
We  have  learned  that  until  these  abuses  are 
eradicated,  until  a  high  minimum  standard 
for  the  observance  of  human  rights  prevails 
throughout  the  world,  we  shall  not  see  the 
dawn  of  a  truly  peaceful  day.  It  was  Presi- 
dent Kennedy  who  so  eloquently  put  this 
thought  in  the  form  of  a  question:  ^ 

...  is  not  peace,  in  the  last  analysis,  basically  a 
matter  of  human  rights — the  right  to  live  out  our 
lives  without  fear  of  devastation — the  right  to 
breathe  air  as  nature  provided  it,  the  right  of  future 
generations  to  a  healthy  existence? 

I  do  not  say  that  these  present  conventions 
are  a  panacea  or  even  that  they  will  guaran- 
tee complete  solutions  for  the  problems  to 
which  they  are  addressed.  But  I  do  say  that 
they  constitute  steps  in  the  proper  direction 
and  that  the  United  States  has  a  strong  in- 
terest in  taking  such  steps. 

It  is  sometimes  forgotten  that  the  United 
States  has  already  taken  such  steps  in  the 
past,  that  it  is  a  party  to  two  significant 
international  human  rights  agreements. 
These  are  the  convention  on  slavery,^  which 
we  ratified  during  the  administration  of 
President  Herbert  Hoover,  and  the  agree- 
ment on  the  nationality  of  women  ,5  ratified 
during  the  administration  of  President 
Franklin  Roosevelt.  I  submit  that  the  United 


'  For  President  Kennedy's  address  at  American 
University,  Washington,  D.C.,  on  June  10,  1963,  see 
ibid.,  July  1,  1963,  p.  2. 

■*  46  Stat.  2183  and  Treaties  and  Other  Interna- 
tional Acts  Series  3532. 

'  49  Stat.  2957. 


States,  the  greatest  power  in  the  world, 
should  build  upon  these  precedents  in  joining 
worthwhile  international  efforts  in  the  hu- 
man rights  field. 

It  is  the  part  of  totalitarian  states,  not  that 
of  a  great  democratic  nation,  to  shy  away 
from  human  rights  conventions.  They  have 
reason  for  difficulty  with  such  conventions. 
But  I  do  not  conceive  that,  in  light  of  our 
Constitution,  we  have  any  reason  that  is  sub- 
stantial. 

Before  I  comment  specifically  upon  each 
of  these  agreements,  two  points  are  worth 
emphasis:  first,  that  the  provisions  of  these 
conventions  coincide  with  fundamental  rights 
already  guaranteed  by  our  Federal  Constitu- 
tion. To  find  the  domestic  sources  of  these 
rights,  one  need  look  no  further  than  the 
1st,  5th,  13th,  14th,  and  19th  amendments. 
There  is  thus  no  question  of  conflict  between 
the  provisions  of  the  conventions  and  State 
law  and  no  possibility  of  these  conventions' 
altering  the  existing  balance  between  the 
jurisdiction  of  the  Federal  Government  and 
the  jurisdiction  of  the  States.  There  is  noth- 
ing in  these  conventions  that  is  not  already 
within  the  ambit  of  Federal  constitutional 
protections.  There  is  nothing  in  these  con- 
ventions that  in  any  way  contravenes  any 
provision  of  our  Constitution.  And  there  is 
nothing  in  these  conventions  that  in  any  way 
runs  counter  to  the  valid  enactment  of  any 
State. 

Second,  it  is  important  to  note  that  each 
of  the  constitutional  rights  in  question  either 
requires  no  implementing  legislation  or  has 
already  been  translated  into  such  legislation. 
Ratification  of  these  conventions  by  the 
United  States  would  require  no  domestic  laws 
other  than  those  we  already  have. 

These  two  general  points  will  reappear  in 
my  discussion  of  the  contents  of  each  con- 
vention. 

I  shall  first  deal  with  the  Supplementary 
Convention  on  the  Abolition  of  Slavery,  the 
Slave  Trade,  and  Institutions  and  Practices 
Similar  to  Slavery,  which  was  opened  for 
signature  at  Geneva  on  September  7,  1956. 
On  January  1,  1967,  68  states  were  parties 
to  this  convention. 


MARCH  27,  1967 


525 


As  its  name  indicates,  the  agreement  is 
supplementary  to  the  earlier  convention  on 
slavery  that  was  concluded  in  1926  and  rati- 
fied by  the  United  States  in  1929.  Under 
article  1  of  the  present  convention,  states 
parties  are  to  take  all  practicable  and  neces- 
sary legislative  and  other  measures  to  bring 
about  the  abolition  or  abandonment  of  cer- 
tain institutions  and  practices  akin  to 
slavery,  where  they  still  exist.  These  institu- 
tions and  practices  are:  debt  bondage,  serf- 
dom, delivery  of  children  by  parents  or 
guardians  to  others  for  purposes  of  exploita- 
tion, involuntary  marriage  or  transfer  of 
women  for  a  consideration,  and  transfer  of 
widows  as  inherited  property.  In  states 
parties  where  these  last  practices — relating 
to  the  status  of  women — still  exist,  those 
states  undertake  in  article  2  to  prescribe 
suitable  minimum  ages  of  marriage,  to  en- 
courage the  use  of  facilities  whereby  the 
consent  of  both  parties  to  a  marriage  may 
be  freely  expressed,  and  to  promote  the  prac- 
tice of  enregistering  marriages.  Of  course, 
article  2  has  no  application  in  the  United 
States,  since  we  have  long  ago  banished  the 
practices  against  which  the  article  is  aimed. 

Other  articles  of  the  convention  provide 
that  the  slave  trade  should  be  prohibited, 
that  the  act  of  enslaving  another  person 
should  be  a  criminal  offense,  and  that  any 
slave  taking  refuge  on  board  a  vessel  of  a 
state  party  to  this  convention  shall  be  free. 

To  the  ears  of  Americans,  all  of  these 
provisions  have  a  familiar  ring.  The  13th 
amendment  to  our  Constitution,  ratified  in 
1865,  abolished  slavery  as  an  institution  and 
gave  Congress  the  power  to  enforce  its  terms 
by  appropriate  legislation.  Under  this  au- 
thority Congress  has  enacted  a  number  of 
laws,  such  as  the  Slave  Trade  Prohibition 
Act  (46  U.S.C.  1355)  and  the  Peonage  Laws 
(18  U.S.C.  1581,  42  U.S.C.  1994),  which 
proscribe  the  practices  forbidden  by  the 
convention. 

The  second  agreement  that  I  shall  briefly 
describe,  the  Convention  on  the  Abolition  of 
Forced  Labor,  was  adopted  by  the  Interna- 


tional Labor  Organization  in  Geneva  on  June 
25,  1957.  As  of  January  1,  1967,  75  states 
were  parties. 

This  convention  requires  ratifying  states 
to  suppress  and  not  to  make  use  of  any  form 
of  forced  or  compulsory  labor  for  certain 
specific  purposes:  namely,  as  a  means  of 
political  coercion  or  education  or  as  a  punish- 
ment for  holding  or  expressing  particular 
social,  economic,  or  political  views;  as  a 
means  of  mobilizing  labor  for  purposes  of 
economic  development;  as  a  means  of  labor 
discipline;  as  punishment  for  having  par- 
ticipated in  strikes;  or  as  a  means  of  racial, 
social,  national,  or  religious  discrimination. 
Ratifying  states  are  required  to  take  ef- 
fective measures  to  secure  immediate  and 
complete  abolition  of  these  proscribed  uses 
of  force  or  compulsory  labor. 

These  undertakings  are  wholly  within  the 
Federal  competence  and,  indeed,  are  already 
contained  in  our  laws.  No  new  legislation  is 
necessary  as  a  result  of  ratifying  the  con- 
vention. The  use  or  tolerance  of  forced  labor 
by  the  Government,  except  as  a  punishment 
for  crime,  would  run  squarely  into  the  terms 
of  our  13th  amendment.  The  use  of  forced 
labor  as  a  punishment  for  crime  would  not 
be  constitutionally  permissible  in  the  cases 
enumerated  in  the  convention,  because  the 
particular  areas  in  question  have  the  protec- 
tion of  constitutional  guarantees.  Thus,  a 
statute  providing  for  forced  labor  for  violat- 
ing an  arbitrary  rule  of  racial,  social,  or 
religious  discrimination  would  contravene 
the  5th  or  14th  amendment.  Forced  labor 
imposed  as  a  means  of  punishing  the  mere 
expression  of  political  views  would  not  be 
possible,  because  any  criminal  statute  pro- 
viding for  this  would  run  afoul  of  the  first 
amendment.  Of  course,  the  convention,  like 
the  first  amendment,  applies  only  to  the 
holding  or  expressing  of  views.  There  is 
no  immunity  for  those  who  advocate  or 
attempt  the  violent  overthrow  of  the  Gov- 
ernment. 

A  word  of  explanation  in  regard  to  the 
provisions  of  the  convention  relating  to  labor 


526 


DEPARTMENT  OF  STATE  BULLETIN 


strikes  and  labor  discipline  may  be  in  order. 
It  is  apparent  from  the  drafting  history  that 
the  agreement  was  not  intended  to  preclude 
the  application  of  penal  sanctions  for  certain 
kinds  of  labor  activities.  Thus,  the  conven- 
tion would  have  no  application  to  criminal 
sanctions  for  violations  of  coui't  orders,  such 
as  those  commonly  issued  under  the  National 
Labor  Relations  Act.  Nor  would  it  cast  any 
doubt  on  punishments  for  illegal  activities, 
for  example,  assaults,  in  connection  with  a 
strike.  Nor,  finally,  would  the  convention  ap- 
ply to  sanctions  imposed  for  having  partici- 
pated in  an  illegal  strike  or  for  other  illegal 
labor  activities.  The  convention  merely  es- 
tablishes that  forced  labor  shall  not  be  used 
as  a  punishment  for  those  labor  activities 
that  are  the  inherent  right  of  men  every- 
where and  that  are  protected  by  our  own 
Constitution  and  laws. 

It  is  axiomatic  that  forced  labor  cannot 
be  imposed  in  this  country  as  a  result  of 
labor  strikes  or  activities  that  are  legal. 
Forced  labor  can  in  no  event  be  tolerated 
in  the  United  States  except  as  punishment 
for  an  act  that  has  validly  been  classified  as 
criminal. 

Parenthetically,  you  may  be  interested  to 
know  that  the  Soviet  Union,  which  has  rati- 
fied the  other  two  conventions  under  consid- 
eration, has  not  ratified  this  one.  The  concern 
of  the  ILO  [International  Labor  Organiza- 
tion] with  charges  of  forced  labor  in  the 
Soviet  Union  is  a  matter  of  record. 

The  third  convention,  adopted  by  the 
United  Nations  General  Assembly  in  late 
1952  and  opened  for  signature  in  1953,  deals 
with  the  political  rights  of  women.  As  of 
January  1,  1967,  there  were  51  states  parties 
to  this  convention. 

Here  again,  there  is  no  doubt  that  consti- 
tutional guarantees  and  legislation  now  in 
force  already  reflect  the  aims  and  purport  of 
the  convention.  We  need  no  additional  laws 
to  insure  that  women  shall,  on  equal  terms 
with  men,  be  entitled  to  vote  in  all  elections, 
be  eligible  for  election  to  all  publicly  elected 
bodies  established  by  national  law,  and  be  en- 


titled to  hold  public  office  and  exercise  all 
public  functions  established  by  national  law. 

The  first  of  these  rights,  the  right  of 
women  to  vote  on  equal  terms  with  men,  is 
the  precise  mandate  of  the  19th  amendment 
to  our  Constitution.  The  Supreme  Court,  in 
Breedlove  v.  Stittles  (303  U.S.  277,  283 
(1937)),  has  ruled  that  the  amendment  "by 
its  own  force  supersedes  inconsistent  meas- 
ures whether  federal  or  state."  Thus  there 
can  be  no  question  of  any  divergence  in  this 
country  from  the  standard  set  out  in  the 
convention. 

The  other  rights  provided  for  in  the 
agreement  relate  to  publicly  elected  bodies, 
public  office,  and  public  functions  "estab- 
lished by  national  law."  In  the  United  States 
the  term  "national  law,"  as  it  appears  in  this 
convention  can  only  be  taken  to  mean  Fed- 
eral law.  The  history  of,  and  official  United 
Nations  commentary  on,  the  convention  fully 
support  this  interpretation  of  the  term. 

That  the  Constitution  bars  arbitrary  dis- 
crimination against  women  in  their  eligibil- 
ity for  Federal  elected  bodies  and  in  their 
right  to  hold  Federal  office  or  to  exercise 
functions  in  the  Federal  Government  cannot 
be  doubted.  On  the  other  hand,  categoriza- 
tions dependent  upon  the  natural  differences 
between  women  and  men  are  permitted  un- 
der our  Constitution,  and  I  understand  such 
categorizations  to  be  permissible  under  the 
present  convention.  Thus,  for  example,  the 
history  of  the  convention  establishes  that 
the  terms  "public  office"  and  "public  func- 
tions" were  not  intended  to  apply  to  military 
service.  In  voting  for  the  convention,  the 
United  States  delegate,  Mrs.  Eleanor  Roose- 
velt, stated  the  understanding  of  the  United 
States  in  this  regard,  adding  that  we  under- 
stood the  term  "public  office"  to  be  cotermi- 
nous with  "public  function."  ^ 

If  the  Senate  were  to  decide  to  give  its 
advice  and  consent  to  United  States  accession 
to  the  convention,  it  might  wish  to  indicate 
its  understanding  on  these  two  points.  Al- 


'  For  backgfround,  see  Bulletin  of  Jan.  5,  1953,  p. 


29. 


MARCH  27,  1967 


527 


though  I  personally  believe  that  this  is  not 
necessary  in  light  of  Mrs.  Roosevelt's  state- 
ment, I  would  note  that  President  Kennedy 
recommended  such  an  understanding  when 
he  submitted  the  convention  to  the  Senate 
in  1963. 

As  you  can  see,  then,  each  of  these  con- 
ventions coincides  very  closely  with  the  ex- 
pressed principles  and  values  of  the  United 
States.  Each  is  a  simple,  forthright  docu- 
ment aimed  at  the  achievement  of  a  com- 
mon international  standard  on  matters  of 
interest  to  the  international  community.  And 
each  is  concerned  with  the  eradication  of  so- 
cial abuses  that  could,  and  that  have  at 
times,  become  sources  of  bitter  differences 
among  the  nations.  In  my  view  there  is  no 
doubt  that  these  agreements  are  valid  and 
proper  subjects  of  the  treaty  power. 

Before  concluding,  however,  I  wish  to  lay 
before  you  several  further  considerations 
that  seem  to  me  to  indicate  the  advisability 
of  United  States  ratification  of  these  agree- 
ments. 

The  first  is  that  there  is  a  widely  shared 
view  in  this  country  that  we  should  take  im- 
mediate steps  to  live  up  to  our  public  pro- 
fessions of  interest  in  the  human  rights 
field.  Judging  by  the  expressions  of  opinion 
that  have  come  to  the  attention  of  the  ad- 
ministration, ratification  would  appear  to 
fulfill  the  wishes  of  the  American  people. 

The  second  point  I  want  to  make  is  that 
now  is  a  particularly  appropriate  time  for 
favorable  consideration  of  these  conventions. 
The  General  Assembly  of  the  United  Nations 
has  proclaimed  1968  as  the  International 
Year  for  Human  Rights,  a  year  for  new 
achievements  and  progress  in  this  most 
important  of  areas  of  international  concern. 
In  my  view  we  would  usher  in  the  Interna- 
tional year  for  Human  Rights  most  felici- 
tously by  adherence  to  these  conventions.  For 
in  so  doing,  we  would  demonstrate  that  this 
nation  will  not  stand  aloof  from  a  major 
world  effort  to  elevate  human  rights  stand- 
ards everywhere. 

Thirdly,  and  perhaps  most  significantly, 
there  are  the  tremendous  consequences   of 


our  decision  whether  to  ratify  these  conven- 
tions. I  do  not  mean  solely  the  consequences 
for  the  United  States,  which  I  have  previous- 
ly mentioned.  I  am  referring,  also,  to  the 
consequences  for  the  conventions  themselves, 
for  their  effectiveness,  and  for  the  respect 
their  provisions  can  command.  Without  the 
support  of  the  United  States,  these  agree- 
ments may  appear  insignificant  to  many 
other  countries.  If  we  do  not  consider  it  im- 
portant to  sign  the  conventions,  why  should 
they?  And  more  importantly,  why  should 
they  implement  the  conventions  ? 

With  United  States  ratification,  on  the 
other  hand,  these  conventions  would  have  a 
new  life.  In  expressing  our  acceptance  and 
in  faithfully  implementing  the  provisions 
of  these  agreements,  we  would  encourage 
states  that  have  thus  far  withheld  adher- 
ence to  reconsider  their  position.  When  there 
are  departures  from  the  standards  that  the 
conventions  lay  down,  the  United  States 
would  be  able,  as  a  state  party,  to  exert  its 
influence  to  bring  about  renewed  observance 
of  those  standards. 

A  tremendous  impetus  would  thus  be  pro- 
vided for  the  worldwide  battle  for  human 
rights.  And  the  solemn  human  rights  pro- 
visions of  the  United  Nations  Charter  would 
receive  some  real  content.  I  believe  that  the 
United  States,  with  its  profound  commit- 
ment to  the  rule  of  law,  can  only  contemplate 
such  a  prospect  with  approval. 

We  are,  after  all,  a  nation  that  stands  for 
something  in  world  history.  "Certain  un- 
alienable rights"  were  proclaimed  in  1776 
as  the  heritage  of  "all  men" — not  just  Amer- 
icans. Abraham  Lincoln  said  there  was 
"something  in  that  Declaration  giving  lib- 
erty not  alone  to  the  people  of  this  country, 
but  hope  for  the  world,  for  all  future  time." 

It  is  deep  in  our  American  character  to 
believe  in  it.  And  the  influence  of  those 
brave  words  of  1776  in  country  after  coun- 
try, generation  after  generation  down  to  our 
own  day,  is  solid  proof  that  these  ideas  are 
universal  and  that  they  can  move  men  to 
action  on  a  very  large  scale.  When  such  ideas 
come  to  the  surface  anywhere  in  the  world, 


528 


DEPARTMENT  OF  STATE  BULLETIN 


our  national  conscience  does  not  allow  us  to 
be  indifferent  to  them. 

I  would  urge  your  committee  to  recom- 
,mend  to  the  Senate  that  it  advise  and  con- 
sent to  all  three  of  the  conventions  before 
you. 


President  Transmits  Fifth  Annual 
Report  of  Peace  Corps  to  Congress 

Whito  House  press  release    (San  Antonio,  Tex.)    dated  March  6 

To  the  Congress  of  the  United  States: 

Of  the  many  efforts  undertaken  by  this 
Nation  to  advance  peace,  prosperity  and 
understanding,  few  have  inspired  greater 
admiration  among  the  people  of  the  world 
than  the  Peace  Corps.  In  five  years,  it  has 
?iven  new  purpose  to  thousands  of  Amer- 
icans, and  new  hope  to  millions  abroad. 
In  1968  Peace  Corps  volunteers  will: 

— -Assist  more  than  400,000  farmers  in 
;heir  struggle  against  hunger. 

— Help  educate  more  than  700,000  school 
children. 

— Help  train  55,000  teachers. 

— Provide  health  services  to  more  than 
iOO,000  persons. 

— Help  75,000  men  and  women  help  them- 
selves through  private  enterprise. 

— Bring  greater  opportunity  to  thousands 
)f  people  through  community  development. 

By  August  1967  we  will  have  more  than 
L 6,000  volunteers  serving  in  53  countries 
md  one  territory.  By  August  1968  there 
vill  be  more  than  19,000  volunteers — nearly 
louble  the  number  in  1964 — active  in  60 
countries. 

The  Peace  Corps  has  captured  the  imag- 
nation  of  our  youth.  Two  hundred  and  ten 
chools  in  30  nations  are  operating  today 
)ecause  American  students  have  voluntarily 
issisted  them  under  the  School  Partnership 
'rogram  which  we  initiated  in  1964.  Their 
upport,  together  with  the  help  of  Peace 
]orps  volunteers,  and  with  labor  and  land 


donated  by  the  host  country,  is  providing  a 
home  for  learning  for  a  great  many  children 
around  the  world.  We  hope  to  build  500 
schools  by  mid-1967  and  at  least  1,000 
schools  in  45  countries  by  mid-1968. 

The  Peace  Corps  has  provided  an  oppor- 
tunity for  tens  of  thousands  of  idealistic 
and  able  Americans,  young  and  old,  to  serve 
their  fellow  men — with  little  thought  of  self 
or  comfort,  and  with  little  recompense  other 
than  the  reward  of  seeing  human  lives  made 
better  by  their  efforts. 

It  is  building  a  growing  reserve  of  capa- 
ble and  tested  citizens  devoted  to  public 
service.  By  1970,  there  will  be  some  50,000 
returned  volunteers  in  the  United  States. 
Many  of  them,  directly  or  after  completing 
their  education,  plan  to  enter  Government 
service.  Some  have  already  returned  to  train 
new  volunteers,  and  others  are  helping  to 
administer  programs  throughout  the  world. 

The  Peace  Corps  produces  a  high  yield 
in  results,  at  a  low  budgetary  cost.  The  num- 
ber of  volunteers  has  increased  at  a  much 
faster  rate  than  the  Peace  Corps  budget. 
Over  the  years,  the  average  cost  of  the  pro- 
gram per  volunteer  has  declined  steadily — 
from  a  high  of  $9,074  in  fiscal  1963  to  an 
estimated  $7,400  in  1967. 

Today,  the  Peace  Corps  idea — the  idea  of 
voluntary  public  service  abroad — is  spread- 
ing to  other  countries.  Already  18  "Peace 
Corps",  most  of  them  based  on  the  U.S. 
model,  have  been  established  by  other  in- 
dustrialized nations.  This  is  testimony,  not 
only  to  the  soundness  of  Peace  Corps  princi- 
ples, but  also  to  the  living  example  of  Peace 
Corps  volunteers. 

I  am  pleased  to  transmit  to  the  Congress 
the  Fifth  Annual  Report  of  the  Peace  Corps,  i 
It  will  be  gratifying  reading  to  all  who  are 
interested  in  this  pioneering  and  humane 
endeavor. 

Lyndon  B.  Johnson 
The  White  House,  March  6, 1967. 


\ 


ARCH  27,  1967 


'  Single  copies  of  the  report  are  available  upon 
request  from  the  Peace  Corps,  Washington,  D.C., 
20525. 


529 


TREATY  INFORMATION 


Current  Actions 


MULTILATERAL 

Consular  Relations 

Vienna  convention  on  consular  relations.  Done  at 
Vienna  April  24,  1963.' 

Accession   deposited:    Madagascar,    February   17, 
1967. 

Northwest  Atlantic  Fisheries 

Protocol  to  the  international  convention  for  the 
Northwest  Atlantic  Fisheries  (TIAS  2089)  relat- 
ing to  measures  of  control ; 

Protocol  to  the  international  convention  for  the 
Northwest  Atlantic  Fisheries  (TIAS  2089)  relat- 
ing to  entry  into  force  of  proposals  adopted  by 
the  Commission. 

Done  at  Washington  November  29,  1965.^ 
Ratification  deposited:  Norway,  March  9,  1967. 

BILATERAL 

Cameroon 

Agreement  relating  to  investment  guaranties.  Ef- 
fected by  exchange  of  notes  at  Washington,  March 
7,  1967.  Entered  into  force  March  7,  1967. 

India 

Agreement  for  sales  of  agricultural  commodities 
under  title  I  of  the  Agricultural  Trade  Develop- 
ment and  Assistance  Act  of  1954,  as  amended 
(68  Stat.  454;  7  U.S.C.  1701-1709),  with  annex. 
Signed  at  New  Delhi  February  20,  1967.  Entered 
into  force  February  20,  1967. 


'  Not  in  force  for  the  United  States. 
'  Not  in  force. 


Check  List  of  Department  of  State 
Press  Releases:  March  6-12 

Press  releases  may  be  obtained  from  the 
Office  of  News,  Department  of  State,  Wash- 
ington, D.C.,  20520. 

Release  issued  prior  to  March  6  which  ap- 
pears in  this  issue  of  the  Bulletin  is  No.  43 
of  March  2. 

Subject 

Visit  of  Louis-Lansana  Beavogui, 
Foreign  Minister  of  Guinea  (re- 
write). 

Rusk:  statement  on  the  Outer 
Space  Treaty  before  the  Senate 
Foreigrn    Relations    Committee. 

Macomber  sworn  in  as  Assistant 
Secretary  for  Congressional  Re- 
lations (biographic  details). 

Braderman:  "U.S.-Philippine  Re- 
lations— Where  We  Stand  To- 
day." 

U.S.  Chiefs  of  Mission  conference, 
Baguio,  Philippines. 

Program  for  visit  of  II  Kwon 
Chung,  Prime  Minister  of 
Korea. 

SEATO  Council  of  Ministers, 
SEATO  Military  Advisers,  and 
ANZUS  Council  to  meet  in 
Washington  in  April. 

Visit  of  Mohammed  Hashim  Mai- 
wandwal.  Prime  Minister  of 
Afghanistan. 

Solomon:  "Cotton  in  the  World 
Trade  Arena." 

Visit  of  Cevdet  Sunay,  President 
of  Turkey. 

Amendment  to  program  for  the 
visit  of  the  Prime  Minister  of 
Korea. 

*  Not  printed. 

t  Held  for  a  later  issue  of  the  Bulletin. 


No. 

Date 

145 

3/6 

t46 

3/7 

*47 

3/7 

t48 

3/8 

49 

3/7 

*50 

3/8 

51       3/8 


*52       3/9 


t53 

3/9 

*54 

3/10 

*55 

3/11 

DEPARTMENT   OF   STATE    BULLETIN 

The  Department  of  State  Bulletin,  a 
weekly  publication  issued  by  the  Office  of 
Media  Services,  Bureau  of  Public  Affairs, 
provides  the  public  and  interested  agencies 
of  the  Government  with  information  on 
developments  in  the  field  of  foreign  rela- 
tions and  on  the  work  of  the  Department 
of  State  and  the  Foreign  Service.  The 
Bulletin  includes  selected  press  releases  on 
foreign  policy,  issued  by  the  White  House 
and  the  Department,  and  statements  and 
addresses  made  by  the  President  and  by 
the  Secretary  of  State  and  other  officers  of 


VOL.    LVI,    NO.     1448        PUBLICATION   8218        MARCH  27,   1967 


the  Department,  as  well  as  special  articles 
on  various  phases  of  international  affairs 
and  the  functions  of  the  Department.  In- 
formation is  included  concerning  treaties 
and  international  agreements  to  which  the 
United  States  is  or  may  become  a  party 
and  treaties  of  general  international  inter- 
est. 

Publications  of  the  Department,  United 
Nations  documents,  and  legislative  material 
in  the  field  of  international  relations  are 
listed    currently. 

The   Bulletin   Is  for  sale  by   the   Super- 


intendent of  Documents,  U.S.  Government 
Printing  Office,  Washington,  D.C..  20402. 
Price:  62  issues,  domestic  $10,  foreign  $16 ; 
single  copy   30  cents. 

Use  of  funds  for  printing  of  this  publi- 
cation approved  by  the  Director  of  the 
Bureau  of  the  Budget    (January  11.  1966). 

NOTE:  Contents  of  this  publication  are 
not  copyrighted  and  items  contained  herein 
may  be  reprinted.  Citation  of  the  Depart- 
ment of  State  Bulletin  as  the  source  will 
be  appreciated.  The  Bulletin  is  indexed  in 
the  Readers'  Guide  to  Periodical  Literature. 


530 


DEPARTMENT  OF  STATE  BULLETIN 


INDEX     March  27,  1967     Vol.  LVI,  No.  1U8 


Asia 

Ambassador  Goldberg  Reports  on  His  Trip  to 

'    Asia  (transcripts  of  news  conferences)  .     .     .     505 

SEATO    and    ANZUS    Councils    To    Meet    in 

Washington  in   April 516 

U.S.  Mission  Chiefs  in  Asian  and  Pacific  Area 

Meet   at   Baguio    (communique) 517 

Australia.  SEATO  and  ANZUS  Councils  To 
Meet  in  Washington  in  April 516 

China.  The  Great  Transition:  Tasks  of  the  First 
and  Second  Postwar  Generations  (Rostow)   .     491 

iCongress 

Human  Rights   Conventions  (Goldberg)     .     .     .     524 

President  Reviews  U.S.  Position  on  Bombing  of 

North  Viet-Nam  (letter  to  Senator  Jackson)     514 
President   Transmits   Fifth   Annual   Report  of 

Peace  Corps  to  Congress 529 

Mr.    Roth    Named    Representative    for    Trade 

Negotiations 523 

Department  and  Foreign  Service.  U.S.  Mission 

Chiefs   in   Asian   and   Pacific   Area   Meet  at 

Baguio  (communique) 517 

iJeveloping  Countries.  The  Great  Transition: 
Tasks  of  the  First  and  Second  Postwar  Gen- 
erations   (Rostow) 491 

Genomic  Affairs 

^rom  the  Iron  Curtain  to  the  Open  Door 
(Humphrey) 486 

?he  Great  Transition:  Tasks  of  the  First  and 
Second  Postwar  Generations  (Rostow)  .     .     .     491 

Vhy  the  United  States  Should  Expand  Peace- 
ful Trade  With  Eastern  Europe  (Solomon)  .     518 

ilurope 

from  the  Iron  Curtain  to  the  Open  Door 
(Humphrey) 486 

'he  Great  Transition:  Tasks  of  the  First  and 
Second    Postwar   Generations    (Rostow)    .     .     491 

Vhy  the  United  States  Should  Expand  Peaceful 
Trade  With  Eastern  Europe    (Solomon)    .     .     518 

1  '"oreign  Aid.  President  Transmits  Fifth  Annual 
Report  of  Peace  Corps  to  Congress  ....     529 

luman  Rights.  Human  Rights  Conventions 
(Goldberg) 524 


International    Organizations    and    Conferences. 

SEATO   and   ANZUS   Councils   To   Meet   in 
Washington  in   April 516 

New  Zealand.  SEATO  and  ANZUS  Councils  To 
Meet  in  Washington  in  April 516 

Presidential  Documents 

President  Reviews  U.S.  Position  on  Bombing  of 
North  Viet-Nam 514 

President  Transmits  Fifth  Annual  Report  of 
Peace  Corps  to  Congress 529 

Trade 

Mr.  Roth  Named  Representative  for  Trade  Ne- 
gotiations      523 

Why  the  United  States  Should  Expand  Peace- 
ful Trade  With  Eastern  Europe  (Solomon)   .     518 

Treaty  Information 

Current  Actions 530 

Human  Rights  Conventions  (Goldberg)     .     .     .     524 

U.S.S.R. 

Ambassador  Goldberg  Reports  on  His  Trip  to 

Asia   (transcripts  of  news  conferences)    .     .     505 
From    the    Iron    Curtain    to    the    Open    Door 

(Humphrey) 486 

The  Great  Transition:  Tasks  of  the  First  and 

Second    Postwar   Generations    (Rostow)    .     .     491 
United  Nations 
Ambassador  Goldberg  Reports  on  His  Trip  to 

Asia    (transcripts  of  news  conferences)    .     .     505 
Human  Rights  Conventions   (Goldberg)   .     .     .     524 

Viet-Nam 

Ambassador  Goldberg  Reports  on  His  Trip  to 
Asia    (transcripts  of  news  conferences)    .     .     505 

The  Great  Transition:  Tasks  of  the  First  and 
Second    Postwar   Generations    (Rostow)    .     .     491 

President  Reviews  U.S.  Position  on  Bombing  of 
North  Viet-Nam  (letter  to  Senator  Jackson)  .     514 

Secretary  Rusk  Comments  on  Hanoi's  Attitude     516 

Name  Index 

Goldberg,    Arthur    J 505,  524 

Humphrey,  Vice  President 486 

Johnson,  President 514,  529 

Rostow,  W.  W 491 

Roth,    William    Matson 523 

Rusk,  Secretary 516 

Solomon,  Anthony  M 518 


•d  U.S.  Government  Printing  Office:  1967—251-933/38 


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