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JOHNS  HOPKINS  UNIVERSITY  STDDIBS 

IN 

Historical   and    Political   Science 

HERBERT   B.  ADAMS,  Editor. 


History  is  past  Politics  and  Politics  present  History  — /r««na» 


VOLUME    Vll 


SOCIAL  SCIENCE, 

MUNICIPAL  AND  FEDERAL 

GOVERNMENT 


PUBUtHEO  imOKR  TMK  AVtPICW  OV  THK  JoHKl  UOPKOIl  UMIVKBUTV 

N.  Murray,  Publication  Aoknt 

BALTIMORE 

1889 


COPTRIOHT,  1889,  BT  N.  MURRAY. 


JOmC  MDRPHT  A  00.,  PRINTERS. 
/     /BALTIMORE. 

n 


TABLE  OF  CONTENTS. 


PAOK. 

I.  Arnold  Toynbee.  By  F.  C.  Montague,  Fellow  of 
Oriel  College.  With  an  Account  of  the  Work  of 
Toynbee  Hall  in  East  London,  by  Philip  Lyttel- 
ton  Gell,  M.  A.,  Chairman  of  the  Council.  Also 
an  Account  of  the  Neighborhood  Guild  in  New 
York,  by  Charles  B.  Stover,  A.  B.,        .        .        .        1 

U-III.  The  Establishment  of  Municipal  Government  in  San 
Francisco.  By  Bernard  Moses,  Ph.  D.,  Professor 
of  History  and  Politics  in  the  University  of  Cali- 
fornia,      71 

•  rV.    Municipal  History  of  New  Orleans.     By  William 

W.Howe, 156 

V-VI.  English  Culture  in  Virginia.  A  Study  of  the  Gilmer 
Letters,  and  an  Account  of  the  English  Professors 
obtained  by  Jefferson  for  the  University  of  Vir- 
ginia. By  William  P.  Trent,  M.  A.,  Professor 
of  History  and  English  in  the  University  of  the 
South, 189 

VII-VIII-IX.  The  River  Towns  of  Connecticut.  Wethersfield, 
Hartford  and  Windsor.  By  Charles  M.  Andrews, 
Fellow  in  History,  J.  H.  U.,  .        .        .        .331 

X-XI-XII.  Federal  Government  in  Canada.  By  John  G. 
Bourinot,  Hon.  LL.  D.,  D.  C.  L.,  Clerk  of  the 
House  of  Commons  of  Canada,      ....    457 


ARNOLD   TOYNBEE 


ARNOLD  TOYNBEE 
1852-1883 


JOHNS  HOPKINS  UNIVERSITY  STUDIES 

IN 

Historical  and  Political  Science 

HERBERT  B.  ADAMS,  Editor 


History  ia  past  Politics  and  Politics  present  History— ^reenum 


SEVENTH   SERIES 
I 

ARNOLD  TOYNBEE 


By  F.  C.  MONTAGUE 

Fellov  qf  Oriel  College,  Oj/ord 


With  as  Acxx)Unt  op  the  Work  op  Toynbee  Hall  in  East  London, 

BY  Philip  Lyttelton  Gell,  M.  A.,  Chairman  of  the  Council. 

Also  an  Account  of  the  Neighborhood  Guild  in 

New  York,  by  Charles  B.  Stover,  A.  B. 


BALTIMORE 

PUDUCATION   AOK5CY  OF  TIIK  JOItVS  IlOPXIira  UlflVKBArrT 

JAMUART,  IStO 


T(oMt 


COPYBIOHT,  1888,  BY  N.  MURRAT. 


IX   MURPHY  A  CO..   PRIXTKKS,        C^ 
BALTIMORE. 


ARNOLD   TOYNBEE. 


I. 

Arnold  Toynbee,  the  second  son  of  Joseph  Toynbee,  the 
distinguished  aurist,  was  born  on  the  23rd  of  August,  1852, 
in  Savile  Row,  London.  Whilst  he  was  yet  an  infant,  his 
family  removed  to  a  house  at  Wimbledon  in  Surrey,  where  he 
spent  the  greater  part  of  his  childhood.  Mr.  Toynbee  is 
remembered  by  friends  to  have  taken  the  keenest  interest  in 
Arnold  of  whom,  when  only  four  years  old,  he  spoke  as  his 
child  of  promise,  and  on  whose  development  he  exercised  a 
very  powerful  influence.  He  was  always  anxious  to  improve 
the  condition  of  the  poor,  and  assisted  in  the  erection  of  model 
cottages  and  the  establishment  of  a  lecture  hall  at  Wimbledon. 
He  employed  Arnold  whilst  yet  very  young  in  the  lectures 
u|)on  elementary  science  which  he  used  to  give  to  the  working- 
men  of  the  neighborhood.  Nor  was  it  only  by  setting  an 
example  of  public  spirit  that  Mr.  Toynbee  did  much  to  form 
the  character  of  his  son.  He  was  a  lover  of  art,  a  discerning 
collector  of  pictures,  who  knew  how  to  communicate  to  others 
his  enthusiasm  for  the  works  of  great  masters,  and  like  all  who 
sincerely  love  art,  he  took  an  especial  delight  in  natural  beauty. 
Wimbledon  was  then  a  pretty  village  situated  in  a  fresh  rural 
landscape,  the  fairest  to  be  found  in  the  imme<liate  vicinity  of 
London.  In  later  years  Arnold  Toynbee  would  look  back  as 
to  the  happiest  hours  of  childhood  to  those  rambles  over 
\Viml)le<lon  Common  on  which  his  father  would  take  out  a 
volume  of  poetry  and  as  they  rested  in  pUutsant  s|)ot8  here 

6 


6  Arnold  Toynbee, 

and  there  read  aloud  such  passages  as  a  child  could  feel  at 
least,  if  not  understand. 

Whilst  yet  very  young  Arnold  Toynbee  delighted  in 
reading  history,  especially  military  history,  and  his  favorite 
pastime  was  to  construct  mimic  fortifications,  which  he  built 
with  more  than  childish  precision  and  armed  with  the  heaviest 
ordnance  procurable.  Always  delicate  and  exquisitely  sensi- 
tive to  pain,  he  had  not  the  animal  courage  common  to  strong, 
healthy  boys;  yet,  by  the  unanimous  testimony  of  brothers 
and  of  schoolfellows,  he  was  singularly  fearless,  throwing 
himself  into  everything  which  he  attempted  with  an  impetu- 
osity which  made  him  forgetful  of  consequences  and  even  of 
actual  suffering.  With  this  high-strung  vehemence  he  united 
a  very  resolute  will.  From  first  to  last,  he  was  one  of  those 
who  would  sooner  be  dashed  to  pieces  than  fail  to  climb  any 
height  which  they  have  once  determined  to  surmount.  In 
later  life  these  qualities  were  tempered  by  scrupulous  anxiety 
to  be  just  and  fair,  by  a  beautiful  kindliness  and  delicacy ; 
but  in  early  youth  they  were  accompanied  with  a  violent 
temper,  and  an  excess  of  self-confidence.  He  was  but  eight 
years  old  when  he  went  to  his  first  school,  a  private  establish- 
ment at  Blackheath,  where  he  became  the  leader  in  amusement 
and  mischief  of  boys  much  older  than  himself.  Having  once 
planned  with  many  of  his  schoolfellows  a  joke  to  be  executed 
when  the  master's  back  was  turned,  he  failed  to  notice  the 
entrance  by  an  opposite  door  of  another  master  and  the  hasty 
retreat  of  all  his  accomplices  who  left  him  alone  in  the  middle 
of  the  floor,  absorbed  in  the  execution  of  a  caricature  for  which 
he  alone  suffered,  although  all  were  guilty. 

As  a  schoolboy  and  ever  after  he  was  slow  in  acquiring  a 
knowledge  of  any  subject  distasteful  to  him,  such  as  languages 
or  mathematics,  but  showed  great  power  in  grasping  any  sub- 
ject which,  like  history,  fired  his  imagination.  Rapidity  of 
acquisition  was  never  the  distinguishing  quality  of  his  intelli- 
gence. A  fastidious  taste  and  eager  passion  for  truth  made 
half  knowledge  distasteful  to  him;   and  whole  knowledge 


Ai-noUl  Toynbce.  7 

comes  readily  to  no  man.  At  school  he  grew  so  decided  in 
his  preference  for  a  military  life  that,  when  he  was  fourteen 
years  of  age,  his  father  sent  him  to  a  college  which  prepared 
candidates  for  army  examinations.  Here  he  held  his  own 
among  comrades  who  were  not  very  congenial.  He  had  a 
boy^s  instinct  for  games  and  his  swiftness  of  foot  and  high 
spirit  made  him  an  excellent  football  player;  but  he  played 
football,  as  he  did  everything  else,  with  an  eagerness  which 
overstrained  his  delicate  nervous  system,  and  in  consequence 
he  suffered  from  illness  and  sleepless  nights.  Here  too  he 
enlarged  his  reading  in  history  and  surprised  his  tutors  by  the 
force  and  originality  of  his  essays.  He  began  to  feel  an 
impulse  towards  purely  intellectual  pursuits  and  an  unfitness 
for  the  career  of  a  soldier.  His  father  was  no  longer  living, 
and,  at  his  own  request,  he  left  the  college  when  he  was  about 
sixteen  years  of  age.  He  had  not  made  many  friends  among 
his  fellow  students,  but  he  had  impressed  the  masters  as  a 
youth  of  singular  talent  and  singular  elevation  of  character; 
so  much  so,  that  one  of  them,  making  him  a  present  on  his 
departure,  asked  him  to  accept  it  as  a  token  **  of  real  respect 
and  esteem." 

Having  abandoned  all  thoughts  of  entering  the  army, 
Toynbee  next  thought  of  preparing  himself  to  enter  the 
Civil  Service;  and  with  this  view  spent  the  two  following 
years  in  reading  at  home  and  in  attending  lectures  at  King's 
College,  London.  Subsequently  he  resolved  to  be  called  to 
the  Bar;  a  resolution  which  he  only  abandoned  after  a  pain- 
ful struggle  and  in  ol)edience  to  circumstances.  These  were 
to  him  years  of  paiuful  uncertainty.  Although  he  had  many 
who  were  very  dear  to  him,  none  fully  understood,  certainly 
he  did  not  himself  understand  the  tendency  of  that  inward 
restlessness  which  he  seems  to  have  experienced  at  this  })eriod. 
It  is  the  fashion  to  say  that  youth  is  the  happiest  season  of 
life,  and,  in  one  sense,  this  is  true,  but  in  another  sense  it  is 
equally  true,  that  the  youth  of  thoughtful  persons  is  often 
racked  with  pains  which  they  cannot  express  and  which  arc 


8  Arnold  Toifubcc. 

not  tlic  lo.cs  real,  because  their  elders  can  prescribe  nothing 
better  than  platitudes.  The  suffering  of"  middle  and  of  latter 
life  bear  no  more  analogy  to  these  pains  than  does  the  anguish 
of  a  toothache  to  the  torture  of  cutting  one's  teeth.  Whilst 
the  surface-current  of  Toynbee's  mind  set  now  towards  this, 
now  towards  that  profession,  the  undercurrent  set  more  and 
more  steadily  towards  the  pursuit  of  truth.  At  length  that 
current  swept  him  right  away  and  he  deliberately  resolved  to 
devote  his  life  to  the  study  of  history  and  of  the  philosophy 
of  hit^tory.  In  order  to  secure  quiet  for  his  meditations, 
Toynbee  took  lodgings,  first,  in  the  village  of  Bracknell  in 
Berks,  and  afterwards  in  the  village  of  East  Lulworth  on  the 
Dorsetshire  coast;  in  these  retreats  he  spent  many  months. 
For  the  first  time  he  began  to  see  what  he  really  wished 
to  do,  and,  still  more  important,  what  it  was  that  he  really 
could  do. 

Toynbee's  aspirations  and  plans  of  study  of  this  period  may 
best  be  gathered  from  a  letter  which  he  wrote  to  the  late  Mr. 
Hinton,  a  warm  friend  of  his  father  and  a  spirit  in  many 
ways  congenial  to  his  own.  It  will  be  necessary  to  refer 
hereafter  to  the  correspondence  in  which  this  letter  occurs. 
It  is  dated  the  18th  of  September,  1871,  when  the  writer  had 
just  completed  his  nineteenth  year  and  was  written  from  East 
Lulworth.  The  passage  relevant  in  this  context  is  as  fol- 
lows : — 

"  For  myself,  I  have,  since  the  beginning  of  April,  with 
the  exception  of  a  short  interval  in  July,  been  reading  alone 
at  this  quiet  little  village  near  the  seacoast,  ostensibly  with  a 
view  to  a  University  career;  but  determined  to  devote  my 
life  and  such  power  as  I  possess  to  the  study  of  the  philosophy 
of  history.  With  this  object  in  view,  I  have  no  inclination  to 
enter  any  profession ;  nor  do  I  think  it  probable  that  I  shall 
compete  for  a  scholarship  at  the  University.  To  these  pur- 
suits I  wish  to  give  my  whole  life.  The  small  means  at  my 
disposal,  and  those  which  without  the  expenditure  of  much 
time  1  hope  to  be  able  to  add  to  them,  will  be  sufficient  for 


Arnold  Toynbee,  9 

my  maintenance.  I  do  not  care  to  spend  my  life  in  acquiring 
material  benefits  which  might  have  an  evil,  and  at  any  rate 
could  not  have  a  good  effect  upon  me.  These  ideas  may  appear 
ridiculous  in  one  so  young  and  of  powers  so  immature,  but 
they  are  not  the  result  of  mere  ambition,  or  of  an  empty  desire 
for  fame  in  itself,  or  for  the  rewards  with  which  it  is  accom- 
panied. My  sole,  and  so  far  as  it  can  be  so,  unalloyed  motive 
is  the  pursuit  of  truth  ;  and  for  truth  I  feel  I  would  willingly 
sacrifice  prospects  of  the  most  dazzling  renown.  I  do  not 
even  think  myself  capable  of  accomplishing  any  work  of 
importance.  If  my  labors  merely  serve  to  assist  another  in 
the  great  cause,  I  shall  be  satisfied." 

As  time  went  on  Toynbee  found  reason  to  vary  the  pro- 
gramme of  work  laid  down  in  this  letter,  but  he  never  swerved 
from  the  spirit  expressed  therein.  Few  men  have  combined  so 
much  self-confidence  with  so  much  modesty,  or  have  been  so 
entirely  absorbe<^l  in  their  work,  so  totally  free  from  motives  of 
vanity  or  of  egotism.  Yet  a  solitary  life  was  neither  natural 
nor  wholesome  for  one  so  young.  At  this  time  he  was  an 
absolute  recluse  in  his  habits,  and  even  when  at  home  shut 
himself  up  with  his  books,  disdaining,  like  so  many  clever 
boys,  to  mix  with  ordinary  society.  Happily,  this  stage  of 
his  life  was  not  to  continue  much  longer.  When  he  had 
reached  the  age  of  twenty-one  years,  he  found  himself  master 
of  a  small  capital,  and  trusting  to  this  for  maintenance  during 
a  university  career,  he  became  a  member  of  Pembroke  College, 
Oxford,  in  the  January  of  1873.  In  the  autumn  of  that  year 
he  resolved  to  oonn)ete  for  a  scholarship  in  Modern  History 
at  Balliol  College.  Here  he  wius  unsuccessful.  He  had 
brought  up  to  the  University  a  considerable  knowledge  of 
history  and  of  general  literature.  But  he  had  awumulated 
knowledge  in  order  to  satisfy  his  own  cravings,  not  the  curi- 
osity of  examiners.  He  had  accumulated  it  without  advice  or 
assistance,  and  had  never  gone  through  that  singular  prooess 
whereby  a  lad  who  knows  little  and  cares  nothing  for  knowl- 
edge is  enabled  to  turn  out  dozens  of  tolerably  oorrect  essays 


10  Arnold  Toynbee, 

upon  dozens  of  great  subjects.  In  short,  he  had  not  read  for 
examination,  and,  when  examined,  could  not  do  himself 
justice. 

From  this  repulse,  however,  Toynbee  derived  a  benefit  impos- 
sible to  estimate  too  highly.  As  he  had  read  and  reflected 
by  himself,  and  had  honestly  worked  out  his  own  opinions, 
he  imagined  himself  to  have  gone  deeper  and  further  than  was 
really  the  case.  Extreme,  therefore,  was  his  disgust  when 
one  of  his  examiners,  in  explaining  to  him  the  reasons  of  his 
ill-success,  said  :  "  You  have  picked  up  your  ideas  from  hear- 
ing the  clever  talk  of  London  society,  and  you  have  written 
your  papers  just  as  you  would  talk."  He  used  afterwards 
to  say  that  this  criticism,  baseless  as  it  was,  had  done  him  the 
greatest  good  imaginable.  It  is  true  that  the  incisive  way  of 
putting  ideas  which  struck  his  examiners  derived  itself  from 
an  incisive  way  of  thinking,  and  continued  with  him  througli- 
out  life.  But  it  is  also  true  that,  in  the  present  stage  of 
learning,  the  student  who  does  not  avail  himself  of  the  recog- 
nized methods  is  like  a  traveller  who  prefers  his  own  legs  to  an 
express  train.  With  all  their  faults,  the  universities  supply 
to  the  scholar  that  which  he  cannot  dispense  with  and  cannot 
get  so  well  anywhere  else — the  methods  elaborated  by  thous- 
ands of  his  predecessors ;  the  correction  supplied  by  contem- 
poraries equal  or  superior  to  himself;  the  powerful  current  of 
spiritual  electricity  set  up  in  the  assemblapje  of  so  many  eager 
wits.  Had  Toynbee  never  gone  to  the  University,  he  might 
have  remained  all  his  life  groping  towards  results  long  since 
attained  by  men  far  inferior  in  force  of  character  and  of  intel- 
ligent. His  new  exi)erience  taught  him  his  defects  and  how 
to  amend  thorn. 

Hut  the  immediate  result  of  the  scholarship  examination 
was  one  of  those  tedious  illnesses  which  consumed  so  much  of 
the  short  time  allotted  to  him  upon  earth.  He  was  forced  to 
leave  Oxfoixl,  to  susjxind  all  his  work,  to  go  down  into  the 
country  and  try  slowly  and  painfully  to  rally  his  exhausted 
powers.     From  this  and  many  other  such  intervals  of  mourn- 


Arnold  Toynbee,  11 

ful  leisure  he,  Indeed,  drew  profit,  as  such  a  nature  draws  profit 
from  every  experience.  For  his  friends  they  were  an  unmixed 
sadness.  It  was  not  until  a  year  had  passed  away  that  he  was 
able  to  return  to  Oxford.  In  the  January  of  1875  he  became 
a  commoner  of  Balliol  College.  His  real  undergraduate  life 
commences  from  this  date ;  and  here  the  narrative  of  his  early 
years  may  best  conclude, 

II. 

Toynl)ee*s  health  continued  to  be  so  delicate  that  he  could 
not  read  for  honors  in  any  school,  much  less  compete  for  any 
university  prizes  or  distinctions.  As  he  was  unable  to  study 
hard  for  more  than  an  average  of  two  or  three  hours  a  day, 
he  was  obliged  to  content  himself  with  a  pass  degree.  Yet 
few  men  have  derived  more  profit  from  a  university  course. 
He  continued  to  read  widely  and  judiciously.  The  Master 
and  the  tutors  of  Balliol  College  fully  comprehended  his 
great  gifts  and  great  embarrassments,  and  gave  him  sym- 
pathy, guidance  and  frank,  discerning  criticism.  He  always 
gratefully  acknowledged  much  he  owed  especially  to  the 
Master  and  to  the  late  Professor  Thomas  Hill  Green.  As 
regards  his  merely  academic  studies,  it  is  here  enough  to 
say  that  he  took  a  pass  degree  in  the  summer  of  1878. 

Every  one  who  knows  Oxford  will  allow  that,  valuable  as 
is  the  teaching  supplied  by  the  university  and  the  colleges,  it 
is  hardly  more  valuable  than  the  genial  intercourse  between 
the  young  inquisitive  spirits  there  assembled. 

Although  Toynbee  had  hitherto  lived  in  seclusion,  he  fell 
very  readily  into  this  intercourse  and  gave  even  more  good 
than  he  received.  He  was  in  truth  formed  for  society  and 
friendship.  At  this  time  he  was  very  comely  and  attractive 
in  appearance.  An  oval  face,  a  high  forehead  crowned  wnth 
masses  of  soft  brown  hair,  features  very  clearly  cut,  a  straight 
nose  and  a  rather  large,  full-lipped  mouth,  only  needed  more 
color  to  produce  the  impression  of  beauty ;  and  even  the  color 


12  Arnold  Toynbec. 

wanting  to  his  gray  eyes  and  brown  complexion  was  supplied 
when  he  grew  warm  in  conversation  by  a  lighting  up  of  his 
whole  countenance,  a  brilliant  yet  soft  irradiation,  which 
charmed  the  beholder  and  can  never  be  forgotten  by  those 
who  knew  him  well.  Together  with  this  winning  countenance 
he  had  a  manner  singularly  frank,  open  and  animated.  A 
student  and  an  invalid,  he  was  free  from  the  vexatious  oddi- 
ties of  either ;  was  neither  shy  nor  slow  nor  abstracted  nor 
languid,  but  always  prompt  and  lively.  He  talked  extremely 
well,  without  exactly  conversing.  For  that  delightful  pastime 
which  the  French  call  a  causerie  he  was  not  altogether  adapted. 
For  that  the  mind  must  be  habitually  at  ease — not  unemployed, 
but  never  taxed  up  to  its  utmost  strength,  not  strained  by 
crowding  ideas  on  vehement  feelings.  Toynbee,  as  time  went 
on,  came  to  concentrate  more  and  more  upon  a  few  momentous 
subjects  which  were  ever  present  to  him,  concerning  which  he 
spoke  with  wonderful  eloquence  and  enthusiasm.  The  faces 
of  listeners  supplied  him  with  the  stimulus  which  his  sensitive 
temperament  and  weak  body  required.  He  never  was  quite 
happy  in  writing  out  his  thoughts.  He  complained  that  they 
came  upon  his  mind  faster  than  he  could  set  them  down  on 
paper.  That  he  had  real  literary  talent,  many  passages  in  the 
volume  of  fragments  published  after  his  death  show ;  but 
nothing  which  he  has  written  gives  any  idea  of  his  power  of 
expreasing  himself  by  word  of  mouth.  Although  he  spoke 
rapidly  and  copiously,  he  never  was  betrayed  into  a  vulgar 
phrase  or  slovenly  construction ;  he  spoke  as  one  to  whom 
idiomatic  utterance  is  natural,  correctly  and  forcibly,  without 
the  cant  phrases  of  the  undergraduate  or  the  studied  negli- 
gence of  the  college  tutor.  Nor  did  he,  like  so  many  other 
exuberant  speakers,  suggest  to  those  who  heard  him  that  he 
Bpoke  out  of  a  passion  for  display.  If  he  talked  much  it  was 
because  he  forgot  himself  in  his  subject.  No  man  ever  was 
more  willing  to  hear  all  that  others  had  to  say,  or  sought  with 
more  kind  and  courteous  attention  to  encourage  criticism,  even 
opposition.     Naturally  combative  and  fond  of  controversy,  he 


Arnold  Toynbee,  13 

was  never  betrayed  into  those  little  breaches  of  amenity  so 
common  even  among  men  of  good  temper  and  good  breeding 
when  heated  by  argument.  Naturally  somewhat  intolerant, 
he  had  schooled  himself  into  genuine  tolerance.  Naturally 
sensitive  and  excitable,  he  had,  whilst  retaining  all  his  original 
warmth,  subdued  in  a  surprising  degree  the  impulse  to  exag- 
gerate. Everything  he  said  bore  the  impress  of  an  exquisitely 
fine  nature.  One  could  not  listen  to  him  without  admiring, 
or  argue  against  him  without  loving.  One  could  no  more 
say  a  brutal  or  profane  thing  to  him  than  to  the  most  delicate 
lady.  Not  that  he  was  finical,  or  censorious,  or  assumed  the 
right  to  check  others  in  an  impertinent  or  condescending  tone, 
but  that  no  man  of  good  feeling  could,  without  a  cutting  pang 
of  remorse,  shock  such  an  exquisite  sensibility. 

Good  looks,  talent,  information  and  social  gifts  are  more 
than  enough  to  gain  friends  at  the  University ;  but  Toynbee 
had  many  other  attractions.  He  was  in  all  senses  of  the  word, 
sympathetic.  He  had  sympathy  for  men's  suiferings,  for  their 
interests  and  pursuits,  even  for  their  failings  and  misdeeils. 
No  matter  what  the  troubles  of  an  acquaintance — ill  health, 
ill  success,  disappointment  or  poverty,  they  always  seemed  to 
raise  his  value  in  Toynbee's  eyes.  Nor  was  compassion  with 
Toynbee  a  mere  sentiment.  He  was  always  eager  to  assist  in 
any  useful  way,  studied  his  friend's  affairs  as  if  they  were  his 
own,  gave  the  warmest,  sincerest  encouragement  to  the  de- 
8i>onding,  the  kindest,  tenderest  criticism  to  the  erring,  yet 
seemed  never  to  expect  any  thanks  and  to  take  gratitude  as  a 
free  gift.  Out  of  his  small  store  of  life  and  strength  he 
bestowed  freely  upon  all.  With  this  evangelical  charity  he 
joined  the  widest  sympathy  of  another  kind.  All  fellow  stu- 
dents were  his  brethren.  Their  labors,  their  acquisitions,  their 
suooesses  were  his.  He  admired  talent  of  all  sorts,  and  rejoiced 
in  all  achievements  which  enriched  the  life  of  the  individual 
or  of  the  race. 

For  a  man  of  this  temj)oramcnt  the  years  spent  at  oollejije 
are  his  happiest.     The  ycai*s  that  come  after  may  bring  the 


14  Arnold  Toynbee, 

philosophic  mind;  but  thej'  cannot  add  the  joy  and  the  fulness 
of  life.  Toynbee  had  not  hitherto  felt  how  much  he  was  alive ; 
he  felt  it  now,  and  was  charmed  with  a  new  sense  of  expansion. 
"The garden  quadrangle  at  Balliol,"  he  writes  to  a  friend,  "is 
where  one  walks  at  night,  and  listens  to  the  wind  in  the  trees, 
and  weaves  thest;u*s  into  the  webof  one^s  thoughts;  where  one 
gazes  from  the  pale  inhuman  moon  to  the  ruddy  light  of  the 
windows,  and  hears  broken  notes  of  music  and  laughter  and 
the  complaining  murmur  of  the  railroad  in  the  distance.  .  .  . 
The  life  here  is  very  sweet  and  full  of  joy ;  at  Oxford,  after  all, 
one's  ideal  of  happy  life  is  nearer  being  realized  than  anywhere 
else — I  mean  the  ideal  of  gentle,  equable,  intellectual  inter- 
course, with  something  of  a  prophetic  glow  about  it,  glancing 
brightly  into  the  future,  yet  always  embalming  itself  in  the 
memory  as  a  resting-place  for  the  soul  in  a  future  that  may 
be  dark  and  troubled  after  all,  with  little  in  it  but  disastrous 
failure." 

Soon  after  Arnold  Toynbee  came  up  to  Oxford,  Mr. 
Rusk  in,  then  Professor  of  Fine  Arts  in  the  University, 
made  a  characteristic  endeavor  to  illustrate  the  dignity  and 
good  effects  of  even  the  coarsest  bodily  toil.  He  persuaded 
many  undergraduates  to  work  under  him  at  the  repair  of  a 
road  in  the  village  of  Hinksey  near  Oxford.  Among  thase 
undergraduates  was  Toynl)ee,  who  rose  by  his  zeal  to  the  rank 
of  a  foreman.  He  was  thus  entitled  to  appear  frequently  at 
those  breakfasts  which  Mr.  Ruskin  gave  to  his  young  friends 
and  enlivened  with  quaint,  eloquent  conversation.  Upon  men 
like  Toynbee,  intercourse  with  Mr.  Ruskin  had  a  stimulating 
effect  more  durable  than  the  actual  improvement  of  the  road 
near  Hinksey.  Toynl)ee  came  to  think  very  differently  from 
Mr.  Ruskin  upon  many  subjects,  and  especially  upon  democ- 
racy; but  always  regarded  him  with  reverence  and  affection. 
About  the  same  time  Toynbee  joined  the  Oxford  University 
Rifles,  bei'ause  he  thought  that  every  man  should  qualify 
himself  to  take  part  in  the  defence  of  his  country;  he  was 
unable,  however,  long  to  fulfil  the  duties  of  a  volunteer. 


Arnold  Toynbee,  16 

His  bodily  weakness,  which  also  forbade  him  to  study  long 
or  with  strict  regularity,  constrained  him,  as  it  were,  to  enjoy 
Oxfoni  and  its  society  more  than  he  might  otherwi.se  have 
allowed  himself  to  do.  It  brought  another  indirect  advantage 
of  even  more  consequence.  It  saved  him  from  tlie  bad  effects 
of  our  fashionable  method  of  intellectual  instruction,  which 
tends  to  make  the  student  read  as  much  and  as  widely  as 
possible  without  any  reference  to  the  effect  which  reading 
may  have  upon  the  mind.  Toynbee  was  naturally  exact  in 
his  intelligence,  and  gained  in  accuracy  and  thoroughness  as 
time  went  on.  He  derived  nothing  but  good  from  his 
studies  as  an  undergraduate.  Older  than  most  under- 
graduates, he  felt  the  genial  influence  of  Oxford,  without 
being  overpowered  by  it.  Without  ceasing  to  be  original  he 
appropriated,  more  freely  than  he  had  ever  done  before,  the 
ideas  of  his  time.  Soon  after  coming  into  residence  at  Balliol 
College,  he  had  decided  to  take  political  economy  for  his  prov- 
ince and  to  study  it  upon  historical  methods.  Politiciil  econ- 
omy attracted  him  chiefly  as  affording  instruction  respeciting 
the  conditions  of  social  life,  and  his  interest  in  that  science 
was  singularly  intertwined  with  interest  in  other  subjects,  in 
popular  prejudice  the  most  remote  from  it  of  any. 

Religion  daily  came  to  occupy  his  thoughts  more  and  more. 
In  his  boyhood  it  had  no  very  important  place.  He  had 
received  the  usual  instruction  in  religious  subjects  and  this  had, 
as  usual,  made  very  little  impression.  His  father,  although, 
full  of  religious  feeling,  had  perhaps  wisely  abstained  from 
indoctrinating  his  children  with  any  rigid  creed  or  drilling 
them  in  any  strict  forms  of  worship.  When  Arnold  Toynbee 
had  reached  the  age  at  which  life  first  becomes  serious,  his 
first  aspirations  were,  as  we  have  s<»en,  purely  intellectual. 
He  wished  to  live  for  others  and  resolved  to  live  for  them  as 
a  student.  An  increase  of  knowledge  was  the  blessing  which 
he  wished  to  confer  u|><)n  his  raa*.  Rut  his  early  ideal  was 
not  to  give  him  full  satisfaction.  Even  at  the  age  of  nineteen 
yearS;  as  is  shown  by  the  correspondence  with  Mr.  Hinton 


16  Arnold  Toynbee, 

above  quoted,  he  had  begun  to  ponder  the  most  vexino: 
problems  which  offer  themselves  to  the  devout  mind.  Thf 
tx)rresjx)ndence  turned  chiefly  upon  Mr.  Hinton's  book  "The 
Mysterj'  of  Pain."  Mr.  Hinton's  speculative  enthusiasm,  his 
real  elevation  of  mind  and  sympathy  with  religious  cravings 
were  such  as  might  well  fascinate  an  eager  clever  lad  arrived 
at  the  age  when  the  very  few  who  are  not  absorbed  in  careless 
gaiety  are  so  frequently  devoured  by  ascetic  earnestness.  As 
time  went  on  the  spell  which  Mr.  Hinton  exercised  over 
Arnold  Toynbee  lost  much  of  its  force.  The  young  man 
came  to  see  that  Mr.  Hinton's  remarkable  book  leaves  the 
mystery  as  mysterious  as  it  was  before,  and  felt  perhaps  a 
growing  sense  of  discord  between  his  own  nature  and  that 
of  his  early  teacher.  Their  exchange  of  ideas  nevertheless 
marked  an  epoch  in  Toynbee's  life. 

His  religious  development  was  not  checked  but  accelerated 
by  his  residence  at  Oxford.  "  Most  men/'  he  said,  "  seem  to 
throw  off  their  beliefs  as  they  pass  through  a  University 
career;  I  made  mine."  Just  before  becoming  an  undergradu- 
ate he  had,  of  his  own  accord,  turned  to  the  classics  of  religion 
and  read  them  with  the  eagerness  of  one  who  is  quenching  a 
real  and  painful  thirst.  He  read  the  Bible  so  earnestly  as  to 
draw  from  one  of  his  friends  the  deliciously  naive  remark 
"Toynbee  reads  his  Bible  like  any  other  book — as  if  he  liked 
it."  In  the  course  of  his  first  year  at  Balliol  he  writes  to  a 
friend  :  "  The  two  things  the  Bible  speaks  to  our  hearts  most 
unmistakably  are  the  unfathomable  longing  for  God,  and  the 
forgiveness  of  sins ;  and  these  are  the  utterances  that  fill  up 
an  aching  void  in  my  secular  religion — a  religion  which  is 
slowly  breaking  to  pieces  under  me.  It  is  astonishing  to 
think  that  in  the  Bible  itself  we  find  the  most  eloquent  heart- 
rending expression  of  that  doubt  and  utter  darkness  and 
disbelief  which  noisy  rhetoricians  and  calm  sceptics  would 
almost  persuade  us  were  never  before  adequately  expressed — 
they  would  tell  us  we  must  look  for  it  all  in  their  bald  lan- 
guage."    And  a  little  later,  "  A  speechless  thrill  of  spiritual 


Arnold  Toyiibee.  17 

desire  sometimes  nms  through  me  and  makes  me  hope  even 
when  most  weary."  "As  to  position  in  life,"  he  wrote  about 
the  same  time,  "  the  position  I  wish  to  attain  to  is  that  of  a 
man  consumed  with  the  thirst  after  righteousness." 

As  Toynbee^s  religion  had  not  come  to  him  through  the 
medium  of  customary  religious  forms,  or  in  association  with 
accepted  religious  dogmas,  these  dogmas  and  forms  never 
were  to  him  so  momentous  as  they  are  to  many  devout  souls. 
Not  indeed  that  he  was  hostile  to  either.  He  knew  that  the 
practice  of  simple  religious  observances  was  beneficial  to  the 
spiritual  life  of  the  individual  and  necessary  to  the  spiritual 
life  of  the  nation ;  he  joined  in  them  and,  as  time  went  on, 
valued  them  more  highly  than  he  had  done  in  youth.  He 
would  earnestly  seek  out  the  truth  contained  in  accepted 
dogmas;  but  he  could  not  help  seeing  how  mischievous  to 
religion  and  to  civilization  some  of  them  have  proved,  and 
how  inadequate  all  must  necessarily  be.  His  incisive  intelli- 
gence and  historical  feeling  forbade  him  to  dress  his  faith  in 
the  worn  out  garb  of  medisBval  devotion,  or  to  try  the  spiritual 
discipline  of  believing  what  he  knew  to  be  untrue.  Yet  the 
same  intelligence  and  feeling  forbade  him  to  set  up  an  infin- 
itesimal church  of  his  own  or  to  worship  assiduously  an  ideal 
existing  only  in  his  own  imagination.  He  thou^^ht  that  any 
follower  of  Christ  might  live  in  the  Church  of  England.  He 
always  strove  to  find  some  definite  intellectual  conceptions  to 
support  his  faith,  for  he  saw  that  without  such  conceptions 
piety  must  degenerate  into  sentiment.  It  seemed  to  him  that, 
whilst  every  age  and  country,  nay  every  serious  believer,  must 
more  or  less  differ  in  religious  doctrine  from  every  other,  since 
religious  doctrine  is  related  to  the  whole  spiritual,  moral  and 
intellectual  life,  which  is  infinitely  various,  yet  doctrine  of 
some  kind  or  another  is  necessary  in  every  instance,  and  peace 
and  freedom  are  to  be  found,  not  in  luxurious  dreamy  fiction, 
but  in  the  humble  acknowledgment  that  the  best  and  highest 
utterances  of  man  concerning  God  are  inevitably  im|)erfect, 
iuooherent  and  transitory.  Thus  eagerly  searching  to  har- 
2 


18  AimoUl  loynbee, 

monize  the  piety  which  lie  Imd  learned  from  the  Bible,  and 
the  Imitation  of  Thomas  A  Kempis,  with  those  modern  ideas 
to  which  he  was  equally  loyal,  he  found  especial  help  in  the 
teaching  and  convei*8ation  of  the  late  Professor  Green,  whose 
lay  sermons  delivered  in  Balliol  College  made  a  memorable 
impression  upon  many  who  heard  them.  Professor  Green 
united  the  critical  temper  of  a  German  philosopher  with  the 
fervor  of  a  Puritan  saint.  Between  him  and  Toynbee  there 
was  an  entire  confidence  and  an  intimate  intellectual  and 
spiritual  communion  which  only  death  interrupted. 

It  would  not  be  right  here  to  set  out  a  body  of  doctrine 
with  Toynbee's  name  attached  to  it.  He  was  ever  feeling  his 
way,  seriving  after  truth,  without  arrogance,  but  with  the 
honest  resolution  not  to  accept  propositions  merely  because 
they  flattered  his  higher  sentiments.  His  nearest  friends 
caught  from  his  conversation,  and  still  more  from  his  daily 
life,  a  bright  reflection  of  his  inward  fire ;  but  none  probably 
would  venture  to  catalogue  his  beliefs.  It  will  be  better  to 
try  to  gather  from  his  own  words  what  he  really  thought, 
always  remembering  that  he  was  very  young  and  oppressed 
by  the  immensity  of  religious  conceptions.  The  following 
passage  occurs  in  a  letter  written  to  an  old  schoolfellow  who 
had  become  an  officer  and  was  then  serving  in  the  Indian 
Array.  The  letter  is  dated  the  2nd  of  October,  1875,  the  first 
year  of  his  residence  at  Balliol  College  : 

"  *  To  love  God  ' — those  words  gather  amazing  force  as  life 
gets  more  difficult,  mysterious  and  unfathomable ;  one's  soul 
in  itfl  loneliness  at  last  finds  religion  the  only  clue.  And  yet 
how  weary  is  the  search  for  God  among  the  superstitions, 
antiquities,  contradictions  and  grossness  of  popular  religion ; 
but  gleams  of  divinity  are  everywhere,  and  slowly  in  the  end 
comes  divine  })eace.  ...  It  seems  to  me  that  the  primary 
element  of  all  religion  is  the  faith  that  the  end  for  which  the 
whole  universe  of  sense  and  thought  from  the  Milky  Way  to 
the  lowest  form  of  animal  life,  the  end  for  which  everything 
came  into  existence,  is  that  the  dim  idea  of  perfect  holiness 


Aimold  Toynbee,  19 

which  is  found  in  the  mind  of  man  might  be  realized ;  that 
this  idea  is  God  Eternal  and  the  only  reality;  that  the  relation 
between  this  idea  which  is  God  and  each  individual  is  religion, 
the  consciousness  of  the  relation  creating  the  duty  of  perfect 
purity  of  inner  life  or  being,  and  the  duty  of  living  for  others, 
that  they  too  may  be  perfectly  pure  in  thought  and  action ; 
and,  lastly,  that  the  world  is  so  ordered  that  the  triumph  of 
righteousness  is  not  impossible  through  the  efforts  of  the  indi- 
vidual will  in  relation  to  eternal  existence.  I  speak  of  God 
as  an  idea  and  not  as  personal ;  I  think  you  will  understand 
what  1  mean  if  you  ask  yourself  if  the  pure  love  and  thoughts 
of  a  man  are  not  all  that  makes  his  jxirsonality  clear  to  you — 
whether  you  would  care  that  anything  else  of  him  should  be 
immortal ;  whether  you  do  not  think  of  all  else  of  him  as  the 
mere  expression  and  symbol  of  his  eternal,  invisible  existence. 
My  dear  fellow,  don't  think  it  strange  that  I  send  you  these 
bare,  abstract  thoughts  all  those  dizzy  leagues  to  India.  I 
only  want  to  tell  you  what  I  am  thinking  of;  do  not  take 
heed  of  them  except  in  so  far  as  they  chime  harmoniously  with 
your  own  belief;  I  think  they  are  the  truth,  but  truth  comes 
to  every  mind  so  differently  that  very  few  can  find  the  longed- 
for  unity  except  in  love.*' 

From  the  passage  just  quoted  the  reader  might  draw  an 
inference  which  it  does  not  justify.  Toynbee  was  perfectly 
well  aware  that  a  Divinity  who  is  nothing  more  than  an 
abstraction  has  never  been  and  never  can  l)e  the  object  of  a 
real,  living  religion.  Concerning  the  creed  of  the  Positiv- 
ists,  whose  virtues  he  honored,  he  wrote  some  years  later. 
"Humanity  is  really  an  abstraction  nianufactui-ed  by  the  intel- 
lect; it  can  never  be  an  object  of  religion,  for  religion  in  every 
form  demands  something  that  lives  and  is  not  made.  It  is 
the  vision  of  a  living  thing  that  makes  the  Psalmist  cry  *  As 
the  hart  panteth  after  the  water-brooks,  so  longelh  my  soul 
after  thee,  the  living  God.*  **  The  following  words  quoted 
from  an  addi-css  upon  the  ideal  relations  of  Church  and  State, 
may  remove  some  doubts  as  to  his  own  position  : 


20  Arnold  Toynbee, 

"  God  is  a  person — how  else  could  man  love  and  worship 
Got!  ?  What  jKirsonality  is,  we  only  faintly  apprehend — who 
has  withdrawn  the  inii)enetrable  veil  which  hides  our  own 
jK^rsonality  from  us?  God  is  a  father — but  who  has  explained 
a  father's  love?  There  is  limitation  to  man's  knowledge,  and 
he  is  disposed  to  cry  out,  Why  this  impassable  barrier?  He 
knows  he  is  limited — why  he  is  limited  he  knows  not.  Only 
by  some  image  does  he  strive  to  approach  the  mystery.  The 
sea,  he  may  say,  had  no  voice  until  it  ceased  to  be  supreme  on 
the  globe.  There,  where  its  dominion  ended  and  its  limits 
began,  on  the  edge  of  the  land,  it  broke  silence.  Man  would 
liave  had  no  tongue  had  he  been  merely  infinite.  Where  he 
feels  his  limits,  where  the  infinite  spirit  within  him  touches 
tiie  shore  of  his  finite  life,  there  he,  too,  breaks  silence." 

On  the  other  hand,  all  notions  of  a  special  Providence 
fjivoring  this  or  that  race,  this  or  that  individual,  were  shock- 
ing to  Toynbee's  moral  and  religious  feelings.  Nothing 
scandalized  him  more  than  the  self-congratulation  so  often 
uttered  by  serious  people  on  the  occasion  of  their  escape  from 
the  plagues  and  miseries  which  visit  others.  Miracles  do  not 
seem  to  have  been  felt  by  him  as  aids  to  the  belief  in  God. 
The  strangest  of  these  supposed  irregularities  appeared  to  him 
less  divine  than  the  order  and  harmony  of  the  universe.  He 
might  have  chosen  to  express  his  feeling  of  the  presence  of 
God  in  the  words  of  one  of  his  favorite  poets  : 

"  A  sense 
Of  something,  far  more  deeply  interfused, 
V/hose  ilwelling  is  the  light  of  setting  suns, 
And  the  round  ocean,  and  the  living  air, 
And  the  blue  sky,  and  in  the  mind  of  man 
A  motion  and  a  spirit  that  impels 
All  thinking  things,  all  objects  of  all  thought, 
And  rolls  through  all  things." 

Not  that  his  creed  was  pantheism,  if  by  pantheism  we  mean 
merely  a  vague  awe  or  admiration  inspired  by  the  mighty  sum 
of  existence.     To  him,  as  we  have  seen,  God  was  a  spirit,  a 


Arnold  Toyiibce.  21 

person  in  the  fullest  sense  of  the  word.  For  him  religion  was 
insejmrably  bound  up  with  conduct  and  with  righteousness. 
"If  I  did  not  believe  that  the  moral  law  was  eternal,"  he 
once  said,  "  I  should  die."  But  he  felt  irresistibly  impelled 
to  struggle  out  of  the  dualism  which  contents  the  multitude. 

From  weakness  of  imagination  most  religious  people  r^ard 
the  visible  world  as  something  external  to  God,  and  related  to 
Him  only  as  a  picture  is  related  to  the  painter  or  as  a  king- 
dom is  related  to  its  sovereign.  They  find  something  reassur- 
ing and  comforting  in  direct  exertions  of  the  Divine  preroga- 
tive. As  the  inexplicable  is  for  them  the  sacred,  every 
expansion  of  their  knowledge  is  a  contraction  of  their  faith. 
Most  touching  it  is  to  hear  them  say.  Ah !  there  are  many 
things  for  which  the  men  of  science  cannot  account,  many 
things  which  show  that  there  must  be  a  God.  Most  strange 
is  their  reluctant  conviction  that,  in  so  far  as  the  universe  can 
be  shown  to  be  rational,  it  is  proved  to  have  no  soul.  Their 
frame  of  mind  was  quite  im[X)ssible  to  Toynbee,  who  believed 
in  science  as  he  believed  in  God.  He  saw  that  the  so-called 
conflict  of  religion  and  science  really  grows  out  of  two  intel- 
lectual infirmities  common — the  one  among  the  devout  multi- 
tude, the  other  among  students  of  particular  physical  sciences. 
On  the  one  hand,  religious  exjxjriences  have  been  almost 
inseparably  associated  in  the  popular  mind  with  the  belief 
in  certain  historical  statements,  which,  whether  true  or  false, 
must  be  tried  by  the  critical  canons  applicable  to  all  state- 
ments of  that  kind.  On  the  other  hand,  absorption  in  the 
pursuit  of  physical  science  often  leads  men  to  forget  that  such 
science  can  give  no  ultimate  explanation  of  anything,  because 
it  always  postulates  certain  conceptions  which  it  does  not 
criticise.  For  facts  of  geology  or  biology  we  must  always 
have  recourse  to  geologists  or  to  biologists,  not  because  they 
know  everything  but  because  they  alone  can  know  anything 
relating  to  these  sciences.  On  the  other  hand,  neither  the 
g(X)logist  nor  the  biologist,  as  such,  can  give  the  ultimate 
interpretation  to  be  put  upon  all  facta  whatsoever.    Free  from 


22  Arnold  Ihynbee. 

these  oontendinpj  projiuHces,  Toynbee  always  felt  sure  that  the 
progress  of  criticism  must  end,  not  in  destroying  religion,  but 
in  purifying  religion  from  all  that  is  not  essential.  Of  the 
great  Christian  ideas  he  wrote :  "  They  are  not  the  creations 
of  a  particular  hour  and  place,  they  are  universal,  but  they 
became  a  compelling  power  owing  to  the  inspiration  of  one 
teacher  in  a  particular  corner  of  the  earth.  What  the  real 
character  of  Christ  was,  what  is  the  truth  about  certain  inci- 
dents of  his  life,  we  may  never  ascertain,  but  the  ideal  Christ, 
the  creation  of  centuries  of  Christian  suifering  and  devotion, 
will  be  as  little  affected  by  historical  scepticism  as  the  charac- 
ter of  Shakespeare's  Hamlet  by  researches  into  the  Danish 
chronicles.  Prove  to-morrow  that  the  Scripture  records  and 
the  Christian  tradition  are  inventions  and  you  would  no  more 
destroy  their  influence  as  a  delineation  of  the  spiritual  life 
than  the  critics  destroyed  the  spell  of  the  Homeric  poems  by 
proving  that  Hector  and  Achilles  never  fought  on  the  plains 
of  Troy.  This  may  seem  a  paradox,  but  the  time  will  come 
when  we  shall  no  more  think  it  necessary  to  agree  with  those 
who  assert  that  Christianity  must  stand  or  fall  with  the 
resurrection  of  Christ  than  we  now  dream  of  saying  with  St. 
Bernard  that  it  must  stand  or  fall  with  belief  in  the  Virgin 
Mary.  The  Christian  records  and  the  lives  of  the  saints  will 
be  indispensable  instruments  for  the  cleansing  of  the  spiritual 
vision,  and  the  power  which  they  exercise  will  be  increased  as 
their  true  value  as  evidence  is  understood.  The  Christian 
religion  itself  will  in  future  rest  upon  a  correct  interpretation 
of  man's  spiritual  character.'^ 

Toynbee  was  well  aware  of  the  spiritual  languor  which  has 
been  among  the  immediate  results  of  the  extraordinary  growth 
of  physical  science  in  our  own  age.  He  had  none  the  less  a 
steadfast  assurance  that  religion  must  in  the  end  gain  strength 
from  the  increase  of  knowledge.  The  following  passage  from 
an  unpublished  essay  shows  with  what  confidence  he  awaited 
the  issue  of  that  revolution  in  thought  which  has  terrified  so 
many  good  people : — 


Ai-nold.  Toynbec.  23 

"  Most  terrible  is  the  effect  of  the  Reign  of  Law  on  the 
belief  in  immortality.  Fever  and  despair  come  upon  action, 
and  the  assertion  that  this  world  is  all  in  all,  narrows  and 
perverts  the  world  of  ethical  science.  And,  indeed,  it  is  veiy 
awful,  that  great  contrast  of  the  Divine  Fate  of  the  world 
pacing  on  resistless  and  merciless,  and  our  passionate  indi- 
viduality with  its  hopes  and  loves,  and  fears ;  that  vision  of 
our  warm  throbbing  personal  life  quenched  for  ever  in  the 
stern  sweep  of  Time.  But  it  is  but  a  passing  picture  of  tlie 
mind ;  soon  the  great  thought  dawns  upon  the  soul,  *  It  is 
I,  this  living,  feeling  man,  that  thinks  of  fate  and  oblivion  ; 
I  cannot  reach  the  stars  with  my  hands,  but  I  pierce  beyond 
them  with  my  thoughts,  and  if  things  go  on  in  the  illimitable 
depth  of  the  skies  which  would  shrivel  up  the  imagination 
like  a  dead  leaf,  I  am  greater  than  they,  for  I  ask  "  why  *' 
and  look  before  and  after,  and  draw  all  things  into  the  tumult 
of  my  personal  life — the  stars  in  their  courses,  and  the  whole 
past  and  future  of  the  universe,  all  things  as  they  move  in 
their  eternal  paths,  even  as  the  tiniest  pool  reflects  the  sun 
and  the  everlasting  hills.' 

"Like  all  great  intellectual  revolutions,  the  effect  of  the 
Reign  of  Law  upon  ethical  temper  has  been  harassing  and 
disturbing ;  but  as  every  great  intellectual  movement  has  in 
the  end  raised  and  ennobled  the  moral  character  of  man 
through  the  purification  of  his  beliefs,  so  will  this  great  con- 
ception leave  us  the  belief  in  God  and  the  belief  in  immor- 
tality purified  and  elevated,  strengthening  through  them  the 
spirit  of  unselfishness  which  it  is  already  beginning  to  inten- 
sify, and  which  makes  us  turn  our  faces  to  the  future  with 
an  ever-growing  hope." 

Religion  was  the  inspiring  force  of  Toynbee's  later  years 
and  his  efforts  to  understand  and  contribute  to  the  cure  of 
social  evils  were  prompted  al)ove  all  by  the  hojXJ  of  raising 
the  people  to  that  degree  of  civilization  in  which  a  pure  and 
rational  religion  would  l)e  possible  to  them.  Sensitive  to 
their  physical  sufferings  he  was  in  a  degree  which  at  times 


24  Arnold  Toynbcc» 

almost  overpowered  his  judgnient ;  but  he  never  imagined 
that  the  franchise,  regular  enij)loyment  at  fair  wages  and 
cheap  necessaries  were  in  themselves  capable  of  appeasing 
the  tremendous  cravings  of  human  nature,  of  quieting  the 
animal  appetites  or  of  satisfying  the  nobler  aspirations.  He 
did  perceive,  however,  that  a  great  number  of  our  people  live 
in  such  a  manner  as  to  make  materialism  and  fanaticism 
almost  unavoidable  alternatives  for  them.  Having  found 
religion  for  himself  and  being  eager  to  help  others  to  find  it 
he  did  not  immediately  become  a  missionary.  He  would 
speak  frankly  of  religion  to  those  who  appeared  to  him  really 
concerned  about  it ;  and  he  hoped  that  at  some  future  time 
he  might  find  a  way  of  preaching  to  the  people.  But  it  was 
not  in  his  nature  to  be  loquacious  about  spiritual  matters  and 
he  was  fond  of  quoting  Bacon's  saying :  "  The  greatest  of 
itheists  are  the  hypocrites;  for  they  handle  sacred  things 
without  feeling  them.^' 

Toynbee's  desire  to  understand  and  help  the  poor  led  him  to 
spend  part  of  the  vacations  of  1 875  in  .Whitechapel.  Already 
he  had  arrived  at  the  conclusion  that  mere  pecuniary  assist- 
ance unaccompanied  by  knowledge  and  sympathy  is  not 
enough  to  bring  about  any  lasting  change  for  the  better  in 
their  condition.  But  such  knowledge  and  sympathy,  he  saw, 
can  only  grow  out  of  long  and  familiar  intercourse,  in  which 
both  parties  meet  as  nearly  on  an  equality  as  the  facts  of  the 
case  will  allow.  Acting  upon  these  beliefs  he  took  rooms  in 
a  common  lodging  house  in  the  Commercial  Road,  White- 
cha|)el,  and  furnished  them  in  the  barest  possible  manner. 
He  cordially  enlisted  himself  in  the  endeavors  made  by  the 
good  people  there  to  assist  their  neighbors.  He  always  was 
well  aware  of  the  value  of  existing  organizations,  of  the  fact 
that  the  worst  use  which  can  be  made  of  an  institution  is  to 
destroy  it.  He  would  have  endorsed  that  fine  saying  of 
Burke:  "Wisdom  cannot  create  materials;  her  pride  is  in 
their  use."  He  put  himself  at  the  disposal  of  the  Reverend 
Mr.  Barnett,  the  Vicar  of  St.  Jude's,  and  entered  with  zest 


Arnold  Toynbee,  25 

into  all  the  little  feasts  and  amusements  of  the  school  children 
and  their  teachers.  He  also  worked  under  the  Charity  Or- 
ganization Society,  and  particularly  valued  this  employment 
as  giving  an  incomparable  insight  into  the  real  condition  of 
those  who  are  so  much  talked  about  and  so  little  known.  He 
also  joined  the  Tower  Hamlets  Radical  Club  and  spent  many 
an  evening  there,  trying  to  appreciate  the  ideas  of  East  End 
politicians.  Finding  that  many  members  of  the  club  enter- 
tained especially  strong  prejudices  upon  the  subjects  of  religion 
and  of  political  economy,  he  chose  these  for  his  subjects  when 
asked  to  address  the  club.  In  giving  the  address  upon  reli- 
gion he  discovered  in  himself  a  new  power.  Although  he  had 
not  had  any  previous  experience  and  had  not  elaborated  his 
discourse  beforehand,  he  spoke  eagerly,  clearly  and  contin- 
uously for  nearly  three-quarters  of  an  hour  and  succeeded  in 
fixing  the  attention  of  his  hearers.  He  was  thus  led  to  the 
conclusion  that  speaking  rather  than  writing  would  be  the 
best  medium  for  his  ideas,  and  resolved  to  repeat  the  exjieri- 
ment  as  often  as  time  and  strength  would  allow.  In  sub- 
stance, this  address  was  an  attempt  to  express,  freed  from 
accretions,  the  essence  of  religion,  the  thoughts  and  feelings 
common  to  the  saints  of  all  creeds  and  of  all  ages.  When  he 
sat  down  there  followed  a  debate,  more  lively  than  orthodox 
in  tone.  One  orator  in  particular  derided  the  common  con- 
ception of  heaven  as  a  place  where  the  angels  have  nothing 
to  do  but  to  let  their  hair  go  on  growing  and  growing  for 
ever.  His  indefatigable  industry,  the  noisy  situation  of  his 
lodgings,  the  extreme  dullness  and  dreariness  of  the  east  end 
of  London,  and,  most  of  all,  the  constant  sjKH^tacle  of  so  much 
evil,  so  difficult,  I  will  not  say  of  cure,  but  of  mitigation, 
made  residence  in  Whitechapel  too  exhausting  for  Toynbee*8 
delicate  constitution.  He  never  found  fault  with  anything, 
and  stuck  to  his  post  as  long  as  he  could.  But  he  was  at 
length  foixxxl  to  give  up  his  ex|KTiment.  Although  he  was 
never  able  to  rciKjat  it,  it  confirmed  him  in  the  belief  that 
tlic  prospcHiUs  must  know  Ix'forc  they  can  really  assu^t  the 


26  Aimold  Toyixbee, 

poor ;  and  he  was  fond  of  insisting  that  thought  and  knowl- 
edge must  now  in  philanthropy  take  the  place  of  feeling. 
His  example  and  teaching  in  this  matter  have  resulted  in  the 
foundation  of  Toynbee  Hall  in  Whitechapel,  the  inmates  of 
which  are  enabled,  without  forsaking  their  own  friends  or 
pursuits,  to  live  among  those  whom  they  wish  to  benefit. 
'  Whilst  thus  busied  with  many  things,  Toynbee  contrived  to 
find  delicious  intervals  of  rest.  He  was  a  keen  lover  of  the 
country.  His  naturally  high  spirits  became  almost  boisterous 
in  its  pure  air.  Once  or  twice  every  year  he  escaped  to  some 
charming  place,  where  with  one  or  two  friends  and  a  few 
favorite  books  he  revelled  in  pleasures  that  needed  not  to  bor- 
row from  luxury.  He  preferred  to  all  other  beautiful  districts 
that  of  the  I^kes,  endeared  to  him  by  memories  of  rambles 
enjoyed  there  in  boyhood  and  by  association  with  Words- 
worth's poems.  He  was  peculiarly  sensitive  to  all  charms  of 
association.  Beauty  was  to  him  rather  suggestive  than  satis- 
fying. He  looked  out  upon  the  world  with  the  eyes  of  a 
philosopher  rather  than  that  of  an  artist.  In  the  National 
Galler)',  one  of  his  favorite  haunts,  he  was  fascinated  less  by 
revelations  of  perfect  form  and  color  than  by  the  austere  grace 
and  pathos  of  such  a  painter  as  Francia.  He  was  esjxjcially 
fascinated  by  the  face  of  one  of  the  angels  in  Francia's  picture 
of  the  Entombment.  "  Shall  I  tell  you  to  what  I  liken  it  ?  " 
he  writes  in  a  letter.  "  Have  you  on  a  still  summer  evening 
ever  heard  far-off  happy  human  voices,  and  yet  felt  them  to 
be  sad  because  far-off?  In  this  angePs  face  there  is  that 
happy  tone,  but  so  distant  that  you  feel  it  is  also  sad.  Have 
you  ever,  when  the  raindrops  are  pattering  softly  on  the  leaves, 
heard  the  sweet,  low  song  of  birds?  In  that  angel's  face  are 
joy  and  sadness  thus  mingled."  His  travels  in  Italy  in  the 
year  1877  were  to  him  full  of  interest  and  enjoyment;  but 
Italy  does  not  seem  to  have  become  dear  to  him  ;  her  art  and 
her  climate  were  perhaps  felt  by  him  as  oppressively  splendid  ; 
her  sunny  magnificence  was  not  congenial  to  a  temperament  in 
its  depths  so  full  of  seriousness. 


Arnold  Toynbee,  27 

He  was  a  very  accurate  observer  of  outward  things,  and  in 
his  lettei's  or  conversation  would  reproduce  with  a  fine  touch 
the  features  of  a  remarkable  landscape.  He  had  leai-nt  much 
from  Mr.  Ruskin's  extraordinary  descriptions  of  nature,  but 
both  by  reading  and  by  experiments  of  his  own,  had  become 
convinced  that  the  pictorial  powers  of  language  are  narrowly 
limited.  He  saw  that  the  mania  for  word-painting  has  for 
the  most  part  resulted  in  verbosity,  confusion  and  weakness. 
Writing  to  a  friend,  he  observes : 

"  The  best  pieces  of  description  are  little  bits  of  incidental 
observation.  The  worst  are  those  interminable  pages  of  mere 
word-daubing,  which  even  Ruskin  is  not  guiltless  of.  When 
you  look  for  tojx)graphical  accuracy,  you  are  utterly  disap- 
pointed. Since  my  interest  in  surface  geology  and  physical 
geography  has  been  sharpened  by  the  study  of  political  econ- 
omy, I  have  looked  out  for  |)lain  facts  in  these  fine  rhapsodies, 
and  have  found  them  as  useless  as  the  purple  mountains  and 
luxuriant  foregrounds  of  a  conventional  landscape.  The  fact 
is,  a  man  must  do  one  of  two  things.  Either  give  a  strict 
topographical  account  of  a  place,  noting  down  relative  heights 
and  distances,  conformation  of  the  rocks,  character  of  the  veg- 
etation, in  such  a  way  that  you  can  piece  the  details  together 
into  an  accurate  outline ;  or  he  must  generalize  his  description, 
carefully  eliminating  all  local  details  and  retaining  only  the 
general  effect  of  the  scene  on  his  mind  at  the  time.  The  great- 
est poets  do  the  last ;  if  you  turn  to  the  Allegro  and  Penseroso 
of  Milton,  you  will  Ik*  struck  by  the  vividness  of  every  touch 
and  the  absence  of  any  attempt  to  picture  an  actual  scene.  In 
most  modern  descriptions  there  is  a  mixture  of  lx)th  kinds. 
You  will  find  plenty  of  vague,  often  exaggerated  expressions, 
confused  by  little  pieces  of  irrelevant  local  detail  which  tease 
the  imagination ;  they  tell  you  a  rose  tree  grew  on  the  right 
side  of  the  door,  yet  never  give  the  slightest  chance  of  placing 
yourself  in  the  scene." 

Unlike  most  travellers  who,  if  they  care  for  anything,  care 
only  for  the  picturesque,  Toynbee  was  insatiable  of  informa- 


28  Af^old  Toynbee. 

tion  respecting  the  condition  and  way  of  thinking  of  the 
jXK)ple  amongst  whom  he  travelleih  So  frank  and  cordial 
was  he  in  his  conversation  with  all  sorts  of  men  that  all  readily 
opened  tlieir  minds  to  him.  It  is  true  that  they  took  pains  to 
show  him  as  little  as  they  could  of  their  meanness  or  trivi- 
ality, and  it  is  probable  that  he,  quick  and  eager  as  he  was, 
sometimes  read  into  their  words  thoughts  which  were  not 
clearly  there.  Yet  from  this  j)ersonal  intercourse  Toynbee 
derived  knowledge  which  he  could  not  have  so  well  acquired 
in  any  other  way.  Young  as  he  was,  and  almost  overpowered 
by  his  feelings  of  benevolence  and  sympathy,  he  yet  knew  a 
great  deal  concerning  the  classes  for  whom  he  labored.  In 
this  respect  he  differed  much  from  many  good  men  of  our 
own  generation. 

Indeed,  notwithstanding  his  warm  and  enthusiastic  devo- 
tion to  the  ideal  and  his  indifferenpe  to  the  honors  and  rewards 
80  hij.;hly  valued  by  most  of  us,  Arnold  Toynbee  had  a  great 
deal  of  common  sense.  He  understood  that  if  we  cannot  live 
by  bread  alone,  neither  can  we  subsist  solely  on  nectar  and 
ambrosia.  One  example  of  the  prudence  which  he  exercised, 
at  least  in  counselling  others  if  not  always  for  himself,  may 
be  quoted  here.  A  younger  brother,  having  gone  into  busi- 
ness in  the  City,  was  oppressed  with  a  growing  distaste  for 
his  work  and  for  his  companions.  He  began  to  think 
seriously  of  choosing  another  walk  in  life,  and  took  counsel 
with  Arnold.     Arnold,  in  reply,  wrote  as  follows  : 

"  I  am  ver}'  sorry  you  are  so  disappointed  with  your  work. 
What  you  say  about  the  habits  and  tastes  of  business  men  is, 
no  doubt,  true  ;  but  don't  imagine  that  other  classes  are  very 
different.  If  you  came  here  and  went  to  a  small  college,  you 
would  find  tjjat  the  tastes  and  habits  of  the  majority  of  under- 
graduates were  iniivh  the  same  as  the  tiistes  and  habits  of 
clerks  in  the  City.  I  say  a  small  college,  because  in  large 
collegia,  where  yon  have  greater  numbers  to  choose  from,  you 
would  find  a  certain  number  like  yourself,  who  c«ire  for  refine- 


Arnold  Toynbee,  29 

raent  and  dislike  coarseness :  but  you  would  have  to  pick 
them  out.  Remember,  refinement  is  not  common.  In  no 
occupation  which  you  wished  to  adopt  would  you  find  the 
ways  and  opinions  of  your  fellows,  or  most  of  them,  those 
which  you  have  been  brought  up  to  seek  and  approve.  Don't 
misunderstand  me.  All  I  mean  to  say  is,  human  nature  in 
the  City  is  much  like  human  nature  in  the  University.  The 
passions  of  men  who  cast  up  accounts  and  buy  and  sell  tea  are 
not  very  unlike  the  passions  of  men  who  study  Plato  and 
struggle  for  University  distinctions.  Whatever  work  you 
undertake,  you  must  expect  to  have  to  do  with  coarse  men 
who  pursue  low  aims.  You  will,  perhaps,  answer :  *  But  in 
this  case  there  is  literally  not  a  single  person  I  care  for  or  can 
make  my  friend.  In  another  occupation  there  would,  at  least, 
be  one  or  two  men  I  could  like.' 

"Granting  this,  let  me  advise  you  on  one  point — don't  think 
of  throwing  up  your  present  work,  until  you  see  quite  clearly 
what  other  work  there  is  you  can  do  which  will  suit  you  bet- 
ter and  enable  you  to  make  a  livelihood.  Look  about,  make 
enquiries,  but  don't  allow  yourself  to  change  until  you  have 
fixed  on  some  new  line  and  fixed  it  after  fullest  consideration 
of  all  you  will  have  to  face. 

"  People  who  have  no  decided  bent  for  any  one  thing, 
naturally  think  that  whatever  tiiey  undertake  is  not  the  work 
they  are  best  fitted  for ;  this  is  true  of  a  great  many  people. 
If  you  can  point  to  anything  you  would  like  to  do  l^etter  than 
anything  else — I  should  say,  do  it  at  once,  if  you  can  get  a 
livelihood  by  it.  As  it  is,  I  say,  wait,  l)e  patient,  make  the 
best  of  your  work,  and  be  glad  you  have  the  refinement  you 
miss  in  other  people. 

"There — I  hope  you  don't  think  I  am  harsh.  I  know 
your  position  is  difficult,  is  unpleasant — but  I  don't  see  how 
it  ctan  be  altered  yet,  and  therefore  I  advise  you  to  do  what  I 
am  sure  you  cau  do— make  the  best  of  it. 

"  Ever  your  loving  brother, 

"A.  Toynbee." 


30  Arnold  Toynbce, 

The  author  of  this  wise  and  sententious  letter  had  said  in 
one  written  some  time  before,  "As  a  rule  we  find  our  friends 
and  counsellors  anywhere  but  in  our  own  family."  The  say- 
ing, although  a  hanl  one,  is  true ;  and  the  explanation  given 
is  ingenious.  "  We  are  so  near  and  so  alike  in  many  things, 
we  brothers  and  sisters,  that  in  certain  details  we  have  a  more 
intimate  knowledge  of  each  other^s  characters  than  our  dearest 
friends.  We  know  the  secret  of  every  little  harsh  accent  or 
selfish  gesture;  words  that  seem  harmless  to  others  are  to  us 
full  of  painful  meaning  because  we  know  too  well  in  our- 
selves the  innermost  folds  of  the  faults  they  exprsss.  There 
is  nothing  we  hate  more  than  our  own  faults  in  others;  that 
is  the  reason  why  so  many  brothers  are  in  perpetual  feud,  why 
so  many  sistere  are  nothing  to  each  other,  why  whole  families 
live  estranged.  And  yet  it  is  equally  obvious  that  a  chance 
acquaintance  often  judges  us  more  fairly  than  our  own  nearest 
relations,  because  these  details  worked  into  prominence  by  the 
trying  friction  of  everyday  life,  are  after  all  only  a  very  small 
part  of  us  which  our  relations  rarely  see  in  perspective.  That 
is  the  reason.  Though  near  in  some  ways,  we  are  never  far 
enough  otf.  We  never  see  each  other's  characters  in  propor- 
tion, as  wholes." 

III. 

Having  taken  his  degree,  Toynbee  had  next  to  consider 
liow  he  should  secure  a  livelihood.  He  had  come  up  to 
Oxford  without  definite  prospects  and  during  his  stay  there 
had  become  more  and  more  unwilling  to  adopt  any  of  the 
ordinary  professicms.  He  had  not  gained  those  distinctions 
or  accumulated  that  sort  of  knowledge  which  may  he  said  to 
ensure  election  to  a  fellowship.  He  had,  however,  impressed 
the  authorities  of  Balliol  College  with  his  rare  gifts  of  talent 
and  character ;  and  by  them  he  was  appointed  tutor  to  the 
students  at  that  college  who  were  qualifying  themselves  for 
the  Indian  Civil  Service.     The  performance  of  the  duties 


AiTiold  Toyiibce,  31 

attached  to  his  ]>ost  left  him  a  gocxl  deal  of  leisure  in  which 
to  prosecute  his  favorite  studies.  The  sti|>end  was  not  large, 
but  he  was  a  man  of  few  wants  and  always  held  simplicity  of 
life  to  be  a  sacred  duty.  He  was  not  without  desires,  but 
they  were  impersonal,  and  besides  were  under  the  control  of  a 
strong  will.  Always  delicate  and  often  suffering  from  severe 
illness,  he  had  never  acquired  the  habit  of  petting  himself. 
He  had  retained  all  the  manliness  which  we  usually  fancy 
inseparable  from  robust  health.  Yet,  whilst  thus  severe 
towards  himself,  he  was  indulgent  to  others,  generous,  spirited 
and  quite  free  from  those  boorish  or  cynical  oddities  which 
have  so  often  deformed  the  appearance  and  conversation  of 
men  distinguished  by  unworldliness.  In  his  countenance,  in 
his  words,  in  his  tastes,  in  his  actions,  there  was  a  distinction 
and  an  elegance  which  preserved  his  simplicity  from  plain- 
ness. There  was  something  in  his  presence  which  checked 
impertinence  and  frightened  vulgarity. 

Had  Arnold  Toynbee  lived  in  the  thirteenth  century,  he 
would  probably  have  entered  or  founded  a  religious  order, 
unless  he  had  been  first  burnt  for  a  heretic.  In  the  nineteenth 
century,  he  lived  to  show  how  much  may  be  done,  ^ay,  how 
much  may  be  enjoyed  by  a  man  whom  society  would  think 
poor.  When  about  to  address  audiences  of  workingmen, 
mostly  artisans  and  mechanics,  he  used  to  say  that  he 
liked  to  think  he  was  not  himself  much  richer  than  they 
were.  True,  there  was  just  the  least  tou(;h  of  exaggera- 
tion in  his  scorn  of  superfluities.  His  ideas  respecting  the 
income  sufficient  for  keeping  a  house  and  rearing  a  family 
sometimes  forced  a  smile  from  those  more  verse<l  in  the  sordid 
struggles  of  the  world  and  in  the  sad  defacement  of  human 
nature  which  those  struggles  cause.  These  ideas,  however, 
influenced  his  political  creed.  He  always  believed  in  the  pos- 
sibility of  a  democratic  society,  whose  meml)er8  should  l)c 
intellectual,  refined,  nay  spiritual ;  and,  believing  in  this  pos- 
sibility, lie  joyfully  hailed  the  spread  of  democratic  institu- 
tions.    Perhai>8  he  did  not  fully  retdize  the  enormous  cost  and 


32  Arnold  Toynbce, 

trouble  required  in  most  instances  for  the  full  development  of 
luinmn  faculties.  Perhaps  he  did  not  quite  understand  how 
deep-rooted  in  the  necessity  of  things  is  the  frantic  eagerness 
of  all  men  of  all  classes  and  parties  to  seize  the  means  of  life 
and  expansion.  Carlyle^s  comparison  of  mankind  to  a  pot  of 
t;iineil  Egyptian  vipers,  each  trying  to  get  its  head  above  the 
others,  was  foreign  to  his  way  of  thinking.  Men's  generous 
instincts  and  high  aspirations  he  shared  and  therefore  under- 
stood ;  but  their  imperious  appetites  and  sluggish  consciences 
he  had  only  studied  from  without;  he  had  not  learnt  by 
communing  with  his  own  soul.  Like  Milton,  Shelley  or 
Mazziui,  totally  dissociated  from  the  vulgar  wants  of  the 
upper,  the  lower  or  any  other  class,  he  was  a  democrat,  be- 
cause he  contemned  the  riches  and  honors  of  this  world,  not 
l>ecause  he  was  anxious  to  secure  for  himself  as  much  thereof 
as  fell  to  the  lot  of  any  other  man. 

In  June  of  the  year  1879  Toynbee  married  a  lady  who 
had  for  several  years  been  his  close  friend.  She  survives* to 
mourn  an  irreparable  loss,  and  it  would  not  be  fitting  to  say 
of  their  married  life  more  than  this  that  it  was  singularly 
happy  and  beautiful.  During  the  few  months  immediately 
following  upon  his  marriage  Toynbee  seemed  to  regain  much 
of  the  healtli  and  elasticity  proper  to  his  time  of  life.  The 
pleasure  of  finding  himself  understood  by  the  person  whom  of 
all  others  he  most  valued  and  the  calming  influence  of  a  regu- 
lar occupation  had  a  most  wholesome  effect  upon  his  highly 
strung  and  over-taxed  nerves.  His  constitution  seemed  to 
recruit  itself  daily  in  the  genial  atmosphere  of  a  home.  His 
spirits  became  higher  and  more  equable  than  they  had  been 
for  many  years.  His  thoughts  grew  clearer  and  clearer  to 
him.  It  seemed,  alas  !  it  only  seemed  that  he  was  about  to 
rise  out  of  the  pain  and  weakness  of  youth,  and  to  enter  upon 
a  long  career  of  beneficent  industry.  Too  soon  this  fair  pros- 
pect was  clouded.  He  plunged  with  redoubled  ardor  into  end- 
less and  multifarious  labors.  He  found  so  much  to  do,  he  was 
so  eager  to  d6  it  all,  that  he  would  never  seek  rest  and  so  at 


Arnold  Toynbee.  33 

length  rest  would  not  corae  to  him.  He  felt  his  intellectual 
power  grow  day  by  day  and  could  not  or  would  not  own  that 
day  by  day  its  working  frayed  more  and  more  the  thread  of 
the  thin-spun  life. 

He  had  never  lost  his  early  preference  for  quiet  study. 
Although  he  had  relinquished  history  and  the  philosophy  of 
history  in  favor  of  political  economy,  he  remained  by  the 
bent  of  his  mind  an  historian.  He  had  learnt  much  from 
the  economic  writings  of  Cliffe  Leslie  which  are  distinguished 
by  the  constant  use  of  the  historical  method  ;  but  he  saw  that 
without  the  help  of  deduction,  this  method  can  serve  only  to 
accumulate  a  mass  of  unconnected  and  unserviceable  facts. 
He  did  full  justice  to  the  logical  power  displayed  in  the 
economic  writings  of  John  Stuart  Mill  and  Cairnes.  It  is 
the  more  necessary  to  bear  this  in  mind  because  in  his  essay 
upon  "  Ricardo  and  the  Old  Political  Economy  "  he  assailed 
their  spiritual  father  with  somewhat  of  youthful  vehemence 
and  even  styled  the  Ricardian  system  an  intellectual  impos- 
ture. He  felt  very  strongly  that  our  English  economists  had 
made,  not  too  much  use  of  logic,  but  too  little  use  of  history, 
and,  by  constructing  their  theories  upon  too  narrow  a  basis  of 
fact,  had  lessened  as  well  the  value  as  the  popularity  of  their 
science.  He  saw  that  these  theories  needed  correction  and 
re-statcment.  He  would  not  have  denied  their  partial  truth 
nor  would  he  have  echoed  the  newspa|>er  nonsense  about 
political  economy  having  been  banished  to  the  planet  Saturn. 
Here  as  in  so  many  other  instances  his  intellectual  fairness 
and  love  of  truth  checked  a  sensibility  as  keen  as  that  of 
Owen  or  Rusk  in. 

He  was  anxious  to  make  some  worthy  contribution  to 
economic  literature,  and  finally  chose  for  his  subject  the  in- 
dustrial revolution  in  England.  Considering  the  magnitude 
of  that  revolution,  which  turned  feudal  and  agricultural  into 
democratic  and  commercial  England,  it  is  somewhat  surpris- 
ing that  its  history  should  have  remained  unwritten  to  this 
day.  For  Toyubee  it  had  a  peculiar  fasciiiatiou.  During  the 
3 


34  Arnold  Ihynbee, 

last  two  years  of  his  life  he  accumulatetl  a  great  deal  of 
material  for  the  work  and  made  original  investigations  upon 
several  points,  especially  upon  the  decline  of  the  yeomanry. 
Part  of  the  knowlalge  thus  amassed  he  gave  out  in  a  course 
of  lectures  delivered  in  Balliol  College;  and  from  the  notes 
of  these  lectures  the  fragments  which  have  been  published 
were  collected.  Few  and  broken,  indeed,  they  are;  yet  full 
of  unavailing  promise.  Other  economists  have  shown  greater 
dialectical  power;  but  none  have  made  a  happier  use  of  his- 
torical illustration.  He  had  the  faculty  of  picking  out  from 
whole  shelves  of  dusty  literature  the  few  relevant  facts. 
These  facts  he  could  make  interesting  because  he  never  lost 
sight  of  their  relation  to  life.  Political  economy  was  always 
for  him  a  branch  of  politics,  in  the  nobler  sense  of  that  term  ; 
the  industrial  revolution  but  a  phase  of  a  vaster  and  more 
momentous  revolution,  touching  all  the  dearest  interests  of 
man. 

The  problems  suggested  by  a  competitive  system  of  society 
were  always  present  to  his  mind.  He  felt  as  deeply  as  any 
socialist  could  feel  the  evils  incidental  to  such  a  system,  the 
suffering  which  it  often  brings  upon  the  weak,  the  degradation 
which  it  often  brings  about  in  the  strong.  For  the  cure  of 
these  evils,  however,  he  looked  further  than  most  socialists 
do.  Owning  that  competition  was  a  mighty  and,  in  some 
respects,  a  beneficent  power,  he  wrote  that  "of  old  it  was 
hindered  and  controlled  by  custom ;  in  the  future,  like  the 
other  great  physiral  forces  of  society,  it  will  be  controlled  by 
morality."  To  the  same  effect  is  the  following  passage :  "  In 
the  past  all  associations  had  their  origin  in  unconscious  physi- 
cal motives;  in  the  future  all  associations  will  have  their 
origin  in  conscious  ethical  motives.  Here,  as  in  so  many 
other  things,  the  latest  and  most  perfect  development  of 
society  seems  to  be  anticipated  in  its  outward  form  by  the 
most  primitive ;  only  the  inner  life  of  the  form  has  changed." 
In  the  meantime,  he  held  with  John  Stuart  Mill  that  the 
problem  of  distribution  was   the  true   problem  of  political 


Arnold  Ibynbee,  36 

economy  at  the  present  day.  Certainly  it  was  the  problem 
which  most  interested  him,  and  his  way  of  handling  it  was 
characteristic.  With  the  habit  of  forming  somewhat  startling 
ideals,  he  had  the  instinct  of  scientific  investigation.  Con- 
vinced that  feeling,  however  pure  or  intense,  is  not  alone 
equal  to  the  improvement  of  society,  he  was  always  toiling  to 
find  in  the  study  of  that  which  is,  the  key  to  that  which  ought 
to  be.  He  would  bury  himself  in  the  dry  details  of  an  actual 
economic  process,  and  emerge  only  to  suggest  in  the  soberest 
terms  some  modest  but  practicable  amelioration.  This  singu- 
larly positive  side  of  his  enthusiastic  nature  is  illustrated  by 
the  letter  to  Mr.  Thomas  lllingworth  of  Bradford,  which  is 
printed  at  the  end  of  this  memoir. 

Toynbee's  interest  in  tlie  welfare  of  mankind  was  too  eager 
and  impatient  to  be  satisfied  solely  by  the  pursuit  of  truth. 
Pie  was  zealous  for  that  diffusion  of  i)olitical  knowleilge 
which  halts  so  immeasurably  behind  the  diffusion  of  political 
power.  He  felt  that  even  now,  in  spite  of  better  education 
and  greater  opportunities  of  reading,  the  bulk  of  the  nation 
scarcely  partakes  in  the  progress  of  science.  The  growing 
wealth  of  recorded  experience,  the  enlargement  and  correction 
of  thought  are  real  only  to  a  few  students  who  exercise  almost 
no  direct  influence  upon  the  course  of  public  affairs,  whilst 
public  men  who  do  exercise  this  influence  are  so  enslaved  to 
the  exigencies  of  each  passing  day  that  they  have  little  time 
or  strength  to  spare  for  the  educration  of  their  followers. 
Toynbee  was  anxious  to  utilize  for  political  reform  the  fer- 
ment of  thought  at  the  Universities.  With  this  pur|x)se  he 
drew  together  into  an  informal  society  several  of  the  most 
studious  among  his  younger  contem|X)raries.  Each  meml)er 
was  to  select  for  his  special  study  some  princi|)al  department 
of  politics,  but  all  were  to  work  in  concert,  and  to  maintain, 
by  meeting  from  time  to  time  for  discussion,  a  general  level 
of  sympathy  and  information.  When  they  had  matured  their 
views  they  were  to  tiike  part  in  forming  public  opinion  by 
writing  or  by  speaking  as  be^t  suited  each  man's  talent  and 


36  Aimold  Toynbee, 

opportunities.  The  conception  of  such  a  society  had  long 
been  familiar  to  him  and  this  was  not  his  first  attempt  to 
carry  it  out.  He  would  dwell  mournfully  on  that  practical 
impotence  of  clever  and  earnest  University  men  which  has 
alfortled  so  much  matter  for  exultation  to  the  enemies  of  polite 
letters.  "  Every  one  is  organized,"  he  wrote,  "  from  licensed 
victuallers  to  priests  of  the  Roman  Catholic  Church.  The 
men  of  wide  thought  and  sympathies  alone  are  scattered  and 
helpless." 

The  society  held  its  first  meeting  in  the  June  of  1879  and 
continued  for  three  years  to  meet  once  a  term,  sometimes  in 
London,  but  oftener  in  Oxford.  As  time  went  on  it  was 
joined  by  one  or  two  younger  men  who  shared  the  studies 
and  aims  of  the  original  members.  Toynbee  was  throughout 
the  guiding  and  animating  spirit.  Deep  differences  of  opinion 
necessarily  came  to  light,  but  those  who  differed  most  from 
Toynbee  would  be  the  first  to  confess  how  much  they  have 
learnt  from  discussion  with  him.  So  penetrating  was  his 
earnestness,  so  thorough  his  dialectic,  that  the  faculties  of  all 
who  listened  to  him  were  strained  to  the  utmost.  All  were 
forced  to  ask  themselves  what  they  really  believed  and  why 
they  believed  it.  Toynbee  was  anxious  that  these  debates 
should  not  prove  merely  academic;  and  he  and  his  friends 
SfKjnt  some  time  in  considering  how  they  could  best  preach 
their  doctrines.  He  himself  had  a  gift  of  addressing  large 
audiences;  but  this  gift  is  rare,  and  it  is  hard  to  find  any 
other  mode  of  communicating  new  ideas  to  the  people.  A 
volume  of  essays  can  only  be  published  at  a  considerable  cost; 
pamphlets  are  scarcely  read  at  all ;  and  a  newspaper  can  be 
floated  only  by  those  who  have  considerable  capital  or  are 
totally  subservient  to  a  political  party.  In  this  as  in  all  other 
efforts  to  diffuse  enlightenment  we  have  to  shift  as  best  we 
can ;  put  forth  our  opinions  when  we  get  a  chance  and  not 
expect  any  one  else  to  mind  them. 

Toynlxje  had  not  forgotten  his  own  success  in  addressing 
the  Tower  Hamlets  Radical  Club.     He  was  resolved  to  use 


Arnold  Toynbee,  27 

the  power  which  he  had  then  found  himself  to  possess  in 
communicating  to  the  artisans  of  our  great  towns  the  ideas 
which  he  had  matured  in  the  quiet  of  Oxford.  It  was  his 
design  to  give  every  year  a  certain  number  of  lectures  upon 
such  economic  problems  as  were  of  the  most  pressing  practical 
importance  to  workingmen.  These  lectures  were  not  to  be 
merely  academic  or  merely  partisan.  They  were  to  combine 
the  directness  and  liveliness  of  a  party  harangue  with  the  pre- 
cision and  fairness  of  a  philosophical  discourse.  He  knew 
how  prejudiced  against  political  economy  are  the  poor;  but 
he  knew  that  mistakes  made  by  economists  have  helped  to 
strengthen  that  prejudice,  and  he  believed  that  it  would  yield 
to  frankness  and  sympathy.  He  believed  that  the  masses 
were  eager  for  illumination — that  they  would  be  delighted  to 
follow  any  intelligent  man  of  whose  sincerity  and  disinterested- 
ness they  felt  assured.  He  used  to  refer  to  the  success  which 
bad  attended  Mr.  Bradlaugh's  lectures  and  to  the  influenpe 
which  they  had  exerted,  and  would  urge  that  other  preachers 
with  equal  courage  and  faith  might  gain  a  greater  success  and 
wield  a  far  better  influence. 

It  was  in  the  January  of  1880  that  Toynbee  began  his 
series  of  popular  addresses  by  giving  at  Bradford  three  lec- 
tures upon  Free  Trade,  the  Law  of  Wages  and  England's 
Industrial  Supremacy.  He  did  not  write  out  his  lectures 
beforehand  nor  did  he  speak  from  notes ;  but  having  mas- 
tered his  subject  by  intense  thought,  trusted  for  fitting  words 
to  the  inspiration  of  the  moment.  This  practice,  whilst  it 
increased  the  fatal  strain  u|K)n  his  nervous  system,  added 
much  to  the  grace  and  naturalness  of  his  delivery.  From  the 
faces  of  expectant  listeners  he  drew  the  needful  stimulus  to 
his  |)ower  of  expression.  He  8|X)ke  rapidly  and  continuously, 
yet  with  clearness  and  accuracy.  He  carried  away  his 
audience,  and  their  momentum  carried  him  swiftly  and 
smoothly  to  the  close.  At  Bradfoi-d  his  lectures  were  well 
attended  and  well  receivetl  by  l)oth  cin])loyer8  and  workmen. 
He  was  always  anxious  to  address  both  classes  together  and 


38  Arnold  Toynbee, 

not  separately,  for  with  him  it  was  a  prime  object  to  soften 
the  antagonism  between  capital  and  labor,  to  show  that  the 
true,  the  permanent,  interests  of  both  are  identical.  The 
address  ujx)n  Wages  and  Natural  Law  he  subsequently  deliv- 
ered again  at  Firth  College,  Sheffield,  and  it  has  been  reprinted 
from  the  shorthand  writer^s  reports.  Such  an  address  cannot 
be  exj^ected  to  contain  much  abstruse  or  recondite  speculation. 
It  illustrates  very  happily,  however,  the  constant  drift  of  his 
economic  teaching.  It  enforces  Mill's  distinction  between  the 
laws  of  production,  which  are  laws  of  nature  uncontrollable 
by  our  will,  and  the  laws  of  distribution,  which  are,  to  a  con- 
siderable extent,  the  result  of  human  contrivance,  and  may  be 
amended  with  the  growth  of  intelligence  and  fairness.  Thus, 
it  points  out  that  the  earlier  economists  arrived  at  their  con- 
ception of  a  wages  fund  by  leaving  out  of  account  many  of 
the  causes  which  affect  the  rate  of  wages,  by  forgetting  that  it 
is  not  competition  alone  that  determines  the  rate  of  wages; 
that  trades  unions,  that  custom,  that  law,  that  public  opinion, 
that  the  character  of  employers  all  influence  wages — that  their 
rate  is  not  governed  by  an  inexorable  law,  nor  determined 
alone  by  what  a  great  writer  once  termed  "  the  brute  law  of 
supply  and  demand."  This  address  is  also  remarkable  for  a 
candor  uncommon  in  those  who  profess  themselves  friends 
and  advocates  of  the  working  classes.  Such  persons  seldom 
address  their  clients  without  slipping  into  a  style  of  flattery. 
Toynbee,  who  loved  the  people  with  all  his  heart  and  was, 
perhaps,  prejudiced  in  their  favor,  avoided  this  pernicious 
cant.  He  reminded  his  hearers  that  a  rise  in  wages  was 
desirable  in  the  interests  of  the  whole  community  only  in  so 
far  as  it  led  to  a  rise  in  the  civilization  of  the  wage-earners. 
"  You  know  only  too  well,"  he  said,  "  that  too  many  working- 
men  do  not  know  how  to  use  the  wages  which  they  have  at 
the  present  time.  You  know,  too,  that  an  increase  of  wages 
often  means  an  increase  of  crime.  If  workingmen  are  to 
ex])ect  their  employers  to  act  with  larger  notions  of  equity  in 
their  dealings  in  the  labor  market,  it  is,  at  least,  rational  that 


Arnold  Toynbee,  39 

employers  should  expect  that  workingmen  shall  set  al)out 
reforming  their  own  domestic  life.  It  is,  at  least,  reasonable 
that  they  should  demand  that  workingmen  shall  combine  to 
put  down  drunkenness  and  brutal  sports."  Coming  from  a 
speaker  whose  affection  was  unquestionable,  sentences  such  as 
the  above  were  taken  in  good  part  by  the  workmen  who 
heard  them.  Toynbee  never  found  that  he  lessened  his  popu- 
larity by  abstaining  from  adulation  of  the  people. 

In  the  course  of  January  and  February,  1881,  he  delivered 
twice,  once  at  Newcastle  and  once  at  Bradford,  the  lecture 
entitled  "Industry  and  Democracy."  This  lecture  was  a 
study  of  one  aspect  of  that  great  industrial  revolution  which 
was  ever  present  to  his  thoughts.  Its  central  idea  may  be 
roughly  stated  as  follows.  A  series  of  extraordinary  mechan- 
ical inventions  extending  over  the  latter  half  of  the  eighteenth 
centur}'  shattered  the  old  industrial  organization  of  England 
and  in  particular  broke  the  bond  of  protection  and  dependence 
which  formerly  united  the  employer  and  the  employed.  But 
some  time  elaj>sed  before  the  revolution  in  the  industrial  was 
followed  by  the  revolution  in  the  political  system.  Some 
time  elapsed  before  the  workman^s  economic  isolation  was  fol- 
lowed by  his  political  enfranchisement.  He  had  lost  his 
patron  and  he  was  slow  in  learning  to  help  himself  This 
interval  was  for  him  a  period  of  suffering  and  for  the  whole 
body  politic  a  period  of  danger.  But  this  epoch  of  dissolu- 
tion has  been  followed  by  an  epoch  of  new  combinations. 
The  workmen  have  organized  themselvas  for  their  economic 
and  social  advancement;  and  they  have  acquired  the  fullest 
jK)litical  status.  They  are  now  independent  citizens  with 
ampler  rights  and  duties  than  could  have  been  theirs  in  the 
old-fashioned  industrial  and  political  order;  and  thus  in  Eng- 
land, at  least,  the  acutest  crisis  of  the  double  revolution, 
)x)litical  and  economical,  has  been  surmounted,  and  an  age  of 
tranquil  development  has  Ixjcome  possible.  Such  is  the  bare 
outline  of  an  address  abounding  in  knowledge  and  in  thought, 
which  fixed  the  attention  of  very  large  audiences. 


40  Arnold  Toynbee, 

A  year  later  he  gave  at  Newcastle,  Bradford  and  Bolton  an 
address  upon  the  question — "  Are  Radicals  Socialists  ?"  This 
was  one  of  the  many  attempts  that  have  been  made  to  settle 
the  true  line  of  8ej)aration  between  the  functions  which  must 
be  discharged  by  the  state  and  the  functions  which  may  be 
discharged  by  the  individual.  It  proposed  three  tests  where- 
by to  try  the  wisdom  of  interference  in  any  particular  instance 
by  the  state :  "  first,  the  matter  must  be  one  of  primary  social 
importance ;  next,  it  must  be  proved  to  be  practicable ;  thirdly, 
the  state  interference  must  not  diminish  self-reliance."  It 
will  probably  occur  to  all  who  have  pursued  inquiries  of  this 
nature  that  the  hardest  thing  is,  not  to  lay  down  good  rules, 
but  to  insure  their  observance.  In  our  age,  at  least,  it  is  not 
so  much  want  of  knowledge  as  the  zeal  of  narrow  enthusiasts 
or  the  interested  ambition  of  political  intriguers  which  leads 
to  an  excessive  or  injudicious  interference  by  the  state  with 
the  individual. 

These  were  not  the  only  addresses  which  Toynbee  gave  in 
pursuance  of  his  favorite  plan ;  but  they  have  been  singled 
out  here,  because  they  have  been  reprinted  among  his  literary 
remains  and  are  characteristic  both  in  thought  and  expression. 
They  are  all  pervaded  by  a  hopefulness  heightened,  perhaps, 
by  youth,  yet  innate  in  the  man.  Toynbee  thought  that  the 
conditions  for  solving  the  question  of  the  relation  between 
capital  and  labor  were  to  be  found,  if  in  any  country,  in  Eng- 
land. The  old  habit  of  joint  action  for  public  ends  by  men 
of  every  class ;  the  ennobling  traditions  of  freedom  and  order ; 
the  strong  sense  and  energetic  moderation  often  displayed  by 
the  workmen,  particularly  in  the  north,  their  experience 
aajuired  in  organizing  and  administering  trades  unions  and 
co-operative  societies ;  and  the  large  mass  of  property  already 
held  by  them ;  all  these  circumstances  convinced  him  that,  in 
England  at  least,  an  even  and  steady  progress  was  possible,  if 
men  of  culture  and  public  spirit  would  offer  themselves  to 
lead  the  way.  He  saw  that  the  laboring  classes  have  political 
power  sufficient  to  insure  the  most  serious  and  respectful  con- 


Arnold  Toynbee.  41 

sideration  of  their  demands  and  he  trusted  that  the  conscious- 
ness of  this  power  and  tlie  spread  of  education  would  awaken 
in  them  something  of  that  national  feeling,  that  devotion  to 
the  interests  of  the  state  which  has  never  yet  been  wanting  in 
any  age  of  our  history.  If  in  all  this  he  was  tooBanguine, 
yet  w^as  his  illusion  a  noble  one  which  tended  to  verify  itself. 
Could  politicians  or  journalists  ever  address  workingmen  with- 
out trying  either  to  bribe  or  to  flatter  them,  we  may  be  assured 
that  workingmen  would  respond  to  something  else  beside 
bribes  or  flattery.  It  should  be  added  that  for  these  lec- 
tures he  never  took  any  remuneration  beyond  his  travelling 
expenses,  and  not  always  this. 

Of  all  the  means  employed  by  the  poor  to  better  their 
condition,  the  co-operative  system  appeared  to  him  the  most 
effectual.  This  system,  we  know,  has  proved  more  successful 
in  distribution  than  in  production  ;  but  it  is  capable  of  indefi- 
nite expansion  in  the  hands  of  intelligent  and  honest  men. 
Toynbee  hoped  that  it  might  come  to  include  a  teaching 
organization.  In  the  winters  of  1880  and  the  following 
years,  he  used  to  lecture  on  political  economy  to  a  class  of 
workingmen,  which  met  at  the  Oxford  Co-operative  Stores. 
Sometimes  he  would  have  his  hearers  at  his  house  on  Sunday 
evenings  and  engage  them  in  genei-al  conversation  on  economic 
subjects.  In  the  course  of  his  work  with  this  class  he  formed 
many  friendships  with  individual  workmen,  who  regarded  him 
with  real  devotion.  They  may  still  be  heard  to  say,  "  We 
thought  he  would  have  done  so  much  for  us  and  for  the  town." 
"  He  understood  us,"  they  would  say,  *'  he  took  up  things  and 
led  us  in  a  way  there  seems  no  one  else  to  do."  Toynbee 
used  also  to  contribute  to  the  Oxford  Co-operative  Record. 
In  a  pa|)er  written  for  that  periodical,  entitled  "Cheap  Clothes 
and  Nasty,"  he  urged  the  workingmen  to  remember  what  hard 
and  ill-requited  labor,  the  labor,  too,  of  their  own  class  and 
their  own  kindred,  was  required  to  prcxluce  their  cheap  cloth- 
ing. "The  great  maxim  we  have  all  to  follow,"  he  wrote, 
**  is  that  the  welfare  of  the  producer  is  as  much  a  matter  of 


42  Aitiold  Toynbee, 

interest  to  the  consumer  as  the  price  of  the  product ; ''  wise 
and  true  words,  how  seldom  borne  in  mind.  At  the  Whit- 
suntide of  1882,  when  the  cx)-operdtive  societies  held  at  Oxford 
their  annual  congress,  he  read  a  more  elaborate  paper  upon 
"  The  Education  of  Co-operators."  He  showed  how  needful 
and  how  mucli  neglected  at  the  present  time  is  the  etluca- 
tion  of  men  as  citizens,  and  suggested  that  the  co-operative 
societies  might  well  provide  for  the  civic  education  of  their 
own  members.  He  then  sketched  a  programme  of  political 
and  economical  instruction.  This  programme  may  be  thought 
ambitious ;  yet  the  address  as  a  whole  is  singularly  balanced 
and  judicial.  He  was  well  aware  that  there  were  many 
obstacles  in  the  way  of  carrying  out  that  which  he  proposed, 
and  that  the  greatest  of  these  obstacles  is  not  the  difficulty 
of  finding  competent  teaciiers,  nor  the  expense  of  employing 
tliem,  but  the  apathy  of  those  who  were  to  be  instructed. 
Such  apathy  he  recognized  as  natural  in  men  tired  out  with 
toil;  but  although  natural,  not  the  less  baneful.  "Languor," 
he  truly  said,  "can  only  be  conquered  by  enthusiasm,  and 
enthusiasm  can  only  be  kindled  by  two  things :  an  ideal 
which  takes  the  imagination  by  storm,  and  a  definite  intelligi- 
ble plan  for  carrying  out  that  ideal  into  practice."  In  this 
sentence  he  unconsciously  summed  up  his  own  career.  His 
own  enthusiasm  was  not  of  the  heart  only,  but  of  the  whole 
man ;  it  was  a  reflective  enthusiasm  with  definite  aims  and 
definite  means ;  and  for  this  reason  it  did  not  pass  away  like 
the  sentimental  enthusiasms  of  so  many  generous  young  men  ; 
on  the  contrary,  as  he  grew  older,  it  deepened  until  it  became 
a  consuming  fire. 

The  duties  of  a  Balliol  College  tutor,  the  study  of  a  com- 
plicated science,  the  labors  of  a  public  lecturer  upon  political 
and  social  questions ;  these  might  surely  have  been  enough  to 
task  the  energies  of  a  delicate  man  who  at  his  best  could  only 
work  a  few  hours  a  day  and  was  liable  to  frequent  intervals 
of  forced  inaction.  Yet  there  was  another  task  from  which 
Toynbee  could  not  withhold  his  hand,  a  task  which  for  him 


Arnold  Toynbee,  43 

comprised  all  others.  Religion,  it  has  been  said,  was  the 
supreme  interest  of  his  life.  His  mode  of  thinking  about 
religion  has  l>een  hinted  at  above.  He  had  too  real  a  devo- 
tion to  find  repose  in  the  worship  of  an  abstract  noun  or  an 
abstract  sentiment.  He  felt  that  the  religious  emotion,  like 
all  other  emotions,  must  have  a  real  and  an  adequate  object. 
He  saw  distinctly  the  weakness  which  has  so  often  paralyzed 
the  spiritual  influence  of  the  Broad  Church.  "  Had  liberal 
theologians  in  England  combined  more  often  with  their  un- 
doubted courage  and  warmth,  definite  philosophic  views,  reli- 
gious liberalism  would  not  now  be  condemned  as  offering 
nothing  more  than  a  mere  sentiment  of  vague  benevolence. 
Earnest  and  thoughtful  people  are  willing  to  encounter  the 
difficulty  of  mastering  some  unfamiliar  phrases  of  technical 
language,  when  they  find  they  are  in  possession  of  a  sharply 
defined  intellectual  position  upon  which  their  religious  faith 
may  rest." 

Thus  Toynbee,  whilst  in  full  sympathy  with  the  modern 
critical  spirit  which  regards  as  provisional  all  dogmas,  even 
those  which  it  may  itself  accept,  was  equally  in  sympathy 
with  the  instinct  of  devotion  which  in  all  ages  has  tried  to 
find  for  itself  a  suitable  dogmatic  expression.  The  intellec- 
tual conceptions  which  support  our  spiritual  life  must  always 
be  inadequate  and  therefore  variable ;  indeed  they  vary  from 
land  to  land,  from  generation  to  generation,  from  class  to 
class  of  a  nation,  from  year  to  year  in  the  life  of  the  indi- 
vidual. But  imperfect  as  these  conceptions  must  be  at  any 
given  time  or  place,  they  cannot  be  summarily  remodelled ; 
for  they  are  the  outcome  of  a  vast  experience,  of  an  almost 
interminable  intellectual  history.  They  are  improved  some- 
times by  direct  and  severe  criticism ;  oftener  by  the  general 
growth  of  civilization  and  increase  of  knowledge.  What  is 
true  of  doctrine  is  likewise  true  of  discipline  and  of  cere- 
monies. All  three  have  had  a  long  development.  The 
various  Churches  now  existing  in  our  own  country  are  full 
of  faults ;  but  they  cannot  be  swept  away  at  a  stroke,  nor,  if 


44  Arnold  Toynbee. 

they  could,  would  there  be  anything  better  to  take  their 
place.  To  Toynboe  a  Church,  like  a  State,  was  a  mighty 
historical  institution,  the  result  of  desires,  hopes,  beliefs  which 
only  in  building  it  up  could  have  found  their  satisfaction. 
Like  a  State,  a  Church  had  grown  to  be  what  it  was  and 
might  grow  to  be  something  much  better.  How,  he  asked 
himself,  could  a  devout  man,  totally  without  sectarian  preju- 
dice, assist  even  by  a  little  that  almost  imperceptible  growth  ? 
Certainly  the  survey  of  the  state  of  religion  in  England  at 
the  present  time  does  not  readily  suggest  an  answer  to  this 
question.  Confusion  is  everywhere.  We  see  many  men  of 
strong  and  cultivated  intelligence,  no  longer  obliged  to  fight 
for  spiritual  freedom,  lapsing  into  an  epicurean  indifference, 
the  more  profound  because  it  is  so  thoroughly  goodnatured. 
This  indifference  is  no  longer  confined  to  a  few  polished  scep- 
tics. It  is  ««hared  by  possibly  the  greater  part  of  those  who 
live  by  manual  labor.  It  is  not  rare  among  women,  always 
slower  than  men  to  part  from  the  creed  of  their  forefathers. 
A  sincere  piety  is  still  common  among  us,  but  this  piety,  too 
often  unenlightened,  is  frequently  a  principle  of  discord. 
Many  zealous  priests  and  laymen  of  the  Established  Church 
seem  intent  upon  developing  everything  that  is  least  rational 
in  her  doctrine,  least  sober  and  manly  in  her  ritual.  The 
Nonconformists,  earnest  as  they  are,  seem  condemned  by  their 
passionate  spirit  of  division  to  everlasting  pettiness  and  ster- 
ility. The  Church  of  Rome,  now  as  heretofore,  invites,  often 
with  success,  the  timid  and  devout  to  abjure  all  the  truths  and 
all  the  liberties  won  in  the  battle  of  the  last  six  centuries  and 
to  immure  their  souls  in  her  dogmatic  cloister.  Look  where 
we  may,  we  nowhere  behold  realized  the  complete  ideal  of  a 
national  church.  Religion,  ceasing  to  be  national,  has  lost 
half  its  life  and  power.  Any  reformation  which  is  to  restore 
its  vigor  muHt  render  it  national  once  more. 

For  such  a  reformation  the  Church  of  England  as  by  law 
e8tal)lislKHl  offers  more  facilities  than  any  other.  National  it 
is,  not  only  as  the  largest  religious  community  in  the  kingdom. 


Arnold  Toynbee,  46 

but  also  as  acknowledging  in  every  Englishman  a  right  to  its 
ministrations,  in  having  for  its  head  the  head  of  the  state,  and 
in  admitting  of  regulation  by  the  Imperial  Parliament.  Its 
history  has  always  been  linked  with  the  history  of  the  nation. 
If  in  former  times  it  abused  its  power,  it  is  at  the  present  day 
tolerant  and  open  to  ideas  to  an  extent  unparalleled  in  the 
history  of  religion.  It  embraces  members  of  the  most  various, 
not  to  say,  contradictory  opinions;  and  this  fact,  so  often  cited 
as  its  disgrace,  is  really  its  glory,  since  in  a  free  and  critical 
age  no  two  thinking  men  can  word  for  word  subscribe  the 
same  creed.  The  only  church  jK)Ssible  in  modern  times  is 
a  church  whose  members,  whilst  several  in  thought,  yet 
remain  united  in  piety.  The  Catholics  are  not  mistaken 
when  they  insist  upon  the  power  which  springs  from  unity ; 
the  Nonconformists  are  in  the  right  when  they  insist  upon  the 
freedom  and  the  responsibility  of  the  individual  soul.  The 
Church  of  England  has  endeavored,  weakly  indeed  and  inter- 
mittently, to  reconcile  unity  with  freedom.  It  has  been  able 
to  do  so  because  it  has  been  a  state  church.  The  service  of 
the  state  is  perfect  freedom  as  compared  with  the  yoke  of  the 
priest  or  the  yoke  of  the  coterie.  All  that  was  best  in  tiie 
Church  of  England  appeared  to  Toynbee  indissolubly  linkeil 
with  her  alliance  with  the  state.  Viewing  the  state  as  some- 
thing more  than  a  mechanical  contrivance  for  material  ends, 
as  a  union  of  men  for  the  highest  purposes  of  human  nature, 
he  did  not  regard  it  as  inferior  to  the  church  or  think  the 
church  degraded  by  connection  with  the  state.  The  church 
and  the  state  were  to  him  but  different  aspects  of  the  same 
society.  Like  his  friend  Thomas  Hill  Green  he  felt  an 
intense  antipathy  to  the  pretensions  of  the  sacerdotal  party 
who  understand  by  the  freedom  of  the  church  the  domina- 
tion of  the  clergy.  He  felt  an  equally  strong  antipathy  for 
the  tyranny  over  thought  and  action  exercised  by  the  petty 
majorities  in  what  are  known  as  the  free  churches.  He 
Mieved  that  real  religious  freedom  was  only  possible  in  a 
national  church,  and  that  there  could  be  no  national  church 


46  Arnold  Toynbee, 

without  the  assistance  of  the  state.  But  he  acknowledged  that 
the  Church  of  England  cannot  be  truly  national  until  she 
gives  self-government  to  her  congregations  and  releases  her 
ministers  from  subscription. 

To  effect  these  changes  had  been  the  object  of  the  Church 
Reform  Union,  formerly  organized  by  Mr.  Thomas  Hughes 
and  the  Reverend  Mr.  Llewelyn  Davies,  but  then  in  a  rather 
sleepy  condition.  Toynl)ee  tried  to  give  it  fresh  life  and 
induced  these  gentlemen  to  reopen  the  discussion  of  church 
reform.  He  persuaded  several  of  his  friends  to  join  the 
Union  and  organized  an  Oxford  branch,  besides  writing  leaf- 
lets to  enlist  the  sympathy  of  the  laboring  classes.  He  went 
so  far  as  to  appear  at  the  Church  Congress  held  at  Leicester 
in  the  year  1880,  and  to  deliver  an  address  upon  the  subject 
of  Church  Reform.  Had  his  life  been  prolonged,  he  might 
have  achieved  much  for  the  cause.  The  eloquent  enthusiasm 
with  which  he  used  to  dwell  upon  the  ideal  relations  of  Church 
and  State  made  a  deep  impression  upon  men  of  very  different 
religious  beliefs.  The  impression  cannot  be  reproduced  in 
words,  because  it  was  originally  due  to  something  unspoken 
and  indefinable  in  the  man.  Something  of  the  spirit  in  which 
he  approached  the  question  may  be  caught  from  the  following 
passage : — 

"To  teach  the  people,  the  ministers  of  religion  must  be 
indejxindent  of  the  people,  to  lead  the  people,  they  must  be  in 
advance  of  the  people.  Individual  interests  are  not  always 
public  interests.  It  is  the  public  interest  that  a  country  should 
be  taught  a  pure  and  spiritual  religion ;  it  is  the  interest  of 
religious  teachers  to  teach  that  which  will  be  acceptable  at  the 
moment.  It  is  for  the  public  interest  that  religion  should  be 
universal,  that  it  should  be  a  bond  of  union,  that  it  should  be 
progressive.  The  State,  and  not  the  individual,  is  best  calcu- 
lated to  provide  such  a  religion.  We  saw  before  that  freedom 
l>eing  obtained,  it  was  religion  that  was  to  weld  free  but 
isolated  beings  into  a  loving  interdependent  whole.  Which  is 
the  more  likely  to  do  this — a  religion  wise  and  rational,  com- 


Arnold  Tuynbce,  47 

prehensive  and  universal*  recognizing  a  progressive  revelation 
of  God,  such  as  the  State  may  provide,  or  a  religion  provided 
by  individual  interests  which  is  liable  to  become  what  is  |>op- 
ular  at  the  moment,  which  accentuates  and  multiplies  divisions, 
which  perpetuates  obsolete  forms,  and  has  no  assurance  of  uni- 
versality of  teaching?  It  is  scarcely  too  much  to  say  that  as 
an  independent  producer  can  only  live  by  satisfying  physical 
wants  in  the  best  way,  the  independent  sect  or  independent 
minister  can  only  live  by  satisfying  spiritual  wants  in  the 
worst  way.  If  I  thought  that  disestablishment  were  best  for 
the  spiritual  interests  of  the  people,  I  would  advocate  it,  but 
only  on  such  a  principle  can  it  be  justified,  and  my  argument 
is,  that  spiritual  evil,  not  good,  would  attend  it. 

"  What  is  really  required  is  a  body  of  independent  ministers 
in  contact  at  once  with  the  continuous  revelation  of  God  in 
man,  and  in  nature,  and  with  the  religious  life  of  the  people. 
The  State  alone  can  establish  such  a  church  organization  as 
shall  insure  the  independence  of  the  minister,  by  securing  him 
his  livelihood  and  protecting  hira  from  the  spiritual  despotism 
of  the  people.  I  believe  the  argument  holds  good  for  religion 
as  for  education,  that  it  is  of  such  importance  to  the  State 
itself,  to  the  whole  comnuniity  collectively,  that  it  l)ehoves  the 
State  not  to  leave  it  to  individual  effort,  which,  as  in  the  case 
of  education,  either  does  not  satisfy  spiritual  wants  at  all,  or 
does  not  satisfy  them  in  the  best  way.  If  I  chose  to  particu- 
larize, I  might  here  add  that  the  connection  of  religion  with 
the  State  is  the  most  effective  check  to  sacerdotalism  in  all  its 
different  forms,  and  sacerdotalism  is  the  form  of  religion  which 
can  become  fundamentally  dangerous  to  the  State.  It  injures 
the  State  spiritually  by  alienating  thegresitest  number  and  the 
most  intellectual  of  the  memlx?rs  (►f  the  State  from  religion 
altogether;  it  injures  the  State  temporally  by  creating  an  antag- 
onism between  Church  and  Stilts. — a  great  national  calamity 
from  which  we  are  now  entirely  free." 

It  must  not  be  concluded  from  the  above  quotation  that 
Toynl)ee  regarded  as  just  or  exjKxiient  the  present  ini{M>tenoe 


48  Arnold  Toyiibee. 

of  the  laity  of  the  Church  of  England.  He  would  have  been 
in  favor  of  investing  each  congregation  with  almost  any  power 
short  of  the  j)ower  to  dismiss  its  minister  at  discretion  ;  but 
he  thought  that  the  ultimate  control  of  the  Church  was  more 
safely  vested  in  a  democratic  Parliament  than  in  the  inhabi- 
tants of  each  parish.  In  the  same  spirit  of  compromise  he 
would  have  abolished  "clerical  subscription,"  the  formal 
declaration  of  assent  to  the  Articles  and  the  teaching  of  the 
English  Book  of  Common  Prayer,  which  is  demanded  from 
every  minister  of  the  Established  Church.  It  might  have 
been  objected  to  him  that,  by  abolishing  "  subscription,"  the 
clerical  profession  is  thrown  open  to  men  of  every  religion 
and  of  no  religion.  He  might  have  replied  that  the  only 
practical  consequence  of  enforcing  "subscription"  is  to  exclude 
from  the  ministry  a  few  delicately  spiritual  natures,  who 
honor  it  too  much  to  begin  their  professional  life  with 
solemnly  assenting  to  a  series  of  obscure  propositions  drawn 
up  by  the  statesmen  of  the  sixteenth  century.  Nevertheless, 
we  must  allow  that  Toynbee  failed  fully  to  comprehend  the 
difficulty  of  his  undertaking.  He  had  found  his  religion  for 
himself,  and  it  was  all  the  more  real  to  him  because  freed 
from  everything  which  was  not  spiritual.  He  could  not, 
therefore,  realize  the  extravagant  value  which  most  of  the 
memlxjrs  of  every  Church  attach  to  the  accidents  of  their 
spiritual  life,  especially  to  all  modes  of  doctrine,  ritual  or 
government  which  serve  to  distinguish  them  from  other 
Churches.  Men  are  most  partial  to  that  which  is  distinct- 
ively their  own.  Let  it  be  trivial,  unmeaning,  mischievous, 
still  it  is  theirs,  and,  as  such,  sacred.  The  smallest  conces- 
sions upon  the  part  of  the  Established  Church  would  often 
have  hindered  the  rise  of  new  sects.  The  differences  which 
divide  most  sects  from  one  another  and  from  the  Established 
Church  are,  in  many  cases,  too  small  for  the  naked  eye,  and 
intelligible  only  when  subjected  to  the  historic  microscope. 
It  does  not  follow  that  these  concessions  would  have  been 
easy — that  those  differences  can  now  be  healed. 


Arnold  Toyr\bee,  40 

'VMiilst  brooding  over  ideals  of  Church  and  State,  Toynbee 
was  always  ready  to  lavish  time  and  thought  in  furthering 
the  welfare  of  his  immediate  neighbors.  In  devotion  to  the 
welfare  of  the  city  of  Oxford,  he  rivalled  his  friend  Professor 
Green.  In  the  year  1881  he  was  appointed  to  the  board  of 
"Guardians  of  the  Poor."  The  granting  of  relief,  except 
within  the  walls  of  the  workhouse,  he  had  always  condemned 
on  the  ground  that  it  tended  to  lower  wages  and  to  relax 
industry ;  and  when  he  became  a  guardian  he  uniformly 
acted  upon  this  opinion.  At  the  same  time  he  felt  the  cru- 
elty of  compelling  the  deserving  poor  to  take  refuge  in  the 
workhouse,  and  the  necessity  of  replacing  "outdoor"  relief  by 
organized  charity,  which  should  assist  them  in  the  most  effect- 
ual manner  and  make  between  the  givers  and  receivers  a  bond 
of  kindness  and  of  gratitude.  He  therefore  joined  the  com- 
mittee of  the  Oxford  Branch  of  the  Charity  Organization 
Society,  thus  helping  to  establish  a  concert  between  the  public 
and  the  private  relief  of  distress.  He  took  extraordinary 
trouble  in  the  investigation  of  cases  of  poverty  and  in  securing 
uniformity  and  thoroughness  in  the  operations  of  the  Society. 
Nothing  more  enhanced  the  regard  felt  for  him  by  the  working 
men  of  Oxford  than  did  these  labors.  They  were  indeed  too 
much  for  one  so  weak  in  body  and  so  heavily  burthened  with 
other  employments.  But  he  felt  the  necessity  of  not  merely 
conceiving  and  uttering,  but  also  in  some  small  degree  execut- 
ing fine  ideas.  As  a  Christian  and  a  citizen  he  thought  him- 
self in  conscience  bound  to  take  his  share  of  social  drudgery, 
and  to  this  austere  sense  of  duty  he  sacrificed  the  few  hours 
of  rest  which  he  so  much  needed,  the  scanty  remains  of 
strength  which  might  have  been  employed  in  so  many  other 
ways  more  likely  to  bring  fame  and  jK)wer.  It  was  the  rewanl 
of  Toynbee's  thoroughly  sincere  and  practical  spirit  that  he  was 
always  learning.  His  imagination  was  ever  prone  to  pass  be- 
yond the  bounds  of  possibility ;  but  his  habit  of  action  con- 
stantly checked  the  dis|)osition  to  reverie. 

In  spite  of  all  the  public  labors  which  he  had  imposed  upon 
4 


50  Arnold  Toynbee, 

liimself  he  took  the  utmost  pains  with  his  pupils,  the  selected 
candidates  for  the  Indian  Civil  Service.  He  chiefly  taught 
them  political  economy  and  could  not  go  very  deeply  into  that 
subject,  because  with  them  it  was  one  of  a  multitude  in  which 
they  had  to  be  examined.  But  feeling  how  enormous  a  respon- 
sibility would  hereafter  rest  upon  these  lads  he  diligently  studied 
the  recent  history  and  present  condition  of  our  Indian  Empire. 
He  did  what  he  could  to  quicken  their  sense  of  the  great 
interests  committed  to  their  charge.  Nor  did  he  fail  to  culti- 
vate those  kindly  personal  relations  between  tutor  and  pupil 
which  are  so  precious  an  element  in  the  life  of  the  University. 
Besides  his  tutorship  he  held  for  some  time  before  his  death 
the  office  of  senior  bursar  to  Balliol  College.  In  this  charac- 
ter he  made  the  acquaintance  of  the  tenants  of  the  College 
estates,  with  whom  he  speedily  became  popular.  The  work 
interested  him  as  affording  a  practtical  knowledge  of  the  state 
of  agriculture.  So  highly  did  the  College  value  his  services 
in  this  and  in  every  other  capacity  that  it  was  resolved  to 
elect  him  a  Fellow,  and  tlie  resolution  was  defeated  only  by 
his  untimely  death. 

With  such  a  variety  of  occupations  Toynbee  was  not  able 
to  take  many  holidays  in  the  years  following  his  marriage. 
In  the  summer  of  1880  he  had  spent  five  delightful  weeks 
in  Switzerland,  and  on  his  return  journey  had  stopped  at 
Mulhausen  to  inspect  its  cotton  factories  and  cite  ouvri^re — 
a  town  of  model  houses  for  the  operatives,  which  they 
might  acquire  in  perpetuity  by  gradual  payments.  Part  of 
the  summer  of  1882  he  spent  in  Ireland,  but  this  was  not 
for  him  a  time  of  rest.  He  used  his  utmost  endeavors  to 
become  acquainted  with  the  true  state  of  the  peasantry,  would 
stop  them  by  the  wayside  or  sit  for  hours  in  their  cabins 
listening  to  endless  talk.  Eager  and  excitable  as  he  was,  he 
could  not  use  his  intelligence  without  agitating  his  feelings. 
On  his  way  home  he  made  the  acquaintance  of  Mr.  Michael 
Davitt,  who  seems  to  have  been  deeply  impressed  with  Toyn- 
bee's  conversation.  ^Mr.  Davitt  subsequently  wrote  wlien 
sending  a  contribution  to  the  Memorial  Fund  : 


Aimold  Toynhee,  51 

"  I  had  the  pleasure  of  making  the  acquaintance  of  the  late 
Mr.  A.  Toynbee  during  his  Irish  tour,  as  well  as  the  advan- 
tage of  a  subsequent  correspondence,  and  few  men  have  ever 
impressed  me  so  much  with  being  possessed  of  so  passionate  a 
desire  to  mitigate  the  lot  of  human  misery.  In  his  death  this 
unfortunate  country  has  lost  one  thoroughly  sincere  English 
friend  and  able  advocate,  who,  had  he  lived,  would  have 
devoted  some  of  his  great  talents  to  the  task  of  lessening  his 
countrymen's  prejudice  against  Ireland." 

During  the  three  terms  from  October,  1881,  to  June,  1882, 
Toynbee  gave  a  course  of  lectures  on  the  industrial  revolution 
to  students  reading  for  Honors  in  the  School  of  Modem  History. 
These  lectures  were  extremely  well  received.  In  the  autumn 
of  1882  he  offered  himself  in  the  North  Ward  of  Oxford  as  a 
Liberal  candidate  for  the  Town  Council,  and  made  three 
sjieeches  chiefly  upon  those  aspects  of  municipal  government 
which  concern  social  reform,  such  as  the  administration  of 
poor  relief  and  the  construction  of  artizans'  and  laborers' 
dwellings.  He  also  threw  out  the  idea  of  volunteer  sanitary 
committees  for  the  enforcement  of  the  laws  relating  to  public 
health.  He  himself  took  some  steps  towards  the  organization 
of  such  a  committee,  and  many  have  since  been  established 
elsewhere.  In  the  December  of  the  same  year  he  attended  a 
Lil>eral  meeting  at  Newbury,  in  Berkshire,  and  made  a  speech 
upon  the  Land  Question  and  the  Agricultural  Laborer. 

He  had  for  some  time  been  familiar  with  a  book  then  little 
known  and  since  famous — Henry  George's  "  Progress  and 
Poverty."  In  this  year  he  wrote  in  one  of  his  letters  to  a 
sister:  "I  have  known  Greorge's  l)ook  for  a  very  long  time. 
I  always  thought  it,  while  full  of  fallacies  and  crude  concoj> 
tions,  very  remarkable  for  its  style  and  vigor,  and  while  no 
economist  would  be  likely  for  a  moment  to  l)e  staggered  by  its 
theories,  it  is  very  likely  to  seem  convincing  to  the  general 
reader.  I  remember  last  year  at  the  Master's  (/.  e.  Profi»s8or 
Jowett),  Mr.  Fawc^ett  asking  me  to  toll  him  al)<)ut  it — he  had 
not  read  it  even  then."     So  much  was  he  struck  by  tlie  book 


52  Arnold  Toynhee, 

that  he  gave  two  lectures  upon  it  at  Oxford  in  the  Michaelmas 
term  of  1882.  At  the  conclusion  of  the  second  lecture  he 
made  an  earnest  appeal  to  his  younger  hearers  not  to  let  the 
lawful  ambitions  of  life,  nor  its  domestic  joys,  make  them 
forgetful  of  the  lolly  ideals  or  of  the  generous  resolutions  to 
ameliorate  the  condition  of  the  poor  and  neglected  which  they 
might  have  cherished  at  the  University.  Many  were  deeply 
moved  by  this  appeal,  and  he  afterwards  expressed  the  thought 
that  he  might  have  spoken  with  too  much  solemnity,  but 
added,  as  if  by  way  of  excuse,  "  I  could  not  help  it."  These 
lectures  were  the  last  which  he  ever  gave  in  Oxford. 

Indeed  the  end  of  all  things  earthly  was  now  very  near. 
For  many  months  past  he  had  been  growing  pale  and  haggard. 
He  was  wasted  almost  to  a  skeleton.  His  old  gaiety  had 
almost  forsaken  him.  The  death  of  his  friend  and  teacher, 
Professor  Green,  had  deepened  his  depression.  Yet  he  sought 
rto  rest.  He  faced  his  growing  labors  with  a  stubborn 
resolution  which  concealed  from  his  friends  and  possibly  from 
himself  an  approaching  failure  of  strength.  In  the  Jan- 
uary of  1883,  he  repeated  at  St.  Andrew's  Hall,  Newman 
Street,  London,  his  lectures  on  "Progress  and  Poverty.''  His 
audience  was  large  and  representative.  At  the  first  lecture 
it  listened  with  attention.  At  the  second,  a  small  but  noisy 
minority  made  a  considerable  disturbance.  His  strength  had 
declined  in  the  interval,  and  from  the  second  lecture  he  went 
back  to  Wimbledon  a  dying  man.  In  early  childhood  he  had 
suffered  concussion  of  the  brain  in  consequence  of  a  fall  from 
a  f)ony ;  and  ever  since  then  exhaustion  with  him  was  apt  to 
bring  on  sleeplessness.  So  worn  and  excited  was  he  now,  that 
even  with  the  help  of  the  strongest  opiates  he  could  get  no 
sleep.  His  mind,  wandering  and  unstrung,  turned  again  and 
again  to  the  one  preoccupation  of  his  life ;  to  the  thought  of 
all  the  sin  and  misery  in  the  world.  At  times  a  strange 
unearthly  cheerfulness  broke  through  his  gloom.  He  con- 
stantly asked  to  lie  in  the  sun — to  let  the  light  stream  in  upon 
him;  murmuring,'" Light  purifies — the  sun  burns  up  evil — let 


Arnold  Toynbee.  53 

in  the  light."  He  did  not  ex}wrience  much  bodily  suffering ; 
bat  sleeplessness  brought  on  inflammation  of  the  brain ;  and 
after  seven  weeks  of  illness  he  died  on  the  9th  of  March,  1883, 
in  the  thirty-first  year  of  his  age. 

He  lies  beside  his  father  in  the  churchyard  of  Wimbledon. 
It  is  a  beautiful  spot,  overshadowed  with  the  everlasting  ver- 
dure of  the  ilex  and  cedar.  There  many  generations  have 
found  rest  from  hope  and  desire;  but  few  or  none  among  them 
all  have  been  mourned  so  widely  and  so  sincerely  as  Arnold 
Toynbee.  It  is  easy  to  make  a  catalogue  of  the  opinions, 
writings  and  actions  of  any  man ;  to  enumerate  in  order  the 
events  of  his  life;  to  sum  up  his  virtues  and  his  failings: 
and,  this  done,  we  have  what  they  call  a  life.  Yet  life  is  the 
only  thing  wanting  to  such  a  performance.  In  every  man  of 
fine  gifts,  there  is  something,  and  that  the  finest  element  of  all, 
which  eludes  so  rough  a  procedure.  There  is  something  which 
those  who  have  known  him  have  felt  without  being  able  to 
express ;  something  which  |)ervaded  everything  he  said  or  did, 
something  unique;  irreparable,  not  to  be  stated,  not  to  be 
forgotten.  Most  indescribable,  most  exquisite  is  this  charm 
blending  with  the  freshness  of  early  youth,  like  the  scent  of 
innumerable  flowers  floating  upon  a  gentle  breeze  from  the 
ocean.  Length  of  added  years  would  have  brought  the 
achievement  of  tasks  hardly  begun,  the  maturity  of  thoughts 
freshly  conceived,  and  the  just  rewards  of  widely  extended 
fame  and  reputation ;  but  it  could  not  have  added  anything 
to  the  personal  fascination  of  Arnold  Toynbee,  or  enhanced 
the  sacred  regard  with  which  all  who  had  the  great  happiness 
to  know  and  the  great  sorrow  to  lose  him  will  chejrish  his 
memory  whilst  life  endures. 


APPENDIX 


LETTER  TO  THOMAS  ILLINGWORTH,  Esq.,  OF  BRADFORD. 

Oxford,  January  21,  1880. 

Dear  Sir :  1  have  read  your  very  clear  account  of  the  credit  system  as 
you  have  seen  it  in  operation  with  great  interest.  The  facts  you  give  will 
he  of  much  value  as  an  addition  to  those  usually  found  in  the  textbooks  on 
Political  Economy.  If  I  undersUmd  you  rightly,  you  advocate,  as  a  remedy 
for  the  evils  we  both  discern,  the  adoption  of  a  cash  system  of  trading. 
But  I  do  not  quite  see  how  such  a  system  is  to  be  adopted,  as  long  as  it  is 
the  interest — the  immediate  interest  of  firms  to  give  the  long  credit  you 
speak  of  in  order  to  obtain  custom.  That  is  (as  you  point  out),  excessive 
competition  is  at  the  bottom  of  a  reckless  credit  system,  and  the  probleu. 
is,  how  can  we  restrain  this  competition,  and  make  it  the  interest  of  meu  to 
adopt  a  cash  system.  Take  the  analogous  case  of  adulteration.  This  also 
is  the  result  of  excessive  competition.  The  problem  is — How  cari  we  make 
it  the  interest  of  manufacturers  to  sell  pure  goods?  It  is  a  well-known  fact 
that  honest  manufacturers  have  reluctantly  given  in  to  the  practice  of 
adulteration  because  they  found  that  if  they  refused  to  execute  the  orders 
offered  them  by  merchants,  other  manufacturers  accepted  them,  and  they 
were  driven  out  of  the  market.  Of  course,  where  a  great  firm  with  an 
established  reputation  have  possession  of  a  market,  it  may  hf  for  their 
interest  to  sell  unadulterated  goods — they  may  lose  their  market  if  their 
goods  deteriorate.  But  when  manufacturers  are  seeking  to  make  a  rapid 
fortune  on  borrowed  capital,  it  is  often  for  their  interest  to  sell  as  much  as 
they  can  in  as  short  a  time  as  possible.  They  do  not  want  to  build  up  a 
trade  reputation,  but  to  make  money  and  to  leave  the  trade. 

Now  I  tried  to  show  in  my  lecture  the  various  restrictions  which  have 
made  it  the  interest  of  men  to  be  honest  and  humane.  You  ainnot  expect 
the  great  ma«8  of  men  to  be  moral  unless  it  is  their  interest  to  be  moral. 
That  is,  if  the  average  man  finds  that  honesty,  instead  of  being  the  best 
IK)licy,  is  the  high  road  to  ruin,  he  will  certainly  l»c  dishonest,  and  the 
whole  comnnmity  suffers.  It  is  obvious  that  a  man  will  not  sell  pure  milk 
if  he  finds  that  lie  h  being  undersold  by  coui|)Ctitor8  who  sell  adulterated 

65 


66  Arnold  Toynbee, 

milk  to  careless  and  ignorant  customers — a  man  will  not  sell  pure  goods  of 
any  kind  if  he  finds  that  he  is  being  undersold  by  those  who  sell  adulter- 
ated goods.  But  why  is  it  possible  for  the  manufacturer  to  sell  adulterated 
goods?  Because  of  the  ignorance,  apathy  and  helplessness  of  the  isolated 
consumer.  If  he  is  not  apathetic,  he  is  ignorant  and  helpless.  What  does 
the  ordinary  consumer  know  about  the  quality  of  goods?     Nothing  at  all. 

Now  I  wished  to  show  that  owing  to  recognized  causes  consumers  were 
forming  unions  to  buy  goods — the  organization  of  consumption  was  taking 
place.  And  further  I  tried  to  hint  the  possible  effects  of  this  organization 
of  consumption  on  (1)  adulteration,  (2)  fluctuation  of  prices  due  to  abuse  of 
the  credit  system  and  the  factory  system.  I  think  the  cash  system  you 
advocate  might  be  possible,  where  consumers  are  organized  in  unions, 
because  it  would  there  become  the  interest  of  both  buyers  and  sellers  to 
adopt  it. 

I  agree  with  you  that  it  is  quite  possible  that  retail  distribution  in  the 
future  will  take  place  through  enormous  stores  in  the  hands  of  companies 
or  private  persons — that  there  is  nothing  magical  in  co-operative  stores. 
But  whatever  system  prevails,  there  is  no  doubt  that  the  excessive  compe- 
tition and  waste  in  retail  distribution  will  gradually  diminish  and  that  we 
shall  have,  instead  of  innumerable  shops,  groups  of  large  stores  with  thou- 
sands of  permanent  customers.  That  is  the  first  point — the  organization  of 
consumption.  Next  it  is  an  admitted  fact  that  the  producers  and  consumers 
are  drawing  together  owing  to  the  telegraph  and  improved  means  of  com- 
munication. Intermediate  agents  are  being  eliminated.  One  result  is 
that  long  credits  are  not  so  necessary  as  before. 

Now  in  these  two  points — the  organization  of  consumption  and  the 
eKmination  of  the  distance  between  producers  and  consumers — I  think, 
lies  our  hope. 

(1)  For  (throwing  aside  the  idea  of  contracts  for  terms  of  years)  it  will 
now  be  possible  for  the  consumer  through  these  stores  to  buy  directly  of 
the  producer.  The  intermediate  dealers  whose  interest  it  was  to  "dare 
forward,"  etc.,  are  eliminated — the  consumer  buys,  say,  at  the  ordinary 
trade  credit.  I  need  not  attempt  a  more  detailed  explanation.  The  only 
difficulty  1  see  is  that  different  manufacturers  in  competing  for  custom 
might  try  and  outbid  each  other,  offering  long  credit ;  but  it  is  more  prob- 
able that  the  competition  would  affect  price. 

(2)  As  education  and  the  taste  for  better  goods  grows  stronger,  the  con- 
sumer will  be  able  through  the  stores  to  employ  skilful  buyers  to  select 
unadulterated  commodities  which  he  individually  could  not  do.  The 
lionest  manufacturer  would  be  protected  from  the  competition  of  dishonest 
rivals. 

(3)  Speculation  being  minimized  owing  to  the  elimination  of  the  inter- 
mediate agents,  it  would  be  possible  for  manufacturers  to  anticipate  the 
demand  for  goods — sud  this  would  be  facilitated  by  the  concentration  of 
consumers. 


The  Work  of  Toynhee  Hall  57 

But  I  have  said  enough.  I  should  like  to  have  drawn  out  this  idea  in 
greater  detail,  but  I  am  pressed  for  time.  I  hope  what  I  have  written  is 
intelligible.  The  question  I  should  like  answered  is — how  would  it  be 
possible  to  procure  the  adoption  of  a  cash  system  as  things  are  at  present. 
I  do  not  wish  to  draw  you  into  a  correspondence,  but  I  should  like  to  have 
an  answer  on  that  point.  As  I  said  in  my  last  letter,  I  hope  I  may  some 
day  have  the  pleasure  of  talking  to  you  on  this  subject.     I  am, 

Yours  very  truly, 

Arnold  TorNBEE. 

P.  S. — (1)  Is  it  in  the  least  probable  that  merchants  would  associate  in 
order  to  put  an  end  to  the  abuse  of  the  credit  system  ?  Is  not  competition 
too  keen  and  are  not  interests  too  much  at  variance  ? 

(2)  L^islation  on  this  point  would  be  impossible — would  it  not? 


THE  WORK  OF  TOYNBEE  HALL. 
By  Philip  Lyttelton  Gell,  Chairman  of  the  Oouneil 

I  have  been  asked  to  add  to  this  brief  account  of  Arnold  Toynbee  an 
equally  brief  description  of  the  somewhat  complex  undertaking  now  widely 
known  as  "Toynbee  Hall."  Without  having  been  founded  by  Arnold 
Toynbee,  as  is  often  imagined,  without  even  aiming  consciously  at  the  em- 
bodiment of  his  views,  nothing  could  better  prove  the  wide  acceptance  and 
stability  of  those  principles  of  social  responsibility  upon  which  Arnold 
Toynbee  in  his  short  life  insisted. 

Those  who  have  read  the  preceding  pages  will  have  gathered  how 
emphatic  an  answer  Arnold  Toynbee  gave  to  the  cynical  or  hopeless  appeal 
of  the  apostles  of  laissez-faire^  "Am  I  my  brother's  keeper!"  In  his  own 
aspirations,  in  his  conversation,  in  his  theories  of  politics  and  economics, 
in  the  practical  activity  of  his  own  life,  this  responsibility  was  the  under- 
lying and  undyipg  factor.  The  results  of  economical  laws  were  to  him  not 
forces  to  l>e  noted  and  then  accepted,  but  forces  to  be  wrestled  with  and 
controlled  by  the  still  8U|>erlor  ascendetiry  of  human  character.  His  sense 
of  responsibility  made  him  no  Utopian  philanthropist,  his  sense  of  human 
injustice  and  human  suffering  never  made  him  revolutionary,  but  only  inten- 
sified his  civic  earnestness.  He  was  a  good  citizen  who  instinctively  seized 
upon  each  and  everjr  civic  institution,  seeking  to  increase  its  special  effect- 
iveness and  to  ennoble  ita  working  for  the  benefit  of  his  fellow  citizens. 
His  views  as  regards  the  National  Church  system  and  Education,  as  regards 
the  Poor  Law,  the  Volunteers  or  the  Co-operativo  movement,  the  teaching 
of  the  Universities  or  the  projects  for  their  Extension  in  other  cities,  were 
all  referable  to  one  drift  of  his  character — a  natural  value  for  an  institution 

5 


68  The  Work  of  Toyiibee  Hall 

or  an  organization  wherever  it  had  grown  up,  a  far  seeing  intuition  as  to 
the  ideal  wliich  it  ought  to  serve  in  the  interests  of  the  common  weal,  and 
an  instinctive  tendency  to  take  his  own  share  as  a  good  citizen  in  its  work. 
I  doubt  whether  this  was  conscious  with  him,  but  it  was  the  same  turn  of 
feeling  that  took  him  into  his  lodging  in  the  East  End,  into  workmen's 
Clubs,  or  to  the  Board  of  Guardians  and  the  Committee  of  the  Charity 
Organization  Society,  which  enlisted  him  in  the  Volunteers,  which  made 
him  compete  for  a  seat  in  his  Town  Council. 

This  appreciation  of  the  influence  and  the  duties  of  practical  citizenship 
was  far  from  being  limited  to  Arnold  Toynbee.  It  was  at  Oxford  a  time  of 
reaction  against  the  facile  theories  of  the  Radicals,  of  irritation  against  the 
cheap  philanthropy  of  "advanced"'  views  ending  in  no  sacrifice  of  self;  of 
scepticism  as  to  the  value  of  political  and  social  programmes  which  took  no 
account  of  the  actual  complexities  of  human  life  and  character.  At  the 
enggestion  of  Rev.  S.  A,  Barnett,  a  liberal  London  clergyman  in  an  East  End 
parish,  who  had  many  friends  amongst  us,  a  little  University  Colony  had 
already  been  formed  in  Whitechapel  to  do  something  for  the  poor,  and 
when  we  came  to  discuss  tlie  nature  of  our  memorial  to  Arnold  Toynbee,  it 
was  natural  with  many  of  us  to  urge  that  a  *'  University  Settlement  in  East 
London"  would  be  the  most  fitting  monument  to  his  memory. 

At  the  time,  however,  the  majority  of  his  friends  dwelt  rather  upon  his 
brief  career  as  an  economist,  and  it  was  decided  to  apply  the  fund  placed  at 
our  disposal,  "The  Toynbee  Trust,"  to  the  investigation  of  practical  points 
of  Political  Economy.  It  was  arranged  that  in  each  year  a  young  econo- 
mist should  be  appointed  to  spend  the  winter  in  some  selected  industrial 
centre,  giving  lectures  to  the  workmen,  and  simultaneously  investigating 
bome  important  local  feature  of  the  industrial  organization.* 

But  in  that  first  winter  the  whole  heart  of  the  nation  was  stirred  by  the 
revelations  of  the  Pall  Mall  Gazette  as  to  the  lives  of  the  inhabitants  of  the 
metropolis,  the  "  Bitter  Cry  of  Outcast  London."  The  facts  set  forth  were 
neither  new  nor  unknown.  They  were  just  those  with  which  the  clergy  and 
other  workers  in  East  London  were  most  familiar  as  the  daily  burden  of 
their  lives.  But  for  once  they  were  driven  home  into  the  hearts  of  the 
well-to-do,  and  for  a  space  a  great  deal  of  emotion  was  expressed.  The 
newspapers  were  full  of  East  London.  The  air  was  alive  with  schemes  for 
wild  legislation.  High  officials  visited  the  slums  in  person.  The  fashion- 
able world  followed  in  their  footsteps.  "Sanitary  Aid  Committees"  were 
formed  in  every  district  to  enforce  upon  landlords  and  parochial  officials  a 
stricter  oWrvance  of  the  laws  which  should  protect  the  homes  of  the  poor. 
For  the  first  time  the  actual  condition  of  the  peo|)le  flashed  upon  the  gen- 
erous feelings  of  the  Universities.    There  were  stirring  debates  at  Oxford 


1  The  subject  upon  which  reports  have  been  thus  prepared  so  far  are  "  Industrial  Arbi- 
tration in  the  Northumberland  Mining  Industries;"  "Economic  Eflfects  of  Mining  Roy- 
allien;"  "Morements  of  Population  umougst  Trades." 


The  W(yrk  of  Toynhee  HaH,  59 

and  Cambridge.  For  the  first  time  men  were  Btartled  into  a  feeling  of  their 
responsibilit/  towards  the  toiling  millions  whose  labors  make  possible  the 
academic  life.  Mr.  Darnett  t-eized  the  moment  to  urge  his  project  of  a 
University  Colony  in  East  London,  where  young  men  who  had  been  touched 
with  sympathy  for  the  lives  of  their  poorer  fellow  citizens  might  live  face 
to  face  with  the  actual  conditions  of  crowded  city  life,  study  on  the  spot  the 
evils  and  their  remedies,  and  if  possible  ennoble  the  lives  and  improve  the 
material  condition  of  the  people. 

The  tinder  took  fire,  and  in  a  burst  of  general  enthusiasm  the  "  Univer- 
sities Settlement  Association  "  wjis  formed  to  erect  the  necessary  build- 
ings— Lecture  Rooms  and  Residential  Chambers — and  to  provide  funds  to 
support  the  undertakings  of  the  Residents.  The  motives  of  the  founders 
cannot  be  better  stated  than  in  the  words  of  the  Appeal  which  we  then 
issued. 

"  For  some  years  past  the  momentous  spiritual  and  social  questions  in- 
volved in  the  condition  of  the  poor  have  awakened  an  increasing  interest 
in  our  Universities;  and  the  conviction  has  grown  deej)er  that  the  prob- 
lems of  the  future  can  only  be  solved  through  a  more  practical  experience, 
and  a  closer  intinjacy  and  sympathy  with  the  poor  themselves. 

"The  main  difliculty  of  poor  city  neighborhood,  where  the  toilers  who 
create  our  national  prosperity  are  massed  apart,  is  that  they  have  few 
friends  and  helpers  wiio  can  study  and  relieve  their  difficulties,  few  points 
of  contact  with  the  best  thoughts  and  aspirations  of  their  age,  few  edumted 
public-spirited  residents,  such  as  elsewhere  in  England  uphold  the  tone  of 
Ijocal  Life  and  enforce  the  eflHciency  of  Local  Self -Government.  In  the 
relays  of  men  coming  year  by  year  from  the  Universities  into  London  to 
study  for  professions  or  to  pursue  their  independent  interests,  there  are 
many,  free  from  the  ties  of  later  life,  who  might  fitly  choose  themselves  to 
live  amongst  the  poor,  to  give  up  to  them  a  portion  of  their  lives,  and 
endeavor  to  fill  this  social  void.  The  universal  testimony  of  those  best 
acquainted  with  the  squalor  and  degradation  to  which  attention  has  been 
lately  directetl,  afiirnis  that  there  is  less  need  of  new  legislation  than  of 
citizens  who  will  maintain  the  existing  law  and  create  a  public  opinion 
amongst  the  |KK)r  themselves.  Upon  the  Vestries,  upon  the  Boards  of 
Guardians,  U[)on  the  Coumiittees  of  Schools  and  of  every  public  undertak- 
ing, eduaited  men  may  find  the  opportunity  of  serving  the  interests  of 
their  neighUirs:  or  even  if  such  direct  reH{)onsibilities  cannot  be  assumed, 
they  may  help  to  create  amongst  their  fellow-citizens  the  public  opinion 
which  insists  on  gtMid  administration.  University  men  have  already 
approached  the  Higiier  Education  of  the  working  classes  in  the  Univer- 
sity Extension  Scheme  and  institutions  with  similar  aims.  The  results 
have  been  most  encouraging.  The  time  has  come  for  a  far  wider  develop- 
ment. Art  and  Industrial  Exhibitions  have  to  be  organized  at  the  doors 
of  the  poor,  and,  what  is  more  im|>ortant,  explained  sympathetically  to  the 
throngs  ready  to  vii»il  them.     Co-opcrutivo  Societies  have  to  be  formed, 


60  The  W<yrk  of  Toynbee  Hall, 

their  principles  established,  and  their  wider  issues  developed.  Other 
helpers  are  wanted  for  the  work  of  the  Charity  Organization  and  Sanitary 
Aid  Committees,  for  the  organization  of  Clubs,  Excursions,  Childrens' 
Country  Holidays,  Concerts,  and  for  every  kind  of  Entertainment  in  which 
the  culture  bom  of  ease  may  be  shared  with  the  toiling  population. 

"  It  is  the  object  of  the  '  Universities'  Settlement '  to  link  the  Univer- 
Bties  with  East  London,  and  to  direct  the  human  sympathies,  the  ener- 
gies, and  the  public  spirit  of  Oxford  and  Cambridge  to  the  actual  conditions 
of  town  life.  During  the  last  few  years  many  University  men,  following  in 
the  steps  of  Denison  and  Arnold  Toynbee,  have,  on  leaving  the  Univer- 
sities for  London,  energetically  responded  to  the  varied  calls  for  their  aid. 
Such  isolated  efforts  are  capable  of  infinite  expansion  were  the  way  once 
laid  open,  and  it  is  now  proposed  to  offer  to  those  who  are  ready  a  channel 
of  immediate  and  useful  activity  and  a  centre  of  right  living.  In  a  coranion 
life  united  by  a  common  devotion  to  the  welfare  of  the  poor,  those  fellow- 
workers  who  are  able  to  give  either  their  whole  time  or  the  leisure  which 
they  can  spare  from  their  occupations,  will  find,  it  is  believed,  a  support  in 
the  pursuit  of  their  own  highest  aims  as  well  as  a  practicjil  guidance  which 
isolated  and  inexperienced  philanthropists  must  lack." 

The  residents  (who  live  at  their  own  charges)*  have,  by  this  time,  under 
the  general  direction  of  Mr.  Barnett,  turned  into  fact  many  of  the  projects 
thus  set  before  them.  Upwards  of  50  men  have  made  their  home  for  a 
time  at  Toynbee  Hall,  many  having  now  gone  on  to  their  life  work,  richer 
in  social  experience  and  wider  in  human  sympathy.  The  places  of  thase 
who  have  left  have  been  filled  again  and  again,  and  the  Chambers  are 
generally  occupied.  Around  the  Residents  a  body  of  about  100  "Associ- 
ates" have  gathered  whose  homes  lie  elsewhere,  but  who  co-operate  with 
the  residents  in  their  undertakings,  while  the  Guest  rooms  have  afforded 
a  temporary  hospitality  to  constant  relays  of  friends.  Graduates  and  Under- 
graduates, who  come  to  help  or  to  learn  for  a  few  days  at  a  time.  Indeed 
the  "Settlement"  tends  more  and  more  to  become  a  house  of  call  for  earnest 
men  of  all  classes,  drawn  thither  by  their  work,  their  enquiries,  their  friend- 
ships, or  invited  for  the  particular  discussion  of  some  social  problem. 

One  object  at  least  of  the  founders  of  the  Association  has  been  thus 
attained  in  the  intercourse  established  between  the  life  of  our  Universities 
and  the  life  of  our  East  End  citizens.  Meanwhile  Toynbee  Hall  has 
already  succeeded  in  making  its  influence  widely  felt  among  the  crowded 
population  in  whose  midst  it  is  placed.  By  the  working  classes  of  East 
London  it  is  rapidly  being  accepted  as  the  visible  embodiment  of  the 
almost  legendary  life  and  culture  of  the  old  Universities. 

It  would  take  too  long  to  enumerate  in  detail  all  the  educational  and 


•  The  Bentals  paid  by  them  vary  accordinfj  to  accommodation.  They  average  about  £1 
weekly.  The  arranKemenUt  for  Itoanl  and  .Service  are  managed  by  a  Committee  of  the 
IteaideDta  and  antouni  to  about  26  ahiUiagii  s  week  more. 


The  Work  of  Toynbee  Hall.  61 

social  work  in  which  the  residents  are  engaged.  They  themselves  possihly 
would  feel  they  had  won  Buccess  in  the  degree  to  which  they  had  kindled 
local  opinion  and  enlisted  in  every  kind  of  public  undertaking  the  inde- 
pendent co-operation  of  their  neighbors.  The  residents  would  judge  them- 
selves not  so  much  by  what  they  do,  as  by  what  they  establish ;  not  by  the 
results  which  they  could  report,  as  by  the  spirit  they  have  engendered.  It 
is  not,  we  believe,  through  external  interference,  but  through  the  develop- 
ment of  individual  character,  through  the  kindling  of  local  opinion,  through 
the  education  of  civic  spirit,  and  the  direction  of  local  energies,  that  ground 
can  be  permanently  gained.  In  a  democratic  country  nothing  can  be  firmly 
achieved  except  through  the  masses  of  the  people.  Legislation  may  strike 
off  the  shackles  of  evil  custom,  and  may  supply  methods  of  action,  but  when 
the  people  is  enthroned,  it  is  impossible  to  establish  permanently  a  higher 
political  life,  or  a  more  perfect  social  organization  than  the  people  crave 
for.  Every  social  question  has  thus  a  moral  question  behind.  Apathy,  iso- 
lation, ignorance,  selfishness  in  the  masses — these  are  the  powers  of  resist- 
ance to  be  vanquished  before,  by  any  chance,  a  self-governed  people  can 
possibly  come  to  be  a  well-governed  people. 

It  is  not  therefore  so  much  by  what  they  have  done  that  the  residents 
would  coimt  their  days,  as  by  what  they  may  have  led  others  to  do.  Has 
any  one,  coming  to  Toynbee  Hall  whether  as  boy  or  man,  as  a  student,  as 
a  guest,  or  as  a  coadjutor  in  some  social  undertaking,  gained  an  idea  or  a 
method,  a  belief,  a  sympathy  or  a  principle  which  will  take  its  own  root  in 
him  and  bring  forth  fruit  for  others'  service?  Has  any  one  coming  from 
East  London  or  West  become  inspired  with  a  higher  sense  of  personal  and 
civic  duty,  with  a  fuller  faith  of  what  can  be  attained  by  the  fellow-service 
of  fellow-citizens,  and  by  an  insight  into  the  possibilities  and  the  methods 
of  social  CO  operation?  Above  all,  has  any  one  coming  to  Toynbee  Hall, 
whether  rich  or  poor,  found  there  new  sympathies,  interests,  and  friend- 
ships, and  left  it  with  his  old  sense  of  class  distinctions,  class  prejudices, 
and  class  antagonisms  effaced,  in  a  deeper  conviction  of  human  brotherhood 
and  in  the  acknowledgment  of  a  common  responsibility  for  the  common 
goixi? 

Such  at  least  would  be  our  hope.  How  far  realized  we  cannot  judge. 
We  can  only  indicate  a  few  of  the  tangible  undertakings  which  have  begun 
to  take  root  at  Toynbee  Hall. 

Not  only  has  the  Hall  lKH?ome  the  centre  of  educational  effort  and  social 
life  in  Whitechai)el,  but  its  nieml>ers  have  gone  out  to  take  their  share  in 
the  local  government  of  the  district  and  in  all  the  various  forms  of  public 
work,  to  which  the  manifold  neecis  of  a  poor,  populous,  and  neglected  neigh- 
borhood give  occasion. 

The  public  rooms  of  the  Hall  have  become  an  arena  for  the  diHCiission  of 
every  kind  of  view,  and  a  meeting  place  for  every  class.  They  have  also 
been  made  a  social  centre  for  every  branch  of  East  End  life  and  work,  where 
our  hospitalities  have  been  extended  to  co-operatore,  workmen's  clubs  of  all 


62  The  Work  of  Toynhee  Hall 

kinds,  students  of  every  degree,  elementary  teachers  and  the  representatives 
of  every  social  movement  amongst  the  people  around.  It  is  no  exaggeration 
to  say  that  many  thous;inds  of  our  poorer  fellow-citizens,  to  whom  Toynbee 
Hall  was  dediraled  by  the  Universities  four  years  ago,  have  found  recreation 
and  benefit  in  the  rooms  established  for  their  use  and  entertainment. 

On  the  educational  side  Toynbee  Hall  has  been  made  the  most  prominent 
centre  of  "  University  Extension  "  in  East  London.  A  free  students'  library 
has  been  built  auvl  tilled  with  books  and  readers,  lectures  and  reading  clubs 
ranging  over  the  most  varied  subjects  of  moral,  literary  and  scientific  inter- 
est have  been  instituted.  Technical  classes  have  been  established,  nmsical 
societies  have  been  formed,  and  above  all  the  elementary  schoolmasters  and 
pupil  teachers  of  the  neighborhood,  upon  whom  depends  the  future  of  the 
rising  generation  of  citizens,  have  been  welcomed  to  the  society  and  the 
educational  advantages  of  the  Hall. 

The  educational  associations  which  have  gathered  around  us,  besides 
promoting  knowledge  and  developing  intellectual  interest,  have  created  a 
spirit  of  comradeship  among  the  students,  inspiring  them  with  a  healthy 
sense  of  being  fellow  laborers  in  a  great  cause.  Some  of  the  most  zealous 
local  studenta,  who  are  already  more  or  less  at  home  in  Toynbee  Hall,  have 
taken  up  residence  under  academic  discipline  in  "  Wadham  House,"  an 
adjacent  building  provided  for  the  purpose  by  residents  and  their  friends. 
Earning  their  living  during  the  day,  in  the  evening  they  pursue  their 
studies  in  connection  with  our  varied  educational  classes,  and  also  take  their 
part  in  its  social  work.  The  home  thus  offered  to  men  who  have  to  make 
their  own  fight  for  each  step  in  self-improvement,  introduces  into  the  heart 
of  East  London  the  elements  of  an  intellectual  society,  and  it  promises  to 
form  an  independent  centre  of  energetic  practical  citizenship. 

It  may  afford  some  insight  into  the  magnitude  and  variety  of  the  claims 
made  upon  the  time  and  energy  of  the  inmates  of  Toynbee  Hall,  to  give  a 
summary  of  the  work  done  by  one  of  their  number,  though  most  of  them 
have  their  own  employments  which  limit  their  energies  within  bounds 
somewhat  more  circumscribed.  Besides  conducting  a  class  of  University 
Extension  Students  in  popular  Ethics,  another  of  Pupil-teachers  in  English 
Literature,  a  class  of  workingmen  in  lolilical  Economy,  and  a  Sunday  Bible 
Class  of  members  of  the  St.  Jude's  Juvenile  Association,  the  resident  in 
question  acted  as  Secretary  to  one  of  the  Local  Committees  of  the  Charily 
Organization  Society,  as  Secretary  to  a  Ward  Sanitary  Aid  Committee,  as 
a  School  Board  Manager,  and  finally  as  a  member  of  the  Board  of  Guardi- 
ans. In  each  of  these  capacities  he  foimd  new  fields  of  work  opening  out 
before  him.  The  Political  Economy  Class  served  as  the  nucleus  of  a  body 
of  workmen,  who,  as  members  of  relief  committees  and  as  managers  of  the 
newly-started  Recreative  Evening  Classes  in  Board  Schools,  have  begun  to 
do  excellent  service  in  charitable  and  educational  administration,  and  have 
thus  given  practical  evidence  of  the  possibility  of  developing  among  the 
artisans  of  East  London  that  spirit  of  citizenship— a  very  different  thing 


The  Wo)'k  of  Toipibee  HaU,  63 

from  political  partizanship— which  it  should  be  the  object  of  all  true 
reformers  to  call  into  existence  among  the  body  of  the  i>eople.  In  addition 
to  these  numerous  undertakings,  in  all  of  which  his  eflbrts  have  been 
directed  to  evoking  the  co-operation  of  the  people  themselves,  the  resident 
in  question  has  found  time  to  devoJe  many  evenings  to  a  boys'  club,  where 
boxing  and  single-stick  have  been  substituted  for  mere  horse-play  with 
excellent  effect  upon  the  conduct  and  l>earing  of  the  lads.  He  has  also 
takt-n  a  part  in  organizing  foot-ball  among  the  Board  Schools  of  the  district. 

Records  of  similar,  though  in  each  case  individual  and  distinctive,  activity 
might  be  given  with  respect  to  other  residents,  but  it  is  only  possible  to 
notice  some  of  the  principal  results.  The  "  Whittington,"  a  club  and  home 
for  street  boys,  was  opened  in  1885  by  Prince  Edward  of  Wales.  It  has 
<lone  much  useful  work,  and  a  cadet  corps  of  Volunteers  has  been  formed 
there.  An  effort  has  been  made  to  unite  the  boy  pupil-teachers  of  all  the 
London  Elementary  Schools  into  one  community,  and  by  the  agencies  of 
cricket,  rowing,  and  debating  clubs,  to  kindle  amongst  them  that  egprit  de 
corps  which  so  strengthens  the  morale  of  our  higher  public  schools.  Numer- 
ous classes  for  pupil-teachers  are  conducted  by  members  of  the  Hall,  in  all 
of  which  the  object  kept  in  view  is  not  so  much  to  increase  the  information 
of  the  already  over-crammed,  as  to  quicken  their  intellectual  interest  and 
widen  their  sympathies. 

The  Sanitary  Aid  Committee,  which  has  its  head-quarters  at  Toynbee 
Hall,  has  resulted  not  only  in  the  renioval  of  a  number  of  specific  nuisances, 
but  in  greater  vigilance  both  on  the  part  of  the  landlords  and  of  the  local 
authorities  with  regard  to  the  condition  of  tenement  houses.  The  oppor- 
tunity which  the  visitors  gain  of  becoming  acqnninted  with  the  lives  of  the 
people  and  of  entering  into  friendly  relations  with  them  is  a  secondary  but 
valuable  result. 

Such  are  some  of  the  undertakings  whicli  now  centre  round  Toynbee 
Hall.  It  is  an  enterprise  which  if  patiently  and  loyally  maintained  and 
effectively  developed  cannot  but  beget  experience  v.hich  will  react  most 
practically  upon  the  thought  of  the  educated  classes  on  whom  in  a  demo- 
cratic country  falls  so  deep  a  responsibility  for  local  and  central  good  gov- 
ernment. The  present  residents  at  Toynbee  Hall  are  we  hoi)e  the  pioneen* 
of  a  permanent  movement  re-establishing  amongst  the  leisured  classes  the 
sense  of  their  civic  obligations.  In  the  meetings  which  are  held  in  the 
various  Colleges  in  support  of  the  work,  the  interest  of  the  undergraduates 
is  attracted  to  the  social  questions  which  confront  their  representatives  in 
Wliitcchapel,  and  seed  is  sown  which  will  bear  fruit  in  years  to  come,  when 
the  undergraduates  of  to-day  become  the  administrators,  the  landlords,  the 
journalists,  the  law  makers,  the  public  opinion  of  their  time.  Later  as 
these  tmdergraduates  leave  the  university,  Toynbee  Hall  offers  to  all  an 
opportunity  of  dire<t  personal  experience  of  social  problems,  and  a  channel 
for  the  expression  of  every  social  sympathy.  These  are  among  the  advan- 
tages with  which  the  movement  has  endowed  the  Uaiversities.    Yet  on  the 


64  The  Work  of  Toynhee  HaU. 

other  side  we  are  glad  to  realize  how  much  tangible  good  our  fellow  citizens 
have  reaped  in  education,  in  enlightenment,  in  social  stimulus,  in  the 
development  of  local  life  and  the  reform  of  local  evils.  The  principle  of 
personal  service,  personal  knowledge  and  personal  sympathy  remains  the 
key-note  of  every  endeavor.  On  each  side  men  have  learnt  to  appreciate 
each  other  better,  and  many  a  link  of  cordial  and  deep-rooted  friendship, 
ba'^ed  on  common  tastes,  common  associations  and  common  work  for  others' 
good,  now  binds  together  classes  which  had  otherwise  been  strangers,  and 
possibly  antagonists. 

Philip  Lyttelton  Gell,  M.  A., 
Chairman  of  the  Council. 
Clarendon  Press  and  Balliol  College,  Oxford. 


THE  NEIGHBORHOOD  GUILD  IN  NEW  YORK. 
By  Charles  B.  Stover,  A.  B. 

An  apology  for  appending  to  the  foregoing  narrative  of  the  splendid 
achievements  of  Toynbee  Hall  an  account  of  the  small  doings  of  the 
Neighborhood  Guild  is  supplied  first,  by  the  fact,  that  in  some  measure 
the  desc-ent  of  the  Neighborhood  Guild  is  traceable  to  Toynbee  Hall,  and 
secondly,  by  the  endeavors  of  the  Guild  to  become  the  To3rnbee  Hall  of 
New  York  City. 

The  Neighborhood  Gaild  was  founded  by  Mr.  Stanton  Coit  early  in  1887, 
at  146  Forsyth  St.,  New  York.  After  a  residence  of  several  weeks  among 
the  tenement-house  people,  face  to  face  with  the  great  problems  presented 
by  their  lives,  Mr.  Coit  began  his  work  of  reform  in  a  tentative  manner,  by 
inviting  to  his  own  cheerful  apartments  a  club  of  half  a  dozen  boys,  who 
had  been  meeting  in  the  dismal  room  of  a  poor  old  blind  woman.  These 
boys  brought  in  others,  and  soon  Mr.  Coit  felt  encouraged  to  rent  the  base- 
ment of  the  tenement,  in  which  he  lived,  for  a  club-room.  Here  the  boys, 
or  young  men,  their  average  age  being  eighteen  years,  were  organized  into 
a  club.  And  afterwards,  as  the  necessary  volunteer  workers  were  secured, 
three  other  clubs  were  formed,  one  consisting  of  young  women,  another  of 
little  boys,  and  the  last,  of  little  girls.  A  kindergarten  also  was  established 
at  an  early  date.  These  various  organized  bodies  of  young  people  together 
form  the  Neighborhood  Guild.  Its  motto  is:  "  Order  is  our  Basis;  Improve- 
ment our  A  im  ;  and  Friendship  our  Principle.** 

In  the  second  year  of  the  Guild's  history,  the  formation  of  a  similar  set 
of  clubs  was  undertaken  in  Cherry  St.,  and  now  is  being  carried  on  with 
Buch  ease  that  our  caustics  in  the  air  become  less  insubstantial,  and  our 
hope  grows  firmer  that  the  Guild  may  multiply  its  clubs  on  all  sides,  until, 
let  us  say,  they  shall  be  found  in  every  election-district  of  our  city  ward. 
Then,  when  the  whole  people  shall  be  organized  for  reform,  when  all  the 
latent  love  of  the  beautiful  and  the  right  which  the  coarseness  of  tenement- 
house  life  and  the  cares  of  poverty  blast  and  make  unfruitful,  shall  be 
stirred  up  and  develoi)ed  by  extensive  cooperation  for  individual  and  social 
progress,  then  shall  the  workers  for  righteousness  strive  to  some  purpose. 
But  now  the  workers  of  iniquity  flourish.  The  poor  people  of  our  district 
are  represented  in  the  State  A»^mbly  by  one  of  the  most  notorious  scamps 
in  the  history  of  New  York  politics, — a  saloon-keeper,  a  gambler,  a  friend 
of  "crooks"  and  a  tool  of  lobbyists.  Four  times  in  sucoession  this  law- 
breaker has  been  elected  a  law-maker  of  the  Sute  of  New  York.  "He 
6  66 


66  The  Neighborhood  Guild  in  New  York, 

knows  every  man,  woman,  and  child  in  the  ward."  There  is  the  secret  of 
his  i>ower.  So  says  one  of  his  *'  heelers."  Verily  the  children  of  this  world 
are  wiser  in  their  methods  of  work  than  the  children  of  light. 

Thus  to  organize  the  young  i)eople  into  numerous  cluhs  is  to  take  advan- 
tage of  their  social  instinct  which,  in  our  tenement-house  district,  is  already 
finding  its  gratification  in  countless  "  Pleasure  Clubs,"  the  height  of  whose 
ambition  is  a  chowder-party  in  summer  and  a  ball  in  winter.  These 
Pleasure  Clubs  encourage  lavish  expenditure  of  small  earnings,  vulgarize 
the  tastes,  and  readily  become  centres  of  political  jobbery.  The  Neighbor- 
hood Guild  Clubs  are  designed  to  encourage  thrift  and  fellow-helpfulness, 
to  purify  and  exalt  the  tastes,  to  excite  opposition  to  all  forms  of  injustice, 
and  to  kindle  devotion  to  the  common  weal. 

I  shall  write  but  briefly  of  the  Guild's  forms  of  entertainment  and  educa- 
tion, which  for  the  most  part  are  those  employed  at  Toynbee  Hall  and  in 
the  "Annexes"  of  modern  churches;  and  then  more  fully  of  the  Guild  as 
a  College  or  University  Settlement.  Kach  club  meets  twice  a  week.  In  the 
older  clubs  one-fourth  of  the  income  from  the  weekly  fee  of  ten  cents  is 
spent  for  the  relief  of  the  sick  and  the  poor.  It  is  our  endeavor  also  to 
have  the  clubs  bear  a  portion  of  the  expense  of  practical  reforms.  They 
bore  one-third  of  the  exijcnse  of  keeping  our  street  clean  during  the  summer 
The  Kindergarten,  in  charge  of  two  well-trained  teachers,  gleams  like  a 
fairy-land  amid  the  gloomy  and  depressing  tenements.  Of  the  fifty  children 
in  attendance  at  the  close  of  last  session,  but  three  are  in  this  year's  class. 
This  may  be  largely  ascribed  to  the  removal  of  families,  which  among  the 
poor  of  the  city  so  often  interrupts  good  influences.  The  untamed  small 
boys,  though  long  su!  jected  to  our  strongest  subduing  forces,  are  still  sadly 
l)rone  to  remind  us,  that  for  them,  to  be  noisy  is  to  be  happy.  They  tire  of 
every  game  but  base-ball.  The  piano  and  song  are  great  aids  to  composing 
their  wild  spirits.  The  chief  instruction  given  tiie  two  girls'  clubs  is  in 
housewifely  duties.  The  lari^er  girls  have  been  carefully  trained  in  hand- 
sewing,  including  the  art  of  fine  embroidery.  Several  times  they  have 
cooperated  with  the  young  nien's  chib  in  getting  up  musical,  literary,  and 
theatrical  entertainments.  The  young  men  have  received  the  most  varied 
instruction,  embracing  clay-modelling,  wood-carving,  debating,  public  decla- 
mation, parliamentary  practice,  singing,  drawing,  gymnastic  and  military 
drilling.  Numerous  desidtory  lectures  have  been  delivered.  At  present  a 
somewhat  systematic  efl<)rt  is  being  made  to  give  them  a  grasp  of  the  lead- 
ing phases  of  the  world's  history.  Several  classes  in  elementary  studies 
have  been  formed. 

Our  *'  Dancing  Evening,"  for  a  while  weekly,  then,  as  our  more  serious 
work  increased,  semi-monthly,  is  to  be  reckoned  among  the  educational,  as 
well  as  among  the  entertaining,  meetings  of  the  Guild.  Only  an  ignorant 
fanatic  could  say  that  by  permitting  the  young  men  and  the  young  women 
to  dance  together,  we  are  training  them  for  the  Bowery  dance-halls.  People 
of  common  sense,  with  no  slight  disapproval  of  dancing,  have  come  here 


The  Neighborhood  Guild  in  New  York.  67 

and  for  a  long  while  observed  its  effects  upon  these  yonng  people,  and  now 
unhesitatingly  declare  that  these  social  meetings,  always  under  the  super- 
vision of  some  of  the  Guild's  workers,  have  proved  a  school  of  graceful, 
modest,  and  chivalrous  manners,  all  the  corrupting  influences  of  dance-hall 
and  fashionable  ball  to  the  contrary  notwithstanding. 

In  the  summer-time,  to  a  limited  extent  the  clubg  leave  the  city  for  a 
breath  of  fresh  air.  The  little  girls,  in  several  parties,  spent  a  week  at  the 
country  home  of  their  teacher.  Very  generous  invitations  were  extended 
to  the  young  women's  club  to  spend  a  week  or  more  at  the  sea-shore,  and  to 
the  young  men's  club  to  summer  in  the  Cat«kills ;  but  not  one  of  the  young 
men  could  leave  the  city,  and  only  three  of  the  young  women  could  go  away, 
chiefly  because  their  employers  would  not  grant  them  leave  of  absence. 
Several  excursions  of  a  day  have  been  made  by  two  or  more  of  the  clubs  to 
the  shores  of  Staten  Island,  where  bathing,  boating,  and  athletic  sports 
afforded  grateful  recreation. 

The  work  of  the  Guild,  as  thus  outlined,  is  carried  on  in  the  main  by 
volunteer  worker:*,  who  in  this  second  year  of  the  Guild's  history  numbered 
twenty-two,  one-half  ladies  and  one-half  gentlemen.  Of  these  workers  the 
great  majority  are  up-town  residents,  wiio  come  to  the  Guild  an  evening  or 
two  every  week.  They  bring  with  them  gentleness,  kindness,  culture, 
knowledge,  a  rich  store  of  human  sympathy,  and  open  eyes  to  discern  the 
signs  of  the  times.  These  are  some  of  the  strands  which  help  to  bridge 
over  that  angry  flood  of  passions  which  is  ever  tending  to  sweep  the  social 
classes  farther  apart.  The  Guild  is  not  tainted  with  fashionable  "slum- 
ming." A  little  of  its  work  has  been  done  up  town.  One  lady  in  her  own 
liome  instructed  a  young  man  in  piano-playing  and  singing;  another  in  her 
own  home  instructed  a  girl  in  embroidering;  and  still  another  gave  lessons 
in  wood-carving  to  three  young  men.  Would  there  were  more  such  inter- 
course between  up-town  people  ami  tenement-house  people!  The  Guild 
aims  to  be  a  mediator  between  the  cultured  and  the  uncultured,  between 
the  gifted  and  the  ungifted.  Yc  that  have  talent**,  why  not  impart  to 
him  that  has  none?  What  a  university  might  be  established  in  this  city, 
its  curriculum  perhaps  not  as  varied  as  that  of  a  regular  university,  but 
possessing  an  unrivalled  endowment  of  saving  social  forces,  if  a  thousand 
young  men  and  women  from  the  tenement-houses  were  welcomed  weekly 
into  as  many  different  homes  of  the  up-town  people,  there  to  receive  some 
acquirement  from  more  gifted  fellow-creatures  I 

The  Guild's  most  distinctive  feature  is  found  in  ita  College  men,  resident 
together  in  a  tenement-liouse.  Of  these  there  have  been  five, — Mr.  Stanton 
Coit,  Ph.  D.  (Berlin  Univ.),  Mr.  E.  8.  Forbes,  and  Mr.  W.  B.  Thorp,  all 
Amherst  graduates;  Mr.  M.  I.  Swift,  Ph.  D.  (Johns  Hopkins  University), 
a  Williams  graduate,  and  the  writer,  a  I.4ifayette  graduate.  Three  of  these 
men  have  been  Htudents  at  the  University  of  Berlin.  Mr.  Coit,  during  his 
student  life  abroad,  became  well  ncr|uainted  with  Toynl)ee  Hall,  where  he 
was  enriched  with  new  ideas  and  impulses.    HoweTer,  his  prime  endeavor 


6^  The  Neighborhood  Guild  in  New  York. 

here  seems  to  have  been  not  to  model  the  Guild  after  Toynbee  Hall,  viewed 
as  a  University  Settlement,  but  rather,  in  accordance  with  his  own  ethical 
system,  so  to  organize  the  people  around  the  family,  as  the  unit,  as  to  origi- 
nate forces  of  social  regeneration.  This  organization  has  not  extended  to 
the  parents.  In  describing  his  work  among  the  young,  Mr.  Coit  has  said 
that  he  resolved  to  do  for  them,  what  parents  of  wealth  and  leisure  would 
do  for  their  children.  Also  another  Guild  resident  came  in  contact  with 
Toynbee  Hall  while  abroad,  and,  at  the  first  moment  of  his  acquaintance 
with  the  Guild,  became  attached  to  it  by  the  expectation  of  its  becoming 
another  Toynbee  Hall.  I  well  remember  when  in  May,  1887,  I  asked 
Mr.  Coit  whether  such  might  not  be  the  development  of  the  Guild,  he 
replied,  "  Will  you  help  to  make  it  a  Toynbee  Hall."  He  made  special 
trips  to  Amherst  and  Johns  Hopkins  to  enlist  men  in  the  movement.  Mr. 
Swift,  for  whom  the  idea  of  a  People's  University  had  great  attractions, 
helped  along  the  Toynbee  Hall  movement  here  by  his  successful  manage- 
ment of  a  Social  Science  Club,  in  which,  to  a  limited  extent,  workingmen 
were  brought  in  contact  with  University  men. 

Let  us  notice  some  of  the  reasons  for  developing  the  Neighborhood  Guild 
into  a  Toynbee  Hall.  First.  There  is  a  numerous  class  of  educated  young 
men,  who  are  deeply  interested  in  the  social  problems  of  to-day,  their  sympa- 
thies for  human  suffering  the  warmest,  who  yet  would  be  hampered,  if  put 
in  ecclesiastical  leading-strings.  Such  would  find  a  field  of  labor  in  a 
Toynbee  Hall.  Let  it  not  be  thought,  that  I  presume  to  speak  to  the  dis- 
credit of  the  Church.  I  am  regarding  her  conservatism  in  methods  of  work 
simply  as  a  matter  of  fact,  which  exercises  a  decided  influence  over  the 
career  of  many  a  young  man.  I  know  that  one,  inspired  by  the  love  of  Christ 
and  his  fellowmen,  applied  for  work  to  a  person  in  authority  in  city  evan- 
gelization, and  was  dismissed  with  the  rash  words:  "The  Lord  God  has  no 
work  for  you  to  do ; "  because,  forsooth,  his  theology  seemed  "wishy-washy" 
to  the  rigid  dogmatist.  Such  a  young  man  is  welcome  here.  Not  because 
the  Guild  has  a  liking  for  vague  theology,  but  because  it  believes  that  this 
world  is  too  badly  off  to  afford  to  let  a  single  spark  of  enthusiasm  for 
humanity  be  quenched. 

Further,  a  Toynbee  Hall  could  easil^j  approach  the  workingman,  who  is 
now  estranged  from  the  Church.  Ex-Pres.  McCosh  has  lately  said  that 
when  he  first  visited  our  country,  he  was  often  asked,  "  What  do  you  think 
of  our  congregations?"  and  he  answered,  "I  think  much  of  them,  but 
where  are  your  lal)oring  classes?"  and  he  adds,  "Where  is  the  laboring 
man  in  our  Churches?  is  the  question  I  am  still  putting,  seeking  an  answer." 
It  should  also  be  noticed  that  the  Church  is  much  estranged  from  the  tene- 
ment-house districts.  As  the  Churgh  is  doing  very  little  for  the  down-town 
people,  a  University  Settlement  would  here  find  a  large  field  of  labor.  These 
people  should  not  be  utterly  forsaken.  According  to  the  New  York  "City 
Mission  Monthly,"  in  our  ward,  the  10th,  the  population  is  47,554,  and  the 
number  of  churches  and  chapels,  five.    And  according  to  Dr.  Josiah  Strong, 


The  Neif/hborhood  Guild  in  New  YorL  69 

while  the  increase  in  the  population  of  New  York  City,  since  1880,  was 
300,000,  the  increase  in  the  number  of  churches,  during  the  same  period, 
was  only  four.  I  do  not  wish  to  imply  that  a  Toynbee  Hall  would  be  a 
complete  substitute  for  the  vanislied  churches;  but  would  anyone  deter 
another  from  pouring  balm  upon  a  cut  finger,  because  there  is  no  surgeon 
at  hand  to  remove  some  internal  cancer?  So  I  believe  in  this  Univei*sity 
movement,  because  it  does  benefit  men.  How  far  it  falls  short  of  blessing 
and  regenerating  the  entire  man  does  not  enter  into  consideration  now. 
Tnis  is  the  Guild's  relation  to  the  Christian  Church.  Never,  not  even  when 
Mr.  Coit  was  here,  was  the  Guild  antagonistic  to  the  Church.  I  say,  not 
even  when  Mr.  Coit  was  here;  for  his  late  position,  as  Assistant  Lecturer 
to  the  New  York  Society  for  Ethical  Culture,  seems  to  have  created,  in  some 
minds,  the  impression  that  this  Guild  is  a  work  of  that  Society,  and  that  the 
spirit  of  Ethical  Culture,  with  its  pronounced  repudiation  of  all  theology, 
rules  in  the  Guild.  These  notions  are  utterly  false.  The  personal  help  of 
Christians  in  the  Clubs  was  always  welcomed  by  Mr.  Coit;  and  we  have 
even  been  scrupulous  enough  to  hold  all  our  meetings  on  week-days,  that 
on  Sunday  no  member  of  the  Clubs  might  be  withdrawn  from  attendance 
on  Sunday  School  or  Church. 

Further,  various  educational,  sanitary,  social,  and  political  reforms  could  bo 
undertaken  by  a  Toynbee  Hall  with  fewer  restraints  than  they  could  by  the 
Church.  Certainly  in  political  action  it  could  engage  with  a  freedom  to 
which  the  Church  is  a  stranger.  From  a  Toynbee  Hall  might  proceed  a 
thorough  purification  of  this  sink  of  political  corruption.  Persons  resident 
here  would  acquire  that  familiarity  with  the  men  and  the  affairs  of  the 
district  which  is  so  necessary  for  a  successful  reform  movement.  Our  local 
"boss"  says:  "We  will  not  allow  the  residents  of  Murray  Hill  to  dictate 
to  us."  May  the  time  come  when  a  large  band  of  intelligent,  fearless,  and 
public-spirited  young  men,  residents  here,  shall  labor  perseveringly  for  the 
purity  of  the  ballot  and  the  dethronement  of  the  corrupt  "  bosses  1 " 

Something  may  be  said  also  in  favor  of  such  a  University  Settlement 
from  a  purely  intellectual  point  of  view.  That  the  University-bred  mind 
would  itself  be  profited  by  frequent  contact  with  the  masses  of  a  great  city 
no  one  doubts.  But  very  generally  it  is  supposed  that  the  University-bred 
mind  is  altogether  unsuited  to  instruct  and  inspire  the  masses.  I  remember 
that  once  in  a  Social  Science  Club,  made  up,  according  to  the  Club's  par- 
lance, of  proletaires  and  professor.^,  a  University  man,  having  alluded  to  the 
difficulty,  which  a  person  like  himself  has  in  reaching  the  understanding 
of  the  people,  a  workingman  remarked, — "I  once  heard  Huxley  lecture 
and  had  no  difficulty  in  understanding  him."  Does  the  multitude  have 
any  difficulty  in  understanding  the  political  addresses  of  our  leading 
lawyers  and  statesmen?  Is  the  popular  mind  capable  of  grasping  only 
the  platitudes  of  pettifoggers?  Why  h  it  that  in  New  York  City  the  ablest 
ami  most  attractive  preachers  are  in  the  pulpits  of  the  rich?  If  Christ  and  St. 
Paul  were  here,  would  they  confine  their  preaching  to  wealthy  churches,  and 


70  The  Neighborhood  Guild  in  New  York. 

think  the  poor  of  the  tenements  quite  incapable  of  appreciating  their  ser- 
mons? I  dare  say  that  the  most  powerful  and  popular  of  the  preachers  to 
men  of  wealth  and  culture  could,  with  little  effort,  render  themselves  both 
powerful  and  popular  in  the  slums.  Let  not  the  University  men  be  misled 
by  the  foibles  of  the  Church.  A  great  work  can  be  done  by  them  right  in 
the  heart  of  the  tenements.  That  the  intellectual  barriers  to  their  success 
can  be  overcome,  the  story  of  Toynbee  Hall  amply  testifies. 

May  this  monograph  concerning  Arnold  Toynbee  and  the  accompanying 
sketch  of  the  work  of  Toynbee  Hall  incite  many  an  American  student  to  a 
similar  work  in  his  own  land  t 


II-III 


The  EstaWistmieQt  of  Miinicipal  Government 


IN 


SAN  FRANCISCO 


JOHNS  HOPKINS  UNIVERSITY  STDDIES 

IN 

Historical  and  Political  Science 

HERBERT  B.  ADAMS,  Editor 


Hist 017  is  past  Politics  and  Politics  present  History  — ^eewMm 


SEVENTH   SERIES 
II-III 


The  EstalilisliDieflt  of  Municipal  Goveromeot 


IN 


SAN   FRANCISCO 


By   BERNARD   MOSES,  Ph.  D. 

Pn^f—or  <^f  Hiatory  and  PolUiet  in  ttu  UnivertUy  qf  Cal%^omia 


BALTIMORE 

PUBLIOATIOir  AOBMCT  OF  THE  JoiIHS   H0PKIW8  UXIVKBSITr 

February  And  M»roh,  1880 


Copyright,  1888,  by  N.  Murray. 


JOHN  MURPHY  A  CO.,  PRINTERS, 
BALTIMORE. 


THE   ESTABLISHMENT 

OF 

MUNICIPAL  GOVERNMENT  IN  SAN  FRANCISCO. 


The  events  associated  with  the  establishment  of  a  municipal 
government  in  San  Francisco  extend  over  three  quarters  of  a 
century,  from  the  foundation  of  the  Spanish  pueblo,  in  1776, 
to  the  adoption  of  the  city  charter  passed  by  the  first  legisla- 
ture of  the  State  of  California,  in  1851.  Within  this  time  it 
is  possible  to  observe  three  somewhat  clearly  defined  periods. 
The  first  is  the  period  of  Spanish  settlement  and  stagnation ; 
the  second  is  the  period  of  transition,  extending  from  the 
Conquest  to  the  adoption  of  the  charter  of  1850;  the  third 
period  ends  with  the  adoption  of  the  charter  of  1851. 

I. 

The  site  of  San  Francisco  was  first  trodden  by  Europeans 
in  the  autumn  of  1769.  At  the  same  time,  the  bay  of  San 
Francisco  was  discovered.  About  three  years  later,  in  the 
spring  of  1772,  Pedro  Fages  and  his  followers  looked  out 
through  the  Golden  Gate  from  the  foot-hills  of  Berkeley. 
Towards  the  end  of  1774,  Bucareli,  the  viceroy  of  Mexico, 
wrote  to  Rivera  and  Serra  that  he  intended  to  establish  a 
presidio  at  San  Francisco,  and  by  an  order  dated  November 
12,  1775,  he  gave  directions  for  the  foundation  of  a  fort, 
presidio,  and  mission  on  the  bay  of  San  Francisco.  On  the 
12th  of  June,  1776,  an  overland  expedition  left  Monterey  to 

6 


6  The  Establishment  of  Municipal  Government         [76 

carry  out  the  order  of  the  viceroy.     It  was  composed  of  the 
lieutenant  commanding,  Don  Jos6  Moraga,  one  sergeant,  six- 
teen soldiers,  seven  settlers — all  married  men  with  their  fam- 
ilies— and  a  number  of  other  persons,  as  servants,  herdsmen, 
and  drovers,  who  drove  the  two  hundred  head  of  neat  cattle 
for  the  presidio,  and  the  pack  train  with  provisions  and  neces- 
sary equipage  for  the  road.^     They  arrived  on  the  27th  of 
June.     The  rest  of  the  equipment  was  sent  from  Monterey 
by  sea  in  the  vessel  "San  Carlos,"  which  arrived  on  the  18th 
of  August.     The  site  of  the  presidio  having  been  determined, 
several  rude  buildings  were  erected.    These  were  a  storehouse, 
a  chapel,  the  commandants  dwelling,  and  dwellings  for  the 
soldiers  and  their  families.     The  ceremony  of  taking  formal 
possession  followed  on  the  17th  of  September.    Father  Palou, 
one  of  the  two  priests  who  had  been  sent  with  the  expedition 
to  establish  a  mission  at  San  Francisco,  thus  records  the  event 
in  which  he  was  a  principal  actor  :  "  We  took  formal  posses- 
sion of  the  presidio  on  the  seventeenth  day  of  September,  the 
anniversary  of  the  impressions  of  the  wounds  of  our  Father 
San  Francisco,  the  patron  of  the  presidio  and  mission.    I  said 
the  first  mass,  and  after  blessing  the  site,  the  elevation  and 
adoration  of  the  Holy  Cross,  and  the  conclusion  of  the  service 
with  the  Te  Deum,  the  officers  took  formal  possession  in  the 
name  of  our  sovereign,  with  many  discharges  of  cannon,  both 
on  sea  and  land,  and  the  musketry  of  the  soldiers."  ^     The 
seventeenth  of  September,  1776,  may  therefore  be  set  down 
as  the  date  of  the  foundation  of  San  Francisco.     The  cere- 
monies attending  the  foundation  of  the  mission  at  San  Fran- 
cisco were  held  on  the  9th  of  the  following  October. 

From  this  beginning  grew  the  town  or  pueblo  of  San  Fran- 
cisco, which,  like  the  pueblo  of  San  Diego,  Santa  Barbara, 
or  Monterey,  was  an  off-shoot  of  a  presidio.     It  is  to  be  dis- 


*  Palou,  "  Vida  de  Junipero  serra,"  cap.  xlv ;  also,  Palou,  "  Noticias  de 
la  Nueva  California,"  Parte  Cuarta,  cap.  xviii. 
'  Palou,  "  Vida  de  Junipero  Serra,"  cap.  xlv. 


77]  In  San  Francisco,  7 

tinguished  from  two  other  classes  of  pueblos,  namely,  those 
pueblos  which  were  founded  as  such,  and  those  which  grew 
out  of  mission  establishments.  Vancouver  has  given  a  de- 
scription of  the  presidio  as  it  appeared  in  1792,  sixteen  years 
after  its  foundation.  "  Its  wall,  which  fronted  the  harbor,  was 
visible  from  the  ships ;  but  instead  of  the  city  or  town,  whose 
lights  we  had  so  anxiously  looked  for  on  the  night  of  our 
arrival,  we  were  conducted  into  a  spacious  verdant  plain,  sur- 
rounded by  hills  on  every  side,  excepting  that  which  fronted 
the  fort.  The  only  object  of  human  industry  which  presented 
itself  was  a  square  area,  whose  sides  were  about  two  hundred 
yards  in  length,  inclosed  by  a  mud  wall,  and  resembling  a 
pound  for  cattle.  Above  this  wall  the  thatched  roofs  of  their 
low,  small  houses  just  made  their  appearance.  Their  houses 
were  all  along  the  wall,  within  the  square,  and  their  fronts 
uniformly  extended  the  same  distance  into  the  area,  which  is 
a  clear,  open  space,  without  building,  or  other  interruptions. 
The  only  entrance  into  it  is  by  a  large  gateway ;  facing  which, 
and  against  the  center  of  the  opposite  wall  or  side,  is  the 
church ;  which,  though  small,  was  neat  in  comparison  to  the 
rest  of  the  buildings.  This  projects  further  into  the  square 
than  the  houses,  and  is  distinguishable  from  the  other  edifices 
by  being  white-washed  with  lime  made  from  seashells;  lime- 
stone or  calcareous  earth  not  having  yet  been  discovered  in  the 
neighborhood.  On  the  left  of  the  church  is  the  command- 
ant's house,  consisting,  I  believe,  of  two  rooms  and  a  closet, 
which  are  divided  by  massy  walls,  similar  to  that  which  incloses 
the  square,  and  communicating  with  each  other  by  very  small 
doors.  Between  these  apartments  and  the  outward  wall  was 
an  excellent  poultry  house  and  yard,  which  seemed  pretty  well 
stocked ;  and  between  the  roof  and  the  ceilings  of  the  rooms 
was  a  kind  of  lumber  garret :  these  were  all  the  conveniences 
the  habitation  seemed  calculated  to  afford.  The  rest  of  the 
houses,  though  smaller,  were  fashioned  exactly  after  the  same 
manner,  and  in  the  winter  or  rainy  seasons  must,  at  the  best, 
be  very  uncomfortable  dwellings.     For,  though  the  walls  are 


8  The  Establishment  of  Municipal  Govemmerd         [78 

a  sufficient  security  against  the  inclemency  of  the  weather,  yet 
the  windows,  which  are  cut  in  the  front  wall,  and  look  into 
the  square,  are  destitute  of  glass,  or  any  other  defense  that 
does  not  at  the  same  time  exclude  the  light. 

"  The  apartment  in  the  commandant's  house  into  which  we 
were  ushered  was  about  thirty  feet  long,  fourteen  feet  broad, 
and  twelve  feet  high ;  and  the  other  room  or  chamber  I  judged 
to  be  of  the  same  dimensions,  excepting  in  its  length,  which 
appeared  to  be  somewhat  less.  The  floor  was  of  the  native 
soil,  raised  about  three  feet  from  its  original  level,  without 
being  boarded,  paved,  or  even  reduced  to  an  even  surface ;  the 
roof  was  covered  with  flags  and  rushes,  the  walls  on  the  inside 
had  once  been  white- washed ;  the  furniture  consisted  of  a  very 
sparing  assortment  of  the  most  indispensable  articles,  of  the 
rudest  fashion,  and  of  the  meanest  kind,  and  ill  accorded  with 
the  ideas  one  had  conceived  of  the  sumptuous  manner  in  which 
the  Spaniards  live  on  this  side  of  the  globe."  ^ 

The  presidio  was  directly  under  military  rule,  and  repre- 
sented the  military  element  in  Spanish  colonization  :  while 
the  pueblo  and  the  mission  represented  the  civil  and  religious 
elements  respectively.  In  the  beginning,  the  officers  of  the 
presidio  of  San  Francisco  were  a  lieutenant  and  a  sergeant, 
assisted  by  a  corporal  or  corporals.^  Lieutenant  Jos4  Moraga 
was  commandant  until  his  death,  in  1785,  and  Pablo  Grijalva 
was  sergeant  until  1787.  In  the  presidial  settlements  of 
Spanish  America  we  observe  the  carrying  out  of  the  Roman, 
rather  than  of  the  British,  system  of  colonization.     The  main 


'  Vancouver,  "A  Voyage  of  Discovery  to  the  North  Pacific  Ocean,  and 
Round  the  World,"  III,  9-12;  Hittell,  1,  551,  583. 

^  De  Mofras,  writing  of  California  between  1840  and  1842,  sets  down  the 
annual  cost  of  maintaining  each  presidio  as  about  $55,000.  Out  of  this  a 
lieutenant  is  paid  $550,  a  health  officer,  $450,  an  ensign,  $400,  a  sergeant, 
$265,  a  corporal,  $225,  and  seventy  soldiers,  $217  each.  Each  soldier  had 
seven  horses  and  a  mule,  kept  on  the  king's  farm.  Artillery  men  were 
furnished  from  the  marine  department  of  San  Bias.  "Exploration  de 
rOregon  et  dea  Californies,"  I,  287. 


79]  In  San  Francisco,  9 

fanction  of  the  presidio  was  to  furnish  military  protection  to 
the  missions,  and  to  such  pueblos  as  were  established  within 
the  limits  of  its  jurisdiction,  either  as  independent  settlements, 
or  as  an  outgrowth  of  the  presidio  itself.  The  abolition  of  the 
presidios  as  military  posts  was  not  thought  of,  because  no  time 
was  foreseen  when  the  country  would  no  longer  need  an  armed 
force.  » 

The  missions,  on  the  other  hand,  were  designed  as  tempo- 
rary establishments.  "  It  was  contemplated,"  says  Judge 
Felch,  "  that  in  ten  years  from  their  first  foundation  they 
should  cease.  It  was  supposed  that  within  that  period  of  time 
the  Indians  would  be  sufficiently  instructed  in  Christianity 
and  the  arts  of  civilized  life,  to  assume  the  position  and  char- 
acter of  citizens ;  that  these  mission  settlements  would  then 
become  pueblos,  and  that  the  mission  churches  would  become 
parish  churches,  organized  like  the  other  establishments  of  an 
ecclesiastical  character,  in  other  portions  of  the  nation  where 
no  missions  had  ever  existed.  The  whole  missionary  estab- 
lishment was  widely  different  from  the  ordinary  ecclesiastical 
organizations  of  the  nation.  In  it,  the  superintendence  and 
charge  was  committed  to  priests,  who  were  devoted  to  the 
special  work  of  missions,  and  not  to  the  ordinary  clergy. 
The  monks  of  the  College  of  San  Fernando  and  Zacatecas,  in 
whose  charge  they  were,  were  to  be  succeeded  by  the  secular 
clergy  of  the  National  Church  ;  the  missionary  field  was  to 
become  a  diocese,  the  president  of  the  missions  to  give  place 
to  a  bishop,  the  mission  churches  to  become  curacies,  and  the 
faithful  in  the  vicinity  of  each  parish  to  become  the  parish 
worshippers."*  "The  Spanish  government,"  says  Hittell, 
"  had  from  the  very  l>eginning  contemplated  secularization  by 
finally  transforming  the  missions  into  pueblos ;  but  the  plan 
was  based  upon  the  idea  of  first  educating  the  neophytes  up 
to  self-sustaining  industry  and  citizenship."*     The  essentially 


*  Opinion  in  the  California  Board  of  Land  Commlnionera,  in  the 
the  Biithop  of  California's  petition  for  the  churches. 
'"Hiatory  of  California,"  I,  607. 


10  The  Establishment  of  Municipal  Government         [80 

temporary  character  of  the  missions  rendered  it  impossible 
for  them  to  acquire  full  ownership  in  the  lands  which  they 
used.  These  lands  "  were  occupied  by  them  only  by  permis- 
sion, but  were  the  property  of  the  nation,  and  at  all  times 
subject  to  grant  under  the  colonization  laws."^ 

The  towns  or  pueblos,  however,  were  looked  upon  as 
permanent  institutions.  The  earliest  towns  of  California 
were  organized  under  the  laws  of  Philip  II.,  which  specified 
two  forms  of  settlements  that  might  participate  in  the  rights 
of  a  pueblo  :  1,  that  made  by  a  person  under  a  contract  with 
the  government ;  2,  that  made  by  a  number  of  private  per- 
sons acting  under  a  mutual  agreement  among  themselves. 
The  conditions  of  the  contract  between  the  founder  of  the 
settlement  and  the  government  were :  "  That  within  the 
period  of  time  which  may  be  assigned  to  him,  he  must  have 
at  least  thirty  settlers,  each  one  provided  with  a  house,  ten 
breeding  cows,  four  oxen,  or  two  oxen  and  two  steers,  one 
brood  mare,  one  breeding  sow,  twenty  breeding  ewes  of  the 
Castilian  breed,  and  six  hens  and  one  cock.'^  The  contractor 
was,  moreover,  required  to  appoint  a  priest  to  administer  the 
holy  sacrament,  and  to  provide  the  church  with  ornaments, 
and  things  necessary  for  divine  worship.  After  the  first 
appointment,  the  church  was  to  be  subject  to  royal  patronage. 
Failure  on  the  part  of  the  contractor  to  comply  with  his 
obligation,  would  subject  him  to  a  loss  of  whatever  he  had 
"constructed,  wrought,  or  governed,^'  which  would  be  applied 
to  the  royal  patrimony,  and  he  would,  furthermore,  incur  the 
penalty  of  one  thousand  pounds  of  gold ;  but  compliance 
with  the  terms  of  his  obligation,  would  entitle  him  to  four 
leagues  of  extent  and  territory  in  a  square  or  prolonged  form, 
according  to  the  character  of  the  land,  in  such  manner  that 
if  surveyed  there  would  be  four  leagues  in  a  square.  A  final 
condition  of  this  general  grant  was,  that  the  limits  of  this 
territory  should   be  distant  at  least  five  leagues  from  any 

» Howard,  U.  8.  S.  C.  Rep.,  p.  640. 


81]  In  San  Francisco,  11 

city,  town,  or  village  of  Spaniards  previously  founded,  and 
that  there  should  be  no  prejudice  to  any  Indian  town  or 
private  person.*  Regarding  the  second  form  of  settlement, 
the  law  provided  that  when  at  least  ten  married  men  should 
agree  to  form  a  new  settlement,  there  would  be  given  them 
the  amount  of  land  before  specified,  and  also  "  power  to  elect 
among  themselves  alcaldes,  with  the  usual  jurisdiction,  and 
annual  officers  of  the  council."  ^  And  "  when  a  pueblo  was 
once  established,  no  matter  how  or  by  whom  composed,  and 
officially  and  legally  recognized  as  such,  it  came  immediately 
within  the  provisions  of  the  general  laws  relating  to  pueblos, 
and  was  entitled  to  all  the  rights  and  privileges,  whether 
political,  municipal,  or  of  property,  which  the  laws  conferred 
upon  such  organizations  or  corporations;"*  and  "among 
these  rights  was  the  right  to  four  square  leagues  of  land,  in 
the  form  of  a  square,  or  in  such  other  form  as  might  be  per- 
mitted by  the  nature  of  the  situation."  *  The  possession  of 
this  land,  however,  was  not  dependent  on  a  "  formal  written 
grant."  *  The  situation  of  San  Francisco  made  it  impossible 
for  the  town  to  obtain  four  square  leagues  in  a  square.  Its 
territory  was  "  bounded  upon  three  sides  by  water,  and  the 
fourth  line  was  drawn  for  quantity,  east  and  west,  straight 
across  the  peninsula,  from  the  ocean  to  the  bay.  The  four 
square  leagues  (exclusive  of  the  military  reserve,  church 
buildings,  etc.)  north  of  this  line,  constitute  the  municipal 
lands  of  the  pueblo  of  San  Francisco,"  • 

After  the  secularization  of  the  mission  at  San  Francisco, 


' "  Recopilacion  de  Leyes  de  laa  Begnos  de  las  Indias,"  Libro  iv,  Titulo 
▼,  Ley  vi. 

' "  Recopilacion  de  Leyes  de  las  Kegnos  de  las  Indias,"  Libro  iy,  Titulo 
T,  Ley  V. 

•Hart  v$.  Burnett,  Cal.  Rep.,  16,  641. 

*  Stevenson  w.  Burnett,  Cal.  Rep.,  36,  432. 

^Hart  ra.  Burnett,  Cal.  Rep.,  15,  542;  Stevenson  m.  Burnett,  CaL  Rep., 
86,433. 

*  Payne  A  Dewey  m.  Treedwell,  Cal.  Rep.,  16,  230. 


12  The  EstablishTnerd  of  Municipal  Government         [82 

it  was  known  sometimes  as  the  "Pueblo  de  Dolores,"  but 
it  had  no  separate  municipal  organization,  and  occupied  the 
same  legal  position  as  some  of  the  smaller  "pueblos"  of 
Mexico  at  the  present  time ;  it  was  embraced  within  a  muni- 
cipality of  another  name,  to  whose  organization  it  was  sub- 
ordinated.^ 

Many  of  the  fundamental  provisions  regarding  the  local 
government  of  California  under  the  old  regime  are  derived 
immediately  from  the  Spanish  constitution  of  1812,  and  a 
decree  of  the  Spanish  Cortes  of  the  same  year.  These  laws 
provided  for  town  governments,  composed  of  alcaldes,  coun- 
cilmen,  and  syndics,  to  be  elected  by  a  system  of  indirect 
election.  Towns  having  less  than  one  thousand  inhabitants 
were  required,  on  some  holiday  in  the  month  of  December, 
to  elect  nine  electors ;  those  having  more  than  one  thousand 
and  less  than  five  thousand,  to  elect  sixteen ;  and  those  hav- 
ing more  than  five  thousand  inhabitants,  to  elect  twenty- 
five  electors.  The  constitution  specifies  with  respect  to  this 
primary  election,  simply,  that  the  citizens  of  the  city  or  town 
shall  assemble  annually  in  the  month  of  December,  and  elect 
a  certain  number  of  electors.  But  the  Spanish  Cortes  of 
May  23,  1812,  in  order  to  avoid  difficulties  that  might  arise 
in  a  large  town,  or  where  the  population  subject  to  the  gov- 
ernment was  scattered  over  an  extensive  area,  decreed  that 
each  parish  might  constitute  an  electoral  district,  and  elect 
the  number  of  electors  to  which  its  proportion  of  the  total 
population  would  entitle  it.  Where  several  small  towns 
were  united  under  a  single  government,  no  collection  of  less 
than  fifty  inhabitants  would  have  the  privilege  of  nominating 
an  elector;  but  if  the  number  of  parishes  happened  to  be 
greater  than  the  number  of  electors  to  be  appointed,  still,  in 
spite  of  all  other  provisions,  each  parish  would  be  entitled  to 
one  elector.  These  provisions  were  made  to  apply  not  only 
to  towns  whose   inhabitants  were  in  the  enjoyment  of  the 

^  "  Derecho  Politico  de  los  Estados  Unidos  Mexicanos,"  II.,  108. 


83]  In  San  Francisco,  13 

rights  of  citizens,  but  also  to  those  provincial  towns  whose 
inhabitants,  owing  to  peculiar  circumstances,  might  not  pos- 
sess these  rights. 

The  electors  having  been  elected,  either  by  parishes  or  by 
the  citizens,  met  in  a  common  assembly ;  they  were  required 
to  meet  on  some  other  holiday  in  the  month  of  December, 
"  to  deliberate  on  the  persons  most  suitable  for  the  govern- 
ment of  the  town,''  and  they  were  not  allowed  to  adjourn 
without  having  completed  the  election :  the  number  of  officers 
to  be  elected  varied  with  the  populations  of  the  towns.  There 
were  required  for  each  town  not  exceeding  two  hundred 
inhabitants,  one  alcalde,  two  regidores  or  councilmen,  and 
one  sindico  procurador  or  prosecuting  attorney ;  for  each 
town  having  more  than  two  hundred  and  less  than  five 
hundred  inhabitants,  one  alcalde,  four  regidores,  and  one 
sindico;  for  each  town  having  between  five  hundred  and 
one  thousand  inhabitants,  one  alcalde,  six  regidores,  and 
one  sindico ;  for  each  town  having  between  one  thousand 
and  four  thousand  inhabitants,  two  alcaldes,  eight  regidores, 
and  two  sindicos;  and  twelve  regidores  for  each  town  of 
more  than  four  thousand  inhabitants.  In  the  capitals  of  the 
provinces  twelve  regidores  at  least  were  required,  and,  in 
case  the  town  had  more  than  ten  thousand  inhabitants,  sixteen. 

It  was  provided,  moreover,  that  these  officers  should  super- 
sede all  the  municipal  officers  existing  at  the  time  of  the 
adoption  of  the  Constitution.  The  term  of  office  for  the 
alcaldes  was  one  year ;  for  the  regidores  or  councilmen,  two 
years,  one-half  going  out  of  office  each  year ;  for  the  syndicos, 
one  year,  except  in  case  there  were  two,  when  only  one  would 
be  replaced  each  year.  Qualifications  for  any  of  these  offices 
were,  that  the  person  should  be  a  citizen  in  the  enjoyment  of 
his  rights,  twenty-five  years  old,  and  a  resident  of  the  place 
for  which  he  was  elected  for  at  least  five  years ;  also,  that  he 
should  hold  no  public  office  by  appointment  of  the  king. 

The  duties  of  these  officers  are  indicated  in  the  Constitution, 
Articles  321-323,  and  are,  in  general,  those  which  belong  to 


14  The  Establishment  of  Municipal  GovemmerU         [84 

municipal  governmenta  everywhere.  Under  this  Constitution, 
and  the  decree  of  the  Spanish  Cortes  of  May  23,  1812,  there 
might  be  an  ayuntamiento  for  a  single  town  or  pueblo,  for  a 
combination  of  several  groups  of  inhabitants,  each  too  small 
to  have  an  ayuntamiento  of  its  own,  or  for  a  pueblo  to  which 
were  joined  other  such  small  groups  of  inhabitants.  This 
law  decreed  by  the  Cortes  survived  the  political  revolution  by 
which  Mexico  was  severed  from  the  mother  country,  and  in 
many  of  its  essential  features  it  was  continued  as  a  law  of 
Mexico  till  after  California  had  fallen  into  the  hands  of  the 
United  States. 

The  Mexican  Revolution  of  1821  left  the  laws  respecting 
private  property  within  the  ancient  dominions  of  Spain  in  full 
force ;  and  all  titles  to  land  that  had  been  acquired  before  the 
revolution,  whether  by  individuals,  by  a  pueblo,  or  by  any 
other  corporation,  remained  valid  under  the  Mexican  republic. 
By  the  Mexican  Colonization  Laws  of  1824  and  1828,  such 
lands  were  expressly  indicated  as  no  longer  within  the  field 
open  to  colonization.^  Important  changes,  however,  in  the 
provisions  for  local  government,  were  effected  by  the  constitu- 
tional law  of  1836,  and  the  law  of  March  20,  1837,  for  the 
regulation  of  the  interior  government  of  the  departments.^ 
The  Mexican  Constitution  of  1824  was  a  close  copy  of  the 
Federal  Constitution  of  the  United  States,  and  under  it  the 
several  States  enjoyed  a  large  degree  of  independence.  But 
in  1836  the  political  power  of  the  nation  became  more 
thoroughly  centralized,  and  the  States  and  territories  were 
reduced  to  departments,  and  made  immediately  subject  to  the 
supreme  central  government.  Under  this  system  Upper  and 
Lower  California  became  one  department,  which  was  divided 
into  districts,  and  the  districts  into  partidos.  Over  each  dis- 
trict there  was  a  prefect,  and  over  each  partido  a  subprefect ; 
the  former  nominated  by  the  governor  of  the  department,  and 


*  Dwindle,  "  The  Colonial  History  of  the  City  of  San  Francisco,"  41. 
"Dublan  y  Lozano,  "Legislacion  Mexicana,"  III,  230,  258,  323. 


86]  In  San  Francisco.  16 

confirmed  by  the  general  government,  the  latter  nominated  by 
the  prefect  and  approved  by  the  governor.  In  so  far  as  the 
Constitution  of  1836  varied  from  the  Spanish  Constitution 
of  1812,  regarding  town  governments,  the  change  was  a  res- 
triction of  local  authority.  It  provided  ayuntamientos  only 
for  capitals  of  departments,  for  places  where  they  had  existed 
in  the  year  1808,  for  seaports  of  four  thousand  and  pueblos 
of  eight  thousand  inhabitants :  and  besides  the  previously 
existing  qualifications  for  office,  there  was  required  an  annual 
income  of  at  least  five  hundred  dollars.  The  number  of 
alcaldes,  regidores,  and  syndicos  had  previously  been  fixed  by 
law  with  reference  to  the  number  of  the  inhabitants ;  it  was 
now  left  to  the  determination  of  the  departmental  councils 
with  the  concurrence  of  the  governor;  with,  however,  the 
provision  that  the  first  should  not  exceed  six,  the  second, 
twelve,  and  the  last,  two.  Vacancies,  through  death  or  ina- 
bility to  serve,  were  filled  by  a  meeting  of  the  electoral  college 
called  for  that  purpose ;  but  vacancies  which  occurred  within 
three  months  of  the  end  of  the  year  were  filled  at  the  annual 
election.  If  the  ayuntamiento,  or  any  part  of  it,  were  sus- 
pended, that  of  the  preceding  year,  or  the  corresponding  part 
of  it,  was  required  to  act.  Among  those  excluded  from 
membership  in  the  ayuntamiento  were  officers  appointed  by 
the  congress,  by  the  general  government,  or  by  the  government 
of  the  department ;  the  magistrates  of  the  supreme  tribunals 
of  the  departments;  judges  of  first  instance;  ecclesiastics; 
persons  in  charge  of  hospitals,  houses  of  refuge,  or  other 
establishments  of  public  charity.  These  excluded  classes, 
however,  did  not  embrace  appointees  of  the  general  or  depart- 
mental government  not  domiciled  in  the  place  of  official 
destination,  nor  retired  soldiers  resident  in  the  territory  of  the 
respective  ayuntamiento,  and  not  supported  exclusively  by 
means  of  pensions. 

Under  these  laws  the  ayuntamiento  was  subordinated  to 
the  sub-prefect  of  the  partido  in  which  its  pueblo  lay,  and 
through  the  sub-prefect  to  the  prefect  of  the  district  and  to 


16  The  EstahUshment  of  Municipal  Government         [86 

the  governor  of  the  department.  Its  functions  were  the  care 
of  the  public  heahh  and  accommodation,  to  watch  over 
prisons,  hospitals,  and  benevolent  institutions  that  were  not 
of  private  foundation,  primary  schools  sustained  by  public 
funds,  the  construction  and  repair  of  bridges,  highways,  and 
roads,  the  raising  and  expenditure  of  public  moneys  from 
taxes,  licenses,  and  the  rents  of  municipal  property ;  to  pro- 
mote the  advancement  of  agriculture,  industry,  and  commerce, 
and  to  assist  the  alcaldes  in  the  preservation  of  peace  and 
public  order  among  the  inhabitants.^ 

The  alcaldes  were  required  to  maintain  good  order  and 
public  tranquillity ;  to  watch  over  the  execution  and  fulfil- 
ment of  the  police  regulations,  and  of  the  laws,  decrees,  and 
orders  communicated  to  them  by  the  sub-prefects,  or  by  the 
prefects  in  want  of  the  sub-prefects ;  to  ask  from  the  military 
commanders  the  armed  force  which  they  might  need,  or  to 
organize  the  citizens  for  their  own  defense ;  to  secure  the  arrest 
and  trial  of  the  oifenders;  to  see  that  the  citizens  subsist  by 
useful  occupations,  and  to  reprehend  idlers,  vagrants,  persons 
without  any  fixed  place  of  abode,  or  any  known  employment; 
to  impose  executively  a  fine  to  the  amount  of  twenty-five 
dollars  on  all  disturbers  of  the  peace,  or  to  condemn  them 
for  four  days  to  the  public  works,  or  to  cause  them  to  be 
arrested  for  double  that  period ;  governing  themselves  accord- 
ing to  the  circumstances  of  the  individuals,  and  giving  them 
a  hearing  summarily  and  verbally  if  they  demanded  it ;  but 
with  respect  to  offenses  which  have  a  penalty  affixed  to  them 
by  law,  the  legal  dispositions  remaining  in  force  were  to  be 
observed.  The  alcaldes,  moreover,  assisted  and  voted  at  the 
sessions  of  the  ayuntamiento,  and  presided  over  them  in  the 
order  of  their  appointment,  when  neither  the  prefect  nor  sub- 
prefect  was  present,  the  presiding  alcalde  deciding  in  the  case 
of  a  tie  vote.  Temporary  vacancies  in  the  office  of  alcalde 
were  filled  by  the  regidores  in  the  order  of  their  election.^ 


» Constitution  of  1836,  Part  VT,  Art.  25. 
•Law  of  March  20,  1837,  Arts.  166-176. 


87]  In  San  Francisco,  17 

The  immediate  government  of  towns  deprived  of  ayunta- 
mientos  by  the  legislation  of  1836  and  1837  was  to  be  in  the 
hands  of  justices  of  the  peace,  the  number  for  each  town 
being  fixed  by  the  departmental  council,  with  the  concurrence 
of  the  governor.  They  were  to  be  appointed  by  the  prefect 
of  the  district,  on  the  recommendation  of  the  respective  sub- 
prefect.  It  was  required  that  they  should  be  Mexican  citi- 
zens over  twenty-five  years  of  age,  and  residents  of  the  towns 
for  which  they  were  appointed.  In  every  place  of  at  least  a 
thousand  inhabitants,  the  justices  of  the  peace,  in  subjection 
to  the  sub-prefect,  and  through  him  to  the  superior  authori- 
ties, had  essentially  the  same  powers  and  obligations  as  the 
ayuntamientos ;  and  these  justices  of  the  peace,  as  well  as 
those  of  places  with  less  than  a  thousand  inhabitants,  had, 
moreover,  the  powers  and  obligations  conferred  by  this  law 
upon  the  alcaldes.^ 

Prior  to  1834,  there  had  been  no  ayuntamiento  or  common 
council  at  San  Francisco.  Captain  Benjamin  Morell,  who 
visited  the  town  in  1825,  described  it  as  "built  in  the  same 
manner  as  Monterey,  but  much  smaller,  comprising  only  about 
one  hundred  and  twenty  houses  and  a  church,  with  perhaps 
five  hundred  inhabitants.'*  This  estimate  was  probably  largely 
in  excess  of  the  real  number  at  that  time  ;^  for  the  census  made 
in  1842  gives  one  hundred  and  ninety-six  as  the  total  popula- 
tion of  the  town  at  this  date,  seventeen  years  after  Captain 
MorelPs  visit;  and  in  June,  1847,  it  amounted  to  only  four 
hundred  and  fifty-nine,  three  hundred  and  twenty-one  of  whom 
were  males,  and  one  hundred  and  thirty-eight  females. 

The  government  of  this  town  or  pueblo,  before  1834,  was 
in  the  hands  of  the  territorial  governor  and  the  military  com- 
mandant of  the  presidio.  The  former  imposed  license  fees, 
and  taxes,  and  the  latter  acted  as  a  judge  of  first  instance. 
Finally,  in  November  of  this  year,  the  territorial  governor, 


»Law  of  March  20,  1837,  ArU.  177-191. 
•Dwinelle's  "Colonial  History,"  41. 
2 


18  The  Establishment  of  Municipal  Government         [8S 

Jos6  Figueroa,  wrote  to  the  military  commandant  of  San 
Francisco,  stating  that  the  territorial  council  had  ordered  the 
partido  of  San  Francisco,  which  "  embraced  all  Contra  Costa, 
Sonoma,  San  Rafael,  and,  on  this  side  of  the  bay,  the  whole 
of  the  present  county  of  San  Francisco,"  ^  to  proceed  to  the 
election  of  a  constitutional  ayuntamiento,  which  should  reside 
in  the  presidio  of  that  name,  and  be  composed  of  an  alcalde, 
two  r^idores,  and  a  syndico,  in  accordance  with  the  existing 
laws.  It  was  ordered,  moreover,  that  an  account  of  the  elec-* 
tion  should  "  be  given  by  the  proper  way  to  the  supreme  gov- 
ernment for  the  due  approbation."  By  the  same  communica- 
tion the  commandant  was  informed  that  the  ayuntamiento, 
when  installed,  would  exercise  the  political  functions  with 
which  he  had  been  charged;  and  the  alcalde,  the  judicial 
functions  which  the  laws,  in  lieu  of  a  proper  judge,  had  con- 
ferred upon  him.  The  commandant  was  to  be  confined 
strictly  to  the  functions  of  his  military  command.^  It  was 
proposed  by  this  order  to  separate  the  military  and  civil 
power,  and  to  bestow  the  latter  upon  a  local  organization. 
It  "\tas  a  "change  of  the  former  military  government,  which 
the  commandant  of  the  presidio  had  exercised,  into  a  civil 
government  for  the  same  district."^  This  local  government 
was  what  has  been  called  an  ayuntamiento  aggregate,  and 
was  formed  "  for  the  purpose  of  giving  a  municipal  govern- 
ment to  those  small  populations  of  the  partido  which  would 
not  otherwise  have  an  ayuntamiento."  *  It  embraced  under 
its  jurisdiction,  as  already  suggested,  not  only  the  inhabitants 
of  the  peninsula,  but  also  those  of  the  other  side  of  the  bay.* 

* "  Documents,  Depositions,  and  Brief  of  Law  Points  raised  thereon  on 
behalf  of  the  United  States,  before  the  U.  S.  Board  of  Land  Commissioners." 
San  Francisco,  1854,  p.  67. 

'Figueroa  to  the  Military  Commandant  of  San  Francisco,  Monterey, 
November  4,  1834.    See  Dwindle,  Addenda,  No.  xxi. 

•  "  Documents,  Depositions,  and  Brief,"  p.  67. 

*  Dwinelle's  "  Colonial  History,"  48. 

'Governor  Jos^  Figueroa  wrote  from  Monterey,  January  31,  1835,  to 
the  alcalde  of  San  Francisco,  as  follows:   "The  appointment  you  have 


89]  In  San  Francisco,  19 

As  to  the  significance  of  this  change,  the  opinion  of  the 
majority  of  the  United  States  Land  Commission  for  California 
is  unequivocal :  "After  a  careful  examination  of  the  whole 
testimony  on  this  point,  and  the  law  applicable  to  the  sub- 
ject, we  are  brought  to  the  conclusion  that  the  effect  of  the 
proceedings  of  the  territorial  authorities  in  1834,  as  shown  by 
the  official  records  and  documents  for  the  establishment  of 
the  ayuntamiento  at  the  presidio  of  San  Francisco,  and  the 
subsequent  organization  of  that  body  in  conformity  therewith, 
was  to  erect  the  presidio  into  a  pueblo  or  town,  with  all  the 
civil  and  territorial  rights  which  attached  to  such  corporations 
under  the  Mexican  laws  then  in  force."  ^ 

The  meeting  for  the  election  of  electors,  the  junta  primaria, 
was  held  on  the  first  Sunday  in  December,  1834.  On  the 
third  Sunday  of  the  same  month  the  electors  chose  the  mem- 
bers of  the  ayuntamiento,  which  was  installed  January  1, 
1835.  The  election  was  held  at  the  house  of  the  commandant 
of  the  presidio,  and  the  voters  came  from  the  several  places 
already  indicated  as  embraced  within  the  jurisdiction  of  the 
partido.  Their  eagerness  to  participate  in  the  election  is 
explained  by  their  anxiety  to  get  rid  of  the  military  authority. 
After  the  organization  of  the  ayuntamiento,  the  records  or 
archives  were  kept  in  a  desk  in  one  of  the  rooms  at  the 
presidio,  where  the  meetings  were  held.  But  the  place  of 
meeting,  whether  at  the  presidio,  the  mission,  or  the  village 
of  Yerba  Buena,  is  not  a  matter  of  importance,  since  all  were 
within  the  limits  of  a  common  jurisdiction. 

Not  long  after  this  organization  of  the  partido  was  effected, 
the  government  concluded,  from  a  census  of  the  town,  that, 
under  the  law  of  May  23,  1812,  which  was  still  considered 
to  be  in  force,  San  Francisco  itself  was  entitled  to  an  ayunta- 


made  in  favor  of  the  citizen  Gregorio  Briones,  as  auxiliary  alcalde  in  Con- 
tra Coeta,  seems  to  be  very  well,  and  consequently  has  my  approval.     I  say 
thb  to  you  in  answer  to  your  official  note  on  the  matter,  of  the  22d  ultimo." 
^  City  of  San  Francisco  t».  The  United  States. 


20  The  Establishment  of  Municipal  Government         [90 

miento,  and  therefore  ordered  the  commandant  to  cause  to  be 
elected  one  alcalde,  two  regidores,  and  one  syndico ;  in  other 
words,  the  officers  prescribed  by  law  for  towns  of  more  than 
fifty,  and  less  than  two  hundred  inhabitants.  The  census 
which  was  the  basis  of  this  conclusion  probably  included  not 
only  the  population  at  the  Presidio^  and  the  Mission,  but  also 
that  at  other  points  on  the  northern  part  of  the  peninsula. 
San  Francisco  appears  not  to  have  been  specifically  the  Pre- 
sidio, the  Mission,  or  Yerba  Buena,  but  to  have  comprehended 
them  all ;  for  during  seven  years  after  the  establishment  of 
the  government  of  San  Francisco,  the  offices  of  this  govern- 
ment were  at  diffisrent  times  indiffijrently  at  the  Presidio,  at 
the  Mission,  and  at  Yerba  Buena,  and  still  it  remained 
throughout  the  government  of  San  Francisco. 

In  accordance  with  the  governor's  order,  addressed  to  the 
commandant,  a  primary  election  of  nine  electors  was  held 
December  13,  1835.  This  election,  like  the  first,  was  held 
at  the  house  of  the  commandant.  On  the  27th  of  the  same 
month,  the  electors  met  for  the  purpose  of  electing  one  alcalde 
and" the  other  officers ;  and  thus  was  constituted  the  first  ayun- 
tamiento  of  the  pueblo  of  San  Francisco,  which  superseded 
the  ayuntamiento  of  the  partido.  Of  this  government,  Dwi- 
nelle  says :  "  Instead  of  being  an  aggregated  ayuntamiento, 
composed  of  small  populations  in  the  partido,  it  was  an  ayun- 
tamiento of  the  pueblo,  to  which  various  small  populations  of 
the  partido  were  aggregated ;  "^  or,  as  he  has  elsewhere  styled 
it,  a  composite  ayuntamiento.  The  town  government  thus 
established  was  endowed  with  those  powers  which,  under 
the  Spanish  laws  of  1812,  belonged  to  the  fully  organized 


*  According  to  Francisco  Sanchez,  who  was  the  commandant  at  the  Pre- 
sidio in  1838,  the  only  persons  residing  here  at  this  time  were  Candelario 
Miranda,  Joaquin  Pina,  and  Eusebio  Soto.  Pina  was  a  corporal  of  artillery, 
and  Soto  was  a  private.  Antonio  Soto  and  Apolonario  Miranda  lived  on 
lots  near  the  Presidio,  at  the  left  of  the  road  going  from  Yerba  Buena  to 
the  Presidio. 

»"Col.  Hi8t.,"51. 


91]  In  San  Francisco,  21 

pueblo,  and  it  was  continued  in  existence  by  virtue  of  these 
laws. 

When,  however,  the  Constitution  of  1836  came  into  opera- 
tion in  California,  it  led  to  important  changes  in  municipal 
affairs.  Exce|)t  capitals  of  departments  and  places  which 
were  regarded  as  pueblos  before  1808,  no  town  of  less  than 
four  thousand  inhabitants  was  permitted  to  have  an  ayunta- 
miento.  Under  this  law,  the  government  which  had  been 
set  up  at  San  Francisco  in  1835  was  abolished.  The  ayunta- 
miento  elected  January  8,  1838,  appears  to  have  been  the  last 
one  constituted  in  this  town  before  the  Constitution  of  1836, 
as  supplemented  by  the  law  of  March  20, 1837,  came  into  full 
operation.  In  his  message  of  February  16,  1840,  the  gov- 
ernor announced  that  "  there  is  no  ayuntamiento  whatever  in 
the  department;  for,  there  being  no  competent  number  of 
inhabitants  in  any  of  the  towns,  as  provided  by  the  constitu- 
tion, those  then  existing  had  to  be  dissolved ;  and  only  in  the 
capital  there  ought  to  be  one  of  such  bodies."  ^  Having,  then, 
documentary  evidence  of  the  election  of  an  ayuntamiento,  on 
January  8,  1838,  and  the  statement  of  the  governor  that  no 
ayuntamiento  existed  here  in  February,  1840,  it  is  clear  that 
it  must  have  ceased  to  exist  at  some  point  between  these  two 
dates.  The  government  then  passed  into  the  hands  of  justices 
of  the  peace,  who  were  provided,  in  towns  of  less  than  four 
thousand  inhabitants,  with  the  powers  and  functions  of  alcaldes 
and  ayuntamientos. 

It  is  not  to  be  supposed  that  the  people  of  San  Francisco, 
in  electing  an  ayuntamiento,  in  January,  1838,  were  acting  in 
conscious  violation  of  a  law  which  deprive<l  them  of  this 
privilege.  Their  action  is  rather  to  be  explained  by  the  fact 
that,  although  the  constitution  was  promulgated  at  the  end  of 
1836,  and  the  supplementary  law  regarding  the  internal  gov- 
ernment of  the  departments  was  passed  the  following  March, 
no  information  of  these  events  had  reached  San  Francisco 

>  DwineUe,  "  Col.  Hiat.,"  Addenda,  No.  I,  p.  70.     • 


22  The  Establishment  of  Municipal  Government         [92 

prior  to  the  date  of  this  last  election.  That  delay  like  this 
was  not  unusual,  may  be  seen  from  the  fact  that  certain  elec- 
tion laws,  passed  by  the  supreme  government  November  30, 
1836,  were  not  received  and  proclaimed  in  California  till 
January,  1839,  and  also  from  the  statement  of  De  Mofras, 
that  "official  despatches  were  often  a  year  in  the  passage 
between  California  and  Mexico."^ 

Although  San  Francisco  was,  at  this  time,  deprived  of  its 
council,  it  did  not  relinquish  its  character  as  a  pueblo. 
"  Accordingly,  we  find  that  when  the  pueblo  of  San  Fran- 
cisco, after  the  American  conquest  of  California,  attained  the 
requisite  population,  it  again  elected  its  ayuntamiento,  not 
under  any  provisions  of  the  laws  of  the  conquerors,  but  under 
these  very  provisions  of  the  Mexican  constitution  of  1836, 
under  which  the  ayuntamiento  of  the  pueblo  was  suspended 
in  1839.''^ 

In  1839,  San  Francisco  had  been  founded  more  than  sixty 
years;  still  it  was  without  a  jail,  from  which  it  is  to  be 
inferred  that  but  little  progress  had  been  made  in  civilization. 
Finding  the  criminal  Galindo  on  their  hands,  the  inhabitants 
of  San  Francisco,  through  Justice  De  Haro,  asked  of  the 
governor  that  he  might  be  sent  to  San  Jos^,  which  was 
already  provided  with  a  prison.  Besides  the  lack  of  a  jail, 
another  reason  for  the  request  was  that  the  inhabitants  of  the 
place  were  scattered,  each  having  his  agricultural  and  stock 
interests  at  a  great  distance  from  the  town,  so  that  there  were 
very  few  remaining  to  guard  the  criminal,  and  these  could 
not  spare  the  time  from  their  personal  business. 

The  law  under  which  the  governmental  power  of  San 
Francisco  was  transferred  to  justices  of  the  peace,  made  no 
provision  in  towns  not  entitled  to  have  ayuntamientos  for  a 
syndico,  or  an  officer  known  as  sindico  procurador ;  yet,  on 
July  20,  1839,  Francisco  Guerrero,  justice  of  the  peace  at  San 

1  Vol.  I,  p.  222.     See  Hittell,  I,  542. 
»  Dwindle,  "  Col.  Hist.,"  64. 


93]  In  San  Francisco,  23 

Francisco,  proposed  to  the  prefect  of  the  first  district  to 
appoint  Don  Juan  Fuller  as  a  sindico  procurador  for  this 
place,  "  for  the  better  management  of  the  municipal  rents." 
Fuller  appears  to  have  been  appointed,  for  there  exists  an 
account  made  out  by  Don  Juan  Fuller  as  sindico  of  the 
municipality  of  San  Francisco,  embracing  the  period  between 
August,  1839,  and  January,  1842.  This  office  was  continued 
to  the  last  year  of  Mexican  dominion.  In  order  to  relieve  the 
justices  of  the  peace,  and  to  enable  them  to  devote  themselves 
to  the  duties  peculiar  to  their  office,  Governor  Micheltorena, 
on  November  14,  1843,  ordered  the  election  of  two  alcaldes 
in  San  Francisco,  and  in  each  of  several  other  towns  of  the 
department.  By  this  order  it  was  required  that  the  election 
should  be  indirect;  that  seven  electors  should  be  chosen  on 
the  second  Sunday  of  December,  who  should  meet  on  the 
following  Friday  to  elect  the  alcaldes.  The  newly  elected 
officers  were  required  to  go  into  office  on  the  1st  day  of  Janu- 
ary, 1844,  the  first  alcaldes  to  perform  the  duties  of  judges  of 
first  instance,  and  to  take  charge  of  the  prefectures  of  the 
respective  districts.  The  first  alcalde  appointed  by  this  elec- 
tion was  Guillermo  Hinckley.  The  election  of  the  following 
December  resulted  in  the  appointment  of  Juan  N.  Padilla, 
who  took  the  customary  oath,  and  entered  upon  the  duties  of 
his  office  January  1,  1846.  On  July  7,  1846,  that  portion  of 
California  which  embraces  San  Francisco  passed  under  the 
dominion  of  the  United  States. 

Foreseeing  the  outbreak  of  hostilities  between  Mexico  and 
the  United  States,  George  Bancroft,  Secretary  of  the  Navy, 
under  date  of  June  24,  1845,  sent  a  secret  and  confidential 
communication  to  Commodore  John  D.  Sloat,  then  in  com- 
mand of  the  United  States  naval  forces  in  the  Pacific,  and 
called  his  attention  particularly  to  the  existing  relations 
between  this  country  and  Mexico.  "  It  is  the  earnest  desire 
of  the  President,"  he  wrote,  "  to  pursue  the  policy  of  peace ; 
and  he  is  anxious  that  you,  and  every  part  of  your  squadron, 
should  be  assiduously  careful  to  avoid  any  act  which  could  be 


24  The  Establishment  of  Municipal  Government         [94 

construed  as  an  act  of  aggression.  Should  Mexico,  however, 
be  resolutely  bent  on  hostilities,  you  will  be  mindful  to  pro- 
tect the  persons  and  interests  of  citizens  of  the  United  States 
near  your  station  ;  and  should  you  ascertain,  beyond  a  doubt,. 
that  the  Mexican  government  has  declared  war  against  us, 
you  will  at  once  employ  the  force  under  your  command  to 
the  best  advantage.  The  Mexican  ports  on  the  Pacific  are 
said  to  be  open  and  defenseless.  If  you  ascertain  with  cer- 
tainty that  Mexico  has  declared  war  against  the  United 
States,  you  will  at  once  possess  yourself  of  the  port  of  San 
Francisco,  and  blockade  or  occupy  such  other  ports  as  your 
force  may  permit.  Yet,  even  if  you  should  find  yourself 
called  upon,  by  the  certainty  of  an  express  declaration  of  war 
against  the  United  States,  to  occupy  San  Francisco  and  other 
Mexican  ports,  you  will  be  careful  to  preserve,  if  possible, 
the  most  friendly  relations  with  the  inhabitants,  and  where 
you  can  do  so,  you  will  encourage  them  to  adopt  a  course  of 
neutrality."  In  a  subsequent  order  to  Commodore  Sloat, 
issued  after  the  beginning  of  hostilities,  the  Secretary  wrote  r 
"  You  will  consider  the  most  important  object  to  be,  to  take 
and  to  hold  possession  of  San  Francisco ;  and  this  you  will 
do  without  fail."^  The  occasion  for  acting  under  these  orders 
came  in  1846.  Having  received  at  Mazatlan  the  information 
that  the  Mexican  troops  had,  by  order  of  the  Mexican  gov- 
ernment, invaded  the  territory  of  the  United  States,  and 
attacked  the  forces  under  General  Taylor,  Commodore  Sloat 
sailed  on  the  8th  of  June,  in  the  "  Savannah,"  for  the  coast 
of  California,  to  execute  the  order  of  June  24,  1845.  They 
arrived  at  Monterey  July  2,  1846,  and  on  the  7th  of  the  same 
month  took  possession  of  the  town,  raised  the  standard  of  the 
Union,  and  issued  to  the  inhabitants  of  California  a  procla- 
mation announcing  the  designs  of  the  government  of  the 
United  States,  at  the  same  time  pointing  out  the  grounds  of 
hope  for  the  people  under  the  new  rule.     In  order  that  the 

^  Geo.  Bancroft  to  Com.  John  D.  Sloat,  May  15,  1846. 


95]  In  San  Francisco,  26 

public  tranquillity  might  not  be  disturbed,  the  judges,  alcaldes 
and  other  civil  officers  were  invited  to  execute  their  functions 
as  heretofore ;  at  least,  until  more  definite  arrangements  could 
be  made  for  the  government  of  the  territory.  Assurance  was, 
moreover,  given  that  "all  persons  holding  titles  to  real  estate, 
or  in  quiet  possession  of  land  under  color  of  right,"  should 
have  those  titles  guaranteed  to  them  ;  and  that  "  all  churches 
and  the  property  they  contain,  in  possession  of  the  clergy  of 
California,"  should  continue  in  their  existing  rights  and  pos- 
sessions. 

In  the  meantime,  the  "  Portsmouth  "  was  at  San  Francisco 
awaiting  orders,  which  were  received  by  Commodore  Mont- 
gomery on  the  evening  of  July  8.  At  7  o'clock  the  following 
morning,  he  hoisted  the  American  flag  at  San  Francisco, 
issued  Commodore  Sloat's  proclamation,  and  took  possession 
of  the  region  in  the  name  of  the  United  States. 

The  result  of  these  events,  when  confirmed  by  the  peace 
between  Mexico  and  the  United  States,  was  to  transfer  the 
sovereign  power  over  this  region  from  the  Mexican  gov- 
ernment to  the  government  of  the  United  States;  but  the 
existing  laws  and  machinery  of  local  government  were 
temporarily  maintained,  and  Lieutenant  Washington  A. 
Bartlett  was  appointed  by  Montgomery  as  the  first  alcalde 
of  San  Francisco  under  the  new  regime. 


II. 

The  law  of  1836,  by  which  San  Francisco  was  deprived  of 
its  ayuntamiento  in  1889,  left  the  governmental  power  of  the 
municipality  in  the  hands  of  justices  of  the  peace.  But  when 
California  passed  under  the  dominion  of  the  United  States, 
the  rooet  important  officer  in  the  municipal  government  of 
San  Francisco  was  the  alcalde.  This  change  had  been  effected 
by  the  order  of  Governor  Micheltorena,  in  1843,  acting  "with 
the  extraordinary  jwwers  conferred  on  him  by  the  President 


26  The  Establishment  of  Municipal  Goveimment         [96 

under  the  Basis  of  Tacubaya.'*  ^  Monterey  and  Los  Angeles 
were  required  to  elect  ayuntamientos,  each  composed  of  two 
alcaldes,  four  regidores,  and  one  sindico.  The  other  towns 
were  required  to  elect  "  two  alcaldes  of  first  and  second  nomi- 
nation." "  They  were  to  enter  upon  their  duties  the  first  of 
the  following  January,  and  in  addition  to  the  judicial  powers 
of  the  ordinary  alcaldes  and  the  political  powers  of  the  pre- 
fects, they  were  to  exercise  the  powers  and  obligations  which 
the  ayuntamientos  have."  * 

Under  the  Mexican  regime  alcaldes  possessed  the  powers 
and  jurisdiction  of  judges  of  first  instance,  and  it  is  believed 
that  no  other  judges  of  first  instance  were  appointed  or  held 
office  in  California  at  this  time.^  The  alcaldes,  to  a  great 
extent,  both  made  and  enforced  the  law ;  "  at  least,  they  paid 
but  little  regard  either  to  American  or  Mexican  law  further 
than  suited  their  own  convenience,  and  conduced  to  their  own 
profit."*  The  alcalde,  as  well  as  the  justice  of  the  peace,  usu- 
ally exercised  judicial,  but  sometimes  political,  functions.* 
His  judicial  functions  were  relatively  prominent  when  his 
office  existed  in  union  with  an  ayuntamiento.  The  writers  of 
the  "Annals  of  San  Francisco,"  speaking  evidently  from  the 
experience  of  their  own  city,  assign  to  the  alcalde  the  entire 


» Cal.  Rep.,  iii,  449. 

»Cal.  Rep.,  15,  558. 

' "  By  the  articles  26,  27,  and  28  of  a  decree  made  on  the  second  day  of 
March,  1843,  alcaldes  and  justices  of  the  peace  in  the  departments  of  Cali- 
fornia, New  Mexico,  and  Tabasco,  were  empowered  to  perform  the  func- 
tions of  Judges  of  First  Instance  in  those  districts  in  which  there  were  no 
judges  of  tirst  instance."  "There  was  no  Judge  of  First  Instance  in  the 
district  of  San  Francisco."     Cal.  Rep.,  i,  220,  508. 

*  Cal.  Rep.,  i,  Pref.  vii. 

*  Dwindle,  v.  Bondelier,  in  his  "  Tour  in  Mexico,"  speaks  of  a  military 
function  which  the  alcalde  also  exercised :  "  Still  there  existed,  as  late  as 
1587,  a  war-captain  (capitan  de  la  guerra)  of  Cholula.  That  officer  was  at 
the  same  time  Alcalde  (Justice).  It  is  probable  that,  under  the  influence 
of  two  centuries  of  constant  peace,  the  latter  office  prevailed,  and  the  war- 
captain  completely  disappears."    p.  154. 


97]  In  San  Francisco,  27 

control  of  the  municipal  affairs,  and  an  administration  of  jus- 
tice "  pretty  much  according  to  his  own  ideas  of  the  subject ; 
without  being  tied  down  to  precedents  and  formal  principles 
of  law."^  A  contemporary  account  of  the  functions  of  the 
alcalde,  published  in  The  California  Star,  April  17,  1847, 
agrees  essentially  with  the  foregoing.  "  There  being  no  law 
defining  the  powers  and  duties  of  the  alcaldes,  it  is  impossible 
for  them  to  know  of  what  subjects  they  have  cognizance,  or 
over  what  extent  of  country  they  have  jurisdiction.  By 
some,  who  pretend  to  be  well  versed  in  the  invisible  laws  of 
California,  it  is  insisted  that  the  jurisdiction  of  the  alcaldes 
extends  to  no  matters  of  difference  where  the  amount  in  con- 
troversy exceeds  one  hundred  dollars,  and  that  each  is  con- 
fined to  his  particular  district,  in  his  judicial  acts.  Others 
urge,  that  as  to  amount  their  jurisdiction  is  unlimited,  and 
that  the  alcaldes  who  resided  at  the  principal  towns,  have 
both  appellate  and  original  jurisdiction  throughout  the  entire 
department  in  which  they  reside."  A  specific  limitation, 
however,  was  set  to  the  alcalde's  power  by  Mason's  circular, 
dated  at  Monterey,  August  23,  1847.  By  this  the  alcalde 
was  forbidden  to  perform  the  marriage  ceremony  where  either 
of  the  parties  was  a  member  of  the  Catholic  Church  in  Cali- 
fornia, the  object  of  this  limitation  being  "to  secure  to  the 
Californians  the  full  enjoyment  of  their  religion  and  religious 
privileges."  But  in  spite  of  such  limitations,  there  remained 
abundant  ground  of  dissatisfaction.  The  grievances  fre- 
quently found  expression  in  The  Chlifomia  Star,  "When 
California  was  taken  possession  of,"  it  was  said  editorially  on 
June  19,  1847,  "  it  was  the  duty  of  our  rulers  to  have  con- 
tinued in  existence  the  laws  of  Mexico ;  this  was  proclaimed 


*"The  Annals  of  San  Francisco."  By  Frank  Soul^,  John  H.  Qihon, 
and  James  Nisbet.  179.  In  a  conversation  between  Wilkes  and  Don 
Pedro,  alcalde  of  San  Jos^,  Wilkes  asked  the  alcalde  "  by  which  law  he 
administered  justice  ;  his  answer  was — by  what  he  thought  right."  Wilkes, 
"Expedition,"  v.  208. 


28  The  Establishment  of  Municipal  Government         [98 

by  Commodore  Stockton,  but  never  put  in  operation.  For 
example,  one  of  the  laws  of  the  Republic  is,  that  there  shall 
be  an  alcalde's  court  established  in  each  particular  neighbor- 
hood, a  district  court  in  each  of  the  three  districts,  to  which 
api)eals  may  be  taken  from  the  alcaldes,  and  a  court  of  appeals 
at  Monterey,  to  which  appeals  may  be  taken  from  the  district 
courts.  This  law  has  been  annulled,  and  instead  of  this 
organization,  we  have  alcaldes  all  over  the  country,  who 
claim  original  and  ultimate  jurisdiction  over  all  matters  of 
difference  between  citizens,  of  whatever  amount,  and  if  either 
party  feels  dissatisfied  with  their  decisions,  he  goes  in  person 
to  the  governor,  makes  an  ex  parte  statement  of  the  case,  and 
obtains  a  stay  of  proceedings,  or  reversal  of  the  judgment,  as 
the  will  of  the  military  commandant  may  dictate.  Or,  if  a 
culprit  be  sentenced  to  hard  labor,  or  imprisonment,  and  is 
sent  to  Monterey  for  punishment,  to  the  Rev.  Puissant-Coke, 
alcalde  of  that  renowned  burg,  he  dismisses  him  to  the  field 
of  his  former  crimes,  with  the  godly  admonition,  *  Go,  and 
sin  no  more.'  The  thief  pays  bis  fee  and  re-enters  upon  the 
duties  of  his  profession." 

Under  Spanish  and  Mexican  laws,  it  was  provided  that  the 
alcalde,  in  all  cases  of  a  civil  nature,  which  might  be  termin- 
ated by  an  agreement  of  the  parties,  should  "  require  concilia- 
tory measures  to  be  tried  until  they  should  result  either  in  a 
satisfactory  arrangement  or  in  the  entire  failure  to  accomplish 
a  reconciliation."^  One  of  the  alcalde's  most  important  func- 
tions is,  therefore,  to  act  as  mediator  between  parties  in  dis- 
pute. Cases  which  may  come  under  the  jurisdiction  of  the 
judge  of  the  district  shall  be  presented  to  the  competent 
alcalde,  who,  with  two  good  men,  one  nominated  by  each 
party,  shall  hear  them  both,  take  account  of  their  affirma- 
tions, and,  having  heard  the  opinions  of  the  two  associates, 
shall  within  eight  days  at  the  most  announce  the  terms  of 
conciliation  which  appear  to  him  proper  to   terminate  the 

»  Cal.  Rep.,  i,  60,  61. 


99]  In  San  Francisco,  29 

litigation  without  further  progress.  If  the  parties  acquiesce 
in  this  judgment,  the  case  is  thereby  ended,  and  the  result  is 
noted  in  a  book. 

The  four  years  between  the  appointment  of  Lieutenant 
Bartlett  to  be  the  first  alcalde  of  San  Francisco,  under  the 
authority  of  the  United  States,  and  the  adoption  of  the  first 
charter  under  the  constitution  of  California,  constitute  a  period 
of  transition,  a  period  in  which  the  city  was  seeking  a  foun- 
dation for  its  government.  Mr.  Bartlett  held  the  office  of 
alcalde  from  July  9,  1846,  to  February  22,  1847,  but  during 
about  a  month  of  this  time,  subsequent  to  the  20th  of  Decem- 
ber, he  was  a  prisoner  in  the  hands  of  the  Mexican  Califor- 
nians ;  and  during  his  absence  George  Hyde,  by  the  appoint- 
ment of  Captain  J.  B.  Hull,  performed  the  duties  of  the  office. 
Mr.  Bartlett  resigned  in  order  to  return  to  his  naval  duties, 
and  after  his  resignation  General  Kearney  appointed  Edwin 
Bryant  as  his  successor. 

A  short  time  before  he  resigned,  Mr.  Bartlett  was  publicly 
charged  by  C.  E.  Pickett  with  misappropriating  funds  belong- 
ing to  the  town.  In  reply  to  this  charge,  he  demanded  of 
Capt.  J.  B.  Hull,  then  commanding  the  Northern  District  of 
California,  that  a  commission  of  inquiry  should  examine  into 
the  state  of  the  accounts  of  his  office.^  In  accordance  with 
this  request.  Captain  Hull  appointed  W.  D.  M.  Howard, 
William  A.  Leidesdorff,  and  Francisco  Guerrero  a  committee 
to  make  the  investigation,  "  with  a  view  to  ascertain,  whether 
any  of  the  funds  of  the  office  have  been  applied  to  any  object, 
other  than  the  proper  expenses  belonging  to  it,  and  if  so, 
what  amount,  and  by  whose  authority,  and  also,  whether 
there  is  a  deficiency  in  the  funds,  not  properly  accounted  for."* 
The  result  of  this  examination  was  embodied  in  the  com- 


» Wwhington  A.  Bartlett  to  Joseph  B.  Hall,  July  12, 1847.    See  Th« 
Oadifomia  Star,  January  23,  1847. 

Joseph  B.  Hull  to  Howard,  Leidesdorff,  and  Guerrero,  January  16, 1847. 
See  The  Chlifomia  SUw,  January  23,  1847. 


30  The  Establishment  of  Municipal  Government       [100 

mittee's  report  completely  exonerating  the  alcalde  from  the 
charge  of  misapplying  the  funds  of  his  office.  Mr.  Bartlett 
was,  therefore,  directed  by  Captain  Hull  to  resume  the  duties 
of  alcalde,  which  in  the  meantime  had  been  performed  by  Mr. 
Hyde.^  The  report  of  this  commission  is  also  important 
as  showing  the  actual  receipts  of  the  municipal  funds  from 
the  15th  of  August  to  the  11th  of  December,  1846,  which 
amounted  to  five  hundred  dollars  and  twenty-five  cents 
($500.25),  besides  a  port  fund  of  two  hundred  and  forty-six 
dollars  and  seventy-five  cents  ($246.75).  The  principal 
source  of  this  revenue  was  the  business  transacted  in  the 
alcalde's  office.  Another  source  was  an  annual  license  fee 
of  ten  dollars  for  the  sale  of  liquors,  and  a  small  amount  was 
also  "  received  on  account  of  lots  unoccupied  or  taken  up  in 
YerbaBuena."^ 

Mr.  Bryant  remained  in  office  only  till  the  first  of  June, 
1847,  when  he  resigned;  but  he  appears  to  have  remained 
long  enough  to  gain  the  good  opinion  of  his  fellow-citizens. 
George  Hyde  was  appointed  by  General  Kearney  to  succeed 
Mr.  Bryant.  During  his  period  of  office,  Mr.  Hyde  found 
that  the  business  of  the  local  government  had  increased  to 
such  an  extent  that  its  proper  management  was  beyond  his 
unaided  ability ;  he  therefore,  on  the  28th  of  July,  selected 
six  gentlemen  to  assist  him.  These  were  William  A.  Leides- 
dorff,  Robert  A.  Parker,  Jos6  P.  Thompson,  Pedro  T.  Sher- 
reback,  John  Rose,  and  Benjamin  R.  Buckalew.  They  were 
called  the  ayuntamiento,  or  town  council,  although  not  con- 
stituted in  the  manner  provided  by  law  for  establishing  that 
body.  They  were  to  remain  in  office  until  superseded  by 
members  elected  under  an  order  by  the  governor.  An  ordi- 
nance providing  for  such  an  election  was  issued  by  Governor 


'  J.  B.  Hull  to  W.  A.  Bartlett,  January  18, 1847.  See  The  California  Star, 
January  23,  1847. 

*  The  report  was  dated  January  16,  1847,  and  was  printed  in  The  Cali- 
fornia Star,  January  30,  1847. 


101]  In  San  Francisco,  31 

Mason  on  the  15th  of  August.  It  cites  the  need  of  a  more 
efficient  government,  and  indicates  the  principal  features  of 
that  about  to  be  established.  "There  is  wanted/'  he  says, 
"in  San  Francisco^  an  efficient  town  government,  more  so 
than  is  in  the  power  of  an  alcalde  to  put  in  force.  There 
may  be  soon  expected  a  large  number  of  whalers  in  your  bay, 
and  a  large  increase  of  your  population  by  the  arrival  of 
immigrants.  It  is  therefore  highly  necessary  that  you  should 
at  an  early  day  have  an  efficient  town  police,  proper  town 
laws,  town  officers,  etc.,  for  enforcement  of  the  laws,  for  the 
preservation  of  order,  and  for  the  proper  protection  of  persons 
and  property. 

"  I  therefore  desire  that  you  call  a  town  meeting  for  the 
election  of  six  persons,  who,  when  elected,  shall  constitute  the 
town  council,  and  who,  in  conjunction  with  the  alcalde,  shall 
constitute  the  town  authorities  until  the  end  of  the  year  1848. 

"  All  the  municipal  laws  and  regulations  will  be  framed  by 
the  council,  but  executed  by  the  alcalde  in  his  judicial  capacity 
as  at  present. 

"  The  first  alcalde  will  preside  at  all  meetings  of  the  council, 
but  shall  have  no  vote,  except  in  cases  where  the  votes  are 
equally  divided. 

"  The  town  council  (not  less  than  four  of  whom  shall  con- 
stitute a  quorum  for  the  transaction  of  business)  shall  appoint 
all  the  town  officers,  such  as  treasurer,  constables,  watchmen, 
etc.,  and  determine  their  pay,  fees,  etc. 

"  The  treasurer  shall  enter  into  ample  and  sufficient  bonds, 
conditioned  for  the  faithful  j>erformance  of  his  duties;  the 
bonds  to  be  fully  executed  to  the  satisfaction  of  the  council 
before  the  treasurer  enters  upon  his  duties. 

"  The  second  alcalde  shall,  in  case  of  the  absence  of  the  first 
alcalde,  take  his  place  and  preside  at  the  council,  and  tliere 
perform  all  the  proper  functions  of  the  first  alcalde. 

'  This  name  Bupereedes  that  of  Yerba  Buena  in  accordance  with  Bart- 


32  The  Establishment  of  Municipal  Govemmefrd       [102 

"  No  soldier,  sailor  or  marine,  nor  any  person  who  is  not  a 
hmd  fide  resident  of  the  town  shall  be  allowed  to  vote  for  a 
member  of  the  town  council/' 

Under  this  order,  the  alcalde,  Mr.  Hyde  gave  notice  on  the 
30th  of  August,  1847,  that  there  would  be  an  election  for  six 
members  of  a  town  council  for  San  Francisco,  and  that  this 
election  would  be  held  at  the  alcalde's  office  on  Monday,  the 
13th  of  September.  In  this  notice  it  was  ordered  that  the 
polls  should  be  open  from  12  to  2  o'clock,  but  later  the  time 
was  extended  so  that  the  polls  might  remain  open  from  10 
A.  M.  to  4  P.  M.  According  to  the  governor's  order,  voting 
was  to  be  confined  to  ^^  bond  fide  residents  of  the  town" ;  but 
it  was  found  to  be  somewhat  difficult  to  determine  the  exact 
limits  of  this  definition.  Of  the  population  of  the  town  at 
the  time  there  exists  no  accurate  account.  In  June,  however, 
it  was  set  down  at  four  hundred  and  fifty-nine,  of  whom  three 
hundred  and  twenty-one  were  males,  and  one  hundred  and 
thirty-eight  females.  But  more  than  one  hundred  of  the 
males  were  under  twenty-one  years  of  age,  leaving  somewhat 
over  two  hundred  persons  entitled  by  age  and  sex  to  vote. 
When  the  vote  had  been  taken,  it  was  found  that  precisely 
two  hundred  ballots  had  been  cast  for  more  than  thirty  dif- 
ferent candidates.  There  appears  to  have  been  no  efficient 
system  of  nomination,  and  in  counting  the  vote  the  six  per- 
sons who  had  received  the  highest  numbers  were  declared 
elected.  These  were:  William  Glover,  with  126  votes;  W. 
D.  M.  Howard,  with  114  votes;  W.  A.  Leidesdorff,  with  109 
votes ;  E.  P.  Jones,  with  88  votes ;  Robt.  A.  Parker,  with 
74  votes ;  and  W.  S.  Clark,  with  72  votes. 

At  the  first  meeting  of  this  council,  held  September  16, 
1847,  W.  A.  Leidesdorff  was  elected  town  treasurer,  and  it 
was  agreed  that  the  clerk  of  the  alcalde's  office  should  act  as 
secretary  of  the  council,  and  for  his  services  receive  a  suitable 
compensation.  Messrs.  Howard,  Jones,  and  Clark  were  con- 
stituted a  committee  "to  form  a  code  of  laws  for  the  regulation 
of  the  affairs  of  the  town."     The  result  of  their  work  was 


103]  In  San  Francisco,  38 

presented  at  the  next  meeting,  held  September  21,  in  the  form 
of  a  body  of  rules  for  the  government  of  the  council.  These 
rules  being  adopted,  provided  that  the  regular  meetings  of  the 
council  should  be  held  on  Monday  evening,  at  seven  o'clock, 
of  each  week  until  a  different  time  should  be  agreed  upon 
by  a  majority  of  all  the  members.  Every  motion,  resolution, 
or  other  proposition  was  required  to  be  put  in  writing  and 
distinctly  read,  before  any  discussion  on  it  would  be  allowed. 
After  sufficient  deliberation,  the  vote  should  be  taken  by  the 
alcalde  viva  voce.  The  alcalde  should  decide  all  questions  of 
order,  from  whose  decision  an  appeal  might  be  taken  to  the 
members  present,  in  which  case  a  majority  deciding  against 
the  alcalde,  his  decision  should  be  reversed.  The  alcalde's 
connection  with  the  council  was  merely  that  of  a  presiding 
officer  empowered  to  give  "a  casting  vote  in  case  of  a  tie." 
He  could  "  not  participate  in  the  discussion  of  any  subject,  or 
give  an  opinion  thereon."  Any  two  members  might  call  a 
meeting  of  the  council  at  any  time,  provided  that  at  least 
twelve  hours  previous  notice  were  given  by  the  secretary  in 
writing. 

At  this  meeting  there  was  also  adopted  an  ordinance  making 
each  member  of  the  council  a  "  conservator  of  the  peace  within 
the  limits  of  the  town."  He  might  issue  any  process  necessary 
to  preserve  the  peace  and  morals  of  the  place,  upon  application 
or  when  he  might  deem  it  proper  to  do  so.  Such  process  was 
made  returnable  to  the  alcalde,  and  was  to  "  be  charged  and 
regarded  by  the  alcalde  as  if  it  had  been  issued  by  himself." 

Not  long  after  its  organization,  the  council  resolved  itself 
into  a  "committee  of  the  whole  to  wait  upon  the  governor  to 
learn  his  views  upon  the  duties  of  the  council."  *  In  reply  to 
this  request.  Governor  Mason  wrote  "  that  the  jurisdiction  of 
the  present  town  council  of  San  Francisco  is  confined  to  the 
limits  of  the  town  survey,  the  boundaries  of  which  I  have 
instructed  the  alcalde  to  have  marked  as  soon  as  convenient." 


1  The  Califomianf  September  29,  1847. 

3 


34  The  Establishment  of  Municipal  Government       [104 

On  a  second  point,  he  informs  them  that  the  duties  of  the 
council  were  prospective,  not  retrospective,  that  they  could 
"  not  impair  the  obligation  of  contracts  entered  into  by  the 
previous  town  authorities,  nor  take  jurisdiction  of  the  actions 
or  conduct  of  such  authorities,  further  than  to  modify  or  repeal 
any  law  or  ordinance  created  by  the  previous  government  and 
now  in  force  which  they  might  deem  inconsistent  with  the 
interest  of  the  community."^  In  this  communication  the 
governor  strongly  recommended  that  whatever  expenses  might 
be  contemplated,  "  the  town  be  kept  perfectly  free  of  debt." 

Mr.  Hyde  had  never  been  a  popular  magistrate.  Frequent 
charges  against  him  found  their  way  to  the  public,  and  the 
governor  had  been  several  times  petitioned  to  remove  him. 
Finally,  in  this  letter  to  the  council,  he  authorizes  that  body 
to  make  a  thorough  investigation  of  these  charges,  and  report 
to  him  the  facts,  together  with  their  opinion.  This  action  of 
the  governor  gave  general  satisfaction,  but  of  the  nine  charges 
made  against  the  alcalde,  the  investigation  resulted  in  estab- 
lishing only  two,  and  these  were  not  deemed  by  the  governor 
adequate  ground  for  removal  from  office.  But  the  indignant 
populace  demanded  their  victim,  and  Mr.  Hyde  saw  fit  to 
resign  April  3, 1848.  During  the  administration  of  Mr.  Hyde 
Governor  Mason  had  appointed  T.  M.  Leavenworth  to  the 
otece  of  second  alcalde  of  San  Francisco,  and  now  on  the  res- 
ignation of  the  first  alcalde,  Mr.  John  Townsend  was  appointed 
to  fill  the  vacancy. 

By  an  ordinance  passed  September  28, 1847,  the  chief  police 
force  of  the  town  was  made  to  consist  of  two  elected  constables, 
who  should  "  perform  all  duties  required  of  other  ministerial 
officers  within  the  town,  who  should  faithfully  execute  all 
processes  directed  to  them  in  accordance  with  law,  and  make 
due  returns  thereof,"  and  who  should  "  strictly  enforce  and 
obey  every  law,  ordinance  and  resolution  passed  by  the  coun- 


*  R.  B.  Mason  to  the  Town  Council,  Elect,  of  San  Francisco,  October  1, 
1847.    See  The  Cali/omian,  October  6,  1847. 


105]  In  San  Francisco,  35 

oil."  The  constables  were  to  "  receive  for  the  service  of  any 
writ  or  other  process,  one  dollar,  to  be  paid  out  of  the  fines 
imposed  upon  cases,  one  dollar  for  the  service  of  any  writ  or 
other  process,  to  be  paid  by  the  defeated  party,  also  ten  cents 
per  mile  for  every  mile  which  they  might  travel  to  serve  any 
writ  or  other  process  beyond  the  limits  of  the  town."  * 

While  San  Francisco  was  thus  making  progress  towards  a 
well-ordered  local  government,  it  was  suddenly  stricken  as 
with  a  plague.*  On  the  19th  of  January,  1848,  gold  was  dis- 
covered on  the  north  fork  of  the  American  river.  It  required 
several  weeks  to  spread  the  news  of  the  discovery,  and  still 
longer  to  convince  the  unsuspecting  inhabitants  that  a  vast 
treasure  had  been  revealed.  But  when  the  real  significance  of 
the  revelation  dawned  on  the  public  mind,  it  produced  a  wild 
frenzy  of  desire  to  participate  in  the  harvest  of  gold.  San 
Francisco,  which  had  already  become  the  leading  town  of  the 
territory,  was  a  scene  of  sudden  desolation.  Its  houses  were 
left  unoccupied  and  unprotected  ;  its  former  trade  ceased ;  its 
lots  fell  to  a  small  part  of  their  earlier  value ;  its  two  news- 
papers, The  Californian  and  The  California  Star,^  were  sus- 
pended in  May  and  June  ;  and  the  town,  deserted  by  the  bulk 
of  its  inhabitants,  was  at  one  time  without  a  single  oflficer 
clothed  with  civil  authority.  It  is  asserted,  moreover,  that  at 
one  time  only  five  men  were  left  in  the  town.  But  when  the 
news  had  spread  to  the  other  side  of  the  country,  and  to  other 
lands,  and  the  Argonauts  began  to  find  their  way  through  the 
Golden  Gate,  the  opportunities  of  trade  at  San  Francisco 
brought  the  town  once  more  into  active  existence. 

In  the  beginning  of  October,  1848,  the  town  had  so  far 
revived  as  to  be  able  to  hold  an  election.    Dr.  T.  M.  Leaven- 


*  See  The  Oadifomian,  October  6,  1847. 

'  "  Master  and  man  alike  hurried  to  the  plaeeret,  leaving  San  Francisoo, 
like  a  place  where  the  plague  reigns,  forsaken  bj  its  old  inhabitants,  a 
melancholy  solitude."     Annals,  204. 

•  The  CkUi/omian  was  suspended  May  29,  1848,  and  The  Oalifomia  Star 
June  14,  1848.     The  Chiifomian  was  revived  on  the  15th  of  July. 


36  The  Establishynent  of  Municipal  Government       [10& 

worth  was  a  second  time  chosen  first  alcalde,  and  B.  R. 
Buckalew  and  Barton  Mowrey  were  elected  town  councillors^ 
At  this  election  one  hundred  and  fifty-eight  votes  were  polled. 
On  the  9th  of  October,  the  town  council  met  for  the  first  time 
since  May,  and  adjourned  to  the  11th,  when  the  limits  of  the 
town  for  the  administration  of  justice  were  defined.  The 
boundary  as  given  in  the  resolution  was:  "That  the  line 
shall  commence  at  the  mouth  of  Creek  Guadalupe,  where  it 
empties  into  the  Bay  of  San  Francisco,  following  the  course 
of  said  stream  to  its  head  waters ;  from  thence  a  due  west 
line  to  the  Pacific  Ocean ;  thence  northwards  along  the  coast 
to  the  inlet  to  the  harbor  of  the  bay;  thence  eastwardly,. 
through  the  middle  of  the  said  inlet  into  the  Bay  of  San 
Francisco,  and  embracing  the  entire  anchorage  ground  from 
the  inlet  to  the  mouth  of  the  Creek  Guadalupe."^ 

In  accordance  with  Mason^s  order  the  first  elected  town 
council  was  to  remain  in  power  until  the  end  of  the  year 
1848.  On  the  27th  of  December,  the  town  council  for  184^ 
was  elected,  the  number  of  votes  cast  being  three  hundred 
and  forty-seven.  The  members  elected  were  Stephen  C. 
Harris,  W.  D.  M.  Howard,  George  C.  Hubbard,  Robert 
A.  Parker,  Thomas  J.  Roach,  John  Sirrine,  and  John  Town- 
send.  The  old  town  council  of  1848  was  opposed  to  the 
continuance  of  the  new  one,  because  a  certain  number  of 
unqualified  persons  had  voted  at  the  election,  and  therefore 
ordered  a  new  election.  On  the  15th  of  January,  1849, 
another  town  council  was  consequently  elected,  composed  of 
Stephen  C.  Harris,  Lazarus  Everhart,  Stephen  A.  Wright, 
Daniel  Storks,  Isaac  Montgomery,  John  Sirrine,  and  C.  E. 
Wetmore,  two  of  the  members  being  common  to  this  and  the 
council  elected  in  December.  There  were  thus  three  town 
councils  claiming  an  authoritative  existence.  That  elected  in 
December  denied  entirely  the  right  of  the  old  council  to 
further  power,  while  that  in  turn  acknowledged  the  town 

i"Amial8,"207. 


107]  In  San  Francisco,  37 

council  elected  in   January,  and  proposed  to  transfer  to  it 
the  municipal  records. 

The  confusion  which  was  here  manifest  in  the  local  affairs 
of  San  Francisco,  was  only  an  index  of  the  attitude  into  which 
the  inhabitants  of  California  had  everywhere  fallen.  They 
appeared  to  be  without  any  recognized  political  status.  They 
believed  that  they  could  not  safely  wait  for  Congress  to  give 
them  a  government,  and  therefore  determined  to  form  one  for 
themselves.  "Accordingly,  attempts  were  soon  severally  made 
by  the  people  of  San  Francisco,  Sonoma,  and  Sacramento,  to 
form  legislatures  for  themselves,  which  they  invested  with 
supreme  authority.  Other  portions  of  the  country  prepared 
to  follow  the  example  of  the  places  named." ^  At  San  Fran- 
cisco, in  answer  to  a  previous  call,  the  citizens  of  the  town  and 
district  held  a  meeting  in  the  public  square,  February  12, 
1849.*  Myron  Norton  presided,  and  T.  W.  Perkins  acted  as 
secretary.  The  object  of  the  meeting  having  been  stated  by 
the  chairman,  Mr.  Hyde  introduced  a  plan  of  organization  or 
government  for  the  district  of  San  Francisco,  which  grew  out 
of  the  "necessity  of  having  some  better  defined  and  more  per- 
manent civil  regulations  for  our  general  security  than  the 
vague,  unlimited,  and  irresponsible  authority"  which  then 
existed.  It  provided  for  a  legislative  assembly  for  the  district 
of  San  Francisco,  consisting  of  fifteen  members,  citizens  of  the 
district,  eight  of  whom  should  constitute  a  quorum  for  the 
transaction  of  business.  The  assembly  was  empowered  to 
make  such  laws  as  it  might  deem  essential  to  promote  the 
happiness  of  the  people,  provided  they  should  not  conflict  with 


*  Annals,  135. 

'The  confusion  was  greatly  increased  by  the  incoming  tide  of  population. 
Between  January  1  and  June  30, 1849, 15,000  persons  are  said  to  have  been 
added  to  the  population  of  the  country,  10,000  of  whom  came  by  sea  and 
landed  at  San  Francisco.  There  were  among  these  only  200  females.  The 
second  half  of  the  year  the  arrivals  averaged  4,000  a  month,  and  only  500 
females  in  the  whole  24,000.  At  the  close  of  1849  the  population  of  San 
Frandsoo  was  between  20,000  and  25,000. 


38  The  Establishment  of  Municipal  Government       [108 

the  Constitution  of  the  United  States,  nor  be  repugnant  to  the 
common  law.  To  become  a  law  a  bill  had  to  be  passed  by  the 
legislative  assembly  and  to  be  signed  by  the  speaker  and  the 
recording  clerk.  It  was  required,  moreover,  that  the  legisla- 
tive assembly  should  determine  its  own  rules,  and  keep  a 
journal  of  its  proceedings,  and  that  the  members  should  enter 
upon  the  duties  of  their  office  on  the  first  Monday  of  March. 

In  addition  to  the  legislative  assembly,  the  plan  proposed 
by  Mr.  Hyde  provided  that  for  the  purpose  of  securing  to 
the  people  a  more  efficient  administration  of  law  and  justice, 
there  should  be  elected  by  ballot  three  justices  of  the  peace,  of 
equal  though  separate  jurisdiction,  who  should  be  empowered 
by  their  commission  of  office  to  hear  and  adjudicate  all  civil 
and  criminal  issues  in  the  district,  according  to  the  common 
law ;  that  an  election  of  members  of  the  legislative  assembly 
and  of  justices  of  the  peace  should  be  held  on  Wednesday^ 
February  21,  1849;  and  that  all  should  hold  office  "for  the 
term  of  one  year  from  the  date  of  their  commissions,  unless 
sooner  superseded  by  the  competent  authorities  from  the 
United  States  government,  or  by  the  action  of  a  provisional 
government  now  invoked  by  the  people  of  this  territory,  or 
by  the  action  of  the  people  of  this  district.'^  In  the  several 
articles  as  well  as  in  the  oath  to  be  required  of  officers,  the 
supremacy  of  the  Federal  government  was  fully  recognized.  ^ 

Considering  the  importance  of  the  matters  in  hand,  the 
action  of  the  meeting  appears  startlingly  sudden.  It  is  diffi- 
cult to  find  a  briefer  history  of  the  establishment  of  a  govern- 
ment than  that  contained  in  the  records  of  this  meeting. 
"  Mr.  Harris  moved  the  adoption  of  the  plan  entire,"  so  runs 
the  record,  "  which  was  seconded ;  when  Mr.  Buckalew  moved 
to  supersede  the  plan  of  government  presented,  by  submitting 
the  subject  to  a  committee  to  be  appointed  by  the  meetings 
and  whose  duty  it  should  be  to  report  to  an  adjourned  meet- 


^  Executive  Document  No.  17,  House  of  Rep.,  Ist  Session,  Slst  Congress,, 
p.  728. 


109]  In  San  Francisco,  39 

ing.  Thereupon  an  animated  discussion  ensued.  Mr.  Bucka- 
lew's  motion  having  been  seconded,  was  lost  by  vote ;  when 
the  question  recurred  on  the  original  motion  of  Mr.  Harris, 
which  was  carried  almost  unanimously."  *  By  further  action 
of  the  meeting,  it  was  determined  that  every  male  resident  of 
the  age  of  twenty-one  years  or  upwards,  should  be  entitled  to 
vote,  and  that  the  members  of  the  town  councils  claiming 
authority  should  be  requested  to  resign,  and  a  committee  was 
appointed  to  receive  their  resignations. 

In  accordance  with  the  provisions  of  this  fundamental  law, 
an  election  was  held  on  the  21st  of  February,  when  Myron 
Norton,  Heron  R.  Per  Lee,  and  William  M.  Stewart  were 
elected  justices  of  the  peace.  The  members  of  the  legislative 
assembly  elected  at  the  same  time  were  Stephen  A.  Wright, 
Alfred  J.  Ellis,  Henry  A.  Harrison,  Greorge  C.  Hubbard, 
Greorge  Hyde,  Isaac  Montgomery,  William  M.  Smith,  Andrew 
J.  Grayson,  James  Creighton,  Robert  A.  Parker,  Thomas  J. 
Roach,  William  F.  Swasey,  Talbot  H.  Green,  Francis  J. 
Lippitt,  and  George  Hawk  Lemon.  They  took  the  prescribed 
oath,  which  was  administered  by  Justice  Per  Lee,  and  held 
their  first  meeting  on  the  evening  of  March  5.  At  this  meet- 
ing the  legislative  assembly  elected  Francis  J.  Lippitt  speaker 
and  J.  Howard  Ackerman  clerk.  In  the  second  and  third 
meetings,  it  completed  its  organization  by  adopting  rules  for 
conducting  business,  and  by  appointing  a  list  of  standing 
committees. 

These  rules  embodied  the  ordinary  provisions  for  conduct- 
ing business  in  a  parliamentary  assembly.  The  speaker  had 
no  vote,  except  in  cases  of  tie,  and  in  cases  of  ballot.  Special 
meetings  might  be  called  at  any  time  by  the  speaker  on  the 
written  application  of  three  members.  Every  petition  or  other 
paj)er  presented  to  the  assembly  was  referred  to  its  appro- 
priate standing  committ^  as  a  matter  of  course,  without  a 
vote,  unless  such  reference  was  objected  to  by  some  member. 

» Dwindle,  "  Colonial  History." 


40  The  Establishment  of  Municipal  Govenvmeni       [110 

All  resolutions  and  reports  of  committees  were  required  to  lie 
on  the  table  for  consideration  till  the  next  meeting.  Bills 
were  introduced  either  on  the  report  of  a  committee  or  by 
motion  for  leave,  and  in  the  latter  case  a  day's  notice  of  the 
motion  was  required.  Before  becoming  a  law  a  bill  was 
required  to  be  read  three  times,  and  after  the  second  read- 
ing it  could  not  be  amended  by  the  assembly,  except  on 
the  recommendation  of  a  committee  to  which  at  any  stage  of 
its  progress  it  might  be  committed.  The  enacting  clause  was 
in  these  words  :  "  The  people  of  the  district  of  San  Francisco, 
California,  represented  in  Assembly,  do  enact  as  follows : " 
Having  passed  the  assembly  a  bill  required  the  signatures  of 
the  speaker  and  of  the  recording  clerk  before  it  could  obtain 
the  validity  of  a  law. 

There  were  five  standing  committees  provided  for :  a  com- 
mittee on  ways  and  means;  a  committee  on  the  judiciary ;  a 
committee  on  expenditure ;  a  committee  on  public  health  and 
police;  a  committee  on  public  buildings  and  improvements. 
These  committees  were  appointed  by  ballot,  one  vote  being 
taken  for  the  chairman  of  each  committee,  and  one  vote  for 
the  other  members  in  a  body.  All  other  committees  were 
appointed  by  acclamation  and  a  plurality  of  votes  was  neces- 
sary for  a  choice,  whereas  in  the  election  of  a  chairman  of  a 
standing  committee,  a  majority  of  the  whole  number  of  votes 
given  was  required. 

The  meetings  of  the  assembly  were  held  in  the  school- 
house,  generally  known  at  this  time  as  the  "Public  Insti- 
tute," which  appears  to  have  been  devoted  to  various  public 
uses.  On  the  17th  of  March,  the  assembly  resolved  by  vote 
"  that  the  Public  Institute,  by  order  of  this  House,  be  appro- 
priated as  a  court  room  temporarily,  until  suitable  accommo- 
dations can  be  had,  unless  the  same  should  be  wanted  for  a 
public  school ; "  and  on  the  19th  a  committee  of  the  assembly 
was  appointed  to  inform  the  Rev.  Mr.  Hunt  that  it  was  at 
his  disposal  for  religious  services  on  Wednesday  and  Satur- 
day evenings.     Prior  to  the  first  of  November,  1848,  there 


Ill]  In  San  Francisco,  41 

had  been  no  regularly  established  Protestant  church  at  San 
Francisco.  Only  occasional  Protestant  services  had  been  held 
there.  At  this  time,  however,  "  the  Rev.  T.  D.  Hunt  who 
had  been  invited  from  Honolulu  was  chosen  Protestant  chap- 
lain to  the  citizens."  ^  He  was  given  a  salary  of  twenty-five 
hundred  dollars  a  year  to  be  paid  out  of  subscriptions  by  the 
people  of  the  town. 

On  this  evening,  moreover,  March  19,  1849,  Mr.  Hubbard 
introduced  a  bill  into  the  legislative  assembly  to  abolish  the 
office  of  alcalde,  which,  as  amended,  came  up  for  a  third  read- 
ing March  22,  and  was  passed  unanimously.  It  enacted  that 
all  powers  vested  in  the  office  of  alcalde  should  cease  to  be  in 
force  in  the  town  and  district  of  San  Francisco,  and  the  office 
be  abolished;  and  "that  Myron  Norton,  Esq.,  having  received 
the  highest  number  of  votes  at  the  election  of  justices,  held  on 
the  twenty-first  of  February  of  the  present  year,  shall  be  and 
he  is  hereby  appointed,  authorized  and  empowered  to  act  as, 
exercise  and  execute  the  power,  duty  and  office  of,  police  mag- 
istrate of  the  town  and  district  of  San  Francisco,  for  the  time 
being,  and  to  receive  from  the  alcalde  all  books,  records,  papers 
and  documents  whatsoever  relating  to  his  office  and  belonging 
to  the  said  town  and  district,  in  his  possession,  who  shall  safely 
keep  the  same  until  otherwise  directed  by  this  legislative 
assembly."  The  police  magistrate  was  required  by  the  terms 
of  the  act  to  begin  the  exercise  of  his  duties  on  the  25th  of 
March,  1849,  and  he  was  empowered  to  appoint  two  or  more 
policemen,  who  might  arrest  any  person  upon  a  warrant  issued 
by  the  magistrate.  The  police  department  thus  created  sup- 
planted the  constables,  sheriffs,  and  other  officers  established 
under  the  alcalde  who,  by  this  act,  were  declared  dismissed. 
Any  person  "assuming  to  serve  any  writ  or  process"  within 
the  district,  except  by  order  and  under  the  authority  of  the 
police  magistrate  and  justices,  became  liable  to  a  fine  of  one 
hundred  dollars ;  and  any  one  except  the  police  magistrate  and 

>Anoal8,207. 


42  The  Establishment  of  Municipal  Government       [112 

the  justice  of  the  district  assuming  to  issue  any  writ  or  process 
within  the  district,  after  the  25th  of  March,  would  become 
liable  to  a  fine  of  not  less  than  one  hundred  nor  more  than  five 
hundred  dollars — one-half  of  the  fine  going  to  the  informer, 
and  the  remainder  to  the  use  of  the  district.  To  make  the 
transfer  of  power  from  the  alcalde's  government  to  that  of  the 
legislative  assembly  complete,  it  was  voted,  March  26,  that 
the  committee  of  expenditures  should  "  be  constituted  a  select 
committee  to  audit  the  accounts  of  T.  M.  Leavenworth,  the 
late  alcalde  of  this  district,  and  the  said  district  and  town  of 
San  Francisco.''  At  the  same  meeting  a  bill  was  passed  estab- 
lishing the  office  of  district  attorney,  and  C.  T.  Botts  was 
elected  by  ballot  to  fill  the  office  thus  created.  Mr.  Botts, 
however,  declined  the  office,  and  at  the  meeting  of  the  legisla- 
tive assembly,  held  March  29,  George  Hyde  was  unanimously 
elected.  Mr.  Hyde  was  willing  to  accept  the  office,  but 
thought  he  should  first  resign  his  seat  in  the  assembly.  This 
body,  however,  resolved  that  there  would  "  be  no  impropriety 
in  the  district  attorney  continuing  to  be  a  member  of  the  legis- 
lative assembly." 

Although  during  the  three  months  of  its  existence,  the  leg- 
islative assembly  met  no  less  than  thirty-five  times,  yet  on 
many  of  these  occasions  it  was  not  possible  to  transact  busi- 
ness because  of  the  lack  of  a  quorum.  This  was  the  case  on 
the  evening  of  March  23,  and  on  the  evening  of  April  2. 
On  April  3,  a  quorum  was  finally  secured,  and  a  bill  was 
then  passed  establishing  the  office  of  Harbor  Master,  which 
was  filled  on  the  same  evening  by  the  election  of  Capt.  E.  A. 
King.  The  absence  of  members  finally  became  so  serious  an 
evil  that,  on  the  9th  of  April,  Mr.  Swasey  offered  a  resolu- 
tion to  the  effect  "  that  in  the  opinion  of  this  Assembly,  the 
continued  absence  of  some  of  its  members  shows  a  lack  of 
duty  towards  the  people  and  a  disrespect  to  this  body."  This 
resolution,  although  adopted  unanimously  at  the  meeting  on 
the  10th  of  April,  did  not  remove  the  evil,  and  near  the  end 
of  April  it  was  determined  to  increase  the  number  of  repre- 


113]  In  San  Francisco.  43 

sentatives  in  the  legislative  assembly  to  twenty-five,  with 
the  expectation  "that  if  ten  new  members  were  added,  a 
quorum  might  be  obtained  for  the  transaction  of  business/' 
The  ten  additional  members,  having  been  duly  elected,  ap- 
peared May  14,  and  took  the  oath  of  office.^ 

Almost  from  the  beginning  of  its  history  the  legislative 
assembly  had  agitated  the  project  of  forming  a  general  code 
of  laws  for  the  town  and  district  of  San  Francisco.  Such  a 
code  was  finally  passed  on  the  10th  of  April,  1849.  Among 
other  effects,  it  established  a  Justice's  Court  for  the  trial  of 
causes;  it  regulated  the  practice  in  the  Courts  of  law;  it  consti- 
tuted a  Criminal  Court  for  the  district  of  San  Francisco;  it  also 
established  a  Court  of  Appeals  for  the  same  district ;  it  estab- 
lished the  office  of  Register  in  the  district  of  San  Francisco, 
fixed  the  rates  of  salaries,  and  determined  certain  regulations 
touching  the  descent  and  distribution  of  intestate  estates. 

Besides  the  Police  Court,  there  existed,  therefore,  under  the 
authority  of  the  legislative  assembly,  after  the  adoption  of 

^  The  manner  in  which  the  number  of  members  was  increased  may  be 
seen  from  the  following  resolutions  taken  from  the  minutes  of  the  meeting 
of  May  3 : 

"  Whereas,  The  necessary  business  of  this  Legislative  Assembly  has  been 
frequently  delayed,  to  the  detriment  of  the  good  people  of  this  District,  by 
reason  of  the  absence  and  non-attendance  of  its  members;  and  whereas,  it 
is  believed  that  if  ten  new  members  be  added,  a  quorum  may  be  obtained 
for  the  transaction  of  business,  therefore, 

"  Resolved,  That  the  people  of  the  District  of  San  Francisco  be  requested, 
at  the  next  election  to  be  held  in  this  district,  to  vote  for  ten  new  members 
to  said  body,  who  shall  be  qualified  to  their  office  at  the  next  meeting  of 
the  Assembly  succeeding  the  close  of  the  election. 

"Resolved,  That  the  people  be  requested  to  signify  on  their  respective 
votes  at  the  said  election,  by  the  words  'Aye'  or  *  No,'  their  consent  or 
dissent  that  the  ten  new  members  be  added,  and  if  it  be  found  that  a 
majority  has  expressed  in  favor  thereof,  the  members  elect  to  be  qualified 
and  take  their  seats,  and  not  otherwise."  This  last  provinion  ap[>enr8  to 
have  been  somewhat  modified  by  a  later  resolution  of  the  Assembly,  "that 
the  words  in  favor  of  an  addition  of  ten  to  the  nu7n6«r  of  the  Aaaembly,  or 
against  the  addition  of  ten  to  the  number  of  the  Assembly,  be  the  form  to  be 
printed  on  the  votes  at  the  next  election." 


44  The  Establishment  of  Municipal  GovemmeTii       [114 

the  Code,  a  Court  of  Appeals,  the  Orphans'  Court,  and  the 
Criminal  Court.  The  judges  of  these  three  Courts  were 
William  M.  Stewart,  of  the  first,  Theron  R.  Perley,  of  the 
second,  and  Myron  Norton,  of  the  third.  But  in  spite  of  the 
great  legislative  activity  of  the  Assembly,  the  affairs  of  the 
revenue  and  the  expenditure  remained  throughout  the  three 
months  of  its  existence  in  an  unsettled  and  unsatisfactory 
condition.^ 

About  six  weeks  after  the  organization  of  the  legislative 
assembly,  April  13,  1849,  General  Bennet  Riley  became  mili- 
tary governor  of  California.  On  the  fourth  of  the  following 
June,  he  issued  a  proclamation  to  the  people  of  the  district  of 
San  Francisco,  stating  that  proof  had  been  laid  before  him 
that  a  body  of  men  styling  themselves  "the  Legislative 
Assembly  of  the  District  of  San  Francisco,"  had  "  usurped 
powers  which  are  vested  only  in  the  Congress  of  the  United 
States  by  making  laws,  creating  and  filling  offices,  imposing 
and  collecting  taxes  without  the  authority  of  law,  and  in 
violation  of  the  Constitution  of  the  United  States,  and  of  the 
late  treaty  with  Mexico ; "  and  warning  all  persons  "  not  to 
countenance  said  illegal  and  unauthorized  body,  either  by 
paying  taxes  or  by  supporting  or  abetting  their  officers."  He 
had,  moreover,  received  due  proof  "  that  a  person  assuming 
the  title  of  sheriff,  under  the  authority  of  one  claiming  to  be 
a  justice  of  the  peace  in  the  town  of  San  Francisco,  did,  on 
the  31st  of  May  last,  with  an  armed  party,  violently  enter 
the  office  of  the  1st  Alcalde  of  the  District  of  San  Francisco, 
and  there  forcibly  take  and  carry  away  the  public  records  of 


*  For  a  record  of  the  organization  and  acts  of  the  Legislative  Assembly, 
Bee  "  Executive  Documents,"  No.  17,  House  of  Representatives,  1st  Session, 
3l8t  Congress,  p.  728;  Dwinelle,  "Colonial  History  of  San  Francisco," 
Addenda,  No.  LXXIII;  "Minutes  of  the  Proceedings  of  the  Legislative 
Assembly  of  the  District  of  San  Francisco,  from  March  12,  1849,  to  June 
4,  1849,  and  a  Record  of  the  Proceedings  of  the  Ayuntamiento  or  Town 
Council  of  San  Francisco,  from  August  6,  1849,  until  May  3,  1850,"  San 
Francisco,  1860,  pp.  5-46. 


115]  In  San  Francisco.  45 

said  district  from  the  l^al  custody  and  keeping  of  said  1st 
Alcalde."  In  view  of  this  unlawful  act,  he  called  upon  all 
good  citizens  to  assist  in  restoring  the  records  to  their  lawful 
keeper,  and  in  sustaining  the  legally-constituted  authorities  of 
the  land. 

"  The  office  of  justice  of  the  peace  in  California,"  the  proc- 
lamation continues,  "even  where  regularly  constituted  and 
legally  filled,  is  subordinate  to  that  of  alcalde;  and  for  one 
holding  such  office  to  assume  the  control  of,  and  authority 
over,  a  superior  tribunal,  argues  an  utter  ignorance  of  the 
laws,  or  a  wilful  desire  to  violate  them,  and  to  disturb  the 
public  tranquillity.  It  is  believed,  however,  that  such  per- 
sons have  been  led  into  the  commission  of  this  rash  act 
through  the  impulse  of  the  moment,  rather  than  any  wilful 
and  settled  design  to  transgress  the  law ;  and  it  is  hoped  that 
on  due  reflection  they  will  be  convinced  of  their  error,  and 
unite  with  all  good  citizens  in  repairing  the  violence  they 
have  done  to  the  laws.  It  can  hardly  be  possible  that  intel- 
ligent and  thinking  men  should  be  so  blinded  by  passion, 
and  so  unmindful  of  their  own  interests  and  the  security  of 
their  property,  after  the  salutary  and  disinterested  advice 
and  warnings  which  have  been  given  them  by  the  Pres- 
ident of  the  United  States,  by  the  Secretaries  of  State  and 
of  War,  and  by  men  of  high  integrity  and  disinterested 
motives,  as  to  countenance  and  support  any  illegally  consti- 
tuted body  in  their  open  violation  of  the  laws,  and  assump- 
tion of  authority  which  in  no  possible  event  could  ever  belong 
to  them. 

"  The  office  of  alcalde  is  one  established  by  law,  and  all 
officers  of  the  United  States  have  been  ordered  by  the  Presi- 
dent to  recognize  and  support  the  legal  authority  of  the  per- 
son holding  such  office;  and  whatever  feelings  of  prejudice  or 
personal  dislike  may  exist  against  the  individual  holding 
such  office,  the  office  itself  should  be  sacred.  For  any  incom- 
petency or  mal-administration,  the  law  affi^rds  abundant 
means  of  remedy  and  punishment — means  which  the  Exeou- 


46  The  Establishment  of  Municipal  Government       [116 

live  will  always  be  found  ready  and  willing  to  employ,  to  the 
full  extent  of  the  powers  vested  in  him."^ 

This  proclamation  denouncing  as  an  illegal  body  the  legis- 
lative assembly  which  for  three  months  had  performed  all  the 
functions  of  a  town  government,  was  followed  the  next  day, 
June  5,  by  an  order  from  Governor  Riley,  restoring  the  ayun- 
taraiento  to  power.  This  order  was  based  on  the  well  grounded 
opinion  that  all  the  laws  of  California  existing  at  the  time  the 
country  was  annexed  to  the  United  States,  which  were  not  in 
conflict  with  the  constitution,  laws,  and  treaties  of  the  United 
States,  were  still  in  force  and  must  continue  in  force  till 
changed  by  competent  authority.  The  powers  and  duties  of 
all  civil  officers  remained  as  they  had  been  before  the  conquest, 
except  so  far  as  they  might  have  been  modified  by  the  act 
of  annexation.  This  order  by  which  the  legislative  assem- 
bly was  set  aside  and  power  was  restored  to  the  council  or 
ayuntamiento,  affirmed  the  traditional  power  of  the  council 
over  the  lands  of  the  pueblo. 

The  last  meeting  of  the  legislative  assembly  was  held  on 
the  4th  of  June,  and  the  election  ordered  by  Governor  Riley 
took  place  on  the  1st  of  August.  At  this  election  there  were 
1,516  votes  cast,  of  which  John  W.  Geary,  candidate  for  the 
office  of  first  alcalde,  received  the  whole  number.  Frank 
Turk,  who  was  elected  second  alcalde,  received  1,055  votes. 
The  ayuntamiento  or  town  council  elected  at  this  time  con- 
sisted of  twelve  members,  namely:  Talbot  H.  Green,  Henry 
A.  Harrison,  Alfred  J.  Ellis,  Stephen  C.  Harris,  Thomas  B. 
Winton,  John  Townsend,  Rodman  M.  Price,  William  H. 
Davis,  Bezer  Simmons,  Samuel  Brannan,  William  M.  Stewart 
and  Gabriel  B.  Post.  Horace  Hawes  was  elected  prefect,  and 
Francis  Guerrero  and  Joseph  R.  Curtis  were  elected  sub-pre- 
fects. Peter  H.  Burrett  was  elected  judge  of  the  Supreme 
Court. 


*  Executive  Document  No.  17,  House  of  Rep.,  First  Session,  Slst  Con- 
gress, p.  773. 


117]  In  San  Francisco,  47 

At  the  second  meeting  of  the  newly  elected  council,  Mr. 
Greary,  the  first  alcalde,  spoke  at  length  on  the  affairs  of  the 
town,  and  asked  the  co-operation  of  the  council  *'  in  making 
it,  in  point  of  order  and  security,  what  it  must  shortly  be  in 
wealth  and  imj)ortance,  the  first  city,  and  great  commercial 
and  moneyed  emporium  of  the  Pacific."  ^ 

"  Economy  in  the  expenditure  of  public  money,"  he  said, 
"  is  at  all  times  desirable  and  necessary ;  but  situated  as  we 
are  here,  without  any  superior  body  to  legislate  for  us,  the 
people  of  the  city  will,  of  necessity,  be  called  upon  to  assume 
a  responsibility  in  the  enactment  of  laws,  and  in  the  expendi- 
ture of  money  for  public  purposes,  not  usual  under  ordinary 
circumstances."  The  city  was,  at  this  time,  without  a  dollar 
in  the  public  treasury ;  there  was  neither  an  office  for  the 
magistrate,  nor  any  other  public  edifice.  "  You  are,"  continued 
the  alcalde,  "  without  a  single  police  officer  or  watchman,  and 
have  not  the  means  of  confining  a  prisoner  for  an  hour;  neither 
have  you  a  place  to  shelter,  while  living,  sick  and  unfortunate 
strangers  who  may  be  cast  upon  our  shores,  or  to  bury  them 
when  dead.  Public  improvements  are  unknown  in  San  Fran- 
cisco. In  short,  you  are  without  a  single  requisite  necessary 
for  the  promotion  of  prosperity,  for  the  protection  of  property, 
or  for  the  maintenance  of  order." 

In  view  of  this  condition  of  things,  it  was  clear  that  the 
most  important  question  to  be  considered  by  the  new  govern- 
ment was  the  question  of  taxation,  and  to  this  the  alcalde 
directed  a  large  part  of  his  address.  "  There  is  perhaps  no 
city  upon  the  earth,"  he  said,  "  where  a  tax  for  the  support 
of  its  municipal  government  can  be  more  justly  im|)osed  than 
here.  Real  estate,  both  improved  and  unimproved,  within  a 
short  space  of  time,  has  increased  in  value  in  many  instances 
a  thousand-fold,  and  even  at  its  present  high  rates,  will  pro- 
dace  in  the  shape  of  rents  the  largest  average  income  upon 


^  Minutes  of  the  Ayuntamiento,  August  8, 1849.    The  address  is  printed 
in  the  ''Annals,"  but  it  is  there  set  down  as  delivered  at  the  first  meeting. 


48  The  Establishment  of  Municipal  Government       [118 

record.  Yet  notwithstanding  this  unprecedented  increased 
value  of  real  estate,  the  burdens  of  government  should  not  be 
borne  by  a  tax  upon  that  species  of  property  alone ;  each  and 
every  kind  of  business  carried  on  within  the  limits  of  the 
district  should  bear  its  just  and  proper  share  of  taxation. 

"  The  charters  of  most  cities  in  the  United  States,  granted 
by  the  l^islature,  give  the  corporation  the  right  to  levy  and 
collect  a  tax,  as  well  to  defray  the  expenses  of  its  municipal 
government  as  for  public  improvements;  and  it  is  usual  to 
submit  a  tax  bill  to  the  legislature  for  its  confirmation.  This 
is  done  to  prevent  abuses.  Yet  I  do  not  know  of  an  instance 
where  the  tax  imposed  has  been  reduced  by  the  legislature. 
In  towns  not  incorporated  there  is  no  resort  to  be  had  to  the 
l^islature  for  a  confirmation  of  the  tax  laws.  The  town  offi- 
cers, chosen  by  the  people,  impose  the  taxes,  and  collect  a 
sufficient  revenue  by  common  consent ;  and  their  right  to  do 
so  is  never  questioned.  That  you  have  a  right  to  levy  and 
collect  a  reasonable  and  proper  tax,  for  the  support  of  your 
municipal  government,  cannot,  in  my  judgment,  for  a  moment 
be  questioned.  In  the  absence  of  State  legislative  authority 
you,  as  the  representatives  of  the  people,  are  supreme  in  this 
district,  and  your  acts,  so  long  as  you  confine  them  strictly  to 
the  legitimate  sphere  of  your  duty,  will  not  only  be  sanctioned 
and  approved  by  the  present  worthy  executive  of  our  govern- 
ment in  California,  but  will  be  most  promptly  confirmed  by 
the  legislature,  whenever  one  shall  be  assembled  either  for  the 
Territory  or  State. 

"  I  would,  therefore,  recommend  that  with  all  convenient 
despatch,  you  ascertain,  as  near  as  possible,  the  amount  of 
funds  deemed  necessary  for  the  support  of  a  proper  and  efficient 
municipal  government  for  one  year ;  that  when  you  shall  have 
determined  this,  you  shall  proceed  to  collect  a  just,  equitable 
tax  upon  real  estate  and  upon  sales  at  auction ;  and  that  you 
require  all  merchants,  traders,  storekeepers,  etc.,  to  take  out  a 
license  for  the  transaction  of  their  business,  paying  therefor  an 
amount  proportionate  to  the  quantity  of  merchandise  vended 


119]  In  San  Francisco,  49 

by  them.  Also,  that  all  drays,  lighters,  and  boats,  used  in 
the  transportation  of  merchandise,  and  of  passengers,  to  or 
from  vessels  in  the  harbor,  be  licensed. 

"  There  is  also  another  class  of  business  proper  to  be  taxed, 
which  although  sometimes  prohibited  by  law,  yet  in  many 
countries  is  regulate^l  by  law.  I  recommend  you  to  adopt  the 
latter  course.  The  passion  for  gambling  is  universal,  even 
where  the  severest  penalties  are  imposed  to  prevent  its  indul- 
gence. And  it  is  a  fact  well  known  and  understood,  whenever 
gaming  tables  are  licensed  and  subject  to  proper  police  regula- 
tions, they  are  less  injurious  to  the  interests  and  morals  of  the 
community  than  when  conducted  in  defiance  of  law.  In  the 
one  case  the  proprietors  are  amenable  to  the  law  which  author- 
izes them,  and  are  subject  to  proper  control,  while  on  the  other 
hand,  if  prohibited,  the  evasion  of  the  law  by  such  means  as 
are  usually  resorted  to,  does  but  increase  the  evil,  and  the 
community  is  in  no  way  benefited.  I  would,  therefore,  recom- 
mend, under  present  circumstances,  and  until  State  legislation 
can  be  had  on  the  subject,  that  you  license  gaming  and  billiard 
tables." 

In  this  address,  the  alcalde,  moreover,  urged  the  council  to 
adopt  measures  for  the  promotion  of  popular  education,  in 
order  that  California,  when  erected  into  a  State,  might  show 
the  older  States  of  the  Union  "  that  she  fully  appreciates  edu- 
cation as  the  only  safeguard  of  our  republican  institutions." 
He  also  called  attention  to  the  fact  that  **  the  public  documents 
containing  all  the  muniments  of  title,  etc.,  for  real  estate," 
were  not  to  be  found  in  official  but  in  private  hands,  and 
asked  for  "  authority  to  appoint  a  committee  of  three  resi)ect- 
able  and  intelligent  citizens,  who,  under  oath,  shall  make  an 
inventory  of  the  said  documents,  and  a  schedule  of  any  muti- 
lation, erasures,  or  interlineations  which  may  be  found  on 
their  pages." 

But  the  council  had  already  anticipated  this  suggestion  of 
the  alcalde's  address,  for  at  the  first  meeting  on  the  6th  of 
August,  two  days  before  the  address  was  read,  the  president 
4 


50  The  Establishment  of  Municipal  Government       [120 

of  the  council  had  been  authorized  to  appoint  three  commis- 
sioners to  take  an  inventory  of  all  public  documents  which 
might  be  turned  over  to  them  by  the  late  alcalde,  or  any 
other  persons.  The  resolution  conveying  this  authority  pro- 
vided further  that  the  commissioners  should  not  be  members 
of  the  council.^  These  commissioners  were  subsequently  ap- 
pointed, and  by  a  resolution  of  the  council,  passed  August  20, 
the  pay  of  one  of  them,  Mr.  Toler,  was  fixed  at  sixteen  dol- 
lars a  day,  and  that  of  the  other  at  ten  dollars  a  day. 

At  an  adjourned  meeting,  the  third  held  by  the  newly 
elected  town  council,  the  oath  of  office  was  administered  to 
Mr.  Horace  Hawes  as  prefect,  who  took  the  occasion  to 
address  the  council  on  the  powers  and  duties  of  the  govern- 
ment which  had  just  been  organized. 

"Under  the  peculiar  circumstances  of  this  district,"  he  said, 
"with  a  population  composed  of  recent  immigrants,  who, 
owing  to  that  fact,  must  necessarily  be  unacquainted,  to  a 
great  extent,  with  the  existing  laws,  it  may  not  be  inappro- 
priate for  me  to  allude  briefly  to  those  provisions  which  define 
our  respective  functions;  and  I  would  remark  in  passing, 
that  the  laws  now  in  force  in  this  country,  when  well  under- 
stood, may  not  be  found  so  inadequate  to  the  purposes  of 
good  government  as  has  generally  been  supposed.  It  is,  per- 
haps, the  abuses  and  mal-administration  which  may  have 
existed  under  the  former  government,  rather  than  any  defect 
in  the  laws  themselves,  which  have  brought  them  into  dis- 
repute. 

"The  duties  of  prefects,  though  enumerated  in  twenty- 
nine  separate  articles  of  the  code,  which  will  shortly  be  placed 
in  your  hands,  may  be  briefly  expressed.  They  are  ^  to  take 
care  of  public  order  and  tranquillity  ;  to  publish  and  circulate, 
without  delay,  observe,  enforce,  and  cause  to  be  observed  and 
enforced,  the  laws  throughout  their  respective  districts ;  and 
for  the  execution  of  these  duties,  they  are  clothed  with  certain 

*  Minutes  of  the  Ayuntamiento  from  August  6,  1849,  to  May  3, 1860. 


121]  In  San  Francisco.  61 

powers  which  are  clearly  specified  and  defined.  They  are 
particularly  enjoined  to  attend  to  the  subject  of  public  instruc- 
tion, and  see  that  common  schools  be  not  wanting  in  any  of 
the  towns  of  their  respective  districts ;  they  are  also  required 
to  propose  measures  for  the  encouragement  of  agriculture  and 
all  branches  of  industry,  instruction,  and  public  l)eneficence, 
and  for  the  execution  of  new  works  of  public  utility  and  the 
repair  of  old  ones ;  they  constitute  the  ordinary  channel  of 
communication  between  the  governor  and  the  authorities  of 
the  district,  and  are  to  communicate  all  representations  com- 
ing from  the  latter,  accompanied  with  the  necessary  infor- 
mation.' 

*'  The  general  subjects  of  your  charge,  gentlemen,  are  the 
police,  health,  comfort,  ornament,  order  and  security  of  your 
jurisdiction,  and  you  will  perceive  from  an  examination  of 
the  laws  on  the  subject,  that  you  are  invested  with  extensive 
powers  as  respects  the  various  matters  upon  which  you  are  to 
act ;  and  when  we  consider  the  probable  destiny  of  the  infant 
city,  for  which  you  have  accepteil  the  office  of  guardians,  in 
respect  to  population,  wealth  and  commercial  greatness,  the 
prudent  exercise  of  those  powers  becomes  a  subject  of  incal- 
culable importance.  In  all  arrangements  and  improvements 
that  are  to  be  permanent,  it  will  be  well  to  take  into  view 
the  interests,  not  only  of  the  present,  but  of  future  ages ;  to 
regard  San  Francisco,  not  merely  in  its  present  condition,  but 
in  its  progress  and  the  maturity  of  its  greatness.  By  a  pros- 
pective view,  behold  it  not  only  the  commercial  metropolis  of 
the  west,  but  for  beauty  and  ornament,  and  the  beneficence  of 
its  arrangements  and  institutions,  the  model  city. 

"Although  the  lapse  of  time  and  the  posseasion  of  public 
resources,  not  now  at  your  disposal,  will  be  indispensable  to 
fulfil  these  expectations,  and  it  will  be  for  posterity  to  enjoy 
and  to  realize  what  you  have  contemplated,  you  will  have  it 
ID  your  power,  at  least,  to  prevent  any  ol)stacles  being  inter- 
posed that  might  retard  or  effectually  hinder  your  city  from 
attaining  a  destiny  so  happy  and  so  glorious.    From  this  single 


62  The  Establishment  of  Municipal  Government       [122 

view  you  will  perceive  the  importance  of  the  functions  which 
you  have  to  fulfil.  You  act  as  Town  Council  only,  it  is  true^ 
but  the  subject  of  your  charge  is  to  be  regarded  in  its  important 
relations  to  the  State,  to  the  republic,  and  to  the  commercial 
world.  Every  American  citizen  will  feel  that  he  has  an  inter- 
est in  it,  and  will  look  to  the  results  of  your  prudent  councils 
with  pride  and  satisfaction.  Your  being  the  first  Town  Coun- 
cil regularly  organized  under  the  American  Government,  your 
proceedings  will  be  reviewed  by  succeeding  ones  in  all  future 
time,  and  regarded  with  satisfaction,  or  with  regret,  as  they 
may  have  facilitated  or  retarded  the  prosperity  of  the  place."  ^ 

At  the  same  meeting  in  which  Mr.  Hawes  addressed  the 
council,  a  number  of  standing  committees  were  named  by  the 
chair :  on  judiciary,  on  finance,  on  streets  and  public  improve- 
ments, on  police  and  health,  and  on  expenditures.  On  the 
13th  the  council  appointed  a  number  of  municipal  officers, 
Frank  Turk  was  made  secretary;  William  M.  Eddy,  city 
surveyor ;  P.  C.  Landers,  collector  of  taxes ;  Jonathan  Code^ 
sergeant-at-arms ;  Malachi  Fallon,  captain  of  police ;  A.  C, 
Peachy,  city  attorney.  Subsequently,  on  the  20th,  Benjamin 
Burgoyne  was  elected  city  treasurer ;  Dr.  J.  R.  Palmer,  city 
physician ;  and  at  the  same  time  the  alcalde  announced  that, 
in  compliance  with  the  instructions  of  the  council,  he  had 
appointed  John  E.  Townes  sheriff,  who  had  given  the  required 
bond  in  the  sum  of  twenty-five  thousand  dollars. 

The  report  made  by  the  committee  on  finance  as  to  the  most 
expedient  means  for  raising  a  revenue,  was  adopted  on  the 
27th  of  August,  and,  after  various  modifications,  became  the 
basis  of  a  financial  policy  for  the  city.  It  established  "a  per- 
centage duty  on  the  sales  of  merchandise  and  real  estate,  and 
imposed  heavy  license  duties  on  those  engaged  in  different 
kinds  of  business."  ^     This  ordinance  having  been  brought  to 


* "  Minutes  of  the  Proceedings  of  the  Legislative  Assembly  and  of  the 
Ayuntamiento  or  Town  Council,"  pp.  221-^223. 
=*  Annals,  234. 


123]  In  San  Francisco.  63 

the  notice  of  the  prefect,  Mr.  Hawes,  he  returned  it  to  the 
council  with  his  objections  fully  stated.  In  the  prefect's  view 
it  was  in  conflict  with  the  laws ;  it  imposed  taxes  which  were 
unequal  and  disproportioned  to  the  circumstances  and  abilities 
of  those  having  to  pay  them  ;  it  was  calculated  to  weigh  most 
heavily  and  injuriously  upon  those  of  limited  capital  and  re- 
sources, who  ought  to  receive  encouragement  and  protection ; 
the  amount  of  revenue  it  would  produce  was  far  beyond  the 
needs  of  the  town.  In  the  ordinance  imposing  the  tax  there 
was  no  specification  of  the  objects  to  which  the  revenue  was  to 
be  applied,  and  the  tax-payers  should  know  for  what  purpose 
their  money  is  required.  Two  main  objections  are  thus  raised 
against  the  proposed  taxes.  In  the  first  place,  they  were 
excessive.  In  the  second  place,  they  would  fall  unequally  on 
the  tax-payers,  and  disproportionately  to  their  ability  to  pay, 
**  Revenue  laws,"  says  the  prefect,  "  should  be  so  adjusted  as 
to  foster  industry  and  encourage  labor,  by  freeing  it  from  all 
unnecessary  burdens.  But  this  ordinance  does  precisely  the 
reverse.  It  makes  the  drayman  pay  a  tax  of  eighty  dollars  a 
year — probably  as  much  as  his  cart  and  mule  will  be  worth  at 
the  end  of  that  period — that  is,  it  taxes  him  to  the  full  amount 
of  his  capital.  The  boatman  is  taxed  upon  precisely  the  same 
scale.  The  ordinance  takes  the  whole  capital  of  both,  and 
gives  them  only  the  use  of  it  for  one  year,  worth,  according  to 
the  customary  rate  of  interest  here,  twelve  per  cent.  The  tax 
upon  auction  sales,  being  proportioned  to  the  amount,  is  more 
just  and  equal,  but  much  too  high  for  the  wants  of  the  treasury. 
That  imposed  upon  merchants  and  traders,  however,  is  glar- 
ingly unequal  and  disproportioned.  The  wholesale  dealer,  with 
a  capital  of  $150,000,  will  have  to  pay  $400  a  year,  or  about 
two  and  two-thirds  mills  on  a  dollar,  while  the  small  trader, 
who  occupies  a  tent  or  shed,  with  a  capital  of  no  more  than 
one  thousand  dollars,  will  pay  three  hundred  dollars  a  year, 
or  thirty-three  and  one-third  dollars  on  a  hundred — that  is, 
the  latter  will  pay  a  little  over  one  hundred  and  twenty  times 
as  much  in  proportion  to  his  ability  as  the  former.     The  ped- 


64'  The  Establishinent  of  Municipal  Government       [124 

lar,  who  is  not  able  to  invest  above  one  hundred  dollars  at 
once,  perhaps,  will  pay  six  hundred  dollars,  or  about  twenty- 
four  hundred  times  as  much  as  the  first  mentioned.  Supposing 
a  monte  bank,  which  pays  a  tax  of  six  hundred  dollars  a  year, 
by  this  ordinance,  to  have  ten  thousand  dollars  employed; 
then,  as  between  the  itinerant  trader  and  the  gambler,  the  pat- 
ronage of  the  council  is  in  favor  of  the  gambler  by  one  hun- 
dred to  one — that  is,  the  former  has  to  pay,  relatively,  one 
hundred  times  as  much  as  the  latter/'  Besides  these  funda- 
mental objections,  the  prefect  finds  still  others,  the  most  note- 
worthy of  which  is  the  severity  of  the  punishment  inflicted  on 
hawkers  and  pedlars  who  ply  their  trade  without  a  license. 
The  ordinance,  he  observes,  "  makes  the  act  of  peddling  with- 
out a  license,  whether  from  ignorance  of  the  ordinance  or  a 
design  to  violate  it,  a  misdemeanor,  but  subjects  the  offender 
to  a  total  forfeiture  of  all  his  goods  and  chattels ;  '  for  all  the 
goods,  wares,  merchandise,  provisions,  or  clothing  found  in  his 
possession  at  the  time  of  his  arrest,'  will,  in  most  cases,  include 
all  the  property  he  has  in  the  world." 

The  message  containing  these  objections  was  received  and 
read  before  the  council  at  the  meeting  on  the  10th  of  Sep- 
tember, 1849,  and  at  an  adjourned  meeting  two  days  later, 
the  ordinance  for  revenue  was  taken  up  and  amended.  A 
committee  was  then  appointed  to  wait  on  Governor  Riley  and 
ask  for  his  approval  of  the  bill.  The  amended  articles  from 
1  to  8  inclusive  were,  in  the  governor's  opinion,  "  in  strict 
accordance  with  the  laws  and  customs  of  the  country."  In 
the  same  communication  the  governor  also  expressed  the 
opinion  that  the  prefect  had  no  power  to  veto  ordinances 
passed  by  the  town  council,  it  being  the  duty  of  the  prefect, 
to  use  the  governor's  words,  "  to  exercise,  in  the  administra- 
tion and  expenditure  of  municipal  funds,  such  supervision  as 
may  be  granted  to  him  by  the  ordinances  of  the  ayunta- 
miento;  and  in  case  they  exceed  their  authority,  he  must 
report  the  fact  to  the  governor." 

Much  of  the  confusion  which  appeared  in  the  local  affairs 


125]  In  San  Francisco.  •  55 

of  San  Francisco,  and  of  the  uncertainty  as  to  the  powers 
and  functions  of  the  officers  was  due  to  the  fact  that  Cali- 
fornia remained  without  a  strictly  and  clearly  defined  legal 
status  under  the  dominion  of  the  United  States.  At  the 
time  of  the  election  of  the  town  council  which  succeeded  the 
legislative  assembly,  there  were  also  elected  at  San  Francisco 
five  delegates  to  the  convention  called  to  frame  a  constitution 
for  California.  These  were  Edward  Gilbert,  Myron  Norton, 
Wm.  M.  Gwin,  Joseph  Hobson,  and  Wm.  M.  Stewart.  The 
convention  met  in  Monterey  on  the  1st  of  Septeml)er,  com- 
pleted its  work  on  the  13th  of  October,  and  the  constitution 
was  adopted  by  popular  vote  on  the  13th  of  November.  It 
was  not  until  late  in  the  following  year,  however,  the  9th  of 
September,  1 850,  that  California  was  admitted  to  the  Union 
as  a  State.  But  at  the  time  of  the  adoption  of  the  constitu- 
tion a  full  list  of  State  officers  had  been  elected,  and  a  poli- 
tical organization  was  formed  long  before  the  Congress  had 
finished  wrangling  over  the  question  of  admission.  It  was  the 
l^islative  department  of  this  unauthorized  organization  that, 
on  April  15, 1850,  passed  the  first  city  charter  of  San  Francisco. 
The  last  ayuutamiento  under  the  old  order  of  things  was 
elected  on  the  8th  of  January,  in  which  John  W.  Geary  was 
re-elected  first  alcalde,  and  Frank  Turk  second  alcalde.  A 
number  of  the  members  of  the  previous  council  were  also 
re-elected.  The  new  council  met  on  the  11th  of  January. 
The  prefect  administered  the  oath  of  office  to  Mr.  Geary  as 
first  alcalde,  who  in  turn  administered  it  to  the  members  of 
the  council.  The  former  secretary,  Henry  L.  Dodge,  was 
unanimously  elected  to  the  same  position,  and  after  he  had 
taken  the  oath  of  office,  the  council  was  declared  organized. 
The  business  devolving  on  the  council  was  executed  through 
a  number  of  standing  committees:  on  the  judiciary,  on  hcaltli 
and  ix)lioe,  on  finance,  on  expenditures,  and  on  streets,  and 
public  buildings,  and  public  improvements.  There  was  also 
appointed  a  committee  on  education,  to  whom  were  referred 
all  matters  relating  to  common  schools  and  public  education. 


56  The  Estahllshment  of  Municipal  Government       [126 

Aside  from  the  details  of  the  current  business  of  a  rapidly 
increasing  community,  two  questions  of  special  importance 
occupied  the  attention  of  the  municipal  officers,  between  the 
time  of  the  organization  of  the  council  and  the  3d  of  May, 
the  time  of  its  last  meeting.  These  were  the  question  of  the 
land  grants  and  the  question  relative  to  the  formation  of  a 
charter  for  the  city. 

On  the  21st  of  December,  1849,  the  ayuntamiento  having 
learned  "that  J.  Q.  Col  ton,  a  justice  of  the  peace  for  the  town 
of  San  Francisco,  had  assumed  the  authority  and  pretended  to 
exercise  the  right  of  selling,  granting  and  disposing  of  lots 
within  the  limits  of  the  town/'  resolved,  therefore,  to  institute 
l^al  proceedings  against  him  in  order  "to  restrain  him  in 
such  illegal  and  unwarrantable  practices,  and  to  make  him 
amenable,  by  due  process  of  law,  for  a  misdemeanor  and 
malfeasance  in  office."  A  similar  charge  was  also  brought 
against  Mr.  Leavenworth,  sometime  alcalde  of  San  Francisco. 
In  the  meeting  of  the  council,  held  December  24,  it  was 
resolved  to  declare  "  all  grants  of  town  lots  made  and  signed 
by  J.  Q.  Colton,  void  and  of  no  effect."  On  the  19th  of 
February,  1850,  Horace  Hawes,  the  prefect  of  San  Fran- 
cisco, addressed  a  note  to  the  ayuntamiento  enclosing  a  com- 
munication from  Peter  H.  Burnett,  who  had  been  elected 
governor  of  California  at  the  time  of  the  adoption  of  the 
constitution,  and  who  had  then  assumed  the  authority  hitherto 
held  by  Governor  Riley.  This  communication  ordered  that 
no  further  sales  of  the  municipal  lands  be  made  until  the 
further  order  of  the  executive,  or  until  the  Legislature  should 
have  passed  some  Act  in  reference  to  them.  In  this  order 
Burnett  defines  himself  as  "Governor  of  the  State  of  Cali- 
fornia," and  yet  California  was  not  within  six  months  of 
admission  to  the  Union.  In  opposition  to  this  view  of  the 
prefect  and  the  governor  stands  the  conclusion  reached  by  the 
city  attorney,  A.  C.  Peachy,  in  a  report  made  to  the  ayunta- 
miento on  the  25th  of  February.  After  a  somewhat  minute 
examination  of  Mexican  law  on  the  point  in  question,  he 


127]  In  San  Francisco,  57 

reached  the  conclusion  "  that  all  lands  in  the  vicinity  of  the 
old  mission  of  San  Francisco  de  Asia,  and  the  landing  of 
Yerba  Buena,  not  included  in  the  legal  grants  to  private 
individuals,  or  in  reserves  made  by  the  government,  belong 
to  the  municipality  of  San  Francisco,  and  are  subject  to  be 
sold  at  public  aution,  or  granted  in  solares  or  building  lots, 
in  the  manner  directed  by  law." 

The  town  council  regarded  with  great  disfavor  the  inter- 
ference of  the  governor  in  the  sale  of  town  lots,  and  on  the 
25th  of  February,  1850,  resolved  "that  in  our  opinion  the 
governor  of  California  has  no  right  to  interfere  in  the  sale 
of  town  lots."  The  sale  which  had  been  fixed  for  the  4th  of 
March  was  postponed  until  the  4th  of  April.  The  council, 
however,  wished  to  have  it  understood  that  in  postponing  the 
sale  they  were  not  actuated  by  any  fear  of  the  governor  of 
the  State  interfering  in  the  sale,  but  that  they  did  it  because 
they  wished  that  those  who  were  anxious  to  purchase  lots 
might  have  time  to  enquire  into  the  powers  of  the  council  in 
the  matter.  They  wished,  moreover,  to  have  it  understood  that 
they  considered  the  interference  of  the  governor  "to  be  a  high- 
handed act  of  usuqmtion  on  his  part,  and  one  in  which  neither 
the  law  nor  the  opinion  of  the  public  sustains  him."  The 
original  resolutions  from  which  this  quotation  is  derived  were 
finally  set  aside  by  the  following  substitutes,  which  were  passed : 

^^  Resolved  J  That  the  Constitution  of  the  Stat€  of  California 
prescribes  the  duties,  and  limits  the  powers,  of  the  governor ; 
and  therefore  this  council  recognize  no  power  in  the  executive 
to  interfere  in  their  municipal  affairs. 

**  Resolvedj  That  any  attempt  so  to  interfere,  under  the 
pretense  that  such  right  is  the  prerogative  of  the  governor, 
ex  qfficiOy  or  belongs  to  him  as  the  executive  of  Mexican  law, 
is  inconsistent  with  the  provisions  of  the  constitution,  and  is 
an  assumption  of  power  dangerous  to  the  rights  and  liberties 
of  the  people."  * 

*  Proceedings  of  the  Ayuntamiento  or  town  coandl,  March  2, 1850. 


58  The  Lstahlishment  of  Municipal  Government       [128 

Through  a  oommunication  read  before  the  ayuntamiento  at 
the  meeting  of  February  25,  the  prefect  demanded  information 
on  certain  points : 

"  Firsty  How  many,  and  what  water  and  town  lots  have  been 
sold  by  the  ayuntamiento  since  the  1st  of  August  last,  the 
date  of  the  sale,  price  paid  for  each  lot,  and  the  name  of  the 
purchaser,  with  the  terms  of  payment. 

*^  Second,  How  many  of  the  said  town  lots,  if  any,  have  been 
originally  purchased  by  members  of  the  ayuntamiento,  at  sales, 
public  or  private,  ordered  by  that  body. 

"  Third,  Whether,  by  the  resolutions  ordering  the  public 
sale  made  on  the  3d  of  January,  or  any  other  public  sale  of 
said  lots,  it  was  provided  that  a  credit  should  be  given  for  the 
purchase-money,  and  if  so,  whether  notice  that  such  credit 
would  be  allowed  was  given  to  the  public  in  the  printed 
advertisements  of  such  sale. 

"  Fourth,  Whether  on  the  night  of  the  7th  January  last,  the 
night  preceding  the  election  for  members  of  the  ayuntamiento, 
several  of  the  old  members  met  and  resolved  to  appropriate 
$200,000  for  building  a  wharf  at  the  foot  of  California  street, 
and  if  so,  who  of  such  members  were  present  at  such  meeting, 
and  who  presided  thereat. 

^^  Fifth,  Whether  the  water  lots  adjoining  the  line  of  the 
proposed  wharf  were  purchased  by  the  same  members  who 
made  the  appropriation,  and  when." 

The  prefect  had  informed  the  ayuntamiento  that  on  the  1st 
of  March  a  full  and  complete  account,  as  required  by  law 
must  be  rendered  by  them,  of  their  administration  of  the 
municipal  funds,  in  order  that  it  might  be  forwarded  to  the 
governor  and  published  for  the  information  of  the  people. 
It  does  not,  however,  appear  that  the  account  was  rendered 
in  accordance  with  this  request  or  that  satisfactory  reply  was 
made  to  the  prefect's  list  of  questions.  The  communication 
containing  them  was  read  before  the  council  and  laid  on  the 
table. 

The  required  account  not  having  been  received,  and  the 


129]  In  San  Francisco.  59 

advertised  sales  of  municipal  lands  not  having  been  postponed, 
the  prefect  appeared  in  a  somewhat  excited  state  of  mind: 
"  Your  Excellency,"  he  wrote,  "  will  therefore  perceive  that 
an  issue  is  clearly  presented  between  the  ayuntamiento  of  San 
Francisco  and  the  constituted  executive  authorities  of  the 
State.  The  question  to  be  decided  before  this  community, 
and  before  the  people  of  the  State  is,  whether  the  arbitrary 
will  of  the  members  of  the  town  council  or  the  laws  of  the 
land,  supported  by  the  executive  authorities,  shall  be  the  rule 
in  the  administration  of  public  afiPairs."  At  the  same  time 
he  demanded  definite  instructions  for  his  "  governance  in  this 
crisis,"  and  stated,  moreover,  that  in  his  view  the  general 
sentiment  of  the  citizens  of  San  Francisco  was  opposed  to  a 
further  sale  of  town  lots,  and  that  in  the  "depressed  state 
of  monetary  affairs,  a  forced  sale  would  be  attended  with 
immense  sacrifice  of  present  and  future  values  to  the  town." 

Two  days  after  this  writing.  Governor  Burnett  directed  the 
attorney-general  of  California  to  aid  the  prefect  and  sub-pre- 
fect in  an  examination  of  the  law",  with  the  view :  "  first, 
to  file  a  bill  in  chancery  against  the  ayuntamiento  for  such 
accounts  as  the  law  requires  them  to  make  out  and  transmit 
to  the  sub-prefect;  second,  to  file  a  bill  in  chancery  to  restrain 
the  town  council  from  completing  the  sales  of  lots  made  after 
the  issuing  of  my  order  suspending  the  sales,  and  from  col- 
lecting any  of  the  money  due  upon  obligations  given  for  the 
purchase  of  such  lots;  third,  to  file  a  bill  in  chancery  to  set 
aside  all  the  purchases  of  town  lots  made  by  any  member  of 
the  town  council  before  or  since  the  issuing  of  my  orders." 
In  this  communication,  the  governor  left  the  prefect,  after 
consultation  with  the  attorney-general,  to  take  what  steps  he 
might  deem  requisite,  and  confessed  that  he  had  no  |K)wer 
to  8U8[)end  the  ayuntamiento  except  by  the  consent  of  the 
Legislature. 

The  conflict  of  authorities  which  threatened  to  be  serious 
was  finally  averted  by  the  retirement  of  the  ayuntamiento. 
On  the  16th  of  March,  1860,  E.  J.  C.  Kewen,  the  attorney- 


60  The  EstahlUhment  of  Municipal  Government       [130 

general,  wrote  to  Governor  Burnett  in  a  somewhat  exultant 
tone  of  victory  :  "  The  enemy  have  fled,  and  we  are  the  sole 
occupants  of  the  field.  The  sale  is  indefinitely  postponed. 
I  advised  Hawes  to  exert  the  authority  of  his  office  to  the 
utmost  extent  that  law  would  justify,  and  in  the  event  of 
foiling  to  accomplish  the  desired  end,  I  should  have  proceeded 
without  further  delay  upon  a  writ  of  quo  warranto.  They  are 
evidently  fearful  of  any  action  that  will  cause  an  investigation 
into  the  extent  of  their  authority,  and  catching  some  hint  of 
ulterior  proceedings  in  contemplation,  in  case  of  disobedience 
to  executive  behests,  they  have  exposed  the  character  of  the 
beast  that  paraded  so  ostentatiously  in  the  lion's  skin."^ 

The  prefect,  by  this  victory,  did  not  achieve  lasting  glory. 
On  the  29th  of  March,  1850,  he  was  suspended  by  Governor 
Burnett  on  charges  preferred  by  the  ayuntamiento  of  San 
Francisco.  The  Alta  California  of  April  1,  commenting  on 
the  governor's  action,  stated  it  as  a  matter  of  notoriety  that 
Prefect  Hawes  had  "  been  continually  annulling  the  acts  of 
the  ayuntamiento,  and  sending  forth  complaints  and  pro- 
nunciamentos  against  them,"  and  "that  he  had  it  in  con- 
templation to  assume  the  entire  control  of  the  town  affairs." 

Further  investigation  of  the  supposed  frauds  in  connection 
with  the  sale  of  land  within  the  limits  of  the  town  were 
deferred  to  a  later  time. 

At  a  meeting  of  the  ayuntamiento,  December  1,  1849, 
Samuel  Brannan  moved  to  authorize  the  alcalde  to  appoint 
a  day  for  the  election  of  eleven  delegates  to  draft  a  city 
charter  to  be  presented  to  the  State  Legislature  for  adoption. 
This  motion  was  lost;  but  on  the  12th  of  the  same  month 
he  offered  a  resolution  of  a  somewhat  similar  purport,  which 
was  adopted.  This  second  resolution,  however,  provided  that 
the  committee  of  five  to  draft  the  charter  should  be  appointed 
by  the  chair.  Messrs.  Brannan,  Davis,  Turk,  Harrison  and 
Price  were  appointed,  and  by  a  subsequent  resolution  they 

» "  Minutes  of  the  Ayuntamiento,  1849-1850,"  p.  237. 


131]  In  San  Francisco.  61 

were  authorized  to  examine  and  define  the  extent  of  territory 
to  be  embraced  within  the  limits  of  the  city.  This  committee 
failed  to  perform  the  work  required  of  it,  and  at  a  meeting 
of  the  ayuntamiento,  January  16,  1850,  the  committee  on 
judiciary  was  instructed  to  submit  a  charter  to  the  council 
on  the  28th  of  the  month,  which,  if  approved,  would  be 
presented  to  the  citizens  on  the  first  Monday  of  February. 
This  committee  was  authorized  to  procure  such  legal  advice 
and  assistance  as  they  might  deem  advisable,  to  aid  them  in 
drafting  the  charter  in  accordance  with  their  instructions. 
The  charter  as  formed  by  the  judiciary  committee  was  sub- 
mitted to  the  council  on  the  30th  of  January,  1860.  It  was 
read  by  sections,  amended  and  adopted.  It  was  then  referred 
back  to  the  committee  to  be  engrossed,  and  the  committee  was 
instructeil  to  have  five  hundred  copies  of  it  printed  and  dis- 
tributed among  the  citizens  of  San  Francisco.  On  the  13th 
of  February  a  special  meeting  of  the  ayuntamiento  or  council 
was  called  for  the  reconsideration  of  the  charter.  As  amended 
at  this  meetiug,  in  a  committee  of  the  whole,  it  was  finally 
adopted  by  a  vote  of  four  to  three.  Messrs.  Hagan  and 
(ireen  were  then  requested  to  present  it  to  the  San  Francisco 
representatives  in  the  Legislature  that  it  might  be  adopted  by 
that  body. 

A  few  weeks  later,  March  11,  the  Legislature  passed  a 
general  Act  providing  for  the  incorporation  of  cities.  Under 
this  Act  any  city  in  the  State,  of  at  least  two  thousand  inhabi- 
tants, might  be  incorporated,  either  by  the  Legislature  or  by 
the  County  Court,  upon  application.  The  outline  of  a  charter 
embrace<l  in  this  Act  provided  for  a  government  by  a  mayor, 
recorder  and  common  council,  who  should  possess  the  power 
usually  belonging  to  a  municipal  government.  Before  the 
passage  of  this  general  law,  an  Act  had  been  passed,  February 
27,  to  incorporate  Sacramento  City.  Benicia,  San  Diego  and 
San  Jo66  were  incorporated  on  March  27.  Three  days  later, 
March  30,  an  Act  was  passed  incorporating  Monterey,  and  on 
the  4th  of  April  Sonoma  and  Los  Angeles  were  added  to  the 


62  The  Establishment  of  Municipal  Government       [132 

list.  The  incorporation  of  Santa  Barbara  followed,  April  9, 
and  that  of  San  Francisco  on  April  15.  San  Francisco  was 
thus  the  ninth  city  of  California  incorporated  after  the  adoption 
of  the  Constitution. 


III. 

The  territory  embraced  within  the  boundaries  fixed  by  the 
charter  of  1850,  was  only  a  small  part  of  that  to  which  the 
city  was  entitled,  according  to  later  judicial  decisions.  The 
southern  boundary  of  this  territory  was  a  line  parallel  to  Clay 
street  and  two  miles  distant,  in  a  southerly  direction,  from 
the  centre  of  Portsmouth  Square.  The  western  boundary  was 
a  line  one  mile  and  a  half  distant,  in  a  westerly  direction, 
from  the  centre  of  Portsmouth  Square,  running  parallel  to 
Kearney  street.  The  northern  and  eastern  boundaries  were 
the  same  as  those  of  the  county  of  San  Francisco.  This  was 
a  limitation  for  the  purposes  of  municipal  administration,  but 
it  was  provided  that  it  should  not  be  "  construed  to  divest  or 
in  any  manner  prejudice  any  right  or  privilege  to  which  the 
city  of  San  Francisco  may  be  entitled  beyond  the  limits  above 
described."  Provision  was  made  for  dividing  the  city  into 
eight  wards,  which  could  not  be  altered,  increased,  or  dimin- 
ished in  number  except  by  the  action  of  the  Legislature.  The 
division  was  to  be  made  by  the  first  council  elected  under  the 
charter,  and  was  to  be  so  made  that  there  should  be  in  each 
ward,  as  near  as  might  be,  the  same  number  of  white  male 
inhabitants.  The  government  of  the  city  was  vested  in  a 
mayor,  recorder,  and  common  council,  the  council  consisting 
of  a  board  of  aldermen  and  a  board  of  assistant  aldermen. 
Each  board  was  composed  of  one  member  from  each  ward, 
had  the  right  to*  elect  its  president,  and  was  in  the  enjoyment 
of  all  those  privileges  and  prerogatives  which  usually  pertain 
to  a  legislative  assembly.  Under  the  charter,  moreover, 
provision  was  made  for  a  treasurer,  comptroller,  street  com- 
missioner, collector  of  city  taxes,  city  marshal,  city  attorney, 


133]  In  San  Francisco.  63 

and  from  each  ward  two  assessors.  These  offices  were  all 
elective,  and  the  time  fixed  for  the  election  was  the  fourth 
Monday  of  April  in  each  year.  The  elections  were  ordered 
by  the  common  council,  whose  duty  it  was  to  designate  the 
place  of  holding  them ;  to  give  at  least  ten  days'  notice  of  the 
same ;  and  to  appoint  inspectors  of  election  at  each  place  of 
voting.  Returns  of  all  elections  were  made  to  the  common 
council,  who  issued  certificates  of  election  to  the  persons 
chosen.  A  plurality  of  votes  was  required  for  election.  The 
elections  were  not  to  be  held  in  a  "  grog-shop  or  other  place 
where  intoxicating  liquors  were  vended,"  and  the  polls  were 
to  be  open  one  day  "  from  sunrise  till  sunset.'' 

The  duties  of  the  mayor  were  "  to  communicate  to  the  com- 
mon council  at  least  once  in  each  year"  a  general  statement 
of  the  condition  of  the  city  with  reference  to  its  governmental 
affairs ;  to  recommend  to  the  common  council  the  adoption  of 
such  measures  as  he  should  deem  expedient ;  "  to  be  vigilant 
and  active  in  causing  the  laws  and  ordinances  of  the  city 
government  to  be  duly  executed  and  enforced ;  to  exercise  a 
constant  supervision  and  control  over  the  conduct  and  acts 
of  all  subordinate  officers;  to  receive  and  examine  into  all 
such  complaints  as  may  be  preferred  against  any  of  them  for 
violation  or  neglect  of  duty,  and  certify  the  same  to  the 
common  council "  for  their  action.  The  common  council 
had  power  to  declare  the  office  of  any  person  so  complained 
against  vacant  if  the  complaint  were  found  to  be  true. 

The  recorder  was  a  judicial  officer  having,  within  the  limits 
of  the  city,  essentially  the  same  power  as  a  justice  of  the  peace. 
He  had,  moreover,  jurisdiction  over  all  violations  of  the  city 
ordinances.  The  city  marshal  was  a  regular  attendant  upon 
the  Recorder's  Court,  and  under  obligation  "  to  execute  and 
return  all  processes  issued  by  the  recorder,  or  divested  to  him 
by  any  legal  authority."  The  marshal  might  appoint  one  or 
more  deputies  who  should  have  equal  |X)wer  with  himself;  he 
should  arrest  all  persons  guilty  of  a  breach  of  the  j)eaoe  and 
of  violation  of  the  city  ordinances,  and  bring  them  before  the 


64  The  Establishment  of  Municipal  Government       [134 

recorder  for  trial.  He  should  possess,  finally,  superintending 
control  of  the  city  police. 

The  treasurer  was  required  to  make  out  and  present  to  the 
mayor  quarterly  "a  full  and  complete  statement  of  the  receipts 
and  expenditures  of  the  preceding  three  months,"  to  be  pub- 
lished in  a  manner  to  be  prescribed  by  ordinance.  The  usual 
oath  and  bond  were  required  of  all  city  officers  before  entering 
upon  the  duties  of  their  offices,  and  the  mayor,  recorder,  alder- 
men and  assistant  aldermen  were  required  to  qualify  within 
three  days  of  their  election.  The  duties  of  the  comptroller, 
street  commissioner,  collectors  and  all  other  officers  whose 
functions  were  not  laid  down  in  the  charter,  were  to  be 
defined  by  the  common  council. 

The  legislative  power  was  vested  in  the  mayor  and  the  two 
bodies  of  the  common  council.  Conspicuous  limitations  on 
this  power  were:  1.  That  the  taxes  levied  and  collected 
should  not  exceed  one  per  cent,  per  annum,  upon  all  property 
made  taxable  by  law  for  State  purposes;  2.  That  money 
borrowed  on  the  faith  of  the  city  should  "  never  exceed  three 
times  its  annual  estimated  revenues."  With  respect  to  all 
ordinances  passed  by  the  common  council,  the  mayor  pos- 
sessed a  limited  veto  which  was  defined  in  terms  similar  to 
those  employed  in  describing  the  veto  power  of  the  President 
of  the  United  States.  In  case  of  a  vacancy  in  the  office  of 
mayor,  or  in  case  of  the  absence  or  the  inability  of  the  mayor, 
the  president  of  the  board  of  aldermen  should  exercise  the 
mayor's  duties  and  receive  his  salary.  The  mayor  might 
call  special  sessions  of  the  common  council  at  any  time  by 
prolamation,  and  should  state  to  the  members  when  assem- 
bled the  purpose  for  which  they  had  been  convened. 

In  the  case  of  bills  appropriating  money,  imposing  taxes, 
increasing,  lessening,  or  abolishing  licenses,  or  for  borrowing 
money,  it  was  required  that  the  "yeas"  and  "nays"  should 
be  entered  on  the  journals.  For  the  passage  of  any  appro- 
priation bill  involving  the  sum  of  five  hundred  dollars  or 
more,  and  of  any  bill   increasing   or   diminishing  the  city 


135]  In  San  Francisco,  66 

revenue,  the  vote  of  a  majority  of  all  the  members  elected 
was  required.  All  resolutions  and  ordinances,  moreover, 
calli^^  for  the  appropriation  of  any  sum  of  money  exceeding 
fifteen  thousand  dollars,  were  required  to  lie  over  for  ten  days 
and  be  published  for  one  week  in  at  least  one  public  daily  paper. 
It  was  unlawful  for  any  member  of  the  common  council  to  be 
interested  in  any  contract,  the  expenses  of  which  were  to  be  paid 
out  of  the  city  treasury ;  and  the  city  itself  was  not  permitted 
to  become  the  subscriber  for  stock  in  any  corporation. 

In  case  it  should  become  necessary  for  the  city  to  use 
private  property  for  laying  out,  changing,  or  improving 
streets,  and  no  agreement  between  the  owners  and  the  cor- 
poration should  be  possible,  the  property  might  be  taken 
on  the  payment  by  the  city  of  a  sum  fixed  by  a  board  of 
^ve  commissioners  appointed  by  the  County  Court.  In  any 
proposition  to  pave,  grade,  light,  water,  or  otherwise  improve 
a  street,  one-third  of  the  owners  of  the  land  opposite  the 
proposed  improvements  making  objection,  the  improvements 
should  not  be  made.  But  if  the  number  of  the  objectors 
was  less  than  one-third  of  the  owners,  the  improvements 
should  be  made.  The  initiative  in  improvements  might  also 
be  taken  by  the  owners  of  property  opposite  which  they  were 
desired.  They  should  be  made  if  three-fourths  of  the  owners 
required  them  and  applied  therefor  to  the  common  council, 
provided  there  were  funds  in  the  treasury  not  otherwise  appro- 
priated that  might  be  used  for  this  purpose. 

That  there  might  be  no  conflict  of  powers,  it  was  provided 
by  a  final  section  of  the  charter,  that  all  the  powers  and 
functions  of  all  officers  whatsoever  who  had  hitherto  exer- 
cised authority  in  the  municipal  government  of  San  Francisco 
should  cease  and  be  determined  from  and  after  the  day  on 
which  the  officers  prescribed  by  the  charter  should  be  duly 
elected  and  qualified. 

The  first  election  under  this  charter  was  held  May  1,  1850, 
at  the  time  the  vote  was  taken  for  its  adoption  by  the  citizens 
of  San  Francisco.     The  following  officers  were  elected : 
5 


66 


The  Establishment  of  Municipal  Government       [136 


Mayor. — John  W.  Geary. 
iJ€cord<T.— Frank  Til  ford. 
Marshal. — Malachi  Fallon. 
City  Attorney.— Thos.  H.  Holt. 


Treasurer. — Charles  G.  Scott. 
Coviptroller. — Benj.  L.  Berry. 
Tax  Collector. — Wm.  M.  Irvin. 
Street  Commissioner. — Dennis  McGJpirthy. 


Charles  Minturn, 
F.  W.  Macondray, 
D.  Gillespie, 

A.  Bartol, 
C.  T.  Botts, 
Wm.  Sharron, 

Kobert  B.  Hampton, 
Holsey  Brower, 
John  Garvey, 


Aldermen. 
A.  A.  Selover, 
Wm.  Greene, 

Assistant  Aldermen. 
John  Maynard, 
John  P.  Van  Ness, 

Assessors. 
John  H.  Gibson, 
Francis  C.  Bennett, 


C.  W.  Stuart, 
Wm.  M.  Burgoyne, 
M.  L.  Mott. 

L.  T.  Wilson, 
A.  Morris, 
Wm.  Corbett. 

John  P.  Haff, 
Beverly  Miller, 
Lewis  B.  Coffin. 


Before  the  end  of  the  following  January  several  changes 
occurred  in  the  common  council.  Mr.  Burgoyne  was  never 
qualified  and  Mr.  Macondray  resigned.  Their  places  were 
filled  on  the  27th  of  June  by  the  election  of  Moses  G.  Leonard 
and  John  Middleton.  Of  the  assistant  aldermen,  Mr.  May- 
nard and  Mr.  Botts  resigned,  and  their  places  were  filled  by 
George  W.  Green  and  James  Grant.  Later  changes  were 
effected  in  the  board  of  aldermen  by  the  retirement  of  Mr. 
Gillespie  and  Mr.  Leonard,  whose  places  were  filled  on  the 
20th  of  January,  1851,  by  the  election  of  W.  H.  V.  Cronise 
and  D.  G.  Robinson.  At  the  time  of  this  last  election,  George 
W.  Gibbs  was  chosen  to  fill  a  vacancy  in  the  board  of  assistant 
aldermen  caused  by  the  resignation  of  Mr.  Morris. 

The  two  boards  met  to  organize  and  appoint  committees  on 
the  9th  of  May,  in  the  City  Hall,  at  the  corner  of  Kearney 
and  Pacific  streets.  At  these  meetings  a  message  from  the 
mayor  was  received  and  read.  The  reports  of  the  treasurer 
and  comptroller  submitted  at  this  time  show  the  liabilities 
of  the  city  to  have  been  $199,174.19,  while  the  assets  were 
$238,253.00,  being  an  excess  of  $39,078.81  over  the  liabilities. 

The  new  government  having  been  put  into  operation  shortly 
after  the  conflagration  of  May  4,  its  attention  was  directed  to 


137]  In  San  Francisco.  67 

the  necessity  of  providing  more  efficient  means  for  extinguish- 
ing fires.  To  this  end  an  ordinance  was  passed  declaring  "that 
if  any  person,  during  a  conflagration,  should  refuse  to  assist  in 
extinguishing  the  flames,  or  in  removing  goods  endangered  by 
fire  to  a  place  of  safety,  he  should  be  fined  in  a  sum  not  less 
than  five,  and  not  exceeding  one  hundred  dollars."  The  mayor 
was  authorized  "to  enter  into  contracts  for  digging  artesian 
wells  and  for  the  immediate  construction  of  water  reservoirs 
in  various  parts  of  the  city.'*  Another  ordinance  passed  at 
an  early  meeting  of  the  council  ordained  that  every  house- 
holder should  "  furnish  six  water  buckets,  to  be  kept  always 
in  readiness  for  use  during  the  occurrence  of  future  fires.'' 

At  its  first  meeting  held  May  9,  1850,  the  common  council 
entered  upon  a  scheme  for  plundering  the  city  treasury  in  be- 
half of  the  members  of  the  government.  A  bill  to  fix  the 
salaries  of  the  several  city  officers  was  brought  forward,  dis- 
cussed, and  laid  over  for  subsequent  consideration.  It  was 
proposed  that  the  mayor,  the  recorder,  the  marshal,  and  the 
city  attorney  should  receive  ten  thousand  dollars  each  per 
annum.  The  comptroller,  the  aldermen,  and  the  assistant 
aldermen  were  to  have  six  thousand  dollars  each,  while  the 
treasurer  was  to  receive  one  per  cent,  of  all  receipts,  and  the 
tax  collector  three  per  cent,  of  all  sums  collected.  This  propo- 
sition, coupled  with  an  extravagant  and  unwise  license  law, 
awakened  a  spirit  of  indignation  in  the  citizens,  and  "came 
very  near  overthrowing  the  entire  city  government."^  Num- 
erous public  meetings  were  held  to  devise  means  for  putting 
an  end  to  the  disgraceful  conduct  of  the  legally  constituted 
authorities.  Such  a  meeting  was  held  in  Portsmouth  Square, 
on  the  evening  of  June  6,  and  was  attended  by  several  thou- 
sand persons.  At  a  previous  meeting  a  committee  had  been 
appointed  to  take  into  consideration  "  the  acts  of  the  common 
oouncil  upon  the  subject  of  taxation  and  salaries."  The 
committee  having  canvassed  the  subject,  submitted  to  the 

'  Daily  AUa  Calif omia,  August  14,  1850. 


68  The  Establishment  of  Municipal  Government       [13S 

meeting  of  June  6,  the   following  resolutions  which  were 
adopted : 

"  Whereas,  It  is  customary  and  proper  for  the  people  at  all  times 
to  assemble  and  deliberate  together  upon  the  acts  of  their  public 
servants, — and  to  instruct  them  when  they  shall  have  exceeded 
their  just  powers,  or  imposed  unnecessary  burdens  on  the  com- 
munity,— and  whereas,  the  system  of  oppressive  taxation,  of  high 
salaries  and  other  impolitic  measures,  proposed  by  our  present 
city  council,  have  a  sure  and  certain  tendency  to  retard  the 
growth,  to  obstruct  the  commerce,  to  cripple  the  industry,  and  to 
overload  the  people  of  our  city, — we,  the  citizens  of  San  Fran- 
cisco, in  public  meeting  assembled,  do  hereby  resolve  and  declare — 

"  Resolved,  That  Avhile  we  duly  respect  the  lawfully  constituted 
authorities  of  our  city,  and  are  willing  to  pay  all  proper  taxes,  to 
meet  the  necessary  public  expenses  and  improvements,  we  most 
earnestly  protest  against  the  great  and  unequal  pressure  of  the 
present  scheme  of  taxation, — against  the  high  salaries  proposed^ 
especially  for  offices  considered  in  other  cities  offices  of  trust  and 
honor,  and  not  of  profit, — and  against  the  expenditure  of  the 
public  funds  for  purposes  never  contemplated  by  the  votes  of 
this  city. 

"  Resolved,  That  in  view  of  the  grievance  of  which  we  com- 
plain, should  the  scheme  of  high  salaries  be  carried  out  by  the 
common  council,  we  shall  view  their  position  as  antagonistical ; 
and  we  believe  that  such  an  act  will  call  forth  a  popular  dissatis- 
faction, which  will  render  all  taxation  difficult,  depriving  our 
city  of  necessary  revenue,  and  still  further  embarrass  our  already 
bankrupt  treasury. 

"  Resolved,  That  in  the  opinion  of  this  meeting,  the  salaries  of 
all  the  officers  of  the  city  should  be  limited  to  the  least  remu- 
nerating rates,  and  that  the  common  council  should  receive  no 
salary,  except,  perhaps,  a  reasonable  joer  dieni  allowance  for  extra 
labors  in  committees,  so  long  as  the  corporation  is  unable  to  supply 
its  pressing  wants  and  pay  its  honest  debts. 

*'  Resolved,  That  we  consider  the  scale  of  taxation  as  proposed 
and  in  part  established  by  our  city  council,  not  only  unjust  to  all 
classes,  but  especially  oppressive  to  the  interests  of  the  laboring 
and  poorer  classes,  and  that  as  hundreds  of  good  citizens  are  daily 


139]  In  San  Francisco.  69 

arriving  in  embarrassed  circumstances,  a  heavy  tax  upon  their 
limited  means  of  honest  livelihood  is  unjust  and  wrong. 

"  Resolved  J  That  we  instruct  our  mayor  and  common  council  to 
abandon  the  scheme  of  high  salaries,  and  to  remodel  the  schedule 
of  oppressive  taxation  as  shadowed  forth  by  their  recent  actions ; 
and  unless  they  are  willing  to  do  so,  to  resign  and  give  place  to 
more  patriotic  and  efficient  men. 

"Resolved,  That  a  committee  of  twenty-five  be  appointed  by 
this  meeting  to  wait  upon  the  common  council,  with  a  copy  of 
these  resolutions,  and  request  an  answer  thereto." 

These  resolutions  were  presented  to  the  common  council 
at  a  meeting  of  that  body,  held  June  7,  by  J.  L.  Fulsom, 
chairman  of  the  committee  of  twenty-five.  They  were  read, 
and,  by  a  vote  of  the  council,  laid  on  the  table.  Alderman 
Selover,  the  mover  of  this  action,  contended  "  that  they  were 
insulting  and  not  couched  in  terms  which  should  entitle  them 
to  respect  and  consideration."  The  vote  that  the  resolutions 
lie  indefinitely  on  the  table  was  not  considered  such  an  answer 
as  was  due  to  the  great  popular  assembly  represented  by  the 
committee  of  twenty-five.  When,  therefore,  this  committee 
reported  to  a  subsequent  meeting  in  the  public  square,  on  the 
evening  of  June  12,  they  were  empowered  to  increase  their 
number  to  five  hundred,  and  authorized  to  present  the  same 
resolutions  to  the  council  in  such  form  as  they  might  think 
proper.  They  were  instructed,  moreover,  to  report  to  a  meet- 
ing of  the  people  to  be  held  on  the  17th  of  June,  and  at  that 
time  to  recommend  such  course  of  action  as  they  might  deem 
necessary.  "The  committee  thus  fortified,  afterwards  chose 
the  additional  members,  and  fixed  the  evening  of  the  14th, 
when  they  should  all  march  in  procession  to  the  place  of 
meeting  of  the  common  council,  and  there  again  submit  the 
*  sovereign  will'  of  the  people  to  the  aldermen,  and  require 
their  prompt  obedience  to  the  same.  On  that  day  the  great 
conflagration  took  place ;  and  further  action  on  the  subject 
of  the  high  salaries  and  obnoxious  taxation  ordinances  was 
indefinitely  postponed.    Popular  excitement  took  a  new  direc- 


70  The  Establishment  of  Municipal  Government       [140 

tion  in  consequence  of  the  fire ;  and,  excepting  in  the  columns 
of  the  Hei'ald  newspaper,  and  among  a  few  testy  individuals, 
little  more  was  said  on  the  matter  till  some  months  afterwards, 
when  the  question  was  revived.  The  previous  meetings,  how- 
ever, had  the  effect  of  causing  the  obnoxious  license  ordinance 
to  be  withdrawn  for  a  time.  In  the  end,  the  salaries  of  both 
the  municipal  officers  and  the  common  council  were  reduced, 
the  latter  being  ultimately  fixed  at  four  thousand  dollars."^ 
The  salaries  of  the  other  municipal  officers  ranged  from  eight 
thousand  to  ten  thousand  dollars. 

A  charter  having  been  adopted,  the  city  proceeded  to  take 


^The  action  of  the  mayor,  John  W.  Geary,  in  vetoing  the  ordinance  which 
fixed  the  salaries  of  the  members  of  the  council  at  four  thousand  dollars, 
"was  universally  and  heartily  applauded  by  the  people."  In  returning  the 
ordinance  to  the  council,  unapproved,  he  called  the  attention  of  members 
to  the  inexpediency  of  their  action.  "  With  great  unanimity,"  he  said, 
among  other  things,  "a  financial  measure  has  been  adopted  to  provide  for 
the  immediate  payment  of  the  city's  indebtedness  by  means  of  a  loan  of 
half  a  million  of  dollars.  It  is  of  the  greatest  importance  to  the  interests 
of  the  city  that  that  measure  should  be  made  to  succeed  at  the  earliest  pos- 
sible moment.  In  my  deliberate  judgment  its  success  would  be  injuriously 
impeded,  if  not  entirely  defeated,  by  associating  with  the  proposition  for 
a  loan,  an  ordinance  to  appropriate  so  large  a  proportion  of  the  amount 
demanded  as  sixty-four  thousand  dollars,  to  the  payment  of  a  class  of 
officers  whose  services  are  usually  rendered  without  any  other  remunera- 
tion than  the  honor  conferred  by  their  fellow-citizens,  and  their  partici- 
pation in  the  general  good  which  it  is  their  province  and  duty  to  promote. 
It  could  not  fail  to  weaken  our  public  credit  to  show  a  purpose  to  use  it  for 
the  payment  of  salaries  never  contemplated  by  the  people,  especially  in 
view  of  the  admitted  necessity  for  the  practice  of  the  most  rigid  economy, 
in  order  to  complete  by  means  of  all  the  resources  and  credit  Ave  possess 
the  public  works  in  progress  or  in  contemplation.  With  scarcely  a  dollar 
in  the  public  treasury — without  the  means  of  discharging  even  the  interest 
falling  due  for  the  script  already  issued  —  the  city  credit  impaired,  and 
general  bankruptcy  staring  us  in  the  face,  retrenchment  should  be  the 
order  of  the  day,  rather  than  the  opening  up  of  new  modes  of  making 
enormous  and  heretofore  unknown  expenditures."  "Annals,"  280-281. 
The  efforts  of  the  citizens  to  compel  economy  in  the  government  did  not 
cease  with  their  opposition  to  the  proposed  salaries.  On  the  24th  of  June 
D.  R.  Smith  and  others  petitioned  the  council  "  to  investigate  the  conduct 
of  the  street  commissioner  in  hiring  a  mule  at  twenty-five  dollars  per  day." 


141]  In  San  Francisco,  71 

an  inventory  of  its  goods.  A  commission  was,  therefore, 
appointed  by  the  common  council,  consisting  of  one  alderman, 
one  assistant  alderman,  and  one  citizen  of  San  Francisco,  to 
ascertain  and  report  to  the  common  council,  the  extent,  de- 
scription, and  condition  of  all  the  property  belonging  to  this 
city,  or  to  the  municipality,  or  pueblo  of  Yerba  Buena,  or 
San  Francisco,  on  the  29th  day  of  April  last ;  and  all  claims, 
rights,  titles,  and  interests  of  said  city  or  pueblo  to  or  in  any 
lands,  funds,  or  property  within  the  corporate  limits ;  and  also 
to  ascertain  and  report  upon  any  right  or  privilege  to  which 
the  citizens  of  San  Francisco,  or  the  citizens  or  inhabitants 
thereof  in  common,  may  be  entitled  beyond  the  limits  de- 
scribed by  the  act  to  incorporate  the  city  of  San  Francisco.^ 

During  its  brief  and  inglorious  career,  the  common  council 
was  so  completely  absorbed  in  the  question  of  the  members' 
salaries,  that  the  work  of  organizing  the  government  made 
only  slow  progress.  It  was  provided,  however,  by  a  joint 
resolution  of  the  two  bodies  of  the  council,  that  at  the  begin- 
ning of  every  municipal  year  certain  joint  standing  committees 
should  be  appointed  by  the  council,  each  board  appointing 
three  members  of  each  committee.  The  committees  specified 
were:  1.  on  finance;  2.  on  fire  and  water;  3.  on  police, 
prisons,  and  health;  4.  on  streets,  wharves,  and  public  build- 
ings ;  5.  on  ordinances ;  6.  on  education ;  7.  on  engrossing ; 
8.  on  the  judiciary.  Each  committee  was  empowered  to 
choose  its  own  chairman  by  ballot.  By  another  j6int  reso- 
lution of  the  same  date,  June  19,  1850,  the  following  method 
of  legislative  procedure  was  established  for  the  council : 

"  Every  ordinance  shall  have  as  many  readings  in  each 
board  as  the  rules  of  each  board  may  require ;  after  which 
the  question  shall  be  on  passing  the  same  to  be  engrossed, 
and  when  the  same  shall  have  been  passed  to  be  engrossed,  it 
shall  be  sent  to  the  other  board  for  concurrence ;  and  when 
such  ordinance  shall  have  so  passed  to  be  engrossed  in  each 

1  Ordinance  dated  May  30,  1850. 


72  The  Establishment  of  Municipal  Government       [142 

board,  the  same  shall  be  engrossed  by  the  clerk  of  that  body- 
in  which  it  originated,  and  examined  by  the  joint  engrossing 
committee,  and  upon  their  report  the  question  shall  be  in  each 
board,  upon  its  final  passage ;  upon  its  final  passage  in  the 
concurring  board  it  shall  be  signed  by  the  president  thereof 
and  returned  to  the  board  in  which  it  originated.  Upon  its 
final  passage  in  the  originating  board,  it  shall  be  signed  by 
the  president  thereof  and  transmitted  to  the  mayor,  by  whom 
it  shall  be  returned  with  his  signature  or  objections  to  the 
board  from  whence  it  came/' 

During  the  last  half  of  the  year  several  departments  were 
organized,  particularly  those  for  whose  efforts  there  was  the 
most  imperative  need.  The  fire  department  was  established 
by  an  ordinance  passed  on  the  first  of  July.  Companies  of  at 
least  twenty  members  having  adopted  and  signed  a  constitu- 
tion, might  petition  the  common  council  for  apparatus,  house 
and  other  articles  required.  The  rules  of  the  department  were 
made  by  an  association  composed  of  two  delegates  from  each 
company,  elected  on  the  first  Monday  of  August  each  year. 
The  rules  thus  made  were  regarded  as  binding  by  all  com- 
panies in  the  department.  It  was  provided  there  should  be  a 
chief  engineer  and  two  assistant  engineers.  They  were  elected 
by  the  members  of  the  several  companies.  The  chief  engineer 
was  president  of  the  board  of  delegates.  It  was  the  duty  of 
the  chief  engineer,  moreover,  "  to  superintend  the  organization 
of  all  fire  companies  in  San  Francisco ;  to  examine  all  engines, 
hose  and  apparatus  belonging  thereto,  which  the  city  may  wish 
to  purchase ;  to  superintend  the  erection  of  engine  houses  and 
cisterns ;  to  exercise  a  general  supervision  and  control  over  all 
branches  of  the  fire  department  of  this  city ;  to  act  in  con- 
junction with  the  fire  committee,  on  all  subjects  which  may 
be  referred  to  them  ;  and  to  protect  the  engines  and  apparatus 
of  the  city  which  shall  be  placed  in  the  houses  of  private 
companies.'* 

The  chief  engineer  was  required  also  "  to  superintend  and 
direct  the  operations  of  all  companies  at  fires  or  conflagra- 


143]  In  San  Francisco.  73 

tioDS ;  he  was  given  authority,  with  the  consent  of  the  mayor 
and  two  members  of  the  common  council,  to  blow  up  any 
building  or  buildings  with  gunpowder,"  which  he  might 
deem  necessary  for  the  suppression  of  the  fire,  or  to  perform 
such  other  acts  as  might  be  demanded  by  the  emergency. 
He  was  required  to  report  the  condition  of  his  department 
at  least  once  in  three  months,  or  oflener  if  demanded.  A  bond 
in  the  sum  of  ten  thousand  dollars  was  required  of  him,  and 
his  salary  was  to  be  six  thousand  dollars  per  year,  payable 
monthly. 

The  police  department,  as  organized  under  the  charter  of 
1850,  consisted  of  a  night  and  a  day  police  "not  to  exceed 
seventy-five  men,  including  captains,  assistant  captains,  ser- 
geants of  police,  and  policemen."  They  were  nominated  by 
the  city  marshal  and  confirmed  by  the  mayor.  Of  this 
department,  the  marshal  was  the  chief  executive  officer,  and 
he  was  held  responsible  to  the  common  council  "for  the 
efficiency,  general  conduct  and  good  order  of  the  officers  and 
men." 

The  city  was  divided  into  three  police  districts,  in  each  of 
which  provision  was  made  for  one  deputy  marshal,  or  police 
captain,  and  one  assistant  captain,  and  two  police  sergeants. 
Each  district  was  divided  into  as  many  beats  or  stations  as 
were  deemed  necessary  and  might  be  approved  by  the  city 
marshal.  The  salaries  fixed  were  ten  dollars  a  day  for  each 
captain  of  police ;  eight  dollars  a  day  for  each  assistant  cap- 
tain, each  sergeant,  and  each  policeman.  The  salaries  were 
paid  semi-monthly  by  the  comptroller  through  warrants. 

The  ordinance  organizing  the  street  department  was  approved 
September  20,  1850,  and  the  department  when  organized  was 
charged  with  "o|)ening,  regulating,  and  improving  streets, 
constructing  and  repairing  wharves  and  piers,  digging  and 
building  wells  and  sewers,  and  the  making  of  public  roads, 
when  done  by  assessment,  and  all  other  matters  relating  to 
public  lands  and  places,  and  the  assessing  and  collecting  of 
the  amounts  required  for  such  expenditures."     The  work  of 


74  The  Establishment  of  Municipal  Government       [144 

the  department  was  distributed  among  three  bureaux:  1.  The 
bureau  of  assessment  and  collection;  2.  The  bureau  of  sur- 
veying and  engineering ;  3.  The  bureau  of  wharves  and  piers. 
The  chief  officer  of  the  department  was  the  street  commis- 
sioner, who  by  virtue  of  his  office  was  one  of  the  surveyors 
of  the  city.  He  was  required  to  execute  a  bond  to  the  cor- 
poration in  the  sum  of  ten  thousand  dollars  for  the  faithful 
performance  of  his  official  duties.  He  made  all  contracts  for 
work,  and  all  pecuniary  obligations  of  the  city  under  these 
contracts  were  met  by  warrants  of  the  comptroller,  drawn 
upon  the  requisition  of  the  commissioner.  He  was  required 
to  indicate  to  the  common  council,  from  time  to  time,  the 
improvements  needed,  and  present  plans  for  making  them ; 
in  a  word,  he  was  to  be  the  manager  of  the  department.  The 
second  general  officer  was  called  the  clerk  to  the  street  com- 
missioner, by  whom  he  was  appointed  and  whom  he  assisted 
in  all  matters  pertaining  to  the  street  department.  He  kept 
accounts  in  relation  to  all  contracts  made,  prepared  the  requi- 
sitions upon  the  comptroller  for  the  amounts  due  the  several 
contract£>rs,  examined  all  claims  against  the  corporation,  and 
kept  a  record  of  assessments.  In  case  of  vacancy  in  the  office 
of  street  commissioner,  the  clerk  was  empowered  to  act  in  that 
capacity  until  the  appointment  of  a  new  commissioner. 

The  officers  of  the  bureau  of  assessment  and  .collection 
received  their  appointment  "by  nomination  of  the  street 
commissioner,  and  election  by  the  common  council."  They 
w^ere  "  charged  with  the  duties  of  making  the  estimates  and 
assessments  required  for  all  public  alterations  and  improve- 
ments ordered  by  the  common  council,"  and  of  collecting  all 
assessments  that  had  been  confirmed  by  the  same  body.  The 
collector  of  assessments,  in  order  to  insure  the  faithful  per- 
formance of  his  official  duties,  was  required  to  "execute  a 
bond  to  the  corporation,  with  at  least  two  sureties,  to  be 
approved  by  the  comptroller,  in  the  final  sum  of  twenty-five 
thousand  dollars." 

It  was  provided  that  the  city  and  county  surveyor  should 


145]  In  San  Francisco,  75 

be  the  chief  officer  of  the  bureau  of  surveying  and  engineer- 
ing. The  main  functions  of  this  bureau  were  to  assist  the 
street  commissioner  "  in  laying  out  and  regulating  the  streets, 
roads,  wharves  and  slips  of  the  city.''  It  was,  moreover, 
required  to  lay  out  and  survey  ground  for  the  purpose  of 
building,  and  to  advise  and  direct  all  relative  matters.  No 
person,  in  fact,  was  permitted  to  build  on  his  own  land  unless 
the  land  had  previously  been  "  viewed  and  laid  out  by  the  city 
or  county  surveyor,  with  the  advice  and  consent  of  the  street 
commissioner,"  and  for  these  services  the  city  surveyor  might 
demand  and  receive  the  fees  allowed  by  the  legislature  to 
county  surveyors,  but  whenever  he  was  employed  by  the 
street  commissioner  to  make  a  survey,  he  was  to  receive  com- 
pensation at  the  rate  of  sixteen  dollars  a  day.  For  making  a 
survey  for  the  purpose  of  regulating  and  improving  a  street, 
he  was  to  "  receive  at  the  rate  of  twenty-five  dollars  for  each 
hundred  feet  running  measure  to  be  thus  improved."  For 
other  special  surveys,  as  for  building  a  sewer,  specific  charges 
were  fixed  by  the  ordinance  through  which  the  department 
was  organized. 

At  the  head  of  the  bureau  of  wharves  and  piers  was  the 
superintendent  of  wharves,  whose  duty  it  was  to  inspect  the 
condition  of  the  public  wharves  and  piers,  to  repair  those 
existing,. and  to  superintend  the  erection  of  new  ones.  He 
was  nominated  by  the  street  commissioner  and  appointed  by 
the  common  council,  and  his  bond  to  the  corporation  was  in 
the  sum  of  five  thousand  dollars.  Besides  sui>erintending  the 
wharves  and  piers,  he  was  required  to  advise  with  the  street 
commissioner  in  relation  to  such  improvements  as  might 
appear  necessary,  which,  being  approved,  should  be  reported 
to  the  common  council  with  the  commissioner's  recommenda- 
tion. In  case,  however,  the  proposed  improvements  should 
not  involve  an  expense  exceeding  four  hundred  dollars,  they 
might  be  undertaken  by  the  authority  of  the  street  commis- 
sioner, by  whom  alone,  as  in  other  cases,  all  requisitions  upon 
the  comptroller  for  payments  should  be  made. 


76  The  Establishment  of  Municipal  Government       [146 

The  office  of  wharfinger  was  created  December  20,  1850. 
The  incumbent  was  "  to  have  a  general  superintendence  and 
control  of  the  wharves  belonging  to  the  city."  He  was  sub- 
ordinated to  the  street  commissioner  by  whom  he  was  nomi- 
natetl.  It  was  his  duty  to  collect  all  tolls  and  money  accruing 
from  the  use  of  the  wharves ;  and  his  compensation  was  to  be 
twenty  per  cent,  of  the  gross  receipts.  He  was  required  to 
give  a  bond  in  the  amount  of  three  thousand  dollars. 

According  to  the  provisions  of  the  charter  the  city  was 
to  be  divided  by  the  common  council  into  eight  wards.  This 
was  done  by  an  ordinance  dated  November  5,  1850.  The 
first  ward  embraced  that  portion  of  the  city  east  of  Stockton 
and  north  of  Jackson  street ;  the  second,  that  portion  west  of 
Stockton  and  north  of  Jackson ;  the  third,  that  portion  east 
of  Kearney,  between  Jackson  and  Sacramento;  the  fourth, 
that  portion  west  of  Kearney,  between  Sacramento  and  Jack- 
son ;  the  fifth,  that  portion  bounded  by  Sacramento,  Market 
and  Kearney  streets;  the  sixth,  all  that  portion  west  of 
Kearney,  between  Sacramento  and  Market ;  the  seventh,  all 
that  portion  south  and  east  of  Market,  and  east  of  Fourth 
street ;  and  the  eighth,  all  that  portion  west  of  Fourth  street 
and  south  and  east  of  Market. 

The  municipal  government  thus  created  and  organized 
under  the  charter  of  1850,  and  the  whole  political  organiza- 
tion to  which  it  belonged,  occupied  a  peculiar  and  anomalous 
position.  California  at  that  time  was  simply  a  conquered 
region  which  had  not  been  organized  by  Congress  into  either 
a  territory  or  a  State.  In  this  position  the  people,  impelled 
by  the  necessities  of  their  circumstances,  had  adopted  a  con- 
stitution and  set  up  a  government  which  had  much  likeness 
to  the  government  of  a  State  in  the  Union.  This  goverment, 
however,  had  not  been  adopted  or  recognized  by  the  power 
which  alone  held  the  sovereign  authority  over  this  region,  and 
whose  cooperation  with  the  inhabitants  was  necessary  to  the 
organization  of  legitimate  political  institutions.  The  city 
charter  was,  therefore,  an  act  of  an  unauthorized  body,  and  it 


147]  In  San  Francisco.  77 

was  within  the  power  of  the  government  at  Washington  to 
set  aside  both  the  charter  and  the  legislative  body  from  which 
it  had  proceeded. 

The  uncertainties  of  their  position  led  the  people  of  San 
Francisco  to  look  with  eagerness  for  favorable  news  from 
Congress  during  the  months  in  which  the  proposition  to  make 
California  a  State  was  before  that  body.  When  the  expected 
tidings  finally  arrived,  on  the  18th  of  October,  the  inhabitants, 
to  use  the  language  of  a  contemporary  writer,  were  "half  wild 
with  excitement."  "  Business  of  almost  every  description  was 
instantly  suspended,  the  Courts  adjourned  in  the  midst  of  their 
work,  and  men  rushed  from  every  house  into  the  streets  and 
towards  the  wharves,  to  hail  the  harbinger  of  the  welcome 
news.  When  the  steamer  rounded  Clark's  Point  and  came 
in  front  of  the  city,  her  masts  literally  covered  with  flags  and 
signals,  a  universal  shout  arose  from  ten  thousand  voices  on 
the  wharves,  in  the  streets,  upon  the  hills,  house-tops,  and  the 
world  of  shipping  in  the  bay.  Again  and  again  were  huzzas 
repeated,  adding  more  and  more  every  moment  to  the  intense 
excitement  and  unprecedented  enthusiasm.  Every  public  place 
was  soon  crowded  with  eager  seekers  after  the  particulars  of  the 
news,  and  the  first  papers  issued  an  hour  after  the  appearance 
of  the  Oregon  were  sold  by  the  newsboys  at  from  one  to  five 
dollars  each.  The  enthusiasm  increased  as  the  day  advanced. 
Flags  of  every  nation  were  run  up  on  a  thousand  masts  and 
peaks  and  staffs,  and  a  couple  of  large  guns  placed  upon  the 
plaza  were  constantly  discharged.  At  night  every  public  thor- 
oughfare was  crowded  with  the  rejoicing  populace.  Almost 
every  large  building,  all  the  public  saloons  and  places  of 
amusement  were  brilliantly  illuminated — music  from  a  hun- 
dred bands  assisted  the  excitement — numerous  balls  and  parties 
were  hastily  got  up — bonfires  blazed  upon  the  hills,  and  rockets 
were  incessantly  thrown  into  the  air,  until  the  dawn  of  the 
following  day."* 


IM 


Annals,"  293. 


78  The  Establishment  of  Municipal  Government       [148 

In  what  manner  the  common  council  had  contributed  to 
the  cause  of  this  public  rejoicing  does  not  appear;  measures 
were  taken,  however,  through  which  each  member  was  to 
receive,  nominally  as  a  present  from  the  city,  a  gold  medal, 
of  the  value  of  one  hundred  and  fifty  dollars,  commemorative 
of  the  admission  of  California  to  the  Union.  This  scheme, 
the  responsibility  for  which  it  was  difficult  to  fix,  following 
as  it  did  on  the  heels  of  other  manifestations  of  inordinate 
greed  displayed  by  the  city  government,  aroused  public  in- 
quiries as  to  what  services  had  been  rendered  by  the  council 
that  were  not  adequately  covered  by  their  enormous  salaries. 
The  outcry  that  was  raised  against  the  project  prevented  its 
execution,  and  the  councilmen  who  received  the  medals  be- 
came willing  to  pay  for  them,  in  order  that  they  might  hide 
them  as  quickly  as  possible  in  the  melting  pot.  But  even 
this  action  did  not  free  them  from  the  imputation  of  having 
planned  to  award  themselves  costly  decorations  to  be  pro- 
vided from  the  funds  of  the  city  treasury. 

That  the  municipal  government  was  in  disreputable  hands 
become  apparent  very  early,  and  every  succeeding  month 
brought  forth  new  evidence  of  the  lamentable  fact.  During 
the  year  1850,  San  Francisco  had  unquestionably  improved 
in  appearance.  It  had  grown  from  a  "  mass  of  low  wooden 
huts  and  tents  '^  to  be  a  city  "  in  great  part  built  of  brick 
houses,  with  pretty  stores ;  and  the  streets — formerly  covered 
with  mud  and  water — floored  throughout  with  thick  and  dry 
planks."^  But  honesty  and  efficiency  were  wanting  in  the 
administration  of  its  affairs.  The  courts  were  corrupt,  and 
already  there  were  manifestations  of  that  sentiment  which 
found  expression  in  the  vigilance  committee  of  the  following 
year.  The  government  appeared  to  have  brought  the  muni- 
cipality a  long  way  on  the  road  to  financial  ruin.  On  the 
25th  of  March,  the  editor  of  the  Daily  Alta  California  wrote : 

"  If  any  other  city  has  had  the  singular  fortune  to  run  in 

*  Gerstaecker,  "  Journey,"  243. 


149]  In  San  Francisco,  79 

debt  so  deeply  in  so  short  a  period  as  San  Francisco,  we  have 
never  heard  of  it.  If  any  other  city  has  incurred  debt  so 
wantonly,  without  ever  considering  the  means  of  payment,  or 
making  any  provision  for  sustaining  its  credit,  it  has  not  been 
in  our  day.  Here  is  a  city  not  three  years  old,  with  a  popu- 
lation of  perhaps  25,000  people  owing  already  one  million  of 
dollars,  and  looking  forward  with  the  intensest  satisfaction  to 
an  accumulating  interest  of  36  per  cent,  per  annum.'* 

A  remedy  for  the  serious  ills  that  had  fallen  upon  the  city 
appeared  to  lie  in  the  adoption  of  a  new  charter,  and  in  the 
election  of  a  new  list  of  municipal  officers.  A  new  charter 
was  clearly  needed,  not  merely  because  the  existing  one  was  a 
carelessly  constructed  instrument,  but  also  because  it  lacked 
the  requisite  authority.  In  order,  therefore,  to  supply  the 
evident  deficiencies,  the  first  legislature  convened  after  the 
admission  of  California  to  the  Union  re-incorporated  the  city 
of  San  Francisco  by  an  act  passed  on  the  15th  of  April,  1851. 

The  charter  of  1851  retainetl  all  the  essential  forms  of  the 
pre-existing  government;  it  differed  from  that  of  the  pre- 
vious year  in  its  more  careful  definition  of  the  functions  of 
the  several  departments,  particularly  in  its  specifications  as  to 
financial  management.  The  southern  and  western  boundaries 
of  the  city  alone  were  changed.  The  former  was  kept  parallel 
to  Clay  street,  but  was  placed  two  miles  and  a  half  instead  of, 
as  formerly,  two  miles  from  the  centre  of  Portsmouth  square. 
The  western  line  was  placed  at  a  distance  of  two  miles,  instead 
of  a  mile  and  a  half  from  the  same  point,  and  remained,  as 
formerly,  parallel  to  Kearney  street.  The  existing  division 
of  the  city  into  eight  wards  was  adopted,  but  it  was  provided 
that  the  common  council  should,  "  at  least  three  months  be- 
fore the  general  election  of  1852,  and  also  during  the  second 
year  thereafter  redistrict  the  city,  so  that  each  ward  "  should 
contain  approximately  the  same  number  of  inhabitants.  In- 
stead of  the  two  assessors  from  each  ward  provided  for  by  the 
previous  charter,  it  was  here  determined  that  there  should  be 
elected  annually  three  for  the  whole  city  by  a  general  ticket. 


80  The  Estahlishment  of  Municipal  Government       [150 

In  the  charter  of  1850,  it  was  provided  that  of  the  whole 
number  of  sixteen  assessors  only  eight  should  be  elected  for 
the  first  year,  while  in  that  of  1851,  it  was  specified  that  for 
the  first  year  only  two  should  be  elected. 

On  the  transaction  of  business  by  the  council,  the  second 
charter  imposed  restrictions  unknown  to  the  first.  Under  the 
first  charter  a  majority  of  the  members  elected  constituted  a 
quorum,  and  an  ordinance  might  be  passed  by  a  majority  of 
the  members  present,  which  might  mean  by  a  majority  of  a 
simple  quorum.  The  ayes  and  nays  were  taken  and  entered 
on  the  journal  only  as  they  might  be  called  for  by  one  or 
more  members;  whereas  under  the  second  charter  no  ordi- 
nance or  resolution  could  "  be  passed  unless  by  a  majority  of 
all  the  members  elected  to  each  board.  On  the  final  passage 
of  every  ordinance  or  resolution  ayes  and  nays  shall  be  taken 
and  entered  upon  the  journal."  But  in  its  financial  dealings, 
the  council  was  most  completely  hedged  about,  as  may  be 
seen  from  several  sections  of  the  third  article : 

"  Every  ordinance  providing  for  any  specific  improvement, 
the  creation  of  any  office,  or  the  granting  of  any  privilege,  or 
involving  the  sale,  lease,  or  other  appropriation  of  public 
property,  or  the  expenditure  of  public  moneys  (except  for 
sums  less  than  five  hundred  dollars),  or  laying  any  tax  or 
assessment,  and  every  ordinance  imposing  a  new  duty  or 
penalty  shall,  after  its  passage  by  either  board,  and  before 
being  sent  to  the  other,  be  published  with  the  ayes  and  nays 
in  some  city  newspaper,  and  no  ordinance  or  resolution, 
which  shall  have  passed  one  board  shall  be  acted  upon  by  the 
other  on  the  same  day,  unless  by  unanimous  consent"  (Art. 
Ill,  sec.  4). 

With  reference  to  municipal  debts,  the  first  charter  authorized 
the  common  council  "to  borrow  money  and  pledge  the  faith  of 
the  city  therefor,  provided  the  aggregate  amount  of  the  debts 
of  the  city  shall  never  exceed  three  times  its  annual  estimated 
revenues."  Notwithstanding  the  unequivocal  limitations  of 
this  provision,  it  was  not  observed.     The  debts  created  by  the 


161]  In  San  Fi'ancUco,  81 

council  of  1850  were  more  than  three  times  the  amount  of  the 
annual  revenues.  In  the  second  charter  the  line  of  restriction 
was  more  closely  drawn.  The  council  could  not  "  create,  nor 
permit  to  accrue,  any  debts  or  liabilities  which,  in  the  aggregate 
with  all  former  debts  or  liabilities,  shall  exceed  the  sum  of  fifty 
thousand  dollars  over  and  above  the  annual  revenue  of  the 
city,  unless  the  same  shall  be  authorized  by  ordinance  for 
some  specific  object,  which  ordinance  shall  provide  ways  and 
means,  exclusive  of  loans,  for  the  payment  of  the  interest 
thereon  as  it  falls  due,  and  also  to  pay  and  discharge  the 
principal  within  twelve  years."  To  make  the  security  still 
greater,  the  principle  of  referendum  was  here  applied,  it  being 
determined  that  this  ordinance  should  not  take  effect  until  it 
had  been  submitted  to  the  people  and  received  a  majority  of 
all  the  votes  cast;  and  the  money  thus  raised  could  be  used 
only  for  the  object  mentioned  in  the  ordinance,  or  for  the 
payment  of  the  debt  thereby  created.  It  was,  however,  pro- 
vided that  the  existing  city  debt,  with  the  interest  accruing 
thereon,  should  make  no  part  of  the  fifly  thousand  dollars 
specified.  The  council,  furthermore,  had  no  power  to  borrow 
money  unless  it  should  "by  ordinance  direct  the  same  in 
anticipation  of  the  revenue  for  the  current  year,  and  should 
provide  in  the  ordinance  for  repaying  the  same  out  of  such 
revenue ; "  nor  in  such  case  could  the  sum  borrowed  exceed 
fifty  thousand  dollars.  A  larger  sum  might,  however,  be 
raised  by  loan  for  the  purpose  of  extinguishing  the  existing 
liabilities  of  the  city,  whenever  the  ordinance  providing  for 
the  same  should  have  first  been  approved  by  the  electors  of 
the  city  at  a  general  election.  On  such  a  loan  the  yearly  rate 
of  interest  should  not  exceed  ten  per  cent.,  and  the  whole 
should  be  payable  within  twenty  years. 

The  financial  activity  of  the  council  was  further  circum- 
scribed by  the  prohibition  "  to  emit  bills  of  cretlit  or  to  issue 
or  put  in  circulation  any  pajMir  or  device  as  a  representative 
of  value  or  evidence  of  indebtedness,  to  award  damage  for  the 
non-performance  or  failure  on  their  part  of  any  contract,  to 
6 


82  The  Establishment  of  Municipal  Government       [152 

loan  the  credit  of  the  city,  to  subscribe  to  the  stock  of  any 
association  or  corporation,  or  to  increase  the  funded  debt  of 
the  city  unless  the  ordinance  for  that  purpose  were  first 
approved  by  the  people  at  a  general  election."  With  respect 
to  tiixation,  both  charters  contained  the  same  provision,  limit- 
ing the  amount Ihat  might  be  imposed  by  the  council  to  one 
per  cent,  a  year  of  the  assessed  value  of  the  property.  This 
was  not  an  absolute  limitation,  for  the  council  had  power 
to  raise,  by  tax,  any  amount  of  money  that  it  might  deem 
exj)edient,  whenever  the  ordinance  for  that  purpose  had  been 
approved  by  the  people.  That  there  would  be  occasion  for 
exercising  this  extraordinary  power  appeared  probable  in  view 
of  the  enormous  debt  that  had  been  thrust  upon  the  city,  and 
of  the  rapidly  increasing  need  of  public  improvements.  Yet 
in  spite  of  the  pressing  demand  for  money  for  current  uses, 
the  second  charter  definitely  set  aside  certain  revenues  to  con- 
stitute a  sinking  fund  for  the  payment  of  the  city  debt.  As 
long  as  the  debt  remained  uncancelled,  the  funds  accruing 
from  these  revenues  could  be  used  for  no  other  purpose. 
These  revenues  were:  1.  The  net  proceeds  of  all  sales  of  real 
estate  belonging,  or  that  may  hereafter  belong,  to  the  city ; 
2.  The  net  proceeds  of  all  bonds  and  mortgages  payable  to 
the  city;  3.  Receipts  "for  occupation  of  private  wharves, 
basins,  and  piers ; "  4.  Receipts  for  wharfage,  rents,  and  tolls. 
To  prevent  the  common  council  from  voting  such  extravagant 
salaries  as  had  been  paid  to  the  city  officers  under  the  first 
charter,  it  was  provided  that  the  several  officers  under  this 
charter  should  "receive  for  their  services  out  of  the  city 
treasury,  a  compensation  to  be  fixed  by  ordinance,  not  to 
exceed  four  thousand  dollars  a  year."  The  treasurer,  how- 
ever, might  "  receive  in  lieu  of  salary  not  to  exceed  one  half 
of  one  per  cent,  on  all  moneys  received,  paid  out,  and  accounted 
for  by  him,  and  the  collector  not  to  exceed  one  per  cent,  on  all 
moneys  collected  and  paid  over."  The  mayor's  and  recorder's 
clerks  should  receive  not  over  two  thousand  dollars  a  year,  the 
clerk  of  the  board  of  aldermen  not  over  twelve  hundred  dollars, 


153]  In  San  Francisco.  83 

and  the  assessor  not  over  fifteen  hundred  dollars.  The  mem- 
bers of  the  common  council  were  prohibited  from  receiving 
any  comjiensation  for  their  services. 

These  provisions  regarding  the  management  of  the  muni- 
cipal finances  are  here  set  forth  prominently,  because,  as 
already  suggested,  they  constitute  the  main  points  of  differ- 
ence between  the  two  charters.  The  adoption  of  the  second 
charter  and  the  election  of  the  officers  provided  for  in  it,  were 
the  last  steps  in  the  establishment,  under  the  authority  of  the 
United  States,  of  a  legitimate  municipal  government  in  San 
F'rancisco.  The  election  occurred  on  Monday,  the  28th  of 
April,  1851.  On  the  evening  of  May  3,  the  two  boards  of 
the  common  council  met  in  joint  convention  to  examine  the 
returns,  and  report  to  the  mayor  the  result  of  the  election. 
The  examination  having  been  made,  the  mayor  was  instructed 
by  vote  to  notify  the  gentlemen  named  of  their  election,  and 
they  were  requested  to  meet  in  the  City  Hall  and  take  the 
oath  of  office.  On  the  same  evening  the  common  council 
adjourned  sine  die,  and  thus  ended  its  disgraceful  career. 


IV 


MUNICIPAL    HISTORY 


OP 


NEW  ORLEANS 


JOHNS  HOPKINS  UNIVERSITY  STUDIES 

I  N 

Historical  and  Political  Science 

HERBERT  B.  ADAMS,  Editor 


History  is  past  Politics  and  Politics  present  History— /VioetnAn 


SEVENTH   SERIES 
IV 


MUNICIPAL    HISTORY 


OF 


NEW  ORLEANS 


By  WILLIAM  W.  HOWE 


BALTIMORE 

K.  MOBftAT,  PCBLICATION  AOBMT,  JOHKS  HOPKtNll  UKIVKMITr 

APRIL,   18S9 


COPYKIGHT,   1888,  BY  N.  MUREAY, 


JOHN  MURPHY  &  CO.,  PRINTERS. 
BALTIMORE. 


MUNICIPAL  HISTORY  OF  NEW  ORLEANS. 


For  nearly  two  centuries  after  the  discovery  of  America,  the 
Mississippi  River  remained  almost  unknown ;  and  it  was  not 
until  the  year  1682  that  LaSalle  picked  his  perilous  path  from 
Canada  by  the  way  of  Lake  Michigan  and  the  Illinois,  and 
descended  the  great  stream  to  its  mouth.  He  was  exploring 
under  the  patronage  of  Louis  Fourteenth,  and  gave  the  name 
of  Louisiana  to  the  vast  valley. 

The  first  permanent  settlement  made  by  the  French  in  this 
new  domain  was  established  at  Biloxi,  now  in  the  State  of 
Mississippi,  which  was  founded  by  Iberville  in  1699,  and  was 
the  chief  town  of  the  colony  until  1702,  when  Bienville  moved 
headquarters  to  the  Mobile  River.  The  soil  in  the  neighbor- 
hood of  Biloxi  is  sandy  and  sterile  and  the  settlers  depended 
mainly  on  supplies  from  France  and  St.  Domingo.  The  French 
Government,  distant  and  necessarily  ignorant  of  the  details  of 
pioneer  life,  sent  instructions  to  search  for  gold  and  pearls. 
The  wool  of  buffaloes  was  also  pointed  out  to  the  colonial 
officials  as  the  future  staple  commodity  of  the  country,  and 
they  were  directed  to  have  a  number  of  these  animals  penned 
and  tamed. ^  It  is  hardly  necessary  to  say  that  but  little  profit 
was  ever  realized  from  the  search  for  gold  and  pearls,  or  from 
the  shearing  of  buffiiloes. 

*  Martin's  History  of  Ixmislana,  chap.  7. 


6  Municipal  History  of  New  Orleans,  [160 

In  1712  the  entire  commerce  of  Louisiana,  with  a  consider- 
able control  in  its  government,  was  granted  by  charter  to 
Anthony  Crozat,  an  eminent  French  merchant.  The  terri- 
tory is  described  in  this  charter  as  that  posessed  by  the  Crown 
between  Old  and  New  Mexico,  and  Carolina,  and  all  the 
settlements,  ports,  roads  and  rivers  therein,  principally  the 
port  and  road  of  Dauphine  Island,  formerly  called  Massacre 
Island,  the  river  St.  Louis,  previously  called  the  Mississippi, 
from  the  Sea  to  the  Illinois,  the  river  St.  Philip,  previously 
called  the  Missouri,  the  river  St.  Jerome,  previously  called  the 
Wabash,  with  all  the  lands,  lakes  and  rivers  mediately  or 
immediately  draining  into  any  part  of  the  river  St.  Louis  or 
Mississippi.  The  territory  thus  described  was  to  be  and  re- 
main included  under  the  style  of  the  government  of  Louisiana, 
and  to  be  a  dependency  of  the  government  of  New  France  to 
which  it  was  subordinated.  By  another  provision  of  this 
charter,  the  laws,  edicts  and  ordinances  of  the  realm  and  the 
Custom  of  Paris  were  extended  to  Louisiana. 

The  grant  to  Crozat,  which  seemed  so  magnificent  on  paper, 
extending  as  it  did  from  the  Alleghenies  to  the  Rocky  Moun- 
tains, and  from  the  Rio  Grande  and  the  Gulf  to  the  far  North- 
west, proved  of  little  use  or  value  to  him,  and  of  little  benefit 
to  the  colony;  and  in  1718  he  surrendered  the  privilege.  In 
the  same  year  the  charter  of  the  Western  or  Mississippi  Com- 
pany was  registered  in  the  Parliament  of  Paris.  The  history 
of  this  scheme,  with  which  John  Law  was  connected,  is  well 
known.  The  exclusive  commerce  of  Louisiana  was  granted 
to  the  Company  for  twenty-five  years,  and  a  monopoly  of  the 
beaver  trade  of  Canada,  together  with  other  extraordinary 
privileges ;  and  it  entered  at  once  on  its  new  domain.  Bien- 
ville was  again  appointed  Governor.  He  had  become  satis- 
fied that  the  chief  city  of  the  colony  ought  to  be  established 
on  the  Mississippi,  and  so  in  1718  the  site  of  New  Orleans 
was  selected.  Its  location  was  plainly  determined  by  the  fact 
that  it  lies  between  the  River  and  Lake  Ponchartrain,  with 
the   Bayou   St.  John   and  the  Bayou  Sauvage  or  Gentilly 


161]  Municipal  History  of  New  Orleans,  7 

affording  navigation  for  a  large  part  of  the  distance  from  the 
lake  towards  the  river.  And  even  at  this  early  day  there  was 
a  plan  of  constructing  jetties  at  the  mouth  of  the  Mississippi 
and  so  making  New  Orleans  the  deep  water  port  of  the  Gulf. 
Pauger,  the  engineer,  reported  a  plan  for  removing  the  bar  at 
the  entrance  of  one  of  the  passes,  by  the  same  system  in  prin- 
ciple as  the  one  recently  and  successfully  adopted  by  Mr. 
James  B.  Eads  under  the  Act  of  Congress  of  1875.^ 

Le  Page  du  Pratz  visited  the  place  during  the  same  year, 
and  took  up  a  plantation  on  the  Bayou  St.  John,  "  a  short 
half  league  from  the  site  of  the  Capital,"  which  he  says  was 
"  then  marked  only  by  a  shed  covered  with  leaves  of  latanier," 
the  building,  such  as  it  was,  being  occupied  by  the  Commandant 
of  the  Post.2 

The  seat  of  government  was  finally  removed  to  New  Orleans 
in  August,  1722,  and  when  Charlevoix  visited  the  place,  in 
December,  1723,  it  contained  about  one  hundred  houses,  mostly 
cabins.  The  well-known  map  of  1728  shows  the  town  pro- 
tected by  a  levee  and  laid  off  in  rectangular  form,  having 
eleven  squares  front  on  the  river  by  a  depth  of  six  squares. 

In  1732  the  Western  Company  surrendered  its  grant.  In 
1763  a  secret  treaty  was  signed  at  Paris  by  which  France 
ceded  to  Spain  all  that  portion  of  Louisiana  which  lay  west 
of  the  Mississippi  together  with  the  City  of  New  Orleans, 
"and  the  Island  on  which  it  stands."  The  war  between 
England,  France  and  Spain  was  terminated  by  the  treaty  of 
Paris  in  February,  1764.  By  the  terms  of  this  treaty  the 
boundary  between  the  French  and  British  possessions  in 
North  America  was  fixed  by  a  line  drawn  along  the  middle 
of  the  River  Mississippi  from  its  source  to  the  River  Iberville 
and  thence  by  a  line  in  the  middle  of  that  stream  and  of  lakes 
Maurepas  and  Ponchartrain  to  the  Sea.  France  ceded  to 
Great  Britain  the  River  and  Port  of  Mobile  and  everytliing 

^SUtutefl  at  large,  Vol.  18,  p.  463. 
'  Hitt.  de  la  Louis.,  torn.  1,  p.  83. 


8  Municipal  History  of  New  Orleans.  [162 

she  had  possessed  on  the  left  bank  of  the  Mississippi  except 
the  town  of  New  Orleans  and  the  Island  on  which  it  stood. 
As  all  that  part  of  Louisiana  not  thus  ceded  to  Great  Britain 
had  been  already  transferred  to  Spain,  it  followed  that  France 
had  now  parted  with  the  last  inch  of  soil  she  had  owned  on 
the  Continent  of  North  America. 

From  its  foundation  up  to  this  date  New  Orleans  was 
governed  by  the  Superior  Council,  a  body  which  had  general 
control  of  the  colony,  but  at  the  same  time  took  special  charge 
of  the  administration  and  police  of  the  Capital.  This  council 
had  been  first  established  under  Crozat,  in  1712,  by  royal  edict 
with  powers  equivalent  to  those  of  similar  bodies  in  St.  Domingo 
and  Martinique,  and  consisted  of  the  governor  and  commissary 
ordonnateur ;  its  existence  being  limited  to  three  years  from  the 
day  of  its  first  meeting.  In  September,  1 71 6,  it  was  reorganized 
by  a  perpetual  edict  and  composed  of  the  governor  general  and 
intendant  of  New  France,  the  governor  of  Louisiana,  a  senior 
counsellor,  the  King's  lieutenant,  two  puisn§  counsellors,  an 
attorney  general  and  a  clerk.  The  edict  gave  to  the  council 
all  the  powers  exercised  by  similar  bodies  in  the  other  colonies. 
Its  sessions  were  directed  to  be  held  monthly.  One  of  its 
most  important  functions  was  judicial,  for  it  determined  all 
cases,  civil  and  criminal,  in  the  last  resort.  In  civil  cases 
three  members  constituted  a  quorum,  in  criminal  cases  five. 
There  was  a  possibility  of  popular  representation  in  the  pro- 
vision that,  in  the  absence  and  lawful  excuse  of  members,  a 
quorum  might  be  completed  by  calling  in  notables. 

The  transfer  of  the  colony  to  the  Western  Company  called 
for  another  change  in  the  organization  of  the  Council ;  and  by 
an  edict  of  September  1719  it  was  made  to  consist  of  such 
directors  of  that  Company  as  might  be  in  the  provinces, 
together  with  the  commandant  general,  a  senior  counsellor, 
the  two  King's  lieutenants,  three  other  counsellors,  an  attorney 
general  and  a  clerk. 

On  the  surrender  of  the  charter  of  the  Western  Company 
in  1732,  the  Council  was  again  remodeled  by  royal  letters 


163]  Municipal  History  of  New  Orleans.  9 

patent  of  May  7th.  The  members  were  declared  to  be  the 
governor  general  of  New  France,  the  governor  and  commis- 
sary of  Louisiana,  the  King's  lieutenant,  the  town  mayor  of 
New  Orleans,  six  counsellors,  an  attorney  general  and  a  clerk. 
In  August,  1742,  the  increase  of  trade  had  caused  such  an 
increase  of  litigation  that  it  was  deemed  necessary  to  add  to 
the  judicial  force ;  and  accordingly  by  royal  letters  patent  the 
commissary  ordonnateur  was  directed  to  appoint  four  assessors 
to  serve  for  a  period  of  four  years, — their  duties  being  to  report 
in  cases  referred  to  them,  or  to  sit  when  they  were  required  to 
complete  a  quorum  or  to  break  the  dead-lock  of  a  tie  vote. 

Under  such  a  regime  New  Orleans  was  hardly  a  municipal 
corporation  in  any  English  or  American  sense.  It  certainly 
had  at  that  time  no  municipal  charter.  It  resembled  in  some 
respects  a  commune,  and  has  been  alluded  to  by  the  Supreme 
Court  of  Louisiana  as  having  been  at  that  time  a  city.^ 


II. 

The  French  inhabitants  of  the  colony  were  astonished  and 
shocked  when  they  found  themselves  suddenly  transferred  to 
Spanish  domination,  and  a  majority  of  the  Superior  Council 
undertook  in  their  official  capacity  to  organize  an  opposition 
to  the  Cession  and  to  order  away  the  Spanish  Governor, 
Antonio  de  Ulloa.  But  the  power  of  Spain,  though  moving 
with  proverbial  slowness,  was  roused  at  last;  and  in  1769 
Alexander  O'Reilly,  the  commandant  of  a  large  Spanish  force, 
arrived  and  reduced  the  province  to  actual  possession.  The 
leaders  in  the  movement  against  Ulloa,  to  the  number  of  five, 
were  tried,  convicted  and  shot.  Another  was  killed  in  a 
struggle  with  his  guards.  Six  others  were  sentenced  to 
imprisonment,  and  the  seditious  documents  of  the  Su[)erior 
Council  were  burned  on  the  Place  d'Arraes. 


*3  Annual  Rep.,  305. 


10  Municipal  History  of  New  Orleans,  [164 

On  the  21st  of  November,  1769,  a  proclamation  from 
O'Reilly  announced  that,  inasmuch  as  the  Superior  Council 
had  encouraged  this  insurrection,  it  had  become  necessary  to 
abolish  the  body,  and  to  establish  in  Louisiana  that  form  of 
government  and  mode  of  administering  justice  prescribed  hy 
those  laws  which  had  so  long  maintained  peace  and  content- 
ment in  the  American  colonies  of  the  Catholic  King.  In  the 
place,  therefore,  of  the  Council,  a  Cabildo  was  established, 
over  which  the  governor  himself  would  preside  in  person, 
and  which  was  composed  of  six  perpetual  regidors,  two  ordi- 
nary alcaldes,  an  attorney  general  syndic  and  a  clerk. 

The  offices  of  Perpetual  Regidor  and  Clerk  were  acquired 
by  purchase  and  were  in  the  first  instance  offered  at  auction. 
The  purchaser  had  the  right  to  transfer  his  office  by  resigna- 
tion in  favor  of  a  known  and  capable  person.  One  half  of 
the  price  of  the  first  transfer  and  one  third  of  each  successive 
one  went  to  the  royal  treasury.  Of  these  regidors  or  rulers, 
the  first  was  Alfarez  Real,  or  royal  standard  bearer;  the  second 
was  Alcalde  Mayor  Provincial,  a  magistrate  with  jurisdiction 
over  offences  in  the  rural  districts;  the  third  was  Alguazil 
Mayor,  a  civil  and  criminal  sheriff;  the  fourth  was  Depositario 
General,  or  government  store-keeper ;  the  fifth  was  Recibedor 
de  Penas  de  Camara,  or  receiver  of  fines,  while  the  sixth  merely 
held  his  seat  in  the  Cabildo  without  special  official  duties. 

The  ordinary  Alcaldes  and  Attorney  General  Syndic  were 
chosen  by  the  Cabildo  itself  on  the  first  day  of  every  year, 
and  were  required  to  be  residents  and  householders  of  the 
town.  In^the  absence  of  the  unanimous  vote  they  could  not 
be  re-elected  until  they  had  been  out  of  office  for  the  space  of 
two  years  respectively. 

The  ordinary  Alcaldes  were  individually  judges  within  the 
city  in  civil  and  criminal  cases  where  the  defendant  did  not 
possess  and  plead  the  right  to  be  tried  by  a  military  judge, 
Juero  militar,  or  by  an  ecclesiastical  court,  fuero  ecdesiastico. 
In  cases^where  the  matter  in  dispute  did  not  exceed  twenty 
dollars,  they  proceeded  summarily  at  chambers,  and  without 


165]  Municipal  History  of  New  Orleans.  11 

written  record.  In  other  cases  a  record  was  made  up  by  a 
notary,  the  case  was  heard  in  open  court,  and  where  the  matter 
in  dispute  exceeded  ninety  thousand  maravedis  ($330.88),  an 
appeal  lay  to  the  Cabildo  itself.  That  body  did  not  undertake 
as  such,  to  examine  the  case  but  selected  two  regidors,  who, 
with  the  Alcaldes  who  had  heard  the  cause  below,  reviewed 
the  proceedings. 

The  Attorney  General  Syndic  was  not,  as  his  title  might  seem 
to  indicate,  the  public  prosecutor.  He  appears  to  have  been, 
in  his  way,  a  tribune  of  the  people,  though  not  chosen  by 
them.  It  was  his  duty  to  propose  to  the  Cabildo  such  meas- 
ures as  the  popular  interest  required  and  to  defend  the  popular 
rights. 

O'Reilly  presided  over  the  first  session  of  the  Cabildo  in 
December,  1 769,  and  then  yielded  the  chair  to  Unzaga,  who 
had  been  commissioned  as  governor,  with  the  understanding 
that  he  should  not  assume  the  duties  of  the  position  until  the 
captain-general  should  request  him  to  do  so. 

Beyond  the  limits  of  the  town,  in  each  rural  parish,  an 
officer  of  the  army  or  of  the  militia  was  stationed,  and  acted 
both  as  military  commandant  and  chief  civil  officer.  But  the 
city  was  governed  by  the  Cabildo,  and  such  continued  to  be 
its  municipal  administration  during  the  Spanish  rule. 

By  a  proclamation  of  February  22,  1770,  the  captain- 
general  created  and  assigned  to  the  City  of  New  Orleans  a 
special  revenue.  It  consisted  of  an  annual  tax  of  forty  dollars 
on  every  tavern,  billiard  table  and  coffee  house,  and  of  twenty 
dollars  on  every  boarding  house;  an  impost  of  one  dollar  on 
every  barrel  of  brandy  brought  to  the  city,  and  a  tax  of  three 
hundred  and  seventy  dollars  on  the  butchers  of  the  place.  To 
enable  the  city  to  keep  up  the  levee,  an  anchorage  duty  was 
also  established  in  its  favor,  of  six  dollars  ujMm  every  vessel 
of  two  hundred  tons  and  upwards,  and  three  dollars  on  smaller 
craft.  These  exactions  were  not  exorbitant,  but  they  were  the 
seed  of  a  system  which  has  since  become  extensive  and  vicious. 
New  Orleans  to-day  is  exacting  large  suras  in  tlie  way  of 


12  Municipal  Histoiy  of  New  Orleans.  [166 

license  taxes  on  pursuits  which  require  no  police  regulation, 
and  in  the  guise  of  wharf  dues  which  are  really  a  tax  on 
commerce.  The  germs  thus  sown  in  Spanish  times  have 
grown  like  the  mustard  tree  of  Scripture,  and  require  vigorous 
uprooting.  In  connection  with  the  subject  of  revenue  it  may 
be  noted  that  New  Orleans  suffered  greatly  during  the  Spanish 
domination  from  restrictions  on  the  freedom  of  trade.  The 
colonial  theories  of  Spain  with  respect  to  commerce  were  of 
the  most  benighted  character,  and  it  may  be  stated  as  a  general 
rule  that  it  was  only  by  evasions  of  law  that  the  trade  of  New 
Orleans  was  permitted  to  grow. 

In  1779  war  was  declared  by  Spain  against  Great  Britain 
and  New  Orleans  was  thus  called  upon  to  assist  the  American 
colonies  in  their  struggle  for  independence.  The  youthful  and 
brilliant  Galvez  received  a  commission  of  governor  and  inten- 
dant,  and  took  the  field  at  once  with  an  army  of  about  fourteen 
hundred  men,  made  up  of  his  regular  troops,  the  militia,  a 
number  of  Americans  of  the  city  who  volunteered  their 
services,  and  "  many  of  the  people  of  color."  ^  By  the  last  of 
September  he  had  captured  Fort  Bute  on  Manchac,  and  Baton 
Rouge,  Fort  Panmure  at  Natchez,  and  small  posts  on  the 
Amite  and  Thompson's  Creek.  The  campaign  seems  to  have 
had  a  literary  as  well  as  a  military  result.  Julien  Poydras, 
afterwards  a  member  of  the  Congress  of  the  United  States, 
celebrated  its  successes  in  a  small  French  poem  which  was 
printed  at  the  royal  charge.  In  May,  1781,  Galvez  captured 
Pensacola  and  the  province  of  West  Florida  was  surrendered 
to  Spain. 

On  October  1,  1800,  a  treaty  was  concluded  between 
France  and  Spain  by  which  the  latter  promised  to  restore 
the  province  of  Louisiana.  France,  however,  did  not  receive 
formal  possession  until  November  30th,  1803,  when,  in  the 
presence  of  the  officers  of  both  nations  the  Spanish  flag  was 
lowered,  the  tri-color  hoisted  and  delivery  made  to  France. 

» Martin :  Vol.  2,  p.  48. 


167]  Municipal  History  of  New  Orleans.  13 

The  French  commissioner,  Laussat,  had  come  as  colonial 
prefect,  and  issued  a  very  rhetorical  proclamation  congratula- 
ting the  people  upon  their  return  to  the  bosom  of  France,  and 
had  received  in  reply  an  address  from  the  prominent  citizens 
declaring  that  no  spectacle  could  be  more  affecting  than  such 
return.  The  joy,  however,  was  of  brief  duration.  The  cession 
to  France  had  been  procured  by  Napoleon,  and  he  did  not 
deem  it  politic  to  retain  such  a  distant  and  exposed  domain ; 
and  already  in  April  1803,  Louisiana  had  been  ceded  to  the 
United  States.  On  the  20th  of  December  1803,  Governor 
Claiborne  took  formal  posession  for  the  United  States,  and 
"the  tri-color  made  room  for  the  striped  banner  under  repeated 
peals  of  artillery  and  musketry."  ^ 

In  the  meantime,  however,  Laussat  had  by  proclamation 
established  a  municipal  government  for  New  Orleans,  in  place 
of  the  Cabildo.*  It  was  composed  of  a  Mayor,  and  two 
Adjuncts,  and  ten  members  of  the  Council.  The  names  are 
familiar  in  our  earlier  history.  Bor6  was  mayor;  his  asso- 
ciates were  Destrehan  and  Sauv6 ;  the  members  were  Livaudais, 
Cavelier,  Viller^,  Jones,  Fortier,  Donaldson,  Fauri6,  Allard, 
Tureaud,  and  Watkins.  Derbigny  was  secretary  and  Labatut 
treasurer. 

III. 

As  stated  by  the  Supreme  Court  of  Louisiana,'  New  Orleans, 
which  had  been  "a  city  under  the  royal  governments  of 
France  and  Spain  was  created  a  municipality  under  the  ephem- 
eral dominion  of  the  Consulate."  Under  the  American  domi- 
nation the  new  territorial  Legislature  deemed  it  proper  to 
establish  its  political  organization  by  a  charter  of  the  American 
type,  and  this  was  done  in  February,  1805.  The  Court  finds 
in  the  decision  above  referred  to,  that  "  the  act  to  incorporate 


» Martin:  Vol.  2,  p.  199. 

•Id.,  p.  197. 

'Loimiana  Stole  Bank  m.  Orleani  Nay.  Co.,  8rd  Annual  Bep.,  305. 


14  Municipal  History  of  New  Orleans,  [168 

the  City  of  New  Orleans  of  the  17th  of  February  of  that 
year,  like  all  the  statutes  passed  at  the  commencement  of  the 
American  government  of  Louisiana — to  the  honor  of  their 
authors  be  it  said — is  a  model  of  legislative  style  and  exhibits 
its  intendment  with  a  clearness  and  precision  which  renders  it 
impossible  to  be  misunderstood.  It  provides  for  the  civil 
government  of  the  city  and  in  general  terms  confers  powers 
of  administration ;  and  in  the  various  special  delegations  of 
authority  it  contains  thereby  excludes  the  idea  of  any  other 
powers  being  granted  than  such  as  the  police  and  the  pres- 
ervation of  good  order  of  the  population  require.  *  *  *=  It 
prescribes  the  duties  of  the  principal  officers  and  designates 
specially  the  objects  for  which  money  may  be  raised  by  taxa- 
tion, as  well  as  the  objects  of  taxation.  The  whole  tenor  of 
the  act  is  a  delegation  of  power  for  purposes  of  municipal 
administration,  guarded  by  limitations,  and  accompanied  by 
such  checks  as  experience  had  shown  to  be  wise,  expedient  and 
even  necessary  for  the  interest  of  those  who  were  to  be  affected 
by  it." 

The  officers  under  this  charter  were  a  Mayor,  a  Recorder, 
a  Treasurer,  and  a  number  of  subordinate  officers,  and  the 
Council  was  composed  of  fourteen  Aldermen.  Two  from  each 
of  the  seven  wards  into  which  the  city  was  divided.  The 
Mayor  and  Recorder  were  at  first  appointed  by  the  Governor 
of  the  territory  but  the  officers  were  afterward  made  elective. 
The  Aldermen  were  required  to  be  "  discreet  '^  inhabitants  of 
and  free  holders  in  their  respective  wards,  and  were  elected  in 
each  ward  by  voters  who,  to  be  qualified,  were  required  to  be 
free  white  male  inhabitants  who  should  have  resided  in  the 
city  for  at  least  one  year,  and  should  have  been  for  at  least 
six  months  free-holders  possessing  and  owning  a  real  estate 
worth  at  least  five  hundred  dollars,  or  renting  a  household 
tenement  of  the  yearly  value  of  one  hundred  dollars.  By  an 
amendment  of  1812,  the  Aldermen  were  required  to  be  "of 
good  fame  and  possessed  of  property  in  their  respective  wards,'' 
and  the  Mayor,  thenceforth  to  be  elected,  to  have  had  a  resi- 


169]  Municipal  History  of  New  Orleans,  15 

dence  in  the  city  for  the  four  years  preceding  his  election,  and 
to  possess  in  his  own  name  for  the  last  year  in  the  city  a  real 
estate  of  three  thousand  dollars,  agreeably  to  the  tax  list.  The 
voters  under  this  amendment  were  required  to  have  paid  a 
State,  parish  or  corporation  tax,  or  to  have  possessed  for  six 
months  a  real  estate  of  the  value  of  five  hundred  dollars  con- 
formably to  the  tax  list.  By  an  amendment  of  1818,  the  right 
to  vote  for  municipal  officers  was  extended  to  all  free  white 
male  citizens  of  the  United  States  of  the  age  of  twenty-one 
years  who  had  resided  in  the  city  and  in  the  ward  for  six 
months  next  preceding  the  election  and  who  had  paid  a  State 
tax  within  the  year  preceding  the  election. 

By  this  charter  of  1805  all  rights  and  property  which  had 
belonged  to  the  City  of  New  Orleans,  or  had  been  held  for  its 
use  by  the  Cabildo  under  the  Spanish  government,  or  by  the 
municipality  after  the  transfer  of  the  province  in  the  year 
1803  to  France,  or  to  the  municipality  at  the  moment,  and 
which  had  not  been  legally  alienated,  lost  or  barred,  were 
vested  in  the  Mayor,  Aldermen  and  inhabitants.^ 

In  1836  another  charter  was  imposed  by  the  State  Legis- 
lature. It  was  undoubtedly  procured  as  a  result  of  differences 
of  opinion  as  to  municipal  methods  between  the  Creoles  of  the 
old  regime  and  the  rapidly  increasing  American  population  of 
Anglo-Saxon  origin.  It  was  a  curious  experiment  in  city 
affairs.  The  territory  of  New  Orleans  was  divided  into  three 
separate  municipalities,  each  having  a  distinct  government 
with  many  independent  powers ;  yet  with  a  Mayor  and  Gen- 
eral Council  with  a  certain  superior  authority.^  It  was  the 
idea  of  local  self-government  pushed  to  an  extreme.  It 
existed  for  sixteen  years,  and  during  its  existence  many 
important  public  ihaprovements  were  made.  At  the  same 
time  the  system  afforded  many  opportunities  for  corruption 
and  extravagance.     Large  floating  debts  were  contracted  and 


>Actoofl806,  p.64. 
'Acts  of  1886,  p.  28. 


16  Municipal  History  of  New  Orleans,  [170 

it  appeared  to  all  that  some  reform  must  be  effected.  In 
1852,  by  legislation  of  that  session,  the  three  municipalities, 
together  with  the  City  of  Lafayette,  lying  next  above  New 
Orleans,  were  consolidated  by  a  new  charter ;  and  stringent 
provisions  made  for  the  funding  of  the  debt.  An  interesting 
discussion  of  this  charter,  with  respect  to  the  bonded  debt,  is 
found  in  a  decision  of  the  Supreme  Court  of  the  United 
States  rendered  in  1881.^  By  this  charter,  and  its  supple- 
mental act,^  the  legislative  power  of  the  new  corporation  was 
vested  in  two  bodies,  a  Board  of  Aldermen  and  a  Board  of 
Assistant  Aldermen,  and  its  executive  power  in  a  Mayor,  four 
Recorders,  a  Treasurer,  a  Comptroller,  a  Surveyor,  a  Street 
Commissioner,  and  such  subordinate  officers  as  the  Council 
might  deem  necessary.  The  debt  was  funded,  and  in  1855  it 
was  reported  that  obligations  of  $7,700,000  had  been  reduced 
to  but  little  more  than  $3,000,000. 

In  1856  the  charter  was  amended  and  re-enacted,  and 
elaborate  provisions  made  in  regard  to  assessment  and  taxa- 
tion, and  under  this  legislation  the  corporation  continued 
until  the  year  1870. 

ly. 

In  the  meantime  the  Civil  War  came  on;  and  upon  the 
capture  of  New  Orleans  by  the  forces  of  the  United  States,  in 
May,  1862,  the  administration  of  the  affairs  of  the  city  became 
the  subject  of  military  action.  No  change  could  be  made  at 
the  time  in  existing  legislation.  A  military  Mayor  was  de- 
tailed to  perform  the  duties  of  that  office ;  and  such  affairs  of 
the  city  as  required  attention  during  a  complete  military 
occupation  were  entrusted  to  the  Finance  Committee  and  the 
Committee  of  Streets  and  Landings  of  the  Council.  As  a 
matter  of  course  the  administration  of  a  large  city  under  such 
circumstances  and  by  such  means,  under  military  control,  gave 


*  Louisiana  vs.  Pilsbury,  105  U.  S.  Eeports,  278. 
'Act8ofl852,  pp.  42-57. 


171]  Municipal  History  of  New  Orleans.  17 

rise  to  many  singular  questions.  For  an  investigation  of  some 
of  them  the  reader  is  referred  to  the  decisions  of  the  Supreme 
Court  of  the  United  States  which  are  cited  in  the  subjoined 
note.* 

The  discussion,  however,  of  such  controversies  cannot  throw 
much  light  on  the  problem  of  municipal  government  in  times 
of  peace.  But  it  may  be  suggested  that  the  promptness  and 
efficiency  of  military  action  in  matters  of  police  and  sanitation 
in  New  Orleans,  during  the  late  war,  were  a  valuable  object 
lesson,  and  furnish  some  of  those  compensations  which,  Mr. 
Emerson  declared,  always  accompany  calamity. 

The  year  1870  witnessed  an  experiment  in  municipal  govern- 
ment in  New  Orleans  which  deserves  special  mention.  The 
charter  enacted  in  that  year  by  the  Legislature,^  adopted  what 
was  generally  known  as  the  Administration  system.  The 
limits  of  the  city  were  considerably  enlarged  by  including  what 
is  now  known  as  the  sixth  district,  and  was  formerly  Jefferson 
City,  and  the  government  of  the  municipality  thus  established 
was  vested  in  a  Mayor  and  seven  Administrators;  namely, 
one  of  Finance,  one  of  Commerce,  one  of  Improvements,  one 
of  Assessments,  one  of  Police,  who  was  ex-officio  a  member  of 
the  Police  Board ;  one  of  Public  Accounts,  and  one  of  Water- 
works and  Public  Buildings.  These  officials  in  the  first  place 
possessed  administrative  and  executive  functions  corresponding 
to  their  names ;  and  each  of  the  seven  was  accordingly  at  the 
head  of  a  bureau  or  department  created  for  him  by  the  statute 
as  follows:  a  Department  of  Finance,  which  was  the  city 
treasury;  a  Department  of  Commerce  which  had  general 
superintendence  of  all  matters  relating  to  markets,  railroads, 
canals,  weights  and  measures,  the  fire  department  and  manu- 
factories ;  a  Department  of  Assessment,  with  general  8ui)erin- 
tendence  of  all  matters  of  taxation  and  license ;  a  Department 


'  New  Orleans  w.  The  Steamship  Co.,  20  Wallace,  387 ;  The  Venice,  2 
Id.,  269;  Grapeshot,  9  Id.,  129;  Mechanics,  etc.  t».  Union  Bank,  22  Id.,  276. 
*  Acts  of  1870,  extra  session.  No.  7. 

2 


18  Municipal  History  of  New  Orleans,  [172 

of  Improvements  charged  with  the  construction,  cleansing  and 
repair  of  streets,  sidewalks,  wharves,  bridges  and  drains ;  a 
Department  of  Police  having  charge  of  public  order,  houses  of 
refuge  and  correction,  and  the  lighting  of  the  city ;  a  Depart- 
ment of  Public  Accounts  which  comprised  all  the  duties  of 
an  Auditor  and  Comptroller;  and,  finally,  a  Department  of 
Water-works  and  Public  Buildings,  with  supervision  of  water- 
works, school-houses,  hospitals  and  asylums. 

But  in  the  second  place  it  was  provided  that  the  same  Mayor 
and  Administrators  should  form  the  Council  and  in  a  collective 
capacity  should  have  extensive  legislative  power  for  local 
purposes.  In  this  capacity  it  resembles  the  Spanish  Cabildo. 
Such  a  Council  possessed  naturally  many  valuable  qualities. 
Its  members  were  elected  on  a  general  ticket  and  were  not 
supposed  to  represent  any  local  clique.  In  the  exercise  of  their 
administrative  duties  they  became  familiar  with  the  need  of 
their  respective  departments  and  could  advocate,  explain  or 
defend  on  the  floor  of  the  City  Legislature  what  was  desired 
or  had  been  done  in  the  bureau.  A  small  and  compact  body, 
its  meetings  were  as  business-like  as  those  of  a  bank  directory. 
Its  custom  was  to  assemble  in  the  Mayor^s  parlor,  generally 
on  the  day  before  the  regular  weekly  meeting ;  and  sitting  in 
committee  of  the  whole,  to  discuss  with  any  citizens  who  chose 
to  attend,  such  subjects  of  public  interest  as  might  be  brought 
up.  Reporters  from  the  daily  press  were  present,  and  the 
journals  of  the  next  morning  gave  full  particulars  of  the 
interchange  of  ideas.  If  the  subject  seemed  very  important 
and  difficult,  leading  citizens  were  invited  by  letter  or  adver- 
tisement to  attend  and  give  their  views.  As  an  example  of 
thorough  discussion  it  may  be  mentioned  that  an  ordinance  in 
relation  to  sewerage  and  drainage  which  was  proposed  in 
1881,  was  debated  for  upwards  of  one  year,  and  a  hearing 
given  to  every  friend  or  opponent  who  desired  to  express  his 
views. 

No  system  of  government  can  pretend  to  be  perfect ;  and 
the  charter  of  1870  could  not  satisfy  every  one.      It  was 


173]  Municipal  History  of  New  Orleans,  19 

claimed  that  the  Council  under  the  charter  was  too  small  and 
could  be  too  easily  controlled  in  the  interests  of  private  or 
corporate  gain.  No  preponderant  evidence,  however,  of  this 
assertion  ever  appeared.  The  administrators  as  a  rule,  were 
citizens  prominent  either  in  business  or  politics,  and  as  such 
were  far  more  amenable  to  public  opinion  than  the  ordinary 
councilman  of  the  average  American  city.  Their  methods 
were  essentially  business-like  and  their  l^islation  as  a  whole 
was  characterized  by  public  spirit  and  progress. 

It  is  a  matter  of  regret  that  the  administration  system 
could  not  have  been  continued  longer  than  it  was,  but  after 
the  adoption  of  a  new  State  constitution  in  1879  a  powerful 
pressure  for  a  complete  change  was  established  by  local 
politicians.  The  Legislature  accordingly,  in  June,  1882, 
adopted  the  present  charter  of  New  Orleans.*  The  City  of 
Carrollton  had  already,  in  1874,  been  annexed,^  and  the  limits 
of  the  existing  municipality  are  therefore  very  extensive. 

By  this  charter  the  legislative  power  of  the  corporation 
is  vested  in  one  Council  composed  of  thirty  membei-s  elected 
by  the  qualified  voters  of  their  respective  districts.  They 
must  be  citizens  of  the  State  not  less  than  twenty-five  years 
of  age  ;  must  be  residents  of  the  districts  they  represent ;  and 
must  have  been  residents  of  the  city  for  five  years  next  pre- 
ceding their  election. 

The  executive  power  is  vested  in  a  Mayor,  a  Treasurer,  a 
Comptroller,  a  Commissioner  of  Public  Works,  and  a  Com- 
missioner of  Police  and  Public  Buildings,  who  are  elected  on 
a  general  ticket.  These  officers  must  be  at  least  twenty-five 
years  of  age,  except  the  Mayor,  who  must  be  at  least  thirty, 
citizens  of  the  State  and  residents  of  New  Orleans  for  five 
years  next  preceding  their  election.  The  Mayor  presides  at 
the  meeting  of  the  Council ;  and  the  other  executive  officers 
of  the  city  mentioned  above  have  a  right  to  seats  on  the  floor 


*Actaofl882,  No.  20. 
«Act8ofl874,No.  71. 


20  Municipal  History  of  New  Orleans.  [174 

of  the  Council  during  its  sessions,  witli  a  right  to  debate  and 
discuss  all  matters  having  reference  to  their  respective  depart- 
ments, but  without  a  vot€.  This  is  a  valuable  provision^ 
and  if  executed  in  good  faith  cannot  but  produce  a  beneficial 
effect. 

The  executive  officers  above  named  may  be  impeached  and 
removed  by  the  Council  for  malfeasance  or  gross  neglect  of 
duty,  or  disability  affecting  fitness  to  hold  office.  Articles  of 
impeachment  may  be  preferred  by  the  Committee  of  Public 
Order  (who  in  this  case  on  the  trial  will  be  recused),  or  by 
six  members  of  the  Council,  or  by  twenty  citizens. 

Some  check  on  hasty  legislation  is  imposed,  firstly,  by  the 
usual  veto  pow^er  in  the  Mayor,  and  secondly,  by  the  provision 
that  '^  no  ordinance  or  resolution  shall  pass  the  Council  at  the 
same  session  at  which  it  is  first  offered,  but  any  ordinance  or 
resolution  shall  at  its  first  offering  be  read  in  full  and  shall 
lie  over  one  week  before  being  finally  considered  by  the 
Council." 

The  Fire  Department  of  New  Orleans  is  still  of  a  volunteer 
character.  It  is  organized  as  a  charitable  association,  and 
naturally  retains  many  of  the  sentiments  and  traditions  which 
have  become  obsolete  in  other  American  cities,  where  the  paid 
system  has  been  introduced  as  a  part  of  municipal  government. 
It  has  an  existing  contract  with  the  city  for  the  extinguish- 
ment of  fires  which  has  yet  some  two  years  to  run.  It  is 
not  likely  that  this  contract  will  be  renewed.  The  city  has 
become  so  large  that  while  the  Firemen's  Charitable  Associa- 
tion is  theoretically  composed  of  volunteers,  it  is  obliged  to 
pay  a  large  number  of  regular  employes  in  the  care  of  the 
engine  houses  and  horses,  and  the  use  of  the  steam  engines  and 
other  apparatus  which  have  superseded  the  simple  appliances 
of  earlier  years.  The  press  is  agitating  for  a  paid,  govern- 
mental system.  It  is  alleged  that  the  voluntary  system  has 
been  used  as  a  political  machine  in  local  and  even  in  State 
politics,  that  it  is  cumbrous  and  costly,  and  that  the  time  for 
its  usefulness  has  past.     The  paid  members  of  the  association 


175]  Municipal  History  of  New  Orleans.  21 

will  make  no  objection  to  being  transferred  to  municipal  con- 
trol, and  such  transfer  will  probably  be  made  as  soon  as  it 
can  be  done  without  impairing  contract  rights. 

The  topography  of  New  Orleans  gives  constant  and  pressing 
importance  to  questions  of  levees,  drainage  and  paving.  Large 
expenditures  have  been  made  in  this  direction  during  the  last 
half  century.  The  trouble  in  these  matters,  as  in  most  of  our 
American  cities,  has  been  to  secure  some  system  that  should 
be  continuous,  consistent,  and  rightly  administered.  The  soil 
of  the  entire  city  is  alluvial,  and  the  fall,  such  as  it  is,  is  from 
the  Mississippi  towards  Lakes  Ponchartrain  and  Borgne.  To 
pave  such  a  soil  in  such  a  way  as  to  form  a  surface  that  will 
sustain  heavy  traffic,  during  winter  rains,  is  a  problem  of 
difficulty.  For  business  streets,  square  blocks  of  granite  are 
found  to  last  longer  than  any  other  material.  Some  of  the 
principal  avenues  have  been  asphalted  on  a  foundation  of  con- 
crete. Others  have  been  laid  with  from  nine  to  twelve  inches 
of  gravel  which  is  claimed  to  possess  concreting  qualities,  and 
is  in  some  instances  laid  on  a  foundation  of  cypress  planks 
which  are  expected  to  resist  decay  until  the  needful  arch  is 
formed  above  them. 

What  is  specially  needed  now  is  a  system  by  which  the 
work  on  the  levees,  the  drainage  and  the  paving  of  the  city 
shall  be  harmonized,  and  continued  without  interruption  until 
it  shall  be  completed  in  a  manner  worthy  of  the  place.  The 
legislative  committee  of  the  Council  has  within  the  last  week* 
prepared  an  act  on  this  subject  which  the  Council  has  ap- 
proved and  requested  the  State  Legislature  to  adopt.  It 
establishes  a  Commission  of  Public  Works  in  the  City  of 
New  Orleans,  composed  of  the  Mayor  and  Commissioner  of 
Public  Works,  of  the  chairmen  of  five  standing  committees 
of  the  Council  on  such  subjects,  and  of  six  citizens  to  be 
selected  from  different  districts  of  the  city.  The  matter  of 
levees,  paving  and  drainage  is  to  be  entrusted  to  this  Commis- 

>  Jane,  1888. 


22  Municipal  History  of  New  Orleans,  [176 

sion,  certain  funds  of  the  city  are  to  be  turned  over  to  it,  and 
it  is  empowered  to  submit  to  a  vote  of  property  taxpayers  the 
question  of  a  special  tax  for  its  further  revenue  under  a  con- 
stitutional provision  which  will  be  presently  referred  to.  If 
this  let^islation  be  adopted  it  may  lay  a  foundation  of  perma- 
nent and  consistent  improvements. 

The  water  supply  of  New  Orleans  is  drawn  from  the  Mis- 
sissippi River  and  is  in  the  hands  of  a  Company,  in  which^ 
however,  the  city  has  some  stock  and  a  representation  on  the 
board  of  direction.  The  first  company  was  incorporated  in 
1833,  as  the  Commercial  Bank,  at  a  time  when  it  was  the 
fashion  to  charter  banks  with  a  power  to  do  something  quite 
irrelevant  to  the  operations  of  finance.  By  a  provision  of  the 
charter  the  city  had  the  right  to  purchase  the  works  at  any 
time  after  the  lapse  of  thirty-five  years.  This  right  was 
exercised  in  1869,  and  bonds  issued  for  the  amount  of  the 
appraisement.  The  city  operated  the  system  until  1 877,  when, 
being  in  default  in  the  interest  on  the  bonds  as  well  as  on  the 
rest  of  her  funded  debt,  it  was  deemed  wise  to  put  the  concern 
in  the  hands  of  a  business  corporation.  This  change  was 
effected  under  the  Act  of  March  31,  1877,  the  bonds  given  in 
1869  being  mostly  exchanged  for  stock  in  the  new  company. 
Under  this  Act,  as  interpreted  by  the  Courts,  the  Water-works 
Company  has  a  monopoly  of  the  supply  of  water  for  sale, 
which  is  to  last  for  fifty  years  from  the  date  of  the  act  of 
1877.^  Some  improvements  have  been  made  of  late  in  the 
service  by  the  introduction  of  a  stand-pipe,  with  a  head  of 
sixty  feet,  and  by  some  extension  of  the  mains.  The  problem 
of  filtering  the  water,  however,  remains  unsolved.  It  is,  as  a 
rule,  very  muddy  and  unattractive  for  any  purpose.  The  use 
of  cistern  water,  stored  in  cypress  tanks,  above  ground,  is 
almost  universal  in  New  Orleans.  Such  water,  exposed  to 
light  and  air  and  renewed  by  frequent  showers,  is  clear  and 
white,  makes  a  charming   bath    and  when  filtered   through 

» 116  U.  S.,  674;  120  Id.,  64;  125  Id.,  18. 


177]  Municipal  History  of  New  Orleans,  23 

porous  stone  as  it  may  easily  be,  is  agreeable  and  wholesome 
for  drinking. 

The  gas  supply  of  the  city  on  the  left  bank,  except  in  the 
Sixth  and  Seventh  Districts,  is  furnished  by  a  business  corpora- 
tion, which,  after  a  considerable  amount  of  contest  in  the 
Courts  has  by  consolidation  acquired  an  exclusive  right  for 
fifty  years  from  1875.  The  details  of  the  legislation  and  of 
the  discussions  in  regard  to  it  will  be  found,  like  many  other 
fects  of  the  history  of  New  Orleans,  in  the  decisions  of  the 
Supreme  Court  of  the  United  States.^  The  contest,  however, 
with  the  new  methods  of  electrical  lighting  has  taken  the 
place  of  litigation  in  the  Courts.  Already  the  arc  light  has 
driven  gas  entirely  from  the  streets,  and  the  incandescent 
lights  are  beginning  to  be  numerous  in  shops  and  even  in 
dwellings.  One  of  the  newest  and  largest  churches  is  thus 
illuminated.  With  wire  doors  and  windows,  electric  lights 
and  electric  fans,  a  library  in  New  Orleans  may  be  made  as 
comfortable  in  August  as  in  January.  What  may  be  the  out- 
come of  the  struggle  between  cheap  water-gas  and  electricity, 
it  is  not  the  province  of  this  paper  to  predict.  At  the  moment, 
electricity  dominates  in  public  places,  and  a  system  of  iron 
towers  for  carrying  the  wires  has  already  been  begun. 


V. 

The  City  of  New  Orleans  has  been  at  different  times  the 
recipient  of  donations  for  charitable  purposes,  which  may  be 
briefly  referred  to  as  part  of  her  municipal  history,  and  as 
throwing  perhaps  some  light  upon  the  question  whether  such 
gifts  should  be  made  to  municipal  corporations  or  placed  in 
the  hands  of  private  trustees. 

In  1838  by  the  will  of  Alexander  Milne,  a  native  of  Soot- 
land,  property  of  apparently  large  value  was  left  to  four 

>  N.  O.  Oas  Co.  M.  Lft.  Light  Co.,  116  U.  S.,  650  and  cases  there  cited. 


24  Municipal  History  of  New  Orleans,  [178 

asylums.  The  trust,  so  far  as  the  Asylum  for  Destitute  Boys 
is  concerned,  is  now  managed  by  the  Mayor  and  the  assets 
comprise  a  large  amount  of  real  estate  of  little  present  value, 
and  some  city  bonds  worth  about  $3,000. 

The  will  of  Joseph  Claude  Mary,  in  1840,  left  $5,000  to 
the  orphans  of  the  First  Municipality  of  New  Orleans.  After 
some  litigation  this  bequest  was  declared  by  the  Court  ^  to 
vest  in  the  Municipality,  and  should  therefore  be  administered 
by  the  present  City.  At  last  accounts  it  had  been  turned  over 
to  a  Boys'  Asylum  which  is  a  private  corporation.  The  reasons 
for  this  diversion  of  funds  are  not  apparent,  and,  until  some 
excuse  be  forthcoming,  may  be  treated  as  inexcusable. 

About  the  same  time  Stephen  Henderson,  a  native  of  Scot- 
land, bequeathed  the  sum  of  $2,000  per  annum  for  the  poor  of 
the  Parish  of  Orleans,  a  territory  now  co-terminus  with  and 
controlled  by  the  City  of  New  Orleans.  By  an  act  of  com- 
promise with  the  heirs,  the  parish  then,  and  the  city  now,  has 
acquired  sundry  cotton-press  lots,  the  rents  of  which  are  dis- 
pensed in  small  sums  in  charity  to  the  poor.  The  bequest  in 
this  form  can  hardly  be  considered  of  much  practical  value. 
At  least,  from  the  hard-hearted  view  of  modern  political 
economy,  such  gratuities  can  produce  little  eifect  except  to 
destroy  the  self-respect  and  will-power  of  the  recipients. 

The  Girod  Fund  was  left  by  the  will  of  Nicholas  Girod, 
who  died  in  1840.  Its  administration  has  not  been  felicitous. 
The  principal,  which  in  1866,  had  reached  a  sum  of  about 
$80,000,  was  expended  in  the  erection  of  an  asylum  for  the 
charitable  purposes  contemplated  by  the  will.  The  building 
for  some  reason,  never  made  public,  was  erected  on  the  margin 
of  a  swamp  in  the  rear  of  the  city,  in  the  most  unwhole- 
some locality  that  could  have  been  selected,  and  is  entirely 
useless. 

The  Touro  Alms  House  bequest  was  made  by  the  will  of 
Judah  Touro,  a  well  known  philanthropist,  who  died  in  1854. 

*  2  Robinson,  438. 


179]  Municipal  History  of  New  Orleans.  25 

The  sum  of  §80,000  was  left  "  to  prevent  mendicity  in  New 
Orleans."  The  trust  was  administered  by  the  city.  The  Alms 
House  was  completed  in  1860  at  great  expense  on  a  site  donated 
by  Mr.  R.  D.  Shepherd.  In  1864  while  occupied  by  United 
States  troops  it  was  destroyed  by  fire,  and  nothing  tangible 
now  remains  of  the  charity  except  the  land  and  a  fund  of 
about  §5,000.  It  is  believed  thai  the  United  States  ought  in 
equity  to  restore  the  value  of  the  building. 

The  Fink  Asylum  Fund  results  from  dispositions  in  the 
will  of  John  B.  Fink,  of  November,  1855,  and  has  assets 
reported  at  about  $290,000.  The  bequest  was  for  an  asylum 
"  for  Protestant  Widows  and  Orphans '' ;  and  the  Court  after 
some  litigation  decided  ^  that  it  should  be  administered  by  the 
city.  The  income  is  used  for  the  support  of  an  asylum  for  the 
object  named. 

The  Sickles  Legacy  was  left,  in  1864,  by  S.  V.  Sickles,  an 
apothecary,  for  the  purpose  of  establishing  a  **  dispensary  for 
indigent  sick  persons."  It  is  administered  by  the  Mayor  and 
the  financial  oflScers  of  the  city,  by  arrangement  with  drug- 
gists, who  agree  to  dispense  medicines  to  the  poor  at  certain 
localities.     Its  fund  now  amounts  to  about  S 36,000. 

The  McDonogh  donation  was  the  most  important  of  those 
under  consideration ;  was  the  one  most  peculiar  in  its  char- 
acter; and  was  a  matter  which  concerned  also  the  City  of 
Baltimore.  John  McDonogh,  a  native  of  Baltimore,  came  to 
the  City  of  New  Orleans  about  the  year  1800,  lived  the  life 
of  a  somewhat  eccentric  bachelor,  and  died  in  1850.  The 
principal  feature  of  his  will  was  an  attempt  to  establish  an 
estate  which  was  to  be  perpetual  in  its  existence  and  was  to 
grow  into  something  prodigious  in  its  proportions.  As  stated 
by  the  learned  Mr.  Hennen,  in  his  summary  of  the  litigation 
in  the  Supreme  Court  of  Louisiana,*  the  decision  in  which  was 
concurred   in,  substantially,  by  the   Supreme   Court  of  the 


*  12  Annual  Rep.,  301. 

*Hennen'8  Dig.,  p.  443;  8  Annual  Rep.,  p.  171. 


26  Municipal  Histm^y  of  New  Orleans.  [180 

United  States/  McDonogh,  after  certain  special  legacies  in  apt 
terms,  bequciithed  all  the  rest  of  his  estate  to  the  cities  of 
Baltimore  and  New  Orleans,  for  certain  purposes  afterward 
mentioned,  and  especially  the  establishment  and  support  of 
free  schools  for  the  poor  only,  of  all  colors  in  both  cities.  He 
directed  his  executors  to  invest  his  personal  property  in  real 
estate  to  constitute  a  fund,  never  to  be  alienated,  but  to  exist 
for  all  time,  a  perpetual  entity,  christened  "My  General 
Estate."  Commissioners  annually  appointed  by  the  cities, 
and  subject  to  their  visitation,  were  to  have  forever  the  seizin 
and  exclusive  management  of  this  estate,  the  annual  revenues 
of  which  were  to  be  applied  as  follows :  one-fourth  to  two 
designated  institutions  of  pious  character,  to  the  former  for  a 
certain  number  of  years,  to  the  latter  until  a  certain  sum  had 
been  received,  when  both  annuities  were  to  cease;  another 
fourth  to  the  cities,  to  be  handed  over  to  their  appointed 
directors  to  found  certain  charities,  and  when  each  city  had 
received  a  certain  sum  these  annuities  in  like  manner  were  to 
cease;  while  the  remaining  two-fourths  were  to  be  divided 
between  commissioners  appointed  by  the  cities,  to  whom,  on 
termination  of  the  other  annuities,  the  whole  revenues  were  to 
be  paid  to  support  the  free  schools  in  both  cities. 

No  part  of  the  estate  or  its  revenues  was  ever  to  go  into  the 
hands  of  the  corporate  authorities,  the  testator  declaring  his 
great  object  to  be  "the  gradual  augmentation  of  the  real 
estate  to  belong  to  and  be  owned  by  the  General  Estate  for 
centuries  to  come."  And  this  estate,  and  the  several  funds 
and  institutions  created,  he  recommended,  should  be  incorpo- 
rated. No  partition  was  ever  to  be  made  by  the  cities,  nor 
any  change  by  agreement  or  compromise  in  their  relations  to 
each  other  or  the  estate ;  and  if  they  violated  any  of  the  con- 
ditions, their  rights  were  to  be  forfeited,  and  the  estate,  still 
inalienable,  was  limited  over  equally  to  the  States  of  Louisiana 
and  Maryland,  to  educate  their  poor  as  they  might  direct.     If 

*  15  Howard,  p.  367. 


181]  Municipal  History  of  New  Orleans,  27 

the  legacies  lapsed  from  any  cause  whatever,  they  were  to 
enure  to  the  States,  to  carry  out  the  testator's  intentions  as  far 
as  they  thought  proper.  The  ultimate  design  was  to  educate 
the  poor  of  the  two  cities,  and  disinherit  the  legal  heirs.  It 
was  held  by  the  Court,  after  great  discussion,  that  the  cities 
iiad  the  capacity  to  take  the  legacies,  which  were  not  void  for 
uncertainty  in  the  recipients  of  the  charities;  that  there  were 
no  prohibit^  substitutions  or  Jidei  commissa  in  the  bequests,  of 
the  conditions  of  which,  so  far  as  impossible  or  against  public 
policy,  the  will  was  to  be  eviscerated ;  that  the  States  could 
not  take  instead  of  the  cities,  which,  as  residuary  legatees 
under  a  universal  title,  were  entitled  to  the  legacies ;  and  that 
in  any  contingency  the  heirs  at  law  could  claim  nothing. 

The  net  result  of  the  McDonogh  will  cases  was  to  give  the 
property  to  Baltimore  and  New  Orleans,  subject  to  sundry 
legacies  and  charges  which  were  paid  or  compromised.  The 
extraordinary  plan  which  the  imagination  of  the  testator  had 
formed  in  his  lonely  hours  of  celibacy  was  never  realized;  but 
the  object  was  to  some  practical  extent  attained.  The  net 
proceeds  of  the  estate  were  divided  between  the  cities,  to  be 
applied  to  educational  purposes.  The  popular  belief  has  been 
that  the  trust  has  not  been  well  administered  by  New  Orleans. 
This  belief,  however,  is  not  well  founded.  The  amount  of 
the  estate  was  much  exaggerated ;  portions  of  it  were  depre- 
ciated in  the  lapse  of  time,  and  the  expenses  of  defending  it 
were  heavy.  The  city  received  in  round  numbers  about 
$750,000.  With  the  proceeds  she  has  erected  and  furnished 
eighteen  school  houses.  At  an  early  period  of  the  late  war 
some  of  the  assets  were  diverted  for  the  purpose  of  fortifying 
the  city,  but  were  afterwards  restored.  The  present  value  of 
the  property,  including  the  school  houses,  is  estimated  at  about 
$800,000. 

These  various  trust  funds  have  gone  through  so  many  perils, 
and  especially  in  times  of  civil  war,  that  it  is  not  believed  such 
bequests  will  ever  be  again  made  in  the  future  as  in  the  past. 
From  one  point  of  view  the  city,  by  the  contiimity  of  its  life 


28  Municipal  History  of  New  Orleans.  [182 

and  the  publicity  of  its  methods,  offers  assurances  of  safety  and 
care.  The  general  verdict,  however,  would  be  that  it  is  better 
for  a  testator  to  vest  his  benefactions  in  a  private  corporation, 
or,  better  yet,  if  possible,  to  establish  them  in  full  operation 
before  his  death. 

VI. 

It  may  be  proper  to  refer  to  the  history  of  the  elective 
franchise  under  the  successive  constitutions  of  Louisiana,  in 
connection  with  the  history  of  the  city  government  of  New 
Orleans.  By  the  Constitution  of  1812,  the  qualified  elector 
is  declared  to  be  the  "  free  white  male  citizen  of  the  United 
States  who  at  the  time  being  hath  attained  the  age  of  twenty- 
one  years,  and  resided  in  the  country  in  which  he  offers  to 
vote  one  year  next  preceding  the  election,  and  who  in  the  last 
six  months  prior  to  said  election  shall  have  paid  a  state  tax ; 
provided,  that  every  free  white  male  citizen  of  the  United 
States  who  shall  have  purchased  land  from  the  United  States 
shall  have  the  right  of  voting  whenever  he  shall  have  the 
other  qualifications  of  age  and  residence  above  described." 

By  the  Constitution  of  1845  it  was  provided  that  "in  all 
elections  by  the  people  every  free  white  male,  who  has  been 
two  years  a  citizen  of  the  United  States,  who  had  attained  the 
age  of  twenty-one  years,  and  resided  in  the  State  two  consecu- 
tive years  next  preceding  the  election,  and  the  last  year  thereof 
in  the  parish  in  which  he  offers  to  vote,  shall  have  the  right 
to  vote." 

By  the  Constitution  of  1852  the  qualified  elector  is  declared 
to  be  the  "  free  white  male  who  has  attained  the  age  of  twenty- 
one  years  and  who  has  been  a  resident  of  the  State  twelve 
months  next  preceding  the  election,  and  the  last  six  months 
thereof  in  the  parish  in  which  he  offers  to  vote,  and  who  shall 
be  a  citizen  of  the  United  States." 

The  Constitution  of  1864  declared  that  every  white  male 
who  had  attained  the  age  of  twenty-one  years,  and  who  had 


183]  Municipal  History  of  New  Orleans,  29 

been  a  resident  of  the  State  twelve  months  next  preceding  the 
election  and  the  last  three  months  thereof  in  the  parish  in 
which  he  offers  to  vote,  and  who  was  a  citizen  of  the  United 
States  should  have  the  right  of  voting. 

By  the  Constitution  of  1868  the  right  of  suffrage,  except  in 
certain  cases  of  disfranchisement,  was  further  extended  to 
include  every  male  person  of  the  age  of  twenty-one  years  or 
upwards,  born  or  naturalized  in  the  United  States,  and  subject 
to  the  jurisdiction  thereof,  and  a  resident  of  the  State  one  year 
next  preceding  an  election  and  the  last  ten  days  within  the 
parish  in  which  he  should  offer  to  vote. 

Finally,  by  the  Constitution  of  1879,  a  further  step  was 
taken,  and  the  right  of  suffrage,  whether  in  State  or  municipal 
elections,  now  belongs  to  every  male  citizen  of  the  United 
States,  and  every  male  person  of  foreign  birth  who  has  been 
naturalized  or  who  may  have  legally  declared  his  intention  to 
become  a  citizen  of  the  United  States  before  he  offers  to  vote, 
who  is  twenty-one  years  of  age,  and  who  has  resided  in  the 
State  one  year,  in  the  parish  six  months  and  in  the  ward  or 
precinct  thirty  days,  next  preceding  the  election. 

It  will  thus  appear  that  the  personal  right  of  suffrage  in 
New  Orleans  has  been  gradually  extended  until  its  latitude  is 
extreme.  Another  provision,  however,  of  the  present  Consti- 
tution alluded  to  above,  establishes  a  safe-guard  against  the 
extravagance  which  might  result  from  a  misuse  of  the  elective 
franchise  as  it  affects  the  use  of  the  taxing  power.  The  City 
Council  is  prohibited  from  levying  an  annual  ad  valorem  tax 
for  general  purposes  exceeding  one  per  centum  on  the  assessed 
value  of  pro|>erty,  real  and  personal.  Of  course  there  are 
other  taxes  for  the  interest  on  city  bonds,  which  must  continue 
until  the  bonds  are  paid,  but  the  tax  for  general  purposes,  or 
alimony  of  the  city,  is  limited  to  the  ten  mills.  At  the  same 
time,  for  the  purpose  of  constructing  "  works  of  public  improve- 
ment," the  rate  of  taxation  "  may  be  increased  when  the  rate 
of  such  increase  and  the  purpose  for  which  it  is  intended  shall 
have  been  submitted  to  a  vote  of  the  property  tax-payers'*  of 


30  Municipal  History  of  New  Orleans.  [184 

the  "  Municipality  entitled  to  vote  under  the  election  laws  of 
the  State  and  a  majority  of  same  voting  at  such  election  shall 
have  voted  therefor."  ^  By  this  plan  a  certain  control  is  vested 
in  the  property  tax-payers,  in  a  manner  which  promises  to  be 
beneficial. 

Referring  again  to  the  successive  constitutions  of  the  State, 
attention  may  be  directed  to  the  protection  they  have  sought 
to  afford  to  the  right  of  the  citizens  of  New  Orleans  to  deal 
directly  as  voters  with  the  question  of  its  police.  The  pro- 
vision in  the  fundamental  law  of  1812  was  as  follows : 

"  The  citizens  of  the  town  of  New  Orleans  shall  have  the 
right  of  appointing  the  several  public  officers  necessary  for  the 
administration  and  the  police  of  said  city,  pursuant  to  the 
mode  of  election  which  shall  be  prescribed  by  the  legislature; 
provided  that  the  Mayor  and  Recorder  be  ineligible  to  a  seat 
in  the  general  assembly." 

By  the  constitutions  of  1845  and  1852  the  right  was  limited 
to  the  appointment,  by  the  same  methods,  of  the  "officers 
necessary  for  the  administration  of  the  police  of  the  city,"  and 
it  was  held  by  the  Supreme  Court  that  these  provisions, 
whether  in  1812,  1845,  or  1852,  did  not  impair  the  power  of 
the  legislature  to  deal  with  the  drainage  of  the  city,  either 
directly  or  through  the  agency  of  a  company.^ 

In  the  constitution  of  1864  the  provision  was  repeated  as 
to  the  administration  of  the  police,  while  the  Governor,  how- 
ever, was  empowered  to  appoint  five  commissioners,  who,  with 
the  Mayor,  should  constitute  a  board  to  try  and  remove  delin- 
quent policemen. 

The  entire  provision  was  omitted  from  the  constitution  of 
1868,  and  under  this  the  legislature  introduced  a  metropolitan 
police  system,  imitated  from  that  then  existing  in  New  York, 
and  including  a  considerable  territory  outside  the  city  limits ; 
and  it  was  held  to  be  lawful  because  the  provision  in  question 


1  Constitution  of  1879,  art.  209. 

^In  re  Draining  Co.,  11  La.,  Art.  338. 


185]  Municipal  History  of  New  Orleans,  31 

had  been  so  omitted.^  The  commissioners  were  appointed  by 
the  Governor. 

In  the  constitution  of  1879  the  right  was  restored  by  the 
following  language : 

"  The  citizens  of  the  City  of  New  Orleans,  or  of  any  politi- 
cal corporation  which  may  be  created  within  its  limits,  shall 
have  the  right  of  appointing  the  several  public  officers  neces- 
sary for  the  administration  of  the  police  of  said  city,  pursuant 
to  the  mode  of  election  which  shall  be  provided  by  the  general 
assembly."  ^ 

Under  the  present  charter  of  the  city — of  1882 — the  Mayor 
appoints  police  officers,  policemen,  and  watchmen,  by  and  with 
the  consent  of  a  majority  of  the  Council,  under  the  ordinances 
of  the  Council  organizing  the  force,  and  may  suspend  such 
officers,  reporting  the  fact  and  the  cause  to  the  Council  for  its 
action.  He  is  empowered  to  control  and  make  regulations  for 
the  force,  the  Council,  however,  having  the  right  by  a  two- 
thirds  vote  to  repeal  such  regulations.* 

VII. 

The  full  history  of  a  city  government  is  not  to  be  found  in 
the  statute  books  or  the  ordinances  of  its  Common  Council ; 
and  this  sketch  would  be  incomplete  without  some  notice  of 
those  voluntary  associations  on  the  part  of  citizens  of  New 
Orleans  which  during  the  last  decade  have  attempted  to  assist 
or  influence  the  city  government  in  corporate  matters. 

The  Auxiliary  Sanitary  Association  was  organized  after  the 
epidemic  of  1878  for  the  purpose  of  promoting  public  health. 
It  was  felt  that,  in  the  condition  of  the  finances  of  the  City,  it 
was  necessary  to  invoke  private  subscription.  The  appeals  of 
the  Association  met  with  a  liberal  response ;  and  the  Associa- 
tion has  continued  to  carry  on  its  work,  not  only  by  a  constant 


.  .  309. 
"Art.  253. 
*  Acts  of  1882,  p.  23. 


32  Municipal  History  of  New  Orleans.  [186 

criticism  of  imperfect  methods,  but  by  some  positive  works  of 
public  improvement.  The  most  important  of  these  is  the 
system  of  appliances  for  flushing  the  gutters  during  the  summer 
months  with  water  from  the  Mississippi  River.  New  Orleans 
is  so  situated  that  it  is  considered  impracticable  to  construct 
the  large  subterranean  sewers  which  are  necessary  to  carry 
off  storm  waters.  Such  storm  waters  are  therefore  conveyed 
by  gutters  and  draining  canals  to  low  points  in  the  rear  of  the 
city  and  thence  lifted  by  draining  wheels  into  the  lake.  To 
flush  these  gutters  and  canals  in  hot  weather,  the  Association 
has  erected  on  the  levee  two  steam  pumps  with  a  daily  capacity 
of  about  8,000,000  gallons  each,  and  arranged  a  system  of 
pipes  by  which  the  principal  streets  at  right  angles  to  the 
river  are  supplied  with  flushing  water.  It  is  said  that  such 
appliances  if  constructed  by  the  city  would  have  cost  $200,000. 
The  Association,  by  its  closer  and  more  skilful  business 
methods  procured  them  for  about  $75,000. 

Without  assuming  any  partisan  attitude,  mention  may  be 
made  in  this  connection  of  two  other  associated  efforts  which 
have  recently  exercised  much  influence  in  the  municipal  history 
of  New  Orleans.  One  is  called  the  Committee  of  One  Hun- 
dred, the  other  the  Young  Men's  Democratic  Association. 

The  Committee  of  One  Hundred  was  organized  in  the  spring 
of  1885.  It  has  taken  no  part  in  partisan  politics,  and  none 
of  its  members  can  be  a  candidate  for  office.  Its  chief  object 
is  municipal  reform.  Its  labors  during  its  first  year  were 
chiefly  performed  in  a  scrutiny  of  official  malfeasance  or  neg- 
lect, and  in  appeal  to  the  Courts  to  enjoin  and  annul  such  acts 
of  the  Council  as  were  considered  illegal  and  injurious.  Its 
first  success  in  this  direction  was  an  injunction  of  an  appro- 
priation of  $5,000  for  a  purpose  decided  to  be  beyond  the 
power  of  the  Council  to  make.  The  amount  was  not  great, 
but  the  example  was  impressive.^  In  the  latter  part  of  1887 
and  the  early  days  of  1888  its  most  important  work  has  been 
in  purifying  the  registration   of  voters.     This  registration, 

1  The  Liberty  Bell,  23  Federal  Keporter,  843. 


187]  Municipal  History  of  New  Orlearis,  33 

intended  to  be  a  protection  against  illegal  voting,  was  being 
used,  as  such  devices  often  are,  to  facilitate  fraud.  The  com- 
mittee availed  itself  of  serious  disputes  between  the  local  polit- 
ical factions  to  intervene  between  them  in  this  matter,  and 
succeeded  in  making  an  examination  of  the  books  and  a  quite 
thorough  house-to-house  canvass  of  the  city.  The  result  was 
that  not  less  than  twelve  thousand  names  were  erased  from  the 
registration  and  the  poll  books.  Many  of  these  were  fraudu- 
lent ;  many,  however,  were  names  of  persons  who  were  dead, 
or  who  had  lefl  the  city,  or  moved  their  residences.  In  any 
event,  such  lists  and  papers  might  be  used  for  purposes  of 
fraud,  and  it  was  felt  that  this  feat  alone  justified  the  existence 
of  the  committee. 

The  Young  Men's  Democratic  Association  was  organized  in 
October,  1887.  It  was  said  that  the  Holy  Roman  Empire 
was  so  called  because  it  was  neither  Holy,  nor  Roman,  nor  an 
Empire.  The  association  in  question  is  not  composed  entirely 
of  young  men,  nor  of  members  of  what  is  called  the  Demo- 
cratic party.  It  takes  no  part  in  State  politics.  It  has 
declined  to  participate  in  the  primaries.  Its  object  is  declared 
to  be  "  to  promote  the  election  of  men  of  integrity  and  ability, 
irrespective  of  creed  or  calling,  to  fill  the  municipal  offices  of 
the  City  of  New  Orleans."  It  is  provided  by  its  constitution 
that  "no  member  of  this  organization  shall  hold  or  be  a  can- 
didate for  any  office,  nor  shall  the  organization  enter  into  any 
combination  or  trade  with  any  political  faction."  It  freely 
assisted  the  Committee  of  One  Hundred  in  the  tedious  work 
of  purging  the  registration,  and  then  waited  to  see  what  nomi- 
nations would  be  made  by  the  regular  party  organizations  for 
the  election  of  April  17,  1888.  Dissatisfied  with  such  nom- 
inations as  were  made,  it  put  forth  a  ticket  of  its  own,  and 
then  stood  guard  at  the  polls  for  nearly  four  days  while  the 
vote  was  being  cast  and  counted.  The  unexj>ected  happened, 
and  the  Young  Men's  ticket  was  elected  amid  much  enthu- 
siasm ;  and  the  hope  is  now  freely  indulged  that  the  present 
executive  officers  and  Council  of  the  city  will  introduce  many 
important  reforms. 


V-VI 


English  Culture  in  Virginia 


"  Alaa !  how  little  from  the  grave  we  claim ! 
Thou  but  preservest  a  face,  aud  I  a  name." 

— ^POPE,  BpisUe  to  Jervas. 


JOHNS  HOPKINS  UNIVERSITY  STUDIES 

IN 

Historical  and  Political  Science 

HERBERT  B.  ADAMS,  Editor 


History  is  past  Politics  and  Politicii  present  History— firemaH 


SEVENTH   SERIES 
V-VI 


English  Culture  in  Virginia 


A  Study  of  the  Gii.mek  J.kitkrs  and  an  Account  of  the 

English   Professors  obtained  by  Jefferson 

FOR  THE  University  of  Virginia 


By  WILLIAM  P.  TRENT,  M.  A. 

PrqfwoT  q/"  Bittory  in  the  Univcr$iti/  of  the  SoiUh 


BALTIMORE 

W.  MuBRAT,  PusLiCATioK  AoKirr,  JoBKi  HoncTin  UKITKMmr 

Mmj  mad  Jane,  1889 


COPYKIGHT,  1889,  BY  N.  MUHRAT. 


JOHN  MUBPHY  A  00.,  PBINTBBS. 
BALTIMORE. 


TABLE  OF  CONTENTS. 


Page. 

Introduction 7 

Chapter  I.  The  Development  op  the  University  Idea 9 

II.  Francis  Walker  Gilmer 27 

III.  The  Law  Professorship 48 

IV.  The  Mission 56 

V.  Conclusion 115 


INTRODUCTION. 


About  a  year  ago  the  Editor  of  these  Studies  honored  me  by 
desiriug  my  cooperation  in  the  work  he  had  undertaken  with 
regard  to  the  history  of  education  in  Virginia.  I  accordingly 
furnished  two  chapters  for  his  monograph  on  "  Thomas  Jefferson 
and  the  University  of  Virginia,"  published  by  the  United  States 
Bureau  of  Education,  Circular  of  Information,  No.  1,  1888.  But 
one  seldom  begins  a  line  of  investigation  without  being  led  to 
deeper  research  than  he  had  at  first  intended ;  and  so  it  was  in 
the  present  case. 

This  new  and  independent  study  has  been  mainly  developed 
from  the  correspondence  of  Francis  Walker  Gilmer.  Who  Mr. 
Gilmer  was  and  what  he  did — things  worth  knowing  but  known 
to  very  few — will  appear  fully  hereafter,  for  even  the  author  of  a 
"  study  "  may  occasionally  borrow  a  device  from  the  novelist  and 
keep  his  readers  in  suspense ;  but  it  will  be  necessary  to  explain 
at  the  outset  how  the  aforesaid  correspondence  came  into  my 
hands.  The  facts  of  the  case  are  briefly  these.  Dr.  Adams  was 
informed  by  a  gentlemen  whom  he  had  consulted  about  the  work 
previously  mentioned,  that  a  vplume  of  letters  relating  to  the 
early  history  of  the  University  of  Virginia  was  in  the  hands  of 
John  Gilmer,  Esquire,  of  Chatham,  Virginia.  A  letter  to  that 
gentleman  brought  a  courteous  reply  and  the  desired  volume. 
Being  much  pressed  by  his  professional  and  other  duties,  Dr. 
Adams  handed  me  this  voluminous  correspondence  with  the  re- 
quest that  I  would  examine  it  and  express  an  opinion  as  to  its 
value  with  regard  to  that  period  of  the  University's  history  on 
which  he  was  specially  engaged.  I  did  examine  it  with  great 
care,  and  found  that,  although  it  did  not  bear  directly  on  the 
field   of  investigation   Dr.  Adams  had   chosen,  it  nevertheless 

7 


8  Introdicdion.  [196 

opened  up  a  new  field  of  hardly  inferior  interest.  Upon  this 
report  Dr.  Adams  and  Mr.  Gilmer  were  kind  enough  to  intrust 
the  letters  to  me  that  I  might  complete  a  study,  the  outlines  of 
which  were  already  developing  themselves  in  my  own  mind.  In 
a  letter  to  my  mother  I  alluded  to  the  fact  that  this  task  had 
been  confided  to  me.  She  at  once  wrote  me  that  she  was  certain 
another  volume  of  a  similar  character  was  in  existence,  and  that 
she  would  endeavor  to  obtain  it  for  me. 

Her  statement  proved  true  and  the  companion  volume  is  now 
in  my  hands  through  the  kindness  of  Mrs.  Emma  Breckinridge, 
of  "  Grove  Hill,"  Botetourt  County,  Virginia.  Mrs.  Breckin- 
ridge is  a  sister  of  Mr.  John  Gilmer  and  a  daughter  of  Peachy 
Gilmer,  the  eldest  brother  of  the  subject  of  this  sketch.  This 
second  volume  is  even  more  invaluable  than  the  first  as  it  con- 
tains all  of  Gilmer's  own  letters  to  Mr.  Jefferson,  &c.,  and  also 
throws  many  valuable  side  lights  upon  the  internal  history  of 
Virginia  for  the  period  from  1815  to  1825.  How  and  why  these 
letters,  nearly  700  in  number,  were  bound  and  preserved  will 
appear  in  the  sequel.  It  will  be  suflficient  here  to  ask  indulgence 
for  the  mistakes  which  have  doubtless  crept  into  my  work,  and 
to  return  my  hearty  thanks  to  the  friends  who  have  assisted  me 
in  an  investigation  not  wanting  in  complexity  and  minute  details. 

William  P.  Trent. 

The  University  of  the  South, 
December  1,  1888. 


ENGLISH  CULTURE  IN  VIRGINIA. 


CHAPTER  I. 


THE  DEVELOPMENT  OF  THE  UNIVERSITY 

IDEA. 

At  the  beginning  of  this  century  what  culture  Virginia  had 
was  not  Virginian.  This  is  not  a  Virginia  bull,  but  a  deplor- 
able fact.  There  was  no  lack  of  great  men  or  of  highly  culti- 
vated men.  A  Virginian  occupied  the  Presidential  chair,  and 
three  others  had  it  in  reversion.  Patrick  Henry  was  dead, 
but  John  Randolph,  by  his  eloquence  and  wit  and  sarcasm, 
was  making  Congress  doubt  whether  it  loved  him  or  hated 
him.  At  the  Richmond  bar  were  Marshall  and  Wickham 
and  Wirt,  while  at  Norfolk  men  were  beginning  to  prophesy 
great  things  of  an  eloquent  young  lawyer, — Littleton  Waller 
Tazewell.  There  were  hundreds  of  well  educated  men  riding 
over  their  plantations  or  congregating  on  court  day  either  to 
hear  or  to  make  speeches — and  even  the  bar  of  as  small  a  place 
as  Winchester  could  boast  of  speakers  whom  these  educated 
men  would  willingly  hear.  Although  there  was  a  servile, 
ignorant  mass  beneath  them,  this  could  not  then  be  helped, 
nor  had  the  habits  of  inaction,  thereby  necessarily  engendered, 
extended  as  fully  as  they  afterwards  did,  to  the  affairs  of  mind. 
Travel  was  not  uncommon.  One  old  gentleman  was  "  gigo- 
maniac''  enough  to  drive  to  Boston  in  his  gig  every  other 
summer,  the  return  visit  of  his  New  England  friends  being 
2  9 


10  English  Culture  in  Virginia.  [198 

made,  it  is  supposed,  during  the  summers  his  gig  was  mend- 
ing. Although  Mr.  Jefferson  and  his  colleagues  had  swept 
away  every  vestige  they  could  of  the  feudal  system,  primo- 
geniture in  education  was  an  every  day  fact — unjust  as  primo- 
geniture generally  is,  but  still  a  bright  spot  in  the  history  of 
education  in  Virginia.  Not  a  few  families  managed  to  send 
one  representative  at  least  to  Europe  for  study  and  travel,  and 
that  representative  was  usually  the  eldest  son.  If  England 
seemed  too  far,  one  or  more  of  the  sons  went  to  Princeton  or 
to  William  and  Mary — many  shutting  their  eyes  to  the  fact 
that  the  latter  historic  place  was  even  then  slowly  dying. 
Edinburgh,  of  course,  was  the  goal  of  a  young  medical  stu- 
dent's desires;  but  if  he  could  not  "compass  this  golden 
hope,"  Philadelphia  was  willing  to  receive  him  hospitably 
and  to  give  him  the  benefit  of  her  lectures  and  museums  for  a 
good  round  price.  Books  and  libraries  were  not  abundant ; 
but  the  books  were  at  least  good,  however  exorbitant  their 
cost — a  serious  item  in  the  culture  of  a  state  fast  ruining  itself 
financially  by  an  extravagant  hospitality. 

In  some  families  it  had  been  a  custom  to  direct  the  factor 
in  London  to  send  back  with  the  proceeds  of  the  tobacco,  a 
pipe  of  Madeira  and  a  fixed  amount  of  current  literature — 
and  hence  it  is  that  one  occasionally  comes  across  a  rare  first 
edition  when  rummaging  the  library  of  an  old  country  house. 
Now  if  a  boy  had  a  taste  for  reading,  he  needed  not  to  grow 
up  an  ignoramus  even  if  he  were  not  sent  to  college ;  but  if 
he  preferred  his  gun  and  horse,  there  were  few  to  thwart  him, 
his  father  having  to  look  after  the  estate,  tutors  and  school- 
masters being  rarae  aves,  and  the  mother  having  enough  on 
her  hands  in  the  housekeeping  and  the  bringing  up  of  her 
daughters,  who,  though  they  knew  nothing  of  moral  philos- 
sophy  and  aesthetics,  had,  nevertheless  read  Pope  and  the 
Spectator,  and  kept  in  their  memories  household  receipts  of 
considerable  claim  to  genealogical  pride. 

But  I  said  that  the  culture  in  Virginia  was  not  Virginian, 
and  I  have  not  sufficiently  explained  my  meaning.     I  do  not 


199]  English  Culture  in  Virginia.  11 

mean  to  imply  the  same  reproach  as  is  implied  in  the  hack- 
neyed invocation  for  "  the  great  American  novel."     The  cul- 
ture in  Virginia  was  naturally  English  modified  by  circum- 
stances peculiar  to  a  slaveholding,  sparsely  settled  society.    It 
was  modified,  too,  by  the  birth  of  the  feeling  of  independence 
and  by  the  desire  to  try  wings  not  fully  fledged.     All  this 
was  natural  and  is  certainly  not  reprehensible.     But  there  is 
another  sense  in  which  culture  in  Virginia  was  not  Virginian, 
which  if  it  does  not  imply  reproach,  must  certainly  cause  a 
feeling  of  regret  even  to  us  of  this  late  day.     I  refer  to  the 
almost  universal  lack  of  any  primary  and  secondary  instruc- 
tion worthy  of  the   name,  and   to  the  comparative  lack  of 
university  instruction.     William  and  Mary  College  had  for 
many  years  done  a  great  work  in  Virginia,  but  though  buoyed 
up  for  a  time  by  the  wisdom  of  Mr.  Jefferson  as  a  visitor,  and 
of  Bishop  Madison  as  president,  its  influence  was  fast  waning 
and,  before  the  first  quarter  of  the  century  had  gone  by,  was 
practically  null.     Hampden  Sidney  seems  to  have  been  little 
more  than  a  high-school,  and  it  has  at  all  times  been  sectarian. 
Washington  College  (since  Washington  and  Lee  University) 
did  not  exert  a  large  influence,*  and  hence  it  was  that  Princeton 
drew  away  sons  from  nearly  every  Virginia  family  of  import- 
ance.    When  the  foundation  of  a  state  university  was  being 
urged  upon  the  legislature,  a  prominent  Presbyterian  clergy- 
man of  Richmond,  Dr.  Rice,  made  a  calculation  and  found 
that  over  $250,000  were  annually  sent  out  of  Virginia  to  sup- 
port youths  at  the  various  foreign  schools  and  colleges.     This 
does  not  look  as  if  many  Virginians  patronized  the  three  insti- 
tutions above  mentioned ;  but  at  any  rate,  it  shows  that  a 
university  of  high  grade  was  one  of  the  needs  of  the  people.' 


Un  one  of  the  early  volumes  of  Dr.  Rice's  "Virginia  Evangelical  and 
Literary  Magazine"  (I  think  the  sixth)  a  short  account  of  the  studies  pur- 
sued at  this  college  and  a  list  of  the  instructors  will  be  found.  From  this 
the  truth  of  the  above  statement  will  be  apparent. 

*  See  Dr.  Adams'  "Jefferson  and  the  Univ.  of  Va./'  p.  98. 


12  English  Culture  in  Virginia,  [200 

With  r^ard  to  secondary  and  primary  instruction  the  out- 
look was  decidedly  worse.  Towns  like  Richmond  had,  of 
course,  fair  schools;  but  the  country  districts  were  almost 
entirely  unprovided  with  even  the  rudest  village  schools. 
From  a  letter  of  John  Taylor  of  Caroline,  found  among  the 
Gilmer  papers,  I  learned  that  there  was  a  fairly  prosperous 
boarding  school  in  that  county  in  1817 — but  this  was  the 
exception,  not  the  rule.  It  is  true  that  just  before  the  begin- 
ning of  the  century  the  legislature  had  passed  a  law  with 
•regard  to  the  establishment  of  primary  schools;  but  this  law 
had  been  a  dead  letter  because  it  was  left  to  the  county  judges 
to  decide  whether  such  schools  were  necessary  or  not,  and 
because  the  judges  were,  as  might  have  been  expected,  either 
too  conservative  or  too  lazy  to  attend  to  such  an  innovation 
or  such  a  small  matter  as  a  primary  school.  Education  in 
Virginia,  then,  may  be  said  to  have  been  at  a  stand  still,  or 
rather  on  the  decline,  when  Mr.  Jefferson  gave  up  his  federal 
honors  and  betook  himself  to  Monticello.^ 

The  short  annals  of  our  country,  however  little  they  are 
attended  to,  are  even  in  times  of  peace  by  no  means  destitute 
of  "  moving  incidents ; ''  and,  though  for  the  reader's  sake 
I  forbear  the  usual  quotation  from  Milton,  I  cannot  refrain 
from  dwelling  upon  one  of  them.  Although  one  may  doubt 
whether  Jefferson's  mind  was  of  the  highest  order,  it  can 
hardly  be  denied  that  he  has  impressed  his  personality  and 
his  doctrines  more  strongly  upon  posterity  than  has  any 
other  American.  Although  his  brilliant  rival's  influence  is 
still  to  be  felt  in  our  federal  finances,  and  although  Andrew 
Jackson  is  the  representative  of  many  distinctively  American 
political  ideas,  it  would  still  seem  that  a  larger  number  of 
our  countrymen  look  to  Jefferson  as  the  leader  of  their  Nov- 
ember choral  song  than  to  any  other  of  our  statesmen,  living 


*The  laudable  efforts  of  the  Scotch  Irish  settlers  to  provide  education  for 
their  families  ought  not  to  be  overlooked ;  but  these  men  were  poor  and 
unable  to  accomplish  great  things. 


201]  English  Culture  in  Virginia.  13 

or  dead — and  I  know  not  of  a  better  test  of  creative  genius 
in  politics.  It  was  this  man  who  left  the  sphere  of  national 
affairs  to  impress  himself  upon  Virginia  education ;  and  I 
cannot  but  contradict  myself  and  say  that  his  victory  should 
be  "  no  less  renowned." 

It  is  a  glorious  picture — to  see  a  man  who  has  tasted 
the  sweetness  of  power,  a  man  who  could  reasonably  look 
forward  to  the  ease  and  comfort  of  a  dignified  retirement,  a 
man  who,  if  he  must  work,  might  at  least  turn  his  talents 
to  account  in  building  up  a  fortune  already  shattered  by  an 
extravagant  generosity,  becoming  the  foremost  in  a  move- 
ment, properly  devolving  on  younger  men,  an  arduous  task 
well  nigh  impossible  of  success — the  task  of  raising  Virginia 
from  the  slough  of  ignorance  and  inaction.  This  he  accom- 
plished, and  although  it  seems  necessary  for  the  authorities  of 
the  University  of  Virginia  to  state  in  their  annual  announce- 
ments that  their  institution  was  founded  by  Thomas  Jef- 
ferson, there  are  a  few  men  living  who  know  the  last  work 
of  the  old  patriot  was  as  great  and  glorious  as  any  of  the 
successes  of  his  vigorous  manhood.^  A  short  sketch  of  this 
work  seems  necessary  as  an  introduction  to  the  task  I  have 
undertaken  of  giving  to  the  world  some  account  of  the  labors 


'  This  cannot  be  said  of  his  latest  biographer,  Mr.  John  T.  Morse,  Jr.,  who 
devotes  only  thirteen  very  general  lines  to  what  Mr.  Jefferson  deemed  worthy 
to  form  one  of  the  three  services  to  his  country  for  which  posterity  were 
to  thank  him  when  looking  upon  his  tomb.  Even  a  professedly  poli- 
tical biography  should  have  said  more  than  this,  for  assuredly  a  statesman's 
attitude  toward  popular  education  must  count  for  much  when  we  come 
to  estimate  his  statesmanship.  Mr.  James  Parton  devoted  over  eight 
pages  to  the  subject  and  was  thoughtful  and  painstaking  enough  to  write 
to  the  chairman  of  the  faculty  (Col.  C.  S.  Venable)  for  information  about 
the  University.  In  this  connection  it  may  not  be  amiss  to  quote  Mr. 
Madison.  "The  University  of  Virginia,  as  a  temple  dedicated  to  science 
and  liberty,  was,  after  his  retirement  from  the  political  sphere,  the  object 
nearest  his  heart  and  so  continued  to  the  close  of  his  life.  His  devotion 
to  it  was  intease  and  his  exertions  untiring.  It  bean  the  stamp  of  his 
genius  and  will  be  a  noble  monument  of  his  fame."  Madison's  Writings, 
Cong.  £d.  1865,  III,  533. 


14  English  OuMure  in  Virginia.  [202 

of  one  who  was  not  the  least  of  Mr.  Jefferson's  coadjutors  in 
this  work  of  Virginia's  redemption. 

About  the  year  1814  certain  monies  found  themselves  in 
the  hands  of  the  trustees  of  an  institution  still  in  embryo — 
the  Albemarle  Academy.      These   trustees  were  the  leading 
men  of  the  county  and  among  them  Mr.  Jefferson  towered — 
physically  as  well  as  intellectually.     How  to  spend  the  money 
most  profitably  was,  of  course,  the  paramount  question.     In 
a  letter  to  his  nephew,  Peter  Carr,  one  of  the  trustees,  Jeffer- 
son sketched  a  plan  of  what  Virginia  education  ought  to  be — 
a  plan  legitimately  evolved  from  his  bill  of  1779  for  the 
more  general  diffusion  of  knowledge.     This  letter  was  pub- 
lished   in    the   Richmond   Enquirer  of  September  7,    1814, 
and  of  course  attracted  great  attention  not  only  on  account 
of  the  fame  of  its  writer,  but  also  on  account  of  the  wisdom 
and  boldness  of  the  scheme  which  it  proposed.     So  compre- 
hensive was  this  scheme  that  many  a  conservative  head  was 
shaken,  some  going  so  far  as  to  say  that  the  old  philosopher 
was   in    his  dotage.      But  no  chemist   has  ever  been  more 
familiar  with  the  properties  of  common  substances,  than  was 
Mr.  Jefferson  with  the  characteristics  of  his  fellow  citizens. 
He  knew  the  pulse  of  Virginia  public  opinion  to  a  beat,  and 
he  felt  that  he  would  succeed  through  the  very  boldness  of 
his  plans.     It  was  easy  enough  to  persuade  the  trustees  of 
Albemarle  Academy  to   petition  the  legislature  that  a  col- 
lege might  be  substituted  for  a  school — Central  College  also 
destined  to  remain  in  the  embryo  state.     It  was  not  difficult 
to   obtain    the   consent   of  the   legislature   that   Albermarle 
Academy  should  cease  to  be  and  Central  College  begin  to 
be — for  as  yet  that  very  sensitive  nerve  of  the  body  politic, 
the  financial  nerve,  had  not  been  bunglingly  touched.     And 
so  during  the  session  of  1815-16    Central   College   in  the 
County  of  Albermarle  was   duly  established   and   given   a 
board  of  trustees.     Three  members  of  this  board  have  some 
claim  to  remembrance  on  the  part  of  posterity — they  were 
Thomas  Jefferson,  James  Madison,  and  James  Monroe.    There 


203]  English  Culture  in  Virginia,  15 

were  others,  too,  who  shall  not  go  unnoticed.  Possibly  many 
thought  that  the  establishment  of  this  new  college  near  his 
favorite  town  of  Charlottesville,  which  he  would  fain  have 
had  the  capital  of  the  state,  would  satisfy  Mr.  Jefferson  and 
enable  him  to  die  in  peace.  But  the  shrewd  old  gentleman 
was  by  no  means  satisfied ;  he  bided  his  time,  however,  for 
now  he  saw  light  ahead,  having  a  fellow  workman  whom  his 
heart  loved. 

If  Mr.  Jefferson  was  the  father  of  the  University  of  Vir- 
ginia Joseph  Carrington  Cabell  certainly  took  infinite  pains 
in  teaching  the  child  to  walk.  Born  in  1778  of  a  distin- 
guished and  patriotic  father,  Colonel  Nicholas  Cabell,  he  was 
now  (1817)  in  the  prime  of  manhood.  After  graduating  at 
William  and  Mary  he  had  gone  to  Europe  for  his  health, 
and,  having  recruite^l  that,  had  studied  in  more  than  one 
of  the  leading  universities.  While  in  Switzerland,  he  had 
visited  and  conversed  with  Pestalozzi,  and  thus  began  that 
subtle  connection  of  the  University  of  Virginia  with  great 
men,  which  I  hope  to  bring  out  strongly  in  the  following 
pages.  Meeting  with  President  Jefferson  on  his  return  to 
this  country,  he  began  an  intimacy  which  only  ceased  twenty 
years  afterward  at  the  death  of  the  venerable  statesman — an 
intimacy  by  which  Mr.  Jefferson  was  finally  enabled  to  see 
his  glorious  idea  realized  in  very  fact. 

Declining  all  offers  of  diplomatic  position  under  the  gen- 
eral government,  Mr.  Cabell  plunged  into  the  politics  of  his 
state,  actuated  by  the  idea  so  prevalent  at  the  time  that  more 
distinction  awaited  the  statesman  in  this  circumscribed  sphere 
than  could  possibly  be  obtained  in  the  larger  one  of  federal 
affairs.  He  was  now  an  influential  member  of  the  state  senate 
when  Mr.  Jefferson  enlisted  his  aid  in  behalf  of  his  pet 
schemes.  That  aid  was  willingly  and  efficiently  vouchsafed, 
and  has  been  commemorated  by  the  publication  of  the  Jef- 
ferson-Cabell Correspondence,  a  work  containing  valuable 
information  but  not  so  sided  and  arranged  as  to  be  of  much 


16  English  OaUure  in  Virginia,  [204 

use  to  the  general  reader.^     The  rest  of  this  chapter  will, 
however,  be  mainly  derived  from  it. 

On  July  28,  1817,  a  called  meeting  of  the  trustees  of  the 
Central  College  was  held  at  Mr.  Madison's  seat,  Montpelier, 
in  Orange  County.  There  were  present  Thomas  Jefferson, 
James  Madison,  Joseph  C.  Cabell,  and  John  H.  Cocke.  The 
latter  gentleman  (1780-1866)  was,  from  the  beginning,  a  great 
friend  to  the  university.  He  had  attained  some  distinction  in 
the  war  of  1812  as  an  efficient  general,. though  inclining  to  the 
martinet.  He  was  also  known  far  and  wide  for  his  temper- 
ance proclivities.  But  we  have  more  especially  to  notice  the 
first  steps  taken  toward  importing  culture  into  Virginia  in  the 
shape  of  efficient  teachers.  We  find  the  following  record  spread 
upon  the  minutes  of  this  meeting : 

"It  is  agreed  that  application  be  made  to  Dr.  Knox,  of 
Baltimore,  to  accept  the  Professorship  of  Languages,  Belles- 
Lettres,  Rhetoric,  History  and  Geography  ;  and  that  an  inde- 
pendent salary  of  five  hundred  dollars,  with  a  perquisite  of 
twenty-five  dollars  for  each  pupil,  together  with  chambers  for 
his  accommodation,  be  allowed  him  as  a  compensation  for  his 
services,  he  finding  the  necessary  assistant  ushers." 

If  the  reader  be  curious  to  know  what  kind  of  a  Doctor  this 
gentleman  was,  I  take  pleasure  in  informing  him  that  he  was 
a  clergyman,  and  that,  although  the  second  man  called  to  a 
chair  in  Mr.  Jefferson's  college  was  an  undoubted  liberal,  the 
first  was  highly  orthodox.  I  leave  this  fact  to  those  who, 
after  sixty  years,  have  not  ceased  from  the  hue  and  cry  raised 
when  Dr.  Cooper  was  elected  a  professor  in  Central  College. 

But  although  two  deists  voted  for  the  Rev.  Dr.  Knox  as 
the  first  professor  in  their  new  college,  I  would  not  have  it 
supposed  that  Mr.  Jefferson  was  not  disappointed.  The  fol- 
lowing extract  from  a  letter  to  Mr.  Cabell,  of  January  6, 


*"  Early  History  of  the  University  of  Virginia  as  contained  in  the 
letters  of  Thomas  Jefferson  and  Joseph  C.  Cabell,  &c."  Richmond,  J.  W. 
Randolph,  1856. 


205]  English  Culture  in  Virginia.  17 

1815,  will  give  the  reader  some  idea  of  what  that  disappoint- 
ment must  have  been : 

"  I  think  I  have  it  now  in  my  power  to  obtain  three  of  the 
ablest  characters  in  the  world  to  fill  the  higher  professorships 
of  what  in  the  plan  is  called  the  second,  or  general  grade  of 
education ;  [he  refers  here  to  his  letter  to  Petes  Carr,  which 
the  reader  can  find  in  the  Jefferson-Cabell  correspondence, 
page  384]  three  such  characters  as  are  not  in  a  single  univer- 
sity of  Europe ;  and  for  those  of  languages  and  mathematics, 
a  part  of  the  same  grade,  able  professors  doubtless  could  also 
be  readily  obtained.  With  these  characters,  I  should  not  be 
afraid  to  say  that  the  circle  of  the  sciences  composing  that 
second,  or  general  grade,  would  be  more  profoundly  taught 
here  than  in  any  institution  in  the  United  States,  and  I  might 
go  farther."  *  The  three  characters  alluded  to  were  Say,  the 
great  economist,  who  had  recently  written  to  Mr.  Jefferson, 
proposing  to  come  and  settle  near  Monticello,  a  design  which 
he  never  carried  out;  Dr.  Thomas  Cooper,  of  whom  more 
anon ;  and  possibly,  nay  probably,  the  Abb6  Corrda,  a  pro- 
found natural  historian  then  lecturing  in  Philadelphia,  and 
likely  to  be  often  introduced  into  these  pages.  ^  What  wonder 
that  Mr.  Jefferson  felt  disappointed  in  having  no  one  to  vote 
for  but  Dr.  Knox,  of  Baltimore  ! 

The  next  meeting  of  the  trustees  was  held  at  Charlottesville 
on  the  7th  of  October,  1817,  and  we  find  the  following  entry, 
which  is  of  importance  to  us : 


*  Jefferson -Cabell  Correspondence,  p.  37. 

'  Dr.  AdaniH  suggests,  p.  65,  that  Destutt  Tracy  was  the  third  character, 
because  of  his  attainments  as  an  "  ideologist."  This  is  by  no  means  improb- 
able ;  but  Corr^  was  omniscient  and  the  dale  of  the  above  letter  tallies  so 
well  with  his  visit  to  Monticello  that  I  still  hold  to  the  above  opinion. 
Besides  the  whole  subject  of  moral  philosophy  would  thus  have  been  in- 
trcwted  to  a  man  not  identified  with  our  people — a  thing  which  Jefferson 
was  always  opposed  to.  Thb  objection  would  not  have  applied  to  Cooper, 
who  could  have  taught  Ideology,  Law,  and  almost  everything  else — 
while  Corrda  could  have  taught  the  rest  I  Betides  Say  and  Tracy  would 
have  clashed,  both  being  economists. 


18  English  Culture  in  Virginia,  [206 

"  On  information  that  the  Rev.  Mr.  Knox,  formerly  thought 
of  for  a  professor  of  languages,  is  withdrawn  from  business, 
the  order  of  July  the  28th  is  rescinded,  and  it  is  resolved 
to  offer,  in  the  first  place,  the  professorship  of  Chemistry,  &c., 
to  Doct.  Thomas  Cooper  of  Pennsylvania,  adding  to  it  that  of 
law,  with  a  fixed  salary  of  $1,000,  and  tuition  fees  of  $20  from 
each  of  his  students,  to  be  paid  by  them,  &cJ^  ^ 

Here  it  seems  proper  to  say  a  word  or  two  with  regard  to 
this  remarkable  man.  Doctor  Thomas  Cooper  was  born  in 
London  in  1759  and  died  in  Columbia,  S.  C,  in  1840.  He 
practiced  law  in  England,  and  was  one  of  the  representatives 
sent  by  the  English  democratic  clubs  to  France  during  the 
Revolution.  I  find  his  different  vocations  summed  up  in  an 
amusing  way  by  a  half  mad  philosopher  and  schoolmaster, 
James  Ogilvie,  of  whom  I  shall  have  more  to  say  hereafter. 
In  a  letter  to  Francis  Walker  Gilmer,  Ogilvie  says  of  Cooper  : 
"  He  has  undergone  as  many  metamorphoses  as  Proteus.  Ovid 
would  certainly  have  immortalized  him.  In  the  course  of  the 
last  twenty  years  he  has  been  Farmer,  Lawyer,  Patriot,  Judge, 
Belles-lettres  cognoscenti  and  Professor  of  Chemistry,  to 
which  will  shortly  be  added  Doctor  in  Medicine  and  Professor 
of  Law.  As  farmer  he  spent  all  his  money,  as  lawyer  he 
made  some — as  patriot  the  Federalists  imprisoned  him — as 
Judge  the  Democrats  became  enraged  at  him.  Then  the  Fed- 
eralists made  him  professor  of  Chemistry,  at  which  he  remains 
—  ....  He  became  weary  of  living  single  and  married 
about  twenty  months  ago,  the  consequence  is  he  has  a  young 
daughter."  The  best  part  of  this  amusing  catalogue  is  that  it 
is  every  word  true.  To  this  list  of  callings  I  can  add  that  of 
calico  printing  in  Manchester,  at  which  he  failed,  and  of 
statute-revising  in  South  Carolina — at  which  he  died.  He 
came  to  this  country  in  1795  and  settled  with  Priestley  at  Lan- 
caster, Pennsylvania,  in  which  state  most  of  the  exploits  cele- 
brated by  Ogilvie  were  performed.    After  being  compelled  by 

*  Jefferson  and  Cabell  Correspondence,  p.  397. 


207]  English  Culture  in  Virginia.  19 

the  clamor  raised  about  his  reh'gious  opinions  to  give  up  all 
idea  of  entering  Mr.  Jefferson's  new  institution,  he  went  to 
South  Carolina  and  became  connected  with  the  college  at 
Columbia.  He  was  a  truly  remarkable  man,  and  published 
treatises  on  almost  every  known  subject,  beginning  with  Jus- 
tinian's Institutes. 

But  returning  from  this  digression,  we  find  Mr.  Jefferson 
more  hopeful,  now  that  it  looks  as  if  he  were  going  to  get 
at  least  one  of  his  three  "  characters."  Why  not  take  advan- 
tage of  the  annual  report  that  must  be  made  by  the  trustees 
to  the  legislature  and  suggest  that  instead  of  Central  College 
(good  in  itself,  but  still  a  mere  college)  the  state  herself  found 
an  University  to  be  the  top  stone  of  a  noble  edifice  to  be 
known  to  posterity,  as  the  Virginia  system  of  education?  No 
sooner  had  this  thought  attained  to  fair  proportions  in  his 
brain  than  the  thing  was  done.  To  influence  the  other  trus- 
tees was  easy,  and,  with  Cabell  and  his  friends  in  the  legis- 
lature, even  that  august  body  was  brought  to  look  upon  the 
plan  with  favor,  little  foreseeing  how  soon  the  financial  nerve 
was  to  be  shocked.  Accordingly  on  the  sixth  day  of  Janu- 
ary in  the  year  1818,  it  was  proposed  that  the  property  of 
Central  College  should  become  a  nucleus  for  funds  to  be 
applied  to  the  establishment  of  a  true  state  university  upon 
a  respectable  scale. 

It  would  be  useless  to  describe  the  wagging  of  conserva- 
tive beards,  more  than  useless  to  describe  the  tortures  gone 
through  by  timid  legislators  speculating  how  their  constituents 
would  construe  their  votes.  There  was  then  in  existence  a 
Literary  Fund,  how  formed  matters  not,  which  Mr.  Jeffer- 
son's eyes  had  fastened  upon.  The  financial  nerve  must  be 
shocked,  but  delicately,  and  here  was  a  way  to  do  it.  Accord- 
ingly an  act  appropriating  part  of  the  revenue  of  the  Literary 
Fund,  &c.,  passed  on  the  21st  of  February,  1818.  So  far, 
so  good — but  an  all  important  question  arises.  Where  shall 
the  new  University  be?  Now  the  lobbying  and  wireworking 
begin.     There  are  several  parts  of  the  state  which  would  not 


20  English  Culture  in  Virginia.  [208 

object  to  becoming  the  seat  of  the  Muses.  Staunton,  for 
instance,  does  not  see  at  all  why  Charlottesville  should  carry 
off  the  prize.  Wherefore  a  Commission  is  appointed  to  sit  at 
Rockfish  Gap,  in  the  Blue  Ridge,  to  determine  a  site  for  Vir- 
ginia's University  which  all  parties  are  now  agreed  must  be 
something  good  of  its  kind. 

This  Commission  sat  on  the  first  day  of  August,  1818,  and 
was  largely  attended ;  the  two  ex-presidents  heading  the  list 
of  names.^  Here  Mr.  Jefferson  produced  a  map  of  the  state 
and  showed  that  Charlottesville  was  the  centre  of  every- 
thing— certainly  of  his  own  desires.  Who  could  refuse  to 
gratify  such  a  man  as  he  stood  there  crowned  with  age  and 
honors,  and  flushed  w^ith  enthusiasm  for  an  object  both  need- 
ful and  glorious  ?  Sectional  jealousies  were  stifled,  and  Char- 
lottesville was  chosen  as  the  site  of  the  future  University.'^ 
But  the  Commission  did  not  dissolve  before  it  had  presented 
a  report  as  to  what  ought  to  be  taught  in  the  new  institu- 
tion— a  report  in  which  Mr.  Jefferson's  hand  is,  of  course,  to 
be  seen.^  They  recommended  that  ten  professorships  should 
be  established  as  follows  :  (1)  Ancient  Languages,  (2)  Modern 
Languages,  (3)  Mathematics,  pure,  (4)  Physico-Mathematics, 
(5)  Physics  or  Natural  Philosophy,  (6)  Botany  and  Zoology, 
(7)  Anatomy  and  Medicine,  (8)  Government,  Political  Econ- 
omy, &c.,  (9)  Law  Municipal,  (10)  Ideology,  Ethics,  &c. 
This  was  as  comprehensive  a  scheme  as  even  Mr.  Jefferson 
could  have  wished,  for  did  it  not  include  his  favorite  Anglo- 
Saxon  under  the  head  of  Modern  Languages  ?  But  further 
the  Commission  advised  that  buildings  be  furnished  wherein 
gymnastics  might  be  taught,  but  did  not  advance  to  the  modern 


^It  is  generally  stated  that  President  Monroe  attended  this  meeting. 
This  I  am  inclined  to  doubt,  if  the  list  of  the  signers  of  the  Report  be 
correct,  and  I  afterwards  discovered  that  Mr.  Randall  had  noted  the  same 
error  (Life  of  Jefferson,  III,  463),  if  error  it  be. 

*  Jefferson-Cabell  Correspondence,  page  432. 

•  Jeflerson  had  consulted  John  Adams  as  to  a  scheme  of  professorships 
two  years  before.     Adams'  Works,  X,  213. 


209]  English  Culture  in  Virginia,  21 

idea  (or  is  it  modern  ?)  of  having  a  special  professor  to  teach 
them.*     Thus  the  Rockfish  Gap  Commission  set  in  glory. 

The  legislature  receiving  its  report  passed  an  act  on  the 
25th  of  January,  1819,  establishing  the  University  of  Virginia 
upon  pretty  much  the  same  plan  as  that  recommended  by  the 
Commission,  leaving  the  visitors  of  Central  College  to  fulfil 
their  functions  until  relieved  by  the  first  Board  of  Visitors 
for  the  University  of  Virginia. 

The  first  meeting  of  these  latter  took  place  on  the  29th  of 
March,  1819.  There  were  present  Thomas  Jefferson,  who  was 
elected  Rector,  James  Madison,  Joseph  C.  Cabell,  Chapman 
Johnson,  James  Breckinridge,  Robert  Taylor  and  John  H, 
Cocke.  After  having  elected  a  proctor  and  a  bursar,  and 
having  chosen  a  common  seal,  they  enacted  sundry  provisions 
as  to  the  salaries  of  the  professors  which  need  not  occupy 
us  here ;  but  one  entry  on  the  minutes  is  important  enough 
to  quote : 

"  That  Dr.  Thomas  Cooper,  of  Philadelphia,  heretofore 
appointed  professor  of  chemistry  and  of  law  for  the  Central 
College,  be  confirmed  and  appointed  for  the  University  as 
professor  of  chemistry,  mineralogy  and  natural  philosophy, 
and  as  professor  of  law  also  until  the  advance  of  the  insti- 
tution and  the  increase  of  the  number  of  students  shall 
render  necessary  a  separate  appointment  to  the  professor- 
ship of  law.  .  .  ." 

Then  follows  a  statement  that  it  is  both  important  and 
difficult  to  get  American  citizens  as  professors,  and  Thomas 
Jefferson  and  John  H.  Cocke  are  appointed  a  Committee 
of  Superintendence  to  secure  such  provisionally — all  actual 
engagements  being  deferred  until  the  Board  shall  meet. 

The  report  of  Cooper's  election  being  now  noised  abroad 
through  the  state,  the  sectional  feeling  before  alluded  to  not 


*For  a  labfleqaent  scheme  of  establishing  a  chair  of  agriculture,  the 
duties  of  which  were  finally  assigned  to  the  professor  of  chemistry,  see 
Madison's  Writings,  III,  284-7. 


22  English  Culture  in  Virginia.  [210 

having  been  allayed,  and  the  politicians  fearing  that  Jefferson 
had  entrapped  them  into  a  new  way  to  spend  money  for  which 
they  would  be  held  responsible,  a  terrific  outcry  arose  that 
Atheism  was  to  be  publicly  taught,  that  the  state  would  become 
bankrupt,  that  the  good  old  times  were  gone  forever,  and  that 
war  was  being  waged  against  the  manhood  and  virtue  of  Vir- 
ginia by  the  arch-scoifer  of  Monticello,  seconded  by  his  deisti- 
cal  follower  of  Montpellier.  The  hue  and  cry  was  as  loud  as 
it  was  silly.  As  is  often  the  case,  "  base  political  tricksters  " 
joined  with  really  honest  and  well-minded  clergymen  in  this 
war  of  words  and  pamphlets.  The  result  will  be  seen  in  the 
record  of  the  meeting  of  the  Visitors  on  October  4,  1819, 
where  the  duties  of  Dr.  Cooper's  professorship  are  deferred  and 
the  Committee  of  Superintendence  directed  to  arrange  with 
him  the  terms  on  which  such  postponement  may  be  made 
conformable  to  honor  and  without  inconveniencing  him.  The 
non-completion  of  the  buildings  and  Cooper's  own  offer  to 
resign  furnished  a  plausible  plea  for  this  treatment ;  and  we 
see  from  the  Rector'^  report  for  November  29th,  1821,  that 
Cooper,  who  in  the  meantime  had  been  made  president  of  the 
Columbia,  S.  C,  College,  compromised  for  |1, 500.  So  ended 
the  Cooper  episode,  not  very  pleasantly  for  any  of  the  parties 
concerned.^  I  have  paid  attention  to  it  because  it  is  of  con- 
siderable importance  to  ray  main  theme,  which  might  be  called 
not  inaptly  "  The  evolution  of  the  University  of  Virginia's 
professorships.'^  ^ 


^But  even  as  late  as  January,  1824,  Jeflferson  had  not  wholly  given  up 
the  idea  of  getting  Cooper,  nor  had  that  gentleman  himself  lost  hope.  See 
Madison's  Writings,  III,  360. 

*  It  may  be  remarked  here  once  for  all  that  no  questions  were  asked  as 
to  the  religious  opinions  of  any  of  those  who  first  filled  chairs  in  the 
University.  The  agent  who  was  sent  to  England  did  not  mention  the  sub- 
ject until  it  was  broached  to  him.  All  of  the  first  faculty  seem  to  have 
been  Episcopalians  except  Dr.  Blaetterman,  who  was  a  Lutheran.  See 
Randall,  III,  467-8.  It  is  curious  that  John  Adams  opposed  the  selection 
of  foreign  professors  because  they  would  teach  Christianity.  See  his  works, 
X,  415. 


211]  English  Culture  in  Virginia.  23 

I  have  not  the  space,  even   if  I  had  the  inclination,  to 
describe  the  woes  and  tribulations  which  the  friends  of  the 
university  underwent  for  the  next  four  years.     Every  fresh 
demand  for  money  was  received  with  a  groan  by  the  legisla- 
ture.    Men  forgot  that  not  one  private  house  in  a  hundred  is 
built  for  anything  like  the  first  estimate,  and  they  accused  Mr. 
Jefferson  of  everything  a  scurrilous  politician  knows  himself 
to  be  guilty  of.     But  the  philosopher  stood  it  all,  though 
sorely  tried  at  times.     He  was  out  of  the  thick  of  the  fight, 
as  a  general  should  be,  but  his  lieutenant,  Cabell,  was  doing 
manful  work  in  Richmond,  a  city  opposed  to  Mr.  Jefferson  on 
principle,  and  hence  inveterately  hostile  to  the  new  university. 
Even  those  who  were  not  hostile  despaired  of  its  success,  and 
the  majority  Cabell  could  count  on  in  the  legislature  showed 
signs  of  becoming  a  minority.     Finally  one  great  move  was 
made  by  the  foe — this  was  no  less  than  to  remove  William 
and   Mary  to  Richmond  and  give  the  old  college  another 
chanoe  in  connection  with  a  medical  school  which  would  have 
clinical  advantages  Charlottesville  could  not  give.     This  was 
a  side  blow  to  the  University,  and  an  almost  deadly  one. 
"  What ! ''   its  advocates  would  say,  "  Here  you  have  had 
oceans  of  money  given  you  by  the  state,  and  you  begrudge 
setting  this  historic  college  on  its  feet  again  ! "     And  so  the 
columns  of  the  Enquirer  for  1824  were  filled  with  contribu- 
tions signed  by  "Friends  of  the  State,"  "Friends  of  learning," 
"Constant   Readers,"  and   other   representatives  of  a   class 
that    unfortunately    still    survives.     But    Cabell    and    his 
stout  phalanx,  among  whom  was  Dr.  Rice,  reconciled  now 
that  Cooper  was  put  out  of  the  way,  won  the  day  in  spite 
of  the  opposing  odds.     The  president  of  William  and  Mary 
had  to  wend  his  sad  way  homeward,  and  the  college  which 
had  partially  revived  under  his  management  drooped  finally 
forever.* 


*Thi8  was  written  before  the  scheme  for  the  rehabilitation  of  the  noble 
old  college  appeared  to  have  any  ch&uce  of  success.     Under  its  present 


24  English  OuUure  in  Virginia,  [212 

But  in  the  meantime  something  was  doing  which  concerns 
us  more  nearly,  something  as  important  as  anything  which 
Jefferson  had  planned  or  Cabell  executed. 

Reference  has  been  made  to  the  fact  that  the  Board  had 
seen  the  wisdom  of  conciliating  public  opinion  by  securing 
native  professors.  But  they  were  determined  to  have  none 
but  good  ones.  All  their  outlay  would  have  been  to  little 
purpose  if  the  professors  chosen  were  but  ordinary  men ;  and 
so  the  selection  of  professors  was  by  far  the  most  difficult  task 
that  lay  before  them.  They  were  prompt  in  their  action.  On 
the  3d  of  October,  1820,  they  resolved  that  negotiations  should 
be  entered  into  with  "the  following  persons  with  the  view 
of  engaging  them  as  professors  of  the  University,  viz.,  Mr. 
Bowditch,  of  Salem,^  and  Mr.  Ticknor,  of  Boston.'' ^  rpj^g 
compensation  to  be  given  them  was  ample,  considering  the 
data  of  the  offer;  it  consisted  of  apartments,  of  a  regular 
salary  of  $2,000  per  annum,  of  a  fee  of  $10  from  each  student 
in  their  classes,  and  an  engagement  on  the  part  of  the  Uni- 
versity to  see  that  the  sum  total  of  $2,500  should  be  secured 
to  them  for  the  first  three  years.^  For  reasons  best  known 
to  themselves  these  gentlemen  declined  and,  as  Mr.  Jefferson 


efficient  management  there  seems  to  be  no  reason  why  William  and  Mary 
should  not  live  forever  to  connect  modern  generations  with  those  old  times 
of  which  we  are  so  proud.  Certainly  the  friends  of  the  University  of  Vir- 
ginia can  afford  not  to  be  jealous  and  to  lend  all  their  help  to  the  meri- 
torious enterprise,  and  certainly  the  thanks  of  all  Virginians  are  due  to  the 
Bureau  of  Education  for  the  monograph  which  turned  the  light  of  modern 
educational  science  upon  the  time-honored  institution. 

^Nathaniel  Bowditch  (1773-1838),  the  well-known  mathematician  and 
navigator,  and  translator  of  Laplace's  "  M^chanique  Celeste,"  refused  pro- 
fessorships in  Harvard  and  West  Point  as  well. 

•Ticknor's  visit  to  Monticello  in  1815  had  made  a  deep  impression  on 
Mr.  Jefferson,  and  is  more  than  once  mentioned  in  the  Gilmer  letters.  See 
Ticknor's  Life  and  Letters,  I,  34,  300,  302.  Both  these  nominations  seem 
to  have  excited  the  displeasure  of  the  religious  opponents  of  Cooper.  See 
Adams'  Thomas  Jefferson  on  p.  71. 

'Jefferson-Cabell  Correspondence,  page  460. 


213]  English  Culture  in  Virginia.  25 

had  probably  foreseen  from  the  start,  the  University  was 
forced  to  look  abroad  for  a  majority  of  its  first  professors. 
This  naturally  brought  up  two  questions,  how  many  profes- 
sors were  to  be  gotten,  and  who  was  to  choose  them.  The 
Board  some  time  before  had  determined  that  only  eight  pro- 
fessors could  be  employed  at  first,  for  the  fund  at  their 
disposal  had  not  proved  too  ample  for  the  buildings,  and 
economy  was  necessary  on  all  sides.  Mr.  Jefferson  and  Mr. 
Madison,  with  him,  thought  that  two  of  these  professorships 
could  not  well  be  intrusted  to  foreign  hands — those  of  ethics 
and  law — but  that  the  other  six  had  better  be  filled  from 
England.  This  was  proposed  to  the  members  of  the  Board 
by  letter  and  elicited  the  following  response  from  Mr.  Cabell. 

Bremo,^  April  16,  1824. 

♦  *  ♦ 

I  was  very  much  pleased  at  the  limitation  of  the  foreign 
professors  to  a  moiety  of  the  whole  number.  I  thought  I 
could  see  advantages  in  this  limitation,  which  I  attempted  to 
explain  to  the  Board  of  Visitors.  I  need  not  repeat  what  I 
said  upon  this  subject.  The  Professor  of  Anatomy  is  not 
like  the  Professor  of  Law  and  Politics,  and  the  Professor  of 
Ethics,  connected  with  a  science  calculated  to  give  tone  and 
direction  to  the  public  mind,  on  the  most  important  subjects 
that  can  occupy  the  human  understanding.  It  is  of  the  class 
rff  Professorships  which  may  be  prudently  filled  by  foreigners. 
For  this  reason,  and  because  the  difference  between  five  and 
six  is  but  one ;  and  above  all,  because  you  are  an  infinitely 
better  judge  of  the  subject  than  I  am,  and  it  is  my  greatest 
happiness  to  give  you  pleasure  upon  any  and  upon  all  occa- 
sions, you  may  consider  me  as  yielding  my  assent  to  your 


*  Bremo  was  Gen.  Cocke's  county  seat  in  Fluvanna.    For  this  letter 
the  Jeflerson-Cabell  Correspondence,  page  303. 

3 


26  English  Oidture  in  Virginia,  [214 

proposition  to  instruct  the  agent  to  engage  the  Anatomical 
Professor  in  Europe.  .  .  .     Yours, 

Joseph  C.  Cabell. 

I  concur  with  Mr.  Cabell  in  the  above. 

John  H.  C(k;ke. 

The  first  question  having  been  satisfactorily  answered,  the 
second  pressed  for  solution.  Mr.  Jefferson's  first  choice  of  a 
commissioner  who  should  proceed  to  England  to  procure  the 
necessary  professors,  naturally  fell  upon  the  man  who  had 
stood  by  him  so  nobly  and  so  faithfully — Joseph  C.  Cabell. 
But  Mr.  CabelPs  affairs  were  embarrassed,  for  he  had  pur- 
chased a  large  portion  of  his  brother's  property  which  would 
be  a  dead  loss  unless  it  received  his  immediate  personal  atten- 
tion ;  besides  he  needed  rest,  aud  moreover  had  another 
scheme  on  his  hands — a  canal  to  connect  the  eastern  and 
western  waters.  So  he  was  forced  to  decline  this  commission, 
honorable  and  confidential  as  it  was.  Then  Mr.  Jefferson 
rode  over  to  Mr.  Madison's  and  they  consulted  long  aud 
earnestly  about  the  matter.  This  was  in  November,  1823. 
Finally  Mr.  Cabell  was  consulted  and  doubtless  others  of  the 
Board,  and  then  Mr.  Jeffierson  wrote  to  a  young  lawyer  in 
Richmond  requesting  his  presence  at  Monticello  on  urgent 
business.  The  antecedents  of  that  young  lawyer  must  now 
engage  our  attention.  ^ 


*  Much  of  the  preceding  chapter  is  necessarily  a  recapitulation  of  what 
Dr.  Adams  has  so  well  and  so  fully  presented  in  his  recent  monograph.  I 
must  add,  however,  in  justice  to  myself,  that  the  chapter  was  written  sev- 
eral months  before  I  was  enabled  to  consult  Dr.  Adams'  work.  I  have, 
therefore,  travelled  over  the  same  ground  independently,  and  can  testify, 
were  testimony  needed,  to  the  thoroughness  and  accuracy  of  his  researches 
and  conclusions. 


CHAPTER  II. 
FRANCIS  WALKER  GILMER. 

Francis  Walker  Gilmer  was  the  youngest  child  of  Dr. 
George  Gilmer,  of  Pen  Park,  Albemarle  County,  Virginia. 
He  was  born  on  the  ninth  day  of  October  in  the  year  seven- 
teen hundred  and  ninety,  or  rather  Francis  Thornton  Gilmer 
was  born  on  that  day,  for  so  the  young  child  was  christened. 
He  did  not  assume  the  name  Francis  Walker  until  after  the 
death  of  an  uncle  of  that  name — an  event  which  happened 
somewhere  about  the  year  1808.^  The  Gilmers  are  of  Scotch 
extraction,  and  settled  in  this  country  in  1731.^  They  have 
always  held  a  high  and  honorable  position,  and  many  mem- 
bers of  the  family  have  been  distinguished  for  more  than 
usual  intellect.  They  have  given  Virginia  a  Governor  and 
the  United  States  a  Cabinet  Minister  in  the  person  of  Thomas 
Walker  Gilmer,  Governor  of  Virginia  (1840-41)  and  member 
of  Congress,  who  was  killed  just  after  his  appointment  as 
Secretary  of  the  Navy,  by  the  bursting  of  a  gun  on  board  the 
"  Princeton  "  in  February,  1844.  The  victim  of  this  tragedy, 
which  deprived  Virginia  of  two  of  her  most  eminent  men, 
was  the  nephew  of  the  subject  of  my  sketch. 


*  This  may  have  been  the  Francis  Walker  who  was  a  repreeentatiye  in 
Congress  1793-1796;  but  the  point  is  uncertain. 

*  For  a  good  account  of  the  Gilmers  see  "Sketches  of  some  of  the  First 
Settlers  of  Upper  Georgia,"  by  Gov.  George  R  Qilmer  (New  York,  Apple- 
ton,  1855).  The  Gilmers  settled  in  Georgia  after  the  Revolution,  and  the 
author  of  the  above-mentioned  book  was  one  of  the  most  noted  members 
of  the  family. 

27 


28  English  Culture  in  Virginia.  [216 

I  do  not  think  that  the  genealogy  of  the  family  with  a 
long  string  of  names  and  dates  is  essential  to  my  purpose,  but 
a  few  words  descriptive  of  Mr.  Gilmer's  father  will  not  be 
out  of  place — for  the  son  was  said  to  have  inherited,  in  no 
small  degree,  his  father's  temperament  and  talents.  Now,  for 
such  a  description,  I  can  go  to  no  better  person  than  William 
Wirt,  Dr.  Gilmer's  son-in-law.  In  a  letter  to  Francis,  written 
from  Richmond  on  the  9th  of  October,  1806,  Mr.  Wirt  speaks 
as  follows : — "  You,  I  understand,  propose  to  follow  your 
father's  profession.  The  science  of  medicine  is,  I  believe, 
said  to  be  progressive  and  to  be  daily  receiving  new  improve- 
ments— ^you  will,  therefore,  have  a  wider  field  to  cultivate, 
and  will  take  the  profession  on  a  grander  scale — it  will  be 
your  own  fault,  therefore,  if  you  do  not,  as  a  physician,  ^  fill  a 
larger  space  in  the  public  eye.'  But  the  space  which  your 
father  occupied  was  not  filled  merely  by  his  eminence  as  a 
physician  (although  he  was  certainly  among  the  most  emi- 
nent), he  was  moreover  a  very  good  linguist — a  master  of 
botany  and  the  chemistry  of  his  day — had  a  store  of  very 
correct  general  science — was  a  man  of  superior  taste  in  the 
fine  arts — and  to  crown  the  whole,  had  an  elevated  and  a 
noble  spirit,  and  was  in  his  manners  and  conversation  a  most 
accomplished  gentleman — easy  and  graceful  in  his  movements, 
eloquent  in  speech,  a  temper  gay  and  animated,  and  inspiring 
every  company  with  its  own  tone — wit  pure,  sparkling  and 
perennial — and  when  the  occasion  called  for  it,  sentiments  of 
the  highest  dignity  and  utmost  force.  Such  was  your  father 
before  disease  had  sapped  his  mind  and  constitution — and  such 
the  model  which,  as  your  brother,  I  would  wish  you  to  adopt. 
It  will  be  a  model  much  more  easy  for  you  to  form  yourself 
on  than  any  other,  because  it  will  be  natural  to  you — for  I 
well  remember  to  have  remarked,  when  you  were  scarcely  four 
years  old,  how  strongly  nature  had  given  you  the  cast  of  your 
father's  character."  ^ 


*  This  letter  is  one  of  the  many  from  Wirt  to  Gilmer,  given  in  Kennedy's 
Life  of  Wirt.     I  had  intended  to  append  a  special  dissertation,  showing 


217]  English  Culture  in  Virginia.      '  29 

Mr.  Wirt  spoke  warmly,  and  he  had  reason  so  to  do.  He 
had  come  poor  and  friendless  into  a  strange  state,  and  the 
Gilmers  had  taken  him  by  the  hand.  His  humble  birth  was 
forgotten  and,  in  1795,  he  married  Mildred,  the  eldest  daugh- 
ter of  the  house.  Pen  Park,  the  Doctor's  country  seat,  was 
near  Monticello,  and  the  master  of  the  house,  having  himself 
served  the  Revolution  well,  was  the  intimate  friend  of  Thomas 
Jefferson.*  Living  at  this  hospitable  home  with  his  young 
bride,  Wirt  was  thrown  with  Jefferson  and  Madison  and 
Monroe,  with  the  Barbours  and  the  Carrs.  The  youngest 
Carr,  Dabney,  son  of  Dabney,  was  ever  after  his  dearest  friend. 
Of  him  we  shall  have  to  speak  many  times. 

But  troubles  came  upon  the  house.  Dr.  Gilmer  died  shortly 
after  the  marriage  of  his  daughter,  and  the  latter  did  not  long 
survive  him.  Wirt,  cast  adrift  upon  the  world  after  many 
wanderings,  settled  down  in  Richmond  to  achieve  a  well- 
earned  fame.  Pen  Park  passed  out  of  the  family,  and  the 
brothers  were  scattered.     Peachy,  the  eldest  of  the  surviving 


how  Kennedy  wilfully  altered  these  letters;  but  I  find  that  I  can  only 
allude  to  the  fact  briefly.  Allowing  for  mistakes  that  might  have  been 
made  in  copying,  I  find  abundant  proof  that  Kennedy  took  it  upon  himself 
to  improve  the  style  of  Wirt's  letters,  although  he  did  not  tamper  much  with 
the  matter.  He  did  not  succeed  in  this  gratuitous  task.  The  original  letters 
are  far  less  tame  than  the  epistles  which  have  been  substituted  for  them. 
Frequently  whole  sentences  are  omitted,  with  no  asterisks  to  mark  that  the 
text  is  not  continuous.  Two  of  the  letters  are  misdated,  phrases  are  often 
transposed  or  dropped,  and  in  one  letter,  of  which  only  half  the  original  is 
given,  I  count  upwards  of  twenty-three  variations.  It  is  needless  to  say 
that  Wirt  was  not  the  man  to  use  strong  terms  unless  he  meant  them.  Mr. 
Kennedy  has  not  thought  fit  to  leave  any  of  the  few  expressions  which  show 
that  Wirt  was  after  all  a  man  like  ourselves.  He  does,  however,  leave  the 
letter  in  which  Wirt  made  the  curious  mistake  of  attributing  to  Beattie  or 
Dryden  the  majestic  passage  from  Gray's  "  Progress  of  Poesy,"  beginning 
"  Now  the  rich  stream  of  music  winds  along."  This  mistake  is  rendered 
all  the  more  curious  by  the  fact  that  Wirt  was  fond  of  repeating  "  The 
Bard." 

'  Dr.  Gilmer  left  certain  manuscripts  relating  to  the  Revolution.  These 
have  been  edited  by  R.  A.  Brock,  and  published  in  one  of  the  late  yolumes 
of  the  Virginia  Historical  Society  Papers. 


30  English  Culture  in  Virginia.  [218 

children,  settled  far  away  in  Henry  County  to  the  great  dis- 
gust of  his  friends  who  thought  that  his  many  talents  deserved 
a  wider  field.  James,  another  promising  son,  died  just  as 
he  was  about  to  build  up  a  law  practice  at  Charlottesville. 
Harraer  and  Francis,  the  two  younger,  were  left  to  get  what 
education  they  could  in  a  county  where  good  schools  flourished 
not.  The  guardian  of  Francis  (and  I  presume  Harmer's  also) 
acted  an  ignoble  part  by  them  and,  if  I  chose  to  present  the 
pitiful  letters  of  the  former,  written  in  his  sixteenth  year,  I 
could  give  this  chapter  a  very  mournful  cast.  The  boy's 
training  was  almost  entirely  neglected,  and  though  he  had 
property  of  his  own,  he  got  little  good  from  it  during  his 
minority.  But  he  had  a  few  warm  friends.  The  family  at 
Monticello  offered  all  the  help  a  proud  nature  was  willing  to 
accept.  Mrs.  Randolph  taught  him  French  and  he  grew  up 
and  played  with  her  children,  and  even  then  Mr.  Jefferson 
noted  the  brilliancy  of  his  mind  and  prophesied  great  things 
of  him. 

His  letters  of  this  period  (1806)  are  interesting,  for  they 
give  us  glimpses  of  a  fine  character  gradually  moulding  itself 
under  circumstances  as  adverse  as  possible.  Now  he  describes 
his  forlorn  position ;  now  he  gives  us  his  opinion  of  the  books 
he  has  been  reading ;  now  he  tells  how  kind  the  Monticello 
people  are.  He  does  not  like  Pope's  Homer  for  the  time- 
honored  reason  that  Pope  is  not  Homer ;  but  he  nearly  cried 
over  the  episode  of  Nisus  and  Euryalus.  Anacreon  is  not 
much  to  his  fancy,  but  he  delights  in  Csesar's  Commentaries 
and  thinks  they  are  "  very  easy." 

But  in  1807  a  brighter  tone  appears.  A  Mr.  Ogilvie  is 
going  to  have  a  fine  classical  school  at  Milton  (a  small  hamlet 
near  Charlottesville),  and  he  will  at  last  have  a  chance  to 
make  a  man  of  himself.  Alas !  this  hope  fails  him,  for  the 
aspiring  Ogilvie  cannot  content  himself  with  two  scholars. 

I  fear  my  readers  will  accuse  me  of  being  a  man  of  many 
digressions,  but  I  cannot  refrain  from  a  passing  notice  of 
this  eccentric  character  who  became  a  correspondent  of  Gil- 


219]  English  Culture  in  Virginia.  31 

mer^s.  He  was  a  Scotchman  of  good  family  and  was  born 
about  1775.^  Emigrating  to  this  country  he  taught  a  school 
in  Richmond  where  he  was  very  successful  in  stimulating  his 
pupils  with  a  love  for  study,  although  his  own  mind  was  too 
unbalanced  to  have  imparted  much  solid  information.  Some 
of  his  pupils  were  afterwards  distinguished — a  writer  in  the 
Southern  Literary  Messenger  (Vol.  XIV,  p.  534),  enumerat- 
ing Gen.  Winfield  Scott,  Hon.  W.  S.  Archer,  Gov.  Duvall, 
of  Florida  Territory,  and  possibly  Thomas  Ritchie,  the  editor 
of  the  Richmond  Enquirer,  Whether  this  Richmond  success 
came  before  or  after  the  Milton  failure,  I  am  unable  to  say, 
as  the  dates  are  rather  mixed.  But  Ogilvie  was  not  destined 
to  be  a  "  drudge  of  a  schoolmaster ; "  he  conceived  the  laud- 
able and  lofty  design  of  enlightening  the  American  people 
ujx)n  the  principles  of  "true  oratoiy''  and  of  "philosophical 
criiicism.^^  But  such  a  task  required  arduous  preparation, 
and  he  accordingly  retired  from  South  Carolina  where  he  had 
been  on  some  wild  goose  chase,  to  the  backwoods  of  Kentucky, 
there  to  meditate  and  woo  the  Muse  of  Eloquence.  Whether 
it  was  for  this  latter  end  that  he  joined  a  volunteer  expedition 
against  the  Indians,  I  know  not ;  but  the  account  he  gives  of 
that  expedition,  in  a  letter  to  Gilmer,  is  worthy  of  preserva- 
tion. It  must,  however,  be  condemned  to  lie  among  its  com- 
panion MSS.  until  I  can  find  a  fitter  opportunity  to  give  it  to 
the  world.  Having  encountered  no  Indians,  the  philan- 
thropist retired  to  a  lonely  log  house,  stipulating  with  his 
landlady  that  he  was  to  see  no  company — a  rather  unneces- 
sary precaution  it  would  seem.  Here  in  the  winter  of  1812-13 
was  composed  a  series  of  orations  which  were  shortly  after- 
wards delivered  in  Philadelphia,  New  York  and  Boston.  In 
spite  of  his  erratic  religious  opinions  his  success  was  remark- 
able.    The  American   people  were  evidently  willing  to  be 


*  The  biogpraphical  dictionaries  give  the  date  of  his  birth  variously.  I 
ascertained  from  one  of  his  letters  that  the  date  I  have  given  is  the 
right  one. 


32  English  Culture  in  Virginia,  [220 

instructed  in  the  principles  of  oratory  and  of  philosophical 
criticism,  whether  the  instruction  profited  much  or  little. 
The  letter  in  which  he  describes  his  success  is  worthy  of  this 
peripatetic  from  the  Athens  of  Scotland  to  the  Athens  of 
America.  Among  his  auditors  in  New  York  was  Francis 
Jeffrey.  In  Boston  young  George  Ticknor  thought  him  a 
wonderful  elocutionist.^  But  the  use  of  narcotics  was  gradu- 
ally destroying  his  mind.  A  volume  of  his  essays  was  received 
with  derision  ;  and  having  heard  of  the  death  of  his  relative, 
the  Earl  of  Finlater  and  Airy,  without  near  heirs,  he  deter- 
mined to  go  to  Scotland  and  put  in  his  own  claim  for  the  title. 
He  failed  and  died  at  Aberdeen  in  1820,  presumably  by  his 
own  hand.  He  is  said  to  have  done  much  harm  to  the  cause 
of  religion  and  morality  in  Virginia ;  of  this  I  have  no  evi- 
dence. His  pupils  spoke  of  him  with  affection,  and  his  influ- 
ence on  young  Gilmer  was  probably  confined  to  stimulating 
him  in  the  study  of  the  classics  and  to  giving  him  a  bent 
toward  public  life ;  for,  as  we  have  seen  above,  the  latter  had 
at  one  time  proposed  to  become  a  physician. 

But  although  Francis  was  thus  disappointed  in  his  expecta- 
tion of  becoming  a  pupil  of  this  curious  man,  something  bet- 
ter was  in  store  for  him.  Through  the  efforts  and  advice  of 
Mr.  William  A.  Burwell,  long  a  member  of  Congress  from 
the  Bedford  district,  and  a  firm  friend  of  the  Gilmers,  the  boy, 
now  in  his  eighteenth  year  and  the  possessor  of  a  vast  amount 
of  ill-sorted  information,  was  placed  at  a  school  in  Georgetown 
where  he  would  be  under  Mr.  BurwelFs  eye.  This  was  in  the 
winter  of  1808-9.  In  the  fall  of  1809  he  entered  William 
and  Mary  College  and  remained  there  for  a  session.  Mr.  Wirt 
says  that  he  met  him  there  for  the  first  time  since  his  child- 
hood, and  that  "  in  point  of  learning  he  was  already  a  prodigy." 
He  adds  :  ^  '*  His  learning,  indeed,  was  of  a  curious  cast :  for 


^  Ticknor's  Life,  &c.,  T,  8. 

•This  is  taken  from  Wirt's  preface  to  the  Baltimore  edition  of  Gilmer's 
Sketcjies,  to  be  mentioned  hereafter. 


221]  English  Oulture  in  Virginia,  33 

haviug  had  no  one  to  direct  his  studies,  he  seems  to  have 
devoured  indiscriminately  everything  that  came  in  his  way. 
He  had  been  removed  from  school  to  school,  in  different  parts 
of  the  country — had  met  at  all  these  places  with  different  col- 
lections of  old  books,  of  which  he  was  always  fond,  and  seemed 
also  to  have  had  command  of  his  father's  medical  library, 
which  he  had  read  in  the  original  Latin.  It  was  curious  to 
hear  a  boy  of  seventeen  years  of  age  [he  was  over  nineteen] 
speaking  with  fluency  and  even  with  manly  eloquence,  and 
quoting  such  names  as  Boerhaave,  Van  Hclmont,  Van  Swei- 
ten,  together  with  Descartes,  Gassendi,  Newton,  Locke,  and 
descanting  on  the  system  of  Linnaeus  with  the  familiarity  of 
a  veteran  professor.  He  lived,  however,  to  reduce  this  chaos 
to  order,  and  was,  before  he  died,  as  remarkable  for  the  digested 
method  as  the  extent  and  accuracy  of  his  attainments.'* 

Such  was  the  impression  made  by  this  remarkable  youth 
that  Bishop  Madison,  then  president  of  the  college,  offered  him 
the  ushership  of  the  grammar  school  connected  with  the  insti- 
tution, but  the  offer  was  declined ;  for  the  young  man  was 
bent  upon  public  life.  Among  Gilmer's  classmates  was  George 
Croghan,  of  Kentucky  (1791-1849),  destined  to  become  a  hero 
in  the  war  of  1812 ;  they  seem  to  have  had  some  correspond- 
ence after  the  termination  of  hostilities,  but  only  one  letter  of 
Croghan's  has  been  preserved. 

In  1811  we  find  that  Mr.  Wirt  had  invited  Gilmer  to  read 
law  with  him  in  Richmond ;  and  now  follow  some  of  the 
pleasantest  years  of  his  life.  Wirt  was  at  that  time  at  the 
head  of  the  Richmond  bar,  and  his  "  Letters  of  a  British  Spy  " 
had  given  him  a  national  renown.  He  had  married  into  a 
distinguished  family  (the  Gambles),  and  was  able  to  introduce 
his  proteg6  to  a  large  and  cultivated  circle  of  friends — to 
Wickham  and  Hay  and  Call  *  and  Dr.  McClurg,'  to  Tazewell 


*  All  leading  lawyers,  the  latter  was  reporter  for  the  Court  of  Appeals. 

*  A  finely  educated  physician,  and  a  member  of  the  Philadelphia  Conren- 
Uonof  1787. 


34  English  OuUure  in  Virginia,  [222 

whenever  he  came  to  practice  in  the  Court  of  Appeals,  to 
ex-Grov.  now  Judge  Wm.  H.  Cabell,  who  entertained  most  of 
the  strangers  of  distinction  that  visited  Richmond,  to  Dr.  Rice, 
of  whom  we  have  heard  before ;  to  Dr.  Brokenborough,  the 
life-long  friend  of  John  Randolph,  and  last  but  not  least,  to 
William  Pope,  the  prince  of  good  fellows,  who  lived  about 
twenty  miles  from  Richmond,  but  whose  jokes  were  known 
from  one  end  of  the  state  to  the  other.  Pope  was  the  man 
who,  whenever  he  came  to  Richmond,  went  to  Wirt's  office  to 
hear  select  passages  read  from  the  "  Life  of  Patrick  Henry," 
and  did  nothing  but  weep  during  the  performance. 

Here,  then,  was  some  compensation  for  the  dreariness  of  his 
early  life.  We  catch  glimpses  of  his  progress  through  Black- 
stone,  on  to  Mansfield  and  Erskine,  and  finally,  O  dreary  task ! 
to  the  Virginia  Reporters.  We  hear  his  opinions  of  different 
reigning  belles  and  of  the  last  doings  of  Napoleon;  we  find 
him  rejoicing  at  his  providential  escape  from  the  burning  of 
the  Richmond  Theatre ;  and  finally  we  come  full  upon  vivid 
descriptions  of  the  horror  felt  in  Richmond  at  the  reports  of 
Cockburn's  raid. 

In  the  militia  movements  of  the  state  during  this  trouble- 
some time  Gilmer  took  his  share.  In  the  camp  below  Rich- 
mond^ near  Warrenigh  Church,  he  drilled  daily  with  his 
friends  the  Carrs  and  young  Jefferson  Randolph.  His  fellow 
student  in  the  law,  Abel  P.  Upshur,  was  also  there,  not  des- 
tined to  be  shot  by  the  British,  but  to  rise  to  be  Secretary  of 
the  Navy  and  of  State,  and  to  perish  in  the  accident  on  board 
the  Princeton.  But  the  British  would  not  come  in  spite  of 
the  fact  that  brave  and  irascible  Colonel  Thomas  Mann  Ran- 
dolph (Jefferson's  son-in-law)  was  waiting  for  them ;  and  the 
passage  from  Tyrtaeus,  which  he  had  copied  out  in  the  Greek 
and  given  to  Gilmer,  did  no  good  at  all.  What  wonder  then 
that  the  warlike  Colonel,  afterwards  Governor,  knocked  a 
gentleman  down  for  alluding  to  this  abortive  campaign  ! 

Flesh  and  blood  could  not  stand  a  camp  before  which  no 
enemy  was  to  be  seen,  and  so  we  find  Gilmer  and  Upshur 


223]  English  Qdture  in  Virginia.  35 

tossing  away  their  guns  and  sallying  homeward,  leaving  Cap- 
tain Wirt,  with  his  flying  company  of  artillery,  to  write 
soothing  letters  to  Mrs.  W.  and  to  curse  his  own  position. 

In  the  meantime  young  Harmer  Gilmer,  who  had  taken 
his  medical  degree  at  Philadelphia,  and  was  looking  forward 
to  following  in  his  father^s  footsteps,  was  taken  ill  at  Char- 
lottesville and  died.  Francis  was  with  him  and  nursed  him 
faithfully,  although  his  own  health  was  far  from  good.  He 
had  always  been  slight  and  frail,  and  the  air  of  Richmond  did 
not  agree  with  him.  And  now  that  his  companion  brother 
had  been  taken  away  from  him,  the  clouds  that  lowered  over 
the  whole  country  seemed  to  be  blackest  over  his  own  devoted 
head. 

But  with  him,  as  with  all  of  us,  time  and  change  of  scene 
wrought  a  cure.  We  pass  over  his  snubbing  Wirt's  attempts 
at  Comedy  (Kennedy,  I,  351),  and  the  gay  days  spent  at 
Montevideo,  Judge  Cabell's  residence  in  Buckingham,  and 
find  him  at  last  fully  determined  to  begin  the  practice  of  the 
law  in  Winchester.  He  had  previously  thought  of  settling 
in  Lexington,  Kentucky;  but,  as  with  subsequent  schemes, 
the  thought  of  leaving  his  mother  state,  now  that  she  seemed 
in  a  precarious  condition,  unnerved  him  and  he  resolved  to 
stay.  Not  the  least  interesting  part  of  these  letters  is  the 
constant  reference  to  the  financial  afiairs  of  Virginia*  from 
1815  to  1830.  They  show  an  utter  despair  of  improvement, 
from  the  complete  relapse,  suffered  after  the  war  of  1812,  and 
from  the  load  of  debt  then  sorely  pressing  upon  the  older 
families.  The  troubles  that  came  upon  Mr.  Jefferson  have 
become  historic,  but  I  could  mention  other  cases  to  show  that 
the  current  opinion  that  Virginia  was  ruined  by  the  late  war 
is  utterly  erroneous.  Virginia  was  ruined  long  before,  ruined 
by  an  extravagant  system  of  labor,  by  a  lavish  hospitality,  by 
inattention  to  onlinary  business  principles.  The  war  only  has- 
tened the  crisis  a  few  years. 

Gilmer's  plan  of  settlement  was  made  in  April,  1814 ;  but 
in  September  of  that  year  his  schemes  had  not  been  matured. 


36  English  Culture  in  Virginia,  [224 

owing  to  the  unsettled  state  of  the  country.  In  the  meantime 
he  had  been  exercising  his  pen  in  the  production  of  certain 
essays — having  now  locked  up  among  his  treasures  a  manu- 
script volume  of  "  Physical  and  Moral  Essays,"  some  of 
which  afterwards  saw  the  light.  As  a  few  of  his  literary 
productions  are  of  consequence  in  themselves,  and  as  all  are 
of  consequence  in  enabling  us  to  inform  ourselves  of  his 
character,  I  shall  in  this  chapter  simply  note  the  date  and 
title  of  such  as  were  published,  and  shall  defer  all  discussion 
of  their  merits  until  a  subsequent  chapter  in  which  I  hope  to 
examine  the  character  of  the  man  and  his  work  in  some  detail. 
It  was  during  this  summer  that  he  became  acquainted, 
or  at  least  developed  an  intimacy  with  that  wonderful  old 
philosopher,  the  Abb6  Corr^a.  With  the  exception  of  Mr. 
Jefferson  this  man  did  more  to  form  Gilmer's  character  than 
did  any  other  of  his  distinguished  friends.  Joseph  Francisco 
Corr^  de  Serra  was  born  in  Portugal  in  1750.  He  studied 
at  Rome  and  Naples,  was  admitted  to  holy  orders,  and  returned 
to  Portugal  in  1777.  Here  he  took  great  interest  in  the  foun- 
dation of  the  Lisbon  Academy,  and  in  1779  was  made  its 
perpetual  secretary.  He  did  an  excellent  work  while  con- 
nected with  this  institution  in  collecting  cabinets  of  speci- 
mens—  chiefly  botanical,  and  in  editing  numerous  unpub- 
lished documents  relative  to  early  Portuguese  history.  But 
he  did  not  escape  the  suspicions  of  the  Inquisition,  and  in 
1786  it  became  necessary  for  him  to  seek  refuge  in  Paris. 
There  he  continued  his  studies  and  contracted  an  intimacy 
with  the  naturalist  Broussonnet.  After  the  death  of  Pedro 
III,  Corr^a  returned  to  his  native  country,  and  to  him  Brous- 
sonnet fled  on  the  outbreak  of  the  Reign  of  Terror.  Rendered 
an  object  of  suspicion  by  his  hospitality  to  the  exile,  Corr^ 
found  it  necessary  to  go  into  hiding  himself;  for  the  authori- 
ties, under  the  direction  of  a  tyrannical  intendant-general  of 
police,  were  busily  engaged  in  crushing  out  all  democratic 
tendencies.  After  a  retreat  to  London,  about  1796,  Corr5a 
was  employed  in  a  diplomatic  relation  at  Paris,  where  he 


225]  English  Culture  in  Virginia,  37 

remained  from  1802  to  1813.  In  the  latter  year  he  embarked 
for  the  United  States  and,  coming  to  Philadelphia,  was  engaged 
to  deliver  lectures  on  botany  in  the  University  of  that  city. 
He  was  subsequently  appointed  Portuguese  minister  to  this 
country.  Like  all  foreigners  he  was  attracted  to  Mr.  Jefferson 
and  became  a  frequent  inmate  at  Monticello  where,  in  all  prob- 
ability, Francis  Gilmer  first  met  him.  The  Abb4  was  drawn 
toward  the  young  Virginian  by  the  latter's  enthusiasm  for 
all  science — especially  for  botany.  We  have  heard  how  Mr. 
Wirt  found  him  discoursing  on  Linnaeus  at  Williamsburg, 
and  it  appears  from  his  letters  that  he  had  since  gone  deeper 
into  the  subject.  He  was  familiar  with  the  flora  of  most  of 
the  sections  of  his  native  state,  and  he  was  now  destined  under 
the  guidance  of  Mr.  Corr^  to  make  vast  acquisitions  to  his 
knowledge.  But  I  shall  let  him  describe  his  new  friend  in 
his  own  words,  which  are  taken  from  a  letter  written  by  him 
to  his  brother  Peachy  Gilmer  on  the  3d  of  November,  1814 : 
"  I  am  so  far  [Richmond]  on  my  way  to  Philadelphia  with 
Mr.  Corr^,  of  whom,  I  dare  say,  you  heard  me  speak  of  last 
summer.  He  is  the  most  extraordinary  man  now  living,  or 
who,  perhaps,  ever  lived.  None  of  the  ancient  or  modem 
languages ;  none  of  the  sciences,  physical  or  moral ;  none  of 
the  appearances  of  earth,  air,  or  ocean,  stand  him  any  more 
chance  than  the  Pojie  of  Rome,  as  old  Jonett^  used  to  say.  I 
have  never  heard  him  asked  a  question  which  he  could  not 
answer ;  never  seen  him  in  company  with  a  man  who  did  not 
appear  to  be  a  fool  to  him ;  never  heard  him  make  a  remark 
which  ought  not  to  be  remembered.  He  has  read,  seen,  under- 
stands and  remembers  everything  contained  in  books,  or  to  be 
learned  by  travel,  observation,  and  the  conversation  of  learned 
men.  He  is  a  meml)er  of  every  philosophical  society  in  the 
world,  and  knows  every  distinguished  man  living,  &c."  Mak- 
ing all  due  allowances,  we  must,  nevertheless,  admit  that  the 


*  I  do  not  know  who  is  referred  to. 


38  Eagliah  Culture  in  Virginia,  [226 

man  who  could  so  impress  a  young  man  rather  given  to  cyni- 
cism than  otherwise,  was  no  ordinary  personage. 

The  journey  to  Philadelphia  was  taken,  and  Gilmer  pro- 
nounced the  months  spent  there  the  happiest  of  his  life. 
He  contracted  intimacies  with  John  Vaughan,  Secretary  of 
the  Philosophical  Society,  with  Dr.  Caspar  Wistar,  afterwards 
president  of  that  society,  and  connected  with  the  abolition 
movement,  with  Robert  Walsh,  the  litterateur,  and  with  young 
George  Tick  nor,  then  opening  his  eyes  at  the  magnificence  of 
Philadelphia  dinner  parties.  He  was  probably  present  at  the 
very  dinner  where  John  Randolph,  in  defending  the  gentle- 
men of  Virginia  from  an  imaginary  insult  from  Mr.  Corr^a, 
forgot,  as  he  so  often  did,  to  be  a  gentleman  himself.*  But  he 
had  to  tear  himself  away  at  last,  even  from  the  fascinations  of 
a  certain  belle  who  is  not  infrequently  mentioned  in  the  letters 
written  about  this  time.  The  visit  not  only  left  pleasant 
memories  but  led  to  various  correspondences  which  will  be 
mentioned  in  due  course,  but  which  cannot  be  enlarged  upon. 
It  also  led  to  a  great  scheme,  mysterious  and  all  engrossing, 
the  particulars  of  which  I  have  not  been  able  to  make  out, 
but  which  shows  that  the  young  man  of  twenty-four  was  still 
enthusiastic.  It  is  a  scheme  of  travel  in  Europe  with  Mr. 
Corr^a,  from  which  large  revenues  are  in  some  way  to  flow — 
but  the  aforesaid  revenues  would  not  begin  flowing  out  until 
a  thousand  dollars  were  poured  in,  which  thousand  dollars 
Peachy  Gilmer  was  conjured  to  bring  with  him  to  Albemarle. 
But  luckily  or  unluckily  for  our  schemers.  Napoleon  came 
back  from  Elba  and  set  Europe  in  a  blaze,  which  the  philo- 
sophic Corr^a,  now  aged  65,  did  not  care  to  pass  through,  and 
so  this  mysterious  quest  of  El  Dorado  in  the  old  world  was 
abandoned,  and  Mr.  Gilmer  settled  down  in  Winchester  about 
the  first  of  August,  1815.  But  he  had  not  begun  to  practice 
before  the  old  Abb6  was  on  him  again,  this  time  come  to  per- 


*Ticknor'8  Life  and  Letters,  I,  16. 


227]  English  Culture  in  Virginia.  39 

suade  him  to  take  an  expedition  through  the  Carolinas  for 
botanizing  purposes.  The  temptation  was  too  strong ;  the 
young  lawyer  was  so  highly  flattered  by  the  evident  fondness 
of  the  great  man  for  him,  and  his  scientific  ardor  was  so 
kindled,  that  the  shingle  freshly  hung  out  was  taken  down 
and  the  two  enthusiasts  started  off.  I  leave  the  reader  to 
imagine  the  pleasure  Gilmer  found  in  seeing  new  places  and 
new  faces,  and  in  learning  a  favorite  science  under  such  a 
teacher ;  I  must  myself  hurry  on  in  my  narrative. 

Winchester  now  became  Gilmer's  abode  for  the  next  two 
years.  There  he  found  a  respectable  bar,  and  what  was  better, 
three  staunch  friends — Dabney  Carr,  Henry  St.  George  Tucker, 
and  Judge  Holmes.  Dabney  Carr  was,  as  we  have  already 
seen,  the  great  friend  of  William  Wirt,  and  the  favorite 
nephew  of  Thomas  Jefferson.  He  was  now  in  his  forty-fourth 
year,  and  was  Chancellor  for  the  Winchester  district.  He 
was  an  amiable  and  intelligent  man,  and  did  much  to  direct 
the  young  practitioner  in  his  studies.  Tucker  was  then  mem- 
ber of  Congress  for  his  district,  and  his  letters  written  to 
Gilmer  from  Washington  are  not  the  least  interesting  in  this 
correspondence.  These  two,  together  with  Judge  Holmes  and 
Mr.  Wirt,  helped  to  make  Gilmer  the  most  learned  lawyer 
for  his  age  in  Virginia. 

It  is  interesting  to  read  of  his  successful  defence  of  a  horse- 
thief  who  was  notoriously  guilty ;  of  the  six  cases  which  this 
one  success  brought  him ;  of  his  schemes  for  future  glory,  and 
of  his  endeavors  to  overcome  certain  natural  impediments  to 
fluent  speaking ;  but  I  am  reminded  of  the  more  important 
work  to  be  done,  and  regretfully  pass  over  much  of  more  than 
usual  interest.  It  must,  however,  be  mentioned  that  just 
about  this  time  (1816)  a  Baltimore  printer  gave  to  the  world 
a  pamphlet  containing  sketches  of  certain  American  orators, 
which  was  much  talked  about  in  Washington,  and  was  attrib- 
uted to  Mr.  Wirt.  But  a  few  weeks  later  the  rumor  spread 
abroad,  greatly  to  Gilmer's  disgust,  that  Mr.  Wirt's  favorite 
pupil,  and  not  Mr.  Wirt  himself,  was  the  author.    The  guilty 


40  English  (Mture  in  llrginia.  [228 

young  critic  could  not  deny  the  charge,  and  gained  an  enviable 
reputation  in  Virginia  as  a  coming  man  of  letters. 

In  the  meantime  Gilmer  was  corresponding  with  Ticknor, 
who  was  now  in  Gottingen  writing  warm  letters  about  the 
progress  of  German  science,  and  sage  letters  as  to  his  friend's 
keeping  up  his  health ;  with  Hugh  S.  Legar6,  whom  he  had 
met  on  his  southern  trip,  and  who  gives  us  glimpses  of  the 
methods  of  study  which  were  to  lead  to  his  future  distinction — 
with  Corr^a,  the  omniscient,  whose  careful  handwriting  it  is  a 
pleasure  to  read ;  with  Mr.  Wirt,  in  answer  to  that  gentle- 
man's elegant  epistles  of  advice ;  with  Tucker  in  Congress ; 
and  with  Mr.  Jefferson,  on  subjects  of  political  economy,  also 
on  the  subject  of  the  boundaries  of  Lousiana,  on  which  he  was 
writing  an  article.  Jefferson  replied  that  although  soon  after 
the  acquisition  of  that  country,  he  had  minutely  investigated 
its  history  and  ^*  formed  a  memoir  establishing  its  boundaries 
from  Perdido  to  the  Rio  Bravo  "  (which  papers  were  sent  to 
the  American  Commissioner  at  Madrid,  copies  remaining, 
however,  in  the  Secretary  of  State's  office),  he  had  now  no 
documents  by  him  that  could  help  Gilmer.  He,  however, 
referred  him  to  an  article  in  the  "  Virginia  Argus,"  of  some 
time  in  January,  1816,  which  was  so  free  from  errors  that  he 
suspected  that  some  one  in  the  Secretary  of  State's  office  must 
have  written  it.  Gilmer  corresponded  also  with  the  celebrated 
Du  Pont  de  Nemours  (1739-1817),  who,  after  a  varied  and 
brilliant  life  at  the  French  court,  had  come  to  New  Jersey  in 
1802  and,  disdaining  all  Napoleon's  offers,  had  resolved  to 
turn  his  talents  to  account  among  a  fresh  young  people — 
neglecting,  however,  to  learn  their  language,  though  he  lived 
among  them  for  fifteen  years.  Respecting  this  last  corres- 
pondence, we  will  quote  a  few  words  from  a  letter  to  Mr.  Wirt : 

"  Mr.  Corr^a  has  put  me  to  corresponding  with  the  celebrated 
Du  Pont  (de  Nemours),  who  writes  the  longest  letters  in 
French  and  in  the  worst  hand  I  ever  saw ;  he  writes  often,  and 
the  correspondence  occupies  a  good  deal  of  my  leisure.  I  shall 
transcribe  his  letters  in  a  book,  and  when  we  live  to  quit  the 


229]  English  Culture  in  Virginia.  41 

bars  and  courts  and  study  the  history  of  the  strange  things 
whicli  have  passed  before  us,  we  will  read  them  together." 

It  will  always  be  one  of  the  regrets  of  my  life  that  Gilmer 
did  not  transcribe  the  aforesaid  letters,  for  many  a  weary  hour 
did  I  spend  deciphering  them — to  find  nothing  after  all  very 
worthy  of  my  pains.  They  are  filled  with  reflections  upon 
our  government  not  particularly  profound — unless  the  fact 
that  ray  eyes  were  nearly  blinded  by  the  strain  to  which  they 
were  subjected,  l)linded  my  critical  powei*s — with  panegyrics 
on  Quesnay  and  Turgot,  whom  by  the  way  he  induced  Gilmer 
to  read,  and  thus  deserves  our  thanks,^  with  compliments  to 
Gilmer  and  invitations  to  him  to  undertake  a  translation  of  a 
certain  treatise  on  Education,  which  he  had  written  for  the 
benefit  of  this  uneducated  country  ;  with  lamentations  over  the 
state  of  France,  where  the  clerical  party  were  beginning  that 
reaction  which  cost  the  Bourbons  their  throne;  and  with  enco- 
miums upon  Mr.  Jeiferson  in  spite  of  the  fact  that  that  philos- 
opher had  allowed  the  distinguished  Frenchman  to  visit  him 
for  a  week  without  once  seeing  him  ;  ^  from  all  of  which  I 
excerpt  one  passage  and  hasten  on  : 


*  In  this  connection  1  must  quote  the  following  from  a  letter  to  Wirt: 
"  In  economy  the  French  have  opened  one  window  and  the  English  another 
on  the  opposite  side  (as  the  Chevalier  Corr6a  says),  but  nobody  haa  seen 
more  than  an  apartment  of  the  great  edifice." 

•Extract  from  a  letter  written  by  Gilmer  to  Wirt  dated  Winchester, 
January,  1816. 

•'  By  the  way,  this  puts  me  in  mind  to  ask  you  if  the  worthy  St.  Thomas 
of  Canterbury  has  ever  written  to  you  concerning  the  clari  orcUorea.  1  have 
always  forgotten  to  mention  to  you  in  my  letters  that  I  made  the  applica- 
tion to  him,  and  he  treated  it  as  Pope  [William  Pope,  before  mentioned] 
says,  in  a  '  particular  manner.'  That  I  might  leave  a  kind  of  lasting  me- 
mento to  jog  his  memory,  I  wrote  him  a  yery  polite  note,  mentioning  the 
subject  in  the  best  way  I  could,  to  which  he  did  me  the  honor  to  return  no 
answer,  and  the  matter  ended,  as  I  did  not  think  it  proper  considering  the 
anti-duelling  laws  to  challenge  him,  as  J.  Randolph  would  probably  haye 
done.  If  he  has  not  written  to  you  on  the  subject,  you  need  take  it  as  no 
particular  n^ligenoe  towards  yourself,  as  he  lately  suffered  the  celebrated 
4 


42  English  Culture  in  Virginia.  [230 

"  Such  is  the  system  of  your  elections,  imitated  from  those 
of  England,  whose  central  point  is  the  tavern  where  Madame 
Intrigue  solicits,  pays  for  and  obtains  the  protection  of  My 
Lord  Whiskey.  You  haven't  yet  got  to  giving  one  another 
blows  over  the  head   with  great  sticks,  or  to  detaching  the 

shoulders  from  the  body  with (?)  as  is  done  at  London  and 

Westminster;  but  already  blows  of  the  fist  are  not  spared, 
and  the  chiefs  of  opinion  have  themselves  accompanied  by 
two  body-guards — vigorous  Boxers.  This  evil  may  be  less 
great  in  your  Virginia,  and  it  is  less  i^reat  because  you  have 
there  another  evil  graver  still — all  manual  labor  is  done  by 
slaves  who  have  not  and  who  ought  not  to  have  a  voice  in 
elections.  It  is  to  this  same  evil  that  you  owe,  with  some 
justice,  what  is  called  '  the  Virginian  Dynasty.'" 

These  letters  from  Du  Pont  occasioned  considerable  cor- 
respondence between  Gilmer  and  Mr.  Jefferson,  for  the  old 
courtier's  French  was  beyond  the  dictionaries  at  Winchester. 
The  treatise  on  Education  was  translated,  but,  for  various 
reasons,  was  not  given  to  the  world.^ 

But  the  young  lawyer  was  longing  for  a  wider  field.  He 
was  doing  well  at  Winchester,  had  in  fact  made  his  expenses 
the  first  year;  but  this  by  no  means  satisfied  him.  So  Attor- 
ney-General Wirt  and  Chancellor  Carr  were  consulted  as  to 


Du  Pont  de  Nemours,  a  grave  senator  of  France,  near  80  years  of  age  to 
visit  him  at  Monticello,  stay  a  week  and  not  see  him." 

Gilmer  refers  above  to  the  fact  that  Wirt  found  some  difficulty  in  getting 
Jefferson's  opinion  as  to  his  life  of  Patrick  Henry.  There  is  another  char- 
acteristic sentence  of  Gilmer's  on  this  subject  which  I  take  from  a  letter  to 
Wirt,  written  on  the  16th  of  December,  1816:  "The  old  citizen  of  Monti- 
cello  is  such  a  diplomatist  that  he  has  quite  baffled  our  schemes  to  obtain 
his  opinion ;  and  when  we  ask  him  one  thing  he  tells  us  he  '  has  reason  to 
believe'  something  about  another.     A  plague  upon  all  diplomacy,  I  say." 

^  The  French  version  was  published  in  Paris  and  had  gone  through  a 
second  edition  by  1812.  It  is  to  be  hoped  that  Gilmer  had  the  printed 
book  to  translate  from.  For  a  synopsis  of  this  treatise  which  is  said  to 
have  influenced  Jefferson's  ideas  on  higher  education,  see  Adams'  Thomas 
Jefferson,  &c.,  pp.  49,  50,  51. 


231]  English  Oulture  in  Virginia.  43 

his  future  location.  Wirt  decidedly  favored  Baltimore,  but  it 
was  found  that  a  rule  of  court  required  a  three  years  residence 
in  Maryland,  and  this  unfair  protection  of  native  intellect 
forced  the  aspirant  for  legal  fame  to  make  a  Napoleonic  dash, 
as  Wirt  called  it,  to  Richmond.  This  was  in  the  winter  of 
1817-18. 

His  first  impressions  of  Richmond  were  not  favorable,  and 
he,  therefore,  made  a  flying  trip  to  Baltimore  to  see  whether 
the  rule  could  not  be  broken  down.  Some  of  his  friends  there 
were  convinced  that  an  exception  would  be  made  in  his  case ; 
and  as  Pinckney  was  likely  to  be  out  of  the  way,  either  in 
Russia  or  in  Washington,  under  the  government,  there  seemed 
to  be  a  fine  opening.  But  these  things  were  uncertain,  and 
Gilmer  returnetl  to  Richmond,  where,  after  an  abortive  attempt 
to  induce  some  of  his  friends  to  go  with  him  to  Florida,  he 
finally  settled  with  something  like  content.  It  may  be  noted 
that  he  made  some  endeavors,  through  Mr.  Wirt,  to  obtain  the 
secretaryship  of  state  for  the  new  territory  of  Florida ;  but 
Mr.  Monroe  decidedly  discouraged  the  application  on  the 
ground  that  Gilmer  ought  not  to  think  of  thus  burying  him- 
self— a  fact  which  served  to  increase  the  young  man's  dislike 
to  the  "  most  popular  president." 

Not  long  after  his  return  to  Richmond,  he  was  appointed 
by  the  court  to  defend  one  Gibson,  who  had  committed  a  most 
atrocious  and  open  murder.  The  man  was  convicted,  but 
Gilmer  got  him  a  new  trial  on  two  nice  legal  points,  and  so, 
in  the  opinion  of  his  friends,  obtained  a  great  victory.  We 
also  hear  incidentally  of  a  thousand  dollar  fee  for  recovering 
some  land  in  Orange  County,  of  a  trip  to  Georgia  for  a  similar 
purpose,  and  of  sundry  claims  given  him  by  Robert  Walsh — 
all  of  which  tends  to  show  that  he  was  by  no  means  idle.  Nor 
was  there  any  lack  of  appreciation  of  his  work  on  the  part  of 
his  friends  and  a^iuaintances.  There  were  rumore  that  Presi- 
dent Smith  of  William  and  Mary  was  to  be  called  to  Phila- 
delphia in  Dr.  Wistar^s  place,  and  a  lettxT  to  Jefferson,  of 
March   18th,   1818,  hints   that  Gilmer   might   be  asked  to 


44  English  Culture  in  J^rginia,  [232 

become  the  liead  of  his  alma  mater.  Jefferson  replied  on 
April  10th:  "I  trust  you  did  not  for  a  moment  seriously 
think  of  shutting  yourself  behind  the  door  of  William  and 
Mary  College.  A  more  complete  cul  de  sae  could  not  be  pro- 
posed to  you."^  We  also  see  from  a  letter  to  his  brother 
Peachy,  written  about  a  year  later,  that  he  stood  some  chance 
of  being  made  Attorney  General  of  Virginia. 

During  this  time  also  (1819-20)  he  had  a  correspondence 
with  Benjamin  Vaughan  (brother  to  John,  of  Philadelphia), 
the  antiquarian  of  Hallowell,  Maine,  who  after  many  years  of 
good  works  in  England,  continued  the  same  in  this  country 
until  his  death  in  1835.  Vaughan  lent  him  a  copy  of  Smith's 
General  History  of  Virginia  (London  Edition,  1 629),  and  the 
result  was  that  Gilmer  induced  Dr.  Rice  to  publish  the  first 
American  edition  of  this  valuable  work  in  1819.  Nor  was 
he  idle  in  the  law.  He  was  appointed  by  the  Court  of  Appeals 
to  report  their  decisions,  and  published  a  thin  volume  of 
reports  in  1821 ;  but  the  legislature  did  not  make  the  office 
of  Reporter  profitable  enough,  and  he  only  served  one  year. 

In  the  meantime  George  Hay,  a  distinguished  Richmond 
lawyer,  Monroe's  son-in-law,  and  the  prosecutor  of  Aaron 
Burr,  had  published  a  work  against  usury  laws.  Gilmer  had 
read  Bentham  and  the  Edinburgh  Reviewers  on  the  subject, 
and  disagreeing,  published  a  reply  to  them,  disdaining  to  notice 
Mr.  Hay's  performance.  This  production  of  his  thirtieth  year 
gained  many  high  commendations  from  such  men  as  Mr.  Jeffer- 
son, John  Randolph  of  Roanoke.  Mr.  Wirt,  and  Rufus  King. 

From  a  letter  of  June  26th,  1820,  we  find  that  he  was  not 
unknown  abroad.  A  young  friend,  Dabney  Carr  Terrell,  who 
had  been  studying  in  Geneva,  brought  him  a  letter  from  De 
Caudolle,  the  celebrated  professor  of  botany  at  that  Univer- 
sity, in  which  the  savan  solicited  specimens  from  America,  and 
promised  that  any  observations  Gilmer  might  make  should  be 


^This   letter  is  given   entire  in   Dr.  Adams'   Monograph  on  Thomas 
Jefferson,  page  110. 


233]  English  OiUture  in  Virginia,  45 

inserted  and  acknowledged  in  the  great  work  to  which  he  was 
devoting  his  life.    The  postscript  to  this  letter  is  as  follows : 

"  It  is  worth  while  to  mention,  too,  as  an  honor  done  me 
abroad  for  what  was  hardly  understood  at  home — that  Pictet, 
the  head  of  the  University  at  Geneva,  translated  my  theory 
of  the  Natural  Bridge  into  French,  maintaining  it  to  be  the 
only  scientific  solution.  Terrell  said  all  the  learned  there 
spoke  in  recommendation  of  it.  .  .  ." 

.  From  the  above  we  see  that  the  man  was  being  recognized 
as  successful.  His  library  on  general  jurisprudence  was  the 
best  in  the  state,  if  not  in  the  whole  country,  for  Ticknor 
and  Terrell  had  purchased  many  rare  books  for  him  abroad. 
Strangers  as  they  passed  through  Baltimore  and  Washington 
saw  Mr.  Wirt  and  brought  letters  of  introduction  from  him 
to  Gilmer.  Even  in  Winchester  we  catch  sight  of  distin- 
guished visitors,  such  as  General  Bernard,^  Napoleon's  aide, 
who  gave  them  vivid  descriptions  of  Waterloo,  Dr.  Wistar 
of  Philadelphia,  and  the  Abb6.  From  this  last  companion 
Gilmer  had  now  to  part,  and  from  the  letter  I  am  about  to 
give  we  see  how  dear  his  Virginia  friends  had  been  to  the  i*are 
old  man. 

Frank  W.  Gilmer,  Esq. 
New  York,  9th  November,  1820. 
Dear  Sir  and  Friend, 

Tomorrow  in  the  Albion  packet  i  sail  for  England,  and 
from  thence  in  January  i  will  sail  for  Brazil,  where  i  will  be 
in  the  beginning  of  March.  It  is  impoSvsible  to  me  to  leave 
this  continent  without  once  more  turning  my  eyes  to  Virginia, 
to  you  and  Montioello.  I  leave  you  my  representative  in  that 
State,  and  near  the  persons  who  attach  me  to  it,  and  i  doubt 
not  of  your  acceptance  of  this  charge.  Mr.  Jefferson,  Col. 
Randolph  and  his  excellent  Lady  and  family,  the  family  i  am 


'General    Simon    Bernard   (1779-1839) — he  seems  to  hare  revisited 
America  with  Lafayette  in  1824. 


46  English  Culture  in  Virginia.  [234 

the  most  attached  to  in  all  America,  will  receive  my  adieus 
from  you.  Do  not  forget  also  that  pure  and  virtuous  soul  at 
Monti)ellier  and  his  Lady.  You  will  i  hope  live  long,  my 
dear  friend,  and  you  will  every  day  more  and  more  see  with 
your  eyes  what  difference  exists  between  the  two  philosophical 
Presidents,  and  the  whole  future  contingent  series  of  chiefs  of 
your  notion}  You  know  the  rest  of  my  acquaintances  in  your 
noble  State,  and  the  degrees  of  consideration  i  have  for  each, 

and  you  will  distribute  my  souvenirs  in  proportion 

[He  next  mentions  his  election  to  the  Albemarle  Agricultural 
Society  and  requests  Gilmer  to  return  his  thanks.] 

Glory  yourself  in  being  a  Virginian,  and  remember  all  my 
discourses  about  them.  It  is  the  lot  i  would  have  wished  for 
me  if  i  was  a  North  American,  being  a  South  American  i  am 
glad  to  be  a  Brazilian  and  you  shall  hear  of  w^hat  i  do  for  my 
country  if  i  live. 

Cras  ingens  iterahimus  aquor — but  every  where,  you  will 
find  me  constantly  and  steadily 

Your  faithful  and  sincere  friend 

Joseph  CorrI:a  de  Serra. 

Corr^a  did  not  go  to  Brazil.  The  altered  condition  of 
Portugal,  due  to  the  uprising  of  1820,  drew  him  back  to  his 
native  country,  and  he  became  minister  of  finance  under  the 
constitutional  government.  He  died  in  1823,  after  as  useful 
and  as  varied  a  life  as  it  is  given  a  man  to  lead. 

But  this  chapter  has  already  exceeded  the  limits  intended 
for  it,  so  I  shall  only  mention  one  other  incident  and  then 
bring  it  to  a  close.  On  the  25th  of  October,  1823,  Gilmer 
sent  Mr.  Jefferson,  with  his  compliments,  the  six  books  of 
Cicero's  De  Re  Publica,  which  had  been  discovered  by  the 
celebrated  Italian  philologist,  Angelo  Mai,  and  published  by 
him  in  1822.     I  had  known  from  his  letters  that  Gilmer  was 


*  It  is  proper  to  say  that  the  italics  are  my  own. 


235]  English  Culture  in  Virginia.  47 

fond  of  the  classics  and  especially  of  Cicero  ;  but  I  was  some- 
what surprised  to  find  that  he  kept  up  with  European  learning 
as  assiduously  as  this  fact  would  indicate. 

In  answer  to  this  very  letter,  it  would  seem,  came  the  im- 
portant communication  from  Mr.  Jefferson  referred  to  at  the 
close  of  the  first  chapter. 


CHAPTER  III. 

THE  LAW  PROFESSORSHIP. 

The  letter  of  November  23d,  1823,  in  which  Mr.  Jefferson 
asked  his  young  friend  to  act  as  commissioner  for  procuring 
professors  from  England  has  not  been  preserved ;  but  we  have 
Gilmer's  answer  of  December  3d,  which  lets  us  see  that  some-* 
thing  beside  the  new  commission  had  been  offered  him.  It 
has  already  been  shown  how  important  the  professorship  of 
law  was  in  Mr.  Jefferson's  eyes ;  and  we  can  form  some  idea 
of  his  estimate  of  Mr.  Gilmer's  abilities,  when  we  learn  that 
it  was  now  proposed  to  entrust  the  chair  to  him.  It  would  be 
useless  to  attempt  to  describe  the  young  man's  gratification  : 
he  knew  full  well  what  store  the  philosopher  set  by  this  par- 
ticular chair,  and  to  be  so  honored  at  the  early  age  of  thirty- 
three  proved  even  to  his  naturally  despondent  nature  that  his 
life  had  not  been  in  vain.  But  soon  the  flush  of  pride  passed 
off,  and  serious  questions  began  to  propose  themselves.  He 
had  an  aptitude  for  speaking  and  for  public  life.  He  might 
reasonably  look  forward  to  Congress,  and  Virginians  had 
been  known  to  mount  higher.  Then  the  University  was  as 
yet  in  posse  merely.  The  men  who  were  to  be  his  colleagues 
had  not  been  secured ;  and,  though  he  himself  was  to  choose 
them,  he  did  not  know  whether  good  men  were  available  at 
the  salaries  offered.  He  had  succeeded  well  at  the  bar  and 
had  long  formed  plans  of  retirement  with  moderate  wealth  and 
of  devotion  to  some  single  theme  that  should  give  him  an 
acknowledged  position  among  men  of  letters.  At  a  new 
university  he  would  have  a  constant  round  of  lectures  to  give, 
48 


237]  English  Ouiture  in  Virginia,  49 

which  would  leave  little  time  for  outside  literary  work  ;  and 
the  prospect  of  retirement  with  a  fortune  would  be  forever 
banished  from  his  view.  Then,  too,  he  would  be  bound  to 
continuous  duty,  with  a  constitution  far  from  strong  and  liable 
to  give  way  at  any  time.  All  these  considerations  weighed 
well  with  him,  and  we  accordingly  find  him  requesting  time 
for  his  decision.  But  the  commission  was  quite  another  thing, 
which  he  could  take  in  place  of  his  usual  trip  to  the  Springs. 
He  had  long  desired  to  visit  England  and  now  he  could  go 
under  the  best  auspices.  And  so  we  find  him  gladly  accept- 
ing the  charge  and  making  some  practical  suggestions  which 
seem  to  have  been  acted  on.  One  of  these  was  that  the  powers 
of  the  agent  should  not  be  limited  to  Great  Britain  and  Ire- 
land, but  should  be  extended  to  the  continent  where  English 
letters  were  beginning  to  be  studied.^  Mr.  Jefferson  seems  to 
have  removed  all  absolute  restrictions  on  his  agent's  move- 
ments; but  his  preference  remained  decidedly  for  England, 
on  account  of  the  difficulties  a  European  would  have  in 
thoroughly  mastering  our  language  and  in  appreciating  our 
customs. 

The  proposal  that  Gilmer  should  accept  the  office  of  agent 
to  England  seems  to  have  been  made  him  by  three  of  the 
board  of  visitors  without  Mr.  Jefferson's  knowledge.  Per- 
haps the  law  chair  was  held  up  before  his  eyes  by  his  great 
friend.  Chapman  Johnson,  although  it  was  well  known  that 
Mr.  Jefferson  would  have  the  deciding  voice  in  that  matter. 
Even  as  late  as  January,  1824,  Cabell  and  Cocke  seemed  to 
have  had  no  notion  that  Gilmer  was  in  Mr.  Jefferson's  mind, 
as  may  be  seen  from  the  following  extract  taken  from  a  lotter 
of  Cabell's,  bearing  date  the  29th  of  January,  1824  : 

"  Gen.  Cocke  and  myself  have  long  l)een  thinking  of  C'lian- 
cellor  Carr  as  the  Law  Professor ;  and  we  would  be  happy  if 
there  could  be  no  commitment  on  that  question.  Mr.  Carres 
happy  temper  and   manners,  and  dignified  character,  to  say 

*  Madison's  Writings,  III,  353. 


60  English  Culture  in  Virginia.  [238 

nothing  of  his  talents  and  acquirements,  induced  us  to  think 
of  him  as  the  head  of  the  institution."  ^ 

Although  the  request  that  no  commitment  should  be  made, 
might  at  first  blush  indicate  a  suspicion  that  Mr.  Jefferson 
had  some  one  else  in  his  mind,  I  do  not  think  that  such  a 
suspicion  existed,  for  all  of  the  board  regarded  Mr.  Jefferson 
as  the  father  of  the  University,  and  their  own  votes  as  merely 
marlcs  of  honorable  confidence  in  him.  I  can  discover  no 
trace  of  any  self-seeking  spirit,  certainly  not  in  Cabell  or 
Cocke.^ 

To  this  letter  of  Mr.  CabelPs,  Jefferson  made  the  following 
answer : 

MoNTiCELLO,  February  23,  1824. 

*  *  ♦ 

I  remark  what  you  say  on  the  subject  of  committing  our- 
selves to  any  one  for  the  Law  appointment.  Your  caution  is 
perfectly  just.  I  hope,  and  am  certain,  that  this  will  be  the 
standing  law  of  discretion  and  duty  with  every  member  of 
our  Board  in  this  and  all  cases.  You  know  that  we  have  all, 
from  the  beginning,  considered  the  high  qualifications  of  our 
professors  as  the  only  means  by  which  we  could  give  to  our 
institution  splendor  and  pre-eminence  over  all  its  sister  semi- 
naries. The  only  question,  therefore,  we  can  ever  ask  our- 
selves, as  to  any  candidate,  will  be,  is  he  the  most  highly 

qualified?     The  College  of has  lost  its  character  of 

primacy  by  indulging  motives  of  favoritism  and  nepotism, 
and  by  conferring  appointments  as  if  the  professorships  were 
intrtisted  to  them  as  provisions  for  their  friends.  And  even 
that  of  Edinburgh,  you  know,  is  also  much  lowered  from  the 
same  cause.     We  are  next  to  observe,  that  a  man  is  not  quali- 


^  Jefferson -Cabell  Correspondence,  page  289. 

*  But  Mr.  Madison  was  acquainted  with  Mr.  Jefferson's  purpose,  and  had 
from  the  beginning  preferred  Gilmer  to  any  of  the  learned  lawyers  pro- 
posed for  the  chair,  as  appears  from  a  letter  of  his  to  Jefferson,  Nov.  11, 
1823.     See  Madison's  Writings,  III,  343. 


239]  English  Culture  in  Virginia.  51 

fied  for  a  professor,  knowing  nothing  but  merely  his  own 
profession.  He  should  be  otherwise  well  educated  as  to  the 
sciences  generally ;  able  to  converse  understandingly  with  the 
scientific  raen  with  whom  he  is  associated,  and  to  assist  in  the 
councils  of  the  Faculty  on  any  subject  of  science  on  which 
they  may  have  occasion  to  deliberate.  Without  this,  he  will 
incur  their  contempt  and  bring  disreputation  on  the  institu- 
tion. With  respect  to  the  professorship  you  mention,  I  scarcely 
know  any  of  our  judges   personally ;  but  I  will  name,  for 

example,  the  late  Judge who,  I  believe,  was  generally 

admitted  to  be  among  the  ablest  of  them.  His  knowledge 
was  confined  to  the  common  law  merely,  which  does  not  con- 
stitute one-half  the  qualification  of  a  really  learned  lawyer, 
much  less  that  of  a  Professor  of  Law  for  an  University.  And 
as  to  any  other  branches  of  science,  he  must  have  stood  mute 
in  the  presence  of  his  literary  associates,  or  of  any  learned 
strangers  or  others  visiting  the  University.  Would  this  con- 
stitute the  splendid  stand  we  propose  to  take  ?  ^ 

The  individual  named  in  your  letter  is  one  of  the  best,  and 
to  me  the  dearest  of  living  men.  From  the  death  of  his 
father,  my  most  cherished  friend,  leaving  him  an  infant  in 
the  arms  of  my  sister,  I  have  ever  looked  on  him  as  a  son. 
Yet  these  are  considerations  which  can  never  enter  into  the 
question  of  his  qualifications  as  a  Professor  of  the  University. 
Suppose  all  the  chairs  filled  in  similar  degree,  would  that 
present  the  object  which  we  have  proposed  to  ourselves,  and 
promised  to  the  liberalities  and  expectations  of  our  country  ? 
In  the  course  of  the  trusts  which  I  have  exercised  through 
life,  with  powers  of  appointment,  I  can  say  with  truth,  and 
unspeakable  comfort,  that  I  never  did  appoint  a  relation  to 
office,  and  that  merely  because  I  never  saw  the  case  in  which 
some  one  did  not  offer  or  occur,  letter  qualified  ;  and  I  have 
the  most  unlimited    confidence  that  in  the  appointment  of 


*  What  woald  JeflTenon  any  to  the  specialists  now  forming  our  modern 
faculties  ? 


62  English  Ouliure  in  Virginia,  [240 

Professors  to  our  nui-sling  institution,  every  individual  of  my 
associates  will  look  with  a  single  eye  to  the  sublimation  of 
its  character,  and  adopt  as  our  sacred  motto,  'detur  digniori.' 
In  this  way  it  will  honor  us,  and  bless  our  country.  .  .  ."  ^ 

It  is  evident,  I  think,  from  the  stress  laid  upon  general 
scientific  and  literary  attainments,  that  the  old  diplomat 
was  trying  to  suggest  Gilmer's  appointment  without  being 
obliged  to  mention  his  name  or  the  fact  that  he  had  long  ago 
made  up  his  own  mind  and  consulted  Gilmer  about  it. 

Be  this  as  it  may,  Carr's  name  was  taken  out  of  the  list  of 
possible  appointees  by  his  being  elected  a  judge  of  the  Court 
of  Appeals — a  position  which  his  friends  had  long  desired  for 
him,  and  which  he  had,  doubtless,  dreamed  about  himself. 
There  is  a  good  deal  of  correspondence  about  this  matter  con- 
tained in  the  two  volumes  before  me,  and  I  subjoin  a  letter 
from  Francis  Gilmer  to  Carr  announcing  the  latter's  election. 
This  letter  will  give  a  fair  sample  of  the  familiar  intercourse 
between  Wirt  and  Carr,  and  the  two  Gilmers — Peachy  and 
Francis.  1  may  remark  that  the  office  had  long  been  depend- 
ing upon  the  death  of  a  once  respectable  but  now  super- 
annuated judge,  and  that  some  of  the  letters  on  the  subject 
remind  one  strikingly  of  the  magnificent  chapter  with  which 
"  Barchester  Towers  "  begins. 

Conference  room  Ct.  Appeals 
24th  Fehy.  1824 

To  the  honorable  Dabney  Carr  Puisne  Judge  of  the  Court 
of  Appeals.  It  grieveth  my  heart  most  noble  judge,  that  in 
the  five  years  I  have  lived  here,  I  have  been  able  to  do  no 
more  for  thee,  than  sound  thy  praises,  for  this  office,  which 
long  due  has  come  at  last —  Thy  merit  hath  won  it,  &  not 
the  feeble  efforts  of  thy  friends.  The  ballot  was  thus  to-day 
J  pas[t]  2  o'clock. 


^Jefferson-Cabell  Correspondence,  page  391.     Quoted  also  by  Randall, 
III,  497. 


241]  English  Culture  in  Virginia.  53 

1st  Ballot     Carr  .  90.     Barl)our^  66.     Brock°=^  39. 

2nd Carr  1 14.     Barbour    87 

Come  down  as  soon  as  you  can. 

Your  friend, 

F.  W.  Gilmer. 

It  was  equally  a  matter  of  gratification  to  Gilmer  that 
Henry  St.  G.  Tucker  was  chosen  to  succeed  Carr  as  chancellor 
of  the  Winchester  district.  Thus  was  fulfilled  that  remark- 
able prophecy  mentioned  by  Kennedy  in  his  life  of  Wirt. 
Wirt  had  long  ago  been  made  Attorney  General,  James  Bar- 
bour had  been  sent  to  the  Senate  and  was  soon  to  be  Secretary 
of  War,  and  Dabney  Carr  was  judge  of  the  Court  of  Appeals.' 

It  had  been  resolved  to  keep  Gilmer's  mission  a  secret,  for 
fear  that  American  patriotism  would  howl  down  the  newly- 
built  walls  of  the  University  as  soon  as  it  was  known  that 
British  voices  would  be  heard  therein.  Few  letters  were  written 
about  it,  but  they  show  incidentally  that  the  young  agent  went 
up  to  Albemarle  early  in  the  spring  of  1824  and  there  held 
many  consultations  with  his  chief,  in  which  Mr.  Madison  of 
course  shared.  But  even  then  the  newspapers  got  some  ink- 
ling of  what  was  going  on,  and  we  find  in  tlie  Richmond 
Enquirer  for  May  18th,  1824,  the  following  item  in  very 
small  type :  "  Mr.  F.  W.  Gilmer  of  this  city  has  sailed  for 
England,  it  is  said,  to  make  arrangements  (for  library,  appa- 
ratus, <fec.)  to  put  the  University  of  Virginia  into  immediate 
operation."     It  was  then  deemed  best  to  put  a  bold  face  on 

*  P.  P.  Barbour  of  Orange  County,  previously  Speaker  of  the  House  of 
Representatives,  afterwards  Associate  Justice  of  the  Supreme  Court  of  the 
United  States. 

*  VVni.  Brockenl)orough,  then  a  judge  of  the  General  Court.  In  ten  yearg 
he  took  his  seat  beside  Carr  as  a  judge  of  the  Court  of  Appeals. 

'  In  one  of  their  trips  to  the  Fluvanna  court,  James  liarbour  began  taking 
off  the  peculiarities  of  his  companions  and  wound  up  by  predicting  that 
they  would  rise  to  the  offices  mentioned  in  the  text.  See  Kennedy's  Life 
of  Wirt,  I,  71. 


54  English  Culture  in  Virginia.  [242 

the  matter  and  to  enter  into  explanations.  Accordingly  in 
the  same  newspaper  for  May  25th,  Gen.  Cocke  gave  a  notice 
of  the  progress  of  the  University,  in  which  he  stated  that  an 
agent  had  gone  to  England  for  professors,  but  laid  great  stress 
on  the  fact  that  the  chairs  of  government  and  morals  had  been 
reserved  for  native  Americans. 

In  the  meantime,  however,  Mr.  Gilmer  had  hurried  through 
Washington  "  incog,"  as  he  expressed  it  to  Mr.  Wirt,  and, 
arriving  in  New  York,  had  sailed  early  on  the  morning  of 
May  the  8th  on  the  packet  Cortes,  bound  for  Liverpool. 

I  shall  end  this  chapter  by  requesting  the  reader  to  imagine 
him  pacing  the  deck  and  laughing  at  sea-sickness,  longing  to 
catch  sight  of  the  English  shore  and  wondering  whether  the 
reality  would  equal  his  dreams — also  perhaps  glancing  over 
his  papers,  among  which  lay  letters  of  introduction  from  both 
Madison  and  Jefferson^  to  Richard  Rush,  our  Minister  at 
London.^ 


*  These  letters  are  to  be  found  in  Madison's  Writings,  III,  437,  and  Ran- 
dall's Life  of  Jefferson,  III,  497. 

In  Jefferson's  letter  Gilmer  is  mentioned  as  "the  best  educated  subject 
we  have  raised  since  the  Revolution ;  highly  qualified  in  all  the  important 
branches  of  science,  professing  particularly  that  of  the  Law,  which  he  has 
practised  some  years  at  our  Supreme  Court  with  good  success  and  flattering 
prospects."  Jefferson  goes  on  to  say  that  he  does  not  expect  to  get  such 
men  as  Cullen  and  Robertson  and  Porson,  but  he  hopes  to  get  the  men  who 
are  treading  on  their  heels,  and  who  may  prefer  certain  success  in  America 
to  uncertain  success  in  England. 

*This  gentleman  (1780-1859)  was  a  son  of  the  well  known  Dr.  Benja- 
min Rush  and  filled  the  oflices  of  Attorney  General  of  the  United  States, 
of  temporary  Secretary  of  State,  of  Minister  to  England  (1817-25),  of  Sec- 
retary of  the  Treasury  under  John  Quincy  Adams,  and  Minister  to  France. 
He  was  also  the  author  of  "  Memoranda  of  a  Resident  at  the  Court  of  St. 
James,"  &c.    The  edition  of  1845  does  not  mention  Gilmer's  visit. 


CHAPTER  IV. 
THE    MISSION. 

On  Sunday,  the  6th  of  June,  1824,  Mr.  Gilmer  found  him- 
self in  Liverpool.  His  first  task  was  to  write  to  Mr.  Jefferson 
of  his  safe  arrival.  We  may  imagine  the  pleasure  it  gave  the 
old  gentleman  to  receive  this  short  epistle  on  the  29th  of  July, 
and  to  sit  in  his  library  with  the  precious  missive  in  his  hands 
indulging  pleasant  day-dreams  about  the  child  of  his  old  age. 
Professors  and  a  library  were  now  all  he  wanted  and  for  these 
he  depended  on  Gilmer  alone ;  for  his  own  life  was  evidently 
drawing  to  a  close,  and  if  anything  happened  to  this  agent, 
he  might  not  live  to  see  his  University  opened  and  to  say  his 
"  nunc  dimittisJ^  The  letter  was,  as  I  have  said,  a  short  one. 
The  ship  had  been  twenty-six  days  making  from  New  York 
to  Holyhead.  For  six  days  they  had  been  driven  about  by 
adverse  gales  in  St.  George's  channel,  and  Gilmer  had  in 
despair  disembarked  at  Holyhead  and  gone  through  Wales  to 
Liverpool.  He  went  to  Liver[x>pl  instead  of  London  for 
business  purposes  which  the  letter  does  not  explain. 

The  next  communication  with  Mr.  Jefferson  is  from  London 
and  bears  the  date  of 'June  21st.  I  shall  now  let  Mr.  Gilmer 
tell  his  own  story,  only  adding  such  facta  and  explanations  as 
seem  to  be  important.* 


*  In  the  letters  which  follow  I  have  not  consciouitly  made  any  alterations 
except  occasionally  in  punctuation  and  in  mibstituting  full  for  abbreviated 
forms. 

65 


56  English  Culture  in  Virginia.  [244 

London,  2\8t  June,  1824. 
Dear  Sir, 

I  wrote  to  you  at  Liverpool  informing  you  of  my  arrival 
on  the  sixth.  Hatton  lying  immediately  in  my  way  to 
London,  I  determined  to  call  on  Dr.  Parr ;  unluckily  for 
me,  he  had  gone  to  Shrewsbury,  and  I  shall  be  obliged  to 
visit  Hatton  again,  before  I  go  to  Oxford. 

Since  my  arrival  in  London  eight  days  ago,  Mr.  Rush  (who 
is  soon  to  return  to  the  U.  S.)  has  been  so  constantly  engaged, 
that  he  could  do  nothing  for  me  till  yesterday.  Indeed,  the 
persons  with  whom  he  was  to  act,  have  been  equally  occupied 
in  Parliament,  the  session  being  near  its  close,  and  as  with  us, 
the  business  of  weeks  is  crowded  into  the  few  last  days.  Yes- 
terday (Sunday)  I  received  the  necessary  letters  to  Cambridge, 
Oxford,  and  Edinburgh,  from  Lord  Teignmouth  ^  and  Mr. 
Brougham,  Sir  James  Mackintosh  being  so  occupied  with  the 
London  and  Manchester  petitions  for  the  recognition  of  the 
Independence  of  S.  America  that  he  has  done  nothing  for  us. 
I  have  conversed  both  with  Lord  T.  and  Mr.  Brougham,  who 
have  both  taken  a  lively  interest  in  the  object  of  my  mission ; 
the  latter  especially  is  very  ardent  for  our  success. 

Finding  no  specific  objection,  nor  indeed  any  objection,  to 
Dr.  Blaetterman[n],  I  have  closed  the  engagement  with  him, 
as  I  considered  myself  instructed  to  do.  He  will  sustain  a 
considerable  loss  by  his  removal,  having  recently  taken  and 
furnished  a  large  house.  I  did  not  therefore  hesitate  to  offer 
him  in  the  outset  $1500  for  the  first  year,  with  an  intimation 
that  he  would  probably  be  reduced  to  $1000  in  the  second, 
but  leaving  that  entirely  to  the  Visitor^,  preferring  to  make 
positive  stipulations  for  the  shortest  possible  time.  Nor  did 
I  hint  even  anything  of  the  guarantee  of  $2500. 

Having  thus  concluded  my  arrangements  in  London,  I  shall 
set  out  to-morrow  for  Cambridge,  where  my  real  difficulties 


^  John  Shore — Lord  Teignmouth  (1751-1834) — was  an  Indian  official  of 
some  distinction,  but  is  best  known  as  the  Editor  of  Sir  Wm.  Jones'  works. 


245]  English  Culture  in  Virginia.  57 

will  begin,  and  where  they  will  be  greatest.  I  have  antici- 
pated all  along  that  it  would  be  most  difficult  to  procure  a  fit 
mathematician  and  experimental  philosopher ;  for  both  are  in 
great  demand  in  Europe.  Mr.  Brougham  intimated  that  it 
was  by  no  means  improbable,  that  Ivory  ^  (the  first  mathema- 
tician without  rival  in  G.  B.)  might  be  induced  to  engage  for 
us :  and  I  should  certainly  have  gone  at  once  to  Woolwich  to 
see  him;  but  he  accompanied  the  statement  by  remarking  that 
he  had  recently  been  a  good  deal  disordered  in  his  mind  and 
unable  to  attend  to  his  studies.  He  had  recovered,  but  there 
is  always  danger  of  a  recurrence  of  these  maladies.  Say  noth- 
ing of  this,  however ;  for  I  may  find  this  account  exaggerated, 
or  wholly  untrue,  and  may  hereafter  confer  with  Ivory,  and 
possibly  contract  with  him. 

I  can  do  nothing  about  the  books  and  apparatus  till  I  have 
engaged  professors ;  all  that  part  of  my  undertaking  is  there- 
fore deferred  until  my  return  to  London.  I  have  seen  Lack- 
ington^s*  successors,  and  endeavoured  to  impress  upon  them 
the  importance  of  attention  and  moderate  charges  in  their 
dealings  with  us. 

You  will  hear  from  me  again  from  Cambridge;  accept 
therefore  I  pray  you  my  best  wishes. 

P.  S.  Blaetterman[n]  is  in  the  prime  of  life — has  a  wife 
and  two  small  children,  and  they  appear  amiable  and  domes- 
tic :*  he  speaks  English  well,  tho'  not  without  a  foreign  accent; 


^  James  Ivory  (1765-1842)  was  educated  at  the  University  of  St. 
Andrews,  and,  after  studying  theology  and  drifting  from  teaciiing  to  super- 
intending a  flax  spinning  factory,  was,  in  consequence  of  his  remarkable 
memoirs  on  mathematicaf  subjects,  appointed  professor  of  that  study  in 
the  Royal  Military  Academy  at  Marlow.  This  Gilmer  mistook  for  Wool- 
wich, and  consequently  he  never  found  Ivory,  who  had  resigned  his  pro- 
feworahip  in  1819.  Brougham  continued  to  be  Ivory's  friend,  for  in  1831 
he  got  him  a  pension  of  £300.     See  Gentleman's  Mag.,  May,  1843,  p.  537. 

*  Ik>oksellerH  recommended  by  Mr.  Jefferson. 

'  I  could  not  help  smiling  on  reading  this  ingenuous  remark,  for  I 
remembered  to  have  heard  that  Dr.  B.  was  afterwards  dismissed  from  the 
University  for  beating  his  wife.     I  do  not  know  whether  this  reiwrt  waa 

6 


58  English  Ouliure  in  Virginia,  [246 

that  we  are  obliged  to  encounter  every  way,  as  there  are  no 
profound  English  professors  of  modern  language[s]. 

It  appears  from  this  letter,  and  from  the  letter  of  intro- 
duction to  Rush,  that  Mr.  Jefferson  already  knew  of  Dr. 
George  Blaettermann,  and  that  Gilmer  went  prepared  to 
engage  him,  if  possible,  as  professor  of  modern  languages. 
Of  Dr.  Blaettermann's  antecedents  I  have  been  unable  to  pro- 
cure any  information.  Recommendations  of  the  man  appear 
to  have  been  sent  to  Jefferson  by  George  Ticknor  as  early  as 
1819. 

Although  Mr.  Rush  was  very  busy,  he  managed  to  find  time 
to  write  Gilmer  a  long  letter  on  the  16th  of  June  in  which  he 
states  that  he  had  written  to  the  three  distinguished  men  men- 
tioned in  the  letter  just  given,  and  that  although  Mr.  Jefferson 
had  overrated  his  ability  to  be  of  use  to  Mr.  Gilmer,  his  dis- 
position to  be  so  used  could  not  be  overrated.  Lord  Teign- 
mouth  in  replying  to  Mr.  Rush  on  the  date  last  mentioned 
enclosed  four  letters  of  recommendation,  to  two  representative 
men  at  Oxford  and  Cambridge  respectively.  Three  of  these 
letters  were  written  by  his  son  in  their  joint  names,  the  fourth 
was  addressed  by  Lord  Teignmouth  himself  to  Dr.  Coplestone 
(whose  name  he  misspells)  at  Oxford.  His  lordship's  courte- 
ous note  hardly  needs  to  be  inserted.  Dr.  Edward  Coplestone 
(1776-1849),  afterwards  Bishop  of  Llandaff  and  one  of  the 
first  English  clergymen  to  learn  Welsh  that  his  congregation 
might  understand  him,  was  at  this  time  Provost  of  Oriel. 
Gilmer  could  not  have  been  referred  to  a  better  man ;  but  as 
the  letter  in  which  he  describes  his  visit  to  Oxford,  does  not 
mention  Dr.  Coplestone,  it  is  possible  that  the  two  did  not 
meet.  Coplestone  could  have  given  him  excellent  advice  as 
to  his  selection  of  a  classical  professor ;  for  he  had  himself 


true,  but  it  bears  a  curious  relation  to  the  story  told  about  his  successor, 
another  foreigner,  who  was  forced  to  leave  because  his  wife  beat  him. 


247]  English  Culture  in  Virginia.  59 

defended  elegant  classical  scholarship  against  the  Edinburgh 
reviewers.^ 

Brougham's  note  to  Mr.  Rush  I  give  in  full. 

Hill  St.,  Saturday. 
My  dear  Sir — 

I  ana  extremely  sorry  that  I  have  not  been  able  sooner  to 
answer  your  very  interesting  letter — inclosing  one  from  your 
truly  venerable  friend — I  feel  the  liveliest  interest  in  the  suc- 
cess of  Mr.  G's  mission — which  is  of  great  importance  to  both 
countries — but  the  difficulty  is  not  small  which  Mr.  Jefferson 
most  sagaciously  points  out.  I  have  inclosed  three  letters  to 
the  fittest  persons  at  Cambridge  &  Edinburgh.  At  the  latter 
place  I  am  quite  sure,  he  ought  to  say  nothing  to  any  one — but 
quietly  go  to  Mr.  Murray^ — who  intimately  knows  all  the 
learned  men  there — &  in  whose  judgement  and  honour  he  may 
safely  trust.  As  for  Cambridge,  Dr.  Davy^ — the  master  of 
Caius  College  to  whom  I  give  him  a  letter,  is  now  in  London 
&  will  be  here  for  two  days  longer — I  shall  see  him  to-morrow 
&  consult  him  generally  upon  the  subject — &  if  Mr.  G.  could 
be  kind  enough  to  call  here  to-morrow  morning  soon  after 
eleven,  I  could  take  him  to  the  Dr. — and  I  should  beside,  be 


*  I  must  once  for  all  acknowledge  my  indebtedness  to  Mr.  Leslie  Stephen's 
wonderful  Dictionary  of  National  Biography.  I  have  drawn  from  it  when- 
ever I  could.  Appleton's  Cyclopaedia  of  American  Biography  and  Drake's 
American  Biography  have  also  been  of  service  to  me.  I  have  indicated 
other  sources  of  information  where  they  seemed  important. 

•  Undoubtedly  Mr.  John  A.  Murray,  the  eminent  Whig  lawyer,  co-editor 
at  one  time  of  the  Edinburgh  Review,  Clerk  of  the  Pipe  (a  sinecure  which 
got  him  a  slap  from  Christopher  North  in  the  Noetea)  and  afterwards  a 
Scotch  Justice.  Lord  Murray's  hospitality  is  amply  testified  to.  It  will  be 
seen  that  he  was  very  kind  to  Gilmer.  (See  Mrs.  Qordon's  "  Christopher 
North,"  New  York,  1875,  page  387.) 

'  Dr.  Martin  Davy  (1763-1839)  was  a  saooessful  physician  who  was  made 
Master  of  Caius  in  1803.  In  spite  of  some  questionable  proceedings,  he  is 
considered  to  have  been  a  good  master  upon  the  whole.  He  was  a  strong 
Whig  and  a  great  friend  of  Dr.  Parr's* 


60  English  OvUture  in  Virginia,  [248 

desirous  of  seeing  liira  &  putting  him  on  his  guard  against 
the  various  deceptions  or  rather  exaggerations  which  will  be 
practised  upon  him — if  he  lets  the  object  of  his  mission  be 
known  to  any  but  a  very  few. 

Believe  me  to  be, 

Wt.  great  respect 
and  esteem 

Your  faithful  Serv't 

H.  Brougham. 

From  the  execrable  hand  and  the  constant  abbreviations  to 
be  seen  in  this  note  one  might  infer,  even  if  one  did  not  know 
it  already,  that  Mr.  Brougham  was  then  the  busiest  man  in 
London. 

In  the  meantime  Mr.  Jefferson  had  written  Gilmer  a  letter, 
which  though  not  received  until  later,  may  as  well  be  inserted 
here. 

MoNTiCELLO,  June  5,  '24. 
Dear  Sir, 

The  printer  having  disappointed  me  in  getting  ready,  in 
time  to  send  to  you  before  your  departure,  the  original  report 
of  the  plan  of  the  University,  I  now  inclose  you  half  a  dozen 
copies,  one  for  Dr.  Stuart  [he  meant  Dugald  Stewart],  the 
others  to  be  disposed  of  as  you  please.  I  am  sorry  to  inform 
you  that  we  fail  in  getting  the  contingent  donation  of  50  M.  D. 
[$50,000]  made  to  us  by  our  last  legislature,  so  we  have 
nothing  more  to  buy  books  or  apparatus.  I  cannot  help 
hoping  however  that  the  next  session  will  feel  an  incumbency 
on  themselves  to  make  it  good  otherwise,  an  easy  mode  may 
occur.  W"  and  Mary  college,  reduced  to  11  students,  and  to 
the  determination  to  shut  their  doors  on  the  opening  of  ours, 
are  disposed  to  petition  the  next  legislature  to  remove  them  to 
Richmond,  it  is  more  reasonable  to  expect  they  will  consoli- 
date them  with  the  University,  this  would  add  about  6  M.  D. 
a  year  to  our  revenue. 


249]  English  Culiure  in  Virginia,  61 

Soon  after  you  left  us,  I  received  from  Maj'  Cartwright,  a 
well-known  character  in  England,  a  letter,  and  a  volume  on 
the  English  constitution,  having  to  answer  his  letter,  I  put 
it  under  your  cover,  with  a  wish  you  could  deliver  it  in  person, 
it  will  probably  be  acceptable  to  yourself  to  have  some  per- 
sonal acquaintance  with  this  veteran  and  virtuous  patriot;  and 
it  is  possible  he  may  be  useful  to  you,  as  the  favorable  senti- 
ments he  expresses  towards  our  University  assure  me  he  would 
willingly  be.  perhaps  he  would  accept  a  copy  of  the  Report, 
which  I  would  ask  you  to  present  him  in  my  name,  ever  & 
affectionately  yours 

Th:  Jefferson. 

On  the  back  of  this  is  endorsed,  "  Received  Cambridge, 
14th  July,  1824 — without  the  pamphlets,  so  could  not  take 
one  to  D.  Stewart."    But  the  reports  seem  to  have  come  later. 

Gilmer  now  left  London  for  Cambridge  from  which  place 
he  wrote  the  following  letter  to  Mr.  Jefferson  : 

Cambridge,  7th  July,  1824. 
Dear  Sir, 

I  left  London  for  this  place  on  the  22d  of  June,  immedi- 
ately I  had  procured  from  Mr.  Rush  the  necessary  letters.  I 
found  on  my  arrival  here  the  same  evening  that  the  long 
vacation  at  the  University  had  virtually  commenced  three 
weeks  before,  that  is  while  I  was  at  sea.  Of  the  three  persons 
to  whom  I  had  letters,  he,  on  whom  Mr.  Brougham  princi- 
pally relied,  was  absent  on  a  visit  of  a  week.'  I  employed 
the  time  as  well  as  I  could,  in  enquiring  into  the  state  of 
learning  here,  and  what  in  this  dilemma  would  be  my  best 
method  of  proceeding.  I  found  natural  history  very  little 
attended  to,  and  should  therefore  be  content  to  procure  a 
Mathematician  and  Natural  Philosopher  from  this  University, 
indeed  from  what  I  can  learn,  there  arc  no  particular  reasons 
for  preferring  the  Professor  of  experimental  philosophy  from 

» Dr.  Davy. 


62  English  Culture  in  Virginia,  [250 

Cambridge.  But  they  from  whom  I  should  have  had  some 
chance  of  selecting  fit  persons,  had,  in  all  the  departments  of 
learning,  gone  to  their  various  homes  in  different  parts  of  the 
kingdom.  This  puts  me  in  some  respects  to  great  disadvan- 
tage, for  I  shall  have  to  travel  a  vast  deal  to  see  them.  As 
yet  I  have  learned  but  of  one,  whom  I  should  probably 
choose,  that  is  a  Mr.  Atkinson,^  formerly  "Wrangler"  in 
Trinity  College,  Cambridge,  now  teaching  a  school  in  Scotland. 
He  is  spoken  of  as  a  first  rate  mathematician,  and  I  shall 
endeavor  to  see  him  in  my  visit  to  Scotland. 

For  the  teacher  of  ancient  languages  two  have  been  sug- 
gested, both  residing  in  London.  I  defer  acting  on  that 
branch,  until  I  visit  Oxford  and  see  Dr.  Parr.  Sir  James 
Eilw.  Smith  is  at  the  head  of  natural  history  in  England,  and 
he  was  in  Norfolk  when  I  was  in  London — as  he  is  now. 
Being  nearer  him  than  I  shall  be  again  in  my  regular  route, 
I  shall  spend  part  of  a  day  with  him,  proceed  to  Oxford,  and 
then  to  Edinburgh.  It  seemed  to  be  thought  most  probable 
that  our  Professor  of  natural  history  will  be  best  found  in 
Scotland,  or  at  London,  tho'  we  shall  any  where  find  it  diffi- 
cult to  procure  one  learned  both  in  botany  and  zoology.  From 
what  I  hear  our  Professor  of  medicine  shall  probably  come 
also  from  London,  but  I  shall  form  no  opinion  of  this,  until 
I  see  Edinburgh.  After  remaining  sometime  at  Oxford  and 
Edinburgh,  I  shall  return  to  London,  as  a  central  point,  and 
make  short  excursions  as  I  may  find  necessary,  in  order  to 
complete  the  important  object  of  my  mission.  I  shall  forbear 
to  give  any  general  opinion  until  I  have  seen  Oxford  and 
Edinburgh. 

The  manner  of  ray  reception  at  Cambridge  has  softened 
my  profound  respect  and  veneration  for  the  most  renowned 


^  Henry  Atkinson  (1781-1829)  of  Newcastle  on  Tyne  is  the  only  Atkinson 
of  mathematical  celebrity  that  I  can  discover.  He  did  teach  in  Scotland ; 
but  he  does  not  appear  ever  to  have  been  at  Cambridge ;  for  at  the  age  of 
thirteen  he  was  principal  of  a  school ! 


251]  English  Culture  in  Virginia.  63 

University  in  the  world  into  a  warm  esteem  for  all  connected 
with  it.  From  the  Bishop  of  Bristol  ^  and  Dr.  Davy  down 
to  the  undergjraduates,  all  have  vied  with  each  other  in  the 
profusion  and  delicacy  of  their  civilities.  I  have  dined  more 
than  half  the  days  in  the  Hall  of  Trinity  College,  the  most 
famous  of  all,  and  was  delighted  with  the  urbanity  and  good 
breeding  of  the  fellows,  students  and  of  every  one  who 
appeared.  The  tone  of  feeling  in  England  is  undoubtedly 
favorable  to  us  of  the  U.  S.  I  have  heard  every  where  the 
warmest  expressions  of  friendship  for  us,  and  have  certainly 
received  every  civility  possible.  At  the  great  festival  at  the 
College  yesterday,  every  one  with  whom  I  conversed  enquired 
with  the  utmost  earnestness  into  the  different  departments  of 
our  affairs ;  the  Lawyers  are  beginning  to  read  our  reports, 
the  courts  and  even  the  Parliament  have  in  seveml  things  fol- 
lowed, and  somewhat  boastfully,  I  may  say,  our  example.  I 
am  very  glad  of  all  this ;  for  now  we  have  grown  beyond  the 
reach  of  this  enormous  creature,  at  once  a  Leviathan  and  a 
Lion,  there  is  no  good  in  keeping  alive  angry  feelings. 

Mr.  Brougham  enquired  about  you  with  the  greatest  inter- 
est.    I  shall  write  you  again  from  Oxford,  &c. 

I  do  not  know  whether  the  proposed  visit  was  made  to  Sir 
James  Edward  Smith.  If  Gilmer  did  not  see  the  latter  gen- 
tleman, then  within  four  years  of  his  death,  we  may  be  sure 
that  he  relinquished  the  visit  with  disappointment,  for  Sir 
James  was  the  most  distinguished  botanist  in  England,  having 
been  the  founder  of  the  Linnaean  Society,  and  botany  had 
always  been  Gilmer\s  favorite  study.  We  shall  see  hereafter 
that  this  trip  to  Cambridge  was  successful  in  more  than  a 
social  sense,  for  by  it  Gilmer  was  enabled  to  secure  two  of  the 
best  of  the  first  professors. 

*  Dr.  J.  Kaye  (1783-1853)  had  become  Bishop  of  Bristol  on  the  death  of 
Dr.  Matisel  in  1820.  He  had  been  Master  of  Christ's  College  and  Regius 
ProfesBor  of  Divinity.  I  inny  remark  that  Dr.  Christopher  Wordsworth 
WM  at  this  time  Master  uf  Trinity. 


64  English  Oulture  in  Virginia.  [252 

The  promised  letter  from  Oxford  does  not  seem  to  have 
been  written,  but  in  the  meantime  we  have  two  letters  of  a 
more- personal  nature  which  seem  worthy  of  presentation  and 
require  no  comments. 

The  first  is  to  his  brother,  Peachy  Gilmer,  and  I  deem  it 
proper  to  say  that  I  have  not  had  time  to  verify  any  of  Gil- 
mer's statements,  except  such  as  are  germane  to  the  subject  of 
this  essay. 

Boston,  2  July,  1824. 
My  dear  brother,  (Lincolnshire.) 

This  is  the  place  our  Boston  of  Massachusetts  was  called 
after.  The  daughter  has  outgrown  the  mother.  This  is  a 
very  small  town,  on  a  very  small  stream,  what  we  would  call 
a  creek,  here  dignified  with  the  name  of  river,  with  very  small 
trade,  and  in  short  with  nothing  large  about  it,  except  a  most 
enormous  tower  to  the  church,  which  I  came  here  principally 
to  see.  For  when  I  got  to  Cambridge,  I  found  one  of  the 
principal  persons  I  was  to  consult  with,  absent  for  some  days, 
and  not  to  lose  the  time,  I  took  a  small  circuit  to  Peterbor- 
ough, Lincoln,  and  Boston,  passing  in  my  way  thro'  Stilton, 
famous  for  chesees,  a  village  not  as  large  as  Liberty.^ 

Lincoln  is  of  great  antiquity,  and  has  one  of  the  finest 
Cathedrals  in  England.  The  site  of  it  (the  Cathedral)  too  is 
beautiful — it  stands  on  an  eminence  higher  and  more  abrupt 
than  the  capitol  hill  of  Richmond — all  around  is  one  vast 
plain,  till  lately  a  fen,  reclaimed  and  now  a  lovely  meadow. 
The  town  of  Lincoln  is  no  great  matter;  here,  too,  is  a  tower 
of  W™.  the  Conqueror, — a  palace  of  John  of  Gaunt,  a  Roman 
court,  with  chequered  pavement,  &c.  From  Lincoln  I  de- 
scended the  Witham  to  this  place.  The  Witham  is  about  as 
large  as  the  canal  near  the  basin  ;  it  flows  thro'  an  unbroken 
meadow,  not  of  great  fertility,  nor  at  all  beautiful,  or  pictur- 


'  Peachy  Gilmer  lived  for  some  years  at  Liberty,  a  small  town  in  Bedford 
county,  Va. 


263]  English  Culture  in  Virginia,  65 

esque,  tho'  you  see  steeples  and  towers  on  all  sides.  The 
country  of  Lincoln  is  richer  in  old  buildings  than  any  part 
of  England,  but  the  country  was  by  nature,  I  think,  not 
generally  fertile,  something  like  those  cold,  iron-ore  bogs  we 
sometimes  have,  black  and  of  rich  appearance,  but  of  no  life 
or  strength. 

My  reception  at  Cambridge  was  what  has  given  me  most 

pleasure I  have   been   really  domesticated  (<fe  was 

invited  to  take  rooms)  in  Trinity  College,  the  most  renowned 
without  doubt  in  the  world.  It  is  the  favorite  College  of  the 
nobility  and  gentry  of  England — here  were  educated  Bacon, 
Coke,  Harvey,  Newton,  Cotes,  Cowley,  Dryden,  Ac.  &q. 
They  shewed  MS.  letters  of  Newton,  and  several  of  the  inter- 
lined originals  of  Milton's  smaller  Poems,  part  of  his  original 
Paradise  Lost,  <^'c.  &c.,  and  at  Christ's  College  (which  was 
Milton's)  the  Bishop  of  Bristol  shewed  me  the  mulberry  tree 
Milton  planted  ;  a  fine  bust  of  him,  and  many  curious  things 
else.  I  walked  moreover  to  Granchester,  (2  miles  from  Cam- 
bridge) supposed  to  be  the  country  church  yard.  Gray  had  in 
mind,  in  his  immortal  elegy.  It  was  ever  a  favorite  walk 
with  Gray,  lying  thro'  hedges,  covered  with  wild  roses  and 
briars,  a  meadow  on  the  margin  of  the  Cam — I  heard  "  the 
Curfew  toll  the  knell  of  parting  day  "  at  9  o'clock.  But  all 
this  did  not  give  one-half  the  pleasure  I  have  derived  a 
thousand  times  from  re{)eating  the  elegy,  in  hours  of  "  lonely 
contemplation,"  which  heaven  has  given  me  in  kindness  or  in 
wrath,  God  knows  which.  I  go  to-morrow  to  Cambridge, 
thence  to  Oxford,  thence  to  Edinburgh. 

The  eastern  side  of  England  is  not  beautiful,  and  with  all 
those  noble  steeples  and  towers,  but  for  Cambridge,  I  should 
have  found  small  pleasure  since  I  left  London.  The  country 
west  of  London  was  every  where  (except  StalTbrdshire)  most 
enchanting ;  tho'  by  nature  rather  less  fertile,  I  think,  than  I 
have  heard  it  represented.  I  was  at  the  House  of  Commons, 
the  Courts,  Westminster  Abbey,  (which  has  nothing  but  Henry 
VII's  Chapel  and  its  awful  history  to  interest  me)  and  every 


66  English  Culture  in  Virginia.  [254 

where,  but  I  hate  descriptive  writing  and  descriptive  reading, 
but  not  descriptive  talking,  so  I  will  give  you  the  whole  when 
we  meet. 

I  saw  J.  Randolph  in  London — looking  badly.  You  will 
think  it  strange,  fondly  treated  as  I  was  at  Cambridge,  that 
I  should  think  of  returning.  I  assure  you  I  already  begin  to 
languish  for  Virginia.  I  never  liked  being  jostled  from  plao^ 
to  place — crowds  or  strangers — here  are  all.  Since  I  left 
London,  I  have  not  seen  a  single  person.  I  have  found  John 
Bull  far  more  civil  every  where  than  he  is  represented  to  be. 
The  tone  of  manners  in  the  higher  walks,  is  exactly  what  I 
have  seen  in  Virginia.  McClurg,  John  Walker,  old  Mr. 
Fleming^  <fec.  were  fully  as  elegant  as  Lord  Teignmouth  or 
Lord  Bishop  of  Bristol  &c.  but  not  more  so,  for  the  manners 
of  all  were  unexceptionable.  There  is  less  dashing  than  you 
suppose,  less  pretension  than  with  the  new-bom  gentility  of  the 
Eastern  States. 

I  do  not  know  when  I  may  have  leisure  to  write  again.  I 
am  detained  a  day  here  for  a  coach,  and  calling  you  all  to 
mind  &  heart,  I  could  not  resist  the  temptation  of  addressing 
a  few  words  to  you 

The  next  is  to  Mr.  Wirt  and  has  been  taken  from  Ken- 
nedy's Life  (Vol.  II,  187.) 

July  16,  1824. 
My  dear  Mr.  Wirt, 

I  write  you  my  first  letter  from  England,  not  from  War- 
wick Castle  or  Guy's  Cliff, — which  are  both  near  at  hand — 
nor  from  Stratford  generally,  but  from  the  identical  room  in 
which   the  immortal   bard   first   came  "into  this   breathing 


*  Fleming  was,  possibly,  the  judge  whom  Dabnej  Carr  succeeded.  Walker 
I  do  not  know  of — unless  he  was  the  John  Walker  who  was  appointed  to 
succeed  Grayson  in  the  Senate  in  1790.  As  I  cannot  ascertain  the  date  of 
this  Walker's  death,  the  point  must  remain  in  doubt,  but  from  an  expres- 
sion used  in  another  letter  I  am  inclined  to  think  that  he  was  the  man. 


265]  English  OuJture  in  Virginia.  67 

world."  Here  day  first  dawned  upon  his  infant  eyes — a  mis- 
erable hovel.  Imagine  in  that  hovel  a  small  room,  with  a  low 
roof;  but  one  window, — that  looking  to  the  setting  sun;  a 
fire-place  advanced  into  the  room,  by  the  naked  chimney 
coming  through  the  floor.  The  house  is  neither  wood  nor 
brick,  but  a  wooden  frame  with  the  intervals  filled  up  with 
brick.  The  wooden  beams  are  shrunk  and  warped  by  weather 
and  time.  On  the  lower  floor  is  a  butcher's  stall.  Nowhere 
is  there  a  single  vestige  of  Shakespeare.  His  chair  is  gone. 
His  mulberry  tree,  which  was  in  the  garden,  is  attached  to 
another  house;  it  is  reduced  to  the  last  fibre.  Except  his 
will,  and  the  walls  and  beams  of  this  lowly  mansion,  I  know 
of  no  object  in  existence  which  he  touched.  Here  the  wise 
and  the  great  repair  to  worship  him.  In  the  register  before 
me  is  the  name  of  Sir  Walter  Scott  among  other  less  illus- 
trious. The  walls  were  once  scribbled  ov^er  by  men  of  genius 
and  fame — Fox,  Pitt,  and  othei*s, — but  a  mischievous  tenant 
lately  whitewashed  them,  and  you  see  only  what  have  been 
recently  written. 

His  body  lies  near  the  altar  in  the  church,  and  neither  name, 
nor  date,  nor  arms  appear  upon  the  stone ;  conclusive  circum- 
stances, I  think,  to  show  that  he  wrote  the  epitaph  which  is 
sculptured  upon  the  stone.  This  has  been  doubted.  What 
but  the  modesty  of  his  own  great  mind  could  limit  the  epitaph 
of  Shakespeare  to  the  expression  of  the  simple  wish  that  his 
bones  might  rest  undisturl>ed  in  their  last  repository?  We 
have  seen  the  lines  in  Johnson's  life  of  him,  but  here  is  a  fac 
simile:^ 

I  inquired  of  half  a  dozen  persons  in  Stratford  for  the  tomb 
of  Shakespeare  l)efore  I  could  find  it.  I  should  not  have 
been  surprised  if  this  had  occurred  in  a  search  for  the  tomb 
of  Newton  or  Milton.  But  I  wa.s  amazed  at  its  happening  in 
the  case  of  the  poet  of  all  ages  and  conditions. 


Here  follow  the  well-known  linet. 


68  English  Culture  in  Virginia.  [266 

I  begin  to  be  impatient  to  see  Virginia  once  more.  It  is 
more  like  England  than  any  other  part  of  the  United  States — 
slavery  non  obstante.  Remove  that  stain,  blacker  than  the 
Ethiopian's  skin,  and  annihilate  our  political  schemers,  and 
it  would  be  the  fairest  realm  on  which  the  sun  ever  shone. 
I  like  the  elbow  room  we  have,  where  the  wild  deer  cross  the 
untrodden  grass,  and  the  original  forest  never  heard  the  echo 
of  the  woodman's  axe.  There  is  nothing  in  England  so 
beautiful  as  the  scenery  of  Albemarle,  or  the  view  from 
Montevideo — the  window  from  which  you  used  to  gaze  on 
the  deep  blue  depth  of  these  [those?]  silent  and  boundless 
mountains. 

Peace  to  them  ! — and  a  blessing  warm,  though  from  afar, 
on  you  and  all  your  house  ! 

Yours  affectionately, 

F.  W.  Gilmer. 

Having  tarried  some  days  in  Oxford,  Gilmer  went  to  pay 
his  respects  to  Dr.  Parr,  to  whom  Mr.  Jefferson  had  given 
him  a  letter  and  from  whom  he  expected  much  assistance  in 
his  choice  of  a  classical  professor.  Nearly  everyone  has 
heard  of  Dr.  Parr,  scarcely  anyone  has  read  a  line  of  what 
he  wrote.  He  was  now  in  his  seventy-seventh  year,  and,  we 
may  not  doubt,  wore  his  wig  as  of  old,  smoked  shag  tobacco, 
and  talked  about  how  narrowly  he  escaped  being  made  a 
bishop.  But  to  the  reader  of  De  Quincey  and  of  the  Nodes 
Amhrosianae  any  description  I  can  give  of  this  quaint  old 
scholar,  who  certainly  knew  more  Latin  than  any  man  living, 
will  seem  lame  and  borrowed ;  so,  presuming  that  my  readers 
have  read  the  Nodes,  I  shall  merely  remark  that  Gilmer 
called  upon  him  on  the  17th  of  July,  but  found  him  setting 
out  "  on  his  travels,"  which  proved  not  extensive  as  he  sent 
Gilmer  a  note  inviting  him  to  come  back  the  next  morning. 
The  handwriting  in  this  note  is  only  equalled  by  that  of  the 
celebrated  Du  Pont.  Our  next  letter  is  to  Mr.  Jefferson, 
written  from  Dr.  Parr's  : 


257]  *        English  Culture  in  Vtrginia.  69 

Hatton,  July  20th.  1824. 
Dear  Sir, 

Doctor  Parr  (Samuel)  was  delighted  with  your  letter,  and 
received  me  with  the  greatest  kindness:  I  have  now  been  two 
days  with  him.  Tho'  not  above  76  years  of  age,  I  soon 
discovered  that  he  was  too  infirm,  to  be  of  much  service  to 
us  in  the  selection  of  professors.  Tho'  he  is  our  decided  and 
warm  friend,  my  interview  with  him  has  been  the  mast  discour- 
aging. He  has  however  been  of  great  service,  by  assisting  me 
in  forming  a  catalogue  of  classical  Books  for  the  university. 

I  found  at  Oxford  as  at  Cambridge,  that  Professors  and 
students,  had  all  gone  to  their  summer  residence,  and  I  could 
consequently  make  no  inquiries  at  all  there.  I  have  now 
however,  seen  enough  of  England,  and  learned  enough  of  the 
two  universities,  to  see,  that  the  difficulties  we  have  to 
encounter,  are  greater  even  than  we  supposed ;  not  so  much 
from  the  variety  of  applications,  as  from  the  difficulty  of 
inducing  men  of  real  abilities  to  accept  our  offer.  By  far  the 
greater  portion  of  any  assembly  so  numerous  as  that  which 
fills  the  walls  of  Oxford  and  Cambridge,  must  of  course  be 
composed  of  j^ei-sons  of  very  moderate  capacity.  Education 
at  the  Universities  has  become  so  expensive,  that  it  is  almost 
exclusively  confined  to  the  nobility  and  the  opulent  gentry, 
no  one  of  whom  could  we  expect  to  engage.  Of  the  few 
persons  at  Oxford,  or  Cambridge,  who  have  any  extraordi- 
nary talent,  I  believe  99  out  of  100,  are  designed  for  the 
profession  of  law,  the  gown,  or  aspire  to  political  distinction  ; 
and  it  would  be  difficult  to  persuade  one  of  these,  even  if 
poor,  to  repress  so  far  the  impulse  of  youthful  ambition  as  to 
accept  a  professorship  in  a  college  in  an  unknown  country. 
They  who  are  less  aspirinjr,  who  have  learning,  are  caught 
up  at  an  early  jjeriod  in  their  several  colleges ;  soon  become 
fellows,  &  hope  to  be  masters,  which  with  the  apartments, 
ganlcn,  and  4.  6.  or  600  £  sterling  a  year,  comprises  all  they 
can  imagine  of  comfort  or  happiness.  Just  at  this  time  too, 
there  are   building   at  Cambridge,  two  very  large  collies 


70  English  Culture  in  Virginia^        *  [258 

attached  to  Trinity,  and  King's,  which  will  be  the  most 
splendid  of  all.  This  creates  a  new  demand  for  professors, 
and  raises  new  hopes  in  the  graduates. 

All  these  difficulties  are  multiplied  by  the  system  we  have 
been  compelled  to  adopt  in  accumulation  [accumulating]  so 
many  burthens  on  one  professor.  To  all  the  branches  of 
natural  pliilosophy,  to  add  chemistry  and  astronomy,  each 
of  very  great  compass,  strikes  them  here  with  amazement. 

The  unprece(^lented  length  of  the  session  you  propose,  is 
also  a  dismaying  circumstance.  As  this  will  probably  be 
altered  in  time,  it  is,  I  think,  to  be  regretted  that  we  had  not 
begun  with  longer  vacations.  At  Cambridge  and  Oxford 
there  are  three  vacations.  The  longest  is  from  about  the  1st 
July  to  the  10th  October,  altogether  there  is  a  holiday  of  near 
5  months.  I  inquired  at  Cambridge  if  there  was  any  good 
reason  for  this  long  recess.  They  answered,  "  It  is  indispen- 
sable :  no  one  could  study  in  such  hot  weather."  ....  "It 
is  necessary  to  refresh  the  constitution,  oppressed  by  the  con- 
tinued application  of  many  months,''  &c.  If  the  heat  be 
insufferable  in  England,  what  must  it  be  in  our  July,  August, 
&G  when  there  is  to  be  no  vacation  ? 

I  see  distinctly  that  it  will  be  wholly  impossible  to  procure 
professors  from  either  University ,  by  the  time  you  wished. 
Whether  I  can  find  them  elsewhere  in  England,  is  most  doubt- 
ful ;  in  time  I  fear  not.  I  shall  not  return  without  engaging 
them,  if  they  are  to  be  had,  in  G.  B.  or  Germany.  I  have 
serious  thoughts  of  trying  Gottingen,  where  the  late  political 
persecutions  of  men  of  letters  will  naturally  incline  them  to 
us  and  where  classical  literature,  at  least,  is  highly  cultivated. 
Dr.  Parr  seems  to  prefer  this  course,  but  I  shall  not  be  hasty 
in  adopting  it,  as  I  fear  the  want  of  our  language  will  prove 
a  great  obstacle.  [Here  he  makes  some  remarks  about  his 
personal  expenses  being  greater  than  he  had  supposed  and 
requests  that  the  Board  of  Visitors  forward  another  bill.] 

I  set  out  for  Edinburgh  to-morrow,  shall  remain  there  as 
long  as  I  find  any  advantage  to  our  object,  in  doing  so,  and 


259]  English  Culture  in  Virginia.  71 

shall  return  to  London.  There  I  shall  be  able  to  learn  whether 
I  had  best  go  to  Germany,  seek  English  scholars  in  the 
country,  or  quietly  wait  till  the  Universities  open  in  October 
which  would  delay  any  final  contract  till  December  or  January. 
I  am  not  disheartened — at  least  we  must  keep  things  well,  to 
present  a  good  front  to  the  next  legislature.  That  I  shall  do, 
if  possible. 

I  received  your  letter  to  Maj!  Cartwright  while  at  Cam- 
bridge.    I  have  not  been  to  London  since.     <fec. 

Leaving  Hatton  on  the  21st  of  July,  Gilmer  was  in  Edin- 
burgh by  the  25th,  on  which  day  he  received  a  letter,  in  answer 
to  one  of  his  own,  from  a  young  man  he  had  met  and  taken  a 
fancy  to  in  Cambridge.  This  was  no  other  than  Thomas 
Hewett  Key,  first  professor  of  mathematics  in  the  University 
of  Virginia.  Mr.  Key  was  at  this  time  in  his  26th  year  and 
a  master  of  arts  of  Trinity  College,  Cambridge.  For  two 
years  past  he  had  been  applying  himself  to  the  study  of 
medicine,  but  Gilmer,  having  met  him  at  the  rooms  of  Mr. 
Praed  at  Cambridge  [evidently  the  exquisite  society  poet — 
Winthrop  Mackworth  Praed]  perceived  his  fine  scientific 
gifts  and  invited  him  by  letter  to  become  a  member  of  the 
faculty.  Key's  answer  (written  from  London  on  the  23rd 
of  July)  is  now  before  me  and  runs  as  follows : 

Friday,  July  23,  1824, 

39  Lombard  St.,  London.^ 
Dear  6'ir, 

Ijet  me  first  apologize  to  you  for  any  delay  I  may  appear 
to  have  been  guilty  of  in  not  sending  a  more  early  answer  to 

*  The  two  letters  from  Key  and  Ix)nK  which  I  have  inserted  may  vary 
slightly  from  the  originals  because  they  were  intruKted  to  a  stupid  copyist 
whoHe  Htupidity  was  not  ditoovered  until  the  MS8.  volumes  had  passed  out 
of  my  possession.  The  variations  are,  I  am  certain,  unim|)ortant.  All  the 
other  letters  were  either  copied  directly  by  myself  or  bad  my  personal 


72  English  Culture  in  Virginia.  [260 

the  letter  I  had  the  pleasure  of  receiving  from  you.  Not 
finding  me  at  Cambridge  which  I  had  left  the  same  morning 
with  yourself,  it  was  forwarded  to  my  residence  in  town;  and 
as  I  took  rather  a  circuitous  route  homewards,  it  was  not  till 
two  days  after  its  arrival  that  it  first  came  to  my  hands. 

The  first  opportunity  I  had  after  the  receipt  of  it,  I  com- 
municated the  contents  to  my  Father  under  whose  roof  I  am 
living;  and  lost  no  time  in  consulting  with  him  on  the  pro- 
priety of  accepting  your  proposal.  And  before  I  say  a  word 
more,  you  must  allow  me  to  thank  you  for  the  very  handsome 
and  indeed  too  flattering  manner  in  which  that  proposal  has 
been  made  to  me.  And,  while  1  express  myself  proud  of  the 
favourable  light  in  which  you  are  pleased  to  view  me,  I  assure 
vou  that  the  feeling  is  at  least  reciprocal.  I  had  always  the 
utmost  respect  for  your  country  ;  and,  believe  me,  that  it  has 
been  highly  gratifying  to  me  to  find  that  opinion  more  than 
justified  by  the  first  of  her  sons  whom  I  have  ever  had  the 
pleasure  to  meet.  I  have  been  now  for  two  years  applying 
the  greater  part  of  my  time  to  the  study  of  medicine ;  and 
had,  reluctantly  indeed,  made  the  determination  to  Avithdraw 
myself  almost  wholly  from  the  pursuit  of  pure  science  and 
literature.  Indeed  nothing  but  your  liberal  proposition  would 
have  induced  me  once  more  to  turn  my  thoughts  to  that 
quarter.  You  will  allow  then  that  it  is  natural,  for  one,  who 
has  devoted  so  much  of  his  time  and  no  inconsiderable  expense 
to  the  study  of  an  arduous  profession,  to  pause ;  and  weigh 
well  every  part  of  a  proposal,  which  calls  on  him  at  once  to 
sacrifice  all  the  progress  he  has  made,  and  to  embark  again  in 
a  perfectly  new  course.  And  this  caution  is  the  more  requisite 
on  the  present  occasion,  since  the  mere  distance  would  render 
it  difficult  for  me,  in  the  case  of  disappointment,  to  retrace  my 
steps.  Of  course  in  the  short  limits  of  a  letter  it  is  impossible 
for  either  of  us  to  say  much  ;  and  consequently  in  my  present 
imperfect  acquaintance  with  the  detail  of  your  offer  it  must  be 
out  of  my  power  to  come  to  any  final  arrangement  till  the 
time  when  we  meet  in  town,  I  will  in  the  mean  while  state 


261]  English  Culture  in  Vtrginia,  73 

generally  what  my  feelings  on  the  question  are  and  leave  you 
to  judge  how  far  we  are  likely  ultimately  to  coincide.  I  own 
I  have  ray  share  of  ambition ;  and  every  one  who  is  not  to  be 
numbered  in  the  class  of  fools  or  rogues  will  confess  as  much  ; 
at  the  same  time  that  ambition  is  of  a  character  which  is  far 
from  inconsistent  with  promoting  the  happiness  of  others.  I 
have  already  said  that  I  am  fondly  attached  to  the  sciences ; 
and  the  strength  of  that  attachment  is  proportional  to  each,  as 
it  appears  to  me  calculated  to  advance  the  interests  of  man- 
kind. In  the  university  of  Cambridge  I  have  often  thought 
that  this  object  is  too  much  lost  sight  of;  and  that  the  great 
body  of  talent  in  that  seat  of  knowledge  is  frequently  directed 
to  points  of  comparatively  minor  importance,  and  thus  in  a 
great  measure  thrown  away  whilst  it  might  be  employed  in  a 
manner  so  highly  beneficial  both  for  England  and  the  whole 
world.  It  was  a  strong  feeling  of  this  kind,  which,  on  the 
last  night  I  had  the  pleasure  of  meeting  you,  led  me  perhaps 
to  be  too  warm  in  the  observations  I  made;  but  I  know  not 
whether  such  warmth  was  not  justifiable.  At  any  rate  I  had 
the  pleasure  of  knowing  that  what  I  then  said  had  the  effect 
of  directing  the  thoughts  of  one  gentleman  who  was  present 
to  my  favorite  subject  of  Political  Economy ;  and  that  gen- 
tlemen (I  mean  Mr.  Drinkwater^)  one  whose  talents  I  have 
the  highest  respect  for.  Having  these  views  of  the  real 
objects  of  science,  and  actuated  by  an  ambition  which  seeks, 
as  far  as  my  poor  means  are  able,  to  add  to  the  sum  total 
of  human  happiness  not  merely  in  my  own  country  but 
generally,  I  shall  be  most  happy,  should  I  find  it  in  my 
power  finally  to  agree  to  your  offer.  The  manners,  habits, 
and  sentiments  of  the  country  will  of  course  be  congenial 
with  my  own ;   and  there  can  l)e  little  fear  of  my  finding 


*  Mr.  John  Eliot  Drinkwater-Bethune  (1801-1851),  son  of  the  historian 
of  the  Siege  of  Gibraltar,  was  afterwards  counsel  to  the  Home  Office  and 
an  Indian  official  of  high  standing.  He  ia  chiefly  remembered  in  connec> 
tion  with  his  labors  for  the  education  of  native  girls  of  the  higher  castes. 

6 


74  English  CuUure  in  Virginia.  [262 

myself  unhappy  in  the  society  I  am  likely  to  meet  with,  con- 
sidering the  favourable  specimen  I  have  already  seen.  Nor 
would  it  at  all  grieve  me  in  a  Political  point  of  view  to 
become,  if  I  may  be  allowed  that  honour,  a  Citizen  of  the 
United  States.  With  all  these  prepossessions  in  favour  of 
your  proposal,  it  remains  for  me  only  to  enquire  into  the 
particular  nature  of  the  appointment  you  have  so  kindly 
offered  me.  I  would  wait  till  you  return  to  town  for  the 
explanations  you  have  there  promised  ;  but  of  course  it  must 
be  unpleasant  to  both  of  us  to  remain  in  suspense,  and  you 
will  look  on  it  as  not  impertinent,  but  rather  as  a  proof 
how  eager  I  am  to  arrive  at  a  final  determination,  if  I  put 
the  following  queries.  1^*-  What  branch  or  branches  of  sci- 
ence you  would  wish  me  to  devote  my  services  to.  2'^'^-  What 
duties  I  should  have  to  perform;  How  far  I  should  be  at 
liberty  to  form  my  own  plan  of  promoting  that  science ;  How 
far  I  should  be  under  the  direction  of  others  and  of  whom ; 
How  far  I  should  have  the  control  of  my  own  time.  And 
if  to  this  you  could  add  an  account  of  the  existing  state  of 
the  University,  of  its  government,  the  average  number,  age, 
and  pursuits  of  the  students  &c.,  you  would  do  much  to 
enable  me  to  come  to  a  decisive  conclusion.  It  will  of  course 
be  impossible  to  reply  fully  to  these  questions ;  and  perhaps 
you  can  refer  me  to  some  person  in  town,  to  whom  I  may 
apply  for  immediate  information  ;  which  would  be  far  prefer- 
able to  the  slow  and  necessarily  confined  channel  of  the  Post 
Office.  I  trust  too  you  will  not  think  me  guilty  of  any 
indelicacy  if  I  ask  how  far  the  University  has  given  you 
authority  to  make  any  private  arrangement  and  whether  any 
agreement  between  us  will  not  require  some  form  of  ratifica- 
tion in  Virginia.  On  reference  to  the  maps  I  find  that  Char- 
lottesville is  the  Capital  of  Albemarle  county  and  that  it  is 
situated  a  considerable  distance  up  the  country.  This  of 
course  must  add  much  to  the  expense  of  my  removal  from 
this  place  to  the  University  of  Virginia  and  as  this  expense 
at  the  outset  is  a  consideration  of  some  importance  to  my 


263]  English  Culture  in  Virginia.  75 

empty  purse  I  should  be  obliged  to  you  if  you  could  fur- 
nish me  with  an  idea  of  it;  and  whether  the  University 
would  be  willing  to  diminish  the  weight  of  it.  There  are 
of  course  many  other  questions  which  on  a  little  more  reflec- 
tion would  suggest  themselves  to  me;  but  I  fear  I  have 
already  drawn  too  largely  on  your  time  and  patience.  I  will 
therefore  conclude  with  assuring  you  that 

I  am,  with  the  greatest  consideration,  your  obliged  ser- 
vant, 

Thomas  Hewett  Key. 

On  the  evening  we  met  at  Mr.  Praed's,  I  remember  to  have 
offered  you  a  letter  to  Mr.  McCulloh,*  who  lately  lectured  in 
town  on  Political  Economy.  It  did  not  then  occur  to  me  that 
Mr.  M.  is  at  this  moment  repeating  his  course  at  Liverpool, 
and  that  consequently  you  are  not  likely  to  meet  with  him  at 
Edinburgh.  I  shall,  of  course,  obey  your  wish  that  the  com- 
munications between  us  should  be  held  secret ;  and  in  consult- 
ing with  my  Father,  you  will  perceive  tliat  I  have  violated 
only  the  letter  of  your  request. 

Gilmer  answered  this  letter  on  the  26th,  as  follows : 

Edinburgh,  2Qth  July,  1824. 
Dear  Sir, 

I  have  this  morning  received  your  letter  of  the  23d.  and  am 
gratified  to  find  the  tem[>er  of  it  just  what  I  expected  from 
yoa.  I  was  aware  that  my  proposition  would  require  both 
time  and  examination  into  detail,  and  I  therefore  limited  it  to 
the  general  question  in  my  former  letter.  I  now  take  great 
pleasure  in  answering  the  enquiries  you  make,  so  far  as  the 
compass  of  a  letter  allows  me ;  I  shall  with  equal  satisfaction 
enter  into  fuller  explanations  when  I  see  you  in  London, 
which  I  hope  will  be  about  the  middle  of  August. 


>Mr.  MacCulloch  published  his  "Principles  of  Political  Economy'' 
about  a  year  a/ter  this  was  written. 


76  English  Culture  in  Virginia,  [264 

The  Professorshij)  which  I  supposed  you  would  most 
willingly  accept,  as  that  for  which  your  studies  and  predelec- 
tions  most  eminently  fitted  you,  is  the  chair  of  mathematics. 
We  should  require  in  the  professor  a  competent  knowledge  of 
this  science  to  teach  it  in  all  its  branches  to  the  full  extent  to 
which  they  have  been  explored  and  demonstrated  in  Europe — 
the  differential  calculus — its  application  to  physics,  the  prob- 
lem of  the  three  bodies,  &c.,  &g. 

As  to  piiblic  utility.  How  can  one  be  so  useful  in  Europe, 
where  the  theatre  in  every  department  of  science  is  more 
crowded  with  actors  than  with  spectators,  (if  I  may  use  the 
expression)  as  in  the  United  States,  where  the  mind  of  a  great 
and  rising  nation  is  to  be  formed  and  enlightened  in  the 
more  difficult  departments  of  learning  ?  But  to  answer  your 
interrogatories  seriatim^  I  will  first  observe  that  I  am  armed 
with  complete  and  full  powers  to  make  the  contract  final  and 
obligatory  at  once,  by  a  power  of  attorney,  which  you  shall  see. 

Duties.  Your  office  would  be  to  teach  the  mathematical 
sciences  by  lessons,  or  lectures,  whichever  way  you  thought 
best,  by  a  lecture  on  alternate  days  of  an  hour  or  hour  and  a 
half.  And  you  will  have  nearly  an  absolute  power  as  to  the 
method  of  instruction.  The  only  interference  being  by  way 
of  public  examination,  and  the  only  thing  required  will  be  to 
find  that  the  students  make  good  progress. 

Direction.  The  University  of  Virginia,  by  the  statute  of 
incorporation,  (which  I  will  show  you)  is  under  the  man- 
agement of  seven  visitors  chosen  by  the  Governor  and 
Council  of  the  State.  The  professors  can  be  removed  only 
by  the  concurring  vote  of  f  of  the  whole  number,  i.  e., 
of  5  out  of  7.  These  visitors  are  the  most  distinguished 
men,  not  of  Virginia  only,  but  of  America,  Mr.  Jeffer- 
son, Mr.  Madison,  &c. 

Time.  Your  time  would  be  entirely  at  your  own  dis- 
posal, except  that  it  would  be  expected  you  should  derive 
no  emolument  from  any  other  office,  the  duties  of  which 
were  to  be  discharged  by  yourself  personally. 


265]  English  Qulture  in  Virginia,  77 

Existing  state  of  the  University.  The  whole  is  now  com- 
plete, ready  for  the  reception  of  professors  and  of  students. 
The  houses  for  the  professors  are  most  beautiful ;  the  great 
building  for  lectures,  &c.,  is  magnificent — being  on  the  plan 
of  the  Pantheon  in  Rome. 

Laws.  The  code  of  laws  was  not  finished  when  I  left 
Virginia;  indeed,  I  believe  it  was  purposely  deferred,  that 
my  observations  and  those  of  the  several  professors  might 
assist  in  the  compilation.  You  may  he  assured  they  will 
be  most  liberal  toward  the  professors. 

Probable  number  of  students.  Mr.  Jeiferson  told  me  he 
had  inquiries  almost  every  post  from  various  parts  of  the 
United  States,  to  know  when  they  would  open  their  doors. 
He  thought  the  first  year  there  would  certainly  be  500 
pupils.  Say  that  of  these  only  200  enter  your  course,  and 
I  should  think  nearly  the  whole  would,  and  setting  them 
down  at  30  dolls,  each,  as  the  medium  price,  you  would  then 
receive  from  the  students  $6,000,  from  the  university, 
$1,500  =  to  $7,500,  or  to  £1,689  sterling.  But  if  you 
received  only  £1,200  or  £1,000,  you  would  soon  amass 
wealth  enough  to  do  as  you  pleased,  for  your  expenses 
will  not  exceed  £300  a  year  after  the  first  year.  You  pay 
no  rent  for  your  house. 

The  University  visitors  are  very  desirous  to  open  in  Feb- 
ruary next.  To  assist  you  out,  I  shall  be  quite  at  liberty 
to  pay  you  in  advance  enough  to  bear  your  expenses  to 
Charlottesville,  and  your  salary  will  do  the  business  after 
your  arrival.  The  passage  is  30  guineas  to  Richmond,  and 
it  will  not  cost  you  5  to  reach  Charlottesville,  with  all  your 
impedimenta, 

1.  Now  to  another  point.  I  wish  to  engage  a  first-rate 
scholar  to  teach  the  Latin  and  Greek  languages  profoundly — 
if  he  understand  Hebrew,  all  the  better. 

2.  A  person  capable  of  teaching  anatomy  and  physiology 
thoroughly,  with  the  history  of  the  various  theories  of  medi- 
cine, from  Hippocrates  down. 


78  English  Culture  in  Virginia.  [266 

3.  A  person  capable  of  demonstrating  the  modern  system  of 
physics,  including  astronomy. 

4.  A  person  capable  of  teaching  natural  history,  including 
botany,  zoology,  mineralogy,  chemistry,  and  geology. 

You  may  probably  be  able  to  assist  me  in  procuring 
fit  persons  for  some  of  these  departments,  and  you  would  do 
me  a  great  favor.  Could  men  of  real  learning  and  congenial 
habits  be  selected,  it  would  make  it  one  of  the  most  pleasant 
situations  that  exist. 

I  should  not  omit  to  mention  that  Charlottesville  is  80 
miles  above  Richmond,  the  metropolis  of  the  State,  on  navi- 
gable water,  and  already  connected  by  the  James  River  with 
Richmond. 

Yours  with  great  respect  and  consideration,  &c., 

F.  W.  Gilmer. 

Five  years  will  make  you  a  citizen  of  the  tl.  S.,  with 
a  compliance  with  certain  forms,  about  which  I  will  direct 
you.  Birth  will  make  your  posterity  so — I  wish  them  in 
anticipation,  as  I  wish  you  most  sincerely,  a  career  of  utility 
and  of  glory  in  our  flourishing  country.^ 

The  next  letter  we  have  is  one  of  August  1st,  from  Profes- 


^  This  letter  is  taken  from  a  first  copy  made  by  Mr.  Gilmer.  Through 
the  kindness  of  Mr.  Key's  eldest  daughter  I  was  enabled  to  compare  it  with 
the  final  letter  that  was  sent.  The  formal  variations  were  considerable ; 
but  as  the  matter  was  practically  the  same,  the  differences  are  not  noted. 
I  wrote  to  George  Long,  Esquire,  of  Lincoln's  Inn,  to  discover  whether 
his  father  had  left  any  papers  or  memoranda  that  bore  upon  the  present 
study ;  but  that  gentleman  was  unable  to  furnish  me  with  any  data.  In  his 
courtesy,  however,  he  communicated  with  Mr.  Key's  daughter,  who  was 
considerate  enough  to  make  the  copy  alluded  to,  for  which  I  desire  publicly 
to  return  my  thanks.  She  recollects  having  heard  her  father  speak  of  Gil- 
mer in  very  pleasant  terms.  It  will  interest  American  readers  to  know  that 
the  two  friends.  Key  and  Long,  whose  intimacy  began  at  Cambridge  and 
continued  through  university  life  of  fully  fifty  years,  left  families  which, 
through  intermarriage  and  friendship,  seem  likely  to  perpetuate  the  same 
pleasant  relationship. 


267]  English  Oulture  in  Virginia,  79 

sor  (afterwards  Sir  John)  Leslie  to  Gilmer,  at  the  Gibbs 
Hotel.  Mr.  Jefferson  had  thought  that  the  great  scientist, 
now  Playfair's  successor  in  the  chair  of  natural  philosophy, 
would  be  inimical  to  his  pet  institution.  I  suppose  this  was 
due  to  some  misunderstanding  that  must  have  arisen  when 
Leslie  was  in  Virginia  (1788-9)  teaching  in  the  Randolph 
family.  It  will  be  seen  later  that  Mr.  Jefferson  labored  under 
a  misapprehension. 

Queen  Street,  Sunday  Evening, 
Dear  Sir, 

I  stated  to  you  that  it  appeared  to  me  that  even  the  tempo- 
rary superintendence  of  a  person  of  name  from  Europe  might 
contribute  to  give  eclat  and  consistency  to  your  infant  univer- 
sity. On  reflecting  since  on  this  matter,  I  feel  not  averse, 
under  certain  circumstances,  to  offer  my  own  services.  I  am 
prompted  to  engage  in  such  a  scheme  partly  from  a  wish  to 
revisit  some  old  friends,  and  partly  from  an  ardent  desire  to 
promote  the  interests  of  learning  and  liberality.  I  could  con- 
sent to  leave  Edinburgh  for  half  a  year.  I  could  sail  from 
Liverpool  by  the  middle  of  April,  visit  the  colleges  in  the 
New  England  States,  New  York  and  Philadelphia,  spend 
a  month  or  six  weeks  at  Charlottesville.  I  should  then 
bestow  my  whole  thoughts  in  digesting  the  best  plans  of  edu- 
cation, &c.,  give  all  the  preliminary  lectures  in  Mathematics, 
Natural  Philosophy,  and  Chemistry,  and  besides,  go  through 
a  course  comprising  all  my  original  views  and  discoveries  in 
Meteorology,  Heat,  and  Electricity.  Having  put  the  great 
machine  in  motion,  I  should  then  take  my  leave  to  visit  other 
parts  of  the  Continent.  But  I  should  continue  to  exercise  a 
parental  care  over  the  fortunes  of  our  University,  and  urge 
forward  the  business  by  my  correspondence,  &c.  To  make 
such  a  sacrifice  as  this,  however,  I  should  expect  a  donation  of 
at  least  one  thousand  pounds,  whicli  would  include  all  my 
expenses  on  the  voyage,  &c.  If  you  should  think  well  of 
this  proposition,  you  may  consult  your  constituents.     Were  it 


80  English  Ouliure  in  Virginia,  [268 

acceded  to,  I  should  probably  in  the  autumn  visit  both  France 
and  Germany,  with  the  view  of  procuring  aid  and  instruments 
to  further  our  plans.  But  at  all  events,  I  trust  you  will 
not  ment[ion]  this  c[onfi]dential  communication  w[hich]  I 
send  you  on  the  spur  of  the  moment.  Whatever  may  be 
the  decision,  I  shall  at  all  times  be  ready  to  give  you  my 
sincere  and  impartial  advice. 

I  ever  am,  Dear  Sir, 

Most  truly  yours, 

John  Leslie. 

On  the  7th  of  August,  Gilmer  wrote  a  letter  to  his  friend, 
Chapman  Johnson,  a  well-known  lawyer  in  Richmond,  and 
one  of  the  Board  of  Visitors ;  but  for  some  reason  the  letter 
was  not  sent.  It  touches  on  several  interesting  matters,  and  is 
therefore  given  here : 

Edinbukgh,  7  August  J  1825. 
Dear  Johnson, 

I  satisfied  myself  at  the  English  Universities  that  it  was 
idle  to  seek  at  either  a  professor  in  natural  philosophy.  They 
have  no  general  lecturer  on  this  important  branch ;  but  each 
college  (where  it  is  taught  at  all)  has  its  own  professor :  none  of 
them,  I  believe,  equal  to  our  old  master,  the  bishop  [Bishop 
Madison].  This  department  T  found  far  more  successfully  cul- 
tivated in  Scotland,  and  I  looked  to  it  or  London  as  our  only 
chance.  Here  I  could  learn  of  but  one  individual  eminently 
qualified,  and  he  being  already  engaged  in  a  good  business, 
I  had  no  great  hope  of  seducing  him  from  Edinburgh. 
I  have  been  a  fortnight  making  inquiries  and  besetting  him ; 
he  is  to  give  a  final  answer  this  evening,  [He  did  not  for 
nearly  a  week]  but  I  am  impatient  to  be  off  to  London,  where 
as  from  a  central  point  I  can  carry  on  two  or  three  nego- 
tiations at  once.  If  Buchanan  (that  is  his  name)  accept  my 
offer,  I  shall  be  well  pleased.  He  is  both  practical  and 
theoretical.     He   has  written  some    learned    articles   in   the 


269]  English  Culture  in  Virginia.  81 

supplement  to  the  Encyclopedia  Britannica,  and  is  a  matter- 
of-fact  man,  and  equally  qualified  both  for  natural  philos- 
ophy, properly  [speaking],  and  for  chemistry.  And  I  now 
know  by  the  fullest  inquiry  that  what  I  told  you  is  true — 
chemistry  must  be  attached  to  natural  philosophy,  and 
astronomy  to  mathematics.  You  will  hardly  in  all  Europe 
find  a  good  naturalist  deep  in  chemistry,  while  every  nat- 
ural philosopher  is  pretty  well  acquainted  with  chemistry  ; 
and  few  natural  philosophers  are  deep  in  astronomy,  while 
almost  every  mathematician  is.  So  whether  Buchanan  and 
I  agree  or  not,  I  have  nearly  given  up  the  hope  of  uniting 
natural  history  and  chemistry.  [He  then  alludes  to  Leslie 
and  Mr.  Jefferson's  fear  that  he  would  be  hostile — accident 
had  thrown  them  together,  and  they  had  become  friends — 
Leslie  having  done  more  for  him  than  anyone  except  Dr. 
Parr.  He  then  cites  Leslie's  offer,  and  adds — ]  It  seems  to 
me,  that  as  Leslie's  name  would  give  us  immense  renown,  we 
should  do  a  good  deal  to  procure  it.  We  might  agree  to  give 
him  so  much  and  take  the  fees  to  ourselves,  so  as  to  get  him 
there  probably  for  less  money  than  we  will  give  another.  The 
trustees  should  think  of  this,  and  if  you  come  to  any  conclu- 
sion as  to  his  offer,  or  as  to  getting  him  with  us  permanently, 
Mr.  Jefferson  may  write  to  him,  as  if  in  a  highly  confidential 
manner.  I  know  his  letter  will,  at  any  rate,  be  well  received, 
which  Mr.  J.  does  not  believe.^ 

I  think  it  a  great  pity  your  agent  is  so  fettered  by  instruc- 
tions. Your  short  vacation  (6  weeks)  has  done  immense  mis- 
chief, and  it  cannot  last  a  year.  Think  of  200  l)oys  festering 
in  one  of  those  little  rooms  in  August  or  July  :  the  very  idea 
is  suffocating.  You  should  have  begun  with  three  months, 
and  gradually  shortened  it  to  two.  If  Buchanan  and  I  disa- 
gree, it  will  be  on  this  point  only. 


'  Whether  Leslie's  offer  was  considered,  or  whether  he  withdrew  it,  I  do 
not  know.  Gilmer's  subsequent  success  would  hayc  ended  the  negotiation 
al  any  rate,  had  it  been  started ;  but  the  fact  that  Leslie  made  such  an  offer 
if  surprising. 


82  English  Culture  in  Virginia,  [270 

It  is  time  I  should  say  something  of  the  honor  you  designed 
me.  Long  as  I  have  delayed  it,  I  yet  want  the  materials  for 
a  final  judgment,  but  think  it  proper  to  say  that  considering 
the  immense  labors  thrown  on  me,  the  very  short  vacation  and 
my  prospects  at  the  bar,  a  salary  of  $2,000  is  the  least  I  could 
accept.  With  that  beginning  in  October  to  enable  me  to  pre- 
pare my  course  in  the  winter,  I  believe  I  should  accept  it. 
But  not  knowing  that  you  will  grant  it  on  these  terms,  I  think 
it  best  to  give  you  notice,  that  you  may  look  elsewhere  in 
time.  If  you  would  make  me  President  or  something,  with 
the  privilege  of  residing  anywhere  within  3  miles  of  the  Ro- 
tunda, it  would  be  a  great  inducement.  But  to  put  me  down 
in  one  of  those  pavilions  is  to  serve  me  as  an  apothecary 
would  a  lizard  or  beetle  in  a  phial  of  whiskey,  set  in  a  window 
and  corked  tight.  I  could  not  for  $1,500  endure  this,  even  if 
I  had  no  labor. 

I  have  one  of  the  finest  men  I  saw  at  Cambridge  in  my  eye 
for  mathematics.  I  find  him  well  disposed  to  us.  We  are  to 
go  into  details  when  I  return  to  London. 

We  shall  find  that  the  difficulties  of  combination  here 
alluded  to  were  finally  overcome,  at  least  in  the  main.  Of  the 
correspondence  between  Gilmer  and  George  Buchanan,  only 
two  short  notes  from  the  latter  have  been  preserved,  one  of 
August  12th,  the  other  of  prior  but  uncertain  date.  From 
the  second  we  learn  that  Buchanan  wished  a  long  vacation, 
that  he  might  revisit  Great  Britain  at  least  every  other  year; 
from  that  of  August  12th  we  learn  that  he  called  upon  Gil- 
mer in  Glasgow,  but  found  him  gone  on  an  excursion.*  In 
this  note  the  situation  of  professor  of  natural  philosophy  was 
politely  declined.  Buchanan  (1790?-1852),  we  cannot  doubt, 
had  been  recommended  by  Leslie,  whose  favorite  pupil  he 
was.  He  had  already,  at  the  time  Gilmer's  offer  was  made, 
won  a  considerable  local  reputation  as  a  civil  engineer,  and 
had  also  delivered  lectures  (1822)  in  Edinburgh  on  mechanical 
philosophy.     His   scientific   reports   on  various   government 


271]  English  Oidture  in  Virginia,  83 

enterprises  and  his  success  as  an  engineer,  gave  him  sub- 
sequently a  wide  reputation — which  was  increased,  among 
special  students,  by  several  well  executed  scientific  treatises. 

I  must  now  go  backwards,  to  give  a  letter  written  to  Peachy 
Gilmer  on  the  31st  of  July,  which,  though  mainly  personal, 
seems  worthy  of  presentation  : 

Edinburgh,  31«^  July,  1824. 
My  dear  Brothery 

I  have  now  been  five  days  in  the  Metropolis  of  Scotland, 
one  of  the  most  beautiful  cities  of  Europe,  both  in  its  natural 

scenery  and  admirable  buildings, As  I  entered  the 

town,  and  often  since,  I  have  had  strange  and  melancholy 
reveries ;  here  fifty  years  ago,  our  father  was  at  College,  sport- 
ing with  more  than  the  usual  gaiety  of  youth,  here  thirty-four 
years  ago,  our  poor  brother  Walker  caught  his  death  like  my 
ever  beloved  Harmer,  by  an  assiduity,  which  there  was  no 
kind  friend  to  temper — both  their  lives  might  have  been  saved, 
had  those  about  them  in  their  studies,  possessed  a  spark  of 
feeling  or  judgment — two  lines  in  the  poem  which  took  the 
prize  at  Cambridge  (which  I  heard  recited)  were  equally 
applicable  to  H. 

"  In  learning's  pure  embrace  he  sank  to  rest 
Like  a  tired  child,  upon  its  mother's  breast."  ^ 

But  these  reflections  draw  tears  to  my  eyes  for  the  millionth 
time,  and  each  I  resolve  shall  be  the  last,  for  they  are  vain. — 


» Winthrop  Mackworth  Praed  (1802-1839)  of  Trinity  gained  the  Chan- 
cellor's medal  in  1823  by  his  "Australasia,"  and  in  1824  by  his  "Athens." 
In  the  latter  poem  the  lines  quoted  occur.  They  commemorate  the  death 
of  John  Tweddel,  a  brilliant  young  Cantab,  who  died  at  Athens  in  1799. 
It  is  sad  to  think  that  an  early  death  cut  off  both  the  poet  and  his  first 
American  admirer  from  brilliant  careers  both  in  literature  and  in  politics; 
and  it  is  interesting  to  reflect  that  this  is  the  first  quotation  from  Praed  that 
found  its  way  to  America — the  country  wliich  had  the  honor  of  putting 
forth  the  first  collection  of  his  poems. 


84  English  OuUure  in  Virginia,  [272 

they  no  more  than  "  honor's  voice ''  can  "  provoke  the  silent 
dust,"  or  than  "  flattery  soothe  the  dull,  cold  ear  of  death  " 
— when  a  few  more  heart  strings  are  cut,  I  shall  seem,  to  belong 
rather  to  the  next  world  than  to  this,  and  without  the  saint  like 
purity  of  either  of  our  brothers  I  shall  be  glad  to  lay  my  head 
beside  theirs — I  write  all  this  in  no  bitterness  of  heart  nor  in 
any  desponding  mood,  the  place,  the  occasion  and  addressing 
you  from  Edinburgh  all  conspire  to  elicit  fruitless  sighs. 

My  visit  has  so  far  been  very  pleasant,  I  told  you  what  a 
delightful  time  I  had  at  Cambridge.  I  have  since  spent  two 
days  with  the  celebrated  Dr.  Parr,  the  greatest  scholar,  now 
in  existence.  He  is  old,  decrepid,  and  with  the  manners  of  a 
pedagogue,  but  withal,  exceedingly  agreeable.  He  is  a  decided 
and  warm  champion  of  our  country,  took  great  interest  in  my 
mission,  and  has  already  been  of  service  in  furnishing  me  a 
catalogue  of  books.  He  spoke  right  out  and  said  several  very 
flattering  things  to  me,  which  it  is  not  worth  while  to  repeat 
even  to  you.  He  went  with  me  to  Guy's  Cliff  (one  of  the 
most  romantic  establishments  in  G.  B.)  and  to  Kenil worth, 
where  we  dined  with  a  friend  of  his. 

The  people  of  Edinburgh  are  very  hospitable  and  kind, 
but  less  like  ourselves,  than  the  Cambridge  lads.  Here  every 
man  seems  engaged  in  letters  or  science.  I  breakfasted  with 
the  famous  professor  Leslie,  and  he  was  surrounded  by  his 
meteorological  machines. 

Mr.  Jefferson  imagined  he  would  be  hostile  to  us.  I  have 
turned  him  to  good  account,  by  having  heard  something  (it 

was  very  little)  of  his  discoveries Jeffrey  is  out  of 

town,  but  I  shall  see  him.  Mr.  Murray  a  distinguished  advo- 
cate, connected  with  the  great  Lord  Mansfield,  has  shown  me 
many  civilities  and  I  this  morning  received  a  written  invita- 
tion to  visit  Lord  Forbes,^  which  I  shall  not  have  time  to  do. 


*Lord  Forbes  (1765-1843)— the  seventeenth  of  the  title  and  Premier 
Baron  of  Scotland — had  been  somewhat  distinguished  as  a  soldier  in  his  early 
life.     See  a  notice  of  him  in  the  Gentleman's  Magazine  for  1843  (Part  I). 


273]  English  Culture  in  Virginia.  86 

He  dined  with  us  at  Murray's  yesterday,  and  is  genteel  and 
well  disposed  towards  our  country.  I  go  from  this  place  to 
London,  and  shall  endeavour  as  soon  as  I  can  to  draw  matters 
to  a  close  &  return.  I  shall  be  able  to  turn  the  acquaintances 
I  have  made  here  to  good  account  to  our  country.  Even  to 
procure  a  good  library  and  apparatus  is  a  great  matter,  for  we 
then  have  at  least  the  materials  for  working  which  we  now 
want.  They  seem  astonished  to  find  I  have  been  in  G.  B. 
only  6  or  7  weeks,  and  speak  English  quite  as  well  as  they, 
to  say  the  least.  I  believe  many  of  them  on  both  sides  the 
Tweed  would  give  a  good  deal  for  my  accent  and  articulation, 
which,  I  assure  you,  are  nothing  improved  by  this  raw  climate, 
which  makes  every  one  hoarse ;  they  are  generally  less  easy 
and  fluent  in  conversation  than  we 

Gilmer  did  see  Jeffrey — for  we  have  a  note  from  the  latter 
making  proposals  for  a  trip  to  Inverary  and  telling  Gilmer 
to  meet  him  in  Glasgow.  Putting  this  fact  with  the  state- 
ment made  in  Buchanan's  note,  we  are  warranted  in  believing 
that  the  pleasant  excursion  was  made.  Besides  we  have  a 
statement  in  one  of  the  numerous  letters  before  us  that  Mrs. 
Jeffrey  wrote  to  her  father  in  New  York  that  Gilmer  was 
the  most  popular  and  attractive  American  that  had  ever  been 
seen  in  Edinburgh.  I  mentioned  many  pages  back  that 
Jeffrey  was  one  of  Ogilvie's  auditors  in  New  York;  he  was 
there  in  pursuit  of  this  very  Mrs.  Jeffrey — then  a  Miss 
Wilkes — related,  as  De  Quinoey  somewhere  shows,  to  the 
celebrated  Wilkes. 

Although  Gilmer  does  not  seem  to  have  visited  Lord 
Forbes  that  gentleman  was  kind  enough  to  send  him  three 
letters  of  introduction  to  literary  friends  in  Dublin — whither 
Gilmer  proposed  to  go  if  he  did  not  succeed  in  Great  Britain. 
His  lordship's  hand  is  not  the  best  and  I  shall  not  risk  pro> 
Douncing  who  his  distinguished  friends  were. 

Among  the  many  invitations  received  by  Gilmer  while  in 
Edinburgh  was  one  from  a  Mr.  Horner  whom  I  take  to  hafe 


86  English  Culture  in  Virginia.  [274 

been  Leonard  Horner  the  brother  and  biographer  of  Francis 
Horner — the  political  economist  and  joint  founder  of  the 
Edinburgh  Review.  If  one  only  knew  a  few  more  facts 
quite  a  pretty  picture  might  be  drawn  of  a  pleasant  evening  * 
spent  by  this  clever  young  stranger  in  the  presence  of  one 
of  the  beauties  of  Great  Britain.  But  I  do  not  know  whether 
Gilmer  accepted  the  invitation  or  whether  Leonard  Horner 
gave  it  or  whether  Mr.  Horner  was  then  married.  All  that  I 
do  know  is  that  whenever  he  got  Miss  Lloyd  ^  to  marry  him, 
he  got  a  beautiful  woman. 

I  now  give  the  next  letter  written  to  Mr.  Jefferson,  in 
which  the  professorship  of  law  is  finally  declined. 

Edinburgh,  Aug.  ISth,  1884. 
Dear  Sir. 

It  is  now  more  than  a  fortnight  since  I  arrived  at  the 
Ancient  Capitol  of  Scotland.  The  first  four  or  five  days  were 
spent  in  making  inquiries  for  persons  fit  for  any  of  our  pur- 
poses, but  especially  for  anatomy,  natural  history,  and  natural 
Philosophy ;  for  I  had  well  satisfied  myself  in  England  that 
we  could  not  except  by  chance,  procure  either  of  the  latter  there. 
In  all  Scotland,  from  all  the  men  of  letters  or  science  at 
Edinburgh,  I  could  hear  of  but  two,  fit  for  any  department,  at 
all  likely  to  accept  our  proposals.  These  were  Mr.  Buchanan 
for  natural  philosophy,  &  Dr.  Craigie^  for  anatomy  &c.     I 

^See  Mrs.  Gordon's  "Christopher  North,"  page  25.  Leonard  Horner 
(1785-1864)  was  a  F.  K.  S.  and  a  geologist  of  some  note.  He  was  promi- 
nent in  promoting  the  scheme  for  a  university  in  London,  and  in  1827  was 
made  Warden  of  the  new  institution. 

2  David  Craigie,  M.  D.  (1793-1866)  was  a  graduate  of  the  University  of 
Edinburgh  and  (1832)  fellow  of  the  Edinburgh  College  of  Physicians.  He 
had  not  a  large  practice,  nor  was  he  famous  as  a  teacher,  but  his  "Elements 
of  General  and  Pathological  Anatomy"  (1828)  is  said  to  have  shown  great 
reading  and  to  be  still  valuable.  He  was  owner  and  editor  of  the  Edin- 
burgh Medical  and  Surgical  Journal.  His  health  was  continuously  failing 
for  many  years. 


275]  English  Culture  in  Virginia.  87 

made  to  them  both,  and  every  where  that  I  went,  the  most 
favourable  representations  I  could  with  truth,  of  our  Uni- 
versity. They  required  time  to  consider  of  our  offer. — and 
to  day  I  have  received  the  answers  of  both.  They  decline  to 
accept  it.  You  would  be  less  astonished  at  this,  if  you  knew 
what  a  change  had  taken  place  since  you  were  in  Europe. 
The  professorships  have  become  lucrative,  beyond  everything. 
Even  the  Greek  professor  at  Glasgow,  Leslie  tells  me,  receives 
1500  guineas  a  year.  Some  of  the  lecturers  here,  receive 
above  £4000  sterling.  Besides  this  we  have  united  branches 
which  seem   never  to  be  combined  in  the  same  person   in 

Europe I    have  moreover  well    satisfied   myself, 

that  taking  all  the  departments  of  natural  history,  we  shall 
at  Philadelphia,  New  York  <fec  procure  persons  more  fit  for 
our  purpose  than  any  where  in  G.  B.  The  same  may  be  said 
of  Anatomy  &c.  I  shall  however  set  out  for  Loudon  to  mor- 
row, and  try  what  can  be  done  there  by  corresponding  with 
the  places  I  have  visited.  A  mathematician  and  professor 
of  ancient  Languages  we  should,  if  possible,  find  in  Europe, 
for  they  I  am  sure  will  be  better  than  our  own.  Even  here 
the  difficulty  is  greater  than  you  can  conceive.  Proficiency 
in  Latin  &  Greek  are  still  the  sure  passports  to  preferment 
both  in  Church  &  State ;  nor  is  the  supply  of  men  of  the  first 
eminence,  or  such  as  we  must  have,  at  all  in  proportion  to  the 
demand.  When  I  came  I  thought  it  the  easiest  place  to  fill ; 
I  assure  you  it  is  far  the  most  difficult.  This  Dr.  Parr  told 
me,  but  I  thought  he  exaggerated  the  obstacles.  I  now 
believe  he  has  not.  You  apprehended  Leslie  would  be  at 
best  indifferent  to  us.  He  has  however  taken  more  interest 
in  our  success,  than  any  one  I  have  seen  and  been  of  more 
service  to  me.     [Here  he  mentions  Leslie's  offer.] 

•         .         •         .         .         •         •••         .         . 

I  think  it  well  to  mention  this,  for  the  visitors  may  make 
something  of  it,  and  I  Ijelieve  if  you  were  once  to  get  him 
there,  it  would  not  be  difficult  to  keep  him. 

It  is  time  I  should  say  something  of  the  honor  the  visitors 


88  English  Culture  in  Virginia.  [276 

have  done  me,  though  I  have  no  more  materials  for  deciding 
now,  than  when  I  left  you.  I  make  my  decision,  only  to  pre- 
vent delay  in  your  looking  elsewhere.  I  find  it  so  doubtful, 
whether  we  can  procure  such  persons  as  I  should  choose  to  be 
associated  with ;  and  thinking  myself  bound  to  make  my 
election  as  early  as  possible,  that  I  must  say  as  the  case  now 
stands,  T  cannot  accept  the  honor  which  has  been  conferred 
upon  me,  in  a  manner  the  most  flattering,  accompanied  by  a 
great  mark  of  confidence  in  appointing  me  this  most  im- 
portant mission.  I  shall  discharge  my  undertaking  to  you 
and  my  duty  to  my  country,  perilous  as  it  is,  to  satisfy  my 
own  conscience.  I  will,  if  it  be  possible  in  Europe,  procure 
fit  men ;  but  I  will  rather  return  home,  mortifying  as  it 
would  be,  without  a  single  professor,  than  with  mere  impost- 
ors. As  at  present  advised,  I  cannot  say  positively,  that 
I  may  not  be  condemned  to  the  humiliation  of  going  back 
with  Dr.  Blaetterman  only.  All  this  is  very  discouraging  to 
you,  but  I  present  to  you  the  exact  case,  without  any 
diplomacy  to  recommend  myself  or  deceive  you  and  my  em- 
ployers. Should  they  find  fault  with  the  address  of  their 
agent,  they  shall  at  least  never  condemn  his  honesty,  or  doubt 
his  fidelity.  My  address  (such  as  I  possess)  I  shall  reserve 
for  my  negotiations  here. 

This  condition  of  affairs,  requires  all  and  much  more  than 
my  fortitude — it  mars  all  the  pleasures  of  visiting  Great  Bri- 
tain, tho'  in  my  letters  generally  I  preserve  the  appearance 
of  good  spirits  and  success,  because  I  always  look  to  the 
Legislature — I  shall  be  happy  if  we  can  succeed  and  miser- 
able to  return  without  fulfilling  all  that  you  desired. 

P.  S.  I  assure  you,  Leslie  will  receive  any  communication 
from  you  as  an  honor,  he  is  by  no  means  hostile  to  Virginia. 
He  speaks  often  of  Col.  R[andolph]  with  the  utmost  interest. 

Having  thus  spent  three  pleasant  weeks  in  Edinburgh, 
where  he  received  attention  from  the  distinguished  men 
already  named,  as  well  as  from  Professor  Jameson,  the  great 


277]  English  Culture  in  Virginia,  89 

geologist,  Gilmer  seems  to  have  gone  straight  to  London, 
where  we  find  him  on  the  21st  of  August  beginning  a  cor- 
respondence destined  to  be  of  great  service  to  the  University, 
Mr.  Key,  with  whom  Gilmer  seems  to  have  been  staying,  had 
recommended  as  classical  professor  a  young  college  mate 
of  his  own — Mr.  George  Long.  This  gentleman  was  a  year 
younger  than  Key,  having  been  born  in  1800.  He  was  a  fel- 
low of  Trinity,  and  already  favorably  known.  I  present 
a  synopsis  of  Gilmer's  letter  to  him  as  a  specimen  of  the 
offer  which  the  agent  was  authorized  to  make.  He  states 
that  his  powers  are  absolute,  and  that  any  engagement  made 
with  him  would  be  binding  without  further  ratification. 
Long  is  to  have  (1)  a  commodious  house,  garden,  &c.,  en- 
tirely to  himself,  free  of  rent,  (2)  a  salary  of  $1,500  and 
"  tuition  fees  of  from  $50  to  $25  from  each  pupil,  accord- 
ing to  the  number  of  professors  he  attends."  He  can  be 
removed  only  by  the  concurrent  votes  of  five  out  of  seven 
of  the  board  of  visitors.  He  is  to  be  allowed  to  return  to 
Cambridge  in  July,  1825,  a  concession  necessary  to  his 
holding  his  fellowship.  He  is  not  to  teach  a  grammar 
school,  but  advanced  classes — Hebrew  being  included  in  his 
professorship,  but  with  little  chance  of  being  required.  The 
professors  must  be  ready  to  sail  by  November.  The  letter 
oonclndes  by  explaining  the  site  of  the  University,  and  is,  as 
a  whole,  courteous  and  businesslike.^  On  the  same  day  an 
almost  exact  counterpart  of  this  letter  was  sent  to  the  Rev. 
Henry  Drury,  assistant  master  of  Harrow,  who  had  been 
recommended  by  Dr.  Parr,  himself  long  connected  with  Har- 
row, as  a  fit  person  to  advise  in  the  matter  of  the  classical 
professorship. 

On  the  24th  of  August,  Gilmer  wrote  to  Leslie  an  important 
letter  of  which  I  give  the  substance.  Professor  Jameson  had 
advised  that  the  object  of  the  mission  should  be  published  in 
the  leading  newspapers.     Gilmer  thought  that  might  do  in 

*  It  is  given  in  Dr.  Adanw'  monograph  on  Thomas  Jefierson,  page  114. 

7 


90  Ernglish  Culture  in  Virginia.  [278 

Scotland,  but,  remembering  Brougham's  admonitions,  did  not 
feel  certain  that  it  would  work  well  in  England,  and  so  he 
felt  compelled  to  decline  Professor  Jameson's  offer  to  write  up 
the  matter.  Jameson  had  also  recommended  Dr.  Knox  of 
Edinburgh  for  the  anatomical  chair ;  and  as  Gilmer  did  not 
know  the  latter's  address,  he  requests  Jameson  to  sound  him 
on  the  subject.  Leslie  seems  to  have  seconded  Brougham's 
recommendation  of  Ivory,  but  Gilmer  has  not  been  able  to 
find  him  and  thinks  he  will  secure  Key's  services  instead. 
The  letter  closes  by  making  a  suggestion  to  Leslie  about  a 
physical  experiment  the  latter  had  shown  him  in  Edinburgh. 
On  the  same  day  this  letter  was  written,  Mr.  Long  in 
Liverpool  was  writing  a  reply  to  Gilmer's  offer  of  the  21st 
instant.     His  manly  letter  is  given  at  length  : — 

Liverpool,  August  24. 

The  subject  of  your  letter  renders  an  apology  for  writing 
to  me  quite  unnecessary  ;  I  am  pleased  with  the  plain  &  open 
manner  in  which  you  express  yourself  and  encouraged  by  this 
I  shall  freely  state  to  you  all  my  thoughts  on  the  subject,  and 
make  such  enquiries  as  the  case  seems  to  me  to  admit.  The 
nature  of  the  powers  with  which  you  are  vested  gives  me  full 
confidence  in  your  proposals,  and  from  Mr.  Key's  letter  I  am 
led  to  expect  that  all  information  you  give  me  will  bear  the 
same  marks  as  the  communication  I  have  already  received. 
The  peculiar  circumstances  of  my  situation  induce  me  to  throw 
off  all  reserve,  and  to  trouble  you  with  more  words  than 
otherwise  would  be  necessary.  About  two  years  since  I  lost 
my  remaining  parent,  a  mother  whose  care  and  attention 
amply  compensated  for  the  loss  of  a  father  &  no  inconsider- 
able property  in  the  West  India  Islands.  By  this  unfortunate 
occurrence  I  have  the  guardianship  of  a  younger  brother,  and 
two  younger  sisters  thrown  upon  me — with  numerous  diffi- 
culties, which  it  is  useless  to  mention  because  no  body  but  my- 
self can  properly  judge  of  them, — and  with  an  income  for  their 


279]  English  Culture  in  Virginia,  91 

support  which  is  rapidly  diminishing  in  value.  I  have  for 
some  time  past  been  directing  my  attention  to  the  study  of  the 
law  with  the  hopes  of  improving  my  fortune,  and  the  ambition, 
which  I  hope  is  a  laudable  one,  of  rising  in  my  profession. 
In  truth  the  latter  is  almost  my  only  motive  for  entering  into 
the  profession,  as  I  am  well  acquainted  with  the  insupportable 
tedium  &  vexation  of  the  practical  part.  But  the  obstacles  in 
my  way,  tho  I  should  consider  them  trifling  if  I  were  solely 
concerned  for  myself,  become  formidable  when  I  reflect  on  the 
situation  of  my  family.  I  wish  then  to  know  if  that  part  of 
America  would  afford  an  asylum  for  a  family  that  has  been 
accustomed  to  live  in  a  respectable  manner,  and  an  opportunity 
for  laying  out  a  little  property  to  advantage. 

From  your  account  of  that  part  of  Virginia,  and  from  what 
I  have  learned  from  books  and  other  sources  of  information, 
I  conclude  that  new  comers  are  not  liable  to  be  carried  off  by 
any  dangerous  epidemic  disorder. 

The  salary  attached  to  the  professorship  seems  adequate  .... 
but  I  wish  to  know  what  proportion  it  bears  to  the  expense  of 
living — many  of  the  common  articles  of  food  I  can  imagine 
to  be  as  cheap  as  in  England — but  other  articles  such  as 
wearing  apparel,  furniture  &  I  should  conceive  to  be  dearer 
than  they  are  here.  Your  information  on  this  subject  will 
supply  the  defects  in  mine. 

Is  the  University  placed  on  such  a  footing  as  to  ensure  a 
permanent  and  durable  existence,  or  is  the  sclieme  so  far  an 
exj)eriment  that  there  is  a  possibility  of  its  failing? 

Is  there  any  probability  of  the  first  Professor  being  enabled 
to  double  the  1500  dollars,  when  the  University  is  fairly  set  at 
work,  by  his  tuition  fees?  You  will  perhaps  be  surprise*!  at 
this  question ;  I  am  not  at  all  mercenary  or  addicted  to  the 
love  of  money — I  have  reasons  for  asking  which  I  could 
better  explain  in  a  personal  interview. 

Is  there  in  the  county  of  Albemarle,  or  town  of  Charlottes- 
ville, tolerably  agreeable  society,  such  as  would  in  some  degree 
oom{)ensate  for  almost  the  only  comfort  an  Englishman  would 
hesitate  [to]  leave  behind  him  ? 


92  Efiiglish  OuUure  in  Virginia,  [280 

What  vacations  would  the  Professor  have — and  at  what 
seasons  of  the  year — of  what  nature,  with  respect  to  the  time 
to  be  left  for  literary  pursuits,  and  the  studies  connected  with 
his  profession,  by  which  as  much  might  be  effected  as  by  the 
employment  more  immediately  attached  to  the  situation  ? 

With  respect  to  my  coming  to  England  in  1825,  that  would 
be  absolutely  necessary.  Unless  I  take  the  degree  of  Master 
of  Arts  next  July,  I  forfeit  my  Fellowship  which  is  at  present 
the  only  means  of  subsistence  I  have,  except  the  occupation  in 
which  I  am  at  present  engaged  of  taking  private  pupils. 
Should  the  expectation  that  I  am  induced  to  form  be  realized, 
my  Fellowship  of  course  would  be  a  small  consideration :  but 
as  I  just  observed  the  settlement  of  my  affairs  here  would 
render  my  presence  necessary  in  1825. 

The  Professors,  you  tell  me,  can  only  be  removed  by  the 
concurring  voice  of  5  out  of  the  7  directors :  I  presume  that 
inability  to  perform  the  duties  of  the  office,  or  misconduct 
would  be  the  only  points  on  which  such  a  removal  would  be 
attempted. 

I  have  no  attachment  to  England  as  a  country :  it  is  a 
delightful  place  for  a  man  of  rank  and  property  to  live  in, 
but  I  was  not  born  in  that  enviable  station  .  ,  .  '  If  com- 
fortably settled  therefore  in  America  I  should  never  wish  to 
leave  it. 

I  wish  to  know  what  may  be  the  expenses  of  the  voyage  & 
if  they  are  to  be  defrayed  by  the  persons  engaged — also  what 
kind  of  an  outfit  would  be  necessary,  I  mean  merely  for  a 
person's  own  convenience. 

Mr.  Key  knows  nothing  of  me  but  from  college  acquain- 
tance :  he  therefore  could  not  know  that  he  was  directing  you 
to  a  person  who  would  raise  so  many  difficulties,  and  make  so 
many  enquiries  some  of  which  you  may  judge  impertinent. 
For  the  last  6  years  I  have  struggled  with  pecuniary  diffi- 
culties, &  I  am  not  yet  quite  free  from  them :  I  have  thus 
learned  at  an  early  age  to  calculate  expenses,  <fe  consider 
probabilities :  when  I  know  the  whole  of  a  case,  I  can  come 
to  a  determination  &  abide  by  it. 


281]  English  Ouiture  in  Virginia,  93 

If  you  will  favor  me  with  an  answer  as  soon  as  you  find  it 
convenient,  I  shall  consider  it  a  great  favor — I  must  again 
apologize  for  the  freedom  with  which  I  have  expressed  myself: 
when  I  have  received  your  letter,  I  will  inform  you  of  my 
determination. 

I  will  thank  you  to  inform  Mr.  Key  that  he  will  receive  a 
letter  from  me  by  the  next  post  after  that  which  brings  yours. 

I  remain  with  the  greatest  respect 

Yours        G.  Long. 

Please  to  direct  "  George  Long,  No.  1  King  St.,  Soho, 
Liverpool. 

In  the  meantime  Gilmer,  on  the  advice  of  Dr.  Parr,  had 
written  on  the  subject  of  the  classical  professorship  to  Samuel 
Butler  (1774-1839),  the  well-known  head  master  of  Shrews- 
bury school.  Dr.  Butler  was  one  of  the  leading  English  edu- 
cators, and  a  great  friend  of  Dr.  Parr's,  whose  funeral  sermon 
he  preached.  After  a  brilliant  career  at  Cambridge,  where  he 
was  elected  Craven  scholar  over  Coleridge,  he  had  taken 
charge  of  the  Shrewsbury  school  in  1798,  and  made  it  one  of 
the  best  in  the  country.  He  was  a  noted  classical  scholar,  and 
was  at  this  very  time  finishing  his  edition  of  Aeschylus.  He 
was  subsequently  made  Bishop  of  Lichfield  and  Coventry. 

Dr.  Butler  answered  Gilmer  on  the  26th  of  August,  and 
recommended  in  high  terms  a  clergyman  whose  name  he  did 
not  give.  He  also  assured  Gilmer  that  he  would  be  glad  to 
show  him  the  school*  and  give  him  further  information,  adding 
that  although  he  could  not  offer  him  a  bed,  he  should  be 
happy  to  see  him  at  breakfast,  dinner,  and  supper. 


*  A  gUnoe  through  the  Kev.  J.  Pycrofi't  "  Oxford  Memories  "  will  show 
how  high  the  Shrewsbury  boys  stood  in  the  daauos.  In  athletics  they  were 
backward ;  for  it  was  to  them  that  Eton  sent  the  famous  message  when 
challenged  for  a  cricket  (or  football)  match:  "Harrow  we  know,  and 
Winchester  we  know,  but  who  are  ye?" 


94  English  OuUure  in  Virginia,  [282 

On  the  next  day  (the  27th)  Gilmer  wrote  two  letters,  one  to 
Mr.  Long,  the  other  to  Mr.  Jefferson.  That  to  Long 
answered  his  queries  seriatim^  and,  as  its  writer  observed,  dealt 
with  him  not  as  a  merchant,  but  rather  as  a  scholar.  He  was 
to  teach  Latin,  Greek,  Hebrew,  Rhetoric,  and  Belles-Lettres ; 
but  little  stress  was  to  be  laid  on  the  three  last. 

The  letter  to  Jefferson  runs  as  follows  : 

London,  21th  Aug.,  1824. 
Dear  Sir, 

My  last  letter  from  Edinburgh  gave  so  gloomy  an  account 
of  our  prospects,  that  I  hasten  to  relieve  the  picture.  When 
I  saw  needy  young  men  living  miserably  up  10  or  12  stories 
in  the  wretched  climate  of  Edinburgh,  reluctant  to  join  us,  I 
did  not  know  where  we  could  expect  to  raise  recruits.  While 
at  Cambridge  I  became  acquainted  in  Trinity  College  with  an 
intelligent  and  fine  young  man,  distinguished  even  at  Cam- 
bridge for  his  mathamatical  genius  and  attainments,  and  M. 
A.  of  that  University.  He  is  the  son  of  an  eminent  phy- 
sician of  London,  and  I  hardly  hoped  we  should  induce  him 
to  go  with  us.  I  have,  however,  done  so,  and  am  delighted 
to  find  him  a  great  enthusiast  for  the  United  States,  and 
exactly  fitted  to  our  purposes  in  every  respect.  Securing  him 
is  a  great  matter,  for  he  has  a  high  character  with  the  young 
men  who  were  with  him  at  Cambridge,  and  he  will  assist  in 
procuring  others.  Already  he  has  suggested  the  most  fit 
person  for  the  classics,  and  I  am  enquiring  of  others  about 
him.  The  departments  of  anatomy,  natural  history  and  nat- 
ural philosophy  will  then  only  remain.  I  have  had  more 
persons  recommended  for  anatomy  than  for  any  other  place, 
but  immediately  they  find  they  will  not  be  allowed  to  practice 
medicine,  &c.,  abroad,  they  decline  proceeding  further.  That 
I  fear  will  prove  an  insurmountable  obstacle  to  us  in  this 
department.  In  the  other  two,  I  shall  have  great  diffi- 
culties, and  far  from  being  harassed  by  applications,  I 
cannot  hear  of  any  one  at  all  likely  to  answer  our  purpose. 


283]  English  Culture  in  Virginia,  95 

With  a  good  classic,  an  able  master  of  experimental  science, 
and  Key  for  our  mathematician,  we  shall  be  strong  whatever 
the  rest  may  be. 

The  books  and  apparatus  now  occupy  me  very  much — at 
the  same  time,  I  am  corresponding  with  all  parts  of  the 
kingdom,  about  professors.  On  returning  to  London,  I  re- 
ceived two  letters  from  my  venerable  friend  Dr.  Parr,  and 
another  from  his  grand-son  (who  will  be  his  executor)  propos- 
ing to  sell  us  the  Doctor's  Library  entire  at  his  death.  It  is 
a  rich  and  rare  and  most  valuable  collection  of  the  classics. 
But  I  wrote  to  them  that  the  amount  would  be  greater 
than  I  could  apply  to  this  single  department.  I  promised 
however   to   suggest    it  to  the  Visitors,  and  if  they  please 

they  can  enter  into  correspondence  on  the  subject 

It  would  give  some  eclat  perhaps  to  our  Institution  to  have 
the  Doctor's  Library.  I  am  not  without  hope  of  opening 
the  campaign  in  February  with  some  splendors.  I  know  the 
importance  of  complete  success  with  the  next  legislature 
and  shall  consider  that  in  every  thing  I  do. 

I  have  been  seeking  Ivor}'^  all  over  London,  but  such 
is  the  state  of  science  among  alderman  and  "  freemen,"  that 
no  one  can  tell  me  where  he  is  or  ever  even  heard  of  him,  and 
in  Edinburgh,  I  found  a  splendid  monument  to  Lord 
Melville  and  none  to  Napier  or  Burns.  In  Westminster 
Abbey,  there  is  none  to  Bacon  or  Blake,  but  a  great  many 
to  state  and  ecclesiastical  impostors. 

I  shall  write  more  at  length  as  soon  as  I  have  done 
more.  I  wrote  this  only  to  allay  your  apprehensions  ex- 
cited by  my  last. 

I  have  seen  Major  Cartwright,  who  is  old  and  infirm. 
Dugald  Stewart  has  lost  the  musick  of  his  eloquent  tongue 
by  paralysis;  he  lives  near  Linlithgow  about  20  miles  from 
Edinburgh,  is  averse  to  company,  and  I  therefore  enclosed 
your  letter  with  a  card,  expressing  my  regret  that  the  state 
of  his  health  should  deprive  rae  of  the  honor  of  his  ac- 
quaintance. 


96  English  Culture  in  Virginia,  [284 

Dr.  Parr  was  delighted  with  your  letter  and  will  no 
doubt  give  me  one  for  you,  &c. 

The  visit  to  Major  Cartwright  brought  Gilmer  an  invita- 
tion to  dinner  which  bears  the  date  of  August  30th.  Some 
description  of  this  remarkable  character  might  not  be  out  of 
place,  as  the  name  of  his  brother,  the  inventor,  is  much  more 
familiar  to  the  majority  of  readers  than  his  own.  But  space 
is  wanting,  and  after  all  he  intended  far  more  good  than  he 
accomplished.  Nevertheless  as  naval  officer,  losing  the  chance 
of  promotion  by  his  sympathy  with  America,  as  an  agitator 
for  the  reform  of  parliament,  as  a  colleague  of  Clarkson's,  as 
a  distinguished  agriculturist,  and  as  a  sympathizer  with  the 
Spanish  patriots,  he  deserves  to  be  remembered,  and  was,  as 
Mr.  Jefferson  said,  a  most  worthy  character  for.  Gilmer 
to  meet.  Although  the  veteran  (1740-1824)  was  within 
a  month  of  his  death,  he  busied  himself  greatly  in  behalf  of 
Gilmer's  mission.  He  got  Mr.  Harris,  the  former  secretary  to 
the  Royal  Institution,  to  make  out  a  list  of  such  editions  as 
should  be  chosen  for  the  University  library,  and  he  wrote  to 
Bentham  for  a  catalogue  of  the  latter's  works  and  bespoke  his 
interest  in  Gilmer.  Whether  the  philosopher  knew  that  the 
young  American  had  four  years  ago  confuted  him,  is  a  matter 
of  uncertainty — certain  it  is,  however,  that  the  desired  cata- 
logue was  forthcoming.  The  Major  also  sent  Gilmer  a  copy 
of  his  "English  Constitution  Produced  and  Illustrated,^' 
which,  if  it  be  as  dry,  as  it  is  represented  to  be,  I  hope 
the  young  man  did  not  feel  bound  to  read. 

In  the  meantime  Gilmer  had  been  introduced  to  a  person 
destined  to  be  of  the  greatest  assistance  to  him.  This  was 
no  other  than  Dr.  George  Birkbeck  (1776-1841),  the  cel- 
ebrated founder  of  the  Glasgow  Mechanics'  Institute,  said 
to  have  been  the  first  of  its  kind  in  the  world.  Dr.  Birk- 
beck's  interest  in  popular  education  began  in  1800,  when 
he  delivered  a  course  of  lectures  to  workingmen  in  Glas- 
gow.    He  had  left  Glasgow  for  London  in  1804,  and  had 


285]  English  OuUure  in  Virginia.  97 

practised  medicine  for  many  years ;  but  he  had  taken  up  the 
cause  of  education  again,  and  was  in  this  very  year  (1824) 
elected  the  first  president  of  the  London  Mechanics'  Institute, 
afterwards  called  in  his  honor  the  Birkbeck  Institute.  He 
was  one  of  the  founders  of  the  University  of  London, — a 
fact  which  we  shall  have  occasion  to  remember. 

Dr.  Birkbeck's  first  letter  to  Gilmer  was  dated  the  29th  of 
August,  and  addressed  to  him  at  3,  Warwick  St.,  Charing 
Cross.  In  it  attention  was  drawn  to  a  gentleman  destined  to 
form  the  third  member  of  the  new  faculty — Dr.  Robley  Dun- 
glison,  a  prominent  physician  of  Scotch  extraction,  residing 
in  London.  Dr.  Dunglison,  then  about  26  years  of  age,  was 
already  favorably  known  as  a  medical  writer,  a  reputation 
which,  it  is  almost  needless  to  say,  was  widely  extended 
after  he  settled  in  this  country.  Gilmer  was  not  long  in  fol- 
lowing up  Dr.  Birkbeck's  suggestion ;  for  on  September  5th 
Dr.  Dunglison  finally  accepted  the  anatomical  professorship. 

The  first  of  September  brought  a  note  from  Major  Cart- 
wright,  together  with  four  of  his  political  tracts  which,  the 
writer  declared,  were  with  no  small  satisfaction  put  into  the 
hands  of  a  gentleman  then  occupied  in  collecting  materials  for 
perpetuating  and  adorning  Republican  Freedom.  From  the 
same  note  we  see  that  Gilmer  was  to  dine  with  him  on  the 
morrow.  I  may  remark  that  Mr.  Jefferson's  letter  to  Cart- 
wright  was  delivered  by  Gilmer,  and  is  to  be  found  in  the 
second  volume  of  Francis  Dorothy  Cartwright's  life  of  her 
uncle  (London,  1826,  page  265).  This  letter  is  very  interest- 
ing, and  contains  a  complimentary  notice  of  Gilmer. 

On  the  2iid  of  September  the  assistant  master  of  Harrow 
(Rev.  Henry  Drury)  answered  Gilmer's  letter  of  August  21st 
in  a  very  formal  note.  He  stated  that  he  had  been  in  the 
south  of  France,  hence  his  delay,  and  that  he  had  no  one  as 
yet  to  propose.  He  promised,  however,  to  write  to  Dr.  Parr, 
and  hoped  to  answer  more  8ati8fact^)rily  in  a  few  days.  He 
also  mentioned  that  a  similar  application  had  been  mjidc  to 
him  some  years  ago  oonoemiDg  Boston — by  Mr.  Rufus  King, 


98  English  Culture  in  Virginia,  [286 

whose  sons  were  his  pupils.  At  that  time  he  had  had  no  one 
in  view. 

On  the  same  day  Mr.  Long  wrote  from  Liverpool,  grate- 
fully accepting  Gilmer's  offer.  He  had  conversed  with  Adam 
Hodgson,  a  Liverpool  merchant,  who  had  written  some  let- 
ters on  America,  and  his  report  of  Charlottesville  had  settled 
the  matter.  Like  all  of  Long's  letters,  this  one  was  straight- 
forward and  manly. 

Leslie  also  wrote  on  the  2nd  of  September  regretting  that 
no  public  announcement  of  the  mission  had  been  made  and 
throwing  a  slight  damper  upon  the  whole  scheme.  He  prom- 
ised to  speak  to  Dr.  Knox^  and  seemed  to  favor  him.  Gilmer's 
suggestion  as  to  the  experiment  was  received  with  some  little 
contempt,  but  the  philosopher  promised  to  do  his  best  in  help- 
ing him  to  get  good  instruments.  He  cited  the  case  of  the 
University  of  Christiania  which,  in  so  poor  a  country  as  Nor- 
way, "had  £1000  at  first  furnished  for  instruments  and  £200 
per  annum  since." 

It  has  already  been  mentioned  that  on  September  5th  Dr. 
Dunglison  definitely  accepted.  He  desired  to  add  chemistry 
to  his  chair  of  anatomy,  but  this  request  was  afterwards 
refused.    On  the  6th  Gilmer  answered  Long's  letter  of  accept- 


^  Dr.  Robert  Knox,  then  about  35  years  old,  was  one  of  the  best  known 
of  the  Edinburgh  physicians  and  owned  one  of  the  finest  private  anatomi- 
cal collections  in  Europe.  He  did  not  come  to  America;  but  it  would  have 
been  better  for  him  if  he  had.  Readers  of  the  Nodes  Ambrosiance  will 
surely  remember  the  account  of  the  famous  Burke  and  Hare  murder  trial 
given  in  the  number  for  March,  1829.  Burke  and  Hare  had  committed 
several  shocking  murders  in  1828,  for  the  sole  purpose  of  furnishing  this 
Dr.  Knox  with  subjects.  It  was  claimed  that  the  bodies  were  brought  to 
Knox  in  such  a  fresh  condition  that  he  must  have  had  suspicions  of  foul 
play.  Burke  was  hanged,  Hare  having  turned  state's  evidence.  The 
excitement  was  immense,  Knox's  house  was  sacked  by  the  mob  and  at 
Burke's  execution  thousands  were  heard  crying :  "  Where  are  Knox  and 
Hare?"  Knox  betook  himself  to  London  where  he  became  an  itinerant 
lecturer  on  ethnology.  See  Dr.  McKenzie's  edition  of  the  Noctea,  III,  239, 
Ac.  (New  York,  1875). 


287]  English  Oulture  in  Virginia.  99 

ance  and  assured  him  that  the  University  would  not  be  sectarian 
— a  thing  which  Long  had  feared.  On  the  day  before  (the 
6th)  which  was  Sunday,  Gilmer  had  been  to  Woolwich  to  see 
Peter  Barlow,  the  celebrated  professor  at  the  Royal  Military 
Academy ;  but  not  finding  him  returned  at  once  to  London. 

On  the  7th  Barlow  wrote  regretting  that  he  had  missed  his. 
visit  and  answering  a  letter  which  Gilmer  had  left.  This 
letter  concerned  one  of  the  professorships  which  had  been  very 
difficult  to  fill — that  of  natural  philosophy.  Mr.  Barlow  was 
certainly  the  person  to  apply  to.  Born  in  1776  of  obscure 
parents,  he  had  worked  his  way  through  many  difficulties  and 
was  now  among  the  foremost  scientists  of  his  day.  His  valu- 
able tables,  his  essay  on  the  strength  of  materials,  and  his 
magnetical  discoveries  had  gained  him  great  applause  and  con- 
siderable emoluments.  He  had  just  (1823)  been  elected  a 
fellow  of  the  Royal  Society  and  was  about  to  get  the  Copley 
medal  (1825)  for  his  magnetic  discoveries.  From  1827  he 
was  destined  to  do  valuable  work  as  an  optician  and  the  Bar- 
low lens  has  perpetuated  his  name.  He  died  in  1862  having 
long  since  resigned  his  professorship.  In  the  present  letter 
Barlow  proposed  to  write  to  a  gentleman,  whose  name  he 
withheld,  and  sound  him  on  the  subject  of  the  required  pro- 
fessorship. His  nominee  was  stated  to  be  the  son  of  a  late 
distinguished  mathematical  professor  known  both  in  England 
and  America.  This  seems  to  point  to  Charles  Bonnycastle, 
son  of  John  Bonnycastle,  the  great  mathematical  professor  at 
Woolwich,  whose  books  were  certainly  used  at  that  time  in 
America,  and  who  had  been  dead  about  three  years.  But 
Barlow's  note  of  September  22nd  shows  that  he  had  been 
corresponding  with  Mr.  George  Harvey,  of  Plymouth,  about 
the  same  place.  The  only  explanation  is  that  Professor  Bar- 
low found  that  Mr.  Bonnycastle  was  abroad  on  some  business 
for  the  government,  and  as  Gilmer  was  in  a  hurry,  suggested 
Mr.  Harvey  as  the  next  best  choice.  It  will  be  seen  Uiat  sub- 
sequently Mr.  Bonnycastle  obtained  the  place. 

On  the  9tR,  Dr.  Butler  wrote  from  Shrewsbury  asking 


100  English  Chdture  in  Virginia.  [288 

many  questions  in  behalf  of  his  clerical  friend.  Some  of  these 
questions  show  considerable  acquaintance  with  matters  purely 
secular,  but  I  have  not  time  to  dilate  upon  them.  The  letter, 
of  course,  did  no  good,  as  Long  liad  already  accepted. 

Mr.  Drury,  of  Harrow,  also  wrote  on  the  same  day  about 
the  same  professorship — this  time  he  did  recommend  some- 
body, viz.,  his  brother^ — in  highly  eulogistic  terms.  To  the 
credit  of  the  gentleman  it  must,  however,  be  said  that  he  did 
not  attempt  to  conceal  the  fact  that  his  brother  was  in  pecuni- 
ary embarrassments  and  hence  anxious  to  get  away.  This 
letter,  too,  must  be  added  to  the  futile  correspondence  of  which 
the  volumes  before  me  are  full. 

In  the  meantime  Dr.  Birkbeck  had  recommended  for  the 
chair  of  natural  history,  the  hardest  of  all  to  fill,  Dr.  John 
Harwood,  who  was  a  lecturer  before  the  Royal  Institution 
and  who  was  then  giving  a  course  of  lectures  before  a  scientific 
society  in  Manchester.  This  recommendation  led  to  a  long 
correspondence,  the  discussion  of  which  I  shall  put  off  for  a 
time,  as  it  was  mixed  enough  to  involve  Gilmer  in  some  per- 
plexity and  his  biographer  in  more. 

On  September  11th  Mr.  Barlow  wrote  that  he  was  quite  at 
a  loss  to  know  why  he  had  not  heard  from  his  friend  Mr. 
Bonnycastle  (?).  He  proposed  to  wait  on  Gilmer  in  London, 
on  the  following  Monday  (13th),  unless  that  gentleman  could 
take  a  family  dinner  with  him  on  the  next  day — Sunday — 
when  they  would  have  an  opportunity  of  discussing  matters 


^ The  Rev.  Benjamin  Heath  Drury  (namesake  of  a  former  distinguished 
head  master),  then  at  Eton,  subsequently  Vicar  of  Tugby,  Lincolnshire. 
He  died  Feb.  20,  1835,  and  was  a  son  of  the  Rev.  Joseph  Drury,  long  head 
master  of  Harrow  and  the  friend  of  Lord  Byron. 

The  Rev.  Henry  Joseph  Thomas  Drury  (M.A.,  F.R.S.,  F.S.A.)  had 
been  a  fellow  of  King's,  Cambridge,  was  greatly  interested  in  the  Roxburghe 
Club,  and  possessed  one  of  the  finest  libraries  of  the  Greek  classics  in  Eng- 
land. This  library  he  was  compelled  to  sell  by  auction  at  different  times. 
He  died  March  5th,  1841,  in  his  63rd  year.  See  Gentleman's  Magazine 
for  that  year,  also  the  chapter  on  Harrow  in  T.  A.  Trpllope's  "  What  I 
Remember." 


289]  English,  CuUure  in  Virginia.  101 

more  freely  than  by  letter.  Whether  this  invitation  was 
accepted  does  not  appear ;  but  it  would  seem  that  some  com- 
munication was  had  which  led  to  the  Harvey  correspondence. 
Between  the  eleventh  and  the  eighteenth  of  September  we 
find  only  one  letter  received  by  Gilmer.  This  was  a  pleasant 
one  from  Dugald  Stewart,  written  from  his  retreat  at  Kinneil 
House,  Linlithgowshire.  It  is  such  a  perfect  specimen  of  its 
kind  that  I  must  make  room  for  it.  Stewart,  the  reader  will 
remember,  had  been  paralyzed  in  1822.  His  retreat  in  Lin- 
lithgowshire had  been  due  to  the  generosity  of  a  friend,  and 
he  was  enjoying  an  ample  pension,  which  John  Wilson,  who 
in  1820  had  taken  Dr.  Brown's  place  in  the  Edinburgh  Uni- 
versity, and  hence  was  Stewart's  co-joint  professor,  was  mean 
enough  to  criticize.  The  death  of  his  son  in  1809  had  greatly 
prostrated  him,  and  left  him  with  an  only  daughter,  in  whose 
handwriting  the  following  letter  is  : 

Kinneil  House  by  Bo-ness,  N.  B.,  Sept  14<A,  1824. 

Sir, 

It  was  with  much  regret  I  learnt  from  your  note,  that  you 
had  left  Scotland  without  giving  me  an  opportunity  of  meet- 
ing with  you  ;  and  altho'  I  feel  very  grateful  for  the  kind 
motive  which  deprived  me  of  that  pleasure,  I  cannot  help  ex- 
pressing to  yourself  how  very  seriously  I  felt  the  disappoint- 
ment. My  indisposition  would  indeed  have  made  my  share 
of  the  conversation  next  to  nothing,  but  I  would  have 
listened  with  great  eagerness  and  interest  to  your  information 
about  America  and  in  particular  about  Mr.  Jefferson,  who  I 
am  happy  to  find  from  his  letter  has  not  forgotten  me  after  so 
long  and  so  eventful  an  interval.  I  need  not  add  that  I 
should  have  enjoyed  a  real  satisfaction  in  being  |)ersonally 
known  to  a  Gentleman  of  whom  Mr.  Jefferson  speaks  in 
sucli  Battering  terms,  and  to  whose  sole  discernment  has  been 
committed  the  im{>ortant  trust  of  selecting  tlie  Professors  for 
the  new  University. 


102  English  Culture  in  Virginia,  [290 

I  was  truly  sorry  to  learn  that  you  had  not  succeeded  in 
finding  any  recruits  at  Edinburgh  for  your  new  College.  The 
field  I  should  have  thought,  a  very  ample  one,  more  espec- 
ially in  the  medical  department.  I  hope  you  have  been  more 
fortunate  in  the  English  Universities  and  should  be  extremely 
happy  to  hear  from  you  on  the  subject.  It  is  impossible  for 
Mr.  Jefferson  himself  to  take  a  more  anxious  concern  than  I 
do,  in  everything  connected  with  the  prosperity  of  the  United 
States,  and  particularly  in  every  scheme  which  aims  at  im- 
proving the  System  of  Education  in  that  part  of  the  world. 
May  I  beg  to  be  informed  about  your  own  plans  and  when 
you  propose  to  recross  the  Atlantic.  Is  there  no  chance 
of  your  taking  your  departure  from  a  Scotch  Port  ?  If  you 
should,  I  might  still  indulge  the  hope  of  seeing  you  here.  At 
all  events  I  shall  write  to  Mr.  Jefferson.  I  am  sorry  to  think 
that  my  good  wishes  are  all  I  have  to  offer  for  his  infant  es- 
tablishment. 

With  much  regard  I  am,  dear  sir. 

Your  most  obedient  servant, 

DuGALD  Stewart. 

Frances  Walker  Gilmer,  Esq. 

The  interval  before  mentioned  was  probably  employed  by 
Gilmer  in  visiting  distinguished  men,  among  whom  was 
Campbell,  whom  he  greatly  admired,  and  certainly  in  writing 
the  following  letters — the  first  to  Mr.  Jefferson,  the  second  to 
Dabney  Carr : 

London,  15th  Sept.^  1824. 
My  Dear  Sir 

I  have  given  you  so  much  bad  news,  that  I  determined  to 
delay  writing  a  few  days  that  I  might  communicate  something 
more  agreeable. 

When  I  returned  from  Edinburgh,  where  my  ill  success  is 
in  part  to  be  ascribed  (I  am  well  assured)  to  the  ill  will  of 
some  of  our  eastern  Brethren,  who  had  just  before  me  been 


291]  English  Culture  in  Virginia.  103 

in  Scotland,  I  determined  to  remain  at  London  as  the  most 
convenient  point  for  correspondence.  Here  assisted  by  Key 
our  mathematician  (with  whom  I  am  more  pleaseil  the  more 
I  see  of  him)  and  several  men  of  character  and  learning,  I 
have  been  busily  engaged  since  I  last  wrote.  I  have  had  the 
good  fortune  to  enlist  with  us  for  the  ancient  languages  a 
learned  and  highly  respectable  Cantab.,  but  there  have  been 
two  obstacles  that  have  made  me  pause  long  before  I  conclude 
with  him.  He  has  no  knowledge  of  Hebrew,  which  is  to  be 
taught  at  the  University.  This  I  easily  reconciled  to  my  duty, 
from  the  absolute  necessity  of  the  case.  Oriental  literature  is 
very  little  esteemed  in  England,  and  we  might  seek  a  whole 
year  and  perhaps,  not  at  last  find  a  real  Scholar  in  Latin  and 
Greek  who  understands  Hebrew.  The  other  difficulty  is  more 
serious.  Mr.  Long,  the  person  I  mean,  is  an  alumnus  of 
Trinity  College,  Cambridge,  he  is  entitled  to  his  fellowship 
only  on  condition  of  his  presenting  himself  at  the  meeting  in 
the  first  week  in  July  next.  Failure  to  do  this,  no  matter 
under  what  circumstances,  will  deprive  him  of  about  £300 
per  annum.  That  would  be  a  great  sacrifice.  Still  he  seemed 
to  me  so  decidedly  superior  to  his  competitors,  who  do  not  lie 
under  the  incapacity  of  being  of  clerical  character,  that  I  believe 
I  shall  not  be  faithful  to  my  trust  if  I  do  not  engage  him 
with  a  reservation  of  the  privilege  of  being  at  Cambridge  for 
a  week  only  in  July;  that  is  my  present  impression  and  very 
strongly  fixed,  tho'  there  was  another  most  competent  professor 
I  could  have,  but  for  his  being  a  clergyman.  The  Professor 
of  Anatomy  &c  is  a  very  intelligent  and  laborious  gentleman, 
a  Dr.  Dunglison,  now  of  London,  and  a  writer  of  considerable 
eminence  on  various  medical  and  anatomical  subjects. 

The  Professors  of  natural  philosophy  and  of  natural  history, 
still  remain  to  be  procured Another  week  will  in- 
form me  what  can  be  done  about  the  two  vacant  chairs. 

The  library  and  apparatus  have  given  me  great  difficulty 
and  trouble.  I  delayed  as  long  as  possible  speaking  for  them, 
to  have  the  assistance  of  the  professors.     But  the  time  for 


104  English  QuUure  in  Virginia.  [292 

shipping  them  now  presses  so  close,  I  have  made  out  a  cata- 
logue of  such  as  we  must  have,  and  have  ordered  the  books 
and  instruments  to  be  shipped  as  soon  as  possible.  The  present 
aspect  of  affairs  assures  me,  we  shall  be  able  to  open  the  Uni- 
versity on  the  1st  of  February  as  you  desired.  The  professors 
vary  in  age  from  about  26  to  43  or  4.  Blaettermann  is  already 
married  and  by  a  very  singular  coincidence  wholly  unknown 
to  me  at  the  time,  each  of  the  others  tho'  now  unmarried,  will 
take  out  a  young  English  wife,^  tho*  if  they  would  take  my 
advice  they  would  prefer  Virginians  notwithstanding. 

Dr.  Parr  has  engaged  to  marry  me  in  England  without  his 
fee  which  here  is  often  considerable. 

Having  already  declined  the  honor  so  flatteringly  conferred 
upon  me,  I  no  longer  feel  at  liberty  to  express  any  wish  upon 
the  subject.  But  really  every  thing  promises  to  make  a  Pro- 
fessorship at  the  University  one  of  the  most  pleasant  things 
imaginable. 

I  have  had  no  assistance  (I  wish  I  could  say  that  were  all) 
from  a  single  American,  now  in  England.  Leslie  in  Scotland 
and  Dr.  Birkbeck  (cousin  to  the  Illinois  Birkbeck)  of  London 
have  taken  most  interest  in  the  matter. 

Mackintosh  is  too  lazy  for  anything  and  Brougham's  letters 
introduced  me  to  eminent  men,  but  they  never  took  the  right 
way,  or  to  the  right  means  for  us,  they  talk  of  plate,  furniture 
&c  for  the  pavilions,  while  we  want  men  for  work. 

I  have  had  but  a  single  letter  from  America — that  gave  me 
the  very  agreeable  news,  that  you  were  all  well  in  Alber- 
marle,  &c. 

London,  Wth  Sept.,  1824. 
My  dear  friend, 

Many  accidents  have  conspired  to  delay  my  embarcation 
for  Virginia  longer  than  I  wished ;  at  this  season  of  the  year 
no  man  in  England  is  where  he  ought  to  be,  except  perhaps 

*  It  does  not  appear  that  either  Long  or  Bonnycastle  carried  out  wives. 


293]  English  Culture  in  J^rginia,  105 

those  of  the  Fleet  &  of  Newgate.  Every  little  country  school 
master,  who  never  saw  a  town,  is  gone,  as  they  say,  to  the 
country,  that  is  to  Scotland  to  shoot  grouse,  to  Doncaster  to 
see  a  race,  or  to  Cheltenham  to  dose  himself  with  that  vile 
water.  With  all  these  difficulties  and  not  only  without  assist- 
ance but  with  numerous  enemies  to  one's  success  (as  every 
Yankee  in  England  is)  I  have  done  wonders.  I  have  em- 
ployed four  Professors  of  the  most  respectable  families,  of  real 
talent,  learning  &c  <fec  a  fellow  of  Trinity  Col.  Camb.  and 
a  M.  A.  of  the  same  University.  Then  they  are  Gentlemen, 
and  what  should  not  be  overlooked  they  all  go  to  Virginia 
with  the  most  favourable  prepossessions  towards  our  Country. 
If  learning  does  not  raise  its  drooping  head  it  shall  not  be  my 
fault.  For  myself  I  shall  return  to  the  bar  with  recruited 
health  and  redoubled  vigour.  I  shall  study  and  work  & 
speak  &  do  something  at  last  that  shall  reilound  to  the  honor 
of  my  country.  My  intercourse  with  professional  and  Liter- 
ary men  here  has  fired  again  all  my  boyish  enthusiasm,  and  I 
pant  to  be  back  and  at  work.  The  library  of  the  University 
and  my  intimacy  with  the  professors,  will  now  make  even  my 
summer  holidays  a  period  of  study.  Virginia  must  still  be 
the  great  nation;  she  has  genious  enough,  she  wants  only 
method  in  her  application.  I  have  seen  several  of  the  most 
eminent  Scotch  &  English  lawyers,  and  you  may  rely  upon 
it,  our  first  men  have  nothing  to  fear  from  a  comparison  with 
the  best  of  them.  The  only  decided  advantage  any  of  them 
hav^  over  us,  is  in  Brougham.  He  has  more  science  <fe  accu- 
rate information  (not  letters  mark  you)  than  any  one  who 
ever  figured  at  the  English  bar  or  in  Parliament.  In  the 
mathematics,  physical  sciences,  and  political  economy,  few 
even  of  their  exclusive  profeasors  are  so  learned ;  his  lal)or  is 
endless,  his  memory  retentive,  his  faculties  quick.  I  have 
not  seen  him  at  full  stretch,  but  I  think  his  mind  is  more 
like  that  of  Calhoun,  than  any  of  our  men.  Mackintosh 
passes  for  very  little  here;  he  is  lazy  to  excess,  always  vacil- 
lating and  undecided,  is  allowed  to  have  a  great  memory, 
8 


106  English  OuUurc  in  Virginia,  [294 

much  curious  learning  &c  but  is  without  the  promptness  and 
tact  necessary  to  business ;  then  no  one  can  rely  on  his  opin- 
ions, principles  or  exertions.  He  is  either  not  present  or 
takes  exactly  the  opposite  course  from  what  every  one  sup- 
poses he  will.  His  declamatory  way  of  talking  about  the 
"  extraordinary  eccentricities  of  the  human  mind  ^'  &c  seems 
after  such  endless  repetitions,  monotonous  &  cold,  while  his 
manner  is  nearly  as  bad  as  any  manner  can  be — swaggering 
vociferations  and  ear-splitting  violence  from  beginning  to  end.^ 
The  University  will  open  in  February  and  I  shall  be  with 
you  in  time  to  give  you  a  greeting  at  the  Court  of  Appeals. 


Another  way  in  which  Gilmer  employed  his  time  was  in 
examining  the  library  at  Lambeth.  Having  wished  to  have 
a  MS.  relating  to  the  life  of  John  Smith  copied,  he  entered 
into  correspondence  with  one  of  the  librarians  and  was  suc- 
cessful in  his  object.  This  copy  ought  to  be  in  the  library  of 
the  University  of  Virginia,  but  I  can  learn  nothing  of  it.^ 

On  the  1 9th  a  sad  little  note  was  received  from  Miss  Frances 
Dorothy  Cartwright  whom  Gilmer  had  met  at  her  uncle's 
house.  Major  Cartwright,  who  had  now  only  four  days  to 
live,  had  directed  that  a  package  of  his  writings  should  be 
made  up,  and  carried  to  Mr.  Jeiferson  by  Gilmer.  In  send- 
ing this  his  niece  took  occasion  to  write  a  loving  and  pathetic 
note  about  her  uncle's  condition  and  to  express  herself  as  glad 
that  Gilmer  would  be  able  to  speak  of  him  as  he  deserved, 
in  a  country  he  had  always  loved.  The  note  is  touching  and 
bespoke  the  true  feminine  heart  which  had  burst  forth  into 
song  over  the  woes  of  the  Spaniards.  For  the  lady  was  not 
only  a  devoted  niece  and  faithful  biographer  but  a  poetess, 

*C!ompare  with  his  friend  Ticknor's  impression  (Ticknor's  Life,  Ac, 
1,  289). 

'  At  the  end  of  George  Long's  biographical  sketch  of  Marcus  Aurelius 
there  is  an  eloquent  tribute  to  Smith.  It  is  highly  probable  that  Gilmer 
introduced  the  great  Captain  to  Long's  notice. 


295]  English  Culture  in  Virginia,  107 

albeit  her  works  have  not  given  her  fame.  She  was  the 
daughter  of  the  distinguished  inventor  and  lived  to  a  ripe  old 
age — dying  in  1863. 

On  the  20th  of  September  Mr.  George  Harvey  wrote 
from  Plymouth,  asking  many  questions  about  the  Univer- 
sity. On  the  22nd  Peter  Barlow  wrote  a  short  and  unim- 
portant note  about  Mr.  Harvey,  and  on  the  25th  that 
gentleman  himself  wrote  from  Plymouth  declining,  on  fam- 
ily considerations,  gratefully,  but  positively,  the  chair  of 
natural  philosophy.^  In  the  meantime  the  correspondence 
with  Harwood  about  the  professorship  of  natural  history 
had  been  going  on  vigorously. 

On  the  27th  Mr.  Rush  wrote  proposing  a  visit  to  the  dock- 
yard at  Portsmouth  during  the  first  week  in  October ;  and  as 
Gilmer  >vrote  to  his  brother  Peachy  from  that  port  on  October 
4th,  the  visit  was  probably  made. 

Dr.  Parr  also  wrote,  on  the  same  day,  a  characteristic  letter, 
which  is  here  inserted  : 

Hatton,  3rd  Oct,,  1824. 

Dear  &  much  respected  Mr,  Gillmar, 

I  have  been  very  ill,  but  I  hope  to  be  better.  I  will  give 
myself  the  sweet  satisfaction  of  writing  to  you  a  few  lines 
before  you  leave  England.  I  rejoice  to  hear  that  you  have 
fixed  upon  proper  teachers  and  I  beg  at  your  leisure  that  you 
will  inform  me  of  your  names,  the  schools  where  they  have 
been  educated  &  the  persons  who  have  recommended  them. 
When  I  get  more  strength  &  have  the  aid  of  a  scribe  I  sliall 


'  Among  the  obituary  notices  in  the  Oentleman's  Magazine  I  came  across 
one  which  seems  to  point  to  this  gentleman.  It  was  to  the  effect  that  od 
October  29th,  1834,  George  Harvey,  Esq.,  one  of  the  mathematical  mas- 
ters at  Woolwich,  committed  suicide  in  Plymouth  by  hanging  himself  by 
a  silk  handkerchief  from  a  hook  in  his  cellar — "  verdict,  mental  derange- 
ment."  Mr.  Harvey  contributed  studies  to  rarious  philosophical  maga- 
nnee,  and  two  of  his  contributions  may  be  found  in  the  10th  volume  of  the 
Proceedings  of  the  Royal  Society  of  Edinburgh. 


108  English  Culiure  in  Virginia,  [296 

write  to  you  and  to  Mr.  Jefferson,  and  I  shall  correspond  with 
both  of  yoii  unreservedly.  Through  an  active  life  and  [of] 
nearly  seventy  eight  [years]  I  have  experienced  the  precious 
advantages  of  steadiness  &  sincerity.  This  you  would  have 
seen  clearly  if  you  had  known  me  raore  closely.  Mr.  Gilmar, 
there  is  now  a  safe  &  open  path  for  mutual  communication 
thro'  the  American  Ambassador  &  you  will  prepare  occasion- 
ally for  forwarding  our  letters.  To  Mr.  Jefferson  present  not 
only  my  good  wishes  but  the  tribute  of  ray  respect  &  my  con- 
fidence. I  shall  write  of  him  [what]  Dr.  Young  said  of 
Johnson's  Rasselas — ^^  It  was  a  globe  of  sense.''  I  use  the 
same  words  with  the  same  approbation  of  Mr.  Jefferson's  let- 
ter to  me.  I  have  corresponded  with  many  scholars,  many 
philosophers,  &  many  eminent  politicians  upon  many  subjects, 
but  never,  and  I  repeat  the  word,  never  did  I  see  a  more 
wise  letter  than  that  with  which  I  was  honored  by  Mr. 
Jefferson.  I  shall  preserve  it  as  [here  the  letter  is  torn] 
I  heartily  wish  you  a  good  voyage  and  have  the  honour  to 
subscribe  myself. 

Dear  Sir,  your  faithful  friend  & 

Respectful  obedient  servant, 

Samuel  Parr. 


By  a  letter  from  Key  received  on  September  27th,  we  learn 
that  the  contracts  with  the  four  professors  already  engaged 
were  being  signed.  There  were,  of  course,  some  hitches  with 
all,  but  both  sides  were  anxious  to  be  fair,  and  the  difficulties 
were  soon  removed.  A  copy  of  the  covenant  with  Dr.  Dun- 
glison  is  before  me,  but  I  am  not  certain  that  it  was  not 
altered,  for  it  was  made  before  any  signatures  had  been 
affixed.  The  first  year's  salary  was  fixed  at  $1,500;  for  the 
next  four  years  it  might  vary  from  $1,000  to  $1,500,  accord- 
ing to  the  amount  realized  by  tuition  fees ;  the  other  provis- 
ions need  not  be  cited.  From  Key's  letter  we  find  that  both 
Dr.  Dunglison  and  himself  had  engaged  passage  from  Liver- 
pool on  the  16th  of  October. 


297]  English  Culture  in  Virginia.  109 

On  the  same  day,  September  27th,  a  short  note  from 
Dugald  Stewart  was  received,  with  a  letter  for  Mr.  Jefferson, 
and  wishes  for  Gilmer's  pleasant  voyage. 

In  the  meantime  Dr.  John  Harwood,  although  his  own 
plans  with  regard  to  the  University  were  undecided,  had  sug- 
gested Mr.  Frederick  Norton,  of  Bristol,  as  a  proper  person 
for  the  chair  of  natural  philosophy  ;  and  Gilmer  had  written 
to  him  accordingly.  On  October  3rd,  Mr.  Norton  wrote 
to  Gilmer  asking  for  further  information.  I  have  been  unable 
to  get  any  information  a.s  to  Mr.  Norton's  antecedents. 

About  this  time  Mr.  Gilmer  received  the  following  letter, 
which  requires  some  comment : 

10  Seymour  Street  West. 
My  dear  Sir 

I  thought  I  could  let  you  go  back  to  America  without 
troubling  you  with  a  letter  for  my  brother.  I  could  not  well 
dwell  at  length  on  the  painful  subject  of  my  boy's  state  but  I 
have  alluded  to  it.  In  case  it  should  give  pain  to  his  affec- 
tionate heart  too  much  on  my  account,  you  may  tell  him  that 
habit  &  fortitude  are  beginning  to  reconcile  me  even  to  this 
most  terrible  blow  that  ever  befell  my  existence.  You  can 
tell  him  how  cheerful  you  saw  me  &  I  am  habitually  so — for 
I  think  it  folly  to  grieve  at  fate. 

He  is  to  be  removed  [to]  an  asylum  very  soon.  At 
present  he  is  in  so  strange  a  state  that  it  is  painful  to  see 
company  in  my  own  House.  This  circumstance  has  de- 
barred me  from  the  pleasure  of  shewing  you  many  atten- 
tions that  were  due  to  you  as  a  mark  of  my  sense  of  your 
kindness.  I  have  been  much  gratified  however  by  making 
your  acquaintance  &  with  best  wishes  for  your  safety  & 
happiness  remain, 

Dear  Sir, 

Yours  very  truly, 

T.  Campbell. 


110  English  Oulture  in  Virginia.  [298 

The  son  whose  misfortune  is  alluded  to  was  Thomas 
Telford,  named  after  Campbell's  friend,  the  distinguished 
engineer.  The  poet's  grief  was  great,  and  besides  his  work 
upon  "  Theodoric,'*  which  was  published  in  November  of 
this  year,  he  threw  himself  heart  and  soul  into  another 
piece  of  work,  to  drive  away  his  cares.  This  was  the  agi- 
tation of  a  scheme  for  establishing  a  university  in  London. 
Some  such  project  had  been  in  his  mind  since  his  visit  to 
Germany  in  1820;  but  it  was  not  brought  prominently 
forward  until  January  31st,  1825,  at  a  dinner  given  by 
Brougham.^  The  matter  was  then  pressed  warmly  by 
Brougham,  Joseph  Hume,  Dr.  Birkbeck,  and  others,  and 
was  brought  to  a  successful  issue  in  1827.  Now,  as  Camp- 
bell had  allowed  the  idea  to  rest  for  five  years,  I  do  not  think 
it  at  all  improbable  that  Gilmer's  visit,  connected  as  it  was 
with  a  similar  movement  in  a  kindred  country,  had  a  great 
deal  to  do  with  giving  a  fresh  impetus  to  the  scheme.  Then, 
too,  Gilmer  had  been  thrown  into  intimate  relations  with 
Brougham  and  Dr.  Birkbeck,  and  probably  with  Leonard 
Horner,  and  had  doubtless  by  his  enthusiasm  kindled  afresh 
their  own  natural  impulses  toward  educational  work — and 
these  three  were  prominent  among  the  founders  of  the  London 
University.  Besides  there  is  a  striking  parallel  in  the  un- 
theological  basis  of  both  colleges.  It  is  well  known  that  this 
latter  institution  drew  back  two  of  the  professors  whom  Eng- 
land had  lent  to  America ;  but  it  is  more  than  probable  that 
the  connection  between  the  two  universities  began  with  Gil- 
mer's visit. 

But  to  return  to  our  main  theme.  Only  four  professors 
have  so  far  been  secured — those  of  natural  philosophy  and  of 
natural  history  remain.  The  latter  professorship  was  not 
filled  at  all  in  England,  and  the  correspondence  about  it  will 
occupy  us  soon.     The  former  was  filled  before  Gilmer  left 

^  See  the  article  on  Campbell  in  the  Dictionary  of  National  Biography, 
and  also  Beattie's  Life  of  Campbell. 


299]  English  Culture  in  Virginia.  Ill 

England,  by  the  selection  of  Mr.  Charles  Bonnycastle,  who 
has  been  mentioned  before.  Mr.  Bonnycastle  was  then  in  his 
33rd  year,  and  was  engaged  abroad  on  some  government  busi- 
ness, the  nature  of  which  I  have  not  learned.  No  letters  to 
or  from  him  are  preserved,  although  some  were  written ;  the 
whole  matter  seems  to  have  been  arranged  between  Gilmer 
and  Peter  Barlow,  after  the  25th  of  September,  when  Mr. 
Harvey  definitely  declined.  Gilmer,  however,  seems  to  have 
had  a  conversation  with  Bonnycastle  just  before  he  left  Lon- 
don. This  hasty  arrangement  by  proxy  led  to  a  slight  mis- 
understanding, as  will  be  seen  in  the  next  chapter.  A  short 
account  of  the  Harwood  correspondence  will  close  our  sketch 
of  Mr.  Gilmer's  important  mission. 

On  the  20th  of  September,  Dr.  John  Harwood,  then 
lecturing  in  Manchester,  answered  a  letter  which  Gilmer  had 
been  advised  to  write  by  Dr.  Birkbeck.  In  this  answer  he 
expatiates  on  the  advantages  such  a  new  field  as  America 
would  offer  a  natural  historian,  but  regrets  that  an  engagement 
to  lecture  before  the  Royal  Institution  will  leave  him  un- 
decided as  to  his  plans  until  the  following  May.  But  he 
offers  a  suggestion  that  may  obviate  the  difficulty.  He  has  a 
brother  now  studying  medicine  in  Edinburgh,  who  has  been 
a  fellow  lecturer  with  him  in  natural  history,  and  who  is 
zealous  in  the  cause.  Why  not  let  him  keep  the  place  warm? 
He  can  have  copies  of  any  lectures  the  Doctor  himself  would 
deliver;  and  if  the  latter  decide  to  remain  in  England, 
no  fitter  person  than  the  brother  can  be  found  to  keep  the 
chair,  and  in  two  countries  two  Harwoods  can  work  their 
way  to  fame.  Gilmer's  answer  to  this  really  well-worded 
letter,  has  not  been  preserved ;  but  from  a  letter  written  by 
Harwood  on  September  20th,  I  judge  that  it  was  not  unfavor- 
able. The  Doctor  talks  of  forming  a  nucleus  for  a  museum 
at  once,  and  promises  to  look  out  for  a  professor  of  natural 
philosophy.  Then  oomes  a  long  and  manly  letter  from  Wil- 
liam Harwood,  the  brother,  offering  his  services.  He  owns  to 
no  very  extensive  knowledge  of  mineralogy,  but  has  a  good 


112  English  Culture  in  Virginia.  [300 

training  in  chemistry,  and  is  especially  fond  of  zoology.  He 
asks  sensible  questions,  and  writes  throughout  in  a  modest 
tone. 

In  the  meantime  (September  26th)  John  Harwood  wrote, 
mentioning  Norton  by  residence  but  not  by  name,  and  giving 
valuable  information  with  regard  to  the  purchase  of  a 
museum.  He  also  recommends  his  brother  in  warm  terms. 
Gilmer  wrote,  complaining  that  Harwood  was  not  explicit 
enough,  although  to  my  mind  he  very  explicitly  wished  his 
brother  to  get  the  place,  either  permanently  or  temporarily. 
Then  Dr.  Harwood  wrote  a  letter  on  September  30th,  "  re- 
spectfully observing  "  that  he  could  not  enter  into  any  foreign 
engagement  for  the  present,  but  that  his  brother  was  at  liberty 
to  made  arrangements  either  permanent  or  temporary.  On 
October  1st,  Dr.  Harwood  wrote  another  letter,  this  time 
concerning  Norton,  who  would  like  the  place,  and  whom  he 
recommended  highly,  observing,  however,  that  he  was  by  no 
means  a  man  of  the  world.  Then  on  October  24th  the  Doc- 
tor wrote  to  his  friend,  Birkbeck,  and  stated  that  William 
Harwood  had  undertaken,  at  Gilmer's  request,  a  visit  to 
the  Isle  of  Wight,  to  see  that  gentleman  on  his  way  out.  On 
his  arrival  there,  Gilmer  informed  him  that  so  much  time  had 
elapsed  that  he  should  prefer  to  leave  the  matter  to  the 
Board  of  Visitors,  unless  Harwood  would  go  out  at  his  own 
risk.  Dr.  Harwood  himself  went  over  to  Liverpool,  in 
hopes  of  seeing  Gilmer,  but  saw  only  Mr.  Long.  We  learn 
also  that  Mr.  Norton  went  to  the  Isle  of  Wight  to  see  Gilmer, 
but  arrived  four  hours  too  late — a  sad  commentary  on  un- 
worldliness.  This  letter  was  forwarded  by  Dr.  Birkbeck  to 
Gilmer,  in  Virginia.  Next  in  series  comes  a  letter  dated  and 
endorsed  November  16th,  which  can  only  mean  September  16, 
but  which  is  unimportant.  It  may  here  be  remarked,  inci- 
dentally, that  in  forwarding  Harwood's  letter.  Dr.  Birkbeck 
spoke  highly  of  Bonny  castle,  and  stated  that  had  he  had  any 
idea  that  the  young  man  was  within  Gilmer's  reach,  he  would 
have  been  his  first  recommendation. 


301]  English  CuUure  in  Virginia.  113 

Now  it  is  not  well  to  offer  opinions  when  one  has  read  only 
one  side  of  the  case,  and  I  know  Mr.  Gilmer  to  have  been  a 
fair,  honorable  man  who  succeeded  admirably  in  his  other 
negotiations,  but  I  cannot  help  thinking  that  he  did  not  act 
in  this  affair  of  the  Harwoods  with  his  accustomed  caution. 
He  should  not  have  made  the  young  man  come  to  the  Isle  of 
Wight  and  then  put  him  off  with  an  excuse  that  could  not 
hold.  He  had  engaged  Bonnycastle  within  a  week  and  that 
too  without  seeing  him  but  once ;  he  had  absolute  powers, 
and  if  he  did  not  like  young  Harwood  on  personal  acquain- 
tance he  should,  I  think,  have  found  some  other  way  of  dis- 
missing him  than  such  an  excuse.  Besides  if  he  had  not 
liked  the  young  man  he  should  not  have  even  hinted  at  his 
going  to  the  United  States  at  his  own  risk.  But,  I  repeat,  it 
is  not  well  to  judge  too  hastily  in  such  matters.  Gilmer  was 
probably  in  a  hurry  to  get  back  and  had  possibly  been  wearied 
by  the  elder  Har wood's  importunities.  If  one  can  judge  by  a 
letter,  however,  William  Harwood  was  not  the  man  to  be 
treated  so  summarily.  The  Harwood  letters  it  should  be 
observed  do  not  breathe  a  suspicion  of  any  questionable  treat- 
ment. I  alone  am  responsible  for  these  criticisms  and  they 
are  the  only  ones  I  have  to  make  on  Mr.  Gilmer's  manage- 
ment of  a  tedious  and  difficult  commission.* 

I  have  80  far  said  nothing  about  his  purchases  for  the 
library ;  and  now  I  can  only  mention  that  he  bought  most  of 
the  books  from  Bohn,  and  was  much  assisted  by  his  banker, 
Mr.  Marx.' 


*  John  Harwood,  Esq.,  M.  D.,  F.  R.  S.,  &c.,  died  at  St.  Leonards  on  the 
Sea,  September  7th,  1854.  I  can  find  no  obituary  notice  of  him  either  in 
the  Gentleman's  Magazine  or  the  Athenaeum  for  this  year. 

A  Wm.  Harwood,  M.  D.,  was  the  author  of  a  book  on  the  "Curative 
influence  of  the  Southern  Coast  of  England,"  which  was  both  praised  and 
abused  (O.'s  M.,  1828,  Part  2,  Supplement).  I  do  not  know  whether  this 
was  our  friend  or  not. 

'  Mr.  Madison  will  hardly  seem  to  some  a  fit  person  to  apply  to  for  a 
catalogue  of  theological  books ;  but  he  did  make  out  such  a  list  for  the 
University.    See  his  writings,  III,  460. 


114  English  OuMure  in  Virginia,  [302 

On  the  5th  day  of  October  he  sailed  from  Cowes  in  the 
packet  Crisis,  bound  for  New  York. 

Thus  three  quarters  of  a  century  after  Bishop  Berkeley 
had  discouraged  Dr.  Johnson  from  trying  to  obtain  English 
teachers  for  the  new  King's  College  in  New  York,  Mr.  Jef- 
ferson and  Mr.  Gilmer  succeeded  admirably  in  their  trying 
and  important  task.^  , 


1  Berkeley's  Works  (Fraser),  IV,  322.    Letter  from  Berkeley  to  Johnson, 
Aug.  23d,  1749. 


CHAPTER  V. 

CONCLUSION. 

Thirty-five  days  after  sailing  from  Cowes  the  packet  Crisis 
arrived  in  New  York.  How  Gilmer  fared  on  the  voyage 
will  be  seen  from  an  almost  too  realistic  letter  written  to 
Judge  Carr  on  the  14th  of  November.  This  letter  will  be 
given  presently.  In  the  meantime  on  the  12th  and  13th  of 
the  same  month  two  letters  were  sent  to  Mr.  Jefferson.  In 
the  first  of  these  a  list  of  the  five  professors  was  given  and  it 
was  stated  that  they  would  arrive  in  ten  days  from  the  date 
of  the  letter.  As  will  be  seen  later  the  hopes  thus  ratised  in 
Mr.  Jefferson's  breast  were  to  be  cruelly  deferred.  Gilmer 
also  states  that  he  could  not  hear  of  a  single  man  in  England 
fit  for  the  chair  of  Natural  History.  In  the  second  letter 
Campbell  is  said  to  have  been  the  best  friend  Virginia  had 
among  all  the  writers  of  Great  Britain.  The  letter  also 
suggests  John  Torrey  of  West  Point  as  the  best  person  in 
America  for  the  chair  of  Natural  History.  It  may  be  men- 
tioned here  that  President  Monroe  had  some  months  since 
suggested  Torrey  and  Percival,  the  poet  and  geologist,  for 
chairs  in  the  new  University.  We  also  find  that  Gilmer  had 
been  a)mpelled  to  promise  all  the  professors  a  fixed  salary  of 
$1,500  except  Dr.  Blaetterraann,  who,  he  thinks,  should  be 
placed  on  the  same  footing  with  the  rest.  I  now  give  por- 
tions of  the  letter  to  Dabney  Carr. 

115 


116  English  Culture  in  Virginia.  [304 

New  York,  Nov'  14,  1824. 
Most  dear  Friend, 

Having  concluded  all  my  arrangements  in  England  much 
to  my  satisfaction,  I  thought  to  return  with  triumph  to  the 
light  &  bosom  of  my  friends.  Fatal  reverse  of  all  my  hopes  ! 
here  am  I  chained  like  Prometheus,  after  35  days  of  anguish 
at  sea,  such  as  man  never  endured.  I  hold  sea  sickness 
nothing,  I  laughed  at  it,  as  I  went  over — but  to  have  added 
to  it  a  raging  &  devouring  fever  aggravated  by  want  of 
medicine,  of  food,  of  rest,  of  attendance,  &  the  continued  tossing 
of  the  "  rude  imperious  surge,"  form  a  combination  of  miseries 
not  easily  imagined,  &  never  before,  I  believe,  exhibited.  I 
am  reduced  to  a  shadow,  and  disordered  throughout  my  whole 
system.  My  liver  chiefly  it  is  thought.  Among  other  symp- 
toms, while  I  was  in  mid  ocean,  a  horrible  impostumation, 
such  as  I  supposed  only  accompanied  the  plague,  in  the  form 
of  anthrax  or  carbuncle,  appeared  on  my  left  side,  low  as  I 
was.  I  neglected  it  till  it  was  frightful — it  required  lancing 
— but  not  a  man  could  I  get  to  do  it — some  were  sea  sick — 
others  indifferent,  I  called  one  who  said  he  was  a  Doctor,  & 
desired  him  to  cut  it  open — we  had  no  lancet,  no  scalpel,  no 
knife  that  was  fit,  &  finding  him  a  timid  booby,  whose  hand 
shook,  I  took  with  my  own  hand  a  pair  of  scissors  I  happened 

to  have,  and  laid  open  my  own  flesh We  had  no 

caustic,  &  I  had  to  apply  blue  stone,  which  was  nearly  the 
same  sort  of  dressing,  as  the  burning  pitch  to  the  bare  nerves 
of  Ravaillac — yet  I  am  no  assassin — all  the  way  I  repeated, 

"  Sweet  are  the  uses  of  adversity,  &c." 

I  must  turn  this  to  some  account — in  this  world  I  cannot, 
but  I  "  lay  the  flattering  unction  to  my  soul "  that  he  who 
suffers  well  never  suffers  in  vain.  Such  is  the  martyrdom  I 
have  endured  for  the  Old  Dominion — she  will  never  thank 
me  for  it — but  I  will  love  &  cherish  her  as  if  she  did 


305]  English  Culture  in  Virginia.  117 

For  over  a  month  the  poor  fellow  was  confined  at  New 
York,  but  he  was  not  idle.  Mr.  Jefferson  answered  his  letters 
on  Nov.  21st,  giving  an  account  of  the  University  buildings 
and  of  his  endeavors  to  get  the  books  and  baggage  of  the  pro- 
fessors through  without  duty.  In  a  note  of  November  22nd 
he  implores  Gilmer  not  to  desert  them  by  refusing  the  profes- 
sorship of  law — this  being  the  only  thing  he  has  to  complain 
of  in  all  his  agent's  conduct. 

On  the  29th  of  November  John  Torrey  ^  wrote  from  West 
Point  declining  the  professorship  of  natural  history  on  the 
ground  that  he  was  well  satisfied  with  his  present  position, 
but  recommending  Dr.  John  Patton  Emmet,  of  New  York, 
in  these  words :  "His  talents  as  chemist  and  scholar,  and 
standing  as  a  gentleman  are  of  the  first  rank.  I  know  him 
well  and  know  none  before  him."  This  recommendation 
brought  about  an  interview  between  Dr.  Emmet  and  jNIr. 
Gilmer,  the  result  of  which  was  the  election  of  the  former  to 
the  chair  which  had  given  so  much  trouble.  Dr.  Emmet  was 
a  son  of  the  Irish  patriot  and  distinguished  lawyer,  Thomas 
Addis  Emmet.  Both  father  and  son  contributed  to  Gilmer's 
comfort  during  his  confinement,  as  did  also  John  Randolph 
of  Roanoke,  whom  Gilmer  had  seen  in  England  and  who 
passed  through  New  York  during  the  latter's  sickness.  Gil- 
mer's relations  with  this  eccentric  man  were  always  of  the 
pleasantest  kind — a  circumstance  somewhat  remarkable.^ 

At  this  time  the  young  man  had  fully  determined  not  to 
accept  the  law  professorship  as  there  seemed  too  much  likeli- 
hood that,  if  he  did  accept,  his  health  would  render  the  position 
a  practical  sinecure ;  for  he  would  have  to  have  an  assistant 


*  Torrey  left  We«t  Point  shortly  after  (1827)  and  became  profeasor  of 
botany  and  chemistry  in  the  College  of  Physicians  and  Surgeons.  He 
wrc3te  many  valuable  works  on  lH)tany  and  deserves  to  be  remembered  M 
haying  been  the  instructor  of  Asa  Gray. 

'  Wni.  Pope,  the  eccentric  character  Injfore  alluded  to,  once  wrote  Gilmer 
that  John  Randolph  had  decUred  him  "the  most  intelligent  and  best  in- 
formed  man  of  his  age  in  Virginia ''  (letter  of  Nov.  2nd,  1826). 


118  English  Culture  in  Virginia,  [306 

and  he  knew  that  the  Visitors  would  neyer  give  him  up  after 
his  valuable  services  and  the  consequent  injury  to  his  consti- 
tution. He  therefore  endeavored  to  sound  as  to  the  situation 
that  distinguished  jurist,  Chancellor  Kent,  who  had  accepted 
a  position  in  Columbia  College,  where  he  was  to  deliver  the 
lectures  which  subsequently  formed  the  basis  of  his  Com- 
mentaries. The  politics  of  the  Chancellor  were  an  objection, 
but  his  reputation  as  a  jurist  would  make  him  a  desirable 
acquisition.  The  negotiation  did  not  go  far,  however,  and 
Gilmer  had  to  content  himself  with  proposing  the  name  of 
Dr.  Emmet  to  the  Visitors,  cordially  endorsing  all  that  Torrey 
had  said  about  him. 

In  the  meantime  Messrs.  Long  and  Blaettermann  arrived 
at  New  York,  and  after  calling  upon  Gilmer,  hastened  to 
Richmond,  proceeding  from  the  latter  place  to  the  University, 
where  they  found  their  pavilions  in  readiness.  It  was  also 
ascertained  that  Key,  Dunglison,  and  Bonnycastle  would  sail 
in  the  Competitor  direct  to  Norfolk. 

By  the  22nd  of  December  we  find  Gilmer  in  Norfolk,  stay- 
ing with  his  friend  Tazewell.  On  the  same  day  Mr.  Jefferson 
wrote  two  letters  to  Cabell  in  Richmond,  from  the  first  of 
which  I  take  this  extract : 

"  Mr.  Long,  professor  of  ancient  languages,  is  located  in  his 
apartments  at  the  University.  He  drew,  by  lot,  Pavilion  No. 
V.  He  appears  to  be  a  most  amiable  man,  of  fine  under- 
standing, well  qualified  for  his  department,  and  acquiring 
esteem  as  fast  as  he  becomes  known.  Indeed  I  have  great 
hopes  that  the  whole  selection  will  fulfill  our  wishes." 

The  second  letter  was  of  a  more  private  nature  and  is  given 
almost  entire : 

MoNTiCELLO,  Dec,  22,  1824. 

Dear  Sir, — Let  the  contents  of  this  letter  be  known  to  you 
and  myself  only.  We  want  a  professor  of  Ethics.  Mr.  Madi- 
son and  myself  think  with  predilection,  of  George  Tucker, 
our  member  of  Congress.     You  know  him,  however,  better 


307]  English  Culture  in  Virginia.  119 

than  we  do.  Can  we  get  abetter?  Will  he  serve?  You 
know  the  emoluments,  and  that  the  tenure  is  in  fact  for  life, 
the  lodgings  comfortable,  the  society  select,  <fec.  If  you  ap- 
prove of  him,  you  may  venture  to  propose  it  to  him,  and  ask 
him  if  he  will  accept.  I  say  "you  may  venture,''  because 
three  of  us  could  then  be  counted  on,  and  we  should  surely 
get  one,  if  not  more,  or  all,  of  the  other  four  gentlemen.^  .  .  . 

Mr.  Cabell  did  sound  Mr.  Tucker,  and  after  some  delibera- 
tions that  gentleman  consented  to  be  a  candidate  for  the  chair 
of  ethics,  to  which  position  he  was  elected  by  the  Visitors  in 
March,  1825.  At  the  same  time  Dr.  Emmet  was  elected  to 
the  chair  of  natural  history,  and  only  the  chair  of  law 
remained  unfilled.  Of  Mr.  Tucker's  acquirements  much 
might  be  said  were  not  my  space  nearly  exhausted.  He  had 
already  acquired  a  reputation  as  a  good  lawyer  and  a  faithful 
congressman,  and  had  published  some  essays  of  value  and 
a  novel.  He  subsequently  did  twenty  years  of  excellent 
work  in  his  professorship,  and  greatly  increased  his  reputation 
as  an  author  by  his  Life  of  Jefferson  and  his  History  of  the 
United  States. 

But  my  reader  must  not  imagine  that  the  Evil  Grenius 
of  Protection  did  not  croak  and  flap  its  bat-like  wings  when 
five  British  subjects  were  imported  to  ruin  the  mind  of  the 
American  youth ;  or,  as  the  Boston  Gazette  put  it,  to  disgust 
them  with  anecdotes  of  "My  Ijord  This"  and  "His  Grace 
That."  No — the  following  choice  specimens  of  the  journal- 
ism of  the  day  will  dis|>el  any  such  comfortable  idea — they 
are  taken  from  the  Richmond  Enquirer  of  December  11th, 
1824: 

"Importation  op  Professors. 

"  [From  the  Boeton  Cburier.] 

"  *  The  Richmond  Enquirer  informs  the  public,  that  Mr.  Gil- 
mer of  that  city  who  went  to  England  in  May  to  procure  profew" 

*  JeffenoD-Oabell  CorreqwDdenoe,  piig«t  323,  324. 


120  English  Culture  in  Virginia.  [308 

ors  for  the  University  of  Virginia  has  returned  and  that  he  has 
been  very  successful  in  obtaining  Professors,  who  were  to  sail  from 
London  in  the  Trident,  about  the  16th  of  October.  On  this  the 
editor  of  the  Connecticut  Journal  very  properly  remarks : 

"  '  What  American  can  read  the  above  notice  without  indigna- 
tion. ^Ir.  Jeflerson  might  as  well  have  said  that  his  taverns  and 
dormitories  should  not  be  built  with  American  bricks  and  have 
sent  to  Europe  for  them,  as  to  import  a  group  of  Professors.  We 
wish  well  to  his  College,  but  must  think  it  a  pity,  that  an  agent 
should  be  dispatched  to  Europe  for  a  suite  of  Professors.  Mr. 
Gilmer  could  have  fully  discharged  his  mission,  with  half  the 
trouble  and  expense,  by  a  short  trip  to  New  England.' 

"  [From  the  Philadelphia  Oazette.'] 

" '  Or,  we  may  be  permitted  to  add,  by  a  still  shorter  trip 
to  Philadelphia.  But  because  Pennsylvania  does  not  produce 
Stump-Orators  and  Presidents,  the  Virginians  conclude  that  it 
produces  nothing  else  of  value,  forgetful  that  the  first  physicians, 
philosophers,  historians,  astronomers,  and  printers,  known  in 
American  Annals  have  been  citizens  of  our  State.  This  sending 
of  a  Commission  to  Europe,  to  engage  professors  for  a  new  Uni- 
versity, is  we  think  one  of  the  greatest  insults  the  American  peo- 
ple have  received.' 

"  We  excuse  the  wit  of  our  Boston  and  Philadelphia  Editors, 
wishing  them  next  time  a  better  subject  on  which  to  employ  it. 
It  is  by  no  means  our  desire  to  disparage  the  wise  men  of  the 
East  or  the  philosophers  of  Philadelphia,  past,  present  or  to  come. 
We  have  had  the  misfortune,  it  is  true,  of  producing  two  or  three 
Presidents,  and  some  fair  stump  orators  (not  to  speak  of  Patrick 
Henry,  R.  H.  Lee,  John  Randolph,  or  Littleton  Waller  Tazewell), 
but  we  do  not  see  the  mighty  sin  we  commit  either  against  good 
morals  or  good  manners  in  looking  out  for  the  best  Professors  we 
can  obtain  for  our  rising  University — nay  of  sending  to  G.  Britain 
for  Professors  of  the  languages,  mathematics  and  physics,  if  from 
any  cause  whatever  it  was  not  easy  to  obtain  them  in  N.  England 
or  Pennsylvania.  S.  Carolina  employs  Dr.  Cooper,  has  she  been 
censured  for  her  judicious  selection  ?  But  no  man  can  as  well  ex- 
plain the  motives  of  this  visit  as  Mr.  Jefferson  himself,  who  in  the 


309]  English  Culture  in  Virginia.  121 

late  report  to  the  Legislature  of  Virginia  has  anticipated  and 
answered,  in  the  most  appropriate  manner,  every  exception  that 
has  been  taken  to  the  North "» 

I  may  remark  that  the  case  of  Dr.  Cooper  does  not  at  all 
apply,  for  he  had  been  in  this  country  nearly  30  years,  and 
was  not  specially  imported.  In  the  same  paper,  however,  I 
find  an  extract  from  the  New  York  American^  which  repre- 
sents a  more  liberal  class  of  our  population. 

•*  We  have  heard  with  pleasure  of  the  arrival  of  Messrs.  Long 
and  Blaettermann,  the  professors  of  ancient  and  modem  lan- 
guages in  the  University  of  Virginia.  They  are  well  known  and 
highly  esteemed  in  England.  Their  talents  and  acquirements 
will  doubtless  be  highly  advantageous  to  the  cause  of  Public  In- 
struction in  the  country.  The  other  Professors  of  this  Institution, 
Messrs.  Key,  Bonnycastle  and  Dunglison  are  daily  expected." 

In  the  meantime  the  Competitor  had  not  put  in  an  appear- 
ance, and  great  was  the  consternation  on  all  sides.  The  news- 
pa|)ers  gave  accounts  of  terrific  gales  on  the  coast  of  England 
at  the  very  time  Key  and  his  friends  were  to  sail.  Gilmer 
and  Cabell  were  busy  writing  to  Mr.  Jefferson  trying  to  allay 
the  old  gentleman's  fear,  but  greatly  alarmed  themselves. 
Day  after  day  passed  and  the  date  fixed  upon  for  opening  the 
University  (February  1st)  drew  near.  Lying  stories  were  set 
in  circulation  and  many  predicted  that  the  University  would 
never  succeed  after  all  the  delay.  But  on  January  30th  a 
gleam  of  hope  came.  Cabell  had  seen  in  a  Norfolk  paper  that 
the  Competitor  was  still  in  Plymouth  on  the  6th  of  December, 
and  so  had  escaped  the  October  gale.  To  his  letter  announcing 
this  fact  Jefferson  made  the  following  reply  which  is  interest- 
ing enough  to  quote. 


*  If  the  New  England  editors  had  known  that  two  of  the  first  professor- 
ships had  been  offered  to  Bowditch  and  Ticknor,  their  language  would 
probably  have  been  milder ;  and  what  are  we  to  think  of  the  application  of 
Rufus  King  to  Mr.  Drury  ? 
8 


122  English  Culture  in  Virginia.  [310 

MoNTiCELLO,  February  3,  1825. 

Dear  Sir, — Although  our  professors  were  on  the  5th  of 
December  still  in  an  English  port,  that  they  were  safe  raises 
me  from  the  dead ;  for  I  was  almost  ready  to  give  up  the  ship. 
That  was  eight  weeks  ago,  and  they  may  therefore  be  daily 
expected. 

In  most  public  seminaries,  text  books  are  prescribed  to  e^ch 
of  the  several  schools,  as  the  norma  docendi  in  that  school ; 
and  this  is  generally  done  by  authority  of  the  trustees.  I 
should  not  propose  this  generally  in  our  University,  because, 
I  believe  none  of  us  are  so  much  at  the  heights  of  science  in 
the  several  branches  as  to  undertake  this,  and  therefore  that  it 
will  be  better  left  to  the  professors,  until  occasion  of  inter- 
ference shall  be  given.  But  there  is  one  branch  in  which  we 
are  the  best  judges,  in  which  heresies  may  be  taught,  of  so 
interesting  a  character  to  our  own  State,  and  to  the  United 
States,  as  to  make  it  a  duty  in  us  to  lay  down  the  principles 
which  shall  be  taught.  It  is  that  of  government.  Mr.  Gilmer 
being  withdrawn,  we  know  not  who  his  successor  may  be. 
He  may  be  a  Richmond  lawyer,  or  one  of  that  school  of 
quondam  federalism,  now  consolidation.  It  is  our  duty  to 
guard  against  the  dissemination  of  such  principles  among  our 
youth,  and  the  diffusion  of  that  poison,  by  a  previous  prescrip- 
tion of  the  texts  to  be  followed  in  their  discourses ^ 

These  books  were  actually  chosen  by  Jefferson  and  Madison 
as  we  learn  from  a  letter  of  the  latter's  dated  February  8th, 
1825  (Writings,  III,  481);  but,  although  it  would  seem  that 
the  progressive  statesman  had  receded  from  his  own  excellent 
doctrine  that  the  present  generation  should  not  hamper  pos- 
terity, and  although  a  greater  than  the  Andover  Controversy 
would  seem  to  be  here  in  germ,  when  we  read  the  list  of  texts 
prescribed  our  apprehensions  are  abated.     They  consisted  of 

^  Jefferson-Cabell  Correspondence,  page  339. 


311]  English  Culture  in  Virginia,  123 

(1)  The  Declaration  of  Independence,  (2)  The  Federalist,  (3) 
The  Virginia  Resolutions  of  '98  against  the  Alien  and  Sedi- 
tion Laws  "  which  appeared  to  accord  with  the  predominating 
sense  of  the  people  of  the  United  States  " ;  and  (4)  The  In- 
augural Speech  and  Farewell  Address  of  President  Washing- 
ton "  as  conveying  political  lessons  of  peculiar  value." 

On  the  same  day  that  this  letter  was  written  Cabell  wrote 
that  as  Gilmer  had  three  times  declined  the  law  chair,  it  might 
be  offered  advantageously  to  Chancellor  Tucker  of  Winchester. 
He  also  proposed  a  very  impracticable  scheme  which  I  was 
surprised  at  so  sensible  a  man's  making,  viz.,  to  attach  to  the 
professorship  a  small  chancery  district  consisting  of  Albemarle 
and  four  contiguous  counties.^  N^otiations  were  accordingly 
opened  with  Tucker  but  in  vain.  He  was  destined,  however, 
to  fill  the  chair  from  1840  to  1844. 

In  the  meantime  the  long  wished  for  "  Competitor  "  arrived 
at  Norfolk  and  on  Thursday  evening,  February  10th,  Key 
wrote  the  welcome  intelligence  to  Gilmer,  who  lost  no  time  in 
informing  Mr.  Jefferson.  Key  and  his  companions  passed 
through  Richmond  and  attracted  the  most  favorable  notice. 
The  battle  had  been  won,  even  the  capital  city  of  the  enemy 
had  been  completely  disarmed. 

On  the  seventh  day  of  March,  1825,  the  University  of 
Virginia  was  formally  opened  with  the  five  foreign  professors 
and  forty  students.  Professors  Tucker  and  Emmet  arrived 
shortly  after,  and  students  kept  coming  in  until  on  September 
30th  they  numbered  116.  The  first  term  closed  on  December 
15th,  1825.  The  professorship  of  law  had  in  the  meantime, 
after  having  been  refused  by  Mr.  P.  P.  Barl)our  and  Judge 
Carr,  been  offered  to  Judge  Wm.  A.  C.  Dade,  of  the  general 
court.  Judge  Dade  seems  to  have  been  a  fine  lawyer  and  a 
man  of  some  classical  attainments;  but  the  situation  did  not 
charm  him.  Accordingly  Mr.  Jefferson  fell  back  upon  his  first 
choice  and  wrote  him  an  urgent  letter.     Gilmer's  health  now 

>  Same,  page  888. 


124  English  Culture  in  Virginia.  [312 

seemed  sufficiently  restored  to  enable  him  to  undertake  the 
work,  and  as  he  felt  that  the  strain  of  public  life  would 
not  suit  him  in  the  future,  he  answered  Mr.  Jefferson's 
more  than  flattering  appeal  by  accepting  the  position.  The 
visitors,  therefore,  unanimously  elected  him  and  he  looked 
forward  to  delivering  his  first  lecture  at  the  beginning  of  the 
second  term.  But  fate  decided  it  otherwise,  his  health  again 
broke  down  and  he  realized  that  this  time  he  was  disabled 
forever. 

Then  the  visitors  turned  to  Wirt,  who  had  been  thought 
of  long  before,  but  whose  high  position  under  the  government 
had  seemed  to  preclude  all  chance  of  his  acceptance.  To 
make  the  offer  more  attractive,  it  was  resolved  to  create  a 
new  office  of  "President  of  the  University  of  Virginia''  which 
should  be  held  by  Mr.  Wirt,  but,  if  he  declined,  should  not 
go  into  effect.  This  was  in  April,  1826.  Wirt  preferred  to 
settle  in  Baltimore  and  so  the  ill-fated  chair  was  offered  to 
John  Taylor  Lomax — a  lawyer  of  some  distinction,  residing 
near  Fredericksburg.  Mr.  Lomax  accepted  and  Mr.  Jeffer- 
son's agony  was  at  last  over.  On  the  21st  of  April  he  wrote 
to  Cabell  that  Lomax  had  paid  them  a  visit  and  charmed 
them  all.^ 

It  would  seem  at  first  thought  that  my  work  is  now  accom- 
plished and  that  that  agreeable  word  "finis"  is  all  that 
remains  to  be  written.  But  we  have  not  yet  taken  leave  of 
the  man  whose  labor  this  study  was  written  to  commemorate ; 
and  a  few  words  as  to  the  fortunes  of  those  whom  he  brought 
over,  would  not  appear  amiss. 

And  now  briefly  of  the  latter  point.^ 

Mr.  Key  finding  that  the  climate  of  Virginia  did  not  agree 


*  Jefferson-Cabell  Correspondence,  page  377. 

'My  chapters  in  Dr.  Adams'  work,  before  referred  to,  are  a  proper  sup- 
plement to  this  study,  and  to  them  the  reader  is  referred.  Volumes  III 
and  IV  of  Madison's  Writings  are  the  best  original  source  I  know  of  f(wr 
the  period  from  1826-36. 


313]  English  Culture  in  Virginia.  125 

with  him  was  compelled  to  resign  in  1827  and  to  return  to 
England.  There  his  high  abilities  were  recognized  by  a 
position  in  the  newly  established  University  of  London,  and 
we  marvel  at  the  versatility  of  the  man  when  we  find  that 
the  remainder  of  his  long  and  useful  life  was  devoted  to 
philology.  He  died  in  1875,  and  his  recently  published  Latin 
dictionary  is  the  latest  monument  to  his  labor. 

On  Mr.  Key's  resignation,  Mr.  Bonnycastle  was  transferred 
to  the  chair  of  mathematics.  This  gentleman  at  first  had 
some  trouble  as  to  a  bond  which  he  was  under  to  the  British 
government,  and  which  was  forfeited  by  his  coming  to  Amer- 
ica. A  slight  misunderstanding  arose  between  Gilmer  and 
himself  owing  to  this  fact  and  to  the  hasty  drawing  up  of  the 
contract  between  them.  But  mutual  explanations  happily 
settled  the  matter.  Mr.  Bonnycastle  held  the  chair  of  mathe- 
matics until  his  death  in  1840,  and  was,  I  believe,  the  first  in 
this  country  to  introduce  the  use  of  the  ratio  method  of  the 
trigonometrical  functions. 

Mr.  Long  received  a  call  to  the  London  University  in  1828, 
but  he  left  a  worthy  representative  behind  him.  In  my  chap- 
ter in  Dr.  Adams'  work,  I  give  a  sketch  of  the  work  of  Dr. 
Gressner  Harrison,  whom  Long  nominated  as  his  successor. 
That  sketch,  taken  mainly  from  an  address  by  the  Rev.  John 
A.  Broadus,  cannot  be  repeated  here.  It  is  sufficient  to  say 
that  Long  kept  Dr.  Harrison  posted  on  all  the  latest  German 
discoveries  in  philology,  and  that  the  students  of  the  Univer- 
sity of  Virginia  were  familiar  with  the  labors  of  Bopp  before 
that  great  man  was  fully  recognized  in  Germany  itself.  Of 
Mr.  I^)ng'8  subsequent  labors  for  English  education,  I  surely 
need  not  speak. 

With  respect  to  Dr.  Blaettermann,  I  have  been  singularly 
unfortunate  in  collecting  information.  The  few  notices  I  have 
Been  of  him,  speak  highly  of  his  attainments,  but  are  not  so 
pleasant  in  other  respects.  Gilmer  seems  to  have  seen  what 
he  calls  a  "puff"  about  him  in  one  of  tlie  English  pa|)crs, 


126  English  Culture  in  Virginia.  [314 

and  Dr.  Gessner  Harrison  wrote  in  a  kindly  way  of  him  in 
Duyckinck's  Cyclopaedia.^ 

Dri  Robley  Dunglison's  name  is  so  well  known  in  this 
country  that  J  need  only  say  that  he  remained  eight  years  at 
the  University,  and  laid  the  foundation  of  what  has  proved  to 
be  a  remarkably  successful  medical  school.  Mr.  Jefferson,  in 
his  last  illness,  trusted  entirely  to  his  skill.  His  work  in 
medical  literature  is  known  even  to  general  readers.  The 
subsequent  careers  of  the  native  professors  are  foreign  to  my 
purpose,  and  it  only  remains  for  us  to  take  our  leave  of  the 
man  we  have  learnt  to  know  so  well,  Francis  Walker  Gilmer. 

The  tale  is  soon  told ;  and  being  sad,  this  is  surely  best. 
After  returning  from  New  York,  he  was  thrown  back  by  the 
carelessness  of  a  servant,  who  left  a  window  open  by  his  bed 
all  night.  As  he  was  naturally  delicate,  his  health  was 
rapidly  undermined.  He  could  attend  to  little  business,  and 
left  Richmond  for  Albemarle,  from  whence  he  went  to  one  of 
the  Virginia  Springs.  The  little  business  he  could  attend  to 
was  of  a  painful  nature,  being  connected  with  the  ruined 
fortunes  of  his  old  friend,  ex-governor  Thomas  Mann  Ran- 
dolph. The  trip  to  the  Springs  buoyed  him  up,  and  he 
accepted  the  law  professorship,  as  we  have  seen.  But  his 
disorders  becoming  worse,  he  was  compelled  to  resign,  and 
after  a  lingering  illness  of  many  weeks,  he  died  at  the  resi- 
dence of  one  of  his  relatives  in  Albemarle,  on  the  25th 
of  February,  1826.  One  of  his  last  acts  was  to  leave  a  sum 
of  money  for  the  purchase  of  a  communion  service  for  the 
Episcopal  Church  in  Charlottesville.  He  passed  away  in  the 
arms  of  his  brother  Peachy,  who  has  recorded  in  the  volume 
before  me  that  **  he  died  in  the  faith  of  Jesus  Christ."  Upon 
the  last  letter  which  he  received  from  his  dear  friend,  Wm. 
Wirt,  Gilmer  wrote  these  few  lines  in  pencil — the  last  writing 
he  ever  did  :  "  Dear  &  beloved  Mr.  W. — Nothing  but  a  last 

^  Dr.  Adams  cites  an  article  in  the  Southern  Literary  Messenger  for  Janu- 
ary, 1842,  which  throws  light  on  the  characters  of  the  early  professors. 


316]  English  Culture  in  Virginia.  127 

hope  could  have  induced  me  to  take  such  a  liberty  with  you.* 
I  have  scarcely  any  hope  of  recovering  &  was  but  a  day  or 
two  ago  leaving  you  my  last  souvenir.  I  have  not  written  to 
you  because  I  love  &  admire  you  &  am  too  low  to  use 
my  own  hand  with  convenience.  Farewell  to  you  &  to  all  a 
family  I  have  esteemed  so  well." 

I  promised  to  give  a  detailed  account  of  Mr.  Gilmer's  lite- 
rary work,  but  I  now  find  that  from  want  of  space  I  cannot 
keep  that  promise.  Perhaps  it  is  as  well  that  I  should  not; 
the  world  has  forgotten  what  he  wrote — I  would  fain  hope 
that  it  will  not  forget  what  he  did.  There  are  MS.  essays 
extant  on  "The  causes  of  the  ascent  of  vapour"  and  "Certain 
phenomena  of  vision,"  which  it  will  be  best  to  leave  undis- 
turbed, although  they  certainly  show  an  original  and  inquir- 
ing mind.  In  the  Atialedic  Magazine  for  July,  1818,  will  be 
found  an  interesting  account  of  a  visit  paid  to  the  Cherokees 
in  Tennessee,  probably  in  company  with  Mr.  Corr^,  but  the 
modern  reader  would  be  apt  to  think  that  the  article  dealt 
more  with  the  Greeks  and  Romans  than  was  necessary.  The 
essay  on  the  Natural  Bridge,  which  was  translated  by  Pic- 
tet,  appeared,  I  believe,  in  the  XVth  volume  of  the  same 
magazine.  This  I  have  not  seen.  In  January,  1828,  Field- 
ing Lucas,  Jun.,  of  Baltimore,  issued  a  small  volume  of 
"Sketches,  Essays  and  Translations,  by  the  late  Francis 
Walker  Gilmer,  of  Virginia,"  Mr.  Wirt  contributing  a 
preface.  This  contained  the  revised  "  Sketches  of  American 
Orators,"  by  far,  it  seems  to  me,  his  best  performance,  and 
containing  some  good  criticism,  "  A  vindication  of  the  laws 
limiting  the  rate  of  interest  on  loans,"  an  answer  to  Bentliam, 
which,  though  it  shows  a  great  deal  of  legal  learning,  inclines 
too  much  to  reasoning  by  analogy,  and  hardly  settles  the  mat- 
ter ;  and  certain  translations  from  the  French  economists  lent 
him  by  Du  Pont  de  Nemours.     These,  with  the  volume  of 


'That  is — using  Wirt's  own  letter  for  his  reply. 


128  JEnglish  Culture  in  Virginia.  [316 

reports  previously  mentioned,  constitute  all  of  Gilmer's 
writings  with  which  I  am  acquainted.^ 

His  learning  was  certainly  curious  and  enormous.  He 
seems  to  have  been  a  fine  lawyer,  perhaps  the  most  learned 
of  his  day  in  Virginia ;  it  can  hardly  be  said  that  he  was  a 
philosophic  jurist.  He  was  also  a  good  classical  scholar  and 
botanist — something  of  a  philologian  and  physical  experi- 
menter—  and  personally  one  of  the  most  agreeable  of  com- 
panions. There  are  many  things  in  these  letters  which  show 
a  delicate  wit  and  some  of  the  turns  of  his  mind  are  as 
original  as  they  are  entertaining.  This  may  serve  as  a  sam- 
ple. Speaking  of  Wirt's  success  he  says  that  he  has  heard 
that  Wirt  created  as  much  astonishment  in  Washington  as 
the  Duke  of  Buckingham  did  in  Madrid,  "there  having  been 
no  such  comet  in  that  hemisphere."  ^ 

How  Mr.  Gilmer  was  regarded  by  his  contemporaries  may 
be  seen  from  the  following  letter  : 

Washington,  Dec.  27,  1827. 
My  dear  Sir, 

I  am  extremely  sensible  to  your  kind  attention  &  highly 
obliged  by  it.  Everything  connected  with  my  late  friend, 
your  dear  brother,  is  dear  to  me.  I  am  now  probably  as  near 
my  journey's  end  as  he  was  on  his  return  from  that  ill  fated 
voyage  to  England,  from  which  I  date  the  disease  that  so 


^I  have  seen  it  stated  that  he  wrote  some  of  the  numbers  of  the  "Old 
Bachelor,"  and  several  articles  in  the  Virginia  Evangelical  and  Literary 
Magazine,  of  which  his  friend.  Dr.  Rice,  was  editor.  Both  of  these  statements 
are  probably  true ;  but  no  mention  is  made  of  the  matter  in  the  Gilmer 
letters ;  nor  is  he  stated  to  have  been  a  contributor  in  the  obituary  notice 
of  him  in  the  ninth  volume  of  the  aforesaid  magazine. 

^  I  also  find  a  characteristic  sentence  d  propos  of  the  strained  relations 
between  Wirt  and  Pinckney  (relations  more  strained  than  Mr.  Kennedy's 
tender  heart  would  allow  him  to  tell  us).  "  You  may  never  again  have  a 
chance  of  shivering  his  spear,  which  is  not  of  mountain  ash  like  that  of 
Achilles,  but,  as  Randolph  said  of  his  own,  rather  of  the  tobacco  stick  order, 
though  pointed  up  like  a  small  sword." 


317]  English  Ouliure  in  Virginia.  129 

cruelly  robbed  us  of  him.  Whether  we  shall  be  permitted 
to  recognize  our  friends  in  a  future  world  is  beyond  our  ken 
— but  the  belief  is  so  consonant  with  the  goodness  of  our 
Creator  &  so  consolatory  to  the  heart  of  man  that  I  would 
fain  indulge  in  it. 

Accept,  my  dear  Sir,  my  best  wishes  and  respects — 
Your  obliged 
To  J.  R.  of  Roanoke. 

Peachy  R.  Gilmer  Esq. 

Both  Mr.  Randolph  and  Mr.  Wirt  were  applied  to  for  an 
epitaph  ;  but  neither  felt  equal  to  the  task.  The  letters  from 
which  the  foregoing  was  taken  and  which  have  been  the  basis 
of  this  study  were  collected  by  Mr.  Peachy  Gilmer  in  1833 
and  bound  in  two  large  volumes  for  the  use  of  his  descend- 
ants. Mr.  Wirt  was  very  loth  to  part  with  Gilmer^s  letter 
to  him,  reserving  at  the  last  the  letter  written  from  Shake- 
speare's house  and  the  leaf  of  Kenil worth  ivy  which  accom- 
panied it. 

Francis  Walker  Gilmer,  Virginia's  benefactor,  lies  buried 
at  his  old  family  seat.  Pen  Park,  in  Albemarle  County.  Over 
his  remains  is  a  plain  stone  recording  the  dates  of  his  birth 
and  death  and  preserving  the  following  epitaph,  written  by 
himself,  and  almost  as  sad  as  Swift's — 

"  Pray,  stranger,  allow  one  who  never  had  peaee  while  he  lived, 

The  sad  Immunities  of  the  (irave, 

Silence  and  Repose." 


Erratum. 


For  **  gigomaniae"  on  page  9  reatl  gig-maniae.  The  quotation  marks  are 
dropped  because  the  writer  is  doubtful  whether  Carlyle  ever  used  the 
word — **  gigmaniiiff"  which  oocars  in  the  eesay  on  fioewell's  Life,  probably 
occasioned  the  misapprehension.  Hut  reviewing  bis  work,  after  the  lapse 
of  nearly  a  year,  the  writer  finds  himself  wondering  how  Carlyle  and  so 
many  extraneous  subjects  got  mixed  up  with  what  he  intended  to  make  the 
simple  record  of  a  good  man's  life. 


APPENDIX. 


It  seems  well  to  preserve  here  three  of  the  letters  which 
Gilmer  received  from  Greorge  Ticknor.  In  a  few  respects 
they  appear  to  supplement  those,  relating  to  the  same  period, 
which  have  already  delighted  the  world  in  that  charming 
book — "The  Life  and  Letters  of  George  Ticknor."  Good 
letters  are  too  rare  to  be  carelessly  put  aside,  and  I  feel 
convinced  that  my  readers  will  thank  me  for  acting  upon 
this  conviction  and  presenting  these. 


GoTTiNGEN  King"  of  Hanover. 
May  31 8<,  1816. 

I  am  rejoiced  to  find  my  Dear  Gilmer  by  the  letter  you 
sent  by  Mr.  TerrelP  that  you  have  not  forgotten  me,  though 
you  have  not  heard  from  me.  That  this  has  been  the  case, 
however  is  no  fault  of  mine.  Immediately  after  receiving 
your  letter  of  last  May,  I  wrote  to  America  to  know  where  I 
should  address  to  you,  and  since  then  I  have  made  the  same 
inquiry  of  Mr.  Jefferson  and  in  Paris  but  could  learn  nothing 
of  you,  until  day  before  yesterday,  when  your  very  welcome 
letter  came  to  tell  me  all  I  hoped  to  hear  except  that  you  had 
renounced  your  intention  of  coming  to  Europe.  In  this 
respect  you  have  changed  your  plans ;  and  as  you  intend  to 
be  a  lawyer,  I  rather  think  you  have  done  wisely.     I  too 


The  joong  Virginian  preriouBly  referred  ta 

131 


132  Appendix.  [320 

have  changed  my  plans,  I  have  renounced  the  law  altogether, 
and  determined  to  prolong  my  stay  in  Europe,  that  I  may 
do  something  towards  making  myself  a  scholar,  and  perhaps 
you  will  smile,  when  I  add  that  my  determining  motive  to 
this  decision,  of  which  I  have  long  thought,  was  the  admirable 
means  and  facilities  and  inducements  to  study  offered  by  a 
German  University.  But  however  you  may  smile  on  the 
other  side  of  the  Atlantic,  you  would  if  you  were  on  this,  do 
just  as  I  have  done.  My  inclination  is  entirely  &  exclusively 
to  literature — the  only  question  with  me,  therefore,  was,  where 
I  could  best  fit  myself  to  pursue  haud  passibus  acquis  its 
future  progress  &  improvement.  In  England  I  found  that 
the  vigorous  spirit  of  youth  was  already  fled  though  to  be 
sure  in  its  place  I  found  a  green  and  honourable  old  age — in 
France — where  literature,  its  progress  &  success  was  always 
much  more  intimately  connected  with  the  court  than  it  ever 
was  in  any  other  age  or  country  if  Rome  under  Augustus  be 
excepted, — in  France  it  has  long  been  the  sport  of  political 
revolutions  &  seems  at  last  to  be  buried  amidst  the  ruins  of 
national  independence — and  in  the  S{outh)  of  Europe,  in 
Portugal,  Spain,  and  Italy  centuries  have  passed  over  its 
grave. — In  Germany,  however,  where  the  spirit  of  letters  first 
began  to  be  felt  a  little  more  than  half  a  century  ago,  all  is 
still  new  &  young,  and  the  workings  of  this  untried  spirit 
starting  forth  in  fresh  strength,  &  with  all  the  advantages 
which  the  labour  and  experience  of  other  nations  can  give  it 
are  truly  astonishing.  In  America,  indeed,  we  have  but  little 
of  these  things,  for  our  knowledge  of  all  Europe  is  either 
derived  from  the  French,  whose  totally  different  manners,  & 
language  &  character  prevents  them  from  even  conceiving 
those  of  Germany,  or  from  England,  whose  ancient  prejudices 
against  every  thing  continental  as  yet  prevent  them  from 
receiving  as  it  deserves  a  kindred  literature.  Still,  however, 
the  English  scholars  have  found  out  that  the  Germans  are  far 
before  them  in  the  knowledge  of  antiquity,  so  that  if  you 
look  into  an  English  Treatise  on  Bibliography  you  will  find 


321]  Appendix,  133 

nine  tenths  of  the  best  editions  of  the  classics  to  be  Grerman ; 
— and  Mad.  de  Stael  has  told  the  world,  tho'  to  be  sure,  very 
imperfectly  and  unworthily,  what  a  genial  &  original  litera- 
ture has  sprung  up  in  Germany  within  the  last  50  years  like 
a  volcano  from  the  wastes  &  depths  of  the  ocean. — But  it  is 
not  what  they  have  already  done,  oY*  what  they  are  at  this 
moment  doing,  astonishing  as  both  are,  which  makes  me  hope 
so  much  from  these  Germans.  It  is  the  free,  &  philosphical 
spirit  with  which  they  do  it — the  contempt  of  all  ancient 
forms  considered  as  such,  and  the  exemption  from  all  preju- 
dice— above  all,  the  unwearied  activity  with  which  they  push 
forward,  and  the  high  objects  they  propose  to  themselves — it 
is  this,  that  makes  me  feel  sure,  Germany  is  soon  to  leave  all 
the  rest  of  the  world  very  far  behind  in  the  course  of  improve- 
ment— and  it  was  this  that  determined  me  to  remain  here 
rather  than  to  pursue  my  studies  in  countries  where  this  high 
spirit  has  faded  away. — 

You  may  perhaps  smile  at  all  this,  my  dear  Gilmer,  and 
think  that  my  reasons  for  spending  above  a  year  and  a  half 
in  Gottingen  are  as  bad  as  the  revolution  itself.  If  we  live 
twenty  years,  however,  <fe  then  meet  one  another,  you  will  be 
prepared  to  tell  me  I  have  done  right,  for  though  the  political 
machine  may  at  last  grind  Germany  to  powder,  yet  I  am 
satisfied  that  the  spirit  which  was  not  extinguished  or  even 
repressed  by  the  French  Usurpation  will  not  be  stopj>ed  in  its 
career  by  any  revolution  that  is  likely  to  happen  before  that 
time,  and  in  twenty  years  German  literature,  &  science,  and 
learning  will  stand  higher  than  those  of  any  other  modern 
nation.  Mr.  Terrel,  of  course,  I  have  not  yet  seen,  but  in  a 
little  more  than  a  year  I  shall,  I  suppose,  find  him  in  Ger- 
many ;  <fe  if  I  can  there  do  him  any  service,  you  may  be 
certain,  that  I  shall  not  be  found  unfaitliful  to  the  remem- 
brance of  the  many  pleasant  hours  passed  with  you  <fe  owed 
to  you  in  Philadelphia  and  Washington.  Farewell.  I  will 
write  to  you  soon  again  <&  you  must  write  soon  to  me.  Send 
your  letters  to  Bodon  care  of  E.  Ticknor  &  they  will  certainly 


134  Appendix,  [322 

reach  me.  Where  is  Winchester?  Tell  me  all  about  it  &  about 
your  situation.  If  it  is  near  Monticello,  remember  me  when 
you  are  there,  &  tell  Mr.  Jefferson  that  my  only  regret  in 
determining  to  stay  here  is  that  I  cannot  have  the  pleasure  of 
purchasing  his  books  in  Paris.  I  hope,  however,  as  I  have 
told  him,  still  to  find  some  way  of  being  useful  to  him  in 
Europe. 

Yrs  truly,  Geoege  Ticknor. 

Francis  W.  Gilmer,  Esq., 

Winchester^  Virg, 
Care  of  John  Vaughan,  Esq., 

Philadelphia. 

II. 

GoTTiNGEN  Jan.  30.  1817. 

Your  very  welcome  letter  of  Oct.  11.  1816.  my  dear 
Gilmer  reached  me  a  few  days  since  and  I  thank  you  for  it 
a  thousand  times. — It  afforded  me  pleasure  in  every  part 
except  that  in  which  you  speak  of  your  feeble  health.  My 
dear  Gilmer,  take  care  of  yourself.  I  say  this  from  an 
experience,  which  makes  my  warning  solemn,  and  which 
should  make  it  efficient. — One  of  the  very  first  things  that 
struck  me  on  coming  to  Europe  was,  that  their  men  of  letters 
&  professions  here  live  much  longer  and  enjoy  lively  &  active 
faculties  much  later  than  in  America.^  And  what  is  the 
reason?  Not  because  our  students  labour  harder — not  because 
they  exercise  less — not  because  they  smoke  more  or  for  any 
other  of  the  twenty  frivolous  reasons  that  are  given  by  anxious 
friends  among  us,  for  these  are  all  disproved  by  the /ac<  here, 
that  a  man  of  letters  works  from  12  to  16  hours  a  day — 


'Here  he  adds  on  the  side  of  the  page — I  have  reduced  this  to  an 
arithmetical  fact  by  calculating  the  length  of  the  lives  of  men  of  letters  in 
Eng.(land)  France,  Spain,  Italy,  <&  Germany. 


323]  Appendix,  135 

exercises  not  at  all — smokes  three  fourths  of  his  time  <fec  &c. 
— The  reason  is,  that  every  man  must  have  habits  suited  to 
his  occupations,  whereas  our  men  of  letters  are  so  few  that 
they  are  obliged  to  adopt  the  habits  of  persons  about  them 
whose  occupations  are  utterly  different.  Thus  we  get  up  late 
in  the  moraing  because  breakfast  is  not  to  be  had  early  with 
convenience  to  the  family — we  dine  late  because  our  dinner 
hour  must  conform  to  that  of  men  of  business — we  give  the 
evening  to  the  world  because  it  is  the  fashion — and  thus 
having  passed  the  whole  day  under  the  constraint  of  others, 
we  steal  half  the  solitude  &  silence  of  the  night  to  repair  our 
loss.  Under  the  influence  of  such  habits  our  men  of  letters 
in  America  seldom  attain  their  fortieth  year  &  often  fall  vic- 
tims in  the  very  threshold  of  active  life.  The  great  faults 
lie  in  the  distribution  of  time  and  of  meals. — A  student  should 
certainly  rise  early,  not  only  because  Sir  John  Sinclair's  Tables 
show  that  early  risers  are  always  (caderis  paribus)  the  longest 
livers  but  because  anyone  who  has  made  the  experiment  will 
tell  you  that  the  morning  is  the  best  time  for  labour.  It  has 
the  advantages  of  silence  &  solitude  for  which  we  use  the 
evening  and  the  great  additional  ones  that  mind  &  body  are 
then  refreshed  &  quickened  for  exertion.  In  the  nature  of 
things  therefore,  the  heaviest  studies,  whatever  they  may  be, 
shoukl  be  the  first  in  the  day,  &  as  far  as  it  is  possible,  I 
would  have  their  weight  diminished  in  each  portion  of  time 
until  they  cease,  because  by  the  fatigue  of  exercise,  the  faculties 
become  continually  less  capable  of  easy  <fe  dexterous  exertion 
without  being  compelled  to  it  by  excitement  which  afterwards 
produces  languor.  Then  as  to  meals  —  I  would  not  eat  a 
hearty  American  breakfast  on  first  rising,  for  that  is  the  very 
time,  when  as  the  body  is  already  strengthened  &  restored  by 
sleep,  it  needs  least  of  all  the  excitement  of  hearty  food. 
Still  less  is  the  intrusion  of  craving  hunger  to  be  desired. — 
For  the  first  seven  or  eight  hours,  after  rising  therefore,  I 
have  observed  it  best  to  keep  the  appetite  merely  still  by 
eating  perhaps  twioe  some  very  light  food — bread  &  butter  & 


136  Appendix.  [324 

a  cup  of  coffee  &c — By  that  time  the  strength  needs  assistance 
&  the  principal  meal  in  the  day  should  be  made,  which  with 
light  food  once  or  at  most  twice  afterwards  is  sufficient  until 
''  Nature's  grand  restorer  "  comes  to  fit  mind  &  body  for  new 
exertions.  Observe,  I  pray  you,  that  the  two  last  hours  in 
the  day  should  not  as  with  us,  be  the  hours  chosen  for  the 
severest  labour,  but  should  as  much  as  possible,  be  hours  of 
very  light  reading,  or  absolute  amusement  &  idleness  for  two 
reasons,  because  the  mind  &  body  are  then  weary  whether  we 
permit  ourselves  to  feel  it  or  not  and  because  the  excitement 
of  hard  study  just  before  going  to  bed  prevents  us  from 
enjoying  "  the  sweet,  the  innocent  sleep ''  which  is  so  indis- 
pensable to  refresh  the  faculties. — Now,  my  dear  Gilmer,  do 
not  say  all  this  is  theory  &  whim,  foi  I  know  it — I  feel  it  to 
be  fact.  In  America  my  health  faded  under  eight,  nine  & 
ten  hours  study  in  a  day  and  I  have  lived  in  Gottingen  a 
year  &  an  half  and  grown  stronger  on  studying  more  than 
twelve  hours  a  day.  I  rise  at  five  o'clock  in  the  morning 
and  my  servant  brings  me  immediately  a  cup  of  coffee  &  a 
piece  of  bread — at  IX  I  eat  some  bread  and  butter — at  I  I 
dine — between  VII  &  VIII  in  the  evening  I  take  some  light 
supper  &  at  X  go  faithfully  to  bed  &  sleep  the  sleep  that 
knows  no  waking. — I  do  not  beg  you  to  do  the  same,  for  I 
know  not  how  much  your  health  is  reduced ;  but  when  you 
have  applied  the  needful  means  and  restored  yourself  to  your 
usual  strength — then  I  do  beseech  you  to  adopt  this  or  some 
other  system  equally  simple,  strict  and  rational  and  do  not 
fear  the  result. — I  speak  on  this  subject  with  an  earnestness 
uncommon  to  me,  for  I  have  more  than  common  reasons. — 
I  have  lost  many  friends  though  I  am  still  young — some 
whose  talents  and  acquirements  would,  in  riper  years,  have 
given  a  new  character  to  letters  among  us,  and  now  that  I  live 
in  the  midst  of  men  who  have  grown  old  under  labour  which 
always  seemed  to  me  without  the  limits  of  human  strength 
and  have  compared  the  annals  of  literature  in  other  countries 
with  its  condition  here,  I  can  look  back  and  see  how  gradually 


325]  Ajypefndix.  137 

and  surely  the  health  and  lives  of  nearly  every  one  of  these 
friends  were  destroyed  by  their  conformity  to  the  habits  of 
the  society  in  which  they  lived — by  the  inversion  of  their  day 
in  study  and  in  meals — &  in  short,  by  attempting  to  live  at 
once  like  students  &  like  men  whose  occupations  are  anytliing 
but  intellectual — Beware,  then,  of  this,  my  dear  Gilmer — The 
world  expects  a  great  deal  from  your  talents  and  you  can 
easily  fulfill  these  expectations,  if  you  will  but  preserve  your 
health  by  accomodating  your  habits  to  the  nature  of  your 
occupations. 

When  I  began,  I  am  sure,  I  intended  to  have  said  but  a 
word  on  this  subject. — You  will  not,  however,  mistake  my 
reason.  If  I  valued  your  health  less,  I  should  be  less  anxious 
to  have  you  preserve  it  &  if  I  had  not  placed  a  portion  of  my 
happiness  on  the  continuance  of  your  life  &  did  not  know  that 
you  are  one  who  can  fill  so  much  of  the  chasm  in  our  intel- 
lectual state,  I  should  not  have  been  betrayed  beyond  a  letter's 
limit  on  a  subject  which  after  all  hardly  comes  within  the 
rubricks  of  correspondence. 

You  inquire  after  works  on  Jurisprudence  and  on  Political 
Economy. — On  the  last  there  is  very  little  in  German  Authors 
&  what  there  is  of  good,  is  founded  on  Adam  Smith  &  Burke. 
This  is  the  consequence  of  their  miserable  political  situation, 
divided  into  little  independent  Principalities,  which  makes  all 
their  political  interests  little  &  insignificant  &  thus  prevents 
liberal  general  discussions  on  great  interests  &  questions. — 
On  Jurisprudence  they  have  books  to  confusion  &  satiety; 
but  few,  I  apprehend,  that  would  much  interest  an  American 
Lawyer,  however  extensive  he  makes  his  horizon,  unless  it  be 
good  histories  &  commentaries  on  the  Roman  Law,  in  which, 
however,  the  present  state  of  its  practice  in  Germany  is,  again, 
the  chief  point  kept  in  view. — If  you  would  like  any  of  these 
(the  best  are  in  German  not  Latin)  I  can  procure  them  for 
you  through  a  friend  who  will  pass  the  next  summer  here, 
though  I  shall  not  myself — while  at  the  same  time,  if  you 
should  like  anything  from  France  or  Italy  I  will  gladly  serve 


138  Appendix,  [326 

you  in  person  as  I  shall  divide  the  year  that  begins  in  May 
between  them.  Command  me  I  pray  you  without  reserve, 
for  besides  the  pleasure  I  should  feel  in  serving  you,  I  feel  a 
gratification  always  in  sending  home  good  books,  for  I  know 
I  can  in  no  way  so  directly  &  efficiently  serve  the  interests  of 
letters  in  my  native  country. 

When  you  write  to  Monticello  or  visit  there,  I  pray  you 
that  I  may  be  remembered,  for  out  of  my  own  home  I  know 
not  where  I  have  passed  a  few  days  so  pleasantly. — Remem- 
ber me,  too,  yourself — write  to  me  often  directing  your  letters 
as  before  care  of  E.  Tinckor  Boston — &  in  your  next  tell  me 
your  health  is  better,  if  you  would  tell  me  what  will  most 
please  me. — Yrs  truly  Geo.  Ticknor. 


Addressed 
Francis  W.  Gilmer,  Esq., 

Winchester  ( Virg.) 
Care  of 

John  Vaughan  Esq. 


Endorsed — Forwarded  by  J. 
V.  who  having  no  letter 
himself  wishes  to  learn  some- 
thing of  the  traveller. 


Philadelphia,    Phil.  April  26'^  1817 

III. 

Rome  Nov.  25.  1817. 

Your  letter  of  May  2d.,  my  dear  Gilmer,  reached  me  in 
Paris  three  months  ago,  since  which  I  have,  until  lately,  been 
in  such  constant  movement  that  I  have  been  able  to  write  to 
nobody  except  to  my  own  family.  I  thank  you  for  it,  how- 
ever, with  a  gratitude  as  warm  as  if  I  had  been  able  to 
answer  it  the  same  week  I  received  it,  and  pray  you  no  less 
earnestly  to  continue  me  the  favor  of  your  correspondence 
than  if  T  had  been  able  to  do  more  to  merit  it.  What  grieves 
me  the  most,  however,  is  the  affair  of  your  Books.  You 
desire  me  to  procure  for  you  several  works  on  law,  literature 
&c  but  desire  me  first  to  consult  with  Mr.  Terrel  to  know 
whether  he  had  not  already  purchased  them.     This  letter  I 


327]  Appendix.  139 

received  only  six  clays  before  I  was  obliged  to  leave  Paris, 
and,  of  course,  all  consultation  with  him  was  impossible.  I, 
however,  did  the  next  best  thing,  it  seemed  to  me,  I  could, — 
I  took  the  letter  to  Geneva — added  to  Mr.  Terrel's  list  the 
books  I  did  not  find  on  it,  for,  on  inquiry,  I  learned  he,  too, 
had  been  able  to  do  nothing, — and  gave  him  the  address  of 
the  De  Bures  Booksellers,  who,  as  they  have  twice  sent  Books 
to  Mr.  Jefferson  &  often  to  other  Persons  in  America,  will  no 
doubt  be  able  to  send  yours  safely.  Indeed,  I  trust,  they 
have  by  this  time  reached  you  ;  and  this  is  ray  only  consola- 
tion when  I  think  of  them  ;  for  nothing  gives  me  so  much 
pleasure  as  to  do  precisely  this  sort  of  service  to  my  friends ; 
because  I  know  how  delightful  and  difficult  it  is  for  them  to 
receive  good  books  from  Europe  and  how  much  more  useful 
a  service  I  render  to  my  country  by  sending  such  than  I 
can  ever  render  in  any  other  way.  You  will  have  your  books 
I  doubt  not,  but  I  should  rather  you  would  have  had  them 
through  me. — 

In  Geneva,  I  saw  a  good  deal  of  Mr.  Terrel.  I  wish,  we 
had  a  great  many  more  young  men  like  him  in  Europe, — for 
he  is  improving  his  time,  I  am  persuaded,  remarkably  well, 
instead  of  losing  it  and  worse  than  losing  it,  as  ninety  nine 
out  of  the  hundred  who  come  here,  do.  He  is  destined,  I 
presume,  by  the  course  of  studies  he  talked  to  me  about,  to  be 
a  Politician  and  though  that  is  a  kind  of  trade  for  which  I 
have  little  respect  in  any  country,  I  am  ghul  he  seems  to  be 
learning  its  elements  with  such  enlarged  &  philosophical 
views;  and  especially  that  he  mingles  with  it  no  small  por- 
tions of  physical  science  &  literature.  The  old  adage  may  be 
true  in  Euroj^e  respecting  learning, — that  it  is  better  to  culti- 
vate a  Province  than  to  conquer  an  Empire — but  really  for  an 
American  politician  and  for  any  one  engaged  in  the  liberal 
administration  of  a  free  government,  a  little  of  that  equivocal 
information  that  we  call  General  Knowledge  is  absolutely 
indispensable  and  will  prevent  him  from  doing  and  saying 
a  thousand  of  the  foolish  things  our  Politicians  do  <&  say 


140  Appendix.  [328 

so  often.  Terrel,  however,  pursues  his  studies,  as  the  pro- 
fessors told  me[,]  in  such  a  manner,  that  all  his  important 
knowledge  will  really  be  thorough  and,  what  it  gave  me  no 
less  pleasure  to  remark,  he  has  so  lived  among  the  persons, 
with  whom  he  has  been  intimately  connected  at  Geneva,  as  to 
gain  not  only  their  respect  but  their  affection,  and  confidence. 
Since  leaving  Geneva  two  months  ago,  my  whole  journey 
has  been  mere  Poetry ;  and  I  have  truly  enjoyed  myself  more 
in  this  short  space  than  in  all  the  time  that  preceded  it,  since 
I  lefl  home.  The  Plains  of  Lombardy  are  the  Garden  of 
Europe  and  the  world.  When  this  phrase  is  applied  elsewhere, 
I  know  very  well  how  to  interpret  it  and  what  qualifications 
are  to  be  made ;  but  when  I  recollect  the  waste  of  fertility 
formed  by  the  bed  of  the  Po  &  its  tributary  waters — the 
bright  verdue  of  the  fields — the  luxuriant  abundance  of  the 
harvests — the  several  parcels  of  land  marked  by  fanciful 
copses  of  trees — &  the  whole  united  by  the  graceful  festoons 
of  the  vines,  hanging  with  purple  &  heavy  with  the  wealth 
of  autumn — while  everywhere  about  me  were  the  frolicks  and 
gaiety  of  the  vintage,  it  seems  to  me  as  if  I  had  been  in  fairy 
land  or  amidst  the  unmingled  beauties  of  the  primitive  cre- 
ation, 

"for  nature  here 
"Wantoned  as  in  her  prime,  and  played  at  will 
Her  virgin  fancies,  pouring  forth  more  sweet 
Wild  above  rule  or  art,  enormous  bliss.^ 

And  then,  too,  as  soon  as  as  you  have  passed  the  Apennines, 
you  come  upon  the  very  classical  soil  of  Roman  literature  and 
history  and  every  step  you  take  is  marked  by  some  monument 
that  bears  witness  to  their  glories.  This  continues  until  you 
arrive,  twenty  five  miles  before  you  reach  Rome,  at  the  last 
village  and  enter  upon  the  unalleviated  desolation  of  the  Cam- 
pagna.  I  cannot  express  to  you  the  secret  horror  I  felt  while 
passing  over  this  mysterious  waste,  which  tells  such  a  long 

^  Here  a  strange  hand  has  inserted  P.  Le.  B.  V.  v.  294. 


329]  Appendix.  141 

tale  to  the  feelings  and  the  imagination  or  how  glad  I  felt,  as 
if  I  had  awaked  from  a  dreadful  dream,  when  turning  sud- 
denly round  a  projecting  height  of  Monte  Mario,  at  whose 
feet  the  Tiber  winds  in  sullen  majesty  along,  Rome  with  its 
seven  hills  and  all  its  towers  &  turrets  &  Pinnacles — with  the 
castle  of  St.  Angelo  and  the  Dome  of  St.  Peters — Rome  in  all 
the  solemnity  &  splendor  of  the  Eternal  City  burst  at  once 

upon  my  view — But,  my  dear  G ,  if  I  begin  thus  to  tell 

you  of  all  my  (?)  in  my  travel's  history,  I  shall  never  stop. 

Farewell,  then ;  and  remember  me  always  and  write  to  me 
often. — Remember  me  to  Mr.  JefiPerson  with  great  respect, 
when  you  see  him  or  write  to  him  and  believe  me  yours  very 
sincerely 

Geo.  Ticknor. 

My  address  remains  always  the  same — E.  Ticknor,  Boston. — 


VII-VIII-IX 


THE  RIVER  TOWNS 


OP 


CONNECTICUT. 


JOHNS  HOPKINS  UNIVERSITY  STUDIES 


N 


Historical   and   Political   Science 

HERBERT  B.  ADAMS,  Editor 


History  is  past  Politics  and  Politics  present  History.— Prwrnan 


SEVENTH  SERIES 

VII-VIII-IX 


THE  EIVEE  TOWNS 

OP 

CONNECTICUT 

A  Study  of  Wethersfield,  Hartford,  and  Windsor 


By  CHARLES  M.  ANDREWS 

FelUm  in  JTiitory,  1888-9,  Jolmt  Hopkint  University 


BALTXMOBB 

PTBLICATION  AORNCY  OF  THB  ^OHMI  HOPKniB  VMITKinTT 

PCBLIRIIBO  MONTHLY 

July,  August,  September,  1M9 


COPYBIOHT,  1889,  BY  N.  MUBBAY. 


ISAAC  PBIEDENWALD,  PBINTEB, 
BALTIMOBE. 


CONTENTS. 


I.     EARLY  SETTLEMBNTS.  page 

Dutch  and  English 5 

The  FoRKRUNNBRs.    Oldham  AND  OTHER  Traders 9 

Uneasiness  at  the  Bay 12 

Settlement  of  Wethbrsfield,  1634 18 

Plymouth  AND  Dorchester.    The  Lord's  Waste 17 

Hartford.     A  Hard  Winter 19 

Connecticut  Plantation 28 

The  Outpouring 24 

Lessening  of  Emigration 25 

Massachusetts  and  Connecticut 27 

The  Sovereign  People 29 

The  Historic  Town  (Note) 30 

n.     THE  LAND  SYSTEM. 

Original  Purchase 32 

Grants  by  General  Court 36 

Early  Town  Allotments 42 

Individual  Grants 48 

Later  General  Divisions 55 

Proprietors'  Commons 63 

Common  Meadow 68 

Alienation  of  Land 71 

Evolution  of  New  Towns 75 

in.     THE  TOWNS  AND  THE  PEOPLE. 

Freemen,  Inhabitants,  Householders,  Proprietors 82 

Growth  of  the  Official  System 92 

Townsmen 104 

Constables 110 

Town  Meetings 112 

Rates  and  Pines lit 

TowH  AND  Colony.  . 


THE  RIVER  TOWNS  OF  CONNECTICUT. 


I. 

EARLY   SETTLEMENTS. 

The  Dutch  and  English. 

The  spirit  of  trade  inherent  in  the  Teutonic  life,  and  given 
broader  and  newer  fields  by  contact  with  an  unopened 
country,  led  to  the  first  and  more  isolated  settlements  in 
the  Connecticut  valley.  The  English  sense  and  mother-wit, 
sharpened  on  the  Dutch  grindstone,  laid  the  foundation  for 
the  future  Yankee  shrewdness,  so  proverbial  in  all  New  Eng- 
land, and  peculiarly  so  in  the  land  of  steady  habits.  This 
land,  "  excellently  watered  and  liberal  to  the  husbandman," 
was,  up  to  1632,  chiefly  conspicuous  for  its  hemp,  beaver,  and 
petty  Indian  tribes.  It  lay,  almost  unknown,  fairly  between 
the  settlements  of  the  Dutch  at  New  Amsterdam  and  Fort 
Orange,  and  of  the  English  at  Plymouth  and  Massachusetts 
Bay,  and  offered  a  tempting  field  for  the  first  quarrel  between 
the  kindred  nations.  The  same  causes,  the  occupying  of  the 
vantage-ground,  and  the  natural  jealousy  aroused  by  mutual 
successes,  were  at  work  here,  as  a  hundred  years  later  with 
the  French  in  the  larger  territory  of  the  Ohio ;  and  here,  as 

The  writer  wishes  to  express  his  indebtedness,  in  the  preparation  of  this 
monograph,  to  Judge  S.  W.  Adams,  of  Hartford,  whose  previous  labors  in 
the  same  field  have  been  of  the  greatest  service  ;  to  Miss  Mary  K.  Talcott, 
of  Hartford,  who  has  pUced  many  valuable  notes  at  his  dis{x>sal  and  has 
read  a  considerable  portion  of  the  MS.,  and  to  the  town  clerks  of  the 
several  towns,  Mpecially  Mr.  Albert  Qalpin,  of  Wethersfleld. 


6  ITie  River  Towns  of  Connecticut. 

there,  the  English  displayed  the  greater  diplomacy  and  covert 
determination.  As  elsewhere,  the  first  discoveries  were  made 
by  another  nation ;  but  the  same  prowess  which  brought  about 
the  greater  final  result  in  the  settlement  of  America,  led  to 
the  final  occupation  of  this  disputed  territory  by  English 
communities  and  the  reaping  of  its  fruits  by  English  hands. 
It  was  a  bloodless  victory,  and  the  issue,  though  long  debated, 
was  finally  decided  by  the  weight  of  numbers  and  the 
tenacity  of  the  English  nature.  The  Dutch  were  merely 
traders  with  the  Indians,  while  the  English  were  wanderers 
seeking  a  permanent  home.^ 

Until  the  meeting  of  the  forerunners  of  each  nation  upon 
the  banks  of  the  Connecticut  river,  the  relations  had  been 
eminently  peaceful,  and  the  Dutch  had  congratulated  by  let- 
ters and  messengers  the  colonists  of  Plymouth  on  their  pros- 
perous and  praiseworthy  undertaking,  and  had  offered  to  trade 
with  them  as  honored  good  friends  and  neighbors.  On  the 
departure  of  De  Brasieres  from  Plymouth,  after  his  visit  in 
1627,  Governor  Bradford  addressed  a  letter  to  Minuit,  the 
Dutch  governor,  cautioning  him  against  allowing  his  people 
either  to  settle  where  they  had  no  title  or  to  extend  their  trade 
too  near  the  English  plantation.  In  the  early  days  of  their 
peaceful  relations  the  Dutch  had  often  recommended  the  Fresh 
Kiver,  "  which  is  known  by  the  name  of  Conightecute  River," 
as  offering  peculiar  advantages  for  plantation  and  trade, 
which  information  was  treasured  up  for  future  use. 

About  this  time  the  condition  of  Indian  affairs  in  the  valley 
was  bringing  the  question  of  settlement  more  definitely  to  a 
head.  The  invading  Pequots,  who,  after  their  retreat  before 
the  Mohawks  from  the  Hudson  river,  had  passed  along  the 
Connecticut  coast  and  conquered  the  shore  tribes,  now  made 
war  on  the  weakly  united  Indians  living  to  the  north  on  both 
sides  of  the  Connecticut  river.     A  body  of  these  conquered 

'Dexter's  New  Netherland  and  New  England,  New  Haven  Hist.  Coll. 
Ill,  pp.  443-469.  Hazard,  State  Papers,  II,  containing  the  correspond- 
ence, 1644-1654,  particularly  pp.  212-218  and  pp.  262-267. 


Early  Selilements,  7 

Indians,  banished  from  their  own  hunting  grounds,  made  their 
way  to  the  Plymouth  colony,  and  endeavored  to  rouse  the 
interests  of  the  English  in  their  behalf  by  extolling  the  advan- 
tages of  the  river  for  trade.  This  tale,  containing  two  points 
for  themselves  and  one  for  the  English,  was  often  repeated,  and 
as  the  time  was  opportune  for  the  latter — as  they  had  on  hand 
a  surplus  of  commodities  and  a  need  for  greater  profits  to 
meet  their  engagements — the  settlers  determined  to  explore 
for  themselves  the  region  recommended  by  the  Indians.  The 
expectations  were  not  fully  realized,  however,  for,  though  they 
found  it,  as  Bradford  says,  "  a  fine  place,"  yet  trade  was  dull. 
But  it  might  be  stimulated,  and  the  Pilgrims,  with  always  a 
keen  eye,  recognized  the  latent  truth  of  the  Indians'  report, 
and  planned  to  build  a  trading  house  and  to  invite  their 
fellow-colonists  at  the  Bay  to  share  in  the  advantages.  In 
the  meantime,  the  Indians,  not  satisfied  with  the  conservative 
policy  of  the  Plymouth  people,  had  appealed  to  the  other 
colonists.  In  1631  a  sagamore  at  Boston  with  two  com- 
panions had  proposed  to  the  English  there  to  come  and  plant 
the  country,  with  the  unexpressed  but  evident  desire  that  they 
should  assist  them  to  recover  their  lost  possessions.  "  The 
governor  entertained  them  at  dinner,  but  would  send  none 
with  them,"  and  nothing  was  done  in  compliance  with  their 
request.  During  this  episode,  the  men  at  Plymouth  had 
taken  action  and  had  sent  a  number  of  men  to  spy  out  the 
land.  Among  these  was  Mr.  Winslow,  the  governor,  "  whoe 
descouvered  the  fresh  river  when  the  Duch  had  neither  trading 
house  nor  any  pretence  to  a  foot  of  land  there."^  In  1633, 
partly  in  consequence  of  the  knowledge  already  gained  and 
partly  because  of  his  standing  in  the  colony,  he,  with  !Mr. 
Bradford,  formed  the  commission  which  went  to  the  Bay  to 
confer  regarding  a  partnership  in  the  hemp  and  beaver  trade. 
This  conference  was  without  result,  for  the  independent  men 
of  Boston,  wanting  all  or  nothing,  refused  any  couperation, 

>  Hazard,  State  Papers,  II,  p.  219. 


8  The  River  Towns  of  Connecticut 

e\'idently  thinking  to  thus  discourage  an  enterprise  the  advan- 
tages of  which  they  must  have  foreseen.  The  reasons  given 
for  this  attitude  are  not  in  harmony  with  their  spirit  and 
courage  tlius  far  shown,  viz.  fear  of  warlike  Indians,  ice  and 
swift  currents,  shallowness  of  the  river,  and  lack  of  trading 
goods.  Plymouth,  however,  was  in  earnest  and  prepared  to 
carry  out  what  was  already  determined  upon,  and  thus  its 
colonists  were  destined  to  be  the  "first  English  that  both 
discovered  the  place  and  built  in  the  same." 

By  this  time  the  Dutch  had  waked  up.  On  the  8th  of 
June,  1633,  a  month  before  the  above  negotiations,  they  had 
purchased  from  the  Pequots,  lands  on  the  river  where  Hart- 
ford now  stands.  On  hearing  of  the  plans  of  the  Plymouth 
colonists,  they  set  about  the  completion  on  these  lands  of  a 
"  slight  forte,''  said  to  have  been  begun  ten  years  before,^  and 
equipped  it  with  two  small  cannon  and  a  force  of  men,  prob- 
ably few  in  numbers.  This  fort  they  called  the  "  Good 
Hope,"  and  with  this  military  foundation  they  threatened  to 
stop  in  their  progress  the  stout  gentry  and  yeomanry  of 
England.  But  the  fatal  day  for  the  Dutch  had  arrived,  and 
their  control  in  the  Connecticut  valley  was  nearing  its  end. 
Much  as  we  may  decry  the  high-handed  manner  with  which 
the  English  treated  their  claims,  based  on  a  perfectly  legal 
grant  (as  grants  were  then  made)  to  the  West  India  Conipany 
by  the  States  General  of  Holland,  we  must  confess  it  to  our 
liking  that  matters  were  never  allowed,  through  a  firmer 
establishment  of  the  Dutch  in  Connecticut,  to  approach  a 
condition  such  as  to  require  a  resort  to  arms  for  their  settle- 
ment. 

The  bark  dispatched  by  the  colony  of  Plymouth  had  a 
double  danger  to  contend  with.  Having  espoused  the  cause 
of  the  original  Indians  against  the  Pequots,  they  had  gained 
the  enmity  of  that  powerful  tribe,  which  was  not  likely  to  be 


'Mr.  Savage  doubts  this  (Winthrop's  Journal,  p.  113,  note  1),  and 
the  Dutch  give  the  date  as  1633  in  their  complaint. 


Early  Settlements,  9 

appeased  by  the  fact  that,  according  to  the  understood  bargain, 
they  bore  with  them  in  their  craft  Attawanott  and  other 
banished  sachems,  for  reinstatement.  Holmes,  the  Pilgrim 
captain,  sailed  up  the  river  and  passed  safely  the  Dutch  fort. 
The  threats  of  its  builders  were  as  smoke  without  ball,  though 
from  behind  its  slender  earthwork  the  garrison  threatened 
and  blustered.  The  resolute  Holmes  declared  he  had  a  com- 
mission from  the  Governor  of  Plymouth,  and  where  that 
commission  bade  him  go  he  was  going,  and  go  he  did.  He 
bought  land  of  the  sachems  he  carried  with  him,  landed  with 
a  picked  garrison,  put  up  the  ready-made  frame-house  pre- 
pared at  Plymouth,  sent  the  vessel  home,  and  had  his  house 
well  surrounded  with  a  palisade  before  the  Dutch  could  take 
any  definite  action.  This  was  Saxon  pluck ;  but  if  herein 
the  Plymouth  men  showed  themselves  as  wise  as  serpents, 
they  afterwards  displayed  the  ability  of  being  as  harmless  as 
doves. 

But  there  was  still  to  follow  another  exhibition  of  Dutch 
bluster.  Seventy  men,  girt  about  with  all  the  panoply  of  war 
and  with  colors  flying,  appeared  before  the  sturdy  little  trading 
house  at  the  mouth  of  the  Farmington.  They  marched  up, 
but,  fearing  to  shed  blood,  consented  to  a  parley  and  withdrew. 
For  the  second  time  they  learned  that  the  English  were  not 
to  be  frightened  away,  and  they  apparently  cared  too  much 
for  their  precious  lives  to  try  the  ordeal  of  battle. 

The  Forerunners,  Oldham  and  Other  Traders. 

Hartford  and  Windsor  had  each  now  its  military  strong- 
hold, of  which  we  have  still  a  survival  in  the  names  "  Dutch 
Point "  and  "  Plymouth  Meadow."  But  as  yet  without  other 
than  Indian  inhabitants  were  the  wide-stretching  lowlands 
of  Wethersfield.  Here  the  great  river  flanking  the  plain  on 
the  east,  and  bending  its  course  at  the  northern  extremity  of 
the  great  meadow,  formed  a  double  curve,  whose  upper  arc 
cutting  deeply  into  the  gently  sloping  ridge  which  formed  the 
site  for  the  future  town,  again  turned  abruptly  northward 


10  The  River  Tonms  of  Connecticut. 

toward  the  forts  of  the  Dutch  and  English.  Up  to  1633  no 
white  man  had  set  foot  on  these  tempting  fields.  Adrian 
Blok,  when  in  1614  he  explored  the  river  as  far  as  Hartford, 
saw  there  only  Indian  villages  belonging  to  the  Sequins;  the 
later  Dutch  adventurers  were  traders,  not  agriculturists,  and 
they  sailed  past  the  fruitful  soil  for  a  spot  better  capable  of 
defense ;  Holmes  had  too  definite  a  plan  in  his  mind  and  too 
many  other  things  to  think  of  to  be  allured  from  the  express 
commands  of  the  Governor  of  Plymouth  to  go  and  settle 
above  the  Dutch,  so  that  it  was  left  for  a  restless  English 
trader  to  first  appreciate  the  possibilities  of  this  quiet  Indian 
valley.  John  Oldham,  for  many  years  a  thorn  in  the  flesh 
for  the  strait-laced  colonists,  came  from  England  in  the  Anne 
in  1623 ;  he  was  expelled  from  Plymouth  as  an  intelligencer 
and  creator  of  faction  in  1624;  was  at  Nantasket  until  the 
following  year,  when  he  returned  to  Plymouth  without  per- 
mission ;  again  misbehaving  himself,  he  was  deliberately 
thumped  on  the  breech  out  again,  and  went  to  Virginia,  where 
through  the  agency  of  a  serious  sickness  he  reformed,  acknowl- 
edged the  hand  of  God  to  be  upon  him,  and  came  back  to 
Massachusetts  Bay  to  live  a  respectable  life.  In  1631  he 
became  a  freeman  of  the  colony,  the  privilege  only  of  church 
members,  and  in  1632  owned  a  house  in  Watertown.  This  was 
the  man  who,  early  in  September,  1633,  started  out  from  the 
Bay  with  John  Hall  and  two  other  companions  to  trade  in 
Connecticut.  Plunging  boldly  into  the  wilderness,  so  soon 
to  be  made  historic  by  a  more  famous  emigration,  they  pur- 
sued a  winding  itinerary,  in  order  to  take  advantage  of  Indian 
villages  where  they  might  lodge  at  night.  On  reaching  the 
valley  they  were  hospitably  received  by  the  sachem,  possibly 
the  one  who  had  already  visited  Boston,  and  on  returning, 
carried  back  to  that  colony  beaver,  hemp,  and  black  lead. 
Regarding  the  southernmost  point  reached  by  Oldham  we 
have  no  information.  The  distance  to  Connecticut  was 
reckoned  by  him  as  one  hundred  and  sixty  miles.  Allowing 
for  the  necessary  windings  incident  to  a  journey  through  a 


Early  Settlements,  11 

primeval  wilderness,  and  supposing  him  to  have  reached  for 
greater  security  the  river  at  a  point  due  west  from  the  Bay, 
perhaps  near  Springfield,  and  then  to  have  followed  its  course 
southward,  the  above  impression  which  he  received  of  the 
distance  is  easily  explainable.  That  Oldham  and  his  com- 
panions penetrated  as  far  south  as  the  then  unoccupied  sites 
of  Hartford  and  Windsor  is  undoubted,  and  that  he  was  the 
first  white  explorer  of  the  lands  still  farther  south  in  the 
present  Wethersfield  township,  further  evidence  gives  good 
reason  to  believe. 

This  overland  journey  of  Oldham  was  with  little  doubt 
instigated  by  the  desire  of  the  colony  to  learn  more  of  that 
promising  land  which,  in  the  presence  of  the  Plymouth 
representatives,  they  had  so  disingenuously  decided  not  to 
meddle  with.  It  looks  a  little  like  duplicity  on  the  part  of  our 
Puritan  fathers  that,  at  the  time  of  the  bold,  single-handed 
expedition  of  the  Pilgrims  in  which  they  had  refused  to  take 
part,  they  either  dispatched  or  encouraged  two  private  and 
almost  covert  expeditions  into  the  same  territory.  For  a 
month  after  Oldham's  return,  the  bark  Blessing,  built  at 
Mystic  in  1631,  explored  the  coast  of  Connecticut  and  Long 
Island,  examined  the  mouth  of  the  river,  and  appeared  at  the 
Dutch  settlements  on  the  Hudson.  The  Massachusetts  men 
did  nothing  by  halves.  But  if  the  reports  of  Oldham  and  the 
sailors  of  the  Blessing  were  favorable  to  their  purpose,  those 
of  Hall,  who  with  a  few  others  made  a  second  exploration  of 
the  valley  shortly  after,  must  have  proved  somewhat  discour- 
aging. The  latter  encountered  all  the  miseries  of  intense  cold, 
loss  of  their  way,  and  small-pox  among  the  Indians,  in  conse- 
quence of  which  they  had  no  trade.  The  only  grain  of  com- 
fort to  be  derived  therefrom  was  that  the  small-iK>x  had 
carried  off  most  of  the  Indians,  whose  numbers  had  been  up 
to  this  time  a  serious  obstacle. 


12  The  River  Tovms  of  Connecticut 

Uneasiness  at  the  Bay. 

No  further  attempts  at  settlement  were  made  this  year,  but 
in  the  meantime  affairs  at  the  Bay  were  approaching  a  crisis 
unique  as  it  was  remarkable  and  momentous  in  its  conse- 
quences. The  antecedent  events  are  most  important  as 
adding  their  weight  in  bringing  about  a  movement  whose 
causes  lie  deep-hidden  in  the  history  of  Massachusetts  Bay 
colony.  Newtown,  one  of  the  neatest  and  best  compacted 
towns  in  New  England,  lay  fairly  between  Watertown  on  the 
west  and  Charlestown  on  the  east,  being  in  form,  as  Johnson 
says  in  his  Wonder-Working  Providence,  "  like  a  list  cut  off 
from  the  broadcloth  of  the  two  forenamed  towns."  In  con- 
sequence, its  people  were  somewhat  crowded.  In  1633  its 
population  increased  rapidly,  and  the  question  of  removal  or 
enlargement  began  to  occupy  their  thoughts.  There  were 
twelve  towns  or  churches  in  the  colony,  and  the  steady  though 
not  rapid  accessions  from  England,  while  certainly  not  suffi- 
cient in  quantity  to  cause  the  settlement  to  be  overstocked, 
were  such  in  quality  as  to  create  a  strong-charactered  minority. 
As  will  be  seen,  the  mere  extension  of  their  narrow  quarters 
was  not  enough  to  satisfy  the  men  of  Newtown,  and  this  fact 
points  to  some  deeper  reasons  for  removal  than  those  openly 
given.  Whatever  the  causes,  signs  of  discontent  are  evident 
from  the  time  of  the  arrival  of  Thomas  Hooker  in  1633.  By 
1634  these  discontents  had  gained  such  prominence  that  a 
complaint  was  made  to  the  first  general  court  of  delegates  by 
the  people  of  Newtown,  and  leave  was  asked  to  remove  or 
to  enlarge  their  boundaries.  This  was  granted  provided  they 
did  not  interfere  with  any  plantation  already  established. 
Having  gained  her  point,  Newtown  at  once  sent  certain  of  her 
number  to  make  explorations  and  select  suitable  places  for 
removal.  They  at  first  seem  to  have  had  in  mind  a  northerly 
emigration,  and  visited  Agawam  (Ipswich)  and  the  Mer- 
rimac  river ;  but  evidently  the  reports  of  Oldham  and  others 
had  been  sufficiently  favorable  to  turn  their  thoughts  to  the 
Connecticut  valley,  for  in  July,  1634,  six  Newtowners  went 


Early  Settlements,  13 

in  the  Blessing  to  explore  the  river,  "  intending  to  remove 
their  town  thither."  Whether  Oldham  was  one  of  these  six  is 
doubtful,  as  he  lived  inWatertown,  though  not  at  all  improb- 
able, as  he  was  the  chief  authority  among  the  neighboring 
towns  on  all  Connecticut  matters.  This  open  intention  to 
remove  beyond  the  jurisdiction  of  Massachusetts  caused  a 
revulsion  of  feeling — certainly  natural  enough — and  in  Sep- 
tember the  subject  came  up  again  for  discussion.  Newtown 
wished  to  remove  to  Connecticut  and  prayed  for  leave  to 
carry  out  her  purpose.  The  application  met  with  strong 
opposition  from  the  deputy  governor  and  a  majority  of  the 
assistants,  but  of  the  representatives,  fifteen  were  in  favor  of 
the  motion  to  ten  against,  a  fact  which  showed  that  the  sym- 
pathy of  the  representatives  of  the  people  lay  with  the  people 
themselves.  Rather  than  make  trouble  in  the  present  heated 
state  of  the  controversy,  Mr.  Hooker  postponed  the  intended 
migration  until  the  bitter  feeling  should  have  passed  away 
and  a  more  favorable  opportunity  should  offer.  A  day  of 
humiliation  was  appointed  and  the  derelicts  indirectly  reproved 
in  a  sermon  by  Mr.  Cotton.  But  whether  it  was  the  hum- 
bleness engendered  by  the  day  of  prayer  or  the  penitence 
develoi>ed  by  Mr.  Cotton's  discourse,  or  a  politic  restraint  of 
their  feelings  in  view  of  the  adage  that  "all  things  come  to 
him  that  waits,"  the  people  of  Newtown  accepted  the  grants 
of  meadow  and  river  bank  offered  by  Watertown  and  Boston 
for  an  extension  of  their  territory. 

Settlement  of  Wethersfield,  1634. 

During  the  interim  before  the  next  meeting  of  the  General 
Court  there  is  some  evidence  of  an  exodus  from  Watertown 
to  Connecticut.  It  is  based  on  indirect  rather  than  on  direct 
evidence.  There  has  long  been  a  tradition  that  a  few  Water- 
town  people  came  in  1634  to  Connecticut  and  passed  a  hard 
winter  in  hastily  erected  log  huts  at  Pyquag,  the  Indian 
name  of  Wethersfield.  Tradition  is  aj)t  to  contain  a  kernel 
of  truth,  and  in  this  case  further  evidence  seems  to  substan- 


14  The  River  Toions  of  Connecticut, 

tiate  it.  In  case  such  a  movement  took  place  from  Water- 
town,  whether  because  of  the  decision  of  the  Newtown  people 
to  remain,  or  independent  of  it,  it  is  unlikely  that  Oldham 
would  have  failed  of  cooperation  with  the  movers,  if  he  was 
not  actually  the  instigator  of  the  plan  itself.  Does  the  evi- 
dence allow  his  absence  from  Massachusetts  at  this  time  ?  In 
1634  he  was  elected  first  representative  from  Watertown,  and 
was  present  at  the  meeting  of  deputies  in  May  of  that  year. 
His  continued  presence  at  the  Bay  can  be  traced  to  September 
25,  when  he  was  appointed  a  member  of  two  important  com- 
mittees. His  name  is  not  again  mentioned  until  the  next 
year,  when,  according  to  the  records,  he  was,  in  May,  1635, 
appointed  to  act  again  as  member  of  an  investigating  com- 
mittee.^ After  his  service  the  previous  year  he  was  not  again 
elected  deputy,  and  this  may  have  been,  as  Dr.  Bond  sug- 
gests, because  of  his  open  intention  to  remove  to  Connecticut,^ 
as  that  intention,  if  carried  out  at  any  time  before  the  next 
meeting,  in  May,  1635,  would  incapacitate  him  from  serving 
as  deputy  at  that  court.  Thus  it  is  quite  possible  for  him  to 
have  been  away  from  Massachusetts  at  this  time.  Is  there 
any  trace  of  his  presence  in  Connecticut  between  September, 
1634,  and  May,  1635?  If  so,  which  is  the  more  probable 
date?  His  presence  in  Massachusetts  in  1635  can  be  readily 
accounted  for  by  supposing  a  return  from  Connecticut  after 
the  traditional  winter  of  suifering  at  Wethersfield.  For  light 
on  this  point  we  must  turn  to  the  records  of  the  Connecticut 
colony.  There  we  find  the  entry  of  the  settlement  of  the 
estate  of  Mr.  John  Oldham  (he  was  killed  by  the  Indians 
in  July,  1636)  in  the  records  of  a  court  held  at  Watertown 
(Wethersfield)  in  September,  1636.  Among  them  is  the  fol- 
lowing :  '^  It  is  ordered  that  Thurston  Rayner,  as  he  hath 
hithertoo  done,  shall  continue  to  look  to  and  preserve  the 
corn  of  Mr.  Oldham,  and  shall  inn  the  same  in  a  seasonable 


'Mass.  Col.  Rec.  I,  pp.  116,  125,  145. 
5  Bond,  Hist,  of  Watertown,  p.  864. 


Early  Settlements.  16 

time."  ^  Two  facts  are  noticeable  in  this  entry :  first,  that 
Rayner,  who  arrived  in  1635,  was  given  charge  of  Oldham's 
unhar vested  grain  because  he  had  performed  a  similar  office 
before  ;  and,  secondly,  that  Oldham  could  not  have  been  con- 
tinuously present  at  the  plantation,  but  seems  to  have  been 
accustomed  to  take  occasional  journeys  away.  The  first  fact 
points  to  a  harvested  crop  of  grain  the  year  previous,  which, 
if  winter-sown,  would  argue  in  favor  of  his  presence  there 
during  the  winter  of  1634-5,  or,  if  summer-sown,  a  later 
appearance  in  the  spring  of  1635.  We  are  then  assured  of 
his  presence  there  at  one  or  the  other  of  these  two  dates. 
The  second  fact  would  allow  his  absence  in  1635  in  case  the 
settlement  was  made  the  fall  previous.  This  is  not  at  all 
unreasonable.  He  left  a  family  at  Watertown ;  retained 
property  there,  an  inventory  of  which  is  found  in  the  Massa- 
chusetts records  after  his  death.  These  double  interests 
would  have  been  more  than  likely  to  have  required  his  pres- 
ence at  times  in  each  plantation,  and  he  was  sufficiently 
acquainted  with  either  route — overland  or  by  sea — to  have 
taken  the  journey  without  great  inconvenience.^  The  lands 
held  by  him  in  Wethersfield  were  most  favorably  situated  and 
of  a  nature  to  warrant  the  presumption  that  he,  as  leader  of 
a  party,  had  the  first  selection,  while  the  eight  adventurers 
accompan^-ing  him  took  adjoining  lands  farther  south  in  a  less 
convenient  situation.  We  know  that  in  England  at  this  time 
the  winter-sowing  of  wheat  between  Michaelmas  and  the  last 
of  November  was  the  rule  rather  than  the  exception,  the 
former  date  marking  the  beginning  of  the  farming  year. 
Mr.  Bradford  seems  to  imply  the  same  when  he  speaks  of 
those  coming  over  in  May  as  being  obliged  to  wait  "  upward 

'Conn.  Col.  Rm.  I,  p.  8. 

*It  is  likely  that  Mr.  Oldham  mnde  frequent  trips  back  and  forth 
between  the  two  colonies.  See  the  letter  of  Mrs.  Winthrop  to  her  son,  at 
that  time  Governor  of  Connecticut,  dated  April  26,  1636,  in  which  she 
speaks  of  sending  (from  Massachusetts  Bay)  a  letter  by  Mr.  Oldham  to 
Connecticut.    Winthrop's  History,  vol.  I,  p.  466. 


16  The  River  Tottms  of  Connecticut 

of  16.  or  18.  months  before  they  had  any  harvest  of  their 
own,"^  evidently  referring  to  a  winter-sowing  of  wheat,  which 
with  barley  formed  the  chief  staple.  All  this  we  think  leads 
to  the  confirmation  of  an  autumn  settlement  in  1634,  but 
another  bit  of  evidence  is  at  hand.  A  town  vote,  under  date 
August  30,  1711,  relating  to  a  suit  brought  against  the  town 
for  possession  of  the  stated  commons  and  sequestered  lands, 
has  the  following  explanatory  clause :  "  The  town  having  pos- 
sessed and  enjoyed  said  lands  for  seventy  and  seven  years  last 
past  or  more,  viz.,  themselves  and  their  predecessors  of  the 
town  of  Wethersfield,  and  having  measured  and  laid  out  the 
said  commons  or  sequestered  land  more  than  twenty-seven 
years  last  past,  and  some  of  the  land  more  than  thirty  years 
last  past."^  By  deducting  these  years  from  the  date  of  the 
vote  we  find  that  the  town  in  1711  considered  the  date  of  her 
own  settlement  to  be  1634,  and  as  in  the  case  of  the  other 
years  mentioned  the  statement  is  absolutely  correct,  there  is 
no  reason  for  doubting  the  truth  of  the  first ;  if  this  be  tradi- 
tion, it  is  of  a  very  fresh  and  trustworthy  sort,  and  assists 
materially  in  forming  our  conclusions. 

With  this  then  as  our  evidence,  we  venture  the  following 
historical  sequence.  Shortly  after  the  September  meeting 
of  the  Massachusetts  General  Court  in  1634,  Mr.  Oldham 
led  a  party  of  eight  adventurous  men  to  the  point  reached 
by  him  on  his  overland  journey  in  1633,  where  he  was 
impressed  by  the  fertility  and  beauty  of  the  river  meadows 
and  the  fact  of  a  non-occupation  by  white  men.  Here 
huts  were  erected,  the  ground  prepared  and  grain  sown 
along  the  lowest  eastern  slope  of  the  ridge,  half  a  mile  from 
the  river,  out  of  reach  of  the  spring  freshets.  In  the  following 
spring  Mr.  Oldham  returned  to  Watertown,  and  very  likely 
his  presence  once  more  among  the  uneasy  people  instigated 
the  petition  which  was  presented  by  them  to  the  court  held  in 
Newtown,  May  6,  1635,  asking  leave  to  remove.     A  favor- 

.  '  Bradlord's  History,  p.  248.  ^  ^eth.  Records,  I,  p.  292-3. 


Early  Settlements.  17 

able  answer  was  given  to  this,  and  Mr.  Oldham  accompanied 
a  second  band  of  settlers,  some  fifteen  or  twenty  in  number, 
who  settled  in  Wethersfield,  neai*  the  others,  to  the  westward. 
We  are  without  doubt  warranted  in  the  statement  that  of  the 
three  towns  composing  the  Connecticut  colony,  Wethersfield 
was  the  first  occupie<l  by  settlers  and  planters  who  became  an 
integral  part  of  the  later  community.  It  is  interesting  to 
note  that  this  fact  is  acknowledged  in  the  general  code  of 
1650^  and  in  the  manuscripts  of  Mr.  Mix  (1693-1737).2  The 
existing  state  of  things  is,  then,  a  Dutch  fort  of  doubtful  per- 
manency at  Hartford;  a  strong,  well-established  palisaded 
block-house  at  Windsor  ;  both  of  these  engaged  in  trade  with 
the  Indians ;  and  a  small  handful  of  planters — some  twenty- 
five  or  thirty — in  the  meadows  of  Wethersfield — all  in  the 
midst  of  half  friendly  and  hostile  Indians. 

Plymouth  and  Dorchester.    The  Lord's  Waste. 

But  a  rifl  once  made  for  the  outpouring  of  the  tide  of  emi- 
gration and  the  efflux  became  rapid.  A  month  after  permission 
was  granted  to  the  Watertown  people  a  like  leave  was  given 
to  those  at  Dorchester,  with  the  same  proviso  regarding 
jurisdiction.  Within  two  months — by  August  16,  1635 — a 
settlement  was  made  by  them  on  the  Connecticut.     Their 

'  la  the  section  "  Bounds  of  Towns  and  Perticular  Lands''  is  the  fol- 
lowing :  "  It  is  ordered  ....  That  every  Towne  shall  set  out  their  bounds 
....  and  that  once  in  the  year  three  or  more  persons  in  the  Towne 
appointed  by  the  Selectmen  shall  appoint  with  the  adjacent  Townes  and 
renew  their  markes  ....  the  most  ancient  Towne  (which  for  the  River  is 
determined  by  the  courte  to  be  Weathersfield)  to  give  notice  of  the  time 
and  place  of  meeting  for  this  perambulation."    Col.  Ilec.  1,  p.  513. 

From  the  point  of  view  of  a  habitation  by  white  men,  Hartford  was  flrst 
occupied  by  the  Dutch ;  from  the  view  of  occupation  by  Englishmen, 
Windsor  can  claim  to  be  the  earliest  settled  ;  but  from  the  point  of  view 
of  settlement  by  Massaohasetts  Bay  people,  by  agriculturists  and  |)orma- 
nent  colonists,  Wethersfield  has  undoubted  right  to  the  title.  On  Wind- 
sor's claim  see  article  by  J.  H.  Hayden  in  Hartford  Courant  for  September 
26,  1883. 

*  Trumbull,  Hist,  of  Conn.  I,  p.  49,  note. 


18  The  River  Towns  of  Connecticut. 

unfortunate  selection  of  the  lands  adjoining  the  Plymouth 
block-house  led  to  a  lengthy  dispute  and  considerable  ill 
feeling  between  the  two  colonies.  The  one  claimed  priority 
of  possession  and  rights  acquired  by  purchase,  and  warned 
the  new-comers  against  trespassing.  The  latter,  disregarding 
these  stable  claims,  plead  the  providence  of  God  as  having 
tendered  the  place  to  them  "as  a  meete  place  to  receive  our 
body,  now  upon  removal.'^  But  the  Pilgrims  were  not 
inclined  to  accept  this  somewhat  illogical  reasoning,  thinking 
the  "  providence  of  God "  to  be  a  convenient  pretext,  not 
altogether  reliable  as  argument.  In  their  rejoinder  they  say 
what  was  not  far  from  the  truth,  though  edged  with  a  Pil- 
grim bitterness  :  "  We  tell  you  still  that  our  mind  is  otherwise, 
and  that  you  cast  rather  a  partiall,  if  not  a  covetous  eye, 
upon  that  which  is  your  neighbours  and  not  yours ;  and  in  so 
doing,  your  w^ay  could  not  be  faire  unto  it.  Looke  that  you 
abuse  not  Gods  providence  in  such  allegations."  The  con- 
troversy continued,  with  the  passage  of  many  letters  back 
and  forth  between  them ;  but  the  Pilgrims,  rather  than  make 
resistance,  though  they  had  been  bold  enough  to  have  done 
so,  came  to  an  agreement  with  the  others,  first  compelling  a 
recognition  of  their  right  to  the  "Lord's  Waste,"  as  the 
Dorchester  men  called  the  land  in  dispute.  This  recognition 
proved  something  of  a  stickler  to  the  authorities  at  home, 
and  Mr.  Winslow  the  following  year  went  to  Dorchester  to 
settle  the  controversy.  Winthrop  here  gives  another  exhi- 
bition of  Puritan  disingenuousness.  As  the  claim  of  juris- 
diction was  too  doubtful  to  maintain,  he  falls  back  on  the 
assertion  that  the  Plymouth  traders  had  made  their  settle- 
ment through  leave  granted  by  Massachusetts,  after  the 
latter  had  refused  to  join  in  the  undertaking.  The  leave 
granted  is  certainly  gratuitous  on  the  part  of  the  Puritans, 
for  Plymouth,  settled  ten  years  before  the  colony  of  Massa- 
chusetts Bay,  did  not  come  into  her  jurisdiction  until  1692. 
Perhaps  we  may  ascribe  this  rather  peculiar  sense  of  equity 
to  the  workings  of  a  manifest  destiny,  to  which  it  is  con- 


Early  Settlements,  19 

venient  to  ascribe  so  much ;  but  if  we  do  so,  then  there  is 
reason  to  believe  that  such  destiny  does  not  always  follow 
along  the  lines  of  greatest  justice.  The  means  for  creating 
an  illustrious  future  are  not  always  in  accord  with  present 
happiness  and  harmony.  The  controversy  was  finally  ended 
two  years  after  by  a  compromise,  in  which  Plymouth,  to 
have  peace,  yielded  all  save  the  trading  house  and  a  sixteenth 
of  the  purchased  land  to  the  Dorchester  people  (inhabitants 
of  Windsor),  with  a  reservation,  however,  to  the  southward 
for  the  Hartford  adventurers,  who  were  Newtown  people,  and 
about  twelve  in  number.  This  disputed  " Lord's  Waste"  is 
now  the  town  of  Windsor.  Of  coui-se  the  lands  surrendered 
were  duly  paid  for  (price  £37  10s.),  but  the  "  unkindness  " 
of  those  who  brought  on  the  controversy  "  was  not  so  soon 
forgotten."  While  this  dispute  was  in  progress — for  the  above 
compromise  advances  our  narrative  two  years — a  third  claim- 
ant appeared.  This  was  the  Stiles  party,  which,  sent  from 
England  by  Sir  Richard  Saltonstall,  one  of  the  Connecticut 
patentees,  had  arrived  in  Boston,  June  16,  for  the  express 
purpose  of  settling  in  Connecticut.  They  were  sent  out  from 
the  Bay  ten  days  later,  and  probably  arrived  some  time  after 
the  6th  of  July.  This  party  of  servants  numbered  sixteen, 
and  included  three  women,  the  first  of  their  sex  in  the  Con- 
necticut valley.  They  at  once  laid  claim  to  a  share  in  the 
"  Lord's  Waste,"  but  the  claim  was  evidently  not  pushed 
with  vigor  in  the  face  of  such  opposing  odds,  and,  with  wise 
discretion,  they  retired  a  little  farther  up  the  river.  Their 
little  plantation  was  afterwards  included  in  the  Windsor  town- 
ship, and  its  members  shared  in  the  distribution  of  lands  in 
1640,  in  September  of  which  year  Francis  Stiles  was  admitted 
a  freeman. 

Hartford.    A  Hard  Winter. 

But  our  list  of  those  who  were  to  endure  the  seasoning  of 
a  most  rigorous  winter  is  not  quite  complete.  We  have 
already  mentioned  the  reservation  of  a  moiety  of  land,  as  one 


20  The  River  Towns  of  Connecticut. 

condition  of  ihe  settlement  of  the  controversy  regarding  the 
"  Lord's  Waste,"  for  certain  emigrants  from  Newtown,  who 
had  settled  on  what  was  later  called  the  "  Venturer's  Field  " 
in  Hartford.  These  settlers  did  not  arrive  all  at  once,  but 
evidently  formed  a  part  of  the  Massachusetts  men  whom 
Brewster  states,  under  date  July  6,  1635,  as  coming  almost 
daily.  Few  in  numbers,  they  took  no  part  in  the  unfortu- 
nate controversy  between  Dorchester  and  Plymouth.  Either 
because  of  their  weakness,  or  because  of  the  patient,  uncon tro- 
ver sial  spirit  which  they  displayed,  they  were  kindly  and  gener- 
ously treated  by  Holmes  and  his  party,  who  reserved  for  them 
in  the  condition  of  sale  in  1636 — the  sale  took  place  the  next 
year — a  portion  equal  to  that  retained  by  themselves.  This 
land  the  men  of  Newtown  took  gladly,  desiring  no  more  than 
could  be  conveniently  spared  them,  thus  gaining  for  them- 
selves the  approbation  of  their  neighbors,  and  making  the 
way  easier  for  the  later  exodus  of  the  Newtown  Hookerites. 
Even  the  first  comers  hallowed  the  ground,  "  the  birthplace 
of  American  democracy,"  with  a  godly  spirit. 

As  to  the  question  of  jurisdiction  the  problem  is  simple. 
All  were  legally  trespassers.^  In  the  absence  of  a  grant  by 
the  council  of  Plymouth  of  this  territory  to  the  Earl  of  War- 
wick, which  grant  is  now  shown  to  be  a  figment  of  the  brain,^ 

^Johnston,  Conn.,  p.  10 ;  Bronson,  Early  Government,  New  Haven  Hist. 
Soc.  Papers,  III,  p.  295. 

2  In  the  record  of  sale  of  the  Fort  of  Saybrook  by  Mr.  Fen  wick  to  the 
colony,  which  has  been  claimed  as  the  basis  of  the  jurisdiction  right  of 
Connecticut  to  the  territory,  occurs  the  following  section  :  "  The  said 
George  Fenwick  doth  also  promise  that  all  the  lands  from  Narragansett 
River  to  the  Fort  of  Sea-Brooke  mentioned  in  a  patent  graunted  by  the 
earl  of  Warwicke  to  certain  Nobles  and  Gentlemen,  shall  fall  in  under  the 
Jurisdiction  of  Connecticut  if  it  come  into  his  power."  This  section,  which 
seems  to  promise  much,  is  in  fact  a  much-broken  link  in  the  chain  of 
so-called  evidence,  as  it  fails  of  connection  at  each  end.  As  no  patent 
granted  to  Warwick  can  be  found,  it  is  evident  that  he  could  not  give  a 
legal  title  to  Lords  Say  and  Sele  and  others,  the  nobles  and  gentlemen 
named  above,  of  whom  Fenwick  was  the  agent.  Again,  notwithstanding 
Mr.  Fenwick's  agreement,  no  such  conveyance  was  ever  made,  as  Mr. 
Trumbull  has  clearly  proved  on  documentary  evidence. — Conn.  Col. 
B^cords,  I,  Appendices  III  and  XI. 


Early  Settlements.  21 

no  one  of  these  various  claimants  could  assert  any  legal  title, 
other  than  that  obtained  by  the  enforcement  of  Indian  con- 
tracts by  force  of  arms.  The  smaller  rights  thus  based  on 
occupation  or  purchase  were  all  that  seriously  concerned  the 
practical  colonists,  and  they  pursued  their  way,  generally  all 
unconscious  of  an  occasionally  dark  cloud  which  threatened 
to  drive  them  from  their  hard-earned  homes. 

The  story  of  settlement  has  thus  far  been  concerned  with 
individual  enterprise,  carried  out  either  in  the  personal 
interest  of  trade,  or  in  the  interests  of  a  larger  body  who 
assisted  and  encouraged  it.  All  such  movements  are  legiti- 
mate factors  in  the  final  issue,  and  the  forerunners  differ  in 
no  respect  as  settlers  from  those  larger  bodies  with  which 
they  soon  became  fused,  and  in  union  with  which  they  built 
up  the  future  towns.  Nearly  all  became  proprietors  and 
later  inhabitants,  and  so  are  to  be  looked  upon  equally  with 
the  others  as  sharers  in  the  honor  of  founding  a  common- 
wealth. Before  the  differences  already  mentioned  had  been 
permanently  settled,  and  while  the  Dorchester  emigrants  were 
subduing  the  fields  and  forests  of  Windsor  for  habitation,  in 
spite  of  the  Plymouth  land  claims,  word  was  returned  to  their 
townspeople  left  behind  that  the  way  was  prepared.  On  the 
fifteenth  of  October  there  started  from  the  Bay  colony  a 
body  of  sixty  men,  women  and  children,  by  land,  with  their 
cows,  horses,  and  swine.  Their  household  furniture  and 
winter  provisions  had  been  sent  by  water,  together  with  prob- 
ably a  few  emigrants  to  whom  the  overland  journey  would 
have  proved  too  tedious.  The  majority  of  these  people  were 
from  Dorchester,  but  accompanying  them  were  others  from 
Newtown  and  Watertown,  who  joined  their  townspeople  on 
the  ground  they  were  cultivating.^     But  they  had  chosen  a 

'There  is  considerable  difference  of  opinion  as  to  when  Mr.  Warham, 
the  pastor  of  the  church  in  Dorchester,  of  which  most  of  these  people  were 
members,  came  to  Connecticut.  Dr.  Stiles  says  in  1085  at  the  time  of 
the  above  migration  (Hist,  of  Windsor,  p.  25).  Rev.  Mr.  Tuttlo  says  in 
the  spring  of  1686  (Mem.  Uist.  of  ilart.  County,  II,  p.  490),  while  Dr.  B. 


22  The  River  Towns  of  Connecticut. 

most  unfortunate  season.  Hardly  had  they  settled  when  all  the 
ills  of  winter  began  to  come  upon  them.  The  brave  Puritan 
heart  quaked  before  these  ominous  signs  of  approaching  dis- 
tress. Frosts,  snow,  insufficient  shelter,  scarcity  of  food, 
difficulty  of  caring  for  and  preserving  their  cattle,  and  a  con- 
sequent heavy  mortality,  were  but  few  of  the  horrors  of  that 
winter  of  1635-36.  Many  attempted  a  return.  Six  in  an 
open  pinnace  suffered  shipwreck,  and  after  days  of  wandering 
reached  Plymouth.  Thirteen  attempted  the  overland  route. 
After  ten  days,  twelve  reached  Dorchester,  having  lost  one  of 
their  number  through  the  ice,  and  the  remainder  only  saved 
themselves  from  starving  by  the  happy  discovery  of  an  Indian 
wigwam.  The  river  was  frozen  over  by  November  fifteenth, 
and  snow  was  knee-deep  in  Boston.  At  length  even  sturdy 
Saxon  blood  could  stand  no  more;  death  from  cold  and 
starvation  was  at  hand,  and  the  new-found  homes  were  for  the 
most  part  abandoned.  Seventy  men  and  women  pushed  their 
way  southward  to  the  river's  mouth,  to  meet  the  Rebecca 
with  their  household  goods  and  provisions  on  board;  she  was 
found  frozen  into  the  ice,  unable  to  proceed  farther  upward. 
Fortunately  a  warm  rain  set  her  free,  and  all  embarking 

Trumbull  places  it  as  late  as  September,  1636  (Hist,  of  Conn.  p.  55).  The 
evidence  is  so  slight  as  to  allow  the  holding  of  any  one  of  these  views. 
Under  date  of  April  11,  1636,  Winthrop  says,  "  Mr.  Mather  and  others  of 
Dorchester,  intending  to  begin  a  new  church  there  (a  great  part  of  the 
old  one  being  gone  to  Connecticut),  desired  the  approbation  of  the  other 
churches  and  the  magistrates,"  but  on  a  question  of  orthodoxy,  "the 
magistrates  thought  them  not  meet  to  be  the  foundation  of  a  church,  and 
thereupon  they  were  contenttoforbearto  join  until  further  consideration." 
In  the  next  paragraph,  Wiathrop  says,  evidently  referring  to  those  men- 
tioned above  in  parenthesis,  '*  Those  of  Dorchester  who  had  removed  their 
cattle  to  Connecticut  before  winter,  lost  the  greater  part  of  them  this 
winter."  And  again  Winthrop  says,  under  date  August  23,  1636,  "A 
new  church  was  gathered  at  Dorchester,  with  approbation  of  magistrates 
and  elders, ' '  etc. ,  referring  without  doubt  to  the  deferred  meeting  mentioned 
above.  In  view  of  this  it  seems  unlikely  that  the  Dorchester  church  would 
have  remained  all  winter  without  a  pastor,  and  that  the  gathering  of  a 
new  church  took  shape  at  once  on  the  departure  of  the  pastor  in  the  spring 
of  1636,  some  time  before  April  11. 


Early  Settlements.  23 

returned  to  Massachusetts,  arriving  there  on  the  tenth  of 
December.  Those  who  remained  suffered  the  chastening  which 
was  to  make  them  a  great  people.  All  were  soon  cut  off  from 
retreat  by  land  or  sea.  Some  perished  by  famine ;  the  Windsor 
people  lost  nearly  all  their  cattle,  £2000  worth ;  and  acorns, 
malt,  and  grains  formed  their  chief  sustenance.  Yet  this 
settling  and  jarring  of  a  hard  winter  prepared  a  firm  founda- 
tion for  the  structure  that  was  soon  to  follow  thereon.  If  the 
year  1633  marks  the  laying  of  the  corner-stone,  the  year  1636 
saw  the  completing  of  the  foundation  and  the  perfecting  of  the 
ground-plan  for  a  stately  commonwealth. 

Connecticut  Plantation. 

The  plantation  had  already,  in  the  autumn  of  1635,  attained 
sufficient  size  to  be  the  object  of  legal  recognition,  and  a  con- 
stable was  temporarily  appointed  by  the  Massachusetts  court. 
This  local  representative  of  the  central  authority  seems  to 
have  been  the  only  outward  and  visible  sign  employed  in  the 
admission  to  an  equality  in  the  sisterhood  of  towns  of  a 
sufficiently  developed  candidate.  If  Massachusetts,  with  her 
more  artificial  system  of  government,  used  any  other  method 
of  recognition  in  addition  to  the  act  of  the  Greneral  Court,  it 
is  certain  that  the  precedent  set  in  the  case  of  the  first  Con- 
necticut plantations  was  ever  after  followed.  But  Massachu- 
setts believed  in  preserving  the  law  of  continuity  by  reserving 
the  power  to  her  own  magistrates  of  swearing  in  any  constable 
chosen  by  Connecticut  under  the  decree  giving  that  plantation 
permission  to  make  the  choice  for  herself.  It  was  the  principle 
of  constabular  succession.  But  slowly  there  was  evolving 
out  of  what  had  been,  in  the  eyes  of  the  Massachusetts  court, 
one  plantation  of  her  jKJople  on  Connecticut  soil,  three  centers 
of  settlement,  and  one  constable  was  too  small  a  quantity 
to  suffer  a  tri-section  of  his  powers.  In  March,  1636,  the 
as  yet  uncentralized  spirit  of  law  and  order  began  to  take 
definite  shape,  in  a  provisional  government  provided  by  the 
General  Court  of  Massachusetts.     This  government  was  com- 


24  The  River  Towns  of  Connecticvi, 

posed  of  eight  prominent  men,  dwellers  along  the  river,  who 
were  authorized  to  act  as  a  court  for  investigation  and  decision, 
as  a  council  for  the  issuance  of  necessary  decrees,  and  as  an 
administrative  body  for  the  carrying  out  of  such  decrees, 
either  directly  or  indirectly,  through  the  medium  of  the  sepa- 
rate settlements.  This  court  met  eight  times  between  the 
26th  of  April,  1636,  and  the  1st  of  May,  1637.  One  of  its 
earliest  acts  was  to  officially  declare  the  tri-partite  plantation, 
made  so  by  the  exigencies  of  its  settlement  and  the  triple 
origin  of  its  people,  to  be  composed  of  three  towns,  by  the 
creation  of  three  constables,  one  for  each  group  of  inhabitants. 
While  we  may  say  that  this  began  the  official  system,  it  prac- 
tically only  declared  the  three  settlements  to  be  independent 
military  centers,  each  with  its  cannon,  its  watch  and  indi- 
vidual train-band;  and  this  is  a  very  different  thing  from 
calling  them  towns  fully  equipped  with  all  the  paraphernalia 
of  town  government.  The  further  duties  of  the  court  related 
to  those  matters  which  concerned  the  whole,  with  special 
reference  to  increasing  the  power  for  self-support  and  per- 
fecting the  bounds  of  the  half-formed  towns.  By  the  terms 
of  its  commission,  this  government  was  to  last  but  a  year, 
and  in  the  court  which  succeeded  it  the  people  found  repre- 
sentation through  committees,  undoubtedly  chosen  at  the 
request  or  order  of  the  provisional  government,  or  summoned 
because  of  the  special  emergency  which  demanded  some  action 
to  be  taken  against  the  Pequots.  The  proceedings  of  the 
next  four  Greneral  Courts  relate  solely  to  that  war. 

The  Outpouring. 

The  period  of  unicameral  government  was  the  time  of 
greatest  emigration,  "  the  special  going  out  of  the  children  of 
Israel."  Those  whom  the  rigors  of  winter  had  terrified  re- 
turned. With  them  were  many  others  who  had  until  this 
time  been  unable  to  arrange  satisfactorily  the  disposal  of 
their  property  and  a  settlement  of  other  affiiirs  before  leaving. 
It  is  worthy  of  note  that  many  of  the  Connecticut  settlers 


Early  Settlements.  26 

continued  to  hold  lands  in  the  Bay  colony  for  some  time 
after  their  withdrawal  to  Connecticut.  At  their  head  was 
Mr.  Warham,  the  surviving  pastor/  and  this  accession,  per- 
haps occurring  a  few  weeks  before  the  formation  of  the  pro- 
visional government,  brought  about  its  more  speedy  erection. 
In  June  of  this  year  a  majority  of  the  Newtown  Church, 
under  the  leadership  of  Mr.  Hooker  and  Mr.  Stone,  traveled 
under  summer  skies  through  the  forests  over  highland  and 
lowland  for  a  fortnight  before  reaching  their  river  home. 
They  drove  their  flocks  and  herds,  subsisted  on  the  milk  of 
their  cows,  bore  their  burdens  on  their  backs,  and  thus  their 
journey  was  an  after-type  of  those  earlier  and  greater  south- 
ward and  westward  wanderings  of  their  national  grandparents 
in  the  older  times.  It  was  the  bodily  transportation  of  a 
living  church.  No  reorganization  took  place.  The  unbroken 
life  of  the  transplanted  churches  of  Hartford  and  Windsor 
drew  its  nourishment  from  roots  once  set  in  Massachusetts 
soil.  New  churches  took  the  place  of  the  old,  but  an  ancestry 
of  five  and  six  noble  years  belongs  not  to  their  history,  but 
to  the  history  of  the  Connecticut  churches.  With  Wethers- 
field  the  case  is  different.  The  settlement  was  the  work  of 
individuals;  a  reorganization  took  place  on  Connecticut  terri- 
tory, and  is  recorded  in  the  proceedings  of  the  first  court  held 
under  the  provisional  government.  Thus,  of  the  three  river 
towns,  Wethersfield  was  the  most  independent  of  all  links 
connecting  her  with  Massachusetts. 

Lessening  of  Emigration. 

Every  effort  was  made  by  the  home  government  at  the 
Bay  to  check  this  flow  of  emigration,  or,  at  least,  to  turn  its 
current  into  more  adjacent  channels ;  but  the  bent  of  the  emi- 
grant's spirit  was  toward  Connecticut,  and  for  the  time  being 
the  colonial  government  was  helpless  to  prevent  it.  That 
their  efforts  were  not  oon fined  to  the  large  grants  of  land 
made  to  the  Dorchester  plantation  and  other  legitimate  means 

'  See  note»  p.  21. 


26  Tlie  River  Towns  of  Connecticut 

of  quieting  the  uneasiness,  Hooker's  letter  to  Governor  Win- 
throj)  incisively  shows.^  He  calls  a  series  of  misrepresenta- 
tions by  the  Puritans  at  the  Bay  "  the  common  trade  that  is 
driven  amongst  multitudes  with  you."  The  emigration 
grew  less  and  less  until  1638,  and  though  large  numbers 
came  to  Massachusetts  that  year,  very  few  seem  to  have  come 
to  Connecticut.  For  this  fact  Mr.  Hooker's  remarkable 
statements  are  certainly  a  partial  explanation.  The  Pequot 
war  was  not  without  its  effect,  but  the  Massachusetts  men 
without  doubt  abused  Connecticut.  They  raised  pretexts 
for  the  effectual  frightening  of  all  who  projected  settlements 
there.  Such  settlers  might — if  they  must  go  from  the  Bay — 
go  any  whither,  anywhere,  choose  any  place  or  patent,  provided 
they  go  not  to  Connecticut.  The  report  was  spread  that  all 
the  cows  were  dead,  that  Hooker  was  weary  of  his  station, 
that  the  upland  would  bear  no  corn,  the  meadows  nothing 
but  weeds ;  that  the  people  were  almost  starved  in  conse- 
quence. Such  reports,  spread  abroad  in  the  streets,  at  the 
inns,  on  the  ships  before  landing,  and  even  in  England  before 
embarkation,  are  a  little  astounding.  Even  the  Indians, 
wherever  they  got  their  notion,  called  them  water-carriers, 
tankard-bearers,  runagates  whipped  out  of  the  Bay.  As 
Hooker  says,  "  Do  these  things  argue  brotherly  love  ?"  It 
would  hardly  appear  so,  and  we  must  confess  that  in  all  their 
relations  with  their  brethren  and  neighbors  in  the  Connecti- 
cut valley,  the  Puritans  showed  little  of  that  austere  honor- 
ableness  for  which  they  are  famed.  Harsh  necessity  may 
have  seemed  to  them  an  all-embracing  excuse,  but  however 
that  may  have  been,  we  must  plead  that  even  within  the  dark 
shadow  of  necessity,  principles  of  fairness  and  equity  should 
find  a  place. 

As  before  intimated,  by  1637  the  tide  of  emigration  had 
almost  ceased.  After-comers  were  not  few,  indeed,  but  the 
movements  which  gave  birth  to  a  new  colony  had  practically 
reached  an  end.     The  coming  of  later  settlers  added  no  new 

'  Cona.  Hist.  Soc.  Collections,  vol.  I,  pp.  1-18. 


Early  Settlements,  27 

features  to  the  principles  according  to  which  the  colony  was 
projected. 

Massachusetts  and  Connecticut. 

From  nearly  every  point  of  view,  the  civil,  ecclesiastical 
and  military  life  of  the  colony  was  far  simpler  and  more  nat- 
ural than  elsewhere  on  the  American  continent.  It  was  the 
outcome  of  a  second  sifting  from  the  complications  of  govern- 
ment in  England.  Its  founders  were  twice  purged,  and  in 
their  revolt  from  the  already  purified  government  in  Massa- 
chusetts, they  evidenced  how  thoroughly  democratic  their  prin- 
ciples must  have  been  to  have  found  themselves  out  of  harmony 
with  the  latter's  policy,  that  is,  the  policy  of  the  central  gov- 
ernment; for  the  Massachusetts  Puritans  could  not  rid 
themselves  of  many  of  the  associations  in  which  they  had 
been  reared.  Among  them  were' men  who  looked  longingly 
at  the  institutions  of  Old  England  and  desired  their  reproduc- 
tion. The  equality  of  all  was  not  to  their  taste,  and  they 
sought  to  establish  a  privileged  class,  to  nullify  the  repre- 
sentation of  the  freemen  by  throwing  all  power  into  the  hands 
of  the  assistants ;  they  endeavored  to  create  a  life  tenure  for 
the  governor,  and  to  make  the  influence  of  the  towns  always 
subordinate  to  that  of  the  colony,  at  whose  head  was  a  con- 
servative aristocracy;  state  was  linked  to  church,  and  the 
influence  and  direct  interference  of  the  clergy  was  great.  It 
was  an  aristocracy,  oligarchy,  theocracy,  but  only  in  part  a 
democracy. 

Thus  it  was  that  the  English  settlements  in  Massachusetts 
failed  to  reproduce  in  many  respects  the  conditions  of  a  rational 
democracy.  It  was  a  compromise  between  the  spirit  of  the 
past  and  the  associations  of  the  present.  As  a  consequence, 
the  dominant  class  and  the  oommons,  the  central  government 
and  the  towns,  were  continually  at  variant.  This  led  inevi- 
tably to  a  split  and  the  withdrawal  of  portions  of  their 
number  into  freer  fields  for  an  exercise  of  their  Saxon  heri- 
tage, the  general  power  of  all  over  general  interests,  and  the 


28  The  River  Tomna  of  Connecticut, 

local  power  of  each  over  local  interests.  This  is  self-govern- 
ment, severed  from  the  influence  of  special  class  privilege, 
civil  or  ecclesiastical.  It  was  the  spirit  of  democracy  given 
free  development  on  a  free  soil. 

The  Connecticut  central  authority  began,  it  is  true,  before 
the  towns  had  fairly  come  into  being,  but  it  was  a  super- 
imposed power,  and  when  the  colony  erected  its  own  General 
Court  and  established  its  own  Constitution,  it  was  found  that 
the  people  held  the  check-reins. 

To  these  people  belonged  the  choice  of  magistrates,  and  the 
divine  right  of  kings  found  no  place,  except  as  those  in 
authority  were  chosen  and  upheld  in  office  "according  to  the 
blessed  will  and  law  of  God."  In  the  people  lay  the  founda- 
tion of  authority,  and  therein  a  liberty  which,  as  God-given, 
was  to  be  seized  and  made  use  of.  As  those  who  have  power 
can  give  and  also  justly  take  away,  so  the  people  could  set 
bounds  and  limitations  to  the  power  of  their  magistrates, 
and  of  the  places  to  which  they  had  called  them.  No  tenure 
for  life,  no  papal  infallibility  there.  Those  in  authority  were 
weak  creatures  and  liable  to  err,  and  as  the  burdens  were 
heavy,  so  should  censure  and  criticism  give  way  before  honor 
and  respect.  Popular  election  began  at  once  on  the  assump- 
tion of  its  own  government  by  the  colony,  and  the  committees 
to  whom  the  people  delegated  their  authority  were  no  mere 
figureheads.  They  did  not  toy  with  government,  electing  the 
Assistants  and  then  leaving  to  them  all  legislation,  as  in 
Massachusetts,  but  they  formed  a  powerful  lower  house,  which 
cooperated  in  the  functions  performed  by  the  General  Court. 
We  may  be  sure  this  to  have  been  so  of  a  people  who,  in  the 
Fundamental  Articles,  avowed  their  right,  in  case  the  Gov- 
ernor and  Assistants  refused  or  neglected  to  call  the  two 
General  Courts  established  therein,  of  taking  the  control  into 
their  own  hands:  a  House  of  Commons  without  King  or 
House  of  Lords.^ 


'  This  privilege  seems  to  have  been  but  once  exercised,  and  then  under 
very  different  circumstances  from  those  mentioned  in  the  sixth  funda- 


Early  Settlements,  29 


The  Sovereign  People. 


Yet  these  same  people,  in  whom  lay  the  sovereign  power, 
gave  up  that  power  at  the  proper  time  into  the  hands  of 
the  General  Court,  without  reservation.  If  between  1636 
and  1639  the  towns  were  independent  republics,  each  suf- 
ficient unto  itself,  it  was  only  so  by  virtue  of  a  vivid  imagi- 
nation. It  is  dignifying  with  too  sounding  a  title  these 
collections  of  proprietors,  who,  busied  about  the  division  and 
cultivation  of  their  lands,  and  with  an  as  yet  unformed  system 
of  self-government,  looked  to  their  magistrates  and  elected 
deputies  in  these  three  years  for  the  ordering  of  those  matters 
which  concerned  a  sovereign  state.  But,  from  the  date  of 
the  adoption  of  the  Fundamental  Articles,  these  towns  lost 
what  elements  of  legal  independence  they  may  have  had  before, 
and,-  by  the  free  will  of  the  people  inhabiting  them,  became 
merely  machines  for  the  administration  of  local  affairs,  for  the 
apportionment  of  representation  and  taxation,  and  for  the 
carrying  out  of  such  powers  as  the  Greneral  Court  committed 
to  them.  They  had  no  inherent  or  reserved  rights.  As  far 
as  the  wording  of  the  tenth  section  is  concerned,  complete 
power  was  given  for  the  control  of  all  that  concerned  the 
good  of  the  commonwealth,  with  but  one  reservation  to  the 
whole  body  of  freemen — the  election  of  magistrates.  The 
towns  never  had  been  sovereign ;  in  fact,  they  did  not  become 
fairly  organized  towns  much  before  the  adoption  of  the  Con- 
stitution, and  it  is  not  improbable  that  such  adoption  was 
delayed  until  the  colony  had  become  well  established,  in  work- 
ing order,  and  its  j>eople  accommodated  to  their  new  environ- 
ment. A  sure  foundation  for  the  Constitution  must  have 
been  laid  before  that  document  could  be  drafted  and  adopted 
with  reason  of  success. 


mental.    In  1054»  on  the  death  of  Oofrernor  Hajnei  and  the  absence  of 

Deputy  Oovenior  Hopkins  in  Enpland,  an  assembly  of  freemen  met  in 
Hartford,  to  choose  a  Moderator  of  the  General  Court,  who  had  power  to 
call  the  next  General  Court  for  the  election  of  a  Governor  and  to  preside 
over  its  meetings. — Col.  Rec.  I,  p.  252. 


30  The  River  Tovms  of  Connecticut, 

Another  most  important  evidence  of  Connecticut  democracy 
must  be  noted  and  briefly  dismissed.  The  suffrage  of  the  Con- 
necticut colony  was  unrestricted  by  ecclesiastical  obligation. 
In  Massachusetts  and  New  Haven  no  one  had  a  right  to  vote 
unless  he  was  a  freeman,  no  one  could  be  admitted  a  freeman 
unless  he  was  a  church  member  ;  the  church  was  congregational, 
wherein  its  affairs  were  managed  by  the  votes  of  its  members. 
Town  and  church  were  one.  But  in  Connecticut,  for  the  first 
twenty  years,  it  was  only  necessary  that  each  freeman  have 
been  admitted  an  inhabitant  in  the  town  where  he  lived,  by  vote 
of  the  majority  of  the  inhabitants  in  town-meeting.  Church 
and  town  were  theoretically  dissociated,  though  not  practi- 
cally for  many  years,  and  the  government  of  Connecticut  was, 
as  near  as  possible  in  those  days,  by  the  people  and  for  the 
people. 

Note.— The  Historic  Town.— In  nearly  all  the  New  England  settle- 
ments the  lay-out  and  organization  of  the  towns  were  similar.  Historically, 
this  institution  is  purely  English.  Among  the  other  Germanic  nations 
the  unit  of  constitutional  machinery  is  the  Hundred,  corresponding  to  our 
county.  The  Celts  and  Slavs  never  developed  local  government  by  them- 
selves, and  the  Romance  peoples  were  governed,  so  to  speak,  from  above, 
not  from  within.  Yet,  whatever  may  have  been  the  constitutional  devel- 
opment of  the  village  community  as  acted  upon  by  feudalism  and  the 
growth  of  centralized  monarchy,  there  are  certainly  curious  analogies  to 
be  found  between  certain  phases  of  early  New  England  town  life  and 
some  of  the  oldest  recorded  customs,  as  seen  in  the  extant  laws  of  early 
German  tribes.  Many  of  these  can  be  shown  to  have  been  retained  in  the 
English  parish,  and  their  presence  can  be  explained  by  acknowledging  a 
previous  acquaintance  on  the  part  of  the  Puritan  settlers.  But,  though 
other  analogies,  such  as  the  laws  against  alienation  of  land,  the  spirit 
of  town  exclusiveness  in  the  fullest  sense,  and  the  peculiarly  indi- 
vidual and  democratic  nature  of  the  town  meeting,  cannot  be  thus 
accounted  for,  they  may  be  shown  by  the  unbelievers  in  the  Germanic  origin 
to  have  arisen  from  reasons  of  economic  necessity,  and  to  be  nothing  more 
than  interesting  parallels.  This  would  be  the  case  with  those  who  declare 
that  the  "  town  meeting  is  an  outgrowth  of  New  England  life,"  and  that 
♦Mt  had  its  origin  with  the  first  settlers."  (S.  A.  Green,  Records  of 
Groton,  Introd.)  However,  if  the  views  of  v.  Maurer  and  Sir  H.  Maine 
are  to  be  retained,  who  have  pictured  for  us  a  system  of  Arcadian  sim- 
plicity, a  kind  of  Eden  for  the  historical  student,  and  we  are  to  talk  about 


Early  Settlements.  31 

identities  and  survivals,  then  the  purity  of  such  a  condition  has  been 
destroyed  by  the  political  development  of  those  countries,  which  can  trace 
back,  with  plenty  of  imagination  when  historical  data  are  wanting,  to  this 
simple  germ  the  thread  of  their  history.  For  these  germs,  these  peaceful 
congregations  of  our  Aryan  forefathers,  were  certainly  destined  never  to 
be  reproduced  in  the  form  given  us  by  the  scholarly  exponents  of  the 
village  community  theory.  There  is  more  that  is  unidentical  than  there 
is  that  is  identical.  If  we  have  been  given  correctly  the  original  form, 
then  it  has  suffered  rough  usage  in  its  intercourse  with  the  events  of 
known  history.  The  superstructure  has  had  to  undergo  the  changes 
which  centuries  of  political  modeling  have  brought  about,  so  that  wherever 
we  And  traces  of  the  early  village  community  life,  they  have  to  be  dragged 
as  it  were  from  beneath  a  mass  of  irrelevant  material  necessary  to  the 
existence  of  a  modern  political  unit.  It  is  not  strange  that  this  political 
cell  should  never  have  been  reconstructed  in  its  entirety  on  the  migration 
of  peoples  to  England  and  later  to  America,  for  it  is  a  much  mooted  point 
whether  it  had  not  largely  lost  its  identity  before  Tacitus  wrote  about  the 
Germans.  It  was  fitted  for  only  a  primitive,  half-civilized  kind  of  life, 
where  political  craftiness  was  unknown,  and  the  inter-relation  of  man  with 
man  and  state  with  state  still  in  very  early  infancy.  But  whatever  form 
of  local  life,  the  village  community,  or  the  manor,  or  both,  the  Angles  and 
Saxons  carried  to  England,  there  is  no  doubt  that  within  that  form  were 
embraced  many  of  the  foundation  principles  according  to  which  the 
German  tun  is  supposed  to  have  been  built ;  and  that  many  of  these  cus- 
toms, political,  legal,  social,  agrarian  and  philological,  were  brought  by 
the  settlers  to  America,  no  reasonable  scholar  will  pretend  to  deny. 


32  The  River  Towns  of  Connecticut, 

n. 

THE   LAND  SYSTEM. 
Original  Purchase. 

The  tribes  of  Indians  which  dwelt  along  the  Connecticut 
river  had  little  unity  among  themselves.  They  were  scat- 
tered bands,  and  on  the  coming  of  the  Pequots  the  slender 
ties  which  joined  them  were  easily  broken.  So  it  was  a  nat- 
ural result  that  the  coming  of  the  English,  much  encouraged 
by  the  Indians  themselves,  was  made  easy  and  their  settle- 
ment on  the  Connecticut  lands  greatly  assisted.  We  have 
seen  that  the  adventurous  forerunners  were  kindly  received, 
and  on  one  or  two  occasions  owed  their  lives  to  the  friendly 
shelter  of  an  Indian  wigwam ;  and  during  the  destructive 
winter  of  1635-6,  the  snow-bound  settlers  were  kept  alive  by 
Indian  gifts  of  "  malt,  acorns  and  grains."  It  was  not  an 
unusual  thing  in  the  colonial  settlements  for  colonists  and 
Indians  to  live  peacefully  side  by  side,  pursuing  agriculture 
or  trade,  or  both.  Of  the  early  Connecticut  adventurers. 
Holmes  is  the  only  one  mentioned  as  purchasing  land,  and 
w^ith  him,  as  already  shown,  the  circumstances  were  excep- 
tional. Oldham  and  his  companions  undoubtedly  made  some 
bargain,  probably  of  the  nature  of  a  joint  occupation,  and  it 
is  very  lilvcly  that  the  same  was  true  of  the  other  early 
settlers  before  1636,  though  one  Phelps  of  Windsor  appears 
to  have  obtained  a  deed  of  Indian  land  some  time  in  1635.^ 
The  indefinite  nature  of  the  transaction,  and  the  later  con- 
firmation or  repurchase  of  lands,  would  show  that  the  Indians 
failed  to  comprehend  the  nature  of  what  they  were  doing ; 
and  it  may  be  that  what  the  colonists  understood  as  sale 
without  any  reserved  rights,  the  Indian  considered  as  a  grant 
to  the  whites  of  the  privilege  of  joint  occupancy  of  the  terri- 

» Stiles,  Hist,  of  Windsor,  p.  105. 


The  Land  System,  33 

toiy.  For  many  years  certain  rights  in  wood  and  river  were 
conceded  to  the  Indians,  and  a  kind  of  common  law  of  this 
nature  grew  up  in  some  quarters  which  would  point  to  the 
recognition  of  the  Indians  as  possessing  some  rights  in  their 
old  possessions,  which  were  sometimes  expressly  mentioned 
in  their  deeds,  though  they  very  soon  faded  away.  The  land 
was  to  the  Indians  worthless  so  long  as  they  were  in  danger 
of  losing  it  altogether,  and  the  presence  of  the  English  meant 
protection.  It  was  not  sharp  treatment,  but  a  rough  friend- 
liness which  led  to  the  ready  sale  of  the  valley  lands  ;^  pos- 
sibly a  legitimate  pressure  was  brought  to  bear  in  case  of 
unwillingness,  but  more  probably  the  unsettled  state  of  affairs 
and  the  domination  of  the  Pequots  softened  any  savage  obsti- 
nacy. As  to  moral  title  the  colonists  could  have  no  better, 
and  the  question  of  original  grant  has  hete  hardly  a  place ; 
they  purchased  of  the  ancient  and  original  natives,  and  not 
of  the  Pequots,  as  did  the  Dutch.  It  made  no  difference  to 
the  men  who  watched  the  Indian  make  his  rude  mark  of 
transfer  that  the  historian  two  hundred  years  later  was  to 
pick  flaws  in  his  right  to  purchase  at  all,  though  in  English 
law  there  was  no  title  until  the  confirmation  of  the  lands  by 
the  charter.  Every  acre  of  Wethersfield,  Hartford  and 
M'indsor  territory  was  honestly  obtained.  There  was  no 
excess  of  generosity,  and  for  colonists  who  struggled  through 
hard  winters  and  saw  their  cattle  die  by  the  hundred-pounds 
worth,  there  was  no  opportunity  to  be  generous.  But  the 
faded  old  deeds  in  the  land  records,  with  their  strange  signa- 
ture marks,  testify  at  least  to  a  hardy  honesty  of  purpose. 

The  first  to  bargain  for  land  had  been  the  Dutch,  who,  in 
the  name  of  the  West  India  Company,  purchaseil  of  the 
Pequot  sachem  land  whereon  they  constructed   their   fort. 

'  This  note  in  the  Windsor  Land  Records  is  sujrgestive :  *'  Coggtrj' 
nasset  testifies  that  the  land  on  the  east  side  of  the  Great  Ri\<^r,  between 
Scantic  and  Namareck,  was  Nassacowen's,  and  Nassacowen  was  so  taken 
in  love  with  the  coming  of  the  English  that  he  gave  it  to  them  for  some 
small  matter."    Stiles,  Windsor,  p.  111-112. 


34  The  River  Towns  of  Connecticut. 

The  extent  of  the  first  purchase  is  doubtful.  Later  it  con- 
sisted of  about  twenty-six  acres,  and  was,  in  1653,  seized  by 
the  English,  and  the  Dutch  driven  out  forever.^  After  the 
Dutch  bargain  came  that  of  Captain  Holmes,  who,  for  a  val- 
uable consideration,  obtained  possession  of  a  large  tract  a  few 
miles  up  the  river,  a  large  part  of  which  was  transferred  to 
the  Dorchester  settlers  in  1637.  This  tract  was  confirmed  to 
the  town  of  Windsor  sixty-seven  years  later,  for  a  parcel  of 
trucking  cloth.  The  first  formal  purchase  of  Hartford  terri- 
tory was  made  after  the  arrival  of  the  Hookerites,  when  a 
deed  was  obtained  for  the  whole  of  the  old  Hartford  town- 
ship, on  the  west  side  of  the  river.  This  was  paid  for  by 
subscriptions  to  a  common  fund,  and  each  received  his  pro- 
portion in  the  later  division  according  to  the  amount  put  in. 
The  same  year  the  Wethersfield  tract  was  purchased,  per- 
haps by  an  oral  agreement,  and  the  immediate  territory  of 
the  three  towns  became  thus  firmly  established  in  the  hands 
of  the  whites.  Extensions  were,  however,  obtained  on  both 
sides  of  the  river  until  1680.  Private  purchases  were  made 
with  the  consent  of  the  court  and  town,  and  gifts  from  the 
Indian  sachems  always  required  the  sanction  of  the  town,  in 
town  meeting,  where  a  vote  was  passed  declaring  that  the 
grantees  and  their  heirs  could  enjoy  such  lands  forever.  In 
1663,  however,  the  court  forbade  any  negotiation  with  the 
Indians  for  land,  except  it  be  for  the  use  of  the  colony  or  for 
the  benefit  of  some  town. 

The  law  of  supply  and  demand  regulated  the  nature  of  the 
exchange.  The  Indians  had  at  their  disposal  meadows  and 
hillsides,  trees,  woods,  brooks  and  rivers,  while  the  colonists 
had  money  and  goods.  The  purchase  money  took  the  form 
of  so  many  pounds  sterling,  so  many  fathoms  of  wampum,  so 
many  yards  of  trucking  or  trading  cloth,  so  many  pairs  of 
shoes.  There  does  not  appear  in  Connecticut  that  variety 
found  in  New  Haven  and  elsewhere.     Clothing  was  in  great 


'  Hart.  Book  of  Distrib.,  pp.  183,  550 ;  Stuart,  Hartford  in  the  Olden 
Time,  ch.  24. 


The  Land  System,  35 

demand,  and  twenty  cloth  coats  are  recorded  for  payment  of 
lands  across  the  river,  together  with  fifteen  fathoms  of 
wampum.^  Small  parcels  of  land  were  obtained  in  AVindsor 
in  return  for  fines  paid  in  rescuing  unfortunate  aborigines 
from  the  Hartford  lock-up'^  and  for  other  services  rendered. 
It  is  likely  that  wampum,  which  was  legal  tender  in  New  Eng- 
land from  1627  to  1661,  was  often  the  medium  of  exchange; 
money  or  wampum  was  more  available  than  coats,  for  it  was 
divisible.  Twenty  coats  could  cover  twenty  men,  but  not 
women  and  children  ;  but  so  many  fathoms  of  shell -cylinders, 
deftly  pierced  and  strung  on  animal  tendons,  could  be 
diNided  among  the  family  group  or  a  number  of  grantors. 
The  boundaries  of  thesfe  purchases  were  generally  undeter- 
mined and  their  extent  loosely  expressed.  Oftentimes  natu- 
ral boundaries  were  such  that  the  location  of  the  purchase  can 
be  approximately  fixed.  These  were  stated  as  lying  north 
and  south  between  fixed  points  on  the  river,  and  as  running 
80  many  miles  inland.  Such  a  description  would  allow  of 
accurate  measurement,  but  when  the  distance  inland  was 
"  one  day's  walk,"  there  might  be  a  difference  of  opinion  as 
to  who  should  be  the  surveyor.  Often  in  c4ise  of  small  sales 
the  tract  is  described  as  of  so  many  acres  adjoining  certain 
bounds  or  swamps,  or  other  well-known  and  fixed  localities. 
It  was  the  hazy  outlines  of  the  Indian  purchases  which  gave 
80  much  trouble  to  town  and  colony  in  the  after-settlement 
of  township  bounds.  In  both  Hartford  and  Windsor  there 
were  Indian  reservations^  and  villages  within  which  the 
natives  were  obliged  to  live,  but  they  proved  rather  trouble- 
some neighbors,  and  there  was  a  constant  friction  between 

'  Stiles,  Windsor,  pp.  110-111. 

'  lb.  p.  108.  This  was  not  an  uncommon  occurrence ;  the  circum- 
stances attending  the  purchase  of  Massaco  (Sirasbury)  were  siniilar 
(Mem.  Hist.  II,  pp.  841-2),  and  the  red  brethren  were  bought  out  of  the 
New  Ilaren  jail  in  like  fashion  (Levermore,  Republiit  of  New  Haven, 
p.  173). 

*  Wind.  Reo.,  Dec.  10, 1654  ;  Hart.  Rec,  Ifar.  16, 1664  ;  Jnne  16,  1658. 


36  The  River  Towns  of  Connecticut, 

the  court  and  the  Indians  until  their  final  disappearance. 
The  lands  of  the  reservations  came,  before  16G0,  into  the 
possession  in  Hartford  of  the  town,  and  in  Windsor  of  a  pri- 
vate individual.  This  reservation  of  land  was  a  prototype 
of  our  national  Indian  policy,  and  was  employed  in  many  of 
the  colonies. 

Grants  by  the  General  Court. 

Before  1639,  each  set  of  proprietors  by  itself  purchased 
land  of  the  Indians,  and  agreed  on  the  boundaries  between 
the  plantations  through  their  representatives.  But  after 
1639,  all  unoccupied  territory  became  public  domain  and 
was  subject  to  the  control  of  the  colony.  This  power  was 
granted  in  the  Fundamental  Articles,  where  the  people  gave 
to  the  General  Court  the  right  "  to  dispose  of  lands  undis- 
posed of  to  several  towns  or  persons."  After  this,  the  grow- 
ing towns  had  to  apply  to  the  central  authority  for  power 
to  extend  their  boundaries.  Thus  it  happened  in  1640  that  the 
towns  petitioned  the  General  Court  for  an  increase  of  terri- 
tory, and  a  committee  was  appointed  for  examining  certain 
lands  suitable  for  this  purpose.^  The  court  had  already  taken 
measures  toward  the  maintenance  of  their  rights  by  recent 
conquest  of  the  Pequot  territory,  which,  by  the  treaty  of  1638, 
came  into  their  possession.^ 

The  central  authority  was  by  no  means  prodigal  with  its 
lands,  nor  yet  were  they  given  grudgingly.  It  was  recog- 
nized as  a  far  better  condition  that  the  lands  be  in  the  hands 
of  enterprising  men  or  communities  undergoing  improve- 
ment than  that  they  remain  untilled.  But  though  grants 
were  not  made  at  hap-hazard,  yet  the  colony  managed  to  dis- 
pose of  about  thirteen  thousand  acres  within  the  first  thirty 
years,  in  amounts  varying  from  forty  to  fifteen  hundred 
acres.  Careful  discrimination  was  made  as  to  the  nature  of 
the  lands  given,  and  many  a  grant  was  specially  stated  to 

'  Col.  Rec.  I,  p.  42.  « Col.  Rec.  I,  p.  82. 


TJie  Land  System.  37 

contain  only  a  certain  proportion  of  meadow,  usually  one- 
sixth  or  one-eighth,  and  at  times  no  upland  was  allowed  to  be 
taken.  The  islands  at  the  disposal  of  the  court  were  first 
given  out,  and  divisions  of  the  Pequot  country  followed.  It 
was  expected  that  the  grantees  would  at  once  or  within  an 
allotted  time  undertake  the  im])rovement  of  their  grant,  either 
by  cultivation  or  by  the  establishment  of  some  industry. 
Neglect  to  do  so  generally  called  forth  a  reprimand. 

Grants  made  gratuitously  were  to  the  leading  men  of  the 
colony,  although  they  did  not  at  times  hesitate  to  send  in 
petitions.  The  latter  was  in  general  the  more  common  method, 
and  the  petition  was  based  on  service  rendered  to  the  colony, 
either  in  a  civil  or  military  capacity.  It  is  not  always  easy 
to  assign  causes  for  grants,  but  it  is  safe  to  say  that  where  no 
cause  is  assigned  the  grantee  will  be  found  to  be  of  some 
prominence  in  the  colony.  The  pensioning  of  soldiers  who 
fought  in  the  Pequot  war  was  by  means  of  land  grants.  After 
giving  out  to  these  soldiers  about  fifteen  hundred  acres, 
an  order  was  passed  in  1671  to  the  effect  that,  "being  often 
moved  for  grants  of  land  by  those  who  were  Pequitt  soldiers, 
[the  court]  doe  now  see  cause  to  resolve  that  the  next  court 
they  will  finish  the  matter  and  afterwards  give  no  further 
audience  to  such  motions,"^  after  which  summary  disposal 
of  pension  claims,  about  a  thousand  acres  more  were  granted 
and  the  matter  finished.-  Land  grants  were  required  to  be  so 
taken  up  as  not  to  injure  any  plantation  or  previous  grant;  as 

•Col.  Rec.  IT,  p.  160. 

'  This  prototype  of  our  modem  pension  claims  is  full  of  interest  Not 
only  did  the  colony  reward  its  soldiers  for  honest  service,  but  the  towns  did 
also.  The  Soldier's  Field  mentioned  in  the  Hartford  liecords  was  so  called 
because  therein  the  Hartford  soldiers  who  fought  in  the  Pequot  wnr  re- 
ceived grants.  (See  paper  by  F.  H.  Parker  on  "The  Soldier's  Field, **  in 
Supplement  to  Hartford  Weekly  Coitrant,  June  18,  1887.)  Windsor  also 
gave  a  large  plot  of  land  to  each  of  her  soldiers  serving  in  this  war.  (Stiles, 
Windsor,  p.  41;  see  also  p.  201  for  petition  for  land  after  King  Philip's  war.) 
Norwalk  rewarded  her  soldiers  who  fought  against  King  Philip  after  this 
manner ;  to  those  who  served  in  the  '*  direful  swamp  fight "  of  1670  were 


38  The  River  Towns  of  Connecticut. 

one  entry  puts  it,  "  provided  it  doe  not  damnify  the  Indian 
nor  the  plantation  of  New  London  nor  any  farm  now  laid 
out."  ^  Sites  which  appeared  suitable  for  new  settlements  were 
reserved  for  that  special  purpose. 

In  Connecticut  it  was  more  frequently  the  rule  that  no 
definite  location  was  assigned.  The  grantee  might  take  his 
land  wherever  he  could  find  it,  or,  in  case  of  equally  favored 
localities,  he  could  choose  that  which  he  preferred,  always  under 
the  conditions  already  named.  In  this  particular  there  was 
far  greater  freedom  than  in  Massachusetts.  As  the  colony 
was  not  always  sure  of  the  extent  of  its  territory — for  its 
boundaries  at  this  time  were  very  unsettled — there  was  occa- 
sionally added  in  a  grant,  "  so  far  as  it  is  within  their  power 
to  make  the  aforesaid  grant," ^  and  in  another, "  where  he  can 
find  it  within  Connecticut  liberties."^  A  committee  was 
generally  appointed  to  lay  out  the  grant,  which,  when  made  to 
a  particular  person,  must  be  taken  up  in  one  piece,  "in  a 
comely  fornl,"^  unless  it  was  otherwise  provided  by  special 

given  twelve  acres  within  the  town  bounds  ;  to  those  who  served  "  in  the 
next  considerable  service,"  eight  acres,  and  to  those  **  in  the  next  consider- 
able service,"  four  acres  ( Hall's  Norwalk,  p.  63).  Saybrook  also  voted  that 
"  The  soldiers  that  went  out  of  town  in  the  Indian  war  shall  have  five  acres 
apiece  of  land."  (Saybrook  Records,  1678.)  Following  the  system  inaugu- 
rated by  town  and  colony,  the  Continental  Congress  in  1776  passed  the 
following  resolution  :  '*  That  Congress  make  provision  for  granting  lands, 
in  the  following  proportions  :  to  the  officers  and  soldiers  who  shall  engage 
in  the  service  and  continue  therein  to  the  close  of  the  war  or  until  dis- 
charged by  Congress,  and  to  the  representatives  of  such  olTicers  and 
soldiers  as  shall  be  slain  by  the  enemy."  The  proportions  were  as  follows : 
Colonel,  500  acres ;  lieutenant-colonel,  450  acres  ;  major,  400  acres ;  cap- 
tain, 300  acres ;  lieutenant,  200  acres  ;  ensign,  150  acres  ;  each  non-com- 
missioned officer  and  soldier,  100  acres.  In  1787,  for  the  satisfying  of 
claims  based  on  this  resolution.  Congress  set  apart  a  million  acres  of  land 
in  Ohio  and  another  large  tract  covering  the  southern  portion  of  Illinois, 
bounded  by  the  Ohio,  Mississippi,  Kankaskia,  Little  Wabash  and  Wabash 
rivers.     (Journals  of  Congress,  I,  p.  476 ;  IV,  p.  801.) 

'Col.  Red,  p.  340. 

2Col.  Rec.  I,  p.  282. 

»Col.  Rec.  I,  p.  372. 

*Col.Rec.  II,  p.  200. 


The  Land  System.  39 

permission  of  the  court.  The  committee  was  usually  paid  by 
the  grantee.  In  case  a  grant  conflicted  with  the  lands  of  a 
township,  the  right  of  the  township  was  always  maintained  and 
the  granted  land  was  laid  out  in  some  other  quarter.  ^  In 
two  cases  lands  within  town  boundaries  were  granted  by  the 
General  Court,  though  these  are  evidently  irregular  and 
isolated  instances.^  Industries  were  fostered  and  land  was 
granted  by  the  colony,  as  was  also  done  by  the  towns,  for 
their  encouragement.  John  Winthrop  was  subsidized  for 
his  saw-mill  and  his  fishery  at  Fisher's  Island,  and  John 
Griffen  for  making  tar  and  pitch.^ 

The  General  Court  took  care  to  see  that  not  only  the  indi- 
vidual grants  were  accurately  bounded,  but  that  each  township 
should  be  distinctly  separated  from  its  neighboring  town- 
ships. Of  course  in  the  early  days  there  were  a  number  of 
isolated  plantations,  yet  in  these  cases  the  length  of  the 
boundary  line  was  fixed  in  miles.  The  extension  of  the 
boundary  lines  of  a  plantation  was  equivalent  to  a  grant  of 
land  to  that  community,  and  was  very  frequently,  in  fact  one 
may  safely  say  invariably,  made  for  the  first  fifty  years.  In 
1673  the  boundaries  of  Wethersfield,  Hartford  and  Windsor 
were  extended  five  miles  eastward  on  the  east  side  of  the  river, 
"  for  the  encouragement  of  the  people  to  plant  there,"  *  and  in 
1671  the  bounds  of  Windsor  were  extended  two  miles  north- 
ward.' A  few  years  after,  eight  inhabitants  of  Wethersfield 
petitioned  the  court  for  a  town  grant  of  ten  square  miles,  with 
the  usual  privileges  and  encouragements,  for  the  purpose  of 
erecting  a  plantation.^     This  method  was  not  so  common  in 

'Col.  Rec.  I,  pp.  208,  221,  230. 

*Col.  Rec.  I,  pp.  63,  303.  la  the  Utter  case  the  grantee  paid  for  the 
land  to  the  court. 

»Col.  Rec.  I,  pp.  64-5,  410.  There  is  a  collection  of  legislative  acts  for 
the  encouragement  of  Connecticut  industries  in  the  Report  of  the  Borsau 
of  Labor  Statistics  for  1887,  pp.  47  ff. 

*Col.  liec.  II,  pp.  185,  187. 

»Col.  Rec.  II,  p.  155. 

•  Col.  Rec.  Ill,  99. 


40  The  Rivet'  Towns  of  Connecticut. 

Connecticut  as  in  Massachusetts,  where  by  far  the  greater 
part  of  the  land  disposed  of  was  granted  to  communities  of 
settlers.^  The  rule  was  early  made**  in  Connecticut,  as  also  in 
the  other  colonies,  that  neither  town  nor  individual  should 
purchase  from  the  Indians  without  the  sanction  of  the  court ; 
this  was  enforced^  both  for  the  protection  of  the  Indians  and 
for  the  maintenance  of  the  dignity  of  the  court. 

In  1666,  counties  were  established,  and  four  years  after- 
wards the  General  Court  gave  to  each  six  hundred  acres  for 
the  support  of  a  grammar  school,"*  although  the  school-teacher 
himself  does  not  appear  to  have  been  assisted  as  was  the  case 
in  Massachusetts.^  By  1 674  the  colony  probably  felt  that  she 
had  rewarded  her  servants,  provided  for  her  towns  and  schools, 
and  might,  herself,  reap  some  benefits  from  her  lands,  for  we 
find  in  that  year  a  committee  appointed  to  examine  and  dis- 
pose of  certain  public  tracts  at  the  best  price ;  *^  this  did  not 
mean,  however,  a  cessation  of  private  grants  from  the  public 
domain. 

A  word  must  be  said  regarding  the  patent  which  was  given 
to  each  town  in  1686  for  the  better  securing  of  its  lands. 
This  was  at  the  time  of  the  Andros  government.  Not  only 
were  the  lands  actually  occupied  by  the  towns  included  in  the 
patent,  but  also  large  tracts  of  public  lands  within  the  juris- 
diction of  Connecticut,  to  prevent  their  falling  into  the  hands 
of  Andros.  These  were  granted  in  free  and  common  socage.' 
To  Wethersfield,  Middletown,  and  Farmington  a  large  tract 
in  their  immediate  vicinity  was  given,  and  they  were  enjoined 
to  erect  thereon  plantations.^     To  Hartford  and  Windsor  was 

'  Egleston,  Land  System  of  N.  E.  Colonies,  J.  H.  U.  Studies.  IV,  p.  571. 

2  Before  1650,  Col.  Rec.  I,  pp.  214,  403. 

3  Col.  Rec.  I,  pp.  418,420. 
*Col.  Rec.  II,  p.  176. 

6  Mass.  Col.  Rec.  I,  p.  262. 
«Col.  Rec.  II,  p.  231. 

■'  "Not  in  capite  nor  by  knight  service."    This  is  a  curious  retention  of 
a  formula,  for  feudal  tenures  were  abolished  in  England  in  1661. 
8  Col.  Rec.  Ill,  p.  235. 


The  Land  System.  41 

given  nearly  the  whole  of  the  present  Litchfield  County.  In 
the  latter  case,  after  the  downfall  of  the  Andros  rule,  the 
colony  tried  to  recover  the  tract  of  patented  land,  but  the 
towns  clung  firmly  to  what  they  claimed  as  their  rights,  and 
in  1715  took  measures  for  the  proper  disposal  of  the  land  and 
the  laying  out  of  one  or  two  towns  therein.  These  towns 
claimed  the  right  contained  in  the  grant  of  the  Greneral  Court 
to  give  full  and  ample  title  to  any  purchaser,^  and  had  two  years 
before  taken  possession  of  this  tract  in  good  old  Teutonic 
fashion  by  turf  and  twig.*  They  now  appointed  a  committee 
to  act  as  real  estate  agents  for  the  town.  A  compromise  was 
afterwards  effected.  The  tract  in  which  they  hoped  in  1715 
to  lay  out  two  or  three  towns  now  contains  nearly  twenty-five. 

'Col.  Rec.  Ill,  p.  177-8;  Hart.  Town  Rec,  March  3,  1714-15. 

'Wind.  Rec,  Dec.  23,  1713.  This  method  of  taking  possession  was 
formally  required  by  English  law.  Its  origin  antedates  the  use  of  written 
documents ;  a  twig  broken  or  a  sod  cut  symbolized  the  transfer.  The 
later  written  deed  simply  took  the  place  of  the  living  witnesses  required 
by  the  old  form  ;  the  ceremony  continued  until  a  late  date.  Two  quota- 
tions will  suffice.  "  Voted  that  two  of  said  committee  shall  go  and  enter 
upon  said  propriety  and  take  possession  thereof  by  Turf  and  Twigg,  fence 
and  enclose  a  piece  of  the  same,  break  up  and  sow  grain  thereon  within  the 
enclosure,  and  that  they  do  said  service  in  right  of  all  the  proprietors,  and 
take  witness  of  their  doings  in  writing,  under  the  witness  hands."  (East 
Hart.  Rec,  Goodwin's  East  Hartford,  p.  150.)  The  second  quotation 
illustrates  the  transfer  of  land.  Two  inhabitants  on  deposition  testify, 
**a8  we  were  going  from  Hartford  to  Wethersfield,  Jeremy  Adams  over- 
took us  and  desired  that  we  would  step  aside  and  take  notice  of  his  giving 
possession  of  a  parcell  of  land  to  Zachary  Sandford,  which  we  did,  and  it 
was  a  parcell  of  land  ...  on  the  road  that  goeth  to  Wethersfield,  and  we 
did  see  Jeremy  Adams  deliver  by  Turf  and  Twigg  all  the  right,  title  and 
interest  that  he  hath  or  ever  hath  of  the  whole  parcell  of  land  to  Zachary 
Sandford.'*  (Hart.  Book  of  Distrib.,  p.  899.)  See  also  Col.  Rec.  Ill,  805. 
The  same  custom  was  in  use  in  other  colonies.  H.  B.  Adams,  Village 
Communities  of  Cape  Ann  and  Salem,  J.  H.  U.  Studies,  I,  p.  308.  IW.man, 
Maryland,  II,  p.  872,  note.  *'QIeaner'8"  Articles,  Boston,  Reo.  Comm., 
Tol.  V.  p.  117. 


42  The  River  Towns  of  Connecticut, 

Early  Town  Allotments. 

The  system  of  land  allotments  was  not  essentially  different 
from  that  which  was  in  vogue  in  the  Massachusetts  towns. 
The  nature  of  the  settlement  was  different,  and  in  consequence 
there  was  probably  less  order  and  symmetry  in  the  apportion- 
ments. One  can  almost  trace  out  the  story  of  the  settlement 
from  the  nomenclature  of  the  Town  Votes  and  Land  Records. 
Wethersfield  has  her  "adventure  lands"  and  her  town  origin- 
ally of  two  distinct  parts,  with  the  meeting  house  square 
between,  betokening  an  earlier  and  latter  infusion  of  settlers. 
Hartford  has  recorded  the  "  Indian's  land,"  "  Dutch  Point," 
and  "Venturer's  Field"  as  existing  before  the  coming  of 
Hooker,  and  Windsor  has  references  to  "  Plymouth  Meadow," 
and  to  the  "  Servants  "  (Stiles  party)  who  preceded  the  Dor- 
chester emigrants.  The  lands  seized  by  these  early  comers 
were  in  advantageous  positions,  and  their  occupation  was 
recognized  as  entailing  a  legal  right  to  the  lands. 

The  adventure  lands  of  Wethersfield  ^  form  one  of  the  most 
fruitful  plateaus  in  the  present  township  ;  a  triangular-shaped 
plain  of  splendid  arable,  out  of  reach  of  freshets  and  capable 
of  high  cultivation.  This  plain  was  closed  in  on  each  side 
by  the  Wet  Swamp  and  Beaver  Brook,  which  water-drugged 
courses  gradually  drawing  closer  together  met  at  what  was 
called  the  "  Damms,"  a  division  of  land  half  spur  and  half 
swampy  meadow  caused  by  the  artificial  damming  of  the 
stream  by  the  beavers.  Parcels  of  ten,  twenty  and  seventy 
acres  are  found  in  the  Records,  adjoining  each  other  on  this 
plateau,  and  forming  the  largest  open  tract  in  the  immediate 
eastern  vicinity  of  the  lower  part  of  the  town.  As  other 
settlers  appeared,  they  occupied  lands  taken  up  somewhat  in 
the  order  of  their  arrival.  The  home-lots  were  divided  origi- 
nally into  two  communities,  the  earlier  of  whom  settled  on 

*  The  writer  has  made  a  detailed  study  of  the  system  of  early  allotments 
of  one  town,  Wethersfield,  as  can  only  be  learned  from  her  book  of  Land 
Records. 


The  Land  System,  43 

lands  adjoining  those  of  the  Adventurers,  the  other  farther  to 
the  north  took  advantage  of  the  neighboring  water  facilities 
and  the  convenience  of  the  harbor.  The  home-lots  were  of 
nearly  the  same  size  in  the  majority  of  cases,  about  three  acres, 
nowhere  less  than  two,  and  only  exceptionally  six,  ten,  thir- 
teen, and  eighteen.^  It  is  likely  that  in  the  larger  homesteads 
a  sale  had  taken  place,  not  recorded,  and  the  accumulation  of 
property  thus  early  begun.  Uniformity  is  the  rule,  and  shows 
that  whether  in  a  general  meeting  of  the  proprietors  or  other- 
wise, a  certain  system  was  agreed  upon.  The  lay  of  the  village 
streets  marks  the  double  settlement,  although  the  two  parties 
at  once  united  in  the  division  of  lands.  The  system  of  the  New 
England  colonics  shows  unmistakable  traces  of  the  influence 
of  the  mother  country,  yet  only  in  its  general  bearings  and 
principle  of  commonage  does  it  have  any  direct  resemblance 
to  the  early  English  or  early  Grerraan  tenure.  In  its  direct 
apportionment  of  small  shares  of  all  kinds  of  land  to  each 
inhabitant,  to  his  heirs  and  assigns  forever,  the  system  is  sui 
generiny  though  in  its  more  general  aspect  of  arable,  common 
and  waste  land  it  is  similar  to  the  older  form.  Every  New 
England  village  divided  the  lands  adjacent  to  the  town,  the 
arable  and  meadow,  into  large  fields,  according  to  their  loca- 
tion and  value,  and  then  slowly  as  there  was  need  subdivided 
these  fields  in  severalty  to  the  proprietors,  according  to  some 
basis  of  allotment.  Means  of  access,  or  "ways,"  were  cut  into 
or  through  the  fields,  answering  to  the  headlands  in  the  Saxon 
arable,  and  these,  with  the  more  dignified  but  not  necessarily 
more  passable  "  highways,"  formed  sufficient  boundaries  to 
and  division  lines  between  the  different  parts  of  the  meadow. 
Apparently  every  new-comer  who  became  an  inhabitant  either 

'  In  Watertown,  whence  so  many  of  the  settlers  came,  the  recorded  home- 
lots  varied  in  size  from  one  acre  to  sixteen,  with  an  averaf^e  of  five  or  six 
acres.  (Bond,  Watertown,  p.  1021.)  Yet  one  is  not  sure  that  this  represents 
the  original  allotment,  for  in  Hadlej,  settled  partly  from  Wethersfield  in 
1659,  the  size  of  every  home-lot  was  eight  acres,  and  church  members  and 
freemen  had  no  advantage  over  others  in  the  distribution  of  lands,  a  fact 
which  was  almost  universally  true.     ( Judd's  Hadley,  p.  83. ) 


44  The  River  Towns  of  Oonnedicvi, 

purchased  or  was  given  a  share  in  the  lands  of  the  town ;  not, 
indeed,  a  lot  in  every  field,  for  the  old  fields  would  soon  be 
filled  up,  but  in  the  new  fields,  which,  opened  or  "  wayed"  off 
in  advance,  were  a  ready  source  of  supply.  Certain  sets  of 
men  held  their  lands  almost  exclusively  in  certain  fields, 
having  no  part  in  the  division  of  other  inferior  fields,  which 
apj)ear  to  have  been  assigned  to  late  comers,  who  evidently 
came  to  the  settlement  in  parties  of  three  or  four  or  a  dozen 
at  a  time.  Human  nature  is  much  the  same  the  world  over, 
and  there  are  clear  traces  of  an  ancient  and  honorable  class, 
even  in  the  infant  community.  They  held  the  best  lands  and 
had  the  largest  shares  undoubtedly  because  they  contributed 
the  largest  part  of  the  purchase  money.  So  far  as  practi- 
cable, lands  were  held  in  the  neighborhood  of  the  home-lot, 
from  obvious  reasons.  This  is  chiefly  true  of  early  comers, 
though  by  no  means  a  fixed  rule.  Besides  the  artificial 
bounding  of  the  large  fields  by  "  ways,"  natural  boundaries, 
as  river  and  mountain,  were  largely  employed,  and  the  names 
given  to  these  fields  at  once  disclose  their  location  or  some 
superficial  or  other  characteristic.^  The  individual  plats  are 
simply  described  as  bounded  by  highway  or  river,  meadow, 
fence  or  water-course,  and  by  the  adjoining  lot  of  a  neighbor. 
The  shape  of  the  lots  was  generally  that  of  a  parallelogram, 
though  here  again  no  certain  rule  obtained.  We  find  the 
"  Triangle,"  "  Jacob's  Ladder,"  and  a  variety  of  other  geo- 
metric forms,  but  the  rectangle  is  the  custom.  In  a  number 
of  the  fields  laid  out^  we  notice  a  certain  regularity  which 
betokens  design.      The  field   was   divided  into   two   parts 

'The  following  are  some  of  the  Wethersfield  names:  Great  Meadow.. 
Wet  Swamp,  Dry  Swamp,  Long  Row  in  Dry  Swamp,  Great  Plain,  Little 
Plain,  East  Field,  Middle  Field,  West  Field,  Little  West  Field,  Great 
West  Field,  Furtherest  West  Field,  South  Fields,  Beaver  Meadow,  The 
Dams,  Back  Lots,  Pennywise,  Mile  Meadow,  The  Island,  Hog  Meadow, 
Huckleberry  Plill,  Feme  Hill,  Fearful  Swamp,  Hang  Dog  Swamp,  Sleepy 
Meadow,  Cow  Plain. 

'^  South  Fields,  Fields  in  Mile  Meadow,  The  Island,  and  Middle  Row  in 
Dry  Swamp. 


The  Land  System.  46 

lengthwise,  and  the  order  of  holders  in  one  tier  would  be 
reversed  in  the  other,  thus  making  the  distribution  more 
equal.  Often  clusters  of  the  same  holders  are  found,  two  or 
three  together,  holding  the  same  relative  position  to  each  other 
in  different  fields,  which  seems  to  show  that  these  must  have 
received  their  allotments  at  about  the  same  time,  each  taking 
holdings  in  several  adjacent  fields.  In  two^  of  the  large  divi- 
sions a  curious  arrangement  prevailed.  Each  field  was  a  paral- 
lelogram divided  crosswise  into  sections.  The  holder  of  the 
first  section  next  the  highway  on  the  east  also  held  the  last  sec- 
tion, of  exactly  the  same  size,  next  the  wilderness  on  the  west. 
Section-holder  number  two  from  the  highway  owned  also  the 
second  section  from  the  wilderness,  and  so  on,  each  holder 
having  two  lots  in  this  tier,  symmetrically  placed  and  of 
equal  size,  the  holder  of  the  middle  section  of  course  owning 
one  large  lot,  because  his  two  sections  would  lie  adjoining 
each  other.  The  system  of  tiers  or  ranges  in  formal 
divisions  was  universally  employed  in  Massachusetts  and 
Connecticut,  but  finds  no  analogy  on  the  other  side  of  the 
water,  although  the  method  of  assigning  these  lots  by  chance, 
in  the  drawing  of  numbers  or  some  similar  procedure,  is  as 
old  as  the  cultivation  of  the  arable  itself.  In  these  early 
allotments  the  Church  comes  in  for  its  share.  In  fact,  it  was 
a  fixed  principle  in  the  working  out  of  the  land  system  to 
consider  the  Church  as  a  very  important  personage,  and 
assign  to  it  lands  accordingly.  Its  portions  were  consider- 
ably larger  than  the  average,  and  were  scattered  about  in 
nearly  every  one  of  the  large  fields.  These  allotments  are 
generally  titled  "Church  lands,*'  "Church  lotts,'*  or  at  the 
"Churches  dispose."  Such  lands  were  not  taxable,  and 
many  of  them  were  held  until  a  late  day,  not  being  alienable. 
The  terms  of  the  grant  of  church  or  parsonage  lautl  are  iron- 
clad :  "  to  remain  an<l  continue  to  the  use  of  the  ministry,  by 
way  of  a  parsonage,  forever,"'  or  other  conditions  similarly 


*  Little  and  Furtherest  West  Field. 
« Weth.  Town  lice,  March  28,  1066. 


46  The  River  Toivns  of  Connecticut 

binding.  But  Yankee  ingenuity  has  eiFected  a  lease  of  many 
of  these  lands  for  999  years,  thus  obviating  a  difficulty, 
though  any  improvements  made  upon  them  changing  their 
condition  as  church  property  were,  by  decision  of  the  court, 
taxable. 

As  might  have  been  expected,  a  great  deal  of  the  land  was 
"ungiven"  in  the  year  1640,  even  within  the  fields  already 
described.  Amongst  the  hgmesteads  also  we  find  plots 
reserved  by  the  town  as  house  lots,  and  the  lands  ungiven 
within  the  more  distant  fields  must  have  been  of  considerable 
amount.  Some  of  the  older  fields  do  not  appear  to  have  been 
entirely  divided  up  for  forty  years.^  The  divided  fields  were 
bounded  by  the  ungiven  lands,  lands  not  laid  out,  and  the 
wilderness. 

In  the  mind  of  the  court,  the  land  rights  of  the  three  towns 
must  have  become  by  1639  somewhat  confused,  for  in  that 
year  it  ordered  each  town  to  provide  for  the  recording  of 
every  man's  house  and  land,  already  granted  and  measured 
out  to  him,  with  the  bounds  and  quantity  of  the  same.^  As 
a  result  of  this  order,  there  exist  those  valuable  books  of  dis- 
tribution, upon  whose  records  all  maps  of  the  river  towns  are 
based.  In  consequence  of  the  fact  that  four  years  elapsed 
before  record  was  made,  the  standard  of  apportionment  can 
only  be  approximately  determined.  The  business  activity  of 
the  little  colony  in  real  estate  must  have  been  great  during 
this  period.  There  were  numerous  withdrawals  from  and 
occasional  .accessions  to  the  number  of  inhabitants,  which 
would  occasion  a  considerable  distortion  of  any  original 
system.  It  is  safe  to  say  that  to  each  homestead  there 
belonged  proportional  rights  in  the  upland,^  and  in  some  cases 

'  Allotments  were  assigned  in  Mile  Meadow  as  late  as  1680 ;  in  Great 
Meadow,  1G80  ;  in  Dry  Swamp,  1654  ;  Wet  Swamp,  1673. 

'■^Col.  Rec.  T,  p.  37.  Massachusetts  in  1637  had  the  same  trouble, 
"  That  some  course  be  taken  to  cause  men  to  record  their  lands,  or  to  fine 
them  for  their  neglect."     Mass.  Col.  Rec.  I,  301. 

3  Col.  Rec.  I,  p.  63. 


The  Land  System.  47 

the  possession  of  a  home-lot  carried  with  it  rights  in  every 
division.^ 

By  1640  many  of  these  rights  had  been  sold  to  men  within 
the  colony,  and  because  many  of  the  divisions  were  already 
full  we  find  different  sets  of  owners  in  the  different  fields. 
There  are  certain  traces  remaining  of  a  proportion  between 
certain  of  the  house  lots  and  the  meadow  lots.  Ratios  of  two 
to  one,  three  to  one,  are  visible.  In  the  apportioning  of  the 
large  fields  there  is  more  evidence  of  design,  because  consum- 
mated at  a  later  period,  and  thus  subject  to  fewer  transfers 
or  sales.  Between  the  lots  in  the  Meadow,  Great  "West  Field, 
and  Naiibuc  Farms  we  note  such  proportions  as  14-42-84, 
13-39-78,17-51-102,  19-57-195,  16-48-144,  45-135;  but 
we  also  find  as  many  exceptions  to  the  rule  which  the 
above  evidence  might  seem  to  offer,  as  there  are  conformities 
to  it.  In  which  cases  we  can  say  that  there  has  been  a  devi- 
ation from  an  original  rule  through  property  accumulation. 
The  fact  that  in  all  later  apportionments  some  basis  of  divi- 
sion was  regularly  employed,  points  to  a  similar  custom 
before  1640.  It  is  possible  to  draw  the  conclusion  based  on 
slender,  yet  suggestive  facts,  that  allotments  in  the  homesteads 
were  made  as  nearly  equal  as  possible,  only  varying  in  size 
because  of  adventitious  causes,  such  as  size  of  family,  wealth, 
position,  influence,  etc. ;  that  allotments  in  the  Great  Meadow 
were  based  on  the  right  of  each  in  the  purchase  land  according 
to  his  contribution ;  that  in  the  Great  West  Field  there  was 
employed  a  three-fold  allotment  based  on  the  former  division  ; 
and  in  the  Naubuc  Farms  division,  there  was  used  a  two- 
fold allotment  based  on  the  Great  West  Field.' 


>  Col  Keo.  I,  p.  445.  **  Rachel  Brundish  hath  14  acres  of  meadow,  her 
house  lott  3  acres,  and  what  upland  bolonf^rs  thereunto  in  every  divysion, 
saveing  what  her  husband  and  she  hath  sold,  vizt.  her  shaire  beyond  the 
River  and  6  acres  in  Pennywise." 

*See  below,  p.  55,  n.  2. 


48  The  River  Towns  of  Connecticut, 

Individual  Grants. 

Many  of  the  grants  already  described  were  individual,  but 
of  a  somewhat  different  nature  from  those  of  which  we  have 
mention  in  the  Town  Votes.  Before  1640  the  town  was 
supplying  itself  with  land,  after  1640  it  began  to  supply  new- 
comers. In  order  to  properly  understand  the  situation  we 
must  know  something  about  that  town  oligarchy,  the  pro- 
prietors. They  were  the  body  of  men  who  owned  the  land, 
who  had  a  dual  character  as  proprietors  and  as  mhabitants ; 
this  is  recognized  in  the  phrase  frequent  in  the  records,  pro- 
prietors-inhabitants. Herein  the  three  towns  present  decided 
differences.  In  Hartford,  while  many  grants  were  made  by 
the  town  in  town  meeting,  yet  much  was  done  in  proprietors' 
meeting,  and  general  divisions  in  but  one  or  two  cases  were 
made  there  also.  In  Windsor,  on  the  other  hand,  no  grants 
were  made  in  town  meeting  except  for  encouragement  of 
trade,  and  then  such  lands  were  given  from  the  distinctly 
town  lands,  as  town  commons,  town  farm,  town  orchard ; 
all  was  apparently  done  by  the  proprietors.  But  in  Wethers- 
field  the  town  and  proprietors  were  practically  one,  and  all 
grants,  as  well  as  all  general  divisions,  were  made  in  town 
meeting.  The  latter  case  is  then  specially  worthy  of  exam- 
ination. The  earliest  division  of  lands  was  between  thirty- 
four  men,  who  claimed,  as  the  number  of  inhabitants  increased, 
their  original  right.  In  1640,  after  the  order  of  the  General 
Court  giving  towns  power  to  dispose  of  their  own  lands,  and 
before  the  recording  of  lands  was  completed,  an  agreement 
was  made  between  these  thirty-four  men  and  the  Town  and 
Church,  by  which  they  were  given  an  equal  share  in  the  lands 
to  be  divided,  whether  to  be  held  as  common  land  or  in 
severalty.^  This  may  have  given  to  the  Wethersfield  system 
of  grants  its  peculiarly  town  character.  The  proprietors' 
right  to  the  ungiven  lands  was  generally  held  in  abeyance, 
and  practically  the  town  held  the  privilege  of  granting  lands 

'Col.  Red,  p.  63. 


The  Land  System,  49 

at  her  pleasure.  Two  facts  are,  however,  to  be  noticed ;  first, 
that  the  proprietors  or  their  descendants  held — when  they 
cared  to  exercise  it — the  balance  of  power  in  town  meeting; 
and  second,  that  in  case  of  mismanagement,  the  proprietors 
exercised  their  right  and  it  was  recognized  by  the  town.  Yet 
in  the  granting  of  single  lots  to  new-comers,  the  proprietors 
allowed  them  to  be  given  by  the  town  in  the  name  of  the 
town  in  town  meeting. 

For  many  years  after  the  early  allotments  no  general 
apportionment  of  lands  was  made  except  in  the  shape  of 
single  grants  by  the  to^^^l  to  private  individuals,  according 
to  phrases  in  the  records,  "  which  was  given  by  the  Church 
and  Town,"  "  which  was  given  him  by  the  Church,"  "  which 
was  given  him  by  the  Town."^  The  grant  was  either  gratui- 
tous or  by  request,  more  frequently  the  former.  Often  the 
amount  is  not  stated  in  the  vote,  and  when  given,  rarely 
exceeded  twenty  acres.  House  lots  were  given  as  well,^  and 
in  the  case  of  gratuitous  grants,  the  desire  of  the  receiver 
must  have  been  in  some  way  expressed,  personally  or  through 
his  neighbors.  The  town  as  well  as  the  State  encouraged 
industries  and  looked  out  carefully  for  all  undertakings 
which  promised  benefit  or  advancement.  To  any  one  of 
good  character  and  acceptable  to  the  town,  land  was  granted 
in  very  liberal  quantities  and  with  considerable  liberty  in 
the  selection.  The  grant  was  almost  invariably  accom- 
panied by  conditions,  as  in  the  case  of  a  grant  to  Governor 
Winthrop  for  a  mill ;  "  if  the  said  hon'"  Gov""  Winthrop  doe 
build  mill  or  mills  according  to  his  proposition  made  to  the 
town,  that  then  this  grant  to  be  confirmed  and  settled  upon 
the  said  Winthrop  and  his  heirs  forever,  or  else  to  be  void 
and  of  none  effect."*    Governor  Winthrop  failed  to  comply 


'  Wetb.  Rec.,  Dec.  28,  1649 ;  Jan.  25,  1652,  and  Land  Records,  rol.  I, 
passim,  under  date  1640-41. 

*  House  lots  were  often  taken  directly  out  of  the  highway  when  the  width 
allowed. 

*  Weth.  Rec.,  Jane  8,  1661. 


50  The  River  Towns  of  Connecticvi. 

with  the  condition,  forfeited  the  land,  and  it  was  regranted 
six  years  hxter.^  But  grants  for  the  support  of  industries 
(and  these  and  grants  for  recompense  are  the  only  ones  found 
in  the  Windsor  Town  Records)  were  not  alone  subjt^ct  to  con- 
ditions. The  principle  that  granted  lands  must  be  improved 
or  built  upon  was  adopted  by  Hartford  as  early  as  1635, 
when  twelve  months  was  made  the  limit,  the  town  at  the 
same  time  reserving  the  right  of  necessary  highway  through 
any  man's  land.*  This  rule  was  relaxed  in  favor  of  promi- 
nent individuals,  sometimes  by  an  extension  of  the  time  limit, 
and  sometimes  by  an  entire  freedom  from  the  condition.^  In 
case  of  forfeit,  the  grantee  was  generally  paid  the  full  value 
of  expended  labor.  As  it  was  a  bad  policy  to  observe  too 
tenaciously  conditions  which  would  discourage  inhabitancy, 
the  town  seems  to  have  enforced  the  forfeiture  and  then  to 
have  avoided  bad  results  by  a  technical  subterfuge ;  the  same 
piece  of  land  was  regranted,  or  a  new  lot  was  given  in  another 
quarter."* 

Another  condition  provided  for  in  the  case  of  freed  servants 
or  repentant  sinners  was  the  voiding  of  the  grant  in  case  of 
sale  or  alienation.  This  was  to  prevent  imposition  in  case  of 
doubtful  characters,  whose  efforts  toward  uprightness  the  town 
wished  to  encourage.  A  kind  of  police  regulation  is  embraced 
in  one  condition,  best  explained  by  quotation.  Thirty  acres 
were  given  to  John  Stedman  on  the  town  frontier  next  the  com- 
mon, "  on  the  considerations  following,  viz.  that  the  said  Sjt. 
John  Stedman  shall  secure,  preserve,  and  defend  the  timber, 
fire-wood,  and  stone  belonging  to  this  town  from  all  intruders 
thereon,  especially  from  the  inhabitants  of  Hartford,  .  .  . 
and  on  his  failing  of  the  considerations  mentioned,  he  is  to 

^Weth.  Rec.,Nov.  4,  1667. 

2  Hart.  Rec.  1635,  1,  p.  11. 

3Hait.  Rec,  Jan.  14,1639. 

* "  Mr.  Alcott's  house  lot  being  forfeited  is  taken  into  the  town's  hands 
until  the  next  general  meeting,  who  will  either  let  him  have  that  again 
or  give  him  answer  in  some  other  kind."  Hart.  Rec,  Jan.  10,  1639, 
I,  p.  115. 


The  Land  System,  61 

forfeit  his  said  grant."  ^  Indeed,  conditions  were  by  1650 
such  a  matter  of  course,  that  one  vote,  covering  some  half  a 
dozen  grants,  made  them  all  conditionary  in  one  breath. 
"  All  these  men  had  their  lands  given  them  by  the  town  upon 
the  same  conditions,  which  men  had  and  was  formerly  tied  to 
and  bound  to."^  Failure  to  carry  out  these  conditions,  as 
already  said,  rendered  the  grant  void,  and  the  land  reverted 
to  the  town.  Often,  instead  of  a  distinct  allotment  of  new  land, 
the  grant  took  the  shape  of  an  enlargement  or  extension  of 
land  already  owned.  Here  no  condition  was  required,  as  the 
grantee  was  already  well  known  and  his  reputation  estab- 
lished. Two  other  varieties  of  land  allowance  need  to  be 
mentioned,  which  would  not  increase  the  number  of  holdings 
in  severalty,  as  would  be  the  case  with  those  already  dis- 
cussed— the  grant  of  an  equivalent  elsewhere  when  land  of 
an  inhabitant  was  taken  for  street  or  highway,^  or  uninten- 
tional injury  had  been  made  by  a  later  grant ;  and  the  giving 
of  a  portion  to  some  needy  person,  generally  of  only  an  acre 
or  two,  to  improve  for  a  short  time  rent  free,  on  condition 
that  the  fence  be  maintained.*  Rent,  when  charged,  was 
small — ten  shillings  per  acre.*  The  laying  out  of  all  the 
above  grants  was  done  by  the  townsmen  or  a  committee  selected 
for  the  purpose,  and  it  was  not  infrequent  that  questions  of 
amount  and  location  were  left  entirely  to  the  discretion  of  the 
committee.^ 

•  Weth.  Rec,  January  3, 1686.  There  is  something  curiously  similar  in 
this  instance  to  the  position  of  the  lands  of  the  Saxon  hau-ard,  who  was 
given  his  lands  along  the  border  of  the  manor,  so  that,  in  case  of  damage 
by  loose  animals,  his  own  lands  would  first  suiler.  The  town  fathers  evi- 
dently appreciateil  the  fact  that  Sjt.  Stedman,  holding  land  where  he  did, 
would  keep  a  more  careful  lookout. 

'  Weth.  Rec,  Dec.  28,  1649. 

Mlart.  Ilec.  .Tan.  6.  1651. 

Mlart.  Rec.,  Feb.  8,  1668. 

•Wind.  Rec,  Feb.  4, 1684. 

*The  granting  of  a  lot  w&s,  of  course,  confined  to  inhabitants  who  were 
newcomers,  and  who  are  to  be  distinguished  from  the  proprietors.  Hart- 
ford has  a  list  of  "  the  names  of  inhabitanoe  as  were  granted  lotts  to 


52  The  River  Toivns  of  Connecticut 

Although  from  the  absence  of  record  we  have  said  that  the 
later  ^^'indso^  grants  were  made  by  the  proj^rietors,  yet  we  know 
that  the  earliest  allotments  were  made  by  the  "  Plantation.''^ 
The  Hartford  proprietors  were  an  important  body,  but  were 
satisfied  to  let  the  town  shoulder  the  burden  of  making  indi- 
vidual grants,  while  they  kept  in  their  own  hands  general  divi- 
sions. The  Wether sfield  proprietors  were  dormant,  not  dead.^ 
Their  meetings  were  fused  with  those  of  the  town,  and  troubles 
arose  frequently  between  the  established  few  who  paid  the 
greater  part  of  the  taxes,  and  the  new-comers  or  less  important 
inhabitants.^    The  former  asserted  their  previous  rights  in  the 

have  only  at  the  Townes  Courtesie,  with  liberty  to  fetch  wood  and  keep 
swine  or  cows  by  proportion  on  the  common."  (Book  of  Distr.,  p.  550.) 
The  privileges  of  granted  lands  were  generally  confined  to  the  owner. 
Hartford  early  passed  a  vote  denying  the  privilege  of  felling  trees  on 
granted  land  to  any  except  the  owner.  (Hart.  Rec,  Dec.  23,  1639.) 
In  Windsor  all  granted  lands  were  considered  free  for  the  inhabitants  to 
use  for  the  obtaining  of  wood,  timber  and  stones  until  they  were  enclosed. 
(Wind.  Rec,  Feb.  4,  1684.)  An  act  like  this  was  intended  to  offset  the 
monopoly  of  the  proprietors,  and  to  hasten  occupation  and  cultivation. 
Two  years  after  Windsor  extended  the  privilege  of  every  inhabitant  for 
the  obtaining  of  timber,  stone,  wood,  and  grass  to  all  unenclosed  and 
undivided  lands.  (Wind.  Rec,  Jan.  5,  1686.)  On  this  point,  however, 
see  the  section  Proprietor's  Commons. 

'Wind.  Land  Rec,  vol.  1,  passim. 

-  That  the  proprietors  still  lived  is  evidenced  from  this  vote  :  *'  That  no 
land  shall  be  given  away  to  any  person  by  the  Town,  unless  there  be  legall 
notice  given  to  all  the  proprietors  before  the  meeting  that  is  intended  by 
the  Selectmen  to  give  away  land  aforesaid."  (Weth.  Rec,  March  18, 
1678-79. )  The  same  factors  existed  in  each  of  the  towns,  only  differing  in 
the  ratio  of  influence  in  town  affairs.  In  Wethersfield  the  town  over- 
shadowed the  proprietors ;  in  Windsor  the  proprietors  overshadowed  the 
town,  while  in  Hartford  the  balance  was  about  equally  preserved. 

3  Much  the  same  state  of  things  existed  among  the  proprietors  of  Windsor. 
There  were  the  historic  proprietors  who  had  primordial  and  inherited 
rights,  and  the  new  class  who  had  purchased  rights  and  held  their  posi- 
tion by  virtue  of  their  money.  This  led  to  constant  disagreements  and 
factional  disputes.  The  cause  of  this  lack  of  harmony  was  the  question 
whether  a  majority  vote  was  to  be  decided  by  counting  the  number  of 
hands  held  up,  or  by  reckoning  the  sum  total  value  of  rights  thereby 
represented. 


The  Land  System,  63 

iiiidi\4ded  lands,  and  protested  against  the  indiscriminate 
giving  away  of  common  land,  particularly  that  which  lay  in 
the  stated  commons,  streets,  and  highways,  by  these  less  con- 
spicuous taxpayers.  The  latter,  apparently  taking  advantage 
of  an  apathy  toward  the  town  meeting,  and  consequent 
absence  of  many  of  the  proprietors,  gave  away  to  persons 
undeserving  of  the  same,  the  lands  belonging,  as  the  protest- 
ants  claimed,  to  the  proprietors  and  inhabitants  in  general. 
Not  only  was  this  very  caustic  protest  entered  in  the  records, 
but  a  special  vote  was  passed  providing  for  the  proper 
stirring  up  of  sleepy  farmers  when  town  meeting  was  to  be 
held.^  The  fact  of  this  protest  shows  that  among  the  towns- 
people themselves,  all  undivided  lands  were  considered  as 
belonging  to  the  town,  not  in  its  corporate  capacity,  but  as 
composed  of  the  proprietors  and  inhabitants  of  that  town,  and 
that  indiscriminate  alienation  of  any  portions  of  these  lands 
was  a  direct  infringement  on  the  rights  of  such  inhabitants 
and  proprietors. 

The  liberal  policy  pursued  by  town  and  proprietor  was 
not  sufficient  to  exhaust  all  the  land  in  the  immediate  vicinity. 
None  of  the  smaller  parcels  granted  were  far  from  the  towns, 
except  a  few,  which  formed  the  partial  basis  of  new  villages^ 
three  or  four  miles  away,  often  across  the  river.  Therefore  a 
more  rajnd  process  was  in  a  few  cases  effected,  and  a  system 
of  dividing  up  vacant  tracts  established.  Such  tracts  were 
not  large,  and  the  number  of  men  interested  therein  was 
limited.  The  principle  contained  in  the  gift  of  such  lands 
was  akin  to  that  of  the  individual  grants,  while  the  method  of 
division  bore  a  resemblance  to  that  most  prominently  employed 
in  the  larger  divisions.  The  grantees  were  always  inhabitants 
already  holding  land  in  the  township,  and  the  existence  of  an 
amount  of  ungiven  land,  upland  or  meadow,  favorably  situ- 
ated, would  lead  to  a  petition  by  divers  inhabitants  for  the 


•  Weth.  R«c.,  Jan.  28, 1697-08. 

•In  this  sense  were  the  words  town  and  village  used  in  the  Connecticut 
colonj.     The  town  wm  a  political  unit,  the  village  was  not 


54  The  River  Towns  of  Connecticut, 

parcelling  of  it  out  to  them.  This  petition  would  be  acted 
upon  in  town  meeting,  and  a  committee  appointed  to  inter- 
view the  petitioners  and  fix  the  basis  of  allotment.  The  pro- 
portion was  usually  that  which  existed  already  in  some  divided 
field  or  former  grant.  In  one  of  the  earliest  instances,  seven 
petitioners  were  given  three  acres,  and  an  eighth  was  made 
residuary  legatee.^  In  another,  six  inhabitants  received  all 
the  undivided  land  in  Wet  Swamp,  and  with  it  the  care  of 
what  remained  unassigned  of  the  common  fence.^  Two  years 
later  a  large  tract  of  upland  was  divided  in  fourfold  amounts 
to  those  holding  allotments  in  Mile  Meadow.  The  records 
fail  to  state  the  number  of  partakers,  or  whether  it  was  done 
by  request  or  otherwise.^  In  Hartford  such  a  division  took 
place  when  the  land  lying  in  the  rear  of  five  home-lots  and 
extending  to  the  river  was  divided  to  the  owners  of  these 
lots,  according  to  the  number  of  acres  each  had  therein.* 

One  interesting  case  of  division  is  found  where  the  land  is 
allotted  according  to  proportion  of  meadow  fence.  This 
fence  was,  by  order  of  the  town,  removed  from  the  lowlands, 
extended  along  the  top  of  the  hill,  and  again  turned  at  right 
angles  toward  the  river.  A  large  grant  was  made  to  those 
removing  their  fence,  and  it  was  proportioned  in  the  following 
manner :  the  land  was  divided  by  a  path  into  two  fields,  one 
126  rods  wide  and  the  other  31  rods  wide.  To  every  man 
there  was  given  in  the  larger  tract  one  rod's  width  of  land 
for  every  three  rods  which  he  owned  of  fence,  and  in  the 
smaller  tract  for  every  eight  rods  of  fence  was  allotted  half  a 
rod's  width  of  land.  The  allotments  therefore  ran  in  narrow 
strips  east  and  west.^  This  division  took  place  in  one  of 
the  outlying  settlements  which  afterwards  developed  into  a 
separate  town.  Toward  the  close  of  the  century  we  begin  to 
find  steady  encroachment  on  the  generous  widths  allowed  for 

1  Weth.  Rec,  March  31,  1660. 

2Weth.  Rec,  Feb.  16,  1673. 

3  Weth.  Rec,  Jan.  1,  1674. 

4 Hart.  Rec,  Jan.  14,  1683. 

5  Weth.  Rec,  Nov.  4,  1672  ;  Dec  25, 1707  ;  April  24,  1713. 


The  Land  System,  55 

highways.  This  betokens  a  scarcity  in  the  adjoining  fields. 
It  had  been  previously  done  in  all  the  towns,  for  convenience 
in  establishing  certain  industries  near  at  hand  ;  but  later  we 
find  private  grants  taken  directly  out  of  the  highways  and 
town  commons. 

Later  General  Divisions. 

For  many  years  after  the  settlement,  grants  of  a  nature 
already  described,  together  with  the  accretions  and  trans- 
ferences through  alienation  or  purchase,  were  sufficient  to 
satisfy  the  needs  of  the  townspeople.  The  boundaries 
between  the  towns  became  approximately  though  not  finally 
determined  on,  and  a  steady  growth  in  all  directions  was 
taking  place;  in  consequence  of  which,  general  divisions 
began  to  be  called  for.  We  know  that  many  of  the  earliest 
allotments  had  been  of  the  nature  of  general  divisions,  and 
Hartford  passed  a  rule  in  1639  voiding  any  such  division 
made  by  a  part  of  the  inhabitants  (proprietors)  without  the 
knowledge  and  consent  of  the  whole,^  and  there  is  afterwards 
a  reference  made  to  a  rule  adopted  for  division  of  lands  of  a 
still  earlier  date.^     The  earliest  division  of  which  we  have 


'Hart.  Rec,  Jan.  7,  1039. 

'  Hart.  Book  of  Distr.,  p.  582,  referring  to  rule  of  Jan.  3,  1639.  What 
this  rule  was  we  cannot  say.  It  may  have  been  the  restatement  of  the 
rule  adopted  when  the  lands  were  first  allotted.  We  have  extant  the  list 
of  subscriptions  to  the  general  fund  according  to  which  the  settlers  were 
taxed  for  further  purchases  and  according  to  which  they  received  land  in 
the  early  divisions.  In  this  Mr.  Ilaynes  is  credited  with  200  and  Richard 
Risly  with  8  shares  or  pounds,  and  others  with  intermediate  amounts.  As 
these  amounts  are  not  proportionate  to  the  wealth  of  the  persons  men- 
tioned, it  is  likely  that  the  principle  of  limitation  wns  applied  in  Hartford, 
by  which  no  one  was  allowed  to  put  in  more  than  a  certain  amount ;  thus 
all  would  be  given  a  fair  share  in  the  divided  lands  and  would  bear  a 
proportionate  share  in  the  burden  of  future  purchases.  This  principle  was 
probably  applied  in  New  Harea  (Atwater's  New  Haven,  p.  1C9;  New 
Haven  Col.  Rec.,  vol.  I,  p.  43),  and  we  know  that  it  was  so  in  Guilford, 
where  the  limitation  was  £500.  (Hist,  of  Guilford  from  the  AISS  of 
Hon.  Ralph  D.  Smith,  p.  54.)  That  such  rule  of  division  with  possible 
limitation  was  in  force  in  each  of  the  river  towns  we  think  could  be 
demonstrated. 


56  The  River  Towns  of  Connecticut 

record  was  in  1641,  when  the  vote  was  passed,^  though  its 
j)rovisions  were  not  fulfilled  until  1666.  The  tier  to  be 
divided  was  on  the  east  side  of  the  river,  and  was  made  up 
of  two  parts,  in  the  allotting  of  which  the  differences  in  the 
quality  of  land  were  recognized.  In  the  lower  of  these  parts 
land  was  given,  we  might  say,  at  its  par  value;  that  is, 
every  one  to  whom  land  was  given  in  the  southern  tier 
received  one  acre  of  land  for  each  pound  of  right  in  the 
undivided  lands,  or,  as  the  record  says,  "one  hundred  for 
one  hundred  ";  while  in  the  northern  half  a  premium  of  five 
per  cent  was  allowed,  that  is,  for  every  hundred  pounds  right 
the  proprietor  was  to  have  one  hundred  and  five  acres.  The 
first  allotment  w^as  made  in  a  tier  of  a  mile  in  width,  and  as 
the  vote  provided  for  a  tier  of  three  miles  width,  the  allot- 
ments were  all  trebled.^  This  was  properly  an  extension  of 
the  original  allotments,  for  certainly  Wethersfield,  and  pro- 
bably Windsor,  divided  the  three  mile  tract  in  1640. 

Practically  the  first  general  division  was  that  of  Wethers- 
field in  1670.  Up  to  this  time  the  whole  territory  stretching 
from  the  West  Fields  westwards  into  the  unbroken  country  was 
known  as  the  Wilderness,  and  served  as  a  convenient  pasture 
for  the  masting  of  swine.  Highways  had  been  cut  through 
it  by  energetic  woodsmen  and  cutters  of  pipe-staves,  by  means 
of  which  access  was  had  to  the  lands  soon  to  be  laid  out. 
This  land  lying  along  the  western  boundary  the  inhabitants 
proceeded  in  town  meeting  to  lay  off  in  the  shape  of  a  tier  a 
mile  in  breadth,  and  to  divide  it  up  among  the  "inhabitants, 
that  is  to  say,  to  householders,  that  live  on  the  west  side  of 
Conectecot  river."^  The  land  was  divided  into  seventy-six 
shares,  one  share  to  each  householder.  The  amount  of  the 
share  was  fifty-two  acres,  and  each  received  an  equal  amount, 
"  one  man  as  much  as  another."  They  were  lots  in  the  good 
old  Saxon  sense  of  the  word,  for  the  inhabitants  cast  lots  for 

J  Hart.  Rec.  I,  p.  52. 

2 Hart.  Rec,  Feb.  18,  1640;  Feb.  16,  1665. 

3Weth.  Rec,  Feb.  23,  1670. 


The  Land  System.  67 

them;  the  method  is  not  told  us,  but  he  or  she  (for  there 
were  five  women  among  them)  who  drew  lot  number  one 
took  the  first  share  on  the  north,  number  two  the  next,  and 
so  on.  One  important  distinction  is  at  once  to  be  noticed 
between  this  grant  by  the  proprietors-inhabitants  of  land  to 
themselves,  and  grants  of  single  parcels  "by  the  Towne"  to 
new-comers.  In  the  latter  case  grants  were  not  necessarily 
made  in  fee,  many  were  revoked,  but  in  this  case  it  was 
expressly  stated  that  the  land  was  to  be  held  by  the  inhabi- 
tant as  a  proprietor,  to  be  his  and  his  heirs'  forever.  This 
emphasizes  the  view  held  by  the  inhabitants  regarding  the 
ownership  of  the  undivided  lands. 

But  the  growth  of  the  little  community  soon  demanded 
further  division  of  lands,  and  a  new  principle  was  adopted, 
much  less  communistic  than  the  last,  which  seems  to  have 
been  based  on  a  "social  compact"  theory  that  all  men  are 
free  and  equal  and  all  are  to  share  alike  in  the  distribution 
of  benefits.  In  1695  one  hundred  and  sixty-five  inhabitants, 
or  their  proxy,  met  for  the  drawing  of  lots.  Five  great  tiers 
were  laid  out  on  three  sides  of  the  wilderness,  and  the 
sharers  drew  for  their  position  therein,  receiving  an  amount 
of  land  proportionate  to  the  tax  assessment  for  1693,  at  the 
rate  of  half  an  acre  of  land  for  every  pound  in  the  list  of 
estate. 

In  the  meantime  Hartford  had  been  making  a  new  division, 
and  that,  too,  along  its  western  boundary.  This  was  done  by 
the  proprietors  in  their  own  meeting  in  1672.  The  same 
rule  was  adopted  as  had  been  employed  in  the  earliest 
divisions.  By  this  time  many  of  the  rights  had  changed 
hands,  but  the  proportion  still  remained  the  same.  The 
basis  of  division  of  this  tier,  which  was  a  mile  and  a  half  in 
breadth,  differed  so  materially  from  that  of  about  the  same 
date  in  Wethersfield  as  to  be  somewhat  striking.  Instead  of 
equality  we  have  shares  varying  from  a  width  of  three  rods 
to  a  width  of  ninety-one  rods,  and  instead  of  grants  to  house- 
holders we  have  a  division  to  original  proprietors  or  their 


58  The  River  Towns  of  Connecticut, 

representatives.^  The  Wethersfield  method  had  a  certain 
advantage,  in  that  a  nearly  exact  division  of  all  the  tier  could 
be  obtained.  In  Hartford,  however,  there  was  an  overplus, 
and  five  years  later  the  proprietors  took  this  in  hand,  and  the 
scheme  adopted  shows  the  proprietors  in  a  new  role  which 
does  them  credit.  This  overplus  of  nearly  six  hundred  acres 
was  laid  out  in  five  tiers,  running  north  and  south,  of  which 
the  middle  tier  was  to  be  divided  into  twenty-acre  lots  and 
the  others  into  ten  and  fifteen-acre  lots,  and  when  this  was 
done,  the  committee  was  authorized  to  "  grant  these  lotts  to 
such  of  the  town  of  Hartford  as  they  shall  see  in  need  of  the 
same,  and  as  they  judge  it  maybe  advantageous."^  In  point 
of  fact,  however,  the  tiers  were  divided  into  much  larger 
lots,  and  to  only  thirty-one  "needy"  persons.  Probably  the 
committee  put  their  own  construction  on  the  order. 

The  general  division  of  the  Windsor  common  and  undi- 
vided lands  was  long  delayed.  The  first  definite  proposal  to 
that  end  was  not  made  until  1720,  when  a  scheme  was  dis- 
cussed and  voted  by  the  town  for  laying  out  and  dividing  a 
strip  of  land  running  entirely  around  the  township,  of  a  mile 
in  width  on  the  east  side  of  the  river  and  half  a  mile  on 
the  west.  But  this  proposal  was  met  by  the  protest  of  the 
proprietors,  and,  though  the  plan  continued  to  be  discussed, 
it  was  not  until  1726  that  the  two  bodies  came  to  an  agree- 
ment. The  town  seems  to  have  taken  the  matter  into  its  own 
hands,  perhaps  on  account  of  the  wranglings  of  the  proprietors 
among  themselves  and  the  complications  which  had  arisen  in 
their  claims.  The  same  trouble  resulted  from  an  attempt  to 
divide  the  Equivalent,  a  tract  of  land  granted  to  the  Windsor 
proprietors  in  1722  by  the  colony,  to  compensate  for  several 
thousand  acres  of  their  territory  which,  by  the  arrangement  of 
the  boundary  line,  had  been  taken  from  that  town  and  added  to 
the  lands  of  the  Massachusetts  colony.  As  early  as  1725  the 
proprietors  voted  to  divide  these  8000  acres  to  each  "pro- 

^  Hart.  Book  of  Distr.,  pp.  581-583. 
«Hart.  Book  of  Distr.,  p.  584. 


The  Land  System.  69 

prietor  Inhabitant,  according  to  the  list  of  Real  Estate  in  the 
year  1723,  viz.,  such  Real  Estate  as  the  proprietors  hold  in 
their  own  right." ^  It  was  not  until  1743  that  a  sufficient 
agreement  was  reached  by  the  conflicting  parties  to  allow  the 
actual  division  to  be  consummated.  At  that  time  the  mile 
and  half-mile  tiers  were  divided  into  219  lots,  and  the 
Equivalent  into  367  lots,  the  basis  of  allotment  remaining  as 
before,  viz.  the  list  of  freehold  estate.  Windsor  made  up  for 
her  lateness  of  division  by  her  activity  when  once  started, 
and  from  this  time  on  her  surveyor  was  kept  well  employed. 
The  enactment  passed  by  the  Greneral  Court  establishing 
the  privileges  of  the  proprietors  and  creating  them  a  quasi- 
corporation,  brought  about  in  the  three  towns  a  final  division 
of  the  common  lands  about  the  middle  of  the  eighteenth 
century.  Windsor  led  oiF  in  1751,  giving  to  each  proprietor 
a  lot  according  to  his  list,  and  then  finding  some  land  left 

'Wind.  Propr.  Rec,  p.  2.  The  directions  given  to  the  committee  for 
division  may  be  of  interest : 

"1.  You  are  to  inspect  the  list  of  freehold  estate  given  into  the  listers 
in  the  year  1723,  and  all  lands  belonging  to  orphans  set  in  said  List  to 
other  persons  you  are  to  allow  divisions  for  such  lands  to  the  orphans  only. 

*'2dly.  Where  you  have  it  made  evident  to  you  that  any  person  hath 
put  land  in  that  List  which  he  hath  purchased  and  the  seller  reserved  in 
the  time  of  the  purchase  his  Rights  of  Division  for  said  Land,  in  that 
case  you  are  to  allow  Divisions  for  that  land  to  the  seller  only. 

"  8dly.  You  are  to  lay  out  the  land  equally  as  you  can  according  to  the 
Rule  of  proportion  set  by  the  proprietors  in  their  voat,  having  Respect  to 
Quantity  and  Quality. 

**  4thly.  You  are  to  lay  out  convenient  Highways  in  said  Lands  accord- 
ing to  your  best  judgment. 

•*6thly.  Where  any  person  in  the  list  of  1728  hath  set  to  him  any 
Lands  that  he  had  in  Improvement  upon  the  Commons,  in  that  case  you 
are  to  allow  no  division  for  the  same. 

•*  6thly.  When  you  have  found  out  the  number  of  the  persons  that  are 
to  receive  in  the  Division,  you  are  to  numl)er  the  Lotts  to  them,  and 
then  cast  a  lott  to  determine  where  each  proprietor  shall  have  his  lot 
in  the  Teare  of  Lotts  in  the  Division." — Wind.  Propr.  Rec.,  pp.  2-3.  Sim- 
ilar rules  were  adopted  in  most  of  the  divisions  made  in  each  of  the  towns 
at  this  time.  Regarding  the  history  of  the  Equivalent,  see  Stiles.  Hist. 
of  Windsor,  pp.  280-268. 


60  The  River  Tovms  of  Connecticut. 

over,  the  committee  proceeded  to  "  lay  to  each  Proprietor  a 
small  lot "  in  addition.^  These  small  lots  were  from  half  an 
acre  to  six  acres  in  size.  Wethersfield  followed  in  1752,  and 
there  we  find  an  unexpected  show  of  legal  formula  and  red- 
tapeism.  The  proprietors  sat  in  solemn  council  and  decided 
to  divide.  Strengthened  by  the  decree  of  the  General  Court, 
they  passed  the  customary  restrictions  and  limitations  in 
connection  with  orphans  and  landlords.  Nine  months  after- 
wards did  the  town,  quite  in  submissive  contrast  to  its  former 
votes,  establish,  ratify  and  confirm  the  action  of  the  pro- 
prietors.^ Hartford  proprietors  two  years  afterwards  did  the 
same,  with  the  same  ratification  from  the  town,  with,  however, 
an  explanatory  clause  which  is  worth  quoting.  "  To  divide 
a  certain  large  tract  .  .  .  which  tract  the  Inhabitants  have 
quietly  held  as  their  own,  enjoyed  and  improved  from  Time 
beyond  the  memory  of  man,  and  whereas  the  Inhabitants 
being  now  sensible  of  great  difficulty  and  contention  that  is 
likely  to  arise  with  regard  to  the  claims  and  pretensions  of 
sundry  persons  claiming  in  opposition  to  the  method  of 
division  agreed  upon,  and  the  inhabitants  being  now  very 
sensible  that  no  division  can  be  made  more  for  the  peace  and 
good  will  of  all  concerned  than  that  agreed  upon,  vote  that 
they  grant  and  confirm  unto  the  afores'^  Proprietors,  all  the 
afores^  Common  Lands  in  proportion  as  is  stated  in  said  list 
for  them  and  their  heirs  forever.^'^     The  method  agreed  upon 


^  Wind.  Propr.  Rec,  p.  314. 

^Weth.  Rec,  Dec.  25,  1752.  Proprietors'  meeting,  in  the  same  volume, 
Feb.  20,  1752. 

^  Hart.  Rec,  March  25,  1754.  The  Hartford  division  of  1754  was  after 
this  manner.  The  commons  hiy  to  the  west  of  the  town,  and  beginning 
at  the  southern  boundary,  thirty  tiers  of  land  were  laid  out,  separated 
laterally  by  four  principal  highways  and  longitudinally  by  some  twenty 
smaller  and  shorter  highways ;  the  length  of  this  large  tract  was  the 
width  of  Hartford  township  from  Wethersfield  to  Windsor  bounds,  and  its 
width  about  one  mile.  The  size  of  the  tiers  was  very  unequal,  some  being 
divided  into  as  many  as  forty  lots,  while  others  into  as  few  as  five,  four, 
and  two.  This  was  partly  owing  to  the  position  of  the  already  established 
highways  and  the  coursings  of  a  small  but  meandering  stream.    Four 


The  Land  System, 


61 


was  an  apportionment  according  to  the  grand  list  of  the 
inhabitants,  made  in  1753,  with  the  restrictions  as  in  the 
other  towns. 

The  following  diagram  will  help  to  explain  what  has 
already  been  said.  It  represents  the  Hartford  and  Wethers- 
field  townships,  and  pictures  the  scheme  of  tiers  or  ranges 
and  the  land  basis  of  new  towns. 


1  i«  the  three-mile  ti-act  division  of  1640  and  1606 ;  2,  the  equal  division 
of  1670 ;  3,  the  west  division  of  1672  ;  4,  the  overplus;  5,  the  division  of 
1695  ;  6,  a  division  not  mentioned  before  l)ecause  consummated  after  East 
liartford  became  a  separate  township ;  it  was  a  part  of  the  Five  Mile  Pur- 
chase, and  shows  the  land  basis  of  the  town  of  Manchester. 

With  these  divisions  and  with  the  carrying  out  of  a  few 
matters  of  recompense  and  equivalents,  that  all  might  be 

hundred  and  serentj-seven  proprietors  shared  in  this  division,  which 
adjoined  the  west  division  lots,  now  West  Hartford,  on  the  west.  (Prom 
copy  of  a  MS  in  possession  of  Mr.  Iloadly,  found  among  the  Seymour 
papers.) 


62  The  River  Towns  of  Connecticut 

content,  the  mission  of  the  proprietors  practically  ended. 
But  the  association  still  lingered  and  meetings  were  sporad- 
ically held.  In  fact,  the  common  and  undivided  lands  existed 
in  Windsor  as  late  as  1787,  and  traces  of  such  are  found  in 
Hartford  in  1785.  The  last  meetings  of  the  proprietors  were 
chiefly  for  the  purpose  of  appointing  committees  to  search 
for  undivided  land,  if  there  should  be  any  remaining,  which 
when  found  was  to  be  divided  to  whomsoever  had  any  claims. 
In  case  all  claims  could  be  met  and  land  still  remained,  the 
committees  were  ordered  to  sell  the  residue,  whether  of  lands 
undivided  or  of  lands  left  for  highways  which  were  not 
needed,  and  after  deducting  from  the  amount  arising  from 
such  sales  a  sum  sufficient  to  pay  themselves  for  all  their 
trouble  and  expense,  to  give  over  the  remainder  to  the  eccle- 
siastical society  of  the  town,  the  interest  of  which  was  to  be 
appropriated  to  the  support  of  the  ministry  or  school,  accord- 
ing to  the  discretion  of  the  society.  Thus  with  the  object 
for  its  existence  withdrawn,  and  with  the  resolution  of  the 
common  lands  into  holdings  in  severalty,  the  association  of 
proprietors  became  no  longer  necessary  and  died  for  lack  of 
a  raison  d^etre. 

It  will  have  been  noticed  that  the  system  of  general  land 
division  which  obtained  in  Connecticut  only  differed  in  the 
different  towns  as  regards  the  basis  of  allotment.  The  form 
was  invariably  that  of  ranges  or  tiers,  often  one  but  some- 
times many  lying  adjacent  to  each  other  and  separated  by 
highways.  These  tiers  were  shared  into  sections  or  strips 
generally  designated  as  of  so  many  rods  width,  for  the  length 
would  be  uniformly  the  same.  It  is  difficult  to  see  the 
economic  value  of  the  extreme  length  of  many  of  the  sections 
thus  laid  out.  When  the  length  of  a  lot  is  three  miles  and 
its  width  a  few  rods,  successful  agriculture  must  be  at  a  dis- 
advantage. In  many  cases  these  were  wood  lots,  but  by  no 
means  in  all.  It  is  evident  that  many  of  those  who  received 
shares  in  the  division  sometimes  sold  them  before  they  took 
possession,  and  it  was  to  prevent  such  action  that  the  Hart- 


The  Land  System,  63 

ford  proprietors  voted  at  the  time  of  the  division  of  the 
overplus  that  no  one  should  sell  his  lot  before  he  had  fenced 
it  in  and  improved  it.^  Grenerally,  however,  farmers  soon 
removed  to  their  sections  and  began  improvement  and  culti- 
vation, and  it  happened,  as  might  have  been  expected  from 
the  sha|)e,  that  great  inconvenience  resulted  in  preserving  the 
bounds  and  cultivating  the  narrow  strips. 

As  yet  nothing  has  been  said  of  the  division  of  the  Five 
Mile  Purchase,  the  tract  granted  by  the  General  Court  to  the 
towns  in  1673.  For  our  purpose  it  is  only  interesting  as 
showing  the  origin  of  a  proprietorship.  The  towns  on 
receiving  the  grant  at  once  provided  for  its  purchase  from 
the  Indians,  by  a  rating  distinct  from  the  other  town  rating, 
"that  so  the  just  sum  of  every  man's  payment  to  this  pur- 
chase might  be  known  for  an  equal  division  of  this  land 
according  to  their  payments."^  The  rate  was  a  halfpenny 
upon  the  pound  in  Wethersfield,  and  one  hundred  and  four- 
teen inhabitants  became  the  proprietors  of  this  tract.  The 
highest  amount  subscribed  was  seventeen  shillings  eight 
pence,  and  the  smallest  nine  pence  f  this  to  pay  for  a  tract 
containing  thirty  square  miles!  For  drawing  up  a  special 
rate  a  special  committee  was  appointed.  Stringent  rules 
were  made  regarding  such  as  neglected  to  giv^e  in  a  new  list 
at  such  a  time,  and  in  case  any  person  falsified  his  statement 
and  put  in  lands  not  owned  he  was  denied  a  share  in  the 
common  division.  Special  summons  w^ere  given  to  the 
inhabitants  at  the  time  of  drawing,  as  well  as  information 
as  to  where  it  was  to  be  done,  and  the  town  clerk  was  the 
secretary  of  the  meeting. 

Proprietors'  Commons. 

For  a  long  time  the  common  lands  above  described  were 
in  the  hands  of  the  proprietors  or  inhabitants-proprietors  of 

<  Hart.  Book  of  Dittr.,  p.  584. 
»Weth.  Ilcc.Oct.  10.  1078. 
*Weth.  LawdReo.  Ill,  p.  08. 


64  The  River  Towns  of  Connecticut. 

the  town,  but  it  must  not  be  supposed  that  the  exclusive 
])rivilege  of  these  large  tracts  of  unimproved  land  was  con- 
fined to  the  limited  number  who  claimed  ownership.  In 
])ractice  all  the  inhabitants  made  use  of  these  commons,  as 
the  above  quoted  vote  of  the  Hartford  inhabitants  shows, 
restricted  only  by  self-imposed  limitations,  passed  in  town 
meeting.  The  value  of  the  commons  before  division  lay  in 
their  furnishing  pasturage  for  horses,  cattle  and  sheep,  and 
providing  the  town  with  timber,  stones,  earth  and  grass.  It 
is  uncertain  just  where  the  earliest  of  these  lay;  there  is  little 
doubt,  however,  that  many  of  the  fields  mentioned  in  the 
books  of  distribution  were  at  first  used  as  commons  and 
soon  after  divided.  Traces  of  them  are  found  in  Hartford 
in  the  old  ox  pasture,  the  ox  pasture  and  the  cow  pasture. 
But  the  greatest  commons  were  set  off  some  years  later  when 
the  cultivation  of  sheep  assumed  prominence.  All  the  towns 
had  these  large  strips  of  commonage,  from  half  to  three  quar- 
ters of  a  mile  wide.  Wethersfield  in  1674  laid  off  a  large 
tract  containing  a  thousand,  and  afterward  twelve  hundred 
acres,  "  to  remain  for  the  use  of  the  Town  in  general  for  the 
feeding  of  sheep  and  cattle  forever."^  The  Hartford  tract, 
divided  iu  1754,  retained  its  old  name,  the  "Town  Com- 
mons," for  some  years  after  it  had  ceased  to  be  such.  There 
was  also  the  half-mile  common  next  the  Wethersfield  west 
division,  and  the  half-mile  common  on  the  east  side  of  the 
river  in  Windsor  township,  and  the  larger  tract  in  the  same 
township  adjoining  the  lands  divided  in  severalty  on  the 
west  side.  All  the  New  England  towns  had  these  fields  of 
common  land,  for  the  settlers  had  been  accustomed  to  the 
tenure  in  England,  where  it  had  existed  from  earliest  times. 
In  fact,  the  principle  of  commonage  is  as  old  as  the  settled 
occupation  of  land  itself,  and  is  not  confined  to  any  one  class 
of  people,  but  can  be  found  among  nearly  all  in  some  form 
or  other.  The  large  stated  commons  of  New  England  were 
used  by  the  majority  for  pasturage  for  their  animals,  yet  all 

^Weth.  Rec,  Jan.  1,1674. 


The  Land  System.  65 

cattle  were  not  so  kept,  and  we  find  in  Connecticut  enclosed 
pastures  as  well.^  The  expense  of  pasturing  cattle  on  the 
commons  was  borne  by  the  owners  in  proportion  to  the  num- 
bers and  age  of  the  animals.  Town  herders  were  paid  in 
this  way.  Grants  had  often  been  made  out  of  the  common 
lands,  which  are  to  be  distinguished  from  the  stated  commons, 
and  such  were  reckoned  to  the  owners  as  so  much  deducted 
from  their  share  in  the  final  division ;  but  as  soon  as 
commons  were  established,  granting  from  that  quarter  was 
stopi)ed.''  The  boundaries  of  such  commons  were,  after  the 
fiishion  of  the  time,  somewhat  loosely  laid  out,  and  even  in 
1712,  seventy-two  years  after  the  allotments  in  the  "west 
field  "  of  Wethersfield,  it  was  found  necessary  to  determine 
the  line  which  separated  that  field  from  the  adjoining  com- 
mon. If  this  were  the  case  with  the  line  adjoining  the  lands 
in  severalty,  much  more  must  it  have  been  true  of  the  other 
boundary  lines.^ 

Communal  holding  of  land  does  not  seem  to  have  been 
known-  Land  held  in  common  was  subject  to  the  use  of  a 
stated  number,  and  when  the  inhabitants  voted  that  so  many 
acres  of  land  were  to  be  a  settled  common  and  "  to  remain  for 
the  use  of  the  town  in  general  for  the  feeding  of  sheep  or 
cattle  forever,"  the  town  was  conceived  of  as  composed  of  the 
inhabitants,  an  always  increasing  quantity,  and  town  land 
was  the  property  of  the  proprietors-inhabitants,  and  is  so 
definitely  stated.* 

'  Weth.  Rec.,  Dec.  81, 1083. 

•  Weth.  Rec.,  Dec.  28, 1685.  Encroachment  on  the  commons  as  well  as 
on  the  highwajrs  was  a  not  infrequent  offense.  Sometimes  the  encroach- 
ment was  sustained  if  found  "  no  prejudice  "  by  the  town,  though  quite 
as  often  removal  was  ordered,  and  force  employed  if  compliance  did  not 
ensne.  Hart.  Rec,  Sept.  2,  1601 ;  April  22,  1701 ;  Weth.  liec,  Deo.  25, 
1704. 

*  Weth.  Reo.,  Deo.  24,  1712.  "At  the  same  meeting  ye  town  roated  to 
have  these  lands  which  are  refered  for  sheep  commons  or  sequestered  land 
layed  out  and  bounded."    Wind.  Rec.,  Dec.  29,  1701. 

*'*Forthe  use  of  the  Town,  viz.  the  inhabitants-proprietors.**  Weth. 
Rec.,  Mar.  16, 1707-8. 


QQ  The  River  Towns  of  Connecticut, 

The  proprietors-inhabitants  held  the  land  in  common,  and 
as  they  voted  in  new  inhabitants  not  through  their  repre- 
sentatives, the  townsmen,  but  in  person  in  town  meeting,  it 
consequently  lay  in  their  power  to  admit  new  members  to 
the  privilege  of  having  rights  in  the  common  field,  and  thus 
in  theory,  if  they  had  any  theory  about  it,  neither  stated 
conmions  nor  undivided  lands  were  town  lands,  though  the 
records  often  call  them  so,  but  tracts  for  the  use  of  a  definite 
number  of  individuals,  who  called  themselves  the  inhabitants- 
proprietors,  and  whose  share,  while  not  stated  in  so  many 
words,^  was  generally  recognized  as  proportionate  to  their  pur- 
chased rights  in  the  common  and  undivided  lands.  By  later  acts 
of  the  General  Court,  the  corporate  nature  of  the  proprietors 
was  recognized.  In  1717  it  was  declared  that  all  fields  which 
at  that  time  were  considered  common  and  so  used  should  be  so 
legally  until  the  major  part  of  the  proprietors  should  vote 
for  their  division.^  This  was  merely  legalizing  custom; 
such  had  been  the  common  law  for  many  years.  A  legal  pro- 
prietors' meeting  required  the  application  of  at  least  five 
persons  to  the  justice  of  the  peace  for  a  warrant  for  a  proper 
meeting,  requiring  proper  warning  six  days  before  and  a 
notice  on  the  sign-post  twenty  days  before.^  Thus  the  pro- 
prietors became  a  regularly  organized  body,  holding  meetings, 
levying  taxes  on  themselves  for  defraying  the  expenses  of 
fences,  gates,  etc.,  and  appointing  rate-makers  and  col- 
lectors.* They  also  chose  a  clerk,  who  entered  acts  and  votes, 
was  duly  sworn,^  and  held  his  office  until  another  was  sworn.^ 

One  of  the  most  troublesome  matters  which  arose  in  con- 


'  One  vote,  in  recording  a  project  for  division,  in  which  the  major  part 
of  the  proprietors  decided  the  method  to  be  employed,  says  "  the  voices  to 
be  accounted  according  to  the  interests  that  said  persons  have. "  Weth. 
RecDec.  24, 1705. 

2Col.  Rec.  VI,  p.  25. 

3  Col.  Rec.  VI,  p.  424. 

*  Col.  Rec.  VII,  pp.  379-380. 

5  Col.  Rec.  VI,  p.  25. 

« Col.  Rec.  VI,  p.  276. 


The  Land  System,  67 

nection  with  the  commons  was  the  prevention  of  trespass  and 
damage.  We  have  already  noticed  a  sort  of  frontier  lot- 
holder,  who  was  granted  lands  on  condition  of  his  serving  as 
ward  of  the  commons.  This  protection  was  mainly  against 
inhabitants  from  other  towns,  and  intruders  who  had  in  some 
way  come  into  the  town  itself.  Temporary  votes,  however, 
were  constantly  passed,  regulating  even  the  proprietors'  rights. 
Timber  was  carefully  guarded.  It  w^as  forbidden  to  all  to  cut 
down  young  trees,  and  any  tree  felled  and  left  three  months 
became  public  property.  Carrying  wood  out  of  the  town 
was  almost  criminal,  no  matter  for  what  purpose.  Yet,  not- 
withstanding these  constant  decrees,  damage  continued  to  be 
done.  Finally  Wethersfield  complained  that  the  inhabitants- 
proprietors  could  hardly  find  timber  for  the  building  of 
houses  and  making  of  fences,  and  the  lines  of  prohibition  were 
drawn  still  tighter.  The  evil,  however,  was  not  entirely  done 
away  with  until  the  final  division  of  the  remaining  lands.^ 

One  other  matter  in  reference  to  the  common  fields  is  of 
interest.  Every  person  in  the  towns  above  fourteen  years  of 
age,  except  public  officers,^  was  obliged  to  employ  one  day  in 
the  year  clearing  brush  on  the  commons.  The  townsmen 
appointed  the  day  and  all  had  to  turn  out.  If  any  neglected 
to  appear  on  that  day  he  was  fined  five  shillings.^  On  one 
occasion  the  undergrowth  evidently  got  ahead  of  the  inhabit- 
ants, for  they  voted  to  work  that  year  one  more  day  than  the 

*  The  Qeneral  Court  as  well  passed  acts  forbidding  the  cutting,  felling, 
destroying  and  carrying  away  of  any  tree  or  trees,  timber  or  underwood. 
The  act  of  1720  recognizes  the  distinction  between  town  commons,  in 
which  case  trespass  was  accounted  as  against  the  inhabitants  of  the 
respective  towns ;  common  or  undivided  land,  in  which  trespass  was 
against  the  proprietors;  and  private  lands,  in  which  the  person  trespassed 
against  was  the  individual  owner.  Conn.  Col.  liec.  VII,  80-81.  On  the 
subject  of  trespass  see  Weth.  Rec,  May  11,  1G8G ;  Dec.  25,  1(508 ;  Deo. 
24,  1705 ;  Deo.  28, 1706  ;  Wind.  Ilec,  Dec.  27,  1655 ;  June  1,  1659 ;  Nov. 
11,  1661,  and  the  volume  of  Wind.  Prop.  Ilec. 

*The  minister  of  the  gospel  was  a  public  officer  in  1670,  as  he  is  to-day 
in  Germany. 

»Col.  Uec.  II,  p.  189. 


68  The  River  Towns  of  Connecticut. 

law  required.^  The  fine  of  five  shillings  undoubtedly  in 
many  cases  became  a  regular  money  payment  in  lieu  of  per- 
sonal labor.  This  equal  responsibility  of  all  for  the  well- 
being  of  the  town  is  one  of  the  best  evidences  of  its  peculiarly 
democratic  character,  an  extension  of  the  same  principles 
which  were  at  work  in  the  founding  of  the  State.  It  may  be 
a  descensus  ad  ridiculum  to  pass  from  the  establishment  of 
the  fundamental  articles  to  shooting  blackbirds,  but  it  is  just 
as  much  a  government  by  the  people,  a  controlling  of  their 
own  affairs,  when  every  rateable  person  was  required  to  kill 
a  dozen  blackbirds  in  March,  April,  May,  and  June,  or  else 
pay  one  shilling  to  the  town's  use.^  And  it  was  the  same 
obligation  which  called  out  the  inhabitants  to  work  on  the 
commons. 

Common  Meadow. 

We  have  already  spoken  of  the  common  or  undivided  land 
and  the  stated  commons,  but  it  is  necessary  to  distinguish 
another  class  of  common  holding.  This  was  the  common 
meadow,  early  divided  in  severalty,  which  belonged  to  those 
proprietors  who  owned  land  therein.  At  first  all  the  proprie- 
tors had  a  share  in  the  common  meadow,  and  for  a  long  time 
after  there  remained  land  undivided,  so  that  practically  most 
of  the  inhabitants  had  a  share.  But  with  the  sale  of  lands, 
and  the  consequent  accumulation  of  many  lots  in  single  hands, 
the  number  of  proprietors  decreased,  and  an  increasing  number 
of  the  town  inhabitants  had  no  part  in  their  meetings.  These 
meetings,  at  which  all  who  had  a  lot  in  the  meadow  were 
entitled  to  be  present,  are  technically  to  be  distinguished 
from  the  proprietors'  meetings  already  spoken  of.  Practically 
they  were  composed  of  the  same  men  who,  as  proprietors  of 
the  common  meadow,  came  together  to  discuss  questions  of 
fencing,  trespass,  and  rights. 

These  are  the  meadows,  the  regulation  of  which  has  been 


1  Weth.  Rec,  May  11,  1686. 

2  Windsor  Rec.  Dec.  16. 1707. 


The  Land  System.  69 

found  to  bear  such  a  striking  resemblance  to  certain  forms  of 
old  English  and  German  land-holding.  There  is  nothing 
specially  remarkable  in  this  identity.  It  was  the  influence  of 
English  custom  which  can  be  traced  back  to  that  interesting  law 
of  the  Anglo-Saxons,  "  when  oeorls  have  an  allotted  meadow 
to  fence,"  which  is  the  earliest  English  evidence  of  a  common 
meadow.^  These  meadows  became  the  Lammas  fields  of  later 
England,  which  were  cultivated  for  six  months  in  the  year, 
and  were  then  thrown  open  for  common  use  for  six  months. 
This  state  of  things  existed  until  the  Enclosure  Acts  struck 
the  death-blow  to  common  tenure.  But  the  settlers  left 
England  before  these  acts  were  passed,  and  the  common 
meadow  system  has  been  found  to  have  been  applied  by  them 
from  Salem  to  Nantucket. 

This  common  meadow  was  enclosed  by  the  common  fence. 
In  the  river  towns  nature  provided  half  the  fence — the 
Great  River — and  the  proprietors  half.  It  would  have 
been  impossible  to  have  surrounded  each  small  plot  of 
meadow  land  with  a  fence,  and  it  would  have  been  need- 
lessly expensive  and  wasteful,  as  the  spring  freshets  would 
have  carried  them  off  yearly.  Even  the  common  fence 
was  not  always  exempt,  and  early  had  to  be  moved  to  higher 
ground.  The  lands  which  had  been  allotted  within  the 
meadow  were  divided  by  meer-stoncs  at  each  comer,  and 
hunting  for  meer-stones  must  have  been  a  very  lively  pursuit 
then,  as  it  occasionally  is  now.  These  meadows  were  owned 
by  a  definite  number  of  inhabitants,  who  had  fixed  allotments 
of  a  definite  number  of  acres,  and  who  cultivated  these  lands 
for  half  the  year.  This  gave  to  each  proprietor  a  certain 
right  in  the  meadow,  according  to  which  his  share  in  the 
maintenanoe  of  the  fence  was  determined,  and  the  number  of 

*  Laws  of  Ine,  §42.  Schmid,  Qesetze  der  Angelsachsen,  p.  40.  By 
this  is  not  raeant  the  gemaene  loMe  or  common  pasture,  but  the  gedAl  landt 
that  which  is  held  by  a  few  in  common.  The  former  bears  a  certain 
resemblance,  which  is  the  result  of  its  own  influence,  to  the  commons,  in 
their  capacity  as  the  common  pasture. 


70  The  River  Towns  of  Connecticut. 

animals  he  was  entitled  to  admit  on  the  opening  of  the  meadow 
was  established.  This  opening  took  place  at  a  given  date, 
quite  as  often  fixed  in  town  meeting  as  in  proprietors',  and 
cattle  and  horses  were  allowed  to  enter  the  fields  and  pasture 
on  the  stubble.  Sheep  and  swine  were  not  admitted ;  each 
had  its  own  pasture ;  sheep  w^ere  fed  on  the  stated  commons 
and  swine  were  turned  wholesale  into  the  wilderness.  No  herder 
was  required  during  this  period,  which  lasted  from  November 
11  to  the  15th  of  April,  through  practically  the  cattle  were 
withdrawn  with  the  opening  of  winter.^  Later  this  period 
became  a  moveable  one  and  sometimes  began  as  early  as 
October  13.  Evidently,  at  first,  by  tacit  consent,  it  was 
allowable  for  certain  proprietors  to  bait  their  animals  in  the 
common  meadow  upon  their  own  holdings,  if  they  so  wished, 
during  the  summer.  This  was  afterward  restricted  to  week 
days,  and  finally  abolished,  as  possibly  too  great  a  waste  of 
time.  The  breaking  loose  of  such  baited  animals  and  the 
breaking  in  of  loose  cattle  to  the  meadow  was  a  constant 
source  of  trouble,  for  great  damage  was  done  thereby  to  the 
corn  and  grass  of  others,  and  fines  were  frequent.  Such 
animals  were  accounted  damage  feasant,  a  legal  phrase  which 

^  There  are  curious  and  unexpected  outcroppings  throughout  the  old 
records  of  bits  of  English  custom,  as  shown  bynames,  dates,  and  common 
usage.  Not  only  are  these  New  England  common  meadows  almost  iden- 
tical with  the  Lammas  Fields  and  with  the  earlier  Saxon  meadow  and  arable, 
but  this  date,  November  11  (Martinmas  day),  was  the  day  of  opening  the 
Lammas  Fields  iu  Old  England,  and  the  time  when  the  tenant  paid  a 
part  of  his  rent.  In  other  entries  we  find  a  period  of  time  stated  as 
**  from  Michaelmass  to  the  last  of  November,"  *'  a  week  before  Micheltid," 
and  again,  "fourteen  night  after  Micheltid."  The  renting  of  the  town 
lands  of  Hartford  was  from  Michaelmas  to  Michaelmas.  This  was  a  direct 
following  of  the  English  custom  of  rents.  How  did  the  Puritans  happen 
to  retain  and  actually  make  use  of  these  when  they  knew  them  to  be 
**  popish"  ?  In  the  description  of  Hartford  lands  the  term  messuage  is 
very  often  used,  and  continued  to  be  used  for  many  years.  It  sounds  as 
if  it  might  have  been  taken  out  of  the  Hundred  Rolls  or  Liber  Niger  or 
Domesday  Book,  as  signifying  a  cottage  holding,  so  familiar  is  it  to  the 
student  of  early  English  tenures.  In  this  country  it  was  used  in  the  sense 
of  a  homestead.    The  use  of  turf  and  twig  has  already  been  noted. 


The  Land  System,  71 

the  old  town  clerks  spelled  in  extraordinary  ways.  The 
sowing  of  winter  grain  was  continued,  and  this,  of  course, 
would,  if  sown  in  the  common  meadow,  suffer  from  the  loose 
animals,  so  that,  for  a  long  time,  a  regular  keeper  was  em- 
ployed by  the  proprietors  to  guard  the  sown  land,  and  after- 
wards it  was  required  that  all  who  wished  to  sow  winter  grain 
must  fence  it  in.  The  customs  regarding  the  common  meadow 
are,  some  of  them,  still  in  existence.  Permanent  fencing  has 
in  many  quarters  encroached  on  its  decreasing  area,  which, 
owing  to  the  washings  of  an  erratic  river  in  the  alluvial  soil, 
has  been  in  some  quarters  reduced  nearly  one-half,  while  in 
others  there  has  been  an  increase.  The  cattle  and  cow  rights, 
which  were  formerly  so  important,  and  were  bought  and  sold, 
thus  giving  outsiders  an  entrance  into  the  meadow,  have  been 
given  up  within  twenty  years.  But  the  practice  of  throwing 
open  the  meadow  about  the  middle  of  November — a  date 
decided  by  the  selectmen — is  still  continued. 

Alienation  of  Land. 

For  the  first  seventy  years  of  colonial  history  in  the  Con- 
necticut Valley  one  notices  a  spirit  of  self-sufBciency  in  all 
matters  which  concern  individual  town  interests.  The  com- 
munities felt  that  a  careful  husbanding  of  their  own  resources 
was  necessary  to  swell  their  own  subsistence  fund.  Apart 
from  the  fact  of  legal  subordination  tq  the  General  Court,  the 
valley  towns  were  within  their  own  boundaries  as  exclusive 
as  a  feudal  knight  within  his  castle.  No  magic  circle  could 
have  been  more  impassable  than  the  imaginary  lines  which 
marked  the  extent  of  the  town  lands.  This  principle  of  town 
separation;  the  maintenance  of  its  privileges  as  against  all 
intruders;  the  jealousy  with  which  it  watched  over  all  grants 
to  the  individual  inhabitants,  taking  the  greatest  care  that  not 
one  jot  or  tittle  of  town  rights  or  town  possessions  should 
be  lost  or  given  up,  characterizes  everywhere  the  New  Eng- 
land towns,  and  though  a  narrow,  it  was  yet  a  necessary  view. 
It  made  them  compact,  solid  foundations,  and  bred  men  who, 


72  The  Rive}'  Towns  of  Connecticut, 

while  ever  jealous  for  their  native  heath,  never  failed  in  loy- 
alty to  the  State. 

In  no  particular  was  this  spirit  more  clearly  evidenced 
than  in  the  town's  attitude  toward  the  alienation  of  land.  It 
is  a  subject  worth  elaborating.  Apart  from  commonage,  no 
link  connecting  the  present  with  the  past  stands  out  in  bolder 
relief,  as  if  proud  of  its  antiquity.  The  principle  is  found 
everywhere,  and  runs  back  to  the  beginnings  of  community 
life,  that  in  case  of  sale  of  an  allotted  tract  of  land,  the  seller 
must  first  offer  it  to  the  inhabitants  of  the  town  itself  before 
looking  elsewhere  for  a  purchaser.  In  Connecticut  the  need 
of  securing  the  town  lands  from  falling  into  the  hands  of 
outsiders  was  so  strong  that  the  General  Court  even  went  so 
far  as  to  pass  a  law  to  this  effect,  forbidding  any  inhabitant 
to  sell  his  "  accomodation  of  house  and  lands  until  he  have 
first  propounded  the  sale  thereof  to  the  town  where  it  is 
situate  and  they  refuse  to  accept  of  the  sale  tendered."^ 

'Col.  Rec.  I,  p.  351.  This  is  a  widely  recognized  principle  of  community 
life.  M.  de  Laveleye  has  shown  by  concrete  examples  that  it  exists  in 
Russia,  Switzerland,  France,  and  in  Mussulman  countries,  as  Algeria, 
India  and  Java  (Prim.  Prop.,  pp.  11,  151-3).  In  those  countries  where 
community  of  holding  was  the  rule,  of  course  a  law  against  sale  can  refer 
only  to  the  house  lot.  It  is  a  necessary  part  of  primitive  community  life, 
where  it  was  almost  a  religious  tenet  that  the  lands  remain  in  the  posses- 
sion of  the  community.  It  has  its  origin  in  the  patriarchal  family  which 
developed  into  the  patriarchal  community,  wherein  every  member  of  the 
association  was  considered  as  owning  a  share  in  the  lands  of  the  commune, 
and  therefore  had  a  lawful  right  in  the  land  which  each  cultivated.  This 
may  look  back  to  the  time  when  the  community  was  but  a  large  family 
under  the  patriarch,  and  when  the  principle  of  heirship  gave  to  each  a 
share  in  the  common  property.  If  this  be  its  origin,  it  is  curious  to  see 
that  the  New  England  towns  applied  this  principle  from  economic  reasons, 
for  the  safety  and  development  of  the  town  seemed  to  depend  on  some  such 
rule.  Such  principles  must  have  been  known  to  the  settlers,  though  only 
partially  in  practice  in  the  English  parish  (see  note  3,  p.  84).  It  cropped 
out  in  its  completeness  on  New  England  soil,  though  even  there  in  some 
towns  there  was  no  more  elaborate  application  than  had  been  known  in 
the  mother  country.  To  explain  it  it  is  not  necessary  to  suppose  a  return 
to  a  primitive  system ;  there  is  no  missing  link  in  the  chain  of  direct 
descent  from  Germany  to  America. 


The  Land  System.  73 

This  law  was  passed  in  1660,  and  is  the  only  instance  in 
New  England  history  in  which  the  towns  were  unable  to 
settle  such  matters  for  themselves.^  The  will  of  the  court 
was  binding,  for  the  towns  did  not  consider  themselves  suffi- 
ciently independent  to  interpret  this  law  as  they  pleased.  In 
1685  they  asked  through  their  representatives  whether  the 
court  intended  that  all  lands  within  the  township  should  "  be 
tendered  to  sale  to  the  town  before  any  other  sale  be  made  of 
them  to  any  other  than  the  inhabitants  of  the  town  "  where 
they  were  situated.  To  this  the  court  answered  in  the 
affirmative.^  One  of  the  towns  had  already  construed  the 
law  very  strictly,  though  the  above  appeal  to  the  court  seems 
to  show  a  growing  uneasiness  under  the  strictures  of  a 
prohibitive  law. 

Wethersfield  declared  in  special  town  meeting  regarding 
the  division  of  1670,  that  "no  man  or  person  whatsoever, 
who  either  at  present  is  or  hereafter  be  a  proprietor  in  the 
lands  mentioned  shall  at  any  time,  either  directly  or  indi- 
rectly, make  any  alienation,  gift,  sale  or  other  disposition  of 
his  property  in  the  said  lands  to  any  person  who  shall  not  be 
for  the  time  being  an  inhabitant  of  this  town.'^^  In  case 
such  alienation  took  place  the  proprietor's  right  was  forfeited, 
the  sale  void,  and  the  land  returned  to  the  town  for  reallot- 
ment  by  the  proprietors.  This  injunction,  however,  had  to 
be  twice  repeated.  Notwithstanding  which  there  were  sold, 
some  time  within  the  next  fifteen  years,  six  of  these  lots,  and 
the  attention  of  the  town  having  been  called  to  it,  in  order 
that  the  former  vote  should  not  be  a  mere  dead  letter,  it  was 
ordered  that  the  lots  be  recovered  aud  returned  to  the  town. 
The  committee  of  one  appointed  to  recover  was  given  two  of 

'  The  question  was  brought  up  in  the  Massaohusotts  Court  as  to  whether 
the  towns  had  the  right  of  pre-emption  or  forbidding  of  sale.  No  action 
was  taken,  and  possiblj  the  court  thought  the  matter  a  subject  for  town 
management.    Mass.  Col.  Reo.  I,  201. 

«Col.  Roc.  Ill,  18e-7. 

» Weth.  Rec,  Mar.  8, 1670-71. 


74  The  River  Towns  of  Connecticut. 

the  lots  as  payment,  and  the  remainder  reverted  to  the  town. 
It  would  be  interesting  to  know  whether  this  restriction  upon 
freedom  of  sale  was  actually  carried  out.^ 

The  town  passed  a  similarly  binding  law  at  the  time  of  the 
second  division,  but  nothing  further  is  heard  of  the  matter. 
Hartford  having  voted  in  1635  that  the  offer  of  house-lots  must 
first  be  made  to  the  town,  or  to  some  one  of  whom  the  town 
approved,  said  nothing  more  about  alienation,  and  the  General 
Court  order  was  passed  before  it  made  another  division. 
Windsor  began  to  divide  after  such  laws  had  ceased  to  be 
necessary,  and  made  no  restrictions  on  sale;  but  in  many 
other  towns  in  the  colony  the  principle  was  applied.  The 
object  of  such  a  law  was  evidently  twofold :  to  prevent  town 
lands  from  falling  into  the  hands  of  persons  dwelling  in  other 
towns  or  colonies,  with  the  consequent  loss  to  the  town  of  all 
the  fruits  of  its  own  territory,  and  to  prevent  the  admission 
of  persons  likely  to  be  obnoxious  or  injurious  to  the  town's 
interest ;  for  Hartford  and  Windsor  each  required — at  least 
in  a  few  instances — that  the  owners  of  land  should  secure  the 
town  against  damage  resulting  from  sale  to  an  outsider. 

There  is  little  doubt  that  rules  of  this  nature  in  practical 
application  were  often  relaxed.  Hartford  allowed  in  1640 
to  all  her  original  settlers  the  privilege  of  selling  all  the  lands 
that  they  were  possessed  of,  and  there  is  plenty  of  evidence 
that  sales  had  taken  place  from  the  earlier  divisions,  though 
not  to  persons  dwelling  out  of  the  colony.  The  increase  of 
inhabitants  would  make  the  enforcement  of  such  a  rule  a  matter 
of  constantly  greater  difficulty.  In  comparing  the  Wethersfield 
order  with  those  of  other  towns,  we  find  none  so  strict  in  the 
declaration  of  the  alienation  principle.^  Others  allowed,  as 
did  Hartford  in  one  instance  at  least,  in  case  no  purchaser 

*  In  1696  an  inhabitant  applied  to  the  town  for  liberty  to  sell  an  indi- 
vidual grant,  on  account  of  necessity.  The  liberty  was  granted.  Evidently 
the  principle  against  sale  without  permission  was  still  enforced.  Weth. 
Rec,  Aug.  7,  16%. 

*Egleston,  Land  System,  J.  H.  U.  Studies  IV,  pp.  592-594. 


The  Land  System,  76 

was  found  in  the  town  itself,  the  effecting  of  a  sale  elsewhere, 
generally  with  the  approval  of  the  community.  But  the  fact 
that  the  inhabitants  of  the  town  practically  controlled  the 
land  divisions,  while  in  Hartford  and  Windsor  they  were 
managed  by  the  proprietors,  together  with  the  i)re8ence  of  a 
Greneral  Court  order,  may  account  for  the  absence  from  the 
records  of  the  latter  towns  of  as  elaborate  an  order  against 
alienation  as  is  found  in  Wethersfield. 

Evolution  of  New  Towns. 

The  river  towns  were  prolific  mothers.  Ten  daughters 
now  look  to  them  for  their  origin,  and  the  total  number  of 
communities  contained  within  the  historic  boundaries  of  the 
early  settlements  now  equals  the  number  of  the  original 
colonies.  Windsor  has  been  the  mother-stock  from  which 
four  towns  have  been  severed ;  Wethersfield  three,  and  Hart- 
ford three.^  In  the  various  allotments  of  lands  do  we  see  the 
beginnings  of  new  towns.  The  isolated  settler  (at  first  probably 
with  temporary  summer  residence  which  afterward  became 
permanent)  would  be  joined  by  others  to  whom  the  town 
made  single  grants  in  that  quarter.  The  lands  on  the  east 
side  of  the  river  were  early  used  for  farming,  and  the  site  of 
future  towns  became  a  source  for  hay  and  a  corral  for  keeping 
cattle.  The  development  of  such  a  centre  was  by  gradual 
accretion.  In  the  event  of  a  general  division  of  land,  many 
of  those  who  received  shares  withdrew  to  these  lots,  and, 
erecting  houses,  began  the  nucleus  of  a  town.  The  original 
outlying  districts  were  called  Farms,  and  this  nomenclature 

'Windsor:  Bast  Windsor,  South  Windsor,  Ellington,  Windsor  Locks. 
Wethersfield:  Glaftonbury,  Rocky  Hill,  Newington.  Hartford:  East 
Hartford,  West  Hartford,  Manchester.  No  account  is  here  taken  of 
Farmington  and  Simsbury,  as  these  sections  were  not  included  within  the 
limits  of  the  river  towns,  although  by  general  consent  they  were  con- 
sidered  as  l)elonging,  the  former  to  Hartford  and  the  latter  to  Windsor. 
Nor  are  there  included  those  portions  of  territory  which  were  cut  off  to 
form  but  a  part  of  Another  town,  as  Berlin,  Bloomfleld,  and  Marlborough. 


76  The  River  Towjis  of  Connecticut. 

is  generally  found  in  the  Connecticut  colony.^  The  dwellers 
in  the  farms  still  continued  to  be  present  at  the  only  meeting- 
house in  the  township,  and  to  cross  the  river  or  the  belt  of 
dense  woods  for  attendance  at  the  monthly  town  meeting. 
But  it  was  not  long  before  that  oldest  of  institutions,  the 
village  pound,  which  is  said  to  be  older  than  the  kingdom, 
was  established  and  formed  the  first  centralizing  factor. 
Before  the  community  was  recognized  as  either  a  religious  or 
a  civil  unit,  before  a  thought  of  separation  had  entered  the 
mind  of  its  founders,  it  received  permission  to  "make  and 
maintain  a  pound  "^  for  the  common  use  of  the  settlers,  some- 
times without  condition,  sometimes  subject  to  the  approval 
of  the  town.  The  pound  began  the  process  of  separation ;  in 
this  one  particular  a  settlement  became  economically  inde- 
pendent, and  the  greater  privileges  only  awaited  an  increase 
in  the  number  of  the  inhabitants.  The  next  step  in  the 
separating  process  was  generally  an  ecclesiastical  one.  Some- 
times the  religious  and  civil  steps  were  taken  at  the  same 
time,  as  was  the  case  in  Glastonbury,  where  the  difficulties 
of  crossing  a  large  river  hastened  the  process.    In  other  cases 

'  In  a  catalogue  of  ministers  in  Massachusetts  and  Connecticut,  by 
Cotton  Mather,  is  the  following:  Windsor,  Mr.  Samuel  Mather;  and 
Farme,  Mr.  Timothy  Edwards.  Tlie  term  side,  though  used  in  Connec- 
ticut, does  not  seem  to  have  had  so  distinctive  a  meaning  as  in  Massachu- 
setts. Yet  it  is  found  to  designate  the  halves  of  a  town  divided  by  a 
rivulet,  as  in  Windsor  and  Hartford.  Each  side  had  its  own  meetings 
and  its  own  officers  in  Hartford.  **  To  secure  the  said  Town  and  Side 
from  damage."  (Hart.  Rec,  p.  153.)  Yet  in  no  case  did  a  side  grow  into 
a  separate  town,  though  at  times  certain  officers,  as  haward,  were  chosen 
by  the  side, 

^Weth.  Rec,  Feb.  24, 1673;  Oct.  15,  1694;  Hart.  Rec,  June  9,  1645. 
Glastonbury  claims  the  first  recognition  of  that  part  of  Wethersfield  as  an 
independent  community  to  be  the  act  of  the  General  Court  in  1653,  giving 
the  Eastsiders  liberty  of  training  by  themselves.  (Chapin's  Glastonbury, 
p.  37.)  This  was  twenty  years  before  that  part  of  the  town  was  granted  a 
pound.  The  date  of  the  beginnings  of  recognition  can  even  be  put  back 
two  years  farther,  when  in  1651  liberty  was  granted  to  the  Farms  anywhere 
in  the  colony,  of  reserving  for  their  protection  one  able-bodied  and  fully 
armed  soldier  on  training  days.  (Col.  Rec.  I,  p.  222.)  In  the  case,  how- 
ever, of  original  settlements,  setting  up  a  pound  was  one  of  the  first  acts. 


I  Wothcri*nel(l. 
a  HariforcJ. 
8  Windsor. 

4  Glastonbury,  IMO. 

5  Bast  Windsor,  17t8. 

6  East  Hartford.  178«. 


Evolution  of  New  Towns. 

7  Elllugt<^in.  17B6,  lying  partly 

In  the  Equivalent. 

8  Marlborough,  1803. 

9  Manohestar,  18». 

10  Bloomfleld.  1886. 

11  Booky  Hill.  1848. 


U  South  Windsor.  1845. 

13  Berlin  (1785),  1850. 

14  West  Hartford.  1854. 

15  Windsor  Looks.  1864. 

16  Mewlngton,  1871. 


The  smallest  circles  represent  villaffes  legally  a  part  of  the  towns  to  which  thej  are 
attached.  The  arrows  on  the  severeu  towns  point  to  the  original  town  of  which  thej 
were  formerly  a  part.  Towns  with  three  arrows  were  forincKi  from  land  taken  from 
three  original  townships.  The  above  are  the  original  boundaries  of  the  River  Towns, 
but  the  nver  course  is  as  at  present. 


The  Land  System,  77 

the  difficulties  of  winter  attendance  led  to  the  granting  of 
winter  privileges,  that  is  the  privilege  of  having  service 
among  themselves  during  the  winter.  Even  the  stiff-necked 
Puritans  did  not  relish  the  idea  of  travelling  five,  six  and 
seven  miles  to  church,  and  foot-stoves  and  hot  stones  were 
not  so  comfortable  as  the  neighboring  room  where  they  would 
meet  to  worship  together.  Often,  however,  winter  privileges 
were  not  sufficient,  and  "  liberty  of  a  minister  "  was  asked 
for  from  the  first.  In  this  case  a  meeting-house  was  generally 
built  and  minister's  rates  established,  and  a  grant  of  land 
made.  Here  we  notice  the  paternal  character  of  the  Greneral 
Court,  for  though  the  petition  was  generally  sent  to  the 
authorities  of  the  town  of  which  they  formed  a  part,  yet  it 
invariably  had  to  be  confirmed  by  the  central  power.  Some- 
times the  Assembly  paid  deference  to  the  wishes  of  the  town, 
as  in  the  case  of  South  Windsor,  where,  finding  Windsor 
unwilling  to  consent  to  the  separation,  it  requested  the 
petitioners  to  wait.^  In  East  Windsor  the  report  of  the 
committee  appointed  to  consider  the  petition  was  adopted, 
notwithstanding  some  remonstrance  from  the  Southsiders.^ 
Again,  in  the  case  of  Ellington,  the  town  of  Windsor  granted 
the  petition  temporarily,  retaining  the  privilege  of  again 
demanding  ministerial  taxes  when  she  pleased.  But  the 
Assembly  a  little  later  freed  them  from  this,  and  granted 
them  a  permanent  ecclesiastical  separation.'*  With  the  grant- 
ing of  winter  preaching  went  the  remission  of  a  third  of  the 
ministerial  taxes,  and  with  the  granting  of  full  j)rivi leges  an 
entire  remission  of  these  taxes  and  a  grant  of  land  to  the  new 
ecclesiastical  centre  for  a  parsonage.  Then  followed  the  incor- 
poration of  the  society,  for  the  church  did  not  become  legally 
established  with  the  corporate  powers  of  a  parish  until  it  had 
received  a  cliarter  from  the  Assembly.*  When  this  act  was 
completed,  town  and  parish  were  no  longer  coterminous.  The 
inhabitant  of  the  township  attended  town  meeting  in  the  central 

•  Stiles,  Windsor,  pp.  293  ff.         •  lb.  pp.  296  fl.         •  lb.  pp.  267  fl. 
*Col.  Rec.  V,  p.  874. 


78  The  River  Totma  of  Connecticut. 

settlement  when  he  wished,  and  worshiped  God  at  the  neigh- 
borhood meeting.  Town  and  parish  records  were  now  kept 
distinct  from  each  other,  the  society  had  its  own  committee 
and  collected  its  own  rates  ;^  as  far  as  practical  separation  was 
concerned  the  two  settlements  were  already  independent.  The 
obligation  to  perform  religious  duties  was  felt  to  be  greater 
than  that  of  attendance  on  civil  assemblies.  Absence  from 
town  meeting  was  not  uncommon,  from  worship  rare. 

While  this  process  was  going  on,  a  gradual  political  inde- 
pendence was  taking  place.  This  began  with  the  election  for 
the  growing  community  of  sundry  officei's,  such  as  haward, 
fence-viewer,  and  surveyor,  who  were  generally  inhabitants  of 
the  settlement,  and  served  only  within  its  borders.  The 
embryo  town  was  gradually  assuming  shape.  It  had  its 
pound,  its  meeting-house,  its  ecclesiastical  committee,  its 
school  and  special  officers,  and  many  a  village  in  Connecticut 
is  in  the  same  condition  to-day,  often  thinking  little  of  the 
next  step,  which  only  an  active  desire  for  civil  independence 
brings  about.  In  the  case  of  Glastonbury,  winter  privileges, 
full  ecclesiastical  privileges,  and  political  independence  were 
consummated  at  one  stroke;  but  with  many  of  the  other 
towns  the  process  was  slow.  Sometimes  incorporation  was 
granted  at  the  first  petition,  more  often  frequent  petitions 
were  necessary. 

It  is  difficult  to  defend  Professor  Johnston's  idea  of  incor- 
poration.^ All  the  towns  of  the  Connecticut  colony  were  either 
offshoots  from  the  original  town  in  the  way  already  pointed 
out,  or  they  owed  their  settlement  either  to  the  movements 
of  dissatisfied  members  of  the  older  communities,  or  (because 
of  a  favorable  situation  for  a  plantation)  to  the  efforts  of  the 
court,  or  of  some  private  individual  to  whom  land  had  been 
granted.  In  the  first  of  the  latter  cases,  as  soon  as  the  idea  of 
settlement  took  practical  shape,  a  petition  was  sent  to  the  Gen- 
eral Court  praying  for  permission  to  inhabit  the  selected  spot. 

^Col.  Rec,  Oct.  12,  1609.  « Johnston,  Connecticut,  pp.  76,  136. 


The  Land  System,  79 

This  was  generally  granted  with  readiness,  often  with  advice 
and  encouragement,  if  done  in  an  orderly  way,  and  a  committee 
was  appointed  by  the  court  to  report  on  its  feasibility,  and  to 
superintend  the  settlement  and  have  charge  of  the  division  of 
lands.  In  the  second  case  a  committee  was  directly  appointed, 
which  was  instructed  to  dispose  of  the  lands  "  to  such  inhabit- 
ants ...  as  by  them  shall  be  judged  meet  to  make  improve- 
ments thereof,  in  such  kind  as  may  be  for  the  good  of  the 
commonwealth."^  Sometimes  the  colony  purchased  the  land, 
and  the  amount  was  to  be  repaid  by  those  who  took  allotments 
there. 

Then  the  process  of  settling  in  the  new  quarter  began, 
under  the  watchful  eye  of  the  court,  and  under  the  direct 
charge  of  the  Grand  Committee,  as  the  town  records  call  it. 
This  committee  governed  the  plantation  until  it  was  incor- 
porated ;  it  made  rules  for  the  planters,  prescribed  the  condi- 
tions of  settlement,  as  that  the  lands  should  be  dwelt  upon  for 
at  least  two  years,  and  that  improvements  should  begin  at 
once  by  ploughing,  mowing,  building  and  fencing;  it  selected 
the  site,  laid  out  the  home-lots,  disposed  of  them  by  sale  or 
grant,  looked  after  highways  and  fences,  made  suitable  pro- 
vision for  the  church,  minister  and  schools,  and  in  fact  did 
all  that  the  town  authorities  of  an  incorporated  town  were 
accustomed  to  do.  "They  were  to  found  a  town,  to  organize 
it,  and  to  supply  it  with  locomotive  force  until  it  got  legs  of 
its  own."^  After  this  process  of  nursing,  the  infant  settle- 
ment became  weaned  from  the  direct  control  of  the  court,  to 
which  it  owed  its  existence,  and  u})on  which  it  was  entirely 
dej)endent  through  the  Grand  Committee,  until  the  court 
itself  at  length  severed  those  ties  which  bound  it,  by  tlje 
decree  of  incorporation.  This  often  took  place  within  a  year, 
as  in  the  case  of  Mattabeseck  (Middletown),  or  within  four  or 
five  years,  as  in  the  case  of  Massacoe  (Simsbury).  The  town 
was  now  entitled  to  the  privileges  and  subject  to  the  burdens 

>  Col.  Rec.  I,  p.  161.  •  Bronson's  Waterbury,  p.  8. 


80  The  River  Towns  of  Connecticut. 

of  the  other  towns ;  it  now  elected  its  constable,  and  pre- 
sented him  to  the  court  for  approbation  and  oath  ;  it  chose 
its  deputies,  its  town  officers ;  began  its  town  records,  admitted 
its  own  inhabitants ;  in  a  word,  did  all  that  the  committee  had 
before  done.  For  the  first  time  it  became  independent,  for 
the  first  time  attained  to  that  degree  of  self-government  which 
the  river  towns  possessed,  limited  though  they  were  by  the 
overshadowing  of  the  General  Court.  Incorporation  meant 
a  great  deal ;  besides  self-organization,  it  meant  payment  of 
rates,  "  in  proportion  according  to  the  rule  of  rating  for  their 
cattle  and  other  visible  estate";^  it  meant  a  constable, 
deputies  and  freemen ;  in  brief,  it  meant  manhood.  In  case  of 
towns  incorporated  within  the  first  sixty  years,  no  objections 
were  made  to  granting  them  this  privilege.  The  colony 
needed  new  towns,  and  encouraged  their  settlement  and 
growth  by  every  possible  means.  But  after  that  time,  when 
the  majority  of  incorporated  towns  were  severed  sections  of 
an  old  town,  incorporation  became  a  different  matter.  Had 
it  been  granted  to  every  petition,  it  might  have  been  construed 
as  a  mere  form ;  but  it  was  by  no  means  so  granted.  The 
General  Court  was  the  power  above  the  town,  and  was  always 
so  recognized.  The  town  was  less  a  republic  than  she  is  now. 
East  Hartford  petitioned  for  sixty  years  for  the  privileges 
which  incorporation  carried  with  it.  The  term  meant  some- 
thing, it  was  the  admission  into  the  body  politic  of  an  organ- 
ized community,  but  the  right  of  deciding  when  it  was  properly 
qualified  lay  with  the  Assembly,  and  it  had  no  rights  except 
what  that  body  allowed  it.  It  is  worthy  of  notice  that  it 
was  as  a  rule  the  lower  house  which  negatived  the  petition. 
Too  often  the  records  of  the  colony  chronicle  only  the  birth ; 
the  travail  attending  it  can  only  be  fully  understood  by 
searching  the  minutes  of  town  and  church.  The  word  of  the 
court  was  final,  and  without  exception  was  desired,  waited  for 
and  accepted. 

'Col.  Bed,  p.  338. 


The  Land  System,  81 

The  same  was  true  of  ecclesiastical  incorporation.  Ques- 
tions regarding  religious  differences,  the  settlement  of  minis- 
ters and  the  organization  of  churches,  were  interfered  with  or 
settled  either  with  or  without  the  request  of  the  town.  But 
with  the  later  divisions  of  churches  and  the  establishment  of 
separate  parishes,  the  position  of  the  State  church  gradually- 
ceased  for  the  Congregationalists.  New  denominations  came 
into  the  field,  which  received  recognition,  thus  estopping  in 
such  cases  the  Assembly  from  any  interference  in  matters 
of  church  organization  or  separation.  The  town  lost  even  its 
distinctive  position  as  a  parish,  and  became  merely  a  local 
administrative  body. 


82  The  River  Tovma  of  Connecticut. 

ni. 

THE  TOWNS  AND  THE  PEOPLE. 

We  have  now  examined  the  nature  of  the  causes  and 
circumstances  which  led  a  remarkable  people  into  this  quiet 
Indian  valley.  We  have  investigated  their  relations  to  the 
soil  which  they  cultivated,  and  the  manner  in  which  they 
endeavored  to  so  apportion  it  that  the  greatest  good  might 
come  to  the  greatest  number.  It  now  remains  to  discuss  the 
conditions  existing  among  the  people  themselves,  in  their 
civil  and  administrative  capacity,  to  discover  the  real  strength 
of  their  town  life,  that  we  may  perhaps  the  better  understand 
what  was  the  home  environment  of  those  men,  whose  com- 
bined actions  as  a  body  politic  have  called  forth  deserved 
admiration  for  the  history  of  a  vigorous  State. 

Freemen,  Inhabitants,  Householders,  Proprietors. 

No  one  of  the  characteristic  differences  between  Massachu- 
setts and  Connecticut  is  so  well  known  and  so  far-reaching 
as  the  extension  of  the  privilege  of  freemanship.  The  errors 
which  must  accompany  a  restriction  of  the  suffrage  to  church 
members  find  no  place  in  the  Connecticut  fundamentals. 
The  platform  was  broad,  and  based  on  the  opinion  of  the 
majority  of  the  people  composing  the  commonwealth.  The 
theocratic  limitation  takes  for  granted  a  falsity :  that  every 
church  member  must  of  necessity  be  the  most  worthy  partici- 
pator in  civil  affairs.  Thus  there  would  be  admitted  to  the 
franchise  men  of  inferior  and  unworthy  qualifications,  while 
many  of  sagacity  and  wisdom,  and  often  greater  conscientious- 
ness, would  find  themselves  debarred.^  No  greater  privilege 
could  be  accorded  to  a  town  and  its  inhabitants  than  that 
inserted  in  the  first  section  of  the  constitution  of  1639,  that 

'  Ellis,  Puritan  Age,  p.  209. 


The  Totem  and  the  People,  83 

choice  of  the  governor  and  magistrates  "shall  be  made  by 
all  that  are  admitted  freemen  and  have  taken  the  oath  of 
Fidelity  and  do  cohabitte  within  this  jurisdiction  (having 
beene  admitted  Inhabitants  by  the  major  part  of  the  Towne 
wherein  they  live)  or  the  major  parte  of  such  as  shall  be  then 
present."^  This,  then,  threw  the  burden  on  the  inhabitants 
of  the  diiferent  towns,  who,  so  far  as  the  constitution  went, 
might  reguhite  the  admission  of  additional  inhabitants  as 
they  pleased.  That  the  same  general  rules  for  such  admission 
were  operative  in  each  of  the  towns  is  undoubted,  otherwise 
the  equity  of  the  law  would  have  been  destroyed. 

Before  going  further,  then,  it  is  necessary  to  examine  the 
conditions  which  influenced  the  inhabitants  of  a  town  in 
adding  to  their  number.  For  the  first  sixty  years  the  town- 
ship and  the  parish  were  identical.  There  was  one  meeting- 
house, and  here  met  inhabitants  to  perform  both  civil  and 
religious  duties.  The  aifairs  of  town  and  church  were  alike 
passed  upon  at  the  civil  meeting,  and  it  is  not  surprising 
that  the  religious  atmosphere  lingered  in  the  historic  edifice 
to  influence  the  words  and  acts  of  a  purely  civil  body.  The 
conformity  to  the  laws  of  the  church  would  compel  a  recogni- 
tion of  its  precepts  in  matters  of  government.  Theoretically, 
church  and  state  were  separated;  practically,  they  were  so 
interwoven  that  separation  would  have  meant  the  severance 
of  soul  and  body.  Consequently,  whosoever  failed  to  meet 
an  approval  based  on  the  general  principles  of  doctrine  and 
ethics  which  the  church  believed  in,  would  be  rejected  as  an 
unfit  inhabitant.  But  such  unfitness  must  not  be  construed 
as  in  any  way  comparable  with  the  narrow  lines  laid  down 
in  Massachusetts.  For  the  town's  own  protection  it  was 
necessary  that  all  who  would  be  burdensome  to  it,  or  would, 
from  factious  or  drunken  conversation,  be  damaging  to  its 
interests  or  its  reputation,  should  be  forbidden  admission. 

>Col.  Rec.  I,  p.  31.  The  passage  in  parenthesis  was  probably  ituierted 
in  1G13,  when  an  amendment  to  that  effect  was  passed  by  the  (General 
Court.  (Col.  Rec.  I,  p.  90.)  For  the  Oath  of  Fidelity  see  Col.  Reo.  I,  p.  02. 


84  The  River  Totvns  of  Connecticut 

The  opinion  of  the  majority  was*  likely  to  be  averse  to  all 
positively  out  of  harmony  with  their  Congregational  tenets/ 
such  as  "  loathsome  Heretickes,  whether  Quakers,  Ranters, 
Adamites  or  some  others  like  them."  It  was  not,  however, 
until  1656  that  the  General  Court,  following  the  recommenda- 
tion of  the  Commissioners  for  the  United  Colonies,  passed  an 
order  forbidding  the  towns  to  entertain  such  troublesome 
people.^  But  no  one  became  a  permanent  resident  of  the 
town  until  he  was  admitted  an  inhabitant.  The  floating  body 
of  transients  were  a  political  nonentity,  and  though  from  the 
nature  of  things  they  formed  a  necessary  element,  one  can 
hardly  call  them,  as  does  Dr.  Bronson,  a  rightful  element.^ 
Their  rights  were  meagre  in  the  extreme,  and  the  towns, 
paying  them  a  scant  hospitality,  got  rid  of  them  as  rapidly  as 
possible.  As  early  as  1640  Hartford  passed  a  vote  ordering 
that  whosoever  entertained  any  person  or  family  in  the  town 
above  one  month,  without  leave  from  the  town,  should  be 
liable  for  all  costs  or  troubles  arising  therefrom,  and  at  the 
same  time  might  be  called  in  question  for  such  action.^ 

^  Col.  Rec.  I,  pp.  283,  303.  Compare  Bronson,  Early  Government  in 
Connecticut,  p.  312. 

•Bronson,  Early  Government,  p.  311. 

2  Hart.  Rec,  Jan.  14,  1639.  Probably  "Wethersfield  and  Windsor  passed 
similar  orders,  though  the  records  are  missing  for  the  first  fifteen  years. 
It  is  evident  that  the  same  economic  reasons  against  alienation  or  rent  of 
land  to  strangers  without  giving  security  were  at  work  in  the  English 
parish,  so  that  in  this  particular  the  colonists  simply  enlarged,  on  account 
of  the  greater  dangers  of  their  situation,  a  condition  with  which  they 
were  familiar.  Notice  this  by-law  of  Steeple  Ashton  parish:  "Item: 
whereas  there  hath  much  poverty  happened  unto  this  parish  by  receiving 
of  strangers  to  inhabit  there,  and  not  first  securing  them  against  such 
contingences  ...  It  is  ordered,  by  this  Vestry,  that  every  person  or 
persons  whatsoever,  who  shall  let  or  set  any  housing  or  dwelling  to  any 
stranger,  and  who  shall  not  first  give  good  security  for  defending  and 
saving  harmless  the  said  Inhabitants  from  the  future  charge  as  may 
happen  by  such  stranger  coming  to  inhabit  within  the  said  parish, — and 
if  any  person  shall  do  to  the  contrary, — It  is  agreed  that  such  person,  so 
receiving  such  stranger  shall  be  rated  to  the  poor  20  sh.  monthly  over  and 
besides  his  monthly  tax."  (Toulmin  Smith,  The  Parish,  pp.  514-15; 
see  also  p.  528  for  a  similar  by-law  in  Ardley  parish,  Hertfordshire. ) 


The  Towns  and  the  People.  85 

Can  we  not  fairly  say  that  before  1657  there  was  universal 
sufirage  in  Connecticut,  and  approximately  complete  repre- 
sentation? It  was  more  universal  than  it  is  now,  for  free- 
manship  was  conferred  upon  all  above  sixteen  who  brought 
a  certificate  of  good  behavior  from  the  town.^  This  ideal 
democracy  is  the  more  striking  when  we  realize  that  in 
Massachusetts  none  but  freemen  (chosen  by  the  General  Court) 
could  "  have  any  vote  in  any  town  in  any  action  of  authority 
or  necessity  or  that  which  belongs  to  them  by  virtue  of  their 
freedom,  as  receiving  inhabitants  or  laying  out  of  lotts,  etc.""^ 
This  meant  that  only  about  one-sixth  of  the  inhabitants  of  a 
town  were  allowed  any  voice  in  matters  for  the  carrying  out 
of  which  all  the  inhabitants  were  taxed.  The  building  of  the 
church,  the  maintenance  of  the  same,  the  election  and  institu- 
tion of  the  minister,  were  in  the  hands  of  the  few,  yet  for  all 
these  the  many  paid  their  proportion.  No  matter  how  many 
inhabitants  a  town  contained,  unless  there  were  ten  freemen 
among  them,  they  were  allowed  no  representation  at  the 
General  Court.^  It  is  by  such  a  contrast  that  we  appreciate 
the  full  meaning  of  the  liberal  attitude  of  Connecticut  for  the 
first  twenty  years  of  her  history. 

To  what,  then,  are  we  to  ascribe  the  narrowing  of  the 
political  boundaries  which  took  place  in  1657?  It  has  been 
said  that  there  was  an  infusion  of  an  inharmonious  element  at 
this  time  into  the  colony,  evidently  referring  to  the  Quakers. 
These  people  appeared  in  Boston  first  in  1652.  Their  num- 
bers were  very  small,  and  strenuous  efforts  were  made  to  keep 
them  out.  Their  books  were  bunied,  themselves  committed 
to  prison,  and  shipmasters  enjoined,  on  penalty  of  fine  and 
imprisonment,  not  to  bring  any  into  the  colonies.  In  Con- 
necticut an  unfortunate  controversy  in  the  church  in  Hartford 
caused  the  appearance  of  the  Quakers  to  be  viewe<l  with 
alarm.   The  General  Court  eagerly  followed  the  recommenda- 

»Col.  Rec.  I,  p.  189. 

« Maw.  Col.  Uec.  I,  p.  161. 

*Ma88.  Col.  Keo.  I,  p.  178. 


86  Tlie  River  Totons  of  Connecticni. 

tion  of  the  United  Commissioners  and  passed  a  law  against 
them  two  weeks  before  the  Massachusetts  court  convened.^ 
But  there  is  not  the  slightest  evidence  that  there  had  yet 
come  a  Quaker  into  Connecticut ;  the  dread  of  them  was 
enough.  The  colonial  magistrates  scented  Quakerism  from 
afar  and  passed  laws  as  stringent  as  if  this  "  cursed  set  of 
haeriticks''  were  already  as  thick  as  tramps  in  the  colony. 
Even  in  New  Haven,  more  easily  reached  by  Quakers 
escaping  from  Massachusetts,  there  was  a  minimum  of  cases 
tried  under  the  law.^  If  any  Quakers  reached  Connecticut 
they  passed  unnoticed  by  the  towns,  though  the  records 
notice  the  presence  of  Jews.  It  does  not  seem  possible,  then,  to 
ascribe  to  this  cause  the  passage  of  the  law  in  1657  limiting  the 
suffrage.  This  law  defined  admitted  inhabitants,  mentioned 
in  the  seventh  Fundamental,  that  is  the  freemen,  as  "  house- 
holders that  are  one  and  twenty  years  old  or  have  bore  office 
or  have  30 1.  estate."  This  meant,  interpreted,  that  no 
unmarried  man  in  the  colony  could  vote  for  governor,  mag- 
istrates or  deputies  unless  he  had  himself  held  office  or  was 
possessed  of  real  estate  of  thirty  pounds  value — a  large  sum 
in  those  days  when  rateable  estate  averaged  *  about  sixty 
pounds  to  each  inhabitant.^  But  this  law  has  nothing  to  do 
with  the  persons  to  be  admitted  into  the  various  towns  as 
inhabitants;  it  only  declared  that  hereafter  admission  into 
the  various  towns  as  inhabitants  was  not  a  sufficient  qualifi- 
cation for  a  freeman.  The  colony  was  losing  faith  in  its 
towns.  As  before  said,  in  connection  with  the  proprietors,^ 
the  meetings  were  in  the  control  of  those  who  were  admitting 
such  as  were  not  of  honest  conversation  and,  in  the  eyes  of 
the  court,  acceptable  as  freemen.  The  cause  of  this  is  not  far 
to  seek.  The  first  generation  were  passing  away ;  the  fathers 
were  giving  way  to  the  children.     The  narrow  circle  within 


1  Col.  Rec.  I,  pp.  283,  303,  308.   Mass.  Col.  Rec.  IV,  Part  I,  pp.  277,  278. 

'^Levermore,  New  ITaven,  pp.  135-6. 

'Col.  Rec.  I,  p.  293.     Broiison,  Early  Government,  p.  315. 

*  Supra,  pp.  52-3. 


The  Towns  and  tJie  People,  87 

which  the  former  were  willing  to  grant  the  exercise  of  pure 
democratic  principles  was  broadening  under  the  more  catholic 
views  of  the  new  generation,  and  men  of  many  sorts  seem 
to  have  been  admitted,  or  to  have  established  themselves 
without  the  knowledge  of  the  town  authorities.  If  the  dying 
out  of  the  old  spirit  ushered  in  an  era  of  religious  change, 
as  seen  in  the  Hartford  controversy,  it  also  marks  an  era 
of  political  change,  as  seen  in  the  law  limiting  the  suffrage. 
It  makes  a  small  show  on  the  statute  book,  but  it  is  a 
sure  index  to  the  looseness  of  system  which  had  grown 
up  in  the  various  towns.  But  if  the  children  and  those 
whom  they  admitted  controlled  in  the  towns,  the  fathers 
were  in  ascendency  at  the  court,  and  the  limitation  law  was 
the  result.  Yet  not  even  this  law  was  stringent  enough.  In 
the  lists  of  135  inhabitants  made  freemen  within  the  ensuing 
two  years,  are  to  be  seen,  mingled  with  the  names  familiar 
to  the  student  of  the  earlier  period,  many  entirely  new  to  the 
colony.  This  number  was  too  great — considerably  more  than 
half  of  all  admitted  in  twenty-three  years  under  the  constitu- 
tion,^— and  the  court  changed  the  thirty  pounds  real  estate 
to  thirty  pounds  personal  estate.^  On  this  account  but  three 
new  freemen  were  created  during  the  next  three  years  and  a 
half  before  the  receipt  of  the  charter.  This  action  of  the  court 
apparently  aroused  the  towns  to  a  realization  of  their  position, 
and  Windsor  passed  an  order  regulating  the  admission  of 
inhabitants  in  June,  1659,  and  Hartford  followed  with  a 
forcible  protest  against  intruding  strangers  the  February 
following,  in  which  it  is  declared  that  no  one  was  to  be 
admitted  an  inhabitant  "  without  it  be  first  consented  to  by 
the  orderly  vote  of  the  inhabitants."  ^    The  word  which  we 

'  Bronson,  Early  Goveniment,  p.  815. 

•Col.  Rea  I,  p.  831. 

*  No  abstract  of  theae  votes  could  be  so  graphic  as  the  votes  theroselvM, 
"  The  townsmen  took  into  consideration  how  to  prevent  inconvenience  and 
damage  that  may  come  to  the  town  if  some  order  be  not  established  alx)ut 
entertainment  and  admitting  of  persons  to  be  inhabitant  in  the  town. 


88  The  River  Towns  of  Connecticut 

have  italicized  is  the  key  to  an  explanation  of  what  had  been 
the  condition  of  the  meetings  before,  and  helps  to  substan- 
tiate the  position  already  taken  regarding  a  growing  looseness 
in  the  town  system.  The  machinery  for  admission  had  not 
been  successful  under  the  constitution;  it  had  caused  much 
trouble,  and  the  cause  seems  to  have  been  organic.  With 
church  and  state  practically  interwoven,  the  theory  of  the  one 
was  too  narrow,  and  of  the  other  too  broad.  The  throes 
of  the  controversial  period  had  this  result.  By  the  Half 
Way  Covenant  the  lines  of  church  theory  were  extended;  by 
the  restrictions  upon  the  right  to  vote,  the  lines  of  the  theory 
of  state  were  contracted ;  and  these  two  great  factors,  democ- 
racy and  church  membership,  no  longer  so  unequally  yoked, 
and  made  more  harmonious  by  that  liberal  guide  for  action, 
the  charter,  ceased  to  struggle  for  the  supremacy;  neither 
was  destined  to  swallow  the  other. 

With  the  narrowing  of  the  elective  franchise,^  the  right  was 

We  therefore  order  that  no  person  or  persons  whatsoever  shall  be  admitted 
inhabitant  in  this  town  of  Windsor  without  the  approbation  of  the  town  or 
townsmen  that  are  or  shall  be  from  year  to  year  in  being.  Nor  shall  any 
man  sett  or  sell  any  house  or  land  so  as  to  bring  in  any  to  be  inhabitant  into 
the  town  without  the  approbation  of  the  townsmen,  or  giving  in  such 
security  as  may  be  accepted  to  save  the  town  from  damage. "  ( Wind .  Rec. , 
June  27,  1659,  vol.  I,  p.  40.)  Stiles  gives  the  year  wrongly,  1058  (p.  54). 
The  Hartford  record  is  as  follows:  "for  the  preventing  future  evils  and 
inconveniences  that  many  times  are  ready  to  break  in  upon  us,  by  many 
persons  ushering  in  themselves  among  us  who  are  strangers  to  us,  through 
whose  poverty,  evil  manners  or  opinions,  the  town  is  subject  to  be  much 
prejudiced  or  endangered.  It  is  therefore  ordered  at  the  same  town  meet- 
ing that  no  person  or  persons  in  Hartford,  shall  give  any  part  of  his  or 
their  house  to  him  or  them  whereby  he  or  they  become  an  inmate,  with- 
out it  be  first  consented  to  by  the  orderly  vote  of  the  inhabitants  at  the 
same  town  meeting,  under  the  forfeiture  of  five  pounds  for  every  month, 
to  be  recovered  by  the  townsmen  in  being  by  a  course  of  law."  (Hart. 
Rec,  Feb.  14,  1659  (1660  N.  S.). 

*  It  is  not  our  purpose  to  trace  further  the  history  of  popular  suffrage. 
With  the  coming  of  the  charter  a  law  was  passed  which,  as  it  practically 
remained  the  law  till  1818,  is  worth  quoting :  **  This  Assembly  doth  order 
that  for  the  future  such  as  desire  to  be  admitted  freemen  of  this  corpora- 


The  Toums  and  the  People.  89 

taken  away  from  a  number  of  inhabitants  of  voting  for  colonial 
officers.  Every  freeman  was  an  inhabitant,  but  not  every 
inhabitant  a  freeman.  For  the  former  the  only  qualification 
was  that  he  be  of  honest  and  peaceable  conversation  and 
accepted  by  the  major  part  of  the  town.  In  1682  the  court 
passed  a  law  forbidding  persons  of  "  ungovernable  conversa- 
tion," who  pretended  to  be  hired  servants,  or  who  pretended 
to  hire  houses  and  lands,  and  who  would  be  likely  to  prove 
vicious,  burdensome  and  chargeable  to  the  town,  from 
remaining  there.  Wethersfield,  acting  upon  this,  at  once 
warned  four  men  out  of  town.  The  towns  frequently  declared 
certain  persons  "  no  inhabitants,"  and  in  general  carried  out 
the  provisions  of  the  law  with  celerity. 

Within  the  circle  of  inhabitants  were  the  householders,  who, 
as  the  name  implies,  were  probably  heads  of  families,  or 
owners  of  a  sufficient  amount  of  real  estate.  A  study  of  the 
list  of  those  who  received  in  the  division  of  1670^  shows 
that  eight  were  probably  not  freemen,  and  five  were  women.^ 
Of  course  this  gives  us  no  positive  clue  to  the  position  of  a 
householder,  but  it  shows  that  in  the  Connecticut  colony  one 
need  not  be  a  freeman  and  might  be  a  woman.    The  simplest 

tion  shall  present  themselves  with  a  certificate  under  the  hands  of  the 
major  part  of  the  Townsmen  where  they  live,  that  they  are  persons  of 
civil,  peaceable  and  honest  conversation  and  that  they  have  attained  the 
age  of  twenty-one  years  and  have  20  1.  estate,  besides  their  person  in  the 
list  of  estate ;  and  that  such  persons  so  qualified  to  the  court's  approba- 
tion shall  be  pre^nted  at  October  court  yearly  or  some  adjourned  court 
and  admitted  after  the  election  at  the  Assembly  in  May.  And  in  case  any 
freemnn  shall  walk  scandalously  or  commit  any  scandalous  oflfenco  and  be 
legally  convicted  thereof,  he  shall  be  disfranchised  by  any  of  our  civil 
courts."    Col.  Rec.  I,  p.  889. 

>  See  p.  56. 

•  The  seventy-six  names  in  the  Wethersfield  Records,  compared  with  the 
list  of  freemen  of  1609  (Col.  Rec.  II,  p.  518),  leaves  twenty  names  unac- 
counted for.  Two  of  these  are  found  in  the  Hartford  lists.  Right  more 
were  propounded  in  May,  1669,  and  accepted  in  October,  1669.  Two  others, 
proiwunded  in  May,  1670,  were  accepted  in  October,  1670.  The  division 
did  not  take  place  until  the  February  following.  This  leaves  only  eight 
unaccounted  for,  of  which  the  recorded  admission  of  two  with  similar 
names  makes  further  reduction  to  six  possible. 


90  The  River  Toivns  of  Connecticut 

defiuition  of  a  householder  is  the  head — male  or  female — of  a 
household. 

The  position  of  the  proprietors  has  already  been  practically 
discussed.  They  probably  formed  a  small  circle  of  men 
within  the  larger  circle  of  householders  and  inhabitants,  com- 
posing, as  has  been  well  said,  a  land  community  as  distinct 
from  the  political  community.^  A  proprietor  was  not  of 
necessity,  however,  resident,  though  in  the  majority  of  cases 
he  was  so.  In  origin  they  were  a  body  of  men  who  collec- 
tively purchased  lands  of  the  natives,  through  grant  of 
the  General  Court  or  otherwise.  The  right  of  each  in  the 
purchased  land  could  be  sold,  exchanged,  or  left  by  will. 
Generally  on  removal  such  rights  were  sold  to  new-comers, 
who  thus  became  proprietors,  or  some  one  of  the  inhabit- 
ants by  such  purchase  added  to  his  own  rights.  Often 
they  were  retained  and  looked  upon  as  stock  in  a  corpo- 
ration.'^    This   naturally   led   to   the  existence   of  proprie- 

^  Egleston's  Land  System,  p.  581. 

2  We  find  records  of  the  conveyances  of  title  in  the  common  lands  of  a 
town  from  one  person  to  anotlier.  Such  right  and  title  was  valued 
according  to  the  number  of  pounds  annexed  to  the  name  of  the  proprietor  in 
a  certain  list  at  the  time  of  division.  This  number  of  pounds  right  was 
proportioned  to  the  amount  which  the  person  had  given  in  original  pay- 
ment for  the  lands.  To  show  how  such  rights  passed  from  hand  to  hand  we 
have  record  as  follows :  "  Edward  Ball  and  James  Post  of  Saybrook  convey 
all  their  right,  title  and  interest  in  the  common  and  undivided  land  of  Hart- 
ford to  Samuel  Talcott,  Samuel  Flagg  and  Daniel  Edwards,  being  the 
right  of  Stephen  Post,  formerly  of  Hartford,  deC^,  whose  name  appears 
in  the  list  of  Proprietors  in  1671  with  a  £24  right"  (Hart.  Book  of  Distr., 
p.  149).  Such  a  right  was  divisible  and  could  be  sold  in  parts  to  different 
persons,  and  when  laid  out,  was  not  so  done  all  at  once.  The  above 
list  is  found  in  Book  of  Distr.  p.  581,  with  each  proportion  in  pounds, 
highest  £160,  lowest  £6.  The  division  was  genernlly  acre  for  pound. 
The  rights  are  spoken  of  as  £24  right,  £10  right,  etc.,  and  half  and  quarter 
rights  are  mentioned  where  a  man  purchased  part  of  the  right  of  another. 
This  quotation  shows  the  workings  of  the  system  :  "  Laid  out  to  Thomas 
Sandford,  one  of  the  legal  heirs  of  Jeremy  Adams,  one  of  the  ancient  pro- 
prietors of  the  sum  of  £15,  which  is  what  remains  of  said  Adams'  right  to 
be  laid  out,  and  also  £5.  6.  10.  in  the  right  of  Robert  Sandford  under 
Hale,  which  is  all  that  remains  to  be  laid  out  in  said  right."  (Hart. 
Land  Records,  18,  p.  477. ) 


The  Tovms  and  the  People,  91 

tors  holding  rights  in  one  town  and  living  in  another,  or 
even  out  of  the  colony,  and  troubles  frequently  arose.  It 
was  a  claim  of  this  kind  which  gave  rise  to  a  vexatious  suit, 
lasting  three  years,  of  an  inhabitant  of  Hartford,  for  one 
hundred  acres  of  land  in  Wether sfield,  he  basing  his  claim 
on  his  right  in  the  division  of  1693,  as  received  from  his 
father-in-law.  The  neglected  proprietor  won  his  case.^  The 
proprietors,  as  such,  had  no  political  rights.  It  was  only  in 
their  capacity  as  admitted  inhabitants  that  they  voted  in 
town  meeting. 

Thus  we  have  seen  that  the  people  composing  a  town  in 
the  Connecticut  colony  were  made  up  of  inliabitants,  house- 
holders, proprietors,  and  freemen,  no  one  class  entirely 
excluding  another,  while  the  majority  of  adult  males  could 
undoubtedly  lay  claim  to  all  four  titles.  The  right  to  vote 
in  town  meeting  and  to  hold  town  office  at  first  was  the 
privilege  of  any  one  admitted  by  the  town.  But  as  time 
went  on  it  is  evident  that  the  same  looseness  of  system  which 
led  to  the  limitation  of  the  general  suffirage  was  to  have  its 
effect  on  the  towns  themselves.  The  "honest  conversation  " 
clause  had  to  be  repeated  by  the  court,  and  the  votes  already 
recorded  explain  the  action  of  two  of  the  towns  in  1659. 
Wethersfield  has  a  very  caustic  protest  of  a  later  date  from 
twenty-eight  inhabitants,  and  possibly  proprietors,  which 
speaks  of  the  "  cunning  contrivances  and  insinuations  which 
men  are  studious  to  doe  .  .  .  voating  in  town  meetings  when 
the  inhabitants  have  many  of  them  been  withdrawn,  and 
because  there  is  not  enuff  present  to  countermand  their  pro- 
ceedings," etc.'  So  we  may  be  sure  that  there  was  some 
ground  for  the  passage  by  the  court  of  a  law  restricting  the 

'  Mr.  Hooker's  suit  was  a  matter  of  great  concern  to  the  town.  Fearing 
to  lose  the  land,  the  town  even  empowered  the  selectmen,  in  case  the  suit 
went  against  them,  to  ''address  her  Majestie  by  petition,  praying  her 
Majestie  take  notice  in  this  case,  and  do  as  in  her  wisdom  her  Majestie 
shall  see  meet,  whereby  justice  may  bo  done."  Weth.  Kec.,  Oct.  4,  1708 ; 
July  8. 1710  ;  Dec.  18, 1710  :  April  34,  1711 ;  August  80,  1711. 

*  Weth.  Bee.,  Jan.  28, 1697. 


92  The  Rivei'  Tovms  of  Connedicid. 

right  of  voting  in  town  meetings.  In  1679  the  court  decreed 
that  because  there  were  a  "number  of  sourjourners  or  inmates 
that  do  take  it  upon  themselves  to  deal,  vote  or  intermeddle 
with  public  occasions  of  the  town  or  place  where  they  live," 
therefore  no  one  except  an  admitted  inhabitant,  a  householder 
and  a  man  of  sober  conversation,  who  has  at  least  fifty  shil- 
lings freehold  estate,  could  vote  for  town  or  country  officers 
or  for  grants  of  rates  or  lands. ^  The  towns  take  no  notice 
of  this  order,  and  if  it  was  carried  out,  as  was  probably  the 
case,  it  was  practically  the  first  limitation  on  the  right  of 
voting  in  regular  town  meeting.  The  towns  clung  to  their 
democratic  principles  longer  than  did  the  colony. 

Growth  of  the  Official  System. 

There  seems  to  be  a  good  deal  of  misapprehension,  par- 
ticularly among  those  to  whom  the  early  history  of  the  colony 
in  its  detail  is  not  familiar,  regarding  the  exact  nature  of  the 
settlement.  It  has  been  conceived  of  as  the  bodily  transpor- 
tation of  three  organized  towns,  as  if  the  emigrants  migrated 
like  an  army  completely  officered.  It  is  true  that  nearly  alP 
the  settlers  came  from  three  Massachusetts  towns,  but  they 
by  no  means  came  all  at  once.  Two  of  the  bodies  came  as 
organized  churches,  but  this  was  after  the  three  centres  of 
settlement  had  been  occupied  by  previous  planters,  and  after 
they  had  become  towns  in  the  eyes  of  the  law  by  the  act  of 
the  provisional  government,  based  on  the  decree  of  the  Massa- 
chusetts court  the  year  before.^  Mr.  Hooker  did  not  arrive 
until  the  June  following.  Mr.  Warham  had  probably  but 
just  arrived  with  the  greater  part  of  the  Dorchester  people, 

^Col.  Rec.  Ill,  p.  34.  Although  this  is  practically  the  first  limitation 
of  town  suffrage,  there  was,  however,  an  early  order  passed  to  this  effect, 
**  if  any  person  .  .  .  have  been  or  shall  be  fined  or  whippen  for  any  scan- 
dalous offense  he  shall  not  be  admitted  after  such  tyme  to  have  any  voate 
in  Towiie  or  Commonwealth  .  .  .  until  the  court  manifest  their  satisfac- 
tion."    (Col.  Rec.  I,  p.  138.) 

2**  Members  of  Newe  Towne,  DorchestS  Waterton  and  other  places." 
(Mass.  Col.  Rec.  I,  pp.  170,  171.) 

8  Mass.  Col.  Rec.  I,  p.  160. 


The  Towns  and  the  People,  93 

and  the  Wethersfield  church  was  organized  at  the  same 
meeting  of  the  court.  Massachusetts  eWdently  looked  upon 
the  settlement  as  one  plantation,  for  she  appointed  for  it  but 
one  constable.  It  was  one  plantation,  but  the  conditions  of 
settlement  allowed  its  ready  separation  into  three  distinct 
towns,  through  the  powers  vested  in  the  commissioners.  But 
it  is  almost  misleading  to  call  them  towns  even  now,  for 
practically  they  were  three  plantations  organized  on  a  mili- 
tary basis.  The  constable  at  first  was  a  military  officer.  The 
equipment  was  the  drakes — one  for  each  town — granted  by 
the  Massachusetts  court  the  year  before.^  This  step  was  the 
beginning  of  recognition  of  the  triple  nature  of  the  settlement. 
First  the  towns  had  a  military  organization,  then  a  religious 
organization,  and  last  of  all,  an  act  that  was  not  completed 
until  the  passage  of  the  orders  of  1639,  an  independent  civil 
organization.  For  two  years  and  a  half  it  is  extremely  pro- 
bable that  the  only  civil  officers  were  the  constable,  whose 
position  was  semi-military,  the  collectors,  appointed  by  the 
court  to  gather  the  rates,  the  commissioners,  afterwards  the 
assistants,  and  the  committees  of  the  General  Court  who 
resided  in  the  separate  towns.  The  inhabitants  must  have 
met  "in  some  Publike  Assembly,"^  for  their  consent  was 
necessary  in  certain  orders,  and  they  elected  committees  to 
the  court  of  1637.  The  use  of  this  term  inclines  us  to  the 
opinion  that  all  strictly  town  matters  were  at  first  conducted  by 
committees  appointed  in  a  meeting  of  the  whole,  and  that  by 
1638^39  one  such  committee,  the  townsmen,  had  become 
official  in  its  character  and  was  annually  elected.  The  fact  that 
the  Hartford  records  for  the  first  three  years  were  merely  notes 
regarding  land,  precautions  to  prevent  the  s])read  of  fire,  pro- 
vision for  guard  at  every  public  meeting,  and  the  appointment 
of  a  man  to  keep  the  bridge  in  repair  and  to  do  work  on  the 
highways,  would  seem  to  show  that  there  was  hardly  a  settled 
organLzation.     These  notes  were  undoubtedly  either  entered 

'  Mass.  Col.  Reo.  I,  p.  184.  *  Ck>aD.  Col.  Reo.  I,  p.  28. 


94  The  Rivet*  Towns  of  Connecticut, 

in  the  book  at  a  later  day  when  a  recorder  was  appomted,  or 
transferred  from  jottings  made  at  the  time  of  the  adoption  of 
these  rules. 

AVith  the  beginning  of  the  year  1639  (January  1,  1638, 
O.  S.)  we  find  the  first  mention  of  town  officers.  Hartford 
elected  at  that  time  four  townsmen,  and  accompanying  the 
record  of  election  is  an  elaboration  of  their  duties.  The 
careful  manner  in  which  the  latter  is  drawn  up  seems  to 
point  to  a  first  election  and  to  the  fact  that  the  towns  were 
just  beginning  to  get  into  form.  This  properly  begins  the 
official  system,  and  for  the  present  we  must  depend  on  the 
Hartford  records,  as  those  of  the  other  towns  are  not  extant. 
The  principle  of  official  limitation  is  present,  so  honestly 
maintained  by  Hooker  in  his  well  known  sermon,  and  every 
act  of  these  officials  was  watched  by  the  people  whose  will 
they  were  chosen  to  execute.^  The  widening  of  this  system 
consisted  in  the  extension  of  these  duties  by  town  or  court,  the 
development  of  new  powers,  and  the  differentiation  of  these 
powers  by  the  creation  of  new  officers.  The  duties  of  the 
townsmen  were  soon  extended.  They  were  constituted  into 
a  court  for  petty  cases  of  debt  and  trespass  (for  which,  how- 
ever, a  separate  body  might  be  chosen  if  the  town  wished) ; 
they  supervised  estates  of  deceased  persons ;  they  took  inven- 
tories and  copies  of  wills,  and  performed  additional  super- 
visory duties.  The  first  probable  distribution  of  their  powers 
was  when  a  recorder  was  appointed.     All  orders  previous  to 

'  The  orders  of  Oct.  10,  1639,  first  put  into  shape  the  powers  that  the 
towns  were  to  enjoy.  That  they  already  possessed  the  privileges  therein 
contained,  as  Prof.  Johnston  maintains  (Connecticut,  p.  76),  is  without 
warrant  and  as  a  statement  is  indefensible.  We  prefer  to  consider  the 
incorporation  of  the  town  to  have  taken  place  at  the  time  of  the  appointing 
of  a  constable,  and  the  orders  to  be  the  completion  of  the  act  by  the  General 
Court.  It  is  hardly  probable  that  Prof.  Johnston  has  examined  the  town 
records,  or  he  would  not  have  been  misled  into  making  an  entirely  wrong 
interpretation  of  the  magisterial  board,  "the  really  new  point  in  the 
'orders,'"  which,  though  truly  a  new  point,  was  not  the  origin  of  the 
"executive  board  of  the  towns,  known  as  '  selectmen.'  " 


The  Tovms  and  the  People,  95 

this  were  jotted  down  either  by  the  townsmen  or  by  the  com- 
mittee chosen  to  order  the  affairs  of  the  town.  This  officer 
was  elected  in  Hartford  shortly  after  the  passage  of  the  above 
orders  of  the  court,  and  at  the  same  time  the  town  voted  that 
a  chosen  committee  should  "  also  inquire  what  orders  stand 
in  force  which  are  [of]  general  concernment  which  are  not 
recorded.'"  Undoubtedly  such  orders  had  been  made  without 
system,  were  not  minutes  of  meetings,  but  partook  of  the 
nature  of  memoranda  of  matters  decided  upon  in  some  public 
gathering  or  in  a  sort  of  committee  of  the  whole.  About  the 
same  time  Hartford,  following  out  the  court  order  allowing 
the  towns  to  choose  their  own  officers,  elected  two  constables 
for  presentation  to  the  court.  At  this  meeting  one  finds  a 
very  interesting  differentiation  of  the  townsmen's  duties  and 
gradual  beginning  of  a  more  extensive  official  system.  In 
December,  1639,  the  town  gave  the  townsmen  liberty  of 
appointing  two  men  (one  for  each  side),  who  were  to  "  attend 
them  in  such  things  as  they  appoint  about  the  town  affairs 
and  be  paid  at  a  publicque  charge.""  The  townsmen  do  not 
appear  to  have  chosen  these  men,  for  they  were  elected  by  the 
whole  town  at  its  next  meeting.  At  that  time  their  duties 
were  elaborated.  These  two  men  as  assistants  to  the  towns- 
men were  to  perform  many  of  those  duties  which  afterwards, 
little  by  little,  were  to  fall  to  the  lot  of  specially  elected 
officers.  The  record  says  that  these  men  were  chosen  to 
assist  the  townsmen,  but  their  principal  duties  were  as 
follows:  to  view  the  fence  about  the  common  fields  when 
requested  by  the  townsmen ;  for  this  they  were  to  have  three 
pence  an  hour,  and  four  pence  an  hour  if  they  were  obliged 
to  spend  time  in  repairing.  This  was  to  be  paid  by  the 
owners  of  the  broken  palings.  They  were  to  survey  the 
common  fields,  when  appointed,  with  recompense  of  three 
pence  an  hour.  If  any  stray  cattle  or  swine  were  taken,  then 
they  were  ^*  to  do  their  best  to  bring  them  to  the  pound,  either 

>  Hart.  Reo.,  Dec.  26, 1680.  « Hart.  Reo.,  Deo.  23,  1630. 


96  The  River  Towns  of  Connecticut. 

by  themselves  or  any  helj)  they  shall  need,"  for  which  work 
they  were  to  receive  pay,  with  so  much  additional  for  every 
animal  pounded.  This  was  made  a  general  duty  to  be  per- 
formed without  command  from  the  townsmen,  whenever  there 
was  need.  In  addition  they  were  to  do  any  other  special  public 
service,  such  as  "  to  warn  men  to  publick  employment  or  to 
gather  some  particular  rates  or  the  like,"  for  which  they  were 
to  receive  the  usual  recompense  of  thi'ee  pence  per  hour.^ 
Here  we  have  in  embryo  the  fence-viewer,  pinder  or  haward, 
the  public  warner,  and  the  rate  collector.  Just  before  this 
outlining  of  duties  there  had  been  surveyors  appointed,  Avho 
as  their  first  duty  had  supervision  of  the  highways.  Thus  in 
1640  the  governing  body  of  the  town  consisted  of  two  con- 
stables, four  townsmen,  two  surveyors,  and  a  committee  of 
two,  whose  duties,  partially  defined,  embraced  such  as  were 
not  performed  by  the  others.  Of  these  functionaries  the  con- 
stable and  townsmen  were  permanent  and  received  annual 
election,  the  surveyors  were  yet  little  more  than  a  committee 
appointed  for  an  indefinite  period,  with  specific  duties,  and  the 
body  of  two  was  but  a  temporary  expedient,  the  resolution  of 
which  into  fixed  officers  was  only  a  matter  of  time. 

Three  stages  of  growth  were  yet  to  take  place :  a  greater  dis- 
tribution of  labor,  a  definite  period  of  service,  and  a  gradual 
adding  of  new  duties  such  as  the  growth  of  the  town  demanded. 
Up  to  1640  the  simple  concerns  of  the  town  of  Hartford 
required  no  further  oversight  than  that  which  could  be  given 
by  these  few  officers,  by  an  occasionally  appointed  committee 
to  perform  duties  of  a  sporadic  nature,  and  by  the  town  as  a 
whole.  At  this  time  the  question  of  highways  and  fences 
comes  into  more  or  less  prominence,  and  special  committees 
were  appointed  to  lay  out  new  highways  and  to  order  the 
proportions  of  fencing.  This  seems  to  crystallize  the  surveyor 
of  highways  into  a  regular  officer,  and  he  was  from  this  time 
annually  elected.     No  additions  were  made  to  this  list  until 

^  Hart.  Rec,  pp.  1,  7. 


The  Towns  and  the  People.  97 

in  1643  chimney-viewers  were  elected.  The  town  had  estab- 
lished in  1635  the  requirement  that  every  house  have  its 
ladder  or  tree  for  use  in  case  of  fire,  and  probably  the  watch 
under  the  control  of  the  constable  saw  that  this  was  carried 
out.  The  chimney-viewers  were  at  first  scarcely  more  than  a 
committee  elected  to  serve  till  others  superseded  them,  for 
new  chimney-viewers  were  not  chosen  for  two  years.  After 
1645,  however,  they  became  annual  officers.  In  the  year 
1643  the  court  ordered  the  towns  to  choose  seven  men  (after- 
wards reduced  to  five)  to  give  the  common  lands  their  "  serious 
and  saddc  consideration."^  Hartford  in  response  elected  five 
men  "to  survey  the  Commons  and  fences  and  to  appoint 
according  to  order  [i,  e,  of  the  court]  in  that  case."  The 
next  yejir  this  body  was  apparently  elected  under  the  title  of 
fence-viewers;  at  least  five  are  elected  who  are  so  called, 
with  no  mention  of  any  other  court  committee.  Then,  again 
following  the  order  of  the  court,  the  town  the  next  yeur,  1651, 
handed  over  these  duties  to  the  townsmen,  with  the  addition 
of  one  outside  member.^  This  step  very  naturally  led  to  the 
next,  which  consisted  in  relieving  the  townsmen  altogether  of 
these  duties  and  constituting  this  extra  member  of  the  board 
official  fence-viewer.  Two  were  hereafter  elected  (as  required 
by  the  two  Mcsjf  who  served  often  two  or  three  years  in  suc- 
cession, and  were  paid  out  of  the  fines  they  gathered.  After 
1666  they  were  annually  chosen  and  became  established  officials. 
Ko  other  officers  were  chosen  before  1651.  When  the  records 
of  Wethersfield  and  Windsor  usher  the  condition  of  those 
towns  into  view  in  1646  and  1650,  respectively,  we  find  only 

'Col.  Rec.  I,  p.  101. 

'  It  is  a  little  curious  that  the  town  order  for  the  above  is  dated  Feb.  4, 
1650,  while  that  o(  the  court  is  Feb.  5,  1050.  We  suspect  that  in  a  great 
many  cases,  of  which  this  is  not  the  first  evidence,  the  relation  between  the 
town  and  court  in  Hartford  was  much  closer  than  in  the  other  towns. 
Hartford  sceros  to  have  been  made  a  kind  of  experimental  station  before 
the  issuance  of  coart  orders  regarding  towns.  This  would  account  for  the 
backwardness  of  the  official  systems  of  Windsor  and  Wethersfield. 


98  The  River  Towns  of  Connecticut 

townsmen  performing  the  will  of  the  people.  Though  a  great 
deal  is  said  about  fences,  highways,  animals,  and  rates,  yet  no 
mention  is  made  of  specially  appointed  officers  to  take  charge 
of  these  matters.  All  was  apparently  done  by  the  townsmen, 
with  the  committees  which  were  occasionally  appointed  to 
assist  them.  We  know  that  early  in  Hartford  the  townsmen 
were  given  control  of  all  matters  except  land  grants,  the 
admission  of  new  inhabitants,  and  the  levying  of  taxes,  the 
control  of  which  matters  was  retained  by  the  town.  It  is 
probable  that  in  Wethersiield  and  Windsor  this  system  obtained 
to  1651.  But  with  the  adoption  of  the  code  of  1650,  and  the 
promulgation  of  a  definite  law  ordering  the  appointment  by 
the  towns  of  certain  officers,  the  latter  began  to  elaborate 
their  system.  Hereafter  each  town  elected  regularly  towns- 
men, constables,  and  surveyors.  Windsor  added  chimney- 
viewers,  fence-viewers,  and  way-wardens  in  1654.  These 
Hartford  had  already  elected,  but  Wethersfield  did  not  elect 
chimney- viewers  till  the  next  century  (1708),  nor  fence- 
viewers  until  1665,  and  then  not  annually  until  1669.  The 
Wethersfield  townsmen  were  a  very  important  body;  they 
at  first  chose  even  the  surveyors,  and  when  in  1656  the  town 
took  the  election  of  these  officers  into  its  own  hands,  they 
continued  to  choose,  when  needed,  the  pinders — w  hose  duties 
were  later  merged  in  those  of  haward — perambulators,^  and 

'  Permnbulaiion. — The  ancient  right  of  perambulation,  or  going  the 
bounds,  was  in  full  operation  in  the  Connecticut  colony.  The  custom 
dates  back  very  far  in  history,  and  was,  in  early  Saxon  times,  attended 
with  considerable  ceremonial.  The  bounds  of  manors,  and  later  of 
parishes,  were  fixed  by  trees,  heaps  of  stones  and  natural  marks,  and  the 
perambulation  of  half  the  parishioners  from  mark  to  mark  was  made  yearly 
for  the  purpose  of  resetting  the  bounds  if  destroyed,  or  of  reaffirming  them 
and  seeing  that  no  encroachments  had  taken  place.  The  Connecticut 
settlers  were  familiar  with  the  old  custom  and  early  applied  it,  but  in  a 
less  pretentious  fashion  than  that  which  existed  in  the  mother  country. 
"When  their  bounds  are  once  set  out,  once  in  the  year  three  or  more 
persons  in  the  town  appointed  by  the  selectmen  shall  appoint  with  the 
adjacent  towns  to  goe  the  bounds  betwixt  their  said  towns  and  renew  their 
marks."     (Col.  Rec.  I,  p.  513.) 


The  Tovma  and  the  People.  99 

wamers  to  town  meeting,  though  these  were  not  elected  every 
year,  and  they  appointed  many  important  committees.  In 
Windsor  the  town  elected  these  men  as  was  the  case  in  Hart- 

The  boundaries  of  each  town  were  very  early  settled  at  the  time  the 
towns  were  named.  They  are  rudely  described,  and  it  is  no  wonder  that 
town  jealousies  found  opportunity  to  dispute  them.  The  landmarks  were 
at  first  the  mouths  of  three  brooks,  a  tree  and  a  pale,  with  east,  west  and 
south  measurements  by  miles.  (Col.  Rec.  I,  pp.  7,  8.)  This  gave  to  each 
of  the  townships  the  form  of  a  parallelogram.  It  is  doubtful  whether 
anything  was  done  in  addition  to  establishing  these  bounds  before  the 
passage  of  the  code  of  1650.  In  that  document  it  was  ordered  that  each 
town  was  to  set  out  its  bounds  within  a  year,  in  order  to  avoid  '*  jealousies 
of  persons,  trouble  in  towns  and  incumbrances  in  courts";  the  town  records 
show  that  this  was  carefully  complied  with.  The  proper  maintenance  of 
town  boundaries  has  been  called  the  symbol  of  free  institutions,  as  it  is  the 
assertion  on  the  part  of  the  town  of  independence  and  self-respect,  and 
the  frequency  of  the  disputes  is  evidence  that  the  river  towns  were  no 
shiftless  upholders  of  their  rights.  Wethersfield  at  one  time  even  threat- 
ened to  sue  the  whole  town  of  Ilartford  if  the  latter  refused  to  send  her 
committee  to  settle  a  disputed  point  (Weth.  Rec,  Sept.  30,  1095),  and 
two  years  later  actually  entered  on  a  suit ;  while  with  her  neighbor  on  the 
west  she  was  in  dispute  for  forty  years.  It  does  not  appear  that  in  Eng- 
land it  was  the  custom  for  parishes  to  join  in  the  perambulation,  but  each 
beat  its  own  bounds.  Yet  the  theory  of  the  English  perambulation  was 
carried  out  in  Windsor,  of  as  many  as  possible  joining  in  the  bound-beating. 
•*  Also  men  desired  and  appointed  to  run  the  lyne  between  Windsor  and 
Hartford  on  the  east  side  of  the  Great  River  from  the  mouth  of  Podang 
according  as  it  was  anciently  run  betwixt  us  on  the  west  side.  !Mr.  New- 
bery,  Matthew  Grant,  John  Fitch  to  carry  an  axe  and  a  spade,  and  others 
as  many  as  can  and  will"  (Wind.  Rec,  Mar.  26,  1660),  "and  as  many 
as  will  besides."  (Mar.  11,  1668.)  Each  town  appointed  a  committee, 
one  of  whopi  was  ordered  to  give  the  other  towns  warning.  This  com- 
mittee, of  from  two  to  six  men,  to  which  was  occasionally  added  the 
townsmen,  would  meet  the  committee  from  the  neighboring  town  on  the 
dividing  line.  The  joint  body  then  advanced  from  mark  to  mark,  digging 
ditches,  heaping  stones,  or  marking  trees  if  necessary.  This  repeated 
every  year  ought  to  have  kept  the  matter  from  dispute,  and  in  general  we 
may  say  that  it  did.  (Weth.  Rec,  Mar.  8,  1658-4 ;  Apr.  2,  1655  ;  Mar. 
24, 1658-0,  etc.)  Without  making  too  much  of  a  survival,  it  is  interesting 
to  note  a  shadow  of  the  old  English  ceremonial.  In  the  records  of  Windsor, 
liquors  for  bound-goers  occurs  year  after  year  as  a  regular  town  expense 
(compare  this  with  an  entry  in  the  account  book  of  Cheshire,  England, 
1670,  "spent  at  perambalation  dinner,  8.10,"  Toulmin  Smith,  p.  522). 


100  The  Rivet*  Towns  of  Connecticut, 

ford,  and  as  they  were  not  restrained  by  any  general  order, 
the  nature  of  the  officers  differed  somewhat  both  as  to  duties 
and  date  of  first  election. 

Yet  the  perarabulaters  received  pay  in  addition.  (Wind.  Rec,  Feb.  14, 
1654 ;  Feb.  16,  1665  ;  Stiles,  Windsor,  pp.  61,  161.)  From  the  value  of 
the  liquor  used,  from  two  to  six  shillings,  and  from  its  character  and  the 
amount  needed — a  quart  of  rum,  two  gallons  of  cider — it  is  likely  that 
another  survival  is  to  be  chronicled ;  the  Saxon  stopped  at  each  bound 
mark  and  performed  a  little  ceremony,  probably  the  Windsor  fathers  did 
the  same  in  a  somewhat  different  manner.  But  Wethersfield  was  not  so 
lavish  as  her  sister  town,  she  allowed  no  such  heathenish  survival.  Not 
one  mention  is  anywhere  made  in  her  records  of  liquor  for  bound-goers ; 
she  ordered  that  her  bounds  "be  Rund"  according  to  court  order,  but 
that  which  under  some  circumstances  would  make  them  run  more  smoothly 
was  wanting. 

There  must  be  noticed  a  difference  in  the  custom  as  applied  here  from 
that  known  in  England.  There  the  idea  was  that  careful  perambulation 
must  be  made  by  the  parish,  that  no  sharp  practice  on  the  part  of  a 
neighbor  parish  should  deprive  it  of  any  rightful  territory.  To  this  end 
a  large  number  of  the  inhabitants,  old  and  young,  passed  over  the  bounds 
until  the  entire  parish  had  been  circumperambulated.  This  was  done 
independently  of  any  adjoining  town.  But  in  Connecticut  a  distinct 
perambulation  was  made  with  each  committee  from  the  adjacent  towns, 
covering  each  time  only  the  extent  of  line  bounding  the  two  towns  con- 
cerned. In  Virginia,  where  the  custom,  under  the  title  **  processioning  " 
or  **  going  round,"  was  early  in  vogue,  the  method  was  more  like  the 
English  perambulation.  Each  Virginia  parish  was  divided  into  precincts, 
around  which  processioning  was  performed  once  in  four  years.  On  a 
stated  day  between  September  and  March,  two  freeholders  were  appointed 
to  lead  the  procession  and  to  make  return  to  the  vestry  by  means  of 
registry  books.  They  were  accompanied  by  the  '*  neighbors"  or  all  free- 
holders in  the  precinct,  who  were  obliged  to  be  present  and  follow.  When 
the  boundaries  had  been  three  times  processioned  they  became  unalterably 
fixed.  It  was  generally  the  custom  for  neighboring  precincts  to  perform 
their  perambulation  at  the  same  time.  (Hening's  Statutes,  II,  p.  102; 
III,  pp.  32,  325-8,  529-31.)  The  custom  did  not  appear  in  New  Haven 
until  1683.  (Levermore,  p.  170.)  In  Massachusetts  it  was  established 
by  court  order  in  1647,  and  of  that  order  the  Connecticut  law  is  an  almost 
verbatim  copy.  (Mass.  Col.  Rec.  II,  p.  210.)  The  custom  as  enforced 
in  the  Plymouth  colony  contained  the  same  general  provisions  about  time, 
place  and  manner.  (Plymouth  Laws,  p.  259.)  Rhode  Island,  Pennsyl- 
vania, and  Maryland  went  no  further  than  to  pass  laws  against  the  removal 
or  alteration  of  boundary  marks. 


The  Towns  and  the  People.  101 

In  nearly  every  case  save  that  of  townsmen,  town  officers 
were  the  result  of  an  order  of  the  court  to  that  effect.  Hart- 
ford was  generally  the  first  to  respond — for  it  was  the  seat  of 
government — to  the  decree  of  the  higher  power,  and  the  other 
towns  followed  sometimes  at  once,  often  within  reasonable 
time,  though  again  apparently  they  neglected  it  altogether. 
The  court  had  already  ordered  the  establishment  of  the  con- 
stable, the  watch,  surveyors,  recorder,  and  fence-viewer  ;  yet 
as  late  as  1668  it  declared  that  adequate  provision  had  not 
been  made  for  the  establishment  of  town  officers,  and  passed 
a  general  law  enacting  a  penalty  in  case  of  refusal  to  accept 
office.^  This  referred  only  to  townsmen,  constables,  and  sur- 
veyors, and  had  the  effect  of  making  the  town  service  more 
efficient. 

With  the  increase  in  the  number  of  inhabitants  and  in  the 
wealth  of  the  communities,  special  officers  to  regulate  the 
finances  were  necessary,  and  collectors  of  rates  were  early 
appointed  by  the  court.^  There  were  at  first  three  rates  and 
afterwards  a  fourth.  When  a  plantation  became  a  town  it 
first  bore  its  share  of  the  country  rate,  which  was  the  amount 
paid  by  each  town  to  the  colony,  which  was  collected  and 
transmitted  by  the  constable ;  then  there  was  the  town  rate, 
established  by  the  town  at  each  meeting,  and  paid  for  accord- 
ing to  the  list  of  estate  by  each  inhabitant ;  there  was  also 
the  minister's  rate,  levied  and  collected  as  was  the  town  rate, 
and  aftenvard  there  became  established  a  school  rate.  The 
officers  for  the  management  of  these  rates  were  the  lister,  who 
made  up  the  list  of  estate,  and  his  associate,  who  made 
out  the  rate ;  the  collector  or  bailiff,  to  whom  the  inhabi- 
tants brought  their  wheat,  pease  and  '^marchantable"  Indian 
com;  and  the  inspector,  a  short-lived  officer,  who  was 
to  see  that  no  estate  was  left  out  of  the  country  list.  Often 
the  minister's  and  the  town  rate  were  collected  by  the  same 
person,  sometimes  by  different  persons,  and  the  townsmen 
had  full  power  to  call  the  collectors  to  account  every  year. 

'  Col.  Rec.  II,  p.  87.  'CJol.  Rec.  I,  pp.  13, 118. 


102  The  Bivei'  Towns  of  Connecticut, 

In  addition  to  these  officers  there  were  a  series  of  others 
ordered  to  be  appointed  by  the  court  and  called  into  being 
by  the  commercial  activity  of  the  settlement.  We  find  inter- 
mittently elected  such  officers  as  the  packer  of  meat,  brander 
of  horses,  with  his  brand  book  and  iron,  sealer  of  leather, 
with  his  stamp,  and  examiner  of  yarn,  each  of  whom  took 
his  oath  before  the  magistrate — the  assistant  or  commissioner 
— and  received  as  pay  the  fees  of  his  office.  Then  there  was 
also  the  sealer  of  weights  and  measures,  the  standard  of  which 
was  originally  procured  from  England ;  sometimes  the  court 
appointed  these  latter  officers,  but  more  often  the  town  elected 
them.  By  way  of  special  functionaries  there  were  the  public 
whippers,  the  cattle  herders,  sheep  masters,  tithingmen, 
ordinary-keepers,  and,  of  the  military  organization,  the  ensign 
of  the  train  band.  In  the  year  1708  the  following  was  the 
list  of  officers  chosen  in  Wethersfield :  town  clerk,  selectmen, 
constables,  collectors  for  the  minister's  and  town  rate,  sur- 
veyors (two  for  the  center,  one  for  Rocky  Hill,  and  one  for 
West  Farms),  fence-viewers  (two  for  the  center,  two  for 
Rocky  Hill),  listers,  sealer  of  measures,  leather  sealer,  chim- 
ney-viewers, hawards,  and  committee  for  the  school.  The 
office  of  town-warner  and  town-crier  had  for  some  time  been 
obsolete,  for  the  court  ordered  the  erection  of  a  sign-post  in 
1682. 

For  the  satisfaction  of  justice  there  was  ample  provision. 
As  early  as  1639  the  townsmen  had  been  authorized  to  sit  as 
a  court  for  the  trial  of  cases  involving  less  than  forty 
shillings.  Cases  of  debt,  of  trespass,  little  matters  of  dispute 
between  inhabitants,  with  damages  paid  in  Indian  corn  or 
rye,  are  to  be  found  in  the  Windsor  records.  It  is  probable 
that  the  other  towns  had  the  same  court,  though  there  is  no 
record  of  it,  for  the  Particular  Court  of  the  colony  had  no 
trials  for  less  than  forty  shillings.  This  was  superseded  in 
1665  by  the  commissioner,  to  whom  was  given  "magis- 
tratical  "  power.  To  aid  him  and  to  preserve  the  number  of 
the  former  town  court,  Wethersfield  twice,  in  1666  and  1667, 


The  Toicns  and  the  People.  103 

elected  a  body  which  she  called  "  selectmen,"  but  after  that 
evidently  the  commissioner  acted  alone.  In  1669  a  court 
was  ordered  to  be  erected  in  the  towns,  consisting  of  the 
commissioner,  assisted  by  two  of  the  tONvnsmen ;  these  three 
acting  with  the  assistant  formed  a  court  of  dignity,  more 
worthy  to  inspire  respect  and  moderation  on  the  part  of 
offenders.  It  was,  however,  short-lived,  and  though  Wind- 
sor has  record  of  it  in  1669,  we  hear  nothing  more  of  it. 
The  judicial  duties  now  devolved  entirely  on  the  commis- 
sioner, until  he  was  superseded  in  January,  1698,  by  the 
Justice  of  the  Peace.  Appeal  to  the  Particular  Court,  and 
later  to  the  County  Court,  was  allowed,  but  not  encouraged. 
Lawyers  as  we  understand  them  were  not  in  existence. 
But  many  a  man  in  the  colony  had  the  requisite  qualifica- 
tions, with  perhaps  a  smattering  (or  more,  as  in  the  case  of 
Roger  Ludlow)  of  law,  and  he  only  required  to  be  clothed 
with  legal  power  to  bring  or  resist  a  suit.  This  authority 
was  conveyed  by  letter  of  attorney,  which  was  a  document 
signed  by  the  plaintiff  or  defendant  and  duly  witnessed. 
Such  a  letter  would  be  given  to  one  person  or  more,  and 
when  a  town  wished  to  bring  suit  it  empowered  the  towns- 
men to  plead  and  manage  the  case  themselves,  or  instructed 
them  to  constitute  others  as  attorneys  acting  under  them,  to 
whom  they  were  to  give  letters  of  attorney.^  Debts  were 
collected  in  the  same  way.^  Sometimes  in  more  personal 
cases  arbitration  was  resorted  to,  in  which  case  two  (and  if 
they  could  not  agree,  three)  would  be  chosen,  and  a  bond  of 
80  many  pounds  put  up,  which  was  forfeited  by  him  who 
failed  to  abide  by  the  judgment  of  the  arbitrators.^  Com- 
mittees were  appointed  for  the  same  purpose  for  a  limited 
time  to  hear  cases  of  complaint,  to  be  reported  to  the  town, 
who  reserved  the  right  to  pass  judgment.* 

» Hart.  Rec.  May  18.  1678 ;  Weth.  Reo.,  Deo.  17,  17W. 

'  Hart.  Book  of  Distrib.,  p.  544. 

» Weth.  Land  Rec.  Ill,  p.  8 ;  Stiles,  Windsor,  p.  65. 

*  For  a  very  interesting  case  of  this  kind  see  Woth.  Reo.,  Mar.  4, 1701-2. 


104  The  River  Tovms  of  Connecticid. 

Townsmen. 

After  this  bird^s-eye  view  of  the  town  official  system,  an 
examination  into  the  constitution  and  growth  of  the  most 
important  body  of  all,  the  executive  board  of  townsmen, 
will  give  us  an  idea  of  the  practical  working  of  the  town 
machinery.  The  first  appearance  of  this  body  in  the  Hart- 
ford records  of  January  1,  1638  (1639),  shows  it  to  us  in 
no  process  of  development,  as  was  the  case  elsewhere,^  but 
full  grown,  with  qualified  powers,  undoubtedly  the  result  of 
previous  experimentation.  At  a  meeting  held  January  1, 
1638-39,  two  weeks  before  the  "11  orders"  were  voted,  it 
was  ordered  that  the  townsmen  for  the  time  being  should 
have  the  power  of  the  whole  to  order  the  common  occasions 
of  the  town,  with,  however,  considerable  limitation.  They 
were  to  receive  no  new  inhabitant  without  the  approbation  of 
the  whole;  could  make  no  levies  on  the  town  except  in 
matters  concerning  the  herding  of  cattle;  could  grant  no 
lands  save  in  small  parcels  of  an  acre  or  two  to  a  necessitous 
inhabitant ;  could  not  alter  any  highway  already  settled  and 
laid  out;  in  the  calling  out  of  persons  and  cattle  for  labor 
they  must  guarantee  in  the  name  of  the  whole  the  safe  return 
of  the  cattle  and  a  reasonable  wage  to  the  men,  and  should  not 
raise  wages  above  six  pence  per  day.  They  were  required  to 
meet  at  least  once  a  fortnight,  for  the  consideration  of  affairs, 
and  for  arranging  the  proper  time  for  the  calling  of  a  general 
meeting,  and  for  absence  from  such  meeting  they  were  to  be 
fined  two  shillings  six  pence  for  every  offense.^  The  next 
year  it  was  voted  that  once  a  month  the  townsmen  should 
hold  an  open  meeting,  to  which  any  inhabitant  might  come, 
if  he  had  any  business,  at  9  o'clock  in  the  morning  of  the 
first  Thursday  in  the  month ;  and  that  no  order  as  passed  in 

'  The  townsmen  of  Dorchester,  Mass.,  furnish  a  good  example  of  such  a 
development.  Dorchester  Rec.  pp.  3,  7 ;  in  4th  Report  of  Boston  Record 
Commission. 

^Hart.  Rec,  Jan.  1,  1638. 


The  Tovma  and  the  People.  105 

the  townsmen's  meeting  was  to  be  valid  until  it  had  either 
been  published  at  some  general  meeting  or  reported  to  the 
inhabitants  house  by  house,  or  read  after  the  lecture.  If  any- 
one, on  being  warned,  failed  to  stay  to  listen  to  the  order,  he 
could  not  plead  ignorance  of  the  law,  but  was  liable  for  its 
breach.^  The  type  of  townsmen  in  1638-39  was  little  different 
from  that  found  in  later  years.^ 

The  value  of  such  a  system  would  seem  to  be  patent  to 
every  one,  but  it  is  specially  interesting  to  find  the  colonists' 
own  reasons,  expressed  a  few  years  later,  as  to  the  principles 
on  which  the  functions  of  townsmen  were  based.  In  1645 
the  town  (Hartford)  voted  that  persons  refusing  to  respond 
when  called  out  by  the  townsmen  to  work  on  the  highways 
should  be  fined.  Evidently  an  unrecorded  protest  was  made 
against  giving  the  townsmen  so  much  power,  for  on  the  next 
page  appears  a  study  of  principles  which  is  worthy,  in  its 
relation  to  the  town,  to  stand  beside  Hooker's  sermon  in  its 
relation  to  the  commonwealth.  The  "  Explication  "  reads 
thus : 

"  Whereas  in  all  comunities  &  bodyes  of  people  some  pub- 
lique  workes  will  ocurr  for  the  orderinge  &  manageing 
whereof  yt  hath  ever  beene  found  necessary  &  agreeable  to 
the  rules  of  prudence  to  make  choice  of  p'ticular  p'sons  to 
whome  the  same  hath  been  comitted  whoe  both  with  most 
advantage  to  the  occations  &  least  trouble  &  inconvenience 
to  the  whole  may  oversee  &  transact  such  afiayres :  And 

•  Hart.  Rec,  Jan.  7,  1639. 

•  The  error  often  made  regarding  the  origin  of  the  Connecticut  towns- 
men, ascribing  the  beginning  of  the  townsmen  sjstem  to  the  magisterial 
board  or  town  court  instituted  by  the  General  Court  in  October,  1039, 
seems  to  be  due  to  the  indexing  of  this  board  in  the  printed  records  of  the 
colony  under  the  heading  ♦*  Townsmen."  Dr.  Levermore,  in  his  Republic 
of  New  Haven,  p.  72,  note,  as  well  as  Prof.  Johnston  {anpia,  p.  94.  note), 
falb  into  the  error.  As  we  have  seen,  the  decree  of  the  court  had  nothing 
to  do  with  the  establishment  of  even  prospective  townsmen,  for  they  already 
existed,  with  functions  almost  identical  with  those  performed  by  the 
townsmen  of  the  later  period. 


106  The  River  Toicns  of  Connecticut. 

accordingly  yt  is  w^^  us  iisuall  (the  beginnings  in  w*^^  we  are 
p''senting  many  things  of  that  natuer)  to  make  choise  of  some 
men  yearly  whome  we  call  Townesmen  to  attend  such  occa- 
tions.  But  yt  is  easily  obvious  to  evry  apprehension  that 
unles  w*^  the  choise  of  y™  to  the  place  power  be  given  for 
the  manageing  &  earring  on  of  the  same  their  indeav'"®  wilbee 
fruitless  &  the  publique  nessesarily  suffer ;  It  is  therefore  by 
general  consent  ordered  that  in  all  occations  that  doe  con- 
cerne  the  whole  and  is  comitted  to  the  care  &  oversight  of 
the  townesmen  yt  shal  bee  lawfull  for  them  or  anie  twoe  of 
them  to  call  out  the  teames  or  p^sons  of  anie  of  the  inhab- 
itants, the  magistratts  &  officers  of  the  church  in  their  owne 
persons  only  excepted  for  the  mannaging  &  carringe  on  of 
such  occations  wherin  yet  they  are  to  use  the  best  of  their 
descretion  not  to  lay  such  burthens  on  anie  as  to  destroy  the 
p'ticular  but  soe  farr  as  the  natuer  of  the  occation  under  hand 
will  in  their  judgments  w^'^out  disadvantage  p'mitt  to  attend 
as  neare  as  may  be  a  p'portion  according  to  the  interest  ech 
hath  in  the  whole.''  ^  In  this  declaration  is  contained  the 
fundamental  idea  of  town  government :  the  election  by  the 
body  of  those  who  are  to  order  its  aiFairs,  the  investing 
these  when  elected  with  power  for  the  proper  performance  of 
their  duties,  and  the  implied  responsibility  in  the  use  of  this 
power.  There  lies  in  the  latter  factors  all  the  difference 
between  good  representative  government  and  bad  representa- 
tive government,  between  the  Constitutioh  and  the  Articles 
of  Confederation.  It  is  an  outcropping  of  the  spirit  which 
framed  the  Fundamental  Articles.  A  clause  which  follows 
the  above  vote  declares  that  if  any  partiality  be  shown  by 
the  townsmen,  the  aggrieved  person  might  appeal  to  the 
whole  town,  or  if  not  then  receiving  satisfaction,  might  carry 
his  case  to  the  "publique  justice  in  the  place,"  thus  making 
the  law  a  court  of  higher  appeal  than  the  people. 

The  number  of  men  for  this  purpose  chosen  has  differed 

>  Hart.  Rec.  I,  p.  37. 


The  Toxom  and  the  People,  107 

greatly  in  different  colonies  and  towns.  In  Massachusetts, 
bodies  of  twenty  were  elected  to  order  affairs,  of  whom  seven 
could  bind  the  people.^  In  some  towns  twelve  townsmen  are 
recorded,^  but  as  years  went  on  a  reduction  took  place,  and 
we  find  the  number  gradually  lessening  to  nine,  seven,  five, 
and  three.  In  New  Haven  the  number  was  ten,  afterwards 
reduced  to  seven.  In  the  Connecticut  colony  it  varied. 
Hartford  regularly  had  four ;  Wethersfield  in  seventy  years 
elected  twenty-six  bodies  of  five,  twenty-nine  bodies  of  four, 
and  fifteen  bodies  of  three ;  the  Windsor  number  was  at  first 
seven,  afterwards  five.  The  object  for  which  they  were  elected 
has  been  already  dwelt  upon.  The  records  generally  phrase 
it  "  to  order  the  town^s  occations  for  the  year,"  "  to  agetat 
and  order  the  townse  occasions  for  the  present  year."  These 
occasions  were  far  more  extensive  than  is  now  the  case.  Town 
affairs  included  church  affairs,  and  in  those  three  little  com- 
munities great  were  the  religious  agitations.  The  more  impor- 
tant matters,  such  as  building  the  meeting-house,  settling  a 
minister  or  a  controversy,  were  put  into  the  hands  of  a  special 
committee,  but  the  townsmen  cared  for  and  repaired  the 
meeting-house,  and  had  charge  of  those  chosen  by  town  vote 
for  sweeping,  dressing,  underdaubing  and  clapboarding  the 
building,  and  generally  saw  to  the  construction  of  porch, 
seats,  and  pulpit.  At  that  time  much  was  passed  upon  by 
people  in  town-meeting  which  would  now  be  decided  by  the 
selectmen  at  their  own  meeting,  on  the  strength  of  the  power 
vested  in  them  by  law.  But  there  was  then  no  law  deter- 
mining the  exact  nature  of  their  office.  Each  town  measured 
the  proper  limitations  of  its  own  townsmen,  and  one  may  say 
that  the  townsmen  did  everything  for  the  performance  of 
which  no  one  else  was  appointed.  Often  these  powers  varied 
year  by  year.  In  carrying  out  their  functions  the  townsmen 
often,  though  by  no  means  always,  wrote  out  the  orders 


'Blake,  Annals  of  Dorchester,  pp.  18, 14. 
*  Watertowo  and  Bostoa. 


108  .    The  River  Towns  of  Connecticut, 

already  arranged  in  their  own  meeting,  drawing  them  up  in 
the  proj>er  form.  These  were  presented  at  the  general  meet- 
ing, when  they  would  be  accepted  or  not  as  the  inhabitants 
pleased,  for  the  latter  had  always  the  power  of  vetoing  the 
projects  of  their  agents  if  they  did  not  approve  of  them. 

The  modern  town  treasurer  is  an  important  diiferentiation 
of  the  townsmen's  powers.  This  is  not  the  place  to  speak  of 
the  nature  of  the  rates  or  the  method  of  raising  them.  Suf- 
fice it  to  say  that  the  control  of  all  expenditures,  whether  for 
church,  town,  or  school  matters,  was  in  the  hands  of  the 
townsmen.  They  never  collected  the  rates.  For  this  pur- 
pose a  committee  or  special  officer  was  chosen,  but  it  was 
through  the  townsmen  that  the  regular  expenses  of  the  town 
were  met.  Under  such  heading  there  seems  to  have  been  in- 
cluded such  items  as  paying  the  herders,  watch,  drum-beaters, 
building  and  repairing  bridges,  setting  the  town  mill,  survey- 
ing lands,  repairing  the  minister's  house,  payment  of  minis- 
ter's salary,  occasionally  supporting  indigent  persons,  repair 
of  town  property,  as  guns,  ferry  (in  Windsor),  town  stocks, 
etc.,  payment  of  bounties  for  wolves  and  blackbirds,  pay- 
ment of  town  officers,  and  such  extra  expenses  as  "  Towns- 
men dining  with  magistrates"  and  "liquor  for  boundgoers." 
Of  course  this  is  an  imperfect  list,  yet  it  gives  an  idea  of 
town  expenditure  in  the  last  half  of  the  seventeenth  century. 
Every  year  the  town  voted  a  certain  amount  for  the  past 
year's  expenses,  and  it  is  worthy  of  notice  that  difficulties 
over  financial  matters  were  not  so  frequent  as  we  might  have 
expected.  Yet,  though  the  townsmen  were  hard-headed  econ- 
omists, they  do  not  always  appear  to  have  been  systematic 
and  prompt  in  squaring  their  accounts  and  handing  over  the 
surplus  to  the  newly  elected  officers.  There  was  no  law,  as 
now,  requiring  that  an  annual  statement  of  receipts  and 
expenditures  be  made  and  laid  before  the  town  at  their  annual 
meeting.  It  was  customary  to  do  so,  but  there  was  at  times 
a  curt  independence  about  the  old  townsmen-treasurers  which 
would  not  brook  too  close  supervision.   Their  honesty  placed 


The  Toyms  and  the  People,  109 

them  abov'e  giving  bonds,  or  obeying  laws  which  seemed  to 
question  their  honor.^ 

The  townsmen  gradually  changed  into  the  selectmen.  This 
name  does  not  appear  in  Hartford  and  Windsor  before  1691, 
and  from  that  time  for  a  period  of  twenty-five  years  there  is  a 
curious  commingling  of  the  two  terms.  The  title  "  selectmen  " 
was  often  used  in  recording  the  election,  but  the  town  clerk 
still  clung  to  the  good  old  name,  and  we  find  "townsmen"  in 
the  minutes  of  further  proceedings.  But  there  is  plenty  of 
evidence  to  show  that  the  terms  were  used  synonymously. 
Wethersfield  employed  the  term  in  a  very  confusing  fashion. 
It  first  styled  two  town  courts  established  in  1666  and  1667 
"selectmen,"  and  in  1679  and  1681  again  used  the  term  for  a 
distinct  body;  it  is  evident,  from  the  nature  of  the  latter's 
duties,  that  they  were  connected  with  the  granting  and  receiv- 
ing of  certificates  of  freemanship.  The  establishment  of  this 
body  seems  to  have  been  the  following  out  of  an  order  of  the 
court  in  1678,  in  which  selectmen  giving  false  certificates 
were  fined  £5.^  Wethersfield  immediately  elected  for  this 
purpose  an  extra  body — first  of  four  members,  then  of  three — 
who  performed  this  service,  and  because,  from  their  position, 
they  needed  to  have  a  familiarity  with  the  list  of  estate, 
they  were,  in  1679,  given  the  duties  of  listers  and  rate- 
makers.  But  in  a  few  years  the  term  had  become  confused 
with  that  of  townsmen,  and  the  fact  that  the  name  selectmen 
was  already  in  use  and  further  established  by  the  laws  of 
Andres  in  1688,  to  which  Wethersfield,  at  least,  very  duti- 


'  In  seventy  years  in  Wethersfield  seyenty-four  men  held  the  oflBce  of 
townsmen,  with  an  average  of  four  elections  to  each.  Of  these  seventy-four, 
thirty  held  office  over  four  times,  with  an  average  of  six  elections  to  each  ; 
fourteen  held  office  over  six  times,  with  an  average  of  eight  elections  to 
each  ;  four  held  office  over  eight  times,  with  an  average  of  ten  elections 
to  each  ;  and  the  most  befunctionaried  individual  served  as  townsman 
eleven  times,  while  only  fifteen  held  office  but  onoe.  (Weth.  Reo.  1646- 
1710.) 

«Col.  Rec.  Ill,  p.  24. 


110  The  River  Towns  of  Connecticut 

fully  responded/  brought  it  into  common  use,  and  after  1725 
it  was  the  commonly  accepted  term. 

Constables. 

The  appointment  of  a  constable  in  Connecticut  was  the 
affixing  of  the  official  seal  to  a  town,  and  was  done  without 
exception,  though  in  at  least  two  instances  (Simsbury  and 
Derby)  the  court  appointed  the  constable  before  the  settle- 
ments petitioned  for  town  privileges.  He  was  the  right  arm 
of  the  law,  and  the  channel  through  which  the  court  com- 
municated with  the  towns,  and  frequent  were  the  orders  to 
constables  by  the  court. 

The  first  constables  appointed  for  the  river  towns  were  of 
a  decidedly  military  character.  They  rather  resembled  their 
English  prototype  than  the  officer  of  later  colonial  days.^ 
The  first  independent  organization  of  the  towns  was  for 
defense.  The  earliest  act  of  the  provisional  government  was 
directed  against  a  laxity  of  military  discipline,  and  the  next 
forbade  sale  of  arms,  powder  or  shot  to  the  Indians;  following 
which  is  the  appointment  of  constables,  practically  as  military 
officers.  A  further  extension  of  the  armed  organization  is 
seen  in  the  watch,  undoubtedly  a  kind  of  constabulary  patrol 
to  guard  against  Indian  attacks.  The  constable  was  next 
required  to  view  the  ammunition,  which  every  inhabitant 
was  ordered  to  have  in  readiness,  and  finally,  before  half  a 
year  had  passed,  each  town  was  put  into  working  military 
form  by  the  institution  of  monthly  trainings  under  the  con- 
stable, with  more  frequent  meetings  for  the  "unskillful." 
At  this  time  the  constable  was  required  to  perform  his  time- 
honored  duty  of  viewing  the  arms  to  see  "  whether  they  be 
serviceable  or  noe,"  which  duty  was  later  given  to  the  clerk 
of  the  train  band.     One  is  not  surprised  that  the  colonists 

'Weth.  Rec,  May  21,  1688. 

'  For  the  military  character  of  the  constable  see  Adams,  Norman  Con- 
stables in  America.    J.  H.  U.  Studies,  vol.  I,  pp.  8  ff. 


The  Towns  and  the  People.  Ill 

were  in  readiness  the  next  year  to  declare  an  offensive  war 
against  the  Pequots.^  After  the  war  was  over  the  inhabitants 
were  ordered  to  bring  to  the  constable  "  any  Ajmor,  gones, 
swords,  belts,  Bandilers,  kittles,  pottes,  tooles  or  any  thing 
else  that  belongs  to  the  commonwealth,"  and  this  officer  was 
to  return  them  to  the  next  court.^ 

But  after  this  need  of  special  military  jurisdiction  was 
passed  and  Captain  Mason  was  appointed  general  training 
officer,  the  constable^s  duties  became  of  a  purely  civil  char- 
acter. Such  were  first  outlined  in  the  code  of  1650.  But 
without  reference  to  that  code,  his  duties,  as  the  records 
declare  them,  were  as  follows :  He  was  obliged  to  take  oath 
after  his  election  by  the  town  before  a  magistrate  or  assistant. 
He  collected  the  country  rate  and  transmitted  it  to  the  colonial 
collector,  afterwards  the  treasurer  (1708).  He  warned  the 
freemen  to  attend  their  meeting  when  deputies  were  chosen, 
and,  in  Windsor  at  least,  warned  for  one  town  meeting  yearly. 
At  this  meeting  he  read  to  the  inhabitants  the  "  cuntry  laws" 
or  orders  of  the  General  Court  passed  during  the  preceding 
year,  and  declared  to  them  the  amount  of  the  country  rate. 
At  this  meeting  his  successors  were  chosen  as  well  as  other 
town  officers.  He  controlled  the  watch  and  executed  all 
commands  of  the  court  or  warrants  from  a  magistrate. 
He  broke  up  tipplers,  raised  the  hue  and  cry  (of  ancient 
lineage),  and  could  summon  other  inhabitants  to  join  in  the 
pursuit.  He  also  passed  on  objectionable  personages  to  the 
constable  of  the  next  town,  who  continueil  the  process  until 
Sir  Vagabond  reached  the  town  that  owned  him.  This  was 
one  way  of  disponing  of  intruders.  He  was  an  officer  that 
inspired  awe.  Yet  notwithstanding  this,  the  office  was  not 
one  greatly  sought  after ;  its  duties  were  arduous,  and  many 
a  man  preferred  to  pay  his  forty  shilling  fine  than  to  serve.' 

1  Col.  Reo.  I,  pp.  1,  2,  8,  4,  9. 
«Col.  Rec.  I,  p.  13. 

*Dr.  Stiles,  quoting  a  Windsor  record  of  1661,  where  "after  much  con- 
tending "  constables  were  chosen,  concludes  that  the  office  was  in  great 


112  The  River  Towns  of  Connecticut 

Besides  this  functionary,  some  of  the  towns  had  a  kind  of 
petty  constable,  who  guarded  the  commons  to  prevent  neigh- 
boring townspeople  from  carrying  off  timber,  fire-wood, 
stone,  etc.  He  was,  however,  a  town  officer,  and  his  election 
does  not  appear  to  have  been  ordered  by  the  court. 

Town  Meetings. 

In  comparing  the  records  of  the  different  towns  and  colo- 
nies, one  is  struck  by  the  bareness,  the  brevity  and  narrowness 
in  scope  of  the  minutes  of  meetings  of  the  Connecticut  set- 
tlers. There  is  little  doubt  that  what  we  have  represents 
the  gist  of  the  proceedings,  and  not  only  does  the  subject- 
matter  show  us  that  questions  of  necessity  alone  were  dis- 
cussed, such  as  related  to  the  existence  of  the  town  and 
church  as  a  corporate  body,  but  the  record  of  such  discussion 
is  embraced  in  the  simple  statement  of  its  result  as  embodied 
in  a  tow^n  order.  There  is  little  flesh  on  the  bare  skeleton  of 
facts,  little  color  to  lighten  up  the  sombre  monotony.  Here 
and  there  an  unconscious  bit  of  phraseology  or  an  exception- 
ally lively  subject  naively  treated  by  the  recorder,  gives  a  hint 
of  the  activity  which  lay  behind  the  formal  phrases,  and  a 
realistic  peep  into  the  life  of  the  people.  But  any  attempt 
to  portray  the  daily  social  and  business  life  of  the  people  of 
the  early  colony  would  be  a  difficult  task. 

The  town  meeting  was  held  at  first  monthly,  but,  with  the 
growth  of  the  town,  the  meetings  during  the  summer  months 
were  held  less  frequently,  and  at  times  were  apparently 
dropped  altogether,  except  in  case  of  special  call.  The 
autumn  and  winter  meetings  were  of  the  greatest  importance, 
for  at  these  officers  were  elected,  rates  proclaimed  and  laws 
read.  During  the  seventeenth  century  the  different  officers 
were  not  always  elected  at  the  same  meeting,  though  such 

demand.  It  may  have  been  at  that  time,  but  after  1675  it  was  not.  Hart- 
ford and  Wethersfield  had  plenty  of  cases  of  refusal  and  payment  of  fine. 
In  1691  seven  men  were  elected  one  after  the  other,  and  each  refused  to 
take  the  office.     ( Weth.  Rec,  Dec.  28,  1691.) 


The  Tovms  and  the  People.  113 

was  the  case  with  the  more  important.  The  town-meeting 
was  generally  called  together  by  the  beating  of  the  drum  or 
blowing  of  the  trumpet  from  the  top  of  the  meeting-house,  in 
a  manner  made  clear  by  the  following :  "  determined  that 
provision  should  be  made  upon  the  top  of  the  meeting- 
house, from  the  Lanthorn  to  the  ridge  of  the  house,  to  walk 
conveniently  to  sound  a  trumpet  or  drum  to  give  warning  to 
meetings."^  This  was  employed  for  all  meetings,  on  Sundays 
and  lecture  days  as  well.  There  were  also  warners,  who  went 
from  house  to  house  in  Wethersfield,  giving  notice  to  the 
inhabitants.  These  inhabitants  generally  came  together  at  9 
in  the  morning,  and  at  first  fines  were  imposed  for  absence, 
but  this  seems  to  have  fallen  into  disuse.  When  the  inhab- 
itants were  assembled,  a  moderator  was  appointed  and  busi- 
ness begun.  The  nature  of  the  orders  passed  upon  will  have 
been  gathered  from  what  has  already  been  said,  and  it  is 
unnecessary  to  enlarge  upon  it  here.  There  was  no  interfer- 
ence with  private  concerns,  no  sumptuary  legislation,  no 
votes  touching  on  the  morals  or  religious  opinions  of  the 
people.  What  little  of  this  sort  was  to  be  done  in  the  colony 
was  reserved  for  the  Greneral  Court.  Town  officers  were  gen- 
erally elected  by  ballot,  though  at  times,  for  "  dispatch  of 
business,"  it  would  be  voted  to  elect  them  by  hand.  General 
orders  were  passed  by  majority  of  hands  held  up,  and  in  case 
of  a  vote  for  minister  where  a  majority  was  certain  to  be  in 
favor,  a  raising  of  hands  was  all  that  was  necessary.  Such 
meetings  were  after  1700  held  quarterly,  and  later  semi- 
annually, and  now  annually,'^  always,  however,  subject  to  a 
special  call.  In  addition,  tliere  are  scattered  here  and  there 
among  the  minutes  of  town-meetings,  records  of  constable's 
(freemen's)  meetings  and  meetings  of  the  townsmen. 


»  Wind.  R«c.,Dec.  18,  160^ 

'The  present  law  is  th&t  town-moeti;  '1   '         ''    inmiallj  some 

time  in  October,  Norember,  or  Decern!  •  tinps  maybe 

convened  when  the  selectmen  deem  it  necessary,  or  on  the  applicution  of 
twenty  inhabitants.  Town-meetings  may,  however,  be  adjourned  from 
time  to  time,  as  the  interest  of  the  town  may  require. 


114  The  Rivei'  Toicns  of  Connecticut, 

Eates  and  Fines. 

The  financial  system  of  the  towns  was  of  a  simple  order, 
and  few  difficulties  arose  of  a  specially  troublesome  nature. 
In  the  beginning  there  was  but  one  rate  or  tax  levied  on  all 
the  inhabitants  by  the  town,  which  covered  all  the  debts  con- 
tracted of  any  nature.  The  creditors  presented  their  accounts 
generally  at  the  February  meeting,  and  a  rate  was  voted  to 
cover  them.  Before  1688  the  amount  of  the  rate  was  stated 
as  so  many  pounds,  which  was  apportioned  among  the  inhab- 
itants for  payment,  but  after  that  time  the  town  voted  a  tax 
of  so  much  on  a  pound,  as  "  one  half  penny  and  one  farthing 
on  ye  pound,"  "  one  penny  farthing  upon  the  pound."  This 
covered  the  ordinary  expenses.  Those  of  an  extraordinary 
nature,  such  as  building  a  bridge  or  a  meeting-house, 
seem  to  have  been  met  by  a  special  rate  laid  by  the  town, 
though  all  repairs  were  included  among  the  regular  town 
debts.  But  very  soon  there  was  separated  from  this  general 
rate — and  it  was  the  first  step  in  the  separation  process — the 
minister's  salary,  which  was  voted  in  the  lump — so  much  for 
the  minister  and  so  much  for  his  assistant,  if  he  had  one. 
For  the  collection  of  this  a  special  officer  was  chosen,  and  all 
the  people  were  taxed  in  proportion  to  their  list  of  estate. 
This  list  was  carefully  made  out  and  published  from  house 
to  house.  In  addition  to  the  rate,  the  minister  was  given  on 
his  settlement  a  grant  of  land,  a  certain  share  of  the  mill 
tolls,  and  his  land  was  voted  free  from  taxation.  It  is  prob- 
able that  he  was  paid  semi-annually,  once  in  September  and 
again  in  March.  Windsor  tried  for  many  years  the  system 
of  voluntary  subscriptions,  appointing  a  committee  to  go 
from  house  to  house  to  find  out  what  each  would  give.  This 
scheme  was  continued  many  years  .^  In  1680  the  general 
statement  was  made  regarding  the  whole  colony — including, 
of  course,  New  Haven — that  nowhere  was  the  minister's  rate 

>  Wind.  Rec,  Nov.  11,  1663 ;  Stiles,  Windsor,  p.  153. 


The  Toicna  and  the  People,  115 

less  than  X50,  and  in  some  towns  it  was  as  high  as  £90  and 
£100  a  year.^ 

As  early  as  1642,  Hartford  voted  X30  to  be  settled  upon 
the  school  for  ever,^  though  we  cannot  say  that  Wethersfield 
or  A\'indsor  made  provision  so  early.  In  the  latter  town,  in 
1658,  there  was  allowed  out  of  the  town  rate  <£5  for  the 
schoolmaster.  Wethersfield  the  same  year  makes  her  first 
recorded  provision  somewhat  more  liberally.  The  first 
schoolmaster  was  to  receive  £25  for  his  teaching.  A  house 
and  land  was  allowed  him,  but  of  the  X25  the  children  were 
to  give  him  eight  shillings  apiece  and  the  town  to  make  up 
the  rest.  Three  years  after  the  town  appropriation  was  £S 
and  that  of  Windsor  reduced  to  X4  10s.  The  payment  by 
the  scholars  was  at  first  by  such  as  went  to  school,  later  all 
boys  between  five  and  ten  years  were  taxed,  "  whether  they 
go  to  school  or  not,"  and  we  find  that  all  who  sent  children 
to  school  in  winter  between  September  and  April  were  each 
to  send  a  load  of  wood  to  keep  them  warm.  Thus  the  pro- 
^^sion  for  the  school  was  at  first  twofold — appropriation  by 
the  town  and  payment  by  the  scholars.  Later,  as  the  teacher 
received  a  definite  amount,  the  town  stated  exactly  how  much 
it  would  give,  and  the  remainder  was  made  up  by  the  scholars. 
This  became  the  school  rate,  and  every  child  between  six  and 
twelve  was  taxed  according  to  the  length  of  attendance. 
Servants  taught  were  paid  for  by  their  masters.  In  1 701  a 
third  source  of  supply  was  provided  in  what  the  records  call 
the  "  cuntry  pay,"  that  is  a  tax  of  forty  shillings  laid  on 
ever}'  thousand  pounds  of  estate,  collected  by  the  constable, 
and  handed  over  to  those  towns  which  maintainc<l  their 
schools  according  to  law.  This  was  the  beginning  of  state 
support.  The  townsmen  controlled  all  school  matters  either 
in  i^erson  or  by  appointed  committees,  which  became  a 
regular  official  board  about  1700.  This  system  of  town  con- 
trol lasted  till  the  first  quarter  of  the  eighteenth  century, 

> Ool.  Reo.  in,  800.  'Hartford  Reo.,  Deo.  6, 1649. 


116  The  JRiver  Towns  of  Connecticut 

when,  with  the  separation  of  town  and  parish,  the  control  of 
school  matters  fell  into  the  hands  of  the  ecclesiastical  societies. 
Again  a  change  was  made  with  the  system  of  dividing  the 
town  into  districts,  and  the  control  is  now  in  the  hands  of 
regular  district  committees,  though  there  is  a  tendency  to 
centralize  the  management  by  the  institution  again  of  town 
committees  with  general  supervisory  power. 

In  addition  to  these  regular  rates  there  were  others  of  a 
minor  and  intermittent  character ;  the  seat  rate,  which  corres- 
ponded to  the  present  custom  of  sale  of  pews,  with  this  differ- 
ence, that  as  each  was  assigned  his  seat  by  a  committee,  he 
paid  what  he  was  told,  and  many  worked  off  this  rate  by 
laboring  for  the  town;  the  meadow  rate  for  building  the 
common  fence;  the  watch  rate,  and  other  lesser  ratings  for 
unusual  appropriations. 

Many  of  the  town  and  state  expenses  were  met  by  fines. 
If  the  towns  used  whipping  or  the  stocks,  as  did  the  court, 
their  use  is  not  recorded.^  But  fines  were  of  regular  order- 
ing. There  were  fines  for  everything  that  the  town  forbade : 
for  elders,  briars  or  weeds  in  the  highway,  for  leaving  the 
meadow  gates  open,  for  neglecting  fences,  for  having  unruly 
cattle  or  runaway  swine,  for  carrying  off  timber,  from  out- 
siders for  felling  trees,  and  from  inhabitants  for  not  working 
on  common  or  highways ;  in  fact  for  all  neglects  of  town 
orders.  Officers  were  fined  for  neglect  of  duty  and  for 
refusing  to  serve  when  elected. 

Payment  of  all  debts,  of  rates  and  of  fines,  was  at  first 
entirely  in  kind.  Wheat,  pease  and  Indian  corn,  sound,  dry 
and  well  dressed,  were  employed,  and  rye  came  into  use  a 
little  later.  By  1695  the  inhabitants  were  allowed  to  pay 
half  in  current  money  of  New  England,  and  soon  this  was 
extended  to  the  privilege  of  paying  all  the  rates  in  current 
money.     But  the  depreciation  of  the  currency  was  such  that 

*  The  towns  certainly  had  stocks.  The  court  ordered  each  town  to  have 
a  public  whipper.  But  there  is  no  record  that  the  towns  used  these  for 
themselves.    Perhaps  they  carried  out  the  court  orders. 


The  Toums  and  the  People.  117 

by  1698  money  would  be  taken  at  only  two  thirds  of  its  face 
value.  All  money  accounts  were  kept  in  pounds,  shillings, 
pence  and  farthings,  and  a  regular  schedule  of  prices  was 
made  every  few  years,  determining  the  value  of  the  different 
qualities  of  grain.  Smaller  amounts,  such  as  mill  and  ferry 
tolls,  were  probably  paid  in  wampum  at  three,  four  and, 
later,  six  for  a  penny.  The  nature  of  the  commodities  was 
such  that  they  were  brought  to  the  collector's  house,  which 
served  as  a  sort  of  town  treasury,  and  the  town  paid  its 
debts  from  this  fund.^  The  accounts  of  these  collectors  were 
offcen  loosely  kept,  and  the  townsmen  had  difficulties  in 
squaring  accounts  with  them,  for  rates  were  difficult  to 
collect,  particularly  in  hard  times,  and  the  inhabitants  were 
often  in  arrears.  It  was  not  until  the  end  of  the  century 
that  the  collectors  made  annual  reports  and  town  finances 
were  put  on  a  systematic  basis.  Even  the  townsmen  them- 
selves did  not  always  keep  accounts  in  good  order,  and  their 
successors  in  office  often  found  afiairs  very  mixed,  though 
the  towns  differed  in  this  according  to  the  financial  ability  of 
their  officers.  Windsor  apparently  had  the  most  conscien- 
tious officials.  This  town  had  a  somewhat  thorough  way  of 
dealing  with  her  debtors.  If  the  rate-payer  did  not  hand  in 
his  due  within  reasonable  time  after  the  rate  was  published, 
a  committee  was  appointed  by  the  townsmen  and  given  a 
note  of  the  amount  due.  This  committee  was  ordered  to  go 
to  the  houses  of  the  delinquents,  and,  as  the  record  says,  "  if 
they  can  find  com  they  shall  take  that  in  the  first  place,  but 
if  not,  then  what  of  any  goods  that  come  to  hand  (and  give 
the  owners  three  days  liberty  after  to  carry  in  the  debts  and 
withal  2d.  in  a  shilling  over  and  above  the  true  debt  or  rate 
which  belongs  to  them  that  distrayne  towards  their  labors 
according  to  the  order  of  the  Court)  and  if  they  neglect  to 
redeem  the  goods  distrayned,  that  then  they  shall  get  it 

>  Windsor  had  ft  **Towil  Bftm  "  built  for  this  special  purpose.    Stiles, 
Windsor,  p.  135. 


118  The  River  Towns  of  Conneciicid. 

prized  by  indifferent  men  and  sell  it  and  pay  the  debt  and 
themselves  and  return  what  remains  to  the  owners."^  This 
is  interesting  as  showing  the  way  in  which  the  towns  applied 
the  court  orders,  and  how  faithfully  they  worked  in  harmony 
with  the  policy  laid  down  by  the  General  Court  in  regard  to 
all  town  matters. 

Town  and  Colony. 

We  have  now  considered  in  some  detail  the  characteristic 
features  of  the  agrarian  and  civil  life  of  this  sturdy  people. 
It  was  not  essentially  different  from  that  existent  among  the 
other  New  England  towns;  such  life  was  in  its  general 
features  everywhere  the  same.  On  close  examination,  how- 
ever, we  find  that  the  machinery  of  town  and  court  adminis- 
tration can  be  classified  as  to  whether  it  is  pure  or  mixed, 
simple  or  complicated,  natural  or  artificial.  To  Connecticut 
belongs  the  best  of  these  conditions.  Her  town  life  was 
pure,  simple  and  natural ;  the  law  which  guided  her  political 
relations  was  nearer  to  the  law  which  governs  to-day  than 
anywhere  else  on  the  American  continent.  We  are  apt  to 
think  of  her  settlement  as  an  artificial  importation,  as  one 
ready-made  through  the  influence  of  pre-existent  conditions. 
On  the  contrary,  it  was  a  natural  growth  ;  it  passed  through 
all  the  stages  of  gestation,  birth,  and  youth  to  manhood. 
Beginning  with  the  commercial  stage,  when  trade  was  the 
motive  power,  it  soon  entered  the  agricultural  stage,  when 
the  adventure  lands  were  occupied  by  planters.  With  the 
development  of  this  phase  of  its  growth  the  military  stage 
begins,  when  it  became  necessary  to  systematically  arm  against 
the  Indians,  and  to  turn  the  agricultural  settlements  into 
armed  camps,  with  the  people  a  body  of  trained  soldiers.  At 
this  stage  the  organized  religious  life  begins,  when  systematic 
church  life  arises  with  the  infusion  of  new  settlers;  and  last 


^  Wind.  Rec,  Dec.  10,  1659.     For  "  the  order  of  the  Court,"  see  Code 
of  1650,  Col.  Rec.  I,  550. 


The  Towns  and  the  People.  119 

of  all  is  reached  the  civil  or  political  stage,  when  for  the  first 
time  the  settlements  may  be  fairly  called  organized  towns. 
Now  with  these  five  factors — commercial,  agricultural,  mili- 
tary, religious,  political — all  active  elements  in  the  structural 
unity  of  the  towns,  we  can  understand  why  the  need  of  some 
more  exact  and  authoritative  scheme  of  government  was  felt, 
and  why  the  constitution  of  1639  was  adopted.  We  can  also 
understand  why  such  a  document  had  not  been  drafted  before; 
it  was  not  a  constitution  struck  off  at  one  blow,  but  was  in 
every  article  the  result  of  experience.  Two  years  previous 
the  Greneral  Court  had  met,  and  without  other  right  than  that 
of  all  men  to  govern  themselves,  began  to  legislate  in  matters 
of  general  concern ;  the  state  dates  its  birth  from  this  date. 
But  not  until  the  inhabitants  composing  that  state  had 
become  accommodated  to  the  new  situation,  and  the  separate 
settlements  had  become  sufficiently  developed  to  be  used  as 
units  for  popular  representation,  was  a  general  system  of 
government  framed.  We  have  said  that  every  article  in  that 
constitution  was  based  on  experience,  either  in  Massachusetts 
or  Connecticut;  the  document  as  finally  drafted  was  the 
result  of  the  trial  by  democracy  of  itself.  The  people  were 
experimenting,  and  as  they  experimented,  the  towns  were 
growing  and  the  state  was  taking  shape.  The  very  title 
"  committees  "  of  the  first  representatives  is  a  clue  to  the  yet 
unformed  condition  of  the  towns.  This  committee  bore  no 
dintinctly  official  character,  but  was  probably  chosen  by  the 
people  of  the  town — for  as  yet  the  principle  of  freemanship 
had  not  been  established — to  represent  themselves,  not  the 
town,  in  the  body  which  was  to  try  the  experiment  of  legisla- 
ting for  a  self-governed  community.  Can  we  doubt  that 
each  town  was  managing  its  own  affiiirs  by  committees  of  a 
not  essentially  different  character  from  those  sent  to  the 
Greneral  Court  ?  It  is  at  least  a  significant  fact,  that  within  an 
interval  of  two  weeks  preceding  the  crystallization  of  the 
state  ex))eriment  in  a  written  constitution,  Hartford,  the  only 
town  of  which  we  have  record,  formulated  the  plan  for  its 


120  The  River  Towns  of  ConnecticxU. 

permanent  government,  by  the  election  of  townsmen,  and, 
what  is  more  significant,  by  setting  bounds  and  limitations 
to  their  power  in  seven  prohibitive  orders.  Had  not  the 
people  been  experimenting  in  town  government  as  well  as 
state,  and  is  it  surprising  that  the  permanent  organization  of 
the  one  almost  exactly  coincided  with  the  permanent  organiza- 
tion of  the  other?  Far  be  it  from  us  to  take  without  warrant 
an  attitude  antagonistic  to  an  historian  who  has  done  so 
much  for  Connecticut  history,  and  whose  political  discern- 
ment is  so  superior  to  our  own,  but  the  whole  bearing  of  this 
study  has  been  to  convince  us  that  Prof.  Johnston's  theory 
that  in  Connecticut  it  was  the  towns  that  created  the  common- 
wealth ;  that  in  Connecticut  the  towns  have  always  been  to 
the  commonwealth  as  the  commonwealth  to  the  Union,  is 
entirely  untenable.  If  Hartford,  in  every  way  the  most  pre- 
cocious in  rounding  out  her  town  system,  did  not  begin  that 
system  till  1639  (N.  S.),  there  is  no  doubt  that  the  other 
towns,  which  in  1650  had  but  the  beginnings  of  an  official 
town  system,  were  even  later  in  development.  How  then 
can  towns  with  an  as  yet  hardly  formed  government,  receiv- 
ing and  obeying  orders  from  a  central  authority,  their 
only  permanent  officers  the  appointees  of  that  authority,  be 
said  to  have  sovereignty  and  independence  ?  There  were  not 
three  sovereignties,  but  one  sovereignty,  and  that  lay  with 
the  people.  These  people  in  their  position  as  settlers  in 
separate  localities,  and  through  those  acting  for  them  in  the 
General  Court,  effected  the  erectionof  these  localities  into  legal 
towns;  and  though  these  towns  were  used  as  convenient 
channels  of  representation  and  taxation,  they  never,  either 
before  or  after  the  constitution,  had  complete  local  inde- 
pendence. As  there  were  no  sovereign  towns,  there  could 
be  no  pre-existent  town  rights;  such  rights  lay  with  the 
people,  and  they  gave  them  up  with  but  one  reservation,  as 
has  been  already  stated  in  the  first  chapter.  This  constitu- 
tion was  not  the  articles  of  a  confederation,  although  the 
people   entered   into    "  combination   and  confederation,"  in 


The  Towns  and  the  People.  121 

which  the  peculiar  nature  of  the  settlements  was  recognized; 
but  it  was  a  government  to  order  the  "affairs  of  the  people/' 
"  gathered  together,"  "  cohabitting  and  dwelling  in  and  upon 
the  River  of  Conectecotte  and  the  Lands  thereunto  adjoyne- 
ing,"  to  which  government  was  granted  "  the  supreme  power 
of  the  commonwealth."  Compare  this  expression  with  that 
in  the  first  article  of  the  Constitution  of  the  United  States, 
where  the  very  phrase,  "All  legislative  power  herein  granted," 
shows  at  once  that  the  framers  never  considered  the  supreme 
power  as  belonging  to  the  central  government  they  were 
creating. 

In  turning  from  the  historical  to  the  legal  aspect  of  the 
question,  the  discussion  may  be  brief.  This  act  of  the  people 
of  Connecticut  has  been  the  basis  of  all  judicial  decisions. 
Two  quotations  will  show  the  drift  of  such  interpretation. 
In  1830  Chief  Justice  Daggett  decided  that  the  towns  "act 
not  by  any  inherent  right  of  legislation,  like  the  legislation 
of  a  State,  but  their  authority  is  delegated."^  Still  more 
pertinent  is  the  decision  of  Chief  Justice  Butler  in  1864,  who, 
referring  to  the  surrender  of  power,  says,  "  That  entire  and 
exclusive  grant  would  not  have  lefl  a  scintilla  of  corporate 
power  remaining  in  themselves  as  inhabitants  of  the  towns,  if 
any  such  had  then  existed";  and  again,  "And  thus  their 
powers,  instead  of  being  inherent,  have  been  delegated  and 
controlled  by  the  supreme  legislative  power  of  the  State  from 
its  earliest  organization."  ^ 


'Williarcl  vs.  Killingworth,  8  Conn.  Reports,  p.  247. 

» Webster  vs.  Harwington,  32  CJonn.  Reports,  pp.  186-139.  Both  of  these 
were  quoted  by  Roger  Welles,  Esq.,  in  the  Hartford  Courant^  Aug. 
37,  1888,  and  will  suflloe  for  the  argument  in  the  text,  but  enlarge- 
ment in  a  note  may  not  be  without  profit.  More  fully.  Chief  Justice 
Daggett's  opinion  is  as  follows :  "  The  borough  and  town  are  confessedly 
inferior  corporations.  They  act  not  by  any  inherent  right  of  legislation, 
like  the  legislature  of  the  State,  but  their  authority  is  delegated,  and  their 
powers  therefore  must  be  strictly  pursued.  Within  the  limits  of  their 
charter  their  acts  are  valid,  m/Ao«/ it  they  are  void."  July,  1880.  The 
Webster  vs.  Harwington  case  was  argued  by  Governor  (now  Judge) 
Andrews  in  1864,  who  took  the  ground  *'  that  in  a  democratic  govern- 


122  The  River  Towns  of  Comiecticut. 

So  much,  then,  for  the  historical  and  legal  side  of  the  case. 
How  was  it  in  practice?  Were  the  towns  in  Connecticut 
"  almost  as  free  as  independency  itself  until  near  the  period 
of  the  charter,"  as  Prof.  Johnston  says,  or  were  they  con- 
trolled by  the  supreme  legislative  body  of  the  state  from 

ment,  ultimate  sovereignty  resides  with  the  people  ;  the  simplest  municipal 
organization,  viz.  the  towns,  being  the  most  purely  democratic  and  volun- 
tary, possess  all  power  with  which  they  have  not  expressly  parted."  This 
is  the  claim  that  Prof.  Johnston  makes  of  reserved  rights  in  the  towns. 
Chief  Justice  Butler  in  answer  says,  speaking  of  the  Constitution  of  1639, 
**  That  extraordinary  instrument  purports  on  its  face  to  be  the  work  of 
the  people — the  residents  and  inhabitants — the  free  planters  themselves 
of  the  three  towns.  It  recognizes  the  towns  as  existing  municipalities, 
but  not  as  corporate  or  independent,  and  makes  no  reservation,  expressly 
or  impliedly,  of  property  or  legislative  power  in  their  favor."  (p.  137.) 
Again,  in  referring  to  the  historical  authorities  quoted  by  the  plaintiffs  he 
says:  **  These  views"  (that  the  towns  gave  up  a  part  of  their  corporate 
powers  and  retained  the  rest  in  absolute  right)  "  have  been  expressed  by 
[the  historians]  without  sufficient  reflection  or  examination,  and  are  not 
correct  in  principle  or  sustained  by  our  colonial  records  or  by  any  adjudi- 
cation of  our  courts  "  (p.  136).  He  also  says,  in  speaking  of  the  orders  of 
October,  1639,  which  Prof.  Johnston  refuses  to  accept  as  anything  more 
than  a  defining  of  privileges  already  possessed,  and  not  as  an  incor- 
poration or  chartering  of  the  towns  (p.  76):  '*  Now  that  provision  enacted 
by  the  General  Court  in  1639  was  both  a  grant  and  a  limitation  of  vital 
power,  and  was  intended  to  embrace  towns  thereafter  created  (as  they 
were  in  fact)  by  law,  and  is  utterly  inconsisteiit  with  the  idea  of  a  reserved 
sovereignty,  or  of  any  absolute  right  in  the  towns  and  constituted  the 
towns  corporations,  and  the  continuance  of  it  has  continued  them  so  ;  and 
that  provision,  with  the  numerous  special  provisions  then  and  since  made, 
prescribing  their  officers  and  regulating  their  meetings  and  other  proceed- 
ings, and  imposing  and  prescribing  their  duties  as  subordinate  municipal 
corporations,  constitute  their  charters."  Then  follows  the  second  quota- 
tion in  the  text  (p.  139).  For  further  similar  judicial  opinions  see  Higley 
vs.  Bunce,  Conn.  Rep.  10, 442  ;  New  London  vs.  Brainard,  Conn.  Rep.  22, 
555.  In  these  cases  there  was  no  dissenting  voice  against  the  opinion  of 
the  Chief  Justice  by  the  associate  judges  of  the  Supreme  Court.  The  suit 
of  Webster  vs.  Harwington  had  already  been  decided  by  Judge  Sandford 
in  the  Superior  Court,  against  the  theory  of  reserved  rights.  The  attitude 
of  Massachusetts  and  New  York  toward  their  towns  is  exactly  the  same. 
Bangs  vs.  Snow,  Mass.  Rep.  I,  p.  188;  Stetson  vs.  Kempton  et  al.,  Mass. 
Rep.  13,  p.  278  ;  Statutes  of  1785,  ch.  75.  For  New  York  see  Hodges  vs. 
City  of  Buffalo,  2  Denio,  p.  110  ;  Revised  Statutes  I,  p.  599,  sees.  1,  3. 


The  Towns  and  the  People.  123 

their  earliest  organization,  as  has  just  been  quoted?  The 
court  almost  at  once,  in  the  August  or  September  following 
the  adoption  of  the  constitution,  took  measures  to  complete 
the  organization  of  the  towns,  through  the  agency  of  a  court 
committee  appointed  for  that  purpose,  and  on  the  presenta- 
tion of  their  report,  in  the  October  following,  passed  the 
orders  which  they  had  drawn  up.  In  these  orders  and  those 
frequently  passed  aftenvard — we  are  speaking  of  the  period 
preceding  the  charter — can  be  found  all  the  rights  that  the 
towns  were  possessed  of.  Every  officer  chosen  except  the 
townsmen  can  be  traced  to  these  orders,  as  well  as  every 
privilege  exercised  of  which  the  town  records  give  us 
knowledge.  The  allowance  was  liberal,  and  the  towns  never 
exceeded,  and  in  some  cases  did  not  wholly  exhaust,  the 
powers  granted  them.  Even  within  these  orders  the  court 
occasionally  interfered.  It  ordered  regarding  highways, 
fences,  and  unruly  animals ;  decided  the  boundaries  of  the 
towns,  refused  the  right  of  town  suffrage  to  such  as  had 
been  whipped  or  fined  for  scandalous  oifenses ;  even  made 
grants  of  town  lands ;  settled  the  ferry  rates  of  Windsor, 
gave  orders  to  her  deacons ;  interposed  in  the  ecclesiastical 
alfairs  of  Wethersfield ;  ordered  the  establishment  of  town 
inns ;  commanded  the  payment  of  bounties,  and  showed  its 
authority  in  many  other  similar  ways.  It  also  controlled  all 
the  military  and  commercial  affairs  of  the  towns.  In  other 
words,  the  Greneral  Court  directly  controlled  all  matters  not 
expressly  delegated  to  the  towns,  and  even  in  those  matters 
it  interfered,  though  rarely.  That  this  was  as  true  in  practice 
as  in  theory,  a  careful  study  of  the  town  records  enables  us 
to  affirm. 

What  an  actual  reservation  of  rights  was  may  be  seen  in 
the  case  of  Southhampton,  which,  settled  in  1640,  came  under 
the  jurisdiction  of  Connecticut  in  1644.  As  for  these  four 
years  it  had  been  an  independent  church-state,  it  had  some 
right,  made  more  drnded  by  its  peculiar  situation  on  Long 
Island,  to  introduce  into  the  agreement  a  distinct  reservation 


124  The  River  Tonms  of  Connecticut. 

of  power.  Its  inhabitants  were  given  *'  liberty  to  regulate 
themselves  according  as  may  be  most  suitable  to  their  own 
comforts  and  conveniences  in  their  own  judgment,"  and  power 
was  reserved  for  all  time  "  for  making  of  such  orders  as  may 
concerne  their  Towne  occations."^  This,  by  force  of  con- 
trast, makes  clear  how  different  the  position  of  the  river 
towns  actually  was  in  the  eyes  of  the  court. 

Nor  did  the  towns  themselves  fail  to  recognize  this  posi- 
tion of  complete  subordination  to  the  General  Court.  It 
might  be  sufficient  to  say,  as  substantiating  this,  that  they 
never  overstepped  their  boundaries,  but  a  concrete  expression 
of  their  opinion  is  more  conclusive.  Windsor  was  much 
troubled  because  the  people  neglected  their  fences,  from  which 
many  complaints  had  resulted,  and  says  "that  we  cannot  but 
see  it  the  cause  of  many  trespasses  and  discord  among  neigh- 
bors, and  therefore, as  we  should  desire  and  endeavor  the  peace 
and  comfort  of  one  another,"  it  proceeds  to  regulate  the 
matter,  adding  almost  parenthetically :  "  The  court  having 
left  the  care  and  ordering  of  things  of  this  nature  to  the  care 
of  the  townsmen  in  the  several  towns."  ^  If  this  was  the 
situation  up  to  the  time  of  the  charter,  much  more  was  it  so 
in  the  period  following,  when,  with  the  growth  of  towns  and 
commonwealth,  colonial  organization  became  more  compli- 
cated and  new   conditions   were  constantly  arising.     That 

'  Col.  Reo.  I,  p.  567,  Appendix  II.  Compare  the  historic  beginnings 
of  the  Connecticut  towns  with  those  of  Rhode  Island,  of  which  it  can  be 
truly  said,  as  does  the  historian  of  that  State,  **  In  Rhode  Island  each 
town  was  itself  sovereign,  and  enjoyed  a  full  measure  of  civil  and  religious 
freedom."— Arnold's  Hist,  of  Rhode  Island,  I,  p.  487. 

2  Wind.  Rec,  March  21,  1659.  The  only  instance  that  the  writer  can 
find  of  an  unwillingness  to  obey  a  court  order  was  when  the  court,  appar- 
ently unjustly,  refused  to  ratify  the  election  of  Mr.  Mitchell,  a  weighty 
landholder  of  Wethersfield,  who  had  been  elected  to  the  oflBce  of  Recorder. 
The  court  declared  the  office  vacant  and  ordered  a  new  balloting.  The 
town  refused  compliance,  and  Mr.  Mitchell  entered  upon  his  office.  In 
answer  to  this  the  court  promptly  fined  him  twenty  nobles,  and  that  part 
of  the  town  which  voted  for  him  five  pounds.— Col.  Rec.  I,  pp.  40, 51-52. 


The  Tovms  and  the  People.  126 

town  and  court  relations  had  not  changed  it  is  almost  unneces- 
sary to  state.^  To  attempt  to  prove  it  by  example  would  be 
tedious  and  add  little  that  was  new.  It  may  all  be  summed  up 
in  two  quotations,  which  bring  into  sharp  contrast  the  relation 
of  the  town  to  the  colony,  as  compared  with  that  of  the  State 
to  the  American  Congress.  When  East  Hartford  wished  the 
liberty  of  a  minister  in  1694,  Hartford,  though  loath  to  part 
with  "  their  good  company,"  yielded  gracefully  and  said,  that 
"  if  the  Greneral  Court  see  cause  to  overrule  in  this  case,  we 
must  submit."^  But  when  it  was  rumored  in  1783  that  the 
Congress  of  the  Confederation  was  overstepping  its  privileges, 
the  town  passed,  among  others,  the  following  article.  Address- 
ing the  State  delegates,  it  said,  "And  first  (Gentlemen)  we 
desire  and  expressly  instruct  you  to  oppose  all  Encroachments 
of  the  American  Congress  upon  the  Sovereignty  and  Juris- 
diction of  the  separate  States,  and  every  Assumption  of  Power 
not  expressly  vested  in  them  by  the  Articles  of  Confederation."* 
Far  more  worthy  of  admiration,  and  nobler  in  its  accom- 
plishment, was  the  relation  which  actually  did  exist  between  the 
town  and  the  court  in  the  colony  of  Connecticut.  Its  boasted 
democracy  becomes  almost  greater  in  the  practice  than  in  the 
conception.  This  we  realize  when  we  see  a  body  endowed 
with  supreme  power,  unrestrained  by  any  authority  on  earth, 
exercising  that  power  with  such  moderation  and  remarkable 
political  sagacity  that  the  town  appears  as  almost  an  inde- 
pendent unit.  If  an  institution  is  the  lengthened  shadow  of 
one  man,  then  here  we  see  Thomas  Hooker  with  the  king  in 


1  **  The  royal  charter  was  a  precious  gift  and  came  to  be  the  object  of 
almost  saperstitious  regard.  But  it  did  not  in  any  way  affect  the  relations 
previously  established  between  the  people  and  their  chosen  rulers.  The 
frame  of  government  continued  U)  rest  on  the  same  broad  foundation  on 
which  the  Ck)n8titution  of  1689  had  placed  it,  and  '  the  supreme  power  of 
the  Commonwealth  '  was  made  to  consist,  as  before,  in  the  general  court.'* 
Trumbull's  Hist.  Notes  on  the  Constitution  of  Connecticut,  pp.  10-11. 

'Hart.  Rec.  I,  p.  178. 

'  Hart  Rec.  II,  p.  801 .  F*or  the  nature  of  this  encroachment  see  Cartis. 
Hist,  of  the  Constitution,  I,  p.  100 ;  Trumbull's  Hist.  Notes,  p.  18. 


126  The  River  Towns  of  Oonnecticut. 

his  pocket,  and  his   exceeding   fervor   of  spirit  well  under 
control. 

If  the  General  Court  of  Massachusetts  interfered  in  half 
the  affiiirs  of  its  towns,  as  says  Dr.  Ellis,  it  is  safe  to  say 
that  the  Greneral  Court  of  Connecticut  interfered  practically  in 
a  proportion  very  much  less,  the  exact  fraction  of  which  it 
would  be  difficult  to  formulate.  Once  established,  the  towns 
were  left  to  run  themselves.  It  was  not  often  that  the  court 
directly  interfered;  it  interposed  its  authority  in  case  of 
disputes,  instructed  the  towns  in  their  duty  when  they  seemed 
to  be  wandering  from  it,  and  offered  its  advice  gratuitously  if 
it  seemed  necessary.  The  towns  were  often  unable  to  manage 
their  own  afikirs,  and  then  the  peculiarly  paternal  position  of 
the  court  most  prominently  appears.  The  town  petitions  were 
always  carefully  considered.  In  this  way  they  came  to  the 
court  for  advice  and  counsel,  to  it  they  presented  their  diffi- 
culties ;  Windsor  with  her  boundaries,  Wethersfield  with  her 
minister,  Simsbury  in  a  pathetic  appeal  regarding  her  fences. 
The  court  in  all  such  cases,  full  of  almost  a  tender  interest  in 
its  towns,  appointed  a  committee  to  help  them  out  of  trouble. 
In  matters  of  grievance  it  was  the  court  of  last  resort,  and  its 
decision  was  final.  Only  when  the  towns  seemed  to  be  misus- 
ing their  privileges  was  its  manner  firm,  and  against  evildoers 
its  tone  was  severe.  Yet  its  laws  were  always  temperate,  and 
never  arbitrary  in  their  nature.  For  this  reason  town  and 
colony  grew  without  display,  but  with  a  political  strength 
unequaled ;  and  its  people,  made  strong  by  adversity,  and 
unhampered  by  a  false  political  friction,  have  developed  a 
state  which  has  proved  in  the  crises  of  history  a  bulwark  to 
the  nation. 


Addendum. — For  the  sake  of  clearness  regarding  a  statement  made  in 
note  2,  page  15,  it  should  be  explained  that  in  1636  Mr.  Winthrop  was 
Governor  at  Saybrook,  acting  under  the  Patentees.  He  was  not  Governor 
under  the  Constitution  until  1657. 


X-XI-XII 


FEDERAL  GOVERNMENT 


IN 


CANADA 


JOHNS  HOPKINS  DNIVERSITY  STUDIES 

IN 

Historical  and   Political  Science 

HERBERT  B.  ADAMS,  Editor. 


History  is  pwt  Politics  and  Politics  present  History  —  J^rteman. 


SEVENTH  SERIES 
X-XI-XIl 

FEDERAL  GOVERNMENT 

IN 

CANADA 


By  JOHN  G.  BOURINOT,  Hon.  LL.  D.,  D.  C.  L. 

Clerk  9f  Ok»  HouBe  tff  Common*  f\f  Canada;  Honorary  Secretary  qf  the  Royal  Society  qf  Canada;  Author 

of  ParliammUary  Praetiee  amd  Proeedure  in  Canada,  Manual  qf  the  ConHituttonal  Hietory 

qf  Canada,  Local  OoMmmmtt  m  Canada  (in  Johne  Hupkine  UnivertUy 

■vi.) 


BALTIMORE 

V.  M UMur,  PuBUCATioM  AaBUT,  JoKn  HoPKuri  Umvi&urrx' 

O«tob«r,  NoT«inb«r»  I>eo«iiib«r,  1880 


Copyright,  1889,  by  N.  Murray. 


JOHN  MURPHY  A  CO.,  PRINTERS. 
BALTIMORB. 


TABLE  OF  CONTENTS. 


Lecture  I.  Historical  Outline  op  Political  Development...  7 

II.  General  Features  of  the  Federal  System 29 

III,  The  Government  and  the  Parliament 77 

IV,  The  Provincial  Governments  and  Legislatures..  121 


FEDERAL  GOVERNMENT  IN  CANADA. 


LECTURE  I. 


HISTORICAL  OUTLINE  OF  POLITICAL 
DEVELOPMENT. 

In  the  course  of  this  and  the  following  lectures/  I  propose 
to  direct  your  attention  to  the  Federal  constitution  of  the 
Dominion  of  Canada.  My  review  of  the  system  of  govern- 
ment which  we  now  possess  must  necessarily  be  limited  in  its 
scope.  I  can  but  give  you  an  outline  of  its  leading  features 
and  a  very  imperfect  insight  into  its  practical  operation.  I  do 
uot  pretend  to  do  more  than  lay  before  you  a  mere  sketch — 
perhaps  not  more  than  a  tracing  of  the  architect's  work — and 
point  out  the  strength  and  harmony  of  the  proportions  of  the 
national  structure  which  Canadian  statesmen  are  striving  to 
perfect  on  the  northern  half  of  the  continent.  At  the  same 
time  I  shall  endeavor  to  indicate  what  seem,  in  the  opinions 
of  competent  authorities,  to  be  such  defects  and  weaknesses  as 
must  always,  sooner  or  later,  show  themselves  in  the  work  of 
human  hands. 

It  is  necessary  that  I  should  at  the  outset  briefly  trace  the 
various  steps  in  the  |X)litical  development  of  British  North 
America,  so  that  you  may  the  more  clearly  understand  the 

'  Theee  four  lectures  were  read  during  the  month  of  May,  1889,  lieforo 
Trinity  Univeraity,  Toronto,  Canada,  and  are  now  printed  for  the  firet  time 
with  some  notes  and  additions  to  the  text. 

7 


8  Federal  Government  in  Canada.  [464 

origin  and  nature  of  our  present  system  of  government.  Nor 
can  I  well  leave  out  of  the  consideration  some  references  to 
the  political  institutions  that  existed  in  Canada  previous  to 
1759-60.  Such  a  review  will  not  give  any  evidence  of  polit- 
ical progress,  but  it  would  be  very  incomplete  if  it  did  not 
lay  before  you  the  characteristics  of  a  system  of  government 
which  is  not  simply  interesting  from  an  antiquarian  or  his- 
torical point  of  view,  but  also  on  account  of  the  comparisons 
it  leads  us  to  make  between  the  absolutism  it  represented  and 
the  political  freedom  which  has  been  the  issue  of  the  fall  of 
Quebec  in  1759,  and  of  the  supremacy  of  England  in  Canada. 

But  there  is  another  important  consideration  which  renders 
it  absolutely  necessary  that  I  should  give  more  than  a  passing 
allusion  to  the  French  period  of  Canadian  history.  Though 
more  than  a  century  and  a  quarter  has  passed  since  those  days 
of  the  French  regime,  many  of  the  institutions  which  were 
inherited  from  old  France  have  become  permanently  estab- 
lished in  the  country,  and  we  see  constantly  in  the  various 
political  systems  formed  in  Canada  from  time  to  time  the 
impress  of  those  institutions  and  the  influence  of  the  people  of 
French  Canada. 

As  the  most  convenient  method  of  dealing  with  this  part  of 
my  subject,  I  shall  leave  the  consideration  of  the  political 
development  of  Nova  Scotia  and  the  other  small  provinces 
until  the  last  lecture,  when  I  come  to  review  the  present  con- 
stitution of  their  governments  and  legislatures.  I  shall  con- 
fine myself  for  the  present  to  the  political  history  of  the  large 
country  generally  known  as  Canada  until  1867,  and  now 
divided  into  the  provinces  of  Ontario  and  Quebec.  This 
history  may  be  properly  divided  into  several  Periods,  varying 
in  the  number  of  years  from  the  time  Champlain  laid  the 
foundation  of  the  French  colony  on  the  banks  of  the  St.  Law- 
rence, down  to  the  establishment  of  the  system  of  federation. 

First  of  all  we  have  the  period  when  France  claimed  do- 
minion over  the  extensive  ill-defined  territories  watered  by  the 
St.  Lawrence  and  the  great  Lakes  and  including  the  valleys 


465]  Federal  Government  in  Canada.  9 

of  the  Ohio  and  the  Mississippi  Rivers.  During  this  period 
which  lasted  from  1608  to  1759-60, — for  it  is  not  necessary 
to  refer  to  the  abortive  expedition  of  the  Marquis  de  la  Roche 
or  to  the  voyages  of  Jacques  Cartier  which  did  not  lead  to 
immediate  colonization, — Canada  was  under  the  control  for 
a  number  of  years  of  proprietary  governments  chartered  by 
the  king  to  carry  on  trade  in  the  country  whose  furs  were 
already  highly  valued  in  the  markets  of  Europe.  In  those 
days  of  chartered  corporations  the  governor  was  radically 
supreme  and  exercised  executive,  legislative  and  judicial  powers 
with  the  assistance  of  a  council  which  he  consulted  according 
to  his  pleasure.  By  1 663,  however,  Louis  XIV.  decided  under 
the  advice  of  the  eminent  statesman  Coll)ert  to  take  the  gov- 
ernment of  Canada  into  his  own  hands,  but  the  measures  he 
proposed  were  for  a  while  kept  in  abeyance  on  account  of  a 
charter  for  commercial  purposes  being  granted  to  a  new  com- 
pany under  the  influence  of  courtiers  anxious  to  use  the  colony 
for  their  own  selfish  purposes.  But  Colbert  was  ambitious  to 
extend  the  commerce  of  France  and  establish  colonies  wherever 
she  had  a  foothold,  and  in  this  respect  he  was  wise  above 
statesmen  of  his  day.  Accordingly  we  find  that  on  the  failure 
of  the  new  company  to  realize  its  exiKxitatious  no  fresh  effort 
was  made  in  the  same  direction,  but  the  plans  of  1663  were 
carried  out  in  1674  and  the  king  and  his  minister  took  all  the 
measures  necessary  to  establish  beyond  legal  doubt  a  regular 
system  of  government  in  accordance  with  the  autocratic  spirit 
which  characterized  regal  jK)wer  in  those  days.  It  has  been 
well  observed  by  the  historian  Parkman  that  the  governor  of 
Canada  as  well  as  the  intendant,  the  next  most  important  if 
not  indeed  in  many  ways  the  most  iinj)()rtant  functionary  of 
state,  were  to  all  intents  and  pur|)oses  in  iM)int  of  authority, 
the  same  oflBcials  who  presided  over  the  affairs  of  a  province 
of  France.  In  Canada  as  in  France  governors-general  had 
only  such  powers  as  were  expressly  given  them  by  the  king 
who,  jealous  of  all  authority  in  others,  kept  them  rigidly  in 
check.  In  those  days  the  king  was  suprenu* ;  *'  I  am  the  state  ** 
2 


10  Federal  Government  in  Canada,  [4G6 

said  Louis  Quatorze  in  the  arrogance  of  his  power.  The 
feudal  system  of  France  had  been  long  since  deprived  of  its 
dangere  to  the  monarch  and  the  nobles  of  the  once  proud 
feudal  families,  who  in  old  times  had  even  defied  their  feudal 
chief,  were  now  kept  within  the  courtly  precincts  to  pay  him 
homage  and  obey  his  commands.  The  three  estates,  the  nobles, 
clergy  and  tiers  etaty  or  the  "  nation,"  still  existed  in  name, 
but  while  the  first  was  stripped  of  real  jDower  and  the  second 
exercised  its  usual  influence  on  the  conscience  of  the  de- 
vout the  people  groaned  under  the  exactions  of  the  king  and 
his  courtiers.  The  states-general  never  assembled  to  give  voice 
to  the  complaints  of  the  nation  and  provide  redress.  We  find 
there  were  Parliaments  that  assembled  at  stated  periods  at  Paris, 
Rouen  and  other  important  places  but  in  no  respect  did  they 
resemble  that  great  council  of  the  English  people  which  from 
the  earlier  days  of  English  history  has  been  so  often  a  check 
on  kingly  assumptions.  The  Parliaments  of  France  were 
purely  of  a  judicial  character,  and  though  at  times  they  served 
as  a  curb  on  the  absolutism  of  the  king,  as  a  rule  they  were 
under  his  control,  and  forced  under  all  circumstances  to  reg- 
ister his  decrees,  however  objectionable  they  might  be.  In 
view  of  such  facts  it  is  easy  to  understand  that  there  could  be 
no  such  things  as  free  government  or  representative  institu- 
tions in  Canada,  like  those  enjoyed  from  the  very  commence- 
ment of  their  history  by  the  old  English  colonies  which  were 
founded  almost  contemporaneously  with  the  settlement  of 
Acadia  and  Canada  by  De  Poutrincourt  and  Champlain. 

The  governor  had  command  of  the  militia  and  troops,  and 
was  nominally  superior  in  authority  to  the  intendant,  but  in 
the  course  of  time  the  latter  became  virtually  the  most  influ- 
ential officer  in  the  colony,  and  even  presided  at  the  council 
board.  This  official,  who  had  the  right  to  report  directly  to 
the  king  on  colonial  affairs,  had  large  civil,  commercial  and 
maritime  jurisdiction,  and  could  issue  ordinances  on  his  own 
responsibility  which  had  full  legal  effect  in  the  country.  Asso- 
ciated witli  the  governor,  and  intendant  was  a  council,  com- 


467]  Federal  Government  in  Canada.  11 

prising  in  the  first  instance  five,  and,  eventually,  twelve 
persons  chosen  from  the  leading  people  of  the  country.  The 
change  of  name  from  the  "  Supreme  Council  *'  to  the  "  Supe- 
rior Council "  is  of  itself  some  evidence  of  the  determination 
of  the  king  to  restrain  the  pretensions  of  all  official  bodies 
throughout  the  kingdom  and  its  dej)endencies.  This  body 
exercised  legislative  and  judicial  powers,  and  was  a  court  of 
appeal  from  the  judicial  functionaries  at  Quebec,  Montreal 
and  Three  Rivers,  the  principal  towns  of  the  three  districts 
into  which  the  country  was  divided  for  the  administration  of 
justice  in  accordance  with  the  Coidume  de  Paris.  The  Bishop 
was  a  member  of  the  council,  and  the  history  of  the  colony  is 
full  of  the  quarrels  that  arose  between  him  and  the  governor 
on  tK)ints  of  official  etiquette,  or  with  respect  to  more  import- 
ant matters  affecting  the  government  of  the  country.  The 
Roman  Catholic  Church,  from  the  very  first  settlement  of 
Canada,  was  fostered  by  express  provisions  in  the  charters  of 
the  incorporated  commercial  companies.  The  causes  that 
assisted  in  tlie  colonization  of  the  French  colony  were  trade 
and  religion,  and  the  priestly  missionary  was  as  frequent  a 
visitor  in  llie  camp  of  the  Indian  tril)es  as  the  Coureur  de  hois, 
who  wanderal  over  the  Western  wilderness  in  the  days  of  the 
French  regime.  When  the  king  assumed  the  government,  the 
bishop  and  his  clergy  continued  to  increase  their  power  and 
wealth,  and  by  the  time  of  the  conquest  the  largest  landed 
proprietors,  and  in  many  resj>ects  the  wealthiest,  were  the 
church  and  its  communities.  The  seigniory  soon  gave  way  to 
the  parish  of  tlie  church,  as  a  district  for  local  as  well  as 
for  ecclesiastical  purposes.  Titlies  were  imposed  and  regulated 
by  the  government,  and  as  the  country  became  more  {x)pulous 
the  church  grew  in  strength  and  riches.  It  held  always  under 
its  control  the  education  of  the  ])eople,  and  was  then,  as  now, 
the  dominant  power  in  the  country. 

The  king  and  the  council  of  state  in  France  kept  a  strict 
supervision  over  the  government  of  the  colony.  An  ap{>eal 
lay  to  the  king  in  all  civil  and  criminal  matters,  but  the  dis- 


12  Federal  Government  in  Canada,  [468 

tance  between  Paris  aud  Quebec,  in  those  days  of  slow  com- 
mimication,  tended  to  keep  up  many  abuses  under  which  the 
people  suffered,  and  it  is  easy  to  explain  how  it  was  that  an 
unscrupulous  intendant  like  Bigot  was  able  to  cheat  the  Cana- 
dians for  so  many  years  with  impunity  and  amass  large  wealth 
by  the  most  disgraceful  peculation  and  jobbery. 

We  look  in  vain  for  evidence  of  popular  freedom  or  material 
prosperity  during  those  times.  The  government  was  autocratic 
and  illiberal,  and  practically  for  many  years  in  the  hands  of 
the  intendant.  Public  meetings  were  steadily  repressed  and 
even  the  few  that  were  held  in  those  early  days  on  occasions  of 
public  emergency  could  be  called  only  at  the  instance  of  the 
authorities.  No  system  of  municipal  government  was  estab- 
lished, and  the  efforts  to  elect  aldermen  for  civic  purposes  in 
Quebec  were  almost  immediately  rendered  ineffectual  by  the 
open  or  insidious  hostility  of  the  governing  powers.  Some 
semblance  of  popular  representation  was  given  for  a  while  by 
the  election  of  "syndics,"  a  class  of  officials  peculiar  to  French 
local  administration,  though  we  can  trace  their  origin  to  the 
Greeks.  The  French  Canadian  colonists  had  in  all  probability 
brought  with  them  among  their  customary  rights  that  of  choos- 
ing an  agent  for  the  special  purpose  of  defending  the  interests 
of  a  community  whenever  necessary  before  the  authorities, 
but  in  accordance  with  the  principles  that  lay  at  the  basis  of 
the  Canadian  government,  the  people  soon  found  themselves 
incapable  of  exercising  what  might  have  been  a  useful  muni- 
cipal office,  and  might  have  led  to  the  extension  of  popular 
privileges.  It  is  not  strange,  then,  that  the  habitants  of  the 
seigniories,  as  well  as  the  residents  in  the  towns,  lived  for  the 
most  part  a  sluggish  existence  without  any  knowledge  of,  or 
interest  in  the  affairs  of  the  colony,  which  were  managed  for 
them  without  their  consent  or  control,  even  in  cases  of  the 
most  insignificant  matters.  Even  trade  was  in  fetters.  Cana- 
dians could  only  deal  with  France,  in  conformity  with  the 
restrictive  policy  of  those  times  when  colonies  were  considered 
simply  feeders  for  the  commerce  of  the  parent  state. 


46 9 J  Federal  Government  in  Canada,  13 

It  may  bo  urged  witli  truth  that  the  French  Canadian  had 
no  knowledge  of  those  free  institutions  which  Englishmen 
brought  to  this  continent  as  their  natural  birthright.  The 
people  of  France  were  crushed  beneath  the  heels  of  the  king 
and  nobles,  and  the  Norman  or  Breton  was  hardly  a  freeman 
like  an  Englishman  of  Devon  or  Kent.  But  transplanted  to 
the  free  atmosphere  of  this  continent,  and  given  some  oppor- 
tunities for  asserting  his  manhood,  the  bold  courageous  native 
of  Brittany  or  Normandy  might  have  sooner  or  later  awaked 
from  his  political  lethargy,  and  the  conquest  might  have 
found  him  possessor  of  some  political  rights  and  in  many 
respects  an  energetic  member  of  the  community.  This  was, 
however,  impossible  in  a  country  where  the  directions  of  the 
king  and  his  pliant  ministers  were  always  to  the  effect  that 
liberty  of  speech  should  be  rigidly  repressed.  Even  the  Mar- 
quis of  Frontenac,  when  governor,  was  told  in  very  emphatic 
terms  that  he  made  a  grievous  mistake  when  he  presumed 
to  advise  the  assembling  of  the  Canadians  on  the  plan  of  the 
Hois  g6n6raux  of  France ;  a  piece  of  presumption,  indeed,  when 
the  representative  assemblies  were  never  called  together  even 
in  the  parent  state. 

We  must  now  come  to  the  Second  Period  in  our  political 
history,  which  dates  from  that  hour  of  humiliation  for  France 
and  her  Canadian  offspring,  the  capitulation  of  Quebec  and  of 
Montreal  in  1759-1760.  This  was  the  commencement  of 
that  new  era  during  which  the  French  Canadians  were  grad- 
ually to  win  for  themselves  the  fullest  political  freedom  under 
the  auspices  of  England.  The  second  period  may  be  con- 
sidered for  the  puri)ose3  of  historical  convenience,  to  be  the 
transition  stage  from  the  conquest  until  the  granting  of  repre- 
sentative institutions  in  1791.  I  call  it  a  transition  stage 
because  it  illustrates  the  development  from  the  state  of  oom- 
plete  {)olitical  ignorance  that  existed  at  tlio  time  of  the  conquest 
to  the  state  of  larger  political  freedom  that  the  constitutional 
act  of  1791  gave  to  the  people  of  Canada.  During  this 
transition  period  it  is  interesting  to  notice  the  signs  that  the 


14  Federal  Government  in  Canada.  [470 

Freuch  Canadian  leaders  gave  from  time  to  time  of  their 
comprehension  of  self  government,  even  within  a  quarter  of 
a  century  from  the  day  they  emerged  from  the  political  dark- 
ness of  their  own  country  under  the  French  regime.  Several 
political  facts  require  brief  mention  in  this  connection.  From 
1760  to  1763  when  Canada  was  finally  ceded  to  Great  Britain 
by  the  Treaty  of  Paris  there  was  a  military  government  as  a 
necessary  consequence  of  the  unsettled  condition  of  things, 
but  it  docs  not  demand  any  special  consideration  in  this  review. 
Then  King  George  III  issued  his  famous  proclamation  of 
1763,^  and  by  virtue  of  the  royal  prerogative  established  a 
system  of  government  for  Canada.  The  people  were  to  have 
the  right  to  elect  representatives  to  an  assembly,  but  the  time 
was  not  yet  ripe  for  so  large  a  measure  of  political  liberty,  if 
indeed  it  had  been  possible  for  them  to  do  so  under  the  in- 
structions to  the  governor-general,  which  required  all  persons 
holding  office  or  elected  to  an  assembly  to  take  oaths  against 
transubstantiation  and  the  supremacy  of  the  Pope.  This 
proclamation  which  was  very  clumsily  framed  in  the  opinion 
of  lawyers  created  a  great  deal  of  dissatisfaction,  not  only  for 
the  reason  just  given  but  on  account  of  its  loose  reference  to 
the  system  of  laws  that  should  prevail  in  the  conquered 
country.  As  a  matter  of  fact  the  ordinances  issued  by  the 
governor  and  executive  council  that  now  governed  Canada, 
practically  went  to  establish  both  the  common  and  the  criminal 
law  of  England  to  the  decided  inconvenience  and  dissatisfac- 
tion of  the  French  Canadians  accustomed  to  the  civil  law  of 
France.  But  events  were  shaping  themselves  in  favor  of  the 
French  Canadians  or  "  new  subjects  "  as  they  were  called  in 
those  days.  The  difficulty  that  had  arisen  between  England 
and  the  old  thirteen  colonies  led  her  statesmen  to  pay  more 
attention  to  the  state  of  Canada  and  to  study  the  best  methods 
of  strengthening  their  government  in  the  French  colony,  where 


*  Issued  7th  October,  1763.    See  text  at  the  end  of  third  volume  of  Cart- 
wright's  Cases  on  the  British  North  America  Act. 


471]  Federal  Government  in  Canada.  15 

the  English  element  was  still  relatively  insignificant  though 
holding  practically  the  reins  of  ix>wer  by  means  of  the  execu- 
tive council  and  the  public  offices.  In  1774  the  parlia- 
ment of  Great  Britian  was  for  the  fii*st  time  called  upon 
to  intervene  in  the  affairs  of  Canada  and  passed  the  act 
giving  the  first  constitution  to  Canada,  generally  known 
in  our  history  as  the  Quebec  act.*  During  the  same  session 
were  passed  a  series  of  acts  with  the  object  of  bringing  the 
colonists  of  New  England  into  a  more  humble  and  loyal  state 
of  mind ;  for  the  cargoes  of  tea,  inopportunely  despatched  to 
different  colonial  ports,  had  been  already  destroyed,  and  the 
discontent  that  prevailed  generally  in  the  colonies,  especially 
in  Massacliusetts,  had  reached  a  crisis.  The  Quebec  act  was 
in  the  direction  of  conciliating  the  French  Canadians,  who 
naturally  received  it  with  much  satisfaction.  The  English, 
on  the  other  hand,  regarded  it  with  great  disfavor,  and  the 
same  may  be  said  of  the  people  of  the  old  thirteen  colonies, 
who  subsequently,  through  their  Congress,  stated  their  objec- 
tions in  an  appeal  to  the  people  of  Great  Britain,  and  declared 
it  to  be  "unjust,  unconstitutional,  and  most  dangerous  and 
destructive  of  American  rights."  The  act  established  a  legis- 
lative council  nominated  by  the  crown,  and  the  project  of  an 
assembly  was  indefinitely  postponed.  The  French  Canadians 
were  not  yet  prepared  for  representative  institutions  of  whose 
working  they  had  no  practical  knowledge,  and  were  quite 
content  for  the  time  being  with  a  system  which  bix)ught  smne 
of  their  leading  men  into  the  new  legislative  boily.  All  theii 
experience  and  traditions  were  in  favor  of  a  governing  Ixxly 
nominated  by  the  king,  and  it  required  time  to  show  them  the 
advantage  of  the  English  system  of  popular  assemblies.  But 
what  made  the  act  so  popular  in  Lower  Canada  was  tiie  fact 
that  it  removed  the  disabilities  under  which  the  French  Cana- 
dians, as  Roman  Catholics,  were  heretofore  placed,  guaranteed 
them  full  freedom  of  worship,  and  placed  the  church,  with  the 

>IiDp.  Act,  14th  Geo.  Ill,  cap.  83. 


16  Federal  Govenwumt  in  Canada.  [472 

exception  of  the  religious  orders,  the  Jesuits  and  Sulpitians/ 
in  comi)lete  possession  of  their  valuable  property.  The  old 
French  law  was  restored  in  all  matters  of  controversy  relating 
to  projierty  and  civil  rights.  The  criminal  law  of  England, 
which  was,  in  the  opinion  of  the  French  Canadians,  after  an 
experience  of  some  years,  preferable  to  their  own  system  on 
account  of  its  greater  mildness  and  humanity,  was  to  prevail 
throughout  the  country.  The  hostile  sentiment  that  existed 
in  Canada,  and  the  old  thirteen  colonies  arose  in  a  great 
measure  from  the  fact  that  the  civil  law  of  France  was 
applied  to  the  English  residents  not  only  in  the  French  section, 
but  to  the  large  area  of  country  extending  to  the  Mississippi 
on  the  west,  and  the  Ohio  on  the  south,  so  as  to  include  the  terri- 
tory now  embraced  by  the  five  States  northwest  of  the  Ohio. 
While  this  act  continued  in  force  various  causes  were  at 
work  in  the  direction  of  the  extension  of  popular  government. 
The  most  important  historical  fact  of  the  period  was  the  com- 
ing into  British  North  America  of  some  forty  thousand  persons, 
known  as  United  Empire  Loyalists,  who  decided  not  to  remain 
in  the  old  thirteen  colonies  when  these  foreswore  their  allegi- 
ance to  the  king  of  England.  Few  facts  of  modern  times 
have  had  a  greater  influence  on  the  destinies  of  a  country  than 
this  immigration  of  sturdy,  resolute  and  intelligent  men,  united 
by  high  principles  and  the  most  unselfish  motives.  They  laid 
the  foundations  of  the  provinces  now  known  as  New  Bruns- 
wick and  Ontario,  and  settled  a  considerable  portion  of  Nova 
Scotia.  From  the  day  of  their  settlement  on  the  banks  of  the 
St.  John,  Niagara  and  St.  Lawrence  rivers,  and  in  the  vicinity 
of  Lakes  Ontario  and  Erie,  they  have  exercised  by  themselves 
and  their  descendants  a  powerful  influence  on  the  institutions 


^  The  Sulpitians,  who  are  a  very  wealthy  corporate  body,  were  left  in 
possession  of  their  property,  but  it  was  not  until  1839  that  they  received 
legal  recognition.  The  Crown  took  formal  possession  of  the  property  of  the 
Jesuits  in  1800  on  the  death  of  the  last  representative  of  the  order  in 
Canada.  See  Lecture  II,  and  Lareau,  Histoire  du  Droit  Canadien,  II, 
pp.  195-200. 


473]  Federal  Govtniinait  in  Canada,  17 

of  Canada,  not  unlike  that  exercised  by  the  descendants  of  the 
New  England  pioneers  throughout  the  American  Union  ;  and 
it  is  to  them  we  owe  much  of  that  spirit  and  devotion  to 
England  which  has  always  distinguished  the  Canadian  people 
and  aided  to  keep  them,  even  in  critical  periods  of  their  history, 
within  the  empire. 

In  view  of  the  rapidly  increasing  English  population  of 
Canada  and  of  the  difficulties  that  were  constantly  arising 
between  the  two  races, — difficulties  increased  by  the  fact  that 
the  two  systems  of  law  were  constantly  clashing  and  the 
whole  system  of  justice  was  consequently  very  unsatisfactorily 
administered, — the  British  government  considered  it  the 
wisest  policy  to  interfere  again  and  form  two  separate  pro- 
vinces, in  which  the  two  races  could  work  out  their  own  future, 
as  far  as  practicable,  apart  from  each  other.  This  was  a  very 
important  change  in  its  far-reaching  consequences.  It  was 
not  merely  another  remarkable  step  in  the  political  develop- 
ment of  Canada,  but  it  was  to  have  the  effect  not  only  of 
educating  the  French  Canadians  more  thoroughly  in  the 
advantages  of  self-government  but  of  continuing  the  work 
which  the  Quebec  Act  practically  commenced,  and  strength- 
ening them  as  a  distinct  nationality  desirous  of  perjjetuating 
their  religion  and  institutions. 

The  passage  of  the  Constitutional  Act  of  1791*  is  the 
b^inning  of  the  Third  Period  in  the  political  history  of 
Canada,  which  lasted  for  half  a  century  until  it  was  found 
necessary  to  make  another  important  change  in  the  constitu- 
tion of  the  provinces.  This  Act  extended  the  jwlitical  liber- 
ties of  the  people  in  the  two  j)rovinccs  of  UpiKT  Canada  and 
Lower  Canada — now  Ontario  and  Quebec — organized  under 
the  Act,  since  it  gave  them  a  complete  legislature,  composed 
of  a  governor,  a  legislative  council  nominated  by  the  crown,  and 
an  assembly  elected  by  the  i)eople  on  a  limited  franchise,  prin- 
cipally the  old  forty  shilling  freehold  system  so  long  in  vogue 

*  Imp.  Act,  81  Qeo.  II,  Otp.  81« 


18  Federal  Government  in  Canada.  [474 

in  English  speaking  colonies.  The  object  was,  as  stated  at 
the  time,  to  separate  the  two  races  as  much  as  possible  and  to 
give  both  a  constitution  resembling  that  of  England  as  far  as 
the  circumstances  of  the  country  would  permit. 

The  history  of  the  two  provinces,  especially  of  French 
Canada,  under  the  operation  of  the  Constitutional  Act  of  1791, 
is  full  of  instruction  for  the  statesman  and  political  student. 
It  illustrates  the  fact  which  all  history  teaches,  that  the  political 
development  of  a  people  must  be  always  forward  the  juouient 
their  liberties  are  extended,  and  that  the  refusal  of  franchises 
and  privileges  necessary  to  the  harmonious  operation  of  a 
gov^ernment  is  sure  sooner  or  later  to  breed  public  discontent. 
I  do  not  purpose  to  dwell  on  well-known  historical  facts, 
but  there  are  a  few  considerations  bearing  on  this  review  of 
political  development  which  I  shall  briefly  mention.  In  the 
first  place  the  constitution  of  1791,  though  giving  many  con- 
cessions and  privileges  to  the  provinces,  had  an  inherent  weak- 
ness, since  it  professed  to  be  an  imitation  of  the  British 
system,  but  failed  in  that  very  essential  principle  which  the 
experience  of  England  has  proved  is  absolutely  necessary  to 
harmonize  the  several  branches  of  government;  that  is  the 
responsibility  of  the  executive  to  parliament,  or  more  strictly 
speaking  to  the  assembly  elected  by  the  people.  The  English 
representatives  in  the  province  of  Upper  Canada  soon  recog- 
nized the  value  of  this  all  important  principle  of  parliamentary 
government  according  as  they  had  experience  of  the  practical 
operation  of  the  system  actually  in  vogue ;  but  it  is  an  admitted 
fact  that  the  French  Canadian  leaders  in  the  assembly  never 
appreciated,  if  indeed  they  ever  understood,  the  constitutional 
system  of  England  in  its  full  significance.  Their  grievances, 
as  fully  enumerated  in  the  famous  resolutions  of  1834,  were 
numerous,  but  their  principal  remedy  was  always  an  elective 
legislative  council,  for  reasons  quite  intelligible  to  the  student 
of  those  times.  The  conflict  that  existed  during  the  last 
thirty  years  of  this  i^eriod  was  really  a  conflict  between  the 
two  races  in  Lower  Canada,  where  the  French  and   elective 


475]  Federal  Government  in  Canada,  19 

element  predominateil  in  the  Assembly,  and  the  English 
and  oflBcial  or  ruling  element  in  the  legislative  council.  The 
executive  government  and  legislative  council,  both  nominated 
by  the  crown,  were  virtually  the  same  body  in  those  days. 
The  ruling  spirits  in  the  one  were  the  ruling  spirits  in  the 
other.  The  English  speaking  people  were  those  rulers,  who 
obstinately  contested  all  the  questions  raised  from  time  to  time 
hj  the  {X)pular  or  French  party  in  the  assembly.  In  this 
contest  of  race,  religion  and  politics  the  passions  of  men 
became  bitterly  inflamed  and  an  impartial  historian  must  dep- 
recate the  mistakes  and  faults  that  were  committed  on  both 
sides.  But  looking  at  the  record  from  a  purely  constitutional 
point,  it  must  be  admitted  that  there  was  great  force  in  the 
arguments  presente<l  by  the  assembly  against  many  anomalies 
and  abuses  that  existed  under  the  system  of  government. 
They  were  right  in  contending  for  having  the  initiation  and 
control  of  the  public  expenditures  in  accordance  with  the  prin- 
ciples of  parliamentary  government.  The  granting  of  supply 
is  essentially  the  privilege  of  a  people's  house,  though  no 
measure  can  become  law  without  the  consent  of  the  upper 
house,  which  may  reject,  but  cannot  amend  a  revenue  or 
money  bill.  Another  grievance  was  the  sitting  of  judges  in 
both  houses.  While  the  British  government  soon  yielded 
to  the  remonstrances  of  the  assembly,  and  instructed  the 
governor  to  consent  to  the  passage  of  an  act  to  prevent  the 
continuance  of  this  public  wrong — for  it  cannot  be  considered 
otherwise — of  judges  having  a  scat  in  the  assembly,  they  were 
permitted  to  remain  both  in  the  executive  and  legislative 
councils  for  nearly  the  duration  of  the  constitutional  act.  It 
was  not  until  the  assembly  endeavored  to  impeach  the  jutlgc^ 
year  after  year,  and  deluged  the  imperial  parliament  with 
addresses  on  the  subject,  that  this  grievous  defect  disappeared 
from  the  j)olitical  system. 

In  Upper  Canada  the  iK)litical  difliculties  never  assumed 
so  formidable  an  aspect  as  in  the  French  Canadian  section. 
No  difference  of  race  could  arise  in  the  Western  province,  and 


20  Federal  Government  in  Canada.  [476 

the  question  of  supplies  gradually  arranged  itself  more  satis- 
factorily than  in  Lower  Canada,  but  in  course  of  time  there  arose 
a  contest  between  officialism  and  liberalism.  An  official  class 
held  within  its  control  practically  the  government  of  the  pro- 
vince. This  class  became  known  in  the  parlance  of  those 
days  as  the  "  family  compact,"  not  quite  an  accurate  designa- 
tion, since  the  ruling  class  had  hardly  any  family  connection, 
but  there  was  just  enough  ground  for  the  term  to  tickle  the 
taste  of  the  people  for  an  epigrammatic  phrase.  The  clergy 
reserves  question  grew  out  of  the  grant  to  the  Protestant 
Church  in  Canada  of  large  tracts  of  land  by  the  constitutional 
act,  and  was  long  a  burning  dominant  question  in  the  contest 
of  parties.  The  reformers,  as  the  popular  party  called  them- 
selves, found  in  this  question  abundant  material  for  exciting 
the  jealousies  of  all  the  Protestant  sects  who  wished  to  see  the 
Church  of  England  and  Church  of  Scotland  deprived  of  the 
advantages  which  they  alone  derived  from  this  valuable  source 
of  revenue. 

The  history  of  this  period,  however  full  of  political  mis- 
takes, is  interesting  since  it  shows  how  the  people,  including 
the  French  Canadians,  were  learning  the  principles  on  which 
parliamentary  government  must  rest.  It  was  history  repeat- 
ing itself,  the  contest  of  a  popular  assembly  against  preroga- 
tive, represented  in  this  case  by  the  governor  and  executive 
which  owed  no  responsibility  to  the  people's  house.  Those 
times  of  political  conflict  have  happily  passed  and  the  domi- 
nant body  now  is  the  people's  house,  where  the  council  only 
holds  power  by  the  will  of  the  majority.  If  there  is  cause  for 
complaint,  or  danger  in  the  present  system,  it  is  in  the  too 
great  power  assumed  by  the  executive  or  ministry  and  the 
tendency  to  yield  too  much  to  its  assumptions  on  the  part  of 
the  political  majority. 

I  have  endeavored,  as  briefly  as  possible,  to  show  the 
principal  causes  of  irritation  that  existed  in  Canada  during  the 
third  period  of  our  history.  All  these  causes  were  intensified 
by  the  demagoguisni  that  is  sure  to  prevail  more  or  less  in 


477]  Federal  Government  in  Canada.  21 

times  of  popular  agitation,  but  the  great  peril  all  the  while  in 
Lower  Canada  arose  from  the  hostility  of  the  two  races  in 
the  political  arena  as  well  as  in  all  their  social  and  public 
relations.  The  British  government  labored  to  meet  the 
wishes  of  the  discontented  people  in  a  fair  and  conciliatory 
spirit  but  they  were  too  often  ill  advised  or  in  a  quandary  from 
the  conflict  of  opinion.  No  doubt  the  governors  on  whom 
they  naturally  depended  for  advice  were  at  times  too  much 
influenced  by  their  advisers,  who  were  always  fighting  with 
the  people's  representatives  and  at  last  in  the  very  nature  of 
things  made  advocates  of  the  unpopular  party.  Too  gener- 
ally they  were  military  men,  choleric,  impatient  of  control, 
and  better  acquainted  with  the  rules  of  the  camp  than  the 
rules  of  constitutional  government  and  sadly  wanting  in  the 
tact  and  wisdom  that  should  guide  a  ruler  of  a  colony. 
Exception  must  be  made  of  Lord  Dorchester  who,  like 
Wellington  and  even  Marlborough,  was  a  statesman  who 
would  have  been  found  invaluable  had  fate  given  him  to 
Canada  at  a  later  period  of  her  history  when  the  political 
discontent  was  at  last  fanned  into  an  ill-advised  rebellion  in 
the  two  provinces,  a  rebellion  which  was  promptly  suppressed 
by  the  prompt  measures  immediately  taken  by  the  authorities. 
In  Lower  Canada  the  constitution  was  suspended  and  the 
government  of  the  country  from  1838-1841  was  administered 
by  the  governor  and  a  special  council.  The  most  important 
fact  of  this  time  was  the  mission  of  Lord  Durham,  a  distin- 
guished English  statesman,  to  inquire  into  the  state  of  the 
country  as  governor-general  and  high  commissioner.  Few 
state  papers  in  English  history  have  had  greater  influence 
on  the  practical  development  of  the  colonies  than  the  elaborate 
report  which  was  the  result  of  his  review  of  the  situation. 
It  was  a  remarkably  fair  summary  of  the  causes  of  discontent 
and  suggested  remedies  which  recommend  themselves  to  us  in 
these  days  as  replete  with  political  wisdom.  The  final  issue 
of  the  inquiries  made  into  the  <M)ndition  of  the  oouiitrv  was 
the  intervention  of   parliament  once  more  iu  the  affairs  of 


22  Federal  Government  in  Canada.  [478 

Canada  and  the  passage  of  another  Act  providing  for  a  very 
important  constitutional  change. 

The  proclamation  of  the  Act  of  1841  ^  was  the  inauguration 
of  the  Fourth  Period  of  our  political  development  which 
lasted  until  1867.  The  discontent  that  existed  in  Canada  for 
so  many  years  had  the  effect,  not  of  diminishing  but  of  en- 
larging the  political  privileges  of  the  Canadian  people.  The 
Imperial  government  proved  by  this  measure  that  they  were 
desirous  of  meeting  the  wishes  of  the  people  for  a  larger  grant 
of  self-government.  The  French  Canadians,  however  looked 
upon  the  Act  with  much  disfavor  and  suspicion.  The  report 
of  Lord  Durham  and  the  union  itself  indicated  that  there  was 
a  feeling  in  England  that  the  separation  of  the  two  races  in 
1791  had  been  a  political  mistake,  since  it  prevented  anything 
like  a  national  amalgamation ;  and  it  was  now  proposed  to 
make  an  effort  in  the  opposite  direction  and  diminish  the 
importance  of  the  French  Canadian  section  with  its  distinct 
language  and  institutions.  The  fact  that  the  French  language 
was  no  longer  placed  on  the  same  footing  as  English,  in  offi- 
cial documents  and  parliamentary  proceedings,  together  with  the 
fact  that  Upper  Canada  had  the  same  representation  as  Lower 
Canada  in  the  assembly,  despite  the  larger  population  of  the 
latter  section,  was  considered  an  insult  and  an  injustice  to  the 
French  Canadians,  against  which  they  did  not  fail  to  remon- 
strate for  years. 

But  in  my  studies  and  personal  experience  of  the  times  in 
which  I  live,  I  have  been  often  struck  by  the  fact  that  the  logic 
of  events  is  much  more  forcible  than  the  logic  of  statesmen. 
So  far  from  the  act  of  1841,  which  united  the  Canadas, 
acting  unfavorably  to  the  French  Canadian  people  it  gave 
them  eventually  a  predominance  in  the  councils  of  the  country 
and  prepared  the  way  for  the  larger  constitution  of  1867  which 
has  handed  over  to  them  the  control  of  their  own  province,  and 
afforded  additional  guarantees  for  the  preservation  of  their  lan- 

*  Imp.  Act  3  and  4  Vic,  Cap.  35. 


479]  Federal  Government  in  Canada.  23 

guage  and  institutions.  French  soon  became  again  the  official 
language  by  an  amendment  of  the  union  act,  and  the  clause 
providing  for  equality  of  representation  proved  a  security 
when  the  upi)er  province  increased  more  largely  in  j)opulation 
than  the  French  Canadian  section.  The  act  was  framed  on 
the  principle  of  giving  full  expansion  to  the  capacity  of  the 
Canadians  for  local  government,  and  was  accompanied  by 
instructions  to  the  governor-general,  Mr.  Poulett  Thomson, 
afterwards  Lord  Sydenham,  which  laid  the  foundation  of 
responsible  government.  It  took  severalyears  to  give  full  effect 
to  this  leading  principle  of  parliamentary  government,  chiefly 
on  account  of  the  obstinacy  of  Lord  Metcalfe  during  his  term 
of  office ;  but  the  legislature  and  the  executive  asserted  them- 
selves determinately,  and  not  long  after  the  arrival  in  1847  of 
Lord  Elgin,  one  of  the  ablest  governors-general  Canada  has 
ever  had,  the  people  enjoyed  in  its  completeness  that  system  of 
the  responsibility  of  the  cabinet  to  parliament  without  which 
our  constitution  would  be  unworkable.  More  than  that,  all 
the  privileges  for  which  the  people  had  been  contending  dur- 
ing a  quarter  of  a  century  and  more,  were  conceded  in  accord- 
ance with  the  liberal  policy  now  laid  down  in  England  for  the 
administration  of  colonial  affairs.  The  particular  measure 
which  the  French  Canadians  had  pressed  for  so  many  years  on 
the  British  government,  an  elective  legislative  council,  was 
conceded.  When  a  few  years  had  passed  the  Canadian  Leg- 
islature was  given  full  control  of  taxation,  supply  and 
expenditure  in  accordance  with  English  constitutional  princi- 
ples. The  clergy  reserves  difficulty  was  settled  and  the  lands 
sold  for  public  or  municipal  puri^scs,  the  interests  of  existing 
rectors  and  incumbents  being  guarded.  The  great  land  ques- 
tion of  Canada,  the  seigniorial  tenure  of  Lower  Canada,  was 
disposed  of  by  buying  off  the  claims  of  the  seigniors.  With 
the  abolition  of  a  system,  which  had  its  advantages  in  the  early 
French  times,  since  it  forced  both  seignior  and  habitant  to 
settle  and  clear  their  lands  within  a  certain  period,  a  relic  of 
feudal  days,  foreign  to  the  free  spirit  of  American  civilization, 


24  Federal  Government  in  Canada,  [480 

disappeared  from  our  civil  system  and  the  people  of  lower 
Canada  were  freed  from  exactions  which  had  become  not  so 
much  onerous  as  vexatious,  and  were  placed  on  the  free  foot- 
ing of  settlers  in  all  the  English  communities  of  America. 
Municipal  institutions  of  a  liberal  nature  especially  in  the 
province  of  Ontario,  were  established,  and  the  people  of  the 
provinces  enabled  to  have  that  control  of  their  local  affairs  in 
the  counties,  townships,  cities  and  parishes  which  is  necessary 
to  carry  out  public  works  indispensable  to  the  comfort,  health 
and  convenience  of  the  community,  and  to  supplement  the 
efforts  made  by  the  legislature,  from  time  to  time,  to  provide 
for  the  general  education  of  the  country  ;  efforts  especially  suc- 
cessful in  the  province  of  Upper  Canada  where  the  universi- 
ties, colleges  and  public  schools  are  so  many  admirable 
illustrations  of  energy  and  public  spirit.  The  civil  service, 
which  necessarily  plays  so  important  a  part  in  the  administra- 
tion of  government,  was  placed  on  a  permanent  basis  and  has 
ever  since  afforded  a  creditable  contrast  with  the  loose  system 
so  long  prevalent  in  the  United  States,  where  the  doctrine, 
"  To  the  victors  belong  the  spoils,"^ — which  was  established  in 
the  time  of  President  Jackson,  though  the  phrase  originated 
with  a  New  York  politician,  W.  L.  Marcy — was  found  neces- 
sary and  very  convenient  to  satisfy  the  great  body  of  office- 
seekers  who  naturally  grew  up  in  a  country  where  elections 
are  so  frequent  and  professional  politicians  so  numerous.  In 
addition  to  those  progressive  measures,  we  may  mention  the 
acts  securing  the  independence  of  parliament,  the  codification 
of  the  French  civil  law,  the  consolidation  of  the  public  statutes, 
the  improvement  of  the  election  laws  so  as  to  ensure  greater 
purity  at  elections,  as  among  the  legislation  of  a  period  replete 
with  usefulness  and  admirably  illustrating  the  practical  char- 
acter of  Canadian  public  men. 

The  union  of  1841  did  its  work  and  the  political  conditions 
of  Canada  again  demanded  another  radical  change  comraen- 


*  Sumner's  Life  of  Andrew  Jackson,  in  American  Statesmen  series,  p.  162. 


481]  Federal  Government  in  Canada.  25 

Borate  witli  the  material  and  political  development  of  the 
country,  and  capable  of  removing  the  difficulties  that  had 
arisen  in  the  operation  of  the  Act  of  1841.  The  claims  of 
Upper  Canada  to  larger  representation,  equal  to  its  increasetl 
population  since  1840,  owing  to  the  great  immigration  which 
naturally  sought  a  rich  and  fertile  province,  were  steadily 
resisted  by  the  French  Canadians  as  an  unwarrantable  inter- 
ference with  the  security  guaranteed  to  them  under  the  Act. 
This  resistance  gave  rise  to  great  irritation  in  Upper  Canada 
where  a  powerful  party  made  representation  by  population 
their  platform,  and  government  at  last  Ix^came  practically 
impossible  on  account  of  the  close  political  divisions  for  years 
in  the  assembly.  The  time  had  come  for  the  accomplishment 
of  a  great  change  foreshadowed  by  Lord  Durham,  Chief 
Justice  Sewell,  Mr.  Howe,  Sir  Alexander  Gralt,  and  other 
public  men  of  Canada :  the  union  of  the  provinces  of  British 
North  America.  The  leaders  of  the  different  governments  in 
Canada  and  the  maritime  provinces  of  Nova  Scotia,  New 
Brunswick,  and  Prince  Edward  Island,  to  whose  political 
history  I  shall  refer  in  a  later  lecture,  after  negotiations  into 
which  I  need  not  enter  here,  combined  with  the  leaders  of  the 
opposition  with  the  object  of  carrying  out  this  great  measure. 
A  convention  of  thirty-three  representative  men  was  held  in 
the  autumn  of  1864  in  the  historic  city  of  Quebec,  and  after 
a  deliberation  of  several  weeks  the  result  was  the  unanimous 
adoption  of  a  set  of  seventy-two  resolutions  embodying  the 
tenuB  and  conditions  on  which  the  provinces  through  their 
delegates  agreed  to  a  federal  union  in  many  respects  similar 
in  its  general  features  to  that  of  the  United  States  federation, 
and  in  accordance  with  the  principles  of  the  English  constitu- 
tion. These  resolutions  had  to  be  laid  before  the  various 
legislatares  and  adopted  in  the  shape  of  addresses  to  the  queen 
whose  sanction  was  necessary  to  embody  the  wishes  '»r  tho 
provinces  in  an  imperial  statnte. 

It  is  an  important  fact  that  the  consent  of  the  legislature 
was  deemed  sufficient  by  the  governments  of  all  the  provinces 
3 


26  Federal  Government  in  Canada.  [482 

except  one,  though  the  question  had  never  been  an  issue  at  the 
polls  before  the  election  of  the  legislative  bodies  which  assumed 
the  complete  responsibility  of  this  radical  change  in  the  con- 
stitutional position  and  relations  of  the  countries  affected.  In 
New  Brunswick  the  legislature  was  dissolved  twice  on  the 
issue,  and  the  opposition  in  the  Nova  Scotia  assembly  retarded 
the  accomplishment  of  the  measure,  but  finally  both  these 
provinces  came  into  accord  with  the  Canadian  parliament, 
where  only  a  relatively  small  minority  urged  objections  to  the 
proposed  union.  In  the  early  part  of  1867  the  imperial  par- 
liament, without  a  division,  passed  the  statute  known  as  the 
"British  North  America  Act,  1867,''  which  united  in  the 
first  instance  the  province  of  Canada,  now  divided  into 
Ontario  and  Quebec,  with  Nova  Scotia  and  New  Brunswick 
and  made  provisions  for  the  coming  in  of  the  other  provinces 
of  Prince  Edward  Island,  Newfoundland,  British  Columbia, 
and  the  admission  of  Rupert's  Land  and  the  great  North- 
west. 

Between  1867  and  1873  the  provinces  just  named,  with  the 
exception  of  Newfoundland,  which  has  persistently  remained 
out  of  the  federation,  became  parts  of  the  Dominion  and  the 
vast  North-west  Territory  was  at  last  acquired  on  terms  emi- 
nently satisfactory  to  Canada  and  a  new  province  of  great 
promise  formed  out  of  that  immense  region,  with  a  complete 
system  of  parliamentary  government. 

I  have  endeavored  in  the  preceding  pages  to  review  within 
as  brief  a  space  as  possible  the  salient  features  in  the  political 
development  of  Canada,  and  it  is  my  intention  in  the  lec- 
tures that  follow  to  direct  attention  to  the  framework  and 
operation  of  the  constitutional  system.  I  shall  not  treat  the 
questions  that  arise  from  a  mere  technical  or  legal  view,  but 
from  the  standpoint  of  one  who  has  many  opportunities  of 
observing  its  practical  working.  I  shall  refer  to  the  various 
important  changes  that  have  occurred  in  the  legislation  of 
the  country  affecting  the  various  branches  of  government, 
and  try  to  point  out  what  appear,  according  to  the  expe- 


483]  Federal  Government  in   Canada,  27 

rience  the  country  has  gained  within  a  quarter  of  a  century, 
to  be  defects  in  the  system  requiring  amendment  sooner  or 
later  in  order  to  give  it  more  elasticity,  efficiency  and  per- 
manency. 

So  far  as  I  have  gone  my  readers  will  see  even  from  this 
very  imperfect  summary  of  the  political  history  of  Canada  for 
two  hundred  and  sixty  years  since  the  foundation  of  Quebec, 
and  one  hundred  and  four  years  since  the  treaty  of  Paris,  that 
there  has  been  a  steady  development  ever  since  England,  the 
birth-place  of  free  institutions,  took  the  place  of  France,  so 
long  the  home  of  an  absolute,  irresponsible  autocracy.  It  took 
a  century  to  bring  about  the  changes  that  placed  Canada  in 
the  serai-independent  position  she  now  occupies,  but  as  we 
review  the  past  we  can  see  there  was  ever  an  undercurrent 
steadily  moving  in  the  direction  of  political  freedom.  Poli- 
ticians might  wrangle  and  commit  the  most  grievous  mistakes ; 
governments  in  England  and  Canada  might  misunderstand 
public  sentiment  in  the  colony,  and  endeavor  to  stem  the 
stream  of  political  progress,  but  the  movement  was  ever 
onward  and  the  destiny  that  watches  over  peoples  as  well  as 
over  individuals  was  shaping  our  political  ends,  and,  happily, 
for  our  good. 

The  results  of  these  many  years  of  political  agitation 
through  which  Canada  has  passed  have  been  eminently  favor- 
able to  her  interests  as  a  political  community.  No  country  in 
the  world  enjoys  a  larger  measure  of  political  liberty  or  greater 
opportunities  for  happiness  and  prosperity  under  the  liberal 
system  of  government  which  has  been  won  by  the  sagacity  and 
patience  of  her  people. 

Somewhere  I  have  seen  it  said  that  the  tree  of  liberty,  like 
the  oak  or  the  maple,  cannot  spring  suddenly  into  existence 
and  attain  full  maturity  in  a  day,  but  grows  slowly  and  must 
bend  at  times  beneath  the  storms  of  faction.  But  once  it  has 
taken  deep  root  in  a  congenial  soil,  passion  beats  in  vain 
against  its  trunk  and  the  j)eoplefind  safety  and  shelter  beneath 
its  branches.     The  tree  of  liberty  was  long  ago  brought  into 


28  Federal  Government  in  Canada.  [484 

this  country  from  the  parent  state,  and  has  now  developed  into 
goodly  proportions  amid  the  genial  influences  that  have  so  long 
surrounded  it. 

Of  Canada  we  may  now  truly  say  that  it  is  above  all  others 
"  a  laud  of  settled  government "  resting  on  the  vital  principles 
of  political  freedom  and  religious  toleration,  and  all  those 
maxims  which,  experience  has  shown  the  world,  are  best  calcu- 
lated to  make  communities  happy  and  prosperous. 


LECTURE   II. 

GENERAL  FEATURES  OF  THE  FEDERAL 
SYSTEM. 

The  Dominion*  of  Canada  now  consists  of  seven  provinces 
regularly  organized  and  of  an  immense  area  of  undeveloped 
and  sparsely  settled  territory  extending  from  Ontario  to  the 
base  of  the  Rocky  Mountains,  and  temporarily  divided  into 
four  large  districts,  for  the  purposes  of  government.  The  area 
of  the  whole  Dominion  is  only  thirty  thousand  English  square 
miles  less  than  that  of  the  United  States,*  including  the  vast 


*  "  The  history  of  the  circumstances  under  which  the  name  of  the  '  Domin- 
ion '  came  to  be  given  to  the  united  provinces  shows  the  desire  of  the  Cana- 
dians to  give  to  the  confederation,  at  the  very  outset,  a  monarchical  like- 
ness in  contnulistinction  to  tlie  republican  character  of  the  American  federal 
union.  We  have  it  on  the  best  authority  that  in  1866-()7  the  question  arose 
during  a  conference  between  the  Canadian  delegates  and  the  Im|>erial  au- 
thorities what  name  should  be  given  to  the  confederation  of  the  provinces, 
and  it  was  first  proi>06ed  that  it  should  bo  allied  'The  Kingdom  of  Canada;' 
but  it  is  said  that  the  Earl  of  Carnarvon,  then  secretary  of  state  for  the  colo- 
nies, thouglit  8uch  a  designation  inadvisable,  chiefly  on  the  ground  that  it 
would  be  probably  objectionable  to  the  government  of  the  Unilal  States, 
which  had  so  recently  expressed  its  disapprobation  of  the  attempt  of 
the  Emperor  Napoleon  to  establish  an  imperial  £uro|)ean  dynasty  in 
Mexico The  Canadian  delegates  made  due  allowance  for  the  deli- 
cacy of  the  sentiments  of  the  minister  and  agreed,  as  a  comproouse,  to  the 
leas  ambitious  title,  Dominion  of  Canada, — a  designation  recalling  that 
'Old  Dominion,'  named  by  Raleigh  in  honor  of  the  virgin  Queen."  See 
article  by  author  in  the  SootUak  Bmm  for  April,  1886. 

'The  United  States  hae  an  area  of  8,601,404  square  miles,  indosive  dt 
Alaska  (577,390);  Canada,  8,470,892,  or  about  the  wime  area  as  Bnudl; 
Euro{)c  3,800,000  square  milee. 

29 


30  Federal  Government  in  Canada.  [486 

territory  of  Alaska.  Its  total  population  is  about  five  millions 
of  souls,  of  whom  probably  two  millions  and  a  quarter  live  in 
Ontario,  nearly  a  million  and  a  half  in  Quebec,  and  the  re- 
mainder in  the  smaller  provinces  and  in  the  territories.  Out 
of  the  North-west  has  already  been  carved  the  province  of 
Manitoba  which  has  made  remarkable  progress,  while  a  stream 
of  population  is  now  steadily  flowing  over  the  rich  prairies 
and  grazing  lauds  of  the  territories.  The  Maritime  Provinces 
are  inhabited  by  an  English  people,  with  the  exception  of  cer- 
tain districts,  especially  in  New  Brunswick,  where  there  is  a 
small  Acadian  population  still  speaking  the  French  language. 
Quebec  has  a  French  population  of  at  least  a  million  and  a 
quarter  of  souls,  professing  the  Roman  Catholic  religion  and 
clinging  with  remarkable  tenacity  to  their  language  and  insti- 
tutions, and  commencing  to  swarm  over  certain  portions 
of  the  Western  Province.  The  population  of  Ontario  is 
mainly  English  and  Protestant ;  and  the  same  may  be  said  of 
the  other  provinces.  In  the  territories  and  British  Columbia 
there  is  a  large  Indian  population,  whose  interests  are  care- 
fully guarded  by  the  government  of  Canada.  The  industrial 
pui-suits  of  Nova  Scotia  and  New  Brunswick,  both  washed  by 
the  Atlantic  ocean,  are  principally  maritime,  mining  and  com- 
mercial. Prince  Edward  Island  is  chiefly  agricultural.  The 
St.  Lawrence  is  the  natural  artery  of  communication,  by  the 
aid  of  a  magnificent  system  of  canals,  between  the  ocean  and 
the  provinces  of  Quebec  and  Ontario,  and  as  far  as  the  city  of 
Port  Arthur  at  the  head  of  Lake  Superior.  Railways  reach 
from  Halifax  to  the  growing  city  of  Vancouver  on  the  Pacific 
coast,  and  afford  great  facilities  of  commercial  intercourse 
between  the  new  territories  and  the  markets  of  the  old  prov- 
inces and  the  rest  of  the  world.  The  wealth  of  Ontario  arises 
from  her  agricultural  products,  aided  by  a  large  system  of 
manufactories.  Quebec  has  varied  interests,  farming,  manu- 
facturing and  commercial.  The  territories  promise  to  be  the 
principal  granary  of  the  continent,  while  British  Columbia 
has  large  undeveloped  wealth  in  her  mountains  and  in  the 


487]  Federal  Government  in  Canada.  31 


that  wash  her  coast.  To  unite  and  give  a  community  of 
interest  to  all  these  territorial  divisions  of  the  Dominion — the 
Maritime  Provinces,  Quebec,  Ontario,  the  North-west  and 
British  Columbia — and  harmonize  the  ethnological  and  other 
<lifferences  that  now"  exist  within  the  limits  of  the  confederation, 
is  the  very  serious  responsibility  thrown  upon  the  central  and 
the  local  governments  which  derive  their  j>owers  from  the  Brit- 
ish North  America  Act  of  1867.  How  far  the  system  which 
this  act  provides  is  likely  to  promote  these  objects,  I  shall 
attempt  to  show  in  the  course  of  this  and  succeeding  lectures. 

When  the  terms  of  the  Union  came  to  be  arranged  between 
the  provinces  in  1864,  their  conflicting  interests  had  to 
be  carefully  considered  and  a  system  adopted  which  would 
always  enable  the  Dominion  to  expand  its  limits  and  bring  in 
new  sections  until  it  should  embrace  the  northern  half  of  the 
oontinent,  which,  as  we  have  just  shown,  now  constitutes  the 
Dominion.  It  was  soon  found,  after  due  deliberation,  that 
the  most  feasible  plan  was  a  confederation  resting  on  those 
principles  which  experience  of  the  working  of  the  federation  of 
the  United  States  showed  was  likely  to  give  guarantees  of 
elasticity  and  permanency.  The  maritime  provinces  had  been 
in  the  enjoyment  of  an  excellent  system  of  laws  and  represen- 
tative institutions  for  many  years,  and  were  not  willing  to 
yield  their  local  autonomy  in  its  entirety.  The  people  of  the 
province  of  Quebec,  after  experience  of  a  union  that  lasted 
from  1841  to  1867,  saw  decidedly  great  advantages  to  them- 
selves and  their  institutions  in  having  a  provincial  government 
under  their  own  control.  The  people  of  Ontario  recognized 
equal  advantages  in  having  a  measure  of  local  government, 
apart  from  French  Canadian  influences  and  interference.  The 
consequence  was  the  adoption  of  the  federal  system,  which 
now,  after  twenty-six  years'  exi)erience,  we  can  truly  say 
appears  on  the  whole  well  devised  and  equal  to  the  local  and 
national  requirements  of  the  |)eople. 

We  owe  our  constitution  to  the  action  of  the  i*arliament  of 
Great  Britain,  before  whom,  as  ihe  supreme  authority  of  the 


32  Federal  Govet-mneiit  in  Canada.  [488 

Eaipire,  the  provinces  of  Canada  had  to  come  and  express 
their  desire  to  be  federally  united.  In  the  addresses  to  the 
Queen  embodying  tlie  resolutions  of  the  Quebec  conference  of 
1864  tlie  legislatures  of  the  provinces  respectively  set  forth 
that  in  a  federation  of  the  British  North  American  provinces^ 
"  the  system  of  government  best  adapted  under  existing  cir- 
cumstances to  protect  the  diversified  interests  of  the  several 
provinces,  and  secure  harmony  and  permanency  in  the  working 
of  the  Union  would  be  a  general  government  charged  with 
matters  of  common  interest  to  the  whole  country,  and  local 
governments  for  each  of  the  Canadas,  and  for  the  provinces  of 
Nova  Scotia,  New  Brunswick  and  Prince  Edward  Island, 
charged  with  the  control  of  local  matters  in  their  respective 
sections." 

In  the  third  paragraph  the  resolutions  declare  that  "in 
framing  a  constitution  for  the  general  government,  the  confer- 
ence, with  a  view  to  the  perpetuation  of  our  connection  with 
the  mother  country,  and  the  promotion  of  the  best  interests  of 
the  people  of  these  provinces,  desire  to  follow  the  model  of  the 
British  constitution  so  far  as  our  circumstances  permit."  In 
the  fourth  paragraph  it  is  set  forth  :  "  The  executive  authority 
or  government  shall  be  vested  in  the  sovereign  of  the  United 
Kingdom  of  Great  Britain  and  Ireland,  and  be  administered 
according  to  the  well-understood  principles  of  the  British  con- 
stitution, by  a  sovereign  personally,  or  by  the  representative 
of  the  sovereign  duly  authorized."  ^ 

In  these  three  paragraphs  we  see  tersely  expressed  the  lead- 
ing principles  on  which  our  system  of  government  rests :  a 
federation  with  a  central  government  exercising  general  powers 
over  all  the  members  of  the  union,  and  a  number  of  local  gov- 
ernments having  the  control  and  management  of  certain  mat- 

'  The  preamble  of  the  B.  N.  A.  Act  of  1867  sets  forth  that  "  the  provinces 
of  Canada,  Nova  Scotia  and  New  Brunswick  have  expressed  their  desire  to 
be  federally  united  into  one  dominion  under  the  Crown  of  the  United 
Kingdom  of  Great  Britain  and  Ireland,  with  a  constitution  similar  in  prin- 
ci})le  to  that  of  the  United  Kingdom." 


439]  Federal  Govemvieni  in  Qmada,  3S 

ters  Daturally  and  conveniently  falling  within  their  defined 
jurisdiction,  while  each  government  is  administered  in  accord- 
ance with  the  British  system  of  parliamentary  institutions. 
These  ai*e  the  fundamental  principles  which  were  enacted  into 
law  by  the  British  North  America  Act  of  1867. 

Before  I  proceed  to  refer  to  the  general  features  of  the  fed- 
eral system  I  may  here  appropriately  observe  that  the  practical 
operation  of  the  government  of  Canada  affords  a  forcible  illus- 
tration of  a  government  carried  on  not  only  in  accordance  with 
the  legal  provisions  of  a  fundamental  law,  but  also  in  con- 
formity with  what  has  been  well  described  by  eminent  writers 
BS  conventions  or  understandings  which  do  not  come  within 
the  technical  meaning  of  laws  since  they  cannot  be  enforced  by 
the  courts.  It  was  Professor  Freeman  *  who  first  pointed  out 
this  interesting  and  important  distinction,  but  Professor  Dicey 
lias  elaborated  it  in  a  recent  work,  in  which  he  very  clearly 
shows  that  "  constitutional  law  "  as  we  understand  it  in  Eng- 
land and  in  this  country,  consists  of  two  elements :  "  The  one 
element,  which  I  have  called  the  *  law  of  the  constitution '  is  a 
body  of  undoubted  law  ;  the  other  element  which  I  have  called 
the  *  conventions  of  the  constitution,'  consists  of  maxims  or 
practices  which,  though  they  regulate  the  ordinary  conduct  of 
the  Crown  and  of  Ministers  and  of  others  under  the  constitu- 
tion, are  not  in  strictness  law  at  all."^  In  Canada  this 
distinction  is  particularly  noteworthy.  We  have  first  of  all 
tlie  British  Nortli  America  Act*  which  lays  down  the  legal 
rules  for  the  division  of  powers  between  tlie  respective  federal 
and  provincial  authorities,  and  for  the  government  of  the  fed- 
eration generally.  But  it  is  a  feature  of  this  government  that, 
apart  from  the  written  law,  tliere  are  practices  which  can  only 
be  found  in  the  usages  and  conventions  that  have  originated 
in  the  general  operation  of  the  British  constitution — that  maas 


'  Freeman's  Growth  of  the  English  ConHtitution,  pp.  114, 116. 
■Dicej'H  I^w  of  the  Coiwtitution,  p.  25. 
•Imp.  Act,  30-31  Vict.  v.  3. 


34  Federal  Government  in  Canada.  [490 

of  charters,  statutes,  practices,  and  conventions,  which  must  be 
sought  for  in  a  great  number  of  authorities.  For  example,  if 
we  wish  in  Canada  to  see  whether  a  special  power  is  given  to 
the  dominion  or  to  the  provincial  governments  we  must  look 
to  the  written  constitution — to  the  ninety-first  and  ninety-sec- 
ond sections,  to  which  I  shall  refer  later  on — but  if  we  would 
understand  the  nature  of  the  constitutional  relations  between 
the  governor-general  and  his  advisers  we  must  study  the  con- 
ventions and  usages  of  parliamentary  or  responsible  govern- 
ment as  it  is  understood  in  England  and  Canada.  The  courts 
accordingly  will  decide  w^hether  the  parliament  or  the  legisla- 
tures have  a  power  conferred  upon  them  by  the  constitutional 
law  whenever  a  case  is  brought  before  them  by  due  legal  pro- 
cess ;  but  should  they  be  asked  to  adjudicate  on  the  legality  of 
a  refusal  by  a  government  to  retire  from  office  on  an  adverse 
vote  of  the  people's  house,  they  could  at  once  say  that  it  was  a 
matter  which  was  not  within  their  legal  functions,  but  a 
political  question  to  be  settled  in  conformity  with  political  con- 
ventions with  which  they  had  nothing  whatever  to  do.  Or  if 
Parliament  should  continue  to  sit  beyond  the  five  years'  term, 
to  which  it  is  restricted  by  law,  and  then  pass  certain  acts,  the 
constitutionality  of  such  legislation  could  be  questioned,  and 
the  courts  could  declare  it  null  and  void.  Or  again,  the  con- 
stitutional act  requires  that  every  vote  of  money  must  be  first 
recommended  formally  by  the  governor-general,  and  if  it 
should  appear  that  parliament  had  passed  an  act  without  that 
legal  formality,  the  courts  could  be  called  upon  to  consider  the 
legal  eifect  of  this  important  omission.  On  the  other  hand,  it 
is  a  well-understood  maxim  that  no  private  member  can  ini- 
tiate a  measure  imposing  a  tax  on  the  people,  but  it  should 
come  from  a  minister  of  the  Crown — a  rule  rigidly  observed 
in  parliament — but  this  is  not  a  matter  of  legal  enactment 
which  the  courts  can  take  cognizance  of  though  it  is  a  conven- 
tion of  the  unwritten  constitution  which  is  based  on  well- 
understood  principles  of  ministerial  responsibility.  I  might 
pursue  this  subject  at  greater  length,  but  I  think  I  have  said 


491]  Federal  Government  in  Canada,  35 

enough  to  show  you  how  interesting  is  the  study  of  our  con- 
stitution and  what  a  wide  field  of  reflection  it  opens  up  to  the 
student.  We  have  not  only  a  written  constitution  to  be  inter- 
preted whenever  necessary  by  the  courts,  but  a  vast  store-house 
of  English  precedents  and  authoritative  maxims  to  guide  us — 
in  other  words,  an  unwritten  law  which  has  as  much  force 
practically  in  the  operation  of  our  political  system  as  any  legal 
enactment  to  be  found  on  the  statute  book. 

The  British  North  America  Act  gave  l^al  effect  to  the 
wishes  of  the  people  of  Canada,  as  expressed  in  the  addresses 
of  their  l^islatures,  and  is  consequently  the  fundamental  law, 
or  constitution  of  the  Dominion,  only  to  be  amended  in  its 
material  and  vital  provisions  by  the  same  authority  that 
enacted  it.*  Power  is  only  given  in  the  act  itself  to  the 
Canadian  legislature  for  the  amendment  or  alteration  of  cer- 
tain provisions  which  are  of  a  merely  temporary  character,  or 
affect  the  machinery  with  which  the  parliament  or  legislatures 
have  to  operate — such  as  the  readjustment  of  representation, 
the  elections  and  trial  of  controverted  elections,  the  constitution 
of  executive  authority  in  Nova  Scotia  and  New  Brunswick, 
and  other  matters  which  do  not  really  affect  the  fundamental 
principles  of  the  constitution.  All  those  provisions  which  con- 
stitute the  executive  authority  of  the  Dominion,  regulate  the 
terms  of  union,  and  define  the  limits  of  the  jurisdiction  of  the 
several  governments,  are  unalterable  except  by  the  supreme 
legislature  of  the  empire. 

We  have  now  to  consider,  in  the  first  place,  the  position 
that  the  Dominion  of  Canada  occupies  in  the  Empire,  and 
then  the  relations  its  government  occupies  towanls  the  govern- 
ments of  the  provinces,  with  such  remarks  on  the  powers  and 


*  The  act  of  1867  has  been  amended  bj  two  acta,  Imp.  Stat  88-^  Vict, 
c.  88,  to  remove  certain  doubts  with  respect  to  the  power  of  tlie  Canadian 
parliament  under  section  18;  and  34  and  85  Vict.,  c.  28,  to  remove  doubts 
as  to  the  powers  of  the  Oinadian  parliament,  to  esublish  provinces  in  the 
territories. 


36  Fidetal  Government  in  Oanada,  [492 

functions  and  practical  operation  of  the  Constitution  as  are 
necessary  to  make  the  system  intelligible. 

The  Queen  is  the  head  of  the  executive  authority  and  gov- 
ernment of  Canada.*  She  is  as  much  the  sovereign  of  Canada 
as  of  England  or  Scotland,  and  her  supremacy  can  be  alone 
acknowledged  in  all  executive  or  legislative  acts  of  this 
dependency.  As  she  is  unable  to  be  present  in  person  in 
Canada,  she  is  represented  by  a  governor-general  appointed  by 
Her  Majesty  in  council.  In  the  following  chapter  I  shall 
refer  to  his  duties  in  Canada,  and  it  is  therefore  pertinent  here 
to  make  only  a  few  necessary  references  to  his  imperial  position. 

This  high  functionary,  generally  chosen  from  public  men  of 
high  standing  in  England,  has  dual  responsibilities,  for  he  is 
at  once  the  governor-in-chief  of  a  great  dependency,  who  acts 
under  the  advice  of  a  ministry  responsible  to  parliament,  and 
at  the  same  time  the  guardian  of  imperial  interests.  He  is 
bound  by  the  terms  of  his  commission,  and  can  only  exercise 
such  authority  as  is  expressly  or  impliedly  entrusted  to  him.^ 
He  must  report  regularly  on  all  those  imperial  and  other  mat- 
ters on  which  the  secretary  of  state  for  the  colonies  should  be 
informed.  For  instance,  in  the  negotiations  for  the  recent 
fishery  treaty  he  was  the  avenue  for  all  communications  be- 
tween the  Canadian  and  imperial  governments.  Canada  being 
a  colony,  and  not  a  sovereign  state,  cannot  directly  negotiate 
treaties  with  a  foreign  power,  but  must  act  through  the  inter- 
mediary of  the  imperial  authorities,  with  whom  the  governor- 
general,  as  an  imperial  officer,  must  communicate  on  the  part 
of  our  government  not  only  its  minutes  of  council,  but  his 
own  opinions  as  well,  on  the  question  under  consideration.  In 
case  of  bills  reserved^  for  the  consideration  of  the  imperial 


*  B.  N.  A.  Act,  sec.  9.   "  The  executive  government  and  authority  of  and 
over  Canada  is  hereb;  declared  to  continue  and  be  vested  in  the  Queen." 

*  Musgrove  v.  Pulido,  5  App.  Cas.,  102. 

*A  bill  affecting  the  fishery  dispute  between  Canada  and  the  United 
States  was  formally  reserved  in  1886. 


493]  Federal  Government  in  Canada.  37 

government  he  forwards  them  to  the  secretary  of  state  with 
his  reasons  for  reserving  them.  The  British  North  America 
act  provides  indeed  that  copies  of  all  acts  of  the  Canadian 
parliament  should  be  transmitted  to  the  secretary  of  state 
for  the  colonies,  that  they  may  be  duly  considered  and  disal- 
lowed within  two  years*  in  case  they  are  found  to  conflict  with 
imperial  interests  and  are  beyond  the  legitimate  powers  of 
Canada  as  a  dependency,  still  in  certain  essential  respects 
under  the  control  of  the  imperial  state.  The  commission  and 
instructions,  which  the  governor-general  receives  from  the 
Queen's  government,  formerly  contained  a  list  of  bills  which 
should  be  formally  reserved,  divorce  bills  among  other  meas- 
ures ;  but  since  the  passage  of  the  British  North  America  Act, 
and  the  very  liberal  measure  of  self-government  now  conceded 
to  Canada,  these  instructions  have  been  materially  modified, 


^  B.  N.  A.  Act,  1867,  sec.  55.  Where  a  bill  passed  by  the  houses  of  the  par- 
liament is  presented  to  the  governor-general  for  the  Queen's  assent,  he  shall 
declare,  according  to  his  discretion,  but  subject  to  the  provisions  of  this  act 
and  to  her  majesty's  instructions,  cither  that  he  assents  thereto  in  the 
Queen's  name,  or  that  he  withholds  the  Queen's  assent,  or  that  he  reserves 
the  bill  for  the  signification  of  the  Queen's  pleasure. 

56.  Where  the  governor-general  assents  to  a  bill  in  the  Queen's  name,  he 
shall  by  the  first  convenient  opportunity  send  an  authentic  co[)y  of  the  act 
to  one  of  her  majesty's  principal  secretaries  of  state,  and  if  the  Queen  in 
council,  within  two  years  after  receipt  thereof  by  the  secretary  of  state, 
thinks  fit  to  disallow  the  act,  such  disallowance  (with  a  certificate  of  the 
necretary  of  state  of  the  day  on  which  the  act  was  received  by  him)  being 
signified  by  the  governor-general,  by  speech  or  message  to  each  of  the 
houses  of  the  parliament  or  by  proclamation,  shall  annul  the  act  from  and 
after  the  day  of  such  signification. 

57.  A  bill  rcserveil  for  the  signification  of  the  Queen's  pleasure  shall  pot 
have  any  force  unless  and  until  within  two  years  from  the  day  on  which  it 
was  presented  to  the  govemor-genenil  for  the  Queen's  assent,  the  govemor- 

,  general  signifisi^  by  speech  or  messsge  to  each  of  the  houses  of  the  parlia- 
aeoi  or  bjr  pwwtlaiMtJon,  that  it  has  received  the  asseot  of  the  Queen  in 
council. 

An  entry  of  every  such  speech,  meMige,  or  proclamation  shall  be  made 
ia  the  journal  of  each  hooss^  and  a  duplicate  thereof  duly  attested  shall  be 
delivered  to  the  proper  officer  to  be  kept  among  the  reoonls  of  Oaosda. 


38  Federal  Government  in  Canada.  [494 

and  it  is  only  in  very  exceptional  instances  that  bills  are  ex- 
pressly reserved.  The  general  power  possessed  by  the  impe- 
rial government  of  disallowing  any  measure,  within  two  years 
from  its  receipt,  is  considered  as  a  sufficient  check,  as  a  rule, 
upon  colonial  legislation.  The  cases  where  a  bill  is  disallowed 
are  now  exceedingly  limited.  Only  when  the  obligations  of 
the  Empire  to  a  foreign  power  are  aifected,  or  an  imperial 
statute  is  infringed  in  matters  on  which  the  Canadian  parlia- 
ment has  not  full  jurisdiction,  is  the  supreme  authority  of 
England  likely  to  be  exercised. 

The  imperial  parliament  has  practically  given  the  largest 
possible  rights  to  the  Dominion  government  to  legislate  on 
all  matters  of  a  Dominion  character  and  importance  w^hich  can 
be  exercised  by  a  colonial  dependency  ;  and  the  position  Canada 
consequently  occupies  is  that  of  a  semi-independent  power. 
Within  the  limits  of  its  constitutional  jurisdiction,  and  subject 
to  the  exercise  of  disallowance  under  certain  conditions,  the 
Dominion  parliament  is  in  no  sense  a  mere  delegate  or  agent 
of  the  imperial  parliament,  but  enjoys  an  authority  as  plenary 
and  ample  as  that  great  sovereign  body  in  the  plentitude  of  its 
power  possesses.^  This  assertion  of  the  legislative  authority 
of  the  Dominion  legislature  is  quite  reconcilable  with  the 
supremacy  of  the  imperial  parliament  in  all  matters  in  which  it 
should  intervene  in  the  interest  of  the  empire.  For  that  par- 
liament did  not  part  with  any  of  its  rights  as  the  supreme 
authority  of  the  empire,  when  it  gave  the  Dominion  govern- 
ment "  exclusive  authority  "  to  legislate  on  certain  classes  of 
subjects  enumerated  in  the  act  of  union,  and  to  which  we  shall 
later  on  refer  at  length.  This  point  has  been  clearly  explained 
by  Mr.  Justice  Gray  of  the  supreme  court  of  British  Columbia, 
whose  opinion  as  an  eminent  judicial  authority  is  strengthened 
by  the  fact  that  he  was  one  of  the  members  of  the  Quebec  con- 
vention of  1864.     In  deciding  against  the  constitutionality  of 

*  See  Regina  vs.  Burah,  3  App.  Cas.,  889 ;  Hodge  vs.  the  Queen,  9  lb.,  117. 


496]  Federal  Government  in  Canada,  39 

the  Chinese  tax  bill,  passed  by  the  legislature  of  his  province, 
he  laid  down  that  'the  British  North  America  Act  (1867) 
was  framed,  not  as  altering  or  defining  the  changed  or  relative 
positions  of  the  provinces  towards  the  imperial  government, 
but  solely  as  between  themselves."  Proceeding  he  said  that 
the  imperial  parliament  "  as  the  paramount  or  sovereign  au- 
thority could  not  be  restrained  from  fulure  legislation.  The 
British  North  America  Act  was  intended  to  make  l^al  an 
agreement  which  the  provinces  decided  to  enter  into  as  between 
themselves,  but  which,  not  being  sovereign  states,  they  had  no 
power  to  make.  It  was  not  intended  as  a  declaration  that  the 
imperial  government  renounced  any  part  of  its  authority."* 


*  Jadgment  of  Mr.  Justice  Gray  on  the  Chinese  tax  bill,  Sept.  23d,  1878. 

An  imperial  statute  passed  in  1865  (28  and  29  Vict.,  c.  63)  expressly 
declares  that  any  colonial  law  **  in  any  respect  repugnant  to  the  provisions 
of  any  act  of  parliament  extending  to  the  colony  to  which  such  law  may 
relate,"  shall  to  the  extent  of  such  repugnancy  be  "  absolutely  void  and  in- 
operative." And  in  construing  an  act  of  parliament,  "it  shall  be  said  to 
extend  to  any  colony,  when  it  is  made  applicable  to  such  colony  by  the 
express  words  or  necessary  intendment"  of  the  same.  Since  the  passage  of 
this  act  Canada  has  received  a  larger  measure  of  self-government  in  the 
provisions  of  the  B.  N.  A.  act,  which  confers  powers  on  the  Dominion  and 
the  provincial  authorities.  No  one  can  doubt  that  it  is  competent,  as  Mr. 
Justice  Gray  has  intimatetl,  for  parliament  to  pass  any  law  it  pleases  with 
respect  to  any  subject,  within  the  powers  conferred  on  the  Dominion  or 
provinces :  and  any  enactment  repugnant  to  that  imperial  statute  would  be 
declared  null  and  void  by  the  courts,  should  the  question  come  before  them. 
But  the  point  has  been  raised,  whether  it  is  in  t!ie  power  of  the  Canadian 
parliament  or  legislatures  to  pass  an  act  repealing  an  imjierial  statute 
passed  previous  to  the  act  of  1867,  and  dealing  with  a  subject  within  the 
powers  granted  to  the  Canadian  authorities.  It  must  be  here  mentioned 
that  the  imperial  government  refused  its  assent  to  the  Canadian  copyright 
act  of  1872,  because  it  was  repugnant,  in  the  opinion  of  the  law  officers  of 
the  Crown,  to  the  provisions  of  an  imi)erial  statute  of  1842  extending  to 
the  colony  (Imp.  Stat.,  5  and  6  Vict.,  c.  46 ;  Can.  Seas.  P.,  1876,  No.  28). 
On  the  other  hand,  in  the  debate  on  the  constitutionality  of  the  Quebec 
Jesuits'  bill  mentioned  later  on,  it  was  contended  by  the  minister  of  justice 
that  a  provincial  legislature  "  legislating  U|x>n  subjects  which  are  given  it 
by  the  B.  N.  A.  act,  has  the  power  to  repeal  an  imiierial  statute,  prior  to 
the  B.  N.  A.  act,  affecting  those  subjects."     In  mipiM>rt  of  this  position  he 


40  Federal  Govemmeni  in  Canada,  £496 

But,  as  I  have  already  shown,  this  supreme  authority  of 
the  imperial  government  will  be  exercised  only  in  cases  where 
interference  is  necessary  in  the  interests  of  the  Empire,  and  in 
the  discharge  of  its  obligations  towards  foreign  powers.  In 
the  case  of  all  matters  of  Dominion  or  Canadian  concern, 
within  the  rights  and  privileges  extended  to  Canadians  by  the 
British  North  America  Act,  and  in  accord  with  the  general 
l^olicy  now  pursued  towards  all  colonies  exercising  a  full  sys- 
tem of  local  self-government,  the  imperial  authorities  can  con- 
stitutionally claim  no  authority  whatever.  That  is,  they  can 
interfere,  to  quote  a  distinguished  Canadian  statesman,  "only 
in  instances  in  which,  owing  to  the  existence  of  substantial 
imperial,  as  distinguished  from  Canadian,  interests  it  is  con- 


referred  to  three  decisions  of  the  judicial  committee  of  the  privy  council. 
One  of  these,  in  Harris  vs.  Davies  (10  App.  Cas.,  p.  279),  held  that  the  leg- 
islature of  New  South  Wales  had  power  to  repeal  a  statute  of  James  I. 
with  respect  to  costs  in  case  of  a  verdict  for  slander.  The  second  case  was 
Powell  vs.  Apollo  Candle  Co.  (10  App.  Cas.,  p.  282),  in  which  the  princi- 
ples laid  down  in  Regina  vs.  Burah  (3  App.  Cas,,  889)  and  in  Hodge  vs.  the 
Queen  (9  App.  Cas.,  p.  117)  were  affirmed.  The  third  and  most  important 
case  as  respects  Canada  was  the  Queen  and  Kiel  (10  App.  Cas.,  p.  675), 
in  which  it  was  decided  that  the  Canadian  parliament  had  power  to  pass 
legislation  changing,  or  repealing  (if  necessary)  certain  statutes  passed  for 
the  regulation  of  the  trial  of  offences  in  Rupert's  Land,  before  it  became 
a  part  of  the  Canadian  domain  (see  Sir  J.  Thompson's  speech,  Can.  Hansard, 
March  27, 1889).  But  several  high  authorities  do  not  appear  to  justify  the 
contention  of  the  minister  of  justice.  See  Hearn's  Government  of  England, 
app.  II.;  "The  Colonies  and  the  Mother  Country;"  Todd's  Government 
in  the  Colonies,  pp.  188-192,  etc. ;  Dicey's  Law  of  the  Constitution,  pp.  95, 
et  seq.  The  question  is  too  important  to  be  treated  hastily,  especially  as 
it  will  come  up  soon  in  connection  with  the  copyright  act  of  1889,  in  which 
the  same  conflict  as  in  1875  arises.  No  doubt  the  fundamental  principle 
that  rests  at  the  basis  of  our  constitutional  system  is  to  give  Canada  as  full 
jxjwer  over  all  matters  affecting  her  interests  as  is  compatible  with  imperial 
obligations.  The  parliament  and  legislatures  must  necessarily  repeal,  and 
have  time  and  again  repealed,  imperial  enactments,  especially  those  not 
suitable  to  the  circumstances  of  the  country.  See  debate  of  April  20,  1889, 
Canadian  Commons,  on  the  new  copyright  bill,  which  by  sec.  7  can  onlj 
come  into  force  by  a  proclamation  of  the  governor  in  council. 


497]  Federal  Government  in  Canada.  41 

sidered  that  full  freedom  of  action  Ls  not  vested  in  the  Cana- 
dian people."* 

The  complete  freedom  of  action  now  enjoyed  by  Canada  in 
matters  affecting  the  commercial  interests  of  the  empire,  can  be 
understood  by  reference  to  the  fiscal  system  now  in  operation 
in  Canada.  This  system,  generally  known  as  the  "  National 
Policy,"  since  its  adoption  in  1879,  imposes  a  protective  tariff, 
which  is  in  direct  antagonism  with  the  free  trade  policy  of  the 
parent  state,  and  is  chiefly  intended  to  assist  Canadian  manu- 
factories against  British  and  foreign  comj)etition.  This  policy, 
at  the  outset,  was  naturally  received  with  much  disfavor  in 
England,  but  when  an  appeal  was  directly  made  in  the  impe- 
rial house  of  commons  to  disallow  it,  the  secretary  of  state  for 
the  colonies,  on  the  part  of  the  government,  presented,  as  a 
reason  for  non-interference,  that  the  measure  in  question  was 
not  in  excess  of  the  rights  of  legislation  guaranteed  by  the 
British  North  America  Act,  under  which  (subject  only  to 
treaty  obligations),  the  fiscal  policy  of  Canada  rests  with  the 
Dominion  parliament.  He  further  stated  that,  however  much 
the  government  might  regret  the  adoption  of  a  protective  sys- 
tem, they  did  not  feel  justified  in  opposing  the  wishes  of  the 
Canadian  people  in  this  matter.^ 

The  queen^s  privy  council  of  England  has  also  the  right 
to  allow  appeals  to  the  judicial  committee — one  of  the  survi- 
vals of  the  authority  of  an  ancient  institution  of  England — 
from  the  courts  of  Canada.  This  right  is  only  exercised  on 
principles  clearly  laid  down  by  this  high  tribunal,  but  it  is 


*  Hon.  Mr.  Blake  in  a  despatch  to  the  secretary  of  state  for  the  colonies. 
Can.  Bess.  P.,  1877,  No.  13,  p.  8. 

*"The  clause  with  respect  to  differential  duties,  (English  Hans.  Deb., 
Vol.  244,  p.  1311),  is  now  left  out  of  the  govemor-general'ft  inttmc- 
tions,  and  the  imperial  goyemment  are  con  lent  to  rely  upon  the  prerogative 
right  of  disallowance,  as  a  sufficient  security  against  the  enactment  of  any 
measure  by  the  parliament  of  Canada,  that  should  be  of  such  character  as 
to  call  for  the  inter)KMition  of  the  royal  Teto."  Todd's  Pari.  Government 
in  the  Colonies,  p.  187. 
4 


42  Federal  Goveinimeiit  in  Canada.  [498 

emphatically  a  right  to  be  claimed  by  the  Canadian  people  as 
forming  part  of  the  empire  under  the  sovereignty  of  England. 
It  is  a  right  sparingly  exercised,  for  the  people  of  Canada  have 
great  confidence  in  their  own  courts,  where  justice  is  adminis- 
tered with  legal  acumen  and  strict  impartiality ;  but  there  are 
decided  advantages  in  having  the  privilege  of  resorting  in  some 
cases,  especially  those  affecting  the  constitution,  to  a  tribunal 
which  is  generally  composed  of  men  whose  great  learning 
illustrates  all  those  traditions  which  make  the  decisions  of 
England^s  courts  respected  the  world  over. 

In  the  foregoing  paragraphs  I  have  mentioned  the  relations 
that  should  naturally  exist  between  the  supreme  head  of  the 
empire  and  its  colonial  dependencies.  I  may  here  add,  what 
will  be  obvious  to  every  one,  that  the  power  over  peace  and 
war,  and  the  general  control  of  such  subjects  as  fall  within  the 
province  of  international  law,  are  vested  in  the  home  govern- 
ment, and  cannot  be  interfered  with  in  the  least  degree  by  the 
government  of  the  Dominion. 

With  these  exceptions  which  limit  the  jurisdiction  of  the 
Dominion  as  a  dependency,  Canada  possesses  under  the  British 
North  America  Act,  and  in  accordance  with  the  general 
policy  of  England  towards  her  self-governing  colonies,  a  prac- 
tically sovereign  authority  within  the  limits  of  her  territory, 
and  has  assumed  all  the  proportions  of  an  empire.  Her 
constitution  enables  her  to  establish  new  provinces  with 
complete  systems  of  government,  as  large  as  any  of  the 
commonwealths  of  the  American  Republic.  The  province  of 
Manitoba  has  already  been  formed  out  of  the  North-west 
Territories  acquired  in  1870  from  the  company  of  Hudson 
Bay  adventurers  who  held  a  charter  from  the  days  when  sov- 
ereigns recklessly  granted  their  followers  vast  areas  of  lands, 
larger  than  the  great  kingdoms  of  Europe.  The  territories  are 
regulated  by  the  Dominion  and  granted  from  time  to  time 
such  privileges  as  are  commensurate  with  their  increasing  pop- 
ulation and  capacity  to  carry  on  a  system  of  local  self-govern- 
ment.    The  Dominion  appoints  the  governors  of  the  provinces 


499]  Federal  Government  in  Canada.  43 

and  c?an  dismiss  them  under  the  provisions  of  the  consti- 
tution, occupying  in  this  respect  the  position  that  England 
formerly  held  with  reference  to  the  provinces  before  the  union 
of  1867. 

Perhaps  no  one  fact  more  clearly  illustrates  the  important 
position  which  Canada  has  attained  within  a  few  years,  than 
the  recognition  by  the  imperial  government  of  her  absolute 
right  to  be  consulted,  and  have  a  direct  voice  in  the  negotia- 
tion of  all  treaties  which  immediately  affect  her  interests.  In 
the  arrangement  of  the  Washington  treaties  of  1871  and  1888, 
which  dealt  with  the  question  of  the  fisheries — still  unhappily 
unsettled  owing  to  the  refusal  of  the  Senate  to  ratify  the  last 
treaty — Canada  was  represented  by  one  of  her  ablest  states- 
men in  each  case.^  In  negotiations  between  Canada,  France 
and  Spain  for  a  commercial  treaty,  the  imperial  government 
specially  commissioned  the  Canadian  high  representative  in 
London  with  full  powers  to  act.  The  appointment  of  the 
high  commissioner  of  Canada  was  of  itself  a  concession  to  the 
growing  importance  of  Canada  as  a  dependency  of  the  empire 
and  of  the  consequent  necessity  that  has  arisen  of  having  in 
London  a  representative  who  would  occupy  a  higher  position 
than  the  previous  agents  of  the  colonies.  In  the  case  of  all 
treaties  affecting  Canada  directly,  their  ratification  depends  on 
the  assent  of  her  parliament.^  In  fact,  the  history  of  all  impe- 
rial legislation  with  respect  to  extradition  and  other  treaties, 
ako  proves  the  desire  of  the  imperial  authorities  to  give  due 
scope  to  Canadian  legislation  as  far  as  it  is  compatible  with 


*Iii  1871  bj  Sir  John  Maodonald,  then  as  now,  Premier.  In  1888  by  Sir 
Charles  Tupper,  now  High  Commissioner  of  Canada  in  London. 

'See  Can.  Stat,  for  1888  (treaty  of  Washington),  c.  3,  sec  3,  and  art.  ZYI 
of  schedule.  The  132d  section  of  the  B.  N.  A.  Act  provides :  "  The  parlia- 
ment and  government  of  Canada  shall  have  all  powers  necessary  or  proper 
for  performing  the  obligations  of  Canada  or  of  any  province  thereof,  as  part 
of  the  British  Empire,  towards  foreign  countries,  arising  under  treaties 
between  the  empire  and  8uch  foreign  countries."  Also  comments  of  Dr. 
Todd  in  Pari.  Govt  in  Colonies,  p.  205. 


44  Federal  Government  in  Canada.  [6CK) 

the  interests  of  the  empire.  In  some  treaties  it  is  expressly- 
stipulated  that  they  shall  be  only  applicable  to  the  colonial 
possessions  "  so  far  as  the  laws,  for  the  time  being,  in  force  in 
such  colonies  will  allow."  ^  The  large  measure  of  self-govern- 
ment that  Canada  enjoys  in  other  particulars  will  be  seen  in 
the  course  of  these  lectures. 

We  come  now  to  consider  the  nature  of  the  federal  system, 
the  respective  powers  of  the  dominion  and  provincial  govern- 
ments, and  the  relations  that  they  bear  to  one  another  under 
the  constitution.  We  have  already  seen  by  the  three  reso- 
lutions of  the  Quebec  conference  that  I  have  cited,  that  the 
object  of  the  founders  of  the  union  was  to  give  to  the  central 
authority  the  control  over  matters  of  general  or  qimsi  national 
importance,  and  to  the  provincial  governments  jurisdiction  over 
matters  of  a  local  or  provincial  nature.  In  arranging  the 
details  of  the  union  the  framers  were  naturally  called  upon  to 
study  carefully  the  American  constitution  in  its  origin  and 
development.  In  1864  the  civil  war  was  not  yet  brought  to 
a  close,  and  statesmen,  the  world  over,  were  naturally  in  doubt 
as  to  its  effects  on  the  constitution  and  union  at  large.  Cana- 
dian statesmen  saw  that  ever  since  the  foundation  of  the  weak 
confederation  of  1 775,  and  of  the  constitution  that  was  subse- 
quently adopted  in  1787,  to  give  efficiency,  strength  and 
permanency  to  the  union, — "  to  form  a  more  perfect  union,'' 
in  the  language  of  its  preamble, — a  great  struggle  had  been 
going  on  between  the  national  and  the  state  governments  for 
the  supremacy.  They  saw  that  certain  states  had  persistently 
asserted  the  doctrine  of  State  sovereignty,  and  the  right  of 
nullifying  or  refusing  to  be  bound  by  certain  acts  of  the 
national  government.  Nullification  and  secession,  it  was  seen, 
were  justified  by  lawyers  and  statesmen,  as  the  last  resort  of 
sovereign  states,  when  what  was  believed  to  be  their  inherent 
rights  were  invaded  by  the  national  government.  The  states- 
men that  assembled  at  Quebec  believed  that  it  was  a  defect  in 


See  treaty  with  Russia  in  Can.  Statutes  for  1887. 


501]  Federal  Government  in  Canada.  46 

the  American  cx)nstitution  to  have  made  the  national  govern- 
ment alone  one  of  enumerated  powers,  and  to  have  left  to  the 
States  all  the  powers  not  expressly  taken  from  them.* 

For  these  reasons  mainly  the  powers  of  both  the  Dominion 
and  the  Provincial  governments  are  stated,  as  far  as  practicable, 
in  express  terms  with  the  view  of  preventing  a  conflict  between 
them  ;  the  powers  that  are  not  within  the  defined  jurisdiction 
of  the  provincial  governments  are  reserved  in  general  terms  to 
the  central  authority.  In  other  words  "  the  residuum  of 
power  is  given  to  the  central  instead  of  to  the  state  authori- 
ties.'' In  the  British  North  America  Act  we  find  set  forth 
in  express  words : 

1.  The  powers  vested  in  the  Dominion  government  alone; 

2.  The  powers  vested  in  the  provinces  alone ; 

3.  The  powers  exercised  by  the  Dominion  government 
and  the  provinces  concurrently ; 

4.  Powers  given  to  the  Dominion  government,  in  general 
terms. 

The  powers  vested  in  the  parliament  of  Canada  are  set  forth 
in  the  ninety-first  section  of  the  constitution,  which  enacts  that 
the  Queen  with  the  advice  and  consent  of  the  Senate  and 
House  of  Commons  may  "  make  laws  for  the  peace,  order  and 
good  government  of  Canada,  in  relation  to  all  matters  not 
coming  within  the  classes  of  subjects  by  this  act  assigned 
exclusively  to  the  legislatures  of  the  provinces ;  and  for  greater 
certainty,  but  not  so  as  to  restrict  the  generality  of  the  fore- 
going terms  of  this  section,  it  is  hereby  declared  that  (notwith- 
standing anything  in  this  act)  the  exclusive  legislative 
authority  of  the  parliament  of  Canada  extends  to  all  matters 
coming  within  the  classes  of  subjects  next  hereinafter  enumer- 
ated, that  is  to  say  : 

1.  The  public  debt  and  proj)erty. 

2.  The  regulation  of  trade  and  commerce. 


'See  remarkit  of  Sir  John  Maodonald,  then  attorney-genend,  now  pre- 
mier of  Canada :  Confederation  debatei»  p.  88. 


46  Federal  Government  in  Canada.  [502 

3.  The  raising  of  money  by  any  mode  or  system  of  taxation. 

4.  The  borrowing  of  money  on  the  public  credit. 
^  5.  Postal  service. 

6.  The  census  and  statistics. 

7.  Militia,  military  and  naval  service  and  defence. 

8.  The  fixing  of  and  providing  for  the  salaries  and  allow- 
ances of  civil  and  other  officers  of  the  government  of  Canada. 

9.  Beacons,  buoys,  lighthouses  and  Sable  Island. 

10.  Navigation  and  shipping. 

11.  Quarantine  and  the  establishment  and  maintenance  of 
marine  hospitals. 

12.  Sea-coast  and  inland  fisheries.. 

13.  Ferries  between  a  province  and  a  British  or  foreign 
country,  or  between  two  provinces. 

14.  Currency  and  coinage. 

15.  Banking,  incorporation  of  banks  and  the  issue  of  paper 
money. 

16.  Savings  banks. 

17.  Weights  and  measures. 

18.  Bills  of  exchange  and  promissory  notes. 

19.  Interest. 

20.  Legal  tender. 

21.  Bankruptcy  and  insolvency. 

22.  Patents  of  invention  and  discovery. 

23.  Copyrights. 

24.  Indians  and  lands  reserved  for  the  Indians. 

25.  Naturalization  and  aliens. 

26.  Marriage  and  divorce. 

27.  The  criminal  law,  except  the  constitution  of  the  courts 
of  criminal  jurisdiction,  but  including  the  procedure  in  crimi- 
nal matters. 

28.  The  establishment,  maintenance,  and  management  of 
penitentiaries. 

29.  Such  classes  of  subjects  as  are  expressly  excepted  in  the 
enumeration  of  the  classes  of  subjects  by  this  act  assigned 
exclusively  to  the  legislatures  of  the  provinces." 


503]  Federal  Government  in  Canada,  47 

And  the  section  concludes,  with  the  view  obviously  of  giv- 
ing more  definiteness  to  its  provisions  and  to  lessen  the 
chances  of  conflicts  of  jurisdiction  with  the  provincial  authori- 
ties, that  "any  matter  coming  within  any  of  the  classes  of 
subjects  enumerated  in  this  section  shall  not  be  deemed  to  come 
within  the  class  of  matters  of  a  local  or  private  nature  com- 
prised in  the  enumeration  of  the  classes  of  subjects  by  this  act 
assigned  exclusively  to  the  legislatures  of  the  provinces." 

Having,  as  they  believed,  definitely  stated  the  general  jwwers 
that  appertain  naturally  to  a  central  government,  exercising 
jurisdiction  over  the  whole  Dominion,  the  framers  of  the  Act 
defined  in  the  ninety-second  section  the  powers  that  the  local 
governments  can  exercise  within  their  constitutional  limits. 

The  legislature  may,  in  each  province,  "exclusively  make 
laws"  in  relation  to  the  classes  of  subjects  enumerated  as 
follows : 

1.  The  amendment,  from  time  to  time,  notwithstanding 
anything  in  this  act,  of  the  constitution  of  the  province,  except 
as  regards  the  office  of  lieutenant-governor. 

2.  Direct  taxation  within  the  province  in  order  to  the  rais- 
ing of  a  revenue  for  provincial  purposes. 

3.  The  borrowing  of  money  on  the  sole  credit  of  the 
province. 

4.  The  establishment  and  tenure  of  provincial  offices,  and 
the  appointment  and  payment  of  provincial  officers. 

5.  The  management  and  sale  of  the  public  lands  belonging 
to  the  province,  and  of  the  timber  and  wood  thereon. 

6.  The  establishment,  maintenance  and  management  of 
public  and  reformatory  prisons  in  and  for  the  |)rovince. 

7.  The  establishment,  maintenance  and  management  of  hos- 
pitals, asylums,  charities  and  eleemosynary  institutions  in  and 
for  the  province,  other  than  marine  hosj^itals. 

8.  Municipal  institutions  in  the  province. 

9.  Shop,  saloon,  taveni,  and  auctioneer  and  other  licenses, 
in  order  to  the  raising  of  a  revenue  for  provincial,  local  or 
municipal  purposes. 


48  Federal  Government  in  Canada,  [504 

10.  Local  works  and  undertakings  other  than  such  as  are  of 
the  following  classes : 

a.  Lines  of  steam  or  other  ships,  railways,  canals,  tele- 
graphs and  other  works  and  undertakings  connecting  the 
province  with  any  other  or  others  of  the  provinces,  or  extending 
beyond  the  limits  of  the  province ; 

b.  Lines  of  steamships  between  the  province  and  any  British 
or  foreign  country ; 

c.  Such  works  as,  although  wholly  situate  within  the  prov- 
ince, are  before  or  after  their  execution  declared  by  the 
parliament  of  Canada  to  be  for  the  general  advantage  of 
Canada,  or  for  the  advantage  of  two  or  more  of  the 
provinces/ 

1 1 .  The  incorporation  of  companies  with  provincial  objects. 

12.  Solemnization  of  marriage  in  the  province. 

13.  Property  and  civil  rights  in  the  province. 

14.  The  administration  of  justice  in  the  province,  including 
the  constitution,  maintenance  and  organization  of  provincial 
courts,  both  of  civil  and  of  criminal  jurisdiction,  and  including 
procedure  in  civil  matters  in  those  courts. 

15.  The  imposition  of  punishment  by  fine,  penalty  or 
imprisonment  for  enforcing  any  law  of  the  province  made  in 
relation  to  any  matter  coming  within  any  of  the  classes  of 
subjects  enumerated  in  this  section. 

1 6.  Generally  all  matters  of  a  merely  local  or  private  nature 
in  the  province. 

A  careful  consideration  ot  the  foregoing  section  will  show 
how  large  and  important  a  measure  of  local  self-government 
is  given  to  all  the  provincial  members  of  the  confederation. 
It  was  the  object  of  the  framers  of  the  constitution  to  leave  to 

*  In  1883  the  parliament  of  Canada  passed  an  act  declaring  certain  rail- 
ways to  be  "works  for  the  general  advantage  of  Canada"  within  the 
meaning  of  the  section.  (See  Bourinot's  Parliamentary  Practice  in  Can- 
ada, pp.  587-589).  This  subject  was  ably  argued  before  the  Supreme 
Court  of  Canada  in  1888.  See  Hon.  Mr.  Blake's  argument  in  the  Manitoba 
case. 


506]  Federal  Government  in  Canada.  49 

the  old  provinces  as  many  of  those  powers  and  privileges  that 
they  exercised  before  the  confederation,  as  are  necessary  to  the 
efficient  working  of  a  local  government  and  at  the  same  time 
to  give  the  central  power  effective  control  over  all  matters 
which  give  unity  and  permanency  to  the  whole  federal  organi- 
zation, of  which  the  provincial  entities  form  political  parts 
or  divisions.  It  will  be  seen,  however,  that  the  all  important 
question  of  education  does  not  fall  within  the  enumeration  of 
matters  belonging  to  provincial  legislation,  which  I  have  just 
given,  although  it  is  above  all  others  a  subject  of  local  or 
provincial  interest.  The  reason  for  this  must  be  sought  in  the 
political  history  of  the  question. 

While  the  different  provinces  before  confederation  were 
perfecting  their  respective  systems  of  education,  the  question 
of  separate  schools  attained  a  great  prominence.  The  Protes- 
tant minority  in  Lower  Canada,  and  the  Roman  Catholic 
minority  in  Upper  Canada,  earnestly  contended  for  such  a 
separation  as  would  give  the  Protestants,  in  the  former,  and 
the  Roman  Catholics,  in  the  latter  province,  control  of  their 
own  schools,  and  not  oblige  the  children  of  the  two  distinct 
religious  beliefs  to  mix  together.  The  religious  instruction 
which  the  Roman  Catholics  consider  inseparable  from  any 
public  school  system  could  not  be  accepted  by  the  Protestants. 
Non-sectarian  schools  are  at  direct  variance  with  the  principles 
of  the  Roman  Catholic  Church.  Finally,  in  all  the  provinces, 
except  New  Brunswick  and  Prince  Edward  Island,  separate 
schools  obtained  at  the  time  of  the  union,  and  it  accordingly 
became  necessary  to  give  the  minorities  guarantees  for  their 
continuance,  as  far  as  such  could  be  given  in  the  constitution. 
The  British  North  America  Act  now  provides  that  while  the 
legislature  of  a  province  may  exclusively  make  laws  on  the 
8ubjcx;t  of  education,  nothing  therein  shall  prejudicially  affect 
any  of  the  denominational  schools  in  existence  lx.'fore  July, 
1867.  An  appeal  lies  to  the  governor-general  in  council  from 
any  act  of  the  provincial  authority  affecting  any  legal  right 
or  privily  that  the  Protestant  or  Roman  Catholic  minority 


50  Federal  Government  in  Canada.  [506 

enjoyed  at  the  time  of  the  union.  In  case  the  provincial 
authorities  refuse  to  act  for  the  due  protection  of  the  rights 
of  minorities,  in  accordance  with  the  provisions  of  the  consti- 
tution, then  the  parliament  of  Canada  may  provide  a  remedy 
for  the  due  execution  of  the  law  provided  in  this  behalf.* 
Parliament,  so  far,  has  not  been  called  upon  to  act  on  the  pro- 
visions of  this  section.  The  questions  that  arose  in  1872  and 
in  subsequent  years,  with  respect  to  the  New  Brunswick  school 
act  of  1871,  providing  for  a  compulsory  rating  and  assessment 
for  non-sectarian  schools,  did  not  come  under  the  law,  for  the 
Roman  Catholics  of  New  Brunswick  did  not  enjoy  separate 
privileges  from  other  classes  of  their  fellow-citizens  previous 
to  confederation ;  and  all  the  authorities  of  the  Dominion,  as 
well  as  of  England,  the  minister  of  justice  of  Canada,  the 


*  B.  N.  A.  Act,  1867,  sec.  93.  In  and  for  each  province  the  legislature 
may  exclusively  make  laws  in  relation  to  education,  subject  and  according 
to  the  following  provisions :  — 

(1.)  Kothing  in  any  such  law  shall  prejudicially  affect  any  right  or  pri- 
vilege with  respect  to  denominational  schools  which  any  class  of 
persons  have  by  law  in  the  province  at  the  union  ; 

(2.)  All  the  powei-s,  privileges  and  duties  at  the  union  by  law  conferred 
and  imposed  in  Upper  Canada  on  the  separate  schools  and  school 
trustees  of  the  Queen's  Roman  Catholic  subjects,  shall  be  and  the 
same  are  hereby  extended  to  the  dissentient  schools  of  the  Queen's 
Protestant  and  Roman  Catholic  subjects  in  Quebec; 

(3.)  Where  in  any  province  a  system  of  separate  or  dissentient  schools 
exists  by  law  at  the  union,  or  is  thereafter  established  by  the  legis- 
lature of  the  province,  an  appeal  shall  lie  to  the  governor-general 
in  council  from  any  act  or  decision  of  any  provincial  authority 
affecting  any  riglit  or  privilege  of  the  Protestant  or  Roman  Catho- 
lic minority  of  the  Queen's  subjects  in  relation  to  education ; 

(4.)  In  case  any  such  provincial  law  as  from  time  to  time  seems  to  the 
governor-general  in  council  requisite  for  the  due  execution  of  the 
provisions  of  this  section  is  not  made,  or  in  case  any  decision  of  the 
governor-general  in  council  on  any  appeal  under  this  section  is  not 
duly  executed  by  the  proper  provincial  authority  in  that  behalf, 
then  and  in  every  such  case,  and  as  far  only  as  the  circumstances  of 
each  case  require,  the  parliament  of  Canada  may  make  remedial 
laws  for  the  due  execution  of  the  provisions  of  this  section,  and  of 
any  decision  of  the  governor-general  in  council  under  this  section. 


507]  Federal  Government  in  Canada.  51 

courts,  and  the  colonial  secretary  of  state,  and  the  judicial 
committee  of  the  privy  council,  concurred  in  the  opinion  that 
the  legislature  had  a  right  to  enforce  the  assessments  objected 
to  by  the  Roman  Catholics  of  the  province,  and  had  acted 
legally  within  the  powers  conferred  upon  them  by  the  act  of 
confederation.* 

The  Dominion  and  Local  governments  also  exercise  cer- 
tain rights  in  common.  Among  the  subjects  on  which  they 
have  concurrent  powers  of  legislation  are  agriculture  and 
immigration.^  The  dominion  parliament  may  make  laws  on 
these  subjects  for  any  and  all  of  the  provinces,  and  each  legis- 
lature may  do  the  same  for  the  province  over  which  it  has 
jurisdiction,  provided  no  provincial  act  is  repugnant  to  any 
dominion  act.  These  provisions  have  so  far  worked  in  tlie 
interests  of  the  provinces  separately  and  of  the  dominion  as  a 
whole.  Both  these  authorities  are  equally  interested  in  the 
promotion  of  matters  fo  deeply  affecting  the  development  of 
the  natural  resources  of  all  sections.  The  provinces,  excepting 
Manitoba,  have  the  control  of  their  lands  and  mines,  while 
the  dominion  is  interested  in  the  opening  up  of  the  vast  terri- 
torial area  which  it  has  in  the  north-west;  and  it  is  conse- 
quently clear  that  these  concurrent  powers  are  wisely  arranged 
in  the  constitutional  act. 

If  we  study  the  two  sections,  enumerating  the  respective 
powers  that  fall  within  the  jurisdiction  of  the  dominion  par- 
liament and  the  provincial  legislatures,  we  shall  see  that  there 
are  certain  subjects,  which  may,  as  the  operation  of  the  act 


*  For  history  of  this  case  see  Todd's  Pari.  Govt,  in  Colonicfs  pp.  346-352. 

*B.  N.  A.  Act,  1867,  sec  95.  In  each  province  the  legislature  may  make 
laws  in  relation  to  agriculture  in  the  province,  and  to  immigration  into  the 
province;  and  it  is  hereby  declared  that  the  parliament  of  Canada  may 
from  time  to  time  make  laws  in  relation  to  agriculture  in  all  or  any  of  the 
provinces,  and  to  immigration  into  all  or  any  of  the  provinces ;  and  any  law 
of  the  legislaluro  of  a  province,  relative  to  agriculture  or  to  immigration, 
shall  have  effect  in  and  for  the  province,  as  long  and  as  far  only  as  it  is  not 
repugnant  to  any  act  of  the  parliament  of  Canada. 


52  Federal  Government  in  Canada.  [508 

proves,  fall,  under  certain  limitations,  within  the  province  of 
both.  For  instance,  there  is  insurance,  on  which  both  the 
dominion  government  and  provincial  authorities  have  fully 
legislated — the  former  under  the  general  provision  giving  it 
the  jurisdiction  over  "  the  regulation  of  trade  and  commerce;'' 
the  latter  under  the  very  wide  right  to  incorporate  companies 
"with  provincial  objects/'  The  question  of  jurisdiction  has 
been  decided  by  the  courts  of  Canada,  and  affirmed  by  the 
privy  council,  and  principles  laid  down  of  much  importance 
since  they  serve  to  prevent  conflict  of  authority  on  other  sub- 
jects and  give  each  jurisdiction  that  power  which  it  should 
exercise  in  accord  with  tlie  general  spirit  of  the  constitution. 
It  is  now  authoritatively  decided  that  the  terms  of  the  eleventh 
paragraph  of  the  ninety-second  section  are  sufficiently  com- 
prehensive to  include  insurance  companies,  whose  object  is  to 
transact  business  within  provincial  limits. 

If  a  company  desires  to  carry  on  operations  outside  of  the 
province  it  will  come  under  the  provisions  of  the  general  fed- 
eral law,  to  which  it  must  conform  and  which  contains  special 
provisions  for  such  purposes.  But  the  authority  of  the 
dominion  parliament  to  legislate  for  the  regulation  of  trade 
and  commerce  does  not  comprehend  the  power  to  regulate  by 
legislation  the  contracts  of  a  particular  business  or  trade,  such 
as  the  business  of  fire  insurance  in  a  single  province.  There- 
fore while  the  dominion  parliament  may  give  power  to 
contract  for  insurance  against  loss  or  damage  by  fire,  the  form 
of  the  contract  and  the  rights  of  the  parties  thereunder,  must 
depend  upon  the  laws  of  the  country  or  province  in  which  the 
business  is  done.^ 

Although  the  Dominion  parliament  has  exclusive  jurisdic- 
tion over  the  criminal  law,  the  local  legislatures  must  necessa- 
rily have  it  within  their  power,  as  provided  for  in  the  act,  to 


'  See  Cartwright's  cases  on  B.  N.  A.  Act,  vol.  I.,  pp.  265-350 ;  4  App.  Rep. 
Ontario,  96, 103 ;  43  U.  C.  Q.  B.  261,  271 ;  Sup.  Court  R,  vol.  IV.,  pp.  215- 
349 ;  45  L.  T.  N.  S.,  721. 


509]  Federal  Ooffemment  in  Canada.  63 

impose  punishment  by  fine,  penalty  or  imprisonment,  for 
enforcing  any  law  of  the  province  within  its  legislative 
authority.  The  legislature  may  add  "  hard  labor  '^  to  confine- 
ment or  restraint  in  prison  in  legislating  on  a  subject  within  its 
jurisdiction.  Such  a  power  is  not  in  conflict  with  the  authority 
of  the  dominion  parliament  over  criminal  matters.*  This 
seems  a  necessary  incident  to  a  legislative  power.  It  is  a  prin- 
ciple which  parliament  itself  applies  with  respect  to  civil  rights 
over  which  the  legislatures  have  exclusive  jurisdiction.  All 
the  legislative  authorities  must  act,  however,  within  their 
constitutional  spheres,  and  not  push  their  pretentions  to 
extremes.  As  in  the  insurance  case  just  mentioned,  lowers 
should  be  sought  from  each  legislative  body  within  its  consti- 
tutional limits,  ^or  should  parliament  interfere  with  such 
details  of  an  organization  as  are  wholly  within  the  jurisdiction 
of  a  provincial  sovereignty.^ 

It  must  necessarily  happen  in  the  operation  of  a  written 
constitution  like  ours  that  conflicts  of  jurisdiction  will  arise  in 
cases  where  the  respective  powers  of  the  distinct  legislative 
authorities  are  not  sufficiently  defined.  Sometimes  it  is  diffi- 
cult, while  the  constitution  is  working  itself  out,  to  decide 
where  the  jurisdiction  rightly  lies.  The  difficulty  that  may 
arise  in  such  cases  can  be  seen  by  reference  to  the  decisions  of 
the  Canadian  courts  and  of  the  judicial  committee  of  the  privy 
council  on  questions  aflectiug  the  traffic  in  intoxicating  liquors. 
The  privy  council  has  decided  that  the  Canada  temperance  act 
of  1878  which,  in  effect,  authorizes  the  inhabitants  of  each 
town,  parish  or  county  to  prohibit  or  to  regulate  the  sale  of 
liquor,  and  to  direct  for  whom,  or  for  what  puriK)ses,  and  under 
what  conditions,  spirituous  liquors  may  be  sold  therein,  does 
not  deal  with  matters  of  a  purely  local  nature,  nor  with  prop- 
erty nor  civil  rights,  nor  with  the  raising  of  a  revenue  for  pro- 


'  See  Hodge  m.  the  Queen,  9  App.  Cos.,  1 17. 

'  Remarks  of  Sir  John  A.  Maodonald,  Mr.  Blake  and  othent,  Can.  Han- 
said,  1888,  pp.  499,  500. 


64  Federal  Government  in  Canada,  [510 

vincial,  local  or  municipal  purposes,  as  assigned  exclusively  to 
the  jurisdiction  of  the  provincial  legislatures ;  but  is  rather 
one  of  those  subjects  relating  to  public  order  and  safety  which 
fall  within  the  general  authority  of  parliament  to  make  laws 
for  "  the  order  and  good  government ''  of  Canada.  On  the 
other  hand,  the  same  body  has  decided  that  it  is  competent  for 
a  legislature  of  a  province  to  pass  an  act  regulating  the  issue 
of  licenses  for  the  sale  of  liquor  in  the  municipalities  of  a 
province,  and  authorizing  the  appointment  of  commissioners 
to  define,  by  resolutions,  the  conditions  and  qualifications  re- 
quired to  obtain  licenses.  This  learned  body  has  pointed  out 
that  the  powers  of  such  a  provincial  act  are  confined  in  its 
operations  to  municipalities  in  a  province,  and  entirely  local 
in  its  character,  and  in  fact  identical  for  the  most  part  with 
the  powers  that  belonged  to  municipal  institutions  under  the 
laws  that  had  been  passed  by  the  legislatures  previous  to  con- 
federation. In  short,  such  an  act  was  considered,  by  their 
Lordships,  as  in  the  nature  of  police  and  municipal  regulations, 
calculated  to  preserve  in  the  municipality  peace  and  public 
decency,  to  repress  drunkenness  and  disorderly  and  riotous 
conduct.^  These  decisions,  to  a  certain  extent,  dealing  as  they 
do  with  cognate  subjects,  will  perplex  the  ordinary  lay  mind 
not  accustomed  to  legal  subtilties;  and  there  are  those  who 
say  ^  that  in  the  first  decision  their  Lordships  had  not  the  ben- 
efit of  a  very  complete  argument  in  favor  of  the  contention 


^  See  7  App.  Cas.,  829  :  Legal  News,  January  19th,  1884. 

^  The  late  Mr.  Justice  Henry,  one  of  the  authors  of  the  confederation,  in 
a  judgment  on  a  cognate  question,  reiterated  the  opinion  he  had  expressed 
on  the  Canada  Temperance  act,  that  the  British  North  America  act,  "if 
read  in  the  light  which  a  knowledge  of  the  subject  before  the  passage 
of  that  act  would  produce,  plainly  gives  the  power  of  legislation  to  the 
local  legislatures  in  respect  of  licenses."  His  whole  argument  went  to  show 
"the  right  to  make  laws  for  the  peace,  &c.,  of  Canada  is  as  fully  restricted 
to  such  subjects  as  do  not  come  within  the  classes  of  subjects  assigned  to  the 
legislatures  of  the  provinces  as  language  can  make  it ; "  and  that  the  privy 
council  did  not  give  due  consideration  to  the  power  of  the  legislatures 
over  those  special  subjects.     Sup.  Court  K.,  vol.  XI.,  pp.  33-39. 


511]  Federal  Government  in  Canada.  55 

for  local  jurisdiction,  and  hardly  well  appreciated  the  full 
weight  that  should  be  given  to  the  paragraph  giving  the  prov- 
inces complete  jurisdiction  over  all  matters  of  a  merely  local 
or  private  nature  in  a  province.  At  all  events,  the  second 
decision  has  recommended  itself  as  in  harmony  with  the  gen- 
eral spirit  of  local  powers  granted  to  the  provincial  legisla- 
tures. As  it  was,  the  immediate  effect  of  these  decisions,  in  a 
measure  involving  contradictions,  was  to  throw  the  liquor- 
licensing  legislation  of  the  country  into  much  confusion  ;  for 
the  Dominion  government  considered  itself  justified  in  passing 
a  general  license  act,  which  subsequently  was  declared  vJtra 
vires,  except  where  the  act  dealt  with  wholesale  and  vessel 
licenses,  or  carried  into  effect  certain  provisions  of  the  Canada 
Temperance  act.* 

The  conclusion  we  come  to  after  studying  the  operation  of 
the  constitutional  act,  until  the  present  time,  is  that  while  its 
framers  endeavored  to  set  forth  more  definitely  the  respective 
powers  of  the  central  and  local  authorities  than  is  the  case  with 
the  constitution  of  the  United  States,  it  is  not  likely  to  be  any 
more  successful  in  preventing  controversies  constantly  arising 
on  points  of  legislative  jurisdiction.  The  American  constitu- 
tion is  remarkable  for  its  precision,  the  generality  of  its 
principles,  the  avoidance  of  too  many  details,  and  the  elasticity 
of  which  it  is  capable  when  applied  to  the  needs  and  exigencies 
of  the  nation  and  states.  The  effort  was  made  in  the  case  of 
the  Canadian  constitution  to  go  in  the  other  direction,  and 
more  fully  define  the  limits  of  the  authority  of  the  dominion 
and  its  political  parts;  but  while  great  care  was  evidently  taken 
to  prevent  the  dangerous  assertion  of  provincial  rights,  it  is 
clear  that  it  has  the  imperfections  of  all  statutes,  when  it  is 
attempted  to  meet  all  emergencies.  Happily,  however,  by 
means  of  the  courts  in  Canada,  and  th^  tribunal  of  last  resort 
in  England,  and  the  calm  deliberation  which  the  parliament  is 


See  Bonrinot's  Manual  of  Constitutional  History,  pp.  189-146. 


56  Federal  Government  in  Canada.  [612 

learning  to  give  to  all  questions  of  dubious  jurisdiction,  the 
principles  on  which  the  federal  system  should  be  worked  are, 
year  by  year,  better  understood  and  the  dangers  of  continuous 
conflict  lessened.  It  is  inevitable,  if  we  are  to  judge  from  the 
working  of  a  federal  system  in  the  United  States,  that  there 
should  be,  at  times,  a  tendency  either  to  push  to  extremes  the 
doctrine  of  the  subordination  of  the  provinces  to  the  central 
power,  or  on  the  other  hand  to  claim  powers  on  behalf  of  the 
provincial  organizations,  hardly  compatible  with  their  position 
as  members  of  a  confederation  based  on  the  principle  of  giving 
complete  jurisdiction  to  the  central  government  over  all  mat- 
ters of  national  and  general  import.  It  is  obvious  that  in 
certain  legislation  the  Dominion  parliament  must  trench  upon 
some  of  the  powers  exclusively  given  to  the  local  organiza- 
tions, but  it  cannot  be  argued,  with  a  due  regard  to  the  true 
framework  of  the  constitutional  act  and  the  principles  that 
should  govern  a  federal  system  like  ours,  that  the  powers  of 
the  provinces  should  be  absorbed  by  the  dominion  or  central 
authority  in  cases  of  such  apparent  conflict.  Referring  to  this 
point  the  privy  council  calls  attention  to  the  fact  that  the  gen- 
eral subject  of  "marriage  and  divorce''  is  given  to  the 
jurisdiction  of  the  dominion  parliament,  and  the  "  solemni- 
zation of  marriage''  to  the  legislature  of  a  province.  It  is 
evident  that  the  solemnization  of  marriage  would  come  within 
the  general  description  of  the  subject  first  mentioned ;  yet  no 
one  can  doubt,  notwithstanding  the  general  language  of  the 
ninety-first  section,  that  this  subject  is  still  within  the  exclu- 
sive authority  of  the  legislatures  of  the  provinces.  "So," 
continues  the  privy  council,  "the  raising  of  money  by  any 
mode  or  system  of  taxation  is  enumerated  among  the  classes  of 
subject  in  section  ninety-one,  but  though  the  description  is 
sufficiently  large  and  general  to  include  direct  taxation  within 
the  province  in  order  to  aid  the  raising  of  a  revenue  for  pro- 
vincial purposes  assigned  to  the  provincial  legislatures  by  the 
ninety-second  section  it  obviously  could  not  have  been  intended 


513]  Federal  Government  in  Canada.  67 

that  in  this  instance  also  the  general  power  should  override 
the  particular  one."  * 

It  is  now  laid  down  by  the  highest  judicial  authorities  that 
the  dominion  pariiament  has  the  right  to  interfere  with 
"  property  and  civil  rights  "  in  so  far  as  such  interference  may 
be  absolutely  necessary  for  the  purjwse  of  legislating  generally 
and  effectually  in  relation  to  matters  confided  to  the  parliament 
of  Canada.  Laws  designed  for  the  promotion  of  public  order, 
safety  or  morals,  and  which  subject  those  who  contravene  them 
to  criminal  procedure  and  punishment,  belong  to  the  subject  of 
public  wrongs  rather  than  to  that  of  civil  rights.  They  are 
of  a  nature  which  fall  within  the  general  authority  of  parlia- 
ment, to  make  laws  for  the  good  order  and  government  of 
Canada,  and  have  direct  relation  to  criminal  law,  which  is  one 
of  the  enumerated  classes  of  subjects  assigned  exclusively  to 
the  parliament  of  Canada.  Few  if  any  laws  could  be  made  by 
the  parliament  for  the  peace,  order  and  good  government  of 
Canada  which  might  not,  in  some  incidental  way,  aifect  pro- 
perty and  civil  rights ;  and  it  could  not  have  been  intended 
when  assuring  to  the  provinces  exclusive  legislative  authority 
on  the  subject  of  proixirty  and  civil  rights,  to  exclude  the  par- 
liament from  the  exercise  of  this  general  power  whenever  any 
such  incidental  interference  would  result  from  it.*  As  on  the 
one  hand  the  federal  parliament  cannot  extend  its  own 
jurisdiction  by  a  territorial  extension  of  its  laws,  and  legislate 
on  subjects  constitutionally  provincial,  by  enacting  them  for 
the  whole  dominion  ;  so,  on  the  other  hand,  a  provincial  legisla- 
ture cannot  extend  its  jurisdiction  over  matters  constitutionally 
federal,  by  a  territorial  limitation  of  its  laws  and  l^islate  on 
matters  left  to  the  federal  power,  by  enacting  them  for  the 
province  only,  as  for  instance,  incorporate  a  bank  for  the 
province.' 


>  L.  T.  N.  a,  721 :  Cartwright,  vol  I.,  pp.  272,  27a 
«7  App.Ca8.,829. 
»  Can.  Sup.  Court  R.,  IV.,  810. 
6 


68  Federal  Government  in  Canada,  [514 

When  the  British  North  America  Act  enacted  that  there 
should  be  a  legislature  for  a  province,  and  that  it  should  have 
exclusive  authority  to  make  laws  for  the  provinces  and  for 
provincial  purposes  in  relation  to  the  matters  enumerated  in 
the  ninety-second  section,  it  conferred  powers  not  in  any  sense 
to  be  exercised  by  delegation  from,  or  as  agents  of,  the  impe- 
rial parliament,  but  authority  as  plenary  and  as  ample  within 
the  limits  prescribed  by  the  section,  as  the  imperial  parliament, 
in  the  plenitude  of  its  power,  possesses  and  could  bestow.^ 

In  short,  each  legislative  body  should  act  within  the  legiti- 
mate sphere  of  its  clearly  defined  powers,  and  the  dominion 
parliament  should  no  more  extend  the  limits  of  its  jurisdic- 
tion, by  the  generality  of  the  application  of  its  law,  than  a 
local  legislature  should  extend  its  jurisdiction  by  localizing 
the  application  of  its  statutes.^ 

I  might  cite  other  opinions  bearing  on  the  same  important 
question,  but  I  have  already  given  enough  to  show  the  prin- 
ciples that  should  generally  prevail  if  the  federal  constitution 
is  to  be  efficiently  carried  out  with  a  true  consideration  of  all 
the  interests  involved.^  The  federal  government  should  work 
in  harmony  with  provincial  institutions,  and  by  leaving  them 
full  scope  within  the  limits  of  the  constitution  at  once  give 
strength  and  stability  to  the  central  government  and  confidence 
to  the  various  local  organizations  without  which  it  could  not 
exist. 

In  one  most  important  respect  the  dominion  government 
exercises  a  direct  control  over  the  legislation  of  each  province. 
While  the  imperial  government  can  disallow  any  act  of  the 


^  9  App.  Cas.,  117 ;  Cartwright,  vol.  III.,  p.  162. 

The  same  power  exists  in  the  States.  "  When  a  particular  power,"  says 
Judge  Cooley,  "is  found  to  belong  to  the  States,  they  are  entitled  to  the 
same  complete  independence  in  its  exercise  as  the  national  government  in 
wielding  its  own  authority." 

^  Legal  News  (the  late  Mr.  Justice  Kamsay)  on  Hodge  vs,  the  Queen. 
January  26th,  1884. 

^  See  Bourinot's  Manual  of  Constitutional  History,  chap.  xiv. 


515]  Federal  Government  in  Canada,  59 

Canadian  parliament  at  variance  with  the  interests  of  the 
Empire,  the  governor  in  council  can,  within  one  year  from 
its  receipt,  disallow  any  act  of  a  provincial  legislature. 
Here  is  one  of  the  evidences  which  the  constitution  affords 
of  the  subordinate  position  in  certain  particulars  of  the  pro- 
vincial authorities.  It  illustrates  the  fact  that  the  dominion 
government  now  occupies  those  relations  towards  the  provin- 
cial governments  that  England,  before  the  confederation,  held 
with  reference  to  the  provinces,  and  still  does  in  the  case  of 
all  colonies  outside  of  Canada.  This  power  of  disallowance 
is  not  limited  in  terms  by  the  British  North  America  Act,* 
but  may  be  exercised  even  with  respect  to  an  act  clearly  within 
the  constitutional  jurisdiction  of  the  provincial  legislatures. 
It  has  so  far  been  exercised  in  a  very  insignificant  number  of 
cases,  compared  with  the  vast  amount  of  legislation  that  annu- 
ally passes  the  provincial  bodies ;  but  in  some  of  these  cases  it 
caused  much  irritation,  notably  in  Manitoba,  whose  provincial 
railway  acts  were  vetoed  on  several  occasions  on  the  ground 
that  they  were  in  conflict  with  obligations  that  the  dominion  had 
assumed  towards  the  Canadian  Pacific  Railway.  These 
restrictions  were  only  removed  after  parliament  had  given  the 
Pacific  railway  certain  privileges  as  compensation  for  the 
removal  of  their  railway  monopoly  in  the  north-west.  From 
these  and  other  instances  of  the  exercise  of  this  political  power, 
the  student  will  see  that  it  is  one  to  be  exercised  with  great 
discretion  and  judgment,  as  otherwise  it  may  involve  couse- 


*  Sec  90.  The  following  provisions  of  this  act  respecting  the  parliament 
of  Canada,  namely, — the  provisions  relating  to  appropriation  and  tax  bills, 
the  recommendation  of  money  votes,  the  assent  to  bills,  the  disallowance 
of  acts  and  the  signification  of  pleasure  on  bills  reserved, — shall  extend 
and  apply  to  the  legislatures  of  the  several  provinces  as  if  those  provisions 
were  here  re-enacted  and  made  applicable  in  terms  to  the  respective  pro- 
vinces and  the  legislatures  thereof,  with  the  substitution  of  the  lieutenant- 
governor  of  the  province  for  the  governor-general,  of  the  governor-general 
for  the  Queen,  and  for  a  secretary  of  8t«t«,  of  one  year  for  two  years,  and  of 
the  province  for  Oanada. 


60  Federal  Government  in  Canada.  [616 

quences  fatal  to  the  harmony  and  integrity  of  the  confedera- 
tion. This  power  can  be  properly  exercised  when  the  act 
under  consideration  is  beyond  the  constitutional  competency  of 
the  legislature,  or  when  it  is  repugnant  to  dominion  legislation 
in  cases  where  there  is  concurrent  jurisdiction,  or  when  it  is 
hostile  to  the  rights  enjoyed  by  a  minority  under  the  constitu- 
tion, or  when  clearly  hostile  or  dangerous  to  the  peace  and 
unity  of  the  dominion  generally.  Before  advising  the  gover- 
nor-general on  an  act  of  dubious  import,  or  only  partially 
defective,  the  council  must  consider  whether  it  will  not  be 
sufficient  to  inform  the  legislative  body,  responsible  for  its 
passage,  of  the  objectionable  features,  and  allow  it  to  go  into 
operation  on  the  understanding  that  they  will  be  removed  by 
an  amending  act.  Or  in  cases  where  the  act  is  useful,  though 
ultra  vireSj  the  government  has  recommended  confirmatory 
legislation  by  the  dominion  parliament,  or  in  matters  of  doubt 
they  have  been  left  to  the  courts  to  decide  whenever  a  question 
should  arise  for  their  determination.  The  cases  are  so 
numerous  when  the  dominion  government  is  called  upon  to 
exercise  its  power  of  allowance  or  disallowance,  that  it  is  out 
of  the  question  that  I  should  here  attempt  to  lay  down  with 
any  accuracy,  the  various  reasons  and  principles  that  should 
guide  it  in  this  important  work  of  supervision.  The  danger 
arises  from  the  exercise  of  the  power,  on  the  grounds  of  public 
policy,  in  the  case  of  a  question  clearly  within  the  constitu- 
tional powers  of  a  legislature.  The  principle  that  should 
prevail,  as  a  rule,  is  to  leave  to  their  operation  all  acts  that 
fail  within  the  powers  of  the  provincial  legislature,  which 
within  its  legal  sphere  has  as  absolute  a  right  of  legislation  as 
the  dominion  parliament  itself;  and  if  the  dominion  authori- 
ties, at  any  time,  for  sufficient  reasons,  consider  it  necessary  to 
interfere  in  provincial  affairs,  they  must  be  prepared  to  justify 
their  action  before  parliament  and  the  country,  so  deeply  inter- 
ested in  the  preservation  of  the  union.  Opinion  is  divided  as 
to  the  wisdom  of  a  provision  which  gives  so  sovereign  a 
power  to  a  political  body,  and  it  may  be  doubted  if  in  this 


517]  Federal  Government  in  Canada.  61 

respect  our  constitution  is  an  improvement  upon  that  of  the 
United  States.  The  veto  is  so  much  valued  in  the  states  that 
while  originally  only  one  state^  Massachusetts,  vested  it  in  the 
governor,  now  all  but  four  have  it.  The  President  vetoes  the 
acts  of  Congress,  which  can,  however,  override  his  decision  by 
a  two-thirds  vote  in  each  house ;  and  the  governors  in  each 
state,  as  just  remarked,  exercise  the  same  power  with  respect 
to  state  legislation.  But  the  disallowance  of  state  legislation 
by  the  executive  at  Washington,  has  never  existed,  and  was 
never  suggested  in  the  case  of  the  American  federal  system.' 

The  adoption  of  such  a  principle  in  1787  would  have  been, 
in  all  probability,  fatal  to  the  passage  of  the  constitution  of  the 
states,  many  of  whom  agreed  to  that  measure  with  doubt  and 
suspicion.  They  agreed,  wisely,  as  experience  seems  to  show, 
to  leave  the  judicial  branch  of  the  constitution  to  determine 
the  constitutionality  of  all  acts  of  congress  or  of  the  l^islature. 

Political  considerations  cannot  enter  into  this  judicial 
determination.  As  long  as  a  statute  is  within  the  constitu- 
tional jurisd  iction  of  a  body  that  passed  it,  the  federal  judiciary 
cannot  do  otherwise  than  so  declare,  even  if  it  be  objectionable 
at  the  time  on  grounds  of  public  policy.  The  future  will 
soon  prove  whether  this  extraordinary  supervision,  given  to 
the  dominion  over  the  provinces,  is  calculated  to  strengthen 


'  "  While  the  constitation  was  being  framed  the  suggestion  was  made,  and 
for  a  time  seemed  likely  to  be  adopted,  that  a  veto  on  acts  of  state  legisla- 
tures should  be  conferred  upon  the  federal  congress.  Discussion  revealed 
the  objections  to  such  a  plan.  Its  introduction  would  have  offended  the 
sentiment  of  the  states,  always  jealous  of  their  autonomy ;  its  exercise  would 
have  provoked  oolli&ions  with  them.  The  dis:illowance  of  a  state  statate^ 
even  if  it  did  really  offend  against  the  federal  constitution,  would  have 

seemed  a  political  move,  to  be  resented  by  a  political  counter-move 

But  by  the  action  of  the  courts  the  self-love  of  the  states  is  not  wounded, 
and  the  decision  annulling  their  laws  is  nothing  but  a  tribute  to  the 
superior  authority  of  the  supreme  enactment  to  which  they  were  themselves 
parties,  and  which  they  may  themaeWes  desire  to  see  enforced  against  some 
other  state  on  some  not  remote  occasion." — Prof.  Bryoe's  American  Com- 
monwealth, I.,  p  343. 


62  Fedet-al  Government  in  Canada,  [518 

the  confederation,  or  has  in  it  the  elements  of  political  discord 
and  disunion.  As  long  as  the  dominion  and  provincial  gov- 
ernments are  politically  identified,  the  danger  from  conflict  is 
minimized,  but  it  is  possible  to  suppose  the  case  of  violent 
antagonism  between  these  governments  when  the  central  power 
might  in  a  moment  of  passion  or  arrogance  use  its  authority 
to  check  or  thwart  the  government  made  subordinate  to  it  in 
this  particular.  Happily,  so  far,  the  history  ^  of  this  large 
power  is  not  calculated  to  raise  apprehensions  that  it  is  likely 
to  be  recklessly  exercised ;  for  the  cases  which  have  heretofore 
created  much  discussion,  and  even  discontent,  have  been 
defended  on  grounds  of  public  policy  or  the  public  faith, 
though  the  wisdom  and  soundness  of  that  policy  has  been 
doubted  by  others  who  have  looked  at  the  whole  question  from 
a  purely  provincial  point  of  view.  The  sound  sense  of  the 
people  must  always  prevail  in  a  country  like  this,  and  keep 
all  governments  from  unduly  and  rashly  interfering  with  the 
constitutional  rights  of  the  different  sections  of  the  domin- 
ion, to  whom  has  been  granted  such  a  complete  system  of 
local  self-government  as  is  compatible  with  the  unity  and  per- 
manency of  the  dominion  at  large.^ 

^  See  correspondence,  reports  of  the  Ministers  of  Justice,  and  orders  in 
council  upon  the  subject  of  provincial  legislation,  18G7-1887,  compiled 
under  direction  of  the  Ministers  of  Justice,  by  W.  E.  Ilodgins,  for  a  com- 
plete history  of  the  exercise  of  this  important  responsibility  thrown  upon 
the  dominion  government. 

^The  inexpediency  of  disallowing  any  measure  believed  to  be  within  the 
constitutional  jurisdiction  of  a  province  was  strongly  asserted  in  the  debate 
in  the  Canadian  House  of  Commons  in  1889,  on  the  Quebec  Statute,  51-52 
Victoria,  c.  13.  "  An  act  respecting  the  settlement  of  the  Jesuits'  Estates." 
The  Jesuits  had  been  suppressed  by  the  Pope  in  1773,  and  their  property 
taken  possession  of  in  1800  by  the  British  government,  which  applied  the 
revenues  thereof  to  public  instruction  in  the  province  of  Lower  Canada ; 
but  the  Roman  Catholic  Church,  always  through  its  Bishops,  contended 
that  it  should  be  vested  with  all  the  estates  as  a  result  of  the  suppression 
of  the  society.  This  body,  however,  has  been  reinstated  in  these  later 
times,  and  an  act  of  incorporation  was  granted  it  by  the  Quebec  legislature  in 
1887.     The  Quebec  government  then  carried  through  the  first-mentioned 


519]  Federal  Government  in  Canada,  63 

It  is  on  the  courts  of  Canada,  aided  by  the  ripe  judgment 
and  learning  of  the  judicial  committee  of  the  privy  council,  we 
must,  after  all,  mainly  depend  for  the  satisfactory  operation  of 
our  constitutional  act.  The  experience  of  the  United  States 
has  shown  the  inestimable  value  of  the  decisions  given  by  the 
judges  of  the  ftupreme  and  the  federal  courts  on  questions  that 
have  arisen,  from  time  to  time,  in  connection  with  their  con- 


act,  authorizing  the  payment  of  $400,000  as  compensation  for  the  sale  of  the 
estates  formerly  held  by  the  Jesuits,  and  as  a  means  of  settling  a  longstand- 
ing difficulty.  These  estates,  it  must  be  remembered,  became  the  property 
of  the  province  after  confederation  and  were  entirely  at  the  disposal  of 
the  legislature. 

The  neguiiations  with  the  See  of  Kome,  and  the  Society  are  formally 
8et  forth  in  the  preamble  of  the  act  in  the  shape  of  correspondence 
between  the  Quebec  government  and  the  representatives  of  those  reli- 
gious bodies,  and  it  is  expressly  stated  that  the  agreement  will  be  bind- 
ing only  in  so  far  as  it  shall  be  ratified  by  the  Pope  and  the  Legisla- 
ture, and  the  amount  of  comi)ensation  was  to  remain  as  a  special  deposit 
until  the  former  had  made  known  his  wishes  respecting  its  (distribution. 
The  government  in  treating  on  the  question,  did  not  "  recognize  any 
civil  obligation  but  merely  a  moral  obligation.'  Subsequently  the  funds 
were  distributed  by  the  Pope — the  greater  part  to  certain  educational  insti- 
tutions in  the  province,  and  the  remainder  to  the  Society.  Out  of  this 
settlement  a  heated  controversy,  involving  old  world  and  ancient  issues, 
has  ari.sen  in  Canada,  and  was  transferred  to  parliament  by  a  resolution, 
formally  asserting  that  the  government  should  have  at  once  disallowed  the 
act  as  beyond  the  power  of  the  legislature  because,  among  other  things,  "it 
recognizes  the  usurpation  of  a  riglit  by  a  foreign  authority,  namely.  His 
Holiness,  the  Pope,  to  claim  that  his  consent  was  necessary"  to  dispose 
and  appropriate  the  public  funds  of  a  province.  It  was  contende<l  on  the 
other  hand  that  the  Pope,  as  the  head  of  the  Church,  wassimply  calleti  upon 
toact  as  an  arbitrator  between  the  disputantsina  matter  in  winch  theinter- 
estsof  the  Church  were  involved.  The  inference  that  may  be  drawn  from  the 
debate  on  the  whole  question  in  the  House  of  Commons  U  this:  that  the 
almost  unanimous  vote  in  favor  of  the  course  of  the  government  in  allowing 
the  bill  when  it  came  formally  l>efore  them  (one  hundred  and  eighty -eight 
against  thirteen)  was  chiefly  influenced  by  the  conviction  that  the 
legislature  of  the  province  had  an  unquestionable  right  to  disix)se  of  itaown 
funds  as  it  might  think  proper,  or  in  the  words  of  the  minute  of  council, 
approved  by  the  governor-general,  "  the  subject  matter  of  the  act  is  one  of 
proviacial  coooeni,  only  having  relation  to  a  fiscal  matter  entirely  within 


64  Federal  Government  in  Canada,  [520 

stitution.  The  name  of  Chief  Justice  Marshall,  especially, 
must  be  always  associated  with  their  fundamental  law ;  for  it 
is  in  a  great  measure  owing  to  his  great  legal  knowledge,  to 
his  broad  views,  to  his  capacity  of  comprehending  the  true 
spirit,  scope  and  meaning  of  the  principles  laid  down  in  the 
constitution,  and  to  his  ability  to  apply  them  to  the  circum- 
stances that  surrounded  him  at  very  critical  times,  that  the 


the  control  of  the  legislature  of  Quebec."  In  the  course  of  the  learned 
debate  *  that  took  place  on  the  merits  of  this  very  vexatious  issue  a  very 
clear  exposition  was  given  by  several  speakers  from  their  respective  points 
of  view  of  the  principles  by  which  the  relations  between  the  dominion  and 
the  provincial  governments  should  be  governed.  But  there  is  another 
conclusion  which  I  think  may  be  fairly  deduced  from  a  debate  of  this  char- 
acter. An  executive  power  which  can  be  thus  questioned  in  the  political 
arena  seems  obviously  fraught  with  perilous  consequences.  If  all  questions 
of  the  constitutionality  of  a  provincial  act  could  be  decided  only  in  the 
courts,  parliament  would  be  saved  the  discussion  of  matters,  which,  once 
mixed  up  with  political  and  religious  issues,  must  necessarily  be  replete 
M'ith  danger  in  a  country  like  Canada,  with  a  population  nearly  half 
Roman  Catholic.  In  Canada  and  the  United  States,  there  is  so  much 
respect  for  the  law  and  the  bench  that  the  people  rarely  question  the 
wisdom  of  a  judicial  decision  on  any  subject  of  importance.  Can  as  much 
be  said  for  the  judgment  of  a  political  body,  however  honestly  rendered  it 
may  be  ? 

The  following  remarks  of  a  very  judicious  writer.  Professor  Dicey,  in  the 
Law  of  the  Constitution,  (p.  166)  may  well  be  quoted  in  this  connection: 
"The  main  reason  why  the  United  States  have  carried  out  the  federal 
system  with  unqualified  success  is  that  the  people  of  the  union  are  more 
thoroughly  imbued  with  constitutional  ideas  than  any  other  existing  nation. 
Constitutional  questions  arising  out  of  either  the  constitutions  of  the  sev- 
eral states  or  the  articles  of  the  federal  constitution  are  of  daily  occurrence, 
and  constantly  occupy  the  courts.  Hence  the  people  become  a  people  ^of 
constitutionalists;  and  matters  which  excite  the  strongest  possible  feeling, — 
as  for  instance,  the  right  of  the  Chinese  to  settle  in  the  country, — are 
determined  by  the  judicial  bench,  and  the  decision  of  the  bench  is  acqui- 
esced in  by  the  people.  This  acquiescence  or  submission  is  due  to  the 
Americans  inheriting  the  legal  notions  of  the  common  law;  that  is,  of  the 
most  legal  system  of  law,  if  the  expression  may  be  allowed,  in  the  world." 
See  also  Hare's  American  Constitutional  Law,  vol.  L,  pp.  122,  123. 

1  See  Canadian  Hansard  for  April  26,  27  and  28, 1889. 


521]  Federal  Government  in  Canada.  65 

union  gained  strength  diuring  the  years  he  presided  over  the 
Supreme  Court.* 

The  Quebec  convention  of  1864  appears  to  have  fully  ap- 
preciated the  necessity  of  having  a  Supreme  Court  of  Canada 
which  would  bear  as  much  resemblance  as  possible  to  the 
Americau  tribunal ;  for  they  agreed  to  a  resolution,  which  is 
now  embodied  in  the  section  of  the  British  North  America  Act 
which  provides  "for  the  constitution,  maintenance  and  organ- 
ization of  a  general  court  of  appeal  for  Canada,  and  for  the 
establishment  of  any  additional  courts  for  the  better  adminis- 
tration of  the  laws  of  Canada."  The  Judiciary  of  Canada, 
from  the  lowest  to  the  highest,  can  and  do  constantly  decide 
on  the  constitutionality  of  acts,  passed  by  the  various  legisla- 
tive authorities  of  the  Dominion.  They  do  so  in  tlieir  capa- 
city as  judges  and  expounders  of  the  law,  and  not  because 
they  have  any  especial  commission,  or  are  invested  with  any 
political  powers  or  duties  by  the  constitution.^ 

Unlike  the  United  States,  Canada  has  no  feileral  courts 
established  in  the  provinces,  although  the  section  just  quoted 
seems  to  provide  for  some  such  courts,  should  they  be  consid- 
ered necessary.  The  constitution,  maintenance  and  organiza- 
tion of  the  courts  in  the  provinces  will  be  seen,  by  reference 


*  Professor  Bryce  (The  American  Commonwealth,  II.,  p.  1)  very  tersely 
shows  the  importance  of  the  influence  that  the  decisions  of  the  supreme 
court  have  exercised  on  the  constitution :  "  Hence,  although  the  duty  of  the 
court  is  only  to  interpret,  the  considerations  aflecting  interpretation  are 
more  numerous  than  in  the  case  of  ordinary  statutes,  more  delicate,  larger 
in  their  reach  and  scope.  They  sometimes  need  the  exercise  not  merely  of 
legal  acmnen  and  judicial  fairness,  but  of  a  comprehension  of  the  nature 
and  methods  of  government  which  one  does  not  demand  from  the  European 
judge,  who  walks  in  the  narrow  path  traced  for  him  by  ordinary  statutes. 
It  is  therefore  hardly  an  exaggeration  to  say  that  the  American  constitu- 
tion, B8  it  now  stands,  with  the  mass  of  foregoing  decisions  which  explain 
it,  is  a  far  more  complete  and  finished  instrument  than  it  was  when  it  came 
first  new  from  the  hands  of  the  « unvention.  It  is  not  merely  their  work 
but  the  work  of  the  judges,  and,  most  of  all,  of  one  man,  the  great  Chief 
Justice  Manhall." 

*See  II.  Dryce,  p.  184. 


66  Federal  Government  in  Canada,  [522 

to  the  ninety-second  section,  to  be  within  the  matters  placed 
under  provincial  jurisdiction,  though  the  judges  are  appointed 
and  paid  by  the  dominion  government,  with  the  exception  of 
the  courts  of  probate  in  Nova  Scotia  and  New  Brunswick.* 

In  1875,  however,  it  was  deemed  advisable  to  pass  an  act 
providing  for  the  establishment  of  a  Supreme  Court  and  Ex- 
chequer Court  of  Canada.^  But  the  court  is  only  a  general 
court  of  appeal  for  Canada  in  a  limited  sense,  since  the  exist- 
ing right  of  appeal  in  the  various  provinces  to  the  privy 
council  has  been  left  untouched.  Nor  can  it  be  called  a  final 
court  of  appeal  for  Canada,  since  the  privy  council  entertains 
appeals  from  its  judgments  by  virtue  of  the  exercise  of  the 
royal  prerogative.^  This  court  consists  of  a  chief  justice  and 
five  puisne  judges,  two  of  whom,  at  least,  must  be  appointed 
from  the  bench  or  bar  of  the  province  of  Quebec — a  provision 
intended  to  give  the  court  the  assistance  of  men  specially 
versed  in  French  Canadian  law.  With  certain  exceptions  set 
forth  in  the  act,  an  appeal  can  lie  to  this  court  and  from  the 
highest  court  of  final  resort  in  a  province.  The  governor- 
general  in  council  may  refer  to  the  supreme  court  for  hearing 
or  consideration  any  matter  which  he  deems  advisable  in  the 
public  interest;*  but  in  certifying  their  opinion,  the  judges, 


^  Sees.  9(y-97.  The  Maritime  Court  of  Ontario  is,  however,  a  federal 
court. 

'  38  Vict.,  ch.  11.  The  act  was  amended  in  1887,  by  removing  the  Exche- 
quer Court  jurisdiction  from  tlie  Supreme  Court  and  giving  it  to  a  judge 
especially  appointed  for  that  purpose.     50-51  Vict.,  ch.  16. 

'  Cassell's  Practice  of  the  Supreme  Court  of  Canada,  p.  4. 

*iS'o  such  provision  exists  in  the  case  of  a  federal  judiciary.  That 
branch  of  the  government  can  be  called  upon  "only  to  decide  controversies 
brought  before  them  in  a  legal  form ;  and  therefore  are  bound  to  abstain 
from  any  extra-judicial  opinions  upon  points  of  law,  even  though  solemnly 
requested  by  the  executive.  President  Washington,  in  1793,  requested  its 
opinion  upon  the  constitution  of  the  treaty  with  France  of  1778  ;  but  they 
declined  to  give  any  opinion  for  the  reasons  just  stated."  Story's  Commen- 
taries (Cooley's  ed.),  ^  1571. 

Some  of  the  state  constitutions  provide  for  a  similar  reference  by 
the  governor  or  legislature  to  the  Supreme  Court  of  the  state.     "The 


523]  Federal  Government  in  Canada.  67 

following  the  practice  of  the  judicial  committee,  do  not  give 
any  reasons.  On  more  than  one  occasion  this  power  of  refer- 
ring a  question,  on  which  there  is  a  legal  or  constitutional 
difficulty,  has  been  found  very  useful  to  the  parties  interested, 
as  well  as  to  the  country  at  large.*  It  is  also  provided  that 
controversies  between  the  dominion  and  any  province,  or 
between  the  provinces  themselves,  may  be  referred  to  the 
exchequer  court,  and  on  api)eal  from  that  court  to  the 
supreme  court,  and  cases  in  which  the  question  of  the  validity 
of  a  dominion  or  provincial  act  is  shown  to  be  material  to  the 
issue,  may  come  within  the  jurisdiction  of  the  court,  whenever 
the  l^islature  of  one  province  has  passed  an  act — as  has  been 
done  by  Ontario,  Nova  Scotia,  and  British  Columbia — agree- 
ing to  such  references.  Either  house  of  parliament  may  also 
refer  to  the  court  any  private  bill  for  its  report  thereon,  but 
80  far  the  senate  alone  has  availed  itself  of  this  provision  in 
the  case  of  a  bill  of  doubtful  jurisdiction.* 

It  will  be  seen  from  this  summary  of  the  powers  of  the 
court  that  it  is  intended  to  make  it,  as  far  as  practicable,  a 

judges  of  the  Supreme  Court  of  Massachusetts  suggest  in  their  very 
learned  and  instructive  opinion  delivered  to  the  legislature,  December  31, 
1878,  that  this  provision,  which  appears  first  in  the  Massachusetts  consti- 
tution of  1780,  and  was  doubtless  borrowed  thence  by  the  other  states,  evi- 
dently had  in  view  the  usage  of  the  British  constitution,  by  which  the 
King  as  well  as  the  House  of  Lords,  whether  acting  in  their  judicial  or 
in  their  legislative  capacity,  had  the  right  to  demand  the  opinion  of  the 
twelve  judges  of  England.  This  is  still  sometimes  done  by  the  House  of 
Lords;  but  the  opinions  of  the  judges  are  not  necessarily  followed  by  that 
House,  and  though  always  reporteil  are  not  deemed  to  be  binding  pronounce- 
ments of  law  similar  to  the  decisions  of  a  court."  Bryoe's  American  Com- 
monwealth, II.,  48,  49. 

*  Ca«eir»  Practice  of  the  Supreme  Court  of  Canada,  p.  4.  The  latest 
case  of  reference  to  the  judges  was  one  of  a  serious  controversy  between  the 
government  of  Manitoba  and  the  Canadian  Pacific  Railroad,  which  refused 
permission  to  a  Manitoba  railroad  to  cross  its  track  ;  but  this  case  was  re- 
ferred under  section  99  of  the  Railway  Act  (57  Vict.,  c.  29,  1888).  The 
question  of  the  validity  of  the  Liquor  License  Act  was  referred  under  sec. 
t6  of  a  special  act,  47  Vict.,  c.  32. 

'  Bourinot's  Pari.  Practice  in  Canada,  pp.  606-607. 


68  Federal  Government  in  Canada.  [524 

court  for  the  disposal  of  controversies  that  arise  in  the  work- 
ing of  the  constitutional  system  of  Canada.  So  far  its 
decisions  have  won  respect  in  Canada,  and  have  been  rarely- 
overruled  by  the  judicial  committee  of  the  privy  council, 
which,  by  virtue  of  Her  Majesty's  royal  prerogative,  enter- 
tains appeals  from  the  court  where  it  is  considered  that  any 
error  of  law  has  been  made,  and  substantial  interests  have 
been  involved.^ 

As  I  have  in  the  first  paragraph  of  this  lecture  referred  to 
the  importance  of  this  appeal  to  the  privy  council,  it  is  not 
necessary  that  I  should  dwell  here  on  the  subject. 

I  have  now  shown  you  the  leading  features  of  the  constitu- 
tional relations  that  exist  between  the  dominion  and  the  pro- 
vinces, and  have  stated  some  of  the  principles,  as  I  understand 
them,  tliat  should  guide  the  construction  of  the  fundamental  char- 
ter under  which  each  authority  acts.  In  other  lectures,  I  shall 
review  the  duties  and  functions  of  the  executive,  administra- 
tive and  parliamentary  bodies  by  which  the  federal  system  is 
governed ;  but  there  are  a  few  other  points  that  properly  fall 
within  the  scope  of  this  lecture.  First  of  all,  and  the  most 
important  in  many  ways,  are  the  methods  that  the  constitution 
provides  for  meeting  the  financial  necessities  of  the  dominion 
and  of  the  provinces.  The  ninety-second  section  shows  that 
the  dominion  parliament  can  raise  money  by  any  mode  or  sys- 
tem of  taxation,  borrow  money  on  the  public  credit,  issue 
paper  money  and  regulate  trade  and  commerce.     Revenue  is 

*  See  Sec.  71  of  Supreme  Court  Act,  which  after  setting  forth  that  the  judg- 
ment of  tlie  court  shall  be  final,  adds  the  proviso,  "saving  any  right  which 
Her  Majesty  may  be  graciously  pleased  to  exercise  by  virtue  of  her  royal 
prerogative.  But  by  an  act  passed  by  the  Canadian  parliament  in  1888, 
(51  Vict.,  c.  43)  it  is  provided  that "  notwithstanding  any  royal  prerogative" 
no  appeal  shall  be  brought  in  any  criminal  case  from  any  judgment  or 
order  of  any  court  in  Canada  to  any  court  of  appeal  in  the  United  King- 
dom. Exception  was,  I  understand,  taken  to  this  act  by  the  imperial  auth  r- 
ities,  but  it  does  not  appear  to  have  been  disallowed.  This  strong  assertion 
of  Canadian  judicial  independence  rests  on  the  powers  given  to  the  Cana- 
dian parliament  by  sections  91  (sub-s.  27)  and  101  of  B.  N.  A.  Act,  1867. 


525]  Federal  Government  in  Canada,  69 

accordingly  raised  principally  from  duties  imposed  on  imports, 
and  on  certain  articles,  chiefly  tobacco  and  liquors,  manufac- 
tured in  the  dominion,  and  in  addition  to  these  there  are  cer- 
tain minor  revenues  collected  from  the  sale  of  lands  in  the 
north-west  territories,  over  which  the  dominion  government 
has  exclusive  control.  All  these  moneys  are  paid  into  the 
treasury,  and  form  what  is  known  in  law  as  "the  Consolidated 
Revenue  Fund  of  Canada,"  out  of  which  are  paid  all  the  costs, 
charges  and  ex()enses  incident  to  the  collection  and  manage- 
ment of  this  fund,  and  all  the  expenses  of  government.* 


'  B.  N.  A.  Act,  1867,  sec.  102.  All  duties  and  revenues  over  which  the 
respective  le^slatures  of  Canada,  Nova  Scotia  and  New  Brunswick  before 
and  at  the  union  had  and  have  power  of  appropriation,  except  such  por- 
tions thereof  as  are  by  this  act  reserved  to  the  respective  legislatures  of  the 
provinces,  or  are  raised  by  them  in  accordance  with  the  special  powers  con- 
ferred on  them  by  this  act,  shall  form  one  consolidated  revenue  fund,  to  be 
appropriated  for  the  public  service  of  Canada  in  the  manner  and  subject  to 
the  charges  in  this  act  provided. 

103.  The  consolidated  revenue  fund  bf  Canada  shall  be  permanently 
charged  with  the  costs,  charges  and  expenses  incident  to  the  collection, 
management  and  receipt  thereof,  and  the  same  shall  form  the  first  charge 
thereon,  subject  to  be  reviewed  and  audited  in  such  manner  as  shall  be 
ordered  by  the  governor-general  in  council  until  the  parliament  otherwise 
provides. 

104.  The  annual  interest  of  the  public  debts  of  the  several  provinces  of 
Canada,  Nova  Scotia  and  New  Brunswick  at  the  union  shall  form  the  second 
charge  on  the  consolidated  revenue  fund  of  Canada. 

105.  Unless  altered  by  the  parliament  of  Canada,  the  salary  of  the  gov- 
ernor-general shall  be  ten  thousand  pounds  sterling  money  of  the  United 
Kingdom  of  Great  Britain  and  Ireland,  payable  out  of  the  consolidated 
revenue  fund  of  Canada,  and  the  same  shall  form  the  third  charge  thereon. 

106.  Subject  to  the  several  payments  by  this  act  charged  on  the  consoli- 
dated revenue  fund  of  Canada,  the  same  shall  be  appropriated  by  the  par- 
liament of  Canada  for  the  public  service. 

107.  All  stocks,  cash,  bankers'  balances,  and  tecarities  for  money  belong- 
ing to  each  province  at  the  time  of  the  union,  except  as  in  this  act  men- 
tioned, shall  be  the  property  of  Canada,  and  shall  be  taken  in  reduction  of 
the  amount  of  the  respective  debts  of  the  provinces  at  the  union. 

108.  The  public  works  and  property  of  each  province  enumerated  in  the 
third  schedule  to  this  act  shall  be  the  property  of  Canada. 


70  Federal  Government  in  Canada,  [626 

These  moneys  are,  in  every  instance,  voted  by  parliament, 
but  while  certain  sums  are  authorized  annually  by  the  appro- 
priation act — which  comprises  the  annual  grants  voted  every 
session  in  supply — other  payments  are  made  under  the  sanc- 
tion of  statutes.  These  statutes,  which  are  permanent  and  can 
only  be  repealed  or  amended  by  act  of  parliament,  provide 
for  salaries  of  the  governor-general,  lieutenant-governors, 
ministers  of  the  crown,  judges,  and  other  high  functionaries, 


109.  All  lands,  mines,  minerals  and  royalties  belonging  to  the  several 
provinces  of  Canada,  Nova  Scotia  and  New  Brunswick  at  the  union,  and 
all  sums  then  due  or  payable  for  such  lands,  mines,  minerals  or  royalties, 
shall  belong  to  the  several  provinces  of  Ontario,  Quebec,  Nova  Scotia  and 
New  Brunswick  in  which  the  same  are  situate  or  arise,  subject  to  any  trusts 
existing  in  respect  thereof,  and  to  any  interest  other  than  that  of  the  pro- 
vince in  the  same. 

110.  All  assets  connected  with  such  portions  of  the  public  debt  of  each 
province  as  are  assumed  by  that  province,  shall  belong  to  that  province. 

111.  Canada  shall  be  liable  for  the  debts  and  liabilities  of  each  province 
existing  at  the  union. 

112.  Ontario  and  Quebec  conjointly  shall  be  liable  to  Canada  for  the 
amount  (if  any)  by  which  the  debt  of  the  province  of  Canada  exceeds  at 
the  union  sixty-two  million  five  hundred  thousand  dollars,  and  shall  be 
charged  with  interest  at  the  rate  of  five  per  centum  per  annum  thereon. 

113.  The  assets  enumerated  in  the  fourth  schedule  to  this  act,  belonging 
at  the  union  to  the  province  of  Canada,  shall  be  the  property  of  Ontario 
and  Quebec  conjointly. 

114.  Nova  Scotia  shall  be  liable  to  Canada  for  the  amount  (if  any)  by 
which  its  public  debt  exceeds  at  the  union  eight  million  dollars,  and  shall 
be  charged  with  the  interest  at  the  rate  of  five  per  centum  per  annum 
thereon. 

115.  New  Brunswick  shall  be  liable  to  Canada  for  the  amount  (if  any)  by 
which  its  public  debt  exceeds  at  the  union  seven  million  dollars,  and  shall 
be  charged  with  interest  at  the  rate  of  five  per  centum  per  annum  thereon. 

116.  In  case  the  public  debts  of  Nova  Scotia  and  New  Brunswick  do  not 
at  the  union  amount  to  eight  million  and  seven  million  dollars  respectively, 
they  shall  respectively  receive,  by  half-yearly  payments  in  advance  from 
the  government  of  Canada  interest  at  five  per  centum  per  annum  on  the 
difference  between  the  actual  amounts  of  their  respective  debts  and  such 
stipulated  amounts. 

117.  The  several  provinces  shall  retain  all  their  respective  public  pro- 
perty not  otherwise  disposed  of  in  this  act,  subject  to  the  right  of  Canada  to 


527]  Federal  GovemmerU  in  Canada.  71 

whose  remuDeration  it  is  understood  should  not  depend  on 
the  annual  votes.  All  moneys  are  paid  out  of  the  treasury 
under  certain  forms  required  by  statute,  and  a  thorough  sys- 
tem of  audit  prevents  any  public  expenditure  not  authorized 
by  parliament,  although  the  law  permits  the  issue  of  governor- 
general's  warrants  in  certain  cases  of  emergency,  but  these, 
too,  must  at  the  first  opportunity  be  laid  before,  and  be  sanc- 
tioned by  parliament.    Large  sums  are,  at  times,  borrowed  on 


assume  any  lands'or  public  property  required  for  fortifications  or  for  the 
defence  of  the  country. 

118.  The  following  sums  shall  be  paid  yearly  by  Canada  to  the  several 
provinces  for  the  support  of  their  governments  and  legislatures : 

DOLLARS. 

Ontario Eighty  thousand. 

Quebec Seventy  thousand. 

Nova  Scotia Sixty  thousand. 

New  Brunswick Fifty  thousand. 

Two  hundred  and  sixty  thousand  ; 
and  an  annual  grant  in  aid  of  each  province  shall  be  made,  equal  to  eighty 
cents  per  head  of  the  population  as  ascertained  by  the  census  of  one  thou- 
sand eight  hundred  and  sixty  one,  and  in  tlie  case  of  Nova  Scotia  and  New 
Brunswick,  by  each  subsequent  decennial  census  until  the  population  of 
each  of  those  two  provinces  amounts  to  four  hundred  thousand  souls,  at 
which  rate  such  grants  shall  thereafter  remain.  Such  grants  shall  be  in  full 
settlement  of  all  future  demands  on  Canada,  and  shall  be  paid  half-yearly 
in  advance  to  each  province ;  but  the  government  of  Canada  shall  deduct 
/rem  such  grants,  as  against  any  province,  all  sums  chargeable  as  interest  on 
the  public  debt  of  that  province  in  excess  of  the  several  amounts  stipulated 
in  this  act. 

119.  New  Brunswick  shall  receive,  by  half-yearly  payments  in  advance 
from  Canada,  for  the  period  of  ten  years  from  the  union,  an  additional 
allowance  of  sixty-thrco  thousand  dollars  per  annum ;  but  as  long  as  the 
public  debt  of  that  province  remains  under  seven  million  dollars,  a  deduc- 
tion equal  to  the  interest  at  five  per  centum  per  annum  on  such  deficiency 
•hall  be  made  from  that  allowance  of  sixty-three  thousand  dollars. 

120.  All  payments  to  be  made  under  this  act,  or  in  discharge  of  liabilities 
created  under  any  act  of  the  provinces  of  Canada,  Nova  Scotia  and  New 
Brunswick  respectively,  and  assumed  by  Canada,  shall,  until  the  parlia- 
ment of  Canada  otherwise  directs,  be  made  in  such  form  and  manner  as  may 
from  time  to  time  be  ordered  by  the  goTemor-g«neral  in  ooundL 


72  Federal  Government  in  Canada.  [528 

the  public  credit,  under  the  conditions  laid  down  by  parlia- 
ment, in  order  to  meet  the  heavy  expenditures  required  for  the 
extensive  system  of  public  works  in  which  the  dominion  is 
engaged.  The  treasury  also  issues  a  number  of  notes,  of  which 
the  sum  of  four  dollars  is  the  highest  denomination — the 
banks  of  Canada  being  banks  of  issue  for  large  sums  within 
fixed  limits — but  the  dominion  issue  in  any  one  year  may  not 
exceed  four  million  dollars,  and  the  total  amount  issued  and 
outstanding,  at  any  time,  may  not  exceed  twenty  millions, 
secured  for  redemption  by  gold  and  Canadian  guaranteed 
securities.^ 


121.  All  articles  of  the  growth,  produce  or  manufacture  of  any  one  of  the 
provinces  shall,  from  and  after  the  union,  be  admitted  free  into  each  of  the 
other  provinces. 

122.  The  customs  and  excise  laws  of  each  province  shall,  subject  to  the 
provisions  of  this  act,  continue  in  force  until  altered  by  the  parliament  of 
Canada. 

123.  Where  customs  duties  are,  at  the  union,  leviable  on  any  goods, 
wares  or  merchandises  in  any  two  provinces,  those  goods,  wares  and  mer- 
chandises may,  from  and  after  the  union,  be  imported  from  one  of  those 
provinces  into  the  other  of  them,  on  proof  of  payment  of  the  customs  duty 
leviable  thereon  in  the  province  of  exportation,  and  on  payment  of  such 
further  amount  (if  any)  of  customs  duty  as  is  leviable  thereon  in  the 
province  of  importation. 

124.  Nothing  in  this  act  shall  afiect  the  right  of  New  Brunswick  to  levy 
the  lumber  dues  provided  in  chapter  fifteen  of  title  three  of  the  Revised 
Statutes  of  New  Brunswick,  or  in  any  act  amending  that  act  before  or  after« 
the  Union,  and  net  increasing  the  amount  of  such  dues ;  but  the  lumber  of 
any  of  the  provinces  other  than  New  Brunswick  shall  not  be  subject  to 
such  dues. 

125.  No  lands  or  property  belonging  to  Canada  or  any  province  shall  be 
liable  to  taxation. 

126.  Such  portions  of  the  duties  and  revenues  over  which  the  respective 
legislatures  of  Canada,  Nova  Scotia  and  New  Brunswick  had  before  the 
union,  power  of  appropriation,  as  are  by  this  act  reserved  to  the  respective 
governments  or  legislatures  of  the  provinces,  and  all  duties  and  revenues 
raised  by  them  in  accordance  with  the  special  powers  conferred  upon  them 
by  this  act,  shall  in  each  province  form  one  consolidated  revenue  fund  to 
be  appropriated  for  the  public  service  of  the  province. 

'  Can.  Eev.  Stat.,  chaps.  28,  29,  30,  31,  32,  33,  etc. 


-529]  Federal  GovemvierU  in  Canada,  73 

As  respects  the  provinces,  their  revenues  arise  fix)m  the 
proceeds  of  royalties  from  mines  (chiefly  valuable  in  Nova 
Scotia),  the  sales  of  Crown  lands  and  minerals,  and  the  subsi- 
dies granted  by  authority  of  the  British  North  America  Act 
for  the  purposes  of  enabling  them  to  carry  on  their  govern- 
ment. The  ninety-second  section  authorizes  the  l^islatures 
to  impose  direct  taxation  on  the  province  in  order  to  raise  a 
revenue  for  provincial  purposes,  to  borrow  money  on  the  sole 
credit  of  the  province,  and  to  raise  money  from  shop,  saloon, 
tavern  and  auctioneer  licenses,  in  order  to  the  raising  of  a  rev- 
enue for  provincial,  local,  or  municipal  purposes.  When  the 
Quebec  convention  sat  this  question  of  provincial  revenue  was 
one  that  gave  the  delegates  tlie  greatest  diflSculty.  In  all  the 
provinces  the  sources  of  revenue  were  chiefly  customs  and 
excise  duties  which  had  to  be  set  ajmrt  for  the  general  govern- 
ment. Some  of  the  del^ates  from  Ontario,  where  there  had 
been  for  many  years  an  admirable  system  of  municipal  gov- 
ernment in  existence  which  provided  funds  for  education  and 
local  improvements,  saw  many  advantages  in  direct  taxation  ; 
but  the  representatives  of  the  other  provinces  could  not  con- 
sent to  such  a  proposition,  especially  in  the  case  of  Nova 
Scotia,  New  Brunswick  and  Prince  Edward  Ishmd,  where 
there  was  no  municipal  system,  and  the  i)eople  depended  al- 
most exclusively  on  the  annual  grants  of  the  legislature  for 
the  means  to  meet  their  local  necessities.*  All  of  the  delegates, 
in  fact,  felt  that  to  force  the  provinces  to  resort  to  direct  tax- 
ation as  the  only  method  of  carrying  on  their  g<jvernment, 
would  be  probably  fatal  to  the  succ»ess  of  the  scheme,  and  it 
was  finally  decided  to  grant  annual  subsidies,  based  on  popu- 
lation, the  relative  debts,  the  financial  position,  and  such  other 
facts  as  should  be  brought  fairly  into  the  consideration  of  the 
case.  These  financial  arrangements  were  incorporated  with 
the  act*  of   union,'  and  necessarily  entail  a    heavy  expense 


*  See  npcech  of  Hon.  George  Brown,  Confederation  Debates.  1865,  p.  92. 
'See  Can.  Rev.  Stat.,  c  46. 
6 


74  Federal  Gaoernment  in  Canada.  [530 

annually  on  the  exchequer  of  the  dominion.  In  consequence 
of  the  demand  that  arose  in  Nova  Scotia  for  "  better  terms," 
previous  to  and  after  the  union,  the  parliament  of  the  domin- 
ion, in  the  session  of  1869,  legislated  so  as  to  meet  the  diffi- 
culty that  had  arisen,  and  it  was  accordingly  decided  to  grant 
additional  allowances  to  the  provinces,  calculated  on  increased 
amounts  of  debt  as  compared  with  what  they  were  allowed  to 
enter  the  union.* 

Manitoba,  British  Columbia,  and  Prince  Edwai-d  Island 
also  obtained  similar  annual  subsidies  in  accordance  with  the 
general  basis  laid  down  in  the  constitution.  It  is  from  these 
subsidies  that  the  provinces  derive  the  greater  part  of  their 
annual  revenues,  Ontario  is  in  the  most  favorable  posi- 
tion from  the  very  considerable  revenue  raised  from  lands 
and  timber  dues.  The  provinces  are  also  at  times  bor- 
rowers on  the  money  market,  especially  Quebec,  in  order  to 
meet  pressing  liabilities.  In  the  maritime  provinces  a  system 
of  municipal  institutions,  except  in  Prince  Edward  Island,  has 
been  at  last  adopted,  and  the  local  treasury  in  a  measure 
relieved ;  but  still  on  account  of  the  lavish  expenditure,  at 
times  considered  necessary  by  the  legislature,  there  is  too  often 
a  complaint  that  the  local  funds  are  insufficient  for  general 
purposes. 

From  this  necessarily  meagre  summary  of  the  financial 
methods  by  which*  the  dominion  and  the  provinces  meet  the 
large  expense  required  for  public  purposes,  it  will  be  seen  that 
there  is  an  intimate  connection  between  the  governments  that 
does  not  exist  in  the  American  union,  where  each  state  meets 
all  its  local  requirements  by  direct  taxation  and  is  not  depen- 
dent on  the  federal  authority. 

The  wisdom  of  this  policy  has  been  more  than  once  ques- 
tioned since  the  union  has  been  working  itself  out.  As  a  large 
portion  of  their  revenues — in  certain  cases  the  largest  portion 
— is  not  derived  from  local  sources,  there  has  not  been  always, 

>  See  Can.  Rev.  Stat.,  c.  46. 


531]  Federal  Government  in  Canada.  76 

it  is  believed,  that  effort  for  economical  expenditure  that  would 
probably  have  been  made  if  all  the  funds  were  raised  from 
local  sources,  and  from  direct  taxation  as  in  the  United  States. 
The  consequence  already  has  been  that  demands  have  been 
made  from  time  to  time,  on  the  dominion  treasury  for  the  sub- 
sidizing of  railway  and  other  schemes,  which  are  really 
provincial  undertakings,  and  which  are  assisted  as  a  means  of 
relieving  the  local  treasury  and  satisfying  the  representatives 
from  that  section.  Each  province  should  be,  as  far  as  possi- 
ble, in  a  position  of  local  independence,  and  free  from  suspicion 
of  political  pressure  on  the  central  government  at  critical 
times. 

The  federal  government  executes  its  postal  and  revenue 
services  through  its  own  officers;  but,  unlike  the  United 
States,  it  has  no  courts  of  its  own  in  the  provinces  for  federal 
objects.  Still  the  result  is  practically  the  same,  for  it  can  use 
the  whole  system  of  the  administration  of  justice  should  it  be 
necessary  to  resort  to  it.  The  dominion  government  can 
claim  the  allegiance  of  the  people  of  the  whole  country  to 
assist  it  in  working  out  efficiently  and  securing  those  great 
national  interests,  of  which  it  is  the  guardian  under  the  con- 
stitution. It  has  the  control  of  the  militia,  and  can  protect 
the  existence  of  the  dominion,  and  repress  rebellion  as  in  the 
case  of  the  unfortunate  disturbances  in  the  north-west  in  1886. 
The  government  of  Canada  has  a  quasi  national  character,  and 
is  bound  to  maintain  by  all  the  means  that  the  constitution 
gives  it  the  union  into  which  the  provinces  freely  entered  in 
1867.  On  the  other  hand,  the  province  in  many  respects 
touches  more  nearly  the  civil  and  tlie  political  side  of  the 
people  within  its  limits  than  the  central  authority  with  its 
more  general  or  national  attributes  of  power.  The  exaction 
of  indirect  taxation  does  not  come  home  immediately  to  all 
classes  in  every  day  life  like  the  tax  collector  who  presents 
himself  under  the  municipal  system  in  vogue  in  the  provinces. 
Comfort  and  convenience,  liberty  and  life,  civil  rights  and 
property,  endless  matters  that  daily  affect  a  community'  are 


76  Federal  Government  in  Canada.  [632 

directly  within  the  jurisdiction  of  the  provincial  organisms. 
If  the  dominion  should  cease  to-morrow  to  exercise  its  consti- 
tutional powei's,  the  province  would  still  remain — for  it  existed 
before  the  union — and  its  local  organization  could  very  soon 
be  extended  to  embrace  those  powers  which  now  belong  to  the 
central  authority. 

The  federal  structure,  whatever  may  be  its  defects  and  weak- 
nesses in  certain  details,  on  the  whole  seems  well  adapted  to 
meet  the  wants  and  necessities  of  the  people.  From  the  foun- 
dation to  the  crowning  apex  it  has  many  attributes  of  har- 
mony and  strength.  It  is  framed  on  principles  which,  as 
tested  by  British  and  American  experience,  are  calculated  to 
assist  national  development  and  give  full  liberty  to  local  insti- 
tutions. At  the  bottom  of  the  edifice  are  those  parish,  town- 
ship, county  and  municipal  institutions  which  are^  eminently 
favorable  to  popular  freedom  and  local  improvement.  Then 
comes  the  more  important  provincial  organization,  divided 
into  those  executive,  legislative  and  judicial  authorities,  which 
are  essential  to  the  working  of  all  provincial  constitutions. 
Next  comes  the  central  government,  which  assumes  a  national 
dignity  and  affords  a  guarantee  of  protection,  unity  and  secu- 
rity to  the  whole  system. 

The  apex  of  the  structure  is  the  imperial  power — in  other 
words,  the  Sovereign  who  holds  her  exalted  position,  not  by 
the  caprice  of  a  popular  vote,  but  with  all  the  guarantees  of 
permanency  with  which  the  British  constitution  surrounds  the 
Throne. 


LECTURE  III. 
THE  GOVERNMENT  AND  THE  PARLIAMENT. 

Sir  Henry  Maine,  in  common  with  other  eminent  writers 
on  government,  has  dwelt  on  the  fact  that  the  framers  of  the 
existing  Federal  Union  of  the  United  States  regarded  the 
opinions  expressed  by  Montesquieu  in  the  Esprit  des  Lois  as 
of  paramount  importance,  and  that  none  had  more  weight  with 
the  writers  of  the  Federalist,  that  admirable  series  of  commen- 
taries on  the  constitution,  than  that  which  affirmed  the  essen- 
tial separation  of  the  executive,  legislative  and  judicial  powers. 
The  lines  accordingly  that  separate  these  respective  depart- 
ments are  drawn  with  remarkable  distinctness  in  the  American 
system.  Their  object  was  to  impose  every  possible  check  upon 
the  several  agencies  of  government,  so  that  one  could  not  com- 
bine with  the  other,  to  the  injury  of  the  third.  In  the  Cana- 
dian as  in  all  other  systems  that  derive  their  origin  from 
England,  this  same  wise  principle  is  carefully  carried  out, 
though  not  to  the  same  extent  as  in  the  United  States.  The 
judiciary  has  been  wisely  kept  entirely  distinct  from  all  other 
authorities  since  1841,  and  it  is  now  impossible  for  the  judges 
to  sit  in  the  legislative  and  executive  councils  and  exercise  a 
direct  influence  in  political  affairs.  In  the  case  of  the  execu- 
tive, however,  as  I  shall  show  later  on,  there  is  a  direct  oon- 
nection  between  it  and  the  legislative  department,  which  in 
many  respects  operates  in  the  direction  of  good  government 
and  efiicicnt  legislation. 

As  I  have  already  shown  in  a  previous  lecture  the  head  of 
the  executive  authority  is  the  Queen,  who  is  represented  by 

77 


78  Federal  Government  in  Canada.  [534 

the  governor-general  advised  by  a  privy  council.^  The  gover- 
nor-general as  the  acting  head  of  the  executive  of  Canada, 
assembles,  prorogues  and  dissolves  parliament  and  assents  to 
or  reserves  bills  in  the  name  of  her  majesty ;  but,  in  the  dis- 
charge of  these  and  all  other  executive  duties  which  are  within 
the  limits  of  his  commission,  and  in  conformity  with  the  con- 
stitution, he  acts  entirely  by  and  with  the  advice  of  his 
council  who  must  always  have  the  support  of  the  house  of 
commons.  Even  in  matters  of  imperial  interest  affecting 
Canada,  he  consults  with  the  council  and  submits  their  views 
to  the  colonial  secretary  of  state  in  England.  On  Canadian 
questions  clearly  within  the  constitutional  jurisdiction  of  the 
dominion  he  cannot  act  apart  from  his  advisers,  but  is  bound 
by  their  advice.  Should  he  differ  from  them  on  some  vital 
question  of  principle  or  policy  he  must  either  recede  from 
his  own  position  or  be  prepared  to  accept  the  great  responsi- 


*  B.  N.  A.  Act,  1867,  sec.  10.  The  provisions  of  this  act  referring  to  the 
governor-general  extend  and  apply  to  the  governor-general  for  the  time 
being  of  Canada,  or  other  the  chief  executive  officer  or  administrator  for 
the  time  being  carrying  on  the  government  of  Canada  on  behalf  and  in  the 
name  of  the  Queen,  by  whatever  title  he  is  designated. 

11.  There  shall  be  a  council  to  aid  and  advise  the  government  of  Canada, 
to  be  styled  the  Queen's  Privy  Council  for  Ciinada ;  and  the  persons  who 
are  to  be  members  of  that  council  shall  be  from  time  to  time  chosen  and 
summoned  by  the  governor-general  and  sworn  in  as  privy  councillors,  and 
members  thereof  may  be  from  time  to  time  removed  by  the  governor- 
general. 

12.  All  powers,  authorities  and  functions  which,  under  any  act  of  the 
parliament  of  Great  Britain,  or  of  the  parliament  of  the  United  Kingdom 
of  Great  Britain  and  Ireland,  or  of  the  legislature  of  Upper  Canada,  Lower 
Canada,  Canada,  Nova  Scotia  or  New  Brunswick,  are  at  the  union  vested 
in  or  exercisable  by  the  respective  governors  or  lieutenant-governors  of 
those  provinces,  with  the  advice,  or  with  the  advice  and  consent,  of  the 
respective  executive  councils  thereof,  or  in  conjunction  with  those  councils, 
or  with  any  number  of  members  thereof,  or  by  those  governors  or  lieuten- 
ant-governors individually,  shall,  as  far  as  the  same  continue  in  existence 
and  capable  of  being  exercised  after  the  union  in  relation  to  the  govern- 
ment of  Canada,  be  vested  in  and  exercisable  by  the  governor-general,  with 
the  advice  or  with  the  advice  and  consent  of  or  in  conjunction  with  the 


535]  Federal  Government  in  Canada.  79 

bility  of  dismissing  them  ;  but  such  an  alternative  is  an 
extreme  exercise  of  authority  and  not  in  consonance  with 
the  sound  constitutional  practice  of  modern  times,  should  his 
advisers  have  a  majority  in  the  popular  branch  of  the  legisla- 
ture. Should  he,  however,  feel  compelled  to  resort  to  this 
extreme  exercise  of  the  royal  prerogative,  he  must  be  prepared 
to  find  another  body  of  advisers,  ready  to  assume  the  full 
responsibility  of  his  action  and  justify  it  before  the  house  and 
country.  For  every  act  of  the  crown,  in  Canada  as  in  England, 
there  must  be  some  one  immediately  responsible,  apart  from 
the  crown  itself.  But  a  governor,  like  any  other  subject,  can- 
not be  "  freed  from  the  personal  responsibility  for  his  acts 
nor  be  allowed  to  excuse  a  violation  of  the  law  on  the  plea  of 
having  followed  the  counsels  of  evil  advisers."  *  Cases 
may  arise  when  the  governor-general  will  hesitate  to  come  to 
a  speedy  conclusion  on  a  matter  involving  important  conse- 
quences, and  then  it  is  quite  legitimate  for  him  to  seek  advice 


Queen's  privy  council  for  Canada,  or  any  members  thereof,  or  by  the  gov- 
ernor-general individually,  as  the  case  requires,  subject  nevertheless  (except 
with  respect  to  such  as  exist  under  acts  of  the  parliament  of  Great  Britain 
or  of  the  parliament  of  the  United  Kingdom  of  Great  Britain  and  Ireland) 
to  be  abolished  or  altered  by  the  parliament  of  Canada. 

13.  The  provisions  of  this  act  referring  to  the  governor-general  in  coun- 
cil shall  be  construed  as  referring  to  the  governor-general  acting  by  and 
with  the  advice  of  the  Queen's  privy  council  for  Canada. 

14.  It  shall  be  lawful  for  the  Queen,  if  her  majesty  thinks  fit,  to  author- 
ize the  governor-general  from  time  to  time  to  appoint  any  person  or 
any  persons  jointly  or  severally  to  be  his  deputy  or  deputies  within  any 
part  or  parts  of  Canada,  and  in  that  capacity  to  exercise  during  the  pleasure 
of  the  governor-general  such  of  the  powers,  authorities  and  functions  of  the 
goyemor-general  as  the  governor-general  deems  it  necessary  or  expedient  to 
assign  to  him  or  them,  subject  to  any  limitations  or  directions  expressed  or 
given  by  the  Queen ;  but  the  appointment  of  sooh  a  deputy  or  deputies^ 
shall  not  afiect  the  exercise  by  the  governor-general  himself  of  any  power, 
authority  or  function. 

15.  The  command-in-chief  of  th«  land  and  naval  militia,  and  of  all  naral 
and  military  forces,  of  and  in  Canada,  is  hereby  declared  to  continue  and 
be  vested  in  the  Qaeen. 

*  HaMn't  OoTernmeiii  of  Eoglmod,  p.  188» 


80  Federal  Govei^xment  in  Canada,  [536 

from  his  official  chief,  the  secretary  of  state  for  the  colonies, 
even  if  it  be  a  matter  not  immediately  involving  imperial 
interests.  For  instance,  when  a  question  arose  in  1879 
whether  the  governor-general  ought  to  follow  the  advice  of  his 
council  and  dismiss  the  lieutenant-governor  of  Quebec,  Lord 
Lome,  at  the  suggestion  of  the  premier,  referred  the  whole 
matter  to  her  majesty's  government  for  its  consideration  and 
instructions,  as  it  involved  important  questions  connected  with 
the  relations  between  the  dominion  and  the  local  governments 
as  well  as  the  proper  construction  to  be  put  on  the  constitu- 
tion.^ This  case,  however,  shows  that  the  government  of 
England,  in  accordance  with  their  fixed  policy,  will  refrain 
from  expressing  any  opinion  upon  the  merits  of  a  case  of  a 
purely  Canadian  interest,  and  will  not  interfere  with  the  exer- 
cise of  the  undoubted  powers  conferred  upon  the  governor- 
general  by  the  British  North  America  Act,  for  determining 
the  same.  Indeed  we  may  even  go  further  and  say  that  the 
effect  of  the  advice  of  the  imperial  government  in  this  partic- 


*  I  refer  here  to  a  remarkable  episode  in  the  political  history  of  Canada^ 
(1878-1879)  in  which  we  find  abundant  evidence  of  the  bitterness  of  party- 
conflict  in  Canada.  M.  Letellier  de  St.  Just  was  appointed  lieutenant-gov- 
ernor of  Quebec  by  a  Liberal  administration  at  Ottawa,  and  thought  proper 
to  dismiss  his  executive  council,  though  it  had  a  large  majority  in  the  leg- 
islature. The  constitutionality  of  his  action  was  at  once  sharply  attacked 
in  the  dominion  parliament  by  the  Conservative  party  which  was  politi- 
cally identified  with  the  dismissed  ministers,  but  it  was  only  in  the  senate 
where  it  had  a  majority  that  a  resolution  was  passed  censuring  him  for  an 
act  emphatically  declared  to  be  at  variance  with  the  principles  of  responsi- 
ble government.  The  conservatives  soon  afterwards  came  into  power  and  a 
similar  resolution  was  again  proposed  and  passed  by  a  very  large  majority. 
The  government,  who  had  not  up  to  that  time,  thought  it  incumbent  on 
them  to  assume  any  responsibility  under  section  69  of  B.  N.  A.  Act  which 
gave  them  the  power  of  dismissal,  then  recommended  to  Lord  Lome  that 
the  lieutenant-governor  be  dismissed ;  but  the  governor-general,  as  stated  in 
the  text,  hesitated  to  accept  the  advice  and  preferred  to  ask  instructions  from 
the  imperial  authorities.  In  consequence  of  their  answer,  he  had  no  other 
alternative  than  to  consent  to  the  removal  of  M.  Letellier  on  the  ground  as 
set  forth  in  the  order  in  council,  that  his  usefulness  was  gone.  The  cause 
assigned  had  not  quite  the  merit  of  novelty,  for  similar  language  had  been 


537]  Federal  Government  in  Ckinada.  81 

ular  matter  must  be  to  restrain  within  very  narrow  limits  the 
occasions  when  a  governor  will  hereafter  hesitate  to  accept  the 
advice  of  his  constitutional  advisers,  and  refer  to  England  a 
question  which  is  clearly  among  the  powers  belonging  to  the 
Canadian  government.  In  matters  affecting  imperial  interests, 
of  course  the  governor-general  is  not  confined  by  any  such 
limitation  ;  but  it  is  impossible  to  lay  down  any  rule  available 
for  such  emergencies.  The  truth  is,  as  it  has  been  well  ob- 
served by  a  Canadian  statesman  and  constitutionalist*  whose 
opinions  are  deserving  of  the  highest  possible  respect,  "  that 
imperial  interests  are,  under  our  present  system  of  government, 
to  be  secured  in  matters  of  Canadian  executive  policy,  not  by 
any  clause  in  a  governor's  instructions  (which  would  be  prac- 
tically inoperative,  and  if  it  can  be  supposed  to  be  operative 
would  be  mischievous),  but  by  mutual  good  feeling  and  by 
proper  consideration  for  imperial  interests  on  the  part  of  her 
majesty's  Canadian  advisers ;  the  crown  necessarily  retaining 
all  its  constitutional  rights  and  powers  which  would  be  exer- 
cisable in  any  emergency  in  which  the  indicated  securities 


used  in  the  case  of  Governor  Darling  who  was  dismissed  from  the  governor- 
ship of  Victoria  by  the  imperial  government  because  he  "had  placed  him- 
self in  a  position  of  personal  antagonism  towards  almost  all  those  whose 
antecedents  pointed  them  out  as  most  likely  to  be  available  in  case  of  a 
change  of  ministry."  Governor  Darling's  mistake,  however,  was  not  in  dis- 
missing his  ministry,  but  in  yielding  to  its  pressure  and  consenting  to  the 
clearly  unconstitutional  course  of  sanctioning  the  levy  of  duties  on  a  mere 
resolution  of  the  assembly  at  the  time  in  antagonism  to  the  council.  (See 
EngL  Commons  Pap.,  1866,  vol.  L.,  p.  695.)  M.  Lctellicr,  it  may  be 
added,  obtained  the  aaabtance  of  a  new  council,  which  assumed  the  respon- 
sibility of  his  acts,  and  appealed  to  tho  people,  who  sustained  them  by  a 
bare  majority,  which  soon  disappeared,  until  the  party  with  which  Mr. 
Letellier  had  brought  himself  into  conflict  came  again  into  oflice,  but  not 
until  after  he  had  been  dismissed.  The  consequences  of  this  affair  were 
serious,  not  only  in  creating  a  violent  agitation  for  a  long  while  but  in  the 
effect  upon  the  unfortonate  principal  actor,  who  felt  his  position  nxMt 
keenly,  and  soon  afterwards  died. 

*  The  Hon.  Edward  Blake  in  a  dispatch  to  the  Secretary  of  State,  Gkn. 
Sess.  P.  1887,  No.  13. 


82  Federal  Government  in  Canada,  [538 

might  be  found  to  fail."  The  official  communicdtions  between 
the  imperial  government  and  the  governor-general  that  have 
been  printed  since  1867  and  indeed  from  the  days  of  Lord 
Elgin,  show  two  things  very  clearly  :  First,  that  the  governors- 
general  now  fully  recognize  the  obligation  resting  upon  them 
of  following  in  their  entirety  the  principles  of  English  consti- 
tutional government  in  all  tlieir  relations  with  their  cabinet 
affecting  matters  within  its  functions  and  authority  ;  secondly, 
that  the  imperial  government  never  intrude  their  instructions 
on  the  governor-general  in  such  matters,  and  while  they  do 
not  directly  deprecate  a  reference  to  them  for  advice  respecting 
questions  even  within  Canadian  jurisdiction,  yet  they  do  not 
encourage  it  but  prefer  that  Canadians  should  settle  all  such 
questions  for  themselves,  as  the  logical  sequence  of  a  very 
complete  system  of  local  government  long  since  granted  to  the 
dominion  by  the  parent  state. 

It  will,  therefore,  be  evident  that  power  is  practically  vested 
in  the  ministry  and  that  the  governor-general,  unless  he  has 
to  deal  with  imperial  questions,  can  constitutionally  perform 
no  executive  function  except  under  the  responsibility  of  that 
ministry.  The  royal  prerogative  of  mercy  is  no  longer  exer- 
cised on  his  own  judgment  and  responsibility,  but  is  adminis- 
tered as  it  is  in  England,  pursuant  to  the  advice  of  the  min- 
istry.^ With  respect  to  the  allowance  or  disallowance  of 
provincial  acts,  ever  since  the  coming  into  force  of  the  British 
North  America  Act,  the  governor-general  "has  invariably 
decided  on  the  advice  of  his  ministers  and  has  never  asserted 
a  right  to  decide  otherwise.  He  has  been  always  con- 
tent to  exercise  this  prerogative  under  the  same  constitu- 
tional limitations  and  restraints  which  apply  to  all  other 
acts  of  executive  authority  in  a  constitutional  government."  * 

*  In  the  resolutions  of  the  Quebec  convention,  the  prerogative  of  pardon 
was  to  be  exercised  by  the  lieutenant-governors  of  the  provinces ;  but  in 
the  British  North  America  Act  this  important  power  is  entrusted  only  to 
the  governor-general  as  the  direct  representative  of  the  Queen. 

»  Todd's  Pari.  Gov't,  of  the  Colonies,  p.  342. 


539]  Federal  Government  in  Canada.  83 

Even  in  the  exercise  of  the  all  important  prerogative  of 
dissolution,  which  essentially  rests  in  the  Crown,  he  acts  on 
the  advice  of  his  advisers,  and  it  is  obvious  from  many  exam- 
ples in  the  recent  political  history  of  Canada  he  does  not 
hesitate  t<J  follow  that  advice  as  a  rule/  Of  course  it  may 
be  said  that  the  more  frequent  are  the  opportunities  given 
to  the  people  to  express  their  opinions  on  the  policy  of  a 
government,  the  greater  is  the  security  granted  to  popular 
liberty,  and  the  more  likely  is  parliament  to  represent  public 
sentiment.  In  1882  parliament  had  been  only  four  years  in 
session  and  Lord  Lome  accepted  the  advice  of  his  council  to 
dissolve  parliament,  but  there  were  certainly  good  reasons  for 
such  a  course  at  that  time,  since  there  had  been  a  readjust- 
ment in  the  representation  of  the  House,  as  a  consequence  of 
the  new  census  taken  in  1881,  and  the  national  or  protective 
policy  had  been  less  than  three  years  in  operation  and  the  ear- 
liest opportunity  should  be  given  to  obtain  thereon  the  verdict 
of  the  people.  The  difficulties  that  surround  a  governor-gen- 
eral in  such  cases,  when  there  is  a  powerful  party  in  power, 
are  very  obvious,  especially  when  we  consider  that  he  is  hardly 
likely  to  meet  with  support  from  his  official  superiors  in  Eng- 
land in  a  matter  which  they  would  consider  of  purely  Cana- 
dian importance.  Such  facts  obviously  are  the  natural  outcome 
of  parliamentary  government,  though,  in  the  opinion  of  some 
thoughtful  publicists,  they  raise  the  question  whether  a  gov- 
ernor-general, as  well  as  the  sovereign  whom  he  represents, 
might  not  be  called  upon  in  some  cases  to  refuse  to  be  bound 


^  Doabt  has  been  cast  upon  the  constitutional  propriety  of  the  course  pur- 
sued in  1887,  when  the  governor-general  allowed  the  premier  to  appeal  to 
the  people,  though  parliament  hud  only  held  four  sessions  and  had  not 
completed  its  constitutional  existence  of  five  years  from  the  date  of  the 
return  of  the  writs  in  1882.  The  government  of  the  day  had  a  large  ma- 
jority in  the  popular  branch.  I  cite  this  case  simply  to  illustrate  the  extent 
to  which  the  governor-general,  as  astute  as  he  was  able,  thought  himself 
constitutionally  bound  to  follow  the  advice  of  his  ministry  in  view  of  all 
the  reasons  submitted  to  him,  and  of  which,  no  doubt,  we  have  not  yet  full 
knowledge. 


84  Federal  Government  in  Canada,  [540 

by  such  advice,  and  to  consider  whether  it  is  party  ambition 
or  the  public  interest  that  is  at  stake.  I  need,  however,  hardly 
add  that  the  representative  of  the  crown  must  be  prepared  to 
see  his  action  in  such  a  grave  exercise  of  the  prerogative  fully 
justified  by  another  set  of  advisers  in  case  he  finds  4iimself  in 
irreconcilable  conflict  with  those  who  give  him  advice  which 
he  cannot  bring  himself  to  follow  after  a  thorough  considera- 
tion of  all  the  facts  as  they  have  been  presented  to  him.  Hap- 
pily the  relations  that  exist  between  the  Queen's  representa- 
tive and  her  council  are  not  likely  to  be  strained  while  both 
fully  appreciate  their  respective  functions  and  follow  those 
principles  of  action  which  experience  and  usage  have  shown 
to  be  necessary  to  prevent  undue  friction  and  difficulty.  It  is 
the  duty  of  the  council,  through  their  premier,  to  instruct  the 
governor-general  thoroughly  on  all  questions  that  are  matters 
of  executive  action,  and  to  keep  him  informed  on  any  matter 
that  should  properly  come  under  his  cognizance.  Mutual 
consultation  can  do  everything  to  bring  councillors  of  the 
crown  into  perfect  harmony  with  their  constitutional  head ; 
and  the  circumstances  must  be  very  peculiar  and  extraordinary 
indeed  when  a  conflict  can  arise  between  these  authorities  that 
is  not  susceptible  of  an  amicable  arrangement  at  last. 

Occupying  a  position  of  unswerving  neutrality  between 
opposing  political  parties,  and  having  no  possible  object  in 
view  ex(3ept  to  subserve  the  usefulness  and  dignity  of  his  high 
office,  the  governor-general  must  necessarily,  in  the  discharge 
of  his  important  functions,  have  many  opportunities  of  pro- 
moting the  interests  of  the  country  over  whose  government  he 
presides.  While  he  continues  to  be  drawn  from  the  ranks  of 
distinguished  Englishmen,  he  evokes  respect  as  a  link  of  con- 
nection between  the  parent  state  and  its  dependency.  In  the 
performance  of  his  social  duties  he  is  brought  into  contact 
with  all  shades  of  opinion  and  wields  an  influence  that  may 
elevate  social  life  and  soften  the  asperities  of  public  contro- 
versy by  bringing  public  men  to  meet  on  a  neutral  ground 
and  under  conditions  which  win  their  respect.     In  the  tours 


541]  Fedei'cd  Govei-nment  in  Canada,  85 

he  takes  from  time  to  time  throughout  the  wide  territories  of 
the  dominion  he  is  able  to  make  himself  acquainted  with  all 
classes  and  interests,  and  by  the  information  he  gathers  in  this 
way  of  the  resources  of  the  country  he  can  make  himself  an 
important  agent  in  the  development  of  Canada.*  In  the  en- 
couragement of  science,  art  and  literature  he  has  also  a  fruitful 
field  in  which  he  may  perform  invaluable  service  that  would 
not  be  possible  for  anyone  who  does  not  occupy  so  exalted  a 
position  in  the  country.^ 

The  British  North  America  Act  of  1867  provides  that  the 
council,  which  aids  and  advises  the  governor-general,  shall  be 
styled  the  "queen's  privy  council  for  Canada.'''  Here  we  have 
one  of  the  many  illustrations  that  the  constitutional  system  of 
the  dominion  offers  of  the  efforts  of  its  authors  to  perpetuate 
as  far  as  possible  in  this  country  the  names  and  attributes  of 
the  time-honored  institutions  of  England.  The  privy  council 
of  Canada  recalls  that  ancient  council  whose  history  is  always 
associated  with  that  of  the  king  as  far  back  as  the  earliest  days 
of  which  we  have  authentic  record.  Sometimes  it  was  known 
as  the  aiUa  regia  or  the  curia  regiSy  which  possessed  ill-defined 
but  certainly  large  legislative  and  judicial  as  well  as  executive 
powers ;  but  its  principal  duty,  it  is  clear,  was  to  act  as  an 
advisory  body  according  as  the  king  might  wish  its  counsel. 
At  all  times  in  English  history  there  appears  to  have  been  a 
council  near  the  king  who  could  assist  him  with  their  advice 
and  be  made  responsible  for  his  acts.*     Too  often  it  became 

*  Lord  Dafierin'8  public  speechefl  ^luring  his  administration  in  Canada 
directed  large  attention  in  P^uropc  to  the  remarkable  ca|>abilitie8  of  Canada. 

'  During  the  r^ime  of  the  Marqais  of  I^rne  and  II.  R.  H.  the  Princees 
Louise,  the  royal  academy  of  art«  and  the  royal  society  of  (^«nada  were 
established  on  a  successful  basis. 

*  The  executive  council  of  the  little  state  of  Delaware  was  originally  called 
the  privy  council — the  only  example  we  have  of  such  a  title  in  the  old 
colonies. 

* "  It  is  our  good  fortune  to  be  the  ioheritoni  of  institutions  in  which  the 
spirit  of  freedom  was  enshrined  and  to  have  had  forefathers  who  knew  how 
to  defend  them.    The  king  of  England  was  a  rex  po/iVtcus,  a  political  crea- 


86  Federal  Government  in  Canada,  [542 

the  unscrupulous  instrument  of  the  sovereign,  and  by  the  time 
of  Elizabeth  it  had  practically  superseded  the  parliament, 
except  when  money  had  to  be  raised  by  the  taxation  of  the 
people.  But  with  the  end  of  the  Tudor  dynasty,  its  power 
began  to  wane  and  the  parliament  increased  in  strength  and 
influence.  The  Stuarts  made  use  of  it  to  establish  a  secret 
star  chamber  to  usurp  the  functions  of  the  courts,  and  we  hear 
later  of  the  formation  of  a  committee  called  enviously  a  cabal 
or  cabinet,  on  account  of  the  king  finding  it  convenient  from 
time  to  time  to  have  a  small  body  of  advisers  on  whose  ability 
to  serve  him  he  could  have  every  confidence,  and  in  whose 
deliberations  he  could  find  that  secrecy  which  would  not  have 
been  possible  in  the  consultations  of  the  privy  council  as  a 
whole.  In  the  course  of  the  various  changes  that  have  oc- 
curred in  English  constitutional  history  its  judicial  functions 
disappeared  and  now  only  survive  in  the  judicial  committee, 
while  it  has  been  practically  denuded  of  all  former  executive 
functions,  and  exists  only  as  a  purely  honorary  and  dig- 
nified body.  The  cabinet  council — a  name  originating  in  the 
days  of  Charles  I — is  now  the  great  executive  and  adminis- 
trative council  of  state,  though  in  no  other  respect  does  it 
resemble  that  irresponsible  creation  of  the  Stuart  king.  Still 
the  cabinet  which  is  the  governing  power  of  the  ministry  of 
modern  times,  is  a- name  unknown  to  the  law.  The  privy 
council  is  the  only  body  legally  recognized,  and  on  the  for- 
mation of  a  new  ministry  it  is  usual  to  inform  the  public 
simply  that  her  majesty  has  been  pleased  to  appoint  certain 
members  of  the  privy  council  to  certain  high  offices  of  state. 
The  cabinet,  or  inner  council,  is  only  a  portion  of  the  ministry 


tion,  the  highest  functionary  and  servant  of  the  state,  not  a  merely  personal 
ruler,  and  that  was  his  recognized  capacity.  In  the  next  place,  from  early 
times,  earlier  than  the  beginning  of  regular  parliaments,  the  people  of 
England  held  a  firm  hold  on  the  idea  of  ministerial  responsibility.  They 
acted  upon  it  fitfully  and  sometimes  capriciously,  but  they  never  let  it  go. 
If  the  king  ruled  ill,  it  was  because  he  had  bad  advisers."  Contemporary 
Review,  January,  1889,  p.  63, 


543]  Federal  Government  in  Canada,  87 

and  varies  in  numbers  according  to  the  exigencies  of  state. 
This  ministry  is  drawn  from  members  of  the  two  houses  of 
parliament,  chiefly  from  the  house  of  commons,  and  their 
tenure  of  office  depends  upon  their  having  and  retaining  the 
confidence  of  a  majority  of  the  people's  house,  in  accordance 
with  the  principles  of  parliamentary  government,  w^hich  were 
first  roughly  laid  down  after  the  revolution  of  1688,  though 
it  took  very  many  years  before  the  present  system  of  ministe- 
rial responsibility  reached  its  present  perfection. 

The  terms,  "  cabinet,"  "  ministry,"  "  administration  "  and 
"  government,"  are  indifferently  applied  to  the  privy  council 
of  Canada ;  for  there  is  not  in  this  country  a  select  cabinet  as 
in  the  parent  state.  Privy  councillors,  when  not  in  the  gov- 
ernment, retain  their  honorary  rank,  but  it  is  simply  one  that 
entitles  them  to  certain  precedence  on  state  occasions  and  has 
no  official  responsibility  or  meaning.  When  the  governor- 
general  appoints  a  body  of  advisers  to  assist  him  in  the 
government  he  calls  them  to  be  members  of  the  privy  council 
and  to  hold  certain  offices  of  state.  It  sometimes  happens, 
however,  that  ministers  are  appointed  without  a  portfolio  or 
department,  and  two  representatives  of  the  government  in  tlie 
senate  are  in  that  position  at  the  present  time.  The  number 
of  members  of  the  ministry  or  privy  council  in  office  vary 
from  thirteen  to  fifteen  of  whom  thirteen  are  heads  of  depart- 
ments, whose  functions  are  regulated  by  statute.  One  of 
these  officers,  however,  is  president  of  the  privy  council,  who 
has  practically  no  departmental  duties,  but  it  is  a  position 
which  the  premier,  as  it  hapjxins  at  the  present  time,  may  well 
occupy  in  view  of  his  large  political  responsibilities  as  the  head 
of  the  government.  While  holding  this  virtually  honorary 
office,  he  is  often  called  upoft  to  act  for  ministers  who  are  ill 
or  absent  from  the  country,  and  it  is  found  convenient  to  con- 
nect with  it  the  charge  of  the  virtually  8ulx)rdinatedej)artment 
of  Indian  affairs.*     The  otlier  ministers  with  jwrtfolios  are  the 


'  Sir  John  Macdonald  was  prceident  of  the  council  and  uuperinlendent 
general  of  Indian  affairs,  an  office  ^nerally  hold  by  the  minister  of  the 


88  Federal  Government  in  Canada.  [544 

minister  of  finance,  minister  of  public  works,  minister  of  rail- 
ways and  canals,  minister  of  the  interior,  postmaster-general, 
minister  of  justice,  secretary  of  state,  minister  of  inland  reve- 
nue, minister  of  customs,  minister  of  militia,  minister  of 
marine  and  fisheries,  and  minister  of  agriculture.  When  we 
consider  the  population  of  Canada  and  its  position  as  a  colo- 
nial dependency  this  ministry  of  thirteen  departments  (exclu- 
sive of  the  two  at  present  without  portfolios)  seems  extremely 
large  compared  with  the  government  of  the  United  States  or 
of  England  itself.  At  the  inception  of  confederation  it  was 
considered  advisable  to  have  all  sections  of  the  confederation 
fully  represented,  and  the  practice  has  ever  since  been  to 
maintain  the  proportion  from  the  maritime  provinces,  Ontario 
and  Quebec.  In  1889  the  exceptional  position  of  the  north- 
west was  for  the  first  time  considered  by  appointing  the  ex- 
lieutenant-governor  of  the  territories  to  the  office  of  minister  of 
the  interior,  who  has  special  charge  of  the  affairs  of  that  wide 
region.  It  has  been  sometimes  urged  that  it  would  have  been 
wise  had  it  been  possible  in  1867  to  follow  the  English  prac- 
tice and  appoint  a  certain  number  of  political  under-secretaries 
with  seats  in  the  lower  house.  In  this  way  the  necessity  for 
so  large  a  cabinet  might  have  been  obviated,  and  an  opportu- 
nity given  to  train  men  for  a  higher  position  in  the  councils  of 
the  country.  A  step  was  taken  in  this  direction  in  1887  but 
the  law  so  far  has  remained  a  dead  letter  on  the  statute  book.^ 
As  the  members  of  a  cabinet  only  occupy  office  while  they 
retain  the  confidence  of  the  lower  house,  the  majority  necessa- 
rily sit  in  that  body,  though  there  is  always  a  certain  repre- 
sentation (two  at  the  present  time)  in  the  upper  branch.  Since 
the  commons  hold  the  purse  strings,  and  directly  represent  the 
people,  all  the  most  important  departments,  especially  of 
finance  and  revenue,  must  necessarily  be  represented  in  that 


interior.     He  acted  also  for  Mr.  Pope,  minister  of  railways,  while  suffering 
from  illness  ending  in  death  during  the  past  session  of  parliament. 
^Remarks  of  Sir  John  Macdonald,  Can.  Hansard,  1887,  pp.  862,  863. 


545]  Federal  Government  in  Canada.  89 

branch.  The  ministry,  then,  is  practically  a  committee  of  the 
two  houses.  Its  head  is  known  as  the  premier  or  prime  min- 
ister, who,  as  the  leader  of  a  political  party,  and  from  his 
commanding  influence  and  ability,  is  in  a  position  to  lead  the 
house  of  commons  and  control  the  government  of  the  country. 
His  title,  however,  is  one  unknown  to  the  law,  though  bor- 
rowed from  the  English  political  system.  It  originates  from 
the  fact  that  he  is  first  called  upon  by  the  sovereign  (or  in 
Canada  by  her  representative)  to  form  a  ministry.  The 
moment  he  is  entrusted  with  this  high  responsibility  it  is  for 
him  to  choose  such  members  of  his  party  as  are  likely  to 
bring  strength  to  the  govern ment  as  a  political  body,  and 
capacity  to  the  administration  of  public  affairs.  The  gover- 
nor-general on  his  recommendation  appoints  these  men  to  the 
ministry  and  the  occasions  that  can  arise  when  he  may  see 
reasons  for  objecting  to  a  particular  nominee  are  so  exceptional 
— indeed  we  have  no  case  in  our  recent  history — that  we  may 
practically  consider  the  choice  of  colleagues  by  the  premier  as 
final  and  conclusive.  As  a  rule,  on  all  matters  of  public 
policy  the  communications  between  the  cabinet  and  governor 
take  place  through  the  premier,  its  official  head.  If  he  dies 
or  resigns  the  cabinet  is  ex-officio  dissolved,  and  the  ministers 
can  only  hold  office  until  a  new  premier  is  called  to  the  public 
councils  by  the  representative  of  the  crown.  It  is  for  the  new 
premier  then  to  ask  them  to  remain  in  office,  or  to  accept  their 
resignation.  In  case  a  government  is  defeated  in  parliament, 
the  premier  must  either  resign  or  else  convince  the  governor- 
general  that  he  is  entitled  to  a  dissolution  on  tlie  ground  that 
the  vote  of  censure  does  not  represent  the  sentiment  of  the 
country.  This  is  one  of  the  occasions  when  the  governor-gen- 
eral is  called  u|)on  to  exercise  an  important  prerogative  of  the 
crown  in  circumstances  of  great  delicacy  ;  but  fortunately  for 
him  the  principles  that  have  been  laid  down  in  the  course  of 
many  years  in  the  working  of  the  British  system  in  England 
and  her  dependencies  can  hardly  fail  to  enable  him,  after  a 
full  consideration  of  all  the  circumstances  of  the  case  before 
7 


90  Federal  Government  in  Canada,  [546 

him,  to  come  to  a  conclusion  that  will  satisfactorily  meet  tlie 
exigency.  If  the  circumstances  are  such  as  to  justify  a  disso- 
lution of  parliament  the  premier  must  lose  no  time  in  obtain- 
ing an  expression  of  public  opinion ;  and  should  it  be 
apparently  in  his  favor  he  must  call  parliament  together  with 
as  little  delay  as  possible ;  or  if,  on  the  other  hand,  the  public 
sentiment  should  be  unequivocally  against  him  he  should 
resign ;  for  this  course  has  been  followed  in  recent  times  both 
in  England  and  Canada.  Strictly  speaking,  parliament  alone 
should  decide  the  fate  of  the  ministry,  but  the  course  in  ques- 
tion is  obviously  becoming  one  of  the  conventional  rules  of  the 
constitution  likely  to  be  followed  whenever  there  is  a  decided 
majority  against  an  administration  at  the  polls. 

From  what  precedes  it  will  therefore  be  seen  that  while 
there  is  a  constitutional  separation  between  the  executive  and 
legislative  authorities,  still  it  may  be  said  that,  in  Canada  as  in 
England,  parliament  governs  through  an  executive  dependent 
on  it.  The  queen  is  at  once  the  head  of  the  executive  autho- 
rity and  the  first  branch  of  the  legislative  department.  The 
responsible  part  of  the  executive  authority  has  a  place  in  the 
legislative  department.  It  is  a  committee  of  the  legislature, 
nominally  appointed  by  the  queen^s  representative,  but  really 
owing  its  position  as  a  government  to  the  majority  of  the  leg- 
islative authority.  This  executive  dependence  on  the  legis- 
lature is  an  invaluable,  in  fact  the  fundamental  principle  of 
parliamentary  government.  This  council  thereby  becomes 
responsible  at  once  to  crown  and  parliament  for  all  questions 
of  public  policy  and  of  public  administration.  In  a  country 
like  ours  legislation  is  the  originating  force  and  the  represent- 
atives of  the  people  are  the  proper  ultimate  authority  in  all 
matters  of  government.  The  importance  then  of  having  the 
executive  authority  represented  in  parliament  and  immediately 
amenable  to  it  is  obvious.  Parliament  is  in  a  position  to  con- 
trol the  administration  of  the  executive  authority  by  having 
in  its  midst  men  who  can  explain  and  defend  every  act  that 
may  be  questioned,  who  can  lead  the  house  in  all  important 


547]  Federal  Government  in  Canada.  91 

matters  of  legislation/  and  who  can  be  censured  or  forced  from 
oflBce  when  they  do  wrong  or  show  themselves  incapable  of 
conducting  public  affairs.  By  means  of  this  check  on  the 
executive,  efficiency  of  government  and  guarantees  for  the 
public  welfare  are  secured  beyond  question.  The  people  are 
able,  through  their  representatives,  to  bring  their  views  and 
opinions  to  bear  on  the  executive  immediately.  Every  branch 
of  the  public  service  may  be  closely  examined,  every  question- 
able transaction  sifted,  and  every  information  obtained,  by  the 
methods  of  parliamentary  inquiry,  as  ministers  are  present  to 
answer  every  question  respecting  the  administration  of  their 
departments  and  to  justify  and  defend  their  public  policy. 
The  value  of  this  British  system  of  parliamentary  government 
can  be  best  understood  by  comparing  it  with  the  American 
system  which  so  completely  separates  the  executive  from  the 
legislature.  In  the  United  States  the  President  is  irremova- 
ble, except  in  case  of  a  successful  impeachment,  for  four  years, 
and  he  appoints  his  cabinet,  who  are  simply  heads  of  depart- 
ments responsible  to  no  one  except  himself.  This  cabinet  may 
be  well  compared  in  one  respect  to  the  cabinet  councils  of  the 
Stuarts,  since  like  them  its  existence  does  not  depend  on  the 
confidence  or  support  of  the  legislature.  Its  members  have  no 
seats  in  either  the  senate  or  house  of  representatives  and  are 
in  no  way  responsible  for,  or  exert  any  direct  influence  on 
public  l^slation.  A  thoughtful  American  writer  *  comparing 
the  two  systems,  shows  very  clearly  how  inferior  in  many 
respects  it  is  to  that  of  England  or  of  Canada : — "  It  is  this 


*"It  is  therefore  the  executive  goTemment  which  uhould  be  credited 
with  the  authorship  of  Englinh  legiBlation.  We  have  thus  an  extraordi- 
nary result.  The  nation  whose  constitutional  practice  suggested  to  Mon- 
tesquieu his  memorable  maxim  concerning  the  executive,  l^islative  and 
judicial  powero,  has  in  the  course  of  a  oenturj  falsified  it.  The  formal 
executive  is  the  true  source  of  legislation ;  the  formal  l^islature  is  incee- 
santly  concerned  with  executive  government."  Sir  II.  Maine,  Essaj  on 
the  Constitution  of  the  United  Sutes,  Quarterly  Review,  No.  SIS. 

'Congressional  govenunent.    By  Woodrow  Wilson. 


92  Federal  Government  in  Oanada,  [548 

constant  possibility  of  party  diversity  between  the  executive 
and  congress  which  so  much  complicates  our  system  of  gov- 
ernment. Party  government  can  exist  only  when  the  abso- 
lute control  of  administration,  the  appointment  of  its  officers 
as  well  as  the  direction  of  its  means  and  policy,  is  given 
immediately  into  the  hands  of  that  branch  of  government 
whose  power  is  paramount — the  representative  body.  .  .  . 
At  the  same  time  it  is  quite  evident  that  the  means  which 
congress  has  of  controlling  the  departments  and  of  exercising 
any  searching  oversight  at  which  it  aims  arc  limited  and 
defective.  Its  intercourse  with  the  president  is  restricted  to 
the  executive  messages,  and  its  intercourse  with  the  depart- 
ments has  no  easier  channels  than  private  consultations  between 
executive  officers  and  the  committees,  informal  interviews  of 
the  ministers  with  individual  members  of  the  congress,  and 
the  written  correspondence  which  the  cabinet  officers  from 
time  to  time  address  to  the  presiding  officers  of  the  two 
houses  at  stated  intervals  or  in  response  to  formal  resolutions 
of  inquiry.  Congress  stands  almost  helpless  outside  of  the 
departments."  ^ 

^Professor  Bryce  (The  American  Commonwealth,  I.,  p.  304)  expresses 
the  same  opinion  after  a  thorough  study  of  the  imperfections  and  weak- 
nesses of  the  American  system :  "In  their  efforts  to  establish  a  balance  of 
power,  the  framers  of  the  constitution  so  far  succeeded  that  neither  power 
has  subjected  the  other.  But  they  underrated  the  inconveniences  which 
arise  from  the  disjunction  of  the  two  chief  organs  of  government.  They  re- 
lieved the  administration  from  a  duty  which  European  ministers  find  exhaus- 
ting and  hard  to  reconcile  with  the  proper  performance  of  administrative 
work, — the  duty  of  giving  attendance  in  the  legislature  and  taking  the  lead 
in  its  debates.  They  secured  continuity  of  executive  policy  for  four  years 
at  least,  instead  of  leaving  government  at  the  mercy  of  fluctuating  majori- 
ties in  an  excitable  assembly.  But  they  so  narrowed  the  sphere  of  the 
executive  as  to  prevent  it  from  leading  the  country,  or  even  its  own  party 
in  the  country.  They  sought  to  make  members  of  congress  independent, 
Dut  in  so  doing  they  deprived  them  of  some  of  the  means  which  European 
legislatures  enjoy  of  learning  how  to  administer,  of  learning  even  how  to 
legislate  on  administrative  topics.  They  condemned  them  to  be  architects 
without  science,  critics  without  experience,  censors  without  responsibility." 
See  also  De  Tocqueville,  I.,  p.  124. 


549]  Federal  Government  in  Canada,  9^ 

I  have  so  far  briefly  explained  some  of  the  constitutional 
duties  and  responsibilities  that  rest  upon  the  head  of  the  exec- 
utive and  his  advisers,  and  must  now  proceed  to  review  the 
nature  of  the  functions  of  the  senate  and  house  of  commons, 
who,  with  the  queen,  constitute  the  parliament  of  Canada.^ 


LEGISLATIVE  POWER. 

^  B.  N.  A.  Act,  1867,  sec  17.  There  shall  be  one  parliament  for  Canada, 
consisting  of  the  queen,  an  upper  house  styled  the  senate,  and  the  house  of 
commons. 

18.  The  privileges,  immunities  and  jwwers  to  be  hehi,  enjoyed  and  exer- 
cised by  the  senate  and  by  the  house  of  commons  and  by  the  members 
thereof  respectively,  shall  be  such  as  are  from  time  to  time  defined  by  act 
of  the  parliament  of  Canada,  but  so  that  any  act  of  the  parliament  of  C.anada 
defining  such  privil^es,  immunities  and  powers  shall  not  confer  any  privi- 
leges, immunities  or  powers  exceeding  those  at  the  passing  of  such  act,  held, 
enjoyed  and  exercised  by  the  commons  house  of  parliament  of  the  United 
Kingdom  of  Great  Britain  and  Ireland  and  by  the  members  thereof. 

19.  The  parliament  of  Canada  shall  be  called  together  not  later  than  six 
months  after  the  union. 

20.  There  shall  be  a  session  of  the  parliament  of  Canada  once  at  least  in 
every  year,  so  that  twelve  months  shall  not  intervene  between  the  last  sit- 
ting of  the  parliament  in  one  session  and  its  first  sitting  in  the  next  session. 

The  SenaU. 

21.  The  senate  shall,  subject  to  the  provisions  of  this  act,  consist  of  sev- 
enty-two members,  who  shall  be  styled  senators. 

22.  In  relation  to  the  constitution  of  the  senate,  Canada  shall  be  deemed 
to  consist  of  three  divisions — 

1 .  Ontario ; 

2.  Quebec; 

3.  The  Maritime  Provinces,  Nova  Scotia  and  New  Brunswick;  which 
three  divisions  shall  (subject  to  the  provisions  of  this  act)  be  equally  rep- 
resented in  the  senate  as  follows :  Ontario  by  twenty-four  senators ;  Quebec 
by  twenty-four  senators;  and  the  Maritime  Provinces  by  twenty-four  sena- 
tors—twelve thereof  representing  Nova  Sootia,  and  twelve  thereof  repre- 
senting New  Brunswick. 

In  the  case  of  Qaebec  each  of  the  twenty-four  senators  representing  that 
province  shall  be  appointed  for  one  of  twenty-four  electoral  diyisions  of 
Lower  Canada  specified  in  schedule  A  to  chapter  one  of  consolidated  stat- 
Qtes  of  Canada. 

23.  The  qualifications  of  a  senator  shall  be  as  follows — 
(1.)  He  shall  be  of  the  full  age  of  thirty  yearn 


94  Federal  Government  in  Canada,  [650 

In  all  countries  possessing  a  parliamentary  system,  and  espe- 
cially in  those  which  have  copied  their  institutions  from  the 
British  model,  an  upper  chamber  has  been  generally  considered 
a  necessary  part  of  the  legislative  machinery.  In  the  United 
States  the  necessity  of  having  sucli  a  check  upon  the  acts  of 
the  body  directly  representing  the  people,  was  recognized  from 
the  outset  in  the  constitution  of  the  congress  and  of  every 
state  legislature.  Two  houses  always  formed  part  of  the  pro- 
vincial legislatures  of  British  North  America  from  1791  until 
1867,  when  Ontario,  whose  example  has  been  followed  by 
other  provinces  of  the  confederation,  decided  to  confine  her 
legislature  to  an  elected  assembly  and  the  lieutenant-governor. 

J 

(2.)  He  shall  be  either  a  natural-born  subject  of  the  queen,  or  a  subject 
of  the  queen,  naturalized  by  an  act  of  the  parliament  of  Great  Bri- 
tain, or  of  the  parliament  of  the  United  Kingdom  of  Great  Britain 
and  Ireland,  or  of  the  legislature  of  one  of  the  provinces  of  Upper 
Canada,  Lower  Canada,  Canada,  Nova  Scotia,  or  New  Brunswick, 
before  the  union  or  of  the  parliament  of  Canada  after  the  union, 

(3.)  He  shall  be  legally  or  equitably  seized  as  of  freehold  for  his  own  use 
and  benefit  of  lands  or  tenements  held  in  free  and  common  socage, 
or  seized  or  possessed  for  his  own  use  and  benefit  of  lands  or  tene- 
ments held  in  franc-alleu  or  in  roture,  within  the  province  for  which 
he  is  appointed,  of  the  value  of  four  thousand  dollars,  over  and  above 
all  rents,  dues,  debts,  charges,  mortgages  and  incumbrances  due  or 
payable  out  of,  or  charged  on  or  affecting  the  same ; 

(4.)  His  real  and  personal  property  shall  be  together  worth  four  thousand 
dollars  over  his  debts  and  liabilities  ; 

(5.)  He  shall  be  resident  in  the  province  for  which  he  is  appointed ; 

(6.)  In  the  case  of  Quebec,  he  shall  have  his  real  property  qualification 
in  the  electoral  division  for  which  he  is  appointed,  or  shall  be  resi- 
dent in  that  division. 

24.  The  governor-general  shall  from  time  to  time,  in  the  queen's  name, 
by  instrument  under  the  great  seal  of  Canada,  summon  qualified  persons  to 
the  senate ;  and,  subject  to  the  provisions  of  this  act,  every  person  so  sum- 
moned shall  become  and  be  a  member  of  the  senate  and  a  senator. 

25.  Such  persons  shall  be  first  summoned  to  the  senate  as  the  queen  by 
warrant  under  her  majesty's  royal  sign  manual  thinks  fit  to  approve,  and 
their  names  shall  be  inserted  in  the  queen's  proclamation  of  union. 

26.  If  at  any  time,  on  the  recommendation  of  the  governor-general,  the 
queen- thinks  fit  to  direct  that  three  or  six  members  be  added  to  the  senate, 
the  governor-general  may,  by  summons  to  three  or  six  qualified  persons  (as 


551]  Federal  Government  in  Canada,  96 

The  upper  house  of  the  Canadiau  parliament  bears  a  name 
which  goes  back  to  the  days  of  ancient  Rome,  and  also  invites 
i-omparison  with  the  distinguished  body  which  forms  so  im- 
portant a  part  of  the  American  congress ;  but  neither  in  its 
constitution  nor  in  its  influence  does  it  bear  any  analogy  with 
those  great  assemblies.  An  eminent  authority  on  such  ques- 
tions, the  late  Sir  Henry  Maine,  has  very  truly  observed  that 
on  close  inspection  the  senates  of  the  ancient  world  will  be 
found  to  answer  very  slightly  to  the  conception  of  second 
chambers  of  a  legislature,  but  that  the  first  real  anticipation 
of  a  second  chamber,  armed  with  a  veto  on  the  proposals  of  a 
separate  authority,  and  representing  a  different  interest,  occurs 

the  case  may  be),  representing  equally  the  three  divisions  of  Canada,  add 
to  the  senate  accordingly. 

27.  In  case  of  such  addition  being  at  any  time  made,  the  governor-gen- 
eral shall  not  summon  any  person  to  the  senate,  except  on  a  further  like 
direction  by  the  queen  on  the  like  recommendation,  until  each  of  the  three 
divisions  of  Canada  is  represented  by  twenty -four  senators,  and  no  more. 

28.  The  number  of  senators  shall  not  at  any  time  exceed  seventy-eight. 

29.  A  senator  8hall,  subject  to  the  provision  of  this  act,  hold  his  place  in 
the  senate  for  life. 

30.  A  senator  may,  by  writing  under  his  hand,  addressed  to  the  gov- 
emor-generai,  resign  his  place  in  the  senate,  and  thereupon  the  same  shall 
be  vacant. 

31.  The  place  of  a  senator  shall  become  vacant  in  any  of  the  following 
1868 : — 

(1.)  If  for  two  consecutive  sessions  of  the  parliament  he  fails  to  give  his 
attendance  in  the  senate : 

(2.)  If  he  takes  an  oath  or  makes  a  declaration  or  acknowledgment  of 
allegiance,  obedience  or  adherence  to  a  foreign  power,  or  does  an  act 
whereby  he  becomes  a  subject  or  citizen,  or  entitled  to  the  rights  or 
privileges  of  a  subject  or  citizen  of  a  foreign  power : 

(3.)  If  he  is  adjudged  bankrupt  or  insolvent,  or  applies  for  the  beoetii  of 
any  law  relating  to  insolvent  debtors,  or  becomes  a  public  defkalter: 

(4.)  If  he  is  attainted  of  treason,  or  convicted  of  felony  or  of  any  infii- 
mou8  crime : 

(5.)  If  he  ceases  to  be  qualified  in  respect  of  property  or  of  residence: 
provided  that  a  senator  shall  not  be  deemed  to  have  ceased  to  be 
qualified  in  respect  of  residence  by  reason  only  of  his  redding  at  the 
seat  of  the  goyemment  of  Canada  while  holding  an  ofllce  under  that 
Government  reqoiiing  his  pretence  there. 


96  Federal  Govei'nmeiU  in  Canada.  [552 

in  that  much  misunderstood  institutiou,  the  E,oman  tribunate.^ 
Nor  does  the  Canadian  senate  compare  in  legislative  authority 
with  the  American  body  of  that  name.  The  first  is  nominated 
by  the  crown  for  life  and  has  limited  powers  even  of  legislation, 
since  it  cannot  initiate  or  even  amend  money  or  revenue  bills ; 
the  other,  which  is  elected  by  the  state  legislatures  for  a  limited 

32.  When  a  vacancy  happens  in  the  senate,  by  resignation,  death  or 
otherwise,  the  governor-general  shall,  by  summons  to  a  fit  and  qualified 
person,  fill  the  vacancy. 

33.  If  any  question  arises  respecting  the  qualification  of  a  senator  or  a 
vacancy  in  the  senate,  the  same  shall  be  heard  and  determined  by  the 
senate. 

34.  The  governor-general  may  from  time  to  time,  by  instrument  under 
the  great  seal  of  Canada,  appoint  a  senator  to  be  speaker  of  the  senate,  and 
may  remove  him  and  appoint  another  in  his  stead. 

35.  Until  the  parliament  of  Canada  otherwise  provides,  the  presence  of 
at  least  fifteen  senators,  including  the  speaker,  shall  be  necessary  to  consti- 
tute a  meeting  of  the  senate  for  the  exercise  of  its  powers. 

36.  Questions  arising  in  the  senate  shall  be  decided  by  a  majority  of 
voices,  and  the  speaker  shall  in  all  cases  have  a  vote,  and  when  the  voices 
are  equal  the  decision  shall  be  deemed  to  be  in  the  negative. 

147.  In  case  of  the  admission  of  Newfoundland  and  Prince  Edward 
Island,  or  either  of  them,  each  shall  be  entitled  to  a  representation,  in  the 
senate  of  Canada,  of  four  members,  and  (notwithstanding  anything  in  this 
act)  in  case  of  the  admission  of  Newfoundland,  the  normal  number  of  sen- 
ators shall  be  seventy-six  and  their  maximum  number  shall  be  eighty -two ; 
but  Prince  Edward  Island,  when  admitted,  shall  be  deemed  to  be  com- 
prised in  the  third  of  the  three  divisions  into  which  Canada  is,  in  relation 
to  the  constitution  of  the  senate,  divided  by  this  act,  and  accordingly,  after 
the  admission  of  Prince  Edward  Island,  whether  Newfoundland  is  admitted 
or  not,  the  representation  of  Nova  Scotia  and  New  Brunswick  in  the  senate 
shall,  as  vacancies  occur,  be  reduced  from  twelve  to  ten  members  respec- 
tively, and  the  representation  of  each  of  those  provinces  shall  not  be  in- 
creased at  any  time  beyond  ten,  except  under  the  provisions  of  this  act,  for 
the  appointment  of  three  or  six  additional  senators  under  the  direction  of 
the  queen. 

^ "  The  Constitution  of  the  United  States,"  Quarterly  Review,  No.  313. 
Mr.  Goldwin  Smith  has  said  on  this  point :  "  The  illustrious  council  from 
which  the  name  of  Senate  is  derived  was  not  an  upper  house,  but  the  gov- 
ernment of  the  Roman  Republic,  having  the  executive  practically  under  its 
control  and  the  initiative  of  legislation  in  its  hands."  See  Doutre's  Consti- 
tution of  Canada,  p.  66. 


663]  Federal  Government  in  Canada,  97 

term,  has  a  veto  on  treaties  and  important  appointments  to 
office,  can  amend  appropriation  bills  so  as  to  increase  money 
grants  to  any  amount,  and  can  sit  as  a  court  of  impeachment. 
In  one  respect,  however,  the  senate  of  Canada  can  be  com- 
pared to  the  American  house ;  it  is  a  representative  of  the 
federal,  as  distinguished  from  the  popular  principle  of  repre- 
sentation. The  three  great  divisions  of  Canada,  the  Maritime 
Provinces,  Ontario  and  Quebec,  have  been  each  given  an 
equal  representation  of  twenty-four  members  with  a  view  of 
affording  a  special  protection  to  their  respective  interests — a 
protection  certainly  so  far  not  called  into  action  even  in  the 
most  ordinary  matters.  Since  1867  the  entrance  of  other 
provinces  and  the  division  of  the  territories  into  districts  has 
brought  the  number  of  senators  up  to  seventy-eight  in  all,  but 
at  no  time  can  the  maximum  number  exceed  eighty-four,  even 
should  it  be  necessary  to  resort  to  the  constitutional  provision 
allowing  the  addition  of  three  or  six  new  members — a  position 
intended  to  meet  a  grave  emergency,  such  as  a  deadlock  in  a 
political  crisis.  The  senators  are  appointed  under  the  great 
seal  of  Canada  by  the  governor-general  on  the  recommendation 
of  his  council,  and  must  be  of  the  full  age  of  thirty  years,  and 
have  real  and  personal  property  worth  four  thousand  dollars 
over  and  above  their  liabilities.  The  experience  that  Canada 
had  of  the  working  of  an  elective  legislative  council  since 
1854  was  considered  in  the  convention  of  1864  to  be  such  as 
to  justify  the  delegates  in  preferring  a  nominated  body. 
The  great  expense  entailed  by  an  electoral  contest  in  the  large 
districts  into  which  the  province  was  divided  was  one  feature 
which  was  strongly  pointed  out  at  the  conference.*  It  was 
not  deemed  advisable  to  have  two  bodies  elected  by  the  people, 
since  the  danger  of  legislative  conflict  was  rendered  more 
imminent.  While  the  experience  of  Victoria  in  Australia 
certainly  seems  to  support  this  opinion,  the  history  of  the 
American  congress  might  be  considered  to  support  an  argo- 

*  See  zeiiuurki  of  Hon.  Q«oif«  Blown  in  Confederation  Debates,  p.  89. 


98  Federal  Government  in  Canada,  [554 

ment  the  other  way.  The  object  of  the  framers  of  the  consti- 
tution has  been,  in  this  as  in  other  cases,  to  follow  the  model 
of  the  British  parliamentary  system  as  far  as  oilr  circumstances 
will  permit.  Hence  the  house  of  commons  can  alone  initiate 
revenue  or  money  bills,  and  the  senate  is  confined  by  usage  to 
a  mere  rejection  of  such  measures — a  rejection  justified  only  by 
extraordinary  circumstances.  In  every  respect  it  shows  the 
weakness  of  an  upper  house  under  the  British  system  and  none 
of  the  prestige  that  attaches  to  an  ancient  body  of  hereditary 
legislators  and  of  judicial  powers  as  a  court  of  appellate  juris- 
diction like  the  house  of  lords.  The  senate,  imitating  the 
lords,  tries  divorce  cases ;  ^  but  this  is  a  matter  of  convenience  to 
which  the  commons  agrees  without  objection,  since  under  the 
constitution  the  upper  house  has  no  special  privileges  in  this 
respect.  It  is  expressly  set  forth  in  the  British  North 
America  Act  that  the  powers  and  privileges  and  immunities  of 
the  senate  and  house  of  commons  cannot  at  any  time  exceed 
those  of  the  English  commons.  As  a  body  of  legislators  the 
senate  can  compare  favorably  with  any  assembly  in  Canada  or 
other  dependencies  of  England.  It  has  within  its  ranks  men 
of  fine  ability  and  large  experience  in  commerce,  finance  and 
law ;  and  its  weakness  seems  inherent  in  the  nature  of  its  con- 
stitution. The  system  of  the  nomination  by  the  crown — 
practically  by  the  government  of  the  day — tends  to  fill  it  with 
men  drawn  from  one  political  party  whenever  a  particular 
ministry  has  been  long  in  office  and  fails  to  give  it  that  pecu- 
liarly representative  character  which  would  enlarge  its  useful- 
ness as  a  branch  of  the  legislature  and  give  it  more  influence 
in  the  country.  It  is  a  question  worth  considering  whether 
the  adoption  of  such  changes  as  would  make  it  partly  nomina- 
tive and  partly  elective  would  not  give  it  greater  weight  in 

*  In  Nova  Scotia,  New  Brunswick,  Prince  Edward  Island  and  Britiih. 
Ck)lumbia  the  courts  of  law  continue  to  try  divorce  cases,  as  before  1867,  and 
parliament  has  not  interfered  with  those  tribunals  under  the  power  con- 
ferred upon  it  hj  the  fundamental  law.  See  GemmiU's  Parliamentary 
Divorce,  c.  4. 


555]  Federal  Government  in  Canada.  99 

public  affairs.  For  instance,  if  the  provincial  l^islatures  had 
the  right  of  electing  a  fixed  number  at  certain  intervals,  and 
the  universities  were  given  the  same  privilege,  the  effect  would 
be,  in  the  opinion  of  some  persons,  to  make  it  more  representa- 
tive of  provincial  interests,  and  at  the  same  time  add  to  its 
ranks  men  of  high  culture  and  learning.* 

But  no  doubt  as  long  as  our  parliamentary  system  is  mod- 
elled on  the  English  lines,  an  upper  house  must  more  or  less 
sink  into  inferiority  when  placed  alongside  of  a  popular 
house,  which  controls  the  treasury  and  decides  the  fate  of  ad- 
ministrations. It  is  in  the  commons  necessarily  that  the 
majority  of  the  ministers  sit  and  the  bulk  of  legislation  is  ini- 
tiated. In  1888  the  two  houses  passed  one  hundred  and 
eleven  bills  and  of  these  only  three  public  bills  and  five  pri- 
vate bills  originated  in  the  upper  house,  and  the  same  condition 
of  things  has  existed  since  1867,  though  now  and  then,  as  in 
1889,  there  is  a  spasmodic  effort  to  introduce  a  few  more  gov- 
ernment bills  in  the  senate.  In  the  session  of  1888  twenty-six 
commons  bills  were  amended  out  of  the  one  hundred  and  three 
sent  up  to  the  upper  house,  and  the  majority  of  these  amend- 
ments were  verbal  and  unimportant.  Under  these  circum- 
stances it  may  well  be  urged  that  by  arrangement  between  the 
two  houses,  as  in  the  English  parliament,  a  larger  number  of 
private  bills  should  be  presented  in  the  senate,*  where  there  is 
a  considerable  number  of  gentlemen  whose  experience  and 
knowledge  entitle  them  to  consider  banking  and  financial 
questions,  and   the  various   subjects  involved  in  legislation. 

'  In  the  Pruwian  upper  house  the  universitiee  are  represented  and  the 
towns  of  a  certain  number  of  inhabitants  by  their  mayors.  In  principle  it 
is  far  more  of  a  popular  assembly  thun  the  English  hounc  of  lords.  See  an 
interesting  article  in  the  Nineteenth  Century  (vol.  XVI.,  No.  89)  on  the 
federal  states  of  the  world. 

'As  I  hare  already  shown,  divorce  bills  invariablyoriginate  in  the  senate, 
which  has  recently  adopte<i  an  amended  set  of  mien  under  the  able  super- 
vision of  Senator  Gowan,  and  the  select  committee  to  which  all  such  bills 
are  referred  is  governed  by  the  rules  of  evidence  and  other  formalities  of  the 
courts  AS  far  as  possible. 


100  Federal  Government  in  Canada,  [556 

For  reasons  already  given,  government  measures  must  as  a 
rule  be  introduced  in  the  commons,  but  still  even  in  this 
respect  there  might  be  an  extension  of  the  legislative  functions 
of  the  upper  chamber,  and  the  effort  made  in  1889  by  the  gov- 
ernment in  this  direction  ought  certainly  to  be  continued  until 
it  becomes  a  practice  and  not  a  mere  matter  of  temporary  con- 
venience. In  1887  there  were  only  ten  private  bills  presented 
in  the  senate  out  of  the  seventy  that  passed  the  two  houses  ; 
in  1888  the  figures  were  five  out  of  sixty-seven,  and  the  same 
state  of  things  was  shown  in  1889.  The  majority  of 
these  bills  were  of  a  character  that  could  have  originated 
in  the  senate  with  a  regard  to  the  public  interests  and 
the  expedition  and  convenience  of  the  business  of  the  two 
houses.  From  time  to  time  the  senate  makes  amendments  that 
show  how  thoroughly  its  members  understand  and  are  compe- 
tent to  consider  certain  subjects;  and  the  sometimes  hasty 
legislation  of  the  commons — hasty  because  that  body  is  too 
often  overweighted  with  business — is  corrected  greatly  to  the 
advantage  of  the  country.  This  fact  alone  should  lead  to  a 
reform  in  the  direction  indicated. 

It  is  in  the  commons  house  that  political  power  rests.  As  I 
have  already  shown,  it  has  both  legislative  and  executive  func- 
tions, since  through  a  committee  of  its  own  it  governs  the  coun- 
try. Like  its  great  English  prototype  it  represents  the  people, 
and  gives  full  expression  to  the  opinions  of  all  classes  and  inter- 
ests, to  a  greater  degree  indeed  than  in  England  itself,  since  it 
is  elected  on  a  franchise  much  more  liberal  and  comprehensive. 
At  the  present  time  the  Canadian  house  of  commons  contains 
two  hundred  and  fifteen  members,  or  about  one  member  for 
every  twenty  thousand  persons.  The  representation  is  rear- 
ranged every  decennial  census  by  act  of  parliament  in  accord- 
ance with  the  terms  of  the  constitutional  law.  The  French 
Canadian  province  has  a  fixed  number  of  sixty-five  members 
which  forms  the  ratio  of  representation  on  which  ^  a  decennial 


'  At  the  last  census  the  population  of  Canada  was  given  as  4,382,810  per- 
sons ;  it  is  now  about  5,000,000. 


557].  Federal  Government  in  Ganada.  101 

readjustment  is  based.  Each  of  the  other  provinces  is  assigned 
such  a  number  as  will  leave  the  same  proportion  to  the  num- 
ber of  its  population  as  the  number  sixty-five  bears  to  the 
population  of  Quel)ec  when  ascertained  by  a  census.*  The 
great  province  of  Ontario,  with  two  millions  of  people,  is  now 
represented  by  ninety-two  members,  or  fifty-eight  more  mem- 
bers than  the  state  of  New  York,  with  over  five  millions  of 
souls,  has  in  the  house  of  representatives.*     Quebec  has,  as  just 

»  B.  N.  A.  Act,  1867. 

{The  House  of  Oomnuma.) 

*  Sec.  37.  The  house  of  commons  shall,  subject  to  the  provisions  of  this 
act,  consist  of  one  hundred  and  eighty-one  members,  of  whom  eighty-two 
shall  be  elected  for  Ontario,  sixty-five  for  Quebec,  nineteen  for  Nova  Sootia 
and  fifteen  for  Kew  Brunswick. 

38.  The  governor-general  shall  from  time  to  time,  in  the  queen's  name, 
by  instrument  under  the  great  seal  of  Canada,  summon  and  call  together 
the  house  of  commons. 

39.  A  senator  shall  not  be  capable  of  being  elected  or  of  sitting  or  voting 
as  a  member  of  the  house  of  commons. 

(Sections  40-43  refer  to  electoral  divisions  and  make  temporary  provi- 
sions for  elections. ) 

44.  The  house  of  commons,  on  its  first  assembling  after  a  general  election, 
shall  proceed  with  all  practicable  speed  to  elect  one  of  its  members  to  be 
speaker. 

46.  In  case  of  a  vacancy  happening  in  the  office  of  speaker,  by  death, 
resignation  or  otherwise,  the  house  of  commons  shall,  with  all  practicable 
speed,  proceed  to  elect  another  of  its  members  to  be  speaker. 

46.  The  speaker  shall  preside  at  all  meetings  of  the  house  of  commons. 

47.  Until  the  parliament  of  Canaila  otherwise  provides,  in  case  of  the 
absence,  for  any  reason,  of  the  speaker  from  the  chair  of  the  house  of  com- 
mons for  a  period  of  forty-eight  consecutive  hours,  the  house  may  elect 
another  of  its  members  to  act  as  speaker,  and  the  member  so  elected  shall, 
daring  the  continuance  of  such  absence  of  the  speaker,  have  and  execute  all 
the  powers,  privileges  and  duties  of  speaker. 

48.  The  presence  of  at  least  twenty  members  of  the  house  of  commons 
shall  be  necessary  to  constitute  a  meeting  of  the  house  for  the  exercise 
of  its  powers ;  and  for  that  purpose  the  speaker  shall  be  reckoned  as  a 
member. 

49.  Questions  arising  in  the  house  of  oommons  shall  be  decided  by  a 
minority  of  the  voices  other  than  that  of  the  speaker,  and  when  the  voioes 
are  equal,  but  not  otherwise,  the  speaker  shall  have  a  vote. 


102  Federal  Government  in  Canada.  .  [558 

stated,  sixty-five;  the  maritime  provinces,  forty-three;  and  the 
remaining  members  are  distributed  in  Manitoba,  British 
Columbia  and  the  territories.  Previous  to  1885  the  franchise 
for  the  several  provincial  legislatures  was  the  franchise  for  the 
house  of  commons ;  but  in  that  year  an  electoral  franchise  act 
was  passed  by  parliament  for  the  whole  dominion.  It  was 
contended,  after  the  most  protracted  debate  that  has  taken 
place  for  years  in  Canada  on  any  one  question,  that  this  radical 
change  was  not  justified  by  any  public  necessity,  and  was  sim- 
ply entailing  an  enormous  expense  on  the  treasury  without 
returning  any  corresponding  advantage  to  the  country.  It 
may  be  argued  with  truth  that  generally  in  a  federal  system  it 

50.  Every  house  of  commons  shall  continue  for  five  years  from  the  day  of 
the  return  of  the  writs  for  choosing  the  house  (subject  to  be  sooner  dissolved 
by  the  governor-general),  and  no  longer. 

51.  On  the  completion  of  the  census  in  the  year  one  thousand  eight  hun- 
dred and  seventy-one  and  of  each  subsequent  decennial  census,  the  repre- 
sentation oftlie  four  provinces  shall  be  readjusted  by  such  authority,  in  such 
a  manner,  and  from  such  time  as  the  parliament  of  Canada  from  time  to 
time  provides,  subject  and  according  to  the  following  rules : — 

(1.)  Quebec  shall  have  the  fixed  number  of  sixty-five  members: 

(2.)  There  shall  be  assigned  to  each  of  the  other  provinces  such  a  number 
of  members  as  will  bear  the  same  proportion  to  the  number  of  its 
population  (ascertained  at  such  census)  as  the  number  sixty -five 
bears  to  the  number  of  the  population  of  Quebec  (so  ascertained)  : 

(3.)  In  the  computation  of  the  number  of  members  for  a  province  a  frac- 
tional part  not  exceeding  one-half  of  the  whole  number  requisite  for 
entitling  the  province  to  a  member  shall  be  disregarded ;  but  a  frac- 
tional part  exceeding  one-half  of  that  number  shall  be  equivalent  to 
the  whole  number : 

(4.)  On  any  such  readjustment  the  number  of  members  for  a  province 
shall  not  be  reduced  unless  the  proportion  which  the  number  of  the 
population  of  the  province  bore  to  the  number  of  the  aggregate  pop- 
ulation of  Canada  at  the  then  last  preceding  readjustment  of  the 
number  of  members  for  the  province  is  ascertained  at  the  then  latest 
census  to  be  diminished  by  one-twentieth  part  or  upwards : 

(5.)  Such  readjustment  shall  not  take  efiect  until  the  termination  of  the 
then  existing  parliament. 

52.  The  number  of  members  of  the  house  of  commons  may  be  from  time 
to  time  increased  by  the  parliament  of  Canada,  provided  the  proportionate 
representation  of  the  provinces  prescribed  by  this  act  is  not  thereby  disturbed. 


559]  Federal  Crovemment  in  Canada,  103 

is  desirable  to  use  whenever  practicable  all  the  institutions  of 
the  local  government  in  order  to  bring  the  centre  and  its 
members  into  as  perfect  harmony  as  jx)ssible  with  one  another. 
This  is  the  practice  in  the  United  States,  where  congress  is 
elected  on  the  franchises  of  the  several  states — a  system  which 
has  been  found  in  every  way  satisfactory.  However,  these 
and  other  arguments  against  the  change  were  considered  by  the 
majority  in  parliament  as  insufficient  compared  with  the  belief 
that  they  entertained  that  it  was  expedient  to  have  the  do- 
minion parliament  perfectly  independent  of  provincial  control. 
The  franchise,  though  somewhat  complicated  in  its  details,  is 
so  broad  as  practically  to  be  on  the  very  border  of  universal 
suffrage.  Every  intelligent,  industrious  man,  who  is  a  British 
subject  by  birth  or  naturalization  and  not  a  convict  or  insane 
or  otherwise  disqualified  by  law,  is  now  in  a  position  to  qualify 
himself  to  vote  for  a  member  for  the  commons;  even  the 
Indians  in  the  old  provinces  can  also  avail  themselves  of  the 
same  privilege  if  they  come  within  the  liberal  conditions  of 
the  act.  Members  of  the  house,  as  well  as  of  the  senate, 
receive  a  sessional  indemnity  of  $1,000  in  case  the  session 
extends  beyond  thirty  days,  and  an  allowance  of  ten  cents  a 
mile  for  travelling  expenses.*  No  property  qualification  is  now 
demanded  from  a  member  of  the  commons  nor  is  he  limited  to 
a  residence  in  the  district  for  which  he  is  elected,  as  is  the  case 
in  the  United  States  by  law  or  usage ;  and  should  he  not  be 
able  to  obtain  a  seat  in  the  locality  or  even  in  the  province 
where  he  lives  he  can  be  returned  for  any  constituency  in  the 
dominion.  This  is  the  British  principle  which  tends  to  elevate 
the  representation  in  the  commons ;  for  while  as  a  rule  mem- 
bers are  generally  elected  for  their  own  district,  yet  occasions 
may  arise  when  the  country  would  for  some  time  lose  the 


'  In  the  oolonj  of  Victorim,  AnstnlU,  where  saUries  are  much  higher 
than  in  Oeneda,  members  of  the  aaembly  reoeiTe  $1,600  a  iemoD,  and  after 
aeyen  yuan*  serrice  pasMe  over  railwajs. 


104  Federal  Government  in  Canada.  [560 

services  of  its  most  distinguished  statesmen/  should  the  Amer- 
ican rule  prevail.  The  senators  in  Quebec,  in  view  of  the 
exceptional  position  of  that  province,  must  reside  in  their  own 
divisions  or  have  their  property  qualification  therein  ;  but 
while  the  constitutional  law  requires  that  in  the  case  of  the  other 
provinces  senators  must  reside  within  the  provincial  limits,  yet 
there  is  no  legal  necessity  that  they  should  live  in  a  particular 
county  or  district.  In  a  country  like  this,  with  many  legislative 
bodies,  demanding  the  highest  capacity,  it  would  be  unfortu- 
nate were  there  such  limitations  in  existence  as  it  is  admitted 
tend  in  the  United  States  to  prevent  the  employment  of  the 
highest  talent  in  the  public  service.^ 

The  house  of  commons  may  be  regarded  as  fairly  represen- 
tative of  all  classes  and  interests.  The  bar  predominates,  as  is 
generally  the  case  in  the  legislatures  of  this  continent ;  but  the 
medical  profession,  journalism,  mercantile  and  agricultural  pur- 
j suits  contribute  their  quota.  It  is  an  interesting  fact  that  a 
I  large  proportion  of  members  have  been  educated  in  the  uni- 
versities and  colleges  of  the  provinces,  and  this  is  especially 
true  of  the  representatives  from  French  Canada  where  there 
are  a  number  of  seminaries  or  colleges  which  very  much 
resemble  the  collegiate  institutes  of  Ontario,  or  the  high 
schools  of  the  United  States,  where  a  superior  education,  only 
inferior  to  that  of  the  universities,  is  given  to  the  youth  of  the 
country.  Another  matter  worthy  of  mention  is  the  fact  that 
a  good  proportion  of  the  house  has  served  an  apprenticeship  in 
the  municipal  institutions  of  Ontario — not  a  few  of  the  leading 
men  having  been  wardens,  reeves,  or  mayors. 

Of  the  sixty-five  representatives  from  Quebec,  there  are 
fourteen  English-speaking  members,  chiefly  from  the  cities 
and  the  eastern  townships  where  a  British  population  is  still  in 

^  For  instance,  the  present  premier  (Sir  John  Maodonald)  when  he  lost 
his  seat  in  Kingston,  Ontario,  in  1878,  was  immediately  returned  for  a  con- 
stituency in  Manitoba,  and  subsequently  for  a  seat  in  British  Columbia. 

*  See  Professor  Bryce's  comments  on  this  point  in  the  American  Com- 
monwealth, I,,  p.  258. 


561]  Federal  Government  in  Canada,  106 

the  majority.  In  Ontario,  moreover,  two  of  the  constituen- 
cies on  the  border  line  return  two  members  to  represent  the 
French  population  that  is  now  living  in  those  districts.  To 
this  number  we  must  add  another  representative  from  the 
largely  French  half-breed  constituency  of  Provencher  in 
Manitoba. 

As  a  matter  of  fact,  the  house  of  commons  comprises  many 
of  the  ablest  men  of  the  country  trained  in  law  and  poli- 
tics. In  this  resj>ect  it  must  be  compared  rather  with  the 
senate  than  with  the  house  of  representatives  at  Washington. 
Rich  merchants  and  bankers  do  not  as  a  rule  seek  seats  on  its 
l>enches,  but  still  all  classes  of  business  find  their  representa- 
tives within  its  walls.  The  man  who  can  win  success  and 
influence  in  the  house  has  many  objects  of  ambition  to  rewartl 
him,  though  he  must  necessarily  sacrifice  the  many  opportuni- 
ties for  acquiring  large  wealth  that  offer  themselves  to  those 
who  keep  aloof  from  active  politics.  The  executive  has  many 
prizes  in  it«  gift  in  the  shape  of  lieutenant-governorships, 
judgeships,  collectorships,  postmasterships,  and  many  places  in 
the  public  service  which  do  not  fall  within  the  provisions  of 
the  civil  service  act.  Thirteen  or  more  positions  in  the  privy 
council  are  in  view  of  an  ambitious  politician.  Then  thei-e  is 
always  the  senate  as  a  place  of  dignity  when  other  plans  fail  of 
achievement.  The  cabinet  controls  the  public  expenditures, 
and  it  is  all-im|X)rtant  to  an  aspiring  politician  to  have  as 
much  money  as  possible  spent  in  his  constituency.  All  these 
influences  help  to  strengthen  the  executive  under  a  rigid  sys- 
tem of  party  government.  Party  lines  are  very  closely  drawn 
in  Canada,  and  the  occasions  are  very  rare  and  exceptional 
when  men  can  afford  to  break  loose  from  the  trammels  that 
bind  them  to  a  certain  political  body  or  set  of  opinions.  In 
these  days  a  strong  executive  can  exercise  a  powerful  control 
over  its  supporters  in  a  legislature,  perhaps  more  so  than  in 
England  where  there  always  exists  an  independent  sentiment 
which  shows  itself  at  important  crises  in  and  out  of  parlia- 
ment. The  danger  now-a-Kiays  arises  not  &om  the  encroach - 
8 


106  Federal  Government  in  Canada.  [662 

ment  of  the  royal  prerogative,  but  from  the  power  of  the 
responsible  executive  which,  nominally  dependent  on  the 
legislature,  can,  through  the  influences  of  party  government  and 
individual  ambition,  make  itself  the  master  for  the  time  being 
as  long  as  it  has  a  strong  majority  in  parliament.  The 
caucus  ^  is  an  instrument  that  may  be  and  is  used  to  strengthen 
a  party.  The  strongest  ministry  does  not  pretend  to  deal 
with  important  questions  during  a  session  without  seeking  the 
advice  of  all  its  supporters  in  parliament  from  time  to  time. 
The  caucus  is  a  place  for  strong  speaking  at  crises  of  political 
excitement,  but,  with  careful  management,  party  considerations, 
as  a  rule,  prevail,  and  occasions  seldom  arise  when  it  breaks  up 
without  an  understanding  to  support  the  "  party  "  at  all  haz- 
ards. Dissolution  is  a  weapon  which  an  executive  can  always 
threaten  to  unsheathe,  and  recalcitrant  followers  may  prefer 
that  it  should  remain  as  long  as  possible  in  the  scabbard.  It 
is  better  perhaps  for  the  public  interest  that  the  government 
should  be  strong  than  that  it  should  be  weak ;  for  in  the 
former  case  it  can  spare  defections,  and  can  afford  to  be  deter- 
mined in  a  political  crisis.  It  is  a  misfortune,  when,  as  in 
France,  there  are  numerous  political  cliques  and  sections, 
incessantly  warring  against  each  other  and  preventing  the 
establishment  of  stable  administrations. 

The  laws  enacted  for  the  preservation  of  the  independence 
of  parliament  and  the  prevention  of  corrupt  practices  at  elec- 
tions, are  in  principle  and  details  practically  those  in  operation 
in  the  mother  country.  The  former  law  derives  its  origin 
from  the  statute  of  Queen  Anne^  which  established  the  valu- 
able principle  that  the  acceptance  by  a  member  of  the  house 


^  Both  government  and  opposition  hold  such  a  caucus  when  necessary. 
We  have  not  yet  reached  the  perfection  of  the  political  system  of  primaries, 
conventions  and  caucuses  in  the  United  States ;  but  conventions  are  now 
generally  held  in  the  different  electoral  districts  to  nominate  candidates  for 
the  legislature,  and  there  is  a  thorough  organization  of  the  two  parties  pre- 
vious to  a  general  election. 

'6  Anne,  c.  7,  sees.  25,  26. 


563]  Federal  Government  in  Canada.  107 

of  commons  of  an  office  of  emolument  from  the  crown,  shall 
thereby  vacate  his  seat.  Members  of  the  house  when  called 
to  the  government  as  heads  of  departments  must  at  once  resign 
their  seats  and  be  reelected,  though  an  exchange  of  offices  can 
take  place  between  ministers  after  their  election  under  the  con- 
ditions laid  down  in  the  law.  All  officers  of  the  public  service 
and  contractors  with  the  government  are  forbidden  to  sit  in 
parliament — an  exception  being  made,  as  in  England,  of  officers 
in  the  military  service.  Since  1874  the  house  has  given  up  its 
jurisdiction  over  the  trial  of  controverted  elections,  which  pre- 
viously had  been  considered  by  committees  exposed  to  all  the 
insidious  influences  of  purely  political  bodies.  The  courts  in 
the  several  provinces  are  now  the  tribunals  for  the  trial  of  all 
such  contested  elections;  and  the  results  have  so  far  in 
Canada,  as  in  the  parent  state,  been  decidedly  in  the  public 
interests.  The  laws  for  the  prevention  of  bribery  and  cor- 
ruption are  exceedingly  strict;  and  members  are  constantly 
unseated  for  the  most  trivial  breaches  of  the  law,  committed 
by  their  agents  through  ignorance  or  carelessness.  The  expenses 
of  candidates  must  be  published  by  their  legal  agents  after 
the  election.  The  whole  intent  of  the  law  is  to  make  elec- 
tions as  economical  as  possible,  and  diminish  corruption.  A 
candidate  may  be  disqualified  from  sitting  in  the  commons, 
or  voting,  or  holding  any  office  in  the  gift  of  the  crown  for 
seven  years,  when  he  is  proved  personally  guilty  of  bribery, 
and  the  voters  in  a  constituency  may  be  also  severely  punished 
by  fine  and  imprisonment  when  corruption  is  proved  against 
them.  Yet  while  these  grievous  offences  against  an  honest 
expression  of  public  opinion  are  prosecuted  and  punished  so 
severely,  it  would  be  too  much  to  say  that  all  elections  are 
run  any  more  in  Canada  than  in  England  without  a  heavy 
drain  at  times  on  the  purse  of  a  rich  candidate  or  on  the  con- 
tributions of  a  political  party.  It  is  safe  to  say,  however, 
that  our  system  is  a  vast  improvement  on  that  of  the  United 
States,  and  purity  of  elections  is  largely  promoted  compared 
with  the  state  of  things  in  old  times. 


108  Federal  Government  in  Canada,  [564 

The  methods  of  business  which  the  houses  follow  are  well 
calculated  to  promote  the  efficiency  of  legislation  and  secure 
the  satisfactory  administration  of  public  affairs.  Their  rules 
and  usages  are,  in  all  essential  particulars,  derived  from  those 
of  the  English  parliament,  and  there  has  been  no  attempt 
made  to  adopt  the  special  rules  and  practice  of  congress  in 
any  respect.  On  the  day  parliament  has  been  summoned  by 
the  crown  to  meet,  the  governor-general,  either  in  person  or 
by  deputy,  proceeds  to  the  upper  chamber  and  there  seated  on 
the  throne,  surrounded  by  a  brilliant  staff  and  the  high  officers 
of  state,  reads  in  the  two  languages  the  speech,  in  which  his 
government  sets  forth  the  principal  measures  which  they  pur- 
pose to  present  during  the  session.  This  speech,  which  is  a 
very  concise  and  short  document  compared  with  the  elaborate 
message  of  the  president,  is  considered  as  soon  as  possible  in 
the  two  houses  and  generally  passes  without  opposition  or 
amendment,  since  it  is  the  modern  practice  to  frame  it  in 
terms  that  will  not  evoke  political  antagonism,  though  of 
course  occasions  may  arise  when  a  different  course  will  be 
pursued  in  order  to  test  the  opinion  of  the  house  on  a  par- 
ticular policy  of  the  administration.  As  soon  as  the  formal 
answer  to  the  address  has  been  passed,  the  houses  proceed  to 
appoint  the  committees,  and  commence  the  regular  business 
of  the  session.  The  proceedings  commence  every  day  with 
prayers,  taken  from  the  church  of  England  liturgy,  and  are 
read  by  the  speaker,  alternately  in  English  and  French,  in 
the  commons,  and  by  a  paid  chaplain  in  the  senate.  The 
rules  of  the  two  houses  do  not  vary  much  with  respect  to  the 
conduct  of  business,  but  more  latitude  is  generally  given  to 
members  in  asking  questions  and  in  other  proceedings  in  the 
senate  than  in  the  commons,  where  there  is  greater  necessity 
for  economizing  time.  As  it  is  in  the  popular  house  that 
nearly  all  the  business  of  importance  is  transacted  I  shall 
confine  myself  to  such  a  brief  review  of  its  rules  and  proceed- 
ings as  may  be  interesting  and  useful  to  a  student  of  our 
legislative  system. 


565]  Federal  Government  in  Canada,  100 

While  the  committees  are  an  important  part  of  the  legisla- 
tive machinery  of  the  Canadian  parliament,  still  they  do  not 
occupy  the  place  they  have  reached  in  congressional  govern- 
ment. They  are  few  in  number,  only  ten,  exclusive  of  some 
small  committees  generally  appointed  to  consider  special  ques- 
tions in  the  course  of  a  session.  The  important  bodies  are 
these :  The  committee  of  public  accounts,  in  which  financial 
inquiries  are  made,  and  particular  expenditures  of  the  gov- 
ernment reviewed  whenever  explanation  or  investigation  is 
deemed  to  be  necessary ;  the  committee  of  agriculture  and 
colonization,  in  which  matters  affecting  those  subjects  are 
fully  considered ;  the  committee  of  privileges  and  elections, 
which  explains  itself;  and  four  committees  to  which  all  pri- 
vate bills  respecting  banking  and  commerce,  navigation  and 
shipping,  railways  and  canals,  telephone  and  telegraph  lines, 
bridges,  insurance  and  the  incorporation  of  companies  for 
other  purposes,  are  referred  for  full  consideration.  There  are 
also  two  committees  on  which  members  from  the  two  houses 
sit  to  consider  the  printing  of  documents  and  the  library, 
which  are  matters  of  common  interest  and  management.  The 
committees  vary  in  number  from  twenty-six  to  one  hundred 
and  sixty  members.  The  most  numerous  is  the  railway  com- 
mittee which  has  one  hundred  and  sixty-four  members ;  agri- 
culture and  colonization,  one  hundred  and  eight;  banking 
and  commerce,  one  hundred  and  four;  miscellaneous  private 
bills,  seventy-five.  They  resemble,  therefore,  in  this  res|>ect 
the  grand  committees  of  the  English  house  of  commons  rather 
than  the  small  Ixxlies  into  which  congress  is  divided — by  the 
speaker  in  the  house  of  representatives  and  by  ballot  in  the 
senate.'  Canadian  committees  arc  appointed  by  a  oommittce 
of  selection  on  which  the  government  has  of  coarse  a  majority; 
and  both  sides  of  the  house  are  fully  represented.     The  speaker 

*  In  the  house  of  representatives  there  were  in  1884  fifty-four  sUnding 
committees;  in  the  senate  fortj-ooe.  Sixteen  is  the  highest  number  on 
a  committee  in  the  former,  eleven  in  the  latter  hooie. 


110  Federal  Government  in  Canada.  [566 

has  no  concern  whatever  in  this  important  matter  and  acts 
only  as  the  presiding  officer  of  the  assembly,  bound  to  main- 
tain the  rules  and  usages  of  parliament  and  to  exercise  the 
functions  of  his  high  office  irrespective  of  all  political  con- 
siderations whatsoever.  He  is  elected  by  the  majority  at  the 
opening  of  a  new  parliament  and  holds  his  office  until  it  is 
dissolved  or  he  resigns.  His  functions  are  those  of  the 
speaker  in  the  English  commons,  and  in  no  way  does  he  per- 
form the  political  duties  of  the  speaker  of  the  house  of  repre- 
sentatives, who  is  now  practically  the  legislative  chief  of  the 
party.* 

All  bills  must  go  through  several  stages  in  both  houses 
before  they  can  receive  the  assent  of  the  governor-general  and 
become  law.  The  second  reading  is  the  stage  when  the  prin- 
ciple of  the  measure  should  be  properly  considered,  and  it  is 
only  in  committee  of  the  whole  that  its  clauses  can  be  regu- 
larly discussed.  All  bills  are  considered  in  committee  of  the 
whole ;  but  private  bills  are  first  sifted  in  one  of  the  standing 
committees  just  mentioned,  and  if  reported  favorably  they 
come  again  before  the  house  for  further  examination.  I  may 
as  well  explain  here  the  distinction  between  the  two  classes  of 
bills.  All  measures  involving  questions  of  public  interest — 
the  criminal  law,  customs,  post  office,  militia  and  other  matters 
within  the  general  powers  of  parliament — are  styled  public 
bills.  These  bills  are  generally  brought  in  directly  on  motion 
by  the  member  in  charge,  or  on  a  resolution  in  committee  of 
the  whole  whenever  a  public  burden  is  imposed,  on  the  prin- 
ciple that  the  house  should  have  as  long  a  time  as  possible  to 
consider  matters  of  revenue  and  expenditure.  As  the  govern- 
ment is  practically  responsible  for  all  important  measures  of 
public  policy,  the  great  bulk  of  public  legislation  is  prepared 
and  presented  by  them ;  but  it  is  competent  for  any  one  to 
introduce  any  bill  he  wishes,  provided  it  does  not  impose 
taxes  or  appropriate  public  moneys,  which  are  questions  con- 

^  Congressional  Grovernment,  by  Woodrow  Wilson,  p.  108. 


667]  Federal  Government  in  Canada,  111 

stitutionally  within  the  purview  of  the  executive  alone.  The 
order  of  business,  laid  daily  on  the  desk  of  every  member,  ia 
divided  into  government  orders,  public  bills  aud  orders,  and 
private  bills,  besides  questions  put  to  the  government,  and 
notices  of  motions,  all  of  which  are  taken  up  on  particular 
days  in  accordance  with  the  rules  of  the  house.  If  a  member 
has  a  bill  of  importance  on  the  paper,  the  government  will 
give  him  every  assistance  in  passing  it  before  the  bouse  is  pro- 
rogued and  even  will  take  charge  of  it  themselves  should  it 
be  expedient.  Certain  days  are  set  apart  for  the  government 
business  and  for  private  members ;  but  near  the  close  of  the' 
session  the  administration  control  all  the  time,  since  theirs  is 
the  all-important  legislation.  The  private  bills,  which  always 
outnumber  the  public  and  government  measures,  are  presented 
aud  passed  in  conformity  with  special  rules  which  do  not  apply 
to  the  other  classes.  Any  persons  who  desire  the  incorjwration 
of  a  banking,  insurance,  railway,  or  other  comi)any,  or  to  con- 
struct a  bridge,  wharf  or  other  work,  must  give  notice  in  cer- 
tain journals  of  their  intention,  and  then  come  before  parlia- 
ment by  petition.  This  petition  must  be  immediately  considered 
by  a  standing  committee  to  see  if  it  is  in  accordance  with  the 
published  notice  aud  the  standing  orders  of  the  house ;  and 
then,  if  the  report  is  favorable,  the  bill  is  presented,  read  a 
second  time,  and  referred  to  one  of  the  committees  to  which  it 
should  properly  go.  Its  consideration  in  that  committee  is 
the  most  important  stage  to  which  it  is  submitted ;  for  its 
promoters  must  now  show  that  there  is  no  objection  to  its  pas- 
sage, and  it  is  the  duty  of  the  committee  to  see  that  it  inflicts 
no  injury  and  is  in  conformity  with  the  public  interests.  If 
there  is  opposition  to  the  bill,  full  opportunity  is  given  by 
the  rules  to  the  contestants  to  appear  and  set  forth  their  case. 
The  house,  through  committees  of  this  sort,  acts  in  a  qnum 
judicial  capacity.  Members  of  the  government  sit  on  such 
committees  and  pay  particular  attention  to  all  the  details  of 
legislation  of  this  class.  It  will  consequently  be  seen  that  the 
administratioo  becomes  practically  responaible  for  the  oharac- 


112  Federal  Government  in  Canada.  [568 

ter  of  all  the  legislation  that  passes  parliament.  The  average 
number  of  measures  that  pass  the  two  houses  every  session  is 
one  hundred  and  ten,  of  which  three- fourths  at  least  are  of  a 
private  nature.  The  total  number  of  bills  presented  as  a  rule 
during  the  session  does  not  exceed  one  hundred  and  thirty, 
and  it  is  therefore  evident  that  very  few  desirable  measures 
fail  to  become  law.  The  fact  that  on  the  average  seven  thou- 
sand bills  are  brought  every  year  into  congress,  of  which  not 
more  than  one  thirtieth^  ever  becomes  law,  stands  out  in  strik- 
ing contrast  with  the  limited  amount  of  legislation  in  the 
Canadian  parliament.  In  both  countries  there  are  legislatures 
to  relieve  the  central  authority  of  a  great  number  of  bills  which 
otherwise  would  come  before  it.  The  difference  between 
Canada  and  the  United  States  with  respect  to  population  and 
wealth  does  not  by  any  means  explain  this  difference  in  point 
of  legislation.  In  all  probability  the  reason  must  be  sought 
in  the  fact  that  in  the  Canadian,  as  in  the  British  parliament, 
there  is  an  administration  which  is  immediately  responsible 
fur  all  important  matters  of  public  policy,  and  always  bound 
to  give  a  vigilant  scrutiny  to  every  measure  that  comes  before 
the  house. 

The  principal  duty  of  parliament  is  very  truly  considered 
to  be  the  voting  of  supply.  From  early  times  in  English 
history  the  kings  were  obliged  to  resort  to  the  nation  and  ask 
them  to  provide  the  money  necessary  to  meet  their  financial 
necessities.  One  of  the  most  famous  statutes  in  England  is 
that  of  1297,  which  followed  the  great  charter  wrung  from 
John  at  Eunnymede,  and  declares  that  no  tallage  shall  be 
taken  without  the  good  will  and  assent  of  archbishops,  bishops, 
earls,  barons,  knights,  burgesses,  and  other  freemen  of  the 
land.  Since  that  day,  parliament  has  had  the  power  of  taxa- 
tion. The  three  estates  originally  voted  supply  separately, 
but  in  the  course  of  time  the  right  of  initiating  all  taxation 
and  voting  money  rested  with  the  people's  representatives.  In 

*  Professor  Bryce  in  the  American  Commonwealth,  I.,  181,  182. 


669]  Federal  Crovemmeni  in  Canada,  113 

Canada,  as  I  have  already  shown  in  the  second  lecture,  the 
commons  houses  in  the  various  provinces,  from  the  very  com- 
mencement of  legislative  institutions,  asserted  their  claims  to 
full  control  over  the  public  grants.  Now  for  many  years  the 
rules  and  usages  that  have  so  long  obtaine^l  in  England  with 
respect  to  money  votes  and  taxes  prevail  in  Canada  and  govern 
the  relations  between  the  two  houses.  The  crown,  with  the 
advice  of  the  council,  recommends  all  appropriations  of  public 
money.*  All  measures  of  taxation  can  only  be  introduced  by 
ministers  of  the  crown  and  must  be  shown  necessary  for  the  pub- 
lic service.  Appropriations  and  taxes  are  invariably  first  voted 
in  committee  of  the  whole  in  the  shape  of  resolutions  which, 
when  agreed  to  at  a  subsequent  stage  of  the  house,  are  incor- 
porated into  bills.  Permanent  grants,  such  as  ministers*  or 
judges*  salaries,  are  passed  in  this  way  in  ordinary  committees 
of  the  whole.  All  sums  of  money,  however,  for  the  service 
of  the  year,  are  voted  every  session  in  committee  of  supply, 
when  the  estimates,  giving  all  the  votes  in  detail,  are  formally 
laid  before  the  house  by  message  from  the  governor-general. 
These  estimates  contain  several  hundred  votes  arranged  in  the 
order  of  the  various  public  services.  For  instance, — civil 
government,  militia,  penitentiaries,  administration  of  justice, 
immigration,  Indians,  public  works,  railways  and  canals,  quar- 
antine and  the  numerous  other  subjects  for  which  parliament 
votes  annually  large  sums  of  the  public  money.  These  esti- 
mates contain  the  ex|)enditures  for  the  current  and  the  pre- 
vious year  in  parallel  columns,  for  purposes  of  comparison, 
and  it  is  the  duty  of  the  minister  responsible  for  a  particular 

'  B.  N.  A  Act,  1867,  sec  68.  Bills  for  appropriating  aojr  purt  of  the  pub- 
lic revenae,  or  for  impoaing  any  tax  or  impost,  shall  originate  in  the  house 
of  commons. 

54.  It  shall  not  be  lawful  for  the  house  of  commons  to  adopt  or  pan  anj 
vote,  resolution,  address,  or  bill  for  the  appropriation  of  an/  part  of  the 
public  revenue,  or  of  any  tax  or  impost,  to  any  purpose  that  has  not  been  first 
recommended  to  that  house  by  message  of  the  governor-general  in  the  tee- 
sion  in  which  such  vote,  resolatioD,  ■ddrsas,  or  bill  is  proposed. 


114  Federal  Government  in  Canada,  [570 

expenditure  to  give  full  explanations  on  the  subject  when  they 
are  demanded  by  the  house.  As  every  vote  is  carefully  scanned 
a  very  considerable  part  of  the  session  is  occupied  by  debates 
on  this  important  committee,  over  which  a  permanent  chair- 
man, who  is  also  the  deputy  speaker,  presides.  When  all  the 
votes  are  passed  in  committee,  then  they  are  reported  to  the 
house,  and  a  further  opportunity  given  for  debate,  though 
members  are  permitted  to  speak  only  once  at  this  stage.  Res- 
olutions are  next  passed  in  committee  of  ways  and  means  to 
authorize  the  necessary  payments  out  of  the  consolidated  fund, 
and  finally  the  appropriation  bill,  containing  all  the  votes  of 
supply  in  full,  is  introduced  and  passed  through  all  its  stages. 
The  committee  of  supply  votes  the  money,  and  the  committee 
of  ways  and  means  provides  the  means  of  payment.  It  is  in  the 
latter  committee  all  taxes  are  imposed  for  purposes  of  public 
revenue. 

When  the  estimates  have  been  brought  in  it  is  the  duty  of 
the  finance  minister  to  make  his  financial  statement,  or,  in 
parliamentary  phrase,  present  the  "  budget."  ^  He  will  on  this 
occasion  review  the  expenditure  of  the  past,  and  estimate  that 
for  the  following  year,  give  his  opinion  on  the  financial  situa- 
tion and  lay  before  the  house  a  statement  of  any  scheme  of  tax- 
ation that  the  government  may  have  decided  on,  or  of  any 
changes  that  may  be  deemed  necessary  in  the  existing  tariif. 
One  of  the  most  important  and  interesting  debates  of  the  ses- 
sion generally  takes  place  after  the  delivery  of  this  speech. 

From  the  beginning  of  the  session,  members  ask  questions 
of  the  government  on  every  imaginable  public  topic,  and  make 
formal  motions  for  papers  relating  to  matters  of  general  or 
local  interest.  All  such  motions  and  inquiries  are  made  after 
two  days'  notice ;  for  the  rules  are  very  properly  framed  so  as 
to  prevent  surprises,  and  give  the  house  due  information  of 
the  business  to  come  daily  before  it.  But  in  the  Canadian  house, 


^  P'rom  the  old  French  word  bougette,  a  bag.    In  making  this  statement,  the 
minister  (ypcTis  the  money  bag  of  the  people,  figuratively  speaking. 


571]  Federal  Government  in  Canada.  115 

and  in  the  English  commons  in  a  more  limited  sense  under 
the  new  r^ulations  adopted  since  "  obstruction  "  showed  its 
objectionable  features,  there  are  certain  methods  which  enable 
members  to  move  motions  or  ask  questions  without  number, 
and  even  without  notice  in  the  Canadian  commons.  It  is 
always  open  to  a  member  to  bring  up  an  important  question 
immediately — except,  of  course,  when  there  is  a  subject  under 
consideration — and  debate  it  at.  any  length  on  a  motion  for 
the  adjournment  of  the  house.  Then,  as  soon  as  committee  of 
supply  is  moved  on  any  day,  a  member  may  make  a  motion 
on  any  question  he  wishes,  unless  it  refers  to  the  votes  to  be 
discussed  in  supply.  As  the  rules  do  not  permit  any  amend- 
ment to  be  made  to  a  motion  at  such  a  stage,  "  the  previous 
question,"  in  the  English  parliamentary  sense,  is  practically 
in  force  and  it  is  possible  to  get  a  direct  vote  on  an  issue,  with- 
out the  evasions  that  amendments  offer  on  other  occasions. 
While  in  the  case  of  all  bills  and  other  motions,  amendments 
must  be  relevant  to  the  question,  members  can  here  bring  up 
any  subject  they  please.  This  is  a  practice  which  has  its  his- 
torical origin  in  the  fact  that  in  old  times,  when  the  English 
parliamentary  system  was  developing  itself,  the  people's  repre- 
sentatives laid  down  the  principle  that  the  king  must  redress 
their  grievances  before  they  should  grant  him  the  supply  he 
asked  from  the  nation.  Those  times  have  long  since  passed 
away  and  the  people  now  fully  control  all  taxes  and  expendi- 
tures, but  the  crown  still  asks  for  money  through  the  council, 
and  the  commons  grant  it  in  due  form.  It  is  no  longer  neces- 
sary to  threaten  the  crown  with  a  refusal  of  supplies  unless  the 
people's  grievances  are  redressed  ;  but  still  they  can  refuse  it 
to  an  unfaithful  government  should  the  necessity  arise.  Asa 
matter  of  fact,  should  the  government  be  defeatc<l  in  a  aession 
before  supply  is  voted,  the  house  would  pass  only  such  votes 
as  are  necessary  to  meet  the  exigencies  of  the  public  service, 
and  leave  the  whole  question  of  supply  open  until  the  crisis  is 
over  and  there  is  in  office  a  ministry  whioii  has  the  con6denoe 
of  the  house  and  country.     The  privilege  of  obtaining  an 


116  Federal  Government  in  Canada,  [572 

expression  of  opinion  on  any  question  of  interest,  and  of  setting 
forth  any  public  grievance  is  one  which  is  often  used  in  the 
Canadian  house,  though  it  has  never  been  abused  as  in  Eng- 
land. The  practice  of  not  giving  the  government  and  house 
notice  of  such  motions,  as  in  England,  is  objectionable,  and 
that  is  practically  admitted  by  the  fact  that  it  is  now  generally 
considered  courteous  to  inform  the  ministry  privately  of  the 
subject  before  it  is  formally  proposed.  It  would,  however, 
be  clearly  to  the  public  advantage  were  the  rules  to  require 
that  the  whole  house  should  always  have  before  it  the  text  or 
at  least  the  substance  of  a  motion  so  that  it  may  be  discussed 
as  intelligently  as  possible. 

The  houses  have  never  been  compelled  by  obstruction,  as  in 
England,  to  adopt  rules  for  the  closure  of  a  debate,  nor  do  they 
limit  the  length  of  speeches  on  any  occasion.  "  The  previous 
question'' does  not  cut  off  a  discussion,  as  in  the  United  States, 
but  in  accordance  with  the  old  English  practice,  only  prevents 
amendment  to  a  question.  The  debate  continues  on  the  main 
question,  until  a  vote  is  taken  and  it  is  decided  whether  it 
shall  be  put  or  not.  If  the  house  decide  that  the  question  be 
not  put,  then  the  main  motion  disappears  from  the  order  paper 
and  the  debate  cannot  continue ;  but  if  the  house  decide  that  the 
question  be  put,  then  the  debate  must  cease  and  the  vote  be 
taken  immediately.  The  debates  of  the  house  are  conducted, 
as  a  rule,  with  decorum,  and  the  occasions  are  relatively  few 
when  the  speaker  is  obliged  to  call  a  member  to  order  for  the 
use  of  improper  language.  Many  years  have  passed  since  a 
member  has  been  *'  named "  and  censured  by  the  house  for 
unparliamentary  expressions  or  conduct.  Expulsion  or  sus- 
pension is  unknown  to  these  later  days  of  Canadian  parlia- 
mentary history,  though  cases  of  expelling  a  member  just  as 
unjustifiable  as  that  of  Wilkes  can  be  found  in  the  legislative 
annals  of  French  Canada  and  Upper  Canada,  from  1800  to 
1836.  Even  when  party  strife  runs  high  and  the  debate  goes 
on  for  weeks,  the  house  shows  great  power  of  self-restraint. 
On  the  occasion  of  the  discussion  in  1885  of  the  dominion 


573]  Federal  Government  in  Canada.  117 

electoral  franchise  bill,  to  which  the  opposition  took  very 
strong  objection,  the  house  had  a  sitting  which  lasted  over 
fifty  hours;  but  there  was  no  exhibition  of  ill  temper  or 
])a3sion,  and  the  two  contending  parties  simply  made  a  great 
physical  effort  to  tire  each  other  out.  The  8|x«che8  on  impor- 
tant occasions,  however,  are  sometimes  unnecessarily  long;  for 
it  is  not  unusual  for  a  member  to  take  up  three  hours  before 
he  closes.  Debates  are  in  such  cases  prolonged  for  days  and 
the  house  becomes  too  often  the  theatre  for  the  utterance  of 
elaborate  essays  instead  of  that  incisive  discussion  which  is 
best  adapted  to  a  deliberative  assembly.  Sometimes  the  house 
rises  to  the  "  height  of  a  great  argument "  and  the  debate  is 
confined  closely  to  the  subject,  and  to  a  few  leading  men  on 
either  side.  The  fact  is  that  in  the  majority  of  cases,  men 
speak  to  their  constituents  rather  than  to  the  house,  through 
the  medium  of  the  official  reports  which  are  very  full  and  give 
facilities  for  members  to  distribute  their  speeches  ad  libitum  in 
their  electoral  districts.  The  house,  however,  in  the  ordinary 
proceedings  and  in  committee  of  the  whole,  and  in  select  com- 
mittees, shows  a  very  practical  capacity  for  business,  and  in 
this  way  affords  some  compensation  for  the  wordiness  that  too 
often  distinguishes  its  debates.  The  opportunities  for  oratori- 
cal displays  are  few,  but  at  times  there  are  speeches  worthy  of 
any  legislative  assembly  in  English  speaking  countries,  and 
illustrative  of  the  high  intellectual  standard  of  some  of  its 
members.  Some  of  the  French  members  s{>eak  English  with 
remarkable  accuracy,  and  it  is  but  rarely  now  that  any  other 
language  is  heard  in  important  debates,  since  the  minority  feel 
themselves  compelled  to  speak  so  as  to  be  understood  by  the 
great  majority  of  which  the  house  is  composed.  All  the 
motions,  however,  are  nwl  and  all  the  proceedings  printed, 
in  the  two  languages,  in  accordance  with  the  British  North 
America  Act  and  the  rules  of  the  two  houses.' 


*  B.  N.  A.  Act,  sec.  188.  Either  the  English  or  the  French  language  imt 
be  used  bj  anj  person  in  the  debates  of  the  houses  of  the  parliament  of 


118  Federal  Government  in  Canada,  [574 

In  case  of  a  division  on  a  question,  the  motion  is  formally 
put  by  the  speaker,  and  he  calls  for  the  "  yeas  "  and  "  nays." 
If  he  cannot  decide  from  the  voices,  and  five  members  call  for 
the  names,  those  in  favor  of  the  question  first  stand  up  and 
the  name  of  each  member  is  called  without  reference  to  alpha- 
betical order  by  the  assistant  clerk  and  recorded  by  the  clerk 
on  a  roll  before  him.  Then  the  same  procedure  is  repeated 
in  the  case  of  the  opposite  side,  and  as  soon  as  the  clerk  has 
counted  up  and  announced  the  numbers,  the  speaker  declares 
the  motion  carried  or  negatived  as  the  case  may  be.  The 
names  are  invariably  recorded  in  alphabetical  order  in  the 
journals.  The  whole  process  is  very  simple,  and  takes  only 
about  twenty  minutes  from  the  time  the  members  are  "called 
in  "  and  the  vote  declared. 

In  concluding  this  lecture,  I  may  briefly  refer  to  the  position 
of  that  large  body  of  permanent  officials  generally  known  as 
the  civil  service  of  Canada,  whose  services  are  so  valuable  and 
indispensable  to  the  good  government  of  the  country  at  large. 
Except  in  some  of  the  smaller  provinces — in  Nova  Scotia,  for 
instance,  until  recently — there  has  been  for  half  a  century  and 
more  in  Canada,  always  a  general  recognition  of  the  important 
principle  that  the  public  servants  should  be  irremovable  except 
for  sufficient  cause,  and  that  they  should  continue  in  office  with- 
out respect  to  changes  of  political  administrations.  In  the  days 
previous  to  responsible  government,  this  class  was  appointed 
by  the  governors,  but  since  the  days  of  Lord  Metcalfe,  the 
third  governor-general  of  Canada  after  the  union  of  1841, 
who  attempted  in  some  memorable  cases  to  ignore  the  advice 
of  his  ministers,  judges  and  all  public  officials  have  been  inva- 


Canada  and  of  the  houses  of  the  legislature  of  Quebec;  and  both  those 
languages  shall  be  used  in  the  respective  records  and  journals  of  those 
houses;  and  either  of  those  languages  may  be  used  by  any  person  or  in  any 
pleading  or  process  in  or  issuing  from  any  court  of  Canada  established 
under  this  act,  and  in  or  from  all  or  any  of  the  courts  of  Quebec. 

The  acts  of  the  parliament  of  Canada  and  of  the  legislature  of  Quebec 
shall  be  printed  and  published  in  both  those  languages. 


675]  Federal  Government  in  Canada,  119 

riably  appointed  on  the  recommendation  of  the  administration. 
There  is  now  a  law  *  providing  for  examinations  for  admission 
to  and  promotions  in  all  the  important  departments  of  the 
public  service.  It  is  still  a  moot  question  in  Canada,  as  in 
England,  whether  in  all  cases^-especially  in  promotions — 
success  in  answering  the  questions  of  examiners  is  invariably 
the  best  test  of  a  candidate's  capacity  for  filling  certain  public 
positions — whether  sometimes  it  does  not  merely  illustrate  an 
ability  to  "cram."  Experience  in  an  office,  in  the  opinion  of 
men  qualified  to  speak  of  such  a  subject,  can  most  frequently 
prove  the  competency  of  an  individual  for  the  ordinary  routine 
duties  that  the  majority  of  public  officials  have  to  fill.  Betliat 
as  it  may,  the  educational  test  has  at  least  the  advantage  of 
keeping  out  of  the  public  service  many  undesirable  men  who, 
without  some  such  test,  would  be  pushed  into  the  de|)artments 
for  mere  political  reasons.  The  civil  service  act  has  relieved 
the  government  to  a  very  considerable  degree  of  a  political 
pressure  which  had  seriously  interfered  with  the  efficient  organ- 
ization and  working  of  the  departments.  Besides  the  minor 
officials  appointed  in  accordance  with  the  provisions  of  the  law, 
there  are  a  large  number  of  important  offices,  like  collectors  of 
customs,  postmasters,  deputy  or  permanent  heads  of  depart- 
ments, which  are  still  given  as  rewards  for  political  service. 
The  moment,  however,  these  men  arc  appointed  and  show 
themselves  capable  in  the  discharge  of  their  duties,  they  become 
the  servants  of  the  people  at  large,  and  not  of  a  particular 
party  or  administration.  Recognizing  their  obligations  in  this 
respect,  the  public  officials  of  the  dominion  generally  keep  aloof 
from  parly  conflict  and  intrigue  and  confine  themselves  to 
the  legitimate  functions  devolving  upon  them.  When  they 
have  attained  a  certain  age,  and  become  incapacitated  for  |)er- 
forming  their  duties,  they  are  allowed  a  fair  su|X!rannuatioQ 


>See  Oan.  R«t.  Sut.,  c  17  (as  amended  by  61  V.,  c.  12),  which  regulmUs 
Uie  MUariee  paid  to  deputy  ministers  and  clerks  aooording  to  their  grade. 


120  Federal  Govemmenl  in  Canada.  [576 

allowance/  in  accordance  with  the  conditions  laid  down  in  the 
law.  In  certain  political  emergencies  there  may  be  sometimes 
|an  inclination  to  use  the  superannuation  provisions  to  create  a 
vacancy  to  reward  a  follower  of  some  political  party  ;  but  such 
cases  are  natural  temptations  inseparable  from  a  system  of 
popular  government.  On  the  whole,  this  superannuation 
allowance  is  an  inducement  to  men  to  enter  and  continue  in 
the  public  service,  and  is  justified  by  the  experience  of  the 
parent  state.  So  much  depends  on  the  efficiency  of  the  per- 
manent public  service  in  a  country  like  Canada,  where  govern- 
ments and  ministers  are  constantly  changing,  that  it  seems 
expedient  to  ofi^er  every  possible  incentive  to  the  best  class  of 
men  to  give  up  the  greater  ambitions  and  prizes  of  life,  and 
devote  their  services  to  the  government.  Whatever  defects 
may  still  exist  in  the  rules  and  practices  that  regulate  the  public 
service,  it  is  not  too  much  to  say  that  the  permanent  officials 
of  Canada  are,  in  general,  an  industrious  and  efficient  class,  in 
every  way  reflecting  credit  on  our  system  of  government. 


*  See  Can.  Rev.  Stat.,  c.  1& 


LECTURE  IV. 

THE  PROVINCIAL  GOVERNMENTS  AND 
LEGISLATURES. 

The  Provinces  are  so  many  political  entities,  enjoying  ex- 
tensive powers  of  local  government  and  forming  parts  of  a 
Dominion  whose  government  possesses  certain  national  attri- 
butes essential  to  the  security,  successful  working,  and  per- 
manence of  the  federal  union,  established  by  the  British  North 
America  Act  of  1867,  which  defines  the  respective  jurisdictions 
of  the  federal  oi^nization  and  its  members.  These  provinces 
vary  just  as  do  the  American  States  in  population  and  area. 
Ontario  may  be  compared  to  Ohio,  and  Prince  Edward  Island 
to  Rhode  Island.  British  Columbia  has  the  area  of  an  em- 
pire, but  as  yet  its  whole  population  is  the  smallest  of  all  the 
provinces.  Previous  to  the  confederation,  all  the  provinces, 
except  Manitoba,  which  was  formed  in  1870  out  of  the  North- 
west Territories,  had  a  complete  organization  of  government 
and  legislature.  The  political  history  of  Ontario  and  Quebec 
has,  for  convenience  sake  and  on. account  of  their  having 
written  constitutions  since  1774,  been  briefly  reviewed  in  a 
former  lecture,  and  it  is,  therefore,  only  necessary  to  refer 
here  to  that  of  the  smaller  provinces.  Nova  Scotia,  New 
Brunswick  and  Prince  Edward  Island  were  formerly  por- 
tions of  the  French  domain  in  America,  but  they  were  form- 
ally ceded  to  England  by  the  treaty  of  Utrecht  in  1714^  and 
the  treaty  of  Paris  in  1763.  There  are  still  in  certain  dis- 
tricts a  small  population  descended  from  the  old  Frencli,  who 
once  tilled  the  fertile  lands  of  Acadie,  that  ill-defined  region, 
which  comprised  not  only  Nova  Sootia  and  New  Brunswick, 
9  121 


122  Federal  Government  in  Canada.  [578 

but  a  considerable  part  of  the  State  of  Maine,  according  to 
the  contentions  of  French  statesmen.  None  of  these  provinces 
were  ever  given  written  constitutions  by  the  parliament  of 
Great  Britain,  as  we  have  seen  was  the  case  with  old  Canada; 
but  to  all  intents  and  purposes  they  enjoyed,  previous  to  1867, 
as  complete  a  system  of  self-government  as  that  large  province. 
Their  constitutions  must  be  sought  in  the  commissions  of  the 
lieutenant-governors,  despatches  of  the  colonial  secretary  of 
state,  imperial  statutes,  and  various  official  documents,  grant- 
ing in  the  course  of  time  a  legislative  system  and  responsible 
government. 

At  the  time  of  the  outbreaks  in  Upper  and  Lower  Canada 
in  1837-8,  there  was  still  a  considerable  amount  of  dissatis- 
faction in  the  Maritime  Provinces,  arising  from  the  existence 
of  an  irresponsible  executive,  the  constant  interference  of  the 
imperial  government  in  colonial  matters,  and  the  abuse  of 
the  powers  of  the  representative  and  executive  bodies;  but 
"  if  there  was  in  those  sections  less  formidable  discontent  and 
less  obstruction  to  the  regular  course  of  government,  it  was 
because  in  them  there  was  a  considerable  departure  from  the 
ordinary  course  of  the  colonial  government,  and  a  nearer 
approach  to  sound  constitutional  practice."  In  New  Bruns- 
wick especially,  "the  political  controversies  that  had  been 
extremely  bitter  between  the  executive  and  legislative  authori- 
ties were,  to  a  great  extent,  terminated  by  the  concession  of 
all  the  revenues  to  the  assembly."  ^  In  Prince  Edward  Island 
the  political  situation  was  aggravated  by  the  fatal  mistake, 
made  at  the  very  commencement  of  its  history,  of  handing 
over  all  the  lands  to  a  few  absentee  landlords,  a  burning 
question  that  was  not  satisfactorily  settled  until  after  the 
island  had  become  part  of  the  confederation. 

At  the  time  of  the  confederation  all  the  provinces  enjoyed 
parliamentary  government  in  as  complete  a  sense  as  Canada 
itself,  responsible  government   having  been  given  to  Nova 

*  Lord  Durham's  Report,  pp.  62,  63. 


679]  Federal  Government  in  Canada,  123 

Scotia  and  New  Brunswick  in  1848,  and  to  Prince  Edward 
Island  three  years  later.  In  each  province  there  was  a  lieu- 
tenant-governor appointed  by  the  crown  directly,  an  executive 
responsible  to  the  l^islature,  which  was  composed  of  two 
houses,  an  assembly  elected  by  the  people  and  a  legislative 
council  appointed  by  the  crown,  except  in  Prince  Edward 
Island,  where  then,  as  now,  it  was  elective. 

It  was  therefore  only  necessary  to  enact  in  the  constitotion 
that  the  two  provinces  of  Nova  Scotia  and  New  Brunswick 
should  have  the  same  territorial  limits,  and  \hat  their  constitu- 
tions should  remain  as  at  the  time  of  the  union,  until  altered 
under  the  authority  of  the  act.  In  the  case,  however,  of  Canada, 
it  was  necessary  to  divide  it,  since  one  of  the  principal  objects 
of  the  federal  union  was  to  get  rid  of  the  political  difficulties 
that  had  so  long  complicated  government  in  Canada  and  sep- 
arated French  Canada  from  the  western  section.  Consequently 
Canada  was  dividetl  into  two  separate  provinces  as  before  tlie 
union  of  1841,  with  the  respective  names  of  Quebec  and 
Ontario,  instead  of  Lower  Canada  and  Upper  Canada.*     In 


*  B.  N.  A.  Act,  1867,  sec.  5.  Canada  shall  be  divided  into  four  provinces, 
named  Ontario,  Quebec,  Nova  Scotia  and  New  Brunswick. 

6.  The  parts  of  the  province  of  Canada  ( as  i  t  exists  at  the  passing  of  this  act ) 
which  formerly  constituted  respectively  the  provinces  of  Upper  Canada  and 
Lower  Canada,  shall  be  deemed  to  be  severed  and  shall  form  two  separate 
provinces.  The  part  which  formerly  constituted  the  province  of  Upper 
Canada  shall  constitute  the  province  of  Ontario;  and  the  part  which  for- 
merly c<m8titated  the  province  of  Lower  Canada  shall  oonstitate  the  pro- 
vince of  Quebec 

7.  The  provinces  of  Nova  Scotia  and  New  Brunswick  shall  have  the  same 
limits  as  at  the  passing  of  this  act 

An  imperial  statute  passed  since  1867  (B.  N.  A.  Act,  1871)  provides: 

8.  The  parliament  of  Canada  may  ftt>m  time  to  time,  with  the  consent  of 
the  I^iislature  of  any  province  of  the  said  dominion,  increase,  diminish,  or 
otherwise  alter  the  liznits  of  such  province,  upon  such  terms  and  conditions 
as  may  be  agreed  to  by  the  said  legislature,  and  may,  with  the  like  consent, 
make  provision  respecting  the  effect  and  operation  of  any  soch  increase  or 
diminution,  or  alteration  of  territory  in  relation  to  any  province  aflected 
thereby. 


124  Federal  Government  in  Canada,  [580 

view  of  this  division,  it  became  necjessary  to  make  special  pro- 
visions for  Ontario  and  Quebec  in  accordance  with  an  address 
adopted  in  the  Canadian  legislature.  The  representatives  of 
Upper  Canada  wished  to  have  only  one  house,  a  legislative 
assembly,  while  those  of  Lower  Canada  preferred  the  more 
British  and  indeed  the  more  American  system  of  two  houses. 
It  has  been  urged  by  an  eminent  judge  that  the  British  North 
America  Act  carried  out  confederation  "  by  first  consolidating 
the  four  original  provinces  into  one  body  politic,  the  Dominion, 
and  then  redistributing  this  Dominion  into  four  provinces."* 
In  other  words  the  provinces  were  newly  created  by  the  act  of 
union.  But  by  no  reasoning  from  the  structure  of  the  act, 
can  this  contention,  which  makes  the  provinces  the  mere  crea- 
tions of  the  statutes,  and  practically  leaves  them  only  such 
powers  as  are  specially  stated  in  the  act,  be  justified.  If  it 
was  so,  there  must  have  been  for  an  instant  a  legislative  union 
and  a  wiping  out  of  all  old  powers  and  functions  of  the  pro- 
vincial organizations  and  then  a  redivision  into  four  provinces 
with  only  such  powers  as  are  directly  provided  in  the  act. 

The  weight  of  authority  now  clearly  rests  with  those  who 
have  always  contended  that  in  entering  into  the  federal  com- 
pact the  provinces  never  intended  to  renounce  their  distinct 
and  separate  existence  as  provinces,  when  they  became  part 
of  the  confederation.  This  separate  existence  was  expressly 
reserved  for  all  that  concerns  their  internal  government ;  and 
in  forming  themselves  into  a  federal  association  under  political 
and  legislative  aspects,  they  formed  a  central  government  for 
inter-provincial  objects  only.  Far  from  the  federal  authority 
having  created  the  provincial  powers,  it  is  from  these  provin- 
cial powers  that  there  has  arisen  the  federal  government  to 
which  the  provinces  ceded  a  portion  of  their  rights,  property 
and  revenues.^ 

*  Mr.  Justice  Strong,  St.  Catharine's  Milling  Company  V8.  The  Queen. 
Sup.  Court  R.,  Vol.  13,  p.  605. 

•  An  eminent  constitutional  lawyer,  Hon.  Edward  Blake,  has  taken  issue 
with  the  learned  judge  in  the  course  of  an  exceedingly  able  argument  he 


581]  Federal  Government  in  Ganada.  126 

The  constitutions  of  the  four  provinces,  which  coni)K>sed  the 
dominion  in  1867,  are  the  same  in  principle  and  in  details, 
except  in  the  case  of  Ontario,  where  there  is,  as  I  have  already 
shown,  only  a  legislative  assembly.  The  same  may  be  said  of 
the  other  provinces  that  have  been  brought  into  the  union 
since  1867.  All  the  provisions  of  the  British  North  America 
Act  that  applietl  to  the  original  provinces  were,  as  far  as  possi- 
ble, made  applicable  to  the  provinces  of  British  Columbia, 


made  before  the  judicial  committee  of  privj  council,  in  the  case  of  the 
Queen  and  the  St.  Catharine's  Milling  Company,  and  I  cannot  do  better 
than  quote  his  exact  words,  which  seem  clearly  to  indicate  the  real  char- 
acter of  the  union :  "  What  then  was  the  general  scheme  of  that  act  ?  First 
of  all,  as  I  have  suggested,  it  was  to  create  Vk  federal  as  distinguished  from  a 
Ugidcdive  union,  a  union  composed  of  several  existing  and  continued  enti- 
ties. It  was  not  the  intention  of  parliament  to  mutilate,  confound  and 
destroy  the  provinces  mentioned  in  the  preamble,  and  having  done  so,  from 
their  mangled  remains,  stewed  in  some  legislative  caldron,  evoke  by  some 
legislative  incantation,  absolutely  new  provinces  into  an  absolutely  new 
existence.  It  was  rather,  I  submit,  the  design  and  object  of  the  act,  so  far 
as  consistent  with  the  re-division  of  the  then  province  of  United  Oinada 
into  its  old  political  parts,  Upper  and  Lower  Canada,  and  with  the  federal 
union  of  the  four  entities,  Nova  Scotia,  New  Brunswick  and  the  reconsti- 
tuted parts  of  old  Canada,  Ontario  and  Quebec ;  it  was  the  design,  I  say,  so 
far  as  was  consistent  with  those  objects,  by  gentle  and  considerate  treatment 
to  preserve  the  vital  breath  and  continue  the  political  existence  of  the  old 
provinces.  However  this  may  be,  they  were  being  made,  as  has  been  well 
said,  not  fractions  of  a  unit  but  units  of  a  multiple.  The  Dominion  is  a 
multiple,  and  each  province  is  a  unit  of  that  multiple,  and  I  submit  that 
undue  streas  has  been  laid,  in  the  judgment  of  x)ne  of  the  learned  judges 
l)elow,  upon  the  form  which  is  said  to  have  been  adopted,  of  first  nniiing 
and  then  dividing  the  provinces.  I  submit  that  the  motive  and  cause  of 
that  form  was  the  very  circumstance  to  which  I  have  adverted,  the  neoee- 
sity  of  the  redivision  of  old  Canada.  Three  provinces  there  were,  'four' 
there  were  to  be ;  and  the  emphatic  word  in  that  clause  is  the  word  'four.' 
But  for  the  special  circumstance  of  the  redivision  of  old  Canada,  there 
would  have  been  no  such  phrase.  Again,  consistently  with  and  supportiqg 
the  loggMtod  Mheine  of  the  act,  there  is  to  be  found  important  language 
with  reference  to  the  provincial  institutions  and  rights  of  property  which 
are  spoken  of  as  continued  and  retained,  words  entirely  repugnant  to  the 
notion  of  a  division  and  a  fresh  creation."  See  argument  published  in 
pamphlet  form,  Toronto,  1888. 


126  Federal  Government  in  Canada,  [582 

Manitoba  and  Prince  Edward  Island,  just  as  if  they  had 
formed  part  of  the  union  in  1867. 

Manitoba  was  given  a  constitution  similar  to  that  of  the 
older  provinces  by  an  act  of  Canadian  parliament,  and  it  was 
expressly  provided  in  the  terms  of  union  with  British  Columbia 
that  the  government  of  the  dominion  would  consent  to  the 
introduction  of  responsible  government  into  that  province  and 
that  the  constitution  of  the  legislature  should  be  amended  by 
making  a  majority  of  its  members  elective.^  Immediately 
after  the  union  these  reforms  were  carried  out,  and  the  province 
was  placed  on  the  same  footing  as  all  the  other  provinces. 
Consequently  the  local  or  provincial  constitutions  are  now 
practically  on  an  equality,  so  far  as  the  executive,  legislative 
and  all  essential  powers  of  self-government  are  concerned  ;  and 
all  of  them  have  the  authority  under  the  fundamental  law  to 
amend  their  constitutions,  except  as  regards  the  office  of  lieu- 
tenant-governor.'^ British  Columbia  and  Manitoba  accordingly 
availed  themselves  of  their  constitutional  privileges,  and  there 
is  now  only  one  house,  a  legislative  assembly,  elected  by  the 
people  in  those  provinces. 

In  all  the  provinces,  at  the  present  time,  there  is  a  very  com- 
plete system  of  local  self-government,  administered  under  the 
authority  of  the  British  North  America  Act,  and  by  means  of 
the  following  machinery : 

A  lieutenant-governor  appointed  by  the  governor-general 
in  council ; 

An  executive  or  advisory  council,  responsible  to  the  legis- 
lature ; 

A  legislature,  consisting  of  an  elective  house  in  all  cases, 
with  the  addition  of  an  upper  chamber  appointed  by  the 
crown  in  three  provinces,  and  elected  by  the  people,  in  one ; 

*  For  constitutions  of  provinces  admitted  since  1867,  see  for  Manitoba, 
Can.  Stat.,  33  Vict.,  c.  3 ;  Man.  Stat.,  39  Vict.,  c.  28 ;  Imp.  Stat.  34,  35  Vict., 
0.  28,  sec.  6.— British  Columbia,  Can.  Stat,  for  1872,  p.  34,  B.  C.  Con.  Stat., 
c.  42.— Prince  Edward  Island,  Can.  Stat,  of  1873,  p.  11. 

'  See  supra,  p.  47. 


583]  Federal  Government  in  Canada.  127 

A  provincial  judiciary,  composed  of  several  courts,  the 
judges  of  whom  are  appointed  and  paid  by  the  dominion  gov- 
ernment ; 

A  civil  service,  with  officers  appointed  by  the  provincial  gov- 
ernment, holding  office,  as  a  nile,  during  pleasure  and  not 
removed  for  political  reasons; 

A  municipal  system  of  mayors,  wardens,  reeves  and  coun- 
cillors, to  provide  for  the  purely  local  requirements  of  the  cities, 
towns,  townships,  parishes  and  counties  of  every  province. 

The  lieutenant-governor  is  appointed  by  the  governor- 
general  in  council,  by  whom  he  can  be  dismissed  for  "  cause 
assigned''  which,  under  the  constitution  must  be  communi- 
cated to  parliament.*  He  is  therefore  an  officer  of  the  do- 
minion  as  well   as  the   head  of  the  executive  council   and 


*  B.  N.  A.  Act,  1867,  sec.  58.  For  each  province  there  shall  be  an  officer, 
stjicd  the  lieutenant-governor,  appointed  by  the  governor-general  in  coun- 
cil by  instrument  under  the  great  seal  of  Canada. 

59.  A  lieutenant-governor  shall  hold  ofBce  during  the  pleasure  of  the 
governor-general ;  but  any  lieutenant-governor  appointed  after  the  com- 
mencement of  the  first  session  of  the  parliament  of  Canada,  shall  not  be 
removable  within  five  years  from  his  appointment,  except  for  cause  assigned, 
which  shall  be  communicated  to  him  in  writing  within  one  month  after  the 
order  for  his  removal  is  made,  and  shall  be  communicated  by  message  to 
the  senate  and  to  the  house  of  commons  within  one  week  thereafter  if  the 
parliament  is  then  sitting,  and  if  not  then  within  one  week  after  the  com- 
mencement of  the  next  sc&sion  of  the  parliament. 

60.  The  salaries  of  the  lieutenant-governors  shall  be  fixed  and  provided 
by  the  parliament  of  Canada. 

61.  Every  lieutenant-governor  shall,  before  assuming  the  duties  of  hii 
office,  make  and  subscribe  before  the  governor-general  or  some  penoD 
authorized  by  him,  oaths  of  all^ianco  and  office  similar  to  those  taken  bj 
the  governor-general. 

62.  The  provisions  of  this  act,  referring  to  the  lieatenani-govemor,  extend 
and  apply  to  the  lieutenant-governor  for  the  time  being  of  each  province 
or  other,  the  chief  executive  officer  or  administrator  for  the  time  being 
carrying  on  the  government  of  the  prorince  by  whatsoever  title  he  to 
designated. 

67.  The  governor-general  in  ooancil  may,  fh>m  time  to  time,  appoint  an 
administrator  to  execute  the  office  and  functions  of  Houtenant«goTenior 
during  his  absence,  illness  or  other  inability. 


128  Federal  Government  in  Oomada,  [584 

possesses,  within  his  constitutional  sphere,  all  the  authority  of  a 
lieutenant-governor  before  1867.  The  essential  difference  now 
in  his  position  arises  from  the  fact  that  his  responsibility  is  to 
the  government  which  appoints  him,  just  as  these  high  officials 
before  the  confederation  were  responsible  immediately  to  the 
imperial  authorities.  He  acts  in  accordance  with  the  rules 
and  conventions  that  govern  the  relations  between  the  governor- 
general  and  his  privy  council.  He  appoints  his  executive 
council  and  is  guided  by  their  advice  so  long  as  they  retain  the 
confidence  of  the  legislature.  He  has  "an  unquestionable 
constitutional  right  to  dismiss  his  ministers,  if,  from  any  cause, 
he  feels  it  incumbent  upon  him  to  do  so.  In  the  exercise  of 
this  right,  as  of  any  other  of  his  functions,  he  should,  of  course, 
maintain  that  impartiality  towards  rival  political  parties  which 
is  essential  to  the  proper  performance  of  the  duties  of  his  office ; 
and  for  any  action  he  may  take  he  is  (under  the  fifty-ninth 
section  of  the  British  North  America  Act)  directly  responsible 
to  the  governor-general.''  ^  But  it  is  quite  clear  that  while  the 
lieutenant-governor  can  dismiss  his  ministers,  it  is  a  right  only 
to  be  exercised  for  a  cause  fully  justified  by  the  practice  of 
sound  constitutional  government ;  and  he  should  not  for  per- 
sonal or  political  reasons,  be  induced  to  withdraw  his  confi- 
dence from  a  ministry  which  has  an  unequivocal  majority  in 
the  popular  branch,  unless  indeed  there  should  arise  some 
grave  public  emergency  which  would  compel  him  to  call  upon 
another  set  of  advisers,  and  ask  them  to  support  him  and  appeal 
to  the  people  for  their  judgment  on  the  question  at  issue. 
Doubts  have  been  raised  from  time  to  time,  though  rarely  now, 
compared  with  the  earlier  years  of  the  working  of  our  system, 
whether  the  lieutenant-governor  of  a  province  represents  the 
crown  as  before  the  union  of  1867,  but  it  is  generally  admitted 
that  in  the  discharge  of  all  the  executive  and  administrative 
functions  that  devolve  constitutionally  upon  him  and  require 

'  Despatch  of  secretary  of  state  for  the  colonies  in  Lieutenant-Governor 
Letellier's  case,  1879,  Commons  Papers  1878-79,  c.  2445,  pp.  127,  128. 


685]  Federal  Government  in  (Janada,  129 

the  interposition  of  the  crown  in  the  province,  the  lieutenant- 
governor  has  all  the  necessary  authority. 

In  various  cases  that  have  come  before  the  highest  courts 
in  Canada  and  in  England,  in  which  the  point  has  been 
argued,  the  weight  of  authority  now  goes  to  sustain  the 
general  proposition  I  have  laid  down.*  In  one  very  im- 
portant argument  that  was  heard  before  the  courts  of  Canada 
and  finally  before  the  judicial  committee  of  the  privy  council, 
the  question  arose  whether  it  is  the  provincial  or  the  dominion 
government  that  is  entitled  to  the  estates  of  persons  dying 
intestate  and  without  heirs.  As  every  legal  student  knows, 
property  which  has  no  owner,  escheats  to  the  crown,  in  proper 
accordance  with  the  maxim  of  feudal  law,  and,  in  our  day, 
that  means  it  becomes  the  property  of  the  people.  One  able 
counsel  for  the  provincial  authorities  in  this  case  laid  special 
emphasis  on  the  argument  that  both  from  the  legislative  and 
executive  point  of  view  the  royal  prerogatives,  which  in  Eng- 
land are  not  the  personal  appanage  of  tlie  sovereign,  but  are 
the  property  of  the  people,  and  which  the  sovereign  holds  in 
trust  to  exercise  them  in  the  interests  of  the  British  nation, 
are  equally  exercised  in  the  provinces  of  the  queen,  not  more, 
however,  to  her  personal  profit  than  in  the  mother  country, 
but  for  the  people  of  the  provinces,  with  respect  to  whom 
these  prerogatives  have  not  lost  their  character  of  a  trust,  and 
that,  not  being  able  to  exercise  them  herself,  she  has  delegated 
their  exercise  to  the  lieutenant-governors,  who  are  her  man- 
dataries.* The  judicial  committee  declared  by  implication 
that  escheated  lands  in  any  province  went  to  the  provincial 
and  not  to  the  dominion  government.  Their  Lordshij)s  dwelt 
on  the  clause  109,'  in  the  constitutional  act  of  18G7,  which 
enacts  that  '^  all  lands,  mines,  minerals  and  royalties  "  belongs 


*  8e«  opinion  of  Chief  Jostioe  Ritchie  in  cue  of  Meroer  m.  the  attorntj- 
general  of  OnUrio.    Bup.  Court  Hep^  Vol.  V,  pp.  636,  638, 643. 
'Attorney- general  (now  judge)  Loranger.    Sup.  Court  Rep.,Vol.V,  p.  606. 
"See  Boorioot's  Manual  of  Cooititoiiooal  Hiitorj,  pp.  147-161. 


130  Federal  Government  in  Canada.  [686 

ing  to  the  provinces  at  the  time  of  the  union  shall  continue 
to  belong  to  those  provinces.  The  real  question,  in  their 
opinion,  was  as  to  the  effect  of  the  words,  "lands,  mines, 
minerals  and  royalties"  taken  together.  The  mention  of 
"mines"  and  "minerals"  in  this  context  was  not  enough 
to  deprive  the  word  "royalties"  of  what  otherwise  would 
have  been  its  proper  force.  The  general  subject  of  the  whole 
section  is  "  of  a  high  political  nature,"  it  is  "  the  attribution 
of  royal  territorial  rights,  for  purposes  of  revenue  and  govern- 
ment, to  the  provinces  in  which  they  are  situate  or  arise."  ^ 
This  decision  in  its  entirety  is  properly  regarded  as  decidedly 
in  the  direction  of  strengthening  provincial  jurisdiction  on  the 
point  I  have  been  considering. 

The  executive  council,  which  is  the  name  now  given  to 
the  administration  of  each  province,  a  name  borrowed  from 
the  old  provincial  systems  of  government,^  comprises  from 
seven  members  to  five  in  British  Columbia,  holding,  as  a 
rule,  various  provincial  offices  as  heads  of  departments.  Their 
titles  vary  in  some  cases,  but  generally  there  is  in  every  execu- 
tive council  an  attorney-general,  a  provincial  secretary,  and  a 
commissioner  of  lands.  In  the  cabinet  of  Ontario  there  is  a 
minister  of  education,  since  that  branch  of  the  public  service 
is  of  exceptional  importance  in  that  province  in  view  of  the 
great  expenditure  and  large  number  of  common  and  grammar 
schools,  collegiate  institutes,  normal  and  model  schools,  besides 
the  provincial  university  in  Toronto.  All  the  members  of  the 
executive  council,  who  hold  departmental  and  salaried  offices, 
must  vacate  their  seats  and  be  reelected  as  in  the  case  of  the 
dominion  ministry.  The  principle  of  ministerial  responsibility 
to  the  lieutenant-governor  and  to  the  legislature  is  observed  in 
the  fullest  sense.^ 


» Legal  News,  Vol.  VI,  p.  244. 

'  The  same  name  was  applied  to  the  old  councils  of  the  thirteen  colonies. 

'B.  N.  A.  Act,  1867,  sec.  63.    The  executive  council  of  Ontario  and 

Quebec  shall  be  composed  of  such  persons  as  the  lieutenant-governor  from 


587]  Federal  Government  in  Ckinada.  131 

In  my  third  lecture,  I  showed  the  importance  of  the  powers 
granted  by  the  British  North  America  Act  of  1867  to  the 
provincial  legislatures,  and  gave  a  brief  statement  of  what  I 
believed,  from  a  study  of  the  best  authorities,  to  be  the  true 
relations  between  those  bodies  and  the  dominion  government. 
It  is,  therefore,  only  necessary-  for  me  to  consider  here  some 
features  of  the  constitution  of  these  legislatures,  the  election 
of  members,  the  trial  of  controverted  elections,  the  prevention 
of  bribery  and  corruption,  and  the  great  variety  of  subjecte 
that  fall  within  their  legislative  jurisdiction. 


time  to  time  thinks  fit,  and  in  the  first  instance  of  the  following  officers, 
namely :  the  attorney -general,  the  secretary  and  r^istrar  of  the  province, 
the  treasurer  of  the  province,  the  commissioner  of  crown  lands,  and  the 
commissioner  of  agriculture  and  public  works ;  with,  in  Quebec,  the  speaker 
of  the  legislative  council  and  the  solicitor-general. 

64.  The  constitution  of  the  executive  authority  in  each  of  the  provinces 
of  Nova  Scotia  and  New  Brunswick  shall,  subject  to  the  provisions  of  this 
act,  continue  as  it  exists  at  the  union  until  altered  under  the  authority  of 
this  act. 

65.  All  powers,  authorities,  and  functions  which  under  any  act  of  the 
parliament  of  Great  Britain,  or  of  the  parliament  of  the  united  kingdom  of 
Great  Britain  and  Ireland,  or  of  the  legislature  of  Upper  Canada,  Lower 
Canada,  or  Canada,  were  or  are  before  or  at  the  union  vested  in  or 
exercisable  by  the  respective  governors  or  lieutenant-governors  of  those 
provinces,  with  the  advice,  or  with  the  advice  and  consent  of  the  respective 
executive  councils  thereof,  or  in  conjunction  with  those  councils  or  with 
any  number  of  members  thereof,  or  by  those  governors  or  lieutenant-gov- 
ernors individually  shall,  as  far  as  the  same  are  capable  of  being  exercised 
after  the  union  in  relation  to  the  government  of  Ontario  and  Quebec, 
respectively,  be  vested  in  and  shall  or  may  be  exercised  by  the  lieutenant- 
governor  of  Ontario  and  Quebec,  respectively,  with  the  advice  or  with  the 
advice  and  consent  of,  or  in  conjunction  with  the  respective  executive  coun- 
cils or  any  members  thereof,  or  by  the  lieutenant-governor  individually,  as 
the  case  requires,  subject  nevertheless  (except  with  respect  to  such  u 
exists  under  the  acts  of  the  parliament  of  Great  Britain  or  of  the  parliament 
of  the  united  kingdom  of  Great  Britain  and  Ireland)  to  be  abolished  or 
altered  by  the  respective  legislatures  of  Ontario  and  Quebec 

60.  The  provisions  of  this  act  referring  to  the  lieutenant-goremor  in 
ooancil  shall  be  construed  as  referring  to  the  lieutenant-goremor  of 
the  province  acting  by  and  with  the  advice  of  the  execative  ooancil 
thereof. 


132  Federal  Government  in  Canada,  [588 

The  legislatures  have  a  duration  of  four  years — in  Quebec, 
of  five — unless  sooner  dissolved  by  the  lieutenant-governor. 
They  are  governed  by  the  constitutional  principles  that  obtain 
at  Ottawa.  The  lieutenant-governor  opens  and  prorogues  the 
assembly,  as  in  Ontario,  Manitoba  and  British  Columbia,  or 
the  assembly  and  the  legislative  council  in  the  other  provinces, 
with  the  usual  formality  of  a  speech.  A  speaker  is  elected 
by  the  majority  in  each  assembly,  or  is  appointed  by  the  crown 
in  the  upper  chamber.^  The  rules  and  usages  that  govern 
their  proceedings  are  derived  from  those  of  England,  and  do 
not  differ  in  any  material  respect  from  the  procedure  in  the 
dominion  parliament.  The  rules  with  respect  to  private  bill 
legislation  are  also  equally  restrictive.  The  British  North 
America  Act  applies  to  the  speakership  of  the  assemblies  the 
provisions  that  it  enacts  with  respect  to  the  speakership  of  the 
commons.  The  legislatures  of  Ontario  and  Quebec,  like  the 
dominion  parliament,  must  sit  once  every  twelve  months;  but 
apart  from  the  existing  usage  that  supply  has  to  be  voted 
every  twelve  months,  the  act  demands  an  annual  session.  None 
of  the  provinces  have  yet  adopted  biennial  sessions  in  imita- 
tion of  the  very  general  practice  of  the  state  legislatures.    Not 


'  B.  N.  A.  Act,  1867  : 

1.— Ontario. 
Sec.  69.  There  shall  be  a  legislature  for  Ontario,  consisting  of  the  lieu- 
tenant-governor and  of  one  house  styled  the  legislative  assembly  of  Ontario. 

70.  The  legislative  assembly  of  Ontario  shall  be  composed  of  eighty-two 
members,  to  be  elected  to  represent  the  eighty-two  electoral  districts  set 
forth  in  the  first  schedule  to  this  act. 

2. — Quebec. 

71.  There  shall  be  a  legislature  for  Quebec,  consisting  of  the  lieutenant- 
governor  and  two  houses,  styled  the  legislative  council  of  Quebec,  and  the 
legislative  assembly  of  Quebec. 

72.  The  legislative  council  of  Quebec  shall  be  composed  of  twenty-four 
members,  to  be  appointed  by  the  lieutenant-governor,  in  the  queen's  name, 
by  instrument  under  the  great  seal  of  Quebec,  one  being  appointed  to  repre- 
sent each  of  the  twenty-four  electoral  divisions  of  Lower  Canada  in  this  act 
referred  to,  and  each  holding  oflBce  for  the  term  of  his  life,  unless  the  legis- 
lature of  Quebec  otherwise  provides,  under  the  provisions  of  this  act. 


589]  Federal  Government  in  Canada,  133 

only  does  the  British  practice  of  voting  annual  estimates  stand 
in  the  way  of  this  change,  which  would  require  an  amendment 
of  the  provincial  constitutions,  but  it  would  be  hartlly  accept- 
able to  an  opposition  in  a  legislature,  since  it  would  greatly 
strengthen  an  administration  and  lessen  their  responsibilities 
to  the  assembly.  In  the  United  States  there  is  no  cabinet 
with  seats  in  the  assemblies  dependent  on  the  vote  of  the 
majority,  and  biennial  sessions  have  their  advantages,  but  it 
would  be  in  this  country  a  radical  change  hardly  consistent 
with  the  principles  of  responsible  government. 


73.  The  qualifications  of  the  l^islative  councillors  of  Quebec  shall  be  the 
as  those  of  the  senators  for  Quebec 

74.  The  place  of  a  legislative  councillor  of  Quebec  shall  be(t>me  vacant  in 
the  cases,  mulaiUmuiandU^  in  which  the  place  of  senator  becomes  vacant. 

75.  When  a  vacancy  happens  in  the  legislative  council  of  Quebec  by 
resignation,  death  or  otherwise,  the  lieutenant-governor,  in  the  queen's 
name,  by  instrument  under  the  great  seal  of  Quebec,  shall  appoint  a  fit 
and  qualifie<l  person  to  fill  the  vacancy. 

76.  If  any  question  arises  respecting  the  qualification  of  a  legislative 
councillor  of  Quebec,  or  a  vacancy,  in  the  legislative  council  of  Quebec,  the 
same  shall  be  heard  and  determined  by  the  legislative  council. 

77.  The  lieutenant-governor  may,  from  time  to  time,  by  instrument  under 
the  great  seal  of  Quebec,  appoint  a  member  of  the  legislative  council  of 
Quebec  to  be  speaker  thereof,  and  may  remove  him  and  appoint  another 
in  his  stead. 

78.  Until  the  legislature  of  Quebec  otherwise  provides,  the  presence  of  at 
least  ten  members  of  the  legislative  council,  including  the  speaker,  shall  be 
Decessary  to  constitute  a  meeting  for  the  exercise  of  its  powers. 

79.  Questions  arising  in  the  legl<slutive  council  of  Quebec,  shall  be  decided 
by  a  majority  of  voices,  and  the  speaker  shall,  in  all  cases,  have  a  rote,  and 
when  the  voices  are  equal  the  decision  shall  be  deemed  to  be  in  the  negative. 

80.  The  legislative  assembly  of  Quebec  shall  be  composed  of  sixty^five 
members  to  be  elected  to  represent  the  sixty-five  electoral  divisions  or  dis- 
tricts of  Lower  Canada,  in  this  act  referred  to,  subject  to  alteration  thereof 
by  the  legislature  of  Quebec ;  provided  that  it  shall  not  bo  lawful  to  preeeot 
to  the  lieutenant-governor  of  Quebec  for  assent,  any  bill  for  altering  the 
limits  of  any  of  the  electoral  divisions  or  districts  mentioned  in  the  second 
■chedale  to  this  act,  unless  the  second  and  third  readings  of  such  bill  have 
been  passed  in  the  legisUtive  assembly,  with  the  ooncurrence  of  the  ma- 
jority of  the  members  repitnsnttng  all  those  electoral  divisions  or  distriels, 
and  the  asstat  shall  not  bt  gifan  to  aooli  bill  unless  an  addrem  bad  bean 


134  Federal  Government  in  Canada^  [590 

The  number  of  members  varies  from  ninety-one  in  the  legis- 
lature of  the  most  populous  province  of  Ontario  to  twenty-seven 
in  British  Columbia,  with  the  smallest  population.  Members 
of  the  legislative  councils,  where  they  exist,  have  a  property 
qualification,  except  in  Prince  Edward  Island ;  but  the  mem- 
bers of  the  assemblies  need  only  be  citizens  of  Canada  and  of 
the  age  of  twenty-one  years.  They  are  elected  in  Ontario  on 
a  franchise  which  is  manhood  suffrage,  qualified  only  by  resi- 
dence and  citizenship,  and  the  conditions  of  the  suffrage  are 
hardly  less  liberal  in  nearly  all  the  provinces,  and  vary  little 


presented  by  the  legislative  assembly  to  the  lieutenant-governor  stating  that 
it  has  been  so  passed. 

3. — Ontario  and  Quebec. 

81.  The  legislatures  of  Ontario  and  Quebec  respectively  shall  be  called 
together  not  later  than  six  months  after  the  union. 

82.  The  lieutenant-governor  of  Ontario  and  of  Quebec  shall,  from  time 
to  time,  in  the  Queen's  name,  by  instrument  under  the  great  seal  of  the 
province,  summon  and  call  together  the  legislative  assembly  of  the  province. 

83.  Until  the  legislature  of  Ontario  or  Quebec  otherwise  provides,  a  per- 
son accepting  or  holding  in  Ontario  or  in  Quebec,  any  office,  commission,  or 
employment,  permanent  or  temporary,  at  the  nomination  of  the  lieutenant- 
governor,  to  which  an  annual  salary,  or  any  fee,  allowance,  emolument  or 
profit  of  any  kind,  or  amount  whatever,  from  the  province  is  attached,  shall 
not  be  eligible  as  a  member  of  tlie  legislative  assembly  of  the  respective 
province,  nor  shall  he  sit  or  vote  as  such  ;  but  nothing  in  this  section  shall 
make  ineligible  any  person  being  a  member  of  the  executive  council  of  the 
respective  province,  or  holding  any  of  the  following  offices,  that  is  to  say: 
the  offices  of  attorney-general,  secretary  and  registrar  of  the  province, 
treasurer  of  the  province,  commissioner  of  crown  lands  and  commissioner  of 
agriculture,  and  public  works;  and,  in  Quebec,  solicitor-general,  or  shall  dis- 
qualify him  to  bit  or  vote  in  the  house  for  which  he  is  elected,  provided  he 
is  elected  while  holding  such  office. 

84.  Until  the  legislatures  of  Ontario  and  Quebec  respectively  otherwise 
provide,  all  laws  which  at  the  union  are  in  force  in  those  provinces  respect- 
ively, relative  to  the  following  matters  or  any  of  them,  namely: — the  quali- 
fications and  disqualifications  of  persons  to  be  elected  to  sit  or  vote  as  mem- 
bers of  the  assembly  of  Canada,  the  qualifications  or  disqualifications  of 
voters,  the  oaths  to  be  taken  by  voters,  the  returning  oflSicers,  their  powers 
and  duties,  the  proceedings  at  elections,  the  periods  during  which  such 
elections  may  be  continued,  and  the  trial  of  controverted  elections  and  the 
proceedings  incident  thereto,  the  vacating  of  the  seats  of  members,  and  the 


591]  Federal  Government  in  Oanada.  l35 

from  each  other — ^the  province  of  Quebec  imposing  in  a  few 
particulars  the  most  restrictions  and  showing  a  decided  indis- 
position to  adopt  universal  suffrage.  Members  are  paid  an 
indemnity  which  varies  from  $800  in  Quebec  to  $172  in 
Prince  Edward  Island,  with  a  small  mileage  rate,  in  most 
cases,  to  pay  travelling  expenses.  The  laws  providing  for  the 
independence  of  the  legislature  and  for  the  prevention  of 
bribery  and  corruption  are  fully  as  strict  as  those  which  are 
in  force  in  the  case  of  the  dominion  elections.  In  all  cases 
the  courts  are   the   tribunals   for  the   trial  of  controverted 


issuing  and  execution  of  new  writs  in  case  of  seats  vacated  otherwise  than 
by  dissolution,  shall  respectively  apply  to  elections  of  members  to  serve  in 
the  respective  legislative  assemblies  of  Ontario  and  Quebec : 

Provided,  that  until  the  legislature  of  Ontario  otherwise  provides  at  any 
election  for  a  member  of  the  legislative  assembly  of  Ontario  for  the  district 
of  Algoma,  in  addition  to  persons  qualified  by  the  law  of  the  province  of 
Canada  to  vote,  every  male  British  subject  aged  twenty-one  years  or  up- 
wards, being  a  householder,  shall  have  a  vote. 

85.  Every  legislative  assembly  of  Ontario  and  every  l^slative  assembly 
of  Quebec  shall  continue  for  four  years  from  the  day  of  the  return  of  the 
writs  for  choosing  the  same  (subject,  nevertheless,  to  either  the  legislative 
assembly  of  Ontario  or  the  legislative  assembly  of  Quebec  being  sooner 
dissolved  by  the  lieutenant-governor  of  the  province),  and  no  longer.  [Ex- 
tended as  respects  Quebec  to  five  years  by  Quebec  Stat.  44-4o  Vict.,  c.  7.] 

86.  There  shall  be  a  session  of  the  legislature  of  Ontario  and  of  that  of 
Quebec  once  at  least  in  every  year,  so  that  twelve  months  shall  not  inter- 
vene between  the  last  sitting  of  the  legislature  in  each  province  in  one  ses- 
sion and  its  first  sitting  in  the  next  session. 

87.  The  following  provisions  of  this  act  respecting  the  house  of  commoDB 
of  Canada,  shall  extend  and  apply  to  the  legislative  assemblies  of  Ontario 
and  Quebec,  that  is  to  say — the  provisions  relating  to  the  election  of  a 
speaker  originally  and  on  vacancies,  the  duties  of  the  speaker,  the  afasenos 
of  the  speaker,  the  quorum,  and  the  mode  of  voting,  as  if  those  proviaioos 
were  here  reenacted  and  made  applicable  in  terms  to  each  such  legiiUUiv* 
assembly. 

4.~NovA  Scotia  akd  New  Bbuhswick. 

88.  The  oonstitntion  of  the  legislature  of  each  of  the  provinces  of  Novm 
Scotia  and  New  Brunswick  shall,  subject  to  the  provisions  of  this  act,  con- 
tinue as  it  exists  at  the  union  until  altered  under  the  authority  of  this  act; 
and  the  houseof  assembly  of  New  Brunswick  existing  at  the  passing  of  this  act 
shall,  unless  sooner  dissolved,  continue  for  the  period  for  which  it  was  elected. 


136  Federal  Government  in  Canada,  [592 

elections.  It  is  hardly  necessary  to  say  that  the  demand  upon 
the  classes  of  men  disposed  to  give  up  their  time  to  the  public 
service  is  very  considerable,  when  we  reflect  upon  the  large 
representation  required  for  the  parliament  and  legislatures, 
apart  from  the  various  municipal  councils  in  the  several 
provinces.  It  has  been  questioned  whether  it  was  quite  wise 
at  the  inception  of  confederation  to  limit  the  services  of  capable 
men  to  one  legislative  body,  in  other  words,  to  prevent  dual 
representation.  Be  this  as  it  may,  the  legislatures  particularly 
do  not  appear  in  any  way  inclined  to  have  their  members  under 
the  influences  of  the  dominion  parliament,  but  prefer  being 
entirely  independent  of  all  other  legislative  authorities.  It  is 
only  in  the  Quebec  legislative  council  that  a  member  can  also 
sit  in  the  senate,  but  this  privilege  is  enjoyed  only  by  one  or 
two  men  and  is  very  different  from  dual  representation  in  two 
representative  bodies.  It  is  obvious,  so  far,  that  while  the 
house  of  commons  naturally  attracts  the  more  ambitious  men, 
since  it  offers  them  greater  prizes  and  a  wider  scope  for  their 
ambition,  yet  the  assemblies  are  filled,  for  the  most  part,  by  men 
of  excellent  business  habits  and  practical  experience,  and,  in 
not  a  few  cases,  of  conspicuous  talent.  As  much  space  is 
given  in  the  leading  journals  to  the  debates  of  the  legislatures 
as  to  those  of  the  parliament  at  Ottawa,  and  it  must  necessarily 
be  so  in  view  of  the  importance  and  variety  of  the  questions 
that  come  every  session  under  their  cognizance.  The  very 
system  which  makes  a  government  responsible  to  and  depend- 
ent on  the  legislature  for  its  continuance  in  power  must  to  a 
great  extent  explain  why  these  bodies  exercise  greater  influ- 
ence than  do  similar  authorities  in  the  American  states,  even 
with  the  right  of  electing  senators  to  congress. 

The  subjects  that  come  under  the  purview  of  the  legisla- 
tures, from  session  to  session,  are  multifarious,  so  extensive  is 
the  scope  of  their  legislative  powers.  The  very  section  giving 
them  jurisdiction  over  property  and  civil  rights  necessarily 
entails  legislative  responsibilities  which  touch  immediately 
every  man,  woman  and  child  in  the  province. 


593]  Federal  GovemmerU  in  Canada,  137 

If  we  take  up  any  volume  of  the  statutes  of  a  province,  of 
Ontario  for  instance,  we  shall  see  the  truth  of  the  observation 
I  made  in  the  course  of  the  third  lecture,  that  provincial  leg- 
islation in  every  way  more  nearly  affects  our  daily  life  and 
interests  as  citizens  of  a  community  than  even  the  legislation 
of  the  dominion  parliament.  In  the  statutes  for  1888  we  find 
laws  relative  to  probate  and  letters  of  administration,  execu- 
tions, mortgages,  sales  of  chattels,  solemnization  of  man-iage, 
married  women's  real  estate,  benevolent,  provident  and  other 
societies,  liquor  licenses,  frauds,  closing  of  shops  and  hours 
of  labor,  prevention  of  accidents  by  fires  in  hotels  and  other 
places  and  public  buildings,  protection  of  game  and  fur-bear- 
ing animals,  protection  and  reformation  of  n^lected  children, 
agricultural  exhibitions,  besides  a  large  number  of  private  and 
local  acts  for  the  incorporation  of  insurance  and  other  compa- 
nies, for  the  incorporation  of  towns,  for  the  issue  of  deben- 
tures for  certain  local  purposes,  and  the  multiform  objects 
which  the  constitution  places  under  provincial  control.  Then 
every  session  there  is  the  distribution  of  the  public  moneys, 
which,  as  in  the  dominion  parliament,  are  voted  in  the  com- 
mittee of  supply,  and  included  in  an  appropriation  act.  As  I 
have  shown,*  the  provincial  funds  are  provided  in  a  great 
measure  from  the  dominion  sul)sidies,  the  sale  of  public  lands, 
timber  licenses,  and  mining  royalties,  but  each  province  has  a 
potential  right  of  direct  taxation,  which  so  far  has  never  been 
directly  exercised  by  the  legislature  itself.  In  the  case  of  a 
wealthy  province  like  Ontario,  with  a  surplus  revenue,  the 
public  expenditures  are  very  comprehensive,  and  illustrate  the 
importance  of  the  interests  involved.  In  1888  there  was 
required  for  civil  government,  $198,746;  administration  of 
justice,  $366,476 ;  education,  $581,412;  mainienanoe  of  public 
institutions,  $705,664;  agriculture,  $141,931;  hospitals  and 
charities,  $113,686;  maintenance  and  repairs  of  government 
and    departmental    buildings,  $641,176;    public    buildings, 

^Qeemtproy  p.  78. 
10 


138  Federal  GovemTneni  in  Canada.  [594 

$383,062;  colonization  roads  and  public  works,  $157,146,^ 
the  total  amount  of  expenditure  being  $3,205,804.  From 
time  to  time  large  railway  subsidies  are  granted  for  the  con- 
struction of  railways  within  the  provincial  limits,  and  this  has 
been  done  lavishly  in  the  province  of  Quebec.  The  total 
amount  of  subsidies  voted  by  all  the  provinces  up  to  1887  for 
this  purpose  was  $19,137,720.^ 

The  control  over  provincial  legislation  is  the  power  of  veto 
allowed  to  the  dominion  government,  and  the  judgment  of  the 
courts  in  cases  submitted  to  them  in  due  course  of  law ;  mat- 
ters already  considered  in  the  review  of  the  federal  system. 
No  authority  is  given,  however,  as  is  the  case  in  some  Ameri- 
can states  to  submit  a  question  of  constitutional  jurisdiction 
to  the  provincial  courts,  though,  as  I  have  already  shown,  such 
a  reference  can  be  made  to  the  supreme  court  of  Canada.^  In 
the  few  states  where  such  a  constitutional  provision  exists,  the 
judges  regard  the  reference  as  calling  upon  them  simply  to 
act  in  an  advisory  capacity  and  guard  themselves  from  being 
bound  by  their  opinion,  in  case  the  same  question  comes  up 
for  argument  and  judgment  in  due  process  of  law.^  The  same 
principle,  if  I  mistake  not,  has  been  laid  down  by  the  judges 
of  the  supreme  court  of  Canada,  when  they  have  been  called 
upon  to  give  an  opinion  on  private  bill  legislation  of  parlia- 
ment and  other  constitutional  points  of  controversy.  The 
practice  has  decided  advantages  if  it  can  be  carried  out,  and 


^  Canadian  Handbook,  by  George  Johnson,  p.  92. 

*See  supra,  p.  66. 

'  In  Maine,  New  Hampshire,  Massachusetts,  Florida,  and  Rhode  Island 
(Cooley, Constitutional  Limitations, pp.  51,  52)  "the legislative  department 
has  been  empowered  by  the  constitution  to  call  upon  the  courts  for  their 
opinion  upon  the  constitutional  validity  of  a  proposed  law,  in  order  that,  if 
it  be  adjudged  without  warrant,  the  legislature  may  abstain  from  enacting 
it."  This  eminent  authority  doubts  if  such  decisions  can  be  entirely  satis- 
factory, since  they  are  made  without  the  benefit  of  argument  at  the  bar. 
They  must,  however,  more  or  less  operate  as  a  check  upon  careless  legisla- 
tion and  are  entitled  to  every  consideration  as  coming  from  reflective  judicial 
minds. 


595]  Federal  Government  in  Canada,  139 

it  would  be  well  to  consider  whether  it  caDDot  be  adopteil  in 
the  case  of  the  provincial  courts.  Many  cases,  however,  con- 
stantly arise  in  the  course  of  law,  with  respect  to  the  compe- 
tency of  the  legislature  to  enact  certain  statutes ;  and  ever}' 
year  sees  the  British  North  America  Act  made  clearer,  and 
supplemented  by  a  number  of  valuable  decisions  which  prac- 
tically enter  into  our  constitutional  system  and  make  it  more 
intelligible  and  workable. 

It  is  not  necessary  to  dwell  at  greater  length  on  the  power 
of  disallowance  than  I  have  already  done  in  the  third  lecture, 
but  there  is  one  question  of  some  interest  which  requires  a  few 
words  of  explanation,  or  rather  of  comment,  since  it  is  not 
quite  intelligible  on  sound  constitutional  principles.  The 
British  North  America  Act  gives  the  lieutenant-governor,  as 
well  as  the  governor-general,  the  power  to  "reserve"  and  also 
to  "veto"  a  bill  when  it  comes  before  him.^  The  power  of 
reserving  bills  is  exercised  by  the  governor-general  in  very 
exceptional  cases  affecting  imperial  interests,  but  there  is  no 
instance  in  our  parliamentary  history  since  the  concession  of 
responsible  government  of  the  exercise  of  the  veto — a  royal 
prerogative,  in  fact,  not  exercised  even  in  England  since  the 
days  of  Queen  Anne.  Lieutenant-governors  not  infrequently 
reserve  bills,  in  all  the  provinces,  for  the  consideration  of  the 
governor-general  in  council;  and  this  is  constitutionally  justi- 
fiable; but  the  same  functionaries  in  the  maritime  sections 
have  occasionally  vetoed  bills  of  their  resj^ective  legisla- 
tures. Their  legal  right  is  unquestionable,  but  it  is  a  right 
clearly  quite  inconsistent  with  the  general  principles  of  British 
oonstitational  government  which  should  govern  us  in  all 
cases. 

In  the  United  States,  where  the  power  of  veto  is  g^ven  to 
the  president,  and  to  all  the  governors  of  the  states,  with  only 
four  exceptions,  the  cabinet  or  executive^  officers  have  no 
responsibility  whatever  in  matters  of  legislation^  and  the  power 

>Seoi.66,56,  90. 


140  Federal  Government  in  Canada,  [596 

generally  operates  as  a  useful  check  on  the  legislatures,  which 
otherwise  would  be  left  practically  without  any  control  on 
their  proceedings.  In  the  Canadian  provinces,  however,  the 
case  is  very  different,  for  the  ministry  in  each  is  responsible  to 
the  house  and  to  the  lieutenant-governor  for  legislation.  If 
any  bill  should  pass  the  houses  despite  their  opposition  as  an 
administration,  it  is  clear  that  they  have  more  or  less,  accord- 
ing to  the  nature  of  the  measure,  forfeited  the  confidence  of 
the  people's  representatives,  and  it  would  be  a  virtual  evasion 
of  their  ministerial  responsibility,  for  them  at  the  last  moment 
to  advise  the  lieutenant-governor  to  intervene  in  their  behalf 
and  exercise  his  prerogative.  He  might  well  question  their 
right  to  advise  him  at  all,  since  they  had  shown  they  had  not 
the  support  of  the  legislature  of  which  they  were  a  committee. 
In  Ontario  and  Quebec  no  ministry  has  ever  occupied  so 
anomalous  a  position,  and  the  only  explanation  that  can  be 
offered  for  the  existence  of  the  veto  in  the  other  provinces  is 
that  by  carelessness  or  ignorance,  governments  have  per- 
mitted legislation,  which  the  lieutenant-governor  has  found  to 
be  beyond  the  competency  of  the  legislature  or  otherwise  very 
objectionable,  and  that  he  has  been  forced  to  call  the  attention 
of  his  cabinet  to  the  fact  and  ask  their  advice.  An  executive 
council  has,  under  these  circumstances  (for  I  am  speaking  from 
authoritative  information  on  this  interesting  point)  felt  itself 
bound  to  accept  the  situation  and  advise  the  disallowance  of 
the  bill.  Under  the  peculiar  circumstances  that  probably 
existed,  the  veto  may  at  times  have  proved  advantageous  to  the 
public  interests ;  but  looking  at  the  nature  of  our  government, 
it  would  be  probably  wiser  to  be  content  with  the  check  which 
the  constitutional  act  already  imposes  on  improper  legislation 
in  a  provincial  legislature ;  that  is,  the  general  power  of  veto 
by  the  dominion  government.  It  may  be  added  that  this  is 
one  of  the  cases  in  which  a  superior  court  in  a  province  might 
well  be  authorized  to  express  an  opinion,  as  in  certain  American 
states,  on  the  constitutionality  of  a  measure  before  it  passes 


597]  Federal  Government  in  Canada.  141 

finally.     The  lieutenant-governor  would  then  be  plaoe<l  m  a 
less  invidious  position.^ 

The  judiciary,  like  its  English  prototype,  evokes  respect  in 
every  province  of  Canada,  for  the  legal  attainments  and  high 
character  of  its  members.  Entirely  independent  of  popular 
caprice,  and  removable  only  fur  cause  on  the  address  of  the 
two  houses  of  parliament,  it  occupies  a  very  advantageous 
position,  compared  with  the  same  body  in  many  of  the  United 
States.  While  the  administration  of  justice,  including  the 
constitution,  maintenance  and  organization  of  provincial  courts, 
both  of  civil  and  criminal  jurisdiction,  is  one  of  the  matters 
within  the  purview  of  the  legislatures,  the  government  of  the 
dominion  alone  appoints  and  provides  the  salaries  of  the  judges 
of  the  superior,  district  and  county  courts,  except  those  of  the 
probate  court  in  Nova  Scotia  and  New  Brunswick.^     It  has 


*See  Bourinot's  Parliamentary  Practice  of  Canada  (pp.  578,  581)  where 
this  question  is  more  fully  discussed. 

'B.  N.  A.  Act,  1867,  sec.  96.  The  governor-general  shall  appoint  the 
judges  of  the  superior,  district  and  county  courts  in  each  province,  except 
those  of  the  courts  of  probate  in  Nova  Scotia  and  New  Brunswick. 

97.  Until  the  laws  relative  to  property  and  civil  rights  in  Ontario,  Novft 
Scotia  and  New  Brunswick  and  the  procedure  of  the  courts  in  those  pro- 
vinces are  made  uniform,  the  judges  of  the  courts  of  those  provinces  ap« 
pointed  by  the  governor-general  shall  be  selected  from  the  respective  \mn 
of  those  provinces. 

98.  The  judges  of  the  courts  of  Quebec  shall  be  selected  from  the  bar  of 
that  province. 

99.  The  judges  of  the  superior  courts  shall  hold  office  during  good  behaTior, 
but  shall  be  removable  by  the  governor-general  on  addrcm  of  the 
an<l  house  of  commons. 

100.  The  salaries,  allowances  and  pensions  of  the  judges  of  the  8U| 
district  and  county  courts  (except  the  courts  of  probate  in  Nova  Soolla  and 
New  Brunswick)  and  of  the  admiralty  courts  in  cases  where  the  jodgat 
thereof  are  for  the  time  being  paid  by  salary,  shall  be  fixed  and  proTidfld 
l»y  the  parliament  of  Canada. 

129.  Except  as  otherwise  i)rovided  by  this  act,  all  laws  in  force  in  Oinada, 
Nova  Scotia  or  New  Brunswick  at  the  union,  and  all  the  ooorU  of  dvil  and 
criminal  jurisdiction,  and  nil  legal  oommissioos,  powers  and  authoritiesi  and 
all  officers,  judicial,  administrative,  and  ministerial,  existing  therein  at  the 
union,  shall  continue  in  Ontario,  Quebec,  Nova  SooiU  and  New  Brumwicl^ 


142  Federal  Gcxvemment  in  Canada,  [598 

been  also  decided  that  the  dominion  parliament  is  at  liberty 
to  create  new  courts,  when  public  necessity  may  require  it,  for 
the  better  administration  of  the  laws  of  Canada,  or  to  assign 
to  the  jurisdiction  of  existing  courts  any  further  matters 
appropriate  to  their  sphere  of  duty.  For  when  legislating 
within  its  proper  bounds,  that  parliament  is  clearly  competent 
to  require  existing  courts  in  the  respective  provinces,  and  the 
judges  of  the  same,  who  are  appointed  and  paid  by  the  do- 
minion, and  removable  only  by  address  from  the  same  par- 
liament, to  enforce  their  legislation.  Such  an  "exercise  of 
authority  constitutes  no  invasion  of  the  rights  of  the  local 
legislatures.''^ 

In  all  the  provinces  there  is  a  supreme  court,  or  cou/t  of 
appeal ;  and  superior  courts,  known  under  the  legal  designa- 
tions of  high  courts  of  justice,  court  of  queen's  bench,  or 
superior  court.  Besides  these  tribunals  of  complete  civil  and 
criminal  jurisdiction,  there  are  various  other  courts  with  infe- 
rior or  special  functions,  known  as  county,  district,  surrogate 
or  probate,  maritime^  and  magistrates'  courts,  all  of  whose 


respectively,  as  if  the  union  had  not  been  made;  subject  nevertheless 
(except  with  respect  to  such  as  are  enacted  by  or  exist  under  acts  of  the 
parliament  of  Great  Britain  or  of  the  parliament  of  the  united  kingdom  of 
Great  Britain  and  Ireland)  to  be  repealed  and  abolished,  or  altered  by  the 
parliament  of  Canada,  or  by  the  legislature  of  the  respective  province, 
according  to  the  authority  of  the  parliament  or  of  that  legislature  under 
this  act. 

^This  judgment  was  given  in  the  case  of  Valin  v.  Langlois,  in  which  the 
validity  of  the  dominion  act  imposing  uppn  the  judges  the  trial  of  domin- 
ion controverted  elections  was  questioned.  See  Can.  Sup.  Court  Rep.,  Vol. 
Ill,  p.  70.    Also  5  App.  Cas.,  115. 

*  The  maritime  court  of  Ontario  is  a  dominion  court,  established  by  act 
of  parliament,  on  account  of  the  growing  importance  of  the  maritime  busi- 
ness on  the  lakes.  See  Can.  Rev.  Stat.,  c.  137 ;  Canada  Law  Times,  Vol. 
Ill,  pp.  1-13. 

Maritime  jurisdiction  over  the  high  seas  is  a  branch  of  international  law 
which  is  administered  throughout  the  British  colonies  by  the  imperial  vice- 
admiralty  courts  established  therein.  See  Todd's  Pari.  Govt,  in  the  Colo- 
nies, p.  188. 


599]  Federal  Government  in  Canada,  143 

duties  are  defined  by  statute.  So  far  as  our  circumstances 
have  permitted,  the  changes  in  the  organization  and  proce- 
dure of  the  English  courts  have  been  followed  in  the  English- 
speaking  provinces ;  and  this  is  especially  true  of  Ontario, 
where  the  judicature  act  is  modelled  upon  that  of  England, 
and  provides  for  a  supreme  court  of  judicature,  consisting  of 
two  permanent  divisions,  called  the  high  court  of  justice  for 
Ontario,  and  the  court  of  appeal  for  Ontario.  The  first  divi- 
sion is  again  divided  into  three  parts,  queen's  bench,  chancery 
and  common  pleas.  In  Ontario,  as  in  the  other  English  pro- 
vinces, the  recent  practice  of  England  has  been  followed,  and 
though  the  title  of  chancellor,  or  judge  in  equity,  still  exists  in 
some  courts,  there  is  a  fusion  of  law  and  equity ;  in  the  high  court 
of  justice  in  Ontario  and  in  the  supreme  court  in  Nova  Scotia, 
for  instance.  The  law  provides  every  legitimate  facility  for  ap- 
peals from  every  inferior  court  in  a  province,  and  causes  may  be 
taken  immediately  to  the  privy  council  of  England;  or,  as  gen- 
erally happens,  to  the  supreme  court  of  Canada  at  Ottawa,  previ- 
ously to  going  before  the  court  of  the  last  resort  for  the  empire 
at  large.^  In  the  organization  and  procedure  of  the  courts  from 
the  earliest  times  since  Canada  became  a  possession  of  Eng- 
land, we  can  see  how  closely  Canadians  imitate  her  institutions 
in  all  respects.  The  names  of  the  courts  are  for  the  most  part 
identical.  The  justices  of  the  peace  who  are  still  appointed 
by  the  crown,  as  represented  by  the  lieutenant-governor  in  the 
provinces,  date  from  the  days  of  Edward  III.  As  in  Eng- 
land, there  is  no  limit  to  the  number  that  may  be  appointed  in 
a  district,  and  consequently  in  some  of  the  provinces  the  priv- 
ilege has  been  often  abused  by  different  governments,  in  order 
to  satisfy  the  petty  ambition  of  their  friends  and  supporters. 
The  courts  of  quarter  or  S})ecial  sessions,  which  were  held  by 
the  magistrates  for  the  trial  of  certain  causes,  but  especially 
for  the  imposition  and  expenditure  of  local  taxes  in  counties, 
long  existed  in  all  the  provinces ;  but  with  the  establishment 

*  See  suproj  p.  66. 


144  Federal  Government  in  Canada.  [GOO 

of  municipal  institutions  and  the  organization  of  county  and 
other  courts,  they  have  practically  disappeared  from  the  legal 
structure,  although  relics  of  their  powers  still  exist  in  the 
province  of  Quebec,  where  the  recorders  of  Quebec  and  Mon- 
treal are  judges  of  sessions,  and  in  the  general  sessions  of  the 
peace  in  Ontario. 

The  criminal  law  of  England  has  prevailed  in  all  the  pro- 
vinces since  it  was  formally  introduced  by  the  proclamation  of 
1764,  and  the  Quebec  act  of  1774.  The  French  Canadians 
never  objected  to  this  system  of  law,  since  in  many  respects  it 
was  more  humane  and  equitable  than  their  own  code.  The 
civil  law,  however,  has  continued  to  be  the  legal  system  in 
French  Canada  since  the  conquest,  and  has  obtained  a  hold 
now  in  that  section,  which  ensures  its  permanency  as  an  insti- 
tution closely  allied  with  the  dearest  rights  of  the  people.  Its 
principles  and  maxims  have  been  carefully  collected  and  en- 
acted in  a  code  which  is  based  on  the  famous  code  of  Kapo- 
leon.  The  rules  of  procedure  relating  to  the  civil  law  have 
also  been  formulated  in  a  distinct  code.  The  civil  law  of 
French  Canada  had  its  origin  like  all  similar  systems,  in  the 
Roman  law,  on  which  were  engrafted,  in  the  course  of  cen- 
turies, those  customs  and  usages  which  were  adapted  to  the 
social  condition  of  France.  The  various  civil  divisions  of 
France  had  their  special  usages,  which  governed  each,  but 
all  of  them  rested  on  the  original  basis  of  the  Roman  law,  as 
compiled  and  codified  under  Justinian.  The  customary  law 
of  Paris  became  tlie  fundamental  law  of  Canada,  and  despite 
the  changes  that  it  has  necessarily  undergone  in  the  course  of 
time,  its  principles  can  still  be  traced  throughout  the  present 
system  as  it  has  been  codified  of  late  years.  The  French  civil 
law  has  been  materially  modified  since  1763,  by  contact  with 
the  English  laws  and  customs,  and  by  the  necessities  and  cir- 
cumstances of  a  new  country ;  but  still,  despite  all  the  amend- 
ments and  modifications  it  has  undergone  in  order  to  make  it 
more  in  consonance  with  the  conditions  of  modern  life  and 
the  needs  of  commerce  and  enterprise,  it  displays  in  their 


601]  Federal  Government  in  Canada,  145 

integrity  all  those  important  principles  which  have  the  sanc- 
tion of  ages  in  all  those  countries  where  a  similar  system  pre- 
vails, and  which  touch  the  civil  rights  of  individuals,  the 
transfer  of  property,  marriage  and  inheritance,  and  other  mat- 
ters of  vital  interest  to  all  persons  in  a  community. 

In  the  other  provinces  the  common  law  of  England  forms 
the  basis  of  their  jurisprudence.  Its  general  principles  were 
brought  into  this  country,  as  into  the  United  States,  by  the 
early  colonists  as  their  natural  heritage;  but  they  never 
adopted  those  parts  of  the  law  which  were  not  suited  to  the 
new  condition  of  things  in  America.  It  is  a  system  replete 
with  the  principles  of  individual  liberty  and  self-government 
and  giving  large  scope  to  enterprise  and  energy  in  coloniza- 
tion. In  addition  to  the  body  of  the  common  law,  Canada  has 
also  availed  itself  of  those  statutes  which  have  been  framed  in 
England  from  time  to  time,  in  consonance  with  the  condition 
of  things  to  which  the  old  maxims  of  the  law  could  not  apply. 
The  establishment  of  legislatures  in  the  provinces,  we  have 
seen,  was  only  a  little  later  than  the  entrance  of  the  large 
British  population,  and  it  was  therefore  in  their  power  to 
adapt  English  statutes  to  the  circumstances  of  this  country  at 
the  very  commencement  of  our  history,  or  to  pass  such  enact- 
ments as  were  better  suited  to  the  circumstances  of  the  coun- 
try. Thus  it  happens  that  gradually  a  large  body  of  Cana- 
dian statutory  law  has  been  built  upon  the  common  law  base 
ot  the  legal  structure,  and  with  a  view  of  making  the  law 
more  intelligible,  it  has  consequently  been  wisely  ordered,  at 
different  times  since  1854,  that  all  these  statutes  should  be 
revised  and  consolidated  by  commissions  composed  of  learnetl 
lawyers  and  judges.  The  people  of  the  dominion  and  of  all 
the  provinces  have  now  easy  access  to  the  statutory  law  that 
governs  them  within  the  res{>ective  constitutional  liraiU  of  the 
parliament  and  the  legislatures.  It  is  also  found  convenient 
in  the  intervals  between  the  consolidations  of  the  statutory 
law  to  collect  together,  from  time  to  time,  all  the  enactments 
on  a  jMirticular  subject  and  incorporate  them,  with  such  amend- 


146  Federal  Government  in  Canada.  [602 

ments  as  are  found  necessary,  in  one  statute.  This  has  been 
found  especially  useful  in  the  case  of  laws  affecting  railways, 
insurance  companies,  the  territorial  government,  and  other 
matters  of  large  public  import.  The  other  advantage  of  this 
practice  lies  in  the  fact  that  it  lessens  the  labor  of  a  greater 
consolidation  at  a  later  period.  The  criminal  law  has  been 
consolidated  in  this  way  and  forms  a  distinct  code. 

While  it  is  only  in  Quebec  that  there  is  a  system  of  muni- 
cipal or  civil  law  distinct  from  the  common  law,  there  are  at 
the  same  time  in  all  the  other  provinces  certain  differences  in 
the  statutory  law,  affecting  civil  rights  and  property,  that  have 
grown  up  from  the  commencement  of  their  history  as  separate 
political  entities,  until  the  present  time.  But  as  the  principles 
that  lie  at  the  basis  of  their  private  law  are  derived  from  the 
same  source  of  law  and  are  in  the  main  identical,  the  authors 
of  the  constitution  have  granted  a  general  authority"  to  the 
parliament  of  the  dominion  to  give  uniformity,  at  any  time,  to 
the  laws  relative  to  property  and  civil  rights  in  Ontario,  Nova 
Scotia  and  New  Brunswick  ;  but  in  case  of  parliament  making 
such  provision,  it  shall  not  have  any  effect  until  it  is  formally 
ratified  by  the  legislatures.*  No  effort  has  been  made  so  far  in 
this  direction,  and  it  is  now  hardly  probable  that  the  provinces 
would  be  willing  to  sanction  such  a  radical  change,  since  it 
would  give  parliament  thenceforth  unrestricted  powers  over 
property  and  civil  rights.  The  provinces  having  had  the 
enjoyment  of  their  jurisdiction  for  so  many  years  and  seen  how 


^B.  N.  A.  Act,  1867,  sec.  94.  Notwithstanding  anything  in  this  act,  the 
parliament  of  Canada  may  make  provision  for  the  uniformity  of  all  or  any 
of  the  laws  relative  to  property  and  civil  rights  in  Ontario,  Nova  Scotia 
and  New  Brunswick,  and  of  the  procedure  of  all  or  any  of  the  courts  in 
those  three  provinces,  and  from  and  after  the  passing  of  any  act  in  that 
behalf,  the  power  of  the  parliament  of  Canada  to  make  laws  in  relation  to 
any  matter  comprised  in  any  such  act  shall,  notwithstanding  anything  in 
this  act,  be  unrestricted,  but  any  act  of  the  parliament  of  Canada  making 
provision  for  such  uniformity  shall  not  have  effect  in  any  province  unless 
and  until  it  is  adopted  and  enacted  as  law  by  the  legislature  thereon. 


603]  Fedei'ol  Government  in  Canada,  147 

closely  it  is  identified  with  proviDcial  rights  and  interests, 
would  hardly  now  consent  to  place  themselves  in  a  position  of 
entire  subordination,  in  this  important  respect,  to  the  dominion 
government. 

.  The  position  of  the  judiciary  of  Canada  may  be  compared 
with  that  of  the  federal  judiciary  of  the  United  States,  since  the 
latter  has  a  permanency  and  a  reputation  not  enjoyed  by  the 
courts  of  all  the  states.  The  president  appoints,  with  the 
approval  of  the  senate,  not  only  the  judges  of  the  supreme 
court  at  AVashington,  but  the  judges  of  the  circuit  and  district 
courts.  In  the  majority  of  the  states,  however,  the  judges  are 
elected  by  the  people,  and  in  only  four  cases  is  there  a  life 
tenure.  The  average  term  of  a  judge*s  oflScial  life  in  that 
country  is  from  eight  to  ten  years ;  but  there  have  been  no 
instances  of  removal  during  that  term,  while  they  have  fiiith- 
fully  discharged  their  functions.  As  in  Canada,  judges  may 
be  removed,  in  thirty  states,  upon  an  address  of  two-thirds  of 
each  branch  of  the  legislature.  Their  salaries  are  not  large : 
the  judges  of  the  supreme  court  of  the  United  States  receive 
$10,000  each  and  the  chief  justice  $500  in  addition;  of  the 
circuit  courts,  §6,000 ;  of  the  district  courts,  from  $3,500  to 
$4,000 ;  of  the  supreme  courts  in  the  states,  from  $10,000  to 
$2,000 ;  the  average  being  from  $4,000  to  $5,000.'  All  writers 
who  have  studied  the  relative  positions  of  the  American  judi- 
ciary agree  that  the  influence  of  the  elective  system,  of  short 
tenure,  and  of  small  salaries  has  not  been  always  favorable  to 
the  standard  of  the  bench  in  the  several  states.  The  small 
salaries  especially  deter  lawyers  of  conspicuous  ability  and  large 
practice  from  accepting  such  positions.  The  supreme  and 
circuit  courts  of  the  United  States,  however,  occupy  a  vantage 
ground  from  their  i)ermanency  and  the  nature  of  their  functions, 
which  embrace  a  wider  sphere  of  study  and  interest.  On  the 
whole,  however,  with  all  the  disadvantages  under  which  the 
state  judiciary  labors,  it  Is  generally  admitted  that  the  dignity 

*  See  Spofford'8  American  Alnuuiac,  1889. 


148  Federal  Government  in  Canada,  [604 

of  the  office,  and  the  general  respect  for  the  law — an  inheritance 
from  their  British  ancestors — tend  to  act  as  a  counterpoise 
to  the  influences  of  which  I  have  already  been  speaking. 
In  Canada  the  salaries  are  even  less  than  in  the  United 
States,  and  there  are  also  inequalities  between  the  prov- 
inces, which  ought  to  be  removed,  and  salaries  generally 
increased.  The  judges  of  the  supreme  court  of  Canada  receive 
$7,000  each,  and  the  chief  justice  $8,000 ;  the  chief  justices  in 
Ontario  and  Quebec  $6,000,  and  the  judges  of  the  superior  court 
from  $5,000  to  $3,500;  the  chief  justices  in  the  other  pro- 
vinces $5,000,  and  the  judges  $4,000,  except  in  Prince  Edward 
Island  where  the  amounts  are  $4,000  and  $3,200.  The  county 
and  district  judges  only  receive  from  $2,000  to  $2,400 — too 
small  a  sum  for  a  hard  worked  class — but  in  the  case  of  these 
and  other  judges  there  are  sufficient  sums  allowed  for  travelling 
expenses.  On  their  retirement  they  are  entitled  to  a  consider- 
able annuity  fixed  by  law.  Although  the  salaries  are  small 
compared  with  what  a  leading  lawyer  can  make  at  the  bar,  yet 
the  freedom  of  the  office  from  popular  caprice,  its  tenure  prac- 
tically for  life,  its  high  position  in  the  public  estimation,  all  tend 
to  bring  to  its  ranks  men  of  learning  and  character.  Since 
those  deplorable  times  in  Canadian  history  when  there  was  a 
departure  from  the  wise  principle  of  having  the  executive  and 
judicial  department  in  separate  hands,  the  bench  has  evoked 
respect  and  confidence ;  and  there  have  been  no  cases  of  the 
removal  of  a  judge  on  the  address  of  the  two  houses.  It  says 
much  for  the  different  governments  of  Canada,  and  especially 
for  the  present  premier^  who,  more  than  any  other  Canadian 
statesman,  has  had  the  responsibility  of  such  important  appoint- 
ments through  his  long  tenure  of  office,  that  they  have  never 
been  led  for  political  reasons  to  lower  the  standard  of  the 
bench  by  the  elevation  of  improper  persons.  Such  positions 
are  not  necessarily  given  as  a  reward  for  political  services ;  for 
in  numerous  instances  the  ablest  men  have  been  chosen  from 

'  The  Eight  Honorable  Sir  John  A.  Macdonald,  P.  C,  G.  C.  B. 


605]  Federal  Government  in  Canada,  149 

the  bar  without  reference  to  their  political  status.  The  l^is- 
lative  arena,  however,  necessarily  attracts  not  a  few  of  the  finest 
intellects  of  the  bar  in  all  the  provinces,  and  the  very  experi- 
ence they  there  gain  of  legislation  is  undoubtedly  favorable  to 
their  usefulness,  should  they,  as  often  happens,  accept  the  dig- 
nified and  relatively  comfortable  (that  is  compared  with  active 
political  life)  position  of  a  seat  on  the  bench  in  whose  merito- 
rious history  all  of  us  take  a  very  proper  pride. 

I  must  now  direct  your  attention  briefly  to  the  important 
place  occupied  by  local  self-government  in  the  provincial 
structure.  In  the  days  of,  the  French  regime,  as  I  have 
already  shown  you,  a  system  of  centralization  was  established 
by  Louis  Quatorze,  who  so  pitilessly  daring  his  reign  enforced 
"that  dependence  which,"  as  Saint  Simon  tells  us,  "reduced 
all  to  subjection,"  everything  like  local  freedom  was  stifled, 
and  the  most  insignificant  matters  of  local  concern  were  kept 
under  the  direct  control  of  the  council  and  especially  of  the 
intendant  at  Quebec.  Until  1841  the  legislature  of  Quebec 
was  practically  a  municipal  council  for  the  whole  province, 
and  the  objection  of  the  habitants  to  any  measure  of  local  tax- 
ation prevented  the  adoption  of  a  workable  municipal  system 
until  after  the  union  of  1841.  In  Upper  Canada,  however, 
the  legislature  was  gradually  relieved  of  many  works  and  mat- 
ters of  local  interest  by  the  adoption  of  measures  of  local  gov- 
ernment which  infused  a  spirit  of  energy  and  enterprise  in  the 
various  counties,  towns  and  cities.  The  union  of  1841  led  to 
the  introduction  of  municipal  institutions  in  both  the  pro- 
vinces, in  conformity  with  the  political  and  material  develop- 
ment of  the  country.  By  1867  there  was  an  exceedingly  lib- 
eral system  in  oj>eration  in  Upper  and  Lower  Canada,  but  the 
same  thing  cannot  be  said  of  the  maritime  provinces.  It  has 
l>een  only  within  a  few  years  that  the  legislatures  of  Nova 
Scotia  and  New  Brunswick  have  organ  ize<l  an  effective  muni- 
cipal system,  on  the  basis  of  that  so  successfully  adopted  for  a 
long  time  in  the  larger  provinces.  In  Prince  Rlward  Island, 
however,  matters  remain  pretty  much  as  they  were  half  a  cen- 


150  Federal  Government  in  Canada.  [606 

tury  ago,  and  the  legislature  is  practically  a  municipal  council 
for  the  whole  island.  At  the  present  time  all  the  provinces, 
with  this  one  exception,  have  an  excellent  municipal  code, 
which  enables  every  defined  district,  large  or  small,  to  carry 
ou  efficiently  all  those  public  improvements  essential  to  the 
comfort,  convenience,  and  general  necessities  of  the  diffierent 
communities  tliat  make  up  the  province  at  large.  Even  in  the 
territories  of  the  North-west,  every  proper  facility  is  given  to 
the  people  in  every  populous  district,  or  town,  to  organize  a 
system  equal  to  all  their  local  requirements.^ 

The  municipal  institutions  of  .Canada  are  the  creation  of 
the  respective  legislatures  of  Canada,  and  may  be  amended  or 
even  abolished  under  the  powers  granted  to  that  body  by  the 
ninety-second  section  of  the  fundamental  law.  The  various 
statutes  in  force  establish  councils  composed  of  wardens,  reeves, 
mayors,  and  councillors  or  aldermen,  in  every  county,  town- 
ship or  parish,  town  and  city  in  the  provinces.  These  coun- 
cils are  representative  in  their  nature,  in  accordance  with  the 
principle  that  rests  at  the  basis  of  our  general  system  of  local 
government.  The  wardens  and  reeves  are  elected  as  a  rule 
by  the  council,  and  the  mayors  directly  by  the  rate  payers  in 
cities.  The  powers  and  authorities  of  the  various  municipali- 
ties are  regulated  by  general  statutes,  but  there  are  also  special 
acts  of  incorporation  in  the  case  of  many  cities  and  towns. 
These  various  municipal  organizations  have  the  power  of  im- 
posing direct  taxes  for  municipal  purposes,  including  public 
schools,  and  all  other  objects  that  fall  within  the  legitimate  scope 
of  their  local  requirements.  Taxation  is  limited  to  a  certain 
rate  on  the  dollar,  and  is  imposed  on  real  property,  as  well  as 
on  bonds,  stocks,  and  other  personal  property,  and  on  incomes 
in  the  province  of  Ontario.  All  the  municipalities  have  large 
borrowing  powers,  and  the  right  to  issue  debentures  to  meet 
debts  and  liabilities  incurred  for  necessary  improvements,  or 

*  See  Bourinot's  Local  Government  in  Canada,  in  Johns  Hopkins  Uni- 
versity Studies. 


607]  Federal  Government  in  Canada,  151 

to  assist  railways  of  local  advantage.  This  power  of  assisting 
milways  by  subsidies  has  been  largely  used,  though  chiefly  in 
Ontario;  by  the  end  of  1884  the  municipalities  had  already 
paid  §12,472,000  to  secure  railway  communication.  The 
councils,  however,  cannot  directly  grant  this  aid,  but  must 
pass  by-laws  setting  forth  the  conditions  of  the  grant  and  the 
means  of  meeting  the  prosj>ective  liabilities,  and  submit  them 
to  the  vote  of  the  rate-payers,  of  whom  a  majority  must  a[)- 
prove  the  proposition.  The  reference  to  the  people  at  the 
polls  of  such  by-laws  is  one  of  the  few  examples  which  our 
systefn  of  government  offers  of  a  resemblance  to  the  referendum 
of  laws  passed  by  the  Swiss  federal  legislature  to  the  people 
for  acceptance  or  rejection  at  the  polls.  It  is  a  practice  pecu- 
liar to  municipal  bodies,  though  the  same  principle  is  illus- 
trated in  the  case  of  the  Canada  Temperance  Act,  which  was 
passed  by  the  dominion  parliament,  and  can  only  come  into 
operation  with  the  consent  or  at  the  option  of  the  community 
to  which  it  is  referred,  in  accordance  with  the  provisions 
laid  down  in  the  statute.  Even  after  it  has  been  adopted  it 
may  also  be  repealed  by  submitting  the  question  again  to  the 
people  immediately  interested,  as  in  fact  we  have  seen  done  in 
so  many  cases  during  the  last  few  months,  on  account  of  the 
unpopularity  or  the  unsatisfactory  oj)eration  of  the  law.  It 
is  an  interesting  question  how  far  it  is  competent  for  a  legis- 
lative body  entrusted  with  the  power  of  making  laws  to  refer 
the  adoption  or  rejection  of  a  general  law  like  that  of  the 
Temperance  Act  to  the  i)eople  of  the  whole  province  or  of  a 
particular  district.  A  very  high  American  authority  has  well 
said  that  'Mt  is  not  always  essential  that  a  legislative  act 
should  be  a  oomiKJtcnt  statute  which  must  in  any  event  take 
effect  as  law  at  the  time  it  leaves  the  hand  of  tlie  legislative 
department.  A  statute  may  be  conditiofud,  and  Ha  taking  effect 
may  be  made  to  depend  u|K)n  some  8ul)8equeht  event."  The 
highest  courts  have  declare<l  this  hnnd  option  law  of  Canada 
as  within  the  competency  of  parliament  under  the  powers 
granted  it  by  the  constitution,  but  in  any  caae  it  does  not 
appear  to  be  any  surrender  of  the  law-makbg  power  to 


152  Federal  Government  in  Canada,  [608 

submit  simply  the  question  of  its  acceptance  to  the  voters  of  the 
locality  especially  interested  in  such  questions.  To  cite  again 
jthe  eminent  author  just  quoted :  "Affirmative  legislation  may  in 
some  cases  be  adopted,  of  which  the  parties  interested  are  at 
liberty  to  avail  themselves  or  not,  at  their  option.  A  private 
act  of  incorporation  cannot  be  forced  upon  the  corporation ; 
they  may  refuse  the  franchise  if  they  so  choose.  In  these  cases 
the  legislative  act  is  regarded  as  complete  when  it  has  passed 
through  the  constitutional  formalities  necessary  to  perfect  leg- 
islation, notwithstanding  its  actually  going  in  operation  as  law 
may  depend  upon  its  subsequent  acceptance." 

The  necessity  of  submitting  by-laws  to  the  people  in  a  mu- 
nicipality, however,  rests  on  the  constitutional  authority  of 
the  legislature  which,  in  the  general  law  passed  for  the  regu- 
lation of  municipalities,  has  thought  proper  to  provide  such 
means  of  reference  to  the  rate-payers  of  a  locality.  On  gen- 
eral principles,  indeed,  the  powers  of  legislation  bestowed  in 
this  way  on  municipal  corporations  cannot  be  considered  "  as 
trenching  upon  the  maxim  that  legislative  power  must  not  be 
delegated,  since  that  maxim  is  to  be  understood  in  the  light  of 
the  immemorial  practice  of  this  country  and  England,  which 
has  always  recognized  the  propriety  and  policy  of  vesting  in 
the  municipal  organizations  certain  powers  of  local  regulation, 
in  respect  to  which  the  parties  immediately  interested  may 
fairly  be  supposed  more  competent  to  judge  of  their  needs 
than  any  central  authority.  As  municipal  organizations  are 
mere  auxiliaries  of  the  state  or  provincial  government  in  the 
important  business  of  municipal  rule,  the  legislature  may 
create  them  at  will  from  its  own  views  of  propriety  or  necessity 
and  without  consulting  the  parties  interested  ;  and  it  also  pos- 
sesses the  like  power  to  abolish  them,  without  stopping  to  inquire 
what  may  be  the  desire  of  the  corporation  on  that  subject."^ 


^All  these  citations  are  from  Cooley's  Constitutional  Limitations  (pp. 
139-148)  where  the  whole  subject  is  fully  discussed.  His  remarks  apply 
to  Canada  as  well  as  to  the  United  States. 


609]  Federal  Govemmeivt  in  Canada,  153 

Of  the  right  of  the  provincial  legislatures  to  delegate 
powers  specially  given  them  by  the  constitution  to  any  body 
or  authority  also  created  by  themselves,  we  have  a  decision 
of  the  privy  council  in  the  case  of  the  liquor  license  act  of 
Ontario  (the  most  important  yet  given  by  that  tribunal  on  the 
constitutional  jurisdiction  of  the  provinces),  which  authorized 
certain  license  commissioners  to  pass  resolutions  regulating 
and  determining  within  a  municipality  the  sale  of  liquors.* 
The  maxim  dekgoius  non  potest  delegare  was  distinctly  relied 
upon  by  the  opjK)nents  of  the  measure,  but  the  judicial  com- 
mittee emphatically  laid  down  that  such  an  objection  is 
founded  on  an  entire  misconception  of  the  true  character  and 
position  of  the  provincial  legislatures.  Within  the  limits  of 
its  constitutional  powers  "the  local  legislature  is  supreme  and 
has  the  same  authority  as  the  imj>erial  parliament,  or  the  j)ar- 
liament  of  the  dominion,  would  have  had  under  like  circum- 
stances to  confide  to  a  municipal  institution  or  body  of  its  own 
creation  authority  to  make  by-laws  or  resolutions  a.s  to  the 
subjects  specifieil  in  the  enactment,  and  with  the  object  of 
carrying  the  enactment  into  o^xiration  and  eflPect."  Such  an 
authority  is,  in  their  opinion,  "ancillary  to  legislation, and  with- 
out it  an  attempt  to  provide  for  varying  details  and  machinery 
to  carry  them  out  might  become  oppressive  or  absolutely  fail." 
A  legislature  in  committing  important  regulations  to  agents 
or  delegates,  it  is  decisively  stated,  does  not  by  any  means 
efface  itself;  for  "it  retains  its  powers  intact  and  can,  when- 
ever it  pleases,  destroy  the  agency  it  has  created  and  set  up 
another,  or  take  the  matter  directly  into  its  own  hands."  And 
how  far  it  "  shall  seek  the  aid  of  subordinate  agencies,  and 
how  long  it  shall  continue  them,  are  matters  for  each  legisla- 
ture, and  not  for  courts  of  law,  to  decide."  * 


*  See  mprOf  p.  64. 

See  9  App.  Cas.,  117  ;  or  I.egal  NewH,  Vol.  VII,  p.  23.  The  lewned  Jodff- 
ment  of  the  Ontario  court  of  ap{)eal  in  this  famoiu  case  oontaina  abandaiiw 

11 


154  Federal  Government  in  Canada,  [610 

The  power  of  passing  by-laws  and  imposing  taxation  accord- 
ingly gives  to  the  various  municipal  councils  of  the  provinces 
a  decided  legislative  character.  The  subjects  embraced  within 
their  jurisdiction  are  set  forth  with  more  or  less  distinctness 
in  the  municipal  acts  of  the  provinces,  especially  of  Ontario. 
The  council  of  every  township,  city,  town  or  incorporated  vil- 
lage may  pass  by-laws  for  the  construction  and  maintenance 
of  waterworks,  the  amounts  required  to  be  collected  under 
local  improvement  by-laws,  licensing  and  regulating  transient 
traders,  the  purchase  of  real  property  for  the  erection  of  public 
school  houses  thereon,  cemeteries,  their  improvement  and  pro- 
tection, cruelty  to  animals,  fences,  exhibitions  and  places  of 
amusement,  planting  and  preservation  of  trees,  gas  and  water 
companies,  public  morals,  giving  intoxicating  liquor  to  minors, 
nuisances,  sewerage  and  drainage,  inspection  of  meat  and  milk, 
contagious  diseases,  fevers,  prevention  of  accidents  by  fire, 
aiding  schools,  endowing  fellowships,  markets,  police,  indus- 
trial farms,  charities  and  numerous  other  subjects  immediately 
connected  with  the  security  and  comfort  of  the  peoj)le  in  every 
community.^  The  most  important  duty  of  every  municipality, 
especially  in  the  cities,  is  the  imposition  and  collection  of 
taxes.  The  burden  of  taxation  is  on  real  property,  and  the 
difficulty  is  felt  in  the  same  measure  in  Canada  as  in  the 
United  States  of  obtaining  accurate  returns  for  taxation  pur- 
poses, of  all  intangible  property  in  the  shape  of  bonds,  mort- 
gages, and  other  securities  held  by  individuals.  The  same 
may  be  said  of  returns  of  incomes,  except  in  the  case  of 
public  officials  and  clerks,  of  whose  salaries  it  is  easy  to 
obtain  information.^     The  statistics  of  this  kind  of  property, 

of  precedents  for  legislation  entrusting  a  limited  discretionary  authority  to 
others,  and  gives  many  illustrations  of  its  necessity  and  convenience. 

^See  Kev.  Stat,  of  Ontario,  1887,  chap.  184,  for  examples  of  the  large 
powers  entrusted  to  municipalities  in  probably  the  best  constructed  muni- 
cipal system  in  the  world. 

^  The  official  incomes  of  the  officers  of  the  dominion  government  cannot 
be  taxed  by  the  provinces  or  the  municipalities  thereof.  Leprohon  v.  City 
of  Ottawa,  2  App.  Rep.  Ont.,  p.  522. 


611]  Federal  Government  in  Canada.  155 

as  given  in  assessment  rolls,  are  very  unreliable.  For 
instance,  we  find  that  while  the  assessed  value  of  real  prop- 
erty in  Ontario  increased  from  $325,484,116  in  1873  to 
§583,231,133  in  1883,  the  assessed  value  of  the  personal 
property  only  increased  during  the  same  period  of  prosperity 
from  $49,010,772  to  $56,471,661 ;  and  it  must  be  remembered 
that  the  assessors,  especially  in  rural  districts,  generally  place 
the  value  of  real  property  at  a  low  rate.  The  exemptions 
fix^m  taxation  comprise  all  government  and  public  property, 
places  of  worship  and  lands  connected  therewith,  and  a 
great  number  of  buildings  occupied  by  scientific,  educational, 
and  charitable  institutions.  In  the  province  of  Quebec,  where 
the  Church  of  Rome  has  accumulated  a  vast  amount  of  valu- 
able property,  especially  in  and  near  Quebec  and  on  the  island 
of  Montreal,  the  value  of  exemptions  is  estimated  at  many 
millions  of  dollars.  In  Ontario  an  agitation  has  commenced 
against  the  continuance  of  a  law  which  restricts  the  assessment 
in  certain  localities  to  relatively  narrow  limits,  but  the  religious 
and  other  interests  that  would  be  effected  are  likely  to  prevent 
any  change  for  a  long  time  to  come.  In  Quebec  it  is  quite 
impracticable. 

The  municipal  system  on  the  whole  is  creditable  to  the 
people  of  Canada.  It  has  its  weaknesses,  owing  in  some 
measure  to  the  disinclination  of  leading  citizens,  especially  in 
the  cities  and  large  towns,  to  give  much  of  their  time  to  mu- 
nicipal duties,  although  every  person  is  so  deeply  interested  in 
their  eflBcient  and  honest  performance.  Jobbery  and  corrup- 
tion are,  however,  not  conspicuous  characteristics  of  municii)al 
organizations  in  the  provinces;  and  we  have  no  examples 
happily  in  our  history  at  all  inviting  comparison  with  the 
utter  baseness  of  the  Tweed  ring  in  New  York.  In  the  niral 
municipalities  of  Ontario  there  is  a  greater  readiness  than  in 
the  large  cities  to  serve  in  the  municipal  councils,  and  as  I 
have  already  shown,  those  bfHlies  have  given  not  a  few  able 
and  practical  men  to  parliament.  On  an  effective  system  of 
local  self-government  rests  in  a  very  considerable  degree  the 


156  Federal  Government  in  Canada.  [612 

satisfactory  working  of  our  whole  provincial  organization.  It 
brings  men  into  active  connection  with  the  practical  side  of 
the  lifeof  acoraraunity  and  educates  them  for  a  larger  though 
not  more  useful  sphere  of  public  life.* 

The  Territories  of  Canada,  to  whose  organization  I  must 
now  refer,  comprij=e  a  vast  region  stretching  from  the  province 
of  Manitoba  to  the  Rocky  Mountains,  and  from  the  frontier 
of  the  United  States  to  the  waters  of  the  North.  It  embraces 
more  than  two-thirds  of  the  dominion,  probably  2,600,000 
square  miles,  and  is  watered  by  the  Red,  Saskatchewan,  Assi- 
niboine,  Peace,  Mackenzie  and  other  rivers  of  large  size  and 
navigable  for  the  most  })art  by  steamers  of  low  draft.  This 
region  came  into  the  possession  of  Canada  by  a  purchase  of 
the  rights  of  the  Hudson's  Bay  Company,^  who  had  so  long 
enjoyed  a  monopoly  of  the  fur  trade,  and  used  their  best  efforts 
to  keep  it  a  tei'ra  incognita.  The  government  of  the  dominion 
now  holds  complete  jurisdiction  over  the  territory,  out  of 
whose  fertile  lands  must,  sooner  or  later,  be  developed  ten  or 
twelve  provinces  as  rich  and  prosperous  as  any  of  the  great 
north-western  states.  The  provisional  district  of  Keewatin 
was  formed  some  years  ago  out  of  the  eastern  portion  until 
the  settlement  of  the  boundary  dispute  between  Ontario  and 
the  Dominion ;  but  since  that  question  was  settled  it  has  only 
a  nominal  existence,  though  it  still  remains  under  the  super- 
vision of  the  lieutenant-governor  of  the  province  of  Manitoba. 
In  1882  a  large  portion  of  the  north-west  region  was  divided 


^ "  I  have  dwelt,"  says  John  Stuart  Mill,  in  Representative  Government, 
ch.  XV,  "in  strong  language  on  the  importance  of  that  portion  of  the  ope- 
ration of  free  institutions  which  may  be  called  the  public  education  of  the 
citizens.  Now  of  this  education  the  local  administrative  institutions  are 
the  chief  instruments." 

^  B.  N.  A.  Act,  1867,  sec.  146,  provides  for  admission  of  Territories.  See 
also  Imp.  Stat.,  31  and  32  Vict.,  c.  105,  (Can.  Stat,  for  1869) ;  Can.  Com- 
mons Jour.,  1869,  pp.  149, 156 ;  Can.  Stat.,  32  and  33  Vict.,  c.  3 ;  Imp.  Stat., 
34  and  35  Vict.,  c.  28. 


613]  Federal  Government  in  Oanada,  167 

into  four  districts  for  postal  and  other  purposes.*  Assiniboia, 
now  the  most  populous  district,  contains  about  95,000 
square  miles;  Saskatchewan,  114,000;  Alberta,  100,000; 
and  Athabasca,  122,000.  Beyond  these  districts  lies  an  im- 
mense and '  relatively  unknown  region,  watered  by  the  Peace, 
Slave  and  Mackenzie  rivers,  and  believed  to  be  capable  of 
raising  cereals  and  supporting  a  large  population.  The  total 
number  of  settlers,  who  have  mostly  come  into  the  country 
within  six  years,  does  not  exceed  forty  thousaud  souls, 
scattered  over  ix  wide  region ;  but  villages  and  towns  are 
springing  up  with  great  rapidity  throughout  the  west,  and 
immigration  is  flowing  over  the  rich  wheat-producing  prai- 
ries of  the  district  of  Assiniboia.  The  autliorities  at  Ottawa 
control  the  government  of  the  territories.  Until  the  win- 
ter of  1888,  they  were  governed  by  a  lieutenant-governor 
and  council,  partly  nominated  by  the  governor-general  in 
council  and  partly  elected  by  the  people.  In  the  session  of 
1888,  the  parliament  of  Canada  passed  an  act  granting  the 
territories  a  legislative  assembly  of  twenty-two  members,  but 
they  do  not  enjoy  responsible  government  like  the  provinces. 
The  lieutenant-governor,  who  is  appointed  by  the  governor  in 
council,  for  four  years,  has,  however,  the  right  of  choosing 
from  the  assembly  four  members  to  act  as  an  advisory  council 
in  matters  of  finance.  Three  of  the  judges  of  the  territories 
sit  in  the  a&sembly  as  legal  experts,  to  give  their  opinion  on 
legal  and  constitutional  questions  as  they  arise;  but  while  tliey 
may  take  part  in  the  debates  they  cannot  vote.    The  assembly 


'  B.  N.  A.  Act  of  1871  (amending  that  of  1867  in  order  to  remoTe  certftin 
doubts  aa  to  the  powers  of  Canadian  parliament)  enact«: 

2.  The  parliament  of  Canada  may  from  time  to  time  e«Uibli«h  n«w  pro- 
vinces in  any  territories  forming  for  the  time  being  part  of  the  Dominiooof 
Canada,  but  not  included  in  any  province  thereof,  ami  may  at  the  time  of 
such  establishment  make  provision  for  the  ooDstitution  and  administratioa 
of  any  inich  province  and  for  the  passing  of  laws  for  the  peace,  order  and 
good  government  of  such  province,  and  for  Its  representation  in  the  Mid 
parliament. 


158  Federal  Government  in  Canada.  [614 

has  a  duration  of  three  years  and  is  called  together  at  such  time 
as  the  lieutenant-governor  appoints.  It  elects  its  own  speaker 
and  is  governed  by  rules  and  usages  similar  to  those  that  pre- 
vail in  the  assemblies  of  the  provinces.  Each  member  receives 
§500,  the  legal  experts  $250,  a  session,  besides  an  allowance  for 
travelling  expenses.  The  parliament  of  Canada  provides  nearly 
all  the  funds  necessary  for  carrying  on  the  government  and  meet- 
ing necessary  expenses  for  local  purposes.  The  elections  are  by 
open  voting ;  the  electors  must  be  borid  fide  male  residents  and 
householders  of  adult  age,  who  are  not  aliens  or  unenfran- 
chised Indians,  and  who  have  resided  within  the  district  for 
twelve  months  before  the  election.  The  civil  and  criminal 
laws  of  England  are  in  force  in  the  terrritories,  so  far  as  they 
can  be  made  applicable;  and  the  lieutenant-governor  and 
assembly  have  such  powers  to  make  ordinances  for  the  gov- 
ernment of  the  North-west  as  the  governor-general  in  council 
confers  upon  them;  but  their  powers  cannot  at  any  time 
exceed  those  conferred  by  the  constitutional  act  upon  the  pro- 
vincial legislatures.  There  is  a  supreme  court,  composed  of 
five  judges,  appointed  by  the  Ottawa  government,  and  remov- 
able upon  the  address  of  the  senate  and  house  of  commons. 
The  court  has,  within  the  territories,  and  for  the  administration 
of  the  law,  all  such  powers  as  are  incident  to  a  superior  court 
of  civil  and  criminal  jurisdiction.^  The  territories  are  rep- 
resented in  the  senate  by  two  senators  and  in  the  house  of 
commons  by  four  members,  who  vote  and  have  all  the  other 
privileges  of  the  representatives  of  the  provinces.  In  this 
respect  the  territories  of  Canada  enjoy  advantages  over  those 
of  the  United  States  territories,  which  are  not  represented  in 
the  senate,  but  have  only  delegates  in  the  house  of  representa- 
tives without  the  right  of  voting.  Year  by  year,  as  the  popula- 
tion increases,  the  people  must  have  their  political  franchises 
enlarged.  The  time  has  come  for  introducing  the  ballot,  and 
the  inhabitants  are  an  exceedingly  intelligent  class,  drawn  for 

» Can.  Rev.  Stat.,  chs.  7,  50 ;  Can.  Stat.,  1887,  ch.  3 ;  1888,  ch.  19. 


615]  Federal  Government  in  Canada.  159 

the  most  part,  so  far,  from  Ontario  and  the  other  English 
provinces,  and  are  in  every  way  deserving  of  governing 
themselves  in  all  local  matters,  with  as  little  interference  as 
possible  from  the  central  authority. 

There  are  in  the  territories  some  30,000  Indians,  chiefly 
Assiniboines,  Crees,  Bloods,  and  Blackfect,  in  various  stages  of 
development.  They  arc  the  wards  of  the  Canadian  government, 
which  has  always  exercised  a  paternal  care  over  them.  They 
are  fed  and  clothed  in  large  numbers.  Before  lands  were  laid 
out  for  settlement,  the  Indian  titles  were  extinguished  by  trea- 
ties of  purchase,  conducted  between  the  representatives  of  the 
dominion  and  the  councils  of  the  several  tribes.  The  Indians 
live  on  reserves  set  apart  for  them  in  valuable  districts;  schools 
and  farm  instruction  are  provided  by  the  government,  with 
the  creditable  hope  of  making  them  more  useful  members  of 
the  community.  Agents  live  on  the  reserves,  and  inspectors 
visit  the  agencies  from  time  to  time  to  see  that  the  interests  of 
the  In<lians  are  protected  in  accordance  with  the  general  policy 
of  the  government.  The  sale  of  spirituous  liquors  is  expressly 
forbidden  in  the  territories,  chiefly  with  the  view  of  saving  the 
Indians  from  their  baneful  influences.^  The  liberal  policy  of 
the  government  with  res})ect  to  the  Indians  is  deserving  of 
the  encomiums  which  it  has  received  from  all  those  who  have 
studied  its  operation.  So  far  as  I  can  judge  from  careful  in- 
quiry, the  effects  of  the  policy  are  on  the  whole  excellent,  and 
Indians  generally  are  every  way  gaining  greater  confidence  in 
the  government  of  the  country.  Of  course  it  is  difficult,  if  not 
impossible,  in  the  great  majority  of  cases,  to  make  a  decided 
radical  change  in  the  habits  of  the  older  Indians,  and  educate 
them  to  become  competitors  of  the  white  man  in  industrial 
pursuits ;  but  it  is  gratifying  to  find  that  so  largo  a  number 
are  already  tilling  the  soil  with  a  mo<lerate  and,  for  them,  an 
encouraging  measure  of  success.  The  schools  established  by 
the  government  are  well  patronized,  and  on  all  sides,  in  short, 

*  See  Can.  Rev.  Stat.,  o.  43,  regulating  all  maUen  reapeoUng  the  Indiana. 


160  Federal  Government  in  Canada,  [616 

I  see  much  hope  for  the  future  generations  of  the  Indian  race 
in  the  territories  of  Canada.  At  all  events,  good  must  con- 
tinue to  arise  from  the  operation  of  the  established  policy,  and 
Canadians  will  always  feel  that  they  have  done  their  duty 
towards  a  race  which  has  never  in  the  past  been  treated  with 
similar  generosity  and  kindness  in  the  territories  of  the  United 
States. 

A  federal  government  controlling  all  matters  essential  to 
the  general  development,  the  permanency,  and  the  unity  of 
the  whole  dominion,  and  several  provincial  governments  hav- 
ing complete  jurisdiction  overall  subjects  intimately  connected 
with  the  comfort  and  convenience,  the  life  and  property,  the 
happiness  and  prosperity  of  the  various  communities  of  people 
that  dwell  within  the  limits  of  these  }ocal  organizations ;  these 
are  the  dominant  features  of  the  federal  structure.  Elements 
of  weakness  may  exist  in  the  financial  basis  on  which  the  struc- 
ture rests,  and  in  the  veto  power  given  to  the  central  authority 
over  the  acts  of  the  provincial  governments.  The  upper  houses 
of  the  legislatures  have  none  of  the  strength  and  influence  of 
the  senates  of  the  United  States,  and  can  exercise,  under  their 
present  constitution,  relatively  little  of  that  control  over  the 
legislation  of  a  popular  house  which  may  be  found  useful  at 
critical  times.  Apart  from  what  are  considered  constitutional 
defects  and  sources  of  conflict  between  the  central  and  provin- 
cial authorities,  there  are  other  conditions  of  their  political 
system  which  may  awake  serious  apprehensions  in  the  minds 
of  thoughtful  publicists  and  statesmen.  An  eminent  English 
thinker,  Professor  Seeley,  has  said  that  "  there  are  in  general 
three  forces  by  which  states  are  held  together,  community  of 
race,  community  of  religion,  and  community  of  interest.^ 
When  we  come  to  make  an  application  of  this  doctrine  to 
Canada,  we  see  that  there  is  one  large  province  under  the 
direct,  practically  unrestricted,  control  of  a  large  and  rapidly 
increasing  population,  speaking  a  language,  professing  a  reli- 

*  Expansion  of  England,  p.  50. 


617]  Federal  Government  in  Canada,  161 

gion,  and  retaining  certain  institutions,  different  from  those 
of  the  majority  of  the  people  of  the  dominion.  I  have  already 
shown  the  remarkable  influence  this  French  race  has  naturally 
exercised  over  the  conditions  of  our  iK)litical  existence,  and  in 
the  formation  of  our  constitutional  system.  From  time  to 
time  in  our  history  such  antagonisms  as  must  alwavs  arise 
when  there  are  racial  and  religious  differences  in  a  commu- 
nity, have  shown  themselves  with  more  or  less  intensity.  As 
I  have  already  shown  in  the  first  lecture,  this  antagonism  led 
to  unhappy  results  in  our  early  annals,  and  left  a  sad  blot  on 
our  political  history.  In  these  later  times,  with  the  develop- 
ment of  civil  liberty  and  with  a  wiser  understanding  of  the 
principles  that  should  govern  communities,  living  under  the 
same  system  of  government,  the  instances  have  been  few  and 
relatively  unimportant,  when  a  conflict  of  opinion  has  arisen 
between  the  two  races  that  inhabit  Canada.  Our  political 
history  for  half  a  century  has  been  eminently  creditable  to  the 
good  temper,  patience  and  moderation  of  the  leading  men  in 
French  as  well  as  in  English  Canada.  At  critical  moments 
conciliatory  counsels  have  invariably  prevailed  in  the  end 
over  the  dictates  of  unreason  and  passion.  All  people  and 
communities  within  the  dominion  have  already  learned  that 
in  the  parliament  they  can  always  find  every  consideration 
and  justice  given  to  their  fair  and  legitimate  claims.  No 
one  can  foresee  the  time  when  an  amalgamation  of  the  two 
races  will  be  possible,  when  the  language  and  institutions 
of  French  Canada  will  disappear.  It  may  be  there  are  those 
in  English  Canada  who  r^ret  that  there  are  no  signs  as  yet 
of  such  an  effacement.  It  seems  inevitable  that  the  great 
energy  and  colonizing  capacity  of  English  speaking  peoples 
will  obtain  the  supremacy,  and  open  up  and  control  the  pro- 
vinces that  must  soon  1x5  carved  out  of  the  great  territories  of 
the  North-west;  and  the  French  Canadian  race  will  find  itself 
in  a  far  smaller  minority  than  at  present.  But  there  is  no 
reason  to  suppase  that  it  will  ever  cease  to  be  an  important 
influence  in  the  confederation,  which  the  Canadians,  irrespeo- 


1G2  Federal  Government  in  Canada.  [618 

tive  of  race  and  religion,  are  establishing  in  a  continuous  line 
of  provinces  from  the  Atlantic  to  the  Pacific  shores.  Though 
there  are  differences  in  language  and  certain  institutions  be- 
tween the  French  and  English  Canadian  peoples,  yet  there  is 
an  equal  community  of  interest  between  both.  Our  history 
for  more  than  a  century  gives  us  very  clear  illustrations  of  the 
thorough  appreciation  that  both  races  have  of  this  identity  of 
interest.  They  have  labored  with  equal  patriotism  to  build 
up  the  confederation  and  develop  its  resources.  The  results 
of  this  union  of  races  in  the  work  of  strengthening  and  pro- 
moting the  welfare  of  the  dominion  has  so  far  been  eminently 
encouraging.  A  large  intercolonial  trade  has  been  developed, 
railways  have  spanned  the  continent,  and  public  works  of 
equally  national  importance  have  been  completed,  and  numer- 
ous other  measures  passed,  all  in  the  direction  of  consolidating 
the  union.  The  foundations  of  a  new  nationality  have  been 
already  laid  by  the  common  efforts  of  the  two  races,  united  as 
they  are  by  the  strong  ties  of  a  common  interest ;  and  as  long 
as  they  continue  to  pursue  the  same  wise  policy  of  mutual 
compromise  and  mutual  forbearance  on  all  occasions  of  differ- 
ence, it  is  impossible  to  exaggerate  the  possibilities  that  seem 
open  to  a  dominion  in  the  possession  of  institutions  so  fully 
worthy  of  the  respect  and  confidence  of  its  people. 


INDEX  TO  SEVENTH  VOLUME 

OF 

Johns  Hopkins  University  Studies 


HISTORICAL  AND  POLITICAL  SCIENCE. 


Adams,  Dr.  H.  B.,  195;  quoted,  199, 
205,  212,  230,  vii-ix,41,  110. 

Adams,  Judge  S.  W.,  vii-ix,  4,  5. 

Agawam,  visited  by  men  from  New- 
town, vii-ix,  12. 

Albemarle  Academy,  202. 

Alcalde,  82,  83,  85,  93, 101 ;  functions 
of,  86,  96,  97,  98,  101;  office  of, 
abolished  in  San  Francisco,  111; 
restored,  115;  abolished  by  charter 
of  1850,  132;  in  Louisiana,  164. 

Andrews,  Judge,  quoted,  vii-ix,  121. 

Andrews,  Charles  M.,  on  the  river 
towns  of  Connecticut,  vii-ix. 

Assembly,  legislative,  of  San  Fran- 
cisco, 107 1\\ 

Atkinson,  250. 

Atwater,  E.  E.,  quoted,  vii-ix,  65. 

Auxiliary  S;initary  Association,  in 
New  Cirleans,  185. 

Ayuntamiento,  84,  85,  87,  88,  89,  90, 
91,100;  functions  of,  86;  abolished 
in  San  Francisco,  108;  restored, 
116;  abolished  by  charter  of  1860, 
132. 

B 

Baoon,  Sir  Francis,  quoted,  24. 
Bancroft,  George,  message  of,  to  Cbm- 

modore  Sloat,  quoted,  93. 
Barbour,  James,  241. 


Barbour,  P.  P.,  241 ;  offered  law  pro- 

fessorship,  311. 
Barlow,  Peter,  287,  296,  299. 
Bamett,  Bev.  8.  A.,  24 ;  and  the  Uni- 

versity  Colony  in  East  London,  58, 

59,  00. 
Bartlett,  Lieut.  W.  A.,  95,  99. 
Berkeley,  Bishop,  302. 
Berlin,  Connecticut,  vii-ix,  75,  76. 
Bienville,  founds  New  Orleans,  160. 
Biloxi,  settled,  159. 
Birkbeck,  Dr.  George,  assists  (xilmer, 

285,292,  300;  and  the  University 

of  London,  298. 
Blaettermann,  Dr.  George,  292,  313; 

engaged  as  professor  in  University 

of  Virginia,  244,  245,  246,  306. 
Blake,  quoted,  vii-ix,  107. 
Blake,  Hon.  Edward, quoted,  497,604, 

509,  537,  580,  681. 
Blok,  Adrian,  explores  Conneciicat, 

vii-ix,  10 
Bloomfield,  vii-ix,  76,  76. 
Bond,  quoted,  vii-ix,  43. 
Bondelier,  quoted,  96. 
Bonnycastle,  Charlets287;  made  pro- 
fessor in  University  of  Virginia, 

299;  arrives,  311;  transfemd  to 

Key's  chair,  313. 
Boston  Courier,  nuoted,  307. 
Bourinot,  Dr.  John  O..  on  federal 

govemmeni  in  Canada,  467-618; 

quoted,  486, 604, 611, 614, 628, 688^ 

697,008. 

163 


164 


Index. 


[620 


Bowditch,  Nathaniel,  212. 
Bozman,  J.  L.,  quoted,  vii-ix,  41. 
Bradford,  William,  vii-ix,  7 ;  letter  of, 

to  Minuit,  quoted,  7,  15. 
Breckinridge,  Mrs.  K,  196. 
Breckinridge,  James,  209. 
British  Columbia,  union  with,  682. 

(See  Canada.) 
British   North  America  Act,  1867. 

(See  Canada.) 
Brock,  R.  A.,  217. 
Brockenborough,  Wm.,  241. 
Bronson,  Dr.  Henry,  quoted,  vii-ix, 

79,  84,  86. 
Brougham,  Henry,  244, 245, 292, 293; 

letter  of,  quoted,  247  ;  and  the  Uni- 
versity of  London,  298. 
Brown,  Hon.  George,  quoted,  529, 553. 
Bryce,  James,  quoted,  517,  521,  523, 

548,  660,  568. 
Bucareli,  San  Francisco  founded  at 

command  of,  76. 
Buchanan,  George,  269,  270. 
Burke,  quoted,  24. 
Burnett,  P.  H.,  126,  130;  and  the 

San  Francisco  town  lots,  126,  129. 
Burwell,  Wm.  A.,  220. 
Butler,  Chief  jTistice,  quoted,  vii-ix, 

121,  122. 
Butler,  Br.  Samuel,  281. 


Cabell,  Joseph  C,  203,  309;  and 
the  University  of  Virginia,  203  ff. ; 
quoted,  213,  237;  negotiates  with 
Tucker,  307 •,  suggestions  of,  as  to 
law  professorship,  311. 

Cabell,  Col.  Nicholas,  203. 

Cabildo,  established  in  Louisiana, 
164. 

California,  local  government  of,  un- 
der old  regime,  80  fl". ;  constitu- 
tional convention  of  1849,  125. 
(See  also  San  Francisco.) 

California  Star,  quoted,  97,  99,  100. 

Campbell,  Thomas,  303;  letter  of, 
quoted,  297 ;  and  the  University 
of  London,  298. 

Campbell,  Thomas  Telford,  297,  298. 

Canada,  federal  government  in,  J. 
G.  Bourinol  on,  457-618 ;  Frencli 
period,  464-469 ;  transition  period, 
469-473;    proclamation  of   1763, 


470;  Quebec  act,  471;  effect  of 
coming  of  loyalists,  472;  third 
period,  473-478;  Constitutional  Act 
of  1791,  473;  difficulties  under  it, 
474;  fourth  period,  478-482;  act 
of  1841,  478 ;  adoption  of  British 
North  America  Act,  482 ;  general 
features  of  the  federal  system,  485- 
532 ;  population,  etc.,  486 ;  leading 
principles  of  the  system,  488 ;  con- 
stitution partly  unwritten,  489; 
amendments  of  the  act,  how  far 
possible,  491 ;  position  of  Canada 
in  the  Empire,  492;  relations  of 
dominion  and  provincial  govern- 
ments, 500-524;  powers  of  the 
parliament,  601 ;  of  the  provincial 
legislatures,  503;  education,  605; 
concurrent  powers,  507 ;  insurance, 
508;  criminal  law,  508;  temper- 
ance, 609 ;  disputes  under  the  act, 
compared  with  those  under  Consti- 
tution of  United  States,  511 ;  right 
to  interfere  in  cases  of  property 
and  civil  rights,  613;  veto  power 
of  governor  in  council,  514;  courts, 
619;  dominion  and  provincial  rev- 
enues, 524 ;  general  considerations, 
531 ;  the  government  and  the  par- 
liament, 533-676;  the  separation 
of  departments,  533,  546-548 ;  the 
governor-general,  534;  the  council, 
541 ;  the  premier,  645 ;  the  senate, 
549 ;  the  lower  house,  555 ;  parlia- 
mentary independence,  562 ;  elec- 
toral corruption,  663;  methods  of 
business  in  parliament,  564;  com- 
mittees, 665;  public  and  private 
bills,  566 ;  supply,  568 ;  motions 
and  inquiries,  570;  debate,  672; 
voting,  574 ;  the  civil  service,  574 ; 
the  provinces,  677-618;  division 
into  provinces,  579 ;  the  lieuten- 
ant-governor, 583 ;  case  of  escheats, 
686;  the  executive  council,  586; 
the  legislature,  587 ;  reference  to 
provincial  courts,  594 ;  "  veto  "  and 
"reserve"  powers,  695;  responsi- 
bility of  ministry,  596 ;  judiciary, 
697 ;  law,  600 ;  comparison  with 
judiciary  of  United  States,  603; 
local  government,  605-612;  refer- 
endum, 607 ;  Northwest  Territo- 
ries, 612;  Indians,  615;  conclu- 
sion, 616. 


621] 


Index. 


165 


Candolle,  A.  de,  232. 

Carl  vie,  quoted,  32. 

Carr',  Dabuey,  217,  227,  237, 238,  239, 
240.  241 ;  offere<l  law  professor- 
ship, 311. 

Cart  Wright,  Major,  249,  283,  284,  285, 
294. 

Cartwright,  Miss  Frances  D.,  294. 

Cassell,  quoted,  522,  523. 

Central  College,  202  ff. 

Chapin,  quoted,  vii-ix,  76. 

Chimney-viewers,  in  Connecticut, 
vii-ix,  97,  98. 

Church  lands,  in  Connecticut^,  vii-ix, 
45. 

Church  rates,  in  Connecticut,  vii-ix, 
114. 

Church  Reform  Union,  46. 

Claiborne,  W.  C.  C,  167. 

Clergy  reserves  question,  in  Canada, 
476,  479. 

Cocke,Gen7JohnH.,204,209,237,241. 

Coil,  Stanton,  67,  68,  69;  founds 
Neighborhood  (iuild,  65. 

Colbert,  465. 

Commissioner,  in  Connecticut,  vii-ix, 
102,  103. 

Committee  of  One  Hundred,  in  New 
Orleans,  186. 

Commons,  proprietors',  vii-ix,  63  ff. 

Connecticut,  a  study  of  the  river 
towns  of,  by  C.  M.  Andrews,  vii- 
ix  ;  Dutch  and  English  in,  6-,  early 
explonitions  in,  9;  first  settlements 
in,  13  ft'.;  hard  winter  in,  22 ;  earli- 
est government  of,  23;  new  churches 
in,  25;  efforts  to  check  emigration 
to,  25;  compared  with  Massachu- 
setts, 27;  democracy  in,  28  ff.;  land 
system  of,  32-81 ;  early  purchases, 
82;  Indian  reservations,  3);  grants 
by  the  general  court,  36 ;  pensions, 
37;  subsidized  industries,  39,  49; 
extension  of  town  boundaries,  39 ; 
grants  to  schools,  40;  patents  of 
1686,  40;  early  town  allotments, 
42  ff.,  new  towns,  75;  suffrage  in, 
82 ff.;  freemen,  82;  inhabitant**,  89; 
householders,  89;  proprietors,  90; 
growth  of  the  ofliciul  system  in, 
92 ff.;  townsmen,  104;  constables, 
110;  town  nieetings,  112;  rates 
and  fines,  114;  relation  of  towns  to 
colony.  1 1 8  ff.  (See  also  Hartford, 
Wethernfield,  Wiudior.) 


Otmnectieut  Journal^  quoted,  308. 
Constables,  in  Connecticut,  vii-ix,  23, 

93,  98,  101,  llOff, 
Constitutional  Act  of  1791,  473. 
Cooler,  Judge  T.  M.,   quoted,   514, 

594,  607,  608. 
Cooper,  Dr.  Thomas,  204,  205,  206, 

209,  210,  308,  309. 
Coplestone,  Dr.  Edward,  246. 
Corr^a,  Abbi,  205, 224-226,  228,  234; 

letter  of,  quoted,  233. 
Cotton,  sermon  bv,  vii-ix,  13. 
Craigie,  Dr.  David,  274. 
Crozat,  Anthony,  grant  to,  160. 


D 


Dade,  Judge  Wm.  A.  C.,  offered  law 
professorship  in  University  of  Vir- 
ginia, 311. 

D^gett,  Chief  JuatieCf  quoted,  vii-ix, 
121. 

Darling,  QovemoTf  case  of,  637. 

Davies,  Rev.  Llewelyn,  46. 

Davitt,  Michael,  50;  quoted,  51. 

Davy,  Dr.  Martin,  247,  249,  251. 

Democracy,  incomplete  in  Massachu- 
setts, vii-ix,  27 ;  character  of,  in 
Connecticut,  28  ff.,  125,  126. 

Dicey,  A.  V.,  quoted,  489,  496,  520. 

District  attorney,  ofllce  of,  establisbeil 
in  San  Francisco,  112. 

Dominion  of  Canada,  origin  of  name, 
485. 

Dorchester,  people  of,  settle  in  Con- 
necticut, vii-ix,  18,  21 ;  townsmen 
of,  104. 

Dorchester,  Lord^  477. 

Doutre,  quoted,  562. 

I)rinkwaler-Bethune,SirJohnE,261. 

Drurv,  Ret\  B.  H.,  288. 

DrurV,  R^-v.  Henrv  J.T.,  277, 286.288. 

Dunglison,  Ih.  llobley,  professor  in 
UniversityofVirginia,  286, 291.814. 

Du  Pont  de  Nemours,  correspondflDoe 
of,  with  Gilmer,  228-280. 

Durham,  Lord,  report  of,  on  state  of 
Unadt,  477,  678. 

Dutch,  early  relations  of,  with  Ea^ 
lish  on  the  Oonnecticat,  vil-ii, 
6-0 ;  iNirchaM  land  of  the  Indiana, 
33 ;  driven  oat,  84. 

Dwinelie,  quoted,  84,  87, 88,  90,  92, 
96,109. 


166 


Index. 


[622 


E 


East  Hartford,  vii-ix,  75,  76,  80. 

East  Windsor,  vii-ix,  75,  76,  77. 

Education,  power  over,  in  Canada, 
505. 

Edwards,  Timothy,  vii-ix,  76. 

Egleston,  M.,  quoted,  vii-ix,  40,  74, 
90. 

Ellington,  vii-ix,  75,  76,  77. 

Ellis,  Jh'.  George  E.,  quoted,  vii-ix, 
82,  126. 

Emerson,  quoted,  171. 

Emmett,  l)r.  John  P.,  elected  pro- 
fessor in  University  of  Virginia, 
305,  306,  307.^ 

Entombment,  Francia's  picture  of, 
26. 

Equivalent,  vii-ix,  68,  59. 

Escheat,  in  Canada,  685. 


Pages,  Pedro,  75. 
Farmington,  vii-ix,  75. 
Felch,  Judge,  quoted,  79. 
Fence-viewer,  in  Connecticut,  vii-ix, 

96,  97,  98,  101. 
Figueroa,  Jos6,  88. 
Fines,  in  Connecticut,  vii-ix,  114  fT. 
Fink,  J.  B.,  leaves  money  to  New 

Orleans,  179. 
Fleming,  254. 
Forbes,  Lord,  272,  273. 
Forbes,  E.  S.,  67. 
Freeman,  E.  A.,  quoted,  489. 
French,  sketch  of  their  dominion  in 

Canatla,  464-469 ;  language,  in  the 

Canadian  parliament,  573. 
Frontenac,  469. 

G 

Galpin,  Albert,  vii-ix,  6. 

Galvez,  part  taken  by,  in  American 
Revolution,  166. 

Geary,  John  W.,  116,  125;  on  the 
affairs  of  San  Francisco,  117;  ve- 
toes salary  ordinance,  140. 

Gel  I,  P.  L.,  on  the  work  of  Toynbee 
Hall,  57-64. 

Gemmill,  quoted,  554. 

Gilmer,  Francis  Walker,  correspon- 
dence of,  195, 317;  birth,  215;  early 


letters,  218;  enters  William  and 
Mary  College,  220 ;  reads  law  with 
Wirt,  221;  his  essays,  224;  be- 
comes acquainted  with  Correa,  224; 
in  Philadelphia,  226;  botanizing 
tour,  227 ;  practices  law  at  Win- 
chester, 227 ;  removes  to  Rich- 
mond, 231 ;  offered  law  professor- 
ship, 236;  goes  to  obtain  profes- 
sors, 241 ;  arrival  in  England,  243; 
in  London,  244 ;  engages  Blaetter- 
mann,  244;  at  Cambridge,  249; 
letter  to  Peachy  Gilmer,  252;  to 
Wm.  Wirt,  from  Stratford,  254; 
at  Oxford,  257;  in  Edinburgh, 
259 ;  negotiations  with  Key,  259- 
266;  and  Leslie,  267;  letter  to 
Chapman  Johnson,  268 ;  to  Peachy 
Gilmer,  271 ;  to  Jefierson,  274,  282, 
290;  declines  law  professorship, 
276;  again  in  London,  277;  nego- 
tiations with  Ix)ng,  277-281;  se- 
cures Dunglison,  285;  and  Long, 
286;  various  negotiations,  286, 
295 ;  letter  to  Carr,  292 ;  negotia- 
tions with  the  Harwoods,  297, 
299-301 ;  influence  on  foundation 
of  University  of  London,  298 ;  se- 
cures Bonnycastle,  299;  sails  for 
New  York,  302;  illness  after  ar- 
rival, 304;  at  Norfolk,  306 ;  news- 
paper criticisms  on  importation  of 
professors,  307;  delay  in  profes- 
sors' arrival,  309 ;  accepts  law  pro- 
fessorship, 312;  declining  health, 
312,  314;  death,  314;  literary 
work,  315,  316;  attainments,  316; 
John  Randolph  on,  316;  letters 
to,  from  Ticknor,  319-329. 

Gilmer,  Dr.  George,  215 ;  described, 
216;  death,  217. 

Gilmer,  Harmer,  218,  223. 

Gilmer,  James,  218. 

Gilmer,  John,  195. 

Gilmer,  Mildred,  217. 

Gilmer,  Peachy,  217,  314,  317 ;  let- 
ters to,  252,  271. 

Gilmer,  Thomas  Walker,  215. 

Girod,  Nicholas,  leaves  property  to 
New  Orleans,  178. 

Glastonbury,  vii-ix,  75,  76. 

"  Good  Hope,"  the,  vii-ix,  8. 

Gray,  Mr.  Justice,  quoted,  495. 

Green,  S.  A.,  quoted,  vii-ix,  30. 

Green,  Prof.  T.  H.,  11,  45,  49,  52. 


623] 


Index, 


167 


Hadley,  size  of  lots  in,  vii-ix,  43. 
Hall,   John,   explores    Connecticut, 

vii-ix,  10.  11. 
Hampden-Sidney  College,  199. 
Harbor  Master,  office  of,  established 

in  San  Francisco,  112. 
Hare,  J.  I.  C,  quoted,  520. 
Harrison,  Dr.  Gessner,  313. 
Hartford,  Dutch  fort  at,  vii-ix,  8,  9, 

17;   English   settlers  at,   20,   25; 

lands  of,  34,  42,  50,  61,  52,  54,  55, 

56,  57,  58,  60,  61,  62,  64,  74,  75; 

town  ofibhoots  of,  75 ;  laws  against 

strangers  in,   84,   87,  88;   earliei* 

growth  of  offiaal  sjstem  in,  97. 

(See  also  Connecticut,  Constables, 

etc.) 
I  larvey,  George,  287,  295,  299. 
Harwood,  Dr.  John,  288,  295,  297; 

Gilmer's  negotiations  with,  299- 

301. 
Harwood,  Dr.  William,  Gilmer's  ne- 
gotiations with,  299-301. 
Haward,  in  Connecticut,vii-ix,  96, 98. 
Hawes,   Horace,   116,    126;   address 

of,  quoted,  120;   objections  of,  to 

revenue  ordinance,  123;  demands 

information  on  town  lot  question, 

128;  suspended  from  office,  130. 
Hav,  George,  232. 
Hearn,  W.  E.,  quoted,  496,  535. 
Henderson,  Stephen,  leaves  property 

to  poor  of  New  Orleans,  178. 
Hennen's  Digest,  quoted,  179. 
Henry,  Mr.  Jtutice,  quoted,  510. 
History,  Toynbee's  interest  in,  6  ff. 
Hittell,  quoted,  79. 
Hodgson,  Adam,  286. 
Holme&  Captain^   expedition   of,   to 

Windsor,  vii-ix,  9,  10;  purchases 

land  of  Indians,  32,  34. 
Holmes,  Judge^  227. 
Hooker,  Thomari,  vii-ix,  12, 13 ;  leads 

emigration    to    Connecticut,    25 ; 

quoted,  26,  92. 
Hooker's  suit,  vii-ix,  91. 
Horner,  Leonard,  273,  274 ;  and  the 

University  of  London,  298. 
Howe,  \Vm.  W.,  on  the  municipal 

history  of  New  Orleans,  155-187. 
Huj^ht'S,  Thomas,  46. 
Hume,  Joseph,  and  the  Univenitj 

of  London,  298. 


Iberville,  founds  Biloxi,  159. 

Indians,  on  the  Connecticut,  appeal 
to  Plymouth  to  found  a  settle- 
ment, vii-ix,  7 ;  to  Boston,  i6.,  7 ; 
their  sales  of  land  to  the  settlers, 
ib.,  32  ff. ;  reservations  for,  ift.,  35 ; 
policy  of  Canadian  government 
toward,  615. 

Industries,  subsidized  in  Connecticut, 
vii-ix,  39,  49. 

Inspector,  in  Connecticut,  vii-ix,  101. 

Insurance,  power  over,  in  Canada, 
508. 

Ivory,  James,  246,  283. 


Jameson,  Prof.  Robert,  276,  277,  278. 

Jefferson,  Thomas,  influence  of,  on 
his  countrymen,  200;  plan  for  Vir- 
ginia education,  202;  connection 
with  Central  College,  202 ;  origin 
of  University  of  Virginia,  207 ;  its 
location,  208;  establishment,  209; 
early  negotiations  for  professors, 
209  AT. ;  corresponds  with  Gilmer, 
228 ;  quoted,  232,  242,  248,  306, 
306 ;  asks  Gilmer  to  be  commis- 
sioner to  England,  236,  237 ;  on 
the  law  professorship,  238-240; 
anxiety  over  arrival  of  professors, 
309,  310;  prescribes  text- books  in 
government,  310;  the  law  profes- 
sorship again,  311,  312.  (See  also 
Gilmer.) 

Jeffrey,  272,  273. 

Jesuits,  in  Canada,  472:  controTerqr 
over  their  estates,  518-620. 

Johnson,  Chapman,  209,  287 ;  letter 
to,  268. 

Johnson,  Edward,  quoted,  vii-ix,  12. 

Johnson,  Georse,  quoted,  694. 

Johnson,  Dr.  Sunuel,  302. 

Johnston,  Prof.  A.,  his  view  of  in- 
corporation, vii-ix,  78,  94 ;  on  ori- 
gin of  townsmen,  105;  his  theory 
of  town  sovereignty  criticised, 
120  fi: 

Judd,  quoted,  vii-ix,  43. 

Justices  of  the  peaco,  bupersede  ayun- 

tamiento  in  Cali^'omia,  91 ;  in  Con- 

Mcticut,  vii-ix,  103. 


168 


Ificieac. 


[624 


Kaye,  Dr.  J.,  251. 

Keewatin,  district  of,  612. 

Kennedy,  alters  Wirt's  letters,  216. 

Kent,  (JhanceUor,  306. 

Kewen,  E.  J.  C,  letter  of,  quoted, 
129. 

Key,  T.  H.,  259 ;  Gilmer's  negotia- 
tions with,  259-266;  secured,  282; 
arrives,  311;  returns,  313;  subse- 
quent career,  313. 

King's  College,  attempt  to  secure 
English  professors  for,  302. 

Knox,  Dr.y  professor  in  Central  Col- 
lege, 204. 

Knox,  Dr.  Robert,  278,  286. 


Lammas  fields,  vii-ix,  69,  70. 

Land  system,  in  the  river  towns  of 
Connecticut,  vii-ix,  32-81. 

La  Salle,  159. 

Laussat,  167. 

Laveleye,  E.  de,  quoted,  vii-ix,  72. 

Law,  John,  160. 

Lawyers,  in  Connecticut,  vii-ix,  103. 

Lete'lher,  M.,  case  of,  536,  584. 

Legar^,  Hugh  S.,  228. 

Leslie,  Pr^.  John,  2^9,  275,  286, 
292;  letter  from,  267. 

Levermore,  Dr.  C.  H.,  quoted,  vii-ix, 
86,  100,  105. 

Lister,  in  Connecticut,  vii-ix,  101. 

Lomax,  J.  T.,  made  professor  in  Uni- 
versity of  Virginia,  312. 

London,  University  of,  Gilmer's  in- 
fluence on  foundation  of,  298. 

Long,  George,  291 ;  offered  professor- 
ship in  University  of  Virginia, 
277  ;  negotiations  with,  277-281 ; 
accepts,  286 ;  arrival,  306 ;  returns 
to  London,  313. 

"  Lord's  Waste,"  vii-ix,  18,  19. 

Louis  XIV,  decides  to  take  the  gov- 
ernment of  Canada  into  his  own 
hands,  465. 

Louisiana,  discovery  of,  159 ;  first 
settlement  in,  159;  granted  to 
Crozat,  160 ;  to  the  Mississippi 
Company,  160;  ceded  to  Spain, 
161 ;  government  of,  under  French, 
162;   under  Spanish,  164;   ceded 


to    United   States,    167;    elective 
franchise  in,  182;   boundaries  of^ 
228. 
Loyalists,  effect  of  their  arrival  on 
Canada,  472. 

M 

Macdonald,  Sir  John,  499,  543,  604; 
quoted,  601,  509,  544. 

Mackintosh,  292,  293,  294. 

Madison,  James,  202,  204,  209,  213, 
214;  quoted,  201;  makes  out  list 
of  theological  books  for  University 
of  Virginia,  301 ;  chooses  text- 
books in  government,  310,  311. 

Maine,  Sir  Henry,  vii-ix,  30;  quoted, 
533,  547,  551.  ^ 

Manchester,  vii-ix,  75,  76. 

Manitoba,  province  of,  formed,  577 ; 
given  a  constitution,  582.  (See 
Canada.) 

Marlborough,  vii-ix,  75,  76. 

Marshall,  John,  197,  620,  521. 

Martin,  F.  X.,  quoted,  159,  166,  167. 

Mary,  Joseph  C.,  leaves  money  to 
New  Orleans,  178. 

Mason,  Qovernor  E.  B.,  quoted,  101. 
103,  104. 

Massachusetts  Bay,  and  early  expe- 
ditions to  Connecticut,  vii-ix,  7, 
11;  opposes  emigration  to  Con- 
necticut, 13,  25,  26;  General  Court 
of,  forms  provisional  government 
for  Connecticut,  23 ;  democracy  m, 
incomplete,  27,  85;  perambulation 
in,  100. 

Mather,  Samuel,  vii-ix,  76. 

Manrer,  G.  L.  von,  vii-ix,  30. 

McClurg,  Dr.,  221. 

McCosh,  Dr.  James,  quoted,  68. 

McCuUoch,  J.  R.,  263. 

McDonogh,  John,  donation  of,  to  Bal- 
timore and  New  Orleans,  179-181. 

Meadow,  common,  vii-ix,  68  ff. 

Merrimac,  visited  by  men  from  New- 
town, vii-ix,  12. 

Messuage,  vii-ix,  70. 

Micheltorena,  Governor,  93,  95. 

Middletown,  vii-ix,  79. 

Mill,  J.  S.,  quoted,  612. 

Milne,  Alexander,  leaves  property 
to  New  Orleans,  177. 

Missions,  in  California,  designed  to 
be  temporary,  79. 


625] 


Index, 


169 


Mississippi,  jetties  at  mouth  of,  161. 

Mississippi  Company,  160. 

Mix,  manuscripts  of,  quoted,  vii-ix, 
17. 

Mofras,  quoted,  78,  92. 

Monroe,  James,  202,  208;  recom- 
mends professors,  303. 

Montague,  F.  C,  on  Arnold  Toynbee, 
1-53. 

Montgomery,  Commodore,  occupies 
San  Francisco,  95. 

Moraga,  Jos^,  76,  78. 

Morell,  Captain  Benjamin,  quoted,  87. 

Morse,  John  T.,  Jr.,  201. 

Moses,  B.,  on  the  establishment  of 
municipal  government  in  San  Fran- 
cisco, 71-153. 

Murray,  John  A.,  247. 


N 


Neighborhood  Guild,  C.  B.  Stover 
on,  65-70. 

New  Brunswick,  condition  of,  in 
1837,  578;  given  responsible  gov- 
ernment, 579.     (See  Canada.) 

Newfoundland,  remains  out  of  feder- 
ation, 482. 

New  Haven,  vii-ix,  86,  100. 

Newington,  vii-ix,  75,  76. 

New  Orleans,  W.  W.  Howe  on  the 
municipal  history  of,  155-187 ; 
founded,  160;  made  seat  of  gov- 
ernment, 161 ;  government  of, 
under  French,  162;  passes  to 
Spain,  163;  resistance  of  inhabi- 
tants, 163 ;  new  form  of  govern- 
ment^ 164 ;  sources  of  revenue, 
165;  in  the  American  Revolu- 
tion, 166;  new  government  insti- 
tuted by  LausBat,  167 ;  purchaseil 
by  United  States,  167;  charter 
of  1805,  167;  its  provisions,  168; 
charter  of  1836,  169;  of  1862, 
170;  of  1856,  170;  under  mili- 
tary rule,  170;  Administration  sys- 
tem introduced.  171 ;  its  merits, 
172;  abolished  by  present  charier, 
173;  its  provisions,  173;  Fire  De- 
partment, 174;  levees,  drainase, 
and  paving,  175;  water  supplv, 
176;  gas  supply,  177;  chnritable 
donations  in  the  hands  of  the  city, 
177;  history  of  elective  fmnchiae 


in,  182;  restraint  on  taxing  power, 
183 ;  control  of  citizens  over  polity, 
184;  Auxiliary  Sanitary  AkmkIh- 
tion,  185;  Committee  of  One  Hun- 
dred, 186;  Young  Men's  Demo- 
cratic Association,  187. 

Newtown,  inhabitants  of,  remove  to 
Connecticut,  vii«ix,  12,  13,  20,  21, 
26. 

New  York  Ameriean,  qooted,  309. 

Norton,  Frederick.  29/,  300. 

Nova  Scotia,  condition  of,  in  1887, 
578;  given  (X)nstitutionaI  govern- 
ment, 579.     (See  Canada.) 


o 


Ogilvie,  James,  218*220;  quoted,  206. 

Oldham,  John,  in  Maasachusetts  vii- 
ix,  10;  firstjoumey  of,  to  Connecti- 
cut, 10;  evidence  as  to  settlement 
of,  at  Wethersfield  in  1634,  14-17; 
land  of,  how  held,  32. 

Ontario.     (See  Canada.) 

O'Reilly,  Alexander,  168, 164,  ItSO. 


Palou,  Father,  quoted,  76. 

Parkman,  F.,  quoted,  465. 

Parr,  Dr.  Samuel,  244,  256,  267, 272, 
275, 277, 283, 292 ;  letter  of,  quoted, 
295. 

Parton,  James,  201. 

Pauger,  proposes  jetties  at  mouth  of 
Mississippi,  161. 

Peachy,  A.  C,  opinion  of,  on  owner- 
ship of  lands  in  San  Franciaoo,  127. 

Pensions,  in  Connecticut,  vii-ix,  87. 

Pequots,  attack  Indians  on  the  Goo« 
necticut,  vii-ix^  6. 

Perambulation,  vii-ix,  98-IOOl 


Percival,  J.  (J., 

Philaddphia  GoMUe,  quoted,  806. 

Pictet,  238. 

Pinder,  in  Connecticut,  Tii-ix,  W,  W. 

Plymouth,  Indtansappeel  to.  to  found 
settlement  oniheOoonectic^it,  vii- 
ix,?;  sends  commi«ion  to  Boston, 
7 ;  builds  fort  at  Windsor,  8, 9 ;  die- 
pnte  of,  with  Dorebester,  18 ;  per- 
ambulation  iiulOO. 

Pope.  William,  222.  802. 


170 


Ifkdex, 


[626 


Poydras,  Julien,  166. 

Praed,W.M.,  269,271. 

Pratz,  Le  Page  du,  quoted,  161. 

Prefects,  duties  of,  in  California,  120. 

Presidio,  character  of,  78. 

Previous  question,  in  Canada,  571, 
572. 

Prince  Edward  Island,  absentee  land- 
lords in,  578 ;  given  responsible 
government,  579.     (See  Canada.) 

Privy  council,  appeals  to,  from  Can- 
ada, 497,  522,  524. 

Paeblo,  organization  of,  80. 


Q 


Quakers,  excluded  from  Connecticut, 

vii-ix,  84,  85,  86. 
Quebec.     (See  Canada.) 
Quebec  act,  471. 


R 


Randall,  H.  S.,  quoted,  208. 
Randolph,  John,  197,  226,  254;  his 

relations  with  Gilmer,  305;    his 

opinion  of  Gilmer,  317. 
Randolph,  Thomas  M.,  222. 
Rates,  in  Connecticut,  vii-ix,  114  ff. 
Recorder,  in  Connecticut,  vii-ix,  101. 
Regidores,  in  California,  82,  83,  85 ; 

in  Louisiana,  164. 
Rice,  Dr.,  J.  H.,  199,  211. 
Richmond  Enquirer,  quoted,  307. 
Riley,   Gen^l  Bennett,  proclamation 

of,  114. 
River  towns  of  Connecticut,  C.  M. 

Andrews  on,  vii-ix. 
Rocky  Hill,  vii-ix,  75,  76. 
Rush,  Richard,  242,  244,  295. 
Ruskin,  John,  effect  of,  on  Toynbee, 

14 ;  his  descriptions,  27. 


S. 


Saltonstall,  Sir  Richard,  sends  out 
Stiles  party,  vii-ix,  19. 

Sanchez,  Francisco,  quoted,  90. 

San  Francisco,  establishment  of  mu- 
nicipal government  in,  Prof.  Moses 
on,  71-153;  discovery  of,  75 ;  first 
settlement  at,  76;  appearance  of, 
in  1792,  77 ;  government  of,  before 


1834, 87 ;  erected  into  a  pueblo,  88 ; 
new  ayuntamiento,  90;  effect  of 
Constitution  of  1836,  91;  syndic 
and  alcaldes  in,  92,  93,  96,  97,  98, 
99;  passes  to  United  States,  95; 
new  government  in,  101 ;  effect  of 
discovery  of  gold  on,  105 ;  confusion 
of  government  of,  106 ;  new  gov- 
ernment in,  107 ;  general  code 
of  laws  in,  113;  courts  in,  113; 
new  government  declared  illegal 
and  old  re-established,  114,  116; 
improvements  recommended  by 
Geary,  117;  revenue  ordinance, 
122;  the  cause  of  confusion,  124; 
trouble  over  land  grants,  126 ;  city 
charter,  130;  its  provisions,  132; 
officers,  136 ;  scheme  of  council  for 
plundering  treasury,  137 ;  public 
protests,  138;  ordinance  vetoed, 
140;  further  organization,  141; 
effect  of  California's  admission  as 
a  State,  147  ;  character  of  city  ad- 
ministration, 148;  new  charter, 
149 ;  end  of  old  council,  153. 

Say,  J.  B.,  205. 

Schools,  land  granted  to,  in  Connec- 
ticut, vii-ix,  40;  support  of,  115. 

Seeley,  J.  R.,  quoted,  616. 

Seigniorial  system,  abolished  in  Can- 
ada, 479. 

Shore,  John,  244. 

Sickles,  S.  V.,  leaves  money  to  New 
Orleans,  179. 

Simsbury,  vii-ix,  75,  76,  79. 

Sloat,  Commodore  John  D.,  occupies 
Monterey,  94. 

Smith,  Goldwin,  quoted,  552. 

Smith,  Sir  James  Edward,  250,  251. 

Smith,  John,  Gilmer  copies  MS.  re- 
lating to,  294. 

Smith,  Hon.  Ralph  D.,  quoted,  vii-ix, 
55. 

Smith,  Toulmin,  quoted,  vii-ix,  84, 99. 

Southampton,  vii-ix,  123. 

South  Windsor,  vii-ix,  75,  76,  77. 

Spain,  provisions  of  constitution  of 
1812  as  to  local  government,  82  ff. 

Stewart,  Dugald,  283 ;  letter  of,  quo- 
ted, 289. 

Stiles,  Francis,  leads  party  to  Wind- 
sor, vii-ix,  19. 

Stiles,  Dr.  H.  R.,  quoted,  vii-ix,  21, 
32,  33,  35,  37,  59,  77,  88,  101,  103, 
111,  114. 


627] 


Index, 


171 


Stover,  C.  B.,  on  the  Neighborhood 
Guild  in  New  York,  65-70. 

Strong,  Mr.  Jtaticty  quoted,  680. 

Strong,  Dr.  Josiah,  quoted,  68. 

Suffrage,  in  Ck)nnecticut,  vii-ix,  30, 
82  ff. 

Sulpitians,  472. 

Superior  Council,  governs  New  Or- 
leans, 162. 

Surveyors,  in  Connecticut,  vii-ix,  96, 
98,  101. 

Swift,  M.  I.,  67,  68. 

Syndic,  in  California,  82,  83,  85,  92, 
93 ;  in  Louisiana,  164,  165. 

T. 

Talcott,  MxM  Mary  K.,  vii-ix,  5. 
Tax-collectors,  in  Connecticut,  vii-ix, 

93,  96,  101. 

Taylor,  John,  of  Caroline,  letter  of, 
quoted,  200. 

Taylor,  Robert,  209. 

Tazewell,  L.  W.,  197,  221. 

Teignmouth,  Lord^  244. 

Terrell,  Dabney  C,  232. 

Thorp.  W.  B.,  67. 

Ticknor,  George,  212,  226,  228,  246; 
letters  of,  to  Gilmer,  319-329. 

Tocqueville,  A.  de,  quoted,  548. 

Todd,  A.,  quoted,  496,  497,  499,  607, 
638,  598. 

Torrey,  John,  303,  305. 

Touro,  Judah,  leaves  money  to  New 
Orleans,  178. 

Town,  the  historic,  vii-ix,  30. 

Town  meetings,  in  Connecticut,  vii- 
ix,  112,  113. 

Townsmen,  in  Connecticut,  vii-ix,  93, 

94,  95,  96,  98, 101, 104  ff. ;  become 
selectmen,  109. 

Toynbee,  Arnold,  F.  C.  Montague 
on,  1-53 ;  early  years,  5 ;  enters 
Ballioi  CoIl^;e,  11;  personal  ap- 
pearance 11;  conversational  pow- 
ers, 12;  aoqoaintanoe  with  Ruskin, 
14;  ftudies  political  economy.  16; 
relig^oos  opinions,  16;  takes  lodg- 
ings in  Whitechapel,  24;  inter- 
Yus  of  rest,  26 ;  his  common  sense, 
28;  appointed  tutor  at  Ballioi,  30; 
marries,  32 ;  his  ideas  of  eoooomic 
methods,  33;  studies  the  indostrial 
revolution,  33;  his  views  on  com- 


petition,  34 ;  forms  an  eoon(Hnic 
club,  35;  gives  popular  lectures, 
37,  51 ;  his  views  on  co-operation, 
41 ;  on  church  and  state,  43 ;  work 
among  the  poor,  49;  travels.  60; 
last  da^s,  62 ;  letter  of,  ouoted,  66- 
67 ;  his  ideas  of 'social  responsi- 
bility, 67. 

Toynbee,  Joseph,  6. 

Toynbee  Hall,  P.  L.  Gell  on  the  work 
of,  57-64.  (See  also  Neighbor- 
hood GuUd.) 

Toynbee  Trust,  58. 

Tracy,  Destutt,  205. 

Trent,  Wm.  P.,  on  English  culture 
in  Virginia,  189-329. 

Trumbull,  Dr.  B.,  quoted,  vii-ix,  22. 

Tucker,  George,  elected  professor  in 
University  of  Virginia,  306,  307. 

Tucker,  H.  St.  George,  227,  228,  241, 
311. 

Turf  and  twig,  possession  by,  vii-ix, 
41. 

Tuttle,  Rev.^  quoted,  vii-ix,  21. 

Tweddel,  John,  271. 


U 

Ulloa,  Antonio  de,  163. 
Unzaga,  166. 
Upshur,  Abel  P.,  222. 


Vancouver,  quoted,  77. 

Vau^han,  Beniamin,  232. 

Virginia,  English  culture  in,  W.  P. 
Trent  on,  189-329 ;  state  of  culture 
in,  at  bc^nning  of  century,  197; 
financial  ruin  of,  223 ;  Gilmer  on, 
266 ;  perambulation  in,  vii-ix,  100. 

Virginia,  University  of,  248, 26^266; 
origin  of,  207;  located,  208;  es- 
tablished, 209;  first  salaries  in, 
303;  opens,  311.  (See  Gilmer, 
Jefferson.) 

w. 

Walker,  Francis,  215. 
Walker,  John,  254. 
Wampum,  in  Conneciicat»  Til-ix,  34, 
35. 


172 


Index, 


[628 


Warham,  vii-ix,  92 ;  date  of  coming 
of,  to  Connecticut,  21,  25. 

Warner,  public,  in  Connecticut,  vii- 
ix,  96,  99. 

Washington  College,  199. 

Watertown,  earlj  exodus  from,  to 
Connecticut,  vii-ix,  13;  connection 
of  Oldham  with,  14 ;  later  immi- 
gration from,  21 ;  size  of  lots  in, 
43. 

Way-wardens,  in  Connecticut,  vii-ix, 
98. 

Webster  vs.  Harwington,  citetl,  vii- 
ix,  121. 

Western  Company,  160. 

West  Hartford,  vii-ix,  75,  76. 

Wethersfield,  diagram  of  early  allot- 
ments in,  vii-ix,  4;  earliest  settle- 
ment at,  13  ff. ;  lands  of,  34, 42, 43, 
44,  45,  46,  47, 48, 49,  51, 62,  53,  54, 
56,  57,  60,  61,  63,  64,  65, 66, 67,  73, 
74 ;  town  offshoots  of,  75 ;  officers 
chosen  in,  102.  (See  also  Connec- 
ticut, Constables,  etc.) 

Wickham,  197. 

AVilliam  and  Mary  College,  199,  211, 
248. 


Williard  v«.  Killingworth,  cited,  vii- 
ix,  121. 

Wilson,  John,  289. 

Wilson,  Woodrow,  quoted,  547. 

Windsor,  settlements  at,  vii-ix,  9, 17 
ff ;  claim  of,  to  priority  of  settle- 
ment, 17  ;  disputes  over  possession 
of,  18 ;  lands  of,  34,  42,  48,  60,  51, 
52,  56,  58,  59,  62,  67,  68 ;  town  off- 
shoots of,  75,  76,  77 ;  regulates  ad- 
mission of  inhabitants,  87,88.  (See 
also  Connecticut,  Constables,  etc.) 

Windsor  Locks,  vii-ix,  75-76. 

Winslow,  Edward,  vii-ix,  7,  18. 

Winthrop,  John,  vii-ix,  19,  39,  49, 
126;  quoted,  15,  22. 

Wirt,  William,  197,  217,  221,  228, 
230,  231,  314;  quoted,  216,  220; 
letter  to,  254 ;  offered  law  profes- 
sorship, 312. 

Wordsworth,  Dr.  Christopher,  251. 


Young  Men's  Democratic  Associa- 
tion, in  New  Orleans,  187. 


H  Montague,  Francis  Charles 

59  Arnold  Toynbee 

T6M6 


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