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WELLESLEY  COLLEGE 


PURCHASED  FROM 

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HARMONIC 
MATERIALS 

OF 

MODERN  MUSIC 


HARMONIC 
MATERIALS 

OF 

MODERN  MUSIC 

Resources  of  the  Tempered  Scale 


Ilowar3™™lfansoir 


DIRECTOR 
EASTMAN  SCHOOL  OF  MUSIC 
UNIVERSITY  OF  ROCHESTER 


New  York 
APPLETON-CENTURY-CROFTS,  Inc. 


n. 


Copyright  ©  1960  by 
APPLETON-CENTURY-CROFTS,  INC. 

610-1 


All  rights  reserved.  This  hook,  or  parts 
thereof,  must  not  he  reproduced  in  any 
form  without  permission  of  the  publisher. 


Library  of  Congress  Card  Number:  58-8138 


PRINTED  IN  THE  UNITED  STATES  OF  AMERICA 


MUSIC  LIBRARY. 

'v\t: 


H'^ 


To  my  dear  wife,  Peggie, 

who  loves  music  but  does  not 

entirely  approve  of  the  twelve-tone  scale, 

this  book  is  affectionately  dedicated. 


Preface 


This  volume  represents  the  results  of  over  a  quarter-century  of 
study  of  the  problems  of  the  relationships  of  tones.  The  conviction 
that  there  is  a  need  for  such  a  basic  text  has  come  from  the 
author's  experience  as  a  teacher  of  composition,  an  experience 
which  has  extended  over  a  period  of  more  than  thirty-five  years. 
It  has  developed  in  an  effort  to  aid  gifted  young  composers  grop- 
ing in  the  vast  unchartered  maze  of  harmonic  and  melodic 
possibilities,  hunting  for  a  new  "lost  chord,"  and  searching  for  an 
expressive  vocabulary  which  would  reach  out  into  new  fields  and 
at  the  same  time  satisfy  their  own  esthetic  desires. 

How  can  the  young  composer  be  guided  in  his  search  for  the 
far  horizons?  Historically,  the  training  of  the  composer  has  been 
largely  a  matter  of  apprenticeship  and  imitation;  technic  passed 
on  from  master  to  pupil  undergoing,  for  the  most  part,  gradual 
change,  expansion,  liberation,  but,  at  certain  points  in  history, 
radical  change  and  revolution.  During  the  more  placid  days  the 
apprenticeship  philosophy— which  is  in  effect  a  study  of  styles- 
was  practical  and  efficient.  Today,  although  still  enormously  im- 
portant to  the  development  of  musical  understanding,  it  does  not, 
hy  itself,  give  the  young  composer  the  help  he  needs.  He  might, 
indeed,  learn  to  write  in  the  styles  of  Palestrina,  Purcell,  Bach, 
Beethoven,  Wagner,  Debussy,  Schoenberg,  and  Stravinsky  and 
still  have  difficulty  in  coming  to  grips  with  the  problem  of  his 
own  creative  development.  He  needs  a  guidance  which  is  more 
basic,  more  concerned  with  a  study  of  the  material  of  the  art  and 


vn 


PREFACE 

less  with  the  manner  of  its  use,  although  the  two  can  never 
be  separated. 

This  universality  of  concept  demands,  therefore,  an  approach 
which  is  radical  and  even  revolutionary  in  its  implications.  The 
author  has  attempted  to  present  here  such  a  technic  in  the  field 
of  tonal  relationship.  Because  of  the  complexity  of  the  task,  the 
scope  of  the  work  is  limited  to  the  study  of  the  relationship  of 
tones  in  melody  or  harmony  without  reference  to  the  highly  im- 
portant element  of  rhythm.  This  is  not  meant  to  assign  a  lesser 
importance  to  the  rhythmic  element.  It  rather  recognizes  the 
practical  necessity  of  isolating  the  problems  of  tonal  relationship 
and  investigating  them  with  the  greatest  thoroughness  if  the 
composer  is  to  develop  a  firm  grasp  of  his  tonal  vocabulary. 

I  hope  that  this  volume  may  serve  the  composer  in  much  the 
same  way  that  a  dictionary  or  thesaurus  serves  the  author.  It  is 
not  possible  to  bring  to  the  definition  of  musical  sound  the  same 
exactness  which  one  may  expect  in  the  definition  of  a  word.  It  is 
possible  to  explain  the  derivation  of  a  sonority,  to  analyze  its 
component  parts,  and  describe  its  position  in  the  tonal  cosmos. 
In  this  wav  the  young  composer  may  be  made  more  aware  of  the 
whole  tonal  vocabulary;  he  mav  be  made  more  sensitive  to  the 
subtleties  of  tone  fusion;  more  conscious  of  the  tonal  alchemy  by 
which  a  master  may,  with  the  addition  of  one  note,  transform 
and  illuminate  an  entire  passage.  At  the  same  time,  it  should 
give  to  the  young  composer  a  greater  confidence,  a  surer  grasp  of 
his  material  and  a  valid  means  of  self-criticism  of  the  logic  and 
consistency  of  his  expression. 

It  would  not  seem  necessary  to  explain  that  this  is  not  a 
"method"  of  composition,  and  yet  in  these  days  of  systems  it 
may  be  wise  to  emphasize  it.  The  most  complete  knowledge  of 
tonal  material  cannot  create  a  composer  any  more  than  the 
memorizing  of  Webster's  dictionary  can  produce  a  dramatist  or 
poet.  Music  is,  or  should  be,  a  means  of  communication,  a  vehicle 
for  the  expression  of  the  inspiration  of  the  composer.  Without  that 
inspiration,  without  the  need  to  communicate,  without— in  other 

viii 


PREFACE 


words— the  creative  spirit  itself,  the  greatest  knowledge  will  avail 
nothing.  The  creative  spirit  must,  however,  have  a  medium  in 
which  to  express  itself,  a  vocabulary  capable  of  projecting  with 
the  utmost  accuracy  and  sensitivity  those  feelings  which  seek 
expression.  It  is  my  hope  that  this  volume  may  assist  the  young 
composer  in  developing  his  own  vocabulary  so  that  his  creative 
gift  may  express  itself  with  that  simplicity,  clarity,  and  consistency 
which  is  the  mark  of  all  great  music. 

Since  this  text  differs  radically  from  conventional  texts  on  "har- 
mony," it  may  be  helpful  to  point  out  the  basic  differences 
together  with  the  reason  for  those  diflFerences. 

Traditional  theory,  based  on  the  harmonic  technics  of  the 
seventeenth,  eighteenth,  and  nineteenth  centuries,  has  distinct 
limitations  when  applied  to  the  music  of  the  twentieth— or  even 
the  late  nineteenth— century.  Although  traditional  harmonic 
theory  recognizes  the  twelve-tone  equally  tempered  scale  as  an 
underlying  basis,  its  fundamental  scales  are  actually  the  seven- 
tone  major  and  minor  scales;  and  the  only  chords  which  it  admits 
are  those  consisting  of  superimposed  thirds  within  these  scales 
together  with  their  "chromatic"  alterations.  The  many  other  com- 
binations of  tones  that  occur  in  traditional  music  are  accounted 
for  as  modifications  of  these  chords  by  means  of  "non-harmonic" 
tones,  and  no  further  attempt  is  made  to  analyze  or  classify 
these  combinations. 

This  means  that  traditional  harmony  systematizes  only  a  very 
small  proportion  of  all  the  possibilities  of  the  twelve-tones  and 
leaves  all  the  rest  in  a  state  of  chaos.  In  contemporary  music,  on 
the  other  hand,  many  other  scales  are  used,  in  addition  to  the 
major  and  minor  scales,  and  intervals  other  than  thirds  are  used 
in  constructing  chords. 

I  have,  therefore,  attempted  to  analyze  all  of  the  possibilities 
of  the  twelve-tone  scale  as  comprehensively  and  as  thoroughly  as 
traditional  harmony  has  analyzed  the  much  smaller  number  of 
chords  it  covers.  This  vast  and  bewildering  mass  of  material  is 
classified  and  thus  reduced  to  comprehensible  and  logical  order 


IX 


PREFACE 


chiefly  by  four  devices:  interval  analysis,  projection,  involution, 
and  complementary  scales. 

Interval  analysis  is  explained  in  Chapter  2  and  applied  through- 
out. All  interval  relationship  is  reduced  to  six  basic  categories :  the 
perfect  fifth,  the  minor  second,  the  major  second,  the  minor  third, 
the  major  third,  and  the  tritone,  each— except  the  tritone— con- 
sidered in  both  its  relationship  above  and  below  the  initial  tone. 
This  implies  a  radical  departure  from  the  classic  theories  of  inter- 
vals, their  terminology,  and  their  use  in  chord  and  scale  construc- 
tion. Most  of  Western  music  has  for  centuries  been  based  on  the 
perfect-fifth  category.  Important  as  this  relationship  has  been,  it 
should  not  be  assumed  that  music  based  on  other  relationships 
cannot  be  equally  valid,  as  I  believe  the  examples  will  show. 

Projection  means  the  construction  of  scales  or  chords  by  any 
logical  and  consistent  process  of  addition  and  repetition.  Several 
types  of  projection  are  employed  in  different  sections  of  the  book. 

If  a  series  of  specified  intervals,  arranged  in  a  definite  ascending 
order,  is  compared  with  a  similar  series  arranged  in  descending 
order,  it  is  found  that  there  is  a  clear  structural  relationship 
between  them.  The  second  series  is  referred  to  here  as  the 
involution  of  the  first.  (The  term  inversion  would  seem  to  be  more 
accurate,  since  the  process  is  literally  the  "turning  upsidedown" 
of  the  original  chord  or  scale.  It  was  felt,  however,  that  confusion 
might  result  because  of  the  traditional  use  of  the  term  inversion. ) 

The  relation  of  any  sonority  and  its  involution  is  discussed  in 
Chapter  3,  and  extensively  employed  later  on. 

Complementary  scales  refer  to  the  relationship  between  any 
series  of  tones  selected  from  the  twelve-tones  and  the  other  tones 
which  are  omitted  from  the  series.  They  are  discussed  in  Parts  V 
and  VI.  This  theory,  which  is  perhaps  the  most  important— and 
also  the  most  radical— contribution  of  the  text,  is  based  on  the 
fact  that  every  combination  of  tones,  from  two-tone  to  six-tone, 
has  its  complementary  scale  composed  of  similar  proportions  of 
the  same  intervals.  If  consistency  of  harmonic-melodic  expression 
is  important  in  musical  creation,  this  theory  should  bear  the  most 


PREFACE 


intensive  study,  for  it  sets  up  a  basis  for  the  logical  expansion  of 
tonal  ideas  once  the  germinating  concept  has  been  decided  upon 
in  the  mind  of  the  composer. 

The  chart  at  the  end  of  the  text  presents  graphically  the  relation- 
ship of  all  of  the  combinations  possible  in  the  twelve-tone  system, 
from  two-tone  intervals  to  their  complementary  ten-tone  scales. 

I  must  reiterate  my  passionate  plea  that  this  text  not  be  con- 
sidered a  "method"  nor  a  "system."  It  is,  rather,  a  compendium 
of  harmonic-melodic  material.  Since  it  is  inclusive  of  all  of  the 
basic  relationships  within  the  twelve-tones,  it  is  hardly  likely  that 
any  composer  would  in  his  lifetime  use  all,  or  even  a  large  part, 
of  the  material  studied.  Each  composer  will,  rather,  use  only 
those  portions  which  appeal  to  his  own  esthetic  taste  and  which 
contribute  to  his  own  creative  needs.  Complexity  is  no  guarantee 
of  excellence,  and  a  smaller  and  simpler  vocabulary  used  with 
sensitivity  and  conviction  may  produce  the  greatest  music. 

Although  this  text  was  written  primarily  for  the  composer,  my 
colleagues  have  felt  that  it  would  be  useful  as  a  guide  to  the 
analysis  of  contemporary  music.  If  it  is  used  by  the  student  of 
theory  rather  than  by  the  composer,  I  would  suggest  a  different 
mode  of  procedure,  namely,  that  the  student  study  carefully  Parts 
I  and  II,  Chapters  I  to  16,  without  undertaking  the  creative 
exercises— although  if  there  is  sufficient  time  the  creative  exercises 
will  enlighten  and  inform  the  theorist  as  well  as  the  composer. 

During  the  first  part  of  this  study  he  should  try  to  find  in  the 
works  of  contemporary  composers  examples  of  the  various  hexad 
formations  discussed.  He  will  not  find  them  in  great  abundance, 
since  contemporary  composers  have  not  written  compositions 
primarily  to  illustrate  the  hexad  formations  of  this  text!  However, 
when  he  masters  the  theory  of  complementary  scales,  he  will  have 
at  his  disposal  an  analytical  technic  which  will  enable  him  to 
analyze  factually  any  passage  or  phrase  written  in  the  twelve-tone 
equally  tempered  scale. 

H.  H. 
Rochester,  New  York 


XI 


Acknowledgments 


The  author  wishes  to  acknowledge  his  deep  debt  of  gratitude 
to  Professor  Herbert  Inch  of  Hunter  College  for  his  many  help- 
ful suggestions  and  for  his  meticulous  reading  of  a  difficult  manu- 
script, and  to  his  colleagues  of  the  Eastman  School  of  Music 
faculty,  Wayne  Barlow,  Allen  Irvine  McHose,  Charles  Riker, 
and  Robert  Sutton,  for  valuable  criticism.  His  appreciation  is 
also  extended  to  Clarence  Hall  for  the  duplication  of  the  chart, 
to  Carl  A.  Rosenthal  for  his  painstaking  reproduction  of  the 
examples,  and  to  Mary  Louise  Creegan  and  Janice  Daggett  for 
their  devoted  help  in  the  preparation  of  the  manuscript. 

His  warm  thanks  go  to  the  various  music  publishers  for  their 
generous  permission  to  quote  from  copyrighted  works  and 
finally  and  especially  to  Appleton-Century-Crofts  for  their 
co-operation  and  for  their  great  patience. 

Finally,  my  devoted  thanks  go  to  my  hundreds  of  composition 
students  who  have  borne  with  me  so  loyally  all  these  many  years. 

H.  H. 


Contents 


Preface 


vu 


1.  Equal  Temperament  1 

2.  The  Analysis  of  Intervals  7 

3.  The  Theory  of  Involution  17 

Part  I.     THE  SIX  BASIC  TONAL  SERIES 

4.  Projection  of  the  Perfect  Fifth  27 

5.  Harmonic-Melodic  Material  of  the  Perfect-Fifth  Hexad  40 

6.  Modal  Modulation  56 

7.  Key  Modulation  60 

8.  Projection  of  the  Minor  Second  65 

9.  Projection  of  the  Major  Second  77 

10.  Projection  of  the  Major  Second  Beyond  the  Six-Tone  Series  90 

11.  Projection  of  the  Minor  Third  97 

12.  Involution  of  the  Six-Tone  Minor-Third  Projection  110 

13.  Projection  of  the  Minor  Third  Beyond  the  Six-Tone  Series  118 

14.  Projection  of  the  Major  Third  123 

15.  Projection  of  the  Major  Third  Beyond  the  Six-Tone  Series  132 

16.  Recapitulation  of  the  Triad  Forms  136 

17.  Projection  of  the  Tritone  139 

18.  Projection  of  the  Perfect-Fifth-Tritone   Series  Beyond 

Six  Tones  148 

19.  The  pmn-Tritone  Projection  151 

20.  Involution  of  the  pmn-Tritone  Projection  158 

21.  Recapitulation  of  the  Tetrad  Forms  161 

xiii 


CONTENTS 

Part  II.     CONSTRUCTION  OF  HEXADS 
BY  THE  SUPERPOSITION  OF  TRIAD  FORMS 

22.  Projection  of  the  Triad  pmn  167 

23.  Projection  of  the  Triad  pns  172 

24.  Projection  of  the  Triad  pmd  177 

25.  Projection  of  the  Triad  mnd  182 

26.  Projection  of  the  Triad  nsd  187 

Part  III.     SIX-TONE  SCALES  FORMED  BY  THE 
SIMULTANEOUS  PROJECTION  OF  TWO  INTERVALS 

27.  Simultaneous  Projection  of  the  Minor  Third  and  Perfect  Fifth  195 

28.  Simultaneous  Projection  of  the  Minor  Third  and  Major  Third  200 

29.  Simultaneous  Projection  of  the  Minor  Third  and  Major 
Second  204 

30.  Simultaneous  Projection  of  the  Minor  Third  and  Minor 
Second  207 

31.  Simultaneous  Projection  of  the  Perfect  Fifth  and  Major  Third  211 

32.  Simultaneous  Projection  of  the  Major  Third  and  Minor 
Second  215 

33.  Simultaneous  Projection  of  the  Perfect  Fifth  and  Minor 
Second  219 


Part  IV.    PROJECTION  BY  INVOLUTION  AND  AT 
FOREIGN  INTERVALS 

34.  Projection  by  Involution  225 

35.  Major-Second  Hexads  with  Foreign  Tone  232 

36.  Projection  of  Triads  at  Foreign  Intervals  236 

37.  Recapitulation  of  Pentad  Forms  241 

Part  V.    THE  THEORY  OF  COMPLEMENTARY  SONORITIES 

38.  The  Complementary  Hexad  249 

39.  The  Hexad  "Quartets"  254 

xiv 


CONTENTS 

Part  VI.     COMPLEMENTARY  SCALES 

40.      Expansion  of  the  Complementary-Scale  Theory  263 

4L      Projection    of    the    Six    Basic    Series    with   Their    Com- 
plementary Sonorities  274 

42.  Projection  of  the  Triad  Forms  with  Their  Complementary 
Sonorities  285 

43.  The    pmn-Tritone    Projection    with    Its    Complementary 
Sonorities  294 

44.  Projection  of  Two  Similar  Intervals  at  a  Foreign  Interval 
with  Complementary  Sonorities  298 

45.  Simultaneous      Projection      of      Intervals      with      Their 
Complementary  Sonorities  303 

46.  Projection  by  Involution  with  Complementary  Sonorities      314 

47.  The  "Maverick"  Sonority  331 

48.  Vertical    Projection    by    Involution    and    Complementary 
Relationship  335 

49.  Relationship  of  Tones  in  Equal  Temperament  346 

50.  Translation  of  Symbolism  into  Sound  356 
Appendix:  Symmetrical  Twelve-Tone  Forms                        373 

Index  377 

Chart:   The  Projection  and  Interrelation  of  Sonorities  in 
Equal  Temperament  inside  back  cover 


XV 


HARMONIC 
MATERIALS 

OF 

MODERN  MUSIC 


1 


Equal  Temperament 


Since  the  subject  of  our  study  is  the  analysis  and  relationship 
of  all  of  the  possible  sonorities  contained  in  the  twelve  tones  of 
the  equally  tempered  chromatic  scale,  in  both  their  melodic  and 
harmonic  implications,  our  first  task  is  to  explain  the  reasons  for 
basing  our  study  upon  that  scale.  There  are  two  primary  reasons. 
The  first  is  that  a  study  confined  to  equal  temperament  is,  al- 
though complex,  a  -finite  study,  whereas  a  study  of  the  theo- 
retical possibilities  within  just  intonation  would  be  infinite. 
A  simple  example  will  illustrate  this  point.  If  we  construct  a 
major  third,  E,  above  C,  and  superimpose  a  second  major  third, 
G#,  above  E,  we  produce  the  sonority  C-E-G#i  Now  if  we 
superimpose  yet  another  major  third  above  the  GJj:,  we  reach  the 
tone  B#.  In  equal  temperament,  however,  B#  is  the  enharmonic 
equivalent  of  C,  and  the  four-tone  sonority  C-E-G#-B#  is  actually 
the  three  tones  C-E-Gfl:  with  the  lower  tone,  C,  duplicated  at  the 
octave.  In  just  intonation,  on  the  contrary,  B#  would  not  be 
the  equivalent  of  C.  A  projection  of  major  thirds  above  C  in 
just  intonation  would  therefore  approach  infinity. 

The  second  reason  is  a-  corollary  of  the  first.  Because  the 
pitches  possible  in  just  intonation  approach  infinity,  just 
intonation  is  not  a  practical  possibility  for  keyboard  instru- 
ments or  for  keyed  and  valve  instruments  of  the  woodwind  and 
brass  families.  Just  intonation  would  be  possible  for  stringed 
instruments,  voices,  and  one  brass  instrument,  the  slide  trom- 
bone. However,  since  much  of  our  music  is  concerted,  using  all 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 

o£  these  resources  simultaneously,  and  since  it  is  unlikely  that 
keyboard,  keyed,  and  valve  instruments  will  be  done  away  with, 
at  least  within  the  generation  of  living  composers,  the  system 
of  equal  temperament  is  the  logical  basis  for  our  study. 

Another  advantage  of  equal  temperament  is  the  greater 
simplicity  possible  in  the  symbolism  of  the  pitches  involved. 
Because  enharmonic  equivalents  indicate  the  same  pitch,  it  is 
possible  to  concentrate  upon  the  sound  of  the  sonority  rather 
than  upon  the  complexity  of  its  spelling. 

Referring  again  to  the  example  already  cited,  if  we  were  to 
continue  to  superimpose  major  thirds  in  just  intonation  we 
would  soon  find  ourselves  involved  in  endless  complexity.  The 
major  third  above  BJj:  would  become  D  double-sharp;  the  major 
third  above  D  double-sharp  would  become  F  triple-sharp;  the 
next  major  third,  A  triple-sharp;  and  so  on.  In  equal  tempera- 
ment, after  the  first  three  tones  have  been  notated— C-E-Gjj:— the 
G#  is  considered  the  equivalent  of  Aj^  and  the  succeeding  major 
thirds  become  C-E-Gfl:-C,  merely  octave  duplicates  of  the 
first  three. 

Example  1-1 

Pure  Temperament       Equal  Temperament 


"%!   ]    ip") 


This  point  of  view  has  the  advantage  of  freeing  the  composer 
from  certain  inhibiting  preoccupations  with  academic  symboliza- 
tion  as  such.  For  the  composer,  the  important  matter  is  the 
sound  of  the  notes,  not  their  "spelling."  For  example,  the  sonority 
G-B-D-F  sounds  like  a  dominant  seventh  chord  whether  it  is 
spelled  G-B-D-F,  G-B-D-E#,  G-B-CX-E#,  G-Cb-C-:^-F,  or  in 
some  other  manner. 

The  equally  tempered  twelve-tone  scale  may  be  conveniently 
thought  of  as  a  circle,  and  any  point  on  the  circumference  may 
be  considered  as  representing  any  tone  and/or  its  octave.  This 


EQUAL    TEMPERAMENT 

circumference  may  then  be  divided  into  twelve  equal  parts,  each 
representing  a  minor  second,  or  half-step.  Or,  with  equal  validity, 
each  of  the  twelve  parts  may  represent  the  interval  of  a  perfect 
fifth,  since  the  superposition  of  twelve  perfect  fifths  also 
embraces  all  of  the  twelve  tones  of  the  chromatic  scale— as  in  the 
familiar  "key-circle."  We  shall  find  the  latter  diagram  particularly 
useful.  Beginning  on  C  and  superimposing  twelve  minor  seconds 
or  twelve  perfect  fifths  clockwise  around  the  circle,  we  complete 
the  circle  at  BJf,  which  in  equal  temperament  has  the  same  pitch 
as  C.  Similarly,  the  pitch  names  of  C#  and  D^,  D#  and  Ej^,  and 
so  forth,  are  interchangeable. 


Example  1-2 


GttlAb) 


D«  (Eb 


MK  (Bb) 


The  term  sonority  is  used  in  this  book  to  cover  the  entire  field 
of  tone  relationship,  whether  in  terms  of  melody  or  of  harmony. 
When  we  speak  of  G-B-D-F,  for  example,  we  mean  the  relation- 
ship of  those  tones  used  either  as  tones  of  a  melody  or  of  a 
harmony.  This  may  seem  to  indicate  a  too  easy  fusion  of  melody 
and  harmony,  and  yet  the  problems  of  tone  relationship  are 
essentially  the  same.  Most  listeners  would  agree  that  the  sonority 
in  Example  l-3a  is  a  dissonant,  or  "harsh,"  combination  of  tones 
when  sounded  together.  The  same  efl^ect  of  dissonance,  however, 
persists  in  our  aural  memory  if  the  tones  are  sounded  con- 
secutively, as  in  Example  l-3b: 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 


Example  1-3 


(fl) 


i 


^ 


The  first  problem  in  the  analysis  of  a  sonority  is  the  analysis 
of  its  component  parts.  A  sonority  sounds  as  it  does  primarily 
because  of  the  relative  degree  of  consonance  and  dissonance  of 
its  elements,  the  position  and  order  of  those  elements  in  relation 
to  the  tones  of  the  harmonic  series,  the  degree  of  acoustical 
clarity  in  terms  of  the  doubling  of  tones,  timbre  of  the  orchestra- 
tion, and  the  like.  It  is  further  affected  by  the  environment  in 
which  the  sonority  is  placed  and  by  the  manner  in  which 
experience  has  conditioned  the  ears  of  the  listener. 

Of  these  factors,  the  first  would  seem  to  be  basic.  For  example, 
the  most  important  aural  fact  about  the  familiar  sonority  of  the 
dominant  seventh  is  that  it  contains  a  greater  number  of  minor 
thirds  than  of  any  other  interval.  It  contains  also  the  consonances 
of  the  perfect  fifth  and  the  major  third  and  the  mild  dissonances 
of  the  minor  seventh  and  the  tritone.  This  is,  so  to  speak,  the 
chemical  analysis  of  the  sonority. 


Example  1-4 


f 


Minor   thirds        Perfect   fifth      Mojor  third       Minor  seventh      Tritone 

It  is  of  paramount  importance  to  the  composer,  since  the 
composer  should  both  love  and  understand  the  beauty  of  sound. 
He  should  "savor"  sound  as  the  poet  savors  words  and  the 
painter  form  and  color.  Lacking  this  sensitivity  to  sound,  the 
composer  is  not  a  composer  at  all,  even  though  he  may  be  both 
a  scholar  and  a  craftsman. 


EQUAL    TEMPERAMENT 

This  does  not  imply  a  lack  of  importance  of  the  secondary 
analyses  already  referred  to.  The  historic  position  of  a  sonority 
in  various  styles  and  periods,  its  function  in  tonality— where 
tonality  is  implied— and  the  like  are  important.  Such  multiple 
analyses  strengthen  the  young  composer's  grasp  of  his  material, 
providing  always  that  they  do  not  obscure  the  fundamental 
analysis  of  the  sound  as  sound. 

Referring  again  to  the  sonority  G-B-D-F,  we  should  note  its 
historic  position  in  the  counterpoint  of  the  sixteenth  century  and 
its  harmonic  position  in  the  tonality  of  the  seventeenth, 
eighteenth,  and  nineteenth  centuries,  but  we  should  first  of  all 
observe  its  construction,  the  elements  of  which  it  is  formed.  All 
of  these  analyses  are  important  and  contribute  to  an  understand- 
ing of  harmonic  and  melodic  vocabulary. 

As  another  example  of  multiple  analysis,  let  us  take  the  familiar 
chord  C-E-G-B.  It  contains  two  perfect  fifths,  two  major  thirds, 
one  minor  third,  and  one  major  seventh. 


Example  1-5 


* 


Perfect   fifths       Mojor  thirds     Minor  third      Major  seventh 


It  may  be  considered  as  the  combination  of  two  perfect  fifths  at 
the  interval  of  the  major  third;  two  major  thirds  at  the  perfect 
fifth;  or  perhaps  as  the  combination  of  the  major  triad  C-E-G 
and  the  minor  triad  E-G-B  or  the  triads*  C-G-B  and  C-E-B: 


Example  1-6 


ofijiij^ijiii 


*The  word  triad  is  used  to  mean  any  three-tone  chord. 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 

Historically,  it  represents  one  of  the  important  dissonant  sonori- 
ties of  the  baroque  and  classic  periods.  Its  function  in  tonality 
may  be  as  the  subdominant  or  tonic  seventh  of  the  major  scale, 
the  mediant  or  submediant  seventh  of  the  "natural"  minor  scale, 
and  so  forth. 

Using  the  pattern  of  analysis  employed  in  Examples  1-4,  1-5, 
and  1-6,  analyze  as  completely  as  possible  the  following  sonorities : 


i 


Example  1-7 
4.       5.         e.         7. 


± 


fit 


i 


9. 


10. 


ft 


ji8  ijia^  1%^ 


=^ 


Iia^itftt«^i«sp 


The  Analysis  of  Intervals 


In  order  again  to  reduce  a  problem  of  theoretically  infinite 
proportions  to  a  finite  problem,  an  additional  device  is  suggested. 
Let  us  take  as  an  example  the  intervallic  analysis  of  the  major 
triad  C-E-G: 

Example  2-1 


Perfect  fifth     Major  third      Minor  third 

This  triad  is  commonly  described  in  conventional  analysis  as  a 
combination  of  a  perfect  fifth  and  a  major  third  above  the  lowest 
or  "generating"  tone  of  the  triad.  It  is  obvious,  however,  that  this 
analysis  is  incomplete,  since  it  omits  the  concomitant  interval  of 
the  minor  third  between  E  and  G.  This  completes  the  analysis 
as  long  as  the  triad  is  in  the  simple  form  represented  above.  If, 
however,  the  chord  is  present  in  a  form  in  which  there  are  many 
doublings  in  several  octaves,  such  a  complete  analysis  becomes 
more  complex. 

If  we  examine  the  scoring  of  the  final  chord  in  Death  and 
Transfiguration  by  Richard  Strauss  we  find  a  sixteen -tone  chord: 

Example  2-2 


:i 


* 
* 


^m 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 

These  sixteen  tones  combine  to  form  one  hundred  and  twenty 
different  intervals.  The  relationship  between  C  and  G  is  repre- 
sented not  only  by  the  intervals 

Example  2-3 


eta 


■<^   -o-    ■«■ 


a     o     ^ 


but  also  by  the  intervals 


Example  2-4 


i 


^ 


5 


»^^    f^    »^    *^'* 


-o — © — © — o — ^ 


in  which  case  we  commonly  call  the  second  relationship  the 
"inversion"  of  the  first.  The  same  is  true  of  the  relation  of  C  to 
E  and  E  to  G. 

However,  the  composite  of  all  of  the  tones  still  gives  the 
impression  of  the  C  major  triad  in  spite  of  the  complexity  of 
doubling.  In  other  words,  the  interval  C  to  G  performs  the  same 
function  in  the  sonority  regardless  of  the  manner  of  the  doubling 
of  voices. 

The  similarity  of  an  interval  and  its  inversion  may  be  further 
illustrated  if  one  refers  again  to  the  arrangement  of  the  twelve- 
tone  scale  in  the  circle  of  fifths: 


8 


THE    ANALYSIS    OF    INTERVALS 


Example  2-5 


Here  it  will  be  seen  that  C  has  two  perfect-fifth  relationships, 
C  to  G  and  C  to  F;  the  one,  C  to  G,  proceeding  clockwise 
(ascending)  and  the  other,  C  to  F,  proceeding  counterclockwise 
(descending).  In  the  same  manner,  C  has  two  major-second 
relationships,  C  to  D  and  C  to  B^;  two  major-sixth  relationships, 
C  to  A  and  C  to  E^;  two  major-third  relationships,  C  to  E  and 
C  to  A\);  and  two  major-seventh  relationships,  C  to  B  and  C  to 
Dt>.  It  has  only  one  tritone  relationship,  C  up  to  F#,  or  C  down 
to  G\).  It  will  be  helpful  in  ,our  analysis  if  we  use  only  one 
symbol  to  represent  both  the  interval  under  consideration  and 
its  inversion.  This  is  not  meant  to  imply  that  the  interval  and  its 
inversion  are  the  same,  but  rather  that  they  perform  the  same 
function  in  a  sonority. 

Proceeding  on  this  theory,  we  shall  choose  the  symbol  p  to 
represent  the  relationship  of  the  perfect  fifth  above  or  below  the 
first  tone,  even  though  when  the  lower  tone  of  each  of  the  two 
intervals  is  raised  an  octave  the  relationship  becomes  actually 
a  perfect  fourth: 


harmonic  materials  of  modern  music 
Example  2-6 


# 


Perfect   fifth     p      Perfect      Perfect 
-        fifth         fourth 

The  symbolization  is  arbitrary,  the  letter  p  being  chosen  because 
it  connotes  the  designation  "perfect,"  which  apphes  to  both 
intervals. 

The  major  third  above  or  below  the  given  tojie  will  be  desig- 
nated by  the  letter  m: 

Example  2-7 


^ 


^^ 


Major  third,  m 
(or  minor  sixth) 

The   minor   third   above   or   below   the   given   tone   will   be 
represented  by  the  letter  n: 

Example  2-8 


i 


B^ 


Minor  third,  n 
(or  major  sixth) 


the  major  second  above  or  below,  by  s: 


i 


Example  2-9 

(i'ji) 


t»to     tib<^ 


Major  second,  s 
(or  minor  seventh) 


the  dissonant  minor  second  by  d: 


Example  2-10 


Minor  second,  d 
(or  mojor  seventh) 


10 


THE    ANALYSIS    OF    INTERVALS 

and  the  tritone  by  t: 

Example  2-11 

(bo'i 


M 


^ 


*^      Augmented   fourth,^ 
(or  diminished    fifth) 
(Tritone) 


The  letters  pmn,  therefore,  represent  intervals  commonly 
considered  consonant,  whereas  the  letters  sdt  represent  the  inter- 
vals commonly  considered  dissonant.  The  symbol  pmn,  sdt'* 
would  therefore  represent  a  sonority  which  contained  one  perfect 
fifth  or  its  inversion,  the  perfect  fourth;  one  major  third  or  its 
inversion,  the  minor  sixth;  one  minor  third  or  its  inversion,  the 
major  sixth;  one  major  second  or  its  inversion,  the  minor  seventh; 
one  minor  second  or  its  inversion,  the  major  seventh;  and  one 
augmented  fourth  or  its  inversion,  the  diminished  fifth;  the  three 
symbols  at  tiie  left  of  the  comma  representing  consonances,  those 
at  the  right  representing  dissonances.  A  sonority  represented, 
for  example,  by  the  symbol  sd^,  indicating  a  triad  composed  of 
one  major  second  and  two  minor  seconds,  would  be  recognized 
as  a  highly  dissonant  sound,  while  the  symbol  pmn  would  indicate 
a  consonant  sound. 

The  complexity  of  the  analysis  will  depend,  obviously,  upon 
the  number  of  diflFerent  tones  present  in  the  sonority.  A  three- 
tone  sonority  such  as  C-E-G  would  contain  the  three  intervals 
C  to  E,  C  to  G,  and  E  to  G.  A  four-tone  sonority  would  contain 
3+2+1  or  6  intervals;  a  five-tone  sonority,  4+3+2+1  or  10  in- 
tervals, and  so  on. 

Since  we  are  considering  all  tones  in  equal  temperament,  our 
task  is  somewhat  simplified.  C  to  D#,  for  example,  represents 
the  same  sound  as  the  interval  C  to  E^i;  and  since  the  sound  is 

"  For  the  sake  of  uniformity,  analyses  of  sonorities  will  list  the  constituent  inter- 
vals in  this  order. 

11 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 

the  same,  they  would  both  be  represented  by  the  single  symbol 
n.  A  table  of  intervals  with  their  classification  would,  therefore, 
be  as  follows: 

C-G  (orG-C),B#-G,  C-F^K<,etc.  =  p 

C-E  (or  E-C),  B#-E,  C-Fb,  BJf-Fb,  etc.  =  m 

C-Eb  (orEb-C),C-Dif,  B#-Eb,  etc.  =  n 

C-D  (or  D-C),  Bif-D,  C-Ebb,  etc.  =  s 

C-Db(orDb-C),C-C#,B#-Db,etc.  =  d 

C-F#  (or  F#-C),  C-Gb,  B#-Gb,  etc.  =  t 


xo 


efc. 


Example  2-12 


it\^   ^°  tf^g'1  '^»  r  i^i  »j|o  ^^ 


SE 


t^ 


i 


ife 


efc. 


etc 


£ 


^^g 


bo      bo^^'^' 


^^ 


i--*0      fv^ 


» 


m   Qgyi 


Ed -XT 


* 


¥^ 


For  example,  the  augmented  triad  C-E-G#  contains  the  major 
third  C  to  E;  the  major  third  E  to  G#,  and  the  interval  C  to  G^. 
Since,  however,  C  to  G#  sounds  like  C  to  Ab,  the  inversion  of 
which  is  Ab  to  C— also  a  major  third— the  designation  of  the 
augmented  triad  would  be  three  major  thirds,  or  m^.  A  diagram 
of  these  three  notes  in  equal  temperament  quickly  illustrates  the 
validity  of  this  analysis.  The  joining  of  the  three  notes  C-E-G# 
(Ab)  forms  an  equilateral  triangle— a  triangle  having  three  equal 
sides  and  angles: 


Example  2-13 

B  /-^ '  -\  CJt 


G<t  (Ab) 


12 


THE    ANALYSIS    OF    INTERVALS 


It  is,  of  course,  a  figure  which  has  the  same  form  regardless 
of  which  side  is  used  as  its  base: 


Example  2-14 


Similarly  the  augmented  triad  sounds  the  same  regardless 
of  which  of  the  three  tones  is  the  lowest: 

G#  •         B#(C)  E 

E  G#  C 

C  E  G#(Ab) 

One  final  illustration  will  indicate  the  value  of  this  technique 
of  analysis.  Let  us  consider  the  following  complex-looking  sonor- 
ity in  the  light  of  conventional  academic  analysis: 

Example  2-15 


f 


The  chord  contains  six  notes  and  therefore  has  5+4+3+2 
+1,  or  15  intervals,  as  follows: 


C-D#  and  Ab-B 
C-E  and  G-B 
C-G  and  E-B 
C-Ab  and  D#-B 


augmented  seconds 
major  thirds 
perfect  fifths 
minor  sixths 


13 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 


C-B  =  major  seventh 

D#-E  and  G-A^  =  minor  seconds 

Djf-G  and  E-Aj^  =  diminished  fourths 

D#-Ab  =  double-diminished  fifth 

E-G  =  minor  third 

However,  in  the  new  analysis  it  converts  itself  into  only  four 
types  of  intervals,  or  their  inversions,  as  follows: 

3  perfect  fifths:  C-G,  E-B,  and  Ab-Eb  (Dif ). 

6  major  thirds:  C-E,  Eb  (D^f  )-G,  E-G#  (Ab),  G-B,  Ab-C, 

and  B-D#. 
3  minor  thirds:  C-Eb  (D#),  E-G,  and  G#  (Ab)-B. 
3  minor  seconds:  DJf-E,  G-Ab,  and  B-C. 

The  description  is,  therefore,  p^m^n^d^. 

Example  2-16 


i 


Perfect   fifths 


ii 


Mojor  thirds 


o  \fv:w^ 


vObB     l^»    ^ 


^     b8(tfo)tlit^^ 


i 


Minor   thirds 


Minor  seconds 


b^||o)t8     tfS^^^   Ijl^  ^'^' 


=^a= 


A  diagram  will  indicate  the  essential  simplicity  of  the  structure: 


14 


Example  2-17 


G<»(Ab) 


THE    ANALYSIS    OF    INTERVALS 

It  has  been  my  experience  that  although  the  young  composer 
who  has  been  thoroughly  grounded  in  academic  terminology 
may  at  first  be  confused  by  this  simplification,  he  quickly 
embraces  the  new  analysis  because  it  conforms  directly  to  his 
own  aural  impression. 

In  analyzing  intervals,  the  student  will  find  it  practical  to  form 
the  habit  of  "measuring"  all  intervals  in  terms  of  the  "distance" 
in  half-steps  between  the  two  tones.  Seven  half-steps  (up  or 
down),  for  example,  will  be  designated  by  the  symbol  p;  four 
half-steps  by  the  symbol  m;  three  half-steps  by  the  symbol  n,  and 
so  forth,  regardless  of  the  spelling  of  the  tones  which  form 
the  interval: 


perfect  fifth 

7  half 

-Steps 

V 

perfect  fourth 

5 

If 

II 

major  third 

4 

II 

II 

m 

minor  sixth 

8 

II 

II 

minor  third 

3 

II 

II 

n 

major  sixth 

9 

II 

II 

major  second 

2 

II 

II 

s 

minor  seventh 

10 

II 

II 

minor  second 

1 

II 

II 

d 

major  seventh 

11 

II 

II 

augmented  fourth 

6 

II 

II 

t 

diminished  fifth 

6 

II 

II 

Example  2-18 

p 

m 

n 

9f= 

^4S= 

-^c^^ 44« 

i."* 

— A?— 

4.^ 

#^ 

Perfect 
fifth 

Perfect                     Major 
fourth                       third 

Minor 
sixth 

1 

^inor 
third 

Major 
sixth 

15 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 

s  d  t 


=f^rt^ 


^ 


2T*t° 


w 


=15= 


'^XXt 

Minor     Major 
second  seventh 


^M 


«»i 

Major       Minor 
second      seventh 


Augmented    Diminished 
fourth  fifth 


In  speaking  of  sonorities  we  shall  apparently  make  little 
distinction  between  tones  used  successively  in  a  melody  and 
tones  used  simultaneously  in  a  harmony.  It  is  true  that  the 
addition  of  the  element  of  rhythm,  the  indispensable  adjunct  of 
melody,  with  its  varying  degrees  of  emphasis  upon  individual 
notes  by  the  devices  of  time  length,  stress  of  accent,  and  the  like, 
creates  both  great  and  subtle  variance  from  the  sonority  played 
as  a  "block"  of  sound.  Nevertheless,  the  basic  relationship  is  the 
same.  A  melody  may  grow  out  of  a  sonority  or  a  melody  may 
itself  be  a  sonority. 

Analyze  the  following  sonorities  in  the  same  manner  employed 
In  Examples  2-15  and  2-16,  pages  13  and  14,  giving  first  the 
conventional  interval  analysis,  and  second  the  simplified  analysis: 

Example  2-19 


i 


^  jt#    I  ^i  ^^ 


^1^ 


w 


S3S: 


^»S^ 


# 


3 


^S^ 


^S 


^ 


r^ 


'^BT 


Repeat  the  same  process  with  the  chords  in  Example  1-7,  page  6. 


16 


The  Theory  of  Involution 


Reference  has  already  been  made  to  the  two-directional 
aspect  of  musical  relationship,  that  is,  the  relationship  "up"  and 
"down"  in  terms  of  pitch,  or  the  relationship  in  clockwise  or 
counterclockwise  rotation  on  the  circle  already  referred  to.  It 
will  be  readily  apparent  that  every  sonority  in  music  has  a 
counterpart  obtained  by  taking  the  inverse  ratio  of  the  original 
sonority.  The  projection  dovon  from  the  lowest  tone  of  a  given 
chord,  using  the  same  intervals  in  the  order  of  their  occurrence 
in  the  given  chord,  we  may  call  the  involution  of  the  given 
chord.  This  counterpart  is,  so  to  speak,  a  "mirror"  of  the 
original.  For  example,  the  major  triad  C-E-G  is  formed  by  the 
projection  of  a  major  third  and  a  perfect  fifth  above  C.  However, 
if  this  same  relationship  is  projected  downward,  the  interval  C 
to  E  has  as  its  counterpart  the  interval  |C  to  Aj^;  and  the  interval 
C  to  G  has  as  its  counterpart  [C  to  F. 

Example  3-1 

B 


17 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 


It  will  be  noted  that  the  involution  of  a  sonority  always  contains 
the  same  intervals  found  in  the  original  sonority. 

There  are  three  types  of  involutions:  simple,  isometric,  and 
enharmonic. 

In  simple  involution,  the  involuted  chord  differs  in  sound  from 
the  given  chord.  Let  us  take,  for  example,  the  major  triad  C-E-G, 
which  is  formed  by  the  projection  of  a  major  third  and  a  perfect 
fifth  above  C.  Its  involution,  formed  by  the  projection  downward 
from  C  of  a  major  third  and  a  perfect  fifth,  is  the  minor  triad 
'[F-A^-C.  The  major  triad  C-E-G  and  its  involution,  the  minor 
triad  ^F-A^-C,  each  contain  a  perfect  fifth,  a  major  third,  and  a 
minor  third,  and  can  be  represented  by  the  symbols  pmn. 

Example  3-2 


i 


^m 


^ 


In  the  second  type  of  involution,  which  we  may  call  isometric 
involution,  the  involuted  sonority  has  the  same  kind  of  sound  as 
the  original  sonority.  For  example,  the  tetrad  C-E-G-B  has  as  its 
involution  jDb-F-Ab-C. 

Example  3-3 


« 


^ 


18 


THE    THEORY    OF    INVOLUTION 

Each  of  these  is  a  major  seventh  chord,  containing  two  perfect 
fifths,  two  major  thirds,  a  minor  third,  and  a  major  seventh,  and 
can  be  characterized  by  the  symbols  p^irrnd,  the  exponents  in 
this  instance  representing  two  perfect  fifths  and  two  major  thirds. 

In  the  third  type,  enharmonic  involution,  the  invohited  sonor- 
ity and  the  original  sonority  contain  the  same  tones  in  different 
octaves  (except  for  one  common  tone).  For  example,  the 
augmented  triad  C-E-G#  involutes  to  produce  the  augmented 
triad  ^F^-Ab-C,  F^  and  A^  being  the  equal-temperament  equiva- 
lents of  E  and  G#.  Another  common  example  of  enharmonic 
involution  is  the  diminished  seventh  chord : 


Example  3-4 


«  3     .CK. 


m 


I 


All  sonorities  which  are  formed  by  the  combination  of  a 
sonority  with  its  involution  are  isometric  sonorities,  since  they 
will  have  the  same  order  of  intervals  whether  considered  "up" 
or  "down,"  clockwise  or  counterclockwise.  We  have  already  seen 
that  the  involution  of  the  triad  C-E-G  is  jC-Ab-F.  The  two 
together  produce  the  sonority  F3Ab4C4E3G,  which  has  the  same 
order  of  intervals  upward  or  downward.* 

*The  numbers  indicate  the  number  of  half-steps  between  the  tones  of  the 
sonority. 


19 


HARMONIC   MATERIALS    OF   MODERN   MUSIC 

If  the  tone  E  of  the  triad  C4E3G  is  used  as  the  axis  of  involu- 
tion, a  diflFerent  five-tone  sonority  will  result,  since  the  involution 
of  E3G5C  will  be  J^EsC^gGJ,  forming  together  the  sonority 
GJgCfllsEaGgC.  If  the  tone  G  is  used  as  the  axis  of  involution,  the 
involution  of  G5C4E  will  be  J,G5D4Bb,  forming  together  the 
sonority  Bb4D5G5C4E.  These  resultant  sonorities  will  all  be  seen 
to  be  isometric  in  structure.  ( See  Note,  page  24. ) 

Example  3-5 

)  (2)  (3) 


"^^",     44    ■       '^%j|§ii      r    33    .     '         bS-i|-2"3   3    2 

If  two  tones  are  used  as  the  axes  of  involution,  the  result  will 
be  a  four-tone  isometric  sonority: 

Example  3-6 


5=^ 


313  343  434 

In  the  first  of  the  above  examples,  C  and  G  constitute  the 
"double  axis";  in  the  second  C  and  E;  and  in  the  third  E  and  G. 

The  discussion  of  involution  up  to  this  point  does  not  differ 
greatly  from  the  "mirror"  principle  of  earlier  theorists,  whereby 
"new"  chords  were  formed  by  "mirroring"  a  familiar  chord  and 
combining  the  "mirrored"  or  involuted  chord  with  the  original. 

At  this  point,  however,  we  shall  expand  the  principle  to  the 
point  where  it  becomes  a  basic  part  of  our  theory.  When  a  major 
triad  is  involuted— as  in  Example  3-2— deriving  the  minor  triad 
as  the  "mirrored"  image  of  the  major  triad  seems  to  place  the 
minor  triad  in  a  position  of  secondary  importance,  as  the 
reflected  image  of  the  major  triad. 

In  the  principle  of  involution  presented  here,  no  such  second- 
ary importance  is  intended;  for  if  the  minor  triad  is  the  reflected 
image  of  the  major  triad,  it  is  equally  true  that  the  major  triad  is 

20 


THE    THEORY    OF    INVOLUTION 

also  the  reflected  image  of  the  minor  triad.  For  example,  the 
involution  of  the  major  triad  C4E3G  is  the  minor  triad  |C4Ab3F, 
and  the  involution  of  the  minor  triad  C3E[74G  is  the  major  triad 
jCaA^F. 

In  order  to  avoid  any  implication  that  the  involution  is,  so  to 
speak,  a  less  important  sonority,  we  shall  in  analyzing  the  sonori- 
ties construct  both  the  first  sonority  and  its  involution  upward 
by  the  simple  process  of  reversing  the  intervallic  order.  For 
example,  if  the  first  triad  is  C4E3G  the  involution  of  this  triad 
will  be  any  triad  which  has  the  same  order  of  half-steps  in 
reverse,  for  example  F3Ab4C,  the  comparison  being  obviously  4-3 
versus  3-4. 

In  this  sense,  therefore,  the  involution  of  a  major  triad  can  be 
considered  to  be  any  minor  triad  whether  or  not  there  is  an  axis 
of  involution  present. 

In  Example  3-7,  therefore,  the  B  minor,  B^  minor,  G$  minor, 
F#  minor,  E^  minor,  and  D  minor  triads  are  all  considered  as 
possible  involutions  of  the  C  major  triad,  although  there  is  no 
axis  of  involution.  When  the  C  major  triad  is  combined  with  any 
one  of  them,  the  resultant  formation  is  a  six-tone  isometric 
sonority. 


Example  3-7 


■m  Ha 


m=^ 


b<i  fc^ 


«  o 


3     bo " 


ffi 


Hi^  "^ 


222  I 


OgP 


^= 


m 


^ 


^=j^ 


2     13     12 


3     13    13 


3     2    12     3 


Wt 


>..ii..i'«ti' 


btxhc^feo- 


m 


=»=si 


i^ 


3     12     13 


M\i     "° 


2     2     3    2    2 


21 


HARMONIC    MATERIALS    OF    MODERN    MUSIC 

Note  that  the  combination  of  any  sonority  with  its  involuted 
form  always  produces  an  isometric  sonority,  that  is,  a  sonority 
which  can  be  arranged  in  such  a  manner  that  its  foraiation  of 
intervals  is  the  same  whether  thought  up  or  down.  For  example, 
the  first  combination  in  Example  3-7,  if  begun  on  B,  has  the 
configuration  BiC2D2E2FJj:iG,  which  is  the  same  whether  con- 
sidered from  B  to  G  or  from  G  to  B, 

The  second  combination,  C  major  and  B^  minor,  must  be 
begun  on  Bj^  or  E  to  make  its  isometric  character  clear: 
BbsCiDbsEiF^G  or  E,F,GsB\),C,Dh- 

The  isometric  character  of  the  third  combination,  C  major  and 
G#  minor,  is  clear  regardless  of  the  tone  with  which  we  begin: 
C3D#iE3GiG#3B;  D^,E,G,GJi^,B,C,  etc. 

If,  however,  for  the  sake  of  comparison,  we  combine  a  major 
triad  with  another  major  triad,  for  example,  the  combination  of 
C  major  with  D  major,  the  resultant  formation  is  not  isometric, 
since  it  is  impossible  to  arrange  these  tones  so  that  the  configura- 
tion is  the  same  up  or  down: 

CsD^E^FSiG^A;       D^EsFliG^AsC;      E^FSiG^AsC^D; 

FitiGsAgCsDsE;      G2A3C2D2E2F#;      A.C^D^E^Fi.G. 

There  is  one  more  phenomenon  which  should  be  noted.  There 
are  a  few  sonorities  which  have  the  same  components  but  which 
are  not  involutions  one  of  the  other,  although  each  has  its  own 
involution.  Examples  are  the  tetrads  C-E-fJ-G  and  C-F#-G-Bb. 
Each  contains  one  perfect  fifth,  one  major  third,  one  minor  third, 
one  major  second,  one  minor  second,  and  one  tritone  (pmnsdt), 
but  one  is  not  the  involution  of  the  other— although  each  has 
its  own  involution. 

We  shall  describe  such  sonorities,  illustrated  in  Example  3-8, 
as  isomeric  sonorities. 


22 


the  theory  of  involution 
Example  3-8 


Involution'. 


^  IIIVUIUMUIIi 


ife 


pmnsdt 


pmnsdt 


^# 


Using  the  lowest  tone  of  each  of  the  following  three-tone 
sonorities  as  the  axis  of  involution,  write  the  involution  of  each 
by  projecting  the  sonority  downward,  as  in  Example  3-5. 


i 


Example  3-9 

2.  2o.         2b. 


3o. 


Sn 


3b. 


^5^= 


:x«o= 


c^"*    g  o*>   ^  W 


5^ 


i 


4o. 


4b. 
7rt 


5a. 


5b. 


6o. 


6b. 


tU^ 


(*^     I  o*^ 


=S^Q= 


^ 


:^^ 


^^ 


sT-^n    2og>       Q      '^' 


7o. 


7b. 


8. 


9. 


10. 


lOo.       lOb. 


10  ^-= 


ytbb-Q^^bt^oo'ro      U'1%    I  ^tbt^^    'ith^'^ 


llo. 


Mb. 


12. 


12a. 


ft  |bo     gboM    2b<j^^ 


i 


^nrgr 


Solution: 


^^f 


5=33= 


^ 


12b. 


ng»- 


Ib. 


fl/C. 


^^D»= 


m 


SijO- 


Zl-oU 


"^^If 


^15 


-«s^l2 


The  following  scales  are  all  isometric,  formed  by  the  combina- 
tion of  one  of  the  three-tone  sonorities  in  Example  3-9  with  its 
involution.  Match  the  scale  in  Example  3-10  with  the  appropriate 
sonority  in  Example  3-9. 


23 


harmonic  materials  of  modern  music 
Example  3-10 


^  J  J  J  >r  U^J  JuJ  Ij  jiiJ  Ji'^  ij^jjg^J  ijj  Ji'-^t 


'fiJ^J^rU^jjtJJUjtJJtf^^i^rr^r'Ti^^ 


t  ^^rrrrijuJJf  ijJjtJ ^  i^^^^^UJ^tJ^P 


I J  J  J  ^  ^  i;ii.JtJbJ  U|J  J  ^^^  Uj  jj^^*^  i>J^^ 


(j^^jiJ^ri|J^^rrijjJ^^i''^^rrri>ji>J^^^ 


Note:  We  have  defined  an  isometric  sonority  as  one  which 
has  the  same  order  of  intervals  regardless  of  the  direction  of 
projection.  The  student  should  note  that  this  bidirectional 
character  of  a  sonority  is  not  always  immediately  evident.  For 
example,  the  perfect-fifth  pentad  in  the  position  C2D2E3G2A3(C) 
does  not  at  first  glance  seem  to  be  isometric.  However  in  the 
position  D2E3G2A3C2(D),  its  isometric  character  is  readily 
apparent. 


24 


1^:  PartJ 


THE  SIX  BASIC 
TONAL  SERIES 


4 


Projection  of  the  Perfect  Fifth 


We  have  seen  that  there  are  six  types  of  interval  relationship, 
if  we  consider  such  relationship  both  "up"  and  "down":  the 
perfect  fifth  and  its  inversion,  the  perfect  fourth;  the  major  third 
and  its  inversion,  the  minor  sixth;  the  minor  third  and  its 
inversion,  the  major  sixth;  the  major  second  and  its  inversion,  the 
minor  seventh;  the  minor  second  and  its  inversion,  the  major 
seventh;  and  the  tritone,— the  augmented  fourth  or  diminished 
fifth— which  we  are  symbolizing  by  the  letters,  p,  m,  n,  s,  d, 
and  t,  respectively. 

In  a  broader  sense,  the  combinations  of  tones  in  our  system  of 
equal  temperament— whether  such  sounds  consist  of  two  tones 
or  many— tend  to  group  themselves  into  sounds  which  have  a 
preponderance  of  one  of  these  basic  intervals.  In  other  words, 
most  sonorities  fall  into  one  of  the  six  great  categories:  perfect- 
fifth  types,  major-third  types,  minor-third  types,  and  so  forth. 
There  is  a  smaller  number  in  which  two  of  the  basic  intervals 
predominate,  some  in  which  three  intervals  predominate,  and  a 
few  in  which  four  intervals  have  equal  strength.  Among  the 
six-tone  sonorities  or  scales,  for  example,  there  are  twenty-six 
in  which  one  interval  predominates,  twelve  which  are  dominated 
equally  by  two  intervals,  six  in  which  three  intervals  have 
equal  strength,  and  six  sonorities  which  are  practically  neutral 
in  "color,"  since  four  of  the  six  basic  intervals  are  of  equal 
importance. 

The  simplest  and  most  direct  study  of  the  relationship  of  tones 

27 


THE    SIX    BASIC    TONAL    SERIES 

is,  therefore,  in  terms  of  the  projection  of  each  of  the  six  basic 
intervals  discussed  in  Chapter  2.  By  "projection"  we  mean  the 
building  of  sonorities  or  scales  by  superimposing  a  series  of 
similar  intervals  one  above  the  other.  Of  these  six  basic  intervals, 
there  are  only  two  which  can  be  projected  with  complete  con- 
sistency by  superimposing  one  above  the  other  until  all  of  the 
tones  of  the  equally  tempered  scale  have  been  used.  These  two 
are,  of  course,  the  perfect  fifth  and  the  minor  second.  We  shall 
consider  first  the  perfect-fifth  projection. 

Beginning  with  the  tone  C,  we  add  first  the  perfect  fifth,  G, 
and  then  the  perfect  fifth,  D,  to  produce  the  triad  C-G-D  or, 
reduced  to  the  compass  of  an  octave,  C-D-G-  This  triad  contains, 
in  addition  to  the  two  fifths,  the  concomitant  interval  of  the 
major  second.  It  may  be  analyzed  as  ph. 

Example  4-1 
Perfect  Fifth  Triad,  p^ 

m 


^^ 


2     5 

The  tetrad  adds  the  fifth  above  D,  or  A,  to  produce  C-G-D-A, 
or  reduced  to  the  compass  of  the  octave,  C-D-G-A.  This  sonority 
contains  three  perfect  fifths,  two  major  seconds,  and— for  the 
first  time  in  this  series— a  minor  third,  A  to  C, 

Example  4-2 
Perfect  FifthTetrad.p^ns^ 


m 


^^ 


2     5     2 

The  analysis  is,  therefore,  p^ns^. 

The  pentad  adds  the  next  fifth,  E,  forming  the  sonority 
C-G-D-A-E,  or  the  melodic  scale  C-D-E-G-A,  which  will  be 
recognized  as  the  most  familiar  of  the  pentatonic  scales.  Its 
components   are  four  perfect  fifths,  three  major  seconds,  two 

28 


PROJECTION    OF    THE    PERFECT    FIFTH 


minor  thirds,  and— for  the  first  time— a  major  third.  The  analysis 
is,  therefore,  p^mnh^. 

Example  4-3 
Perfect    Fifth  Pentad,  p^mn^s^ 


i 


S 


.   o 


^^ 


2     2     3     2 


The  hexad  adds  B,  C-G-D-A-E-B,  or  melodically,  producing 
C-D-E-G-A-B, 

Example  4-4 
Perfect  Fifth  Hexod,p^nn^n^s^d 


m 


1  4JJ 


2     2    3      2     2 


its  components  being  five  perfect  fifths,  four  major  seconds,  three 
minor   thirds,    two   major   thirds,    and— for   the   first   time— the 
dissonant  minor  second  (or  major  seventh),  p^m^n^s'^d. 
The  heptad  adds  F#: 


i 


Example  4-5 
Perfect  Fifth  Heptod.p^m^n^s^d^t 


a 


^^ 


•I   ^   ' 
'2    2     2      I     2    2 


29 


THE    SIX    BASIC    TONAL    SERIES 


producing  the  first  scale  which  in  its  melodic  projection  contains 
no  interval  larger  than  a  major  second— in  other  words,  a  scale 
without  melodic  "gaps."  It  also  employs  for  the  first  time  the 
interval  of  the  tritone  (augmented  fourth  or  diminished  fifth), 
C  to  FJf.  This  sonority  contains  six  perfect  fifths,  five  major 
seconds,  four  minor  thirds,  three  major  thirds,  two  minor  seconds, 
and  one  tritone:  p^m^n'^s^dH.  (It  will  be  noted  that  the  heptad 
is  the  first  sonority  to  contain  all  of  the  six  basic  intervals. ) 
The  octad  adds  Cfl:: 

Example  4-6 
Perfect  Fifth  Octod.  p^m^  n  ^s^  d^  t^ 

Am 


♦ 


«5i= 


5 


12     2       12     2 


Its  components  are  seven  perfect  fifths,  six  major  seconds,  five 
minor  thirds,  four  major  thirds,  four  minor  seconds,  and  two 
tritones:  p^m'^n^s^dH^. 
The  nonad  adds  G#: 

Example  4-7 

Perfect  Fifth   Nonad,  p^m^n^s^d^t^ 

J^  

m —  = 


m 


iff    I      ?      9 


m 


Its  components  are  eight  perfect  fifths,  seven  major  seconds,  six 
minor  thirds,  six  major  thirds,  six  minor  seconds,  and  three 
tritones:  p^m^n^s^dH^. 


30 


PROJECTION    OF    THE    PERFECT    FIFTH 

The  decad  adds  D#: 

Example  4-8 

-     u         «*!"  Perfect   Fifth  Decad,  p^m^n^s^d^t^ 


m 


IT"  I  I  I  O 


^^ 


I  I  I 


I         I       2 


Its  components  are  nine  perfect  fifths,  eight  major  seconds,  eight 
minor  thirds,  eight  major  thirds,  eight  minor  seconds,  and  four 
tritones:  'p^m^n^s^dH'^. 
The  undecad  adds  A#: 


Isjf 


Example  4-9 

?  s"**  Perfect  Fifth  Undecad, p'°m'°n'°s'°d'°t^ 


^^ 


m 


1*"^    I      r     I      2      I      I       II       I 


Its  components  are  ten  perfect  fifths,  ten  major  seconds,  ten 
minor  thirds,  ten  major  thirds,  ten  minor  seconds,  and  five 
tritones:  p^'^m'V^s'Od/'^f^ 

The  duodecad  adds  the  last  tone,  E#: 


Example  4-10 


I 


A^    Perfect  Fifth   Duodecad, p'^m'^n'^s'^d 


I2_l2j2„l2jl2^6 


V^ 


s 


r     I      r     I     I       I       I      I       I      I       I 


31 


THE    SIX    BASIC    TONAL    SERIES 

Its  components  are  twelve  perfect  fifths,  twelve  major  seconds, 
twelve  minor  thirds,  twelve  major  thirds,  twelve  minor  seconds, 
and  six  tritones:  p'^^m^^n^^s^^d^H^. 

The  student  should  observe  carefully  the  progression  of  the 
intervallic  components  of  the  perfect-fifth  projection,  since  it  has 
important  esthetic  as  well  as  theoretical  implications: 


doad: 

P 

triad: 

p^s 

tetrad: 

p^ns^ 

pentad: 

p^mn^s^ 

hexad: 

p^m^n^s^d 

heptad: 

p^m^n^sHH 

octad: 

p'm^nhHH^ 

nonad: 

p^m^n^s^dH^ 

decad: 

p^m^n's^dH'' 

undecad: 

plO^lO^lO^lO^lO^B 

duodecad : 

p'^m^^n'^s^^d'H' 

In  studying  the  above  projection  from  the  two-tone  sonority 
to  the  twelve-tone  sonority  built  on  perfect  fifths,  several  points 
should  be  noted.  The  first  is  the  obvious  affinity  between  the 
perfect  fifth  and  the  major  second,  since  the  projection  of  one 
perfect  fifth  upon  another  always  produces  the  concomitant 
interval  of  the  major  second.  (It  is  interesting  to  speculate  as  to 
whether  or  not  this  is  a  partial  explanation  of  the  fact  that  the 
"whole-tone"  scale  was  one  of  the  first  of  the  "exotic"  scales  to 
make  a  strong  impact  on  occidental  music. ) 

The  second  thing  which  should  be  noted  is  the  relatively 
greater  importance  of  the  minor  third  over  the  major  third  in 
the  perfect-fifth  projection,  the  late  arrival  of  the  dissonant 
minor  second  and,  last  of  all,  the  tritone. 

The  third  observation  is  of  the  greatest  importance  because  of 
its  esthetic  implications.  From  the  first  sonority  of  two  tones, 
related  by  the  interval  of  the  perfect  fifth,  up  to  the  seven-tone 
sonority,  there  is  a  steady  and  regular  progression.  Each  new 

32     • 


PROJECTION    OF    THE    PERFECT    FIFTH 

tone  adds  one  new  interval,  in  addition  to  adding  one  more  to 
each  of  the  intervals  already  present.  However,  when  the  pro- 
jection is  carried  beyond  seven  tones,  no  new  intervals  can  be 
added.  In  addition  to  this  loss  of  any  new  material,  there  is  also 
a  gradual  decrease  in  the  difference  of  the  quantitative  formation 
of  the  sonority.  In  the  octad  there  are  the  same  number  of  major 
thirds  and  minor  seconds.  In  the  nonad  the  number  of  major 
thirds,  minor  thirds,  and  minor  seconds  is  the  same.  The  decad 
contains  an  equal  number  of  major  thirds,  minor  thirds,  major 
seconds,  and  minor  seconds.  When  the  eleven-  and  twelve-tone 
sonorities  are  reached,  there  is  no  differentiation  whatsoever,  ex- 
cept in  the  number  of  tritones.* 

The  sound  of  a  sonority— either  as  harmony  or  melody- 
depends  not  only  upon  what  is  present,  but  equally  upon  what  is 
absent.  The  pentatonic  scale  in  the  perfect-fifth  series  sounds  as 
it  does  not  only  because  it  contains  a  preponderance  of  perfect 
fifths  and  because  of  the  presence  of  major  seconds,  minor  thirds, 
and  the  major  third  in  a  regularly  decreasing  progression,  but 
also  because  it  does  not  contain  either  the  dissonant  minor 
second  or  the  tritone. 

On  the  other  hand,  as  sonorities  are  projected  beyond  the 
six-tone  series  they  tend  to  lose  their  individuality.  All  seven-tone 
series,  for  example,  contain  all  of  the  six  basic  intervals,  and  the 
difference  in  their  proportion  decreases  as  additional  tones 
are  added. 

This  is  probably  the  greatest  argument  against  the  rigorous 
use  of  the  atonal  theory  in  which  all  twelve  tones  of  the  chro- 
matic scale  are  used  in  a  single  melodic  or  harmonic  pattern, 
since  such  patterns  tend  to  lose  their  identity,  producing  a 
monochromatic  effect  with  its  accompanying  lack  of  the  essential 
element  of  contrast. 

All  of  the  perfect-fifth  scales  are  isometric  in  character,  since  if 
any  of  the  projections  which  we  have  considered  are  begun  on 

*  See  page  139  and  140. 

33 


THE    SIX    BASIC    TONAL    SERIES 


the  final  tone  of  that  projection  and  constructed  downward,  the 
resultant  scale  will  be  the  same  as  if  the  projection  were  upward. 
The  seven-tone  scale  C2D2E2F#iG2A2B,  for  example,  begun  on 
the  final  tone  of  the  projected  fifths— that  is,  F+f— and  projected 
downward  produces  the  same  tones:  J,F#2E2D2CiB2A2G. 

Every  scale  may  have  as  many  versions  of  its  basic  order  as 
there  are  tones  in  the  scale.  The  seven-tone  scale,  for  example, 
has  seven  versions,  beginning  on  C,  on  D,  on  E,  and  so  forth. 


i 


Example  4-11 

Seven  "versions"  of  the  Perfect  Fifth  Heptad 


^ 


f^o^ 


rtn* 


v>  o^^  »  ^\ 


^^ 


o   *^ 


f 


2    2 


^ 


2     2      2 


2     2  (1)  2     2     I      2    2    I    (2) 


2  (2) 


=^33 


*^ 


;x4^M 


:&:xsi 


_Ql 


i^ 


:^=KS 


3s:«i 


=0^5 


O*^"* 


bcsr^ 


2    2   1     2    2    (2) 


2    2    I    2    2    2    (I) 


2      12    2    2 


(2) 


# 


(-C^) 


v^g> 


2   2     2 


2    (2) 


The  student  should  distinguish  carefully  between  an  involu- 
tion and  the  different  versions  of  the  same  scale.  An  involution 
is  the  same  order  of  progression  but  in  the  opposite  direction  and 
is  significant  only  if  a  new  chord  or  scale  results. 

Referring  to  page  29,  you  will  see  that  the  perfect-fifth  penta- 
tonic  scale  on  C,  C-D-E-G-A,  contains  a  major  triad  on  C  and  a 
minor  triad  on  A.  The  six-tone  perfect-fifth  scale  adds  the  major 
triad  on  G  and  the  minor  triad  on  E.  Analyze  the  seven-,  eight-, 
nine-,  ten-,  eleven-  and  twelve-tone  scales  of  the  perfect-fifth 
projection  and  determine  where  the  major,  minor,  diminished, 
and  augmented  triads  occur  in  each. 

Construct  the  complete  perfect-fifth  projection  beginning  on 
the  tone  A.  Indicate  where  the  major,  minor,  diminished,  and 
augmented  triads  occur  in  each. 


34 


PROJECTION    OF    THE    PERFECT    FIFTH 


Since  the  perfect-fifth  projection  includes  the  most  famihar 
scales  in  occidental  music,  innumerable  examples  are  available. 
The  most  provocative  of  these  would  seem  to  be  those  which 
produce  the  greatest  impact  with  the  smallest  amount  of  tonal 
material.  To  illustrate  the  economical  use  of  material,  one  can 
find  no  better  example  than  the  principal  theme  of  Beethoven's 
overture,  Leonore,  No.  3.  The  first  eight  measures  use  only  the 
first  five  tones  of  the  perfect-fifth  projection:  C-D-E-G-A.  The 
next  measure  adds  F  and  B,  which  completes  the  tonal  material 
of  the  theme. 

Example  4-12 

Beethoven,  Overture, Leonore  No.3 


^^ 


* 


m 


^^ 


wm 


^ijjii' 


o    ^^ 


In  the  same  way.  Ravel  uses  the  first  five  tones  of  the  perfect- 
fifth  projection  G-D-A-E-B— or,  in  melodic  form,  E-G-A-B-D— in 
building  to  the  first  climax  in  the  opening  of  Daphnis  and  Chloe, 
Suite  No.  2. 

Example  4-13 

Ravel, Daphnis  end  Chloe 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

The  principal  theme  of  the  last  movent  ent  of  the  Beethoven 
Fifth  Symphony  is  only  slightly  less  economical  in  its  use  of 
material.  The  first  six  measures  use  only  the  pentatonic  scale 
C-D-E-F-G,  and  the  seventh  measure  adds  A  and  B. 


Beethoven,  Symphony  No.  5 


Example  4-14 


35 


THE    SIX    BASIC    TONAL    SERIES 


However,  even  Beethoven  with  his  sense  of  tonal  economy 
extended  his  tonal  material  beyond  the  seven-tone  scale  without 
implying  modulation.  The  opening  theme  of  the  Eighth  Sym- 
phony, for  example,  uses  only  the  six  tones  F-G-A-B^-C-E  of  the 
F  major  scale  in  the  first  four  measures  but  reaches  beyond  the 
seven-tone  perfect-fifth  scale  ^r  an  additional  tone,  Bt]  (the 
perfect  fifth  above  E )  in  the  fifth  measure. 


Example  4-15 


Beethoven, Symphony  No. 8 


f  T^^r  igu  ^ 


Such  chromatic  tones  are  commonly  analyzed  as  chromatic 
passing  tones,  non-harmonic  tones,  transient  modulations,  and 
the  like,  but  the  student  will  find  it  useful  also  to  observe  their 
position  in  an  "expanded"  scale  structure. 

Study  the  thematic  material  of  the  Beethoven  symphonies  and 
determine  how  many  of  them  are  constructed  in  the  perfect-fifth 
projection. 

A  useful  device  of  many  contemporary  composers  is  to  begin 
a  passage  with  only  a  few  tones  of  a  particular  projection  and 
then  gradually  to  expand  the  medium  by  adding  more  tones  of 
the  same  projection.  For  example,  the  composer  might  begin  a 
phrase  in  the  perfect-fifth  projection  by  using  only  the  first  four 
tones  of  the  projection  and  then  gradually  expand  the  scale  by 
adding  the  fifth  tone,  the  sixth  tone,  and  so  forth. 

36 


PROJECTION    OF    THE    PERFECT    FIFTH 

Examine  the  opening  of  Stravinsky's  Petrouchka.  The  first  five 
measures  are  formed  of  the  pure  four-tone  perfect-fifth  tetrad 
G-D-A-E.  The  sixth  measure  adds  Bt],  which  forms  the  perfect- 
fifth  pentad  G-D-A-E-B.  The  following  measure  adds  a  C#, 
forming  the  hexad  G-A-B-Cj|-D-E.  This  hexad  departs  momen- 
tarily from  the  pure  perfect-fifth  projection,  since  it  is  a  combina- 
tion of  a  perfect-fifth  and  major-second  projection— G-D-A-E-B 
+  G-A-B-C#. 

Measure  11  substitutes  a  C  for  the  C#  and  measure  12  substi- 
tutes a  Bb  for  the  previous  B,  forming  the  hexad  G2A1BI72C2D2E 
which  is  the  involution  of  the  previous  hexad  G2A2B2C#iD2E. 
Measure  13  adds  an  F,  establishing  the  seven-tone  perfect-fifth 
scale  Bb-F-C-G-D-A-E. 

Continue  this  type  of  analysis  to  rehearsal  number  7, 
determining  how  much  of  the  section  is  a  part  of  the  perfect- 
fifth  projection. 

Analyze  the  thematic  material  of  the  second  movement  of  the 
Shostakovitch  Fifth  Symphony.  How  much  of  this  material  con- 
forms to  the  perfect-fifth  projection? 

Excellent  examples  of  the  eight-tone  perfect-fifth  projection 
are  found  in  the  beginning  of  all  three  movements  of  the 
Stravinsky  Symphony  in  C.  In  the  first  movement,  for  example, 
the  first  seven  measures  are  built  on  the  tonal  material  of  the 
seven-tone  perfect-fifth  scale  on  C:  C-G-D-A-E-B-F#.  In  the 
eighth  measure,  however,  the  scale  is  expanded  one  perfect 
fifth  downward  by  the  addition  of  the  Fki  in  the  violas,  after 
which  both  F  and  Ffl:  are  integral  parts  of  the  scale.  Note  the 
scale  passage  in  the  trumpet: 


Stravinsky,  Symphony  in  C 


Example  4-16 


Copyright  1948  by  Schott  &  Co.,  Ltd.;  used  by  permission  of  Associated  Music  Publishers,  Inc.,  New  York. 

37 


THE    SIX    BASIC    TONAL    SERIES 


Similarly,  the  following  theme  from  the  first  movement  of  the 
ProkofieflF  Sixth  Symphony  may  be  analyzed  as  the  expansion  of 
the  perfect-fifth  projection  to  nine  tones: 


Example  4-17 


Prokotieff,  Symphony  No.  6 


©  1949  by  Leeds  Music  Corporation,  322  West  48th  St.,  New  York  36,  N.  Y.    Reprinted  by  permission;  all 
rights  reserved. 


i 


ft- 


m 


Even  when  all  of  the  tones  of  the  chromatic  scale  are  used,  the 
formation  of  individual  sonorities  frequently  indicates  a  simpler 
basic  structure  which  the  composer  had  in  mind.  For  example, 
the  first  measure  of  the  Lyrische  Suite  by  Alban  Berg  employs 
all  of  the  tones  of  the  chromatic  scale.  Each  sonority  in  the 
measure,  however,  is  unmistakably  of  perfect-fifth  construction: 


Albon Berg,  Lyrische  Suite 


Example  4-18 


Copyright  1927  by  Universal  Editions,  Vienna;  renewed  1954  by  Helene  Berg;  used  by  permission  of  Asso- 
ciated Music  Publishers,  Inc.,  New  York. 


38 


PROJECTION    OF    THE    PERFECT    FIFTH 

Analyze  the  first  movement  of  the  Stravinsky  Symphony  in  C 
and  determine  how  much  of  it  is  written  in  the  perfect-fifth 
projection. 

In  any  analysis,  always  try  to  discover  how  the  work  is 
constructed,  that  is,  how  much  should  be  analyzed  as  one  frag- 
ment of  the  composition.  It  will  be  observed,  for  example,  that 
some  composers  will  use  one  scale  pattern  for  long  periods  of 
time  without  change,  whereas  others  will  write  in  a  kind  of 
mosaic  pattern,  one  passage  consisting  of  many  small  and 
diflPerent  patterns. 


39 


Harmonic-Melodic  Material 
of  the  Perfect-Fifth  Hexad 


Since,  as  has  been  previously  stated,  all  seven-tone  scales  contain 
all  of  the  six  basic  intervals,  and  since,  as  additional  tones  are 
added,  the  resulting  scales  become  increasingly  similar  in  their 
component  parts,  the  student's  best  opportunity  for  the  study  of 
different  types  of  tone  relationship  hes  in  the  six-tone  combina- 
tions, which  offer  the  greatest  number  of  different  scale  types. 
We  shall  therefore  concentrate  our  attention  primarily  upon  the 
various  types  of  hexads,  leaving  for  later  discussion  those  scales 
which  contain  more  than  six  tones. 

In  order  to  reduce  the  large  amount  of  material  to  a  manage- 
able quantity,  we  shall  disregard  the  question  of  inversions.  That 
is,  we  shall  consider  C-E-G  a  major  triad  whether  it  is  in  its 
fundamental  position— C-E-G;  in  its  first  inversion— E-G-C;  or  in 
its  second  inversion— G-C-E.  In  the  same  way,  we  shall  consider 
the  pentad  C-D-E-G-A  as  one  type  of  sonority,  that  is,  as  a 
sonority  built  of  four  perfect  fifths,  regardless  of  whether  its  form 
is  C-D-E-G-A,  D-E-G-A-C,  E-G-A-C-D,  and  so  forth.  It  is  also 
clear  that  we  shall  consider  all  enharmonic  equivalents  in  equal 
temperament  to  be  equally  valid.  We  shall  consider  C-E-G  a 
major  triad  whether  it  is  spelled  C-E-G,  C-F^-G,  B#-E-G,  or  in 
some  other  manner. 

Examining  the  harmonic-melodic  components  of  the  perfect- 
fifth  hexad,  we  find  that  it  contains  six  types  of  triad  formation. 
These  are  in  order  of  their  appearance: 

1.  The  basic  triad  C2D5G,  p^s,  consisting  of  two  superimposed 

40 


THE    PERFECT-FIFTH    HEXAD 

perfect   fifths   with   the   concomitant   major    second,    which   is 
dupHcated  on  G,  D,  and  A: 

Example  5-1 

Perfect   Fifth  Hexad      Perfect  Fifth  Triads 


2    2     3     2      2 


2      5 


2     5 


2     5 


2     5 


2.  The  triad  C7G2A,  pns,  with  the  involution  C2D7A,  which 
consists  of  a  perfect  fifth,  a  major  second,  and  a  major  sixth  (or 
minor  third ) .  These  triads  are  duphcated  on  G  and  on  D : 


Example  5-2 

Triad       pns    and    involutions 


7      2         ,27^ 
(involution) 


7     2  2     7 

(involution) 


2      7 
(involution) 


3.  The  triad  C4E3G,  pmn,  with  the  involution  A3C4E,  which 
consists  of  a  perfect  fifth,  a  major  third,  and  a  minor  third,  form- 
ing the  familiar  major  and  minor  triads.  The  major  triad  is 
duplicated  on  G,  and  the  minor  triad  on  E: 

Example  5-3 


^    Triad 

pmn 

and  involu 

fions 

h     1    J 

-i      :     1        1     J 

J      r      r     :     J 

— J  r  II 

\       J-    ^ 

;i>    • 

' \ — 

-■ ■ — m 

1 — s — 1 u 

4      3 


3      4 


4       3 


3     4 


4.  The  triad  C7G4B,  pmd,  with  the  involution  C4E7B,  consist- 
ing of  the  perfect  fifth,  major  seventh  (minor  second),  and 
major  third: 

Example  5-4 

Triad  pmd  and  invoiution 


* 


i-H^^t-h-t- 


7      4 


4       7 


41 


THE    SIX    BASIC    TONAL    SERIES 


5.  The  triad  C2D2E,  ms^,  which  consists  of  two  superimposed 
major  seconds  with  the  concomitant  major  third,  an  isometric 
triad,  which  is  reproduced  on  G: 

Example  5-5 

Triad    ms^ 


^ 


-S-    • — 

2       2  2      2 

6.  The  triad  BiCoD,  nsd,  with  the  involution  A2B1C,  which 
consists  of  a  minor  third,  a  major  second,  and  a  minor  second: 

Example  5-6 

Triad  nsd  and   involution 


I 


^ 


^ 


,2       I.     . 
(involution) 


The  tetrads  of  the  perfect-fifth  hexad  consist  of  seven  types. 
The  first  is  the  basic  tetrad  C2DgG2A,  p^ns^,  aheady  discussed 
in  the  previous  chapter,  duphcated  on  G  and  D: 

Example  5-7 
Perfect    Fifth  Tetrads    p^ns^ 


i 


2     5    2 


2    5    2 


2    5    2 


The  second  is  the  tetrad  C2D2E3G,  also  duplicated  on  G 
(G2A2B3D),  and  the  involutions  A3C2D2E  and  E3G2A2B.  This 
tetrad  contains  two  perfect  fifths,  two  major  seconds,  one  major 
third,  and  one  minor  third:  p^mns^. 

Example  5-8 
2       2 

Tetrads    p    mns     and   involutions 


223  *3    22  223  ,32    2, 

(involution)  (involution) 


42 


THE    PERFECT-FIFTH    HEXAD 


It  is  one  of  the  most  consonant  of  the  tetrads,  containing  no 
strong  dissonance  and  no  tritone.  Not  only  does  it  contain  an 
equal  number  of  perfect  fifths  and  major  seconds,  but  it  is  also 
the  first  example  of  the  simultaneous  projection  of  two  different 
intervals  above  the  same  tone,  since  it  consists  of  the  two  perfect 
fifths  above  C  plus  the  two  major  seconds  above  C,  that  is, 
C-G-D  plus  C-D-E,  or-above  G-G-D-A  plus  G-A-B.  (These 
formations  will  be  discussed  in  Part  III. ) 


Example  5-9 


m 


Tetrad    p^mns^  as  p^+s^ 


^ 


fe 


i^^ 


J  J  r  r 


i 


? 


p 


2     2    3 


+       s' 


+     32 


2    2    3 


The  involutions  may  also  be  considered  to  be  formed  by  the 
simultaneous  projection  of  two  perfect  fifths  and  two  major 
seconds  downward,  that  is  J,E-A-D  +  J,E-D-C:  and  J,B-E-A 
+  jB-A-G: 

Example  5-10 
Involution 


II  Jj   I  IT  I  IT^^ 

;   p2  +      s2  =223  i    p2 


^^ 


^g^ 


^ 


iTt 


2      2    3 


The  third  is  the  tetrad  C4E3G2A,  duphcated  on  G  (G4B3D2E), 
also  a  predominantly  consonant  tetrad,  which  consists  of  two 
perfect  fifths,  C  to  G  and  A  to  E;  two  minor  thirds,  A  to  C  and 
E  to  G;  the  major  third,  C  to  E;  and  the  major  second,  G  to  A: 
p^mnrs.  This  is  an  isometric  tetrad  since,  if  we  begin  on  the  tone 
E  and  form  the  same  tetrad  downward,  J^E4C3A2G,  we  produce 
the  identical  tones: 

Example  5-11 

Tetrads   p^m  n^  s. 


m 


^ 


J  .11 .1  r  r  r  I 


4     3      2 


4      3        2 
(Isometric   involution) 


4     3 


^ 


4       3       2 
(isometric  involution) 


43 


THE   SIX   BASIC   TONAL   SERIES 


It  may  be  considered  to  be  formed  of  the  relationship  of  two 
perfect  fifths  at  the  interval  of  the  minor  third,  indicated  by  the 
symbol  p  @  n;  or  of  two  minor  thirds  at  the  interval  of  the 
perfect  fifth,  indicated  by  the  symbol  n  @  p: 

Example  5-12 


p  @  n 


il@_P 


It  contains  the  major  triad  C4E3G  and  the  involution  A3C4E; 

Example  5-13 


m. 


43        34 

)mn  +  involution 


and  the  triad  C7G2A,  pns,  with  the  involution  G2A7E : 

Example  5-14 

J  J:j  J 


m 


7      2  2     7 

pns  +  involution 


The  fourth  tetrad,  C4E3G4B,  is  also  isometric,  since  if  we  begin 
on  the  tone  B  and  form  the  same  tetrad  downward,  we  produce 
the  identical  tones,  IB4G3E4C: 

Example  5-15 
Tetrad    p^m^n  d 


ij  •'  r^T^jj^ 


434       434 

(isometric  involution) 


It  is  a  more  dissonant  chord  than  those  already  discussed,  for  it 
contains  two  perfect  fifths,  C  to  G  and  E  to  B;  two  major  thirds, 


44 


THE    PERFECT-FIFTH    HEXAD 

C  to  E  and  G  to  B;  one  minor  third,  E  to  G;  and  the  dissonant 
major  seventh  (or  minor  second),  C  to  B:  p^m^nd.  It  may  be 
considered  to  be  formed  of  two  perfect  fifths  at  the  interval 
relationship  of  the  major  third,  C  to  G,  plus  E  to  B;  or  of  two 
major  thirds  at  the  relationship  of  the  perfect  fifth,  C  to  E  plus 
G  to  B: 

Example  5-16 


ii  J  U 


p     @    m  E  @  P 


It  contains  the  major  triad  C4E3G  and  the  involution,  the  minor 
triad  E3G4B; 

Example  5-17 


ji  J  j  ij  ^  r 

•^  ^^4      3  3     4' 


pmn  +    involution 


and  the  triad  C7G4B,  pmd,  and  the  involution  C4E7B : 

Example  5-18 


j,^r  ^i  J  r 


7    4        ^4   7 

pmd  +     involution 


The  fifth  tetrad  C2D5G4B,  p^mnsd,  consists  of  two  perfect 
fifths,  C  to  G  and  G  to  D,  with  the  dissonance,  B.  This  tetrad 
may  also  be  considered  as  the  major  triad  G-B-D  with  the  added 
fourth  above,  or  fifth  below,  G,  that  is,  C.  It  is  the  first  of  the 
tetrads  of  this  projection  which  contains  all  of  the  intervals  of 
the  parent  hexad. 

Together  with  this  tetrad  is  found  the  involution  C4E5A2B, 
which  consists  of  the  minor  triad  A-C-E  with  the  perfect  fifth 
above,  or  the  perfect  fourth  below,  E,  namely,  B : 


45 


THE    SIX    BASIC    TONAL    SERIES 


Example  5-19 

iTetrad    p^mnsd    and   involution 


.    <li  j^'jiUJ  ^  r  (i) 

*^  2      5      4  ^  4      5     2'  9-' 


(involution) 


The  sixth  tetrad,  G2A2B1C,  pmns^d,  contains  one  perfect  fifth, 
one  major  third,  one  minor  third,  two  major  seconds,  and  a 
minor  second.  We  also  find  the  involution  B1C2D2E : 


Example  5-20 

Tetrad  pmns^d  and  involution 


* 


2     2'   I 


2     2 
(involution) 


And  finally,  we  have  the  isometric  tetrad  A2B1C0D,  pnh^d, 
which  consists  of  a  perfect  fifth,  two  minor  thirds,  two  major 
seconds,  and  a  minor  second.  It  may  be  analyzed  as  the  com- 
bination of  two  minor  thirds  at  the  interval  of  the  major  second, 
or  two  major  seconds  at  the  interval  of  the  minor  third.  It 
contains  the  triad  B1C2D,  nsd,  and  the  involution  A2B1C;  also  the 
triad  D7A2B,  pns,  and  the  involution  C2D7A: 


Example  5-21 


Tetrad    pn^s^d 


L  @  1.         S.  @I}.       Q^  ■*"  involution 


7    2'      -^277 
pns  +  involution 


The  parent  hexad  contains  three  pentad  types.  The  first  is  the 
basic  perfect-fifth  pentad  C2D2E3G2A,  p^mn^s^,  also  duplicated 
on  G,  G2A2B3D2E: 

Example  5-22 


i 


Perfect  Fifth  Pentads    p'^nnn^s^ 


^ 


^ 


^ 


^ 


46 


THE    PERFECT-FIFTH    HEXAD 


The  second  pentad,  C2D0E3G4B,  p^m^n^s^d,  predominates  in 
perfect  fifths,  hke  its  parent  scale,  but  has  an  equal  number  of 
major  thirds,  minor  thirds,  and  major  seconds.  It  may  be  identi- 
fied more  easily  as  the  superposition  of  one  major  triad  upon  the 
fifth  of  another,  C-E-G  +  G-B-D;  its  involution  is  C4E3G0A2B 
with,  of  course,  the  same  analysis,  and  consists  of  two  minor 
triads  projected  downward,  J^B-G-E  plus  J,E-C-A: 


Pentad   p^m^n^s^d 


Example  5-23 

and      involution 


i  J  J   ^  r  j  Mi  ^  ^  ^   r  ii  J 

22         34  .jTr^L  ^43  22  ,^* 


pmn  @  p 


pmn@  p 


The  final  pentad  consists  of  the  tones  G2A2B1C2D,  p^mn^s^d. 
This  pentad  will  be  seen  to  have  an  equal  number  of  perfect 
fifths  and  major  seconds,  two  minor  thirds,  one  major  third,  and 
one  minor  second.  The  involution  is  A2B1C2D2E: 


i 


Example  5-24 

Pentad   p'^nnn^s^d    and  involution 


S 


#=F 


J^j^r^irJjJ 


m 


p 


f 


m 


pns    @   s 


2     2     I 


2     2 


\  pns    @    s 


These  pentads  may  be  analyzed  further  as  consisting  of  two 
triads  pns  at  the  interval  of  the  major  second,  projected  up 
or  down. 

The  scales  formed  of  perfect  fifths,  which  have  been  discussed 
in  this  and  the  previous  chapter,  account  for  a  very  large  segment 
of  all  occidental  music.  The  five-tone  scale  in  this  series  is  the 
most  important  of  all  the  pentatonic  scales  and  has  served  as  the 
basis  of  countless  folk  melodies.  The  seven-tone  scale  upon  ex- 
amination proves  to  be  the  most  familiar  of  all  occidental  scales, 
the  series  which  embraces  the  Gregorian  modal  scales,  including 
the  familiar  major  scale  and  the  "natural"  minor  scale. 


47 


THE    SIX    BASIC    TONAL    SERIES 


We  have  found  in  the  previous  chapter  that  the  perfect-fifth 
hexad  contains  two  isometric  triads,  p^s  and  ms^,  and  four  triads 
with  involutions,  pns,  pmn,  pmd,  and  nsd.  These  triads  are 
among  the  basic  words,  or  perhaps  one  should  say,  syllables,  of 
our  musical  vocabulary.  They  should  be  studied  with  the 
greatest  thoroughness  since,  unlike  words,  it  is  necessary  not  only 
to  "understand"  them  but  to  hear  them. 

For  this  reason  the  young  composer  might  well  begin  by  play- 
ing Example  5-25,  which  contains  all  of  the  triad  types  of  the 
perfect-fifth  hexad,  over  and  over  again,  listening  carefully  until 
all  of  these  sounds  are  a  part  of  his  basic  tonal  vocabulary.  I 
suggest  that  the  student  play  the  first  measure  at  least  three 
times,  with  the  sustaining  pedal  down,  so  that  he  is  fully  con- 
scious of  the  triad's  harmonic  as  well  as  melodic  significance;  and 
then  proceed  with  measure  two,  and  so  forth. 

Example  5-25 


n      ^iiiiM^      I  ,  I    P*  I    I  r   .    r"Ti         I    I 

^      -  m    -J-    f»  r  F^^^-*'-*  p  r  r  r  r  "  ■        —        ^ 
'^^  ^  9 — ^ r  I  J — ^ r  I  J — [_  I  -^  --J-  V — 9 ^ 

f^.    ^r^r^rr    '_rr  r~F~  r  i    ■  _  ^  r » r  • — r 


p^s 


pns 


involution 


^^^^^ 


i^^rf" 


pnrid  involution 


pmn 


involution 


ms^  nsd  involution 


48 


THE    SIX   BASIC    TONAL    SERIES 


In  Example  5-26  play  the  same  triads  but  as  "block"  chords, 
listening  carefully  to  the  sound  of  each. 

Example  5-26 


When  the  student  comes  to  measures  8  and  9,  and  10,  the  triads 
may  sound  too  "muddy"  and  unclear  in  close  position.  Experi- 
ment with  these  sounds  by  "spreading"  the  triads  to  give  them 
harmonic  character,  as  in  Example  5-27. 

Example  5-27 


^ 


gpw 


etc. 


^^ 


etc. 


^ 


etc. 


^ 


The  sound  of  each  of  these  triads  will  be  affected  both  by  its 
position  and  by  the  doubling  of  its  tones.  In  the  Stravinsky 
Symphony  of  Psalms,  familiar  sonorities  take  on  new  and  some- 
times startling  character  merely  by  imaginative  differences  in  the 
doubling  of  tones.  In  Example  5-28,  go  back  over  the  ten  triad 
forms  and  experiment  with  the  different  character  the  triad  can 
assume  both  in  different  positions  and  with  different  doublings. 

Example  5-28 

1*^      IT 


m 


£ 


m 


■»"  ^  etc. 


49 


THE   SIX   BASIC   TONAL   SERIES 


In  Example  5-29a  play  the  tetrads  in  arpeggiated  form,  and 
in  Example  5-29b  play  them  as  "block"  harmonies. 

Example  5-29 

(«) 


IW^P^an  Ld"iiJJ-' JT^  J^^"^ 


^^^^^^^^ 


!iy^^iiLlal!\JPJ^al}iiil 


,|j]Tl.r7T3^^l^j 


»—   J  *  ~      »  -     -     r at —        ^   9 


In    Example   5-30    experiment   with   different   positions    and 
different  doublings  of  the  tones  of  the  tetrads. 

Example  5-30 


m 


etc. 


-^  = 


$ 


^^-t- 


etc. 


etc. 


*  5 


^# 


/if|-,^l  /TTl^NfljJi  Ijjr 


e/c. 


ete. 


f 


r 


50 


THE    PERFECT-FIFTH    HEXAD 


^^i 


^ 


^ 


^ 


J=J 


^ 


^^^^^^ 


T 


In  Example  5-31,  repeat  the  same  process  with  the  five  pentad 
types. 

Example  5-31 
(a) 


ilTT^SV^  P^^iOUi 


SlUr^fTT^n-^oiU 


^^  jJJ-iJJJ^^"^  ^rr  ^rrrJr^ 


iriirrfirr 


(b) 


^ 


e/c. 


e/c. 


m 


m 


iriMfjii 


51 


THE    SIX    BASIC    TONAL    SERIES 

In  Example  5-32  repeat  the  same  procedure  with  the  hexad. 

Example  5-32 
(a) 


^!^nJ^ir^P'^ai:!StimJai^ 


(b) 


etc. 


^ 


The  student  will  find  upon  experimentation  that  although  the 
basic  tetrad  seems  to  keep  much  of  the  same  character  regardless 
of  its  position,  the  remaining  tetrads  vary  considerably  in  sound 
according  to  the  position  of  the  tetrad— particularly  with  regard 
to  the  bass  tone.  Play  Example  5-30  again,  noting  the  changes 
which  occur  in  the  sound  when  different  tones  of  the  tetrad  are 
placed  in  the  lowest  part. 

Repeat  the  experiment  in  relation  to  the  five  pentads  in 
Example  5-31b  and  the  one  hexad  in  Example  5-32b  and  notice 
that  as  the  sonority  becomes  more  complex,  the  arrangement  of 
the  tones  of  the  sonority  becomes  increasingly  important.  ( Note 
especially  the  complete  change  in  the  character  of  the  sonority 
in  the  second  measure  of  Example  31b  when  the  G  major  triad 
is  shifted  from  its  position  above  the  C  major  triad  to  a  position 
below  it. )  * 

The  melody  in  Example  5-33  includes  all  of  the  triads  in  the 
perfect-fifth  hexad  in  melodic  form.  Play  the  example  through 
several  times  and  then  finish  the  analysis. 

*See  Note,  page  55. 


52 


# 


2  2 

PS  p's 


the  perfect-fifth  hexad 
Example  5-33 

pmn 


'      «^^   Q 


O    «^ 


o   o 


P'S  P'3 


pmn 


Example  5-34  harmonizes  each  triad  by  the  same  tones  in  the 
left  hand  in  block  harmony.  Play  this  through  several  times  and 
notice  how  the  change  of  harmony  in  the  left  hand  gives  to  the 
melodic  line  a  certain  pulse  which  we  may  call  harmonic  rhythm. 
Experiment  with  the  changing  of  this  harmonic  rhythm  by  shift- 
ing the  grouping  of  the  tones  in  the  melody,  thereby  changing 
the  harmonic  accompaniment.  (For  example,  group  the  eighth, 
ninth,  and  tenth  notes  in  the  melody  together  and  harmonize 
them  with  an  E  minor  triad  under  the  melodic  tone  B,  and  shift 
the  following  A  minor  triad  one  eighth  note  earher. )  Continue 
this  type  of  change  throughout  the  melody. 

Example  5-34 


'■'f   T   r    V    ^r    t'    }'■  f 


JIL^.'  P  n  f^mm 


m 


f 


'  i.  i.  L 


53 


THE    SIX   BASIC    TONAL    SERIES 


Example  5-35  contains  all  of  the  tetrads,  the  pentads,  and  the 
hexad  of  the  six-tone  perfect-fifth  scale.  Play  this  exercise  several 
times  in  chorale  style  and  listen  to  each  change  of  harmony.  Now 
analyze  each  sonority  on  the  principle  that  we  have  discussed  in 
the  previous  chapter. 


Example  5-35 


h'UTiiiJ  i^ 


^W 


.-  ^r  f  f  f  f 


Finally,  using  as  much  or  as  little  as  you  wish  of  the  material 
which  we  have  been  studying,  compose  a  short  work  in  your 
own  manner.  Do  not,  however,  use  even  one  tone  which  is  not  in 
the  material  which  we  have  studied.  If  you  have  studied  orches- 
tration, it  would  be  desirable  to  score  the  composition  for  string 
orchestra  and  if  possible  have  it  performed,  since  only  through 
actual  performance  can  the  composer  test  the  results  of  his  tonal 
thinking.  Use  all  of  your  ingenuity,  all  of  your  knowledge  of 
form  and  of  counterpoint  in  this  exercise. 


54 


THE    PERFECT-FIFTH    HEXAD 

Note:  It  is  interesting  to  speculate  upon  the  reason  why  two  sonorities  containing 
identical  tones  should  sound  so  differently.  The  most  logical  explanation  is 
perhaps  that  Nature  has  a  great  fondness  for  the  major  triad  and  for  those 
sonorities  that  most  closely  approximate  the  overtone  series  which  she  has  ar- 
ranged for  most  sounding  bodies — with  the  exception  of  bells  and  the  like.  The 
human  ear  seems  to  agree  with  Nature  and  prefers  the  arrangement  of  any 
sonority  in  the  form  which  most  closely  approximates  the  overtone  series.  In 
the  case  of  the  combination  of  the  C  major  and  the  G  major  triads,  for  example, 
if  C  is  placed  in  the  bass,  the  tones  D-E-G-B  are  all  found  approximated  in  the 
first  fifteen  partials  of  the  tone  C.  If  G  is  placed  in  the  bass,  however,  the 
tone  C  bears  no  close  resemblance  to  any  of  the  lower  partials  generated  by 
the  bass  tone. 


Example  5-36 


55 


Modal  Modulation 


Most  melodies  have  some  tonal  center,  one  tone  about  which 
the  other  tones  of  the  melody  seem  to  "revolve."  This  is  true  not 
only  of  the  classic  period  with  its  highly  organized  key  centers, 
but  also  of  most  melodies  from  early  chants  and  folk  songs  to 
the  music  of  the  present  day— with,  of  course,  the  exceptions  of 
those  melodies  of  the  "atonal"  school,  which  deliberately  avoid 
the  repetition  of  any  one  tone  until  all  twelve  have  been  used. 
( Even  in  some  of  these  melodies  it  is  possible  to  discern  evidence 
of  a  momentary  tonal  center.) 

The  advantage  of  a  tonal  center  would  seem  to  be  the  greater 
clarity  which  a  melody  derives  from  being  organized  around 
some  central  tone.  Such  organization  avoids  the  sense  of  con- 
fusion and  frustration  which  frequently  arises  when  a  melody 
wanders  about  without  any  apparent  aim  or  direction.  The  tonal 
center,  however,  is  not  something  which  is  immutably  fixed.  It 
may,  in  fact,  be  any  one  tone  of  a  group  of  tones  which  the 
composer,  by  melodic  and  rhythmic  emphasis  or  by  the  con- 
figuration of  the  melodic  line,  nominates  as  the  tonal  center. 

For  example,  we  may  use  the  pentatonic  scale  C-D-E-G-A 
with  C  as  the  tonal  center,  by  having  the  melody  begin  on  C, 
depart  from  it,  revolve  about  it,  and  return  to  it.  Or  we  might 
in  the  same  manner  nominate  the  tone  A  as  the  tonal  center, 
using  the  same  tones  but  in  the  order  A-C-D-E-G.  Or,  again, 
we  might  make  either  D,  E,  or  G  the  tonal  center  of  the  melody. 

One  illustration  should  make  this  principle  clear.  If  we  begin 

56 


MODAL    MODULATION 


a  melody  on  C,  proceed  upward  to  D,  return  to  C,  proceed 
downward  to  A,  return  to  C,  proceed  upward  to  D,  then  upward 
to  G,  down  to  E,  down  to  A  and  then  back  to  C,  we  produce 
a  melodic  line  the  configuration  of  which  obviously  centers  about 
C.  If,  using  the  same  tones,  we  now  take  the  same  general  con- 
figuration of  the  melodic  line  beginning  with  A,  we  produce  a 
melody  of  which  A  is  the  tonal  center: 


# 


»i    O      i^t    __      ri     O  *^ 


Example  6-1 

i^   *^   o 


S3I 


M  VI         r     VI   —  %T  g.    fc:t 


-^ 


Finally,  we  may  move  from  one  tonal  center  to  another,  within 
the  same  tonal  group,  by  changing  our  emphasis  from  one  tone 
to  another.  In  other  words,  we  might  begin  a  melody  which  was 
centered  about  C,  as  above,  and  then  transfer  that  emphasis  to 
the  tone  A.  Such  a  transition  from  one  tonal  center  to  another  is 
usually  called  a  modulation.  Since,  however,  the  term  modula- 
tion generally  implies  the  adding— or  more  properly,  the  substi- 
tution—of new  tones,  we  may  borrow  an  old  term  and  call  this 
type  of  modulation  modal  modulation,  since  it  is  the  same 
principle  by  which  it  is  possible  to  modulate  from  one  Gregorian 
mode  to  another  without  the  addition  or  substitution  of  new 
tones.  (For  example,  the  scale  C-D-E-F-G-A-B-C  begun  on  the 
tone  D  will  be  recognized  as  the  Dorian  mode;  begun  on  the 
tone  E,  as  the  Phrygian  mode.  It  is  therefore  possible  to  "modu- 
late" from  the  Dorian  to  the  Phrygian  mode  simply  by  changing 
the  melodic  line  to  center  about  the  tone  E  rather  than  D. 

The  six-tone  perfect-fifth  scale  has  four  consonant  triads  which 
may  serve  as  natural  key  centers:  two  major  triads  and  two 
minor  triads.  The  perfect-fifth  hexad  C-D-E-G-A-B,  for  example, 
contains  the  C  major  triad,  the  G  major  triad,  the  A  minor  triad, 
and  the  E  minor  triad.  We  may,  as  we  have  seen,  nominate  any 

57 


THE   SIX   BASIC   TONAL   SERIES 

one  of  them  to  be  the  key  center  merely  by  seeing  to  it  that  the 
melodic  and  harmonic  progressions  revolve  about  that  particular 
triad.  We  may  modulate  from  one  of  these  four  key  centers  to 
any  of  the  others  simply  by  transferring  the  tonal  seat  of  govern- 
ment from  one  to  another. 

This  transferral  of  attention  from  one  tone  as  key  center  to 
another  in  a  melody  has  already  been  discussed  on  page  57.  We 
can  assist  this  transition  from  one  modal  tonic  to  another  (har- 
monically) by  stressing  the  chord  which  we  wish  to  make  the 
key  center  both  by  rhythmic  and  agogic  accent,  that  is,  by 
having  the  key  center  fall  on  a  strong  rhythmic  pulse  and  by 
having  it  occupy  a  longer  time  value.  The  simplest  of  illustra- 
tions will  make  this  clear.  In  the  following  example,  6-2a,  the 
first  three  triads  seem  to  emphasize  C  major  as  the  tonic,  while 
in  Example  6-2b  we  make  F  the  key  center  merely  by  shifting 
the  accent  and  changing  the  relative  time  values.  In  the  slightly 
more  complicated  Example  6-2c,  the  key  center  will  be  seen  to 
be  shifted  from  A  minor  to  E  minor  merely  by  shifting  the 
melodic,  harmonic,  and  rhythmic  emphasis. 


^ 


(b[ 


9 


3= 


^^ 


58 


MODAL    MODULATION 


^^ 


'>'■■  r  r  r  f 


r  r  r  r 


Compose  a  short  sketch  in  three-part  foiin  using  the  hexad 
C-D-E-G-A-B.  Begin  with  the  A  minor  triad  as  the  key  center, 
modulating  after  twelve  or  sixteen  measures  to  the  G  major 
triad  as  the  key  center  and  ending  the  first  part  in  that  key. 
Begin  the  second  part  with  G  major  as  the  key  center  and  after 
a  few  measures  modulate  to  the  key  center  of  E  minor.  At  the 
end  of  part  two,  modulate  to  the  key  center  of  C  major  for  a  few 
measures  and  back  to  the  key  of  A  minor  for  the  beginning  of 
the  third  part.  In  the  third  part,  pass  as  rapidly  as  convenient 
from  the  key  center  of  A  minor  to  the  key  center  of  E  minor, 
then  to  the  key  center  of  G  major  and  back  to  A  minor  for  the 
final  cadence. 

In  writing  this  sketch,  try  to  use  as  much  of  the  material 
available  in  the  hexad  formation  as  possible.  In  other  words,  do 
not  rely  too  heavily  upon  the  major  and  minor  triads.  Since  these 
modulations  are  all  modal  modulations,  it  is  clear  that  the  only 
tones  to  appear  in  the  sketch  will  be  the  tones  with  which  we 
started,  G-D-E-G-A-B. 

At  first  glance  it  may  seem  difficult  or  impossible  to  write  an 
interesting  sketch  and  to  make  convincing  modal  modulations 
with  only  six  tones.  It  is  difficult,  but  by  no  means  impossible, 
and  the  discipline  of  producing  multum  in  parvo  will  prove 
invaluable. 


59 


7 


Key  Modulation 


In  projecting  the  perfect-fifth  relationship,  we  began  with  the 
tone  C  for  convenience.  It  is  obvious,  however,  that  in  equal 
temperament  the  starting  point  could  have  been  any  of  the 
other  tones  of  the  chromatic  scale.  In  other  words,  the  pentatonic 
scale  C0D2E3G2A  may  be  duplicated  on  D^,  as  Db2Eb2F3Ab2Bb; 
on  D,  as  DoE2F#3A2B;  and  so  forth.  It  is  therefore  possible  to  use 
the  familiar  device  of  key  modulation  to  modulate  from  any 
scale  to  an  identical  scale  formation  begun  upon  a  different  tone. 

The  closeness  of  relationship  of  such  a  modulation  depends 
upon  the  number  of  common  tones  between  the  scale  in  the 
original  key  and  the  scale  in  the  key  to  which  the  modulation 
is  made.  The  pentatonic  scale  C-D-E-G-A,  as  we  have  already 
observed,  contains  the  intervals  p*mnV.  Therefore  the  key 
modulation  to  the  fifth  above  or  to  the  fifth  below  is  the  closest 
in  relationship.  It  will  have  the  greatest  number  of  common 
tones,  for  the  scale  contains  four  perfect  fifths.  Since  the  scale 
contains  three  major  seconds,  the  modulation  to  the  key  a  major 
second  above  or  below  is  the  next  closest  relationship;  the  modu- 
lation to  the  key  a  minor  third  above  or  below  is  the  next  order 
of  key  relationship;  the  modulation  to  the  key  a  major  third 
above  or  below  is  next  in  order;  and  the  last  relationship  is  to  the 
key  a  minor  second  above  or  below,  or  to  the  key  related  to  the 
original  tonic  by  the  interval  of  the  tritone. 

A  practical  working-out  of  these  modulations  will  illustrate 
this  principle: 

60 


KEY    MODULATION 


C-D-E-G-A  modulating  to  the: 

perfect    fifth    above     gives 

"       below 
major  second  above        " 

below 
minor     third     above        " 

below 
major     third     above        " 

below 
minor  second  above        " 

below 
tritone  above 

or 

below     gives 


G-A-B-D-E 

F-G-A-C-D 

D-E-F#-A-B 

Bb-C-D-F-G 

Eb-F-G-Bb-C 

A-B-Cif-E-F# 

E-F#-G#-B-C# 

Ab-Bb-C-Eb-F 

Db-Eb-F-Ab-Bb 


one  new  tone 

t>       If  II 

two     "  tones 

II       II  II 

three  " 

//         n  II 

four    " 

//      //  // 

all  new  tones 


V%-G%-A%-C%-D%  (all  new  tones) 


* 


Perfect  Fifth  Pentad 


Example  7-1 

Modulation 

to  Perfect  Fifth  above 


to  Major  Second  above 


^ 


o    o 


to  Major  Second  below 


Modulation 

to  Perfect  Fifth  below 


-     o 


to  Minor  Third  above         to  Major  Third  above      to  Minor  Second  obove 


i 


^ 


^^ 


^ 


^ 


|;>  1^' 


i 


to  Minor  Third  below 


to  Major  Third  below 


to  Minor  Second  below 


f 


i*  >  ff*  *' 


* 


^^%*  °"' 


b,:   17»- 


* 


to  Augmented  Fourth  above 

It.  %-  i'  ^'  *• 


i 


to  Augmented  Fourth  below 

,  _  I  —  L--  !;•   ty* 

\,-9-   ?♦    "^ 


61 


THE    SIX   BASIC    TONAL    SERIES 

The  student  should  learn  to  distinguish  as  clearly  as  possible— 
though  there  will  be  debatable  instances— between,  for  example, 
(1)  a  modulation  from  the  pentatonic  scale  C-D-E-G-A  to  the 
pentatonic  scale  A-B-CJj:-E-Ffl:,  and  (2)  the  eight-tone  perfect- 
fifth  scale,  C-C#-D-E-F#-G-A-B,  which  contains  all  of  the  tones 
of  both  pentatonic  scales.  In  the  former  instance,  the  two 
pentatonic  scales  preserve  their  identity  and  there  is  a  clear  point 
at  which  the  modulation  from  one  to  the  other  occurs.  In  the 
latter  case,  all  of  the  eight  tones  have  equal  validity  in  the  scale 
and  all  are  used  within  the  same  melodic-harmonic  pattern. 

In  the  first  of  the  two  following  examples,  7-2,  there  is  a 
definite  point  where  the  pentatonic  scale  on  C  stops  and  the 
pentatonic  scale  on  A  begins. 


Example  7-2 


^i^^^  4  i  hJ- 


^ 


^^ 


In  the  second  example,  7-3,  all  of  the  eight  tones  are  members 
of  one  melodic  scale. 

Example  7-3 


I  i  ^ti  r^^^ 


Although  modal  modulation  is  the  most  subtle  and  delicate 
form  of  modulation,  of  particular  importance  to  the  young  com- 
poser in  an  age  in  which  it  seems  to  be  the  fashion  to  throw  the 
entire  tonal  palette  at  the  listener,  it  does  not  add  new  material 
to  the  tonal  fabric.  This  task  is  accomplished  either  by  the 
"expansion"  technic  referred  to  on  page  36  or  by  the  familiar 
device  of  key  modulation. 

Key  modulation  offers  the  advantages  of  allowing  the  com- 
poser to  remain  in  the  same  tonal  milieu  and  at  the  same  time  to 


62 


KEY    MODULATION 

add  new  tones  to  the  pattern.  A  composer  of  the  classic  period 
might— at  least  in  theory— modulate  freely  to  any  of  the  twelve 
major  keys  and  still  confine  himself  to  one  type  of  tonal  material, 
that  of  the  major  scale.  Such  modulations  might  be  performed 
deliberately  and  leisurely— for  example,  at  cadential  points  in  the 
formal  design— or  might  be  made  rapidly  and  restlessly  within 
the  fabric  of  the  structure.  In  either  case,  the  general  impression 
of  a  "major  key"  tonal  structure  could  be  preserved. 

This  same  device  is  equally  applicable  to  any  form  of  the 
perfect-fifth  projection,  or  to  any  of  the  more  exotic  scale  forms. 
The  principle  is  the  same.  The  composer  may  choose  the  tonal 
pattern  which  he  wishes  to  follow  and  cling  to  it,  even  though 
he  may  in  the  process  modulate  to  every  one  of  the  twelve 
possible  key  relationships. 

It  is  obvious  that  the  richest  and  fullest  use  of  modulation 
would  involve  both  modal  modulation  and  key  modulation  used 
successively  or  even  concurrently. 

Write  an  experimental  sketch,  using  as  your  basic  material 
the  perfect-fifth-pentatonic  scale  C-D-E-G-A.  Begin  in  the  key 
of  C,  being  careful  to  use  only  the  five  tones  of  the  scale  and 
modulate  to  the  same  scale  on  E  (E-F#-G#-B-CJj:).  Now  modu- 
late to  the  scale  on  F#  (F#-Gif-A#-C#-D#)  and  from  F#  to  Eb 
(Eb-F-G-Bb-C).  Now  perform  a  combined  modal  and  key 
modulation  by  going  from  the  pentatonic  scale  on  E^  to  the 
pentatonic  scale  on  B  (B-C#-D#-F#-G#),  but  with  G#  as  the  key 
center.  Conclude  by  modulating  to  the  pentatonic  scale  on  F, 
with  D  as  the  key  center  ( F-G-A-C-D ) ,  and  back  to  the  original 
key  center  of  C. 

You  will  observe  that  the  first  modulation— C  to  E— retains 
only  one  common  tone.  The  second  modulation,  from  E  to  F#, 
retains  three  common  tones.  The  third,  from  F#  to  E^,  has  two 
common  tones.  The  fourth,  from  E^  to  B,  like  the  first  modula- 
tion, has  only  one  common  tone.  The  fifth,  from  B  to  F,  has  no 
common  tones,  and  the  sixth,  from  F  to  C,  has  four  common  tones. 

If  you  play  the  key  centers  successively,  you  will  find  that 

63 


THE   SIX   BASIC   TONAL   SERIES 

only  one  transition  offers  any  real  problem:  the  modulation  from 
B,  with  Gif  as  the  key  center,  to  F,  with  D  as  the  key  center.  It 
will  require  some  ingenuity  on  your  part  to  make  this 
sound  convincing. 

Work  out  the  modulations  of  the  perfect-fifth  hexad  at  the 
intervals  of  the  perfect  fifth,  major  second,  minor  third,  major 
third,  minor  second  and  tritone,  as  in  Example  7-1. 


64 


8 


Projection  of  the  Minor  Second 


There  is  only  one  interval,  in  addition  to  the  perfect  fifth, 
which,  projected  above  itself,  gives  all  of  the  tones  of  the 
twelve-tone  scale.  This  is,  of  course,  the  minor  second,  or  its 
inversion,  the  major  seventh. 

Proceeding,  therefore,  as  in  the  case  of  the  perfect-fifth  pro- 
jection, we  may  superimpose  one  minor  second  upon  another, 
proceeding  from  the  two-tone  to  the  twelve-tone  series. 

Examining  the  minor-second  series,  we  observe  that  the  basic 
triad  C-C#-D  contains  two  minor  seconds  and  the  major  second 
C-D:  s(P. 

The  basic  tetrad,  C-C#-D-D#,  adds  another  minor  second, 
another  major  second,  and  the  minor  third:  ns^cP. 

The  basic  pentad,  C-CJ-D-Dif-E,  adds  another  minor  second, 
another  major  second,  another  minor  third,  and  a  major  third: 

The  basic  hexad,  C-CJj:-D-D#-E-F,  adds  another  minor  second, 
another  major  second,  another  minor  third,  another  major  third, 
and  a  perfect  fourth:  pm^nh^d^: 


Minor  Second  Triad    sd^ 


Example  8-1 

Minor  Second  Tetrad     ns^d^ 


^ 


t^ 


i 


Minor  Second  Pentad    mn'^s  d 


2.3^4 


Minor  Second   Hexad    pm^n^s^d^ 


"X5 yes ^ 

I  I  I 


I  I 


65 


THE    SIX   BASIC   TONAL   SERIES 


The  seven-,  eight-,  nine-,  ten-,  eleven-  and  twelve-tone  minor- 
second  scales  follow,  with  the  interval  analysis  of  each.  The 
student  will  notice  the  same  phenomenon  which  was  observed 
in  the  perfect-fifth  projection:  whereas  each  successive  projection 
from  the  two-tone  to  the  seven-tone  scale  adds  one  new  interval, 
after  the  seven-tone  projection  has  been  reached  no  new  inter- 
vals can  be  added.  Furthermore,  from  the  seven-tone  to  the 
eleven-tone  projection,  the  quantitative  diff^erence  in  the  propor- 
tion of  intervals  also  decreases  progressively  as  each  new  tone 
is  added. 

Example  8-2 

Minor  Second  Heptad    p^^n'^s^d^t    Minor  Second   Octod   p'^m^n^s^d^t^ 


I        I       I       I       I       I  r      I       I       I      I      I       I 

MinorSeoond  Nonad  p^m^n^s^d^^      Minor  Second  Decad    p^m^n^s^d^t'* 


■^  v»jtoO^^^»tt«    "^j^o^o  o  t.^t^^e^f^ 


I       I      I     I 


III        III 


Minor  Second  Undecad  p  m  n  s  d  t     Minor  Second  Duodecod  p  m  n   s  d    t 


^^ojto°"*"°1t°"<'"Lj^v>j)»°"jl"°«°"'' 


I    I     I 


i     I    I     I   I     I    I   I     I     I 


I     I     I    I    I    I     I 


Proceeding  again,  as  in  Chapter  5,  we  may  now  examine  the 
harmonic-melodic  material  of  the  minor-second  hexad.  First,  we 
have  the  basic  triad  C-C#-D,  sd-,  duplicated  on  the  tones  C|:, 
D,  and  D#: 

Example  8-3 
)Minor  Second  Hexad  Minor  Second  Triads  sd^ 


I       I      I       I       I 


I       I 


I      I 


I      I 


I      I 


The  triad  CiCJsDJj:,  nsd,  a  form  observed  in  the  perfect-fifth 
hexad,  duplicated  on  C#  and  D,  with  their  involutions: 


66 


projection  of  the  minor  second 

Example  8-4 
Triads    nsd  and  involutions 


f^  Triads 


J|J  ■  i  t}J  bJ  Uj  J  J  ■  J  jtJ  J  I  J  bJ  J  ^  J  t|J 

'2  El^ia'^ZI  12  2 


2'      I 
(involution) 


2       I 
(involution) 


I      2       "^     2       I  12 

(involution) 


The    triad    CiC^gE,    mnd,    duplicated    on    C#,    with    their 
involutions : 

Example  8-5 
Triads   mnd  and  involutions 


J-t^J  ^i|J,^  Ijti  J^^lJ  J^ 


r     3 


3        I 
(involution) 


13         ^31 

(involution) 


The  triad  CiDb4F,  pmd,  with  its  involution  C4E1F;  which  has 
already  been  found  in  the  perfect-fifth  hexad: 


Example  8-6 
Triad  pmd    and  involution 


i>J>U 


I       4  4      I 

(involution) 


The  isometric  triad  C-D-E,  ms^,  which  has  already  occurred 
as  a  part  of  the  perfect-fifth  hexad;  duplicated  on  D^; 


i 


Example  8-7 
Triads     ms^ 


^ 


^F^ 


2     2  2      2 


67 


THE    SIX   BASIC    TONAL    SERIES 


and  the  triad  C2D3F,  pns,  with  its  involution,  CsE^oF,  which 
form  also  has  been  encountered  in  the  perfect-fifth  series: 


i 


Example  8-8 
Triad  pns  and  involution 


J^XJ,^U> 


"2     3 


3      2 
involution 


The  minor-second  hexad  contains  the  basic  tetrad  CiCflliDiDJ):, 
ns'^d^,  duplicated  on  Cfl:  and  on  D: 


Example  8-9 

2  3 
Minor  Second  Tetrads    ns  d 


i^JJ^j'j^iJjtjJ'JlJJ 


I      I     I 


I      I     I 


The  tetrad  CiCjiDoE,  mns-d^,  duplicated  on  C#,  with  their 
respective  involutions; 

Example  8-10 
Tetrads  mns^d^and  involutions 


r'      I    2  2 

(involution 


2      ^     2'      I     I 
(involution) 


which  may  be  analyzed  as  the  simultaneous  projection  of  two 
minor  seconds  and  two  major  seconds  above  C,  or,  in  its  involu- 
tion, below  E: 

Example  8-11 


i 


Tetrad    mns   d 


2h2 


d2+s2 


^W 


^ 


-^ — *- 


ld2  +     -I  s2 


68 


PROJECTION    OF    THE    MINOR    SECOND 

The  isometric  tetrad  CjC^aDitiE,  mn^sd^,  duplicated  on  C#; 


Example  8-12 


Tetrads  mn  sd 


2.^2 


r    2     I  I    2^*^    r      *   I    2    I  I   2  r 

(isometric  involution)  (isometric  involution) 


which  may  be  analyzed  as  two  minor  thirds  at  the  relationship 
of  the  minor  second,  or  two  minor  seconds  at  the  relationship 
of  the  minor  third: 

Example  8-13 


j>  bj  nU  '  b^Ljt^  ^  ^^juM 


n     (S    d 


d    @  n 


I      2       I 


or  as  a  combination  of  the  triad  nsd  and  the  involution  onCj^,  or 
the  triad  mnd  and  its  involution: 

Example  8-14 


l«^2"  «     2"     I 

nsd  +      involution 


3  ^3^      I 

mnd         -t-    involution 


The  isometric  tetrad  CiDbgEiF,  pm^nd^; 

Example  8-15 
Tetrad  pm^nd^ 


*    leiraa  pm-ng- 

(Ji  jl,J  J  Jl  J  J^ 


I      3    I 


I      3      I 
(isometric  involution) 


which  may  be  analyzed  as  consisting  of  two  major  thirds  at  the 
interval  of  the  minor  second,  or  of  two  minor  seconds  at  the 
interval  of  the  major  third; 


69 


THE    SIX   BASIC    TONAL    SERIES 


Example  8-16 


i 


j.  J    hjm^ 


m    @  d 


d  @  m 


or  as  a  combination  of  the  triad  mnd,  and  the  involution  on  D^, 
or  the  triad  pmd,  and  its  involution: 

Example  8-17 


i 


J  1;J    J     J    J    ^    I  i  |;J    ^  ^ 


13  3      1  "14 

mnd  -t-     involution       pmd 


4 
involution 


The  tetrad  CiCJiDsF,  pmnsd",  and  its  involution: 

Example  8-18 
Tetrad  pmnsd^  and  involution 


# 


iitiJ  ^  UitJ 


I       I     3 


3       I       I 


The  tetrad  CiDbsEb^F,  pmns^d,  and  its  involution,  which  has 
already  been  found  in  the  perfect-fifth  projection; 

Example  8-19 
[Tetrad  pmns^  and  involution 


^  letraa  pmns'-o  ana  invc 


12     2  2    2     1 


and  the  isometric  tetrad  CoDiE^oF,  pn^s^d,  which  is  also  a  part 
of  the  perfect-fifth  hexad,  and  which  may  be  analyzed  as  a 
combination  of  two  minor  thirds  at  the  interval  of  the  major 
second,  or  of  two  major  seconds  at  the  interval  of  the  minor  third : 


Example  8-20 


I 


Tetrad  pn^s^d 


J  J  bJ   ■*   '  ^  bJ  J  i  1^ 


(isometric  involution)—    ^   1 


^ 


3    @  n 


70 


PROJECTION    OF    THE    MINOR    SECOND 

The  student  will  observe  that  the  tetrad  C-D-E^-F  may  also 
be  analyzed  as  a  combination  of  the  triad  nsd  and  the  involution 
on  D,  or  the  triad  pns  and  its  involution: 

Example  8-21 


1^ 


^ 


^"2     1  12         ^2     3 

risd  +     involution       pns 


3       2 
involution 


Finally,  the  pentads  in  the  minor-second  hexad  consist  of  the 
basic  pentad  CiCJiDiDJiE,  mn^s^d^,  duplicated  on  C#; 


Example  8-22 
Minor  Second  Pentads  mn^s^d^ 


■ij^i    JffJ     ^      'j|i    J   j^J 


III        I 


I       I       I       I 


the     pentad     CiC^iDsEiF,     pm^n~s~d^,     with     its     involution, 

C,C#2D#iEiF; 

Example  8-23 

2   2    2   3 
Pentad    pm  n  s   d   and  involution 


»    renraa    pm  n  s   a    ana  invoi 


I  12       1 


2        I       I 


which  may  be  analyzed  as  the  relationship  of  two  triads  mnd,  at 
the  interval  of  the  minor  second: 


i 


Example  8-24 

2  2  2  3 
Pentad  pm  n  s  d  as    mnd  @  d 


^^ 


P^W 


r    3 


I      3  I 

i  involution 


71 


THE   SIX   BASIC   TONAL   SERIES 


and  the  pentad  CiCJiDiEbsF,  pmn^s^d^,  with  its  invokition, 
CsDiDJiEiF,  which  may  be  analyzed  as  the  combination  of  two 
triads  nsd,  at  the  interval  of  the  major  second: 


i 


Example  8-25 
Pentad  pmn^s  d     and   involution 


J  J  J  J  i  J 1^^ 


^ 


lt> 


J.  yj  ^^  i|* 

12  1 

nsd     @     s 


tr-^itw 


2    I 


I    I 


2  I    2 

involution 


The  minor-second  hexad  is,  quite  obviously,  a  highly  dissonant 
scale.  For  this  reason  it  has  perhaps  less  harmonic  than  melodic 
value.  It  may  be  effectively  used  in  two-line  or  three-line  con- 
trapuntal passages  where  the  impact  of  the  thick  and  heavy 
dissonance  is  somewhat  lessened  by  the  rhythmic  movement  of 
the  melodic  lines. 

Example  8-26  constitutes  a  mild  puzzle.  It  is  constructed  to 
have  the  same  arithmetic,  or  perhaps  I  should  say  geometric 
relationships,  as  the  melodic  line  in  Example  5-33.  It  should  take 
only  a  short  examination  to  discover  what  this  relationship  is. 


Example  8-26 

mnd 


obo'jjoy  o  *^oj^o|j^k3'^;_o^"t^l;otlot;v3.^ 


The  six-tone  minor-second  scale  will  be  found  to  be  too 
limited  in  compass  to  give  the  composer  much  opportunity  in 
this  restricted  form.  Nevertheless,  it  is  valuable  to  become 
intimately  acquainted  with  the  small  words  and  syllables  which 

72 


PROJECTION    OF    THE    MINOR    SECOND 

go  to  make  up  the  vocabulary  of  this  series,  since  these  small 
words  constitute  an  important  part  of  the  material  of  some 
contemporary  music.  Therefore,  I  suggest  that  you  play  through 
Example  8-26  slowly  and  thoughtfully,  since  it  contains  all  of 
the  triads  of  the  minor-second  hexad.  Since  I  have  kept  all  of 
these  triads  in  close  position,  the  melody  is  even  "wormier"  than 
such  melodies  need  be. 

Complete  the  analysis  of  all  of  the  melodic  triads  under  the 
connecting  lines  and  then  play  through  the  melody  at  a  more 
rapid  tempo  with  the  phrasing  as  indicated  in  Example  8-27. 
See  if  you  can  sing  the  melody  through  without  the  aid  of  a 
piano  and  come  out  on  pitch  on  the  final  Ej^. 

Example  8-27 


Example  8-28  is  a  four-measure  theme  constructed  in  the 
minor-second  hexad.  Continue  its  development  in  two-part 
simple  counterpoint,  allowing  one  modulation  to  the  "key"  of  G— 
G-G#-A-A#-B-C— and  modulating  back  again  to  the  original  "key" 
of  C. 


Example  8-28 


a^^i^iJ 


"^^^'CJW^iPrr^^ 


G=p 


^ 


73 


THE   SIX   BASIC   TONAL   SERIES 

etc. 


It  is  difficult  to  find  many  examples  of  the  effective  use  of  the 
minor-second  hexad  in  any  extended  form  in  musical  literature 
because  of  its  obvious  limitations.  A  charming  example  is 
found  in  "From  the  Diary  of  a  Fly"  from  the  Mikrokosmos  of 
Bela  Bartok.  The  first  nine  measures  are  built  on  the  six-tone 
scale  F-Gb-Gkj-Ab-Ati-Bb.  The  tenth  measure  adds  the  seventh 
tone,  C^, 


Example  8-29 


Bortok,  Mikrokosmos 


{hi  Lb}^  J  ^  JjfjL^^^sWmJ  \i^\\^i^\J^'i  \>^^i\^^ 


|^^5 


m 


^pi^r'"^p''t 


m 


^P 


Copyright  1943  by  Hawkes  &  Son  (London),  Ltd.  Used  by  permission  of  Boosey  &  Hawkes,  Inc. 

On  the  other  hand,  examples  of  the  utilization  of  the  entire 
chromatic  scale  within  a  short  passage  abound  in  contemporary 
music,  one  of  the  most  imaginative  of  which  can  be  found  in 
the  first  movement  of  the  Sixth  Quartet  of  the  same  composer: 


Bortok,  Sixth  Quartet 


I^J2^-k 


'■>'■  «r '  -  a 


Example  8-30 


Mljl. 


Ml 


SUA- 


g 


Copyright  1941  by  Hawkes  &  Son  (London),  Ltd.  Used  by  permission  of  Boosey  &  Hawkes,  Inc. 

74 


PROJECTION    OF    THE    MINOR    SECOND 


A  more  obvious  example  of  the  use  of  the  minor-second  scale 
is  found  at  the  beginning  of  the  second  movement  of  the  Bartok 
Fourth  String  Quartet: 

Example  8-31 

Bartok,  Fourth  Quartet,  2    movement 

^TT-v       ''jT"      ^u   l    ,,    ,  _         ,-T^       >..    .  etc. 


Copyright  1929  by  Universal  Editions;  renewed  1956.    Copyright  and  renewal  assigned  to  Boosey  &  Hawkes, 
Inc.,  for  the  U.S.A.    Used  by  permission. 

A  more  subtle  example— and  one  very  characteristic  of  the 
Hungarian  master— is  found  in  the  twenty-fifth  measure  of  the 
first  movement  of  the  same  quartet.  Here  the  tonal  material 
consists  of  the  seven-tone  minor-second  scale  B^-Btj-C-CJ-D-DJ- 
E,  but  divided  into  two  major-second  segments,  the  cello  and 
second  violin  holding  the  major-second  triad,  B-C#-D#,  and  the 
first  violin  and  viola  utilizing  the  major-second  tetrad,  B^-C-D-E: 

Example  8-32 

Bartok,  Fourth  Quortet 


i 


* 


^ 


P 


^ 


Y  TT 


m 


ifiw 


E      i       ^if-^i^y     H-^ 


Copyright  1929  by  Universal  Editions;  renewed  1956.    Copyright  and  renewal  assigned  to  Boosey  &  Hawkes, 
Inc.,  for  the  U.S.A.    Used  by  permission. 


75 


THE    PERFECT-FIFTH    HEXAD 

Analyze  the  first  movement  of  the  Bartok  Sixth  Quartet  to 
determine  how  much  of  it  is  constructed  in  the  minor-second 
projection. 

Modulation  of  the  rninor-second  pentad  follows  the  same 
principle  as  the  perfect-fifth  pentad.  Modulation  at  the  minor 
second  produces  one  new  tone,  at  the  major  second  two  new 
tones,  at  the  minor  third  three  new  tones,  at  the  major  third  four 
new  tones,  and  at  the  perfect  fifth  and  tritone  five  new  tones. 

Work  out  all  of  the  modulations  of  the  minor-second  pentad 
and  hexad. 


76  'i 


Projection  of  the  Major  Second 


Since  the  major  second  is  the  concomitant  interval  resulting 
from  the  projection  of  either  two  perfect  fifths  or  of  two  minor 
seconds,  it  would  seem  to  be  the  most  logical  interval  to  choose 
for  our  next  series  of  projections.* 

The  basic,  triad  of  the  major-second  series  is  C2D2E, 

Example  9-1 

M  Major  Second  Triad    msf 


2      "     2 


two  major  seconds  with  their  concomitant  interval  of  the  major 
third:  ms^.  We  have  already  observed  this  triad  as  a  part  of  both 
the  perfect-fifth  and  the  minor-second  hexads.  The  third  major 
second  produces  the  tetrad  C2D2E2F#,  adding  the  new  interval 
of  the  tritone,  C  to  FJj:.  The  analysis  of  this  sonority  becomes 
three  major  seconds,  two  major  thirds,  and  one  tritone:  m^sH. 

Example  9-2 
Major  Second  Tetrad    m^^ 


^     >.     *3     ^     <=»     ^  ^' 


2  2 

•  The  major  second  would  also  seem  to  follow  the  perfect  fifth  and  minor 

second,  since  it  can  be  projected  to  a  pure  six-tone  scale,  whereas  the  minor 

third    and    the    major    third    can    be   projected    only   to    four   and   three  tones, 
respectively. 

77 


THE   SIX   BASIC   TONAL   SERIES 


Superimposing  another  major  second  produces  the  pentad 
C2D2E2FJj:2G#,  which  consists  of  four  major  seconds;  four  major 
thirds,  C  to  E,  D  to  Ft,  E  to  G#,  G#  ( Ab )  to  C;  and  two  tritones, 
C  to  F#  and  D  to  G#:  m^sH\ 


Example  9-3 
Major  Second  Pentad    rrfs^t^ 


^^ 


C5 »- 

2  2        2 


The    superposition    of   one   more   major   second   produces   the 
"whole-tone"  scale  C2D2E2F#2GJl:2AJj:: 

Example  9-4 
Major  Second  Hexad    m^s^t^ 


i 


2  2         2  2         2 


t"     <t^     ^*' 


This  scale  will  be  seen  to  consist  of  six  major  thirds— C  to  E,  D  to 
F#,  E  to  G#,  FJf  to  A#,  G#  to  BJf  (C)  and  A#  (Bb)  to  D;  six 
major  seconds-C  to  D,  D  to  E,  E  to  F^,  F#  to  G#,  G#  to  A#,  and 
AS  (Bb )  to  C;  and  three  tritones-C  to  F#,  D  to  G#,  and  E  to  A#. 
Its  analysis  is  m^sH^.  It  will  be  obvious  that  the  scale  cannot  be 
projected  beyond  the  hexad  as  a  pure  major-second  scale,  since 
the  next  major  second  would  be  BJ,  the  enharmonic  equivalent 
of  C. 

The  major-second  hexad  is  an  enharmonic  isometric  scale;  not 
only  is  its  form  the  same  whether  thought  of  clockwise  or 
counterclockwise,  up  or  down,  but  its  involution  produces  the 
identical  tones.  Analyzing  its  components,  we  find  that  it  has 
"three  different  types  of  triads:  the  basic  triad  C2D2E,  ms^, 
duplicated  on  D,  E,  F#,  GJf,  and  A#; 

78 


projection  of  the  major  second 

Example  9-5 
Major  Second  Triads    ms'^ 


jij  jitJij^JtJi|tJtJitJiitJ<Mir^'i^ri"^r  r 


~St — w 
2       2 


2      2 


2      2 


2      2 


2      2 


2        2 


the  augmented  triad  C4E4G#,  m^,  duplicated  on  D  (since  the 
remaining  four  augmented  triads  are  merely  inversions  of  those 
on  C  and  D ) ; 

Example  9-6 

Major  Third  Triads   m^ 


^i  .1  ftJ  I J  |JiiJ  i[jitJiif'rM|tJiiJY'r'l4iiiir  r  \^^^^ 

'^■•'4      4  44  44  44  44  44 


and  the  triad  C2D4FJJ:,  mst,  and  its  involution,   C4E2F#,  also 
duplicated  on  the  other  five  notes  of  the  scale: 


Example  9-7 
Triads    mst  and  involutions 


ItJij  JitJ  Ij  Jtl^  ;j||J|^ljjJ<tJ  :.li|J|^ 


2       4 


4      2 


2      4 


4       2 


2      4 


4      2 


j^jijjtJ«rr':nJiiJ<r'f'iiJiiJiYii^r  H'Jjj*  i^jj  i^r^^ 

The  basic  triad  we  have  already  analyzed  as  containing  two 
major  seconds  and  a  major  third,  ms^.  The  augmented  triad 
contains  three  major  thirds,  C  to  E,  E  to  GJf,  and  G#  {A\))  to  C, 
m^.  The  triad  C2D4F#  and  its  involution  C4E2F#,  contain  one 
major  second,  one  major  third,  and  one  tritone,  mst. 

The  major-second  hexad  contains  three  different  types  of 
tetrads:  the  basic  tetrad  C2D2E2F#,  7n-sH,  duplicated  on  D,  E, 
F#,  Ab,  and  Bb; 

Example  9-8 

Major  Second  Tetrads  mst 


THE   SIX   BASIC   TONAL   SERIES 


the  isometric  tetrad  C2D2E4G#,  duplicated  on  D,  E,  G^,  A^,  and 
B\),  containing  three  major  thirds,  two  major  seconds,  and  one 
tritone,  rrfsH; 

Example  9-9 

Tetrads  m^s^t 


^    iBiiuu^    III    a    I 


4 


■^24  224  224 


2        2       4  224  224 


which  may  also  be  considered  to  be  formed  by  the  simultaneous 
projection  of  two  major  seconds  and  two  major  thirds; 


Example  9-10 


i 


[f'  i  J  ^  i  J  fr 


and  the  isometric  tetrad  C4E2F#4AJf,  duplicated  on  D  and  E, 
which  contains  two  major  thirds,  two  major  seconds,  and  two 
tritones,  m^sH^: 

Example  9-11 

I  Tetrads  m^s^t^ 


f^  letraas  m^s  t~  ^  ^^^ 

9>iJitJi^tJ<tJ«r'^'iJii-'J'^T'i'iijJitJrrit>.ii'r'^'ri>('fr'nii 


4     2     4  4    2    4 


4     2   4 


424  424  424 


This  may  also  be  analyzed  as  two  major  thirds  at  the  interval  of 
the  tritone;  as  two  tritones,  at  the  interval  of  the  major  third;  as 
two  major  seconds  at  the  interval  of  the  tritone,  or  as  two  tri- 
tones at  the  interval  of  the  major  second. 


Example  9-12 


m     @    t 


t   @  m 


s    @  t 


t    @   s 


80 


PROJECTION    OF   THE    MAJOR    SECOND 


This    highly    isometric    sonority    was    a    favorite    of    Scriabine, 
particularly  in  the  Poeme  de  TExtase. 

There  is  only  one  type  of  pentad  in  the  six-tone  major-second 
scale,  since  the  remaining  five  pentads  are  merely  transpositions 
of  the  first : 

Example  9-13 

Major  Second  Pentads    m'^s  f 


ij|j  I J  j|jjtJji^  I  jttJiiJiJ<ir^''it^''^^^ 


% 


2222  2222  2222  2222 


(|  iJuJiiTnY  r  n  Y  r  I*  I"  *ni 


2         222  2222 


An  examination  of  this  series  will  show  both  its  strength  and 
weakness.  Its  strength  lies  in  the  complete  consistency  of  its 
material.  It  is  one  of  the  most  homogeneous  of  all  scales,  since  it  is 
made  up  exclusively  of  major  thirds,  major  seconds,  and  tritones. 
It  is  only  mildly  dissonant  in  character,  since  it  contains  no  pri- 
mary dissonances  (the  minor  second  or  major  seventh). 

Its  very  homogeneity  is  also  its  weakness,  for  the  absence  of 
contrasting  tonal  combinations  gives,  in  prolonged  use,  a  feeling 
of  monotony.  Also,  the  absence  of  the  perfect  fifth  deprives  the 
scale  of  any  consonant  "resting-place,"  or  tonic,  so  that  its  pro- 
gressions sound  vague,  lacking  in  contrast,  and  without  direction. 
Nevertheless,  it  is  an  important  part  of  the  tonal  vocabulary  and, 
in  the  hands  of  a  genius,  adds  a  valuable  color  to  the  tonal  palette 
which  should  not  be  lightly  discarded  by  the  young  composer. 
Its  effective  use  is  illustrated  in  Debussy's  "Voiles,"  the  first 
thirty  measures  of  the  first  section  of  which  are  written  entirely 
in  the  whole-tone  scale. 

The  same  composer's  "La  Mer"  contains  extended  use  of  the 


81 


THE   SIX  BASIC   TONAL   SERIES 

same  scale  in  the  excerpt  below: 

Example  9-14 

Debussy, "lo  Men" 


^m. 


*=*.: 


fVff^rp 


ayrt-tjj 


'/■hh  S' 


^^^=tF 


P^-    'f^ff: 


^ 


^    ^ 


iji^g 


^E 


■■'■e- 


#^ 


■^fi^^  bi 


^ 


^ 


Z 


^ 


^ 


rt 


^m 


^ 


^^ 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

An  example  of  the  whole-tone  scale  where  it  might  not  be 
expected  is  found  in  the  opening  of  an  early  song,  "Nacht,"  of 


82 


PROJECTION    OF    THE    MAJOR    SECOND 


Alban  Berg,  the  first  five  measures  of  which  are  in  one  of  the 
two  forms  of  the  whole  tone  scale : 


Alban  Berg,   Nacht 


Example  9-15 

J0_ 


Copyright  1928  by  Universal  Editions,  Vienna;  renewed  1956  by  Helene  Berg;  used  by  permission  of  Asso- 
ciated Music  Publishers,  Inc. 


*J  o  o  o  o  o 


It  will  be  observed  that  whereas  the  perfect-fifth  and  minor- 
second  series  may  be  transposed  to  eleven  different  pitches,  giv- 
ing ample  opportunity  for  modulation,  there  is  only  one  effective 
modulation  for  the  whole-tone  scale— the  modulation  to  the 
whole-tone  scale  a  half-tone  above  or  below  it,  that  is,  from  the 
scale  C-D-E-F#-G#-AJj:  to  the  scale  Db-Eb-F-G-A-B.  Modal 
modulation  is'  impractical,  since  the  whole-tone  scales  on  C,  D, 
E,  etc.,  all  have  the  same  configuration: 

Example  9-16 

The  two   Major  Second  Hexads 


i 


^ 


tt..    ^^   ^"    '-"^ 


^*.^   tjo   1 


%T       o 


^ 


: — a — 

2         2 


(2) 


(2) 


In  the  introduction  to  Pelleas  et  Melisande  Debussy  begins 
with  the  material  of  the  perfect-fifth  pentad  for  the  first  four 
measures— C-D-E-G-A,  changes  to  the  pure  whole-tone  scale  for 


83 


THE   SIX   BASIC   TONAL   SERIES 


the  fifth,  sixth,  and  seventh  measures,  and  returns  to  the  perfect 
fifth-series  in  measures  8  to  11: 


Example  9-17 


Debussy, "Pel leas  and  Melisonde* 


bi Jtr 


J.f^ 


i — J^''     ^J*"|r  >T 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

From  the  same  opera  we  find  interesting  examples  of  the  use 
of  whole-tone  patterns  within  the  twelve-tone  scale  by  alternat- 
ing rapidly  between  the  two  whole-tone  systems: 


Example  9-18 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

Whereas  the  minor-second  hexad  may  not  be  as  bad  as  it 
84 


PROJECTION    OF    THE    MAJOR    SECOND 

sounds,  the  careless  use  of  the  whole-tone  scale  frequently  makes 
it  sound  worse  than  it  is,  particularly  when  used  by  casual 
improvisors.  Because  of  the  homogeneity  of  its  material,  it  is 
often  used  in  the  most  obvious  manner,  which  destroys  the 
subtle  nuances  of  which  it  is  capable  and  substitutes  a  "glob"  of 
"tone  color." 

The  author  is  not  making  a  plea  for  the  return  of  the  whole- 
tone  scale  in  its  unadulterated  form,  but  it  must  be  said  that 
this  scale  has  qualities  that  should  not  be  too  lightly  cast  aside. 
Example  9- 19a  gives  the  triads;  19b  the  tetrads,  19c  the  pentad, 
and  19d  the  hexad,  which  are  found  in  the  six-tone  scale.  Play 
them  carefully,  analyze  each,  and  note  their  tonal  characteristics 
in  the  di£Ferent  positions  or  inversions. 

Example  9-19 

(«) 


(b) 

^3=-  =  ii=;,^^^%  =  bEE-^^  =  ^^^tb^ 

liPPjyftjj;^^ 


(c) 


(d) 


i>jJWii^iW^W*^^ir¥[lS. 


hrrr^ 


4 


85 


THE   SIX   BASIC   TONAL   SERIES 


Play  the  triad  types  in  block  form  as  in  Example  9-20a.  Repeat 
the  same  process  for  the  tetrad  types  in  20b;  for  the  pentad  type 
in  20c;  and  for  the  hexad  in  20d. 

Example  9-20 
(a) 


i 


^  ^r  '^/^^ 


etc. 


(h) 


(c) 


titijt.  ^4  ^^r 


etc. 


In  Example  9-2  la,  experiment  with  the  triad  types  in  various 
positions.  Repeat  the  same  process  for  the  tetrads,  as  in  21b;  for 
the  pentad,  as  in  21c;  for  the  hexad,  as  in  21d. 

Example  9-21 
(a) 


i  i  r  F  K  4  J  ^^ 


f^ 


m 


^^^ 


^ 


86 


PROJECTION    OF    THE    MAJOR    SECOND 

(b) 


(hi  i i\l  i  \«hi  i  J  /h^^^ 


'}■■  f^f  f  "F 


^ 


^^ 


^fe 


(c) 


i  ii  ^i  itJ  u  ^ 


'>t  ile  tit  <lp  i 


(|iiiij|g|iiiJ|itdiii 


'>'.^^tp     f#«f»f: 


Experiment  with  different  doublings  and  positions  of  all  of  the 
above  sonorities,  as  in  Example  9-22. 

Example  9-22 


m 


^ 


i 


Have  the  material  of  Example  9-21  played  for  you  in  different 
order  and  take  it  down  from  dictation,  trying  to  reproduce  not 
only  the  notes  but  their  exact  position. 

Analyze  in  detail  the  first  section  of  Debussy's  "Voiles"  and  note 

87 


THE    SIX   BASIC    TONAL    SERIES 

not  only  his  use  of  the  widest  resources  of  the  scale  but  also  his 
employment  of  the  devices  of  change  of  position  and  doubling. 
In  detailed  analysis  it  seems  generally  wise  to  analyze  every 
note  in  a  passage  regardless  of  its  relative  importance,  rather 
than  dismissing  certain  notes  as  "nonharmonic"  or  "unessential" 
tones,  for  all  tones  in  a  passage  are  important,  even  though  they 
may  be  only  appoggiaturas  or  some  other  form  of  ornamentation. 
Occasionally,  however,  the  exclusion  of  such  "unessential"  tones 
seems  obvious.  The  thirty-first  measure  of  Debussy's  "Voiles" 
oflFers  an  excellent  example  of  such  an  occasion.  Every  note  in 
every  measure  preceding  and  following  this  measure  in  the 
first  section  of  the  composition  is  in  the  six-tone  major-second 
scale,  Ab-B^-C-D-E-FJI:,  with  the  exception  of  the  two  notes  G 
and  D^  in  measure  31,  Since  both  of  these  notes  were  quite 
obviously  conceived  as  passing  tones,  it  would  seem  unrealistic 
to  analyze  them  as  integral  parts  of  the  tonal  complex. 


Debussy, "Voiles" 


Example  9-23 


4 


^0^- — ^i^r   — 


* 


^^ 


^^ 


^ 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phik- 
delphia.  Pa.,  agents. 

In  using  any  of  the  tonal  material  presented  in  these  chapters, 
one  all-important  principle  should  be  followed:  that  the  com- 
poser should  train  himself  to  hear  the  sounds  which  he  uses 
before  he  writes  them.  There  is  reason  to  fear  that  some  young 
composers— and  some  not  so  young— have  been  tempted  at  times 
to  use  tonal  relationships  which  are  too  complex  for  their  own 
aural  comprehension.  This  is  comparable  to  the  use  by  a  writer 
of  words  which  he  does  not  himself  understand— an  extremely 
hazardous  practice! 


88 


PROJECTION    OF    THE    MAJOR    SECOND 

When  you  feel  confident  of  your  understanding  of  the  material, 
write  a  short  sketch  which  begins  with  the  use  of  the  major- 
second  hexad  on  C,  modulates  to  the  major-second  hexad  on  G, 
and  returns  at  the  end  to  the  original  hexad  on  C.  See  to  it  that 
you  do  not  mix  the  two  scales,  so  that  the  sketch  consists  entirely 
of  major-second  material. 


89 


10 


Projection  of  the  Major  Second 
Beyond  the  Six-Tone  Series 


We  have  already  observed  that  the  major-second  scale  in  its 
pure  form  cannot  be  extended  beyond  six  tones,  since  the  sixth 
major  second  duphcates  the  starting  tone.  We  can,  however, 
produce  a  seven-tone  scale  which  consists  of  the  six-tone  major- 
second  scale  with  a  foreign  tone  added,  and  then  proceed  to 
superimpose  major  seconds  above  this  foreign  tone.  We  may 
select  this  foreign  tone  arbitrarily  from  any  of  the  tones  which 
are  not  in  the  original  whole-tone  scale.  If  we  take,  for  example, 
the  perfect  fifth  above  C  as  the  foreign  tone  to  be  added,  we 
produce  the  seven-tone  scale  CoDoEoF#iGi*G#2A#(Co).  (The 
foreign  tone  is  indicated  by  an  asterisk  to  the  right  of  the  letter 
name.)  This  again  proves  to  be  an  isometric  scale  having  the  same 
configuration  of  half-steps  downward,  2221122;  since  if  we  begin 
on  the  tone  D  and  form  the  scale  downward  with  the  same  order 
of  whole-  and  half-steps,  we  shall  produce  the  same  scale, 
jD,aBb2AbiGiF#,E,2,(D): 

Example  10-1 

Major  Second  Heptad  p4n  n  s  d^ 


I 


Jti»    '  ^^  ^' 


2       2       2        112 

'  It  should  be  noted  that  the  choice  of  G  as  the  added  foreign  tone  is  arbitrary.  The 
addition  of  any  other  foreign  tone  would  produce  only  a  different  version  of  the  same 
scale;  for  example,  CiC#iD2E2F#2G#2A#,2)(C). 

90 


FURTHER    PROJECTION    OF    THE    MAJOR    SECOND 

We  may  now  form  the  eight-tone  scale  by  adding  a  major 
second  above  G,  that  is,  A:  CJD^EM.C'GtjA.^'A^^^AC): 


$ 


Example  10-2 

Major  Second  Octod  p'^m^n'^s^d'^t'^ 


^^     «    tfo    '  tf' 


2      2       2 


I        I 


The  nine-tone  scale  becomes,  then,  the  above  scale  with  the 
major  second  above  A  added,  that  is,  B : 

C2D2E2FiG,*G#,A,*A#iB,„*(C): 


I 


Example  10-3 

Major  Second  Nonod  pmnsdt 


^^^^^^^ 


2     2     2 


The  ten-tone  scale  adds  the  major  second  above  B,  namely,  C#, 

CiC#,*D,E,F#,Gi*G#iA,*A#,B(,,  *  ( C ) : 


* 


Example  10-4 

8    8  8  9    8   4 

Major  Second  Decod  p  m  n  sdt 


J^..  #^o  'i^^ 


r   1    2  2 


I     I     I 


The    eleven-tone    scale    adds    the    major    second    above    C#, 
namely,  Dfl:,  C,C#i*DiDJfi*E2F#iGi*G#iA/A#iBa,*(C): 


Example  10-5 

».    •       c  ^  n    ^  ,       10    10   10   10,10.5 

Major  Second  Undecad    p  m   n    s    d    t 


^1^    ojj.     O    It"     'i"     'J'"     • 


III  211 


91 


THE   SIX   BASIC   TONAL   SERIES 


The  twelve-tone  scale  adds  the  major  second  above  DJ;,  that 
is,  E#,  and  merges  with  the  chromatic  scale, 


Example  10-6 

..  •      ,-         .    r^..       J       12    12   12  12  .12,6 
Major  Second   Duodecad    p    m    n    s    d    t 


■^   v>  ij,     o  tf,    ^>    ■  ^^     '    fi-* 


^^ 


I        I 


If  we  diagram  this  projection  in  terms  of  the  twelve-tone 
perfect-fifth  series,  we  find  that  we  have  produced  two  hexagons, 
the  first  consisting  of  the  tones  C-D-E-F#-G#-Ajj:,  and  the  second 
consisting  of  the  tones  G-A-B-Cij:-D#-Efl:.  We  employ  first  all  of 
the  tones  of  the  first  hexagon,  and  then  move  to  the  second 
hexagon  a  perfect  fifth  above  the  first  and  again  proceed  to  add 
the  six  tones  found  in  that  hexagon. 

Example  10-7 


A-' 


The   following  table   gives   the   complete   projection   of  the 
major-second  scale  with  the  intervallic  analysis  of  each: 


92 


FURTHER    PROJECTION    OF    THE    MAJOR    SECOND 


C  D 

s 

C  D     E 

ms^ 

C  D     E  F# 

rn^sH 

CD     E  F#  G# 

mHH^ 

CD     E  F#  G#  A# 

m^sH^ 

CD     E  F#  G    G#  A# 

fm^nhHH^ 

CD     E  F#  G    Gt  A 

A# 

fm^n's'dH^ 

CD     E  F#  G    G#  A 

A# 

B 

p^ni^n^s^dH^ 

C  C#  D  E     F#  G    Gif 

A 

A# 

B 

p'm'n's'dH^ 

C  C#  D  D#  E     F#  G 

G# 

A 

A# 

B 

^10^10^10^10^10^5 

C  C#  D  D#  E     E#  F# 

G 

G# 

A 

H  B 

^12^12^12^12^12^6 

We  have  already  observed  that  the  six-tone  major-second  scale 
contains  only  the  intervals  of  the  major  third,  the  major  second, 
and  the  tritone.  The  addition  of  the  tone  G  to  the  six-tone  scale 
preserves  the  preponderance  of  these  intervals  but  adds  the  new 
intervals  of  the  perfect  fifth,  C  to  G  and  G  to  D;  the  minor 
thirds,  E  to  G  and  G  to  B^;  and  the  minor  seconds,  F#  to  G  and 
GtoAb. 

It  adds  the  isometric  triad  ph,  C2D5G;  the  triad  pns,  G7D2E, 
and  the  involution  Bb2C7G;  the  triad  pmn,  C4E3G,  and  the 
involution  GsB^^D;  the  triad  pmd,  G7D4F#,  and  the  involution 
Ab4C7G;  the  triad  mnd,  EsGiAt),  and  the  involution  F^iGsBb; 
the  triad  nsd,  GiAb2Bb,  and  the  involution  E2FJt:iG;  the  two  iso- 
metric triads,  sd^,  FJiGiAb,  and  nH,  EgGsBb;  and  the  triad  pdt, 
CeF^iG,  with  the  involution  GiAfjeD. 

The  addition  of  these  triad  forms  to  the  three  which  are  a 
part  of  the  major-second  hexad,  ms^,  rrf,  and  mst,  gives  this 
seven-tone  scale  all  of  the  triad  types  which  are  possible  in  the 
twelve-tone  scale. 


£!i 


Example  10-8 

pns       and        involution  pmn      and       involution 


THE    SIX   BASIC    TONAL    SERIES 

pmd       and     involution        mnd     and     involution  nsd     and      involution 


*J  7       4  47  '  3       ^  ^'l       ?  I       2^  '  f     I 


Sd 


7       4 
2 


n^t 


pdt     ond      involution 


^iiiJ  JlJl  .1  J^r  I  J  i|J  J;Ji-J  f= 

^      ^       I       I  3      3  ■'■e       I  16 


The  seven-tone  impure  major-second  scale  therefore  has  cer- 
tain advantages  over  the  pure  six-tone  form,  since  it  preserves 
the  general  characteristic  of  the  preponderance  of  major  seconds, 
major  thirds,  and  tritones  but  adds  a  wide  variety  of  new 
tonal  material. 

For  the  reasons  given  earlier,  we  shall  spend  most  of  our  time 
experimenting  with  various  types  of  six-tone  projections,  since 
we  find  in  the  six-tone  scales  the  maximum  of  individuality  and 
variety.  We  shall  make  an  exception  in  the  case  of  the  major- 
second  projection,  however,  and  write  one  sketch  in  the  seven- 
tone  major-second  scale,  since  the  addition  of  the  foreign  tone 
to  the  major-second  hexad  adds  variety  to  this  too  homogeneous 
scale  without  at  the  same  time  entirely  destroying  its  character. 
It  is  a  fascinating  scale,  having  some  of  the  characteristics  of  a 
"major"  scale,  some  of  the  characteristics  of  a  "minor"  scale,  and 
all  of  the  characteristics  of  a  whole-tone  scale. 

Begin  by  playing  Example  10-9,  which  contains  all  of  the 
triads  of  the  scale.  Listen  carefully  to  each  triad  and  then  com- 
plete the  analysis. 

Example  10-9 


^?  iiiwiwi^i  j^j  :NiiJiJ,it^it^j  ^'H»^". 


fi<^\ 


^ 


s 


u^ 


g 


m 


^^ 


^^ 


Example   10-10  contains   all  of  the  tetrad  types,  but  in  no 
regular  order.  Play  the  example  tRrough  several  times  as  sensi- 


94 


FURTHER    PROJECTION    OF    THE    MAJOR    SECOND 

tively  as  possible,  perhaps  with  a  crescendo  in  the  third  and 
fourth  measures  to  the  first  beat  of  the  fifth  measure,  and  then 
a  diminuendo  to  the  end.  Note  the  strong  harmonic  accent 
between  the  last  chord  of  the  fifth  measure  and  the  first  chord 
of  the  sixth  measure,  even  though  the  tones  of  the  two  chords 
are  identical. 

Have  another  student  play  the  example  for  you  and  write  it 
accurately  from  dictation.  Now  analyze  all  of  the  chords  as  to 
formation  including  the  sonorities  formed  by  passing  tones. 


Tfc^* — \ — \ — r- 

EXAIV 

— \ h 

[PLE    10-10 

i-j  J  t*y 

rthh 

=f=r^ 

-f  r  ^ 

r  r  r 

bp  f  p 

#r^ 

\/  h  f  r  £^ 

\ 

1  r  1  ^ 

— 1— ■ 

. 1 

^^ 


^ 


m 


^ 


TIT 


3 


C///77.|         I  I 


^^ 


J    ^J    i 


^.Lt^Ul 


bJ^  J 


^E^ 


r 


F 


g'T  [j* 


^ 


r^ 


fi^ 


T  r  r '  y.- 


r 


The  following  measure  from  Debussy's  Pelleas  et  Melisande 
offers  a  simple  illustration  of  the  seven-tone  major-second  scale, 
the  foreign  tone,  E^,  merely  serving  as  a  passing  tone: 


Example  10-11 

Debussy ,"  Pelleas  ond   Melisande" 


±^ 


jij^.i^rribj'^  fofv  t 


w^ 


>^tl:^^b*)b^ 


^^fr^ 


2     2      2     I 


Permission  for  reprint  granied  by  Diirand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 


95 


THE    SIX   BASIC    TONAL    SERIES 


A  somewhat  more  complicated  illustration  is  found  in  the 
Alban  Berg  song,  "Nacht,"  already  referred  to  as  beginning  in 
the  pure  whole-tone  scale: 


Example  10-12 


Albon   Berg, "Nacht 


Copyright  1928  by  Universal  Editions,  Vienna;  renewed  1956  by  Helene  Berg;  used  by  permission  of  Asso- 
ciated Music  Publishers,  Inc. 


m 


,i'°,^'ii",b»(it.^ 


The  student  should  now  be  ready  to  write  a  free  improvisatory 
sketch  employing  the  materials  of  this  scale  (Example  10-1).  He 
will  notice  that  the  scale  has  two  natural  resting  points,  one  on 
C  major  and  one  on  G  minor.  Begin  the  sketch  in  G  minor, 
modulate  modally  to  C,  establish  C  as  the  key  center,  and  then 
modulate  back  to  the  original  key  center  of  G.  See  that  only  the 
tones  C-D-E-Ff-G-Ab-Bb  are  employed  in  this  sketch,  but  get  as 
much  variety  as  possible  from  the  harmonic-melodic  material 
of  the  scale. 


96 


11 


Projection  of  the  Minor  Third 


The  next  series  of  projections  which  we  shall  consider  is  the 
projection  of  the  minor  third.  Beginning  with  the  tone  C  we 
superimpose  the  minor  third  E^,  then  the  minor  third  G^,  form- 
ing the  diminished  triad  CgEbsGb,  which  consists  of  two  minor 
thirds  and  the  concomitant  tritone,  from  C  to  G^.  Upon  this  we 
superimpose  the  minor  third  above  G^,  B^^,  which  we  shall  call 
by  its  enharmonic  equivalent,  A,  forming  the  familiar  tetrad  of 
the  "diminished  seventh,"  consisting  of  four  minor  thirds:  C  to 
Eb,  Eb  to  Gb,  Gb  to  Bbb  (A),  and  A  to  C;  and  two  tritones:  C  to 
Gb  and  Eb  to  A;  symbol,  nH^\ 

Example  11-1 

Minor  Third  Tetrad    u^\^ 


i 


3 


i.o    ^o  ^^^C^-) 


As  in  the  case  of  the  major-second  scale,  which  could  not  be 
projected  in  pure  form  beyond  six  tones,  so  the  minor  third 
cannot  be  projected  in  pure  form  beyond  four  tones,  since  the 
next  minor  third  above  A  duplicates  the  starting  tone,  C.  If  we 
wish  to  extend  this  projection  beyond  four  tones  we  must,  again, 
introduce  an  arbitrary  foreign  tone,  such  as  the  perfect  fifth,  G, 
and  begin  a  new  series  of  minor-third  projections  upon  the 
foreign  tone.* 

**  The  choice  of  the  foreign  tone  is  not  important,  since  the  addition  of  any 
foreign  tone  would  produce  either  a  different  version,  or  the  involution,  of  the 
same  scale. 

97 


THE   SIX   BASIC   TONAL   SERIES 

The  minor-third  pentad,  therefore,  becomes  C3Eb3GbiGt]2A: 

Example  11-2 

Minor  Third  Pentad    pmn^sdt^ 


>obo  "h*      jJt^^tjJ  ^ 


3      3     12 

It  contains,  in  addition  to  the  four  minor  thirds  and  two  tritones 
aheady  noted,  the  perfect  fifth,  C  to  G;  the  major  third,  E^  to  G; 
the  major  second,  G  to  A;  and  the  minor  second,  G^  to  G.  The 
analysis  of  the  scale  is,  therefore,  pmn^sdt^.  The  scale  still  has  a 
preponderance  of  minor  thirds  and  tritones,  but  also  contains 
the  remaining  intervals  as  well. 

The  six-tone  scale  adds  a  minor  third  above  the  foreign  tone 
G,  that  is,  Bb,  the  melodic  scale  now  becoming  C3Eb3GbiG2AiBb. 
The  new  tone,  Bj^,  adds  another  minor  third,  from  G  to  Bj^;  a 
perfect  fifth,  from  E^  to  Bj^;  a  major  third,  from  G^  to  B^;  a 
major  second,  from  B^  to  C,  and  the  minor  second,  A  to  B^,  the 
analysis  being  p^m^n^s^dH^: 

Example  11-3 

Minor  Third  Hexad   p^m^n^s^d^t^ 


>o^»  --  ^'^'  jbjbJtiJ  ^^r 


The  component  triads  of  the  six-tone  minor-third  scale  are  the 
basic  diminished  triad  CgE^gGb,  nH,  which  is  also  duplicated  on 

Eb,  Gb,  and  A; 

Example  11-4 


Minor  Third  Triads     n  t 


the  minor  triads   C3Eb4G  and   Eb3Gb4Bb,  pmn,  with  the  one 
involution,  the  major  triad  Eb4G3Bb,  which  are  characteristic  of 


98 


PROJECTION    OF   THE    MINOR    THIRD 

the  perfect-fifth  series; 

Example  11-5 

Triads     pmn  and  involution 


3      4  3      4  4      3 


the  triads   C7G0A  and  Ej^yBl^aC,  pns,  with  the  one  involution 
6^)2^70;    found    in    the  perfect-fifth    and    minor-second    series; 

Example  11-6 

Triads     pns  and  involution 


72  72  27 


the  triads  Gt)iGk]2A  and  AiB^aC,  nsd,  with  the  one  involution 
GsAiBb,  which  we  have  also  met  as  parts  of  the  perfect-fifth  and 
minor-second  projection; 


Example  11-7 
Triads    nsd  and  involution 


I 


I       2 


2      I 


the  triads  Eb4G2A  and  G(;)4B|72C,  mst,  with  no  involution,  which 
we  have  encountered  as  part  of  the  major-second  hexad; 


Example  11-8 
Triads   mst 


i 


4       2 


4      2 


the  triads  E^aGbiGt]  and  Gb3AiBb,  mnd,  with  the  one  involution 
GbiGtjsBb;  which  is  a  part  of  the  minor-second  hexad; 


99 


the  six  basic  tonal  series 

Example  11-9 

Triads    mnd  and  involution 


^ 


jJl^J  lU  J^f  ibJ^J^f 


3      I 


3      I 


1      3 


and  the  triads  CeG^iG  and  E^eAiBb,  fdt,  without  involution, 
which  are  new  in  hexad  formations : 


Example  11-10 

Triads    pdt 


6      I 


The  student  should  study  carefully  the  sound  of  the  new 
triads  which  the  minor-third  series  introduces.  He  will,  un- 
doubtedly, be  thoroughly  familiar  with  the  first  of  these,  the 
diminished  triad,  but  he  will  probably  be  less  familiar  with  the 
triad  ipdt.  Since,  as  I  have  tried  to  emphasize  before,  sound  is  the 
all-important  aspect  of  music,  the  student  should  play  and  listen 
to  these  "new"  sounds,  experimenting  with  diflFerent  inversions 
and  different  doublings  of  tones  until  these  sounds  have  become 
a  part  of  his  tonal  vocabulary. 

The  tetrads  of  the  six-tone  minor-third  scale  consist  of  the 
basic  tetrad  CgE^gGbgA,  the  familiar  diminished  seventh  chord, 
consisting  of  four  minor  thirds  and  two  tritones,  nH^,  already 
discussed; 

Example  11-11 

4  2 

Minor  Third  Tetrad     n   t 


^ 


the  isometric  tetrads  C^¥.\)4GzB\),  p^mn^s,  and  GsAiBbsC,  pn'^s^d, 
both  of  which  we  have  already  met  as  a  part  of  the  perfect- 
fifth  hexad,  the  latter  also  in  the  minor-second  hexad; 


100 


projection  of  the  minor  third 
Example  11-12 
Tetrad  p^mn  s     Tetrad  pn    s   d 


3      4      3 


2      I      2 


four  new  tetrad  types,  all  consisting  of  a  diminished  triad  plus 
one  "foreign"  tone:  C3Eb3Gb4Bt)  and  A3C3Et)4G,  pmn^st; 
C3Eb3GbxG4  and  Eb3Gb3AiBb,  pmnHt;  GbiGt^^AgC  and  AiBbsCg 
Eb,  pn^sdt;  Eb3GbiG^2A  and  Gb3AiBb2C,  mnhdt; 


Example  11-13 


Tetrads    pmn   st 


kfA 


2 

pmn   dt 


ji,j  ^J  t  I  ^  r-[  r  11^  J  ^jfej  I  j^j  J^p 


3       3 
pn^sdt 


3      3      4 


3       3        I 


3       3 


mn   sdt 


J  ^J  J  r  I  ■*  "r  r  r  hj^J^j  -^  i^J  ■!  ^^ 


2      3 


I    '   2       3 


3      I       2 


the  tetrads  C6GbiGtl3Bb,  and  Eb4G2AiBb,  both  having  the 
analysis  pmnsdt,  the  first  appearance  in  any  hexad  of  the  twin 
tetrads  referred  to  in  Chapter  3,  Example  3-8; 

Example  11-14 

Tetrads  pmnsdt 


^  jbJuJ^r  ibJ  ^  ^'^r 


6       I     3 


4      2     I 


and  the  two  isometric  tetrads  EbsGbiGtisBb,  prn^n^d,  which  will 
be  seen  to  consist  of  two  major  thirds  at  the  interval  of  the  minor 
third,  or  two  minor  thirds  at  the  relationship  of  the  major  third; 

Example  11-15 
Tetrad    pm^n^d 


(j I, J i'^ t^ ^r  hi^^  \^if^ 


3      I      3 


ni  @  —      a.  @j]i 


101 


THE   SIX  BASIC   TONAL   SERIES 


and  GbiGtisAiBb,  mn^sd^,  which  consists  of  two  minor  thirds  at 
the  interval  relationship  of  the  minor  second,  or  two  minor  sec- 
onds at  the  interval  of  the  minor  third : 


Example  11-16 


Tetrad    mn'^sd 


I       2     1         *"  n.  @d         d_  @ji 


The  pentads  consist  of  the  basic  pentads  C3Et)3GbiGfcj2A,  and 
EbaGbsAiBbsC,  pmn^sdt^; 


Example  11-17 
Minor  Third  Pentads    pmn'^sdt^ 


li^J'■J^^^I^J^^^ 


3     3    12 


3    3    12 


the  pentad  CgE^gGbiGtisBb,  p^m^nhdt,  which  may  also  be  ana- 
lyzed as  a  combination  of  two  minor  triads  at  the  interval  of  the 
minor  third; 

Example  11-18 


Pentad  p^m^n^sdt 


liU^V^I^i^ 


3      3      13       p  mn  @  n^ 


the  pentad  C3Et)4G2AiBb,  p^mn^s^dt,  which  may  also  be  analyzed 
as  two  triads  pns  at  the  interval  of  the  minor  third; 


Example  11-19 


.2 3^2, 


ti     -J-  ''•  I         -il-      P*" 


3     4    2     1  pns   @  £ 


102 


PROJECTION    OF   THE    MINOR    THIRD 


the  pentad  E^aGbiGtioAiBb,  pm~n^sdH,  which  may  also  be  ana- 
lyzed as  the  combination  of  two  triads  mnd  at  the  interval  of  the 
minor  third; 

Example  11-20 


Pentad  pm^n^sd^t 


ffl  [.JbJ^J  Ji^f  l^jJ^JbJJ^f 


3      12     1 


3    1  3    1 

mnd      @    ji 


and  the  pentad  GbiGl:]2AiBb2C,  pmrfs^dH,  which  may  be 
analyzed  as  the  combination  of  two  triads  nsd  at  the  interval 
of  the  minor  third; 

Example  11-21 

Pentad   pmn^s^d^t 


12    12 


I'    2  I  '2 

nsd    @     _n_ 


The  contrast  between  the  six-tone  major-second  scale  and  the 
six-tone  minor-third  scale  will  be  immediately  apparent.  Whereas 
the  former  is  limited  to  various  combinations  of  major  thirds, 
major  seconds,  and  tritones,  the  latter  contains  a  wide  variety 
of  harmonic  and  melodic  possibilities.  The  scale  predominates, 
of  course,  in  the  interval  of  the  minor  third  and  the  tritone,  but 
contains  also  a  rich  assortment  of  related  sonorities. 

Subtle  examples  of  the  minor-third  hexad  are  found  in 
Debussy's  Pelleas  et  Melisande,  such  as: 

Example  11-22 


Debussy,  "Pelleas  and    h^elisande" 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

103 


THE   SIX   BASIC   TONAL   SERIES 


Play  each  of  the  triads  in  the  minor-third  hexad  in  each  of  its 
three  versions,  as  indicated  in  Example  11-23.  Play  each  measure 
several  times  slowly,  with  the  sustaining  pedal  held.  If  you  have 
sufficient  pianistic  technic,  play  all  of  the  exercises  with  both 
hands  in  octaves,  otherwise  the  one  line  will  suffice.  Now  analyze 
each  triad. 


Example  11-23 

1;- 1  rn.     i>^   ^p^r 


^jjii.mi^irmi^LJ''^^LjLLJ 


fpj^^dripi"^LJ'^-^'u^Lii 


i^  i^^^ 


i^n^^^^dlifj^alLLS^^^'iLlL 


i 


bm      \;mr 


bf^     M 


I)  1, iff  ^^^  JJ  It-i^^  [^  ^cU  1^^^  k^  ^LL 


104 


PROJECTION    OF   THE    MINOR    THIRD 

Repeat  the  same  process  with  the  tetrads  of  the  scale: 
Example  11-24 


|jP^.mc:tfLtfrijy..^clJ^Lffl 


,,f,  jw  n^^^a!J\^.P^i^  ^ci^ 


(liP^i-^crJcdJ 


^F  Lph 


JJ^^ft^^MJ^^^yrJ^cfT 


p^^crtfrdT^cttri^ffl^^ciLrigj 


bp       ^f^F    ^f^f-j^ 


^^ 


k-.^ b>f-   b*r^i 


^ 


b[B    bet? 


^a^^'LlU^^.W^W 


(|  i'i?^^r£jc!lin''cll 


Repeat  the  same  process  with  the  six  pentads  and  the  hexad 


Example  11-25 


^  jM  ^  M^'^^r^r  r  r'l  ^^r  r'll  [/'tT^ 


105 


# 


J^JJ^^^^^^ypJ 


THE    SIX   BASIC   TONAL   SERIES 


I  jjt-^t>''  bJ^JjJ^  ''r^r  Y  r 't  ^r'T  r'TT^c_r 


vH 


(|  jn7i:^,jT3T:^cxUlrciiir 


I,  b.        1,-Vlir,    irWr 


'cmrftc^^rrTc'TrTTyrT_l 


^^^^^^ 


V4 


y^kr  f-    ^rk^'t''' 


^^^^^^^^^^^^ 


'te--±^ 


^H 


fe^ 


One  of  the  most  important  attributes  of  any  sonority  is  its 
degree  of  consonance  or  dissonance,  because  the  "tension" 
induced  by  the  dissonance  of  one  sonority  may  be  increased, 
reduced,  or  released  by  the  sonority  to  which  it  progresses.  An 
interesting  and  important  study,  therefore,  is  the  analysis  of  the 
relative  degrees  of  dissonance  of  diiferent  sonorities. 

At  first  glance,  this  may  seem  to  be  an  easy  matter.  The  inter- 
vals of  the  perfect  octave;  the  perfect  fifth  and  its  inversion,  the 
perfect  fourth;  the  major  third  and  its  inversion,  the  minor  sixth; 
and  the  minor  third  and  its  inversion,  the  major  sixth,  are 
generally  considered  to  perform  a  consonant  function  in  a 
sonority.  The  major  second  and  its  inversion,  the  minor  seventh; 

106 


PROJECTION    OF   THE    MINOR   THIRD 


the  minor  second  and  its  inversion,  the  major  seventh;  and  the 
tritone  (augmented  fourth  or  diminished  fifth)  are  generally 
considered  to  perform  a  dissonant  function.  When  these  intervals 
are  mixed  together,  however,  the  comparative  degree  of  dis- 
sonance in  different  sonorities  is  not  always  clear.  Some  questions, 
indeed,  cannot  be  answered  with  finality. 

We  may  safely  assume  that  the  dissonance  of  the  major 
seventh  and  minor  second  is  greater  than  the  dissonance  of  the 
minor  seventh,  major  second,  or  tritone.  To  the  ears  of  many 
listeners,  however,  there  is  not  much  difference  between  the 
dissonance  of  the  minor  seventh  and  the  tritone. 

Another  problem  arises  when  we  compare  the  relative  con- 
sonance or  dissonance  of  two  sonorities  containing  a  different 
number  of  tones.  For  example,  we  might  conclude  that  the 
sonority  C-E-F#-G  is  more  dissonant  than  the  sonority  C-F#-G, 
since  the  second  contains  two  dissonances— the  minor  second  and 
the  tritone,  whereas  the  first  contains  three  dissonances— the 
minor  second,  the  tritone,  and  the  major  second.  However,  it 
might  also  be  argued  that  whereas  the  sonority  C-E-F#-G  con- 
tains a  larger  number  of  dissonant  intervals,  C-FJf-G  contains  a 
greater  proportion  of  dissonance.  The  analysis  of  the  first  sonority 
is  pmnsdt—one-hali  of  the  intervals  being  dissonant;  whereas  the 
analysis  of  the  second  sonority  is  pcff— two-thirds  of  the  intervals 
being  dissonant: 


Example  11-26 


Tetrad      pmnsdt 


Triad  pdt 


m'  i  i  »'  ii^i^U  I  fe°  i  v^-  d 


Finally,  it  would  seem  that  the  presence  of  one  primary  dis- 
sonance, such  as  the  minor  second,  renders  the  sonority  more 
dissonant  than  the  presence  of  several  mild  dissonances  such  as 
the  tritone  or  minor  seventh.  For  example,  the  sonority  C-D#-E- 
G,  with  only  one  dissonant  interval,  the  minor  second,  sounds 


107 


THE   SIX   BASIC   TONAL   SERIES 

more  dissonant  than  the  tetrad  C-E-Bt>-D,  which  contains  four 
mild  dissonances: 


2    2 
Tetrad    pm   n  d 


Example  11-27 


2   3 
Tetrad    m   s  t 


With  the  above  theories  in  mind,  I  have  tried  to  arrange  all 
of  the  sonorities  of  the  minor-third  hexad  in  order  of  their 
relative  dissonance,  beginning  with  the  three  most  consonant 
triads— major  and  minor— and  moving  progressively  to  the  in- 
creasingly dissonant  sonorities.  Play  through  Example  11-28 
carefully,  listening  for  the  increasing  tension  in  successive  sonori- 
ties. Note  where  the  degree  of  "tension"  seems  to  remain 
approximately  the  same.  Analyze  all  of  the  sonorities  and  see  if 
you  agree  with  the  order  of  dissonance  in  which  I  have  placed 
them.  Have  someone  play  the  example  for  you  and  take  it  down 
from  dictation: 

Example  11-28 


'^ r^ J  tl-~" 

— 1 — 

■3i 

3 

\rh  'i  J    J 

^ 

iittii.-. 

hN 

■ 

i4  J    f^Tw 

1-^    r  r  LJJi 

W=^ 

p 

3 

ffi 

108 


PROJECTION    OF   THE    MINOR   THIRD 


Reread  Chapters  6  and  7  on  modal  and  key  modulation. 
Since  the  minor-third  hexad  has  the  analysis  p^m^n^s^dH^, 
it  is  evident  that  the  closest  modulatory  relationship  will  be  at 
the  interval  of  the  minor  third;  the  next  closest  will  be  at  the 
interval  of  the  tritone;*  and  the  third  order  of  relationship  will 
be  at  the  interval  of  the  perfect  fifth,  major  second, 
major  third,  or  minor  second.  Modulation  at  the  interval 
of  the  minor  third  will  have  five  common  tones;  at  the  tritone, 
four  common  tones;  at  the  other  intervals  two  common  tones. 

Example  11-29 

Modulation  of    Minor  Third  Hexad    p    m   n  s    d  t^ 


^ 


M'^'^' 


^53 


^ 


pr^^^ 


^^^ 


f^ 


Modulation    @     n^ 


@1 


@P 


i:  ..kJ^"^* 


^l^rt^< 


^^^^ 


^ 


^ 


i 


-0 — 
@    S 


!?•  ljv\  • 


7-  bo^'  '1'  ' 


^ 


rWV4^ 


@  m 


^ 


^ 


P^ 


\}m  bot|< 


,  k^b*  ^ 


Write  a  sketch  using  the  material  of  the  minor-third  hexad. 
Begin  with  C  as  the  key  center  and  modulate  modally  to  E^  as 
the  key  center,  and  back  to  C.  Now  perform  a  key  modulation  to 
the  minor-third  hexad  a  minor  third  below  C  (that  is.  A); 
modulate  to  the  key  a  fifth  above  (E),  and  then  back  to  the 
key  of  C. 


See  Chapter  17,  pages  139  and  140. 


109 


Involution  of  the  Six-Tone 
Minor-Third  Projection 


12 


The  first  three  series  of  projections,  the  perfect  fifth,  minor 
second,  and  major  second,  have  all  produced  isometric  scales. 
For  example,  the  perfect-fifth  six-tone  scale  C2D2E3G2A2B,  begun 
on  B  and  constructed  downward,  produces  the  identical  scale, 
B2A2G3E2D2C.  This  is  not  true  of  the  six-tone  minor-third  projec- 
tion. The  same  projection  downward  produces  a  different  scale. 
If  we  take  the  six-tone  minor-third  scale  discussed  in  the 
previous  chapter,  C3Eb3GbiGti2AiBb,  and  begin  it  on  the  final 
note  reached  in  the  minor-third  projection,  namely,  B^,  and 
produce  the  same  scale  downward,  we  add  first  the  minor  third 
below  B\),  or  G;  the  minor  third  below  G,  or  E;  and  the  minor 
third  below  E,  or  Cjj:. 

Example  12-1 

Mi  nor  Third  Tetrad 
downward 


^ 


at^ 


We  then  introduce,  as  in  the  previous  chapter,  the  foreign  tone 
a  perfect  fifth  below  B\),  or  E\),  producing  the  five-tone  scale 

BbsGsEkiiEbsCJ: 

Example  12-2 


Minor  Third  Pentad 


110 


INVOLUTION    OF    THE    MINOR-THIRD    PROJECTION 


By  adding  another  minor  third  below  E^,  or  C,  we  produce  the 
six-tone  involution  BbgGsEtiiEboCjfiCfc]: 


Example  12-3 


Minor  Third   Hexad 


* 


b.  ^^    7  ^  J  ^^ 


t- 


A  simpler  method  would  be  to  take  the  configuration  of  the 
original  minor  third  hexad,  3  3  121,  beginning  on  C,  but  in 
reverse,  1213  3,  which  produces  the  same  tones,  CiCJsEbiEtjs 
GsBb: 

Example  12-4 


Minor  Third  Hexad  upward 


Involution 


^ 


£ 


[.o     bo     t?o 


bo     |;)4 


t^ 


If  we  examine  the  components  of  this  scale  we  shall  find  them 
to  be  the  same  as  those  of  the  scale  conceived  upward  but  in 
involution.  The  analysis  of  the  scale  is,  of  course,  the  same: 
p^m^n^s^dH^.  We  find,  again,  the  four  basic  diminished  triads 

C^gEsG,  EgGsBb,  G3Bb3Db(C#),  and  A#(Bb)3C#3E; 

Example  12-5 
Minor  Third  Triads     n^^t 


4 


V 


i-jl    \,^{tr)iHf^ 


the  major  triads— (where  before  we  had  minor  triads)— C4E3G 
and  Eb4G3Bb,  with  the  one  involution,  the  minor  triad  C3Eb4G; 


t 


Example  12-6 
Triads  pmn   and  involution 


H  ''■■i>i 


111 


THE    SIX   BASIC   TONAL    SERIES 


the    triads    BbsCyG    and    Db(Cfl:)2Eb7Bb,    pns,    with   the    one 
involution,  Eb7Bt)2C; 

Example  12-7 


4 


Triads  pns 


and 


involution 


Y-~ 


^  i  •>  pjur  'bJ  T  r 


2       7 


2       7 


7       2 


the  triads  Bl:)2CiDb(C#)  and  CJfaDJiE,  nscZ,  together  with  the 
one  involution  CiDb2Eb; 


i 


Example  12-8 
Triads    nsd  and  involution 


J'aiU  lijJ^J^^ 


2      1  "     2        I 

the  triads  Bb2C4E  and  Db2Eb4G,  mst; 

Example  12-9 
Triads  mst 


I       2 


ITlTg      ^  2        4 


the  triads  CiCJgE  and  DJiEgG,  mnc/,  with  the  one  involution 
CsDfiE; 

Example  12-10 


4 


Triads  mnd 


and  involution 


^,t^3^^^A    '^jt 


3  13 

and  the  triads  CiCJfeG  and  D^iEgBb,  pdt: 

Example  12-11 
Triads    pdt 


i 


WFWf 


\v      6 


I       6 


112 


INVOLUTION    OF    THE    MINOR-THIRD    PROJECTION 

The  tetrads  consist  of  the  same  isometric  tetrads  found  in  the 
first  minor- third  scale:  the  diminished-seventh  tetrad,  CifgEgGa 
Bb,  nH^,  the  other  isometric  tetrads,  C3Eb4G3Bb,  jrmn^s, 
CsDJiEsG,  pmVc/,  BbsCiDbsEb,  pnVc/,  and  CiDbsEbiEl^, 
rmnrsd^; 

Example  12-12 
^Tetrad   n^^t^         Tetrad  p^mn^s  Tetrad  pm^n^d  Tetrad  pn^s^d     Tetrad  mn^d 


333  1343  313  212  121 


four  tetrads  consisting  of  a  diminished  triad  and  one  foreign 
tone,  each  of  which  will  be  discovered  to  be  the  involution  of  a 
similar   tetrad   in    the   first   minor-third    scale:    C4E3G3Bb    and 

Eb4G3Bb3Db,  pmnht;  CiCJfsEsG  and  D^iEgGsBb,  pmnHt- 
GgBbsCiDb  and  Bb3Db2EbiEl^,  pnhdt;  and  Bb2CiC#3E  and 
C^sDftiEsG,  mn^sdt; 


Tetrads     pmn^st 


Example  12-13 

Tetrads  pmn ^dt 


A      ^      y^  A     y,     yk  ^  ^ 


4       3      3 
Tetrads  pn^sdt 


3     3 
Tetrads  mn^  sdt 


I      3    3 


\?m      p    t^p     I  \?m    y   '7    ^ 


^ 


vi-y^  ^  \-ii^ 


3  '  2    I 


3  2    I 


2    I  3 


and  the  "twins",  CgD^iEsBb  and  CiDb2Eb4G,  pmnsdt,  the  involu- 
tions of  similar  tetrads  discussed  in  the  previous  chapter: 


Example  12-14 

Isomeric  Tetrads    pmnsdt 


J  jt^  J  't  Ui-J  1^ 


3        I      6 


I      2      4 


113 


THE    SIX   BASIC   TONAL   SERIES 


The  pentads  consist  of  the  basic  pentads  CJaDJiEgGsBb  and 
Bb2CiC|:3E3G,  pmn'^sdt^  (the  involutions  of  the  basic  pentads  in 
the  previous  chapter); 

Example  12-15 
Minor  Third  Pentads    pmn  sdt^ 


^^^^^^ 


2       13    3 


2      13      3 


the  pentad  CgEj^iEtjsGgBb,  p^m^n^sdt,  which  may  be  analyzed  as 
a  combination  of  two  major  triads  at  the  interval  of  the 
minor  third; 

Example  12-16 

Pentod    p^m^n^sdt 


I  i  ^J  ii  J  ^  V  •'  i0^ 


3      13    3 


amn    @  n_ 


the  pentad  CiDb2Eb4G3Bb,  p^mn^s^dt,  which  may  be  analyzed 
as  the  combination  of  two  triads,  pns,  at  the  interval  of  the 
minor  third; 

Example  12-17 

Pentad  p^mn's^dt 


l-iJ^J^YLi^J^Jt 


12    4  3 


2     7    ^2      7 


the  pentad  CiDb2EbiEti3G,  pm^n^sdH,  which  may  be  analyzed  as 
the  combination  of  two  triads,  rand,  at  the  interval  of  the 
minor  third; 

Example  12-18 

Pentod   pm^n^sd^t 


g,     I     CIIIUW        ^111     II      3U        I 

12     13  I    3    _       I     3 


mnd     @         _n_ 


114 


INVOLUTION    OF    THE    MINOR-THIRD    PROJECTION 

and  the  pentad  BboCiDboEbiEt],  pmn^s^dH,  which  may  be  an- 
alyzed as  the  combination  of  two  triads,  nsd,  at  the  interval  of 

the  minor  third: 

Example  12-19 

Pentad  pmn^s^d^t 


^^^^^m 


2    12     1 


2'    1  2    1 

nsd    @       _n_ 


All  of  the  above  pentads  will  be  seen  to  be  involutions  of 
similar  pentads  discussed  in  the  previous  chapter. 

From  the  many  examples  of  the  involution  of  the  minor-third 
hexad  we  may  choose  two,  first  from  page  13  of  the  vocal  score 
of  Debussy's  Pelleas  et  Melisande; 

Example  12-20 

Debussy,  "Pelleas  and  Melisande"^ ____^ 

■m--^-m--r-0-r- 


^y-  U]ITi\'^^ 


p?      ^Jt<al;„tg 


p 


m 


"3: 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

and  from  the  second  movement  of  Benjamin  Britten's  Illumina- 
tions for  voice  and  string  orchestra: 

Example  12-21 

Benjomin  Britten, "les    Illummations" 
772./  espress. 


espress.  e  sost. 
Copyright  1944  by  Hawkes  &  Son  (London),  Ltd.  Used  by  permission  of  Boosey  &  Hawkes,  Inc. 


115 


THE    SIX   BASIC    TONAL    SERIES 

Analyze  the  following  two  measures  which  come  at  the  end  of 
a  section  of  Debussy's  "Les  fees  sont  d'exquises  danseuses."  If  all 
of  the  notes  of  the  two  measures  are  considered  as  integral  parts 
of  one  scale,  we  have  the  rather  complex  scale  iC-Cb-B^-A-Ab- 
G-Gb-F-E^-D  composed  of  the  two  minor-third  tetrads,  jC-A-Gb- 
E^  and  iF-D-C^-Ab,  plus  the  minor  third,  Bt)-G  (forming  the 
ten-tone  minor-third  projection). 

A  closer— and  also  simpler— analysis,  however,  shows  that  the 
first  measure  contains  the  notes  of  the  minor-third  hexad 
|F-D-Cb-Ab-Bb-G,  and  the  second  measure  is  the  identical  scale 
pattern  transposed  a  perfect  fifth,  to  begin  on  C,  I  C-A-Gb-E^- 
F-D. 

This  simpler  analysis  is  much  to  be  preferred,  for  most  com- 
posers, whose  desire  is  to  communicate  to  their  listeners  rather 
than  to  befuddle  them,  tend  to  think  in  the  simplest  vocabulary 
commensurate  with  their  needs. 

Example  12-22 

Debussy,  "Les  fles  sont   d'exauises  danseuses" 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 


* 


'a\^>-^ 


i^U^be»[;t,k.^=^ 


_:H-^^»t>op 


^=*^ 


A  detailed  comparison  of  the  material  of  the  minor-third 
hexad  discussed  in  Chapter  11  with  that  of  the  material  in 
Chapter  12  will  indicate  that  the  isometric  material  of  the  two 


116 


INVOLUTION    OF    THE    MINOR-THIRD    PROJECTION 

hexads  is  identical,  but  that  where  the  sonorities  have  involu- 
tions, each  sonority  of  one  scale  is  the  involution  o£  a  similar 
sonority  in  the  other.  For  example,  the  minor-third  hexad  dis- 
cussed in  Chapter  11  contains  two  minor  triads  and  one  major 
triad,  whereas  the  involution  of  the  hexad  contains  two  major 
triads  and  one  minor  triad.  The  involution  does  not,  therefore, 
strictly  speaking,  add  any  new  types  of  sonorities,  but  merely 
substitutes  involutions  of  those  sonorities. 


117 


13 


Projection  of  the  Minor  Third 
Beyond  the  Six-Tone  Series 


We  produced  the  six-tone  minor-third  scale  in  Chapter  11  by  be- 
ginning on  any  given  tone,  superimposing  three  minor  thirds 
above  that  tone,  adding  the  foreign  tone  of  the  perfect  fifth,  and 
superimposing  another  minor  third  above  that  tone. 

We  may  now  complete  the  series  by  superimposing  two  more 
minor  thirds,  thereby  completing  a  second  diminished-seventh 
chord,  then  adding  a  second  foreign  tone  a  perfect  fifth  above 
the  first  foreign  tone,  and  superimposing  three  more  minor  thirds, 
thereby  completing  the  third  diminished-seventh  chord.  For  the 
student  who  is  "eye-minded"  as  well  as  "ear-minded,"  the 
following  diagram  may  be  helpful: 

Example  13-1 


118 


FURTHER    PROJECTION    OF    THE    MINOR    THIRD 

Here  it  will  be  seen  that  the  minor-third  projection  divides  the 
twelve  points  in  the  circle  into  three  squares,  the  first  beginning 
on  C,  the  second  on  G,  and  the  third  on  D.  We  begin  by  super- 
imposing E\),  G[},  and  A  above  C,  then  adding  G  and  super- 
imposing B\),  D\),  and  F^  (E),  and  then  adding  D  and  super- 
imposing F,  A\),  and  Cj^  (B): 

The  scales  thus  produced,  with  their  respective  analyses, 
become: 

Example  13-2 


i 


Minor  Third  Heptad    p^m^n^s'^d^t^ 


l>o   ^g*     "      ^* 


^^ 


i  J    ^J    ^^    ^^      ^ 


I        2       3       I        2       I 


4    4  8   4     4  4 
Minor  Third  Octad    p   m  n   s    d    t 


|^^^^§^^ 


t;o  bo    "     tl> 


2       I        2        I       2       I 


Minor  Third  Nonad     p^  m^  n^  s®  d^  t"^ 


^ 


b«   ^*      If. 


ij  i^J  ^J  J  ^r 


•*-        =        I     r     I      I 


r    I      I    2    I     2     I 


Minor  Third   Decad     p^m^n^s^d^ f^ 


^ 


S 


^jgiJllJbJ^J    Jg 


^ 


^ 


* 


11111112      1 


Minor  Third  Undecod    p'^m'^n'^  s'^d'^t^ 

. k-    ,    iT^b-*- 


^^^S^^ 


*?: 


=S 


I  I  I         I         I  I         I  I 


Minor  Third   Duodecod     p'^nn'^n'^  s '.^d'^t^ 


i 


b»b»  b,l;i' 


-K;:b^ 


UlJliJbJ^J^J^J^r^ 


^^ 


P^bo^°  "  tl' 


ibJ^J^JI^^Il^ 


I    I    I    I    I    I    I    I    I 


All  of  these  scales  are  isometric  with  the  exception  of 
the  seven-tone  scale,  the  involution  of  which  produces  a 
different  scale: 


119 


THE    SIX   BASIC    TONAL    SERIES 


Minor  Third   Heptad 


Example  13-3 
Involution 


These  scales  with  their  rich  variety  of  tonal  material  and  their 
generally  "exotic"  quality  have  made  them  the  favorites  of  many 
contemporary  composers. 

A  beautiful  example  of  the  eight-tone  minor-third  scale  will  be 
found  in  the  first  movement  of  Stravinsky's  Symphony  of  Psalms, 
Example  13-4,  where  the  first  seven  measures  are  consistently  in 
this  scale,  EiF2GiG#2A#iB2C#iD : 

Example  13-4 


2      1        2        I       2       I      (2) 


Strovinsky, Symphony  of    Psalms 

I  AlTos 


/1AIT03 

Ex 


J        J  ^' 


J  J  IJ   J    J   J 


1-1.  I 


>>;j.^^X 


J 


'^m 


mm 


ro  -  tl  -  0  -  nem    me -am, 

J3  iri  J7J 


rp'rrmri 


^^m 


^^ 


^m 


"^m 


Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1948  by  Boosey  &  Hawkes,  Inc.    Used 
by  permission  of  Boosey  &  Hawkes,  Inc. 

120 


FURTHER    PROJECTION    OF    THE    MINOR    THIRD 

A  completely  consistent  use  of  the  involution  of  the  seven-tone 
minor-third  scale  will  be  found  in  the  first  movement  of  the 
same  composer's  Sijmphony  in  Three  Movements,  beginning  at 
rehearsal  number  7,  and  continuing  without  deviation  for 
twenty-three  measures : 


Example  13-5 

Stravinsky,  Symphony  in  Three  Movements  , 


^ 


^" 


■^•^mr 


mf 


marcato 


I-  ^^T-Vi  '■i^'r^^ 


V 


i 


Dizz  *""*^° 


pizz. 


m 


f    f    b 


j}  l?Qj>  */  */  gg 


-^-»- 


^ 


i 


3_^        pizz. 


orco 
p — J- 


•OS? 


pizz. 


-»-y- 


^m 


^ 


a  Jj^»^i5 


pocosj 


06p  ^•^  ^J5? 


^4? 


orco 

I — s  ■ 


pizz. 

-1~  t» 


a  n^yW 


pizz. 


s^ 


^ 


vT    J   J  r 


I J    r 


pocosjz      p 


■mf 


pizz. 


^ 


^ 


^ 


^ 


Copyright  1946  by  Associated  Music  Publishers,  Inc.,  New  York;  used  by  permission. 


^^-i  12       3        12        I 


121 


THE    SIX   BASIC    TONAL    SERIES 


Another  interesting  example  of  the  eight-tone  minor-third 
scale  is  found  at  the  opening  of  the  third  movement  of  Mes- 
siaen's  V Ascension: 


Example  13-6 


Messloen  ,"l' Ascension" 
Vif 


>^M\h  "/g^^^  -. 


%  i-  itJiitfeaS 


Reproduced  with  the  permission  of  Alphonse  Leduc,   music   publisher,    175   rue   Saint-Honore,   Paris.     Copy- 
right by  Alphonse  Leduc. 


I 


^  4-  *■       fl"0    =         I       2      I       2      I       2      I      (21 


Analyze  further  the  Stravinsky  Symphony  of  Psalms  and  try  to 
find  additional  examples  of  the  minor-third  projection. 


122 


14 


Projection  of  the  Major  Third 


We  have  observed  that  there  are  only  two  intervals  which  can 
be  projected  consistently  through  the  twelve  tones,  the  perfect 
fifth  and  the  minor  second.  The  major  second  may  be  projected 
through  a  six-tone  series  and  then  must  resort  to  the  interjection 
of  a  "foreign"  tone  to  continue  the  projection,  while  the  minor 
third  can  be  projected  in  pure  form  through  only  four  tones. 

We  come  now  to  the  major  third,  which  can  be  projected  only 
to  three  tones.  Beginning  again  with  the  tone  C,  we  superimpose 
the  major  third,  E,  and  the  second  major  third,  E  to  G#,  produc- 
ing the  augmented  triad  C-E-G#  consisting  of  the  three  major 
thirds,  C  to  E,  E  to  G#,  and  G#  to  B#  (C),  m^: 

Example  14-1 

Major  Third  Triad    mj 


I  ^  °  tf°  ^°'"-' 


To  project  the  major  third  beyond  these  three  tones,  we  again 
add  the  foreign  tone  Gtj*,  a  perfect  fifth  above  G,  producing  the 
basic  major-third  tetrad  G4E,oGiGJj:  having,  in  addition  to  the 
three  major  thirds  already  enumerated,  a  perfect  fifth,  from  C 
to  G;  a  minor  third,  from  E  to  G;  and  a  minor  second  from 
GtoG#  {k\));pnv'nd: 

•  Here  the  choice  of  the  foreign  tone  is  more  important,  since  the  addition  of  D,  F|,  or 
A#  with  their  superimposed  major  thirds  would  duplicate  the  major-second  hexad.  The 
addition  of  any  other  foreign  tone  to  the  augmented  triad  produces  the  same  tetrad  in  a 
different  version,  or  in  involution. 

123 


the  six  basic  tonal  series 

Example  14-2 
Major  Third  Tetrad     pm^nd 


t^       ^.        J     J^g 


4      3       I 


To  produce  the  pentad,  we  superimpose  a  major  third  above 
G,  or  B,  forming  the  scale  C4E3GiG#3B,  and  producing,  in  addi- 
tion to  the  major  third,  G  to  B,  the  perfect  fifth,  E  to  B;  the 
minor  third,  G#  to  B;  and  the  minor  second,  B  to  C;  p^m^n^d^: 


Example  14-3 


.Major Third  Pentad     p^m^n^d^ 


To  produce  the  six-tone  major-third  scale,  we  add  the  major 
third  above  B,  or  D^,  giving  the  scale  CgDJiE.sGiGJfsB.  The  new 
tone,  D^,  in  addition  to  forming  the  major  third,  B  to  DJj:,  adds 
an  additional  major  third,  from  Dfl:  (El^)  to  G.  It  also  adds 
another  perfect  fifth,  G#  to  DJf;  a  minor  third,  C  to  DJj:  (E^); 
and  a  minor  second,  DJj:  to  E;  p^m'^n^(P. 

Example  14-4 
Major  Third   Hexod    p^m^n'^d^ 


i 


iitJ  ^  ^  «^  r 


* 


If  we  proceed  to  analyze  the  melodic-harmonic  components  of 
this  six-tone  major-third  scale,  we  find  that  it  contains  the 
augmented  triad,  which  is  the  basic  triad  of  the  major-third 
scale,  m^,  on  C  and  on  G.  It  contains  also  the  major  triads 
C4E3G,  E^GifsB  and  G#4B#3(C)D#,  pmn,  with  their  involutions, 
the  minor  triads  C3Eb4(D#)G,  E3G4B,  and  Gjj^,B,Djj^; 


124 


projection  of  the  major  third 

Example  14-5 
Triads    pmn  and     involutions 


and  the  triads  C,G4B,  E,B4D#,  and  Ab(G#),Eb(D#),G,  pmd, 
together  with  their  invohitions  C^E^B,  E4G#7D#  and  Ah(G#)4 

C^G: 

Example  14-6 


Triads     pmd 


and     involutions 


74  74  74  47  47  47 


Finally,  it  contains  the  triads  CJD^-JE,  EgGiGJ,  and  GJyBiC, 
mnd,  with  the  involutions  BiCsDfl:,  DJiEgG,  and  GiG^sB,  which 
have  already  been  seen  as  parts  of  the  minor-second  and  minor- 
third  scales  but  which  would  seem  to  be  characteristic  of  the 
major-third  projection: 

Example  14-7 


Triads   mnd 


I  id  J  J  ^^^  i^r  r 


and    involutions 


ji^j  tfjj^^  ^m 

13  13  13 


^ 


3      I 


3    I 


The  tetrads  consist  of  the  basic  tetrads,  new  to  the  hexad 
series,  C4E4G#3B,  E4G#4B#3(C)D#,  and  Ab(G#)4C4E3G,  which 
are  a  combination  of  the  augmented  triad  and  the  major  triad, 
pm^nd,  together  with  their  involutions  C3Eb4G4B,  Etj3G4B4D]|:, 
and  G#3B4Dfl:4F-)<(-(Gt:]),  which  consist  of  the  combination  of  the 
augmented  triad  and  a  minor  triad; 

Example  14-8 
Major  Third  Tetrads    pm^nd  and   involutions 


THE    SIX   BASIC    TONAL    SERIES 


the  isometric  tetrads  C4E3G4B,  E^G];^^Bj:>g  and  Ab4(G#)C3Eb4 
(DJj:)G,  p~m~nd,  which  we  first  observed  in  the  perfect-fifth 
projection; 

Example  14-9 


2  2 
•Tetrads  p  m  nd 


^"%34  434  4         -54 


the  isometric  tetrads  CgDSiEaG,  EsGiGJsB,  and  GI^BiCsDJ, 
pm^n-d,  which  we  have  encountered  as  parts  of  the  minor- 
third  series; 

Example  14-10 

.Tetrads   pm    n^d 


3        13  3      13  3     13 


and  the  isometric  tetrads  B^C^Dj^^E,  DJiEgGiGJ,  and  GiGJgBiC, 
pmrnd^,  which  can  be  analyzed  as  two  major  thirds  at  the  inter- 
val of  the  minor  second,  or  two  minor  seconds  at  the  interval  of 
the  major  third,  previously  observed  in  the  minor-second  series: 


^Tetrads    pm^nd^ 

7' 1 

Example  14-11 

1 \-rr-\ ! — \-r, — 1 — = — w— 

r-^ \ — 1 

-^r:iitJ  ^  i^  • 

J  J(t^  ^JjtJ  r  ^ 

Ni— ^ 

^    '  ^  ^J-     " 

I       3      I 


I      3      I 


I      3    I 


m    @  d 


d    (g    m 


The  pentads  consist  only  of  the  basic  pentads  C4E3GiG#3B, 
E4G#3BiC3D#,  and  Ab4(Gt)C3D#iE3G^  p-m^n'd^  together  with 
their  involutions  C3DtfiE3G4B,  E3GiG#3B4D#,  and  Ab3(G#)Bi 
C3Eb4(D#)Gti. 

Example  14-12 


Major  Third   Pentads    p^m^n^d^ 


and    involutions 


PROJECTION    OF   THE    MAJOR   THIRD 

From  this  analysis  it  will  be  seen  that  the  six-tone  major-third 
scale  has  something  of  the  same  homogeneity  of  material  that 
is  characteristic  of  the  six-tone  major-second  scale.  The  scale 
includes  only  the  intervals  of  the  perfect  fifth,  the  major  third, 
the  minor  third,  and  the  minor  second,  or  their  inversions.  It 
does  not  contain  either  the  major  second  or  the  tritone.  It  is, 
however,  a  more  striking  scale  than  the  whole-tone  scale,  for  it 
contains  a  greater  variety  of  material  and  varies  in  consonance 
from  the  consonant  perfect  fifth  to  the  dissonant  minor  second. 

The  six-tone  major-third  scale  is  an  isometric  scale,  because  if 
we  begin  the  scale  CgDSiEgGiGJgB  on  B,  and  project  it  in 
reverse,  the  order  of  the  intervals  remains  the  same.  There  is, 
therefore,  no  involution  as  was  the  case  in  the  minor-third  scale. 

A  clear  example  of  the  major-third  hexad  may  be  found  in  the 
sixth  Bartok  string  quartet: 


Bartok, Sixth  Quartet 
Vivacissimo 


Example  14-13 


Copyright  1941  by  Hawkes  &  Son  (London),  Ltd.    Used  by  permission  of  Boosey  &  Hawkes,  Inc. 


P^ 


(b«^ 


3      13    13 


127 


THE    SIX   BASIC    TONAL    SERIES 


An  harmonic  example  of  the  same  scale  is  illustrated  by  the 
following  example  from  Stravinsky's  Petrouchka: 


Stravinsky,  "Petrouchko" 


Example  14-14 


^^ 


P 


p 


m 


cresc. 


i 


0 


g    VIos.        ^  _ 

j'^^bS    ^%  l^s  ^ 


b*-!  #       V-l  ^^ 


j!  [b^§  ^^  J  jiJ  ^r  t  r  ] 


3       13      13 

Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1958  by  Boosey  &  Hawkes,  Inc.    Used 
by  permission  of  Boosey  &  Hawkes,  Inc. 

A  purely  consonant  use  of  this  hexad  may  be  found  in  the 
opening  of  the  author's  Fifth  Symphony,  Sinfonia  Sacra: 


Example  14-15 


Honson, Symphony  No.  5 


Bossesby-     b^S-       .  tt    ! — ^.  M^  y- 


H. 


W 


Copyright  ©  1957  by  Eastman  School  of  Music,  Rochester,  N.  Y. 


A  charming  use  of  this  scale  is  the  flute-violin  passage  from 
Prokofieff's  Peter  and  the  Wolf: 


Example  14-16 


Prokofieff,  "Peter  and  the  Wolf" 
Fl. 


Copyright  by  Edition  Russe  de  Musique;  used  by  permission. 


128 


PROJECTION    OF   THE    MAJOR    THIRD 


P 


\^A 


SE 


b^N 


'r  'ir  r  TT 


3       13      13 


Play  the  triads,  tetrads,  pentads,  and  the  hexad  in  Example 
14-17  which  constitute  the  material  of  the  major-third  hexad. 
Play  each  measure  slowly  and  listen  carefully  to  the  fusion  of 
tones  in  each  sonority: 


Example  14-17 


rPi^iVrnmi^ 


lU'jJm^-"^'l^ 


^^ 


m 


^ 


Is 


■^'  ^^JbJ\J 


^^ 


(|j7;pja^i-^ijjr,.[Trpi^ 


129 


THE    SIX   BASIC   TONAL    SERIES 


Experiment   with   different   positions    and   doublings    of   the 
characteristic  sonorities  of  this  scale,  as  in  Example  14-18: 


Example  14-18 


^ 


etc. 


% 


etc. 


P 


etc. 


^=H 


W 


(j  d  n  J 


d  i^  ^i 


^H  i^  ^«» 


etc . 


etc. 


etc. 


/      u, ■ 


i  ^  'T  H 


Hi    i  ii 


The  following  exercise  contains  all  of  the  sonorities  of  the 
major-third  hexad.  Play  it  through  several  times  and  analyze 
each  sonority.  Have  someone  play  through  the  exercise  for  you 
and  take  it  down  from  dictation : 


Example  14-19 


^^ 


^^^ff 


^« 


^^ 


^^ 


#^^ 


^^ 


^m 


^ 


m 


130 


PROJECTION    OF   THE    MAJOR   THIRD 


(|^  "^  n'-JlJ  Ji.^  Lnj  4  d  liti  w  ^ 


tfc^ 


^ 


^ 


¥ 


* 


S 


Write  a  short  sketch  Hmited  to  the  material  of  the  major-third 
hexad  on  C. 

Example  14-20  illustrates  the  modulatory  possibilities  of  this 
scale.  Modulations  at  the  interval  of  the  major  third,  up  or  down, 
produce  no  new  tones;  modulations  at  the  interval  of  the  perfect 
fifth,  minor  third,  and  minor  second,  up  or  down,  produce  three 
new  tones;  modulations  at  the  interval  of  the  major  second  and 
the  tritone  produce  all  new  tones. 


Example  14-20 


p^m^n^d^ 


S 


3       13       13 


og» 


oflo 


Modulation  @  m 


Modulation  @  p 


^S 


^3 


n-e- 


^ 


# 


^ 


^ 


,j|.  olt'""' 


>^°'«°' 


^^ 


^^ 


@  n 


@d 


7-  .»^."'«" 


@1 


^^ 


^ 


Write  a  short  sketch  which  modulates  from  the  majors-third 
hexad  on  C  to  the  major-third  hexad  on  D,  but  do  not  "mix" 
the  two  keys. 


131 


Projection  of  the  Major  Third 
Beyond  the  Six-Tone  Series 


15 


If  we  refer  to  the  diagram  below  we  see  that  the  twelve 
points  in  the  circle  may  be  connected  to  form  four  triangles:  the 
first  consisting  of  the  tones  C-E-Gif;  the  second  of  the  tones 
Gt]-B-D#;  the  third  of  the  tones  Dt^-F#-A#;  and  the  fourth  of  the 
tones  Ati-C#-E#: 


Example  15-1 


We  may,  therefore,  project  the  major  third  beyond  the  six 
tones  by  continuing  the  process  by  which  we  formed  the  six-tone 
scale.  Beginning  on  C  we  form  the  augmented  triad  C-E-G#; 

132 


FURTHER    PROJECTION    OF    THE    MAJOR-THIRD 

add  the  foreign  tone,  Gt|,  and  superimpose  the  augmented  triad 
G-B-DJj:;  add  the  fifth  above  the  foreign  tone  G,  that  is,  Dt],  and 
superimpose  the  augmented  triad  D-F#-AJ|:;  and,  finally,  add  the 
fifth  above  the  foreign  tone  D,  or  At],  and  superimpose  the 
augmented  triad  A-Cj-E^f.  Rearranged  melodically,  we  find  the 
following  projections : 

Seven  tone:  C-E-G#  +  G-B-D#  +•  D^  =  CsDiDJiEaGiG^gB, 
p^m^n^s^dH,  with  its  involution  CaDJiEgGiGJiAaB: 


Example  15-2 


Major  Third  Heptad     p'''m®n'*s^d'*t 


and     involution 


■^  =  2T13I3  ^1^119 


3      13      1       12 


Eight  tone-.  C-E-G#  +  Gt^-B-DJ  +  Dtj-FJ  =  CaDiDJiEaFJiGi 
G#3B,  fm'nhHH^,  with  its  involution  CgD^iEiFaGiGJiAaB: 


Example  15-3 

Major  Third  Octad     p^m^  n  ^  s'^d  ^  t^  and     involution 


^^ 


3^ 


iJiJjit^^«-'r  ■  j|j  JJ  ^11^^  I 


2    113 


3     I     I     2     I      12 


ISline  tone:  C-E-G#  +  Gti-B-D#  +  Dt^-FJf-AJ,  =■  CaDiDJiEs 

F#iGiG#2A#iB,  p^m^n^s^dH^: 

Example  15-4 


Major  Third  Nonod      p^m^n^s^d^t' 

li     ^        M     ^H               ,      1      1     1      1 

J  H  J  itJ  ,    1 

«^     -»-          -H         =    ^2    r  1    2    1 

1 2  1 

(This  is  an  isometric  scale,  for  if  we  begin  the  scale  on  A#  and 
proceed  downward,  we  have  the  same  order  of  whole  and  half 
steps,  21121121.) 


133 


THE    SIX   BASIC    TONAL    SERIES 

Ten  tone:  C-E-Gif  +  G\\-B-Dj^  +  Dt^-Ff-AJ  -f  Al^ 

E2F#iGiG#iAiA#iB,  fm^nhHH'-. 

Example  15-5 
Major  Third    Decad     p^m^n^s^d^t"* 


QDiDfti 


^ 


^ 


j   J^J    Jj[J-'tfJ^1^ 


2     112      1       II       II 

(This  scale  is  also  isometric,  for  if  we  begin  the  scale  on  F#  and 
progress  downward,  we  have  the  same  order  of  whole  and 
half-steps. ) 

Eleven  tone:  C-E-G#  +  Gti-B-D#  +  Dt;-F#-Afl  +  Al^-Cft  = 
CiC#iDiD Jf lE^FSiG.GJi AiAliB,  f'w}'n''s''fH' : 

Example  15-6 
Major  Third  Undecod      p'^m'^n'^s'^d'S^ 


^^^^^^ 


^ 


-*- 


11       I       12      1       I      I       I      I 


Twelve  tone:  C-E-Gif  +  Gtj-B-Dft  +  Dt^F#-A#  +  Al^-C#-Et 
C,C#,D,D#,E,E#,F#,G,G#,AiAif,B,p^WW^c/^-T: 


Major  Third  Duodecac 


^^ 


Example  15-7 

12    I2„I2,I2    .12.6 
p    m    n    s     d     t 


rff^i    r    I    I     I     I    I      III 


( The  eleven-  and  twelve-tone  scales  are,  of  course,  also  isometric 
formations. ) 

The  student  will  observe  that  the  seven-tone  scale  adds  the 
formerly  missing  intervals  of  the  major  second  and  the  tritone, 
while  still  maintaining  a  preponderance  of  major  thirds  and  a 
proportionately  greater  number  of  perfect  fifths,  minor  thirds, 
and  minor  seconds.  The  scale  gradually  loses  its  basic  character- 
istic as  additional  tones  are  added  but  retains  the  preponderance 
of  major  thirds  through  the  ten-tone  projection. 


134 


FURTHER    PROJECTION    OF    THE    MAJOR-THIRD 

The  following  measure  from  La  Nativite  du  Seigneur  by  Mes- 

siaen,  fourth  movement,  page  2,  illustrates  a  use  of  the  nine-tone 

major-third  scale: 

Example  15-8 

Messiaen^La  Nativite    du  Seigneur" 


^ 


f    if     ii^  p  ^'f  f 


Reproduced  with  the  permission  of  Alphonse  Leduc,   music  publisher,    175  rue   Saint-Honore,   Paris.    Copy- 
right by  Alphonse  Lediic. 


i/ii     il  8 


Sr 


m 


iJ^J^JitJJi'^^r^^ 


2       I       I     2     I      I     2     I      (I) 


The  long  melodic  line  from  the  second  movement  of  the  same 
composer's  V Ascension  is  a  striking  example  of  the  melodic  use 
of  the  same  scale: 

Example  15-9 

Mes3ioen,"L'Ascension" 


(^^i^\r[^\>^-^^^  \iIiJ?\^-}  a 


Reproduced  with  the  permission  of  Alphonse  Leduc,   music  publisher,    175   rue   Saint-Honore,   Paris.    Copy- 
right by  Alphonse  Leduc. 


2       I       I      2     11      2      I     (I) 


Analyze  further  the  second  movement  of  Messiaen's  V Ascen- 
sion and  try  to  find  other  examples  of  the  major-third  projection. 

135 


16 


Recapitulation  of  the  Triad  Forms 


Inasmuch  as  the  projections  that  we  have  discussed  contain  all 
of  the  triads  possible  in  twelve-tone  equal  temperament,  it  may 
be  helpful  to  summarize  them  here.  There  are  only  twelve  types 
in  all  if  we  include  both  the  triad  and  its  involution  as  one  form, 
and  if  we  consider  inversions  to  be  merely  a  different  arrange- 
ment of  the  same  triad. 

There  are  five  triads  which  contam  the  perfect  fifth  in  their 
composition:  (1)  the  basic  perfect-fifth  triad  p^s,  consisting  of 
two  perfect  fifths  and  the  concomitant  major  second;  (2)  the 
triad  pns,  consisting  of  a  perfect  fifth,  a  minor  third,  and  a  major 
second,  with  its  involution;  (3)  the  major  triad  pmn,  consisting 
of  a  perfect  fifth,  major  third,  and  minor  third,  with  its  involu- 
tion, the  minor  triad;  (4)  the  triad  fmd,  consisting  of  a  perfect 
fifth,  a  major  third,  and  a  major  seventh  with  its  involution;  and 
(5)  the  triad  pc?f,  in  which  the  tritone  is  the  characteristic 
interval,  consisting  of  the  perfect  fifth,  minor  second,  and  tritone 
with  its  involution.  Here  they  are  with  their  involutions: 


i 


2 

I.  p  s 


2.  psn 


Example  16-1 

and  involution     3.  pmn 


and    involution 


=f 


1/     •#- 


2        5 


7        2 


2        7 


4       3 


3        4 


m 


4.  pmd         and  involution     5.  pdt  ond   involution 


r  ^  J  J  r  I J  ^[J  m 


I         6 


136 


RECAPITULATION    OF    THE    TRIAD    FORMS 

The  first,  p^s,  has  appeared  in  the  perfect-fifth  hexad.  The  second, 
pns,  has  appeared  in  the  perfect-fifth,  minor-second,  and  minor- 
third  hexads.  The  third,  pmn,  is  found  in  the  perfect-fifth,  minor- 
third,  and  major-third  hexads.  The  fourth,  pind,  has  been 
encountered  in  the  perfect-fifth,  minor-second,  and  major-third 
hexads.  The  fifth,  pdt,  has  appeared  only  in  the  minor-third 
hexad,  but  will  be  found  as  the  characteristic  triad  in  the  projec- 
tion to  be  considered  in  the  next  chapter. 

There  are,  in  addition  to  the  perfect-fifth  triad  p^s,  four  other 
triads,  each  characteristic  of  a  basic  series:  ms^,  nH,  m^,  and  sd~: 


2       2 


Example  16-2 


3       3 


4      4 


It*    I 


The  triad  ms^  is  the  basic  triad  of  the  major-second  scale,  but  is 
also  found  in  the  perfect-fifth  and  minor-second  hexads.  The 
triad  nH,  has  occurred  only  in  the  minor-third  hexad.  The  triad 
m^  has  been  found  only  in  the  major-second  and  major-third 
hexads.  The  triad  sd^  is  the  basic  triad  of  the  minor-second  pro- 
jection and  is  found  in  none  of  the  other  hexads  which  have 
been  examined. 

There  remain  three  other  triad  types:  mnd,  nsd,  and  mst: 

Example  16-3 
10. mnd      and  involution    II. nsd         and  involution   12 .mst        and   involution 


31  r3l2  21  24  42 


The  triad  mnd  is  found  in  the  major-third,  minor-third,  and 
minor-second  hexads.  The  triad  nsd  is  a  part  of  the  minor-second 
hexad  and  is  also  found  in  the  perfect-fifth  and  minor-third 
hexads.  The  twelfth,  mst,  has  occurred  in  the  major-second  and 
minor-third  hexads. 


137 


THE    SIX   BASIC    TONAL   SERIES 

Since  these  twelve  triad  types  are  the  basic  vocabulary  of 
musical  expression,  the  young  composer  should  study  them 
carefully,  listen  to  them  in  various  inversions  and  with  various 
doublings,  and  absorb  them  as  a  part  of  his  tonal  vocabulary. 

If  we  "spell"  all  of  these  triads  and  their  involutions  above 
and  below  C,  instead  of  relating  them  to  any  of  the  particular 
series  which  we  have  discussed,  we  have  the  triads  and  their 
involutions  as  shown  in  the  next  example.  Notice  again  that  the 
first  five  triads— basic  triads  of  the  perfect-fifth,  minor-second, 
major-second,  minor-third,  and  major-third  series— are  all  iso- 
metric, the  involution  having  the  same  "shape"  as  the  original 
triad.  The  remaining  seven  triads  all  have  involutions. 


p^s 


Example  16-4 
s^d  ms^  n^t  m'  pdt  and    involution 


ijjiiJ.ii>'^-MitJ«^i?i'r:r 

ifll  05  -^X  A.       A  Rl 


^^ 


25  ri  22  33  44  61  61 

mst         and    involution      pmn         and  involution      pns      and     involution 


m^ 


fe^^ 


^ 


r  r  -r :  r  V  ^J I  r 


^ 


^  1 1  '     '^^ 

7      2  7       2 


24  24  43  43 


# 


pmd         and  involution      mnd        and  involution     nsd       and    involution 


^ 


74  74  31  31  12  12 


138 


17 


Projection  of  the  Tritone 


The  student  will  have  observed,  in  examining  the  five  series 
which  we  have  discussed,  the  strategic  importance  of  the  tritone. 
Three  of  the  six-tone  series  have  contained  no  tritones— the 
perfect-fifth,  minor-second,  and  major-third  series— while  in  the 
other  two  series,  the  major-second  and  minor-third  series,  the 
tritone  is  a  highly  important  part  of  the  complex. 

It  will  be  observed,  further,  that  the  tritone  in  itself  is  not  use- 
ful as  a  unit  of  projection,  because  when  one  is  superimposed 
upon  another,  the  result  is  the  enharmonic  octave  of  the  first 
tone.  For  example,  if  we  place  an  augmented  fourth  above  C  we 
have  the  tone  F#,  and  superimposing  another  augmented  fourth 
above  F#  we  have  BJf,  the  enharmonic  equivalent  of  C: 

Example  17-1 


^^ 


t^^^ 


For  this  very  reason,  however,  the  tritone  may  be  said  to  have 
twice  the  valency  of  the  other  intervals.  An  example  will  illus- 
trate this.  The  complete  chromatic  scale  contains,  as  we  have 
seen,  twelve  perfect  fifths,  twelve  minor  seconds,  twelve  major 
seconds,  twelve  minor  thirds,  and  twelve  major  thirds.  It  con- 
tains, however,  only  six  tritones:  C  to  F#,  D^  to  G,  Dt]  to  G#,  E^ 
to  A,  Ft]  to  Aij:,  and  F  to  B,  since  the  tritones  above  F|:,  G,  A^, 
At],  Bb,  and  Bti  are  duplications  of  the  first  six.  It  is  necessary, 

139 


THE    SIX   BASIC   TONAL   SERIES 

therefore,  in  judging  the  relative  importance  of  the  tritone  in  any 
scale  to  multiply  the  number  of  tritones  by  two. 

In  the  whole-tone  scale,  for  example,  we  found  six  major 
thirds,  six  major  seconds,  and  three  tritones.  Since  three  tritones 
is  the  maximum  number  of  tritones  which  can  exist  in  any  six- 
tone  sonority,  and  since  six  is  the  maximum  of  major  seconds  or 
major  thirds  which  can  exist  in  any  six-tone  sonority,  we  may  say 
that  this  scale  is  saturated  with  major  seconds,  major  thirds,  and 
tritones;  and  that  the  three  tritones  have  the  same  valency  as 
the  six  major  seconds  and  six  major  thirds. 

Since  the  tritone  cannot  be  projected  upon  itself  to  produce  a 
scale,  the  tritone  projection  must  be  formed  by  superimposing 
the  tritone  upon  those  scales  or  sonorities  which  do  not  them- 
selves contain  tritones.  We  may  begin,  therefore,  by  super- 
imposing tritones  on  the  tones  of  the  perfect-fifth  series. 

Starting  with  the  tone  C,  we  add  the  tritone  Fif;  we  then  add 
the  perfect  fifth  above  C,  or  G,  and  superimpose  the  tritone  C#; 
and,  finally,  we  add  the  fifth  above  G,  or  D,  and  superimpose  the 
tritone  G#,  forming  the  projection  C-F#-G-C#-D-G#,  which 
arranged  melodically  produces  the  six-tone  scale  CiC^iD^Fj^i 
GxG#:. 

Example  17-2 

Tritone- Perfect  Fifth  Hexad  p'*m^s^d'*t' 


tf^""       i^iU^ 


I       I        4       I       I 


This  scale  will  be  seen  to  consist  of  four  perfect  fifths,  four  minor 
seconds,  two  major  thirds,  two  major  seconds,  and  three  tritones: 
p'^m^s^dH^.  Multiplying  the  number  of  tritones  by  two,  we  find 
that  this  scale  predominates  in  tritones,  with  the  intervals  of  the 
perfect  fifth  and  the  minor  second  next  in  importance,  and  with 
no  minor  thirds.  This  is  an  isometric  scale,  since  the  same  order 
of  intervals  reversed,  11411,  produces  the  identical  scale. 

If  we  superimpose  the  tritones  above  the  minor-second  projec- 

140 


PROJECTION    OF    THE    TRITONE 

tion  we  produce  the  same  scale:  C  to  Ffl:,  D^  to  Gt],  Dk]  to  G#,  or 
arranged  melodically,  CiDbiDl:]4F#iGiGJj:: 

Example  17-3 
Tritone  -  Minor  Second  Hexad   p^m^s^d^t^ 


I  I 


I  I 


The  components  of  this  perfect-fifth— tritone  projection  are  the 
characteristic  triads  CeF^iG,  CJeGiGJ,  FJeCiCS,  and  GeC^iD, 
pdt,  and  their  involutions  CiCJsG,  CJiDgGiJ:,  FJiGgCJ,  and 
GiGifeD,  which,  though  they  have  been  encountered  in  the 
minor-third  scale,  are  more  characteristic  of  this  projection; 


Triads    pdt 


Example  17-4 

end     involutions 


^6     I      «^6    I  6    1  6     1       ^%     *    .       c  ,    c  .   c 


16  16  16  16 

the  triads  C2D5G  and  FJaGfgCjj:,  p^s,  the  characteristic  triads  of 
the  perfect-fifth  projection; 

Example  17-5 
Triads    p^s 


M    iiiuu:>     p  :> 

2      5  2      5 


the  triads  CiC#iD  and  FJfiGiGJj:,  5<i^,  the  characteristic  triads 
of  the  minor-second  projection; 

Example  17-6 
Triads  sd^ 


r    I  II 


141 


THE    SIX   BASIC    TONAL    SERIES 


the  triads  C#,G#4B#(C)  and  G^D^Fj^,  pmd,  with  the  involutions 
Ab4C7G  and  D4F#7C#,  which  have  been  found  in  the  six-tone 
perfect-fifth,  minor-second,  and  major-third  projections; 


Example  17-7 


Triads    pmd 


and   involutions 


^  -?  A.  -t  A.  A  -I  A  -I 


and  the  triads  C2D4F#  and  Y%.Q%^%(^C),  mst,  with  the  involu- 
tions D4F#2G#  and  Ab(G#)4eoD,  which  have  been  met  in  the 
major-second  and  minor-third  hexads: 


Triads    mst 


Example  17-8 

and    involutions 


J  j^j  ^J^J^t^'r'Nlt^^t^  ''^(^^ 


2        4 


2       4 


4         2 


4  2 


The  series  contains  five  new  forms  of  tetrads  which  have  not 
appeared  in  any  of  the  other  hexads  so  far  discussed: 

1.  The  characteristic  isometric  tetrads  of  the  series,  CiC^gF^iG 
and  GjfiDgGiGJ,  p^cPf,  which  contain  the  maximum  number  of 
tritones  possible  in  a  tetrad,  and  which  also  contain  two  perfect 
fifths  and  two  minor  seconds.  These  tetrads  may  also  be  con- 
sidered to  be  formed  of  two  perfect  fifths  at  the  interval  of  the 
tritone,  of  two  tritones  at  the  interval  of  the  perfect  fifth,  of  two 
minor  seconds  at  the  interval  of  the  tritone,  or  of  two  tritones 
at  the  interval  of  the  minor  second : 


Example  17-9 


Tetrads   p^d^t^ 


151  151  P@t  t@p         d@t  t@d 


2.  The  isometric  tetrads  CiC^iDsG  and  F#iGiG#5C#,  p^sdH, 
142 


PROJECTION    OF    THE    TRITONE 


which  also  contain  two  perfect  fifths  and  two  minor  seconds,  but 
which  contain  only  one  tritone  and  one  major  second.  These 
tetrads  may  be  considered  to  be  formed  by  the  simultaneous 
projection  of  two  perfect  fifths  and  two  minor  seconds : 

Example  17-10 
Tetrads    p^sd  t 


.tf        ,        c  lie  _2    .       MZ*f 


r    I    5  115 


p2  +    d' 


3.  The  isometric  tetrads  CiCflieGiGJ  and  F^iGeCjfiD,  p^mdH, 
which  contain  two  perfect  fifths,  two  minor  seconds,  one  major 
third  and  one  tritone;  and  which  will  be  seen  to  embrace  two 
relationships :  the  relationship  of  two  perfect  fifths  at  the  interval 
of  the  minor  second,  and  the  relationship  of  two  minor  seconds 
at  the  interval  of  the  perfect  fifth : 


Example  17-11 


Tetrads    p'^md'^t 


2_^2. 


@     d 


d    @  p 


4.  The    tetrads    CiCtiDeGit    and    FJiGiGSgD,    pmsdH,   with 
their  involutions  CgF^iGiGiJ:  and  FJeCiCJfiD: 


Example  17-12 


Tetrads   pmsd    t 


and    involutions 


ijijjit^  tfJ^ii^r  ijiiJ  JitJ  ^Jfg^ 


116  116  6     11 


6     I      I 


5.  The   tetrads   CsD^GiGJ,    and   FtsG^gCifiD,   p^msdt,   with 
their  involutions  CiC#5F#oG#  and  F^iGgCoD: 

143 


the  six  basic  tonal  series 
Example  17-13 


Tetrads    p'^msdt 


and    involutions 


oRi  o*;!  i+i*io  I*; 


2     5       I 


2      5       I 


r      5      2 


I      5     2 


The  remaining  tetrad  is  the  isometric  tetrad  C2D4F#2G#, 
m^sH^,  which  we  have  aheady  discussed  as  an  important  part  of 
the  major-second  projection: 

Example  17-14 
Tetrad   m^s^t^ 


^^P 


2      4      2 

The  series  contains  two  new  pentad  forms  and  their  involu- 
tions: the  characteristic  pentads  CiC#iD4F#iG,  p^msdH^,  and 
F}fiGiGif4CiC#,  with  the  involutions  C#iD4F#iGiG#  and 
GiG#4CiC#iD; 

Example  17-15 
Pentads   p'msd^t^  and  involutions 


iijj«J^  iiJ^»^r"ri^tiJ)iJJiJ  k^^m 


I       I     4     I 


114     1 


14     11 


14    11 


and  ClCil:lD4F#2G#,.p2mVc^2f^  and  its  involution  C2D4F#iGiG#, 
which  also  predominate  in  tritones: 


Example  17-16 
Pentad  p^m^s^d^t^and    involution 


ii^j.ji^i^  'ijjt^  ^0^ 


r   I   4    2 


2     4      11 


The  characteristics  of  the  hexad  will  be  seen  to  be  a  pre- 
dominance of  tritones,  with  the  perfect  fifths  and  minor  seconds 


144 


PROJECTION    OF    THE    TRITONE 

of  secondary  importance,  and  with  the  major  third  and  the 
major  second  of  tertiary  importance.  It  will  be  noted,  further- 
more, that  the  six-tone  scale  contains  no  minor  thirds. 

Listening  to  this  scale  as  a  whole,  and  to  its  component  parts, 
the  student  will  find  that  it  contains  highly  dissonant  but 
tonally  interesting  material.  The  unison  theme  near  the  beginning 
of  the   Bartok   sixth   quartet  dramatically  outlines  this   scale: 


Bartok ,  Sixth  Quartet 


Example  17-17 


i 


^W 


T^^afBl 


? 


^ 


F 


^ 


ri 


^ 


^ 


i 


^ 


^^ 


r-  'T^r-^r 


Copyright  1941  by  Hawkes  &  Son  (London),  Ltd.    Used  by  permission  of  Boosey  &  Hawkes,  Inc. 


i 


tssz 


ki^    ti" 


See  also  the  beginning  of  the  fifth  movement  of  the  Bartok 
fourth  quartet  for  the  use  of  the  same  scale  in  its  five-tone  form. 

Play  several  times  the  triad,  tetrad,  pentad,  and  hexad  material 
of  this  scale  as  outlined  in  Example  17-18. 

Example  17-18 


hii^^^i^ii^^  ij,j'\iJinii^LiF 


(|i  J  JjtJ7^ij^i;3itJ  Jl^iJpp^cJ 


i'ijj  J7^  iiJiiJ)tJltJ«^ijitJ«J|'LL/ 


145 


THE   SIX   BASIC   TONAL   SERIES 


j^  JJlt^^iJ^tl^lJJJ  ^fJ^I  u-^W 


^  ^i^ 


I  isometric  \ 
I  involution/ 

This  scale  adds  five  new  tetrad  forms,  two  new  pentad  forms, 
and,  of  course,  one  new  hexad  form.  Experiment  with  these  new 
sonorities  as  in  Example  17-19,  changing  the  spacing,  position, 
and  doublings  of  the  tones  of  each  sonority. 

Example  17-19 


% 


^ 


^ 


i^ 


^ 


etc. 


P^^ 


^ 


etc. 


etc. 


§ 


m 


* 


^i 


^ 


fct. 


p  i.j  H 


$ 


^ 


^^ 


'>■■  F )  i  l|ii J  ii"F  "{^ 


^^ 


p 


146 


PROJECTION    OF    THE    TRITONE 


I  if^  4i 


I 


SeH 


I^MPt 


^ 


^ 


i 


3— i*-|% 


f 


Now  write  a  short  sketch  based  on  the  material  of  the  perfect- 
fifth— tritone  hexad. 

Example  17-20  indicates  the  modulatory  possibilities  of  the 
perfect-fifth— tritone  hexad.  Write  a  short  sketch  employing  any 
one  of  the  five  possible  modulations,  up  or  down. 


i 


Example  17-20 


^^^ 


jjo  o  i* 


^^ 


f^^ 


^-S^> ftr^    OflO 


114        1 


Modulation  @t 


@  P 


'/'    ..  iU.    o  <t»    *^ 


•    ^"^t 


|o  o^« 


'  ^^  ^ 


iM 


3^^ 


b»|^»  '  "^'' 


^^ 


«=?= 


o  * 


f^ 


1^ 

@  d 


@_m 


»3 


@_n 


!...[,,  b>   ^^" 


b>b---"*^ 


^^ 


147 


18 


Projection  of  the  Perfect-Fifth- 
Tritone  Series  Beyond  Six  Tones 


Beginning  with  the  six-tone  perfect-fifth— tritone  scale  CiC#iD4 
Ffl:iGiG#,  we  may  now  form  the  remaining  scales  by  continuing 
the  process  of  superimposing  tritones  above  the  remaining  tones 
of  the  perfect-fifth  scale.  The  order  of  the  projection  will,  there- 
fore, be  C  to  FJ,  G  to  C#,  D  to  G#,  A  to  D#,  E  to  A#,  B  to  E#: 


Example  18-1 


ayp 


^^ 


O     go         331 


W 


i|i  JjiJ  JiJn 


£ 


Seven  tone:  CiC|iD4F#iGiG#iA,  fm^nhHH^,  with  its  involu- 
tion CiC#xDiD#4GiG#iA: 

Example  18-2 


Perfect  Fifth  -  Tritone   Heptad    p^n 

1 

d^t 

3 

and    involuti 

on 

,  J.J  J 

^h^  ^'°                  iU  J 

bt-^ 

td 

•■    ia  J 

w 

^i^  ^ 

14     11 


11)411 


Eight  tone:  CiC#iDiD#3F#iGiG#iA  (isometric),  fm^n^s^dH^: 

Example  18-3 


Octad     p^m'^n'^s'^  d^l^* 


* 


^^ 


Ties  


•ffc* 


IT"  I  11 


^ 


r   I    I    3    I    I    I 


148 


FURTHER    PROJECTION    OF    THE    TRITONE 

Nine  tone:   C.CiJD.DJl^.E^FJl^.G.Gj^.A,  p'm^nhHH\  with  its 
involution  CiC#iDiD#2FtiiFitiGiG#iA: 


Example  18-4 


.,  .        7      6     6    6    .7.4 

Nonad    p    m    n    s    d    t 

tlH 

4-   '- 


and   involution 


Ten  tone:  CiC#iDiD#iE2F#iGiG#iAiA#  (isometric), 
p^m^n^s^dH^'. 

Example  18-5 
Decad    p^m^n^s^df  t^ 

.      I.  iS^Js 


i 


iU  JmJ  J|J  -^^ 


r    I    I     12    1 


I     I 


Eleven    tone:     CiC#iDiD#iE2F#iGiG#iAiA#iB     (isometric), 

Example  18-6 


P          ,,.    »9    ^^-  ^  ^ 

1      1      1 hn (ti s — 

g^fe  '° 

ii^ 

1  jjjj  Jtt^  ^ti''  "^^^^  r  i 

Twelve  tone:  CiC#iDiD#iEiE#iF#iGiG#iAiA#iB,  pi2^i2^i25i2 


Example  18-7 


Duodecod     p    m    n.    s    d    t 


m 


* 


fl'°'  °  j^  jjiJJitJ^-'^it^^i'^r 


^ 


I    I    I    I    I    I    I    i    I    I 
The  melodic  line  in  the  violins  in  measures  60  to  62  of  the  first 
of  the  Schonberg  Five  Orchestral  Pieces,  is  an  excellent  example 
of  the  eight-tone  perfect-fifth— tritone  projection: 


149 


the  six  basic  tonal  series 
Example  18-8 


SchOnberg,  Five  Orchestral   Pieces, No. 1 


113  1    r  I '  -■ 

By  permission  of  C.  F.  Peters  Corporation,  music  publishers. 


Measures  3  and  4  of  the  Stravinsky  Concertino  for  string 
r       quartet  are  a  striking  example  of  the  seven-tone  perfect-fifth— 
tritone  projection  in  involution: 


Stravinsky,  Concertino 
sfz  p 


^rt 


Example  18-9 


^     lA  "^  ,^       ^ 


m 


m 


^i 


^F^ 


:ot|A3. 


I      I   4    I    I    I 


^J-i 


-    »F 

Afp 


f  ^P  '\  Iz 


pizz.  t      1<     ' 


* 


g>     «^l 


Copyright  1923,  1951,  1953  by  Wilhelm  Hansen,  Copenhagen.    By  permission  of  the  publishers. 


The   following   diagram   is    a   graphic   representation   of  the 
perfect-fifth— tritone  projection. 


150 


Example  18-10 


B^""-"^^ 

r^^\c# 

f 

<^^ 

Xg» 

/ 

M^^~^~~~ 

\ 

k 

"y 

V 

yA« 

G^^~^__ 

_^.^E« 

D« 


19 


The  pmn-Tritone  Projection 


There  are  nine  triads  which  contain  no  tritones,  the  triads 
already  described  by  the  symbols  p^s,  sd^,  ms^,  m^,  pmn,  pns, 
pmd,  mnd,  and  nsd. 


Example  19-1 


i 


P^s 


sd' 


ms 


pmn         and   involution 


tt^  I J  J  J  i 


i 


^ 


2      5  *^l?f^l  ^2      2  ^4 


i 


4  4       3  3      4 

pns  and   involution    pmd         and  involution      mnd       and     involution 


^ 


m 


^ 


w 


7      4  4      7  3^        I  \V 


i 


72  27  74  47  3'1 

nsd  and   involution 


i  bJ  fc'J    ^  i   ^ 


2      I 


It  would  seem,  therefore,  logical  to  assume  that  we  might  pro- 
duce a  six- tone  tritone  projection  using  each  of  these  triads. 
However,  if  we  use  each  of  the  above  triads  as  a  basis  for  the 
projection  of  the  tritone,  we  find  that  only  one  new  scale  is 
produced.  The  projection  of  tritones  upon  the  triads  p^s  and 
sd^,  as  we  have  already  seen,  produces  the  same  scale, 
CiCjj^iD^F^iGiGjf^.  The  projection  of  tritones  on  the  triad  pmd 


151 


THE    SIX   BASIC    TONAL   SERIES 


also  produces  the  same  scale,  C-G-B  +  F#-CJj;-EJj:  =  B^CiCjl^J^Jl^i 
F#iG: 

Example  19-2 


pmd  +  tritones 


The  projection  of  tritones  above  the  triads  ms^  and  m^  pro- 
duces the  major-second  scale,  C-D-E  +  F#-G#-A#  =  C2D2E2Ffl:2 

G#2A#;  and  C-E-G#  +  F#-A#-C>^-(D)  =  C2D2E2F#2G#2A#: 


ms^  +  tritones 


Example  19-3 

m^  +  tritones 


ItU     <IS     fl»     '  fe  fo'  <t^°'-'    ^  ^   o    o  ^"  tl°  fl' 


2      2 


The  projection  of  tritones  above  the  major  triad,  however, 
produces  a  new  six-tone  scale  (Example  19-4a).  The  projection 
of  tritones  above  the  triads  pns  and  nsd  produces  the  involution 
of  the  same  scale,  that  is,  two  minor  triads,  C-E^-G  and  F-jf-A-C^j:, 
at  the  interval  of  the  tritone  ( Example  19-4??,  c ) .  The  projection 
of  the  tritone  above  the  triad  mnd  also  produces  the  involution 
of  the  first  scale:  two  minor  triads,  A-C-E  and  DJj:-F#-A||:,  at  the 
interval  of  the  tritone  (Example  19-4<i). 


o)  pmn  +   tritones 


Example  19-4 

b)  pns  +    tritones 


it» <i« '°  i^  JjtJ  JB^r'iiii»""*-°  j^itJ^J J ^'ri|[^4  i}«M J 


3    2    I    3   (2)  12     3    1   2(3) 

c)^nsd  +  tritones  d)  mnd   +    tritones 


i 


M 


flJJiiJir'H" 


'Jl^ig-tf'J  J|JitJ»^ ' "f'ita-jtU't;  itf 


I      2     3     I    2  (3) 


3    I     2   3    I  (2) 


152 


THE    pmn-TRITONE    PROJECTION 

Beginning  with  the  major  triad  C-E-G,  we  project  a  tritone 
above  each  of  the  tones  of  the  triad:  C  to  F#;  E  to  A#,  and  G  to 
C#,  producing  the  six-tone  scale  CiCJaE.FifiGaAJ.  This  scale 
has  two  perfect  fifths,  two  major  thirds,  four  minor  thirds,  two 
major  seconds,  two  minor  seconds,  and  three  tritones: 
p^m^n^sWf.  It  predominates,  therefore,  in  tritones,  but  also 
contains  a  large  number  of  minor  thirds  and  only  two  each  of  the 
remaining  intervals.  Its  sound,  is,  therefore,  somewhat  similar  to 
that  of  the  six-tone  minor-third  scale  which  predominates  in 
minor  thirds  but  also  has  two  of  the  possible  three  tritones. 

The  components  of  this  scale  are  the  two  major  triads  C4E3G 
and  F#4A#3C#,  pmn;  the  diminished  triads  CJaEgG,  E3G3Bb(A#), 
G3Bb(AiJ:)3Db(C#),  and  A#3C#3E,  nH;  the  triads  (A#)Bb2C,G 
and  EsF^^Cj,  pns;  the  triads  CiC#3E  and  F#iG3A#,  mnd;  the 
triads  EsFJ^G  and  A#oCiC#,  nsd;  the  triads  EoFJ^AJ  and 
Bb2(A#)G4E,  mst,  with  the  involutions  FJ^AJfoC  and  C4E2F#; 
and  triads  CgFJiG  and  FJfeCiGJf,  pdt,  with  their  involutions 
CiC^gG  and  FJiGeCfl:;  all  of  which  we  have  already  met: 

Example  19-5 

prnn  -  tritone     p^m^n^s^d^t^  pmn  Triads    n^t 


Triads    pns 


Triads    mnd 


Triads    nsd 


Ljj  ^  J  w^  'r  I  i^j  J  iiJ  J  itJ  I J  jiJ  J 1^ 


2727  13  13  21  21 

Triads    mst  and   involutions         Triads  pdt         and  involutions 


jt     I  I   lUU  9         mo  I  UIIU       IIIVUIUII\.'IIO  IIIUUO      ^J\J  l  Ul  lU      II  IV\Jt  U  III^IIO 

§  jttJit^^r<i'^>rr;itJji>iriJiJUi[JJit^ri'riu^  i^^'t 

24  24  4242  61  61  1^+6  16 


It  contains  the  isometric  tetrads  CjfsEsGaAfl:,  nH^,  CiC#5F#aG, 
p^dH^  (which  will  be  recalled  as  the  characteristic  tetrad  of  the 
previous  projection),  and  C^EzFJl^iAjf;,  m^sH^;  the  tetrads 
C4E3G3Bb(A#)  and  F#4A#3Cif3E,  pmnht;  CxC#3E3G  and  FJ^Gs 


153 


THE   SIX   BASIC   TONAL   SERIES 


A#3C#,  pmnHt;  C^sEsFJiG  and  GsAJsCiCt,  pnhdt;  and  EoF^i 
GgAfl:  and  AfaCiCJfgE,  mn^sdt  (which  will  be  recalled  as  forming 
important  parts  of  the  six-tone  minor-third  scale);  and  the  two 
pairs  of  "twins,"  pmnsdt,  C4E2Fij:iG  and  F|:4AiJ:2CiCfl;,  and 
CiCJgEsFJ  and  FJfiGsAJfaC,  both  of  which  have  the  same 
analysis,  but  neither  of  which  is  the  involution  of  the  other.  None 
of  these  tetrads  is  a  new  form,  as  all  have  been  encountered  in 
previous  chapters. 

Example  19-6 

Tetrads    n'^t^        fJ^d^t^ 


i 


m2s2t2 


imn'-st 


Ki^^'^^^ij-Jti^^iiJif^^^iiJ^t^^'^UJ^^^^^rr 


^r-is 


3     3    3  15      1  4    2      4 

Tetrads    pmnsdt  pn^sdt 


4    3    3  4     3     3 

mn^sdt 


33  133^321  321  213  213 


^ 


3   3  13     3 

Tetrads    pmnsdt 


4     2      1  4     2     1  I*    3    2  13      2 


Finally,  we  find  the  characteristic  pentads  CiCJfgEoFfiG  and 
F#iG3A#2CiC#,  fmnhdH\  and  C4E2FtiG3A#  and  FJf^Ait^CiCJg 
E,  pm-nh^dt^;  and  the  characteristic  pentads  of  the  minor-third 
scale,  CiC#3E3G3A#  and  F#iG3A#3C}f3E,  pmn'sdt^: 


Pentads    p^mn^sd^t^ 


Example  19-7 

pm^n^s^dt^ 


r    3    2     I 
iPentads   pmn'''sdt^ 


13     2     1 


4    2     13 


4      2     13 


13     3     3 


Of  these  pentads,  only  the  first  two  are  new  forms,  the  third 
154 


THE    pmn-TRITONE    PROJECTION 


having  already  appeared  as  part  of  the  minor-third  projection. 
This  projection  has  been  a  favorite  of  contemporary  composers 
since  early  Stravinsky,  particularly  observable  in  Petrouchka. 


Strovinsky,    Petrouchko 
^    Rs.,Obs.,  EH. 


Example  19-8 


i 


z 


tH 


CIS. 


P*^  ^l^^b 


"t^ 


Bsns. 


^ 


S 


^^^i 


<lf* 


Horns 


i 


Tpts.,  Comets 

0t 


3 


Piano,  Strings 


Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1958  by  Boosey  &  Hawkes,  Inc.    Used 
by  permission  of  Boosey  &  Hawkes,  Inc. 

A  striking  earlier  use  is  found  in  the  coronation  scene  from 
Boris  Goudonov  by  Moussorgsky: 

Example  19-9 

Moussorgsky,  "Boris  Godounov", Act  I, Scene  2 


155 


THE   SIX   BASIC   TONAL   SERIES 


A  more  recent  example  may  be  found  in  Benjamin  Britten's 
Les  Illuminations,  the  entire  first  movement  of  which  is  written 
in  this  scale: 

Example  19-10 


Benjamin  Britten,  Les  Illuminations,  Fanfare 
1Vlns.i 


^^botlQ°jlfc(g=^ 


^ 


m 


o    " 


1¥ 


i^L 


VIOS.     Pr 


.      3.    ^ 

'Cellos   / 
Bosses 


^ 


13      2      13 


^ 


i^ 


p  ^ 


^ 


Copyright  1944  by  Hawkes  &  Son  (London),  Ltd.    Used  by  permission  of  Boosey  &  Hawkes,  Inc. 

Play  over  several  times  Examples  19-5,  6,  and  7;  then  play 
the  entire  six-tone  scale  until  you  have  the  sound  of  the  scale 
firmly  established. 

Play  the  two  characteristic  pentads  and  their  involutions,  and 
the  six-tone  scale,  in  block  harmony,  experimenting  with  spacing, 
position,  and  doubling  as  in  Example  19-11. 


Example  19-11 


^  etc. 


0*  lii  tt 


tt|l^^  f  i^^-^  tt'if 


^i^i 


etc. 


4i>;J  n^ 


w^ 


H^»"^   ii^ 


Write  a  short  sketch  using  the  material  of  the  six-tone  pmn- 
tritone  projection. 

Example  19-12  indicates  the  possible  modulations  of  this 
scale.  It  will  be  noted  that  the  modulation  at  the  tritone  changes 
no  tones;  modulation  at  the  minor  third,  up  or  down,  changes 
two  tones;  modulation  at  the  perfect  fifth,  major  third,  major 
second,  and  minor  second  changes  four  of  the  six  tones. 


156 


THE    pmn-TRITONE    PROJECTION 

Example  19-12 


I 


p    rm    n    s    0    T 


^^ 


^v%  oti' 


^ 


g>  tt*^ 


13      2       13 


Modulotion  @  t^ 


@  il 


>>;  ..  It..  » lt°  '^ 


-it..it"«-'i""' 


bo  »  bo  " 


*s^ 


# 


^^^= 


^^^^3 


:«=« 


@  d. 


@  £ 


@m 


@S 


!>^    .   ,  -  »tf' 


^^ 


,  I'fjt* 


5^ 


N^ 


1 

Write  a  short  sketch  employing  any  one  of  the  possible 
modulations. 

Analyze  the  third  movement  of  Messiaen's  V Ascension  for  the 
projection  of  the  major  triad  at  the  interval  of  the  tritone. 


157 


20 


Involution  of  the 

pmn-Tritone  Projection 


If,  instead  of  taking  the  major  triad  C-E-G,  we  take  its  involu- 
tion, the  minor  triad  |G  E^i  C,  and  project  a  tritone  below  each 
tone  of  the  triad— G  to  C#,  E^  to  A,  C  to  F|;— we  will  produce 
the  six-tone  scale  J,GiF#3E[^2C#iCt]3A(2)(G)  having  the  same 
intervallic  analysis,  p^m^n'^s^dH^. 

This  scale  will  be  seen  to  be  the  involution  of  the  major  triad- 
tritone  scale  of  the  previous  chapter. 

Example  20-1 


^ 


13  2  I 

Minor  Triad    pmn  +  tritones 

.,Q 


17-0- 


r^     ... 


:h."    r  «r  t  i^r^ 


m 


(2) 


The  components  of  this  scale  are  the  involutions  of  the 
components  of  the  major  triad-tritone  projection.  They  consist  of 
the  two  minor  triads  C3Eb4G  and  F^^A^Cj^,  pmn;  the  diminished 
triads  C3Eb3Gb(F#),  D#3(Eb)F#3A,  FJt3A3C  and  AaCsEb,  nH; 
the  triads  C7G2A  and  F#7C#2D}f(Eb),  pns;  the  triads  EbsFJiG 
and  A3CiC#,  mnd;  the  triads  CiDb2Eb  and  FJiGgA,  nsd;  the 
triads  Eb4G2A  and  A4CJj:2DJj:(Eb),  mst,  with  the  involutions 
G2A4C#  and  Db(C#)2Eb4G;  and  the  triads  CiC#eG  and  FJiGeCif, 
pdt,  with  their  involutions  CgFJfiG  and  FifsGiCJ. 

158 


involution  of  the  pmn-tritone  projection 
Example  20-2 


.Triads    pmn         Triads   n   t 


Triads  pns 


Triads   mnd 


Triads   nsd 


7     2  7      2 

Triads    mst 


3      I  3 

and   involutions 


Triads    pdt 


12  4    2  4      2 

and   involutions 


24  24  l-ffe  16  61  61 


It  contains  the  isometric  tetrads  CgEbsFjIgA,  nH^,  CiCifgFJiG, 
p^d'f,  and  Eb4G2A4C#,  mVf^;  the  tetrads  D#3(Eb)F#3A4C}f  and 
A3C3Eb4G,  pmn^st;  CsEbsFJfiG  and  FJsAsCiCJ,  pmnHt; 
CiCjj:2DlJ:(Eb)3Fi|:  and  FJiGoAsC,  pnhdt;  EbsFftiGsA  and 
AaCiC#2D#(Eb),  mn^sdt  (all  of  which  will  be  seen  to  be 
involutions  of  the  tetrads  in  the  major  triad-tritone  projection); 
and  the  involutions  of  the  two  pairs  of  the  "twins,"  CiCfl:2Eb4G 
and  F#iG2A4Cif,  and  C#2D#(Eb)3F#iG  and  GaAsCiCif,  pmnsdt. 

Example  20-3 

Tetrad    n^       Tetrad  _^dftf  Tetrad   m^£t5    Tetrads   pmn^st 


ibJilJ  ^IjJItJ-J 


^Ti^JibijitJ^^r  ^1 


5 


t^ 


3      3       3  r'       5     I  4     2     4 

'   ''*  Tetrads  pn  sdt 


3       3   4  3     3     4 

Tetrads  mn^dt 


M  letrods  pmn   dt  letrads  pn  sdt  lerraas  mn^sai 


m 


3     3     1  3   3    1  1^*    2         3 

.Tetrads   pmnsdt 


12  3  3    12        3  12 


F24  124  **23l  231 


Finally,  we  have  the  characteristic  pentads  CiCJoEbsFSiG  and 

FitiG2A3CiC#,  p^mnhdH^;  and  Eb3FJfiG2A4C#  and  A3CiC#2Eb4G, 


159 


THE   SIX   BASIC   TONAL   SERIES 

pm^nh^dt^;  and  the  characteristic  pentads  of  the  minor- third 
scale,  EbsFifgAsCiCij;  and  AsCgEbsFJiG,  pmn^sdf,  all  of  which 
are  involutions  of  the  pentads  of  the  major  triad-tritone 
projection: 

Example  20-4 

,2    .2*2 


Pentads    p'^mrrsd^r 


pm^n^s^dt^ 


jj^JttJJ  <iJ.iJr"rUJjtJJ^^ir  ^rY'^ 


w 


2     3      I 


I     2    3 


3      12     4 


3     12      4 


pmn    sdt 


ff,  t,i „j  J  r  itr  Jiif''^ 


3    3     I 


3    3    3      1 


Since  the  triad  has  only  three  tones,  it  is  clear  that  the  resultant 
scale  formed  by  adding  tritones  above  the  original  triad  cannot 
be  projected  beyond  six  tones.  The  complementary  scales  beyond 
the  six-tone  projection  will  be  discussed  in  a  later  chapter. 

Write  a  short  exercise,  without  modulation,  employing  the  in- 
volution of  the  pmn- tritone  hexad. 


160 


21 


Recapitulation  of  the  Tetrad  Forms 


We  have  now  encountered  all  of  the  tetrad  forms  possible  in 
the  twelve-tone  scale,  twenty-nine  in  all,  with  their  respective 
involutions.  The  young  composer  should  review  them  carefully, 
listen  to  them  in  various  inversions,  experiment  with  different 
types  of  doubling  and  spacing  of  tones,  until  they  gradually 
become  a  part  of  his  tonal  material. 

The  six-tone  perfect-fifth  projection  introduces  the  following 
tetrad  types  with  their  involutions  (where  the  tetrad  is  not 
isometric ) : 

Example  21-1 


i 


p^ns^ 


p^mn^s 


3 


.1 J  j[Jrrr]ij  j  JfiJrrr 


^ 


^ 


252  432  34     3  434  212 

■■  p^mns^      and   involution    p^mnsd    and  involution     pmns  d     and  involution 

223  322  254  452  221  122 


The  six-tone  minor-second  projection  adds  five  new  tetrad  types: 


Example  21-2 


ns^d'^  m 


n   sd  pm  ncr       fpn^s   d1         mns^d       and  involutic 


III  121  131  212  Tl22 


I    I 


161 


THE    SIX   BASIC   TONAL   SERIES 
pmnsd^  and    involution   [pmns^d       and   involution! 


J  ^  '^  'il^Jt^ 


r      I      3  3"     I      I  2    2    1  12      2 

The  six-tone  major-second  scale  adds  three  new  tetrad  types: 


i 


m2^3. 

m    s    t 


Example  21-3 

3^2.  r«2c2t2 

m   s    t  m    s    t 


iJ  Ji-^Uj  J«^ii^«^* 


222  2.   24  424 


The  six-tone  minor-third  scale  adds  eight  new  tetrad  types; 


4*2 


n'^t 


Example  21-4 
pmn^st         and  involution         pmn^dt         and  Involution 


333  334  433  331  r33 

pn^sdt         and  involution  mn^sdt    and  involution    pmnsdt   and    Involution 


2„2, 


pmnsdt       and  involution       pm'^n'^d 


4    2     1  12      4  3       13 


The  six-tone  major- third  scale  adds  one  new  tetrad; 

Example  21-5 
pm'^nd  and  involution 


# 


J  jit^  r :  i^J^ 


4     4      3  3       4     4 


The  tritone-perfect-fifth  scale  adds  five  new  tetrads: 
162 


recapitulation  of  the  tetrad  forms 
Example  21-6 


V    5     1  r     I    5 

and  involution 


p^msdt 


iJ^t^  guit^it 


2     5 


1^ 


5     2 


6     I      I 


The  pmn-tritone  projection  adds  no  new  tetrads. 

If  we  build  all  of  the  tetrads  on  the  tone  C  and  construct  their 
involutions— where  the  tetrads  are  not  isometric— below  C,  we 
have  the  sonorities  as  in  Example  21-7.  The  sonorities  are 
arranged  in  the  following  order:  first,  those  in  which  the  perfect 
fifth  predominates,  then  those  in  which  the  minor  second  pre- 
dominates, then  the  major  second,  minor  third,*  major  third,  and 
finally,  those  in  which  the  tritone  predominates.  These  are 
followed  by  the  tetrads  which  are  the  result  of  the  simultaneous 
projection  of  two  intervals:  the  perfect-fifth  and  major  second; 
the  major  second  and  minor  second;  two  perfect  fifths  plus  the 
tritone;  two  minor  seconds  plus  the  tritone;  and  finally  the 
simultaneous  projection  of  two  perfect  fifths  and  two  minor 
seconds.  These  are  followed  by  the  tetrads  which  consist  of  two 
similar  intervals  related  at  a  foreign  interval. 


i 


p^  ns'' 


p^mnsd 


-O- 


EXAMPLE    21-7 
ns^d^ 


pm 


nsd^ 


^^^^^g 


EC»I 


331 


^^^- 


^^ 


-KSI 


4      * 


2     5     2 
m2^t 


2     5    4 


2    5   4 


pmns   d 


I     I 
,4*2 


I       I    3 


I    r  3 


n^t 


^35 


^ 


pmn'^st  , 
l7o-o-,f     I.,  .beg: 


^ 


:xs 


^^ 


^tet^ 


=c=^ 


^^ 


2    2    2 


2  2   I 


■2~"2     r 


3     3   3 


3    3    4 


3    3     4 


*  In  the  case  of  the  minor-third  tetrads  it  would  be  more  accurate  to  say  that 
they  are  dominated  equally  by  the  minor  third  and  the  tritone  because  of  the 
latter 's  double  valency. 


163 


pmn^dt 


THE    SIX   BASIC    TONAL   SERIES 

mn^sdt 


pn^sdt 


^^ 


'SSl. 


4'^"0°  i. 


^^ 


^ 


^^M 


tec 


3     3      I 

pm^nd 


3    3      I 


I      2     3 


^ 


2    3     ♦        3     I     2  3      I      2 


£Vt2 


xx: 


^ 


fc^  e 


IXS 


4    3        ♦ 


4    4 
pmnsdt 


fe°*^ 


2     2     4 


p^mns^ 


4     2      4 


33l 


^^^S 


rro- 


'^^ii 


^^ 


4    2     I 

mns^d  2 


4     2      I 


fe^ 


bo(>c^,|'>^ 


6     13       6 
p^msdt 


I     3 


2    2     3 
pmsd^  t 

4 


2      2     3 


*        i      i      fi         i      i    R     ♦ 


eeO:?^=ec 


P^ 


^'^^ 


I       I     2 


I       I     2 


251  251*        116         116 

p^m^nd  pm^n^d  pm^nd^ 


»tfogo  "  I  iij^w 


Play  the  tetrads  of  Example  21-7  as  indicated  in  previous 
chapters,  listening  to  each  carefully  and  experimenting  with 
different  positions  and  doublings. 


164 


Part  11 


CONSTRUCTION  OF  HEXADS 
BY  THE  SUPERPOSITION 
OF  TRIAD  FORMS 


22 


Projection  of  the  Triad  pmn 


Having  exhausted  the  possibilities  of  projection  in  terms  of 
single  intervals  we  may  now  turn  to  the  formation  of  sonorities 
—or  scales— by  the  superposition  of  triad  forms.  For  reasons 
which  will  later  become  apparent,  we  shall  not  project  these 
triads  beyond  six-tone  chords  or  scales,  leaving  the  discussion 
of  the  scales  involving  more  than  six  tones  to  a  later  section. 

We  have  found  that  there  are  five  triads  which  consist  of  three 
different  intervals  and  which  exclude  the  tritone :  pmn,  pns,  pmd, 
mnd,  and  nsd.  Each  of  these  triads  projected  upon  its  own  tones 
will  produce  a  distinctive  six-tone  scale  in  which  the  three 
intervals  of  the  original  triad  predominate. 

Beginning  with  the  projection  of  the  major  triad,  we  form  the 
major  triad  upon  C— C-E-G— and  superimpose  another  major 
triad  upon  its  fifth,  producing  the  second  major  triad,  G-B-D. 
This  gives  the  pentad  C2D2E3G4B,  p^m^n^s^d,  which  has  already 
appeared  in  Chapter  5,  page  47,  as  a  part  of  the  perfect-fifth 
projection: 

Example  22-1 

.Pentad     p^m^n^s^d 


i  i  f   i  J  J  -'g 


« pmn    @   p       =         2       2       3      4 

*  The  symbol  pmn  @  p  should  be  translated  as  "the  triad  pmn  projected  at 
the  interval  of  the  perfect  fifth." 

167 


SUPERPOSITION    OF    TRIAD    FORMS 


We  then  superimpose  a  major  triad  on  the  major  third  of  the 
original  triad,  that  is,  E-G#-B,  producing  in  combination  with 
the  first  triad,  the  pentad  C4E3GiG}t:3B,  p^m^n^(P  (which  we  have 
aheady  observed  as  a  part  of  the  major-third  projection ) : 

Example  22-2 
Pentad     p^m'^n^d^ 


fc 


Hi    J  J  jj|j^ 


pmn    @  m     = 


I      3 


The  triad  on  E  and  the  triad  on  G  together  form  the  pentad 
EgGiGJfsBaD,  p^m^n^sdt  (which  we  have  observed  as  a  part  of 
the  minor-third  projection ) : 

Example  22-3 
Pentad   p^m^n^sdt 


4 


pmn    @   n      = 


I      3     3 


The  combined  triads  on  C,  E,  and  G  form  the  six-tone  major- 
triad  projection  CsDoEsGiGJsB,  p^m^n^s^dH: 

Example  22-4 
pmn  Hexod    p^m'^n^s^d^f 


— a — 
2         2 


^ 


The  chief  characteristic  of  this  scale  is  that  it  contains  the 
maximum  number  of  major  triads.  Since  these  triads  are  related 
at  the  intervals  of  the  perfect  fifth,  the  major  third,  and  the 
minor  third,  the  scale  as  a  whole  is  a  mixture  of  the  materials 
from  the  perfect-fifth,  major-third,  and  minor-third  projections 
and  has  a  preponderance  of  intervals  of  the  perfect  fifth,  major 
third,  and  minor  third. 


168 


PROJECTION    OF    THE    TRIAD    pmU 


The  major-triad  projection  adds  no  new  triads  or  tetrads.  It 
contains,  in  addition  to  the  pentads  aheady  mentioned  (com- 
binations of  two  major  triads  at  the  intervals  of  the  perfect  fifth, 
major  third,  and  minor  third,  respectively),  three  new  pentads: 
the  pentad  C2D2E3GiG#,  p^m^ns^dt,  which  may  be  analyzed 
as  the  simultaneous  projection  of  two  perfect  fifths  and  two 
major  thirds; 

Example  22-5 

Pentad    p^m^ns^dt 


^^  J  J  J  ^  «^  j  ^i 


2       2       3     1  p2   ^    ^2 


the  pentad  C2D2E4GiJ:3B,  pm^n^s^dt,  which  may  be  analyzed  as 
the  simultaneous  projection  of  two  major  thirds  and  two  minor 
thirds  above  G#  (Ab); 


Example  22-6 
Pentad    pm^n^s^dt 

i  J  J  ti^  r  'f  W 


I 


2     2      4       3 


and  the  pentad  CsDgGiGJsB,  p^m^n^sdH,  which  may  be  ana- 
lyzed as  the  simultaneous  projection  of  two  perfect  fifths  and  two 
minor  thirds,  downward: 


i 


Example  22-7 
Pentad    p^m^n^sd^t 


«^  r  \i  i}^ 


tj     ■•L 


2      5     1        3  I  p2   +     n2i 


The  involution  of  the  projection  of  the  major  triad 
C2D2E3GiGiJ:3B  will  be  the  same  order  of  half-steps  in  reverse, 
that  is,  31322,  producing  the  scale  C3EbiEt]3G2A2B: 


169 


pmn  Hexod 


SUPERPOSITION    OF    TRIAD    FORMS 

Example  22-8 

Involution 


-      o      o — 

2         2        3 


i 


bo    ^i 


o      *:^ 


This  will  seem  to  be  the  same  formation  as  that  of  the  previous 
chapter,  if  begun  on  the  tone  B  and  constructed  downward: 

Example  22-9 


i 


*    n  i4 


If  we  think  the  scale  upward  rather  than  downward,  it  becomes 
the  projection  of  three  minor  triads:  A-C-E,  C-E^-G,  and  Etj-G-B. 
The  scale  contains  six  pentads,  the  first  three  of  which  are 
formed  of  two  minor  triads  at  the  interval  of  the  perfect  fifth, 
major  third,  and  minor  third,  respectively : 

Example  22-10 


|j  ^  r^^JjN  bi   r^J^jjibi^  ^JJjJ 


i  pmn  @p     =      2    2    3   4       I  pmn   @m^    =      4   3    13  pmn  @n  =    3    133 

The  remaining  pentads  are: 

Example  22-11 


|r^^j^j|4  M^^^i/'f  yir^j^i  j  I 


2    2    3    1       i   £2  +  rn2l    2   2  4    3       i  n^  +  m^      2    5     13  t p2  +  nf  f 

All  of  these  will  be  seen  to  be  involutions  of  the  pentads 
discussed  in  the  first  part  of  this  chapter. 

A  short  but  clear  exposition  of  the  mixture  of  two  triads  pmn 
at  the  interval  of  the  perfect  fifth  may  be  found  in  Stravinsky's 
Symphony  of  Psalms: 

170 


* 


PROJECTION    OF    THE    TRIAD    pmn 

Example  22-12 


I 


m 


V^  O 


mn     @  p 

StravinsKy,  "Symphony  of    Psalms' 
Sop. 


;i   J  I    n    'r 


Lou        -         do  -  te 

Boss 


^ 


i^ 


Lou 


do 


te 


Si 


'  ■©'■ 

Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1948  by  Boosey  &  Hawkes,  Inc.    Used 
by  permission  of  Boosey  &  Hawkes,  Inc. 

The  short  trumpet  fanfare  from  Respighi's  Pines  of  Rome,  first 
movement,  constitutes  another  very  clear  example  of  the  projec- 
tion of  the  triad  pmn: 

Example  22-13 

Respighi  "Pines  of  Rome"  ,  3 

Tpts. 


»lliii  Mkf^ 


kf  iwrijitiiiiiig 


#|*H  t^iH 


w 


ff 


By  permission  of  G.  Ricordi  &  Co.,  Inc. 


An  exposition  of  the  complete  projection  of  the  triad  pmn  in 
involution  is  found  in  the  opening  of  the  seventh  movement, 
Neptune,  from  Gustav  Hoist's  suite.  The  Planets: 

Example  22-14 


Gustov   Hoist,  "Neptune"  from  "The  Planets" 
Flute 


i 


* 


^^ 


Bossflute 


By  permission  of 
J.  Curwen  &  Sons,  Ltd. 


171 


23 


Projection  of  the  Triad  pns 


To  PROJECT  THE  TRIAD  pus,  wc  may  begin  with  the  triad  on  C— 
C-G-A— and  superimpose  similar  triads  on  G  and  A.  We  produce 
first  the  pentad  C7G2A  +  G7D2E,  or  C2D2E3G2A,  p^mn^s^,  which 
we  recognize  as  the  perfect-fifth  pentad: 

Example  23-1 
Pentad  p'^'mn^s^ 


I  i  T-   i  J  J^ 


pns     @    p 


2       2      3       2 


Next  we  superimpose  upon  C7G2A  the  triad  A7E2F#,  producing 
the  pentad  C4E2F#iG2A,  p^mn^s^dt; 

Example  23-2 
Pentad    p^mn^^dt 


<|  j-  7   j  JjJ  ^  ^ 


pns    @  n      =         4     2      12 

and,  finally,  the  pentad  formed  by  the  combination  of  G7D2E 
and  A7E2F#,  or  G2A5D2E2F#,  p^mnhH: 


Pentad     p'mn^s^ 
=1 


Example  23-3 


pns   @  _3 


2     5      2     2 


2       2       12 


172 


PROJECTION    OF    THE    TRIAD    pUS 

Together  with  the  original  triad  C-G-A,  they  produce  the  six- 
tone  scale  C2D2E2F#iG2A,  p'^m^n^s'^dt.  This  scale  has  two  other 
equally  logical  analyses.  It  may  be  considered  to  consist  of  two 
major  triads  at  the  interval  o£  the  major  second,  that  is,  C-E-G 
+  D-FJf-A;  and  it  may  also  be  formed  by  the  simultaneous  pro- 
jection of  three  perfect  fifths  and  three  major  seconds  above  the 
first  tone,  that  is,  C-G-D-A-(E)  +  C-D-E-F#  =  C-D-E-FS-G-A: 


Example  23-4 
pns    Hexad     p^m^n^s^dt 


^ 


* 


— a — 

2         2 


pmn   @   3 


It  is  a  graceful  scale  in  which  to  write,  deriving  a  certain 
pastoral  quality  from  its  equal  combination  of  perfect  fifths  and 
major  seconds  and  having  among  its  intervals  one  strong  dis- 
sonance of  the  minor  second,  and  one  tritone. 

This  scale  contains,  in  addition  to  the  pentads  already  dis- 
cussed, three  more  pentads,  none  of  which  has  appeared  before. 

1.  The  isometric  pentad  C2D2E2F#3A,  p^m^n^sH,  formed  by 
the  projection  of  two  major  seconds  above  and  two  minor  thirds 
below  C,  which  we  shall  consider  in  a  later  chapter: 


Example  23-5 


p^m^n^s^t 


^m 


fjjj(»^) 


w 


2     2    2     3         32 


2.  The  pentad  C2D2E2F#iG,  p^m^ns^dt,  which  may  be  analyzed 
as  the  simultaneous  projection  of  two  perfect  fifths  and  three 
major  seconds: 

173 


SUPERPOSITION    OF    TRIAD    FORMS 


Example  23-6 


p^m^ns^dt 


^liJ  J|J.^lj  ,^P 


2    2    2     1  2        3 


3.  The  pentad  C2D4FJj:iG2A,  p^mn^s^dt,  which  may  be  analyzed 
as  the  projection  of  two  (or  three)  perfect  fifths  above  and  two 
minor  thirds  below  C : 

Example  23-7 

p3  mn^s^dt 


f  ?*=  +  •  n^i 


The  involution  of  the  projection  C2D2E2FiJ:iG2A,  pns,  will  have 
the  same  order  of  half-steps  in  reverse,  21222,  forming  the 
scale  C2DiEb2F2G2A: 

Example  23-8 


i 


pns     Hexad 


Involution 


^-o — » — 

2        2        2 


o      *■» 


: — a — " 

2  I 


>^       o      »-^ 


This  scale  will  be  seen  to  be  the  same  formation  as  the  original 
pns  hexad  if  begun  on  the  tone  A  and  constructed  downward: 

Example  23-9 


2    2    2     12 


The  scale  contains  six  pentads,  all  of  which  are  involutions  of 
those  found  in  the  original  hexad,  except,  the  first  and  fourth 
pentad,  which  are  isometric.  The  first  pentad  contains  the  involu- 


174 


PROJECTION    OF    THE    TRIAD    pUS 

tion  of  two  triads  pns  at  the  interval  of  the  perfect  fifth;  the 
second  at  the  interval  of  the  major  sixth;  and  the  third  at  the 
interval  of  the  major  second: 

Example  23-10 


J»l    ^''■'JJ.'     I    b^^-t  "  ■'bJ  J  J  1^"'*  bJ"''!'!   l*'"'t;JI 


I  pns  @  p  2  2  3   2     i_pns  @n  4  2    12     ipns  @£     2522       2212 


This  scale  contains,  in  addition  to  the  pentads  already  dis- 
cussed, three  more  pentad  forms,  all  of  which  will  be  found  to  be 
involutions  of  the  pentads  discussed  in  the  first  part  of  this 
chapter: 

1.  The  isometric  pentad  AoGoFsE^gC,  p^mrn^sH,  which  may 
be  analyzed  as  the  projection  of  two  major  seconds  below,  and 
two  minor  thirds  above,  A: 

Example  23-11 


^        2    2    2   3^      *s2  '7     L^t 


2.  The  pentad  A2G2F2EbiD,  p^m^ns^dt,  which  may  be 
analyzed  as  the  simultaneous  projection  of  two  perfect  fifths  and 
three  major  seconds  below  A: 


Example  23-12 


2     2    2     1        *^- 


1  p"  +  s^4 


3.  The  pentad  A2G4EbiD2C,  p^mn^s^dt,  which  may  be  ana- 
lyzed as  the  projection  of  two  perfect  fifths  below  A  and  two 
minor  thirds  above  A: 


175 


SUPERPOSITION    OF    TRIAD    FORMS 


Example  23-13 


m 


W 


M 


i  p2     +    n^t 


The  smooth,  pastoral  quahties  of  this  scale  are  beautifully 
illustrated  by  the  following  excerpt  from  Vaughn-Williams'  The 
Shepherds  of  the  Delectable  Mountains: 

Example  23-14 


^^ 


^■=? 


m 


b.o     '■^ 


o       fc^ 


i 


pns  or      pmn  @  ^ 

Voughn -Williams  "The  Shepherds  of  the    Delectable  Mountoins" 


|b  Jijuij      J    J  l^}^i.^ 


see   ev'-ry   day         flowers       op     -     peer  in    the  (and 


zzf 

Copyright  1925  Oxford  University  Press;  quoted  by  permission. 

The  involution  of  this  scale  is  clearly  projected  in  the  theme 
from  the  Shostakovich  Fifth  Symphony,  first  movement: 

Example  23-15 

Shostokovich,  Symphony  No.  5 


h^ 


m 


hi  ^^JJJj 


m 


If 


ricaca 


-T^^s^-j^r)' 


i  pmn  @  3        2  2   2    12 


b^-b^-h>^-h 


Copyright    MCMVL   by   Leeds   Music   Corporation,    322  West  48th  Street,  New  York  36,  N.  Y.  Reprinted 
by  permission.    All  rights  reserved. 


176 


24 


Projection  of  the  Triad  pmd 


The  projection  of  the  triad  C-G-B,  fmd,  produces  the  pentad, 
frnd  @  p,  C,G4B  +  G^D^Fjj^,  or  C2D4FJfiG4B,  fm^nsdH; 


Example  24-1 
, Pentad   p^m^nsd^t 


^^^ 


pmd   @  £    =        2      4       14 


the  pentad,  pmd  @  d,  C7G4B   +  B^Fj^^Ag  or  CeFJfiGsAftiB, 
p^m^nsdH; 

Example  24-2 


Pentad     p^m^nsd't 


^ 


Jf 


r  ii^  ^"^  r 


m 


pmd    @  d      =       6       I       3      1 


and  the  pentad,  pmd  @  m,  G7D4F#  +  B7F#4A#,  or  G3A#iB3D4FiJ:, 
p^m^n^d^; 

Example  24-3 

Pentad    p^m^n^d^ 


pmd    @£L    =       5     '      3     4 


177 


SUPERPOSITION    OF    TRIAD    FORMS 


which  we  have  aheady  observed  as  the  involution  of  the 
characteristic  pentad  of  the  major-third  series.  The  triad  pmd 
and    the    two    projections    together    form    the    six-tone    scale 


Example  24-4 
pmd  Hexad  p^m'^n^s^d^t 


^^3 


^^      o 


: — CT 

2       4        I 


In  addition  to  the  three  pentads  already  described,  the  prnd 
projection  contains  three  other  pentads : 

1.  The  pentad  CoDiFJiGgAJ,  p^m^ns^dt,  the  projection  of  two 
perfect  fifths  and  two  major  thirds  below  D,  already  found  in 
the  involution  of  the  projection  of  the  triad  pmn: 


i 


Example  24-5 
Pentad    p^m'ns^dt 


HJflJ  UhjW 


i 


2     4      13 


^p^   +  m** 


2.  The  pentad  C2D4F#4A#iB,  pm^ns^dH,  which,  if  begun  on 
Afl:,  may  be  analyzed  as  the  simultaneous  projection  of  two  major 
thirds  and  two  minor  seconds  above  AJf  ( or  B^ ) : 


Example  24-6 


Pentad  pm-^  ns^d^t 


2      4      4      1  m2  +         d^ 


3.  The  pentad  CoDgGsAJfiB,  p^rn^n^s-d^,  which  may  be  ana- 
lyzed as  the  projection  of  two  perfect  fifths  above  C  and  two 
minor  seconds  below  C: 


178 


PROJECTION    OF    THE    TRIAD    pmd 

Example  24-7 
Pentad     p^m^n^s^d^ 


fc 


s 


"ri"  "i  ^ji^ 


Wi 


5     3     I 


tp2   +    dS 


This  scale  has  one  major  and  two  minor  triads  which  may 
serve  as  key  centers  if  the  scale  is  begun  on  G  or  on  B.  It  bears 
the  closest  affinity  to  the  major-third  scale  but  contains  both 
major  seconds  and  a  tritone,  which  the  major-third  scale  lacks. 

The  involution  of  the  projection  pmd  will  have  the  same  order 
of  half-steps  in  reverse.  Since  the  order  of  the  original  pmd 
projection  was  24131,  the  order  of  the  involution  will  be  13142, 
or  CiDb3EiF4A2B: 

Example  24-8 


pmd    Hexad 


Involution 


S 


2  4 


Po  — 
I  3 


If  we  begin  on  B  and  project  the  original  triad  pmd  downward, 
we  produce  the  same  scale : 


Example  24-9 


If  p  J  ^^rr^- 


2    4    I      3      I 

The  scale  contains  six  pentads,  the  first  three  of  which  are 
formed  by  the  relationship  of  the  involution  of  pmd  at  the  inter- 
vals of  the  perfect  fifth,  major  seventh,  and  major  third, 
respectively; 

Example  24-10 


Jf  f  ^^iTi  if  J'^iVrri^J  I'lr^ 


I  pmd  @^  2    4    14         pmd  @  d  6     13    1       I  pmd  @m  3     13    4 

179 


SUPERPOSITION    OF    TRIAD    FORMS 


the  pentad  B2A4FiE3Db,  p^m^ns^dt,  the  projection  of  two  perfect 
fifths  and  two  major  thirds  above  A,  aheady  found  in  the 
major-triad  projection; 

Example  24-11 


* 


3 


r^^jj 


2     4     13 


^ 


p'  +   m' 


the  pentad  B2A4F4DbiC,  pm^ns^dH,  which,  if  begun  on  D^,  may 
be  analyzed  as  the  simultaneous  projection  of  two  major  thirds 
and  two  minor  seconds  downward; 


Example  24-12 


if=r=' 


to 


? 


w 

2     4     4     1 


and  the  pentad  BsAgEsD^iC,  p^m^n^s^d^,  which  may  be  analyzed 
as  the  projection  of  two  perfect  fifths  below  B  and  two  minor 
seconds  above  B: 

Example  24-13 


r^J^Ji'li  rrt' 


2    5     3      1 


i  p2  +  d2  t 


All  of  the  above  pentads  will  be  observed  to  be  involutions 
of  the  pentads  in  the  first  part  of  this  chapter. 

An  illustration  of  the  use  of  the  triad  pmd  at  the  interval  of 
the  perfect  fifth,  used  as  harmonic  background,  in  the  Danse 
Sacrale  from  Stravinsky's  Le  Sacre  du  Printemps,  follows : 

Example  24-14 


pmd  @    p 


180 


PROJECTION    OF    THE    TRIAD    pmd 


Stravinsky,  "Danse  Sacrale" 


fh^ 

w 

f»- 

^ — i — 

fH 

^ 

g     y       1. 

TlHu 

p 

r^r— 1 

•  a 

y 

P— 

•7      r 

'-y — i 

Vm 

•  • 

p.  . 
» — 

p. 

»  V    J 

•  1 

p. 
• — 

*  7     1 

ft 

k 

f- 1 

0— 

|»    T        I- 

•^^v — * 

-^ — 

r 

F 

■ 

w 
r  ■ 

r 

^^# 

r 
r  ■ 

r 

r 

■     ^        ^ 

Copyright  by  Associated  Music  Publishers,  Inc.,  New  York;  used  by  permission. 

All  of  the  above  pentads  will  be  observed  to  be  involutions 
of  the  pentads  in  the  first  part  of  this  chapter. 

An  illustration  of  the  use  of  the  triad  pmd  at  the  interval  of 
the  perfect  fifth,  used  as  harmonic  background,  in  the  Danse 
Sacrale  from  Stravinsky's  Le  Sacre  du  Printemps,  follows : 


181 


25 


Projection  of  the  Triad  mnd 


The  projection  of  the  triad  CgD^iE,  mnd,  forms  the  pentad 
mnd  @  m,  CsDj^jE  +  EgGiGS,  or  CgDJiEgGiGJ,  fm^nH^, 
which,  if  begun  on  G#,  or  Aj^,  will  be  seen  to  be  the  characteristic 
pentad  of  the  major-third  series; 

Example  25-1 

Pentad    p^m'^n^d^ 


W 


J  IHi  jJJ 


^      I    „        3     1 
mnd       (S    rp 


the  pentad  mnd  @  n,  C-Dif-E  +  D#-F#-G,  or  CgDJiEsFJiG, 
pm^n^sdH; 

Example  25-2 

Pentod   pm^n^sd^t 


3".    I       "^    3      I  ^     \     2 


3      I  3 

mnd     @      n 


the  pentad  mnd  @  d,  DJsFSiG  +  EgGiGJf,  or  Dj^.E^F^.G.Gl 
pm^n^s^d^: 

Example  25-3 

.Pentad    pm^  n^ s^  d^ 


^    ^    3      U        3    1  12     11 

mnd     (g   d 


182 


PROJECTION    OF    THE    TRIAD    mtld 


Together    they    form     the     six-tone     scale     CgDJiEsFJiGiGJj:, 

Example  25-4 
mnd    Hexad    p^m^n^s^d^t 


i 


:f^ 


^%  ^  #Q 


I    I 


The  remaining  pentads  are  the  pentad  CgDJiEsFJaGJ, 
pm^n^s^dt,  which  may  be  analyzed  as  the  simultaneous  projection 
of  two  major  thirds  and  two  minor  thirds,  and  which  has  already 
appeared  as  a  part  of  the  pmn  projection; 

Example  25-5 


3      12      2 


the  pentad  C4E2F#iGiGfl:,  pm^ns^dH;  which  has  already  been 

observed  as  a  part  of  the  pmd  projection,  and  which  may  be 

analyzed  as  the  combination  of  two  major  thirds  and  two  minor 

seconds  below  G|f; 

Example  25-6 

pm  3ns2d2t 


ilH^  Ji|J|||j  t)JiiJ|tJ  II 


4     2      11 


4   m^  +  d^  I 


and  the  new  pentad  CaDJfgFJiGiGfl:,  p^m^rfsdH,  which  may  be 
analyzed  as  a  combination  of  two  minor  seconds  above,  and 
two  minor  thirds  below  F# : 

Example  25-7 
-Pentad    p^m^n^sd^t 


3      3      11 


t   d' 


+       n'; 


183 


SUPERPOSITION    OF    TRIAD    FORMS 


This  hexad  has  a  close  affinity  to  the  six-tone  major-third  scale 
C-D#-E-G-G#-B.  The  presence  of  the  tritone  and  two  major 
seconds  destroys  the  homogeneity  of  the  major-third  hexad  but 
produces  a  greater  variety  of  material. 

Since  the  projection  of  the  triad  mnd  has  the  order  31211, 
the  involution  of  the  projection  will  have  the  same  order  in 
reverse,  11213,  or  CiCJiDsEiFgAb: 


i 


Hexad  mnd 


Example  25-8 
Involution 


^ 


Fo o — ^t'^— 

3  12  1 


1^ 


If  we  begin  with  the  tone  A^  and  project  the  triad  mnd  down- 
ward, we  obtain  the  same  results : 

Example  25-9 


'3-,H  -|^H   ,-rm 


3      I 


This  scale  has  six  pentads,  the  first  three  of  which  are  formed  by 
combinations  of  the  involution  of  the  triad  mnd  at  the  intervals 
of  the  major  third,  the  minor  third,  and  the  minor  second: 

Example  25-10 


^ 


W  '{'{Mh.^  ^^ 


W 


5       I 


♦  mnd      @     m 


3    1  3    1 

I  mnd     @    Ji 


3    I    2 


^^^^^^ 


mnd        @         d 


The  Others  are  the  pentad  A^gFiEsDaC,  pm^nh^dt,  which  may 
be  analyzed  as  the  simultaneous  projection  of  two  major  thirds 


184 


PROJECTION    OF    THE    TRIAD    mnd 

and  two  minor  thirds  below  A\)  (or  G#); 

Example  25-11 
Pentad   pm^^n^s^dt 


4j  reniuu    pm~n~5     ar 


2    2       i  m2  t     n2| 


the  pentad  Ab4EoDiC#iCt|,  pm^ns^dH,  which  may  be  analyzed 
as  the  simultaneous  projection  of  two  minor  seconds  and  two 
major  thirds  above  C; 

Example  25-12 


f 


and  the  pentad  AbaFsDiCjfiC,  p^m^n^sdH,  which  may  be  ana- 
lyzed as  being  composed  of  two  minor  seconds  below  and  two 
minor  thirds  above  D : 

Example  25-13 
Pentad    p^m^n^sd^t 


3     3     I 


^ 


A  nineteenth-century  example  of  the  involution  of  this  scale 
may  be  found  in  the  following  phrase  from  Wagner's  King  des 
Nibelungen: 

Example  25-14 


Wagner, 


3^ 


I 


w 


o  po 


^^ 


3        I      2^       I       I 


■or 


185 


SUPERPOSITION    OF    TRIAD    FORMS 

Another  simple  but  effective  example  of  the  involution  of  this 
projection  from  Debussy's  Pelleas  et  Melisande  follows : 

Example  25-15 


Debussy,  ' Pelleas   and    Melisande" 


i=i^ 


i 


kit  :~gT 


s^ 


m 


P.p.  p\P 


pp 


^ 


i^i 


it^^'PvCs  p  i^ 


^^h^   h 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 


3       12(1 


186 


26 


Projection  of  the  Triad  nsd 


Finally,  we  come  to  the  last  of  the  triad  projections,  the  projec- 
tion of  the  triad  nsd.  Beginning  with  the  triad  C-Db-E^,  we  form 
the  three  pentads: 

1.  CiDbsEb  +  DbiD^sE^  ==  CiDbiDfc^iEbiEti,  mnhH\  which 
is  the  basic  pentad  of  the  minor  second  series : 


Example  26-1 
I  Pentad  mn^s^d'^ 


nsd      @    d. 


2,  The  pentad  nsd  @  n, 

CiDb2Eb  +  EbiFb2Gb  =  CiDb2EbiFb2Gb,  pmn'sWt: 


Example  26-2 
Pentad    pmn^s^d^t 


s 


s 


ibJbJ  bJ^'^t'^  Jl,JbJI^ 

^12+       I     2    =^l      2     I 


2    +       12    = 
nsd       @      n 


12     12 


3,  The  pentad  nsd  @  s, 

DbiDt^^E  +  EbxFb^Gb  =  DbiDtiiEbiFb2Gb,  pmnhH': 


187 


SUPERPOSITION    OF    TRIAD    FORMS 


Example  26-3 


Pentad    pmn^s^d^ 


M.  remaa    pmn  s   a 

^  V     Z         +         I       2        ;        f      I        I     2 

nsd  @        2 


The  three  together  produce  the  scale  CiD^iDtiiEbiFbsGb' 
pm^n^s^dH,  which  may  also  be  analyzed  as  the  simultaneous 
projection  of  three  minor  seconds  and  three  major  seconds  above 
C;  or  as  two  triads  mnd  at  the  interval  of  the  major  second: 


Example  26-4 


nsd  Hexod  pm^n^s^d^t 


b^    Ho    bo    k^    ^^       ljj^iJjtJt,J[)J  Jjt^  I  \)'^^ 


mnd  @  _s 


This  scale  contains  three  other  pentads : 

1.  CiCJiDtjsEsFfl;,  pm^ns^dH,  which  may  be  analyzed  as  the 
projection  of  two  major  seconds  above  D  and  two  minor  seconds 
below  D;  or  as  the  simultaneous  projection  of  three  major 
seconds  and  two  minor  seconds  above  C : 


Example  26-5 


Pentad    pm^ns'^d^t 


2.  The  pentad  CJD\)-J)[\iE\)sG[),  pmn^s^dH,  which  may  be 
analyzed  as  the  simultaneous  projection  of  two  minor  thirds  and 
two  minor  seconds  above  C : 

Example  26-6 
Pentad    pmn^s^d^t 


I     r     I     3         n2       +   d2 


188 


PROJECTION    OF    THE    TRIAD    nsd 


3.  The  isometric  pentad  CsDiEbiFboGb,  m^n~s^dH,  which  may 
be  analyzed  as  the  simultaneous  projection  of  two  minor  thirds 
and  two  major  seconds  above  C : 

Example  26-7 
Pentad    m^n^s^d^t 


2      112         n2        +    s^ 


^^ 


This  hexad  will  be  seen  to  have  a  strong  affinity  to  the  minor 
second  six-tone  scale.  It  does,  however,  have  somewhat  more 
variety  with  the  addition  of  the  tritone. 

Since  the  projection  of  the  triad  nsd  has  the  order  11112, 
the  involution  of  the  projection  will  have  the  same  order  in 
reverse:  21111,  or  CaDiE^iEtiiFiGb.  This  hexad  may  be  ana- 
lyzed as  the  simultaneous  projection  of  three  minor  seconds  and 
three  major  seconds  below  G^  (FJj:),  or  as  two  triads  mnd  at  the 
interval  of  the  major  second : 

Example  26-8 
nsd  Hexad  pm^n^s^d^t    Involution 


If  we  begin  with  the  tone  G^  and  project  the  triad  nsd  down- 
ward, we  obtain  the  same  result: 


Example  26-9 

1         O  I  "       O  1        O^  II  I  I         o^ 


4 


1      2 


I  '    2 


I     2"' 


III       12^ 


This  scale  has  six  pentads,  three  of  which  are  formed  by 
combinations  of  the  involution  of  the  triad  7^sd  at  the  interval 
of  the  minor  second,  minor  third,  and  major  second: 


189 


superposition  of  triad  forms 
Example  26-10 


•^  12  r2       =      llll  ^  12  12'*=        1212 


12  I  '   2 

nsd      @       d 


I     2 
nsd       @      n 


J,J,J   UIJ^  /-lU  JP 


nsd         @       _3 


1112 


It  contains  also  the  pentad  GbiFiEoDoC,  pmrns^dH,  which  may 
be  analyzed  as  the  projection  of  two  major  seconds  below 
E  and  two  minor  seconds  above  E;  or  as  the  projection  of  three 
major  seconds  and  two  minor  seconds  below  G^  (F# ) ; 


Example  26-11 


i  ^^  ^  J  Jiijj  Ji  J  J^^Ti|j(U)jj  J  jtj^j 


112      2  I  s2  +     d2  t 


is- 


+      d2  \ 


the  pentad  GbiFiEiEbgC,  pmn^s^dH,  which  may  be  analyzed  as 
the  simultaneous  projection  of  two  minor  thirds  and  two  minor 
seconds  below  G^; 

Example  26-12 


fe 


13         |n2  d^i 


and  the  isometric  pentad  GbsFbiEbiDoC,  m^n^s^dH,  which  may 
be  analyzed  as  two  minor  thirds  and  two  major  seconds  below 

Gb(Fif): 

Example  26-13 


i 


))»JJ|,JJ  lllHi   1^ 


2     112 


I  nZ       s2* 


190 


PROJECTION    OF    THE    TRIAD    Usd 


All  of  these  pentads  are,  again,  involutions  of  the  pentads  dis- 
cussed in  the  first  part  of  this  chapter. 

The  remaining  triads  add  no  further  possibilities.  The  super- 
position of  the  triads  p~s,  ms^,  and  5<i^  form  the  perfect-fifth, 
major-second,  and  minor-second  scales,  already  discussed. 

The  superposition  of  the  augmented  triad,  nv\  upon  its  own 
tones  duplicates  itself: 

Example  26-14 


(|  ij  i^i  ij«-ti 


The  superposition  of  the  diminished  triad,  nH,  produces  only 
one  new  tone: 

Example  26-15 


^^^^^P 


The  projection  of  the  triad  mst  merges  with  the  five-tone 
major-second  scale: 

Example  26-16 


ij.j^^  J  J»^  m-ii^^r  iJ  JttS 


2      2      2       2 


The  projection  of  the  triad  pdt  merges  with  the  five-tone  tri- 
tone— perfect-fifth  projection : 


Example  26-17 


jij  J  |jir<'r  J^ri'  j^^jw 


I"      I       4       I 


191 


SUPERPOSITION    OF    TRIAD    FORMS 


An  excellent  example  of  the  projection  of  the  triad  nsd,  with 
its  characteristic  combination  of  four  half-steps  plus  a  whole 
step,  is  found  in  the  first  movement  of  the  fourth  Bartok  string 
quartet  where  the  first  and  second  violins  project  the  scale  with 
a  stretto  imitation  at  the  major  ninth  below  in  the  viola  and  cello : 

Example  26-18 

Bortok,  Fourth   Quartet 


^ 


# 
^ 


1^ 


i^^'^^$^h^'»'^  '  i 


j*  ^'  4  h^ 


Copyright  1929  by  Universal  Editions;  renewed  1956.    Copyright  and  renewal  assigned  to  Boosey  &  Hawkes, 
Inc.,  for  the  U.S.A.    Used  by  permission. 


iuj^j  i^jj|jjJi^^jjjsiJ J  I'^'^iJ J^^W 


I     I     I      I    2 


I     I     I      I    2 


Review  the  material  of  the  projections  of  the  triads  pmn,  pns, 
pmd,  mnd,  and  nsd.  Choose  the  one  which  seems  best  suited  to 
your  taste  and  write  a  short  sketch  based  exclusively  on  the  six 
tones  of  the  scale  which  you  select. 


192 


|.^.. '.. x  3,rL  JJ^X-^ 


SIX-TONE  SCALES  FORMED 
BY  THE  SIMULTANEOUS 
PROJECTION  OF 
TWO  INTERVALS 


27 


Simultaneous  Projection  of  the 
Minor  Third  and  Perfect  Fifth 


We  have  already  seen  that  some  of  the  six-tone  scales  formed 
by  the  projection  of  triads  (see  Example  23-4)  may  also  be 
explained  as  the  result  of  the  simultaneous  projection  of  two 
difiFerent  intervals.  We  may  now  explore  further  this  method 
of  scale  structure. 

We  shall  begin  with  the  consideration  of  the  simultaneous  pro- 
jection of  the  minor  third  with  each  of  the  other  basic  intervals, 
since  these  combinations  offer  the  greatest  variety  of  possibilities. 
Let  us  consider  first  the  combination  of  the  minor  third  and 
perfect  fifth. 

If  we  project  three  perfect  fifths  above  C,  we  form  the  tetrad 
C-G-D-A.  Three  minor  thirds  above  C  produce  the  tetrad 
C-E^-Gb-A.  Combining  the  two,  we  form  the  isometric  hexad, 
CsDiEbaGbiGtiaA,  fm~n^s-dH^: 

Example  27-1 

Hexad  p^m^n'^s^d^  t^ 


bo    bo       ^1  t^^     bo     bo      tv 


^& «i: — "^^  «i: cr 

_p'      +     n3  =21312 

This  scale,  with  its  predominance  of  minor  thirds  and  perfect 
fifths,  is  closely  related  to  the  minor-third  hexad  (see  Example 
11-3)  except  for  the  relatively  greater  importance  of  the 
perfect  fifth. 

195 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 

It  contains  three  pentads,  each  with  its  own  involution : 

Example  27-2 
Minor  Third  Pentad  and    involution 


i  U  ^^  ^^    '^   ^   i    J  bJ  ^^^ 


3        3        1 


2         13         3 


which  are  the  characteristic  pentads  of  the  minor  third  scale;  and 

Example  27-3 
Pentad     p^rr?  n^sd^t  and    involution 


J  J  bJ  ^^  ^^  4  b^i  N  bJ  ^^  li^  ^  \i^H 


^ 


2        13       1 


p'    +  n' 


13       12 


V  +  n^ 


which  we  have  already  encountered  as  a  part  of  the  pmn  projec- 
tion (Chapter  22);  and  which  is  formed  by  the  simultaneous 
projection  of  two  perfect  fifths  and  two  minor  thirds;  and 


Example  27-4 


Pentad     p^mn^s^dt 


i^± 


and    involution 


m 


J   J  ttJU'^H' 


^m 


4       I 


r  ttti 

tp2+     n^  * 


4       2 


ip' 


n2t 


which  v/e  have  met  as  a  part  of  the  pns  projection  ( Chapter  23 ) , 
and  which  is  formed  by  the  projection  of  two  perfect  fifths  above 
and  two  minor  thirds  below  C, 

One  interesting  fact  that  should  be  pointed  out  here  is  that 
every  isometric  six-tone  scale  formed  by  the  simultaneous  pro- 
jection of  two  intervals  has  an  isomeric  "twin"  having  the 
identical  intervallic  analysis.  For  example,  if,  instead  of  super- 
imposing three  perfect  fifths  and  three  minor  thirds  above  C, 
we  form  the  relationship  of  two  minor  thirds  at  the  interval  of 
the  perfect  fifth  we  derive  the  scale  C-E^-Gb  +  Gl:]-Bb-Db, 
or  CiDbsEbsGbiGl^aBb,  p'm~n'sWt^: 


196 


minor  third  and  perfect  fifth 
Example  27-5 

Hexod        p3m2n4s2d2t2 


^^      ^fg 


1,^      bo     t'g^^^ 


n2     @      p  I  2  3  1  3 

Analyzing  this  scale  we  find  it  to  contain  three  perfect  fifths,  C 
to  G,  Eb  to  B\),  and  Gb  to  D^i;  two  major  thirds,  E^  to  G,  and  G^ 
to  B\);  four  minor  thirds,  C  to  E^,  E^  to  G^,  G[\  to  B^,  and  Bb  to 
Db;  two  major  seconds,  D^  to  E^,  and  B^  to  C;  two  minor 
seconds,  C  to  D^  and  G\)  to  Gt|;  and  two  tritones,  C  to  G^,  and 
D\)  to  Gt^;  p^m^n^s^dH^,  the  same  interval  combinations  that 
existed  in  the  scale  formed  by  simultaneous  projection  of  three 
perfect  fifths  and  three  minor  thirds.  It  will  be  observed  that 
neither  scale  is  the  involution  of  the  other. 

This  scale  also  contains  three  pentads  and  their  involutions : 


Pentad    p^m^n^sdt 


Example  27-6 

and    involution 


^neiiiuu      yj    III    II    3UI  uiiu      iiiYuiu  1  luii 


pmn   @    n 


?mn    @  ji^ 


which  were  found  in  the  projection  of  the  triad  pmn  as  the  com- 
bination of  two  major  or  two  minor  triads  at  the  interval  of  the 
minor  third;  and 

Example  27-7 
Rented    p^mn^s^dt  and   involution 


pns  @  n 


pns    @     n_ 


197 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 


which  were  found  in  the  projection  of  the  triad  pns  at  the  minor 
third;  and 


Example  27-8 
Pentad    p^  mn^sd^t^  and    Involution 


U^JtJ  ^i  ^Ji  ■■■\>h^^r  rt  1'^^ 


^*=^ 


u 


J^iWsi 


f*f 


12     3      1 


r 


pmn       +     \_ 


2(1-3) 


13     2       1 


pmn        +      t' 


2(1-5) 


which  was  found  in  the  pmn  tritone  projection  (Chapter  19),  as 
a  major  or  minor  triad  with  added  tritones  above  the  root  and 
the  fifth. 

An  example  of  the  six-tone  scale  formed  by  the  simultaneous 
projection  of  three  perfect  fifths  and  three  minor  thirds  is  found 
in  the  following  excerpt  from  Stravinsky's  Petrouchka,  which 
can,  of  course,  also  be  analyzed  as  a  dominant  ninth  in  C#  minor 
followed  by  the  tonic: 

Example  27-9 


Stravinsky,    Petrouchka 
Bsn. 


I  ■   »i^  ItJJJj 


VIn.pizz. 


^ 


^ 


^ 


Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1958  by  Boosey  &  Hawkes,  Inc.    Used 
by  pennission  of  Boosey  &  Hawkes,  Inc. 

Its  "twin"  sonority,  formed  of  two  minor  thirds  at  the  interval 
of  the  perfect  fifth,  is  illustrated  by  the  excerpt  from  Gustav 
Hoist's  Hymn  of  Jesus,  where  the  sonority  is  divided  into  two 
triads  pmn,  one  major  and  one  minor,  at  the  interval  of  the 
tritone: 


198 


minor  third  and  perfect  fifth 
Example  27-10 


Hoist,   Hymn  of  Jesus 


m 


r  ir    r    r 


Oi    -  vine    Grace      is       done 


ing 


(|  4  ij  a 


^ 


t» 


^t^tff  f ' 


T^ 


Wff 


m 


^ 


^ 


W^ 


m^ 


By  permission  of  Galaxy  Music  Corporation,  publishers. 


,JUJ      Jfi^y     l,JtJUJ^«^ 


_n2         @  p 


12      3     1      3 


199 


28 


Simultaneous  Projection  of  the 
Minor  Third  and  Major  Third 


Projecting  three  minor  thirds  above  C  and  two  major  thirds 
above  C,  we  form  the  isometric  six-tone  scale  C-E^-Gb-A  + 
C-Et^-GJf,  or  CgEbiEt^oGboGftiA,  having  the  analysis  p^m^n's^dH\ 
This  scale  bears  a  close  relationship  to  the  minor-third  series  but 
with  a  greater  number  of  major  thirds: 


Example  28-1 


Hexad     p^m^n'^s^d^t^ 


^ 


^ 


^ 


bo    tjo    t'Q  ^ 


+     m" 


3        12        2         1 


This  scale  contains  two  new  isometric  pentads: 

Example  28-2 
Pentad     p^m^n^d^t 


i  J  bJ  tiJ  ii 

3        1         4 


t       m' 


which  is  formed  of  a  major  third  and  a  minor  third  above  and 

below  C,  tm~n^;  and         ^  ^^  ^ 

Example  28-3 

Pentad    p^mn^s^d^t 


|^J(a^JjW,^      j^n^U      i 


^ 


200 


MINOR    THIRD    AND    MAJOR    THIRD 

which  is  formed  of  a  minor  third  and  a  major  second  above  and 
below  Fjl;  and  two  pentads  with  their  involutions, 

Example  28-4 


4       2 
Minor  Third  Pen  tod  pmn  sdt     involution 


fj!  J  r  'T  "r  *r :  11.^^ 


3        3        12 


I       3      3 


which  are  the  basic  pentads  of  the  minor-third  series;  and 
Pentad  pm^n^s^dt 


Example  28-5 

and    involution 


^  A         o         n         I  i_2  .      _2i  T«        I 


^J  ^  t^^  I'^^nyit 


* 


4       2      2       1 


4m^  +    A 


I       2      24  tm2+n2t 


which  is  a  part  of  the  ipvfin  and  the  mnd  projection,  and  which 
may  be  analyzed  as  the  simultaneous  projection  of  two  major 
thirds  and  two  minor  thirds. 

If  we  now  project  two  minor  thirds  at  the  interval  of  the  major 
third,  we  form  the  isomeric  twin  having  the  same  intervallic 
analysis,  p^m^n^s^dH^: 


Example  28-6 


p^m^n^s^d^t^ 


to   ^fg 


|,o      Ijo       I*"  ^ 


_n_2   @     _m. 


This  scale  contains  three  pentads,  each  with  its  involution: 


i 


Pentad  p^m^n\dt 


Example  28-7 

and    involution 


iP  jbJiiJ  ^'T  ki  ^'    ^jbJ^^^^V  hi  d 


3       1         3     3  pmn  @    n 


3     3      13 


pmn   @   n 


201 


SIMULTANEOUS    PROJECTION   OF    TWO    INTERVALS 


which  has  already  appeared  in  the  pmn  projection  as  two  triads, 
pmn,  at  the  interval  of  the  minor  third;  and 


Pentad    pm^n'sd^t 


Example  28-8 

and    involution 


which  has  already  appeared  in  the  projection  mnd  as  two  triads 
mnd  at  the  interval  of  the  minor  third,  and 


Example  28-9 


Pentad  pm^n^s^dt^ 


and    involution 


^ 


^4213  r       I  3124  f^        ' 


which  has  already  been  found  in  the  tritone-pinn  projection. 

Two  quotations  from  Debussy's  Pelleas  et  Melisande  illustrate 
the  use  of  the  two  hexads.  The  first  uses  the  scale  formed  by  the 
simultaneous  projection  of  minor  thirds  and  major  thirds: 

Example  28-10 

Debussy,  "Pelleos    and    Mel i sonde"   . 


V-  J-  rrrr 


HP 


^^ 


b^ 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 


Jlo- 


bo     *' 


bo     " 


<^ 


_n^  +  m^  3         12  2        1 

The  second  employs  the  hexad  formed  of  two  minor  thirds  at 
the  interval  of  the  major  third : 


202 


minor  third  and  major  third 
Example  28-11 


ibid. 


*>••     ij^  ■  p  i  i  i  1  i  i  p  p    I   ,,j{o^«^ 


ugQ 


^^ 


«.^BO 


J2J0 


n'  @    m^ 


3    12     13 


•^•-  muuiuu 


The   following   interesting   example   of  the   second  hexad   is 
found  in  the  second  of  Schonberg's  Five  Orchestral  Pieces: 


Example  28-12 

Schonberg ,  Five  Orchestral   Pieces,  No.  2 
n.,E.H.  ^ 


Cello, 


'ueiio,^ 

aa.,BsWP 

By  permission  ot  C.  F.  Peters  Corporation,  music  publishers. 


t;vi  tio    i^ 


@  JL 


3        12  13 


203 


29 


Simultaneous  Projection  of  the 
Minor  Third  and  Major  Second 


Projecting  three  minor  thirds  and  three  major  seconds  above  C, 
we    form    the    six-tone    scale    C-E^-Gb-A    +    C-D-El^-Ffl,    or 

C2DiEbiEt|2F#3A,  with  the  analysis  phn^n^s^dH^: 


Example  29-1 


i 


Hexad    p^m^n'^s^d^t  ^ 


bo  ^°    '^      ^   V5  \^  tf"      ^  .^  bo  t}o  :^ 


+         33  2         112       3 

which  will  be  seen  to  be  similar  to  the  minor-third  series,  but 
with  a  greater  number  of  major  seconds. 
This  scale  contains  two  isometric  pentads: 

Example  29-2 
Pentad     p^m^n^s^t 


^^ 


2     2     2     3  ,      „2      „2 


\     P      £L 

which  has  appeared  in  the  projection  pns  (see  Example  23-5), 
and  may  also  be  considered  as  the  projection  of  a  perfect  fifth 
and  a  minor  third  above  and  below  A;  and 


204 


minor  third  and  major  second 
Example  29-3 


Pentad     m^n^s^d^t 


i 


y  j  JbJtiJjiJ  bo  t^g.i^o 


2      112 


J  n}     d^ 


which  has  been  found  in  the  projection  nsd  and  may  also  be  con- 
sidered as  the  projection  of  a  minor  third  and  minor  second 
above  and  below  E^).  There  are  also  two  pentads,  each  with  its 

involution : 

Example  29-4 

IVlinorThird  Pentad        involution 
pmn^sdj^   .       a 


^  3      3      12  ^2133 


which  are  basic  pentads  of  the  minor  third  series;  and 

Example  29-5 
.Pentad  p^mn^s^d^     Involution 


# 


^^ 


I    r  2 


3     2      11 


tt»    J|.JI| 


^ 


g 


P'      +    3' 


+  d' 


P'    -^  3* 


^  d^ 


which  appears  here  for  the  first  time  and  may  be  analyzed  as 
the  simultaneous  projection  of  two  perfect  fifths,  two  major 
seconds,  and  two  minor  seconds  above  D  or  below  E. 

If  we  now  project  two  minor  thirds  at  the  interval  of  the  major 
second,  we  produce  the  isomeric  twin  C-E^-Gb  +  D-F-Aj^,  or 
CsDiEbaFiGbsAb,  with  the  same  analysis,  p^m^n^s^dH^: 

Example  29-6 


# 


bi'a  "0 


n^   @     3 


CF 

2  I 


bo     '■'* 


be    ^^ 


205 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 

This  scale  contains  three  pentads,  each  with  its  involution: 

Example  29-7 
Pentad    p^mn^^dt  Involution 


3     2     12  pns  @  ji 


which  has  already  appeared  in  the  pns  projection  as  two  triads 
pns  at  the  interval  of  the  minor  third;  and 


Pentad    pmn^s^d^t 


Example  29-8 

Involution 


■212  n-M         fn\  n  O  I  O  I  ...^  /^ 


nsd    @     n^ 


2       12    1         nsd     @      n 


which  has  appeared  in  the  projection  nsd  as  a  combination  of 
two  triads  nsd  at  the  interval  of  the  minor  third;  and 


Pentad  pm^n^s^dt^ 


Example  29-9 
Involution 


i4± 


ti. 


2      13     2 


2      3     12 


which  has  appeared  in  the  p^nn-tritone  projection. 

The  climactic  section  of  the  author's  Cherubic  Hymn  begins 
with  the  projection  of  two  minor  thirds  at  the  interval  of  the 
major  second  and  gradually  expands  to  the  eight-tone  minor- 
third  scale: 

Example  29-10 

Hanson/TVie  Cherubic  Hymn" 


^i  ^j\  rr  r  r  ri^ 


■>-z  %  rr  r  r  r^ 


rg  bhj 


n^  @    s 


Copyright  ©  1950  by  Carl  Fischer,  Inc.,  New  York,  N.  Y. 


206 


30 


Simultaneous  Projection  of  the 
Minor  Third  and  Minor  Second 


Projecting  three  minor  thirds  and  three  minor  seconds  above  C, 
we    form    the    six-tone    scale    C-Eb-Gb-A    +    C-Db-Dt|-Eb,    or 

CiDbiD^iEb3Gb3A,  with  the  analysis  fm^n'^s^dH^: 

Example  30-1 
Hexad    p^nnVS^d^t? 


I       r      I       3     3 


This  scale  is,  again,  similar  to  the  minor-third  series,  but  with 
greater  emphasis  on  the  minor  second. 
This  scale  contains  three  pentads,  each  with  its  involution: 


Example  30-2 
Min^yji^d  Pentad        involution 


i 


3      3       12  -    2       I       3       3 

which  is  the  basic  pentad  o£  the  minor  third  series;  and 


Pentad     p^m^n^sd^t 


Example  30-3 

Involution 


3    4       I         I  Td^'    *    +^n2  t 


207 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 

which  has  occurred  in  the  projection  mnd  and  appears  here  as 
the  projection  of  two  minor  seconds  above  and  two  minor  thirds 
below  C;  or,  in  involution,  as  two  minor  seconds  below  and  two 
minor  thirds  above  D#;  and 


Example  30-4 
Pentad    pmn^s^d^t  Involution 


\>m  tip  y    \\'F  •  i?|»   I^P  .  J 


jj^juu^  ij^jjj^^^rTrriTrT''^ 


1113  d2  +•  n2 


3     111  4d2 


n  2  ^ 


which  has  occurred  in  the  projection  nsd.  This  may  be  analyzed 
as  the  simultaneous  projection  o£  two  minor  seconds  and  two 
minor  thirds  above  C  or  below  E^. 

If  we  project  two  minor  thirds  at  the  interval  of  the  minor 
second,  we  produce  the  isomeric  twin  C-E^-Gb  +  CJ-Eti-Gti,  or 
CiCJfsEbiEtisGbiGtl,  with  the  same  analysis,  fm^n^sHH^: 


Example  30-5 


i 


g^  b^^i-  i^a   ^  j^  t^^  tio  t^"  ^» 


n}      @      ± 


I  2  I 


This  scale  contains  three  pentads,  each  with  its  involution: 


Example  30-6 
Pentad    pm^n^sd^t  Involution 


^  reniau     pm    ri   su    i  mvumiiuii 


r^ 


3      1  3       1  ,■      r,       i      ■>. 

mnd      @       n  12     13 


.3  13 

mnd     @      n 


which  has  appeared  in  the  projection  mnd  as  a  combination  of 
two  triads  mnd  at  the  interval  of  the  minor  third;  and 


208 


minor  third  and  minor  second 

Example  30-7 
Pentad   pmn  ^s^d^t  Involution 


Wyi^'^'  W  ^^H^'ȴ:^^^f  M^  W 


nsd      @       n^ 


I  2     1 

nsd     @    J2 


which  has  appeared  in  the  projection  nsd  as  a  combination  of 
two  triads  nsd  at  the  interval  of  the  minor  third;  and 


Pentad    p^mn^sd^  t^ 


Example  30-8 

Involution 


pmn  @  j;^ 


which  has  aheady  occurred  in  the  pmn-tritone  projection. 

A  review  of  Chapters  27  to  30,  which  have  presented  the 
simultaneous  projection  of  the  minor  third  with  the  intervals  of 
the  perfect  fifth,  major  third,  major  second,  and  minor  second 
respectively,  will  show  that  all  of  the  hexads  so  formed  fall 
naturally  into  the  minor-third  series,  since  all  of  them  contain  a 
preponderance  of  minor  thirds  with  their  concomitant  tritones. 

The  short  recitative  from  Debussy's  Pelleas  et  Melisande  ade- 
quately illustrates  the  hexad  formed  by  the  simultaneous  pro- 
jection of  minor  thirds  and  minor  seconds: 

Example  30-9 

Debussy,  Pelleas  and  Melisande 


j)i  ^'  ^'  '/  g'j^^jT  I'/pipp^^'  J^  )iM)i\^ 


^ 


# 


n- 


^ 


"^ 


bo     ^i 


Permission  for  reprint  granted  by  Durand  et  Cie,  Paris,  France,  copyright  owners;  Elkan-Vogel  Co.,  Inc.,  Phila- 
delphia, Pa.,  agents. 

The  quotation  from  Stravinsky's  Petrouchka  is  an  excellent 
example  of  the  projection  of  two  minor  thirds  of  the  interval  of 
the  minor  second: 


209 


simultaneous  projection  of  two  intervals 
Example  30-10 


Stravinsky,  Petrouchko 


Harp 


Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1958  by  Boosey  &  Hawkes,  Inc.    Used 
by  permission  of  Boosey  &  Havifkes,  Inc. 


Review  the  projections  of  Chapters  27  to  30,  inclusive.  Select 
the  hexad  which  most  appeals  to  you  and  write  a  short  sketch 
based  exclusively  on  the  material  of  the  scale  which  you  select. 


210 


31 


Simultaneous  Projection  of  the 
Perfect  Fifth  and  Major  Third 


If  we  project  three  perfect  fifths  above  C,  C-G-D-A,  and  two 
major  thirds  above  C,  C-E-Gfl:,  we  produce  the  six-tone  isometric 
scale  CsDsEsGiGifiA,  fm^nhHH: 

Example  31-1 


1 


p3     +    m^ 


«s 

2-  2 


I  I 


It  bears  a  close  relationship  to  the  perfect-fifth  series  because 
it  is  the  perfect-fifth  pentad  above  C  with  the  addition  of  the 
chromatic  tone  G#. 

It  contains  two  isometric  pentads : 

Example  31-2 

Perfect  Fifth  Pentad 
P^mn2s3 


I   J    .1    J    J 


2       2         3       2 

already  described  as  the  basic  perfect-fifth  pentad;  and 

Example  31-3 
Pentad  p^m^n^d^ 

*J        -0-  J.  1.        \  I  M.    ~  9         .9 


4      3     1        I 


t    m^  1' 


2     aZ 


211 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 

which  is  a  new  isometric  pentad,  and  which  may  be  analyzed  as 
the  formation  of  a  major  third  and  a  minor  second  above  and 
below  G#,  Wd\ 

It  also  contains  two  pentads,  each  with  its  involution: 


Example  31-4 


p^mns  ^d^t 


W 


f-f^ 


Involution 


^m 


^m 


-ZgL W- 

2     5      11 


p3+  d2 


115    2  -^      »^it' 

t    p3  +  d2 


which  may  be  analyzed  as  the  simultaneous  projection  of  three 
perfect  fifths  and  two  minor  seconds,  and  which  has  not  before 
been  encountered;  and 


p^m^ns^dt 


Example  31-5 

Involution 


i^\h^  nj.  «i  : iiJ  ^  r  r 


2     2     3    1 


p'  +    m' 


13    2     2 


^m 


s 


i  p2  +  m^  I 


which  we  have  met  before  as  a  part  of  the  projection  of  both  the 
triads  'pmn  (Chapter  22)  and  'pmd  (Chapter  24)  and  is  formed 
by  the  simultaneous  projection  of  two  perfect  fifths  and  two 
major  thirds. 

If  we  now  project  two  perfect  fifths  at  the  interval  of  the 
major  third,  we  form  another  isomeric  twin  having  the  same 
intervallic  analysis  as  the  previous  scale,  but  not  constituting  an 
involution  of  the  first  scale.  The  scale  thus  formed  is  C-G-D  + 
E-B-F#,  or  C2D2E2F#iG4B,  which  also  has  the  intervallic  forma- 
tion p^m^nrs^dH: 

Example  31-6 


i 


p?     @       m 


^€i^ a 

2  2 


212 


PERFECT    FIFTH    AND    MAJOR    THIRD 

This  scale  will  be  seen  also  to  have  a  close  resemblance  to  the 
perfect-fifth  series,  for  it  consists  of  the  tones  of  the  seven-tone 
perfect-fifth  scale  with  the  tone  A  omitted. 

It  contains  three  pentads,  each  with  its  involution: 


p-^m2  n^s^d 


Example  31-7 


Involution 


J.J^r  i  h^n'r  i 


M 


2     2     3    4  pmn  @  p 


4     3     2      2        pmn  @    p 


which  has  already  occurred  in  the  pmn  projection  as  the  relation- 
ship of  two  triads  pmn  at  the  interval  of  the  perfect  fifth;  and 


p3m2nsd2  t 


^ 


^^ 


Example  31-8 

Involution 
ii 


m 


s^ 


pmd  @  p 


4     14     2 


pmd   @    p 


which  has  already  occurred  as  the  projection  of  two  triads  pmd 
at  the  interval  of  the  perfect  fifth;  and 


Example  31-9 


p^m^ns^dt 


Involution 


fe=* 


^=m 


^^ 


2     2     2       1 


p«  +   s^ 


2    2     2  I  ^2  +  s3  i 


which  we  have  met'  in  the  projection  of  the  triad  pns  as  the 
simultaneous  projection  of  two  perfect  fifths  and  three 
major  seconds.    , 

A  striking  example  of  the  projection  of  two  perfect  fifths  at 
the  interval  of  a  major  third  is  found  in  the  opening  of  the 
Stravinsky  Symphony  in  C: 


213 


simultaneous  projection  of  two  intervals 
Example  31-10 

Strovinsky,  Symphony  in  C 


# 


e 


iSj, 


n 


J 


i 


^ 


^ 


^ 


^ 


f 


¥ 


m 


Strgs.,  Hns., 

*'"^-   him 


m 


Winds 


^--.^v.^ 


p2@nn- 


rimp. 


Copyright  1948  by  Schott  &  Co.,  Ltd.;  used  by  permission  of  Associated  Music  Publishers,  Inc.,  New  York. 

An  excellent  example  of  the  simultaneous  projection  of  two 
perfect  fifths  and  two  major  thirds,  giving  the  pentatonic  scale 
C  D  E  G  Ab,  may  be  found  in  Copland's  A  Lincoln  Portrait: 


Example  31-11 


Copiond,"A   Lincoln    Portrait" 
Hns. 


nnti 


^m 


■^Sr 


4u 


bo ,Trb.,' Cellos,  Basses 


iuDa,Tro.,  cellos, 


r 


^ 


r 


r 


r 


Copyright  1943  by  Hawkes  &  Son  (London),  Ltd.  Used  by  permission  of  Boosey  &  Hawkes,  Inc. 


214 


32 


Simultaneous  Projection  of  the 
Major  Third  and  Minor  Second 


Projecting  major  thirds  and  minor  seconds  simultaneously,  we 
form  the  six-tone  scale  C-E-G#  +  C-Ci|:-D-D#,  or  CiCJfiDiDJi 
E4G#,  with  the  analysis  p^m^n^s^dH.  This  scale  is  very  similar  to 
the  six-tone  minor-second  series  with  the  exception  of  the  addi- 
tion of  the  tritone  and  greater  emphasis  on  the  major  third: 

Example  32-1 

Hexad     p^m^n^s^d^  t 


^'  %.T3ft^   "tt"       ^J- 


Ss 


I       I 


This  scale  contains  two  isometric  pentads : 

Example  32-2 

Pentad     p^m^n  ^sd^ 


P       2^       I         4  t     '^     ^2  ™2 


which  is  formed  of  a  perfect  fifth  and  a  major  third  above  and 

below  G#;  and 

Example  32-3 


# 


Minor  Second  Pentad  mn^s^d^ 


^  ,»^  I  ^  I  ^' 


215 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 


which  is  the  basic  minor-second  pentad.  There  are  two  additional 
pentads,  each  with  its  involution: 


.Pentad    pm^ns^d^t 


Example  32-4 

Involution 


1^     I      2     4  tm2    +   d 


-*      2     I       I  4m2  ,+  d2 


which  has  been  found  as  a  part  of  the  projection  pmd  and  mnd, 
and  is  analyzed  as  the  simultaneous  projection  of  two  major 
thirds  and  two  minor  seconds;  and 


Pentad  p^mns^d^t 


Example  32-5 

Involution 


J^iJaJ■ltiJ|<j,iJ,J■li^l^||^lVKi"m 

•^     tt^l      !+♦      I      4  1^p2+^7i     ^  4      111  %*fp2+d3 


which  consists  of  the  simultaneous  projection  of  two  perfect 
fifths  and  three  minor  seconds,  and  which  appears  here  for  the 
first  time. 

If  we  project  two  minor  seconds  at  the  interval  of  the  major 
third,  we  form  the  isomeric  twin  C-C#-D  +  E-F-Ffl:,  or 
CiCifiDaEiFiFfl:,  having  the  same  analysis,  p^m^n^s^dH: 


Example  32-6 


Hexod   p^m^n^s^d'^t 


o       "    ^^ 


=°=#^ 


^#^." 


@ 


r      I 


I       I 


This  scale  contains  three  pentads,  each  with  its  involution: 


Pentad    pm^n^s^d^ 


Example  32-7 

Involution 


216 


MAJOR    THIRD    AND    MINOR    SECOND 

which  is  a  part  of  the  projection  mnd,  being  formed  of  two  triads 
mnd  at  the  interval  of  the  minor  second;  and 


Example  32-8 
Pentad    p^m^nsd^t  Involution 


(|j,,iJ/iri  r'ff  :J3J,||J|, iJilJ 


pmd    @  d 


pmd    @  d[ 


which  is  a  part  of  the  projection  pmd,  being  formed  of  two 
triads  pmd  at  the  interval  of  the  minor  second;  and 

Example  32-9 
Pentad    pm^ns^d^t  Involution 


Iff     I    2    2 


s3  +   d^  2 


2    11  I  s3  +    d2 


which  is  a  part  of  the  nsd  projection  and  may  be  considered  as 
the  simultaneous  projection  of  three  major  seconds  and  two 
minor  seconds. 

Copland's  A  Lincoln  Portrait  contains  the  following  example 
of  the  projection  of  two  minor  seconds  and  two  major  thirds, 
producing  the  pentad  J,At)-G-F}f-E-C: 


Example  32-10 


Copland, "Lincoln   Portrait" 


Copyright  1943  by  Hawlces  &  Son  (London),  Ltd.    Used  by  permission  of  Boosey  &  Hawkes,  Inc. 


217 


SIMULTANEOUS    PROJECTION    OF    TWO    INTERVALS 

An  example  of  the  hexad  formed  by  the  simultaneous 
projection  of  three  minor  seconds  and  major  thirds  will  be  found 
at  the  beginning  of  Le  Tour  de  Passe-Passe  from  Stravinsky's 
Petrouchka: 

Example  32-11 

Stravinsky,"Petrouchkgl_^  


^ 


S 


^"^r-[jir 


53l^ 


m 


Bsns^p-r-[Jr 


^ 


^ 


^ 


BasSj 


C.Bsn, 


Bab 


Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1958  by  Boosey  &  Havv-kes,  Inc.    Used 
by  permission  of  Boosey  &  Haw'xes,  Inc. 

An  unusual  example  of  the  projection  of  two  minor  seconds 
at  the  interval  of  the  major  third  is  found  in  the  cadence  at  the 
end  of  the  first  of  the  Five  Orchestral  Pieces  of  Schonberg: 


Example  32-12 


Schonberg, "Five  Orchestral  Pieces' 


By  permission  of  C.  F.  Peters  Corporation,  music  publishers. 


218 


33 


Simultaneous  Projection  of  the 
Perfect  Fifth  and  Minor  Second 


The  simultaneous  projection  of  three  perfect  fifths  and  three 
minor  seconds  produces  the  scale  C-D-G-A  +  C-C#-D-D#,  or 
CiCJiDiDJfiGaA,  p^m^n^s^dH^,  which  may  also  be  analyzed  as 
the  triad  pdt  at  the  interval  of  the  major  second: 

Example  33-1 
Hexad    p^m^n^s^d^  t^ 


j'+d'*"  11142  pdt     &_     3 

This  does  not  form  an  isometric  six-tone  scale  but  a  more 
complex  pattern,  a  scale  which  has  its  own  involution  and  also 
has  its  isomeric  "twin"  which  in  turn  has  its  own  involution.  This 
type  of  formation  will  be  discussed  in  detail  in  Chapter  39. 

If  we  project  two  perfect  fifths  at  the  interval  of  the  minor 
second,  we  form  the  six-tone  scale  C-G-D  +  D^-Ab-Eb,  or 
CiDbiDtiiEb4GiAb,  with  the  analysis  p^m^ns^dH^: 

Example  33-2 
Hexad    p^mSnsSd^fS 


i 


bo  .^-    i>o     tjo    P' 


p^     @      6_  I  I  I 

This  scale  is  most  closely  related  to  the  projection  of  the  tritone 
discussed  in  Chapter  17. 

219 


SIMULTANEOUS    PROJECTION   OF    TWO    INTERVALS 

It  contains  three  pentads,  each  with  its  involution: 

Example  33-3 


^Pentad 

p 

^  msd 

3t2 

Involution 

4=1 

1 \r2 

f— 

L  ^i'^^     !   J 

-t- 

^ 

f-^P \k-^ 

#d 

kJ 

^ 

«l  17  ■ 

■-IT* 

W  ^v   W  .-.'■--J 

t'l 

-^=^^^'— 

114     1  2dt    @    p 


14     11 


^t  @    p 


which  is  a  part  of  the  tritone-perfect-fifth  projection  and  may  be 
analyzed  as  the  triad  fdt  at  the  interval  of  the  perfect  fifth;  and 

Example  33-4 
Pentad   p^m^nsd^t  Involution 


i  U  i,J  ^  1'^  r  H  tp  ■  ^j  J  ^-i  r  y  if  ^ 


2         4         14 


pmd@  Q^ 


4      14     2 


pmd  @  p 


which  has  appeared  previously  as  the  triad  pmd  at  the  interval 
of  the  perfect  fifth;  and 


Pentod    p^mns^d^t 


Example  33-5 

Involution 


which  may  be  analyzed  as  the  simultaneous  projection  of  two 
perfect  fifths  and  three  minor  seconds. 

If  we  now  reverse  the  projection  and  form  two  minor  seconds 
at  the  interval  of  the  perfect  fifth,  we  form  the  scale  C-C#-D  + 
G-G#-A,     or     CiC^iDgGiGJfiA,     having     the     same     analysis, 

Example  33-6 
Hexed     p'^m^ns^d^tg 


&^I^ 


ft 


dz 


@ 


I*'        I         5 


jto      " 


I         I 


220 


PERFECT    FIFTH    AND    MINOR    SECOND 

This  scale  contains  three  pentads,  each  with  its  involution: 

Example  33-7 


Pentad    p^  msd^t^ 


Involution 


tt^l      5     11  pdt  ®  p  I"      I      5      I  ^  ' 


pdt     @    p 


which  is  a  part  of  the  tritone-perfect-fifth  projection,  being  a 
combination  of  two  triads  pdt  at  the  interval  of  the  perfect 
fifth;  and 


Example  33-8 


^  Pentod   p'^m'^  nsd'^t  #  Involution 

^       ^ifi^ie       I  nmd    ra     d  *^*6II  T*  ' 


It*     I      6      I  pmd 


pmd  @   d 


which  has  occurred  in  the  projection  'pmd  as  the  combination 
of  two  triads  fmd  at  the  interval  of  the  major  seventh;  and 


Example  33-9 
Pentad    p^mns^  d'^t  Involution 


,3„„^2  ^2* 


)3    +  d?^  2      5       11  i|p3  +  d2 


r    I    5  2 


which  may  be  analyzed  as  the  simultaneous  projection  of  three 
perfect  fifths  and  two  minor  seconds. 

The  first  of  the  hexads  discussed  in  this  chapter  has  a  pre- 
dominance of  tritones,  while  the  second  and  third  have  an  equal 
strength  of  tritones,  perfect  fifths,  and  minor  seconds.  This  means 
that  all  three  scales  have  a  close  resemblance  to  the  tritone- 
perfect-fifth  projection.  The  following  measure  from  the  Stravin- 
sky Concertino  illustrates  the  simultaneous  projection  of  three 
minor  seconds  and  three  perfect  fifths.  It  will  be  seen  to  be  a 
variant  of  the  illustration  of  the  tritone  projection  of  Ex- 
ample 18-9. 

221 


simultaneous  projection  of  two  intervals 
Example  33-10 


Stravinsky.  Concertino  . 


pizz. 


Copyright  1923,  1951,  1953  by  Wilhelm  Hansen,  Copenhagen.    By  permission  of  the  publishers. 

This  concludes  the  discussion  of  the  simultaneous  projection 
of  two  intervals,  since  the  only  pair  remaining  is  the  combination 
of  the  major  second  and  the  major  third,  the  projection  of  which 
forms  the  major-second  pentad. 

Review  the  hexads  of  Chapters  31  to  33,  inclusive.  Select  one 
and  write  a  short  sketch  confined  entirely  to  the  material  of  the 
scale  you  select. 


222 


Part  lY 


PROJECTION  BY 
INVOLUTION  AND 

AT  FOREIGN  INTERVALS 


34 


Projection  by  Involution 


If  we  examine  again  the  perfect-fifth  pentad  C-D-E-G-A, 
formed  of  the  four  superimposed  fifths,  C-G-D-A-E,  we  shall 
observe  that  this  combination  may  be  formed  with  equal  logic 
by  beginning  with  the  tone  D  and  projecting  two  perfect  fifths 
above  and  below  the  starting  tone: 

Example  34-1 


i 


-^ 


o    *> 


All  such  sonorities  will  obviously  be  isometric. 

Using  this  principle,  we  can  form  a  number  of  characteristic 
pentads  by  superimposing  two  intervals  above  the  first  tone  and 
also  projecting  the  same  two  intervals  below  the  starting  tone. 
Referring  again  to  the  twelve-tone  circle  of  fifths,  we  note  that 
we  have  six  tones  clockwise  from  C:  G-D-A-E-B-Fjj:,  and  six 
tones  counterclockwise  from  C:  F-B^-Eb-Ab-Db-Gb,  the  G^ 
duplicating  the  F}.  The  following  visual  arrangement  may  be 
of  aid: 

12      3      4      5 

G     D     A     E     B 
C  F#(Gb) 

F      Bb    Eb   Ab  Db 

G  and  F  form  the  perfect  fifth  above  and  below  C;  D  and  Bb 

225 


INVOLUTION    AND    FOREIGN    INTERVALS 


form  the  major  second  above  and  below  C;  A  and  E^  form  the 

major  sixth  above  and  below  C;  E  and  A\)  form  the  major  third 

above  and  below  C;  and  B  and  D^  form  the  major  seventh  above 

and  below  C. 

Taking  the  combination  of  1  and  2,  $p^s^,  we  duplicate  the 

perfect-fifth  pentad: 

^  ^  Example  34-2 


$  p2s2  2  3  2  3    C    2    2  3  2 


The  combination  of  1  and  3  forms  the  pentad  |5^n^|  ( Example 
23-5): 


G  A 


F  Eb 


tp^n% 


or,  arranged  melodically  C3Eb2F2G2A,  p^m^nhH: 

Example  34-3 


$ 


p  m    n    ST 


i^^    b< 


^  p''n 


2«2 


^ 


iS 


3     2      2     2 


The  combination  of  1  and  4  forms  the  pentad 

G  E 

C  ,  tp^rn^  or 


F  Ab 


C4EiF2GiAb,  p''m^nh(P: 


Example  34-4 


4=^ 

-r*^ 

p  m 

n^sd^ 

-r. — 

'g>  u" 

\jvs 

=^ 

— ■ •- 

vu 

%  p2m2 


4       12       1 


226 


PROJECTION    BY    INVOLUTION 

The  combination  of  1  and  5  forms  the  pentad 

G  B 

C  ,  tp'd', 

F  Db 

or  CiDb4F2G4B,  p^mhHH^: 

Example  34-5 


* 


t 


^"  bo  j-bJ  ^  ^  r 


♦    p2d2 


14      2     4 


The  combination  of  2  and  3  forms  the  pentad 

D    A 
C  ,  ts^n^ 

Bb  Eb 

or  CsDiEbeAiBb,  p^mnhHH: 

Example  34-6 

p^  mn^s^d^t 


X  s^n' 


bo   iJj^T 


2      16     1 


The  combination  of  2  and  4  duphcates  the  major-second  pentad 

D    E 

C  ,  Xs^rn\ 

Bb  Ab 


or  C2D2E4Ab2Bb,  m^sH^: 


# 


Example  34-7 


^'t^e  \M 


%    «2m2 


i  J  J 1'^  ^r  (''^  ^1 


2     2      4     2 


2       2     2      2 


227 


INVOLUTION    AND    FOREIGN    INTERVALS 

The  combination  of  2  and  5  duplicates  the  minor-second  pentad 

D    Bti 
C  ,  ts^d% 

Bb  Db 

or  CiDbiDtisBbiBti,  mnh'd^: 


# 


Example  34-8 


^ 


iJW^r^r  iv^rrs 


=^©: 


=F^ 


t    s2d2 


116     1 


I      I     I     I 


The  combination  of  3  and  4  forms  the  pentad 

A    E 

C  ,  tn^m\ 

Eb  Ab 

or  C3EbiEl^4AbiAl^,  p'^m^nHH: 


Example  34-9 


Ml  y  I  II  I  I  \J  I 


I  n£m2 


3      14    1 


The  combination  of  3  and  5  forms  the  pentad 

A     B 

C  ,  XnH\ 

Eb  Db 

or  CiDb2Eb6A2B,  m^n^s^dH,  which  has  also  been  analyzed  in 
Example  26-7  as  the  projection  of  two  major  seconds  and  two 
minor  thirds,  A-B-Cjj:  +  A-Ct^-Eb: 


228 


projection  by  involution 

Example  34-10 
m  n  s    d    1 


fej^ 


\,j^r  [^r  rV 


5 


12      6     2 


2      112 


And  finally,  the  combination  of  4  and  5  forms  the  pentad 

E    B 

C  ,  tm^d^ 

Ab  Db 

or  CiDb3E4Ab3B,  p^m^n^sd^: 

Example  34-11 


* 


m 


t  m^d^ 


bo       J.^ 


g 


1^ 


13      4    3 


The  only  way  in  which  an  isometric  six-tone  scale  can  be 
formed  from  the  above  pentads  is  by  the  addition  of  the  tritone 
F#  (or  Gb).  For  example,  if  we  take  the  first  of  these  pentads 
and  add  the  tritone  above  and  below  C,  we  produce  the 
six-tone  scale  C2D3FiF#(Gb)iGli3Bb,  p^m^nhHH-. 

Example  34-12 


# 


n     \}Q 


* 


t    p2s2t 


i  J  J  tt^  ^  T 


m 


2    3     1        13 


The  remaining  pentads  with  the  tritone  added  become 

C3Eb2FiF#iG2A,  fm^n^sHH^: 


229 


INVOLUTION    AND    FOREIGN    INTERVALS 


Example  34-13 
p2m2n^s3d2t2 


li^J  ^»^  ^ 


Jp2n2t     3     2      112 


C4EiFiF#iGiAb,  p^rrfnhHH: 


Example  34-14 

p2m3n2s3d^t 


I  J  J  h\^  ^  '-^ 


$p2ri5 


4      I       I         I       I 


CiDb4FiF#iG4B,  p'mhH'f: 


Example  34-15 

P^m2s2d^t3 


1  p^d^t    I       4       I       I      4 


CaDiEbsFJsAiBb,  p^m^n's^dH^: 


Example  34-16 
p2m^n^s2d2  t2 


Jl  |/  111  I  I  9         u  I 

S   ,2n2T  ?        I        f       3       I 


C2D2E2F#2Ab2Bb,  m«s«^3. 


Example  34-17 


;1f  2  "^  2  ^'  2^       2       2 


TCT €»^ 


}  s2m 


230 


PROJECTION    BY    INVOLUTION 

CiDbiD^4F#4BbiB^,  fm^nhHH;  t  sHH  (duplicating  34-14) 
CgEbiEoFJ.AbiAl^,  fm^n's-dH^-  %  n^mH  (duplicating  34-16) 
CiDbsEbsFSsA.B,  p^^Vs^cZ^^^;  t  nHH  (duplicating  34-13) 
CiDbsEsFSsAbsB,  fm^nhHH;  mHH  ( duplicating  34-12 ) 

Since  all  of  the  six-tone  scales  produced  by  the  addition  of 
the  tritone  have  already  been  discussed  in  previous  chapters, 
we  need  not  analyze  them  further. 


231 


35 


Major-Second  Hexads 
with  Foreign  Tone 


Examining  the  seven-tone  major-second  scale  C-D-E-Fjf-G-Ab- 
Bb,  we  find  that  it  contains  the  whole-tone  scale  C-D-E-F#-Gfl:- 
A#:  and  three  other  six-tone  scales,  each  with  its  involution: 

Example  35-1 
p   m   n    s   d    t 


* 


ff"       " 


t;cH      bo 


o ©- 

2  2  2  11 


1.  CaDsEsFifiCsBb     with     the     involution     EgGiAbaBbaCaD, 
Example  35-2 


p2m4n2s4dt2 


Involution 


M      \)       III      MS      U  I  ~  IIIVUIUIIUII 


2     2      2 


3        12     2      2 


which  may  also  be  considered  to  be  formed  of  four  major 
seconds  above,  and  two  minor  thirds  below  B\)  or,  in  involution, 
four  major  seconds  below  and  two  minor  thirds  above  E; 

Example  35-3 


m 


i=F 


^m 


2      2    2     2      1 


^^m 


ts'' 


HI*       is.'* 


^g 


i 


+    n^  t 


232 


MAJOR-SECOND   HEXADS   WITH   FOREIGN   TONE 

2.  CoD.EoFJfiGiAb    with    the    involution    F^iGiAbsBbsCsD, 

Example  35-4 


p'^m^ns^d^t' 


Involution 


'2      2     2 


12     2     2 


which  may  also  be  considered  as  the  projection  of  four  major 
seconds  and  two  perfect  fifths  above  C,  or  below  D; 


Example  35-5 


+     p2  I  s* 


+       p2    I 


3.  C4E2F#iGiAb2Bb    with    the    involution    E2F#iGiAb2Bb4D, 

Example  35-6 


nvolution 


*^       ■*-4     2        I        12  2        112     4 


which  may  also  be  considered  as  the  projection  of  four  major 
seconds  and  two  minor  thirds  above  E,  or  below  B^: 


Example  35-7 


# 


12      2  s" 


+     n2  \s' 


The  theory  of  involution  provides  an  even  simpler  analysis. 
Example  35-2  becomes  the  projection  of  two  major  thirds  and  two 
major  seconds  above  and  below  D,  and  one  perfect  fifth  below  D; 
and  the  involution  becomes  two  major  thirds  and  two  major 

233 


INVOLUTION    AND    FOREIGN    INTERVALS 


seconds  above  and  below  C,  and  one  perfect  fifth  above  C— 
that  is  X'^^s^pi  or  |mVp|.  Similarly,  Example  35-4  becomes 
Xm^s^n^     or     :|)mVn|.     Example    35-6    becomes    t:mV<i|    or 

Example  35-8 


^m     1    l*    ^m    1   £  ^  *J!?     5    11^  *i!?      i    il^  ^^    i    1*  *2!    1     £ 


All  of  these  impure  major-second  scales  will  be  seen  to  have 
the  characteristic  predominance  of  the  major  second,  major 
third,  and  tritone. 

A  striking  use  of  the  impure  major-second  scale  of  Example 
35-6,  where  one  might  not  expect  to  find  it,  will  be  seen  in  the 
following  excerpt  from  Stravinsky's  Symphony  of  Psalms: 


Example  35-9 


StrovinsKy,"  Symphony  ot  Psalms" 


Copyright  by  Edition  Russe  de  Musique.    Revised  version  copyright  1948  by  Boosey  &  Hawkes,  Inc.    Used 
by  permission  of  Boosey  &  Havifkes,  Inc. 


i 


^ 


ki    b« 


4  2  11 

An  earlier  use  of  the  scale  illustrated  in  Example  35-2  will  be 
234 


MAJOR-SECOND   HEXADS    WITH   FOREIGN   TONE 

found  in  the  excerpt  from  Scriabine's  Prometheus: 


Scriobine,  "Prometheus" 


7'  <tr  if 

Hns .  ' 


Example  35-10 


4«^ 


m 


'^  i^  ^^ 


m 


fep 


ttf- 


^ 


it' 


m 


2       2       2 


A  more  familiar  example  is  found  at  the  beginning  of  the 
same  composer's  Le  Poeme  de  TExtase : 


Example  35-11 


Scriobine,  "Le  Poeme  de  TExtose" 

5 


i 


^ 


m 


Q  \i^y  b« 


o  ati 


2       2      2        13 


i 


Write  a  short  sketch  using  the  material  of  the  hexads  of  Ex- 
amples 35-2,  35-4,  or  35-6. 


235 


36 


Projection  of  Triads 
at  Foreign  Intervals 


In  Part  II  we  discussed  the  projection  of  triads  upon  the  inter- 
vals which  were  a  part  of  their  own  composition,  for  example, 
fmn  @  p,  fmn  @  ra,  pmn  @  n,  each  of  which  forms  a  pentad, 
and  the  three  together  forming  the  six-tone  pmn  projection.  It  is 
obvious  that  we  may  form  a  six-tone  scale  directly  from  a  triad 
by  projecting  it  at  a  foreign  interval,  that  is,  at  an  interval  which 
is  not  in  the  original  triad.  For  example,  pmn  at  the  interval  of 
the  major  second  produces  the  six-tone  scale  which  we  have 
already  discussed  in  Chapter  23,  C-E-G  +  D-F#-A  = 
C2D2E2F#iG2A,  which  has  been  analyzed  both  as  the  projection 
of  the  triad  pns  and  as  the  simultaneous  projection  of  three 
perfect  fifths  and  three  major  seconds : 

Example  36-1 


i  tj  iJ  J»J  Ji 


pmn  @   ^  2      2      2      12 

We  have  noticed,  also,  that  the  six-tone  scale  formed  by  the 
projection  of  the  triad  nsd  may  be  analyzed  as  the  relationship 
of  two  triads  mnd  at  the  major  second  ( see  Example  26-4 ) . 

Certain  of  these  projections,  however,  form  new  hexads  which 
have  not  so  far  appeared. 

The  triad  pmd  at  the  interval  of  the  major  second  produces 
the  scale  C-G-B  +  D-A-C#,  or  CiCJiDsGsAsB,  p^m^nh^dH,  with 

236 


PROJECTION    OF    TRIADS    AT    FOREIGN    INTERVALS 

its  involution  CsDsEgAiBbiBtl: 

Example  36-2 
p3m2n2s^d3t  Involution 


I  i  "J   itiJ  ^r  ^  J  J  J  ^^r^r  j  ^i 


pmd   @   s 


r      I       5     2     2 


2      2      5      11 


pmd    @  s 


The  same  triad  pmd  at  the  interval  of  the  minor  third  forms 
the  scale  C-G-B  +  Eb-Bb-D,  or  C2DiEb4G3BbiB^,  with  its 
involution  CiC#3E4G#iA2B,  fm^nhH^: 

Example  36-3 
p^m^n^s^d'  Involution 


^ 


m 


i  ju  ^^r 


pmd    @  n_ 


2      14    3     1 


r      3      4       12 


pmd    @  in 


The  triad  ins^  at  the  interval  of  the  minor  third  forms  the  new 
isometric  six- tone  scale,  C-D-E  +  Eb-F-G,  or  CsDiEbiEtjiFaG, 
p^m^n^s'^d^,  which  predominates  in  major  seconds,  but  which  also 
may  be  analyzed  as  a  projection  of  three  perfect  fifths  above,  and 
three  minor  seconds  below  F  (F-C-G-D  +  F-E-Eb-D): 

Example  36-4 

p3nn2n3s4(j3 


s^    @       n  2      I      I        I     2  tp^  d'i 


The  triad  mst  at  the  interval  of  the  perfect  fifth  forms  the 
scale  C2D4F#  +  G2A4G#,  or  CiC#iD4F#iG2A  with  its  involution 
C2DiEb4GiAbiAI::],  p'^m^n^s^dH^,  which  is  most  closely  related  to 
the  tritone-perfect-fifth  series: 

Example  36-5 
p4m2n2  s2d3t2         Involution 


mst  @  p 


I     2 


2     I     4     I      I 


mst    @    p 


237 


INVOLUTION    AND    FOREIGN    INTERVALS 

The  same  triad,  mst,  at  the  interval  of  the  minor  second  forms 
the  scale  C^D^Fif  +  Db2Eb4G  =  CiDbiD^iEbsFJiG,  with  its 
involution  CiDbsEiFiFJiG,  p^m^n^s^dH^,  which  also  resembles 
the  tritone-perfect-fifth  projection: 


Example  36-6 


p3m2n2s2d4^2 


Involution 


mst  @   d 


mst    @     d^ 


There  are,  finally,  eight  projections  of  triads  at  foreign  tones, 
in  which  the  scales  and  their  involutions  follow  a  pattern  some- 
what similar  to  the  projections  discussed  in  Chapters  27  to  33. 
They  should,  for  the  sake  of  completeness  be  mentioned  here, 
but  will  be  discussed  in  detail  in  a  later  chapter.  They  are: 

The  projection  of  the  triad  pvm  at  the  interval  of  the  minor 
second,  which  forms  the  scale  CiDbsEiFaGiAb,  with  its  involu- 
tion CiDb2EbiFb3GiAb,  p^m'^n^sdH;  the  triad  pns  at  the  major 
third,  CiCJfgEgGaAaB,  with  its  involution  CaDoEaGsBbiBt^, 
p^m^n^s^dH;  the  triad  pns  at  the  minor  second,  CiDbeGiAbiAtji 
Bb,  with  its  involution  CiDbiDtjiEbeAiBb,  p^m^n^s^dH;  the  triad 
pdt  at  the  major  second,  C2D4F}t:iGiGJ|:iA,  with  its  involution 
CiDbiDt|iEb4G2A,  p^m^rrs^dH^,  which  may  also  be  analyzed 
as  the  simultaneous  projection  of  three  perfect  fifths  and  three 
minor  seconds;  the  triad  pdt  at  the  major  third,  C4E2F#iG3A#iB, 
with  its  involution  CiDb3EiF2G4B,  p^m^n^s^dH^;  the  triad  nsd  at 
the  perfect  fifth,  CiDb2Eb4GiAb2Bb,  with  its  involution 
C2DiEb4G2AiBb,  p^m^n^s^dH;  the  triad  nsd  at  the  major 
third,  CiDb2EbiE^iF2G,  with  its  involution  C2DiEbiEti2F#iG, 
p^m^n^s^dH;  and  the  triad  mnd  at  the  perfect  fifth,  CgD^iEaGg 
A#iB,  with  its  involution  CiDbsEgGjAbsB,  p^m^n^sdH. 


238 


^^^ 


projection  of  triads  at  foreign  intervals 

Example  36-7 
p^m'*n^sd'^t  Involution 


it  J  J  J  ^''^^JJUtJ  -l"^   hlM 


I      3      I      2      I  12      13     1 

^3m3n3c:3r|2 


p-^m-^n'^S'^d'^t  Involution 


pmn    @  d^ 


pns    @m_  P3322  2233 

p^na^n^s^d^t  Involution 


pns  @    m 


I      6    I       I       I 
p3rTi2n2s3d3j2 


pns   @  d. 


Involution 


_pdt@£        2   4    I    I    I     ilp3+<^|  I    r    I   42 

p3m3n2s2(j3t2  Involution 


)3+d5 


pdt  @   m 


p^m^n'^s^d^t  Involution 


pdt   @  n_ 


12    4    12  2     14    2 

p^m^n^s^d^t  Involution 


nsd      @  £ 


nsd      @     _m^ 


I     2     I      I     2  2    I      I     2     I 


nsd     @    Tji 


i 


p^m^n^sd^t 


Involution 


S 


J  bJ  r    iJ  I'J^ 


S 


r  UJ  J  ^''^r  ^ 


^ 


mnd  @2  313      3 


3       3      13  innd@p 


Of  the  thirteen  new  hexads  discussed  in  this  chapter,  all  but 
four  may  also  be  explained  as  projection  by  involution,  as  illus- 
trated in  Example  36-8. 


239 


involution  and  foreign  intervals 
Example  36-8 


pmd  @n 


pmn@  d 


pn8@  m 


pns@d 


pdt@s 


i  h  jt»  ^"^  I T:  ^*>  ^^  I  ^ «"  ^"  I  t^^e  i^»  ^^^  I  g  tt^»  ^ 


»2        ^2      „U      ♦  »2       ~.2      ^1 


t  m'      d;     n't    tp'     m'     d"  t    ^p'=     H     iH  *      t   n       T    E*   *£       H       1  ♦ 


dt@m 


pdT 


nsd@p 


nsd@m 


bl-g  i,„  ^_   I  it^^ 


nnnd@_g_ 


^ 


ra 


t£2       d2     m'i        tn2        s}       p^l      tji2        d2       mU      jm^      j^: 


2     Ti 


2'  * 


The  four  new  hexads  which  cannot  be  arranged  in  similar 
manner  are:  pmd  @  s,  s^  @  n,  mst  @  p,  and  mst  @  d. 


240 


37 


Recapitulation  of  Pentad  Forms 


We  have  now  encountered  all  the  pentad  forms  which  are 
found  in  the  twelve-tone  equally  tempered  scale.  It  is  wise, 
therefore,  to  summarize  them  here.  The  student  should  review 
them  carefully,  play  them  and  listen  to  them  in  all  of  their 
inversions  and  experiment  with  them,  both  melodically  and 
harmonically.  All  of  the  pentads  are  projected  above  C  for 
comparison  and,  where  the  pentad  is  not  isometric,  the  involution 
is  projected  downward  from  C. 

Pentads  numbered  1  to  5  predominate  in  perfect  fifths,  while 
number  6  contains  an  equal  number  of  perfect  fifths  and  major 
seconds.  Pentads  numbered  7  to  11  predominate  in  minor 
seconds,  with  number  12  containing  an  equal  number  of  minor 
seconds  and  major  seconds.  Pentad  number  13  has  major  thirds, 
major  seconds,  and  tritones  in  equal  strength.  Pentads  numbered 
14  to  17  predominate  in  major  seconds.  Pentad  number  18  pre- 
dominates in  minor  thirds  and  tritones;  numbers  19  to  22 
predominate  in  minor  thirds.  Pentads  23  to  29  predominate  in 
major  thirds.  The  tritone,  considering  its  double  valency, 
dominates  pentads  30  to  33,  and  the  remaining  pentads,  numbers 
34  to  38,  are  neutral  in  character. 


Example  37-1 


i 


p^mn^s^         2.  p^m^^s^d 


Involution 


mn  (S)  n  2.      2.    3    4 


=E 


=§ 


^— * 

2     2    3     2 


2    2    3  4 


pmn  @  p 


j  pmn  @  p 

241 


INVOLUTION    AND    FOREIGN    INTERVALS 


i 


3  p^m^nsd^t 


Involution 


^2414  nX,    ra     n  2414  ^^W 


2     4       14  ^    @    ^ 

.  p^mn^s^dt  /^^  Involution 


5^ 


2      4      14  b^ 

j  pmd  @    p 


^i  i  r'Tt'J 


te 


i 


^!^ 


? 


2     4       I      2        t  p2     +    n^'^*. 
p3mns2(j2t 


2     4       12 


Involution 


i       pf      +  _n2   t 


2      5     2      2  pns   @     s_ 

■7  mn^s^d"*  8   P^rn^nsd^  t 


2     5     2      2 


I  pns    @  _s 


nvolution 


M  J    mil     5    U  g      p      III     IISU       I  Ll  lilVUIUIIUII  ^^ 


1^     I      r'     I  6     13    1       pmd  @  d  6    13      1         j,  pmd  @  d^ 

pm^n^s^d^  Involution 


I     2^     I       I  ^mnd    @    d^  12       11  j  mnd  @  ^ 

10.  pmn^^d^t  Involution 


itiJU^^  JJi^J-^^^j  ^rr^r^jjJ    lejtjmi^ 

I**      I       I       3  d2*^  +    n2  1113  ,h2  ^     „2 


F     I       I      2        nsd        @       3 


I3.J 


lVt2 


14 


p^m^n^s^t 


J.nsd        @   _s^ 


ig=i. 


iJJltJil^  UbJj-l^  Jr.  ■■  :^j.i^jJ^^ 


2    2    2     2 


3     2   2     2      J  p2„2      or       2    2   2      3       f^Z  +     ^c^ 


242 


RECAPITULATION  OF  THE  PENTAD  FORMS 


15  p^m^ns^dt 


^ 


Involution 


jjJtJ^ 


^  "   JJJI^  i 


J 


2     2     2       1  £3  +    p2  2     2     2      1  13^^  4*^' 

16.  pm  ^ns^'d^t  Involution 


r      I      2     2         3^  +  d2^  II 


f    pl^plJj-^'^4j[;J     ptlpb| 


r     I 
1 17  m^n^s^d^t 


112     2       is 


'  .   d? 


^17  m-n-5-o-i 


12        6       2  t  IL^  1^  or      ^^ 

Involution 


IQ  pmn^sdt^ 


bJ  ijj   J     '  r    ^ 


^ 


^^^ 


^33!  2 

ig  p^m^n^sdt 


3  3  12 

Involution 


I 


^ 


iH,^^s-'/i-  i 


J  ii'i  ^^ 


pmn    @     n 


3        13    3 


{  pmn   @    n 


i 


20  p  mn'^s^dt 


Involution 


S 


r     .:^  i,''j'    ^  r  ^  J  J  J  ly^ 


F^f 


3      4^      2      I  pns    @    n 

2i.pm^n3sd^t 


3     4      2        I  ;  pns  @     n 

Involution 


3*     I     2        I 


pmn^s^d^t 


mnd    @    n 


3        12      1 


Involution 


I     mnd  @     n 


12       12 


nsd      @     r^ 


12      12 


4  nsd    @    n 


23.  p^m^n^d^ 


Involution 


i    J    J  itJ    r   ^  r   ''^  ^ 

■•-       /I  1  I  1  A.  Tf. 


4  3  13 

24.  P^rn^ns^dt 


4  3  13 

nvolution 


2     2     3     1 


p"^       +   m'' 


2       2      3      1 


I    p^       +    m' 


243 


INVOLUTION    AND    FOREIGN    INTERVALS 


3n2c2, 


25  prtT^n^s^dt 


nvolution 


ft    /''\     1-  IIIVUIUIIUII 


3        12      2  m!     +J1^ 

1 26.  pm^ns^d^t 


3     12     2 

Involution 


i      m-^        +  n' 


27  p^m~n^sd^ 


d^  +      m2 


\  CT 


28.   P^^n2d2t 


id''  +    m^ 


i^J^Jl-^'l^      I'-^^       i 


S 


^ 


4       I       2      I  J    p^2  ^2 

29   p^m^n^sd^ 


S 


3      14      1  t    m^2        n^ 


l.»  "8 


i    .    bJ    .      J 


13  4  3  %    n^  ^ 

30  p^msd^t^  Involution 


J  It-  Jif.  °  ;  r  T  T  i'^  -1^ 


I't'     I     4 
31   p2mn2sd^t2 


^^^^ 


II        4      1 

Involution 


ijJiJ  ^  ^^  ^-i^ir'r'^^^j^^ 


-^ 


3    2       I 
32  pm^n^s^dt^ 


13      2      1 

nvolution 


e 


^  J|J  Jil-'  Ig^  lis    °    :rl'^^i' Jb^J  tw.-tf 


»      ^> 


i 


"4213 
33.p!m!sVt2 


4      2      13 


^^ 


i  .  I). 


r      * 


34 


4  2  4  J    p_' 

p^m^n^sd^t  involution 


d2 


iJi,j^^^^   ii  b^i    ■'  rV  ^1 


V  1 J  tt^ 


2     13     1 
p^m^n^s^d^ 


p2     +      n2 


2      13       1  i^p2     ^-    n2 


Involution 


+  p2  +  d2  I 


4    p2+   d2t 


244 


RECAPITULATION  OF  THE  PENTAD  FORMS 


36 


p^m^rr^sd^t 


Involution 


J   tri^rrJi 


p2+32         4  d2 


I    p2+  s^       +  d< 


:^fl  p^mn^s^d^t 


¥^ 


J  t'*    ^"it  t.a 


2  «2 


2     I        6       I  Ins' 


245 


|^^Part,.,_Y,. 


THE  THEORY  OF 
COMPLEMENTARY 
SONORITIES 


38 


The  Complementary  Hexad 


We  come  now,  logically,  to  the  rather  complicated  but  highly 
important  theory  of  complementary  sonorities.  We  have  seen 
that  the  projection  of  five  perfect  fifths  above  the  tone  C 
produces  the  hexad  C-G-D-A-E-B. 


Example  38-1 


Referring  to  our  twelve-tone  circle,  we  note  that  these  six  tones 
form  a  figure  having  five  equal  sides  and  the  baseline  from  C 
to  B.  We  note,  also,  that  the  remaining  tones  form  a  com- 
plementary pattern  beginning  with  F  and  proceeding  counter- 

249 


THE    THEORY    OF    COMPLEMENTARY    SONORITIES 


clockwise  to  G^.  This  complementary  hexad  has  the  same 
formation  as  its  counterpart  and,  of  course,  the  same  intervallic 
analysis. 

Example  38-2 


# 


p^m^n's^d 


pSm^n^s^d 


''"  ^"  I'o  u>  i^ 


m     Q- 


f^ 


■gy.      tJ « == 

2       2      3      2      2 


m 


k^z 


bo 


Since  the  hexad  |F-Eb-Db-Bb-At)-Gb  is  the  isometric  involution 
of  the  original,  it  will  be  clear  that  the  formation  is  the  same 
whether  we  proceed  clockwise  or  counterclockwise.  That  is,  if 
instead  of  beginning  at  F  and  proceeding  counterclockwise,  we 
begin  at  G^  and  proceed  clockwise,  the  result  is  the  same.  We 
note,  also,  that  the  complementary  hexad  on  G^  is  merely  the 
transposition  of  the  original  hexad  on  C: 


Example  38-3 


A  more  complicated  example  of  complementary  hexads  occurs 
where  the  original  hexad  is  not  isometric.  If  we  consider,  for 
example,  the  hexad  composed  of  major  triads  we  find  an 
important  difference.  Taking  the  major  triad  C-E-G,  we  form  a 
second  major  triad  on  G— G-B-D,  and  a  third  major  triad  on  E— 
E-GJf-B.  Rearranging  these  tones  melodically,  we  produce  the 
hexad  CsD^EsGiGifsB: 

Example  38-4 


^ 


^   m    i  J  .1  •'  ti^  r 


2        2 


250 


THE    COMPLEMENTARY    HEXAD 

If  we  now  diagram  this  hexad,  we  produce  the  pattern  indicated 
in  the  following  example,  the  major  triad  hexad  being  indicated 
by  solid  lines  and  the  complementary  hexad  by  dotted  lines: 

Example  38-5 


(Bbb)A 


G^(Ab) 


;^Eb 


i 


jg^   a  ^g  il^^  ^g  ^k 


Here  it  will  be  observed  that  the  complementary  hexad 
F-Bb-Eb-Db-Gb-A  (Bbb)  is  not  the  transposition  but  the 
involution  of  the  original,  and  that  the  pattern  of  the  first  can 
be  duplicated  only  in  reverse,  that  is,  by  beginning  at  F  and 
proceeding  counterclockwise.  The  validity  of  this  statement  may 
be  tested  by  rotating  the  pattern  of  the  complementary  hexad 
within  the  circle  and  attempting  to  find  a  position  in  which  the 
second  form  exactly  duplicates  the  original.  It  will  then  be 
discovered  that  the  two  patterns  cannot  be  made  to  conform 
in  this  manner.  They  will  conform  only  if  the  point  F  is  placed 
upon  C  and  the  second  pattern  is  turned  ouer— similar  to  the 
turning  over  of  a  page.  In  this  "mirrored"  position,  the  two 
patterns  will  conform. 

Transferring  the  above  to  musical  notation,  we  observe  again 


251 


THE    THEORY    OF    COMPLEMENTARY    SONORITIES 

that  the  complementary  hexad  to  the  hexad  CoDoEgGiGJoB  is  its 
involution,  |F2EboDb3BbiBbb3Gb.  It  will  be  noted  further  that  as 
the  first  hexad  was  produced  by  the  imposition  of  major  triads 
upon  the  tones  of  a  major  triad,  so  the  second  hexad  is  a 
combination  of  three  minor  triads,  the  minor  triad  being  the 
involution  of  the  major  triad: 


Example  38-6 

p3m''n3s2d2t 


p^m'^n^s^d^t 


2    2   3    13 


2    2    3    1      3 


As  might  be  expected,  the  intervallic  analysis  of  the  two 
sonorities  is  identical:  three  perfect  fifths,  four  major  thirds, 
three  minor  thirds,  two  major  seconds,  two  minor  seconds,  and 
one  tritone,  p^m'^n^s^dH. 

The  third,  and  most  complicated,  type  of  complementary 
hexad  occurs  when  the  remaining  six  tones  form  neither  a  trans- 
position nor  an  involution  of  the  original  hexad  but  an  entirely 
new  hexad,  yet  having  the  same  intervallic  analysis.  For  example, 
the  triad  C-E-G  at  the  interval  of  the  minor  second  forms  the 
hexad  C-E-G  +  Db-F-A^,  or  CiDbsEiFoGiAb.  Its  complementary 
hexad  consists  of  the  remaining  tones,  DiEbsFJsAiBt^iBti.  Both 
hexads  have  the  same  intervallic  analysis,  p^m'^n^sdH  but,  as  will 
be  observed  in  Example  38-7,  the  two  scales  bear  no  other 
similarity  one  to  the  other. 


Example  38-7 


j^-j  J  J  "^  :  j^JjjJ  ^^rp 


pmn     @     d 


I       3      I      2        I 


I        3      3      I       I 


252 


THE    COMPLEMENTARY    HEXAD 

Ftt 


THE    COMPLEMENTARY    HEXAD 

A  fourth  type  includes  the  "isomeric  twins"  discussed  in  Part 
III,  Chapters  27  to  32,  If,  for  example,  we  superimpose  three 
perfect  fifths  and  three  minor  thirds  above  C  we  produce  the 
hexad  C-G-D-A  plus  C-EbGbA,  or  C2-Di-Eb3-Gbi-Gti2-A.  The 
remaining  tones,  C#3EtiiE#3G#2AJfiB,  will  be  seen  to  consist  of 
two  minor  thirds  at  the  interval  of  the  perfect  fifth,  A#-C#-Et^ 
plus   E#-G#-B. 


Example  38-8 


i 


,  p3m2n4s2d2t2 


p3m2n4s2(j2  t2 


bo^°'^  -ijg^^t^^  :^tJ|j«Jj^ 


^ 


W 


pi    + 


2     13     12  3     13     2     1  n^  @    p 


253 


39 


The  Hexad    'Quartets 


?? 


We  are  now  ready  to  consider  the  more  complex  formations 
resulting  from  the  projection  of  triads  at  intervals  which  are 
foreign  to  their  own  construction.  We  have  already  noted  in  the 
previous  chapter  that  every  six-tone  scale  has  a  complementary 
scale  consisting  in  each  case  of  the  remaining  six  tones  of  the 
twelve-tone  scale. 

We  have  also  noted  that  these  complementary  scales  vary  in 
their  formation.  In  certain  cases,  as  in  the  example  of  the  six 
tone— perfect-fifth  projection  cited  in  Example  38-3,  the  com- 
plementary scale  is  simply  a  transposition  of  the  original  scale. 
In  other  cases,  as  in  the  major-triad  projection  referred  to  in 
Example  38-5,  the  complementary  scale  is  the  involution  of  the 
original  scale.  However,  in  fifteen  cases  the  complementary 
scale  has  an  entirely  diflFerent  order,  although  the  same  inter- 
vallic  analysis. 

We  have  already  observed  in  Part  III,  Chapters  27  to  33,  the 
formation  of  what  we  have  called  the  isomeric  twins— seven  pairs 
of  isometric  hexads  with  identical  intervallic  analysis.  A  still 
more  complex  formation  occurs  where  the  original  hexad  is  not 
isometric,  for  here  the  original  scale  and  the  complementary 
"twin"  will  each  have  its  own  involution.  In  other  words,  these 
formations  result  in  eight  quartets  of  hexads:  the  original  scale, 
the  involution  of  the  original  scale,  the  complementary  scale, 
and  the  involution  of  the  complementary  scale. 

The  first  of  these  is  the  scale  formed  by  two  major  triads  pmn 

254 


THE    HEXAD      QUARTETS 

at  the  interval  of  the  minor  second,  already  referred  to.  Its 
involution  will  have  the  order,  12131,  or  CiD^oEbiFbaGiAb, 
having  the  same  analysis  and  consisting  of  two  minor  triads  at 
the  interval  of  the  minor  second.  The  complementary  scale  of  the 
original  will  consist  of  the  tones  DiEbsF^aAiBbiBti,  also  with  the 
analysis  p^m^n^sdH.  Begun  on  B,  it  may  be  analyzed  as  B3D1EI9 
+  FJsAiBb,  or  two  triads  mnd  at  the  interval  of  the  perfect 
fifth.  This  scale  will  in  turn  have  its  involution,  having  again  the 
same  analysis: 

Example  39-1 


p^m^n^sd^t    Involution 


Complementary     Involution 
Hexad, 


mnd    @ 


The  triad  pns  at  the  interval  of  the  minor  second  forms  the 
six-tone  scale  C-G-A  +  Db-Ab-B^,  or  CiDbeGiAbiA^iBb, 
p^m^n^s^dH.  Its  involution  becomes  CiDbiD^iEbeAiBbi-  The 
complementary  scale  of  the  original  is  DiDifiEiFiFJfgB,  with  its 
involution : 

Example  39-2 
p^m^n^s^d^t     Involution  Comp.  Hexed      Involution 


*^     PM  ©"  d         I    6   I    I    I  '  I    !•     I    6  I 


r   I     I    I    5  5   II   I    I 


The  triad  pns  at  the  interval  of  the  major  third  forms  the 
six-tone  scale  C-G-A  +  E-B-C#,  or  CiCJgEgGaAsB,  p^m^nh^dH. 


255 


THE    THEORY    OF    COMPLEMENTARY    SONORITIES 

Its    involution   becomes    CaDaEgGaBbiBti.    The    complementary 
scale  is  DiE|:)2FiGb2Ab2Bb,  with  its  involution: 

Example  39-3 
p'm^n^s^d^t  Involution  Comp.  Hexad     Involution 


12   12  2        2  2    12  1 


The  triad  pdt  at  the  interval  of  the  major  second  forms  the 
six-tone  scale  C-F#-G  +  D-G|-A,  or  CoD4F#iGiG#iA, 
p^m^n^s^dH^.  Its  involution  becomes  CiC#iDl:iiEb4G2A.  The  com- 
plementary scale  is  DboEbiEl^iFgBbiBt],  with  its  involution: 

Example  39-4 
p^m^n^s^d^t^  Involution  Comp. Hexad     Involution 


pdt  @  _s_ 


I   5  I    I  2 


The  triad  pdt  at  the  interval  of  the  major  third  forms  the 
six-tone  scale  C-F#-G  +  E-A#-B,  or  C4E2FJfiG3A#iB,  p^m^nh^dH^. 
Its  involution  is  CiDt)3EiFoG4B.  The  complementary  scale  of 
C4E2F#iG3A#iB  is  DbiDl^iEboFgAbiAti,  with  its  involution: 

Example  39-5 
p^m^s^d^t^  Involution  Comp.  Hexod      Involution 


pdt  @  m 


3    124 


112  3   1  I     3  2    I    I 


The  triad  nsd  at  the  interval  of  the  perfect  fifth  forms  the 
six-tone  scale  C-Db-Eb  +  G-Ab-Bb,  or  CiDb2Eb4GiAb2Bb, 
p^m^nh^dH.  Its  involution  becomes  C2DiEb4G2AiBb.  The  com- 
plementary hexad  of  C-Db-Eb-G-Ab-Bb  is  D2EaFiFjj:3A2B,  with 

256 


THE   HEXAD      QUARTETS 

its  involution.  These  hexads,  with  their  preponderance  of  perfect 
fifths  and  secondary  strength  in  major  seconds  and  minor  thirds, 
are  most  closely  related  to  the  perfect-fifth  series: 

Example  39-6 

p*m^n^s^d^t     Involution  Comp.Hexod       Involution 


The  triad  nsd  at  the  interval  of  the  major  third  forms  the 
six-tone  scale  C-Db-Eb  +  Et|-F-G,  or  CiDbsEbiEt^iFoG, 
p^m^nh^dH.  Its  involution  becomes  C2DiEbiEtl2FJt:iG.  The  com- 
plementary hexad  of  C-Db-Eb-Et^-F-G  is  D4FiJ:2G#iAiAifiB,  with 
its  involution.  This  quartet  of  hexads  is  neutral  in  character, 
with  an  equal  strength  of  major  thirds,  minor  thirds,  major  sec- 
onds, and  minor  seconds: 

Example  39-7 
p  m  n  s  d  t    Involution  Comp.Hexod      Involution 


nsd  @  _nn 

The  last  of  these  quartets  of  six-tone  isomeric  scales  is  some- 
what of  a  maverick,  formed  from  the  combination  of  the  inter- 
vals of  the  perfect  fifth,  the  major  second,  and  the  minor  Second. 
If  we  begin  with  the  tone  C  and  project  simultaneously  two 
perfect  fifths,  two  major  seconds,  and  two  minor  seconds,  we 
form  the  pentad  C-G-D  +  C-D-E  +  C-C#-D,  or  GiC#iD2E3G, 
with  its  involution  C3Eb2FiFJ|:iG,  p^^mnrs^dH: 

Example  39-8 

Pentad    p^mn^sTl  t    Involution 


p2   f  S2  +  d^ 


If  we  now  form  a  six-tone  scale  by  adding  first  a  fifth  below  C, 

257 


THE    THEORY    OF    COMPLEMENTARY    SONORITIES 


we     form     the     scale     CiCifiD2EiF2G,     with     its     involution 

C^DiEbsFiFJiG: 

Example  39-9 

p^m^n^s^d^t      Involution 


iff     I     ?     I     2  2     12     1 


2     I     2     I      I 


If  we  add  the  minor  second  below  C,  we  form  the  six-tone  scale 
CiCfliDsEgG^B,  with  its  involution  C4E3G2AiA#iB: 

Example  39-10 
p^m^n^s^d^t       Involution 


['"1234  43211 


Upon  examining  these  four  scales,  Examples  9  and  10,  we  find 
that  they  all  have  the  same  intervallic  analysis,  p^m^n^s^dH.  We 
also  discover  in  Example  11  that  the  complementary  hexad  of 
Example  9  is  the  same  scale  as  the  involution  of  the  scale  in 
Example  10: 

Example  39-11 
I  Original   Hexod  Comp.  Hexed  Transposition  above  C 


12       12 


4      3     2       11 


4      3      2      11 


(If  we  take  the  third  possibility  and  add  a  major  second 
below  C,  we  form  the  six-tone  scale  CiC^iDaEsGsBb,  which  is 
an  isometric  scale  with  the  analysis  p^m^n^s^dH^,  already  dis- 
cussed in  Chapter  29.  It  will  be  noted  that  this  scale  contains 
both  the  pentad  CiCjfiDsEsG  and  its  involution  jDiCJfiCl^sBbsG. 


Example  39-12 


p2m2n4s3d2t2 


Involution 


258 


THE    HEXAD      QUARTETS 


The  complementary  hexads  of  Examples  39-1  to  39-7,  inclusive, 
may  all  be  analyzed  as  projection  by  involution,  as  illustrated  in 
Example  39-13: 

Example  39-13 


m 


^ 


JB  fs 


<t°tj  {t^O 


W^ 


i 


3.     _  ^     ^  4 


d^      p'  t      J    s^       d^       p'  i 


^^^^^^ 


h  u^°  ^g  ^- 


^ 


t  p^       m2       s'    *     tp2         m^       s'    t  $  n^ 


7. 


S'^         TTl'    I 


:|,l^fi^8^« 


tm^     n^     s't  Jm^     n^   s' t   tp^    s^     d' t  Jp^    s^      d'i     J  m^    d^    s'Um^d^s't 


259 


^Part^ 


COMPLEMENTARY  SCALES 


40 


Expansion  of  the 

Complementary- Scale  Theory 


We  have  noted  that  every  six-tone  scale  has  a  complementary 
six-tone  scale  consisting  of  all  of  the  notes  which  are  not  present 
in  the  original  scale,  and  that  these  scales  have  the  same  inter- 
vallic  analysis.  An  analysis  of  all  of  the  sonorities  of  the  twelve- 
tone  scale  will  reveal  the  fact  that  every  sonority  has  a 
complementary  sonority  composed  of  the  remaining  tones  of  the 
twelve-tone  scale  and  that  the  complementary  scale  will  always 
have  the  same  type  of  intervallic  analysis,  that  is,  the 
predominance  of  the  same  interval  or  intervals.  In  other  words, 
every  two-tone  interval  has  a  complementary  ten-tone  scale, 
every  triad  has  a  complementary  nine-tone  scale,  every  tetrad 
has  a  complementary  eight-tone  scale,  every  pentad  has  a 
complementary  seven-tone  scale,  and  every  six-tone  scale  has 
another  complementary  six-tone  scale. 

For  example,  the  major  triad  will  be  found  to  have  a  nine-tone 
scale  as  its  counterpart,  a  scale  which  is  saturated  with  major 
triads  and  whose  intervallic  analysis  has  a  predominance  of  the 
intervals  of  the  perfect  fifth,  major  third,  and  minor  third  which 
make  up  the  major  triad.  This  nine-tone  scale  we  shall  call  the 
projection  of  the  major  triad,  since  it  is  in  fact  the  expansion  or 
projection  of  the  triad  to  the  nine-tone  order.  The  importance  of 
this  principle  to  the  composer  can  hardly  be  overestimated,  since 
it  allows  the  composer  to  expand  any  tonal  relation  with 
complete  consistency. 

263 


COMPLEMENTARY    SCALES 

The  process  of  arriving  at  such  an  expansion  of  tonal  resources 
is  not  an  entirely  simple  one,  and  we  shall  therefore  examine  it 
carefully,  step  by  step,  until  the  general  principle  is  clear.  The 
major  triad  C-E-G  has  a  complementary  nine-tone  scale  consist- 
ing of  the  remaining  nine  tones  of  the  chromatic  scale,  the  tones 
C#-D-D#-F-F#-G#-A-A#  and  B.  We  shall  observe  in  analyzing 
this  scale  that  it  has  seven  perfect  htths,  seven  major  thirds,  and 
seven  minor  thirds,  but  only  six  major  seconds,  six  minor  seconds, 
and  three  tritones— that  it  predominates  in  the  same  three 
intervals  which  form  the  major  triad. 

If  we  again  revert  to  our  circle  and  plot  the  major  triad  C-E-G, 
we  find,  proceeding  counterclockwise,  the  complementary  figure 
E#-A#-D#-G#-C#-F#-B-A  and  D: 


Since,  as  has  already  been  noticed,  clockwise  rotation  implies 
proceeding  "upward"  in  perfect  fifths  and  counterclockwise 
rotation  implies  proceeding  "downward"  in  perfect  fifths,  we 
may  transfer  the  above  diagram  to  musical  notation  as  follows: 


264 


i 


expansion  of  the  complementary-scale  theory 

Example  40-2 
Triad    pmn  Complementary  Nonad     p  m  n^s^d^t^ 


*r  V  ^'r  r  tt^  1'^  <t^  j^^j 

I  1  O  1  I  I  O  /IV" 


^ 


I        I 


1112     (ir 


If  we  analyze  the  complementary  nine-tone  scale,  we  find  that 
it  consists  of  a  nine-tone  projection  downward  from  E#,  or 
upward  from  GJf,  not  of  the  major  triad,  but  of  its  involution, 
the  minor  triad : 

Example  40-3 
I 


''I'V^^j^il ii|j.,ji;^  ^ 


If  we  now  form  the  involution  of  the  nine-tone  sonority  by 
constructing  a  scale  which  has  the  same  order  of  half  and  whole 
tones  proceeding  in  the  opposite  direction,  we  construct  the 
following  scale: 

Example  40-4 
Involution  of  ttie  Complementary  Nonad 


i  J  jj   .1  ii^   J  t^  ^   r 


2         II 


II  I  2       (I) 


Analyzing   this   scale,   we   find   it   to   consist   of   the   nine-tone 
projection  of  the  major  triad : 

Example  40-5 


We  may  therefore  state  the  general  principle  that  the  nine-tone 
projection  of  a  triad  is  the  involution  of  its  complementary  scale. 
We  shall  find,  later,  that  this  same  principle  applies  also  to  the 
projection  of  tetrads  and  pentads. 

The  tone  which  is  used  as  the  initial  tone  of  the  descending 


265 


COMPLEMENTARY    SCALES 

complementary  scale— in  this  case  E#  (or  Ft])— we  shall  call  the 
converting  tone.  Its  choice  in  the  case  of  the  superposition  of 
perfect  fifths  or  minor  seconds  is  simple.  For  example,  if  we 
superimpose  twelve  perfect  fifths  above  C,  the  final  tone 
reached  is  F,  which  becomes  the  initial  tone  of  the  descending 
complementary  scale.  The  complementary  heptad  of  the  perfect- 
fifth  pentad  C-D-E-G-A  becomes  the  scale  FsE^oDbaCbiBboAba 
Gb(i)(F).  The  seven-tone  projection  of  C-D-E-G-A  becomes 
therefore  the  complementary  heptad  projected  upward  from  C, 
or  C2DoE2F#iG2A2B(i)(C)  (See  Ex.  41-1,  lines  4  and  6.) 

The  converting  tone  of  any  triad  is  almost  equally  simple  to 
determine  being  the  final  tone  arrived  at  in  the  upward  projection 
of  the  original  triad.  For  example,  if  we  superimpose  major 
triads  upon  the  tones  of  the  major  triad  C-E-G  and  continue 
superimposing  major  triads  upon  each  resultant  new  tone  until 
all  twelve  tones  have  been  employed,  the  final  tone  arrived  at 
will  be  the  converting  tone  for  the  complementary  scales  of  that 
formation.  Beginning  with  the  major  triad  C-E-G,  we  form  the 
triads  (E)-GJ|:-B  and  (G)-B-D,  giving  the  new  tones  G#,  B,  and 
D.  Superimposing  major  triads  above  G#,  B,  and  D,  we  form  the 
triads  (G#)-(B#)-D#,  (B)-D#-F|t  and  (D)  F#  A  giving  the  new 
tones  D#,  Fjj:,  and  A.  Again  superimposing  major  triads  on  DJ, 
F#,  and  A,  we  form  the  triads  (DJf  )-(F-^  )-A#,  (F|;)-A#-C#,  and 
(A)-CJj:-(E),  giving  the  new  tones  A#  and  C}f. 

Finally,  superimposing  major  triads  above  A#  and  Cf,  we 
form  the  triads  (A#)-(C>x<  )-E#  and  (C#)-E#-(G#),  giving  the 
final  twelfth  tone  E#.  This  tone  becomes  the  converting  tone, 
that  is,  the  initial  tone  of  the  descending  complementary  scale. 

Example  40-6 


j>  ^jiy.;tllylf/yl|JH¥^ 


>/   »l    l*P 


ii»  ttii%  ^1^ 


266 


EXPANSION    OF    THE    COMPLEMENTARY-SCALE    THEORY 

The  complementary  heptad  of  the  pentad  composed  of  two 
major  triads  at  the  perfect  fifth,  C-E-G  +  G-B-D,  or  C2D2E3G4B, 
becomes,  therefore,  iFaEbsD^gBbiAiAbsGb.  The  projection  of 
C-D-E-G-B  is  therefore  CsDsEsGiG^iAaB.  (See  Ex.  42-1,  lines 
2  and  5. ) 

In  many  other  cases,  however,  the  choice  of  the  convert- 
ing tone  must  be  quite  arbitrary.  For  example,  in  the  case 
of  any  sonority  composed  entirely  of  major  seconds,  the 
choice  is  entirely  arbitrary.  The  whole-tone  hexad  above  C, 
for  example,  is  C2D2E2F#2G#2AJ1:.  Since  this  scale  form  super- 
imposed on  the  original  tones  produces  no  new  tones  but  merely 
octave  duplications,  it  is  obvious  that  the  converting  tone  of 
the  scale  C2D2E2F#2G#2A#  will  be  B-A-G-F-Eb  or  D^,  giving 
the  complementary  scales  J,B2A2G2F2Et)2Db'  iA2G2F2Eb2 
DbsB,  iG2F2Eb2Db2B2A,  jF2Eb2Db2B2A2G,  jEb2Db2B2A2G2F,  or 
iDb2B2A2G2F2Eb.  The  choice  of  F  as  the  converting  tone  in 
Example  40-7  is  therefore  entirely  arbitrary. 


Example  40-7 
Major  Second  Hexod  Complementary  Hexads 


I   I  ^  I  II  r  r  r  r  't  b^  i  r  r 

J    J  jf-'  ff""   ti"    "  'I       I       I        I    — L 


22222       22^22 


22222 


^|rr'rhvJir"rh-|.Jji'rVr^JJi^rp^^T 


22222       22222        22222        22222 

Take,  again,  the  major-third  hexad  in  Example  40-8, 
CsDJiEaGiGfligB.  If  we  superimpose  this  intervallic  order,  31313, 
upon   each   of   the   tones   of  the   hexad,   we   form   the   hexads 

CsDJtiEeGiGSsB;      (D'i^)sFUG)sAUB),D^;      iE),(G),{G^), 
(B)i(C)3(D#);  (G)3A#,(B)3D,(D#)3F#;     (G#)3(B),(C)3 

(D#)i(E)3(Gti);  and  (B),D,(Dj)^)sFUG)sAl  giving  the  new 
tones    F#,    A#,    and    D    and    producing    the    nine-tone    scale 

267 


COMPLEMENTARY    SCALES 

C2DiD#iE2F#iGiG#2A#iB(i)(C.)  The  remaining  tones,  F,  Db, 
and  A,  are  all  equally  the  result  of  further  superposition  and  are 
therefore  all  possible  converting  tones,  giving  the  descending 
complementary  scales  iFgDiDbsBbiAsGb,  iDbsBbiAsGbiFsDl^, 
and  lAaGbiFgDiDbsBb-  Our  choice  of  F  is  therefore  an  arbitrary 
choice  from  among  three  possibilities. 


Example  40-8 


^m 


o     " 


^ 


«  -^fr 


^"*'^"  av^^^'  '^' 


3      13      13 


3       13       13 


Complementary  Hexads 


3      13       13 


3      13        13 


3      13       13 


One  final  example  may  suffice.  The  tritone  hexad  of  Example 
40-9  contains  the  tones  CiC#iDjFJfiGiG#.  This  scale  form  super- 
imposed upon  the  original  tones  gives  the  hexads  CiCj^J^^Fjj^iGi 
G#;  (C#),(D),D#4(G),(G#)iA;  (D),DS,E,(G#)AAJf;  (F#), 
(G),(G#),(C)i(C#),(D);  (G),(GJf)iA4(C#),(D),D#;  and 
(G#)iAiA#4(D)iD#iE,  with  the  new  tones  D#,  E,  A  and  A#, 
producing  the  ten-tone  scale  CiC#iDiD#iE2F#iGiG#iAiA#,2)  (C). 
The  remaining  tones,  F  and  B,  are  therefore  both  possible  con- 
verting tones  giving  the  descending  complementary  scale  of  the 
hexad  CiCjf.D^FJfiGiGJf  as  iF,EiEb4BiBbiA  or  jBiBbiA^FiEiEb- 
Our  choice  of  F  is  therefore  an  arbitrary  choice  between  two 
possibilities.  ( See  the  Appendix. ) 

268 


expansion  of  the  complementary-scale  theory 
Example  40-9 


V-    ..|t»    o<l^    "^"     it-    '<^     ^ 


^ 


i^-^=^ 


I       4        I 


I       I       4       I        I 


I         I       4        I        I 


^ 


-^4*^ 


1l--«t° 


ft.  °fr 


i"^: 


I         I       4       I        I 


I         I      4        I       I 


i 


Complementary  Hexads 


I       I      4        11 


114       11 


In  certain  cases  where  sonorities  are  built-up  from  tetrads  or 
pentads  through  connecting  hexads  to  the  projection  of  the 
complementary  octads  or  heptads  respectively,  the  converting 
tone  of  the  connecting  hexad  is  used.  * 

An  understanding  of  the  theory  of  complementary  scales  is 
especially  helpful  in  analyzing  contemporary  music,  since  it 
shows  that  complex  passages  may  be  analyzed  accurately  and 
ejffectively  by  an  examination  of  the  tones  which  are  not  used 
in  the  passage.  Let  us  take,  for  example,  the  moderately 
complex  tonal  material  of  the  opening  of  the  Shostakovitch 
Fifth  Symphony: 

Example  40-10 

Shostakovitch, Symphony  No. 5 

Moderoto  S^ 


/ 


Copyright   MCMVL   by   Leeds   Music   Corporation,    322  West  48th  Street,  New  York  36,  N.  Y    Reprinted 
by  permission.    All  rights  reserved.  ' 

*  A   "connecting  hexad"   is   defined   as   any  hexad  which   contains  a   specific 
pentad  and  is  also  a  part  of  that  pentad's  seven-tone  projection. 


269 


COMPLEMENTARY    SCALES 


r_yJP 


i 


o    tfv>      o  ^ 


o>  -P= 


^ 


12  12 


2  I 


i  iiJ  j^  ^r    I  jij  ^^f      ^ 


omitted  tones 

An  examination  of  the  opening  theme  shows  not  only  the 
presence  of  the  tones  D-D#-E-F#-G-A-B[;,-C-CJf,  but  the  absence 
of  the  tones  F,  G#,  and  B.  Since  F-G#-B  is  the  basic  minor  third 
triad,  it  becomes  immediately  apparent  that  the  complementary 
nine-tone  theme  must  be  the  basic  nine-tone  minor  third  scale. 
A  re-examination  of  the  scale  confirms  the  fact  that  it  is  composed 
of  two  diminished  tetrads  at  the  interval  of  the  perfect  fifth  plus 
a  second  foreign  tone  a  fifth  above  the  first  foreign  tone— the 
formation  of  the  minor-third  nonad  as  described  in  Chapter  13. 

This  type  of  "analysis  by  omission"  must,  however,  be  used 

with  caution,  lest  a  degree  of  complexity  be  imputed  which  was 

never  in  the  mind  of  the  composer.  The  opening  of  the  Third 

Symphony  of  Roy  Harris  offers  a  fascinating  example  of  music 

which,   at  first  glance,  might  seem  much  more  complex  than 

it  actually  is. 

Example  40-11 

Vios.i  K 

Harris, Symphony   No. 3  _  ^^ ^J^-J). 


270 


EXPANSION    OF    THE    COMPLEMENTARY-SCALE    THEORY 


1   =. 


^ 


«*-«» 


V^    - 


^>,,  |Trr  [rrrri^r^rr^ir  «r^ 


By  permission  of  G.  Schirmer,  Inc.,  copyright  owner. 

If  we  examine  the  first  twenty-seven  measures  of  this 
symphony,  we  shall  find  that  the  composer  in  one  long 
melodic  line  makes  use  of  the  tones  G-Ab-Ati-Bb-Bfc|-C-C#-D-D#- 
E-F-F#;  in  other  words,  all  of  the  tones  of  the  chromatic  scale. 
Upon  closer  examination,  however,  we  find  that  this  long  line  is 
organized  into  a  number  of  expertly  contrived  sections,  all  linked 
together  to  form  a  homogeneous  whole.  The  first  seven  measures 
consist  of  the  perfect-fifth  projection  C-G-D-A-E-B,  or 
melodically,  G-A-B-C-D-E,  a  perfect-fifth  hexad  with  the  tonality 
apparently  centering  about  G. 

The  next  phrase,  measures  8  to  12,  drops  the  tone  C  and  adds 
the  tone  B^.  This  proves  to  be  another  essentially  perfect-fifth 
projection:  the  perfect-fifth  pentad  G-D-A-E-B  (G-A-B-D-E) 
with  an  added  B^i,  producing  a  hexad  with  both  a  major  and 
minor  third.  (See  Example  39-6,  Chapter  39,  complementary 
hexad.)  Measure  15  adds  a  momentary  A[)  which  may  be  ana- 
lyzed as  a  lowered  passing  tone  or  as  a  part  of  the  minor-second 
tetrad  G-Ab-Atj-B^.  Measures  16  to  18  establish  a  cadence  consist- 
ing of  two  major  triads  at  the  relationship  of  the  major  third— 
Bb-D-F  plus  D-F#-A  (D-F-F#-A-Bb-Example  22-2). 


271 


COMPLEMENTARY    SCALES 

Measures  19  to  22  establish  a  new  perfect-fifth  hexad  on  D— 
D-A-E-B-F#-C#  (D-E-F#-A-B-C#),  which  will  be  seen  to  be  a 
transposition  of  the  original  hexad  of  the  first  seven  measures.  In 
measure  23  the  modulation  to  a  B  tonality  is  accomplished  by 
the  involution  of  the  process  used  in  measures  16  to  18,  that  is, 
two  minor  triads  at  the  relationship  of  the  major  third: 

AJf      F# 

DJf      B 

Measures  24  to  27  return  to  the  pure-fifth  hexad  projection 
G-D-A-E-B-F#,  in  the  melodic  form  B-D-E-F#-G-A,  a  transposi- 
tion of  the  hexad  which  introduced  the  theme. 

The  student  may  well  ask  whether  any  such  detailed  analysis 
went  on  in  the  mind  of  the  composer  as  he  was  writing  the 
passage.  The  answer  is  probably,  "consciously— no,  subconscious- 
ly—yes." Even  the  composer  himself  could  not  answer  the 
question  with  finality,  for  even  he  is  not  conscious  of  the 
workings  of  the  subconscious  during  creation.  What  actually 
happens  is  that  the  composer  uses  both  his  intuition  and  his 
conscious  knowledge  in  selecting  material  which  is  homogeneous 
in  character  and  which  accurately  expresses  his  desires. 

A  somewhat  more  complicated  example  may  be  cited  from 
the  opening  of  the  Walter  Piston  First  Symphony: 


Example  40-12 


Piston,  Symphony  No 

'Cellos,  Bosses  pizz 


'-n :  j]^  ^'v/jtj  \iO  \i>r^ '  I  ..rjjj;^ 


By  permission  of  G.  Schirmer,  Inc.,  copyright  owner. 

Here  the  first  three  measures,  over  a  pedal  tone,  G,  in  the 
tympani,  employ  the  tones  G-G#-A-Bb-Bti-C-C#(Db)-D-E,  all 
of  the  tones  except  F,  Ffl:,  and  D#,  in  which  case  the  nine-tone 
scale  might  be  considered  to  be  a  projection  of  the  triad  nsd. 

272 


EXPANSION    OF    THE    COMPLEMENTARY-SCALE    THEORY 

Such  an  analysis  might,  indeed,  be  justified.  However,  a  simpler 
analysis  would  be  that  the  first  five  beats  are  composed  of  two 
similar  tetrads,  CiDboEgG  and  GiG^gBgD,  at  the  interval  of  the 
perfect  fifth;  and  that  the  remainder  of  the  passage  consists  of 
two  similar  tetrads,  B[)iBl:|iC4E  and  GiGj^iA^Cjl^,  at  the  interval 
of  the  minor  third.  Both  analyses  are  factually  correct  and 
supplement  one  another. 


273 


41 


Projection  of  the 

Six  Basic  Series  with  Their 
Complementary  Sonorities 


We  may  now  begin  the  study  of  the  projection  of  all  sonorities 
with  the  simplest  and  most  easily  understood  of  the  projections, 
that  of  the  perfect-fifth  series.  Here  the  relationship  of  the 
involution  of  complementary  seven-,  eight-,  nine-,  and  ten-tone 
scales  to  their  five-,  four-,  three-,  and  two-tone  counterparts  will 
be  easily  seen,  since  all  perfect-fifth  scales  are  isometric. 

Referring  to  Chapter  5,  we  find  that  the  ten-tone  perfect-fifth 
scale  contains  the  tones  C-G-D-A-E-B-F||-C#-Gif-Dif  or,  ar- 
ranged melodically,  C-C#-D-Dit-E-FJf-G-Git-A-B.  We  will  observe 
that  the  remaining  tones  of  the  twelve-tone  scale  are  the  tones 
F  and  B^.  If  we  now  examine  the  nine-tone-perfect-fifth  scale, 
we  find  that  it  contains  the  tones  C-G-D-A-E-B-F#-C#-G#  or, 
arranged  melodically,  C-C#-D-E-F#-G-G#-A-B.  We  observe  that 
the  remaining  tones  are  the  tones  F,  B^,  and  E^. 

If  we  now  build  up  the  entire  perfect-fifth  projection  above  C, 
we  find  that  the  complementary  interval  to  the  ten-tone  scale 
is  the  perfect  fifth  beginning  on  F  and  constructed  downward; 
the  complementary  three-tone  chord  to  the  nine-tone  scale  con- 
sists of  two  perfect  fifths  beginning  on  F  and  formed  downward, 
F-B^-E^;  the  complementary  four-tone  chord  to  the  eight-tone 
scale  consists  of  three  perfect  fifths  below  F,  F-Bb-E^-Ab;  and 
the  complementary  five-tone  scale  to  the  seven-tone  scale  consists 
of  four  perfect  fifths  below  F,  F-Bb-Eb-Ab-Db- 

The  first  line  of  Example  41-1  gives  the  perfect  fifth  with  its 
complementary  decad.  The  projection  of  the  doad  of  line  1  is 

274 


PROJECTION    OF    THE    SIX    BASIC    SERIES 

therefore  the  decad  of  Hne  9,  which  is  the  involution  of  the 
complementary  decad  of  line  1. 

Line  2  gives  the  perfect-fifth  triad  v^ith  its  complementary 
nonad.  The  projection  of  the  triad  becomes  the  nonad,  line  8, 
vi^hich  is  the  involution  of  the  complementary  nonad  of  line  2. 

Compare,  therefore,  line  la  with  line  9,  2a  with  8,  3a  with  7, 
4a  with  6,  and  5<2  with  5.  Note  also  that  9a  is  the  involution  of  1, 
8a  the  involution  of  2,  7a  the  involution  of  3,  6a  the  involution  of 
4,  and  5a  the  involution  of  5. 


Example  41-1 


Perfect  Fifth  Doad    p 


lo. 


Complementary  Decad 


^r'r^r  Ji^Ji^ 


i 


7  (5) 
Perfect  Fifth  Triad    p^s 


II    I    I  ^   I   I    I  2  (I) 

^°-  Complementary  Nonad 


r  r'T^r'f  r  ^'^^^J 


^ 


2    5(5) 

Perfect  Fifth  Tetrad    p^ns^ 


I     I    2  2    r  I     I    2  (I) 


3a. 


S 


Complementary  Octad 


Z 


r  r'T^rir^riJbJ 


'  \'2     2  {0 


^ 


2   5  2  (3) 

Perfect  Fiftti  Pentod  p^mn^s^ 


I     I    2   2    12     2  (I 


4a. 


^m 


omplementqry  Heptad 


Lompiementq 


2    1'  2    2  (1^ 


2   2    3  2  (3) 


$ 


2    2  2    I     2    2  {I 


Perfect  Fifth  Hexad  p  m  n^s  d  "  Complementary  Hexad 


^P 


fi 


^^^ 


"^^ ^ 


i 


2  2    3  2   2  (I) 


2    2   3    2    2  (I) 


60. 


Perfect  Fifth  Heptad  p  m  n  s  d^        Complementary  Pentad 


^ 


^^ 


m 


-^ 5t 


i 


^ 


2  2  2     I    2   2  (I) 


2    2  3   2(3) 


7a. 


il^i  Perfect  Fifth  Octad  p^m^n^s^d^t^        Complementary  Tetrad 


r    I     2   2    I    2  2   (I) 


2    5   2  (3) 


275 


COMPLEMENTARY    SCALES 


8.  8a. 

j^  Perfect  Fifth  Nonad  pfim^n^s^d^t^        Complementary  Triad 


4 


i^ 


* 


m 


^ 


12   2    1     I     I   2  (I) 


2    5  (5) 


9a. 


jl-e-  Perfect  Fifth  Decod  p^m^nQs^d^t^      Complementary  Doad 


^ 


1<'^I    r     I    2    I    I     I    2  (1)  7  (5) 

lOo. 


10. 


fej; 


Perfect  Fifth  Undecod  pjVWW* 


^^^ 


Q  »"  Jul*'} 

r^i  I     I    2  I   I   I    I    I  (I) 
4t^  #^  Perfect  Fifth  Duodecad  p'^m'^n'^s'^d'^t^ 


^m 


r  I  T   I    I    I   r    I    I    I    I  (I) 


The  minor-second  series  shows  the  same  relationship  between 
the  two-tone  interval  and  the  ten-tone  scale;  between  the  triad 
and  the  nine-tone  scale;  the  tetrad  and  the  eight-tone  scale,  and 
the  five-tone  and  the  seven-tone  scale.  Line  9  is  the  involution 
of  la;  line  8  of  2a;  line  7  of  3a,  line  6  of  4a,  and  hne  5  of  5a. 
Conversely,  line  9a  is  the  involution  of  1,  line  8a  the  involution 
of  2,  line  7a  of  3,  line  6a  of  4,  and  line  5a  of  5. 

Example  41-2 


Minor  Second  Dead    d 


Minor  Second  Triad    sd^ 


IQ     Complementary  Decad 


2a. 


Complementary  Nonad 


^^^^ 


i 


^ 


^ 


f 


(10) 


Minor  Second  Tetrad   ns^d^ 


I      I     I 


I     I     I 


Complementary  Octad 


^^ 


S 


r    I    I    (9) 
276 


I     I    I 


I      I     I   (5) 


PROJECTION    OF    THE    SIX    BASIC    SERIES 

4        Minor  Second  Pentad  mn^s^d^  4o    Co,mplenr|entary  Heptod 

•P-f-  f»-bf-  ,,&, 


i 


m 


£^ 


^^^ 


f^ 


(8) 


I       I      I      I      I    (6)' 


5.      Minor  Second  Hexed  pm^n^s^d^  5q.  Complementary  Hexod 

^  *^^  ^^  -km 


i 


^^£#^ 


'^        itr  I    1^    I     I   (7) 


m 


i 


'l+*'l     1^     I      I    (7)  '^ 

Minor  Second  Heptad  p^m^^s^d^t  Complementary  Pentad 


Lpmpiementa 

60.  ^W  ^bi^ 


^ 


|J  J  ^IHJ 


s^ 


^ 


^ 


*^    "^  r  I    I  I-  (6) 


I      I      I     I     (8)' 


s4^4„  5,6^7*2 


7       Minor  Second  Octod  p^m^n^s^dM*^      7^     Complementary  Tetrad 


^ 


m 


r  I    r  I    I    I    I  (5) 


p 


I      I      I    (9) 


Minor  Second  Nonod  p^m®n^s^d®t'    ^       Complementary  Triad 
8./I  ■'^ 8q.   ^  ^ 


^ 


^ 


iTi      I      r'      I        II 


^ 


r    I   r    I    III     I  (4) 
9       Minor  Second  Decad  £^nri^n^s^d2t'*9Q    Cqmpiementary  Doad 


I    I  (loy 


I      I      I      I      I     I      I      I     (3) 

...         o  J  II  J        .     10    10  10  10  .10.5 

iO/»    Minor  Second  Undecod  pmnsdt  loa. 


II  ii    Minor  Second  Duodecod  p'^m'^n'^s'^d'^t^ 


I      I     I     I     I     I     I      I     I     I     I   (I) 


The  major-second  projection  follows  the  same  pattern,  even 
though  it  is  not  a  "pure"  scale  form.  Note  again  that  the  decad 
in  line  9  is  the  involution  of  the  complementary  decad,  la;  the 
nonad  8  is  the  involution  of  the  complementary  nonad  2a;  and 
so  forth.  Note  also  that  9a  is  the  involution  of  1,  8a  the  involu- 
tion of  2,  and  so  forth. 


277 


complementary  scales 
Example  41-3 
I. ^  Major  Second  Dood    £  la.   Complementary  Decad 


2  (10) 
2. /I  Major  Second  Triad      ms^ 


2o. 


I     i      2    2    1      I      II      I    (i) 
Complementary  Nonad 


2    2  (8) 
3.^  Major  Second  Tetrad    m^s^t 


3a. 


2    2    2     11      I      I      I   (I) 
Complementary  Octad 


r'Tt^flT^r  Ji^ 


njJi[Jr 


^ 


^ 


2    2    2  (6) 
4yi  Major  Second  Pentad   m^s^t^ 


4a. 


2    2    2     1      I      I      I    (2) 
Complementary  Heptad 


2    2    2    2   (4) 
5y,  Major  Second  Hexad    m^s^t^ 


5a. 


1^ 


2     2    2     r   I      2  (2) 
Complementary  Hexad 


r'T^'r  ^^ 


i  J  J^rt^ 


55 


2    2    2    2    2  (2) 

Q     CO      c    o    ^ 

6.^  Major  Second  Heptad  p  m  n   s  d    t       6o. 


i 


2    2    2    2    2   (2) 
Complementary  Pentad 


^^ 


'^pt^pbp   J 


« 


^^ 


^ 


2    2    2     I     I     2  (2) 
7y,  Major  Second  Octad   p\n^nV^d^^        7o. 


jjjjj  Jti^^it^r' 


2    2    2    2    (4) 

Complementary  Tetrad 


fl^bphp 


:ti^ 


2    2    2     11       I      I  (2) 
8.^  Major  Second  Nonad  p^m^n^s^d^t^        Ba. 


2    2    2     I      I      I      I     I    (1) 


2    2   2  (6) 

Complementary  Triad 


^ 


(I) 
9Jj  Major  Second  Decad  p^m^n^s^d^t^       9a. 


flJ  ^1^  ^^1^  r  'f 


2     2   (8) 
Complementary  Doad 


m 


m 


I      2   2     I      I       I     I      I    (I) 
10/.  Major  Second  Undecad  p'Om'Qn'Qs'Qd'QtS  |q^ 


2  (10) 


10/} 

Is 


jj[j  ^jt^  ^ii^  r  'f^^ 


r    I    r    I    2  I    I    I    I    I    (I) 
lly,  Major  Second  Duodecad  p'^m'^n'^s'^d'^t^ 


PROJECTION    OF   THE    SIX    BASIC    SERIES 

The  minor-third  projection  follows  the  same  pattern,  with  the 
exception  that  the  minor-third  scale  forms  are  not  all  isometric. 
It  should  be  noted  that  while  the  three-,  four-,  eight-,  and 
nine-tone  formations  are  isometric,  the  five-,  six-,  and  seven-tone 
scale  each  has  its  involution.  (See  Chapters  11  through  13.) 

The  student  should  examine  with  particular  care  the  eight- 
tone  minor-third  scale,  noting  the  characteristic  alternation  of  a 
half-step  and  whole  step  associated  with  so  much  of  con- 
temporary music. 

Example  41-4 


I-  ^  Minor  Third  Doad    n 


i 


la     Complementary  Decod 


II        I        I        I       I         19       1     m/ 


^ 


3  (9) 

2.M  Minor  Third  Triad    n^t 


I     I     I 


2a.  Complementary   Nonad 


^^ 


I    I    I   I   2  I.  2  T  (?r 


3    3   (6) 

4   2 
3.^  Minor  Third  Tetrad    n   t 


3o.    Complementary  Octad 


P^p 


^fi'^Jj  J 


? 


m 


3    3    3  (3) 
4 yi  Minor  Third  Pentad    pmn^sdt^ 


jbJ^Jft^^r' 


2     12     12    -tt-o\-^) 
4q     Complementary  Heptad 


^ 


^ 


m 


3    3      1    2  (3) 


5.^  Minor  Third  Hexod    p^m^n^s^d^t^ 


I      2    3     I     2     T   (2) 
5a.   Complementary    Hexad 


i^M^^Yr' 


s 


^W 


3    31     2    I  (2) 
6-  MinorThird  Heptad  p'm^  n^s^d^t^ 


3     3     I    2     T  (2) 
6o.   Complementary  Pentad 


jtj  J^rr> 


^ 


^p 


? 


m 


I     2    3    1     2    1    (2) 
7.^  Minor  Third  Octad  p%i^  n^s'^d'^t'^ 


3     3     12    (^f") 
7a.    Complementary  Tetrad 


1     2    1    2     1     2    1  (2) 


279 


COMPLEMENTARY   SCALES 
,6w,6„8e6H6t4 


QM  Minor  Third  Nonod  p°m°n°s°d°t^      8a.    Complementary  Triad 


3     3     (6)^ 
9.^  Minor  Third  Decad  p^m^n^s^d^t'^       9o.    Complementary  Doad 


I     I     I     I     I      I     I     2     I    (2) 
,„_  Minor  Third  Undecod  p'°m'°n'°s'°d'°  t^  ,^ 

10^  — i : 10  0  . 


11.^  MinorThird  Duodecod  p'^m'^n'^s'^d'^t® 


I   I      I     I     I     I     I     I     I    I      I   (I) 


The  major-third  projection  forms  isometric  types  at  the  three-, 
six-,  and  nine-tone  projections;  the  four-,  five-,  seven-,  and 
eight-tone  projections  all  having  involutions,  (See  Chapters  14 
and  15.)  The  student  should  examine  especially  the  nine-tone 
major-third  scale  with  its  characteristic  progression  of  a  whole 
step  followed  by  two  half-steps,  or  vice-versa. 


I.  ^  Major  Third  Doad   m^ 


i 


Example  41-5 

io.  Complementary   Decad 


^T^r^fii'^l. 


m 


w 


A  (8) 
2  ii  Major  Third  Triad  m^ 


i^A  Major  ihird 


2      I      I     2     I     I     I      I     I    (I) 
2a.    Complementary  Nonad 


■$ 


r^V^fJ  JJ^j 


4    4  (4) 

3/5  Major  Third  Tetrad    pm^nd 


2     I     I      2    I     I     2     I    (I) 
3o.    Complementary  Octad 


jJ^tt^T 


g 


S 


rrr'ri^r^a 


2     I      I      2    11     3    (I) 
4a.  Complementary  Heptad 


4    3     I     (4) 

4.^  Major  Third  Pentad    p^  m^n^d^ 


jj^ti^rT 


iF=i=^ 


rr^ry-^^JJ 


4    3     1     3   (I) 

280 


2     1      I     3'    I     3    (I) 


PROJECTION    OF    THE    SIX    BASIC    SERIES 
5y.  MajorThird  Hexad     p^m^n^d^  5a.    Complementary  Hexad 


^m 


r^r^^hi 


te 


^ 


^ 


it-*- 


3     I     3     1     3   (I) 


3     I     3    I     3  (1) 
6y,  MajorThird  Heptad    p'^m^n^s^d^t     6a.    Complementary   Pentod 


j-jjiJ  J  ^i^  r  f 


fe 


^¥^ 


2     r     I     3     I     3(1)  4     3    I      3   (I) 

7- Major  Ttiird  Octad     p^nn^nSs^d^t^       7a.  Complementary  Tetrad 


8^  Major  Ttiird  Nonod  p°m   n°s   d°t^  8a.  Complementary  Triad 


» 


jj.jJiiJJttJjt^rt' 


s 


F^*r 


w 


2    (■     I     2     I      I      2    I    (I)  4      4  (41 

9. A  Mojor Third  Decad  pOm^nQs^d^H        9a ,    Complementare  Doad 


jiJjtfJ^ii^r'r^ 


^ 


w 


2  r    I    2    I   I     I    I    I  (I) 


4    (8) 


MajorThird  Undecod  p'^m'^n'^s'^d'^t^      IOq 


I      I     I      I    2     I     I     .1      I     I   (I) 


u      K,  ■     T^-  A  r^     ^        A    '2  12  12  12 .12,6 
"y)  MajorThird  Duodecad  p   m  n  s    d    t 


■  yj  major  iniru  uuuuBt;uu  p    rti   ii  a    u     i 


r  I  I    I  I  I   I   I   I   I    I  (I) 


The  projection  of  the  tritone  upon  the  perfect-fifth  series 
produces  a  series  of  scales  which  predominate  in  tritones— 
remembering  the  double  valency  of  the  tritone  discussed  in 
previous  chapters.  All  of  the  scales  follow  the  general  pattern  of 
the  triad  pdt,  with  a  preponderance  of  tritones  and  secondary 
importance  of  the  perfect  fifth  and  minor  second.  The  four-, 
six-,  and  eight-tone  forms  are  isometric,  whereas  the  three-, 
five-,  seven-,  and  nine-tone  forms  have  involutions. 


281 


I.^Tritone    t 


complementary  scales 
Example  41-6 

lo .    Complementary  Decad 


^ 


^^^^^ 


n   I   I  (i 


6    (6) 
2.  -  Perfect  Fifth  -  Tritone  Triad    pdt  2a. 


i     I      I     2    M   I     I     I     (^) 
Complementary  Nonad 


^m 


i    i    I     I    o'  i~i  i    r~ 


I   I    I   2   r  I    I  (3) 

Complementary  Octod 


6    I   (5) 
3.A  Tetrad    p^d^t^ 


3.^   leiruu     p  u 

1^      IJiiJ    J^ 


3o. 


I i~^     1  '    I I i         T 


g 


^ 


I      I      3    1'!      I    (3) 
Complementary  Heptad 


r   5    I  (5) 
4./I  Pentad   p^msd^t^ 


4a. 


M 


rr^r^r  Ji'^ 


#^ 


^3*^5 


r   I    4  I  (5) 

5^,   Hexad  p'^m^s^d'^t' 


ifl     I      4.      I       \     t<X) 


5o. 


I   I  4  r  I  I  (3) 

Complementary  Hexad 


rTTiTl'r  J 


^fH^ 


I""     I      4     1      I    (4) 
6.^   Heptad   p^m^n^s^d^t^ 


i 


I      I     4     I      I     (4) 
6a.    Complementary  Pentad 


rT'Tl'r^r^ 


^^iJitJ^tiJ^if 


r  I  4  I   I    I  (3) 

7.i5   Octad    pgm^^nMd^t^ 


7a. 


^^ 


II      4     I    (5) 
mplementary  Tetrad 


3 


s 


I     I      I      3 


m 


I      I      3     I      I      I  (3) 
^g   Nonad    p^m^nQsQd^t'* 


I     5     I     (5) 
Complementary  Triad 


III     1211      I   (3) 
9yi   Decad   p^m^n^s^d^t^ 


9o. 


6      I    (5) 
Complementary  Doad 


1^    I      I      I     2     I       I      I      I     (2)  6    (6) 


r     I      I      12     1       I      I      I     (2) 
'Oj^   Undecad   p'Om'On'Os'Od'QtS 


lOa. 


JJJ^J  JtlJ  J«^  ^^^  P 

r  I    I     I    2    I    I    I     I     I  (I) 


r  I   I    12   11 

11./,    Duodecad  p'^m'^n'^s'^d'^t^ 


1.^    uuoaecaa   p   m    n   s    a   t 


I      II      I     I     I    I     I     I      I     I   (I) 
282 


PROJECTION   OF   THE    SIX   BASIC    SERIES 

An  excellent  example  of  the  gradual  expansion  of  the  projec- 
tion of  perfect  fifths  will  be  found  in  Bernard  Rogers'  "Portrait" 
for  Violin  and  Orchestra  (Theodore  Presser  Company).  The  first 
two  and  a  half  measures  consist  of  the  tones  D-E-F  (triad  nsd). 
The  third,  fourth,  and  fifth  measures  add,  successively,  the  tones 
G,  A,  and  C,  forming  the  perfect-fifth  hexad,  D-E-F-G-A-C 
(F-C-G-D-A-E). 

This  material  suffices  until  the  fifteenth  measure  which  adds 
the  next  perfect  fifth,  B.  The  seventeenth  measure  adds  Cfl:,  the 
nineteenth  measure  adds  F#,  and  the  twenty-first  measure  adds 
G#,  forming  the  perfect-fifth  decad,  Ft|-C-G-D-A-E-B-F#-C#-G#. 

In  the  twenty-third  measure  this  material  is  exchanged  in  favor 
of  a  completely  consistent  modulation  to  another  perfect-fifth 
projection,  the  nonad  composed  of  the  tones  Ab-Eb-B^-F-C-G-D- 
At^-Et^.  This  material  is  then  used  consistently  for  the  next 
twenty-four  measures. 

In  the  forty-seventh  measure,  however,  the  perfect-fifth  pro- 
jection is  suddenly  abandoned  for  the  harmonic  basis  F#-G-A- 
Cp,  the  sombre,  mysterious  pmnsdt  tetrad,  rapidly  expanding  to 
a  similar  pmnsdt  tetrad  on  A  (A-B^-C-E),  and  again  to  a 
similar  tetrad  on  C#  (CJf-Dti-E-Gf),  as  harmonic  background. 

The  opening  of  the  following  Allegro  di  molto  makes  a  similar- 
ly logical  projection,  beginning  again  with  the  triad  nsd 
(F-G^-A^)  and  expanding  to  the  nine-tone  projection  of  the 
triad  nsd,  E^-Etj-F-Gb-Gti-AI^-Akj-Bb-C,  in  the  first  four  measures. 

The  projection  of  the  most  complex  of  the  basic  series,  the 
tritone,  is  beautifully  illustrated  by  a  passage  which  has  been  the 
subject  of  countless  analyses  by  theorists,  the  phrase  at  the 
beginning  of  Wagner's  Tristan  and  Isolde.  If  we  analyze  the 
opening  passage  as  one  unified  harmonic-melodic  conception,  it 
proves  to  be  an  eight-tone  projection  of  the  tritone-perfect-fifth 
relationship,  that  is,  AiA#iB3DiD}t:iEiF3G#(i)(A).  Sensitive 
listening  to  this  passage,  even  without  analysis,  should  convince 
the  student  of  the  complete  dominance  of  this  music  by  the 
tritone  relationship.  ( See  Example  41-6,  line  7. ) 

283 


COMPLEMENTARY    SCALES 

This  consistency  of  expression  is,  I  believe,  generally  charac- 
teristic of  master  craftsmen,  and  an  examination  of  the  works  of 
Stravinsky,  Bartok,  Debussy,  Sibelius,  and  Vaughn-Williams— to 
name  but  a  few— will  reveal  countless  examples  of  a  similar  ex- 
pansion of  melodic-harmonic  material. 

The  keenly  analytical  student  will  also  find  that  although  no 
composer  confines  himself  to  only  one  type  of  material,  many 
composers  show  a  strong  predilection  for  certain  kinds  of  tonal 
material— a  predilection  which  may  change  during  his  lifetime. 
It  might  in  many  cases  be  more  analytically  descriptive  to  refer 
to  a  composer  as  essentially  a  "perfect-fifth  composer,"  a  "major- 
third  composer,"  a  "minor-second-tritone  composer,"  and  the  like 
—although  no  composer  limits  himself  exclusively  to  one  vocabu- 
lary—rather than  as  an  "impressionist,"  "neoclassicist,"  or  other 
similar  classifications. 


284 


42 


Projection  of  the 

Triad  Forms  with  Their 
Complementary  Sonorities 


Before  beginning  the  study  of  the  complementary  sonorities  or 
scales  of  the  triad  projections,  the  student  should  review  Part  II, 
Chapters  22  to  26  inclusive.  We  have  seen  that  any  of  the  triads 
fmn,  pns,  pmd,  mnd,  and  nsd,  projected  upon  one  of  its  own 
tones  or  intervals,  produces  a  pentad.  The  triad  projected  upon 
all  three  of  its  tones  produces  a  hexad  which  is  "saturated"  with 
the  original  triad  form.  The  seven-tone  scales  have  the  same 
characteristics  as  their  five-tone  counterparts,  and  the  nine-tone 
scale  follows  the  pattern  of  the  original  triad. 

Let  us  now  examine  Example  42-1,  which  presents  the  projec- 
tion of  the  major  triad  pmn.  Since  the  projection  of  the  triads 
pns,  pmd,  mnd,  and  nsd  follow  the  same  principle,  the  careful 
study  of  one  should  serve  them  all. 


I   ,   pmn  Triad 


i 


Example  42-1 

Complementary   Nonad 


^^   A  1 


r'Tr^r'fr^iJj 


F* 


4     3 


Z.A  pmn  @  p 


Pentad  p^m^n^s^d 


2     112     1'!      I      2 
Complementary  Heptod  U) 


^ 


r'T^r^f  Ji-J 


^ 


* 


2     2     3    4 


3-/1   pmn  @  m 


Pentad  p^m'^n^^ 


2    2    31      12 

Complementary   Heptad  (2) 


f  til     jj.ifl.ir     :  I'Tr^rh-AJ 


4     3     13 


2     113 


285 


COMPLEMENTARY    SCALES 

4-ji  pmn@  p  -   m       Hexad  p^rri^n^s^d^t  Complementary  Hexad 


kf.^l^lMIl^     \J  III  IIC^VJVJ     \J      Ml      M     o      VJ       I  \^\./iii(^n^iii\*iiiv«ijr     >   i\*^*.jvi 


2    2    3    1     3  (I) 
5./I  Involution  of  comp.Heptad(l) 


^^ 


2    2    3     13 

Complementary  Pentad  II) 


I'T^rtT^J 


^^ 


1 


n 


m 


2    2    3     I       I     p'p5m4n4s4d3t 
6/1  Involution  of  com  p.  Heptad  (2) 


2     2   3     4 

Complementary  Pentad'(2) 


iJitJ  J^tf^r 


f^^i'^Y^     \^^ 


2  f    I      3    13    P"""^"^'-^"'  4     3    13 

7.A  Involution  of  comp.Nonod  p^m^n^sQd^^     Complementary  Triad 


i 


iJMJ..ii'.-'^'Ar:f    "^ 


* 


P 


2  r     I     2     I      I      I     2  (I) 
S/i  pmn  Triad 


3^  pnn 


4     3 

Complementary  Nonad 


flf^ 


^P 


9/1  P'T'"  @  n 


4    3 
Pentad  p^m^n^sdt 


I 2 12 I     I     2M 
Complementary  Heptad 


3     1-33  I     2     I     3     I      21 

10^  pmn@n   +  ml    Hexad  p^m^n^s^d^t  Complementary  Hexad 


*^     *  b*      ^3    r     3     I    2'  3     13      15 


*=* 


^ 


^ 


b*      ^3    r     3    I    2'  3     13      12 

I'yj  Involutionof  comp.Heptad  p'^m'^n^s^d^t^         Complementary  Pentad 


m 


m 


«M 


i^ 


^ 


^ 


^'2^  P"3     I     2'  3     13     3 

I2y)  Involution  of  comp.Nonod  p^mVs^d^t^         Complementary  Triad 


'^y^  mvoiuTion  or  comp.iNonaa  p^mrrs^^ElL  ^.Ajinpu 

I      ?      I       9       I         I       O      I     Ml  4      3 


i 


I     2    I     2     I       I     2    I    (I) 

The  first  line  of  Example  42-1  shows  the  major  triad  C-E-G 
and,  separated  by  a  dotted  line,  its  complementary  nonad— the 
remaining  tones  of  the  chromatic  scale  begun  on  F  and  projected 
downward.  The  second  line  shows  the  pentad  formed  by  the 
superposition  of  a  second  major  triad,  on  G,  again  with  its 
complementary  scale.  The  third  line  shows  the  second  pentad 
formed  by  the  superposition  of  a  major  triad  upon  the  tone  E 
with  its  complementary  scale. 


286 


PROJECTION    OF    THE    TRIAD    FORMS 

The  fourth  hne  shows  the  hexad  formed  by  the  combination 
of  the  three  major  triads,  on  C,  on  G,  and  on  E,  with  its 
complementary  hexad.  It  will  be  noted  that  the  complementary 
scale  has  the  same  relationship  in  involution— in  other  words, 
the  similar  projection  of  three  minor  triads. 

The  fifth  line  shows  the  projection  of  the  first  pentad,  line  2, 
by  taking  the  order  of  intervals  in  the  complementary  heptad 
(second  part  of  line  2)  and  projecting  them  upward.  Its  com- 
plementary pentad  (second  part  of  line  5)  in  turn  becomes  the 
involution  of  the  pentad  of  line  2,  having  the  same  order  of 
half-steps— 2234— but  projected  downward  and  therefore  repre- 
senting the  relationship  of  two  minor  triads  at  the  perfect  fifth. 

The  sixth  line  shows  the  projection  of  the  second  heptad 
(line  3)  by  taking  the  order  of  half-steps  in  the  com.plementary 
heptad  in  the  second  part  of  line  3  and  projecting  it  upward. 
Its  complementary  pentad  (second  part  of  line  6)  becomes  in 
turn  the  involution  of  the  pentad  of  line  3  and  presents,  therefore, 
the  relationship  of  two  minor  triads  at  the  interval  of  the 
major  third. 

Line  seven  is  formed  by  the  projection  upward  of  the  order  of 
half-steps  in  the  complementary  scale  of  the  original  triad 
(second  part  of  line  1).  Its  complementary  triad  in  turn  is  the 
involution  of  the  original  triad  of  line  1,  that  is,  the  minor  triad. 

Note  the  consistency  of  interval  analysis  as  the  projection 
progresses  from  the  three-tone  to  the  six-tone  to  the  nine-tone 
formation:  three  tone— pmn,  six-tone— p^m^n^s^dH;  nine-tone— 
p'^m'^n's^dH^.  In  all  of  them  we  see  the  characteristic  domination 
of  the  intervals  p,  m,  and  n. 

In  examining  the  hexad  we  discover  the  presence  of  one 
additional  relationship,  that  of  two  major  triads  at  the  con- 
comitant interval  of  the  minor  third— E-GJf-B  and  Gt|-B-D.  Lines 
8  to  12  explore  this  relationship  by  transposing  it  down  a  major 
third  so  that  the  basic  triad  is  again  C  major.  Line  8  gives  the 
major  triad  C-E-G  with  its  complementary  nonad  begun  on  A 

287 


COMPLEMENTARY    SCALES 


and  projected  downward  (A  being  the  converting  tone  of  the 
connecting  hexad  of  hne  10 ) . 

Line  9  gives  the  pentad  formed  by  the  relationship  of  two 
major  triads  at  the  interval  of  the  minor  third,  with  its  com- 
plementary heptad.  Line  10  is  the  transposition  of  line  4, 
beginning  the  original  hexad  of  line  4  on  E  and  transposing  it 
down  a  major  third  to  C,  the  order  of  half-steps  becoming  313 
(1)22;  with  its  accompanying  complementary  hexad  which  is  al- 
so its  involution. 

Line  11  is  the  projection  of  the  order  of  half-steps  of  the 
complementary  heptad  (second  part  of  line  9)  upward.  Its 
complementary  pentad  will  be  seen  to  be  the  involution  of 
line  9,  or  the  relationship  of  two  minor  triads  at  the  interval  of 
the  minor  third. 

Line  12  gives  the  projection  upward  of  the  order  of  half-steps 
of  the  complementary  nonad  (second  part  of  line  8),  its 
complementary  sonority  being  the  minor  triad  D-F-A,  which  is 
the  involution  of  the  major  triad  of  line  8.  It  should  be  observed 
that  the  nonads  of  lines  7  and  12  are  the  same  scale,  line  12 
having  the  same  order  of  half-steps  as  line  7,  if  we  begin  the 
nonad  of  line  12  on  E,  a  major  third  above  C. 

Study  the  relationships  within  the  pmn  projection  carefully 
and  then  proceed  to  the  study  of  the  projection  of  the  triad  pns 
(Example  42-2),  the  triad  pmd  (Example  42-3),  the  triad  mnd 
(Example  42-4),  and  the  triad  nsd  (Example  42-5). 

Example  42-2 
1^  pns  Triad  Complementary  Nonad 


?A  pns@p^ 


'7    2  I      I      I     I     2     I     2    2 

Pentod(i)  p^mn^s^         Complementary  Heptad  (l) 


19^  iT      WJJ 


rr'fbpbJu 


\^A  pns|  n 


"2"  232  222122 

Pentod  (2)p^mn^s^dt       Complementary   Heptad  (2) 


m 


-hnfi 


rrVr^r'^^ 


4    2    12 


2     112     1 


288 


PROJECTION    OF    THE    TRIAD    FORMS 


2    2    2     12 
5-/5  Involution  of  comp.Heptod(l) 


i 


2     2     2    12 
Complementary  Pentad(l) 


S 


~~9      9~V9  I" 


6^^==!' 


iJilH^T 


17b  J* 


2    2   2    1     2    2      P^m^n^^s^d^t  2     2    3'  2 


^1^  Involution  of  comp.Heptad  (2) 


i 


Complementary  Pentad  (2) 


r^r'r^rirJ     ^^ 


^3 


¥ 


p^i^^/ri    p     p^m^n^s^d^t^  4    2    12 

7/5  Involution  of  compNonodp^rn^nV^d^B    Complementary  Triad 


I 


^ 


P 


^^ 


^ 


^ 


f 


*ff* 


itt^  I  r  I     2122 
8-/}  pns  Triad 


7    2 
Complementary  Nonad 


'Tl'f'riJj 


7   2  I     I     2     I     2     2      I      I 

9.^  Bn§@s  Pentad  p^n^s^d  Complementary  Heptad 


i  j-     ij^ 


^^ 


>  t?(» 


^ 


2    5    2  2 


*■'[;» 


2     3     2    2     1      I 


10. 


.4„2„3r4 


pns@s   +  pt     Hexad  p^m^n^s^dt         Complementary  Hexad 


"y*  Involution  of  comp.Heptad p^m^'S^d^     Complementary  Pentad 


'2     32211  2522 

'2i«  Involution  of  comp. Nonad  p^mVVd^^    Complementary  Triad 


r    12    I    2    2   I  I 


I-  ^  pmd  Triad 


Example  42-3 

Complementary  Nonod 


7    4 


I      I     3     I      I     2     I     I 


289 


COMPLEMENTARY    SCALES 

2>.  pmd(a  p  Pentad  (I)  p^m^nsd^t  Complementary  Heptad  (I) 


m 


s^^g 


iwr 


2     pmd  (3  d_ 


2    4     14 

Pentad  (2)  p^m^nsd^t 


2     3    1      13     1 

Complementary   Heptad  (2) 


6     13     1 


I      I     4     I    3      I 
Complementary  Hexac 


^     prnd@p+^         Hexad  p3m4n2s2d3t  Complementary  Hexad   i 

jj'r'PiJii'i'"  1 1  .III' J 


n 


2    4     13    1 


5/5  Involution  of  comp.  Heptad  (I) 

m 


2     4     13      1 
Complementary  Pentad   id) 


^g 


miiiury  retiiuu    ivi  / 


^_  JttJ  jg^  r 

♦„•',■'.     "      '     pSm^n 


3s3d4t2 


2    3    1      13     1 


6-/5  Involution  of  comp. Heptad  (2) 


o-ij  Involution  ot  comp. He 

I""  I  4  I  3  I 


2    4    14 
Complementary  Pentad  ,(2) 


complementary  Kentod  ^\d] 
6      13     1  ^ 


p4m4n^s^d^t^ 
7/) Involution  of  comp.Nonad  p^m^n^^d^t' 


7.^ involution  ot  comp  i\onad  p' 
i^'     I    "^    I     I     9    I      I 


6      13     1 
Complementary  Triad 


i 


^ 


r   I   3  I    I    2  I    I 


7  4 


8,/,  pmd    Triad 


m 


Complementary  Nonad 


^^^^P 


t^ 


7    4 


3     11       2     1111 


9.pmd@rn  Pentad   p^m^n^d^  Complementary  Heptad 


« 


jjr      '^r^r''^<t^iJ^J  J 


3     13    4 

10^  pmd  @  m  +  pi    Hexad  p^mVs^d^t 


3     I      I     2     I     3 
Complementary  Hexad 


"■^wnvu^^^T  yjj,    Hexad  p-in^n'^s'^t  Complementary  Hexad  ji 

if'l4i4jjJ-ir-^rt'MJjt"jj"P 

*3II24  31124  P^ 


3     112    4 
'75 Involution  of  comp.  Heptad  p'^m^n^s^d^t 


l^lnvolut 


3      1      I      2    4 
Comolementary  Pentad 


^       I       ■*      A  VW 


^ 


I     I      2    I      3 
*^^  Involution  of  comp.  No[;iad  p^m^n^s^d^t^ 

g^  iiJ  J  J  ^fJ  ^<H  r        i  ^1 


3     13    4 
Complementary  Triad 


3     I    I     2    I    I      II 


7     4 


i 


290 


projection  of  the  triad  forms 

Example  42-4 
••/I  mnd  Triad  Complementary  Nonad 


i 


tif  I'i'p  JiJ  Jg 


t>j.         M  J 


2/1  mnd@  n 


3     I 
Pentad  (I j  pm^n^sd^t 


3     I     2    I      I     I     I     I 
Complementary  Heptad  (I) 


^^m 


j^«Lttir      Jit.^ 


3-^  mnd  @  m 


3     12     1 
Pentad  12)  p^m'^n^d^ 


3    12    1     II 
Complementary  Heptad  (2) 


^■f^  mnd(g  m Pentad  Ui)  p  m  n  d  Complementary  Hep 


3     13    1 


''y5mnd@n  +   m    Hexad  _pVnJs^dft 


3     12     1      13 
Complementary  Hexad 


3     I     2     I     I 
5./  Involution  of  comp.  Heptad  II) 


o.A  Involution  of  comp.  hff. 

9^  j^j  J;iJ  ^I'^ii^ 


3      I     2    I      I 
Complementary  Pentad  (I) 


>   m  \;m  Jj^   j|^ 


p3m4n5s3d4t2 


3     I    2     I     I     I 


^A  Involution  of  comp. Heptad  (2) 


3     12     1 
Complementary  Pentad  (2) 


itrl^r  J        tff^ 


3 


^^ 


^ 


? 


p^mSn^S'=^d^ 
3    I    2    I    I    3       ^ 

^•(0  Involution  of  comp.  Npnad  p^m^n^s^d^t^ 


3     13     1 
Complementary  Triad 


I    2     I     I     I      II 


°"^  mnd  Triad 


Complementary  Nonad 


IQ5  ncmd  @  d  +  ji  i    Hexad    p^m^nVd^t 


III     I      14 
Complementary  Hexad 


"■/5  Involution  of  comp.Heptad  p^^n^s'^d^t 


i 


^  I   r   I    14 


ept 


I    2    I     I     4 
Complernentary   Pentad  , 


1211 


291 


COMPLEMENTARY    SCALES 


12.^ 


Involution  of  comp.  Nonaid  p^m^n^s^^t^     Complementary  Triad 


nsd   Triad 


Example  42-5 

Complementary  Nonad 


2fl  nsd  @  d 


I     2 
Pentad  (I)  mn^s^d^ 


I    I      I     I      1112 
Complementary  Heptad  (I) 


^A  nsd  @    n 


I     I 
Pentad  (2)pmn3^d^t 


7^  risd  @    n_  Pentad  l^lpmn'-y-d^t     Lomplemen 


I      I      I       I       I     I 
Complementary  Heptad  (2) 


12    12 
^/5  nsd  @  ^    +    ji       Hexad_gnA^|s^d^ 


II      I      12    3 
Complementary  Hexac 


III 
5/)  Involution  of  comp.Heptad  (I) 


i 


1112 
Complementary  Pentad  (I) 


ri>r  JiJ  J    •QJiJiJJ 


iHV^^?V.''pe.3n.s5.s,  ^  r:r 


B.A  Involution  of  comp.Heptad  (2) 


I     I      I     I 
Complementary  Pentad  (2) 


^ 


JHH^f  .^Vp3.3...,e  -  r^r^;N   -"-"^-^^J 


i 


Involution  of  comp  Nonad   p^m^n^s^d^t^ 


2     I     2 

Complementary  Triad 


I    r   I   I  I    I     I    2 


8y(  nsd   Triad 


Complementary   Nonad 


^ "  nsd  @  _s  Pentad  pmn^s^d^ 


III      I      I    2    3    r 
Complementary  Heptad 


1112 
'°-^nsd  @    s^       dl     Hexad  pm^n^s^d^t 


12    5    1 
Complementary  Hexad 


12   6  1112^ 


Ji;JbJl,Jl'Ji^jJi|J^W 


I      I'    I     2   6 


292 


PROJECTION    OF    THE    TRIAD    FORMS 
"yj  Involution  of  comp.Heptad  fAn^n'^s^dSf    Complementary  Pentad 


I     112    5     1 


m 


12-5  Involution  of  comp.Nonad  p^m  VsVf   Complementary  Triad 


J^pi^r  '■     ^''^^^  ^ 


ww^ 


¥W=* 


I       I      I     I      I     2    3     I 


I      2 


Since  the  triad  mst  cannot  be  projected  to  the  hexad  by 
superposition,  the  simplest  method  of  forming  its  nine-tone 
counterpart  is  to  consider  it  as  a  part  of  the  major-second  hexad, 
and  proceed  as  in  Example  42-6: 


I 


mst   Triad 


Example  42-6 

Complementary    Nonad 

da 


r  r  T  ^r  ^r  ^r  J  li 


^^ 


m 


2      4     (6) 


112     2 


I       I     (2) 


Involution  of  comp.Nonad  pmnsdt      Complementary   Triad 


IT     I         9      ?       I        I        I       I     f?)  2       4 


:^ 


2      4     (6) 


The  projection  of  the  triad  forms  of  the  six  basic  series— 
p^s,   sd^,   ms^,   nH,   m^,   and   pdt— were   shown   in   Chapter  41. 

The  opening  of  the  author's  Elegy  in  Memory  of  Serge  Kous- 
sevitzky  illustrates  the  projection  of  the  minor  triad  pmn.  The 
first  six  notes  outline  the  minor  triad  at  the  interval  of  the  major 
third,  C-Eb-G  +  Et]-G-B.  The  addition  of  D  and  A  in  the  second 
and  fourth  measures  forms  the  seven-tone  scale  C-D-E^-Eti-G- 
A-B,  the  projection  of  the  pentad  pmn  @  p.  The  later  addition 
of  Ab  and  F#  produces  the  scale  C-D-Eb-E^-FJf-G-Ab-A^-B, 
whioh  proves  to  be  the  projection  of  the  major  triad  pmn. 
(See  Ex.  42-1,  line  7.) 


293 


43 


The  pmn-Tritone  Projection  with 
Its  Complementary  Sonorities 


We  may  combine  the  study  of  the  projection  of  the  triad  mst 
with  the  study  of  the  pmn-tritone  projection,  since  the  triad  mst 
is  the  most  characteristic  triad  of  this  projection.  Line  1  in 
Example  43-1  gives  the  pmn-tritone  hexad  with  its  complement- 
ary hexad.  Line  2  gives  the  triad  mst  with  its  complementary 
nonad,  begun  on  A  and  projected  downward. 

Lines  3  and  4  give  the  two  characteristic  tetrads  pmnsdt, 
with  their  respective  complementary  octads.  Lines  5  and  6  give 
the  two  characteristic  pentads  with  their  complementary  heptads, 
and  line  7  gives  the  hexad  with  its  complementary  involution, 
two  minor  triads  at  the  interval  of  the  tritone. 

Line  8  forms  the  heptad  which  is  the  projection  of  the  pentad 
in  line  5  by  the  usual  process  of  taking  the  order  of  half-steps 
of  the  complementary  heptad  (second  part  of  line  5)  and 
projecting  that  order  upward.  Its  complementary  pentad  ( second 
part  of  line  8)  will  be  seen  to  be  the  involution  of  the  pentad 
in  line  5. 

Line  9  forms  the  second  heptad  by  taking  the  complementary 
heptad  of  line  6  and  projecting  the  same  order  of  half-steps 
upward.  Its  complementary  pentad  becomes  the  involution  of 
the  pentad  in  line  6. 

Line  10  forms  the  first  eight-tone  projection  by  taking  the 
first  complementary  octad  ( second  part  of  line  3 )  and  projecting 
the  same  order  of  half-steps  upward.  Its  complementary  octad 
is  the  involution  of  the  tetrad  of  line  3. 

Line  11  forms  the  second  eight-tone  projection  in  the  same 
manner,   by   taking   the   complementary   octad   of   line   4   and 

294 


THE    pmn-TRITONE    PROJECTION 

projecting  the  same  order  of  half-steps  upward.  Its  complement- 
ary tetrad  becomes  the  involution  of  the  tetrad  of  line  4. 

Finally,  line  12  is  derived  from  the  complementary  nonad  of 
line  2  projected  upward,  its  complementary  triad  being  the 
involution  of  the  triad  mst  of  line  2. 


'•/I  P'^'^  @  ^ 


Example  43-1 
Hexad  Complementary  Hexad 


-^P^ 


13    2    13 


2^  Triad    mst 


13    2      I    3    or    I     3    2     1      3 
Complementary  Nonad 


Lpmpie 


^^ 


^%"^H,^,^^M^ 


'4     2 
3y)  Tetrads  pmnsdt 


i 


I       I       2      2      I       I 
Complementary   Octads 


^ 


11      \    J  id     -> 


I       3     2       112        r 


4    2       I 
pmnsdt 


^m 


^^ 


^ 


1^     3      2 
^75  Pentads    p^mn^sd^t^ 


i 


^ 


I     I     2    2     r  y    r 

Complementary  Heptads 


3    2       I 
pm^n^'s 


2„2.2d^2 


I      3      2       I       3       I 


^ 


7-^  Hexad        p^m^nVd^t^ 


^ 


^^i^ 


13     2      1        12' 
Complementary  Hexad 


'l^  Hexad        pmnsdt  Complementary  Hexad  ^     


1^'  3    2      I       3       '    pT 

a  4    3  4  3  i4  3 

°y)  Involution  of  comp.Heptads  p  m  n  s  d^t 


i 


Si 


3     2       I      3'  "         I    T  f-j^ 
Complementary  Pentads 


^3 


i 


Iff    :^    ? 


^ 


^^ 


*i 


*rt 


3     2       13      1 


3       2       I 


p^mVs'^d^tS 


r 


r      3     2        112 


i  ¥^;^ 


4       2 


295 


COMPLEMENTARY    SCALES 


10^  Involution  of  comp.Octads  p^m^n^s^d^t^    Complementary  Tetrads 


pi 


^ 


^^ 


^ 


3     2      11 


p^m^n^s^d^t^ 


^ 


J  Ji^  ^"^  r 


m 


^^ 


|v      I      2       2  ■    I     3       I  13      2 

'2«  Involution  of  comp.Nonad  p^m^n^s^d^t^    Complementary  Triad 


I       2     2      I       I      2 

This  projection  offers  possibilities  of  great  tonal  beauty  to 
composers  who  are  intrigued  with  the  sound  of  the  tritone.  It  is 
clearly  allied  to  the  minor-third  projection  but  is  actually 
saturated  with  tritones,  the  minor  thirds  being,  in  this  case, 
incidental  to  the  tritone  formation.  Notice  the  consistency  of 
the  projection,  particularly  the  fact  that  the  triad  and  the  nonad, 
the  two  tetrads  and  the  two  octads,  and  the  two  pentads  and  the 
two  heptads  keep  the  same  pattern  of  interval  dominance. 

The  opening  of  the  Sibelius  Fourth  Symphony— after  the  first 
sixteen  measures  (discussed  in  Chapter  45)— shows  many  aspects 
of  the  pmn-tritone  relationship.  The  twentieth  measure  contains 
a  clear  juxtaposition  of  the  C  major  and  G^  major  triads,  and 
the  climax  comes  in  the  twenty-fifth  measure  in  the  tetrad 
C-E-FJf-G,  pmnsdt,  which  with  the  addition  of  C#  in  measures 
twenty-seven  and  twenty-eight  becomes  C-Cfli-E-Fif-G,  the  C 
major  triad  with  a  tritone  added  below  the  root  and  fifth. 

The  student  will  profit  from  a  detailed  analysis  of  this  entire 
symphony,  since  it  exhibits  a  fascinating  variation  between 
earlier  nineteenth-century  melodic-harmonic  relationships  and 
contemporary  material. 

The  opening  of  the  author's  Symphony  No.  2,  Romantic,  illus- 
trates many  aspects  of  this  projection.  The  opening  chord  is  a  D^ 
major  triad  with  a  tritone  below  the  root  and  third,  alternating 
with  a  G  major  triad  with  a  tritone  below  its  third  and  fifth.  Later 
the  principal  theme  employs  the  complete  material  of  the  projec- 
tion of  the  pentad  Db-F-G-A^-B,  that  is,  Db-Dt^-F-G-Ab-Al^-B. 


296 


THE    pmn-TRITONE    PROJECTION 

However,  it  is  not  necessary  to  examine  only  contemporary 
music  or  music  of  the  late  nineteenth  century  for  examples  of 
exotic  scale  forms.  The  strange  and  beautiful  transition  from  the 
scherzo  to  the  finale  of  the  Beethoven  Fifth  Symphony  is  a  mag- 
nificent example  of  the  same  projection.  Beginning  with  the 
tones  h.\)  and  C,  the  melody  first  outlines  the  configuration 
Ab-C-Eb-D-FJj:,  a  major  triad,  A^-C-Eb,  with  tritones  above  the 
root  and  third— D  and  Ffl:.  It  then  rapidly  expands,  by  the  addi- 
tion of  G,  A,  and  then  E,  to  the  scale  Ab-A^-C-D-Eb-E^-F#-G 
which  is  the  eight-tone  counterpart  of  A^-C-D-Eb,  pmnsdt,  a 
characteristic  tetrad  of  the  pmn-tritone  projection. 

This  projection  is  essentially  melodic  rather  than  harmonic, 
but  the  relationship  is  as  readily  apparent  as  if  the  tones  were 
sounded  simultaneously. 


297 


44 

Projection  of  Two  Similar  Intervals 
at  a  Foreign  Interval 

with  Complementary  Sonorities 


The  next  projection  to  be  considered  is  the  projection  of  those 
tetrads  which  are  composed  of  two  similar  intervals  at  the 
relationship  of  a  foreign  interval.  We  shall  begin  with  the 
examination  of  the  tetrad  C-E-G-B,  formed  of  two  perfect  fifths 
at  the  interval  of  the  major  third,  or  of  two  major  thirds  at  the 
interval  of  the  perfect  fifth.  ( See  Examples  5-15  and  16. ) 

Line  1,  Example  44-1,  gives  the  tetrad  p  @  m  with  its  com- 
plementary octad.  Line  2  gives  the  hexad  formed  by  the 
projection  of  this  tetrad  at  the  major  third— (p  @  m)  @  m,  with 
its  complementary  hexad.  Line  3  forms  the  eight-tone  projection 
of  the  original  tetrad  by  the  now  familiar  process  of  projecting 
upward  the  order  of  the  complementary  octad  (second  part  of 
line  1). 

Since  all  of  these  sonorities  are  isometric  in  character,  there 
are  no  involutions  to  be  considered. 


Example  44-1 

1 75    p    @m         Tetrad    p ^  m^  nd  Complementary  Octad 


^m 


r  ^ri^  JiJ^ 


4       3       4 


2j^p^@rn@m        Hexod   p^m^n^d^ 


2      11         3       1        12 
Complementary   Hexad 


H  id  J  Jtf^r  M'  r^ry  J^ 


3         I        3 


3         I       3 


298 


PROJECTION    OF    TWO    SIMILAR    INTERVALS 


3yi  Involution  of  comp.Octad  p  m  n  s  d  t        Complementary  Tetrad 


i 


^m 


i  JiiJ  J  '^'  'W 


2      113       1         12 


4      3       4 


The  remaining  tetrads  are  projected  in  similar  manner: 
Example  44-2  presents  the  interval  of  the  minor  third  at  the 
relationship  of  the  perfect  fifth: 


Example  44-2 
£  @  £        Tetrad  p^mn^s  Complementary  Octad 


i 


jj  ^T 


r   M^  i|J  l;J   J 


s= 


^ 


3       4       3 
2ji«_n@£@p  Hexad  p^m^n^s^d 


^S 


2      12        1         12       1 
Complementary  Hexad 


^D^itJ   J 


^^ 


^^ 


"Tpfs 


2       12       2      3  Z      I       2 

^  f\  Involution  of  comp.Octad  p^mfn^s^d^^      Complementary  Tetrad 


^2121121  34      3ft^ 


There  follows  the  major  third  at  the  tritone; 

Example  44-3 
' Vj    m   @  t  Tetrad    m    s  t  Complementary  Octad 


^ 


r  'r  r  ^r  'r  J  ^ 


■It""    i.Jjt 


4     2!       4  2        I        I       2       2       I         I 

2-    m@t_@   m     or   §     Hexad    m^s^t^  Complementary    Hexad 


fer^^'^t^^ 


i^j  ;  r  'r  ^r  i^r^N 


i  J  Jtf^*> 


2    2222  22222 

3y)  Involution  of  compOctod  p  m  n  s  d'^t       Complementary  Tetrad 


i 


2      1        12      2       1        I 


^ 


4       2  '    4 


299 


COMPLEMENTARY    SCALES 

the  minor  third  at  the  interval  of  the  major  third; 


Example  44-4 


2     2 

I.      n    @    m  Tetrad    pm    n   d 


4 


Complementary  Octad 


r  r  ^r  't  ^r  ^^^ 


b^    ^8        ib^ 


3      I        3 
2'/5n@m@m         Hexad   p^m^n^d^ 


3      I        2       I        I        I       2 
Complementary  Hexad 


gti°ibJ^jT^r  ^  ^  r  ^r^r  ^li 


t®< 


3       13      13  3       13      13 

3y,  Involution  of  comp.Octad  p^m^n^s^d^t^     Complementary  Tetrad 


^ 


^^ 


J^bJ  |(J  it 


?= 


^ 


3      I       2         I       I        I        2  3       13 

the  major  third  at  the  interval  of  the  minor  second; 

Example  44-5 

2      2 

''/5  m  @  d  Tetrad  pm  nd  Complementary  Octad 


^ 


S 


^ 


^ 


:#^ 


J&.  bis      =^^ 

I       3      I 
^- m@d.@iTi       Hexad  p^m^n^d^ 


II        II        I       3      I 
Complementary  Hexad 


J    '  r  ^r   J 


^^^ 


1;.€U  ^g^    i^ 


W-g^ 


I       3      I        3       I  I       3       I        3        I 

3.^  Involution  of  comp.Octad  p^m^n^s'^d^t^  Complementary  Tetrad 


i 


ft^p    jU 


iP  ibJ  IjJ  bJ  t|J    ^  i 


I      I        I        I       I       3        I  13       1 

the  minor  third  at  the  interval  of  the  major  second; 

Example  44-6 
'•^Jl  @    _s  Tetrad    pn^s^d  Complementary  Octad 


2     I      2 


2      1       II       112 
Complementary    Hexad 


2      I       I       I      2 


300 


PROJECTION    OF    TWO    SIMILAR    INTERVALS 
^yjlnvolution  of  compOctod  p^m  n^s^d  t       Complementary  Tetrad 


9f  f  ji  jtJ 


W. 


2      I        I  ■      I        I       I       2  2       12 

the  minor  third  at  the  interval  of  the  minor  second; 

Example  44-7 
'  /I    n  @  d  Tetrad    mn2sd2  Complementary  Octad 


fl  !+♦       ?        I  I  I  I  I         I 


1^*      2       I 


I         I         I        I        I        I        3 


Q  2    3    4    5 

'^ji@d@d^       Hexad  pm  n  s   d  Complementary  Hexad 


.ft     ,      ,      .        ,  I        I        I        I        I 


^S^  ^&S 


[III      I 


I      I      I      I      I 


Involution  of  comp. Octad  p  m  n  s  d  t        Complementary  Tetrad 


1^1        III        I 


^^ 


r    I      III      13 


I        2        I 


and  the  perfect  fifth  at  the  interval  of  the  minor  second. 

Example  44-8 
p   @  d        Tetrad   p^md^t  Complementary  Octad 


izf^  iJ  -"'^       ^  '"  r'T  r'T^^ 


I        6       I 


1113        113 


4     2    2   4    3 
l^@jd^@j^       Hexad   p    m  s   d    t  C^mplerr^entary    Hexad 


14       11  I       I       4      I        I 

Involution  of  comp.Octod  p^m^n^s^d^t^   Complementary  Tetrad 


iu  ^J  U  itJ  ^~^  r    :  I'  r  It  i 

^^1  l"         I  •»  I  I  -X  I  C  I 


«Ce: 


I     r    I     3      113 


I       6        I 


The  reverse  relationship  of  (p  @  m)  @  p;  (n  @  p)  @.  n;  ( n  @ 
m)  @  n;  (m  @  d)  @  d;  (n  @  s)  @  n;  and  (n@  d)  @  n  are  not 
used  as  connecting  hexads  in  Examples  44-1,  2,  4,  5,  6,  and  7 
respectively  because  they  all  belong  to  the  family  of  "twins"  or 


301 


COMPLEMENTARY    SCALES 


"quartets"  discussed  in  Chapters  27-33,  39.  The  relationships  of 
{p  @  d)  @  p;  and  (p  @  d)  @  d;  are  not  used  as  connecting 
hexads  for  the  same  reason.  The  reverse  relationship  of  Example 
44-3,  (m  @  t)  @  t,  is  not  used  because  it  reproduces  itself  en- 
harmonically. 

In  the  second  movement  of  the  Sibelius  Fourth  Symphony, 
the  first  nineteen  measures  are  a  straightforward  presentation  of 
the  perfect-fifth  heptad  on  F,  expanded  to  an  eight-tone  perfect- 
fifth  scale  by  the  addition  of  a  B^  in  measure  twenty.  (Compare 
the  Beethoven  example.  Chapter  4,  Example  15). 

Measures  twenty-five  to  twenty-eight  present  the  heptad 
counterpart  of  the  pmn  @  n  pentad.  Measures  twenty-nine  to 
thirty-six,  however,  depart  from  the  more  conservative  material 
of  the  opening  being  built  on  the  expansion  of  the  tetrad 
C-E-Gb-Bb  to  its  eight-tone  counterpart  C-D-E-F-Gb-Ab-Bb-Bt^. 
(See  Example  44-3.) 


302 


45 


Simultaneous  Projection  of 
Intervals  with  Their 

Complementary  Sonorities 


We  come  now  to  the  projection  of  those  sonorities  formed  by 
the  simultaneous  projection  of  different  intervals.  As  we  shall 
see,  some  of  these  projections  result  in  tetrads  which  may  be 
projected  to  their  eight-tone  counterparts,  whereas  others  form 
pentads  which  may  be  projected  to  their  seven- tone  counterparts. 

In  Example  45-1  we  begin  with  the  simultaneous  projection  of 
the  perfect  fifth  and  the  major  second.  Line  1  gives  the  projection 
of  two  perfect  fifths  and  two  major  seconds  above  C,  resulting 
in  the  tetrad  C-D-E-G  with  its  complementary  octad.  Line  2 
increases  the  projection  to  three  perfect  fifths  and  two  major 
seconds,  producing  the  familiar  perfect-fifth  pentad,  with  its 
complementary  heptad;  while  line  3  gives  the  pentad  formed 
by  the  projection  of  two  perfect  fifths  and  three  major  seconds, 
with  its  complementary  heptad. 

Line  6  gives  the  heptad  formed  by  projecting  upward  the 
order  of  the  complementary  heptad  in  line  2,  with  its  own 
complementary  pentad— which  will  be  seen  to  be  the  isometric 
involution  of  the  pentad  of  line  2.  Line  seven,  in  similar  manner, 
gives  the  heptad  which  is  the  upward  projection  of  the  com- 
plementary heptad  of  line  3.  Line  8  becomes  the  octad  projection 
of  the  original  tetrad. 

Lines  4  and  5  are  the  hexads  which  connect  the  pentads  of 
lines  3  and  4  with  the  heptads  of  lines  6  and  7  respectively. 
There  is  a  third  connecting  hexad,  C-D-E-G-A-B,  which  is  not 
included  because  it  duplicates  the  perfect-fifth  hexad  projection. 

303 


COMPLEMENTARY    SCALES 


Example  45-1 


^        Tetrod  p^mns^ 


Complementary  Octad 


2      2     3 


2./)    -^       -  PentadlDp^mn^s^ 


2     2        2       11        I        2 

Complementary  Heptad  (I) 


S 


7 J  i  r'T V'T^r''^^^ 


-0-       -^         ^2232 
3./)     p2  +  s^        Pentad  (2)  p2m2ns3dt 


2      2       2       12       2 

Complementary  Heptad  (2) 


^  J  J  jiJ  .1  i  r  'T  V  Y  ^r  ^  ''^ 


^ 


2      2      2         I 

4.ij   Connecting  Hexad  (l)p'*m^n^s^dt 


^^ 


2      2       2       11        I 
Complementary  Hexad  (1) 


r  "r  ^r  I'f  ^f  iJ 


^^ 


^ 


&      2      2       I        2 
5/^  Connecting  Hexad  (2)p2m^s^d^t2 


I 


(?)p2rT 


2      2       2        12 
Complementary  Hexad  (2) 


'T  It  'y  ^r    J 


J  J    Jil 


2       2      2        11 
6.^  Inv.of  comp.Heptad  (I)  p  nrr  n  s  d^t 

^  J  J  jj|J  J  1^ 


2       2      2 
Complementory  Pentad  (I) 


fpplementqry  Pen 


^ 


2      2       2        12       2 
^ f^  Inv.of  comp.Heptad  (2)p^m^n^s^d^t^ 


'■^  Inv.of  comp.Heptad  ^2)^1" 


2       2      3      2 
Complementary  Pentad  (2) 


^r  ^r  i^F  k 


^ 


2      2       2        11         I 
8./5  Inv.of  comp.  Octad   p^i^n^sV\^ 


2      2       2       1 
Complementary  Tetrad 


B.^  inv.  ot  comp.uctad   p    i   n  s  d  t  Lompiementi 


^ 


2       2      2       11        I        2 


2       2       3 


Example  45-2  gives  the  projection  of  the  minor  second  and 
the  major  second  which  parallels  in  every  respect  the  projection 
just  discussed: 

Example  45-2 
'■/)     d^      +    A     Tetrad  mnsd  Complementary  Octad 


I*'     I       2 


II        III       12 


304 


SIMULTANEOUS    PROJECTION    OF    INTERVALS 
^fi   ^       +     s^  Pentad  (i)mn^s^d^  Complementary  Heptad  (1) 


r     I     I        I 
^fi     d^      +     s^  Pentad  (2)  pm^ns^d^t 


II        I       I       I        I 
Complementary  Heptad  (2) 


*  1*1       I  9        9  I  I  I         I  9        9 


F       I  2        2 

4/«  Connecting  Hexad  U)  pm^n^s^d^t 


I 


I         III        22 
Complementary  Hexad  (I) 


lenrary 

m 


|1f         I  1^  I  o 


^ 


^ — d 


r     I      r     I     2 
5-^    Connecting  Hexad  (2)  p^m^ns'^d^t^ 


I       I        I       I      2 
Complementary  Hexad  (2) 


5-^    Connecting  Hexad  t2)  p'^m^ns^d'^t'^ Complementary  Hexad 


12       2      2 


6y5  Inv.of  comp.  Heptad  (I)  pfnrrTs^d^ 


2™,3„4^5^6. 


II       2       2      2 
Complementary  Pentad  (!) 


p   bp    J  [J    J 


iiJ.  V«J 


* 


I*'    I     I"    I      II 

7.  A  Inv.of  comp.  Heptad  (2)p^m^n^s^<l^t^ 


I       I       I       I 
Complementary  Pentad  (2) 


7.1^  Inv.of  comp. Heptad t2)£^rTrirV2d_t7         Complementary  Pe 
r      I        I        I      2        2  112       2 


r     I      112      2 
8.<5  Inv.of  comp.Octad   pVn^s^d^t^ 


B.ij  I nv.  of  comp.Octad   p  m^n^s  0  t^  u 

j^  jii  Jiij  J  JjtJfl^    ^  r 

Iff    I     i~    I     I     IP 


Complenrientary  Tetrad 

br   J  J      = 


I    I 


The  third  illustration  is  arranged  somewhat  differently,  as  it 
concerns  a  phenomenon  which  we  encounter  for  the  first  time. 
In  referring  back  to  the  simultaneous  projection  of  the  perfect 
fifth  and  the  major  second,  we  shall  see  that  if  we  combine  the 
two  pentads  of  Example  45-1,  line  2,  formed  of  three  perfect 
fifths  plus  two  major  seconds,  and  line  3,  formed  of  two  perfect 
fifths  and  three  major  seconds,  we  produce  the  hexad  of  line  4 
which  is  a  part  of  both  of  the  heptads  of  lines  6  and  7. 

Line  1  of  Example  45-3  gives  the  tetrad  formed  by  the 
simultaneous  projection  of  two  perfect  fifths  and  two  minor 
seconds,  together  with  its  complementary  octad.  Line  2  gives 
the  pentad  formed  by  the  addition  of  a  third  perfect  fifth— three 


305 


COMPLEMENTARY    SCALES 

perfect  fifths  and  two  minor  seconds— with  its  complementary 
heptad.  Line  5  forms  the  heptad  by  projecting  upward  the 
complementary  heptad  of  line  2.  Its  complementary  pentad  is 
the  involution  of  the  pentad  of  line  2.  Line  6  forms  the  octad 
by  projecting  upward  the  complementary  octad  of  line  1.  The 
complementary  tetrad  of  line  6  will  be  seen  to  be  the  involution 
of  the  original  tetrad  of  line  1. 


P^d2 


i 


Example  45-3 
Tetrad    p^sd^t  Complementary  Octad 


m 


r  j>f  P  b|>  j^^ 


m 


^ 


F-^      -^.H ,  ^ 


2/1  -^ 


r       I         5  I         I        4       I         I         I         2 

Pentad  p^mns^d^t  Complementary  Heptad 


5      2 
3.^  Connecting  Hexad  p'^m^n^s^d^t^ 


^ 


I       4   '     I     '    2       2 
Complementary  Hexad 


r  r  »r  r  ^r  iJ 


iff        I       4 


^ 


l«       I      4       I       2 
4.^  Connecting  Hexad  p^m^n^^d^t 


i 


I        I        4  '      I    ■   2 
Complementary  Hexad 


i        R~1     o         5 


*s^r^ 


r      I       5       2       2 
^■*  Inv.of  comp. Heptad  p^nn^  n^s^d^  t^ 


>*/  Inv.ot  comp. Heptad  p^m^n^ 

Iff        I        4        I  ?        ? 


I        I       5  '    2       2 
Complementary   Pentad 


S 


r  T  h.  i,J 


^ 


6/1  Inv.of  comp.Octad    p^m'^n'^s^d^t^ 


I        I      5  '   2 
Complementary  Tetrad 


J  j  j|j  jtfJ  ^i 

Iff      14       11        12 


ipieme 


r  r  T  ^ 


p 


Example  45-4  is  the  same  as  45-3,  except  that  the  pentad  of 
line  2  is  formed  by  the  addition  of  a  minor  second— that  is,  two 
perfect  fifths  and  three  minor  seconds— with  its  projected  heptad 
in  line  5,  and  the  two  connecting  hexads  of  lines  3  and  4. 


306 


i/l   P  +d 


* 


simultaneous  projection  of  intervals 

Example  45-4 
Tetrad  p^sd^t  Complementary  Octad 


S 


^r  ^  '-^  ^J  J  }^ 


^ 


|tr  -    I        5  I        I         I        2        I 

Pentad  p^mns^d^t  Complementary  Heptod 


I^T       I  I         4 

^•/^  Connecting  Hexad    p^m^n^s^d^t 


^ 


I        I        I        2        I         I 
Complementary  Hexad 


p  ^^  J  i7J  ^^ 


w 


I        2      2 


i 


Connecting  Hexad    p-^m^n^s^d^t^ 


I        I        I        2       2 
Complementary  Hexad 


h-  ^  1'^  J  I.. 


I*     I       I       :^      1 


5^5 Inv. of  comp.  Heptod  p^m^n^s^d^t 


4^3„3.,4j5*2 


I        I        I       3       I 
Complementary  Pentad 


bJ  i^jti*  ^ 


^^ 


^ 


^s^ 


12        11 
6,/j  Inv.  of  comp.  Octad  p^m'^n^s^d^t^ 


6,|^  mv. 


^ 


1114 
Complementary  Tetrad 


^^ 


i  J  ^J  ^  it 


*^     I        I        2 


I        I 


If  we  compare  Examples  45-3  and  4  with  Example  45-1,  we 
shall  observe  an  interesting  difference.  If  we  combine  the  two 
pentads  in  45-1  formed  by  the  projection  of  p^  +  5^  and  p^  -f  s^, 
we  form  the  connecting  hexad  of  line  4,  C-D-E-F#-G-A,  which 
consists  of  three  perfect  fifths,  C-D-G-A,  plus  three  major 
seconds,  C-D-E-Ffl:.  However,  if  we  combine  the  pentads  of 
Examples  45-3  and  45-4,  formed  by  the  projection  of  p^  +  d^ 
and  f  +  d^,  we  form  the  hexad  C-C#-D-G-A  +  C-Cft-D-Eb-G, 
or  C-C#-D-Eb-G-A,  which  is  not  a  connecting  hexad  for  either 
projection. 

The  reason  for  this  is  that  the  hexad  C-CJf-D-Eb-G-A  is  one  of 
the  isomeric  "quartets"  discussed  in  Chapter  39.  It  is  the 
curious  propertv  both  of  the  "twins"  and  the  "quartets"  of 
hexads,  as  we  have  already  observed,  that  their  complementary 
hexads  are  not  their  own  involutions  as  is  the  case  with  all  other 


307 


COMPLEMENTARY   SCALES 


hexad  forms.  This  type  of  hexad,  therefore,  does  not  serve  as  a 
connecting  scale  between  a  pentad  and  its  heptad  projection. 

Example  45-5  gives  the  pentad  formed  by  the  projection  of 
two  perfect  fifths  upward  and  two  minor  seconds  downward, 
with  its  projected  heptad  and  connecting  hexads: 


Example  45-5 
\.jt    ta^  +  d^l        Pentad    p^m^n^s^d^         Complementary  Heptad 


2     5     3       1 


2y,  Connecting  Hexad  U)p^mVs^d^ 


i 


m 


2      4        12        11 
Complementary  Hexad  (I) 


^^ 


i 


^ 


2       4 


3        1  2      4         13       1 

5/5  Connecting  Hexa,d  (2)  p^m^n^  s^d^  Complementary  Hexad(2) 


I 


^ 


* 


r  tJ  u  J  i„ 


i  J  ^  ^  T  "r 


2       5     2       1 
"^ij  Inv.ot  CO mp. Heptad  p'^m'^n'^s'^d^t 


2      5       2       11 
Complementary  Pentad 


2      4       12 


j  p^    +  d^  t 


Example  45-6  gives  the  projection  of  two  major  seconds  and 
two  major  thirds  from  the  tetrad  to  the  octad  which  is  its 
counterpart,  using  the  whole-tone  scale  as  the  connecting  hexad : 


Example  45-6 

'  ^     -S         +  nr     Tetrad   m  s^  Conjipleqfientary  Octod 


iJJtii  J  J  jM 


jrnpiem 


r  ^r  V  ^r  ^  ^  ^■' 


2      2     4 
2^s^m^@s       Hexad  m^s^t^ 


2      2      2       II        2       I 
Complementary  Hexad 

k 


jiJttJ^J  i  r  "ry^^ 


«iw  i  J  J^ 


2      2      2      2      2 
'i*  Inv.  of  comp. Octad    p'^m^n^s^d^t^ 


2       2     2       2       2 
Comp  Tetrad  '  «^ 


SIMULTANEOUS    PROJECTION    OF    INTERVALS 

Example  45-7  gives  the  projection  of  the  perfect  fifth  and 
major  third: 

Example  45-7 

[.M     P^+iH^     Pentad    p^m  ns   dt  Complementary  Heptad 


m 


4  i  i  J  -I  ^^     I'  T  ^r  'T  h-  ^  ^.i 


2        2         3       1 
2./J  Connecting  Hexad  (I)  p^m^ns^d^t^ 


2       2         2         I     '     I  3 

Complementary  Hexad  (I) 


3/5  Connecting  Hexad  (2)  p^m'^n^s^d^t 


2      2         2 
Conriplementary  Hexad  (2) 


2        2        3 
4./(  Inv.of  comp.  Heptad  p^m^n^s^d^t^ 


2       2         3  13 

Complementary  Pentad 


2        2         2         1  13 


Example  45-8  gives  the  projection  of  the  minor  second  and 
major  third: 

Example  45-8 

I.  /)    d5     +  m^     Pentad  pm^ns^d^t 


Complementary  Heptad 


(■r     J    J  l>J 


^^ 


* 


^ 


^ 


5*it 


^ * 


1^      I        2        4 

.2_4„3.2^3 


I         I 


I  2 


2A  Connecting  Hexad lOpfnvjTfsfd^t  Complementary  Hexad  ll) 


^ 


m 


^ 


^ 


^ 


I* 


^ — * 


Iff-  I     2     I    3  I     I     2     I     3 

3/5  Connecting  Hexad  (2)  p^m^ns'^d^t^  Complementary  Hexad  (2) 


I 


^^ 


^ 


^ 


^ 


* 


ff*^  I        ? 


iTT-    I         2        2        2  112        2        2 

4^  Inv.of  comp. Heptad  p^m5n^^d^l2  Complementary  Pentad 


III   II    9    u     I  v^v.riiipidiici  iiui  jr  I  CI  iiuu    MHHHM 


? 


«^ .  s ' 


112      4 


M' 


+     m' 


Example  45-9  gives  the  projection  of  the  perfect  fifth  and 
minor  third;  with  the  second  interval  in  both  its  upward  and 
downward  projection: 


309 


COMPLEMENTARY   SCALES 


Example  45-9 


P^lg  plm^nZsdZt    Comp.Heptod  pf-if*g|"r^°n2S2dt,      Comp.  Heptad 


I     12    2    12 


^^'^S&.^fz"    Conr,p.He«odsU)      ffa'miL&^fe"^ ^    CompHexodsU) 


^ 


r  r  r'T'-ri'-i 


1^     I     I   3  I  I     I    I    3    I 

3.^(2)p3m4n3s2d2t  (2) 


r     I    4    I    2  I     I    4    I     2 

(2)p4m2n3s4dt  (2) 


^ 


iiJJJ   ;i"frir^r^J 


^ 


*fi 


2    13    13 


2     13    13 


2   2    2    12 


2   2  2    12 


a/^^X^"^     CompPentod  'g'5°n!5'??"s4'gi':i''    C°"'l''^"'°'' 


II3I3  2131  Iff    12212  2412 

5.A  Combination  of  Heptads  =  Nonod    p^m^nQs^d^t^  Comp.Triod  n^ 


i 


toto|t»    °    "^    ^y    <I^JtJ 


^r^ 


lit    I 


I        2       I        2      I 


3        3 


Example  45-10  gives  the  projection  of  the  minor  second  and 
minor  third: 

Example  45-10 

_         -Pentad      ^  „       ^  Pentad 

' /)    d'^  +   n^pmn^s^d^t  Comp.  Heptad  td^^  ■>•  j^i  p^m^n^sd^t  Comp.  Heptad 


^ 


r  I  I  3      III 


2    I 


I     I    4'  I    2     I 


„  .  Connecting  Hexads    r«n«r,  u«v«He  m 
^l^(l)  pm2n3s4d4t         Comp.Hexads  il) 


J    i^^^iJJ 


r  I  4  3 

Connecting  Hexads  r«r«r,  uovnHcn) 
(I)  p4m2n2s2d3t2      Comp.  Hexads  U) 


r^pb[>iJ 


1112  I    I     I     I    2 

3.^l2)p3m2n2s2d4t2   (2) 


114    12 


D.jt  Kci  p-'m'-  n*-  s'Ki^T'^   [.£.) 

^1  UjJbV     :r^^§ 


(2)p2m4n3s2d5t       (2) 


m 


^m 


|ff     14    3  1 

Inv.of  Comp.Heptad    ^         o    *  j 
p4m4n4s3d4t2      Comp.  Pentod 


<^\     13     1  I     I      I    3    I 

Inv.ofComp.  Heptad     ^         □    *  ^ 
4/1  p3m3n4s4d5t2        Comp.  Pentad 


I    I    4    3    I 


r    I    I      I    2     I  1113  I*     I     4   I     2    I  114    3 


310 


SIMULTANEOUS    PROJECTION    OF    INTERVALS 
^^5  Combination  of  Heptads  =  Nonod  p^m^nQs^d^t"*  Comp. Triad  n^t 


Example  45-11  gives  the  projection  of  the  majoi  second  and 
minor  third: 

Example  45-11 

I./1     s2+I?m^l^s5d2t      Comp.  Heptad  5.2+ n2£lf^n2s5f       Comp.  Heptod 


2./,  ( Wn3s4?4r''    Comp.Hexads(l)         ^rfJM^T''     Comp.Hexads  (!) 


m 


^ 


^ 


^ 


I*"       I       I      I      9  II 


^5 


-0~ 

'2    2212  22212 

(2)  p2mVs^2        (2) 


I     I      I     I    2 


3./)  (2)pmVs^d^2         (2) 


3|^  v^'i 


^ 


S 


^ 


^ 


JtJ^^r  'r 


s^ 


2    1124  21124  22231  2223 

I nv. of  comp. Heptad     ^         o.  ^  ^  Inv.of  comp.  Heptad    ^         d    *  ^ 

4.^  p2m4n4s5c|4tf  Comp.  Pentad  p4m4n4s5d2t2       Comp.  Pentad 


rff   I    I     I    9  4         ?    I     I 


^ 


^^ 


1"^    11124  2112  222121'         2    2' 23 

5 ,5  Combination  of  Heptads  =  Nonad    p^m^n^s^d^t^  Comp.Triad  n2t 


^ 


^ 


t>o  [jo  f 


CI     o 


f 


:i 


13   fO    DO 


r     I 


1212 


3    3 


Example  45-12  gives  the  projection  of  the  major  third  and 
minor  third: 

Example  45-12 
m^-*-!?  pm3n2s2dt    Comp. Heptad  m2^j^2|  pm5n2s2dt   Comp.  Heptad 


i 


3  122        3l2'l     12         ■*"jf  J  "^4  2    2    1         13   2  2    1 


jf  jt      ^  d    d    \         \    :>  iL  d.    \    \ 
,       Connecting  Hexads  „        ,.  ...       Connecting  Hexads      _         ,,       .    ,,< 

^6  (I)p2m4n3s2d.3t  Comp.Hexads  (I)       (i)  p3m4n3s2d2t     ,       Comp.Hexads  (!) 


i 


1^ 


^fl^-3    o    9      I  13   2   2 


JtJnJ^''H 


3    I    2    I     I  3     I    2    I      I 

3      (2)p2n1»n2s4dt2        (2) 


3   2    2     1  13  2   2     1 

(2)pm4n2s4d2t2         (2) 


^^   I     ?   2     ?  3     12    2    2  "^^    2    2    I     I  ' 


4    2   2    1 

311 


COMPLEMENTARY    SCALES 


Inv.of  comp.Heptad    ^         r^     .  ^ 
4./.  p3m5n4s4d3t2  Comp. Pentad 


Inv.of  connp.Heptad     _  „    .  ^ 

p3m5n4s4d3t2         Comp.  Pentad 


T,o.,9  3122  !*♦    32211  422 


3     12    1 
5./I  Connbination  of  Heptads  =  Nonad    p°m°n°s°d°t' 


4   2  2   1 
Comp. Triad  n'^t 


^ 


^ 


)H*"  °l"  °*^ 


o  ^^ 


I      I 


3     3 


It  will  be  noted  that  in  Examples  9,  10,  and  11,  the  minor 
third  is  projected  both  up  and  down,  since  in  each  case  a  new 
pentad  results.  It  will  also  be  observed  that  in  all  of  these 
examples  the  combination  of  the  heptads  produces  a  minor- 
third  nonad.  In  Example  12,  however,  only  the  involution  of  the 
first  heptad  results  since  the  augmented  triad  is  the  same  whether 
constructed  up  or  down. 

Finally,   Example   45-13   shows   the  pentad   formed  by  the 

simultaneous  projection  of  two  perfect  fifths,  two  major  seconds, 

and   two   minor   seconds,    with   its    seven-tone   projection    and 

connecting  hexads. 

Example  45-13 

p    +  ^   -t-  ^        Pentod  p^mn^s^d^t       Complementary  Heptad 


1^-  I     2     3  '         '  2  I        2        4' 

2/)  Connecting  Hexad  (I)  p^m^n^s^d^t  Complementary   Hexod  tl) 


i 


J  J       ^^r  '^  ''^  t-^  >J  g 


^ 


f* 


12         12  112  3       4 

3/}  Connecting  Hexad  (2)  p3m2n3s3d3t        Complementary   Hexad  (2) 


I 


i  J  J  J  r      :^r  ^  '^^  ^^  ^  t' 


r        I  2        3         4 

4y^  Inv.of  comp.Heptad  p'^m^n'^s'^d'^t^ 


I         I         2         I         2 
Complementary   Pentad 


'*fj  Inv.of  comp.Heptad  p  m^^n^s  d  t*^         Complementory   Penta 

9'iii  J  J  J  ^  r    <^r  ^  ''^  '\M 

I*       I  2         I  2        4  112         3 


The  hexads  of  Example  45-13  have  already  been  discussed  in 
Chapter  39,  Examples  39-8,  9,  10,  and  11.  It  will  be  noted  again 


312 


SIMULTANEOUS    PROJECTION    OF    INTERVALS 

that  the  complementary  hexad  of  hexad  ( 1 )  is  the  involution 
of  hexad  (2),  and  vice-versa. 

Note:  The  projections  p^  +  s~l  and  d^  +  5^|  are  not  used  since 
the  former  is  the  involution  of  p^  +  s^  (Ex.  45-1,  line  3),  and  the 
latter  is  the  involution  of  d^-\-s^  (Ex.  45-2,  line  3).  Projections  at 
m^  are  obviously  the  same  whether  projected  up  or  down. 

The  opening  of  the  first  movement  of  the  Sibelius  Fourth 
Symphony,  already  referred  to,  furnishes  a  fine  example  of  the 
projection  illustrated  in  Example  45-1.  The  first  six  measures 
utilize  the  major-second  pentad  C-D-E-F#-G|j:.  The  seventh  to 
the  eleventh  measures  add  the  tones  A,  G,  and  B,  forming  the 
scale  C-D-E-F#-G-G#-A-B,  the  projection  of  the  tetrad  C-D-E-G. 


313 


46 


Projection  by 
Involution  with 

Complementary  Sonorities 


In  chapter  34  we  observed  how  isometric  triads  and  pentads 
could  be  formed  by  simultaneous  projection  of  intervals  above 
and  below  a  given  axis.  From  this  observation  it  becomes  equally 
apparent  that  an  isometric  series,  such  as  the  projection  of  the 
perfect  fifth,  can  be  analyzed  as  a  bidirectional  projection  as  well 
as  a  superposition  of  intervals. 

Example  46-1  illustrates  this  observation  graphically.  In  order 
to  make  the  illustration  as  clear  as  possible  we  have  "stretched 
out"  the  circle  to  make  an  ellipse,  placing  C  at  one  extreme  and 
F|;  at  the  other.  Now  if  we  form  a  triad  of  perfect  fifths  by 
proceeding  one  perfect  fifth  above  C  and  one  perfect  fifth  below 
C,  its  complementary  scale  will  be  the  nine-tone  scale  formed  by 
the  projection  of  the  remaining  tones  above  and  below  FJf  at 
the  other  extreme  of  the  ellipse. 

Example  46-1 


314 


PROJECTION    BY    INVOLUTION 

Example  46-2  proceeds  to  illustrate  the  principle  further  by 
forming  the  entire  perfect-fifth  series  above  and  below  the  axis 
C,  the  complementary  scale  in  each  case  being  the  remaining 
tones  above  and  below  the  axis  of  Fj|. 

Example  46-2 


i 


ESS3 


i 


^^ 


=m: 


:=^^ 


^ 


*J        p2 


flu  *- 


a 


*s= 


p^s 


in   bQ 


^ 


p3 


£_^ 


* 


p3 


S^ 


^ 


:g=m 


^°=^^ 


¥ 


''-^V^   b« 


£^ 


if 


* 


^  «► 


p5 


It  will  be  obvious  that  this  principle  may  also  be  illustrated 
equally  well  by  the  projection  of  the  minor-second  scale  above 
and  below  the  starting  tone. 

The  projection  of  the  basic  series  of  the  perfect  fifth  or  the 
minor  second  by  involution  rather  than  by  superposition  does 
not,  of  course,  add  any  new  tonal  material,  but  merely  gives 
another  explanation  of  the  same  material.  However,  if  the 
projection  is  based  upon  the  simultaneous  involution  of  two 
different   intervals,   new   and   interesting   sonorities   and   scales 


315 


COMPLEMENTARY    SCALES 

result.  Example  46-3a  shows  the  simultaneous  projection  by 
involution  of  the  intervals  of  the  perfect  fifth  and  the  major 
third  above  and  below  C. 

The  first  line  gives  the  perfect-fifth  triad  formed  of  a  perfect 
fifth  above  and  below  C,  with  its  complementary  nine-tone  scale 
arranged  in  the  form  of  two  perfect  fifths,  two  major  thirds,  two 
minor  thirds,  and  two  major  seconds  above  and  below  FJf.  The 
second  line  adds  the  major  third  above  C,  with  its  complementary 
octad  arranged  in  a  similar  manner,  and  the  third  line  shows  a 
perfect  fifth  above  and  below  C,  with  a  major  third  below  C— 
the  two  tetrads  being,  of  course,  involutions  of  each  other. 

The  fourth  line  gives  the  pentad  formed  of  two  perfect  fifths 
and  two  major  thirds  above  and  below  C,  with  its  complementary 
heptad.  Line  7  forms  the  projection  of  line  4  by  the  usual  process 
of  projecting  upward  the  order  of  the  complementary  heptad  of 
line  4,  the  tones  of  this  scale  being  arranged  as  two  perfect 
fifths,  two  major  thirds,  and  two  minor  thirds  above  and  below 
C.  The  right  half  of  line  7  presents  its  complementary  pentad 
arranged  as  two  perfect  fifths  and  two  major  thirds  above  and 
below  F#.  Lines  5  and  6  give  the  connecting  hexads  between 
lines  4  and  7.  Lines  8  and  9  form  the  octad  projection  by  pro- 
jecting upward  the  order  of  the  complementary  octads  of  lines  2 
and  3,  their  complementary  tetrads  being  the  involutions  of  the 
original  tetrads  of  lines  2  and  3.  Line  10  forms  the  nonad  which 
is  the  prototype  of  the  original  triad  by  projecting  upward  the 
complementary  nonad  of  line  1.  The  complementary  triad  of  this 
nonad  is,  of  course,  the  same  formation  as  the  original  triad  of 
line  1. 

Example  46-3a 


316 


PROJECTION    BY    INVOLUTION 


2.^  }  p""  m'tTetrods    p'^mnsd  Complementary  Octads  }  p^   m^  n^  s'  T 


m 


^^^^f^ 


4   I     2 


3     I     I     2    I     I     I 


3.^  J  p^  m  I 
o 


i 


2 

p   mnsd 


t   p2m2  f^s[i 


I J  friJ 


^^^^ 


jjji'^  [r 


5  2    1  4     12 


2    11     12    1     I 


i 


\  P^  n?  Pentad    p^m^n^sd^ 


Complementary  Heptad  |    p2  m2  ri2 


4    12    1 


3    I     I     2    I      I 


,3„4„3„2^3 


5y5  Connecting  Hexods  p  m  n  s  d  Complementary  Hexads 


>JtJJ>^T-' 


j,Lompiementary 

*r  riir  r  nJiii, 


12     11   (3) 


3    II    2    I  (4) 


p^m^n^s^d^ 


jjjMJf 


^w^p 


^"4    I   2  I    I  (3)  3     I    I     2'  I    (4) 

Iny.of  Comp.Heptad 


mv.oTUDmp.i-iepToa  o    o    o  o     • 

7.^  p^m^n^s^d^t  J^^n?   It         Complementary  Pentad     J^*^  m 


i 


J^.lJJ|J>J      i:i."ii'"    iTf^rr^^        1^ 


m 


3    1     12  11 


Inv.of  Comp.Octads 


4   12    1 


8-/,   P^m^ 


Lomp.uct 
nSs^d^t' 


,2_2„2„l 


2       I 


t  P  il»  J]   1  4     Complementary  Tetrads  \  p     mi 


j,.^.i J .iiJUp  na;re.:Vr«rr      W. 


3   I    I    2   I     II 


4     I    2 


2m2   n2  eh 


9/1    p6m5n5s5d5t2  J  p'^m'^n^s't 


J  p2  m'  j 


10. 


2    11     12  1     I 
Inv.of  Comp.Nonad 


5    2     1  4    12 


'fi  p8m6n6s7(j6|3  ^  p    mr  np  sf     Complementary  Triad     J  p2 


2    11     12    1     II 


5    2 


317 


COMPLEMENTARY    SCALES 


Example  46-3b  forms  the  projection  of  the  same  two  intervals 
of  the  previous  example  in  reverse,  that  is,  two  major  thirds  plus 
the  perfect  fifth  rather  than  two  perfect  fifths  plus  the  major 
third.  The  pentad,  heptad  and  connecting  hexads  are,  of  course, 
the  same,  but  the  tetrads  and  octads  are  diflFerent. 


i 


Jm^        Triad   m'^ 


Example  46-3b 

Complementary  Nonad    ^^    m^  n^  d^ 


S 


m 


'r<r*r>ftirriiJiiJJ,|i^MH 


^ 


1     2     I    I      2    I     I     2       XJ-        «       ' 
Complementory  Octads  f  p2   r7i2  n2  (jl  ^ 


4    4 

2.tm    £T    Tetrads     pm^nd 


1.1!        J  jJ''^ 


"rV'Trii^^^  ii"M»:g 


I     2   I     I    2    I     I  "^    ~j|-C5f«- 

tp2  m2  n2  d'  t 


3. .  Jm    p  I 


4  3   I 


^"'  '  pm^nd 


^m 


^^^^^s 


s 


^ 


3    I      I    2     I    I     2  *^ 

Complementary  Heptad  ^    2  ^^2  ^2 


4    13  4    3    1 

4    tm^  ^     Pentad    p^m^n^sd^ 


|l^»    1     jjjJl^ 


V^r^iirritJiiJ    JbMJ 


^^'T^ 


4    12     1 


5.^ Connecting  Hexads   p  m  n  s  d 


3    112    1      I 


Complementary  Hexads 


m 


^fTr^ 


^ 


3    112    1 
6./J  p^m'^n^^d^ 


4    I    2    I     I 


P^ 


^ruf^r^r  r"^ 


f 


4     I     2    I     I 


Inv.of  Comp.  Heptad  ?    ?    ? 

Z^g^m^n'^s^d^t  t£    m'^IL 


3    I     I     2    I 
Complementary  Pentad    ^^2  ^2 


tes 


rrr^^      ^fy 


1 


3    1     12    11 


4    12    1 


318 


PROJECTION   BY   INVOLUTION 


Inv.of  Comp.Octads  o    o  o      ,      /-       ,  *      t»    ^ 

8.^  p5m7n5s4d5t2  J  p^m^r^  d't   Complementary  Tetrad    .2      1^ 


I    2   I     I    2   I     I  4    3    1 

9^  £^rn[n^s^d£j2  $  ^^Z^  d'* 


tm2   pi  t 


3    I    I    2    I    I   2 
Inv.of  Comp.Nonod 


4    13  4  3    1 


p6m9n6s6(j6t3  {p^rr^ji^d^     Complementory  Triad      ^  ^z 


12    1     I    2    I    I    2 


Example  46-4a  continues  the  same  process  for  the  relationship 
of  the  perfect  fifth  and  the  minor  third; 


I  ^    ^£      Triad  p^s 


Example  46-4a 

Complementary  Nonad  J  p^  m^   n^  s^ 


5   2 
2  ^  le  n.^  Tetrads  p^mns^ 


i 


,2    „2    ^2„l 


±1 


Complementary  Octads  Jp     rrr  £^  n  t 


"rri'^'i'^Ji^iiJ  J  J  |iiM»:;iiB'f' 


iS 


3    2     2 


2     I     I     I     2     2    2 


3.fl^^n'i 


I 


)^mns^ 


J  p2  rr?    $2  n'  i 


mm 


"r  r^^«^iJ 


^B 


w 


^^ 


& 


8^ 


O  •"'^gV3 


522  322  21222   r   I 

4.^  t  £  H^  Pentad   p^m^/?  s^  r  Complermentary  Heptad         J  £^  U?  s^ 


i 


.X3L 


Is: 


"rrWftjjj    it^'.'M^-fe 


^ 


2  I    2222 


3    2    2    2 


5-^  Connecting  Hexods  p  m^n^'^dt  Complementary  Hexads 


2    12    2   2 

p^m'^nVdt^ 


2    12     2    2 


319 


COMPLEMENTARY   SCALES 


Inv.  of  Com  p.  Heptad 
7-     p^m^nVd^t^ 


}p2m2_s2  Complementary  Pentad       4^^^  J2^ 


2   1     2    2    2    2 

Inv. of  Comp.Octads 
8.^     p6m5n5s6d*t2 


3    2    2     2 
Jp^m^s^nU       Complementary  Tetrads      ^    p^  n' I 


2    1     I      12     2   2 


a,     p^m^n^s^dV 


3    2    2 


i 


t  p^m^s^  n'  t 


jj^jjj^^^r  lbg"^°'" 


ii|iAlJlf 


t    p2   n't 


2    I     2    2    2    I     I 

Inv. of  Comp.Nonad 
10       pSpn^nSs^dSfS 


5    2    2  3    2   2 


t  p  nn  s  nr       Complementary  Triad  t_2 


2    I     I      I     2    2    I     I 


5     2 


and  Example  46-4??   gives  the  reverse  relationship— the  minor 
third  plus  the  perfect  fifth: 


i 


$  n^      Triad    n^t 


Example  46-4Z7 

Complementary  Nonad     t  p^m^s^d^ 


S 


§^ 


rrii^A^iiJiiJJj  i"''  Jii]  tfB)|t 


s 


^ 


S: 


36  33  2I2IIII2 

2     y  n^  p't Tetrads  pmn^t  Compiementory  Octads      j  p^m^s^d'  ; 


i 


f'''"'>j^^[^rVn-^'rrit^^WJJ  t^'::itij^8  ^ 


342  334  2122 

3..  t n^  p'  *  pmn^st 


I 


I  p2  m^s^d'  t 


i 


2    12     112  2  "^^ 


S 


m 


i 


324  334  212 

Jn^F?  Pentad  p^m^  n^s^t  Complementary  Heptad     J  p^nn^s^ 


4./(*-  -ti 

-ft 


""l>jjJ^      :*rrii^»^t^Jj    i*"h* 


3   2     2    2 


2   1    2    2    2  2 


320 


PROJECTION    BY    INVOLUTION 
4    2   3  4 

5^  Connecting  Hexads  pmrrsdt    Complennentary  Hexads 


rr'iVii^J 


^s 


i 


21222  21222 


§     i^jJ^'^r     ^^^nMi^j 


3     2     2    2    2 


3    2    2  2    2 


Inv.of  Comp.  Heptad 
7^   p'^m^n'^s^d^t^  ^  p^m^s^        Complementary  Pentad      ^n^    p2 


i 


ijjLi  N^f     1.811   'fWiU     ii^ 


2    12    2     2   2 

Iny.of  Comp.Octads 
8.>,    pSmSn^sSd^fS 


i 


3    2    2    2 
Jp^m^s^d't     Complementary  Tetrads    ^  n^    p' i 


J  ji,j  J  J iJi|J  f  |,g»iM,  mrtfjjij  J  [riipiJ||j]  \\m  n 


212. 2     II     2'  ~  342        334 

9.-    pSm^nSsSd^tS  *  «2^2c2 


# 


i  p  HD  rl^ 


i- 


jj^jJtJJJr  l^gn^i^'rii^tJJ[ii^"rrT]rtig 


i  n2   pi  t 

-jt» 


2     12     1      I      2    2 
Inv.of  Comp.Nonad 


'0/,   p6m6n8s6d6t^ 


3     2    4         3   3  4 
$  p2m2s 2^2  Complementary  Triad      ^  ^2 


2    I     2 


3    6  3   3 


Example  46-5a  gives  the  vertical  projection  of  the  perfect  fifth 
and  the  minor  second,  and  Example  46-5b  the  reverse  relation- 
ship: 

Example  46-5a 

I ^  ^  P.        Tried  p^s  Complementary  Nonod  tm^n^   s^  p^ 

_ci  _   _    _    j_ 


2.^$£    d^  t  Tetrads    p ^ msdt 


2„2  „2  „i 


Complementary  Octads  t  HI  J]    1  P  ♦ 


COMPLEMENTARY    SCALES 
4    J£^d2  Pentad  p^m^s^d^t^  Complementary  Heptad  ^  ^  ^^  g^ 


i 


& 


^ 


3 


'i¥  JjiJiiJ J  ~  Pui'l.'«B 


TiiKt 


^ 


^ 


14    2    4 

I     2    2      I      I 

5.-  Connecting  Hexads  p^m'^ns'^d^t^  Complementary  Hexads 


f 


i 


2     2    2   4 

p4m2s2d^t3 


12    2    2 


j>        iJ  ^llJ  ^.^ 


^ 


^ 


I      4    I      I    4 
Inv.of  Comp.Heptod 


I    4 


7/1  p'^m'^ 


uomp.i-iep 
nSs^d'^t^ 


(.  M    |j    III     II    a    u     I 


*f^2  f,2   ^        Complementary  Pentad         Ap2  ^2 


^ 


S 


P 


l>J-|g.W 


2    2    114 
Inv.of  Comp.Octods 
8. .  pSm^n^s^d^t^ 


4   2 


^JT^il^  l^_p'^ 


Complementary  Tetrads       ^-2  ^jl  i 


I    2    2    I     I     13 

Inv.of  Comp. Nonad 
'<^/)  p8|n6n6s7(j6t3  j  ^i^  n2  52  p2    Complementary  Triads        j  p2 


nJi^Jt^r'r 


^^ 


rT,^&,^^^u-  V' 


^^m 


2211  121 


5  2 


J    d^         Triad   sd^ 


Example  46-5Z? 

Complementary  Nonad     |  ^2  ^2  ^Z  ^2 


10  I      I 

2.^   t    d^    p'tTetrads  pmsd^t 


Complementary  Octads      Im^n^  s^  d' 4 


^ 


=©« 


f^i'^l^liViiJiiJ  <''UPsi 


^s^ 


6    4 


i 


J  d^     pi  I  pmsd^t 


2     I     I     I     I 


I 


3./1    '.ii      ± 


A_2  „2  ^2   jK 
|m    n    s    d  t 


14    6  16    4  I     I      I    2  r    I     »* 


i^CE 


322 


PROJECTION    BY    INVOLUTION 


4.     I  d        p  Pentad  p^m  s  d  t  Complementary  Heptad        J  m    n    s 


^ 


W  J|ja_[    ir^^ 


^ 


14    2   4  I     2    2   l" 

5  -  Connecting  Hexads  p^m^ns  d^l^  Complementary  Hexods 


r      i  ¥i 


ffm 


5^?^ 


2    2    2  4 

p4m2s2d^t3 


2     2   2 


m 


s^ 


^ 


^ 


I     4    I     I     4 


14   1      I 


Inv.of  Comp. Heptad 
7      p'^m'^n^s'^d^t^ 


$  m^  n^  s2        Complementary  Pentad    ^   (j2       p2 


Inv  of  j;^omD,Octads 
8.^    p5m5n4s5do  t3 


2  _2  .2  J 


2       J, 


J  m    n    s    d  t  Complementary  Tetrads     t    d         p  * 


I     2     I      I     I      !    4  -^^'•^  I    g    ^ 


12     1      II      !    4 
9.     p5m5n4s5d6t3 


* 


t  m2  n^s2  d'l 


i^tJjjl^vr^^ 


J   d2     p't 


i^j^j  >.J  ^  ^^^^^rl^^^^^^o^^  ^«^  J  J  i^X^ 


Sfeo= 


I     I      I      2    I     I     4         '        '  14   6' 

Inv.of  Comp.  Nonad 


10    'p'6;;'6';;6's?d'8t3'""  ^  m^n^s^  d^  Complementary  Triad       ^    ^2 


I      I      I     I     I      I      14 


Example  46-6a  presents  the  relationship  of  the  major  third  and 
minor  third,  and  46-61?  presents  the  reverse  relationship: 


Example  46-6a 


'  .,  ^  m2      Triad  m^ 


Complementary  Nonod  t  £^m2d2n2 


I     2   I     I     2    I     I 


323 


COMPLEMENTARY    SCALES 
2^,jm^n't  Tetrads   pnrrnd  Complementary  Octads  {  p^m^d^n't 


i 


^ 


^^rA 


i 


^ 


p^^^^^^ 


3     I     4 

^-  Im^nU  pm^nd 


I    2    I     I     2    I     I 


*   p2  m^d^   nU 


i,un.  J jiJiiJ [r JiJj]  i  r^r r^^  ^^^^JJ  jt*>j 


7T 


1^^ 


4    4    1  3     14  I    2     I     3     I 

^A^^[^  Pentad    p^m^n^d^t  Complementary  Heptad  t    p^  rr\^  ^ 


i4;^j^jiji|j    "  ;r"rr"^^it^tJ     it''""i;jt 


3     14     1  I     2     I      3     I      I 

^  ..Connecting  Hexads  p^m^n^sd^t   Complementary  Hexads 


jju^j"^'!^      'U^rhh 


I     2    I      4    I 


3     I      3     I     I 


p^m^n^sd^t 


j^jjiJiiJ     :r«rr»^iiJ» 


^ 


3    13    11 

7     Inv.  of  Comp.  Heptad 
i,  p^m^n^s^d'^t^ 


12    14 


J  ETH!    ^         Complementary  Pentad    j   rn^  n2 


12    1     3    11 

Inv.  of  Comp. Octads 
8-p5rT^7n5s4a5t2 


3     14     1 


I 


J    p 2  m^cj 2  nU  Complementary  Tetrads   j    m^  n' 4 


*^r     2    I     I     2   I      I  3'    I     4 


2    I     I     2   I      I 
9u£5m^nV^d^ 


J   p2m2d2n't 


J    m2   n'T 


jjjb^'r  i[3?:^^s'-":r^ri^^'i^[j^^ 


te 


^w 


2    I    3     I     I     2 

Inv. of  Comp.Nonod 
'0>,  p6m9n6s6d6t5 


4    4     1  3  14 


m 


J     2  ^2^,2^2  Complementary  Triad      j   ni2 


jjiJiiJj^JY^rfei-::'^^ 


^ 


2    1     12    1     12 


4    4 


324 


projection  by  involution 

Example  46-6?? 

'•     I   n^        Triad    n^t  Complementary  Nonad     J   p2  m^  d^   s^ 


i 


m 


^ 


rffrr'^«^>JiiJtJ^j]i"nt^tBtfe 


m 


3     6 


I     2     I     2      I      II 


2.    ♦  n2  ^1 


2  ^2^2  J, 


I 


♦  n'^m't  Tetrads   pmn  dt  Complementary  Octads      J   P.   HI  ^^    2  ^ 


feEdfi 


g 


r^rrii^it^ 


^P 


iiJiiJ)jj  fgi'^^m 


o- 


3     I      5 
^>  J  n^m'^  pmn^dt 


I     2    I     2    I      I     I 


# 


J  p2  m^d^s'  ,1 


ti  I,.  J  J  iJ  ^Jlr^J^j]  i  TT  r  it^  J  itJiJ^j  #f:ttu)iB  fc, 


351  315  1213111 

^-   $  n^  m^  Pentad  p^m^n^d^t  Complementary  Heptad      ^  p2  ^2  jj2 


(|,''iii');  ji,j^jiJiiJ       ir"rr«^^iiJ«J    if^'tiB 


2    I     3 


3     4   3      3 

5.    Connecting  Hexods  p  m  n  sd  t       Complementary  Hexads 


i 


t^ii^     i^r"^^ 


J|;JbJfcjJ 


i 


2     1     4 

p^m^n^sd^t 


3    I    3 


j>      jbJuJ  ''''^ii^     '■  r'rr'i'^ 


3     I     3     I      I 

Inv.of  Comp.  Heptad 
7-   p^mSn^s^d^t^ 


12  14   r 


2      m2 


Jl    p       III        11        O        U         I 


$  p2  m^  d^        Complementary  Pentad  t  n^    m 

"I? 


e 


^ 


r  r  f  |J  ii' 


^ 


§= 


2     I     3    I     I 

Inv.of  Comp. Octads 
®- -  p^mSnSs^dSt 3 


3    I     4 


,2  _2  m2 


2    „l 


J   pfm    d.  s*    Complementary  Tetrads  t  n*-    m'  ^ 


jj^jjbJjiJ^iir  (ui.!:teu:  r^^r  J        ^  "^ 


I    2     I     2    I      I      I 


9-    pSmSn^s^d^tS 


3     1     5 


*  P^m^d^  s't 


jt  *"    "    ~ L  *  ii    IL'   il     2.  '  ♦  — 


^n2  m'    t 


I     2     I     3    I 


3    5      1  3    15 


325 


COMPLEMENTARY    SCALES 

Inv.  of  Comp.  Nonad 
'0-  p^m^nSs^d^t^  t  £2  ^2  ^2  s2  Complementory  Triad    j  n2 


-A  p-m'"n'"s^a"'T^  j  £^  nn-  a;-  s;- 


£ 


^ 


12     12      1111 


3    6 


Examples  46-7a  and  46-7Z?  show  the  vertical  projection  of  the 
maior  third  and  minor  second: 


'■    ^  m^      Triad    m^ 


Example  46-7a 

Complementary  Nonad         j  m^  ^  ^   p2 


4   4 


12     1      I     2'    I      I      2 


2.    ♦  ^2^1 


Jm  dt  Tetrads  pm^nd  Complementary  Octads     %  ^  ^  ^  ^^ 


I     3    4 
3-  J  m^d'l  pm^nd 


I      2     I    3'    I     I     2 


%    m^  rf   d^  p'  t 


^-  \  m^d^  Pentad  p^nrrrTsd^  Complementary  Heptad    ^   ^2  ^2  5^2 


f ''^' >J  J"^ 


fet 


t^fJiy.!         ||lluil»i|. 


f 


13    4   3 


I     2     I     4     I    2 
5-    Connecting  Hexads  p^m'^n^^d^  Complementary  Hexads 


'I     jjg.ji^^r      =^^ 


12    14   3 


13    4    12 


p'm^n^s^d^ 


13    4    12 
inv.  of  Comp.  Heptad 


12     14    3 


"^i.  p^m^n^^s^d^t  Jm^n^d^        Complementary  Pentad  |  ^  ^ 


I    2    I    4    I    2 
326 


13    4    3 


PROJECTION    BY    INVOLUTION 


8. 


Inv.of  Comp.Octads 
p5m2nV*d5t2 


tm^n^d^p't    Complementary  Tetrads     ^^Z^jl^ 


j^jjiJiiJp    i,iili;;^B"i«r"rrtiJ 


^p 


^^ 


12    1      3    112 
9-    p5m7n5s*d5t2 


I    3    4 


# 


Jm^  n^  d^^'l 


j^jtjJiJiiJf    i.T#aj*rrtJ_J[||jJ^ 


J  m^  d'  t 


iS 


^ 


I      2    I     I     3    I    2 

Inv.of  Comp.Nonad 


,-     inv.oT  Lomp.Non 
'°^  p6m9n6s^d6t3 


4    4    5  13    4 

jm^n^d^p^   Complementary  Triad       .^2 


I     2     I    I     2    I     I     2 


4    4 


Example  46-7b 
I ^  I  ^^         Triad  sd^  Complementary  Nonad     |  m^  n^  d^  s^ 


i 


^^^^^m 


mP€»- 


iJ  r  ir  r 


I    10         II 


I      I      I     4      I     I     I 


2     t   d^    m't  Tetrads  pmnsd^         Complementary  Octods     f  ^2  ^2  ^z  gi  | 


i 


^ 


rr]:^r*rtVitJiiJ«JtJ  iite^Btt' 


=o= 


» 


137        113  I2I4II 


^-  J    d^     m'l  pmnsd^ 


I 


""^°'"  j  j''^  r  ^  r  M '  ^^'^^^  ^^^^  ^^^ 


t  n?  ^  d^  s'  * 


^ 


173         113  IIII4I2 

4.^  df    jT^  Pentad    p^^n^sd^      Complementary  Heptad    j  m^  n^  d^ 


13  4     3 


I     2     I     4     I      2 


Connecting  Hexods  p  m^n^s^d       Complementary  Hexods 


g 


^ 


Sg^ 


iiJ  jgi'^  r 


12     14    3 

p^m^n^s^d^ 


I     3    4 


iJ^J^     i*r"r^^r^ 


J.  I;  J  ^ 


3    4    12 


12    14     3 


327 


COMPLEMENTARY   SCALES 


Inv.of  Comp.  Heptad 


{  m2  jl^  d^2        Complementary  Pentad     |   d^    m^ 


^   1^    111    II     a    u     I  J  rnc   nc    qc  uuiii^iBiiieinui  y  reiiiuu       t    Q'-     f 


2    14    12 

Inv.of  Comp.Octads 
8-       p5TT,5n5s5d6t2 


3    4    3 
tn?Q?  d^l'*   Complementary  Tetrads    ^  ^jZ  ^plj 


^^^^^^^^^ 


|0«-='»    V5 


2    14    1      I 
9.      p5nn5n5s5d6t2 


13    7  113 


* 


im^  n^  d^s't 


t  d^    m't 


jM^i^A^^r     i'Hil;;^e^^;tf|Mlrjj|hM„j]^^ 


7*^ 

I      II      14     12 


7     3^11     3 


,»     Inv.of  Comp  Nonod  r«^rvi«™«^r,+„..„  t^:«^ 

'°.  p6m6n6s7d8t3  |  rn2  n2  d2  s^  Complementary  Triad     ^    ^2 


Ji>Jl|J^JljJ 


I      I     I      I     4    I      I      I 


I     10 


Examples  46-8a  and  46-8Z?  give  the  vertical  projection  of  the 
minor  third  and  the  minor  second: 


I.  ^  n_2      Triad    n^t 


Example  46-Sa 

Complementary  Nonad         ^m^s^   d^  p^ 


S 


^^^^i^p 


m 


3    6 
^-    $  n^d't  Tetrads    mn^sdt 


fc^ 


s 


s 


Complementary  Octads        t  m^  s^  d^  p'  I 


^"r'Trnt^nJ 


^^ 


«= 


I      2    6 
3-  tn^d'l  mn^sdt 


II     12    3     1     2 


t  m2  s2  d2  p'  t 


f'""aijJrfri-^ijJ-rViXiiiriiV  iijiu^b,,^'!: 


3     6  2  12    6 

^   t  n2  d^  Pentad  m^n^s^d^t 


II      12    13    2 


i 


^^ 


Complementary  Heptad      J  m2  s2  d^ 


^ 


^ 


r^"rVrii^<J    ii^p 


I      2   6    2 


I       112    4     2 


328 


PROJECTION    BY    INVOLUTION 
^Connecting  Hexods  pm^n'sV't        Complementary  Hexads 


^F^ 


i^ 


5W. 

I      116    2 

pm4n2s4d2t2 


I      I     I     6    2 


6. 


jj J  J  ^  r       -  ^^1'^^ 


I      2    2    4    2 


Inv.  of  Comp.Heptad 
7v,p2m^n^s5d4t2 


m 


^^ 


12   2    4    2 
$  m^    s^    d^        Complementary  Pentadj  n^   d^ 


^^g 


^^ 


P 


fc^ 


tj,i>.^^bt!a 


I      I      I      2   4    2 

g     Inv.  of  Comp.  Octads 
p4^m5ri6s5d5t  3 


12    6     2 


^^^^^^ 


4     2    2    j2    U  Complementary  Tetrads     o      i 


^ 


^ 


1^ 


I      I      12    3    12 
9>  p^mSnSsSdSfS 


I     2    6 


^Hi^^H/.^^rJ  ^u^^ 


^  m^/    d^p'4 


A   2     .k 
Jn      d  t 


^[J  fJiJ^r^^fr^ 


^^_:    I    I  ^p|.^[il.,[^fq_pg. 


II      12    13    2 
nv.of  Comp.Nonad 


'°>)p6m6nSs6d6t4 


bo        3     6    2  12  6 

A   f^2  g2    jj2  p2  Complementary  Tried     j  ^,2 


I     I     I     2    I    2   I     2 


Example  46-8Z? 


1.^   t  d*^  Triad  sd 


Complementary  Nonod        J  m2  s^    d2  n2 


I     10 


I       I      I      I  '  I     4     I      I 


2     J  d2n't      Tetrads  mns^d^  Complementary  Octads       $  H)^!^    ^2  n't 


82  128  IIIII42 


329 


COMPLEMENTARY    SCALES 

-|2n2  PontnH        m2n2c3H2f 


4.A  ^  ^  -         Pentad    m^n^s^d'^t         Complementary  Heptod       J  m^  s^    d 


2  c2    h2 


i 


^pia 


^ 


'r'lrVriiJtJ 


^ci 


^^ 


ii^jt'^  r 


©= 


2    6    2  I      I     I     2    4    2 

5.^   Connecting  Hexads  pm^n^s'^d^t       Complementary  Hexads 


^i'^    :  r^r^r'Ttpg 


^UbbJb 


116   2  I      I     I      6  2 

pm''n2s^d2t2 


r^rrr^riJ 


^^ 


^ 


2     2    4   2 


12    2    4    2 


7y)    p2m4n4'^d'^t^'^  i  ni^  £■    ^        Complementary  Pentad    2         2 

/I      .    I,.  I.    I    IlL^  bfc>9l;'l#H        :r^rrh.l.J      ..     "i..^ 


i 


lylJ     ii..o^S 


^M^  J"r 


?3^ 


112     4    2 

Inv.  of  Comp.  Octads 
Q-*    p^^m^n^s^d^t^ 


12    6    2 


^^ 


*   1^2  ^    d^  nU  Complementary  Tetrads     g         1 


tfe 


«fR^ 


4 


^ 


^Jl^pJ  !>• 


■  D'/*.^ 


I      I     2    4     I     I 
9-    p4m5n5s6d6t2 


I      2    8 


t  m  2  ^2    d  2  £ '  t 


s 


bo :  p  ^ 


td'^        n't 


^ 


i^ji^j^j^j'iJ^^r 


=&^ 


1 1 1 4  2 


I      8     2 


K).  p^r|,|^3°'  J  m^  s2   d2_n2  Com^plementary Triad  ^  ^^ 


111      I     I    4     I     I 


I      10 


The  vertical  projection  of  the  perfect  fifth  and  major  second 
duphcates  the  perfect-fifth  series;  the  combination  of  the  major 
second  and  the  major  third  duphcates  the  major-second  series; 
and  the  vertical  projection  of  the  minor  second  and  major  second 
duplicates  the  minor-second  series. 

The  vertical  projection  of  the  minor  third  and  major  second 
results  in  a  curious  phenomenon  which  will  be  discussed  in  the 
following  chapter. 


330 


47 


The    'Maverick'  Sonority 


The  vertical  projection  of  the  minor  third  and  major  second 
forms  a  sonority  which  can  be  described  only  as  a  "maverick," 
because  it  is  the  only  sonority  in  all  of  the  tonal  material  of  the 
twelve-tone  scale  which  is  not  itself  a  part  of  its  own  com- 
plementary scale.  It  is,  instead,  a  part  of  the  "twin"  of  its  own 
complementary  scale.  Because  of  its  unique  formation,  we  should 
examine  it  carefully. 

In  Example  47-1,  line  1  gives  the  tone  C  with  the  minor  third 
and  major  second  above  and  below  it.  The  second  half  of  line  1 
forms  the  descending  complementary  scale,  beginning  on  G#  and 
containing  the  remaining  seven  tones  which  are  not  a  part  of 
the  original  pentad,  arranged  both  as  a  melodic  scale  and  as 
two  perfect  fifths,  two  major  seconds,  and  two  minor  seconds- 
one  above  and  one  below  the  tone  F#. 

In  line  la  we  follow  the  usual  process  of  projecting  upward 
from  C  the  order  of  the  complementary  heptad,  producing  the 
scale  CiC#iDiEbiEI::|3G2A— also  arranged  as  two  perfect  fifths, 
two  major  seconds,  and  two  minor  seconds,  one  above  and  one 
below  the  tone  D.  We  find,  however,  that  the  original  pentad  of 
line  1  is  not  a  part  of  its  corresponding  heptad  (line  la).  There 
can  therefore  be  no  connecting  hexads. 

Line  2  gives  the  tetrad  CsDiE^eA  with  its  complementary 
octad,  while  line  2a  forms  the  octad  projection.  Lines  3  and  3a 
give  the  tetrad  CgEbeAiBb  with  its  octad  projection.  Lines  4  and 
4a  form  the  projected  octad  of  the  tetrad  CsDiE^^Bb,  and  lines 

331 


COMPLEMENTARY    SCALES 


5  and  5a  form  the  projected  octad  of  the  tetrad  CoDjAiBb. 

The  tetrads  in  Hnes  2  and  3  will  be  seen  to  be  involutions,  one 
of  the  other.  In  the  same  way,  the  tetrads  of  lines  4  and  5  form 
involutions  of  each  other. 


Example  47-1 


Pentad 


^  n5      i     p2nir,2s2d2|  Complementary  Heptad  j   p2  _s2     d2 


rirB^j^jj^r^V'MriirViirr   .ii-:^,;^^; 


2      16     1  I      I       I       I      3      2 

la.      Inv. of  Comp. Heptad    p'^m^n^s^d'^t^ 


$    p2    s2    d2 


^^^ 


If 


^f^ 


I      I      I      3     2 


.9  1.  Tetrad 

2/5    *,-^^  pn^sdt 


Complementary  Octad 


I 


$    p2    $2     d^   m' t 


S 


"rV^nir'ntrriiJiiiiifj^ 


t^ 


"^2"^  re  I    I     I     I    3    2  ■  I 

2o.      Inv.of  Comp.Octod     p^m'^n^s^d^t^ 


# 


^ 


$    p2   j2    ^2    ppl  ^ 


iJbJ^J  ^^T 


«jt^-8-h 


^*^F7^ 


XT 


13     2     1 


3      ln2s'|       Tetrad  Complementary  Octad 

—    ~  pn'^sdt 


t   p2     s2     d2  mU 


^C  ~  P"  sdt  *     h    i*    ii  ♦  il.     ^      ii 

(f  "lib,  ^j  jbp    i^rT^fi^r'rriirr  ii"'^ 


Ty 


3     6    1  I       I      I      I      2     I      2 

3o^      Inv.of  Comp. Octad    p^m'^n^s^d^t^ 


t   p2    s2     d2  m'  t 


.^JbJ^JtfJ    ^    ■' 


^^ 


I      I      I      I      2      I      2 

4.^  t   $2       n't  Tetrad-^ 
■*       -         j—     pmnsHJ 


$  p2     ^     d  2  £>  t 


i 


Complementary  Octad 


^^ 


bri^rV«r'ir'iriirrJ/::«e>ftB"" 


2      17  I      I      I      I      3    2     2 

^5,-      Inv.  of  Comp  Octad    p5m5n5s6d5t2 


t  p2     s2     d2    nU 


jftjj^j^J  ^^  r 


II       3     2    2 


-nr 


^^■8- 


332 


THE      MAVERICK      SONORITY 


c     »      ?       I  .        Tetrad 
5-  t   _s^     jiU         pmns2d 


i 


Complementary  Octad 


$  _p2    s2     d_2  n'  j 


111112     2"^         ^       ^ 


bo-^'^Q 


^^ 


2     7     I 


or 


d^   n't 


5g      Inv.  of  Comp.  Octad    p^m^n^s^d^t^ 


tP' 


Example  47-2  shows  the  relationship  of  the  pentad  of  the 
previous  illustration  to  its  tw^in,  the  pentad  C-Cfl:-D-E-G,  which 
has  the  same  intervallic  analysis,  p^mnh^dH.  The  first  line  gives 
the  two  pentads,  each  with  its  complementary  heptad.  Line  4 
gives  the  involution  of  the  two  complementary  heptads  but 
with  the  order  interchanged,  the  first  heptad  of  line  4  being  the 
involution  of  the  second  complementary  heptad  of  line  1,  and 
vice  versa.  The  "maverick"  pentad  C-D-E-F-B  will  be  seen  to  be 
a  part  of  the  complementary  scale  of  its  "twin"— second  part  of 
line  4.  The  first  pentad,  C-CJ-D-E-G,  will  be  seen  to  be  a  part 
both  of  its  owTi  related  heptad  and  the  related  heptad  of  its 
maverick  twin. 

The  connecting  hexads  also  show  an  interesting  relationship, 
the  first  connecting  hexad  of  line  2  being  the  "twin"  of  the 
second  connecting  hexad  of  line  2;  and  the  first  connecting  hexad 
of  line  3  being  the  twin  of  the  second  connecting  hexad  of  line  3. 


Pentad 
I-  A  p2mn?s2d^ 


Example  47-2 
Comp. Heptad  (I)         pTmr^s2d2t  In^f  Comp. Heptad (2) 


ujjJ     :^rMJjjjijjJr'^"'ih-^''^Mi 

Iff    I    23  II2I2  42  2I6  IIII32 


I    2    3 
2./)  P^m^n3s3d4i 


I 


Hexad 
i2r 


I      12    12 
Comp.  Hexad 


2  2    16 

Hexad  twin 
p2m2n3s3d4t 


I     I    I    I    3 
Comp.  Hexad 


l~       I      i'        I      1  I         I       O      I      c 


^m 


iTI      I       <j      I     c  I 


r   I  I    13 

Hexad 
3./^  p'^m2n3s3d2t 


I      I    2    I    6 
Comp.  Hexad 


^ 


i^4JJj 


2    I    6 
Hexad  twin 
p4m2n3s3d2t 


I     I     I     I    3 
Comp.  Hexad 


Ifl    12   3  2 


2   2   12 


w 


jJJJJf    iV-^^ 


2   2    12   4 


12    3   2 


333 


COMPLEMENTARY   SCALES 


X^^ST""^  Comp  Pentad  'S°'3n^%^r'""c°"X>.ftntod 

I*   III  32  2216  1*12124  1123 


334 


48 


Vertical  Projection  by  Involution 
and  Complementary  Relationship 


There  is  a  type  of  relationship  which  occurs  when  intervals  are 
projected  by  involution,  as  described  in  the  previous  two 
chapters,  which  explains  the  formation  of  the  hexad  "quartets" 
described  in  Chapter  39.  If  we  compare  in  Example  48-1  the 
projection  of  two  perfect  fifths  and  two  major  thirds,  one  below 
and  one  above  the  tone  C,  together  with  its  complementary 
heptad,  with  a  similar  projection  of  perfect  fifths  and  minor 
thirds,  together  with  its  complementary  heptad,  we  shall  notice 
a  very  interesting  difference. 


Example  48-1 

Complementary  Heptad  .         _       Complementary  Heptad 

J^       m2  p2        n2       m2  ^       V^       It  p2         $2       m2 


The  complementary  heptad  of 

f  G  E 
C 

iF  Ab 

that  is,  a  perfect  fifth  and  major  third  above  and  below  C,  is 

335 


COMPLEMENTARY    SCALES 

TCt  A     A# 

n 

which  forms  a  perfect  fifth,  a  minor  third,  and  a  major  third 
above  and  below  FJf.  The  complementary  heptad  of 

TG  Eb    . 
C        , 

iF  A 

a  perfect  fifth  and  a  minor  third  above  and  below  C,  is 

jB    E    D 

which  forms  a  perfect  fifth,  major  second,  and  major  third  above 
and  below  F#. 

In  other  words,  the  projection  of  ij^p^m^  is  X'p'^'m^n^,  whereas 
the  projection  of  Xp^n^  is  X'p'^m-s^.  In  the  first  pentad,  the  vertical 
projection  of  p  and  m  is  a  part  both  of  its  own  complementary 
heptad  and  of  the  complementary  heptad  of  the  vertical  projec- 
tion of  p  and  n.  In  the  case  of  the  second  pentad,  however,  the 
vertical  projection  of  p  and  n  is  not  a  part  of  the  vertical 
projection  of  its  own  complementary  heptad,  hut  is  a  part  of  the 
vertical  projection  of  the  complementary  heptad  of  the  pentad 
Xp^rrt^,  that  is,  Xp^m^n^. 

This  phenomenon  makes  possible  a  fascinating  "diagonal" 
relation  between  pentads  and  heptads  formed  by  vertical  projec- 
tion, resulting  in  quartets  of  connecting  hexads  all  of  the 
members  of  which  have  the  same  intervallic  analysis.  In  each 
case  the  "quartet"  consists  of  two  hexads  having  differing 
formations  but  with  the  same  intervallic  analysis,  each  with  its 
own  involution.  ( See  Chapter  39. ) 

If  the  student  will  re-examine  the  material  contained  in 
Chapter  46,  he  will  observe  that  the  same  phenomenon  which 

336 


VERTICAL    PROJECTION 

we  have  just  observed  in  the  vertical  projection  of  the  projection 
p^n^  also  occurs  in  the  vertical  projections  of  p^cP,  mrn^,  mh^,  and 
n^(P.  We  have  already  discussed  in  detail  in  Chapter  47  the 
peculiarities  of  the  vertical  projection  of  n^s^. 

The  reason  for  this  phenomenon  becomes  clear  if  we  examine 
Example  48-2.  Here  again  we  have  the  circle  of  perfect  fifths 
"stretched  out"  with  C  at  one  extreme  of  the  ellipse  and  F#  at 
the  other.  The  letters  p,  s,  n,  m,  and  d  at  the  top  of  the  figure 
represent  the  intervals  which  the  tones  G,  D,  A,  E,  and  B,  and 
the  tones  F,  B^,  E^,  A^  and  D\),  form  above  and  below  the  tone 
C;  while  the  letters  d,  m,  n,  s,  and  p  below  the  figure  represent 
the  relationshhip  of  the  tones  E#,  A#,  D#,  G#  and  C#,  and  the 
tones  G,  D,  A,  E,  and  B,  below  and  above  the  tone,  Ffl:. 


Example  48-2 


Now  if  we  project  the  intervals  of  the  perfect  fifth  and  the 
major  third  above  and  below  the  tone  C,  the  remaining  tones, 
which  constitute  the  complementary  heptad,  become  the  perfect 
fifth,  major  third,  and  minor  third  above  and  below  Ffl:.  How- 
ever, if  we  project  the  perfect  fifth  and  the  minor  third  above 
and  below  C,  the  complementary  projection  above  and  below 
F#  becomes  the  perfect  fifth,  major  second,  and  major  third. 
Hence  it  becomes  obvious  that  the  projection  of  the  minor  third 
above  and  below  the  axis,  C,  cannot  be  found  in  the  com- 
plementary scale  above  and  below  the  axis,  F#,  since  the  minor 

337 


COMPLEMENTARY    SCALES 

third  above  and  below  C  are  the  same  tones  as  the  minor  third 
below  and  above  FJf. 

There  follows  the  list  of  pentads  formed  by  the  projection  of 
two  intervals  above  and  below  the  axis  C,  with  their 
complementary  heptads  arranged  above  and  below  the  axis  F#: 


t  fs^ X  p  Vn^ 

p-n    p-^s''m'' 

22  2      2         9 

p^m^ p'^n-m- 


p^(P s^n^m^ 

s^n^ ph^d^ 

s^m^ p"n^(P 

sH^ s^nH^ 

n^m^ p^m^d^ 

n^d^ s^m^d^ 

m^d^ n^m^d^ 

It  will  be  noted  that  in  four  of  the  ten  possible  projections, 
the  pentad  contains  the  same  vertical  projection  as  its  com- 
plementary heptad.  In  six  of  the  projections,  the  heptad  does  not 
contain  the  vertical  projection  of  the  same  intervals  as  its 
pentad  prototype. 

Example  48-3  works  out  all  of  the  relationships  based  on  this 
principle  which  result  in  the  formation  of  the  hexad  "quar- 
tests."  Lines  1  and  2  give  the  two  pentads  formed  by  the 
vertical  projections  p^m~  and  p^n^.  The  heptad  of  line  1  is  the 
projection  of  the  pentad  of  line  2,  while  the  heptad  of  line  2 
is  the  projection  of  the  pentad  of  line  1,  as  indicated  by  the 
dotted  lines.  The  four  connecting  hexads,  upon  examination, 
prove  to  have  the  same  intervallic  analysis,  the  second  hexad 
of  line  1  being  the  involution  of  the  first  hexad  of  line  1;  and 
the  second  hexad  of  line  2  being  the  involution  of  the  first  hexad 
of  line  two;  the  four  together  constituting  a  quartet  having  the 
same  intervallic  analysis. 

All  of  the  other  hexads  in  this  illustration  are  formed  on  the 
same  principle  and  each  quartet  of  scales  has  the  same  analysis. 

338 


VERTICAL    PROJECTION 


i 


— Q -^ 


Example  48-3 


p2     m^    s^        ^p^mSgi  I 


.09,  ,p3m3n3s3d2t 


,^.  ITTW 


I    I  J  J  JlJ    I    Pl^plJj 


S 


$p2     r^- 


p2     m2     n2 


a  2     I     2     I 
J  p2  n^  m'  ^ 


2' 2    I    2    I 

p3pn3n3s3(j2f 

lp2n2mU' 


J  J    If  JiJ 


1/^3     ijl 


^ 


^ 


I      2    2 


i 


,2       rr,2 


2    m2     d2 


^^      -^  ^     ^     .-^  fp2m2dlt 


^ 


|p2m2dU' 


p3m^n3s  d3t 


g 


^ 


s^aa 


r  r  ''^  K^  J 


^ 


*=« 


i 


Jm2  ._h2 


^^ 


n2        m2        n2 


3     12    1 


^::i^ii     JJ^jJiJiiJ  I  0^\ 


13      12     1 

„  „  ,  p^m^n^s  d^t 
}  m^2plf 


P^ 


* 


t  P' 
_5 


2      e2 


p2      S^       d^ 


3     I      3    I       I 
^  £2s2d'  t 


3      I     3     I      I 

p4m2h3s3d2t 


t  p2s2d'i 


^^r  I  rn'O. 


^m^ 


°    bS  b'^8 


il/JtlJ  ^ 


i 


XH^     ,5.2 


£?     s^     _n2 


I     P    3    2   3 
t  n2s2^'  t 


I     I    '  3    2  3 

p'*m2n3s3d2t 


t  n2s2£'  i 


i"lJ  J  ^^r    I   rtr  J  JlJ  I 


3s: 


i 


"21      4     2    1 


£2     d.2     m.2  ♦  p2d2ml  t 


ti^^m'* 


2'  I  4  z    r 

p3m3n2s2d3f2 


;;'""'-    ^J7T7]^^ 


^ 


^ 


i 


J  m2  ^  n2 

~  ft" 


m2     n2      $2 


I      3     12    4 
t  m2n2sit 


I  '  3     I     2 


l?R't|u         b'H   fv^    ^Q  J   Jb^ 


^ 


p3m3n2s2d3t2 


^^ 


# 


O L 


p2     d2      s2 


2  I  r  4  I 


£2d2slT 


3m2n2s3d3t2 


ibjiij,^ 


I'   I  '  3    2^ 

p3m2n2s3d3t2 


i 


(n2     ,j2 


n2     ^ 


'''11  ^B  l^^; 


I      13    2  4 

$  n2s2m'  t 


t  n2s2mT 


^ 


■*•?  r  1^  R  1  2'  I  I  ^ 


2    1     15    1 


339 


COMPLEMENTARY    SCALES 


p3m4n3sd3t 

ta f^ — ' -  ' 


^k 


S 


&^ 


^ 


i 


» 


#w* 


? 


2i« 


12    1      4    1 


i 


t  m2    £■  '  - .    m^    d2   _^         |  m^dSg ' t 


bn''^B     \,n  ^ 


I  '  2     I     4   1' 

t  nrr^i 


^ 


i  J  J  ^ ""  r 


I     3 


I  '3     3     17 


I     I      5   3    I 


I       15   3    1 


There  remains  only  one  other  group  of  hexads  to  be 
considered,  the  isometric  twins  discussed  in  Part  III.  Example 
48-4  indicates  that  these  sonorities  may  be  considered  as  part 
of  a  projection  from  a  tetrad  to  its  related  octad.  Line  la  gives 
the  tetrad  formed  by  the  projection  of  two  minor  thirds  and  a 
perfect  fifth  above  C.  Line  lb  gives  the  isometric  twins,  the 
first  formed  by  the  simultaneous  projection  of  three  minor  thirds 
and  three  perfect  fifths,  and  the  second  formed  by  the  relation 
of  two  minor  thirds  at  the  interval  of  the  perfect  fifth.  The 
combination  of  these  two  hexads  forms  the  octad  of  line  Ic, 
which  is  the  projection  of  the  tetrad  of  line  la. 

Line  2a  is  similar  in  construction  to  line  la  except  that  the 
perfect  fifth  is  projected  below  C.  Line  2b  is  similar  to  line  lb 
except  that  in   the  first  isometric  twin  the  perfect  fifths   are 


340 


VERTICAL    PROJECTION 

projected  below  C,  and  the  second  twin  is  formed  of  two  minor 
thirds  at  the  interval  of  the  perfect  fifth  below  C.  (It  will  be 
observed  that  the  twins  of  line  2b  are  merely  different  versions 
of  those  of  line  lb  since,  if  the  order  of  the  first  twin  in  line  lb 
is  begun  on  A,  it  will  be  seen  to  contain  the  same  intervals  as  the 
first  twin  of  line  2b:  AgCsDiEbgCbiGt].  In  the  same  way,  if  the 
order  of  the  second  twin  of  Hne  lb  is  begun  on  G,  it  will  dupli- 
cate the  intervals  of  the  second  twin  of  line  2b:  G3Bb2CiDb2Eb3 

Gb.) 

Line  2c  is  the  octad  formed  by  the  combination  of  the  hexads 
of  line  2b  and  proves  to  be  the  projection  of  the  tetrad  of 
line  2a. 

In  similar  manner,  lines  3a,  3b,  and  3c  show  the  projection  of 
the  tetrad  formed  of  two  minor  thirds  and  a  major  third  above 
C,  while  4a,  4b,  and  4c  show  the  projection  of  the  tetrad  formed 
of  two  minor  thirds  above  C  and  a  major  third  below  C. 

Lines  5a,  5b,  and  5c  explore  the  projection  of  two  minor  thirds 
and  a  major  second  above  C,  while  lines  6a,  6b,  and  6c  show  the 
projection  of  two  minor  thirds  above  and  a  major  second  below  C. 

Lines  7a,  lb,  and  7c  and  lines  8a,  Sb,  and  8c  are  concerned 
with  the  projection  of  two  minor  thirds  and  a  minor  second. 

Lines  9a,  9fc,  and  9c  and  lines  10a,  IQb,  and  10c  concern  the 
projection  of  two  perfect  fifths  and  a  major  third. 

Lines  11a,  lib,  and  lie  and  lines  12a,  12b,  and  12c  show  the 
projection  of  two  minor  seconds  and  a  major  third. 

The  relation  of  two  perfect  fifths  and  a  minor  second,  or  of 
two  minor  seconds  and  a  perfect  fifth,  does  not  follow  the  same 
pattern.  It  is  interesting,  however,  to  observe  in  lines  13a  and  13b 
that  the  combination  of  the  hexads  p^  @  d  and  d^  @  p  form  a 
seven-tone  scale  which  is  the  involution  of  the  basic  perfect- 
fifth-tritone  heptad. 


341 


complementary  scales 
Example  48-4 


i 


n^+ p     =    Tetrad  pmn  dt 


WSr^^  JbJ^ 


3     3     I 

Hexad 
+  P^  =      p3m2nVdgt2      n2       @ 


^ 


te 


Hexad 
p3m2n4s2d2t2 


lb. 


Ic. 


^s 


^ 


^p 


>o" 


^^0=^ 


:^ 


^?^ 


^^                                         2   1312                                                   12313 
Combinotion  of  Hexods  =  |^5rj6s4(j5f 3  Comp.Tetrod     4     n^ -f  £*  I 


i 


yi^ftJfaJ   ]|tf§    ^^ 


^a 


^ 


I      I      I     3    I     2    I 
£^+  p  I   =  Tetrad  pn^sdt 


3     3      1 


2a. 


b^g.  r^l  jt^B 


3      2     I 


+   p^* 


Hexad 


=    ^m2n^s£d2t2    "."^     |@     ^  * 


rc^  - 


Hexad 
p3m2n4s2d2t2 


£ 


^^m 


^t^°""^»bo>jJ^J^^r 


xx: 


s 


2b 


2c 


3o. 


3  b. 


3c. 


4o. 


4  b 


4c 


3    2   13   1 


Combination  of  Hexads  =^^6s^3 


3    2    12    3 
Comp.Tetrad    4  n2+  p'f 


bobi.hi^bol'" 


^^ 


^W 


i 


3    2    I     2     I     I    I 
n2+rn'     =  Tetrad  mn^sdt 


3     2 


b^g-fte-    ^3^^^,^'^ 


Hexod 


i 


+  rn 2        =   p2m3n4s2d2t2    _n2     @       m 


Hexad 
p2m3n4s2d2t2 


^°"  ^oil^   >JilJb>^^'^  l^bot^^  tletl^'^''  jbJljJt^^^ 


^ 


3  1221        ~  '31213 

Combination  of  Hexads  =  5^^6s5H5t3^®^P-^®*'"°**      *  n^+nn'  4 


^^ 


^^ 


=^^^ 


3    12    1      I      II 
n2  +  m'l  =  Tetrod   pmn^st 


w^^ 


3      I     2 


m 


^ 


g 


^ 


3     3     2 


^  +  m2^       =  p"  m^n4s2d2t2     n^       @      m  *       =  pll^gn4s2d2t2 


* 


3    12    2   1  ^21323 

Combination  of  Hexads  -§ai§in6fe5crt5  Comp.Tetrad  i    n5+  p^lf 


^ 


^^^ 


^^ 


>(bbo)bol^"t^°'^"'^^^ 


2        I  12     2    12 

342 


3     3     2 


VERTICAL    PROJECTION 
n     +  s'    =  Tetrad   mrrsdt 


S 


5a 


5b 


5c 


6a. 


6  b. 


6c. 


7a 


7b. 


7c. 


m 


.^k> -^     0 

+    s3 


Hexad  o 

p2rAAVt2      r    @        i 


iE 


Hexad 
p2m2nVd2t2 


a 


■ltv>   iJbJtlJfr 


^ 


^^^ 


^ 


33C 


2    112   3 


2    12    12 


Octad 


I 


Combination  of  Hexad s=  n4m5n6s5d5t3        CompTetrod       i   il^  ■*"  l'   ^ 


^ 


r^  J  .Ka'^^^-'t 


t7ok-%lji 


2     11       112      1 
n2  +  s '  I  =  Tetrad  pnr^n2st 


2     I     3 


m 


^ 


i^^ 


Hexad  Hexad 

n3  +    _s3l  =  _p2rn2n4s3d2t^2  n2      @      ^      4     =  p2m2n4s3d2t2 


3    3    4 


^o»  "bou,t,„ j^jt,jiJiiJbp  i^b^fe",  i,»i».>jUi^J^'''r 


'^  ■*3'3  2  I    1'       "^""^         ^^  "         ^12    12   4 

Combination  of  Hexads  =     D§m5n6c5ri4t3  CompTetrod  i_n2  +  s'    t 


^^^^^ 


<i.^   I^-"' 


i 


I    2  I    2    2    I    I 
n2  +  d'  =  Tetrod  pn^dt 


3     3      4 


m 


t>^a  1^  ii^J^ 


I  2  3 


Hexad 


Hexad 
p2m2n4s2d3t2 


I    3  3 


I    2   I    2    I 


Combinotion  of  Hexads  =   ^^^^  6s5d5t3  ^'^^''®^'^°*^     *     11^+^    ^ 


F^^lJ  .li|tf§*^ 


,ljv,l^e>k^botlotli 


1     I'    I       12    12 


I      2    3 


n2  t  dU  =  Tetrad    pmrftit 


m 


8a. 


8b. 


8c. 


!%  ^  i,^^r,r 


335 


Hexad 


Hexad 


i 


n^  +    d3  =  p2m2n4s2d3t2     ^2      @      _d   I    =  p2m2n4s2d3t 2 


^^ 


>^ijbJJ^^r 


^ 


^ 


^ 


^ 


^ 


•^-  vs^vs^ 


3   3  311 


■XT 


* 


Octad 


2   12  15 


Combination  of  Hexads  = -5j^5p6s4ci5t3     Comp.Tetrad         i    n^-k-6^    t 


bolqo 


>bo"t^°" 


^^P 


^g^ 


2     I     2     I     3     I     I 


7^ 


343 


COMPLEMENTARY    SCALES 

,2   4.  ,r.l  ♦_-r ^    ^2^„^2 


f  p'^  +  m'  t  sTetrod  p^mns 


I      _2  -  neXOa  ,^2         ^  r« 

+  ill         -p4m3n2s3d2t  P2     @      m 


m 


-  Hexad 


a 


9b. 


^^ 


tt""UJjji^^r 


2   2   3   1 
Octad 


=olP=t 


2   2  2    14 


I 


Combination  of  H9)iods=p6m5n5s6d4t2    Comp. Tetrad    I    p2  +  m U 


r'r^r^rk^ 


^ 


9c. 


10a. 


lOb. 


lOc. 


Ila 


lib. 


ott"Qft^" 


^ 


2    2    2      II      12 
i  Q^-^-  m'  I  =  Tetrod   p^msdt 


2     2     3 


S 


^2^5     I 


b1 


,  j^       o ,         HexQd  ,  ,         Hexad 

£3  +  _r]n2i      =  p4m3n2s3d2t         £2     @     ^  i      =p4m3n2s3d2t 


^g 


S 


o    "bvn 


^ 


k>   ^^ 


■«-  b-O-*^  *^2    I    4    I   2 

Combination  of  Hexods  =p^jJ|5°^4g5jj5^3Comp.Tetrad      i  _p^-»-m't 


2    2   3    11 
_  Octad 


i 


^ 


bo  be 


L^obii^ii^bo: 


r'r^jj  j^i 


^ 


2     I     I     3     I      I       I 


^ 


2     5      I 


* 


d^        +    m'  =  Tetrad   mns2d2 


^^ 


«#<=►"  8-  -J* 


l«-  I     2 
Hexad 


i 


+    IIl^=p2m3n2s3d4t 


Hexad 


i      @      ID  =p2m3n2s3d4t 


«» ^°^°  jj^M^i '  ^->"  ° """  #^ 


If  1^    1    I      I     4 

Combination  of  Hexads  =p4^°5n5s6d6t2  CompTetrad       i    d2  +    m' j 


:  [>b|»   J  J      ^obon   ^ 


lie 


'    I    r    I    I    I     2 


I       I      2 


344 


VERTICAL    PROJECTION 
d2       +    mU  =  Tetrad  pmsd^t 


m 


I2a. 


^ 


i«^i 


I 


:xx 


g 


a 


s 


I2b 


12  c. 


:3o. 


13b 


Combination  of  Hexods  =  p^^T4s5d6t3     Comp.Tetrod    |  d^    +     m'  t 


i 


_bL-*|;|c-ib< 


S 


^ 


=& 


l~       1      I 


II        14    11 
_p2  @   d  Hexad  p^m^ns^d^t^ 


fe 


d 2    @       p         Hexad  pWns^d^2 


S 


at 


^ 


i 


$ 


iff       I       K      I 


OBO 


r 


■^F' 


15    1       I 


* 


Combinotion  of  Hexods  =  i^^3j5t3  CompPentod  ^^f^ 


s* 


e^ 


is* 


^ 


I        I      c^if^ 


w^ 


xsr 

114     1      I 


I      I     5^1' 


Note:  The  tetrads  of  Example  48-4  have  all  been  discussed  in 
Chapter  46  as  projection  by  involution.  For  example,  tetrad  la 
of  Example  48-4,  (n^  +  p^),  is  the  same  chord  as  the  tetrad  of 
Example  46-6fo,  lirie  2,  {%n^m}^),  and  is  itself  the  involution  of 
tetrad  8a  of  Example  48-4,  ( n^  +  d\^),  which  appears  in  Chapter 
46-6Z?,  line  3,  as  Xrem}\^. 


345 


49 


Relationship  of  Tones 
in  Equal  Temperament 


We  come  finally  to  the  formidable  but  fascinating  task  of 
attempting  to  show  the  relationship  of  these  galaxies  of  tones 
within  the  system  of  equal  temperament.  The  most  complete 
presentation,  and  in  many  ways  the  most  satisfactory,  would 
seem  to  be  that  involving  the  abstract  symbolism  which  I  have 
employed  in  the  large  diagram  accompanying  this  text. 

Although  this  symbolism  may  at  first  glance  seem  foreign  to 
the  musician's  habit  of  thinking  tones  only  through  the  symbol- 
ism of  written  notes,  and  may,  therefore,  seem  "mathematical" 
rather  than  musical,  it  has  the  great  advantage  of  presenting  a 
graphic,  all-embracing  picture  of  tone  relationship  divorced 
from  the  artificial  and  awkward  complexity  of  musical  notation. 

For  example,  the  symbol  p^5^  indicates  the  simultaneous  pro- 
jection of  two  perfect  fifths  and  two  major  seconds  on  any  tone, 
up  or  down,  and  in  any  position.  This  one  symbol  therefore 
represents  the  sonority  C-D-E-G  in  any  of  its  four  positions: 
C-D-E-G,  D-E-G-C,  E-G-C-D,  and  G-C-D-E,  together  with  its 
involution  iC-B^-Ab-F,  in  its  four  positions:  C-Bb-A^-F, 
Bb-Ab-F-C,  Ab-F-C-Bb,  and  F-C-Bb-Ab,  plus  the  transposition  of 
these  sonorities  to  the  other  eleven  tones  of  the  chromatic  scale. 
The  one  symbol  therefore  represents  ninety-six  sonorities.  The 
presentation  of  such  a  chart  using  musical  notation  would 
assume  a  size  beyond  the  realm  of  the  practical.  It  should  be 
noted  that  the  order  of  half-steps  of  this  sonority,  represented  in 
the  chart  as  223(5)-C-D-E-G-(C)— may  also  appear  in  the  ver- 

346 


RELATIONSHIP    OF    TONES    IN   EQUAL    TEMPERAMENT 

sions  235  ( 2 ) ,  352  ( 2 )  or  522  ( 3 ) ;  and  in  involution  as  322  ( 5 ) , 
225(3),  253(2),  or  532(2). 

I  cannot  overemphasize  the  statement  which  has  reappeared 
in  different  forms  throughout  this  text  that  my  own  concern  is 
not  with  symbohsm  but  with  sound.  The  symbols  are  a  means 
to  an  end,  a  device  to  aid  in  clarity  of  thinking.  They  have  value 
to  the  composer  only  if  they  are  associated  with  sound.  To  me 
the  symbol  p~s^  represents  a  very  beautiful  sound  having  many 
diflFerent  connotations  according  to  its  position,  doubling,  and 
relationship  with  other  sounds  which  precede  and  follow  it. 

One  other  word  of  caution  should  be  added  before  we  take  off 
into  the  vast  realm  of  tonal  space  which  the  chart  explores.  The 
student  who  has  worked  his  way  slowly  and  perhaps  painfully 
through  the  preceding  chapters  cannot  fail  to  be  impressed,  not 
only  with  the  vast  number  of  possibilities  within  the  chromatic 
scale,  but  also  with  the  subtleties  involved  in  the  change  or  the 
addition  of  one  tone.  He  may  feel  overwhelmed  both  by  the 
amount  and  the  complexity  of  the  material  available  to  him  in 
the  apparently  simple  chromatic  scale,  and  wonder  how  any  one 
person  can  possibly  arrive  at  a  complete  assimilation  of  this 
material  in  one  lifetime. 

The  answer,  of  course,  is  that  he  cannot.  For  if  a  composer 
were  to  have  a  complete  aural  comprehension  of  all  of  the 
tonal  relationships  here  presented,  he  would  know  more  than 
all  of  the  composers  of  occidental  music  from  Bach  to  Bartok 
combined.  This  would  be  a  formidable  assignment  for  any  young 
composer  and  should  not  be  attempted  in  a  one-year  course! 

The  young  composer  should  use  this  study  rather  as  a  means 
of  broadening  his  tonal  understanding  and  gradually  and  slowly 
increasing  his  tonal  vocabulary.  He  may  find  one  series  of  rela- 
tionships which  appeals  to  his  esthetic  tastes  and  set  about 
absorbing  this  material  until  it  becomes  a  part  of  himself.  He 
will  then  speak  in  this  "new"  language  as  confidently,  as 
naturally,  and  as  communicatively,  as  Palestrina  wrote  in  his 
idiom,  providing,  of  course,  that  he  has  Palestrina's  talent. 

347 


COMPLEMENTARY    SCALES 


One  of  the  greatest  curses  of  much  contemporary  music  is 
that  it  uses  a  wide  and  comphcated  mass  of  undigested  and 
unassimilated  tonal  material.  The  end  result  becomes  tonal 
chaos  not  only  to  the  listener  but,  I  fear,  often  to  the  composer 
himself.  The  complete  assimilation  of  a  small  tonal  vocabulary 
used  with  mastery  is  infinitely  to  be  preferred  to  a  large 
vocabulary  incompletely  understood  by  the  composer  himself. 

Let  us  now  turn  to  an  examination  of  the  large  chart  in  the 
pocket  of  this  text.  Beginning  at  the  extreme  right-hand  lower 
corner  we  find  the  letters  p,  d,  s,  n,  m,  and  t,  symbolizing  the 
six  basic  intervals:  the  perfect  fifth  or  perfect  fourth,  the  minor 
second  or  major  seventh,  the  major  second  or  minor  seventh, 
the  minor  third  or  major  sixth,  the  major  third  or  minor  sixth, 
and  the  augmented  fourth  or  diminished  fifth. 

Below  each  of  the  letters  you  will  find  a  number  of  crosses, 
5  under  p,  5  under  d,  6  under  5,  5  under  n,  6  under  m,  and  3 
under  t.  These  crosses  serve  as  abbreviations  of  the  interval 
symbol,  that  is,  every  cross  under  the  letter  p  represents  that 
interval.  A  cross  indicates  that  the  interval,  of  which  the  symbol 
appears  at  the  top  of  the  vertical  column,  is  included  in  the  triad, 
of  which  the  symbol  appears  to  the  left  of  the  horizontal  line  in 
which  the  cross  is  located. 

Proceeding  laterally  to  the  left  we  find  the  section  of  the  chart 
devoted  to  triad  formations,  III.  Here,  again,  the  crosses  repre- 
sent abbreviations  of  the  triad  symbols.  In  other  words,  each 
cross  laterally  on  the  line  with  the  triad  symbol  p^s  repre- 
sents the  triad  p^s.  The  same  thing  is  true  of  the  crosses 
marking  the  positions  of  triads  pns,  pmn,  pmd,  and  so  forth. 
These  triads  are  divided  by  dotted  lines  into  groups— the  first 
four  all  contain  the  perfect  fifth;  the  next  three  all  contain  the 
minor  second;  ms^  is  the  basic  major-second  triad;  nH  is  the 
basic  minor-third  triad;  m^  is  the  basic  major-third  triad;  and  the 
last  two  triads  are  those  in  which  the  interval  of  the  tritone 
predominates.  The  numbers  to  the  right  of  the  triad  symbols 
indicate  the  order  of  half-steps  which  form  this  triad  in  its  basic 

348 


RELATIONSHIP    OF    TONES    IN    EQUAL    TEMPERAMENT 

position— p^s  above  the  tone  C  becomes  C2D5G5(C),  having 
the  order  of  half-steps  25(5).  Each  cross  in  this  section  of  the 
chart  indicates  that  the  triad,  whose  symbol  appears  at  the  left 
of  the  horizontal  line,  is  included  in  the  tetrad  identified  by  the 
symbol  at  the  top  of  the  vertical  column  in  which  the  cross  occurs. 

Proceeding  upward  from  the  triads,  we  find  immediately 
above  them  the  section  of  the  chart  devoted  to  tetrads,  IV.  Here 
again  the  crosses  represent  the  tetrad  symbol  proceeding  ver- 
tically downward.  The  tetrad  P^,  for  example,  will  be  found 
below  the  symbol  on  the  first,  second,  fourth,  and  fifth  spaces  of 
the  chart. 

For  the  sake  of  space  the  interval  analysis  of  the  tetrad  is 
given  as  six  numbers,  without  the  interval  letters  p,  m,  n,  s,  d, 
and  t.  The  numbers  to  the  right  of  the  interval  analysis  represent 
again  the  order  of  the  sonority  in  half -steps.  The  tetrad  P^ 
should  therefore  be  read:  three  perfect  fifths,  having  the  analysis 
301,200,  three  perfect  fifths,  no  major  thirds,  one  minor  third, 
two  major  seconds,  no  minor  seconds,  and  no  tritones;  the 
order  of  half-steps  being  252(3),  that  is,  above  C; 
C2DgG2A(3)  (C).  Each  cross  in  this  section  of  the  chart  indicates 
that  the  tetrad,  whose  symbol  appears  at  the  top  of  the  vertical 
column,  is  included  in  the  pentad  identified  by  the  symbol  at  the 
extreme  left  of  the  horizontal  column  in  which  the  cross  occurs. 

Proceeding  laterally  and  to  the  left  we  come  to  the  section  of 
pentads,  V,  which  occupies  the  large  lower  left-hand  section  of 
the  chart.  Here,  again,  the  crosses  indicate  the  pentad  on  the 
same  lateral  line.  The  pentad  P*,  for  example,  is  found  on  the 
first,  second,  fourth,  and  sixth  spaces  of  the  lateral  line  following 
the  symbol  P*  This  pentad  has  the  analysis  412,300,  and  the 
order  of  half-steps  2232(3),  which  might  be  represented  by  the 
tones  C-D-E-G-A-(C).  Each  cross  in  this  section  of  the  chart 
indicates  that  the  pentad,  whose  symbol  appears  at  the  left  of  the 
horizontal  line,  is  included  in  the  hexad  identified  by  the  symbol 
at  the  top  of  the  vertical  column  in  which  the  cross  occurs. 

The  six-tone  scales,  or  hexads,  VI,  will  be  found  above  the 

349 


COMPLEMENTARY    SCALES 

pentads  and  forming  a  connection  between  the  pentads  below 
and  the  heptads  above.  The  crosses,  again,  indicate  of  which 
hexads  the  individual  pentads  below  are  a  part.  The  pentad  P^ 
will  be  seen  to  be  a  part  of  the  hexads  F^,  pns,  ^pV^\  and  p^m^. 
P°  has  the  analysis  523,410,  indicating  the  presence  of  five  per- 
fect fifths,  two  major  thirds,  three  minor  thirds,  four  major 
seconds,  one  minor  second,  and  no  tritones.  It  has  the  indicated 
order  of  half-steps  22322  ( 1 ) ,  which  would  give  the  scale,  above 
C,  of  the  tones  CsDsEaGaAsBd,  ( C ) . 

The  portion  of  the  chart  above  the  hexads  gives  the  heptads, 

VII.  These  scales  are  the  involutions  of  the  complementary 
scales  of  the  pentads  below  and  are  so  indicated  by  the  letter 
"C."  The  heptad  VII  p^  is,  therefore,  the  corresponding  scale  of 
the  pentad  V  P^.  The  scale  C,  pns/s,  corresponds  to  the  pentad 
pns/s,  the  heptad  C,  p7?in/p,  corresponds  to  the  pentad  pmn/p, 
and  so  forth.  (Pns/s  is  used  as  an  abbreviated  form  of  the  sym- 
bol, pns  @  s.)  Here  each  cross  in  this  section  of  the  chart  indi- 
cates that  the  heptad,  whose  symbol  appears  at  the  left  of  the 
horizontal  column,  contains  the  hexad  identified  by  the  symbol 
below  the  vertical  column  in  which  the  cross  occurs. 

Proceeding  now  laterally  to  the  right  we  find  the  octads, 

VIII,  above  the  tetrads.  These  scales  are  all  the  corresponding 
scales  of  the  tetrads  below,  so  that  it  is  not  necessary  to  repeat 
the  symbol,  but  only  to  give  the  intervallic  analysis  and  the  order 
of  half-steps.  For  example,  the  corresponding  scale  to  the  tetrad, 
P^,  is  the  octad  opposite,  with  the  analysis  745,642  and  the  order 
1122122(1),  giving  the  scale,  above  C,  of  CiCSiDoEoFJfiGsAs 
Ba,(C). 

Proceeding  vertically  upward  to  the  top  of  the  chart  are  the 
nonads,  IX,  which  are  the  counterparts  of  the  triads  at  the 
bottom  of  the  chart. 

Proceeding  horizontally  to  the  right,  we  find  the  relationship 
between  the  nine-and  ten-tone  scales.  It  will  be  observed  that 
the  six  ten-tone  scales  which  are  on  the  upper  right  hand  of  the 
chart  are  the  counterparts  of  the  six  intervals  which  are  repre- 

350 


RELATIONSHIP    OF    TONES    IN   EQUAL    TEMPERAMENT 

sented  at  the  lower  right  hand  portion  of  the  chart. 

At  first  glance,  this  chart  may  seem  to  be  merely  an  interesting 
curiosity,  but  careful  study  will  indicate  that  it  contains  a  tre- 
mendous amount  of  factual  information  regarding  tone  relation- 
ship. For  example,  the  relation  of  two-tone,  three-tone,  four-tone, 
and  five-tone  sonorities  to  their  corresponding  ten-,  nine-,  eight-, 
and  seven-tone  scales  will  be  discovered  to  be  exact.  If  we  begin 
with  the  pentads  on  the  left  of  the  chart  and,  reading  down,  we 
add  2  to  the  number  of  intervals  present  in  each  sonority— except 
in  the  case  of  the  last  figure,  the  tritone,  where  we  add  one-half 
of  two,  or  one— we  automatically  produce  the  intervallic  compo- 
sition of  the  sonority's  corresponding  heptad.  For  example,  the 
first  pentad  has  the  intervallic  analysis  412,300.  If  we  add  to 
this  the  number  222,221,  we  produce  634,521,  which  will  be 
found  to  be  the  analysis  of  the  corresponding  heptad.  The 
second  pentad  has  the  analysis  312,310.  Adding  to  this  the 
intervals  222,221,  we  produce  the  analysis  534,531,  which  is  the 
analysis  of  the  heptad  C.  pns/s.  In  like  manner,  the  analyses  of 
all  of  the  heptads  may  be  produced  directly  from  that  of  their 
corresponding  pentads. 

Proceeding  further,  we  have  already  pointed  out  that  the 
tetrads  and  octads  have  a  corresponding  relationship.  This  may 
be  expressed  arithmetically  by  adding  to  the  intervallic  analysis 
of  the  tetrad  four  of  each  interval,  except  the  tritone,  where  we 
again  add  half  of  four,  or  two.  The  analysis  of  the  four-tone 
perfect-fifth  chord  we  observe  to  be  301,200.  Adding  to  this 
444,442,  we  produce  745,642,  which  proves  to  be  the  analysis 
of  the  corresponding  octad.  The  second  tetrad,  p^s^,  has  the 
analysis  211,200.  Adding  the  intervals  444,442,  we  produce 
655,642,  which  proves  to  be  the  analysis  of  the  corresponding 
octad.  This  is  true,  again,  of  all  tetrad-octad  relationships. 

The  triad-nonad  relationship  is  expressed  by  the  addition  to 
the  triad  analysis  of  six  of  each  interval  except  the  tritone,  where 
the  addition  is  one-half  of  six,  or  three.  The  first  triad  at  the 
bottom  of  the  chart  is  p^s  or,  expressed  arithmetically,  200,100. 

351 


COMPLEMENTARY    SCALES 

Adding  to  this  666,663,  we  produce  866,763,  which  will  be  found 
to  be  the  analysis  of  the  corresponding  nine-tone  scale  at  the 
top  of  the  chart.  The  triad  pns,  101,100,  becomes  in  its  nine-tone 
relationship  101,100  plus  666,663,  or  767,763,  and  so  forth. 

The  single  interval  may  be  projected  to  its  ten-tone  counter- 
part by  the  addition  of  eight  of  each  interval,  p,  m,  n,  s,  and  d, 
and  four  tritones.  The  decad  projection  of  the  perfect  fifth 
therefore  becomes  100,000  plus  888,884,  or  988,884.  The  projec- 
tion of  the  major  third  becomes  898,884;  of  the  minor  third, 
889,884,  and  so  forth. 

Since  this  chart  is  of  necessity  biaxial,  it  may  take  some  prac- 
tice to  read  it  accurately.  If  we  begin  with  the  interval  of  the 
fifth,  p,  at  the  lower  right  hand  of  the  chart  we  find  by  proceed- 
ing laterally  to  the  left  that  it  is  contained  in  five  triads  p^s,  pns, 
pmn,  pmd,  and  pdt.  Conversely,  we  find  that  the  perfect-fifth 
triad,  p^s,  contains  the  intervals  p  and  s.  Proceeding  now  upward 
from  the  triads  to  the  tetrads  we  find  that  the  triad  p^s  is  con- 
tained in  the  tetrads  p^,  ph^,  p^m^|,  p^d^'l,  and  p^d^.  Conversely 
the  perfect-fifth  tetrad  p^  will  be  seen  to  contain  the  triads  p^s 
and  pns. 

Proceeding  laterally  to  the  left,  from  the  tetrads  to  the  pentads, 
we  observe  that  the  tetrad  P^  is  found  in  the  pentads  P^,  pns/s, 
^p^n^l,  and  p^d^.  Conversely,  the  pentad  P*  contains  the  tetrads 
P^,  pV,  and  p/n. 

Proceeding  upwards,  from  the  pentads  to  the  hexads,  we  find 
that  the  pentad  P^  is  contained  in  the  hexads  P^,  pns,  p^s^d^l, 
and  p^m^.  Conversely,  the  hexad,  P^,  contains  the  pentads  P^, 
pns/s,  and  pmn/ p. 

Proceeding  again  upwards,  from  the  hexads  to  the  heptads,  we 
find  that  the  hexad  P^  is  a  part  of  the  three  heptads  P®,  C. 
pns/s,  and  C.  pmn/p.  Conversely,  the  heptad  P^  contains  the 
hexads  P^,  pns,  n^s^p'^X,  and  p^/m. 

Proceeding  now  laterally  and  to  the  right,  from  the  heptads 
to  the  octads,  we  find  that  the  heptad  P^  is  a  part  of  the  octads 

352 


RELATIONSHIP    OF    TONES    IN   EQUAL    TEMPERAMENT 

P\  C.  pV,  and  C.  p/n.  Conversely,  the  octad  P^  contains  the 
heptads  P^  C.  pns/s  C.  jp^n^j,  and  C.  p^d^. 

Proceeding  upward,  from  the  octads  to  the  nonads,  we  find 
that  the  octad  P^  is  found  in  the  nonads  P^  (C.  p^s)  and  C.  pns. 
Conversely,  the  nonad  (P^)  contains  the  octads  P^,  C.  pV,  C. 
p^m%  C.  p^d't,  and  C.  pH^. 

Finally,  proceeding  laterally,  from  the  nonads  to  the  decads, 
we  find  that  the  nonad  P^  is  contained  in  the  decads  C.  p,  and 
C.  s.  Conversely,  the  decad  C  p  (or  P^)  contains  the  nonads  P^ 
(C.p^s),  C.  pns,  C.  pmn,  C.  pmd,  and  C;  pdt. 

The  arrows  on  the  chart  which  indicate  the  progression  from 
the  intervals  to  the  triads,  from  the  triads  to  the  tetrads,  the 
tetrads  to  the  pentads,  and  so  forth,  may  be  helpful  in  tracing 
various  "paths"  of  tonal  relationship. 

As  the  student  examines  the  analyses  of  the  various  sonorities 
or  scales,  he  will  find  that  they  differ  in  complexity.  The 
analysis  of  the  triads  is  simple.  The  analysis  of  the  tetrads  is 
comparatively  simple,  but  there  are  several  forms  that  have  at 
least  two  possible  analyses.  The  second  tetrad,  p^  s^,  for  example, 
may  be  analyzed  as  the  simultaneous  projection  of  two  perfect 
fifths  and  two  major  seconds  (pV);  or  as  the  projection  of  a 
perfect  fifth  above  and  below  an  axis  tone,  together  with  the 
projection  of  a  minor  third  above  or  below  the  same  axis 
( p^n^X ) ;  or,  again,  as  the  projection  of  a  major  second  above  and 
below  an  axis  tone,  together  with  the  projection  of  a  perfect  fifth 
above  or  below  the  same  axis  (s^p^).  The  tetrad  p  @  n  may  also 
be  analyzed  as  n  @  p,  since  the  result  is  the  same.  The  basic 
tetrad  of  the  tritone-perfect-fifth  projection  may  also  be  analyzed 
SLS  p  @t,  and  so  forth. 

The  pentads  have  several  members  which  have  a  double 
analysis,  as  indicated  on  the  chart.  The  hexads  are  more  com- 
plicated, some  of  them  having  three  or  more  valid  analyses. 
There  are  still  other  possible  analyses  which  have  not  been 
specifically  indicated,  since  their  inclusion  would  add  nothing 
of  vital  importance. 

353 


COMPLEMENTARY    SCALES 

One  curiosity  might  be  noted.  In  Chapter  48  the  subject  of  a 
"diagonal"  relationship  was  discussed  in  the  case  of  the  isomeric 
"twins"  and  "quartets"  among  the  hexads.  The  chart  makes  this 
relationship  visually  clear.  The  twins  and  quartets  are  indicated 
by  brackets.  Now  if  we  examine  the  position  of  the  crosses  indi- 
cating the  doads,  triads,  tetrads,  octads,  nonads,  and  decads  we 
find  that  the  upper  half  of  the  chart  is  an  exact  mirror  of  the 
lower  part  of  the  chart.  In  the  case  of  the  pentads  and  heptads, 
the  upper  half  of  the  chart  is  a  mirror  of  the  lower  except  where 
the  connecting  hexad  is  a  member  of  the  "twin"  or  "quartet"  re- 
lationship, where  the  order  is  exactly  reversed.  In  the  vertical 
column  at  the  extreme  left  of  the  chart,  the  three  crosses  indicat- 
ing pentads  one,  two,  and  three  are  mirrored  above  by  the  hep- 
tads  one,  two,  and  three,  in  ascending  order.  In  the  second 
column  from  the  left  the  crosses  marking  pentads,  one,  two,  four, 
fourteen,  fifteen,  and  twenty  are  mirrored  by  heptads  in  the  same 
ascending  order.  The  third  and  fourth  columns,  however,  are 
connected  with  their  corresponding  heptads  by  the  isomeric  hex- 
ad "quartets."  Here  it  will  be  seen  that  the  third  column  of  pen- 
tads is  "mirrored"  in  the  fourth  column  of  heptads,  and,  con- 
versely, the  fourth  column  of  pentads  is  mirrored  in  the  third 
column  of  heptads.  This  same  diagonal  relationship  will  be  ob- 
served wherever  the  twins  and  quartets  occur,  although  there  are 
four  cases  where  there  is  a  "double  diagonal,"  that  is,  where  one 
pentad  and  one  heptad  are  related  to  both  members  of  a 
quartet  family. 

As  far  as  the  order  of  presentation  of  the  sonorities  is  con- 
cerned, I  have  tried  to  make  the  presentation  as  logical  as 
possible.  The  hexads,  for  example,  are  arranged  in  seven  groups. 
In  the  first  of  these,  the  perfect  fifth  predominates  or,  as  in  the 
case  of  the  second  hexad,  has  equal  strength  with  its  concomitant 
major  second.  In  the  second  group  the  minor  second  pre- 
dominates, except  in  the  case  of  the  second  of  the  series  where 
the  minor  second  has  equal  strength  with  its  concomitant  major 
second.  In  group  three  the  major  second  predominates,  or  has 

354 


RELATIONSHIP    OF    TONES    IN    EQUAL    TEMPERAMENT 

equal  strength  with  the  major  third  and  tritone.  In  group  four 
the  minor  third  predominates  with  its  concomitant  tritone.  In 
group  five  the  major  third  predominates  throughout.  In  group 
six  the  tritone  predominates,  or  has  equal  valency  with  the 
perfect  fifth  and/or  the  minor  second.  In  the  last  group  no 
interval  dominates  the  sonority,  since  in  all  of  them  four  of  the 
six  intervals  have  equal  representation. 

This  grouping  is  indicated  by  the  dotted  vertical  lines  and 
the  solid  "stair-steps"  which  should  make  the  chart  more 
easily  readable. 


355 


50 


Translation  of 

Symbolism  into  Sound 


For  those  composers  wHq  have  difficulty  in  grasping  com- 
pletely the  symbolism  of  the  preceding  chapter,  I  am  attempting 
here  to  translate  the  chart  of  the  relationship  of  sonorities  and 
scales  in  equal  temperament  back  again  to  the  symbolism  of 
musical  notation.  It  should  be  stated  again  that  this  translation 
cannot  possibly  be  completely  satisfactory.  A  nine-tone  scale,  for 
example,  will  have  nine  different  versions.  If  the  scale  has  an 
involution,  that  involution  will  also  have  nine  positions.  Each 
of  these  eighteen  scales  may  be  formed  on  .any  of  the  twelve 
tones  of  the  chromatic  scale.  Therefore,  in  the  cases  of  such 
nine-tone  scales,  one  symbol  represents  216  different  scales  in 
musical  notation,  although  only  one  scale  form. 

The  musical  translation  of  the  chart  can  therefore  give  only 
one  translation  of  the  many  translations  possible  and  must  be 
so  interpreted. 

Example  50-1  begins  with  the  twelve-tone  and  the  eleven-tone 
scale,  each  of  which  is  actually  only  one  scale  form,  and  then 
proceeds  to  the  six  ten-tone  scales.  Each  of  these  scales,  as  we 
have  seen,  corresponds  to  a  two-tone  interval.  The  ten-tone  scale 
C,  p  is  presented  with  the  interval  p  of  which  it  is  the  projection. 
The  ten-tone  scale  C,  d  is  presented  with  its  corresponding  inter- 
val d,  and  so  forth.  The  order  of  presentation  will  be  seen  \p 
conform  with  the  order  of  presentation  in  the  chart.  Since  all 
of  the  scales  are  isometric,  no  involutions  are  given. 

356 


translation  of  symbolism  into  sound 
Example  50-1 


I        I       (I) 


^'/i    Eleven -tone  Scale 


I  I         (2) 


i 


Ten -tone  Scales 
C.p     ££m£n£s^dfl^ 


Conresponding  Intervals 
P 


4n^ 


^  ^^     o  jto      o   fl*^     ^   ff 


I"        I         I  I         2         I         I  I         2      (I) 

C.d      p8m8n8sQd9t^  A    d 


■i^^ 


Iff     1       r     I        I       I 


33: 


o      k^  jtk.1      o  !iL^ 


Iff     I       r     I        I       I       I       I       I     (3) 

C.s.     p8m8n8s9d8t4 


-o-     5-0- 


ff        1        ?       9         I         I         II 


o    !>") 


# 


I        2       2 
C.n      p8m8n9sQd6r4 


I         I         I         I        (I) 


bo  t;o    *>>  bo^ 


i 


bvs  t|o  bo  1^*-^  ^ 


I       I 
Cm      p^m^n^sSd^t'* 


I        2       I      (2) 


o  to     v^=#g= 


ivTr 


^^ 


-o- 


*F7^ 


12  11  II 

C.t       p^m^nQs^d^t^ 


(II 


ff  I  l"  I  ?  I  I  I  I  (?^  V         -«»- 


I         l"        I        2         I         1  1        I       (2) 


357 


COMPLEMENTARY    SCALES 


Example  50-2  gives  the  nine-tone  scales  with  their  involutions, 
where  they  exist,  and  with  the  corresponding  triads,  of  which 
they  are  projections,  and  the  triad  involution,  if  any. 

The  order  of  presentation  is,  again,  the  same  as  that  of  the 
chart  for  ready  comparison, 


IX 


Nine-tone  Scales 
C.  p^s    866,763 


Example  50-2 

Involutions 


Cor^^ponding  involutions 


p2s 


ts^ 


i^nt 


^^^ 


^EC^ 


I'n    2  2    I    I     I    2  (1) 
C.pns     767,763 


FO 

2    5(5) 


* 


^o(o)i  olxibo,,b^(^^ 


pns 


-tnfcisx 


^ 


:tjO 


safe 


=»^ 


\^    "    I    2    I    2   2  (I) 
C.pmn    777,663 


I     I     I     I    2    I    2    2  (I 


i 


7  2(3) 

pmn 


7   2  B)^ 


ii?^ 


-^^I^v^bo^^t,,^^^ 


/>")'^*^l>> 


f^ 


f 


ODOO' 


I    2     I     i     I    2  (I)  4    3  (5)  4   3    (5) 

pnnd 


2   f     12   11     I   2(1) 
C.pnnd   776,673 


I      I      3     I       I      2      I      I     (0  -»    >«   ni  •,    /I    /■'?=-' 


r   I  3   I    12    I    I  (I) 
C.sd^   666,783 


sd 


7  4(1)         7  4  (H 
2 


rtEst 


:X«3fc: 


r   I    I    I  I  I    I    I  (4) 
C.nsd     667,773 


r  I  (10) 

nsd 


I    I     I     I    I    I     I   2(3)  I    I     I     I     I     I     I    2  (3)  I     2  ( 


(")i  *'o 


pr 


i 


II     I     III     I   2(3) 
C.mnd   677,673 


(9)        I    2(91 


nnnd 


^^oit»°''-'^-^^°'^'^'""'^"^"oi>o„^ 


^")'"til?i 


ni 


3    I    2    I    I    I      I      I    (I)  3     I   (8)  3    1(8) 


3    I    2    I     I     I    I  I  (I) 
C.rns^   676,863 


«3l^O  t^ 


ms' 


2  2  2    I   I    I     I     1(1) 
C.n£l    668,664 


2    2  8 

n2t 


» 


,i4'o(") 


■bol^^il'otl* 


^ 


^^ 


I    r    I     I    2    i    2  I  (2) 


3    3  (6) 


358 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 

Cm'    696,663  m^ 


iW= 


^ 


^^^ 


^ 


2     I    I    2    I     I    2    I  (1) 
C.pdt    766,674 


4    4  (4) 
pdt 


I      I      I    I    2    I    I    I   (3)  I     I     I     I     2    I    I     I  (3)  6 


(,o)   ■  111 


1«T 
I  (5)  6     1  15) 


^  C.mst  676,764  mst 


i    2   2    I     I     I     I  (2)         I     I     2    2    I    I    I      I  (2) 


2    4  (6) 


2     4  (6) 


Example  50-3  gives  the  octads  with  their  corresponding  tetrads 
in  the  same  order  as  that  o£  the  chart. 


Eight-tone  Scales 
^"'    C.p"^  745,642 


Example  50-3 

Involutions 


'^p3  301,200 


5dS 


ots^i 


^^ 


^^ 


2    2    12  2(1) 


:o:'=» 

2   5   2(3) 

p^^    211,200 


Cp^s^  655,642 


(i>):     nbo[^ 


tf..o^ov>^^-);  "^^-^^ 


2  2   2    1     I     I   2  (I) 
Cp/n  656,542 


*^ 


2   2  2    1     I     I     2  (I 


2    2  3  (5)  2    2    3  (S) 

p/n     212,100 


r 


.boM  : 


joC") 


^^Qobetjo 


3    4  3(2) 
p^m'l   211,110 


i 


2    12    1     12    L(2) 
C.p^m't    655,552 


b^l;uboN  i  ^^^^R^ 


,^"^i    "|u 


^o^ 


n  O 


°<>^obo 


=®=EE 


^ 


w 


t 


3  1      12   11     I   (2) 
C.p/m   665,452 


3     112    1     I     1(2) 


4   I    2(5)  4 

p/nn    221,010 


2(5) 


^ 


FFre^^ 


^ 


^ 


2    113 


2(1) 


4  3  4(1) 

IV    T, 

Df  001,230 


M= 


!D 

(9) 


I"     1      r     I      II       II 


I     M     I   (5) 


^^ 


359 


COMPLEMENTARY    SCALES 
C.d^s^  455,662  d^s^  011,220 


# 


I    I    I     I    I     I    2  (4)  I      I     I     I     I     I    2  (4)  I     I    2  (8) 

Cd/norn/d     456,562  d/n    012,120 


2  (8) 


P^ 


:tnti: 


jM^**#* 


^ 


r  I    I    I   I   I  3(3) 

C.d^m'  $     555,562 


r    2  I  (8) 
d£ml  <     111,120 


ii^ 


^S 


«^?« 


^^^«= 


'l^ 


I     2    14    1     I     I  (I) 
C.d/m  or   m/d    565,462 


I    2    I    4   I     I     I   (f)'         13  7(1)  13    7 


d/m    121,020 


M: 


=<?3^ 


^oljobotio^ 


S= 


I    3  I  (7) 
S3   020,301 


VIII 


i 


Ml     I     I   3    1(3) 
S7        464,743 


IV 


^ 


4.,o^o"ttv^^'-^i 


2   2  2  (6) 


2  2  2    11      I    I  (2) 
C.s£n't    555,652 


4 


s£n"|    111,210 


^^^^^^\> '^■■'°'"':--'°''° o 


bo(");  "t?^ 


II      I     113    2(2)  II      I     I     I    3  2  12)  2    I    7(2)         2    1 


7  (2) 


i 


C   s/n   or   n/s    546,652 


s/n    or  n/s    102,210 


t54: 


i^niJ 


,bc»[|o"it«' 


=^33 


2   1     2  (7) 

N^    004,002 


i 


2    11     II     I    2  (3) 
C.N^     448,444 


>bo("J  ; 


^^^ 


.l>«jboln< 


^obi 


3    3    3  (3) 
n^p'l     112,101 


I     2    12    1     2    I    (21 
C.n^p't    556,543 


3    4   2  (3' 


F 


2    12   2    1     I     2  (I) 
Cn^d'  t    456,553 


2    I    2   2   I     I    2  (if '        3    4  2  (3) 


n^d't    012,111 


b.■^l^vto^^^)  :  ^'obo^^ 


J.")  :  ^'o 


I  2  eBT^ 


^botjob* 


^oboJ;o/^)'  .^ob^ 


I     r    I     2   3   I    2(1) 


II     12  3    1     2  (T) 


I     2    6(3) 


360 


i 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 
C.n^s'  J     546,553  n^s'  t    102,111 


^bc»(>'')    :  ^''oboi.^k 


^%M ;  ^^\?i 


^^ 


^ 


^^ 


II      I     I    3  2  1(2) 
Cn^m' t   556,453 


■   ■"■  2    I     6(3)  2    16  (3) 


I     I     I     I   3   2     I   (2) 


i 


nfm'j    112,011 


^ 


I     2    I     2    I    I     I  (3)         I    2    I    2    I    I     I  (3) 
C.n/m  or  m/n  566,452 


3~r    5(3)  3    1    s'T^'P 

n/m  or  m/n   122,010 


^^^^^^ 


^^ 


^ 


3     12    1 


I    2(1) 


3  (5) 


C.  M^        575,452 


M^lm^p'  t)  131,010 


T     I    2     I    I     3  (I)  2    I    I     2    I     I    3  (I)  ^       4    3    I   (4)  4   3    I  (4 


"4    3    I   (4)  4   3    1  ^p 

m2s2    030,201 


C.m2s2     474,643 


^^^ 


^g= 


2    2    2    11     2    I  (I) 
Cp/td'^)   644,464 


.e.og>^ ^ 

2   2    4(4) 

p/t       200,022 


^=^ 


i^ 


^^ 


^3CS 


^^ 


^^f 


i 


3     I     I    I  (3) 
C.m/t      464,644 


r     5    I  (5) 
m/t    020,202 


H^"^'>^'^^i 


i^c^ 


^ 


^^IPS 


2    1     12    2    1     I   (2) 
C  pmnsdt    555,553 


4    2   4(2) 
pmnsdt   111,11! 


^4"°«°""°^"';"  °H^^^„hJ  ^.ii»^^ 


I      3   2    I    I     2     I  (I)  I     3    2     I     I    2    I  (I) 

C.  pmnsdt    555,553 


4   2     I    (5)         4    2   I  (5) 

pmnsdt    111,111 


^^^^^^^^ 


^^^^ 


r     I    2    2    I    3     I  (I)  I     I     2     2  I    3   I    (h 

Cp^d'  t    654,553 


^^^ 


(6) 


r    3    2  (6)         13    2  (6) 
p2d'  ^     210,11! 


^„k.>.»>.°^°>"'"'""°"°^° 


A"):  *-^o 


^35= 


I     2   2    I     I    3    I  (I)  I    2   2   I      I   3    I  (I)  I    4   2  (5)  I    4  2  (B) 


361 


i 


COMPLEMENTARY    SCALES 
C.£^  or  d/p   654,463  p/d  or  d/p  210,021 


!^^Mv>^l^"°'"^''^ 


^^ 


^     6   I   (4) 
p2d2  200,121 


i 


I  r  I  3  I  I  3(1) 

C.p2d2   644,563 


^ 


^°^ 


1^^ 


33l^ 


r    I    4  I   I    I  2  (1) 

C.  d^p'  J    554,563 


r    I    5  (5) 
d^p'^  110,121 


i 


^ 


'Oj^^bfiob 


o(o)  ;  i-t^ 


^^^M^^ 


*-"■'»'' OPOc^ 


S 


f 


o 

I     6  4(1) 


— IKJ 

I    6  4    (f 


r 


12     1      III    4(1) 


12    1      I     I      14 


Example  50-4,  in  like  manner,  shows  the  relation  of  the  hep- 
tads  to  their  corresponding  pentads  and  involutions. 


VII 


Seven -tone  Scales 


Involutions 


Example  50-4 

Conresponding 


Pentads 


Involutions 


p6 


634.521 


412,300 


^^ 


T^m 


oo{t^>° 


Q      l-l      O 

2    2   3    2(3) 
pns/s   312,310 


2    2    2    I    2  2  (I) 

C, pns/s  534,531 


botlolvy  :  »»^o= 


>U>):Ob< 


=^=si 


'bool>^ 


o  *' 


•^^toi 


^ 


r 


4 


2    3   2  2  1     I    (I) 
C.pmn/p  544,431 


2    3    2    2    1    I  (I 


2   5    2  2  (I) 
pmn/p  322,210 


2    5  2    2  ( 


a^o(");"bei^ 


o(,o)!"bo|^ 


m 


H^ 


2   2  3   1     I    2(1) 
C  t  p^rf  i   534,432 


2    2    3    4(1) 

tp^n^l    312,211 


1^ 


2    2  3    1     12 


(1) 


2    2  3   4 


^P 


r    I     2    2    I    2  (3) 
C.p^d^  533,442 


'(■©■)  «-»' 

3)  ^       2    4     I    2  (3) 


IT 


I      I     2    2    I    2  (3) 


2    4 


2  (3) 


i 


p'd^  311,221 


^ 


C") ;  *^  obo 


^ 


TT^ 


^^ 


:^^ 


^^, 


=^ 


r     I    4    1     2  2(1) 


^5~ 

I    5    2(3) 


r 


I     14    12    2 


I    5    2(3 


362 


i 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 
C.pmd/p  543,342  pmd/p  321,121 


J„o^^"^'"H. 


2    3    1      I     3    I   (I) 


f^ 


2    4    I    4  (I)         2    4    1    4  Ifp 


2    3    1     13    1 


VII 


D^     234,561 


D."*    012,340 


^ 


:^ 


^^P 


"^^f 


^^ 


cr«- 


I    I     I   (6) 


C.nsd/s   334,551 


I   (8) 
nsd/s  112,330 


i 


(,ki);not>« 


bot|o'»'J 


,bot)ot>o' 


^^ 


I  (f)  III 


*'o 


r 


I     I     I    2    5  I  (I) 
Cmnd/d    344,451 


I     I     I  2  5 


2  (7)        I     I     I    2{ 
mnd/d    122,230 


>'>*J  :  tipbc^ 


>')i"o^.|r 


I    I  4(3)  '       r    2 


is^: 


^^^ 


I    I  (7)         I    2    I     I  (7) 


^ 


I      I     I     I     I    4  (3) 
C.d^n^  334,452 


III     114 


d^n^  Il2,23i 


l"l    7    I   2   I  (5)  I     I     I    I  2     I  (5)  ^        ri     I     3  (6)         I    I     I    3  (6) 


(5) '    i*n  I  3  (6) 

dV    211,231 


4 


C.d5p2  433,452 


(fc.t)  :   tl  olyc^ 


^ 


II     12  1      I  (5) 
C.pmd/d     443,352 


IT^ 


r 


I     I     I    2    I     I  (5) 


I    I    4  (5) 


I     I      I  4  (I 


i 


pmd/d       221,131 


i^^^^ 


V):"ot>OL 


m 


oC^) :  m| 


ii 


TStP 


W. 


^Rf= 


^33- 


l^'^l     4    13    I   (I) 

VII       c 

-6       262,623 


= — '  ■  OPUi 

I      I    4    I    3     I    ( 


^ 


6    I    3    I    (I) 
S^       040,402 


6    13     I   (H 


r 


2    2  2    1      I    2  (2) 
C.t£n2|  (or    p^n^)  444,522 


2   2  2    2   (4) 


tsfr^lor  ££n2<)   222,30! 


2    2  2    I    2    I  (2) 
C.s3p2  443,532 


2   2    2   3(3) 
s3p2    221,31! 


2    2  2    I     I     I  (3)         2     2    2    I     I     I 


2    2    2     1(5)         2    2   2   I  (^) 


363 


i 


COMPLEMENTARY   SCALES 
C.s^d^    343,542  s^d^    121,321 


r    I    I      I    2    2  (4)        I     I      I     I     2    2  14)         r    I    2   2    (6)         I     I     2    2  C« 
C.s^n^ior   n£d5t)  244,542  s^n^  lor  n£d ^  J  )    022,321 


i 


^^ 


^ 


^ 


jbo^ 


^^^ 


r     I     II     2  4(2) 
^"  _n6  336,333 


2 
Vm4 


I    2(6) 
114,112 


boC"): 


i^ 


^obo^^' 


=^33 


|"il"k>, 


k>^^< 


^^^ 


^«s 


12   3    12    i^^^      3    3  1     2  (3) 
pmn/n    223,111 


^ 


12    3    1     2    I    (2) 
C.  pmn/n       445,332 


3   3   1     2  (3) 


>,l7o("):^^i^^ 


W*-*):*.V,bc 


^^l?olyoll< 


^^^ 


I    2     I   3     I    2^^      "3    I    3   3(2) 
pns/n   213,211 


3    I     3   3  (2) 


I     2    I    3    I    2  (2) 
C.  pns/n      435,432 


2    I     I     2     I    2(3) 
C.mnd/n      345,342 


2    I     I    2    I   2  13) 


4    2    I   2(3) 
mnd/n   123,12! 


4    2  12 


(3) 


^»oit"°^"'l"''^^^'^"«be^^;U"°""°'^^ 


r 


3     12    1     I     I   (3) 
C.nsd/2      335,442 


3    12    II     1(3) 


3    1     2    I  (5) 
nsd/n    113,22! 


3    1    2    I  (g) 


III     12  3(31         I    I     I     I    2    3,1^'        I    2    I    2(61 


I    2   1    2  (6) 


V!! 


Ill     I     2  3  (3) 
m6       464,24! 


Vm4 


M'^   242.020 


o^o^^"^  :"boobt 


ok"):  "k 


^^ 


f 


=«a:o^ 


M»? 


^^^ 


ofloo 


I    3    I    3  (I) 


2    113 


(I) 


C.p^m^    453,432 


4  3   1    3  (I) 
p2m2  23!,2!! 


4  3   I    i^ 


2     I     I    3  (I)  2    2    2   I     I   3   (I)  2   2   3    I   (4)  2   2  3    I 


2   2   2     I     I    3  (I) 
C.m2d2     353,442 


[4) 


n£d2  !3!,22l 


^^^^^^^^ 


^^^^^ 


^^^ 


1*^    I    2     I     I    2    (4) 


;^x» 


W 


I     I     2    I     I    2  (4)         r     I    2    4  (4)  I    I    2    4  (4) 


364 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 


Cm^n^     354,432 


mV  132,211 


3     I    2     I    I      2  (2)        3    I    2     I    I    2  {^)  3     I     2  2  (4)       3    I     2     2 

Cp^m^t    454,341  p£m2 1     232,120 


(«0 
(4) 


^^ 


S^^ 


^otlo  *-'» 


^ 


i 


I     2    1     I  (3) 
C.m^d^l    454,341 


4    12    1    (4) 
m£d_^  $    232,120 


^^^^ 


booC^') 


^^ 


V     «^2    r    4    I     2  (I) 
C.m^n^  $    454,242 


■eJ^oO 


3    4    3  (I) 


,2„2 


I 


mfrf  J    232,021 


»iasi}&i 


3CSt 


^^ 


^uMo' 


j?o|:io 


Vtl   ,-3 


I     2    I     3    I     I   (3) 
532,353 


3   14     1  (3) 
VjS  310,132 


I"         I         /I  I         I  I     /'Z\  11/1111 


j)»o^s")|"c>bot,= 


(5 


I     I     4    I     I    I    {31  r    I     4    I    (5) 

p2d2j    220,222 


I"     I     4     I     I     1  (3) 
C.p^d^l  442,443 


I     4    I  (5) 


^     4   2   4  (I) 


imn/t(l-5)  212,122 


5^n)= 


^^^^^^ 


12    2    11    4(1) 
C  pmn/t(l-5)    434,343 


[f\  I    3   2     I    3    I    (I) 

C.pmn/t(l-3)    344,433 


r    3   2    I   (5)  13    2    1  (5) 

pmn/t(l-3)    122,212 


3   2    I    I   2  (2) 


i 


C.t^2|      444^441 


4   2    1    3  (2) 


tp2<j2|    222,220 


botjo'^Vl  *^te= 


2    4    I    2    I     I   (rT         2    5    3    I   (I)  2  5  3    I    (f)   ■' 

p2n2     222,121 


i 


2   4     12    1     I   (I) 
444,342 


C.p2n2 


^^^^^^^ 


Ul);tl|yo^, 


^s 


p^ 


^ 


^^^ 


r    I     I     3    I    3  (2)         I     I     I    3    I    3  (^) 


21 


2    I    3 


(5) 


2     I    3     I  (5) 


365 


COMPLEMENTARY    SCALES 
C.tdfn^l      444,342  td^n^l    222,121 


j^.,o»t^^^">;"'=>t>ot>o.4^ 


^^lys)    ^iob<^ 


^ 


RX 


I   2   I   (2)  I     I     4   I    2    I  (2)  r    I    4    3(3)  1    I    4   3  (3) 


r  I   4 

C.  p^s^d^    434,442 


«w 


p2s2d2  212,221 


■  o(«>^):^>obog^ 


>>)  :"otyot;^ 


^=^ 


l<^    2   1     2  4(1) 


I     I     2    I    2   4  (^''        i^f^i    2   3  (5)  I      I     2   3   (5) 

C.nVj        434,442  n^^j    212,221 


I       I     I     I    3   2(3) 


Finally  Example  50-5  presents  the  six-tone  scales  with  their 
involutions.  In  most  cases,  as  we  have  already  seen,  the  involu- 
tion of  the  hexad  is  also  its  complementary  scale.  In  the  cases 
of  the  isomeric  "twins,"  the  complementary  scale  is  given  in  the 
third  part  of  the  line.  Where  the  original  scale  is  a  part  of  a 
"quartet,"  the  scale  is  given  with  its  involution,  followed  by  the 
complementary  scale,  followed  in  turn  by  its  involution. 


VI 

i 


Example  50-5 

Six-tone  Scales         Involutions  Six-tone  "Twin" 

p5       523,410         (also  X  pVn' ) 


Involutions 


T^JF^ 


tl   ^"Q 

2    2   3   2   2  (I) 


PNS  (p^s^)    423,411  (also  pmn@s;  Jpfn^s";  t  p^s^m') 


j|..o»^"'^i"'^l^^ 


22212  (3)  22212 

Jr£s££l      423,321 


(3) 


tp^s^d'     423,321 


.>>c^^)  ;^^bo 


.bo'»^)  :  "ote= 


i^^ 


^^ 


(2)  ^       I   I    : 


2    I     4    2    I  (2) 
iaiso   nsd/p  ) 


I    I    3   2  3  (2) 


2    14  2     1 


3  2  3  (2) 


m 


366 


pym        432,321 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 

2.2*   .A  _2^2. 


p^m3    432,321  (t  pVt  ;|  mVt  ) 


oM= 


^?fe 


^ 


^^ 


sx 


torO^ 


2    2    2     1    411) 
^!-  D^         123,450     (also   J  s^d^n'  ) 


S-C3  O 

2    2    3   1      I  (3) 


NSD  (s^d^)  123,441    (olso   mnd@  s;  t  n^dS   ;  t  s'^d^m' ) 


r    I     I    2  (6)        I      1     I     I    2  (6) 
tn^s^fl'  223,341  ^  s^d^p'     223,341 


,Jto(^i)  :»o|yo^ 


^boll|o(")  :  "ot?o 


^o^ot>o 


^« 


I      I      I     6  I    (2)         I     I     I    6    I   {^)  '        I     I    5   3   I    (1)         1     I    5  3     I    [I 
(also  pns/d) 


W^ 


^&ar 


dVm      232,341 


d^m^         232, 341  it  p  Vt ;  $  s^d^t ) 


:tg3=i: 


^=^ 


^^«^ 


?cr«v 


-otta  **' 


r  I  2  I  I  (6) 


r     IT     I    4  (4) 


VI 


_Sf    060,603    (also  t  m^s^  ) 


^^ 


^ 


?cy^ 


I 


2  2  2    2    2  (2) 
ts^2|     242,412  (also  I  m^s^p';  t  p^n^d') 


;^^)  1  " 


'^^"t^^l^.^^l 


^ 


^D 


2   2  2    2    I   (3)         2    2   2   2   I  (3) 
sV      241,422     ($  m^s^n';  t  P^d^n' 


i 


2    2  2  I     I    (4)  2  2    2    I    I  (4)  ^ 


sln2      142,422  (J    m^s^d'  ;  J  n^dV  ) 


2    I     I    2     2  (4)  2    I    I    2    2  (4) 


367 


COMPLEMENTARY    SCALES 


i 


pmd/s    322,431 


(ct)  \  lli?i\^ 


-crg» 


55^ 


T     I    5  2  2  U)  I    I    5   2   2  (I) 

s^/n  323,430    (also   tp^d^i) 


fi  s-/r 


5B^ 


P^ 


*^  ^2    I    I     I    2  (5) 


225,222 


VI 

i 


,boti^)  :  i't, 


P      boHo' 


5R^ 


'3    3   I    2    I  (2)         3  3     12    1*^^ 
n^/p  324,222  n^+p^     324,222 


W»^)  ; 


^oN«"^'^^: 


,^\>^^[ 


I    2    3    I    3(2) 
n^/d         224,232 


2    I    3    I    2  (3) 
n^  +  d^     224,232 


^ 


^ 


>oljo^°fa' 


^^^^ 


r    2    I   2    I    (5) 


nVs 


224,322 


1113  3(3) 
n^  +  s^     224, 322  (^  pVt ; t  n^d^t ) 


.b^obo^-'-"-'i 


^(?^ 


jb^W^ 


2    1     I     2  3(3) 


2   I     2    I    2   (4) 
n2/fn         234,222 


n^-i-mS  234,222(4  mVti^n^s^t) 


bo(^^)  i 


^ 


^otlot'^H 


j?ot|ot^i» 


3    1     2    I    3  (2) 
^'iM6        363.030 


2   2    1(3) 


it°^ 


3     I     3   1     3  (I) 
PMN        343,221 


,||^o^*>):"bokv.^ 


2    2    3  1    3   (I) 
PMD        342,231 


^ 


2  2    3    13 


,.„>.»> ''i'H...^ 


i 


2  4     I     3     1(1) 
MNP         243,231 


2  4    I    3    I   (I 


r 


^^^ 


t^^^^°^ 


^izsx 


3    12     I    I   (4) 


^fe°^ 


3     12    1 


(4) 


368 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 
pmd/n       343,230  (also  t  m^d^n';  t  p^m^n') 


boljo^^*) :  *-^^ 


^^^ 


2    1     4    3    I    [I) 


2    14  3     l7f)  ^ 
i  p^m^d'     343,131  JmVp'     343,131 


i 


b..(.")i^^ok. 


M"^"^:""!^ 


*^    *^    3    I    2   I    (4) 


lalso  pnnn/d)(alsoi 


I    3    1     2  I  (4)  ' 
J  m^n^d'  ) 


^^ 


"  obo/ 


r 


3    I     3    I     I    (3)   .     3    13     I     I  (3) 
(also    mnd@p)(al:so  t  m^d^' ) 


^ 


^P 


m 


)il^{p^)     420,243  (also  i  p^d^t ) 


4 


3tnt 


^^ 


r    I  4  I    I    (4) 
pmn/t      224,223 


||..oll'^'":"°l'"||..l|..„: 


"3    2    I   3  (2) 
mst/p      422,232 


13    2     I     3(2) 


■  (la)  ■  K\oa. 


^^ 


^ 


fe 


ri     4    I   2  (3) 
mst/d       322,242 


r 


I     I    4    I  2  (3) 


C") : "  oboi 


I     r     I     3     I  (5)         I     I    I    3    I  (5) 
p2/d         421,242  d^/p     421,242 


^ta^ 


>j|ovi^"): 


^ 


r  I    I    4  I  (4) 

t  p^d^s'     322,332 


r  I  5  I    1(3) 

t  n^s^m'     322,332 


i 


;tnt 


>W- 


tboCfct) :  ^bo^'^bc 


*^    "^1     r   3   2  4  [I) 
(also  pdt /s) 


M« 


113  2  4"(\r  ^-" 


(also     p^d^) 


"^r 


2    1     I     5    1(2) 
i^d3 


2    I    I     5    I   (2) 


I      I     1     4  2  (3) 


369 


COMPLEMENTARY    SCALES 
,2w2„l     -^^o  '?^'>  X  m^n^s'     332,232 


t  £ldfm'    332,232 


o(")i"o(,. 


^^^^^^S 


k»o" 


^ 


^^e^ 


^ 


t/   -«■ 


I    3    1    2    4  (IJ 
(also   pdt/m) 


13    1     2  4  (^) 


IFp        2    I     I     4    I   t3) 


2    I     I    4    I 


IT 


*   p2n2m'     333,321 


X  p2rT?s'       333,321 


^")!*VJ^V 


lu-<*»!  "l?o|;i 


^0= 


^ 


■OflOJ 


f«^ 


po-o^ 


^^^^ 


3     I     I     2  2  (3)  '        2    2   I     2    I    (4)        2    2    I    2     I  (^) 


3   1     I     2    2(3) 
(also  pns/m) 


%   n^d^m'      233,331 


t     m2d2s'      233,331 


to* 


^^5 


k^o(»>)  :"ot>ok^ 


-rr^ 


,i>obot]< 


^ 


^oi]« 


^F 


"T 


21      5   2    1 
(also    nsd/m) 


12    15    2 


112  4  3(1) 


I     I     2    4  3    (f) 


p^s^d^H-  pi      323,331 


,2  e2   A^ 


p*^  s^  d*^  +  d ;    323,531 


(.") !  "'^"bo^ 


^{yO  :  iibiit^i,. 


"^^ 


mO 


r  I    2  I  2  (5) 


t«^)    -o^e^*^ 


rr 


I      I     2     I    2  (5)  I     I    2  3  4  (1)  112     3   4  0) 


These  relationships  of  tone  will  repay  endless  study  and 
absorption,  for  within  them  lies  all  of  the  tonal  material  of 
occidental  music,  classic  and  modern,  serious  and  popular.  With- 
in them  lie  infinite  and  subtle  variations,  from  the  most 
sensuously  luxuriant  sounds  to  those  which  are  grimly  ascetic; 
from  the  mildest  of  gentle  sounds  to  the  most  savagely  dissonant. 

Each  scale  or  sonority  encloses  and  enfolds  its  own  character. 
In  parting,  let  us  look  at  one  combination  of  sounds  which  we 
have  used  before  as  an  example,  the  tetrad  pV  and  its  octad 
projection.  It  is  a  sweet  and  gentle  sound  used  thousands  of 
times  by  thousands  of  composers.  It  has,  for  me,  a  strong  per- 


370 


TRANSLATION    OF    SYMBOLISM    INTO    SOUND 

sonal  association  as  the  opening  sonority  of  the  "Interlochen 
theme"  from  my  "Romantic"  symphony.  You  will  find  it  and  its 
octad  projection  on  the  second  line  of  Example  50-3.  Note  that 
the  tetrad  has  the  sound  of  C-D-E-G.  Notice  that  its  octad  is 
saturated  with  this  pleasant  sound,  for  the  octad  contains  not 
only  the  tetrad  C-D-E-G  but  also  similar  tetrads  on  D,  D-E-Fjf-A; 
on  E,  E-FJ-GJf-B,  and  on  G,  G-A-B-D.  In  the  hands  of  an  insensi- 
tive composer,  it  could  become  completely  sentimental.  In  the 
hands  of  a  genius,  it  could  be  transformed  into  a  scale  of 
surpassing  beauty  and  tenderness. 

In  conclusion,  play  for  yourself  gently  and  sensitively  the 
opening  four  measures  of  Grieg's  exquisitely  beautiful  song, 
"En  Svane."  Note  the  dissonance  of  the  second  chord  as  con- 
trasted with  the  first.  Then  note  again  the  return  of  the  consonant 
triad  followed  by  the  increasinglv  dissonant  sound,  where  the 
Dt>  is  substituted  for  the  D.  Listen  to  it  carefully,  for  this  is  the 
mark  of  genius.  It  took  only  the  change  of  one  tone  to  transform 
the  sound  from  its  gentle  pastoral  quality  to  one  of  vague  fore- 
boding. But  it  had  to  be  the  right  note!  If  this  text  is  of  any  help 
in  assisting  the  young  composer  to  find  the  right  note,  the  labor 
of  writing  it  will  not  have  been  in  vain. 


371 


tl 


Appendix 


Symmetrical  Twelve -Tone  Forms 


For  the  composer  who  is  interested  in  the  type  of  "tone  row" 
which  uses  all  of  the  twelve  tones  of  the  chromatic  scale  without 
repetition,  nineteen  of  the  six-tone  scales  with  their  comple- 
mentary involutions  offer  interesting  possibilities  for  symmetrical 
arrangement.  If  we  present  these  scales,  as  in  Example  1,  each 
followed  by  its  complementary  involution,  we  produce  the 
following  symmetrical  twelve-tone  scales: 


Example  1 


pns 


i 


->      <- 


-^      <- 


J  Jp  ifj^JiiJur^r'^nijj  j||jjJ  ^JttJriir*r"r 


'^  '^■^2'  I    2    2^       ^'22322        ^2^2    2:      I     2  21222 


# 


->  <- 


nsd 


->       <- 


iijjtfj  J  ^  tJ  ^I'^'i^t^riUJ^Jt'-'i'^^-'  iiJt^''^"rt''r 


I    I    I    I 

6 


I     I       I       I     I  I     I       I       I      2  2    I      I       I      I 


-etc. 


1222  22222  2    2?22  22222 


s4p2 


^>'        « 


»■  <r 


^lij,iiii^J^ir'r^r'rV^nijj.i<i m. 


-0- 

2    2    2     2 


12    2    2    2  2    2    2     11 


2     2    2 

373 


4    2 

s   n*^ 


APPENDIX 

pmd@  s 


>  <- 


0      115       9  P       9     I       I      9  "^tt       I      «S     9     P  P      P     «S     I       I 


2     2  2     2    112 


s^@Il 


iJt.JhJJJ-iiJtJ^t^rTiibJ^^fa^^^r^ 


m 


2     I       I     I     2 
,6 


3     3     12 


2    13     3 


^  < 


<|>iJjJ«Jr  itJ^ii^'irV'^riujJ^ir  "r^r^^^ 


^ 


wf 


3   13  3     13      13 


13     13  3     13     13 


pmn 


I       14     11 

pmn@t 


f|.i,i"jiiJJii^  iiJ^tJ^rTj^ji I  yTt^ 


13213  31231  13213  31231 


nnst@  p 

mst@d 

<      -     T 

-^. ' 

t= 

< 

— a  1  jiJ  *  ir 

g 

-J — 1 — 1 1 — 1 

Ff^ 

r^P 

^^ 

55^£fJ 

NH 

b! 

f^^'^r^ 

-* 

^ 

W 

t^^ 

1--J — 

— L_ 

In  any  of  the  above  scales,  any  series  of  consecutive  tones 
from  two  to  five  will  be  found  to  be  projected  to  its  correspond- 
ing ten,  nine,  eight,  or  seven-tone  scale.  For  example,  in  the 
first  scale,  p^,  not  only  are  the  twelve  tones  the  logical  projection 
of  the  original  hexad  but  the  first  ten  tones  are  the  projection 
of  the  first  two  tones;  the  first  nine  tones  will  be  seen  to  be  the 
projection    of    the    first    three;    the    first    eight    tones    are   the 

374 


SYMMETRICAL    TWELVE-TONE    FORMS 

projection  of  the  first  four,  and  the  first  seven  tones  are  the 
projection  of  the  first  five. 

In  other  words,  the  seven-tone  scale  C-D-E-FJj:G-A-B  is  the 
projection  of  C-D-E-G-A,  the  eight-tone  scale  C-D-E-F#-G- 
G#-A-B  is  the  projection  of  C-D-E-G,  and  so  forth,  as  illustrated 
in  Example  2: 

Example  2 


h  j'jNN 


g 


iiJ  hip  |*r  " 


r     «^ 


It  should  be  clear  that  the  above  relationship  remains  true 
regardless  of  the  order  of  tones  in  the  original  hexad  as  long  as 
the  series  is  in  the  form  of  a  six-tone  scale— or  sonority— with  its 
complementary  involution.  For  example,  the  scale  of  Example  2 
might  be  rearranged  as  in  Example  3: 


Example  3 


efc.  etc. 


-^  <r- 


j_i-j  JjJ  iiJnrt.i^riiJ'iri^.i.irJj«riJ||^ 


The  method  of  determining  the  "converting  tone"— that  is,  the 
tone  on  which  we  begin  the  descending  complementary  scale- 
was  discussed  in  Chapter  40,  pages  266  to  269.  A  quicker,  al- 
though less  systematic,  method  is  by  the  "trial  and  error"  process, 
that  is,  by  testing  all  of  the  possibilities  until  the  tone  is  found 
which,  used  as  a  starting  point,  will  reproduce  the  same  order 
of  intervals  downward  without  duplicating  any  of  the  original 
tones.  Referring,  again,  to  Example  1,  p^,  it  will  be  clear  that 
E#,  or  F,  is  the  only  tone  from  which  we  can  project  downward 
the  intervals  22322  without  duplicating  any  of  the  tones  of  the 
original  hexad. 

The  hexad  "twins"  and  "quartets"  cannot  be  arranged  in  this 
manner  for  reasons  previously  explained.  This  is  also  true  of  the 
hexad    pmd    @    n   which    follows    the    general    design    of   the 

375 


APPENDIX 


"quartets"  although,  unhke  them,  its  complementary  scale  proves 
to  be  its  own  transposition  at  the  interval  of  the  tritone. 

The  nineteen  hexads  of  Example  1  contain  in  their  formation 
all  of  the  triads,  tetrads  and  pentads  of  the  twelve-tone  scale 
except  the  five  pentads,  p^m^t,  m^d^t,  m^n^^,  p^s^d^,  and  nV^, 
the  last  of  which  will  be  recognized  as  the  "maverick"  sonority 
of  Chapter  47.  The  first  four  may  be  projected  to  a  symmetrical 
ten-tone  row  as  in  Example  4: 

Example  4 


i 


p^m^  t 


missing    rn^d^  t 
Torres      ~zzz >.        <- 


|,jjji.JiiJ|.iiii^i  ,'i;  II  uj.J':^r  ^W^' 


missing 
tones 


4     12    1 
m2n2  J 


15     4    3  3    4     3 


_  111 — 1    *                                           missing  missing 

^  ^    >^      < tones  >       < tones 


3    14     1  14    13 

p2s2d2 


3     14     1  14     13 


missing 
tones 


112    3  3     2     11 


376 


Index 


A 

Accent, 

agogic, 

58 

rhythmic, 

58 

Analysis  of  intervals, 

7 

by  omission, 

270 

Axis  of  involution, 

20 

-  21 

B 

Bartok, 

From  the  Diary  of  a 

Fly, 

74 

Sixth  Quartet, 

74,  127, 

145 

Fourth  Quartet, 

75,  145, 

192 

Beethoven, 

Leonore  No.  3, 

35 

Symphony  No.  5, 

35, 

297 

Symphony  No.  8, 

36 

Berg,  Alban, 

Lyrische  Suite, 

38 

Nacht, 

83, 

96 

Britten,  Les  Illuminations, 

115, 

156 

Decads, 


Clockwise  and  counterclockwise 

progression,  9 

Common  tones,  60 

Complementary  hexad,  249 
Complementary  sonorities, 

of  the  perfect  fifth  series,  275 

of  the  minor-second  series,  276-277 

of  the  major-second  series,  278 

of  the  minor-third  series,  279 

of  the  major-third  series,  280-281 

of  the  perfect-fifth— tritone  series,  282 

Consonant  symbols,  pmn,  11 

Converting  tone,  266-269 

Copland,  A  Lincoln  Portrait,  214,  217 

D 

Debussy,  Voiles,  81,     88 

La  Mer,  82 

Pelleas  and  Melisande,      84,  95,  103,  115 

186,  202-203,  209 

Les  fees  sent  d'exquises  danseuses,  116 


perfect-fifth,  p^m^n^sHH*, 

31,  276, 

315 

minor-second,  p^m^n^s^dH*, 

66, 

277 

major-second,  p^m^n^s^dH"^, 

91, 

278 

minor-third,  p^m^n^s^dH'^, 

119, 

280 

major-third,  p^m^n^s^dH'^, 

134, 

281 

perfect-fifth-tritone. 

p^m^n^s^dH^, 

149, 

282 

"Diagonal"  relationship 

of  hexad  quartets, 

336 

Dissonant  symbols,  sdt. 

11 

Dissonant  triad,  sd^. 

11 

Dominant  seventh, 

4 

Dorian  mode. 

57 

Double  valency  of  the  tritone. 

139-140 

Doubling, 

49 

Duodecads, 

perfect-fifth, 

pl2ml2nl2sl2(fl2i6^ 

31,  276, 

315 

minor-second, 

pl2^12„12jl2cil2i6^ 

66, 

277 

major-second. 

pl2ml2„125l2dl2t6^ 

92, 

278 

minor-third. 

pl2ml2„12sl2cil2i6^ 

119, 

280 

major-third. 

pl2OTl2„125l2dl2f6^ 

134, 

281 

perfect-fifth-tritone. 

pl2^12„12sl2cil2^6_ 

149, 

282 

E 

Enharmonic  equivalent. 

1 

Enharmonic  isometric  hexad, 

78 

Enharmonic  table. 

12 

Equal  temperament, 

1 

Expansion  of 

complementary-scale  theory. 

263 

Exponents, 

19 

Fusion  of  harmony  and  melody,  3,     16 


Gregorian  modes,  47 

Grieg,  En  Schwan,  371 


377 


INDEX 


Harmonic  rhythm. 

53 

Hanson, 

Sinfonia  Sacra, 

128 

Cherubic  Hymn, 

206 

Elegy, 

293 

"Romantic"  Symphony, 

296,  371 

Harmonic-melodic  material, 

perfect-fifth  hexad, 

40-  47 

minor-second  hexad, 

67-  72 

major-second  hexad. 

79-  81 

minor-third  hexad, 

98-103 

major-third  hexad, 

125-126 

perfect-fifth-tritone  hexad. 

141-144 

pmn-tritone  hexad, 

153-154 

Harris,  Symphony  No.  3, 

270-271 

Heptads, 

perfect-fifth,  p^m^n'^s^d^, 

29, 

275,  315 

minor-second,  p^m^n*s^d^t, 

66,  277 

major-second,  p-m^n~s^d^t^, 

90, 

232,  278 

minor-third,  p^m^n^s^dH^, 

119,  279 

major-third,  p*m^n*s^dH, 

133,  281 

perfect-fifth-tritone, 

p^m^n-s^dH^, 

148,  282 

Heptads,  complementary. 

of  pmn  projection. 

286 

of  pus  projection, 

288 

of  pmd  projection, 

290 

of  mnd  projection, 

291 

of  nsd  projection, 

292 

of  prnn-tritone  projection 

295 

of  pentads  p^  +  s^,  p-  +  s^ 

304 

oi  pentads  d3  +  s2,d2  +  s3. 

305 

o{  pentad  p3  +  d2,p2  +  d3 

306-307 

of  pentad  tp2-|-d24,_ 

308 

of  pentad  p^  +  m^, 

309 

of  pentad  d^  +  m^, 

309 

of  pentad  p^  +  n^. 

310 

of  pentad  d^  +  n^. 

310 

of  pentad  s^  +  n^. 

311 

of  pentad  m~  +  rfi. 

311-312 

of  pentad  p^  +  s^  +  d^, 

312 

1,  333-334 

of  pentad  Ip-m^, 

317-318,  335 

of  pentad  \p^n^. 

320-321,  335 

of  pentad  ^p^d^. 

322-323 

of  pentad  fm'^n^, 
of  pentad  ;;  m^d"^. 

324-325 

326-327 

of  pentad  '^n'^d^. 

328-330 

Hexads,  perfect-fifth. 

p5m'^nHid,lp^s^n^, 

29,  315 

pns,  pmn@s,  p^  +  s^,'lp^n^s'^ 

■,tP' 

is2mi. 

ptm^nh'^dt. 

173,  236 

(nsd@p,l  n^s^p^  p^m^n^s^d-t, 

\ 

239, 

240,  257 

\Xp2s2d\ 

259 

p^@m,  p'^m^n'^s^d^t, 

■  p3  +  m2,lp2sH,lm2d% 

212 

211, 

229,  231 

Hexads,  minor-second. 

pm2n^s*d,ls2d2n^, 

65 

nsd,  s3  -1-  d3,  mnd@s,  I  n^d^s^ 

,Js2d2mi, 

pm^n^s^dH, 

188 

215, 


204, 


200, 


(   pn5@d,Jn2s2<ii,  p^m^n^sHH, 
{  239, 

Kls^d^p^, 

{d~@m,  p^m^n^s^dH, 
d^  +  m2,lp2m%ls2d% 
Hexads,  major-second, 
m^s^t^,Xm^s2t, 
ts%24,,  jm2s2pl,  Ip2n2d^, 

p2m*n2s*dt2, 
s4  4-  p2, 1  m2s2ni,  l  p^d^n^, 
p2m*ns*d2t2, 

Si  +  n2,lm2s2d'^,ln2d2pi, 
pm^n^s^d^t^, 
pmd@s,  p^m^n^s'^dH, 
s2@n,fp^d^  ],,p^m2n^s*d^, 
Hexads,  minor- third, 
p^m^n^s^d^t^, 
(n2@p,  p^m^n'^s^d^t^, 
\n^  +  p^, 

)n2@d,  p^m^n'^s^dH^, 
n^  +  d^, 

)n2@s,  p^nfin^s^d^t^, 
n3+s3,i;p2n2f,:I;"2d2i, 
in2@m,  p2m^n*s2d2t2, 
n^ +m2,  J  n2s2f ,  J  m^n^t, 
Hexads,  major-third, 
p^m^n^d^, 
pmn,  p^m'^n^s^d^t, 
pmd,  p^m^n^s^dH, 
mnd,  p2m*n^s2dH, 
pmd@n,  X  rrfid^n^,  %  p^m^n^, 

p^m^n^s^d^, 
/ 1  p^m^d^,  pmn@d,  I  rrfin^d^, 
I    p^m^nHdH,  239, 

Ilm2n2pi,  mnd@,p,1vrfid2p'^, 
239, 
Hexads,  tritone, 

t^,  p2@t,lp2d2t,  p^m^s^dH^, 
pmn@t,  p^m^n'^s^d^fi, 
mst@p,  p^m^n^s^dH^^ 
mst@d,   p^rrfin^s^dH^, 

{p2@d,  p'^m^ns^dH^, 
d2@p, 
/|p2d2ji,  pdt@s,  p^  +  d^, 

<  p^m2n2sUH2^  219,  239, 
v  X  n^s^m^, 

np^d^m'^,  pdt@m, 
J    p^m?rfis2dH2^ 
(Jm2n2si, 
Hexads,  neutral, 

/    pns@m,Jp2n2mi, 
)    p^m^n^s^d^t, 
\lp2m2s\ 
ifn^d^m''^,  nsd@m, 

<  p^m^n^s^dH, 
Ilm2d2si, 

j  p2-\-s2-\-d2-\-p\^,p^m2n^s^dH, 

\  p2+s2+d2+d| 

Hexad  quartets,  254, 

Hexad  "twins," 

Hoist, 

The  Planets, 

Hymn  of  Jesus, 


239, 


239, 


239, 


240,  255 
259 
216 

230,  231 

78,  230 

232,  234 

233,  234 

233,  234 
237 
237 

98 
197 
195 
208 
207 
205 

230,  231 
201 

230,  231 

13,  124 
168 
178 
183 

237,  240 

240,  255 

240,  255 

140,  230 
152 
237 
238 
219 
220 

240,  256 
259 

240,  256 
259 


240,  256 
259 

240,  257 

259 

258 

258 

339-  40 

340-345 

171 
199 


378 


ESTOEX 


Influence  of  overtones, 

55 

Intervals, 

symbol  p, 

9-10 

m. 

10 

^, 

10 

s. 

10 

d, 

10 

t, 

11 

number  present  in  a  sonority, 

11 

table  of, 

14-15 

Inversion, 

8,  40 

Involution,  theory  of, 

17 

simple. 

18 

isometric. 

18 

enharmonic. 

19 

of  the  six-tone  minor-third  projection,     110 

of  the  pmn-tritone  projection, 

158 

of  the  pmn  hexad 

170 

of  the  pns  hexad. 

174 

of  the  pmd  hexad. 

179 

of  the  mnd  hexad, 

184 

of  the  nsd  hexad, 

189-190 

Isomeric  pentad,  pmnsdt, 

23 

Isomeric  sonorities. 

22-23 

Isomeric  twins. 

196 

J 

Just  intonation, 

1 

major-third,  p^m^n^s'^dH^, 

133,  281,  324,  327 
perfect-fifth— tritone  p'^m^n^s^d''t*, 

149,  282 
Nonads,  complementary, 


M 

Major-second  hexads  with  foreign  tone,    232 

"Maverick"  sonority,  331 

"Maverick"  twins,  333 
Messiaen, 

L'Ascension,  122,  135 

La  Nativite  du  Seigneur,  135 

"Mirror,"  17 
Modulation, 

key,  60 

modal,  56 

concurrent  modal  and  key  63 

of  the  perfect-fifth  pentad,  61 

of  the  minor-second  pentad,  76 

of  the  minor-third  hexad,  109 

of  the  major-third  hexad,  131 

of  the  perfect-fifth-tritone  hexad,  147 

of  the  pmn-tritone  hexad,  157 

Moussorgsky,  Boris  Godounov,  155 

Multiple  analysis,  5,       6 

N 

Nonads, 

perfect-fifth,  p^m^n^s'^dH'^, 

30,  276,  315,  320,  322 
minor-second,  p^m^n^s'^d^t^, 

66,  277,  323,  328,  330 
major-second,  p^m'^n^s^d^t^,  91,  278 

minor-third,  p^m'^n^s^d^t*, 

119,  280,  310,  311,  312,  321,  326,  329 


of  pmn  projection. 

286 

of  pns  projection. 

289 

of  pmd  projection, 

290 

of  mnd  projection, 

291-292 

of  nsd  projection. 

292-293 

of  mst  projection. 

293 

of    tp2. 

317 

of    lm2. 

319 

O 

Octads, 

perfect-fifth,  p'^m'^n^sHH'^,     30, 

275,  315 

minor-second,  p'^m'^n^s^d'^t'^. 

66,  277 

major-second,  p'^m^n'^s'^dH^, 

91,  278 

minor-third,   p^m'^n^s^dH'^, 

119,  279 

major-third,  p^ni^n^s^dH-, 

133,  281 

perfect-fifth— tritone. 

p6m*n4s4d6^4^ 

148,  282 

Octads,  complementary, 

of  pmn-tritone  projection, 

296 

of  tetrad  p@m, 

299 

of  tetrad  n@p, 

299 

of  tetrad  m@t, 

299 

of  tetrad  n@m, 

300 

of  tetrad  m@d. 

300 

of  tetrad  n@s. 

301 

of  tetrad  n@d, 

301 

of  tetrad  p@d. 

301 

of  tetrad  p'^+s^. 

304 

of  tetrad  d^+s^. 

305 

of  tetrad  p'^+d^. 

306-307 

of  tetrad  s'^+nfi. 

308 

of  tetrad  Ip^m^, 

317 

of  tetrad  Jm^pi, 

318 

of  tetrad  Xp^'n-^i 

320 

of  tetrad  jn^pi, 

321 

of  tetrad  tp^d^, 

322 

of  tetrad  Id^p^, 

323 

of  tetrad  Im^n^, 

324 

of  tetrad  |  n^m'^, 

325 

of  tetrad  I  m'^d^, 

327 

of  tetrad  Jd^^i, 

328 

of  tetrad  %  n^d^, 

329 

of  tetrad  Id^n^, 

330 

of  tetrad  In-s'^, 

332 

of  tetrad  ts^n^. 

332-333 

of  tetrad  n2+pi. 

342 

of  tetrad  n^-\-m'^. 

342 

of  tetrad  n^-\-s'^, 

343 

of  tetrad  n^+d^, 

343 

of  tetrad  p^+m^, 

344 

of  tetrad  d^+m^, 

344-345 

p 

Pentads, 

perfect-fifth,  pns@p,  "Ip-s^,  p*mri^s^, 

29,  172,  226,  315 


379 


INDEX 


pns@,s,  p^mn-s^d. 

47, 

172 

pmn@p,  p^m^rfis^d, 

47, 

167 

"[p+^n^i,  p^mn^s^dt. 

174, 

196 

p^+d^,  p^mns^d^t, 

212, 

221 

pmd®p,  p^m-nsd^t, 

177 

Pentads,  minor-second, 

mn^s^di,  nsd®d,ts-d2,   65,  187, 

228, 

277 

nsd@s,  pmn~s^d^. 

72, 

188 

mnd@d,  pm^n^s^d^, 

71, 

182 

d2+n2,  pmrfisUH, 

188, 

208 

d^-\-p~,  p'^mns^dH, 

216, 

220 

pmd@d,  p'^m^nsdH, 

177 

Pentads,  major-second, 

|m2s2,  m'^sH^,                           7fi 

1,  81, 

227 

i*2„2  or  Ip2„2^  p^m^n^sH, 

173, 

226 

s3-)-p2^  p^m^ns^dt. 

174, 

213 

s3+d2,  ts2+d2  4,^  pnfins^d% 

188, 

217 

s2+n2  or  InH^,  rrfirfisH% 

189,  205 

.,  228-229 

Pentads,  minor-third, 

pmn'^sdfi. 

98 

pmn@n,  p^m^n^sdt. 

102, 

168 

pns@n,  p^mn^s^dt. 

102, 

172 

mnd@n,  pm^n^sd^t. 

103, 

182 

nsd@n,  pmn^s^d^t, 

103, 

187 

Pentads,  major-third, 

pmn@m,  pmd@m,  mnd@m, 

p2min2d2,                      124,  168, 

177, 

182 

p2-\-m2,  p^rrfins-dt. 

169 

m2+d2,  pmHs2d% 

178, 

216 

fji2-\-n~,  pm^n^s^dt, 

169, 

201 

^p^m^,  p^m^n^sd^. 

215, 

226 

'•m^d^,  p2m3n2sd2. 

211, 

229 

;:m2n2,  p2m3n2d2t. 

200, 

228 

Pentads,  tritone. 

p^TnsdH2,  pdt@p, 

144, 

220 

Ip2d2,   p2m2s2d2t2. 

144, 

227 

pmn@tC^  5),  p2mn2sd2t2. 

154 

P7nn@f(i3),  pm2n2s2dt2. 

154 

\p2+d2i,   p2m2n2s2d2, 

179 

p2-\-n2,  p2m2n2sd2t, 

169, 

196 

'td2+n2l,  p2m2n2sd2t, 

183, 

207 

p2+s2+d2,    p2mn2s2d2t, 

205, 

257 

In2s2,  p2mn2s2d2t, 

200, 

227 

Pentad  projection  by  involution, 

338 

Perfect-fifth— tritone  projection. 

140 

Phrygian  mode, 

57 

Piston,  Walter,  Symphony  No.  1, 

272-273 

pmn-tritone  projection  with  its 

complementary  sonorities, 

294-296 

Projection 

of  the  perfect  fifth. 

27 

of  the  minor  second. 

65 

of  the  major  second, 

77 

of  the  major  second  beyond  the 

six-tone  series, 

90 

of  the  minor  third. 

97 

of  the  minor  third  beyond  the 

six-tone  series. 

118 

of  the  major  third. 

123 

of  the  major  third  beyond  the 

six-tone  series, 

132 

of  the  tritone. 

139 

of  the  perfect-fifth-tritone 

beyond  the  six-tone  series, 

148 

of  the  pmn-tritone  series. 

151 

Projection  by  involution, 

225 

Projection  at  foreign  intervals. 

236 

Projection  by  involution  with 

complementary  sonorities. 

314 

Perfect-fifth  series. 

315 

[]p2m2, 
[ ",  p2n2, 

316-319 

319-321 

lp^d2. 

321-323 

im2n2, 

323-326 

lTn2d2, 

326-328 

tn2d2. 

328-330 

Projection  of  the  triad  pmn. 

167 

pmn®p, 

167 

pmn@m. 

168 

pmn@n. 

168 

pmn  hexad, 

168 

Projection  of  the  triad,  pns, 

172 

Projection  of  the  triad  pmd, 

177 

Projection  of  the  triad  mnd, 

182 

Projection  of  the  triad  nsd, 

187 

Projection  of  the  triad  forms  with 

their  complementary  sonorities. 

pmn, 

285-288 

pns, 

288-289 

pmd. 

289-290 

mnd, 

291-292 

nsd. 

292-293 

mst. 

293 

Projection  of  two  similar  intervals  at 

a 

foreign  interval. 

298 

p@m. 

298-299 

p®n, 

299 

m@t. 

299 

n@m. 

300 

m@d. 

300 

n@s. 

300 

n@d. 

301 

p@d, 

301 

Prokofieif, 

Symphony  No.  6, 

38 

Peter  and  the  Wolf, 

128 

R 

Ravel,  Daphnis  and  Chloe, 

35 

Recapitulation  of  the  triad  forms, 

136 

Recapitulation  of  the  tetrad  forms. 

161 

Recapitulation  of  the  pentad  forms, 

241 

Relationship  of  tones  in  equal 

temperament. 

346-355 

Relative  consonance  and  dissonance, 

,  106-108 

Respighi,  Pines  of  Rome, 

171 

Rogers,  Bernard,  Portrait, 

283 

S 

"Saturation"  of  intervals. 

140 

Scale  "versions," 

34 

380 


INDEX 


Schonberg,  Five  Orchestral  Pieces, 

No.  1,  150,  203,  218 

Scriabine, 

Poeme  de  I'Extase, 
Prometheus, 

Sibelius,  Fourth  Symphony,     296 

Simultaneous  projection, 

of  the  minor  third  and  perfect  fifth, 
of  the  minor  third  and  major  third, 
of  the  minor  third  and  major  second, 
of  the  minor  third  and  minor  second, 
of  the  perfect  fifth  and  major  third, 
of  the  major  third  and  minor  second, 
of  the  perfect  fifth  and  minor  second. 

Simultaneous  projection  of  intervals 
with  their  complementary  sonorities, 
p2+s2,  303-304 

d^+s^,  304-305 

p^-\-d^,  306-307 

p3+d3,  307-308 

s2+m2,  308 

p^-\-m^,   d^+m^ 


81,  235 

235 

302,  313 


195 
200 
204 
207 
211 
215 
219 


p^+n^, 


309 
310 
310 
311 
311 
312 
25 
274 


193 

176,  269 

3 


210,  218 
37,  214 


d2-|-n2, 

s2-)-n2, 

m2-fn2, 

p2^s2+d2, 

Six  basic  tonal  series, 

with  their  complementary  sonorities 

Six -tone  scales  formed  by  the 
simultaneous  projection  of 
two  intervals, 

Shostakovitch,  Symphony  No.  5, 

Sonority, 

Strauss,  Richard, 

Death  and  Transfiguration, 

Stravinsky,  Petrouchka, 

37,  128,  155,  198 
Symphony  in  C, 
Symphony  of  Psalms,     49,  120,  171,  234 
Symphony  in  Three  Movements,  121 

Concertino,  150,  222 

Sacre  du  Print emps,  181 


"Tension,"  106 

Tetrads,  perfect-fifth, 

p3ns2,  28,  315 

p2-j-s2^  p2mns^,  42-43 

p@n-n@p,  p^mn^s,  43-44 

Ip^m''-,  p^mnsd,  46 

p@m-m@p,  p^m^nd,  18,  44-45 

Tetrads,  minor-second, 

ns^d^,  65 

d2+s2,  mns^d^,  68 

d@n-n®d,  mn^sd^,  69,   102 

td2mi,  pmnsd^,  70 

d®m-m@d,  pm^nd^,  69-70 

Tetrads,  major-second, 

m^sH,  77 

ts2ni,  pmns^d,  46 

s®n-n@s,  pn^s^d,  46 


Tetrads,  minor-third, 

nH2,  97 

I  n^p^,  pmn^st,  101 

I  n2<ii,  mn^sdt,  101 

Xn'^s^,  pn^sdt,  101 

tn^mi,  pmn^dt,  101 

n@m-m@n,  pm^n^d,  101 
Tetrads,  major-third, 

pm^nd,  123-124 

m^-\-s^,   m^s^t,  80 

p@t-t@p;  d®t-t®d;  p^d^t^,  142 

m®t-t@m;  s®t-t®s;  m^sH^,  80 
Tetrads,  tritone, 

pmnsdt,  101 

IpH^,    p^msdt,  144 

p@d-d®p,  p^md^t,  143 

p2^d2,  p2sd%  143 

td^p'^,  pmsd^t,  143 

Theory  of  complementary  scales,  261 

Theory  of  complementary  sonorities,        247 

Tonal  center,  56 

Translation  of  symbolism  into  sound,      356 

Triads, 

perfect-fifth,  p^s,  28,  315 

minor-second,  sd^,  11,     65 

major-second,  ms^,  42,     77 

minor-third,  n^t  (diminished),  98 
major-third,  m^  (augmented), 

12-13,  79,  123 

pns,  41 

pmn  (major-minor),  11,     41 

pmd,  41 

pdt,  100 

mst,  79 

mnd,  67 

nsd,  42 

Twelve-tone    circle,  3 

Twelve-tone  "ellipse,"  337 

U 

Undecads, 
perfect-fifth, 

piOmWniOsWdiots^  31,  276,  315 
minor-second,  piOmiOniOsio^io^s^  66,  277 
major-second,  piOmiOnio^io^^io^o^  91^  278 

minor-third,  piOmiOnio^iOc^io^o^  ng^  280 

major-third,   piOmiOniOsiOt^iOfS^  134^  281 
perfect-fifth— tritone, 

piOmWnWsiodwt5^  149,  282 


Vaughn-Williams,  The  Shepherds  of 
the  Delectable  Mountains, 

Vertical  projection  by  involution  and 
complementary  relationship, 

W 

Wagner, 

Ring  des  Nibelungen, 
Tristan  and  Isolde, 


176 


335 


185 
283 


381 


Ha„so„,lw?002  00339  1492 

Harmonic  materials  of  modern  music;  reso 


Date 

Due 

m  o    ■ 

MAR   1  '^  1 

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'HAY  ^7 

197S 

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Library  Bureau  Cat.  No.  1137 

MT    45    .H3 

Hanson^     Howard,     l&SG- 

Harmonic    mat.er±als    of    modern 
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